diff --git a/markdown/10years.md b/markdown/10years.md new file mode 100644 index 0000000000000000000000000000000000000000..9d70ad1fcb69b82c01e6e2af13c8980a07098992 --- /dev/null +++ b/markdown/10years.md @@ -0,0 +1,293 @@ +# An Anarchist FAQ after ten years + +It is now ten years since ["An Anarchist FAQ"](index.html) (AFAQ) was +officially released. A lot has happened over that time, unfortunately +finishing it has not been one of them! + +Over that decade, AFAQ has changed considerably. It was initially conceived as +a energy-saving device to stop anarchists having to continually make the same +points against claims that "anarcho"-capitalism was a form of anarchism. As +would be expected, the quality of the initial versions and sections were +pretty mixed. Most of it was extremely good (even if we do say so ourselves!) +and has required little change over the decade (mostly we have built upon and +expanded the original material). A few bits were less good and have been +researched more and rewritten. We have also, of course, made mistakes and +corrected them when we have been informed about them or have discovered them +ourselves. In general, though, our initial work has stood up well and while we +were occasionally wrong on a few details, the general thrust of even these +areas has been proven correct. Overall, our aim to produce an FAQ which +reflected the majority of anarchist thought, both currently and historically +from an international perspective, has been a success as shown by the number +of mirrors, links and translations AFAQ has seen (being published by AK Press +confirms this). + +Since the official release, AFAQ has changed. When we released it back in +1996, we had already decided to make it a FAQ about anarchism rather than an +FAQ on why anarchism is anti-capitalist. However, the first versions still +bore the marks of its origins. We realised that this limited it somewhat and +we have slowly revised the AFAQ so that it has become a resource about +anarchism (indeed, if it were to be started again the section on +"anarcho"-capitalism would be placed into an appendix, where it belongs). This +means that the aim of AFAQ has changed. I would say that it has two related +goals: + +> 1\. To present the case for anarchism, to convince people they should become +anarchists. + +> + +> 2\. To be a resource for existing anarchists, to use to bolster their +activism and activities by presenting facts and arguments to allow them to +defend anarchism against those opposed to it (Marxists, capitalists, etc.). + +Te second goal explains why, for example, we spend a lot of time refuting +capitalist economics and Marxism/Leninism (partly, because many of the facts +and arguments are in academic books which are unavailable to the general +public). We hope that AFAQ has proved useful to our comrades as much as we +hope we have convinced non-anarchists, at best, to become anarchists, or, at +worse, to take our ideas seriously. Hopefully, the two aims are mutually +complementary. + +Not only has AFAQ changed over the last ten years, so has the anarchist and +general political landscape on the internet. When AFAQ was being initially +created, the number of anarchists on-line was small. There were not that many +anarchist webpages and, relatively speaking, right-wing "libertarians" were +un-opposed in arguing that "anarcho"-capitalism was a form of anarchism (the +only FAQ was Caplan's biased and inaccurate "Anarchist Theory FAQ"). As a non- +American, I was surprised that this oxymoron even existed (I still am, as are +all the anarchists I mention it to). Anarchism has always been a **socialist** +theory and the concept of an "anarchism" which supported the economic system +anarchism was born opposing is nonsense. Arguing with its supporters and +reading up on it convinced me that the only real link it has with anarchism is +simply its attempted appropriation of the name. [1] Hence the pressing need +for a **real** anarchist FAQ, a need AFAQ successfully met. + +Luckily, over the 1990s things changed. More anarchists went online, anarchist +organisations created a web presence and the balance of forces changed to +reflect reality (i.e. there are far more anarchists than +"anarcho"-capitalists). The anti-capitalist movement helped, putting +anarchists back in the news (the BBC even linked to AFAQ for those interested +in finding out what anarchists wanted!) Even in the USA, things got better and +after Seattle genuine anarchism could no longer be ignored. This produced some +articles by "anarcho"-capitalists, explaining how there are two forms of +anarchism and that the two have nothing or little in common (if that is the +case, why call your ideology anarchism?). Anarchist organisations and activism +increased and the awareness that anarchism was anti-hierarchy, anti-state +**and** anti-capitalist increased. As an added bonus, some genuine +individualist anarchists appeared, refuting the claim that +"anarcho"-capitalism was merely a form of "updated" individualist anarchism. +All these developments were welcomed, as were the words of praise and +encouragement we received for our work on AFAQ from many anarchists +(including, it must be stressed, individualist ones). Today, genuine anarchism +in all its forms has a much greater profile, as is anarchist opposition to +"anarcho"-capitalism and its claims. We hope AFAQ played a role, however +small, in that process. + +Of course, the battle is not over. On Wikipedia, for example, +right-"libertarians" are busy trying to rewrite the history of anarchism. Some +anarchists have tried to counteract this attempt, and have meant with +differing degrees of success. We urge you to get involved, if you have the +time and energy as numbers, sadly, do seem to count. This is because we +anarchists are up against people who, apparently, do not have a life and so +can wage a war of attrition against those who try and include relevant facts +to the entries (such as the obvious anti-capitalism of "traditional" +anarchism, that anarchism is **not** compatible with government or hierarchy +-- hence an-**archy**! -- or that calling yourself an anarchist does not +necessarily make it so). It is a shame that such a promising project has been +derailed by ideologues whose ignorance of the subject matter is matched only +by their hatred of AFAQ which they deny is a "credible" or valid reference on +anarchism. + +I am not surprised that AFAQ is hated by the "libertarian" right (nor will I +be surprised if it is equally hated by the authoritarian left). After all, it +presents the case for genuine anarchism, exposes the claims of a capitalist +"anarchism" for the nonsense they are and shows how deeply authoritarian +right-wing "libertarianism" actually is. That the FAQ can be called "biased" +by these people goes without saying (it is, after all, a FAQ about anarchism +written by anarchists). What seems funny is that they just do not comprehend +that anarchists take offence to their pretensions of labelling their ideology +"anarchism," that we would seek to refute such claims and that their notion +that "anarcho"-capitalism is anarchist is far more biased. Let us hope that +more academics will pay attention to this and the obvious fact that there is a +very long list of anarchists, famous and not-so-famous, who consider the whole +concept an oxymoron. + +Equally unsurprising is the attempt to deny that AFAQ is a valid reference on +Wikipedia. This boils down to the claim that the authors are "nobodies." Given +that Kropotkin always stressed that anarchism was born from the people, I take +that intended insult as a badge of pride. I have always taken the position +that it is not who says something that counts, but what they say. In other +words, I would far sooner quote a "nobody" who knows what they are talking +about than a "somebody" who does not. As AFAQ indicates with its many +refutations of straw man arguments against anarchism, there are plenty of the +latter. Ultimately, the logical conclusion of such an argument is that +anarchists are not qualified to discuss anarchism, an inherently silly +position but useful if you are seeking to turn anarchism into something it is +not. + +Given that even such an usually reliable expert as the late, great, Paul +Avrich made mistakes, this position is by far the most sensible. Between what +a suitably qualified "expert" writes and what actual anarchists say and do, I +always go for the latter. Any serious scientist would do so, but sadly many do +not -- instead, we get ideology. A classic example is Eric Hobsbawm's thesis +on **"Primitive Rebels"** which he decided to illustrate, in part, with the +example of Spanish anarchism. As we recount as part of our appendix on +"Marxism and Spanish Anarchism" while being undoubtedly a "somebody" and +immensely qualified to write on the subject, his account was utter nonsense. +This was proven beyond doubt when an anthologist interviewed the survivors of +the Casas Viejas massacre. Their account of the event had only appeared +previously in anarchist papers at the time and both, needless to say, refuted +Hobsbawm. + +So, to be called a "nobody" is quite a complement, given how many of the +"somebodies" have not stopped being ignorant of anarchism from putting pen to +paper and exposing that ignorance to the world (the worse recent example of +this, outside of Marxism, must be George Monbiot's terrible comments in his +**"Age of Consent"**). So, when it comes to saying what anarchism is, I turn +to anarchists. This is what the "experts" should be doing anyway if they were +doing their job. + +Are we "qualified" to write about anarchism? Well, the the collective has +always been made up of anarchists, so we have an anarchist FAQ written by +anarchists. It has always been a popular site, given the number of mirrors, +translations and links it has been given (one mirror called it "world +famous"). It is being published by AK Press, one of the leading anarchist +publishers in the world. + +I am the main editor and contributor to AFAQ. While one contributor to +Wikipedia claimed I as an American academic, this is not the case. I have a +"real" job and work on AFAQ in my spare time (I do despair when people, +particularly leftists, assume that wage slaves are incapable of producing +works like AFAQ). I have been always been an anarchist since becoming +politically aware which means I have been an anarchist activist for +approximately 20 years (time flies when you are having fun!). I have been a +member of numerous anarchist groups and have contributed to many anarchist +publications and websites. As can be seen from my personal webpage [2], I +regularly contribute articles to **Freedom** (the leading English-language +anarchist newspaper). Rarely does an issue come out without something by me it +in. Moreover, some of the longer articles have appeared in **Black Flag** +(before and after I joined its editorial committee). My works have also been +published in **Scottish Anarchist**, **Anarcho-Syndicalist Review** and **Free +Voices** and some have been translated into other languages. I am also an +invited columnist for the [www.infoshop.org](http://www.infoshop.org) and +[www.anarkismo.net](http://www.anarkismo.net) webpages (neither of which I am +otherwise involved with). In addition, I have been invited to speak at +anarchist conferences in Scotland and Ireland, as well as by Marxist parties +to debate the merits of anarchism. Due to family commitments, my specifically +anarchist activities are pretty much limited to writing these days, but I +remain a reasonably active trade unionist. + +I will leave it up to the reader to decide whether we are "qualified" to write +about anarchism or not! + +But as I said, I always consider what is said more important than who says it. +The fact that AFAQ is so popular with anarchists is what counts and I hope +that we continue to be. We are always looking for help and suggestions, so if +you want to get involved or want something added or changed, please contact us +-- we consider AFAQ as a resource for anarchists and we want it to reflect +what anarchists think and do. [3] However, if you do want something changed or +added be prepared to do some or all of the work yourself as we have our own +plans on future developments and may not be able to provide the time or energy +for other changes. Also, if you spot a mistake or a typo, please inform us as +no matter how often we check errors do creep in. We take our task seriously +and correct all errors when informed of them (differences in interpretation or +terminology are not, of course, errors). [4] + +Speaking personally, I have enjoyed being part of this project. I have learned +a lot and have gained a better understanding of many anarchist thinkers and +historical events. For example, I can now understand why Daniel Guerin was so +interested in Proudhon and why it has been a crying shame that Voltairine de +Cleyre's works have been unavailable for 8 decades. As such, my understanding +and appreciation of anarchism has been enriched by working on AFAQ and I hope +that others have had a similar experience reading it. On the negative side, +I've had to read some terrible books and articles but very few, if any, of +those were anarchist. But this is minor. The work has been worth it and while +it has taken longer than any of us had imagined at the start, I'm glad that we +are still working on it ten years later as AFAQ is much improved for all that +time and energy. If nothing else, this work has reinforced my belief in the +positive ideas and ideals of anarchism and confirmed why I became an anarchist +so long ago. And, let me be honest, I would not do it unless I enjoyed it! + +What of the future? Obviously, we know that AFAQ is not the final word on +anarchism (we have always stressed that this is **An** Anarchist FAQ and not +"The Anarchist FAQ," although some do call it that). The immediate aim is to +revise the existing main sections of AFAQ for publication, which we are slowly +doing. In the process some previous work is being added to and, in some cases, +totally revised. After ten years, our knowledge of many subjects has expanded +considerably. We have also asked a couple of individualist anarchist comrades +to have a look over section G and hopefully their input will flesh out that +section when it comes to be revised (for all its flaws, individualist +anarchism deserves far more than to be appropriated by the right and social +anarchists should be helping its modern supporters attempts to reclaim their +radical tradition). [5] Once the revision of the main body of AFAQ is +complete, the appendix on the Russian Revolution will be finished and then all +the appendices will be revised. + +After that, AFAQ will be added to once new information becomes available and +new anarchist social movements and ideas develop. We have not covered +everything nor does AFAQ discussed all developments within anarchism in all +countries. If you think we have missed something, then contact us and we can +arrange to include the subject and issues missing. As noted above, though, do +**not** expect us to do all the work for you. This is a resource for the +movement and, as such, we expect fellow anarchists to help out beyond merely +suggesting things they expect **others** to do! + +Hopefully, after summarising 19th and 20th century anarchism, the anarchists +of the 21st century will use that to build and develop new ideas and movements +and create both viable anarchist alternatives under statism and capitalism +and, eventually, a free society. Whether we do so or not is, ultimately, up to +us. Let us hope we can rise to the challenge! I do hope that anarchists can +rise above the often silly arguments that we often inflict on each other and +concentrate on the 90%+ that unites us rather than the often insignificant +differences some consider so important. One thing is sure, if we do not then +the worse will happen. + +Finally, another personal note. On the way to work, I go past a little park. +This little oasis of green in the city is a joy to behold, more so since +someone has added this piece of graffiti to one of its walls: + +_"Resistance is **never** futile! Have a nice day, y'all. Love Friday, XXX"_ + +With that in mind, we dedicate the ten year anniversary release of "An +Anarchist FAQ" to all those "nobodies," all those anarchists who are not +famous or have the appropriate "qualifications", but whose activity, thoughts, +ideas, ideals, dreams and hopes give the "somebodies" something to write about +(even if they fail to get some, or even all of it, right). + +Iain McKay + +_**Notes**_ + +1\. While "anarcho"-capitalism has some overlap with individualist anarchism, +it lacks the radical and socialist sensibility and aims of the likes of Tucker +which makes the latter anarchist, albeit a flawed and inconsistent form. +Unlike the former, individualist anarchism **can** become consistent anarchism +by simply applying its own principles in a logical manner. + +2\. Under my pseudonym "Anarcho" (given what's on it, I'm surprised I bother +using "Anarcho" these days as it is obvious who writes the articles). It is +available here: <http://anarchism.ws/writers/anarcho.html> + +3\. Apologies for those who sent emails over the years and never received a +reply -- some were lost and, given how much busy we are, emails are always the +first to suffer. + +4\. For a discussion of one early incident, mentioned in the Wikipedia entry +on AFAQ, see my article (_"An Anarchist FAQ, David Friedman and Medieval +Iceland"_ on my webpage). Suffice to say, once we became aware of his new +criticism this year (Friedman did not bother to inform us directly), we sped +up our planned revision and expansion of that section and corrected the few +mistakes that had remained. In summary, it can be said our original critique +remained valid in spite of some serious errors in details caused by a failure +to check sources in a rush to officially release it. We learned our lesson and +try not to make the same mistake again (and have not, as far as I am aware). + +5\. A few people have said that AFAQ does not give equal billing to +individualist anarchism. However, in terms of numbers and influence it has +always been very much a minority trend in anarchism outside of America. By the +1880s, this was probably the case in America as well and by the turn of the +20th century it was definitely the case (as noted by, among others, Paul +Avrich). As such, it is hardly a flaw that AFAQ has presented the majority +position on anarchism (social anarchism), particularly as this is the position +of the people involved. + diff --git a/markdown/alinks.md b/markdown/alinks.md new file mode 100644 index 0000000000000000000000000000000000000000..630d10d2e977e92d9e04abb81ca37106a528be6d --- /dev/null +++ b/markdown/alinks.md @@ -0,0 +1,3102 @@ +# Other Anarchist Web-pages + +Click on the flag to go back to _**"An Anarchist FAQ"_** main page + +[](index.html) + +* * * + +## Anarchist News + +**_Webpages for breaking news of anarchist and radical actions and ideas._** +All the links marked like this are not available anymore, they're still here +for _historic_ purposes, also some of them are availabe through [Archive.org +WayBack Machine](http://www.archive.org/web/web.php) + +[A-infos: Anarchist News Service](http://www.ainfos.ca/) +[A-Infos: Anarchist News Service ](http://212.204.198.111/) +An anarchist alternative news service (in many languages). + +[ Infoshop News - Your source for news that really +matters](http://news.infoshop.org/) +Excellent source for anarchist and radical news. + +[Anarkismo.net](http://www.anarkismo.net/index.php) +For all your communist-anarchist news and reviews! + +[Solidarity Newswire - anarchosyndicalism.org +news](http://solidarity.anarchosyndicalism.org/stories.php) +For labour and revolutionary unionism news. + +[Independent Media Center](http://www.indymedia.org/) +Essential source for independent reporting on demos and the news (plus +extensive discussions) from many perspectives. Has links to indymedia sites +for individual countries and North American regions and cities. Some Indymedia +sites are better than others, so be warned! + +[anarchoMEDIA - Anarchist/Anti-Authoritarian News and Resources for +Ireland](http://web.archive.org/web/*/http://www.anarchomedia.cjb.net/) +Name says it all! + +[Anarchist news dot org | News for anarchists and their +friends](http://www.anarchistnews.org/) +Yet another anarchist news service. + +## Anarchist Web-pages + +**_English language web-pages by either individual anarchists and libertarian socialists or by groups not part of a bigger organisation._** + +[Defining Anarchism](http://flag.blackened.net/liberty/defanar.html) +Excellent short introduction to anarchism and anarchist theory and history. + +[An Introduction to Anarchism](http://www.black-rose.com/articles- +liz/intro-@.html) +Short but well done introduction to what anarchism is and what it is not. + +[ Libertarian Socialism](http://william- +king.www.drexel.edu/top/pol/manifesto.html) +Articles on libertarian socialism and anarchism, including a short but +excellent FAQ on those subjects. Site includes papers on both Guild Socialism +and market syndicalism, among other things. + +[Spunk Press Home](http://www.spunk.org/) +One of the largest archive of anarchist texts on the net. Recommended. Also +check out the [ Spunk Library General Subject +Index](http://www.etext.org/Politics/Spunk/library/index/sp_index.html) which +has a really cool subject and author index and this address, [Spunk Press +Home]( http://www.cwi.nl/cwi/people/Jack.Jansen/spunk/), for the old archive. + +[ Anarchistes sur le web/Anarchist on the +web](http://www.anarweb.freesurf.fr/) +Excellent collection of anarchist links (in France and English). + +[A People's Libertarian Index](http://flag.blackened.net/liberty/). +Index page for many excellent anarchist webpages. + +[Anarchy - Mid Atlantic Infoshop](http://www.infoshop.org/) +Great resource for all things anarchist. Recommended. Has mirror +[here](http://burn.ucsd.edu/~mai/). + +[ Anarchist People of Color Website: The Revolution Will Not Be Mayo- +nized](http://www.illegalvoices.org/apoc/) +Excellent webpage. + +[Anarchy for Anybody](http://www.radio4all.org/anarchy/) +Excellent web-site on basic anarchist ideas and recent news. Fine use of +humour to attack the enemies of freedom. + +[Liberty For the People]( http://flag.blackened.net/liberty/liberty.html ) +E-texts relevent to anarchist/libertarian socialist theory, philosophy and +history. Excellent resource. + +[Seattle Anarchism and Revolution +Page](http://www.eskimo.com/~galt/revolt.html) +The nice anarchist webpage based in Seattle, USA. + +[ +Anarchism](http://web.archive.org/web/*/http://www.lincoln.ac.uk/spp/charlie/grand/anarchy/who.html) +Good academic introduction and description of anarchism and anarchist ideas. + +[The Seed home page](http://Web.cs.city.ac.uk/homes/louise/seed2.html) +Uk Alternative Information page. Links to many UK based anarchist resources. + +[An Anarchy Home Page](http://www.andrew.cmu.edu/~ctb/anarchy) +Links to anarchist and anarchist (and non-anarchist) related sites. + +[ANOTHER GODLESS +ANARCHIST](http://web.archive.org/web/*/http://www.xchange.anarki.net/~subvert/) +Excellent webpage containing an extensive series of links on anarchism, +anarcho-syndicalism and much more! + +[The Memory Hole](http://www.blancmange.net/tmh/) +Individualist Anarchist web-page. Useful resource on the minority trend within +the anarchist movement. + +[Anarchy Punk !!!REVOLUTION NOW!!! Ska Anti- +Facism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/1543/) +Anarcho-punk web-site. + +[Andrew's Course in +Anarchy](http://web.archive.org/web/*/http://www.geocities.com/Athens/5362/index.html) +Introduction to anarchism. Basic, but generally good. + +[BURN! Nothing ever burns down by itself.](http://tierra.ucsd.edu/) +Excellent site on anarchist art. Has anarchist posters from the Spanish +Revolution and Paris '68 among other things. Recommended. + +[ Anarchist +Sampler](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/5065/index.html) +Excellent collection of anarchist quotes on a wide range of subjects. Includes +the excellent essay [Between Anarchism and +Libertarianism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/5065/between.html). + +[Mark/Space: Anachron City: Library: Keywords: anarchy](http://www.euro.net +/mark-space/Anarchy.html) +List of anarchist books and links with a chronology of anarchism. + +[ The Platform and the International anarchist +movement](http://www.struggle.ws/inter.html) +Introduction to the ideas of **The Platform**, the Platformist tradition and +the anarchist groups which apply it today. + +[Anarchist Information - +Australia](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/3345/andex.html) +Australian anarchist web-page. + +[cat@lyst Main Menu](http://reflect.cat.org.au/) +A Temporary Autonomous Zone based in Sydney, Australia. Low tech grass roots +net access for real people. Also to be found [here](http://www.cat.org.au) + +[The Resistance +Page](http://web.archive.org/web/*/http://members.xoom.com/red_page) +Has extensive and well organised links to various anarchist topics. + +[@net](http://www.anarki.net/index.html) +Anarchist computer network based in Australia. + +[On Gogol Boulevard](http://flag.blackened.net/agony/nenw.html) +New York based anarchist information bulletin for networking East and West +alternatice oppositions. + +[AERO Home +Page](http://web.archive.org/web/*/http://www.geocities.com/SoHo/3351/) +Anarchist Education Resource Organisation Home page. has links to introductory +texts on anarchism. + +[Anarchy Now!](http://burn.ucsd.edu/~anow/) +Good resource for anarchist links and articles. + +[ Collectivist +Libertarianism](http://web.archive.org/web/*/http://dmoz.org/Society/Politics/Libertarian/Collectivist_Libertarianism/) +List of anarchist webpages (shame about the name). + +[Emma's Place - Another fun anarchist site](http://flag.blackened.net/chuck0/) +Yet another site devoted to online anarchy. Includes a page on [anarchist +humour](http://www.infoshop.org/humor/index.html). Just proving that +anarchists are not serious revolutionaries all the time. Has the infamous +herbal tea joke... Plus the **Anarchist Encyclopedia Project** and other +useful pages. + +[ECOMMUNARD](http://web.archive.org/web/*/http://www.geocities.com/RainForest/4544/) +Eco-anarchist web-page. + +[Freedom +now](http://web.archive.org/web/*/http://www.geocities.com/HotSprings/3150/Anarchy.html) +Increase your liberty by visiting this site. + +[Dave X. Pooh's +Area](http://web.archive.org/web/*/http://www.geocities.com/SoHo/6532/) +Nice introduction to anarchism, plus links on other subjects. + +[BUNYIP WEBSITE a mutual aid +site](http://web.archive.org/web/*/http://www.geocities.com/SoHo/Lofts/3066/) +Name says it all. Worth checking out and has links to many important issues +(such as Australian Aboriginal issues). + +[Anarchism Study Group]( http://concordia.pirg.ca/anarchism/) +Excellent webpage about finding out about anarchism, based in Quebec, Canada. + +[Anarchist Study +Resources](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/8827/) +Contains links to many anarchist articles (plus one by Lenin!). Also contains +the e-zine +[Slavery!](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/8827/slavery.html) + +[Struggle in +Ireland](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/4716/) +An anarchist analysis of struggles for freedom going on in Ireland. + +[anarchy](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/5224/) +Short and to the point introduction to anarchy and anarchist ideas. + +[Information about +Anarchism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/3998/) +Anarchist articles and links. Contains a chapter of Bob Black's new book +**Anarchy after Leftism** plus other articles on anarchist theory and history. +Plus really cool anarcho-Simpsons graphic!. + +[fnord +forever!](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/1313/) +Sennaca's Anarcho-Communist Page. + +[Feenicks' Anarchist PAGE](http://www.ozemail.com.au/~feen/politics.html) +Information and links on a range of subjects, such as Bolivian miners! + +[Welcome to John's Homepage!](http://expert.cc.purdue.edu/~johncw5/) +Links to various anarchist pages and articles. + +[the Worldwide Cooperative Anarchy +Movement](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/5956/) +Name says it all! + +[Anarchist +Propaganda](http://web.archive.org/web/*/http://black.cat.org.au/aprop/) +Archive of anarchist articles and information on many subjects useful for +anarchist activists. + +[The Libertarian Socialist +Navigator](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/5326/) +Good introduction to anarchism and anarchist ideas. Has a section on anarcha- +feminism. + +[World Wide +Anarchism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/4243/) +Extensive links to anarchist sites. + +[ Entrance to Anarchy: the only +solution](http://web.archive.org/web/*/http://www.freespeech.org/anarchytos/) +Information about anarchy and anarchism. Nice (but graphic intensive!) + +[What's +anarchy?](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/9857/index.html) +Find out what anarchy is and why you should be an anarchist (its shorter than +the FAQ!). Plus links to **Calvin and Hobbes**! + +[Above Suspicion; Stealing from the Store of Pre-Packaged +Culture](http://web.archive.org/web/*/http://www.geocities.com/SoHo/7086/) +Anarchist articles, rants and links. + +[Anarchist Web Directory +-Home](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/7094/index.html) +Articles and images about anarchism, plus an extensive links page + +[Home page for Proudhon](http://flag.blackened.net/) +The Pierre J. Proudhon Memorial Computer! Has extensive links and articles, +including the [Anarchist +Library](http://flag.blackened.net/daver/anarchism/anarchism.html) + +[Index to the Revolt Collection of struggles in Ireland](http://struggle.ws/) +Excellent collection of anarchist webpages (individuals and groups). + +[Creationist Anarcho-Socialism](http://members.aol.com/VFTINC/home/cas.htm) +Religious anarchist webpage. Jesus as anarchist-socialist! + +[ An Eco-Anarchists Page (Environmental +Anarchism)](http://web.archive.org/web/*/http://www.angelfire.com/ca/ecoanarchist/index.html) +Name says it all. Find out about eco-anarchism. + +[Home of the Watermelon +Poet](http://web.archive.org/web/*/http://www.geocities.com/RainForest/Vines/1196/) +Eco-anarchist look at poetry, politics, our environments and more. + +[Song of the March +Hare](http://web.archive.org/web/*/http://www.geocities.com/Athens/Olympus/5309/) +Good anarchist webpage with a slight **Alice in Wonderland** feel about it. +Excellent link pages. + +[Index to the Revolt Collection](http://www.struggle.ws/revolt.html) +A collection of webpages for a variety of Irish struggles, from an anarchist +perspective. + +[mutualaid.org](http://www.mutualaid.org/) +Mutual Aid website! + +[Bellatria and Pucks Home +Page](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8728/) +Yet another anarchist webpage at geocities! Good links. + +[Anarchist Action Network](http://www.zpub.com/notes/aadl.html) +Sick and tired of anarchists and anarchism being misrepresented in the media? +Then visit this webpage -- time to secure justice and fair treatment for +anarchy! Excellent site. + +[The Sieve: Steve K's Home +Pages](http://web.archive.org/web/*/http://www.duke.edu/~sdk2/) +Anarchist texts and links to anarchist and other sites + +[Anarchocommie's Home +Page](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/3962/) +A Communist-Anarchist's home page, strangely enough! Links and essays. + +[Rebels Home Page](http://www.theft.demon.co.uk/) +Sheffield (England) based anarchist webpage. + +[So many porcupines, so little +time...](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/7579/) +A webpage with more than a dash of anarchism about it. + +[Social Anarchists International](http://flag.blackened.net/intanark/) +Webpage about social anarchism. Includes a mirror of the FAQ. + +[Spiritual Anarchy](http://cavern.uark.edu/~dksander/anarchy.html) +Interesting selection of links to anarchist and non-anarchist webpages. + +[mobtown.org](http://web.archive.org/web/*/http://www.mobtown.org/) +This is a resource of activists, anarchists and anti-authoritarians (among +others) in the Baltimore metropolitan area in the USA. + +[The Veganarchy HomePages!](http://www.veganarchy.freeserve.co.uk/) +Find out about anarchism and veganism. + +[Anarchism in Canada](http://www.anarchism.ca/) +Find out about anarchism in Canada. Site also has a mirror of the anarchist +FAQ. + +[xchange](http://www.xchange.anarki.net) +Find out about anarchism in Australia. The Melbourne node of the Australian +@Net anarchist computer network. Excellent site! + +[New Tolpuddle +Anarchist](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/8908/) +Australian based anarchist page. Has information on anarchism, law, religion +and other strange Associations. + +[Anarchos](http://web.archive.org/web/*/http://www.web.net/~anarchos/) +Nice looking webpage on anarchism. Seems to be mainly Social Ecologist in +nature. + +[Anarchist and other +perspectives](http://salzman.physics.umb.edu/AnarchismEtc/AnarchismEtc) +Collection of interesting articles and essays on anarchism and other subjects. + +[ Libertarian Communist +Scrapbook](http://web.archive.org/web/*/http://www.geocities.com/Athens/Troy/6874/) +Contains interesting articles on Libertarian Communism. + +[That Funky Poetic +Anarchist](http://web.archive.org/web/*/http://members.xoom.com/AnarchoPoet/) +Anarchism, poetry and other stuff. + +[lazosubverto's Home +Page](http://web.archive.org/web/*/http://www.geocities.com/SoHo/3374/index.html) +Situationist-anarchist webpage. Looks impressive! + +[ nothingness.org ](http://www.nothingness.org/) +Very impressive anarchist webpage. Contains a Situationist International +Archive, "Mr. Block" cartoons and much much more. + +[Anarchism](http://web.archive.org/web/*/http://www.syntac.net/hoax/anarchism.html) +Excellent selection of links to various anarchist authors. Very well laid out. + +[ Real Anarchy](http://pages.whowhere.com/lifestyle/a--person/index.html) +Anarchist webpage with a short definition of anarchism. + +[Action through Anarchy](http://jessejack.freehosting.net/anarchy/) +Very nice looking social anarchist webpage. + +[Anarchism and +nationalism](http://web.archive.org/web/*/http://www.users.globalnet.co.uk/~jenne/) +Anarchist perspectives on nationalism and ethnic conflict. Includes the work +of such people as Rudolf Rocker. + +[The Light of Anarchy](http://www.efn.org/~libris/) +Webpage dedicated to flag burning. Contains flag burning posters. + +[ Libertarian Socialism +(Anarchism)](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/7769/main.html) +US based anarchist webpage. + +[A Queer/Homopage at +equi.iww.org](http://web.archive.org/web/*/http://www.iww.org/queer/) +A Radical Queer Labor Page from the IWW. + +[ANARCHY.ORG](http://www.anarchy.org/) +Collection of articles and links about anarchism + +[(An) Anarchy Home Page](http://www.andrew.cmu.edu/~ctb/anarchy/) +Webpage with a useful series of links and articles. + +[Anarchism and +Freedom](http://web.archive.org/web/*/http://www.fl.net.au/~nellybet/index.htm) +Nice looking webpage with links to other anarchist sites. + +[Welcome to Rebel's home](http://www.theft.demon.co.uk/) +Excellent looking webpage with links and articles on anarchist subjects. + +[Anarchism: What is +it?](http://web.archive.org/web/*/http://www.angelfire.com/va/jsorenK/anrky.html) +An anarcho-pacifist webpage with an impressive selection of quotes and +articles. + +[ The Libertarian Communist Home +Page](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Embassy/8970/) +Excellent libertarian communist (i.e. anarchist) webpage. Extensive links to +articles, pamphlets, posters, etc. + +[The Resistance +Page](http://web.archive.org/web/*/http://members.xoom.com/red_page/) +Nice page with links to other sites and articles. + +[Center for Anarchist Propaganda "Errico +Malatesta"](http://web.archive.org/web/*/http://members.dencity.com/situationniste/) +Impressive anarcho-situationist webpage. + +[ Anarchism and +Punk](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Parliament/4750/index.html) +An Anarcho-Punk webpage. + +[Anarchism](http://web.archive.org/web/*/http://www.angelfire.com/sk/anarchism/index.html) +Links and articles on anarchism and punk. + +[ (I)An-ok's Homepage of devious subversion and ultimate +rebellion](http://medusa.twinoaks.org/members/\(I\)An-ok/) +Impressive webpage with links and articles. + +[Ozanarchy](http://web.archive.org/web/*/http://www.xchange.anarki.net/~huelga/ozanarchy/) +Great site listing whats happening on-line in the Australian anarchist scene. + +[Poetry in Revolt](http://www.angelfire.com/mn2/anarchistpoetry/) +A collection of anarchist poetry + +[ a libertarian labyrinth - front page](http://www.wcnet.org/~swilbur/liblab/) +An open-ended site for gathering, archiving, organizing and interpreting +historical material related to anarchism in its various forms. + +[ Anarchist-Communist Theory and +Practice](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/3962/) +An excellent anarcho-communist page with many essays and links. + +[Professing: Dennis Fox's Home Page](http://www.uis.edu:1967/~fox/) +Webpage of a Critical/Humanistic Psychologist which includes articles about +anarchism and psychology. + +[ Paolo Chiocchetti's +Homepage](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/3671/) +Excellent webpage. Many anarchist links and articles. + +[Anarchism from +HK](http://web.archive.org/web/*/http://www.angelfire.com/punk/anarchynow/) +Anarchist webpage from Hong Kong. Many articles and links. + +[Ken's Temporary Autonomous Zone](http://taz.tc/daelix/) +Excellent collection of anarchist writings and links. Nice looking pages. + +[Anarchist Resources Online](http://www7.50megs.com/anarchism/) +An excellent collection of anarchist and anarchist related links. Nice looking +pages. + +[Mediaucracy Main Page](http://www.nucleus.com/~markv/) +Useful selection of anarchist and related webpages. + +[ The Corrupt +Party](http://msnhomepages.talkcity.com:6010/CapitolDr/thecorruptparty/) +An anarchist anti-election webpage from the North of England. + +[Freedom!](http://anrchie.tripod.com/) +Anarchist webpage with many articles, news and links. + +[ Anarchist Resistance +Network](http://web.archive.org/web/*/http://www.angelfire.com/zine/anarchistresistance/) +Name says it all. + +[ Queensland Anarchism creates Happy +Anarchy](http://web.archive.org/web/*/http://www.crosswinds.net/~happyanarchy/) +Excellent webpage. Includes many articles and essays. + +[ commie zero +zero](http://web.archive.org/web/*/http://www.geocities.com/commie00/commie00.html) +Webpage for the exploration of the connecting points between anarchism and +libertarian marxism, the exploration of class struggle and from these the +creation of a theoretical behaviour capable of helping us move toward +libertarian communism (aka real communism, anarchy). + +[Killing King +Abacus](http://web.archive.org/web/*/http://www.geocities.com/kk_abacus/) +Excellent Anarchist webpage. Lots of links and articles. + +[ No +Control](http://web.archive.org/web/*/http://www.crosswinds.net/~zapata/newindex.html) +Links to anarchist sites of interests. + +[Peace](http://web.archive.org/web/*/http://i.am/antiwar) +Anarchist anti-war page. + +[Third +Eye](http://web.archive.org/web/*/http://www.geocities.com/the_third_eye_website/) +News and analysis from a group of anarcho-marxists in New Zealand + +[ Alaskanarchy - Your guide to anarchy in +Alaska](http://www.xoasis.com/~alaskanarchy/) +Name says it all. + +[ New Jersey Anarchist Workers](http://www.angelfire.com/nj3/njaw/index.html) +Name says it all. + +[Empowerment](http://www.angelfire.com/mi3/empowerment/) +Excellent collection of anarchist, ecological, etc. links useful for +activists. + +[ +Situationism](http://web.archive.org/web/*/http://www.freespeech.org/ledland/Anarchism/A_Situationism.html) +Excellent webpage introduction to Situationist ideas. + +[ Anarchist Archives +Project](http://web.archive.org/web/*/http://members.aol.com/wellslake/AAP.htm) +The Anarchist Archives Project was set up in 1982 for the purpose of +collecting and preserving materials documenting the history of anarchism and, +in turn, making them available to historians and interested individuals. + +[Anarchist Hompage - Don't beg for the right to live, take it. +](http://web.archive.org/web/*/http://anarchisthomepage.cjb.net/) +Very good anarchist webpage. + +[Anarchism and Revolution in The Big +Easy](http://www.angelfire.com/la2/neworleansanarchists/index.html) +Find out about Anarchism in New Orleans, USA. + +[ ACN- The Anarchist Communitarian +Network](http://www.anarchistcommunitarian.net/) +Webpage for anarchists interested in "intentional communities" (i.e. forming +anarchist communes in capitalist society). + +[The Resistance +Page](http://web.archive.org/web/*/http://members.xoom.com/red_page/) +Web page which provides information about anarchism and other groups opposed +to exploitation. + +[ The Anarchist +Encyclopedia](http://recollectionbooks.com/bleed/gallery/galleryindex.htm) +Name says it all! + +[Stan Iverson Memorial Library](http://recollectionbooks.com/siml/) +Name says it all! + +[Generation +Terrorists](http://web.archive.org/web/*/http://free.freespeech.org/genterror/) +Good webpage from the USA. + +[ Baseman's site for Education and +Liberty](http://www.eclipse.net/~basket42/index.html) +Includes essays on anarchism. + +[Free Earth - Independant libertarian +website](http://struggle.ws/freeearth.html) +Excellent collection of anarchist essays. + +[no war but the class war](http://www.nowarbuttheclasswar.org.uk/) +UK based anarchist/libertarian communist anti-war group. + +[Nestor McNab's Anarcho-Communist +Page](http://web.archive.org/web/*/http://www.geocities.com/nestor_mcnab/) +Name says it all! + +[Anarchist writings from +Anarcho](http://struggle.ws/anarchism/writers/anarcho.html) +Collection of articles on many subjects -- anti-globalisation, the Russian +Revolution, Leninism and much, much more. + +[Mutualist.Org: Resources and Information on Mutualist +Anarchism](http://www.mutualist.org/) +Useful resource on Mutualist Anarchism. Has an excellent "Mutualist FAQ." + +[Anarchism and the left - articles by anarchists about Leninism, Marxism and +Social democracy ](http://anarchism.ws/left.html) +Name says it all. An excellent collection of anarchist critiques of the left. + +[infoshop.org - Criticizing the authoritarian Left +](http://www.infoshop.org/texts/iso.html) +Useful collection of anarchist articles on authoritarian socialism. + +[Raise the Fist](http://www.raisethefist.com) +Webpage of Sherman Austin, sentanced to a year in federal prison, three years +of probation and a $2,000 fine for, basically, being the webmaster of this +website. Support free speech on-line! + +[An Anti-Authoritarian Webpage](http://question-everything.mahost.org/) +Excellent webpage full of interesting articles and essays. + +[anarchy.org.au](http://anarchy.org.au/) +Your stating place for the Australian anarchist movement + +[Radical Glasgow](http://www.radicalglasgow.me.uk) +Find out what is happening in the libertarian scene in Glasgow, Scotland. + +## Anarchist Web-pages (Non-English) + +**_Non-English language web-pages by either individual anarchists and libertarian socialists or by groups not part of a bigger organisation. _** + +[Anarchist and Related Links in Spanish & +Portuguese](http://www.iww.org/~jah/spanarq.html) +Extensive listing of Spanish and Portuguese webpages (as you may have +guessed!) + +[Anarchism in Belgium | Anarchisme en Belgique | Anarchisme in +Belgie](http://www.anarchy.be/) +For all things anarchist in Belgium! + +[Centro de Contrainformao e Material Anarquista](http://www.anarquismo.org/) +Brasilian anarchist webpage. + +[www.anarchy.gr](http://www.anarchy.gr/) +Anarchism in Greece. + +[ Boletim No.18 - Publicao Peridica do Projeto +Periferia](http://web.archive.org/web/*/http://www.geocities.com/projetoperiferia/18.htm) +Excellent looking Portuguese webpage. Includes a Portuguese translation of our +appendix on the [symbols of +anarchy](http://web.archive.org/web/*/http://www.geocities.com/projetoperiferia/18b.htm)! + +[Anarquismo:Abertura](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/3471/) +Excellent looking anarchist web-site. + +[ latinos libres - anarquismo en los +EEUU](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/2374/) +Topics in English and Spanish about the theory, history and current issues of +the international anarchist movement. + +[El Kiosko +Libertario](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/3162/) +Valencia based anarchist web-site (in Spanish) + +[Yelah.net](http://www.yelah.net) Weekly libertarian socialist web-magazine +with daily news. 1825 articles and 1610 links...and counting. + +[ !!! P@RaToDoS o e-zine da Revoluo +!!!](http://web.archive.org/web/*/http://www.geocities.com/SunsetStrip/Alley/1290/) +Excellent looking web-site. Plus a short FAQ on anarchism called [P@RaToDoS - +Anarquismo](http://web.archive.org/web/*/http://www.geocities.com/SunsetStrip/Alley/1290/anarco2.htm). + +[DADA](http://anarch.free.de/dada/) +Datenbank des deutschsprachigen Anarchismus. German anarchist webpage. + +[ECN](http://www.ecn.org) +European Counter Network. Great recource if you read Italian, but also some +information in English. + +[The Actual Anarchist Homepage](http://www.algonet.se/~rsm/actual/) +Lots of essays and contacts, mostly in Swedish but with some English texts. +Has links to anarchistic writings and web-pages. + +[Home Page d'en Vktor Bautista i Roca](http://www.drac.com/pers/viktor/) +Links on anarchism and ecology. + +[Bienvenida a FEEL](http://reclus.unizar.es:1024/PERSONAL/JULIO/FEEL.html) +Spanish Anarchist web-page. + +[NANAR](http://perso.club-internet.fr/nanar666/index.html) +[NANAR](http://altern.org/nanar/) +French anarchist web-site. + +[Libertre Liga Homepage](http://www.angelfire.com/al/Anari/) +Austrian Anarchist site. + +[Manfred M. Bsings Heimseite](http://mmb.home.pages.de) +Excellent German anarchist site. Extensive number of links and articles. + +[Anarchismus](http://www.totentanz.de/kmedeke/anarchis.htm) +German anarchist webpage. Mostly links to other sites. + +[Zebulon's +Page](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/4372/) +French anarchist page. Not much there - has links to a few other sites. + +[Potatodos](http://web.archive.org/web/*/http://www.geocities.com/~bloodstorm/) +A Brazilian anarchist webpage in Portuguese + +[Anarquismo Hoje](http://www.terravista.pt/enseada/1112/) +An anarchist webpage in Portuguese + +[Yahoo! Sverige - Politik och frvaltning:Politik:Politisk +opinion:Anarkism](http://www.yahoo.se/Politik_och_foervaltning/Politik/Politisk_opinion/Anarkism/) +Yahoo's listing for Swedish anarchist sites. + +[Vilg anarchisti +egyesljetek!](http://web.archive.org/web/*/http://www.geocities.com/RainForest/Vines/8671/) +Anarchist webpage from Hungary. + +[Salud Y Anarquia +Companero](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/1264/) +Excellent anarchist webpage. + +[Info Usurpa](http://personal.redestb.es/gurmanyach/usurpa.htm) +Spanish anarchist webpage. + +[DE NAR - HOMEPAGE](http://www.xs4all.be/~ance/denar/) +Dutch anarchist webpage. + +[Exceso](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5689/) +Spanish anarchist website. + +[Loepa +Berlin](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8522/) +German anarchist webpage. + +[Revolutionsbruhof/ Anarchistische Buchhandlung](http://www.inode.at/rbh/) +German Anarchist webpage. + +[Hemsida fr den hypnotiserade +majoriteten](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/1063/) +Very impressive Swedish anarchist webpage. + +[TOPRAK'S WEB PAGE / ANARCHISM IN +TURKEY](http://web.archive.org/web/*/http://members.xoom.com/toprak_grubu/index.htm) +Anarchist webpage based in Turkey. + +[Kifla - Svucen's Page](http://public.srce.hr/~svucen/) +Anarchism in Eastern Europe + +[Ateneu Libertrio Universal](http://www.ceca.org.br/edgar/anarkP.html) +Brazilian webpage which owes alot to the Mid-Atlantic Info Shop! + +[ Ao Direta - Um Site +Anarquista](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/5470/) +Anarchist webpage from Brazil. + +[ | WWW.ANARCHIE.DE | ANARCHIE | FREIHEIT | SELBSTBESTIMMUNG | EVOLUTION +|](http://www.anarchie.de/) +German anarchist webpage. + +[Reko's Page - Anarki](http://www.xchange.anarki.net/~huelga/reko/) +Anarchist texts in Indonesian. Plus links to many anarchist and radical +webpages. + +[ classwar now! +homepage](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/4772/) +The homepage of CLASSWAR NOW! CLASSWAR NOW! is an anarchist-communist project +by various leftwing radicals in Austria/Europe. + +[ambi](http://web.archive.org/web/*/http://www.geocities.com/xs_ambi/) +The Ambi web site includes articles for the zines Spawn of Croatan and il +frenetico, as well as insurrectionary anarchist articles and links + +[ Anarchive, Russian-language anarchist library on the web +](http://anarchive.virtualave.net/english.htm) +Russian anarchist webpage. One of the few anarchist web-pages in Russian. And +it is a (potentially big) library/archive + +[ ACCION DIRECTA KONTRA EL FASCISMO, EL KAPITALISMO Y OTRAS FORMAS DE +OPRESION](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/9700/Accion.htm) +Spanish Anarchist webpage. + +[Anarchy in BG](http://people.bulgaria.com/anarchy/) +Bulgarian Anarchist Webpage. + +[ +Anarquia](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Congress/1672/) +Anarchist webpage from Puerto Rico. + +[ANARCHISME(S) - index](http://www.multimania.com/anarchismes/) +Nicely produced French anarchist webpage. + +[Tout pour deplaire ! / Very to displease +!](http://www.crosswinds.net/~minerval/) +This is a political analyses and criticisms webzine, written by a small +militant core, the Social Circle. + +[ inicio](http://revolucionarios.8m.com) +Basque anarchist webpage (in Spanish). + +[Anarchie/Anarchy ](http://www.anarchy.be/) +Find out about anarchism in Belgium! + +[ ANARCHY IN JAPAN](http://www.ne.jp/asahi/anarchy/anarchy/e-01.html) +Name says it all. Find out about Japanese anarchism. + +[ Anarchism - Netherlands](http://burn.ucsd.edu/~anow/world/eu/nether/) +Name says it all! + +[Apoyo Mutuo](http://www.red-libertaria.org/portada/index.html) +Very impressive Spanish language webpage. + +## Anarcha-Feminist Web-pages + +**_Anarchist homepages with a high anarchafeminist content._** + +[AnarchaFeminism (Anarchist +Feminism)](http://web.archive.org/web/*/http://www.geocities.com/Paris/2159/anrfem.html) +Good web-site on anarcha-Feminism. Contains an excellent introductory essay on +the **Free Women** movement in 1930's Spain. + +[LUNA 1997](http://www.thecdp.demon.co.uk/luna1997.htm) +Czech Republic based anarcha-eco-feminist group. + +[LILITH 14: Inhoud](http://www.xs4all.nl/~dzs/lilith/14/index.htm) +Anarcha-Feminist magazine from the Netherlands. In Dutch (strangely enough). + +[Anarcha-Feminism](http://www.infoshop.org/afem_kiosk.html) +Anarcha-Feminist links from the Mid-Atlantic Info-Shop. + +[ThryWoman's Irrational Rationalist +HomePage](http://members.aol.com/ThryWoman/Index.html) +Essays and links on anarchism, anarcha-feminism and a whole lot more! + +[cassandra +speaks](http://web.archive.org/web/*/http://www.geocities.com/Athens/Troy/2777/) +A feminist-anarchist visionary site + +[anarchobabe's fempages](http://www.j12.org/fempages/) +Anarcha-Femininist webpage. + +## Anarchist Blogs + +[Noam Chomsky's blog](http://blog.zmag.org/blog/13) +New bits and pieces from Chomsky, plus lots of arguments between his +supporters and haters. + +[Porcupine blog](http://porkupineblog.blogspot.com/) +Anarchist musings from Canada. + +[Mutualist Blog: Free Market Anti-Capitalism](http://mutualist.blogspot.com/) +Very interesting blog by individualist anarchist Kevin Carson. Worth reading. + +[another blog is possible](http://chuck.mahost.org/weblog/index.php) +Blog of Chuck0, main person behind the excellent [Mid-Atlantic +InfoShop](http://www.infoshop.org). + +[In the Libertarian Labyrinth](http://libertarian-labyrinth.blogspot.com/) +Blog of individualist anarchist Shawn Wilber, full of interesting texts from +the archives of US individualist anarchism. + +[LE REVUE GAUCHE - Libertarian Communist Analysis And +Comment](http://plawiuk.blogspot.com/) +A bit graphic intensive, but interesting. + +[anarcha adventures](http://annaaniston.blogsome.com/) +Anarcha-feminist opinion. + +[Anarchoblogs](http://anarchoblogs.protest.net/) +Anarchoblogs is a collection of blogs from self-identified anarchists, +autonomists, anarcho-syndicalists, anarchists without adjectives, libertarian- +socalists, and fellow travelers. + +[Lorenzo's blog](http://www.komboa.net/) +Webpage of noted black american anarchist Lorenzo Komboa Ervin. + +[No Gods, No Masters](http://www.nogodsnomasters.org/) +Another anarchist blog. + +## Anarchist and Libertarian Socialist Organisations + +**_Home pages for anarchist and libertarian socialist groups and federations. _** + +**General** + +[Anarchist Yellow Pages](http://flag.blackened.net/agony/ayp/) +Webpages, e-mail and snail mail addresses for anarchist and anarcho- +syndicalist groups across the world. Very comprehesive. If you cannot find an +organisation or group here, try the yellow pages! + +[International of Anarchist Federations +(IFA)](http://flag.blackened.net/liberty/ifa.html) +Information on the IFA, including its politics, history and member +federations. + +[The INTERNATIONAL LIBERTARIAN Web +Page](http://flag.blackened.net/liberty/ilib.html) +Links for the many anarchist, anarcho-syndicalist and libertarian socialist +groups and organisations across the world. + +[Index of anarchists and anarchism around the +world](http://anarchism.ws/index.html) +Useful collection of links for anarchist groups across the world. + +[ The Agitator ](http://home.clara.net/hsg/agitator/) +A directory of autonomous, non-hierarchical groups, centres, bookshops and +other organisations lists contacts throughout the known world, as well as all +the original contacts and more from Britain and Ireland. + +[ +Anarchists](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/4192/anarchis.html) +Links for many anarchist and anarcho-syndicalist organisations across the +world. Part of the [Leftist Parties of the +World](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/4192/) +Webpage. + +**Britain and Ireland** + +[ The Workers Solidarity Movement : Ireland - Anarchist +organisation](http://struggle.ws/wsm.html) +Official Homepage of the Irish anarchist group. Another webpage is [All about +Anarchism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/2419/) +which has extensive articles on various aspects of anarchist ideas and history +as well as anarchist analysis of current events. Has a large section on Irish +politics. Yet another WSM site can be found +[here](http://web.archive.org/web/*/http://www.geocities.com/SunsetStrip/3145/) +and + +[Anarchist Federation](http://www.afed.org.uk/) +Web site for the British revoluntionary Anarchist organisation. + +[Manchester +AF](http://web.archive.org/web/*/http://www.geocities.com/anarchist_federation/) +Manchester branch of the UK's Anarchist Federation. + +[Anarchist Federation](http://www.afireland.org) +[Anarchist Federation Ireland](http://www.afireland.cjb.net/) +Name says it all! + +[Class War](http://www.classwaruk.org/) +[CLASS +WAR](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/9482/) +[Class War](http://www.tao.ca/~lemming/classwar/) +Webpages for the UK based anarchist group **Class War**. Also see [This Is +Class War - What we +believe](http://burn.ucsd.edu/~anow/world/eu/uk/cw/index.html). The Class War +Federation. + +[London Class Struggle Gridlock](http://www.gn.apc.org/gridlock/) +Webpage of a number of class struggle anarchist, feminist and libertarian +communist hroups in London, England. + +[Scottish Anarchist Network](http://burn.ucsd.edu/~lothian/san/) +Homepage for the SAN. Name says it all. + +[ Movement against the +Monarchy](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/1793/Index.html) +Anarchist group aiming to get rid of the British Monarchy and other parasites. + +[ SHEFFIELD ANARCHIST +GROUP](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/6247/) +Anarchist group based in the North East of England + +[ ANARCHIST TRADE UNION +NETWORK](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Parliament/2522/) +A network which aims to co-ordinate the activity of anarchists in Trade Unions +in the UK. Join their mailing list at [ListBot - @TU Home +Page](http://atu.listbot.com/). + +[ Nottingham Association of Subversive +Activists](http://members.tripod.co.uk/NASA13/) +Webpage of the local anarchist group in Nottingham, England. + +[Haringey Solidarity Group](http://home.clara.net/hsg/hhome.html) +Libertarian inspired community organisation in London, Britain. + +[Glasgow University Anarchists](http://1freespace.com/gaia/folder1/) +Name says it all! + +[ WOMBLES: White Overalls Movement Building Libertarian Effective +Struggles](http://www.wombleaction.mrnice.net/) [WOMBLES: White Overalls +Movement Building Libertarian Effective Struggles]( +http://www.wombles.org.uk/) +Group designed to build effective libertarian socialist struggle. Inspired by +the Italian **Ya Basta!** movement. + +[disobedience.org.uk](http://www.disobedience.org.uk/) +UK based libertarian direct action group. + +[ Openly Classist](http://www.openlyclassist.org.uk/) +Project by working class people from the North of England and the North of +Ireland. Their celebratory web site will cover all kinds of areas, from: +strikes, art, music, working class writers, deaths at work, etc etc. It +includes current discussion around class and culture issues. + +[Surrey Activist Group](http://sag.antifa.net/) +A group of anti-authoritarian, anti-capitalist, anti-hierarchy direct action +activists in Surrey, England. + +[Aberdeen Anarchist +Resistance](http://web.archive.org/web/*/http://geocities.com/resistanceab/) +Scottish Anarchist group. + +[Anarchist Youth Network](http://flag.blackened.net/ayn/) +[ Anarchist Youth Network: Britain & +Ireland](http://www.enrager.net/ayn/index.php) +Name says it all. For UK based anarchist youths. + +[Anarchist Federation Alba](http://flag.blackened.net/af/alba/) +Homepage of the Anarchist Federation in Scotland. + +[No War but the Class War (NWBTCW) | +Homepage](http://web.archive.org/web/*/http://www.geocities.com/nowar_buttheclasswar/) +Webpage of anarchists and libertarian Marxists who want to present a +revolutionary opposition to capitalist war. + +[Anarchist Communism in Manchester](http://www.af-north.org/) +Homepage of the AF in the north of England. + +[Anarchist Workers' Network](http://www.awn.org.uk) +Homepage of the AWN, for anarchists active in the British union movement. Join +their mailing list [here](http://lists.riseup.net/www/info/awn) + +[Surrey Anarchist Group](http://www.surreyanarchy.org.uk/) +Anarchist group based in the south-east of England. + +[Home Page of Dublin Anarchist Prisoner Support](http://www.anarchistps.org/) +Name says it all! + +**Mainland Europe** + +[Federation of Communist Anarchists (FdCA) ](http://www.pandora.it/fdca) +Italian revoluntionary Anarchist organisation. + +[F.A.I. - Federazione Anarchica +Italiana](http://www.federazioneanarchica.org/) +Home page of the Italian Anarchist Federation. + +[ Alternative Libertaire](http://www.imaginet.fr/~calimero/ALB.htm) +The Bretagne section of the French Anarchist group. + +[ Federation Anarchiste -- Le site web de la Federation anarchiste +francophone](http://www.federation-anarchiste.org/) +Web-site of the **French Anarchist Federation**. + +[Federation anarchiste - Strasbourg](http://fa-strasbourg.fr.st/) +Homepage of the French Anarchist Federation group in Strasbourg. + +[Drapeau Noir](http://www.mygale.org/06/zebwis/) +An anarchist group based in Neuchatel, Switzerland. + +[Budapest Autonom Tarsulas (BAT)](http://www.extra.hu/bathp/) +Anarchist group based in Hungary (texts in Hungarian and English). + +[The Polish Anarchist Federation](http://www.most.org.pl/alter/fa/) +Homepage of the Polish Anarchists. + +[Nie Oficjalna Strona Anarcho-Komunistycznej Organizacji +Platform](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/5158/) +Unofficial Site of the Anarchist-Communist Organizational Platform of Poland. +A site by a group of Polish anarchists interested in the Organisational +Platform of the Libertarian Communists. Includes a new Polish translation of +the Platform. + +[ Loepa Berlin - Homepage +english](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8522/) +German autonomous group. English language pages can be found +[here](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8522/index_e.html). + +[Zagrebacki anarhisticki +pokret](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/3707/) +Anarchist group based on Zagreb, Croatia. + +[AFD: Anarchistische Fderation in Deutschland](http://www.tao.ca/~i-afd/) +German Anarchist Federation (member of the IFA). + +[Ceskoslovensk anarchistick federace](http://www.czechia.com/amedia/csaf/) +[CSAF - Ceskoslovenska anarchisticka federace](http://www.csaf.cz/) +Homepage of the Czech Anarchist Federation. + +[Organizace revolucnch anarchistu - Solidarita](http://www.solidarita.org/) +Revolutionary Anarchist Group in the Czech Republic. + +[Alternative Libertaire Francophone](http://users.skynet.be/AL/) +Belgium Libertarian Socialist group. + +[Le libertaire](http://le-libertaire.org/) +Webpage for the French Anarchist Group (in French, unsurprisingly!) + +[Federacion Anarquista Iberica](http://personales.mundivia.es/pasoalaverdad/) +[Federacion Anarquista Iberica (FAI)](http://www.arrakis.es/~grupotea/) +Webpages of the famous Anarchist Federation of Iberia. + +[Federacin Iberica de Juventudes +Libertarias](http://gdomain.com/Flyingmind.Com/FIJL/fijl.html) +Webpage of the Federation of Libertarian Youth, Iberia (Spain and Portugal). + +[FUNDACIN DE ESTUDIOS LIBERTARIOS "ANSELMO +LORENZO"](http://www.ecn.org/a.reus/cntreus/fal/index.html) +Spanish anarchist foundation. + +[Groupe Libertaire Francisco Ferrer](http://www.anet.fr/~glff/) +Webpage for a French Anarchist group which is affliated to the French +Anarchist Federation. + +[Movimento Anarchico Italiano - Dio Gino](http://home.onestop.net/tamagogino/) +Webpage for Italian Anarchic Movement (MAI). Has hundreds of texts about +anarchism, mostly available in English and Italian. + +[ UNIONE +ANARCHICA](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/8485/index.html) +Webpage for Italian Anarchist Group. + +[Coordinadora Libertaria de Madrid](http://www.sindominio.net/clm/) +Federation of anarchist groups based in Madrid, Spain. Nice looking webpage. + +[Anarkistinen Musta Risti]( http://www.dlc.fi/~ravelre/amr/) +The Anarchist Black Cross in Finland. + +[Ghost of Revolution](http://an-press.virtualave.net/) +Web-page of the Russian Anarchist information group "An-Press". The main +subjects of the site: anarchism, anti-fascism, people's revolutionary +movements in the contemporary world, the history and development of +libertarian ideas, philosophy, activities and organizations of anarchists in +Russia and other countries, and also the lastest news from the struggle with +state and authorities. + +[PRIAMA AKCIA - Slovensk Anarchokomunistick Organizcia +Prce](http://www.volny.cz/priamaakcia/) +Homepage of **Direct Action - Anarcho-communist Organisation of Labour** from +Slovakia. + +[Back to the +Streets](http://web.archive.org/web/*/http://www.geocities.com/dromous) +Webpage of the Greek group "Back to the Streets." For more anarchist groups in +Greece, visit [ www.anarchy.gr](http://www.anarchy.gr/) + +[ Alternative Network for Eastern Europe](http://www.most.org.pl/alter/fa/) +Contains links to anarchist groups based in Eastern Europe, plus details of a +mailing list to help to coordinate anarchist activities there. + +[Actiunea Anarhista in Romania](http://alter-ro.tripod.com/) +Webpage of Romanian anarchist group. + +**Middle east** + +[About Anarchism in Turkey: Turkiye'de +Anarsizm](http://www.struggle.ws/turkey_e.html) +Webpage on anarchism in Turkey and North Kurdistan. + +[efendiszler](http://members.tripod.com/~Karayel2/) +Turkish Anarchist webpage. + +[Libertarians, the left and the Middle +East](http://members.tripod.com/~stiobhard/east.html) +Notes towrds an alternative history. Summary of anarchist and left-wing +influences in the Middle East. Has links to webpages and articles on this +subject. + +[Anarcho-Communism Web +Page](http://web.archive.org/web/*/http://members.xoom.com/anarcho/anarchism.htm) +Homepage of the Istanbul Social Ecology Group. Good short introduction to +anarchism. + +[ Al Badil al Taharouri - Anarchism in the +Lebanoen](http://www.struggle.ws/inter/albadil.html) +This is a 'unoffical' page of information about the Lebonese anarchist group +Al Badil al Taharouri. They are linked with the French group **Alternative +Libertaire**. + +**The Americas** + +[NEFAC North Eastern Federation of Anarcho- +Communists](http://nefac.northernhacking.org/) +[NEFAC](http://www.nefac.net/") +[NEFAC North Eastern Federation of Anarcho- +Communists](http://flag.blackened.net/nefac/) +[ Federation des communistes libertaires du Nord-Est Americain (Francais) +](http://www3.sympatico.ca/emile.henry/nefac.htm) +Class Struggle Anarchist Federation in North East America and Canada. + +[AnarchoHood: North America](http://www.infoshop.org/hood.html) +A quick guide to anarchy and anarchists in North America. + +[Anarchist Groups Of New York](http://flag.blackened.net/agony/) +Anarchist Groups around the New York area of the United States. + +[ FEDERACIN ANARQUISTA AMOR Y +RABIA](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8911/) +Website for the (now no more?) revolutionary anarchist group based in Mexico +and the USA. + +[ RAY Entrance Page](http://burn.ucsd.edu/~ray/) +Excellent home page for the **Revolutionary Anarchist Youth** based in +Northampton, MA, USA. + +[CRAYON: Chicago-area Radical Anarchist](http://crayon.does.it/) +Homepage of the Chicago-area Radical Anarchist Youth Organizing Network +(CRAYON). + +[Homes Not Jails +Boston](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/7996/) +Free the land, squat the world. Home page of the Boston direct action group +which aims to end homelessness by squatting. + +[British Columbia Anarchist +Association](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/6322/) +Very strange Canadian anarchist webpage. + +[MichigAnarchists](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/2577/) +An anarchist collective based in Michigan, USA. + +[Heatwave CAF](http://flag.blackened.net/heatwave/) +Communist-anarchist group based in and around Dallas/Fort Worth in the USA. +Good, short, introduction to communist-anarchist ideas. + +[the institute for social ecology](http://www.tao.ca/~ise/index.html) +Home page for the ISE, the place where Murray Bookchin teaches (yes, you can +get a degree in anarchism!). Find out about the home of social ecology, one of +the current threads in anarchist thought which has provoked quite a few +discussions. + +[Los Angeles +Anarchists](http://web.archive.org/web/*/http://members.xoom.com/pfafs/laanarchists/) +Name says it all. Home page for anarchists in LA, USA. + +[Chicano Anarchists and Left +Libertarians](http://web.archive.org/web/*/http://members.xoom.com/pfafs/mexanarchs.htm) +Name says it all. Based in LA, USA. + +[WE DARE BE FREE](http://www.tao.ca/~wdbf/) +Anarchist group based in Cambridge, New England, USA. Site includes articles +from their paper, **We Dare to be Free**. + +[CLAUSTROPHOBIA homepage](http://www.charm.net/~claustro/) +An anarchist collective based in Baltimore, MD. The site has samples of +articles from their paper, as well as news and analysis of all sorts of other +issues. + +[ Organizacin Anarquista +Libertad](http://web.archive.org/web/*/http://www.geocities.com/Athens/Rhodes/8285/) +Anarchist Organisation from Argentina. + +[Congreso de Unificacin Anarco- +Comunista](http://www.struggle.ws/inter/groups/cuac.html) +An unoffical page of material from and about the Unification Congress of +Anarcho-Communists - Chile + +[ Groupe Anarchiste Emile Henry](http://www3.sympatico.ca/emile.henry/eh.htm) +French Speaking Anarchist group from Quebec, Canada. + +[ Groupe anarchiste Main Noire](http://www.tao.ca/~mainnoire/) +French Speaking Anarchist group from Montreal, Canada. + +[ Free Earth](http://pages.prodigy.net/ricforste/free-earth/main.html) +US based eco-anarchist group. + +[ Anarchist Black Cross - Los +Angeles](http://web.archive.org/web/*/http://members.xoom.com/pfafs/laanarchists/abc.htm) +Los Angeles based **Anarchist Black Cross** Group. + +[Anarchist Liberty Union](http://www.airlifted.com/alu/) +US based anarchist group. + +[Food Not Bombs!](http://home.earthlink.net/~foodnotbombs/) +One of the biggest libertarian groups in the USA. Based on using direct action +to eliminate poverty and hunger and create a free society. + +[Anarchy and Activism in New Orleans](http://nolaanarchy.cjb.net/) +Name says it all! + +[ Dead End Project Fulfilled +Collective](http://www.efn.org/~adl/depfcollective/home.html) +Anarchist group based in Eugene, USA. + +[Resist Corporate Rule](http://www.tao.ca/~resist/) +A network of people in Victoria, British Columbia who support alternatives to +the reformist/nationalistic agendas that dominate campaigns against global +capitalism. + +[ Hope Liberty +Association](http://web.archive.org/web/*/http://www.geocities.com/hope_liberty_association/) +An activist and anarchist collective working in Port Hope, Ontario and +surrounding area. + +[ Anarchist Student Union](http://www.angelfire.com/ca5/AnokStudentUnion/) +Name says it all! + +[Phoenix Anarchist Coalition](http://www.phoenixanarchist.org/) +Excellent looking webpage from the PAC. + +[The Connecticut Anti-Nationalist +Party](http://web.archive.org/web/*/http://www.geocities.com/connanp/index.html) +Anarchist group in Connecticut, USA. + +[The Baltimore Anarchist Resource](http://www.crosswinds.net/~baltanarchist/) +Name says it all! + +[ Red & Black Notes +Homepage](http://web.archive.org/web/*/http://ca.geocities.com/red_black_ca/) +Libertarian socialist project based in Toronto, Canada. + +[Brousse +Collective](http://web.archive.org/web/*/http://www.geocities.com/broussecollective/) +Libertarian Communist group. + +[ Minnesota Anarchists and Anti- +authoritarians](http://free.freespeech.org/mn/index.html) +Name says it all! + +[ Mile High +Resistance](http://web.archive.org/web/*/http://www.geocities.com/omniocracy/index.html) +Anarchist group from Colorado (USA). + +[Northwest Anarchist Prisoner Support Network](http://www.breakthechains.net/) +Organisation to support anarchist and other class struggle prisoners. + +[The Toronto Black Touta Anarchist +Collective](http://www.blacktouta.org/index2.htm) +Anarchist group based in Toronto. + +[Federao Anarquista Gacha](http://www.fag.rg3.net/) +Webpage of the Brazilian Platformist anarchist group. + +[FRAC](http://www.frac.ws/) +Homepage of the Federation of Revolutionary Anarchist Collectives. Based in +mid-USA and includes branches in Chicago and Cleveland. + +[Baam - The Black Flag Of Boston](http://baamboston.org/) +Anarchist group based in Boston, USA. + +**Africa** + +[African Anarchism, freedom and revolution in +Africa](http://www.struggle.ws/africa/) +Find out about anarchism and anarchist groups in Africa. + +[The Zabalaza Site - A Website of Southern African +Anarchism](http://www.zabalaza.net/) +Name says it all! Excellent webpage, full of great resources. Recommended. + +[The Zabalaza Anarchist Communist Federation's Home +Page](http://www.zabalaza.net/zabfed/) +Southern Africa based class struggle anarchist federation. + +**Australia and New Zealand** + +[Angry People Home Page](http://www.anarki.net/angry/) +For a strong, united working class. Australian based revolutionary, class +struggle anarchist group. + +[The Wildcat +Collective](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5728/) +Anarchist group based in Adelaide, South Australia. + +[ Committee for the Establishment of Civilisation +homepage](http://www.tao.ca/~cec/) +The Wellington branch of the Anarchist Alliance of Aotearoa. + +[3rdEye +homepage](http://web.archive.org/web/*/http://www.geocities.com/the_third_eye_website/) +A project offering news, views and abuse from Aotearoa, Land of the Long White +Cloud. + +[Class War in Auckland, Aotearoa](http://go.to/classwar) +Excellent anarchist webpage for Auckland based anarchist group. + +**Asia** + +[Korean Anarchist Network](http://anarclan.net/) +Name says it all! + +[Jakarta Anarchist Resistance](http://www.jakartaresistance.net/) +Name says it all! + +**Non-geographical** + +[tao](http://www.tao.ca/) +Homepage of **The Anarchy Organisation**. Contains numerous anarchist +webpages. + +[Forever In Struggle: Political Prisoners and Prisoners of War in the United +States, the Movement for Freedom and the Anarchist Black Cross +Federation](http://www.abcf.net). +Home Page of the Anarchist Prisoner Support Network. + +[Anarchist Black Cross](http://www.anarchistblackcross.org/) +Anarchist Prisoner Support Network. + +[Communitas - Home Page ](http://www.ecn.org/communitas/) +Anarchist news service. + +[Black Cross Health Collective](http://www.blackcrosscollective.org/) +First Aid for Radicals and Activists. They hope that the information available +on this web site will help you to be safer and stronger in your activism. + +[All People Equal - Anarchy Against Bigotry](http://www.angry.at/racists) +Name says it -- anarchist anti-racist webpage. + +[Institute for Anarchist Studies](http://www.anarchist-studies.org/) +[Institute for Anarchist Studies](http://home.newyorknet.net/ias/intro.htm) +Webpage on anarchism and researching anarchist ideas and history. + +## Anarcho-Syndicalist and Syndicalist Web-pages + +**_Web-pages by individual syndicalists and anarcho-syndicalists._** + +[Mike Ballard's Home page]( http://www.stanford.edu/~miballar/) +Home page of Industrial Worker of the World Mike B. + +[Fredrik Bendz' philosophy: +Socialism](http://www.update.uu.se/~fbendz/philo/social.htm) +Excellent homepage with a nice introduction to syndicalism in it. Plus links +to many free thought sites and essays. + +[Anarcho-Syndicalism 101](http://www.anarchosyndicalism.net/as.php) +[Anarcho-Syndicalism 101](http://flag.blackened.net/huelga/) +Excellent site on anarcho-syndicalism (also known as **Revolutionary Unionism +101**). Contains many of the basic introductions to anarcho-syndicalist ideas +and history, such as Rocker's **Anarcho-syndicalism**, and accounts of +anarcho-syndicalism in action (such as the organisation and history of the +CNT, an account of the Aragon collectives and so on). Recommended. A mirror +can be found [here](http://www.xchange.anarki.net/~ben/101/) + +[Ben's Anarcho-syndicalist webpage](http://www.xchange.anarki.net/~huelga/) +IWW members webpage from Australia. Links to many anarchist and syndicalist +webpages. + +[Anarcho-Syndicalism](http://www.nucleus.com/~markv/aslinks.html) +Large collection of links about anarcho-syndicalism ideas and organisations. + +[Homepage of Brian O. Sheppard x349393](http://bari.iww.org/~bsheppard/) +Another webpage by a Wobbly. Contains an indepth analysis of Bolshevism in +reality versus its rhetoric (entitled [ "Lying for +Leninism"](http://bari.iww.org/~bsheppard/iain.html)) + +## Anarcho-Syndicalist and Revolutionary Unions and Organisations + +**_Home pages of anarcho-syndicalist and other revolutionary unions and groups._** + +[ILA / IWA / AIT](http://www.iwa-ait.com/) +Official webpage of the **International Workers Association**, an organisation +linking anarcho-syndicalist and revolutionary syndicalist groups and unions +across the world. + +[ Rebel Worker](http://www.zeta.org.au/~anarchie/jura/rebldesc.htm) +Paper of the Australian Section of the Anarcho-Syndicalist International +Workers Association + +[Workers Solidarity Alliance](http://www.workersolidarity.org/) +[Workers Solidarity Alliance (WSA)](http://flag.blackened.net/agony/wsa.html) +U.S. Section of the Anarcho-Syndicalist International Workers Association. +Also has a webpage [here.](http://www.iww.org/~liam/wsa-sf.html) + +[Confederacion Nationale du Travail (CNT)](http://www.cnt-f.org/) +[CNT-F](http://www.cnt-ait.org/cnt-ait/) +French Section of the Anarcho-Syndicalist International Workers Association. + +[Freie ArbeiterInnen Union (FAU)](http://www.fau.org/) +German Section of the Anarcho-Syndicalist International Workers Association. + +[Confederacion National del Trabajo (CNT)](http://www.cnt.es/) +[CONFEDERACI NACIONAL DEL TREBALL (CNT-AIT)](http://www.ecn.org/a.reus/cntreus +/cnt-ait.html) +Spanish Section of the Anarcho-Syndicalist International Workers Association. +For an "unofficial" page check out +[here](http://flag.blackened.net/liberty/cnt.html). + +[Unione Sindacale Italiana +(USI)](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/4737/) +[Home U.S.I. ecn](http://www.ecn.org/usi-ait/) +Italian Section of the Anarcho-Syndicalist International Workers Association + +[Solidarity Federation](http://www.solfed.org.uk) +British section of the anarcho-syndicalist International Workers Association. + +[ Solidarity Federation Manchester Group +Homepage](http://www.manchestersf.org.uk) +Manchester section of the British Solidarity Federation + +[ South West Solidarity Federation](http://www.southwestsolidarity.org.uk) +[South West Solidarity](http://www.solwest.org.uk/) +South West England section of the British Solidarity Federation + +[ Federace socilnch anarchistu (Federation of social +anarchists)](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/1211/) +Home page of the Czech IWA Section. + +[Direct!](http://www.tao.ca/~direct_ait/) +Switz section of the IWA. + +[Industrial Workers of the World Resource Directory](http://iww.org/) +Home Page of the Syndicalist Union the IWW. Also look +[here](http://www.au.iww.org/) for a comprehesive IWW branch listing. Another +IWW page can be found [here](http://fletcher.iww.org:80/). + +[ Portland GMB, Industrial Workers of the World.](http://00.23.com/~iww/) +Home page of the Portland, USA, branch of the wobblies. + +[IWW Baltimore GMB](http://baltimore.iww.org/gmb/) +Webpage of the Baltimore Wobblies. + +[Industrial Workers of the World +Lawrence](http://www.angelfire.com/ks/iww/21.html) +Webpage of the Lawrence Wobblies. + +[Australian IWW home page](http://www.iww.org.au/) +Name says it all! + +[Edmonton IWW Homepage](http://edmonton.iww.ca/) +IWW branch in Edmonton, Canada. + +[ Aderisci all' Industrial Workers of the +World](http://web.tiscalinet.it/andbene/) +The IWW in Italy. + +[ Tampa Bay Area General Membership Group, IWW](http://www.OneBigUnion.org/) +Name says it all! + +[Industrial Workers of the World](http://www.iww.org.uk/) +Homepage of the British section of the IWW. + +[IWW +SCOTLAND](http://web.archive.org/web/*/http://www.geocities.com/scottishwobblies/) +Homepage of the IWW in Scotland. + +[Workers Solidarity (South Africa)](http://www.struggle.ws/wsf.html) +Home page for the South African anarchist-syndicalist group, the **Workers' +Solidarity Federation**. Old site can be found +[here](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/7017/). +Contains articles from their magazine, **Workers' Solidarity**. + +[ The Awareness League +(Nigeria)](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/7017/aware.html) +Introduction to the Nigerian anarcho-syndicalist group. + +[ Anarcho-Syndicalist Group of +Melbourne](http://www.xchange.anarki.net/~asg-m/) +Melbourne (Australia) based Anarcho-Syndicalist Group. + +[Confederacion General del Trabajo (CGT)](http://www.cgt.es/) +Home Page of the Spanish anarcho-syndicalist union the CGT. + +[Sac Syndikalisterna](http://www.sac.se/) +[ SAC - Syndikalisterna (Ume +LS)](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/1690/) +[ Central Organisation of Swedish Workers (SAC) +](http://flag.blackened.net/liberty/sac.html) +Home Pages of the Swedish syndicalist union the SAC. + +[Syndikalistiska Ungdomsfrbundet](http://www.suf.cc/) +[Syndikalistiska Ungdomsfrbundet - LUND](http://www.motkraft.net/suf_lund/) +[SUF - Gavle](http://redrival.com/suf_gavle/) +[Syndikalistiska Ungdomsfrbundet - +GISLAVED](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/8865/) +Swedish based anarchosyndicalist group. Part of the syndicalist SAC. + +[Syndikalist Ungdoms +Frbund](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/4811) +Swedish syndicalist youth organisation. [ + +Anarcho-Syndicalist Coalition Against +Imperialism](http://web.archive.org/web/*/http://members.xoom.com/ASCAI/home.htm) +Information about ASCAI and anarcho-syndicalism. + +[People for a Free +Society](http://web.archive.org/web/*/http://members.xoom.com/pfafs/) +People For A Free Society (PFAFS) is a Non-profit Anarcho-syndicalist +collective based in East Los Angeles, CA. + +[Confederacin Sindical SOLIDARIDAD OBRERA](http://www.nodo50.org/sobrera/) +Webpage of another Spanish anarcho-syndicalist union. + +[Syndicalist Solidarity Network - Ireland](http://www.struggle.ws/ssn.html) +Name says it all. + +[ASF City and South Local](http://www.anarchosyndicalism.org/asfcity/) +Australian Anarcho-Syndicalist Group. + +[Organise! Anarcho-Syndicalist Federation](http://www.oasf.org.uk) +[ Organise! Anarcho-Syndicalist +Federation](http://web.archive.org/web/*/http://www.geocities.com/asf_ireland/) +Home page of the Northern Ireland based anarcho-syndicalist group. + +[KC Industrial Workers of the World](http://www.kcdirectaction.net/IWW/) +Kansas City branch of the IWW. + +## Anarchist and Anarcho-Syndicalist Web-Page Rings + +**_Anarchist and anarcho-syndicalist web-page rings. These links contain information on how to join._** + +[Welcome to the Anarchy, Anarchism & Libertarian Socialism +Ring!](http://www.iww.org/~jah/aring.html) +Web-page ring for anarchist sites. + +[ Anarcho-Syndicalist Ring](http://flag.blackened.net/huelga/asring/) +Web-page ring for anarcho-syndicalist sites and organisations. + +[Self-Management +Ring](http://web.archive.org/web/*/http://members.xoom.com/autogestion/) +Extensive list of webpages on the topic of self-management, a key idea of +anarchism. + +[Anarchy +Ring!](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/4372/anaring.htm) +An attempt to get all the anarchist web-pages into a common link rink. + +[Anarcho-Punk Web Ring](http://members.tripod.com/~xjwalkx/anarchopunk.html) +Place to go to find anarcho-punk related web-pages. + +[ The Pansexual Sex-Positive Libertarian Socialist +Webring](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/5326/pansxlsxposlswr.html) +This Webring consists of websites which are pansexual, sex-positive, and are +Libertarian Socialist (anarchist) in nature, or derivative fellow travellers. + +## Anarchist and Libertarian Papers and Magazines + +**_On-line anarchist, libertarian and revolutionary unionist journals, papers, newsheets and magazines._** + +[Workers Solidarity](http://www.struggle.ws/worksol.html) +Paper of the Irish Anarchist Organisation, the WSM, along with other +publications. + +[Red and Black Revolution](http://www.struggle.ws/rbr.html ) +Exellent magazine of the Irish Anarchist Organisation, the WSM + +[Black Flag](http://flag.blackened.net/blackflag) +Excellent British based anarchist magazine. Recommended. + +[Direct Action](http://www.direct-action.org.uk/) +Magazine of the British Section of the IWA, the Solidarity Federation. + +[Organise!](http://flag.blackened.net/af/org/index.html) +Quarterly theoretical journal of the British Class Struggle Anarchist +Organisation, the Anarchist Federation. + +[resistance](http://flag.blackened.net/af/res/index.html) +resistance is the monthly agitational bulletin of the British Anarchist +Federation. + +[Counter Information](http://www.counterinfo.org.uk/) +Counter Information is a free newsheet detailing class struggle across the +globe from an anarchist perspective. Tells the truth of the many struggles +that the capitalist press ignores. Based in Scotland. + +[Freedom](http://www.ecn.org/freedom/) +British Anarchist Paper, started in 1886 by Kropotkin + +[Social Anarchism](http://socialanarchism.org/) +[Social Anarchism Online](http://www.nothingness.org/sociala/) +Archive for the US anarchist magazine. Well worth checking out. + +[The New Formulation: An Anti-Authoritarian Review of +Books](http://www.newformulation.org/index.html) +Excellent source for anarchist book reviews. + +[Industrial Worker](http://parsons.iww.org/~iw/) +Paper of the revoluntary union, the I.W.W. + +[Ideas and Action (WSA-IWA)](http://www.uncanny.net/~wsa) +Web-site has articles from **Ideas and Action**, paper of the U.S. anarcho- +syndicalist group Workers Solidarity Alliance as well as related material. + +[Anarchist Studies](http://www.erica.demon.co.uk/AS.html) +Journal concerned with all aspects of anarchist theory, history and culture. + +[Rebel Worker Magazine](http://www.pitzer.edu/~dward/anarchy/rebelworker/) +Paper of the Australian anarcho-syndicalist group, the ASF-IWA + +[Anarchist News](http://www.struggle.ws/anindx.html) +Free newsheet of the Irish anarchist group, the WSM. + +[Practical Anarchy Online](http://www.practicalanarchy.org/) +Name says it all really. Excellent home page for a great magazine! + +[Anarchist Age - +W.W.W.](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/3879/) +[Anarchist Age](http://www.freespeech.org/anarchistAge/) +Australian based anarchist paper. + +[Kaurapuuro - Sisllys](http://www.jyu.fi/~jimisi/kp.htm) +An anarchist cultural magazine from Finland. Aims to inspire people to discuss +and create a world based on voluntary co-operation and mutual aid. + +[Le Combat Syndicaliste](http://www.ifrance.com/cnt-ait/general/lecs.html) +Paper of the French anarcho-syndicalist union the CNT-AIT + +[ Le Monde libertaire -- Organe de la Federation anarchiste](http://www +.federation-anarchiste.org/ml/index.html) +Webpage for the French anarchist paper. + +[Umanit Nova - Settimanale Anarchico](http://www.ecn.org/uenne/) +Webpage of the weekly Italian Anarchist Paper. + +[Solidaridad Obrera](http://www.ecn.org/solidaridad-obrera/) +Webpage of **Workers' Solidarity**, paper of the Spanish C.N.T. + +[Tierra y Libertad](http://www.arrakis.es/~grupotea/tylini.htm) +Webpage of **Land and Liberty**, paper of the F.A.I. (Anarchist Federation of +Iberia). + +[Kaspahraster Homepage](http://www.teleport.com/~jaheriot/kr.htm) +An anarcho-situationist fanzine. For the revolution of everyday life. + +[Utopia](http://web.archive.org/web/*/http://www.geocities.com/Athens/8336/) +Anarchist magazine of culture and intervention from Portugal. + +[The Raven](http://www.tao.ca/~freedom/Raven/raven.html) +Home page and articles from Freedom Press' quarterly journal. + +[Direkte Aktion](http://www.fau.org/FAU/Seiten/Direkte%20Aktion/da.html) +Home page and articles from the paper of the German anarcho-syndicalists the +FAU. + +[ Democracy & Nature: The International Journal of Inclusive +Democracy](http://www.democracynature.org/dn/index.htm) +[ Democracy & Nature: The International Journal of Inclusive +Democracy](http://web.archive.org/web/*/http://www.geocities.com/democracy_nature/) +[ Democracy & Nature: The International Journal of Inclusive +Democracy](http://www.aigis.com/dn/) +International journal of libertarian socialist, anarchist, social ecologist +and other thought. Included in past issues articles by the likes of Murray +Bookchin and Noam Chomsky. + +[Tidningen BRAND](http://www.motkraft.net/brand/) +Swedish anarchist magazine. + +[Anarcho-Syndicalist Review](http://www.syndicalist.org) +US based anarcho-syndicalist magazine. Contains articles on many different +issues and events - including articles on anarchist economics, union +organising and so on. + +[IAS Newsletter - Perspectives on Anarchist Theory](http://perspectives +.anarchist-studies.org/) +[IAS Newsletter](http://home.newyorknet.net/ias/newsletter.htm) +Publication of the **Institute for Anarchist Studies**. Pretty interesting +selection of articles and interviews. + +[CLAUSTROPHOBIA homepage](http://www.charm.net/~claustro/index.shtml) +Anarchist newsletter produced in Baltimore, USA. Very good it is too. + +[Eat the State!](http://eatthestate.org/) +A forum for anti-authoritarian political opinion, research and humour. + +[ALPHA](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/4002/) +Greek Anarchist Newspaper. Nice looking site! + +[la mistoufle](http://www.mygale.org/06/santacru/) +Webpage of the anarchist newspaper of the same name. Produced by an anarchist +group based on Dijon, France. + +[Communist +Anarchy](http://web.archive.org/web/*/http://www.geocities.com/SoHo/7086/) +Irregularly produced anarchist zine. + +[Alternative Libertaire](http://users.skynet.be/AL/) +Belgium anarchist paper. + +[The +Answer](http://web.archive.org/web/*/http://www.geocities.com/Athens/Oracle/1009/) +Webpage of Ahimsa, an anarcho-pacifist zine based in North America. Large +number of articles. + +[Alternative Press Review - Zines - Your Guide Beyond the Mainstream +](http://www.altpr.org/) +Useful American based anarchist magazine. + +[Venomous Butterfly](http://www.angelfire.com/or/vbuterfly/index.html) +[Venomous +Butterfly](http://web.archive.org/web/*/http://www.geocities.com/kk_abacus/vbutterfly.html) +Magazine based in San Francisco, California, USA. + +[Revista +Polemica](http://web.archive.org/web/*/http://www.geocities.com/Athens/Forum/2846/) +Barcelona, Spain/Catalonia, based anarchist paper. + +[The Northeastern Anarchist](http://flag.blackened.net/nefac/magazine.html) +Magazine of the North Eastern Federation of Anarchist Communists in North +America. + +[Kaurapuuro](http://www.jyu.fi/~jimisi/eng.htm) +An anarchist culture magazine from Finland. + +[ Schwarzer Faden](http://www.anares.org/) +Anarchist magazine published in Grafenau, Germany. + +[Konfrontace](http://come.to/konfrontace) +An anarchist magazine from the Czech Republic. + +[A-Kontra](http://a-kontra.revoluce.cz/) +Another anarchist magazine from the Czech Republic. + +[Anarchy: A Journal of Desire Armed](http://www.anarchymag.org/) +Always interesting US based anarchist magazine. + +[The Match!](http://ri.xu.org/arbalest/matchindex.html) +Selections from an Anarchist magazine from the USA. + +[Exceso](http://web.archive.org/web/*/http://www.geocities.com/excesso.geo/) +Spanish language anarchist zine from San Francisco, USA. + +[ Sin Bandera](http://www.sindominio.net/clm/sinbandera.htm) +Spanish anarchist publication, paper of the **Coordinadora Libertaria de +Madrid** + +[Rivista Anarchica Online]( http://www.anarca-bolo.ch/a-rivista/) +Italian Anarchist Magazine. Contains some English translations of articles and +summaries. + +[Harbinger, A Journal of Social Ecology ](http://www.social- +ecology.org/harbinger/) +Harbinger, A Journal of Social Ecology, publishes analysis relevant to the +growing social ecology movement and news of the activities of the Institute +for Social Ecology. + +[Thrall](http://www.freespeech.org/thrall/) +Anarchist news and views from Aotearoa/NZ + +[Do or Die - Voices from the Ecological Resistance](http://www.eco- +action.org/dod/) +Excellent UK based ecological/direct action/anarchist journal. + +[Arsenal Magazine Home Page](http://www.azone.org/arsenalmag/) +Anarchist Magazine from the US. + +[NOT BORED!](http://www.notbored.org/) +Excellent anarcho-situationist magazine (from the USA). Now with [European +mirror site](http://archon.ifoer.tuwien.ac.at/notbored/). + +[ Regeneration ](http://www.ugcs.caltech.edu/~gonzo/regeneration/) +[ Regeneration](http://www.ugcs.caltech.edu/~gonzo/regeneration/) +Los Angeles (USA) Anarchist Newsletter + +[ Zabalaza (struggle)](http://www.struggle.ws/africa/safrica/zabamag.html) +South African revolutionary anarchist magazine + +[ Onward Anarchist Newspaper](http://www.onwardnewspaper.org/) +Excellent looking anarchist paper! + +[Criminal Anarchy](http://www.criminalanarchy.com/) +US based revolutionary anarchist zine. + +[The New Formulation - An Anti-Authoritarian Review of +Books](http://flag.blackened.net/nf/index.htm) +Name says it all! + +[Welcome to Barricada Online](http://www.barricada.org/) +North American anarchist magazine. + +[The Utopian](http://www.utopianmag.com/) +US based anarchist magazine. + +[Fifth Estate](http://216.127.72.138/~admin137/) +Promoting Rebellion since 1965! The website of North America's oldest anti- +authoritarian periodical. Not much there, more an advert for the paper than +anything else. + +## Anarchist and Libertarian Books and Pamphlets + +**_On-line anarchist books and pamphlets - from the classics to more recent works._** + +[Anarchism: Arguments for and +against](http://www.spunk.org/library/writers/meltzer/sp001500.html) \-- by +Albert Meltzer +Short but excellent introduction to anarchist ideas by a leading activist in +the British anarchist movement. + +[Now and After: The ABC of Communist +Anarchism](http://dwardmac.pitzer.edu:16080/Anarchist_Archives/bright/berkman/comanarchism/whatis_toc.html) +\-- by Alexander Berkman +Classic introduction to the ideas of Communist Anarchism, written by a leading +activist. Recommended. + +[ Anarcho- +Syndicalism](http://www.spunk.org/library/writers/rocker/sp001495/rocker_as1.html) +\-- by Rudolf Rocker +Classic introduction to both anarchism and anarcho-syndicalism. + +[Anarchism: From Theory to +Practice](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/1931/guerin/contents.html) +\-- by Daniel Guerin. +[Anarchism: From Theory to +Practice](http://web.archive.org/web/*/http://www.geocities.com/nestor_mcnab/guerin/contents.html) +\-- by Daniel Guerin. +The complete text of Daniel Guerins excellent history of and introduction to +anarchism. A classic. + +[ The Floodgates of +Anarchy](http://www.afmltd.demon.co.uk/meltzer/books/floodgates/floodgates.html) +\-- by Albert Meltzer and Stuart Christie +Excellent introduction to (class struggle) anarchist ideas. Still a classic +after nearly 30 years. Recommended. + +[Objections to Anarchism](http://www.spunk.org/texts/intro/sp000146.html) \-- +by George Barrett +Classic introduction to anarchism in easy "question and answer" format. +Recommended. + +[The Poverty of Statism: Anarchism VS. +Marxism](http://www.zabalaza.net/texts/poverty_of_statism/contents.htm) +Classic rebutal of Bolshevik nonsense about anarchism by Luigi Fabbri. +Recommended. + +[ Marxism, Freedom and the +State](http://dwardmac.pitzer.edu/anarchist_archives/bakunin/marxnfree.html) +\-- by Micheal Bakunin +Selections of Bakunin's critique of Marxism. A classic statement of the +dangers of authoritarian socialism and the need for a libertarian approach to +socialism. + +[ Modern Science and +Anarchism](http://dwardmac.pitzer.edu/anarchist_archives/kropotkin/science/toc.html) +\-- by Peter Kropotkin +Kropotkin's classic essay on anarchism, what it is, where it comes from and +how it analyses society. A must read. + +[ +Anarchism](http://dwardmac.pitzer.edu/anarchist_archives/kropotkin/britanniaanarchy.html) +\-- by Peter Kropotkin +Kropotkin's famous 1905 essay on anarchism for **The Encyclopedia +Britannica**. Still an excellent introduction to anarchism. + +[The Conquest of +Bread](http://dwardmac.pitzer.edu/anarchist_archives/kropotkin/conquest/toc.html) +\-- by Peter Kropotkin +Kropotkin's classic vision on how an anarchist revolution would develop and +how anarchism would work. + +[ Listen, +Marxist!](http://dwardmac.pitzer.edu/anarchist_archives/bookchin/listenm.html) +\-- by Murray Bookchin +Murray Bookchin's classic critique of Leninism. A must read! + +[ Towards Anarchism](http://www.irational.org/sic/anarchism/malatesta.html) +\-- by Errico Malatesta +Excellent essay by Malatesta on how anarchism is about the here and now and +changing it rather than an ideal future. + +[Beyond Resistance - a Revolutionary Manifesto for the +Millennium](http://flag.blackened.net/af/ace/manifest.html) \-- by the AF. +The British Anarchist Federation's ideas on the case for a revolutionary +social transformation into to a libertarian society, the outlines of such a +society and the role of a globally united anarchist communist movement in this +process. + +[ International Workers Association / Asociacion Internacional de los +Trabajadores](http://flag.blackened.net/agony/iwa.html) +Principles, goals and statutes of the anarcho-syndicalist union international. +Excellent introduction to the ideas and aims of the IWA/AIT and its various +sections. + +[ What is Property? An Inquiry into the Principle of Right and of +Government.](http://etext.lib.virginia.edu/cgibin/browse- +mixed?id=ProProp&tag=public&images=images/modeng&data=/lv1/Archive/eng-parsed) +\-- by Pierre-Joseph Proudhon. +On-line version of Proudhon's famous and classic work. Another version (broken +into smaller pieces) can be found [ here](http://www.best.com/~dhm/archives +/proudhon-property-is-theft.html) + +[System of Economical Contradictions: or, the Philosophy of +Misery](http://etext.lib.virginia.edu/cgibin/browse- +mixed?id=ProMise&tag=public&images=images/modeng&data=/lv1/Archive/eng-parsed) +\-- by Pierre-Joseph Proudhon. +On-line version of another of Proudhon's books against capitalism and for +mutualism. + +[God and the +State](http://dwardmac.pitzer.edu/anarchist_archives/bakunin/godandstate/godandstate_ch1.html) +\-- By Micheal Bakunin +Bakunin's classic work on materialism and idealism. Find out why most +anarchists do not believe in god. + +[Mutual Aid - A Factor of +Evolution](http://www.pitzer.edu/~dward/Anarchist_Archives/kropotkin/mutaidcontents.html) +\-- by Peter Kropotkin +Kropotkin's classic work on-line. A must read for all anarchists. + +[ The Organisational Platform of the Libertarian Communists]( +http://www.struggle.ws/platform/plat_preface.html) \-- by Dielo Trouda +(Workers' Cause) +Classic text that initiated the **Platformist** current in the revolutionary +anarchist movement. Authors included Nestor Makhno, Ida Mett and Peter +Arshinov (all participants of the Makhnovist movement during the Russian +Revolution). + +[ Anarchism: What It Really Stands +For](http://dwardmac.pitzer.edu/anarchist_archives/goldman/aando/anarchism.html) +\-- by Emma Goldman +Emma Goldman's classic introduction to the ideas and ideals of anarchism. + +[Notes on Anarchism](http://www.spunk.org/library/intro/sp000281.html) \-- by +Noam Chomsky +Chomsky's classic introduction to anarchism. The introduction to Daniel +Guerin's **Anarchism: From Theory to Practice**. + +[Towards a Fresh Revolution](http://www.struggle.ws/fod/towardsintro.html) \-- +by The Friends of Durruti. +Produced in Spain in 1937, this is an analysis of the mistakes made by the +anarchists during the Spanish Revolution by anarchist militants and a +suggestion on how to fix them. + +[Direct +Action](http://www.etext.org/Politics/Spunk/library/writers/decleyre/sp001334.html) +\-- by Voltairine De Cleyre +Voltairine's classic essay on direct action and why anarchists support it. One +of the best introductions to the subject. + +[Quiet Rumours](http://www.cluefactory.org.uk/ace/rumours/) +Excellent collection of anarcha-feminist articles. + +[Malatesta on Syndicalism](http://flag.blackened.net/liberty/malatesta- +syndicalism.html) +Extracts from the book **The Anarchist Revolution** on Errico Malatesta's +viewpoints on syndicalism and its relation to anarchism. Very important series +of essays and recommended. + +[Malatesta on the +Platform](http://www.struggle.ws/platform/malatesta_project.html) +Malatesta's thoughts on the Platform and anarchist organisation, including a +discussion between him and Nestor Makhno on his comments. A very important +exchange. + +[ What is +Communalism?](http://dwardmac.pitzer.edu/anarchist_archives/bookchin/CMMNL2.MCW.html) +\-- by Murray Bookchin +Excellent essay on the need for social anarchism and the importance of +directly democractic social organisation. + +[The Writings of Camillo Berneri](http://www.struggle.ws/berneri.html) +A few works by the Italian anarchist thinker and activist murdered by the +Stalinists during the May Days in Barcelona, 1937. + +[ Peter Kropotkin: His Federalist ideas]( + +http://dwardmac.pitzer.edu/anarchist_archives/coldoffthepresses/bernerikropotkin.html) +\-- by C. Berneri +Excellent introduction to Kropotkin's ideas on federalism by Berneri. + +[Social Anarchism or Lifestyle +Anarchism](http://www.etext.org/Politics/Spunk/library/writers/bookchin/sp001512/) +\-- by Murray Bookchin +Bookchin's sometimes over the top analysis and attack on Lifestyle anarchism. +Important for its commitment to social action and its restatement of the +socialist nature of anarchism. Part's of Bob Black's reply **Anarchy after +Leftism** can be found [here](http://www.teleport.com/~jaheriot/ch11.htm) and +[here](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/3998/mbms.html). + +[The Ego and His Own](http://www.leikestova.org/solan/stirner/the_ego/) \-- by +Max Stirner +Stirner's classic work on egoism. + +[The Abolition Of +Work](http://www.spunk.org/library/writers/black/sp000156.txt) \-- by Bob +Black +Classic essay explaining why work must be abolished. Click [here]( +http://www.deoxy.org/endwork.htm) for a html version. +See [ The Abolition of Work and Other +Myths](http://flag.blackened.net/daver/anarchism/aow.html) for less optimistic +approach to the question of work. + +[The Libertarian as +Conservative](http://hamp.hampshire.edu/~cmnF93/wrblack.txt) \-- by Bob Black +Bob Black's brilliant essay exploding the myths that right-Libertarians are +radicals, anarchists or even interested in liberty. A must read! + +[The State: Its Historic +Role](http://www.dis.org/daver/anarchism/kropotkin/tsihr1.html) \-- by P.A. +Kropotkin. +Kropotkin's classic analysis of the rise of the state. + +[An Appeal to the +Young](http://www.dis.org/daver/anarchism/kropotkin/atty.html) \-- by P.A. +Kropotkin. +One of Kropotkin's best known and most inspiring essays. A must read! + +[Instead of a Book](http://208.206.78.232/daver/anarchism/tucker/tucker.html) +\-- by Benjamin R. Tucker +Excerpts from the classic work by the leading US individualist anarchist. + +[The Political Philosophy of +Bakunin](http://208.206.78.232/daver/anarchism/bakunin/bakunin.html) \-- G.P. +Maximoff (ed.) +Extracts from **The Political Philosophy of Bakunin** on various topics, such +as Bakunin thoughts on the nature of the state and the ideas and methods of +anarchism. + +[My Social Credo](http://texts.anarchosyndicalism.org/credo.htm) \-- by G.P. +Maximoff +Excellent short introduction to the ideas of one of the leading anarcho- +syndicalists in the Russian Revolution. + +[Direct Action](http://texts.anarchosyndicalism.org/da.htm) \-- by Emile +Pouget +Classic essay by the French syndicalist thinker and activist. + +[Libertarian Communism](http://flag.blackened.net/liberty/libcom.html) \-- by +Isaac Puente +Classic introduction to anarchist ideas on a free society by the noted C.N.T. +militant and activist who was shot by the fascists in 1936. + +[Manifesto of Libertarian +Communism](http://flag.blackened.net/daver/anarchism/mlc/) \-- by Georges +Fontenis +A excellent and important work written in 1953 by a French anarchist active in +**Communiste Libertaire**. + +[How to fire your boss](http://fletcher.iww.org/direct_action/title.html) +Classic IWW introduction to the forms of direct action which workers can use +against their bosses. Essential reading for all working people. + +[Direct Action in +Industry](http://www.spunk.org/texts/intro/practice/sp001703.html) +Good introduction to direct action and organisation in the workplace by the +British section of the anarcho-syndicalist IWA. Essential reading for all +working people. + +[Spectacular Times](http://www.cat.org.au/spectacular/) +Situationism for beginners! Excellent short pamphlets on anarchism and the +revolution of everyday life. Most by the late Larry Law. Classics. + +[ The Beast of Property](http://www.eclipse.net/~basket42/beast.html) \-- by +Johann Most +Most's famous essay. A classic. + +[The Soul of Man Under +Socialism](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/3998/oscar.html) +\-- by Oscar Wilde +Oscar Wilde's classic essay on libertarian socialism and how it will produce a +true individualism to replace capitalism's false one. Recommended. + +[ Situationist International +Anthology](http://www.slip.net/~knabb/SI/contents.htm) +Useful collection of Situationist Texts. + +[News From Nowhere, or, An Epoch of +Rest](http://etext.lib.virginia.edu/cgibin/toccer?id=MorNews&tag=public&images=images/modeng&data=/lv1/Archive +/eng-parsed&part=0) \-- by William Morris +Morris' classic account of a communist-anarchist utopia on-line! + +[Study Guide for Ursula LeGuin: The Dispossessed +(1974)](http://www.wsu.edu:8080/~brians/science_fiction/dispossessed.html) +LeGuin's The Dispossessed is a recent science fiction account of a communist- +anarchist utopia. This study aid provides a good introduction to this classic +work. + +[Enquiry Concerning Political +Justice](http://socserv2.socsci.mcmaster.ca/~econ/ugcm/3ll3/godwin/pj.html) +\-- William Godwin +On-line version of Godwin's classic good, considered by many as the first +book-length account of anarchist theory. + +[ Anarchy and +Christianity](http://flag.blackened.net/daver/anarchism/ellul/aac.html) \-- by +Jacques Ellul +Interesting discussion of the relationship between anarchism and Christianity. +A classic of religious anarchist thought. + +[ The struggle against the state and other +essays](http://www.spunk.org/library/writers/makhno/sp001781/index.html) \-- +by Nestor Makhno +Collected essays by the most famous Urkainian anarchist ever. Important +documents, as they are first translated works by the leading militant of the +Makhnovist movement and co-author of the always controversial "Platform." + +[ Proudhon's Bank of the +People](http://dwardmac.pitzer.edu/anarchist_archives/proudhon/dana.html) \-- +by Charles Dana +Classic introduction to the ideas of Proudhon and mutualist-anarchism. + +[ Anarchism and the National Liberation +Struggle](http://www.users.globalnet.co.uk/~jenne/bonanno.htm) \-- Alfredo M +Bonanno +Classic introduction to anarchist ideas on National Liberation struggles. + +[On the Poverty of Student Life](http://www.slip.net/~knabb/SI/poverty.htm) +[BUREAU OF PUBLIC SECRETS](http://www.bopsecrets.org/) +Classic Situationist texts. + +[ Everything you wanted to know about +anarchism](http://hal.csd.auth.gr/~hkosmidi/Anarchy/anarchy_theory.txt) +Good, short, introduction to anarchist ideas. + +[The Tyranny of +Structurelessness](http://www.slip.net/~knabb/CF/structurelessness.htm) \-- Jo +Freeman +Classic anarcha-feminist essay on the need for clear organisation to eliminate +informal domination by small cliques. Essential. + +[ Anarchism and the Black +Revolution](http://www.illegalvoices.org/apoc/books/abr/index.html) \-- +Lorenzo Komboa Ervin +Excellent introduction to anarchist ideas from a working class black +perspective. + +[ Proposed Roads to Freedom - Socialism, Anarchism and +Syndicalism](http://www.worldwideschool.org/library/books/socl/politicalscience/ProposedRoads/Chap0.html) +\-- by Bertrand Russell +Classic overview of anarchist, syndicalist and Marxian Socialist ideas by a +leading thinker of the 20th century (at the time a follower of **Guild +Socialism**, a syndicalist influenced libertarian socialist movement in +Britain). Critical, but sympathetic, introduction to anarchism and +syndicalism. + +[The Miners' Next Step](http://www.llgc.org.uk/ymgyrchu/Llafur/1926/MNS.htm) +Classic British syndicalist pamphlet. + +## Sites on Famous Anarchists + +**_Web-pages on famous anarchists, living and dead._** + +[Prominent Anarchists and Left- +Libertarians](http://flag.blackened.net/liberty/libertarians.html) +Excellent site, with short biographies and pictures of all your favourite +anarchists and libertarian socialists (living and dead). + +[Anarchist Archives](http://anarchyarchives.org) +[ Anarchist +Archives](http://dwardmac.pitzer.edu/anarchist_archives/archivehome.html) +Extensive information on many anarchists, from Bookchin to Malatesta. +Recommended! + +[An Anarchist +Reader](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Embassy/8559/anread.htm) +Excellent webpage containing essays and links on all the famous anarchists (as +well as other texts and links). + +[ Anarchy and Radical Left Wing +Thought](http://www.alphalink.com.au/~pashton/thinkers/left.htm) +Extensive lists of writings from numerous famous anarchists. + +[Biographies and writings of well known +anarchists](http://www.struggle.ws/anarchists.html) +The place to find out more about famous anarchists and to get a feel for their +work. + +[chomsky.info: The Noam Chomsky Website](http://www.chomsky.info/) +Extensive and well organised archive of works by and about Noam Chomsky. + +[ZNet's Chomsky Archive](http://www.zmag.org/Chomsky/) +ZNet's archive of works by and about Noam Chomsky. + +[ Bad News: Noam Chomsky Archive](http://monkeyfist.com/ChomskyArchive) +Another Noam Chomsky Archive. + +[Max Stirner](http://www.nonserviam.com/stirner/) +A web-site about the arch-egoist Max Stirner. Contains e-texts of his less +famous works along with his classic **The Ego and Its Own**. + +[Emma +Goldman](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Lobby/8522/emma_eng.html) +Excellent webpage on Emma Goldman, one of America's greatest anarchists. +Includes many of her essays. + +[The Emma Goldman Papers (DL SunSITE)](http://sunsite.berkeley.edu/Goldman/) +The Emma Goldman papers collection. + +[Basic Bakunin](http://flag.blackened.net/af/ace/bakunbas.html) +Excellent introduction to the ideas of Michael Bakunin. Essential reading for +anyone wanting to get an accurate account of Bakunin's theories. + +[Errico Malatesta: The Biography of an +Anarchist](http://dwardmac.pitzer.edu/anarchist_archives/malatesta/nettlau/nettlauonmalatesta.html) +Biography by Max Nettlau of one of the greatest anarchist thinkers and +activists ever. Click [here](http://www.struggle.ws/anarchists.html) for more +information about, and works by, Malatesta. + +[Marie Louise Berneri](http://www.euro.net/mark- +space/bioMarieLouiseBerneri.html) +Very short Biography of Marie-Louise Berneri, daughter of the Italian +anarchist Camillo Berneri. An important anarchist activist in her own right. + +[Lucy Parsons (1853-1942): The Life of an Anarchist Labor +Organizer](http://flag.blackened.net/liberty/parsonsl-bio.html) +Biography of Lucy Parsons, the wife of Haymarket Martyr Albert Parsons. +Important activist of the US anarchist movement for over 40 years. + +[Lucy Parsons Project](http://www.lucyparsonsproject.org/) +Webpage about leading anarchist and IWW activist Lucy Parsons. Includes essays +and talks by her. + +[The Case of Sacco and +Vanzetti](http://www.theatlantic.com/atlantic/atlweb/flashbks/oj/frankff.htm) +and +[70th Anniversary of Sacco and Vanzetti +Execution](http://burn.ucsd.edu/~mai/sacco_vanzetti.html) +Sacco and Vanzetti were two Italian anarchists framed in the United States in +the early 20s for a robbery and murder they did not commit. In spite of world- +wide protest, they were murdered by the state because they were anarchists. + +[The Sacco and Vanzetti Project](http://www.saccovanzettiproject.org/) +Name says it all! + +[ Kropotkin, Self-Valorization and the Crisis of +Marxism](http://www.eco.utexas.edu/Homepages/Faculty/Cleaver/kropotkin.html) +by Harry Cleaver +Analysis of Kropotkin's ideas and methodology by an Autonomist Marxist. The +author correctly points out Kropotkin's method of analysing social struggle +and using this information to inform his anarchist ideas and actions. + +[Noam +Chomsky](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/3345/chomsky.html) +Good introductary site on Noam Chomsky. Extensive links to other Chomsky +sites. + +[Joe Hill](http://www.dcs.shef.ac.uk:80/~matt/choir/hill.html) +Short introduction to the IWW song writer Joe Hill. + +[Buenaventura Durruti, Libertarian Communist Militant of +Spain](http://flag.blackened.net/liberty/durruti.html) +Introduction to the life of Durruti, one of the most famous leading militants +of the Spanish Anarchist movement. As well as being a worker, union activist +and organiser of numerous strikes and insurrections, Durruti led the anarchist +militias which liberated 60% of Aragon from the fascists in 1936. + +[ Buenaventura Durruti]( +http://www.spunk.org/texts/writers/durruti/sp001877.html) \-- by Peter E +Newell +Useful introductory essay on Durruti. + +[The Nestor Makhno Archive](http://www.nestormakhno.info/) +[Nestor Makhno +Archive](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Embassy/8559/makhno.htm) +Excellent collection of articles by and on Nestor Makhno, famous for fighting +both White and Red tyranny for anarchism and working class freedom in the +Ukraine during the Russian Civil War + +[ The Anarchist Thought of Rudolf +Rocker](http://rocker.anarchosyndicalism.org/main.htm) +[ The Anarchist Thought of Rudolf Rocker]( http://flag.blackened.net/rocker/) +Web-page dedicated to the anarcho-syndicalist activist and writer Rudolf +Rocker. Includes biographical information along with on-line versions of his +many works (including **Anarcho-Syndicalism** and **Nationalism and +Culture**). + +[ Organizing for Radical Social Change Voltairine de Cleyre and anarcha- +feminism](http://burn.ucsd.edu/~mai/texts/voltairine_FST.html) +[Voltairine de Cleyre, the Anarchist Tradition and the Political +Challenge](http://burn.ucsd.edu/~mai/texts/voltairine_APT.html) +Introductionary essays on Voltairine de Cleyre and her ideas. + +[Camillo Berneri](http://www.struggle.ws/berneri/bio.html) +Biography of the leading anarchist militant Camillo Berneri, who was murdered +by the Stalinists during the May Days in Barcelona, 1937. + +[Francisco +Ferrer](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/5422/) +Excellent introduction to the life and ideas of Modern School activist, +Francisco Ferrer. + +[Starhawk's Home Page](http://www.starhawk.org/) +Webpage of Starhawk, an influential anti-gobalisation activist. Contains +excellent reports and analyses of actions. + +[Joseph Labadie -- Anarchist and Labour +Agitor](http://members.aol.com/labadiejo/) +Webpage about Individualist Anarchist Joseph Labadie. Contains a section of +his writings and details of a new book about this influential American +anarchist and union activist. + +[ Radical Politics, Radical Love: The Life of Dr. Marie +Equi](http://www.teleport.com/~glapn/ar04007.html) +Webpage about Lesbian anarchist and wobbly Dr. Marie Equi. + +[William Morris Home Page](http://www.ccny.cuny.edu/wmorris/morris.html) +Home page of the English libertarian socialist and artist (and friend of +Kropotkin) William Morris, author of the classic utopian novel **News from +Nowhere**. + +[William Blake](http://history.hanover.edu/early/blake.htm) +[The William Blake Page](http://www.aa.net/~urizen/blake.html) +Webpages devoted to the works of the English poet, painter, engraver and +printer. Claimed by many to be a proto-Anarchist + +[B. Traven](http://www.dreamgarden.com/ksb/authors/traven.html) +Webpage of the German anarchist who became a world famous author. Works +include the Zapata-like **Jungle** series and other classic class struggle and +anti-capitalist works. + +[Leo Tolstoy](http://flag.blackened.net/daver/anarchism/tolstoy/) +Essays and information about the famous Russian author who was alway a +Christian anarcho-pacifist. + +[George Orwell](http://www.levity.com/corduroy/orwell.htm) +[George Orwell Homepage](http://www.k-1.com/Orwell/) +[ Political Writings of George Orwell](http://www.resort.com/~prime8/Orwell/) +While not an anarchist, Orwell was a democratic socialist with many ideas in +common with anarchism. He wrote **Homage to Catalonia**, one of the best books +on the Spanish Revolution. Orwell wanted to join the CNT militia, so that +entitles him to being put in this section! + +[Jacques Ellul](http://www.well.com/user/dhawk/ellul.html) +Webpage about the anarcho-Christian Jacques Ellul. + +[RECOLLECTION BOOKS ON-LINE TEXTS BY JOHN +ZERZAN](http://www.eskimo.com/~recall/zercon.html) +[ Spunk/library/writers/zerzan - John +Zerzan](http://www.spunk.org/library/writers/zerzan/) +Works by a leading "Primitivist" anarchist. + +[BY BOB BLACK](http://elaine.teleport.com/~jaheriot/bobblack.htm) +Collection of essays by Bob Black. + +[Lysander Spooner Pages](http://www.lysanderspooner.org/) +Website for the individualist anarchist Lysander Spooner. Has links to some of +his works. + +[ FRENCH ANARCHIST-INDIVIDUALIST HOMEPAGE](http://www.endehors.homepage.com/) +Contains, in English, articles on and about such french individualist +anarchists as E. Armand. + +[ ! Pierre-Joseph Proudhon (1809-1865) Sommaire (0)](http://perso.wanadoo.fr +/jean-pierre.proudhon/p_j_prou/pierre_j.htm) +Webpage on Proudhon (in French) + +[EUROPEAN INDIVIDUALIST +ANARCHISTS](http://home.talkcity.com/Route66/acraticus/home.html) +Find out more about the likes of Armand and other anti-capitalist +individualists. [deadanarchists home](http://www.deadanarchists.org/) +Find out about anarchists of the past. + +## Anarchist Publishers, Bookshops, Infoshops and Social Centres + +**_Home pages for anarchist social centres and bookshops. Find out about anarchy in action across the world. Also useful for on-line sources for getting anarchist and libertarian books and papers. _** + +[Jura Books Collective](http://www.zeta.org.au/~anarchie/jura/home.htm) +Australian based anarchist group and bookshop. + +[AK Press Homepage](http://www.akpress.org/) +[AK Press (Britain)](http://www.akuk.com/) +Home Pages of the anarchist publishers and book distribution service. If you +need an anarchist book, this is the place to find it! + +[Left Bank Books Homepage](http://www.leftbankbooks.com) +Home page for **Left Bank Distribution**. Produces, amongst other things the +situationist classic **The Revolution of Everyday Life**. + +[223 Freedom and Mutual Aid Center](http://www.ee.pdx.edu/~spice/main.html) +Anarchist self-managed centre based in Portland, Oregan, USA. + +[ Blackout Books: Anarchist Politics & Culture in New York City +](http://www.panix.com/~blackout) +New York based infoshop. + +[Barricade Books](http://www.anarki.net/barricade) +Info and bookshop in Melbourne, Australia. + +[ Freedom Press Home Page](http://www.freedompress.org.uk/) +[ freedompress.org.uk](http://www.enrager.net/hosted/freedom/index.htm) +Publishers of anarchist books and papers since 1886. Based in London, Britain. + +[ATTACK INTERNATIONAL](http://www.attackinternational.freewire.co.uk/) +UK based anarchist publishers. Producers of the excellent anarcho-Tin Tin +classic _"Breaking Free"_. + +[Lucy Parsons +Center](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/7251/lpc.html) +A radical left education project in Cambridge, Massachusetts, USA. + +[Lucy Parsons Center](http://tao.ca/~lucyparsons/) +An autonomous radical community center/bookstore in Boston, Massachusetts, +USA. + +[Black Rose Books](http://www.web.net/~blakrose/index.htm) +Excellent, well organised homepage for the anarchist publishers ** Black +Rose**. Based in Canada. Visit [ for Black Rose in Australia. + +[Black Planet Radical Bookstore](http://www.blackplanetbooks.org/) +An anarchist and radical bookshop in the USA. + +[ Black Planet](http://blackplanetdirect.com/) +An anarchist and radical book mail order service + +[ Centro Social Libertario](http://www.tao.ca/~csl/index.html) +Self-managed anarchist social centre in Spain. Includes the journal [El +Acratador](http://csl.tao.ca/acratador/index.html). + +[Westhuman Anarchist Press](http://members.tripod.com/~westhuman/) +Anarchist publishing base in Canada. + +[Anarres Books Home Page](http://www.anarres.org.au/) +Anarchist Bookshop in, East Brunswick Australia. Named after the fictional +moon which was home to the anarchist society created by Ursula Le Guin in her +classic Science Fiction novel **The Dispossessed**. + +[Autonmous Centre of Edinburgh]( http://www.j12.org/lothian/ace/) +Self-managed social centre in Edinburgh, Scotland. + +[1 in 12 Club](http://merlin.legend.org.uk/~1in12/) +Long running self-managed anarchist social centre in Bradford, England. + +[Kate Sharpley Library](http://www.katesharpleylibrary.net/) +[Kate Sharpley Library](http://flag.blackened.net/ksl/index.html) +UK based anarchist library and publishers. The late Albert Meltzer helped +start it. + +[See Sharp Press Web Site](http://www.seesharppress.com/) +Anarchist printers, based in Tucson, USA. For books, pamphlets and bumper +stickers. + +[Elephant +Editions](http://web.archive.org/web/*/http://www.geocities.com/elephant_editions) +Elephant Editions are an anarchist publishers who produce cheap versions of +anarchist classics by the likes of Kropotkin and Malatesta, plus more recent +works. + +[Autonomedia/Semiotext(e)](http://www.autonomedia.org/index.htm) +New York based publishers. Includes books on libertarian marxism and +situationism. + +[The Albert Meltzer Press](http://www.afmltd.demon.co.uk/meltzer/) +British based publishers. Named after one of the leading members of the +British (and international) anarchist movement who died in 1996. Contains +short reviews of various books, plus links to other anarchist sites. + +[Kasa de la Muntanya](http://personal.redestb.es/gurmanyach/okupa.htm) +Excellent looking webpage for anarchist social centre in Barcelona, Spain. + +[Catalyst +Distribution](http://web.archive.org/web/*/http://members.xoom.com/pfafs/catalyst/) +Catalyst Distribution is a non-profit anarchist book distribution service +based in L.A. in the USA. + +[The Red and Black Book Project](http://www.radio4all.org/redblack) +Project to publish anarchist books. + +[ The Anarchist Teapot - free community cafe & info centre in +Worthing](http://www.worthing.eco-action.org/teapot/index.html) +Name says it all! + +[SYNDIKALISTISKT FORUM](http://www.angelfire.com/biz2/SyndikalistisktForum/) +Anarchist bookstore in Sweden. + +[the Emma Center](http://www.nashville.com/~Christopher.Lugo/chris.htm) +An Integrative anarchist center for creativity, learning and community in +urban Nashville, USA. + +[Paupers Bookshop](http://wcnet.org/~paupers/) +Anarchist Bookshop in Bowling Green, OH, USA. + +[El Lokal](http://www.pangea.org/ellokal/) +Anarchist Bookshop and social centre in Barcelona, Catalonia/Spain. + +[Confronto](http://www.azul.net/confronto/html/f_editorial.htm) +Anarchist booksellers from Portugal. + +[Libertad Verlag +Berlin/Kln](http://www.azul.net/confronto/html/f_editorial.htm) +German Language Anarchist Publisher. + +[Ncleo de Sociabilidade +Libertria](http://web.archive.org/web/*/http://www.geocities.com/Athens/Academy/5606/) +Brazilian anarchist publishers + +[Anarchist Bookfair](http://www.anarchistbookfair.org/) +Webpage of the yearly London based anarchist bookfair. + +[ Zabalaza Books - "Knowledge is the Key to be +Free!"](http://www.zabalaza.net/zababooks/) +[Zabalaza Books](http://www.struggle.ws/africa/safrica/zababooks/HomePage.htm) +Zabalaza (struggle) Books is based on Southern Africa and aims to make +Anarchist literature cheaply available to working and poor people there -- +_"Knowledge is the Key to be Free."_ + +[Christie Books](http://www.christiebooks.com/html/frameset.html) +Webpage for books produced by the publishing project of Stuart Christie +(Scotland's most famous anarchist). Has articles for download as well. + +[Wooden Shoe Books](http://woodenshoebooks.com/) +Anarchist bookshop in Philadelphia, USA. + +## Anarchist and Radical Music and Art + +**_Home pages for anarchist and radical singers, bands, songs, art and artists. Cultural anarchy at its best!_** + +_"A pamphlet, no matter how good, is never read more than once, but a song is +learned by heart and repeated over and over"_ \-- Joe Hill + +[ Songs of the IWW](http://www.bloomington.in.us/~mitch/iww/lrs.html) +Classic songs from the Wobblies' **_"Little Red Song Book"_**. Fan those +flames of discontent! + +[The First Church of Chumbawamba](http://www.chumba.com/) +[Chumba.org](http://www.chumba.org/) +Home pages for the anarchist band Chumbawamba. + +[Phil Ochs](http://www.cs.pdx.edu/~trent/ochs/) +Home page about the radical sixities folk singer Phil Ochs. Member of the +Industrial Workers of the World, he wrote many classic songs (including **Love +me, I'm a Liberal**, **Links on the Chain**, **Joe Hill** and **There but for +Fortune**). Well worth checking out. + +[The Levellers Page](http://chem-www.mps.ohio-state.edu/~pfleming/lvlrs/) +Home page of the anarchist influenced folk bank **The Levellers**. There is +one way of life and that's your own! + +[Uit de Sloot](http://www.cwi.nl/~jack/uds/index.html) +Dutch anarcho-punk band. One of its members is maintainer of the anarchy-list +(a mailing list on anarchism). + +[Mutual Aid Recordings](http://www.mutualaid.com/) +Includes the likes of Chumbawamba and Noam Chomsky (!) in their catalogue. + +[ Anarchist, libertarian and rebel songs from around the +world](http://www.struggle.ws/songs.html) +Find out the words for your favourite anarchist song! + +[Rage Against the Machine](http://www.ratm.com/) +Official homepage of the famous radical band. + +[Brigada Flores Magon](http://www.multimania.com/brigada/) +Anarchist band from France. + +[Utah Phillips](http://flemtam.com/up.html) +US radical/IWW folk singer and story teller. + +[ Donald Rooum's Art and +Argument](http://www.sudval.org/~sdg/rooum/index.html) +Webpage of anarchist comic artist Donald Rooum. Contains examples of his +**_Wildcat_** comic (takes time to load). + +[ ANARCHY AND THE ARTS](http://www.gis.net/~scatt/anarchy.html) +Extensive listing of anarchist artists and art. Very good. + +[Anarchist Art](http://www.anarchism.ca/art/) +This site is the home to all kinds of anarchist and anarchistic art. They hope +that eventually the art here will take many forms - cartoons, music, poetry, +digital or multimedia art and more. + +[ Joe Hill's Songs (and +tributes)](http://www.fortunecity.com/tinpan/parton/2/hill.html) +Webpage on IWW song writer and martyr. + +[ The Mark Thomas Product](http://www.channel4.com/mark_thomas/) +[Mark Thomas @ MTCP.CO>UK](http://www.mtcp.co.uk) +Offical and unofficial homepages of radical comic Mark Thomas. + +[ Anarcho-Syndicalism in Audio](http://www.anarchosyndicalism.org/audio/) +Collection of anarchist and syndicalist songs. + +## Sites on Anarchist History + +_**Web-pages on events which are of interest to anarchists, such as +revolutions, social rebellions, general strikes and so on._** + +[ Internet Anarchist University - Anarchist +History](http://www.infoshop.org/iau/history.html) +Links to sites about anarchist history. Part of the Mid-Atlantic Infoshop. + +[C.I.R.A. - Lausanne](http://www.anarca-bolo.ch/cira/) +International Center for Research on Anarchism (CIRA). This houses works on +the anarchist movement and philosophy in more than 25 languages. Based in +Switzerland. + +[ Anarchism in the Spanish Revolution](http://www.struggle.ws/spaindx.html) +A web-page celebrating the role of anarchists in the Spanish revolution and +their achievements in trying to create a new society free from oppression and +exploitation. Links to over 60 articles and webpages. + +[The Bolsheviks and Workers +Control](http://web.archive.org/web/*/http://www.geocities.com/WestHollywood/2163/bolintro.html) +\-- by Maurice Brinton +A remarkable pamphlet exposing the struggle that took place over the running +of workplaces in the immediate aftermath of the Russian Revolution. It exposes +the myth that Leninism has anything to do with socialism. + +[ Special Collections - The Siege and Commune of +Paris](http://www.library.nwu.edu/spec/siege/) +Collection of documents and pictures about the Paris Commune of 1871. + +[ The German +Revolution](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/8195/ger_int.htm) +Documents about the German Revolution of 1918 to 1923. Concentrates on Council +Communists involved in it. + +[ Hungary, 1956](http://flag.blackened.net/liberty/hungary-rev.html) +[The Hungarian Revolution](http://www.skysail.clara.net/hungarev.html) +Short introductions to the revolution against Russian imposed state capitalism +that occured in Hungary, 1956. In fighting against state capitalism, they also +rejected market capitalism in favour of a system of self-managed workers' +councils. + +[Russia's Revolutionary Anarchist Movement](http://iww.org/~jah/russia-rev- +anar.html) +Excellent introduction to the anarchist role in the Russian Revolution. +Originally from Clifford Harper's excellent book, **Anarchy: A Graphic Guide** + +[ Collectives In +Spain](http://dwardmac.pitzer.edu/anarchist_archives/leval/collectives.html) +Gaston Level's excellent summary of the self-managed collectives created in +the Spanish Revolution. + +[ To Remember Spain: The Anarchist and Syndicalist Revolution of +1936](http://www.spunk.org/library/writers/bookchin/sp001642/toc.html) \-- by +Murray Bookchin +Useful introductory essays on the anarchist inspired social revolution in +Spain, 1936. + +[Another Spain - Forgotten +Heroes](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5602/scwar5.html) +Article on Spanish Resistance to Fascism in France during the second world war +from the anti-fascist magazine **Fighting Talk**. Find out about the anarchist +militia's involvement against German occupation. + +[Another Spain - The People +Armed](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5602/scwar4.html) +Article on the role of anarchist women in the Spanish Revolution, their part +in the street fighting in the first days, on the front line and creating the +revolution in the "home front." + +[The Spanish Revolution & Civil War +1936-1939](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/9820/) +Introductory essay on the Spanish Civil War in which anarchists played a major +role. Has links to anarchist related sites and various viewpoints on the civil +war (from fascist and right-libertarian perspectives to anarchist and marxist +ones). + +[ The Rattle of the Thompson Gun: Resistance to Franco +1939-52](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5602/scwar6.html) +Anarchist resistance to the Franco dictatorship after the end of the civil +war. + +[ The First Anti- +Fascists](http://web.archive.org/web/*/http://www.geocities.com/CapitolHill/Senate/5602/italfasc.html) +Short, but excellent, introduction to resistance against the rise of Fascism +in Italy, in the early 1920s. Anarchists played a key role in the struggle. + +[Makhnovists & The Russian +Revolution](http://members.aol.com/ThryWoman/MRR.html) +[ Nestor Makhno et la +Makhnovstchina](http://people.nirvanet.net/m/makhno/public_html/prin.html) +Short introductions about the anarchist Makhnovist movement and the role they +played in the Russian revolution. + +[ October 1917 : A lost opportunity for socialism? The Russian +Revolution](http://www.struggle.ws/russia.html) +Anarchist analysis of the Russian Revolution. + +[ The Kronstadt Uprising](http://www.struggle.ws/russia/mett.html) \-- Ida +Mett. +Excellent account of the 1921 uprising against Lenin's dictatorship. A classic +introduction to a key event of the Russian Revolution. + +[ Translation of Izvestiia of the Kronstadt rebellion - +1921](http://www.struggle.ws/russia/izvestiia_krons1921.html) +Newspaper of the Kronstadt rebels. Essential reading to counter Leninist lies +about the Kronstadt revolt. + +[Pravda o Kronshtadte: The Truth About Kronstadt](http://www- +personal.umich.edu/~mhuey/) +Good introduction to the Kronstadt uprising in 1921. Contains all the issues +of the newspaper produced by the rebels. + +[Left Bank Books Collective: Mayday +Histories](http://www.leftbankbooks.com/mayday.html) +Short introduction to the history importance of May Day, International Workers +Day. Has links and references on the subject. + +[Women's History Information Project of the +IWW](http://iww.org/whip/index.html) +Name says it all. Information about anarchist and other revolutionary women +and their history. + +[Origins and Ideals of the Modern +School](http://web.archive.org/web/*/http://www.geocities.com/Athens/Acropolis/5422/origins.html) +Excellent introduction to the Modern School movement and its ideas. See also +[Finding Aid : Intro & History : Stelton Modern School +Collection](http://www.libraries.rutgers.edu/rulib/spcol/modern.htm). + +[ The Italian Factory Occupations of 1920]( +http://www.uncanny.net/~wsa/ital1920.html) +Important article on the near revolution in Italy in 1920 in which anarchists +and anarcho-syndicalists played an important role. + +[Workers Power & the Spanish +Revolution](http://www.uncanny.net/~wsa/spain.html) +Excellent analysis of the role of the CNT-FAI in the Spanish Revolution from +an anarcho-syndicalist perspective. + +[ The Friends of Durruti Group: +1937-1939](http://www.spunk.org/library/places/spain/sp001780/index.html) +Excellent, if flawed, book about one of the anarchist groups during the +Spanish Revolution which opposed the CNT-FAI's disasterous policy of co- +operating with the Republican state. Author, as a libertarian Marxist, tries +to paint the Friends as Marxists rather than anarchists, but an important work +on an otherwise little documented group. + +[Biographie de Jules Bonnot](http://www.chez.com/durru/bonnot/bonnot.htm) +Information about one of the French "illegalist" group active in France at the +start of the twentieth century. Influenced by Stirner, they expropriated +wealth all across France and in the process invented the get-away-car! Victor +Serge was associated with them in his anarchist days. + +[ DAILY BLEED: Calendar of Eclectic events, Public +Secrets](http://www.eskimo.com/~recall/bleed/calmast.htm) +Extensive listing of events, people, links of a radical and interesting +nature. Find out what happened on a given day! + +[ The Anarchist Timeline/Chronology (1300+ Dates & Events)]( +http://recollectionbooks.com/bleed/indexTimeline.htm) +Name says it all! + +[Radical Tradition](http://www.takver.com/history/index.htm) +Australian radical and anarchist history. + +[May 1968 Graffiti](http://www.slip.net/~knabb/CF/graffiti.htm) +Graffiti from the general strike and near revolution in France, 1968. + +[History of the CNT ](http://www.peddie.org/princip/arothman/Es97-aar.htm) +Short introduction to the history of the Spanish CNT. Includes powerpoint +presentation. + +[ The Anarchist Movement in +Japan](http://flag.blackened.net/af/ace/japan.html) +Excellent introduction to the anarchist movement in Japan. + +[ Cuban Anarchism: The History of a +Movement](http://www.illegalvoices.org/apoc/books/cuban/front.html) \-- by +Frank Fernandez +Excellent account of the history of the Cuban anarchist movement, from its +beginnings to its suppression under Castro's dictatorship. + +[ Haymarket Affair (American Memory, Library of +Congress)](http://memory.loc.gov/ammem/award98/ichihtml/hayhome.html) +[The Dramas of Haymarket](http://www.chicagohistory.org/dramas/) +Two excellent pages on the Haymarket events of 1886. + +[Anarchism in Africa: A history of a +movement](http://www.illegalvoices.org/apoc/books/aa/toc.html) \-- by Sam Mbah +and I.E. Igariwey +Excellent introduction to both anarchism and anarchism in Africa. + +## Sites with useful Anarchist Resources + +_**Web-pages with useful resources for pratical uses (such as leaflets in pdf +format, organising suggestions, etc.)._** + +[libcom.org | libertarian community and organising resource for +Britain](http://libcom.org/) +An impression site with news, library, forums, and a whole lot more. +Recommended. + +[Listing of PDF files accessable on Revolt](http://struggle.ws/pdf.html) +Excellent collection of leaflets and pamphlets available in pdf format and +suitable for printing. + +[ On-Line Literature]( +http://www.struggle.ws/africa/safrica/zababooks/Downloads.htm) +[ Zabalaza Books - Downloads](http://www.zabalaza.net/zababooks/downloads.htm) +Another excellent collection of pdf format pamphlets from Zabalaza Books in +South Africa. + +[A practical guide to anarchist organisation for +beginners](http://struggle.ws/ap/organise.html) +Introduction and suggestions for organising an anarchist group. + +[ Anarchism in Action: Methods, Tactics, Skills, and +Ideas](http://www.radio4all.org/aia/) +Excellent introduction. Full of useful information. + +[Organize Your Own IWW Branch](http://everest.iww.org/) +Find out how to organise an IWW branch where you work or live. + +[Organizing Center](http://bari.iww.org/homesites/organize.html) +Useful IWW webpage on organising radical labour unions. + +[AG Kiosk: Anti-Authoritarian Poster +Network](http://www.infoshop.org/aapn.html) +Anarchist images. + +[Anarchist Images](http://meltingpot.fortunecity.com/france/510/main.htm) +Yet more Anarchist graphics! + +## Anarchist Newsgroups + +**_News-groups which are explicitly anarchist._** + +Like the rest of the usenet, the newsgroups for anarchism is filled with junk +mail, pro-capitalist libertarians (some of them claiming to be anarchists), +off the subject comments and personal attacks. But what else can you expect +from a completely uncensored news-channel? You also find interesting debates +and announcements about events, and newsgroups have one advantage over +mailing-lists: You only read the posts you pick out yourselves, while the +contents of mailing lists keep dumping down in your mailbox. + +[alt.anarchism](news:alt.anarchism) + +[alt.society.anarchy](news:alt.society.anarchy) + +[alt.anarchism.communist](news:alt.anarchism.communist) + +[alt.anarchism.syndicalist](news:alt.anarchism.syndicalist) + +[alt.politics.socialism.libertarian](news:alt.politics.socialism.libertarian ) + +## Anarchist Related Newsgroups + +**_Here are a list of the news-groups which anarchists will find interesting and useful._** + +[alt.org.iww](news:alt.org.iww ) + +[alt.society.civil-disob](news:alt.society.civil-disob) + +[alt.society.labor-unions](news:alt.society.labor-unions) + +[alt.politics.radical-left](news:alt.politics.radical-left) + +[alt.society.resistance](news:alt.society.resistance) + +[alt.society.revolution](news:alt.society.revolution) + +[alt.fan.noam-chomsky](news:alt.fan.noam-chomsky) + +[misc.activism.progressive](news:misc.activism.progressive) + +## Anarchist and Syndicalist Mailing Lists + +**_E-mail based lists which are explicitly anarchist or for supporters of revolutionary unionism._** + +[anarchy-list](mailto: majordomo@lists.village.virginia.edu) +List for discussions about anarchism with over 200 members. Heavy traffic, +most of which can easily be ignored but does have very interesting discussions +very frequently. Its like a virtual anarchist pub (or bar). To subscribe send +a message and ask politely to be subscribed to the anarchy-list. There is also +an [ archive of the anarchy- +list.](http://www.cwi.nl/cwi/people/Jack.Jansen/anarchy/anarchy.html) + +[Research on Anarchism](mailto:ra-l@bred.univ-montp3.fr) +This list is moderated, which means less traffic and less arguing than the +anarchy-list. To join, send them a message and ask to be subscribed. Visit +their webpage [here](http://melior.univ-montp3.fr/ra_forum/index.html) + +[A-Infos](mailto:majordomo@lglobal.com) +News, reports and analysis from international anarchist newsagencies. To +subscribe send send a message with the words _SUBSCRIBE A-INFOS _ in the body +of the message. There is a seperate list for discussing the contents of +A-INFOS. To subscribe add the words _SUBSCRIBE A-INFOS-D_ to the body of your +message. + +[IWW-news](mailto:majordomo@igc.apc.org) +The IWW's list for alternative news. Fairly active mailing-lists, but the +postings are not always all that interesting. To subscribe send a message with +the words _SUBSCRIBE IWW-NEWS_ in the body of the message. + +[OneUnion](mailto:oneunion-request@list.uncanny.net) +List for discussing syndicalism and anarchosyndicalism. To subscribe send a +message with the word _SUBSCRIBE_ in the subject line. + +[AIT-IWA-list](mailto:AIT-IWA-list-request@list.uncanny.net) +Mailing list about the syndicalist international. To subscribe send a message +with the word _SUBSCRIBE _ in the subject line. + +[Organise](mailto:platform@geocities.com) +This is a private, invitation-only list run by dedicated "class struggle +anarchists" (libertarian socialists, anarcho-syndicalists, and anarchist +communists). To ask to see the guidelines in order to join, send email to the +above address. + +[Solidarity](mailto: majordomo@flag.blackened.net) +This list is a sister list of the Organise list. The list has the same +guidelines as Organise -- class struggle anarchism, but the guidelines are not +enforced. Anyone is free to join. To subscribe, send an email to with +"subscribe solidarity" in the message body to the above address. + +[AUSANET](mailto:ausanet-request@lyst.apana.org.au) +This is a list for anarchist discussion for Australians (and New Zealanders +too, we assume). To subscribe send them a message and ask to be added. + +[Anarchy-Ireland](mailto:Majordomo@morrigan.alabanza.com) +Mailing list about anarchism and/in Ireland. To subscribe send a message with +the word _SUBSCRIBE _ in the subject line. + +[Anarcha-feminist](mailto:listserv@socsci.smith.ed) +Monster, a anarcho-feminist group in the US is running an anarcha-feminist +list. To join mail the above address and ask to subscribe. + +[Anetdev](mailto:majordomo@tao.ca) +Forum for discussing setting up an international anarchist computer network, +linking BBS'es, internet sites, etc. To join send a message with the words +_SUBSCRIBE ANETDEV_ in the body of the message. + +[ Mid-Atlantic Infoshop - Infoshop.org News and Opinion +Wire](http://www.infoshop.org/infoshop-news.html) +Up to date anarchist and activist news and opinion. Infoshop-news contains the +best from the alternative press, as well as news from the corporate/boss press +that is of interest to activists. To subscribe to Infoshop-news, send a +message to [ +majordomo@flag.blackened.net](mailto:majordomo@flag.blackened.net) with +nothing in the subject line and _"subscribe infoshop-news"_ in the body. + +[Anarchist Educational List](mailto:majordomo@boink.clark.net) +To Subscribe, send email with _"subscribe anoked-l"_ in the message BODY. + +[ Alternative Network for Eastern Europe](mailto:listserv@plearn.edu.pl ) +Started by the Polish Anarchist Federation. To join send a mail with the words +_"SUBSCRIBE ALTER-EE"_ in the body of the message. + +[ Anarq-Lat](mailto:majordomo@majordomo.ucv.edu.ve) +ANARQLAT es un foro para usuarios de correo electronico, constituido en torno +a la tematica del Anarquismo en America Latina - Para suscribirse a la lista +envie un mensaje sin subject, colocando en el cuerpo del mismo: "subscribe +anarqlat" +[Spanish/ Portuguese language list for Latin American anarchism]. + +[anarchist propaganda list](mailto:geton.anarchoprop@cat.org.au) +The idea of this list is that people and groups will post copies of their +fliers, pamphlets, articles etc for anyone to copy and use. To subscribe, send +an empty message to the above address. + +[Freedom Press International](mailto:majordomo@tao.ca) +A discussion list for anarchists, libertarian socialists and other radicals. +Themes will be varied but it is hoped that discussion will centre on practical +anarchism and its role in the wider political community. To join the list send +a message to the above address with the message _subscribe fpi-d_ + +[Mujeres Libres](mailto:majordomo@tao.ca) +[Mujeres +Libres](http://web.archive.org/web/*/http://www.geocities.com/Paris/2159/mujeres_mail.html) +is a new anarcha-feminist mailing list. It is a list for anarchist women. It +is a space for to meet, exchange information, and learn about each other and +each other's struggles. It is not just concerned with "women's issues", but +with all issues that affect us. We are not content to sit on the sidelines, we +are all actively engaged in opposing capitalism. To join send a message to the +above address and with first line of your message should read _subscribe +MujeresLibres_. There is no need to include a subject line. + +[INTERNET ACTION GROUP LIST](mailto:daver@flag.blackened.net) +The list is for people who want to focus on spreading the idea of anarchism by +Internet-related means. To subscribe, send a message to +daver@flag.blackened.net with "subscribe iag (email address)" in the message +body. + +[RELIGIOUS ANARCHY LIST](mailto:daver@flag.blackened.net) + +This list is for people who are both religious and anarchists to discuss their +views with each other. To subscribe, send a message to the above address with +"subscribe rel-anarchy " in the message body. + +[Atlantic Anarchist Circle](mailto:majordomo@tao.ca) +New regional anarchist network for east-coast US & Canada. To join send a mail +to the above address with the words "subscribe aac" in the body of the +message. + +[Washington, D.C. area](mailto:majordomo@tao.ca) +For anarchists and anti-authoritarians living in the Washington, D.C. area, +including folks living in Maryland, D.C., Northern Virginia, Eastern West +Virginia, and the DelMarVa Pennisula. To join, send an email with no subject +to the above address. In the body of the message include: "subscribe dc " + +[Red and Black](mailto:red-and-black-request@iww.org) a +regional list for all varieties of the Libertarian Left in the Midwestern USA. +To Subscribe mail the above address with the SUBJECT subscribe. + +[Anarchy in the South U.S.](mailto:majordomo@tao.ca) +A new listserv which hopes to become an online community for anarchists, left- +libertarians, and anti-authoritarians living in the southeastern United +States. To subscribe email the above address with the message "subscribe south +" + +[Alternative Network for Eastern Europe ](mailto:listserv@plearn.edu.pl) +>br>Started by the Polish Anarchist Federation. To join send mail to the above +address with the words "SUBSCRIBE ALTER-EE" in the body of the message. Also +see [this webpage](http://www.most.org.pl/alter/fa). + +[Ex-yu-a-lista](http://inje.iskon.hr/mailman/listinfo/ex-yu-a-lista) +Ex-yu-a-lista is meant for circulation of information and discussion among +anarchists in countries which emerged from what was once SFR Yugoslavia. +Language(s): southslavic. To subscribe visit the above webpage and fill in the +details. + +[Anarko](mailto:ravelre@dlc.fi) +Anarchist list for finnish-speaking anarchists. To join, contact the above +address. + +[Confederation of Anarchist Youth](mailto:listserv@burn.ucsd.edu) +This is a new net work of young anarchists. To join their mailing list, send a +mail to the above address with "SUBSCRIBE CAY (firstname) (lastname)" in body +of the message. + +[WSA-talk](mailto:WSA-talk-request@list.uncanny.net) The list of the American +section of the IWA. To join send a message to the above address with the word +SUBSCRIBE in the subject line. + +[ Chicano/a, Mexicano/a Anarchists](mailto:yabasta-subscribe@egroups.com) +Mailing list created by and for Chicano/a, Mexicano/a Anarchists to discuss +our ideas, culture and projects. To join, send a blank message to the above +address. + +[Kansas City Anarchists List](mailto:majordomo@tao.c) +Organizing and announcements list for anarchists living in the Kansas +City/Lawrence region of the U.S. To subscribe send an email to the above +address with "subscribe kc" + +[Black/African American Anarchists](mailto:majordomo@flag.blackened.net) +A mailing list for black/African American people interested in +anarchism/libertarian socialism. To subscribe, send a message to the above +address with "subscribe black-libertarians" in the message body. + +[Anarchism](mailto:anarchism-subscribe@egroups.com) +A list like the popular "Anarchy-List" but moderated to eliminate abuse and +spam. To subscribe send an empty message to the above address. To subscribe to +an unmoderated version, send an empty message to [this address](mailto +:anarchism-subscribe@onelist.com). These lists are anti-capitalist. + +[Anarchist Teachers list](mailto:lists@tao.ca) +A list for anarchist and anti-authoritarian teachers, educators, +schoolworkers, free skool instructors, and educational workers has been set +up. You don't have to teach a class in anarchism to join. If you teach math, +but consider yourself an anarchist, please feel free to join. If you work in a +school cafeteria, you can also join. To subscribe, send an email to the above +address and in the body, type: "subscribe teachers" + +[ Anarchism and the Spanish Revolution email +list](http://www.struggle.ws/lists/spain.html) +For those interested in discussing the Spanish Revolution. + +[ The Anarchist Platform - a mailing list for anarchists +](http://www.struggle.ws/platform.html) +For those interested in discussing Platformist anarchism and the Platform of +Libertarian Communism. + +[ATUN](http://groups.yahoo.com/group/atundiscussiongroup/) +Discussion list for UK based Anarchists interested in industrial networking, +organising and struggle. + diff --git a/markdown/append1.md b/markdown/append1.md new file mode 100644 index 0000000000000000000000000000000000000000..cc4cfe3a0f8fc658b56a07bd18a22a76a48e420a --- /dev/null +++ b/markdown/append1.md @@ -0,0 +1,73 @@ +# Appendix : Anarchism and "anarcho"-capitalism + +This appendix exists for one reason, namely to explain why the idea of +"anarcho"-capitalism is a bogus one. While we have covered this topic in +[section F](secFcon.html), we thought that this appendix should be created in +order to discuss in more detail why anarchists reject both +"anarcho"-capitalism and its claims to being anarchist. + +This appendix has three parts. The first two sections are our critique of +Bryan Caplan's "anarcho"-capitalist ["Anarchist Theory +FAQ."](http://www.gmu.edu/departments/economics/bcaplan/anarfaq.htm) Caplan's +FAQ is the main on-line attempt to give the oxymoron of "anarcho"-capitalism +some form of justification and so it is worthwhile explaining, using his FAQ +as the base, why such an attempt fails. The last part of this appendix is the +original version of [section F](secFcon.html), + +As we will prove, Caplan's FAQ fails in its attempt to show that "anarcho" +capitalism can be considered as part of the anarchist movement and in fact his +account involves extensive re-writing of history. This appendix is in two +parts, a reply to Caplan's most recent FAQ release (version 5.2) and an older +reply to version 4.1.1 (which was originally section F.10 of the FAQ). The +[introduction](append12.html) to the reply to version 4.1.1 indicates what +most anarchists think of Caplan's FAQ and its claims of "objectivity" as so we +will not repeat ourselves here. + +We decided to replace the original version of section F with an edited version +simply because the original section was too long in respect to the rest of the +FAQ. While this FAQ may have started out as a rebuttal to "anarcho"-capitalist +claims of being anarchist, it no longer is. As such, in an **_anarchist_** FAQ +section F became redundant as "anarcho"-capitalism is a fringe ideology even +within the USA. If it were not for their presence on the web and some +academics taking their claims to being anarchists at face value, we would only +mention them in passing. + +We have decided to include this appendix as it is really an addition to the +main body of the FAQ. Parties interested in why "anarcho"-capitalist claims +are false can explore this appendix, those who are interested in anarchist +politics can read the FAQ without having to also read too many arguments +between anarchists and capitalists. We should, perhaps, thank Caplan for +allowing us an opportunity of explaining the ideas of such people as Proudhon +and Tucker, allowing us to quote them and so bring their ideas to a wider +audience and for indicating that anarchism, in all its forms, has always +opposed capitalism and always will. + +## + +* [Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 5.2](append11.html) + +### + +[1 Individualist Anarchists and the socialist movement. +[2 Why is Caplan's definition of socialism wrong?](append11.html#app2) +[3 Was Proudhon a socialist or a capitalist? ](append11.html#app3) +[4 Tucker on Property, Communism and Socialism. ](append11.html#app4) +[5 Anarchism and "anarcho"-capitalism.](append11.html#app5) +[6 Appendix: Defining Anarchism](append11.html#app6) + +## + +* [Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 4.1.1](append12.html) + +### + +[1 Is anarchism purely negative?](append12.html#app1) +[2 Anarchism and Equality](append12.html#app2) +[3 Is anarchism the same thing as socialism?](append12.html#app3) +[4 Anarchism and dissidents](append12.html#app4) +[5 How would anarcho-capitalism work?](append12.html#app5) + +## + +* [Is "anarcho"-capitalism a type of anarchism?](append13.html) + diff --git a/markdown/append11.md b/markdown/append11.md new file mode 100644 index 0000000000000000000000000000000000000000..858d51b4b985d659e18ebcf162b8e22cf8ea4255 --- /dev/null +++ b/markdown/append11.md @@ -0,0 +1,1507 @@ +# + +* Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 5.2 + +## 1 - Individualist Anarchists and the socialist movement. + +Caplan, in his FAQ, attempts to rewrite anarchist history by trying to claim +that the individualist anarchists were forerunners of the so-called "anarcho- +capitalist" school. However, as is so often the case with Caplan's FAQ, +nothing could be further from the truth. + +In section 5 (What major subdivisions may be made among anarchists?) of his +FAQ, Caplan writes that: + +> _"A large segment of left-anarchists is extremely sceptical about the +anarchist credentials of anarcho-capitalists, arguing that the anarchist +movement has historically been clearly leftist. In my own view, it is +necessary to re-write a great deal of history to maintain this claim."_ + +He quotes Carl Landauer's **European Socialism: A History of Ideas and +Movements** as evidence: + +> _"To be sure, there is a difference between individualistic anarchism and +collectivistic or communistic anarchism; Bakunin called himself a communist +anarchist. But the communist anarchists also do not acknowledge any right to +society to force the individual. They differ from the anarchistic +individualists in their belief that men, if freed from coercion, will enter +into voluntary associations of a communistic type, while the other wing +believes that the free person will prefer a high degree of isolation. The +communist anarchists repudiate the right of private property which is +maintained through the power of the state. The individualist anarchists are +inclined to maintain private property as a necessary condition of individual +independence, without fully answering the question of how property could be +maintained without courts and police."_ + +Caplan goes on to state that _"the interesting point is that before the +emergence of modern anarcho-capitalism Landauer found it necessary to +distinguish two strands of anarchism, only one of which he considered to be +within the broad socialist tradition."_ + +However, what Caplan seems to ignore is that both individualist and social +anarchists agree that there **is** a difference between the two schools of +anarchist thought! Some insight. Of course, Caplan tries to suggest that +Landauer's non-discussion of the individualist anarchists is somehow +"evidence" that their ideas are not socialistic. Firstly, Landauer's book is +about **European** Socialism. Individualist anarchism was almost exclusively +based in America and so hardly falls within the book's subject area. Secondly, +from the index Kropotkin is mentioned on **two** pages (one of which a +footnote). Does that mean Kropotkin was not a socialist? Of course not. It +seems likely, therefore, that Landauer is using the common Marxist terminology +of defining Marxism as Socialism, while calling other parts of the wider +socialist movement by their self-proclaimed names of anarchism, syndicalism +and so on. Hardly surprising that Kropotkin is hardly mentioned in a history +of "Socialism" (i.e. Marxism). + +As noted above, both schools of anarchism knew there was a difference between +their ideas. Kropotkin and Tucker, for example, both distinguished between two +types of anarchism as well as two types of socialism. Thus Caplan's +_"interesting point"_ is just a banality, a common fact which anyone with a +basic familiarity of anarchist history would know. Kropotkin in his justly +famous essay on Anarchism for **The Encyclopaedia Britannica** **also** found +it necessary to distinguish two strands of anarchism. As regards Caplan's +claims that only one of these strands of anarchism is _"within the broad +socialist tradition"_ all we can say is that both Kropotkin **and** Tucker +considered their ideas and movement to be part of the broader socialist +tradition. According to an expert on Individualist Anarchism, Tucker _"looked +upon anarchism as a branch of the general socialist movement"_ [James J. +Martin, **Men Against the State**, pp. 226-7]. Other writers on Individualist +Anarchism have noted the same fact (for example, Tucker _"definitely thought +of himself a socialist"_ [William O. Reichart, **Partisans of Freedom: A Study +in American Anarchism**, p. 156]). As evidence of the anti-socialist nature of +individualist anarchism, Caplan's interpretation of Landauer's words is +fundamentally nonsense. If you look at the writings of people like Tucker you +will see that they called themselves socialists and considered themselves part +of the wider socialist movement. No one familiar with Tucker's works could +overlook this fact. + +Interestingly, Landauer includes Proudhon in his history and states that he +was _"the most profound thinker among pre-Marxian socialists."_ [p. 67] Given +that Caplan elsewhere in his FAQ tries to co-opt Proudhon into the +"anarcho"-capitalist school as well as Tucker, his citing of Landauer seems +particularly dishonest. Landauer presents Proudhon's ideas in some depth in +his work within a chapter headed _**"The three Anticapitalistic Movements."_** +Indeed, he starts his discussion of Proudhon's ideas with the words _"In +France, post-Utopian socialism begins with Peter Joseph Proudhon."_ [p. 59] +Given that both Kropotkin and Tucker indicated that Individualist Anarchism +followed Proudhon's economic and political ideas the fact that Landauer states +that Proudhon was a socialist implies that Individualist Anarchism is also +socialist (or "Leftist" to use Caplan's term). + +Tucker and the other individualist anarchists considered themselves as +followers of Proudhon's ideas (as did Bakunin and Kropotkin). For example, +Tucker stated that his journal **Liberty** was _"brought into existence as a +direct consequence of the teachings of Proudhon"_ and _"lives principally to +spread them."_ [cited by Paul Avrich in his _"Introduction"_ to **Proudhon and +his _"Bank of the People"_** by Charles A. Dana] + +Obviously Landauer considered Proudhon a socialist and if Individualist +Anarchism follows Proudhon's ideas then it, too, must be socialist. + +Unsurprisingly, then, Tucker also considered himself a socialist. To state the +obvious, Tucker and Bakunin both shared Proudhon's opposition to **private** +property (in the capitalist sense of the word), although Tucker confused this +opposition (and possibly the casual reader) by talking about possession as +"property." + +So, it appears that Caplan is the one trying to rewrite history. + +## 2 - Why is Caplan's definition of socialism wrong? + +Perhaps the problem lies with Caplan's "definition" of socialism. In section 7 +(Is anarchism the same thing as socialism?) he states: + +> _"If we accept one traditional definition of socialism -- 'advocacy of +government ownership of the means of production' -- it seems that anarchists +are not socialists by definition. But if by socialism we mean something more +inclusive, such as 'advocacy of the strong restriction or abolition of private +property,' then the question becomes more complex."_ + +Which are hardly traditional definitions of socialism unless you are ignorant +of socialist ideas! By definition one, Bakunin and Kropotkin are not +socialists. As far as definition two goes, all anarchists were opposed to +(capitalist) private property and argued for its abolition and its replacement +with possession. The actual forms of possession differed from between +anarchist schools of thought, but the common aim to end private property +(capitalism) was still there. To quote Dana, in a pamphlet called _"a really +intelligent, forceful, and sympathetic account of mutual banking"_ by Tucker, +individualist anarchists desire to _"destroy the tyranny of capital,- that is, +of property"_ by mutual credit. [Charles A. Dana, **Proudhon and his _"Bank of +the People"_**, p. 46] + +Interestingly, this second definition of socialism brings to light a +contradiction in Caplan's account. Elsewhere in the FAQ he notes that Proudhon +had _"ideas on the desirability of a modified form of private property."_ In +fact, Proudhon did desire to restrict private property to that of possession, +as Caplan himself seems aware. In other words, even taking his own definitions +we find that Proudhon would be considered a socialist! Indeed, according to +Proudhon, _"all accumulated capital is collective property, no one may be its +exclusive owner."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 44] +Thus Jeremy Jennings' summary of the anarchist position on private property: + +> _"The point to stress is that all anarchists [including Spooner and Tucker], +and not only those wedded to the predominant twentieth-century strain of +anarchist communism have been critical of private property to the extent that +it was a source of hierarchy and privilege."_ + +He goes on to state that anarchists like Tucker and Spooner _"agreed with the +proposition that property was legitimate only insofar as it embraced no more +than the total product of individual labour."_ [_"Anarchism"_, **Contemporary +Political Ideologies**, Roger Eatwell and Anthony Wright (eds.), p. 132] + +The idea that socialism can be defined as state ownership or even opposition +to, or "abolition" of, all forms of property is not one which is historically +accurate for all forms of socialism. Obviously communist-anarchists and +syndicalists would dismiss out of hand the identification of socialism as +state ownership, as would Individualist Anarchists like Tucker and Joseph +Labadie. As for opposition or abolition of all forms of "private property" as +defining socialism, such a position would have surprised communist-anarchists +like Kropotkin (and, obviously, such self-proclaimed socialists as Tucker and +Labadie). + +For example, in **Act for Yourselves** Kropotkin explicitly states that a +peasant _"who is in possession of just the amount of land he can cultivate"_ +would not be expropriated in an anarchist revolution. Similarly for the family +_"inhabiting a house which affords them just enough space . . . considered +necessary for that number of people"_ and the artisan _"working with their own +tools or handloom"_ would be left alone [pp. 104-5]. He makes the same point +in **The Conquest of Bread** [p. 61] Thus, like Proudhon, Kropotkin replaces +**private property** with **possession** as the former is _"theft"_ (i.e. it +allows exploitation, which _"indicate[s] the scope of Expropriation"_ namely +_"to everything that enables any man [or woman]. . . to appropriate the +product of other's toil"_ [**The Conquest of Bread**, p. 61]) + +Even Marx and Engels did not define socialism in terms of the abolition of all +forms of "private property." Like anarchists, they distinguished between that +property which allows exploitation to occur and that which did not. Looking at +the **Communist Manifesto** we find them arguing that the _"distinguishing +feature of Communism is not the abolition of property generally, but the +abolition of bourgeois property"_ and that _"Communism deprives no man of the +power to appropriate the products of society; all that it does is to deprive +him of the power to subjugate the labour of others by means of such +appropriation."_ Moreover, they correctly note that "property" has meant +different things at different times and that the _"abolition of existing +property relations is not at all a distinctive feature of Communism"_ as +_"[a]ll property relations in the past have continually been subject to +historical change consequent upon the change in historical conditions."_ As an +example, they argue that the French Revolution _"abolished feudal property in +favour of bourgeois property."_ [**The Manifesto of the Communist Party**, +p.47, p. 49 and p. 47] + +Which means that the idea that socialism means abolishing "private property" +is **only** true for those kinds of property that are used to exploit the +labour of others. Nicholas Walter sums up the anarchist position when he wrote +that anarchists _"are in favour of the private property which cannot be used +by one person to exploit another."_ [**Reinventing Anarchy**, p. 49] In other +words, property which is no longer truly **private** as it is used by those +who do not own it. In effect, the key point of Proudhon's **What is +Property?**, namely the difference between possession and property. Which +means that rather than desire the abolition of all forms of "private +property," socialists (of all kinds, libertarian and authoritarian) desire the +abolition of a specific kind of property, namely that kind which allows the +exploitation and domination of others. To ignore this distinction is to paint +a very misleading picture of what socialism stands for. + +This leaves the _"the strong restriction . . . of private property"_ +definition of socialism. Here Caplan is on stronger ground. Unfortunately, by +using that definition the Individualist Anarchists, like the Social +Anarchists, are included in socialist camp, a conclusion he is trying to +avoid. As **every** anarchist shares Proudhon's analysis that _"property is +theft"_ and that **possession** would be the basis of anarchism, it means that +every anarchist is a socialist (as Labadie always claimed). This includes +Tucker and the other Individualist Anarchists. For example, Joseph Labadie +stated that _"the two great sub-divisions of Socialists"_ (anarchists and +State Socialists) both _"agree that the resources of nature -- land, mines, +and so forth -- should not be held as private property and subject to being +held by the individual for speculative purposes, that use of these things +shall be the only valid title, and that each person has an equal right to the +use of all these things. They all agree that the present social system is one +composed of a class of slaves and a class of masters, and that justice is +impossible under such conditions."_ [**What is Socialism?**] Tucker himself +argued that the anarchists' _"occupancy and use"_ title to land and other +scare material would involve a change (and, in effect, _"restriction"_) of +current (i.e. capitalist) property rights: + +> _"It will be seen from this definition that Anarchistic property concerns +only products. But anything is a product upon which human labour has been +expended. It should be stated, however, that in the case of land, or of any +other material the supply of which is so limited that all cannot hold it in +unlimited quantities, Anarchism undertakes to protect no titles except such as +are based on actual occupancy and use."_ [**Instead of a Book**, p. 61] + +and so: + +> _"no advocate of occupancy and use believes that it can be put in force +until as a theory it has been accepted as generally . . . seen and accepted as +is the prevailing theory of ordinary private property."_ [**Occupancy and Use +versus the Single Tax**] + +So, as can be seen, Individualist Anarchism rejected important aspects of +capitalist property rights. Given that the Individualist Anarchists were +writing at a time when agriculture was still the largest source of employment +this position on land is much more significant than it first appears. In +effect, Tucker and the other American Anarchists were advocating a **massive** +and **fundamental** change in property-rights, in the social relationships +they generated and in American society. This is, in other words, a very +_"strong restriction"_ in capitalist property rights (and it is **this** type +of property Caplan is referring to, rather than "property" in the abstract). + +However, such a "definition" of socialism as "restricting" private property is +flawed as it does not really reflect anarchist ideas on the subject. +Anarchists, in effect, reject the simplistic analysis that because a society +(or thinker) accepts "property" that it (or he/she) is capitalistic. This is +for two reasons. Firstly, the term "property" has been used to describe a wide +range of situations and institutions. Thus Tucker used the term "property" to +describe a society in which capitalist property rights were **not** enforced. +Secondly, and far more importantly, concentrating on "property" rights in the +abstract ignores the social relationships it generates. Freedom is product of +social interaction, not one of isolation. This means that the social +relationships generated in a given society are the key to evaluating it -- not +whether it has "property" or not. To look at "property" in the abstract is to +ignore people and the relationships they create between each other. And it is +these relationships which determine whether they are free or not (and so +exploited or not). Caplan's use of the anti-property rights "definition" of +socialism avoids the central issue of freedom, of whether a given society +generates oppression and exploitation or not. By looking at "property" Caplan +ignores liberty, a strange but unsurprising position for a self-proclaimed +"libertarian" to take. + +Thus both of Caplan's "definitions" of socialism are lacking. A +_"traditional"_ one of government ownership is hardly that and the one based +on "property" rights avoids the key issue while, in its own way, includes +**all** the anarchists in the socialist camp (something Caplan, we are sure, +did not intend). + +So what would be a useful definition of socialism? From our discussion on +property we can instantly reject Caplan's biased and simplistic starting +points. In fact, a definition of socialism which most socialists would agree +with would be one that stated that _"the whole produce of labour ought to +belong to the labourer"_ (to use words Thomas Hodgskin, an early English +socialist, from his essay **Labour Defended against the Claims of Capital**). +Tucker stated that _"the bottom claim of Socialism"_ was _"that labour should +be put in possession of its own,"_ that _"the natural wage of labour is its +product"_ (see his essay **State Socialism and Anarchism**). This definition +also found favour with Kropotkin who stated that socialism _"in its wide, +generic, and true sense"_ was an _"effort to **abolish** the exploitation of +labour by capital."_ [**Kropotkin's Revolutionary Pamphlets**, p. 169] + +From this position, socialists soon realised that (to again quote Kropotkin) +_"the only guarantee not to by robbed of the fruits of your labour is to +possess the instruments of labour."_ [**The Conquest of Bread**, p. 145] +Because of this socialism also could be defined as _"the workers shall own the +means of production,"_ as this automatically meant that the product would go +to the producer, and, in fact, this could also be a definition of socialism +most socialists would agree with. The form of this ownership, however, +differed from socialist tendency to socialist tendency (some, like Proudhon, +proposed co-operative associations, others like Kropotkin communal ownership, +others like the Social Democrats state ownership and so on). Moreover, as the +economy changed in the 19th century, so did socialist ideas. Murray Bookchin +gives a good summary of this process: + +> _"Th[e] growing shift from artisanal to an industrial economy gave rise to a +gradual but major shift in socialism itself. For the artisan, socialism meant +producers' co-operatives composed of men who worked together in small shared +collectivist associations . . . For the industrial proletarian, by contrast, +socialism came to mean the formation of a mass organisation that gave factory +workers the collective power to expropriate a plant that no single worker +could properly own. . . They advocated **public** ownership of the means of +production, whether by the state or by the working class organised in trade +unions."_ [**The Third Revolution**, vol. 2, p. 262] + +So, in this evolution of socialism we can place the various brands of +anarchism. Individualist anarchism is clearly a form of artisanal socialism +(which reflects its American roots) while communist anarchism and anarcho- +syndicalism are forms of industrial (or proletarian) socialism (which reflects +its roots in Europe). Proudhon's mutualism bridges these extremes, advocating +as it does artisan socialism for small-scale industry and agriculture and co- +operative associations for large-scale industry (which reflects the state of +the French economy in the 1840s to 1860s). The common feature of all these +forms of anarchism is opposition to usury and the notion that _"workers shall +own the means of production."_ Or, in Proudhon's words, _"abolition of the +proletariat."_ [**Op. Cit.**, p. 179] As one expert on Proudhon points out, +Proudhon's support for _"association"_ (or _"associative socialism"_) +_"anticipated all those later movements"_ which demanded _"that the economy be +controlled neither by private enterprise nor by the state . . . but by the +producers"_ such as _"the revolutionary syndicalists"_ and _"the students of +1968."_ [K. Steven Vincent, **Pierre-Joseph Proudhon and the Rise of French +Republican Socialism**, p. 165] _"Industrial Democracy must. . . succeed +Industrial Feudalism,"_ to again quote Proudhon. [**Op. Cit.**, p. 167] + +Thus the common agreement between all socialists was that capitalism was based +upon exploitation and wage slavery, that workers did not have access to the +means of production and so had to sell themselves to the class that did. Thus +we find Individualist Anarchists arguing that the whole produce of labour +ought to belong to the labourer and opposing the exploitation of labour by +capital. To use Tucker's own words: + +> _"the fact that one class of men are dependent for their living upon the +sale of their labour, while another class of men are relieved of the necessity +of labour by being legally privileged to sell something that is not labour. . +. . And to such a state of things I am as much opposed as any one. But the +minute you remove privilege . . . every man will be a labourer exchanging with +fellow-labourers . . . What Anarchistic-Socialism aims to abolish is usury . . +. it wants to deprive capital of its reward."_ [**Instead of a Book**, p. 404] + +By ending wage labour, anarchist socialism would ensure _"The land to the +cultivator. The mine to the miner. The tool to the labourer. The product to +the producer"_ and so _"everyone [would] be a proprietor"_ and so there would +be _"no more proletaires"_ (in the words of Ernest Lesigne, quoted favourably +by Tucker as part of what he called a _"summary exposition of Socialism from +the standpoint of Anarchism"_ [**Op. Cit.**, p. 17, p. 16]). Wage labour, and +so capitalism, would be no more and _"the product [would go] to the +producer."_ The Individualist Anarchists, as Wm. Gary Kline correctly points +out, _"expected a society of largely self-employed workmen with no significant +disparity of wealth between any of them."_ [**The Individualist Anarchists**, +p. 104] In other words, the _"abolition of the proletariat"_ as desired by +Proudhon. + +Therefore, like all socialists, Tucker wanted to end usury, ensure the +_"product to the producer"_ and this meant workers owning and controlling the +means of production they used (_"no more proletaires"_). He aimed to do this +by reforming capitalism away by creating mutual banks and other co-operatives +(he notes that Individualist Anarchists followed Proudhon, who _"would +individualise and associate"_ the productive and distributive forces in +society [as quoted by James J. Martin, **Men Against the State**, p. 228]). +Here is Kropotkin on Proudhon's reformist mutualist-socialism: + +> _"When he proclaimed in his first memoir on property that 'Property is +theft', he meant only property in its present, Roman-law, sense of 'right of +use and abuse'; in property-rights, on the other hand, understood in the +limited sense of **possession**, he saw the best protection against the +encroachments of the state. At the same time he did not want violently to +dispossess the present owners of land, dwelling-houses, mines, factories and +so on. He preferred to **attain the same end** by rendering capital incapable +of earning interest."_ [**Kropotkin's Revolutionary Pamphlet's**, pp. 290-1 -- +emphasis added] + +In other words, like all anarchists, Proudhon desired to see a society without +capitalists and wage slaves (_"the same end"_) but achieved by different +means. When Proudhon wrote to Karl Marx in 1846 he made the same point: + +> _"through Political Economy we must turn the theory of Property against +Property in such a way as to create what you German socialists call +**community** and which for the moment I will only go so far as calling +**liberty** or **equality.**"_ [**Selected Writings of Pierre-Joseph +Proudhon**, p. 151] + +In other words, Proudhon shared the common aim of all socialists (namely to +abolish capitalism, wage labour and exploitation) but disagreed with the +means. As can be seen, Tucker placed himself squarely in this tradition and so +could (and did) call himself a socialist. Little wonder Joseph Labadie often +said that _"All anarchists are socialists, but not all socialists are +anarchists."_ That Caplan tries to ignore this aspect of Individualist +Anarchism in an attempt to co-opt it into "anarcho"-capitalism indicates well +that his FAQ is not an objective or neutral work. + +Caplan states that the _"United States has been an even more fertile ground +for individualist anarchism: during the 19th-century, such figures as Josiah +Warren, Lysander Spooner, and Benjamin Tucker gained prominence for their +vision of an anarchism based upon freedom of contract and private property."_ + +However, as indicated, Tucker and Spooner did **not** support private property +in the capitalist sense of the word and Kropotkin and Bakunin, no less than +Tucker and Spooner, supported free agreement between individuals and groups. +What does that prove? That Caplan seems more interested in the words Tucker +and Proudhon used rather than the meanings **they** attached to them. Hardly +convincing. + +Perhaps Caplan should consider Proudhon's words on the subject of socialism: + +> _"Modern Socialism was not founded as a sect or church; it has seen a number +of different schools."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. +177] + +If he did perhaps he would who see that the Individualist Anarchists were a +school of socialism, given their opposition to exploitation and the desire to +see its end via their political, economic and social ideas. + +## 3 - Was Proudhon a socialist or a capitalist? + +In section 8 (Who are the major anarchist thinkers?), Caplan tries his best to +claim that Proudhon was not really a socialist at all. He states that +_"Pierre[-Joseph] Proudhon is also often included [as a "left anarchist"] +although his ideas on the desirability of a modified form of private property +would lead some to exclude him from the leftist camp altogether."_ + +"Some" of which group? Other anarchists, like Bakunin and Kropotkin? Obviously +not -- Bakunin claimed that _"Proudhon was the master of us all."_ According +to George Woodcock Kropotkin was one of Proudhon's _"confessed disciples."_ +Perhaps that makes Bakunin and Kropotkin proto-capitalists? Obviously not. +What about Tucker? He called Proudhon _"the father of the Anarchistic school +of Socialism."_ [**Instead of a Book**, p. 381] And, as we noted above, the +socialist historian Carl Launder considered Proudhon a socialist, as did the +noted British socialist G.D.H. Cole in his **History of Socialist Thought** +(and in fact called him one of the _"major prophets of Socialism."_). What +about Marx and Engels, surely they would be able to say if he was a socialist +or not? According to Engels, Proudhon was _"the Socialist of the small peasant +and master-craftsman."_ [Marx and Engels, **Selected Works**, p. 260] + +In fact, the only "left" (i.e. social) anarchist of note who seems to place +Proudhon outside of the "leftist" (i.e. anarchist) camp is Murray Bookchin. In +the second volume of **The Third Revolution** Bookchin argues that _"Proudhon +was no socialist"_ simply because he favoured _"private property."_ [p. 39] +However, he does note the _"one moral provision [that] distinguished the +Proudhonist contract from the capitalist contract"_ namely _"it abjured profit +and exploitation."_ [**Op. Cit.**, pp. 40-41] -- which, of course, places him +in the socialist tradition (see [last section](append11.html#app2)). +Unfortunately, Bookchin fails to acknowledge this or that Proudhon was totally +opposed to wage labour along with usury, which, again, instantly places him in +ranks of socialism (see, for example, the **General Idea of the Revolution**, +p. 98, pp. 215-6 and pp. 221-2, and his opposition to state control of capital +as being _"more wage slavery"_ and, instead, urging whatever capital required +collective labour to be _"democratically organised workers' associations"_ +[**No Gods, No Masters**, vol. 1, p. 62]). + +Bookchin (on page 78) quotes Proudhon as arguing that _"association"_ was _"a +protest against the wage system"_ which suggests that Bookchin's claims that +Proudhonian _"analysis minimised the social relations embodied in the +capitalist market and industry"_ [p. 180] is false. Given that wage labour is +**the** unique social relationship within capitalism, it is clear from +Proudhon's works that he did not "minimise" the social relations created by +capitalism, rather the opposite. Proudhon's opposition to wage labour clearly +shows that he focused on the **key** social relation which capitalism creates +-- namely the one of domination of the worker by the capitalist. + +Bookchin **does** mention that Proudhon was _"obliged in 1851, in the wake of +the associationist ferment of 1848 and after, to acknowledge that association +of some sort was unavoidable for large-scale enterprises."_ [p. 78] However, +Proudhon's support of industrial democracy pre-dates 1851 by some 11 years. He +stated in **What is Property?** that he _"preach[ed] emancipation to the +proletaires; association to the labourers"_ and that _"leaders"_ within +industry _"must be chosen from the labourers by the labourers themselves."_ +[p. 137 and p. 414] It is significant that the first work to call itself +anarchist opposed property along with the state, exploitation along with +oppression and supported self-management against hierarchical relationships +within production ("anarcho"-capitalists take note!). Proudhon also called for +_"democratically organised workers' associations"_ to run large-scale industry +in his 1848 Election Manifesto. [**No Gods, No Masters**, vol. 1, p. 62] Given +that Bookchin considers as _"authentic artisanal socialists"_ those who called +for **collective** ownership of the means of production, but _"exempted from +collectivisation the peasantry"_ [p. 4] we have to conclude that Proudhon was +such an "authentic" artisanal socialist! Indeed, at one point Bookchin +mentions the _"individualistic artisanal socialism of Proudhon"_ [p. 258] +which suggests a somewhat confused approach to Proudhon's ideas! + +In effect, Bookchin makes the same mistake as Caplan; but, unlike Caplan, he +should know better. Rather than not being a socialist, Proudhon is obviously +an example of what Bookchin himself calls _"artisanal socialism"_ (as Marx and +Engels recongised). Indeed, he notes that Proudhon was its _"most famous +advocate"_ and that _"nearly all so-called 'utopian' socialists, even [Robert] +Owen -- the most labour-orientated -- as well as Proudhon -- essentially +sought the equitable distribution of property."_ [p. 273] Given Proudhon's +opposition to wage labour and capitalist property and his support for +industrial democracy as an alternative, Bookchin's position is untenable -- he +confuses socialism with communism, rejecting as socialist all views which are +not communism (a position he shares with right-libertarians). + +He did not always hold this position, though. He writes in **The Spanish +Anarchists** that: + +> _"Proudhon envisions a free society as one in which small craftsmen, +peasants, and collectively owned industrial enterprises negotiate and contract +with each other to satisfy their material needs. Exploitation is brought to an +end. . . Although these views involve a break with capitalism, by no means can +they be regarded as communist ideas. . ."_ [p. 18] + +In contrast to some of Bookchin's comments (and Caplan) K. Steven Vincent is +correct to argue that, for Proudhon, justice _"applied to the economy was +associative socialism"_ and so Proudhon is squarely in the socialist camp +[**Pierre-Joseph Proudhon and the Rise of French Republican Socialism**, p. +228]. + +However, perhaps all these "leftists" are wrong (bar Bookchin, who **is** +wrong, at least some of the time). Perhaps they just did not understand what +socialism actually is (and as Proudhon stated _"I am socialist"_ [**Selected +Writing of Pierre-Joseph Proudhon**, p. 195] and described himself as a +socialist many times this also applies to Proudhon himself!). So the question +arises, did Proudhon support private property in the capitalist sense of the +word? The answer is no. To quote George Woodcock summary of Proudhon's ideas +on this subject we find: + +> _"He [Proudhon] was denouncing the property of a man who uses it to exploit +the labour of others, without an effort on his own part, property +distinguished by interest and rent, by the impositions of the non-producer on +the producer. Towards property regarded as 'possession,' the right of a man to +control his dwelling and the land and tools he needs to live, Proudhon had no +hostility; indeed he regarded it as the cornerstone of liberty."_ [_"On +Proudhon's 'What is Property?'"_, **The Raven** No. 31, pp. 208-9] + +George Crowder makes the same point: + +> _"The ownership he opposes is basically that which is unearned . . . +including such things as interest on loans and income from rent. This is +contrasted with ownership rights in those goods either produced by the work of +the owner or necessary for that work, for example his dwelling-house, land and +tools. Proudhon initially refers to legitimate rights of ownership of these +goods as 'possession,' and although in his latter work he calls **this** +'property,' the conceptual distinction remains the same."_ [**Classical +Anarchism**, pp. 85-86] + +Indeed, according to Proudhon himself, the _"accumulation of capital and +instrument is what the capitalist owes to the producer, but he never pays him +for it. It is this fraudulent deprivation which causes the poverty of the +worker, the opulence of the idle and the inequality of their conditions. And +it is this, above all, which has so aptly been called the exploitation of man +by man."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 43] + +He called his ideas on possession a _"third form of society, the synthesis of +communism and property"_ and calls it _"liberty."_ [**The Anarchist Reader**, +p. 68]. He even goes so far as to say that property _"by its despotism and +encroachment, soon proves itself oppressive and anti-social."_ [**Op. Cit.**, +p. 67] Opposing private property he thought that _"all accumulated capital is +collective property, no one may be its exclusive owner."_ Indeed, he +considered the aim of his economic reforms _"was to rescue the working masses +from capitalist exploitation."_ [**Selected Writings of Pierre-Joseph +Proudhon**, p. 44, p. 80] + +In other words, Proudhon considered capitalist property to be the source of +exploitation and oppression and he opposed it. He explicitly contrasts his +ideas to that of capitalist property and **rejects** it as a means of ensuring +liberty. + +Caplan goes on to claim that _"[s]ome of Proudhon's other heterodoxies include +his defence of the right of inheritance and his emphasis on the genuine +antagonism between state power and property rights."_ + +However, this is a common anarchist position. Anarchists are well aware that +possession is a source of independence within capitalism and so should be +supported. As Albert Meltzer puts it: + +> _"All present systems of ownership mean that some are deprived of the fruits +of their labour. It is true that, in a competitive society, only the +possession of independent means enables one to be free of the economy (that is +what Proudhon meant when, addressing himself to the self-employed artisan, he +said 'property is liberty', which seems at first sight a contradiction with +his dictum that it was theft)"_[**Anarchism: Arguments For and Against**, pp. +12-13] + +Malatesta makes the same point: + +> _"Our opponents . . . are in the habit of justifying the right to private +property by stating that property is the condition and guarantee of liberty. + +> + +> "And we agree with them. Do we not say repeatedly that poverty is slavery? + +> + +> "But then why do we oppose them? + +> + +> "The reason is clear: in reality the property that they defend is capitalist +property. . . which therefore depends on the existence of a class of the +disinherited and dispossessed, forced to sell their labour to the property +owners for a wage below its real value. . . This means that workers are +subjected to a kind of slavery."_ [**The Anarchist Revolution**, p. 113] + +As does Kropotkin: + +> _"the only guarantee not to be robbed of the fruits of your labour is to +possess the instruments of labour. . . man really produces most when he works +in freedom, when he has a certain choice in his occupations, when he has no +overseer to impede him, and lastly, when he sees his work bringing profit to +him and to others who work like him, but bringing in little to idlers."_ +[**The Conquest of Bread**, p. 145] + +Perhaps this makes these three well known anarcho-communists "really" +proto-"anarcho"-capitalists as well? Obviously not. Instead of wondering if +his ideas on what socialism is are wrong, he tries to rewrite history to fit +the anarchist movement into his capitalist ideas of what anarchism, socialism +and whatever are actually like. + +In addition, we must point out that Proudhon's _"emphasis on the genuine +antagonism between state power and property rights"_ came from his later +writings, in which he argued that property rights were required to control +state power. In other words, this _"heterodoxy"_ came from a period in which +Proudhon did not think that state could be abolished and so _"property is the +only power that can act as a counterweight to the State."_ [**Selected +Writings of Pierre-Joseph Proudhon**, p. 140] Of course, this "later" Proudhon +also acknowledged that property was _"an absolutism within an absolutism,"_ +_"by nature autocratic"_ and that its _"politics could be summed up in a +single word,"_ namely _"exploitation."_ [p. 141, p. 140, p. 134] + +Moreover, Proudhon argues that _"spread[ing] it more equally and +establish[ing] it more firmly in society"_ is the means by which "property"_ +_"becomes a guarantee of liberty and keeps the State on an even keel."_ [p. +133, p. 140] In other words, rather than "property" **as such** limiting the +state, it is "property" divided equally through society which is the key, +without concentrations of economic power and inequality which would result in +exploitation and oppression. Therefore, _"[s]imple justice. . . requires that +equal division of land shall not only operate at the outset. If there is to be +no abuse, it must be maintained from generation to generation."_ [**Op. +Cit.**, p. 141, p. 133, p. 130]. + +Interestingly, one of Proudhon's _"other heterodoxies"_ Caplan does not +mention is his belief that "property" was required not only to defend people +against the state, but also capitalism. He saw society dividing into _"two +classes, one of employed workers, the other of property-owners, capitalists, +entrepreneurs."_ He thus recognised that capitalism was just as oppressive as +the state and that it assured _"the victory of the strong over the weak, of +those who property over those who own nothing."_ [as quoted by Alan Ritter, +**The Political Thought of Pierre-Joseph Proudhon**, p. 121] Thus Proudhon's +argument that _"property is liberty"_ is directed not only against the state, +but also against social inequality and concentrations of economic power and +wealth. + +Indeed, he considered that _"companies of capitalists"_ were the _"exploiters +of the bodies and souls of their wage earners"_ and an outrage on _"human +dignity and personality."_ Instead of wage labour he thought that the +_"industry to be operated, the work to be done, are the common and indivisible +property of all the participant workers."_ In other words, self-management and +workers' control. In this way there would be _"no more government of man by +man, by means of accumulation of capital"_ and the _"social republic"_ +established. Hence his support for co-operatives: + +> _"The importance of their work lies not in their petty union interests, but +in their denial of the rule of capitalists, usurers, and governments, which +the first [French] revolution left undisturbed. Afterwards, when they have +conquered the political lie. . . the groups of workers should take over the +great departments of industry which are their natural inheritance."_ [cited in +**Pierre-Joseph Proudhon**, E. Hymans, pp. 190-1, and **Anarchism**, George +Woodcock, p. 110, 112] + +In other words, a **socialist** society as workers would no longer be +separated from the means of production and they would control their own work +(the _"abolition of the proletariat,"_ to use Proudhon's expression). This +would mean recognising that _"the right to products is exclusive - jus in re; +the right to means is common - jus ad rem"_ [cited by Woodcock, **Anarchism**, +p. 96] which would lead to self-management: + +> _"In democratising us, revolution has launched us on the path of industrial +democracy."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 63] + +As Woodcock points out, in Proudhon's _"picture of the ideal society of the +ideal society it is this predominance of the small proprietor, the peasant or +artisan, that immediately impresses one"_ with _"the creation of co-operative +associations for the running of factories and railways."_ [_"On Proudhon's +'What is Property?'"_, **Op. Cit.**, p. 209, p. 210] + +All of which hardly supports Caplan's attempts to portray Proudhon as "really" +a capitalist all along. Indeed, the "later" Proudhon's support for +protectionism [**Selected Writings of Pierre-Joseph Proudhon**, p. 187], the +_"fixing after amicable discussion of a **maximum** and **minimum** profit +margin,"_ _"the organising of regulating societies"_ and that mutualism would +_"regulate the market"_ [**Op. Cit.**, p. 70] and his obvious awareness of +economic power and that capitalism exploited and oppressed the wage-worker +suggests that rather than leading some to exclude Proudhon from the "leftist +camp" altogether, it is a case of excluding him utterly from the "rightist +camp" (i.e. "anarcho"-capitalism). Therefore Caplan's attempt to claim (co-opt +would be better) Proudhon for "anarcho"-capitalism indicates how far Caplan +will twist (or ignore) the evidence. As would quickly become obvious when +reading his work, Proudhon would (to use Caplan's words) _"normally classify +government, property, hierarchical organisations . . . as 'rulership.'"_ + +To summarise, Proudhon was a socialist and Caplan's attempts to rewrite +anarchist and socialist history fails. Proudhon was the fountainhead for both +wings of the anarchist movement and **What is Property?** _"embraces the core +of nineteenth century anarchism. . . [bar support for revolution] all the rest +of later anarchism is there, spoken or implied: the conception of a free +society united by association, of workers controlling the means of production. +. . [this book] remains the foundation on which the whole edifice of +nineteenth century anarchist theory was to be constructed."_ [**Op. Cit.**, p. +210] + +Little wonder Bakunin stated that his ideas were Proudhonism _"widely +developed and pushed to these, its final consequences."_ [**Michael Bakunin: +Selected Writings**, p. 198] + +## 4 - Tucker on Property, Communism and Socialism. + +That Tucker called himself a socialist is quickly seen from **Instead of A +Book** or any of the books written about Tucker and his ideas. That Caplan +seeks to deny this means that either Caplan has not looked at either **Instead +of a Book** or the secondary literature (with obvious implications for the +accuracy of his FAQ) or he decided to ignore these facts in favour of his own +ideologically tainted version of history (again with obvious implications for +the accuracy and objectivity of his FAQ). + +Caplan, in an attempt to deny the obvious, quotes Tucker from 1887 as follows +in section 14 (What are the major debates between anarchists? What are the +recurring arguments?): + +> _"It will probably surprise many who know nothing of Proudhon save his +declaration that 'property is robbery' to learn that he was perhaps the most +vigorous hater of Communism that ever lived on this planet. But the apparent +inconsistency vanishes when you read his book and find that by property he +means simply legally privileged wealth or the power of usury, and not at all +the possession by the labourer of his products."_ + +You will instantly notice that Proudhon does not mean by property _"the +possession of the labourer of his products."_ However, Proudhon did include in +his definition of "property" the possession of the capital to steal profits +from the work of the labourers. As is clear from the quote, Tucker and +Proudhon was opposed to capitalist property (_"the power of usury"_). From +Caplan's own evidence he proves that Tucker was not a capitalist! + +But lets quote Tucker on what he meant by _"usury"_: + +> _"There are three forms of usury, interest on money, rent on land and +houses, and profit in exchange. Whoever is in receipt of any of these is a +usurer."_ [cited in **Men against the State** by James J. Martin, p. 208] + +Which can hardly be claimed as being the words of a person who supports +capitalism! + +And we should note that Tucker considered both government and capital +oppressive. He argued that anarchism meant _"the restriction of power to self +and the abolition of power over others. Government makes itself felt alike in +country and in city, capital has its usurious grip on the farm as surely as on +the workshop and the oppressions and exactions of neither government nor +capital can be avoided by migration."_ [**Instead of a Book**, p. 114] + +And, we may add, since when was socialism identical to communism? Perhaps +Caplan should actually read Proudhon and the anarchist critique of private +property before writing such nonsense? We have indicated Proudhon's ideas +above and will not repeat ourselves. However, it is interesting that this +passes as "evidence" of "anti-socialism" for Caplan, indicating that he does +not know what socialism or anarchism actually is. To state the obvious, you +can be a hater of "communism" and still be a socialist! + +So this, his one attempt to prove that Tucker, Spooner and even Proudhon were +really capitalists by quoting the actual people involved is a failure. + +He asserts that for any claim that "anarcho"-capitalism is not anarchist is +wrong because _"the factual supporting arguments are often incorrect. For +example, despite a popular claim that socialism and anarchism have been +inextricably linked since the inception of the anarchist movement, many 19th- +century anarchists, not only Americans such as Tucker and Spooner, but even +Europeans like Proudhon, were ardently in favour of private property (merely +believing that some existing sorts of property were illegitimate, without +opposing private property as such)."_ + +The facts supporting the claim of anarchists being socialists, however, are +not "incorrect." It is Caplan's assumption that socialism is against all forms +of "property" which is wrong. To state the obvious, socialism does not equal +communism (and anarcho-communists support the rights of workers to own their +own means of production if they do not wish to join communist communes -- see +above). Thus Proudhon was renown as the leading French Socialist theorist when +he was alive. His ideas were widely known in the socialist movement and in +many ways his economic theories were similar to the ideas of such well known +early socialists as Robert Owen and William Thompson. As Kropotkin notes: + +> _"It is worth noticing that French mutualism had its precursor in England, +in William Thompson, who began by mutualism before he became a communist, and +in his followers John Gray (A Lecture on Human Happiness, 1825; The Social +System, 1831) and J. F. Bray (Labour's Wrongs and Labour's Remedy, 1839)."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 291] + +Perhaps Caplan will now claim Robert Owen and William Thompson as capitalists? + +Tucker called himself a socialist on many different occasions and stated that +there were _"two schools of Socialistic thought . . . State Socialism and +Anarchism."_ And stated in very clear terms that: + +> _"liberty insists on Socialism. . . - true Socialism, Anarchistic Socialism: +the prevalence on earth of Liberty, Equality, and Solidarity."_ [**Instead of +a Book**, p. 363] + +And like all socialists, he opposed capitalism (i.e. usury and wage slavery) +and wished that _"there should be no more proletaires."_ [see the essay +_"State Socialism and Anarchism"_ in **Instead of a Book**, p. 17] + +Caplan, of course, is well aware of Tucker's opinions on the subject of +capitalism and private property. In section 13 (What moral justifications have +been offered for anarchism?) he writes: + +> _"Still other anarchists, such as Lysander Spooner and Benjamin Tucker as +well as Proudhon, have argued that anarchism would abolish the exploitation +inherent in interest and rent simply by means of free competition. In their +view, only labour income is legitimate, and an important piece of the case for +anarchism is that without government-imposed monopolies, non-labour income +would be driven to zero by market forces. It is unclear, however, if they +regard this as merely a desirable side effect, or if they would reject +anarchism if they learned that the predicted economic effect thereof would not +actually occur."_ + +Firstly, we must point that Proudhon, Tucker and Spooner considered +**profits** to be exploitative as well as interest and rent. Hence we find +Tucker arguing that a _"just distribution of the products of labour is to be +obtained by destroying all sources of income except labour. These sources may +be summed up in one word, -- usury; and the three principle forms of usury are +interest, rent and profit."_ [**Instead of a Book**, p. 474] To ignore the +fact that Tucker also considered profit as exploitative seems strange, to say +the least, when presenting an account of his ideas. + +Secondly, rather than it being _"unclear"_ whether the end of usury was +_"merely a desirable side effect"_ of anarchism, the opposite is the case. +Anyone reading Tucker (or Proudhon) would quickly see that their politics were +formulated with the express aim of ending usury. Just one example from +hundreds: + +> _"Liberty will abolish interest; it will abolish profit; it will abolish +monopolistic rent; it will abolish taxation; it will abolish the exploitation +of labour; it will abolish all means whereby any labourer can be deprived of +any of his product."_ [**Instead of a Book**, p. 347] + +While it is fair to wonder whether these economic effects would result from +the application of Tucker's ideas, it **is** distinctly incorrect to claim +that the end of usury was considered in any way as a _"desirable side effect"_ +of them. Rather, in **their** eyes, the end of usury was one of **the** aims +of Individualist Anarchism, as can be clearly seen. As Wm. Gary Kline points +out in his excellent account of Individualist Anarchism: + +> _"the American anarchists exposed the tension existing in liberal thought +between private property and the ideal of equal access. The Individualist +Anarchists were, at least, aware that existing conditions were far from ideal, +that the system itself worked against the majority of individuals in their +efforts to attain its promises. Lack of capital, the means to creation and +accumulation of wealth, usually doomed a labourer to a life of exploitation. +This the anarchists knew and they abhorred such a system."_ [**The +Individualist Anarchists**, p. 102] + +This is part of the reason why they considered themselves socialists and, +equally as important, they were considered socialists by **other** socialists +such as Kropotkin and Rocker. The Individualist Anarchists, as can be seen, +fit very easily into Kropotkin's comments that _"the anarchists, in common +with all socialists. . . maintain that the now prevailing system of private +ownership in land, and our capitalist production for the sake of profits, +represent a monopoly which runs against both the principles of justice and the +dictates of utility."_ [**Kropotkin's Revolutionary Pamphlets**, p. 285] Given +that they considered profits as usury and proposed _"occupancy and use"_ in +place of the prevailing land ownership rights they are obviously socialists. + +That the end of usury was considered a clear aim of his politics explains +Tucker's 1911 postscript to his famous essay _"State Socialism and Anarchism"_ +in which he argues that _"concentrated capital"_ **itself** was a barrier +towards anarchy. He argued that the _"trust is now a monster which. . . even +the freest competition, could it be instituted, would be unable to destroy."_ +While, in an earlier period, big business _"needed the money monopoly for its +sustenance and its growth"_ its size now ensured that it _"sees in the money +monopoly a convenience, to be sure, but no longer a necessity. It can do +without it."_ This meant that the way was now _"not so clear."_ Indeed, he +argued that the problem of the trusts _"must be grappled with for a time +solely by forces political or revolutionary"_ as the trust had moved beyond +the reach of _"economic forces"_ simply due to the concentration of resources +in its hands. [_"Postscript"_ to **State Socialism and Anarchism**] + +If the end of _"usury"_ **was** considered a _"side-effect"_ rather than an +objective, then the problems of the trusts and economic inequality/power +(_"enormous concentration of wealth"_) would not have been an issue. That the +fact of economic power **was** obviously considered a hindrance to anarchy +suggests the end of usury was a key aim, an aim which "free competition" in +the abstract could not achieve. Rather than take the "anarcho"-capitalist +position that massive inequality did not affect "free competition" or +individual liberty, Tucker obviously thought it did and, therefore, "free +competition" (and so the abolition of the public state) in conditions of +massive inequality would not create an anarchist society. + +By trying to relegate an aim to a _"side-effect,"_ Caplan distorts the ideas +of Tucker. Indeed, his comments on trusts, _"concentrated capital"_ and the +_"enormous concentration of wealth"_ indicates how far Individualist Anarchism +is from "anarcho"-capitalism (which dismisses the question of economic power +Tucker raises out of hand). It also indicates the unity of political and +economic ideas, with Tucker being aware that without a suitable economic basis +individual freedom was meaningless. That an economy (like capitalism) with +massive inequalities in wealth and so power was not such a basis is obvious +from Tucker's comments. + +Thirdly, what did Tucker consider as a government-imposed monopoly? Private +property, particularly in land! As he states _"Anarchism undertakes to protect +no titles except such as are based upon actual occupancy and use"_ and that +anarchism _"means the abolition of landlordism and the annihilation of rent."_ +[**Instead of a Book**, p. 61, p. 300] This, to state the obvious, is a +restriction on "private property" (in the capitalist sense), which, if we use +Caplan's definition of socialism, means that Tucker was obviously part of the +"Leftist camp" (i.e. socialist camp). In other words, Tucker considered +capitalism as the product of statism while socialism (libertarian of course) +would be the product of anarchy. + +So, Caplan's historical argument to support his notion that anarchism is +simply anti-government fails. Anarchism, in all its many forms, have distinct +economic as well as political ideas and these cannot be parted without loosing +what makes anarchism unique. In particular, Caplan's attempt to portray +Proudhon as an example of a "pure" anti-government anarchism also fails, and +so his attempt to co-opt Tucker and Spooner also fails (as noted, Tucker +cannot be classed as a "pure" anti-government anarchist either). If Proudhon +was a socialist, then it follows that his self-proclaimed followers will also +be socialists -- and, unsurprisingly, Tucker called himself a socialist and +considered anarchism as part of the wider socialist movement. + +> _"Like Proudhon, Tucker was an 'un-marxian socialist'"_ [William O. +Reichart, **Partisans of Freedom: A Study in American Anarchism**, p. 157] + +## 5 - Anarchism and "anarcho"-capitalism + +Caplan tries to build upon the non-existent foundation of Tucker's and +Proudhon's "capitalism" by stating that: + +> _"Nor did an ardent anarcho-communist like Kropotkin deny Proudhon or even +Tucker the title of 'anarchist.' In his Modern Science and Anarchism, +Kropotkin discusses not only Proudhon but 'the American anarchist +individualists who were represented in the fifties by S.P. Andrews and W. +Greene, later on by Lysander Spooner, and now are represented by Benjamin +Tucker, the well-known editor of the New York Liberty.' Similarly in his +article on anarchism for the 1910 edition of the Encyclopedia Britannica, +Kropotkin again freely mentions the American individualist anarchists, +including 'Benjamin Tucker, whose journal Liberty was started in 1881 and +whose conceptions are a combination of those of Proudhon with those of Herbert +Spencer.'"_ + +There is a nice historical irony in Caplan's attempts to use Kropotkin to +prove the historical validity of "anarcho"-capitalism. This is because while +Kropotkin was happy to include Tucker into the anarchist movement, Tucker +often claimed that an anarchist could not be a communist! In **State Socialism +and Anarchism** he stated that anarchism was _"an ideal utterly inconsistent +with that of those Communists who falsely call themselves Anarchists while at +the same time advocating a regime of Archism fully as despotic as that of the +State Socialists themselves."_ [_"State Socialism and Anarchism"_, **Instead +of a Book**, pp. 15-16] + +While modern social anarchists follow Kropotkin in not denying Proudhon or +Tucker as anarchists, we do deny the anarchist title to supporters of +capitalism. Why? Simply because anarchism as a **political** movement (as +opposed to a dictionary definition) has always been anti-capitalist and +against capitalist wage slavery, exploitation and oppression. In other words, +anarchism (in all its forms) has always been associated with specific +political **and** economic ideas. Both Tucker and Kropotkin defined their +anarchism as an opposition to both state and capitalism. To quote Tucker on +the subject: + +> _"Liberty insists. . . [on] the abolition of the State and the abolition of +usury; on no more government of man by man, and no more exploitation of man by +man."_ [cited in **Native American Anarchism - A Study of Left-Wing American +Individualism** by Eunice Schuster, p. 140] + +Kropotkin defined anarchism as _"the no-government system of socialism."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 46] Malatesta argued that _"when +[people] sought to overthrow both State and property -- then it was anarchy +was born"_ and, like Tucker, aimed for _"the complete destruction of the +domination and exploitation of man by man."_ [**Life and Ideas**, p. 19, pp. +22-28] Indeed **every** leading anarchist theorist defined anarchism as +opposition to government **and** exploitation. Thus Brain Morris' excellent +summary: + +> _"Another criticism of anarchism is that it has a narrow view of politics: +that it sees the state as the fount of all evil, ignoring other aspects of +social and economic life. This is a misrepresentation of anarchism. It partly +derives from the way anarchism has been defined [in dictionaries, for +example], and partly because Marxist historians have tried to exclude +anarchism from the broader socialist movement. But when one examines the +writings of classical anarchists. . . as well as the character of anarchist +movements. . . it is clearly evident that it has never had this limited +vision. It has always challenged all forms of authority and exploitation, and +has been equally critical of capitalism and religion as it has been of the +state."_ [_"Anthropology and Anarchism,"_ **Anarchy: A Journal of Desire +Armed** no. 45, p. 40] + +Therefore anarchism was never purely a political concept, but always combined +an opposition to oppression with an opposition to exploitation. Little wonder, +then, that both strands of anarchism have declared themselves "socialist" and +so it is _"conceptually and historically misleading"_ to _"create a dichotomy +between socialism and anarchism."_ [Brian Morris, **Op. Cit.**, p. 39] +Needless to say, anarchists oppose **state** socialism just as much as they +oppose capitalism. All of which means that anarchism and capitalism are two +**different** political ideas with specific (and opposed) meanings -- to deny +these meanings by uniting the two terms creates an oxymoron, one that denies +the history and the development of ideas as well as the whole history of the +anarchist movement itself. + +As Kropotkin knew Proudhon to be an anti-capitalist, a socialist (but not a +communist) it is hardly surprising that he mentions him. Again, Caplan's +attempt to provide historical evidence for a "right-wing" anarchism fails. +Funny that the followers of Kropotkin are now defending individualist +anarchism from the attempted "adoption" by supporters of capitalism! That in +itself should be enough to indicate Caplan's attempt to use Kropotkin to give +credence to "anarcho"-capitalist co-option of Proudhon, Tucker and Spooner +fails. + +Interestingly, Caplan admits that "anarcho"-capitalism has recent origins. In +section 8 (Who are the major anarchist thinkers?) he states: + +> _"Anarcho-capitalism has a much more recent origin in the latter half of the +20th century. The two most famous advocates of anarcho-capitalism are probably +Murray Rothbard and David Friedman. There were however some interesting +earlier precursors, notably the Belgian economist Gustave de Molinari. Two +other 19th-century anarchists who have been adopted by modern anarcho- +capitalists with a few caveats are Benjamin Tucker and Lysander Spooner. (Some +left-anarchists contest the adoption, but overall Tucker and Spooner probably +have much more in common with anarcho-capitalists than with left- +anarchists.)"_ + +Firstly, as he states, Tucker and Spooner have been _"adopted"_ by the +"anarcho"-capitalist school. Being dead they have little chance to protest +such an adoption, but it is clear that they considered themselves as +socialists, against capitalism (it may be claimed that Spooner never called +himself a socialist, but then again he never called himself an anarchist +either; it is his strong opposition to wage labour that places him in the +socialist camp). Secondly, Caplan lets the cat out the bag by noting that this +"adoption" involved a few warnings - more specifically, the attempt to rubbish +or ignore the underlying socio-economic ideas of Tucker and Spooner and the +obvious anti-capitalist nature of their vision of a free society. + +Individualist anarchists are, indeed, more similar to classical liberals than +social anarchists. Similarly, social anarchists are more similar to Marxists +than Individualist anarchists. But neither statement means that Individualist +anarchists are capitalists, or social anarchists are state socialists. It just +means some of their ideas overlap -- and we must point out that Individualist +anarchist ideas overlap with Marxist ones, and social anarchist ones with +liberal ones (indeed, one interesting overlap between Marxism and +Individualist Anarchism can be seen from Marx's comment that abolishing +interest and interest-bearing capital _"means the abolition of capital and of +capitalist production itself."_ [**Theories of Surplus Value**, vol. 3, p. +472] Given that Individualist Anarchism aimed to abolish interest (along with +rent and profit) it would suggest, from a Marxist position, that it is a +socialist theory). + +So, if we accept Kropotkin's summary that Individualist Anarchism ideas are +_"partly those of Proudhon, but party those of Herbert Spencer"_ +[**Kropotkins' Revolutionary Pamphlets**, p. 173], what the +"anarcho"-capitalist school is trying to is to ignore the Proudhonian (i.e. +socialist) aspect of their theories. However, that just leaves Spencer and +Spencer was not an anarchist, but a right-wing Libertarian, a supporter of +capitalism (a _"champion of the capitalistic class"_ as Tucker put it). In +other words, to ignore the socialist aspect of Individualist Anarchism (or +anarchism in general) is to reduce it to liberalism, an extreme version of +liberalism, but liberalism nevertheless -- and liberalism is not anarchism. To +reduce anarchism so is to destroy what makes anarchism a unique political +theory and movement: + +> _"anarchism does derive from liberalism and socialism both historically and +ideologically . . . In a sense, anarchists always remain liberals and +socialists, and whenever they reject what is good in either they betray +anarchism itself . . . We are liberals but more so, and socialists but more +so."_ [Nicholas Walter, **Reinventing Anarchy**, p. 44] + +In other words, "anarcho"-capitalism is a development of ideas which have +little in common with anarchism. Jeremy Jennings, in his overview of anarchist +theory and history, agrees: + +> _"It is hard not to conclude that these ideas ["anarcho"-capitalism] -- with +roots deep in classical liberalism -- are described as anarchist only on the +basis of a misunderstanding of what anarchism is."_ [**Contemporary Political +Ideologies**, Roger Eatwell and Anthony Wright (eds.), p. 142] + +Barbara Goodwin also agrees that the "anarcho"-capitalists' _"true place is in +the group of right-wing libertarians"_ not in anarchism [**Using Political +Ideas**, p. 148]. Indeed, that "anarcho"-capitalism is an off-shoot of +classical liberalism is a position Murray Rothbard would agree with, as he +states that right-wing Libertarians constitute _"the vanguard of classical +liberalism."_ [quoted by Ulrike Heider, **Anarchism: Left, Right and Green**, +p. 95] Unfortunately for this perspective anarchism is not liberalism and +liberalism is not anarchism. And equally as unfortunate (this time for the +anarchist movement!) "anarcho"-capitalism _"is judged to be anarchism largely +because some anarcho-capitalists **say** they are 'anarchists' and because +they criticise the State."_ [Peter Sabatini, **Social Anarchism**, no. 23, p. +100] However, being opposed to the state is a necessary but not sufficient +condition for being an anarchist (as can be seen from the history of the +anarchist movement). Brian Morris puts it well when he writes: + +> _"The term anarchy comes from the Greek, and essentially means 'no ruler.' +Anarchists are people who reject all forms of government or coercive +authority, all forms of hierarchy and domination. They are therefore opposed +to what the Mexican anarchist Flores Magon called the 'sombre trinity' -- +state, capital and the church. Anarchists are thus opposed to both capitalism +and to the state, as well as to all forms of religious authority. But +anarchists also seek to establish or bring about by varying means, a condition +of anarchy, that is, a decentralised society without coercive institutions, a +society organised through a federation of voluntary associations. Contemporary +'right-wing' libertarians . . . who are often described as +'anarchocapitalists' and who fervently defend capitalism, are not in any real +sense anarchists."_ [**Op. Cit.**, p. 38] + +Rather than call themselves by a name which reflects their origins in +liberalism (and **not** anarchism), the "anarcho"-capitalists have instead +seen fit to try and appropriate the name of anarchism and, in order to do so, +ignore key aspects of anarchist theory in the process. Little wonder, then, +they try and prove their anarchist credentials via dictionary definitions +rather than from the anarchist movement itself (see [next +section](append11.html#app6)). + +Caplan's attempt in his FAQ is an example to ignore individualist anarchist +theory and history. Ignored is any attempt to understand their ideas on +property and instead Caplan just concentrates on the fact they use the word. +Caplan also ignores: + +> * their many statements on being socialists and part of the wider socialist +movement. + +> + +> * their opposition to capitalist property-rights in land and other scarce +resources. + +> + +> * their recognition that capitalism was based on usury and that it was +exploitation. + +> + +> * their attacks on government **and** capital, rather than just government. + +> + +> * their support for strikes and other forms of direct action by workers to +secure the full product of their labour. + +In fact, the only things considered useful seems to be the individualist +anarchist's support for free agreement (something Kropotkin also agreed with) +and their use of the word "property." But even a cursory investigation +indicates the non-capitalist nature of their ideas on property and the +socialistic nature of their theories. + +Perhaps Caplan should ponder these words of Kropotkin supporters of the +_"individualist anarchism of the American Proudhonians . . . soon realise that +the individualisation they so highly praise is not attainable by individual +efforts, and . . . abandon the ranks of the anarchists, and are driven into +the liberal individualism of the classical economist."_ [**Kropotkin's +Revolutionary Pamphlets**, p. 297] + +Caplan seems to confuse the end of the ending place of ex-anarchists with +their starting point. As can be seen from his attempt to co-opt Proudhon, +Spooner and Tucker he has to ignore their ideas and rewrite history. + +## 6 - Appendix: Defining Anarchism + +In his Appendix _"Defining Anarchism"_ we find that Caplan attempts to defend +his dictionary definition of anarchism. He does this by attempting to refute +two arguments, The Philological Argument and the Historical Argument. + +Taking each in turn we find: + +Caplan's definition of _"The Philological Argument"_ is as follows: + +> _"Several critics have noted the origin of the term 'anarchy,' which derives +from the Greek 'arkhos,' meaning 'ruler,' and the prefix an-,' meaning +'without.' It is therefore suggested that in my definition the word +'government' should be replaced with the word 'domination' or 'rulership'; +thus re-written, it would then read: 'The theory or doctrine that all forms of +rulership are unnecessary, oppressive, and undesirable and should be +abolished.'"_ + +Caplan replies by stating that: + +> _"This is all good and well, so long as we realise that various groups of +anarchists will radically disagree about what is or is not an instance of +'rulership.'"_ + +However, in order to refute this argument by this method, he has to ignore his +own methodology. A dictionary definition of ruler is _"a person who rules by +authority."_ and _"rule"_ is defined as _"to have authoritative control over +people"_ or _"to keep (a person or feeling etc.) under control, to dominate"_ +[**The Oxford Study Dictionary**] + +Hierarchy by its very nature is a form of rulership (hier-**_archy_**) and is +so opposed by anarchists. Capitalism is based upon wage labour, in which a +worker follows the rules of their boss. This is obviously a form of hierarchy, +of domination. Almost all people (excluding die-hard supporters of capitalism) +would agree that being told what to do, when to do and how to do by a boss is +a form of rulership. Anarchists, therefore, argue that _"economic exploitation +and political domination . . . [are] two continually interacting aspects of +the same thing -- the subjection of man by man."_ [Errico Malatesta, **Life +and Ideas**, p. 147] Rocker made the same point, arguing that the +_"exploitation of man by man and the domination of man over man are +inseparable, and each is the condition of the other."_ [**Anarcho- +Syndicalism**, p. 18] + +Thus Caplan is ignoring the meaning of words to state that _"on its own terms +this argument fails to exclude anarcho-capitalists"_ because they define +rulership to exclude most forms of archy! Hardly convincing. + +Strangely enough, "anarcho"-capitalist icon Murray Rothbard actually provides +evidence that the anarchist position **is** correct. He argues that the state +_"arrogates to itself a monopoly of force, of ultimate decision-making power, +over a given area territorial area."_ [**The Ethics of Liberty**, p. 170] This +is obviously a form of rulership. However, he also argues that _"[o]bviously, +in a free society, Smith has the ultimate decision-making power over his own +just property, Jones over his, etc."_ [**Op. Cit.**, p. 173] Which, to state +the obvious, means that **both** the state and property is marked by an +_"ultimate decision-making power"_ over a given territory. The only +"difference" is that Rothbard claims the former is "just" (i.e. "justly" +acquired) and the latter is "unjust" (i.e. acquired by force). In reality of +course, the modern distribution of property is just as much a product of past +force as is the modern state. In other words, the current property owners have +acquired their property in the same unjust fashion as the state has its. If +one is valid, so is the other. Rothbard (and "anarcho"-capitalists in general) +are trying to have it both ways. + +Rothbard goes on to show why statism and private property are essentially the +same thing: + +> _"If the State may be said too properly own its territory, then it is proper +for it to make rules for everyone who presumes to live in that area. It can +legitimately seize or control private property because there is no private +property in its area, because it really owns the entire land surface. So long +as the State permits its subjects to leave its territory, then, it can be said +to act as does any other owner who sets down rules for people living on his +property."_ [**Op. Cit.**, p. 170] + +Of course Rothbard does not draw the obvious conclusion. He wants to maintain +that the state is bad and property is good while drawing attention to their +obvious similarities! Ultimately Rothbard is exposing the bankruptcy of his +own politics and analysis. According to Rothbard, something can look like a +state (i.e. have the _"ultimate decision-making power"_ over an area) and act +like a state (i.e. _"make rules for everyone"_ who lives in an area, i.e. +govern them) but not be a state. This not a viable position for obvious +reasons. + +Thus to claim, as Caplan does, that property does not generate "rulership" is +obviously nonsense. Not only does it ignore the dictionary definition of +rulership (which, let us not forget, is Caplan's **own** methodology) as well +as commonsense, it obviously ignores what the two institutions have in common. +**If** the state is to be condemned as "rulership" then so must property -- +for reasons, ironically enough, Rothbard makes clear! + +Caplan's critique of the _"Philological Argument"_ fails because he tries to +deny that the social relationship between worker and capitalist and tenant and +landlord is based upon **archy,** when it obviously is. To quote Proudhon, +considered by Tucker as _"the Anarchist **par excellence,**"_ the employee +_"is subordinated, exploited: his permanent condition is one of obedience."_ +Without _"association"_ (i.e. co-operative workplaces, workers' self- +management) there would be _"two industrial castes of masters and wage-workers +which is repugnant to a free and democratic society,"_ castes _"related as +subordinates and superiors."_ [**The General Idea of the Revolution**, p. 216] + +Moving on, Caplan defines the Historical Argument as: + +> _"A second popular argument states that historically, the term 'anarchism' +has been clearly linked with anarcho-socialists, anarcho-communists, anarcho- +syndicalists, and other enemies of the capitalist system. Hence, the term +'anarcho-capitalism' is a strange oxymoron which only demonstrates ignorance +of the anarchist tradition."_ + +He argues that _"even if we were to accept the premise of this argument -- to +wit, that the meaning of a word is somehow determined by its historical usage +-- the conclusion would not follow because the minor premise is wrong. It is +simply not true that from its earliest history, all anarchists were opponents +of private property, free markets, and so on."_ + +Firstly, anarchism is not just a word, but a political idea and movement and +so the word used in a political context is associated with a given body of +ideas. You cannot use the word to describe something which has little or +nothing in common with that body of ideas. You cannot call Marxism "anarchism" +simply because they share the anarchist opposition to capitalist exploitation +and aim for a stateless society, for example. + +Secondly, it is true that anarchists like Tucker were not against the free +market, but they did not consider capitalism to be defined by the free market +but by exploitation and wage labour (as do all socialists). In this they share +a common ground with Market Socialists who, like Tucker and Proudhon, do not +equate socialism with opposition to the market or capitalism with the "free +market." The idea that socialists oppose _"private property, free markets, and +so on"_ is just an assumption by Caplan. Proudhon, for example, was not +opposed to competition, "property" (in the sense of possession) and markets +but during his lifetime and up to the present date he is acknowledged as a +socialist, indeed one of the greatest in French (if not European) history. +Similarly we find Rudolf Rocker writing that the Individualist Anarchists +_"all agree on the point that man be given the full reward of his labour and +recognised in this right the economic basis of all personal liberty. They +regard free competition . . . as something inherent in human nature . . . They +answered the **socialists of other schools** [emphasis added] who saw in +**free competition** one of the destructive elements of capitalistic society +that the evil lies in the fact that today we have too little rather than too +much competition."_ [quoted by Herbert Read, **A One-Man Manifesto**, p. 147] +Rocker obviously considered support for free markets as compatible with +socialism. In other words, Caplan's assumption that all socialists oppose free +markets, competition and so on is simply false -- as can be seen from the +history of the socialist movement. What socialists **do** oppose is capitalist +exploitation -- socialism _"in its wide, generic, and true sense"_ was an +_"effort to **abolish** the exploitation of labour by capital."_ [Peter +Kropotkin, **Kropotkin's Revolutionary Pamphlets**, p. 169] In this sense the +Individualist Anarchists are obviously socialists, as Tucker and Labadie +constantly pointed out. + +In addition, as we have proved elsewhere, Tucker was opposed to capitalist +private property just as much as Kropotkin was. Moreover, it is clear from +Tucker's works that he considered himself an enemy of the capitalist system +and called himself a socialist. Thus Caplan's attempt to judge the historical +argument on its own merits fails because he has to rewrite history to do so. + +Caplan is right to state that the meaning of words change over time, but this +does not mean we should run to use dictionary definitions. Dictionaries rarely +express political ideas well - for example, most dictionaries define the word +"anarchy" as "chaos" and "disorder." Does that mean anarchists aim to create +chaos? Of course not. Therefore, Caplan's attempt to use dictionary +definitions is selective and ultimately useless - anarchism as a political +movement cannot be expressed by dictionary definitions and any attempt to do +so means to ignore history. + +The problems in using dictionary definitions to describe political ideas can +best be seen from the definition of the word "Socialism." According to the +**Oxford Study Dictionary** Socialism is _"a political and economic theory +advocating that land, resources, and the chief industries should be owned and +managed by the State."_ The **Webster's Ninth New Collegiate Dictionary**, +conversely, defines socialism as _"any of various economic and political +theories advocating collective or government ownership and administration of +the means of production and distribution of goods."_ + +Clearly the latter source has a more accurate definition of socialism than the +former, by allowing for "collective" versus solely "State" control of +productive means. Which definition would be better? It depends on the person +involved. A Marxist, for example, could prefer the first one simply to exclude +anarchism from the socialist movement, something they have continually tried +to do. A right-libertarian could, again, prefer the first, for obvious +reasons. Anarchists would prefer the second, again for obvious reasons. +However neither definition does justice to the wide range of ideas that have +described themselves as socialist. + +Using dictionaries as the basis of defining political movements ensures that +one's views depend on **which** dictionary one uses, and **when** it was +written, and so on. This is why they are not the best means of resolving +disputes -- if resolution of disputes is, in fact, your goal. + +Both Kropotkin and Tucker stated that they were socialists and that anarchism +was socialistic. If we take the common modern meaning of the word as state +ownership as the valid one then Tucker and Kropotkin are **not** socialists +and no form of anarchism is socialist. This is obviously nonsense and it shows +the limitations of using dictionary definitions on political theories. + +Therefore Caplan's attempt to justify using the dictionary definition fails. +Firstly, because the definitions used would depend which dictionary you use. +Secondly, dictionary definitions cannot capture the ins and outs of a +**political** theory or its ideas on wider subjects. + +Ironically enough, Caplan is repeating an attempt made by State Socialists to +deny Individualist Anarchism its socialist title (see _"Socialism and the +Lexicographers"_ in **Instead of a Book**). In reply to this attempt, Tucker +noted that: + +> _"The makers of dictionaries are dependent upon specialists for their +definitions. A specialist's definition may be true or it may be erroneous. But +its truth cannot be increased or its error diminished by its acceptance by the +lexicographer. Each definition must stand on its own merits."_ [**Instead of a +Book**, p. 369] + +And Tucker provided many quotes from **other** dictionaries to refute the +attempt by the State Socialists to define Individualist Anarchism outside the +Socialist movement. He also notes that any person trying such a method will +_"find that the Anarchistic Socialists are not to be stripped of one half of +their title by the mere dictum of the last lexicographer."_ [**Op. Cit.**, p. +365] + +Caplan should take note. His technique been tried before and it failed then +and it will fail again for the same reasons. + +As far as his case against the Historical Argument goes, this is equally as +flawed. Caplan states that: + +> _"Before the Protestant Reformation, the word 'Christian,' had referred +almost entirely to Catholics (as well as adherents of the Orthodox Church) for +about one thousand years. Does this reveal any linguistic confusion on the +part of Lutherans, Calvinists, and so on, when they called themselves +'Christians'? Of course not. It merely reveals that a word's historical usage +does not determine its meaning."_ + +However, as analogies go this is pretty pathetic. Both the Protestants and +Catholics followed the teachings of Christ but had different interpretations +of it. As such they could both be considered Christians - followers of the +Bible. In the case of anarchism, there are two main groupings - individualist +and social. Both Tucker and Bakunin claimed to follow, apply and develop +Proudhon's ideas (and share his opposition to both state and capitalism) and +so are part of the anarchist tradition. + +The anarchist movement was based upon applying the core ideas of Proudhon (his +anti-statism and socialism) and developing them in the same spirit, and these +ideas find their roots in **socialist** history and theory. For example, +William Godwin was claimed as an anarchist after his death by the movement +because of his opposition to both state and private property, something all +anarchists oppose. Similarly, Max Stirner's opposition to both state and +capitalist property places him within the anarchist tradition. + +Given that we find fascists and Nazis calling themselves "republicans," +"democrats," even "liberals" it is worthwhile remembering that the names of +political theories are defined not by who use them, but by the ideas +associated with the name. In other words, a fascist cannot call themselves a +"liberal" any more than a capitalist can call themselves an "anarchist." To +state, as Caplan does, that the historical usage of a word does not determine +its meaning results in utter confusion and the end of meaningful political +debate. If the historical usage of a name is meaningless will we soon see +fascists as well as capitalists calling themselves anarchists? In other words, +the label "anarcho-capitalism" is a misnomer, pure and simple, as **all** +anarchists have opposed capitalism as an authoritarian system based upon +exploitation and wage slavery. + +To ignore the historical usage of a word means to ignore what the movement +that used that word stood for. Thus, if Caplan is correct, an organisation +calling itself the "Libertarian National Socialist Party," for example, can +rightly call itself libertarian for _"a word's historical usage does not +determine its meaning."_ Given that right-libertarians in the USA have tried +to steal the name "libertarian" from anarchists and anarchist influenced +socialists, such a perspective on Caplan's part makes perfect sense. How +ironic that a movement that defends private property so strongly continually +tries to steal names from other political tendencies. + +Perhaps a better analogy for the conflict between anarchism and "anarcho"- +capitalism would be between Satanists and Christians. Would we consider as +Christian a Satanist grouping claiming to be Christian? A grouping that +rejects everything that Christians believe but who like the name? Of course +not. Neither would we consider as a right-libertarian someone who is against +the free market or someone as a Marxist who supports capitalism. However, that +is what Caplan and other "anarcho"-capitalists want us to do with anarchism. + +Both social and individualist anarchists defined their ideas in terms of both +political (abolition of the state) **and** economic (abolition of +exploitation) ideas. Kropotkin defined anarchism as _"the no-government form +of socialism"_ while Tucker insisted that anarchism was _"the abolition of the +State and the abolition of usury."_ In this they followed Proudhon who stated +that _"[w]e do not admit the government of man by man any more than the +exploitation of man by man."_ [quoted by Peter Marshall, **Demanding the +Impossible**, p. 245] + +In other words, a political movement's economic ideas are just as much a part +of its theories as their political ideas. Any attempt to consider one in +isolation from the other kills what defines the theory and makes it unique. +And, ultimately, any such attempt, is a lie: + +> _"[classical liberalism] is in theory a kind of anarchy without socialism, +and therefore simply a lie, for freedom is impossible without equality, and +real anarchy cannot exist without solidarity, without socialism."_ [Errico +Malatesta, **Anarchy**, p. 46] + +Therefore Caplan's case against the Historical Argument also fails - "anarcho- +capitalism" is a misnomer because anarchism has always, in all its forms, +opposed capitalism. Denying and re-writing history is hardly a means of +refuting the historical argument. + +Caplan ends by stating: + +> _"Let us designate anarchism (1) anarchism as you define it. Let us +designate anarchism (2) anarchism as I and the American Heritage College +Dictionary define it. This is a FAQ about anarchism (2)."_ + +Note that here we see again how the dictionary is a very poor foundation upon +to base an argument. Again using **Webster's Ninth New Collegiate +Dictionary**, we find under "anarchist" - _"one who rebels against any +authority, established order, or ruling power."_ This definition is very close +to that which "traditional" anarchists have - which is the basis for our own +opposition to the notion that anarchism is merely rebellion against **State** +authority. + +Clearly this definition is at odds with Caplan's own view; is Webster's then +wrong, and Caplan's view right? Which view is backed by the theory and history +of the movement? Surely that should be the basis of who is part of the +anarchist tradition and movement and who is not? Rather than do this, Caplan +and other "anarcho"-capitalists rush to the dictionary (well, those that do +not define anarchy as "disorder"). This is for a reason as anarchism as a +political movement as always been explicitly anti-capitalist and so the term +"anarcho"-capitalism is an oxymoron. + +What Caplan fails to even comprehend is that his choices are false. Anarchism +can be designated in two ways: + +> (1). Anarchism as you define it +> (2). Anarchism as the anarchist movement defines it and finds expression in +the theories developed by that movement. + +Caplan chooses anarchism (1) and so denies the whole history of the anarchist +movement. Anarchism is not a word, it is a political theory with a long +history which dictionaries cannot cover. Therefore any attempt to define +anarchism by such means is deeply flawed and ultimately fails. + +That Caplan's position is ultimately false can be seen from the +"anarcho"-capitalists themselves. In many dictionaries anarchy is defined as +_"disorder,"_ _"a state of lawlessness"_ and so on. Strangely enough, no +"anarcho"-capitalist ever uses **these** dictionary definitions of "anarchy"! +Thus appeals to dictionaries are just as much a case of defining anarchism as +you desire as not using dictionaries. Far better to look at the history and +traditions of the anarchist movement itself, seek out its common features and +apply **those** as criteria to those seeking to include themselves in the +movement. As can be seen, "anarcho"-capitalism fails this test and, therefore, +are not part of the anarchist movement. Far better for us all if they pick a +new label to call themselves rather than steal our name. + +Although most anarchists disagree on many things, the denial of our history is +not one of them. + diff --git a/markdown/append12.md b/markdown/append12.md new file mode 100644 index 0000000000000000000000000000000000000000..eafc75d1b982d512e02893c77b69a7335ef4f3e1 --- /dev/null +++ b/markdown/append12.md @@ -0,0 +1,1552 @@ +# + +* Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 4.1.1. + +There have been a few "anarchist" FAQ's produced before. Bryan Caplan's +anarchism FAQ is one of the more recent. While appearing to be a "neutral" +statement of anarchist ideas, it is actually in large part an +"anarcho"-capitalist FAQ. This can be seen by the fact that anarchist ideas +(which he calls "left-anarchist") are given less than half the available space +while "anarcho"-capitalist dogma makes up the majority of it. Considering that +anarchism has been around far longer than "anarcho"-capitalism and is the +bigger and better established movement, this is surprising. Even his use of +the term "left anarchist" is strange as it is never used by anarchists and +ignores the fact that Individualist Anarchists like Tucker called themselves +"socialists" and considered themselves part of the wider socialist movement. +For anarchists, the expression "left anarchist" is meaningless as all +anarchists are anti-capitalist. Thus the terms used to describe each "school" +in his FAQ are biased (those whom Caplan calls "Left anarchists" do not use +that term, usually preferring "social anarchist" to distinguish themselves +from individualist anarchists like Tucker). + +Caplan also frames the debate only around issues which he is comfortable with. +For example, when discussing "left anarchist" ideas he states that _"A key +value in this line of anarchist thought is egalitarianism, the view that +inequalities, especially of wealth and power, are undesirable, immoral, and +socially contingent."_ This, however, is **not** why anarchists are +egalitarians. Anarchists oppose inequalities because they undermine and +restrict individual and social freedom. + +Taking another example, under the question, _"How would left-anarchy work?"_, +Caplan fails to spell out some of the really obvious forms of anarchist +thought. For example, the works of Bookchin, Kropotkin, Bakunin and Proudhon +are not discussed in any detail. His vague and confusing prose would seem to +reflect the amount of thought that he has put into it. Being an +"anarcho"-capitalist, Caplan concentrates on the economic aspect of anarchism +and ignores its communal side. The economic aspect of anarchism he discusses +is anarcho-syndicalism and tries to contrast the confederated economic system +explained by one anarcho-syndicalist with Bakunin's opposition to Marxism. +Unfortunately for Caplan, Bakunin is the source of anarcho-syndicalism's ideas +on a confederation of self-managed workplaces running the economy. Therefore, +to state that _"many"_ anarchists _"have been very sceptical of setting up any +overall political structure, even a democratic one, and focused instead on +direct worker control at the factory level"_ is simply **false**. The idea of +direct local control within a confederated whole is a common thread through +anarchist theory and activity, as any anarchist could tell you. + +Lastly, we must note that after Caplan posted his FAQ to the "anarchy-list," +many of the anarchists on that list presented numerous critiques of the +"anarcho"-capitalist theories and of the ideas (falsely) attributed to social +anarchists in the FAQ, which he chose to ignore (that he was aware of these +postings is asserted by the fact he e-mailed one of the authors of this FAQ on +the issue that anarchists never used or use the term "left-anarchist" to +describe social anarchism. He replied by arguing that the term "left- +anarchist" had been used by Michel Foucault, who never claimed to be an +anarchist, in one of his private letters! Strangely, he never posted his FAQ +to the list again). + +Therefore, as can be seen from these few examples, Caplan's "FAQ" is blatantly +biased towards "anarcho-capitalism" and based on the mis-characterisations and +the dis-emphasis on some of the most important issues between "anarcho- +capitalists" and anarchists. It is clear that his viewpoint is anything but +impartial. + +This section will highlight some of the many errors and distortions in that +FAQ. Numbers in square brackets refer to the corresponding sections Caplan's +FAQ. + +## 1 Is anarchism purely negative? + +[1]. Caplan, consulting his **American Heritage Dictionary**, claims: +_"Anarchism is a negative; it holds that one thing, namely government, is bad +and should be abolished. Aside from this defining tenet, it would be difficult +to list any belief that all anarchists hold."_ + +The last sentence is ridiculous. If we look at the works of Tucker, Kropotkin, +Proudhon and Bakunin (for example) we discover that we can, indeed list one +more _"belief that all anarchists hold."_ This is opposition to exploitation, +to usury (i.e. profits, interest and rent). For example, Tucker argued that +_"Liberty insists. . . [on] the abolition of the State and the abolition of +usury; on no more government of man by man, and no more exploitation of man by +man."_ [cited in **Native American Anarchism - A Study of Left-Wing American +Individualism** by Eunice Schuster, p. 140] Such a position is one that +Proudhon, Bakunin and Kropotkin would agree with. + +In other words, anarchists hold two beliefs -- opposition to government +**and** opposition to exploitation. Any person which rejects either of these +positions cannot be part of the anarchist movement. In other words, an +anarchist must be against capitalism in order to be a true anarchist. + +Moreover it is not at all difficult to find a more fundamental _"defining +tenet"_ of anarchism. We can do so merely by analysing the term _"an-archy,"_ +which is composed of the Greek words **an**, meaning _"no"_ or _"without,"_ +and **arche**, meaning literally _"a ruler,"_ but more generally referring to +the **principle** of rulership, i.e. hierarchical authority. Hence an +anarchist is someone who advocates abolishing the principle of hierarchical +authority -- not just in government but in all institutions and social +relations. + +Anarchists oppose the principle of hierarchical authority because it is the +basis of domination, which is not only degrading in itself but generally leads +to exploitation and all the social evils which follow from exploitation, from +poverty, hunger and homelessness to class struggle and armed conflict. + +Because anarchists oppose hierarchical authority, domination, and +exploitation, they naturally seek to eliminate all hierarchies, as the very +purpose of hierarchy is to facilitate the domination and (usually) +exploitation of subordinates. + +The reason anarchists oppose government, then, is because government is **one +manifestation** of the evils of hierarchical authority, domination, and +exploitation. But the capitalist workplace is another. In fact, the capitalist +workplace is where most people have their most frequent and unpleasant +encounters with these evils. Hence workers' control -- the elimination of the +hierarchical workplace through democratic self-management -- has been central +to the agenda of classical and contemporary anarchism from the 19th century to +the present. Indeed, anarchism was born out of the struggle of workers against +capitalist exploitation. + +To accept Caplan's definition of anarchism, however, would mean that +anarchists' historical struggle for workers' self-management has never been a +"genuine" anarchist activity. This is clearly a **reductio ad absurdum** of +that definition. + +Caplan has confused a necessary condition with a sufficient condition. +Opposition to government is a necessary condition of anarchism, but not a +sufficient one. To put it differently, all anarchists oppose government, but +opposition to government does not automatically make one an anarchist. To be +an anarchist one must oppose government for anarchist reasons and be opposed +to all other forms of hierarchical structure. + +To understand why let use look to capitalist property. Murray Rothbard argues +that _"[o]bviously, in a free society, Smith has the ultimate decision-making +power over his own just property, Jones over his, etc."_ [**The Ethics of +Liberty**, p. 173] Defence firms would be employed to enforce those decisions +(i.e. laws and rules). No real disagreement there. What **is** illuminating is +Rothbard's comments that the state _"arrogates to itself a monopoly of force, +of ultimate decision-making power, over a given area territorial area"_ [**Op. +Cit.** , p. 170] Which, to state the obvious, means that both the state and +property is marked by an _"ultimate decision-making power"_ over their +territory. The only "difference" is that Rothbard claims the former is "just" +(i.e. "justly" acquired) and the latter is "unjust" (i.e. acquired by force). +In reality of course, the modern distribution of property is just as much a +product of past force as is the modern state. In other words, the current +property owners have acquired their property in the same unjust fashion as the +state has its. If one is valid, so is the other. Rothbard (and +"anarcho"-capitalists in general) are trying to have it both ways. + +Rothbard goes on to show why statism and private property are essentially the +same thing: + +> _"**If** the State may be said too properly **own** its territory, then it +is proper for it to make rules for everyone who presumes to live in that area. +It can legitimately seize or control private property because there **is** no +private property in its area, because it really owns the entire land surface. +**So long** as the State permits its subjects to leave its territory, then, it +can be said to act as does any other owner who sets down rules for people +living on his property."_ [**Op. Cit.**, p. 170] + +Of course Rothbard does not draw the obvious conclusion. He wants to maintain +that the state is bad and property is good while drawing attention to their +obvious similarities! Ultimately Rothbard is exposing the bankruptcy of his +own politics and analysis. According to Rothbard, something can look like a +state (i.e. have the _"ultimate decision-making power"_ over an area) and act +like a state (i.e. _"make rules for everyone"_ who lives in an area, i.e. +govern them) but not be a state. This not a viable position for obvious +reasons. + +In capitalism, property and possession are opposites -- as Proudhon argued in +**What is Property?**. Under possession, the "property" owner exercises +_"ultimate decision-making power"_ over themselves as no-one else uses the +resource in question. This is non-hierarchical. Under capitalism, however, use +and ownership are divided. Landlords and capitalists give others access to +their property while retaining power over it and so the people who use it. +This is by nature hierarchical. Little wonder Noam Chomsky argued that a +_"consistent anarchist must oppose private ownership of the means of +production and the wage slavery which is a component of this system as +incompatible with the principle that labour must be freely undertaken and +under the control of the producer."_ [_"Notes on Anarchism"_, **For Reasons of +State**, p. 158] + +Thus a true anarchist must oppose both state and capitalism as they generate +the same hierarchical social relationships (as recognised by Rothbard but +apparently subjected to "doublethink"). As "anarcho"-capitalists do not oppose +capitalist property they cannot be anarchists -- they support a very specific +form of **archy,** that of the capitalist/landlord over working class people. + +Self-styled "anarcho"-capitalists do not oppose government for anarchist +reasons. That is, they oppose it not because it is a manifestation of +hierarchical authority, but because government authority often **conflicts** +with capitalists' authority over the enterprises they control. By getting rid +of government with its minimum wage laws, health and safety requirements, +union rights laws, environmental standards, child labour laws, and other +inconveniences, capitalists would have even more power to exploit workers than +they already do. These consequences of "anarcho"-capitalism are diametrically +opposed to the historically central objective of the anarchist movement, which +is to eliminate capitalist exploitation. + +We must conclude, then, that "anarcho"-capitalists are not anarchists at all. +In reality they are capitalists **posing** as anarchists in order to attract +support for their laissez-faire economic project from those who are angry at +government. This scam is only possible on the basis of the misunderstanding +perpetrated by Caplan: that anarchism means nothing more than opposition to +government. + +Better definitions of anarchism can be found in other reference works. For +example, in **Grollier's Online Encyclopedia** we read: _"Anarchism rejects +all forms of hierarchical authority, social and economic as well as +political."_ According to this more historically and etymologically accurate +definition, "anarcho"-capitalism is not a form of anarchism, since it does not +reject hierarchical authority in the economic sphere (which has been the area +of prime concern to anarchists since day one). Hence it is **bogus** +anarchism. + +## 2 Anarchism and Equality + +[5.] On the question "What major subdivisions may be made among anarchists?" +Caplan writes: + +> _"Unlike the left-anarchists, anarcho-capitalists generally place little or +no value on equality, believing that inequalities along all dimensions -- +including income and wealth -- are not only perfectly legitimate so long as +they 'come about in the right way,' but are the natural consequence of human +freedom."_ + +This statement is not inaccurate as a characterisation of "anarcho"-capitalist +ideas, but its implications need to be made clear. "Anarcho"-capitalists +generally place little or no value on equality -- particularly economic +equality -- because they know that under their system, where capitalists would +be completely free to exploit workers to the hilt, wealth and income +inequalities would become even greater than they are now. Thus their +references to "human freedom" as the way in which such inequalities would +allegedly come about means "freedom of capitalists to exploit workers;" it +does not mean "freedom of workers **from** capitalist exploitation." + +But "freedom to exploit workers" has historically been the objective only of +capitalists, not anarchists. Therefore, "anarcho"-capitalism again shows +itself to be nothing more than capitalism attempting to pass itself off as +part of the anarchist movement -- a movement that has been dedicated since its +inception to the destruction of capitalism! One would have to look hard to +find a more audacious fraud. + +As we argue in [section 2.1](append132.html#secf21) of the appendix ["Is +'anarcho'-capitalism a type of anarchism?"](append13.html) the claim that +inequalities are irrelevant if they _"come about the right way"_ ignores the +reality of freedom and what is required to be free. To see way we have to +repeat part of our argument from that section and look at Murray Rothbard's (a +leading "anarcho"-capitalist icon) analysis of the situation after the +abolition of serfdom in Russia and slavery in America. He writes: + +> _"The **bodies** of the oppressed were freed, but the property which they +had worked and eminently deserved to own, remained in the hands of their +former oppressors. With economic power thus remaining in their hands, the +former lords soon found themselves virtual masters once more of what were now +free tenants or farm labourers. The serfs and slaves had tasted freedom, but +had been cruelly derived of its fruits."_ [**The Ethics of Liberty**, p. 74] + +However, contrast this with Rothbard's (and Caplan's) claims that if market +forces ("voluntary exchanges") result in the creation of free tenants or wage- +labourers then these labourers and tenants are free (see, for example, **The +Ethics of Liberty**, pp. 221-2 on why "economic power" within capitalism does +not, in fact, exist). But the labourers dispossessed by market forces are in +**exactly** the same situation as the former serfs and slaves. Rothbard sees +the obvious "economic power" in the later case, but denies it in the former. +But the **conditions** of the people in question are identical and it is these +conditions that horrify us and create social relationships because on +subordination, authority and oppression rather than freedom. It is only +ideology that stops Rothbard and Caplan drawing the obvious conclusion -- +identical conditions produce identical social relationships and so if the +formally "free" ex-serfs are subject to "economic power" and "masters" then so +are the formally "free" labourers within capitalism! Both sets of workers may +be formally free, but their circumstances are such that they are "free" to +"consent" to sell their freedom to others (i.e. economic power produces +relationships of domination and unfreedom between formally free individuals). + +Thus inequalities that _"come about in the right way"_ restrict freedom just +as much as inequalities that do not. If the latter restricts liberty and +generate oppressive and exploitative social relationships then so do the +former. Thus, if we are serious about individuality liberty (rather than +property) we must look at inequalities and what generate them. + +One last thing. Caplan states that inequalities in capitalism are _"the +natural consequence of human freedom."_ They are not, unless you subscribe to +the idea that capitalist property rights are the basis of human freedom. +However, the assumption that capitalist property rights are the best means to +defend individual liberty can be easily seen to be flawed just from the +example of the ex-slaves and ex-serfs we have just described. Inequalities +resulting from "voluntary exchanges" in the capitalist market can and do +result in the denial of freedom, thus suggesting that "property" and liberty +are not natural consequences of each other. + +To state the obvious, private property (rather than possession) means that the +non-property owner can gain access to the resource in question only when they +agree to submit to the property owner's authority (and pay tribute for the +privilege of being bossed about). This aspect of property (rightly called +_"despotism"_ by Proudhon) is one which right-libertarians continually fail to +highlight when they defend it as the paradigm of liberty. + +## 3 Is anarchism the same thing as socialism? + +[7.] In this section ("Is anarchism the same thing as socialism?") Caplan +writes: + +> _"Outside of the Anglo-American political culture, there has been a long and +close historical relationship between the more orthodox socialists who +advocate a socialist government, and the anarchist socialists who desire some +sort of decentralised, voluntary socialism. The two groups both want to +severely limit or abolish private property..."_ + +For Caplan to claim that anarchism is not the same thing as socialism, he has +to ignore anarchist history. For example, the Individualist anarchists called +themselves _"socialists,"_ as did social anarchists. Indeed, Individualist +Anarchists like Joseph Labadie stated that _"Anarchism is voluntary +socialism"_ [**Anarchism: What it is and What it is Not**) and wanted to limit +private property in many ways (for example, _"the resources of nature -- land, +mines, and so forth -- should not be held as private property and subject to +being held by the individual for speculative purposes, that use of these +things shall be the only valid title, and that each person has an equal right +to the use of all these things."_ [**What is Socialism?**]). Therefore, +**within** the _"Anglo-American political culture,"_ **all** types of +anarchists considered themselves part of the socialist movement. This can be +seen not only from Kropotkin's or Bakunin's work, but also in Tucker's (see +**Instead of a Book**). So to claim that the _"Anglo-American"_ anarchists did +not have _"a long and close historical relationship"_ with the wider socialist +movement is simply **false.** + +The statement that anarchists want to severely limit or abolish "private +property" is misleading if it is not further explained. For the way it stands, +it sounds like anarchism is just another form of coercive "state" (i.e. a +political entity that forcibly prevents people from owning private property), +whereas this is far from the case. + +Firstly, anarchists are **not** against "private property" in the sense +personal belongings. _"Anarchists,"_ points out Nicholas Walter, _"are in +favour of the private property which cannot be used by one person to exploit +another -- those personal possessions which we accumulate from childhood and +which become part of ours."_ [_"About Anarchism"_, in **Reinventing Anarchy**, +p. 49] Kropotkin makes the anarchist position clear when he wrote that we _"do +not want to rob any one of his coat"_ but expropriation _"must apply to +everything that enables any man [or woman] -- by he financier, mill owner, or +landlord -- to appropriate the product of others' toil."_ [**The Conquest of +Bread**, p. 61] + +In effect, Caplan is confusing two very different kinds of "private property", +of which one rests on usefulness to an individual, the other on the employment +(and so exploitation) of the labour of others. The latter produces social +relations of domination between individuals, while the former is a +relationship between people and things. As Proudhon argued, possession becomes +property only when it also serves as means of exploitation and subjection of +other people. But failing to distinguish these radically different forms of +"private property" Caplan distorts the anarchist position. + +Secondly, it is not that anarchists want to pass laws making private property +(in the second, exploitative, sense) illegal. Rather they want to restructure +society in such a way that the means of production are freely available for +workers to use. This does not mean "anarchist police" standing around with +guns to prohibit people from owning private property. Rather, it means +dismantling the coercive state agencies that make private property possible, +i.e., the departments of real police who now stand around with guns protecting +private property. + +Once that occurs, anarchists maintain that capitalism would be impossible, +since capitalism is essentially a monopoly of the means of production, which +can only be maintained by organised coercion. For suppose that in an anarchist +society someone (call him Bob) somehow acquires certain machinery needed to +produce widgets (a doubtful supposition if widget-making machines are very +expensive, as there will be little wealth disparity in an anarchist society). +And suppose Bob offers to let workers with widget-making skills use his +machines if they will pay him "rent," i.e. allow him to appropriate a certain +amount of the value embodied in the widgets they produce. The workers will +simply refuse, choosing instead to join a widget-making collective where they +have free access to widget-making machinery, thus preventing Bob from living +parasitically on their labour. Thus Kropotkin: + +> _"Everywhere you will find that the wealth of the wealthy springs from the +poverty of the poor. That is why an anarchist society need not fear the advent +of a Rothschild [or any other millionaire] who would settle in its midst. If +every member of the community knows that after a few hours of productive toil +he [or she] will have a right to all the pleasures that civilisation procures, +and to those deeper sources of enjoyment which art and science offer to all +who seek them, he [or she] will not sell his strength. . . No one will +volunteer to work for the enrichment of your Rothschild."_ [**Op. Cit.**, p. +61] + +In this scenario, private property was "abolished," but not through coercion. +Indeed, it was precisely the abolition of organised coercion that allowed +private property to be abolished. + +## 4 Anarchism and dissidents + +[9.] On the question "How would left-anarchy work?" Caplan writes: + +> _"Some other crucial features of the left-anarchist society are quite +unclear. Whether dissidents who despised all forms of communal living would be +permitted to set up their own inegalitarian separatist societies is rarely +touched upon. Occasionally left-anarchists have insisted that small farmers +and the like would not be forcibly collectivised, but the limits of the right +to refuse to adopt an egalitarian way of life are rarely specified."_ + +This is a straw man. "Left" (i.e. real) anarchist theory clearly implies and +**explicitly states** the answer to these questions. + +Firstly, on the issue of "separatist" societies. Anarchist thinkers have +always acknowledged that there would be multitude of different communities +after a revolution (and not just Caplan's "inegalitarian" ones). Marx, for +example, mocked Bakunin for arguing that only revolutionary communes would +federate together and that this would not claim any right to govern others +(see Bakunin's _"Letter to Albert Richards"_, **Michael Bakunin: Selected +Writings**, p. 179] Kropotkin stated that _"the point attained in the +socialisation of wealth will not be everywhere the same"_ and _"[s]ide by side +with the revolutionised communes . . . places would remain in an expectant +attitude, and would go on living on the Individualist system."_ [**The +Conquest of Bread**, p. 81] While he was hopeful that _"everywhere [would be] +more or less Socialism"_ he recognised that the revolution would not conform +to _"any particular rule"_ and would differ in different areas -- _"in one +country State Socialist, in another Federation"_ and so on. [**Op. Cit.**, p. +82] Malatesta made the same point, arguing that _"after the revolution"_ there +would be _"relations between anarchist groupings and those living under some +kind of authority, between communist collectives and those living in an +individualistic way."_ This is because anarchism _"cannot be imposed"_. +[**Life and Ideas**, p. 173, p. 21] + +Needless to say, these "separatist societies" (which may or may not be +"inegalitarian") would not be anarchist societies. If a group of people wanted +to set up a capitalist, Marxist, Georgist or whatever kind of community then +their right would be respected (although, of course, anarchists would seek to +convince those who live in such a regime of the benefits of anarchism!). As +Malatesta pointed out, _"free and voluntary communism is ironical if one has +not the right and the possibility to live in a different regime, collectivist, +mutualist, individualist \-- as one wishes, always on condition that there is +no oppression or exploitation of other"_ as _"it is clear that all, and only, +those ways of life which respect freedom, and recognise that each individual +has an equal right to the means of production and to the full enjoyment of the +product of his own labour, have anything in common with anarchism."_ [**Op. +Cit.**, p. 103 and p. 33] + +Ultimately, _"it is not a question of right and wrong; it is a question of +freedom for everybody. . . None can judge with certainty who is right and who +is wrong, who is nearest to the truth, or which is the best way to achieve the +greatest good for each and everyone. Freedom coupled with experience, is the +only way of discovering the truth and what is best; and there can be no +freedom if there is the denial of the freedom to err."_ [**Op. Cit.**, p. 49] + +Secondly, regarding _"dissidents"_ who wanted to set up their own +_"inegalitarian separatist societies,"_ if the term "inegalitarian" implies +economic inequalities due to private property, the answer is that private +property requires some kind of state, if not a public state then private +security forces ("private-state capitalism"), as advocated by +"anarcho"-capitalists, in order to protect private property. Therefore, +"anarcho"-capitalists are asking if an anarchist society will allow the +existence of states. Of course, in the territory that used to be claimed by a +nation state a whole host of communities and societies will spring up -- but +that does not make the non-anarchist ones anarchist! + +Thus suppose that in a hypothetical libertarian socialist society, Bob tries +to set up private security forces to protect certain means of production, e.g. +farmland. By the hypothesis, if Bob merely wanted to work the land himself, +there would be no reason for him go to the trouble of creating a private state +to guard it, because use-rights guarantee that he has free access to the +productive assets he needs to make a living. Thus, the only plausible reason +Bob could have for claiming and guarding more farmland than he could use +himself would be a desire to create a monopoly of land in order to exact +tribute from others for the privilege of using it. But this would be an +attempt to set up a system of feudal exploitation in the midst of a free +community. Thus the community is justified in disarming this would-be parasite +and ignoring his claims to "own" more land than he can use himself. + +In other words, there is no "right" to adopt an "inegalitarian way of life" +within a libertarian community, since such a right would have to be enforced +by the creation of a coercive system of enslavement, which would mean the end +of the "libertarian" community. To the contrary, the members of such a +community have a right, guaranteed by "the people in arms," to resist such +attempts to enslave them. + +The statement that "left" anarchists have _"occasionally"_ insisted that small +farmers and the like would not be forcibly collectivised is a distortion of +the facts. No responsible left libertarian advocates forced collectivisation, +i.e. compelling others to join collectives. Self-employment is always an +option. This can be seen from Bakunin's works [**Bakunin on Anarchism**, p. +200], Kropotkin's [**The Conquest of Bread**, p. 61 and **Act for +Yourselves**, pp. 104-5] and Malatesta's [**Life and Ideas**, p. 99, p. 103]. +So the anarchist opposition to forced collectivisation has always existed and, +for anyone familiar with the ideas of social anarchism, very well know. Thus +during the Spanish Revolution, small farmers who did not wish to join +collective farms were allowed to keep as much land as they could work +themselves. After perceiving the advantages of collectives, however, many +joined them voluntarily (see Sam Dolgoff, ed., **The Anarchist Collectives**). + +To claim that social anarchists _"occasionally"_ oppose forced +collectivisation is a smear, pure and simple, with little basis in anarchist +activity and even less in anarchist theory. Anyone remotely familiar with the +literature could not make such a mistake. + +Finally, we should point out that under "anarcho"-capitalism there would be, +according to Murray Rothbard, a _"basic libertarian law code."_ Which means +that under "anarcho"-capitalism, "egalitarian" communities could only come +about within a "inegalitarian" legal framework! Thus, given that everything +would be privatised, dissenters could only experiment if they could afford it +**and** accepted the legal system based on capitalist property rights (and, of +course, survive the competition of capitalist companies within the capitalist +framework). As we have argued in sections [B.4](secB4.html) and [F.3why** +should we have to **pay** the stealers of the earth for the privilege to life +our own lives? Caplan, in effect, ignores the barriers to experimentation in +his system while distorting the anarchist position. + +## 5 How would anarcho-capitalism work? + +[10.] This section (How would anarcho-capitalism work?) contains Caplan's +summary of arguments for "anarcho"-capitalism, which he describes as an +offshoot of Libertarianism. Thus: + +> _"So-called 'minarchist' libertarians such as Nozick have argued that the +largest justified government was one which was limited to the protection of +individuals and their private property against physical invasion; accordingly, +they favour a government limited to supplying police, courts, a legal code, +and national defence."_ + +The first thing to note about this argument is that it is stated in such a way +as to prejudice the reader against the left-libertarian critique of private +property. The minarchist right-"libertarian," it is said, only wants to +protect individuals and their private property against "physical invasion." +But, because of the loose way in which the term "property" is generally used, +the "private property" of most "individuals" is commonly thought of as +**personal possessions,** i.e. cars, houses, clothing, etc. (For the left- +libertarian distinction between private property and possessions, see [section +B.3.1.](secB3.html#secb31)) Therefore the argument makes it appear that right +libertarians are in favour of protecting personal possessions whereas left- +libertarians are not, thus conjuring up a world where, for example, there +would be no protection against one's house being "physically invaded" by an +intruder or a stranger stealing the shirt off one's back! + +By lumping the protection of "individuals" together with the protection of +their "private property," the argument implies that right libertarians are +concerned with the welfare of the vast majority of the population, whereas in +reality, the vast majority of "individuals" **do not own** any private +property (i.e. means of production) -- only a handful of capitalists do. +Moreover, these capitalists use their private property to exploit the working +class, leading to impoverishment, alienation, etc., and thus **damaging** most +individuals rather than "protecting" them. + +Caplan goes on: + +> _"This normative theory is closely linked to laissez-faire economic theory, +according to which private property and unregulated competition generally lead +to both an efficient allocation of resources and (more importantly) a high +rate of economic progress."_ + +Caplan does not mention the obvious problems with this "theory," e.g. that +during the heyday of laissez-faire capitalism in the US there was vast wealth +disparity, with an enormous mass of impoverished people living in slums in the +major cities -- hardly an "efficient" allocation of resources or an example of +"progress." Of course, if one defines "efficiency" as "the most effective +means of exploiting the working class" and "progress" as "a high rate of +profit for investors," then the conclusion of the "theory" does indeed follow. + +And let us not forget that it is general equilibrium theory which predicts +that unregulated competition will produce an efficient allocation of +resources. However, as we noted in [section C.1](secC1.html), such a model has +little to do with any real economy. This means that there is no real reason to +assume an efficient outcome of capitalist economies. Concentrations of +economic power and wealth can easily skew outcomes to favour the haves over +the have-nots (as history again and again shows). + +Moreover, the capitalism can easily lead to resources being allocated to the +most profitable uses rather than those which are most needed by individuals. A +classic example is in the case of famines. Amartya Sen (who won the 1998 Nobel +Prize for economics) developed an _**"entitlement"_** approach to the study of +famine. This approach starts with the insight that having food available in a +country or region does not mean everyone living there is "entitled" to it. In +market economies, people are entitled to food according to their ability to +produce it for themselves or to pay or swap for it. In capitalist economies, +most people are entitled to food only if they can sell their labour/liberty to +those who own the means of life (which increases the economic insecurity of +wage workers). + +If some group loses its entitlement to food, whether there is a decline in the +available supply or not, a famine can occur. This may seem obvious, yet before +- and after - Sen, famine studies have remained fixated on the drop in food +available instead of whether specific social groups are entitled to it. Thus +even a relatively success economy can price workers out of the food market (a +depressed economy brings the contradiction between need and profit -- use +value and exchange value -- even more to the forefront). This _"pricing out"_ +can occur especially if food can get higher prices (and so profits) elsewhere +-- for example the Irish famine of 1848 and sub-Saharan famines of the 1980s +saw food being exported from famine areas to areas where it could fetch a +higher price. In other words, market forces can skew resource allocation away +from where it is most needed to where it can generate a profit. As anarchist +George Barret noted decades before Sen: + +> _"Today the scramble is to compete for the greatest profits. If there is +more profit to be made in satisfying my lady's passing whim than there is in +feeding hungry children, then competition brings us in feverish haste to +supply the former, whilst cold charity or the poor law can supply the latter, +or leave it unsupplied, just as it feels disposed. That is how it works out."_ +[**Objectives to Anarchism**] + +In other words, inequality skews resource allocation towards the wealthy. +While such a situation may be _"efficient allocation of resources"_ from the +perspective of the capitalist, it is hardly so from a social perspective (i.e. +one that considers **all** individual needs rather than "effective demand"). + +Furthermore, if we look at the stock market (a key aspect of any capitalist +system) we discover a strong tendencies **against** the efficient allocation +of resources. The stock market often experiences "bubbles" and becomes +significantly over-valued. An inflated stock market badly distorts investment +decisions. For example, if Internet companies are wildly over-valued then the +sale of shares of new Internet companies or the providing of start-up capital +will drain away savings that could be more productively used elsewhere. The +real economy will pay a heavy price from such misdirected investment and, more +importantly, resources are **not** efficiency allocated as the stock market +skews resources into the apparently more profitable areas and away from where +they could be used to satisfy other needs. + +The stock market is also a source of other inefficiencies. Supporters of +"free-market" capitalism always argued that the Stalinist system of central +planning created a perverse set of incentives to managers. In effect, the +system penalised honest managers and encouraged the flow of +**dis**-information. This lead to information being distorted and resources +inefficiently allocated and wasted. Unfortunately the stock market also +creates its own set of perverse responses and mis-information. Doug Henwood +argues that _"something like a prisoners' dilemma prevails in relations +between managers and the stock market. Even if participants are aware of an +upward bias to earnings estimates, and even if they correct for it, managers +still have an incentive to try and fool the market. If you tell the truth, +your accurate estimates will be marked down by a sceptical market. So its +entirely rational for managers to boost profits in the short term, either +through accounting gimmickry or by making only investments with quick +paybacks."_ He goes on to note that _"[i]f the markets see high costs as bad, +and low costs as good, then firms may shun expensive investments because they +will be taken as signs of managerial incompetence. Throughout the late 1980s +and early 1990s, the stock market rewarded firms announcing write-offs and +mass firings -- a bulimic strategy of management -- since the cost cutting was +seen as contributing rather quickly to profits. Firms and economies can't get +richer by starving themselves, but stock market investors can get richer when +the companies they own go hungry. As for the long term, well, that's someone +else's problem."_ [**Wall Street**, p. 171] + +This means that resources are allocated to short term projects, those that +enrich the investors now rather than produce long term growth and benefits +later. This results in slower and more unstable investment than less market +centred economies, as well as greater instability over the business cycle +[**Op. Cit.**, pp. 174-5] Thus the claim that capitalism results in the +"efficient" allocation of resources is only true if we assume "efficient" +equals highest profits for capitalists. As Henwood summarises, _"the US +financial system performs dismally at its advertised task, that of efficiently +directing society's savings towards their optimal investment pursuits. The +system is stupefyingly expensive, gives terrible signals, and has surprisingly +little to do with real investment."_ [**Op. Cit.**, p. 3] + +Moreover, the claim that laissez-faire economies produce a high rate of +economic progress can be questioned on the empirical evidence available. For +example, from the 1970s onwards there has been a strong tendency towards +economic deregulation. However, this tendency has been associated with a +**slow down** of economic growth. For example, _"[g]rowth rates, investment +rates and productivity rates are all lower now than in the [Keynesian post- +war] Golden Age, and there is evidence that the trend rate of growth -- the +underlying growth rate -- has also decreased."_ Before the Thatcher pro-market +reforms, the British economy grew by 2.4% in the 1970s. After Thatcher's +election in 1979, growth decreased to 2% in the 1980s and to 1.2% in the +1990s. In the USA, we find a similar pattern. Growth was 4.4% in the 1960s, +3.2% in the 1970s, 2.8% in the 1980s and 1.9% in the first half of the 1990s +[Larry Elliot and Dan Atkinson, **The Age of Insecurity**, p. 236]. Moreover, +in terms of inflation-adjusted GDP per capita and productivity, the US had the +worse performance out of the US, UK, Japan, Italy, France, Canada and +Australia between 1970 and 1995 [Marc-Anfre Pigeon and L. Randall Wray, +**Demand Constraints and Economic Growth**]. Given that the US is usually +considered the most laissez-faire out of these 7 countries, Caplan's claim of +high progress for deregulated systems seems at odds with this evidence. + +As far as technological innovation goes, it is also not clear that +deregulation has aided that process. Much of our modern technology owns its +origins to the US Pentagon system, in which public money is provided to +companies for military R&D; purposes. Once the technology has been proven +viable, the companies involved can sell their public subsidised products for +private profit. The computer industry (as we point out in [section +J.4.7](secJ4.html#secj47)) is a classic example of this -- indeed it is +unlikely whether we would have computers or the internet if we had waited for +capitalists to development them. So whether a totally deregulated capitalism +would have as high a rate of technological progress is a moot point. + +So, it seems likely that it is only the **assumption** that the free +capitalist market will generate _"an efficient allocation of resources and +(more importantly) a high rate of economic progress."_ Empirical evidence +points the other way -- namely, that state aided capitalism provides an +approximation of these claims. Indeed, if we look at the example of the +British Empire (which pursued a strong free trade and laissez-faire policy +over the areas it had invaded) we can suggest that the opposite may be true. +After 25 prosperous years of fast growth (3.5 per cent), after 1873 Britain +had 40 years of slow growth (1.5 per cent), the last 14 years of which were +the worse -- with productivity declining, GDP stagnant and home investment +halved. [Nicholas Kaldor, **Further Essays on Applied Economics**, p. 239] In +comparison, those countries which embraced protectionism (such as Germany and +the USA) industrialised successfully and become competitors with the UK. +Indeed, these new competitors grew in time to be efficient competitors of +Britain not only in foreign markets but also in Britain's home market. The +result was that _"for fifty years Britain's GDP grew very slowly relative to +the more successful of the newer industrialised countries, who overtook her, +one after another, in the volume of manufacturing production and in exports +and finally in real income per head."_ [**Op. Cit.**, p. xxvi] Indeed, +_"America's growth and productivity rates were higher when tariffs were steep +than when they came down."_ [Larry Elliot and Dan Atkinson, **Op. Cit.**, p. +277] + +It is possible to explain almost everything that has ever happened in the +world economy as evidence not of the failure of markets but rather of what +happens when markets are not able to operate freely. Indeed, this is the +right-libertarian position in a nut shell. However, it does seem strange that +movements towards increased freedom for markets produce worse results than the +old, more regulated, way. Similarly it seems strange that the country that +embraced laissez-faire and free trade (Britain) did **worse** than those which +embraced protectionism (USA, Germany, etc.). + +It could always be argued that the protectionist countries had embraced free +trade their economies would have done even better. This is, of course, a +possibility -- if somewhat unlikely. After all, the argument for laissez-faire +and free trade is that it benefits all parties, even if it is embraced +unilaterally. That Britain obviously did not benefit suggests a flaw in the +theory (and that no country **has** industrialised without protectionism +suggests likewise). Unfortunately, free-market capitalist economics lends +itself to a mind frame that ensures that nothing could happen in the real +world that would could ever change its supporters minds about anything. + +Free trade, it could be argued, benefits only those who have established +themselves in the market -- that is, have market power. Thus Britain could +initially benefit from free trade as it was the only industrialised nation +(and even **its** early industrialisation cannot be divorced from its initial +mercantilist policies). This position of strength allowed them to dominate and +destroy possible competitors (as Kaldor points out, _"[w]here the British +succeeded in gaining free entry for its goods. . . it had disastrous effects +on local manufactures and employment."_ [**Op. Cit.**, p. xxvi]). This would +revert the other country back towards agriculture, an industry with +diminishing returns to scale (manufacturing, in contrast, has increasing +returns) and ensure Britain's position of power. + +The use of protection, however, sheltered the home industries of other +countries and gave them the foothold required to compete with Britain. In +addition, Britains continual adherence to free trade meant that a lot of +**new** industries (such as chemical and electrical ones) could not be +properly established. This combination contributed to free trade leading to +stunted growth, in stark contrast to the arguments of neo-classical economics. + +Of course, we will be accused of supporting protectionism by recounting these +facts. That is not the case, as protectionism is used as a means of +"proletarianising" a nation (as we discuss in [section F.8](secF8.html)). +Rather we are presenting evidence to refute a claim that deregulated +capitalism will lead to higher growth. Thus, we suggest, the history of +"actually existing" capitalism indicates that Caplan's claim that deregulated +capitalism will result _"a high rate of economic progress"_ may be little more +than an assumption. True, it is an assumption of neo-classical economics, but +empirical evidence suggests that assumption is as unfounded as the rest of +that theory. + +Next we get to the meat of the defence of "anarcho"-capitalism: + +> _"Now the anarcho-capitalist essentially turns the minarchist's own logic +against him, and asks why the remaining functions of the state could not be +turned over to the free market. And so, the anarcho-capitalist imagines that +police services could be sold by freely competitive firms; that a court system +would emerge to peacefully arbitrate disputes between firms; and that a +sensible legal code could be developed through custom, precedent, and +contract."_ + +Indeed, the functions in question could certainly be turned over to the "free" +market, as was done in certain areas of the US during the 19th century, e.g. +the coal towns that were virtually owned by private coal companies. We have +already discussed the negative impact of that experiment on the working class +in [section F.6.2](secF6.html#secf62). Our objection is not that such +privatisation cannot be done, but that it is an error to call it a form of +anarchism. In reality it is an extreme form of laissez-faire capitalism, which +is the exact opposite of anarchism. The defence of private power by private +police is hardly a move towards the end of authority, nor are collections of +private states an example of anarchism. + +Indeed, that "anarcho"-capitalism does not desire the end of the state, just a +change in its form, can be seen from Caplan's own arguments. He states that +_"the remaining functions of the state"_ should be _"turned over to the free +market."_ Thus the state (and its functions, primarily the defence of +capitalist property rights) is **privatised** and not, in fact, abolished. In +effect, the "anarcho"-capitalist seeks to abolish the state by calling it +something else. + +Caplan: + +> _"The anarcho-capitalist typically hails modern society's increasing +reliance on private security guards, gated communities, arbitration and +mediation, and other demonstrations of the free market's ability to supply the +defensive and legal services normally assumed to be of necessity a government +monopoly."_ + +It is questionable that _"modern society"_ **as such** has increased its +reliance on _"private security guards, gated communities"_ and so on. Rather, +it is the **wealthy** who have increased their reliance on these forms of +private defence. Indeed it is strange to hear a right-libertarian even use the +term "society" as, according to that ideology, society does not exist! Perhaps +the term "society" is used to hide the class nature of these developments? As +for "gated communities" it is clear that their inhabitants would object if the +rest of society gated themselves from them! But such is the logic of such +developments -- but the gated communities want it both ways. They seek to +exclude the rest of society from their communities while expected to be given +access to that society. Needless to say, Caplan fails to see that liberty for +the rich can mean oppression for the working class -- _"we who belong to the +proletaire class, property excommunicates us!"_ [Proudhon, **What is +Property?**, p. 105] + +That the law code of the state is being defended by private companies is +hardly a step towards anarchy. This indicates exactly why an "anarcho"- +capitalist system will be a collection of private states united around a +common, capitalistic, and hierarchical law code. In addition, this system does +not abolish the monopoly of government over society represented by the +_"general libertarian law code,"_ nor the monopoly of power that owners have +over their property and those who use it. The difference between public and +private statism is that the boss can select which law enforcement agents will +enforce his or her power. + +The threat to freedom and justice for the working class is clear. The thug- +like nature of many private security guards enforcing private power is well +documented. For example, the beating of protesters by "private cops" is a +common sight in anti-motorway campaigns or when animal right activists attempt +to disrupt fox hunts. The shooting of strikers during strikes occurred during +the peak period of American laissez-faire capitalism. However, as most forms +of protest involve the violation of "absolute" property rights, the "justice" +system under "anarcho"-capitalism would undoubtedly fine the victims of such +attacks by private cops. + +It is also interesting that the "anarcho"-capitalist "hails" what are actually +symptoms of social breakdown under capitalism. With increasing wealth +disparity, poverty, and chronic high unemployment, society is becoming +polarised into those who can afford to live in secure, gated communities and +those who cannot. The latter are increasingly marginalised in ghettos and poor +neighbourhoods where drug-dealing, prostitution, and theft become main forms +of livelihood, with gangs offering a feudalistic type of "protection" to those +who join or pay tribute to them. Under "anarcho"-capitalism, the only change +would be that drug-dealing and prostitution would be legalised and gangs could +start calling themselves "defence companies." + +Caplan: + +> _"In his ideal society, these market alternatives to government services +would take over **all** legitimate security services. One plausible market +structure would involve individuals subscribing to one of a large number of +competing police services; these police services would then set up contracts +or networks for peacefully handling disputes between members of each others' +agencies. Alternately, police services might be 'bundled' with housing +services, just as landlords often bundle water and power with rental housing, +and gardening and security are today provided to residents in gated +communities and apartment complexes."_ + +This is a scenario designed with the upper classes in mind and a few working +class people, i.e. those with **some** property (for example, a house) -- +sometimes labelled the "middle class". But under capitalism, the tendency +toward capital concentration leads to increasing wealth polarisation, which +means a shrinking "middle class" (i.e. working class with decent jobs and +their own homes) and a growing "underclass" (i.e. working class people without +a decent job). Ironically enough, America (with one of the most laissez-faire +capitalist systems) is also the Western nation with the **smallest** "middle +class" and wealth concentration has steadily increased since the 1970s. Thus +the number of people who could afford to buy protection and "justice" from the +best companies would continually decrease. For this reason there would be a +growing number of people at the mercy of the rich and powerful, particularly +when it comes to matters concerning employment, which is the main way in which +the poor would be victimised by the rich and powerful (as is indeed the case +now). + +Of course, if landlords **do** "bundle" police services in their contracts +this means that they are determining the monopoly of force over the property +in question. Tenants would "consent" to the police force and the laws of the +landlord in exactly the same way emigrants "consent" to the laws and +government of, say, the USA when they move there. Rather than show the +difference between statism and capitalism, Caplan has indicated their +essential commonality. For the proletarian, property is but another form of +state. For this reason anarchists would agree with Rousseau when he wrote +that: + +> _"That a rich and powerful man, having acquired immense possessions in +lands, should impose laws on those who want to establish themselves there, and +that he should only allow them to do so on condition that they accept his +supreme authority and obey all his wishes; that, I can still conceive. But how +can I conceive such a treaty, which presupposes anterior rights, could be the +first foundation of law? Would not this tyrannical act contain a double +usurpation: that on the ownership of the land and that on the liberty of the +inhabitants?"_ [**The Social Contract and Discourses**, p. 316] + +Caplan: + +> _"The underlying idea is that contrary to popular belief, private police +would have strong incentives to be peaceful and respect individual rights. For +first of all, failure to peacefully arbitrate will yield to jointly +destructive warfare, which will be bad for profits. Second, firms will want to +develop long-term business relationships, and hence be willing to negotiate in +good faith to insure their long-term profitability. And third, aggressive +firms would be likely to attract only high-risk clients and thus suffer from +extraordinarily high costs (a problem parallel to the well-known 'adverse +selection problem' in e.g. medical insurance -- the problem being that high- +risk people are especially likely to seek insurance, which drives up the price +when riskiness is hard for the insurer to discern or if regulation requires a +uniform price regardless of risk)."_ + +The theory that _"failure to peacefully arbitrate will yield to jointly +destructive warfare, which will be bad for profits"_ can be faulted in two +ways. Firstly, if warfare would be bad for profits, what is to stop a large +"defence association" from ignoring a smaller one's claim? If warfare were +"bad for business," it would be even worse for a small company without the +capital to survive a conflict, which could give big "defence associations" the +leverage to force compliance with their business interests. Price wars are +often bad for business, but companies sometimes start them if they think they +can win. Needless to say, demand would exist for such a service (unless you +assume a transformation in the "human nature" generated by capitalism -- an +unlikely situation and one "anarcho"-capitalists usually deny is required for +their system to work). Secondly -- and this is equally, if not more, likely -- +a "balance of power" method to stop warfare has little to recommend it from +history. This can be seen from the First World War and feudal society. + +What the "anarcho"-capitalist is describing is essentially a system of +"industrial feudalism" wherein people contract for "protection" with armed +gangs of their choice. Feudal societies have never been known to be peaceful, +even though war is always "unprofitable" for one side or the other or both. +The argument fails to consider that "defence companies," whether they be +called police forces, paramilitaries or full-blown armies, tend to attract the +"martial" type of authoritarian personality, and that this type of "macho" +personality thrives on and finds its reason for existence in armed conflict +and other forms of interpersonal violence and intimidation. Hence feudal +society is continually wracked by battles between the forces of opposing +warlords, because such conflicts allow the combatants a chance to "prove their +manhood," vent their aggression, obtain honours and titles, advance in the +ranks, obtain spoils, etc. The "anarcho" capitalist has given no reason why +warfare among legalised gangs would not continue under industrial feudalism, +except the extremely lame reason that it would not be profitable -- a reason +that has never prevented war in any known feudal society. + +It should be noted that the above is not an argument from "original sin." +Feudal societies are characterised by conflict between opposing "protection +agencies" not because of the innate depravity of human beings but because of a +social structure based on private property and hierarchy, which brings out the +latent capacities for violence, domination, greed, etc. that humans have by +creating a financial incentive to be so. But this is not to say that a +different social structure would not bring out latent capacities for much +different qualities like sharing, peaceableness, and co-operation, which human +beings also have. In fact, as Kropotkin argued in **Mutual Aid** and as recent +anthropologists have confirmed in greater detail, ancient societies based on +communal ownership of productive assets and little social hierarchy were +basically peaceful, with no signs of warfare for thousands of years. + +However, let us assume that such a competitive system does actually work as +described. Caplan, in effect, argues that competition will generate co- +operation. This is due to the nature of the market in question -- defence (and +so peace) is dependent on firms working together as the commodity "peace" +cannot be supplied by one firm. However, this co-operation does not, for some +reason, become **collusion** between the firms in question. According to +"anarcho"-capitalists this competitive system not only produces co-operation, +it excludes "defence" firms making agreements to fix monopoly profits (i.e. +co-operation that benefits the firms in question). Why does the market produce +beneficial co-operation to everyone but not collusion for the firms in +question? Collusion is when firms have "business relationships" and "negotiate +in good faith" to insure their profitability by agreeing not to compete +aggressively against each other in order to exploit the market. Obviously in +"anarcho"-capitalism the firms in question only use their powers for good! + +Needless to say, the "anarcho"-capitalist will object and argue that +competition will ensure that collusion will not occur. However, given that co- +operation is required between all firms in order to provide the commodity +"peace" this places the "anarcho"-capitalist in a bind. As Caplan notes, +"aggressive" firms are _"likely to attract only high-risk clients and thus +suffer from extraordinarily high costs."_ From the perspective of the +colluding firms, a new entry into their market is, by definition, aggressive. +If the colluding firms do not co-operate with the new competitor, then it will +suffer from _"extraordinarily high costs"_ and either go out of business or +join the co-operators. If the new entry could survive in the face of the +colluding firms hostility then so could "bad" defence firms, ones that ignored +the market standards. + +So the "anarcho"-capitalist faces two options. Either an "aggressive" firm +cannot survive or it can. If it cannot then the very reason why it cannot +ensures that collusion is built into the market and while the system is +peaceful it is based on an effective monopoly of colluding firms who charge +monopoly profits. This, in effect, is a state under the "anarcho"-capitalist's +definition as a property owner cannot freely select their own "protection" -- +they are limited to the firms (and laws) provided by the co-operating firms. +Or an "aggressive" firm can survive, violence is commonplace and chaos +ensures. + +Caplan's passing reference to the _"adverse selection problem"_ in medical +insurance suggests another problem with "anarcho"-capitalism. The problem is +that high-risk people are especially likely to seek protection, which drives +up the price for, as "anarcho"-capitalists themselves note, areas with high +crime levels "will be bad for profits," as hardware and personnel costs will +be correspondingly higher. This means that the price for "protection" in areas +which need it most will be far higher than for areas which do not need it. As +poor areas are generally more crime afflicted than rich areas, +"anarcho"-capitalism may see vast sections of the population not able to +afford "protection" (just as they may not be about to afford health care and +other essential services). Indeed, "protection services" which try to provide +cheap services to "high-risk" areas will be at an competitive disadvantage in +relation to those who do not, as the "high-risk" areas will hurt profits and +companies without "high-risk" "customers" could undercut those that have. + +Caplan: + +> _"Anarcho-capitalists generally give little credence to the view that their +'private police agencies' would be equivalent to today's Mafia -- the cost +advantages of open, legitimate business would make 'criminal police' +uncompetitive. (Moreover, they argue, the Mafia can only thrive in the +artificial market niche created by the prohibition of alcohol, drugs, +prostitution, gambling, and other victimless crimes. Mafia gangs might kill +each other over turf, but liquor-store owners generally do not.)"_ + +As we have pointed out in [section F.6](secF6.html), the "Mafia" objection to +"anarcho"-capitalist defence companies is a red herring. The biggest problem +would not be "criminal police" but the fact that working people and tenants +would subject to the rules, power and laws of the property owners, the rich +would be able to buy better police protection and "justice" than the poor and +that the "general" law code these companies would defend would be slanted +towards the interests and power of the capitalist class (defending capitalist +property rights and the proprietors power). And as we also noted, such a +system has already been tried in 19th-century and early 20th America, with the +result that the rich reduced the working class to a serf-like existence, +capitalist production undermined independent producers (to the annoyance of +individualist anarchists at the time), and the result was the emergence of the +corporate America that "anarcho"-capitalists say they oppose. + +Caplan argues that "liquor-store owners" do not generally kill each other over +turf. This is true (but then again they do not have access to their own +private cops currently so perhaps this could change). But the company owners +who created their own private police forces and armies in America's past +**did** allow their goons to attack and murder union organisers and strikers. +Let us look at Henry Ford's Service Department (private police force) in +action: + +> _"In 1932 a hunger march of the unemployed was planned to march up to the +gates of the Ford plant at Dearborn. . . The machine guns of the Dearborn +police and the Ford Motor Company's Service Department killed [four] and +wounded over a score of others. . . Ford was fundamentally and entirely +opposed to trade unions. The idea of working men questioning his prerogatives +as an owner was outrageous. . . [T]he River Rouge plant. . . was dominated by +the autocratic regime of Bennett's service men. Bennett . . organise[d] and +train[ed] the three and a half thousand private policemen employed by Ford. +His task was to maintain discipline amongst the work force, protect Ford's +property [and power], and prevent unionisation. . . Frank Murphy, the mayor of +Detroit, claimed that 'Henry Ford employs some of the worst gangsters in our +city.' The claim was well based. Ford's Service Department policed the gates +of his plants, infiltrated emergent groups of union activists, posed as +workers to spy on men on the line. . . Under this tyranny the Ford worker had +no security, no rights. So much so that any information about the state of +things within the plant could only be freely obtained from ex-Ford workers."_ +[Huw Beynon, **Working for Ford**, pp. 29-30] + +The private police attacked women workers handing out pro-union handbills and +gave them _"a serve beating."_ At Kansas and Dallas _"similar beatings were +handed out to the union men."_ [**Op. Cit.**, p. 34] This use of private +police to control the work force was not unique. General Motors _"spent one +million dollars on espionage, employing fourteen detective agencies and two +hundred spies at one time [between 1933 and 1936]. The Pinkerton Detective +Agency found anti-unionism its most lucrative activity."_ [**Op. Cit.**, p. +32] We must also note that the Pinkerton's had been selling their private +police services for decades before the 1930s. In the 1870s, they had +infiltrated and destroyed the Molly Maguires (a secret organisation Irish +miners had developed to fight the coal bosses). For over 60 years the +Pinkerton Detective Agency had _"specialised in providing spies, agent +provocateurs, and private armed forces for employers combating labour +organisations."_ By 1892 it _"had provided its services for management in +seventy major labour disputes, and its 2 000 active agents and 30 000 reserves +totalled more than the standing army of the nation."_ [Jeremy Brecher, +**Strike!**, p. 9 and p. 55] With this force available, little wonder unions +found it so hard to survive in the USA. Given that unions could be considered +as "defence" agencies for workers, this suggests a picture of how +"anarcho"-capitalism may work in practice. + +It could be argued that, in the end, the union was recognised by the Ford +company. However, this occurred after the New Deal was in place (which helped +the process), after years of illegal activity (by definition union activism on +Ford property was an illegal act) and extremely militant strikes. Given that +the union agreement occurred nearly 40 years after Ford was formed **and** in +a legal situation violently at odds with "anarcho"-capitalism (or even minimal +statist capitalism), we would be justified in wondering if unionisation would +ever have occurred at Ford and if Ford's private police state would ever have +been reformed. + +Of course, from an "anarcho"-capitalist perspective the only limitation in the +Ford workers' liberty was the fact they had to pay taxes to the US government. +The regime at Ford could **not** restrict their liberty as no one forced them +to work for the company. Needless to say, an "anarcho"-capitalist would reject +out of hand the argument that no-one forced the citizen to entry or remain in +the USA and so they consented to taxation, the government's laws and so on. + +This is more than a history lesson. Such private police forces are on the rise +again (see _"Armed and Dangerous: Private Police on the March"_ by Mike +Zielinski, **Covert Action Quarterly**, no. 54, Fall, 1995 for example). This +system of private police (as demonstrated by Ford) is just one of the hidden +aspects of Caplan's comment that the "anarcho"-capitalist _"typically hails +modern society's increasing reliance on private security guards. . . and other +demonstrations of the free market's ability to supply the defensive and legal +services normally assumed to be of necessity a government monopoly."_ + +Needless to say, private police states are not a step forward in anarchist +eyes. + +Caplan: + +> _"Unlike some left-anarchists, the anarcho-capitalist has no objection to +punishing criminals; and he finds the former's claim that punishment does not +deter crime to be the height of naivete. Traditional punishment might be meted +out after a conviction by a neutral arbitrator; or a system of monetary +restitution (probably in conjunction with a prison factory system) might exist +instead."_ + +Let us note first that in disputes between the capitalist class and the +working class, there would be no _"neutral arbitrator,"_ because the rich +would either own the arbitration company or influence/control it through the +power of the purse (see [section F.6](secF6.html)). In addition, "successful" +arbitrators would also be wealthy, therefore making neutrality even more +unlikely. Moreover, given that the laws the "neutral arbitrator" would be +using are based on capitalist property rights, the powers and privileges of +the owner are built into the system from the start. + +Second, the left-libertarian critique of punishment does not rest, as +"anarcho"-capitalists claim, on the naive view that intimidation and coercion +aren't effective in controlling behaviour. Rather, it rests on the premise +that capitalist societies produce large numbers of criminals, whereas +societies based on equality and community ownership of productive assets do +not. + +The argument for this is that societies based on private property and +hierarchy inevitably lead to a huge gap between the haves and the have-nots, +with the latter sunk in poverty, alienation, resentment, anger, and +hopelessness, while at the same time such societies promote greed, ambition, +ruthlessness, deceit, and other aspects of competitive individualism that +destroy communal values like sharing, co-operation, and mutual aid. Thus in +capitalist societies, the vast majority of "crime" turns out to be so-called +"crimes against property," which can be traced to poverty and the grossly +unfair distribution of wealth. Where the top one percent of the population +controls more wealth than the bottom 90 percent combined, it is no wonder that +a considerable number of those on the bottom should try to recoup illegally +some of the mal-distributed wealth they cannot obtain legally. (In this they +are encouraged by the bad example of the ruling class, whose parasitic ways of +making a living would be classified as criminal if the mechanisms for defining +"criminal behaviour" were not controlled by the ruling class itself.) And most +of the remaining "crimes against persons" can be traced to the alienation, +dehumanisation, frustration, rage, and other negative emotions produced by the +inhumane and unjust economic system. + +Thus it is only in our societies like ours, with their wholesale manufacture +of many different kinds of criminals, that punishment appears to be the only +possible way to discourage "crime." From the left-libertarian perspective, +however, the punitive approach is a band-aid measure that does not get to the +real root of the problem -- a problem that lies in the structure of the system +itself. The real solution is the creation of a non-hierarchical society based +on communal ownership of productive assets, which, by eliminating poverty and +the other negative effects of capitalism, would greatly reduce the incidence +of criminal behaviour and so the need for punitive countermeasures. + +Finally, two more points on private prisons. Firstly, as to the desirability +of a "prison factory system," we will merely note that, given the capitalist +principle of "grow-or-die," if punishing crime becomes a business, one can be +sure that those who profit from it will find ways to ensure that the +"criminal" population keeps expanding at a rate sufficient to maintain a high +rate of profit and growth. After all, the logic of a "prison factory system" +is self-defeating. If the aim of prison is to deter crime (as some claim) and +if a private prison system will meet that aim, then a successful private +prison system will stop crime, which, in turn, will put them out of business! +Thus a "prison factory system" cannot aim to be efficient (i.e. stop crime). + +Secondly, Caplan does not mention the effect of prison labour on the wages, +job conditions and market position of workers. Having a sizeable proportion of +the working population labouring in prison would have a serious impact on the +bargaining power of workers. How could workers outside of prison compete with +such a regime of labour discipline without submitting to prison-like +conditions themselves? Unsurprisingly, US history again presents some insight +into this. As Noam Chomsky notes, the _"rapid industrial development in the +southeastern region [of America] a century ago was based on (Black) convict +labour, leased to the highest bidder."_ Chomsky quotes expert Alex +Lichtenstein comments that Southern Industrialists pointed out that convict +labour was _"more reliable and productive than free labour"_ and that it +overcomes the problem of labour turnover and instability. It also _"remove[d] +all danger and cost of strikes"_ and that it lowers wages for _"free labour"_ +(i.e. wage labour). The US Bureau of Labor reported that _"mine owners [in +Alabama] say they could not work at a profit without the lowering effect in +wages of convict-labour competition."_ [**The Umbrella of US Power**, p. 32] + +Needless to say, Caplan fails to mention this aspect of "anarcho"-capitalism +(just as he fails to mention the example of Ford's private police state). +Perhaps an "anarcho"-capitalist will say that prison labour will be less +productive than wage labour and so workers have little to fear, but this makes +little sense. If wage labour is more productive then prison labour will not +find a market (and then what for the prisoners? Will profit-maximising +companies **really** invest in an industry with such high over-heads as +maintaining prisoners for free?). Thus it seems more than likely that any +"prison-factory system" will be as productive as the surrounding wage-labour +ones, thus forcing down their wages and the conditions of labour. For +capitalists this would be ideal, however for the vast majority a different +conclusion must be drawn. + +Caplan: + +> _"Probably the main division between the anarcho-capitalists stems from the +apparent differences between Rothbard's natural-law anarchism, and David +Friedman's more economistic approach. Rothbard puts more emphasis on the need +for a generally recognised libertarian legal code (which he thinks could be +developed fairly easily by purification of the Anglo-American common law), +whereas Friedman focuses more intently on the possibility of plural legal +systems co-existing and responding to the consumer demands of different +elements of the population. The difference, however, is probably overstated. +Rothbard believes that it is legitimate for consumer demand to determine the +philosophically neutral content of the law, such as legal procedure, as well +as technical issues of property right definition such as water law, mining +law, etc. And Friedman admits that 'focal points' including prevalent norms +are likely to circumscribe and somewhat standardise the menu of available +legal codes."_ + +The argument that "consumer demand" would determine a "philosophically +neutral" content of the law cannot be sustained. Any law code will reflect the +philosophy of those who create it. Under "anarcho"-capitalism, as we have +noted (see [section F.6](secF6.html)), the values of the capitalist rich will +be dominant and will shape the law code and justice system, as they do now, +only more so. The law code will therefore continue to give priority to the +protection of private property over human values; those who have the most +money will continue being able to hire the best lawyers; and the best (i.e. +most highly paid) judges will be inclined to side with the wealthy and to rule +in their interests, out of class loyalty (and personal interests). + +Moreover, given that the law code exists to protect capitalist property +rights, how can it be "philosophically neutral" with that basis? How would +"competing" property frameworks co-exist? If a defence agency allowed +squatting and another (hired by the property owner) did not, there is no way +(bar force) a conflict could be resolved. Then the firm with the most +resources would win. "Anarcho"-capitalism, in effect, smuggles into the +foundation of their system a distinctly **non**-neutral philosophy, namely +capitalism. Those who reject such a basis may end up sharing the fate of +tribal peoples who rejected that system of property rights, for example, the +Native Americans. + +In other words, in terms of outcome the whole system would favour +**capitalist** values and so not be "philosophically neutral." The law would +be favourable to employers rather than workers, manufacturers rather than +consumers, and landlords rather than tenants. Indeed, from the +"anarcho"-capitalist perspective the rules that benefit employers, landlords +and manufacturers (as passed by progressive legislatures or enforced by direct +action) simply define liberty and property rights whereas the rules that +benefit workers, tenants and consumers are simply an interference with +liberty. The rules one likes, in other words, are the foundations of sacred +property rights (and so "liberty," as least for the capitalist and landlord), +those one does not like are meddlesome regulation. This is a very handy trick +and would not be worth mentioning if it was not so commonplace in right- +libertarian theory. + +We should leave aside the fantasy that the law under "anarcho"-capitalism is a +politically neutral set of universal rules deduced from particular cases and +free from a particular instrumental or class agenda. + +Caplan: + +> _"Critics of anarcho-capitalism sometimes assume that communal or worker- +owned firms would be penalised or prohibited in an anarcho-capitalist society. +It would be more accurate to state that while individuals would be free to +voluntarily form communitarian organisations, the anarcho-capitalist simply +doubts that they would be widespread or prevalent."_ + +There is good reason for this doubt. Worker co-operatives would not be +widespread or prevalent in an "anarcho"-capitalist society for the same reason +that they are not widespread or prevalent now: namely, that the socio- +economic, legal, and political systems would be structured in such as way as +to automatically discourage their growth (in addition, capitalist firms and +the rich would also have an advantage in that they would still own and control +the wealth they currently have which are a result of previous "initiations of +force". This would give them an obvious advantage on the "free-market" -- an +advantage which would be insurmountable). + +As we explain in more detail in [ section J.5.11](secJ5.html#secj511), the +reason why there are not more producer co-operatives is partly structural, +based on the fact that co-operatives have a tendency to grow at a slower rate +than capitalist firms. This is a good thing if one's primary concern is, say, +protecting the environment, but fatal if one is trying to survive in a +competitive capitalist environment. + +Under capitalism, successful competition for profits is the fundamental fact +of economic survival. This means that banks and private investors seeking the +highest returns on their investments will favour those companies that grow the +fastest. Moreover, in co-operatives returns to capital are less than in +capitalist firms. Under such conditions, capitalist firms will attract more +investment capital, allowing them to buy more productivity-enhancing +technology and thus to sell their products more cheaply than co-operatives. +Even though co-operatives are at least as efficient (usually more so) than +their equivalent capitalist firms, the effect of market forces (particularly +those associated with capital markets) will select against them. This bias +against co-operatives under capitalism is enough to ensure that, despite their +often higher efficiency, they cannot prosper under capitalism (i.e. capitalism +selects the **least efficient** way of producing). Hence Caplan's comments +hide how the effect of inequalities in wealth and power under capitalism +determine which alternatives are "widespread" in the "free market" + +Moreover, co-operatives within capitalism have a tendency to adapt to the +dominant market conditions rather than undermining them. There will be +pressure on the co-operatives to compete more effectively by adopting the same +cost-cutting and profit-enhancing measures as capitalist firms. Such measures +will include the deskilling of workers; squeezing as much "productivity" as is +humanly possible from them; and a system of pay differentials in which the +majority of workers receive low wages while the bulk of profits are reinvested +in technology upgrades and other capital expansion that keeps pace with +capitalist firms. But this means that in a capitalist environment, there tend +to be few practical advantages for workers in collective ownership of the +firms in which they work. + +This problem can only be solved by eliminating private property and the +coercive statist mechanisms required to protect it (including private states +masquerading as "protection companies"), because this is the only way to +eliminate competition for profits as the driving force of economic activity. +In a libertarian socialist environment, federated associations of workers in +co-operative enterprises would co-ordinate production for **use** rather than +profit, thus eliminating the competitive basis of the economy and so also the +"grow-or-die" principle which now puts co-operatives at a fatal economic +disadvantage. (For more on how such an economy would be organised and +operated, as well as answers to objections, see [section I](secIcon.html).) + +And let us not forget what is implied by Caplan's statement that the +"anarcho"-capitalist does not think that co-operative holding of "property" +"would be widespread or prevalent." It means that the vast majority would be +subject to the power, authority and laws of the property owner and so would +not govern themselves. In other words, it would a system of private statism +rather than anarchy. + +Caplan: + +> _"However, in theory an 'anarcho-capitalist' society might be filled with +nothing but communes or worker-owned firms, so long as these associations were +formed voluntarily (i.e., individuals joined voluntarily and capital was +obtained with the consent of the owners) and individuals retained the right to +exit and set up corporations or other profit-making, individualistic firms."_ + +It's interesting that the "anarcho"-capitalists are willing to allow workers +to set up "voluntary" co-operatives so long as the conditions are retained +which ensure that such co-operatives will have difficulty surviving (i.e. +private property and private states), but they are unwilling to allow workers +to set up co-operatives under conditions that would ensure their success (i.e. +the absence of private property and private states). This reflects the usual +vacuousness of the right-libertarian concepts of "freedom" and "voluntarism." + +In other words, these worker-owned firms would exist in and be subject to the +same capitalist _"general libertarian law code"_ and work in the same +capitalist market as the rest of society. So, not only are these co-operatives +subject to capitalist market forces, they exist and operate in a society +defined by capitalist laws. As discussed in [section F.2](secF2.html), such +disregard for the social context of human action shows up the "anarcho" +capitalist's disregard for meaningful liberty. + +All Caplan is arguing here is that as long as people remain within the +(capitalist) "law code," they can do whatever they like. However, what +determines the amount of coercion required in a society is the extent to which +people are willing to accept the rules imposed on them. This is as true of an +"anarcho"-capitalist society as it is of any other. In other words, if more +and more people reject the basic assumptions of capitalism, the more coercion +against anarchistic tendencies will be required. Saying that people would be +free to experiment under "anarcho"-capitalist law (if they can afford it, of +course) does not address the issue of changes in social awareness (caused, by +example, by class struggle) which can make such "laws" redundant. So, when all +is said and done, "anarcho"-capitalism just states that as long as you accept +their rules, you are free to do what you like. + +How generous of them! + +Thus, while we would be allowed to be collective capitalists or property +owners under "anarcho"-capitalists we would have no choice about living under +laws based on the most rigid and extreme interpretation of property rights +available. In other words, "anarcho"-capitalists recognise (at least +implicitly) that there exists one collective need that needs collective +support -- a law system to define and protects people's rights. Ultimately, as +C.B. Macpherson argues, "Individualism" implies "collectivism" for the +_"notion that individualism and 'collectivism' are the opposite ends of a +scale along which states and theories of the state can be arranged . . . is +superficial and misleading. . . . [I]ndividualism . . . does not exclude but +on the contrary demands the supremacy of the state [or law] over the +individual. It is not a question of the more individualism, the less +collectivism; rather, the more through-going the individualism, the more +complete the collectivism. Of this the supreme illustration is Hobbes's +theory."_ [**The Political Theory of Possessive Individualism**, p.256] Under +"anarcho"-capitalism the individual is subject to the laws regarding private +property, laws decided in advance by a small group of ideological leaders. +Then real individuals are expected to live with the consequences as best they +can, with the law being placed ahead of these consequences for flesh and blood +people. The abstraction of the law dominates and devours real individuals, who +are considered below it and incapable of changing it (except for the worse). +This, from one angle, shares a lot with theocracy and very little with +liberty. + +Needless to say, Caplan like most (if not all) "anarcho"-capitalists assume +that the current property owners are entitled to their property. However, as +John Stuart Mill pointed out over 100 years ago, the _"social arrangements"_ +existing today _"commenced from a distribution of property which was the +result, not of a just partition, or acquisition by industry, but of conquest +and violence . . . [and] the system still retains many and large traces of its +origin."_ [**Principles of Political Economy**, p. 15] Given that (as we point +out in [section F.1](secF1.html)) Murray Rothbard argues that the state cannot +be claimed to own its territory simply because it did not acquire its property +in a "just" manner, this suggests that "anarcho"-capitalism cannot actually +argue against the state. After all, property owners today cannot be said to +have received their property "justly" and **if** they are entitled to it so is +the state to **its** "property"! + +But as is so often the case, property owners are exempt from the analysis the +state is subjected to by "anarcho"-capitalists. The state and property owners +may do the same thing (such as ban freedom of speech and association or +regulate individual behaviour) but only the state is condemned by +"anarcho"-capitalism. + +Caplan: + +> _"On other issues, the anarcho-capitalist differs little if at all from the +more moderate libertarian. Services should be privatised and opened to free +competition; regulation of personal AND economic behaviour should be done away +with."_ + +The "anarcho"-capitalist's professed desire to "do away" with the "regulation" +of economic behaviour is entirely disingenuous. For, by giving capitalists the +ability to protect their exploitative monopolies of social capital by the use +of coercive private states, one is thereby "regulating" the economy in the +strongest possible way, i.e. ensuring that it will be channelled in certain +directions rather than others. For example, one is guaranteeing that +production will be for profit rather than use; that there will consequently be +runaway growth and an endless devouring of nature based on the principle of +"grow or die;" and that the alienation and deskilling of the workforce will +continue. What the "anarcho"-capitalist really means by "doing away with the +regulation of economic behaviour" is that ordinary people will have even less +opportunity than now to democratically control the rapacious behaviour of +capitalists. Needless to say, the "regulation of personal" behaviour would +**not** be done away with in the workplace, where the authority of the bosses +would still exist and you would have follow their petty rules and regulations. + +Moreover, regardless of "anarcho"-capitalist claims, they do not, in fact, +support civil liberties or oppose "regulation" of personal behaviour as such. +Rather, they **support** property owners suppressing civil liberties on their +property and the regulation of personal behaviour by employers and landlords. +This they argue is a valid expression of property rights. Indeed, any attempts +to allow workers civil liberties or restrict employers demands on workers by +state or union action is denounced as a violation of "liberty" (i.e. the power +of the property owner). Those subject to the denial of civil liberties or the +regulation of their personal behaviour by landlords or employees can "love it +or leave it." Of course, the same can be said to any objector to state +oppression -- and frequently is. This is an artificial double standard, which +labels a restraint by one group or person in a completely different way than +the same restraint by others simply because one is called "the government" and +the other is not. + +This denial of civil liberties can be seen from these words by Murray +Rothbard: + +> _"[I]n the profoundest sense there are no rights but property rights . . . +Freedom of speech is supposed to mean the right of everyone to say whatever he +likes. But the neglected question is: Where? Where does a man have this right? +He certainly does not have it on property on which he is trespassing. In +short, he has this right only either on his own property or on the property of +someone who has agreed, as a gift or in a rental contract, to allow him in the +premises. In fact, then, there is no such thing as a separate 'right to free +speech'; there is only a man's property right: the right to do as he wills +with his own or to make voluntary agreements with other property owners."_ +[Murray Rothbard, **Power and Market**, p. 176] + +Of course, Rothbard fails to see that for the property-less such a regime +implies **no** rights whatsoever. It also means the effective end of free +speech and free association as the property owner can censor those on their +property (such as workers or tenants) and ban their organisations (such as +unions). Of course, in his example Rothbard looks at the "trespasser," **not** +the wage worker or the tenant (two far more common examples in any modern +society). Rothbard is proposing the dictatorship of the property owner and the +end of civil liberties and equal rights (as property is unequally +distributed). He gives this utter denial of liberty an Orwellian twist by +proclaiming the end of civil liberties by property rights as "a new liberty." +Perhaps for the property-owner, but not the wage worker -- _"We who belong to +the proletaire class, property excommunicates us!"_ [Proudhon, **What is +Property?**, p. 137] + +In effect, right-Libertarians do not care how many restrictions are placed on +you as long as it is not the government doing it. Of course it will be claimed +that workers and tenants "consent" to these controls (although they reject the +notion that citizens "consent" to government controls by not leaving their +state). Here the libertarian case is so disingenuous as to be offensive. There +is no symmetry in the situations facing workers and firms. To the worker, the +loss of a job is often far more of a threat than the loss of one worker is to +the firm. The reality of economic power leads people to contract into +situations that, although they are indeed the "best" arrangements of those +available, are nonetheless miserable. In any real economy -- and, remember, +the right-libertarian economy lacks any social safety net, making workers' +positions more insecure than now -- the right-libertarian denial of economic +power is a delusion. + +Unlike anarchist theory, right-libertarian theory provides **no** rationale to +protest private power (or even state power if we accept the notion that the +state owns its territory). Relations of domination and subjection are valid +expressions of liberty in their system and, perversely, attempts to resist +authority (by strikes, unions, resistance) are deemed "initiations of force" +upon the oppressor! In contrast, anarchist theory provides a strong rationale +for resisting private and public domination. Such domination violates freedom +and any free association which dominates any within it violates the basis of +that association in self-assumed obligation (see [section +A.2.11](secA2.html#seca211)). Thus Proudhon: + +> _"The social contract should increase the well-being and liberty of every +citizen. -- If any one-sided conditions should slip in; if one part of the +citizens should find themselves, by the contract, subordinated and exploited +by others, it would no longer be a contract; it would be a fraud, against +which annulment might at any time by invoked justly."_ [**The General Idea of +the Revolution**, p. 114] + +Caplan's claim that right libertarians oppose regulation of individual +behaviour is simply not true. They just oppose state regulation while +supporting private regulation wholeheartedly. Anarchists, in contrast, reject +both public and private domination. + +Caplan: + +> _"Poverty would be handled by work and responsibility for those able to care +for themselves, and voluntary charity for those who cannot. (Libertarians +hasten to add that a deregulated economy would greatly increase the economic +opportunities of the poor, and elimination of taxation would lead to a large +increase in charitable giving.)"_ + +Notice the implication that poverty is now caused by laziness and +irresponsibility rather than by the inevitable workings of an economic system +that **requires** a large _"reserve army of the unemployed"_ as a condition of +profitability. The continuous "boom" economy of "anarcho"-capitalist fantasies +is simply incompatible with the fundamental principles of capitalism. To re- +quote Michael Kalecki (from [section B.4.4](secB4.html#secb44)), _"[l]asting +full employment is not at all to [the] liking [of business leaders]. The +workers would 'get out of hand' and the 'captains of industry' would be +anxious 'to teach them a lesson'"_ as _"'discipline in the factories' and +`political stability' are more appreciated by business leaders than profits. +Their class interest tells them that lasting full employment is unsound from +their point of view and that unemployment is an integral part of the 'normal' +capitalist system."_. See section C.7 (["What causes the capitalist business +cycle?"](secC7.html)) for a fuller discussion of this point. + +In addition, the claims that a "deregulated economy" would benefit the poor do +not have much empirical evidence to back them up. If we look at the last +quarter of the twentieth century we discover that a more deregulated economy +has lead to massive increases in inequality and poverty. If a movement towards +a deregulated economy has had the opposite effect than that predicted by +Caplan, why should a totally deregulated economy have the opposite effect. It +is a bit like claiming that while adding black paint to grey makes it more +black, adding the whole tin will make it white! + +The reason for increased inequality and poverty as a result of increased +deregulation is simple. A "free exchange" between two people will benefit the +stronger party. This is obvious as the economy is marked by power, regardless +of "anarcho"-capitalist claims, and any "free exchange" will reflect +difference in power. Moreover, a series of such exchanges will have an +accumulative effect, with the results of previous exchanges bolstering the +position of the stronger party in the current exchange. + +Moreover, the claim that removing taxation will **increase** donations to +charity is someone strange. We doubt that the rich who object to money being +taken from them to pay for welfare will **increase** the amount of money they +give to others if taxation **was** abolished. As Peter Sabatini points out, +"anarcho"-capitalists _"constantly rant and shriek about how the government, +or the rabble, hinders their Lockean right to amass capital."_ [**Social +Anarchism**, no. 23, p.101] Caplan seems to expect them to turn over a new +leaf and give **more** to that same rabble! + diff --git a/markdown/append13.md b/markdown/append13.md new file mode 100644 index 0000000000000000000000000000000000000000..278f725000fa39f5cc97c85e58afbdd130f3a52d --- /dev/null +++ b/markdown/append13.md @@ -0,0 +1,146 @@ +# Appendix -- Is "anarcho"-capitalism a type of anarchism? + +## [Introduction](append13int.html) + +[ + +## 1 Are "anarcho"-capitalists really anarchists?](append131.html) + +### [1.1 Why is the failure to renounce hierarchy the Achilles Heel of right- +wing libertarianism?](append131.html#secf11) +[1.2 How libertarian is right-Libertarian theory?](append131.html#secf12) +[1.3 Is right-Libertarian theory scientific in nature?](append131.html#secf13) +[1.4 Is "anarcho"-capitalism a new form of individualist +anarchism?](append131.html#secf14) + +[ + +## 2 What do "anarcho"-capitalists mean by "freedom?" + +](append132.html) + +### [2.1 What are the implications of defining liberty in terms of (property) +rights?](append132.html#secf21) +[2.2 How does private property affect freedom?](append132.html#secf22) +[2.3 Can "anarcho"-capitalist theory justify the +state?](append132.html#secf23) +[2.4 But surely transactions on the market are +voluntary?](append132.html#secf24) +[2.5 But surely circumstances are the result of liberty and so cannot be +objected to?](append132.html#secf25) +[2.6 Do Libertarian-capitalists support slavery?](append132.html#secf26) +[2.7 But surely abolishing capitalism would restrict +liberty?](append132.html#secf27) +[2.8 Why should we reject the "anarcho"-capitalist definitions of freedom and +justice?](append132.html#secf28) + +[ + +## 3 Why do "anarcho"-capitalists generally place little or no value on +"equality"? + +### + +[3.1 Why is this disregard for equality important?](append133.html#secf31) +[3.2 But what about "anarcho"-capitalist support for +charity?](append133.html#secf32) + +[ + +## 4 What is the right-libertarian position on private property? + +](append134.html) + +### [4.1 What is wrong with a "homesteading" theory of +property?](append134.html#secf41) +[4.2 Why is the "Lockean Proviso" important?](append134.html#secf42) +[4.3 How does private property affect individualism?](append134.html#secf43) +[4.4 How does private property affect relationships?](append134.html#secf44) +[4.5 Does private property co-ordinate without +hierarchy?](append134.html#secf45) + +[ + +## 5 Will privatising "the commons" increase liberty? + +](append135.html) [ + +## 6 Is "anarcho" capitalism against the state? + +](append136.html) + +### [6.1 What's wrong with this "free market" +justice?](append136.html#secf61) +[6.2 What are the social consequences of such a +system?](append136.html#secf62) +[6.3 But surely Market Forces will stop abuse by the +rich?](append136.html#secf63) +[6.4 Why are these "defence associations" states?](append136.html#secf64) +[6.5 What other effects would "free market" justice +have?](append136.html#secf65) + +[ + +## 7 How does the history of "anarcho"-capitalism show that it is not +anarchist? + +](append137.html) + +### [7.1 Are competing governments anarchism?](append137.html#secf71) +[7.2 Is government compatible with anarchism?](append137.html#secf72) +[7.3 Can there be a "right-wing" anarchism?](append137.html#secf73) + +[ + +## 8 What role did the state take in the creation of capitalism? + +](append138.html) + +### [8.1 What social forces lay behind the rise of +capitalism?](append138.html#secf81) +[8.2 What was the social context of the statement "laissez- +faire"?](append138.html#secf82) +[8.3 What other forms did state intervention in creating capitalism +take?](append138.html#secf83) +[8.4 Aren't the enclosures a socialist myth?](append138.html#secf84) +[8.5 What about the lack of enclosures in the +Americas?](append138.html#secf85) +[8.6 How did working people view the rise of +capitalism?](append138.html#secf86) +[8.7 Why is the history of capitalism important?](append138.html#secf87) + +### + +[ + +## 9 Is Medieval Iceland an example of "anarcho"-capitalism working in +practice? + +[ + +## 10 Would laissez-faire capitalism be stable? + +](append1310.html) + +### [10.1 Would privatising banking make capitalism +stable?](append1310.html#secf101) +[10.2 How does the labour market effect capitalism?](append1310.html#secf102) +[10.3 Was laissez-faire capitalism stable?](append1310.html#secf103) + +[ + +## 11 What is the myth of "Natural Law"? + +](append1311.html) + +### [11.1 Why "Natural Law" in the first place?](append1311.html#secf111) +[11.2 But "Natural Law" provides protection for individual rights from +violation by the State. Those against Natural Law desire total rule by the +state.](append1311.html#secf112) +[11.3 Why is "Natural Law" authoritarian?](append1311.html#secf113) +[11.4 Does "Natural Law" actually provides protection for individual +liberty?](append1311.html#secf114) +[11.5 But Natural Law was discovered, not invented!](append1311.html#secf115) +[11.6 Why is the notion of "discovery" +contradictory?](append1311.html#secf116) + diff --git a/markdown/append131.md b/markdown/append131.md new file mode 100644 index 0000000000000000000000000000000000000000..7603ef0c9460e29beca388b57c93517a2aebee3e --- /dev/null +++ b/markdown/append131.md @@ -0,0 +1,1593 @@ +# 1 Are "anarcho"-capitalists really anarchists? + +In a word, no. While "anarcho"-capitalists obviously try to associate +themselves with the anarchist tradition by using the word "anarcho" or by +calling themselves "anarchists", their ideas are distinctly at odds with those +associated with anarchism. As a result, any claims that their ideas are +anarchist or that they are part of the anarchist tradition or movement are +false. + +"Anarcho"-capitalists claim to be anarchists because they say that they oppose +government. As such, as noted in the [last section](append13int.html), they +use a dictionary definition of anarchism. However, this fails to appreciate +that anarchism is a **political theory**, not a dictionary definition. As +dictionaries are rarely politically sophisticated things, this means that they +fail to recognise that anarchism is more than just opposition to government, +it is also marked a opposition to capitalism (i.e. exploitation and private +property). Thus, opposition to government is a necessary but not sufficient +condition for being an anarchist -- you also need to be opposed to +exploitation and capitalist private property. As "anarcho"-capitalists do not +consider interest, rent and profits (i.e. capitalism) to be exploitative nor +oppose capitalist property rights, they are not anarchists. + +Moreover, "anarcho"-capitalism is inherently self-refuting. This can be seen +from leading "anarcho"-capitalist Murray Rothbard. he thundered against the +evil of the state, arguing that it _"arrogates to itself a monopoly of force, +of ultimate decision-making power, over a given area territorial area."_ In +and of itself, this definition is unremarkable. That a few people (an elite of +rulers) claim the right to rule others must be part of any sensible definition +of the state or government. However, the problems begin for Rothbard when he +notes that _"[o]bviously, in a free society, Smith has the ultimate decision- +making power over his own just property, Jones over his, etc."_ [**The Ethics +of Liberty**, p. 170 and p. 173] The logical contradiction in this position +should be obvious, but not to Rothbard. It shows the power of ideology, the +ability of means words (the expression _"private property"_) to turn the bad +(_"ultimate decision-making power over a given area"_) into the good +(_"ultimate decision-making power over a given area"_). + +Now, this contradiction can be solved in only **one** way -- the owners of the +_"given area"_ are also its users. In other words, a system of possession (or +"occupancy and use") as favoured by anarchists. However, Rothbard is a +capitalist and supports private property. In other words, wage labour and +landlords. This means that he supports a divergence between ownership and use +and this means that this _"ultimate decision-making power"_ extends to those +who **use,** but do not own, such property (i.e. tenants and workers). The +statist nature of private property is clearly indicated by Rothbard's words -- +the property owner in an "anarcho"-capitalist society possesses the _"ultimate +decision-making power"_ over a given area, which is also what the state has +currently. Rothbard has, ironically, proved by his own definition that +"anarcho"-capitalism is not anarchist. + +Rothbard does try to solve this obvious contradiction, but utterly fails. He +simply ignores the crux of the matter, that capitalism is based on hierarchy +and, therefore, cannot be anarchist. He does this by arguing that the +hierarchy associated with capitalism is fine as long as the private property +that produced it was acquired in a "just" manner. In so doing he yet again +draws attention to the identical authority structures and social relationships +of the state and property. As he puts it: + +> _"**If** the State may be said too properly **own** its territory, then it +is proper for it to make rules for everyone who presumes to live in that area. +It can legitimately seize or control private property because there **is** no +private property in its area, because it really owns the entire land surface. +**So long** as the State permits its subjects to leave its territory, then, it +can be said to act as does any other owner who sets down rules for people +living on his property."_ [**Op. Cit.**, p. 170] + +Obviously Rothbard argues that the state does not "justly" own its territory +-- but given that the current distribution of property is just as much the +result of violence and coercion as the state, his argument is seriously +flawed. It amounts, as we note in [section 4](append134.html), to little more +than an _**"immaculate conception of property"**_ unrelated to reality. Even +assuming that private property was produced by the means Rothbard assumes, it +does not justify the hierarchy associated with it as the current and future +generations of humanity have, effectively, been excommunicated from liberty by +previous ones. If, as Rothbard argues, property is a natural right and the +basis of liberty then why should the many be excluded from their birthright by +a minority? In other words, Rothbard denies that liberty should be universal. +He chooses property over liberty while anarchists choose liberty over +property. + +Even worse, the possibility that private property can result in **worse** +violations of individual freedom (at least of workers) than the state of its +citizens was implicitly acknowledged by Rothbard. He uses as a hypothetical +example a country whose King is threatened by a rising "libertarian" movement. +The King responses by _"employ[ing] a cunning stratagem,"_ namely he +_"proclaims his government to be dissolved, but just before doing so he +arbitrarily parcels out the entire land area of his kingdom to the 'ownership' +of himself and his relatives."_ Rather than taxes, his subjects now pay rent +and he can _"regulate to regulate the lives of all the people who presume to +live on"_ his property as he sees fit. Rothbard then asks: + +> _"Now what should be the reply of the libertarian rebels to this pert +challenge? If they are consistent utilitarians, they must bow to this +subterfuge, and resign themselves to living under a regime no less despotic +than the one they had been battling for so long. Perhaps, indeed, **more** +despotic, for now the king and his relatives can claim for themselves the +libertarians' very principle of the absolute right of private property, an +absoluteness which they might not have dared to claim before."_ [**Op. Cit.**, +pp. 54-5] + +So not only does the property owner have the same monopoly of power over a +given area as the state, it is **more** despotic as it is based on the +_"absolute right of private property"_! And remember, Rothbard is arguing **in +favour** of "anarcho"-capitalismAnd remember, Rothbard is arguing **in +favour** of "anarcho"-capitalism (_"if you have unbridled capitalism, you will +have all kinds of authority: you will have **extreme** authority."_ [Chomksy, +**Understanding Power**, p. 200]). So in practice, private property is a major +source of oppression and authoritarianism within society -- there is little or +no freedom within capitalist production (as Bakunin noted, _"the worker sells +his person and his liberty for a given time"_). So, in stark contrast to +anarchists, "anarcho"-capitalists have no problem with factory fascism (i.e. +wage labour), a position which seems highly illogical for a theory calling +itself libertarian. If it were truly libertarian, it would oppose all forms of +domination, not just statism. This position flows from the +"anarcho"-capitalist definition of freedom as the absence of coercion and will +be discussed in [section 2](append132.html) in more detail. + +Of course, Rothbard has yet another means to escape the obvious, namely that +the market will limit the abuses of the property owners. If workers do not +like their ruler then they can seek another. However, this reply completely +ignores the reality of economic and social power. Thus the "consent" argument +fails because it ignores the social circumstances of capitalism which limit +the choice of the many. Anarchists have long argued that, as a class, workers +have little choice but to "consent" to capitalist hierarchy. The alternative +is either dire poverty or starvation. + +"Anarcho"-capitalists dismiss such claims by denying that there is such a +thing as economic power. Rather, it is simply freedom of contract. Anarchists +consider such claims as a joke. To show why, we need only quote (yet again) +Rothbard on the abolition of slavery and serfdom in the 19th century. He +argued, correctly, that the _"**bodies** of the oppressed were freed, but the +property which they had worked and eminently deserved to own, remained in the +hands of their former oppressors. With economic power thus remaining in their +hands, the former lords soon found themselves virtual masters once more of +what were now free tenants or farm labourers. The serfs and slaves had tasted +freedom, but had been cruelly derived of its fruits."_ [**Op. Cit.**, p. 74] + +To say the least, anarchists fail to see the logic in this position. Contrast +this with the standard "anarcho"-capitalist claim that if market forces +("voluntary exchanges") result in the creation of _"free tenants or farm +labourers"_ then they are free. Yet labourers dispossessed by market forces +are in exactly the same social and economic situation as the ex-serfs and ex- +slaves. If the latter do not have the fruits of freedom, neither do the +former. Rothbard sees the obvious _"economic power"_ in the latter case, but +denies it in the former. It is only Rothbard's ideology that stops him from +drawing the obvious conclusion -- identical economic conditions produce +identical social relationships and so capitalism is marked by _"economic +power"_ and _"virtual masters."_ The only solution is for +"anarcho"-capitalists to simply say the ex-serfs and ex-slaves were actually +free to choose and, consequently, Rothbard was wrong. It might be inhuman, but +at least it would be consistent! + +Rothbard's perspective is alien to anarchism. For example, as individualist +anarchist William Bailie noted, under capitalism there is a class system +marked by _"a dependent industrial class of wage-workers"_ and _"a privileged +class of wealth-monopolisers, each becoming more and more distinct from the +other as capitalism advances."_ This has turned property into _"a social +power, an economic force destructive of rights, a fertile source of injustice, +a means of enslaving the dispossessed."_ He concludes: _"Under this system +equal liberty cannot obtain."_ Bailie notes that the modern _"industrial world +under capitalistic conditions"_ have _"arisen under the **regime** of status"_ +(and so _"law-made privileges"_) however, it seems unlikely that he would have +concluded that such a class system would be fine if it had developed naturally +or the current state was abolished while leaving the class structure intact +(as we note in [section G.4](secG4.html), Tucker recognised that even the +_"freest competition"_ was powerless against the _"enormous concentration of +wealth"_ associated with modern capitalism). [**The Individualist +Anarchists**, p. 121] + +Therefore anarchists recognise that "free exchange" or "consent" in unequal +circumstances will reduce freedom as well as increasing inequality between +individuals and classes. In other words, as we discuss in [section +3](append133.html), inequality will produce social relationships which are +based on hierarchy and domination, **not** freedom. As Noam Chomsky put it: + +> _"Anarcho-capitalism, in my opinion, is a doctrinal system which, if ever +implemented, would lead to forms of tyranny and oppression that have few +counterparts in human history. There isn't the slightest possibility that its +(in my view, horrendous) ideas would be implemented, because they would +quickly destroy any society that made this colossal error. The idea of 'free +contract' between the potentate and his starving subject is a sick joke, +perhaps worth some moments in an academic seminar exploring the consequences +of (in my view, absurd) ideas, but nowhere else."_ [**Noam Chomsky on +Anarchism**, interview with Tom Lane, December 23, 1996] + +Clearly, then, by its own arguments "anarcho"-capitalism is not anarchist. +This should come as no surprise to anarchists. Anarchism, as a political +theory, was born when Proudhon wrote **What is Property?** specifically to +refute the notion that workers are free when capitalist property forces them +to seek employment by landlords and capitalists. He was well aware that in +such circumstances property _"violates equality by the rights of exclusion and +increase, and freedom by despotism . . . [and has] perfect identity with +robbery."_ He, unsurprisingly, talks of the _"proprietor, to whom [the worker] +has sold and surrendered his liberty."_ For Proudhon, anarchy was _"the +absence of a master, of a sovereign"_ while _"proprietor"_ was _"synonymous"_ +with _"sovereign"_ for he _"imposes his will as law, and suffers neither +contradiction nor control."_ This meant that _"property engenders despotism,"_ +as _"each proprietor is sovereign lord within the sphere of his property."_ +[**What is Property**, p. 251, p. 130, p. 264 and pp. 266-7] It must also be +stressed that Proudhon's classic work is a lengthy critique of the kind of +apologetics for private property Rothbard espouses to salvage his ideology +from its obvious contradictions. + +Ironically, Rothbard repeats the same analysis as Proudhon but draws the +**opposite** conclusions and expects to be considered an anarchist! Moreover, +it seems equally ironic that "anarcho"-capitalism calls itself "anarchist" +while basing itself on the arguments that anarchism was created in opposition +to. As shown, "anarcho"-capitalism makes as much sense as "anarcho-statism" -- +an oxymoron, a contradiction in terms. The idea that "anarcho"-capitalism +warrants the name "anarchist" is simply false. Only someone ignorant of +anarchism could maintain such a thing. While you expect anarchist theory to +show this to be the case, the wonderful thing is that "anarcho"-capitalism +itself does the same. + +Little wonder Bob Black argues that _"[t]o demonise state authoritarianism +while ignoring identical albeit contract-consecrated subservient arrangements +in the large-scale corporations which control the world economy is fetishism +at its worst."_ [**Libertarian as Conservative**] The similarities between +capitalism and statism are clear -- and so why "anarcho"-capitalism cannot be +anarchist. To reject the authority (the _"ultimate decision-making power"_) of +the state and embrace that of the property owner indicates not only a highly +illogical stance but one at odds with the basic principles of anarchism. This +whole-hearted support for wage labour and capitalist property rights indicates +that "anarcho"-capitalists are not anarchists because they do not reject all +forms of **archy.** They obviously support the hierarchy between boss and +worker (wage labour) and landlord and tenant. Anarchism, by definition, is +against all forms of archy, including the hierarchy generated by capitalist +property. To ignore the obvious archy associated with capitalist property is +highly illogical. + +In addition, we must note that such inequalities in power and wealth will need +"defending" from those subject to them ("anarcho"-capitalists recognise the +need for private police and courts to defend property from theft -- and, +anarchists add, to defend the theft and despotism associated with property!). +Due to its support of private property (and thus authority), +"anarcho"-capitalism ends up retaining a state in its "anarchy"; namely a +**private** state whose existence its proponents attempt to deny simply by +refusing to call it a state, like an ostrich hiding its head in the sand (see +[section 6](append136.html) for more on this and why "anarcho"-capitalism is +better described as "private state" capitalism). As Albert Meltzer put it: + +> _"Common-sense shows that any capitalist society might dispense with a +'State' . . . but it could not dispense with organised government, or a +privatised form of it, if there were people amassing money and others working +to amass it for them. The philosophy of 'anarcho-capitalism' dreamed up by the +'libertarian' New Right, has nothing to do with Anarchism as known by the +Anarchist movement proper. It is a lie . . . Patently unbridled capitalism . . +. needs some force at its disposal to maintain class privileges, either form +the State itself or from private armies. What they believe in is in fact a +limited State -- that us, one in which the State has one function, to protect +the ruling class, does not interfere with exploitation, and comes as cheap as +possible for the ruling class. The idea also serves another purpose . . . a +moral justification for bourgeois consciences in avoiding taxes without +feeling guilty about it."_ [**Anarchism: Arguments For and Against**, p. 50] + +For anarchists, this need of capitalism for some kind of state is +unsurprising. For _"Anarchy without socialism seems equally as impossible to +us [as socialism without anarchy], for in such a case it could not be other +than the domination of the strongest, and would therefore set in motion right +away the organisation and consolidation of this domination; that is to the +constitution of government."_ [Errico Malatesta, **Life and Ideas**, p. 148] +Because of this, the "anarcho"-capitalist rejection of anarchist ideas on +capitalist property economics and the need for equality, they cannot be +considered anarchists or part of the anarchist tradition. + +Thus anarchism is far more than the common dictionary definition of "no +government" -- it also entails being against all forms of **archy**, including +those generated by capitalist property. This is clear from the roots of the +word "anarchy." As we noted in [section A.1](secA1.html), the word anarchy +means "no rulers" or "contrary to authority." As Rothbard himself +acknowledges, the property owner is the ruler of their property and, +therefore, those who use it. For this reason "anarcho"-capitalism cannot be +considered as a form of anarchism -- a real anarchist must logically oppose +the authority of the property owner along with that of the state. As +"anarcho"-capitalism does not explicitly (or implicitly, for that matter) call +for economic arrangements that will end wage labour and usury it cannot be +considered anarchist or part of the anarchist tradition. + +Political theories should be identified by their actual features and history +rather than labels. Once we recognise that, we soon find out that +"anarcho"-capitalism is an oxymoron. Anarchists and "anarcho"-capitalists are +not part of the same movement or tradition. Their ideas and aims are in direct +opposition to those of all kinds of anarchists. + +While anarchists have always opposed capitalism, "anarcho"-capitalists have +embraced it. And due to this embrace their "anarchy" will be marked by +extensive differences in wealth and power, differences that will show +themselves up in relationships based upon subordination and hierarchy (such as +wage labour), **not** freedom (little wonder that Proudhon argued that +_"property is despotism"_ \-- it creates authoritarian and hierarchical +relationships between people in a similar way to statism). + +Their support for "free market" capitalism ignores the impact of wealth and +power on the nature and outcome of individual decisions within the market (see +sections [2](append132.html) and [3](append133.html) for further discussion). +For example, as we indicate in sections [J.5.10](secJ5.html#secj510), +[J.5.11](secJ5.html#secj511) and [J.5.12](secJ5.html#secj512), wage labour is +less efficient than self-management in production but due to the structure and +dynamics of the capitalist market, "market forces" will actively discourage +self-management due to its empowering nature for workers. In other words, a +developed capitalist market will promote hierarchy and unfreedom in production +in spite of its effects on individual workers and their wants (see also +[section 10.2](append1310.html#secf102)). Thus "free market" capitalism tends +to re-enforce inequalities of wealth and power, **not** eliminate them. + +Furthermore, any such system of (economic and social) power will require +extensive force to maintain it and the "anarcho"-capitalist system of +competing "defence firms" will simply be a new state, enforcing capitalist +power, property rights and law. + +Overall, the lack of concern for meaningful freedom within production and the +effects of vast differences in power and wealth within society as a whole +makes "anarcho"-capitalism little better than "anarchism for the rich." Emma +Goldman recognised this when she argued that _"'Rugged individualism' has +meant all the 'individualism' for the masters . . . in whose name political +tyranny and social oppression are defended and held up as virtues while every +aspiration and attempt of man to gain freedom . . . is denounced as . . . evil +in the name of that same individualism."_ [**Red Emma Speaks**, p. 112] And, +as such, is no anarchism at all. + +So, unlike anarchists, "anarcho"-capitalists do not seek the _"abolition of +the proletariat"_ (to use Proudhon's expression) via changing capitalist +property rights and institutions. Thus the "anarcho"-capitalist and the +anarchist have different starting positions and opposite ends in mind and so +they cannot be considered part of the same (anarchist) tradition. As we +discuss further in later sections, the "anarcho"-capitalist claims to being +anarchists are bogus simply because they reject so much of the anarchist +tradition as to make what they do accept non-anarchist in theory and practice. +Little wonder Peter Marshall said that _"few anarchists would accept the +'anarcho-capitalists' into the anarchist camp since they do not share a +concern for economic equality and social justice."_ [**Demanding the +Impossible**, p. 565] + +## 1.1 Why is the failure to renounce hierarchy the Achilles Heel of right- +wing libertarianism + +Any capitalist system will produce vast differences in economic (and social) +wealth and power. As we argue in [section 3.1](append133.html#secf31), such +differences will reflect themselves in the market and any "free" contracts +agreed there will create hierarchical relationships. Thus capitalism is marked +by hierarchy (see [section B.1.2](secB1.html#secb12)) and, unsurprisingly, +right-libertarians and "anarcho"-capitalists fail to oppose such "free market" +generated hierarchy. + +Both groups approve of it in the capitalist workplace or rented accommodation +and the right-Libertarians also approve of it in a 'minimal' state to protect +private property ("anarcho"-capitalists, in contrast, approve of the use of +private defence firms to protect property). But the failure of these two +movements to renounce hierarchy is their weakest point. For anti- +authoritarianism has sunk deep roots into the modern psyche, as a legacy of +the sixties. + +Many people who do not even know what anarchism is have been profoundly +affected by the personal liberation and counterculture movements of the past +thirty years, epitomised by the popular bumper sticker, _"Question +Authority."_ As a result, society now tolerates much more choice than ever +before in matters of religion, sexuality, art, music, clothing, and other +components of lifestyle. We need only recall the conservatism that reigned in +such areas during the fifties to see that the idea of liberty has made +tremendous advances in just a few decades. + +Although this liberatory impulse has so far been confined almost entirely to +the personal and cultural realms, it may yet be capable of spilling over and +affecting economic and political institutions, provided it continues to grow. +The Right is well aware of this, as seen in its ongoing campaigns for "family +values," school prayer, suppression of women's rights, fundamentalist +Christianity, sexual abstinence before marriage, and other attempts to revive +the Ozzie-and-Harriet mindset of the Good Old Days. This is where the efforts +of "cultural anarchists" -- artists, musicians, poets, and others -- are +important in keeping alive the ideal of personal freedom and resistance to +authority as a necessary foundation for economic and political restructuring. + +Indeed, the libertarian right (as a whole) support restrictions on freedom +**as long as its not the state that is doing it**! Their support for +capitalism means that they have no problem with bosses dictating what workers +do during working hours (nor outside working hours, if the job requires +employees to take drug tests or not be gay in order to keep it). If a private +landlord or company decrees a mandatory rule or mode of living, workers/tenets +must "love it or leave it!" Of course, that the same argument also applies to +state laws is one hotly denied by right-Libertarians -- a definite case of not +seeing the wood for the trees (see [section 2.3](append132.html#secf23)). + +Of course, the "anarcho"-capitalist will argue, workers and tenants can find a +more liberal boss or landlord. This, however, ignores two key facts. Firstly, +being able to move to a more liberal state hardly makes state laws less +offensive (as they themselves will be the first to point out). Secondly, +looking for a new job or home is not that easy. Just a moving to a new state +can involve drastic upheavals, so change changing jobs and homes. Moreover, +the job market is usually a buyers market (it has to be in capitalism, +otherwise profits are squeezed -- see sections [C.7](secC7.html) and +[10.2](append1310.html#secf102)) and this means that workers are not usually +in a position (unless they organise) to demand increased liberties at work. + +It seems somewhat ironic, to say the least, that right-libertarians place +rights of property over the rights of self-ownership, even though (according +to their ideology) self-ownership is the foundational right from which +property rights are derived. Thus in right-libertarianism the rights of +property owners to discriminate and govern the property-less are more +important than the freedom from discrimination (i.e. to be yourself) or the +freedom to govern oneself at all times. + +So, when it boils down to it, right-libertarians are not really bothered about +restrictions on liberty and, indeed, they will defend private restrictions on +liberty with all their might. This may seem a strange position for self- +proclaimed "libertarians" to take, but it flows naturally from their +definition of freedom (see [section 2](append132.html) for a full discussion +of this). but by not attacking hierarchy beyond certain forms of statism, the +'libertarian' right fundamentally undermines its claim to be libertarian. +Freedom cannot be compartmentalised, but is holistic. The denial of liberty +in, say, the workplace, quickly results in its being denied elsewhere in +society (due to the impact of the inequalities it would produce) , just as the +degrading effects of wage labour and the hierarchies with which is it bound up +are felt by the worker outside work. + +Neither the Libertarian Party nor so-called "anarcho"-capitalism is +**genuinely** anti-authoritarian, as those who are truly dedicated to liberty +must be. + +## 1.2 How libertarian is right-Libertarian theory? + +The short answer is, not very. Liberty not only implies but also requires +independent, critical thought (indeed, anarchists would argue that critical +thought requires free development and evolution and that it is precisely +**this** which capitalist hierarchy crushes). For anarchists a libertarian +theory, if it is to be worthy of the name, must be based upon critical thought +and reflect the key aspect that characterises life - change and the ability to +evolve. To hold up dogma and base "theory" upon assumptions (as opposed to +facts) is the opposite of a libertarian frame of mind. A libertarian theory +must be based upon reality and recognise the need for change and the existence +of change. Unfortunately, right-Libertarianism is marked more by ideology than +critical analysis. + +Right-Libertarianism is characterised by a strong tendency of creating +theories based upon assumptions and deductions from these axioms (for a +discussion on the pre-scientific nature of this methodology and of its +dangers, see the [next section](append131.html#secf13)). Robert Nozick, for +example, in **Anarchy, State, and Utopia** makes no attempt to provide a +justification of the property rights his whole theory is based upon. His main +assumption is that _"[i]ndividuals have rights, and there are certain things +no person or group may do to them (without violating their rights)."_ +[**Anarchy, State and Utopia**, p. ix] While this does have its intuitive +appeal, it is not much to base a political ideology upon. After all, what +rights people consider as valid can be pretty subjective and have constantly +evolved during history. To say that "individuals have rights" is to open up +the question "what rights?" Indeed, as we argue in greater length in [section +2](append132.html), such a rights based system as Nozick desires can and does +lead to situations developing in which people "consent" to be exploited and +oppressed and that, intuitively, many people consider supporting the +"violation" of these "certain rights" (by creating other ones) simply because +of their evil consequences. + +In other words, starting from the assumption "people have [certain] rights" +Nozick constructs a theory which, when faced with the reality of unfreedom and +domination it would create for the many, justifies this unfreedom as an +expression of liberty. In other words, regardless of the outcome, the initial +assumptions are what matter. Nozick's intuitive rights system can lead to some +very non-intuitive outcomes. + +And does Nozick prove the theory of property rights he assumes? He states that +_"we shall not formulate [it] here."_ [**Op. Cit.**, p. 150] Moreover, it is +not formulated anywhere else in his book. And if it is not formulated, what is +there to defend? Surely this means that his Libertarianism is without +foundations? As Jonathan Wolff notes, Nozick's _"Libertarian property rights +remain substantially undefended."_ [**Robert Nozick: Property, Justice and the +Minimal State**, p. 117] Given that the right to acquire property is critical +to his whole theory you would think it important enough to go into in some +detail (or at least document). After all, unless he provides us with a firm +basis for property rights then his entitlement theory is nonsense as no one +has the right to (private) property. + +It could be argued that Nozick **does** present enough information to allow us +to piece together a possible argument in favour of property rights based on +his modification of the _"Lockean Proviso"_ (although he does not point us to +these arguments). However, assuming this is the case, such a defence actually +fails (see [ section B.3.4](secB3.html#secb34) for more on this). If +individuals **do** have rights, these rights do not include property rights in +the form Nozick assumes (but does not prove). Nozick appears initially +convincing because what he assumes with regards to property is a normal +feature of the society we are in (we would be forgiven when we note here that +feeble arguments pass for convincing when they are on the same side as the +prevailing sentiment). + +Similarly, both Murray Rothbard and Ayn Rand (who is infamous for repeating +_"A is A"_ ad infinitum) do the same - base their ideologies on assumptions +(see [section 11](append1311.html) for more on this). + +Therefore, we see that most of the leading right-Libertarian ideologues base +themselves on assumptions about what "Man" is or the rights they should have +(usually in the form that people have (certain) rights because they are +people). From these theorems and assumptions they build their respective +ideologies, using logic to deduce the conclusions that their assumptions +imply. Such a methodology is unscientific and, indeed, a relic of religious +(pre-scientific) society (see [next section](append131.html#secf13)) but, more +importantly, can have negative effects on maximising liberty. This is because +this "methodology" has distinct problems. Murray Bookchin argues: + +> _"Conventional reason rests on identity, not change; its fundamental +principle is that **A equals A,** the famous 'principle of identity,' which +means that any given phenomenon can be only itself and cannot be other than +what we immediately perceive it to be at a given moment in time. It does not +address the problem of change. A human being is an infant at one time, a child +at another, an adolescent at still another, and finally a youth and an adult. +When we analyse an infant by means of conventional reason, we are not +exploring what it is **becoming** in the process of developing into a child."_ +[_"A Philosophical Naturalism"_, **Society and Nature** No.2, p. 64] + +In other words, right-Libertarian theory is based upon ignoring the +fundamental aspect of life - namely **change** and **evolution.** Perhaps it +will be argued that identity also accounts for change by including +potentiality -- which means, that we have the strange situation that A can +**potentially** be A! If A is not actually A, but only has the potential to be +A, then A is not A. Thus to include change is to acknowledge that A does not +equal A -- that individuals and humanity evolves and so what constitutes A +also changes. To maintain identity and then to deny it seems strange. + +That change is far from the "A is A" mentality can be seen from Murray +Rothbard who goes so far as to state that _"one of the notable attributes of +natural law"_ is _"its applicability to all men [sic!], regardless of time or +place. Thus ethical law takes its place alongside physical or 'scientific' +natural laws."_ [**The Ethics of Liberty**, p. 42] Apparently the "nature of +man" is the only living thing in nature that does not evolve or change! Of +course, it could be argued that by "natural law" Rothbard is only referring to +his method of deducing his (and, we stress, they are just his -- not natural) +"ethical laws" -- but his methodology starts by assuming certain things about +"man." Whether these assumptions seem far or not is besides the point, by +using the term "natural law" Rothbard is arguing that any actions that violate +**his** ethical laws are somehow "against nature" (but if they were against +nature, they could not occur \-- see [section 11](append137.html) for more on +this). Deductions from assumptions is a Procrustean bed for humanity (as +Rothbard's ideology shows). + +So, as can be seen, many leading right-Libertarians place great store by the +axiom "A is A" or that "man" has certain rights simply because "he" is a +"man". And as Bookchin points out, such conventional reason _"doubtless plays +an indispensable role in mathematical thinking and mathematical sciences . . . +and in the nuts-and-bolts of dealing with everyday life"_ and so is essential +to _"understand or design mechanical entities."_ [**Ibid.**, p.67] But the +question arises, is such reason useful when considering people and other forms +of life? + +Mechanical entities are but one (small) aspect of human life. Unfortunately +for right-Libertarians (and fortunately for the rest of humanity), human +beings are **not** mechanical entities but instead are living, breathing, +feeling, hoping, dreaming, **changing** living organisms. They are not +mechanical entities and any theory that uses reason based on such (non-living) +entities will flounder when faced with living ones. In other words, right- +Libertarian theory treats people as the capitalist system tries to -- namely +as commodities, as things. Instead of human beings, whose ideas, ideals and +ethics change, develop and grow, capitalism and capitalist ideologues try to +reduce human life to the level of corn or iron (by emphasising the unchanging +"nature" of man and their starting assumptions/rights). + +This can be seen from their support for wage labour, the reduction of human +activity to a commodity on the market. While paying lip service to liberty and +life, right-libertarianism justifies the commodification of labour and life, +which within a system of capitalist property rights can result in the treating +of people as means to an end as opposed to an end in themselves (see sections +[2](append132.html) and [3.1](append133.html#secf31)). + +And as Bookchin points out, _"in an age of sharply conflicting values and +emotionally charges ideals, such a way of reasoning is often repellent. +Dogmatism, authoritarianism, and fear seem all-pervasive."_ [**Ibid.**, p. 68] +Right-Libertarianism provides more than enough evidence for Bookchin's summary +with its support for authoritarian social relationships, hierarchy and even +slavery (see [section 2](append132.html)). + +This mechanical viewpoint is also reflected in their lack of appreciation that +social institutions and relationships evolve over time and, sometimes, +fundamentally change. This can best be seen from property. Right-libertarians +fail to see that over time (in the words of Proudhon) property _"changed its +nature."_ Originally, _"the word **property** was synonymous with . . . +**individual possession**"_ but it became more _"complex"_ and turned into +**private property** \-- _"the right to use it by his neighbour's labour."_ +The changing of use-rights to (capitalist) property rights created relations +of domination and exploitation between people absent before. For the right- +Libertarian, both the tools of the self-employed artisan and the capital of a +transnational corporation are both forms of "property" and (so) basically +identical. In practice, of course, the social relations they create and the +impact they have on society are totally different. Thus the mechanical mind- +set of right-Libertarianism fails to understand how institutions, like +property, evolve and come to replace whatever freedom enhancing features they +had with oppression (indeed, von Mises argued that _"[t]here may possibly be a +difference of opinion about whether a particular institution is socially +beneficial or harmful. But once it has been judged [by whom, we ask] +beneficial, one can no longer contend that, for some inexplicable reason, it +must be condemned as immoral"_ [**Liberalism**, p. 34] So much for evolution +and change!). + +Anarchism, in contrast, is based upon the importance of critical thought +informed by an awareness that life is in a constant process of change. This +means that our ideas on human society must be informed by the facts, not by +what we wish was true. For Bookchin, an evaluation of conventional wisdom (as +expressed in _"the law of identity"_) is essential and its conclusions have +_"enormous importance for how we behave as ethical beings, the nature of +nature, and our place in the natural world. Moreover. . . these issues +directly affect the kind of society, sensibility, and lifeways we wish to +foster."_ [Bookchin, **Op. Cit.**, p. 69-70] + +Bookchin is correct. While anarchists oppose hierarchy in the name of liberty, +right-libertarians support authority and hierarchy, all of which deny freedom +and restrict individual development. This is unsurprising because the right- +libertarian ideology rejects change and critical thought based upon the +scientific method and so is fundamentally **anti-life** in its assumptions and +**anti-human** in its method. Far from being a libertarian set of ideas, +right-Libertarianism is a mechanical set of dogmas that deny the fundamental +nature of life (namely change) and of individuality (namely critical thought +and freedom). Moreover, in practice their system of (capitalist) rights would +soon result in extensive restrictions on liberty and authoritarian social +relationships (see sections [2](append132.html) and [3](append133.html)) -- a +strange result of a theory proclaiming itself "libertarian" but one consistent +with its methodology. + +From a wider viewpoint, such a rejection of liberty by right-libertarians is +unsurprising. They do, after all, support capitalism. Capitalism produces an +inverted set of ethics, one in which capital (dead labour) is more important +that people (living labour). After all, workers are usually easier to replace +than investments in capital and the person who owns capital commands the +person who "only" owns his life and productive abilities. And as Oscar Wilde +once noted, crimes against property _"are the crimes that the English law, +valuing what a man has more than what a man is, punishes with the harshest and +most horrible severity."_ [**The Soul of Man Under Socialism**] + +This mentality is reflected in right-libertarianism when it claims that +stealing food is a crime while starving to death (due to the action of market +forces/power and property rights) is no infringement of your rights (see +[section 4.2](append134.html#secf42) for a similar argument with regards to +water). It can also be seen when right-libertarian's claim that the taxation +_"of earnings from labour"_ (e.g. of one dollar from a millionaire) is _"**on +a par with** forced labour"_ [Nozick, **Op. Cit.**, p. 169] while working in a +sweatshop for 14 hours a day (enriching said millionaire) does not affect your +liberty as you "consent" to it due to market forces (although, of course, many +rich people have earned their money **without** labouring themselves -- their +earnings derive from the wage labour of others so would taxing those, non- +labour, earnings be "forced labour"?) Interestingly, the Individualist +Anarchist Ben Tucker argued that an income tax was _"a recognition of the fact +that industrial freedom and equality of opportunity no longer exist here [in +the USA in the 1890s] even in the imperfect state in which they once did +exist"_ [quoted by James Martin, **Men Against the State**, p. 263] which +suggests a somewhat different viewpoint on this matter than Nozick or +Rothbard. + +That capitalism produces an inverted set of ethics can be seen when the Ford +produced the Pinto. The Pinto had a flaw in it which meant that if it was hit +in a certain way in a crash the fuel tank exploded. The Ford company decided +it was more "economically viable" to produce that car and pay damages to those +who were injured or the relatives of those who died than pay to change the +invested capital. The needs for the owners of capital to make a profit came +before the needs of the living. Similarly, bosses often hire people to perform +unsafe work in dangerous conditions and fire them if they protest. Right- +libertarian ideology is the philosophical equivalent. Its dogma is "capital" +and it comes before life (i.e. "labour"). + +As Bakunin once put it, _"you will always find the idealists in the very act +of practical materialism, while you will see the materialists pursuing and +realising the most grandly ideal aspirations and thoughts."_ [**God and the +State**, p. 49] Hence we see right "libertarians" supporting sweat shops and +opposing taxation -- for, in the end, money (and the power that goes with it) +counts far more in that ideology than ideals such as liberty, individual +dignity, empowering, creative and productive work and so forth for all. The +central flaw of right-libertarianism is that it does not recognise that the +workings of the capitalist market can easily ensure that the majority end up +becoming a resource for others in ways far worse than that associated with +taxation. The legal rights of self-ownership supported by right-libertarians +does not mean that people have the ability to avoid what is in effect +enslavement to another (see sections [2](append132.html) and +[3](append133.html)). + +Right-Libertarian theory is not based upon a libertarian methodology or +perspective and so it is hardly surprising it results in support for +authoritarian social relationships and, indeed, slavery (see [section +2.6](append132.html#secf26)). + +## 1.3 Is right-Libertarian theory scientific in nature? + +Usually, no. The scientific approach is **inductive,** much of the right- +libertarian approach is **deductive.** The first draws generalisations from +the data, the second applies preconceived generalisations to the data. A +completely deductive approach is pre-scientific, however, which is why many +right-Libertarians cannot legitimately claim to use a scientific method. +Deduction does occur in science, but the generalisations are primarily based +on other data, not _a priori_ assumptions, and are checked against data to see +if they are accurate. Anarchists tend to fall into the inductive camp, as +Kropotkin put it: + +> _"Precisely this natural-scientific method applied to economic facts, +enables us to prove that the so-called 'laws' of middle-class sociology, +including also their political economy, are not laws at all, but simply +guesses, or mere assertions which have never been verified at all."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 153] + +The idea that natural-scientific methods can be applied to economic and social +life is one that many right-libertarians reject. Instead they favour the +deductive (pre-scientific) approach (this we must note is not limited purely +to Austrian economists, many more mainstream capitalist economists also +embrace deduction over induction). + +The tendency for right-Libertarianism to fall into dogmatism (or _a priori_ +theorems, as they call it) and its implications can best be seen from the work +of Ludwig von Mises and other economists from the right-Libertarian "Austrian +school." Of course, not all right-libertarians necessarily subscribe to this +approach (Murray Rothbard for one did) but its use by so many leading lights +of both schools of thought is significant and worthy of comment. And as we are +concentrating on **methodology** it is not essential to discuss the starting +assumptions. The assumptions (such as, to use Rothbard's words, the Austrian's +_"fundamental axiom that individual human beings act"_) may be correct, +incorrect or incomplete -- but the method of using them advocated by von Mises +ensures that such considerations are irrelevant. + +Von Mises (a leading member of the Austrian school of economics) begins by +noting that social and economic theory _"is not derived from experience; it is +prior to experience..."_ Which is back to front. It is obvious that experience +of capitalism is necessary in order to develop a viable theory about how it +works. Without the experience, any theory is just a flight of fantasy. The +actual specific theory we develop is therefore derived from experience, +informed by it and will have to get checked against reality to see if it is +viable. This is the scientific method - any theory must be checked against the +facts. However, von Mises goes on to argue at length that _"no kind of +experience can ever force us to discard or modify **a priori** theorems; they +are logically prior to it and cannot be either proved by corroborative +experience or disproved by experience to the contrary . . ."_ + +And if this does not do justice to a full exposition of the phantasmagoria of +von Mises' _a priorism_, the reader may take some joy (or horror) from the +following statement: + +> _"If a contradiction appears between a theory and experience, **we must +always assume** that a condition pre-supposed by the theory was not present, +or else there is some error in our observation. The disagreement between the +theory and the facts of experience frequently forces us to think through the +problems of the theory again. **But so long as a rethinking of the theory +uncovers no errors in our thinking, we are not entitled to doubt its truth**"_ +[emphasis added -- the quotes presented here are cited in **Ideology and +Method in Economics** by Homa Katouzian, pp. 39-40] + +In other words, if reality is in conflict with your ideas, do not adjust your +views because reality must be at fault! The scientific method would be to +revise the theory in light of the facts. It is not scientific to reject the +facts in light of the theory! This anti-scientific perspective is at the heart +of his economics as experience _"can never . . . prove or disprove any +particular theorem"_: + +> _ "What assigns economics to its peculiar and unique position in the orbit +of pure knowledge and of the practical utilisation of knowledge is the fact +that its particular theorems are not open to any verification or falsification +on the grounds of experience . . .. . . The ultimate yardstick of an economic +theorem's correctness or incorrectness is solely reason unaided by +experience."_ [**Human Action**, p. 858] + +Von Mises rejects the scientific approach as do all Austrian Economists. +Murray Rothbard states approvingly that _"Mises indeed held not only that +economic theory does not need to be 'tested' by historical fact but also that +it **cannot** be so tested."_ [_"Praxeology: The Methodology of Austrian +Economics"_ in **The Foundation of Modern Austrian Economics**, p. 32] +Similarly, von Hayek wrote that economic theories can _"never be verified or +falsified by reference to facts. All that we can and must verify is the +presence of our assumptions in the particular case."_ [**Individualism and +Economic Order**, p. 73] + +This may seen somewhat strange to non-Austrians. How can we ignore reality +when deciding whether a theory is a good one or not? If we cannot evaluate our +ideas, how can we consider them anything bar dogma? The Austrian's maintain +that we cannot use historical evidence because every historical situation is +unique. Thus we cannot use _"complex heterogeneous historical facts as if they +were repeatable homogeneous facts"_ like those in a scientist's experiment +[Rothbard, **Op. Cit.**, p. 33]. While such a position **does** have an +element of truth about it, the extreme _a priorism_ that is drawn from this +element is radically false (just as extreme empiricism is also false, but for +different reasons). + +Those who hold such a position ensure that their ideas cannot be evaluated +beyond logical analysis. As Rothbard makes clear, _"since praxeology begins +with a true axiom, A, all that can be deduced from this axiom must also be +true. For if A implies be, and A is true, then B must also be true."_ [**Op. +Cit.**, pp. 19-20] But such an approach makes the search for truth a game +without rules. The Austrian economists (and other right-libertarians) who use +this method are free to theorise anything they want, without such irritating +constrictions as facts, statistics, data, history or experimental +confirmation. Their only guide is logic. But this is no different from what +religions do when they assert the logical existence of God. Theories +ungrounded in facts and data are easily spun into any belief a person wants. +Starting assumptions and trains of logic may contain inaccuracies so small as +to be undetectable, yet will yield entirely false conclusions. + +In addition, trains of logic may miss things which are only brought to light +by actual experiences (after all, the human mind is not all knowing or all +seeing). To ignore actual experience is to loose that input when evaluating a +theory. Hence our comments on the irrelevance of the assumptions used -- the +methodology is such that incomplete or incorrect assumptions or steps cannot +be identified in light of experience. This is because one way of discovering +if a given chain of logic requires checking is to test its conclusions against +available evidence (although von Mises did argue that the _"ultimate +yardstick"_ was _"solely reason unaided by experience"_). If we **do** take +experience into account and rethink a given theory in the light of +contradictory evidence, the problem remains that a given logical chain may be +correct, but incomplete or concentrate on or stress inappropriate factors. In +other words, our logical deductions may be correct but our starting place or +steps wrong and as the facts are to be rejected in the light of the deductive +method, we cannot revise our ideas. + +Indeed, this approach could result in discarding (certain forms of) human +behaviour as irrelevant (which the Austrian system claims using empirical +evidence does). For there are too many variables that can have an influence +upon individual acts to yield conclusive results explaining human behaviour. +Indeed, the deductive approach may ignore as irrelevant certain human +motivations which have a decisive impact on an outcome. There could be a +strong tendency to project "right-libertarian person" onto the rest of society +and history, for example, and draw inappropriate insights into the way human +society works or has worked. This can be seen, for example, in attempts to +claim pre-capitalist societies as examples of "anarcho"-capitalism in action. + +Moreover, deductive reasoning cannot indicate the relative significance of +assumptions or theoretical factors. That requires empirical study. It could be +that a factor considered important in the theory actually turns out to have +little effect in practice and so the derived axioms are so weak as to be +seriously misleading. + +In such a purely ideal realm, observation and experience are distrusted (when +not ignored) and instead theory is the lodestone. Given the bias of most +theorists in this tradition, it is unsurprising that this style of economics +can always be trusted to produce results proving free markets to be the finest +principle of social organisation. And, as an added bonus, reality can be +ignored as it is **never** "pure" enough according to the assumptions required +by the theory. It could be argued, because of this, that many right- +libertarians insulate their theories from criticism by refusing to test them +or acknowledge the results of such testing (indeed, it could also be argued +that much of right-libertarianism is more a religion than a political theory +as it is set-up in such a way that it is either true or false, with this being +determined not by evaluating facts but by whether you accept the assumptions +and logical chains presented with them). + +Strangely enough, while dismissing the "testability" of theories many right- +Libertarians (including Murray Rothbard) **do** investigate historical +situations and claim them as examples of how well their ideas work in +practice. But why does historical fact suddenly become useful when it can be +used to bolster the right-Libertarian argument? Any such example is just as +"complex" as any other and the good results indicated may not be accountable +to the assumptions and steps of the theory but to other factors totally +ignored by it. If economic (or other) theory is untestable then **no** +conclusions can be drawn from history, including claims for the superiority of +laissez-faire capitalism. You cannot have it both ways \-- although we doubt +that right-libertarians will stop using history as evidence that their ideas +work. + +Perhaps the Austrian desire to investigate history is not so strange after +all. Clashes with reality make a-priori deductive systems implode as the +falsifications run back up the deductive changes to shatter the structure +built upon the original axioms. Thus the desire to find **some** example which +proves their ideology must be tremendous. However, the deductive a-priori +methodology makes them unwilling to admit to being mistaken -- hence their +attempts to downplay examples which refute their dogmas. Thus we have the +desire for historical examples while at the same time they have extensive +ideological justifications that ensure reality only enters their world-view +when it agrees with them. In practice, the latter wins as real-life refuses to +be boxed into their dogmas and deductions. + +Of course it is sometimes argued that it is **complex** data that is the +problem. Let use assume that this is the case. It is argued that when dealing +with complex information it is impossible to use aggregate data without first +having more simple assumptions (i.e. that "humans act"). Due to the complexity +of the situation, it is argued, it is impossible to aggregate data because +this hides the individual activities that creates it. Thus "complex" data +cannot be used to invalidate assumptions or theories. Hence, according to +Austrians, the axioms derived from the "simple fact" that "humans act" are the +only basis for thinking about the economy. + +Such a position is false in two ways. + +Firstly, the aggregation of data **does** allow us to understand complex +systems. If we look at a chair, we cannot find out whether it is comfortable, +its colour, whether it is soft or hard by looking at the atoms that make it +up. To suggest that you can is to imply the existence of green, soft, +comfortable atoms. Similarly with gases. They are composed to countless +individual atoms but scientists do not study them by looking at those atoms +and their actions. Within limits, this is also valid for human action. For +example, it would be crazy to maintain from historical data that interest +rates will be a certain percentage a week but it is valid to maintain that +interest rates are known to be related to certain variables in certain ways. +Or that certain experiences will tend to result in certain forms of +psychological damage. General tendencies and "rules of thumb" can be evolved +from such study and these can be used to **guide** current practice and +theory. By aggregating data you can produce valid information, rules of thumb, +theories and evidence which would be lost if you concentrated on "simple data" +(such as "humans act"). Therefore, empirical study produces facts which vary +across time and place, and yet underlying and important patterns can be +generated (patterns which can be evaluated against **new** data and improved +upon). + +Secondly, the simple actions themselves influence and are influenced in turn +by overall (complex) facts. People act in different ways in different +circumstances (something we can agree with Austrians about, although we refuse +to take it to their extreme position of rejecting empirical evidence as such). +To use simple acts to understand complex systems means to miss the fact that +these acts are not independent of their circumstances. For example, to claim +that the capitalist market is "just" the resultant of bilateral exchanges +ignores the fact that the market activity shapes the nature and form of these +bilateral exchanges. The "simple" data is dependent on the "complex" system -- +and so the complex system **cannot** be understood by looking at the simple +actions in isolation. To do so would be to draw incomplete and misleading +conclusions (and it is due to these interrelations that we argue that +aggregate data should be used critically). This is particularly important when +looking at capitalism, where the "simple" acts of exchange in the labour +market are dependent upon and shaped by circumstances outside these acts. + +So to claim that (complex) data cannot be used to evaluate a theory is false. +Data can be useful when seeing whether a theory is confirmed by reality. This +is the nature of the scientific method -- you compare the results expected by +your theory to the facts and if they do not match you check your facts **and** +check your theory. This may involve revising the assumptions, methodology and +theories you use if the evidence is such as to bring them into question. For +example, if you claim that capitalism is based on freedom but that the net +result of capitalism is to produce relations of domination between people then +it would be valid to revise, for example, your definition of freedom rather +than deny that domination restricts freedom (see [section 2](append132.html) +on this). But if actual experience is to be distrusted when evaluating theory, +we effectively place ideology above people -- after all, how the ideology +affects people in **practice** is irrelevant as experiences cannot be used to +evaluate the (logically sound but actually deeply flawed) theory. + +Moreover, there is a slight arrogance in the "Austrian" dismissal of empirical +evidence. If, as they argue, the economy is just too complex to allow us to +generalise from experience then how can one person comprehend it sufficiently +to create an economic ideology as the Austrian's suggest? Surely no one mind +(or series of minds) can produce a model which accurately reflects such a +complex system? To suggest that one can deduce a theory for an exceedingly +complex social system from the theoretical work based on an analysis technique +which deliberately ignores that reality as being unreliable seems to require a +deliberate suspension of one's reasoning faculties. Of course, it may be +argued that such a task is possible, given a small enough subset of economic +activity. However, such a process is sure to lead its practitioners astray as +the subset is not independent of the whole and, consequently, can be +influenced in ways the ideologist does not (indeed, cannot) take into account. +Simply put, even the greatest mind cannot comprehend the complexities of real +life and so empirical evidence needs to inform any theory seeking to describe +and explain it. To reject it is simply to retreat into dogmatism and ideology, +which is precisely what right-wing libertarians generally do. + +Ultimately, this dismissal of empirical evidence seems little more than self- +serving. It's utility to the ideologist is obvious. It allows them to +speculate to their hearts content, building models of the economy with no +bearing to reality. Their models and the conclusions it generates need never +be bothered with reality -- nor the effects of their dogma. Which shows its +utility to the powerful. It allows them to spout comments like "the free +market benefits all" while the rich get richer and allows them to brush aside +any one who points out such troublesome facts. + +That this position is self-serving can be seen from the fact that most right +libertarians are very selective about applying von Mises' argument. As a rule +of thumb, it is only applied when the empirical evidence goes against +capitalism. In such circumstances the fact that the current system is not a +free market will also be mentioned. However, if the evidence seems to bolster +the case for propertarianism then empirical evidence becomes all the rage. +Needless to say, the fact that we do not have a free market will be +conveniently forgotten. Depending on the needs of the moment, fundamental +facts are dropped and retrieved to bolster the ideology. + +As we indicated above (in [section 1.2](append131.html#secf12)) and will +discuss in more depth later (in [section 11](append1311.html)) most of the +leading right-Libertarian theorists base themselves on such deductive +methodologies, starting from assumptions and "logically" drawing conclusions +from them. The religious undertones of such methodology can best be seen from +the roots of right-Libertarian "Natural law" theory. + +Carole Pateman, in her analysis of Liberal contract theory, indicates the +religious nature of the "Natural Law" argument so loved by the theorists of +the "Radical Right." She notes that for Locke (the main source of the +Libertarian Right's Natural Law cult) _"natural law"_ was equivalent of +_"God's Law"_ and that _"God's law exists externally to and independently of +individuals."_ [**The Problem of Political Obligation**, p. 154] No role for +critical thought there, only obedience. Most modern day "Natural Law" +supporters forget to mention this religious undercurrent and instead talk of +about "Nature" (or "the market") as the deity that creates Law, not God, in +order to appear "rational." So much for science. + +Such a basis in dogma and religion can hardly be a firm foundation for liberty +and indeed "Natural Law" is marked by a deep authoritarianism: + +> _"Locke's traditional view of natural law provided individual's with an +external standard which they could recognise, but which they did not +voluntarily choose to order their political life."_ [Pateman, **Op. Cit.**, p. +79] + +In [section 11](append1311.html) we discuss the authoritarian nature of +"Natural Law" and will not do so here. However, here we must point out the +political conclusions Locke draws from his ideas. In Pateman's words, Locke +believed that _"obedience lasts only as long as protection. His individuals +are able to take action themselves to remedy their political lot. . . but this +does not mean, as is often assumed, that Locke's theory gives direct support +to present-day arguments for a right of civil disobedience. . . His theory +allows for two alternatives only: either people go peacefully about their +daily affairs under the protection of a liberal, constitutional government, or +they are in revolt against a government which has ceased to be 'liberal' and +has become arbitrary and tyrannical, so forfeiting its right to obedience."_ +[**Op. Cit.**, p. 77] + +Locke's "rebellion" exists purely to reform a **new** 'liberal' government, +not to change the existing socio-economic structure which the 'liberal' +government exists to protect. His theory, therefore, indicates the results of +a priorism, namely a denial of any form of social dissent which may change the +"natural law" as defined by Locke. This perspective can be found in Rothbard +who lambasted the individualist anarchists for arguing that juries should +judge the law as well as the facts. For Rothbard, the law would be drawn up by +jurists and lawyers, not ordinary people (see [section +1.4](append131.html#secf14) for details). The idea that those subject to laws +should have a say in forming them is rejected in favour of elite rule. As von +Mises put it: + +> _ "The flowering of human society depends on two factors: the intellectual +power of outstanding men to conceive sound social and economic theories, and +the ability of these or other men to make these ideologies palatable to the +majority."_ [**Human Action**, p. 864] + +Yet such a task would require massive propaganda work and would only, +ultimately, succeed by removing the majority from any say in the running of +society. Once that is done then we have to believe that the ruling elite will +be altruistic in the extreme and not abuse their position to create laws and +processes which defended what **they** thought was "legitimate" property, +property rights and what constitutes "aggression." Which, ironically, +contradicts the key capitalist notion that people are driven by self-gain. The +obvious conclusion from such argument is that any right-libertarian regime +would have to exclude change. If people can change the regime they are under +they may change it in ways that right libertarian's do not support. The +provision for ending amendments to the regime or the law would effectively ban +most opposition groups or parties as, by definition, they could do nothing +once in office (for minimal state "libertarians") or in the market for +"defence" agencies (for "anarcho"-capitalists). How this differs from a +dictatorship is hard to say -- after all, most dictatorships have +parliamentary bodies which have no power but which can talk a lot. Perhaps the +knowledge that it is **private** police enforcing **private** power will make +those subject to the regime maximise their utility by keeping quiet and not +protesting. Given this, von Mises' praise for fascism in the 1920s may be less +contradictory than it first appears (see [section 6.5](append136.html#secf65)) +as it successfully "deterred democracy" by crushing the labour, socialist and +anarchist movements across the world. + +So, von Mises, von Hayek and most right-libertarians reject the scientific +method in favour of ideological correctness -- if the facts contradict your +theory then they can be dismissed as too "complex" or "unique". Facts, +however, should inform theory and any theory's methodology should take this +into account. To dismiss facts out of hand is to promote dogma. This is not to +suggest that a theory should be modified very time new data comes along -- +that would be crazy as unique situations **do** exist, data can be wrong and +so forth -- but it does suggest that if your theory **continually** comes into +conflict with reality, its time to rethink the theory and not assume that +facts cannot invalidate it. A true libertarian would approach a contradiction +between reality and theory by evaluating the facts available and changing the +theory is this is required, not by ignoring reality or dismissing it as +"complex". + +Thus, much of right-Libertarian theory is neither libertarian nor scientific. +Much of right-libertarian thought is highly axiomatic, being logically deduced +from such starting axioms as _"self-ownership"_ or _"no one should initiate +force against another"_. Hence the importance of our discussion of von Mises +as this indicates the dangers of this approach, namely the tendency to +ignore/dismiss the consequences of these logical chains and, indeed, to +justify them in terms of these axioms rather than from the facts. In addition, +the methodology used is such as that it would be fair to argue that right- +libertarians get to critique reality but reality can never be used to critique +right-libertarianism -- for any empirical data presented as evidence as be +dismissed as "too complex" or "unique" and so irrelevant (unless it can be +used to support their claims, of course). + +Hence W. Duncan Reekie's argument (quoting leading Austrian economist Israel +Kirzner) that _"empirical work 'has the function of establishing the +**applicability** of particular theorems, and thus **illustrating** their +operation' . . . Confirmation of theory is not possible because there is no +constants in human action, nor is it necessary because theorems themselves +describe relationships logically developed from hypothesised conditions. +Failure of a logically derived axiom to fit the facts does not render it +invalid, rather it 'might merely indicate inapplicability' to the +circumstances of the case.'"_ [**Markets, Entrepreneurs and Liberty**, p. 31] + +So, if facts confirm your theory, your theory is right. If facts do not +confirm your theory, it is still right but just not applicable in this case! +Which has the handy side effect of ensuring that facts can **only** be used to +support the ideology, **never** to refute it (which is, according to this +perspective, impossible anyway). As Karl Popper argued, a _"theory which is +not refutable by any conceivable event is non-scientific."_ [**Conjectures and +Refutations**, p. 36] In other words (as we noted above), if reality +contradicts your theory, ignore reality! + +Kropotkin hoped _"that those who believe in [current economic doctrines] will +themselves become convinced of their error as soon as they come to see the +necessity of verifying their quantitative deductions by quantitative +investigation."_ [**Op. Cit.**, p. 178] However, the Austrian approach builds +so many barriers to this that it is doubtful that this will occur. Indeed, +right-libertarianism, with its focus on exchange rather than its consequences, +seems to be based upon justifying domination in terms of their deductions than +analysing what freedom actually means in terms of human existence (see +[section 2](append132.html) for a fuller discussion). + +The real question is why are such theories taken seriously and arouse such +interest. Why are they not simply dismissed out of hand, given their +methodology and the authoritarian conclusions they produce? The answer is, in +part, that feeble arguments can easily pass for convincing when they are on +the same side as the prevailing sentiment and social system. And, of course, +there is the utility of such theories for ruling elites - _"[a]n ideological +defence of privileges, exploitation, and private power will be welcomed, +regardless of its merits."_ [Noam Chomsky, **The Chomsky Reader**, p. 188] + +## 1.4 Is "anarcho"-capitalism a new form of individualist anarchism? + +Some "anarcho"-capitalists shy away from the term, preferring such expressions +as "market anarchist" or "individualist anarchist." This suggests that there +is some link between their ideology and that of Tucker. However, the founder +of "anarcho"-capitalism, Murray Rothbard, refused that label for, while +_"strongly tempted,"_ he could not do so because _"Spooner and Tucker have in +a sense pre-empted that name for their doctrine and that from that doctrine I +have certain differences."_ Somewhat incredibly Rothbard argued that on the +whole politically _"these differences are minor,"_ economically _"the +differences are substantial, and this means that my view of the consequences +of putting our more of less common system into practice is very far from +theirs."_ [_"The Spooner-Tucker Doctrine: An Economist's View"_, **Journal of +Libertarian Studies**, vol. 20, no. 1, p. 7] + +What an understatement! Individualist anarchists advocated an economic system +in which there would have been very little inequality of wealth and so of +power (and the accumulation of capital would have been minimal without profit, +interest and rent). Removing this social and economic basis would result in +**substantially** different political regimes. This can be seen from the fate +of Viking Iceland, where a substantially communal and anarchistic system was +destroyed from within by increasing inequality and the rise of tenant farming +(see [section 9](append139.html) for details). In other words, politics is not +isolated from economics. As David Wieck put it, Rothbard _"writes of society +as though some part of it (government) can be extracted and replaced by +another arrangement while other things go on before, and he constructs a +system of police and judicial power without any consideration of the influence +of historical and economic context."_ [_"Anarchist Justice,"_ in **Nomos +XIX**, Pennock and Chapman, eds., p. 227] + +Unsurprisingly, the political differences he highlights **are** significant, +namely _"the role of law and the jury system"_ and _"the land question."_ The +former difference relates to the fact that the individualist anarchists +_"allow[ed] each individual free-market court, and more specifically, each +free-market jury, totally free rein over judicial decision."_ This horrified +Rothbard. The reason is obvious, as it allows real people to judge the law as +well as the facts, modifying the former as society changes and evolves. For +Rothbard, the idea that ordinary people should have a say in the law is +dismissed. Rather, _"it would not be a very difficult task for Libertarian +lawyers and jurists to arrive at a rational and objective code of libertarian +legal principles and procedures."_ [**Op. Cit.**, p. 7-8] Of course, the fact +that _"lawyers"_ and _"jurists"_ may have a radically different idea of what +is just than those subject to their laws is not raised by Rothbard, never mind +answered. While Rothbard notes that juries may defend the people against the +state, the notion that they may defend the people against the authority and +power of the rich is not even raised. That is why the rich have tended to +oppose juries as well as popular assemblies. + +Unsurprisingly, the few individualist anarchists that remained pointed this +out. Laurance Labadie, the son of Tucker associate Joseph Labadie, argued in +response to Rothbard as follows: + +> _"Mere common sense would suggest that any court would be influenced by +experience; and any free-market court or judge would in the very nature of +things have some precedents guiding them in their instructions to a jury. But +since no case is exactly the same, a jury would have considerable say about +the heinousness of the offence in each case, realising that circumstances +alter cases, and prescribing penalty accordingly. This appeared to Spooner and +Tucker to be a more flexible and equitable administration of justice possible +or feasible, human beings being what they are.. . . + +> + +> "But when Mr. Rothbard quibbles about the jurisprudential ideas of Spooner +and Tucker, and at the same time upholds **presumably in his courts** the very +economic evils which are at bottom the very reason for human contention and +conflict, he would seem to be a man who chokes at a gnat while swallowing a +camel."_ [quoted by Mildred J. Loomis and Mark A. Sullivan, _"Laurance +Labadie: Keeper Of The Flame"_, pp. 116-30, **Benjamin R. Tucker and the +Champions of Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 124] + +In other words, to exclude the general population from any say in the law and +how it changes is hardly a _"minor"_ difference! Particularly if you are +proposing an economic system which is based on inequalities of wealth, power +and influence and the means of accumulating more. It is like a supporter of +the state saying that it is a _"minor"_ difference if you favour a +dictatorship rather than a democratically elected government. As Tucker +argued, _"it is precisely in the tempering of the rigidity of enforcement that +one of the chief excellences of Anarchism consists . . . under Anarchism all +rules and laws will be little more than suggestions for the guidance of +juries, and that all disputes . . . will be submitted to juries which will +judge not only the facts but the law, the justice of the law, its +applicability to the given circumstances, and the penalty or damage to be +inflicted because of its infraction . . . under Anarchism the law . . . will +be regarded as **just** in proportion to its flexibility, instead of now in +proportion to its rigidity."_ [**The Individualist Anarchists**, pp. 160-1] In +others, the law will evolve to take into account changing social circumstances +and, as a consequence, public opinion on specific events and rights. Tucker's +position is fundamentally **democratic** and evolutionary while Rothbard's is +autocratic and fossilised. + +On the land question, Rothbard opposed the individualist position of +"occupancy and use" as it _"would automatically abolish all rent payments for +land."_ Which was **precisely** why the individualist anarchists advocated it! +In a predominantly rural economy, this would result in a significant levelling +of income and social power as well as bolstering the bargaining position of +non-land workers by reducing unemployment. He bemoans that landlords cannot +charge rent on their _"justly-acquired private property"_ without noticing +that is begging the question as anarchists deny that this is _"justly- +acquired"_ land. Unsurprising, Rothbard considers _"the property theory"_ of +land ownership as John Locke's, ignoring the fact that the first self- +proclaimed anarchist book was written to refute that kind of theory. His +argument simply shows how far from anarchism his ideology is. For Rothbard, it +goes without saying that the landlord's _"freedom of contract"_ tops the +worker's freedom to control their own work and live and, of course, their +right to life. [**Op. Cit.**, p. 8 and p. 9] However, for anarchists, _"the +land is indispensable to our existence, consequently a common thing, +consequently insusceptible of appropriation."_ [Proudhon, **What is +Property?**, p. 107] + +The reason question is why Rothbard considers this a **political** difference +rather than an economic one. Unfortunately, he does not explain. Perhaps +because of the underlying **socialist** perspective behind the anarchist +position? Or perhaps the fact that feudalism and monarchism was based on the +owner of the land being its ruler suggests a political aspect to the ideology +best left unexplored? Given that the idea of grounding rulership on land +ownership receded during the Middle Ages, it may be unwise to note that under +"anarcho"-capitalism the landlord and capitalist would, likewise, be sovereign +over the land **and** those who used it? As we noted in [section +1](append131.html), this is the conclusion that Rothbard does draw. As such, +there **is** a political aspect to this difference. + +Moreover. _"the expropriation of the mass of the people from the soil forms +the basis of the capitalist mode of production."_ [Marx, **Capital**, vol. 1, +p. 934] For there are _"two ways of oppressing men: either directly by brute +force, by physical violence; or indirectly by denying them the means of life +and this reducing them to a state of surrender."_ In the second case, +government is _"an organised instrument to ensure that dominion and privilege +will be in the hands of those who . . . have cornered all the means of life, +first and foremost the land, which they make use of to keep the people in +bondage and to make them work for their benefit."_ [Malatesta, **Anarchy**, p. +21] Privatising the coercive functions of said government hardly makes much +difference. + +Of course, Rothbard is simply skimming the surface. There are two main ways +"anarcho"-capitalists differ from individualist anarchists. The first one is +the fact that the individualist anarchists are socialists. The second is on +whether equality is essential or not to anarchism. Each will be discussed in +turn. + +Unlike both Individualist (and social) anarchists, "anarcho"-capitalists +support capitalism (a "pure" free market type, which has never existed +although it has been approximated occasionally). This means that they reject +totally the ideas of anarchists with regards to property and economic +analysis. For example, like all supporters of capitalists they consider rent, +profit and interest as valid incomes. In contrast, all Anarchists consider +these as exploitation and agree with the Individualist Anarchist Benjamin +Tucker when he argued that _"**[w]hoever** contributes to production is alone +entitled. **What** has no rights that **who** is bound to respect. **What** is +a thing. **Who** is a person. Things have no claims; they exist only to be +claimed. The possession of a right cannot be predicted of dead material, but +only a living person."_[quoted by Wm. Gary Kline, **The Individualist +Anarchists**, p. 73] + +This, we must note, is the fundamental critique of the capitalist theory that +capital is productive. In and of themselves, fixed costs do not create value. +Rather value is creation depends on how investments are developed and used +once in place. Because of this the Individualist Anarchists, like other +anarchists, considered non-labour derived income as usury, unlike +"anarcho"-capitalists. Similarly, anarchists reject the notion of capitalist +property rights in favour of possession (including the full fruits of one's +labour). For example, anarchists reject private ownership of land in favour of +a "occupancy and use" regime. In this we follow Proudhon's **What is +Property?** and argue that _"property is theft"_. Rothbard, as noted, rejected +this perspective. + +As these ideas are an **essential** part of anarchist politics, they cannot be +removed without seriously damaging the rest of the theory. This can be seen +from Tucker's comments that _"**Liberty** insists. . . [on] the abolition of +the State and the abolition of usury; on no more government of man by man, and +no more exploitation of man by man."_ [cited by Eunice Schuster in **Native +American Anarchism**, p. 140]. He indicates that anarchism has specific +economic **and** political ideas, that it opposes capitalism along with the +state. Therefore anarchism was never purely a "political" concept, but always +combined an opposition to oppression with an opposition to exploitation. The +social anarchists made exactly the same point. Which means that when Tucker +argued that _"**Liberty** insists on Socialism. . . - true Socialism, +Anarchistic Socialism: the prevalence on earth of Liberty, Equality, and +Solidarity"_ he knew exactly what he was saying and meant it wholeheartedly. +[**Instead of a Book**, p. 363] + +So because "anarcho"-capitalists embrace capitalism and reject socialism, they +cannot be considered anarchists or part of the anarchist tradition. + +Which brings us nicely to the second point, namely a lack of concern for +equality. In stark contrast to anarchists of all schools, inequality is not +seen to be a problem with "anarcho"-capitalists (see [section +3](append133.html)). However, it is a truism that not all "traders" are +equally subject to the market (i.e. have the same market power). In many +cases, a few have sufficient control of resources to influence or determine +price and in such cases, all others must submit to those terms or not buy the +commodity. When the commodity is labour power, even this option is lacking -- +workers have to accept a job in order to live. As we argue in [section +10.2](append1310.html#secf102), workers are usually at a disadvantage on the +labour market when compared to capitalists, and this forces them to sell their +liberty in return for making profits for others. These profits increase +inequality in society as the property owners receive the surplus value their +workers produce. This increases inequality further, consolidating market power +and so weakens the bargaining position of workers further, ensuring that even +the freest competition possible could not eliminate class power and society +(something B. Tucker recognised as occurring with the development of trusts +within capitalism -- see [section G.4](secG4.html)). + +By removing the underlying commitment to abolish non-labour income, any +"anarchist" capitalist society would have vast differences in wealth and so +power. Instead of a government imposed monopolies in land, money and so on, +the economic power flowing from private property and capital would ensure that +the majority remained in (to use Spooner's words) _"the condition of +servants"_ (see sections [2](append132.html) and [3.1](append133.html#secf31) +for more on this). The Individualist Anarchists were aware of this danger and +so supported economic ideas that opposed usury (i.e. rent, profit and +interest) and ensured the worker the full value of her labour. While not all +of them called these ideas "socialist" it is clear that these ideas **are** +socialist in nature and in aim (similarly, not all the Individualist +Anarchists called themselves anarchists but their ideas are clearly anarchist +in nature and in aim). + +This combination of the political and economic is essential as they mutually +reinforce each other. Without the economic ideas, the political ideas would be +meaningless as inequality would make a mockery of them. As Kline notes, the +Individualist Anarchists' _"proposals were designed to establish true equality +of opportunity . . . and they expected this would result in a society without +great wealth or poverty. In the absence of monopolistic factors which would +distort competition, they expected a society largely of self-employed workmen +with no significant disparity of wealth between any of them since all would be +required to live at their own expense and not at the expense of exploited +fellow human beings."_ [**Op. Cit.**, pp. 103-4] + +Because of the evil effects of inequality on freedom, both social and +individualist anarchists desired to create an environment in which +circumstances would not drive people to sell their liberty to others at a +disadvantage. In other words, they desired an equalisation of market power by +opposing interest, rent and profit and capitalist definitions of private +property. Kline summarises this by saying _"the American [individualist] +anarchists exposed the tension existing in liberal thought between private +property and the ideal of equal access. The Individual Anarchists were, at +least, aware that existing conditions were far from ideal, that the system +itself working against the majority of individuals in their efforts to attain +its promises. Lack of capital, the means to creation and accumulation of +wealth, usually doomed a labourer to a life of exploitation. This the +anarchists knew and they abhorred such a system."_ [**Op. Cit.**, p. 102] + +And this desire for bargaining equality is reflected in their economic ideas +and by removing these underlying economic ideas of the individualist +anarchists, "anarcho"-capitalism makes a mockery of any ideas they do +appropriate. Essentially, the Individualist Anarchists agreed with Rousseau +that in order to prevent extreme inequality of fortunes you deprive people of +the means to accumulate in the first place and **not** take away wealth from +the rich. An important point which "anarcho"-capitalism fails to understand or +appreciate. + +There are, of course, overlaps between individualist anarchism and +"anarcho"-capitalism, just as there are overlaps between it and Marxism (and +social anarchism, of course). However, just as a similar analysis of +capitalism does not make individualist anarchists Marxists, so apparent +similarities between individualist anarchism does not make it a forerunner of +"anarcho"-capitalism. For example, both schools support the idea of "free +markets." Yet the question of markets is fundamentally second to the issue of +property rights for what is exchanged on the market is dependent on what is +considered legitimate property. In this, as Rothbard notes, individualist +anarchists and "anarcho"-capitalists differ and different property rights +produce different market structures and dynamics. This means that capitalism +is not the only economy with markets and so support for markets cannot be +equated with support for capitalism. Equally, opposition to markets is **not** +the defining characteristic of socialism (as we note in [section +G.2.1](secG2.html#secg21)). As such, it **is** possible to be a market +socialist (and many socialist are). This is because "markets" and "property" +do not equate to capitalism: + +> _"Political economy confuses, on principle, two very different kinds of +private property, one of which rests on the labour of the producers himself, +and the other on the exploitation of the labour of others. It forgets that the +latter is not only the direct antithesis of the former, but grows on the +former's tomb and nowhere else. + +> + +> "In Western Europe, the homeland of political economy, the process of +primitive accumulation is more of less accomplished. . . . + +> + +> "It is otherwise in the colonies. There the capitalist regime constantly +comes up against the obstacle presented by the producer, who, as owner of his +own conditions of labour, employs that labour to enrich himself instead of the +capitalist. The contradiction of these two diametrically opposed economic +systems has its practical manifestation here in the struggle between them."_ +[Karl Marx, **Capital**, vol. 1, p. 931] + +Individualist anarchism is obviously an aspect of this struggle between the +system of peasant and artisan production of early America and the state +encouraged system of private property and wage labour. "Anarcho"-capitalists, +in contrast, assume that generalised wage labour would remain under their +system (while paying lip-service to the possibilities of co-operatives -- and +if an "anarcho"-capitalist thinks that co-operative will become the dominant +form of workplace organisation, then they are some kind of market socialist, +**not** a capitalist). It is clear that their end point (a pure capitalism, +i.e. generalised wage labour) is directly the opposite of that desired by +anarchists. This was the case of the Individualist Anarchists who embraced the +ideal of (non-capitalist) laissez faire competition -- they did so, as noted, +to **end** exploitation, **not** to maintain it. Indeed, their analysis of the +change in American society from one of mainly independent producers into one +based mainly upon wage labour has many parallels with, of all people, Karl +Marx's presented in chapter 33 of **Capital**. Marx, correctly, argues that +_"the capitalist mode of production and accumulation, and therefore capitalist +private property, have for their fundamental condition the annihilation of +that private property which rests on the labour of the individual himself; in +other words, the expropriation of the worker."_ [**Op. Cit.**, p. 940] He +notes that to achieve this, the state is used: + +> _"How then can the anti-capitalistic cancer of the colonies be healed? . . . +Let the Government set an artificial price on the virgin soil, a price +independent of the law of supply and demand, a price that compels the +immigrant to work a long time for wages before he can earn enough money to buy +land, and turn himself into an independent farmer."_ [**Op. Cit.**, p. 938] + +Moreover, tariffs are introduced with _"the objective of manufacturing +capitalists artificially"_ for the _"system of protection was an artificial +means of manufacturing manufacturers, or expropriating independent workers, of +capitalising the national means of production and subsistence, and of forcibly +cutting short the transition . . . to the modern mode of production,"_ to +capitalism [**Op. Cit.**, p. 932 and pp. 921-2] + +It is this process which Individualist Anarchism protested against, the use of +the state to favour the rising capitalist class. However, unlike social +anarchists, many individualist anarchists were not consistently against wage +labour. This is the other significant overlap between "anarcho"-capitalism and +individualist anarchism. However, they were opposed to exploitation and argued +(unlike "anarcho"-capitalism) that in their system workers bargaining powers +would be raised to such a level that their wages would equal the full product +of their labour. However, as we discuss in [section G.1.1](secG1.html#secg11) +the social context the individualist anarchists lived in must be remembered. +America at the times was a predominantly rural society and industry was not as +developed as it is now wage labour would have been minimised (Spooner, for +example, explicitly envisioned a society made up mostly entirely of self- +employed workers). As Kline argues: + +> _"Committed as they were to equality in the pursuit of property, the +objective for the anarchist became the construction of a society providing +equal access to those things necessary for creating wealth. The goal of the +anarchists who extolled mutualism and the abolition of all monopolies was, +then, a society where everyone willing to work would have the tools and raw +materials necessary for production in a non-exploitative system . . . the +dominant vision of the future society . . . [was] underpinned by individual, +self-employed workers."__ [**Op. Cit.**, p. 95] + +As such, a limited amount of wage labour within a predominantly self-employed +economy does not make a given society capitalist any more than a small amount +of governmental communities within an predominantly anarchist world would make +it statist. As Marx argued. when _"the separation of the worker from the +conditions of labour and from the soil . . . does not yet exist, or only +sporadically, or on too limited a scale . . . Where, amongst such curious +characters, is the 'field of abstinence' for the capitalists? . . . Today's +wage-labourer is tomorrow's independent peasant or artisan, working for +himself. He vanishes from the labour-market \-- but not into the workhouse."_ +There is a _"constant transformation of wage-labourers into independent +producers, who work for themselves instead of for capital"_ and so _"the +degree of exploitation of the wage-labourer remain[s] indecently low."_ In +addition, the _"wage-labourer also loses, along with the relation of +dependence, the feeling of dependence on the abstemious capitalist."_ [**Op. +Cit.**, pp. 935-6] + +Saying that, as we discuss in [section G.4](secG4.html), individualist +anarchist support for wage labour is at odds with the ideas of Proudhon and, +far more importantly, in contradiction to many of the stated principles of the +individualist anarchists themselves. In particular, wage labour violates +"occupancy and use" as well as having more than a passing similarity to the +state. However, these problems can be solved by consistently applying the +principles of individualist anarchism, unlike "anarcho"-capitalism, and that +is why it is a real school of anarchism. In other words, a system of +**generalised** wage labour would not be anarchist nor would it be non- +exploitative. Moreover, the social context these ideas were developed in and +would have been applied ensure that these contradictions would have been +minimised. If they had been applied, a genuine anarchist society of self- +employed workers would, in all likelihood, have been created (at least at +first, whether the market would increase inequalities is a moot point -- see +[section G.4](secG4.html)). + +We must stress that the social situation is important as it shows how +apparently superficially similar arguments can have radically different aims +and results depending on who suggests them and in what circumstances. As +noted, during the rise of capitalism the bourgeoisie were not shy in urging +state intervention against the masses. Unsurprisingly, working class people +generally took an anti-state position during this period. The individualist +anarchists were part of that tradition, opposing what Marx termed _"primitive +accumulation"_ in favour of the pre-capitalist forms of property and society +it was destroying. + +However, when capitalism found its feet and could do without such obvious +intervention, the possibility of an "anti-state" capitalism could arise. Such +a possibility became a definite once the state started to intervene in ways +which, while benefiting the system as a whole, came into conflict with the +property and power of individual members of the capitalist and landlord class. +Thus social legislation which attempted to restrict the negative effects of +unbridled exploitation and oppression on workers and the environment were +having on the economy were the source of much outrage in certain bourgeois +circles: + +> _"Quite independently of these tendencies [of individualist anarchism] . . . +the anti-state bourgeoisie (which is also anti-statist, being hostile to any +social intervention on the part of the State to protect the victims of +exploitation -- in the matter of working hours, hygienic working conditions +and so on), and the greed of unlimited exploitation, had stirred up in England +a certain agitation in favour of pseudo-individualism, an unrestrained +exploitation. To this end, they enlisted the services of a mercenary pseudo- +literature . . . which played with doctrinaire and fanatical ideas in order to +project a species of 'individualism' that was absolutely sterile, and a +species of 'non-interventionism' that would let a man die of hunger rather +than offend his dignity."_ [Max Nettlau, **A Short History of Anarchism**, p. +39] + +This perspective can be seen when Tucker denounced Herbert Spencer as a +champion of the capitalistic class for his vocal attacks on social legislation +which claimed to benefit working class people but stays strangely silent on +the laws passed to benefit (usually indirectly) capital and the rich. +"Anarcho"-capitalism is part of that tradition, the tradition associated with +a capitalism which no longer needs obvious state intervention as enough wealth +as been accumulated to keep workers under control by means of market power. + +As with the original nineteenth century British "anti-state" capitalists like +Spencer and Herbert, Rothbard _"completely overlooks the role of the state in +building and maintaining a capitalist economy in the West. Privileged to live +in the twentieth century, long after the battles to establish capitalism have +been fought and won, Rothbard sees the state solely as a burden on the market +and a vehicle for imposing the still greater burden of socialism. He manifests +a kind of historical nearsightedness that allows him to collapse many +centuries of human experience into one long night of tyranny that ended only +with the invention of the free market and its 'spontaneous' triumph over the +past. It is pointless to argue, as Rothbard seems ready to do, that capitalism +would have succeeded without the bourgeois state; the fact is that all +capitalist nations have relied on the machinery of government to create and +preserve the political and legal environments required by their economic +system."_ That, of course, has not stopped him _"critis[ing] others for being +unhistorical."_ [Stephen L Newman, **Liberalism at Wit's End**, pp. 77-8 and +p. 79] + +In other words, there is substantial differences between the victims of a +thief trying to stop being robbed and be left alone to enjoy their property +and the successful thief doing the same! Individualist Anarchist's were aware +of this. For example, Victor Yarros stressed this key difference between +individualist anarchism and the proto-"libertarian" capitalists of +"voluntaryism": + +> _"[Auberon Herbert] believes in allowing people to retain all their +possessions, no matter how unjustly and basely acquired, while getting them, +so to speak, to swear off stealing and usurping and to promise to behave well +in the future. We, on the other hand, while insisting on the principle of +private property, in wealth honestly obtained under the reign of liberty, do +not think it either unjust or unwise to dispossess the landlords who have +monopolised natural wealth by force and fraud. We hold that the poor and +disinherited toilers would be justified in expropriating, not alone the +landlords, who notoriously have no equitable titles to their lands, but +**all** the financial lords and rulers, all the millionaires and very wealthy +individuals. . . . Almost all possessors of great wealth enjoy neither what +they nor their ancestors rightfully acquired (and if Mr. Herbert wishes to +challenge the correctness of this statement, we are ready to go with him into +a full discussion of the subject). . . . + +> + +> "If he holds that the landlords are justly entitled to their lands, let him +make a defence of the landlords or an attack on our unjust proposal."_ [quoted +by Carl Watner, _"The English Individualists As They Appear In Liberty,"_ pp. +191-211, **Benjamin R. Tucker and the Champions of Liberty**, Coughlin, +Hamilton and Sullivan (eds.), pp. 199-200] + +Significantly, Tucker and other individualist anarchists saw state +intervention has a result of capital manipulating legislation to gain an +advantage on the so-called free market which allowed them to exploit labour +and, as such, it benefited the **whole** capitalist class. Rothbard, at best, +acknowledges that **some** sections of big business benefit from the current +system and so fails to have the comprehensive understanding of the dynamics of +capitalism as a **system** (rather as an ideology). This lack of understanding +of capitalism as a historic and dynamic system rooted in class rule and +economic power is important in evaluating "anarcho"-capitalist claims to +anarchism. Marxists are not considered anarchists as they support the state as +a means of transition to an anarchist society. Much the same logic can be +applied to right-wing libertarians (even if they do call themselves +"anarcho"-capitalists). This is because they do not seek to correct the +inequalities produced by previous state action before ending it nor do they +seek to change the definitions of "private property" imposed by the state. In +effect, they argue that the "dictatorship of the bourgeoisie" should "wither +away" and be limited to defending the property accumulated in a few hands. +Needless to say, starting from the current (coercively produced) distribution +of property and then eliminating "force" simply means defending the power and +privilege of ruling minorities: + +> _"The modern Individualism initiated by Herbert Spencer is, like the +critical theory of Proudhon, a powerful indictment against the dangers and +wrongs of government, but its practical solution of the social problem is +miserable -- so miserable as to lead us to inquire if the talk of 'No force' +be merely an excuse for supporting landlord and capitalist domination."_ +[**Act For Yourselves**, p. 98] + diff --git a/markdown/append1310.md b/markdown/append1310.md new file mode 100644 index 0000000000000000000000000000000000000000..bea16315385e15c1fda368d19c57c5c96c2b90cd --- /dev/null +++ b/markdown/append1310.md @@ -0,0 +1,991 @@ +# 10 Would laissez-faire capitalism be stable? + +Unsurprisingly, right-libertarians combine their support for "absolute +property rights" with a whole-hearted support for laissez-faire capitalism. In +such a system (which they maintain, to quote Ayn Rand, is an _"unknown +ideal"_) everything would be private property and there would be few (if any) +restrictions on "voluntary exchanges." "Anarcho"-capitalists are the most +extreme of defenders of pure capitalism, urging that the state itself be +privatised and no voluntary exchange made illegal (for example, children would +be considered the property of their parents and it would be morally right to +turn them into child prostitutes -- the child has the option of leaving home +if they object). + +As there have been no example of "pure" capitalism it is difficult to say +whether their claims about are true (for a discussion of a close approximation +see the section [10.3](append1310.html#secf103)). This section of the FAQ is +an attempt to discover whether such a system would be stable or whether it +would be subject to the usual booms and slumps. Before starting we should note +that there is some disagreement within the right-libertarian camp itself on +this subject (although instead of stability they usually refer to +"equilibrium" -- which is an economics term meaning that all of a societies +resources are fully utilised). + +In general terms, most right-Libertarians' reject the concept of equilibrium +as such and instead stress that the economy is inherently a dynamic (this is a +key aspect of the Austrian school of economics). Such a position is correct, +of course, as such noted socialists as Karl Marx and Michal Kalecki and +capitalist economists as Keynes recognised long ago. There seems to be two +main schools of thought on the nature of disequilibrium. One, inspired by von +Mises, maintains that the actions of the entrepreneur/capitalist results in +the market co-ordinating supply and demand and another, inspired by Joseph +Schumpeter, who question whether markets co-ordinate because entrepreneurs are +constantly innovating and creating new markets, products and techniques. + +Of course both actions happen and we suspect that the differences in the two +approaches are not important. The important thing to remember is that +"anarcho"-capitalists and right-libertarians in general reject the notion of +equilibrium -- but when discussing their utopia they do not actually indicate +this! For example, most "anarcho"-capitalists will maintain that the existence +of government (and/or unions) causes unemployment by either stopping +capitalists investing in new lines of industry or forcing up the price of +labour above its market clearing level (by, perhaps, restricting immigration, +minimum wages, taxing profits). Thus, we are assured, the worker will be +better off in "pure" capitalism because of the unprecedented demand for labour +it will create. However, full employment of labour is an equilibrium in +economic terms and that, remember, is impossible due to the dynamic nature of +the system. When pressed, they will usually admit there will be periods of +unemployment as the market adjusts or that full unemployment actually means +under a certain percentage of unemployment. Thus, if you (rightly) reject the +notion of equilibrium you also reject the idea of full employment and so the +labour market becomes a buyers market and labour is at a massive disadvantage. + +The right-libertarian case is based upon logical deduction, and the premises +required to show that laissez-faire will be stable are somewhat incredible. If +banks do not set the wrong interest rate, if companies do not extend too much +trade credit, if workers are willing to accept (real wage related) pay cuts, +if workers altruistically do not abuse their market power in a fully employed +society, if interest rates provide the correct information, if capitalists +predict the future relatively well, if banks and companies do not suffer from +isolation paradoxes, then, perhaps, laissez-faire will be stable. + +So, will laissez-faire capitalism be stable? Let us see by analysing the +assumptions of right-libertarianism -- namely that there will be full +employment and that a system of private banks will stop the business cycle. We +will start on the banking system first (in section +[10.1](append1310.html#secf101)) followed by the effects of the labour market +on economic stability (in section [10.2](append1310.html#secf102)). Then we +will indicate, using the example of 19th century America, that actually +existing ("impure") laissez-faire was very unstable. + +Explaining booms and busts by state action plays an ideological convenience as +it exonerates market processes as the source of instability within capitalism. +We hope to indicate in the next two sections why the business cycle is +inherent in the system (see also sections [C.7](secC7.html), [C.8](secC8.html) +and [C.9](secC9.html)). + +## 10.1 Would privatising banking make capitalism stable? + +It is claimed that the existence of the state (or, for minimal statists, +government policy) is the cause of the business cycle (recurring economic +booms and slumps). This is because the government either sets interest rates +too low or expands the money supply (usually by easing credit restrictions and +lending rates, sometimes by just printing fiat money). This artificially +increases investment as capitalists take advantage of the artificially low +interest rates. The real balance between savings and investment is broken, +leading to over-investment, a drop in the rate of profit and so a slump (which +is quite socialist in a way, as many socialists also see over-investment as +the key to understanding the business cycle, although they obviously attribute +the slump to different causes -- namely the nature of capitalist production, +not that the credit system does not play its part -- see section +[C.7](secC7.html)). + +In the words of Austrian Economist W. Duncan Reekie, _"[t]he business cycle is +generated by monetary expansion and contraction . . . When new money is +printed it appears as if the supply of savings has increased. Interest rates +fall and businessmen are misled into borrowing additional founds to finance +extra investment activity . . . This would be of no consequence if it had been +the outcome of [genuine saving] . . . -but the change was government induced. +The new money reaches factor owners in the form of wages, rent and interest . +. . the factor owners will then spend the higher money incomes in their +existing consumption:investment proportions . . . Capital goods industries +will find their expansion has been in error and malinvestments have been +inoccured."_ [**Markets, Entrepreneurs and Liberty**, pp. 68-9] + +In other words, there has been _"wasteful mis-investment due to government +interference with the market."_ [**Op. Cit.**, p. 69] In response to this +(negative) influence in the workings of the market, it is suggested by right- +libertarians that a system of private banks should be used and that interest +rates are set by them, via market forces. In this way an interest rate that +matches the demand and supply for savings will be reached and the business +cycle will be no more. By truly privatising the credit market, it is hoped by +the business cycle will finally stop. + +Unsurprisingly, this particular argument has its weak points and in this +section of the FAQ we will try to show exactly why this theory is wrong. + +Let us start with Reckie's starting point. He states that the _"main problem"_ +of the slump is _"why is there suddenly a '**cluster**' of business errors? +Businessmen and entrepreneurs are market experts (otherwise they would not +survive) and why should they all make mistakes simultaneously?"_ [**Op. +Cit.**, p. 68] It is this _"cluster"_ of mistakes that the Austrians' take as +evidence that the business cycle comes from outside the workings of the market +(i.e. is exogenous in nature). Reekie argues that an _"error cluster only +occurs when all entrepreneurs have received the wrong signals on potential +profitability, and all have received the signals simultaneously through +government interference with the money supply."_ [**Op. Cit.**, p. 74] But is +this **really** the case? + +The simple fact is that groups of (rational) individuals can act in the same +way based on the same information and this can lead to a collective problem. +For example, we do not consider it irrational that everyone in a building +leaves it when the fire alarm goes off and that the flow of people can cause +hold-ups at exits. Neither do we think that its unusual that traffic jams +occur, after all those involved are all trying to get to work (i.e. they are +reacting to the same desire). Now, is it so strange to think that capitalists +who all see the same opportunity for profit in a specific market decide to +invest in it? Or that the aggregate outcome of these individually rational +decisions may be irrational (i.e. cause a glut in the market)? + +In other words, a "cluster" of business failures may come about because a +group of capitalists, acting in isolation, over-invest in a given market. They +react to the same information (namely super profits in market X), arrange +loans, invest and produce commodities to meet demand in that market. However, +the aggregate result of these individually rational actions is that the +aggregate supply far exceeds demand, causing a slump in that market and, +perhaps, business failures. The slump in this market (and the potential +failure of some firms) has an impact on the companies that supplied them, the +companies that are dependent on their employees wages/demand, the banks that +supplied the credit and so forth. The accumulative impact of this slump (or +failures) on the chain of financial commitments of which they are but one link +can be large and, perhaps, push an economy into general depression. Thus the +claim that it is something external to the system that causes depression is +flawed. + +It could be claimed the interest rate is the problem, that it does not +accurately reflect the demand for investment or relate it to the supply of +savings. But, as we argued in section [C.8](secC8.html), it is not at all +clear that the interest rate provides the necessary information to +capitalists. They need investment information for their specific industry, but +the interest rate is cross-industry. Thus capitalists in market X do not know +if the investment in market X is increasing and so this lack of information +can easily cause "mal-investment" as over-investment (and so over-production) +occurs. As they have no way of knowing what the investment decisions of their +competitors are or now these decisions will affect an already unknown future, +capitalists may over-invest in certain markets and the net effects of this +aggregate mistake can expand throughout the whole economy and cause a general +slump. In other words, a cluster of business failures can be accounted for by +the workings of the market itself and **not** the (existence of) government. + +This is **one** possible reason for an internally generated business cycle but +that is not the only one. Another is the role of class struggle which we +discuss in the [next section](append1310.html#secf102) and yet another is the +endogenous nature of the money supply itself. This account of money (proposed +strongly by, among others, the post-Keynesian school) argues that the money +supply is a function of the demand for credit, which itself is a function of +the level of economic activity. In other words, the banking system creates as +much money as people need and any attempt to control that creation will cause +economic problems and, perhaps, crisis (interestingly, this analysis has +strong parallels with mutualist and individualist anarchist theories on the +causes of capitalist exploitation and the business cycle). Money, in other +words, emerges from **within** the system and so the right-libertarian attempt +to "blame the state" is simply wrong. + +Thus what is termed "credit money" (created by banks) is an essential part of +capitalism and would exist without a system of central banks. This is because +money is created from within the system, in response to the needs of +capitalists. In a word, money is endogenous and credit money an essential part +of capitalism. + +Right-libertarians do not agree. Reekie argues that _"[o]nce fractional +reserve banking is introduced, however, the supply of money substitutes will +include fiduciary media. The ingenuity of bankers, other financial +intermediaries and the endorsement and **guaranteeing of their activities by +governments and central banks** has ensured that the quantity of fiat money is +immense."_ [**Op. Cit.**, p. 73] + +Therefore, what "anarcho"-capitalists and other right-libertarians seem to be +actually complaining about when they argue that "state action" creates the +business cycle by creating excess money is that the state **allows** bankers +to meet the demand for credit by creating it. This makes sense, for the first +fallacy of this sort of claim is how could the state **force** bankers to +expand credit by loaning more money than they have savings. And this seems to +be the normal case within capitalism -- the central banks accommodate bankers +activity, they do not force them to do it. Alan Holmes, a senior vice +president at the New York Federal Reserve, stated that: + +> _"In the real world, banks extend credit, creating deposits in the process, +and look for the reserves later. The question then becomes one of whether and +how the Federal Reserve will accommodate the demand for reserves. In the very +short run, the Federal Reserve has little or no choice about accommodating +that demand, over time, its influence can obviously be felt."_ [quoted by Doug +Henwood, **Wall Street**, p. 220] + +(Although we must stress that central banks are **not** passive and do have +many tools for affecting the supply of money. For example, central banks can +operate "tight" money policies which can have significant impact on an economy +and, via creating high enough interest rates, the demand for money.) + +It could be argued that because central banks exist, the state creates an +"environment" which bankers take advantage off. By not being subject to "free +market" pressures, bankers could be tempted to make more loans than they would +otherwise in a "pure" capitalist system (i.e. create credit money). The +question arises, would "pure" capitalism generate sufficient market controls +to stop banks loaning in excess of available savings (i.e. eliminate the +creation of credit money/fiduciary media). + +It is to this question we now turn. + +As noted above, the demand for credit is generated from **within** the system +and the comments by Holmes reinforce this. Capitalists seek credit in order to +make money and banks create it precisely because they are also seeking profit. +What right-libertarians actually object to is the government (via the central +bank) **accommodating** this creation of credit. If only the banks could be +forced to maintain a savings to loans ration of one, then the business cycle +would stop. But is this likely? Could market forces ensure that bankers pursue +such a policy? We think not -- simply because the banks are profit making +institutions. As post-Keynesianist Hyman Minsky argues, _"[b]ecause bankers +live in the same expectational climate as businessmen, profit-seeking bankers +will find ways of accommodating their customers. . . Banks and bankers are not +passive managers of money to lend or to invest; they are in business to +maximise profits. . ."_ [quoted by L. Randall Wray, **Money and Credit in +Capitalist Economies**, p. 85] + +This is recognised by Reekie, in passing at least (he notes that _"fiduciary +media could still exist if bankers offered them and clients accepted them"_ +[**Op. Cit.**, p. 73]). Bankers will tend to try and accommodate their +customers and earn as much money as possible. Thus Charles P. Kindleberger +comments that monetary expansion _"is systematic and endogenous rather than +random and exogenous"_ seem to fit far better the reality of capitalism that +the Austrian and right-libertarian viewpoint [**Manias, Panics, and Crashes**, +p. 59] and post-Keynesian L. Randall Wray argues that _"the money supply . . . +is more obviously endogenous in the monetary systems which predate the +development of a central bank."_ [**Op. Cit.**, p. 150] + +In other words, the money supply cannot be directly controlled by the central +bank since it is determined by private decisions to enter into debt +commitments to finance spending. Given that money is generated from **within** +the system, can market forces ensure the non-expansion of credit (i.e. that +the demand for loans equals the supply of savings)? To begin to answer this +question we must note that investment is _"essentially determined by expected +profitability."_ [Philip Arestis, **The Post-Keynesian Approach to +Economics**, p. 103] This means that the actions of the banks cannot be taken +in isolation from the rest of the economy. Money, credit and banks are an +essential part of the capitalist system and they cannot be artificially +isolated from the expectations, pressures and influences of that system. + +Let us assume that the banks desire to maintain a loans to savings ratio of +one and try to adjust their interest rates accordingly. Firstly, changes in +the rate of interest _"produce only a very small, if any, movement in business +investment"_ according to empirical evidence [**Op. Cit.**, pp. 82-83] and +that _"the demand for credit is extremely inelastic with respect to interest +rates."_ [L. Randall Wray, **Op. Cit.**, p. 245] Thus, to keep the supply of +savings in line with the demand for loans, interest rates would have to +increase greatly (indeed, trying to control the money supply by controlling +the monetary bases in this way will only lead to very big fluctuations in +interest rates). And increasing interest rates has a couple of paradoxical +effects. + +According to economists Joseph Stiglitz and Andrew Weiss (in _"Credit +Rationing in Markets with Imperfect Knowledge"_, **American Economic Review**, +no. 71, pp. 393-410) interest rates are subject to what is called the _"lemons +problem"_ (asymmetrical information between buyer and seller). Stiglitz and +Weiss applied the "lemons problem" to the credit market and argued (and +unknowingly repeated Adam Smith) that at a given interest rate, lenders will +earn lower return by lending to bad borrowers (because of defaults) than to +good ones. If lenders try to increase interest rates to compensate for this +risk, they may chase away good borrowers, who are unwilling to pay a higher +rate, while perversely not chasing away incompetent, criminal, or malignantly +optimistic borrowers. This means that an increase in interest rates may +actually increase the possibilities of crisis, as more loans may end up in the +hands of defaulters. + +This gives banks a strong incentive to keep interest rates lower than they +otherwise could be. Moreover, _"increases in interest rates make it more +difficult for economic agents to meet their debt repayments"_ [Philip Arestis, +**Op. Cit.**, pp. 237-8] which means when interest rates **are** raised, +defaults will increase and place pressures on the banking system. At high +enough short-term interest rates, firms find it hard to pay their interest +bills, which cause/increase cash flow problems and so _"[s]harp increases in +short term interest rates . . .leads to a fall in the present value of gross +profits after taxes (quasi-rents) that capital assets are expected to earn."_ +[Hyman Minsky, **Post-Keynesian Economic Theory**, p. 45] + +In addition, _"production of most investment goods is undertaken on order and +requires time for completion. A rise in interest rates is not likely to cause +firms to abandon projects in the process of production . . . This does not +mean . . . that investment is completely unresponsive to interest rates. A +large increase in interest rates causes a 'present value reversal', forcing +the marginal efficiency of capital to fall below the interest rate. If the +long term interest rate is also pushed above the marginal efficiency of +capital, the project may be abandoned."_ [Wray, **Op. Cit.**, pp. 172-3] In +other words, investment takes **time** and there is a lag between investment +decisions and actual fixed capital investment. So if interest rates vary +during this lag period, initially profitable investments may become white +elephants. + +As Michal Kalecki argued, the rate of interest must be lower than the rate of +profit otherwise investment becomes pointless. The incentive for a firm to own +and operate capital is dependent on the prospective rate of profit on that +capital relative to the rate of interest at which the firm can borrow at. The +higher the interest rate, the less promising investment becomes. + +If investment is unresponsive to all but very high interest rates (as we +indicated above), then a privatised banking system will be under intense +pressure to keep rates low enough to maintain a boom (by, perhaps, creating +credit above the amount available as savings). And if it does this, over- +investment and crisis is the eventual outcome. If it does not do this and +increases interest rates then consumption and investment will dry up as +interest rates rise and the defaulters (honest and dishonest) increase and a +crisis will eventually occur. + +This is because increasing interest rates may increase savings **but** it also +reduce consumption (_"high interest rates also deter both consumers and +companies from spending, so that the domestic economy is weakened and +unemployment rises"_ [Paul Ormerod, **The Death of Economics**, p. 70]). This +means that firms can face a drop off in demand, causing them problems and +(perhaps) leading to a lack of profits, debt repayment problems and failure. +An increase in interest rates also reduces demand for investment goods, which +also can cause firms problems, increase unemployment and so on. So an increase +in interest rates (particularly a sharp rise) could reduce consumption and +investment (i.e. reduce aggregate demand) and have a ripple effect throughout +the economy which could cause a slump to occur. + +In other words, interest rates and the supply and demand of savings/loans they +are meant to reflect may not necessarily move an economy towards equilibrium +(if such a concept is useful). Indeed, the workings of a "pure" banking system +without credit money may increase unemployment as demand falls in both +investment and consumption in response to high interest rates and a general +shortage of money due to lack of (credit) money resulting from the "tight" +money regime implied by such a regime (i.e. the business cycle would still +exist). This was the case of the failed Monetarist experiments on the early +1980s when central banks in America and Britain tried to pursue a "tight" +money policy. The "tight" money policy did not, in fact, control the money +supply. All it did do was increase interest rates and lead to a serious +financial crisis and a deep recession (as Wray notes, _"the central bank uses +tight money polices to raise interest rates"_ [**Op. Cit.**, p. 262]). This +recession, we must note, also broke the backbone of working class resistance +and the unions in both countries due to the high levels of unemployment it +generated. As intended, we are sure. + +Such an outcome would not surprise anarchists, as this was a key feature of +the Individualist and Mutualist Anarchists' arguments against the "money +monopoly" associated with specie money. They argued that the "money monopoly" +created a "tight" money regime which reduced the demand for labour by +restricting money and credit and so allowed the exploitation of labour (i.e. +encouraged wage labour) and stopped the development of non-capitalist forms of +production. Thus Lysander Spooner's comments that workers need _"**money +capital** to enable them to buy the raw materials upon which to bestow their +labour, the implements and machinery with which to labour . . . Unless they +get this capital, they must all either work at a disadvantage, or not work at +all. A very large portion of them, to save themselves from starvation, have no +alternative but to sell their labour to others . . ."_ [**A Letter to Grover +Cleveland**, p. 39] It is interesting to note that workers **did** do well +during the 1950s and 1960s under a "liberal" money regime than they did under +the "tighter" regimes of the 1980s and 1990s. + +We should also note that an extended period of boom will encourage banks to +make loans more freely. According to Minsky's _"financial instability model"_ +crisis (see _"The Financial Instability Hypothesis"_ in **Post-Keynesian +Economic Theory** for example) is essentially caused by risky financial +practices during periods of financial tranquillity. In other words, +_"stability is destabilising."_ In a period of boom, banks are happy and the +increased profits from companies are flowing into their vaults. Over time, +bankers note that they can use a reserve system to increase their income and, +due to the general upward swing of the economy, consider it safe to do so (and +given that they are in competition with other banks, they may provide loans +simply because they are afraid of losing customers to more flexible +competitors). This increases the instability within the system (as firms +increase their debts due to the flexibility of the banks) and produces the +possibility of crisis if interest rates are increased (because the ability of +business to fulfil their financial commitments embedded in debts +deteriorates). + +Even if we assume that interest rates **do** work as predicted in theory, it +is false to maintain that there is one interest rate. This is not the case. +_"Concentration of capital leads to unequal access to investment funds, which +obstructs further the possibility of smooth transitions in industrial +activity. Because of their past record of profitability, large enterprises +have higher credit ratings and easier access to credit facilities, and they +are able to put up larger collateral for a loan."_ [Michael A. Bernstein, +**The Great Depression**, p. 106] As we noted in section +[C.5.1](secC5.html#secc51), the larger the firm, the lower the interest rate +they have to pay. Thus banks routinely lower their interest rates to their +best clients even though the future is uncertain and past performance cannot +and does not indicate future returns. Therefore it seems a bit strange to +maintain that the interest rate will bring savings and loans into line if +there are different rates being offered. + +And, of course, private banks cannot affect the underlying fundamentals that +drive the economy -- like productivity, working class power and political +stability -- any more than central banks (although central banks can influence +the speed and gentleness of adjustment to a crisis). + +Indeed, given a period of full employment a system of private banks may +actually speed up the coming of a slump. As we argue in the [next +section](append1310.html#secf101), full employment results in a profits +squeeze as firms face a tight labour market (which drives up costs) and, +therefore, increased workers' power at the point of production and in their +power of exit. In a central bank system, capitalists can pass on these +increasing costs to consumers and so maintain their profit margins for longer. +This option is restricted in a private banking system as banks would be less +inclined to devalue their money. This means that firms will face a profits +squeeze sooner rather than later, which will cause a slump as firms cannot +make ends meet. As Reekie notes, inflation _"can temporarily reduce employment +by postponing the time when misdirected labour will be laid off"_ but as +Austrian's (like Monetarists) think _"inflation is a monetary phenomenon"_ he +does not understand the real causes of inflation and what they imply for a +"pure" capitalist system [**Op. Cit.**, p. 67, p. 74]. As Paul Ormerod points +out _"the claim that inflation is always and everywhere purely caused by +increases in the money supply, and that there the rate of inflation bears a +stable, predictable relationship to increases in the money supply is +ridiculous."_ And he notes that _"[i]ncreases in the rate of inflation tend to +be linked to falls in unemployment, and vice versa"_ which indicates its +**real** causes -- namely in the balance of class power and in the class +struggle. [**The Death of Economics**, p. 96, p. 131] + +Moreover, if we do take the Austrian theory of the business cycle at face +value we are drawn to conclusion that in order to finance investment savings +must be increased. But to maintain or increase the stock of loanable savings, +inequality must be increased. This is because, unsurprisingly, rich people +save a larger proportion of their income than poor people and the proportion +of profits saved are higher than the proportion of wages. But increasing +inequality (as we argued in section [3.1](append133.html#secf31)) makes a +mockery of right-libertarian claims that their system is based on freedom or +justice. + +This means that the preferred banking system of "anarcho"-capitalism implies +increasing, not decreasing, inequality within society. Moreover, most firms +(as we indicated in section [C.5.1](secC5.html#secc51)) fund their investments +with their own savings which would make it hard for banks to loan these +savings out as they could be withdrawn at any time. This could have serious +implications for the economy, as banks refuse to fund new investment simply +because of the uncertainty they face when accessing if their available savings +can be loaned to others (after all, they can hardly loan out the savings of a +customer who is likely to demand them at any time). And by refusing to fund +new investment, a boom could falter and turn to slump as firms do not find the +necessary orders to keep going. + +So, would market forces create "sound banking"? The answer is probably not. +The pressures on banks to make profits come into conflict with the need to +maintain their savings to loans ration (and so the confidence of their +customers). As Wray argues, _"as banks are profit seeking firms, they find +ways to increase their liabilities which don't entail increases in reserve +requirements"_ and _"[i]f banks share the profit expectations of prospective +borrowers, they can create credit to allow [projects/investments] to +proceed."_ [**Op. Cit.**, p. 295, p. 283] This can be seen from the historical +record. As Kindleberger notes, _"the market will create new forms of money in +periods of boom to get around the limit"_ imposed on the money supply [**Op. +Cit.**, p. 63]. Trade credit is one way, for example. Under the Monetarist +experiments of 1980s, there was _"deregulation and central bank constraints +raised interest rates and created a moral hazard -- banks made increasingly +risky loans to cover rising costs of issuing liabilities. Rising competition +from nonbanks and tight money policy forced banks to lower standards and +increase rates of growth in an attempt to 'grow their way to profitability'"_ +[**Op. Cit.**, p. 293] + +Thus credit money ("fiduciary media") is an attempt to overcome the scarcity +of money within capitalism, particularly the scarcity of specie money. The +pressures that banks face within "actually existing" capitalism would still be +faced under "pure" capitalism. It is likely (as Reekie acknowledges) that +credit money would still be created in response to the demands of business +people (although not at the same level as is currently the case, we imagine). +The banks, seeking profits themselves and in competition for customers, would +be caught between maintaining the value of their business (i.e. their money) +and the needs to maximise profits. As a boom develops, banks would be tempted +to introduce credit money to maintain it as increasing the interest rate would +be difficult and potentially dangerous (for reasons we noted above). Thus, if +credit money is not forth coming (i.e. the banks stick to the Austrian claims +that loans must equal savings) then the rise in interest rates required will +generate a slump. If it is forthcoming, then the danger of over-investment +becomes increasingly likely. All in all, the business cycle is part of +capitalism and **not** caused by "external" factors like the existence of +government. + +As Reekie notes, to Austrians _"ignorance of the future is endemic"_ [**Op. +Cit.**, p. 117] but you would be forgiven for thinking that this is not the +case when it comes to investment. An individual firm cannot know whether its +investment project will generate the stream of returns necessary to meet the +stream of payment commitments undertaken to finance the project. And neither +can the banks who fund those projects. Even **if** a bank does not get tempted +into providing credit money in excess of savings, it cannot predict whether +other banks will do the same or whether the projects it funds will be +successful. Firms, looking for credit, may turn to more flexible competitors +(who practice reserve banking to some degree) and the inflexible bank may see +its market share and profits decrease. After all, commercial banks _"typically +establish relations with customers to reduce the uncertainty involved in +making loans. Once a bank has entered into a relationship with a customer, it +has strong incentives to meet the demands of that customer."_ [Wray, **Op. +Cit.**, p. 85] + +There are example of fully privatised banks. For example, in the United States +(_"which was without a central bank after 1837"_) _"the major banks in New +York were in a bind between their roles as profit seekers, which made them +contributors to the instability of credit, and as possessors of country +deposits against whose instability they had to guard."_ [Kindleberger, **Op. +Cit.**, p. 85] + +In Scotland, the banks were unregulated between 1772 and 1845 but _"the +leading commercial banks accumulated the notes of lessor ones, as the Second +Bank of the United States did contemporaneously in [the USA], ready to convert +them to specie if they thought they were getting out of line. They served, +that is, as an informal controller of the money supply. For the rest, as so +often, historical evidence runs against strong theory, as demonstrated by the +country banks in England from 1745 to 1835, wildcat banking in Michigan in the +1830s, and the latest experience with bank deregulation in Latin America."_ +[**Op. Cit.**, p. 82] And we should note there were a few banking "wars" +during the period of deregulation in Scotland which forced a few of the +smaller banks to fail as the bigger ones refused their money and that there +was a major bank failure in the Ayr Bank. + +Kendleberger argues that central banking _"arose to impose control on the +instability of credit"_ and did not cause the instability which right- +libertarians maintain it does. And as we note in section +[10.3](append1310.html#secf103), the USA suffered massive economic instability +during its period without central banking. Thus, **if** credit money **is** +the cause of the business cycle, it is likely that a "pure" capitalism will +still suffer from it just as much as "actually existing" capitalism (either +due to high interest rates or over-investment). + +In general, as the failed Monetarist experiments of the 1980s prove, trying to +control the money supply is impossible. The demand for money is dependent on +the needs of the economy and any attempt to control it will fail (and cause a +deep depression, usually via high interest rates). The business cycle, +therefore, is an endogenous phenomenon caused by the normal functioning of the +capitalist economic system. Austrian and right-libertarian claims that _"slump +flows boom, but for a totally unnecessary reason: government inspired mal- +investment"_ [Reekie, **Op. Cit.**, p. 74] are simply wrong. Over-investment +**does** occur, but it is **not** _"inspired"_ by the government. It is +_"inspired"_ by the banks need to make profits from loans and from businesses +need for investment funds which the banks accommodate. In other words, by the +nature of the capitalist system. + +## 10.2 How does the labour market effect capitalism? + +In many ways, the labour market is the one that affects capitalism the most. +The right-libertarian assumption (like that of mainstream economics) is that +markets clear and, therefore, the labour market will also clear. As this +assumption has rarely been proven to be true in actuality (i.e. periods of +full employment within capitalism are few and far between), this leaves its +supporters with a problem -- reality contradicts the theory. + +The theory predicts full employment but reality shows that this is not the +case. Since we are dealing with logical deductions from assumptions, obviously +the theory cannot be wrong and so we must identify external factors which +cause the business cycle (and so unemployment). In this way attention is +diverted away from the market and its workings -- after all, it is assumed +that the capitalist market works -- and onto something else. This "something +else" has been quite a few different things (most ridiculously, sun spots in +the case of one of the founders of marginalist economics, William Stanley +Jevons). However, these days most pro-free market capitalist economists and +right-libertarians have now decided it is the state. + +In this section of the FAQ we will present a case that maintains that the +assumption that markets clear is false at least for one, unique, market -- +namely, the market for labour. As the fundamental assumption underlying "free +market" capitalism is false, the logically consistent superstructure built +upon comes crashing down. Part of the reason why capitalism is unstable is due +to the commodification of labour (i.e. people) and the problems this creates. +The state itself can have positive and negative impacts on the economy, but +removing it or its influence will not solve the business cycle. + +Why is this? Simply due to the nature of the labour market. + +Anarchists have long realised that the capitalist market is based upon +inequalities and changes in power. Proudhon argued that _"[t]he manufacturer +says to the labourer, 'You are as free to go elsewhere with your services as I +am to receive them. I offer you so much.' The merchant says to the customer, +'Take it or leave it; you are master of your money, as I am of my goods. I +want so much.' Who will yield? The weaker."_ He, like all anarchists, saw that +domination, oppression and exploitation flow from inequalities of +market/economic power and that the _"power of invasion lies in superior +strength."_ [**What is Property?**, p. 216, p. 215] + +This applies with greatest force to the labour market. While mainstream +economics and right-libertarian variations of it refuse to acknowledge that +the capitalist market is a based upon hierarchy and power, anarchists (and +other socialists) do not share this opinion. And because they do not share +this understanding with anarchists, right-libertarians will never be able to +understand capitalism or its dynamics and development. Thus, when it comes to +the labour market, it is essential to remember that the balance of power +within it is the key to understanding the business cycle. Thus the economy +must be understood as a system of power. + +So how does the labour market effect capitalism? Let us consider a growing +economy, on that is coming out of a recession. Such a growing economy +stimulates demand for employment and as unemployment falls, the costs of +finding workers increase and wage and condition demands of existing workers +intensify. As the economy is growing and labour is scare, the threat +associated with the hardship of unemployment is weakened. The share of profits +is squeezed and in reaction to this companies begin to cut costs (by reducing +inventories, postponing investment plans and laying off workers). As a result, +the economy moves into a downturn. Unemployment rises and wage demands are +moderated. Eventually, this enables the share of profits first of all to +stabilise, and then rise. Such an _"interplay between profits and unemployment +as the key determinant of business cycles"_ is _"observed in the empirical +data."_ [Paul Ormerod, **The Death of Economics**, p. 188] + +Thus, as an economy approaches full employment the balance of power on the +labour market changes. The sack is no longer that great a threat as people see +that they can get a job elsewhere easily. Thus wages and working conditions +increase as companies try to get new (and keep) existing employees and output +is harder to maintain. In the words of economist William Lazonick, labour +_"that is able to command a higher price than previously because of the +appearance of tighter labour markets is, by definition, labour that is highly +mobile via the market. And labour that is highly mobile via the market is +labour whose supply of effort is difficult for managers to control in the +production process. Hence, the advent of tight labour markets generally +results in more rapidly rising average costs . . .as well as upward shifts in +the average cost curve. . ."_ [**Business Organisation and the Myth of the +Market Economy**, p. 106] + +In other words, under conditions of full-employment _"employers are in danger +of losing the upper hand."_ [Juliet B. Schor, **The Overworked American**, p. +75] Schor argues that _"employers have a structural advantage in the labour +market, because there are typically more candidates ready and willing to +endure this work marathon [of long hours] than jobs for them to fill."_ [p. +71] Thus the labour market is usually a buyers market, and so the sellers have +to compromise. In the end, workers adapt to this inequality of power and +instead of getting what they want, they want what they get. + +But under full employment this changes. As we argued in section +[B.4.4](secB4.html#secb44) and section [C.7](secC7.html), in such a situation +it is the bosses who have to start compromising. And they do not like it. As +Schor notes, America _"has never experienced a sustained period of full +employment. The closest we have gotten is the late 1960s, when the overall +unemployment rate was under 4 percent for four years. But that experience does +more to prove the point than any other example. The trauma caused to business +by those years of a tight labour market was considerable. Since then, there +has been a powerful consensus that the nation cannot withstand such a low rate +of unemployment."_ [**Op. Cit.**, pp. 75-76] + +So, in other words, full employment is not good for the capitalist system due +to the power full employment provides workers. Thus unemployment is a +necessary requirement for a successful capitalist economy and not some kind of +aberration in an otherwise healthy system. Thus "anarcho"-capitalist claims +that "pure" capitalism will soon result in permanent full employment are +false. Any moves towards full employment will result in a slump as capitalists +see their profits squeezed from below by either collective class struggle or +by individual mobility in the labour market. + +This was recognised by Individualist Anarchists like Benjamin Tucker, who +argued that mutual banking would _"give an unheard of impetus to business, and +consequently create an unprecedented demand for labour, -- a demand which +would always be in excess of the supply, directly contrary of the present +condition of the labour market."_ [**The Anarchist Reader**, pp. 149-150] In +other words, full employment would end capitalist exploitation, drive non- +labour income to zero and ensure the worker the full value of her labour -- in +other words, end capitalism. Thus, for most (if not all) anarchists the +exploitation of labour is only possible when unemployment exists and the +supply of labour exceeds the demand for it. Any move towards unemployment will +result in a profits squeeze and either the end of capitalism or an economic +slump. + +Indeed, as we argued in the [last section](append1310.html#secf101), the +extended periods of (approximately) full employment until the 1960s had the +advantage that any profit squeeze could (in the short run anyway) be passed +onto working class people in the shape of inflation. As prices rise, labour is +made cheaper and profits margins supported. This option is restricted under a +"pure" capitalism (for reasons we discussed in the [last +section](append1310.html#secf101)) and so "pure" capitalism will be affected +by full employment faster than "impure" capitalism. + +As an economy approaches full employment, _"hiring new workers suddenly +becomes much more difficult. They are harder to find, cost more, and are less +experiences. Such shortages are extremely costly for a firm."_ [Schor, **Op. +Cit.**, p. 75] This encourages a firm to pass on these rises to society in the +form of price rises, so creating inflation. Workers, in turn, try to maintain +their standard of living. _"Every general increase in labour costs in recent +years,"_ note J. Brecher and J. Costello in the late 1970s, _"has followed, +rather than preceded, an increase in consumer prices. Wage increases have been +the result of workers' efforts to catch up after their incomes have already +been eroded by inflation. Nor could it easily be otherwise. All a businessman +has to do to raise a price . . . [is to] make an announcement. . . Wage rates +. . . are primarily determined by contracts"_ and so cannot be easily adjusted +in the short term. [**Common Sense for Bad Times**, p, 120] + +These full employment pressures will still exist with "pure" capitalism (and +due to the nature of the banking system will not have the safety value of +inflation). This means that periodic profit squeezes will occur, due to the +nature of a tight labour market and the increased power of workers this +generates. This in turn means that a "pure" capitalism will be subject to +periods of unemployment (as we argued in section [C.9](secC9.html)) and so +still have a business cycle. This is usually acknowledged by right- +libertarians in passing, although they seem to think that this is purely a +"short-term" problem (it seems a strange "short-term" problem that continually +occurs). + +But such an analysis is denied by right-libertarians. For them government +action, combined with the habit of many labour unions to obtain higher than +market wage rates for their members, creates and exacerbates mass +unemployment. This flows from the deductive logic of much capitalist +economics. The basic assumption of capitalism is that markets clear. So if +unemployment exists then it can only be because the price of labour (wages) is +too high (Austrian Economist W. Duncan Reekie argues that unemployment will +_"disappear provided real wages are not artificially high"_ [**Markets, +Entrepreneurs and Liberty**, p. 72]). + +Thus the assumption provokes the conclusion -- unemployment is caused by an +unclearing market as markets always clear. And the cause for this is either +the state or unions. But what if the labour market **cannot** clear without +seriously damaging the power and profits of capitalists? What if unemployment +is required to maximise profits by weakening labours' bargaining position on +the market and so maximising the capitalists power? In that case unemployment +is caused by capitalism, not by forces external to it. + +However, let us assume that the right-libertarian theory is correct. Let us +assume that unemployment is all the fault of the selfish unions and that a +job-seeker _"who does not want to wait will always get a job in the unhampered +market economy."_ [von Mises, **Human Action**, p. 595] + +Would crushing the unions reduce unemployment? Let us assume that the unions +have been crushed and government has been abolished (or, at the very least, +become a minimum state). The aim of the capitalist class is to maximise their +profits and to do this they invest in labour saving machinery and otherwise +attempt to increase productivity. But increasing productivity means that the +prices of goods fall and falling prices mean increasing real wages. It is high +real wages that, according to right-libertarians, that cause unemployment. So +as a reward for increasing productivity, workers will have to have their money +wages cut in order to stop unemployment occurring! For this reason some +employers might refrain from cutting wages in order to avoid damage to morale +- potentially an important concern. + +Moreover, wage contracts involve **time** \-- a contract will usually agree a +certain wage for a certain period. This builds in rigidity into the market, +wages cannot be adjusted as quickly as other commodity prices. Of course, it +could be argued that reducing the period of the contract and/or allowing the +wage to be adjusted could overcome this problem. However, if we reduce the +period of the contract then workers are at a suffer disadvantage as they will +not know if they have a job tomorrow and so they will not be able to easily +plan their future (an evil situation for anyone to be in). Moreover, even +without formal contracts, wage renegotiation can be expensive. After all, it +takes time to bargain (and time is money under capitalism) and wage cutting +can involve the risk of the loss of mutual good will between employer and +employee. And would **you** give your boss the power to "adjust" your wages as +he/she thought was necessary? To do so would imply an altruistic trust in +others not to abuse their power. + +Thus a "pure" capitalism would be constantly seeing employment increase and +decrease as productivity levels change. There exist important reasons why the +labour market need not clear which revolve around the avoidance/delaying of +wage cuts by the actions of capitalists themselves. Thus, given a choice +between cutting wages for all workers and laying off some workers without +cutting the wages of the remaining employees, it is unsurprising that +capitalists usually go for the later. After all, the sack is an important +disciplining device and firing workers can make the remaining employees more +inclined to work harder and be more obedient. + +And, of course, many employers are not inclined to hire over-qualified +workers. This is because, once the economy picks up again, their worker has a +tendency to move elsewhere and so it can cost them time and money finding a +replacement and training them. This means that involuntary unemployment can +easily occur, so reducing tendencies towards full employment even more. In +addition, one of the assumptions of the standard marginalist economic model is +one of decreasing returns to scale. This means that as employment increases, +costs rise and so prices also rise (and so real wages fall). But in reality +many industries have **increasing** returns to scale, which means that as +production increases unit costs fall, prices fall and so real wages rise. Thus +in such an economy unemployment would increase simply because of the nature of +the production process! + +Moreover, as we argued in-depth in section [C.9](secC9.html), a cut in money +wages is not a neutral act. A cut in money wages means a reduction in demand +for certain industries, which may have to reduce the wages of its employees +(or fire them) to make ends meet. This could produce a accumulative effect and +actually **increase** unemployment rather than reduce it. + +In addition, there are no "self-correcting" forces at work in the labour +market which will quickly bring employment back to full levels. This is for a +few reasons. Firstly, the supply of labour cannot be reduced by cutting back +production as in other markets. All we can do is move to other areas and hope +to find work there. Secondly, the supply of labour can sometimes adjust to +wage decreases in the wrong direction. Low wages might drive workers to offer +a greater amount of labour (i.e. longer hours) to make up for any short fall +(or to keep their job). This is usually termed the _"efficiency wage"_ effect. +Similarly, another family member may seek employment in order to maintain a +given standard of living. Falling wages may cause the number of workers +seeking employment to **increase**, causing a full further fall in wages and +so on (and this is ignoring the effects of lowering wages on demand discussed +in section [C.9](secC9.html)). + +The paradox of piece work is an important example of this effect. As Schor +argues, _"piece-rate workers were caught in a viscous downward spiral of +poverty and overwork. . . When rates were low, they found themselves compelled +to make up in extra output what they were losing on each piece. But the extra +output produced glutted the market and drove rates down further."_ [Juliet C. +Schor, **The Overworked American**, p, 58] + +Thus, in the face of reducing wages, the labour market may see an accumulative +move away from (rather than towards) full employment, The right-libertarian +argument is that unemployment is caused by real wages being too high which in +turn flows from the assumption that markets clear. If there is unemployment, +then the price of the commodity labour is too high -- otherwise supply and +demand would meet and the market clear. But if, as we argued above, +unemployment is essential to discipline workers then the labour market +**cannot** clear except for short periods. If the labour market clears, +profits are squeezed. Thus the claim that unemployment is caused by "too high" +real wages is false (and as we argue in section [C.9](secC9.html), cutting +these wages will result in deepening any slump and making recovery longer to +come about). + +In other words, the assumption that the labour market must clear is false, as +is any assumption that reducing wages will tend to push the economy quickly +back to full employment. The nature of wage labour and the "commodity" being +sold (i.e. human labour/time/liberty) ensure that it can never be the same as +others. This has important implications for economic theory and the claims of +right-libertarians, implications that they fail to see due to their vision of +labour as a commodity like any other. + +The question arises, of course, of whether, during periods of full employment, +workers could not take advantage of their market power and gain increased +workers' control, create co-operatives and so reform away capitalism. This was +the argument of the Mutualist and Individualist anarchists and it does have +its merits. However, it is clear (see section [J.5.12](secJ5.html#secj512)) +that bosses hate to have their authority reduced and so combat workers' +control whenever they can. The logic is simple, if workers increase their +control within the workplace the manager and bosses may soon be out of a job +and (more importantly) they may start to control the allocation of profits. +Any increase in working class militancy may provoke capitalists to stop/reduce +investment and credit and so create the economic environment (i.e. increasing +unemployment) necessary to undercut working class power. + +In other words, a period of full unemployment is not sufficient to reform +capitalism away. Full employment (nevermind any struggle over workers' +control) will reduce profits and if profits are reduced then firms find it +hard to repay debts, fund investment and provide profits for shareholders. +This profits squeeze would be enough to force capitalism into a slump and any +attempts at gaining workers' self-management in periods of high employment +will help push it over the edge (after all, workers' control without control +over the allocation of any surplus is distinctly phoney). Moreover, even if we +ignore the effects of full employment may not last due to problems associated +with over-investment (see section [C.7.2](secC7.html#secc72)), credit and +interest rate problems (see section [10.1](append1310.html#secf101)) and +realisation/aggregate demand disjoints. Full employment adds to the problems +associated with the capitalist business cycle and so, if class struggle and +workers power did not exist or cost problem, capitalism would still not be +stable. + +If equilibrium is a myth, then so is full employment. It seems somewhat ironic +that "anarcho"-capitalists and other right-libertarians maintain that there +will be equilibrium (full employment) in the one market within capitalism it +can never actually exist in! This is usually quietly acknowledged by most +right-libertarians, who mention in passing that some "temporary" unemployment +**will** exist in their system -- but "temporary" unemployment is not full +employment. Of course, you could maintain that all unemployment is "voluntary" +and get round the problem by denying it, but that will not get us very far. + +So it is all fine and well saying that "libertarian" capitalism would be based +upon the maxim _"From each as they choose, to each as they are chosen."_ +[Robert Nozick, **Anarchy, State, and Utopia**, p. 160] But if the labour +market is such that workers have little option about what they "choose" to +give and fear that they will **not** be chosen, then they are at a +disadvantage when compared to their bosses and so "consent" to being treated +as a resource from the capitalist can make a profit from. And so this will +result in any "free" contract on the labour market favouring one party at the +expense of the other -- as can be seen from "actually existing capitalism". + +Thus any "free exchange" on the labour market will usually **not** reflect the +true desires of working people (and who will make all the "adjusting" and end +up wanting what they get). Only when the economy is approaching full +employment will the labour market start to reflect the true desires of working +people and their wage start to approach its full product. And when this +happens, profits are squeezed and capitalism goes into slump and the resulting +unemployment disciplines the working class and restores profit margins. Thus +full employment will be the exception rather than the rule within capitalism +(and that is a conclusion which the historical record indicates). + +In other words, in a normally working capitalist economy any labour contracts +will not create relationships based upon freedom due to the inequalities in +power between workers and capitalists. Instead, any contracts will be based +upon domination, **not** freedom. Which prompts the question, how is +libertarian capitalism **libertarian** if it erodes the liberty of a large +class of people? + +## 10.3 Was laissez-faire capitalism stable? + +Firstly, we must state that a pure laissez-faire capitalist system has not +existed. This means that any evidence we present in this section can be +dismissed by right-libertarians for precisely this fact -- it was not "pure" +enough. Of course, if they were consistent, you would expect them to shun all +historical and current examples of capitalism or activity within capitalism, +but this they do not. The logic is simple -- if X is good, then it is +permissible to use it. If X is bad, the system is not pure enough. + +However, as right-libertarians **do** use historical examples so shall we. +According to Murray Rothbard, there was _"quasi-laissez-faire +industrialisation [in] the nineteenth century"_ [**The Ethics of Liberty**, p. +264] and so we will use the example of nineteenth century America -- as this +is usually taken as being the closest to pure laissez-faire -- in order to see +if laissez-faire is stable or not. + +Yes, we are well aware that 19th century USA was far from laissez-faire \-- +there was a state, protectionism, government economic activity and so on -- +but as this example has been often used by right-Libertarians' themselves (for +example, Ayn Rand) we think that we can gain a lot from looking at this +imperfect approximation of "pure" capitalism (and as we argued in section +[8](append138.html), it is the "quasi" aspects of the system that counted in +industrialisation, **not** the laissez-faire ones). + +So, was 19th century America stable? No, it most definitely was not. + +Firstly, throughout that century there were a continual economic booms and +slumps. The last third of the 19th century (often considered as a heyday of +private enterprise) was a period of profound instability and anxiety. Between +1867 and 1900 there were 8 complete business cycles. Over these 396 months, +the economy expanded during 199 months and contracted during 197. Hardly a +sign of great stability (since the end of world war II, only about a fifth of +the time has spent in periods of recession or depression, by way of +comparison). Overall, the economy went into a slump, panic or crisis in 1807, +1817, 1828, 1834, 1837, 1854, 1857, 1873, 1882, and 1893 (in addition, 1903 +and 1907 were also crisis years). + +Part of this instability came from the eras banking system. _"Lack of a +central banking system,"_ writes Richard Du Boff, _"until the Federal Reserve +act of 1913 made financial panics worse and business cycle swings more +severe"_ [**Accumulation and Power**, p. 177] It was in response to this +instability that the Federal Reserve system was created; and as Doug Henwood +notes _"the campaign for a more rational system of money and credit was not a +movement of Wall Street vs. industry or regional finance, but a broad movement +of elite bankers and the managers of the new corporations as well as academics +and business journalists. The emergence of the Fed was the culmination of +attempts to define a standard of value that began in the 1890s with the +emergence of the modern professionally managed corporation owned not by its +managers but dispersed public shareholders."_ [**Wall Street**, p. 93] Indeed, +the Bank of England was often forced to act as lender of last resort to the +US, which had no central bank. + +In the decentralised banking system of the 19th century, during panics +thousands of banks would hoard resources, so starving the system for liquidity +precisely at the moment it was most badly needed. The creation of trusts was +one way in which capitalists tried to manage the system's instabilities (at +the expense of consumers) and the corporation was a response to the outlawing +of trusts. _"By internalising lots of the competitive system's gaps -- by +bring more transactions within the same institutional walls -- corporations +greatly stabilised the economy."_ [Henwood, **Op. Cit.**, p. 94] + +All during the hey-day of laissez faire we also find popular protests against +the money system used, namely specie (in particular gold), which was +considered as a hindrance to economic activity and expansion (as well as being +a tool for the rich). The Individualist Anarchists, for example, considered +the money monopoly (which included the use of specie as money) as the means by +which capitalists ensured that _"the labourers . . . [are] kept in the +condition of wage labourers,"_ and reduced _"to the conditions of servants; +and subject to all such extortions as their employers . . . may choose to +practice upon them"_, indeed they became the _"mere tools and machines in the +hands of their employers"_. With the end of this monopoly, _"[t]he amount of +money, capable of being furnished . . . [would assure that all would] be under +no necessity to act as a servant, or sell his or her labour to others."_ +[Lysander Spooner, **A Letter to Grover Cleveland**, p. 47, p. 39, p. 50, p. +41] In other words, a specie based system (as desired by many +"anarcho"-capitalists) was considered a key way of maintaining wage labour and +exploitation. + +Interestingly, since the end of the era of the Gold Standard (and so commodity +money) popular debate, protest and concern about money has disappeared. The +debate and protest was in response to the **effects** of commodity money on +the economy -- with many people correctly viewing the seriously restrictive +monetary regime of the time responsible for economic problems and crisis as +well as increasing inequalities. Instead radicals across the political +spectrum urged a more flexible regime, one that did not cause wage slavery and +crisis by reducing the amount of money in circulation when it could be used to +expand production and reduce the impact of slumps. Needless to say, the +Federal Reserve system in the USA was far from the institution these populists +wanted (after all, it is run by and for the elite interests who desired its +creation). + +That the laissez-faire system was so volatile and panic-ridden suggests that +"anarcho"-capitalist dreams of privatising everything, including banking, and +everything will be fine are very optimistic at best (and, ironically, it was +members of the capitalist class who lead the movement towards state-managed +capitalism in the name of "sound money"). + diff --git a/markdown/append1311.md b/markdown/append1311.md new file mode 100644 index 0000000000000000000000000000000000000000..d2af47f39a1fa0fb2e394e8664f2c93276d1eaec --- /dev/null +++ b/markdown/append1311.md @@ -0,0 +1,550 @@ +# 11 What is the myth of "Natural Law"? + +Natural Law, and the related concept of Natural Rights, play an important part +in Libertarian and "anarcho"-capitalist ideology. Right-libertarians are not +alone in claiming that their particular ideology is based on the "law of +nature". Hitler, for one, claimed the same thing for Nazi ideology. So do +numerous other demagogues, religious fanatics, and political philosophers. +However, each likes to claim that only **their** "natural law" is the "real" +one, all the others being subjective impositions. We will ignore these +assertions (they are not arguments) and concentrate on explaining why natural +law, in all its forms, is a myth. In addition, we will indicate its +authoritarian implications. + +Instead of such myths anarchists urge people to "work it out for themselves" +and realise that any ethical code is subjective and not a law of nature. If +its a good "code", then others will become convinced of it by your arguments +and their intellect. There is no need to claim its a function of "man's +nature"! + +The following books discuss the subject of "Natural Law" in greater depth and +are recommended for a fuller discussion of the issues raised in this section: + +Robert Anton Wilson, **Natural Law** and L.A. Rollins, **The Myth of Natural +Law**. + +We should note that these books are written by people associated, to some +degree, with right-libertarianism and, of course, we should point out that not +all right-libertarians subscribe to "natural law" theories (David Friedman, +for example, does not). However, such a position seems to be the minority in +right-Libertarianism (Ayn Rand, Robert Nozick and Murray Rothbard, among +others, did subscribe to it). We should also point out that the Individualist +Anarchist Lysander Spooner also subscribed to "natural laws" (which shows +that, as we noted above, the concept is not limited to one particular theory +or ideology). We present a short critique of Spooner's ideas on this subject +in section [G.7](secG7.html). + +Lastly, it could be maintained that it is a common "straw man" to maintain +that supporters of Natural Law argue that their Laws are like the laws of +physics (and so are capable of stopping people's actions just as the law of +gravity automatically stops people flying from the Earth). But that is the +whole point -- using the term "Natural Law" implies that the moral rights and +laws that its supporters argue for are to be considered just like the law of +gravity (although they acknowledge, of course, that unlike gravity, **their** +_"natural laws"_ **can be violated in nature**). Far from saying that the +rights they support are just that (i.e. rights **they** think are good) they +try to associate them with universal facts. For example, Lysander Spooner +(who, we must stress, used the concept of "Natural law" to **oppose** the +transformation of America into a capitalist society, unlike Rand, Nozick and +Rothbard who use it to defend capitalism) stated that: + +> _"the true definition of law is, that it is a fixed, immutable, natural +principle; and not anything that man ever made, or can make, unmake, or alter. +Thus we speak of the laws of matter, and the laws of mind; of the laws of +gravitation, the laws of light, heat, and electricity. . .etc., etc. . . . The +law of justice is just as supreme and universal in the moral world, as these +others are in the mental or physical world; and is as unalterable as are these +by any human power. And it is just as false and absurd to talk of anybody's +having the power to abolish the law of justice, and set up their own in its +stead, as it would be to talk of their having the power to abolish the law of +gravitation, or any other natural laws of the universe, and set up their own +will in the place of them."_ [**A Letter to Grover Cleveland**, p. 88] + +Rothbard and other capitalist supporters of "Natural Law" make the same sort +of claims (as we will see). Now, why, if they are aware of the fact that +unlike gravity their "Natural Laws" can be violated, do they use the term at +all? Benjamin Tucker said that "Natural Law" was a _"religious"_ concept \-- +and this provides a clue. To say "Do not violate these rights, otherwise I +will get cross" does not have **quite** the same power as "Do not violate +these rights, they are facts of natural and you are violating nature" (compare +to "Do not violate these laws, or you will go to hell"). So to point out that +"Natural Law" is **not** the same as the law of gravity (because it has to be +enforced by humans) is not attacking some kind of "straw man" -- it is +exposing the fact that these "Natural Laws" are just the personal prejudices +of those who hold them. If they do not want then to be exposed as such then +they should call their laws what they are \-- personal ethical laws -- rather +than compare them to the facts of nature. + +## 11.1 Why the term "Natural Law" in the first place? + +Murray Rothbard claims that _"Natural Law theory rests on the insight. . . +that each entity has distinct and specific properties, a distinct 'nature,' +which can be investigated by man's reason"_ [**For a New Liberty**, p. 25] and +that _"man has rights because they are **natural** rights. They are grounded +in the nature of man."_ [**The Ethics of Liberty**, p. 155] + +To put it bluntly, this form of "analysis" was originated by Aristotle and has +not been used by science for centuries. Science investigates by proposing +theories and hypotheses to explain empirical observations, testing and +refining them by experiment. In stark contrast, Rothbard **invents** +definitions (_"distinct" "natures"_) and then draws conclusions from them. +Such a method was last used by the medieval Church and is devoid of any +scientific method. It is, of course, a fiction. It attempts to deduce the +nature of a "natural" society from _a priori_ considerations of the "innate" +nature of human beings, which just means that the assumptions necessary to +reach the desired conclusions have been built into the definition of "human +nature." In other words, Rothbard defines humans as having the "distinct and +specific properties" that, given his assumptions, will allow his dogma +(private state capitalism) to be inferred as the "natural" society for humans. + +Rothbard claims that _"if A, B, C, etc., have differing attributes, it follows +that they have different **natures.**"_ [**The Ethics of Liberty**, p. 9] Does +this means that as every individual is unique (have different attributes), +they have different natures? Skin and hair colour are different attributes, +does this mean that red haired people have different natures than blondes? +That black people have different natures than white (and such a "theory" of +"natural law" was used to justify slavery \-- yes, slaves **are** human but +they have "different natures" than their masters and so slavery is okay). Of +course Rothbard aggregates "attributes" to species level, but why not higher? +Humans are primates, does that mean we have the same natures are monkeys or +gorillas? We are also mammals as well, we share many of the same attributes as +whales and dogs. Do we have similar natures? + +But this is by the way. To continue we find that after defining certain +"natures," Rothbard attempts to derive _"Natural Rights and Laws"_ from them. +However, these _"Natural Laws"_ are quite strange, as they can be violated in +nature! Real natural laws (like the law of gravity) **cannot** be violated and +therefore do not need to be enforced. The "Natural Laws" the "Libertarian" +desires to foist upon us are not like this. They need to be enforced by humans +and the institutions they create. Hence, Libertarian "Natural Laws" are more +akin to moral prescriptions or juridical laws. However, this does not stop +Rothbard explicitly _"plac[ing]"_ his _"Natural Laws" "alongside physical or +'scientific' natural laws."_ [**The Ethics of Liberty**, p. 42] + +So why do so many Libertarians use the term "Natural Law?" Simply, it gives +them the means by which to elevate their opinions, dogmas, and prejudices to a +metaphysical level where nobody will dare to criticise or even think about +them. The term smacks of religion, where "Natural Law" has replaced "God's +Law." The latter fiction gave the priest power over believers. "Natural Law" +is designed to give the Libertarian ideologist power over the people that he +or she wants to rule. + +How can one be against a "Natural Law" or a "Natural Right"? It is impossible. +How can one argue against gravity? If private property, for example, is +elevated to such a level, who would dare argue against it? Ayn Rand listed +having landlords and employers along with _"the laws of nature."_ They are +**not** similar: the first two are social relationships which have to be +imposed by the state; the _"laws of nature"_ (like gravity, needing food, +etc.) are **facts** which do not need to be imposed. Rothbard claims that +_"the natural fact is that labour service **is** indeed a commodity."_ [**Op. +Cit.**, p. 40] However, this is complete nonsense -- labour service as a +commodity is a **social** fact, dependent on the distribution of property +within society, its social customs and so forth. It is only "natural" in the +sense that it exists within a given society (the state is also "natural" as it +also exists within nature at a given time). But neither wage slavery or the +state is "natural" in the sense that gravity is natural or a human having two +arms is. Indeed, workers at the dawn of capitalism, faced with selling their +labour services to another, considered it as decidedly "unnatural" and used +the term "wage slavery" to describe it! + +Thus, where and when a "fact" appears is essential. For example, Rothbard +claims that _"[a]n apple, let fall, will drop to the ground; this we all +observe and acknowledge to be **in the nature** of the apple."_ [**The Ethics +of Liberty**, p. 9] Actually, we do not "acknowledge" anything of the kind. We +acknowledge that the apple was subject to the force of gravity and that is why +it fell. The same apple, "let fall" in a space ship would **not** drop to the +floor. Has the "nature" of the apple changed? No, but the situation it is in +has. Thus any attempt to generate abstract "natures" requires you to ignore +reality in favour of ideals. + +Because of the confusion its usage creates, we are tempted to think that the +use of "Natural Law" dogma is an attempt to **stop** thinking, to restrict +analysis, to force certain aspects of society off the political agenda by +giving them a divine, everlasting quality. + +Moreover, such an "individualist" account of the origins of rights will always +turn on a muddled distinction between individual rationality and some vague +notion of rationality associated with membership of the human species. How are +we to determine what is rational for an individual **as and individual** and +what is rational for that same individual **as a human being**? It is hard to +see that we can make such a distinction for _"[i]f I violently interfere with +Murray Rothbard's freedom, this may violate the 'natural law' of Murray +Rothbard's needs, but it doesn't violate the 'natural law' of **my** needs."_ +[L.A. Rollins, **The Myth of Natural Rights**, p. 28] Both parties, after all, +are human and if such interference is, as Rothbard claims, _"antihuman"_ then +why? _"If it helps me, a human, to advance my life, then how can it be +unequivocally 'antihuman'?"_ [L. A. Rollins, **Op. Cit.**, p. 27] Thus +"natural law" is contradictory as it is well within the bounds of human nature +to violate it. + +This means that in order to support the dogma of "Natural Law," the cultists +**must** ignore reality. Ayn Rand claims that _"the source of man's rights is. +. .the law of identity. A is A -- and Man is Man."_ But Rand (like Rothbard) +**defines** _"Man"_ as an _"entity of a specific kind -- a rational being"_ +[**The Virtue of Selfishness**, pp. 94-95]. Therefore she cannot account for +**irrational** human behaviours (such as those that violate "Natural Laws"), +which are also products of our "nature." To assert that such behaviours are +not human is to assert that A can be not-A, thus contradicting the law of +identity. Her ideology cannot even meet its own test. + +## 11.2 But "Natural Law" provides protection for individual rights from +violation by the State. Those who are against Natural Law desire total rule by +the state. + +The second statement represents a common "Libertarian" tactic. Instead of +addressing the issues, they accuse an opponent of being a "totalitarian" (or +the less sinister "statist"). In this way, they hope to distract attention +from, and so avoid discussing, the issue at hand (while at the same time +smearing their opponent). We can therefore ignore the second statement. + +Regarding the first, "Natural Law" has **never** stopped the rights of +individuals from being violated by the state. Such "laws" are as much use as a +chocolate fire-guard. If "Natural Rights" could protect one from the power of +the state, the Nazis would not have been able to murder six million Jews. The +only thing that stops the state from attacking people's rights is individual +(and social) power -- the ability and desire to protect oneself and what one +considers to be right and fair. As the anarchist Rudolf Rocker pointed out: + +> _"Political [or individual] rights do not exist because they have been +legally set down on a piece of paper, but only when they have become the +ingrown habit of a people, and when any attempt to impair them will be meet +with the violent resistance of the populace. . . .One compels respect from +others when he knows how to defend his dignity as a human being. . . .The +people owe all the political rights and privileges which we enjoy today, in +greater or lesser measure, not to the good will of their governments, but to +their own strength."_ [**Anarcho-Syndicalism**, p. 64] + +Of course, if is there are no "Natural Rights," then the state has no "right" +to murder you or otherwise take away what are commonly regarded as human +rights. One can object to state power without believing in "Natural Law." + +## 11.3 Why is "Natural Law" authoritarian? + +Rights, far from being fixed, are the product of social evolution and human +action, thought and emotions. What is acceptable now may become unacceptable +in the future. Slavery, for example, was long considered "natural." In fact, +John Locke, the "father" of "Natural Rights," was heavily involved in the +slave trade. He made a fortune in violating what is today regarded as a basic +human right: not to be enslaved. Many in Locke's day claimed that slavery was +a "Natural Law." Few would say so now. + +Thomas Jefferson indicates exactly why "Natural Law" is authoritarian when he +wrote _"[s]ome men look at constitutions with sanctimonious reverence, and +deem them like the ark of the Covenant, too sacred to be touched. They ascribe +to the men of the preceding age a wisdom more than human, and suppose what +they did to be beyond amendment. . .laws and institutions must go hand in hand +with the progress of the human mind. . . as that becomes more developed, more +enlightened, as new discoveries are made, institutions must advance also, to +keep pace with the times. . . We might as well require a man to wear still the +coat which fitted him when a boy as civilised society to remain forever under +the regimen of their barbarous ancestors."_ + +The "Natural Law" cult desires to stop the evolutionary process by which new +rights are recognised. Instead they wish to fix social life into what **they** +think is good and right, using a form of argument that tries to raise their +ideology above critique or thought. Such a wish is opposed to the fundamental +feature of liberty: the ability to think for oneself. Michael Bakunin writes +_"the liberty of man consists solely in this: that he obeys natural laws +because he has **himself** recognised them as such, and not because they have +been externally imposed upon him by any extrinsic will whatever, divine or +human, collective or individual."_ [**Bakunin on Anarchism**, p. 227] + +Thus anarchism, in contrast to the "natural law" cult, recognises that +"natural laws" (like society) are the product of individual evaluation of +reality and social life and are, therefore, subject to change in the light of +new information and ideas (Society _"progresses slowly through the moving +power of individual initiative"_ [Bakunin, **The Political Philosophy of +Bakunin**, p. 166] and so, obviously, do social rights and customs). Ethical +or moral "laws" (which is what the "Natural Law" cult is actually about) is +not a product of "human nature" or abstract individuals. Rather, it is a +**social** fact, a creation of society and human interaction. In Bakunin's +words, _"moral law is not an individual but a social fact, a creation of +society"_ and any _"natural laws"_ are _"inherent in the social body"_ (and +so, we must add, not floating abstractions existing in "man's nature"). +[**Ibid.**, p. 125, p. 166] + +The case for liberty and a free society is based on the argument that, since +every individual is unique, everyone can contribute something that no one else +has noticed or thought about. It is the free interaction of individuals which +allows them, along with society and its customs and rights, to evolve, change +and develop. "Natural Law," like the state, tries to arrest this evolution. It +replaces creative inquiry with dogma, making people subject to yet another +god, destroying critical thought with a new rule book. + +In addition, if these "Natural Laws" are really what they are claimed to be, +they are necessarily applicable to **all** of humanity (Rothbard explicitly +acknowledges this when he wrote that _"one of the notable attributes of +natural law"_ is _"its applicability to all men, regardless of time or place"_ +[**The Ethics of Liberty**, p. 42]). In other words, every other law code +**must** (by definition) be "against nature" and there exists **one** way of +life (the "natural" one). The authoritarian implications of such arrogance is +clear. That the Dogma of Natural Law was only invented a few hundred years +ago, in one part of the planet, does not seem to bother its advocates. Nor +does the fact that for the vast majority of human existence, people have lived +in societies which violated almost **all** of their so-called "Natural Laws" +To take one example, before the late Neolithic, most societies were based on +usufruct, or free access to communally held land and other resources [see +Murray Bookchin, **The Ecology of Freedom**]. Thus for millennia, all human +beings lived in violation of the supposed "Natural Law" of private property -- +perhaps the chief "law" in the "Libertarian" universe. + +If "Natural Law" did exist, then all people would have discovered these "true" +laws years ago. To the contrary, however, the debate is still going on, with +(for example) fascists and "Libertarians" each claiming "the laws of nature" +(and socio-biology) as their own. + +## 11.4 Does "Natural Law" actually provides protection for individual +liberty? + +But, it seems fair to ask, does "natural law" actually respect individuals and +their rights (i.e. liberty)? We think not. Why? + +According to Rothbard, _"the natural law ethic states that for man, goodness +or badness can be determined by what fulfils or thwarts what is best for man's +nature."_ [**The Ethics of Liberty**, p. 10] But, of course, what may be +"good" for "man" may be decidedly **bad** for men (and women). If we take the +example of the sole oasis in a desert (see section +[4.2](append134.html#secf42)) then, according to Rothbard, the property owner +having the power of life and death over others is "good" while, if the +dispossessed revolt and refuse to recognise his "property", this is "bad"! In +other words, Rothbard's "natural law" is good for **some** people (namely +property owners) while it can be bad for others (namely the working class). In +more general terms, this means that a system which results in extensive +hierarchy (i.e. **archy**, power) is "good" (even though it restricts liberty +for the many) while attempts to **remove** power (such as revolution and the +democratisation of property rights) is "bad". Somewhat strange logic, we feel. + +However such a position fails to understand **why** we consider coercion to be +wrong/unethical. Coercion is wrong because it subjects an individual to the +will of another. It is clear that the victim of coercion is lacking the +freedom that the philosopher Isaiah Berlin describes in the following terms: + +> _"I wish my life and decisions to depend on myself, not on external forces +of whatever kind. I wish to be an instrument of my own, not of other men's, +acts of will. I wish to be a subject, not an object; to be moved by reasons, +by conscious purposes, which are my own, not by causes which affect me, as it +were, from outside. I wish to be somebody, not nobody; a doer -- deciding, not +being decided for, self-directed and not acted upon by external nature or by +other mean as if I were a thing, or an animal, or a slave incapable of playing +a human role, that is, of conceiving goals and policies of my own and +realising them."_ [**Four Essays on Liberty**, p. 131] + +Or, as Alan Haworth points out, _"we have to view coercion as a violation of +what Berlin calls **positive** freedom."_ [**Anti-Libertarianism**, p. 48] + +Thus, if a system results in the violation of (positive) liberty by its very +nature -- namely, subject a class of people to the will of another class (the +worker is subject to the will of their boss and is turned into an order-taker) +-- then it is justified to end that system. Yes, it is "coercion" is +dispossess the property owner -- but "coercion" exists only for as long as +they desire to exercise power over others. In other words, it is not +domination to remove domination! And remember it is the domination that exists +in coercion which fuels our hatred of it, thus "coercion" to free ourselves +from domination is a necessary evil in order to stop far greater evils +occurring (as, for example, in the clear-cut case of the oasis monopoliser). + +Perhaps it will be argued that domination is only bad when it is involuntary, +which means that it is only the involuntary nature of coercion that makes it +bad, not the domination it involves. By this argument wage slavery is not +domination as workers voluntarily agree to work for a capitalist (after all, +no one puts a gun to their heads) and any attempt to overthrow capitalist +domination is coercion and so wrong. However, this argument ignores that fact +that **circumstances** force workers to sell their liberty and so violence on +behalf of property owners is not (usually) required -- market forces ensure +that physical force is purely "defensive" in nature. And as we argued in +section [2.2](append132.html#secf22), even Rothbard recognised that the +economic power associated with one class of people being dispossessed and +another empowered by this fact results in relations of domination which cannot +be considered "voluntary" by any stretch of the imagination (although, of +course, Rothbard refuses to see the economic power associated with capitalism +-- when its capitalism, he cannot see the wood for the trees \-- and we are +ignoring the fact that capitalism was created by extensive use of coercion and +violence -- see section [8](append138.html)). + +Thus, "Natural law" and attempts to protect individuals rights/liberty and see +a world in which people are free to shape their own lives are fatally flawed +if they do not recognise that private property is incompatible with these +goals. This is because the existence of capitalist property smuggles in power +and so domination (the restriction of liberty, the conversion of some into +order-givers and the many into order-takers) and so Natural Law does not +fulfil its promise that each person is free to pursue their own goals. The +unqualified right of property will lead to the domination and degradation of +large numbers of people (as the oasis monopoliser so graphically illustrates). + +And we stress that anarchists have no desire to harm individuals, only to +change institutions. If a workplace is taken over by its workers, the owners +are not harmed physically. If the oasis is taken from the monopoliser, the ex- +monopoliser becomes like other users of the oasis (although probably +**disliked** by others). Thus anarchists desire to treat people as fairly as +possible and not replace one form of coercion and domination with another -- +individuals must **never** be treated as abstractions (if they have power over +you, destroy what creates the relation of domination, **not** the individual, +in other words! And if this power can be removed without resorting to force, +so much the better -- a point which social and individualist anarchists +disagree on, namely whether capitalism can be reformed away or not comes +directly from this. As the Individualists think it can, they oppose the use of +force. Most social anarchists think it cannot, and so support revolution). + +This argument may be considered as "utilitarian" (the greatest good for the +greatest number) and so treats people not as "ends in themselves" but as +"means to an end". Thus, it could be argued, "natural law" is required to +ensure that **all** (as opposed to some, or many, or the majority of) +individuals are free and have their rights protected. + +However, it is clear that "natural law" can easily result in a minority having +their freedom and rights respected, while the majority are forced by +circumstances (created by the rights/laws produced by applying "natural law" +we must note) to sell their liberty and rights in order to survive. If it is +wrong to treat anyone as a "means to an end", then it is equally wrong to +support a theory or economic system that results in people having to negate +themselves in order to live. A respect for persons -- to treat them as ends +and never as means -- is not compatible with private property. + +The simple fact is that **there are no easy answers** \-- we need to weight up +our options and act on what we think is best. Yes, such subjectivism lacks the +"elegance" and simplicity of "natural law" but it reflects real life and +freedom far better. All in all, we must always remember that what is "good" +for man need not be good for people. "Natural law" fails to do this and stands +condemned. + +## 11.5 But Natural Law was discovered, not invented! + +This statement truly shows the religious nature of the Natural Law cult. To +see why its notion of "discovery" is confused, let us consider the Law of +Gravity. Newton did not "discover" the law of gravity, he invented a theory +which explained certain observed phenomena in the physical world. Later +Einstein updated Newton's theories in ways that allowed for a better +explanation of physical reality. Thus, unlike "Natural Law," scientific laws +can be updated and changed as our knowledge changes and grows. As we have +already noted, however, "Natural Laws" cannot be updated because they are +derived from fixed definitions (Rothbard is pretty clear on this, he states +that it is _"[v]ery true"_ that natural law is _"universal, fixed and +immutable"_ and so are _"'absolute' principles of justice"_ and that they are +_"independent of time and place"_ [**The Ethics of Liberty**, p. 19]). +However, what he fails to understand is that what the "Natural Law" cultists +are "discovering" are simply the implications of their own definitions, which +in turn simply reflect their own prejudices and preferences. + +Since "Natural Laws" are thus "unchanging" and are said to have been +"discovered" centuries ago, it's no wonder that many of its followers look for +support in socio-biology, claiming that their "laws" are part of the genetic +structure of humanity. But socio-biology has dubious scientific credentials +for many of its claims. Also, it has authoritarian implications **exactly** +like Natural Law. Murray Bookchin rightly characterises socio-biology as +_"suffocatingly rigid; it not only impedes action with the autocracy of a +genetic tyrant but it closes the door to any action that is not biochemically +defined by its own configuration. When freedom is nothing more than the +recognition of necessity. . .we discover the gene's tyranny over the greater +totality of life. . .when knowledge becomes dogma (and few movements are more +dogmatic than socio-biology) freedom is ultimately denied."_ [_"Socio-biology +or Social Ecology"_, in **Which way for the Ecology Movement?** pp. 49 - 75, +p. 60] + +In conclusion the doctrine of Natural Law, far from supporting individual +freedom, is one of its greatest enemies. By locating individual rights within +"Man's Nature," it becomes an unchanging set of dogmas. Do we really know +enough about humanity to say what are "Natural" and universal Laws, applicable +forever? Is it not a rejection of critical thinking and thus individual +freedom to do so? + +## 11.6 Why is the notion of "discovery" contradictory? + +Ayn Rand indicates the illogical and contradictory nature of the concepts of +"discovering" "natural law" and the "natural rights" this "discovery" argument +creates when she stated that her theory was _"objective."_ Her "Objectivist" +political theory _"holds that good is neither an attribute of 'things in +themselves' nor man's emotional state, but **an evaluation** of the facts of +reality by man's consciousness according to a rational standard of value. . . +The objective theory holds that **the good is an aspect of reality in relation +to man** \- and that it must be discovered, not invented, by man."_ +[**Capitalism: The Unknown Ideal**, p. 22] + +However, this is playing with words. If something is "discovered" then it has +always been there and so is an intrinsic part of it. If "good" **is** +"discovered" by "man" then "good" exists independently of people -- it is +waiting to be "discovered." In other words, "good" is an attribute of _"man as +man,"_ of _"things in themselves"_ (in addition, such a theory also implies +that there is just **one** possible interpretation of what is "good" for all +humanity). This can be seen when Rand talks about her system of "objective" +values and rights. + +When discussing the difference between _"subjective,"_ _"intrinsic"_ and +_"objective"_ values Rand noted that _"intrinsic"_ and _"subjective"_ theories +_"make it possible for a man to believe what is good is independent of man's +mind and can be achieved by physical force."_ [**Op. Cit.**, p. 22] In other +words, intrinsic and subjective values justify tyranny. However, her +_"objective"_ values are placed squarely in _"Man's Nature"_ \-- she states +that _"[i]ndividual rights are the means of subordinating society to moral +law"_ and that _"the source of man's rights is man's nature."_ [**Op. Cit.**, +p. 320, p. 322] + +She argues that the _"**intrinsic** theory holds that the good is inherent in +certain things or actions, as such, regardless of their context and +consequences, regardless of any benefit or injury they may cause to the actors +and subjects involved."_ [**Op. Cit.**, p. 21] According to the **Concise +Oxford Dictionary**, _"intrinsic"_ is defined as _"inherent,"_ _"essential,"_ +_"belonging naturally"_ and defines _"nature"_ as _"a thing's, or person's, +innate or essential qualities or character."_ In other words, if, as Rand +maintains, man's rights **are** the product of _"man's nature"_ then such +rights are **intrinsic**! And if, as Rand maintains, such rights are the +_"extension of morality into the social system"_ then morality itself is also +intrinsic. + +Again, her ideology fails to meet its own tests -- and opens the way for +tyranny. This can be seen by her whole hearted support for wage slavery and +her total lack of concern how it, and concentrations of wealth and power, +affect the individuals subjected to them. For, after all, what is "good" is +"inherent" in capitalism, regardless of the context, consequences, benefits or +injuries it may cause to the actors and subjects involved. + +The key to understanding her contradictory and illogical ideology lies in her +contradictory use of the word "man." Sometimes she uses it to describe +individuals but usually it is used to describe the human race collectively +(_"man's nature," "man's consciousness"_). But "Man" does not have a +consciousness, only individuals do. Man is an abstraction, it is individuals +who live and think, not "Man." Such "Man worship" -- like Natural Law -- has +all the markings of a religion. + +As Max Stirner argues _"liberalism is a religion because it separates my +essence from me and sets it above me, because it exalts 'Man' to the same +extent as any other religion does to God. . . it sets me beneath Man."_ [**The +Ego and Its Own**, p. 176] Indeed, he _"who is infatuated with **Man** leaves +persons out of account so far as that infatuation extends, and floats in an +ideal, sacred interest. **Man**, you see, is not a person, but an ideal, a +spook."_ [**Op. Cit.**, p.79] + +Rand argues that we must evaluate _"the facts of reality by man's +consciousness according to a rational standard of value"_ but who determines +that value? She states that _"[v]alues are not determined by fiat nor by +majority vote"_ [p. 24] but, however, neither can they be determined by "man" +or "man's consciousness" because "man" does not exist. Individuals exist and +have consciousness and because they are unique have different values (but as +we argued in section [A.2.19](secA2.html#seca219), being social creatures +these values are generalised across individuals into social, i.e. objective, +values). So, the abstraction "man" does not exist and because of this we see +the healthy sight of different individuals convincing others of their ideas +and theories by discussion, presenting facts and rational debate. This can be +best seen in scientific debate. + +The aim of the scientific method is to invent theories that explain facts, the +theories are not part of the facts but created by the individual's mind in +order to explain those facts. Such scientific "laws" can and do change in +light of new information and new thought. In other words, the scientific +method is the creation of subjective theories that explain the objective +facts. Rand's method is the opposite - she assumes "man's nature," "discovers" +what is "good" from those assumptions and draws her theories by deduction from +that. This is the **exact** opposite of the scientific method and, as we noted +above, comes to us straight from the Roman Catholic church. + +It is the subjective revolt by individuals against what is considered +"objective" fact or "common sense" which creates progress and develops ethics +(what is considered "good" and "right") and society. This, in turn, becomes +"accepted fact" until the next free thinker comes along and changes how we +view the world by presenting **new** evidence, re-evaluating old ideas and +facts or exposing the evil effects associated with certain ideas (and the +social relationships they reflect) by argument, fact and passion. Attempts to +impose _"an evaluation of the facts of reality by man's consciousness"_ would +be a death blow to this process of critical thought, development and +evaluation of the facts of reality by individual's consciousness. Human +thought would be subsumed by dogma. + diff --git a/markdown/append132.md b/markdown/append132.md new file mode 100644 index 0000000000000000000000000000000000000000..c6039375b9daf5b14d423bb0fa192f0b58bbc127 --- /dev/null +++ b/markdown/append132.md @@ -0,0 +1,1680 @@ +# 2 What do "anarcho"-capitalists mean by "freedom"? + +For "anarcho"-capitalists, the concept of freedom is limited to the idea of +_"freedom from."_ For them, freedom means simply freedom from the _"initiation +of force,"_ or the _"non-aggression against anyone's person and property."_ +[Murray Rothbard, **For a New Liberty**, p. 23] The notion that real freedom +must combine both freedom _"to"_ **and** freedom _"from"_ is missing in their +ideology, as is the social context of the so-called freedom they defend. + +Before starting, it is useful to quote Alan Haworth when he notes that _"[i]n +fact, it is surprising how **little** close attention the concept of freedom +receives from libertarian writers. Once again **Anarchy, State, and Utopia** +is a case in point. The word 'freedom' doesn't even appear in the index. The +word 'liberty' appears, but only to refer the reader to the 'Wilt Chamberlain' +passage. In a supposedly 'libertarian' work, this is more than surprising. It +is truly remarkable."_ [**Anti-Libertarianism**, p. 95] + +Why this is the case can be seen from how the "anarcho"-capitalist defines +freedom. + +In a right-libertarian or "anarcho"-capitalist society, freedom is considered +to be a product of property. As Murray Rothbard puts it, _"the libertarian +defines the concept of 'freedom' or 'liberty'. . .[as a] condition in which a +person's ownership rights in his body and his legitimate material property +rights are not invaded, are not aggressed against. . . . Freedom and +unrestricted property rights go hand in hand."_ [**Op. Cit.**, p.41] + +This definition has some problems, however. In such a society, one cannot +(legitimately) do anything with or on another's property if the owner +prohibits it. This means that an individual's only **guaranteed** freedom is +determined by the amount of property that he or she owns. This has the +consequence that someone with no property has no guaranteed freedom at all +(beyond, of course, the freedom not to be murdered or otherwise harmed by the +deliberate acts of others). In other words, a distribution of property is a +distribution of freedom, as the right-libertarians themselves define it. It +strikes anarchists as strange that an ideology that claims to be committed to +promoting freedom entails the conclusion that some people should be more free +than others. However, this is the logical implication of their view, which +raises a serious doubt as to whether "anarcho"-capitalists are actually +interested in freedom. + +Looking at Rothbard's definition of "liberty" quoted above, we can see that +freedom is actually no longer considered to be a fundamental, independent +concept. Instead, freedom is a derivative of something more fundamental, +namely the _"legitimate rights"_ of an individual, which are identified as +property rights. In other words, given that "anarcho"-capitalists and right +libertarians in general consider the right to property as "absolute," it +follows that freedom and property become one and the same. This suggests an +alternative name for the right Libertarian, namely **_"Propertarian."_** And, +needless to say, if we do not accept the right-libertarians' view of what +constitutes "legitimate" "rights," then their claim to be defenders of liberty +is weak. + +Another important implication of this "liberty as property" concept is that it +produces a strangely alienated concept of freedom. Liberty, as we noted, is no +longer considered absolute, but a derivative of property \-- which has the +important consequence that you can "sell" your liberty and still be considered +free by the ideology. This concept of liberty (namely "liberty as property") +is usually termed "self-ownership." But, to state the obvious, I do not "own" +myself, as if were an object somehow separable from my subjectivity -- I +**am** myself. However, the concept of "self-ownership" is handy for +justifying various forms of domination and oppression -- for by agreeing +(usually under the force of circumstances, we must note) to certain contracts, +an individual can "sell" (or rent out) themselves to others (for example, when +workers sell their labour power to capitalists on the "free market"). In +effect, "self-ownership" becomes the means of justifying treating people as +objects -- ironically, the very thing the concept was created to stop! As L. +Susan Brown notes, _"[a]t the moment an individual 'sells' labour power to +another, he/she loses self-determination and instead is treated as a +subjectless instrument for the fulfilment of another's will."_ [**The Politics +of Individualism**, p. 4] + +Given that workers are paid to obey, you really have to wonder which planet +Murray Rothbard is on when he argues that a person's _"labour service is +alienable, but his **will** is not"_ and that he [sic!] _"cannot alienate his +**will**, more particularly his control over his own mind and body."_ [**The +Ethics of Liberty**, p. 40, p. 135] He contrasts private property and self- +ownership by arguing that _"[a]ll physical property owned by a person is +alienable . . . I can give away or sell to another person my shoes, my house, +my car, my money, etc. But there are certain vital things which, in natural +fact and in the nature of man, are **in**alienable . . . [his] will and +control over his own person are inalienable."_ [**Op. Cit.**, pp. 134-5] + +But _"labour services"_ are unlike the private possessions Rothbard lists as +being alienable. As we argued in section B.1 (["Why do anarchists oppose +hierarchy"](secB1.html)) a person's _"labour services"_ and _"will"_ cannot be +divided -- if you sell your labour services, you also have to give control of +your body and mind to another person! If a worker does not obey the commands +of her employer, she is fired. That Rothbard denies this indicates a total +lack of common-sense. Perhaps Rothbard will argue that as the worker can quit +at any time she does not alienate their will (this seems to be his case +against slave contracts -- see [section 2.6](append132.html#secf26)). But this +ignores the fact that between the signing and breaking of the contract and +during work hours (and perhaps outside work hours, if the boss has mandatory +drug testing or will fire workers who attend union or anarchist meetings or +those who have an "unnatural" sexuality and so on) the worker **does** +alienate his will and body. In the words of Rudolf Rocker, _"under the +realities of the capitalist economic form . . . there can be no talk of a +'right over one's own person,' for that ends when one is compelled to submit +to the economic dictation of another if he does not want to starve."_ +[**Anarcho-Syndicalism**, p. 17] + +Ironically, the rights of property (which are said to flow from an +individual's self-ownership of themselves) becomes the means, under +capitalism, by which self-ownership of non-property owners is denied. The +foundational right (self-ownership) becomes denied by the derivative right +(ownership of things). Under capitalism, a lack of property can be just as +oppressive as a lack of legal rights because of the relationships of +domination and subjection this situation creates. + +So Rothbard's argument (as well as being contradictory) misses the point (and +the reality of capitalism). Yes, **if** we define freedom as _"the absence of +coercion"_ then the idea that wage labour does not restrict liberty is +unavoidable, but such a definition is useless. This is because it hides +structures of power and relations of domination and subordination. As Carole +Pateman argues, _"the contract in which the worker allegedly sells his labour +power is a contract in which, since he cannot be separated from his +capacities, he sells command over the use of his body and himself. . . To sell +command over the use of oneself for a specified period . . . is to be an +unfree labourer."_ [**The Sexual Contract**, p. 151] + +In other words, contracts about property in the person inevitably create +subordination. "Anarcho"-capitalism defines this source of unfreedom away, but +it still exists and has a major impact on people's liberty. Therefore freedom +is better described as "self-government" or "self-management" -- to be able to +govern ones own actions (if alone) or to participate in the determination of +join activity (if part of a group). Freedom, to put it another way, is not an +abstract legal concept, but the vital concrete possibility for every human +being to bring to full development all their powers, capacities, and talents +which nature has endowed them. A key aspect of this is to govern one own +actions when within associations (self-management). If we look at freedom this +way, we see that coercion is condemned but so is hierarchy (and so is +capitalism for during working hours, people are not free to make their own +plans and have a say in what affects them. They are order takers, **not** free +individuals). + +It is because anarchists have recognised the authoritarian nature of +capitalist firms that they have opposed wage labour and capitalist property +rights along with the state. They have desired to replace institutions +structured by subordination with institutions constituted by free +relationships (based, in other words, on self-management) in **all** areas of +life, including economic organisations. Hence Proudhon's argument that the +_"workmen's associations . . . are full of hope both as a protest against the +wage system, and as an affirmation of **reciprocity**"_ and that their +importance lies _"in their denial of the rule of capitalists, money lenders +and governments."_ [**The General Idea of the Revolution**, pp. 98-99] + +Unlike anarchists, the "anarcho"-capitalist account of freedom allows an +individual's freedom to be rented out to another while maintaining that the +person is still free. It may seem strange that an ideology proclaiming its +support for liberty sees nothing wrong with the alienation and denial of +liberty but, in actual fact, it is unsurprising. After all, contract theory is +a _"theoretical strategy that justifies subjection by presenting it as +freedom"_ and nothing more. Little wonder, then, that contract _"creates a +relation of subordination"_ and not of freedom [Carole Pateman, **Op. Cit.**, +p. 39, p. 59] + +Any attempt to build an ethical framework starting from the abstract +individual (as Rothbard does with his _"legitimate rights"_ method) will +result in domination and oppression between people, **not** freedom. Indeed, +Rothbard provides an example of the dangers of idealist philosophy that +Bakunin warned about when he argued that while _"[m]aterialism denies free +will and ends in the establishment of liberty; idealism, in the name of human +dignity, proclaims free will, and on the ruins of every liberty founds +authority."_ [**God and the State**, p. 48] This is the case with +"anarcho"-capitalism can be seen from Rothbard's wholehearted support for wage +labour and the rules imposed by property owners on those who use, but do not +own, their property. Rothbard, basing himself on abstract individualism, +cannot help but justify authority over liberty. + +Overall, we can see that the logic of the right-libertarian definition of +"freedom" ends up negating itself, because it results in the creation and +encouragement of **authority,** which is an **opposite** of freedom. For +example, as Ayn Rand points out, _"man has to sustain his life by his own +effort, the man who has no right to the product of his effort has no means to +sustain his life. The man who produces while others dispose of his product, is +a slave."_ [**The Ayn Rand Lexicon: Objectivism from A to Z**, pp. 388-9] But, +as was shown in [section C](secCcon.html), capitalism is based on, as Proudhon +put it, workers working _"for an entrepreneur who pays them and keeps their +products,"_ and so is a form of **theft.** Thus, by "libertarian" capitalism's +**own** logic, capitalism is based not on freedom, but on (wage) slavery; for +interest, profit and rent are derived from a worker's **unpaid** labour, i.e. +_"others dispose of his [sic] product."_ + +And if a society **is** run on the wage- and profit-based system suggested by +the "anarcho" and "libertarian" capitalists, freedom becomes a commodity. The +more money you have, the more freedom you get. Then, since money is only +available to those who earn it, Libertarianism is based on that classic saying +_"work makes one free!"_ (**_Arbeit macht frei!_**), which the Nazis placed on +the gates of their concentration camps. Of course, since it is capitalism, +this motto is somewhat different for those at the top. In this case it is +_"other people's work makes one free!"_ \-- a truism in any society based on +private property and the authority that stems from it. + +Thus it is debatable that a libertarian or "anarcho" capitalist society would +have less unfreedom or coercion in it than "actually existing capitalism." In +contrast to anarchism, "anarcho"-capitalism, with its narrow definitions, +restricts freedom to only a few aspects of social life and ignores domination +and authority beyond those aspects. As Peter Marshall points out, the right- +libertarian's _"definition of freedom is entirely negative. It calls for the +absence of coercion but cannot guarantee the positive freedom of individual +autonomy and independence."_ [**Demanding the Impossible**, p. 564] By +confining freedom to such a narrow range of human action, "anarcho"-capitalism +is clearly **not** a form of anarchism. Real anarchists support freedom in +every aspect of an individual's life. + +## 2.1 What are the implications of defining liberty in terms of (property) +rights? + +The change from defending liberty to defending (property) rights has important +implications. For one thing, it allows right libertarians to imply that +private property is similar to a "fact of nature," and so to conclude that the +restrictions on freedom produced by it can be ignored. This can be seen in +Robert Nozick's argument that decisions are voluntary if the limitations on +one's actions are not caused by human action which infringe the rights of +others. Thus, in a "pure" capitalist society the restrictions on freedom +caused by wage slavery are not really restrictions because the worker +voluntarily consents to the contract. The circumstances that drive a worker to +make the contract are irrelevant because they are created by people exercising +their rights and not violating other peoples' ones (see the section on +_"Voluntary Exchange"_ in **Anarchy, State, and Utopia**, pp. 262-265). + +This means that within a society _"[w]hether a person's actions are voluntary +depends on what limits his alternatives. If facts of nature do so, the actions +are voluntary. (I may voluntarily walk to someplace I would prefer to fly to +unaided)."_ [**Anarchy, State, and Utopia**, p. 262] Similarly, the results of +voluntary actions and the transference of property can be considered alongside +the "facts of nature" (they are, after all, the resultants of "natural +rights"). This means that the circumstances created by the existence and use +of property can be considered, in essence, as a "natural" fact and so the +actions we take in response to these circumstances are therefore "voluntary" +and we are "free" (Nozick presents the example [p. 263] of someone who marries +the only available person -- all the more attractive people having already +chosen others -- as a case of an action that is voluntary despite removal of +all but the least attractive alternative through the legitimate actions of +others. Needless to say, the example can be -- and is -- extended to workers +on the labour market -- although, of course, you do not starve to death if you +decide not to marry). + +However, such an argument fails to notice that property is different from +gravity or biology. Of course not being able to fly does not restrict freedom. +Neither does not being able to jump 10 feet into the air. But unlike gravity +(for example), private property has to be protected by laws and the police. No +one stops you from flying, but laws and police forces must exist to ensure +that capitalist property (and the owners' authority over it) is respected. The +claim, therefore, that private property in general, and capitalism in +particular, can be considered as "facts of nature," like gravity, ignores an +important fact: namely that the people involved in an economy must accept the +rules of its operation -- rules that, for example, allow contracts to be +enforced; forbid using another's property without his or her consent ("theft," +trespass, copyright infringement, etc.); prohibit "conspiracy," unlawful +assembly, rioting, and so on; and create monopolies through regulation, +licensing, charters, patents, etc. This means that capitalism has to include +the mechanisms for deterring property crimes as well as mechanisms for +compensation and punishment should such crimes be committed. In other words, +capitalism is in fact far more than "voluntary bilateral exchange," because it +**must** include the policing, arbitration, and legislating mechanisms +required to ensure its operation. Hence, like the state, the capitalist market +is a social institution, and the distributions of goods that result from its +operation are therefore the distributions sanctioned by a capitalist society. +As Benjamin Franklin pointed out, _"Private property . . . is a Creature of +Society, and is subject to the Calls of that Society."_ + +Thus, to claim with Sir Isaiah Berlin (the main, modern, source of the +concepts of _"negative"_ and _"positive"_ freedom -- although we must add that +Berlin was not a right-Libertarian), that _"[i]f my poverty were a kind of +disease, which prevented me from buying bread . . . as lameness prevents me +from running, this inability would not naturally be described as a lack of +freedom"_ totally misses the point [_"Two Concepts of Liberty"_, in **Four +Essays on Liberty**, p. 123]. If you are lame, police officers do not come +round to stop you running. They do not have to. However, they **are** required +to protect property against the dispossessed and those who reject capitalist +property rights. + +This means that by using such concepts as "negative" liberty and ignoring the +social nature of private property, right-libertarians are trying to turn the +discussion away from liberty toward "biology" and other facts of nature. And +conveniently, by placing property rights alongside gravity and other natural +laws, they also succeed in reducing debate even about rights. + +Of course, coercion and restriction of liberty **can** be resisted, unlike +"natural forces" like gravity. So if, as Berlin argues, _"negative"_ freedom +means that you _"lack political freedom only if you are prevented from +attaining a goal by human beings,"_ then capitalism is indeed based on such a +lack, since property rights need to be enforced by human beings (_"I am +prevented by others from doing what I could otherwise do"_). After all, as +Proudhon long ago noted, the market is manmade, hence any constraint it +imposes is the coercion of man by man and so economic laws are not as +inevitable as natural ones [see Alan Ritter's **The Political Thought of +Pierre-Joseph Proudhon**, p. 122]. Or, to put it slightly differently, +capitalism requires coercion in order to work, and hence, is **not** similar +to a "fact of nature," regardless of Nozick's claims (i.e. property rights +have to be defined and enforced by human beings, although the nature of the +labour market resulting from capitalist property definitions is such that +direct coercion is usually not needed). This implication is actually +recognised by right-libertarians, because they argue that the rights-framework +of society should be set up in one way rather than another. In other words, +they recognise that society is not independent of human interaction, and so +can be changed. + +Perhaps, as seems the case, the "anarcho"-capitalist or right-Libertarian will +claim that it is only **deliberate** acts which violate your (libertarian +defined) rights by other humans beings that cause unfreedom (_"we define +freedom . . . as the **absence of invasion** by another man of an man's person +or property"_ [Rothbard, **The Ethics of Liberty**, p. 41]) and so if no-one +deliberately coerces you then you are free. In this way the workings of the +capitalist market can be placed alongside the "facts of nature" and ignored as +a source of unfreedom. However, a moments thought shows that this is not the +case. Both deliberate and non-deliberate acts can leave individuals lacking +freedom. + +Let us assume (in an example paraphrased from Alan Haworth's excellent book +**Anti-Libertarianism**, p. 49) that someone kidnaps you and places you down a +deep (naturally formed) pit, miles from anyway, which is impossible to climb +up. No one would deny that you are unfree. Let us further assume that another +person walks by and accidentally falls into the pit with you. + +According to right-libertarianism, while you are unfree (i.e. subject to +deliberate coercion) your fellow pit-dweller is perfectly free for they have +subject to the "facts of nature" and not human action (deliberate or +otherwise). Or, perhaps, they "voluntarily choose" to stay in the pit, after +all, it is "only" the "facts of nature" limiting their actions. But, +obviously, both of you are in **exactly the same position,** have **exactly +the same choices** and so are **equally** unfree! Thus a definition of +"liberty" that maintains that only deliberate acts of others -- for example, +coercion -- reduces freedom misses the point totally. + +Why is this example important? Let us consider Murray Rothbard's analysis of +the situation after the abolition of serfdom in Russia and slavery in America. +He writes: + +> _"The **bodies** of the oppressed were freed, but the property which they +had worked and eminently deserved to own, remained in the hands of their +former oppressors. With economic power thus remaining in their hands, the +former lords soon found themselves virtual masters once more of what were now +free tenants or farm labourers. The serfs and slaves had tasted freedom, but +had been cruelly derived of its fruits."_ [**The Ethics of Liberty**, p. 74] + +However, contrast this with Rothbard's claims that if market forces +("voluntary exchanges") result in the creation of free tenants or labourers +then these labourers and tenants are free (see, for example, **The Ethics of +Liberty**, pp. 221-2 on why "economic power" within capitalism does not +exist). But the labourers dispossessed by market forces are in **exactly** the +same situation as the former serfs and slaves. Rothbard sees the obvious +_"economic power"_ in the later case, but denies it in the former. But the +**conditions** of the people in question are identical and it is these +conditions that horrify us. It is only his ideology that stops Rothbard +drawing the obvious conclusion -- identical conditions produce identical +social relationships and so if the formally "free" ex-serfs are subject to +_"economic power"_ and _"masters"_ then so are the formally "free" labourers +within capitalism! Both sets of workers may be formally free, but their +circumstances are such that they are "free" to "consent" to sell their freedom +to others (i.e. economic power produces relationships of domination and +unfreedom between formally free individuals). + +Thus Rothbard's definition of liberty in terms of rights fails to provide us +with a realistic and viable understanding of freedom. Someone can be a virtual +slave while still having her rights non-violated (conversely, someone can have +their property rights violated and still be free; for example, the child who +enters your backyard without your permission to get her ball hardly violates +your liberty -- indeed, you would never know that she has entered your +property unless you happened to see her do it). So the idea that freedom means +non-aggression against person and their legitimate material property justifies +extensive **non-freedom** for the working class. The non-violation of property +rights does **not** imply freedom, as Rothbard's discussion of the former +slaves shows. Anyone who, along with Rothbard, defines freedom _"as the +**absence of invasion** by another man of any man's person or property"_ in a +deeply inequality society is supporting, and justifying, capitalist and +landlord domination. As anarchists have long realised, in an unequal society, +a contractarian starting point implies an absolutist conclusion. + +Why is this? Simply because freedom is a result of **social** interaction, not +the product of some isolated, abstract individual (Rothbard uses the model of +Robinson Crusoe to construct his ideology). But as Bakunin argued, _"the +freedom of the individual is a function of men in society, a necessary +consequence of the collective development of mankind."_ He goes on to argue +that _"man in isolation can have no awareness of his liberty . . . Liberty is +therefore a feature not of isolation but of interaction, not of exclusion but +rather of connection."_ [**Selected Writings**, p. 146, p. 147] Right +Libertarians, by building their definition of freedom from the isolated +person, end up by supporting restrictions of liberty due to a neglect of an +adequate recognition of the actual interdependence of human beings, of the +fact what each person does is effected by and affects others. People become +aware of their humanity (liberty) in society, not outside it. It is the +**social relationships** we take part in which determine how free we are and +any definition of freedom which builds upon an individual without social ties +is doomed to create relations of domination, not freedom, between individuals +-- as Rothbard's theory does (to put it another way, voluntary association is +a necessary, but not sufficient, condition for freedom. Which is why +anarchists have always stressed the importance of equality -- see [section +3](append133.html) for details). + +So while facts of nature can restrict your options and freedom, it is the +circumstances within which they act and the options they limit that are +important (a person trapped at the bottom of a pit is unfree as the options +available are so few; the lame person is free because their available options +are extensive). In the same manner, the facts of society can and do restrict +your freedom because they are the products of human action and are defined and +protected by human institutions, it is the circumstances within which +individuals make their decisions and the social relationships these decisions +produce that are important (the worker driven by poverty to accept a slave +contract in a sweat shop is unfree because the circumstances he faces have +limited his options and the relations he accepts are based upon hierarchy; the +person who decides to join an anarchist commune is free because the commune is +non-hierarchical and she has the option of joining another commune, working +alone and so forth). + +All in all, the right-Libertarian concept of freedom is lacking. For an +ideology that takes the name "Libertarianism" it is seems happy to ignore +actual liberty and instead concentrate on an abstract form of liberty which +ignores so many sources of unfreedom as to narrow the concept until it becomes +little more than a justification for authoritarianism. This can be seen from +right-Libertarian attitudes about private property and its effects on liberty +(as discussed in the [next section](append132.html#secf22)). + +## 2.2 How does private property affect freedom? + +The right-libertarian does not address or even acknowledge that the (absolute) +right of private property may lead to extensive control by property owners +over those who use, but do not own, property (such as workers and tenants). +Thus a free-market capitalist system leads to a very selective and class-based +protection of "rights" and "freedoms." For example, under capitalism, the +"freedom" of employers inevitably conflicts with the "freedom" of employees. +When stockholders or their managers exercise their "freedom of enterprise" to +decide how their company will operate, they violate their employee's right to +decide how their labouring capacities will be utilised. In other words, under +capitalism, the "property rights" of employers will conflict with and restrict +the "human right" of employees to manage themselves. Capitalism allows the +right of self-management only to the few, not to all. Or, alternatively, +capitalism does not recognise certain human rights as **universal** which +anarchism does. + +This can be seen from Austrian Economist W. Duncan Reekie's defence of wage +labour. While referring to _"intra-firm labour markets"_ as _"hierarchies"_, +Reekie (in his best _ex cathedra_ tone) states that _"[t]here is nothing +authoritarian, dictatorial or exploitative in the relationship. Employees +order employers to pay them amounts specified in the hiring contract just as +much as employers order employees to abide by the terms of the contract."_ +[**Markets, Entrepreneurs and Liberty**, p. 136, p. 137]. Given that _"the +terms of contract"_ involve the worker agreeing to obey the employers orders +and that they will be fired if they do not, its pretty clear that the ordering +that goes on in the _"intra-firm labour market"_ is decidedly **one way**. +Bosses have the power, workers are paid to obey. And this begs the question, +**if** the employment contract creates a free worker, why must she abandon her +liberty during work hours? + +Reekie actually recognises this lack of freedom in a "round about" way when he +notes that _"employees in a firm at any level in the hierarchy can exercise an +entrepreneurial role. The area within which that role can be carried out +increases the more authority the employee has."_ [**Op. Cit.**, p. 142] Which +means workers **are** subject to control from above which restricts the +activities they are allowed to do and so they are **not** free to act, make +decisions, participate in the plans of the organisation, to create the future +and so forth within working hours. And it is strange that while recognising +the firm as a hierarchy, Reekie tries to deny that it is authoritarian or +dictatorial -- as if you could have a hierarchy without authoritarian +structures or an unelected person in authority who is not a dictator. His +confusion is shared by Austrian guru Ludwig von Mises, who asserts that the +_"entrepreneur and capitalist are not irresponsible autocrats"_ because they +are _"unconditionally subject to the sovereignty of the consumer"_ while, **on +the next page**, admitting there is a _"managerial hierarchy"_ which contains +_"the average subordinate employee."_ [**Human Action**, p. 809 and p. 810] It +does not enter his mind that the capitalist may be subject to some consumer +control while being an autocrat to their subordinated employees. Again, we +find the right-"libertarian" acknowledging that the capitalist managerial +structure is a hierarchy and workers are subordinated while denying it is +autocratic to the workers! Thus we have "free" workers within a relationship +distinctly **lacking** freedom (in the sense of self-government) \-- a strange +paradox. Indeed, if your personal life were as closely monitored and regulated +as the work life of millions of people across the world, you would rightly +consider it oppression. + +Perhaps Reekie (like most right-libertarians) will maintain that workers +voluntarily agree ("consent") to be subject to the bosses dictatorship (he +writes that _"each will only enter into the contractual agreement known as a +firm if each believes he will be better off thereby. The firm is simply +another example of mutually beneficial exchange"_ [**Op. Cit.**, p. 137]). +However, this does not stop the relationship being authoritarian or +dictatorial (and so exploitative as it is **highly** unlikely that those at +the top will not abuse their power). And as we argue further in the [next +section](append132.html#secf23) (and also see sections [B.4](secB4.html), +[3.1](append133.html#secf31) and [10.2](append1310.html#secf102)), in a +capitalist society workers have the option of finding a job or facing abject +poverty and/or starvation. + +Little wonder, then, that people "voluntarily" sell their labour and "consent" +to authoritarian structures! They have little option to do otherwise. So, +**within** the labour market, workers **can** and **do** seek out the best +working conditions possible, but that does not mean that the final contract +agreed is "freely" accepted and not due to the force of circumstances, that +both parties have equal bargaining power when drawing up the contract or that +the freedom of both parties is ensured. Which means to argue (as many right- +libertarians do) that freedom cannot be restricted by wage labour because +people enter into relationships they consider will lead to improvements over +their initial situation totally misses the points. As the initial situation is +not considered relevant, their argument fails. After all, agreeing to work in +a sweatshop 14 hours a day **is** an improvement over starving to death -- but +it does not mean that those who so agree are free when working there or +actually **want** to be there. They are not and it is the circumstances, +created and enforced by the law, that have ensured that they "consent" to such +a regime (given the chance, they would desire to **change** that regime but +cannot as this would violate their bosses property rights and they would be +repressed for trying). + +So the right-wing "libertarian" right is interested only in a narrow concept +of freedom (rather than in "freedom" or "liberty" as such). This can be seen +in the argument of Ayn Rand (a leading ideologue of "libertarian" capitalism) +that _"**Freedom**, in a political context, means freedom from government +coercion. It does **not** mean freedom from the landlord, or freedom from the +employer, or freedom from the laws of nature which do not provide men with +automatic prosperity. It means freedom from the coercive power of the state -- +and nothing else!"_ [**Capitalism: The Unknown Ideal**, p. 192] By arguing in +this way, right libertarians ignore the vast number of authoritarian social +relationships that exist in capitalist society and, as Rand does here, imply +that these social relationships are like "the laws of nature." However, if one +looks at the world without prejudice but with an eye to maximising freedom, +the major coercive institution is seen to be not the state but capitalist +social relationships (as indicated in [section B.4](secB4.html)). + +The right "libertarian," then, far from being a defender of freedom, is in +fact a keen defender of certain forms of authority and domination. As Peter +Kropotkin noted, the _"modern Individualism initiated by Herbert Spencer is, +like the critical theory of Proudhon, a powerful indictment against the +dangers and wrongs of government, but its practical solution of the social +problem is miserable -- so miserable as to lead us to inquire if the talk of +'No force' be merely an excuse for supporting landlord and capitalist +domination."_ [**Act For Yourselves**, p. 98] + +To defend the "freedom" of property owners is to defend authority and +privilege -- in other words, statism. So, in considering the concept of +liberty as "freedom from," it is clear that by defending private property (as +opposed to possession) the "anarcho"-capitalist is defending the power and +authority of property owners to govern those who use "their" property. And +also, we must note, defending all the petty tyrannies that make the work lives +of so many people frustrating, stressful and unrewarding. + +However, anarchism, by definition, is in favour of organisations and social +relationships which are non-hierarchical and non-authoritarian. Otherwise, +some people are more free than others. Failing to attack hierarchy leads to +massive contradiction. For example, since the British Army is a volunteer one, +it is an "anarchist" organisation! (see [next section](append132.html#secf23) +for a discussion on why the "anarcho"-capitalism concept of freedom also +allows the state to appear "libertarian"). + +In other words, "full capitalist property rights" do not protect freedom, in +fact they actively deny it. But this lack of freedom is only inevitable if we +accept capitalist private property rights. If we reject them, we can try and +create a world based on freedom in all aspects of life, rather than just in a +few. + +## 2.3 Can "anarcho"-capitalist theory justify the state? + +Ironically enough, "anarcho"-capitalist ideology actually allows the state to +be justified along with capitalist hierarchy. This is because the reason why +capitalist authority is acceptable to the "anarcho"-capitalist is because it +is "voluntary" -- no one forces the worker to join or remain within a specific +company (force of circumstances are irrelevant in this viewpoint). Thus +capitalist domination is not really domination at all. But the same can be +said of all democratic states as well. Few such states bar exit for its +citizens -- they are free to leave at any time and join any other state that +will have them (exactly as employees can with companies). Of course there +**are** differences between the two kinds of authority -- anarchists do not +deny that -- but the similarities are all too clear. + +The "anarcho"-capitalist could argue that changing jobs is easier than +changing states and, sometimes, this is correct -- but not always. Yes, +changing states does require the moving of home and possessions over great +distances but so can changing job (indeed, if a worker has to move half-way +across a country or even the world to get a job "anarcho"-capitalists would +celebrate this as an example of the benefits of a "flexible" labour market). +Yes, states often conscript citizens and send them into dangerous situations +but bosses often force their employees to accept dangerous working +environments on pain of firing. Yes, many states do restrict freedom of +association and speech, but so do bosses. Yes, states tax their citizens but +landlords and companies only let others use their property if they get money +in return (i.e. rent or profits). Indeed, if the employee or tenant does not +provide the employer or landlord with enough profits, they will quickly be +shown the door. Of course employees can start their own companies but citizens +can start their own state if they convince an existing state (the owner of a +set of resources) to sell/give land to them. Setting up a company also +requires existing owners to sell/give resources to those who need them. Of +course, in a democratic state citizens can influence the nature of laws and +orders they obey. In a capitalist company, this is not the case. + +This means that, logically, "anarcho"-capitalism must consider a series of +freely exitable states as "anarchist" and not a source of domination. If +consent (not leaving) is what is required to make capitalist domination not +domination then the same can be said of statist domination. Stephen L. Newman +makes the same point: + +> _"The emphasis [right-wing] libertarians place on the opposition of liberty +and political power tends to obscure the role of authority in their worldview +. . . the authority exercised in private relationships, however \-- in the +relationship between employer and employee, for instance -- meets with no +objection. . . . [This] reveals a curious insensitivity to the use of private +authority as a means of social control. Comparing public and private +authority, we might well ask of the [right-wing] libertarians: When the price +of exercising one's freedom is terribly high, what practical difference is +there between the commands of the state and those issued by one's employer? . +. . Though admittedly the circumstances are not identical, telling disgruntled +empowers that they are always free to leave their jobs seems no different in +principle from telling political dissidents that they are free to emigrate."_ +[**Liberalism at Wit's End**, pp. 45-46] + +Murray Rothbard, in his own way, agrees: + +> _"**If** the State may be said too properly **own** its territory, then it +is proper for it to make rules for everyone who presumes to live in that area. +It can legitimately seize or control private property because there **is** no +private property in its area, because it really owns the entire land surface. +**So long** as the State permits its subjects to leave its territory, then, it +can be said to act as does any other owner who sets down rules for people +living on his property."_ [**The Ethics of Liberty**, p. 170] + +Rothbard's argues that this is **not** the case simply because the state did +not acquire its property in a _"just"_ manner and that it claims rights over +virgin land (both of which violates Rothbard's "homesteading" theory of +property -- see [section 4.1](append134.html#secf41) for details and a +critique). Rothbard argues that this defence of statism (the state as property +owner) is unrealistic and ahistoric, but his account of the origins of +property is equally unrealistic and ahistoric and that does not stop him +supporting capitalism. People in glass houses should not throw stones! + +Thus he claims that the state is evil and its claims to authority/power false +simply because it acquired the resources it claims to own _"unjustly"_ \-- for +example, by violence and coercion (see **The Ethics of Liberty**, pp. 170-1, +for Rothbard's attempt to explain why the state should not be considered as +the owner of land). And even **if** the state **was** the owner of its +territory, it cannot appropriate virgin land (although, as he notes elsewhere, +the _"vast"_ US frontier no longer exists _"and there is no point crying over +the fact"_ [**Op. Cit.**, p. 240]). + +So what makes hierarchy legitimate for Rothbard is whether the property it +derives from was acquired justly or unjustly. Which leads us to a few **very** +important points. + +Firstly, Rothbard is explicitly acknowledging the similarities between statism +and capitalism. He is arguing that **if** the state had developed in a +_"just"_ way, then it is perfectly justifiable in governing (_"set[ting] down +rules"_) those who "consent" to live on its territory in **exactly** the same +why a property owner does. In other words, private property can be considered +as a "justly" created state! These similarities between property and statism +have long been recognised by anarchists and that is why we reject private +property along with the state (Proudhon did, after all, note that _"property +is despotism"_ and well as _"theft"_). But, according to Rothbard, something +can look like a state (i.e. be a monopoly of decision making over an area) and +act like a state (i.e. set down rules for people, govern them, impose a +monopoly of force) but not be a state. But if it looks like a duck and sounds +like a duck, it is a duck. Claiming that the origins of the thing are what +counts is irrelevant -- for example, a cloned duck is just as much a duck as a +naturally born one. A statist organisation is authoritarian whether it comes +from _"just"_ or _"unjust"_ origins. Does transforming the ownership of the +land from states to capitalists **really** make the relations of domination +created by the dispossession of the many less authoritarian and unfree? Of +course not. + +Secondly, much property in "actually existing" capitalism is the product +(directly or indirectly) of state laws and violence (_"the emergence of both +agrarian and industrial capitalism in Britain [and elsewhere, we must add] . . +. could not have got off the ground without resources to state violence -- +legal or otherwise"_ [Brian Morris, **Ecology & Anarchism**, p. 190]). If +state claims of ownership are invalid due to their history, then so are many +others (particularly those which claim to own land). As the initial creation +was illegitimate, so are the transactions which have sprung from it. Thus if +state claims of property rights are invalid, so are most (if not all) +capitalist claims. If the laws of the state are illegitimate, so are the rules +of the capitalist. If taxation is illegitimate, then so are rent, interest and +profit. Rothbard's "historical" argument against the state can also be applied +to private property and if the one is unjustified, then so is the other. + +Thirdly, **if** the state had evolved "justly" then Rothbard would actually +have nothing against it! A strange position for an anarchist to take. +Logically this means that if a system of corporate states evolved from the +workings of the capitalist market then the "anarcho"-capitalist would have +nothing against it. This can be seen from "anarcho"-capitalist support for +company towns even though they have correctly been described as _"industrial +feudalism"_ (see [section 6](append136.html) for more on this). + +Fourthly, Rothbard's argument implies that similar circumstances producing +similar relationships of domination and unfreedom are somehow different if +they are created by _"just"_ and _"unjust"_ means. Rothbard claims that +because the property is _"justly"_ acquired it means the authority a +capitalist over his employees is totally different from that of a state over +its subject. But such a claim is false -- both the subject/citizen and the +employee are in a similar relationship of domination and authoritarianism. As +we argued in [section 2.2](append132.html#secf22), how a person got into a +situation is irrelevant when considering how free they are. Thus, the person +who "consents" to be governed by another because all available resources are +privately owned is in exactly the same situation as a person who has to join a +state because all available resources are owned by one state or another. Both +are unfree and are part of authoritarian relationships based upon domination. + +And, lastly, while "anarcho"-capitalism may be a "just" society, it is +definitely **not** a free one. It will be marked by extensive hierarchy, +unfreedom and government, but these restrictions of freedom will be of a +private nature. As Rothbard indicates, the property owner and the state +create/share the same authoritarian relationships. If statism is unfree, then +so is capitalism. And, we must add, how "just" is a system which undermines +liberty. Can "justice" ever be met in a society in which one class has more +power and freedom than another. If one party is in an inferior position, then +they have little choice but to agree to the disadvantageous terms offered by +the superior party (see [section 3.1](append133.html#secf31)). In such a +situation, a "just" outcome will be unlikely as any contract agreed will be +skewed to favour one side over the other. + +The implications of these points are important. We can easily imagine a +situation within "anarcho"-capitalism where a few companies/people start to +buy up land and form company regions and towns. After all, this **has** +happened continually throughout capitalism. Thus a "natural" process may +develop where a few owners start to accumulate larger and larger tracks of +land "justly". Such a process does not need to result in **one** company +owning the world. It is likely that a few hundred, perhaps a few thousand, +could do so. But this is not a cause for rejoicing -- after all the current +"market" in "unjust" states also has a few hundred competitors in it. And even +if there is a large multitude of property owners, the situation for the +working class is exactly the same as the citizen under current statism! Does +the fact that it is "justly" acquired property that faces the worker really +change the fact she must submit to the government and rules of another to gain +access to the means of life? + +When faced with anarchist criticisms that **circumstances** force workers to +accept wage slavery the "anarcho"-capitalist claims that these are to be +considered as objective facts of nature and so wage labour is not domination. +However, the same can be said of states -- we are born into a world where +states claim to own all the available land. If states are replaced by +individuals or groups of individuals does this change the essential nature of +our dispossession? Of course not. + +Rothbard argues that _"[o]bviously, in a free society, Smith has the ultimate +decision-making power over his own just property, Jones over his, etc."_ +[**Op. Cit.**, p. 173] and, equally obviously, this ultimate-decision making +power extends to those who **use,** but do not own, such property. But how +"free" is a free society where the majority have to sell their liberty to +another in order to live? Rothbard (correctly) argues that the State _"uses +its monopoly of force . . . to control, regulate, and coerce its hapless +subjects. Often it pushes its way into controlling the morality and the very +lives of its subjects."_ [**Op. Cit.**, p. 171] However he fails to note that +employers do exactly the same thing to their employees. This, from an +anarchist perspective, is unsurprising, for (after all) the employer **is** +_"the ultimate decision-making power over his just property"_ just as the +state is over its "unjust" property. That similar forms of control and +regulation develop is not a surprise given the similar hierarchical relations +in both structures. + +That there is a choice in available states does not make statism any less +unjust and unfree. Similarly, just because we have a choice between employers +does not make wage labour any less unjust or unfree. But trying to dismiss one +form of domination as flowing from "just" property while attacking the other +because it flows from "unjust" property is not seeing the wood for the trees. +If one reduces liberty, so does the other. Whether the situation we are in +resulted from "just" or "unjust" steps is irrelevant to the restrictions of +freedom we face because of them (and as we argue in [ section +2.5](append132.html#secf25), "unjust" situations can easily flow from "just" +steps). + +The "anarcho"-capitalist insistence that the voluntary nature of an +association determines whether it is anarchistic is deeply flawed -- so flawed +in fact that states and state-like structures (such as capitalist firms) can +be considered anarchistic! In contrast, anarchists think that the hierarchical +nature of the associations we join is equally as important as its voluntary +nature when determining whether it is anarchistic or statist. However this +option is not available to the "anarcho"-capitalist as it logically entails +that capitalist companies are to be opposed along with the state as sources of +domination, oppression and exploitation. + +## 2.4 But surely transactions on the market are voluntary? + +Of course, it is usually maintained by "anarcho"-capitalists that no-one puts +a gun to a worker's head to join a specific company. Yes, indeed, this is true +-- workers can apply for any job they like. But the point is that the vast +majority cannot avoid having to sell their liberty to others (self-employment +and co-operatives **are** an option, but they account for less than 10% of the +working population and are unlikely to spread due to the nature of capitalist +market forces -- see sections [J.5.11](secJ5.html#secj511) and +[J.5.12](secJ5.html#secj512) for details). And as Bob Black pointed out, right +libertarians argue that _"'one can at least change jobs.' but you can't avoid +having a job -- just as under statism one can at least change nationalities +but you can't avoid subjection to one nation-state or another. But freedom +means more than the right to change masters."_ [**The Libertarian as +Conservative**] + +So why do workers agree to join a company? Because circumstances force them to +do so - circumstances created, we must note, by **human** actions and +institutions and not some abstract "fact of nature." And if the world that +humans create by their activity is detrimental to what we should value most +(individual liberty and individuality) then we should consider how to **change +that world for the better.** Thus "circumstances" (current "objective +reality") is a valid source of unfreedom and for human investigation and +creative activity -- regardless of the claims of right-Libertarians. + +Let us look at the circumstances created by capitalism. Capitalism is marked +by a class of dispossessed labourers who have nothing to sell by their labour. +They are legally barred from access to the means of life and so have little +option but to take part in the labour market. As Alexander Berkman put it: + +> _"The law says your employer does not sell anything from you, because it is +done with your consent. You have agreed to work for your boss for certain pay, +he to have all that you produce . . . + +> + +> "But did you really consent? + +> + +> "When the highway man holds his gun to your head, you turn your valuables +over to him. You 'consent' all right, but you do so because you cannot help +yourself, because you are **compelled** by his gun. + +> + +> "Are you not **compelled** to work for an employer? Your need compels you +just as the highwayman's gun. You must live. . . You can't work for yourself . +. .The factories, machinery, and tools belong to the employing class, so you +**must** hire yourself out to that class in order to work and live. Whatever +you work at, whoever your employer may be, it is always comes to the same: you +must work **for him**. You can't help yourself. You are **compelled**."_ +[**What is Communist Anarchism?**, p. 9] + +Due to this class monopoly over the means of life, workers (usually) are at a +disadvantage in terms of bargaining power -- there are more workers than jobs +(see sections [B.4.3](secB4.html#secb43) and [10.2](append1310.html#secf102) +for a discussion why this is the normal situation on the labour market). + +As was indicated in section B.4 ([How does capitalism affect +liberty?](secB4.html)), within capitalism there is no equality between owners +and the dispossessed, and so property is a source of **power.** To claim that +this power should be "left alone" or is "fair" is _"to the anarchists. . . +preposterous. Once a State has been established, and most of the country's +capital privatised, the threat of physical force is no longer necessary to +coerce workers into accepting jobs, even with low pay and poor conditions. To +use Ayn Rand's term, 'initial force' has **already taken place,** by those who +now have capital against those who do not. . . . In other words, if a thief +died and willed his 'ill-gotten gain' to his children, would the children have +a right to the stolen property? Not legally. So if 'property is theft,' to +borrow Proudhon's quip, and the fruit of exploited labour is simply legal +theft, then the only factor giving the children of a deceased capitalist a +right to inherit the 'booty' is the law, the State. As Bakunin wrote, 'Ghosts +should not rule and oppress this world, which belongs only to the living'"_ +[Jeff Draughn, **Between Anarchism and Libertarianism**]. + +Or, in other words, right-Libertarianism fails to _"meet the charge that +normal operations of the market systematically places an entire class of +persons (wage earners) in circumstances that compel them to accept the terms +and conditions of labour dictated by those who offer work. While it is true +that individuals are formally free to seek better jobs or withhold their +labour in the hope of receiving higher wages, in the end their position in the +market works against them; they cannot live if they do not find employment. +When circumstances regularly bestow a relative disadvantage on one class of +persons in their dealings with another class, members of the advantaged class +have little need of coercive measures to get what they want."_ [Stephen L. +Newman, **Liberalism at Wit's End**, p. 130] + +To ignore the circumstances which drive people to seek out the most +"beneficial exchange" is to blind yourself to the power relationships inherent +within capitalism -- power relationships created by the unequal bargaining +power of the parties involved (also see [section 3.1](append133.html#secf31)). +And to argue that "consent" ensures freedom is false; if you are "consenting" +to be join a dictatorial organisation, you "consent" **not** to be free (and +to paraphrase Rousseau, a person who renounces freedom renounces being human). + +Which is why circumstances are important -- if someone truly wants to join an +authoritarian organisation, then so be it. It is their life. But if +circumstances ensure their "consent" then they are not free. The danger is, of +course, that people become **accustomed** to authoritarian relationships and +end up viewing them as forms of freedom. This can be seen from the state, +which the vast majority support and "consent" to. And this also applies to +wage labour, which many workers today accept as a "necessary evil" (like the +state) but, as we indicate in [section 8.6](append138.html#secf86), the first +wave of workers viewed with horror as a form of (wage) slavery and did all +that they could to avoid. In such situations all we can do is argue with them +and convince them that certain forms of organisations (such as the state and +capitalist firms) are an evil and urge them to change society to ensure their +extinction. + +So due to this lack of appreciation of circumstances (and the fact that people +become accustomed to certain ways of life) "anarcho"-capitalism actively +supports structures that restrict freedom for the many. And how is +"anarcho"-capitalism **anarchist** if it generates extensive amounts of archy? +It is for this reason that all anarchists support self-management within free +association -- that way we maximise freedom both inside **and** outside +organisations. But only stressing freedom outside organisations, +"anarcho"-capitalism ends up denying freedom as such (after all, we spend most +of our waking hours at work). If "anarcho"-capitalists **really** desired +freedom, they would reject capitalism and become anarchists -- only in a +libertarian socialist society would agreements to become a wage worker be +truly voluntary as they would not be driven by circumstances to sell their +liberty. + +This means that while right-Libertarianism appears to make "choice" an ideal +(which sounds good, liberating and positive) in practice it has become a +"dismal politics," a politics of choice where most of the choices are bad. +And, to state the obvious, the choices we are "free" to make are shaped by the +differences in wealth and power in society (see [section +3.1](append133.html#secf31)) as well as such things as "isolation paradoxes" +(see [ section B.6](secB6.html)) and the laws and other human institutions +that exist. If we ignore the context within which people make their choices +then we glorify abstract processes at the expense of real people. And, as +importantly, we must add that many of the choices we make under capitalism +(shaped as they are by the circumstances within which they are made), such as +employment contracts, result in our "choice" being narrowed to "love it or +leave it" in the organisations we create/join as a result of these "free" +choices. + +This ideological blind spot flows from the "anarcho"-capitalist definition of +"freedom" as "absence of coercion" -- as workers "freely consent" to joining a +specific workplace, their freedom is unrestricted. But to defend **only** +"freedom from" in a capitalist society means to defend the power and authority +of the few against the attempts of the many to claim their freedom and rights. +To requote Emma Goldman, _"'Rugged individualism' has meant all the +'individualism' for the masters . . . , in whose name political tyranny and +social oppression are defended and held up as virtues' while every aspiration +and attempt of man to gain freedom . . . is denounced as . . . evil in the +name of that same individualism."_ [**Red Emma Speaks**, p. 112] + +In other words, its all fine and well saying (as right-libertarians do) that +you aim to abolish force from human relationships but if you support an +economic system which creates hierarchy (and so domination and oppression) by +its very workings, "defensive" force will always be required to maintain and +enforce that domination. Moreover, if one class has extensive power over +another due to the systematic (and normal) workings of the market, any force +used to defend that power is **automatically** "defensive". Thus to argue +against the use of force and ignore the power relationships that exist within +and shape a society (and so also shape the individuals within it) is to defend +and justify capitalist and landlord domination and denounce any attempts to +resist that domination as "initiation of force." + +Anarchists, in contrast, oppose **hierarchy** (and so domination within +relationships -- bar S&M; personal relationships, which are a totally +different thing altogether; they are truly voluntary and they also do not +attempt to hide the power relationships involved by using economic jargon). +This opposition, while also including opposition to the use of force against +equals (for example, anarchists are opposed to forcing workers and peasants to +join a self-managed commune or syndicate), also includes support for the +attempts of those subject to domination to end it (for example, workers +striking for union recognition are not "initiating force", they are fighting +for their freedom). + +In other words, apparently "voluntary" agreements can and do limit freedom and +so the circumstances that drive people into them **must** be considered when +deciding whether any such limitation is valid. By ignoring circumstances, +"anarcho"-capitalism ends up by failing to deliver what it promises -- a +society of free individuals -- and instead presents us with a society of +masters and servants. The question is, what do we feel moved to insist that +people enjoy? Formal, abstract (bourgeois) self-ownership ("freedom") or a +more substantive control over one's life (i.e. autonomy)? + +## 2.5 But surely circumstances are the result of liberty and so cannot be +objected to? + +It is often argued by right-libertarians that the circumstances we face within +capitalism are the result of individual decisions (i.e. individual liberty) +and so we must accept them as the expressions of these acts (the most famous +example of this argument is in Nozick's **Anarchy, State, and Utopia** pp. +161-163 where he maintains that _"liberty upsets patterns"_). This is because +whatever situation evolves from a just situation by just (i.e. non-coercive +steps) is also (by definition) just. + +However, it is not apparent that adding just steps to a just situation will +result in a just society. We will illustrate with a couple of banal examples. +If you add chemicals which are non-combustible together you can create a new, +combustible, chemical (i.e. X becomes not-X by adding new X to it). Similarly, +if you have an odd number and add another odd number to it, it becomes even +(again, X becomes not-X by adding a new X to it). So it **is** very possible +to go from an just state to an unjust state by just step (and it is possible +to remain in an unjust state by just acts; for example if we tried to +implement "anarcho"-capitalism on the existing -- unjustly created -- +situation of "actually existing" capitalism it would be like having an odd +number and adding even numbers to it). In other words, the outcome of "just" +steps can increase inequality within society and so ensure that some acquire +an unacceptable amount of power over others, via their control over resources. +Such an inequality of power would create an "unjust" situation where the major +are free to sell their liberty to others due to inequality in power and +resources on the "free" market. + +Ignoring this objection, we could argue (as many "anarcho"-capitalists and +right-libertarians do) that the unforeseen results of human action are fine +unless we assume that these human actions are in themselves bad (i.e. that +individual choice is evil). + +Such an argument is false for three reasons. + +First, when we make our choices the aggregate impact of these choices are +unknown to us -- and not on offer when we make our choices. Thus we cannot be +said to "choose" these outcomes, outcomes which we may consider deeply +undesirable, and so the fact that these outcomes are the result of individual +choices is besides the point (if we knew the outcome we could refrain from +doing them). The choices themselves, therefore, do not validate the outcome as +the outcome was not part of the choices when they where made (i.e. the means +do not justify the ends). In other words, private acts often have important +public consequences (and "bilateral exchanges" often involve externalities for +third parties). Secondly, if the outcome of individual choices is to deny or +restrict individual choice on a wider scale at a later stage, then we are +hardly arguing that individual choice is a bad thing. We want to arrange it so +that the decisions we make now do not result in them restricting our ability +to make choices in important areas of life at a latter stage. Which means we +are in favour of individual choices and so liberty, not against them. Thirdly, +the unforeseen or unplanned results of individual actions are not necessarily +a good thing. If the aggregate outcome of individual choices harms individuals +then we have a right to modify the circumstances within which choices are made +and/or the aggregate results of these choices. + +An example will show what we mean (again drawn from Haworth's excellent +**Anti-Libertarianism**, p. 35). Millions of people across the world bought +deodorants which caused a hole to occur in the ozone layer surrounding the +Earth. The resultant of these acts created a situation in which individuals +and the eco-system they inhabited were in great danger. The actual acts +themselves were by no means wrong, but the aggregate impact was. A similar +argument can apply to any form of pollution. Now, unless the right-Libertarian +argues that skin cancer or other forms of pollution related illness are fine, +its clear that the resultant of individual acts can be harmful to individuals. + +The right-Libertarian could argue that pollution is an "initiation of force" +against an individual's property-rights in their person and so individuals can +sue the polluters. But hierarchy also harms the individual (see [section +B.1](secB1.html)) -- and so can be considered as an infringement of their +"property-rights" (i.e. liberty, to get away from the insane property fetish +of right-Libertarianism). The loss of autonomy can be just as harmful to an +individual as lung cancer although very different in form. And the differences +in wealth resulting from hierarchy is well known to have serious impacts on +life-span and health. + +As noted in [section 2.1](append132.html#secf21), the market is just as man- +made as pollution. This means that the "circumstances" we face are due to +aggregate of millions of individual acts and these acts occur within a +specific framework of rights, institutions and ethics. Anarchists think that a +transformation of our society and its rights and ideals is required so that +the resultant of individual choices does not have the ironic effect of +limiting individual choice (freedom) in many important ways (such as in work, +for example). + +In other words, the **circumstances** created by capitalist rights and +institutions requires a **transformation** of these rights and institutions in +such a way as to maximise individual choice for all -- namely, to abolish +these rights and replace them with new ones (for example, replace property +rights with use rights). Thus Nozick's claims that _"Z does choose voluntarily +if the other individuals A through Y each acted voluntarily and within their +rights"_ [**Op. Cit.**, p. 263] misses the point -- it is these rights that +are in question (given that Nozick **assumes** these rights then his whole +thesis is begging the question). + +And we must add (before anyone points it out) that, yes, we are aware that +many decisions will unavoidably limit current and future choices. For example, +the decision to build a factory on a green-belt area will make it impossible +for people to walk through the woods that are no longer there. But such +"limitations" (if they can be called that) of choice are different from the +limitations we are highlighting here, namely the lose of freedom that +accompanies the circumstances created via exchange in the market. The human +actions which build the factory modify reality but do not generate social +relationships of domination between people in so doing. The human actions of +market exchange, in contrast, modify the relative strengths of everyone in +society and so has a distinct impact on the social relationships we +"voluntarily" agree to create. Or, to put it another way, the decision to +build on the green-belt site does "limit" choice in the abstract but it does +**not** limit choice in the kind of relationships we form with other people +nor create authoritarian relationships between people due to inequality +influencing the content of the associations we form. However, the profits +produced from using the factory increases inequality (and so market/economic +power) and so weakens the position of the working class in respect to the +capitalist class within society. This increased inequality will be reflected +in the "free" contracts and working regimes that are created, with the weaker +"trader" having to compromise far more than before. + +So, to try and defend wage slavery and other forms of hierarchy by arguing +that "circumstances" are created by individual liberty runs aground on its own +logic. If the circumstances created by individual liberty results in pollution +then the right-Libertarian will be the first to seek to change those +circumstances. They recognise that the right to pollute while producing is +secondary to our right to be healthy. Similarly, if the circumstances created +by individual liberty results in hierarchy (pollution of the mind and our +relationships with others as opposed to the body, although it affects that to) +then we are entitled to change these circumstances too and the means by which +we get there (namely the institutional and rights framework of society). Our +right to liberty is more important than the rights of property -- sadly, the +right-Libertarian refuses to recognise this. + +## 2.6 Do Libertarian-capitalists support slavery? + +Yes. It may come as a surprise to many people, but right-Libertarianism is one +of the few political theories that justifies slavery. For example, Robert +Nozick asks whether _"a free system would allow [the individual] to sell +himself into slavery"_ and he answers _"I believe that it would."_ [**Anarchy, +State and Utopia**, p. 371] While some right-Libertarians do not agree with +Nozick, there is no logical basis in their ideology for such disagreement. + +The logic is simple, you cannot really own something unless you can sell it. +Self-ownership is one of the cornerstones of laissez-faire capitalist +ideology. Therefore, since you own yourself you can sell yourself. + +(For Murray Rothbard's claims of the _"unenforceability, in libertarian +theory, of voluntary slave contracts"_ see **The Ethics of Liberty**, pp. +134-135 -- of course, **other** libertarian theorists claim the exact opposite +so _"libertarian theory"_ makes no such claims, but nevermind! Essentially, +his point revolves around the assertion that a person _"cannot, in nature, +sell himself into slavery and have this sale enforced \- for this would mean +that his future will over his own body was being surrendered in advance"_ and +that if a _"labourer remains totally subservient to his master's will +voluntarily, he is not yet a slave since his submission is voluntary."_ [p. +40] However, as we noted in [ section 2](append132.html), Rothbard emphasis on +quitting fails to recognise that actual denial of will and control over ones +own body that is explicit in wage labour. It is this failure that pro-slave +contract "libertarians" stress -- as we will see, they consider the slave +contract as an extended wage contract. Moreover, a modern slave contract would +likely take the form of a _"performance bond"_ [p. 136] in which the slave +agrees to perform X years labour or pay their master substantial damages. The +threat of damages that enforces the contract and such a "contract" Rothbard +does agree is enforceable -- along with _"conditional exchange"_ [p. 141] +which could be another way of creating slave contracts.) + +Nozick's defence of slavery should not come as a surprise to any one familiar +with classical liberalism. An elitist ideology, its main rationale is to +defend the liberty and power of property owners and justify unfree social +relationships (such as government and wage labour) in terms of "consent." +Nozick just takes it to its logical conclusion, a conclusion which Rothbard, +while balking at the label used, does not actually disagree with. + +This is because Nozick's argument is not new but, as with so many others, can +be found in John Locke's work. The key difference is that Locke refused the +term _"slavery"_ and favoured _"drudgery"_ as, for him, slavery mean a +relationship _"between a lawful conqueror and a captive"_ where the former has +the power of life and death over the latter. Once a _"compact"_ is agreed +between them, _"an agreement for a limited power on the one side, and +obedience on the other . . . slavery ceases."_ As long as the master could not +kill the slave, then it was _"drudgery."_ Like Nozick, he acknowledges that +_"men did sell themselves; but, it is plain, this was only to drudgery, not to +slavery: for, it is evident, the person sold was not under an absolute, +arbitrary, despotical power: for the master could not have power to kill him, +at any time, whom, at a certain time, he was obliged to let go free out of his +service."_ [Locke, **Second Treatise of Government**, Section 24] In other +words, like Rothbard, voluntary slavery was fine but just call it something +else. + +Not that Locke was bothered by involuntary slavery. He was heavily involved in +the slave trade. He owned shares in the "Royal Africa Company" which carried +on the slave trade for England, making a profit when he sold them. He also +held a significant share in another slave company, the "Bahama Adventurers." +In the _"Second Treatise"_, Locke justified slavery in terms of _"Captives +taken in a just war."_ [Section 85] In other words, a war waged against +aggressors. That, of course, had nothing to do with the **actual** slavery +Locke profited from (slave raids were common, for example). Nor did his +"liberal" principles stop him suggesting a constitution that would ensure that +_"every freeman of Carolina shall have absolute power and authority over his +Negro slaves."_ The constitution itself was typically autocratic and +hierarchical, designed explicitly to _"avoid erecting a numerous democracy."_ +[**The Works of John Locke**, vol. X, p. 196] + +So the notion of contractual slavery has a long history within right-wing +liberalism, although most refuse to call it by that name. It is of course +simply embarrassment that stops Rothbard calling a spade a spade. He +incorrectly assumes that slavery has to be involuntary. In fact, historically, +voluntary slave contracts have been common (David Ellerman's **Property and +Contract in Economics** has an excellent overview). Any new form of voluntary +slavery would be a "civilised" form of slavery and could occur when an +individual would "agree" to sell themselves to themselves to another (as when +a starving worker would "agree" to become a slave in return for food). In +addition, the contract would be able to be broken under certain conditions +(perhaps in return for breaking the contract, the former slave would have pay +damages to his or her master for the labour their master would lose - a +sizeable amount no doubt and such a payment could result in debt slavery, +which is the most common form of "civilised" slavery. Such damages may be +agreed in the contract as a "performance bond" or "conditional exchange"). + +In summary, right-Libertarians are talking about "civilised" slavery (or, in +other words, civil slavery) and not forced slavery. While some may have +reservations about calling it slavery, they agree with the basic concept that +since people own themselves they can sell themselves as well as selling their +labour for a lifetime. + +We must stress that this is no academic debate. "Voluntary" slavery has been a +problem in many societies and still exists in many countries today +(particularly third world ones where bonded labour -- i.e. where debt is used +to enslave people -- is the most common form). With the rise of sweat shops +and child labour in many "developed" countries such as the USA, "voluntary" +slavery (perhaps via debt and bonded labour) may become common in all parts of +the world -- an ironic (if not surprising) result of "freeing" the market and +being indifferent to the actual freedom of those within it. + +And it is interesting to note that even Murray Rothbard is not against the +selling of humans. He argued that children are the property of their parents. +They can (bar actually murdering them by violence) do whatever they please +with them, even sell them on a _"flourishing free child market."_ [**The +Ethics of Liberty**, p. 102] Combined with a whole hearted support for child +labour (after all, the child can leave its parents if it objects to working +for them) such a "free child market" could easily become a "child slave +market" -- with entrepreneurs making a healthy profit selling infants to other +entrepreneurs who could make profits from the toil of "their" children (and +such a process did occur in 19th century Britain). Unsurprisingly, Rothbard +ignores the possible nasty aspects of such a market in human flesh (such as +children being sold to work in factories, homes and brothels). And, of course, +such a market could see women "specialising" in producing children for it (the +use of child labour during the Industrial Revolution actually made it +economically sensible for families to have more children) and, perhaps, gluts +and scarcities of babies due to changing market conditions. But this is +besides the point. + +Of course, this theoretical justification for slavery at the heart of an +ideology calling itself "libertarianism" is hard for many right-Libertarians +to accept. Some of the "anarcho"-capitalist type argue that such contracts +would be very hard to enforce in their system of capitalism. This attempt to +get out of the contradiction fails simply because it ignores the nature of the +capitalist market. If there is a demand for slave contracts to be enforced, +then companies will develop to provide that "service" (and it would be +interesting to see how two "protection" firms, one defending slave contracts +and another not, could compromise and reach a peaceful agreement over whether +slave contracts were valid). Thus we could see a so-called "anarchist" or +"free" society producing companies whose specific purpose was to hunt down +escaped slaves (i.e. individuals in slave contracts who have not paid damages +to their owners for freedom). Of course, perhaps Rothbard would claim that +such slave contracts would be "outlawed" under his "general libertarian law +code" but this is a denial of market "freedom". If slave contracts **are** +"banned" then surely this is paternalism, stopping individuals from +contracting out their "labour services" to whom and however long they +"desire". You cannot have it both ways. + +So, ironically, an ideology proclaiming itself to support "liberty" ends up +justifying and defending slavery. Indeed, for the right-libertarian the slave +contract is an exemplification, not the denial, of the individual's liberty! +How is this possible? How can slavery be supported as an expression of +liberty? Simple, right-Libertarian support for slavery is a symptom of a +**deeper** authoritarianism, namely their uncritical acceptance of contract +theory. The central claim of contract theory is that contract is the means to +secure and enhance individual freedom. Slavery is the antithesis to freedom +and so, in theory, contract and slavery must be mutually exclusive. However, +as indicated above, some contract theorists (past and present) have included +slave contracts among legitimate contracts. This suggests that contract theory +cannot provide the theoretical support needed to secure and enhance individual +freedom. Why is this? + +As Carole Pateman argues, _"contract theory is primarily about a way of +creating social relations constituted by subordination, not about exchange."_ +Rather than undermining subordination, contract theorists justify modern +subjection -- _"contract doctrine has proclaimed that subjection to a master +-- a boss, a husband -- is freedom."_ [**The Sexual Contract**, p. 40 and p. +146] The question central to contract theory (and so right-Libertarianism) is +not "are people free" (as one would expect) but "are people free to +subordinate themselves in any manner they please." A radically different +question and one only fitting to someone who does not know what liberty means. + +Anarchists argue that not all contracts are legitimate and no free individual +can make a contract that denies his or her own freedom. If an individual is +able to express themselves by making free agreements then those free +agreements must also be based upon freedom internally as well. Any agreement +that creates domination or hierarchy negates the assumptions underlying the +agreement and makes itself null and void. In other words, voluntary government +is still government and the defining chararacteristic of an anarchy must be, +surely, "no government" and "no rulers." + +This is most easily seen in the extreme case of the slave contract. John +Stuart Mill stated that such a contract would be "null and void." He argued +that an individual may voluntarily choose to enter such a contract but in so +doing _"he abdicates his liberty; he foregoes any future use of it beyond that +single act. He therefore defeats, in his own case, the very purpose which is +the justification of allowing him to dispose of himself. . .The principle of +freedom cannot require that he should be free not to be free. It is not +freedom, to be allowed to alienate his freedom."_ He adds that _"these +reasons, the force of which is so conspicuous in this particular case, are +evidently of far wider application."_ [quoted by Pateman, **Op. Cit.**, pp. +171-2] + +And it is such an application that defenders of capitalism fear (Mill did in +fact apply these reasons wider and unsurprisingly became a supporter of a +market syndicalist form of socialism). If we reject slave contracts as +illegitimate then, logically, we must also reject **all** contracts that +express qualities similar to slavery (i.e. deny freedom) including wage +slavery. Given that, as David Ellerman points out, _"the voluntary slave . . . +and the employee cannot in fact take their will out of their intentional +actions so that they could be 'employed' by the master or employer"_ we are +left with _"the rather implausible assertion that a person can vacate his or +her will for eight or so hours a day for weeks, months, or years on end but +cannot do so for a working lifetime."_ [**Property and Contract in +Economics**, p. 58] + +The implications of supporting voluntary slavery is quite devastating for all +forms of right-wing "libertarianism." This was proven by Ellerman when he +wrote an extremely robust defence of it under the pseudonym "J. Philmore" +called **The Libertarian Case for Slavery** (first published in **The +Philosophical Forum**, xiv, 1982). This classic rebuttal takes the form of +"proof by contradiction" (or **reductio ad absurdum**) whereby he takes the +arguments of right-libertarianism to their logical end and shows how they +reach the memorably conclusion that the _"time has come for liberal economic +and political thinkers to stop dodging this issue and to critically re-examine +their shared prejudices about certain voluntary social institutions . . . this +critical process will inexorably drive liberalism to its only logical +conclusion: libertarianism that finally lays the true moral foundation for +economic and political slavery."_ + +Ellerman shows how, from a right-"libertarian" perspective there is a +_"fundamental contradiction"_ in a modern liberal society for the state to +prohibit slave contracts. He notes that there _"seems to be a basic shared +prejudice of liberalism that slavery is inherently involuntary, so the issue +of genuinely voluntary slavery has received little scrutiny. The perfectly +valid liberal argument that involuntary slavery is inherently unjust is thus +taken to include voluntary slavery (in which case, the argument, by +definition, does not apply). This has resulted in an abridgment of the freedom +of contract in modern liberal society."_ Thus it is possible to argue for a +_"civilised form of contractual slavery."_ ["J. Philmore,", **Op. Cit.**] + +So accurate and logical was Ellerman's article that many of its readers were +convinced it **was** written by a right-libertarian (including, we have to +say, us!). One such writer was Carole Pateman, who correctly noted that +_"[t]here is a nice historical irony here. In the American South, slaves were +emancipated and turned into wage labourers, and now American contractarians +argue that all workers should have the opportunity to turn themselves into +civil slaves."_ [**Op. Cit.**, p. 63]). + +The aim of Ellerman's article was to show the problems that employment (wage +labour) presents for the concept of self-government and how contract need not +result in social relationships based on freedom. As "Philmore" put it, _"[a]ny +thorough and decisive critique of voluntary slavery or constitutional +nondemocratic government would carry over to the employment contract -- which +is the voluntary contractual basis for the free-market free-enterprise system. +Such a critique would thus be a **reductio ad absurdum**."_ As _"contractual +slavery"_ is an _"extension of the employer-employee contract,"_ he shows that +the difference between wage labour and slavery is the time scale rather than +the principle or social relationships involved. [**Op. Cit.**] This explains, +firstly, the early workers' movement called capitalism _**"wage slavery"**_ +(anarchists still do) and, secondly, why capitalists like Rothbard support the +concept but balk at the name. It exposes the unfree nature of the system they +support! While it is possible to present wage labour as "freedom" due to its +"consensual" nature, it becomes much harder to do so when talking about +slavery or dictatorship. Then the contradictions are exposed for all to see +and be horrified by. + +All this does not mean that we must reject free agreement. Far from it! Free +agreement is **essential** for a society based upon individual dignity and +liberty. There are a variety of forms of free agreement and anarchists support +those based upon co-operation and self-management (i.e. individuals working +together as equals). Anarchists desire to create relationships which reflect +(and so express) the liberty that is the basis of free agreement. Capitalism +creates relationships that deny liberty. The opposition between autonomy and +subjection can only be maintained by modifying or rejecting contract theory, +something that capitalism cannot do and so the right-wing Libertarian rejects +autonomy in favour of subjection (and so rejects socialism in favour of +capitalism). + +The real contrast between anarchism and right-Libertarianism is best expressed +in their respective opinions on slavery. Anarchism is based upon the +individual whose individuality depends upon the maintenance of free +relationships with other individuals. If individuals deny their capacities for +self-government from themselves through a contract the individuals bring about +a qualitative change in their relationship to others - freedom is turned into +mastery and subordination. For the anarchist, slavery is thus the paradigm of +what freedom is **not**, instead of an exemplification of what it is (as +right-Libertarians state). As Proudhon argued: + +> _"If I were asked to answer the following question: What is slavery? and I +should answer in one word, It is murder, my meaning would be understood at +once. No extended argument would be required to show that the power to take +from a man his thought, his will, his personality, is a power of life and +death; and that to enslave a man is to kill him."_ [**What is Property?**, p. +37] + +In contrast, the right-Libertarian effectively argues that "I support slavery +because I believe in liberty." It is a sad reflection of the ethical and +intellectual bankruptcy of our society that such an "argument" is actually +taken seriously by (some) people. The concept of "slavery as freedom" is far +too Orwellian to warrant a critique - we will leave it up to right +Libertarians to corrupt our language and ethical standards with an attempt to +prove it. + +From the basic insight that slavery is the opposite of freedom, the anarchist +rejection of authoritarian social relations quickly follows (the right-wing +Libertarians fear): + +> _"Liberty is inviolable. I can neither sell nor alienate my liberty; every +contract, every condition of a contract, which has in view the alienation or +suspension of liberty, is null: the slave, when he plants his foot upon the +soil of liberty, at that moment becomes a free man. . . Liberty is the +original condition of man; to renounce liberty is to renounce the nature of +man: after that, how could we perform the acts of man?"_ [P.J. Proudhon, **Op. +Cit.**, p. 67] + +The employment contract (i.e. wage slavery) abrogates liberty. It is based +upon inequality of power and _"exploitation is a consequence of the fact that +the sale of labour power entails the worker's subordination."_ [Carole +Pateman, **Op. Cit.**, P. 149] Hence Proudhon's (and Mill's) support of self- +management and opposition to capitalism - any relationship that resembles +slavery is illegitimate and no contract that creates a relationship of +subordination is valid. Thus in a truly anarchistic society, slave contracts +would be unenforceable -- people in a truly free (i.e. non-capitalist) society +would **never** tolerate such a horrible institution or consider it a valid +agreement. If someone was silly enough to sign such a contract, they would +simply have to say they now rejected it in order to be free -- such contracts +are made to be broken and without the force of a law system (and private +defence firms) to back it up, such contracts will stay broken. + +The right-Libertarian support for slave contracts (and wage slavery) indicates +that their ideology has little to do with liberty and far more to do with +justifying property and the oppression and exploitation it produces. Their +support and theoretical support for slavery indicates a deeper +authoritarianism which negates their claims to be libertarians. + +## 2.7 But surely abolishing capitalism would restrict liberty? + +Many "anarcho"-capitalists and other supporters of capitalism argue that it +would be "authoritarian" to restrict the number of alternatives that people +can choose between by abolishing capitalism. If workers become wage labourers, +so it is argued, it is because they "value" other things more -- otherwise +they would not agree to the exchange. But such an argument ignores that +reality of capitalism. + +By **maintaining** capitalist private property, the options available to +people **are** restricted. In a fully developed capitalist economy the vast +majority have the "option" of selling their labour or starving/living in +poverty -- self-employed workers account for less than 10% of the working +population. Usually, workers are at a disadvantage on the labour market due to +the existence of unemployment and so accept wage labour because otherwise they +would starve (see [ section 10.2](append1310.html#secf102) for a discussion on +why this is the case). And as we argue in sections +[J.5.11](secJ5.html#secj511) and [J.5.12](secJ5.html#secj512), even **if** the +majority of the working population desired co-operative workplaces, a +capitalist market will not provide them with that outcome due to the nature of +the capitalist workplace (also see Juliet C. Schor's excellent book **The +Overworked American** for a discussion of why workers desire for more free +time is not reflected in the labour market). In other words, it is a myth to +claim that wage labour exists or that workplaces are hierarchical because +workers value other things -- they are hierarchical because bosses have more +clout on the market than workers and, to use Schor's expression, workers end +up wanting what they get rather than getting what they want. + +Looking at the reality of capitalism we find that because of inequality in +resources (protected by the full might of the legal system, we should note) +those with property get to govern those without it during working hours (and +beyond in many cases). If the supporters of capitalism were actually concerned +about liberty (as opposed to property) that situation would be abhorrent to +them -- after all, individuals can no longer exercise their ability to make +decisions, choices, and are reduced to being order takers. If choice and +liberty are the things we value, then the ability to make choices in all +aspects of life automatically follows (including during work hours). However, +the authoritarian relationships and the continual violation of autonomy wage +labour implies are irrelevant to "anarcho"-capitalists (indeed, attempts to +change this situation are denounced as violations of the autonomy of the +property owner!). By purely concentrating on the moment that a contract is +signed they blind themselves to the restricts of liberty that wage contracts +create. + +Of course, anarchists have no desire to **ban** wage labour -- we aim to +create a society within which people are not forced by circumstances to sell +their liberty to others. In order to do this, anarchists propose a +modification of property and property rights to ensure true freedom of choice +(a freedom of choice denied to us by capitalism). As we have noted many times, +"bilateral exchanges" can and do adversely effect the position of third +parties if they result in the build-up of power/money in the hands of a few. +And one of these adverse effects can be the restriction of workers options due +to economic power. Therefore it is the supporter of capitalist who restricts +options by supporting an economic system and rights framework that by their +very workings reduce the options available to the majority, who then are "free +to choose" between those that remain (see also [section B.4](secB4.html)). +Anarchists, in contrast, desire to expand the available options by abolishing +capitalist private property rights and removing inequalities in wealth and +power that help restrict our options and liberties artificially. + +So does an anarchist society have much to fear from the spread of wage labour +within it? Probably not. If we look at societies such as the early United +States or the beginnings of the Industrial Revolution in Britain, for example, +we find that, given the choice, most people preferred to work for themselves. +Capitalists found it hard to find enough workers to employ and the amount of +wages that had to be offered to hire workers were so high as to destroy any +profit margins. Moreover, the mobility of workers and their "laziness" was +frequently commented upon, with employers despairing at the fact workers would +just work enough to make end meet and then disappear. Thus, left to the +actions of the "free market," it is doubtful that wage labour would have +spread. But it was not left to the "free market". + +In response to these "problems", the capitalists turned to the state and +enforced various restrictions on society (the most important being the land, +tariff and money monopolies -- see sections [B.3](secB3.html) and +[8](append138.html)). In free competition between artisan and wage labour, +wage labour only succeeded due to the use of state action to create the +required circumstances to discipline the labour force and to accumulate enough +capital to give capitalists an edge over artisan production (see [section +8](append138.html) for more details). + +Thus an anarchist society would not have to fear the spreading of wage labour +within it. This is simply because would-be capitalists (like those in the +early United States) would have to offer such excellent conditions, workers' +control and high wages as to make the possibility of extensive profits from +workers' labour nearly impossible. Without the state to support them, they +will not be able to accumulate enough capital to give them an advantage within +a free society. Moreover, it is somewhat ironic to hear capitalists talking +about anarchism denying choice when we oppose wage labour considering the fact +workers were not given any choice when the capitalists used the state to +develop wage labour in the first place! + +## 2.8 Why should we reject the "anarcho"-capitalist definitions of freedom +and justice? + +Simply because they lead to the creation of authoritarian social relationships +and so to restrictions on liberty. A political theory which, when consistently +followed, has evil or iniquitous consequences, is a bad theory. + +For example, any theory that can justify slavery is obviously a bad theory \- +slavery does not cease to stink the moment it is seen to follow your theory. +As right-Libertarians can justify slave contracts as a type of wage labour +(see [section 2.6](append132.html#secf26)) as well as numerous other +authoritarian social relationships, it is obviously a bad theory. + +It is worth quoting Noam Chomsky at length on this subject: + +> _"Consider, for example, the 'entitlement theory of justice'. . . +[a]ccording to this theory, a person has a right to whatever he has acquired +by means that are just. If, by luck or labour or ingenuity, a person acquires +such and such, then he is entitled to keep it and dispose of it as he wills, +and a just society will not infringe on this right. + +> + +> "One can easily determine where such a principle might lead. It is entirely +possible that by legitimate means - say, luck supplemented by contractual +arrangements 'freely undertaken' under pressure of need - one person might +gain control of the necessities of life. Others are then free to sell +themselves to this person as slaves, if he is willing to accept them. +Otherwise, they are free to perish. Without extra question-begging conditions, +the society is just. + +> + +> "The argument has all the merits of a proof that 2 + 2 = 5. . . Suppose that +some concept of a 'just society' is advanced that fails to characterise the +situation just described as unjust. . . Then one of two conclusions is in +order. We may conclude that the concept is simply unimportant and of no +interest as a guide to thought or action, since it fails to apply properly +even in such an elementary case as this. Or we may conclude that the concept +advanced is to be dismissed in that it fails to correspond to the +pretheorectical notion that it intends to capture in clear cases. If our +intuitive concept of justice is clear enough to rule social arrangements of +the sort described as grossly unjust, then the sole interest of a +demonstration that this outcome might be 'just' under a given 'theory of +justice' lies in the inference by **reductio ad absurdum** to the conclusion +that the theory is hopelessly inadequate. While it may capture some partial +intuition regarding justice, it evidently neglects others. + +> + +> "The real question to be raised about theories that fail so completely to +capture the concept of justice in its significant and intuitive sense is why +they arouse such interest. Why are they not simply dismissed out of hand on +the grounds of this failure, which is striking in clear cases? Perhaps the +answer is, in part, the one given by Edward Greenberg in a discussion of some +recent work on the entitlement theory of justice. After reviewing empirical +and conceptual shortcomings, he observes that such work 'plays an important +function in the process of . . . 'blaming the victim,' and of protecting +property against egalitarian onslaughts by various non-propertied groups.' An +ideological defence of privileges, exploitation, and private power will be +welcomed, regardless of its merits. + +> + +> "These matters are of no small importance to poor and oppressed people here +and elsewhere."_ [**The Chomsky Reader**, pp. 187-188] + +It may be argued that the reductions in liberty associated with capitalism is +not really an iniquitous outcome, but such an argument is hardly fitting for a +theory proclaiming itself "libertarian." And the results of these +authoritarian social relationships? To quote Adam Smith, under the capitalist +division of labour the worker _"has no occasion to exert his understanding, or +exercise his invention"_ and _"he naturally loses, therefore, the habit of +such exercise and generally becomes as stupid and ignorant as it is possible +for a human creature to become."_ The worker's mind falls _"into that drowsy +stupidity, which, in a civilised society, seems to benumb the understanding of +almost all of the inferior [sic!] ranks of people."_ [cited by Chomsky, **Op. +Cit.**, p. 186] + +Of course, it may be argued that these evil effects of capitalist authority +relations on individuals are also not iniquitous (or that the very real +domination of workers by bosses is not really domination) but that suggests a +desire to sacrifice real individuals, their hopes and dreams and lives to an +abstract concept of liberty, the accumulative effect of which would be to +impoverish all our lives. The kind of relationships we create **within** the +organisations we join are of as great an importance as their voluntary nature. +Social relations **shape** the individual in many ways, restricting their +freedom, their perceptions of what freedom is and what their interests +actually are. This means that, in order not to be farcical, any relationships +we create must reflect in their internal workings the critical evaluation and +self-government that created them in the first place. Sadly capitalist +individualism masks structures of power and relations of domination and +subordination within seemingly "voluntary" associations -- it fails to note +the relations of domination resulting from private property and so _"what has +been called 'individualism' up to now has been only a foolish egoism which +belittles the individual. Foolish because it was not individualism at all. It +did not lead to what was established as a goal; that is the complete, broad, +and most perfectly attainable development of individuality."_ [Peter +Kropotkin, **Selected Writings**, p. 297] + +This right-Libertarian lack of concern for concrete individual freedom and +individuality is a reflection of their support for "free markets" (or +"economic liberty" as they sometimes phrase it). However, as Max Stirner +noted, this fails to understand that _"[p]olitical liberty means that the +**polis,** the State, is free; . . . not, therefore, that I am free of the +State. . . It does not mean **my** liberty, but the liberty of a power that +rules and subjugates me; it means that one of my **despots** . . . is free."_ +[**The Ego and Its Own**, p. 107] Thus the desire for "free markets" results +in a blindness that while the market may be "free" the individuals within it +may not be (as Stirner was well aware, _"[u]nder the **regime** of the +commonality the labourers always fall into the hands of the possessors . . . +of the capitalists, therefore."_ [**Op. Cit.**, p. 115]) + +In other words, right-libertarians give the greatest importance to an abstract +concept of freedom and fail to take into account the fact that real, concrete +freedom is the outcome of self-managed activity, solidarity and voluntary co- +operation. For liberty to be real it must exist in all aspects of our daily +life and cannot be contracted away without seriously effecting our minds, +bodies and lives. Thus, the right-Libertarian's _"defence of freedom is +undermined by their insistence on the concept of negative liberty, which all +too easily translates in experience as the negation of liberty."_ [Stephan L. +Newman, **Liberalism as Wit's End**, p. 161] + +Thus right-Libertarian's fundamental fallacy is that "contract" does not +result in the end of power or domination (particularly when the bargaining +power or wealth of the would-be contractors is not equal). As Carole Pateman +notes, _"[i]ronically, the contractarian ideal cannot encompass capitalist +employment. Employment is not a continual series of discrete contracts between +employer and worker, but . . . one contract in which a worker binds himself to +enter an enterprise and follow the directions of the employer for the duration +of the contract. As Huw Benyon has bluntly stated, 'workers are paid to +obey.'"_ [**The Sexual Contract**, p. 148] This means that _"the employment +contract (like the marriage contract) is not an exchange; both contracts +create social relations that endure over time - social relations of +subordination."_ [**Ibid.**] + +Authority impoverishes us all and must, therefore, be combated wherever it +appears. That is why anarchists oppose capitalism, so that there shall be _"no +more government of man by man, by means of accumulation of capital."_ [P-J +Proudhon, cited by Woodcock in **Anarchism**, p. 110] If, as Murray Bookchin +point it, _"the object of anarchism is to increase choice"_ [**The Ecology of +Freedom**, p. 70] then this applies both to when we are creating +associations/relationships with others and when we are **within** these +associations/relationships -- i.e. that they are consistent with the liberty +of all, and that implies participation and self-management **not** hierarchy. +"Anarcho"-capitalism fails to understand this essential point and by +concentrating purely on the first condition for liberty ensures a society +based upon domination, oppression and hierarchy and not freedom. + +It is unsurprising, therefore, to find that the basic unit of analysis of the +"anarcho"-capitalist/right-libertarian is the transaction (the "trade," the +"contract"). The freedom of the individual is seen as revolving around an act, +the contract, and **not** in our relations with others. All the social facts +and mechanisms that precede, surround and result from the transaction are +omitted. In particular, the social relations that result from the transaction +are ignored (those, and the circumstances that make people contract, are the +two unmentionables of right-libertarianism). + +For anarchists it seems strange to concentrate on the moment that a contract +is signed and ignore the far longer time the contract is active for (as we +noted in [ section A.2.14](secA2.html#seca214), if the worker is free when +they sign a contract, slavery soon overtakes them). Yes, the voluntary nature +of a decision is important, but so are the social relationships we experience +due to those decisions. + +For the anarchist, freedom is based upon the insight that other people, apart +from (indeed, **because** of) having their own intrinsic value, also are +"means to my end", that it is through their freedom that I gain my own -- so +enriching my life. As Bakunin put it: + +> _"I who want to be free cannot be because all the men around me do not yet +want to be free, and consequently they become tools of oppression against +me."_ [quoted by Errico Malatesta in **Anarchy**, p. 27] + +Therefore anarchists argue that we must reject the right-Libertarian theories +of freedom and justice because they end up supporting the denial of liberty as +the expression of liberty. What this fails to recognise is that freedom is a +product of social life and that (in Bakunin's words) _"[n]o man can achieve +his own emancipation without at the same time working for the emancipation of +all men around him. My freedom is the freedom of all since I am not truly free +in thought and in fact, except when my freedom and my rights are confirmed and +approved in the freedom and rights of all men who are my equals."_ [**Ibid.**] + +Other people give us the possibilities to develop our full human potentiality +and thereby our freedom, so when we destroy the freedom of others we limit our +own. _"To treat others and oneself as property,"_ argues anarchist L. Susan +Brown, _"objectifies the human individual, denies the unity of subject and +object and is a negation of individual will . . . even the freedom gained by +the other is compromised by this relationship, for to negate the will of +another to achieve one's own freedom destroys the very freedom one sought in +the first place."_ [**The Politics of Individualism**, p. 3] + +Fundamentally, it is for this reason that anarchists reject the right- +Libertarian theories of freedom and justice -- it just does not ensure +individual freedom or individuality. + diff --git a/markdown/append133.md b/markdown/append133.md new file mode 100644 index 0000000000000000000000000000000000000000..af6bbc9bf997726e83b6a6991fef2839d9ad0ec5 --- /dev/null +++ b/markdown/append133.md @@ -0,0 +1,580 @@ +# 3 Why do anarcho"-capitalists place little or no value on "equality"? + +Murray Rothbard argues that _"the 'rightist' libertarian is not opposed to +inequality."_ [**For a New Liberty**, p. 47] In contrast, "leftist" +libertarians oppose inequality because it has harmful effects on individual +liberty. + +Part of the reason "anarcho"-capitalism places little or no value on +"equality" derives from their definition of that term. Murray Rothbard defines +equality as: + +> _"A and B are 'equal' if they are identical to each other with respect to a +given attribute... There is one and only one way, then, in which any two +people can really be 'equal' in the fullest sense: they must be identical in +**all** their attributes."_ + +He then points out the obvious fact that _"men are not uniform,. . . . the +species, mankind, is uniquely characterised by a high degree of variety, +diversity, differentiation: in short, inequality."_ [**Egalitarianism as a +Revolt against Nature and Other Essays**, p. 4, p.5] + +In others words, every individual is unique. Something no egalitarian has ever +denied. On the basis of this amazing insight, he concludes that equality is +impossible (except "equality of rights") and that the attempt to achieve +"equality" is a "revolt against nature" -- as if any anarchist had ever +advocated such a notion of equality as being identical! + +And so, because we are all unique, the outcome of our actions will not be +identical and so social inequality flows from natural differences and not due +to the economic system we live under. Inequality of endowment implies +inequality of outcome and so social inequality. As individual differences are +a fact of nature, attempts to create a society based on "equality" (i.e. +making everyone identical in terms of possessions and so forth) is impossible +and "unnatural." + +Before continuing, we must note that Rothbard is destroying language to make +his point and that he is not the first to abuse language in this particular +way. In George Orwell's **1984**, the expression _"all men are created equal"_ +could be translated into Newspeak, but it would make as much sense as saying +_"all men have red hair,"_ an obvious falsehood (see _"The Principles of +Newspeak"_ Appendix). It's nice to know that "Mr. Libertarian" is stealing +ideas from Big Brother, and for the same reason: to make critical thought +impossible by restricting the meaning of words. + +"Equality," in the context of political discussion, does not mean "identical," +it usually means equality of rights, respect, worth, power and so forth. It +does not imply treating everyone identically (for example, expecting an eighty +year old man to do identical work to an eighteen violates treating both with +respect as unique individuals). For anarchists, as Alexander Berkman writes, +_"equality does not mean an equal amount but equal **opportunity**. . . Do not +make the mistake of identifying equality in liberty with the forced equality +of the convict camp. True anarchist equality implies freedom, not quantity. It +does not mean that every one must eat, drink, or wear the same things, do the +same work, or live in the same manner. Far from it: the very reverse, in fact. +Individual needs and tastes differ, as appetites differ. It is **equal** +opportunity to satisfy them that constitutes true equality. Far from +levelling, such equality opens the door for the greatest possible variety of +activity and development. For human character is diverse, and only the +repression of this free diversity results in levelling, in uniformity and +sameness. Free opportunity and acting out your individuality means development +of natural dissimilarities and variations. . . . Life in freedom, in anarchy +will do more than liberate man merely from his present political and economic +bondage. That will be only the first step, the preliminary to a truly human +existence."_ [**The ABC of Anarchism**, p. 25] + +Thus anarchists reject the Rothbardian-Newspeak definition of equality as +meaningless within political discussion. No two people are identical and so +imposing "identical" equality between them would mean treating them as +**unequals**, i.e. not having equal worth or giving them equal respect as +befits them as human beings and fellow unique individuals. + +So what should we make of Rothbard's claim? It is tempting just to quote +Rousseau when he argued _"it is . . . useless to inquire whether there is any +essential connection between the two inequalities [social and natural]; for +this would be only asking, in other words, whether those who command are +necessarily better than those who obey, and if strength of body or of mind, +wisdom, or virtue are always found in particular individuals, in proportion to +their power or wealth: a question fit perhaps to be discussed by slaves in the +hearing of their masters, but highly unbecoming to reasonable and free men in +search of the truth."_ [**The Social Contract and Discourses**, p. 49] But a +few more points should be raised. + +The uniqueness of individuals has always existed but for the vast majority of +human history we have lived in very egalitarian societies. If social +inequality did, indeed, flow from natural inequalities then **all** societies +would be marked by it. This is not the case. Indeed, taking a relatively +recent example, many visitors to the early United States noted its egalitarian +nature, something that soon changed with the rise of wage labour and +industrial capitalism (a rise dependent upon state action, we must add, -- see +section [8](append138.html)). This implies that the society we live in (its +rights framework, the social relationships it generates and so forth) has a +far more of a decisive impact on inequality than individual differences. Thus +certain rights frameworks will tend to magnify "natural" inequalities +(assuming that is the source of the initial inequality, rather than, say, +violence and force). As Noam Chomsky argues: + +> _"Presumably it is the case that in our 'real world' some combination of +attributes is conducive to success in responding to 'the demands of the +economic system' . . . One might suppose that some mixture of avarice, +selfishness, lack of concern for others, aggressiveness, and similar +characteristics play a part in getting ahead [in capitalism]. . . Whatever the +correct collection of attributes may be, we may ask what follows from the +fact, if it is a fact, that some partially inherited combination of attributes +tends to material success? All that follows . . . is a comment on our +particular social and economic arrangements . . . The egalitarian might +responds, in all such cases, that the social order should be changes so that +the collection of attributes that tends to bring success no longer do so . . . +"_ [**The Chomsky Reader**, p. 190] + +So, perhaps, if we change society then the social inequalities we see today +would disappear. It is more than probable that natural difference has been +long ago been replaced with **social** inequalities, especially inequalities +of property (which will tend to increase, rather than decrease, inequality). +And as we argue in section [8](append138.html) these inequalities of property +were initially the result of force, **not** differences in ability. Thus to +claim that social inequality flows from natural differences is false as most +social inequality has flown from violence and force. This initial inequality +has been magnified by the framework of capitalist property rights and so the +inequality within capitalism is far more dependent upon, say, the existence of +wage labour, rather than "natural" differences between individuals. + +If we look at capitalism, we see that in workplaces and across industries +many, if not most, unique individuals receive identical wages for identical +work (although this often is not the case for women and blacks, who receive +less wages than male, white workers). Similarly, capitalists have deliberately +introduced wage inequalities and hierarchies for no other reason that to +divide (and so rule) the workforce (see section [D.10](secD10.html)). Thus, if +we assume egalitarianism **is** a revolt against nature, then much of +capitalist economic life is in such a revolt (and when it is not, the +"natural" inequalities have been imposed artificially by those in power). + +Thus "natural" differences do not necessarily result in inequality as such. +Given a different social system, "natural" differences would be encouraged and +celebrated far wider than they are under capitalism (where, as we argued in +section [B.1](secB1.html), hierarchy ensures the crushing of individuality +rather than its encouragement) without any change in social equality. The +claim that "natural" differences generates social inequalities is question +begging in the extreme -- it takes the rights framework of society as a given +and ignores the initial source of inequality in property and power. Indeed, +inequality of outcome or reward is more likely to be influenced by social +conditions rather than individual differences (as would be the case in a +society based on wage labour or other forms of exploitation). + +Another reason for "anarcho"-capitalist lack of concern for equality is that +they think that _"liberty upsets patterns"_ (see section +[2.5](append132.html#secf25), for example). It is argued that equality can +only be maintained by restricting individual freedom to make exchanges or by +taxation of income. However, what this argument fails to acknowledge is that +inequality also restricts individual freedom (see [next +section](append133.html#secf31), for example) and that the capitalist property +rights framework is not the only one possible. After all, money is power and +inequalities in terms of power easily result in restrictions of liberty and +the transformation of the majority into order takers rather than free +producers. In other words, once a certain level of inequality is reached, +property does not promote, but actually conflicts with, the ends which render +private property legitimate. Moreover, Nozick (in his "liberty upsets +patterns" argument) _"has produced . . . an argument for unrestricted private +property using unrestricted private property, and thus he begs the question he +tries to answer."_ [Andrew Kerhohan, _"Capitalism and Self-Ownership"_, from +**Capitalism**, p. 71] For example, a worker employed by a capitalist cannot +freely exchange the machines or raw materials they have been provided with to +use but Nozick does not class this distribution of "restricted" property +rights as infringing liberty (nor does he argue that wage slavery itself +restricts freedom, of course). + +So in response to the claim that equality could only be maintained by +continuously interfering with people's lives, anarchists would say that the +inequalities produced by capitalist property rights also involve extensive and +continuous interference with people's lives. After all, as Bob Black notes +_"[y]our foreman or supervisor gives you more or-else orders in a week than +the police do in a decade"_ nevermind the other effects of inequality such as +stress, ill health and so on [**Libertarian as Conservative**]. Thus claims +that equality involves infringing liberty ignores the fact that inequality +also infringes liberty. A reorganisation of society could effectively minimise +inequalities by eliminating the major source of such inequalities (wage +labour) by self-management (see section [I.5.12](secI5.html#seci512) for a +discussion of "capitalistic acts" within an anarchist society). We have no +desire to restrict free exchanges (after all, most anarchists desire to see +the "gift economy" become a reality sooner or later) but we argue that free +exchanges need not involve the unrestricted property rights Nozick assumes. As +we argue in sections [2](append132.html) and [3.1](append133.html#secf31), +inequality can easily led to the situation where self-ownership is used to +justify its own negation and so unrestricted property rights may undermine the +meaningful self-determination (what anarchists would usually call "freedom" +rather than self-ownership) which many people intuitively understand by the +term "self-ownership". + +Thus, for anarchists, the "anarcho"-capitalist opposition to equality misses +the point and is extremely question begging. Anarchists do not desire to make +humanity "identical" (which would be impossible and a total denial of liberty +**and** equality) but to make the social relationships between individuals +equal in **power.** In other words, they desire a situation where people +interact together without institutionalised power or hierarchy and are +influenced by each other "naturally," in proportion to how the (individual) +**differences** between (social) **equals** are applicable in a given context. +To quote Michael Bakunin, _"[t]he greatest intelligence would not be equal to +a comprehension of the whole. Thence results. . . the necessity of the +division and association of labour. I receive and I give -- such is human +life. Each directs and is directed in his turn. Therefore there is no fixed +and constant authority, but a continual exchange of mutual, temporary, and, +above all, voluntary authority and subordination."_ [**God and the State**, p. +33] + +Such an environment can only exist within self-managed associations, for +capitalism (i.e. wage labour) creates very specific relations and institutions +of authority. It is for this reason anarchists are socialists (i.e. opposed to +wage labour, the existence of a proletariat or working class). In other words, +anarchists support equality precisely **because** we recognise that everyone +is unique. If we are serious about "equality of rights" or "equal freedom" +then conditions must be such that people can enjoy these rights and liberties. +If we assume the right to develop one's capacities to the fullest, for +example, then inequality of resources and so power within society destroys +that right simply because people do not have the means to freely exercise +their capacities (they are subject to the authority of the boss, for example, +during work hours). + +So, in direct contrast to anarchism, right-Libertarianism is unconcerned about +any form of equality except "equality of rights". This blinds them to the +realities of life; in particular, the impact of economic and social power on +individuals within society and the social relationships of domination they +create. Individuals may be "equal" before the law and in rights, but they may +not be free due to the influence of social inequality, the relationships it +creates and how it affects the law and the ability of the oppressed to use it. +Because of this, all anarchists insist that equality is essential for freedom, +including those in the Individualist Anarchist tradition the +"anarcho"-capitalist tries to co-opt -- _"Spooner and Godwin insist that +inequality corrupts freedom. Their anarchism is directed as much against +inequality as against tyranny"_ and _"[w]hile sympathetic to Spooner's +individualist anarchism, they [Rothbard and David Friedman] fail to notice or +conveniently overlook its egalitarian implications."_ [Stephen L. Newman, +**Liberalism at Wit's End**, p. 74, p. 76] + +Why equality is important is discussed more fully in the [next +section](append133.html#secf31). Here we just stress that without social +equality, individual freedom is so restricted that it becomes a mockery +(essentially limiting freedom of the majority to choosing **which** employer +will govern them rather than being free within and outside work). + +Of course, by defining "equality" in such a restrictive manner, Rothbard's own +ideology is proved to be nonsense. As L.A. Rollins notes, _"Libertarianism, +the advocacy of 'free society' in which people enjoy 'equal freedom' and +'equal rights,' is actually a specific form of egalitarianism. As such, +Libertarianism itself is a revolt against nature. If people, by their very +biological nature, are unequal in all the attributes necessary to achieving, +and preserving 'freedom' and 'rights'. . . then there is no way that people +can enjoy 'equal freedom' or 'equal rights'. If a free society is conceived as +a society of 'equal freedom,' then there ain't no such thing as 'a free +society'."_ [**The Myth of Natural Law**, p. 36] + +Under capitalism, freedom is a commodity like everything else. The more money +you have, the greater your freedom. "Equal" freedom, in the Newspeak- +Rothbardian sense, **cannot** exist! As for "equality before the law", its +clear that such a hope is always dashed against the rocks of wealth and market +power (see [next section](append133.html#secf31) for more on this). As far as +rights go, of course, both the rich and the poor have an "equal right" to +sleep under a bridge (assuming the bridge's owner agrees of course!); but the +owner of the bridge and the homeless have **different** rights, and so they +cannot be said to have "equal rights" in the Newspeak-Rothbardian sense +either. Needless to say, poor and rich will not "equally" use the "right" to +sleep under a bridge, either. + +Bob Black observes in **The Libertarian as Conservative** that _"[t]he time of +your life is the one commodity you can sell but never buy back. Murray +Rothbard thinks egalitarianism is a revolt against nature, but his day is 24 +hours long, just like everybody else's."_ + +By twisting the language of political debate, the vast differences in power in +capitalist society can be "blamed" not on an unjust and authoritarian system +but on "biology" (we are all unique individuals, after all). Unlike genes +(although biotechnology corporations are working on this, too!), human society +**can** be changed, by the individuals who comprise it, to reflect the basic +features we all share in common -- our humanity, our ability to think and +feel, and our need for freedom. + +## 3.1 Why is this disregard for equality important? + +Simply because a disregard for equality soon ends with liberty for the +majority being negated in many important ways. Most "anarcho"-capitalists and +right-Libertarians deny (or at best ignore) market power. Rothbard, for +example, claims that economic power does not exist; what people call +_"economic power"_ is _"simply the right under freedom to refuse to make an +exchange"_ [**The Ethics of Liberty**, p. 222] and so the concept is +meaningless. + +However, the fact is that there are substantial power centres in society (and +so are the source of hierarchical power and authoritarian social relations) +which are **not the state.** The central fallacy of "anarcho"-capitalism is +the (unstated) assumption that the various actors within an economy have +relatively equal power. This assumption has been noted by many readers of +their works. For example, Peter Marshall notes that _"'anarcho-capitalists' +like Murray Rothbard assume individuals would have equal bargaining power in a +[capitalist] market-based society"_ [**Demanding the Impossible**, p. 46] +George Walford also makes this clear in his comments on David Friedman's **The +Machinery of Freedom**: + +> _"The private ownership envisages by the anarcho-capitalists would be very +different from that which we know. It is hardly going too far to say that +while the one is nasty, the other would be nice. In anarcho-capitalism there +would be no National Insurance, no Social Security, no National Health Service +and not even anything corresponding to the Poor Laws; there would be no public +safety-nets at all. It would be a rigorously competitive society: work, beg or +die. But as one reads on, learning that each individual would have to buy, +personally, all goods and services needed, not only food, clothing and shelter +but also education, medicine, sanitation, justice, police, all forms of +security and insurance, even permission to use the streets (for these also +would be privately owned), as one reads about all this a curious feature +emerges: everybody always has enough money to buy all these things. + +> + +> "There are no public casual wards or hospitals or hospices, but neither is +there anybody dying in the streets. There is no public educational system but +no uneducated children, no public police service but nobody unable to buy the +services of an efficient security firm, no public law but nobody unable to buy +the use of a private legal system. Neither is there anybody able to buy much +more than anybody else; no person or group possesses economic power over +others. + +> + +> "No explanation is offered. The anarcho-capitalists simply take it for +granted that in their favoured society, although it possesses no machinery for +restraining competition (for this would need to exercise authority over the +competitors and it is an **anarcho**\- capitalist society) competition would +not be carried to the point where anybody actually suffered from it. While +proclaiming their system to be a competitive one, in which private interest +rules unchecked, they show it operating as a co-operative one, in which no +person or group profits at the cost of another."_ [**On the Capitalist +Anarchists**] + +This assumption of (relative) equality comes to the fore in Murray Rothbard's +"Homesteading" concept of property (discussed in section +[4.1](append134.html#secf41)). "Homesteading" paints a picture of individuals +and families doing into the wilderness to make a home for themselves, fighting +against the elements and so forth. It does **not** invoke the idea of +transnational corporations employing tens of thousands of people or a +population without land, resources and selling their labour to others. Indeed, +Rothbard argues that economic power does not exist (at least under capitalism; +as we saw in section [2.1](append132.html#secf21) he does make \-- highly +illogical -- exceptions). Similarly, David Friedman's example of a pro-death +penalty and anti-death penalty "defence" firm coming to an agreement (see +section [6.3](append136.html#secf63)) assumes that the firms have equal +bargaining powers and resources -- if not, then the bargaining process would +be very one-sided and the smaller company would think twice before taking on +the larger one in battle (the likely outcome if they cannot come to an +agreement on this issue) and so compromise. + +However, the right-libertarian denial of market power is unsurprising. The +necessity, not the redundancy, of equality is required if the inherent +problems of contract are not to become too obvious. If some individuals +**are** assumed to have significantly more power than others, and if they are +always self-interested, then a contract that creates equal partners is +impossible -- the pact will establish an association of masters and servants. +Needless to say, the strong will present the contract as being to the +advantage of both: the strong no longer have to labour (and become rich, i.e. +even stronger) and the weak receive an income and so do not starve. + +If freedom is considered as a function of ownership then it is very clear that +individuals lacking property (outside their own body, of course) loses +effective control over their own person and labour (which was, lets not +forget, the basis of their equal natural rights). When ones bargaining power +is weak (which is typically the case in the labour market) exchanges tend to +magnify inequalities of wealth and power over time rather than working towards +an equalisation. + +In other words, "contract" need not replace power if the bargaining position +and wealth of the would-be contractors are not equal (for, if the bargainers +had equal power it is doubtful they would agree to sell control of their +liberty/time to another). This means that "power" and "market" are not +antithetical terms. While, in an abstract sense, all market relations are +voluntary in practice this is not the case within a capitalist market. For +example, a large company has a comparative advantage over small ones and +communities which will definitely shape the outcome of any contract. For +example, a large company or rich person will have access to more funds and so +stretch out litigations and strikes until their opponents resources are +exhausted. Or, if a local company is polluting the environment, the local +community may put up with the damage caused out of fear that the industry +(which it depends upon) would relocate to another area. If members of the +community **did** sue, then the company would be merely exercising its +property rights when it threatened to move to another location. In such +circumstances, the community would "freely" consent to its conditions or face +massive economic and social disruption. And, similarly, _"the landlords' +agents who threaten to discharge agricultural workers and tenants who failed +to vote the reactionary ticket"_ in the 1936 Spanish election were just +exercising their legitimate property rights when they threatened working +people and their families with economic uncertainty and distress. [Murray +Bookchin, **The Spanish Anarchists**, p. 260] + +If we take the labour market, it is clear that the "buyers" and "sellers" of +labour power are rarely on an equal footing (if they were, then capitalism +would soon go into crisis -- see section [10.2](append1310.html#secf102)). In +fact, competition _"in labour markets is typically skewed in favour of +employers: it is a buyer's market. And in a buyer's, it is the sellers who +compromise."_ [Juliet B. Schor, **The Overworked American**, p. 129] Thus the +ability to refuse an exchange weights most heavily on one class than another +and so ensures that "free exchange" works to ensure the domination (and so +exploitation) of one party by the other. + +Inequality in the market ensures that the decisions of the majority of within +it are shaped in accordance with that needs of the powerful, not the needs of +all. It was for this reason that the Individual Anarchist J.K. Ingalls opposed +Henry George's proposal of nationalising the land. Ingalls was well aware that +the rich could outbid the poor for leases on land and so the dispossession of +the working classes would continue. + +The market, therefore, does not end power or unfreedom -- they are still +there, but in different forms. And for an exchange to be truly voluntary, both +parties must have equal power to accept, reject, or influence its terms. +Unfortunately, these conditions are rarely meet on the labour market or within +the capitalist market in general. Thus Rothbard's argument that economic power +does not exist fails to acknowledge that the rich can out-bid the poor for +resources and that a corporation generally has greater ability to refuse a +contract (with an individual, union or community) than vice versa (and that +the impact of such a refusal is such that it will encourage the others +involved to "compromise" far sooner). And in such circumstances, formally free +individuals will have to "consent" to be unfree in order to survive. + +As Max Stirner pointed out in the 1840s, free competition _"is not 'free,' +because I lack the **things** for competition."_ [**The Ego and Its Own**, p. +262] Due to this basic inequality of wealth (of "things") we find that +_"[u]nder the **regime** of the commonality the labourers always fall into the +hands of the possessors . . . of the capitalists, therefore. The labourer +cannot **realise** on his labour to the extent of the value that it has for +the customer."_ [**Op. Cit.**, p. 115] Its interesting to note that even +Stirner recognises that capitalism results in exploitation. And we may add +that value the labourer does not _"realise"_ goes into the hands of the +capitalists, who invest it in more "things" and which consolidates and +increases their advantage in "free" competition. + +To quote Stephan L. Newman: + +> _"Another disquieting aspect of the libertarians' refusal to acknowledge +power in the market is their failure to confront the tension between freedom +and autonomy. . . Wage labour under capitalism is, of course, formally free +labour. No one is forced to work at gun point. Economic circumstance, however, +often has the effect of force; it compels the relatively poor to accept work +under conditions dictated by owners and managers. The individual worker +retains freedom [i.e. negative liberty] but loses autonomy [positive +liberty]."_ [**Liberalism at Wit's End**, pp. 122-123] + +(As an aside, we should point out that the full Stirner quote cited above is +_"[u]nder the **regime** of the commonality the labourers always fall into the +hands of the possessors, of those who have at their disposal some bit of the +state domains (and everything possessible in State domain belongs to the State +and is only a fief of the individual), especially money and land; of the +capitalists, therefore. The labourer cannot **realise** on his labour to the +extent of the value that it has for the customer."_ + +It could be argued that we misrepresenting Stirner by truncating the quote, +but we feel that such a claim this is incorrect. Its clear from his book that +Stirner is considering the "minimal" state (_"The State is a - commoners' +State . . . It protects man . . .according to whether the rights entrusted to +him by the State are enjoyed and managed in accordance with the will, that is, +laws, of the State."_ The State _"looks on indifferently as one grows poor and +the other rich, unruffled by this alternation. As **individuals** they are +really equal before its face."_ [**Op. Cit.**, p. 115, p. 252]). As +"anarcho"-capitalists consider their system to be one of rights and laws +(particularly property rights), we feel that its fair to generalise Stirner's +comments into capitalism **as such** as opposed to "minimum state" capitalism. +If we replace "State" by "libertarian law code" you will see what we mean. We +have included this aside before any right-libertarians claim that we are +misrepresenting Stirner' argument.) + +If we consider "equality before the law" it is obvious that this also has +limitations in an (materially) unequal society. Brian Morris notes that for +Ayn Rand, _"[u]nder capitalism . . . politics (state) and economics +(capitalism) are separated . . . This, of course, is pure ideology, for Rand's +justification of the state is that it 'protects' private property, that is, it +supports and upholds the economic power of capitalists by coercive means."_ +[**Ecology & Anarchism**, p. 189] The same can be said of "anarcho"-capitalism +and its "protection agencies" and "general libertarian law code." If within a +society a few own all the resources and the majority are dispossessed, then +any law code which protects private property **automatically** empowers the +owning class. Workers will **always** be initiating force if act against the +code and so "equality before the law" reinforces inequality of power and +wealth. + +This means that a system of property rights protects the liberties of some +people in a way which gives them an unacceptable degree of power over others. +And this cannot be met merely by reaffirming the rights in question, we have +to assess the relative importance of various kinds of liberty and other values +we how dear. + +Therefore right-libertarian disregard for equality is important because it +allows "anarcho"-capitalism to ignore many important restrictions of freedom +in society. In addition, it allows them to brush over the negative effects of +their system by painting an unreal picture of a capitalist society without +vast extremes of wealth and power (indeed, they often construe capitalist +society in terms of an ideal -- namely artisan production -- that is really +**pre**-capitalist and whose social basis has been eroded by capitalist +development). Inequality shapes the decisions we have available and what ones +we make: + +> _"An 'incentive' is always available in conditions of substantial social +inequality that ensure that the 'weak' enter into a contract. When social +inequality prevails, questions arises about what counts as voluntary entry +into a contract . . . Men and women . . . are now juridically free and equal +citizens, but, in unequal social conditions, the possibility cannot be ruled +out that some or many contracts create relationships that bear uncomfortable +resemblances to a slave contract."_ [Carole Pateman, **The Sexual Contract**, +p. 62] + +This ideological confusion of right-libertarianism can also be seen from their +opposition to taxation. On the one hand, they argue that taxation is wrong +because it takes money from those who "earn" it and gives it to the poor. On +the other hand, "free market" capitalism is assumed to be a more equal +society! If taxation takes from the rich and gives to the poor, how will +"anarcho"-capitalism be more egalitarian? That equalisation mechanism would be +gone (of course, it could be claimed that all great riches are purely the +result of state intervention skewing the "free market" but that places all +their "rags to riches" stories in a strange position). Thus we have a problem, +either we have relative equality or we do not. Either we have riches, and so +market power, or we do not. And its clear from the likes of Rothbard, +"anarcho"-capitalism will not be without its millionaires (there is, after +all, apparently nothing un-libertarian about _"organisation, hierarchy, wage- +work, granting of funds by libertarian millionaires, and a libertarian +party"_). And so we are left with market power and so extensive unfreedom. + +Thus, for a ideology that denounces egalitarianism as a _"revolt against +nature"_ it is pretty funny that they paint a picture of "anarcho"-capitalism +as a society of (relative) equals. In other words, their propaganda is based +on something that has never existed, and never will, namely an egalitarian +capitalist society. + +## 3.2 But what about "anarcho"-capitalist support for charity? + +Yes, while being blind to impact of inequality in terms of economic and social +power and influence, most right-libertarians **do** argue that the very poor +could depend on charity in their system. But such a recognition of poverty +does not reflect an awareness of the need for equality or the impact of +inequality on the agreements we make. Quite the reverse in fact, as the +existence of extensive inequality is assumed -- after all, in a society of +relative equals, poverty would not exist, nor would charity be needed. + +Ignoring the fact that their ideology hardly promotes a charitable +perspective, we will raise four points. Firstly, charity will not be enough to +countermand the existence and impact of vast inequalities of wealth (and so +power). Secondly, it will be likely that charities will be concerned with +"improving" the moral quality of the poor and so will divide them into the +"deserving" (i.e. obedient) and "undeserving" (i.e. rebellious) poor. Charity +will be forthcoming to the former, those who agree to busy-bodies sticking +their noses into their lives. In this way charity could become another tool of +economic and social power (see Oscar Wilde's **The Soul of Man Under +Socialism** for more on charity). Thirdly, it is unlikely that charity will be +able to replace all the social spending conducted by the state -- to do so +would require a ten-fold increase in charitable donations (and given that most +right-libertarians denounce the government for making them pay taxes to help +the poor, it seems unlikely that they will turn round and **increase** the +amount they give). And, lastly, charity is an implicate recognition that, +under capitalism, no one has the right of life -- its a privilege you have to +pay for. That in itself is enough to reject the charity option. And, of +course, in a system designed to secure the life and liberty of each person, +how can it be deemed acceptable to leave the life and protection of even one +individual to the charitable whims of others? (Perhaps it will be argued that +individual's have the right to life, but not a right to be a parasite. This +ignores the fact some people **cannot** work -- babies and some handicapped +people -- and that, in a functioning capitalist economy, many people cannot +find work all the time. Is it this recognition of that babies cannot work that +prompts many right-libertarians to turn them into property? Of course, rich +folk who have never done a days work in their lives are never classed as +parasites, even if they inherited all their money). All things considered, +little wonder that Proudhon argued that: + +> _"Even charitable institutions serve the ends of those in authority +marvellously well. + +> + +> "Charity is the strongest chain by which privilege and the Government, bound +to protect them, holds down the lower classes. With charity, sweeter to the +heart of men, more intelligible to the poor man than the abstruse laws of +Political Economy, one may dispense with justice."_ [**The General Idea of the +Revolution**, pp. 69-70] + +As noted, the right-libertarian (passing) acknowledgement of poverty does not +mean that they recognise the existence of market power. They never ask +themselves how can someone be free if their social situation is such that they +are drowning in a see of usury and have to sell their labour (and so liberty) +to survive. + diff --git a/markdown/append134.md b/markdown/append134.md new file mode 100644 index 0000000000000000000000000000000000000000..0a7f827b520bb65065116406df9734805f730ff4 --- /dev/null +++ b/markdown/append134.md @@ -0,0 +1,796 @@ +# 4 What is the right-libertarian position on private property? + +Right libertarians are not interested in eliminating capitalist private +property and thus the authority, oppression and exploitation which goes with +it. It is true that they call for an end to the state, but this is not because +they are concerned about workers being exploited or oppressed but because they +don't want the state to impede capitalists' "freedom" to exploit and oppress +workers even more than is the case now! + +They make an idol of private property and claim to defend absolute, +"unrestricted" property rights (i.e. that property owners can do anything they +like with their property, as long as it does not damage the property of +others. In particular, taxation and theft are among the greatest evils +possible as they involve coercion against "justly held" property). They agree +with John Adams that _"[t]he moment that idea is admitted into society that +property is not as sacred as the Laws of God, and that there is not a force of +law and public justice to protect it, anarchy and tyranny commence. Property +must be sacred or liberty cannot exist."_ + +But in their celebration of property as the source of liberty they ignore the +fact that private property is a source of "tyranny" in itself (see sections +[B.1](secB1.html) and [B.4](secB4.html), for example -- and please note that +anarchists only object to private property, **not** individual possession, see +section [B.3.1](secB3.html#secb31)). However, as much anarchists may disagree +about other matters, they are united in condemning private property. Thus +Proudhon argued that property was _"theft"_ and _"despotism"_ while Stirner +indicated the religious and statist nature of private property and its impact +on individual liberty when he wrote : + +> _"Property in the civic sense means **sacred** property, such that I must +**respect** your property... Be it ever so little, if one only has somewhat of +his own - to wit, a **respected** property: The more such owners... the more +'free people and good patriots' has the State. + +> + +> "Political liberalism, like everything religious, counts on **respect,** +humaneness, the virtues of love. . . . For in practice people respect nothing, +and everyday the small possessions are bought up again by greater proprietors, +and the 'free people' change into day labourers."_ [**The Ego and Its Own**, +p. 248] + +Thus "anarcho"-capitalists reject totally one of the common (and so defining) +features of all anarchist traditions -- the opposition to capitalist property. +From Individualist Anarchists like Tucker to Communist-Anarchists like +Bookchin, anarchists have been opposed to what Godwin termed _"accumulated +property."_ This was because it was in _"direct contradiction"_ to property in +the form of _"the produce of his [the worker's] own industry"_ and so it +allows _"one man. . . [to] dispos[e] of the produce of another man's +industry."_ [**The Anarchist Reader**, pp. 129-131] Thus, for anarchists, +capitalist property is a source exploitation and domination, **not** freedom +(it undermines the freedom associated with possession by created relations of +domination between owner and employee). + +Hardly surprising then the fact that, according to Murray Bookchin, Murray +Rothbard _"attacked me [Bookchin] as an anarchist with vigour because, as he +put it, I am opposed to private property."_ [**The Raven**, no. 29, p. 343] + +We will discuss Rothbard's "homesteading" justification of property in the +[next section](append134.html#secf41). However, we will note here one aspect +of right-libertarian defence of "unrestricted" property rights, namely that it +easily generates evil side effects such as hierarchy and starvation. As famine +expert Amartya Sen notes: + +> _"Take a theory of entitlements based on a set of rights of 'ownership, +transfer and rectification.' In this system a set of holdings of different +people are judged to be just (or unjust) by looking at past history, and not +by checking the consequences of that set of holdings. But what if the +consequences are recognisably terrible? . . .[R]efer[ing] to some empirical +findings in a work on famines . . . evidence [is presented] to indicate that +in many large famines in the recent past, in which millions of people have +died, there was no over-all decline in food availability at all, and the +famines occurred precisely because of shifts in entitlement resulting from +exercises of rights that are perfectly legitimate. . . . [Can] famines . . . +occur with a system of rights of the kind morally defended in various ethical +theories, including Nozick's. I believe the answer is straightforwardly yes, +since for many people the only resource that they legitimately possess, viz. +their labour-power, may well turn out to be unsaleable in the market, giving +the person no command over food . . . [i]f results such as starvations and +famines were to occur, would the distribution of holdings still be morally +acceptable despite their disastrous consequences? There is something deeply +implausible in the affirmative answer."_ [**Resources, Values and +Development**, pp. 311-2] + +Thus "unrestricted" property rights can have seriously bad consequences and so +the existence of "justly held" property need not imply a just or free society +-- far from it. The inequalities property can generate can have a serious on +individual freedom (see section [3.1](append133.html#secf31)). Indeed, Murray +Rothbard argued that the state was evil not because it restricted individual +freedom but because the resources it claimed to own were not "justly" +acquired. Thus right-libertarian theory judges property **not** on its impact +on current freedom but by looking at past history. This has the interesting +side effect of allowing its supporters to look at capitalist and statist +hierarchies, acknowledge their similar negative effects on the liberty of +those subjected to them but argue that one is legitimate and the other is not +simply because of their history! As if this changed the domination and +unfreedom that both inflict on people living today (see section +[2.3](append132.html#secf23) for further discussion and sections +[2.8](append132.html#secf28) and [4.2](append134.html#secf42) for other +examples of "justly acquired" property producing terrible consequences). + +The defence of capitalist property does have one interesting side effect, +namely the need arises to defend inequality and the authoritarian +relationships inequality creates. In order to protect the private property +needed by capitalists in order to continue exploiting the working class, +"anarcho"-capitalists propose private security forces rather than state +security forces (police and military) -- a proposal that is equivalent to +bringing back the state under another name. + +Due to (capitalist) private property, wage labour would still exist under +"anarcho"-capitalism (it is capitalism after all). This means that "defensive" +force, a state, is required to "defend" exploitation, oppression, hierarchy +and authority from those who suffer them. Inequality makes a mockery of free +agreement and "consent" (see section [3.1](append133.html#secf31)). As Peter +Kropotkin pointed out long ago: + +> _"When a workman sells his labour to an employer . . . it is a mockery to +call that a free contract. Modern economists may call it free, but the father +of political economy -- Adam Smith -- was never guilty of such a +misrepresentation. As long as three-quarters of humanity are compelled to +enter into agreements of that description, force is, of course, necessary, +both to enforce the supposed agreements and to maintain such a state of +things. Force -- and a good deal of force -- is necessary to prevent the +labourers from taking possession of what they consider unjustly appropriated +by the few. . . . The Spencerian party [proto-right-libertarians] perfectly +well understand that; and while they advocate no force for changing the +existing conditions, they advocate still more force than is now used for +maintaining them. As to Anarchy, it is obviously as incompatible with +plutocracy as with any other kind of -cracy."_ [**Anarchism and Anarchist +Communism**, pp. 52-53] + +Because of this need to defend privilege and power, "anarcho"-capitalism is +best called "private-state" capitalism. This will be discussed in more detail +in section [6](append136.html). + +By advocating private property, right libertarians contradict many of their +other claims. For example, they say that they support the right of individuals +to travel where they like. They make this claim because they assume that only +the state limits free travel. But this is a false assumption. Owners must +agree to let you on their land or property (_"people only have the right to +move to those properties and lands where the owners desire to rent or sell to +them."_ [Murray Rothbard, **The Ethics of Liberty**, p. 119]. There is no +"freedom of travel" onto private property (including private roads). Therefore +immigration may be just as hard under "anarcho"-capitalism as it is under +statism (after all, the state, like the property owner, only lets people in +whom it wants to let in). People will still have to get another property owner +to agree to let them in before they can travel -- exactly as now (and, of +course, they also have to get the owners of the road to let them in as well). +Private property, as can be seen from this simple example, is the state writ +small. + +One last point, this ignoring of ("politically incorrect") economic and other +views of dead political thinkers and activists while claiming them as +"libertarians" seems to be commonplace in right-Libertarian circles. For +example, Aristotle (beloved by Ayn Rand) _"thought that only living things +could bear fruit. Money, not a living thing, was by its nature barren, and any +attempt to make it bear fruit (**tokos**, in Greek, the same word used for +interest) was a crime against nature."_ [Marcello de Cecco, quoted by Doug +Henwood, **Wall Street**, p. 41] Such opposition to interest hardly fits well +into capitalism, and so either goes unmentioned or gets classed as an "error" +(although we could ask why Aristotle is in error while Rand is not). +Similarly, individualist anarchist opposition to capitalist property and rent, +interest and profits is ignored or dismissed as "bad economics" without +realising that these ideas played a key role in their politics and in ensuring +that an anarchy would not see freedom corrupted by inequality. To ignore such +an important concept in a person's ideas is to distort the remainder into +something it is not. + +## 4.1 What is wrong with a "homesteading" theory of property? + +So how do "anarcho"-capitalists justify property? Looking at Murray Rothbard, +we find that he proposes a _"homesteading theory of property"_. In this theory +it is argued that property comes from occupancy and mixing labour with natural +resources (which are assumed to be unowned). Thus the world is transformed +into private property, for _"title to an unowned resource (such as land) comes +properly only from the expenditure of labour to transform that resource into +use."_ [**The Ethics of Liberty**, p. 63] + +Rothbard paints a conceptual history of individuals and families forging a +home in the wilderness by the sweat of their labour (its tempting to rename +his theory the _"immaculate conception of property"_ as his conceptual theory +is somewhat at odds with actual historical fact). + +Sadly for Murray Rothbard, his "homesteading" theory was refuted by Proudhon +in **What is Property?** in 1840 (along with many other justifications of +property). Proudhon rightly argues that _"if the liberty of man is sacred, it +is equally sacred in all individuals; that, if it needs property for its +objective action, that is, for its life, the appropriation of material is +equally necessary for all . . . Does it not follow that if one individual +cannot prevent another . . . from appropriating an amount of material equal to +his own, no more can he prevent individuals to come."_ And if all the +available resources are appropriated, and the owner _"draws boundaries, fences +himself in . . . Here, then, is a piece of land upon which, henceforth, no one +has a right to step, save the proprietor and his friends . . . Let [this]. . . +multiply, and soon the people . . . will have nowhere to rest, no place to +shelter, no ground to till. They will die at the proprietor's door, on the +edge of that property which was their birthright."_ [**What is Property?**, +pp. 84-85, p. 118] + +As Rothbard himself noted in respect to the aftermath of slavery (see section +[2.1](append132.html#secf21)), not having access to the means of life places +one the position of unjust dependency on those who do. Rothbard's theory fails +because for _"[w]e who belong to the proletaire class, property excommunicates +us!"_ [P-J Proudhon, **Op. Cit.**, p. 105] and so the vast majority of the +population experience property as theft and despotism rather than as a source +of liberty and empowerment (which possession gives). Thus, Rothbard's account +fails to take into account the Lockean Proviso (see section +[B.3.4](secB3.html#secb34)) and so, for all its intuitive appeal, ends up +justifying capitalist and landlord domination (see [next +section](append134.html#secf42) on why the Lockean Proviso is important). + +It also seems strange that while (correctly) attacking social contract +theories of the state as invalid (because _"no past generation can bind later +generations"_ [**Op. Cit.**, p. 145]) he fails to see he is doing **exactly +that** with his support of private property (similarly, Ayn Rand argued that +_"[a]ny alleged 'right' of one man, which necessitates the violation of the +right of another, is not and cannot be a right"_ [**Capitalism: The Unknown +Ideal**, p. 325] but obviously appropriating land does violate the rights of +others to walk, use or appropriate that land). Due to his support for +appropriation and inheritance, he is clearly ensuring that future generations +are **not** born as free as the first settlers were (after all, they cannot +appropriate any land, it is all taken!). If future generations cannot be bound +by past ones, this applies equally to resources and property rights. Something +anarchists have long realised -- there is no defensible reason why those who +first acquired property should control its use by future generations. + +However, if we take Rothbard's theory at face value we find numerous problems +with it. If title to unowned resources comes via the _"expenditure of labour"_ +on it, how can rivers, lakes and the oceans be appropriated? The banks of the +rivers can be transformed, but can the river itself? How can you mix your +labour with water? "Anarcho"-capitalists usually blame pollution on the fact +that rivers, oceans, and so forth are unowned, but how can an individual +"transform" water by their labour? Also, does fencing in land mean you have +"mixed labour" with it? If so then transnational corporations can pay workers +to fence in vast tracks of virgin land (such as rainforest) and so come to +"own" it. Rothbard argues that this is not the case (he expresses opposition +to _"arbitrary claims"_). He notes that it is **not** the case that _"the +first discoverer . . . could properly lay claim to [a piece of land] . . . +[by] laying out a boundary for the area."_ He thinks that _"their claim would +still be no more than the boundary **itself**, and not to any of the land +within, for only the boundary will have been transformed and used by men"_ +[**Op. Cit.**, p. 50f] + +However, if the boundary **is** private property and the owner refuses others +permission to cross it, then the enclosed land is inaccessible to others! If +an "enterprising" right-libertarian builds a fence around the only oasis in a +desert and refuses permission to cross it to travellers unless they pay his +price (which is everything they own) then the person **has** appropriated the +oasis without "transforming" it by his labour. The travellers have the choice +of paying the price or dying (and the oasis owner is well within his rights +letting them die). Given Rothbard's comments, it is probable that he will +claim that such a boundary is null and void as it allows "arbitrary" claims -- +although this position is not at all clear. After all, the fence builder +**has** transformed the boundary and "unrestricted" property rights is what +right-libertarianism is all about. + +And, of course, Rothbard ignores the fact of economic power -- a transnational +corporation can "transform" far more virgin resources in a day than a family +could in a year. Transnational's "mixing their labour" with the land does not +spring into mind reading Rothbard's account of property growth, but in the +real world that is what will happen. + +If we take the question of wilderness (a topic close to many eco-anarchists' +and deep ecologists' hearts) we run into similar problems. Rothbard states +clearly that _"libertarian theory must invalidate [any] claim to ownership"_ +of land that has _"never been transformed from its natural state"_ (he +presents an example of an owner who has left a piece of his _"legally owned"_ +land untouched). If another person appears who **does** transform the land, it +becomes _"justly owned by another"_ and the original owner cannot stop her +(and should the original owner _"use violence to prevent another settler from +entering this never-used land and transforming it into use"_ they also become +a _"criminal aggressor"_). Rothbard also stresses that he is **not** saying +that land must continually be in use to be valid property [**Op. Cit.**, pp. +63-64] (after all, that would justify landless workers seizing the land from +landowners during a depression and working it themselves). + +Now, where does that leave wilderness? In response to ecologists who oppose +the destruction of the rainforest, "anarcho"-capitalists suggest that they put +their money where their mouth is and **buy** rainforest land. In this way, it +is claimed, rainforest will be protected (see section [B.5](secB5.html) for +why such arguments are nonsense). As ecologists desire the rainforest +**because it is wilderness** they are unlikely to "transform" it by human +labour (its precisely that they want to stop). From Rothbard's arguments it is +fair to ask whether logging companies have a right to "transform" the virgin +wilderness owned by ecologists, after all it meets Rothbard's criteria (it is +still wilderness). Perhaps it will be claimed that fencing off land +"transforms" it (hardly what you imagine "mixing labour" with to mean, but +nevermind) -- but that allows large companies and rich individuals to hire +workers to fence in vast tracks of land (and recreate the land monopoly by a +"libertarian" route). But as we noted above, fencing off land does not seem to +imply that it becomes property in Rothbard's theory. And, of course, fencing +in areas of rainforest disrupts the local eco-system -- animals cannot freely +travel, for example -- which, again, is what ecologists desire to stop. Would +Rothbard accept a piece of paper as "transforming" land? We doubt it (after +all, in his example the wilderness owner **did** legally own it) -- and so +most ecologists will have a hard time in "anarcho"-capitalism (wilderness is +just not an option). + +As an aside, we must note that Rothbard fails to realise -- and this comes +from his worship of the market and his "Austrian economics" -- is that people +value many things which do not appear on the market. He claims that wilderness +is _"valueless unused natural objects"_ (for it people valued them, they would +use -- i.e. appropriate -- them). But unused things may be of **considerable** +value to people, wilderness being a classic example. And if something +**cannot** be transformed into private property, does that mean people do not +value it? For example, people value community, stress free working +environments, meaningful work -- if the market cannot provide these, does that +mean they do not value them? Of course not (see Juliet Schor's **The +Overworked American** on how working people's desire for shorter working hours +was not transformed into options on the market). + +Moreover, Rothbard's "homesteading" theory actually violates his support for +unrestricted property rights. What if a property owner **wants** part of her +land to remain wilderness? Their desires are violated by the "homesteading" +theory (unless, of course, fencing things off equals "transforming" them, +which it apparently does not). How can companies provide wilderness holidays +to people if they have no right to stop settlers (including large companies) +"homesteading" that wilderness? And, of course, where does Rothbard's theory +leave hunter-gather or nomad societies. They **use** the resources of the +wilderness, but they do not "transform" them (in this case you cannot easily +tell if virgin land is empty or being used as a resource). If a troop of +nomads find its traditionally used, but natural, oasis appropriated by a +homesteader what are they to do? If they ignore the homesteaders claims he can +call upon his "defence" firm to stop them -- and then, in true Rothbardian +fashion, the homesteader can refuse to supply water to them unless they hand +over all their possessions (see section [4.2](append134.html#secf42) on this). +And if the history of the United States (which is obviously the model for +Rothbard's theory) is anything to go by, such people will become "criminal +aggressors" and removed from the picture. + +Which is another problem with Rothbard's account. It is completely ahistoric +(and so, as we noted above, is more like an _"immaculate conception of +property"_). He has transported "capitalist man" into the dawn of time and +constructed a history of property based upon what he is trying to justify (not +surprising, as he does this with his "Natural Law" theory too - see [section +7](append137.html)). What **is** interesting to note, though, is that the +**actual** experience of life on the US frontier (the historic example +Rothbard seems to want to claim) was far from the individualistic framework he +builds upon it and (ironically enough) it was destroyed by the development of +capitalism. + +As Murray Bookchin notes, _"the independence that the New England yeomanry +enjoyed was itself a function of the co-operative social base from which it +emerged. To barter home-grown goods and objects, to share tools and +implements, to engage in common labour during harvesting time in a system of +mutual aid, indeed, to help new-comers in barn-raising, corn-husking, log- +rolling, and the like, was the indispensable cement that bound scattered +farmsteads into a united community."_ [**The Third Revolution**, vol. 1, p. +233] Bookchin quotes David P. Szatmary (author of a book on Shay' Rebellion) +stating that it was a society based upon _"co-operative, community orientated +interchanges"_ and not a _"basically competitive society."_ [**Ibid.**] + +Into this non-capitalist society came capitalist elements. Market forces and +economic power soon resulted in the transformation of this society. Merchants +asked for payment in specie which (and along with taxes) soon resulted in +indebtedness and the dispossession of the homesteaders from their land and +goods. In response Shay's rebellion started, a rebellion which was an +important factor in the centralisation of state power in America to ensure +that popular input and control over government were marginalised and that the +wealthy elite and their property rights were protected against the many (see +Bookchin, **Op. Cit.**, for details). Thus the homestead system was +undermined, essentially, by the need to pay for services in specie (as +demanded by merchants). + +So while Rothbard's theory as a certain appeal (reinforced by watching too +many Westerns, we imagine) it fails to justify the "unrestricted" property +rights theory (and the theory of freedom Rothbard derives from it). All it +does is to end up justifying capitalist and landlord domination (which is +probably what it was intended to do). + +## 4.2 Why is the "Lockean Proviso" important? + +Robert Nozick, in his work **Anarchy, State, and Utopia** presented a case for +private property rights that was based on what he termed the _"Lockean +Proviso"_ \-- namely that common (or unowned) land and resources could be +appropriated by individuals as long as the position of others is not worsen by +so doing. However, if we **do** take this Proviso seriously private property +rights cannot be defined (see section [B.3.4](secB3.html#secb34) for details). +Thus Nozick's arguments in favour of property rights fail. + +Some right-libertarians, particularly those associated with the Austrian +school of economics argue that we must reject the Lockean Proviso (probably +due to the fact it can be used to undermine the case for absolute property +rights). Their argument goes as follows: if an individual appropriates and +uses a previously unused resource, it is because it has value to him/her, as +an individual, to engage in such action. The individual has stolen nothing +because it was previously unowned and we cannot know if other people are +better or worse off, all we know is that, for whatever reason, they did not +appropriate the resource (_"If latecomers are worse off, well then that is +their proper assumption of risk in this free and uncertain world. There is no +longer a vast frontier in the United States, and there is no point crying over +the fact."_ [Murray Rothbard, **The Ethics of Liberty**, p. 240]). + +Hence the appropriation of resources is an essentially individualistic, +asocial act -- the requirements of others are either irrelevant or unknown. +However, such an argument fails to take into account **why** the Lockean +Proviso has such an appeal. When we do this we see that rejecting it leads to +massive injustice, even slavery. + +However, let us start with a defence of rejecting the Proviso from a leading +Austrian economist: + +> _"Consider . . . the case . . . of the unheld sole water hole in the desert +(which **everyone** in a group of travellers knows about), which one of the +travellers, by racing ahead of the others, succeeds in appropriating . . . +[This] clearly and unjustly violates the Lockean proviso. . . For use, +however, this view is by no means the only one possible. We notice that the +energetic traveller who appropriated all the water was not doing anything +which (always ignoring, of course, prohibitions resting on the Lockean proviso +itself) the other travellers were not equally free to do. The other +travellers, too, could have raced ahead . . . [they] did **not** bother to +race for the water . . . It does not seem obvious that these other travellers +can claim that they were **hurt** by an action which they could themselves +have easily taken"_ [Israel M. Kirzner, _"Entrepreneurship, Entitlement, and +Economic Justice"_, pp. 385-413, in **Reading Nozick**, p. 406] + +Murray Rothbard, we should note, takes a similar position in a similar +example, arguing that _"the owner [of the sole oasis] is scarcely being +'coercive'; in fact he is supplying a vital service, and should have the right +to refuse a sale or charge whatever the customers will pay. The situation may +be unfortunate for the customers, as are many situations in life."_ [**The +Ethics of Liberty**, p. 221] (Rothbard, we should note, is relying to the +right-libertarian von Hayek who -- to his credit -- does maintain that this is +a coercive situation; but as others, including other right-libertarians, point +out, he has to change his definition of coercion/freedom to do so -- see +Stephan L. Newman's **Liberalism at Wit's End**, pp. 130-134 for an excellent +summary of this debate). + +Now, we could be tempted just to rant about the evils of the right libertarian +mind-frame but we will try to present a clam analysis of this position. Now, +what Kirzner (and Rothbard et al) fails to note is that without the water the +other travellers will die in a matter of days. The monopolist has the power of +life and death over his fellow travellers. Perhaps he hates one of them and so +raced ahead to ensure their death. Perhaps he just recognised the vast power +that his appropriation would give him and so, correctly, sees that the other +travellers would give up all their possessions and property to him in return +for enough water to survive. + +Either way, its clear that perhaps the other travellers did not _"race ahead"_ +because they were ethical people -- they would not desire to inflict such +tyranny on others because they would not like it inflicted upon them. + +Thus we can answer Kirzner's question -- _"What . . . is so obviously +acceptable about the Lockean proviso. . . ?"_ [**Ibid.**] + +It is the means by which human actions are held accountable to social +standards and ethics. It is the means by which the greediest, most evil and +debased humans are stopped from dragging the rest of humanity down to their +level (via a "race to the bottom") and inflicting untold tyranny and +domination on their fellow humans. An ideology that could consider the +oppression which could result from such an appropriation as "supplying a vital +service" and any act to remove this tyranny as "coercion" is obviously a very +sick ideology. And we may note that the right-libertarian position on this +example is a good illustration of the dangers of deductive logic from +assumptions (see section [1.3](append131.html#secf13) for more on this right- +libertarian methodology) -- after all W. Duncan Reekie, in his introduction to +Austrian Economics, states that _"[t]o be intellectually consistent one must +concede his absolute right to the oasis."_ [**Markets, Entrepreneurs and +Liberty**, p. 181] To place ideology before people is to ensure humanity is +placed on a Procrustean bed. + +Which brings us to another point. Often right-libertarians say that anarchists +and other socialists are "lazy" or "do not want to work". You could interpret +Kirzner's example as saying that the other travellers are "lazy" for not +rushing ahead and appropriating the oasis. But this is false. For under +capitalism you can only get rich by exploiting the labour of others via wage +slavery or, within a company, get better pay by taking "positions of +responsibility" (i.e. management positions). If you have an ethical objection +to treating others as objects ("means to an end") then these options are +unavailable to you. Thus anarchists and other socialists are not "lazy" +because they are not rich -- they just have no desire to get rich off the +labour and liberty of others (as expressed in their opposition to private +property and the relations of domination it creates). In other words, +Anarchism is not the "politics of envy"; it is the politics of liberty and the +desire to treat others as "ends in themselves". + +Rothbard is aware of what is involved in accepting the Lockean Proviso \-- +namely the existence of private property (_"Locke's proviso may lead to the +outlawry of **all** private property of land, since one can always say that +the reduction of available land leaves everyone else . . . worse off"_, **The +Ethics of Liberty**, p. 240 -- see section [B.3.4](secB3.html#secb34) for a +discussion on why the Proviso **does** imply the end of capitalist property +rights). Which is why he, and other right-libertarians, reject it. Its simple. +Either you reject the Proviso and embrace capitalist property rights (and so +allow one class of people to be dispossessed and another empowered at their +expense) or you reject private property in favour of possession and liberty. +Anarchists, obviously, favour the latter option. + +As an aside, we should point out that (following Stirner) the would-be +monopolist is doing nothing wrong (as such) in attempting to monopolise the +oasis. He is, after all, following his self-interest. However, what is +objectionable is the right-libertarian attempt to turn thus act into a "right" +which must be respected by the other travellers. Simply put, if the other +travellers gang up and dispose of this would be tyrant then they are right to +do so -- to argue that this is a violation of the monopolists "rights" is +insane and an indication of a slave mentality (or, following Rousseau, that +the others are _"simple"_). Of course, if the would-be monopolist has the +necessary **force** to withstand the other travellers then his property then +the matter is closed -- might makes right. But to worship rights, even when +they obviously result in despotism, is definitely a case of _"spooks in the +head"_ and "man is created for the Sabbath" not "the Sabbath is created for +man." + +## 4.3 How does private property effect individualism? + +Private property is usually associated by "anarcho"-capitalism with +individualism. Usually private property is seen as the key way of ensuring +individualism and individual freedom (and that private property is the +expression of individualism). Therefore it is useful to indicate how private +property can have a serious impact on individualism. + +Usually right-libertarians contrast the joys of "individualism" with the evils +of "collectivism" in which the individual is sub-merged into the group or +collective and is made to work for the benefit of the group (see any Ayn Rand +book or essay on the evils of collectivism). + +But what is ironic is that right-libertarian ideology creates a view of +industry which would (perhaps) shame even the most die-hard fan of Stalin. +What do we mean? Simply that right-libertarians stress the abilities of the +people at the top of the company, the owner, the entrepreneur, and tend to +ignore the very real subordination of those lower down the hierarchy (see, +again, any Ayn Rand book on the worship of business leaders). In the Austrian +school of economics, for example, the entrepreneur is considered the driving +force of the market process and tend to abstract away from the organisations +they govern. This approach is usually followed by right-libertarians. Often +you get the impression that the accomplishments of a firm are the personal +triumphs of the capitalists, as though their subordinates are merely tools not +unlike the machines on which they labour. + +We should not, of course, interpret this to mean that right-libertarians +believe that entrepreneurs run their companies single-handedly (although you +do get that impression sometimes!). But these abstractions help hide the fact +that the economy is overwhelmingly interdependent and organised hierarchically +within industry. Even in their primary role as organisers, entrepreneurs +depend on the group. A company president can only issue general guidelines to +his managers, who must inevitably organise and direct much of their +departments on their own. The larger a company gets, the less personal and +direct control an entrepreneur has over it. They must delegate out an +increasing share of authority and responsibility, and is more dependent than +ever on others to help him run things, investigate conditions, inform policy, +and make recommendations. Moreover, the authority structures are from the +"top-down" -- indeed the firm is essentially a command economy, with all +members part of a collective working on a common plan to achieve a common goal +(i.e. it is essentially collectivist in nature -- which means it is not too +unsurprising that Lenin argued that state socialism could be considered as one +big firm or office and why the system he built on that model was so horrific). + +So the firm (the key component of the capitalist economy) is marked by a +distinct **lack** of individualism, a lack usually ignored by right +libertarians (or, at best, considered as "unavoidable"). As these firms are +hierarchical structures and workers are paid to obey, it does make **some** +sense -- in a capitalist environment -- to assume that the entrepreneur is the +main actor, but as an individualistic model of activity it fails totally. +Perhaps it would not be unfair to say that capitalist individualism celebrates +the entrepreneur because this reflects a hierarchical system in which for the +one to flourish, the many must obey? (Also see section +[1.1](append131.html#secf11)). + +Capitalist individualism does not recognise the power structures that exist +within capitalism and how they affect individuals. In Brian Morris' words, +what they fail _"to recognise is that most productive relations under +capitalism allow little scope for creativity and self-expression on the part +of workers; that such relationships are not equitable; nor are they freely +engaged in for the mutual benefit of both parties, for workers have no control +over the production process or over the product of their labour. Rand [like +other right-libertarians] misleadingly equates trade, artistic production and +wage-slavery. . . [but] wage-slavery . . . is quite different from the trade +principle"_ as it is a form of _"exploitation."_ [**Ecology & Anarchism**, p. +190] + +He further notes that _"[s]o called trade relations involving human labour are +contrary to the egoist values Rand [and other capitalist individualists] +espouses - they involve little in the way of independence, freedom, integrity +or justice."_ [**Ibid.**, p. 191] + +Moreover, capitalist individualism actually **supports** authority and +hierarchy. As Joshua Chen and Joel Rogers point out, the _"achievement of +short-run material satisfaction often makes it irrational [from an +individualist perspective] to engage in more radical struggle, since that +struggle is by definition against those institutions which provide one's +current gain."_ In other words, to rise up the company structure, to "better +oneself," (or even get a good reference) you cannot be a pain in the side of +management -- obedient workers do well, rebel workers do not. + +Thus the hierarchical structures help develop an "individualistic" perspective +which actually reinforces those authority structures. This, as Cohn and Rogers +notes, means that _"the structure in which [workers] find themselves yields +less than optimal social results from their isolated but economically rational +decisions."_ [quoted by Alfie Kohn, **No Contest**, p. 67, p. 260f] + +Steve Biko, a black activist murdered by the South African police in the +1970s, argued that _"the most potent weapon of the oppressor is the mind of +the oppressed."_ And this is something capitalists have long recognised. Their +investment in "Public Relations" and "education" programmes for their +employees shows this clearly, as does the hierarchical nature of the firm. By +having a ladder to climb, the firm rewards obedience and penalises rebellion. +This aims at creating a mind-set which views hierarchy as good and so helps +produce servile people. + +This is why anarchists would agree with Alfie Kohn when he argues that _"the +individualist worldview is a profoundly conservative doctrine: it inherently +stifles change."_ [**Ibid.**, p. 67] So, what is the best way for a boss to +maintain his or her power? Create a hierarchical workplace and encourage +capitalist individualism (as capitalist individualism actually works +**against** attempts to increase freedom from hierarchy). Needless to say, +such a technique cannot work forever -- hierarchy also encourages revolt -- +but such divide and conquer can be **very** effective. + +And as anarchist author Michael Moorcock put it, _"Rugged individualism also +goes hand in hand with a strong faith in paternalism -- albeit a tolerant and +somewhat distant paternalism -- and many otherwise sharp-witted libertarians +seem to see nothing in the morality of a John Wayne Western to conflict with +their views. Heinlein's paternalism is at heart the same as Wayne's. . . To be +an anarchist, surely, is to reject authority but to accept self-discipline and +community responsibility. To be a rugged individualist a la Heinlein and +others is to be forever a child who must obey, charm and cajole to be +tolerated by some benign, omniscient father: Rooster Coburn shuffling his feet +in front of a judge he respects for his office (but not necessarily himself) +in True Grit."_ [**Starship Stormtroopers**] + +One last thing, don't be fooled into thinking that individualism or concern +about individuality -- not **quite** the same thing -- is restricted to the +right, they are not. For example, the _"individualist theory of society . . . +might be advanced in a capitalist or in an anti-capitalist form . . . the +theory as developed by critics of capitalism such as Hodgskin and the +anarchist Tucker saw ownership of capital by a few as an obstacle to genuine +individualism, and the individualist ideal was realisable only through the +free association of labourers (Hodgskin) or independent proprietorship +(Tucker)."_ [David Miller, **Social Justice**, pp. 290-1] + +And the reason why social anarchists oppose capitalism is that it creates a +**false** individualism, an abstract one which crushes the individuality of +the many and justifies (and supports) hierarchical and authoritarian social +relations. In Kropotkin's words, _"what has been called 'individualism' up to +now has been only a foolish egoism which belittles the individual. It did not +led to what it was established as a goal: that is the complete, broad, and +most perfectly attainable development of individuality."_ The new +individualism desired by Kropotkin _"will not consist . . . in the oppression +of one's neighbour . . . [as this] reduced the [individualist] . . .to the +level of an animal in a herd."_ [**Selected Writings**, p, 295, p. 296] + +## 4.4 How does private property affect relationships? + +Obviously, capitalist private property affects relationships between people by +creating structures of power. Property, as we have argued all through this +FAQ, creates relationships based upon domination -- and this cannot help but +produce servile tendencies within those subject to them (it also produces +rebellious tendencies as well, the actual ratio between the two tendencies +dependent on the individual in question and the community they are in). As +anarchists have long recognised, power corrupts -- both those subjected to it +and those who exercise it. + +While few, if any, anarchists would fail to recognise the importance of +possession -- which creates the necessary space all individuals need to be +themselves -- they all agree that private property corrupts this liberatory +aspect of "property" by allowing relationships of domination and oppression to +be built up on top of it. Because of this recognition, all anarchists have +tried to equalise property and turn it back into possession. + +Also, capitalist individualism actively builds barriers between people. Under +capitalism, money rules and individuality is expressed via consumption choices +(i.e. money). But money does not encourage an empathy with others. As Frank +Stronach (chair of Magna International, a Canadian auto-parts maker that +shifted its production to Mexico) put it, _"[t]o be in business your first +mandate is to make money, and money has no heart, no soul, conscience, +homeland."_ [cited by Doug Henwood, **Wall Street**, p. 113] And for those who +study economics, it seems that this dehumanising effect also strikes them as +well: + +> _"Studying economics also seems to make you a nastier person. Psychological +studies have shown that economics graduate students are more likely to 'free +ride' -- shirk contributions to an experimental 'public goods' account in the +pursuit of higher private returns -- than the general public. Economists also +are less generous that other academics in charitable giving. Undergraduate +economics majors are more likely to defect in the classic prisoner's dilemma +game that are other majors. And on other tests, students grow less honest -- +expressing less of a tendency, for example, to return found money -- after +studying economics, but not studying a control subject like astronomy. + +> + +> "This is no surprise, really. Mainstream economics is built entirely on a +notion of self-interested individuals, rational self-maximisers who can order +their wants and spend accordingly. There's little room for sentiment, +uncertainty, selflessness, and social institutions. Whether this is an +accurate picture of the average human is open to question, but there's no +question that capitalism as a system and economics as a discipline both reward +people who conform to the model."_ [Doug Henwood, **Op. Cit.**, p, 143] + +Which, of course, highlights the problems within the "trader" model advocated +by Ayn Rand. According to her, the trader is **the** example of moral +behaviour -- you have something I want, I have something you want, we trade +and we both benefit and so our activity is self-interested and no-one +sacrifices themselves for another. While this has **some** intuitive appeal it +fails to note that in the real world it is a pure fantasy. The trader wants to +get the best deal possible for themselves and if the bargaining positions are +unequal then one person will gain at the expense of the other (if the +"commodity" being traded is labour, the seller may not even have the option of +not trading at all). The trader is only involved in economic exchange, and has +no concern for the welfare of the person they are trading with. They are a +bearer of things, **not** an individual with a wide range of interests, +concerns, hopes and dreams. These are irrelevant, unless you can make money +out of them of course! Thus the trader is often a manipulator and outside +novels it most definitely is a case of "buyer beware!" + +If the trader model is taken as the basis of interpersonal relationships, +economic gain replaces respect and empathy for others. It replaces human +relationships with relationships based on things -- and such a mentality does +not encompass how interpersonal relationships affect both you and the society +you life in. In the end, it impoverishes society and individuality. Yes, any +relationship must be based upon self-interest (mutual aid is, after all, +something we do because we benefit from it in some way) but the trader model +presents such a **narrow** self-interest that it is useless and actively +impoverishes the very things it should be protecting -- individuality and +interpersonal relationships (see section [I.7.4](secI7.html#seci74) on how +capitalism does not protect individuality). + +## 4.5 Does private property co-ordinate without hierarchy? + +It is usually to find right-libertarians maintain that private property (i.e. +capitalism) allows economic activity to be co-ordinated by non-hierarchical +means. In other words, they maintain that capitalism is a system of large +scale co-ordination without hierarchy. These claims follow the argument of +noted right-wing, "free market" economist Milton Friedman who contrasts +_"central planning involving the use of coercion - the technique of the army +or the modern totalitarian state"_ with _"voluntary co-operation between +individuals - the technique of the marketplace"_ as two distinct ways of co- +ordinating the economic activity of large groups (_"millions"_) of people. +[**Capitalism and Freedom**, p. 13]. + +However, this is just playing with words. As they themselves point out the +internal structure of a corporation or capitalist company is **not** a +"market" (i.e. non-hierarchical) structure, it is a "non-market" +(hierarchical) structure of a market participant (see section +[2.2](append132.html#secf22)). However "market participants" are part of the +market. In other words, capitalism is **not** a system of co-ordination +without hierarchy because it does contain hierarchical organisations which +**are an essential part of the system**! + +Indeed, the capitalist company **is** a form of central planning and shares +the same "technique" as the army. As the pro-capitalist writer Peter Drucker +noted in his history of General Motors, _"[t]here is a remarkably close +parallel between General Motors' scheme of organisation and those of the two +institutions most renowned for administrative efficiency: that of the Catholic +Church and that of the modern army . . ."_ [quoted by David Enger, **Apostles +of Greed**, p. 66]. And so capitalism is marked by a series of totalitarian +organisations -- and since when was totalitarianism liberty enhancing? Indeed, +many "anarcho"-capitalists actually celebrate the command economy of the +capitalist firm as being more "efficient" than self-managed firms (usually +because democracy stops action with debate). The same argument is applied by +the Fascists to the political sphere. It does not change much -- nor does it +become less fascistic -- when applied to economic structures. To state the +obvious, such glorification of workplace dictatorship seems somewhat at odds +with an ideology calling itself "libertarian" or "anarchist". Is dictatorship +more liberty enhancing to those subject to it than democracy? Anarchists doubt +it (see section [A.2.11](secA2.html#seca211) for details). + +In order to claim that capitalism co-ordinates individual activity without +hierarchy right-libertarians have to abstract from individuals and how they +interact **within** companies and concentrate purely on relationships +**between** companies. This is pure sophistry. Like markets, companies require +at least two or more people to work - both are forms of social co-operation. +If co-ordination within companies is hierarchical, then the system they work +within is based upon hierarchy. To claim that capitalism co-ordinates without +hierarchy is simply false - its based on hierarchy and authoritarianism. +Capitalist companies are based upon denying workers self-government (i.e. +freedom) during work hours. The boss tells workers what to do, when to do, how +to do and for how long. This denial of freedom is discussed in greater depth +in sections [B.1](secB1.html) and [B.4](secB4.html). + +Because of the relations of power it creates, opposition to capitalist private +property (and so wage labour) and the desire to see it ended is an essential +aspect of anarchist theory. Due to its ideological blind spot with regards to +apparently "voluntary" relations of domination and oppression created by the +force of circumstances (see section [2](append132.html) for details), +"anarcho"-capitalism considers wage labour as a form of freedom and ignore its +fascistic aspects (when not celebrating those aspects). Thus +"anarcho"-capitalism is not anarchist. By concentrating on the moment the +contract is signed, they ignore that freedom is restricted during the contract +itself. While denouncing (correctly) the totalitarianism of the army, they +ignore it in the workplace. But factory fascism is just as freedom destroying +as the army or political fascism. + +Due to this basic lack of concern for freedom, "anarcho"-capitalists cannot be +considered as anarchists. Their total lack of concern about factory fascism +(i.e. wage labour) places them totally outside the anarchist tradition. Real +anarchists have always been aware of that private property and wage labour +restriction freedom and desired to create a society in which people would be +able to avoid it. In other words, where **all** relations are non-hierarchical +and truly co-operative. + +To conclude, to claim that private property eliminates hierarchy is false. Nor +does capitalism co-ordinate economic activities without hierarchical +structures. For this reason anarchists support co-operative forms of +production rather than capitalistic forms. + diff --git a/markdown/append135.md b/markdown/append135.md new file mode 100644 index 0000000000000000000000000000000000000000..1675c72db3b20cb44364bc30f7d8bde23b0cd706 --- /dev/null +++ b/markdown/append135.md @@ -0,0 +1,204 @@ +# 5 Will privatising "the commons" increase liberty? + +"Anarcho"-capitalists aim for a situation in which _"no land areas, no square +footage in the world shall remain 'public,'"_ in other words **everything** +will be _"privatised."_ [Murray Rothbard, **Nations by Consent**, p. 84] They +claim that privatising "the commons" (e.g. roads, parks, etc.) which are now +freely available to all will increase liberty. Is this true? We have shown +before why the claim that privatisation can protect the environment is highly +implausible (see section [E.2](secE2.html)). Here we will concern ourselves +with private ownership of commonly used "property" which we all take for +granted and pay for with taxes. + +Its clear from even a brief consideration of a hypothetical society based on +"privatised" roads (as suggested by Murray Rothbard in **For a New Liberty**, +pp. 202-203 and David Friedman in **The Machinery of Freedom**, pp. 98-101) +that the only increase of liberty will be for the ruling elite. As +"anarcho"-capitalism is based on paying for what one uses, privatisation of +roads would require some method of tracking individuals to ensure that they +pay for the roads they use. In the UK, for example, during the 1980s the +British Tory government looked into the idea of toll-based motorways. +Obviously having toll-booths on motorways would hinder their use and restrict +"freedom," and so they came up with the idea of tracking cars by satellite. +Every vehicle would have a tracking device installed in it and a satellite +would record where people went and which roads they used. They would then be +sent a bill or have their bank balances debited based on this information (in +the fascist city-state/company town of Singapore such a scheme **has** been +introduced). + +If we extrapolate from this example to a system of **fully** privatised +"commons," it would clearly require all individuals to have tracking devices +on them so they could be properly billed for use of roads, pavements, etc. +Obviously being tracked by private firms would be a serious threat to +individual liberty. Another, less costly, option would be for private guards +to randomly stop and question car-owners and individuals to make sure they had +paid for the use of the road or pavement in question. "Parasites" would be +arrested and fined or locked up. Again, however, being stopped and questioned +by uniformed individuals has more in common with police states than liberty. +Toll-boothing **every** street would be highly unfeasible due to the costs +involved and difficulties for use that it implies. Thus the idea of +privatising roads and charging drivers to gain access seems impractical at +best and distinctly freedom endangering if implemented at worse. + +Of course, the option of owners letting users have free access to the roads +and pavements they construct and run would be difficult for a profit-based +company. No one could make a profit in that case. If companies paid to +construct roads for their customers/employees to use, they would be +financially hindered in competition with other companies that did not, and +thus would be unlikely to do so. If they restricted use purely to their own +customers, the tracking problem appears again. + +Some may object that this picture of extensive surveillance of individuals +would not occur or be impossible. However, Murray Rothbard (in a slightly +different context) argued that technology would be available to collate +information about individuals. He argued that _"[i]t should be pointed out +that modern technology makes even more feasible the collection and +dissemination of information about people's credit ratings and records of +keeping or violating their contracts or arbitration agreements. Presumably, an +anarchist [sic!] society would see the expansion of this sort of dissemination +of data."_ [_"Society Without A State"_, in **Nomos XIX**, Pennock and Chapman +(eds.), p. 199] So, perhaps, with the total privatisation of society we would +also see the rise of private Big Brothers, collecting information about +individuals for use by property owners. The example of the **Economic League** +(a British company who provided the "service" of tracking the political +affiliations and activities of workers for employers) springs to mind. + +And, of course, these privatisation suggestions ignore differences in income +and market power. If, for example, variable pricing is used to discourage road +use at times of peak demand (to eliminate traffic jams at rush-hour) as is +suggested both by Murray Rothbard and David Friedman, then the rich will have +far more "freedom" to travel than the rest of the population. And we may even +see people having to go into debt just to get to work or move to look for +work. + +Which raises another problem with notion of total privatisation, the problem +that it implies the end of freedom of travel. Unless you get permission or +(and this seems more likely) pay for access, you will not be able to travel +**anywhere.** As Rothbard **himself** makes clear, "anarcho"-capitalism means +the end of the right to roam or even travel. He states that _"it became clear +to me that a totally privatised country would not have open borders at all. If +every piece of land in a country were owned . . . no immigrant could enter +there unless invited to enter and allowed to rent, or purchase, property."_ +[**Nations by Consent**, p. 84] What happens to those who cannot **afford** to +pay for access is not addressed (perhaps, being unable to exit a given +capitalist's land they will become bonded labourers? Or be imprisoned and used +to undercut workers' wages via prison labour? Perhaps they will just be shot +as trespassers? Who can tell?). Nor is it addressed how this situation +actually **increases** freedom. For Rothbard, a _"totally privatised country +would be as closed as the particular inhabitants and property owners [**not** +the same thing, we must point out] desire. It seems clear, then, that the +regime of open borders that exists **de facto** in the US really amounts to a +compulsory opening by the central state. . . and does not genuinely reflect +the wishes of the proprietors."_ [**Op. Cit.**, p. 85] Of course, the wishes +of **non**-proprietors (the vast majority) do not matter in the slightest. +Thus, it is clear, that with the privatisation of "the commons" the right to +roam, to travel, would become a privilege, subject to the laws and rules of +the property owners. This can hardly be said to **increase** freedom for +anyone bar the capitalist class. + +Rothbard acknowledges that _"in a fully privatised world, access rights would +obviously be a crucial part of land ownership."_ [**Nations by Consent**, p. +86] Given that there is no free lunch, we can imagine we would have to pay for +such "rights." The implications of this are obviously unappealing and an +obvious danger to individual freedom. The problem of access associated with +the idea of privatising the roads can only be avoided by having a "right of +passage" encoded into the "general libertarian law code." This would mean that +road owners would be required, by law, to let anyone use them. But where are +"absolute" property rights in this case? Are the owners of roads not to have +the same rights as other owners? And if "right of passage" is enforced, what +would this mean for road owners when people sue them for car-pollution related +illnesses? (The right of those injured by pollution to sue polluters is the +main way "anarcho"-capitalists propose to protect the environment. See +sections [E.2](secE2.html) and [E.3](secE3.html)). It is unlikely that those +wishing to bring suit could find, never mind sue, the millions of individual +car owners who could have potentially caused their illness. Hence the road- +owners would be sued for letting polluting (or unsafe) cars onto "their" +roads. The road-owners would therefore desire to restrict pollution levels by +restricting the right to use their property, and so would resist the "right of +passage" as an "attack" on their "absolute" property rights. If the road- +owners got their way (which would be highly likely given the need for +"absolute" property rights and is suggested by the variable pricing way to +avoid traffic jams mentioned above) and were able to control who used their +property, freedom to travel would be **very** restricted and limited to those +whom the owner considered "desirable." Indeed, Murray Rothbard supports such a +regime (_"In the free [sic!] society, they [travellers] would, in the first +instance, have the right to travel only on those streets whose owners agree to +have them there"_ [**The Ethics of Liberty**, p. 119]). The threat to liberty +in such a system is obvious -- to all but Rothbard and other right- +libertarians, of course. + +To take another example, let us consider the privatisation of parks, streets +and other public areas. Currently, individuals can use these areas to hold +political demonstrations, hand out leaflets, picket and so on. However, under +"anarcho"-capitalism the owners of such property can restrict such liberties +if they desire, calling such activities "initiation of force" (although they +cannot explain how speaking your mind is an example of "force"). Therefore, +freedom of speech, assembly and a host of other liberties we take for granted +would be reduced (if not eliminated) under a right-"libertarian" regime. Or, +taking the case of pickets and other forms of social struggle, its clear that +privatising "the commons" would only benefit the bosses. Strikers or other +activists picketing or handing out leaflets in shopping centre's are quickly +ejected by private security even today. Think about how much worse it would +become under "anarcho"-capitalism when the whole world becomes a series of +malls -- it would be impossible to hold a picket when the owner of the +pavement objects, for example (as Rothbard himself argues, **Op. Cit.**, p. +132) and if the owner of the pavement also happens to be the boss being +picketed, then workers' rights would be zero. Perhaps we could also see +capitalists suing working class organisations for littering their property if +they do hand out leaflets (so placing even greater stress on limited +resources). + +The I.W.W. went down in history for its rigorous defence of freedom of speech +because of its rightly famous "free speech" fights in numerous American cities +and towns. Repression was inflicted upon wobblies who joined the struggle by +"private citizens," but in the end the I.W.W. won. Consider the case under +"anarcho"-capitalism. The wobblies would have been "criminal aggressors" as +the owners of the streets have refused to allow "undesirables" to use them to +argue their case. If they refused to acknowledge the decree of the property +owners, private cops would have taken them away. Given that those who +controlled city government in the historical example were the wealthiest +citizens in town, its likely that the same people would have been involved in +the fictional ("anarcho"-capitalist) account. Is it a good thing that in the +real account the wobblies are hailed as heroes of freedom but in the fictional +one they are "criminal aggressors"? Does converting public spaces into private +property **really** stop restrictions on free speech being a bad thing? + +Of course, Rothbard (and other right-libertarians) are aware that +privatisation will not remove restrictions on freedom of speech, association +and so on (while, at the same time, trying to portray themselves as supporters +of such liberties!). However, for right-libertarians such restrictions are of +no consequence. As Rothbard argues, any _"prohibitions would not be state +imposed, but would simply be requirements for residence or for use of some +person's or community's land area."_ [**Nations by Consent**, p. 85] Thus we +yet again see the blindness of right-libertarians to the commonality between +private property and the state. The state also maintains that submitting to +its authority is the requirement for taking up residence in its territory (see +also [section 2.3](append132.html#secf23) for more on this). As Benjamin +Tucker noted, the state can be defined as (in part) _"the assumption of sole +authority over a given area and all within it."_ [**The Individualist +Anarchists**, p. 24] If the property owners can determine "prohibitions" (i.e. +laws and rules) for those who use the property then they are the _"sole +authority over a given area and all within it,"_ i.e. a state. Thus +privatising "the commons" means subjecting the non-property owners to the +rules and laws of the property owners -- in effect, privatising the state and +turning the world into a series of Monarchies and oligarchies without the +pretence of democracy and democratic rights. + +These examples can hardly be said to be increasing liberty for society as a +whole, although "anarcho" capitalists seem to think they would. So far from +**increasing** liberty for all, then, privatising the commons would only +increase it for the ruling elite, by giving them yet another monopoly from +which to collect income and exercise their power over. It would **reduce** +freedom for everyone else. As Peter Marshall notes, _"[i]n the name of +freedom, the anarcho-capitalists would like to turn public spaces into private +property, but freedom does not flourish behind high fences protected by +private companies but expands in the open air when it is enjoyed by all"_ +[**Demanding the Impossible**, p. 564]. + +Little wonder Proudhon argued that _"if the public highway is nothing but an +accessory of private property; if the communal lands are converted into +private property; if the public domain, in short, is guarded, exploited, +leased, and sold like private property -- what remains for the proletaire? Of +what advantage is it to him that society has left the state of war to enter +the regime of police?"_ [**System of Economic Contradictions**, p. 371] + diff --git a/markdown/append136.md b/markdown/append136.md new file mode 100644 index 0000000000000000000000000000000000000000..9e263361b468d0b8c5dabd83d7692a4318f8da2e --- /dev/null +++ b/markdown/append136.md @@ -0,0 +1,998 @@ +# 6 Is "anarcho"-capitalism against the state? + +No. Due to its basis in private property, "anarcho"-capitalism implies a class +division of society into bosses and workers. Any such division will require a +state to maintain it. However, it need not be the same state as exists now. +Regarding this point, "anarcho"-capitalism plainly advocates "defence +associations" to protect property. For the "anarcho"-capitalist, however, +these private companies are not states. For anarchists, they most definitely +are. + +According to Murray Rothbard [_"Society Without A State"_, in **Nomos XIX**, +Pennock and Chapman, eds., p. 192.], a state must have one or both of the +following characteristics: + +1) The ability to tax those who live within it. +2) It asserts and usually obtains a coerced monopoly of the provision of +defence over a given area. + +He makes the same point in **The Ethics of Liberty** [p. 171]. + +Instead of this, the "anarcho"-capitalist thinks that people should be able to +select their own "defence companies" (which would provide the needed police) +and courts from the free market in "defence" which would spring up after the +state monopoly has been eliminated. These companies _"all. . . would have to +abide by the basic law code"_ [_"Society Without A State"_, p. 206]. Thus a +_"general libertarian law code"_ would govern the actions of these companies. +This "law code" would prohibit coercive aggression at the very least, although +to do so it would have to specify what counted as legitimate property, how +said can be owned and what actually constitutes aggression. Thus the law code +would be quite extensive. + +How is this law code to be actually specified? Would these laws be +democratically decided? Would they reflect common usage (i.e. custom)? "supply +and demand"? "Natural law"? Given the strong dislike of democracy shown by +"anarcho"-capitalists, we think we can safely say that some combination of the +last two options would be used. Murray Rothbard, as noted in [section +1.4](append131.html#secf11), opposed the individualist anarchist principle +that juries would judge both the facts and the law, suggesting instead that +_"Libertarian lawyers and jurists"_ would determine a _"rational and objective +code of libertarian legal principles and procedures."_ The judges in his +system would _"not [be] making the law but finding it on the basis of agreed- +upon principles derived either from custom or reason."_ [_"Society without a +State"_, **Op. Cit.**, p. 206] David Friedman, on the other hand, argues that +different defence firms would sell their own laws. [**The Machinery of +Freedom**, p. 116] It is sometimes acknowledged that non-libertarian laws may +be demanded (and supplied) in such a market. + +Around this system of "defence companies" is a free market in "arbitrators" +and "appeal judges" to administer justice and the "basic law code." Rothbard +believes that such a system would see _"arbitrators with the best reputation +for efficiency and probity. . .[being] chosen by the various parties in the +market. . .[and] will come to be given an increasing amount of business."_ +[Rothbard, **Op. Cit.**, p.199] Judges _"will prosper on the market in +proportion to their reputation for efficiency and impartiality."_ [**Op. +Cit.**, p. 204] + +Therefore, like any other company, arbitrators would strive for profits and +wealth, with the most successful ones becoming _"prosperous."_ Of course, such +wealth would have no impact on the decisions of the judges, and if it did, the +population (in theory) are free to select any other judge (although, of +course, they would also _"strive for profits and wealth"_ \-- which means the +choice of character may be somewhat limited! -- and the laws which they were +using to guide their judgements would be enforcing capitalist rights). + +Whether or not this system would work as desired is discussed in the following +sections. We think that it will not. Moreover, we will argue that +"anarcho"-capitalist "defence companies" meet not only the criteria of +statehood we outlined in section [B.2](secB2.html), but also Rothbard's own +criteria for the state, quoted above. + +As regards the anarchist criterion, it is clear that "defence companies" exist +to defend private property; that they are hierarchical (in that they are +capitalist companies which defend the power of those who employ them); that +they are professional coercive bodies; and that they exercise a monopoly of +force over a given area (the area, initially, being the property of the person +or company who is employing the "association"). If, as Ayn Rand noted (using a +Weberian definition of the state) a government is an institution _"that holds +the exclusive power to **enforce** certain rules of conduct in a given +geographical area"_ [**Capitalism: The Unknown Ideal**, p. 239] then these +"defence companies" are the means by which the property owner (who exercises a +monopoly to determine the rules governing their property) enforce their rules. + +For this (and other reasons), we should call the "anarcho"-capitalist defence +firms "private states" -- that is what they are -- and "anarcho"-capitalism +"private state" capitalism. + +Before discussing these points further, it is necessary to point out a +relatively common fallacy of "anarcho"-capitalists. This is the idea that +"defence" under the system they advocate means defending people, not +territorial areas. This, for some, means that defence companies are not +"states." However, as people and their property and possessions do not exist +merely in thought but on the Earth, it is obvious that these companies will be +administering "justice" over a given area of the planet. It is also obvious, +therefore, that these "defence associations" will operate over a (property- +owner defined) area of land and enforce the property-owner's laws, rules and +regulations. The deeply anti-libertarian, indeed fascistic, aspects of this +"arrangement" will be examined in the following sections. + +## 6.1 What's wrong with this "free market" justice? + +It does not take much imagination to figure out whose interests _"prosperous"_ +arbitrators, judges and defence companies would defend: their own, as well as +those who pay their wages -- which is to say, other members of the rich elite. +As the law exists to defend property, then it (by definition) exists to defend +the power of capitalists against their workers. + +Rothbard argues that the _"judges"_ would _"not [be] making the law but +finding it on the basis of agreed-upon principles derived either from custom +or reason"_ [Rothbard, **Op. Cit.**, p. 206]. However, this begs the question: +**whose** reason? **whose** customs? Do individuals in different classes share +the same customs? The same ideas of right and wrong? Would rich and poor +desire the same from a _"basic law code"_? Obviously not. The rich would only +support a code which defended their power over the poor. + +Although only _"finding"_ the law, the arbitrators and judges still exert an +influence in the "justice" process, an influence not impartial or neutral. As +the arbitrators themselves would be part of a profession, with specific +companies developing within the market, it does not take a genius to realise +that when "interpreting" the "basic law code," such companies would hardly act +against their own interests as companies. In addition, if the "justice" system +was based on "one dollar, one vote," the "law" would best defend those with +the most "votes" (the question of market forces will be discussed in section +[6.3](append136.html#secf63)). Moreover, even if "market forces" would ensure +that "impartial" judges were dominant, all judges would be enforcing a +**very** partial law code (namely one that defended **capitalist** property +rights). Impartiality when enforcing partial laws hardly makes judgements less +unfair. + +Thus, due to these three pressures -- the interests of arbitrators/judges, the +influence of money and the nature of the law -- the terms of "free agreements" +under such a law system would be tilted in favour of lenders over debtors, +landlords over tenants, employers over employees, and in general, the rich +over the poor, just as we have today. This is what one would expect in a +system based on "unrestricted" property rights and a (capitalist) free market. +A similar tendency towards the standardisation of output in an industry in +response to influences of wealth can be seen from the current media system +(see section D.3 -- [How does wealth influence the mass media?](secD3.html)) + +Some "anarcho"-capitalists, however, claim that just as cheaper cars were +developed to meet demand, so cheaper defence associations and "people's +arbitrators" would develop on the market for the working class. In this way +impartiality will be ensured. This argument overlooks a few key points: + +Firstly, the general "libertarian" law code would be applicable to **all** +associations, so they would have to operate within a system determined by the +power of money and of capital. The law code would reflect, therefore, property +**not** labour and so "socialistic" law codes would be classed as "outlaw" +ones. The options then facing working people is to select a firm which best +enforced the **capitalist** law in their favour. And as noted above, the +impartial enforcement of a biased law code will hardly ensure freedom or +justice for all. + +Secondly, in a race between a Jaguar and a Volkswagen Beetle, who is more +likely to win? The rich would have "the best justice money can buy," as they +do now. Members of the capitalist class would be able to select the firms with +the best lawyers, best private cops and most resources. Those without the +financial clout to purchase quality "justice" would simply be out of luck - +such is the "magic" of the marketplace. + +Thirdly, because of the tendency toward concentration, centralisation, and +oligopoly under capitalism (due to increasing capital costs for new firms +entering the market, as discussed in section [C.4](secC4.html)), a few +companies would soon dominate the market -- with obvious implications for +"justice." + +Different firms will have different resources. In other words, in a conflict +between a small firm and a larger one, the smaller one is at a disadvantage in +terms of resources. They may not be in a position to fight the larger company +if it rejects arbitration and so may give in simply because, as the +"anarcho"-capitalists so rightly point out, conflict and violence will push up +a company's costs and so they would have to be avoided by smaller companies. +It is ironic that the "anarcho"-capitalist implicitly assumes that every +"defence company" is approximately of the same size, with the same resources +behind it. In real life, this would clearly **not** the case. + +Fourthly, it is **very** likely that many companies would make subscription to +a specific "defence" firm or court a requirement of employment. Just as today +many (most?) workers have to sign no-union contracts (and face being fired if +they change their minds), it does not take much imagination to see that the +same could apply to "defence" firms and courts. This was/is the case in +company towns (indeed, you can consider unions as a form of "defence" firm and +these companies refused to recognise them). As the labour market is almost +always a buyer's market, it is not enough to argue that workers can find a new +job without this condition. They may not and so have to put up with this +situation. And if (as seems likely) the laws and rules of the property-owner +will take precedence in any conflict, then workers and tenants will be at a +disadvantage no matter how "impartial" the judges. + +Ironically, some "anarcho"-capitalists point to current day company/union +negotiations as an example of how different defence firms would work out their +differences peacefully. Sadly for this argument, union rights under "actually +existing capitalism" were created and enforced by the state in direct +opposition to capitalist "freedom of contract." Before the law was changed, +unions were often crushed by force -- the companies were better armed, had +more resources and had the law on their side. Today, with the "downsizing" of +companies we can see what happens to "peaceful negotiation" and "co-operation" +between unions and companies when it is no longer required (i.e. when the +resources of both sides are unequal). The market power of companies far +exceeds those of the unions and the law, by definition, favours the companies. +As an example of how competing "protection agencies" will work in an +"anarcho"-capitalist society, it is far more insightful than originally +intended! + +Now let us consider the _"basic law code"_ itself. How the laws in the +_"general libertarian law code"_ would actually be selected is anyone's guess, +although many "anarcho"-capitalists support the myth of "natural law," and +this would suggest an unchangeable law code selected by those considered as +"the voice of nature" (see [section 11](append1311.html). for a discussion of +its authoritarian implications). David Friedman argues that as well as a +market in defence companies, there will also be a market in laws and rights. +However, there will be extensive market pressure to unify these differing law +codes into one standard one (imagine what would happen if ever CD manufacturer +created a unique CD player, or every computer manufacturer different sized +floppy-disk drivers -- little wonder, then, that over time companies +standardise their products). Friedman himself acknowledges that this process +is likely (and uses the example of standard paper sizes to indicate such a +process). + +In any event, the laws would not be decided on the basis of "one person, one +vote"; hence, as market forces worked their magic, the "general" law code +would reflect vested interests and so be very hard to change. As rights and +laws would be a commodity like everything else in capitalism, they would soon +reflect the interests of the rich -- particularly if those interpreting the +law are wealthy professionals and companies with vested interests of their +own. Little wonder that the individualist anarchists proposed "trial by jury" +as the only basis for real justice in a free society. For, unlike professional +"arbitrators," juries are ad hoc, made up of ordinary people and do not +reflect power, authority, or the influence of wealth. And by being able to +judge the law as well as a conflict, they can ensure a populist revision of +laws as society progresses. + +Thus a system of "defence" on the market will continue to reflect the +influence and power of property owners and wealth and not be subject to +popular control beyond choosing between companies to enforce the capitalist +laws. + +## 6.2 What are the social consequences of such a system? + +The "anarcho" capitalist imagines that there will be police agencies, "defence +associations," courts, and appeals courts all organised on a free-market basis +and available for hire. As David Weick points out, however, the major problem +with such a system would not be the corruption of "private" courts and police +forces (although, as suggested above, this could indeed be a problem): + +> _"There is something more serious than the 'Mafia danger', and this other +problem concerns the role of such 'defence' institutions in a given social and +economic context. + +> + +> "[The] context. . . is one of a free-market economy with no restraints upon +accumulation of property. Now, we had an American experience, roughly from the +end of the Civil War to the 1930's, in what were in effect private courts, +private police, indeed private governments. We had the experience of the +(private) Pinkerton police which, by its spies, by its **agents +provocateurs,** and by methods that included violence and kidnapping, was one +of the most powerful tools of large corporations and an instrument of +oppression of working people. We had the experience as well of the police +forces established to the same end, within corporations, by numerous +companies. . . . (The automobile companies drew upon additional covert +instruments of a private nature, usually termed vigilante, such as the Black +Legion). These were, in effect, private armies, and were sometimes described +as such. The territories owned by coal companies, which frequently included +entire towns and their environs, the stores the miners were obliged by +economic coercion to patronise, the houses they lived in, were commonly +policed by the private police of the United States Steel Corporation or +whatever company owned the properties. The chief practical function of these +police was, of course, to prevent labour organisation and preserve a certain +balance of 'bargaining.' + +> + +> "These complexes were a law unto themselves, powerful enough to ignore, when +they did not purchase, the governments of various jurisdictions of the +American federal system. This industrial system was, at the time, often +characterised as feudalism. . . ."_ [_"Anarchist Justice"_, **Op. Cit.**, pp. +223-224] + +For a description of the weaponry and activities of these private armies, the +economic historian Maurice Dobbs presents an excellent summary in **Studies in +Capitalist Development** [pp. 353-357]. According to a report on _"Private +Police Systems"_ cited by Dobbs, in a town dominated by Republican Steel, the +_"civil liberties and the rights of labour were suppressed by company police. +Union organisers were driven out of town."_ Company towns had their own +(company-run) money, stores, houses and jails and many corporations had +machine-guns and tear-gas along with the usual shot-guns, rifles and +revolvers. The _"usurpation of police powers by privately paid 'guards and +'deputies', often hired from detective agencies, many with criminal records"_ +was _"a general practice in many parts of the country."_ + +The local (state-run) law enforcement agencies turned a blind-eye to what was +going on (after all, the workers **had** broken their contracts and so were +"criminal aggressors" against the companies) even when union members and +strikers were beaten and killed. The workers own defence organisations were +the only ones willing to help them, and if the workers seemed to be winning +then troops were called in to "restore the peace" (as happened in the Ludlow +strike, when strikers originally cheered the troops as they thought they would +defend their civil rights; needless to say, they were wrong). + +Here we have a society which is claimed by many "anarcho"-capitalists as one +of the closest examples to their "ideal," with limited state intervention, +free reign for property owners, etc. What happened? The rich reduced the +working class to a serf-like existence, capitalist production undermined +independent producers (much to the annoyance of individualist anarchists at +the time), and the result was the emergence of the corporate America that +"anarcho"-capitalists say they oppose. + +Are we to expect that "anarcho"-capitalism will be different? That, unlike +before, "defence" firms will intervene on behalf of strikers? Given that the +"general libertarian law code" will be enforcing capitalist property rights, +workers will be in exactly the same situation as they were then. Support of +strikers violating property rights would be a violation of the "general +libertarian law code" and be costly for profit making firms to do (if not +dangerous as they could be "outlawed" by the rest). Thus "anarcho"-capitalism +will extend extensive rights and powers to bosses, but few if any rights to +rebellious workers. And this difference in power is enshrined within the +fundamental institutions of the system. + +In evaluating "anarcho"-capitalism's claim to be a form of anarchism, Peter +Marshall notes that _"private protection agencies would merely serve the +interests of their paymasters."_ [**Demanding the Impossible**, p. 653] With +the increase of private "defence associations" under "really existing +capitalism" today (associations that many "anarcho"-capitalists point to as +examples of their ideas), we see a vindication of Marshall's claim. There have +been many documented experiences of protesters being badly beaten by private +security guards. As far as market theory goes, the companies are only +supplying what the buyer is demanding. The rights of others are **not a +factor** (yet more "externalities," obviously). Even if the victims +successfully sue the company, the message is clear -- social activism can +seriously damage your health. With a reversion to "a general libertarian law +code" enforced by private companies, this form of "defence" of "absolute" +property rights can only increase, perhaps to the levels previously attained +in the heyday of US capitalism, as described above by Weick. + +## 6.3 But surely market forces will stop abuses by the rich? + +Unlikely. The rise of corporations within America indicates exactly how a +"general libertarian law code" would reflect the interests of the rich and +powerful. The laws recognising corporations as "legal persons" were **not** +primarily a product of "the state" but of private lawyers hired by the rich -- +a result with which Rothbard would have no problem. As Howard Zinn notes: + +> _"the American Bar Association, organised by lawyers accustomed to serving +the wealthy, began a national campaign of education to reverse the [Supreme] +Court decision [that companies could not be considered as a person]. . . . By +1886. . . the Supreme Court had accepted the argument that corporations were +'persons' and their money was property protected by the process clause of the +Fourteenth Amendment. . . . The justices of the Supreme Court were not simply +interpreters of the Constitution. They were men of certain backgrounds, of +certain [class] interests."_ [**A People's History of the United States**, p. +255] + +Of course it will be argued that the Supreme Court is a monopoly and so our +analysis is flawed. In "anarcho"-capitalism there is no monopoly. But the +corporate laws came about because there was a demand for them. That demand +would still have existed in "anarcho"-capitalism. Now, while there may be no +Supreme Court, Rothbard does maintain that _"the basic Law Code . . .would +have to be agreed upon by all the judicial agencies"_ but he maintains that +this _"would imply no unified legal system"_! Even though _"[a]ny agencies +that transgressed the basic libertarian law code would be open outlaws"_ and +soon crushed this is **not**, apparently, a monopoly. [**The Ethics of +Liberty**, p. 234] So, you either agree to the law code or you go out of +business. And that is **not** a monopoly! Therefore, we think, our comments on +the Supreme Court decision are valid. + +If all the available defence firms enforce the same laws, then it can hardly +be called "competitive"! And if this is the case (and it is) _"when private +wealth is uncontrolled, then a police-judicial complex enjoying a clientele of +wealthy corporations whose motto is self-interest is hardly an innocuous +social force controllable by the possibility of forming or affiliating with +competing 'companies.'"_ [Weick, **Op. Cit.**, p. 225] + +This is particularly true if these companies are themselves Big Business and +so have a large impact on the laws they are enforcing. If the law code +recognises and protects capitalist power, property and wealth as fundamental +**any** attempt to change this is "initiation of force" and so the power of +the rich is written into the system from the start! + +(And, we must add, if there is a general libertarian law code to which all +must subscribe, where does that put customer demand? If people demand a non- +libertarian law code, will defence firms refuse to supply it? If so, will not +new firms, looking for profit, spring up that will supply what is being +demanded? And will that not put them in direct conflict with the existing, +pro-general law code ones? And will a market in law codes not just reflect +economic power and wealth? David Friedman, who is for a market in law codes, +argues that _"[i]f almost everyone believes strongly that heroin addiction is +so horrible that it should not be permitted anywhere under any circumstances +anarcho-capitalist institutions will produce laws against heroin. Laws are +being produced on the market, and that is what the market wants."_ And he adds +that _"market demands are in dollars, not votes. The legality of heroin will +be determined, not by how many are for or against but how high a cost each +side is willing to bear in order to get its way."_ [**The Machinery of +Freedom**, p. 127] And, as the market is less than equal in terms of income +and wealth, such a position will mean that the capitalist class will have a +higher effective demand than the working class, and more resources to pay for +any conflicts that arise. Thus any law codes that develop will tend to reflect +the interests of the wealthy.) + +Which brings us nicely on to the next problem regarding market forces. + +As well as the obvious influence of economic interests and differences in +wealth, another problem faces the "free market" justice of +"anarcho"-capitalism. This is the _"general libertarian law code"_ itself. +Even if we assume that the system actually works like it should in theory, the +simple fact remains that these "defence companies" are enforcing laws which +explicitly defend capitalist property (and so social relations). Capitalists +own the means of production upon which they hire wage-labourers to work and +this is an inequality established **prior** to any specific transaction in the +labour market. This inequality reflects itself in terms of differences in +power within (and outside) the company and in the "law code" of +"anarcho"-capitalism which protects that power against the dispossessed. + +In other words, the law code within which the defence companies work assumes +that capitalist property is legitimate and that force can legitimately be used +to defend it. This means that, in effect, "anarcho"-capitalism is based on a +monopoly of law, a monopoly which explicitly exists to defend the power and +capital of the wealthy. The major difference is that the agencies used to +protect that wealth will be in a weaker position to act independently of their +pay-masters. Unlike the state, the "defence" firm is not remotely accountable +to the general population and cannot be used to equalise even slightly the +power relationships between worker and capitalist. + +And, needless to say, it is very likely that the private police forces +**will** give preferential treatment to their wealthier customers (what +business does not?) and that the law code will reflect the interests of the +wealthier sectors of society (particularly if _"prosperous"_ judges administer +that code) in reality, even if not in theory. Since, in capitalist practice, +"the customer is always right," the best-paying customers will get their way +in "anarcho"-capitalist society. + +For example, in chapter 29 of **The Machinery of Freedom**, David Friedman +presents an example of how a clash of different law codes could be resolved by +a bargaining process (the law in question is the death penalty). This process +would involve one defence firm giving a sum of money to the other for them +accepting the appropriate (anti/pro capital punishment) court. Friedman claims +that _"[a]s in any good trade, everyone gains"_ but this is obviously not +true. Assuming the anti-capital punishment defence firm pays the pro one to +accept an anti-capital punishment court, then, yes, both defence firms have +made money and so are happy, so are the anti-capital punishment consumers but +the pro-death penalty customers have only (perhaps) received a cut in their +bills. Their desire to see criminals hanged (for whatever reason) has been +ignored (if they were not in favour of the death penalty, they would not have +subscribed to that company). Friedman claims that the deal, by allowing the +anti-death penalty firm to cut its costs, will ensure that it _"keep its +customers and even get more"_ but this is just an assumption. It is just as +likely to loose customers to a defence firm that refuses to compromise (and +has the resources to back it up). Friedman's assumption that lower costs will +automatically win over people's passions is unfounded. As is the assumption +that both firms have equal resources and bargaining power. If the pro-capital +punishment firm demands more than the anti can provide and has larger weaponry +and troops, then the anti defence firm may have to agree to let the pro one +have its way. + +So, all in all, it is **not** clear that _"everyone gains"_ \-- there may be a +sizeable percentage of those involved who do not "gain" as their desire for +capital punishment is traded away by those who claimed they would enforce it. + +In other words, a system of competing law codes and privatised rights does not +ensure that **all** consumers interests are meet. Given unequal resources +within society, it is also clear that the "effective demand" of the parties +involved to see their law codes enforced is drastically different. The wealthy +head of a transnational corporation will have far more resources available to +him to pay for **his** laws to be enforced than one of his employees on the +assembly line. Moreover, as we argue in sections [3.1](append133.html#secf31) +and [10.2](append1310.html#secf102), the labour market is usually skewed in +favour of capitalists. This means that workers have to compromise to get work +and such compromises may involve agreeing to join a specific "defence" firm or +not join one at all (just as workers are often forced to sign non-union +contracts today in order to get work). In other words, a privatised law system +is very likely to skew the enforcement of laws in line with the skewing of +income and wealth in society. At the very least, unlike every other market, +the customer is **not** guaranteed to get exactly what they demand simply +because the product they "consume" is dependent on other within the same +market to ensure its supply. The unique workings of the law/defence market are +such as to deny customer choice (we will discuss other aspects of this unique +market shortly). + +Weick sums up by saying _"any judicial system is going to exist in the context +of economic institutions. If there are gross inequalities of power in the +economic and social domains, one has to imagine society as strangely +compartmentalised in order to believe that those inequalities will fail to +reflect themselves in the judicial and legal domain, and that the economically +powerful will be unable to manipulate the legal and judicial system to their +advantage. To abstract from such influences of context, and then consider the +merits of an abstract judicial system. . . is to follow a method that is not +likely to take us far. This, by the way, is a criticism that applies. . .to +any theory that relies on a rule of law to override the tendencies inherent in +a given social and economic system"_ [Weick, **Op. Cit.**, p. 225] (For a +discussion of this problem as it would surface in attempts to protect the +environment under "anarcho"-capitalism, see sections [E.2](secE2.html) and +[E.3](secE3.html)). + +There is another reason why "market forces" will not stop abuse by the rich, +or indeed stop the system from turning from private to public statism. This is +due to the nature of the "defence" market (for a similar analysis of the +"defence" market see Tyler Cowen's _"Law as a Public Good: The Economics of +Anarchy"_ in **Economics and Philosophy**, no. 8 (1992), pp. 249-267 and +_"Rejoinder to David Friedman on the Economics of Anarchy"_ in **Economics and +Philosophy**, no. 10 (1994), pp. 329-332). In "anarcho"-capitalist theory it +is assumed that the competing "defence companies" have a vested interest in +peacefully settling differences between themselves by means of arbitration. In +order to be competitive on the market, companies will have to co-operate via +contractual relations otherwise the higher price associated with conflict will +make the company uncompetitive and it will go under. Those companies that +ignore decisions made in arbitration would be outlawed by others, ostracised +and their rulings ignored. By this process, it is argued, a system of +competing "defence" companies will be stable and not turn into a civil war +between agencies with each enforcing the interests of their clients against +others by force. + +However, there is a catch. Unlike every other market, the businesses in +competition in the "defence" industry **must** co-operate with its fellows in +order to provide its services for its customers. They need to be able to agree +to courts and judges, agree to abide by decisions and law codes and so forth. +In economics there are other, more accurate, terms to describe co-operative +activity between companies: collusion and cartels. Collusion and cartels is +where companies in a specific market agree to work together to restrict +competition and reap the benefits of monopoly power by working to achieve the +same ends in partnership with each other. In other words this means that +collusion is built into the system, with the necessary contractual relations +between agencies in the "protection" market requiring that firms co-operate +and, by so doing, to behave (effectively) as one large firm (and so, +effectively, resemble the state even more than they already do). Quoting Adam +Smith seems appropriate here: _"People of the same trade seldom meet together, +even for merriment and diversion, but the conversation ends in a conspiracy +against the public, or in some contrivance to raise prices."_ [**The Wealth of +Nations**, p. 117] + +For example, when buying food it does not matter whether the supermarkets I +visit have good relations with each other. The goods I buy are independent of +the relationships that exist between competing companies. However, in the case +of private states, this is **not** the case. If a specific "defence" company +has bad relationships with other companies in the market then it is against my +self-interest to subscribe to it. Why join a private state if its judgements +are ignored by the others and it has to resort to violence to be heard? This, +as well as being potentially dangerous, will also push up the prices I have to +pay. Arbitration is one of the most important services a defence firm can +offer its customers and its market share is based upon being able to settle +interagency disputes without risk of war or uncertainty that the final outcome +will not be accepted by all parties. + +Therefore, the market set-up within the "anarcho"-capitalist "defence" market +is such that private states **have to co-operate** with the others (or go out +of business fast) and this means collusion can take place. In other words, a +system of private states will have to agree to work together in order to +provide the service of "law enforcement" to their customers and the result of +such co-operation is to create a cartel. However, unlike cartels in other +industries, the "defence" cartel will be a stable body simply because its +members **have** to work with their competitors in order to survive. + +Let us look at what would happen after such a cartel is formed in a specific +area and a new "defence company" desired to enter the market. This new company +will have to work with the members of the cartel in order to provide its +services to its customers (note that "anarcho"-capitalists already assume that +they _"will have to"_ subscribe to the same law code). If the new defence firm +tries to under-cut the cartel's monopoly prices, the other companies would +refuse to work with it. Having to face constant conflict or the possibility of +conflict, seeing its decisions being ignored by other agencies and being +uncertain what the results of a dispute would be, few would patronise the new +"defence company." The new company's prices would go up and so face either +folding or joining the cartel. Unlike every other market, if a "defence +company" does not have friendly, co-operative relations with other firms in +the same industry then it will go out of business. + +This means that the firms that are co-operating have but to agree not to deal +with new firms which are attempting to undermine the cartel in order for them +to fail. A "cartel busting" firm goes out of business in the same way an +outlaw one does - the higher costs associated with having to solve all its +conflicts by force, not arbitration, increases its production costs much +higher than the competitors and the firm faces insurmountable difficulties +selling its products at a profit (ignoring any drop of demand due to fears of +conflict by actual and potential customers). Even if we assume that many +people will happily join the new firm in spite of the dangers to protect +themselves against the cartel and its taxation (i.e. monopoly profits), enough +will remain members of the cartel (perhaps they will be fired if they change, +perhaps they dislike change and think the extra money is worth peace, perhaps +they fear that by joining the new company their peace will be disrupted or the +outcomes of their problems with others too unsure to be worth it, perhaps they +are shareholders and want to maintain their income) so that co-operation will +still be needed and conflict unprofitable and dangerous (and as the cartel +will have more resources than the new firm, it could usually hold out longer +than the new firm could). In effect, breaking the cartel may take the form of +an armed revolution -- as it would with any state. + +The forces that break up cartels and monopolies in other industries (such as +free entry -- although, of course the "defence" market will be subject to +oligopolistic tendencies as any other and this will create barriers to entry, +see section [C.4](secC4.html)) do not work here and so new firms have to co- +operate or loose market share and/or profits. This means that "defence +companies" will reap monopoly profits and, more importantly, have a monopoly +of force over a given area. + +Hence a monopoly of private states will develop in addition to the existing +monopoly of law and this is a de facto monopoly of force over a given area +(i.e. some kind of public state run by share holders). New companies +attempting to enter the "defence" industry will have to work with the existing +cartel in order to provide the services it offers to its customers. The cartel +is in a dominant position and new entries into the market either become part +of it or fail. This is exactly the position with the state, with "private +agencies" free to operate as long as they work to the state's guidelines. As +with the monopolist "general libertarian law code", if you do not toe the +line, you go out of business fast. + +It is also likely that a multitude of cartels would develop, with a given +cartel operating in a given locality. This is because law enforcement would be +localised in given areas as most crime occurs where the criminal lives. Few +criminals would live in New York and commit crimes in Portland. However, as +defence companies have to co-operate to provide their services, so would the +cartels. Few people live all their lives in one area and so firms from +different cartels would come into contact, so forming a cartel of cartels. + +A cartel of cartels may (perhaps) be less powerful than a local cartel, but it +would still be required and for exactly the same reasons a local one is. +Therefore "anarcho"-capitalism would, like "actually existing capitalism," be +marked by a series of public states covering given areas, co-ordinated by +larger states at higher levels. Such a set up would parallel the United States +in many ways except it would be run directly by wealthy shareholders without +the sham of "democratic" elections. Moreover, as in the USA and other states +there will still be a monopoly of rules and laws (the "general libertarian law +code"). + +Some "anarcho"-capitalists claim that this will not occur, but that the co- +operation needed to provide the service of law enforcement will somehow +**not** turn into collusion between companies. However, they are quick to +argue that renegade "agencies" (for example, the so-called "Mafia problem" or +those who reject judgements) will go out of business because of the higher +costs associated with conflict and not arbitration. However, these higher +costs are ensured because the firms in question do not co-operate with others. +If other agencies boycott a firm but co-operate with all the others, then the +boycotted firm will be at the same disadvantage \-- regardless of whether it +is a cartel buster or a renegade. + +The "anarcho"-capitalist is trying to have it both ways. If the punishment of +non-conforming firms cannot occur, then "anarcho"-capitalism will turn into a +war of all against all or, at the very least, the service of social peace and +law enforcement cannot be provided. If firms cannot deter others from +disrupting the social peace (one service the firm provides) then +"anarcho"-capitalism is not stable and will not remain orderly as agencies +develop which favour the interests of their own customers and enforce their +own law codes at the expense of others. If collusion cannot occur (or is too +costly) then neither can the punishment of non-conforming firms and +"anarcho"-capitalism will prove to be unstable. + +So, to sum up, the "defence" market of private states has powerful forces +within it to turn it into a monopoly of force over a given area. From a +privately chosen monopoly of force over a specific (privately owned) area, the +market of private states will turn into a monopoly of force over a general +area. This is due to the need for peaceful relations between companies, +relations which are required for a firm to secure market share. The unique +market forces that exist within this market ensure collusion and monopoly. + +In other words, the system of private states will become a cartel and so a +public state - unaccountable to all but its shareholders, a state of the +wealthy, by the wealthy, for the wealthy. In other words, fascism. + +## 6.4 Why are these "defence associations" states? + +It is clear that "anarcho"-capitalist defence associations meet the criteria +of statehood outlined in section B.2 (["Why are anarchists against the +state"](secB2.html)). They defend property and preserve authority +relationships, they practice coercion, and are hierarchical institutions which +govern those under them on behalf of a "ruling elite," i.e. those who employ +both the governing forces and those they govern. Thus, from an anarchist +perspective, these "defence associations" as most definitely states. + +What is interesting, however, is that by their own definitions a very good +case can be made that these "defence associations" as states in the +"anarcho"-capitalist sense too. Capitalist apologists usually define a +"government" (or state) as those who have a monopoly of force and coercion +within a given area. Relative to the rest of the society, these defence +associations would have a monopoly of force and coercion of a given piece of +property; thus, by the "anarcho"-capitalists' **own definition** of statehood, +these associations would qualify! + +If we look at Rothbard's definition of statehood, which requires (a) the power +to tax and/or (b) a _"coerced monopoly of the provision of defence over a +given area"_, "anarcho"-capitalism runs into trouble. + +In the first place, the costs of hiring defence associations will be deducted +from the wealth created by those who use, but do not own, the property of +capitalists and landlords. Let not forget that a capitalist will only employ a +worker or rent out land and housing if they make a profit from so doing. +Without the labour of the worker, there would be nothing to sell and no wages +to pay for rent. Thus a company's or landlord's "defence" firm will be paid +from the revenue gathered from the capitalists power to extract a tribute from +those who use, but do not own, a property. In other words, workers would pay +for the agencies that enforce their employers' authority over them via the +wage system and rent -- taxation in a more insidious form. + +In the second, under capitalism most people spend a large part of their day on +other people's property -- that is, they work for capitalists and/or live in +rented accommodation. Hence if property owners select a "defence association" +to protect their factories, farms, rental housing, etc., their employees and +tenants will view it as a _"coerced monopoly of the provision of defence over +a given area."_ For certainly the employees and tenants will not be able to +hire their own defence companies to expropriate the capitalists and landlords. +So, from the standpoint of the employees and tenants, the owners do have a +monopoly of "defence" over the areas in question. Of course, the +"anarcho"-capitalist will argue that the tenants and workers "consent" to +**all** the rules and conditions of a contract when they sign it and so the +property owner's monopoly is not "coerced." However, the "consent" argument is +so weak in conditions of inequality as to be useless (see sections +[2.4](append132.html#secf24) and [3.1](append133.html#secf31), for example) +and, moreover, it can and has been used to justify the state. In other words, +"consent" in and of itself does not ensure that a given regime is not statist +(see section [2.3](append132.html#secf23) for more on this). So an argument +along these lines is deeply flawed and can be used to justify regimes which +are little better than "industrial feudalism" (such as, as indicated in +[section B.4](secB4.html), company towns, for example -- an institution which +right-libertarianism has no problem with). Even the _"general libertarian law +code,"_ could be considered a "monopoly of government over a particular area," +particularly if ordinary people have no real means of affecting the law code, +either because it is market-driven and so is money-determined, or because it +will be "natural" law and so unchangeable by mere mortals. + +In other words, **if** the state _"arrogates to itself a monopoly of force, of +ultimate decision-making power, over a given area territorial area"_ +[Rothbard, **The Ethics of Liberty**, p. 170] then its pretty clear that the +property owner shares this power. The owner is, after all, the _"ultimate +decision-making power"_ in their workplace or on their land. If the boss takes +a dislike to you (for example, you do not follow their orders) then you get +fired. If you cannot get a job or rent the land without agreeing to certain +conditions (such as not joining a union or subscribing to the "defence firm" +approved by your employer) then you either sign the contract or look for +something else. Of course Rothbard fails to note that bosses have this +monopoly of power and is instead referring to _"prohibiting the voluntary +purchase and sale of defence and judicial services."_ [**Op. Cit.**, p. 171] +But just as surely as the law of contract allows the banning of unions from a +property, it can just as surely ban the sale and purchase of defence and +judicial services (it could be argued that market forces will stop this +happening, but this is unlikely as bosses usually have the advantage on the +labour market and workers have to compromise to get a job -- see section +[10.2](append1310.html#secf102) on why this is the case). After all, in the +company towns, only company money was legal tender and company police the only +law enforcers. + +Therefore, it is obvious that the "anarcho"-capitalist system meets the +Weberian criteria of a monopoly to enforce certain rules in a given area of +land. The _"general libertarian law code"_ is a monopoly and property owners +determine the rules that apply to their property. Moreover, if the rules that +property owners enforce are subject to rules contained in the monopolistic +_"general libertarian law code"_ (for example, that they cannot ban the sale +and purchase of certain products \-- such as defence -- on their own +territory) then "anarcho"-capitalism **definitely** meets the Weberian +definition of the state (as described by Ayn Rand as an institution _"that +holds the exclusive power to **enforce** certain rules of conduct in a given +geographical area"_ [**Capitalism: The Unknown Ideal**, p. 239]) as its "law +code" overrides the desires of property owners to do what they like on their +own property. + +Therefore, no matter how you look at it, "anarcho"-capitalism and its +"defence" market promotes a _"monopoly of ultimate decision making power"_ +over a _"given territorial area"_. It is obvious that for anarchists, the +"anarcho"-capitalist system is a state system. As, as we note, a reasonable +case can be made for it also being a state in "anarcho"-capitalist theory as +well. + +So, in effect, "anarcho"-capitalism has a **different** sort of state, one in +which bosses hire and fire the policeman. As Peter Sabatini notes [in +**Libertarianism: Bogus Anarchy**], _"[w]ithin Libertarianism, Rothbard +represents a minority perspective that actually argues for the total +elimination of the state. However Rothbard's claim as an anarchist is quickly +voided when it is shown that he only wants an end to the public state. In its +place he allows countless private states, with each person supplying their own +police force, army, and law, or else purchasing these services from capitalist +vendors. . . Rothbard sees nothing at all wrong with the amassing of wealth, +therefore those with more capital will inevitably have greater coercive force +at their disposal, just as they do now."_ + +Far from wanting to abolish the state, then, "anarcho"-capitalists only desire +to privatise it - to make it solely accountable to capitalist wealth. Their +"companies" perform the same services as the state, for the same people, in +the same manner. However, there is one slight difference. Property owners +would be able to select between competing companies for their "services." +Because such "companies" are employed by the boss, they would be used to +reinforce the totalitarian nature of capitalist firms by ensuring that the +police and the law they enforce are not even slightly accountable to ordinary +people. + +Looking beyond the "defence association" to the defence market itself (as we +argued in the [last section](append136.html#secf63)), this will become a +cartel and so become some kind of public state. The very nature of the private +state, its need to co-operate with others in the same industry, push it +towards a monopoly network of firms and so a monopoly of force over a given +area. Given the assumptions used to defend "anarcho"-capitalism, its system of +private statism will develop into public statism - a state run by managers +accountable only to the share-holding elite. + +To quote Peter Marshall again, the "anarcho"-capitalists _"claim that all +would benefit from a free exchange on the market, it is by no means certain; +any unfettered market system would most likely sponsor a reversion to an +unequal society with defence associations perpetuating exploitation and +privilege."_ [**Demanding the Impossible**, p. 565] History, and current +practice, prove this point. + +In short, "anarcho"-capitalists are not anarchists at all, they are just +capitalists who desire to see private states develop -- states which are +strictly accountable to their paymasters without even the sham of democracy we +have today. Hence a far better name for "anarcho"-capitalism would be +"private-state" capitalism. At least that way we get a fairer idea of what +they are trying to sell us. As Bob Black writes in **The Libertarian as +Conservative**, _"To my mind a right-wing anarchist is just a minarchist who'd +abolish the state to his own satisfaction by calling it something else. . . . +They don't denounce what the state does, they just object to who's doing it."_ + +## 6.5 What other effects would "free market" justice have? + +Such a system would be dangerous simply because of the power it places in the +hands of companies. As Michael Taylor notes, _"whether the [protection] market +is competitive or not, it must be remembered that the product is a peculiar +one: when we buy cars or shoes or telephone services we do not give the firm +power based on force, but armed protection agencies, like the state, make +customers (their own and others') vulnerable, and having given them power we +cannot be sure that they will use it only for our protection."_ [**Community, +Anarchy and Liberty**, p. 65] + +As we argued above, there are many reasons to believe that a "protection" +market will place most of society (bar the wealthy elite) in a "vulnerable" +position. One such reason is the assumptions of the "anarcho"-capitalists +themselves. As they note, capitalism is marked by an extreme division of +labour. Instead of everyone having all the skills they need, these skills are +distributed throughout society and all (so it is claimed) benefit. + +This applies equally to the "defence" market. People subscribe to a "defence +firm" because they either cannot or do not want the labour of having to +protect their own property and person. The skills of defence, therefore, are +concentrated in these companies and so these firms will have an advantage in +terms of experience and mental state (they are trained to fight) as well as, +as seems likely, weaponry. This means that most normal people will be somewhat +at a disadvantage if a cartel of defence firms decides to act coercively. The +division of labour society will discourage the spread of skills required for +sustained warfare throughout society and so, perhaps, ensure that customers +remain "vulnerable." The price of liberty may be eternal vigilance, but are +most people willing to include eternal preparation of war as well? For modern +society, the answer seems to be no, they prefer to let others do that (namely +the state and its armed forces). And, we should note, an armed society may be +a polite one, but its politeness comes from fear, **not** mutual respect and +so totally phoney and soul destroying. + +If we look at inequality within society, this may produce a ghettoisation +effect within "anarcho"-capitalism. As David Friedman notes, conflict between +defence firms is bad for business. Conflict costs money both in terms of +weaponry used and increased ("danger money") wages. For this reason he thinks +that peaceful co-operation will exist between firms. However, if we look at +poor areas with high crime rates then its clear that such an area will be a +dangerous place. In other words, it is very likely to be high in conflict. But +conflict increases costs, and so prices. Does this mean that those areas which +need police most will also have the highest prices for law enforcement? That +is the case with insurance now, so perhaps we will see whole areas turning +into Hobbesian anarchy simply because the high costs associated with dangerous +areas will make the effective demand for their services approach zero. + +In a system based on "private statism," police and justice would be determined +by "free market" forces. As indicated in section [B.4.1](secB4.html#secb41), +right-libertarians maintain that one would have few rights on other peoples' +property, and so the owner's will would be the law (possibly restricted +somewhat by a "general libertarian law code", perhaps not \-- see [last +section](append136.html#secf64)). In this situation, those who could not +afford police protection would become victims of roving bandits and rampant +crime, resulting in a society where the wealthy are securely protected in +their bastions by their own armed forces, with a bunch of poor crowded around +them for protection. This would be very similar to feudal Europe. + +The competing police forces would also be attempting to execute the laws of +their sponsors in areas that may not be theirs to begin with, which would lead +to conflicts unless everyone agreed to follow a "general libertarian law code" +(as Rothbard, for one, wants). If there were competing law codes, the problem +of whose "laws" to select and enforce would arise, with each of the wealthy +security sponsors desiring that their law control all of the land. And, as +noted earlier, if there were **one** "libertarian law code," this would be a +_"monopoly of government"_ over a given area, and therefore statist. + +In addition, it should be noted that the right-libertarian claim that under +their system anarchistic associations would be allowed as long as they are +formed voluntarily just reflects their usual vacuous concept of freedom. This +is because such associations would exist within and be subject to the "general +libertarian law code" of "anarcho"-capitalist society. These laws would +reflect and protect the interests and power of those with capitalist property, +meaning that unless these owners agree, trying to live an anarchist life would +be nearly impossible (its all fine and well to say that those with property +can do what they like, if you do not have property then experimentation could +prove difficult -- not to mention, of course, few areas are completely self- +sufficient meaning that anarchistic associations will be subject to market +forces, market forces which stress and reward the opposite of the values these +communes were set up to create). Thus we must **buy** the right to be free! + +If, as anarchists desire, most people refuse to recognise or defend the rights +of private property and freely associate accordingly to organise their own +lives and ignore their bosses, this would still be classed as "initiation of +force" under "anarcho"-capitalism, and thus repressed. In other words, like +any authoritarian system, the "rules" within "anarcho"-capitalism do not +evolve with society and its changing concepts (this can be seen from the +popularity of "natural law" with right-libertarians, the authoritarian nature +of which is discussed in [section 11](append1311.html)). + +Therefore, in "anarcho"-capitalism you are free to follow the (capitalist) +laws and to act within the limits of these laws. It is only within this +context that you can experiment (if you can afford to). If you act outside +these laws, then you will be subject to coercion. The amount of coercion +required to prevent such actions depends on how willing people are to respect +the laws. Hence it is not the case that an "anarcho"-capitalist society is +particularly conducive to social experimentation and free evolution, as its +advocates like to claim. Indeed, the opposite may be the case, as any +capitalist system will have vast differences of wealth and power within it, +thus ensuring that the ability to experiment is limited to those who can +afford it. As Jonathan Wolff points out, the _"image of people freely moving +from one utopia to another until they find their heaven, ignores the thought +that certain choices may be irreversible. . . This thought may lead to +speculation about whether a law of evolution would apply to the plural +utopias. Perhaps, in the long run, we may find the framework regulated by the +law of survival of the economically most fit, and so we would expect to see a +development not of diversity but of homogeneity. Those communities with great +market power would eventually soak up all but the most resistant of those +communities around them."_ [**Robert Nozick: Property, Justice and the Minimal +State**, p. 135] + +And if the initial distribution of resources is similar to that already +existing then the _"economically most fit"_ will be capitalistic (as argued in +section [J.5.12](secJ5.html#secj512), the capitalist market actively selects +against co-operatives even though they are more productive). Given the head +start provided by statism, it seems likely that explicitly capitalist utopia's +would remain the dominant type (particularly as the rights framework is such +as to protect capitalist property rights). Moreover, we doubt that most +"anarcho"-capitalists would embrace the ideology if it was more than likely +that non-capitalist utopias would overcome the capitalist ones (after all, +they **are** self-proclaimed capitalists). + +So, given that "anarcho"-capitalists who follow Murray Rothbard's ideas and +minimal-statist right-libertarians agree that **all** must follow the basic +_"general libertarian law code"_ which defends capitalist property rights, we +can safely say that the economically _"most fit"_ would be capitalist ones. +Hardly surprising if the law code reflects capitalist ideas of right and +wrong. In addition, as George Reitzer has argued (see **The McDonaldization of +Society**), capitalism is driven towards standardisation and conformity by its +own logic. This suggests that plurality of communities would soon be replaced +by a series of "communities" which share the same features of hierarchy and +ruling elites. ("Anarcho"-capitalists who follow David Friedman's ideas +consider it possible, perhaps likely, that a free market in laws will result +in one standard law code and so this also applies to that school as well) + +So, in the end, the "anarcho" capitalists argue that in their system you are +free to follow the (capitalist) law and work in the (capitalist) economy, and +if you are lucky, take part in a "commune" as a collective capitalist. How +**very** generous of them! Of course, any attempt to change said rules or +economy are illegal and would be stopped by private states. + +As well as indicating the falsity of "anarcho"-capitalist claims to support +"experimentation," this discussion has also indicated that coercion would not +be absent from "anarcho"-capitalism. This would be the case only if everyone +voluntarily respected private property rights and abided by the law (i.e. +acted in a capitalist-approved way). As long as you follow the law, you will +be fine -- which is exactly the same as under public statism. Moreover, if the +citizens of a society do not want a capitalist order, it may require a lot of +coercion to impose it. This can be seen from the experiences of the Italian +factory occupations in 1920 (see section [A.5.5](secA5.html#seca55)), in which +workers refused to accept capitalist property or authority as valid and +ignored it. In response to this change of thought within a large part of +society, the capitalists backed fascism in order to stop the evolutionary +process within society. + +The socialist economic historian Maurice Dobbs, after reviewing the private +armies in 1920s and 1930s America made much the same point: + +> _"When business policy takes the step of financing and arming a mass +political movement to capture the machinery of government, to outlaw opposing +forms of organisation and suppress hostile opinions we have merely a further +and more logical stage beyond [private armies]"_ [**Op, Cit.**, p. 357] + +(Noted Austrian Economist Ludwig von Mises whose extreme free market liberal +political and economic ideas inspired right-libertarianism in many ways had +this to say about fascism: _"It cannot be denied that Fascism and similar +movements aiming at the establishment of dictatorships are full of the best +intentions and that their intervention has, for the moment, saved European +civilisation. The merit that Fascism has thereby won for itself will live +eternally in history."_ [**Liberalism**, p. 51]) + +This example illustrates the fact that capitalism **per se** is essentially +authoritarian, because it is necessarily based on coercion and hierarchy, +which explains why capitalists have resorted to the most extreme forms of +authoritarianism -- including totalitarian dictatorship -- during crises that +threatened the fundamental rules of the system itself. There is no reason to +think that "anarcho"-capitalism would be any different. + +Since "anarcho"-capitalism, with its private states, does not actually want to +get rid of hierarchical forms of authority, the need for one government to +unify the enforcement activities of the various defence companies becomes +apparent. In the end, that is what "anarcho"-capitalism recognises with its +"general libertarian law code" (based either on market forces or "natural +law"). Thus it appears that one government/hierarchy over a given territory is +inevitable under any form of capitalism. That being the case, it is obvious +that a democratic form of statism, with its checks and balances, is preferable +to a dictatorship that imposes "absolute" property rights and so "absolute" +power. + +Of course, we do have another option than either private or public statism. +This is anarchism, the end of hierarchical authority and its replacement by +the "natural" authority of communal and workplace self-management. + diff --git a/markdown/append137.md b/markdown/append137.md new file mode 100644 index 0000000000000000000000000000000000000000..d65445f919a55ccac7c91977fe01deec31411a3c --- /dev/null +++ b/markdown/append137.md @@ -0,0 +1,754 @@ +# 7 How does the history of "anarcho"-capitalism show that it is not +anarchist? + +Of course, "anarcho"-capitalism does have historic precedents and +"anarcho"-capitalists spend considerable time trying to co-opt various +individuals into their self-proclaimed tradition of "anti-statist" liberalism. +That, in itself, should be enough to show that anarchism and +"anarcho"-capitalism have little in common as anarchism developed in +opposition to liberalism and its defence of capitalism. Unsurprisingly, these +"anti-state" liberals tended to, at best, refuse to call themselves anarchists +or, at worse, explicitly deny they were anarchists. + +One "anarcho"-capitalist overview of their tradition is presented by David M. +Hart. His perspective on anarchism is typical of the school, noting that in +his essay anarchism or anarchist _"are used in the sense of a political theory +which advocates the maximum amount of individual liberty, a necessary +condition of which is the elimination of governmental or other organised +force."_ [David M. Hart, _"Gustave de Molinari and the Anti-statist Liberal +Tradition: Part I"_, pp. 263-290, **Journal of Libertarian Studies**, vol. V, +no. 3, p. 284] Yet anarchism has **never** been solely concerned with +abolishing the state. Rather, anarchists have always raised economic and +social demands and goals along with their opposition to the state. As such, +anti-statism may be a necessary condition to be an anarchist, but not a +sufficient one to count a specific individual or theory as anarchist. + +Specifically, anarchists have turned their analysis onto private property +noting that the hierarchical social relationships created by inequality of +wealth (for example, wage labour) restricts individual freedom. This means +that if we do seek _"the maximum of individual liberty"_ then our analysis +cannot be limited to just the state or government. Consequently, to limit +anarchism as Hart does requires substantial rewriting of history, as can be +seen from his account of William Godwin. + +Hart tries to co-opt of William Godwin into the ranks of "anti-state" +liberalism, arguing that he _"defended individualism and the right to +property."_ [**Op. Cit.**, p. 265] He, of course, quotes from Godwin to +support his claim yet strangely truncates Godwin's argument to exclude his +conclusion that _"[w]hen the laws of morality shall be clearly understood, +their excellence universally apprehended, and themselves seen to be coincident +with each man's private advantage, the idea of property in this sense will +remain, but no man will have the least desire, for purposes of ostentation or +luxury, to possess more than his neighbours."_ [**An Enquiry into Political +Justice**, p. 199] In other words, personal property (possession) would still +exist but not private property in the sense of capital or inequality of +wealth. + +This analysis is confirmed in book 8 of Godwin's classic work entitled _**"On +Property."**_ Needless to say, Hart fails to mention this analysis, +unsurprising as it was later reprinted as a socialist pamphlet. Godwin thought +that the _"subject of property is the key-stone that completes the fabric of +political justice."_ Like Proudhon, Godwin subjects property as well as the +state to an anarchist analysis. For Godwin, there were _"three degrees"_ of +property. The first is possession of things you need to live. The second is +_"the empire to which every man is entitled over the produce of his own +industry."_ The third is _"that which occupies the most vigilant attention in +the civilised states of Europe. It is a system, in whatever manner +established, by which one man enters into the faculty of disposing of the +produce of another man's industry."_ He notes that it is _"clear therefore +that the third species of property is in direct contradiction to the second."_ +[**Op. Cit.**, p. 701 and p. 710-2] + +Godwin, unlike classical liberals, saw the need to _"point out the evils of +accumulated property,"_ arguing that the the _"spirit of oppression, the +spirit of servility, and the spirit of fraud . . . are the immediate growth of +the established administration of property. They are alike hostile to +intellectual and moral improvement."_ Like the socialists he inspired, Godwin +argued that _"it is to be considered that this injustice, the unequal +distribution of property, the grasping and selfish spirit of individuals, is +to be regarded as one of the original sources of government, and, as it rises +in its excesses, is continually demanding and necessitating new injustice, new +penalties and new slavery."_ He stressed, _"let it never be forgotten that +accumulated property is usurpation."_ [**Op. Cit.**, p. 732, pp. 717-8, and p. +718] + +Godwin argued against the current system of property and in favour of _"the +justice of an equal distribution of the good things of life."_ This would be +based on _"[e]quality of conditions, or, in other words, an equal admission to +the means of improvement and pleasure"_ as this _"is a law rigorously enjoined +upon mankind by the voice of justice."_ [**Op. Cit.**, p. 725 and p. 736] Thus +his anarchist ideas were applied to private property, noting like subsequent +anarchists that economic inequality resulted in the loss of liberty for the +many and, consequently, an anarchist society would see a radical change in +property and property rights. As Kropotkin noted, Godwin _"stated in 1793 in a +quite definite form the political and economic principle of Anarchism."_ +Little wonder he, like so many others, argued that Godwin was _"the first +theoriser of Socialism without government -- that is to say, of Anarchism."_ +[**Environment and Evolution**, p. 62 and p. 26] For Kropotkin, anarchism was +by definition not restricted to purely political issues but also attacked +economic hierarchy, inequality and injustice. As Peter Marshall confirms, +_"Godwin's economics, like his politics, are an extension of his ethics."_ +[**Demanding the Impossible**, p. 210] + +Godwin's theory of property is significant because it reflected what was to +become standard nineteenth century socialist thought on the matter. In +Britain, his ideas influenced Robert Owen and, as a result, the early +socialist movement in that country. His analysis of property, as noted, +predated Proudhon's classic anarchist analysis. As such, to state, as Hart +did, that Godwin simply _"concluded that the state was an evil which had to be +reduced in power if not eliminated completely"_ while not noting his analysis +of property gives a radically false presentation of his ideas. [Hart, **Op. +Cit.**, p. 265] However, it does fit into his flawed assertion that anarchism +is purely concerned with the state. Any evidence to the contrary is simply +ignored. + +## 7.1 Are competing governments anarchism? + +No, of course not. Yet according to "anarcho"-capitalism, it is. This can be +seen from the ideas of Gustave de Molinari. + +Hart is on firmer ground when he argues that the 19th century French economist +Gustave de Molinari is the true founder of "anarcho"-capitalism. With +Molinari, he argues, _"the two different currents of anarchist thought +converged: he combined the political anarchism of Burke and Godwin with the +nascent economic anarchism of Adam Smith and Say to create a new forms of +anarchism"_ that has been called _"anarcho-capitalism, or free market +anarchism."_ [**Op. Cit.**, p. 269] Of course, Godwin (like other anarchists) +did not limit his anarchism purely to "political" issues and so he discussed +_"economic anarchism"_ as well in his critique of private property (as +Proudhon also did later). As such, to artificially split anarchism into +political and economic spheres is both historically and logically flawed. +While some dictionaries limit "anarchism" to opposition to the state, +anarchists did and do not. + +The key problem for Hart is that Molinari refused to call himself an +anarchist. He did not even oppose government, as Hart himself notes Molinari +proposed a system of insurance companies to provide defence of property and +_"called these insurance companies 'governments' even though they did not have +a monopoly within a given geographical area."_ As Hart notes, Molinari was the +sole defender of such free-market justice at the time in France. [David M. +Hart, _"Gustave de Molinari and the Anti-statist Liberal Tradition: Part II"_, +pp. 399-434,**Journal of Libertarian Studies**, vol. V, no. 4, p. 415 and p. +411] Molinari was clear that he wanted _"a regime of free government,"_ +counterpoising _"monopolist or communist governments"_ to _"free +governments."_ This would lead to _"freedom of government"_ rather than its +abolition (not freedom **from** government). For Molinarie the future would +not bring _"the suppression of the state which is the dream of the anarchists +. . . It will bring the diffusion of the state within society. That is . . . +'a free state in a free society.'"_ [quoted by Hart, **Op. Cit.**, p. 429, p. +411 and p. 422] As such, Molinari can hardly be considered an anarchist, even +if "anarchist" is limited to purely being against government. + +Moreover, in another sense Molinari was in favour of the state. As we discuss +in [section 6](append136.html), these companies would have a monopoly within a +given geographical area -- they have to in order to enforce the property +owner's power over those who use, but do not own, the property in question. +The key contradiction can be seen in Molinari's advocating of company towns, +privately owned communities (his term was a _"proprietary company"_). Instead +of taxes, people would pay rent and the _"administration of the community +would be either left in the hands of the company itself or handled special +organisations set up for this purpose."_ Within such a regime _"those with the +most property had proportionally the greater say in matters which affected the +community."_ If the poor objected then they could simply leave. [**Op. Cit.**, +pp. 421-2 and p. 422] + +Given this, the idea that Molinari was an anarchist in any form can be +dismissed. His system was based on privatising government, not abolishing it +(as he himself admitted). This would be different from the current system, of +course, as landlords and capitalists would be hiring force directly to enforce +their decisions rather than relying on a state which they control indirectly. +This system, as we proved in [section 6](append136.html), would not be +anarchist as can be seen from American history. There capitalists and +landlords created their own private police forces and armies, which regularly +attacked and murdered union organisers and strikers. As an example, there is +Henry Ford's Service Department (private police force): + +> _"In 1932 a hunger march of the unemployed was planned to march up to the +gates of the Ford plant at Dearborn. . . The machine guns of the Dearborn +police and the Ford Motor Company's Service Department killed [four] and +wounded over a score of others. . . Ford was fundamentally and entirely +opposed to trade unions. The idea of working men questioning his prerogatives +as an owner was outrageous . . . [T]he River Rouge plant. . . was dominated by +the autocratic regime of Bennett's service men. Bennett . . organise[d] and +train[ed] the three and a half thousand private policemen employed by Ford. +His task was to maintain discipline amongst the work force, protect Ford's +property [and power], and prevent unionisation. . . Frank Murphy, the mayor of +Detroit, claimed that 'Henry Ford employs some of the worst gangsters in our +city.' The claim was well based. Ford's Service Department policed the gates +of his plants, infiltrated emergent groups of union activists, posed as +workers to spy on men on the line. . . Under this tyranny the Ford worker had +no security, no rights. So much so that any information about the state of +things within the plant could only be freely obtained from ex-Ford workers."_ +[Huw Beynon, **Working for Ford**, pp. 29-30] + +The private police attacked women workers handing out pro-union handbills and +gave them _"a severe beating."_ At Kansas and Dallas _"similar beatings were +handed out to the union men."_ This use of private police to control the work +force was not unique. General Motors _"spent one million dollars on espionage, +employing fourteen detective agencies and two hundred spies at one time +[between 1933 and 1936]. The Pinkerton Detective Agency found anti-unionism +its most lucrative activity."_ [**Op. Cit.**, p. 34 and p. 32] We must also +note that the Pinkerton's had been selling their private police services for +decades before the 1930s. For over 60 years the Pinkerton Detective Agency had +_"specialised in providing spies, agent provocateurs, and private armed forces +for employers combating labour organisations."_ By 1892 it _"had provided its +services for management in seventy major labour disputes, and its 2 000 active +agents and 30 000 reserves totalled more than the standing army of the +nation."_ [Jeremy Brecher, **Strike!**, p. 55] With this force available, +little wonder unions found it so hard to survive in the USA. + +Only an "anarcho"-capitalist would deny that this is a private government, +employing private police to enforce private power. Given that unions could be +considered as "defence" agencies for workers, this suggests a picture of how +"anarcho"-capitalism may work in practice radically different from the +pictures painted by its advocates. The reason is simple, it does not ignore +inequality and subjects economics to an anarchist analysis. Little wonder, +then, that Proudhon stressed that it _"becomes necessary for the workers to +form themselves into democratic societies, with equal conditions for all +members, on pain of a relapse into feudalism."_ Anarchism, in other words, +would see _"[c]apitalistic and proprietary exploitation stopped everywhere, +the wage system abolished"_ and so _"the economic organisation [would] +replac[e] the governmental and military system."_ [**The General Idea of the +Revolution**, p. 227 and p. 281] Clearly, the idea that Proudhon shared the +same political goal as Molinari is a joke. He would have dismissed such a +system as little more than an updated form of feudalism in which the property +owner is sovereign and the workers subjects (see [section B.4](secB4.html) for +more details). + +Unsurprisingly, Molinari (unlike the individualist anarchists) attacked the +jury system, arguing that its obliged people to _"perform the duties of +judges. This is pure communism."_ People would _"judge according to the colour +of their opinions, than according to justice."_ [quoted by Hart, **Op. Cit.**, +p. 409] As the jury system used amateurs (i.e. ordinary people) rather than +full-time professionals it could not be relied upon to defend the power and +property rights of the rich. As we noted in [section +1.4](append131.html#secf14), Rothbard criticised the individualist anarchists +for supporting juries for essentially the same reasons. + +But, as is clear from Hart's account, Molinari had little concern that working +class people should have a say in their own lives beyond consuming goods. His +perspective can be seen from his lament about those _"colonies where slavery +has been abolished without the compulsory labour being replaced with an +equivalent quantity of free [sic!] labour [i.e., wage labour], there has +occurred the opposite of what happens everyday before our eyes. Simple workers +have been seen to exploit in their turn the industrial **entrepreneurs,** +demanding from them wages which bear absolutely no relation to the legitimate +share in the product which they ought to receive. The planters were unable to +obtain for their sugar a sufficient price to cover the increase in wages, and +were obliged to furnish the extra amount, at first out of their profits, and +then out of their very capital. A considerable number of planters have been +ruined as a result . . . It is doubtless better that these accumulations of +capital should be destroyed than that generations of men should perish [Marx: +'how generous of M. Molinari'] but would it not be better if both survived?"_ +[quoted by Karl Marx, **Capital**, vol. 1, p. 937f] + +So workers exploiting capital is the _"opposite of what happens everyday +before our eyes"_? In other words, it is normal that entrepreneurs _"exploit"_ +workers under capitalism? Similarly, what is a _"legitimate share"_ which +workers _"ought to receive"_? Surely that is determined by the eternal laws of +supply and demand and not what the capitalists (or Molinari) thinks is right? +And those poor former slave drivers, they really do deserve our sympathy. What +horrors they face from the impositions subjected upon them by their ex- +chattels -- they had to reduce their profits! How dare their ex-slaves refuse +to obey them in return for what their ex-owners think was their _"legitimate +share in the produce"_! How _"simple"_ these workers are, not understanding +the sacrifices their former masters suffer nor appreciating how much more +difficult it is for their ex-masters to create _"the product"_ without the +whip and the branding iron to aid them! As Marx so rightly comments: _"And +what, if you please, is this 'legitimate share', which, according to +[Molinari's] own admission, the capitalist in Europe daily neglects to pay? +Over yonder, in the colonies, where the workers are so 'simple' as to +'exploit' the capitalist, M. Molinari feels a powerful itch to use police +methods to set on the right road that law of supply and demand which works +automatically everywhere else."_ [**Op. Cit.**, p. 937f] + +An added difficulty in arguing that Molinari was an anarchist is that he was a +contemporary of Proudhon, the first self-declared anarchist, and lived in a +country with a vigorous anarchist movement. Surely if he was really an +anarchist, he would have proclaimed his kinship with Proudhon and joined in +the wider movement. He did not, as Hart notes as regards Proudhon: + +> _"their differences in economic theory were considerable, and it is probably +for this reason that Molinari refused to call himself an anarchist in spite of +their many similarities in political theory. Molinari refused to accept the +socialist economic ideas of Proudhon . . . in Molinari's mind, the term +'anarchist' was intimately linked with socialist and statist economic views."_ +[**Op. Cit.**, p. 415] + +Yet Proudhon's economic views, like Godwin's, flowed from his anarchist +analysis and principles. They cannot be arbitrarily separated as Hart +suggests. So while arguing that _"Molinari was just as much an anarchist as +Proudhon,"_ Hart forgets the key issue. Proudhon was aware that private +property ensured that the proletarian did not exercise _"self-government"_ +during working hours, i.e. was not a self-governing individual. As for Hart +claiming that Proudhon had _"statist economic views"_ it simply shows how far +an "anarcho"-capitalist perspective is from genuine anarchism. Proudhon's +economic analysis, his critique of private property and capitalism, flowed +from his anarchism and was an integral aspect of it. + +To restrict anarchism purely to opposition to the state, Hart is impoverishing +anarchist theory and denying its history. Given that anarchism was born from a +critique of private property as well as government, this shows the false +nature of Hart's claim that _"Molinari was the first to develop a theory of +free-market, proprietary anarchism that extended the laws of the market and a +rigorous defence of property to its logical extreme."_ [**Op. Cit.**, p. 415 +and p. 416] Hart shows how far from anarchism Molinari was as Proudhon had +turned his anarchist analysis to property, showing that _"defence of +property"_ lead to the oppression of the many by the few in social +relationships identical to those which mark the state. Moreover, Proudhon, +argued the state would always be required to defend such social relations. +Privatising it would hardly be a step forward. + +Unsurprisingly, Proudhon dismissed the idea that the laissez faire capitalists +shared his goals. _"The school of Say,"_ Proudhon argued, was _"the chief +focus of counter-revolution next to the Jesuits"_ and _"has for ten years past +seemed to exist only to protect and applaud the execrable work of the +monopolists of money and necessities, deepening more and more the obscurity of +a science naturally difficult and full of complications."_ Much the same can +be said of "anarcho"- capitalists, incidentally. For Proudhon, _"the disciples +of Malthus and of Say, who oppose with all their might any intervention of the +State in matters commercial or industrial, do not fail to avail themselves of +this seemingly liberal attitude, and to show themselves more revolutionary +than the Revolution. More than one honest searcher has been deceived +thereby."_ However, this apparent "anti-statist" attitude of supporters of +capitalism is false as pure free market capitalism cannot solve the social +question, which arises because of capitalism itself. As such, it was +impossible to abolish the state under capitalism. Thus _"this inaction of +Power in economic matters was the foundation of government. What need should +we have of a political organisation, if Power once permitted us to enjoy +economic order?"_ Instead of capitalism, Proudhon advocated the _"constitution +of Value,"_ the _"organisation of credit,"_ the elimination of interest, the +_"establishment of workingmen's associations"_ and _"the use of a just +price."_ [**The General Idea of the Revolution**, p. 225, p. 226 and p. 233] + +Clearly, then, the claims that Molinari was an anarchist fail as he, unlike +his followers, were aware of what anarchism actually stood for. Hart, in his +own way, acknowledges this: + +> _"In spite of his protestations to the contrary, Molinari should be +considered an anarchist thinker. His attack on the state's monopoly of defence +must surely warrant the description of anarchism. His reluctance to accept +this label stemmed from the fact that the socialists had used it first to +describe a form of non-statist society which Molinari definitely opposed. Like +many original thinkers, Molinari had to use the concepts developed by others +to describe his theories. In his case, he had come to the same political +conclusions as the communist anarchists although he had been working within +the liberal tradition, and it is therefore not surprising that the terms used +by the two schools were not compatible. It would not be until the latter half +of the twentieth century that radical, free-trade liberals would use the word +'anarchist' to describe their beliefs."_ [**Op. Cit.**, p. 416] + +It should be noted that Proudhon was **not** a communist-anarchist, but the +point remains. The aims of anarchism were recognised by Molinari as being +inconsistent with his ideology. Consequently, he (rightly) refused the label. +If only his self-proclaimed followers in the _"latter half of the twentieth +century"_ did the same anarchists would not have to bother with them! + +As such, it seems ironic that the founder of "anarcho"-capitalism should have +come to the same conclusion as modern day anarchists on the subject of whether +his ideas are a form of anarchism or not! + +## 7.2 Is government compatible with anarchism? + +Of course not, but ironically this is the conclusion arrived at by Hart's +analyst of the British "voluntaryists," particularly Auberon Herbert. +Voluntaryism was a fringe part of the right-wing individualist movement +inspired by Herbert Spencer, a spokesman for free market capitalism in the +later half of the nineteenth century. As with Molinari, there is a problem +with presenting this ideology as anarchist, namely that its leading light, +Herbert, explicitly rejected the label "anarchist." + +Herbert was clearly aware of individualist anarchism and distanced himself +from it. He argued that such a system would be _"pandemonium."_ He thought +that people should _"not direct our attacks - as the anarchists do - **against +all government** , against government in itself"_ but _"only against the +overgrown, the exaggerated, the insolent, unreasonable and indefensible forms +of government, which are found everywhere today."_ Government should be +_"strictly limited to its legitimate duties in defence of self-ownership and +individual rights."_ He stressed that _"we are governmentalists . . . formally +constituted by the nation, employing in this matter of force the majority +method."_ Moreover, Herbert knew of, and rejected, individualist anarchism, +considering it to be _"founded on a fatal mistake."_ [**Essay X: The +Principles Of Voluntaryism And Free Life**] As such, claims that he was an +anarchist or "anarcho"-capitalist cannot be justified. + +Hart is aware of this slight problem, quoting Herbert's claim that he aimed +for _"regularly constituted government, generally accepted by all citizens for +the protection of the individual."_ [quoted by Hart, **Op. Cit.**, p. 86] Like +Molinari, Herbert was aware that anarchism was a form of socialism and that +the political aims could not be artificially separated from its economic and +social aims. As such, he was right **not** to call his ideas anarchism as it +would result in confusion (particularly as anarchism was a much larger +movement than his). As Hart acknowledges, _"Herbert faced the same problems +that Molinari had with labelling his philosophy. Like Molinari, he rejected +the term 'anarchism,' which he associated with the socialism of Proudhon and . +. . terrorism."_ While _"quite tolerant"_ of individualist anarchism, he +thought they _"were mistaken in their rejections of 'government.'"_ However, +Hart knows better than Herbert about his own ideas, arguing that his ideology +_"is in fact a new form of anarchism, since the most important aspect of the +modern state, the monopoly of the use of force in a given area, is rejected in +no uncertain terms by both men."_ [**Op. Cit.**, p. 86] He does mention that +Benjamin Tucker called Herbert a _"true anarchist in everything but name,"_ +but Tucker denied that Kropotkin was an anarchist suggesting that he was +hardly a reliable guide. [quoted by Hart, **Op. Cit.**, p. 87] As it stands, +it seems that Tucker was mistaken in his evaluation of Herbert's politics. + +Economically, Herbert was not an anarchist, arguing that the state should +protect Lockean property rights. Of course, Hart may argue that these economic +differences are not relevant to the issue of Herbert's anarchism but that is +simply to repeat the claim that anarchism is simply concerned with government, +a claim which is hard to support. This position cannot be maintained, given +that both Herbert and Molinari defended the right of capitalists and landlords +to force their employees and tenants to follow their orders. Their +"governments" existed to defend the capitalist from rebellious workers, to +break unions, strikes and occupations. In other words, they were a monopoly of +the use of force in a given area to enforce the monopoly of power in a given +area (namely, the wishes of the property owner). While they may have argued +that this was "defence of liberty," in reality it is defence of power and +authority. + +What about if we just look at the political aspects of his ideas? Did Herbert +actually advocate anarchism? No, far from it. He clearly demanded a minimal +state based on voluntary taxation. The state would not use force of any kind, +_"except for purposes of restraining force."_ He argued that in his system, +while _"the state should compel no services and exact no payments by force,"_ +it _"should be free to conduct many useful undertakings . . . in competition +with all voluntary agencies . . . in dependence on voluntary payments."_ +[Herbert, **Op. Cit.**] As such, _"the state"_ would remain and unless he is +using the term "state" in some highly unusual way, it is clear that he means a +system where individuals live under a single elected government as their +common law maker, judge and defender within a given territory. + +This becomes clearer once we look at how the state would be organised. In his +essay _"A Politician in Sight of Haven,"_ Herbert does discuss the franchise, +stating it would be limited to those who paid a voluntary _"income tax,"_ +anyone _"paying it would have the right to vote; those who did not pay it +would be -- as is just -- without the franchise. There would be no other +tax."_ The law would be strictly limited, of course, and the _"government . . +. must confine itself simply to the defense of life and property, whether as +regards internal or external defense."_ In other words, Herbert was a minimal +statist, with his government elected by a majority of those who choose to pay +their income tax and funded by that (and by any other voluntary taxes they +decided to pay). Whether individuals and companies could hire their own +private police in such a regime is irrelevant in determining whether it is an +anarchy. + +This can be best seen by comparing Herbert with Ayn Rand. No one would ever +claim Rand was an anarchist, yet her ideas were extremely similar to +Herbert's. Like Herbert, Rand supported laissez-faire capitalism and was +against the "initiation of force." Like Herbert, she extended this principle +to favour a government funded by voluntary means [_"Government Financing in a +Free Society,"_ **The Virtue of Selfishness**, pp. 116-20] Moreover, like +Herbert, she explicitly denied being an anarchist and, again like Herbert, +thought the idea of competing defence agencies ("governments") would result in +chaos. The similarities with Herbert are clear, yet no "anarcho"-capitalist +would claim that Rand was an anarchist, yet they do claim that Herbert was. + +This position is, of course, deeply illogical and flows from the non-anarchist +nature of "anarcho"-capitalism. Perhaps unsurprisingly, when Rothbard +discusses the ideas of the "voluntaryists" he fails to address the key issue +of who determines the laws being enforced in society. For Rothbard, the key +issue is **who** is enforcing the law, not where that law comes from (as long, +of course, as it is a law code he approves of). The implications of this is +significant, as it implies that "anarchism" need not be opposed to either the +state nor government! This can be clearly seen from Rothbard's analysis of +voluntary taxation. + +Rothbard, correctly, notes that Herbert advocated voluntary taxation as the +means of funding a state whose basic role was to enforce Lockean property +rights. For Rothbard, the key issue was **not** who determines the law but who +enforces it. For Rothbard, it should be privatised police and courts and he +suggests that the _"voluntary taxationists have never attempted to answer this +problem; they have rather stubbornly assumed that no one would set up a +competing defence agency within a State's territorial limits."_ If the state +**did** bar such firms, then that system is not a genuine free market. +However, _"if the government **did** permit free competition in defence +service, there would soon no longer be a central government over the +territory. Defence agencies, police and judicial, would compete with one +another in the same uncoerced manner as the producers of any other service on +the market."_ [**Power and Market**, p. 122 and p. 123] + +However, this misses the point totally. The key issue that Rothbard ignores is +who determines the laws which these private "defence" agencies would enforce. +If the laws are determined by a central government, then the fact that +citizen's can hire private police and attend private courts does not stop the +regime being statist. We can safely assume Rand, for example, would have had +no problem with companies providing private security guards or the hiring of +private detectives within the context of her minimal state. Ironically, +Rothbard stresses the need for such a monopoly legal system: + +> _"While 'the government' would cease to exist, the same cannot be said for a +constitution or a rule of law, which, in fact, would take on in the free +society a far more important function than at present. For the freely +competing judicial agencies would have to be guided by a body of absolute law +to enable them to distinguish objectively between defence and invasion. This +law, embodying elaborations upon the basic injunction to defend person and +property from acts of invasion, would be codified in the basic legal code. +Failure to establish such a code of law would tend to break down the free +market, for then defence against invasion could not be adequately achieved."_ +[**Op. Cit.**, p. 123-4] + +So if you violate the _"absolute law"_ defending (absolute) property rights +then you would be in trouble. The problem now lies in determining who sets +that law. Rothbard is silent on how his system of monopoly laws are determined +or specified. The "voluntaryists" did propose a solution, namely a central +government elected by the majority of those who voluntarily decided to pay an +income tax. In the words of Herbert: + +> _"We agree that there must be a central agency to deal with crime - an +agency that defends the liberty of all men, and employs force against the uses +of force; but my central agency rests upon voluntary support, whilst Mr. +Levy's central agency rests on compulsory support."_ [quoted by Carl Watner, +_"The English Individualists As They Appear In Liberty,"_ pp. 191-211, +**Benjamin R. Tucker and the Champions of Liberty**, p. 194] + +And all Rothbard is concerned over private cops would exist or not! This lack +of concern over the existence of the state and government flows from the +strange fact that "anarcho"-capitalists commonly use the term "anarchism" to +refer to any philosophy that opposes all forms of initiatory coercion. Notice +that government does not play a part in this definition, thus Rothbard can +analyse Herbert's politics without commenting on who determines the law his +private "defence" agencies enforce. For Rothbard, _"an anarchist society"_ is +defined _"as one where there is no legal possibility for coercive aggression +against the person and property of any individual."_ He then moved onto the +state, defining that as an _"institution which possesses one or both (almost +always both) of the following properties: (1) it acquires its income by the +physical coercion known as 'taxation'; and (2) it acquires and usually obtains +a coerced monopoly of the provision of defence service (police and courts) +over a given territorial area."_ [_"Society without a State"_, in **Nomos +XIX**, Pennock and Chapman (eds.)., p. 192] + +This is highly unusual definition of "anarchism," given that it utterly fails +to mention or define government. This, perhaps, is understandable as any +attempt to define it in terms of _"monopoly of decision-making power"_ results +in showing that capitalism is statist (see [section 1](append131.html) for a +summary). The key issue here is the term _"legal possibility."_ That +suggestions a system of laws which determine what is _"coercive aggression"_ +and what constitutes what is and what is not legitimate "property." Herbert is +considered by "anarcho"-capitalists as one of them. Which brings us to a +strange conclusion, that for "anarcho"-capitalists you can have a system of +"anarchism" in which there is a government and state -- as long as the state +does not impose taxation nor stop private police forces from operating! + +As Rothbard argues _"if a government based on voluntary taxation permits free +competition, the result will be the purely free-market system . . . The +previous government would now simply be one competing defence agency among +many on the market."_ [**Power and Market**, p. 124] That the government is +specifying what is and is not legal does not seem to bother him or even cross +his mind. Why should it, when the existence of government is irrelevant to his +definition of anarchism and the state? That private police are enforcing a +monopoly law determined by the government seems hardly a step in the right +direction nor can it be considered as anarchism. Perhaps this is unsurprising, +for under his system there would be _"a basic, common Law Code"_ which _"all +would have to abide by"_ as well as _"some way of resolving disputes that will +gain a majority consensus in society . . . whose decision will be accepted by +the great majority of the public."_ [_"Society without a State,"_ **Op. +Cit.**, p. 205] + +At least Herbert is clear that this would be a government system, unlike +Rothbard who assumes a monopoly law but seems to think that this is not a +government or a state. As David Wieck argued, this is illogical for according +to Rothbard _"all 'would have to' conform to the same legal code"_ and this +can only be achieved by means of _"the forceful action of adherents to the +code against those who flout it"_ and so _"in his system **there would stand +over against every individual the legal authority of all the others.** An +individual who did not recognise private property as legitimate would surely +perceive this as a tyranny of law, a tyranny of the majority or of the most +powerful -- in short, a hydra-headed state. If the law code is itself unitary, +then this multiple state might be said to have properly a single head -- the +law . . . But it looks as though one might still call this 'a state,' under +Rothbard's definition, by satisfying **de facto** one of his pair of +sufficient conditions: 'It asserts and usually obtains a coerced monopoly of +provision of defence service (police and courts) over a given territorial +area' . . . Hobbes's individual sovereign would seem to have become many +sovereigns -- with but one law, however, and in truth, therefore, a single +sovereign in Hobbes's more important sense of the latter term. One might +better, and less confusingly, call this a libertarian state than an anarchy."_ +[_"Anarchist Justice"_, in **Nomos XIX**, Pennock and Chapman (eds.)., pp. +216-7] + +The obvious recipients of the coercion of the new state would be those who +rejected the authority of their bosses and landlords, those who reject the +Lockean property rights Rothbard and Herbert hold dear. In such cases, the +rebels and any "defence agency" (like, say, a union) which defended them would +be driven out of business as it violated the law of the land. How this is +different from a state banning competing agencies is hard to determine. This +is a _"difficulty"_ argues Wieck, which _"results from the attachment of a +principle of private property, and of unrestricted accumulation of wealth, to +the principle of individual liberty. This increases sharply the possibility +that many reasonable people who respect their fellow men and women will find +themselves outside the law because of dissent from a property interpretation +of liberty."_ Similarly, there is the economic results of capitalism. _"One +can imagine,"_ Wieck continues, _"that those who lose out badly in the free +competition of Rothbard's economic system, perhaps a considerable number, +might regard the legal authority as an alien power, state for them, based on +violence, and might be quite unmoved by the fact that, just as under +nineteenth century capitalism, a principle of liberty was the justification +for it all."_ [**Op. Cit.**, p. 217 and pp. 217-8] + +## 7.3 Can there be a "right-wing" anarchism? + +Hart, of course, mentions the individualist anarchists, calling Tucker's ideas +_"**laissez faire** liberalism."_ [**Op. Cit.**, p. 87] However, Tucker called +his ideas _"socialism"_ and presented a left-wing critique of most aspects of +liberalism, particularly its Lockean based private property rights. Tucker +based much of his ideas on property on Proudhon, so if Hart dismisses the +latter as a socialist then this must apply to the former. Given that he notes +that there are _"two main kinds of anarchist thought,"_ namely _"communist +anarchism which denies the right of an individual to seek profit, charge rent +or interest and to own property"_ and a _"'right-wing' proprietary anarchism, +which vigorously defends these rights"_ then Tucker, like Godwin, would have +to be placed in the _"left-wing"_ camp. [_"Gustave de Molinari and the Anti- +statist Liberal Tradition: Part II"_, **Op. Cit.**, p. 427] Tucker, after all, +argued that he aimed for the end of profit, interest and rent and attacked +private property in land and housing beyond "occupancy and use." + +As can be seen, Hart's account of the history of "anti-state" liberalism is +flawed. Godwin is included only by ignoring his views on property, views which +in many ways reflects the later "socialist" (i.e. anarchist) analysis of +Proudhon. He then discusses a few individuals who were alone in their opinions +even within extreme free market right and all of whom knew of anarchism and +explicitly rejected the name for their respective ideologies. In fact, they +preferred the term _"government"_ to describe their systems which, on the face +of it, would be hard to reconcile with the usual "anarcho"-capitalist +definition of anarchism as being "no government." Hart's discussion of +individualist anarchism is equally flawed, failing to discuss their economic +views (just as well, as its links to "left-wing" anarchism would be obvious). + +However, the similarities of Molinari's views with what later became known as +"anarcho"-capitalism are clear. Hart notes that with Molinari's death in 1912, +_"liberal anti-statism virtually disappeared until it was rediscovered by the +economist Murray Rothbard in the late 1950's"_ [_"Gustave de Molinari and the +Anti-statist Liberal Tradition: Part III"_, **Op. Cit.**, p. 88] While this +fringe is somewhat bigger than previously, the fact remains that the ideas +expounded by Rothbard are just as alien to the anarchist tradition as +Molinari's. It is a shame that Rothbard, like his predecessors, did not call +his ideology something other than anarchism. Not only would it have been more +accurate, it would also have lead to much less confusion and no need to write +this section of the FAQ! As it stands, the only reason why +"anarcho"-capitalism is considered a form of "anarchism" by some is because +one person (Rothbard) decided to steal the name of a well established and +widespread political and social theory and movement and apply it to an +ideology with little, if anything, in common with it. + +As Hart inadvertently shows, it is not a firm base to build a claim. That +anyone can consider "anarcho"-capitalism as anarchist simply flows from a lack +of knowledge about anarchism. As numerous anarchists have argued. For example, +_"Rothbard's conjunction of anarchism with capitalism,"_ according to David +Wieck, _"results in a conception that is entirely outside the mainstream of +anarchist theoretical writings or social movements . . . this conjunction is a +self-contradiction."_ He stressed that _"the main traditions of anarchism are +entirely different. These traditions, and theoretical writings associated with +them, express the perspectives and the aspirations, and also, sometimes, the +rage, of the oppressed people in human society: not only those economically +oppressed, although the major anarchist movements have been mainly movements +of workers and peasants, but also those oppressed by power in all those social +dimensions . . . including of course that of political power expressed in the +state."_ In other words, _"anarchism represents . . . a moral commitment +(Rothbard's anarchism I take to be diametrically opposite)."_ [_"Anarchist +Justice"_, in **Nomos XIX**, Pennock and Chapman (eds.), p. 215, p. 229 and p. +234] + +It is a shame that some academics consider only the word Rothbard uses as +relevant rather than the content and its relation to anarchist theory and +history. If they did, they would soon realise that the expressed opposition of +so many anarchists to "anarcho"-capitalism is something which cannot be +ignored or dismissed. In other words, a "right-wing" anarchist cannot and does +not exist, no matter how often they use that word to describe their ideology. +As Bob Black put it, _"a right-wing anarchist is just a minarchist who'd +abolish the state to his own satisfaction by calling it something else . . . +They don't denounce what the state does, they just object to who's doing it."_ +[**Libertarian as Conservative**] + +The reason is simple. Anarchist economics and politics cannot be artificially +separated, they are linked. Godwin and Proudhon did not stop their analysis at +the state. They extended it the social relationships produced by inequality of +wealth, i.e. economic power as well as political power. To see why, we need +only consult Rothbard's work. As noted in the [last +section](append137.html#secf72), for Rothbard the key issue with the +"voluntary taxationists" was not who determined the _"body of absolute law"_ +but rather who enforced it. In his discussion, he argued that a democratic +"defence agency" is at a disadvantage in his "free market" system. As he put +it: + +> _"It would, in fact, be competing at a severe disadvantage, having been +established on the principle of 'democratic voting.' Looked at as a market +phenomenon, 'democratic voting' (one vote per person) is simply the method of +the consumer 'co-operative.' Empirically, it has been demonstrated time and +again that co-operatives cannot compete successfully against stock-owned +companies, especially when both are equal before the law. There is no reason +to believe that co-operatives for defence would be any more efficient. Hence, +we may expect the old co-operative government to 'wither away' through loss of +customers on the market, while joint-stock (i.e., corporate) defence agencies +would become the prevailing market form."_ + +Notice how he assumes that both a co-operative and corporation would be +_"equal before the law."_ But who determines that law? Obviously **not** a +democratically elected government, as the idea of "one person, one vote" in +determining the common law all are subject to is _"inefficient."_ Nor does he +think, like the individualist anarchists, that the law would be judged by +juries along with the facts. As we note in [section +1.4](append131.html#secf14), he rejects that in favour of it being determined +by _"Libertarian lawyers and jurists."_ Thus the law is unchangeable by +ordinary people and enforced by private defence agencies hired to protect the +liberty and property of the owning class. In the case of a capitalist economy, +this means defending the power of landlords and capitalists against rebel +tenants and workers. + +This means that Rothbard's _"common Law Code"_ will be determined, +interpreted, enforced and amended by corporations based on the will of the +majority of shareholders, i.e. the rich. That hardly seems likely to produce +equality before the law. As he argues in a footnote: + +> _"There is a strong **a priori** reason for believing that corporations will +be superior to co-operatives in any given situation. For if each owner +receives only one vote regardless of how much money he has invested in a +project (and earnings are divided in the same way), there is no incentive to +invest more than the next man; in fact, every incentive is the other way. This +hampering of investment militates strongly against the co-operative form."_ + +So **if** the law is determined by the defence agencies and courts then it +will be determined by those who have invested most in these companies. As it +is unlikely that the rich will invest in defence firms which do not support +their property rights, power, profits and definition of property rights, it is +clear that agencies which favour the wealthy will survive on the market. The +idea that market demand will counter this class rule seems unlikely, given +Rothbard's own argument. After all, in order to compete successfully you need +more than demand, you need source of investment. If co-operative defence +agencies do form, they will be at a market disadvantage due to lack of +investment. As argued in [section J.5.12](secJ5.html#secj512), even though co- +operatives are more efficient than capitalist firms lack of investment (caused +by the lack of control by capitalists Rothbard notes) stops them replacing +wage slavery. Thus capitalist wealth and power inhibits the spread of freedom +in production. If we apply his own argument to Rothbard's system, we suggest +that the market in "defence" will also stop the spread of more libertarian +associations thanks to capitalist power and wealth. In other words, like any +market, Rothbard's "defence" market will simply reflect the interests of the +elite, not the masses. + +Moreover, we can expect any democratic defence agency (like a union) to +support, say, striking workers or squatting tenants, to be crushed. This is +because, as Rothbard stresses, **all** "defence" firms would be expected to +apply the _"common"_ law, as written by _"Libertarian lawyers and jurists."_ +If they did not they would quickly be labelled "outlaw" agencies and crushed +by the others. Ironically, Tucker would join Bakunin and Kropotkin in an +"anarchist" court accused to violating "anarchist" law by practising and +advocating "occupancy and use" rather than the approved Rothbardian property +rights. Even if these democratic "defence" agencies could survive and not be +driven out of the market by a combination of lack of investment and violence +due to their "outlaw" status, there is another problem. As we discussed in +[section 1](append131.html), landlords and capitalists have a monopoly of +decision making power over their property. As such, they can simply refuse to +recognise any democratic agency as a legitimate defence association and use +the same tactics perfected against unions to ensure that it does not gain a +foothold in their domain (see [section 6](append136.html) for more details). + +Clearly, then, a "right-wing" anarchism is impossible as any system based on +capitalist property rights will simply be an oligarchy run by and for the +wealthy. As Rothbard notes, any defence agency based on democratic principles +will not survive in the "market" for defence simply because it does not allow +the wealthy to control it and its decisions. Little wonder Proudhon argued +that laissez-faire capitalism meant _"the victory of the strong over the weak, +of those who own property over those who own nothing."_ [quoted by Peter +Marshall, **Demanding the Impossible**, p. 259] + diff --git a/markdown/append138.md b/markdown/append138.md new file mode 100644 index 0000000000000000000000000000000000000000..2a0625b2d7f87501b4965b00477b55bc48fbc69a --- /dev/null +++ b/markdown/append138.md @@ -0,0 +1,1198 @@ +# 8 What role did the state take in the creation of capitalism? + +If the "anarcho"-capitalist is to claim with any plausibility that "real" +capitalism is non-statist or that it can exist without a state, it must be +shown that capitalism evolved naturally, in opposition to state intervention. +However, in reality, the opposite is the case. Capitalism was born from state +intervention and, in the words of Kropotkin, _"the State . . . and capitalism +. . . developed side by side, mutually supporting and re-enforcing each +other."_ [**Kropotkin's Revolutionary Pamphlets**, p. 181] + +Numerous writers have made this point. For example, in Karl Polanyi's flawed +masterpiece **The Great Transformation** we read that _"the road to the free +market was opened and kept open by an enormous increase in continuous, +centrally organised and controlled interventionism"_ by the state [p. 140]. +This intervention took many forms -- for example, state support during +"mercantilism," which allowed the "manufactures" (i.e. industry) to survive +and develop, enclosures of common land, and so forth. In addition, the slave +trade, the invasion and brutal conquest of the Americas and other "primitive" +nations, and the looting of gold, slaves, and raw materials from abroad also +enriched the European economy, giving the development of capitalism an added +boost. Thus Kropotkin: + +> _"The history of the genesis of capital has already been told by socialists +many times. They have described how it was born of war and pillage, of slavery +and serfdom, of modern fraud and exploitation. They have shown how it is +nourished by the blood of the worker, and how little by little it has +conquered the whole world."_ [**Op. Cit.**,p. 207] + +Or, if Kropotkin seems too committed to be fair, we have John Stuart Mill's +statement that: + +> _"The social arrangements of modern Europe commenced from a distribution of +property which was the result, not of just partition, or acquisition by +industry, but of conquest and violence. . . "_ [**Principles of Political +Economy**, p. 15] + +Therefore, when supporters of "libertarian" capitalism say they are against +the "initiation of force," they mean only **new** initiations of force; for +the system they support was born from numerous initiations of force in the +past. And, as can be seen from the history of the last 100 years, it also +requires state intervention to keep it going (section D.1, ["Why does state +intervention occur?,"](secD1.html) addresses this point in some detail). +Indeed, many thinkers have argued that it was precisely this state support and +coercion (particularly the separation of people from the land) that played the +**key** role in allowing capitalism to develop rather than the theory that +_"previous savings"_ did so. As the noted German thinker Franz Oppenheimer +argued, _"the concept of a 'primitive accumulation,' or an original store of +wealth, in land and in movable property, brought about by means of purely +economic forces"_ while _"seem[ing] quite plausible"_ is in fact _"utterly +mistaken; it is a 'fairly tale,' or it is a class theory used to justify the +privileges of the upper classes."_ [**The State**, pp. 5-6] + +This thesis will be discussed in the following sections. It is, of course, +ironic to hear right-wing libertarians sing the praises of a capitalism that +never existed and urge its adoption by all nations, in spite of the historical +evidence suggesting that only state intervention made capitalist economies +viable -- even in that Mecca of "free enterprise," the United States. As Noam +Chomsky argues, _"who but a lunatic could have opposed the development of a +textile industry in New England in the early nineteenth century, when British +textile production was so much more efficient that half the New England +industrial sector would have gone bankrupt without very high protective +tariffs, thus terminating industrial development in the United States? Or the +high tariffs that radically undermined economic efficiency to allow the United +States to develop steel and other manufacturing capacities? Or the gross +distortions of the market that created modern electronics?"_ [**World Orders, +Old and New**, p. 168]. To claim, therefore, that "mercantilism" is not +capitalism makes little sense. Without mercantilism, "proper" capitalism would +never have developed, and any attempt to divorce a social system from its +roots is ahistoric and makes a mockery of critical thought. + +Similarly, it is somewhat ironic when "anarcho"-capitalists and right +libertarians claim that they support the freedom of individuals to choose how +to live. After all, the working class was not given **that** particular choice +when capitalism was developing. Indeed, their right to choose their own way of +life was constantly violated and denied. So to claim that **now** (after +capitalism has been created) we get the chance to try and live as we like is +insulting in the extreme. The available options we have are not independent of +the society we live in and are decisively shaped by the past. To claim we are +"free" to live as we like (within the laws of capitalism) is basically to +argue that we are able to "buy" the freedom that every individual is due from +those who have stolen it from us in the first place! + +Needless to say, some right-libertarians recognise that the state played a +massive role in encouraging industrialisation (more correct to say +"proletarianisation" as it created a working class which did not own the tools +they used, although we stress that this process started on the land and not in +industry). So they contrast "bad" business people (who took state aid) and +"good" ones. Thus Rothbard's comment that Marxists have _"made no particular +distinction between 'bourgeoisie' who made use of the state, and bourgeoisie +who acted on the free market."_ [**The Ethics of Liberty**, p. 72] + +But such an argument is nonsense as it ignores the fact that the "free market" +is a network (and defined by the state by the property rights it enforces). +For example, the owners of the American steel and other companies who grew +rich and their companies big behind protectionist walls are obviously "bad" +bourgeoisie. But are the bourgeoisie who supplied the steel companies with +coal, machinery, food, "defence" and so on not also benefiting from state +action? And the suppliers of the luxury goods to the wealthy steel company +owners, did they not benefit from state action? Or the suppliers of +commodities to the workers that laboured in the steel factories that the +tariffs made possible, did they not benefit? And the suppliers to these +suppliers? And the suppliers to these suppliers? Did not the users of +technology first introduced into industry by companies protected by state +orders also not benefit? Did not the capitalists who had a large and landless +working class to select from benefit from the "land monopoly" even though they +may not have, unlike other capitalists, directly advocated it? It increased +the pool of wage labour for **all** capitalists and increased their bargaining +position/power in the labour market at the expense of the working class. In +other words, such a policy helped maintain capitalist market power, +irrespective of whether individual capitalists encouraged politicians to vote +to create/maintain it. And, similarly, **all** capitalists benefited from the +changes in common law to recognise and protect capitalist private property and +rights that the state enforced during the 19th century (see section +[B.2.5](secB2.html#secb25)). + +It appears that, for Rothbard, the collusion between state and business is the +fault, not of capitalism, but of particular capitalists. The system is pure; +only individuals are corrupt. But, for anarchists, the origins of the modern +state-capitalist system lies not in the individual qualities of capitalists as +such but in the dynamic and evolution of capitalism itself \-- a complex +interaction of class interest, class struggle, social defence against the +destructive actions of the market, individual qualities and so forth. In other +words, Rothbard's claims are flawed -- they fail to understand capitalism as a +**system** and its dynamic nature. + +Indeed, if we look at the role of the state in creating capitalism we could be +tempted to rename "anarcho"-capitalism "marxian-capitalism". This is because, +given the historical evidence, a political theory can be developed by which +the "dictatorship of the bourgeoisie" is created and that this capitalist +state "withers away" into anarchy. That this means rejecting the economic and +social ideas of Marxism and their replacement by their direct opposite should +not mean that we should reject the idea (after all, that is what +"anarcho"-capitalism has done to Individualist Anarchism!). But we doubt that +many "anarcho"-capitalists will accept such a name change (even though this +would reflect their politics far better; after all they do not object to past +initiations of force, just current ones and many do seem to think that the +modern state **will** wither away due to market forces). + +But this is beside the point. The fact remains that state action was required +to create and maintain capitalism. Without state support it is doubtful that +capitalism would have developed at all. + +So, when the right suggests that "we" be "left alone," what they mean by "we" +comes into clear focus when we consider how capitalism developed. Artisans and +peasants were only "left alone" to starve, and the working classes of +industrial capitalism were only "left alone" outside work and for only as long +as they respected the rules of their "betters." As for the other side of the +class divide, they desire to be "left alone" to exercise their power over +others, as we will see. That modern "capitalism" is, in effect, a kind of +"corporate mercantilism," with states providing the conditions that allow +corporations to flourish (e.g. tax breaks, subsidies, bailouts, anti-labour +laws, etc.) says more about the statist roots of capitalism than the +ideologically correct definition of capitalism used by its supporters. + +## 8.1 What social forces lay behind the rise of capitalism? + +Capitalist society is a relatively recent development. As Murray Bookchin +points out, for a _"long era, perhaps spanning more than five centuries,"_ +capitalism _"coexisted with feudal and simple commodity relationships"_ in +Europe. He argues that this period _"simply cannot be treated as +'transitional' without reading back the present into the past."_ [**From +Urbanisation to Cities**, p. 179] In other words, capitalism was not a +inevitable outcome of "history" or social evolution. + +He goes on to note that capitalism existed _"with growing significance in the +mixed economy of the West from the fourteenth century up to the seventeenth"_ +but that it _"literally exploded into being in Europe, particularly England, +during the eighteenth and especially nineteenth centuries."_ [**Op. Cit.**, p. +181] The question arises, what lay behind this _"growing significance"_? Did +capitalism _"explode"_ due to its inherently more efficient nature or where +there other, non-economic, forces at work? As we will show, it was most +definitely the later one -- capitalism was born not from economic forces but +from the political actions of the social elites which its usury enriched. +Unlike artisan (simple commodity) production, wage labour generates +inequalities and wealth for the few and so will be selected, protected and +encouraged by those who control the state in their own economic and social +interests. + +The development of capitalism in Europe was favoured by two social elites, the +rising capitalist class within the degenerating medieval cities and the +absolutist state. The medieval city was _"thoroughly changed by the gradual +increase in the power of commercial capital, due primarily to foreign trade. . +. By this the inner unity of the commune was loosened, giving place to a +growing caste system and leading necessarily to a progressive inequality of +social interests. The privileged minorities pressed ever more definitely +towards a centralisation of the political forces of the community. . . +Mercantilism in the perishing city republics led logically to a demand for +larger economic units [i.e. to nationalise the market]; and by this the desire +for stronger political forms was greatly strengthened. . . . Thus the city +gradually became a small state, paving the way for the coming national +state."_ [Rudolf Rocker, **Nationalism and Culture**, p. 94] + +The rising economic power of the proto-capitalists conflicted with that of the +feudal lords, which meant that the former required help to consolidate their +position. That aid came in the form of the monarchical state. With the force +of absolutism behind it, capital could start the process of increasing its +power and influence by expanding the "market" through state action. + +As far as the absolutist state was concerned, it _"was dependent upon the help +of these new economic forces, and vice versa. . . ." "The absolutist state,"_ +Rocker argues, _"whose coffers the expansion of commerce filled . . ., at +first furthered the plans of commercial capital. Its armies and fleets . . . +contributed to the expansion of industrial production because they demanded a +number of things for whose large-scale production the shops of small tradesmen +were no longer adapted. Thus gradually arose the so-called manufactures, the +forerunners of the later large industries."_ [**Op. Cit.**, p. 117-8] + +Some of the most important state actions from the standpoint of early industry +were the so-called Enclosure Acts, by which the "commons" -- the free farmland +shared communally by the peasants in most rural villages -- was "enclosed" or +incorporated into the estates of various landlords as private property (see +section [8.3](append138.html#secf83)). This ensured a pool of landless workers +who had no option but to sell their labour to capitalists. Indeed, the +widespread independence caused by the possession of the majority of households +of land caused the rising class of merchants to complain _"that men who should +work as wage-labourers cling to the soil, and in the naughtiness of their +hearts prefer independence as squatters to employment by a master."_ [R.H +Tawney, cited by Allan Elgar in **The Apostles of Greed**, p. 12] + +In addition, other forms of state aid ensured that capitalist firms got a head +start, so ensuring their dominance over other forms of work (such as co- +operatives). A major way of creating a pool of resources that could be used +for investment was the use of mercantilist policies which used protectionist +measures to enrich capitalists and landlords at the expense of consumers and +their workers. For example, one of most common complaints of early capitalists +was that workers could not turn up to work regularly. Once they had worked a +few days, they disappeared as they had earned enough money to live on. With +higher prices for food, caused by protectionist measures, workers had to work +longer and harder and so became accustomed to factory labour. In addition, +mercantilism allowed native industry to develop by barring foreign competition +and so allowed industrialists to reap excess profits which they could then use +to increase their investments. In the words of Marian-socialist economic +historian Maurice Dobbs: + +> _"In short, the Mercantile System was a system of State-regulated +exploitation through trade which played a highly important rule in the +adolescence of capitalist industry: it was essentially the economic policy of +an age of primitive accumulation."_ [**Studies in Capitalism Development**, p. +209] + +As Rocker summarises, _"when abolutism had victoriously overcome all +opposition to national unification, but its furthering of mercantilism and +economic monopoly it gave the whole social evolution a direction which could +only lead to capitalism."_ [**Op. Cit.**, pp. 116-7] + +This process of state aid in capitalist development was also seen in the +United States of America. As Edward Herman points out, the _"level of +government involvement in business in the United States from the late +eighteenth century to the present has followed a U-shaped pattern: There was +extensive government intervention in the pre-Civil War period (major +subsidies, joint ventures with active government participation and direct +government production), then a quasi-laissez faire period between the Civil +War and the end of the nineteenth century [a period marked by "the aggressive +use of tariff protection" and state supported railway construction, a key +factor in capitalist expansion in the USA], followed by a gradual upswing of +government intervention in the twentieth century, which accelerated after +1930."_ [**Corporate Control, Corporate Power**, p. 162] + +Such intervention ensured that income was transferred from workers to +capitalists. Under state protection, America industrialised by forcing the +consumer to enrich the capitalists and increase their capital stock. +_"According to one study, of the tariff had been removed in the 1830s 'about +half the industrial sector of New England would have been bankrupted' . . . +the tariff became a near-permanent political institution representing +government assistance to manufacturing. It kept price levels from being driven +down by foreign competition and thereby shifted the distribution of income in +favour of owners of industrial property to the disadvantage of workers and +customers."_ [Richard B. Du Boff, **Accumulation and Power**, p. 56] + +This protection was essential, for as Du Boff notes, the _"end of the European +wars in 1814 . . . reopened the United States to a flood of British imports +that drove many American competitors out of business. Large portions of the +newly expanded manufacturing base were wiped out, bringing a decade of near- +stagnation."_ Unsurprisingly, the _"era of protectionism began in 1816, with +northern agitation for higher tariffs. . . "_ [**Op. Cit.**, p. 14, p. 55] + +Combined with ready repression of the labour movement and government +"homesteading" acts (see section [8.5](append138.html#secf85)), tariffs were +the American equivalent of mercantilism (which, after all, was above all else +a policy of protectionism, i.e. the use of government to stimulate the growth +of native industry). Only once America was at the top of the economic pile did +it renounce state intervention (just as Britain did, we must note). + +This is **not** to suggest that government aid was limited to tariffs. The +state played a key role in the development of industry and manufacturing. As +John Zerzan notes, the _"role of the State is tellingly reflected by the fact +that the 'armoury system' now rivals the older 'American system of +manufactures' term as the more accurate to describe the new system of +production methods"_ developed in the early 1800s. [**Elements of Refusal**, +p. 100] Moreover, the _"lead in technological innovation [during the US +Industrial Revolution] came in armaments where assured government orders +justified high fixed-cost investments in special-pursue machinery and +managerial personnel. Indeed, some of the pioneering effects occurred in +government-owned armouries."_ [William Lazonick, **Competitive Advantage on +the Shop Floor**, p. 218] The government also _"actively furthered this +process [of "commercial revolution"] with public works in transportation and +communication."_ [Richard B. Du Boff, **Op. Cit.**, p. 15] + +In addition to this "physical" aid, _"state government provided critical help, +with devices like the chartered corporation"_ [**Ibid.**] and, as we noted in +section [B.2.5](secB2.html#secb25), changes in the legal system which favoured +capitalist interests over the rest of society. + +Interestingly, there was increasing inequality between 1840 and 1860 in the +USA This coincided with the victory of wage labour and industrial capitalism +-- the 1820s _"constituted a watershed in U.S. life. By the end of that decade +. . .industrialism assured its decisive American victory, by the end of the +1830s all of its cardinal features were definitely present."_ [John Zerzan, +**Op. Cit.**, p. 99] This is unsurprising, for as we have argued many times, +the capitalist market tends to increase, not reduce, inequalities between +individuals and classes. Little wonder the Individualist Anarchists at the +time denounced the way that property had been transformed into _"a power [with +which] to accumulate an income"_ (to use the words of J.K. Ingalls). + +Over all, as Paul Ormerod puts it, the _"advice to follow pure free-market +polices seems . . . to be contrary to the lessons of virtually the whole of +economic history since the Industrial Revolution . . . every country which has +moved into . . . strong sustained growth . . . has done so in outright +violation of pure, free-market principles." "The model of entrepreneurial +activity in the product market, with judicious state support plus repression +in the labour market, seems to be a good model of economic development."_ +[**The Death of Economics**, p. 63] + +Thus the social forces at work creating capitalism was a combination of +capitalist activity and state action. But without the support of the state, it +is doubtful that capitalist activity would have been enough to generate the +initial accumulation required to start the economic ball rolling. Hence the +necessity of Mercantilism in Europe and its modified cousin of state aid, +tariffs and "homestead acts" in America. + +## 8.2 What was the social context of the statement "laissez-faire?" + +The honeymoon of interests between the early capitalists and autocratic kings +did not last long. _"This selfsame monarchy, which for weighty reasons sought +to further the aims of commercial capital and was. . . itself aided in its +development by capital, grew at last into a crippling obstacle to any further +development of European industry."_ [Rudolf Rocker, **Nationalism and +Culture**, p. 117] + +This is the social context of the expression _"laissez-faire"_ \-- a system +which has outgrown the supports that protected it in its early stages of +growth. Just as children eventually rebel against the protection and rules of +their parents, so the capitalists rebelled against the over-bearing support of +the absolutist state. Mercantilist policies favoured some industries and +harmed the growth of industrial capitalism in others. The rules and +regulations imposed upon those it did favour reduced the flexibility of +capitalists to changing environments. As Rocker argues, _"no matter how the +abolutist state strove, in its own interest, to meety the demands of commerce, +it still put on industry countless fetters which became gradually more and +more oppressive . . . [it] became an unbearable burden . . . which paralysed +all economic and social life."_ [_Op. Cit._, p. 119] All in all, mercantilism +became more of a hindrance than a help and so had to be replaced. With the +growth of economic and social power by the capitalist class, this replacement +was made easier. + +Errico Malatesta notes, _"[t]he development of production, the vast expansion +of commerce, the immeasurable power assumed by money . . . have guaranteed +this supremacy [of economic power over the political power] to the capitalist +class which, no longer content with enjoying the support of the government, +demanded that government arise from its own ranks. A government which owed its +origin to the right of conquest . . . though subject by existing circumstances +to the capitalist class, went on maintaining a proud and contemptuous attitude +towards its now wealthy former slaves, and had pretensions to independence of +domination. That government was indeed the defender, the property owners' +gendarme, but the kind of gendarmes who think they are somebody, and behave in +an arrogant manner towards the people they have to escort and defend, when +they don't rob or kill them at the next street corner; and the capitalist +class got rid of it . . . [and replaced it] by a government [and state] . . . +at all times under its control and specifically organised to defend that class +against any possible demands by the disinherited."_ [**Anarchy**, pp. 19-20] + +Malatesta here indicates the true meaning of _"leave us alone,"_ or _"laissez- +faire."_ The **absolutist** state (not "the state" per se) began to interfere +with capitalists' profit-making activities and authority, so they determined +that it had to go -- as happened, for example, in the English, French and +American revolutions. However, in other ways, state intervention in society +was encouraged and applauded by capitalists. _"It is ironic that the main +protagonists of the State, in its political and administrative authority, were +the middle-class Utilitarians, on the other side of whose Statist banner were +inscribed the doctrines of economic Laissez Faire"_ [E.P. Thompson, **The +Making of the English Working Class**, p. 90]. Capitalists simply wanted +**capitalist** states to replace monarchical states, so that heads of +government would follow state economic policies regarded by capitalists as +beneficial to their class as a whole. And as development economist Lance +Taylor argues: + +> _"In the long run, there are no laissez-faire transitions to modern economic +growth. The state has always intervened to create a capitalist class, and then +it has to regulate the capitalist class, and then the state has to worry about +being taken over by the capitalist class, but the state has always been +there."_ [quoted by Noam Chomsky, **Year 501**, p. 104] + +In order to attack mercantilism, the early capitalists had to ignore the +successful impact of its policies in developing industry and a "store of +wealth" for future economic activity. As William Lazonick points out, _"the +political purpose of [Adam Smith's] the **Wealth of Nations** was to attack +the mercantilist institutions that the British economy had built up over the +previous two hundred years. . . In his attack on these institutions, Smith +might have asked why the extent of the world market available to Britain in +the late eighteenth century was **so uniquely under British control.** If +Smith had asked this 'big question,' he might have been forced to grant credit +for [it] . . . to the very mercantilist institutions he was attacking . . ."_ +Moreover, he _"might have recognised the integral relation between economic +and political power in the rise of Britain to international dominance."_ +Overall, _"[w]hat the British advocates of laissez-faire neglected to talk +about was the role that a system of national power had played in creating +conditions for Britain to embark on its dynamic development path . . . They +did not bother to ask how Britain had attained th[e] position [of 'workshop of +the world'], while they conveniently ignored the on going system of national +power - the British Empire -- that . . . continued to support Britain's +position."_ [**Business Organisation and the Myth of the Market Economy**, p. +2, p. 3, p.5] + +Similar comments are applicable to American supporters of laissez faire who +fail to notice that the "traditional" American support for world-wide free +trade is quite a recent phenomenon. It started only at the end of the Second +World War (although, of course, **within** America military Keynesian policies +were utilised). While American industry was developing, the country had no +time for laissez-faire. After it had grown strong, the United States began +preaching laissez-faire to the rest of the world -- and began to kid itself +about its own history, believing its slogans about laissez-faire as the secret +of its success. In addition to the tariff, nineteenth-century America went in +heavily for industrial planning--occasionally under that name but more often +in the name of national defence. The military was the excuse for what is today +termed rebuilding infrastructure, picking winners, promoting research, and co- +ordinating industrial growth (as it still is, we should add). + +As Richard B. Du Boff points out, the "anti-state" backlash of the 1840s +onwards in America was highly selective, as the general opinion was that +_"[h]enceforth, if governments wished to subsidise private business +operations, there would be no objection. But if public power were to be used +to control business actions or if the public sector were to undertake economic +initiatives on its own, it would run up against the determined opposition of +private capital."_ [**Accumulation and Power**, p. 26] In other words, the +state could aid capitalists indirectly (via tariffs, land policy, repression +of the labour movement, infrastructure subsidy and so on) and it would "leave +them alone" to oppress and exploit workers, exploit consumers, build their +industrial empires and so forth. + +So, the expression "laissez-faire" dates from the period when capitalists were +objecting to the restrictions that helped create them in the first place. It +has little to do with freedom as such and far more to do with the needs of +capitalist power and profits (as Murray Bookchin argues, it is an error to +depict this _"revolutionary era and its democratic aspirations as 'bourgeois,' +an imagery that makes capitalism a system more committed to freedom, or even +ordinary civil liberties, than it was historically"_ [**From Urbanisation to +Cities**, p. 180f]). Takis Fotopoules, in his essay _"The Nation-state and the +Market"_, indicates that the social forces at work in "freeing" the market did +not represent a "natural" evolution towards freedom: + +> _"Contrary to what liberals and Marxists assert, marketisation of the +economy was not just an evolutionary process, following the expansion of trade +under mercantilism . . . modern [i.e. capitalist] markets did not evolve out +of local markets and/or markets for foreign goods . . . the nation-state, +which was just emerging at the end of the Middle Ages, played a crucial role +creating the conditions for the 'nationalisation' of the market . . . and . . +. by freeing the market [i.e. the rich and proto-capitalists] from effective +social control."_ [**Society and Nature**, Vol. 3, pp. 44-45] + +The "freeing" of the market thus means freeing those who "own" most of the +market (i.e. the wealthy elite) from _"effective social control,"_ but the +rest of society was not as lucky. Peter Kropotkin makes a similar point in +**Modern Science and Anarchism**, _"[w]hile giving the capitalist any degree +of free scope to amass his wealth at the expense of the helpless labourers, +the government has **nowhere** and **never**. . .afforded the labourers the +opportunity 'to do as they pleased'."_ [**Kropotkin's Revolutionary +Pamphlets**, p. 182] + +The one essential form of support the "Libertarian" right wants the state (or +"defence" firms) to provide capitalism is the enforcement of property rights +-- the right of property owners to "do as they like" on their own property, +which can have obvious and extensive social impacts. What "libertarian" +capitalists object to is attempts by others -- workers, society as a whole, +the state, etc. -- to interfere with the authority of bosses. That this is +just the defence of privilege and power (and **not** freedom) has been +discussed in [section B](secBcon.html) and elsewhere in [ section +F](append13con.html), so we will not repeat ourselves here. + +Samuel Johnson once observed that _"we hear the loudest **yelps** for liberty +among the drivers of Negroes."_ Our modern "libertarian" capitalist drivers of +wage-slaves are yelping for exactly the same kind of "liberty." [Johnson +quoted in Noam Chomsky, **Year 501**, p. 141] + +## 8.3 What other forms did state intervention in creating capitalism take? + +Beyond being a paymaster for new forms of production and social relations and +defending the owners' power, the state intervened economically in other ways +as well. As we noted in section [B.2.5](secB2.html#secb25), the state played a +key role in transforming the law codes of society in a capitalistic fashion, +ignoring custom and common law to do so. Similarly, the use of tariffs and the +granting of monopolies to companies played an important role in accumulating +capital at the expense of working people, as did the breaking of unions and +strikes by force. + +However, one of the most blatant of these acts was the enclosure of common +land. In Britain, by means of the Enclosure Acts, land that had been freely +used by poor peasants for farming their small family plots was claimed by +large landlords as private property. As E.P. Thompson notes, _"Parliament and +law imposed capitalist definitions to exclusive property in land"_ [**Customs +in Common**, p. 163]. Property rights, which exclusively favoured the rich, +replaced the use rights and free agreement that had governed peasant's use of +the commons. Unlike use rights, which rest in the individual, property rights +require state intervention to create and maintain. + +This stealing of the land should not be under estimated. Without land, you +cannot live and have to sell your liberty to others. This places those with +capital at an advantage, which will tend to increase, rather than decrease, +the inequalities in society (and so place the landless workers at an +increasing disadvantage over time). This process can be seen from early stages +of capitalism. With the enclosure of the land, an agricultural workforce was +created which had to travel where the work was. This influx of landless ex- +peasants into the towns ensured that the traditional guild system crumbled and +was transformed into capitalistic industry with bosses and wage slaves rather +than master craftsmen and their journeymen. Hence the enclosure of land played +a key role, for _"it is clear that economic inequalities are unlikely to +create a division of society into an employing master class and a subject +wage-earning class, unless access to the mans of production, including land, +is by some means or another barred to a substantial section of the +community."_ [Maurice Dobbs, **Studies in Capitalist Development**, p. 253] + +The importance of access to land is summarised by this limerick by the +followers of Henry George (a 19th century writer who argued for a _"single +tax"_ and the nationalisation of land). The Georgites got their basic argument +on the importance of land down these few, excellent lines: + +_ A college economist planned +To live without access to land +He would have succeeded +But found that he needed +Food, shelter and somewhere to stand. + +_ Thus the Individualist (and other) anarchists' concern over the _"land +monopoly"_ of which the Enclosure Acts were but one part. The land monopoly, +to use Tucker's words, _"consists in the enforcement by government of land +titles which do not rest upon personal occupancy and cultivation."_ [**The +Anarchist Reader**, p. 150] It is important to remember that wage labour first +developed on the land and it was the protection of land titles of landlords +and nobility, combined with enclosure, that meant people could not just work +their own land. + +In other words, the circumstances so created by enclosing the land and +enforcing property rights to large estates ensured that capitalists did not +have to point a gun at workers head to get them to work long hours in +authoritarian, dehumanising conditions. In such circumstances, when the +majority are dispossessed and face the threat of starvation, poverty, +homelessness and so on, "initiation of force" is **not required.** But guns +**were** required to enforce the system of private property that created the +labour market in the first place, to enforce the enclosure of common land and +protect the estates of the nobility and wealthy. + +In addition to increasing the availability of land on the market, the +enclosures also had the effect of destroying working-class independence. +Through these Acts, innumerable peasants were excluded from access to their +former means of livelihood, forcing them to migrate to the cities to seek work +in the newly emerging factories of the budding capitalist class, who were thus +provided with a ready source of cheap labour. The capitalists, of course, did +not describe the results this way, but attempted to obfuscate the issue with +their usual rhetoric about civilisation and progress. Thus John Bellers, a +17th-century supporter of enclosures, claimed that commons were _"a hindrance +to Industry, and . . . Nurseries of Idleness and Insolence."_ The _"forests +and great Commons make the Poor that are upon them too much like the +**indians.**"_ [quoted by Thompson, **Op. Cit.**, p. 163] Elsewhere Thompson +argues that the commons _"were now seen as a dangerous centre of indiscipline +. . . Ideology was added to self-interest. It became a matter of public- +spirited policy for gentlemen to remove cottagers from the commons, reduce his +labourers to dependence . . ."_ [**The Making of the English Working Class**, +pp. 242-3] + +The commons gave working-class people a degree of independence which allowed +them to be "insolent" to their betters. This had to be stopped, as it +undermined to the very roots of authority relationships within society. The +commons **increased** freedom for ordinary people and made them less willing +to follow orders and accept wage labour. The reference to "Indians" is +important, as the independence and freedom of Native Americans is well +documented. The common feature of both cultures was communal ownership of the +means of production and free access to it (usufruct). This is discussed +further in section I.7 ([Won't Libertarian Socialism destroy +individuality?](secI7.html)) + +As the early American economist Edward Wakefield noted in 1833, _"where land +is cheap and all are free, where every one who so pleases can easily obtain a +piece of land for himself, not only is labour dear, as respects the labourer's +share of the product, but the difficulty is to obtain combined labour at any +price."_ [**England and America**, quoted by Jeremy Brecher and Tim Costello, +**Commonsense for Hard Times**, p. 24] + +The enclosure of the commons (in whatever form it took -- see section +[8.5](append138.html#secf85) for the US equivalent) solved both problems -- +the high cost of labour, and the freedom and dignity of the worker. The +enclosures perfectly illustrate the principle that capitalism requires a state +to ensure that the majority of people do not have free access to any means of +livelihood and so must sell themselves to capitalists in order to survive. +There is no doubt that if the state had "left alone" the European peasantry, +allowing them to continue their collective farming practices ("collective +farming" because, as Kropotkin shows in **Mutual Aid**, the peasants not only +shared the land but much of the farm labour as well), capitalism could not +have taken hold (see **Mutual Aid**, pp. 184-189, for more on the European +enclosures). As Kropotkin notes, _"[i]nstances of commoners themselves +dividing their lands were rare, everywhere the State coerced them to enforce +the division, or simply favoured the private appropriation of their lands"_ by +the nobles and wealthy. [**Mutual Aid**, p. 188] + +Thus Kropotkin's statement that _"to speak of the natural death of the village +community [or the commons] in virtue of economical law is as grim a joke as to +speak of the natural death of soldiers slaughtered on a battlefield."_ [**Op. +Cit.**, p. 189] + +Like the more recent case of fascist Chile, "free market" capitalism was +imposed on the majority of society by an elite using the authoritarian state. +This was recognised by Adam Smith when he opposed state intervention in **The +Wealth of Nations**. In Smith's day, the government was openly and unashamedly +an instrument of wealth owners. Less than 10 per cent of British men (and no +women) had the right to vote. When Smith opposed state interference, he was +opposing the imposition of wealth owners' interests on everybody else (and, of +course, how "liberal", nevermind "libertarian", is a political system in which +the many follow the rules and laws set-down in the so-called interests of all +by the few? As history shows, any minority given, or who take, such power +**will** abuse it in their own interests). Today, the situation is reversed, +with neo-liberals and right libertarians opposing state interference in the +economy (e.g. regulation of Big Business) so as to prevent the public from +having even a minor impact on the power or interests of the elite. + +The fact that "free market" capitalism always requires introduction by an +authoritarian state should make all honest "Libertarians" ask: How "free" is +the "free market"? And why, when it is introduced, do the rich get richer and +the poor poorer? This was the case in Chile (see [Section C.11](secC11.html)). +For the poverty associated with the rise of capitalism in England 200 years +ago, E.P. Thompson's **The Making of the English Working Class** provides a +detailed discussion. Howard Zinn's **A People's History of the United States** +describes the poverty associated with 19th-century US capitalism. + +## 8.4 Aren't the enclosures a socialist myth? + +The short answer is no, they are not. While a lot of historical analysis has +been spent in trying to deny the extent and impact of the enclosures, the +simple fact is (in the words of noted historian E.P. Thompson) enclosure _"was +a plain enough case of class robbery, played according to the fair rules of +property and law laid down by a parliament of property-owners and lawyers."_ +[**The Making of the English Working Class**, pp. 237-8] + +The enclosures were one of the ways that the _"land monopoly"_ was created. +The land monopoly was used to refer to capitalist property rights and +ownership of land by (among others) the Individualist Anarchists. Instead of +an _"occupancy and use"_ regime advocated by anarchists, the land monopoly +allowed a few to bar the many from the land -- so creating a class of people +with nothing to sell but their labour. While this monopoly is less important +these days in developed nations (few people know how to farm) it was essential +as a means of consolidating capitalism. Given the choice, most people +preferred to become independent farmers rather than wage workers (see [next +section](append138.html#secf85)). + +However, the importance of the enclosure movement is downplayed by supporters +of capitalism. Little wonder, for it is something of an embarrassment for them +to acknowledge that the creation of capitalism was somewhat less than +"immaculate" -- after all, capitalism is portrayed as an almost ideal society +of freedom. To find out that an idol has feet of clay and that we are still +living with the impact of its origins is something pro-capitalists must deny. +So **is** the enclosures a socialist myth? Most claims that it is flow from +the work of the historian J.D. Chambers' famous essay _"Enclosures and the +Labour Supply in the Industrial Revolution."_ [**Economic History Review**, +2nd series, no. 5, August 1953] In this essay, Chambers attempts to refute +Karl Marx's account of the enclosures and the role it played in what Marx +called _"primitive accumulation."_ + +We cannot be expected to provide an extensive account of the debate that has +raged over this issue. All we can do is provide a summary of the work of +William Lazonick who presented an excellent reply to those who claim that the +enclosures were an unimportant historical event. We are drawing upon his +summary of his excellent essay _"Karl Marx and Enclosures in England"_ +[**Review of Radical Political Economy**, no. 6, Summer, 1974] which can be +found in his books **Competitive Advantage on the Shop Floor** and **Business +Organisation and the Myth of the Market Economy**. There are three main claims +against the socialist account of the enclosures. We will cover each in turn. + +Firstly, it is often claimed that the enclosures drove the uprooted cottager +and small peasant into industry. However, this was never claimed. It is +correct that the agricultural revolution associated with the enclosures +**increased** the demand for farm labour as claimed by Chambers and others. +And this is the whole point - enclosures created a pool of dispossessed +labourers who had to sell their time/liberty to survive. The _"critical +transformation was not the level of agricultural employment before and after +enclosure but the changes in employment relations caused by the reorganisation +of landholdings and the reallocation of access to land."_ [**Competitive +Advantage on the Shop Floor**, p. 30] Thus the key feature of the enclosures +was that it created a supply for farm labour, a supply that had no choice but +to work for another. This would drive down wages and increase demand. +Moreover, freed from the land, these workers could later move to the towns in +search for better work. + +Secondly, it is argued that the number of small farm owners increased, or at +least did not greatly decline, and so the enclosure movement was unimportant. +Again, this misses the point. Small farm owners can still employ wage workers +(i.e. become capitalist farmers as opposed to "yeomen" -- independent peasant +proprietor). As Lazonick notes, _"[i]t is true that after 1750 some petty +proprietors continued to occupy and work their own land. But in a world of +capitalist agriculture, the yeomanry no longer played an important role in +determining the course of capitalist agriculture. As a social class that could +influence the evolution of British economy society, the yeomanry had +disappeared."_ [**Op. Cit.**, p. 32] + +Thirdly, it is often claimed that it was population growth, rather than +enclosures, that caused the supply of wage workers. So was population growth +more important that enclosures? Maurice Dobbs argues that _"the centuries in +which a proletariat was most rapidly recruited were apt to be those of slow +rather than of rapid natural increase of population, and the paucity or +plenitude of a labour reserve in different countries was not correlated with +comparable difference in their rates of population-growth."_ [**Studies in +Capitalist Development**, p. 223] Moreover, the population argument ignores +the question of whether the changes in society caused by enclosures and the +rise of capitalism have an impact on the observed trends towards earlier +marriage and larger families after 1750. Lazonick argues that _"[t]here is +reason to believe that they did."_ [**Op. Cit.**, p. 33] Also, of course, the +use of child labour in the factories created an economic incentive to have +more children, an incentive created by the developing capitalist system. +Overall, Lazonick notes that _"[t]o argue that population growth created the +industrial labour supply is to ignore these momentous social transformations"_ +associated with the rise of capitalism [**Business Organisation and the Myth +of the Market Economy**, p. 273]. + +In other words, there is good reason to think that the enclosures, far from +being some kind of socialist myth, in fact played a key role in the +development of capitalism. As Lazonick himself notes, _"Chambers +misunderstood" "the argument concerning the 'institutional creation' of a +proletarianised (i.e. landless) workforce. Indeed, Chamber's own evidence and +logic tend to support the Marxian [and anarchist!] argument, when it is +properly understood."_ [**Op. Cit.**, p. 273] + +## 8.5 What about the lack of enclosures in the Americas? + +The enclosure movement was but one way of creating the _"land monopoly"_ which +ensured the creation of a working class. The circumstances facing the ruling +class in the Americas were distinctly different than in the Old World and so +the "land monopoly" took a different form there. In the Americas, enclosures +were unimportant as customary land rights did not really exist. Here the +problem was that (after the original users of the land were eliminated, of +course) there were vast tracts of land available for people to use. + +Unsurprisingly, there was a movement towards independent farming and this +pushed up the price of labour, by reducing the supply. Capitalists found it +difficult to find workers willing to work for them at wages low enough to +provide them with sufficient profits. It was due the difficulty in finding +cheap enough labour that capitalists in America turned to slavery. All things +being equal, wage labour **is** more productive than slavery. But in early +America all things were **not** equal. Having access to cheap (indeed, free) +land meant that working people had a choice, and few desired to become wage +slaves. Because of this, capitalists turned to slavery in the South and the +"land monopoly" in the North and West. + +This was because, in the words of Maurice Dobbs, it _"became clear to those +who wished to reproduce capitalist relations of production in the new country +that the foundation-stone of their endeavour must be the restriction of land- +ownership to a minority and the exclusion of the majority from any share in +[productive] property."_ [**Studies in Capitalist Development**, pp. 221-2] As +one radical historian puts it, _"[w]hen land is 'free' or 'cheap'. as it was +in different regions of the United States before the 1830s, there was no +compulsion for farmers to introduce labour-saving technology. As a result, +'independent household production' . . . hindered the development of +capitalism . . . [by] allowing large portions of the population to escape wage +labour."_ [Charlie Post, _"The 'Agricultural Revolution' in the United +States"_, pp. 216-228, **Science and Society**, vol. 61, no. 2, p. 221] + +It was precisely this option (i.e. of independent production) that had to be +destroyed in order for capitalist industry to develop. The state had to +violate the holy laws of "supply and demand" by controlling the access to land +in order to ensure the normal workings of "supply and demand" in the labour +market (i.e. that the bargaining position on the labour market favoured +employer over employee). Once this situation became the typical one (i.e. when +the option of self-employment was effectively eliminated) a (protectionist +based) "laissez-faire" approach could be adopted and state action used only to +protect private property from the actions of the dispossessed. + +So how was this transformation of land ownership achieved? + +Instead of allowing settlers to appropriate their own farms as was the case +before the 1830s, the state stepped in once the army had cleared out the +original users. Its first major role was to enforce legal rights of property +on unused land. Land stolen from the Native Americans was sold at auction to +the highest bidders, namely speculators, who then sold it on to farmers. This +process started right _"after the revolution, [when] huge sections of land +were bought up by rich speculators"_ and their claims supported by the law +[Howard Zinn, **A People's History of the United States**, p. 125] Thus land +which should have been free was sold to land-hungry farmers and the few +enriched themselves at the expense of the many. Not only did this increase +inequality within society, it also encouraged the development of wage labour +-- having to pay for land would have ensured that many immigrants remained on +the East Coast until they had enough money. Thus a pool of people with little +option but to sell their labour was increased due to state protection of +unoccupied land. That the land usually ended up in the hands of farmers did +not (could not) countermand the shift in class forces that this policy +created. + +This was also the essential role of the various "Homesteading Acts" and, in +general, the _"Federal land law in the 19th century provided for the sale of +most of the public domain at public auction to the higher bidder . . . Actual +settlers were forced to buy land from speculators, at prices considerably +above the federal minimal price"_ (which few people could afford anyway) +[Charlie Post, **Op. Cit.**, p. 222]. Little wonder the Individualist +Anarchists supported an _"occupancy and use"_ system of land ownership as a +key way of stopping capitalist and landlord usury as well as the development +of capitalism itself. + +This change in the appropriation of land had significant effects on +agriculture and the desirability of taking up farming for immigrants. As Post +notes, _"[w]hen the social conditions for obtaining and maintaining possession +of land change, as they did in the midwest between 1830 and 1840, pursuing the +goal of preserving [family ownership and control] . . . produced very +different results. In order to pay growing mortgages, debts and taxes, family +farmers were compelled to specialise production toward cash crops and to +market more and more of their output."_ [**Op. Cit.**, p. 221-2] + +So, in order to pay for land which was formerly free, farmers got themselves +into debt and increasingly turned to the market to pay it off. Thus, the +_"Federal land system, by transforming land into a commodity and stimulating +land speculation, made the midwestern farmers dependent upon markets for the +continual possession of their farms."_ [Charlie Post, **Op. Cit.**, p. 223] +Once on the market, farmers had to invest in new machinery and this also got +them into debt. In the face of a bad harvest or market glut, they could not +repay their loans and their farms had to be sold to so do so. By 1880, 25% of +all farms were rented by tenants, and the numbers kept rising. + +This means that Murray Rothbard's comment that _"once the land was purchased +by the settler, the injustice disappeared"_ is nonsense -- the injustice was +transmitted to other parts of society and this, along with the legacy of the +original injustice, lived on and helped transform society towards capitalism +[**The Ethics of Liberty**, p. 73]. In addition, his comments about _"the +establishment in North America of a truly libertarian land system"_ would be +one the Individualist Anarchists would have seriously disagreed with! +[**Ibid.**] + +Thus state action, in restricting free access to the land, ensured that +workers were dependent on wage labour. In addition, the _"transformation of +social property relations in northern agriculture set the stage for the +'agricultural revolution' of the 1840s and 1850s . . . [R]ising debts and +taxes forced midwestern family farmers to compete as commodity producers in +order to maintain their land-holding . . . The transformation . . . was the +central precondition for the development of industrial capitalism in the +United States."_ [Charlie Post, **Ibid.**, p. 226] + +In addition to seizing the land and distributing it in such a way as to +benefit capitalist industry, the _"government played its part in helping the +bankers and hurting the farmers; it kept the amount of money - based in the +gold supply - steady while the population rose, so there was less and less +money in circulation. The farmer had to pay off his debts in dollars that were +harder to get. The bankers, getting loans back, were getting dollars worth +more than when they loaned them out - a kind of interest on top of interest. +That was why . . . farmers' movements [like the Individualist Anarchists, we +must add] . . . [talked about] putting more money in circulation."_ [Howard +Zinn, **Op. Cit.**, p. 278] + +Overall, therefore, state action ensured the transformation of America from a +society of independent workers to a capitalist one. By creating and enforcing +the "land monopoly" (of which state ownership of unoccupied land and its +enforcement of landlord rights were the most important) the state ensured that +the balance of class forces tipped in favour of the capitalist class. By +removing the option of farming your own land, the US government created its +own form of enclosure and the creation of a landless workforce with little +option but to sell its liberty on the "free market". This, combined with +protectionism, ensured the transformation of American society from a pre- +capitalist one into a capitalist one. They was nothing "natural" about it. + +Little wonder the Individualist Anarchist J.K. Ingalls attacked the "land +monopoly" in the following words: + +> _"The earth, with its vast resources of mineral wealth, its spontaneous +productions and its fertile soil, the free gift of God and the common +patrimony of mankind, has for long centuries been held in the grasp of one set +of oppressors by right of conquest or right of discovery; and it is now held +by another, through the right of purchase from them. All of man's natural +possessions . . . have been claimed as property; nor has man himself escaped +the insatiate jaws of greed. The invasion of his rights and possessions has +resulted . . . in clothing property with a power to accumulate an income."_ +[quoted by James Martin, **Men Against the State**, p. 142] + +## 8.6 How did working people view the rise of capitalism? + +The best example of how hated capitalism was can be seen by the rise and +spread of the socialist movement, in all its many forms, across the world. It +is no coincidence that the development of capitalism also saw the rise of +socialist theories. However, in order to fully understand how different +capitalism was from previous economic systems, we will consider early +capitalism in the US, which for many "Libertarians" is **the** example of the +"capitalism-equals-freedom" argument. + +Early America was pervaded by artisan production -- individual ownership of +the means of production. Unlike capitalism, this system is **not** marked by +the separation of the worker from the means of life. Most people did not have +to work for another, and so did not. As Jeremy Brecher notes, in 1831 the +_"great majority of Americans were farmers working their own land, primarily +for their own needs. Most of the rest were self-employed artisans, merchants, +traders, and professionals. Other classes - employees and industrialists in +the North, slaves and planters in the South - were relatively small. The great +majority of Americans were independent and free from anybody's command."_ +[**Strike!**, p. xxi] These conditions created the high cost of combined +(wage) labour which ensured the practice of slavery existed. + +However, toward the middle of the 19th century the economy began to change. +Capitalism began to be imported into American society as the infrastructure +was improved, which allowed markets for manufactured goods to grow. Soon, due +to (state-supported) capitalist competition, artisan production was replaced +by wage labour. Thus "evolved" modern capitalism. Many workers understood, +resented, and opposed their increasing subjugation to their employers (_"the +masters"_, to use Adam Smith's expression), which could not be reconciled with +the principles of freedom and economic independence that had marked American +life and sunk deeply into mass consciousness during the days of the early +economy. In 1854, for example, a group of skilled piano makers wrote that +_"the day is far distant when they [wage earners] will so far forget what is +due to manhood as to glory in a system forced upon them by their necessity and +in opposition to their feelings of independence and self-respect. May the +piano trade be spared such exhibitions of the degrading power of the day +[wage] system."_ [quoted by Brecher and Costello, **Common Sense for Hard +Times**, p. 26] + +Clearly the working class did not consider working for a daily wage, in +contrast to working for themselves and selling their own product, to be a step +forward for liberty or individual dignity. The difference between selling the +product of one's labour and selling one's labour (i.e. oneself) was seen and +condemned (_"[w]hen the producer . . . sold his product, he retained himself. +But when he came to sell his labour, he sold himself . . . the extension [of +wage labour] to the skilled worker was regarded by him as a symbol of a deeper +change"_ [Norman Ware, **The Industrial Worker, 1840-1860**, p. xiv]). Indeed, +one group of workers argued that they were _"slaves in the strictest sense of +the word"_ as they had _"to toil from the rising of the sun to the going down +of the same for our masters - aye, masters, and for our daily bread"_ [Quoted +by Ware, **Op. Cit.**, p. 42] and another argued that _"the factory system +contains in itself the elements of slavery, we think no sound reasoning can +deny, and everyday continues to add power to its incorporate sovereignty, +while the sovereignty of the working people decreases in the same degree."_ +[quoted by Brecher and Costello, **Op. Cit.**, p. 29] + +Almost as soon as there were wage workers, there were strikes, machine +breaking, riots, unions and many other forms of resistance. John Zerzan's +argument that there was a _"relentless assault on the worker's historical +rights to free time, self-education, craftsmanship, and play was at the heart +of the rise of the factory system"_ is extremely accurate [**Elements of +Refusal**, p. 105]. And it was an assault that workers resisted with all their +might. In response to being subjected to the "law of value," workers rebelled +and tried to organise themselves to fight the powers that be and to replace +the system with a co-operative one. As the printer's union argued, _"[we] +regard such an organisation [a union] not only as an agent of immediate +relief, but also as an essential to the ultimate destruction of those +unnatural relations at present subsisting between the interests of the +employing and the employed classes. . . .[W]hen labour determines to sell +itself no longer to speculators, but to become its own employer, to own and +enjoy itself and the fruit thereof, the necessity for scales of prices will +have passed away and labour will be forever rescued from the control of the +capitalist."_ [quoted by Brecher and Costello, **Op. Cit.**, pp. 27-28] + +Little wonder, then, why wage labourers considered capitalism as a form of +_"slavery"_ and why the term _"wage slavery"_ became so popular in the +anarchist movement. It was just reflecting the feelings of those who +experienced the wages system at first hand and joined the socialist and +anarchist movements. As labour historian Norman Ware notes, the _"term 'wage +slave' had a much better standing in the forties [of the 19th century] than it +has today. It was not then regarded as an empty shibboleth of the soap-box +orator. This would suggest that it has suffered only the normal degradation of +language, has become a **cliche**, not that it is a grossly misleading +characterisation."_ [**Op. Cit.**, p. xvf] + +These responses of workers to the experience of wage labour is important to +show that capitalism is by no means "natural." The fact is the first +generation of workers tried to avoid wage labour is at all possible as they +hated the restrictions of freedom it imposed upon them. They were perfectly +aware that wage labour was wage slavery -- that they were decidedly **unfree** +during working hours and subjected to the will of another. While many working +people now are accustomed to wage labour (while often hating their job) the +actual process of resistance to the development of capitalism indicates well +its inherently authoritarian nature. Only once other options were closed off +and capitalists given an edge in the "free" market by state action did people +accept and become accustomed to wage labour. + +Opposition to wage labour and factory fascism was/is widespread and seems to +occur wherever it is encountered. _"Research has shown"_, summarises William +Lazonick, _"that the 'free-born Englishman' of the eighteenth century - even +those who, by force of circumstance, had to submit to agricultural wage labour +- tenaciously resisted entry into the capitalist workshop."_ [**Business +Organisation and the Myth of the Market Economy**, p. 37] British workers +shared the dislike of wage labour of their American cousins. A _"Member of the +Builders' Union"_ in the 1830s argued that the trade unions _"will not only +strike for less work, and more wages, but will ultimately **abolish wages**, +become their own masters and work for each other; labour and capital will no +longer be separate but will be indissolubly joined together in the hands of +workmen and work-women."_ [quoted by Geoffrey Ostergaard, **The Tradition of +Workers' Control**, p. 133] This is unsurprising, for as Ostergaard notes, +_"the workers then, who had not been swallowed up whole by the industrial +revolution, could make critical comparisons between the factory system and +what preceded it."_ [**Op. Cit.**, p. 134] While wage slavery may seem +"natural" today, the first generation of wage labourers saw the transformation +of the social relationships they experienced in work, from a situation in +which they controlled their own work (and so themselves) to one in which +**others** controlled them, and they did not like it. However, while many +modern workers instinctively hate wage labour and having bosses, without the +awareness of some other method of working, many put up with it as +"inevitable." The first generation of wage labourers had the awareness of +something else (although, of course, a flawed something else) and this gave +then a deep insight into the nature of capitalism and produced a deeply +radical response to it and its authoritarian structures. + +Far from being a "natural" development, then, capitalism was imposed on a +society of free and independent people by state action. Those workers alive at +the time viewed it as _"unnatural relations"_ and organised to overcome it. +These feelings and hopes still exist, and will continue to exist until such +time as we organise and _"abolish the wage system"_ (to quote the IWW +preamble) and the state that supports it. + +## 8.7 Why is the history of capitalism important? + +Simply because it provides us with an understanding of whether that system is +"natural" and whether it can be considered as just and free. If the system was +created by violence, state action and other unjust means then the apparent +"freedom" which we currently face within it is a fraud, a fraud masking +unnecessary and harmful relations of domination, oppression and exploitation. +Moreover, by seeing how capitalist relationships were viewed by the first +generation of wage slaves reminds us that just because many people have +adjusted to this regime and consider it as normal (or even natural) it is +nothing of the kind. + +Murray Rothbard is well aware of the importance of history. He considered the +_"moral indignation"_ of socialism arises from the argument _"that the +capitalists have stolen the rightful property of the workers, and therefore +that existing titles to accumulated capital are unjust."_ He argues that given +_"this hypothesis, the remainder of the impetus for both Marxism and +anarchosyndicalism follow quote logically."_ [**The Ethics of Liberty**, p. +52] + +So some right-libertarians are aware that the current property owners have +benefited extensively from violence and state action in the past. Murray +Rothbard argues (in **The Ethics of Liberty**, p. 57) that if the just owners +cannot be found for a property, then the property simply becomes again unowned +and will belong to the first person to appropriate and utilise it. If the +current owners are not the actual criminals then there is no reason at all to +dispossess them of their property; if the just owners cannot be found then +they may keep the property as the first people to use it (of course, those who +own capital and those who use it are usually different people, but we will +ignore this obvious point). + +Thus, since all original owners and the originally dispossessed are long dead +nearly all current title owners are in just possession of their property +except for recently stolen property. The principle is simple, dispossess the +criminals, restore property to the dispossessed if they can be found otherwise +leave titles where they are (as Native American tribes owned the land +**collectively** this could have an interesting effect on such a policy in the +USA. Obviously tribes that were wiped out need not apply, but would such +right-libertarian policy recognise such collective, non-capitalist ownership +claims? We doubt it, but we could be wrong -- the Libertarian Party Manifesto +states that their "just" property rights will be restored. And who defines +"just"? And given that unclaimed federal land will be given to Native +Americans, its seems pretty likely that the **original** land will be left +alone). + +Of course, that this instantly gives an advantage to the wealthy on the new +"pure" market is not mentioned. The large corporations that, via state +protection and support, built their empires and industrial base will still be +in an excellent position to continue to dominate the market. Wealthy land +owners, benefiting from the effects of state taxation and rents caused by the +"land monopoly" on farmstead failures, will keep their property. The rich will +have a great initial advantage and this may be more than enough to maintain +them in there place. After all, exchanges between worker and owner tend to +reinforce existing inequalities, **not** reduce them (and as the owners can +move their capital elsewhere or import new, lower waged, workers from across +the world, its likely to stay that way). + +So Rothbard's "solution" to the problem of past force seems to be +(essentially) a justification of existing property titles and not a serious +attempt to understand or correct past initiations of force that have shaped +society into a capitalist one and still shape it today. The end result of his +theory is to leave things pretty much as they are, for the past criminals are +dead and so are their victims. + +However, what Rothbard fails to note is that the **results** of this state +action and coercion are still with us. He totally fails to consider that the +theft of productive wealth has a greater impact on society than the theft +itself. The theft of **productive** wealth shapes society in so many ways that +**all** suffer from it (including current generations). This (the +externalities generated by theft) cannot be easily undone by individualistic +"solutions". + +Let us take an example somewhat more useful that the one Rothbard uses +(namely, a stolen watch). A watch cannot really be used to generate wealth +(although if I steal a watch, sell it and buy a winning lottery ticket, does +that mean I can keep the prize after returning the money value of your watch +to you? Without the initial theft, I would not have won the prize but +obviously the prize money far exceeds the amount stolen. Is the prize money +mine?). Let us take a tool of production rather than a watch. + +Let assume a ship sinks and 50 people get washed ashore on an island. One +woman has foresight to take a knife from the ship and falls unconscious on the +beach. A man comes along and steals her knife. When the woman awakes she +cannot remember if she had managed to bring the knife ashore with her or not. +The man maintains that he brought it with him and no one else saw anything. +The survivors decide to split the island equally between them and work it +separately, exchanging goods via barter. + +However, the man with the knife has the advantage and soon carves himself a +house and fields from the wilderness. Seeing that they need the knife and the +tools created by the knife to go beyond mere existing, some of the other +survivors hire themselves to the knife owner. Soon he is running a surplus of +goods, including houses and equipment which he decides to hire out to others. +This surplus is then used to tempt more and more of the other islanders to +work for him, exchanging their land in return for the goods he provides. Soon +he owns the whole island and never has to work again. His hut is well stocked +and extremely luxurious. His workers face the option of following his orders +or being fired (i.e. expelled from the island and so back into the water and +certain death). Later, he dies and leaves his knife to his son. The woman +whose knife it originally was had died long before, childless. + +Note that the theft did not involve taking any land. All had equal access to +it. It was the initial theft of the knife which provided the man with market +power, an edge which allowed him to offer the others a choice between working +by themselves or working for him. By working for him they did "benefit" in +terms of increased material wealth (and also made the thief better off) but +the accumulate impact of unequal exchanges turned them into the effective +slaves of the thief. + +Now, would it **really** be enough to turn the knife over to the whoever +happened to be using it once the theft was discovered (perhaps the thief made +a death-bed confession). Even if the woman who had originally taken it from +the ship been alive, would the return of the knife **really** make up for the +years of work the survivors had put in enriching the the thief or the +"voluntary exchanges" which had resulted in the thief owning all the island? +The equipment people use, the houses they life in and the food they eat are +all the product of many hours of collective work. Does this mean that the +transformation of nature which the knife allowed remain in the hands of the +descendants of the thief or become the collective property of all? Would +dividing it equally between all be fair? Not everyone worked equally hard to +produce it. So we have a problem -- the result of the initial theft is far +greater than the theft considered in isolation due to the productive nature of +what was stolen. + +In other words, what Rothbard ignores in his attempt to undermine anarchist +use of history is that when the property stolen is of a productive nature, the +accumulative effect of its use is such as to affect all of society. Productive +assets produce **new** property, **new** values, create a **new** balance of +class forces, **new** income and wealth inequalities and so on. This is +because of the **dynamic** nature of production and human life. When the theft +is such that it creates accumulative effects after the initial act, it is +hardly enough to say that it does not really matter any more. If a nobleman +invests in a capitalist firm with the tribute he extracted from his peasants, +then (once the firm starts doing well) sells the land to the peasants and uses +that money to expand his capitalist holdings, does that **really** make +everything all right? Does not the crime transmit with the cash? After all, +the factory would not exist without the prior exploitation of the peasants. + +In the case of actually existing capitalism, born as it was of extensive +coercive acts, the resultant of these acts have come to shape the **whole** +society. For example, the theft of common land (plus the enforcement of +property rights -- the land monopoly -- to vast estates owned by the +aristocracy) ensured that working people had no option to sell their labour to +the capitalists (rural or urban). The terms of these contracts reflected the +weak position of the workers and so capitalists extracted surplus value from +workers and used it to consolidate their market position and economic power. +Similarly, the effect of mercantilist policies (and protectionism) was to +enrich the capitalists at the expense of workers and allow them to build +industrial empires. + +The accumulative effect of these acts of violation of a "free" market was to +create a class society wherein most people "consent" to be wage slaves and +enrich the few. While those who suffered the impositions are long gone and the +results of the specific acts have multiplied and magnified well beyond their +initial form. And we are still living with them. In other words, the initial +acts of coercion have been transmitted and transformed by collective activity +(wage labour) into society-wide affects. + +Rothbard argues in the situation where the descendants (or others) of those +who initially tilled the soil and their aggressors (_"or those who purchased +their claims"_) still extract _"tribute from the modern tillers"_ that this is +a case of _"**continuing** aggression against the true owners"_. This means +that _"the land titles should be transferred to the peasants, without +compensation to the monopoly landlords."_ [**Op. Cit.**, p. 65] But what he +fails to note is that the extracted "tribute" could have been used to invest +in industry and transform society. Why ignore what the "tribute" has been used +for? Does stolen property not remain stolen property after it has been +transferred to another? And if the stolen property is used to create a society +in which one class has to sell their liberty to another, then surely any +surplus coming from those exchanges are also stolen (as it was generated +directly and indirectly by the theft). + +Yes, anarchist agree with Rothbard -- peasants should take the land they use +but which is owned by another. But this logic can equally be applied to +capitalism. Workers are still living with the effects of past initiations of +force and capitalists still extract "tribute" from workers due to the unequal +bargaining powers within the labour market that this has created. The labour +market, after all, was created by state action (directly or indirectly) and is +maintained by state action (to protect property rights and new initiations of +force by working people). The accumulative effects of stealing productive +resources as been to increase the economic power of one class compared to +another. As the victims of these past abuses are long gone and attempts to +find their descendants meaningless (because of the generalised effects the +thefts in question), anarchists feel we are justified in demanding the +**_"expropriation of the expropriators"_**. + +Due to Rothbard's failure to understand the dynamic and generalising effects +that result from the theft of productive resources (i.e. externalities that +occur from coercion of one person against a specific set of others) and the +creation of a labour market, his attempt to refute anarchist analysis of the +history of "actually existing capitalism" also fails. Society is the product +of collective activity and should belong to us all (although whether and how +we divide it up is another question). + diff --git a/markdown/append139.md b/markdown/append139.md new file mode 100644 index 0000000000000000000000000000000000000000..f66efaf56b08a812f1e93f885cd36de149457327 --- /dev/null +++ b/markdown/append139.md @@ -0,0 +1,431 @@ +# 9 Is Medieval Iceland an example of "anarcho"-capitalism working in +practice? + +Ironically, medieval Iceland is a good example of why "anarcho"-capitalism +will **not** work, degenerating into de facto rule by the rich. It should be +pointed out first that Iceland, nearly 1,000 years ago, was not a capitalistic +system. In fact, like most cultures claimed by "anarcho"-capitalists as +examples of their "utopia," it was a communal, not individualistic, society, +based on artisan production, with extensive communal institutions as well as +individual "ownership" (i.e. use) and a form of social self-administration, +the **thing** \-- both local and Iceland-wide -- which can be considered a +"primitive" form of the anarchist communal assembly. + +As William Ian Miller points out _"[p]eople of a communitarian nature. . . +have reason to be attracted [to Medieval Iceland]. . . the limited role of +lordship, the active participation of large numbers of free people . . . in +decision making within and without the homestead. The economy barely knew the +existence of markets. Social relations preceded economic relations. The nexus +of household, kin, Thing, even enmity, more than the nexus of cash, bound +people to each other. The lack of extensive economic differentiation supported +a weakly differentiated class system . . . [and material] deprivations were +more evenly distributed than they would be once state institutions also had to +be maintained."_ [**Bloodtaking and Peacemaking: Feud, Law and Society in Saga +Iceland**, p. 306] + +At this time Iceland _"remained entirely rural. There were no towns, not even +villages, and early Iceland participated only marginally in the active trade +of Viking Age Scandinavia."_ There was a _"diminished level of stratification, +which emerged from the first phase of social and economic development, lent an +appearance of egalitarianism - social stratification was restrained and +political hierarchy limited."_ [Jesse Byock, **Viking Age Iceland**, p. 2] +That such a society could be classed as "capitalist" or even considered a +model for an advanced industrial society is staggering. + +Kropotkin in **Mutual Aid** indicates that Norse society, from which the +settlers in Iceland came, had various "mutual aid" institutions, including +communal land ownership (based around what he called the _"village +community"_) and the **thing** (see also Kropotkin's **The State: Its Historic +Role** for a discussion of the "village community"). It is reasonable to think +that the first settlers in Iceland would have brought such institutions with +them and Iceland did indeed have its equivalent of the commune or "village +community," the **Hreppar**, which developed early in the country's history. +Like the early local assemblies, it is not much discussed in the Sagas but is +mentioned in the law book, the Grgs, and was composed of a minimum of twenty +farms and had a five member commission. The Hreppar was self-governing and, +among other things, was responsible for seeing that orphans and the poor +within the area were fed and housed. The Hreppar also served as a property +insurance agency and assisted in case of fire and losses due to diseased +livestock. + +In addition, as in most pre-capitalist societies, there were "commons", common +land available for use by all. During the summer, _"common lands and pastures +in the highlands, often called **almenning**, were used by the region's +farmers for grazing."_ This increased the independence of the population from +the wealthy as these _"public lands offered opportunities for enterprising +individuals to increase their store of provisions and to find saleable +merchandise."_ [Jesse Byock, **Op. Cit.**, p. 47 and p. 48] + +Thus Icelandic society had a network of solidarity, based upon communal life: + +> _ "The status of farmers as free agents was reinforced by the presence of +communal units called **hreppar** (sing. **hreppr**) . . . these [were] +geographically defined associations of landowners. . . the **hreppr** were +self-governing . . . .[and] guided by a five-member steering committee . . . +As early as the 900s, the whole country seems to have been divided into +**hreppar** . . . **Hreppar** provided a blanket of local security, allowing +the landowning farmers a measure of independence to participate in the choices +of political life . . . + +> + +> "Through copoperation among their members, **hreppar** organised and +controlled summer grazing lands, organised communal labour, and provided an +immediate local forum for settling disputes. Crucially, they provided fire and +livestock insurance for local farmers. . . [They also] saw to the feeding and +housing of local orphans, and administered poor relief to people who were +recognised as inhabitants of their area. People who could not provide for +themselves were assigned to member farms, which took turns in providing for +them."_ [Byock, **Op. Cit.**, pp. 137-8] + +In practice this meant that _"each commune was a mutual insurance company, or +a miniature welfare state. And membership in the commune was not voluntary. +Each farmer had to belong to the commune in which his farm was located and to +contribute to its needs."_ [Gissurarson quoted by Birgit T. Runolfsson +Solvason, **Ordered Anarchy, State and Rent-Seeking: The Icelandic +Commonwealth, 930-1262**] The Icelandic Commonwealth did not allow farmers +**not** to join its communes and _"[o]nce attached to the local **hreppr**, a +farm's affliation could not be changed."_ However, they did play a key role in +keeping the society free as the **hreppr** _"was essentially non-political and +addressed subsistence and economic security needs. Its presence freed farmers +from depending on an overclass to provide comparable services or corresponding +security measures."_ [Byock, **Op. Cit.**, p. 138] + +Therefore, the Icelandic Commonwealth can hardly be claimed in any significant +way as an example of "anarcho"-capitalism in practice. This can also be seen +from the early economy, where prices were subject to popular judgement at the +**skuldaping** (_"payment-thing"_) **not** supply and demand. [Kirsten +Hastrup, **Culture and History in Medieval Iceland**, p. 125] Indeed, with its +communal price setting system in local assemblies, the early Icelandic +commonwealth was more similar to Guild Socialism (which was based upon guild's +negotiating "just prices" for goods and services) than capitalism. Therefore +Miller correctly argues that it would be wrong to impose capitalist ideas and +assumptions onto Icelandic society: + +> _"Inevitably the attempt was made to add early Iceland to the number of +regions that socialised people in nuclear families within simple households. . +. what the sources tell us about the shape of Icelandic householding must +compel a different conclusion."_ [**Op. Cit.**, p. 112] + +In other words, Kropotkin's analysis of communal society is far closer to the +reality of Medieval Iceland than "anarcho"-capitalist attempts to turn it into +a some kind of capitalist utopia. + +However, the communal nature of Icelandic society also co-existed (as in most +such cultures) with hierarchical institutions, including some with +capitalistic elements, namely private property and "private states" around the +local **godar.** The godar were local chiefs who also took the role of +religious leaders. As the **Encyclopaedia Britannica** explains, _"a kind of +local government was evolved [in Iceland] by which the people of a district +who had most dealings together formed groups under the leadership of the most +important or influential man in the district"_ (the godi). The godi _"acted as +judge and mediator"_ and _"took a lead in communal activities"_ such as +building places of worship. These _"local assemblies. . . are heard of before +the establishment of the althing"_ (the national thing). This althing led to +co-operation between the local assemblies. + +Thus Icelandic society had different elements, one based on the local chiefs +and communal organisations. Society was marked by inequalities as _"[a]mong +the landed there were differences in wealth and prominence. Distinct cleavages +existed between landowners and landless people and between free men and +slaves."_ This meant it was _"marked by aspects of statelessness and +egalitarianism as well as elements of social hierarchy . . . Although Iceland +was not a democratic system, proto-democratic tendencies existed."_ [Byock, +**Op. Cit.**, p. 64 and p. 65] The Icelandic social system was designed to +reduce the power of the wealthy by enhancing communal institutions: + +> _"The society . . . was based on a system of decentralised self-government . +. . The Viking Age settlers began by establishing local things, or assemblies, +which had been the major forum for meetings of freemen and aristocrats in the +old Scandinavian and Germanic social order. . . They [the Icelanders] excluded +overlords with coercive power and expended the mandate of the assembly to fill +the full spectrum of the interests of the landed free farmers. The changes +transformed a Scandinavian decision-making body that mediated between freemen +and overlords into an Icelandic self-contained governmental system without +overlords. At the core of Icelandic government was the Althing, a national +assembly of freemen."_ [Byock, **Op. Cit.**, p. 75] + +Therefore we see communal self-management in a basic form, **plus** co- +operation between communities as well. These communistic, mutual-aid features +exist in many non-capitalist cultures and are often essential for ensuring the +people's continued freedom within those cultures ( [section +B.2.5](secB2.html#secb25) on why the wealthy undermine these popular _"folk- +motes"_ in favour of centralisation). Usually, the existence of private +property (and so inequality) soon led to the destruction of communal forms of +self-management (with participation by all male members of the community as in +Iceland), which are replaced by the rule of the rich. + +While such developments are a commonplace in most "primitive" cultures, the +Icelandic case has an unusual feature which explains the interest it provokes +in "anarcho"-capitalist circles. This feature was that individuals could seek +protection from any godi. As the **Encyclopaedia Britannica** puts it, _"the +extent of the godord [chieftancy] was not fixed by territorial boundaries. +Those who were dissatisfied with their chief could attach themselves to +another godi. . . As a result rivalry arose between the godar [chiefs]; as may +be seen from the Icelandic Sagas."_ This was because, while there were _"a +central legislature and uniform, country-wide judicial and legal systems,"_ +people would seek the protection of any godi, providing payment in return. +[Byock, **Op. Cit.**, p. 2] These godi, in effect, would be subject to "market +forces," as dissatisfied individuals could affiliate themselves to other godi. +This system, however, had an obvious (and fatal) flaw. As the **Encyclopaedia +Britannica** points out: + +> _"The position of the godi could be bought and sold, as well as inherited; +consequently, with the passing of time, the godord for large areas of the +country became concentrated in the hands of one man or a few men. This was the +principal weakness of the old form of government: it led to a struggle of +power and was the chief reason for the ending of the commonwealth and for the +country's submission to the King of Norway."_ + +It was the existence of these hierarchical elements in Icelandic society that +explain its fall from anarchistic to statist society. As Kropotkin argued +_"from chieftainship sprang on the one hand the State and on the other +**private** property."_ [**Act for Yourselves**, p. 85] Kropotkin's insight +that chieftainship is a transitional system has been confirmed by +anthropologists studying "primitive" societies. They have come to the +conclusion that societies made up of chieftainships or chiefdoms are not +states: _"Chiefdoms are neither stateless nor state societies in the fullest +sense of either term: they are on the borderline between the two. Having +emerged out of stateless systems, they give the impression of being on their +way to centralised states and exhibit characteristics of both."_ [Y. Cohen +quoted by Birgit T. Runolfsson Solvason, **Op. Cit.**] Since the Commonwealth +was made up of chiefdoms, this explains the contradictory nature of the +society - it was in the process of transition, from anarchy to statism, from a +communal economy to one based on private property. + +The **political** transition within Icelandic society went hand in hand with +an **economic** transition (both tendencies being mutually reinforcing). +Initially, when Iceland was settled, large-scale farming based on extended +households with kinsmen was the dominant economic mode. This semi-communal +mode of production changed as the land was divided up (mostly through +inheritance claims) between the 10th and 11th centuries. This new economic +system based upon individual **possession** and artisan production was then +slowly displaced by tenant farming, in which the farmer worked for a landlord, +starting in the late 11th century. This economic system (based on tenant +farming, i.e. capitalistic production) ensured that _"great variants of +property and power emerged."_ [Kirsten Hastrup, **Culture and History in +Medieval Iceland**, pp. 172-173] + +So significant changes in society started to occur in the eleventh century, as +_"slavery all but ceased. Tenant farming . . . took [its] place."_ Iceland was +moving from an economy based on **possession** to one based on **private +property** and so _"the renting of land was a widely established practice by +the late eleventh century . . . the status of the **godar** must have been +connected with landownership and rents."_ This lead to increasing oligarchy +and so the mid- to late-twelfth century was _"characterised by the appearance +of a new elite, the big chieftains who are called storgodar . . . [who] +struggled from the 1220s to the 1260s to win what had earlier been +unobtainable for Icelandic leaders, the prize of overlordship or centralised +executive authority."_ [Byock, **Op. Cit.**, p. 269 and pp. 3-4] + +During this evolution in ownership patterns and the concentration of wealth +and power into the hands of a few, we should note that the godi's and wealthy +landowners' attitude to profit making also changed, with market values +starting to replace those associated with honour, kin, and so on. Social +relations became replaced by economic relations and the nexus of household, +kin and Thing was replaced by the nexus of cash and profit. The rise of +capitalistic social relationships in production and values within society was +also reflected in exchange, with the local marketplace, with its pricing +_"subject to popular judgement"_ being _"subsumed under central markets."_ +[Hastrup, **Op. Cit.**, p. 225] + +With a form of wage labour (tenant farming) being dominant within society, it +is not surprising that great differences in wealth started to appear. Also, as +protection did not come free, it is not surprising that a godi tended to +become rich also (in Kropotkin's words, _"the individual accumulation of +wealth and power"_). Powerful godi would be useful for wealthy landowners when +disputes over land and rent appeared, and wealthy landowners would be useful +for a godi looking for income. Concentrations of wealth, in other words, +produce concentrations of social and political power (and vice versa) -- +_"power always follows wealth."_ [Kropotkin, **Mutual Aid**, p. 131] + +The transformation of **possession** into **property** and the resulting rise +of hired labour was a **key** element in the accumulation of wealth and power, +and the corresponding decline in liberty among the farmers. Moreover, with +hired labour springs dependency -- the worker is now dependent on good +relations with their landlord in order to have access to the land they need. +With such reductions in the independence of part of Icelandic society, the +undermining of self-management in the various Things was also likely as +labourers could not vote freely as they could be subject to sanctions from +their landlord for voting the "wrong" way (_"The courts were less likely to +base judgements on the evidence than to adjust decisions to satisfy the honour +and resources of powerful individuals."_ [Byock, **Op. Cit.**, p. 185]).. Thus +hierarchy within the economy would spread into the rest of society, and in +particular its social institutions, reinforcing the effects of the +accumulation of wealth and power. + +The resulting classification of Icelandic society played a key role in its +move from relative equality and anarchy to a class society and statism. As +Millar points out: + +> _"as long as the social organisation of the economy did not allow for people +to maintain retinues, the basic egalitarian assumptions of the honour system. +. . were reflected reasonably well in reality. . . the mentality of hierarchy +never fully extricated itself from the egalitarian ethos of a frontier society +created and recreated by juridically equal farmers. Much of the egalitarian +ethic maintained itself even though it accorded less and less with economic +realities. . . by the end of the commonwealth period certain assumptions about +class privilege and expectations of deference were already well enough +established to have become part of the lexicon of self-congratulation and +self-justification."_ [**Op. Cit.**, pp. 33-4] + +This process in turn accelerated the destruction of communal life and the +emergence of statism, focused around the godord. In effect, the godi and +wealthy farmers became rulers of the country. Political changes simply +reflected economic changes from a communalistic, anarchistic society to a +statist, propertarian one. Ironically, this process was a natural aspect of +the system of competing chiefs recommended by "anarcho"-capitalists: + +> _ "In the twelfth and thirteenth centuries Icelandic society experienced +changes in the balance of power. As part of the evolution to a more stratified +social order, the number of chieftains diminished and the power of the +remaining leaders grew. By the thirteenth century six large families had come +to monopolise the control and ownership of many of the original +chieftaincies."_ [Byock, **Op. Cit.**, p. 341] + +These families were called **storgodar** and they _"gained control over whole +regions."_ This process was not imposed, as _"the rise in social complexity +was evolutionary rather than revolutionary . . . they simply moved up the +ladder."_ This political change reflected economic processes, for _"[a]t the +same time other social transformations were at work. In conjunction with the +development of the **storgadar** elite, the most successful among the +**baendr** [farmers] also moved up a rung on the social ladder, being 'big +farmers' or **Storbaendr**"_ [**Op. Cit.**, p. 342] Unsurprisingly, it was the +rich farmers who initiated the final step towards normal statism and by the +1250s the **storbaendr** and their followers had grown weary of the +**storgodar** and their quarrels. In the end they accepted the King of +Norway's offer to become part if his kingdom. + +The obvious conclusion is that as long as Iceland was not capitalistic, it was +anarchic and as it became more capitalistic, it became more statist. + +This process, wherein the concentration of wealth leads to the destruction of +communal life and so the anarchistic aspects of a given society, can be seen +elsewhere, for example, in the history of the United States after the +Revolution or in the degeneration of the free cities of Medieval Europe. Peter +Kropotkin, in his classic work **Mutual Aid**, documents this process in some +detail, in many cultures and time periods. However, that this process occurred +in a society which is used by "anarcho"-capitalists as an example of their +system in action reinforces the anarchist analysis of the statist nature of +"anarcho"-capitalism and the deep flaws in its theory, as discussed in +[section 6](append136.html). + +As Miller argues, _"[i]t is not the have-nots, after all, who invented the +state. The first steps toward state formation in Iceland were made by +churchmen. . . and by the big men content with imitating Norwegian royal +style. Early state formation, I would guess, tended to involve +redistributions, not from rich to poor, but from poor to rich, from weak to +strong."_ [**Op. Cit.**, p. 306] + +The "anarcho"-capitalist argument that Iceland was an example of their +ideology working in practice is derived from the work of David Friedman. +Friedman is less gun-ho than many of his followers, arguing in **The Machinery +of Freedom**, that Iceland only had some features of an "anarcho"-capitalist +society and these provide some evidence in support of his ideology. How a pre- +capitalist society can provide any evidence to support an ideology aimed at an +advanced industrial and urban economy is hard to say as the institutions of +that society cannot be artificially separated from its social base. +Ironically, though, it does present some evidence against "anarcho"-capitalism +precisely because of the rise of capitalistic elements within it. + +Friedman is aware of how the Icelandic Republic degenerated and its causes. He +states in a footnote in his 1979 essay _"Private Creation and Enforcement of +Law: A Historical Case"_ that the _"question of why the system eventually +broke down is both interesting and difficult. I believe that two of the +proximate causes were increased concentration of wealth, and hence power, and +the introduction into Iceland of a foreign ideology -- kingship. The former +meant that in many areas all or most of the godord were held by one family and +the latter that by the end of the Sturlung period the chieftains were no +longer fighting over the traditional quarrels of who owed what to whom, but +over who should eventually rule Iceland. The ultimate reasons for those +changes are beyond the scope of this paper."_ + +However, from an anarchist point of view, the "foreign" ideology of kingship +would be the **product** of changing socio-economic conditions that were +expressed in the increasing concentration of wealth and not its cause. After +all, the settlers of Iceland were well aware of the "ideology" of kingship for +the 300 years during which the Republic existed. As Byock notes, Iceland +_"inherited the tradition and the vocabulary of statehood from its European +origins . . . On the mainland, kings were enlarging their authority at the +expense of the traditional rights of free farmers. The emigrants to Iceland +were well aware of this process . . . available evidence does suggest that the +early Icelanders knew quite well what they did not want. In particular they +were collectively opposed to the centralising aspects of a state."_ [**Op. +Cit.**, p. 64-6] Unless some kind of collective and cultural amnesia occurred, +the notion of a "foreign ideology" causing the degeneration is hard to accept. +Moreover, only the concentration of wealth allowed would-be Kings the +opportunity to develop and act and the creation of boss-worker social +relationships on the land made the poor subject to, and familiar with, the +concept of authority. Such familiarity would spread into all aspects of life +and, combined with the existence of "prosperous" (and so powerful) godi to +enforce the appropriate servile responses, ensured the end of the relative +equality that fostered Iceland's anarchistic tendencies in the first place. + +In addition, as private property is a monopoly of rulership over a given area, +the conflict between chieftains for power was, at its most basic, a conflict +of who would **own** Iceland, and so rule it. The attempt to ignore the facts +that private property creates rulership (i.e. a monopoly of government over a +given area) and that monarchies are privately owned states does Friedman's +case no good. In other words, the system of private property has a built in +tendency to produce both the ideology and fact of Kingship - the power +structures implied by Kingship are reflected in the social relations which are +produced by private property. + +Friedman is also aware that an _"objection [to his system] is that the rich +(or powerful) could commit crimes with impunity, since nobody would be able to +enforce judgement against them. Where power is sufficiently concentrated this +might be true; this was one of the problems which led to the eventual +breakdown of the Icelandic legal system in the thirteenth century. But so long +as power was reasonably dispersed, as it seem to have been for the first two +centuries after the system was established, this was a less serious problem."_ +[**Op. Cit.**] + +Which is quite ironic. Firstly, because the first two centuries of Icelandic +society was marked by **non-capitalist** economic relations (communal pricing +and family/individual possession of land). Only when capitalistic social +relationships developed (hired labour and property replacing possession and +market values replacing social ones) in the 12th century did power become +concentrated, leading to the breakdown of the system in the 13th century. +Secondly, because Friedman is claiming that "anarcho"-capitalism will only +work if there is an approximate equality within society! But this state of +affairs is one most "anarcho"-capitalists claim is impossible and undesirable! + +They claim there will **always** be rich and poor. But inequality in wealth +will also become inequality of power. When "actually existing" capitalism has +become more free market the rich have got richer and the poor poorer. +Apparently, according to the "anarcho"-capitalists, in an even "purer" +capitalism this process will be reversed! It is ironic that an ideology that +denounces egalitarianism as a revolt against nature implicitly requires an +egalitarian society in order to work. + +In reality, wealth concentration is a fact of life in **any** system based +upon hierarchy and private property. Friedman is aware of the reasons why +"anarcho"-capitalism will become rule by the rich but prefers to believe that +"pure" capitalism will produce an egalitarian society! In the case of the +commonwealth of Iceland this did not happen - the rise in private property was +accompanied by a rise in inequality and this lead to the breakdown of the +Republic into statism. + +In short, Medieval Iceland nicely illustrates David Weick's comments (as +quoted in [section 6.3](append136.html#secf63)) that _"when private wealth is +uncontrolled, then a police-judicial complex enjoying a clientele of wealthy +corporations whose motto is self-interest is hardly an innocuous social force +controllable by the possibility of forming or affiliating with competing +'companies.'"_ This is to say that "free market" justice soon results in rule +by the rich, and being able to affiliate with "competing" "defence companies" +is insufficient to stop or change that process. + +This is simply because any defence-judicial system does not exist in a social +vacuum. The concentration of wealth -- a natural process under the "free +market" (particularly one marked by private property and wage labour) -- has +an impact on the surrounding society. Private property, i.e. monopolisation of +the means of production, allows the monopolists to become a ruling elite by +exploiting, and so accumulating vastly more wealth than, the workers. This +elite then uses its wealth to control the coercive mechanisms of society +(military, police, "private security forces," etc.), which it employs to +protect its monopoly and thus its ability to accumulate ever more wealth and +power. Thus, private property, far from increasing the freedom of the +individual, has always been the necessary precondition for the rise of the +state and rule by the rich. Medieval Iceland is a classic example of this +process at work. + diff --git a/markdown/append13int.md b/markdown/append13int.md new file mode 100644 index 0000000000000000000000000000000000000000..aa606c709391640a246c4e61fbd5eae1386d62e8 --- /dev/null +++ b/markdown/append13int.md @@ -0,0 +1,181 @@ +# Appendix - Is "anarcho"-capitalism a type of anarchism? + +Anyone who has followed political discussion on the net has probably come +across people calling themselves libertarians but arguing from a right-wing, +pro-capitalist perspective. For most Europeans this is weird, as in Europe the +term _"libertarian"_ is almost always used in conjunction with _"socialist"_ +or _"communist."_ In the US, though, the Right has partially succeeded in +appropriating this term for itself. Even stranger, however, is that a few of +these right-wingers have started calling themselves "anarchists" in what must +be one of the finest examples of an oxymoron in the English language: +'Anarcho-capitalist'!! + +Arguing with fools is seldom rewarded, but to allow their foolishness to go +unchallenged risks allowing them to deceive those who are new to anarchism. +That's what this section of the anarchist FAQ is for, to show why the claims +of these "anarchist" capitalists are false. Anarchism has always been anti- +capitalist and any "anarchism" that claims otherwise cannot be part of the +anarchist tradition. So this section of the FAQ does not reflect some kind of +debate within anarchism, as many of these types like to pretend, but a debate +between anarchism and its old enemy, capitalism. In many ways this debate +mirrors the one between Peter Kropotkin and Herbert Spencer, an English pro- +capitalist, minimal statist, at the turn the 19th century and, as such, it is +hardly new. + +The "anarcho"-capitalist argument hinges on using the dictionary definition of +"anarchism" and/or "anarchy" - they try to define anarchism as being +"opposition to government," and nothing else. However, dictionaries are hardly +politically sophisticated and their definitions rarely reflect the wide range +of ideas associated with political theories and their history. Thus the +dictionary "definition" is anarchism will tend to ignore its consistent views +on authority, exploitation, property and capitalism (ideas easily discovered +if actual anarchist texts are read). And, of course, many dictionaries +"define" anarchy as "chaos" or "disorder" but we never see +"anarcho"-capitalists use that particular definition! + +And for this strategy to work, a lot of "inconvenient" history and ideas from +all branches of anarchism must be ignored. From individualists like Spooner +and Tucker to communists like Kropotkin and Malatesta, anarchists have always +been anti-capitalist (see [ section G](secGcon.html) for more on the anti- +capitalist nature of individualist anarchism). Therefore "anarcho"-capitalists +are not anarchists in the same sense that rain is not dry. + +Of course, we cannot stop the "anarcho"-capitalists using the words "anarcho", +"anarchism" and "anarchy" to describe their ideas. The democracies of the west +could not stop the Chinese Stalinist state calling itself the People's +Republic of China. Nor could the social democrats stop the fascists in Germany +calling themselves "National Socialists". Nor could the Italian anarcho- +syndicalists stop the fascists using the expression "National Syndicalism". +This does not mean that any of these movements actual name reflected their +content -- China is a dictatorship, not a democracy, the Nazi's were not +socialists (capitalists made fortunes in Nazi Germany because it crushed the +labour movement), and the Italian fascist state had nothing in common with +anarcho-syndicalists ideas of decentralised, "from the bottom up" unions and +the abolition of the state and capitalism. + +Therefore, just because someone uses a label it does not mean that they +support the ideas associated with that label. And this is the case with +"anarcho"-capitalism -- its ideas are at odds with the key ideas associated +with all forms of traditional anarchism (even individualist anarchism which is +often claimed as being a forefather of the ideology). + +All we can do is indicate **why** "anarcho"-capitalism is not part of the +anarchist tradition and so has falsely appropriated the name. This section of +the FAQ aims to do just that -- present the case why "anarcho"-capitalists are +not anarchists. We do this, in part, by indicating where they differ from +genuine anarchists (on such essential issues as private property, equality, +exploitation and opposition to hierarchy) In addition, we take the opportunity +to present a general critique of right-libertarian claims from an anarchist +perspective. In this way we show up why anarchists reject that theory as being +opposed to liberty and anarchist ideals. + +We are covering this topic in an anarchist FAQ for three reasons. Firstly, the +number of "libertarian" and "anarcho"-capitalists on the net means that those +seeking to find out about anarchism may conclude that they are "anarchists" as +well. Secondly, unfortunately, some academics and writers have taken their +claims of being anarchists at face value and have included their ideology into +general accounts of anarchism. These two reasons are obviously related and +hence the need to show the facts of the matter. As we have extensively +documented in earlier sections, anarchist theory has always been anti- +capitalist. There is no relationship between anarchism and capitalism, in any +form. Therefore, there is a need for this section in order to indicate exactly +why "anarcho"-capitalism is not anarchist. As will be quickly seen from our +discussion, almost all anarchists who become aware of "anarcho"-capitalism +quickly reject it as a form of anarchism (the better academic accounts do note +that anarchists generally reject the claim, though). The last reason is to +provide other anarchists with arguments and evidence to use against +"anarcho"-capitalism and its claims of being a new form of "anarchism." + +So this section of the FAQ does not, as we noted above, represent some kind of +"debate" within anarchism. It reflects the attempt by anarchists to reclaim +the history and meaning of anarchism from those who are attempting to steal +its name (just as right-wingers in America have attempted to appropriate the +name "libertarian" for their pro-capitalist views, and by so doing ignore over +100 years of anti-capitalist usage). However, this section also serves two +other purposes. Firstly, critiquing right-libertarian and "anarcho"-capitalist +theories allows us to explain anarchist ones at the same time and indicate why +they are better. Secondly, and more importantly, the "ideas" and "ideals" that +underlie "anarcho"-capitalism are usually identical (or, at the very least, +similar) to those of neo-liberalism. This was noted by Bob Black in the early +1980s, when a _"wing of the Reaganist Right has obviously appropriated, with +suspect selectivity, such libertarian themes as deregulation and voluntarism. +Ideologues indignant that Reagan has travestied their principles. Tough shit! +I notice that it's their principles, not mine, that he found suitable to +travesty."_ [**The Libertarian As Conservative**] This was echoed by Noam +Chomsky two decades later when while _"nobody takes [right-wing +libertarianism] seriously"_ as _"everybody knows that a society that worked by +. . . [its] principles would self-destruct in three seconds"_ the _"only +reason"_ why some people _"pretend to take it seriously is because you can use +it as a weapon."_ [**Understanding Power**, p. 200] As neo-liberalism is being +used as the ideological basis of the current attack on the working class, +critiquing "anarcho"-capitalism and right-libertarianism also allows use to +build theoretical weapons to use to resist this attack and aid the class +struggle. + +A few more points before beginning. When debating with "libertarian" or +"anarchist" capitalists it's necessary to remember that while they claim "real +capitalism" does not exist (because all existing forms of capitalism are +statist), they will claim that all the good things we have -- advanced medical +technology, consumer choice of products, etc. \-- are nevertheless due to +"capitalism." Yet if you point out any problems in modern life, these will be +blamed on "statism." Since there has never been and never will be a capitalist +system without some sort of state, it's hard to argue against this "logic." +Many actually use the example of the Internet as proof of the power of +"capitalism," ignoring the fact that the state paid for its development before +turning it over to companies to make a profit from it. Similar points can be +made about numerous other products of "capitalism" and the world we live in. +To artificially separate one aspect of a complex evolution fails to understand +the nature and history of the capitalist system. + +In addition to this ability to be selective about the history and results of +capitalism, their theory has a great "escape clause." If wealthy employers +abuse their power or the rights of the working class (as they have always +done), then they have (according to "libertarian" ideology) ceased to be +capitalists! This is based upon the misperception that an economic system that +relies on force **cannot** be capitalistic. This is **very** handy as it can +absolve the ideology from blame for any (excessive) oppression which results +from its practice. Thus individuals are always to blame, **not** the system +that generated the opportunities for abuse they freely used. + +Anarchism has always been aware of the existence of "free market" capitalism, +particularly its extreme (minimal state) wing, and has always rejected it. As +we discuss in [section 7](append137.html), anarchists from Proudhon onwards +have rejected the idea of any similar aims and goals (and, significantly, vice +versa). As academic Alan Carter notes, anarchist concern for equality as a +necessary precondition for genuine freedom means _"that is one very good +reason for not confusing anarchists with liberals or economic 'libertarians' +-- in other words, for not lumping together everyone who is in some way or +another critical of the state. It is why calling the likes of Nozick +'anarchists' is highly misleading."_ [_"Some notes on 'Anarchism'"_, pp. +141-5, **Anarchist Studies**, vol. 1, no. 2, p. 143] So anarchists have +evaluated "free market" capitalism and rejected it as non-anarchist for over +150 years. Attempts by "anarcho"-capitalism to say that their system is +"anarchist" flies in the face of this long history of anarchist analysis. That +some academics fall for their attempts to appropriate the anarchist label for +their ideology is down to a false premise: it _"is judged to be anarchism +largely because some anarcho-capitalists **say** they are 'anarchists' and +because they criticise the State."_ [Peter Sabatini, **Social Anarchism**, no. +23, p. 100] + +More generally, we must stress that most (if not all) anarchists do not want +to live in a society **just like this one** but without state coercion and +(the initiation of) force. Anarchists do not confuse "freedom" with the +"right" to govern and exploit others nor with being able to change masters. It +is not enough to say we can start our own (co-operative) business in such a +society. We want the abolition of the capitalist system of authoritarian +relationships, not just a change of bosses or the possibility of little +islands of liberty within a sea of capitalism (islands which are always in +danger of being flooded and our activity destroyed). Thus, in this section of +the FAQ, we analysis many "anarcho"-capitalist claims on their own terms (for +example, the importance of equality in the market or why capitalism cannot be +reformed away by exchanges on the capitalist market) but that does not mean we +desire a society nearly identical to the current one. Far from it, we want to +transform this society into one more suited for developing and enriching +individuality and freedom. But before we can achieve that we must critically +evaluate the current society and point out its basic limitations. + +Finally, we dedicate this section of the FAQ to those who have seen the real +face of "free market" capitalism at work: the working men and women (anarchist +or not) murdered in the jails and concentration camps or on the streets by the +hired assassins of capitalism. + diff --git a/markdown/append2.md b/markdown/append2.md new file mode 100644 index 0000000000000000000000000000000000000000..df99e3b929597a39e0debdf8e0456efabf18b51b --- /dev/null +++ b/markdown/append2.md @@ -0,0 +1,616 @@ +# Appendix - The Symbols of Anarchy + +## [1 What is the history of the Black Flag?](append2.html#black) +[2 Why the red-and-black flag?](append2.html#redblack) +[3 Where does the circled A come from?](append2.html#circledA) + +### Introduction + +Anarchism has always stood deliberately for a broad, and at times vague, +political platform. The reasoning is sound; blueprints create rigid dogma and +stifle the creative spirit of revolt. Along the same lines and resulting in +the same problems, Anarchists have rejected the "disciplined" leadership that +is found in many other political groupings on the Left. The reasoning for this +is also sound; leadership based on authority is inherently hierarchical. + +It seems to follow logically that since Anarchists have shied away from +anything static, that we would also shy away from the importance of symbols +and icons. Yet the fact is Anarchists have used symbolism in our revolt +against the State and Capital, the most famous of which are the circled-A, the +black flag and the red-and-black flag. This appendix tries to show the history +of these three iconic symbols and indicate why they were taken up by +anarchists to represent our ideas and movement. + +Ironically enough, one of the original anarchist symbols was the **_red_** +flag. As anarchist Communard Louise Michel put it, _"Lyon, Marseille, +Narbonne, all had their own Communes, and like ours [in Paris], theirs too +were drowned in the blood of revolutionaries. That is why our flags are red. +Why are our red banners so terribly frightening to those persons who have +caused them to be stained that colour?"_ [**The Red Virgin: Memoirs of Louise +Michel**, p. 65] March 18th, 1877, saw Kropotkin participate in a protest +march in Berne which involved the anarchists _"carrying the red flag in honour +of the Paris Commune"_ for _"in Switzerland federal law prohibited public +display of the red flag."_ [Martin A. Miller, **Kropotkin**, p. 137] Anarchist +historians Nicolas Walter and Heiner Becker note that _"Kropotkin always +preferred the red flag."_ [Peter Kropotkin, **Act for Yourselves**, p. 128] On +Labour Day in 1899, Emma Goldman gave lectures to miners in Spring Valley, +Illinois, which ended in a demonstration which she headed _"carrying a large +red flag."_ [**Living My Life**, vol. 1, p. 245] According to historian +Caroline Waldron Merithew, the 300 marchers _"defied police orders to haul +down the 'red flag of anarchy.'"_ [**Anarchist Motherhood**, p. 236] + +This should be unsurprising as anarchism is a form of socialism and came out +of the general socialist and labour movements. Common roots would imply common +imagery. However, as mainstream socialism developed in the nineteenth century +into either reformist social democracy or the state socialism of the +revolutionary Marxists, anarchists developed their own images of revolt based +upon those raised by working class people in struggle. As will be shown, they +come from the revolutionary anarchism most directly associated with the wider +labour and socialist movements, i.e., the dominant, mainstream social +anarchist tradition. As Nicholas Walter put it: + +> _ "[The] serious study of anarchism should be based on fact rather than +fantasy, and concentrate on people and movements that actually used the word. +However old and wide the ideas of anarchism may be . . . no one called himself +an anarchist before [Proudhon in] 1840, and no movement called itself +anarchist before the 1870s . . . The actual anarchist movement was founded . . +. by the anti-authoritarian sections of the First International . . . This was +certainly the first anarchist movement, and this movement was certainly based +on a libertarian version of the concept of the class struggle."_ [**The +Anarchist Past and other essays**, pp. 60-1] + +Unsurprisingly, the first anarchist symbols reflected the origins and ideas of +this class struggle movement. Both the black and red-and-black flags were +first used by revolutionary anarchists. The black flag was popularised in the +1880s by Louise Michel, a leading French communist-anarchist militant. From +Europe it spread to America when the communist-anarchists of the +**International Working People's Association** raised it in their struggle +against capitalism before being taken up by other revolutionary class struggle +anarchists across the globe. The red-and-black flag was first used by the +Italian section of the First International and this had been the first to move +from collectivist to communist-anarchism in October 1876. [Nunzio Pernicone, +**Italian Anarchism, 1864-1892**, p. 111] From there, it spread to Mexico and +was used by anarchist labour militants there before being re-invented by the +Spanish anarcho-syndicalists in the 1930s. Like anarchism itself, the +anarchist flags are a product of the social struggle against capitalism and +statism. + +We would like to point out that this appendix is partly based on Jason +Wehling's 1995 essay **Anarchism and the History of the Black Flag**. Needless +to say, this appendix does not cover all anarchists symbols. For example, +recently the red-and-black flag has become complemented by the green-and-black +flag of eco-anarchism (the symbolism of the green should need no explanation). +Other libertarian popular symbols include the IWW inspired _**"Wildcat"**_ +(representing, of course, the spontaneity, direct action, solidarity and +militancy of a wildcat strike), the _**"Black Rose"**_ (inspired, no doubt, by +the demand of striking IWW women workers in Lawrence, 1912, for not only +bread, but for roses too) and the ironic _**"little black bomb"**_ (among +others). Here we concentrate on the three most famous ones. + +### 1 What is the history of the Black Flag? + +As is well known, the black flag is the symbol of anarchism. Howard Ehrlich +has a great passage in his book **Reinventing Anarchy, Again** on why +anarchists use it. It is worth quoting at length: + +> _"Why is our flag black? Black is a shade of negation. The black flag is the +negation of all flags. It is a negation of nationhood which puts the human +race against itself and denies the unity of all humankind. Black is a mood of +anger and outrage at all the hideous crimes against humanity perpetrated in +the name of allegiance to one state or another. It is anger and outrage at the +insult to human intelligence implied in the pretences, hypocrisies, and cheap +chicaneries of governments . . . Black is also a colour of mourning; the black +flag which cancels out the nation also mourns its victims the countless +millions murdered in wars, external and internal, to the greater glory and +stability of some bloody state. It mourns for those whose labour is robbed +(taxed) to pay for the slaughter and oppression of other human beings. It +mourns not only the death of the body but the crippling of the spirit under +authoritarian and hierarchic systems; it mourns the millions of brain cells +blacked out with never a chance to light up the world. It is a colour of +inconsolable grief. + +> + +> "But black is also beautiful. It is a colour of determination, of resolve, +of strength, a colour by which all others are clarified and defined. Black is +the mysterious surrounding of germination, of fertility, the breeding ground +of new life which always evolves, renews, refreshes, and reproduces itself in +darkness. The seed hidden in the earth, the strange journey of the sperm, the +secret growth of the embryo in the womb all these the blackness surrounds and +protects. + +> + +> "So black is negation, is anger, is outrage, is mourning, is beauty, is +hope, is the fostering and sheltering of new forms of human life and +relationship on and with this earth. The black flag means all these things. We +are proud to carry it, sorry we have to, and look forward to the day when such +a symbol will no longer be necessary."_ [_"Why the Black Flag?"_, Howard +Ehrlich (ed.), **Reinventing Anarchy, Again**, pp. 31-2] + +Here we discuss when and why anarchists first took up the black flag as our +symbol. + +There are ample accounts of the use of black flags by anarchists. Probably the +most famous was Nestor Makhno's partisans during the Russia Revolution. Under +the black banner, his army routed a dozen armies and kept a large portion of +the Ukraine free from concentrated power for a good couple of years. On the +black flag was embroidered _"Liberty or Death"_ and _"The Land to the Peasant, +The Factories to the Workers."_ [Voline, **The Unknown Revolution**, pp. +607-10] In 1925, the Japanese anarchists formed the **Black Youth League** +and, in 1945, when the anarchist federation reformed, their journal was named +**Kurohata** (**Black Flag**). [Peter Marshall, **Demanding the Impossible**, +pp. 525-6] In 1968, students carried black (and red) flags during the street +fighting and General Strike in France, bringing the resurgence of anarchism in +the 1960s into the view of the general public. The same year saw the Black +Flag being raised at the American **Students for a Democratic Society** +national convention. Two years later the British based magazine **Black Flag** +was started and is still going strong. At the turn of the 21st century, the +Black Flag was at the front of the so-called anti-globalisation protests. +Today, if you go to any sizeable demonstration you will usually see the Black +Flag raised by the anarchists present. + +However, the anarchists' black flag originated much earlier than this. Louise +Michel, famous participant in the Paris Commune of 1871, was instrumental in +popularising the use of the Black Flag in anarchist circles. At a March 18th +public meeting in 1882 to commemorate the Paris Commune she proclaimed that +the _"red flag was no longer appropriate; [the anarchists] should raise the +black flag of misery."_ [Edith Thomas, **Louise Michel**, p. 191] The +following year she put her words into action. According to anarchist historian +George Woodcock, Michel flew the black flag on March 9, 1883, during +demonstration of the unemployed in Paris, France. An open air meeting of the +unemployed was broken up by the police and around 500 demonstrators, with +Michel at the front carrying a black flag and shouting _"Bread, work, or +lead!"_ marched off towards the Boulevard Saint-Germain. The crowd pillaged +three baker's shops before the police attacked. Michel was arrested and +sentenced to six years solitary confinement. Public pressure soon forced the +granting of an amnesty. [**Anarchism**, pp. 251-2] August the same year saw +the publication of the anarchist paper **Le Drapeau Noir** (**The Black +Flag**) in Lyon which suggests that it had become a popular symbol within +anarchist circles. [_"Sur la Symbolique anarchiste"_, **Bulletin du CIRA**, +no. 62, p. 2] However, anarchists had been using red-and-black flags a number +of years previously (see [next section](append2.html#redblack)) so Michel's +use of the colour black was not totally without precedence. + +Not long after, the black flag made its way to America. Paul Avrich reports +that on November 27, 1884, it was displayed in Chicago at an anarchist +demonstration. According to Avrich, August Spies, one of the Haymarket +martyrs, _"noted that this was the first occasion on which [the black flag] +had been unfurled on American soil."_ By January the following year, +_"[s]treet parades and mass outdoor demonstrations, with red and black banners +. . . were the most dramatic form of advertisement"_ for the revolutionary +anarchist movement in America. April 1885 saw Lucy Parsons and Lizzie Holmes +at the head of a protest march _"each bearing a flag, one black, the other +red."_ [**The Haymarket Tragedy**, p. 145, pp. 81-2 and p. 147] The Black Flag +continued to be used by anarchists in America, with one being seized by police +at an anarchist organised demonstration for the unemployed in 1893 at which +Emma Goldman spoke. [**Emma Goldman: A Documentary History of the American +Years**, vol. 1, p. 144] Twenty one years later, Alexander Berkman reported on +another anarchist inspired unemployed march in New York which raised the black +flag in _"menacing defiance in the face of parasitic contentment and self- +righteous arrogance"_ of the _"exploiters and well-fed idlers."_ [_"The +Movement of the Unemployed"_, **Anarchy! An Anthology of Emma Goldman's Mother +Earth**, p. 341] + +It seems that black flags did not appear in Russia until the founding of the +**Chernoe Znamia** (**_"black banner"_**) movement in 1905\. With the defeat +of that year's revolution, anarchism went underground again. The Black Flag, +like anarchism in general, re-emerged during the 1917 revolution. Anarchists +in Petrograd took part in the February demonstrations which brought down +Tsarism carrying black flags with _"Down with authority and capitalism!"_ on +them. As part of their activity, anarchists organised armed detachments in +most towns and cities called _"Black Guards"_ to defend themselves against +counter-revolutionary attempts by the provisional government. As noted above, +the Makhnovists fought Bolshevik and White dictatorship under Black Flags. On +a more dreary note, February 1921 saw the end of black flags in Soviet Russia. +That month saw Peter Kropotkin's funeral take place in Moscow. Twenty thousand +people marched in his honour, carrying black banners that read: _"Where there +is authority there is no freedom."_ [Paul Avrich, **The Russian Anarchists**, +p. 44, p. 124, p. 183 and p. 227] Only two weeks after Kropotkin's funeral +march, the Kronstadt rebellion broke out and anarchism was erased from Soviet +Russia for good. With the end of Stalinism, anarchism with its Black Flag re- +emerged all across Eastern Europe, including Russia. + +While the events above are fairly well known, as has been related, the exact +origin of the black flag is not. What is known is that a large number of +Anarchist groups in the early 1880s adopted titles associated with black. In +July of 1881, the Black International was founded in London. This was an +attempt to reorganise the Anarchist wing of the recently dissolved First +International. In October 1881, a meeting in Chicago lead to the +**International Working People's Association** being formed in North America. +This organisation, also known as the **Black International**, affiliated to +the London organisation. [Woodcock, **Op. Cit.**, pp. 212-4 and p. 393] These +two conferences are immediately followed by Michel's demonstration (1883) and +the black flags in Chicago (1884). + +Thus it was around the early 1880s that anarchism and the Black Flag became +inseparably linked. Avrich, for example, states that in 1884, the black flag +_"was the new anarchist emblem."_ [**The Haymarket Tragedy**, p. 144] In +agreement, Murray Bookchin reports that _"in later years, the Anarchists were +to adopt the black flag"_ when speaking of the Spanish Anarchist movement in +1870. [**The Spanish Anarchists**, p. 57] Walter and Heiner also note that +_"it was adopted by the anarchist movement during the 1880s."_ [Kropotkin, +**Act for Yourselves**, p. 128] + +Now the question becomes why, exactly, black was chosen. The Chicago _"Alarm"_ +stated that the black flag is _"the fearful symbol of hunger, misery and +death."_ [quoted by Avrich, **Op. Cit.**, p. 144] Bookchin asserts that +anarchists were _"to adopt the black flag as a symbol of the workers misery +and as an expression of their anger and bitterness."_ [**Op. Cit.**, p. 57] +Historian Bruce C. Nelson also notes that the Black Flag was considered _"the +emblem of hunger"_ when it was unfurled in Chicago in 1884. [**Beyond the +Martyrs**, p. 141 and p. 150] While it _"was interpreted in anarchist circles +as the symbol of death, hunger and misery"_ it was _"also said to be the +'emblem of retribution'"_ and in a labour procession in Cincinnati in January +1885, _"it was further acknowledged to be the banner of working-class +intransigence, as demonstrated by the words 'No Quarter' inscribed on it."_ +[Donald C. Hodges, **Sandino's Communism**, p. 21] For Berkman, it was the +_"symbol of starvation and desperate misery."_ [**Op. Cit.**, p. 341] Louise +Michel stated that the _"black flag is the flag of strikes and the flag of +those who are hungry."_ [**Op. Cit.**, p. 168] + +Along these lines, Albert Meltzer maintains that the association between the +black flag and working class revolt _"originated in Rheims [France] in 1831 +('Work or Death') in an unemployed demonstration."_ [**The Anarcho-Quiz +Book**, p. 49] He went on to assert that it was Michel's action in 1883 that +solidified the association. The links from revolts in France to anarchism are +even stronger. As Murray Bookchin records, in Lyon _"[i]n 1831, the silk- +weaving artisans . . . rose in armed conflict to gain a better **tarif**, or +contract, from the merchants. For a brief period they actually took control of +the city, under red and black flags -- which made their insurrection a +memorable event in the history of revolutionary symbols. Their use of the word +**mutuelisme** to denote the associative disposition of society that they +preferred made their insurrection a memorable event in the history of +anarchist thought as well, since Proudhon appears to have picked up the word +from them during his brief stay in the city in 1843-4."_ [**The Third +Revolution**, vol. 2, p. 157] Sharif Gemie confirms this, noting that a police +report sent to the Lyon prefect that said: _"The silk-weavers of the Croix- +Rousse have decided that tomorrow they will go down to Lyon, carrying a black +flag, calling for work or death."_ The revolt saw the Black Flag raised: + +> _ "At eleven a.m. the silk-weavers' columns descended the slops of the +Croix-Rousse. Some carried black flags, the colour of mourning and a reminder +of their economic distress. Others pushed loaves of bread on the bayonets of +their guns and held them aloft. The symbolic force of this action was +reinforced by a repeatedly-shouted slogan: 'bread or lead!': in other words, +if they were not given bread which they could afford, then they were prepared +to face bullets. At some point during the rebellion, a more eloquent +expression was devised: '**Vivre en travaillant ou mourir en combattant**!' -- +'Live working or die by fighting!'. Some witnesses report seeing this painted +on a black flag."_ [Sharif Gemie, **French Revolutions, 1815-1914**, pp. +52-53] + +Kropotkin himself states that its use continued in the French labour movement +after this uprising. He notes that the Paris Workers _"raised in June [1848] +their black flag of 'Bread or Labour'"_ [**Act for Yourselves**, p. 100] Black +flags were also hung from windows in Paris on the 1st of March, 1871, in +defiance of the Prussians marching through the city after their victory in the +Franco-Prussian War. [Stewart Edwards, **The Communards of Paris, 1871**, p. +25] + +The use of the black flag by anarchists, therefore, is an expression of their +roots and activity in the labour movement in Europe, particularly in France. +The anarchist adoption of the Black Flag by the movement in the 1880s reflects +its use as _"the traditional symbol of hunger, poverty and despair"_ and that +it was _"raised during popular risings in Europe as a sign of no surrender and +no quarter."_ [Walter and Becker, **Act for Yourselves**, p. 128] This is +confirmed by the first anarchist journal to be called **Black Flag**: _"On the +heights of the city [of Lyon] in la Croix-Rousse and Vaise, workers, pushed by +hunger, raised for the first time this sign of mourning and revenge [the black +flag], and made therefore of it the emblem of workers' demands."_ [**Le +Drapeau Noir**, no. 1, 12th August 1883] This was echoed by Louise Michel: + +> _"How many wrathful people, young people, will be with us when the red and +black banners wave in the wind of anger! What a tidal wave it will be when the +red and black banners rise around the old wreck! + +> + +> "The red banner, which has always stood for liberty, frightens the +executioners because it is so red with our blood. The black flag, with layers +of blood upon it from those who wanted to live by working or die by fighting, +frightens those who want to live off the work of others. Those red and black +banners wave over us mourning our dead and wave over our hopes for the dawn +that is breaking."_ [**The Red Virgin: Memoirs of Louise Michel**, pp. 193-4] + +The mass slaughter of Communards by the French ruling class after the fall of +the Paris Commune of 1871 could also explain the use of the Black Flag by +anarchists at this time. Black _"is the colour of mourning [at least in +Western cultures], it symbolises our mourning for dead comrades, those whose +lives were taken by war, on the battlefield (between states) or in the streets +and on the picket lines (between classes)."_ [Chico, _"letters"_, **Freedom**, +vol. 48, No. 12, p. 10] Given the 25 000 dead in the Commune, many of them +anarchists and libertarian socialists, the use of the Black Flag by anarchists +afterwards would make sense. Sandino, the Nicaraguan libertarian socialist +(whose use of the red-and-black colours we discuss [ +below](append2.html#redblack)) also said that black stood for mourning (_"Red +for liberty; black for mourning; and the skull for a struggle to the death"_ +[Donald C. Hodges, **Sandino's Communism**, p. 24]). + +Regardless of other meanings, it is clear that anarchists took up the black +flag in the 1880s because it was, like the red flag, a recognised symbol of +working class resistance to capitalism. This is unsurprising given the nature +of anarchist politics. Just as anarchists base our ideas on actual working +class practice, we would also base our symbols on those created by that self- +activity. For example, Proudhon as well as taking the term _"mutualism"_ from +radical workers also argued that co-operative _"labour associations"_ had +_"spontaneously, without prompting and without capital been formed in Paris +and in Lyon. . . the proof of it [mutualism, the organisation of credit and +labour] . . . lies in current practice, revolutionary practice."_ [**No Gods, +No Masters**, vol. 1, pp. 59-60] He considered his ideas, in other words, to +be an expression of working class self-activity. Indeed, according to K. +Steven Vincent, there was _"close similarity between the associational ideal +of Proudhon . . . and the program of the Lyon Mutualists"_ and that there was +_"a remarkable convergence [between the ideas], and it is likely that Proudhon +was able to articulate his positive program more coherently because of the +example of the silk workers of Lyon. The socialist ideal that he championed +was already being realised, to a certain extent, by such workers."_ [**Pierre- +Joseph Proudhon and the Rise of French Republican Socialism**, p. 164] Other +anarchists have made similar arguments concerning anarchism being the +expression of tendencies within working class struggle against oppression and +exploitation and so the using of a traditional workers symbol would be a +natural expression of this aspect of anarchism. + +Similarly, perhaps it is Louise Michel's comment that the Black Flag was the +_"flag of strikes"_ which could explain the naming of the **Black +International** founded in 1881 (and so the increasing use of the Black Flag +in anarchist circles in the early 1880s). Around the time of its founding +congress Kropotkin was formulating the idea that this organisation would be a +_"Strikers' International"_ (**Internationale Greviste**) -- it would be _"an +organisation of resistance, of strikes."_ [quoted by Martin A. Miller, +**Kropotkin**, p. 147] In December 1881 he discussed the revival of the +International Workers Association as a **_Strikers' International**_ for to +_"be able to make the revolution, the mass of workers will have to organise +themselves. Resistance and strikes are excellent methods of organisation for +doing this."_ He stressed that the _"strike develops the sentiment of +solidarity"_ and argued that the First International _"was born of strikes; it +was fundamentally a strikers' organisation."_ [quoted by Caroline Cahm, +**Kropotkin and the Rise of Revolutionary Anarchism, 1872-1886**, p. 255 and +p. 256] + +A _"Strikers International"_ would need the strikers flag and so, perhaps, the +**Black International** got its name. This, of course, fits perfectly with the +use of the Black Flag as a symbol of workers' resistance by anarchism, a +political expression of that resistance. + +However, the black flag did not instantly replace the red flag as the main +anarchist symbol. The use of the red flag continued for some decades in +anarchist circles. Thus we find Kropotkin writing in the early 1880s of +_"anarchist groups . . . rais[ing] the red flag of revolution."_ As Woodcock +noted, the _"black flag was not universally accepted by anarchists at this +time. Many, like Kropotkin, still thought of themselves as socialists and of +the red flag as theirs also."_ [**Words of a Rebel**, p. 75 and p. 225] In +addition, we find the Chicago anarchists using both black and red flags all +through the 1880s. French Anarchists carried three red flags at the funeral of +Louise Michel's mother in 1885 as well as at her own funeral in January 1905. +[Louise Michel, **Op. Cit.**, p. 183 and p. 201] Anarchist in Japan, for +example, demonstrated under red flags bearing the slogans _"Anarchy"_ and +_"Anarchist Communism"_ in June, 1908\. [John Crump, **Hatta Shuzo and Pure +Anarchism in Interwar Japan**, p. 25] Three years later, the Mexican +anarchists declared that they had _"hoisted the Red Flag on Mexico's fields of +action"_ as part of their _"war against Authority, war against Capital, and +war against the Church."_ They were _"fighting under the Red Flag to the +famous cry of 'Land and Liberty.'"_ [Ricardo Flores Magon, **Land and +Liberty**, p. 98 and p. 100] + +So for a considerable period of time anarchists used red as well as black +flags as their symbol. The general drift away from the red flag towards the +black must be placed in the historical context. During the 1880s the socialist +movement was changing. Marxist social democracy was becoming the dominant +socialist trend, with libertarian socialism going into relative decline in +many areas. Thus the red flag was increasingly associated with the +authoritarian and statist (and increasingly reformist) side of the socialist +movement. In order to distinguish themselves from other socialists, the use of +the black flag makes perfect sense as it was it an accepted symbol of working +class revolt like the red flag. + +After the Russian Revolution and its slide into dictatorship (first under +Lenin, then Stalin) anarchist use of the red flag decreased as it no longer +_"stood for liberty."_ Instead, it had become associated, at worse, with the +Communist Parties or, at best, bureaucratic, reformist and authoritarian +social democracy. This change can be seen from the Japanese movement. As noted +above, before the First World War anarchists there had happily raised the red +flag but in the 1920s they unfurled the black flag. Organised in the +**Kokushoku Seinen Renmei** (Black Youth League), they published **Kokushoku +Seinen** (Black Youth). By 1930, the anarchist theoretical magazine +**Kotushoku Sensen** (Black Battlefront) had been replaced by two journals +called **Kurohata** (Black Flag) and **Kuhusen** (Black Struggle). [John +Crump, **Op. Cit.**, pp. 69-71 and p. 88] + +According to historian Candace Falk, _"[t]hough black has been associated with +anarchism in France since 1883, the colour red was the predominant symbol of +anarchism throughout this period; only after the First World War was the +colour black widely adopted."_ [**Emma Goldman: A Documentary History of the +American Years**, vol. 1, p. 208fn] As this change did not occur overnight, it +seems safe to conclude that while anarchism and the black flag had been +linked, at the latest, from the early 1880s, it did not become the definitive +anarchist symbol until the 1920s (Carlo Tresca in America was still talking of +standing _"beneath the red flag that is the immaculate flag of the anarchist +idea"_ in 1925. [quoted by Nunzio Pernicone, **Carlo Tresca: Portrait of a +Rebel**, p. 161]). Before then, anarchists used both it and the red flag as +their symbols of choice. After the Russian Revolution, anarchists would still +use red in their flags, but only when combined with black. In this way they +would not associate themselves with the tyranny of the USSR or the reformism +and statism of the mainstream socialist movement. + +### 2 Why the red-and-black flag? + +The red-and-black flag has been associated with anarchism for some time. +Murray Bookchin placed the creation of this flag in Spain: + +> _"The presence of black flags together with red ones became a feature of +Anarchist demonstrations throughout Europe and the Americas. With the +establishment of the CNT, a single flag on which black and red were separated +diagonally, was adopted and used mainly in Spain."_ [**The Spanish +Anarchists**, p. 57] + +George Woodcock also stressed the Spanish origin of the flag: + +> _"The anarcho-syndicalist flag in Spain was black and red, divided +diagonally. In the days of the [First] International the anarchists, like +other socialist sects, carried the red flag, but later they tended to +substitute for it the black flag. The black-and-red flag symbolised an attempt +to unite the spirit of later anarchism with the mass appeal of the +International."_ [**Anarchism**, p. 325fn] + +According to Abel Paz, anarchist historian and CNT militant in the 1930s, the +1st of May, 1931, was _"the first time in history [that] the red and black +flag flew over a CNT-FAI rally."_ This was the outcome of an important meeting +of CNT militants and anarchist groups to plan the May Day demonstrations in +Barcelona. One of the issues to be resolved was _"under what flag to march."_ +One group was termed the _"Red Flag"_ anarchists (who _"put greater emphasis +on labour issues"_), the other _"Black Flag"_ anarchists (who were _"more +distant (at the time) from economic questions"_). However, with the newly +proclaimed Republic there were _"tremendous opportunities for mass +mobilisations"_ which made disagreements on how much emphasis to place on +labour issues _"meaningless."_ This allowed an accord to be reached with its +_"material expression"_ being _"making the two flags into one: the black and +red flag."_ [**Durruti in the Spanish Revolution**, p. 206] + +However, the red-and-black flag was used by anarchists long before 1931, +indeed decades before the CNT was even formed. In fact, it, rather than the +black flag, may well have been the first specifically anarchist flag. + +The earliest recorded use of the red-and-black colours was during the +attempted Bologna insurrection of August 1874 where participants were +_"sporting the anarchists' red and black cockade."_ [Nunzio Pernicone, +**Italian Anarchism, 1864-1892**, p. 93] In April 1877, a similar attempt at +provoking rebellion saw anarchists enter the small Italian town of Letino +_"wearing red and black cockades"_ and carrying a _"red and black banner."_ +These actions helped to _"captur[e] national attention"_ and _"draw +considerable notice to the International and its socialist programme."_ +[Nunzio Pernicone, **Op. Cit.**, pp. 124-5 and pp. 126-7] Significantly, +another historian notes that the insurgents in 1874 were _"decked out in the +red and black emblem of the International"_ while three years later they were +_"prominently displaying the red and black anarchist flag."_ [T. R. +Ravindranathan, **Bakunin and the Italians**, p. 208 and p. 228] Thus the +black-and-red flag, like the black flag, was a recognised symbol of the labour +movement (in this case, the Italian section of the First International) before +becoming linked to anarchism. + +The red-and-black flag was used by anarchists a few years later in Mexico. At +an anarchist protest meeting on December 14th, 1879, at Columbus Park in +Mexico City _"[s]ome five thousand persons gathered replete with numerous red- +and-black flags, some of which bore the inscription 'La Social, Liga +International del Jura.' A large black banner bearing the inscription 'La +Social, Gran Liga International' covered the front of the speaker's +platform."_ The links between the Mexican and European anarchist movements +were strong, as the _"nineteenth-century Mexican urban labour-movement +maintained direct contact with the Jura branch of the . . . European-based +First International Workingmen's Association and at one stage openly +affiliated with it."_ [John M. Hart, **Anarchism and the Mexican Working +Class, 1860-1931**, p. 58 and p. 17] One year after it was founded, the +anarchist influenced **Casa del Obrero Mundial** organised Mexico's first May +Day demonstration in 1913 and _"between twenty and twenty-five thousand +workers gathered behind red and black flags"_ in Mexico City. [John Lear, +**Workers, Neighbors, and Citizens**, p. 236] + +Augusto Sandino, the radical Nicaraguan national liberation fighter was so +inspired by the example of the Mexican anarcho-syndicalists that he based his +movement's flag on their red-and-black ones (the Sandinista's flag is divided +horizontally, rather than diagonally). As historian Donald C. Hodges notes, +Sandino's _"red and black flag had an anarcho-syndicalist origin, having been +introduced into Mexico by Spanish immigrants."_ Unsurprisingly, his flag was +considered a _"workers' flag symbolising their struggle for liberation."_ +(Hodges refers to Sandino's _"peculiar brand of anarcho-communism"_ suggesting +that his appropriation of the flag indicated a strong libertarian theme to his +politics). [**Intellectual Foundations of the Nicaraguan Revolution**, p. 49, +p. 137 and p. 19] + +This suggests that the red-and-black flag was rediscovered by the Spanish +Anarchists in 1931 rather than being invented by them. However, the CNT-FAI +seem to have been the first to bisect their flags diagonally black and red +(but other divisions, such as horizontally, were also used). In the English +speaking world, though, the use of the red-and-black flag by anarchists seems +to spring from the world-wide publicity generated by the Spanish Revolution in +1936. With CNT-FAI related information spreading across the world, the use of +the CNT inspired diagonally split red-and-black flag also spread until it +became a common anarchist and anarcho-syndicalist symbol in all countries. + +For some, the red-and-black flag is associated with anarcho-syndicalism more +than anarchism. As Albert Meltzer put it, _"[t]he flag of the labour movement +(not necessarily only of socialism) is red. The CNT of Spain originated the +red-and-black of anarchosyndicalism (anarchism plus the labour movement)."_ +[**Anarcho-Quiz Book**, p. 50] Donald C. Hodges makes a similar point, when he +states that _"[o]n the insignia of the Mexico's House of the World Worker [the +Mexican anarcho-syndicalist union], the red band stood for the economic +struggle of workers against the proprietary classes, and the black for their +insurrectionary struggle."_ [**Sandino's Communism**, p. 22] + +This does not contradict its earliest uses in Italy and Mexico as those +anarchists took it for granted that they should work within the labour +movement to spread libertarian ideas. Therefore, it is not surprising we find +movements in Mexico and Italy using the same flags. Both were involved in the +First International and its anti-authoritarian off-spring. Both, like the Jura +Federation in Switzerland, were heavily involved in union organising and +strikes. Given the clear links and similarities between the collectivist +anarchism of the First International (the most famous advocate of which was +Bakunin) and anarcho-syndicalism, it is not surprising that they used similar +symbols. As Kropotkin argued, _"Syndicalism is nothing other than the rebirth +of the International -- federalist, worker, Latin."_ [quoted by Martin A. +Miller, **Kropotkin**, p. 176] So a rebirth of symbols would not be a co- +incidence. + +Thus the red-and-black flag comes from the experience of anarchists in the +labour movement and is particularly, but not exclusively, associated with +anarcho-syndicalism. The black represents libertarian ideas and strikes (i.e. +direct action), the red represents the labour movement. Over time association +with anarcho-syndicalism has become less noted, with many non-syndicalist +anarchists happy to use the red-and-black flag (many anarcho-communists use +it, for example). It would be a good generalisation to state that social +anarchists are more inclined to use the red-and-black flag than individualist +anarchists just as social anarchists are usually more willing to align +themselves with the wider socialist and labour movements than individualists +(in modern times at least). However, both the red and black flags have their +roots in the labour movement and working class struggle which suggests that +the combination of both flags into one was a logical development. Given that +the black **and** red flags were associated with the Lyon uprising of 1831, +perhaps the development of the red-and-black flag is not too unusual. +Similarly, given that the Black Flag was the _"flag of strikes"_ (to quote +Louise Michel -- see [above](append2.html#black)) its use with the red flag of +the labour movement seems a natural development for a movement like anarchism +and anarcho-syndicalism which bases itself on direct action and the importance +of strikes in the class struggle. + +So while associated with anarcho-syndicalism, the red-and-black flag has +become a standard anarchist symbol as the years have gone by, with the black +still representing anarchy and the red, social co-operation or solidarity. +Thus the red-and-black flag more than any one symbol symbolises the aim of +anarchism (_"Liberty of the individual and social co-operation of the whole +community"_ [Peter Kropotkin, **Act for Yourselves**, p. 102]) as well as its +means (_"[t]o make the revolution, the mass of workers will have to organise +themselves. Resistance and the strike are excellent means of organisation for +doing this"_ and _"the strike develops the sentiment of solidarity."_ +[Kropotkin, quoted by Caroline Cahm, **Kropotkin and the Rise of Revolutionary +Anarchism: 1872-1186**, p. 255 and p. 256]). + +### 3 Where does the circled-A come from? + +The circled-A is, perhaps, even more famous than the Black and Red-and-Black +flags as an anarchist symbol (probably because it lends itself so well to +graffiti). According to Peter Marshall the _"circled-A"_ represents Proudhon's +maxim _"Anarchy is Order."_ [**Demanding the Impossible** p. 558] Peter +Peterson also adds that the circle is _"a symbol of unity and determination"_ +which _"lends support to the off-proclaimed idea of international anarchist +solidarity."_ [_"Flag, Torch, and Fist: The Symbols of Anarchism"_, +**Freedom**, vol. 48, No. 11, pp. 8] + +However, the origin of the "circled-A" as an anarchist symbol is less clear. +Many think that it started in the 1970s punk movement, but it goes back to a +much earlier period. According to Peter Marshall, _"[i]n 1964 a French group, +**Jeunesse Libertaire**, gave new impetus to Proudhon's slogan 'Anarchy is +Order' by creating the circled-A a symbol which quickly proliferated +throughout the world."_ [**Op. Cit.**, p. 445] This is not the earliest +sighting of this symbol. On November 25 1956, at its foundation in Brussels, +the **Alliance Ouvriere Anarchiste** (AOA) adopted this symbol. Going even +further, a BBC documentary on the Spanish Civil War shows an anarchist militia +member with a "circled-A" clearly on the back of his helmet. Other than this, +there is little know about the "circled-A"s origin. + +Today the circled-A is one of the most successful images in the whole field of +political symbolising. Its _"incredible simplicity and directness led [it] to +become the accepted symbol of the restrengthened anarchist movement after the +revolt of 1968"_ particularly as in many, if not most, of the world's +languages the word for anarchy begins with the letter A. [Peter Peterson, +**Op. Cit.**, p. 8] + diff --git a/markdown/append3.md b/markdown/append3.md new file mode 100644 index 0000000000000000000000000000000000000000..afee1b377c9c98e9cc1349ee935b6b04fdae56e2 --- /dev/null +++ b/markdown/append3.md @@ -0,0 +1,249 @@ +# Appendix : Anarchism and Marxism + +This appendix exists to refute some of the many anti-anarchist diatribes +produced by Marxists. While we have covered why anarchists oppose Marxism in +[section H](secHcon.html), we thought it would be useful to reply to Marxist +webpages and books whose content is not explicitly covered in that section. In +this way we hope to indicate that Marxism is a flawed theory, flawed even to +the extent of not being able to present a honest critique of anarchism. This +consistent attempt to smear anarchism and distort its history and ideas is no +co-incidence -- rather it is required in order to present Marxism as the only +viable form of socialism and, more importantly, to hide the fact that much of +the populist Marxist rhetoric was, in fact, said by anarchists first and +latter stolen by Marxists to hide the authoritarian basis of their politics. + +One last point. We are aware that we repeat many of our arguments in these +appendices. That, unfortunately, is avoidable for two reasons. Firstly, +Marxists usually repeat the same false assertions against anarchism and so we +have to answer them each time they appear. Marxists seem to subscribe to the +point of view that repeating an error often enough makes it true. Secondly, we +have tried to make each appendix as self-contained as possible and that meant +repeating certain material and arguments to achieve this. We hope the reader +understands. + +## + +* [Reply to errors and distortions in David McNally's pamphlet _"Socialism from Below"_](append3.html#app31) + +## + +* [Marxists and Spanish Anarchism_](append3.html#app32) + +## + +* [Reply to errors and distortions in Phil Mitchinson's **_"Marxism and direct action"**_](append3.html#app33) + +## + +* [Reply to errors and distortions in the SWP's **_"Marxism and Anarchism"_**](append3.html#app34) + +## + +* [Reply to errors and distortions in John Fisher's _"Why we must further Marxism and not Anarchism"_**](append3.html#app35) + +* * * + +## + +* [Reply to errors and distortions in David McNally's pamphlet _"Socialism from Below"_ ](append31.html) + +### [1\. Introduction](append31.html#app1) +[ 2\. Is anarchism the politics of the _"small property +owner"_?](append31.html#app2) +[ 3\. Does anarchism _"glorify values from the past"_?](append31.html#app3) +[ 4\. Why are McNally's comments on Proudhon a distortion of his +ideas?](append31.html#app4) +[ 5\. Why are McNally's comments on Bakunin a distortion of his +ideas?](append31.html#app5) +[ 6\. Are the _"quirks of personality"_ of Proudhon and Bakunin listed by +McNally actually rooted _"in the very nature of anarchist +doctrine"_?](append31.html#app6) +[ 7\. Are anarchists against democracy?](append31.html#app7) +[ 8\. Are Leninists in favour of democracy?](append31.html#app8) +[ 9\. Why is McNally wrong on the relation of syndicalism to +anarchism?](append31.html#app9) +[ 10\. Do syndicalists reject working class political +action?](append31.html#app10) +[ 11\. Why is McNally's claim that Leninism supports working class self- +emancipation wrong?](append31.html#app11) +[ 12\. Why is Marxist "class analysis" of anarchism contradictory? +](append31.html#app12) +[ 13\. If Marxism is _"socialism from below,"_ why do anarchists reject +it?](append31.html#app13) +[ 14\. Why is McNally's use of the term _"socialism from below"_ +dishonest?](append31.html#app14) +[ 15\. Did Trotsky keep alive Leninism's _"democratic +essence"_?](append31.html#app15) + +## + +* [Marxists and Spanish Anarchism ](append32.html) + +### [1\. Were the Spanish Anarchists _"Primitive Rebels"_? +](append32.html#app1) +[2\. How accurate is Felix Morrow's book on the Spanish Revolution? +](append32.html#app2) +[3\. Did a _"highly centralised"_ FAI control the CNT?](append32.html#app3) +[4\. What is the history of the CNT and the Communist +International?](append32.html#app4) +[5\. Why did the CNT not join the Workers' Alliance?](append32.html#app5) +[6\. Was the October 1934 revolt sabotaged by the CNT?](append32.html#app6) +[7\. Were the Friends of Durruti Marxists?](append32.html#app7) +[8\. Did the Friends of Durruti _"break with"_ anarchism?](append32.html#app8) +[9\. Were the Friends of Durruti influenced by +Trotskyists?](append32.html#app9) +[10\. What does the Friends of Durruti's programme tell us about +Trotskyism?](append32.html#app10) +[11\. Why is Morrow's comments against the militarisation of the Militias +ironic?](append32.html#app11) +[12\. What is ironic about Morrow's vision of +revolution?](append32.html#app12) +[13\. Why do anarchists reject the Marxist "workers' +state"?](append32.html#app13) +[14\. What is wrong with Morrow's _"fundamental tenet"_ of +anarchism?](append32.html#app14) +[15\. Did Spanish Anarchism aim for the creation of "collectives" before the +revolution?](append32.html#app15) +[16\. How does the development of the collectives indicate the differences +between Bolshevism and anarchism?](append32.html#app16) +[17\. Why is Morrow's support for _"proletarian methods of production"_ +ironic?](append32.html#app17) +[18\. Were the federations of collectives an _"abandonment"_ of anarchist +ideas?](append32.html#app18) +[19\. Did the experience of the rural collectives refute +anarchism?](append32.html#app19) +[20\. Does the experience of the Spanish Revolution indicate the failure of +anarchism or the failure of anarchists?](append32.html#app20) + +## + +* [Reply to errors and distortions in Phil Mitchinson's **_"Marxism and direct action"**_ + +](append33.html) + +### [1\. How does Mitchinson impoverish the politics of the direct action +groups?](append33.html#app1) +[2\. Does anarchism _"juxtapose"_ theory and action?](append33.html#app2) +[3\. How does Mitchinson distort the London May Day demo?](append33.html#app3) +[4\. Do anarchists really think _"the bosses will do nothing to defend their +system"_?](append33.html#app4) +[5\. How does Mitchinson misrepresent anarchist +organisation?](append33.html#app5) +[6\. How does Mitchinson define anarchism wrongly? ](append33.html#app6) +[7\. Does anarchism reject fighting for reforms? ](append33.html#app7) +[8\. Does anarchism see the state as the root of all +problems?](append33.html#app8) +[9\. Why is Mitchinson wrong about the _"Abolishion [i.e. Abolition] of the +state"_?](append33.html#app9) +[10\. Why is Mitchinson's comment that we face either _"socialism or +barbarism"_ actually undermine his case?](append33.html#app10) +[11\. Why is Mitchinson wrong to assert anarchists do not believe in defending +a revolution?](append33.html#app11) +[12\. Would the "workers' state" really be different, as Mitchinson +claims?](append33.html#app12) +[13\. Is the Marxist "worker's state" really the rule of one class over +another?](append33.html#app13) +[14\. Why do anarchists reject the Marxist notion of "conquest of +power"?](append33.html#app14) +[15\. What caused the degeneration of the Russian Revolution? +](append33.html#app15) +[16\. Did anarchists reject _"the need for organisation in the shape of trade +unions"_?](append33.html#app16) +[17\. Why do anarchists reject political activity? ](append33.html#app17) +[18\. How do anarchists struggle for reforms under +capitalism?](append33.html#app18) +[19\. How does Mitchinson distorts the use of the term _"Self- +reliance"_?](append33.html#app19) +[20\. Is anarchism an example of _"Philosophical +idealism"_?](append33.html#app20) +[21\. How is Mitchinson's critique self-contradictory? ](append33.html#app21) +[22\. How did Trotsky make the trains run on time? ](append33.html#app22) +[23\. Can centralised planning meet the needs of the whole of +society?](append33.html#app23) +[24\. Is technology neutral?](append33.html#app24) +[25\. Do anarchists ignore the _"strength of the working +class"_?](append33.html#app25) +[26\. What does Mitchinson's article tell about the nature of +Trotskyism?](append33.html#app26) + +## + +* [ Reply to errors and distortions in the SWP's _"Marxism and Anarchism"_ + +](append34.html) + +### [1\. What does the anti-globalisation movement tell us about the +effectiveness of the "vanguard" parties like the SWP?](append34.html#app1) +[2\. What does the SWP miss out in its definition of +anarchism?](append34.html#app2) +[3\. Why does mentioning the history of anarchism weaken the SWP's +argument?](append34.html#app3) +[4\. How is the SWP wrong about centralisation? ](append34.html#app4) +[5\. Why does the SWP's _"picket line is 'authoritarian'"_ argument totally +miss the point?](append34.html#app5) +[6\. Why are the SWP's examples of _"state functions"_ +wrong?](append34.html#app6) +[7\. What is ironic about the SWP's comment that workers' councils must +_"break up"_ the capitalist state?](append34.html#app7) +[8\. How do the SWP re-write the history of the Russian +Revolution?](append34.html#app8) +[9\. How do the SWP re-write the history of the Spanish +Revolution?](append34.html#app9) +[10\. Do anarchists ignore the fact that ideas change through +struggle?](append34.html#app10) +[11\. Why do anarchists oppose the Leninist _"revolutionary +party"_?](append34.html#app11) +[12\. Why do the SWP make a polemical fetish of _"unity"_ and _"democracy"_ to +the expense of common sense and freedom?](append34.html#app12) +[13\. How does the Battle of Prague expose the SWP as +hypocrites?](append34.html#app13) +[14\. Is the Leninist tradition actually as democratic as the SWP like to +claim?](append34.html#app14) +[15\. Why is the SWP's support for centralisation anti- +socialist?](append34.html#app15) +[16\. Why is the SWP wrong about the A16 Washington D.C. +demo?](append34.html#app16) +[17\. Why does the SWP's Washington example refute the SWP's own argument and +not anarchism?](append34.html#app17) +[18\. Why is a "revolutionary party" a contradiction in +terms?](append34.html#app18) +[19\. Do anarchists operate _"in secret"_?](append34.html#app19) +[20\. Why is the SWP wrong about Bakunin's organisation?](append34.html#app20) +[21\. Why is the SWP's attack on Bakunin's organisation +ironic?](append34.html#app21) +[22\. Was the F.A.I. a _"centralised and secret"_ organisation that shunned +_"open debate and common struggle"_?](append34.html#app22) +[23\. Do anarchists wait for _"spontaneous upsurges by +workers"_?](append34.html#app23) +[24\. Do anarchists blame workers _"for being insufficiently +revolutionary"_?](append34.html#app24) +[ 25\. Why does the history of centralised parties refute the SWP's +arguments?](append34.html#app25) + +## + +* [ Reply to errors and distortions in John Fisher's _"Why we must further Marxism and not Anarchism"_ + +](append35.html) + +### [ 1\. Why should _"the so-called Anarchistic youth of today"_ be +concerned that Trotskyists consider them allies? ](append35.html#app1) +[ 2\. What else do people learn about when they discover anarchism is more +than _"utter rebellion"_?](append35.html#app2) +[ 3\. What do anarchists think will _"replace the smashed state +machine"_?](append35.html#app3) +[ 4\. What did Trotsky and Lenin think must replace the bourgeois +state?](append35.html#app4) +[ 5\. Is the _"proletarian 'state'"_ really a new kind of +state?](append35.html#app5) +[ 6\. Do anarchists _"hope the capitalists do not make any attempts of +counterrevolution"_?](append35.html#app6) +[ 7\. Are Anarchists simply _"potential Marxists"_?](append35.html#app7) +[ 8\. Is Marxism a scientific?](append35.html#app8) +[ 9\. What does the Russian Revolution tell us about +Trotskyism?](append35.html#app9) +[ 10\. Do anarchists reject "leadership"?](append35.html#app10) +[ 11\. Does the Spanish Revolution show anarchism is +flawed?](append35.html#app11) +[ 12\. Does anarchism believe in spontaneous revolution?](append35.html#app12) + diff --git a/markdown/append31.md b/markdown/append31.md new file mode 100644 index 0000000000000000000000000000000000000000..ef6e2799f6129fe0e7e855653015eb428b5d7088 --- /dev/null +++ b/markdown/append31.md @@ -0,0 +1,2761 @@ +# Reply to errors and distortions in David McNally's pamphlet _"Socialism +from Below"_ + +Since this appendix was first written, David McNally has distanced himself +from his pamphlet's critique of anarchism. In an end-note in his book +**Another World Is Possible: Globalization & Anti-Capitalism** he wrote: + +> _"I dissent from Draper's one-sided critique of anarchism . . . Draper is +not fair to some of the currents within social anarchism. I also reject my own +restatement of Draper's interpretation in the first edition of my booklet +**Socialism from Below**"_ [David McNally, **Another World Is Possible**, p. +393] + +While it seems unlikely this was in response to reading our critique, it does +show that it was correct. Unfortunately it took McNally over 20 years to +acknowledge that his 1980 essay gave a distinctly distorted account of +anarchism. Perhaps significantly, McNally no longer seems to be associated +with the sister organisations of the British **Socialist Workers Party** (a +group whose distortions of anarchism are infamous). + +McNally now argues that _"it may be more helpful to try and defend a common +political vision -- such as socialism from below or libertarian socialism -- +as a point of reference"_ rather than fixate over labels like "Marxism" or +"anarchism." [**Op. Cit.**, p. 347] As we noted in our critique of his 1980 +pamphlet, the term _"socialism from below"_ has a distinctly anarchist feel to +it, a feel distinctly at odds with Leninist ideology and practice. Moreover, +as shown below, Lenin explicitly denounced _"from below"_ as an anarchist idea +-- and his practice once in power showed that _"from above"_ is part and +parcel of Leninism in action. + +[AFAQ Blog has a posting](http://anarchism.pageabode.com/afaq/afaq-critique- +of-marxist-vindicated) on this issue. In addition, many of the issues +discussed in this appendix are also explored in [section H](secHcon.html) of +the FAQ and that should also be consulted. This is particularly the case as +that section has been completed and revised after this appendix was completed. + +## 1\. Introduction + +In chapter three of his pamphlet _[Socialism from +Below](http://www.anu.edu.au/polsci/marx/contemp/pamsetc/socfrombel/sfb_main.htm)_, +David McNally decides to expose (what he calls) _"The Myth Of Anarchist +Libertarianism."_ In reality, his account is so distorted and, indeed, +dishonest that all it proves is that Marxists will go to extreme lengths to +attack anarchist ideas. As Brain Morris points out, defending the Leninist +tradition and ideology _"implies . . . a compulsive need to rubbish +anarchism."_ [**Ecology & Anarchism**, p. 128] McNally's pamphlet is a classic +example of this. As we will prove, his "case" is a mish-mash of illogical +assertions, lies and, when facts do appear, their use is simply a means of +painting a false picture of reality. + +He begins by noting that _"Anarchism is often considered to represent [a] +current of radical thought that is truly democratic and libertarian. It is +hailed in some quarters as the only true political philosophy [of] freedom."_ +Needless to say, he thinks that the _"reality is quite different."_ He argues +that _"[f]rom its inception anarchism has been a profoundly anti-democratic +doctrine. Indeed the two most important founders of anarchism, Pierre-Joseph +Proudhon and Michael Bakunin, developed theories that were elitist and +authoritarian to the core."_ We will discover the truth of this assertion +later. However, we must note that McNally uses the typical Marxist approach to +attacking anarchism -- namely to attack anarchists rather than anarchism as +such. Indeed, he lamely notes that _"[w]hile later anarchists may have +abandoned some of the excesses' of their founding fathers their philosophy +remains hostile to ideas of mass democracy and workers' power."_ Thus, we have +the acknowledgement that not all anarchists share the same ideas and that +anarchist theory has developed since 1876 (the year of Bakunin's death). This +is to be expected as anarchists are not Proudhonists or Bakuninists -- we do +not name ourselves after one person, rather we take what is useful from +libertarian writers and ignore the rubbish. In Malatesta's words, _"[w]e +follow ideas and not men, and rebel against this habit of embodying a +principle in a man."_ [**Life and Ideas**, p. 199] However, this is beside the +point as McNally's account of the anarchism of Proudhon and Bakunin is simply +false -- indeed, so false as to make you wonder if he is simply incompetent as +a scholar or seeks to present a patchwork of lies as fact and "theory." + +## 2\. Is anarchism the politics of the _"small property owner"_? + +McNally does start out by acknowledging that _"anarchism developed in +opposition to the growth of capitalist society. What's more, anarchist +hostility to capitalism centred on defence of the liberty of the individual."_ +However, he then distorts this actual historical development by arguing that +_"the liberty defended by the anarchists was not the freedom of the working +class to make collectively a new society. Rather, anarchism defended the +freedom of the small property owner -- the shopkeeper, artisan and tradesman +-- against the encroachments of large-scale capitalist enterprise."_ + +Such a position is, to say the least, a total distortion of the facts of the +situation. Proudhon, for example, addressed himself to both the +peasant/artisan and the proletariat. He argued in **What is Property?** that +he _"preach[ed] emancipation to the proletaires; association to the +labourers."_ [p. 137] Thus Proudhon addressed himself to both the +peasant/artisan and the "working class" (i.e. wage slaves). This is to be +expected from a **libertarian** form of socialism as, at the time of his +writing, the majority of working people **were** peasants and artisans . +Indeed, this predominance of artisan/peasant workers in the French economy +lasted until the turn of the century. Not to take into account the +artisan/peasant would have meant the dictatorship of a minority of working +people over the rest of them. Given that in chapter 4 of his pamphlet McNally +states that Marxism aims for a _"democratic and collective society . . . based +upon the fullest possible political democracy"_ his attack on Proudhon's +concern for the artisan and peasant is doubly strange. Either you support the +_"fullest possible political democracy"_ (and so your theory must take into +account artisans and peasants) or you restrict political democracy and replace +it with rule by the few. + +Thus Proudhon **did** support the _"the freedom of the working class to make +collectively a new society."_ His ideas were aimed at both artisan/peasant and +proletarian. Moreover, this position was a distinctly sensible and radical +position to take: + +> _"While Marx was correct in predicting the eventual predominance of the +industrial proletariat vis--vis skilled workers, such predominance was neither +obvious nor a foregone conclusion in France during the nineteenth century. The +absolute number of small industries even increased during most of the century. +. . + +> + +> Nor does Marx seem to have been correct concerning the revolutionary nature +of the industrial proletariat. It has become a clich of French labour history +that during the nineteenth century artisans were much oftener radical than +industrial workers. Some of the most militant action of workers in late +nineteenth century France seems to have emerged from the co-operation of +skilled, urbanised artisanal workers with less highly skilled and less +urbanised industrial workers."_ [K. Steven Vincent, **Pierre-Joseph Proudhon +and the Rise of French Republican Socialism**, pp. 282-3] + +The fruits of this union included the Paris Commune (an event both McNally and +Marx praise -- see [ section 12](append31.html#app12) for more discussion on +this). In addition, as we will see, Proudhon's proposals for a mutualist +society included workers self-management and collective ownership of large +scale workplaces as well as artisan and peasant production. This proposal +existed **explicitly** for the proletariat, for wage slaves, and +**explicitly** aimed to end wage labour and replace it by association and +self-management (Proudhon stated that he aimed for _"the complete emancipation +of the worker . . . the abolition of the wage worker."_ [quoted by Vincent, +**Op. Cit.**, p. 222]). Thus, rather than being backward looking and aimed at +the artisan/peasant, Proudhon's ideas looked to the present (and so the +future) and to both the artisan/peasant **and** proletariat (i.e. to the +**whole** of the working class in France at the time). + +In the words of Gustav Landauer, Proudhon's _"socialism . . . of the years +1848 to 1851 was the socialism of the French people in the years 1848 to 1851. +It was the socialism that was possible and necessary at that moment. Proudhon +was not a Utopian and a prophet; not a Fourier and not a Marx. He was a man of +action and realisation."_ [**For Socialism**, p. 108] Vincent makes the same +point, arguing that Proudhon's _"social theories may not be reduced to a +socialism for only the peasant class, nor was it a socialism only for the +petite bourgeois; it was a socialism of and for French workers. And in the +mid-nineteenth century . . . most French workers were still artisans. . . +French labour ideology largely resulted from the real social experiences and +aspirations of skilled workers . . . Proudhon's thought was rooted in the same +fundamental reality, and therefore understandably shared many of the same +hopes and ideals."_ [**Op. Cit.**, pp. 5-6] It is no coincidence, therefore, +that when he was elected to the French Parliament in 1848 most of the votes +cast for him were from _"working class districts of Paris -- a fact which +stands in contrast to the claims of some Marxists, who have said he was +representative only of the petite bourgeoisie."_ [Robert L. Hoffman, quoted by +Robert Graham, _"Introduction"_, P-J Proudhon, **General Idea of the +Revolution**, p. xv] + +Given that his proposals were aimed at the whole working class, it is +unsurprising that Proudhon saw social change as coming from _"below"_ by the +collective action of the working class: + +> _"If you possess social science, you know that the problem of association +consists in organising . . . the producers, and by this organisation +subjecting capital and subordinating power. Such is the war that you have to +sustain: a war of labour against capital; a war of liberty against authority; +a war of the producer against the non-producer; a war of equality against +privilege . . . to conduct the war to a successful conclusion, . . . it is of +no use to change the holders of power or introduce some variation into its +workings: an agricultural and industrial combination must be found by means of +which power, today the ruler of society, shall become its slave."_ [**System +of Economical Contradictions**, pp. 397-8] + +In the same work he continues his discussion of proletarian self-organisation +as the means of social change: + +> _"Thus power [i.e. the state] . . . finds itself inevitably enchained to +capital and directed against the proletariat. . . The problem before the +labouring classes, then, consists, not in capturing, but in subduing both +power and monopoly, \-- that is, in generating from the bowels of the people, +from the depths of labour, a greater authority, a more potent fact, which +shall envelop capital and the State and subjugate them. Every proposition of +reform which does not satisfy this condition is simply one scourge more . . . +which threatens the proletariat."_ [**Op. Cit.**, p. 399] + +Little wonder Proudhon saw the validity of his mutualist vision from the self- +activity of French workers (see [section A.1.5](secA1.html#seca15) for +details). Where Proudhon differs from later anarchists like Bakunin, +Kropotkin, Malatesta and Goldman is that this self-activity is reformist in +nature, that is seeking alternatives to capitalism which can reform it away +rather than alternatives that can fight and destroy it. Thus Proudhon places +his ideas firmly in the actions of working people resisting wage slavery (i.e. +the proletariat, **not** the _"small property owner"_). + +Similarly with Bakunin. He argued that _"revolution is only sincere, honest +and real in the hands of the masses"_ and so socialism can be achieved _"by +the development and organisation, not of the political but of the social (and, +by consequence, anti-political) power of the working masses . . . . +organise[d] and federate[d] spontaneously, freely, from the bottom up, by +their own momentum according to their real interest, but never according to +any plan laid down in advance and imposed upon the **ignorant masses** by some +superior intellects."_ Such a socialist society would be based on _"the +collective ownership of producers' associations, freely organised and +federated in the communes, and by the equally spontaneous federation of these +communes."_ Thus _"the land, the instruments of work and all other capital +[will] become the collective property of the whole of society and be utilised +only by the workers, in other words by the agricultural and industrial +associations."_ And the means to this socialist society? Trade unionism (_"the +complete solidarity of individuals, sections and federations in the economic +struggle of the workers of all countries against their exploiters."_) +[**Michael Bakunin: Selected Writings**, p. 237, pp. 197-8, p. 197, p. 174 and +p. 177] Indeed, he considered trade unions (organised from the bottom up, of +course) as _"the natural organisation of the masses"_ and thought that +_"workers' solidarity in their struggle against the bosses . . . [by] +**trades-unions, organisation, and the federation of resistance funds**"_ was +the means by which workers could emancipate itself _"**through practical +action.**"_ [**The Basic Bakunin**, p. 139 and p. 103] + +And McNally asserts that _"the liberty defended by the anarchists was not the +freedom of the working class to make collectively a new society"_! Only +someone ignorant of anarchist theory or with a desire to deceive could make +such an assertion. + +Needless to say, McNally's claim that anarchism is the politics of the _"small +property owner"_ would be even harder to justify if he mentioned Kropotkin's +**communist** anarchism. However, like Proudhon's and Bakunin's support for +collective ownership by workers associations it goes unmentioned -- for +obvious reasons. + +## 3\. Does anarchism _"glorify values from the past"_? + +McNally continues. He asserts, regardless of the facts, that anarchism +_"represented the anguished cry of the small property owner against the +inevitable advance of capitalism. For that reason, it glorified values from +the past: individual property, the patriarchal family, racism."_ + +Firstly, we should note that unlike Marx, anarchists did not think that +capitalism was inevitable or an essential phase society had to go through +before we could reach a free society. They did not share Marx's viewpoint that +socialism (and the struggle for socialism) had to be postponed until +capitalism had developed sufficiently so that the _"centralisation of the +means of production and the socialisation [sic!] of labour reach a point at +which they become incompatible with their capitalist integument."_ [Karl Marx, +**Capital**, vol. 1, p. 929] As McNally states, socialism was once the +_"banner under which millions of working people resisted the horrors of the +factory system and demanded a new society of equality, justice, freedom and +prosperity."_ Unfortunately, the Marxist tradition viewed such horrors as +essential, unavoidable and inevitable and any form of working class struggle +-- such as the Luddites -- which resisted the development of capitalism was +denounced. So much for Marxism being in favour of working class _"self- +emancipation"_ \-- if working class resistance to oppression and exploitation +which does not fit into its scheme for "working class self-emancipation" then +it is the product of ignorance or non-working class influences. + +Thus, rather than representing _"the anguished cry of the small property owner +against the inevitable advance of capitalism"_ anarchism is rather the cry of +the oppressed against capitalism and the desire to create a free society in +the here and now and not some time in the future. To quote Landauer again: + +> _"Karl Marx and his successors thought they could make no worse accusation +against the greatest of all socialists, Proudhon, than to call him a petit- +bourgeois and petit-peasant socialist, which was neither incorrect nor +insulting, since Proudhon showed splendidly to the people of his nation and +his time, predominately small farmers and craftsmen, how they could achieve +socialism immediately without waiting for the tidy process of big +capitalism."_ [**Op. Cit.**, p. 61] + +Thus McNally confuses a desire to achieve socialism with backward looking +opposition to capitalism. As we will see, Proudhon looked at the current state +of society, not backwards, as McNally suggests, and his theory reflected both +artisan/peasant interests and those of wage slaves \-- as would be expected +from a socialist aiming to transform his society to a free one. The disastrous +results of Bolshevik rule in Russia should indicate the dangers of ignoring +the vast bulk of a nation (i.e. the peasants) when trying to create a +revolutionary change in society. + +Secondly, it is not really true that Proudhon or Bakunin "glorified" +"individual property" as such. Proudhon argued that _"property is theft"_ and +that _"property is despotism."_ He was well aware of the negative side effects +of individual property. Rather he wanted to abolish property and replace it +with possession. We doubt that McNally wants to socialise **all** _"property"_ +(including individual possessions and such like). We are sure that he, like +Marx and Engels, wants to retain individual possessions in a socialist +society. Thus they state that the _"distinguishing feature of Communism is not +the abolition of property generally, but the abolition of bourgeois property"_ +and that _"Communism deprives no man of the power to appropriate the products +of society; all that it does is to deprive him of the power to subjugate the +labour of others by means of such appropriation."_ [**The Manifesto of the +Communist Party**, p.47 and p. 49] Later Marx argued that the Paris Commune +_"wanted to make individual property a truth by transforming the means of +production, land and capital . . . into mere instruments of free and +associated labour."_ [**Selected Writings**, pp. 290-1] + +Thus support for _"individual property"_ is not confined to Proudhon (and we +must note that Proudhon desired to turn capital over to associated labour as +well -- see [section A.5.1](secA5.html#seca51) for Proudhon's influence in the +economic measures made during the Commune to create co-operatives). + +Indeed, initially Marx had nothing but praise for Proudhon's critique of +Property contained in his classic work **What is Property?**: + +> _"Not only does Proudhon write in the interest of the proletarians he is +himself a proletarian, an ouvrier. His work is a scientific manifesto of the +French proletariat."_ [quoted by Rudolf Rocker, **Marx and Anarchism**] + +As Rocker argues, Marx changed his tune simply to _"conceal from everyone just +what he owed to Proudhon and any means to that end was admissible."_ This can +be seen from the comments we quote above which clearly show a Proudhonian +influence in their recognition that possession replaces property in a +socialist society and that associated labour is its economic basis. However, +it is still significant that Proudhon's analysis initially provoked such +praise by Marx -- an analysis which McNally obviously does not understand. + +It is true that Proudhon did oppose the socialisation of artisan and peasant +workplaces. He considered having control over the means of production, +housing, etc. by those who use it as a key means of maintaining freedom and +independence. However, Proudhon also called for _"democratically organised +workers' associations"_ to run large-scale industry in his 1848 Election +Manifesto. [**No Gods, No Masters**, vol. 1, p. 62] This aspect of his ideas +is continual throughout his political works and played a central role in his +social theory. Thus to say that Proudhon "glorified" "individual property" +distorts his position. And as the experience of workers under Lenin indicates, +collective ownership by the state does not end wage labour, exploitation and +oppression. Proudhon's arguments in favour of possession and against +capitalist **and** state ownership were proven right by Bolshevik Russia +--state ownership did lead to _"more wage slavery."_ [**Ibid.**] As the forced +collectivisation of the peasantry under Stalin shows, Proudhon's respect for +artisan/peasant possessions was a very sensible and humane position to take. +Unless McNally supports the forced collectivisation of peasants and artisans, +Proudhon's solution is one of the few positions a socialist can take. + +Moving on from Proudhon, we discover even less support for "individual +property." Bakunin, for example, was totally in favour of collective property +and opposed individual property in the means of life. As he put it, _"the +land, the instruments of work and all other capital [will] become the +collective property of society and by utilised only by the workers, in other +words by the agricultural and industrial associations."_ [**Michael Bakunin: +Selected Writings**, p. 174] With regards to peasants and artisans Bakunin +desired **voluntary** collectivisation. _"In a free community,"_ he argued, +_"collectivism can only come about through the pressure of circumstances, not +by imposition from above but by a free spontaneous movement from below."_ +[**Bakunin on Anarchism**, p. 200]). Thus, rather than being a defender of +"individual property" Bakunin was in fact a supporter of **collective** +property (as organised in workers' associations and communes) and supported +peasant and artisan property only in the sense of being against forced +collectivisation (which would result in _"propelling [the peasants] into the +camp of reaction."_ [**Op. Cit.**, p. 197]). + +Hence Daniel Guerin's comments: + +> _"Proudhon and Bakunin were 'collectivists,' which is to say they declared +themselves without equivocation in favour of the common exploitation, not by +the State but by associated workers of the large-scale means of production and +of the public services. Proudhon has been quite wrongly presented as an +exclusive enthusiast of private property. . . At the Bale congress [of the +First International] in 1869, Bakunin . . . all[ied] himself with the statist +Marxists . . . to ensure the triumph of the principle of collective +property."_ [_"From Proudhon to Bakunin"_, **The Radical Papers**, Dimitrios +I. Roussopoulos (ed.), p.32] + +Similarly, while it is true that Proudhon **did** glorify the patriarchal +family, the same cannot be said of Bakunin. Unlike Proudhon, Bakunin argued +that _"[e]qual rights must belong to both men and women,"_ that women must +_"become independent and free to forge their own way of life"_ and that +_"[o]nly when private property and the State will have been abolished will the +authoritarian juridical family disappear."_ He opposed the _"absolute +domination of the man"_ in marriage, urged _"the full sexual freedom of +women"_ and argued that the cause of women's liberation was _"indissolubly +tied to the common cause of all the exploited workers -- men and women."_ +[**Bakunin on Anarchism**, pp. 396-7] Hardly what would be considered as the +glorification of the patriarchal family -- and a position shared by Kropotkin, +Malatesta, Berkman, Goldman, Chomsky and Ward. Thus to state that "anarchism" +glorifies the patriarchal family simply staggers belief. Only someone ignorant +of both logic and anarchist theory could make such an assertion. We could make +similar remarks with regards to the glorification of racism (as Robert Graham +points out _"anti-semitism formed no part of Proudhon's revolutionary +programme."_ [**Op. Cit.**, p. xxxvi] The same can be said of Bakunin). + +## 4\. Why are McNally's comments on Proudhon a distortion of his ideas? + +McNally now attempts to provide some evidence for his remarks. He turns to +Pierre-Joseph Proudhon, _"widely proclaimed 'the father of anarchism.'"_ As he +correctly notes, he was a _"printer by vocation"_ and that he _"strongly +opposed the emergence of capitalism in France."_ However, McNally claims that +Proudhon's _"opposition to capitalism was largely backward-looking in +character"_ as he _"did not look forward to a new society founded upon +communal property which would utilise the greatest inventions of the +industrial revolution. Instead, Proudhon considered small, private property +the basis of his utopia. His was a doctrine designed not for the emerging +working class, but for the disappearing petit bourgeoisie of craftsmen, small +traders and rich peasants."_ Unfortunately McNally has got his facts wrong. It +is well known that this was not the case (which is why McNally used the words +_"largely backward-looking"_ \-- he is aware of facts but instead downplays +them). + +If you look at Proudhon's writings, rather than what Marx and Engels +**claimed** he wrote, it will soon be discovered that Proudhon in fact +**favoured** collective ownership of large scale industry by workers' +associations. He argued for _"the mines, canals, railways handed over to +democratically organised workers' associations . . . We want these +associations to be models for agriculture, industry and trade, the pioneering +core of that vast federation of companies and societies woven into the common +cloth of the democratic social Republic."_ [**No Gods, No Masters**, vol. 1, +p. 62] Three years later he stressed that _"[e]very industry, operation or +enterprise which by its nature requires the employment of a large number of +workmen of different specialities, is destined to become a society or company +of workers."_ [**The General Idea of the Revolution**, p. 216] This argument +for workers' self-management and collective ownership follows on from his +earlier comment in 1840 that _"leaders"_ within industry _"must be chosen from +the labourers by the labourers themselves."_ [**What is Property?**, p. 414] + +Rather than base his utopia on _"small, private property"_ Proudhon based it +on the actual state of the French economy -- one marked by both artisan and +large-scale production. The later he desired to see transformed into the +collective property of workers' associations and placed under workers' self- +management. The former, as it did not involve wage-labour, he supported as +being non-capitalist. Thus his ideas were aimed at both the artisan and the +appearing class of wage slaves. Moreover, rather than dismiss the idea of +large-scale industry in favour of _"small, private property"_ Proudhon argued +that _"[l]arge industry . . . come to us by big monopoly and big property: it +is necessary in the future to make them rise from the [labour] association."_ +[quoted by K. Steven Vincent, **Proudhon and the Rise of French Republican +Socialism**, p. 156] As Vincent correctly summarises: + +> _"On this issue, it is necessary to emphasise that, contrary to the general +image given on the secondary literature, Proudhon was not hostile to large +industry. Clearly, he objected to many aspects of what these large enterprises +had introduced into society. For example, Proudhon strenuously opposed the +degrading character of . . . work which required an individual to repeat one +minor function continuously. But he was not opposed in principle to large- +scale production. What he desired was to humanise such production, to +socialise it so that the worker would not be the mere appendage to a machine. +Such a humanisation of large industries would result, according to Proudhon, +from the introduction of strong workers' associations. These associations +would enable the workers to determine jointly by election how the enterprise +was to be directed and operated on a day-to-day basis."_ [**Op. Cit.**, p. +156] + +As can be seen, McNally distorts Proudhon's ideas on this question. + +McNally correctly states that Proudhon _"oppose[d] trade unions."_ While it is +true that Proudhon opposed strikes as counter-productive as well as trade +unions, this cannot be said of Bakunin, Kropotkin, Goldman, and so on. +Bakunin, for example, considered trade unions as truest means of expressing +the power of the working class and strikes as a sign of their _"collective +strength."_ [**The Basic Bakunin**, pp. 149-50] Why should Proudhon (the odd +man out in anarchist theory with regards to this issue) be taken as defining +that theory? Such an argument is simply dishonest and presents a false picture +of anarchist theory. + +Next McNally states that Proudhon _"violently opposed democracy"_ and presents +a series of non-referenced quotes to prove his case. Such a technique is +useful for McNally as it allows him quote Proudhon without regard to when and +where Proudhon made these comments and the context in which they were made. It +is well known, for example, that Proudhon went through a reactionary phrase +roughly between 1852 and 1862 and so any quotes from this period would be at +odds with his anarchist works. As Daniel Guerin notes: + +> _"Many of these masters were not anarchists throughout their lives and their +complete works include passages which have nothing to do with anarchism. + +> + +> "To take an example: in the second part of his career Proudhon's thinking +took a conservative turn."_ [**Anarchism**, p. 6] + +Similarly, McNally fails to quote the many statements Proudhon made in favour +of democracy. Why should the anti-democratic quotes represent anarchism and +not the pro-democratic ones? Which ones are more in line with anarchist theory +and practice? Surely the pro-democratic ones. Hence we find Proudhon arguing +that _"[i]n democratising us, revolution has launched us on the path of +industrial democracy"_ and that his People's Bank _"embodies the financial and +economic aspects of modern democracy, that is, the sovereignty of the People, +and of the republican motto, **Liberty, Equality, Fraternity.**"_ We have +already mentioned Proudhon's support for workers' self-management of +production and his People's Bank was also democratic in nature -- _"A +committee of thirty representatives shall be set up to see to the management +of the Bank . . . They will be chosen by the General Meeting . . . [which] +shall consist of not more than one thousand nominees of the general body of +associates and subscribers . . . elected according to industrial categories +and in proportion to the number of subscribers and representatives there are +in each category."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 63, +p. 75 and p. 79] Thus, instead of bourgeois democracy Proudhon proposes +industrial and communal democracy: + +> _"In place of laws, we will put contracts [i.e. free agreement]. -- No more +laws voted by a majority, nor even unanimously; each citizen, each town, each +industrial union, makes its own laws."_ [**The General Idea of the +Revolution**, pp. 245-6] + +> + +> _"If political right is inherent in man and citizen, consequently if +suffrage ought to be direct, the same right is inherent as well, so much the +more so, for each corporation [i.e. self-managed industry], for each commune +or city, and the suffrage in each of these groups, ought to be equally +direct."_ [quoted by K. Steven Vincent, **Op. Cit.**, p. 219] + +> + +> _"In order that the association may be real, he who participates in it must +do so . . . as an active factor; he must have a deliberative voice in the +council . . . everything regarding him, in short, should be regulated in +accordance with equality. But these conditions are precisely those of the +organisation of labour."_ [quoted by K. Steven Vincent, **Op. Cit.**, pp. +155-6] + +Do these quotes suggest a man _"violently opposed [to] democracy"_? Of course +not. Nor does McNally quote Proudhon when he stated that _"[b]esides universal +suffrage and as a consequence of universal suffrage, we want implementation of +the binding mandate. Politicians bulk at it! Which means that in their eyes, +the people, in electing representatives, do not appoint mandatories but rather +abjure their sovereignty! That is assuredly not socialism: it is not even +democracy."_ He also supported freedom of association, assembly, religion, of +the press and of thought and speech. [**No Gods, No Masters**, vol. 1, p. 63] +Nor does McNally note Proudhon's aim of (and use of the term) _"industrial +democracy"_ which would be _"a reorganisation of industry, under the +jurisdiction of all those who compose it."_ [quoted by Vincent, **Op. Cit.**, +p. 225] As can be seen, Proudhon's position on democracy is not quite what +McNally suggests. + +Thus McNally presents a distorted picture of Proudhon's ideas and thus leads +the reader to conclusions about anarchism violently at odds with its real +nature. It is somewhat ironic that McNally attacks Proudhon for being anti- +democratic. After all, as we indicate in [section 8](append31.html#app8) +below, the Leninist tradition in which he places himself has a distinct +contempt for democracy and, in practice, destroyed it in favour of party +dictatorship. + +Lastly, McNally states that Proudhon _"opposed emancipation for the American +blacks and backed the cause of the southern slave owners during the American +Civil War."_ In fact, the American Civil War had very little to do with +slavery and far more to do with conflicts within the US ruling class. Proudhon +opposed the North simply because he feared the centralisation that such a +victory would create. He did not _"tolerate"_ slavery. As he wrote in **The +Principle of Federation** _"the enslavement of part of a nation denies the +federal principle itself."_ [p. 42f] Moreover, what are we to draw from +Proudhon's position with regards the American Civil War about anarchism? +Bakunin supported the North (a fact unmentioned by McNally). Why is Proudhon's +position an example of anarchism in practice and not Bakunin's? Could it be +that rather than attack anarchism, McNally attacks anarchists? + +Also, it is somewhat ironic that McNally mentions Proudhon's "support" for the +South as the Leninist tradition he places his own politics is renown for +supporting various dictatorships during wars. For example, during the Vietnam +war the various Leninist groups called for victory to North Vietnam, a +Stalinist dictatorship. During the Gulf War, they called for victory to Iraq, +another dictatorship. In other words, they "tolerated" and "supported" anti- +working class regimes, dictatorships and repression of democracy. They stress +that they do not politically support these regimes, rather they wish these +states to win in order to defeat the greater evil of imperialism. In practice, +of course, such a division is hard to defend -- for a state to win a war it +must repress its own working class and so, in calling for a victory for a +dictatorship, they must support the repression and actions that state requires +to win the war. After all, an explosion of resistance, class struggle and +revolt in the "lesser imperialist power" will undermine its war machine and so +lead to its defeat. Hence the notion that such calls do not mean support for +the regime is false. Hence McNally's comments against Proudhon smack of +hypocrisy -- his political tradition have done similar things and sided with +repressive dictatorships during wars in the name of political aims and theory. +In contrast, anarchists have consistently raised the idea of _**"No war but +the class war"_** in such conflicts (see [section A.3.4](secA3.html#seca34)). + +## 5\. Why are McNally's comments on Bakunin a distortion of his ideas? + +McNally then moves on to Bakunin whom he states _"shared most of Proudhon's +views."_ The truth is somewhat different. Unlike Proudhon, Bakunin supported +trade unions and strikes, equality for women, revolution and far more +extensive collectivisation of property. In fact, rather than share most of his +views, Bakunin disagreed with Proudhon on many subjects. He did share +Proudhon's support for industrial self-management, self-organisation in self- +managed workers' associations from below, his hatred of capitalism and his +vision of a decentralised, libertarian socialist society. It is true that, as +McNally notes, _"Bakunin shared [Proudhon's] anti-semitism"_ but he fails to +mention Marx and Engels' many racist remarks against Slavs and other peoples. +Also it is not true that Bakunin _"was a Great Russian chauvinist convinced +that the Russians were ordained to lead humanity into anarchist utopia."_ +Rather, Bakunin (being Russian) hoped Russia would have a libertarian +revolution, but he also hoped the same for France, Spain, Italy and all +countries in Europe (indeed, the world). Rather than being a _"Great Russian +chauvinist"_ Bakunin opposed the Russian Empire (he wished _"the destruction +of the Empire of All the Russias"_ [**The Basic Bakunin**, p. 162]) and +supported national liberation struggles of nationalities oppressed by Russia +(and any other imperialist nation). + +McNally moves on to Bakunin's on revolutionary organisation methods, stating +that they _"were overwhelmingly elitist and authoritarian."_ We have discussed +this question in some detail in section J.3.7 ([Doesn't Bakunin's _"Invisible +Dictatorship"_ prove that anarchists are secret +authoritarians?](secJ3.html#secj37)) and so will not do so here. However, we +should point out that Bakunin's viewpoints on the organisational methods of +mass working class organisations and those of political groupings were +somewhat different. + +The aim of the political grouping was to exercise a _"natural influence"_ on +the members of working class unions and associations, seeking to convince them +of the validity of anarchist ideas. The political group did not aim to seize +political power (unlike Marxists) and so it _"rule[d] out any idea of +dictatorship and custodial control."_ Rather the _"revolution would be created +by the people, and supreme control must always belong to the people organised +into a free federation of agricultural and industrial associations . . . +organised from below upwards by means of revolutionary delegation."_ All the +political group could do was to _"assist the birth of the revolution by sowing +ideas corresponding to the instincts of the masses . . . [and act] as +intermediaries between the revolutionary idea and the popular instinct."_ The +political group thus _"help[s] the people towards self-determination on the +lines of the most complete equality and the fullest freedom in every +direction, without the least interference from any sort of domination."_ +[**Michael Bakunin: Selected Writings**, p. 172 and p. 191] + +As regards the forms of popular organisations Bakunin favoured, he was clear +it would be based on _"factory, artisan, and agrarian sections"_ and their +federations [**Statism and Anarchy**, p. 51]. In other words, trade unions +organised from the bottom up and based upon self-management in _"general +membership meetings . . . [i.e.] popular assembles . . . [where] the items on +the agenda were amply discussed and the most progressive opinion prevailed."_ +The _"federative alliance of all the workers' associations . . . will +constitute the commune . . . [with] deputies invested with imperative, always +responsible, and always revocable mandates."_ [**Bakunin on Anarchism**, p. +247 and p. 153] + +Given McNally's praise of the Paris Commune and the Russian soviets, it seems +strange that Bakunin's comments with regards to revolutionary social +organisation with its obvious parallels to both should not be mentioned by +McNally. Perhaps because to do so would totally undermine his case? Thus +rather than being _"overwhelmingly elitist and authoritarian"_ Bakunin's ideas +on a future society bar marked similarities to the actual structures created +by working people in struggle and are marked by libertarian and self-managed +visions and concepts -- as anyone familiar with Bakunin's work would know. + +McNally then quotes _"one historian"_ on Bakunin (not even providing a name +makes evaluating the accuracy of the historian's work impossible and so leaves +the reader in the dark as to whether the historian does provide a valid +account of Bakunin's ideas). The unnamed author states that: + +> _"The International Brotherhood he founded in Naples in 1865-66 was as +conspiratorial and dictatorial as he could make it, for Bakunin's +libertarianism stopped short of the notion of permitting anyone to contradict +him. The Brotherhood was conceived on the Masonic model, with elaborate +rituals, a hierarchy, and a self-appointed directory consisting of Bakunin and +a few associates."_ + +However, as we argue in [section J.3.7](secJ3.html#secj37), this description +of Bakunin's secret societies is so distorted as to be useless. To point to +just **two** examples, the historian T.R. Ravindranathan indicates that after +the Alliance was founded _"Bakunin wanted the Alliance to become a branch of +the International [Worker's Association] and at the same time preserve it as a +secret society. The Italian and some French members wanted the Alliance to be +totally independent of the IWA and objected to Bakunin's secrecy. Bakunin's +view prevailed on the first question as he succeeded in convincing the +majority of the harmful effects of a rivalry between the Alliance and the +International. On the question of secrecy, he gave way to his opponents. . ."_ +[**Bakunin and the Italians**, p. 83] Moreover, the Spanish section of the +Alliance _"survived Bakunin . . . yet with few exceptions it continued to +function in much the same way as it had done during Bakunin's lifetime."_ +[George R. Esenwein, **Anarchist Ideology and the Working Class Movement in +Spain**, p. 43] Hardly what you would expect if McNally's vision was accurate. + +In summary, McNally's comments are a distortion of Bakunin's ideas and +activities. McNally represents a distorted picture of one aspect of Bakunin's +ideas while ignoring those aspects which support working class self- +organisation and self-management. + +## 6\. Are the _"quirks of personality"_ of Proudhon and Bakunin listed by +McNally actually rooted _"in the very nature of anarchist doctrine"_? + +After chronicling the failings and distorting the facts of two individuals, +McNally tries to generalise. _"These characteristics of Bakunin and +Proudhon,"_ he argues, _"were not mere quirks of personality. Their elitism, +authoritarianism and support for backward-looking and narrow-minded causes are +rooted in the very nature of anarchist doctrine."_ Thus McNally claims that +these failings of Proudhon and Bakunin are not personal failings but rather +political. They represent the reactionary core of anarchist politics. However, +his position leaves something to be desired. For example, the question +remains, however, why, say, Proudhon's support of the South during the +American Civil War is an example of _"anarchist doctrine"_ while Bakunin's +support of the North is not. Or why Proudhon's opposition to trade unions and +strikes is an example of "anarchist doctrine" while Bakunin's (and +Kropotkin's, Malatesta's, Berkman's, Goldman's, etc) support for strikes and +union organisation is not. Or why Proudhon's sexism is another example but +Bakunin's, Kropotkin's, Goldman's, Malatesta's, et al support for women's +equality is not. Indeed, rather than take examples which are common to +anarchist theorists McNally takes only those positions held by one, at most +two, major anarchist thinkers (positions tangential to the core of their ideas +and, indeed, directly opposed to them). From this minority of examples he +generalises a theory -- and so violates the basic principles of the scientific +method! + +These examples in themselves prove the weakness of McNally's claims and the +low levels of scholarship which lay behind them. Indeed, it is amazing that +the SWP/ISO printed this diatribe -- it obviously shows their contempt for +facts, history and the intelligence of their desired audience. + +## 7\. Are anarchists against democracy? + +McNally goes onto assert the following: + +> _"Originating in the revolt of small property owners against the +centralising and collectivising trends in capitalist development (the tendency +to concentrate production in fewer and fewer large workplaces), anarchism has +always been rooted in a hostility to democratic and collectivist practices. +The early anarchists feared the organised power of the modern working class."_ + +We have already refuted the claim that the _"early anarchists feared the +organised power of the modern working class."_ We will now indicate why +McNally is wrong to claim that anarchists express _"hostility to democratic +and collectivist practices."_ + +As indicated above Proudhon supported collective ownership and management of +large-scale workplaces (i.e. those which employ wage-slaves under capitalism). +Thus he clearly was in favour of economic direct democracy and collective +decision making by groups of workers. Similarly, Bakunin also supported +workers' productive associations like co-operatives and envisioned a free +society as being based on workers' collective ownership and the self- +management of production by the workers themselves. In addition, he supported +trade unions and saw the future society as being based on federations of +workers' associations. To claim that anarchists are hostile to democratic and +collectivist practices is simply not true. As would be clear to anyone reading +their works. + +McNally then asserts that _"[t]o this day, most anarchists defend the +'liberty' of the private individual against the democratically made decisions +of collective groups."_ Here McNally takes a grain of truth to create a lie. +Yes, anarchists **do** defend the liberty of individuals to rebel against the +decisions of collective groups (we should point out that Marxists usually use +such expressions as a euphemism for the state, but here we will take it at +face value). Why? For two reasons. Firstly, the majority is not always right. +Secondly, simply because progress is guaranteed by individual liberty -- by +**dissent.** That is what McNally is attacking here -- the right of +individuals and groups to dissent, to express themselves and live their own +lives. + +As we argue in [section A.2.11](secA2.html#seca211), most anarchists are in +favour of direct democracy in free associations. However, we agree with Carole +Pateman when she argues: + +> _"The essence of liberal social contract theory is that individuals ought to +promise to, or enter an agreement to, obey representatives, to whom they have +alienated their right to make political decisions . . . Promising . . . is an +expression of individual freedom and equality, yet commits individuals for the +future. Promising also implies that individuals are capable of independent +judgement and rational deliberation, and of evaluating and changing their own +actions and relationships; promises may sometimes justifiably be broken. +However, to promise to obey is to deny or limit, to a greater or lesser +degree, individuals' freedom and equality and their ability to exercise these +capacities. To promise to obey is to state that, in certain areas, the person +making the promise is no longer free to exercise her capacities and decide +upon her own actions, and is no longer equal, but subordinate."_ [**The +Problem of Political Obligation**, p. 19] + +Thus, for anarchists, a democracy which does not involve individual rights to +dissent, to disagree and to practice civil disobedience would violate freedom +and equality, the very values McNally claims to be at the heart of Marxism. He +is essentially arguing that the minority becomes the slave of the majority -- +with no right of dissent when the majority is wrong. In effect, he wishes the +minority to be subordinate, not equal, to the majority. Anarchists, in +contrast, because they support self-management also recognise the importance +of dissent and individuality -- in essence, because they are in favour of +self-management ("democracy" does not do the concept justice) they also favour +the individual freedom that is its rationale. We support the liberty of +private individuals because we believe in self-management ("democracy") so +passionately. + +Simply put, Marxism (as McNally presents it here) flies in the face of how +societies change and develop. New ideas start with individuals and minorities +and spread by argument and by force of example. McNally is urging the end of +free expression of individuality. For example, who would seriously defend a +society that "democratically" decided that, say, homosexuals should not be +allowed the freedom to associate freely? Or that inter-racial marriage was +against "Natural Law"? Or that socialists were dangerous subversives and +should be banned? He would, we hope (like all sane people), recognise the +rights of individuals to rebel against the majority when the majority violate +the spirit of association, the spirit of freedom and equality which should +give democracy its rationale. + +Indeed, McNally fails to understand the rationale for democratic decision +making -- it is not based on the idea that the majority is always right but +that individual freedom requires democracy to express and defend itself. By +placing the collective above the individual, McNally undermines democracy and +replaces it with little more than tyranny by the majority (or, more likely, +those who claim to represent the majority). + +If we take McNally's comments seriously then we must conclude that those +members of the German (and other) Social Democratic Party who opposed their +party's role in supporting the First World War were acting in inappropriately. +Rather than express their opposition to the war and act to stop it, according +to McNally's "logic" they should have remained in their party (after all, +**leaving** the party meant ignoring the democratic decision of a collective +group!), accepted the democratic decision of collective groups and supported +the Imperialist slaughter in the name of democracy. Of course, McNally would +reject such a position -- in **this** case the rights of minorities take +precedence over the _"democratic decisions of collectives."_ This is because +the majority is not always right and it is only through the dissent of +individuals and minorities that the opinion of the majority can be moved +towards the right one. Thus his comments are fallacious. + +Progress is determined by those who dissent and rebel against the status quo +and the decisions of the majority. That is why anarchists support the right of +dissent in self-managed groups -- in fact, as we argue in [section +A.2.11](secA2.html#seca211), dissent, refusal, revolt by individuals and +minorities is a key aspect of self-management. Given that Leninists do not +support self-management (rather they, at best, support the Lockean notion of +electing a government as being "democracy") it is hardly surprising they, like +Locke, views dissent as a danger and something to denounce. Anarchists, on the +other hand, recognising that self-management's (i.e. direct democracy) +rationale and base is in individual freedom, recognise and support the rights +of individuals to rebel against what they consider as unjust impositions. As +history shows, the anarchist position is the correct one -- without rebellion, +numerous minorities would never have improved their position. Indeed, +McNally's comments is just a reflection of the standard capitalist diatribe +against strikers and protestors -- they don't need to protest, for they live +in a "democracy." + +So, yes, anarchists do support individual freedom to resist even +democratically made decisions simply because democracy **has to be** based on +individual liberty. Without the right of dissent, democracy becomes a joke and +little more than a numerical justification for tyranny. Thus McNally's latter +claim that the _"challenge is to restore to socialism its democratic essence, +its passionate concern with human freedom"_ seems farcical -- after all, he +has just admitted that Marxism aims to eliminate individual freedom in favour +of _"collective groups"_ (i.e. the government). Unless of course he means +freedom for the abstraction "humanity" rather than concrete freedom of the +individual to govern themselves as individuals and as part of freely joined +self-managed associations? For those who really seek to restore to socialism +its passionate concern for freedom the way it clear -- anarchism. Hence Murray +Bookchin's comments: + +> _"Marxism['s] . . . perspectives are orientated not towards concrete, +existential freedom, but towards an abstract freedom -- freedom for 'Society', +for the 'Proletariat', for **categories** rather than for people."_ [**Post +Scarcity Anarchism**, pp. 225-6] + +Anarchism, on the other hand, favours freedom for people and that implies two +things -- individual freedom and self-management (direct democracy) in free +associations. Any form of "democracy" not based on individual freedom would be +so contradictory as to be useless as a means to human freedom (and vice versa, +any form of "individual freedom" -- such a liberalism -- which denies self- +management would be little more than a justification for minority rule and a +denial of human freedom). + +Ultimately, McNally's attack on anarchism fails simply because the majority is +not always right and dissent a key to progress. That he forgets these basic +facts of life indicates the depths to which Marxists will sink to distort the +truth about anarchism. + +Not that those in the Bolshevik tradition have any problem with individuals +ignoring the democratic decisions of collective groups. The Bolsheviks were +very happy to let individuals ignore and revoke the democratic decisions of +collective groups -- **as long as the individuals in question were the leaders +of the Bolshevik Party**. As the examples we provide later (in [section +8](append31.html#app8)) indicate, leading lights in the Leninist tradition +happily placed the rights of the party before the rights of working people to +decide their own fate. + +Thus McNally comments are strange in the extreme. Both anarchists and +Leninists share a belief that individuals can and should have the right to +ignore decisions made by groups. However, Leninists seem to think only the +government and leadership of the Party should have that right while anarchists +think **all** should. Unlike the egalitarian support for freedom and dissent +for all anarchists favour, Leninists have an elitist support for the right of +those in power to ignore the wishes of those they govern. Thus the history of +Marxists parties in power expose McNally as a hypocrite. As we argue in [ +section 14](append31.html#app14), Marxist ideology provides the rationale for +such action. + +Moreover, in spite of McNally's claim that the Leninist tradition is +democratic we find Lenin arguing that the _"irrefutable experience of history +has shown that . . . the dictatorship of individual persons was often the +vehicle, the channel of the dictatorship of the revolutionary classes."_ +[quoted by Maurice Brinton, **The Bolsheviks and Workers Control**, p. 40] +Such a comment is not an isolated one, as we indicate in [section +8](append31.html#app8) and indicates well the anti-democratic nature of the +tradition McNally places himself in. Thus McNally's attempt to portray +anarchism as "anti-democratic" is somewhat ironic. + +And we must note, as well as refuting McNally's claim that Leninism is a +democratic tradition, Lenin's comments display a distinct confusion over the +nature of a **social** revolution (rather than a political one). Yes, +**previous** revolutions may have utilised the dictatorship of individuals but +these revolutions have been revolutions from one class system to another. The +"revolutionary" classes in question were **minority** classes and so elite +rule would not in any way undermine their class nature. Not so with a +**socialist** revolution which must be based on mass participation (in every +aspect of society, economic, political, social) if it is too achieve its goals +-- namely a classless society. Little wonder, with such theoretical confusion, +that the Russian revolution ended in Stalinism -- the means uses determined +the ends (see sections [13](append31.html#app13) and [14](append31.html#app13) +for more discussion of this point). + +McNally then states that anarchists _"oppose even the most democratic forms of +collective organisation of social life. As the Canadian anarchist writer +George Woodcock explains: 'Even were democracy possible, the anarchist would +still not support it . . . Anarchists do not advocate political freedom. What +they advocate is freedom from politics . . .' That is to say, anarchists +reject any decision-making process in which the majority of people +democratically determine the policies they will support."_ + +First, we must point out a slight irony in McNally's claim. The irony is that +Marxists usually claim that they seek a society similar to that anarchists +seek. In the words of Marx: + +> _"What all socialists understand by anarchy is this: once the aim of the +proletarian movement, the abolition of classes, has been attained, the power +of the State . . . disappears, and the functions of government are transformed +into simple administrative functions."_ [Marx, Engels and Lenin, **Anarchism +and Anarcho-Syndicalism**, p. 76] + +So, Marxists and anarchists seek the same society, one of individual freedom. +Hence McNally's comments about anarchism also apply (once the state "withers +away", which it never will) to Marxism. But, of course, McNally fails to +mention this aspect of Marxism and its conflict with anarchism. + +However, our comments above equally apply here. Anarchists are not opposed to +people in free associations democratically determining the policies they will +support (see [section A.2.11](secA2.html#seca211) for more details on this). +What we **do** oppose is the assumption that the majority is always right and +that minorities should submit to the decisions of the majority no matter how +wrong they are. We feel that history is on our side on this one -- it is only +by the freedom to dissent, by the direct action of minorities to defend and +extent their freedoms that society progresses. Moreover, we feel that theory +is on our side -- majority rule without individual and minority rights is a +violation of the principle of freedom and equality which democracy is said to +be built on. + +Democracy should be an expression of individual liberty but in McNally's hands +it is turned into bourgeois liberalism. Little wonder Marxism has continually +failed to produce a free society. It has no conception of the relationship of +individual freedom to democracy and vice versa. + +## 8\. Are Leninists in favour of democracy? + +McNally's attack on Proudhon (and anarchism in general) for being "anti- +democratic" is somewhat ironic. After all, the Leninist tradition he places +himself in did destroy democracy in the workers' soviets and replaced it with +party dictatorship. Thus his attack on anarchism can be turned back on his +politics, with much more justification and evidence. + +For example, in response to the _"great Bolshevik losses in the soviet +elections"_ during the spring and summer of 1918 _"Bolshevik armed force +usually overthrew the results of these provincial elections . . . [In] the +city of Izhevsk [for example] . . . in the May election [to the soviet] the +Mensheviks and SRs won a majority . . . In June, these two parties also won a +majority of the executive committee of the soviet. At this point, the local +Bolshevik leadership refused to give up power . . . [and by use of the +military] abrogated the results of the May and June elections and arrested the +SR and Menshevik members of the soviet and its executive committee."_ In +addition, _"the government continually postponed the new general elections to +the Petrograd Soviet, the term of which had ended in March 1918. Apparently, +the government feared that the opposition parties would show gains."_ [Samuel +Farber, **Before Stalinism**, pp. 23-4 and p. 22] + +In the workplace, the Bolsheviks replaced workers' economic democracy with _ +"one-man management"_ selected from above, by the state (_"The elective +principle must now be replaced by the principle of selection"_ \-- Lenin). +Trotsky did not consider this a result of the Civil War -- _"I consider if the +civil war had not plundered our economic organs of all that was strongest, +most independent, most endowed with initiative, we should undoubtedly have +entered the path of one-man management in the sphere of economic +administration much sooner and much less painfully."_ [quoted by M. Brinton, +**The Bolsheviks and Workers' Control**, p. 63 and pp. 66-7] He pushed the +ideas of _"militarisation of labour"_ as well as abolishing democratic forms +of organisation in the military (this later policy occurred **before** the +start of the Civil War -- as Trotsky put it, the _"elective basis is +politically pointless and technically inexpedient and has already been set +aside by decree"_ [quoted by Brinton, **Op. Cit.**, pp.37-8]). + +In May 1921, the All-Russian Congress of the Metalworkers' Union met. The +_"Central Committee of the [Communist] Party handed down to the Party faction +in the union a list of recommended candidates for **union** (sic!) leadership. +The metalworkers' delegates voted down the list, as did the Party faction in +the union . . . The Central Committee of the Party disregarded every one of +the votes and appointed a Metalworkers' Committee of its own. So much for +'elected and revocable delegates.' Elected by the union rank and file and +revocable by the Party leadership!"_ [M. Brinton, **Op. Cit.**, p. 83] + +These are a few examples of Trotsky's argument that you cannot place _"the +workers' right to elect representatives above the party. As if the Party were +not entitled to assert its dictatorship even if that dictatorship clashed with +the passing moods of the workers' democracy!"_ He continued by stating the +_"Party is obliged to maintain its dictatorship . . . regardless of temporary +vacillations even in the working class . . . The dictatorship does not base +itself at every moment on the formal principle of a workers' democracy."_ +[quoted by Brinton, **Op. Cit.**, p. 78] + +Thus, **when in power,** Trotsky did not _"insist against all odds that +socialism was rooted in the struggle for human freedom"_ as McNally claims he +did in the 1920s and 1930s (as we discuss in [section +15](append31.html#app15), Trotsky did not do it then either). Rather, he +thought that the _"very principle of compulsory labour is for the Communist +quite unquestionable . . . the only solution to economic difficulties from the +point of view of both principle and of practice is to treat the population of +the whole country as the reservoir of the necessary labour power . . . and to +introduce strict order into the work of its registration, mobilisation and +utilisation."_ Can human freedom be compatible with the _"introduction of +compulsory labour service [which] is unthinkable without the application . . . +of the methods of militarisation of labour"_? Or when the _"working class +cannot be left wandering round all over Russia. They must be thrown here and +there, appointed, commanded, just like soldiers."_ [**Op. Cit.**, p. 66 and p. +61] + +Of course McNally tries to blame the destruction of democracy in Russia on the +Civil War but, as indicated above, the undermining of democracy started +**before** the civil war started and continued after it had finished. The +claim that the "working class" had been destroyed by the war cannot justify +the fact that attempts by working class people to express themselves were +systematically undermined by the Bolshevik party. Nor does the notion of an +_"exhausted"_ or _"disappeared"_ working class make much sense when _"in the +early part of 1921, a spontaneous strike movement . . . took place in the +industrial centres of European Russia"_ and strikes involving around 43 000 +per year took place between 1921 and 1925\. [Samuel Farber, **Op. Cit.**, p. +188 and p. 88] While it is undeniable that the working class was reduced in +numbers because of the civil war, it cannot be said to have been totally +"exhausted" and, obviously, did survive the war and was more than capable of +collective action and decision making. Strikes, as Bakunin argued, _"indicate +a certain collective strength"_ and so rather than there being objective +reasons for the lack of democracy under Lenin we can suggest **political** +reasons -- the awareness that, given the choice, the Russian working class +would have preferred someone else in power! + +Also, we must point out a certain ingenuity in McNally's comments that +Stalinism can be explained purely by the terrible civil war Russia +experienced. After all, Lenin himself stated that every _"revolution . . ., in +its development, would give rise to exceptionally complicated circumstances"_ +and _"[r]evolution is the sharpest, most furious, desperate class war and +civil war. Not a single great revolution in history has escaped civil war. No +one who does not live in a shell could imagine that civil war is conceivable +without exceptionally complicated circumstances."_ [**Will the Bolsheviks +Maintain Power?**, p. 80 and p. 81] Thus McNally's assertion that for _"the +germ cell of socialism to grow [in Russia], it required several essential +ingredients. One was peace. The new workers' state could not establish a +thriving democracy so long as it was forced to raise an army and wage war to +defend itself"_ is simply incredible. It also raises an important question +with regards Leninist ideas. If the Bolshevik political and organisational +form cannot survive during a period of disruption and complicated +circumstances then it is clearly a theory to be avoided at all costs. + +Therefore, in practice, Leninism has proven to be profoundly anti-democratic. +As we argue in sections [ 13](append31.html#app13) and +[14](append31.html#app14) this is due to their politics -- the creation of a +_"strong government and centralism"_ will inevitably lead to a new class +system being created [Lenin, **Will the Bolsheviks Maintain Power?**, p. 75] +This is not necessarily because Leninists seek dictatorship for themselves. +Rather it is because of the nature of the state machine. In the words of +Murray Bookchin: + +> _"Anarchist critics of Marx pointed out with considerable effect that any +system of representation would become a statist interest in its own right, one +that at best would work against the interests of the working classes +(including the peasantry), and that at worst would be a dictatorial power as +vicious as the worst bourgeois state machines. Indeed, with political power +reinforced by economic power in the form of a nationalised economy, a +'workers' republic' might well prove to be a despotism (to use one of +Bakunin's more favourite terms) of unparalleled oppression."_ + +He continues: + +> _"Republican institutions, however much they are intended to express the +interests of the workers, necessarily place policy-making in the hands of +deputies and categorically do not constitute a 'proletariat organised as a +ruling class.' If public policy, as distinguished from administrative +activities, is not made by the people mobilised into assemblies and +confederally co-ordinated by agents on a local, regional, and national basis, +then a democracy in the precise sense of the term does not exist. The powers +that people enjoy under such circumstances can be usurped without difficulty. +. . [I]f the people are to acquire real power over their lives and society, +they must establish -- and in the past they have, for brief periods of time +established -- well-ordered institutions in which they themselves directly +formulate the policies of their communities and, in the case of their regions, +elect confederal functionaries, revocable and strictly controllable, who will +execute them. Only in this sense can a class, especially one committed to the +abolition of classes, be mobilised as a class to manage society."_ [**The +Communist Manifesto: Insights and Problems**] + +This is why anarchists stress direct democracy (self-management) in free +federations of free associations. It is the only way to ensure that power +remains in the hands of the people and is not turned into an alien power above +them. Thus Marxist support for statist forms of organisation will inevitably +undermine the liberatory nature of the revolution. Moreover, as indicated in +[section 14](append31.html#app14), their idea of the party being the +"vanguard" of the working class, combined with its desire for centralised +power, makes the dictatorship of the party **over** the proletariat +inevitable. + +## 9\. Why is McNally wrong on the relation of syndicalism to anarchism? + +After slandering anarchism, McNally turns towards another form of libertarian +socialism, namely syndicalism. It is worth quoting him in full as his comments +are truly ridiculous. He states that there is _"another trend which is +sometimes associated with anarchism. This is syndicalism. The syndicalist +outlook does believe in collective working class action to change society. +Syndicalists look to trade union action -- such as general strikes -- to +overthrow capitalism. Although some syndicalist viewpoints share a superficial +similarity with anarchism -- particularly with its hostility to politics and +political action -- syndicalism is not truly a form of anarchism. By accepting +the need for mass, collective action and decision-making, syndicalism is much +superior to classical anarchism."_ + +What is ridiculous about McNally's comments is that all serious historians who +study the links between anarchism and syndicalism agree that **Bakunin** (for +want of a better expression) is the father of syndicalism (see [section +J.3.8](secJ3.html#secj38) \-- indeed, many writers point to syndicalist +aspects in Proudhon's ideas as well but here we concentrate on Bakunin)! +Bakunin looked to trade union action (including the general strike) as the +means of overthrowing capitalism and the state. Thus Arthur Lehning's comment +that _"Bakunin's collectivist anarchism . . . ultimately formed the +ideological and theoretical basis of anarcho-syndicalism"_ is totally true and +indicative. [_"Introduction"_, **Michael Bakunin: Selected Writings**, p. 29] +As is Rudolf Rocker's: + +> _"Modern Anarcho-syndicalism is a direct continuation of those social +aspirations which took shape in the bosom of the First International and which +were best understood and most strongly held by the libertarian wing of the +great workers' alliance."_ [**Anarcho-Syndicalism**, p. 49] + +Little wonder, then, we discover Caroline Cahm pointing out _"the basic +syndicalist ideas of Bakunin"_ and that he _"argued that trade union +organisation and activity in the International [Working Men's Association] +were important in the building of working-class power in the struggle against +capital . . . He also declared that trade union based organisation of the +International would not only guide the revolution but also provide the basis +for the organisation of the society of the future."_ Indeed, he _"believed +that trade unions had an essential part to play in the developing of +revolutionary capacities of the workers as well as building up the +organisation of the masses for revolution."_ [**Kropotkin and the Rise of +Revolutionary Anarchism**, p. 219, p. 215 and p. 216] Cahm quotes Bakunin on +the role of the general strike: + +> _"When strikes spread by contagion, it is because they are close to becoming +a general strike, and a general strike in view of the ideas of emancipation +which hold sway over the proletariat, can only lead to a cataclysm which would +make society start a new life after shedding its old skin."_ [**Op. Cit.**, p. +217] + +Or George R. Esenwein's comment that syndicalism _"had deep roots in the +Spanish libertarian tradition. It can be traced to Bakunin's revolutionary +collectivism."_ He also notes that the class struggle was _"central to +Bakunin's theory."_ [**Op. Cit.**, p. 209 and p. 20] + +Perhaps, in the face of such evidence (and the writings of Bakunin himself), +Marxists like McNally could claim that the sources we quote are either +anarchists or "sympathetic" to anarchism. To counter this we will quote Marx +and Engels. According to Marx Bakunin's theory consisted of urging the working +class to _"only organise themselves by trades-unions"_ and _"not occupy itself +with **politics.**"_ Engels asserted that in the _"Bakuninist programme a +general strike is the lever employed by which the social revolution is +started"_ and that they admitted _"this required a well-formed organisation of +the working class"_ (i.e. a trade union federation). [Marx, Engels and Lenin, +**Anarchism and Anarcho-Syndicalism**, p. 48, p. 132 and p. 133] Ignoring the +misrepresentations of Marx and Engels about the theories of their enemies, we +can state that they got the basic point of Bakunin's ideas -- the centrality +of trade union organisation and struggle as well as the use of strikes and the +general strike. + +(As an aside, ironically enough, Engels distorted diatribe against Bakunin and +the general strike was later used against more radical Marxists like Rosa +Luxemburg -- usually claimed by Leninists as part of their tradition -- by the +reformists in Social Democratic Parties. For orthodox Marxists, the mass +strike was linked to anarchism and Engels had proven that only political +action -- i.e. electioneering -- could lead to working class emancipation.) + +Thus, according to McNally, _"syndicalism"_ (i.e. Bakunin's ideas) is _"much +superior to classical anarchism"_ (i.e. Bakunin's ideas)! How spurious +McNally's argument actually is can be seen from his comments about syndicalism +and its relation to anarchism. + +## 10\. Do syndicalists reject working class political action? + +His last argument against syndicalism is equally flawed. He states that _"by +rejecting the idea of working class political action, syndicalism has never +been able to give real direction to attempts by workers to change society."_ +However, syndicalists (like all anarchists) are clear what kind of politics +they reject -- bourgeois politics (i.e. the running of candidates in +elections). It is worth quoting Rudolf Rocker at length on McNally's claim: + +> _"It has often been charged against Anarcho-Syndicalism that it has no +interest in the political structure of the different countries, and +consequently no interest in the political struggles of the time, and confines +its activities to the fight for purely economic demands. This idea is +altogether erroneous and springs either from outright ignorance or wilful +distortion of the facts. It is not the political struggle as such which +distinguishes the Anarcho-Syndicalists from the modern labour parties, both in +principle and in tactics, but the form of this struggle and the aims which it +has in view. . . + +> + +> "The attitude of Anarcho-Syndicalism toward the political power of the +present-day state is exactly the same as it takes toward the system of +capitalist exploitation. . . [and so] Anarcho-Syndicalists pursue the same +tactics in their fight against that political power which finds its expression +in the state. . . + +> + +> "For just as the worker cannot be indifferent to the economic conditions of +his life in existing society, so he cannot remain indifferent to the political +structure of his country. . . It is, therefore, utterly absurd to assert that +the Anarcho-Syndicalists take no interest in the political struggles of the +time. . . But the point of attack in the political struggle lies, not in the +legislative bodies, but in the people. . . If they, nevertheless, reject any +participation in the work of bourgeois parliaments, it is not because they +have no sympathy with political struggles in general, but because they are +firmly convinced that parliamentary activity is for the workers the very +weakest and the most hopeless form of the political struggle. . . + +> + +> "But, most important of all, practical experience has shown that the +participation of the workers in parliamentary activity cripples their power of +resistance and dooms to futility their warfare against the existing system. . +. + +> + +> "Anarcho-Syndicalists, then, are not in any way opposed to the political +struggle, but in their opinion this struggle, too, must take the form of +direct action, in which the instruments of economic power which the working +class has at its command are the most effective. . . + +> + +> "The focal point of the political struggle lies, then, not in the political +parties, but in the economic fighting organisations of the workers. It as the +recognition of this which impelled the Anarcho-Syndicalists to centre all +their activity on the Socialist education of the masses and on the utilisation +of their economic and social power. Their method is that of direct action in +both the economic and the political struggles of the time. That is the only +method which has been able to achieve anything at all in every decisive moment +in history."_ [**Op. Cit.**, pp. 63-66] + +Rocker's work, **Anarcho-Syndicalism**, was written in 1938 and is considered +the standard introduction to that theory. McNally wrote his pamphlet in the +1980s and did not bother to consult the classic introduction to the ideas he +claims to be refuting. That in itself indicates the worth of his pamphlet and +any claims it has for being remotely accurate with respect to anarchism and +syndicalism. + +Thus syndicalists **do** reject working class _"political action"_ only if you +think "political action" means simply bourgeois politics -- that is, +electioneering, standing candidates for Parliament, local town councils and so +on. It does not reject "political action" in the sense of direct action to +effect political changes and reforms. As syndicalists Ford and Foster argue, +syndicalists use _"the term 'political action' . . . in its ordinary and +correct sense. Parliamentary action resulting from the exercise of the +franchise is political action. Parliamentary action caused by the influence of +direct action tactics . . . is not political action. It is simply a +registration of direct action."_ They also note that syndicalists _"have +proven time and again that they can solve the many so-called political +questions by direct action."_ [Earl C. Ford and William Z. Foster, +**Syndicalism**, p. 19f and p. 23] + +A historian of the British syndicalist movement reiterates this point: + +> _"Nor did syndicalists neglect politics and the state. Revolutionary +industrial movements were on the contrary highly 'political' in that they +sought to understand, challenge and destroy the structure of capitalist power +in society. They quite clearly perceived the oppressive role of the state +whose periodic intervention in industrial unrest could hardly have been +missed."_ [Bob Holton, **British Syndicalism: 1900-1914**, pp. 21-2] + +As we argued in [section J.2.10](secJ2.html#secj210), anarchist support for +direct action and opposition to taking part in elections does not mean we are +"apolitical" or reject political action. Anarchists have always been clear -- +we reject "political action" which is bourgeois in nature in favour of +"political action" based on the organisations, action and solidarity of +working class people. This is because electioneering corrupts those who take +part, watering down their radical ideas and making them part of the system +they were meant to change. + +And history has proven the validity of our anti-electioneering ideas. For +example, as we argue in [ section J.2.6](secJ2.html#secj26), the net result of +the Marxists use of electioneering ("political action") was the de- +radicalising of their movement and theory and its becoming yet another barrier +to working class self-liberation. Rather than syndicalism not giving _"real +direction to attempts by workers to change society"_ it was Marxism in the +shape of Social Democracy which did that. Indeed, at the turn of twentieth +century more and more radicals turned to Syndicalism and Industrial Unionism +as the means of by-passing the dead-weight of Social Democracy (i.e. orthodox +Marxism), its reformism, opportunism and its bureaucracy. As Lenin once put +it, anarchism _"was not infrequently a kind of penalty for the opportunist +sins of the working-class movement."_ [Marx, Engels and Lenin, **Anarchism and +Anarcho-Syndicalism**, p. 305] + +Lenin's claim that anarchist and syndicalist support in the working class is +the result of the opportunist nature of the Social Democratic Parties has an +element of truth. Obviously militants sick to death of the reformist, corrupt +and bureaucratic "working class" parties will seek a revolutionary alternative +and find libertarian socialism. + +However, Lenin seeks to explain the symptoms (opportunism) and not the disease +itself (Parliamentarianism) . Nowhere does Lenin see the rise of "opportunist" +tendencies in the Marxist parties as the result of the tactics and +organisational struggles they used. Indeed, Lenin desired the new Communist +Parties to practice electioneering ("political action") and work within the +trade unions to capture their leadership positions. Anarchists rather point +out that given the nature of the means, the ends surely follow. Working in a +bourgeois environment (Parliament) will result in bourgeoisifying and de- +radicalising the party. Working in a centralised environment will empower the +leaders of the party over the members and lead to bureaucratic tendencies. + +In other words, as Bakunin predicted, using bourgeois institutions will +corrupt "revolutionary" and radical parties and tie the working class to the +current system. Lenin's analysis of anarchist influence as being the off- +spring of opportunist tendencies in mainstream parties may be right, but if so +its a natural development as the tactics supported by Marxists inevitably lead +to opportunist tendencies developing. Thus, what Lenin could not comprehend +was that opportunism was the symptom and electioneering was the disease -- +using the same means (electioneering) with different parties/individuals +("Communists" instead of "Social Democrats") and thinking that opportunism +would not return was idealistic nonsense in the extreme. + +## 11\. Why is McNally's claim that Leninism supports working class self- +emancipation wrong? + +McNally claims that Marx _"was the first major socialist thinker to make the +principle of self-emancipation -- the principle that socialism could only be +brought into being by the self-mobilisation and self-organisation of the +working class -- a fundamental aspect of the socialist project."_ This is not +entirely true. Proudhon in 1848 had argued that _"the proletariat must +emancipate itself without the help of the government."_ [quoted by George +Woodcock, ** Pierre-Joseph Proudhon: A Biography**, p. 125] This was because +the state _"finds itself inevitably enchained to capital and directed against +the proletariat."_ [Proudhon, **System of Economical Contradictions**, p. 399] +Thus, working class people must organise themselves for their own liberation: + +> _"it is of no use to change the holders of power or introduce some variation +into its workings: an agricultural and industrial combination must be found by +means of which power, today the ruler of society, shall become its slave."_ +[**Op. Cit.**, p. 398] + +While Proudhon placed his hopes in reformist tendencies (such as workers' co- +operatives and mutual banks) he clearly argued that _"the proletariat must +emancipate itself."_ Marx's use of the famous expression -- _"the emancipation +of the working class is the task of the working class itself"_ \-- dates from +1865, 17 years after Proudhon's comment that _"the proletariat must emancipate +itself."_ As K. Steven Vincent correctly summarises: + +> _"Proudhon insisted that the revolution could only come from below, through +the action of the workers themselves."_ [**Pierre-Joseph Proudhon and the Rise +of French Republican Socialism**, p. 157] + +Indeed, as Libertarian Marxist Paul Mattick points out, Marx was not even the +first person to use the expression _"the emancipation of the working class is +the task of the working class itself."_ Flora Tristan used it in 1843. [**Marx +and Keynes**, p. 333] Thus a case could be made that Marx was, in fact, the +**third** _"major socialist thinker to make the principle of self-emancipation +-- the principle that socialism could only be brought into being by the self- +mobilisation and self-organisation of the working class -- a fundamental +aspect of the socialist project."_ + +Similarly, Bakunin continually quoted Marx's (and so Tristan's) words from the +Preamble to the General Rules of the First International -- _"That the +emancipation of the workers must be accomplished by the workers themselves."_ +[**The Basic Bakunin**, p. 92] Far more than Marx, Bakunin argued that +workers' can only free themselves by a _"single path, that of **emancipation +through practical action**"_ namely _"workers' solidarity in their struggle +against the bosses"_ by trades unions and solidarity. The _"collective +experience"_ workers gain in the International combined with the _"collective +struggle of the workers against the bosses"_ will ensure workers _"will +necessarily come to realise that there is an irreconcilable antagonism between +the henchmen of reaction and [their] own dearest human concerns. Having +reached this point, [they] will recognise [themselves] to be a revolutionary +socialist."_ [**Op. Cit.**, p. 103] In contrast Marx placed his hopes for +working class self-emancipation on a political party which would conquer +"political power." As history soon proved, Marx was mistaken -- "political +power" can only be seized by a minority (i.e. the party, **not** the class it +claims to represent) and if the few have the power, the rest are no longer +free (i.e. they no longer govern themselves). That the many elect the few who +issue them orders does **not** signify emancipation! + +However, this is beside the point. McNally proudly places his ideas in the +Leninist tradition. It is thus somewhat ironic that McNally claims that +Marxism is based on self-emancipation of the working class while claiming +Leninism as a form of Marxism. This it because Lenin explicitly stated the +opposite, namely that the working class **could not** liberate itself by its +own actions. In **What is to be Done?** Lenin argued that _"the working class, +exclusively by their own effort, is able to develop only trade union +consciousness . . . The theory of socialism [i.e. Marxism], however, grew out +of the philosophic, historical and economic theories that were elaborated by +the educated representatives of the propertied classes, the intellectuals . . +. the theoretical doctrine of Social-Democracy arose quite independently of +the spontaneous growth of the labour movement; it arose as a natural and +inevitable outcome of ideas among the revolutionary socialist +intelligentsia."_ This meant that _"Social Democratic [i.e. socialist] +consciousness . . . could only be brought to them from without."_ [**Essential +Works of Lenin**, pp. 74-5] + +Thus, rather than believe in working class self-emancipation, Lenin thought +the opposite. Without the radical bourgeois to provide the working class with +"socialist" ideas, a socialist movement, let along society, was impossible. +Hardly what you would consider self-emancipation. Nor is this notion of +working class passivity confined to the "early" Lenin of **What is to Be +Done?** infamy. It can be found in his apparently more "libertarian" work +**The State and Revolution**. + +In that work he argues _"we do not indulge in 'dreams' of dispensing **at +once** . . . with all subordination; these anarchist dreams . . . are totally +alien to Marxism . . . we want the socialist revolution with human nature as +it is now, with human nature that cannot dispense with subordination, control +and 'managers'"_ [**Op. Cit.**, p. 307] No where is the notion that working +class people, during the process of mass struggle, direct action and +revolution, **revolutionises themselves** (see sections +[A.2.7](secA2.html#seca27) and [J.7.2](secJ7.html#secj72), for example). +Instead, we find a vision of people as they are under capitalism (_"human +nature as it is now"_) and no vision of self-emancipation of the working class +and the resulting changes that implies for those who are transforming society +by their own action. + +Perhaps it will be argued that Lenin sees _"subordination"_ as being _"to the +armed vanguard of all the exploited . . . i.e., to the proletariat"_ +[**Ibid.**] and so there is no contradiction. However, this is not the case as +he confuses the rule of the party with the rule of the class. As he states +_"[w]e cannot imagine democracy, not even proletarian democracy, without +representative institutions."_ [**Op. Cit.**, p. 306] Thus _"subordination"_ +is **not** to the working class itself (i.e. direct democracy or self- +management). Rather it is the _"subordination"_ of the majority to the +minority, of the working class to "its" representatives. Thus we have a vision +of a "socialist" society in which the majority have not revolutionised +themselves and are subordinated to their representatives. Such a +subordination, however, ensures that a socialist consciousness **cannot** +develop as only the **process** of self-management generates the abilities +required for self-management (as Malatesta put it, _"[o]nly freedom or the +struggle for freedom can be the school for freedom."_ [**Life and Ideas**, p. +59]). + +Therefore McNally's comments that Leninism is a valid expression of Marx's +idea of proletarian self-emancipation is false. In reality, Lenin rejected the +idea that working class people can emancipate themselves and, therefore, any +claim that this tradition stands for proletarian self-emancipation is false. +Rather Leninism, for all its rhetoric, has no vision of working class self- +activity leading to self-liberation -- it denies it can happen and that is why +it stresses the role of the party and its need to take centralised power into +its own hands (of course, it never entered Lenin's mind that if bourgeois +ideology imposes itself onto the working class it also imposes itself on the +party as well -- more so as they are bourgeois intellectuals in the first +place). + +While anarchists are aware of the need for groups of like minded individuals +to influence the class struggle and spread anarchist ideas, we reject the idea +that such ideas have to be "injected" into the working class from outside. +Rather, as we argued in [ section J.3](secJ3.html), anarchist ideas are +developed within the class struggle by working people themselves. Anarchist +groups exist because we are aware that there is an uneven development of ideas +within our class and to aid the spreading of libertarian ideas it is useful +for those with those ideas to work together. However, being aware that our +ideas are the product of working class life and struggle we are also aware +that we have to learn from that struggle. It is because of this that +anarchists stress self-management of working class struggle and organisation +from below. Anarchists are (to use Bakunin's words) _"convinced that +revolution is only sincere, honest and real in the hands of the masses, and +that when it is concentrated in those of a few ruling individuals it +inevitably and immediately becomes reaction."_ [**Michael Bakunin: Selected +Writings**, p. 237] Only when this happens can new ways of life be created and +truly develop freely. It also explains anarchist opposition to political +groups seizing power -- that will only result in old dogmas crushing the +initiative of people in struggle and the new forms of life they create. That +is way anarchists stress the importance of revolutionaries using _"natural +influence"_ (i.e. arguing their ideas in popular organisations and convincing +by reason) -- doing so allows new developments and ideas to be expressed and +enriched by existing ones and vice versa. + +One last point. It could be argued that Lenin's arguments were predated by +Marx and Engels and so Marxism **as such** rather than just Leninism does not +believe in proletarian self-emancipation. This is because they wrote in **The +Communist Manifesto** that _"a portion of the bourgeois goes over to the +proletariat, and in particular, a portion of the bourgeois ideologists, who +have raised themselves to the level of comprehending theoretically the +historical movement as a whole."_ They also note that the Communists are _"the +most advanced and resolute section of the working-class parties . . . [and] +they have over the great mass of the proletariat the advantage of clearly +understanding the line of march, the conditions, and the general results of +the proletarian movement."_ [**Selected Works**, p. 44 and p. 46] Thus a +portion of the bourgeois comprehend _"the historical movement as a whole"_ and +this is also the _"advantage"_ of the Communist Party over _"the great mass of +the proletariat."_ Perhaps Lenin's comments are not so alien to the Marxist +tradition after all. + +## 12\. Why is Marxist "class analysis" of anarchism contradictory? + +Another ironic aspect of McNally's pamphlet is his praise for the Paris +Commune and the Russian Soviets. This is because key aspects of both +revolutionary forms were predicted by Proudhon and Bakunin. + +For example, McNally's and Marx's praise for revocable mandates in the Commune +was advocated by Proudhon in 1840s and Bakunin in 1860s (see sections +[4](append31.html#app4) and [5](append31.html#app5)). Similarly, the Russian +Soviets (a federation of delegates from workplaces) showed a marked similarity +with Bakunin's discussions of revolutionary change and the importance of +industrial associations being the basis of the future socialist commune (as he +put it, the _"future organisation must be made solely from the bottom upwards, +by free association or free federation of workers, firstly in their unions, +then in the communes, regions, nations and finally in a great federation, +international and universal."_ [**Michael Bakunin: Selected Writings**, p. +206]). + +Indeed, the Paris Commune (in both its economic and political aspects) showed +a clear inspiration from Proudhon's works. In the words of George Woodcock, +there are _"demands in the Commune's Manifesto to the French People of the +19th April, 1871, that might have been written by Proudhon himself."_ +[**Pierre-Joseph Proudhon: A Biography**, p. 276] K. Steven Vincent also +points out that the declaration _"is strongly federalist in tone [one of +Proudhon's favourite ideas], and it has a marked proudhonian flavour."_ +[**Pierre-Joseph Proudhon and the Rise of French Republican Socialism**, p. +232] Moreover, the desire to replace wage labour with associated labour by the +creation of co-operatives expressed during the Commune clearly showed the +influence of Proudhon (see [section A.5.1](secA5.html#seca51) for more +details). As Marx mentions the _"rough sketch of national organisation"_ +produced by the Commune it is useful to quote the Commune's declaration in +order to show clearly its anarchist roots and tendencies: + +> _"The absolute autonomy of the Commune extended to all districts of France . +. . to every Frenchman the full exercise of his faculties and aptitudes, as +man, citizen, and worker. + +> + +> "The autonomy of the Commune shall have no limits other than the right of +autonomy equally enjoyed by all other communes adhering to the contract, and +by whose association together French Unity will be preserved. . . Selection by +ballot . . . with the responsibility and permanent right of control and +dismissal of magistrates and all communal civil servants of all grades . . . +Permanent intervention of citizens in communal affairs by the free expression +of their ideas. Organisation of urban defence and of the National Guard, which +elects its leaders . . .the large central administration delegated by the +federation of communes shall adopt and put into practice these same +principles. + +> + +> "The Unity which has been imposed on us up to now . . . is nothing but +despotic centralisation . . . The Political Unity which Paris desires is the +voluntary association of all local initiatives . . . + +> + +> "The Communal Revolution . . . spells the end of the old world with its +governments and its clerics, militarism, officialdom, exploitation, stock- +jobbing, monopolies, and privileges, to which the proletariat owes its +servitude, the country its ills and its disasters."_ [_"Declaration to the +French People"_, contained in David Thomson (ed.), **France: Empire and +Republic, 1850-1940**, pp. 186-7] + +The links with Proudhon's ideas cannot be clearer. Both Proudhon and the +Commune stressed the importance of decentralisation of power, federalism, the +end of both government and exploitation and so on. Moreover, in his letter to +Albert Richard, Bakunin predicted many aspects of the Paris Commune and its +declaration (see **Bakunin on Anarchism**, pp. 177-182). + +Little wonder few Marxists (nor Marx himself) directly quote from this +declaration. It would be difficult to attack anarchism (as "petty-bourgeois") +while proclaiming the Paris Commune as the first example of _"the dictatorship +of the Proletariat."_ The decentralised, federalist nature of the Commune +cannot be squared with the usual Marxist instance on centralisation and the +claim that federalism _"as a principle follows logically from the petty- +bourgeois views of anarchism. Marx was a centralist."_ [Lenin, _"The State and +Revolution"_, Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +p. 273] + +Given that Marx described the Commune as _"essentially a working-class +government"_ and as _"the political form, at last discovered, under which to +work out the economic emancipation of labour,"_ it is strange that McNally +terms Proudhon's and Bakunin's ideas as those of the past. [**Selected +Writings**, p. 290] In actually, as can be seen from the Paris Commune and the +soviets, they were the ideas **of the future** \-- and of working class self- +liberation and self-organisation. And ones that Marx and his followers paid +lip service to. + +(We say lip service for Lenin quoted Marx's statement that the future +proletarian state, like the Paris Commune, would abolish the distinction +between executive and administrative powers but did not honour it. Immediately +after the October Revolution the Bolsheviks established an executive power +**above** the soviets, namely the Council of People's Commissars. Those who +quote Lenin's **State and Revolution** as proof of his democratic nature +usually fail to mention this little fact. In practice that work was little +more than an election manifesto to be broken as required.) + +Perhaps it could be argued that, in fact, the Paris Commune was the work of +artisans. This does have an element of truth in it. Marx stated in 1866 that +the French workers were _"corrupted"_ by _"Proudhonist"_ ideas, _"particularly +those of Paris, who as workers in luxury trades are strongly attached, without +knowing it [!], to the old rubbish."_ [Marx, Engels and Lenin, **Anarchism and +Anarcho-syndicalism**, pp. 45-6] Five years later, these workers (still +obviously influenced by _"the old rubbish"_) created _"the political form"_ of +_"the economic emancipation of labour."_ How can the Paris Commune be the +_"Dictatorship of the Proletariat"_ (as Engels claimed [**Selected Writings**, +p. 259]) when 35 members of the Commune's council were artisans and only 4 or +5 were industrial workers (i.e. proletarians)? + +Can the fact that artisans were, according to McNally and Marx, social strata +of the past, were backward looking, etc. be reconciled with the claim that the +Paris Commune was the political form of proletarian emancipation? No, not from +a Marxist class analysis. Hence Marxists ignoring the real nature of the +Parisian working class when discussing the commune. However, from an anarchist +perspective -- which sees the artisan, peasant and proletariat forming a +common class of working people -- the development of the Paris Commune is no +surprise. It is the work of people seeking to end wage labour and the threat +of wage labour **now** rather than sometime in the future once capitalism has +fully developed. Thus McNally's (and Marx's) support for the Commune makes a +mockery of his attacks on anarchism as the theory of the artisans and peasants +for it was the artisans who created the first model of their _"proletarian"_ +state! + +As indicated, McNally's arguments do not hold water. Ironically, if anarchism +was the death-cry of the artisan and peasant then it is strange, to say the +least, that this theory so influenced the Paris Commune which McNally praises +so much. We therefore suggest that rather than being a backward-looking cry of +despair for those disappearing under the wheels of rising capitalism, +anarchism was in fact a theory developed from the struggles and self-activity +of those currently suffering capitalist and state oppression -- namely the +artisans, peasants **and** industrial proletariat (i.e. the working class as a +whole). In other words, it is a philosophy and theory for the future, not of +the past. This can be seen from the libertarian aspects of the Paris Commune, +aspects Marx immediately tried to appropriate for his own theories (which, +unfortunately, were swamped by the authoritarian elements that existing +already). + +And one last point, McNally claims that Marx _"immediately rallied to the +cause of the Paris Commune."_ This is not true. As John Zerzan points out +_"[d]ays after the successful insurrection began he failed to applaud its +audacity, and satisfied himself with grumbling that 'it had no chance of +success.' Though he finally recognised the fact of the Commune (and was +thereby forced to revise his reformist ideas regarding proletarian use of +existing state machinery), his lack of sympathy is amply reflected by the fact +that throughout the Commune's two-month existence, the General Council of the +International spoke not a single word about it . . . his **Civil War in +France** constitutes an obituary."_ [**Elements of Refusal**, p. 126] Perhaps +the delay was due to Marx wondering how Parisian artisans had became the +vanguard of the proletariat overnight and how he could support a Commune +created by the forces of the past? + +In addition the _"old rubbish"_ the Parisian workers supported was very much +ahead of its time. In 1869 the delegate of the Parisian Construction Workers' +Trade Union argued that _"[a]ssociation of the different corporations [labour +unions] on the basis of town or country . . . leads to the commune of the +future . . . Government is replaced by the assembled councils of the trade +bodies, and by a committee of their respective delegates."_ In addition, _"a +local grouping which allows the workers in the same area to liaise on a day to +day basis"_ and _"a linking up of the various localities, fields, regions, +etc."_ (i.e. international trade or industrial union federations) would ensure +that _"labour organises for present and future by doing away with wage +slavery."_ [**No Gods, No Masters**, vol. 1, p. 184] Such a vision of workers' +councils and associated labour has obvious similarities with the spontaneously +created soviets of the 1905 Russian Revolution. These, too, were based on +assembled councils of workers' delegates. Of course they were differences but +the basic idea and vision are identical. + +Therefore to claim that anarchism represents the past presents Marxists with a +few problems given the nature of the Paris Commune and its obvious libertarian +nature. If it is claimed that the Parisian artisans defended _"not their +present, but their future interests"_ and so _"desert[ed] their own standpoint +to place themselves at that of the proletariat"_ (the class they are being +_"tranfer[ed]"_ into by the rise of capitalism) then, clearly, anarchist ideas +are _"future,"_ proletarian, ideas as it is that class interest artisans serve +_"[i]f by chance they are revolutionary."_ [Marx and Engels, **The Communist +Manifesto**, p. 44] + +Whichever way you look at it, McNally's claims on the class nature of +anarchism do not stand up to close analysis. Proudhon addressed both +artisan/peasant and wage slave in his works. He addressed both the past and +the present working class. Bakunin did likewise (although with a stronger +emphasis on wage slaves). Therefore it is not surprising that Proudhon and +Bakunin predicted aspects of the Paris Commune -- they were expressing the +politics of the future. As is clear from their writings, which still remain +fresh today. + +This confusion associated with Marxist "class analysis" of anarchism was also +present in Lenin. Given that anarchism is apparently associated with the +petty-bourgeois we find a strange contradiction in Lenin's work. On the one +hand Lenin argued that Russia _"despite the more petty-bourgeois composition +of her population as compared with the other European countries"_ had, in +fact, _"negligible"_ anarchist influence during the two revolutions of 1905 +and 1917. He claimed that this was due to Bolshevism's having _"waged a most +ruthless and uncompromising struggle against opportunism."_ [Marx, Engels and +Lenin, **Op. Cit.**, p. 305] + +On the other he admitted that, in the developed capitalist nations, anarchists +and syndicalists were _"quite revolutionary and connected with the masses"_ +and that it is _"the duty of all Communists to do everything to help all +proletarian mass elements to abandon anarchism . . . the measure in which +genuinely Communist parties succeed in winning mass proletarian elements . . . +away from anarchism, is a criterion of the success of those Parties."_ [**Op. +Cit.**, pp. 317-8] + +Thus, in the most capitalist nations, ones with a more widespread and +developed proletariat, the anarchist and syndicalist movements were more +firmly developed and had closer connections with the masses than in Russia. +Moreover, these movements were also quite revolutionary as well and should be +won to Bolshevism. But anarchism is the politics of the petit-bourgeois and so +should have been non-existent in Western countries but widespread in Russia. +The opposite was the case, thus suggesting that Lenin's analysis is wrong. + +We can point to another explanation of these facts. Rather than the Bolsheviks +_"struggle against opportunism"_ being the reason why anarchism was +_"negligible"_ in 1917-18 in Russia (it was not, in fact) but had mass appeal +in Western Europe perhaps it was the fact that anarchism was a product of +working class struggle in advanced capitalist countries while Bolshevism was a +product of **bourgeois** struggle (for Parliament, a liberal republic, etc.) +in Tsarist Russia? + +Similarly, perhaps the reason why Bolshevism did not develop opportunist +tendencies was because it did not work in an environment which encouraged +them. After all, unlike the German Social Democrats, the Bolsheviks were +illegal for long periods of time and worked in an absolutist monarchy. The +influences that corrupted the German SPD were not at work in the Tsarist +regime. Thus, Bolshevism, perhaps at best, was applicable to Tsarist +conditions and anarchism to Western ones. + +However, as noted and contrary to Lenin, Russian anarchism was far from +_"negligible"_ during 1917-18 and was growing which was why the Bolsheviks +suppressed them **before** the start of the civil war. As Emma Goldman noted, +a claim such as Lenin's _"does not tally with the incessant persecution of +Anarchists which began in [April] 1918, when Leon Trotsky liquidated the +Anarchist headquarters in Moscow with machine guns. At that time the process +of elimination of the Anarchists began."_ [**Trotsky Protests Too Much**] This +fact of anarchist influence during the revolution does not contradict our +earlier analysis. This is because the Russian anarchists, rather than +appealing to the petit-bourgeois, were influencing exactly the same workers, +sailors and soldiers the Bolsheviks were. Indeed, the Bolsheviks often had to +radicalise their activities and rhetoric to counter anarchist influence. As +Alexander Rabinowitch (in his study of the July uprising of 1917) notes: + +> _"At the rank-and-file level, particularly within the [Petrograd] garrison +and at the Kronstadt naval base, there was in fact very little to distinguish +Bolshevik from Anarchist. . . The Anarchist-Communists and the Bolsheviks +competed for the support of the same uneducated, depressed. and dissatisfied +elements of the population, and the fact is that in the summer of 1917, the +Anarchist-Communists, with the support they enjoyed in a few important +factories and regiments, possessed an undeniable capacity to influence the +course of events. Indeed, the Anarchist appeal was great enough in some +factories and military units to influence the actions of the Bolsheviks +themselves."_ [**Prelude to Revolution**, p. 64] + +This is hardly what would be expected if anarchism was "petit-bourgeois" as +Marxists assert. + +It could, in fact, be argued that the Bolsheviks gained the support of so many +working class people (wage slaves) during the summer of 1917 **_because they +sounded and acted like anarchists_** and **not** like Marxists. At the time +many considered the Bolsheviks as anarchists and one fellow Marxist (an ex- +Bolshevik turned Menshevik) thought Lenin had _"made himself a candidate for +one European throne that has been vacant for thirty years -- the throne of +Bakunin!"_ [quoted by Alexander Rabinowitch, **Op. Cit.**, p. 40] As Alexander +Berkman argues, the _"Anarchist mottoes proclaimed by the Bolsheviks did not +fail to bring results. The masses relied to their flag."_ [**What is Communist +Anarchism**, p. 101] + +Moreover, this stealing of anarchist slogans and tactics was **forced** upon +the Bolsheviks by the working class. On Lenin's own admission, the masses of +peasants and workers were _"a hundred times further to the left"_ than the +Bolsheviks. Trotsky himself notes that the Bolsheviks _"lagged behind the +revolutionary dynamic . . . The masses at the turning point were a hundred +times to the left of the extreme left party."_ [**History of the Russian +Revolution**, Vol. 1, p. 403f] Indeed, one leading Bolshevik stated in June, +1917 (in response to a rise in anarchist influence), _"[b]y fencing ourselves +off from the Anarchists, we may fence ourselves off from the masses."_ [quoted +by Alexander Rabinowitch, **Op. Cit.**, p. 102] That, in itself, indicates the +weakness of Lenin's class analysis of anarchism. + +Rather than seeing the Russian experience refute the claim that anarchism is a +working class theory, it reinforces it -- the Bolsheviks would not have +succeeded if they had used traditional Marxist slogans and tactics. Instead, +much to the dismay of their more orthodox comrades, the Bolsheviks embraced +traditional anarchist ideas and tactics and thereby gained increased influence +in the working class. After the Bolshevik seizure of power in the name of the +soviets, anarchist influence increased (see [section +A.5.4](secA5.html#seca54)) as more working people recognised that what the +Bolsheviks meant by their slogans was different than what working people +thought they meant! + +Thus the experience of the Russian Revolution re-enforces the fact that +Marxist "class analysis" of anarchism fails to convince. Far from proving that +libertarian socialism is non-proletariat, that Revolution proved that it was +(just as confirmed the prophetic correctness of the views of the founders of +anarchism and, in particular, their critique of Marxism). + +The usual Marxist "class analysis" of anarchism is somewhat confused. On the +one hand, it claims that anarchism is backward looking and the politics of the +petit-bourgeois being destroyed by the rise and development of capitalism. On +the other hand Marxists point to events and organisations created in working +class struggle which were predicted and/or influenced by **anarchist** ideas +and ideals, **not** Marxist ones. That indicates better than any other +argument that Marxists are wrong about anarchism and their "class analysis" +nothing more than distortions and bigotry. + +Based on the evidence and the contradictions it provokes in Marxist ideology, +we have to argue that McNally is simply wrong. Rather than being an ideology +of the petit-bourgeois anarchism is, in fact, a political theory of the +working class (both artisans and proletariat). Rather than a backward looking +theory, anarchism is a theory of the present and future -- it has a concrete +and radical critique of current society and a vision of the future and a +theory how to get there which appeals to working people in struggle. Such is +obviously the case when reading anarchist theory. + +## 13\. If Marxism is _"socialism from below,"_ why do anarchists reject it? + +McNally claims that Marxism is _"socialism from below."_ In his text he +indicates support for the Paris Commune and the soviets of the Russian +Revolution. He states that the _"democratic and socialist restructuring of +society remains . . . the most pressing task confronting humanity. And such a +reordering of society can only take place on the basis of the principles of +socialism from below. Now more than ever, the liberation of humanity depends +upon the self-emancipation of the world working class. . . The challenge is to +restore to socialism its democratic essence, its passionate concern with human +freedom."_ + +So, if this is the case, why the hostility between anarchists and Marxists? +Surely it is a question of semantics? No, for while Marxists pay lip-service +to such developments of working class self-activity and self-organisation as +workers' councils (soviets), factory committees, workers' control, revocable +and mandated delegates they do so in order to ensure the election of their +party into positions of power (i.e. the government). Rather than see such +developments as working people's **direct** management of their own destinies +(as anarchists do) and as a means of creating a self-managed (i.e. free) +society, Marxists see them as a means for their party to take over state +power. Nor do they see them as a framework by which working class people can +take back control of their own lives. Rather, they see them, at best, as +typical bourgeois forms -- namely the means by which working people can +delegate their power to a new group of leaders, i.e. as a means to elect a +socialist government into power. + +This attitude can be seen from Lenin's perspectives on the Russian soviets. +Rather than seeing them as a means of working class self-government, he saw +them purely as a means of gaining influence for his party. In his own words: + +> _"the Party . . . has never renounced its intention of utilising certain +non-party organisations, such as the Soviets of Workers' Deputies . . . to +extend Social-Democratic influence among the working class and to strengthen +the Social-Democratic labour movement . . . the incipient revival creates the +opportunity to organise or utilise non-party working-class institutions, such +as Soviets . . . for the purpose of developing the Social-Democratic movement; +at the same time the Social-Democratic Party organisations must bear in mind +if Social-Democratic activities among the proletarian masses are properly, +effectively and widely organised, such institutions may actually become +superfluous."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +pp. 209-10] + +Such a perspective indicates well the difference between anarchism and +Leninism. Anarchists do not seek power for their own organisations. Rather +they see self-managed organisation created by working class people in struggle +as a means of eliminating hierarchy within society, of directly involving the +mass of people in the decisions that affect them. In other words, as a means +of creating the organisations through which people can change both themselves +and the world by their own direct action and the managing of their own +struggles, lives, communities and workplaces. For Leninists, view working +class self-organisation as a means of gaining power for their own party (which +they identify with the power of the working class). Mass organisations, which +could be schools for self-management and freedom, are instead subjected to an +elitist leadership of intellectual ideologues. The party soon substitutes +itself for the mass movement, and the party leadership substitutes itself the +party. + +Despite its radical language, Leninism is totally opposed to the nature of +revolt, rebellion and revolution. It seeks to undermine what makes these +organisations and activities revolutionary (their tendencies towards self- +management, decentralisation, solidarity, direct action, free activity and co- +operation) by using them to build their party and, ultimately, a centralised, +hierarchical state structure on the corpse of these once revolutionary forms +of working class self-organisation and self-activity. + +Lenin's view of the soviets was instrumental: he regarded them merely as a +means for educating the working class (i.e. of getting them to support the +Bolshevik Party) and enlisting them in the service of his party. Indeed, he +constantly confused soviet power with party power, seeing the former as the +means to the latter and the latter as the key to creating socialism. What is +missing from his vision is the idea of socialism as being based on working +class self-activity, self-management and self-government (_"Lenin believed +that the transition to socialism was guaranteed ultimately, not by the self- +activity of workers, but by the 'proletarian' character of state power."_ [A. +S. Smith, **Red Petrograd**, pp. 261-2] And the 'proletarian' character of the +state was determined by the party in government). And this gap in his +politics, this confusion of party with class, which helped undermine the +revolution and create the dictatorship of the bureaucracy. Little wonder that +by the end of 1918, the Bolsheviks ruled the newly established soviet state +entirely alone and had turned the soviets into docile instruments of their +party apparatus rather than forms of working class self-government. + +For Lenin and other Bolsheviks the party of the proletariat, that is, +**their** party, must strive to monopolise political power, if only to +safeguard the proletarian character of the revolution. This follows naturally +from Lenin's vanguardist politics (see [section 11](append31.html#app11)). As +the working class people cannot achieve anything bar a trade union +consciousness by their own efforts, it would be insane for the Party to let +them govern directly. In the words of Lenin: + +> _"Syndicalism hands over to the mass of non-Party workers . . . the +management of their industries . . . thereby making the Party superfluous. . . +Why have a Party, if industrial management is to be appointed . . . by trade +unions nine-tenths of whose members are non-Party workers?"_ [**Op. Cit.**, +pp. 319-20] + +> + +> _"Does every worker know how to run the state? . . . this is not true . . . +If we say that it is not the Party but the trade unions that put up the +candidates and administrate, it may sound very democratic . . . It will be +fatal for the dictatorship of the proletariat."_ [**Op. Cit.** p. 322] + +> + +> _"To govern you need an army of steeled revolutionary Communists. We have +it, and it is called the Party. All this syndicalist nonsense about mandatory +nominations of producers must go into the wastepaper basket. To proceed on +those lines would mean thrusting the Party aside and making the dictatorship +of the proletariat . . . impossible."_ [**Op. Cit.**, p. 323] + +In other words, giving the proletariat the power to elect their own managers +means to destroy the _"dictatorship"_ of the proletariat! Lenin clearly places +the power of the party above the ability of working people to elect their own +representatives and managers. And McNally claims that his tradition aims at +_"workers' power"_ and a _"direct and active democracy"_! + +Lenin's belief that working class people could not liberate themselves (see +[section 11](append31.html#app11)) explains his continual emphasis on +**representative** democracy and centralism -- simply put, the party must have +power **over** the working class as that class could not be trusted to make +the right decisions (i.e. know what its "real" interests were). At best they +would be allowed to vote for the government, but even this right could be +removed if they voted for the wrong people (see [ section +8](append31.html#app8)). For Leninists, revolutionary consciousness is not +generated by working class self-activity in the class struggle, but is +embodied in the party (_"Since there can there can be no talk of an +independent ideology being developed by the masses of the workers in the +process of their movement **the only choice is**: either bourgeois or +socialist ideology"_ [Lenin, **The Essential Works of Lenin**, 82]). The +important issues facing the working class are to be determined not by the +workers ourselves, but by the leadership of the party, who are the (self +appointed) _"vanguard of the proletariat"_. The nature of the relationship +between the party and the working class is clear, however, we remain incapable +of achieving revolutionary consciousness and have to be led by the vanguard. + +Russia, Lenin once said, _"was accustomed to being ruled by 150 000 land +owners. Why can 240 000 Bolsheviks not take over the task?"_ [**Collected +Works**, Vol. 21, p. 336] The idea of socialism as working class self- +management and self-government was lost on him -- and the possibility **real** +socialism was soon lost to the Russian working class when the Tsar was +replaced by the autocratic the rule of the Bolshevik Party. _"Workers' power"_ +cannot be identified or equated with the power of the Party -- as it +repeatedly was by the Bolsheviks (and Social Democrats before them). + +Thus Malatesta's comments: + +> _"The important, fundamental dissension [between anarchists and Marxists] is +[that] . . . [Marxist] socialists are authoritarians, anarchists are +libertarians. + +> + +> "Socialists want power . . . and once in power wish to impose their +programme on the people. . . Anarchists instead maintain, that government +cannot be other than harmful, and by its very nature it defends either an +existing privileged class or creates a new one."_ [**Life and Ideas**, p. 142] + +Anarchists seek to influence people by the power of our ideas within popular +organisations. We see such organisations as the means by which working people +can take control of their own lives and start to create a free, libertarian +socialist society. A self-managed society can only be created by self- +management, in short, and any tendencies to undermine popular self-management +in favour of hierarchical power of a party will subvert a revolution and +create an end drastically at odds with the ideals of those who take part in +it. + +Similarly, anarchists reject the Leninist idea of highly centralised +"vanguard" parties. As the anarchists of Trotwatch explain, such a party +leaves much to be desired: + +> _"In reality, a Leninist Party simply reproduces and institutionalises +existing capitalist power relations inside a supposedly 'revolutionary' +organisation: between leaders and led; order givers and order takers; between +specialists and the acquiescent and largely powerless party workers. And that +elitist power relation is extended to include the relationship between the +party and class."_ [**Carry on Recruiting!**, p. 41] + +Such an organisation can never create a socialist society. In contrast, +anarchists argue that socialist organisations should reflect as much as +possible the future society we are aiming to create. To build organisations +which are statist/capitalistic in structure cannot do other than reproduce the +very problems of capitalism/statism into them and so undermine their +liberatory potential. As Murray Bookchin puts it: + +> _"The 'glorious party,' when there is one, almost invariably lags behind the +events . . . In the beginning . . . it tends to have an inhibitory function, +not a 'vanguard' role. Where it exercises influence, it tends to slow down the +flow of events, not 'co-ordinate' the revolutionary forced. This is not +accidental. The party is structured along hierarchical lines **that reflect +the very society it professes to oppose** . . . Its membership is schooled in +obedience . . . The party's leadership, in turn, is schooled in habits born of +command, authority, manipulation . . . Its leaders . . . lose contact with the +living situation below. The local groups, which know their own immediate +situation better than any remote leaders, are obliged to subordinate their +insights to directives from above. The leadership, lacking any direct +knowledge of local problems, responds sluggishly and prudently. . . + +> + +> "The party becomes less efficient from a revolutionary point of view the +more it seeks efficiency by means of hierarchy, cadres and centralisation. +Although everyone marches in step, the orders are usually wrong, especially +when events begin to move rapidly and take unexpected turns -- as they do in +all revolutions. The party is efficient in only one respect -- in moulding +society in its own hierarchical imagine if the revolution is successful. It +recreates bureaucracy, centralisation and the state. It fosters the +bureaucracy, centralisation and the state. It fosters the very social +conditions which justify this kind of society. Hence, instead of 'withering +away,' the state controlled by the 'glorious party' preserves the very +conditions which 'necessitate' the existence of a state -- and a party to +'guard' it."_ [**Post-Scarcity Anarchism**, pp. 194-198] + +As we argue in [section J.3](secJ3.html), anarchists do not reject the need +for political organisations (anarchist groups, federations and so on) to work +in mass movements and in revolutionary situations. However, we do reject the +Leninist idea of a vanguard party as being totally inappropriate for the needs +of a social revolution -- a revolution that aims to create a free society. + +In addition to this difference in the **political** nature of a socialist +society, the role of organisations created in, by and for the class struggle +and the nature of socialist organisation, anarchists and Marxists disagree +with the **economic** nature of the future society. + +McNally claims that in Russia _"[c]ontrol of the factories was taken over by +the workers"_ but this is a total distortion of what actually happened. +Throughout 1917, it was the workers themselves, **not** the Bolshevik Party, +which raised the issue of workers' self-management and control. As S.A. Smith +puts it, the _"factory committees launched the slogan of workers' control of +production quite independently of the Bolshevik party. It was not until May +that the party began to take it up."_ [**Red Petrograd**, p. 154] Given that +the defining aspect of capitalism is wage labour, the Russian workers' raised +a clearly socialist demand that entailed its abolition. It was the Bolshevik +party, we must note, who failed to raise above a _"trade union conscious"_ in +this and so many other cases. + +In reality, the Bolsheviks themselves hindered the movement of workers trying +to control, and then manage, the factories they worked in. As Maurice Brinton +correctly argued, _"it is ridiculous to claim -- as so many do today -- that +in 1917 the Bolsheviks really stood for the full, total and direct control by +working people of the factories, mines, building sites or other enterprises in +which they worked, i.e. that they stood for workers' self-management."_ [**The +Bolsheviks and Workers' Control**, p. 27] Rather, Lenin identified _"workers' +control"_ as something totally different: + +> _"When we speak of 'workers control,' always placing this cry side by side +with the dictatorship of the proletariat . . . we make clear thereby what +State we have in mind . . . if we have in mind a proletarian State -- that is, +the dictatorship of the proletariat -- then the workers' control can become a +national, all-embracing, universally realisable, most exact and most +conscientious regulating of the production and distribution of goods."_ [**Can +the Bolsheviks Maintain State Power?**, pp. 46-7] + +By _"regulation"_ Lenin meant the "power" to oversee the books, to check the +implementation of decisions made by others, rather than fundamental decision +making. As he argued, _"the economists, engineers, agricultural experts and so +on . . . [will] work out plans under the control of the workers' organisations +. . . We are in favour of centralisation."_ [**Op. Cit.**, pp. 78-9] Thus +others would determine the plans, not the workers themselves. As Brinton +states, _"[n]owhere in Lenin's writings is workers' control ever equated with +fundamental decision-taking (i.e. with the **initiation** of decisions) +relating to production . . . He envisioned a period during which, in a workers +state, the bourgeois would still retain the formal ownership and effective +management of most of the productive apparatus . . . capitalists would be +coerced into co-operation. 'Workers' control' was seen as the instrument of +this coercion."_ [**Op. Cit.**, pp. 12-13] In Lenin's own words, _"[t]here is +no other way . . . than . . . organisation of really democratic control, i.e. +control 'from below,' of the workers and poorest peasants **over** the +capitalists."_ [**The Threatening Catastrophe and how to avoid it**, p. 33] + +Thus the capitalists would remain and wage slavery would continue but workers +could "control" those who had the real power and gave the orders (the +capitalists were later replaced by state bureaucrats though the lack of +effective control remained). In other words, no vision of workers' self- +management in production (and so real socialism) and the reduction of +"socialism" to a warmed up variation of state capitalism with (in theory, but +not in practice) a dash of liberal democracy in the form of "control" of those +with the real power by those under them in the hierarchy. + +S.A. Smith correctly argues that Lenin's _"proposals . . . [were] thoroughly +statist and centralist in character"_ and that he used _"the term ['workers' +control'] in a very different sense from that of the factory committees."_ +[**Op. Cit.**, p. 154] That is, he used the same slogans as many workers' but +meant something radically different by it. Leninists follow this tradition +today, as can be seen from McNally's use of the words _"[c]ontrol of the +factories was taken over by the workers"_ to refer to situation drastically +different from the workers' self-management it implies to most readers. + +Given Lenin's lack of concern about the revolutionising of the relations of +production (a lack not shared by the Russian workers, we must note) it is +hardly surprising that Lenin considered the first task of the Bolshevik +revolution was to build state capitalism. _"State capitalism,"_ he wrote, _"is +a complete material preparation for socialism, the threshold of socialism, a +rung on the ladder of history between which and the rung called socialism +there are no gaps."_ [**Collected Works**, vol. 24, p. 259] Hence his support +for centralisation and his full support for _"one-man management"_ \-- working +class power **in production** is never mentioned as a necessary condition for +socialism. + +Little wonder Soviet Russia never progressed beyond state capitalism -- it +could not as the fundamental aspect of capitalism, wage labour, was never +replaced by workers' self-management of production. + +Lenin took the viewpoint that socialism _"is nothing but the next step forward +from state capitalist monopoly. In other words, Socialism is merely state +capitalist monopoly **made to benefit the whole people**; by this token it +**ceases** to be capitalist monopoly."_ [**The Threatening Catastrophe and how +to avoid it**, p. 37] He had no real notion of workers' self-management of +production nor of the impossibilities of combining the centralised state +capitalist system with its big banks, monopolies, big business with genuine +rank and file control, never mind self-management. As Alexander Berkman +correctly argued: + +> _"The role of industrial decentralisation in the revolution is unfortunately +too little appreciated. . . Most people are still in the thraldom of the +Marxian dogma that centralisation is 'more efficient and economical.' They +close their eyes to the fact that the alleged 'economy' is achieved at the +cost of the workers' limb and life, that the 'efficiency' degrades him to a +mere industrial cog, deadens his soul, kills his body. Furthermore, in a +system of centralisation the administration of industry becomes constantly +merged in fewer hands, producing a powerful bureaucracy of industrial +overlords. It would indeed be the sheerest irony if the revolution were to aim +at such a result. It would mean the creation of a new master class."_ [**The +ABC of Anarchism**, pp. 80-1] + +However, this is what Lenin aimed at. The Leninist "vision" of the future +socialist economy is one of a highly centralised organisation, modelled on +capitalism, in which, at best, workers can supervise the decisions made by +others and "control" those in power. It is a vision of a more democratic +corporate structure, with the workers replacing the shareholders. In practice, +it would be a new bureaucracy exploiting and oppressing those who do the +actual work -- as in private capitalism -- simply because capitalist economic +structures are designed to empower the few over the many. Like the capitalist +state, they cannot be used by the working class to achieve their liberation +(they are not created for the mass participation that real socialism requires, +quite the reverse in fact!). + +In contrast, anarchists view the socialist economy as being based on workers' +self-management of production and the workplace turned into an association of +equals. Above the individual workplace, federations of factory committees +would co-ordinate activities and ensure wide scale co-operation is achieved. +Thus anarchists see a **new** form of economic structure developing, one based +on workers' organisations created in the process of struggle **against** +capitalism. + +In other words, rather than embrace bourgeois notions of "democracy" (i.e. the +election of leaders into positions of power) like Marxists do, anarchists +dissolve hierarchical power by promoting workers' self-management and +association. While Marxism ends up as state capitalism pure and simple (as can +be seen by the experience of Russia under Lenin and then Stalin) anarchism +destroys the fundamental social relation of capitalism -- wage labour -- via +association and workers' self-management of production. + +Thus while both Leninists and anarchists claim to support factory committees +and "workers' control" we have decidedly different notions of what we mean by +this. The Leninists see them as a means of workers' to supervise those who +have the real power in the economy (and so perpetuate wage slavery with the +state replacing the boss). Anarchists, in contrast, see them as a means of +expressing workers self-organisation, self-management and self-government \-- +as a means of abolishing wage slavery and so capitalism by eliminating +hierarchical authority, in other words. The difference could not be more +striking. Indeed, it would be correct to state that the Leninist tradition is +not, in fact, socialist as it identifies socialism as the natural development +of capitalism and **not** as a new form of economy which will develop **away** +from capitalism by means of associated labour and workers' self-management of +production. + +In short, anarchists reject both the means and the ends Leninists aim for and +so our disagreements with that tradition is far more than semantics. + +This does not mean that all members of Leninist parties do not support +workers' self-management in society and production, favour workers' democracy, +actually do believe in working class self-emancipation and so on. Many do, +unaware that the tradition they have joined does not actually share those +values. It could, therefore, be argued that such values can be "added" to the +core Leninist ideas. However, such a viewpoint is optimistic in the extreme. +Leninist positions on workers' self-management, etc., do not "just happen" nor +are they the product of ignorance. Rather they are the natural result of those +"core" ideas. To add other values to Leninism would be like adding extensions +to a house built on sand -- the foundations are unsuitable and any additions +would soon fall down. This was what happened during the Russian Revolution -- +movements from below which had a different vision of socialism came to grief +on the rocks of Bolshevik power. + +The issue is clear -- either you aim for a socialist society and use socialist +methods to get there or you do not. Those who do seek a **real** socialism (as +opposed to warmed up state capitalism) would be advised to consider anarchism +which is truly _"socialism from below"_ (see [ next +section](append31.html#app14)). + +## 14\. Why is McNally's use of the term _"socialism from below"_ dishonest? + +McNally argues that Marxism can be considered as _"socialism from below."_ +Indeed, that is the name of his pamphlet. However, his use of the term is +somewhat ironic for two reasons. + +Firstly, this is because the expression _"from below"_ was constantly on the +lips of Bakunin and Proudhon. For example, in 1848, Proudhon was talking about +being a _"revolutionary **from below**"_ and that every _"serious and lasting +Revolution"_ was _"made **from below,** by the people."_ A _"Revolution **from +above**"_ was _"pure governmentalism,"_ _"the negation of collective activity, +of popular spontaneity"_ and is _"the oppression of the wills of those +below."_ [quoted by George Woodcock, **Pierre-Joseph Proudhon**, p. 143] +Similarly, Bakunin saw an anarchist revolution as coming _"from below."_ As he +put it, _"liberty can be created only by liberty, by an insurrection of all +the people and the voluntary organisation of the workers from below upward."_ +[**Statism and Anarchy**, p. 179] Elsewhere he writes that _"future social +organisation must be made solely from the bottom upwards, by the free +association or federation of workers, firstly in their unions, then in the +communes, regions, nations and finally in a great federation, international +and universal."_ [**Michael Bakunin: Selected Writings**, p. 206] + +No such idea is present in Marx. Rather, he saw a revolution as consisting of +the election of a socialist party into government. Therefore, the idea of +_"socialism from below"_ is a distinctly anarchist notion, one found in the +works of Proudhon and Bakunin, **not** Marx. It is ironic, given his distorted +account of Proudhon and Bakunin that McNally uses their words to describe +Marxism! + +Secondly, and far more serious for McNally, Lenin dismissed the idea of _"from +below"_ as not Marxist. As he wrote in 1905 (and using Engels as an authority +to back him up) _"the principle, 'only from below' is an **anarchist** +principle."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +p. 192] In this he followed Marx, who commented that Bakunin's expression +_"the free organisation of the working masses from below upwards"_ was +_"nonsense."_ [**Op. Cit.**, p. 153] For Lenin, Marxists must be in favour of +_"From above as well as from below"_ and _"renunciation of pressure also from +above is **anarchism**"_ [**Op. Cit.**, p. 196, p. 189] McNally does not +mention _"from above"_ in his pamphlet and so gives his account of Marxism a +distinctly anarchist feel (while denouncing it in a most deceitful way). Why +is this? Because, according to Lenin, _"[p]ressure from below is pressure by +the citizens on the revolutionary government. Pressure from above is pressure +by the revolutionary government on the citizens."_ [**Op. Cit.**, pp. 189-90] + +In other words, Marxism is based on idea that the government pressuring the +citizens is acceptable. Given that Marx and Engels had argued in **The Holy +Family** that the _"question is not what this or that proletarian, or even the +whole of the proletariat at the moment **considers** as its aim. The question +is **what the proletariat is**, and what, consequent on that **being**, it +will be compelled to do"_ the idea of _"from above"_ takes on frightening +overtones. [quoted by Murray Bookchin, **The Spanish Anarchists**, p. 280] As +Murray Bookchin argues: + +> _"These lines and others like them in Marx's writings were to provide the +rationale for asserting the authority of Marxist parties and their armed +detachments over and even against the proletariat. Claiming a deeper and more +informed comprehension of the situation then 'even the whole of the +proletariat at the given moment,' Marxist parties went on to dissolve such +revolutionary forms of proletarian organisation as factory committees and +ultimately to totally regiment the proletariat according to lines established +by the party leadership."_ [**Op. Cit.**, p. 289] + +A given ideological premise will led to certain conclusions in practice -- +conclusions Lenin and Trotsky were not shy in explicitly stating. + +Little wonder McNally fails to mention Lenin's support for revolutionary +action _"from above."_ As we proved above (in [section +8](append31.html#app8)), in practice Leninism substitutes the dictatorship of +the party for that of the working class as a whole. This is unsurprising, +given its confusion of working class power and party power. For example, Lenin +once wrote _"the power of the Bolsheviks -- that is, the power of the +proletariat"_ while, obviously, these two things **are** different. [**Will +the Bolsheviks Maintain Power?**, p. 102] Trotsky makes the same +identification of party dictatorship with popular self-government: + +> _"We have more than once been accused of having substituted for the +dictatorship of the Soviets the dictatorship of our party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only by means of the dictatorship of the party. It is thanks to the clarity of +its theoretical vision and its strong revolutionary organisation that the +party has afforded to the Soviets the possibility of becoming transformed from +shapeless parliaments of labour into the apparatus of the supremacy of labour. +In this 'substitution' of the power of the party for the power of the working +class there is nothing accidental, and in reality there is no substitution at +all. The Communists express the fundamental interests of the working class. It +is quite natural that, in the period in which history brings up those +interests . . . the Communists have become the recognised representatives of +the working class as a whole."_ [**Terrorism and Communism**, p. 109] + +In this confusion, we must note, they follow Engels who argued that _"each +political party sets out to establish its rule in the state, so the German +Social-Democratic Workers' Party is striving to establish **its** rule, the +rule of the working class."_ [Marx, Engels and Lenin, **Anarchism and Anarcho- +syndicalism**, p. 94] + +Such confusion is deadly to a true _"revolution from below"_ and justifies the +use of repression against the working class -- they do not understand their +own _"fundamental interests,"_ only the party does. Anarchists recognise that +parties and classes are different and only self-management in popular +organisations from below upwards can ensure that a social revolution remains +in the hands of all and not a source of power for the few. Thus _"All Power to +the Soviets,"_ for anarchists, means **exactly** that -- not a euphemism for +_"All Power to the Party."_ As Voline made clear: + +> _"[F]or, the anarchists declared, if 'power' really should belong to the +soviets, it could not belong to the Bolshevik Party, and if it should belong +to that Party, as the Bolsheviks envisaged, it could not belong to the +soviets."_ [**The Unknown Revolution**, p. 213] + +Marxist confusion of the difference between working class power and party +power, combined with the nature of centralised power and an ideology which +claims to "comprehend" the "real" interests of the people cannot help but lead +to the rise of a ruling bureaucracy, pursuing "from above" their own power and +privileges. + +_"**All political power inevitably creates a privileged situation** for the +men who exercise it,"_ argued Voline. _"Thus is violates, from the beginning, +the equalitarian principle and strikes at the heart of the Social Revolution . +. . [and] becomes the source of other privileges . . . **power is compelled to +create a bureaucratic and coercive apparatus** indispensable to all authority +. . . **Thus it forms a new privileged caste,** at first politically and later +economically."_ [**Op. Cit.**, p. 249] + +Thus the concept of revolution _"from above"_ is one that inevitably leads to +a new form of class rule -- rule by bureaucracy. This is not because the +Bolsheviks were "bad people" -- rather it is to do with the nature of +centralised power (which by its very nature can only be exercised by the few). +As the anarchist Sergven argued in 1918: + +> _"The proletariat is being gradually enserfed by the state. The people are +being transformed into servants over whom there has arisen a new class of +administrators -- a new class born mainly form the womb of the so-called +intelligentsia . . . We do not mean to say . . . that the Bolshevik party set +out to create a new class system. But we do say that even the best intentions +and aspirations must inevitably be smashed against the evils inherent in any +system of centralised power. The separation of management from labour, the +division between administrators and workers flows logically from +centralisation. It cannot be otherwise."_ [**The Anarchists in the Russian +Revolution**, pp. 123-4] + +Thus McNally's use of the term _"from below"_ is dishonest on two levels. +Firstly, it is of anarchist origin and, secondly, it was repudiated by Lenin +himself (who urged revolution _"from below"_ and _"from above"_, thus laying +the groundwork for a new class system based around the Party). It goes without +saying that either McNally is ignorant of his subject (and if so, why write a +pamphlet on it) or he knew these facts and decided to suppress them. + +Either way it shows the bankruptcy of Marxism -- it uses libertarian rhetoric +for non-libertarian ends while distorting the real source of those ideas. That +Lenin dismissed this rhetoric and the ideas behind them as _"anarchist"_ says +it all. McNally's (and the SWP/ISO's) use of this rhetoric and imagery is +therefore deeply dishonest. + +## 15\. Did Trotsky keep alive Leninism's _"democratic essence"_? + +McNally argues that _"[d]uring the terrible decades of the 1920s and 1940s . . +. the lone voice of Leon Trotsky kept alive some of the basic elements of +socialism from below."_ He suggests that it _"was Trotsky's great virtue to +insist against all odds that socialism was rooted in the struggle for human +freedom."_ + +There is one slight flaw with this argument, namely that it is not actually +true. All through the 1920s and 1930s Trotsky, rather than argue for +_"socialism's democratic essence"_, continually argued for party dictatorship. +That McNally asserts the exact opposite suggests that the ideas of anarchism +are not the only ones he is ignorant of. To prove our argument, we simply need +to provide a chronological account of Trotsky's actual ideas. + +We shall begin in 1920 when we discover Trotsky arguing that: + +> _ "We have more than once been accused of having substituted for the +dictatorship of the Soviets the dictatorship of the party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only by means of the dictatorship of the party. It is thanks to the . . . +party . . . [that] the Soviets . . . [became] transformed from shapeless +parliaments of labour into the apparatus of the supremacy of labour. In this +'substitution' of the power of the party for the power of the working class +there is nothing accidental, and in reality there is no substitution at all. +The Communists express the fundamental interests of the working class."_ +[**Terrorism and Communism**, p. 109] + +Of course, this was written during the Civil War and may be excused in terms +of the circumstances in which it was written. Sadly for this kind of argument, +Trotsky continued to argue for party dictatorship after its end. In 1921, he +argued again for Party dictatorship at the Tenth Party Congress. His comments +made there against the **Workers' Opposition** within the Communist Party make +his position clear: + +> _ "The Workers' Opposition has come out with dangerous slogans, making a +fetish of democratic principles! They place the workers' right to elect +representatives \- above the Party, as if the party were not entitled to +assert its dictatorship even if that dictatorship temporarily clashed with the +passing moods of the workers' democracy. It is necessary to create amongst us +the awareness of the revolutionary birthright of the party. which is obliged +to maintain its dictatorship, regardless of temporary wavering even in the +working classes. This awareness is for us the indispensable element. The +dictatorship does not base itself at every given moment on the formal +principle of a workers' democracy."_ [quoted by Samuel Farber, **Before +Stalinism**, p. 209] + +He repeated this call again. In 1922 he stated plainly that _"we maintain the +dictatorship of our party!"_ [**The First Five Years of the Communist +International**, vol. 2, p. 255] Writing in 1923, he argued that _"[i]f there +is one question which basically not only does not require revision but does +not so much as admit the thought of revision, it is the question of the +dictatorship of the Party, and its leadership in all spheres of our work."_ He +stressed that _"[o]ur party is the ruling party . . . To allow any changes +whatever in this field, to allow the idea of a partial . . . curtailment of +the leading role of our party would mean to bring into question all the +achievements of the revolution and its future."_ He indicated the fate of +those who **did** question the party's _"leading role"_: _"Whoever makes an +attempt on the party's leading role will, I hope, be unanimously dumped by all +of us on the other side of the barricade."_ [**Leon Trotsky Speaks**, p. 158 +and p. 160] + +Which, of course, was exactly what the Bolsheviks had done to other socialists +(anarchists and others) and working class militants and strikers after they +had taken power. + +At this point, it will be argued that this was before the rise of Stalinism +and the defeat of the Left Opposition. With the rise of Stalin, many will +argue that Trotsky finally rejected the idea of party dictatorship and re- +embraced what McNally terms the _"democratic essence"_ of socialism. +Unfortunately, yet again, this argument suffers from the flaw that it is +totally untrue. + +Let us start with the so-called _"New Course"_ of December 1923, in which +Trotsky stated that _"[w]e are the only party in the country and, in the +period of the dictatorship, it could not be otherwise"_ and the Party was +_"obliged to monopolise the direction of political life."_ Although, of +course, it was _"incontestable that fractions are a scourge in the present +situation"_ and not to be tolerated. Of course, there was talk of _"workers' +democracy"_ but the _"New Course Resolution"_ was clear that that term in fact +meant only internal party democracy: _"Workers' democracy means the liberty of +frank discussion of the most important questions of party life by all members, +and the election of all leading party functionaries and commissions"_. To +confirm this, it explicitly stated that _"there can be no toleration of the +formation of groupings whose ideological content is directed . . . against the +dictatorship of the proletariat, as for instance the Workers' Truth and +Workers' Group."_ [**The challenge of the Left Opposition (1923-25)**, p. 87, +p. 89 and p. 460] Both these groups explicitly aimed for genuine workers' +democracy and opposed party dictatorship. + +Moving on to Left Opposition proper, we see Trotsky opining in 1926 that the +_"dictatorship of the party does not contradict the dictatorship of the class +either theoretically or practically; but is the expression of it, if the +regime of workers' democracy is constantly developed more and more."_ [**The +Challenge of the Left Opposition (1926-27)**, p. 76] The obvious +contradictions and absurdities of this assertion are all too plain. Needless +to say, when defending the concept of _"the dictatorship of the party"_ he +linked it to Lenin (and so to Leninist orthodoxy): + +> _ "Of course, the foundation of our regime is the dictatorship of a class. +But this in turn assumes . . . it is class that has come to self-consciousness +through its vanguard, which is to say, through the party. Without this, the +dictatorship could not exist . . . Dictatorship is the most highly +concentrated function of function of a class, and therefore the basic +instrument of a dictatorship is a party. In the most fundamental aspects a +class realises its dictatorship through a party. That is why Lenin spoke not +only of the dictatorship of the class but also the dictatorship of the party +and, **in a certain sense**, made them identical."_ [**Op. Cit.**, pp. 75-6] + +1927 saw Trotsky state that _"[w]ith us the dictatorship of the party (quite +falsely disputed theoretically by Stalin) is the expression of the socialist +dictatorship of the proletariat . . . The dictatorship of a party is a part of +the socialist revolution"_? [**Leon Trotsky on China**, p. 251] + +The same year saw the publication of the **Platform of the Opposition**, in +which it will soon be discovered that Trotsky **still** did not question the +issue of Party dictatorship. Indeed, it is actually stressed in that document. +While it urged a _"consistent development of a workers' democracy in the +party, the trade unions, and the soviets"_ and to _"convert the urban soviets +into real institutions of proletarian power"_ it contradicted itself by, +ironically, attacking Stalin for weakening the party's dictatorship. In its +words, the _"growing replacement of the party by its own apparatus is promoted +by a 'theory' of Stalin's which denies the Leninist principle, inviolable for +every Bolshevik, that the dictatorship of the proletariat is and can be +realised only through the dictatorship of the party."_ Of course it did not +bother to explain how workers' democracy **could** develop within a party +dictatorship nor how soviets could become institutions of power when real +power would, obviously, lie with the party. But, then, it did not have to as +by _"workers' democracy"_ the Platform meant inter-party democracy, as can be +seen when its authors _"affirm"_ the _"New Course Resolution"_ definition +quoted above. [**The Challenge of the Left Opposition (1926-7)**, p. 384, p. +395 and p. 402] + +It repeated this _"principle"_ by arguing that _"the dictatorship of the +proletariat demands a single and united proletarian party as the leader of the +working masses and the poor peasantry."_ It stressed that _"[n]obody who +sincerely defends the line of Lenin can entertain the idea of 'two parties' or +play with the suggestion of a split. Only those who desire to replace Lenin's +course with some other can advocate a split or a movement along the two-party +road."_ As such: _"We will fight with all our power against the idea of two +parties, because the dictatorship of the proletariat demands as its very core +a single proletarian party. It demands a single party."_ [**Op. Cit.**, p. 439 +and p. 441] + +Trotsky did not change from this perspective even after the horrors of +Stalinism which McNally correctly documents. Writing in 1937, ten years after +the Platform was published, this point is reiterated in his essay, +_"Bolshevism and Stalinism"_ (written in 1937) when argued quite explicitly +that _"the proletariat can take power only through its vanguard"_ and that +_"the necessity for state power arises from an insufficient cultural level of +the masses and their heterogeneity."_ Only with _"support of the vanguard by +the class"_ can there be the _"conquest of power"_ and it was in _"this sense +the proletarian revolution and dictatorship are the work of the whole class, +but only under the leadership of the vanguard."_ Thus, rather than the working +class as a whole seizing power, it is the _"vanguard"_ which takes power - _"a +revolutionary party, even after seizing power . . . is still by no means the +sovereign ruler of society."_ Note, the party is _"the sovereign ruler of +society,"_ **not** the working class. Nor can it be said that he was not clear +who held power in his system: state power is required to **govern the +masses,** who cannot exercise power themselves. As Trotsky put it, _"[t]hose +who propose the abstraction of Soviets to the party dictatorship should +understand that only thanks to the Bolshevik leadership were the Soviets able +to lift themselves out of the mud of reformism and attain the state form of +the proletariat."_ [**Writings 1936-37**, p. 490, p. 488 and p. 495] Later +that same year he repeated this position: + +> _ "The revolutionary dictatorship of a proletarian party is for me not a +thing that one can freely accept or reject: It is an objective necessity +imposed upon us by the social realities \-- the class struggle, the +heterogeneity of the revolutionary class, the necessity for a selected +vanguard in order to assure the victory. The dictatorship of a party belongs +to the barbarian prehistory as does the state itself, but we can not jump over +this chapter, which can open (not at one stroke) genuine human history. . . +The revolutionary party (vanguard) which renounces its own dictatorship +surrenders the masses to the counter-revolution . . . Abstractly speaking, it +would be very well if the party dictatorship could be replaced by the +'dictatorship' of the whole toiling people without any party, but this +presupposes such a high level of political development among the masses that +it can never be achieved under capitalist conditions. The reason for the +revolution comes from the circumstance that capitalism does not permit the +material and the moral development of the masses."_ [**Op. Cit.**, pp. 513-4] + +Which was, let us not forget, his argument in 1920! Such remarkable +consistency on this point over a 17 year period and one which cannot be +overlooked if you seek to present an accurate account of Trotsky's ideas +during this period. Significantly, this was the year after his apparent (and +much belated) embrace of soviet democracy in **The Revolution Betrayed**. His +advice on what to do during the Spanish Revolution followed this pattern: +_"Because the leaders of the CNT renounced dictatorship **for themselves** +they left the place open for the Stalinist dictatorship."_ [our emphasis, +**Op. Cit.**, p. 514] So much for workers' power! + +Two years later, Trotsky repeats the same dictatorial ideas. Writing in 1939, +he indicates yet again that he viewed democracy as a threat to the revolution +and saw the need for party power over workers' freedom (a position, +incidentally, which echoes his comments from 1921): + +> _ "The very same masses are at different times inspired by different moods +and objectives. It is just for this reason that a centralised organisation of +the vanguard is indispensable. Only a party, wielding the authority it has +won, is capable of overcoming the vacillation of the masses themselves . . . +if the dictatorship of the proletariat means anything at all, then it means +that the vanguard of the proletariat is armed with the resources of the state +in order to repel dangers, including those emanating from the backward layers +of the proletariat itself."_ [_"The Moralists and Sycophants against +Marxism"_, pp. 53-66, **Their Morals and Ours**, p. 59] + +Needless to say, **by definition** everyone is _"backward"_ when compared to +the _"vanguard of the proletariat."_ Moreover, as it is this _"vanguard"_ +which is _"armed with the resources of the state"_ and **not** the proletariat +as a whole we are left with one obvious conclusion, namely party dictatorship +rather than working class freedom. This is because such a position means +denying exactly what workers' democracy is meant to be all about -- namely +that working people can recall and replace their delegates when those +delegates do not follow the wishes and mandates of the electors. If the +governors determine what is and what is not in the "real" interests of the +masses and "overcome" (i.e. repress) the governed, then we have dictatorship, +not democracy. Clearly Trotsky is, yet again, arguing for party dictatorship +and his comments are hardly in the spirit of individual/social freedom or +democracy. Rather they mean the promotion of party power over workers' power +-- a position which Trotsky had argued consistently throughout the 1920s and +1930s. + +As "Left Oppositionist" Victor Serge pointed out, _"the greatest reach of +boldness of the Left Opposition in the Bolshevik Party was to demand the +restoration of inner-Party democracy, and it never dared dispute the theory of +single-party government - by this time, it was too late."_ [**The Serge- +Trotsky Papers**, p. 181] Even in the prison camps in the late 1920s and early +1930s, _"almost all the Trotskyists continued to consider that 'freedom of +party' would be 'the end of the revolution.' 'Freedom to choose one's party - +that is Menshevism,' was the Trotskyists' final verdict."_ [Ante Ciliga, **The +Russian Enigma**, p. 280] As can be seen, they were simply following their +leader -- and Bolshevik orthodoxy! + +As can be seen, McNally does not present a remotely accurate account of +Trotsky's ideas. All of which makes McNally's comments deeply ironic. McNally +argues that _"Stalin had returned to an ideology resembling authoritarian pre- +Marxian socialism. Gone was socialism's democratic essence. Stalin's 'Marxism' +was a variant of socialism from above"_ Clearly, Trotsky's "Marxism" was also +a variant of _"socialism from above"_ and without _"socialism's democratic +essence"_ (unless you think that party dictatorship can somehow be reconciled +with democracy or expresses one of the _"basic elements of socialism from +below"_). For Trotsky, as for Stalin, the dictatorship of the party was a +fundamental principle of Bolshevism and one which was above democracy (which, +by its very nature, expresses the _"vacillation of the masses"_). + +Ironically, McNally argues that _"[t]hroughout the 1920s and until his death . +. . Trotsky fought desperately to build a revolutionary socialist movement +based on the principles of Marx and Lenin."_ Leaving Marx to one side for the +moment, McNally's comments are correct. In his support for party power and +dictatorship (for a _"socialism from above,"_ to use McNally's term) Trotsky +was indeed following Lenin's principles. As noted in the [ last +section](append31.html#app14), Lenin had been arguing from a "socialism" based +on _"above"_ and _"below"_ since at least 1905. The reality of Bolshevik rule +(as indicated in [section 8](append31.html#app8)) showed, pressure _"from +above"_ by a "revolutionary" government easily crushes pressure "from below." +Nor was Lenin shy in arguing for Party dictatorship. As he put it in 1920: + +> _ "the dictatorship of the proletariat cannot be exercised through an +organisation embracing the whole of the class, because in all capitalist +countries (and not only over here, in one of the most backward) the +proletariat is still so divided, so degraded, and so corrupted in parts . . . +that an organisation taking in the whole proletariat cannot directly exercise +proletarian dictatorship. It can be exercised only by a vanguard . . . Such is +the basic mechanism of the dictatorship of the dictatorship of the +proletariat, and the essentials of transitions from capitalism to communism . +. . for the dictatorship of the proletariat cannot be exercised by a mass +proletarian organisation."_ [**Collected Works**, vol. 32, p. 21] + +To stress the point, Lenin is clearly arguing for party power, **not** +workers' power, and that party dictatorship is inevitable in **every** +revolution. This position is **not** put in terms of the extreme problems +facing the Russian Revolution but rather is expressed in universal terms. As +such, in **this** sense, McNally is right -- by defending the dictatorship of +the party Trotsky was following the "principles" laid down by Lenin. + +Despite Lenin and Trotsky's dismissal of democracy, McNally argues that +democracy is the core need of socialism: + +> _ "A workers' state, according to Marx and Lenin, is a state based upon +workers' control of society. It depends upon the existence of democratic +organisation that can control society from below. A workers' state presupposes +that workers are running the state. To talk of a workers' state is necessarily +to talk of workers' power and workers' democracy."_ + +Which, as far as it goes, is correct (for anarchists, of course, the idea that +a state can be run from below is utopian -- it is not designed for that and no +state has ever been). Sadly for his argument, both Lenin and Trotsky argued +against the idea of workers' democracy and, in stark contrast, argued that the +dictatorship of the party was essential for a successful revolution. Indeed, +they both explicitly argued against the idea that a mass, democratic +organisation could run society during a revolution. The need for party power +was raised explicitly to combat the fact that the workers' could change their +minds and vote against the vanguard party. As such, the founding fathers of +the SWP/ISO political tradition explicitly argued that a workers' state had to +reject workers power and democracy in order to ensure the victory of the +revolution. Clearly, according to McNally's own argument, Bolshevism cannot be +considered as "socialism from below" as it explicitly argued that a workers' +state did not "necessarily" mean workers' power or democracy. + +As indicated above, for the period McNally **himself** selects (the 1920s and +1930s), Trotsky consistently argued that the Bolshevik tradition the SWP/ISO +places itself was based on the "principle" of party dictatorship. For McNally +to talk about Trotsky keeping _"socialism from below"_ alive is, therefore, +truly amazing. It either indicates a lack of awareness of Trotsky's ideas or a +desire to deceive. + +For anarchists, we stress, the Bolshevik substitution of party power for +workers power did not come as a surprise. The state is the delegation of +**power** \-- as such, it means that the idea of a "workers' state" expressing +"workers' power" is a logical impossibility. If workers **are** running +society then power rests in their hands. If a state exists then power rests in +the hands of the handful of people at the top, **not** in the hands of all. +The state was designed for minority rule. No state can be an organ of working +class (i.e. majority) self-management due to its basic nature, structure and +design. + +For this reason anarchists from Bakunin onwards have argued for a bottom-up +federation of workers' councils as the agent of revolution and the means of +managing society after capitalism and the state have been abolished. If these +organs of workers' self-management are co-opted into a state structure (as +happened in Russia) then their power will be handed over to the **real** power +in any state \-- the government (in this case, the Council of People's +Commissars). They will quickly become mere rubberstamps of the organisation +which holds the reigns of power, the vanguard party and its central committee. + +McNally rewrites history by arguing that it was _"Stalin's counter- +revolution"_ which saw _"communist militants . . . executed, peasants +slaughtered, the last vestiges of democracy eliminated."_ The SWP/ISO usually +date this "counter-revolution" to around 1927/8. However, by this date there +was no _"vestiges"_ of meaningful democracy left -- as Trotsky himself made +clear in his comments in favour of party dictatorship in 1921 and 1923. +Indeed, Trotsky had supported the repression of the Kronstadt revolt which had +called for soviet democracy (see the appendix on ["What was the Kronstadt +Rebellion?"](append42.html) for details). He argues that Trotsky +_"acknowledged that the soviets had been destroyed, that union democracy had +disappeared, that the Bolshevik party had been stripped of its revolutionary +character"_ under Stalinism. Yet, as we noted in [section +8](append31.html#app8), the Bolsheviks had already destroyed soviet democracy, +undermined union democracy and repressed all revolutionary elements outside of +the party (the anarchists being first in April 1918). Moreover, as we +discussed in [section 13](append31.html#app13), Lenin had argued for the +introduction of state capitalism in April 1918 and the appointment of "one-man +management." Clearly, by the start of the Russian Civil War in late May 1918, +the Bolsheviks had introduced much of which McNally denounces as "Stalinism." +By 1921, the repression of the Kronstadt revolt and the major strike wave that +inspired it had made Stalinism inevitable (see the appendix on ["What was the +Kronstadt Rebellion?"](append42.html)). Clearly, to draw a sharp distinction +between Stalinism and Bolshevism under Lenin is difficult, if not impossible, +to make based on McNally's own criteria. + +During his analysis of the Trotskyist movements, McNally states that after the +second world war _"the Trotskyist movement greeted"_ the various new Stalinist +regimes in Eastern Europe and elsewhere _"as workers' states"_ in spite of +being _"brutally undemocratic state capitalist tyrannies."_ Given that the +SWP/ISO and a host of other Leninist groups still argue that Lenin's brutally +undemocratic state capitalist tyranny was some kind of "workers' state" +McNally's comments seem deeply ironic given the history of Leninism in power. +As such, Trotsky's defence of Stalinism as a _"degenerated workers' state"_ is +not as surprising as McNally tries to claim. If, as he argues, _"[t]o talk of +a workers' state is necessarily to talk of workers' power and workers' +democracy"_ then Lenin's regime had ceased to be a "workers' state" (if such a +thing could exist) by the spring of 1918 at the latest. For anarchists (and +libertarian Marxists) the similarities are all too clear between the regime +under Lenin and that under Stalin. That McNally cannot see the obvious +similarities suggests a lack of objectivity. + +He sums up his account of the post-Second War World Trotskyists by arguing +that "the movement Trotsky had created fell victim to the ideology of +socialism from above." Unfortunately for his claims, this is not the case. As +proven above, Trotsky had consistently argued for the dictatorship of the +party for 20 years and so Trotskyism had always been based on _"the ideology +of socialism from above."_ Trotsky had argued for party dictatorship simply +because democratic mass organisations would allow the working class to express +their _"wavering"_ and _"vacillations."_ Given that, according to those who +follow Bolshevik ideas, the working class is meant to run the so-called +"workers' state" Trotsky's arguments are extremely significant. He explicitly +acknowledged that under Bolshevism the working class does **not** actually +manage their own fates but rather the vanguard party does. This is cannot be +anything **but** _"socialism from above."_ If, as McNally argues, Trotsky's +_"fatal error"_ in not recognising that Stalinism was state capitalism came +from _"violating the principles of socialism from below,"_ then this "fatal +error" is at the heart of the Leninist tradition. + +As such, its roots can be traced further back than the rise of Stalin. Its +real roots lie with the idea of a "workers' state" and so with the ideas of +Marx and Engels. As Bakunin argued at the time (and anarchists have repeated +since) the state is, by its nature, a centralised and top-down machine. By +creating a "revolutionary" government, power is automatically transferred from +the working class into the hands of a few people at the top. As they have the +real, **de facto**, power in the state, it is inevitable that they will +implement "socialism from above" as that is how the state is structured. As +Bakunin argued, _"every state . . . are in essence only machines governing the +masses from above"_ by a _"privileged minority, allegedly knowing the genuine +interests of the people better than the people themselves."_ The idea of a +state being run "from below" makes as much sense as "dry rain." Little wonder +Bakunin argued for a _"federal organisation, from the bottom upward, of +workers' associations, groups, city and village communes, and finally of +regions and peoples"_ as _"the sole condition of a real and not fictitious +liberty."_ In other words, _"[w]here all rule, there are no more ruled, and +there is no State."_ [**The Political Philosophy of Bakunin**, p. 211, p. 210 +and p. 223] Only this, the destruction of every state and its replacement by a +system of workers' councils, can ensure a real **_"socialism from below."_** + +Therefore, rather than signifying the working class running society directly, +the "workers' state" actually signifies the opposite -- namely, that the +working class has delegated that power and responsibility to **others**, +namely the government. As Leninism supports the idea of a "workers' state" +then it is inevitably and logically tied to the idea of "socialism from +below." Given that Lenin himself argued that "only from below" was an +anarchist principle (see [last section](append31.html#app14)), we can easily +see what the "fatal error" of Trotsky **actually** was. By rejecting anarchism +he automatically rejected **real** _**"socialism from below."**_ + +Sadly for McNally, Trotsky did not, as he asserts, embrace the _"democratic +essence"_ of socialism in the 1920s or 30s. Rather, as is clear from Trotsky's +writings, he embraced party dictatorship (i.e. _"socialism from above"_) and +considered this as quite compatible (indeed, an essential aspect) of his +Leninist ideology. That McNally fails to indicate this and, indeed, asserts +the exact opposite of the facts shows that it is not only anarchism he is +ignorant about. + diff --git a/markdown/append32.md b/markdown/append32.md new file mode 100644 index 0000000000000000000000000000000000000000..35dfe67e41acedcb1c5da11d988a56d8e60d3f87 --- /dev/null +++ b/markdown/append32.md @@ -0,0 +1,5737 @@ +# Marxists and Spanish Anarchism + +In this appendix of our FAQ we discuss and reply to various analyses of +Spanish anarchism put forward by Marxists, particularly Marxist-Leninists of +various shades. The history and politics of Spanish Anarchism is not well +known in many circles, particularly Marxist ones, and the various +misrepresentations and distortions that Marxists have spread about that +history and politics are many. This appendix is an attempt to put the record +straight with regards the Spanish Anarchist movement and point out the errors +associated with the standard Marxist accounts of that movement, its politics +and its history. + +Hopefully this appendix will go some way towards making Marxists (and others) +investigate the actual facts of anarchism and Spanish anarchist history rather +than depending on inaccurate secondary material (usually written by their +comrades). + +Part of this essay is based on the article _"Trotskyist Lies on Anarchism"_ +which appeared in **Black Flag** issue no. 211 and Tom Wetzel's article +**Workers' Power and the Spanish Revolution**. + +## 1\. Were the Spanish Anarchists _"Primitive Rebels"_? + +The thesis that the Spanish Anarchists were _"primitive rebels,"_ with a +primitive understanding of the nature of revolution is a common one amongst +Marxists. One of the main sources for this kind of argument is Eric Hobsbawm's +**Primitive Rebels**, who was a member of the British Communist Party at the +time. While the obvious Stalinist nature of the author may be thought enough +to alert the intelligent of its political biases, its basic thesis is repeated +by many Marxists. + +Before discussing Hobsbawm in more detail, it would be useful to refute some +of the more silly things so-called serious historians have asserted about +Spanish Anarchism. Indeed, it would be hard to find another social or +political movement which has been more misrepresented or its ideas and +activities so distorted by historians whose attitudes seem more supported by +ideological conviction rather than history or investigation of social life. + +One of the most common descriptions of Spanish anarchism is that it was +_"religious"_ or _"millenarium"_ in nature. Hobsbawm himself accepts this +conceptualisation, along with historians and commentators like Gerald Brenan +and Franz Brokenau (who, in fact, did state _"Anarchism **is** a religious +movement"_). Such use of religion was largely due to the influence of Juan +Diaz del Moral, a lawyer and historian who was also a landowner. As Jerome R. +Mintz points out, _"according to Diaz del Moral, the moral and passionate +obreros conscientes [conscious workers -- i.e. workers who considered +themselves to be anarchists] absorbed in their pamphlets and newspapers were +akin to frenzied believers in a new religion."_ [**The Anarchists of Casas +Viejas**, p. 5f] However, such a perspective was formed by his class position +and privileges which could not help but reflect them: + +> _"Diaz del Moral ascribed to the campesinos [of Andalusia] racial and +cultural stereotypes that were common saws of his class. The sole cause for +the waves of rural unrest, Diaz del Moral asserted, could be found in the +psychology of the campesinos . . . He believed that the Andalusian field +workers had inherited a Moorish tendency toward ecstasy and millenarianism +that accounted for their attraction to anarchist teaching. Diaz del Moral was +mystified by expressions of animosity directed toward him, but the workers +considered him to be a senorito, a landowner who does not labour . . . +Although he was both scholarly and sympathetic, Diaz del Moral could not +comprehend the hunger and the desperation of the campesinos around him . . . +To Diaz del Moral, campesino ignorance, passion, ecstasy, illusion, and +depression, not having a legitimate basis in reality, could be found only in +the roots of their racial heritage."_ [**Op. Cit.**, pp. 5-6] + +Hence the _"religious"_ nature of anarchism -- it was one of the ways an +uncomprehending member of the middle-class could explain working class +discontent and rebellion. Unfortunately, this "explanation"_ has become common +place in history books (partly reflected academics class interest too and lack +of understanding of working class interests, needs and hopes). + +As Mintz argues, _"at first glance the religious model seems to make anarchism +easier to understand, particularly in the absence of detailed observation and +intimate contact. The model was, however, also used to serve the political +ends of anarchism's opponents. Here the use of the terms 'religious' and +'millenarium' stamp anarchist goals as unrealistic and unattainable. Anarchism +is thus dismissed as a viable solution to social ills."_ He continues by +arguing that the _"oversimplifications posited became serious distortions of +anarchist belief and practice"_ (as we shall see). [**Op. Cit.**, p. 5 and p. +6] + +Temma Kaplan's critique of the _"religious"_ view is also worth mentioning. +She argues that _"the millenarium theory is too mechanistic to explain the +complex pattern of Andalusian anarchist activity. The millenarian argument, in +portraying the Andalusian anarchists as fundamentally religious, overlooks +their clear comprehension of the social sources of their oppression."_ She +concludes that _"the degree of organisation, not the religiosity of workers +and the community, accounts for mass mobilisations carried on by the +Andalusian anarchists at the end of the nineteenth century."_ She also notes +that the _"[i]n a secular age, the taint of religion is the taint of +irrationality."_ [**Anarchists of Andalusia: 1868-1903**, pp. 210-12 and p. +211] Thus, the Andalusian anarchists had a clear idea who their enemies were, +namely the ruling class of the region. She also points out that, for all their +revolutionary elan, the anarchists developed a rational strategy of +revolution, channelling their energies into organising a trade union movement +that could be used as a vehicle for social and economic change. Moreover, as +well as a clear idea of how to change society they had a clear vision of what +sort of society they desired \-- one built around collective ownership and +federations of workers' associations and communes. + +Therefore the idea that anarchism can be explained in _"religious"_ terms is +fundamentally flawed. It basically assumes that the Spanish workers were +fundamentally irrational, unable to comprehend the sources of their +unhappiness nor able to define their own political goals and tactics and +instead looked to naive theories which reinforced their irrationalities. In +actuality, like most people, they were sensible, intelligent human beings who +believed in a better life and were willing to apply their ideas in their +everyday life. That historians apply patronising attitudes towards them says +more about the historians than the campesinos. + +This uncomprehending attitude to historians can be seen from some of the more +strange assertions they make against the Spanish Anarchists. Gerald Brenan, +Eric Hobsbawm and Raymond Carr, for example, all maintained that there was a +connection between anarchist strikes and sexual practices. Carr's description +gives a flavour: + +> _"Austere puritans, they sought to impose vegetarianism, sexual abstinence, +and atheism on one of the most backward peasantries of Europe . . . Thus +strikes were moments of exaltation as well as demands for better conditions; +spontaneous and often disconnected they would bring, not only the abolition of +piece-work, but 'the day,' so near at hand that sexual intercourse and alcohol +were abandoned by enthusiasts till it should dawn."_ [**Spain: 1808-1975**, p. +444] + +Mintz, an American anthropologist who actually stayed with the campesino's for +a number of years after 1965, actually asked them about such claims. As he put +it, the _"level-headed anarchists were astonished by such descriptions of +supposed Spanish puritanism by over-enthusiastic historians."_ [**Op. Cit.**, +p. 6] As one anarchist put it, _"[o]f course, without any work the husband +couldn't provide any food at dinnertime, and so they were angry at each other, +and she wouldn't have anything to do with him. In that sense, yes, there were +no sexual relations."_ [quoted, **Op. Cit.**, p. 7] + +Mintz traces the citations which allowed the historians to arrive at such +ridiculous views to a French social historian, Angel Maraud, who observed that +during the general strike of 1902 in Moron, marriages were postponed to after +the promised division of the lands. As Mintz points out, _"as a Frenchman, +Maraud undoubtedly assumed that everyone knew a formal wedding ceremony did +not necessarily govern the sexual relations of courting couples."_ [**Op. +Cit.**, p. 6f] + +As for abstinence and puritanism, nothing could be further from the truth. As +Mintz argues, the anarchists considered alcoholism as being _"responsible for +much of the social malaise among many workers . . . Excessive drinking robbed +the worker of his senses and deprived his family of food. Anarchist newspapers +and pamphlets hammered out the evil of this vice."_ However, _"[p]roscriptions +were not of a puritanical order"_ (and so there was no desire to "impose" such +things on people) and quotes an anarchist who stated that _"coffee and tobacco +were not prohibited, but one was advised against using them. Men were warned +against going to a brothel. It was not a matter of morality but of hygiene."_ +As for vegetarianism, it _"attracted few adherents, even among the **obreros +conscientes**."_ [**Op. Cit.**, pp. 86-7 and p. 88] + +Moreover, academic mockery of anarchist attempts to combat alcoholism (and +**not** alcohol as such) forgets the social context. Being academics they may +not have experienced wage labour directly and so do not realise the misery it +can cause. People turn to drink simply because their jobs are so bad and seek +escape from the drudgery of their everyday lives. As Bakunin argued, +_"confined in their life like a prisoner in his prison, without horizon, +without outlet . . . the people would have the singularly narrow souls and +blunted instincts of the bourgeois if they did not feel a desire to escape; +but of escape there are but three methods -- two chimerical and a third real. +The first two are the dram-shop and the church, debauchery of the body or +debauchery of the mind; the third is social revolution."_ [**God and the +State**, p. 16] So to combat alcoholism was particularly important as many +workers turned to alcohol as a means of escaping the misery of life under +capitalism. Thus Bookchin: + +> _"[T]o abstain from smoking, to live by high moral standards, and to +especially adjure the consumption of alcohol was very important at the time. +Spain was going through her own belated industrial revolution during the +period of anarchist ascendancy with all its demoralising features. The +collapse of morale among the proletariat, with rampant drunkenness, venereal +disease, and the collapse of sanitary facilities, was the foremost problem +which Spanish revolutionaries had to deal with . . . On this score, the +Spanish anarchists were eminently successful. Few CNT workers, much less a +committed anarchist, would have dared show up drunk at meetings or misbehave +overtly with their comrades. If one considers the terrible working and living +conditions of the period, alcoholism was not as serious a problem in Spain as +it was in England during the industrial revolution."_ [_"Introductory Essay"_, +**The Anarchist Collectives**, Sam Dolgoff (ed.), pp. xix-xxf] + +Mintz sums up by stating _"[c]ontrary to exaggerated accounts of anarchist +zeal, most thoughtful **obreros conscientes** believed in moderation, not +abstinence."_ [**Op. Cit.**, p. 88] Unfortunately Mintz's work, the product of +years of living with and talking to the people actually involved in the +movement, does not seem to have made much impact on the historians. +Unsurprising, really, as history is rarely about the actions, ideas and hopes +of working people. + +As can be seen, historians seem to delight in misrepresenting the ideas and +actions of the Spanish Anarchists. Sometimes, as just seen, the distortions +are quite serious, extremely misleading and ensure that anarchism cannot be +understood or viewed as a serious political theory (we can understand why +Marxists historians would seek this). Sometimes they can be subtle as when +Ronald Fraser states that at the CNT's Saragossa congress in 1936 _"the +proposal to create a libertarian militia to crush a military uprising was +rejected almost scornfully, in the name of traditional anti-militarism."_ +[**Blood of Spain**, p. 101] Hugh Thomas makes the same claim, stating at +_"there was no sign that anyone [at the congress] realised that there was a +danger of fascism; and no agreement, in consequence, on the arming of +militias, much less the organisation of a revolutionary army as suggested by +Juan Garcia Oliver."_ [**The Spanish Civil War**, p. 181] + +However, what Fraser and Thomas omit to tell the reader is that this motion +_"was defeated by one favouring the idea of guerrilla warfare."_ [Peter +Marshal, **Demanding the Impossible**, p. 460] The Saragossa resolution itself +stated that a _"permanent army constitutes the greatest danger for the +revolution . . . The armed people will be the best guarantee against all +attempts to restore the destroyed regime by interior or exterior forces . . . +Each Commune should have its arms and elements of defence."_ [quoted by Robert +Alexander, **The Anarchists in the Spanish Civil War**, vol. 1, p. 64] + +Fraser's and Hugh's omission is extremely serious -- it gives a radically +false impression of anarchist politics. Their comments could led a reader to +think that anarchists, as Marxists claim, do not believe in defending a +revolution. As can be seen from the actual resolutions of the Saragossa +conference, this is not the case. Indeed, given that the congress was +explicitly discussing, along with many other issues, the question of _"defence +of the revolution"_ their omission seriously distorts the CNT's position and +anarchist theory. As seen, the congress supported the need to arm the people +and to keep those arms under the control of the communes (as well as the role +of _"Confederal Defence Forces"_ and the efficient organisation of forces on a +national level). Given that Thomas quotes extensively from the Saragossa +resolution on libertarian communism we can only surmise that he forgot to read +the section entitled **_"Defence of the Revolution."_** + +Hugh and Thomas omissions, however, ensure that anarchism is presented as an +utopian and naive theory, unaware of the problems facing society. In reality, +the opposite is the case -- the Spanish anarchists were well aware of the need +to arm the people and resist counter-revolution and fascism by force. +Regardless of Thomas' claims, it is clear that the CNT and FAI realised the +danger of fascism existed and passed appropriate resolutions outlining how to +organise an effective means of self-defence (indeed, as early as February 14 +of that year, the CNT had issued a prophetic manifesto warning that right-wing +elements were ready to provoke a military coup [Murray Bookchin, **The Spanish +Anarchists**, p. 273]). To state otherwise, while quoting from the document +that discusses the issue, must be considered a deliberate lie. + +However, to return to our main point -- Eric Hobsbawm's thesis that the +Spanish anarchists were an example of _"pre-political"_ groups -- the +_"primitive rebels"_ of his title. + +Essentially, Hobsbawm describes the Spanish Anarchists -- particularly the +Andalusian anarchists -- as modern-day secular mystics who, like the +millenarians of the Middle Ages, were guided by the irrational belief that it +was possible to will profound social change. The actions of the Spanish +anarchist movement, therefore, can be explained in terms of millenarian +behaviour -- the belief that it was able to jump start to utopia via an act of +will. + +The Spanish farm and industrial workers, it is argued, were unable to grasp +the complexities of the economic and political structures that dominated their +lives and so were attracted to anarchism. According to Hobsbawm, anarchism is +marked by _"theoretical primitivism"_ and a primitive understanding of +revolution and this explained why anarchism was popular with Spanish workers, +particularly farm workers. According to Hobsbawm, anarchism told the workers +that by spontaneously rising up together they could overthrow the forces of +repression and create the new millennium. + +Obviously, we cannot refute Hobsbawm's claims of anarchism's _"theoretical +primitivism"_ in this appendix, the reader is invited to consult the main FAQ. +Moreover, we cannot stress more that Hobsbawm's assertion that anarchists +believe in spontaneous, overnight uprisings is false. Rather, we see +revolution as a **process** in which day-to-day struggle and organisation play +a key role -- it is not seen as occurring independently of the on-going class +struggle or social evolution. While we discuss in depth the nature of an +anarchist social revolution in [ section J.7](secJ7.html), we can present a +few quotes by Bakunin to refute Hobsbawm's claim: + +> _"Revolutions are not improvised. They are not made at will by individuals. +They come about through the force of circumstances and are independent of any +deliberate ill or conspiracy."_ [quoted by Brian Morris, **Bakunin: The +Philosophy of Freedom**, p. 139] + +> + +> _"It is impossible to rouse people by artificial means. Popular revolutions +are born by the actual force of events . . . It is impossible to bring about +such a revolution artificially. It is not even possible to speed it up at all +significantly . . . There are some periods in history when revolutions are +quite simply impossible; there are other periods when they are inevitable."_ +[**Michael Bakunin: Selected Writings**, p. 183] + +As Brian Morris correctly argues, _"Bakunin denies that a social revolution +could be made by the will of individuals, independent of social and economic +circumstances. He was much less a voluntarist than his Marxist critics make +out . . . he was . . . aware that the social revolution would be a long +process that may take many years for its realisation."_ [**Bakunin: The +Philosophy of Freedom**, pp. 138-9] To aid the process of social revolution, +Bakunin supported the need for _"pioneering groups or associations of advanced +workers who were willing to initiate this great movement of self- +emancipation."_ However, more is needed -- namely popular working class +organisations -- _"what is the organisation of the masses? . . . It is the +organisation by professions and trades . . . The organisation of the trade +sections . . . bear in themselves the living seed of the new society which is +to replace the old world. They are creating not only the ideas but also the +facts of the future itself."_ [**Bakunin on Anarchism**, p. 252 and p. 255] + +Therefore, Bakunin saw revolution as a process which starts with day-to-day +struggle and creation of labour unions to organise that struggle. As he put it +himself: + +> _"What policy should the International [Workers' Association] follow during +th[e] somewhat extended time period that separates us from this terrible +social revolution . . . the International will give labour unrest in all +countries an **essentially economic** character, with the aim of reducing +working hours and increasing salary, by means of the **association of the +working masses** . . . It will [also] propagandise its principles . . . +Lastly, the International will expand and organise across frontiers of all +countries, so that when the revolution -- brought about by the force of +circumstances -- breaks out, the International will be a real force and will +know what it has to do. Then it will be able to take the revolution into its +own hands and give it a direction that will benefit the people: an earnest +international organisation of workers' associations from all countries, +capable of replacing this departing world of States and bourgeoisie."_ [**The +Basic Bakunin**, pp. 109-10] + +However, while quoting Bakunin refutes part of his thesis, Hobsbawm does base +his case on some actual events of Spanish Anarchist history. Therefore we need +to look at these cases and show how he gets these wrong. Without an empirical +basis, his case obviously falls even without quotes by Bakunin. Luckily the +important examples he uses have been analysed by people without the +ideological blinkers inherent in Leninism. + +While we shall concentrate on just two cases -- Casa Viejas in 1933 and the +Jerez rising of 1892 -- a few general points should be mentioned. As Jerome +Mintz notes, Hobsbawms' _"account is based primarily on a preconceived +evolutionary model of political development rather than on data gathered in +field research. The model scales labour movements in accord with their +progress toward mass parties and central authority. In short, he explains how +anarchosyndicalists were presumed to act rather than what actually took place, +and the uprising at Casa Viejas was used to prove an already established point +of view. Unfortunately, his evolutionary model misled him on virtually every +point."_ [**Op. Cit.**, p. 271] We should also note his "model"_ is +essentially Marxist ideology -- namely, Marx's assertion that his aim for mass +political parties expressed the interests of the working class and all other +visions were the products of sectarians. Mintz also points out that Hobsbawm +does not live up to his own model: + +> _"While Hobsbawm's theoretical model is evolutionary, in his own treatment +anarchism is often regarded as unchanging from one decade to the other. In his +text, attitudes and beliefs of 1903-5, 1918-20, 1933, and 1936 are lumped +together or considered interchangeable. Of course during these decades the +anarchosyndicalists had developed their programs and the individuals involved +had become more experienced."_ [**Op. Cit.**, p. 271f] + +Hobsbawm believed that Casas Viejas was the classic _"anarchist"_ uprising -- +_"utopian, millenarian, apocalyptic, as all witnesses agree it to have been."_ +[**Primitive Rebels**, p. 90] As Mintz states, _"the facts prove otherwise. +Casas Viejas rose not in a frenzy of blind millenarianism but in response to a +call for a nation-wide revolutionary strike. The insurrection of January 1933 +was hatched by faistas [members of the FAI] in Barcelona and was to be fought +primarily there and in other urban centres. The uprisings in the countryside +would be diversionary and designed to keep the civil guard from shifting +reinforcements. The faista plot was then fed by intensive newspaper +propaganda, by travelling orators, and by actions undertaken by the [CNT] +defence committees. Representatives of the defence committees from Casas +Viejas and Medina had received instructions at a regional meeting held days +before. On January 11, the anarchosyndicalists of Casas Viejas believed that +they were joining their companeros who had already been at the barricades +since January 8."_ [**Op. Cit.**, p. 272] + +Hobsbawm argued that the uprising occurred in accordance with an established +economic pattern: + +> _"Economic conditions naturally determined the timing and periodicity of the +revolutionary outbreaks -- for instance, social movements tended to reach a +peak intensity during the worse months of the year -- January to March, when +farm labourers have least work (the march on Jerez in 1892 and the rising of +Casas Viejas in 1933 both occurred early in January), March-July, when the +proceeding harvest has been exhausted and times are lean."_ [**Op. Cit.**, p. +79] + +Mintz states the obvious: + +> _"In reality, most agricultural strikes took place in May and June, the +period of the harvest and the only time of the year when the campesinos had +any leverage against the landowners. The uprising at Casas Viejas occurred in +January precisely because it was **not** an agricultural strike. The timing of +the insurrection, hurriedly called to coincide with a planned railway strike +that would make it difficult for the government to shift its forces, was +determined by strategic rather than economic considerations."_ [**Op. Cit.**, +p. 273] + +As for the revolt itself, Hobsbawm asserts that: + +> _"Secure from the outside world, [the men] put up the red and black flag of +anarchy and set about dividing the land. They made no attempt to spread the +movement or kill anyone."_ [**Op. Cit.**, p. 274] + +Which, as Mintz clearly shows, was nonsense: + +> _"As is already evident, rather than securing themselves from the rest of +world, the uprising at Casas Viejas was a pathetic attempt to join in an ill- +fated national insurrection. With regard to his second point, there was +neither the time nor the opportunity to 'set about dividing the land.' The men +were scattered in various locations guarding roads and paths leading to the +town. There were no meetings or discussions during this brief period of +control. Only a few hours separated the shooting at the barracks and the +entrance of the small [government] rescue force from Alcala. Contrary to +Hobsbawm's description of peaceful enterprise, at the outset the anarchists +surrounding the barracks had fired on the civil guards, mortally wounding two +men."_ [**Op. Cit.**, p. 274] + +As can be seen, Hobsbawm was totally wrong about the uprising itself and so it +cannot be used as evidence for his thesis. On other, less key issues, he was +equally wrong. Mintz gives an excellent summary: + +> _"Since kinship is a key feature in 'primitive' societies, according to +Hobsbawm, it was a major factor in the leadership of the sindicato [union] in +Casas Viejas. + +> + +> "There is no evidence that kinship had anything to do with leadership in the +anarchist movement in Casa Viejas or anywhere else. The reverse would be +closer to the truth. Since the anarchists expressed belief in universal +brotherhood, kinship ties were often undermined. In times of strike or in +carrying out any decision of the collective membership, obreros conscientes +sometimes had to act counter to their kinship demands in order to keep faith +with the movement and with their companeros. + +> + +> "Hobsbawm's specific examples are unfortunately based in part on errors of +fact. . . + +> + +> "Hobsbawm's model [also] requires a charismatic leader. Accordingly, the +inspired leader of the uprising is said to be 'old Curro Cruz ('Six Fingers') +who issued the call for revolution . . . ' + +> + +> [. . .] + +> + +> "This celebration of Seisdedo's role ['Six Fingers'], however, ignores the +unanimous view of townspeople of every class and political persuasion, who +assert that the old man was apolitical and had nothing to do with the uprising +. . . every observer and participant in the uprising agrees that Seisdedos was +not the leader and was never anything other than a virtuous charcoal burner +with but a slight interest in anarchosyndicalism. + +> + +> [. . .] + +> + +> "Should the role of charismatic leader be given to someone else in the town? +This was not a case of mistaken identity. No single person in Casas Viejas +could lay clam to dominating the hearts and minds of the men. . .The sindicato +was governed by a junta. Among the cast of characters there is no sign of +charismatic leadership . . ."_ [**Op. Cit.**, pp. 274-6] + +Mintz sums up by stating _"Hobsbawm's adherence to a model, and the +accumulation of misinformation, led him away from the essential conflicts +underlying the tragedy and from the reality of the people who participated in +it."_ [**Op. Cit.**, p. 276] + +The Jerez uprising of 1892 also fails to provide Hobsbawm with any empirical +evidence to support his claims. Indeed, as in Casas Viejas, the evidence +actually works against him. The actual events of the uprising are as follows. +Just before midnight of 8th January 1892, several hundred workers entered the +town of Jerez crying _"Long live the revolution! Long live Anarchy!"_ Armed +with only rocks, sticks, scythes and other farm equipment, they marched toward +the city jail with the evident intention of releasing its prisoners -- who +included many political prisoners, victims of the government's recent anti- +anarchist campaign. A few people were killed and the uprising dispersed by a +regiment of mounted troops. + +Hobsbawm claims this revolt as evidence for his _"primitive rebels"_ thesis. +As historian George R. Esenwein argues: + +> _"[T]he Jerez incident cannot be explained in terms of this model. What the +millenarian view fails to do in this instance is to credit the workers with +the ability to define their own political goals. This is not to deny that +there were millenarian aspects of the rising, for the mob action of the +workers on the night of 8 January indicates a degree of irrationalism that is +consistent with millenarian behaviour. But . . . the agitators seem to have +had a clear motive in mind when they rose: they sought to release their +comrades from the local jail and thereby demonstrate their defiance of the +government's incessant persecution of the International [Workers' Association] +movement. However clumsily and crudely they expressed their grievance, the +workers were patently aiming to achieve this objective and not to overthrow +the local government in order to inaugurate the birth of a libertarian +society."_ [**Anarchist Ideology and the Working Class Movement in Spain: +1868-1898**, p. 184] + +Similarly, many Marxists (and liberal historians) point to the _"cycle of +insurrections"_ that occurred during the 1930s. They usually portray these +revolts as isolated insurrections organised by the FAI who appeared in +villages and proclaimed libertarian communism. The picture is one of +disorganisation, millenarianism and a believe in spontaneous revolution +inspired by a few militants and their daring actions. Nothing could be further +from the truth. The _"cycle of insurrections"_ was far more complex that this, +as Juan Gomez Casas makes clear: + +> _"Between 1932 and 1934 . . . the Spanish anarchists tried to destroy the +existing social order through a series of increasingly violent strikes and +insurrections, which were at first spontaneous, later co-ordinated."_ +[**Anarchist Organisation: The History of the FAI**, p. 135] + +Stuart Christie stresses this point when he wrote _"[i]t has been widely +assumed that the cycle of insurrections which began in . . . January 1933 were +organised and instigated by the FAI . . . In fact the rising had nothing to do +with the FAI. It began as an entirely spontaneous local affair directed +against a local employer, but quickly mushroomed into a popular movement which +threatened to engulf the whole of Catalonia and the rest of Spain . . . [CNT +militant] Arturo Parera later confirmed that the FAI had not participated in +the aborted movement 'as an organisation.'"_ [**We, the Anarchists**, p. 66] +While the initial revolts, such as those of the miners of Alto Llobregat in +January 1932, were spontaneous acts which caught the CNT and FAI by surprise, +the following insurrections became increasingly organised and co-ordinated by +those organisations. The January 1933 revolt, as noted above, was based around +a planned strike by the CNT railway workers union. The revolt of December 1933 +was organised by a National Revolutionary Committee. Both revolts aimed at +uprisings all across Spain, based on the existing organisations of the CNT -- +the unions and their "Defence committees". Such a degree of planning belies +any claims that Spanish Anarchists were _"primitive rebels"_ or did not +understand the complexities of modern society or what was required to change +it. + +Ultimately, Hobsbawm's thesis and its underlying model represents Marxist +arrogance and sectarianism. His model assumes the validity of the Marxist +claim that true working class movements are based on mass political parties +based on hierarchical, centralised, leadership and those who reject this model +and political action (electioneering) are sects and sectarians. It was for +this reason that Marx, faced with the increased influence of Bakunin, +overturned the First International's original basis of free discussion with +his own concept of what a real workers' movement should be. + +Originally, because the various sections of the International worked under +different circumstances and had attained different degrees of development, the +theoretical ideals which reflected the real movement would also diverge. The +International, therefore, was open to all socialist and working class +tendencies. The general policies of the International would be, by necessity, +based on conference decisions that reflected the free political development +that flowed from local needs. These decisions would be determined by free +discussion within and between sections of all economic, social and political +ideas. Marx, however, replaced this policy with a common program of +_"political action"_ (i.e. electioneering) by mass political parties via the +fixed Hague conference of 1872. Rather than having this position agreed by the +normal exchange of ideas and theoretical discussion in the sections guided by +the needs of the practical struggle, Marx imposed what **he** considered as +the future of the workers movement onto the International -- and denounced +those who disagreed with him as sectarians. The notion that what Marx +considered as necessary might be another sectarian position imposed on the +workers' movement did not enter his head nor that of his followers -- as can +be seen, Hobsbawm (mis)interpreted anarchism and its history thanks to this +Marxist model and vision. + +However, once we look at the anarchist movement without the blinkers created +by Marxism, we see that rather than being a movement of _"primitive rebels"_ +Spanish Anarchism was a movement of working class people using valid tactics +to meet their own social, economic and political goals -- tactics and goals +which evolved to meet changing circumstances. Seeing the rise of anarchism and +anarcho-syndicalism as the political expression of the class struggle, guided +by the needs of the practical struggle they faced naturally follows when we +recognise the Marxist model for what it is -- just one possible interpretation +of the future of the workers' movement rather than **the** future of that +movement. Moreover, as the history of Social Democracy indicates, the +predictions of Bakunin and the anarchists within the First International were +proved correct. Therefore, rather than being _"primitive rebels"_ or sectarian +politics forced upon the working class, anarchism reflected the politics +required to built a **revolutionary** workers' movement rather than a +reformist mass party. + +## 2\. How accurate is Felix Morrow's book on the Spanish Revolution? + +It is fair to say that most Marxists in Britain base their criticisms of the +Spanish Anarchism, particularly the revolution of 1936, on the work of +Trotskyist Felix Morrow. Morrow's book **Revolution and Counter-Revolution in +Spain**, first published in 1938, actually is not that bad -- for some kinds +of information. However, it is basically written as Trotskyist propaganda. All +too often Morrow is inaccurate, and over-eager to bend reality to fit the +party line. This is particularly the case when discussing the actions and +ideas of the CNT and FAI and when discussing the activities of his fellow +Trotskyists in Spain, the Bolshevik-Leninists. We discuss the first set of +inaccuracies in the following sections, here we mention the second, Morrow's +comments on the Spanish Trotskyists. + +The Bolshevik-Leninists, for example, an obscure sect who perhaps numbered 20 +members at most, are, according to Morrow, transformed into the only ones who +could save the Spanish Revolution -- because they alone were members of the +Fourth International, Morrow's own organisation. As he put it: + +> _"Only the small forces of the Bolshevik-Leninists. . . clearly pointed the +road for the workers."_ [Felix Morrow, **Revolution and Counter-Revolution in +Spain**, p. 191] + +> + +> _"Could that party [the party needed to lead the revolution] be any but a +party standing on the platform of the Fourth International?"_ [**Op. Cit.**, +p. 248] + +And so on. As we will make clear in the following discussion, Morrow was as +wrong about this as he was about anarchism. + +The POUM -- a more significant Marxist party in Spain, though still tiny +compared to the anarchists -- is also written up as far more important than it +was, and slagged off for failing to lead the masses to victory (or listening +to the Bolshevik-Leninists). The Fourth Internationalists _"offered the POUM +the rarest and most precious form of aid: a consistent Marxist analysis"_ +[**Op. Cit.**, p. 105] (never mind Spanish workers needing guns and +solidarity!). But when such a programme -- prepared in advance -- was offered +to the POUM by the Fourth International representative -- only two hours after +arriving in Spain, and a quarter of an hour after meeting the POUM [**Op. +Cit.**, p. 139] -- the POUM were not interested. The POUM have been both +attacked (and claimed as their own) by Trotskyists ever since. + +It is Morrow's attacks on anarchism, though, that have most readily entered +leftist folklore -- even among Marxists who reject Leninism. Some of Morrow's +criticisms are fair enough -- but these were voiced by anarchists long before +Morrow put pen to paper. Morrow, in fact, quotes and accepts the analyses of +anarchists like Camillo Berneri (_"Berneri had been right"_ etc. [**Op. +Cit.**, p. 153]), and praises anarchists like Durruti (_"the greatest military +figure produced by the war"_ [**Op. Cit.**, p. 224]) -- then sticks the boot +into anarchism. Indeed, Durruti's analysis is praised but he is transformed +into _"no theoretician, but an activist leader of masses. . . his words +express the revolutionary outlook of the class-conscious workers."_ [**Op. +Cit.**, p. 250] Of course, his words, activity and _"outlook"_ (i.e. political +analysis) did not spring out of thin air but rather, to state the obvious, +were informed by and reflected his anarchist politics, history, activity and +vision (which in turn reflected his experiences and needs as a member of the +working class). Morrow obviously wanted to have his cake and eat it. + +Typically for today's left, perhaps, the most quoted sections of Morrow's book +are the most inaccurate. In the next eight sections we discuss some of the +most inaccurate claims. After that we point out that Morrow's analysis of the +militias is deeply ironic given Trotsky's actions as leader of the Red Army. +Then we discuss some of Morrow's inaccurate assertions about anarchism in +general. + +Of course, some of the errors we highlight in Morrow's work are the product of +the conditions in which it was written -- thousands of miles from Spain in +America, dependent on papers produced by Spanish Marxists, Anarchists and +others. We cannot blame him for such mistakes (although we can blame the +Trotskyist publisher who reprints his account without indicating his factual +errors and the Marxist writers who repeat his claims without checking their +accuracy). We **do,** however, blame Morrow for his errors and +misrepresentations of the activities and politics of the Spanish Anarchists +and anarchism in general. These errors derive from his politics and inability +to understand anarchism or provide an honest account of it. + +By the end of our discussion we hope to show why anarchists argue that +Morrow's book is deeply flawed and its objectively skewed by the authors +politics and so cannot be taken at face value. Morrow's book may bring comfort +to those Marxists who look for ready-made answers and are prepared to accept +the works of hacks at face-value. Those who want to learn from the past -- +instead of re-writing it -- will have to look elsewhere. + +## 3\. Did a _"highly centralised"_ FAI control the CNT? + +According to Morrow, _"Spanish Anarchism had in the FAI a highly centralised +party apparatus through which it maintained control of the CNT"_ [**Op. +Cit.**, p. 100] + +In reality, the FAI -- the Iberian Anarchist Federation -- was founded, in +1927, as a confederation of regional federations (including the Portuguese +Anarchist Union). These regional federations, in turn, co-ordinated local and +district federations of highly autonomous anarchist affinity groups. In the +words of Murray Bookchin: + +> _"Like the CNT, the FAI was structured along confederal lines: the affinity +groups were linked together in a Local Federation and the Local Federation in +District and Regional Federations. A Local Federation was administered by an +ongoing secretariat, usually of three persons, and a committee composed of one +mandated delegate from each affinity group. This body comprised a sort of +local executive committee. To allow for a full expression of rank-and-file +views, the Local Federation was obliged to convene assemblies of all the +**faistas** in its area. The District and Regional Federations, in turn, were +simply the Local federation writ large, replicating the structure of the lower +body. All the Local Districts and Regional Federations were linked together by +a Peninsular Committee whose tasks, at least theoretically, were +administrative. . . [A FAI secretary] admits that the FAI 'exhibited a +tendency towards centralism' . . . Yet it must also be emphasised that the +affinity groups were far more independent than any comparable bodies in the +Socialist Party, much less the Communist. . . the FAI was not an internally +repressive organisation . . . Almost as a matter of second nature, dissidents +were permitted a considerable amount of freedom in voicing and publishing +material against the leadership and established policies."_ [**The Spanish +Anarchists**, pp. 197-8] + +And: + +> _"Most writers on the Spanish labour movement seem to concur in the view +that, with the departure of the moderates, the CNT was to fall under the +complete domination of the FAI . . . But is this appraisal correct? The FAI . +. . was more loosely jointed as an organisation than many of its admirers and +critics seem to recognise. It has no bureaucratic apparatus, no membership +cards or dues, and no headquarters with paid officials, secretaries, and +clerks. . . They jealously guarded the autonomy of their affinity groups from +the authority of higher organisational bodies -- a state of mind hardly +conducive to the development of a tightly knit, vanguard organisation. + +> + +> "The FAI, moreover, was not a politically homogeneous organisation which +followed a fixed 'line' like the Communists and many Socialists. It had no +official program by which all **faistas** could mechanically guide their +actions."_ [**Op. Cit.**, p. 224] + +So, while the FAI may have had centralising tendencies, a _"highly +centralised"_ political party it was not. Further, many anarcho-syndicalists +and affinity groups were not in the FAI (though most seem to have supported +it), and many FAI members put loyalty to the CNT (the anarcho-syndicalist +union confederation) first. For instance, according to the minutes of the FAI +national plenum of January-February 1936: + +> _"The Regional Committee [of Aragon, Rioja, and Navarra] is completely +neglected by the majority of the militants because they are absorbed in the +larger activities of the CNT"_ + +And: + +> _"One of the reasons for the poor condition of the FAI was the fact that +almost all the comrades were active in the defence groups of the CNT"_ (report +from the Regional Federation of the North). + +These are internal documents and so unlikely to be lies. [Juan Gomez Casas, +**Anarchist Organisation: the History of the FAI**, p. 165 and p. 168] + +Anarchists were obviously the main influence in the CNT. Indeed, the CNT was +anarcho-syndicalist long before the FAI was founded -- from its creation in +1910 the CNT had been anarcho-syndicalist and remained so for 17 years before +the FAI existed. However, Morrow was not the only person to assert _"FAI +control"_ of the CNT. In fact, the claim of _"FAI control"_ was an invention +of a reformist minority within the organisation -- people like Angel Pestana, +ex-CNT National Secretary, who wanted to turn the CNT into a politically +_"neutral"_ union movement. Pestana later showed what he meant by forming the +Syndicalist Party and standing for Parliament (the Cortes). Obviously, in the +struggle against the reformists, anarcho-syndicalists -- inside the FAI or not +-- voted for people they trusted to run CNT committees. The reformists (called +**Treinistas**) lost, split from the CNT (taking about 10% of the membership +with them), and the myth of _"FAI dictatorship"_ was born. Rather than accept +that the membership no longer supported them, the **Treinistas** consoled +themselves with tales that a minority, the FAI, had taken control of the CNT. + +In fact, due to its decentralised and federal structure, the FAI could not +have had the sort of dominance over the CNT that is often attributed to it. At +union congresses, where policies and the program for the movement were argued +out: + +> _"[D]elegates, whether or not they were members of the FAI, were presenting +resolutions adopted by their unions at open membership meetings. Actions taken +at the congress had to be reported back to their unions at open meetings, and +given the degree of union education among the members, it was impossible for +delegates to support personal, non-representative positions."_ [Juan Gomez +Casas, **Anarchist Organisation: The History of the FAI**, p. 121] + +The union committees were typically rotated out of office frequently and +committeemen continued to work as wage-earners. In a movement so closely based +on the shop floor, the FAI could not maintain influence for long if they +ignored the concerns and opinions of co-workers. Moreover, only a minority of +the anarcho-syndicalist activists in the CNT belonged to the FAI and, as Juan +Gomez Casas points out in his history of the FAI, FAI militants frequently had +a prior loyalty to the CNT. Thus his summation seems correct: + +> _"As a minority organisation, the FAI could not possibly have had the kind +of control attributed to it . . . in 1931 . . . there were fifty CNT members +for each member of a FAI group. The FAI was strongly federalist, with its +groups at the base freely associated. It could not dominate an organisation +like the CNT, which had fifty times as many members and was also opposed to +hierarchy and centralism. We know that FAI militants were also CNT militants, +and frequently they were loyal first to the CNT. Their influence was limited +to the base of the organisation through participation in the plenums of +militants or unions meetings."_ [**Op. Cit.**, p. 133] + +He sums up by arguing: + +> _"The myth of the FAI as conqueror and ruler of the CNT was created +basically by the **Treinistas**"_ [**Op. Cit.**, p. 134] + +Therefore, Morrow is re-cycling an argument which was produced by the +reformist wing of the CNT after it had lost influence in the union rank-and- +file. Perhaps he judges the FAI by his own standards? After all, the aim of +Leninists is for the vanguard party to control the labour unions in their +countries. Anarchists reject such a vision and believe in union autonomy \-- +influence of political parties and groups should only exist in as much as they +influence the rank-and-file who control the union. Rather than aim to control +the CNT, the FAI worked to influence its membership. In the words of Francisco +Ascaso (friend of Durruti and an influential anarchist militant in the CNT and +FAI in his own right): + +> _"There is not a single militant who as a 'FAIista' intervenes in union +meetings. I work, therefore I am an exploited person. I pay my dues to the +workers' union and when I intervene at union meetings I do it as someone who +us exploited, and with the right which is granted me by the card in my +possession, as do the other militants, whether they belong to the FAI or +not."_ [cited by Abel Paz, **Durruti: The People Armed**, p. 137] + +In other words, the FAI _"controlled"_ the CNT only to the extent it +influenced the membership -- who, in fact, controlled the organisation. We +must also note that Ascaso's comment echoes Bakunin's that the _"purpose of +the Alliance [i.e. anarchist federation] is to promote the Revolution . . . it +will combat all ambition to dominate the revolutionary movement of the people, +either by cliques or individuals. The Alliance will promote the Revolution +only through the NATURAL BUT NEVER OFFICIAL INFLUENCE of all members of the +Alliance."_ [**Bakunin on Anarchism**, p. 387] + +Regardless of Morrow's claims, the FAI was a federation of autonomous affinity +groups in which, as one member put it, _"[e]ach FAI group thought and acted as +it deemed fit, without bothering about what the others might be thinking or +deciding . . . they had no . . . opportunity or jurisdiction . . . to foist a +party line upon the grass-roots."_ [Francisco Carrasquer, quoted by Stuart +Christie, **We, the Anarchists!**, p. 28] There was co-ordination in a federal +structure, of course, but that did not create a _"highly centralised"_ party- +like organisation. Morrow judged the FAI according to his own standards, +squeezing it into his ideological vision of the world rather than reporting +the reality of the situation (see Stuart Christie's work for a more detailed +refutation of the usual Marxist and Liberal inventions of the activities and +nature of the FAI). + +In addition, Morrow's picture of the FAI implicitly paints the CNT as a mere +"transmission belt"_ for that organisation (and so a re-production of the +Bolshevik position on the relationship of the labour unions and the +revolutionary party). Such a picture, however, ignores the CNT's character as +a non-hierarchical, democratic (self-managed) mass movement which had many +tendencies within it. It also fails to understand the way anarchists seek to +influence mass organisations -- not by assuming positions of power but by +convincing their fellow workers' of the validity of their ideas in policy +making mass assemblies (see [section J.3.6](secJ3.html#secj36) for more +details). + +In other words, Morrow's claims are simply false and express a total lack of +understanding of the nature of the CNT, the FAI and their relationship. + +## 4\. What is the history of the CNT and the Communist International? + +Morrow states that the _"tide of the October Revolution had, for a short time, +overtaken the CNT. It had sent a delegate to the Comintern [Communist +International] Congress in 1921. The anarchists had then resorted to organised +fraction work and recaptured it."_ [**Op. Cit.**, p. 100] He links this to the +FAI by stating _"[t]henceforward . . . the FAI . . . maintained control of the +CNT."_ Given that the FAI was formed in 1927 and the CNT disassociated itself +with the Comintern in 1922, five years before the FAI was created, +_"thenceforward"_ does not do the FAI's ability to control the CNT before it +was created justice! + +Partly it is the inability of the Communist Party and its Trotskyist off- +shoots to dominate the CNT which explains Morrow's comments. Seeing anarchism +as _"petty bourgeois"_ it is hard to combine this with the obvious truth that +a mass, revolutionary, workers' union could be so heavily influenced by +anarchism rather than Marxism. Hence the need for FAI (or anarchist) +"control"_ of the CNT. It allows Trotskyists ignore dangerous ideological +questions. As J. Romero Maura notes, the question why anarchism influenced the +CNT _"in fact raises the problem why the reformist social democratic, or +alternatively the communist conceptions, did not impose themselves on the CNT +as they managed to in most of the rest of Europe. This question . . . is based +on the false assumption that the anarcho-syndicalist conception of the +workers' struggle in pre-revolutionary society was completely at odds with +what the **real** social process signified (hence the constant reference to +religious', 'messianic', models as explanations)."_ He argues that the +_"explanation of Spanish anarcho-syndicalist success in organising a mass +movement with a sustained revolutionary **elan** should initially be sought in +the very nature of the anarchist concept of society and of how to achieve +revolution."_ [J. Romero Maura, _"The Spanish Case"_, in **Anarchism Today**, +D. Apter and J. Joll (eds.), p. 78 and p. 65] Once we do that, we can see the +weakness of Morrow's (and others) _"Myth of the FAI"_ \-- having dismissed the +obvious reason for anarchist influence, namely its practicality and valid +politics, there can only be "control by the FAI." + +However, the question of affiliation of the CNT to the Comintern is worth +discussing as it indicates the differences between anarchists and Leninists. +As will be seen, the truth of this matter is somewhat different to Morrow's +claims and indicates well his distorted vision. + +Firstly to correct a factual error. The CNT in fact sent two delegations to +the Comintern. At its 1919 national congress, the CNT discussed the Russian +Revolution and accepted a proposition that stated it _"declares itself a +staunch defender of the principles upheld by Bakunin in the First +International. It declares further that it affiliates provisionally to the +Third International on account of its predominantly revolutionary character, +pending the holding of the International Congress in Spain, which must +establish the foundations which are to govern the true workers' +International."_ [**No Gods, No Masters**, vol. 2, pp. 220-1] + +In June 1920, Angel Pestana arrived in Moscow and represented the CNT at the +Second Congress of the Communist International. He was arrested when he +arrived back in Spain and so could not give his eye-witness account of the +strangulation of the revolution and the deeply dishonest manipulation of the +congress by the Communist Party. A later delegation arrived in April 1921, +headed by Andres Nin and Joaquin Maurin professing to represent the CNT. +Actually, Nin and Maurin represented virtually no one but the Lerida local +federation (their stronghold). Their actions and clams were disavowed by a +plenum of the CNT the following August. + +How did Nin and Maurin manage to get into a position to be sent to Russia? +Simply because of the repression the CNT was under at the time. This was the +period when Catalan bosses hired gun men to assassinate CNT militants and +members and the police exercised the notorious practice known as **ley de +fugas** (shot while trying to escape). In such a situation, the normal +workings of the CNT came under must stress and _"with the best known +libertarian militants imprisoned, deported, exiled, if not murdered outright, +Nin and his group managed to hoist themselves on to the National Committee . . +. Pestana's report not being available, it was decided that a further +delegation should be sent . . . in response to Moscow's invitation to the CNT +to take part in the foundation of the Red International of Labour Unions."_ +[Ignaio de Llorens, **The CNT and the Russian Revolution**, p. 8] Juan Gomez +Casas confirms this account: + +> _"At a plenum held in Lerida in 1921, while the CNT was in disarray [due to +repression] in Catalonia, a group of Bolsheviks was designated to represent +the Spanish CNT in Russia . . . The restoration of constitutional guarantees +by the Spanish government in April 1922, permitted the anarcho-syndicalists to +meet in Saragossa in June 11 . . . [where they] confirmed the withdrawal of +the CNT from the Third International and the entrance on principle into the +new [revolutionary syndicalist] International Working Men's Association."_ +[**Anarchist Organisation: History of the FAI**, p. 61] + +We should note that along with pro-Bolshevik Nin and Maurin was anarchist +Gaston Leval. Leval quickly got in touch with Russian and other anarchists, +helping some imprisoned Russia anarchists get deported after bringing news of +their hunger strike to the assembled international delegates. By embarrassing +Lenin and Trotsky, Leval helped save his comrades from the prison camp and so +saved their lives. + +By the time Leval arrived back in Spain, Pestana's account of his experiences +had been published -- along with accounts of the Bolshevik repression of +workers, the Kronstadt revolt, the anarchist movement and other socialist +parties. These accounts made it clear that the Russian Revolution had become +dominated by the Communist Party and the _"dictatorship of the proletariat"_ +little more that dictatorship by the central committee of that party. + +Moreover, the way the two internationals operated violated basic libertarian +principles. Firstly, the _"Red Labour International completely subordinated +trade unions to the Communist Party."_ [Peirats, **Anarchists in the Spanish +Revolution**, p. 38] This completely violated the CNT principle of unions +being controlled by their members (via self-management from the bottom up). +Secondly, the congresses' methodology in its debates and decision-making were +alien to the CNT tradition. In that organisation self-management was its pride +and glory and its gatherings and congresses reflected this. Pestana could not +fathom the fierce struggle surrounding the make-up of the chairmanship of the +Comintern congress: + +> _"Pestana says that he was particularly intrigued by the struggle for the +chairmanship. He soon realised that the chair **was** the congress, and that +the Congress was a farce. The chairman made the rules, presided over +deliberations, modified proposals at will, changed the agenda, and presented +proposals of his own. For a start, the way the chair handled the gavel was +very inequitable. For example, Zinoviev gave a speech which lasted one and +one-half hours, although each speaker was supposedly limited to ten minutes. +Pestana tried to rebut the speech, but was cut off by the chairman, watch in +hand. Pestana himself was rebutted by Trotsky who spoke for three-quarters of +an hour, and when Pestana wanted to answer Trotsky's attack on him, the +chairman declared the debate over."_ [**Op. Cit.**, pp. 37-8] + +In addition, _"[i]n theory, every delegate was free to table a motion, but the +chair itself selected the ones that were 'interesting.' Proportional voting +[by delegation or delegate] had been provided for, but was not implemented. +The Russian Communist Party ensured that it enjoyed a comfortable majority."_ +Peirats continues by noting that _"[t]o top it all, certain important +decisions were not even made in the congress hall, but were made begin the +scenes."_ That was how the resolution that _"[i]n forthcoming world congresses +of the Third International, the national trade union organisations affiliated +to it are to be represented by delegates from each country's Communist Party"_ +was adopted. He also noted that _"[o]bjections to this decision were quite +simply ignored."_ [**No Gods, No Masters**, vol. 2, p. 224] + +Many of the syndicalist delegates to this _"pantomime"_ congress later meet in +Berlin and founded the anarcho-syndicalist **International Workers +Association** based on union autonomy, self-management and federalism. +Unsurprisingly, once Pestana and Leval reported back to their organisation, +the CNT rejected the Bolshevik Myth and re-affirmed the libertarian principles +it had proclaimed at its 1919 congress. At a plenum of the CNT in 1922, the +organisation withdrew its provisional affiliation and voted to join the +syndicalist International formed in Berlin. + +Therefore, rather than the anarchists conducting _"fraction work"_ to +_"recapture"_ the CNT, the facts are the pro-Bolshevik National Committee of +1921 came about due to the extreme repression the CNT was suffering at the +time. Militants were being assassinated in the streets, including committee +members. In this context it is easy to see how an unrepresentative minority +could temporarily gain influence in the National Committee. Moreover, it was +CNT plenary session which revoked the organisations provisional affiliation to +the Comintern -- that is, a regular meeting of mandated and accountable +delegates. In other words, by the membership itself who had been informed of +what had actually been happening under the Bolsheviks. In addition, it was +this plenum which agreed affiliation to the anarcho-syndicalist +**International Workers Association** founded in Berlin during 1922 by +syndicalists and anarchists horrified by the Bolshevik dictatorship, having +seen it at first hand. + +Thus the decision of the CNT in 1922 (and the process by which this decision +was made) follow exactly the decisions and processes of 1919. That congress +agreed to provisionally affiliate to the Comintern until such time as a real +workers' International inspired by the ideas of Bakunin was created. The only +difference was that this International was formed in Germany, not Spain. Given +this, it is impossible to argue that the anarchists _"recaptured"_ the CNT. + +As can be seen, Morrow's comment presents radically false image of what +happened during this period. Rather than resort to _"fraction work"_ to +_"recapture"_ the CNT, the policies of the CNT in 1919 and 1922 were +identical. Moreover, the decision to disaffiliate from the Comintern was made +by a confederal meeting of mandated delegates representing the rank-and-file +as was the original. The anarchists did not "capture"_ the CNT, rather they +continued to influence the membership of the organisation as they had always +done. Lastly, the concept of "capture"_ displays no real understanding of how +the CNT worked -- each syndicate was autonomous and self-managed. There was no +real officialdom to take over, just administrative posts which were unpaid and +conducted after working hours. To "capture"_ the CNT was impossible as each +syndicate would ignore any unrepresentative minority which tried to do so. + +However, Morrow's comments allow us to indicate some of the key differences +between anarchists and Leninists -- the CNT rejected the Comintern because it +violated its principles of self-management, union autonomy and equality and +built party domination of the union movement in its place. + +## 5\. Why did the CNT not join the Workers' Alliance? + +Morrow in his discussion of the struggles of the 1930s implies that the CNT +was at fault in not joining the Socialist UGT's _"Workers' Alliance"_ +(**Alianza Obrera**). These were first put forward by the Marxist-Leninists of +the BOC (Workers and Peasants Bloc -- later to form the POUM) after their +attempts to turn the CNT into a Bolshevik vanguard failed [Paul Preston, **The +Coming of the Spanish Civil War**, p. 154]. Socialist Party and UGT interest +began only after their election defeat in 1933. By 1934, however, there +existed quite a few alliances, including one in Asturias in which the CNT +participated. Nationally, however, the CNT refused to join with the UGT and +this, he implies, lead to the defeat of the October 1934 uprising (see [next +section](append32.html#app6) for a discussion of this rebellion). + +However, Morrow fails to provide any relevant historical background to +understand the CNT's decision. Moreover, their reasons **why** they did not +join have a striking similarity to Morrow's own arguments against the +"Workers' Alliance" (which may explain why Morrow does not mention them). In +effect, the CNT is dammed for having policies similar to Morrow's but having +principles enough to stick to them. + +First, we must discuss the history of UGT and CNT relationships in order to +understand the context within which the anarchists made their decision. Unless +we do this, Morrow's claims may seem more reasonable than they actually are. +Once we have done this we will discuss the politics of that decision. + +From 1931 (the birth of the Second Spanish Republic) to 1933 the Socialists, +in coalition with Republicans, had attacked the CNT (a repeat, in many ways, +of the UGT's collaboration with the quasi-fascist Primo de Rivera dictatorship +of 1923-30). Laws were passed, with Socialist help, making lightening strikes +illegal and state arbitration compulsory. Anarchist-organised strikes were +violently repressed, and the UGT provided scabs -- as against the CNT +Telephone Company strike of 1931. This strike gives in indication of the role +of the socialists during its time as part of the government (Socialist Largo +Caballero was the Minister of Labour, for example): + +> _"The UGT . . . had its own bone to pick with the CNT. The telephone +syndicate, which the CNT had established in 1918, was a constant challenge to +the Socialists' grip on the Madrid labour movement. Like the construction +workers' syndicate, it was a CNT enclave in a solidly UGT centre. Accordingly, +the government and the Socialist Party found no difficulty in forming a common +front to break the strike and weaken CNT influence. + +> + +> "The Ministry of Labour declared the strike illegal and the Ministry of the +Interior called out the Civil Guard to intimidate the strikers . . . Shedding +all pretence of labour solidarity, the UGT provided the **Compania +Telefonica** with scabs while **El Socialista**, the Socialist Party organ, +accused the CNT of being run by **pistoleros.** Those tactics were successful +in Madrid, where the defeated strikers were obliged to enrol in the UGT to +retain their jobs. So far as the Socialists were concerned, the CNT's appeals +for solidarity had fallen on deaf ears. . . + +> + +> "In Seville, however, the strike began to take on very serious dimensions. . +. on July 20, a general strike broke out in Seville and serious fighting +erupted in the streets. This strike . . . stemmed from the walkout of the +telephone workers . . . pitched battles took place in the countryside around +the city between the Civil Guard and the agricultural workers. Maura, as +minister of interior, decided to crush the 'insurrection' ruthlessly. Martial +law was declared and the CNT's headquarters was reduced to shambles by +artillery fire. After nine days, during which heavily armed police detachments +patrolled the streets, the Seville general strike came to an end. The struggle +in the Andalusian capital left 40 dead and some 200 wounded."_ [Murray +Bookchin, **The Spanish Anarchists**, pp. 221-2] + +Elsewhere, _"[d]uring a Barcelona building strike CNT workers barricaded +themselves in and said they would only surrender to regular troops. The army +arrived and then machine-gunned them as soon as they surrendered."_ [Antony +Beevor, **The Spanish Civil War**, p. 33] In other words, the republican- +socialist government repressed the CNT with violence as well as using the law +to undermine CNT activities and strikes. + +Morrow fails to discuss this history of violence against the CNT. He mentions +in passing that the republican-socialist coalition government _"[i]n crushing +the CNT, the troops broadened the repression to the whole working class."_ He +states that _"[u]nder the cover of putting down an anarchist putsch in January +1933, the Civil Guard 'mopped up' various groups of trouble makers. And +encounter with peasants at Casas Viejas, early in January 1933, became a +**cause celebre** which shook the government to its foundations."_ However, +his account of the Casas Viejas massacre is totally inaccurate. He states that +_"the little village . . ., after two years of patient waiting for the +Institute of Agrarian Reform to divide the neighbouring Duke's estate, the +peasants had moved in and begun to till the soil for themselves."_ [**Op. +Cit.**, p. 22] + +Nothing could be further from the truth. Firstly, we must note that the land +workers (who were not, in the main, peasants) were members of the CNT. +Secondly, as we pointed in [section 1](append32.html#app1), the uprising had +nothing to do with land reform. The CNT members did not _"till the soil"_, +rather they rose in insurrection as part of a planned CNT-FAI uprising based +on an expected rail workers strike (the _"anarchist putsch"_ Morrow mentions). +The workers were too busy fighting the Civil and Assault Guards to till +anything. He is correct in terms of the repression, of course, but his account +of the events leading up to it is not only wrong, it is misleading (indeed, it +appears to be an invention based on Trotskyist ideology rather than having any +basis in reality). Rather than being part of a _"broadened . . . repression +[against] the whole working class,"_ it was actually part of the _"putting +down"_ of the anarchist revolt. CNT members were killed -- along with a dozen +politically neutral workers who were selected at random and murdered. Thus +Morrow downplays the role of the Socialists in repressing the CNT and FAI -- +he presents it as general repression rather than a massacre resulting from +repressing a CNT revolt. + +He even quotes a communist paper stating that 9 000 political prisoners were +in jail in June 1933. Morrow states that they were _"mostly workers."_ [p. 23] +Yes, they were mostly workers, CNT members in fact -- _"[i]n mid-April [1933]. +. . the CNT launched a massive campaign to release imprisoned CNT-FAI +militants whose numbers had now soared to about 9 000."_ [Bookchin, **Op. +Cit.**, pp. 231-2] + +Moreover, during and after CNT insurrections in Catalonia in 1932, and the +much wider insurrections of January 1933 (9 000 CNT members jailed) and +December 1933 (16 000 jailed) Socialist solidarity was nil. Indeed, the 1932 +and January 1933 revolts had been repressed by the government which the +Socialist Party was a member of. + +In other words, and to state the obvious, the socialists had been part of a +government which repressed CNT revolts and syndicates, imprisoned and killed +their members, passed laws to restrict their ability to strike and use direct +action and provided scabs during strikes. Little wonder that Peirats states +_"[i]t was difficult for the CNT and the FAI to get used to the idea of an +alliance with their Socialist oppressors."_ [**Anarchists in the Spanish +Revolution**, p. 94] + +It is **only** in this context can we understand the events of 1934 and the +refusal of the CNT to run into the UGT's alliance. Morrow, needless to say, +does not present this essential context and so the reader cannot understand +why the CNT acted as it did in response to Socialist appeals for "unity." +Instead, Morrow implies that CNT-FAI opposition to "workers alliances" were +due to them believing _"all governments were equally bad."_ [p. 29] Perhaps if +Morrow had presented an honest account of the repression the republican- +socialist government had inflicted on the CNT then the reader could make an +informed judgement on why anarchist opposition to the socialist proposals +existed. Rather than being sectarian or against labour unity, they had been at +receiving end of extensive socialist scabbing and state repression. + +Moreover, as well as the recent history of socialist repression and scabbing, +there was also the experience of a similar alliance between the CNT and UGT +that had occurred in 1917. The first test of the alliance came with a miners +strike in Andalusia, and a _"CNT proposal for a joint general strike, to be +initiated by UGT miners and railway workers, had been rejected by the Madrid +Socialists . . . the miners, after striking for four months, returned to work +in defeat."_ Little wonder that _"the pact was in shreds. It was to be +eliminated completely when a general strike broke out in Barcelona over the +arrests of the CNT leaders and the assassination of Layret. Once again the CNT +called upon the UGT for support. Not only was aid refused but it was denied +with an arrogance that clearly indicated the Socialists had lost all interest +in future collaboration. . . The strike in Catalonia collapsed and, with it, +any prospect of collaboration between the two unions for years to come."_ +[Bookchin, **Op. Cit.**, pp. 175-6] + +Of course, such historical context would confuse readers with facts and so +goes unmentioned by Morrow. + +In addition, there was another reason for opposing the "workers' alliances"_ +\-- particularly an alliance between the UGT and CNT. Given the history of UGT +and CNT pacts plus the actions of the UGT and socialists in the previous +government it was completely sensible and politically principled. This reason +was political and flowed from the CNT's libertarian vision. As Durruti argued +in 1934: + +> _"The alliance, to be revolutionary, must be genuinely working class. It +must be the result of an agreement between the workers' organisation, and +those alone. No party, however, socialist it may be, can belong to a workers' +alliance, which should be built from its foundations, in the enterprises where +the workers struggle. Its representative bodies must be the workers' committee +chosen in the shops, the factories, the mines and the villages. We must reject +any agreement on a national level, between National Committees, but rather +favour an alliance carried out at the base by the workers themselves. Then and +only then, can the revolutionary drive come to life, develop and take root."_ +[quoted by Abel Paz, **Durruti: The People Armed**, p. 154] + +In the Central Region, Orobon Fernandez argued along similar lines in Madrid's +**La Tierra**: + +> _"Revolutionary proletarian democracy is direct management of society by the +workers, a certain bulwark against party dictatorships and a guarantee of the +development of the revolution's forces and undertakings. . . what matters must +is that general guidelines are laid down so that these may serve as a platform +of the alliance and furnish a combative and constructive norm for the united +forces . . . [These include:] acceptance of revolutionary proletarian +democracy, which is to say, the will of the majority of the proletariat, as +the common denominator and determining factor of the new order of things. . . +immediate socialisation of the means of production, transportation, exchange, +accommodation and finance . . . federated according to their area of interest +and confederated at national level, the municipal and industrial organisations +will maintain the principle of unity in the economic structure."_ [quoted by +Jose Peirats, **The CNT in the Spanish Revolution**, vol. 1, pp. 74-5] + +The May 1936 Saragossa congress of the CNT passed a resolution concerning +revolutionary alliances which was obviously based on these arguments. It +stated that in order _"to make the social revolution an effective reality, the +social and political system regulating the life of the country has to be +utterly destroyed"_ and that the _"new revolutionary order will be determined +by the free choice of the working class."_ [quoted by Jose Peirats, **Op. +Cit.**, p. 100] + +Only such an alliance, from the bottom up and based on workers' self- +management could be a revolutionary one. Indeed, any pact not based on this +but rather conducted between organisations would be a pact the CNT and the +bureaucracy of the UGT -- and remove any possibility of creating genuine +bodies of working class self-management (as the history of the Civil War +proved). Indeed, Morrow seems to agree: + +> _"The broad character of the proletarian insurrection was explained by the +Communist Left (Trotskyist). It devoted itself to efforts to build the +indispensable instrument of the insurrection: workers' councils constituted by +delegates representing all the labour parties and unions, the shops and +streets; to be created in every locality and joined together nationally . . . +Unfortunately, the socialists failed to understand the profound need of these +Workers' Alliances. The bureaucratic traditions were not to be so easily +overcome . . . the socialist leaders thought that the Workers' Alliances meant +they would have merely to share leadership with the Communist Left and other +dissident communist groups . . . actually in most cases they [Workers' +Alliances] were merely 'top' committees, without elected or lower-rank +delegates, that is, little more than liaison committees between the leadership +of the organisations involved."_ [**Op. Cit.**, pp. 27-8] + +As can be seen, this closely follows Durruti's arguments. Bar the reference of +_"labour parties,"_ Morrow's _"indispensable instrument"_ is identical to +Durruti's and other anarchist's arguments against taking part in the "Workers' +Alliances"_ created by the UGT and the creation of genuine alliances from the +bottom-up. Thus Morrow faults the CNT for trying to force the UGT to form a +**real** workers' alliance by not taking part in what Morrow himself admits +were _"little more than liaison committees between the leadership"_! Also, +Morrow argues that _"[w]ithout developing soviets -- workers' councils -- it +was inevitable that even the anarchists and the POUM would drift into +governmental collaboration with the bourgeoisie"_ and he asks _"[h]ow could +party agreements be the substitute for the necessary vast network of workers' +councils?"_ [**Op. Cit.**, p. 89 and p. 114] Which was, of course, the CNT- +FAI's argument. It seems strange that Morrow faults the CNT for trying to +create real workers' councils, the _"indispensable instrument"_ of the +revolution, by not taking part in a _"party agreements"_ urged by the UGT +which would undermine real attempts at rank-and-file unity from below. + +Of course, Morrow's statement that _"labour parties and unions"_ should be +represented by delegates as well as _"the shop and street"_ contradicts claims +it would be democratic. After all, that it would mean that some workers would +have multiple votes (one from their shop, their union and their party). +Moreover, it would mean that parties would have an influence greater than +their actual support in the working class -- something a minuscule group like +the Spanish Trotskyists would obviously favour as would the bureaucrats of the +Socialist and Communist Parties. Little wonder the anarchists urged a workers' +alliance made up of actual workers rather than an organisation which would +allow bureaucrats, politicians and sects more influence than they actually had +or deserved. + +In addition, the "Workers' Alliances" were not seen by the UGT and Socialist +Party as an organisation of equals. Rather, in words of historian Paul +Preston, _"from the first it seemed that the Socialists saw the Alianza Obrera +was a possible means of dominating the workers movement in areas where the +PSOE and UGT were relatively weak."_ [**Op. Cit.**, p. 154] The Socialist +Party only allowed regional branches of the Alianza Obrera to be formed only +if they could guarantee Party control would never be lost. [Adrian Schubert +_"The Epic Failure: The Asturian Revolution of October 1934"_, in **Revolution +and War in Spain**, Paul Preston (ed.), p. 127] Raymond Carr argues that the +Socialists, _"in spite of professions to the contrary, wished to keep +socialist domination of the **Alianza Obrera**"_ [**Spain: 1808-1975**, pp. +634-5f] And only one month after the first alliance was set up, one of its +founder members -- the Catalan **Socialist Union** \-- left in protest over +PSOE domination. [Preston, **The Coming of the Spanish Civil War**, p. 157] In +Madrid, the Alianza was _"dominated by the Socialists, who imposed their own +policy."_ [**Op. Cit.**, p. 154] Indeed, as Jose Peirats notes, in Asturias +where the CNT had joined the Alliance, _"despite the provisions of the terms +of the alliance to which the CNT had subscribed, the order for the uprising +was issued by the socialists. In Oviedo a specifically socialist, +revolutionary committee was secretly at work in Oviedo, which contained no CNT +representatives."_ [**The CNT in the Spanish Revolution**, vol. 1, p. 78] +Largo Caballero's desire for trade union unity in 1936 was from a similar +mould -- _"[t]he clear implication was that proletarian unification meant +Socialist take-over."_ Little wonder Preston states that _"[i]f the use that +he [Caballero] made of the Alianza Obreras in 1934 had revealed anything, it +was that the domination of the working class movement by the UGT meant far +more to Largo Caballero than any future prospect of revolution."_ [Preston, +**Op. Cit.**, p. 270] + +As can be seen, the CNT's position seemed a sensible one given the nature and +activities of the "Workers' Alliance" in practice. Also it seems strange that, +if unity was the UGT's aims, that a CNT call, made by the national plenary in +February 1934, for information and for the UGT to clearly and publicly state +its revolutionary objectives, met with no reply. [Peirats, **Op. Cit.**, p. +75] In addition, the Catalan Workers' Alliance called a general strike in +March 1934 the day **after** the CNT's -- hardly an example of workers' unity. +[Norman Jones, _"Regionalism and Revolution in Catalonia"_, **Revolution and +War in Spain**, Paul Preston (ed.), p. 102] + +Thus, the reasons why the CNT did not join in the UGT's "Workers' Alliance" +are clear. As well as the natural distrust towards organisations that had +repressed them and provided scabs to break their strikes just one year +previously, there were political reasons for opposing such an alliance. Rather +than being a force to ensure revolutionary organisations springing from the +workplace, the "Workers' Alliance" was little more than pacts between the +bureaucrats of the UGT and various Marxist Parties. This was Morrow's own +argument, which also provided the explanation why such an alliance would +weaken any real revolutionary movement. To requote Morrow, _"[w]ithout +developing soviets -- workers' councils -- it was inevitable that even the +anarchists and the POUM would drift into governmental collaboration with the +bourgeoisie."_ [**Op. Cit.**, p. 89] + +That is exactly what happened in July, 1936, when the CNT did forsake its +anarchist politics and joined in a "Workers' Alliance" type organisation with +other anti-fascist parties and unions to set up the _"Central Committee of +Anti-Fascist Militias"_ (see [section 20](append32.html#app20)). Thus Morrow +himself provides the explanation of the CNT's **political** rationale for +being wary of the UGT's _"Workers' Alliance"_ while, of course, refusing to +provide the historical context the decision was made. + +However, while the CNT's refusal to join the "Workers' Alliance" outside of +Asturias may have been principled (and sensible), it may be argued that they +were the only organisation with revolutionary potential (indeed, this would be +the only argument Trotskyists could put forward to explain their hypocrisy). +Such an argument would be false for two reason. + +Firstly, such Alliances may have potentially created a revolutionary situation +but they would have hindered the formation of working class organs of self- +management such as workers' councils (soviets). This was the experience of the +Central Committee of Anti-Fascist Militias and of the Asturias revolt -- in +spite of massive revolutionary upheaval such councils based on delegates from +workplace and community assembles were **not** formed. + +Secondly, the CNT policy of "Unity, yes, but by the rank-and-file" was a valid +method of "from the bottom up solidarity." This can be seen from just two +examples -- Aragon in 1934 and Madrid in 1936\. In Aragon, there was a +_"general strike that had totally paralysed the Aragonese capital throughout +April 1935, ending . . . on 10 May. . . the Zaragoza general strike had been a +powerful advertisement of the value of a united working-class front . . . +[However,] no formal agreement . . . had been reached in Zaragoza. The pact +there has been created on a purely circumstantial basis with a unity of trade- +union action achieved in quite specific circumstances and generated to a +considerable extent by the workers themselves."_ [Graham Kelsey, **Anarchism +in Aragon**, p. 72] In Madrid, April 1936 (in the words of Morrow himself) +_"the CNT declared a general strike in Madrid . . . The UGT had not been asked +to join the strike, and at first had denounced it . . . But the workers came +out of all the shops and factories and public services . . . because they +wanted to fight, and only the anarchists were calling them to struggle."_ +[**Op. Cit.**, p. 41] + +Thus Morrow's comments against the CNT refusing to join the Workers' Alliance +do not provide the reader with the historical context required to make an +informed judgement of the CNT's decision. Moreover, they seem hypocritical as +the CNT's reasons for refusing to join is similar to Morrow's own arguments +against the Workers' Alliance. In addition, the CNT's practical counter- +proposal of solidarity from below had more revolutionary potential as it was +far more likely to promote rank-and-file unity plus the creation of self- +managed organisations such as workers' councils. The Workers' Alliance system +would have hindered such developments. + +## 6\. Was the October 1934 revolt sabotaged by the CNT? + +Again, following Morrow, Marxists have often alleged that the Socialist and +Workers Alliance strike wave, of October 1934, was sabotaged by the CNT. To +understand this allegation, you have to understand the background to October +1934, and the split in the workers' movement between the CNT and the UGT +(unions controlled by the reformist Socialist Party, the PSOE). + +Socialist conversion to "revolution"_ occurred only after the elections of +November 1933. In the face of massive and bloody repression (see [last +section](append32.html#app5)), the CNT-FAI had agitated for a mass abstention +at the polling booth. Faced with this campaign, the republicans and socialists +lost and all the laws they had passed against the CNT were used against +themselves. When cabinet seats were offered to the non-republican (fascist or +quasi-fascist) right, in October 1934, the PSOE/UGT called for a general +strike. If the CNT, nationally, failed to take part in this -- a mistake +recognised by many anarchist writers -- this was not (as reading Morrow +suggests) because the CNT thought _"all governments were equally bad"_ +[Morrow, **Op. Cit.**, p. 29], but because of well-founded, as it turned out, +mistrust of Socialist aims. + +A CNT call, on the 13th of February 1934, for the UGT to clearly and publicly +state its revolutionary objectives, had met with no reply. As Peirats argues, +_"[t]hat the absence of the CNT did not bother them [the UGT and Socialist +Party] is clear from their silence in regards to the [CNT's] National +Plenary's request."_ [Peirats, **Anarchists in the Spanish Revolution**, p. +96] Rhetoric aside, the Socialist Party's main aim in October seems to have +been to force new elections, so they could again form a (mildly reformist) +coalition with the Republicans (their programme for the revolt was written by +right-wing socialist Indalecio Prieto and seemed more like an election +manifesto prepared by the Liberal Republicans than a program for revolutionary +change). This was the viewpoint of the CNT, for example. Thus, the CNT, in +effect, was to be used as cannon-fodder to help produce another government +that would attack the CNT. + +As we discussed in the [last section](append32.html#app5), the UGT backed +"Workers Alliances" were little better. To repeat our comments again, the +Socialist Party (PSOE) saw the alliances as a means of dominating the workers +movement in areas where the UGT was weak. The Socialist "Liaison Committee", +for instance, set up to prepare for insurrection, only allowed regional +branches to take part in the alliances if they could guarantee Party control +(see [last section](append32.html#app5)). Raymond Carr argues that the +Socialists, _"in spite of professions to the contrary, wished to keep +socialist domination of the **Alianza Obrera.**"_ [**Spain: 1808-1975**, pp. +634-5f] Only one month after the first alliance was set up, one of its founder +members -- the Socialist Union of Catalonia \-- left in protest over PSOE +domination. + +During October the only real centre of resistance was in Asturias (on the +Spanish north coast). However, before discussing that area, we must mention +Madrid and Barcelona. According to Morrow, Catalonia _"should have been the +fortress of the uprising"_ and that _"[t]erribly discredited for their refusal +to join the October revolt, the anarchists sought to apologise by pointing to +the repression they were undergoing at the time from Companys."_ [**Op. +Cit.**, p. 30 and p. 32] Morrow fails, however and yet again, to mention a few +important facts. + +Firstly, the uprising in Catalonia was pushed for and lead by Estat Catala +which had _"temporary ascendancy over the other groups in the Esquerra"_ (the +Catalan Nationalist Party which was the Catalan government). _"Companys felt +obliged to yield to Dencas' [the leader of Estat Catala] demand that Catalonia +should take this opportunity for breaking with Madrid."_ [Gerald Brenan, **The +Spanish Labyrinth**, pp. 282-3] Estat Catala _"was a Youth movement . . . and +composed mostly of workmen and adventurers -- men drawn from the same soil as +the **sindicatos libres** [boss created anti-CNT yellow unions] of a dozen +years before -- with a violent antagonism to the Anarcho-Syndicalists. It had +a small military organisation, the **escamots**, who wore green uniforms. It +represented Catalan Nationalism in its most intransigent form: it was in fact +Catalan Fascism."_ [**Op. Cit.**, p. 282] Gabriel Jackson calls Estat Catala a +_"quasi-fascist movement within the younger ranks of the Esquerra."_ [**The +Spanish Republic and the Civil War: 1931-1939**, p. 150] Ronald Fraser terms +it _"the extreme nationalist and proto-fascist"_ wing of the party. [**Blood +of Spain**, p. 535] Hugh Thomas notes _"the fascist colouring of Dencas +ideas."_ [**The Spanish Civil War**, p. 135] + +In other words, Morrow attacks the CNT for not participating in a revolt +organised and led by Catalan Fascists (or, at best, near fascists)! + +Secondly, far from being apologetics, the repression the CNT was suffering +from Dencas police forces was very real and was occurring right up to the +moment of the revolt. In the words of historian Paul Preston: + +> _"[T]he Anarchists bitterly resented the way in which the Generalitat had +followed a repressive policy against them in the previous months. This had +been the work of the Generalitat's counsellor for public order, Josep Dencas, +leader of the quasi-fascist, ultra-nationalist party Estat Catala."_ [**The +Coming of the Spanish Civil War**, p. 176] + +This is confirmed by anarchist accounts of the rising. As Peirats points out: + +> _"On the eve of the rebellion the Catalan police jailed as many anarchists +as they could put their hands on . . . The union offices had been shut for +some time. The press censor had completely blacked out the October 6th issue +of **Solidaridad Obrera** . . . When the woodworkers began to open their +offices, they were attacked by the police, and a furious gunfight ensured. The +official radio . . . reported . . . that the fight had already began against +the FAI fascists . . . In the afternoon large numbers of police and +**escamots** turned out to attack and shut down the editorial offices of +**Solidaridad Obrera**."_ [Peirats, **Op. Cit.**, pp. 98-9] + +In other words, the first shots fired in the Catalan revolt were against the +CNT by those in revolt against the central government! + +Why were the first shots of the revolt directed at the members of the CNT? +Simply because they were trying to take part in the revolt in an organised and +coherent manner as urged by the CNT's Regional Committee itself. In spite of +the mass arrests of anarchists and CNT militants the night before by the +Catalan rebels, the CNT's Catalan Regional Committee issued a clandestine +leaflet that stated that the CNT _"must enter the battle in a manner +consistent with its revolutionary anarchist principles . . . The revolt which +broke out this morning must acquire the characteristics of a popular act +through the actions of the proletariat . . . We demand the right to intervene +in this struggle and we will take this."_ A leaflet had to be issued as +**Solidaridad Obrera** was several hours late in appearing due censorship by +the Catalan state. The workers had tried to open their union halls (all CNT +union buildings had been closed by the Catalan government since the CNT revolt +of December 1933) because the CNT's leaflet had called for the _"[i]mmediate +opening of our union buildings and the concentration of the workers on those +premises."_ [quoted by Peirats, **The CNT in the Spanish Revolution**, vol. 1, +p. 85] The participation of the CNT in the revolt as an organised force was +something the Catalan rebels refused to allow and so they fired on workers +trying to open their union buildings. Indeed, after shutting down +**Solidaridad Obrera**, the police then tried to break up the CNT's regional +plenum that was then in session, but fortunately it was meeting on different +premises and so they failed. [Peirats, **Op. Cit.**, pp. 85-6] + +Juan Gomez Casas argues that: + +> _"The situation [in October 1934] was especially difficult in Catalonia. The +Workers' Alliance . . . declared a general strike. Luis Companys, president of +the Catalan Parliament, proclaimed the Catalan State within the Spanish +Federal Republic . . . But at the same time, militants of the CNT and the FAI +were arrested . . . **Solidaridad Obrera** was censored. The Catalan +libertarians understood that the Catalan nationalists had two objectives in +mind: to oppose the central government and to destroy the CNT. Jose Dencas, +Counsellor of Defence, issued a strict order: 'Watch out for the FAI' . . . +Luis Companys broadcast a message on October 5 to all 'citizens regardless of +ideology.' However, many anarchosyndicalist militants were held by his deputy, +Dencas, in the underground cells of police headquarters."_ [**Op. Cit.**, pp. +151-2] + +Hence the paradoxical situation in which the anarchists, anarcho-syndicalists +and FAI members found themselves in during this time. The uprising was +organised by Catalan fascists who continued to direct their blows against the +CNT. As Abel Paz argues, _"[f]or the rank and file Catalan worker . . . the +insurgents . . . were actually orienting their action in order to destroy the +CNT. After that, how could they collaborate with the reactionary movement +which was directing its blows against the working class? Here was the paradox +of the Catalan uprising of October 6, 1934."_ [**Durruti: The People Armed**, +p. 158] + +In other words, during the Catalan revolt, _"the CNT had a difficult time +because the insurgents were its worst enemies."_ [Peirats, **The Anarchists in +the Spanish Revolution**, p. 98] However, the complexity of the actual +situation does not bother the reader of Morrow's work as it is not reported. +Little wonder, as Peirats argues, the _"absurd contention according to which +the confederal proletariat of Catalonia betrayed their brethren in Asturias +melts away in the face of a truthful narration of the facts."_ [**The CNT in +the Spanish Revolution**, vol. 1, p. 86] + +In summary, therefore, Morrow expected the membership of the Catalan CNT and +FAI to join in a struggle started and directed by Catalan fascists, whose +leaders in the government were arresting and shooting their members, censoring +their press, closing their union offices and refusing them a role in the +revolt as self-organised forces. We think that sums up the validity of +Trotskyism as a revolutionary theory quite well. + +In Madrid, the revolt was slightly less farcical. Here the CNT joined the +general strike. However, the UGT gave the government 24 hours notice of the +general strike, allowing the state to round up the Socialist "leaders,"_ seize +arm depots and repress the insurrection before it got started [Morrow, **Op. +Cit.**, p. 30]. As Bookchin argues, the _"massive strike in Madrid, which was +supported by the entire left, foundered for want of arms and a revolutionary +sense of direction."_ [**Op. Cit.**, p. 245] He continues: + +> _"As usual, the Socialists emerged as unreliable allies of the Anarchists. A +revolutionary committee, established by the CNT and FAI to co-ordinate their +own operations, was denied direly needed weapons by the UGT. The arms, as it +turned out, had been conveniently intercepted by government troops. But even +if they had been available, it is almost certain that the Socialists would not +have shared them with the Anarchists. Indeed, relationships between the two +major sectors of the labour movement had already been poisoned by the failure +of the Socialist Youth and the UGT to keep the CNT adequately informed of +their plans or confer with Anarchosyndicalist delegates. Despite heavy +fighting in Madrid, the CNT and FAI were obliged to function largely on their +own. When, at length, a UGT delegate informed the revolutionary committee that +Largo Caballero was not interested in common action with the CNT, the +committee disbanded."_ [**Op. Cit.**, p. 246] + +Bookchin correctly states that _"Abad de Santillan was to observe with ample +justification that Socialist attempts to blame the failure of the October +Insurrection on Anarchist abstention was a shabby falsehood"_ and quotes +Santillan: + +> _"Can there be talk of abstention of the CNT and censure of it by those who +go on strike without warning our organisation about it, who refuse to meet +with the delegates of the National Committee [of the CNT], who consent to let +the Lerrous-Gil Robles Government take possession of the arms deposits and let +them go unused before handing them over to the Confederation and the FAI?"_ +[**Ibid.**] + +Historian Paul Preston confirms that in Madrid _"Socialists and Anarchists +went on strike . . ."_ and that _"the Socialists actually rejected the +participation of Anarchist and Trotskyist groups who offered to help make a +revolutionary coup in Madrid."_ [**The Coming of the Spanish Civil War**, p. +174] Moreover, _"when delegates travelled secretly to Madrid to try to co- +ordinate support for the revolutionary Asturian miners, they were rebuffed by +the UGT leadership."_ [Graham Kelsey, **Anarchism in Aragon**, p. 73] + +Therefore, in two of the three centres of the revolt, the uprising was badly +organised. In Catalonia, the revolt was led by fascist Catalan Nationalists +who arrested and shot at CNT militants. In Madrid, the CNT backed the strike +and was ignored by the Socialists. The revolt itself was badly organised and +quickly repressed (thanks, in part, to the actions of the Socialists +themselves). Little wonder Peirats asks: + +> _"Although it seems absurd, one constantly has to ask whether the Socialists +meant to start a true revolution [in October 1934] in Spain. If the answer is +affirmative, the questions keep coming: Why did they not make the action a +national one? Why did they try to do it without the powerful national CNT? Is +a peaceful general strike revolutionary? Was what happened in Asturias +expected, or were orders exceeded? Did they mean only to scare the Radical- +CEDA government with their action?"_ [**The Anarchists in the Spanish +Revolution**, pp 95-6] + +The only real centre of resistance was in Asturias (on the Spanish north +coast). Here, the CNT had joined the Socialists and Communists in a "Workers +Alliance". But, against the alliance's terms, the Socialists alone gave the +order for the uprising -- and the Socialist-controlled Provincial Committee +starved the CNT of arms. This despite the CNT having over 22 000 affiliates in +the area (to the UGT's 40 000). We discuss the activities of the CNT during +the revolt in Asturias later (in [section 20](append32.html#app20)) and so +will do so here. + +Morrow states that the _"backbone of the struggle was broken . . . when the +refusal of the CNT railroad workers to strike enabled the government to +transport goods and troops."_ [Morrow, **Op. Cit.**, p. 30] Yet in Asturias +(the only area where major troop transportation was needed) the main +government attack was from a sea borne landing of Foreign Legion and Moroccan +troops - against the port and CNT stronghold (15 000 affiliates) of Gijon +(and, we must stress, the Socialists and Communists refused to provide the +anarchists of these ports with weapons to resist the troop landings). Hence +his claim seems somewhat at odds with the actual events of the October +uprising. + +Moreover, he seems alone in this claim. No other historian (for example, Hugh +Thomas in **The Spanish Civil War**, Raymond Carr in **Spain: 1808-1975**, +Paul Preston in **The Coming of the Spanish Civil War**, Gerald Brenan, **The +Spanish Labyrinth**, Gabriel Jackson, **The Spanish Republic and the Civil +War: 1931-1939**) makes this claim. But, of course, these are not Trotskyists +and so can be ignored. However, for objective readers such an omission might +be significant. + +Indeed, when these other historians **do** discuss the crushing of the +Asturias they all stress the fact that the troops came from the sea. For +example, Paul Preston notes that _"[w]ith CEDA approval, Franco . . . insisted +on the use of troops from Africa . . . they shipped Moorish mercenaries to +Asturias."_ [**The Coming of the Spanish Civil War**, p. 177] Gabriel Jackson +argues that the government _"feared to send in the regular Army because of the +strong possibility that the Spanish conscripts would refuse to fire on the +revolutionaries \-- or even desert to them. The War Minister . . . , acting on +the advice of Generals Franco and Goded, sent in contingents of the Morrish +**regulares** and of the Foreign Legions."_ These troops arrived _"at the +ports of Aviles and Gijon."_ [**The Spanish Republic and the Civil War: +1931-1939**, p. 157] + +Richard A. H. Robinson argues that it _"was soon decided that the [Asturias] +rebellion could only be crushed by experienced, professional troops. The other +areas of Spain could not be denuded of their garrisons in case there were +other revolutionary outbreaks. Franco therefore called upon Colonel Yague to +lead a force of Moorish regulars to help re-conquer the province from the +rebels."_ [**The Origins of Franco's Spain**, pp. 190-1] Stanley G. Payne +gives a more detailed account of the state's attack: + +> _"Army reinforcements were soon being rushed toward the region . . . Eduardo +Lopez Ochoa . . . head[ed] the main relief column . . . he began to make his +way eastward [from Galicia] with a modest force of some 360 troops in trucks, +half of whom had to be detached on the way to hold the route open. Meanwhile . +. . in the main Asturian coastal city of Gijon . . . reinforcements first +arrived by sea on the seventh, followed by larger units from the Moroccan +Protectorate on the tenth."_ [**Spain's First Democracy**, p. 219] + +No mention of trains in these accounts, so indicating that Morrow's assertions +are false. The main attack on Asturias, and so the transportation of troops +and goods, was by **_sea_**, not by trains. + +In addition, these historians point to other reasons for the defeat of the +revolt -- the amazingly bad organisation of it by the Socialist Party. Raymond +Carr sums up the overwhelming opinion of the historians when he says that +_"[a]s a national movement the revolution was a fiasco."_ [**Op. Cit.**, p. +633] Hugh Thomas states that the revolt in Catalonia was _"crushed nearly as +quickly as the general strike had been in Madrid."_ [**The Spanish Civil +War**, p. 136] Brenan correctly argues that _"[f]rom the moment that Barcelona +capitulated and the rising in Madrid fizzled out, the miners were of course +doomed."_ [**Op. Cit.**, p. 286] The failure of both these revolts was +directly attributable to the policies and actions of the Socialists who +controlled the _"Workers' Alliances"_ in both areas. Hence historian Paul +Heywood: + +> _ "[A]n important factor which contributed to the strikes' collapse and made +the state's task easier was the underlying attitude of the Socialists. For all +the talk of united action by the Left, the Socialists still wished to dominate +any combined moves. Unwilling to cede its traditional hegemony, the PSOE +rendered the Alianze obrera necessarily ineffective . . . + +> + +> "Thus, there was little genuine unity on the Spanish Left. Moreover, the +strike was very poorly planned. Differences within the PSOE meant that there +was no agreement even as to the programme of the strike. For the . . . +leftists, it represented the initiation of a full-scale Socialist revolution; +for . . . the centrists in the party, the aim of the strike was to force +Alcala-Zamora to reconsider and invite the Socialists back into a coalition +government with the Republicans."_ [**Marxism and the Failure of Organised +Socialism in Spain 1879-1936** pp. 144-5] + +Significantly, Heywood argues that _"[o]ne thing, however, did emerge from the +October strike. The example of Asturias provided a pointed lesson for the +Left: crucially, the key to the relative success of the insurrection there was +the participation of the CNT in an effective Alianza obrera. Without the CNT, +the Asturian rising would have been as short-lived and as easily defeated as +those in Madrid and Barcelona."_ [**Op. Cit.**, p. 145] + +Having discussed both Madrid and Barcelona above, we leave it to the reader to +conclude whether Morrow's comments are correct or whether a more likely +alternative explanation for the revolt's failure is possible. + +However, even assuming Morrow's claims that the failure of the CNT rail +workers' union to continue striking in the face of a completely farcical +"revolt"_ played a key role in its defeat were true, it does not explain many +facts. Firstly, the government had declared martial law -- placing the railway +workers in a dangerous position. Secondly, as Jerome R. Mintz points out, +railway workers _"were represented by two competing unions -- the Sindicato +Nacional Ferroviario of the UGT . . . and the CNT-affiliated FNIFF . . . The +UGT . . . controlled the large majority of the workers. [In 1933] Trifon +Gomez, secretary of the UGT union, did not believe it possible to mobilise the +workers, few of whom had revolutionary aspirations."_ [**The Anarchists of +Casa Viejas**, p. 178] Outside of Catalonia, the majority of the railway +workers belonged to the UGT [Sam Dolgoff, **The Anarchist Collectives**, p. +90f] Asturias (the only area where major troop transportation was needed) does +not border Catalonia -- apparently the army managed to cross Spain on a rail +network manned by a minority of its workers. + +However, these points are of little import when compared to the fact that +Asturias the main government attack was, as we mentioned above, from a sea +borne landing of Foreign Legion and Moroccan troops. Troops from Morocco who +land by sea do not need trains. Indeed, The ports of Aviles and Gijon were the +principle military bases for launching the repression against the uprising. + +The real failure of the Asturias revolt did not lie with the CNT, it lay +(unsurprisingly enough) with the Socialists and Communists. Despite CNT pleas +the Socialists refused arms, Gjon fell after a bloody struggle and became the +main base for the crushing of the entire region (_"Arriving at the ports of +Aviles and Gijon on October 8, these troops were able to overcome the +resistance of the local fishermen and stevedores. The revolutionary committees +here were Anarchist dominated. Though they had joined the rising and accepted +the slogan UHP [Unity, Proletarian Brothers], the Socialists and Communists of +Oviedo clearly distrusted them and had refused arms to their delegate the day +before."_ [Gabriel Jackson, **Op. Cit.**, p. 157]). + +This Socialist and Communist sabotage of Anarchist resistance was repeated in +the Civil War, less than two years later. + +As can be seen, Morrow's account of the October Insurrection of 1934 leaves a +lot to be desired. The claim that the CNT was responsible for its failure +cannot withstand a close examination of the events. Indeed, by providing the +facts which Morrow does not provide we can safely say that the failure of the +revolt across Spain rested squarely with the PSOE and UGT. It was badly +organised, they failed to co-operate or even communicate with CNT when aid was +offered, they relied upon the enemies of the CNT in Catalonia and refused arms +to the CNT in both Madrid and Asturias (so allowing the government force, the +main force of which landed by sea, easy access to Asturias). All in all, even +if the minority of railway workers in the CNT had joined the strike it would +have, in all probability, resulted in the same outcome. + +Unfortunately, Morrow's assertions have become commonplace in the ranks of the +Left and have become even more distorted in the hands of his Trotskyist +readers. For example, we find Nick Wrack arguing that the _"Socialist Party +called a general strike and there were insurrectionary movements in Asturias +and Catalonia, In Madrid and Catalonia the anarchist CNT stood to one side, +arguing that this was a 'struggle between politicians' and did not concern the +workers even though this was a strike against a move to incorporate fascism +into the government."_ He continues, _"[i]n Asturias the anarchist militants +participated under the pressure of the masses and because of the traditions of +unity in that area. However, because of their abstentionist stupidity, the +anarchists elsewhere continued to work, even working trains which brought the +Moorish troops under Franco to suppress the Asturias insurrection."_ +[_"Marxism, Anarchism and the State"_, pp. 31-7, **Militant International +Review**, no. 46, p. 34] + +Its hard to work out where to start in this travesty of history. We will start +with the simple errors. The CNT **did** take part in the struggle in Madrid. +As Paul Preston notes, in Madrid the _"Socialists and Anarchists went on +strike"_ [**The Coming of the Spanish Civil War**, p. 174] In Catalonia, as +indicated above, the "insurrectionary movement"_ in Catalonia was organised +and lead by Catalan Fascists, who shot upon CNT members when they tried to +open their union halls and who arrested CNT and FAI militants the night before +the uprising. Moreover, the people organising the revolt had been repressing +the CNT for months previously. Obviously attempts by Catalan Fascists to +become a government should be supported by socialists, including Trotskyists. +Moreover, the UGT and PSOE had worked with the quasi-fascist Primo do Rivera +dictatorship during the 1920s. The hypocrisy is clear. So much for the CNT +standing _"to one side, arguing that this was a 'struggle between politicians' +and did not concern the workers even though this was a strike against a move +to incorporate fascism into the government."_ + +His comments that _"the anarchists . . . work[ed] trains which brought the +Moorish troops under Franco to suppress the Asturias insurrection"_ is just +plain silly. It was **not** anarchists who ran the trains, it was railway +workers -- under martial law -- some of whom were in the CNT and some of whom +were anarchists. Moreover, as noted above the Moorish troops under Franco +arrived **by sea** and not by train. And, of course, no mention of the fact +that the CNT-FAI in the strategically key port of Gijon was denied arms by the +Socialists and Communists, which allowed the Moorish troops to disembark +without real resistance. + +Morrow has a lot to answer for. + +## 7\. Were the Friends of Durruti Marxists? + +It is sometimes claimed that the **Friends of Durruti** Group which formed +during the Spanish Revolution were Marxists or represented a "break"_ with +anarchism and a move towards Marxism. Both these assertions are false. We +discuss whether the Friends of Durruti (FoD) represented a "break"_ with +anarchism in the [following section](append32.html#app8). Here we indicate +that claims of the FoD being Marxists are false. + +The Friends of Durruti were formed, in March 1937, by anarchist militants who +had refused to submit to Communist-controlled "militarisation"_ of the +workers' militias. During the Maydays -- the government attack against the +revolution two months later -- the Friends of Durruti were notable for their +calls to stand firm and crush the counter-revolution. During and after the May +Days, the leaders of the CNT asserted that the FoD were Marxists (which was +quite ironic as it was the CNT leaders who were acting as Marxists in Spain +usually did by joining with bourgeois governments). This was a slander, pure +and simple. + +The best source to refute claims that the FoD were Marxists (or becoming +Marxist) or that they were influenced by, or moved towards, the Bolshevik- +Leninists is Agustin Guillamon's book **The Friends of Durruti Group: +1937-1939**. Guillamon is a Marxist (of the "left-communist"_ kind) and no +anarchist (indeed he states that the _"Spanish Revolution was the tomb of +anarchism as a revolutionary theory of the proletariat."_ [p. 108]). That +indicates that his account can be considered objective and not anarchist +wishful thinking. Here we use his work to refute the claims that the FoD were +Marxists. [Section 9](append32.html#app9) discusses their links (or lack of +them) with the Spanish Trotskyists. + +So were the FoD Marxists? Guillamon makes it clear -- no, they were not. In +his words, _"[t]here is nothing in the Group's theoretical tenets, much less +in the columns of **El Amigo del Pueblo** [their newspaper], or in their +various manifestos and handbills to merit the description 'marxist' being +applied to the Group [by the CNT leadership]. They were simply an opposition +to the CNT's leadership's collaborationist policy, making their stand within +the organisation and upon anarcho-syndicalist ideology."_ [p. 61] He stresses +this in his conclusion: + +> _"The Friends of Durruti was an affinity group, like many another existing +in anarcho-syndicalist quarters. It was not influenced to any extent by the +Trotskyists, nor by the POUM. Its ideology and watchwords were +quintessentially in the CNT idiom: it cannot be said that they displayed a +marxist ideology at any time . . . They were against the abandonment of +revolutionary objectives and of anarchism's fundamental and quintessential +ideological principles, which the CNT-FAI leaders had thrown over in favour of +anti-fascist unity and the need to adapt to circumstances."_ [p. 107] + +In other words, they wanted to return the CNT _"to its class struggle roots."_ +[**Ibid.**] Indeed, Balius (a leading member of the group and writer of its +1938 pamphlet **Towards a Fresh Revolution**) was moved to challenge the +charges of "marxist"_ levelled at him: + +> _"I will not repay defamatory comment in kind. But what I cannot keep mum +about is that a legend of marxism has been woven about my person and I should +like the record put straight . . . It grieves me that at the present time +there is somebody who dares call me a Marxist when I could refute with +unanswerable arguments those who hang such an unjustified label on me. As one +who attends our union assemblies and specific gatherings, I might speak of the +loss of class sensibility which I have observed on a number of occasions. I +have heard it said that we should be making politics \-- in as many words, +comrades -- in an abstract sense, and virtually no one protested. And I, who +have been aghast at countless such instances, am dubbed a marxist just because +I feel, myself to be a one hundred percent revolutionary . . . On returning +from exile in France in the days of Primo de Rivera . . . I have been a +defender of the CNT and the FAI ever since. In spite of my paralysis, I have +done time in prison and been taken in manacles to Madrid for my fervent and +steadfast championship of our organisations and for fighting those who once +were friends of mine Is that not enough? . . . So where is this marxism of +mine? Is it because my roots are not in the factory? . . . The time has come +to clarify my position. It is not good enough to say that the matter has +already been agreed. The truth must shine through. As far as I am concerned, I +call upon all the comrades who have used the press to hang this label upon me +to spell out what makes me a marxist."_ [**El Amigo del Pueblo**, no. 4, p. 3] + +As can be seen, the FoD were not Marxists. Two more questions arise. Were they +a "break"_ with anarchism (i.e. moving towards Marxism) and were they +influenced by the Spanish Trotskyists. We turn to these questions in the next +two sections. + +## 8\. Did the Friends of Durruti _"break with"_ anarchism? + +Morrow claims that the Friends of Durruti (FoD) _"represented a conscious +break with the anti-statism of traditional anarchism. They explicitly declared +the need for democratic organs of power, juntas or soviets, in the overthrow +of capitalism."_ [Morrow, **Op. Cit.**, p. 247] The truth of the matter is +somewhat different. + +Before discussing his assertion in more detail a few comments are required. +Typically, in Morrow's topsy-turvy world, all anarchists like the Friends of +Durruti (Morrow also includes the Libertarian Youth, the _"politically +awakened"_ CNT rank and file, local FAI groups, etc.) who remained true to +anarchism and stuck to their guns (often literally) -- represented a break +with anarchism and a move towards Marxism, the revolutionary vanguard party +(no doubt part of the 4th International), and a fight for the "workers +state."_ Those anarchists, on the other hand, who compromised for "anti- +fascist unity"_ (but mainly to try and get weapons to fight Franco) are the +real anarchists because _"class collaboration . . . lies concealed in the +heart of anarchist philosophy."_ [**Op. Cit.**, p. 101] + +Morrow, of course, would have had a fit if anarchists pointed to the example +of the Social Democrat's who crushed the German Revolution or Stalin's Russia +as examples that "rule by an elite lies concealed in the heart of Marxist +philosophy."_ It does not spring into Morrow's mind that those anarchists he +praises are the ones who show the revolutionary heart of anarchism. This can +best be seen from his comments on the Friends of Durruti, who we argue were +not evolving towards "Marxism"_ but rather were trying to push the CNT and FAI +back to its pre-Civil War politics and strategy. Moreover, as we argue in +[section 12](append32.html#app12), anarchism has always argued for self- +managed working class organisations to carry out and defend a revolution. The +FoD were simply following in the tradition founded by Bakunin. + +In other words, we will show that they did not _"break with"_ anarchism -- +rather they refused to compromise their anarchism in the face of "comrades"_ +who thought winning the war meant entering the government. This is clear from +their leaflets, paper and manifesto. Moreover, as will become obvious, their +"break"_ with anarchism actually just restates pre-war CNT policy and +organisation. + +For example, their leaflets, in April 1937, called for the unions and +municipalities to _"replace the state"_ and for no retreat: + +> _"We have the organs that must supplant a State in ruins. The Trade Unions +and Municipalities must take charge of economic and social life."_ [quoted by +Agustin Guillamon, **Op. Cit.**, p. 38] + +This clearly is within the CNT and anarcho-syndicalist tradition. Their +manifesto, in 1938, repeated this call (_"the state cannot be retained in the +face of the unions"_), and made three demands as part of their programme. It +is worth quoting these at length: + +> _"I - Establishment of a Revolutionary Junta or National Defence Council. + +> + +> "This body will be organised as follows: members of the revolutionary Junta +will be elected by democratic vote in the union organisations. Account is to +be taken of the number of comrades away at the front . . . The Junta will +steer clear of economic affairs, which are the exclusive preserve of the +unions. + +> + +> "The functions of the revolutionary Junta are as follows: + +> + +> "a) The management of the war +> "b) The supervision of revolutionary order +> "c) International affairs +> "d) Revolutionary propaganda. +> + +> + +> "Posts to come up regularly for re-allocation so as to prevent anyone +growing attached to them. And the trade union assemblies will exercise control +over the Junta's activities. + +> + +> "II - All economic power to the syndicates. + +> + +> "Since July the unions have supplied evidence of the great capacity for +constructive labour. . . It will be the unions that structure the proletarian +economy. + +> + +> "An Economic Council may also be set up, taking into consideration the +natures of the Industrial Unions and Industrial federations, to improve on the +co-ordination of economic activities. + +> + +> "III - Free municipality. + +> + +> [...] + +> + +> "The Municipality shall take charge of those functions of society that fall +outside the preserve of the unions. And since the society we are going to +build shall be composed exclusively of producers, it will be the unions, no +less, that will provide sustenance for the municipalities. . . + +> + +> "The Municipalities will be organised at the level of local, comarcal and +peninsula federations. Unions and municipalities will maintain liaison at +local, comarcal and national levels."_ [**Towards a Fresh Revolution**] + +This programme basically mimics the pre-war CNT policy and organisation and so +cannot be considered as a _"break"_ with anarchist or CNT politics or +tradition. + +Firstly, we should note that the _"municipality"_ was a common CNT expression +to describe a _"commune"_ which was considered as _"all the residents of a +village or hamlet meeting in assembly (council) with full powers to administer +and order local affairs, primarily production and distribution."_ In the +cities and town the equivalent organisation was _"the union"_ which _"brings +individuals together, grouping them according to the nature of their work . . +. First, it groups the workers of a factory, workshop or firm together, this +being the smallest cell enjoying autonomy with regard to whatever concerns it +alone . . . The local unions federate with one another, forming a local +federation, composed of the committee elected by the unions, and of the +general assembly that, in the last analysis, holds supreme sovereignty."_ +[Issac Puente, **Libertarian Communism**, p. 25 and p. 24] + +In addition, the _"national federations [of unions] will hold as common +property the roads, railways, buildings, equipment, machinery and workshops"_ +and the _"free municipality will federate with its counterparts in other +localities and with the national industrial federations."_ [**Op. Cit.**, p. +29 and p. 26] Thus Puente's classic pre-war pamphlet is almost identical to +points two and three of the FoD Programme. + +Moreover, the _"Economic Council"_ urged by the FoD in point two of their +programme is obviously inspired by the work of Abad Diego de Santillan, +particularly his book **After the Revolution** (**El Organismo Economico de la +Revolucion**). Discussing the role of the _"Federal Council of Economy"_, de +Santillan says that it _"receives its orientation from below and operates in +accordance with the resolutions of the regional and national assemblies."_ [p. +86] Just as the CNT Congresses were the supreme policy-making body in the CNT +itself, they envisioned a similar body emanating from the rank-and-file +assemblies to make the guiding decisions for a socialised economy. + +This leaves point one of their programme, the call for a _"Revolutionary Junta +or National Defence Council."_ It is here that Morrow and a host of other +Marxists claim the FoD broke with anarchism towards Marxism. Nothing could be +further from the truth. + +Firstly, anarchists have long supported the idea of workers' councils (or +soviets) as an expression of working class power to control their own lives +(and so society) -- indeed, far longer than Marxists. Thus we find Bakunin +arguing that the _"future social organisation must be made solely from the +bottom up, by the free association or federation of workers, firstly in their +unions, then in the communes, regions, nations and finally in a great +federation, international and universal."_ Anarchists _"attain this goal . . . +by the development and organisation, not of the political but of the social +(and, by consequence, anti-political) power of the working masses."_ +[**Michael Bakunin: Selected Writings**, p. 206 and p. 198] These councils of +workers' delegates (workers' councils) would be the basis of the commune and +defence of the revolution: + +> _"the federative Alliance of all working men's associations . . . constitute +the Commune . . .. Commune will be organised by the standing federation of the +Barricades. . . [T]he federation of insurgent associations, communes and +provinces . . . [would] organise a revolutionary force capable of defeating +reaction . . . it is the very fact of the expansion and organisation of the +revolution for the purpose of self-defence among the insurgent areas that will +bring about the triumph of the revolution."_ [**Op. Cit.**, pp. 170-1] + +This perspective can be seen in the words of the German anarcho-syndicalist H. +Ruediger (member of the IWA's secretariat in 1937) when he argued that for +anarchists _"social re-organisation, like the defence of the revolution, +should be concentrated in the hands of **working class organisations** \-- +whether labour unions or new organs of spontaneous creation, such as free +councils, etc., which, as an expression of the will of the workers themselves, +from **below up**, should construct the revolutionary social community."_ +[quoted in **The May Days in Barcelona**, Vernon Richards (ed.), p. 71] + +Camillo Berneri sums up the anarchist perspective clearly when he wrote: + +> _"The Marxists . . . foresee the natural disappearance of the State as a +consequence of the destruction of classes by the means of 'the dictatorship of +the proletariat,' that is to say State Socialism, whereas the Anarchists +desire the destruction of the classes by means of a social revolution which +eliminates, with the classes, the State. The Marxists, moreover, do not +propose the armed conquest of the Commune by the whole proletariat, but the +propose the conquest of the State by the party which imagines that it +represents the proletariat. The Anarchists allow the use of direct power by +the proletariat, but they understand by the organ of this power to be formed +by the entire corpus of systems of communist administration -- corporate +organisations [i.e. industrial unions], communal institutions, both regional +and national -- freely constituted outside and in opposition to all political +monopoly by parties and endeavouring to a minimum administrational +centralisation."_ [_"Dictatorship of the Proletariat and State Socialism"_, +**Cienfuegos Press Anarchist Review**, no. 4, p. 52] + +In other words, anarchists **do** support democratic organs of power when they +are **directly** democratic (i.e. self-managed). _"The basic idea of Anarchism +is simple,"_ argued Voline, _"no party . . . placed above or outside the +labouring masses . . . ever succeeds in emancipating them . . . Effective +emancipation can only be achieved by the **direct, widespread, and independent +action of those concerned, of the workers themselves**, grouped, not under the +banner of a political party . . . but in their own class organisations +(productive workers' unions, factory committees, co-operatives, et cetra) on +the basis of concrete action and self-government."_ [**The Unknown +Revolution**, p, 197] + +Anarchists oppose **representative** organs of power as these are governments +and so based on minority power and subject to bureaucratic deformations which +ensure **un**-accountablity from below. Anarchists argue _"that, by its very +nature, political power could not be exercised except by a very restricted +group of men at the centre. Therefore this power \-- the **real** power -- +could not belong to the soviets. It would actually be in the hands of the +party."_ [Voline, **Op. Cit.**, p. 213] + +Thus Morrow's argument is flawed on the basic point that he does not +understand anarchist theory or the nature of an anarchist revolution (also see +[ section 12](append32.html#app12)). + +Secondly, and more importantly given the Spanish context, the FoD's vision has +a marked similarity to pre-Civil War CNT organisation, policy and vision. This +means that the idea of a National Defence Council was not the radical break +with the CNT that some claim. Before the civil war the CNT had long has its +defence groups, federated at regional and national level. Historian Jerome +Mintz provides a good summary: + +> _"The policies and actions of the CNT were conducted primarily by +administrative juntas, beginning with the sindicato, whose junta consisted of +a president, secretary, treasurer, and council members. At each step in the +confederation, a representative [sic! -- delegate] was sent to participate at +the next organisational level -- from sindicato to the district to the +regional confederation, then to the national confederation. In addition to the +juntas, however, there were two major committee systems established as +adjuncts to the juntas that had developed some autonomy: the **comites pro +presos**, or committees for political prisoners, which worked for the release +of prisoners and raised money for the relief of their families; and the +**comites de defensa**, or defence committees, whose task was to stockpile +weapons for the coming battle and to organise the shock troops who would bear +the brunt of the fighting."_ [**The Anarchists of Casas Viejas**, p. 141] + +Thus we see that the CNT had its _"juntas"_ (which means council or committee +and so does not imply any authoritarianism) as well as _"defence committees"_ +which were elected by democratic vote in the union organisations decades +before the FoD existed. The Defence Committees (or councils) were a CNT +insurgent agency in existence well before July 1936 and had, in fact, played a +key role in many insurrections and strikes, including the events of July 1936. +In other words, the _"break"_ with anarchism Morrow presents was, in fact, an +exact reproduction of the way the CNT had traditionally operated and acted -- +it is the same program of a _"workers defence council"_ and _"union management +of the economy"_ that the CNT had advocated prior to the outbreak of the Civil +War. The only _"break"_ that **did** occur post 19th of July was that of the +CNT and FAI ignoring its politics and history in favour of "anti-fascist +unity"_ and a UGT "Workers' Alliance"_ with all anti-fascist unions and +parties (see [section 20](append32.html#app20)). + +Moreover, the CNT insurrection of December 1933 had been co-ordinated by a +National Revolutionary Committee [**No Gods, No Masters**, vol. 2, p. 235]. +D.A. Santillan argued that the _"local Council of Economy will assume the +mission of defence and raise voluntary corps for guard duty and if need be, +for combat"_ in the _"cases of emergency or danger of a counter-revolution."_ +[**After the Revolution**, p. 80] During the war itself a CNT national plenum +of regions, in September 1936, called for a National Defence Council, with +majority union representation and based on Regional Defence Councils. The +Defence Council of Aragon, set up soon after, was based on these ideas. The +need for co-ordinated revolutionary defence and attack is just common sense -- +and had been reflected in CNT theory, policy and structure for decades. + +An understanding of the basic ideas of anarchist theory on revolution combined +with the awareness of the CNT's juntas (administrative councils or committees) +had _"defence committees"_ associated with them makes it extremely clear that +rather than being a _"conscious break with the anti-statism of traditional +anarchism"_ the FoD's programme was, in fact, a conscious **return** to the +anti-statism of traditional anarchism and the revolutionary program and vision +of the pre-Civil War CNT. + +This is confirmed if we look at the activities of the CNT in Aragon where they +formed the _"Defence Council of Aragon"_ in September 1936. In the words of +historian Antony Beevor, _"[i]n late September delegates from the Aragonese +collectives attended a conference at Bujaraloz, near where Durruti's column +was based. They decided to establish a Defence Council of Aragon, and elected +as president Joaquin Ascaso."_ [**Op. Cit.**, p. 96] In February 1937, the +first congress of the regional federation of collectives was held at Caspe to +co-ordinate the activities of the collectives -- an obvious example of a +regional economic council desired by the FoD. Morrow does mention the Council +of Aragon -- _"the anarchist-controlled Council for the Defence of Aragon"_ +[**Op. Cit.**, p. 111] -- however, he strangely fails to relate this fact to +anarchist politics. After all, in Aragon the CNT-FAI remained true to +anarchism, created a defence council and a federation of collectives. If +Morrow had discussed the events in Aragon he would have had to draw the +conclusion that the FoD were not a _"conscious break with the traditional +anti-statism of anarchism"_ but rather were an expression of it. + +This can be seen from the comments made after the end of the war by the +Franco-Spanish Group of **The Friends of Durruti**. They clearly argued for a +return to the principles of anarchism and the pre-war CNT. They argued not +only for workers' self-organisation and self-management as the basis of the +revolution but also to the pre-war CNT idea of a workers' alliance from the +bottom up rather than a UGT-style one at the top (see [section +5](append32.html#app5)). In their words: + +> _"A revolution requires the absolute domination of the workers' +organisations as was the case in July, 1936, when the CNT-FAI were masters . . +. We incline to the view that it is necessary to form a Revolutionary +Alliance; a Workers' Front; where no one would be allowed to enter and take +their place except on a revolutionary basis . . . "_ [**The Friends of Durruti +Accuse**] + +As can be seen, rather than a "revolutionary government" the FoD were +consistently arguing for a federation of workers' associations as the basis of +the revolution. In this they were loyally following Bakunin's basic arguments +and the ideas of anarchism. Rather than the FoD breaking with anarchism, it is +clear that it was the leading committees of the CNT and FAI which actually +broke with the politics of anarchism and the tactics, ideas and ideals of the +CNT. + +Lastly there are the words of Jaime Balius, one of the FoD's main activists, +who states in 1976 that: + +> _"We did not support the formation of Soviets; there were no grounds in +Spain for calling for such. We stood for 'all power to the trade unions'. In +no way were we politically orientated . . . Ours was solely an attempt to save +the revolution; at the historical level it can be compared to Kronstadt +because if there the sailors and workers called for 'all power to the +Soviets', we were calling for all power to the unions."_ [quoted by Ronald +Fraser, **Blood of Spain**, p. 381] + +_"Political"_ here meaning "state-political" -- a common anarchist use of the +word. According to Fraser, the _"proposed revolutionary junta was to be +composed of combatants from the barricades."_ [**Ibid.**] This echoes +Bakunin's comment that the _"Commune will be organised by the standing +federation of the Barricades and by the creation of a Revolutionary Communal +Council composed of one or two delegates from each barricade . . . vested with +plenary but accountable and removable mandates."_ [**Op. Cit.**, pp. 170-1] + +As can be seen, rather than calling for power to a party or looking to form a +government (i.e. being _"politically orientated"_) the FoD were calling for +_"all power to the unions."_ This meant, in the context of the CNT, all power +to the union assemblies in the workplace. Decision making would flow from the +bottom upwards rather than being delegated to a "revolutionary"_ government as +in Trotskyism. To stress the point, the FoD did not represent a _"break"_ with +anarchism or the CNT tradition. To claim otherwise means to misunderstand +anarchist politics and CNT history. + +Our analysis, we must note, also makes a mockery of Guillamon's claim that +because the FoD thought that libertarian communism had to be _"impose[d]"_ and +_"defended by force of arms"_ their position represented an _"evolution within +anarchist thought processes."_ [**Op. Cit.**, p. 95] As has been made clear +above, from Bakunin onwards revolutionary anarchism has been aware of the need +for an insurrection to create an anarchist society by destroying both the +state and capitalism (i.e. to _"impose"_ a free society upon those who wish +hierarchy to continue and are in a position of power) and for that revolution +to be defended against attempts to defeat it. Similarly, his claim that the +FoD's _"revolutionary junta"_ was the equivalent of what _"others call the +vanguard or the revolutionary party"_ cannot be defended given our discussion +above -- it is clear that the junta was not seen as a form of delegated power +by rather as a means of defending the revolution like the CNT's defence +committees and under the direct control of the union assemblies. + +It may be argued that the FoD did not actually mean this sort of structure. +Indeed, their manifesto states that they are _"introducing a slight variation +in anarchism into our program. The establishment of a Revolutionary Junta."_ +Surely this implies that they saw themselves as having moved away from +anarchism and CNT policy? As can be seen from Balius' comments during and +after the revolution, the FoD were arguing for _"all power to the unions"_ and +stating that _"apolitical anarchism had failed."_ However, _"apolitical"_ +anarchism came about post-July 19th when the CNT-FAI (ignoring anarchist +theory and CNT policy and history) **ignored** the state machine rather than +destroying it and supplanting it with libertarian organs of self-management. +The social revolution that spontaneously occurred after July 19th was +essentially economic and social (i.e. _"apolitical"_) and not _"anti- +political"_ (i.e. the destruction of the state machine). Such a revolution +would soon come to grief on the shores of the (revitalised) state machine -- +as the FoD correctly argued had happened. + +To state that they had introduced a variation into their anarchism makes sense +post-July 1936. The _"apolitical"_ line of the CNT-FAI had obviously failed +and a new departure was required. While it is clear that the FoD's "new"_ +position was nothing of the kind, it was elemental anarchist principles, it +was "new"_ in respect to the policy the CNT ("anarchism"_) had conducted +during the Civil War -- a policy they justified by selective use of anarchist +theory and principles. In the face of this, the FoD could claim they were +presenting a new variation in spite of its obvious similarities to pre-war CNT +policies and anarchist theory. Thus the claim that the FoD saw their ideas as +some sort of departure from traditional anarchism cannot be maintained, given +the obvious links this "new"_ idea had with the past policies and structure of +the CNT. As Guillamon makes it clear, the FoD made _"their stand within the +organisation and upon anarcho-syndicalist ideology"_ and _"[a]t all times the +Group articulated an anarcho-syndicalist ideology, although it also voiced +radical criticism of the CNT and FAI leadership. But it is a huge leap from +that to claiming that the Group espoused marxist positions."_ [**Op. Cit.**, +p. 61 and p. 95] + +One last comment. Morrow states that the _"CNT leadership . . . expelled the +Friends of Durruti"_ [**Op. Cit.**, p. 189] This is not true. The CNT +leadership did **try** to expel the FoD. However, as Balius points out, the +_"higher committees order[ed] our expulsion, but this was rejected by the rank +and file in the trade union assemblies and at a plenum of FAI groups held in +the Casa CNT-FAI."_ [quoted by Agustin Guillamon, **Op. Cit.**, p. 73] Thus +the CNT leadership could never get their desire ratified by any assembly of +unions or FAI groups. Unfortunately, Morrow gets his facts wrong (and also +presents a somewhat false impression of the relationship of the CNT leadership +and the rank and file). + +## 9\. Were the Friends of Durruti influenced by Trotskyists? + +Morrow implies that the Bolshevik-Leninists _"established close contacts with +the anarchist workers, especially the 'Friends of Durruti'"_ [**Op. Cit.**, p. +139] The truth, as usual, is somewhat different. + +To prove this we must again turn to Guillamon's work in which he dedicates a +chapter to this issue. He brings this chapter by stating: + +> _"It requires only a cursory perusal of **El Amigo del Pueblo** or Balius's +statements to establish that the Friends of Durruti were never marxists, nor +influenced at all by the Trotskyists or the Bolshevik-Leninist Section. But +there is a school of historians determined to maintain the opposite and hence +the necessity for this chapter."_ [**Op. Cit.**, p. 94] + +He stresses that the FoD _"were not in any way **beholden** to Spanish +Trotskyism is transparent from several documents"_ and notes that while the +POUM and Trotskyists displayed _"an interest"_ in _"bringing the Friends of +Durruti under their influence"_ this was _"something in which they never +succeeded."_ [**Op. Cit.**, p. 96 and p. 110] + +Pre-May, 1937, Balius himself states that the FoD _"had no contact with the +POUM, nor with the Trotskyists."_ [**Op. Cit.**, p. 104] Post-May, this had +not changed as witness E. Wolf letter to Trotsky in July 1937 which stated +that it _"will be impossible to achieve any collaboration with them . . . +Neither the POUMists nor the Friends would agree to the meeting [to discuss +joint action]."_ [**Op. Cit.**, pp. 97-8] + +In other words, the Friends of Durruti did not establish _"close contacts"_ +with the Bolshevik-Leninists after the May Days of 1937. While the Bolshevik- +Leninists may have wished for such contacts, the FoD did not (they probably +remembered their fellow anarchists and workers imprisoned and murdered when +Trotsky was in power in Russia). They were, of course, contacts of a limited +kind but no influence or significant co-operation. Little wonder Balius stated +in 1946 that the _"alleged influence of the POUM or the Trotskyists upon us is +untrue."_ [quoted, **Op. Cit.**, p. 104] + +It is hardly surprising that the FoD were not influenced by Trotskyism. After +all, they were well aware of the policies Trotsky introduced when he was in +power. Moreover, the program of the Bolshevik-Leninists was similar in +rhetoric to the anarchist vision -- they differed on the question of whether +they actually **meant** _"all power to the working class"_ or not (see section +[12](append32.html#app12) and [13](append32.html#app13)). And, of course, the +Trotskyists activities during the May Days amounted to little more that +demanding that the workers' do what they were already doing (as can be seen +from the leaflet they produced -- as George Orwell noted, _"it merely demanded +what was happening already"_ [**Homage to Catalonia**, p. 221]). As usual, the +"vanguard of the proletariat"_ were trying to catch up with the proletariat. + +In theory and practice the FoD were miles ahead of the Bolshevik-Leninists -- +as to be expected, as the FoD were anarchists. + +## 10\. What does the Friends of Durruti's programme tell us about Trotskyism? + +Morrow states that the FoD's _"slogans included the essential points of a +revolutionary program: all power to the working class, and democratic organs +of the workers, peasants and combatants, as the expression of the workers' +power."_ [**Op. Cit.**, p. 133] It is useful to compare Leninism to these +points to see if that provides a revolutionary program. + +Firstly, as we argue in more detail in [section 11](append32.html#app11), +Trotsky abolished the democratic organs of the Red Army. Lenin's rule also saw +the elimination of the factory committee movement and its replacement with +one-man management appointed from above (see [section 17](append32.html#app17) +and Maurice Brinton's **The Bolsheviks and Workers' Control** for details). +Both these events occurred before the start of the Russian Civil War in May +1918. Moreover, neither Lenin nor Trotsky considered workers' self-management +of production as a key aspects of socialism. On this level, Leninism in power +did not constitute a _"revolutionary program."_ + +Secondly, Leninism does **not** call for _"all power to the working class"_ or +even _"workers' power"_ to manage their own affairs. To quote Trotsky, in an +article written in 1937, _"the proletariat can take power only through its +vanguard."_ The working classes' role is one of supporting the party: + +> _"Without the confidence of the class in the vanguard, without support of +the vanguard by the class, there can be no talk of the conquest of power. + +> + +> "In this sense the proletarian revolution and dictatorship are the work of +the whole class, but only under the leadership of the vanguard."_ + +Thus, rather than the working class as a whole seizing power, it is the +_"vanguard"_ which takes power -- _"a revolutionary party, even after seizing +power . . . is still by no means the sovereign ruler of society."_ +[**Stalinism and Bolshevism**] So much for "workers' power"_ \-- unless you +equate that with the "power"_ to give your power, your control over your own +affairs, to a minority who claim to represent you. Indeed, Trotsky even +attacks the idea that workers' can achieve power directly via organs of self- +management like workers' councils (or soviets): + +> _"Those who propose the abstraction of the Soviets from the party +dictatorship should understand that only thanks to the party dictatorship were +the Soviets able to lift themselves out of the mud of reformism and attain the +state form of the proletariat."_ [**Op. Cit.**] + +In other words, the dictatorship of the proletariat is, in fact, expressed by +_"the party dictatorship."_ In this Trotsky follows Lenin who asserted that: + +> _"The very presentation of the question -- 'dictatorship of the Party **or** +dictatorship of the class, dictatorship (Party) of the leaders **or** +dictatorship (Party) of the masses?' -- is evidence of the most incredible and +hopeless confusion of mind . . . [because] classes are usually . . . led by +political parties. . . "_ [**Left-wing Communism: An Infantile Disorder**, pp. +25-6] + +As has been made clear above, the FoD being anarchists aimed for a society of +generalised self-management, a system in which working people directly +controlled their own affairs and so society. As these words by Lenin and +Trotsky indicate they did not aim for such a society, a society based on _"all +power to the working class."_ Rather, they aimed for a society in which the +workers would delegate their power into the hands of a few, the revolutionary +party, who would exercise power **on their behalf.** The FoD meant exactly +what they said when they argued for _"all power to the working class"_ \-- +they did not mean this as a euphemism for party rule. In this they followed +Bakunin: + +> _"[T]he federated Alliance of all labour associations . . . will constitute +the Commune . . . there will be a federation of the standing barricades and a +Revolutionary Communal Council will operate on the basis of one or two +delegates from each barricade . . . these deputies being invested with binding +mandates and accountable and revocable at all times. . . An appeal will be +issued to all provinces, communes and associations inviting them to follow the +example set . . . [and] to reorganise along revolutionary lines . . . and to +then delegate deputies to an agreed place of assembly (all of those deputies +invested with binding mandates and accountable and subject to recall), in +order to found the federation of insurgent associations, communes and +provinces . . . Thus it is through the very act of extrapolation and +organisation of the Revolution with an eye to the mutual defences of insurgent +areas that the . . . Revolution, founded upon . . . the ruins of States, will +emerge triumphant. . . + +> + +> "Since it is the people which must make the revolution everywhere, and since +the ultimate direction of it must at all times be vested in the people +organised into a free federation of agricultural and industrial organisations +. . . being organised from the bottom up through revolutionary delegation . . +."_ [**No God, No Masters**, vol. 1, pp. 155-6] + +And: + +> _"Not even as revolutionary transition will we countenance national +Conventions, nor Constituent Assemblies, nor provisional governments, nor so- +called revolutionary dictatorships: because we are persuaded that revolution s +sincere, honest and real only among the masses and that, whenever it is +concentrated in the hands of a few governing individuals, it inevitably and +immediately turns into reaction."_ [**Op. Cit.**, p. 160] + +As can be seen, Bakunin's vision is precisely, to use Morrow' words, _"all +power to the working class, and democratic organs of the workers, peasants and +combatants, as the expression of the workers' power."_ Thus the Friends of +Durruti's program is not a _"break"_ with anarchism (as we discussed in more +detail in [section 8](append32.html#app8)) but rather in the tradition started +by Bakunin -- in other words, an anarchist program. It is Leninism, as can be +seen, which rejects this _"revolutionary program"_ in favour of all power to +the representatives of the working class (i.e. party) which it confuses with +the working class as a whole. + +Given that Morrow asserts that _"all power to the working class"_ was an +_"essential"_ point of _"a revolutionary program"_ we can only conclude that +Trotskyism does not provide a revolutionary program -- rather it provides a +program based, at best, on representative government in which the workers' +delegate their power to a minority or, at worse, on party dictatorship +**over** the working class (the experience of Bolshevik Russia would suggest +the former quickly becomes the latter, and is justified by Bolshevik +ideology). + +By his own arguments, here as in so many other cases, Morrow indicates that +Trotskyism is not a revolutionary movement or theory. + +## 11\. Why is Morrow's comments against the militarisation of the Militias +ironic? + +Morrow denounces the Stalinist militarisation of the militias (their +_"campaign for wiping out the internal democratic life of the militias"_) as +follows: + +> _"The Stalinists early sought to set an 'example' by handing their militias +over to government control, helping to institute the salute, supremacy of +officers behind the lines, etc. . . + +> + +> "The example was wasted on the CNT masses . . . The POUM reprinted for +distribution in the militias the original Red Army Manual of Trotsky, +providing for a democratic internal regime and political life in the army."_ +[**Op. Cit.**, p. 126] + +Morrow states that he supported the _"democratic election of soldiers' +committees in each unit, centralised in a national election of soldiers' +delegates to a national council."_ Moreover, he attacks the POUM leadership +because it _"**forbade** election of soldiers' committees"_ and argued that +the _"simple, concrete slogan of elected soldier's committees was the only +road for securing proletariat control of the army."_ He attacks the POUM +because its _"ten thousand militiamen were controlled bureaucratically by +officials appointed by the Central Committee of the party, election of +soldiers' committees being expressly forbidden."_ [**Op. Cit.**, p. 127, p. +128 and pp. 136-7] + +Again, Morrow is correct. A revolutionary working class militia **does** +require self-management, the election of delegates, soldiers' councils and so +on. Bakunin, for example, argued that the fighters on the barricades would +take a role in determining the development of the revolution as the _"Commune +will be organised by the standing federation of the Barricades . . . composed +of one or two delegates from each barricade . . . vested with plenary but +accountable and removable mandates."_ This would complement _"the federative +Alliance of all working men's [and women's] associations . . . which will +constitute the Commune."_ [**Michael Bakunin: Selected Writings**, pp. 170-1] +That is **exactly** why the CNT militia organised in this fashion (and, we +must note, they were only applying the organisational principles of the CNT +and FAI -- i.e. anarchism -- to the militias). The militia columns were +organised in a libertarian fashion from the bottom up: + +> _"The establishment of war committees is acceptable to all confederal +militias. We start from the individual and form groups of ten, which come to +accommodations among themselves for small-scale operations. Ten such groups +together make up one centuria, which appoints a delegate to represent it. +Thirty centurias make up one column, which is directed by a war committee, on +which the delegates from the centurias have their say. . . although every +column retains its freedom of action, we arrive at co-ordination of forces, +which is not the same thing as unity of command."_ [**No Gods, No Masters**, +vol. 2, pp. 256-7] + +In other words, Morrow is arguing for an **anarchist** solution to the problem +of defending the revolution and organising those who were fighting fascism. We +say anarchist for good reason. What is ironic about Morrow's comments and +description of _"workers' control of the army"_ is that these features were +**exactly** those eliminated by Trotsky when he created the Red Army in 1918! +Indeed, Trotsky acted in **exactly** the same way as Morrow attacks the +Stalinists for acting (and they used many of the same arguments as Trotsky did +to justify it). + +As Maurice Brinton correctly summarises: + +> _"Trotsky, appointed Commissar of Military Affairs after Brest-Litovsk, had +rapidly been reorganising the Red Army. The death penalty for disobedience +under fire had been restored. So, more gradually, had saluting, special forms +of address, separate living quarters and other privileges for officers. +Democratic forms of organisation, including the election of officers, had been +quickly dispensed with."_ [**The Bolsheviks and Workers' Control**, p. 37] + +He notes that _"[f]or years, Trotskyist literature has denounced these +reactionary facets of the Red Army as examples of what happened to it 'under +Stalinism.'"_ [**Op. Cit.**, p. 37f] This claim was, amazingly enough, also +made by Trotsky himself. In 1935 he re-wrote history by arguing that _"[i]n +the fire of the cruel struggle [of the Civil War], there could not be even a +question of a privileged position for officers: the very word was scrubbed out +of the vocabulary."_ Only _"after the victories had been won and the passage +made to a peaceful situation"_ did _"the military apparatus"_ try to _"become +the most influential and privileged part of the whole bureaucratic apparatus"_ +with _"the Stalinist bureaucracy . . . gradually over the succeeding ten to +twelve years"_ ensuring for them _"a superior position"_ and giving them +_"ranks and decorations."_ [**How Did Stalin Defeat the Opposition?**] + +In fact, _"ranks and decorations"_ and _"superior"_ positions were introduced +by Trotsky **before** the outbreak of the Civil War in May 1918. Having been +responsible for such developments you would think he would remember them! + +On March 28th, 1918, Trotsky gave a report to the Moscow City Conference of +the Communist Party. In this report he stated that _"the principle of election +is politically purposeless and technically inexpedient, and it has been, in +practice, abolished by decree"_ and that the Bolsheviks _"fac[ed] the task of +creating a regular Army."_ Why the change? Simply because the Bolshevik Party +held power (_"political power is in the hands of the same working class from +whose ranks the Army is recruited"_). Of course, power was actually held by +the Bolshevik party, not the working class, but never fear: + +> _"Once we have established the Soviet regime, that is a system under which +the government is headed by persons who have been directly elected by the +Soviets of Workers', Peasants' and Soldiers' Deputies, there can be no +antagonism between the government and the mass of the workers, just as there +is no antagonism between the administration of the union and the general +assembly of its members, and, therefore, there cannot be any grounds for +fearing the **appointment** of members of the commanding staff by the organs +of the Soviet Power."_ [**Work, Discipline, Order**] + +Of course, most workers' are well aware that the administration of a trade +union usually works against them during periods of struggle. Indeed, so are +most Trotskyists as they often denounce the betrayals by that administration. +Thus Trotsky's own analogy indicates the fallacy of his argument. Elected +officials do not necessary reflect the interests of those who elected them. +That is why anarchists have always supported **delegation** rather than +representation combined with decentralisation, strict accountability and the +power of instant recall. In a highly centralised system (as created by the +Bolsheviks and as exists in most social democratic trade unions) the ability +to recall an administration is difficult as it requires the agreement of +**all** the people. Thus there are quite a few grounds for fearing the +appointment of commanders by the government -- no matter which party makes it +up. + +If, as Morrow argues, the _"simple, concrete slogan of elected soldier's +committees was the only road for securing proletariat control of the army"_ +then Trotsky's regime in the Red Army ensured the defeat of proletarian +control of that organisation. The question Morrow raises of who would control +the army, the working class or the bourgeois failed to realise the real +question -- who was to control the army, the working class, the bourgeois or +the state bureaucracy. Trotsky ensured that it would be the latter. + +Hence Morrow's own arguments indicate the anti-revolutionary nature of +Trotskyism -- unless, of course, we decide to look only at what people say and +not what they do. + +Of course some Trotskyists know what Trotsky actually did when he held power +and try and present apologetics for his obvious destruction of soldiers' +democracy. One argues that the _"Red Army, more than any other institution of +the civil war years, embodied the contradiction between the political +consciousness and circumstantial coercion. On the one hand the creation of a +Red Army was a retreat: it was a conscripted not a voluntary army; officers +were appointed not elected . . . But the Red Army was also filled with a +magnificent socialist consciousness."_ [John Rees, _"In Defence of October"_, +**International Socialism**, no. 52, pp. 3-82, p. 46] + +This argument is somewhat weak for two reasons. + +Firstly, the regressive features of the Red Army appeared **before** the start +of the Civil War. It was a political decision to organise in this way, a +decision **not justified at the time in terms of circumstantial necessity**. +Indeed, far from it (like most of the other Bolshevik policies of the period). +Rather it was justified under the rather dubious rationale that workers did +not need to fear the actions of a workers' state. Circumstances were not +mentioned at all nor was the move considered as a retreat or as a defeat. It +was not even considered as a matter of principle. + +This perspective was reiterated by Trotsky after the end of the Civil War. +Writing in 1922, he argued that: + +> _"There was and could be no question of controlling troops by means of +elected committees and commanders who were subordinate to these committees and +might be replaced at any moment . . . [The old army] had carried out a social +revolution within itself, casting aside the commanders from the landlord and +bourgeois classes and establishing organs of revolutionary self-government, in +the shape of the Soviets of Soldiers' Deputies. These organisational and +political measures were correct and necessary from the standpoint of breaking +up the old army. But a new army capable of fighting could certainly not grow +directly out of them . . . The attempt made to apply our old organisational +methods to the building of a Red Army threatened to undermine it from the very +outset . . . the system of election could in no way secure competent, suitable +and authoritative commanders for the revolutionary army. The Red Army was +built from above, in accordance with the principles of the dictatorship of the +working class. Commanders were selected and tested by the organs of the Soviet +power and the Communist Party. Election of commanders by the units themselves +-- which were politically ill-educated, being composed of recently mobilised +young peasants -- would inevitably have been transformed into a game of +chance, and would often, in fact, have created favourable circumstances for +the machinations of various intriguers and adventurers. Similarly, the +revolutionary army, as an army for action and not as an arena of propaganda, +was incompatible with a regime of elected committees, which in fact could not +but destroy all centralised control."_ [**The Path of the Red Army**] + +If a _"circumstantial"_ factor exists in this rationale, it is the claim that +the soldiers were _"politically ill-educated."_ However, **every** mass +movement or revolution **starts** with those involved being _"politically ill- +educated."_ The very process of struggle educates them politically. A key part +of this radicalisation is practising self-management and self-organisation -- +in other words, in participating in the decision making process of the +struggle, by discussing ideas and actions, by hearing other viewpoints, +electing and mandating delegates. To remove this ensures that those involved +**remain** _"politically ill-educated"_ and, ultimately, incapable of self- +government. It also contains the rationale for continuing party dictatorship: + +> _"If some people . . . have assumed the right to violate everybody's freedom +on the pretext of preparing the triumph of freedom, they will always find that +the people are not yet sufficiently mature, that the dangers of reaction are +ever-present, that the education of the people has not yet been completed. And +with these excuses they will seek to perpetuate their own power."_ [Errico +Malatesta, **Life and Ideas**, p. 52] + +In addition, Trotsky's rationale refutes any claim that Bolshevism is somehow +"fundamentally"_ democratic. The ramifications of it were felt everywhere in +the soviet system as the Bolsheviks ignored the "wrong"_ democratic decisions +made by the working masses and replaced their democratic organisations with +appointees from above. Indeed, Trotsky admits that the _"Red Army was built +from above, in accordance with the principles of the dictatorship of the +working class."_ Which means, to state the obvious, appointment from above, +the dismantling of self-government, and so on are _"in accordance with the +principles"_ of Trotskyism. These comments were not made in the heat of the +civil war, but afterward during peacetime. Notice Trotsky admits that a +_"social revolution"_ had swept through the Tsarist army. His actions, he also +admits, reversed that revolution and replaced its organs of _"self- +government"_ with ones identical to the old regime. When that happens it is +usually called by its true name, namely **counter**-revolution. + +For a Trotskyist, therefore, to present themselves as a supporter of self- +managed militias is the height of hypocrisy. The Stalinists repeated the same +arguments used by Trotsky and acted in exactly the same way in their campaign +against the CNT and POUM militias. Certain acts have certain ramifications, no +matter who does them or under what government. In other words, abolishing +democracy in the army will generate autocratic tendencies which will undermine +socialistic ones **no matter who does it.** The same means cannot be used to +serve different ends as there is an intrinsic relationship between the +instruments used and the results obtained -- that is why the bourgeoisie do +not encourage democracy in the army or the workplace! Just as the capitalist +workplace is organised to produce proletarians and capital along with cloth +and steel, the capitalist army is organised to protect and reinforce minority +power. The army and the capitalist workplace are not simply means or neutral +instruments. Rather they are social structures which generate, reinforce and +**protect** specific social relations. This is what the Russian masses +instinctively realised and conducted a social-revolution in both the army and +workplace to **transform** these structures into ones which would enhance +rather than crush freedom and working class autonomy. The Bolsheviks reversed +these movements in favour of structures which reproduced capitalist social +relationships **and justified it in terms of "socialism."** Unfortunately, +capitalist means and organisations would only generate capitalist ends. + +It was for these reasons that the CNT and its militias were organised from the +bottom up in a self-managed way. It was the only way **socialists** and a +socialist society could be created -- that is why anarchists are anarchists, +we recognise that a socialist (i.e. libertarian) society cannot be created by +authoritarian organisations. As the justly famous Sonvillier Circular argued +_"[h]ow could one expect an egalitarian society to emerge out of an +authoritarian organisation? It is impossible."_ [quoted by Brian Morris, +**Bakunin: The Philosophy of Freedom**, p. 61] Just as the capitalist state +cannot be utilised by the working class for its own ends, capitalist/statist +organisational principles such as appointment, autocratic management, +centralisation and delegation of power and so on cannot be utilised for social +liberation. They are not designed to be used for that purpose (and, indeed, +they were developed in the first place to stop it and enforce minority rule!). + +In addition, to abolish democracy on the pretext that people are not ready for +it ensures that it will never exist. Anarchists, in contrast, argue that +_"[o]nly freedom or the struggle for freedom can be the school for freedom."_ +[Malatesta, **Op. Cit.**, p. 59] + +Secondly, how can a _"socialist consciousness"_ be encouraged, or continue to +exist, without socialist institutions to express it? Such a position is +idealistic nonsense, expressing the wishful notion that the social +relationships people experiences does not impact on those involved. In effect, +Rees is arguing that as long as the leaders have the "right ideas"_ it does +not matter how an organisation is structured. However, how people develop, the +ideas they have in their heads, are influenced by the relations they create +with each other -- autocratic organisations do not encourage self-management +or socialism, they produce bureaucrats and subjects. + +An autocratic organisation **cannot** encourage a socialist consciousness by +its institutional life, only in spite of it. For example, the capitalist +workplace encourages a spirit of revolt and solidarity in those subject to its +hierarchical management and this is expressed in direct action -- by +**resisting** the authority of the boss. It only generates a socialist +perspective via resistance to it. Similarly with the Red Army. Education +programs to encourage reading and writing does not generate socialists, it +generates soldiers who are literate. If these soldiers do not have the +institutional means to manage their own affairs, a forum to discuss political +and social issues, then they remain order takers and any socialist conscious +will wither and die. + +The Red Army was based on the fallacy that the structure of an organisation is +unimportant and it is the politics of those in charge that matter (Marxists +make a similar claim for the state, so we should not be too surprised). +However, it is no co-incidence that bourgeois structures are always +hierarchical -- self-management is a politically educational experience which +erodes the power of those in charge and transforms those who do it. It is to +stop this development, to protect the power of the ruling few, that the +bourgeois always turn to centralised, hierarchical structures -- they +reinforce elite rule. You cannot use the same form of organisation and expect +different results -- they are designed that way for a reason! To twitter on +about the Red Army being _"filled with a magnificent socialist consciousness"_ +while justifying the elimination of the only means by which that consciousness +could survive, prosper and grow indicates a complete lack of socialist +politics and any understanding of materialist philosophy. + +Moreover, one of the basic principles of the anarchist militia was equality +between all members. Delegates received the same pay, ate the same food, wore +the same clothes as the rest of the unit. Not so in the Red Army. Trotsky +thought, when he was in charge of it, that inequality was _"in some cases . . +. quite explicable and unavoidable"_ and that _"[e]very Red Army warrior fully +accepts that the commander of his unit should enjoy certain privileges as +regards lodging, means of transport and even uniform."_ [**More Equality!**] + +Of course, Trotsky would think that, being the head commander of the Army. +Unfortunately, because soldier democracy had been abolished by decree, we have +no idea whether the rank and file of the Red Army agreed with him. For +Trotsky, privilege _"is, in itself, in certain cases, inevitable"_ but +_"**[o]stentatious indulgence** in privilege is not just evil, it is a +crime."_ Hence his desire for _"more"_ equality rather than equality -- to aim +for _"eliminating the most abnormal [!] phenomena, softening [!] the +inequality that exists"_ rather than abolish it as they did in the CNT +militias. [**Op. Cit.**] + +But, of course, such inequalities that existed in the Red Army are to be +expected in an autocratically run organisation. The inequality inherent in +hierarchy, the inequality in power between the order giver and order taker, +will, sooner or later, be reflected in material inequality. As happened in the +Red Army (and all across the "workers' state"_). All Trotsky wanted was for +those in power to be respectable in their privilege rather than showing it +off. The anarchist militias did not have this problem because being +libertarian, delegates were subject to recall and power rested with the rank +and file, **not** an elected government. + +As another irony of history, Morrow quotes a Bolshevik-Leninist leaflet (which +_"points the road"_) as demanding _"[e]qual pay for officers and soldiers."_ +[**Op. Cit.**, p. 191] Obviously these good Trotskyists had no idea what their +hero actually wrote on this subject or did when in power. We have to wonder +how long their egalitarian demands would have survived once they had acquired +power -- if the experience of Trotsky in power is anything to go by, not very +long. + +Trotsky did not consider how the abolition of democracy and its replacement +with an autocratic system would effect the morale or consciousness of the +soldiers subject to it. He argued that in the Red Army _"the **best** soldier +does not mean at all the **most submissive and uncomplaining.**"_ Rather, +_"the best soldier will nearly always be sharper, more observant and critical +than the others. . . by his critical comments, based on facts accessible to +all, he will pretty often undermine the prestige of the commanders and +commissars in the eyes of the mass of the soldiers."_ However, not having a +democratic army the soldiers could hardly express their opinion other than +rebellion or by indiscipline. Trotsky, however, adds a comment that makes his +praise of critical soldiers seem less than sincere. He states that _"counter- +revolutionary elements, agents of the enemy, make conscious and skilful use of +the circumstances I have mentioned [presumably excessive privilege rather than +critical soldiers, but who can tell] in order to stir up discontent and +intensify antagonism between rank and file and the commanding personnel."_ +[**Op. Cit.**] The question, of course, arises of who can tell the difference +between a critical soldier and a _"counter-revolutionary element"_? Without a +democratic organisation, soldier are dependent (as in any other hierarchy) on +the power of the commanders, commissars and, in the Red Army, the Bolshevik +Secret Police (the Cheka). In other words, members of the very class of +autocrats their comments are directed against. + +Without democratic organisation, the Red Army could never be a means for +creating a socialist society, only a means of reproducing autocratic +organisation. The influence of the autocratic organisation created by Trotsky +had a massive impact on the development of the Soviet State. According to +Trotsky himself: + +> _"The demobilisation of the Red Army of five million played no small role in +the formation of the bureaucracy. The victorious commanders assumed leading +posts in the local Soviets, in economy, in education, and they persistently +introduced everywhere that regime which had ensured success in the civil war. +Thus on all sides the masses were pushed away gradually from actual +participation in the leadership of the country."_ [**The Revolution +Betrayed**] + +Obviously Trotsky had forgotten who created the regime in the Red Army in the +first place! He also seems to have forgotten that after militarising the Red +Army, he turned his power to militarising workers (starting with the railway +workers). He also forgets that Lenin had been arguing that workers' must +_"**unquestioningly obey the single will** of the leaders of labour"_ from +April 1918 along with granting _"individual executives dictatorial power (or +'unlimited' powers)"_ and that _"the appointment of individuals, dictators +with unlimited powers"_ was, in fact, _"in general compatible with the +fundamental principles of Soviet government"_ simply because _"the history of +revolutionary movements"_ had _"shown"_ that _"the dictatorship of individuals +was very often the expression, the vehicle, the channel of the dictatorship of +revolutionary classes."_ He notes that _"[u]ndoubtably, the dictatorship of +individuals was compatible with bourgeois democracy."_ [**The Immediate Tasks +of the Soviet Government**, p. 34 and p. 32] + +In other words, Lenin urged the creation of, and implemented, **bourgeois** +forms of workplace management based on the appointment of managers from above. +To indicate that this was not in contradiction with Soviet principles, he +points to the example of **bourgeois** revolutions! As if bourgeois methods do +not reflect bourgeois interests and goals. In addition, these "dictators"_ +were given the same autocratic powers Trotsky claimed the demobilisation of +the Red Army four years later had _"persistently introduced everywhere."_ Yes, +_"on all sides the masses were pushed away gradually from actual participation +in the leadership of the country"_ but the process had started immediately +after the October Revolution and was urged and organised by Lenin and Trotsky +before the Civil War had started. + +Lenin's support for appointment of (_"dictatorial"_) managers from above makes +Trotsky's 1922 comment that the _"Red Army was built from above, in accordance +with the principles of the dictatorship of the working class"_ take on a new +light. [**The Path of the Red Army**] After all, Lenin argued for an economy +system built from above via the appointment of managers before the start of +the Civil War. The Red Army was created from above via the appointment of +officers before the start of the Civil War. Things had certainly changed since +Lenin had argued in **The State and Revolution** that _"[a]ll officials, +without exception, [would be] elected and subject to recall **at any time.**"_ +This would _"serve as the bridge between capitalism and socialism."_ [**The +Essential Lenin**, p. 302] One major difference, given Trotsky's rationales, +seems to be that the Bolsheviks were now in power and so election and recall +without exception could be forgotten and replaced by appointment. + +In summary, Trotsky's argument against functional democracy in the Red Army +could, and was, used to justify the suppression of any democratic decision or +organisation of the working class the Bolshevik government disapproved of. He +used the same argument, for example, to justify the undermining of the Factory +Committee movement and the struggle for workers' control in favour of one-man +management -- the form of management in the workplace was irrelevant as the +workers' were now citizens of a workers' state and under a workers' government +(see [section 17](append32.html#app17)). Needless to say, a state which +eliminates functional democracy in the grassroots will not stay democratic for +long (and to remain the sovereign power in society, any state will have to +eliminate it or, at the very least, bring it under central control -- as +institutionalised in the USSR constitution of 1918). + +Instead of seeing socialism as a product of free association, of working class +self-organisation from the bottom up by self-managed organisations, Trotsky +saw it as a centralised, top-down system. Of course, being a democrat of sorts +he saw the Bolshevik Government as being elected by the mass of the population +(or, more correctly, he saw it being elected by the national congress of +soviets). However, his vision of centralisation of power provided the +rationale for destroying functional democracy in the grass-roots \-- and +without healthy roots, any plant will wither and die. Little wonder, then, +that the Bolshevik experiment proved such a disaster -- yes, the civil war did +not help but the logic of Bolshevism has started to undermine working class +self-management **before** is started. + +Thus Trotsky's argument that the democratic nature of a workers' army or +militia is irrelevant because a "workers' state"_ exists is flawed on many +different levels. And the experience of Trotsky in power indicates well the +poverty of Trotskyism and Morrow's criticism of the CNT -- his suggestion for +a self-managed militia is pure anarchism with nothing to do with Leninism and +the experience of Bolshevism in power. + +## 12\. What is ironic about Morrow's vision of revolution? + +Equally ironic as Morrow's comments concerning democratic militias (see [last +section](append32.html#app11)) is his argument that the revolution needed to +_"give the factory committees, militia committees, peasant committees, a +democratic character, by having them elected by all workers in each unit; to +bring together these elected delegates in village, city, regional councils . . +. [and] a national congress."_ [**Op. Cit.**, p. 100] + +Such a position is correct, such developments were required to ensure the +success of the revolution. However, it is somewhat ironic that a Trotskyist +would present them as somehow being opposed to anarchism when, in fact, they +are pure anarchism. Indeed, anarchists were arguing in favour of workers' +councils more than five decades before Lenin discovered the importance of the +Russian Soviets in 1917. Moreover, as we will indicate, what is even more +ironic is the fact that Trotskyism does not actually see these organs as an +expression of working class self-management and power but rather as a means of +the party to take power. In addition, we must also note that it was Lenin and +Trotsky who helped undermine the Russian workers' factory committees, militia +committees and so on in favour of party rule. We will discuss each of these +ironies in turn. + +Firstly, as noted, such Morrow's stated position is exactly what Bakunin and +the anarchist movement had been arguing since the 1860s. To quote Bakunin: + +> _"the federative alliance of all working men's associations . . . constitute +the Commune . . . all provinces, communes and associations . . . by first +**reorganising** on revolutionary lines . . . [will] constitute the federation +of insurgent associations, communes and provinces . . . [and] organise a +revolutionary force capable defeating reaction . . . [and for] self-defence . +. . [The] revolution everywhere must be created by the people, and supreme +control must always belong to the people organised into a free federation of +agricultural and industrial associations . . . organised from the bottom +upwards by means of revolutionary delegation. . . "_ [**Michael Bakunin: +Selected Writings**, p. 170-2] + +> + +> _"The future social organisation must be made solely from the bottom up, by +the free association or federation of workers, firstly in their unions, then +in the communes, regions, nations and finally in a great federation, +international and universal."_ [**Op. Cit.**, p. 206] + +Here is Kropotkin presenting the same vision: + +> _"independent Communes for the territorial organisation, and of federations +of Trade Unions [i.e. workplace associations] for the organisation of men [and +women] in accordance with their different functions. . . [and] free combines +and societies . . . for the satisfaction of all possible and imaginable needs, +economic, sanitary, and educational; for mutual protection, for the propaganda +of ideas, for arts, for amusement, and so on."_ [Peter Kropotkin, **Evolution +and Environment**, p. 79] + +> + +> _"the complete independence of the Communes, the Federation of free communes +and the social revolution in the communes, that is to say the formation of +associated productive groups in place of the state organisation."_ [quoted by +Camillo Berneri, **Peter Kropotkin: His Federalist Ideas**] + +Bakunin also mentions that those defending the revolution would have a say in +the revolutionary structure -- the _"Commune will be organised by the standing +federation of the Barricades and by the creation of a Revolutionary Council +composed of . . . delegates from each barricade . . . vested with plenary but +accountable and removable mandates."_ [**Op. Cit.**, p. 171] This obviously +parallels the democratic nature of the CNT militias. + +Interestingly enough, Marx commented that _"odd barricades, these barricades +of the Alliance [Bakunin's anarchist organisation], where instead of fighting +they spend their time writing mandates."_ [Marx, Engels and Lenin, **Anarchism +and Anarcho-Syndicalism**, p. 111] Obviously the importance of militia self- +management was as lost on him as it was on Lenin and Trotsky -- under Marx's +state would its defenders just be cannon-fodder, obeying their government and +officers without the ability to help determine the revolution they were +fighting for? Apparently so. Moreover, Marx quotes Bakunin's support for +_"responsible and recallable delegates, vested with their imperative +mandates"_ without commenting on the fact Bakunin **predicts** those features +of the Paris Commune Marx praised in his **Civil War in France** by a number +of years. Looks like Morrow is not the first Marxist to appropriate anarchist +ideas without crediting their source. + +As can be seen, Morrow's suggestion on how to push the Spanish Revolution +forward just repeats the ideas of anarchism. Any one familiar with anarchist +theory would not be surprised by this as they would know that we have seen a +free federation of workplace and communal associations as the basis of a +revolution and, therefore, a free society since the time of Proudhon. Thus +Morrow's "Trotskyist"_ vision of a federation of workers' council actually +reproduces basic anarchist ideas, ideas which pre-date Lenin's support for +soviets as the basis of his "workers' state"_ by over half a century (we will +indicate the fundamental difference between the anarchist vision and the +Trotskyist in due course). + +As an aside, these quotes by Bakunin and Kropotkin make a mockery of Lenin's +assertion that anarchists do not analysis _"**what** to put in the place of +what has been destroyed [i.e. the old state machine] and **how**"_ +[**Essential Works of Lenin**, p. 362] Anarchists have always suggested a +clear answer to what we should _"replace"_ the state with -- namely free +federations of working class organisations created in the struggle against +capital and state. To state otherwise is to either be ignorant of anarchist +theory or seek to deceive. + +Some anarchists like Bakunin and the anarcho-syndicalists and collectivists +saw these organisations being based primarily on libertarian labour unions +complemented by whatever organisations were created in the process of +revolution (_"The future society must be nothing else than the +universalisation of the organisation that the International has formed for +itself"_ \-- _"The Sonvillier Circular"_ echoing Bakunin, quoted by Brian +Morris, **Bakunin: The Philosophy of Freedom**, p. 61] Others like Kropotkin +and anarcho-communists saw it as a free federation of organisations created by +the process of revolution itself. While anarchists did not present a blueprint +of what would occur after the revolution (and rightly so) they did provide a +general outline in terms of a decentralised, free federation of self-managed +workers' associations as well as linking these future forms of working class +self-government with the forms generated in the current class struggle in the +here and now. + +Similarly, Lenin's other assertion that anarchists do not study _"the +**concrete** lessons of previous proletarian revolutions"_ [**Ibid.**] is +equally baseless, as any one reading, say, Kropotkin's work would soon realise +(for example, **The Great French Revolution**, **Modern Science and +Anarchism** or his pamphlet _"Revolutionary Government"_). Starting with +Bakunin, anarchists analysed the experiences of the Paris Commune and the +class struggle itself to generalise political conclusions from them (for +example, the vision of a free society as a federation of workers' associations +is clearly a product of analysing the class struggle and looking at the +failures of the Commune). Given that Lenin states in the same work that +_"anarchists had tried to claim the Paris Commune as their 'own'"_ [p. 350] +suggests that anarchists **had** studied the Paris Commune and he was aware of +that fact. Of course, Lenin states that we had _"failed to give . . . a true +solution"_ to its lessons -- given that the solution anarchists proposed was a +federation of workers councils to smash the state and defend the revolution +his comments seem strange as this, according to **The State and Revolution**, +is the "Marxist" solution as well (in fact, as we will soon see, Lenin played +lip service to this and instead saw the solution as government by his party +rather than the masses as a whole). + +Thus, Morrow's vision of what was required for a successful revolution +parallels that of anarchism. We shall now discuss where and how they differ. + +The essential difference between the anarchist and Trotskyist vision of +workers' councils as the basis of a revolution is what role these councils +should play. For anarchists, these federations of self-managed assemblies is +the actual framework of the revolution (and the free society it is trying to +create). As Murray Bookchin puts it: + +> _"There can be no separation of the revolutionary process from the +revolutionary goal. **A society based on self-administration must be achieved +by means of self-administration** . . . Assembly and community must arise from +within the revolutionary process itself; indeed, the revolutionary process +must **be** the formation of assembly and community, and with it, the +destruction of power. Assembly and community must become 'fighting words,' not +distinct panaceas. They must be created as **modes of struggle** against the +existing society, not as theoretical or programmatic abstractions. . . The +factory committees . . . must be managed directly by workers' assemblies in +the factories. . . neighbourhood committees, councils and boards must be +rooted completely in the neighbourhood assemble. They must be answerable at +every point to the assembly, they and their work must be under continual +review by the assembly; and finally, their members must be subject to +immediate recall by the assembly. The specific gravity of society, in short, +must be shifted to its base -- the armed people in permanent assembly."_ +[**Post-Scarcity Anarchism**, pp. 167-9] + +Thus the anarchist social revolution sees workers' councils as organs of +working class self-management, the means by which they control their own lives +and create a new society based on their needs, visions, dreams and hopes. They +are not seen as means by which others, the revolutionary party, seized power +**on behalf** of the people as Trotskyists do. + +Harsh words? No, as can be seen from Morrow who is quite clear on the role of +working class organisation -- it is seen purely as the means by which the +party can take power. As he argues, there is _"no magic in the soviet form: it +is merely the most accurate, most quickly reflecting and responsively changing +form of political representation of the masses. . . It would provide the arena +in which the revolutionary party can win the support of the working class."_ +[**Op. Cit.**, p. 136] + +He states that initially the _"reformist majority in the executive committee +would decline the assumption of state power. But the workers could still find +in the soviets their natural organs of struggle until the genuinely +revolutionary elements in the various parties banded together to win a +revolutionary majority in the congress and establish a workers' state."_ In +other words, the _"workers' state, the dictatorship of the proletariat . . . +can only be brought into existence by the direct, **political** intervention +of the masses, through the factory and village councils (soviets) at that +point where a majority in the soviets is wielded by the workers' party or +parties which are determined to overthrow the bourgeois state. Such was the +basic theoretical contribution of Lenin."_ [**Op. Cit.**, p. 100 and p. 113] + +From an anarchist perspective, this indicates well the fundamental difference +between anarchism and Trotskyism. For anarchists, the existence of an +_"executive committee"_ indicates that the workers' council do not, in fact, +have power in society -- rather it is the minority in the executive committee +who have been delegated power. Rather than govern themselves and society +directly, workers are turned into voters implementing the decisions their +leaders have made on their behalf. If revolutionary bodies like workers' +councils **did** create a "workers' state"_ (as Morrow recommends) then their +power would be transferred and centralised into the hands of a so-called +"revolutionary"_ government. In this, Morrow follows his guru Trotsky: + +> _"the proletariat can take power only through its vanguard. In itself the +necessity for state power arises from an insufficient cultural level of the +masses and their heterogeneity. In the revolutionary vanguard, organised in a +party, is crystallised the aspirations of the masses to obtain their freedom. +Without the confidence of the class in the vanguard, without support of the +vanguard by the class, there can be no talk of the conquest of power. + +> + +> "In this sense the proletarian revolution and dictatorship are the work of +the whole class, but only under the leadership of the vanguard."_ [Trotsky, +**Stalinism and Bolshevism**] + +Thus, rather than the working class as a whole "seizing power", it is the +_"vanguard"_ which takes power -- _"a revolutionary party, even after seizing +power . . . is still by no means the sovereign ruler of society."_ [**Ibid.**] +He mocks the anarchist idea that a socialist revolution should be based on the +self-management of workers within their own autonomous class organisations: + +> _"Those who propose the abstraction of Soviets to the party dictatorship +should understand that only thanks to the party dictatorship were the Soviets +able to lift themselves out of the mud of reformism and attain the state form +of the proletariat."_ [Trotsky, **Op. Cit.**, p. 18] + +In this he followed comments made when he was in power. In 1920 he argued that +_"[w]e have more than once been accused of having substituted for the +dictatorships of the Soviets the dictatorship of the party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only be means of the dictatorship of the party. It is thanks to the . . . +party . . . [that] the Soviets . . . [became] transformed from shapeless +parliaments of labour into the apparatus of the supremacy of labour. In this +'substitution' of the power of the party for the power of the working class +these is nothing accidental, and in reality there is no substitution at all. +The Communists express the fundamental interests of the working class."_ +[**Terrorism and Communism**, p. 109] Any claims that Trotsky's infamously +authoritarian (indeed dictatorial) politics were a temporary aberration caused +by the necessities of the Russian Civil War are refuted by these quotes -- 17 +years later he was still arguing the same point. + +He had the same vision of party dictatorship being the basis of a revolution +in 1924. Commenting on the Bolshevik Party conference of April 1917, he states +that _"whole of . . . Conference was devoted to the following fundamental +question: Are we heading toward the conquest of power in the name of the +socialist revolution or are we helping (anybody and everybody) to complete the +democratic revolution? . . . Lenin's position was this: . . . the capture of +the soviet majority; the overthrow of the Provisional Government; the seizure +of power through the soviets."_ Note, **through** the soviets not **by** the +soviets thus indicating the fact the Party would hold the real power, not the +soviets of workers' delegates. Moreover, he states that _"to prepare the +insurrection and to carry it out under cover of preparing for the Second +Soviet Congress and under the slogan of defending it, was of inestimable +advantage to us."_ He continued by noting that it was _"one thing to prepare +an armed insurrection under the naked slogan of the seizure of power by the +party, and quite another thing to prepare and then carry out an insurrection +under the slogan of defending the rights of the Congress of Soviets."_ The +Soviet Congress just provided _"the legal cover"_ for the Bolshevik plans +rather than a desire to see the Soviets actually start managing society. +[**The Lessons of October**] + +We are not denying that Trotskyists do aim to gain a majority within working +class conferences. That is clear. Anarchists also seek to gain the support of +the mass of the population. It is what they do next that counts. Trotskyists +seek to create a government above these organisations and dominate the +executive committees that requires. Thus power in society shifts to the top, +to the leaders of the centralised party in charge of the centralised state. +The workers' become mere electors rather than actual controllers of the +revolution. Anarchists, in contrast, seek to dissolve power back into the +hands of society and empower the individual by giving them a direct say in the +revolution through their workplace, community and militia assemblies and their +councils and conferences. + +Trotskyists, therefore, advocate workers councils because they see them as +**the** means the vanguard party can take power. Rather than seeing socialism +or "workers' power"_ as a society in which everyone would directly control +their own affairs, Trotskyists see it in terms of working class people +delegating their power into the hands of a government. Needless to say, the +two things are not identical and, in practice, the government soon turns from +being the people's servant into its master. + +It is clear that Morrow always discusses workers councils in terms of the +strategy and program of the party, not the value that workers councils have as +organs of direct workers control of society. He clearly advocates workers +councils because he sees them as the best way for the vanguard party to rally +workers around its leadership and organise the seizure of state power. At no +time does he see then as means by which working class people can govern +themselves directly -- quite the reverse. + +The danger of such an approach is obvious. The government will soon become +isolated from the mass of the population and, due to the centralised nature of +the state, difficult to hold accountable. Moreover, given the dominant role of +the party in the new state and the perspective that it is the workers' +vanguard, it becomes increasingly likely that it will place its power before +that of those it claims to represent. + +Certainly Trotsky's role in the Russian revolution tells us that the power of +the party was more important to him than democratic control by workers through +mass bodies. When the workers and sailors of the Kronstadt navy base rebelled +in 1921, in solidarity with striking workers in Petrograd, they were demanding +freedom of the press for socialist and anarchist groups and new elections to +the soviets. But the reaction of the Bolshevik leadership was to crush the +Kronstadt dissent in blood. Trotsky's attitude towards workers democracy was +clearly expressed at the time: + +> _"They [the dissent Bolsheviks of the Workers' Opposition] have placed the +workers' right to elect representatives above the Party. As if the Party were +not entitled to assert its dictatorship even if that dictatorship temporarily +clashed with the passing moods of the worker's democracy!"_ + +He spoke of the _"revolutionary historic birthright of the Party"_ and that it +_"is obliged to maintain its dictatorship . . . regardless of temporary +vacillations even in the working class . . . The dictatorship does not base +itself at every given moment on the formal principle of a workers' +democracy."_ [quoted by M. Brinton, **Op. Cit.**, p. 78] + +This perspective naturally follows from Trotsky's vanguardist politics. For +Leninists, the party is the bearer of _"socialist consciousness"_ and, +according to Lenin in **What is to be Done?**, workers, by their own efforts, +can only achieve a _"trade union"_ consciousness and, indeed, _"there can be +no talk of an independent ideology being developed by the masses of workers in +the process of their struggle"_ and so _"**the only choice is**: either +bourgeois or socialist ideology"_ (the later being developed not by workers +but by the _"bourgeois intelligentsia"_). [**Essential Works of Lenin**, p. 82 +and p. 74] To weaken or question the party means to weaken or question the +socialist nature of the revolution and so weaken the _"dictatorship of the +proletariat."_ Thus we have the paradoxical situation of the "proletarian +dictatorship"_ repressing workers, eliminating democracy and maintaining +itself against the _"passing moods"_ of the workers (which means rejecting +what democracy is all about). Hence Lenin's comment at a conference of the +Cheka (his political police) in 1920: + +> _"Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[**Collected Works**, vol. 24, p. 170] + +Significantly, of the 17 000 camp detainees on whom statistical information +was available on 1 November 1920, peasants and workers constituted the largest +groups, at 39% and 34% respectively. Similarly, of the 40 913 prisoners held +in December 1921 (of whom 44% had been committed by the Cheka) nearly 84% were +illiterate or minimally educated, clearly, therefore, either peasants of +workers. [George Leggett, **The Cheka: Lenin's Political Police**, p. 178] +Needless to say, Lenin failed to mention this aspect of his system in **The +State and Revolution** (a failure shared by Morrow and later Trotskyists). + +It is hard to combine these facts and Lenin's and Trotsky's comments with the +claim that the "workers' state" is an instrument of class rule -- after all, +Lenin is acknowledging that coercion will be exercised against members of the +working class as well. The question of course arises -- who decides what a +_"wavering"_ or _"unstable"_ element is? Given their comments on the role of +the party and the need for the party to assume power, it will mean in practice +whoever rejects the government's decisions (for example, strikers, local +soviets who reject central decrees and instructions, workers who vote for +anarchists or parties other than the Bolshevik party in elections to soviets, +unions and so on, socialists and anarchists, etc.). Given a hierarchical +system, Lenin's comment is simply a justification for state repression of its +enemies (including elements within or even the whole working class). + +It could be argued, however, that workers could use the soviets to recall the +government. However, this fails for two reasons (we will ignore the question +of the interests of the bureaucratic machine which will inevitably surround a +centralised body -- see [ section H.3.9](secH3.html#sech39) for further +discussion). + +Firstly, the Leninist state will be highly centralised, with power flowing +from the top-down. This means that in order to revoke the government, all the +soviets in all parts of the country must, at the same time, recall their +delegates and organise a national congress of soviets (which, we stress, is +not in permanent session). The local soviets are bound to carry out the +commands of the central government (to quote the Soviet constitution of 1918 +-- they are to _"carry out all orders of the respective higher organs of the +soviet power"_). Any independence on their part would be considered +_"wavering"_ or an expression of _"unstable"_ natures and so subject to +_"revolutionary coercion"_. In a highly centralised system, the means of +accountability is reduced to the usual bourgeois level -- vote in the general +election every few years (which, in any case, can be annulled by the +government to ensure that the soviets do not go back into the _"mud"_ via the +_"passing moods"_ caused by the _"insufficient cultural level of the +masses"_). In other words, the soviet form may be the _"most accurate, most +quickly reflecting and responsively changing form of political representation +of the masses"_ (to use Morrow's words) but only **before** they become +transformed into state organs. + +Secondly, _"revolutionary coercion"_ against _"wavering"_ elements does not +happen in isolation. It will encourage critical workers to keep quiet in case +they, too, are deemed _"unstable"_ and become subject to _"revolutionary"_ +coercion. As a government policy it can have no other effect than deterring +democracy. + +Thus Trotskyist politics provides the rationale for eliminating even the +limited role of soviets for electing representatives they hold in that +ideology. + +Morrow argues that _"[o]ne must never forget . . . that soviets **do not +begin** as organs of state power"_ rather they start as _"organs defending the +workers' daily interests"_ and include _"powerful strike committees."_ [**Op. +Cit.**, p. 136] That is true, initially workers' councils are expressions of +working class power and are organs of working class self-management and self- +activity. They are subject to direct control from below and unite from the +bottom up. However, once they are turned into _"organs of state power"_ their +role (to re-quote the Soviet constitution of 1918) becomes that of +_"carry[ing] out all orders of the respective higher organs of the soviet +power."_ Soviet power is replaced by party power and they become a shell of +their former selves -- essentially rubber-stamps for the decisions of the +party central committee. + +Ironically, Morrow quotes the main theoretician of the Spanish Socialist Party +as stating _"the organ of the proletarian dictatorship will be the Socialist +Party"_ and states that they _"were saying precisely what the anarchist +leaders had been accusing both communists and revolutionary socialists of +meaning by the proletarian dictatorship."_ [**Op. Cit.**, p. 99 and p. 100] +This is hardly surprising, as this was what the likes of Lenin and Trotsky +**had** been arguing. As well as the quotes we have provided above, we may add +Trotsky's comment that the _"fundamental instrument of proletarian revolution +is the party."_ [**Lessons of October**] And the resolution of the Second +World Congress of the Communist International which stated that _"[e]very +class struggle is a political struggle. The goal of this struggle . . . is the +conquest of political power. Political power cannot be seized, organised and +operated except through a political party."_ [cited by Duncan Hallas, **The +Comintern**, p. 35] In addition, we may quote Lenin's opinion that: + +> _"The very presentation of the question -- 'dictatorship of the Party **or** +dictatorship of the class, dictatorship (Party) of the leaders **or** +dictatorship (Party) of the masses?' -- is evidence of the most incredible and +hopeless confusion of mind . . . [because] classes are usually . . . led by +political parties. . . "_ + +And: + +> _"To go so far in this matter as to draw a contrast in general between the +dictatorship of the masses and the dictatorship of the leaders, is +ridiculously absurd and stupid."_ [**Left-wing Communism: An Infantile +Disorder**, pp. 25-6 and p. 27] + +As Lenin and Trotsky constantly argued, proletarian dictatorship was +impossible without the political party of the workers (whatever its name). +Indeed, to even discuss any difference between the dictatorship of the class +and that of the party just indicated a confused mind. Hence Morrow's comments +are incredulous, particularly as he himself stresses that the soviet form is +useful purely as a means of gaining support for the revolutionary party which +would take over the executive of the workers' councils. He clearly is aware +that the party is the **essential** organ of proletarian rule from a Leninist +perspective -- without the dictatorship of the party, Trotsky argues, the +soviets fall back into the mud. Trotsky, indeed, stressed this need for the +dictatorship of the party rather than of the proletariat in a letter written +in 1937: + +> _"The revolutionary dictatorship of a proletarian party is for me not a +thing that one can freely accept or reject: It is an objective necessity +imposed upon us by the social realities \-- the class struggle, the +heterogeneity of the revolutionary class, the necessity for a selected +vanguard in order to assure the victory. The dictatorship of a party belongs +to the barbarian prehistory as does the state itself, but we can not jump over +this chapter, which can open (not at one stroke) genuine human history. . . +The revolutionary party (vanguard) which renounces its own dictatorship +surrenders the masses to the counter-revolution . . . Abstractly speaking, it +would be very well if the party dictatorship could be replaced by the +'dictatorship' of the whole toiling people without any party, but this +presupposes such a high level of political development among the masses that +it can never be achieved under capitalist conditions. The reason for the +revolution comes from the circumstance that capitalism does not permit the +material and the moral development of the masses."_ [Trotsky, **Writings +1936-37**, pp. 513-4] + +The net result of Bolshevik politics in Russia was that Lenin and Trotsky +undermined the self-management of working class bodies during the Russian +Revolution and **before** the Civil War started in May 1918. We have already +chronicled Trotsky's elimination of democracy and equality in the Red Army +(see [section 11](append32.html#app11)). A similar fate befell the factory +committees (see [section 17](append32.html#app17)) and soviet democracy (as +noted above). The logic of Bolshevism is such that at no point did Lenin +describe the suppression of soviet democracy and workers' control as a defeat +(indeed, as far as workers' control went Lenin quickly moved to a position +favouring one-man management). We discuss the Russian Revolution in more +detail in the appendix on ["What happened during the Russian +Revolution?"](append41.html) and so will not do so here. + +All in all, while Morrow's rhetoric on the nature of the social revolution may +sound anarchist, there are important differences between the two visions. +While Trotskyists support workers' councils on purely instrumentalist grounds +as the best means of gaining support for their party's assumption of +governmental power, anarchists see workers' councils as the means by which +people can revolutionise society and themselves by practising self-management +in all aspects of their lives. The difference is important and its +ramifications signify why the Russian Revolution became the "dictatorship +**over** the proletariat"_ Bakunin predicted. His words still ring true: + +> _"[b]y popular government they [the Marxists] mean government of the people +by a small under of representatives elected by the people. . . [That is,] +government of the vast majority of the people by a privileged minority. But +this minority, the Marxists say, will consist of workers. Yes, perhaps, of +**former** workers, who, as soon as they become rulers or representatives of +the people will cease to be workers and will begin to look upon the whole +workers' world from the heights of the state. They will no longer represent +the people but themselves and their own pretensions to govern the people."_ +[**Statism and Anarchy**, p. 178] + +It was for this reason that he argued the anarchists do _"not accept, even in +the process of revolutionary transition, either constituent assemblies, +provisional governments or so-called revolutionary dictatorships; because we +are convinced that revolution is only sincere, honest and real in the hands of +the masses, and that when it is concentrated in those of a few ruling +individuals it inevitably and immediately becomes reaction."_ [**Michael +Bakunin: Selected Writings**, p. 237] The history of the Russian Revolution +proved him right. Hence anarchist support for popular assemblies and +federations of workers' councils as the framework of the social revolution +rather than as a means to elect a "revolutionary" government. + +One last point. We must point out that Morrow's follows Lenin in favouring +executive committees associated with workers' councils. In this he actually +ignores Marx's (and Lenin's, in **State and Revolution**) comments that the +Paris Commune was _"to be a working, not a parliamentary, body, executive and +legislative at the same time."_ [**Selected Writings**, p. 287] The existence +of executive committees was coded into the Soviet Union's 1918 Constitution. +This suggests two things. Firstly, Leninism and Trotskyism differ on +fundamental points with Marx and so the claim that Leninism equals Marxism is +difficult to support (the existence of libertarian Marxists like Anton +Pannekoek and other council communists also disprove such claims). Secondly, +it indicates that Lenin's claims in **State and Revolution** were ignored once +the Bolsheviks took power so indicating that use of that work to prove the +democratic nature of Bolshevism is flawed. + +Moreover, Marx's support of the fusion of executive and legislative powers is +not as revolutionary as some imagine. For anarchists, as Bookchin argues, +_"[i]n point of fact, the consolidation of 'executive and legislative' +functions in a single body was regressive. It simply identified the process of +policy-making, a function that rightly should belong to the people in +assembly, with the technical execution of these policies, a function that +should be left to strictly administrative bodies subject to rotation, recall, +limitations of tenure . . . Accordingly, the melding of policy formation with +administration placed the institutional emphasis of classical [Marxist] +socialism on centralised bodies, indeed, by an ironical twist of historical +events, bestowing the privilege of formulating policy on the 'higher bodies' +of socialist hierarchies and their execution precisely on the more popular +'revolutionary committees' below."_ [**Toward an Ecological Society**, pp. +215-6] + +## 13\. Why do anarchists reject the Marxist "workers' state"? + +Morrow asserts two _"fundamental"_ tenets of _"anarchism"_ in his book [**Op. +Cit.**, pp. 101-2]. Unfortunately for him, his claims are somewhat at odds +with reality. Anarchism, as we will prove in [section +14](append32.html#app14), does not hold one of the positions Morrow states it +does. The first _"tenet"_ of anarchism he fails to discuss at all and so the +reader cannot understand **why** anarchists think as they do. We discuss this +_"tenet"_ here. + +The first tenet is that anarchism _"has consistently refused to recognise the +distinction between a bourgeois and a workers' state. Even in the days of +Lenin and Trotsky, anarchism denounced the Soviet Union as an exploiters' +regime."_ [**Op. Cit.**, p. 101] It is due to this, he argues, the CNT co- +operated with the bourgeois state: + +> _"The false anarchist teachings on the nature of the state . . . should +logically have led them [the CNT] to refuse governmental participation in any +event . . . the anarchists were in the intolerable position of objecting to +the necessary administrative co-ordination and centralisation of the work they +had already begun. Their anti-statism 'as such' had to be thrown off. What +**did** remain, to wreck disaster in the end, was their failure to recognise +the distinction between a workers' and a bourgeois state."_ [**Op. Cit.**, p. +101] + +Needless to say, Morrow does not bother to explain **why** anarchists consider +the bourgeois and workers' state to be similar. If he did then perhaps his +readers would agree with the anarchists on this matter. However, before +discussing that we have to address a misrepresentation of Morrow's. Rather +than the expression of anarchist politics, the actions of the CNT were in +direct opposition to them. As we showed in the [ section +12](append32.html#app12), anarchists see a social revolution in terms of +creating federations of workers associations (i.e. workers' councils). It was +this vision that had created the structure of the CNT (as Bakunin had argued, +_"the organisation of the trade sections and their representation in the +Chambers of Labour . . . bear in themselves the living seeds of the new +society which is to replace the old one. They are creating not only the ideas, +but also the facts of the future itself"_ [**Bakunin on Anarchism**, p. 255]). + +Thus, the social revolution would see the workers' organisation (be they +labour unions or spontaneously created organs) _"tak[ing] the revolution into +its own hands . . . an earnest international organisation of workers' +associations . . . [would] replac[e] this departing political world of States +and bourgeoisie."_ [**The Basic Bakunin**, p. 110] This is **precisely** what +the CNT did not do -- rather it decided against following anarchist theory and +instead decided to co-operate with other parties and unions in the _"Central +Committee of Anti-Fascist Militias"_ (at least temporarily until the CNT +stronghold in Saragossa was liberated by CNT militias). In effect, it created +a UGT-like "Alliance" with other anti-fascist parties and unions and rejected +its pre-war policy of "unity from below." The CNT and FAI leadership decided +not to talk of libertarian communism but only of the fight against fascism. A +greater mistake they could not have made. + +An anarchist approach in the aftermath of the fascist uprising would have +meant replacing the Generalitat with a federal assembly of delegates from +workplace and local community assemblies (a Defence Council, to use a CNT +expression). Only popular assemblies (not political parties) would be +represented (parties would have an influence only in proportion to their +influence in the basic assemblies). All the CNT would have had do was to call +a Regional Congress of unions and invite the UGT, independent unions and +unorganised workplaces to send delegates to create the framework of this +system. This, we must stress, was **not** done. We will discuss why in +[section 20](append32.html#app20) and so will refrain from doing so here. +However, **because** the CNT in effect "postponed"_ the political aspects of +the social revolution (namely, to quote Kropotkin, to _"smash the State and +replace it with the Federation [of Communes]"_ [**No Gods, No Masters**, vol. +1, p. 259]) the natural result would be exactly as Morrow explains: + +> _"But isn't it a far cry from the failure to create the organs to overthrow +the bourgeoisie, to the acceptance of the role of class collaboration with the +bourgeoisie? Not at all . . . Without developing soviets -- workers' councils +-- it was inevitable that even the anarchists and the POUM would drift into +governmental collaboration with the bourgeoisie."_ [**Op. Cit.**, pp. 88-9] + +As Kropotkin predicted, _"there can be no half-way house: either the Commune +is to be absolutely free to endow itself with whatever institutions it wishes +and introduce all reforms and revolutions it may deem necessary, or else it +will remain . . . a mere subsidiary of the State, chained in its every +movement."_ [**Op. Cit.**, p. 259] Without an alternative means of co- +ordinating the struggle, the CNT would, as Morrow argued, have little choice +but to collaborate with the state. However, rather than being a product of +anarchist theory, as Morrow states, this came about by **ignoring** that +theory (see [section 20](append32.html#app20)). + +This can be seen from the false alternative used to justify the CNT's and +FAI's actions -- namely, _"either libertarian communism, which means anarchist +dictatorship, or democracy, which means collaboration."_ The creation of +libertarian communism is done **from below** by those subject to capitalist +and statist hierarchy overthrowing those with power over them by smashing the +state machine and replacing it with self-managed organisations as well as +expropriating capital and placing it under workers' self-management. As Murray +Bookchin argues: + +> _"Underlying all [the] errors [of the CNT], at least in theoretical terms, +was the CNT-FAI's absurd notion that if it assumed power in the areas it +controlled, it was establishing a 'State.' As long as the institutions of +power consisted of armed workers and peasants as distinguished from a +professional bureaucracy, police force, army, and cabal of politicians and +judges, they were no[t] a State . . . These institutions, in fact comprised a +revolutionary people in arms . . . not a professional apparatus that could be +regarded as a State in any meaningful sense of the term. . . That the 'taking +of power' by an armed people in militias, libertarian unions and federations, +peasant communes and industrial collectives could be viewed as an 'anarchist +dictatorship' reveals the incredible confusion that filled the minds of the +'influential militants.'"_ [_"Looking Back at Spain,"_ pp. 53-96, **The +Radical Papers**, pp. 86-7] + +This perspective explains why anarchists do not see any fundamental difference +between a so-called "workers' state"_ and the existing state. For anarchists, +the state is based fundamentally on hierarchical power -- the delegation of +power into the hands of a few, of a government, of an "executive"_ committee. +Unlike Lenin, who stressed the "bodies of armed men"_ aspect of the state, +anarchists consider the real question as one of who will tell these "bodies of +armed men"_ what to do. Will it be the people as a whole (as expressed through +their self-managed organisations) or will be it a government (perhaps elected +by representative organisations)? + +If it **was** simply a question of consolidating a revolution and its self- +defence then there would be no argument: + +> _"But perhaps the truth is simply this: . . . [some] take the expression +'dictatorship of the proletariat' to mean simply the revolutionary action of +the workers in taking possession of the land and the instruments of labour, +and trying to build a society and organise a way of life in which there will +be no place for a class that exploits and oppresses the producers. + +> + +> "Thus constructed, the 'dictatorship of the proletariat' would be the +effective power of all workers trying to bring down capitalist society and +would thus turn into Anarchy as soon as resistance from reactionaries would +have ceased and no one can any longer seek to compel the masses by violence to +obey and work for him. In which case, the discrepancy between us would be +nothing more than a question of semantics. Dictatorship of the proletariat +would signify the dictatorship of everyone, which is to say, it would be a +dictatorship no longer, just as government by everybody is no longer a +government in the authoritarian, historical and practical sense of the word. + +> + +> "But the real supporters of 'dictatorship of the proletariat' do not take +that line, as they are making quite plain in Russia. Of course, the +proletariat has a hand in this, just as the people has a part to play in +democratic regimes, that is to say, to conceal the reality of things. In +reality, what we have is the dictatorship of one party, or rather, of one' +party's leaders: a genuine dictatorship, with its decrees, its penal +sanctions, its henchmen and above all its armed forces, which are at present +[1919] also deployed in the defence of the revolution against its external +enemies, but which will tomorrow be used to impose the dictator's will upon +the workers, to apply a break on revolution, to consolidate the new interests +in the process of emerging and protect a new privileged class against the +masses."_ [Malatesta, **No Gods, No Masters**, vol. 2, pp. 38-9] + +Maurice Brinton sums up the issue well when he argued that _"workers' power"_ +_"cannot be identified or equated with the power of the Party -- as it +repeatedly was by the Bolsheviks . . . What 'taking power' really implies is +that the vast majority of the working class at last realises its ability to +manage both production and society -- and organises to this end."_ [**The +Bolsheviks and Workers' Control**, p. xiv] + +The question is, therefore, one of **who** "seizes power" \-- will it be the +mass of the population or will it be a party claiming to represent the mass of +the population. The difference is vital -- and anyone who confuses the issue +(like Lenin) does so either out of stupidity or vested interests. + +If it **is** the mass of people then they have to express themselves and their +power (i.e. the power to manage their own affairs). That requires that +individuals -- no matter where they are, be it in the workplace, community or +on the front line -- are part of self-managed organisations. Only by self- +management in functional groups can working class people be said to +controlling their own lives and determining their own fate. Such a system of +popular assemblies and their means of defence would not be a state in the +anarchist sense of the word. + +As we argued in [section 12](append32.html#app12), the Trotskyist vision of +revolution, while seeming in some ways similar to that of anarchists, differ +on this question. For Trotskyists, the **party** takes power, **not** the mass +of the population directly. Only if you view "proletarian"_ seizure of power +in terms of electing a political party to government could you see the +elimination of functional democracy in the armed forces and the workplaces as +no threat to working class power. Given Trotsky's actual elimination of +democracy in the Red Army and Navy plus his comments on one-man management +(and their justifications -- see sections [11](append32.html#app11) and +[17](append32.html#app17)) it is clear that Trotskyists consider the workers' +state in terms of party government, **not** self-management, **not** +functional direct democracy. + +Yes, the Trotskyists do claim that it is the workers, via their soviets, who +will elect the government and hold it accountable but such a position fails to +realise that a social revolution can only be created from below, by the direct +action of the mass of the population. By delegating power into the hands of a +few, the revolution is distorted. The initiative and power no longer rests in +the hands of the mass of the population and so they can no longer take part in +the constructive work of the revolution **and so it will not reflect their +interests and needs.** As power flows from the top-down, bureaucratic +distortions are inevitable. + +Moreover, the government will inevitably clash with its subjects and +Trotskyist theory provides the justification for the government imposing its +wishes and negating workers' democracy (see [section 12](append32.html#app12) +for evidence for this claim). Moreover, in the centralised state desired by +Trotskyists democratic accountability will inevitably suffer as power flows to +the top: + +> _"The power of the local soviets passed into the hands of the [National] +Executive Committee, the power of the Executive Committee passed into the +hands of the Council of People's Commissars, and finally, the power of the +Council of People's Commissars passed into the hands of the Political Bureau +of the Communist Party."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. +152] + +Little wonder, then, these CNT aphorisms: + +> _"power corrupts both those who exercise it and those over whom it is +exercised; those who think they can conquer the State in order to destroy it +are unaware that the State overcomes all its conquerors. . . dictatorship of +the proletariat is dictatorship without the proletariat and against them."_ +[Peter Marshall, **Demanding the Impossible**, p. 456] + +That, in a nut shell, why anarchists consider the workers' state as no real +change from the bourgeois state. Rather than creating a system in which +working class people directly manage their own affairs, the workers' state, +like any other state, involves the delegation of that power into the hands of +a few. Given that state institutions generate specific social relations, +specific relations of authority (namely those order giver and order taker) +they cannot help becoming separated from society, becoming a new class based +on the state's bureaucratic machine. Any state structure (particularly a +highly centralised one, as desired by Leninists) has a certain independence +from society and so serves the interests of those within the State +institutions rather than the people as a whole. + +Perhaps a Leninist will point to **The State and Revolution** as evidence that +Lenin desired a state based round the soviets -- workers' council -- and so +our comments are unjustified. However, as Marx said, judge people by what they +do, not what they say. The first act of the October Revolution was to form an +executive power **over** the soviets (although, of course, in theory +accountable to their national congress). In **The State and Revolution** Lenin +praised Marx's comment that the Paris Commune was both administrative **and** +executive. The "workers' state" created by Lenin did not follow that model (as +Russian anarcho-syndicalists argued in August 1918, _"the Soviet of People's +Commissars [i]s an organ which does not stem from the soviet structure but +only interferes with its work"_ [**The Anarchists in the Russian Revolution**, +p. 118]). + +Thus the Bolshevik state was not based around soviet self-management **nor** +the fusion of executive and administrative in their hands but rather the use +of the soviets to elect a government (a separate executive) which had the real +power. The issue is quite simple -- either _"All power to the Soviets"_ means +just that or it means _"All power to the government elected by the Soviets"_. +The two are not the same as the first, for the obvious reason that in the +second the soviets become simply ratification machines for the government and +not organs in which the working masses can run their own affairs. We must also +point out that the other promises made in Lenin's book went the same way as +his support for the combining administration and executive tasks in the Paris +Commune \-- and, we stress, all **before** the Civil War started in May 1918 +(the usual Trotskyist defence of such betrayals is blame the Civil War which +is hard to do as it had not started yet). + +So it is unsurprising that Morrow does not explain why anarchists reject the +"dictatorship of the proletariat"_ \-- to do so would be to show that +Trotskyism is not the revolutionary movement for workers' liberty it likes to +claim it is. Moreover, it would involve giving an objective account of +anarchist theory and admitting that the CNT did not follow its teachings. + +## 14\. What is wrong with Morrow's _"fundamental tenet"_ of anarchism? + +According to Morrow the _"second fundamental tenet in anarchist teaching"_ is, +apparently, the following: + +> _"Since Bakunin, the anarchists had accused Marxists of over-estimating the +importance of state power, and had characterised this as merely the reflection +of the petty-bourgeois intellectuals' pre-occupation with lucrative +administrative posts. Anarchism calls upon workers to turn their backs on the +state and seek control of the factories as the real source of power. The +ultimate sources of power (property relations) being secured, the state power +will collapse, never to be replaced."_ + +He then sums up by stating the Spanish anarchists _"thus failed to understand +that it was only the collapse of state power . . . which had enabled them to +seize the factories."_ [**Op. Cit.**, p. 102] + +It would be interesting to discover in what work of Bakunin, or any anarchist, +such a position could be found. Morrow gives us no references to help us in +our quest -- hardly surprising as no anarchist (Spanish or otherwise) ever +argued this point before July 1936. However, in September 1936, we discover +the CNT arguing that the _"withering away of the State is socialism's ultimate +objective. Facts have demonstrated that in practice it is achieved by +liquidation of the bourgeois State, brought to a state of asphyxiation by +economic expropriation."_ [**No Gods, No Masters**, vol. 2, p. 261] This, we +must note, was the same month the CNT decided to join the Catalan Government! +So much for the state having withered away. + +However, will soon be made clear, such comments were a revision of anarchist +theory brought about by the apparent victory of the CNT on July 19th, 1936 +(just as other revisions occurred to justify CNT participation in the state). +In other words, Morrow's _"second fundamental tenet"_ does not exist in +anarchist theory. To prove this, we will quote Bakunin and a few other famous +anarchists as well as giving an overview of some of the insurrections +organised by the CNT before 1936. We start with Bakunin, Kropotkin and +Malatesta. + +Given that Bakunin thought that it was the _"power of the State"_ which +_"sustains the privileged classes"_ against the _"legitimate indignation of +the masses of the people"_ it is hard to know what Morrow is talking about. +[**The Political Philosophy of Bakunin**, p. 196] Given this perspective, it +naturally follows that to abolish capitalism, to allow the seizure of +factories by the workers, the state had to be abolished (or _"destroyed"_). +Equally clear is that the _"natural and necessary consequence of this +destruction will be . . . [among others, the] dissolution of army, magistracy, +bureaucracy, police and priesthood. . . confiscation of all productive capital +and means of production on behalf of workers' associations, who are to put +them to use . . . the federative Alliance of all working men's associations . +. . will constitute the Commune."_ [**Michael Bakunin: Selected Writings** p. +253 and p. 170] + +Thus, the state has to be abolished in order to ensure that workers' can take +over the means of production, so abolishing capitalism. This is the **direct +opposite** of Morrow's claim that _"[s]ince Bakunin"_ anarchism had _"call[ed] +upon the workers to turn their backs to the state and seek control of the +factories as the real source of power."_ While control of the economy by +workers is an important, indeed a key, aspect of a social revolution it is not +a sufficient one for anarchists. It must be combined with the destruction of +the state (as Bakunin argued, _"[n]o revolution could succeed . . . today +unless it was simultaneously a political and a social revolution"_ [**No Gods, +No Masters**, vol. 1, p. 141]). As the power of the state _"sustains"_ the +capitalists it clearly follows that the capitalist only has his property +because the state protects his property claims -- without the state, workers' +would seize the means of production. Which means, contra Morrow, Bakunin was +aware that in order for workers' to take over their workplaces the state had +to be destroyed as it was by means of the state that capitalist property +rights are enforced. + +And, just to stress the obvious, you cannot _"turn your backs on the state"_ +while dissolving the state bureaucracy, the army, police and so on. This is +clear for Bakunin. He argued that _"[l]iberty can only be created by liberty, +by an insurrection of all the people and the voluntary organisation of the +workers from below upward."_ And the nature of this workers' organisation? +Workers' councils -- the _"proletariat . . . must enter the International +[Workers' Association] en masse, form[ing] factory, artisan, and agrarian +sections, and unite them into local federations."_ [**Statism and Anarchy**, +p. 179 and p. 49] + +Similarly, we discover Kropotkin arguing that _"expropriation"_ would occur at +the same time as _"the capitalists' power to resist [had] been smashed"_ and +that _"the authorities"_ will be _"overthrown."_ [**No Gods, No Masters**, +vol. 1, p. 232 and p. 233] He also recognised the need for self-defence, +arguing that the revolution must _"withstand both the attempts to form a +government that would seek to strangle it and any onslaughts which may emanate +from without."_ [**Op. Cit.**, p. 232] He argued the Commune _"must smash the +State and replace it with the Federation and it will act accordingly."_ [**Op. +Cit.**, p. 259] You cannot do all this by _"turning your backs"_ on the state. +To smash the state you need to face it and fight it -- there is no other way. + +Elsewhere he argued that the commune of the future would base itself on _"the +principles of anarchist communism"_ and _"entirely abolish . . . property, +government, and the state."_ They will _"proclaim and establish their +independence by direct socialist revolutionary action, abolishing private +property"_ when _"governments are swept away by the people . . . the insurgent +people will not wait until some new government decrees, in its marvellous +wisdom, a few economic reforms."_ Rather, they _"will take possession on the +spot and establish their rights by utilising it without delay. They will +organise themselves in the workshops to continue the work, but what they will +produce will be what is wanted by the masses, not what gives the highest +profit to employers. . . they will organise themselves to turn to immediate +use the wealth stored up in the towns; they will take possession of it as if +it had never been stolen from them by the middle class."_ [**The Commune of +Paris**] Note that Kropotkin explicitly states that only **after** +_"governments are swept away"_ would the _"insurgent people . . . organise +themselves in the workshops."_ + +As Malatesta noted, the anarchist principles formulated in 1872 at the +Congress of St Imier (under the influence of Bakunin, obviously) stated that +_"[d]estruction of all political power is the first duty of the proletariat"_ +who must _"establish solidarity in revolutionary action outside the framework +of bourgeois politics."_ He adds, _"[n]eedless to say, for the delegates of +St. Imier as for us and for all anarchists, the abolition of political power +is not possible without the simultaneous destruction of economic privilege."_ +[**Life and Ideas**, pp. 157-8] + +Malatesta himself always stressed that revolution required _"the +insurrectionary act which sweeps away the material obstacles, the armed forces +of the government."_ He argued that _"[o]nce the government has been +overthrown . . . it will be the task of the people . . . to provide for the +satisfaction of immediate needs and to prepare for the future by destroying +privileges and harmful institutions."_ [**Op. Cit.**, p. 163 and p. 161] In +other words, the revolution needs to smash the state and at the same time +abolish capitalism by expropriation by the workers. + +Thus anarchism is clear on that you need to destroy the state in order to +expropriate capital. Morrow's assertions on this are clearly false. Rather +than urging _"workers to turn their backs on the state and seek control of the +factories as the real source of power"_ anarchism calls upon workers to +_"overthrow,"_ _"smash,"_ _"sweep away,"_ _"destroy"_, _"dissolve"_ the state +and its bureaucratic machinery via an _"insurrectionary act"_ and expropriate +capital **at the same time** \-- in other words, a popular uprising probably +combined with a general strike (_"an excellent means for starting the social +revolution,"_ in Malatesta's words, but not in itself enough to made _"armed +insurrection unnecessary"_ [Errico Malatesta, **The Anarchist Reader**, pp. +224-5]). + +That, in itself, indicates that Morrow's _"fundamental tenet"_ of anarchism +does not, in fact, actually exist. In addition, if we look at the history of +the CNT during the 1930s we discover that the union organised numerous +insurrections which did not, in fact, involve workers _"turning their backs on +the state"_ but rather attacking the state. For example, in the spontaneous +revolt of CNT miners in January 1932, the workers _"seized town halls, raised +the black-and-red flags of the CNT, and declared **communismo liberatario.**"_ +In Tarassa, the same year, the workers again _"seiz[ed] town halls"_ and the +town _"swept by street fighting."_ The revolt in January 1933 began with +_"assaults by Anarchist action groups . . . on Barcelona's military barracks . +. . Serious fighting occurred in working-class **barrios** and the outlying +areas of Barcelona . . . Uprising occurred in Tarassa, Sardanola-Ripollet, +Lerida, in several **pueblos** in Valencia province, and in Andalusia."_ In +Casas Viejas, as we discussed in [section 1](append32.html#app1), the CNT +members surrounded and attacked the barracks of the Civil Guard. In December +1933, the workers _"reared barricades, attacked public buildings, and engaged +in heavy street fighting . . . many villages declared libertarian communism."_ +[Murray Bookchin, **The Spanish Anarchists**, p. 225, p. 226, p. 227 and p. +238] + +Moreover, _"[w]herever possible . . . insurrections had carried out industrial +and agrarian take-overs and established committees for workers' and peasant's +control, libertarian systems of logistics and distribution -- in short, a +miniature society 'organised on the lines set down by Kropotkin.'"_ [Bookchin, +**Op. Cit.**, p. 239] + +Now, does all that really sound like workers turning their backs on the state +and only seizing control of their factories? + +Perhaps it will be argued that Morrow is referring to **after** the +insurrection (although he clearly is not). What about the defence of the +revolution? Anarchists have always been clear on this too -- the revolution +would be defended by the people in arms. We have discussed this issue above +(in sections [1](append32.html#app1) and [8](append32.html#app8) in +particular) so we do not need to discuss it in much detail here. We will just +provide another quote by Bakunin (although written in 1865, Bakunin made the +same points over and over again until his death in 1876): + +> _"While it [the revolution] will be carried out locally everywhere, the +revolution will of necessity take a federalist format. Immediately after +established government has been overthrown, communes will have to reorganise +themselves along revolutionary lines . . . In order to defend the revolution, +their volunteers will at the same time form a communal militia. But no commune +can defend itself in isolation. So it will be necessary for each of them to +radiate outwards, to raise all its neighbouring communes in revolt . . . and +to federate with them for common defence."_ [**No Gods, No Masters**, vol. 1, +p. 142] + +This was essentially the position agreed by the CNT in May 1936: + +> _"The armed people will be the best guarantee against all attempts to +restore the destroyed regime by interior or exterior forces . . . Each Commune +should have its arms and elements of defence."_ [quoted by Robert Alexander, +**The Anarchists in the Spanish Civil War**, vol. 1, p. 64] + +Like the CNT with its _"Defence Committees"_ the defence of the revolution +would rest with the commune and its federation. Thus Morrow's _"fundamental +tenet"_ of anarchism does not exist. We have **never** urged the ignoring of +the state nor the idea that seizing economic power will eliminate political +power by itself. Nor is anarchism against the defence of a revolution. The +position of the CNT in May 1936 was identical to that of Bakunin in 1865. The +question is, of course, how do you organise a revolution and its defence -- is +it by the whole people or is it by a party representing that people. +Anarchists argue for the former, Trotskyists the latter. Needless to say, a +state structure (i.e. a centralised, hierarchical structure based on the +delegation of power) is required only when a revolution is seen as rule by a +party -- little wonder anarchists reject the concept of a "workers' state"_ as +a contradiction in terms. + +The question of July 1936 however rears its head. If anarchism **does** stand +for insurrection, workers councils and so on, then why did the CNT ignore the +state? Surely that suggests anarchism is, as Morrow claims, flawed? No, it +does not -- as we argue in some detail in [section 20](append32.html#app20) +this confuses mistakes by **anarchists** with errors in anarchist theory. The +CNT-FAI did not pursue anarchist theory and so July 1936 does not invalidate +anarchism. As Bakunin argued, _"[n]o revolution could succeed . . . unless it +was simultaneously a political and a social revolution."_ [**No Gods, No +Masters**, vol. 1, p. 141] The revolution of July 1936 was a social revolution +(it expropriated capital and revolutionised social relationships across +society) but it was not a political revolution -- in other words, it did not +destroy the state. The CNT refused to do this because of the danger of fascism +and fear of isolation (see [section 20](append32.html#app20)). Little wonder +the social revolution was defeated -- the CNT did not apply basic anarchist +theory. To dismiss anarchist ideas because they were not applied seems +somewhat strange. + +To finish this section we must indicate that Morrow's statement concerning +anarchists "turning our backs"_ to the state and concentrating on property +actually contradicts both Engels and Lenin. + +As Lenin notes in **The State and Revolution**, _"Marx agreed with Proudhon on +the necessity of 'smashing' the present state machine. . . [there is] +similarity between Marxism and anarchism (Proudhon and Bakunin) . . . on this +point"_ and that anarchists advocate _"the destruction of the state machine."_ +[**Essential Works of Lenin**, p. 310 and p. 358] You can hardly smash the +state or destroy the state machine by "turning your back"_ to it. Similarly, +Engels argued (although distorting his thought somewhat) that Bakunin saw +_"the **state** as the main evil to be abolished . . . [and] maintains that it +is the **state** which has created capital, that the capitalist has his +capital **only by the grace of the state** . . . [Hence] it is above all the +state which must be done away with . . . organise, and when ALL workers are +won over . . . abolish the state and replace it with the organisation of the +International."_ [**The Marx-Engels Reader**, pp. 728-9] You cannot +_"abolish"_ and _"replace"_ the state by ignoring it ("turning your back to +it"_). We must also stress that Engels comments disprove Lenin's assertion +that anarchists _"have absolutely no clear idea of **what** the proletariat +will put in its [the states] place."_ [**Op. Cit.**, p. 358] We have always +been clear, namely a federation of workers' associations (this was the +organisation of the First International). In other, more modern, words, a +system of workers' councils -- a position Marxists only embraced six decades +later when Lenin advocated them as the basis of his "workers' state." + +Thus Morrow's comments against anarchism are in contradiction to usual Marxist +claims against anarchism (namely, that we seek to smash the state but do not +understand that the workers' state is necessary to abolish capitalism). +Indeed, Engels attributed the opposite idea to Bakunin that Morrow implies +anarchists think with regards to property -- namely the idea that the +capitalist has his property because of the state. Morrow's _"fundamental +tenet"_ of anarchism not only does not exist in anarchist theory, it does not +even exist in the Marxist critique of that theory! It is impressive enough to +assign a false doctrine to your enemies, it takes real ability to make a claim +which contradicts your own theory's assertions! + +## 15\. Did Spanish Anarchism aim for the creation of _"collectives"_ before +the revolution? + +The formation of the worker-managed enterprises called _"collectives"_ in the +Spanish revolution of 1936 has sometimes led people (particularly Marxists) to +misconceptions about anarcho-syndicalist and communist-anarchist theory. These +comments by a Marxist-Leninist are typical: + +> _"Spanish anarchists believed that a system of autonomous collectives, with +the weakest possible connections between them, was the alternative to +capitalism and also to the Marxist view of society running the entire economy +as one whole."_ + +And: + +> _"The anarchist theory led to the ordinary anarchist considering each +factory as owned simply by the workers that laboured there, and not by the +working class as a whole."_ [Joseph Green, _"The Black Autonomy Collective and +the Spanish Civil War"_, **Communist Voice** no. 10, Vol. 2, no. 5, Oct. 1, +1996] + +This assertion is sometimes voiced by Libertarian Marxists of the council +communist tendency (who should know better): + +> _"At the time of the Civil War, a popular idea amongst the Spanish working +class and peasants was that each factory, area of land, etc., should be owned +collectively by its workers, and that these 'collectives' should be linked +with each other on a 'federal' basis - that is, without any superior central +authority. + +> + +> "This basic idea had been propagated by anarchists in Spain for more than 50 +years. When the Civil War began, peasants and working class people in those +parts of the country which had not immediately fallen under fascist control +seized the opportunity to turn anarchist ideal into reality."_ [_"Anarchism +and the Spanish 'Revolution'"_, **Subversion** no. 18] + +Trotskyist Felix Morrow also presents a similar analysis when he states that +the POUM _"recorded the tendency of CNT unions to treat collectivised property +as their own. It never attacked the anarcho-syndicalist theories which created +the tendency."_ [**Op. Cit.**, p. 104] + +However, the truth of the matter is somewhat different. + +Firstly, as will soon become clear, CNT policy and anarchist theory was +**not** in favour of workers' owning their individual workplaces. Instead both +argued for **socialisation** of the means of life by a system of federations +of workers' assemblies. Individual workplaces would be managed by their +workers but they would not exist in isolation or independently of the others +-- they would be members of various federations (minimally an industrial one +and one which united all workplaces regardless of industry in a geographical +area). These would facilitate co-ordination and co-operation between self- +managed workplaces. The workplace would, indeed, be autonomous but such +autonomy did not negate the need for federal organs of co-ordination nor did +federation negate that autonomy (as we will discuss later in [section +18](append32.html#app18), autonomy means the ability to make agreements with +others and so joining a federation is an expression of autonomy and not +necessarily its abandonment, it depends on the nature of the federation). + +Secondly, rather than being the product of _"more than 50 years"_ of anarchist +propaganda or of _"anarcho-syndicalist theories"_, the _"collectives"_ +instituted during the Civil War were seen by the CNT as merely a temporary +stop-gap. They had not been advocated in the CNT's pre-Civil War program, but +came into existence precisely because the CNT was unable to carry out its +libertarian communist program, which would have required setting up workers +congresses and federal councils to establish co-ordination and aid the +planning of common activities between the self-managed workplaces. In other +words, the idea of self-managed workplaces was seen as one step in a process +of socialisation, the basic building block of a federal structure of workers' +councils. They were **not** seen as an end in themselves no matter how +important they were as the base of a socialised economy. + +Thus the CNT had never proposed that factories or other facilities would be +owned by the people who happened to work there. The CNT's program called for +the construction of _"libertarian communism."_ This was the CNT's agreed goal, +recognising it must be freely created from below. In addition, the Spanish +Anarchists argued for _"free experimentation, free show of initiative and +suggestions, as well as the freedom of organisation,"_ recognising that _"[i]n +each locality the degree of [libertarian] communism, collectivism or mutualism +will depend on conditions prevailing. Why dictate rules? We who make freedom +our banner, cannot deny it in economy."_ [D. A. de Santillan, **After the +Revolution**, p. 97] In other words, the CNT recognised that libertarian +communism would not be created overnight and different areas will develop at +different speeds and in different directions depending on the material +circumstances they faced and what their population desired. + +However, libertarian communism was the CNTs declared goal. This meant that the +CNT aimed for a situation where the economy as a whole would be socialised and +**not** an mutualist economy consisting independent co-operatives owned and +controlled by their workers (with the producers operating totally +independently of each other on the basis of market exchange). Instead, workers +would manage their workplace directly, but would not own it -- rather +ownership would rest with society as a whole but the day-to-day management of +the means of production would be delegated to those who did the actual work. +Councils of workers' delegates, mandated by and accountable to workplace +assemblies, would be created to co-ordinate activity at all levels of the +economy. + +A few quotes will be needed to show that this was, in fact, the position of +the Spanish Anarchists. According to Issac Puente, the _"national federations +will hold as common property all the roads, railways, buildings, equipment, +machinery and workshops."_ The village commune _"will federate with its +counterparts in other localities and with the national industrial +federations."_ [**Libertarian Communism**, p. 29 and p. 26] In D. A. de +Santillan's vision, libertarian communism would see workers' councils +overseeing 18 industrial sectors. There would also be _"councils of the +economy"_ for local, regional and national levels (ultimately, international +as well). [**Op. Cit.**, pp. 50-1 and pp. 80-7] These councils would be +_"constitute[d] by delegations or through assemblies"_ and _"receives [their] +orientation from below and operates in accordance with the resolutions"_ of +their appropriate _"assemblies."_ [**Op. Cit.**, p. 83 and p. 86] + +The CNT's national conference in Saragossa during May 1936 stressed this +vision. Its resolution declared that the revolution would abolish _"private +property, the State, the principle of authority, and . . . classes."_ It +argued that _"the economic plan of organisation, throughout national +production, will adjust to the strictest principles of social economy, +directly administered by the producers through their various organs of +production, designated in general assemblies of the various organisations, and +always controlled by them."_ In urban areas, _"the workshop or factory +council"_ would make _"pacts with other labour centres"_ via _"Councils of +Statistics and Production"_ which are the _"organ of relations of Union to +Union (association of producers)"_, in other words, workers' councils. These +would _"federate among themselves, forming a network of constant and close +relations among all the producers of the Iberian Confederation."_ In rural +areas, _"the producers of the Commune"_ would create a _"Council of +Cultivation"_ which would _"establish the same network of relations as the +Workshop, Factory Councils and those of Production and Statistics, +complementing the free federation represented by the Commune."_ + +The resolution argues that _"[b]oth the Associations of industrial producers +and Associations of agricultural producers will federate nationally"_ and +_"Communes will federate on a county and regional basis . . . Together these +Communes will constitute an Iberian Confederation of Autonomous Libertarian +Communes."_ Being anarchists, the CNT stressed that _"[n]one of these organs +will have executive or bureaucratic character"_ and their members _"will carry +out their mission as producers, meeting after the work day to discuss +questions of details which don't require the decision of the communal +assemblies."_ The assemblies themselves _"will meet as often as needed by the +interests of the Commune. . . When problems are dealt with which affect a +country or province, it must be the Federations which deliberate, and in the +meetings and assemblies all Communities will be represented and the delegates +will bring points of view previously agreed upon"_ by the Commune assembly. +[quoted by Robert Alexander, **The Anarchists in the Spanish Revolution**, +vol. 1, p. 59, p. 60 and p. 62] + +Joan Ferrer, a bookkeeper who was the secretary of the CNT commercial workers +union in Barcelona, explained this vision: + +> _"It was our idea in the CNT that everything should start from the worker, +not -- as with the Communists -- that everything should be run by the state. +To this end we wanted to set up industrial federations -- textiles, metal- +working, department stores, etc. -- which would be represented on an overall +Economics Council which would direct the economy. Everything, including +economic planning, would thus remain in the hands of the workers."_ [quoted by +Ronald Fraser, **Blood of Spain**, p. 180] + +However, social revolution is a dynamic process and things rarely develop +exactly as predicted or hoped in pre-revolutionary times. The "collectives" in +Spain are an example of this. Although the regional union conferences in +Catalonia had put off overthrowing the government in July of 1936, workers +began taking over the management of industries as soon as the street-fighting +had died down. The initiative for this did not come from the higher bodies -- +the regional and national committees -- but from the rank-and-file activists +in the local unions. In some cases this happened because the top management of +the enterprise had fled and it was necessary for the workers to take over if +production was to continue. But in many cases the local union militants +decided to take advantage of the situation to end wage labour by creating +self-managed workplaces. + +As to be expected of a real movement, mistakes were made by those involved and +the development of the movement reflected the real problems the workers faced +and their general level of consciousness and what they wanted. This is natural +and to denounce such developments in favour of ideal solutions means to +misunderstand the dynamic of a revolutionary situation. In the words of +Malatesta: + +> _"To organise a [libertarian] communist society on a large scale it would be +necessary to transform all economic life radically, such as methods of +production, of exchange and consumption; and all this could not be achieved +other than gradually, as the objective circumstances permitted and to the +extent that the masses understood what advantages could be gained and were +able to act for themselves."_ [**Life and Ideas**, p. 36] + +This was the situation in revolutionary Spain. Moreover, the situation was +complicated by the continued existence of the bourgeois state. As Gaston +Leval, in his justly famous study of the collectives, states _"it was not . . +. true socialisation, but . . . a self-management straddling capitalism and +socialism, which we maintain would not have occurred had the Revolution been +able to extend itself fully under the direction of our syndicates."_ [Gaston +Leval, **Collectives in the Spanish Revolution**, p. 227-8] Leval in fact +terms it _"a form of workers neo-capitalism"_ but such a description is +inaccurate (and unfortunate) simply because wage labour had been abolished and +so it was not a form of capitalism -- rather it was a form of mutualism, of +workers' co-operatives exchanging the product of their labour on the market. + +However, Leval basic argument was correct -- due to the fact the political +aspect of the revolution (the abolition of the state) had been "postponed" +until after the defeat of fascism, the economic aspects of the revolution +would also remain incomplete. The unions that had seized workplaces were +confronted with a dilemma. They had control of their individual workplaces, +but the original libertarian plan for economic co-ordination was precluded by +the continued existence of the State. It was in this context of a partial +revolution, under attack by the counter-revolution, that the idea of +"collectives" was first put forward to solve some of the problems facing the +workers and their self-managed workplaces. Unfortunately, this very "solution" +caused problems of its own. For example, Gaston Leval indicates that the +collectivisation decree of October 1936 _"legalising collectivisation"_, +_"distorted everything right from the start"_ [**Op. Cit.**, p. 227] and did +not allow the collectives to develop beyond a mutualist condition into full +libertarian communism. It basically legalised the existing situation while +hindering its development towards libertarian communism by undermining union +control. + +This dilemma of self-managed individual workplaces and lack of federations to +co-ordinate them was debated at a CNT union plenary in September of 1936. The +idea of converting the worker-managed workplaces into co-operatives, operating +in a market economy, had never been advocated by the Spanish anarchists before +the Civil War, but was now seen by some as a temporary stop-gap that would +solve the immediate question of what to do with the workplaces that had been +seized by the workers. It was at this meeting that the term "collective"_ was +first adopted to describe this solution. This concept of "collectivisation"_ +was suggested by Joan Fabregas, a Catalan nationalist of middle class origin +who had joined the CNT after July of 1936. As one CNT militant recalled: + +> _"Up to that moment, I had never heard of collectivisation as a solution for +industry -- the department stores were being run by the union. What the new +system meant was that each collectivised firm would retain its individual +character, but with the ultimate objective of federating all enterprises +within the same industry."_ [quoted by Ronald Fraser, **Blood of Spain**, p. +212] + +However, a number of unions went beyond "collectivisation" and took over all +the facilities in their industries, eliminating competition between separate +firms. The many small barber and beauty shops in Barcelona were shut down and +replaced with large neighbourhood haircutting centres, run through the +assemblies of the CNT barbers' union. The CNT bakers union did something +similar. The CNT Wood Industry Union shut down the many small cabinet-making +shops, where conditions were often dangerous and unhealthy. They were replaced +with two large factories, which included new facilities for the benefit of the +workforce, such as a large swimming pool. + +The union ran the entire industry, from the felling of timber in the Val +d'Aran to the furniture showrooms in Barcelona. The railway, maritime shipping +and water, gas and electric industry unions also pursued this strategy of +industrial unification, as did the textile union in the industrial town of +Badalona, outside Barcelona. This was considered to be a step in the direction +of eventual socialisation. + +At the Catalan union plenary of September, 1936, _"the bigger, more powerful +unions, like the woodworkers, the transport workers, the public entertainment +union, all of which had already socialised [i.e. unified their industries +under union management], wanted to extend their solution to the rest of +industry. The smaller, weaker unions wanted to form co-operatives. . ."_ +[Fraser, **Op. Cit.**, p. 212] + +The collectives came out of this conflict and discussion as a sort of "middle +ground" -- however, it should be stressed that it did not stop many unions +from ignoring the Catalan's governments' attempt to legalise (and so control) +the collectives (the so-called _"collectivisation"_ decree) as far as they +could. As Albert Perez-Baro, a Catalan Civil Servant noted, _"the CNT . . . +pursued its own, unilateral objectives which were different. Syndical +collectivisation or syndicalised collectives, I would call those objectives; +that's to say, collectives run by their respective unions . . . The CNT's +policy was thus not the same as that pursued by the decree."_ [quoted by +Fraser, **Op. Cit.**, pp. 212-3] Indeed, Abad de Santillan stated later that +he _"was an enemy of the decree because I considered it premature . . . When I +became [economics] councillor [of the Generalitat for the CNT], I had no +intention of taking into account of carrying out the decree; I intended to +allow our great people to carry on the task as they saw fit, according to +their own aspiration."_ [quoted, **Op. Cit.**, p. 212f] + +Therefore, when Leninist Joseph Green argues the initial collectivisation of +workplaces _"was the masses starting to take things into their own hands, and +they showed that they could continue production in their workplaces . . . The +taking over of the individual workplaces and communities is one step in a +revolutionary process. But there is yet more that must be done -- the +workplaces and communities must be integrated into an overall economy"_ he is +just showing his ignorance. The CNT, despite Green's assertions to the +contrary, were well aware that the initial collectivisations were just one +step in the revolution and were acting appropriately. It takes some gall (or +extreme ignorance) to claim that CNT theory, policy and actions were, in fact, +the exact opposite of what they were. Similarly, when he argues _"[h]ow did +the anarchists relate the various workplace collectives to each other in +Barcelona? . . . they made use of a patchwork system including a Central +Labour Bank, an Economic Council, credit . . ."_ he strangely fails to mention +the socialisation attempts made by many CNT industrial unions during the +revolution, attempts which reflected pre-war CNT policy. But such facts would +get in the way of a political diatribe and so are ignored. [Green, **Op. +Cit.**] + +Green continues his inaccurate diatribe by arguing that: + +> _"The problem is that, saddled with their false theory, they could not +understand the real nature of the economic steps taken in the collectives, and +thus they could not deal with the economic relations that arose among the +collectives."_ [**Op. Cit.**] + +However, the only thing false about this is the false assertions concerning +anarchist theory. As is crystal clear from our comments above, the Spanish +anarchists (like all anarchists) were well aware of the need for economic +relations between collectives (self-managed workplaces) before the revolution +and acted to create them during it. These were the industrial federations and +federations of rural communities/collectives predicted in anarchist and CNT +theory and actually created, in part at least, during the revolution itself. + +Thus Green's "critique"_ of anarchism is, in fact, **exactly** what anarchist +theory actually argues and what the Spanish anarchists themselves argued and +tried to implement in all industries. Of course, there are fundamental +differences between the anarchist vision of socialisation and the Leninist +vision of Nationalisation but this does not mean that anarchism is blind to +the necessity of integrating workplaces and communities into a coherent system +of federations of workers' councils (as proven above). However, such +federation has two sources -- it is either imposed from above or agreed to +from below. Anarchists choose the former as the latter negates any claim that +a revolution is a popular, mass movement from below (and, incidentally, the +Leninist claim that the "workers' state"_ is simply a tool of the workers to +defeat capitalist oppression). + +The actual process in Spain towards industrial federations and so +socialisation was dependent on the wishes of the workers involved -- as would +be expected in a true social revolution. For example, the department stores +were collectivised and an attempt to federate the stores failed. The works +councils opposed it, considering the enterprises as their own and were +unwilling to join a federation -- the general assemblies of the collectives +agreed. Joan Ferrer, the secretary of the CNT commercial union, considered it +natural as _"[o]nly a few months before, the traditional relationship between +employer and worker had been overthrown. Now the workers were being asked to +make a new leap -- to the concept of collective ownership. It was asking a lot +to expect the latter to happen overnight."_ [quoted by Fraser, **Op. Cit.**, +p. 220] + +However, before Leninists like Green rush in and assert that this proves that +_"anarchist theory led to the ordinary anarchist considering each factory as +owned simply by the workers that laboured there"_ we should point out two +things. Firstly, it was the "ordinary anarchists"_ who were trying to organise +socialisation (i.e. CNT members and militants). Secondly, the Russian +Revolution also saw workers taking over their workplaces and treating them as +their own property. Leninists like Green would have a fit if we took these +examples to "prove" that Leninism _"led to the ordinary Bolshevik worker +considering each factory as owned simply by the workers that laboured there"_ +(which was what the Mensheviks **did** argue in 1917 when Martov _"blamed the +Bolsheviks for creating the local, particularistic attitudes prevailing among +the masses."_ [Samuel Farber, **Before Stalinism**, p. 72]). In other words, +such events are a natural part of the process of a revolution and are to be +expected regardless of the dominant theory in that revolution. + +To summarise. + +The Spanish revolution does confirm anarchist theory and in no way contradicts +it. While many of the aspects of the collectives were in accord with pre-war +CNT policy and anarchist theory, other aspects of them were in contradiction +to them. This was seen by the militants of the CNT and FAI who worked to +transform these spontaneously created organs of economic self-management into +parts of a socialised economy as required for libertarian communism. Such a +transformation flowed from below and was not imposed from above, as would be +expected in a libertarian social revolution. + +As can be seen, the standard Marxist account of the collectives and its +relationship to anarchist theory and CNT policy is simply wrong. + +## 16\. How does the development of the collectives indicate the differences +between Bolshevism and anarchism? + +As argued in the [last section](append32.html#app15), the collectives formed +during the Spanish Revolution reflected certain aspects of anarchist theory +but not others. They were a compromise solution brought upon by the +development of the revolution and did not, as such, reflect CNT or anarchist +theory or vision bar being self-managed by their workers. The militants of the +CNT and FAI tried to convince their members to federate together and truly +socialise the economy, with various degrees of success. A similar process +occurred during the Russian Revolution of 1917. There workers created factory +committees which tried to introduce workers' self-management of production. +The differences in outcome in these two experiences and the actions of the +Bolsheviks and anarchists indicate well the fundamental differences between +the two philosophies. In this section we discuss the contrasting solutions +pursued by the CNT and the Bolsheviks in their respective revolutions. + +The simple fact is that revolutions are complex and dynamic processes which +involve many contradictory developments. The question is how do you push them +forward -- either from below or from above. Both the Spanish and the Russian +revolution were marked by "localism" -- when the workers in a factory consider +it their own property and ignore wider issues and organisation. + +Lenin and the Bolsheviks "solved" the problem of localism by eliminating +workers' self-management in favour of one-man management appointed from above. +Attempts by the workers and factory committees themselves to combat localism +were stopped by the Bolshevik dominated trade unions which _"prevented the +convocation of a planned All-Russian Congress of Factory Committees"_ in +November 1917 when _"called upon"_ by the Bolsheviks _"to render a special +serve to the nascent Soviet State and to discipline the Factory Committees."_ +[I. Deutscher, quoted by Maurice Brinton, **The Bolsheviks and Workers' +Control**, p. 19] Instead, the Bolsheviks built from the top-down their system +of _"unified administration"_ based on converting the Tsarist system of +central bodies which governed and regulated certain industries during the war. +[Brinton, **Op. Cit.**, p. 36] The CNT, in comparison, tried to solve the +problem of localism by a process of discussion and debate from below. Both +were aware of the fact the revolution was progressing in ways different from +their desired goal but their solution reflected their different politics -- +libertarian in the case of the CNT, authoritarian in the case of Bolshevism. + +Therefore, the actual economic aspects of the Spanish revolution reflected the +various degrees of political development in each workplace and industry. Some +industries socialised according to the CNT's pre-war vision of libertarian +communism, others remained at the level of self-managed workplaces in spite of +the theories of the union and anarchists. This was the case with other aspects +of the collectives. As Vernon Richards points out, _"[i]n some factories . . . +the profits or income were shared out among the workers . . . As a result, +wages fluctuated in different factories and even within the same industry . . +. But fortunately . . . the injustice of this form of collectivisation was +recognised and combated by the CNT syndicates from the beginning."_ [**Lessons +of the Spanish Revolution**, pp. 106-7] + +Thus the collectives, rather than expressing the economic vision of communist- +anarchism or anarcho-syndicalism, came into existence precisely because the +CNT was unable to carry out its libertarian communist program, which would +have required setting up workers congresses and co-ordinating councils to +establish common ownership and society wide self-management. To assert that +the collectives were an exact reflection of anarchist or anarcho-syndicalist +theory is, therefore, incorrect. Rather, they reflected certain aspects of +that theory (such as workers' self-management in the workplace) while others +(industrial federations to co-ordinate economic activity, for example) were +only partially meet. This, we must stress, is to be expected as a revolution +is a **process** and not an event. As Kropotkin argued: + +> _"It is a whole insurrectionary period of three, four, perhaps five years +that we must traverse to accomplish our revolution in the property system and +in social organisation."_ [**Words of a Rebel**, p. 72] + +Thus the divergence of the actual revolution from the program of the CNT was +to be expected and so did not represent a failure or a feature of anarchist or +anarcho-syndicalist theory as Morrow and other Marxists assert. Rather, it +expresses the nature of a social revolution, a movement from below which, by +its very nature, reflects real needs and problems and subject to change via +discussion and debate. Bakunin's comments stress this aspect of the +revolution: + +> _"I do not say that the peasants [and workers], freely organised from the +bottom up, will miraculously create an ideal organisation, confirming in all +respects to our dreams. But I am convinced that what they construct will be +living and vibrant, a thousands times better and more just than any existing +organisation. Moreover, this . . . organisation, being on the one hand open to +revolutionary propaganda . . . , and on the other, not petrified by the +intervention of the State . . . will develop and perfect itself through free +experimentation as fully as one can reasonably expect in our times. + +> + +> "With the abolition of the State, the spontaneous self-organisation of +popular life . . . will revert to the communes. The development of each +commune will take its point of departure the actual condition of its +civilisation . . ."_ [**Bakunin on Anarchism**, p. 207] + +To **impose** an "ideal"_ solution would destroy a revolution -- the actions +and decisions (**including what others may consider mistakes**) of a free +people are infinitely more productive and useful than the decisions and +decrees of the best central committee. Moreover, a centralised system by +necessity is an imposed system (as it excludes by its very nature the +participation of the mass of the people in determining their own fate). As +Bakunin argued, _"Collectivism could be imposed only on slaves, and this kind +of collectivism would then be the negation of humanity. In a free community, +collectivism can come about only through the pressure of circumstances, not by +imposition from above but by a free spontaneous movement from below."_ [**Op. +Cit.**, p. 200] Thus socialisation must proceed from below, reflecting the +real development and desires of those involved. To "speed-up"_ the process via +centralisation can only result in replacing socialisation with nationalisation +and the elimination of workers' self-management with hierarchical management. +Workers' again would be reduced to the level of order-takers, with control +over their workplaces resting not in their hands but in those of the state. + +Lenin argued that _"Communism requires and presupposes the greatest possible +centralisation of large-scale production throughout the country. The all- +Russian centre, therefore, should definitely be given the right of direct +control over all the enterprises of the given branch of industry. The regional +centres define their functions depending on local conditions of life, etc., in +accordance with the general production directions and decisions of the +centre."_ He continued by explicitly arguing that _"[t]o deprive the all- +Russia centre of the right to direct control over all the enterprises of the +given industry . . . would be regional anarcho-syndicalism, and not +communism."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +p. 292] + +We expect that Morrow would subscribe to this "solution"_ to the problems of a +social revolution generates. However, such a system has its own problems. + +First is the basic fallacy that the centre will not start to view the whole +economy as its property (and being centralised, such a body would be difficult +to effectively control). Indeed, Stalin's power was derived from the state +bureaucracy which ran the economy in its own interests. Not that it suddenly +arose with Stalin. It was a feature of the Soviet system from the start. +Samuel Farber, for example, notes that, _"in practice, [the] +hypercentralisation [pursued by the Bolsheviks from early 1918 onwards] turned +into infighting and scrambles for control among competing bureaucracies"_ and +he points to the _"not untypical example of a small condensed milk plant with +few than 15 workers that became the object of a drawn-out competition among +six organisations including the Supreme Council of National Economy, the +Council of People's Commissars of the Northern Region, the Vologda Council of +People's Commissars, and the Petrograd Food Commissariat."_ [**Op. Cit.**, p. +73] In other words, centralised bodies are not immune to viewing resources as +their own property (and compared to an individual workplace, the state's power +to enforce its viewpoint against the rest of society is considerably +stronger). + +Secondly, to eliminate the dangers of workers' self-management generating +"propertarian"_ notions, the workers' have to have their control over their +workplace reduced, if not eliminated. This, by necessity, generates +**bourgeois** social relationships and, equally, appointment of managers from +above (which the Bolsheviks did embrace). Indeed, by 1920 Lenin was boasting +that in 1918 he had _"pointed out the necessity of recognising the dictatorial +authority of single individuals for the pursue of carrying out the Soviet +idea"_ and even claimed that at that stage _"there were no disputes in +connection with the question"_ of one-man management. [quoted by Brinton, +**Op. Cit.**, p. 65] While the first claim is true (Lenin argued for one-man +management appointed from above **before** the start of the Civil War in May +1918) the latter one is **not** true (excluding anarchists and anarcho- +syndicalists, there were also the dissent Left-Communists in the Bolshevik +party itself). + +Thirdly, a centralised body effectively excludes the mass participation of the +mass of workers -- power rests in the hands of a few people which, by its +nature, generates bureaucratic rule. This can be seen from the example of +Lenin's Russia. The central bodies the Bolsheviks created had little knowledge +of the local situation and often gave orders that contradicted each other or +had little bearing to reality, so encouraging factories to ignore the centre. +In other words the government's attempts to centralise actually led to +localism (as well as economic mismanagement)! Perhaps this was what Green +means when he argues for a _"new centralism"_ which would be _"compatible with +and requiring the initiative of the workers at the base"_ [Green **Op. +Cit.**]-- that is, the initiative of the workers to ignore the central bodies +and keep the economy going **in spite** of the _"new centralism"_? + +The simple fact is, a socialist society **must** be created from below, by the +working class itself. If the workers do not know how to create the necessary +conditions for a socialist organisation of labour, no one else can do it for +them or compel them to do it. If the state is used to combat "localism" and +such things then it obviously cannot be in the hands of the workers' +themselves. Socialism can only be created by workers' own actions and +organisations otherwise it will not be set up at all -- something else will +be, namely state capitalism. + +Thus, a close look at Lenin's "solution"_ indicates that Trotskyist claim that +their state is the _"tool of the majority in their fight against exploitation +by the few"_ (to use Joseph Green's words) is refuted by their assertion that +this state will also bring the economy under centralised control and by the +actions of the Bolsheviks themselves. + +Why is this? Simply because **if** the mass of collectives are not interested +in equality and mutual aid in society as a whole then how can the government +actually be the "tool"_ of the majority when it imposes such "mutual aid"_ and +"equality"_ upon the collectives? In other words, the interests of the +government replace those of the majority. After all, if workers **did** favour +mutual aid and equality then they would federate themselves to achieve it. +(which the collectives were actually doing all across Spain, we must note). If +they do not do this then how can the "workers' state"_ be said to be simply +their tool when it has to **impose** the appropriate economic structure upon +them? The government is elected by the whole people, so it will be claimed, +and so must be their tool. This is obviously flawed -- _"if,"_ argued +Malatesta, _"you consider these worthy electors as unable to look after their +own interests themselves, how is it that they will know how to choose for +themselves the shepherds who must guide them? And how will they be able to +solve this problem of social alchemy, of producing a genius from the votes of +a mass of fools? And what will happen to the minorities which are still the +most intelligent, most active and radical part of a society?"_ [Malatesta, +**Anarchy**, p. 53] + +What does all this mean? Simply that Trotskyists recognise, implicitly at +least, that the workers' state is not, in fact, the simple tool of the +workers. Rather, it is the means by which "socialism"_ will be imposed upon +the workers by the party. If workers do not practice mutual aid and federation +in their day-to-day running of their lives, then how can the state impose it +if it is simply their tool? It suggests what is desired _"by all of the +working people as a whole"_ (nearly always a euphemism for the party in +Trotskyist ideology) is different that what they actually want (as expressed +by their actions). In other words, a conflict exists between the workers' and +the so-called "workers' state"_ \-- in Russia, the party imposed **its** +concept of the interests of the working class, even against the working class +itself. + +Rather than indicate some kind of failure of anarchist theory, the experience +of workers' self-management in both Spain and Russia indicate the +authoritarian core of Trotskyist ideology. If workers do not practice mutual +aid or federation then a state claiming to represent them, to be simply their +tool, cannot force them to do so without exposing itself as being an alien +body with power **over** the workers. + +For these reasons Bakunin was correct to argue that anarchists have _"no faith +except in freedom. Both [Marxists and anarchists], equally supporters of +science which is to destroy superstition and replace belief, differ in the +former wishing to impose it, and the latter striving to propagate it; so human +groups, convinced of its truth, may organise and federate spontaneously, +freely, from the bottom up, by their own momentum according to their real +interests, but never according to any plan laid down in advance and imposed +upon the **ignorant masses** by some superior intellects."_ Anarchists, he +continues, _"think that there is much more practical and intellectual common +sense in the instinctive aspirations and in the real needs of the mass of the +people than in the profound intelligence of all these doctors and teachers of +mankind who, after so many fruitless attempts to make humanity happy, still +aspire to add their own efforts."_ [**Michael Bakunin: Selected Writings**, p. +198] + +In summary, the problem of "localism" and any other problems faced by a social +revolution will be solved in the interests of the working class only if +working class people solve them themselves. For this to happen it requires +working class people to manage their own affairs directly and that implies +self-managed organising from the bottom up (i.e. anarchism) rather than +delegating power to a minority at the top, to a "revolutionary" party or +government. This applies economically, socially and politically. As Bakunin +argued, the _"revolution should not only be made for the people's sake; it +should also be made by the people."_ [**No Gods, No Masters**, vol. 1, p. 141] + +Thus the actual experience of the collectives and their development, rather +than refuting anarchism, indicates well that it is the only real form of +socialism. Attempts to nationalise the means of production inevitably +disempower workers and eliminate meaningful workers' self-management or +control. It does not eliminate wage labour but rather changes the name of the +boss. Socialism can only be built from below. If it is not, as the Russian +experience indicated, then state capitalism will be the inevitable outcome. + +## 17\. Why is Morrow's support for _"proletarian methods of production"_ +ironic? + +Morrow states _"[i]n the midst of civil war the factory committees are +demonstrating the superiority of proletarian methods of production."_ [**Op. +Cit.**, p. 53] This is ironic as the Bolsheviks in power fought against the +factory committees and their attempts to introduce the kind of workers' self- +management Morrow praises in Spain (see Maurice Brinton's **The Bolsheviks and +Workers' Control** for details). Moreover, rather than seeing workers' self- +management as _"proletarian methods of production"_ Lenin and Trotsky thought +that how a workplace was managed was irrelevant under socialism. Trotsky +argued that _"[i]t would be a most crying error to confuse the question as to +the supremacy of the proletariat with the question of boards of workers at the +head of factories. The dictatorship of the proletariat is expressed in the +abolition of private property in the means of production, in the supremacy of +the collective will of the workers [a euphemism for the Party -- M.B.] and not +at all in the form in which individual economic organisations are +administered."_ Indeed, _"I consider if the civil war had not plundered our +economic organs of all that was strongest, most independent, most endowed with +initiative, we should undoubtedly have entered the path of one-man management +in the sphere of economic administration much sooner and much less +painfully."_ [quoted by Maurice Brinton, **Op. Cit.**, p. 66 and pp. 66-7] + +In other words, Trotsky both in theory and in practice opposed _"proletarian +methods of production"_ \-- and if the regime introduced by Trotsky and Lenin +in Russia was **not** based on _"proletarian methods of production"_ then what +methods was it based on? One-man management with _"the appointment of +individuals, dictators with unlimited powers"_ by the government and _"the +people **unquestioningly obey[ing] the single will** of the leaders of +labour."_ [**The Immediate Tasks of the Soviet Government**, p. 32 and p. 34] +In other words, the usual **bourgeois** methods of production with the +workers' doing what the boss tells them. At no time did the Bolsheviks support +the kind of workers' self-management introduced by the anarchist influenced +workers of Spain -- indeed they hindered it and replaced it with one-man +management at the first opportunity (see Maurice Brinton's classic **The +Bolsheviks and Workers' Control** for details). + +To point out the obvious, bourgeois methods of production means bourgeois +social relations and relations of production. In other words, Morrow comments +allows us to see that Lenin and Trotsky's regime was not proletarian at the +point of production. How ironic. And if it was not proletarian at the point of +production (i.e. at the source of **economic** power) how could it remain +proletarian at the political level? Unsurprisingly, it did not -- party power +soon replaced workers' power and the state bureaucracy replaced the party. + +Yet again Morrow's book exposes the anti-revolutionary politics of Trotskyism +by allowing anarchists to show the divergence between the rhetoric of that +movement and what it did when it was in power. Morrow, faced with a workers' +movement influenced by anarchism, inadvertently indicates the poverty of +Trotskyism when he praises the accomplishments of that movement. The reality +of Leninism in power was that it eliminated the very things Morrow praises -- +such as _"proletarian methods of production,"_ democratic militias, workers' +councils and so on. Needless to say, the irony of Morrow's work is lost on +most of the Trotskyists who read it. + +## 18\. Were the federations of collectives an _"abandonment"_ of anarchist +ideas? + +From our discussion in [section 15](append32.html#app15), it is clear that +anarchism does not deny the need for co-ordination and joint activity, for +federations of self-managed workplaces, industries and rural collectives at +all levels of society. Far from it. As proven in sections +[12](append32.html#app12) and [15](append32.html#app15), such federations are +a basic idea of anarchism. In anarchy co-ordination flows **from below** and +not imposed by a few from above. Unfortunately Marxists cannot tell the +difference between solidarity from below and unity imposed from above. Morrow, +for example, argues that _"the anarchist majority in the Council of Aragon led +in practice to the abandonment of the anarchist theory of the autonomy of +economic administration. The Council acted as a centralising agency."_ [**Op. +Cit.**, pp. 205-6] + +Of course it does nothing of the kind. Yes, anarchists are in favour of +autonomy -- including the autonomy of economic administration. We are also in +favour of federalism to co-ordinate join activity and promote co-operation on +a wide-scale (what Morrow would, inaccuracy, call "centralism"_ or +"centralisation"_). Rather than seeing such agreements of joint activity as +the "abandonment"_ of autonomy, we see it as an **expression** of that +autonomy. It would be a strange form of "freedom"_ that suggested making +arrangements and agreements with others meant a restriction of your liberty. +For example, no one would argue that to arrange to meet your friend at a +certain place and time meant the elimination of your autonomy even though it +obviously reduces your "liberty"_ to be somewhere else at the same time. + +Similarly, when an individual joins a group and takes part in its collective +decisions and abides by their decisions, this does not represent the +abandonment of their autonomy. Rather, it is an expression of their freedom. +If we took Morrow's comment seriously then anarchists would be against all +forms of organisation and association as they would mean the _"abandonment of +autonomy"_ (of course some Marxists **do** make that claim, but such a +position indicates an essentially **negative** viewpoint of liberty, a +position they normally reject). In reality, of course, anarchists are aware +that freedom is impossible outside of association. Within an association +absolute "autonomy"_ cannot exist, but such "autonomy"_ would restrict freedom +to such a degree that it would be so self-defeating as to make a mockery of +the concept of autonomy and no sane person would seek it. + +Of course anarchists are aware that even the best association could turn into +a bureaucracy that **does** restrict freedom. Any organisation could transform +from being an expression of liberty into a bureaucratic structure which +restricts liberty because power concentrates at the top, into the hands of an +elite. That is why we propose specific forms of organisation, ones based on +self-management, decentralisation and federalism which promote decision-making +from the bottom-up and ensure that the organisation remains in the hands of +its members and its policies are agreements between them rather than ones +imposed upon them. For this reason the basic building block of the federation +is the autonomous group assembly. It is this body which decides on its own +issues and mandates delegates to reach agreements within the federal +structure, leaving to itself the power to countermand the agreements its +delegates make. In this way autonomy is combined with co-ordination in an +organisation that is structured to accurately reflect the needs and interests +of its members by leaving power in their hands. In the words of Murray +Bookchin, anarchists _"do not deny the need for co-ordination between groups, +for discipline, for meticulous planning, and for unity in action. But [we] +believe that co-ordination, discipline, planning, and unity in action must be +achieved **voluntarily,** by means of self-discipline nourished by conviction +and understanding, not by coercion and a mindless, unquestioning obedience to +orders from above."_ [**Post-Scarcity Anarchism**, p. 215] + +Therefore, anarchist support for _"the autonomy of economic administration"_ +does not imply the lack of co-operation and co-ordination, of joint agreements +and federal structures which may, to the uninformed like Morrow, seem to imply +the _"abandonment"_ of autonomy. As Kropotkin argued, the commune _"cannot any +longer acknowledge any superior: that, above it, there cannot be anything, +save the interests of the Federation, freely embraced by itself in concert +with other Communes."_ [**No Gods, No Masters**, vol. 1, p. 259] This vision +was stressed in the CNT's Saragossa resolution on Libertarian Communism made +in May, 1936, which stated that the _"the foundation of this administration +will be the commune. These communes are to be autonomous and will be federated +at regional and national levels to achieve their general goals. The right to +autonomy does not preclude the duty to implement agreements regarding +collective benefits."_ [quoted by Jose Peirats, **The CNT in the Spanish +Revolution**, p. 106] Hence anarchists do not see making collective decisions +and working in a federation as an abandonment of autonomy or a violation of +anarchist theory. + +The reason for this is simple. To exercise your autonomy by joining self- +managing organisations and, therefore, agreeing to abide by the decisions you +help make is not a denial of that autonomy (unlike joining a hierarchical +structure, we must stress). That is why anarchists have always stressed the +importance of the **nature** of the associations people join **as well as** +their voluntary nature -- as Kropotkin argued, the _"communes of the next +revolution will not only break down the state and substitute free federation +for parliamentary rule; they will part with parliamentary rule within the +commune itself . . . They will be anarchist within the commune as they will be +anarchist outside it."_ [**The Commune of Paris**] Moreover, within the +federal structures anarchists envision, the actual day-to-day running of the +association would be autonomous. There would be little or no need for the +federation to interfere with the mundane decisions a group has to make day in, +day out. As the Saragossa resolution makes clear: + +> _ "[The] commune . . . will undertake to adhere to whatever general norms +may be agreed by majority vote after free debate . . . The inhabitants of a +commune are to debate among themselves their internal problems . . . +Federations are to deliberate over major problems affecting a country or +province and all communes are to be represented at their reunions and +assemblies, thereby enabling their delegates to convey the democratic +viewpoint of their respective communes . . . every commune which is implicated +will have its right to have its say . . . On matters of a regional nature, it +is the duty of the regional federation to implement agreements . . . So the +starting point is the individual, moving on through the commune, to the +federation and right on up finally to the confederation."_ [quoted by Jose +Peirats, **Op. Cit.**, pp. 106-7] + +Since the Council of Aragon and the Federation of Collectives were based on a +federal structure, regular meetings of mandated delegates and decision-making +from the bottom up, it would be wrong to call them a _"centralising agency"_ +or an _"abandonment"_ of the principle of _"autonomy."_ Rather, they were +expressions of that autonomy based around a **federal** and not centralised +organisation. The autonomy of the collective, of its mass assembly, was not +restricted by the federation nor did the federation interfere with the day to +day running of the collectives which made it up. The structure was a +federation of autonomous collectives. The role of the Council was to co- +ordinate the decisions of the federation delegate meetings \-- in other words, +purely administrative implementation of collective agreements. To confuse this +with centralisation is a mistake common to Marxists, but it is still a +confusion. + +To summarise, what Morrow claims is an _"abandonment"_ of anarchism is, in +fact, an expression of anarchist ideas. The Council of Aragon and the Aragon +Federation of Collectives were following the CNT's vision of libertarian +communism and not abandoning it, as Morrow claims. As anyone with even a basic +understanding of anarchism would know. + +## 19\. Did the experience of the rural collectives refute anarchism? + +Some Leninists attack the rural collectives on similar lines as they attack +the urban ones (as being independent identities and without co-ordination -- +see [section 15](append32.html#app15) for details). They argue that +_"anarchist theory"_ resulted in them considering themselves as being +independent bodies and so they ignored wider social issues and organisation. +This meant that anarchist goals could not be achieved: + +> _"Let's evaluate the Spanish collectives according to one of the basic goals +set by the anarchists themselves. This was to ensure equality among the +toilers. They believed that the autonomous collectives would rapidly equalise +conditions among themselves through 'mutual aid' and solidarity. This did not +happen . . . conditions varied greatly among the Spanish collectives, with +peasants at some agricultural collectives making three times that of peasants +at other collectives."_ [Joseph Green, **Op. Cit.**] + +Of course, Green fails to mention that in the presumably "centralised"_ system +created by the Bolsheviks, the official rationing system had a differentiation +of **eight to one** under the class ration of May 1918\. By 1921, this, +apparently, had fallen to around four to one (which is still higher than the +rural collectives) but, in fact, remained at eight to one due to workers in +selected defence-industry factories getting the naval ration which was +approximately double that of the top civilian workers' ration. [Mary McAuley, +**Bread and Justice: State and Society in Petrograd 1917-1922**, pp. 292-3] +This, we note, ignores the various privileges associated with state office and +Communist Party membership which would increase differentials even more (and +such inequality extended into other fields, Lenin for example warned in 1921 +against _"giving non-Party workers a false sense of having some increase in +their rights"_ [Marx, Engels and Lenin, **Op. Cit.**, p. 325]). The various +resolutions made by workers for equality in rations were ignored by the +government (all this long before, to use Green's words _"their party +degenerated into Stalinist revisionism"_). + +So, if equality is important, then the decentralised rural collectives were +far more successful in achieving it than the "centralised"_ system under Lenin +(as to be expected, as the rank-and-file were in control, not a few at the +top). + +Needless to the collectives could not unify history instantly. Some towns and +workplaces started off on a more favourable position than others. Green quotes +an academic (David Miller) on this: + +> _"Such variations no doubt reflected historical inequalities of wealth, but +at the same time the redistributive impact of the [anarchist] federation had +clearly been slight."_ + +Note that Green implicitly acknowledges that the collectives **did** form a +federation. This makes a mockery of his claims that earlier claims that the +anarchists _"believed that the village communities would enter the realm of a +future liberated society if only they became autonomous collectives. They +didn't see the collectives as only one step, and they didn't see the need for +the collectives to be integrated into a broader social control of all +production."_ [**Op. Cit.**] As proven above, such assertions are either the +product of ignorance or a conscious lie. We quoted numerous Spanish anarchist +documents that stated the exact opposite to Green's assertions. The Spanish +anarchists were well aware of the need for self-managed communities to +federate. Indeed, the federation of collectives fits **exactly** pre-war CNT +policy and anarchist theory (see sections [15](append32.html#app15) and +[18](append32.html#app18) for details). To re-quote a Spanish Anarchist +pamphlet, the village commune _"will federate with its counterparts in other +localities and with the national industrial federations."_ [Issac Puente, +**Libertarian Communism**, p. 26] Thus what Green asserts the CNT and FAI did +not see the need of, they in fact **did** see the need for and argued for +their creation before the Civil War and actually created during it! Green's +comments indicate a certain amount of "doublethink"_ \-- he maintains that the +anarchists rejected federations while acknowledging they did federate. + +However, historical differences are the product of **centuries** and so it +will take some time to overcome them, particularly when such changes are not +imposed by a central government. In addition, the collectives were not allowed +to operate freely and were soon being hindered (if not physically attacked) by +the state within a year. Green dismisses this recognition of reality by +arguing _"one could argue that the collectives didn't have much time to +develop, being in existence for only two and a half years at most, with the +anarchists only having one year of reasonably unhindered work, but one could +certainly not argue that this experience confirmed anarchist theory."_ +However, his argument is deeply flawed for many reasons. + +Firstly, we have to point out that Green quotes Miller who is using data from +collectives in Castille. Green, however, was apparently discussing the +collectives of Aragon and the Levante and their respective federations (as was +Miller). To state the obvious, it is hard to evaluate the activities of the +Aragon or Levante federation using data from collectives in the Castille +federation. Moreover, in order to evaluate the redistributive activities of +the federations you need to look at the differentials before and after the +federation was created. The data Miller uses does not do that and so the lack +of success of the federation cannot be evaluated using Green's source. Thus +Green uses data which is, frankly, a joke to dismiss anarchism. This says a +lot about the quality of his critique. + +As far as the Castille federation goes, Robert Alexander notes _"[a]nother +feature of the work of regional federation was that of aiding the less +fortunate collectives. Thus, within a year, it spent 2 000 000 pesetas on +providing chemical fertilisers and machines to poorer collectives, the money +from this being provided by the sale of products of the wealthier ones."_ +[**The Anarchists in the Spanish Civil War**, vol. 1, p. 438] He also quotes +an article from an anarchist paper which states _"there does not yet exist +sufficient solidarity"_ between rich and poor collectives and that notes _"the +difficulties which the State has put in the way of the development of the +collectives."_ [**Op. Cit.**, p. 439] Thus the CNT was open about the +difficulties it was experiencing in the collectives and the problems facing +it. + +Secondly, the collectives may have been in existence for about one year before +the Stalinists attacked but their federations had not. The Castille federation +was born in April, 1937 (the general secretary stated in July of that year +_"[w]e have fought terrible battles with the Communists"_ [**Op. Cit.**, p. +446]). The Aragon federation was created in February 1937 (the Council of +Aragon was created in October 1936) and the Communists under Lister attacked +in August 1937. The Levante federation was formed a few weeks after the start +of the war and the attacks against them started in March 1937. The longest +period of free development, therefore, was only **seven** months and not a +year. Thus the federations of collectives -- the means seen by anarchist +theory to co-ordinate economic and social activities and promote equality -- +existed for only a few months before they were physically attacked by the +state. Green expects miracles if he thinks history can be nullified in half a +year. + +Thirdly, anarchists do not think communist-anarchism, in all its many aspects, +is possible overnight. Anarchists are well aware, to quote Kropotkin, the +_"revolution may assume a variety of characters and differing degrees of +intensity among different peoples."_ [**No Gods, No Masters**, vol. 1, p. 231] +Also, as noted above, we are well aware that a revolution is a **process** +(_"By revolution we do not mean just the insurrectionary act"_ [Malatesta, +**Life and Ideas**, p. 156]) which will take some time to fully develop once +the state has been destroyed and capital expropriated. Green's assertion that +the Spanish Revolution refutes anarchist theory is clearly a false one. + +Green argues that a _"vast organisational task faces the oppressed masses who +are rising up to eliminate the old exploiting system, but anarchist theory +just brushes aside this problem -- co-ordination between collective would +supposedly be easily accomplished by 'mutual aid' or 'voluntary co-operation' +or, if absolutely need be, by the weakest possible federation."_ [**Op. +Cit.**] As can be seen from our discussion, such a claim is a false one. +Anarchists are well aware of difficulties involved in a revolution. That is +why we stress that revolution must come from below, by the actions of the +oppressed themselves -- it is far too complex to left to a few party leaders +to decree the abolition of capitalism. Moreover, as proven above anarchist +theory and practice is well aware of the need for organisation, co-operation +and co-ordination. We obviously do not _"brush it aside."_ This can be seen +from Green's reference to _"the weakest possible federation."_ This obviously +is a cover just in case the reader is familiar with anarchist theory and +history and knows that anarchists support the federation of workers' +associations and communes as the organisational framework of a revolution and +of the free society. + +This distorted vision of anarchism even extents to other aspects of the +revolution. Green decides to attack the relative lack of international links +the Spanish anarchist movement had in 1936. He blames this on anarchist theory +and states _"again the localist anarchist outlook would go against such +preparations. True, the anarchists had had their own International association +in the 1870s, separate from the original First International and the Marxists. +It had flopped so badly that the anarchists never tried to resuscitate it and +seem to prefer to forget about it. Given anarchist localism, it is not +surprising that this International doesn't even seem to be been missed by +current-day anarchists."_ [**Op. Cit.**] + +Actually, the anarchist International came out of the First International and +was made up of the libertarian wing of that association. Moreover, in 1936 the +CNT was a member of the International Workers' Association founded in 1922 in +Berlin. The IWA was small, but this was due to state and Fascist repression. +For example, the German FAUD, the Italian USI and the FORA in Argentina had +all been destroyed by fascist governments. However, those sections which did +exist (such as the Swedish SAC and French CGTSR) **did** send aid to Spain and +spread CNT and FAI news and appeals (as did anarchist groups across the +world). The IWA still exists today, with sections in over a dozen countries +(including the CNT in Spain). In addition, the International Anarchist +Federation also exists, having done so for a number of decades, and also has +sections in numerous countries. In other words, Green either knows nothing +about anarchist history and theory or he does and is lying. + +He attacks the lack of CNT support for Moroccan independence during the war +and states _"[t]hey just didn't seem that concerned with the issue during the +Civil War."_ Actually, many anarchists **did** raise this important issue. +Just one example, Camillo Berneri argued that _"we must intensify our +propaganda in favour of Morocco autonomy."_ [_"What can we do?"_, **Cienfuegos +Press Anarchist Review**, no. 4, p. 51] Thus to state _"the anarchists . . . +didn't seem that concerned"_ is simply false. Many anarchists were and +publicly argued for it. Trapped as a minority force in the government, the CNT +could not push through this position. + +Green also points out that inequality existed between men and woman. He even +quotes the anarchist women's organisation Mujeres Libres to prove his point. +He then notes what the Bolsheviks did to combat sexism, _"[a]mong the methods +of influence was mobilising the local population around social measures +promulgated throughout the country. The banner of the struggle was not +autonomy, but class-wide effort."_ Two points, Mujeres Libres was a nation +wide organisation which aimed to end sexism by collective action inside and +outside the anarchist movement by organising women to achieve their own +liberation (see Martha Ackelsberg's , **Free Women of Spain** for more +details). Thus its aims and mode of struggle **was** _"class-wide"_ \-- as +anyone familiar with that organisation and its activities would know. +Secondly, why is equality between men and women important? Because inequality +reduces the freedom of women to control their own lives, in a word, it hinders +they **autonomy.** Any campaign against sexism is based on the banner of +autonomy -- that Green decides to forget this suggests a lot about his +politics. + +Thus Green gets it wrong again and again. Such is the quality of most Leninist +accounts of the Spanish revolution. + +## 20\. Does the experience of the Spanish Revolution indicate the failure of +anarchism or the failure of anarchists? + +Marxists usually point to the events in Catalonia after July 19th, 1936, as +evidence that anarchism is a flawed theory. They bemoan the fact that, when +given the chance, the anarchists did not _"seize power"_ and create a +_"dictatorship of the proletariat."_ To re-quote Trotsky: + +> _"A revolutionary party, even having seized power (of which the anarchist +leaders were incapable in spite of the heroism of the anarchist workers), is +still by no means the sovereign ruler of society."_ [**Stalinism and +Bolshevism**] + +However, as we argued in [ section 12](append32.html#app12), the Trotskyist +"definition" of "workers' power" and "proletarian dictatorship" is, in fact, +party power, party dictatorship and party sovereignty -- **not** working class +self-management. Indeed, in a letter written in 1937, Trotsky clarified what +he meant: _"Because the leaders of the CNT renounced dictatorship **for +themselves** they left the place open for the Stalinist dictatorship."_ [our +emphasis, **Writings 1936-7**, p. 514] + +Hence the usual Trotskyist lament concerning the CNT is that the anarchist +leaders did not seize power themselves and create the so-called _"dictatorship +of the proletariat"_ (i.e. the dictatorship of those claiming to represent the +proletariat). A strange definition of _"workers' power,"_ we must admit. The +"leaders" of the CNT and FAI quite rightly rejected such a position -- +unfortunately they also rejected the anarchist position at the same time, as +we will see. + +Trotsky states that the _"leaders of the CNT . . . explained their open +betrayal of the theory of anarchism by the pressure of 'exceptional +circumstances' . . . Naturally, civil war is not a peaceful and ordinary but +an 'exceptional circumstance.' Every serious revolutionary organisation, +however, prepares precisely for 'exceptional circumstances.'"_ [_"Stalinism +and Bolshevism"_, **Op. Cit.**, p. 16] + +Trotsky is, for once, correct. We will ignore the obvious fact that his own +(and every other Leninist) account of the degeneration of the Russian +Revolution into Stalinism is a variation of the _"exceptional circumstances"_ +excuse and turn to his essential point. In order to evaluate anarchism and the +actions of the CNT we have to evaluate **all** the revolutionary situations it +found itself in, **not** just July, 1936 in Catalonia. This is something +Trotsky and his followers seldom do -- for reasons that will become clear. + +Obviously space considerations does not allow us to discuss every +revolutionary situation anarchism faced. We will, therefore, concentrate on +the Russian Revolution and the activities of the CNT in Spain in the 1930s. +These examples will indicate that rather than signifying the failure of +anarchism, the actions of the CNT during the Civil War indicate the failure of +anarchists to apply anarchist theory and so signifies a betrayal of anarchism. +In other words, that anarchism is a valid form of revolutionary politics. + +If we look at the Russian Revolution, we see anarchist theory gain its most +wide scale influence in those parts of the Ukraine protected by the Makhnovist +army. The Makhnovists fought against White (pro-Tsarist), Red and Ukrainian +Nationalists in favour of a system of _"free soviets"_ in which the _"working +people themselves must freely choose their own soviets, which are to carry out +the will and desires of the working people themselves. that is to say, +**administrative**, not ruling councils."_ As for the economy, the _"land, the +factories, the workshops, the mines, the railroads and the other wealth of the +people must belong to the working people themselves, to those who work in +them, that is to say, they must be socialised."_ [_"Some Makhnovist +Proclamations"_, contained in Peter Arshinov, **The History of the Makhnovist +Movement**, p. 273] + +To ensure this end, the Makhnovists refused to set up governments in the towns +and cities they liberated, instead urging the creation of free soviets so that +the working people could govern themselves. Taking the example of +Aleksandrovsk, once they had liberated the city the Makhnovists _"immediately +invited the working population to participate in a general conference . . . it +was proposed that the workers organise the life of the city and the +functioning of the factories with their own forces and their own organisations +. . . The first conference was followed by a second. The problems of +organising life according to principles of self-management by workers were +examined and discussed with animation by the masses of workers, who all +welcomed this ideas with the greatest enthusiasm . . . Railroad workers took +the first step . . . They formed a committee charged with organising the +railway network of the region . . . From this point, the proletariat of +Aleksandrovsk began systematically to the problem of creating organs of self- +management."_ [**Op. Cit.**, p. 149] + +They also organised free agricultural communes which _"[a]dmittedly . . . were +not numerous, and included only a minority of the population . . . But what +was most precious was that these communes were formed by the poor peasants +themselves. The Makhnovists never exerted any pressure on the peasants, +confining themselves to propagating the idea of free communes."_ [**Op. +Cit.**, p. 87] Makhno played an important role in abolishing the holdings of +the landed gentry. The local soviet and their district and regional congresses +equalised the use of the land between all sections of the peasant community. +[**Op. Cit.**, pp. 53-4] + +Moreover, the Makhnovists took the time and energy to involve the whole +population in discussing the development of the revolution, the activities of +the army and social policy. They organised numerous conferences of workers', +soldiers' and peasants' delegates to discuss political and social issues. They +organised a regional congress of peasants and workers when they had liberated +Aleksandrovsk. When the Makhnovists tried to convene the third regional +congress of peasants, workers and insurgents in April 1919 and an +extraordinary congress of several regions in June 1919 (including Red Army +soldiers) the Bolsheviks viewed them as counter-revolutionary, tried to ban +them and declared their organisers and delegates outside the law. For example, +Trotsky issued order 1824 which stated the June 1919 congress was forbidden, +that to inform the population of it was an act of high treason and all +delegates should be arrested immediately as were all the spreading the call. +[**Op. Cit.**, p. 98-105 and p. 122-31] + +The Makhnovists replied by holding the conferences anyway and asking _"[c]an +there exist laws made by a few people who call themselves revolutionaries, +which permit them to outlaw a whole people who are more revolutionary than +they are themselves?"_ and _"[w]hose interests should the revolution defend: +those of the Party or those of the people who set the revolution in motion +with their blood?"_ Makhno himself stated that he _"consider[ed] it an +inviolable right of the workers and peasants, a right won by the revolution, +to call conferences on their own account, to discuss their affairs."_ [**Op. +Cit.**, p. 103 and p. 129] These actions by the Bolsheviks should make the +reader ponder if the elimination of workers' democracy during the civil war +can fully be explained by the objective conditions facing Lenin's government +or whether Leninist ideology played an important role in it. As Arshinov +argues, _"[w]hoever studies the Russian Revolution should learn it [Trotsky's +order no. 1824] by heart."_ [**Op. Cit.**, p. 123] Obviously the Bolsheviks +considered that soviet system was threatened if soviet conferences were called +and the "dictatorship of the proletariat"_ was undermined if the proletariat +took part in such events. + +In addition, the Makhnovists _"full applied the revolutionary principles of +freedom of speech, of thought, of the press, and of political association. In +all cities and towns occupied by the Makhnovists, they began by lifting all +the prohibitions and repealing all the restrictions imposed on the press and +on political organisations by one or another power."_ Indeed, the _"only +restriction that the Makhnovists considered necessary to impose on the +Bolsheviks, the left Socialist-Revolutionaries and other statists was a +prohibition on the formation of those 'revolutionary committees' which sought +to impose a dictatorship over the people."_ [**Op. Cit.**, p. 153 and p. 154] + +The army itself, in stark contrast to the Red Army, was fundamentally +democratic (although, of course, the horrific nature of the civil war did +result in a few deviations from the ideal -- however, compared to the regime +imposed on the Red Army by Trotsky, the Makhnovists were much more democratic +movement). Arshinov proves a good summary: + +> _"The Makhnovist insurrectionary army was organised according to three +fundamental principles: voluntary enlistment, the electoral principle, and +self-discipline. + +> + +> "**Voluntary enlistment** meant that the army was composed only of +revolutionary fighters who entered it of their own free will. + +> + +> "**The electoral principle** meant that the commanders of all units of the +army, including the staff, as well as all the men who held other positions in +the army, were either elected or accepted by the insurgents of the unit in +question or by the whole army. + +> + +> "**Self-discipline** meant that all the rules of discipline were drawn up by +commissions of insurgents, then approved by general assemblies of the various +units; once approved, they were rigorously observed on the individual +responsibility of each insurgent and each commander."_ [**Op. Cit.**, p. 96] + +Thus the Makhnovists indicate the validity of anarchist theory. They organised +the self-defence of their region, refused to form of a "revolutionary"_ +government and so the life of the region, its social and revolutionary +development followed the path of self-activity of the working people who did +not allow any authorities to tell them what to do. They respected freedom of +association, speech, press and so on while actively encouraging workers' and +peasants' self-management and self-organisation. + +Moving to the Spanish movement, the various revolts and uprisings organised by +the CNT and FAI that occurred before 1936 were marked by a similar +revolutionary developments as the Makhnovists. We discuss the actual events of +the revolts in 1932 and 1933 in more detail in [section +14](append32.html#app14) and so will not repeat ourselves here. However, all +were marked by the anarchist movement attacking town halls, army barracks and +other sources of state authority and urging the troops to revolt and side with +the masses (the anarchists paid a lot of attention to this issue -- like the +French syndicalists they produced anti-militarist propaganda arguing that +soldiers should side with their class and refuse orders to fire on strikers +and to join popular revolts). The revolts also saw workers taking over their +workplaces and the land, trying to abolish capitalism while trying to abolish +the state. In summary, they were **insurrections** which combined political +goals (the abolition of the state) and social ones (expropriation of capital +and the creation of self-managed workplaces and communes). + +The events in Asturias in October 1934 gives a more detailed account of nature +of these insurrections. The anarchist role in this revolt has not been as +widely known as it should be and this is an ideal opportunity to discuss it. +Combined with the other insurrections of the 1930s it clearly indicates that +anarchism is a valid form of revolutionary theory. + +While the CNT was the minority union in Asturias, it had a considerable +influence of its own (the CNT had over 22 000 affiliates in the area and the +UGT had 40 000). The CNT had some miners in their union (the majority were in +the UGT) but most of their membership was above ground, particularly in the +towns of Aviles and Gijon. The regional federation of the CNT had joined the +Socialist Party dominated "Alianza Obrera,"_ unlike the other regional +federations of the CNT. + +When the revolt started, the workers organised attacks on barracks, town halls +and other sources of state authority (just as the CNT revolts of 1932 and 1933 +had). Bookchin indicates that _"[s]tructurely, the insurrection was managed by +hundreds of small revolutionary committees whose delegates were drawn from +unions, parties, the FAI and even anti-Stalinist Communist groups. Rarely, if +at all, were there large councils (or 'soviets') composed of delegates from +factories."_ [**The Spanish Anarchists**, p. 249] This, incidentally, +indicates that Morrow's claims that in Asturias _"the Workers' Alliances were +most nearly like soviets, and had been functioning for a year under socialist +and Communist Left leadership"_ are false. [**Op. Cit.**, p. 31] The claims +that the Asturias uprising had established soviets was simply Communist and +government propaganda. + +In fact, the Socialists _"generally functioned through tightly knit +committees, commonly highly centralised and with strong bureaucratic +proclivities. In Asturias, the UGT tried to perpetuate this form wherever +possible . . . But the mountainous terrain of Asturias made such committees +difficult to co-ordinate, so that each one became an isolated miniature +central committee of its own, often retaining its traditional authoritarian +character."_ The anarchists, on the other hand, _"favoured looser structures, +often quasi-councils composed of factory workers and assemblies composed of +peasants. The ambience of these fairly decentralised structures, their +improvisatory character and libertarian spirit, fostered an almost festive +atmosphere in Anarchist-held areas."_ [**Op. Cit.**, p. 249] Bookchin quotes +an account which compares anarchist La Felguera with Marxist Sama, towns of +equal size and separated only by the Nalon river: + +> _"[The October Insurrection] triumphed immediately in the metallurgical and +in the mining town. . . . Sama was organised along military lines. +Dictatorship of the proletariat, red army, Central Committee, discipline. +authority . . . La Felguera opted for **communismo libertario**: the people in +arms, liberty to come and go, respect for the technicians of the Duro-Felguera +metallurgical plant, public deliberations of all issues, abolition of money, +the rational distribution of food and clothing. Enthusiasm and gaiety in La +Felguera; the sullenness of the barracks in Sama. The bridges [of Sama] were +held by a corp of guards complete with officers and all. No one could enter or +leave Sama without a safe-conduct pass, or walk through the streets without +passwords. All of this was ridiculously useless, because the government troops +were far away and the Sama bourgeoisie disarmed and neutralised . . . The +workers of Sama who did not adhere to the Marxist religion preferred to go to +La Felguera, where at least they could breathe. Side by side there were two +concepts of socialism: the authoritarian and the libertarian; on each bank of +the Nalon, two populations of brothers began a new life: with dictatorship in +Sama; with liberty in La Felguera."_ [**Op. Cit.**, pp. 249-50] + +Bookchin notes that _"[i]n contrast to the severely delimited Marxist +committee in Sama, La Felguera workers met in popular assembly, where they +socialised the industrial city's economy. The population was divided into +wards, each of which elected delegates to supply and distribution committees. +. . The La Felguera commune . . . proved to be so successful, indeed so +admirable, that surrounding communities invited the La Felguera Anarchists to +advice them on reorganising their own social order. Rarely were comparable +institutions created by the Socialists and, where they did emerge, it was on +the insistence of the rank-and-file workers."_ [**Op. Cit.**, p. 250] + +In other words, the Asturias uprising saw anarchists yet again applying their +ideas with great success in a revolutionary situation. As Bookchin argues: + +> _"Almost alone, the Anarchists were to create viable revolutionary +institutions structured around workers' control of industry and peasants' +control of land. That these institutions were to be duplicated by Socialist +workers and peasants was due in small measure to Anarchist example rather than +Socialist precept. To the degree that the Asturian miners and industrial +workers in various communities established direct control over the local +economy and structured their committees along libertarian lines, these +achievements were due to Anarchist precedents and long years of propaganda and +education."_ [**Op. Cit.**, p. 250-1] + +Unlike their Socialist and Communist allies, the anarchists in Asturias took +the Alianza's slogan _"Unity, Proletarian Brothers"_ seriously. A key factor +in the defeat of the uprising (beyond its isolation due to socialist +incompetence elsewhere -- see [section 6](append32.html#app6)) was the fact +that _"[s]o far as the Aviles and Gijon Anarchists were concerned . . . their +Socialist and Communist 'brothers' were to honour the slogan only in the +breach. When Anarchist delegates from the seaports arrived in Oviedo on +October 7, pleading for arms to resist the imminent landings of government +troops, their requests were totally ignored by Socialists and Communists who, +as [historian Gabriel] Jackson notes, 'clearly mistrusted them.' The Oviedo +Committee was to pay a bitter price for its refusal. The next day, when +Anarchist resistance, hampered by the pitiful supply of weapons, failed to +prevent the government from landing its troops, the way into Asturias lay +open. The two seaports became the principal military bases for launching the +savage repression of the Asturian insurrection that occupied so much of +October and claimed thousands of lives."_ [Murray Bookchin, **Op. Cit.**, p. +248] + +Therefore, to state as Morrow does that before July 1936, _"anarchism had +never been tested on a grand scale"_ and now _"leading great masses, it was to +have a definite test"_ is simply wrong. [**Op. Cit.**, p. 101] Anarchism had +had numerous definite tests before involving _"great masses,"_ both in Spain +and elsewhere. The revolts of the 1930s, the Makhnovists in the Ukraine, the +factory occupations in Italy in 1920 (see [section A.5.5](secA5.html#seca55)) +and in numerous other revolutionary and near revolutionary situations +anarchism had been tested **and had passed** those tests. Defeat came about by +the actions of the Marxists (in the case of Asturias and Italy) or by superior +force (as in the 1932 and 1933 Spanish insurrections and the Ukraine) **not** +because of anarchist theory or activities. At no time did they collaborate +with the bourgeois state or compromise their politics. By concentrating on +July 1936, Marxists effectively distort the history of anarchism -- a bit like +arguing the actions of the Social Democratic Party in crushing the German +discredits Marxism while ignoring the actions and politics of the council +communists during it or the Russian Revolution. + +But the question remains, why did the CNT and FAI make such a mess +(politically at least) of the Spanish Revolution of 1936? However, even this +question is unfair as the example of the Aragon Defence Council and Federation +of Collectives indicate that anarchists **did** apply their ideas successfully +in certain areas during that revolution. + +Morrow is aware of that example, as he argues that the _"Catalonian [i.e. CNT] +militia marched into Aragon as an army of social liberation . . . Arriving in +a village, the militia committees sponsor the election of a village anti- +fascist committee . . . [which] organises production on a new basis"_ and +_"[e]very village wrested from the fascists was transformed into a forest of +revolution."_ Its _"municipal councils were elected directly by the +communities. The Council of Aragon was at first largely anarchist."_ He notes +that _"[l]ibertarian principles were attempted in the field of money and +wages"_ yet he fails to mention the obvious application of libertarian +principles in the field of **politics** with the state abolished and replaced +by a federation of workers' associations. To do so would be to invalidate his +basic thesis against anarchism and so it goes unmentioned, hoping the reader +will not notice this confirmation of anarchist **politics** in practice. +[**Op. Cit.**, p. 53, p. 204 and p. 205] + +So, from the experience of the Ukraine, the previous revolts in 1932, 1933 and +1934 and the example of the Council of Aragon it appears clear that rather +than exposing anarchist theory (as Marxists claim), the example of July 1936 +in Catalonia is an aberration. Anarchist politics had been confirmed as a +valid revolutionary theory many times before and, indeed, shown themselves as +the only one to ensure a free society. However, why did this aberration occur? + +Most opponents of anarchism provide a rather (in)famous quote from FAI +militant Juan Garcia Oliver, describing the crucial decision made in Catalonia +in July of '36 to co-operate with Companys' government to explain the failure +of the CNT to "seize power": + +> _"The CNT and FAI decided on collaboration and democracy, eschewing +revolutionary totalitarianism . . . by the anarchist and Confederal +dictatorship."_ [quoted by Stuart Christie, **We, the Anarchists!**, p. 105] + +In this statement Garcia Oliver describes the capitalist state as "democracy"_ +and refers to the alternative of the directly democratic CNT unions taking +power as "totalitarianism" and "dictatorship." Marxists tend to think this +statement tells us something about the CNT's original program in the period +leading up to the crisis of July 1936. As proven above, any such assertion +would be false (see also [section 8](append32.html#app8)). In fact this +statement was made in December of 1937, many months after Garcia Oliver and +other influential CNT activists had embarked upon collaboration in the +government ministries and Republican army command. The quote is taken from a +report by the CNT leadership, presented by Garcia Oliver and Mariano Vazquez +(CNT National Secretary in 1937) at the congress of the International Workers +Association (IWA). The CNT was aware that government participation was in +violation of the principles of the IWA and the report was intended to provide +a rationalisation. That report is an indication of just how far Garcia Oliver +and other influential CNT radicals had been corrupted by the experience of +government collaboration. + +Garcia Oliver's position in July of 1936 had been entirely different. He had +been one of the militants to argue in favour of overthrowing the Companys +government in Catalonia in the crucial union assemblies of July 20-21. As Juan +Gomez Casas argues: + +> _"The position supported by Juan Garcia Oliver [in July of '36] has been +described as `anarchist dictatorship' Actually, though, Oliver was advocating +application of the goals of the Saragossa Congress in Barcelona and Catalonia +at a time in history when, in his opinion, libertarian communism was a real +possibility. It would always signify dissolution of the old parties dedicated +to the idea of [state] power, or at least make it impossible for them to +pursue their politics aimed at seizure of power. There will always be pockets +of opposition to new experiences and therefore resistance to joining 'the +spontaneity of the popular masses.' In addition, the masses would have +complete freedom of expression in the unions and in the economic organisations +of the revolution as well as in their political organisations."_ [**Anarchist +Organisation: The History of the FAI**, p. 188f] + +Those libertarians who defended government participation in Spain argued that +a non-hierarchical re-organisation of society in Catalonia in July of '36 +could only have been imposed by force, against the opposition of the parties +and sectors of society that have a vested interest in existing inequalities. +They argued that this would have been a "dictatorship," no better than the +alternative of government collaboration. + +If this argument were valid, then it logically means that anarchism itself +would be impossible, for there will always be sectors of society -- bosses, +judges, politicians, etc. -- who will oppose social re-organisation on a +libertarian basis. As Malatesta once argued, some people _"seem almost to +believe that after having brought down government and private property we +would allow both to be quietly built up again, because of a respect for the +**freedom** of those who might feel the need to be rulers and property owners. +A truly curious way of interpreting our ideas!"_ [**Anarchy**, p. 41] It is +doubtful he would have predicted that certain anarchists would be included in +such believers! + +Neither anarchism nor the CNT program called for suppressing other viewpoints. +The various viewpoints that existed among the workforce and population would +be reflected in the deliberations and debates of the workplace and community +assemblies as well as in the various local and regional congresses and +conference and on their co-ordinating Councils. The various political groups +would be free to organise, publish their periodicals and seek influence in the +various self-managed assemblies and structures that existed. The CNT would be +dominant because it had overwhelming support among the workers of Catalonia +(and would have remained dominant as long as that continued). + +What is essential to a state is that its authority and armed power be top- +down, separate and distinct from the population. Otherwise it could not +function to protect the power of a boss class. When a population in society +directly and democratically controls the armed force (in fact, effectively +**is** the armed force as in the case of the CNT militias), directly manages +its own fairs in decentralised, federal organisations based on self-management +from the bottom upwards and manages the economy, this is not a "state" in the +historical sense. Thus the CNT would not in any real sense had "seized power" +in Catalonia, rather it would have allowed the mass of people, previously +disempowered by the state, to take control of their own lives -- both +individually and collectively -- by smashing the state and replacing it by a +free federation of workers' associations. + +What this means is that a non-hierarchical society must be imposed by the +working class against the opposition of those who would lose power. In +building the new world we must destroy the old one. Revolutions are +authoritarian by their very nature, but only in respect to structures and +social relations which promote injustice, hierarchy and inequality. It is not +"authoritarian" to destroy authority, in other words! Revolutions, above all +else, must be libertarian in respect to the oppressed (indeed, they are acts +of liberation in which the oppressed end their oppression by their own direct +action). That is, they must develop structures that involve the great majority +of the population, who have previously been excluded from decision making +about social and economic issues. + +So the dilemma of "anarchist dictatorship" or "collaboration" was a false one +and fundamentally wrong. It was never a case of banning parties, etc. under an +anarchist system, far from it. Full rights of free speech, organisation and so +on should have existed for all but the parties would only have as much +influence as they exerted in union, workplace, community, militia (and so on) +assemblies, as should be the case! "Collaboration" yes, but within the rank +and file and within organisations organised in a libertarian manner. Anarchism +does not respect the "freedom" to be a capitalist, boss or politician. + +Instead of this "collaboration" from the bottom up, the CNT and FAI committees +favoured "collaboration" from the top down. In this they followed the example +of the UGT and its "Workers' Alliances"_ rather than their own activities +previous to the military revolt. Why? Why did the CNT and FAI in Catalonia +reject their previous political perspective and reject the basis ideas of +anarchism? As shown above, the CNT and FAI has successfully applied their +ideas in many insurrections before hand. Why the change of direction? There +were two main reasons. + +Firstly, while a majority in Catalonia and certain other parts of Spain, the +CNT and FAI were a minority in such areas as Castille and Asturias. To combat +fascism required the combined forces of all parties and unions and by +collaborating with a UGT-like "Anti-Fascist Alliance" in Catalonia, it was +believed that such alliances could be formed elsewhere, with equality for the +CNT ensured by the Catalan CNT's decision of equal representation for minority +organisations in the Catalan Anti-Fascist Committee. This would, hopefully, +also ensure aid to CNT militias via the government's vast gold reserves and +stop foreign intervention by Britain and other countries to protect their +interests if libertarian communism was declared. + +However, as Vernon Richards argues: + +> _"This argument contains . . . two fundamental mistakes, which many of the +leaders of the CNT-FAI have since recognised, but for which there can be no +excuse, since they were not mistakes of judgement but the deliberate +abandonment of the principles of the CNT. Firstly, that an armed struggle +against fascism or any other form of reaction could be waged more successfully +within the framework of the State and subordinating all else, including the +transformation of the economic and social structure of the country, to winning +the war. Secondly, that it was essential, and possible, to collaborate with +political parties -- that is politicians -- honestly and sincerely, and at a +time when power was in the hands of the two workers organisations. . . + +> + +> "All the initiative . . . was in the hands of the workers. The politicians +were like generals without armies floundering in a desert of futility. +Collaboration with them could not, by any stretch of the imagination, +strengthen resistance to Franco. On the contrary, it was clear that +collaboration with political parties meant the recreation of governmental +institutions and the transferring of initiative from the armed workers to a +central body with executive powers. By removing the initiative from the +workers, the responsibility for the conduct of the struggle and its objectives +were also transferred to a governing hierarchy, and this could not have other +than an adverse effect on the morale of the revolutionary fighters."_ +[**Lessons of the Spanish Revolution**, p. 42] + +In addition, in failing to take the initiative to unite the working class +independently of the Republican state at the crucial moment, in July of '36, +the CNT of Catalonia was in effect abandoning the only feasible alternative to +the Popular Front strategy. Without a libertarian system of popular self- +management, the CNT and FAI had no alternative but to join the bourgeois +state. For a revolution to be successful, as Bakunin and Kropotkin argued, it +needs to create libertarian organisations (such as workers' associations, free +communes and their federations) which can effectively replace the state and +the market, that is to create a widespread libertarian organisation for social +and economic decision making through which working class people can start to +set their own agendas. Only by going this can the state and capitalism be +effectively smashed. If this is not done and the state is ignored rather than +smashed, it continue and get stronger as it will be the only medium that +exists for wide scale decision making. This will result in revolutionaries +having to work within it, trying to influence it since no other means exist to +reach collective decisions. + +The failure to smash the state, this first betrayal of anarchist principles, +led to all the rest, and so the defeat of the revolution. Not destroying the +state meant that the revolution could never be fully successful economically +as politics and economics are bound together so closely. Only under the +political conditions of anarchism can its economic conditions flourish and +vice versa. + +The CNT had never considered a "strategy" of collaboration with the Popular +Front prior to July of '36. In the months leading up to the July explosion, +the CNT had consistently criticised the Popular Front strategy as a fake unity +of leaders over the workers, a strategy that would subordinate the working +class to capitalist legality. However, in July of '36, the CNT conferences in +Catalonia had not seen clearly that their "temporary" participation in the +Anti-Fascist Militia Committee would drag them inexorably into a practice of +collaboration with the Popular Front. As Christie argues, _"the Militias +Committee was a compromise, an artificial political solution . . . It . . . +drew the CNT-FAI leadership inexorably into the State apparatus, until them +its principle enemy, and led to the steady erosion of anarchist influence and +credibility."_ [**Op. Cit.**, p. 105] + +Secondly, the fear of fascism played a key role. After all, this was 1936. The +CNT and FAI had seen their comrades in Italy and Germany being crushed by +fascist dictatorships, sent to concentration camps and so on. In Spain, +Franco's forces were slaughtering union and political militants and members by +the tens of thousands (soon to reach hundreds of thousands by the end of the +war and beyond). The insurrection had not been initiated by the people +themselves (as had the previous revolts in the 1930s) and this also had a +psychological impact on the decision making process. The anarchists were, +therefore, in a position of being caught between two evils -- fascism and the +bourgeois state, elements of which had fought with them on the streets. To +pursue anarchist politics at such a time, it was argued, could have resulted +in the CNT fighting on two fronts -- against the fascists and also against the +Republican government. Such a situation would have been unbearable and so it +was better to accept collaboration than aid Fascism by dividing the forces of +the anti-fascist camp. + +However, such a perspective failed to appreciate the depth of hatred the +politicians and bourgeois had for the CNT. Indeed, by their actions it would +appear they preferred fascism to the social revolution. So, in the name of +"anti-fascist" unity, the CNT worked with parties and classes which hated both +them and the revolution. In the words of Sam Dolgoff _"both before and after +July 19th, an unwavering determination to crush the revolutionary movement was +the leitmotif behind the policies of the Republican government; irrespective +of the party in power."_ [**The Anarchist Collectives**, p. 40] + +Rather than eliminate a civil war developing within the civil war, the policy +of the CNT just postponed it -- until such time as the state was stronger than +the working class. The Republican government was quite happy to attack the +gains of the revolution, physically attacking rural and urban collectives, +union halls, assassinating CNT and FAI members of so on. The difference was +the CNT's act only postponed such conflict until the balance of power had +shifted back towards the status quo. + +Moreover, the fact that the bourgeois republic was fighting fascism could have +meant that it would have tolerated the CNT social revolution rather than fight +it (and so weakening its own fight against Franco). However, such an argument +remains moot. + +It is clear that anti-fascism destroyed the revolution, not fascism. As a +Scottish anarchist in Barcelona during the revolution argued, _"Fascism is not +something new, some new force of evil opposed to society, but is only the old +enemy, Capitalism, under a new and fearful sounding name . . . Anti-Fascism is +the new slogan by which the working class is being betrayed."_ [Ethal +McDonald, **Workers Free Press**, Oct. 1937] This was also argued by the +**Friends of Durruti** who stated that _"[d]emocracy defeated the Spanish +people, not Fascism."_ [**The Friends of Durruti Accuse**] + +The majority at the July 20-21 conferences went along with proposal of +postponing the social revolution, of starting the work of creating libertarian +communism, and smashing the state and replacing it with a federation of +workers' assemblies. Most of the CNT militants there saw it as a temporary +expedient, until the rest of Spain was freed from Franco's forces (in +particular, Aragon and Saragossa). Companys' (the head of the Catalan +government) had proposed the creation of a body containing representatives of +all anti-fascist parties and unions called the _"Central Committee of Anti- +Fascist Militias,"_ sponsored by his government. The CNT meeting agreed to +this proposal, though only on condition that the CNT be given the majority on +it. A sizeable minority of delegates were apparently disgusted by this +decision. The delegation from Bajo Llobregat County (an industrial area south +of Barcelona) walked out saying they would never go along with government +collaboration. + +Therefore, the decision to postpone the revolution and so to ignore the state +rather than smashing was a product of isolation and the fear of a fascist +victory. However, while "isolation" may explain the Catalan militants' fears +and so decisions, it does not justify their decision. If the CNT of Catalonia +had given Companys the boot and set up a federation of workplace and community +assemblies in Catalonia, uniting the rank-and-file of the other unions with +the CNT, this would have strengthened the resolve of workers in other parts of +Spain, and it might have also inspired workers in nearby countries to move in +a similar direction. + +Isolation, the uneven support for a libertarian revolution across Spain and +the dangers of fascism were real problems, but they do not excuse the +libertarian movement for its mistakes. On the contrary, in following the +course of action advised by leaders like Horacio Prieto and Abad Diego de +Santillan, the CNT only weakened the revolution and helped to discredit +libertarian socialism. After all, as Bakunin and Kropotkin continually +stressed, revolutions break out in specific areas and then spread outward -- +isolation is a feature of revolution which can only be overcome by action, by +showing a practical example which others can follow. + +Most of the CNT militants at the July 20th meeting saw the compromise as a +temporary expedient, until the rest of Spain was freed from Franco's forces +(in particular, Aragon and Saragossa). As the official account states, _"[t]he +situation was considered and it was unanimously decided not to mention +Libertarian Communism until such time as we had captured that part of Spain +that was in the hands of the rebels."_ [quoted by Christie, **Op. Cit.**, p. +102] However, the membership of the CNT decided **themselves** to start the +social revolution (_"very rapidly collectives . . . began to spring up. It did +not happen on instructions from the CNT leadership . . . the initiative came +from CNT militants"_ [Ronald Fraser, **Blood of Spain**, p. 349]). The social +revolution began anyway, from below, but without the key political aspect +(abolition of the state) and so was fatally compromised from the beginning. + +As Stuart Christie argues: + +> _ "The higher committees of the CNT-FAI-FIJL in Catalonia saw themselves +caught on the horns of a dilemma: social revolution, fascism or bourgeois +democracy. Either they committed themselves to the solutions offered by social +revolution, regardless of the difficulties involved in fighting both fascism +and international capitalism, or, through fear of fascism . . . they +sacrificed their anarchist principles and revolutionary objectives to bolster, +to become part of the bourgeois state . . . Faced with an imperfect state of +affairs and preferring defeat to a possibly Pyrrhic victory, Catalan anarchist +leadership renounced anarchism in the name of expediency and removed the +social transformation of Spain from their agenda. + +> + +> "But what the CNT-FAI leaders failed to grasp was that the decision whether +or not to implement Libertarian Communism was not theirs to make. Anarchism +was not something which could be transformed from theory to practice by +organisational decree. . . + +> + +> "What the CNT-FAI leadership had failed to take on board was the fact that +the spontaneous defensive movement of 19 July had developed a political +direction of its own. On their own initiative, without any intervention by the +leadership of the unions or political parties, the rank and file militants of +the CNT, representing the dominant force within the Barcelona working class, +together with other union militants had, with the collapse of State power, . . +. been welded . . . into genuinely popular non-partisan revolutionary +committees . . . in their respective neighbourhoods. They were the natural +organisms of the revolution itself and direct expression of popular power."_ +[**Op. Cit.**, p. 99] + +In other words, the bulk of the CNT-FAI membership acted in an anarchist way +while the higher committees compromised their politics and achievements in the +name of anti-fascist unity. In this the membership followed years of anarchist +practice and theory. It was fear of fascism which made many of the leading +militants of the CNT abandon anarchist politics and instead embrace "anti- +fascist unity" and compromise with the bourgeois republic. To claim that July +1936 indicated the failure of anarchism means to ignore the constructive work +of millions of CNT members in their workplaces, communities and militias and +instead concentrate on a few militants who made the terrible mistake of +ignoring their political ideas in an extremely difficult situation. As we said +above, this may explain the decision but it does not justify it. + +Therefore, it is clear that the experiences of the CNT and FAI in 1936 +indicate a failure of anarchists to apply their politics rather than the +failure of those politics. The examples of the Makhnovists, the revolts in +Spain between 1932 and 1934 as well as the Council of Aragon show beyond doubt +that this is the case. Rather than act as anarchists in July 1936, the +militants of the Catalan CNT and FAI ignored their basic ideas (not lightly, +we stress, but in response to real dangers). They later justified their +decisions by putting their options in a Marxist light -- "either we impose +libertarian communism, and so become an anarchist dictatorship, or we +collaborate with the democratic government." As Vernon Richards makes clear: + +> _"Such alternatives are contrary to the most elementary principles of +anarchism and revolutionary syndicalism. In the first place, an 'anarchist +dictatorship' is a contradiction in terms (in the same way as the +'dictatorship of the proletariat' is), for the moment anarchists impose their +social ideas on the people by force, they cease being anarchists . . . the +arms of the CNT-FAI held could be no use for imposing libertarian communism . +. . The power of the people in arms can only be used in the defence of the +revolution and the freedoms won by their militancy and their sacrificed. We do +not for one moment assume that all social revolutions are necessarily +anarchist. But whatever form the revolution against authority takes, the role +of anarchists is clear: that of inciting the people to abolish capitalistic +property and the institutions through which it exercises its power for the +exploitation of the majority by a minority. . . the role of anarchists [is] to +support, to incite and encourage the development of the social revolution and +to frustrate any attempts by the bourgeois capitalist state to reorganise +itself, which it would seek to do."_ [**Op. Cit.**, pp. 43-6] + +Their compromise in the name of anti-fascist unity contained the rest of their +mistakes. Joining the "Central Committee of Anti-Fascist Militias"_ was the +second mistake as at no time could it be considered as the embryo of a new +workers' power. It was, rather, an organisation like the pre-war UGT "Workers' +Alliances" -- an attempt to create links between the top-level of other unions +and parties. Such an organisation, as the CNT recognised before the war (see +[section 5](append32.html#app5)), could not be a means of creating a +revolutionary federation of workers' associations and communes and, in fact, a +hindrance to such a development, if not its chief impediment. + +Given that the CNT had rejected the call for revolution in favour of anti- +fascist unit on July 20th, such a development does not reflect the CNT's pre- +war program. Rather it was a reversion to Felix Morrow's Trotskyist position +of joining the UGT's "Workers' Alliance" in spite of its non-revolutionary +nature (see [section 5](append32.html#app5)). + +The CNT did not carry out its program (and so apply anarchist politics) and so +did not replace the Generalitat (Catalan State) with a Defence Council in +which only union/workplace assemblies (not political parties) were +represented. To start the process of creating libertarian communism all the +CNT would have had do was to call a Regional Congress of unions and invite the +UGT, independent unions and unorganised workplaces to send delegates. It could +also have invited the various neighbourhood and village defence committees +that had either sprung up spontaneously or were already organised before the +war as part of the CNT. Unlike the other revolts it took part in the 1930s, +the CNT did not apply anarchist politics. However, to judge anarchism by this +single failure means to ignore the whole history of anarchism and its +successful applications elsewhere, including by the CNT and FAI during +numerous revolts in Spain during the 1930s and in Aragon in 1936. + +Ironically enough, Kropotkin had attacked the official CNT line of not +mentioning Libertarian Communism _"until such time as we had captured that +part of Spain that was in the hands of the rebels."_ In analysing the Paris +Commune Kropotkin had lambasted those who had argued _"Let us first make sure +of victory, and then see what can be done."_ His comments are worth quoting at +length: + +> _ "Make sure of victory! As if there were any way of forming a free commune +without laying hands upon property! As if there were any way of conquering the +foe while the great mass of the people is not directly interested in the +triumph of the revolution, by seeing that it will bring material, moral and +intellectual well-being to everybody. + +> + +> "The same thing happened with regard to the principle of government. By +proclaiming the free Commune, the people of Paris proclaimed an essential +anarchist principle, which was the breakdown of the state. + +> + +> "And yet, if we admit that a central government to regulate the relations of +communes between themselves is quite needless, why should we admit its +necessity to regulate the mutual relations of the groups which make up each +commune? . . . There is no more reason for a government inside the commune +than for a government outside."_ [**The Commune of Paris**] + +Kropotkin's argument was sound, as the CNT discovered. By waiting until +victory in the war they were defeated. Kropotkin also indicated the inevitable +effects of the CNT's actions in co-operating with the state and joining +representative bodies. In his words: + +> _ "Paris sent her devoted sons to the town hall. There, shelved in the midst +of files of old papers, obliged to rule when their instincts prompted them to +be and to act among the people, obliged to discuss when it was needful to act, +to compromise when no compromise was the best policy, and, finally, losing the +inspiration which only comes from continual contact with the masses, they saw +themselves reduced to impotence. Being paralysed by their separation from the +people -- the revolutionary centre of light and heat -- they themselves +paralysed the popular initiative."_ [**Op. Cit.**] + +Which, in a nutshell, was what happened to the leading militants of the CNT +who collaborated with the state. As anarchist turned Minister admitted after +the war, _"[w]e were in the government, but the streets were slipping away +from us. We had lost the workers' trust and the movement's unity had been +whittled away."_ [**No Gods, No Masters**, vol. 2, p. 274] The actions of the +CNT-FAI higher committees and Ministers helped paralyse and defeat the May +Days revolt of 1937. The CNT committees and leaders become increasingly +isolated from the people, they compromised again and again and, ultimately, +became an impotent force. Kropotkin was proved correct. Which means that far +from refuting anarchist politics or analysis, the experience of the CNT-FAI in +the Spanish Revolution _**confirms_** it. + +In summary, therefore, the Spanish Revolution of 1936 indicates the failure of +anarchists rather than the failure of anarchism. + +One last point, it could be argued that anarchist theory allowed the +leadership of the CNT and FAI to paint their collaboration with the state as a +libertarian policy. That is, of course, correct. Anarchism is against the so- +called "dictatorship of the proletariat" just as much as it is against the +actual dictatorship of the bourgeoisie (i.e. the existing system and its off- +shoots such as fascism). This allowed the CNT and FAI leaders to argue that +they were following anarchist theory by not destroying the state completely in +July 1936. Of course, such a position cannot be used to discredit anarchism +simply because such a revision meant that it can never be libertarian to +abolish government and the state. In other words, the use made of anarchist +theory by the leaders of the CNT and FAI in this case presents nothing else +than a betrayal of that theory rather than its legitimate use. + +Also, and more importantly, while anarchist theory was corrupted to justify +working with other parties and unions in a democratic state, **Marxist** +theory was used to justify the brutal one-party dictatorship of the +Bolsheviks, first under Lenin and the Stalin. That, we feel, sums up the +difference between anarchism and Leninism quite well. + diff --git a/markdown/append33.md b/markdown/append33.md new file mode 100644 index 0000000000000000000000000000000000000000..a6355175873798824c5b771c0d94461b58d387d7 --- /dev/null +++ b/markdown/append33.md @@ -0,0 +1,2692 @@ +# Reply to errors and distortions in Phil Mitchinson's **_Marxism and direct +action_** + +Phil Mitchinson essay [ **Marxism and direct +action**](http://www.marxist.com/Theory/direct_action.html) attempts to +provide a "Marxist" (i.e. Leninist/Trotskyist) critique of the current "Direct +Action" based groups which came to notice at various demonstrations across the +world -- most famously in Seattle, November 1999. He, correctly, links these +groups and currents with anarchism. However, his "critique" is nothing but a +self-contradictory collection of false assertions, lies and nonsense, as we +shall prove (indeed, his "critique" seems more the product of envy at +anarchist influence in these movements than the product of scholarship or +objectivity). That is why we have decided to reply to his article -- it gives +us an ideal possibility to indicate the depths to which some Marxists will +swoop to distort anarchist politics and movements. + +## 1\. How does Mitchinson impoverish the politics of the direct action +groups? + +He begins by noting that the _"recent anti-capitalist demonstrations have +brought together many different groups protesting against the destruction of +the environment, racism, the exploitation of the third world, and also many +ordinary young people protesting at the state of things in general. They have +certainly shattered the myth that everyone is happy and that the capitalist +system is accepted as the only possible form of society."_ Of course, this is +correct. What he fails to mention is that these demonstrations and groups +managed to do this **without** the "guidance" of any Leninist party -- indeed, +the vanguard parties are noticeable by their absence and their frantic efforts +to catch up with these movements. This, of course, is not the first time this +has happened. Looking at every revolution we discover the "revolutionary" +parties either playing no role in their early stages or a distinctly counter- +productive role. + +He states that _"[a]ll around us we see the misery this system causes. Famine, +war, unemployment, homelessness and despair, these are the violent acts that +the system perpetrates against millions every day."_ However, as much as these +aspects of capitalism are terrible, the anti-capitalist revolt expressed by +many within the direct action groups is much wider than this (standard) +leftist list. The movements, or at least parts of them, have a much more +radical critique of the evils of capitalism -- one that bases it self on +abolishing alienation, domination, wage slavery, oppression, exploitation, the +spiritual as well as material poverty of everyday life, by means of self- +management, autonomy, self-organisation and direct action. They raise the +possibility of playful, meaningful, empowering and productive self-activity to +replace _"tedious, over-tiring jobs"_ as well as the vision of a libertarian +communist (i.e. moneyless, stateless) society. Mitchinson's account of the +movements he is trying to critique is as poverty stricken intellectually as +the capitalist system these movements are challenging. Leninists like +Mitchinson, instead of a swallowing a dose of humility and learning from the +very different ways this new wave of protest is being framed, are trying to +squeeze the protest into their own particular one-dimensional model of +revolution. Being unable to understand the movements he is referring to, he +pushes their vision into the narrow confines of his ideology and distorts it. + +He goes on to state that _"[w]itnessing and experiencing this destruction and +chaos, young people everywhere are driven to protest."_ Of course, anyone who +is part of these movements will tell you that a wide cross-section of age +groups are involved, not just _"young people."_ However, Mitchinson's comments +on age are not surprising -- ever since Lenin, Bolshevik inspired Marxists +have attributed other, more radical, political theories, analyses and visions +to the alleged youth of those who hold these opinions (in spite of the facts). +In other words, these ideas, they claim, are the produce of immaturity, +inexperience and youth and will, hopefully, be grown out of. Just as many +parents mutter to themselves that their anarchist (or socialist, homosexual, +whatever) children will "grow out of it", Lenin and his followers like +Mitchinson consider themselves as the wiser, older relations (perhaps a +friendly Uncle or a Big Brother?) of these "young" rebels and hope they will +"grow out of" their infantile politics. + +The word patronising does not do Mitchinson justice! + +## 2\. Does anarchism _"juxtapose"_ theory and action? + +Now Mitchinson launches into his first strawman of his essay. He asserts: + +> _"However, the idea of getting involved in a political organisation is a +turn off for many, who understandably want to do something, and do something +now. In reality, the attempt to juxtapose organisation, discussion, and debate +with 'direct action' is pure sophistry."_ + +We are not aware of any anarchist or direct action group which does not +discuss and debate their actions, the rationale of their actions and the aims +of their actions. These demonstrations that _"young people"_ apparently turn +up at are, in fact, organised by groups who have meetings, discuss their +ideas, their objectives, their politics, and so on. That much should be +obvious. In reality, it is Mitchinson who expresses _"pure sophistry,"_ not +the _"many"_ who he claims act without thinking. And, of course, he fails to +mention the two days of meetings, discussion and debate which took place the +Saturday/Sunday before the May Day actions in London. To mention the May Day +2000 conference would confuse the reader with facts and so goes unmentioned. + +He then asserts that the _"ideas of Marxism are not the subject of academic +study, they are precisely a guide to action."_ Of course, we have to point out +here that the Marxist Parties Mitchinson urges us to build did not take part +in organising the actions he praises (a few members of these parties did come +along, on some of them, to sell papers, of course, but this is hardly a +"vanguard" role). In general, the vanguard parties were noticeable by their +absence or, **at best**, their lack of numbers and involvement. If we judge +people by what they do, rather than what they say (as Marx urged), then we +must draw the conclusion that the Marxism of Mitchinson is a guide to inaction +rather than action. + +Mitchinson continues by stating Marxists _"are all in favour of action, but it +must be clearly thought out, with definite aims and objectives if it is to +succeed. Otherwise we end up with directionless action."_ It would be impolite +to point out that no anarchist or member of a direct action organisation would +disagree with this statement. Every anti-capitalist demonstration has had a +definite aim and objective, was clearly thought out and organised. It did not +"just happen." Mitchinson presents us with a strawman so fragile that even a +breeze of reality would make it disintegrate. + +The question is, of course, what kind of organisation do we create, how do we +determine our aims and objectives. That is the key question, one that +Mitchinson hides behind the strawman of organisation versus non-organisation, +planned action versus _"directionless action."_ To state it bluntly, the +question is actually one of do we organise in an authoritarian manner or a +libertarian manner, not whether or not we organise. Mitchinson may not see the +difference (in which case he thinks all organisation is "authoritarian") but +for anarchists and members of direct action groups the difference is vital. + +He goes on to state: + +> _"Furthermore without political organisation who decides what action is to +be taken, when and where? There can be no greater direct action than the +seizing of control over our own lives by the vast majority of society. In that +act lies the essence of revolution. Not just an aimless 'direct action' but +mass, democratic and conscious action, the struggle not just against +capitalism, but for a new form of society, socialism."_ + +Again Mitchinson presents us with the strawman of _"conscious"_ action verses +_"aimless"_ action. As noted above, the anti-capitalist demonstrations +**were** organised -- non-hierarchical groups decided collectively what action +was to be organised, when and where. The real question is not organisation +versus non-organisation but rather authoritarian versus libertarian +organisation. Either decision making from the bottom up or decision making +from the top-down. As for there bring _"no greater direct action"_ than +revolution, well, anarchists have been saying that for over one hundred years +-- we don't need a Marxist to tell us our own ideas! + +## 3\. How does Mitchinson distort the London May Day demo? + +He then gets to the crux of the issue -- _"So, what comes next?"_ He goes on +to assert: + +> _"The organisers of the demo tell us this was not a protest in order to +secure changes, reforms apparently are a waste of time. No, simply by +participating in what they call the 'carnival' we become better people, and +eventually more and more people will participate, until a critical mass is +reached and we all ignore capitalism, don't pay our bills, until they go away. +What an infantile flight of fancy!"_ + +Yes, indeed, what an infantile flight of fancy! However, the flight is purely +Mitchinson's. No one in RTS (or any other anarchist) makes such a claim. Yes, +RTS urged people to take part in a carnival \-- as they argue, _"[m]any of the +great moments of revolutionary history were carnivalesque . . . But we are not +waiting for these moments of carnivalesque revolution, we are trying to merge +them into every moment of everyday life. We cannot live on one-off days, a +letting of stream, safety values for society enabling life to return to normal +the next day or for hierarchical domination to return, as did in so many +historical revolutions. Revolution is not an act but a process and carnival +can prepare us for this process."_ [**Maybe**, p. 9] Thus _"carnival"_ is +**not** seen as an end to itself (as Mitchinson asserts) but rather an aid to +the creation of a revolutionary movement. Mitchinson confuses a celebration of +May Day with an insurrection! In the words of **Maybe**: + +> _"And although Mayday is just one day, it seeks to incite continuous +creativity and action towards a radical remaking of everyday life. Steeped in +a history of daily struggle, of 'day in day out' organising for social change, +but pulsating with the celebration of renewal and fresh hope that returns with +the coming of summer. Mayday will always be a pivotal moment."_ [**Maybe**, p. +5] + +**Maybe** is clear -- we need to organise the daily struggle and enjoy ourselves while we are at it. Mitchinson' distortion of that message is pitiful. + +## 4\. Do anarchists really think _"the bosses will do nothing to defend their +system"_? + +He continues: + +> _"The genuine intentions of those protesting is not open to question. +However, the way to hell is paved with many such good intentions. Are we +really to believe that whilst we all 'place ourselves outside of capitalism', +the bosses will do nothing to defend their system? This ostrich like tactic of +burying our heads in the sand until they go away is not serious. Nor is it +action. In reality, it is irresponsible, indirect inaction."_ + +The comment about _"indirect inaction"_ is somewhat funny coming from a +political tendency which did not produce a movement of the importance of +Seattle 1999 and is now trying to recruit from it. But it would be interesting +to discover in which anarchist work comes the notion that we do not think the +bosses will not defend their system. Yes, Lenin did claim that anarchists +would _"lay down their arms"_ after a revolution, but as Murray Bookchin +notes, anarchists are _"not so naive as to believe anarchism could be +established overnight. In imputing this notion to Bakunin, Marx and Engels +wilfully distorted the Russian anarchist's views. Nor did the anarchists . . . +believe that the abolition of the state involved 'laying down arms' +immediately after the revolution. . ."_ [**Post-Scarcity Anarchism**, p. 213] +Bakunin, for example, thought the _"Commune would be organised by the standing +federation of the Barricades"_ and that _"the federation of insurgent +associations, communes and provinces . . . [would] organise a revolutionary +force capable of defeating reaction . . . it is the very fact of the expansion +and organisation of the revolution for the purpose of self-defence among the +insurgent areas that will bring about the triumph of the revolution."_ +[**Michael Bakunin: Selected Writings**, p. 170 and p. 171] + +Moreover, RTS actions have continually came into conflict with the state and +its forces of defence. Mitchinson seems to think that the participants of RTS +and its demonstrations are incapable of actually understanding and learning +from their experiences -- they have seen and felt the capitalist system +defending itself. Anyone on the J18, N30, A16 or M1 demos or just watching +them on TV would have seen the capitalist system defending itself with vigour +-- and the protestors **fighting back.** Rather than acknowledge the obvious, +Mitchinson asserts nonsense. The only person burying their head in the sand is +Mitchinson if he ignores the experiences of his own senses (and the basic +principles of materialism) in favour of an ideological diatribe with no basis +in reality. + +What **is** _"irresponsible"_ is misrepresenting the viewpoints of your +enemies and expecting them not to point our your errors. + +## 5\. How does Mitchinson misrepresent anarchist organisation? + +Mitchinson now moves onto the real enemy, anarchism. He asserts that: + +> _"Anarchist organisations have always hidden behind a facade of 'self- +organisation'. They claim to have no leaders, no policy etc. Yet who +decides?"_ + +Yes, anarchist groups claim to have no leaders but they do not claim to be +without policies. Anyone with any comprehension of anarchist theory and +history would know this (just one example, Bakunin argued that we needed to +establish _"a genuine workers' program -- the policy of the International +[Workers Association]"_ [_"The Policy of the International"_, **The Basic +Bakunin**, p. 100]). + +Mitchinson asks the question, if we do not have leaders, _"who decides?"_ That +in itself exposes the authoritarian nature of his politics and the Bolshevik +style party. He obviously cannot comprehend that, without leaders deciding +things for us, we manage our own affairs -- we decide the policy of our +organisations collectively, by the direct democracy of the membership. +Forgetting his early comment of that there is _"no greater direct action than +the seizing of control over our own lives by the vast majority of society,"_ +he now asks how the vast majority of society can seize control over our own +lives without leaders to tell us what to do! + +Anarchists reject the idea of leaders -- instead we argue for the +_**"leadership of ideas."_** As we discuss this concept in [section +J.3.6](secJ3.html#secj36) and so will not do so here. However, the key concept +is that anarchists seek to spread their ideas by discussing their politics +**as equals** in popular organisations and convincing the mass assemblies of +these bodies by argument. Rather than using these bodies to be elected to +positions of power (i.e. leadership as it is traditionally understood) +anarchists consider it essential that power remains in the hands of the base +of an organisation and argue that the policies of the organisation be decided +by the member directly in assemblies and co-ordinated by conferences of +mandated, recallable delegates (see [section A.2.9](secA2.html#seca29) for +more discussion). + +This is to be expected, of course, as anarchists believe that a free society +can only be created by organisations which reflect the principles of that +society. Hence we see policies being made by those affected by them and oppose +attempts to turn self-managed organisations into little more than vehicles to +elect "leaders." A free society is a self-managed one and can only be created +by self-management in the class struggle or revolutionary process. All that +revolutionaries should do is try and influence the decisions these +organisations make by discussing our ideas with their membership -- simply as +any other member could in the mass assemblies the organisation is built upon. +Any attempt by revolutionaries to seize power upon behalf of these +organisations means destroying their revolutionary potential and the +revolution itself by replacing the participation of all with the power of a +few (the party). + +Thus anarchist theory and practice is very clear on the question _"who +decides"_ \-- it is those who are affected by the question via group +assemblies and conferences of mandated, recallable delegates. Rather than have +_"no policy,"_ policy in an anarchist organisation is decided directly by the +membership. Without _"leaders"_ \-- without power delegated into the hands of +a few -- who else **could** make the decisions and policy? That Mitchinson +cannot comprehend this implies that he cannot envision a society without a few +telling the many what to do. + +He continues: + +> _"If there was no leadership and no policy then there could be no action of +any kind. The recent demonstrations have been highly organised and co- +ordinated on an international scale. Good, so it should be. However, without +organisation and democracy no-one, except a clique at the top, has any say in +why, where and when. Such a movement will never bring international capital +trembling to its knees."_ + +Firstly, we must point out that these demonstrations which have spread like +wild-fire across the world have, most definitely, made international capital +nervous. Secondly, we must point out that no Leninist vanguards were involved +in organising them (a few members turned up to sell papers later, once their +significance had registered with the party leadership). Thirdly, we must point +out that no Leninist vanguard has made _"international capital"_ tremble in +the knees for quite a few decades -- since 1917, only Stalinist vanguards have +had any effect (and, of course, _"international capital"_ soon realised they +could work with the Bolsheviks and other "Communist" leaders as one ruling +elite with another). It seems somewhat ironic that a Leninist, whose movement +was noticeable in its absence, mocks the first movement to scare the ruling +class for nearly 30 years. + +Secondly, we must note that the policy decided upon by the multitude of groups +across the world was decided upon by the members of those groups. They +practised organisation and **direct** democracy to make their policy decisions +and implement them. Given that Mitchinson wonders how people can make +decisions without leaders, his comments about rule by _"a clique at the top"_ +are somewhat ironic. As the history of the Russian Revolution indicates, a +highly centralised state system (which mimics the highly centralised party) +soon results in rule by the top party officials, not by the mass of people. + +Mitchinson again decides to flog his fallacy of organisation versus non- +organisation: + +> _"One of the best known anarchist groups in Britain, Reclaim the Streets, +save the game away in their spoof Mayday publication, 'Maybe'. Incidentally, +who wrote these articles, who decided what went in and what didn't, who edited +it, where did the money come from? Our intention here is not to accuse them of +dodgy financing \- simply to point out that this 'no leaders' stuff is a self- +organised myth."_ + +It states who put together **MayDay** on page 5 of the paper. It was _"an +organic group of 'guerrilla gardeners'"_ \-- in other words, members of +**Reclaim the Streets** who desired to produce the paper for that event. These +people would have joined the group producing it via the weekly RTS open +meetings and would have been held accountable to that same open meeting. No +great mystery there -- if you have even the slightest vision of how a non- +hierarchical organisation works. Rather than being a _"myth"_, RTS shows that +we do not need to follow leaders -- instead we can manage our own +organisations directly and freely participate in projects organised via the +main open meeting. Writing articles, editing, and so on are not the work of +_"leaders"_ \-- rather they are simply tasks that need doing. They do not +imply a leadership role -- if they did then every hack journalist is a +_"leader."_ + +He continues to attack what he cannot understand: + +> _"On page 20 they announce 'Reclaim the streets is non-hierarchical, +spontaneous and self-organised. We have no leaders, no committee, no board of +directors, no spokes people. There is no centralised unit for decision making, +strategic planning and production of ideology. There is no membership and no +formalised commitment. There is no master plan and no pre-defined agenda.' + +> + +> "There are two problems here. Firstly who is 'we', who made the above +statement, and who decided it. Secondly, if it were true, it would not be +something of which to be proud. Whether you like it or not, there is no way +the capitalist system will ever be overthrown by such a haphazard and slipshod +method."_ + +Taking the first issue, _"who is 'we,' who made the above statement, and who +decided it."_ Why, it is the membership of RTS -- decided via their weekly +open meeting (as mentioned on that page). That Mitchinson cannot comprehend +this says a lot about his politics and vision. He cannot comprehend self- +management, direct democracy. He seems not to be able to understand that +groups can make decisions collectively, without having to elect leaders to +make any decisions for them. + +Taking the second issue, it is clear that Mitchinson fails to understand the +role of RTS (and other anarchist groups). Anarchists do not try to overthrow +capitalism **on behalf of others** \-- they urge them to overthrow it +themselves, by their own direct action. The aim of groups like RTS is to +encourage people to take direct action, to fight the powers that be and, in +the process, create their own organs of self-management and resistance. Such a +process of working class self-activity and self-organisation in struggle is +the starting process of every revolution. People in struggle create their own +organisations -- such as soviets (workers' councils), factory committees, +community assemblies -- through which they start to manage their own affairs +and, hopefully, overthrow the state and abolish capitalism. It is not the task +of RTS to overthrow capitalism, it is the task of the whole population. + +Moreover, many anarchists do see the need for a specific anarchist +organisation -- three national federations exist in the UK, for example. RTS +does not need to organise in this fashion simply because such groups +**already** exist. It is not its role -- its role is a means to encourage +self-activity and direct action as well as raising libertarian ideas in a +popular manner. For more "serious" political organisation, people can and do +turn to other anarchist groups and federations. + +The street carnival principle of RTS is precisely the type of organising +anarchists excel at -- namely fun organising that catches the fun and +excitement of popular direct action and, most importantly, **gets people out +on the streets** \-- something Marxists have failed to do very well (if at +all). It's a small step from organising a street carnival to further, "more +serious" organising. Anarchist revolution is about bringing joy back into +human lives, not endless (and often dishonest) polemics on the ideas of long +dead philosophers. Rather, it is about creating a philosophy which, while +inspired by past thinkers, is not subservient to them and aims to base itself +on **current** struggles and needs rather than past ones. It is also about +building a new political culture, one that is popular, active, street-based +(versus ivory-tower elitist), and above all, fun. Only this way can we catch +the imagination of everyday people and move them from resigned apathy to +active resistance. The Marxists have tried their approach, and it has been a +resounding failure -- everyday people consider Marxism at best irrelevant, and +at worst, inhuman and lifeless. Fortunately, anarchists are not following the +Marxist model of organising, having learned from history + +Thus Mitchinson fails to understand the role of RTS or its position in the UK +anarchist movement. + +He then asserts: + +> _"There is no theory, no coherent analysis of society, no alternative +programme. To brag of a lack of direction, a lack of purpose and a lack of +coherence, in the face of such a highly organised and brutal enemy as +international capital, is surely the height of irresponsibility."_ + +Firstly, anyone reading **Maybe** or other RTS publications will quickly see +there is theory, coherent analysis and an alternative vision. As Mitchinson +has obviously read **Maybe** we can only assume his claim is a conscious lie. +Secondly, RTS in the quoted passage clearly do **not** _"brag of a lack of +direction, a lack of purpose and a lack of coherence."_ They do state there is +no _"centralised unit for decision-making"_ \-- which is true, they have a +**decentralised** unit for decision-making (direct democracy in open +meetings). There is _"no master-plan,"_ etc. as any plans are decided upon by +these open meetings. There is no pre-defined agenda because, as a democratic +organisation, it is up to the open meeting to define their own agenda. + +It is only Mitchinson's **assumption** that only centralised parties, with +leaders making the decisions, can have _"direction,"_ _"purpose"_ and +_"coherence."_ As can be seen **by their actions** that RTS **does** have +direction, purpose and coherence. Needless to say, while other anarchists may +be critical about RTS and its actions, we do not deny that it has been an +effective organisation, involving a great many people in its actions who would +probably not be involved in political activities. Rather than being +_"irresponsible,"_ RTS shows the validity of libertarian organisation and its +effectiveness. No Marxist Party has remotely approached RTS's successes in +terms of involving people in political actions. This is hardly a surprise. + +## 6\. How does Mitchinson define anarchism wrongly? + +Mitchinson states: + +> _"In reality the leaders of these movements are not devoid of ideology, they +are anarchists. Anarchism is not simply a term of abuse, it comes from the +Greek word 'anarchos' meaning 'without government'. To anarchists the state - +the institutions of government, the army, police, courts etc. - is the root +cause of all that is wrong in the world. It must be destroyed and replaced not +with any new form of government, but the immediate introduction of a stateless +society."_ + +Firstly, _"anarchos"_ actually means _"without authority,"_ or _"contrary to +authority"_ (as Kropotkin put it). It does **not** mean "without government" +as such (although it commonly is used that way). This means that anarchism +does **not** consider the state as _"the root of all that is wrong with the +world"_ \-- we consider it, like capitalism (wage slavery), patriarchy, +hierarchy in general, etc., as a symptom of a deeper problem, namely authority +(or, more precisely, authoritarian social relations, hierarchical power -- of +which class power is a subset). Therefore anarchist theory is concerned with +more than just the state -- it is against capitalism just as much as it is +against the state, for example. + +Thus, to state the obvious, as anyone familiar with anarchist theory could +tell you, anarchists do not think that _"the state"_ is the root of all that +is wrong in the world. Marxists have asserted this for years -- unfortunately +for them, repetition does not make something true! Rather, anarchists see the +state as **one** of the causes of evil in the world and the main protector of +all the rest. We also stress that in order to combat all the evils, we need to +destroy the state so that we are in a position to abolish the other evils by +being in control of our own lives. For example, in order to abolish capitalism +-- i.e. for workers' to seize the means of life -- the state, which protects +property rights, must be destroyed. Without doing so, the police and army will +come and take back that which the workers' have taken. However, we do not +claim that the state causes all of our problems -- we do claim that getting +rid of the state is an essential act, on which many others are dependent. + +As Brian Morris argues: + +> _"Another criticism of anarchism is that it has a narrow view of politics: +that it sees the state as the fount of all evil, ignoring other aspects of +social and economic life. This is a misrepresentation of anarchism. It partly +derives from the way anarchism has been defined, and partly because Marxist +historians have tried to exclude anarchism from the broader socialist +movement. But when one examines the writings of classical anarchists. . . as +well as the character of anarchist movements. . . it is clearly evident that +it has never had this limited vision. It has always challenged all forms of +authority and exploitation, and has been equally critical of capitalism and +religion as it has been of the state."_ [_"Anthropology and Anarchism,"_ +**Anarchy: A Journal of Desire Armed**, no. 45, p, p. 40] + +As can be seen, Mitchinson repeats into the usual Marxist straw man. + +## 7\. Does anarchism reject fighting for reforms? + +After asserting the usual Marxist falsehoods about anarchism, he moves on: + +> _"This opposition to the state and authority leads to a rejection of +participation in any form of parliamentary activity, belonging to a political +party or fighting for any reforms, that is political change through the +state."_ + +Again Mitchinson smuggles in a falsehood into his "analysis." Anarchists do +not reject _"fighting for any reforms"_ \-- far from it. We do reject +parliamentary activity, that is true, but we think that reforms can and must +be won. We see such reforms coming via the direct action of those who desire +them -- for example, by workers striking for better working conditions, more +wages and so. Anyone with even a passing awareness of anarchist thought would +know this. Indeed, that is what direct action means -- it was coined by French +anarcho-syndicalists to describe the struggle for reforms within capitalism! + +As for rejecting parliamentary activity, yes, anarchists do reject this form +of "action." However, we do so for reasons Mitchinson fails to mention. +[Section J.2](secJ2.html) of the FAQ discusses the reasons why anarchists +support direct action and oppose electioneering as a means of both reform and +for revolution. + +Similarly, anarchists reject political parties but we do not reject political +organisations -- i.e. specific anarchist groups. The difference is that +political parties are generally organised in a hierarchical fashion and +anarchist federations are not -- we try and create the new world when we +organise rather than reproducing the traits of the current, bourgeois, one. + +Needless to say, Mitchinson seeks to recruit the people he is slandering and +so holds out an olive-branch by stating that _"[o]f course, Marxism is opposed +to the brutal domination of the capitalist state too. Marx saw a future +society without a state but instead 'an association in which the free +development of each is the condition for the free development of all.' That is +a self-governing people. The question however is how can this be achieved?"_ + +Yes, as Bakunin argued, Marxists do not reject our programme out of hand. They +claim to also seek a free society and so Mitchinson is correct -- the question +is how can this be achieved. Anarchists argue that a self-governing people can +only be achieved by self-governing means -- _"Bakunin . . . advocated +socialist (i.e., libertarian) means in order to achieve a socialist (i.e., +libertarian) society."_ [Arthur Lehning, _"Introduction"_, **Michael Bakunin: +Selected Writings**, p. 27] Thus means and ends must be consistent -- +revolutionary movements must be organised in a way that reflects the society +we want to create. Thus a self-governing society can only be created by self- +governing organisations and a self-governing movement. If the revolutionary +movement reflect bourgeois society -- for example, is hierarchical -- then it +cannot create a free society. That is the rationale for the way anarchist +groups organise, including RTS. Marxists, as we will see, disagree and +consider how a revolutionary movement organises itself as irrelevant. + +Also, we must note that earlier Mitchinson denied that a self-governing +organisation could exist when he was discussing RTS. He asserted that _"[i]f +there was no leadership and no policy then there could be no action of any +kind."_ Now he claims that it is possible, but only **after** the revolution. +We will note the obvious contradiction -- how do people become capable of +self-government post-revolution if they do not practice it pre-revolution and, +obviously, during the revolution? + +## 8\. Does anarchism see the state as the root of all problems? + +Mitchinson moves on to assert that: + +> _"Since anarchism sees in the state the root of all problems, it therefore +believes these problems will be resolved by the destruction of the state."_ + +As noted above, anarchists do **not** see in the state the root of all +problems. We do urge the destruction of the state but that is because the +state is the protector of existing society and in order to transform that +society we need get rid of it. Kropotkin, for example, was well aware of _"the +evil done by Capitalism and the State that supports it."_ [**Evolution and +Environment**, p. 83] Rather than seeing the State as the root of all evil, +anarchists are well aware that evil is caused by many things -- particularly +capitalism -- and that the state, as well as causing its own evils, supports +and protects others. Thus anarchists are aware that the state is a tool for +minority rule and only one source of evil. + +Mitchinson, after misrepresenting anarchist thought, states: + +> _"Marxism, meanwhile, sees the division of society into classes, a minority +who own the means of producing wealth, and the majority of us whose labour is +the source of that wealth, as the crux of the matter. It is this class +division of society which gives rise to the state - because the minority need +a special force to maintain their rule over the majority - which has evolved +over thousands of years into the complicated structures we see today."_ + +Anarchists would agree, as far as this goes. Bakunin argued that the State +_"is authority, domination, and forced, organised by the property-owning and +so-called enlightened classes against the masses."_ He saw the social +revolution as destroying capitalism and the state at the same time, that is +_"to overturn the State's domination, and that of the privileged classes whom +it solely represents."_ [**The Basic Bakunin**, p. 140] The idea that the +state is a means to ensure class rule is one anarchists, as can be seen, would +agree with. + +However, anarchists do not reduce their understanding of the state to this +simplistic Marxist analysis. While being well aware that the state is the +means of ensuring the domination of an economic elite, anarchists recognise +that the state machine also has interests of its own. The state, for +anarchists, is the delegation of power into the hands of a few. This creates, +by its very nature, a privileged position for those at the top of the +hierarchy: + +> _"A government, that is a group of people entrusted with making the laws and +empowered to use the collective force to oblige each individual to obey them, +is already a privileged class and cut off from the people. As any constituted +body would do, it will instinctively seek to extend its powers, to be beyond +public control, to impose its own policies and to give priority to its special +interests. Having been put in a privileged position, the government is already +at odds with the people whose strength it disposes of."_ [Malatesta, +**Anarchy**, p. 34] + +Thus, while it is true that the state (particularly under capitalism) acts as +the agent of the capitalist class, it does not mean that it does not have +interests of its own. The State has developed as a means of imposing minority +rule -- that much anarchists and Marxists can agree upon. To do so it has +developed certain features, notably delegation of power into the hands of a +few. This feature of the state is a product of its function. However, function +and feature are inseparable -- retain the feature and the function will be re- +established. In other words, maintain the state and minority rule will be re- +established. + +The simplistic class analysis of the state has always caused Marxists +problems, particularly Trotskyists who used it to deny the obvious class +nature of Stalinist Russia. Rather than see the USSR as a class society in +which the State bureaucracy exploited and oppressed the working class for its +own benefits, Trotskyists argued it was an autocratic, privileged bureaucracy +in a classless society. As anarchist Camillo Berneri argued: + +> _"In history there is no absurdity. An autocratic bureaucracy is a class, +therefore it is not absurd that it should exist in a society where classes +remain -- the bureaucratic class and the proletarian class. If the USSR was a +'classless' society, it would also be a society without a bureaucratic +autocracy, which is the natural fruit of the permanent existence of the +State."_ [_"The State and Classes"_, **Cienfuegos Press Anarchist Review**, +no, 4, p. 49] + +The weakness (or incompleteness) of the Marxist understanding of the state can +best be seen by Trotsky's and his followers lack of understanding of +Stalinism. As the state owned all the land and means of production, there +could be no classes and so the Soviet Union must be a classless society. +However, the obvious privileges of the bureaucracy could not be denied (as +Trotsky was once a leading bureaucrat, he saw and experienced them at first +hand). But as the state bureaucracy could not be a class and have class +interests (by definition), Trotsky could not see the wood for the trees. The +actual practice of Leninism in power is enough to expose its own theoretical +weaknesses. + +## 9\. Why is Mitchinson wrong about the _"Abolishion [i.e. Abolition] of the +state"_? + +Mitchinson moves on to argue that the _"modern capitalist state can wear many +guises, monarchy, republic, dictatorship, but in the end its purpose remains +the same, to maintain the minority rule of the capitalist class. Marxism's +goal therefore is not simply to abolish the state, but to put an end to class +society."_ Needless to say, that is also anarchism's goal. As Bakunin argued, +_"political transformation . . . [and] economic transformation . . . must be +accomplished together and simultaneously."_ [**The Basic Bakunin**, p. 106] +So, as can be seen, anarchism's goal is not simply abolishing the state, but +to put an end to class society. That anarchists have always argued the state +and capitalism must be destroyed at the same time is easily discovered from +reading their works. + +Continuing this theme he argues that the state _"was born with the split of +society into classes to defend private property. So long as there are classes +there will be a state. So, how can class society be ended? Not by its denial, +but only by the victory of one of the contending classes. Triumph for +capitalism spells ruin for millions."_ + +Of course, we could point out here that many anthropologists disagree with the +claim that the state is a product of class society. As Michael Taylor +summarises, the _"evidence does not give this proposition a great deal of +support. Much of the evidence which has been offered in support of it shows +only that the primary states, not long after their emergence, were +economically stratified. But this is of course consistent also with the +simultaneous rise . . . of political and economic stratification, or with the +**prior** development of the state -- i.e. of **political** stratification -- +and the creation of economic stratification by the ruling class."_ +[**Community, Anarchy and Liberty**, p. 132] + +Also, of course, as should be obvious from what we have said previously, +anarchists do not think class society can be ended by "denial." As is clear +from even a quick reading of any anarchist thinker, anarchists seek to end +class society as well as the state. However, we reject as simplistic the +Marxist notion that the state exists purely to defend classes. The state has +certain properties **because it is a state** and one of these is that it +creates a bureaucratic class around it due to its centralised, hierarchical +nature. Within capitalism, the state bureaucracy is part of the ruling class +and (generally) under the control of the capitalist class. However, to +generalise from this specific case is wrong as the state bureaucracy is a +class in itself -- and so trying to abolish classes without abolishing the +state is doomed to failure. + +## 10\. Why is Mitchinson's comment that we face either _"socialism or +barbarism"_ actually undermine his case? + +Mitchinson continues: + +> _"As Marx once explained the choice before us is not socialism or the status +quo, but socialism or barbarism."_ + +We should point out that it Rosa Luxemburg who is usually associated with this +quote. She made her famous comment during the First World War. The start of +this war saw the Marxist German Social Democratic Party (and a host of others) +vote for war credits in Parliament. This party was a mass workers' party which +aimed to used every means, including elections, to gain reforms for the +working class. The net end result of this strategy was the voting for war +credits and the support of their state and ruling class in the war -- that is, +the betrayal of the fundamental principles of socialism. + +This event did not happen out of the blue. It was the end result of years of +working within the bourgeois political system, of using elections (_"political +activity"_) as a means of struggle. The Social Democratic Parties had already +been plagued with reformist elements for years. These elements, again, did not +come from nowhere but were rather the response to what the party was actually +doing. They desired to reform the party to bring its rhetoric in-line with its +practice. As one of the most distinguished historians of this period put it, +the _"distinction between the contenders remained largely a subjective one, a +difference of ideas in the evaluation of reality rather than a difference in +the realm of action."_ [C. Schorske, **German Social Democracy**, p. 38] The +debacle of 1914 was a logical result of the means chosen, the evidence was +already there for all to see (except, apparently, Lenin who praised the +_"fundamentals of parliamentary tactics"_ of the German and International +Social Democracy and how they were _"at the same time implacable on questions +of principle and always directed to the accomplishment of the final aim"_ in +his obituary of August Bebel in 1913! [Marx, Engels and Lenin, **Anarchism and +Anarcho-Syndicalism**, p. 248]) + +Needless to say, this result had been predicted by Bakunin over 40 years +previously. And Mitchinson wants us to repeat this strategy? As Marx said, +history repeats itself -- first it is tragedy, second time it is farce. + +## 11\. Why is Mitchinson wrong to assert anarchists do not believe in +defending a revolution? + +Mitchinson argues that the _"victory of the working class can only mean the +destruction of the capitalist state. Will the capitalists take defeat like +sporting ladies and gentlemen, retiring quietly to the pavilion? No, all +history suggests that they would not. The workers would need to create a new +state, for the first time to defend the rule of the majority over the +minority."_ + +Yes, indeed, all history **does** show that a ruling class will not retire +quietly and a revolution will need to defend itself. If anarchists **did** +believe that they would retire peacefully then Marxists would be correct to +attack us. However, Marxist assertions are false. Indeed, they must think +anarchists are morons if they genuinely do think we do not believe in +defending a revolution. A few quotes should suffice to expose these Marxist +claims as lies: + +> _"Commune will be organised by the standing federation of the Barricades. . +. [T]he federation of insurgent associations, communes and provinces . . . +[would] organise a revolutionary force capable of defeating reaction . . . it +is the very fact of the expansion and organisation of the revolution for the +purpose of self-defence among the insurgent areas that will bring about the +triumph of the revolution."_ [**Michael Bakunin: Selected Writings**, pp. +170-1] + +> + +> _"[L]et us suppose . . . it is Paris that starts [the revolution] . . . +Paris will naturally make haste to organise itself as best it can, in +revolutionary style, after the workers have joined into associations and made +a clean sweep of all the instruments of labour, every kind of capital and +building; armed and organised by streets and **quartiers**, they will form the +revolutionary federation of all the **quartiers**, the federative commune. . . +All the French and foreign revolutionary communes will then send +representatives to organise the necessary common services . . . and to +organise common defence against the enemies of the Revolution."_ [**Op. +Cit.**, p. 178-9] + +Bakunin was well aware that revolution implied "civil war" -- i.e. attempts by +the ruling class to maintain its power (see, for example, his _"Letters to a +Frenchman"_ in **Bakunin on Anarchism**). As can be seen, Bakunin was well +aware of the needs to defend a revolution after destroying the state and +abolishing capitalism. Similarly we discover Malatesta arguing that we should +_"[a]rm all the population,"_ and the _"creation of a voluntary militia, +without powers to interfere as militia in the life of the community, but only +to deal with any armed attacks by the forces of reaction to re-establish +themselves, or to resist outside intervention by countries as yet not in a +state of revolution."_ [**Life and Ideas**, p. 170 and p. 166] In Malatesta's +words: + +> _"But, by all means, let us admit that the governments of the still +unemancipated countries were to want to, and could, attempt to reduce free +people to a state of slavery once again. Would this people require a +government to defend itself? To wage war men are needed who have all the +necessary geographical and mechanical knowledge, and above all large masses of +the population willing to go and fight. A government can neither increase the +abilities of the former nor the will and courage of the latter. And the +experience of history teaches us that a people who really want to defend their +own country are invincible: and in Italy everyone knows that before the corps +of volunteers (anarchist formations) thrones topple, and regular armies +composed of conscripts or mercenaries disappear. . . [Some people] seem almost +to believe that after having brought down government and private property we +would allow both to be quietly built up again, because of a respect for the +**freedom** of those who might feel the need to be rulers and property owners. +A truly curious way of interpreting our ideas!"_ [**Anarchy**, pp. 40-1] + +Not only do we have this theoretical position, we can also point to concrete +historical examples -- the Makhnovist movement in the Russian Revolution and +the CNT militias during the Spanish Revolution, among others -- that prove +that anarchists do recognise the need and importance of defending a successful +revolution. + +Therefore, statements asserting that anarchists are against defending a +revolution are either spreading a conscious lie or a product of deep +ignorance. + +Thus the question is **not** one of defending or not defending a revolution. +The question is **how** do we defend it (and, another key question, what +**kind** of revolution do we aim for). Marxists urge us to _"create a new +state, for the first time to defend the rule of the majority over the +minority."_ Anarchists reply that every state is based on the delegation of +power into the hands of a minority and so cannot be used to defend the rule of +the majority over the minority. Rather, it would be the rule of those who +claim to represent the majority. The confusion between people power and party +power is at the root of why Leninism is not revolutionary. + +Mitchinson then quotes Lenin and Trotsky to defend his assertion: + +> _"The proletariat needs the state only temporarily. We do not at all +disagree with the anarchists on the question of the abolition of the state as +the aim. We maintain that, to achieve this aim, we must temporarily make use +of the instruments resources and methods of state power against the +exploiters."_ [Lenin] + +> + +> _"Marxists are wholly in agreement with the anarchists in regard to the +final goal: the liquidation of the state. Marxists are statist only to the +extent that one cannot achieve the liquidation of the state simply by ignoring +it."_ [Trotsky] + +Of course, quoting Lenin or Trotsky when they make a false assertion does not +turn lies into truth. As proven above, anarchists are well aware of the +necessity of overthrowing the state by revolution **and** defending that +revolution against attempts to defeat it. To state otherwise is to +misrepresent anarchist theory on this subject. Moreover, despite Trotsky's +claims, anarchists are aware that you do not destroy something by ignoring it. +The real question is thus **not** whether to defend a revolution or whether to +shatter the state machine. The questions are, **how** do you shatter the +state, what do you replace existing society with and how do you defend a +revolution. To state otherwise is to build a strawman -- unfortunately much of +Lenin's "masterpiece" **The State and Revolution** is based on destroying this +self-created strawman. + +## 12\. Would the "workers' state" really be different, as Mitchinson claims? + +Mitchinson argues that from _"the very beginning this would be like no +previous state machine. From day one it would be in effect a semi-state."_ The +question is, for anarchists, whether this "semi-state" is marked by the +delegation of power into the hands of a government. If so, then the "semi- +state" is no such thing -- it is a state like any other and so an instrument +of minority rule. Yes, this minority may state it represents the majority but +in practice it can only represent itself and claim that is what the majority +desires. + +Hence, for anarchists, _"the essence of the state . . . [is] centralised power +**or to put it another way the coercive authority** of which the state enjoys +the monopoly, in that organisation of violence know as 'government'; in the +hierarchical despotism, juridical, police and military despotism that imposes +laws on everyone."_ [Luigi Fabbri, **Op. Cit.**, pp. 24-5] The so-called +"semi-state" is nothing of the kind -- it is a centralised power in which a +few govern the many. Therefore, the "workers' state" would be "workers" in +name only. + +Mitchinson continues: + +> _"The task of all previous revolutions was to seize state power. From the +experience of the Paris Commune of 1871 Marx and Engels concluded that it +would not be possible for the workers to simply use the old state apparatus, +they would instead have to replace it with an entirely new one, to serve the +interests of the majority and lay the basis for a socialist society."_ + +Needless to say, he forgets the **key** question -- **who** is to seize power. +Is it the majority, directly, or a minority (the leaders of a party) who claim +to represent the majority. Leninists are clear, it is to be the party, not the +working class as a whole. They confuse party power with class power. In the +words of Lenin: + +> _"The very presentation of the question -- 'dictatorship of the Party **or** +dictatorship of the class, dictatorship (Party) of the leaders **or** +dictatorship (Party) of the masses?' -- is evidence of the most incredible and +hopeless confusion of mind . . . [because] classes are usually . . . led by +political parties. . . "_ + +And: + +> _"To go so far in this matter as to draw a contrast in general between the +dictatorship of the masses and the dictatorship of the leaders, is +ridiculously absurd and stupid."_ [**Left-wing Communism: An Infantile +Disorder**, pp. 25-6 and p. 27] + +However, what is **truly** stupid is confusing the rule by a minority with +that of the majority managing their own affairs. The two things are different, +they generate different social relationships and to confuse the two is to lay +the ground work for the rule by a bureaucratic elite, a dictatorship of state +officials **over** the working class. + +Now we come to the usual Leninist claims about Bolshevik theory: + +> _"To ensure that the workers maintain control over this state, Lenin argued +for the election of all officials who should be held accountable and subject +to recall, and paid no more than the wage of a skilled worker. All +bureaucratic tasks should be rotated. There should be no special armed force +standing apart from the people, and we would add, all political parties except +fascists should be allowed to organise."_ + +This is what Lenin, essentially, said he desired in **The State and +Revolution** (Mitchinson misses out one key aspect, to which we will return +later). Anarchists reply in three ways. + +Firstly, we note that _"much that passes for 'Marxism' in **State and +Revolution** is pure anarchism -- for example, the substitution of +revolutionary militias for professional armed bodies and the substitution of +organs of self-management for parliamentary bodies. What is authentically +Marxist in Lenin's pamphlet is the demand for 'strict centralism,' the +acceptance of a 'new' bureaucracy, and the identification of soviets with a +state."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. 213] As an example, +let us look at the recall of "officials" (inspired by the Paris Commune). We +find this in Bakunin's and Proudhon's work **before** it was applied by the +Communards and praised by Marx. Bakunin in 1868 argued for a _"Revolutionary +Communal Council"_ composed of _"delegates . . . vested with plenary but +accountable and removable mandates."_ [**Michael Bakunin: Selected Writings**, +pp. 170-1] Proudhon's election manifesto of 1848 argued for _"universal +suffrage and as a consequence of universal suffrage, we want implementation of +the binding mandate. Politicians balk at it! Which means that in their eyes, +the people, in electing representatives, do not appoint mandatories but rather +abjure their sovereignty! That is assuredly not socialism: it is not even +democracy."_ [**No Gods, No Masters**, vol. 1, p. 63] As can be seen, Lenin's +recommendations were first proposed by anarchists. + +Thus the positive aspects of Lenin's work are libertarian in nature, **not** +Marxist as such. Indeed given how much time is spent on the Paris Commune (an +essentially libertarian revolt obviously inspired by Proudhon's ideas) his +work is more libertarian than Marxist, as Bookchin makes clear. It is the non- +libertarian aspects which helped to undermine the anarchist elements of the +work. + +Secondly, Lenin does not mention, never mind discuss, the role of the +Bolshevik Party would have in the new "semi-state." Indeed, the party is +mentioned only in passing. That in itself indicates the weakness of using +**The State and Revolution** as a guide book to Leninist theory or practice. +Given the importance of the role of the party in Lenin's previous and latter +works, it suggests that to quote **The State and Revolution** as proof of +Leninism's democratic heart leaves much to be desired. And even **The State +and Revolution**, in its one serious reference to the Party, is ambiguous in +the extreme: + +> _"By educating the workers' party, Marxism educates the vanguard of the +proletariat which is capable of assuming power and **of leading the whole +people** to Socialism, of directing and organising the new order, of being the +teacher, the guide, the leader of all the toiling and exploited in the task of +building up their social life without the bourgeoisie and against the +bourgeoisie."_ [**The Essential Lenin**, p. 288] + +Is it the vanguard **or** the proletariat which is _"capable of assuming +power"_? The answer is important as a **social** revolution requires the +fullest participation of the formerly oppressed masses in the management of +their own affairs. In the context of the rest of **The State and Revolution** +it could be argued it is the proletariat. However, this cannot be squared with +Lenin's (or Trotsky's) post-October arguments and practices or the resolution +of the Second World Congress of the Communist International which stated that +_"[e]very class struggle is a political struggle. The goal of this struggle . +. . is the conquest of political power. Political power cannot be seized, +organised and operated except through a political party."_ [cited by Duncan +Hallas, **The Comintern**, p. 35] It is obvious that if the party rules, the +working class does not. A socialist society cannot be built without the +participation, self-activity and self-management of the working class. Thus +the question of **who** makes decisions and **how** they do so is essential -- +if it is not the masses then the slide into bureaucracy is inevitable. + +Thus to quote **The State and Revolution** proves nothing for anarchists -- it +does not discuss the key question of the party and so fails to present a clear +picture of Leninist politics and their immediate aims. As soon becomes clear +if you look at Leninism in power -- i.e. what it actually did when it had the +chance, to which we now turn. + +Thirdly, we point to what he actually **did** in power. In this we follow +Marx, who argued that we should judge people by what they do rather than what +they say. We will concentrate on the pre-Civil War (October 1917 to May 1918) +period to indicate that this breaking of promises started **before** the +horrors of Civil War can be claimed to have forced these decisions onto the +Bolsheviks. + +Before the out-break of Civil War, the Bolsheviks had replaced election of +_"all officials"_ by appointment from above in many areas of life -- for +example, they abolished the election of officers in the Red Army and replaced +workers' self-management in production with one-man management, both forms of +democracy being substituted by appointed from above. In addition, by the end +of April, 1918, Lenin **himself** was arguing _"[o]bedience, and unquestioning +obedience at that, during work to the one-man decisions of Soviet directors, +of the dictators elected **or appointed** by Soviet institutions, vested with +dictatorial powers."_ [**Six Theses on the Immediate Tasks of the Soviet +Government**, p. 44 -- our emphasis] Moreover, the Soviet Constitution stated +that _"[e]very commissar [of the Council of People's Commissars -- i.e. the +Soviet government] has a collegium (committee) of which he is the president, +and the members of which are appointed by the Council of People's +Commissars."_ Appointment was the rule at the very heights of the state. The +_"election of all officers"_ (_"without exception"_ [Lenin, **The State and +Revolution**, p. 302]) had ended by month six of the revolution even in +Lenin's own writings -- and **before** the start of the Civil War. + +Lenin also argued in mid-April 1918 that the _"socialist character of Soviet, +i.e. **proletarian**, democracy"_ lies, in part, in _"the people themselves +determin[ing] the order and time of elections."_ [**The Immediate Tasks of the +Soviet Government**, pp. 36-7] Given that _"the government [had] continually +postponed the new general elections to the Petrograd Soviet, the term of which +had ended in March 1918"_ because it _"feared that the opposition parties +would show gains"_ Lenin's comments seem hypocritical in the extreme. [Samuel +Farber, **Before Stalinism**, p. 22] + +Moreover, the Bolsheviks did not stay true to Lenin's claim in **The State and +Revolution** that _"since the majority of the people **itself** suppresses its +oppressors, a 'special force' is **no longer necessary**"_ as so _"in place of +a **special** repressive force, the whole population itself came on the +scene."_ In this way the _"state machine"_ would be _"the armed masses of +workers who become transformed into a universal people's militia."_ [**Op. +Cit.**, p. 301, p. 320 and p. 347] Instead they created a political police +force (the Cheka) and a standing army (in which elections were a set aside by +decree). These were special, professional, armed forces standing apart from +the people and unaccountable to them. Indeed, they were used to repress +strikes and working class unrest. So much for Mitchinson's claim that _"there +should be no special armed force standing apart from the people"_ \-- it did +not last three months (the Cheka was founded two months into the revolution, +the Red Army was created in early 1918 and elections set aside by March of +that year). + +Lastly, the Bolsheviks banned newspapers from the start -- including other +socialist papers. In addition, they did not allow other political tendencies +to organise freely. The repression started **before** the Civil War with the +attack, by the Cheka, in April 1918 on the anarchist movements in Petrograd +and Moscow. While repression obviously existed during the Civil War, it is +significant that it, in fact, started **before** it began. During the Civil +War, the Bolsheviks repressed all political parties, including the Mensheviks +even though they _"consistently pursued a policy of peaceable opposition to +the Bolshevik regime, a policy conducted by strictly legitimate means"_ and +_"[i]ndividual Mensheviks who joined organisations aiming at the overthrow of +the Soviet Government were expelled from the Menshevik Party."_ [George +Leggett, **The Cheka: Lenin's Political Police**, pp. 318-9 and p. 332] In +fact, repression **increased** after the end of the Civil War -- a strange +fact if it was that war which necessitated repression in the first place. + +Moreover, Mitchinson fails to mention Lenin's argument that, like the Paris +Commune, the workers' state would be based on a fusion of executive and +administrative functions in the hands of the workers' delegates. This is +hardly surprising, as Lenin created an executive body (the Council of People's +Commissars) immediately after the October Revolution. This division of +executive and administrative powers was written into the Soviet Constitution. +So much for **The State and Revolution** \-- its promises did not last a +night. + +Thus, his claims that the "semi-state" would not be like any other state are +contradicted by the actual experience of Bolshevism in power. For anarchists, +this comes as no surprise as they are well aware that the state machine does +not (indeed, **cannot**) represent the interests of the working classes due to +its centralised, hierarchical and elitist nature -- all it can do is represent +the interests of the party in power, its own bureaucratic needs and privileges +and slowly, but surely, remove itself from popular control. Hence the movement +away from popular control -- it is the nature of centralised power to remove +itself from control from below, control by the masses, particularly when all +other focal points of working class self-management have been abolished as +being no longer required as we have a "semi-state." + +Mitchinson seems to want us to look purely at Bolshevik theory and not its +practice. It is exactly what supporters of capitalism desire us to do -- in +theory, capitalism is based on free agreement and free exchange between +autonomous individuals but in practice it is a system of inequality which +violates the autonomy of individuals and makes a mockery of free agreement. + +In a way, **The State and Revolution** laid out the foundations and sketched +out the essential features of an alternative to Bolshevik power -- as noted, +that system would be essentially libertarian. Only the pro-Leninist tradition +has used Lenin's work, almost to quiet their conscience, because Lenin, once +in power, ignored it totally. Such is the nature of the state -- as Kropotkin +and all other anarchists have argued, there can be no such thing as a +"revolutionary government." Conflict will inevitably arise between the party +which aims to control the revolution and the actions of the masses themselves. +To resolve the conflict the state must eliminate the organs of workers self- +activity which the revolution creates otherwise the party cannot impose its +decisions -- and this is what the Bolshevik state did, aided of course by the +horrors of the civil war. + +To state the obvious, to quote theory and not relate it to the practice of +those who claim to follow that theory is a joke. It is little more than +sophistry. If you look at the actions of the Bolsheviks before and after the +Russian Revolution you cannot help draw the conclusion that Lenin's **State +and Revolution** has nothing to do with Bolshevik policy and presents a false +image of what Trotskyists desire. + +## 13\. Is the Marxist "worker's state" really the rule of one class over +another? + +Mitchinson argues that the _"task of this state would be to develop the +economy to eradicate want. Less need, means less need to govern society, less +need for a state. Class society and the state will begin to wither away as the +government of people, the rule of one class over another, is replaced by the +administration of things, the planned use of resources to meet society's +needs."_ + +As Malatesta makes clear, this is pure sophistry: + +> _"Whoever has power over things has power over men; whoever governs +production also governs the producers; who determines consumption is master +over the consumer. + +> + +> "This is the question; either things are administered on the basis of free +agreement of the interested parties, and this is anarchy; or they are +administered according to laws made by administrators and this is government, +it is the State, and inevitably it turns out to be tyrannical. + +> + +> "It is not a question of the good intentions or the good will of this or +that man, but of the inevitability of the situation, and of the tendencies +which man generally develops in given circumstances."_ [**Life and Ideas**, p. +145] + +Moreover, it is debatable whether Trotskyists really desire the rule of one +class over another in the sense of working class over capitalist class. To +quote Trotsky: + +> _"the proletariat can take power only through its vanguard. In itself the +necessity for state power arises from an insufficient cultural level of the +masses and their heterogeneity. In the revolutionary vanguard, organised in a +party, is crystallised the aspirations of the masses to obtain their freedom. +Without the confidence of the class in the vanguard, without support of the +vanguard by the class, there can be no talk of the conquest of power. + +> + +> "In this sense the proletarian revolution and dictatorship are the work of +the whole class, but only under the leadership of the vanguard."_ [**Stalinism +and Bolshevism**] + +Thus, rather than the working class as a whole seizing power, it is the +"vanguard" which takes power -- _"a revolutionary party, even after seizing +power . . . is still by no means the sovereign ruler of society."_ [**Ibid.**] +That is, of course, true -- they are still organs of working class self- +management (such as factory committees, workers councils, trade unions, +soldier committees) through which working people can still exercise their +sovereignty. Little wonder Trotsky abolished independent unions, decreed the +end of soldier committees and urged one-man management and the militarisation +of labour when in power. Such working class organs do conflict with the +sovereign rule of the party and so have to be abolished. + +After being in power four years, Trotsky was arguing that the _"Party is +obliged to maintain its dictatorship . . . regardless of temporary +vacillations even in the working class . . . The dictatorship does not base +itself at every moment on the formal principle of a workers' democracy."_ +[quoted by Brinton, **The Bolsheviks and Workers' Control**, p. 78] + +This position follows naturally from Trotsky's comments that the party +_"crystallises"_ the _"aspirations"_ of the masses. If the masses reject the +party then, obviously, their _"cultural level"_ has fallen and so the party +has the right, nay the duty, to impose its dictatorship over them. Similarly, +the destruction of organs of working class self-management can be justified +because the vanguard has taken power -- which is **exactly** what Trotsky +argued. + +With regards to the Red Army and its elected officers, he stated in March 1918 +that _"the principle of election is politically purposeless and technically +inexpedient, and it has been, in practice, abolished by decree"_ because the +Bolshevik Party held power or, as he put it, _"political power is in the hands +of the same working class from whose ranks the Army is recruited."_ Of course, +power was actually held by the Bolshevik party, not the working class, but +never fear: + +> _"Once we have established the Soviet regime, that is a system under which +the government is headed by persons who have been directly elected by the +Soviets of Workers', Peasants' and Soldiers' Deputies, there can be no +antagonism between the government and the mass of the workers, just as there +is no antagonism between the administration of the union and the general +assembly of its members, and, therefore, there cannot be any grounds for +fearing the **appointment** of members of the commanding staff by the organs +of the Soviet Power."_ [**Work, Discipline, Order**] + +He made the same comments with regard the factory committees: + +> _"It would be a most crying error to confuse the question as to the +supremacy of the proletariat with the question of boards of workers at the +head of factories. The dictatorship of the proletariat is expressed in the +abolition of private property in the means of production, in the supremacy of +the collective will of the workers [a euphemism for the Party -- M.B.] and not +at all in the form in which individual economic organisations are +administered."_ [quoted by Maurice Brinton, **Op. Cit.**, p. 66] + +This point is reiterated in his essay, _"Bolshevism and Stalinism"_ (written +in 1937) when he argued that: + +> _"Those who propose the abstraction of Soviets to the party dictatorship +should understand that only thanks to the party dictatorship were the Soviets +able to lift themselves out of the mud of reformism and attain the state form +of the proletariat."_ [Trotsky, **Op. Cit.**, p. 18] + +And, obviously, without party dictatorship the soviets would return to the +_"mud."_ In other words, the soviets are only important to attain party rule +and if the two come into conflict then Trotskyism provides the rule of the +party with an ideological justification to eliminate soviet democracy. Lenin's +and Trotsky's politics allowed them to argue that if you let the proletariat +have a say then the dictatorship of the proletariat could be in danger. + +Thus, for Trotsky, the _"dictatorship of the proletariat"_ is independent of +allowing the proletariat to manage their own affairs directly. However, +without the means of manage their own affairs directly, control their own +lives, the proletariat are placed into the position of passive electors, who +vote for parties who rule for and over them, in their own name. Moreover, they +face the constant danger of the _"vanguard"_ nullifying even these decisions +as _"temporary vacillations."_ A fine liberation indeed. + +Also, as libertarian socialist Maurice Brinton argues, none of the Bolshevik +leaders _"saw the proletarian nature of the Russian regime as primarily and +crucially dependent on the exercise of workers' power at the point of +production (i.e. workers' management of production). It should have been +obvious to them as Marxists that if the working class did not hold economic +power, its 'political' power would at best be insecure and would in fact +degenerate."_ [**Op. Cit.**, p. 42] + +With direct working class sovereignty eroded by the Bolsheviks in the name of +indirect, i.e. party, sovereignty it is hardly surprising that the +dictatorship of the proletariat becomes the dictatorship **over** the +proletariat as Bakunin predicted. With the elimination of functional democracy +and self-management, indirect democracy would not be able to survive for long +in the face of centralised, top-down decision making by the ruling party. + +So hopeless was Trotsky's understanding of socialism and the nature of a +working class social revolution that he even considered the Stalinist +dictatorship to be an expression of the _"dictatorship of the proletariat."_ +He argued that the _"bureaucracy has expropriated the proletariat politically +in order to guard its social conquests with **its own** methods. The anatomy +of society is determined by its economic relations. So long as the forms of +property that have been created by the October Revolution are not overthrown, +the proletariat remains the ruling class."_ [**The Class Nature of the Soviet +State**] + +Just to stress the point, according to Trotsky, under Stalinism **the +proletariat was the ruling class** and that Stalin's dictatorship eliminated +what remained (and it was not much) of working class political influence in +order _"to guard its social conquests"_! What social conquests could remain if +the proletariat was under the heel of a totalitarian dictatorship? Just one, +state ownership of property -- precisely the means by which the (state) +bureaucracy enforced its control over production and so the source of its +economic power (and privileges). To state the obvious, if the working class +does not **control** the property it is claimed to own then someone else does. +The economic relationship thus generated is a hierarchical one, in which the +working class is an oppressed class. Thus Trotsky identified the source of the +bureaucracy's economic power with "socialism" -- no wonder his analysis of +Stalinism (and vision of socialism) proved so disastrous. + +Trotsky argues that the _"liberal-anarchist thought closes its eyes to the +fact that the Bolshevik revolution, with all its repressions, meant an +upheaval of social relations in the interests of the masses, whereas Stalin's +Thermidorian upheaval accompanies the reconstruction of Soviet society in the +interest of a privileged minority."_ [**Stalinism and Bolshevism**] However, +social relations are just that, **social** and so between individuals and +classes -- ownership of property cannot tell the whole story. What social +relations did Bolshevism bring about? + +As far as the wage labour social relationship goes (and do not forget that is +the defining feature of capitalism), the Bolsheviks opposed workers' self- +management in favour of, first, _"control"_ over the capitalists and then one- +man management. No change in social relationships there. Property relations +did change in the sense that the state became the owner of capital rather than +individual capitalists, but the **social** relationship workers experienced +during the working day and within society was identical. The state bureaucrat +replaced the capitalist. + +As for politics, the Bolshevik revolution replaced government with government. +Initially, it was an elected government and so it had the typical social +relationships of representative government. Later, it became a one party +dictatorship -- a situation that did not change under Stalin. Thus the social +relationships there, again, did not change. The Bolshevik Party became the +head of the government. That is all. This event also saw the reconstruction of +Soviet Society in the interest of a privileged minority -- it is well known +that the Communists gave themselves the best rations, best premises and so on. + +Thus the Bolshevik revolution did **not** change the social relations people +faced and so Trotsky's comments are wishful thinking. The _"interests of the +masses"_ could not, and were not, defended by the Bolshevik revolution as it +did not change the relations of authority in a society -- the social +relationships people experienced remain unchanged. Perhaps that is why Lenin +argued that the proletarian nature of the Russian regime was ensured by the +nature of the ruling party? There could be no other basis for saying the +Bolshevik state was a workers' state. After all, nationalised property without +workers' self-management **does not change social relationships** it just +changes who is telling the workers what to do. + +The important point to note is that Trotsky argued that the proletariat could +be a ruling class when it had **no** political influence, never mind +democracy, when subject to a one-party state and bureaucratic dictatorship and +when the social relations of the society were obviously capitalistic. No +wonder he found it impossible to recognise that dictatorship by the party did +not equal dictatorship by the proletariat. + +Therefore, the claim that Trotskyists see the _"dictatorship of the +proletariat"_ as _"the rule of one class over another"_ is, as can be seen, a +joke. Rather they see it as the rule of the party over the rest of society, +**including** the working class. Even when that party had become a +bureaucratic nightmare, murdering millions and sending hundreds of thousands +to forced labour camps, Trotsky still argued that the _"working class"_ was +still the _"ruling class."_ Not only that, his political perspective allowed +him to justify the suppression of workers' democracy in the name of the +_"rule"_ of the workers. For this reason, anarchists feel that the real +utopians are the Leninists who believe that party rule equals class rule and +that centralised, hierarchical power in the hands of the few will not become a +new form of class rule. History, we think, supports our politics on this issue +(as in so many others). + +Mitchinson argues that _"Anarchism's utopian calls to abolish the state +overnight demonstrates neither the understanding of what the state is, nor the +programme of action necessary to achieve the goal it sets itself."_ However, +as made clear, it is Marxism which is utopian, believing that rule by a party +equals rule by a class and that a state machine can be utilised by the +majority of the population. As Kropotkin argued, Anarchists _"maintain that +the State organisation, having been the force to which minorities resorted for +establishing and organising their power over the masses, cannot be the force +which will serve to destroy these privileges."_ [**Kropotkin's Revolutionary +Pamphlets**, p. 170] + +Luigi Fabbri sums up the difference well: + +> _"The mistake of authoritarian communists in this connection is the belief +that fighting and organising are impossible without submission to a +government; and thus they regard anarchists . . . as the foes of all +organisation and all co-ordinated struggle. We, on the other hand, maintain +that not only are revolutionary struggle and revolutionary organisation +possible outside and in spite of government interference but that, indeed, +that is the only effective way to struggle and organise, for it has the active +participation of all members of the collective unit, instead of their +passively entrusting themselves to the authority of the supreme leaders."_ +[_"Anarchy and 'Scientific' Communism"_, in **The Poverty of Statism**, pp. +13-49, Albert Meltzer (ed.), p. 27] + +Mitchinson moves on to the usual Marxist slander that as _"a modern philosophy +anarchism developed in the 19th century alongside the explosive growth of +capitalism and its state machine. It represented a rebellion by a section of +the petty bourgeoisie at the loss of their position in society, driven to the +wall by the growth of monopoly."_ We have refuted this assertion in another +appendix ([Reply to errors and distortions in David McNally's pamphlet +"Socialism from Below"](append3.html#app31)) and so will not do so here. + +## 14\. Why do anarchists reject the Marxist notion of _"conquest of power"_? + +Mitchinson now decides to quote some anarchists to back up his spurious +argument: + +> _"Their case was argued by Mikhail Bakunin and his supporters in the First +International. At an anarchist conference in 1872 they argued 'The aspirations +of the proletariat can have no other aim than the creation of an absolutely +free economic organisation and federation based on work and equality and +wholly independent of any political government, and such an organisation can +only come into being through the spontaneous action of the proletariat +itself...no political organisation can be anything but the organisation of +rule in the interests of a class and to the detriment of the masses...the +proletariat, should it seize power, would become a ruling, and exploiting, +class...'"_ + +To understand this passage it is necessary to place it in historical context. +In 1872, the proletariat was a **minority** class within all nations **bar** +the UK. In almost all nations, the majority of the working class were either +artisans or peasants (hence the reference to _"the masses"_). To urge that the +proletariat seize power meant to advocate the class rule of a **minority** of +the working masses. Minority rule could be nothing else but the dictatorship +of a minority over the majority (a dictatorship in the usual sense of the +word), and dictatorships always become exploitative of the general population. + +Thus Mitchinson's "analysis" is ahistoric and, fundamentally, unscientific and +a mockery of materialism. + +Moreover, anarchists like Bakunin also made clear that the Marxist notion of +_"proletarian dictatorship"_ did not even mean that the proletariat **as a +whole** would exercise power. In his words: + +> _"What does it mean, 'the proletariat raised to a governing class?' Will the +entire proletariat head the government? The Germans number about 40 million. +Will all 40 million be members of the government? The entire nation will rule, +but no one would be ruled. Then there will be no government, there will be no +state; but if there is a state, there will also be those who are ruled, there +will be slaves. + +> + +> "In the Marxists' theory this dilemma is resolved in a simple fashion. By +popular government they mean government of the people by a small number of +representatives elected by the people. So-called popular representatives and +rulers of the state elected by the entire nation on the basis of universal +suffrage -- the last word of the Marxists, as well as the democratic school -- +is a lie behind which the despotism of a ruling minority is concealed, a lie +all the more dangerous in that it represents itself as the expression of a +sham popular will. + +> + +> "So . . . it always comes down to the same dismal result: government of the +vast majority of the people by a privileged minority. But this minority, the +Marxists say, will consist of workers. Yes, perhaps, of **former** workers, +who, as soon as they become rulers or representatives of the people will cease +to be workers and will begin to look upon the whole workers' world from the +heights of the state. They will no longer represent the people but themselves +and their own pretensions to govern the people."_ [**Statism and Anarchy**, p. +178] + +Thus anarchists reject the notion of the dictatorship of the proletariat for +two reasons. Firstly, because it excluded the bulk of the working masses when +it was first used by Marx and Engels. Secondly, because in practice it would +mean the dictatorship of the party **over** the proletariat. Needless to say, +Mitchinson does not mention these points. + +Mitchinson argues that _"[a]lthough this sounds radical enough it nonetheless +amounts to a recipe for inaction and disaster."_ And quotes Trotsky to explain +why: + +> _"To renounce the conquest of power is voluntarily to leave the power with +those who wield it, the exploiters. The essence of every revolution consisted +and consists in putting a new class in power, thus enabling it to realise its +own programme in life. It is impossible to wage war and to reject victory. It +is impossible to lead the masses towards insurrection without preparing for +the conquest of power."_ + +For anarchists the question immediately is, _"power to who"_? As is clear from +the writings of Lenin and Trotsky they see the _"conquest of power"_ **not** +in terms of _"putting a new class in power"_ but, in fact, the +**representatives** of that class, the vanguard party, into power. Anarchists, +in contrast, argue that organs of working class self-management are the means +of creating and defending a **social** revolution as it is the only means that +the mass of people can actually run their own lives and any power over and +above these organs means dictatorship **over** the working class, a new form +of state and class power. + +As Rudolf Rocker argues: + +> _"Let no one object that the 'dictatorship of the proletariat' cannot be +compared to run of the mill dictatorship because it is the dictatorship of a +class. Dictatorship of a class cannot exist as such, for it ends up, in the +last analysis, as being the dictatorship of a given party which arrogates to +itself the right to speak for that class. Thus, the liberal bourgeoisie, in +their fight against despotism, used to speak in the name of the 'people'. . . + +> + +> "We already know that a revolution cannot be made with rosewater. And we +know, too, that the owning classes will never yield up their privileges +spontaneously. On the day of victorious revolution the workers will have to +impose their will on the present owners of the soil, of the subsoil and of the +means of production, which cannot be done -- let us be clear on this -- +without the workers taking the capital of society into their own hands, and, +above all, without their having demolished the authoritarian structure which +is, and will continue to be, the fortress keeping the masses of the people +under dominion. Such an action is, without doubt, an act of liberation; a +proclamation of social justice; the very essence of social revolution, which +has nothing in common with the utterly bourgeois principle of dictatorship. + +> + +> "The fact that a large number of socialist parties have rallied to the idea +of councils, which is the proper mark of libertarian socialist and +revolutionary syndicalists, is a confession, recognition that the tack they +have taken up until now has been the product of a falsification, a distortion, +and that with the councils the labour movement must create for itself a single +organ capable of carrying into effect the unmitigated socialism that the +conscious proletariat longs for. On the other hand, it ought not to be +forgotten that this abrupt conversion runs the risk of introducing many alien +features into the councils concept, features, that is, with no relation to the +original tasks of socialism, and which have to be eliminated because they pose +a threat to the further development of the councils. These alien elements are +able only to conceive things from the dictatorial viewpoint. It must be our +task to face up to this risk and warn our class comrades against experiments +which cannot bring the dawn of social emancipation any nearer -- which indeed, +to the contrary, positively postpone it. + +> + +> "Consequently, our advice is as follows: Everything for the councils or +soviets! No power above them! A slogan which at the same time will be that of +the social revolutionary."_ [**Anarchism and Sovietism**] + +Or, as the Bakunin influenced Jura Federation of the First International put +it in 1874, _"the dictatorship that we want is one which the insurgent masses +exercise directly, without intermediary of any committee or government."_ +[quoted by Peter Marshall, **Demanding the Impossible**, p. 631] In other +words, a situation in which the working masses defend their freedom, their +control over their own lives, from those who seek to replace it with minority +rule. + +## 15\. What caused the degeneration of the Russian Revolution? + +Mitchinson argues that: + +> _"Anarchists see in the degeneration of the Soviet Union into a totalitarian +dictatorship proof that Bakunin was right. In reality, only Leon Trotsky and +Marxism have been able to explain the causes of that degeneration, finding its +roots not in men's heads or personalities, but in the real life conditions of +civil war, armies of foreign intervention, and the defeat of revolution in +Europe."_ + +Needless to say, anarchism explains the causes of the degeneration in a far +more rich way than Mitchinson claims. The underlying assumption of his +"critique" of anarchism is that the **politics** of the Bolsheviks had no +influence on the outcome of the revolution -- it was a product purely of +objective forces. He also subscribes to the contradictory idea that Bolshevik +politics were essential for the success of that revolution. The facts of the +matter is that people are faced with choices, choices that arise from the +objective conditions that they face. What decisions they make will be +influenced by the ideas they hold -- they will **not** occur automatically, as +if people were on auto-pilot -- and their ideas are shaped by the social +relationships they experience. Thus, someone placed into a position of power +over others will act in certain ways, have a certain world view, which would +be alien to someone subject to egalitarian social relations. + +So, obviously the _"ideas in people's heads"_ matter, particularly during a +revolution. Someone in favour of centralisation, centralised power and who +equates party rule with class rule (like Lenin and Trotsky), will act in ways +(and create structures) totally different from someone who believes in +decentralisation and federalism. In other words, **political ideas do matter** +in society. Nor do anarchists leave our analysis at this obvious fact -- as +noted, we also argue that the types of organisation people create and work in +shapes the way they think and act. This is because specific kinds of +organisation have specific authority relations and so generate specific social +relationships. These obviously affect those subject to them -- a centralised, +hierarchical system will create authoritarian social relationships which shape +those within it in totally different ways than a decentralised, egalitarian +system. That Mitchinson denies this obvious fact suggests he knows nothing of +materialist philosophy. + +Moreover, anarchists are aware of the problems facing the revolution. After +all, anarchists were involved in that revolution and wrote some of the best +works on that revolution (for example, Voline's **The Unknown Revolution**, +Arshinov's **The History of the Makhnovist Movement** and Maximov's **The +Guillotine at Work**). However, they point to the obvious fact that the +politics of the Bolsheviks played a key role in how the revolution developed. +While the terrible objective conditions may have shaped certain aspects of the +actions of the Bolsheviks it cannot be denied that the impulse for them were +rooted in Bolshevik theory. After all, anarchist theory could not justify the +suppression of the functional democracy associated with the factory committees +or the soldiers election of officers in the Red Army. Bolshevik theory could, +and did. + +Indeed, Trotsky was still claiming in 1937 that the _"Bolshevik party achieved +in the civil war the correct combination of military art and Marxist +politics."_ [**Stalinism and Bolshevism**] In other words, the Bolshevik +policies implemented during the Civil War were the correct, Marxist, ones. +Also, although Lenin described the NEP (New Economic Policy) of 1921 as a +'defeat', at no stage did he describe the suppression of soviet democracy and +workers' control in such language. In other words, Bolshevik politics did play +a role, a key role, in the degeneration of the Russian Revolution and to deny +it is to deny reality. In the words of Maurice Brinton: + +> _"[I]n relation to industrial policy there is a clear-cut and +incontrovertible link between what happened under Lenin and Trotsky and the +later practice of Stalinism. We know that many on the revolutionary left will +find this statement hard to swallow. We are convinced however that any honest +reading of the facts cannot but lead to this conclusion. The more one unearths +about this period [1917-21], the more difficult it becomes to define -- or +even see -- the 'gulf' allegedly separating what happened in Lenin's time from +what happened later. Real knowledge of the facts also makes it impossible to +accept . . . that the whole course of events was 'historically inevitable' and +'objectively determined.' Bolshevik ideology and practice were **themselves** +important and sometimes decisive factors in the equation, at every critical +stage of this critical period."_ [**Op. Cit.**, p. 84] + +We should also point out that far from _"Leon Trotsky and Marxism"_ explaining +the degeneration of the Russian revolution, Trotsky could not understand that +a _"totalitarian dictatorship"_ could be an expression of a new minority class +and presented a decidedly false analysis of the Soviet Union as a +_"degenerated workers' state."_ That analysis led numerous Trotskyists to +support these dictatorships and oppose workers' revolts against them. In +addition, Trotsky's own reservations were only really voiced after he had lost +power. Moreover, he never acknowledged how his own policies (such as the +elimination of soldiers democracy, the militarisation of labour, etc.) played +a key role in the rise of the bureaucracy and Stalin. + +Ultimately, every explanation of the degeneration of the Russian revolution by +Trotskyists ends up as an appeal to _"exception circumstances"_ \-- they blame +the rise of Stalinism on the Civil War, to the _"exceptional circumstances"_ +created by that war. This can be faulted for two reasons. + +Firstly, as Trotsky himself argued (with respect to the Spanish Anarchists) +_"did not the leaders of German social democracy invoke, in their time, the +same excuse? Naturally, civil war is not a peaceful and ordinary but an +'exceptional circumstance.' . . . we do severely blame the anarchist theory, +which seemed wholly suitable for times of peace, but had to be dropped rapidly +as soon as the 'exceptional circumstance' of the . . . revolution had begun."_ +[**Stalinism and Bolshevism**] Needless to say, he did not apply his critique +to his own politics, which were also a form of the _"exceptional +circumstances"_ excuse. Given how quickly Bolshevik "principles" (as expressed +in **The State and Revolution**) were dropped, we can only assume that +Bolshevik ideas are also suitable purely for _"times of peace"_ as well. + +Secondly, this "explanation" basically argues that, **if** the bourgeois did +not defend their power in 1917, then Leninism would have worked out fine. As +Mitchinson himself noted above, belief that the bourgeois will just go away +without a fight is _"an infantile flight of fancy."_ As Lenin argued, +_"revolution . . ., in its development, would give rise to exceptionally +complicated circumstances"_ and _"[r]evolution is the sharpest, most furious, +desperate class war and civil war. Not a single great revolution in history +has escaped civil war. No one who does not live in a shell could imagine that +civil war is conceivable without exceptionally complicated circumstances."_ +[**Will the Bolsheviks Maintain Power?**, p. 80 and p. 81] + +If the Civil War did solely produce the degeneration of the Russian Revolution +then all we can hope for is that in the next social revolution, the civil war +Lenin argued was inevitable is not as destructive as the Russian one. Hope is +not much of a basis to build a "scientific" socialism -- but then again, +neither is "fate" much of a basis to explain the degeneration of the Russian +Revolution but that is what Trotskyists do argue. + +We discuss the Russian Revolution in more detail in the appendix on [" What +happened during the Russian Revolution?"](append41.html) of the FAQ and will +not do so here. However, we can point out the experience of the anarchist +Makhnovist movement in the Ukraine during the Russian Revolution. Facing +exactly the same objective conditions they encouraged soviet democracy, held +regular congresses of workers and peasants (the Bolsheviks tried to ban two of +them), defended freedom of the press and of association and so on. If +objective conditions determined Bolshevik policies, why did they not also +determine the policies of the Makhnovists? This practical example indicates +that the usual Trotskyist explanation of the degeneration of the Revolution is +false. + +Perhaps it is because of this, that it showed an alternative to Bolshevik +politics existed and worked, that Trotskyists slander it? Trotsky himself +asserted that the Makhnovists were simply _"kulaks"_ on horseback and that +Makhno's _"followers . . . [expressed] a militant anti-Semitism."_ [Lenin and +Trotsky, **Kronstadt**, p. 80] We discuss the Makhnovist movement in the +appendix on ["Why does the Makhnovist movement show there is an alternative to +Bolshevism?"](append46.html) of the FAQ and there we refute claims that the +Makhnovist movement was a kulak (rich peasant) one. However, the charge of +_"militant anti-Semitism"_ is a serious one and so we will expose its +falsehood here and well as in [section 9](append46.html#app9) of the specified +appendix. + +The best source to refute claims of anti-Semitism is to quote the work of the +Jewish anarchist Voline. He summarises the extensive evidence against such +claims: + +> _"We could cover dozens of pages with extensive and irrefutable proofs of +the falseness of these assertions. We could mention articles and proclamations +by Makhno and the Council of Revolutionary Insurgents denouncing anti- +Semitism. We could tell of spontaneous acts by Makhno himself and other +insurgents against the slightest manifestation of the anti-Semitic spirit on +the part of a few isolated and misguided unfortunates in the army and the +population. . . One of the reasons for the execution of Grigoriev by the +Makhnovists was his anti-Semitism and the immense pogrom he organised at +Elizabethgrad. . . We could cite a whole series of similar facts, but we do +not find it necessary . . . and will content ourselves with mentioning briefly +the following essential facts: + +> + +> "1. A fairly important part in the Makhnovist movement was played by +revolutionists of Jewish origin. + +> + +> "2. Several members of the Education and Propaganda Commission were Jewish. + +> + +> "3. Besides many Jewish combatants in various units of the army, there was a +battery composed entirely of Jewish artillery men and a Jewish infantry unit. + +> + +> "4. Jewish colonies in the Ukraine furnished many volunteers to the +Insurrectionary Army. + +> + +> "5. In general the Jewish population . . . took an active part in all the +activities of the movement. The Jewish agricultural colonies . . . +participated in the regional assemblies of workers, peasants and partisans; +they sent their delegates to the regional Revolutionary Military Council. . +."_ [**The Unknown Revolution**, pp. 967-8] + +Voline also quotes the eminent Jewish writer and historian M. Tcherikover +about the question of the Makhnovists and anti-Semitism. The Jewish historian +states _"with certainty that, on the whole, the behaviour of Makhno's army +cannot be compared with that of the other armies which were operating in +Russian during the events 1917-21 . . . It is undeniable that, of all these +armies, including the Red Army, the Makhnovists behaved best with regard the +civil population in general and the Jewish population in particular . . . The +proportion of **justified** complaints against the Makhnovist army, in +comparison with the others, is negligible. . . Do not speak of pogroms alleged +to have been organised by Makhno himself. That is a slander or an error. +Nothing of the sort occurred. As for the Makhnovist Army . . . **[n]ot once** +have I been able to prove the existence of a Makhnovist unit at the place a +pogrom against the Jews took place. Consequently, the pogroms in question +could not have been the work of the Makhnovists."_ [quoted by Voline, **Op. +Cit.**, p. 699] + +Given that the Red Army agreed to two pacts with the Makhnovists, we can only +surmise, if Trotsky thought he was telling the truth, that Trotsky was a +hypocrite. However, Trotsky was either consciously lying or in error -- +unfortunately the Trotskyist publishers of his words did not bother to note +that his assertion was false. We are sorry for this slight digression, but +many Trotskyists take Trotsky's words at face value and repeat his slander -- +unless we indicate their false nature they may not take our argument +seriously. + +Mitchinson continues by stating: + +> _"The position of anarchism only serves to endorse the bourgeois slander +that Stalinism was inherent in Bolshevism."_ + +This appeal against slander is ironic from someone who writes an article full +of it. But, of course, it is **bourgeois** slander that he objects too -- +Trotskyist slander (and falsification) is fine. + +The question of whether it is a _"bourgeois slander"_ to argue (with +supporting evidence) that _"Stalinism was inherent in Bolshevism"_ is an +important one. Trotskyists often point out that anarchist and libertarian +Marxist critiques of Bolshevism sound similar to bourgeois ones and that +anarchist accounts of Bolshevik crimes against the revolution and working +class give ammunition to the defenders of the status quo. However, this seems +more like an attempt to stop critical analysis of the Russian Revolution than +a serious political position. Yes, the bourgeois do argue that Stalinism was +inherent in Bolshevism -- however they do so to discredit all forms of +socialism and radical social change. Anarchists, on the other hand, analyse +the revolution, see how the Bolsheviks acted and draw conclusions from the +facts in order to push forward revolutionary thought, tactics and ideas. Just +because the conclusions are similar does not mean that they are invalid -- to +label criticism of Bolshevism as _"bourgeois slander"_ is nothing less than +attempt to put people off investigating the Russian Revolution. + +There is are course essential differences between the _"bourgeois slanders"_ +against the Bolsheviks and the anarchist critique. The bourgeois slander is +based on an opposition to the revolution **as such** while the anarchist +critique affirms it. The bourgeois slanders are not the result of the +experiences of the working masses and revolutionaries subject to the Bolshevik +regime as the anarchist is. Similarly, the bourgeois slanders ignore the +nature of capitalist society while the anarchist critique points out that the +degeneration of the Bolshevik state and party were a result of it not breaking +with bourgeois ideas and organisational structures. Ultimately, it is **not** +a case of _"bourgeois slanders"_ but rather an honest evaluation of the events +of the Russian Revolution from a working class perspective. + +To use an analogy, it is common place for the bourgeois press and ideologists +to attack trade unions as being bureaucratic and unresponsive to the needs of +their members. It is also common place for members of those same trade unions +to think exactly the same. Indeed, it is a common refrain of Trotskyists that +the trade unions **are** bureaucratic and need to be reformed in a more +democratic fashion (indeed, Mitchinson calls for the unions to be +_"transformed"_ in his essay). Needless to say, the bourgeois comments are +"correct" in the sense that the trade unions do have a bureaucracy -- their +reasons for stating that truth serve their interests and their solutions aid +those interests and not those of the members of the unions. Could a Trotskyist +say that it was a _"bourgeois slander"_ if the capitalist press point to the +bureaucratic nature of the unions when their own papers do the same? + +While it may be in the interests of the ruling elite and its apologists to +scream about _"bourgeois slanders"_, it hinders the process of working class +self-emancipation to do so. As intended, in all likelihood. + +## 16\. Did anarchists reject _"the need for organisation in the shape of +trade unions"_? + +Mitchinson now decides to "expose" anarchism: + +> _"In its early days, this modern anarchism found a certain support amongst +the workers. However, through the course of struggle workers learned the need +for organisation in the shape of the trade unions, and also for political +organisation which led to the building of the mass workers parties."_ + +To see the total nonsense of this claim we need only to turn to Marx. In his +words, Bakunin thought that the _"working class . . . must only organise +themselves by trades-unions."_ [Marx, Engels and Lenin, **Anarchism and +Anarcho-Syndicalism**, p. 48] Bakunin himself argued _"the natural +organisation of the masses . . . is organisation based on the various ways +that their various types of work define their day-to-day life; it is +organisation by trade association."_ [**The Basic Bakunin**, p. 139] Kropotkin +argued that the _"union [**syndicat**] is absolutely necessary. It is the only +form of workers' grouping which permits the direct struggle to be maintained +against capital without falling into parliamentarism."_ [quoted by Caroline +Cahm, **Kropotkin and the Rise of Revolutionary Anarchism**, p. 269] + +So much for anarchism being against trade unions (as Mitchinson implies). As +for mass workers parties, well, history proved Bakunin right -- such parties +became corrupted, bureaucratic and reformist. For Mitchinson the last 130 +years have not existed. + +He goes on to argue that _"Bakunin and co. denounced participation in +parliament, or the fight for reforms as a betrayal of the revolution, they +'rejected all political action not having as its immediate and direct +objective the triumph of the workers over capitalism, and as a consequence, +the abolition of the state.'"_ + +We must first note that the Bakunin quote presented does not support +Mitchinson's assertions -- unless you think that reforms can only be won via +participation in parliament (something anarchists reject). The reason **why** +Bakunin rejected _"all political action"_ (i.e. bourgeois politics -- +electioneering in other words) is not explained. We will now do so. + +Bakunin did denounce participation in parliament. History proved him right. +Participation in parliament ensured the corruption of the Social Democratic +Parties, the Greens and a host of other radical and socialist organisations. +Mitchinson seems to have forgotten the fights against reformism that +continually occurred in the Social Democratic Parties at end of the nineteenth +and start of the twentieth centuries, a fight which ended with the defeat of +the revolutionary wing and the decision to support the nation state in the +first world war. The actual experience of using parliament confirmed Bakunin's +prediction that when _"the workers . . . send common workers . . . to +Legislative Assemblies . . . The worker-deputies, transplanted into a +bourgeois environment, into an atmosphere of purely bourgeois ideas, will in +fact cease to be workers and, becoming Statesmen, they will become bourgeois . +. . For men do not make their situations; on the contrary, men are made by +them."_ [**The Basic Bakunin**, p. 108] + +What is not true, however, is that claim that Bakunin thought that _"the fight +for reforms [w]as a betrayal of the revolution."_ Bakunin was a firm believer +in the importance of struggles for reforms, but struggles of a specific kind +-- namely struggles to win reforms which are based on the **direct action** by +workers themselves: + +> _"What policy should the International [Workers' Association] follow during +th[e] somewhat extended time period that separates us from this terrible +social revolution . . . the International will give labour unrest in all +countries an **essentially economic** character, with the aim of reducing +working hours and increasing salary, by means of the **association of the +working masses** . . . It will [also] propagandise its principles . . . [**Op. +Cit.**, p. 109] + +> + +> "And indeed, as soon as a worker believes that the economic state of affairs +can be radically transformed in the near future, he begins to fight, in +association with his comrades, for the reduction of his working hours and for +an increase in his salary. . . through practice and action . . . the +progressive expansion and development of the economic struggle will bring him +more and more to recognise his true enemies: the privileged classes, including +the clergy, the bourgeois, and the nobility; and the State, which exists only +to safeguard all the privileges of those classes."_ [**Op. Cit.**, p. 103] + +This argument for reforms by direct action and workers' associations was a +basic point of agreement in those sections of the First International which +supported Bakunin's ideas. In the words of an anarchist member of the Jura +Federation writing in 1875: + +> _"Instead of begging the State for a law compelling employers to make them +work only so many hours, the trade associations **directly impose** this +reform on the employers; in this way, instead of a legal text which remains a +dead letter, a real economic change is effected **by the direct initiative of +the workers** . . . if the workers devoted all their activity and energy to +the organisation of their trades into societies of resistance, trade +federations, local and regional, if, by meetings, lectures, study circles, +papers and pamphlets, they kept up a permanent socialist and revolutionary +agitation; if by linking practice to theory, they **realised directly**, +without any bourgeois and governmental intervention, all immediately possible +reforms, reforms advantageous not to a few workers but to the labouring mass +-- certainly then the cause of labour would be better served than . . . legal +agitation."_ [quoted by Caroline Cahm, **Kropotkin and the Rise of +Revolutionary Anarchism**, p. 226] + +So much for Bakunin or the libertarian wing of the First International being +against reforms or the struggle for reforms. Anarchists have not changed their +minds on this issue. + +## 17\. Why do anarchists reject political activity? + +After spreading falsehoods against Bakunin, Mitchinson states that: + +> _"Marxism fights for the conquest of political power by the working class +and the building of a socialist society, under which the state will wither +away. + +> + +> "Until then should workers refrain from political activity? Should they +reject all reforms that might improve their existence? Nothing would please +Blair or the bosses more."_ + +It is ironic that Mitchinson mentions Blair. He is, after all, the leader of +the Labour Party -- as mass workers party formed from the trade unions to use +political action to gain reforms within capitalism. The current state of +Labour indicates well the comment that _"in proportion as the socialists +become a power in the present bourgeois society and State, their socialism +must die out."_ [Kropotkin, **Kropotkin's Revolutionary Pamphlets**, p. 189] +It is as if the history of Social Democracy (or even the German Greens) does +not exist for Mitchinson -- he points to Blair to refute anarchist analysis +that Parliamentary politics corrupts the parties that use it! How strange, to +ignore the results of socialists actually using _"political activity"_ (and we +must stress that anarchists traditionally use the term _"political action"_ to +refer to electioneering, i.e. bourgeois politics, only). Obviously reality is +something which can be ignored when creating a political theory. + +Needless to say, as noted above, anarchists do not _"reject all reforms."_ We +have quoted Bakunin, now we quote Kropotkin -- _"the Anarchists have always +advised taking an active part in those workers' organisations which carry on +the **direct** struggle of Labour against Capital and its protector, the +State."_ He continued by arguing that such struggle, _"better than any other +indirect means, permits the worker to obtain some temporary improvements in +the present conditions of work, while it opens his eyes to the evil done by +Capitalism and the State that supports it, and wakes up his thoughts +concerning the possibility of organising consumption, production, and exchange +without the intervention of the capitalist and the State."_ [**Evolution and +Environment**, pp. 82-3] + +Thus we do not think that political action (electioneering) equates to reforms +nor even is the best means of winning reforms in the first place. Anarchists +argue that by direct action we can win reforms. + +Mitchinson continues his diatribe: + +> _"Of course not, we must advocate the struggle for every gain no matter how +minor, and use any and every field open to us. Only the dilettante can reject +better wages or a health care system. Precisely through these struggles, and +the struggles to transform the workers organisations the unions and the +parties, we learn and become more powerful and bring closer the day when it +will be possible to transform society for good."_ + +As noted, anarchists do not reject reforms. Only a dilettante misrepresents +the position of his enemies. And, as can be seen from the above quotes by +Bakunin and Kropotkin, anarchists agree with Mitchinson's comments. Anarchists +agree on the need to win reforms by direct action, which necessitates the +creation of new forms of working class organisation based on firm libertarian +principles and tactics -- organisations like workers' councils, factory +committees, community assemblies and so on. + +However, when looking at the fields of struggle open to us, we evaluate them +based on a materialist basis -- looking at the implications of the tactics in +theory and how they **actually worked out in practice.** Mitchinson obviously +refuses to do this. Anarchists, on the other hand, base their politics on such +an evaluation. For example, Bakunin would have been aware of Proudhon's +experiences in the French National Assembly during the 1848 revolution: + +> _"As soon as I set foot in the parliamentary Sinai, I ceased to be in touch +with the masses; because I was absorbed by my legislative work, I entirely +lost sight of current events . . . One must have lived in that isolator which +is called the National Assembly to realise how the men who are most completely +ignorant of the state of the country are almost always those who represent it +. . . fear of the people is the sickness of all those who belong to authority; +the people, for those in power, are the enemy."_ [Proudhon, quoted by Peter +Marshall, **Demanding the Impossible**, p. 244] + +Similarly, the practical experiences of a socialist elected into Parliament +would be easy to predict -- they would be swamped by bourgeois politics, +issues and activities. Anarchism gained such socialists elected to parliament +as Johann Most and Ferdinand Nieuwenhuis who soon released the correctness of +the anarchist analysis. Thus actual experience confirmed the soundness of +anarchist politics. Mitchinson, on the other hand, has to deny history -- +indeed, he fails to mention the history of Social Democracy at all in his +article. + +Thus the claim that we should use _"every field open to us"_ is idealistic +nonsense, at total odds with any claim to use scientific techniques of +analysis (i.e. to being a scientific socialist) or a supporter of materialist +philosophy. It means the rejection of historical analysis and the embrace of +ahistoric wishful thinking. + +Moreover, why do the workers need to _"transform"_ their own organisations in +the first place? Perhaps because they are bureaucratic organisations in which +power is centralised at the top, in a few hands? Why did this happen, if +fighting for reforms by any suitable means (including electioneering) was +their rationale? Perhaps because the wrong people are in positions of power? +But why are they the wrong people? Because they are right-wing, have reformist +ideas, etc. Why do they have reformist ideas? Here Mitchinson must fall +silent, because obviously they have reformist ideas because the organisations +and activities they are part of are reformist through and through. The tactics +(using elections) and organisational structure (centralisation of power) bred +such ideas -- as Bakunin and other anarchists predicted. Mitchinson's politics +cannot explain why this occurs, which explains why Lenin was so surprised when +German Social Democracy supported its ruling class during the First World War. + +## 18\. How do anarchists struggle for reforms under capitalism? + +Mitchinson continues his distortion of anarchism by arguing: + +> _"Marxists fight for every reform, whilst at the same time explaining that +while capitalism continues none of these advances are safe. Only socialism can +really solve the problems of society."_ + +As noted above, anarchists also fight for every reform possible -- but by +direct action, by the strength of working people in their _"natural +organisations"_ and _"social power"_ (to use Bakunin's words). We also argue +that reforms are always in danger -- that is why we need to have strong, +direct action based organisations and self-reliance. If we leave it to leaders +to protect (never mind **win** reforms) we would not have them for long. Given +that Labour governments have whittled previous reforms just as much as +Conservative ones, anarchists feel our strategy is the relevant one. + +Mitchinson continues: + +> _"Our modern day anarchists, Reclaim the Streets and others, have no support +in Britain amongst the organised workers."_ + +Which is not true, as RTS and other anarchists do seek influence with the +organised workers (and the unorganised ones, and the unemployed, etc.). They +have invited rank-and-file trade union activists to their demonstrations to +speak, trade unionists are members of anarchist organisations, etc. Anarchists +are at the forefront of supporting strikers, particularly when their union +betrays their struggle and does not support them. For example, during the +Liverpool dockers strike RTS and the dockers formed a common front, organised +common demonstrations and so on. The trade unions did nothing to support the +dockers, RTS and other anarchist groups did. That in itself indicates the +weakness of Mitchinson's claims. It would also be useful to point out that +Trotskyists have little support amongst organised workers as well. + +Moreover, anarchists do not seek to become part of the trade union bureaucracy +and so their influence cannot be easily gauged. + +After asserting these dubious "facts" about anarchist influence, he continues: + +> _"Some radicalised youth however are attracted to their 'direct action' +stance. There is a vacuum left by the absence of a mass Labour youth +organisation which, fighting for a socialist programme, could attract these +young workers and students. With no lead being given by the tops of the +unions, and Labour in government attacking young people, that vacuum can be +temporarily and partly filled by groups like Reclaim the Streets."_ + +Needless to say, Mitchinson does not pose the question **why** the Labour +government is attacking _"young people"_ (and numerous other sections of the +working class). Why has the Labour Party, a mass workers party which uses +elections to gain reforms, been attacking (as it has always done, we must +note) its support? If its because the leaders are "right-wing" then why have +the membership supported them? Why have the "right-wing" gained such +influence? Also, why is there no _"mass Labour youth organisation"_? And why +should _"young people"_ join an organisation which is part of the party which +is attacking them? And why are the _"tops of the unions"_ not giving a +_"lead"_? Perhaps because its not in their interests to do so? Because they +hate direct action and radical workers as much as the bosses? + +Mitchinson's "analysis" is question begging in the extreme. + +He continues: + +> _"What action do they propose though? In their press statement (2/5/00) they +explain, 'We were not protesting. Under the shadow of an irrelevant parliament +we were planting the seeds of a society where ordinary people are in control +of their land, their resources, their food and their decision making. The +garden symbolised an urge to be self-reliant rather than dependent on +capitalism.'"_ + +Firstly, we should point out that having access to land **is** a key way for +workers to be independent of capitalism. Perhaps Mitchinson forgets Marx's +discussion of the colonies in chapter 33 of **Capital**? In it Marx discusses +how access to land allowed immigrants to America and Australia to reject wage +labour (i.e. capitalism) by providing them with the means to survive without +selling themselves on the labour market to survive. The state had to be used +to enforce the laws of supply and demand by restricting access to the land. +Or, perhaps, he had forgotten Marx's discussion in chapter 27 of **Capital** +of the role of enclosures in creating a dispossessed mass of people who were +forced, by necessity, to become the first generation of wage slaves? Either +way, access to the land **was** (and still is, in many countries) a means of +being independent of capitalism -- and one which the state acts to destroy. + +Secondly, the garden was a **symbol** of a communist society, not an +expression of the type of society RTS and other anarchists desire. So, as a +**symbol** of a anti-capitalist vision, the garden is a good one given the +history of state violence used to separate working people from the land and +propel them into the labour market. However, it is only a **symbol** and not, +obviously, to be taken as an example of the future society RTS or other +anarchists desire. Only someone lacking in imagination could confuse a symbol +with a vision -- as the press release states it _"celebrated the possibility +of a world that encourages co-operation and sharing rather than one which +rewards greed, individualism and competition."_ + +Thirdly, as their press release states, _"Guerrilla Gardening is not a +protest; by its very nature it is a creative peaceful celebration of the +growing global anticapitalist movement."_ Mitchinson attacks the action for +being something it was never intended to be. + +He "analyses" the RTS press release: + +> _"The fact that parliament appears powerless to prevent job losses or the +destruction of the environment, only demonstrates that it serves the interests +of capitalism."_ + +Very true, as Kropotkin argued the _"State is there to protect exploitation, +speculation and private property; it is itself the by-product of the rapine of +the people. The proletariat must rely on his own hands; he can expect nothing +of the State. It is nothing more than an organisation devised to hinder +emancipation at all costs."_ [**Words of a Rebel**, p. 27] He argues elsewhere +that _"small groups of men [and women] were imbued with the . . . spirit of +revolt. They also rebelled -- sometimes with the hope of partial success; for +example winning a strike and of obtaining bread for their children . . . +Without the menace contained in such revolts, no serious concession has ever +been wrung by the people from governing classes."_ [**Evolution and +Environment**, p. 103] + +Mitchinson seems to agree: + +> _"However, under pressure from below it is possible to introduce reforms +through parliament that are in the interests of ordinary people."_ + +Thus reforms **are** possible, but only if we rely on ourselves, organise +pressure from below and use direct action to force parliament to act (if that +is required). Which is what anarchists have always argued. Without anti- +parliamentary action, parliament will ignore the population. That is what +anarchists have always argued -- we have to reply on our own organisations, +solidarity and direct action to change things for the better. Faced with such +a movement, parliament would introduce reforms regardless of who was a member +of it. Without such a movement, you end up with Tony Blair. Thus Mitchinson is +confused -- by his own logic, the anarchists are correct, we have to work +outside parliament and electioneering in order to be effective. + +He continues: + +> _"It is no use declaring parliament to be irrelevant, and turning your back +on it when the majority do not agree, and still look to government to make +their lives better. This is the mirror image of the sects attitude to the +Labour Party. Any and every avenue which can be used to improve our lives must +be used."_ + +How do you change the opinion of the majority? By changing your position to +match theirs? Of course not. You change their position by argument and proving +that direct action is more effective in making their lives better than looking +to government. Mitchinson would have a fit if someone argued _"it is no use +declaring capitalism to be wrong and fighting against it when the majority do +not agree and still look to it to make their lives better."_ If the majority +do not agree with you, then you try and change their opinion -- you do not +accept that opinion and hope it goes away by itself! + +Mitchinson seems to be following Lenin when he argued _"[y]ou must not sink to +the level of the masses . . . You must tell them the bitter truth. You are +duty bound to call their bourgeois-democratic and parliamentary prejudices +what they are -- prejudices. But at the same time you must **soberly** follow +the **actual** state of the class-consciousness . . . of **all** the toiling +masses."_ [**Left-wing Communism: An Infantile Disorder**, p. 41] Obviously, +you cannot tell workers the bitter truth and at the same time follow their +prejudices. In practice, if you follow their prejudices you cannot help but +encourage faith in parliament, social democratic parties, leaders and so on. +Progress is achieved by discussing issues with people, not ducking the +question of political issues in favour of saying what the majority want to +hear (which is what the capitalist media and education system encourage them +to believe in the first place). As a means of encouraging revolutionary +thought it is doomed to failure. + +Also, just to stress the point, any and every avenue which can be used to +improve our lives must be used but only if it actually is revolutionary and +does not place obstacles in the process of social change. Parliamentary action +has been proven time and time again to be a false way for radical change -- it +only ends up turning radicals into supporters of the status quo. It makes as +much sense as arguing that any and every avenue must be used to cure a +disease, including those which give you a new disease in its place. + +## 19\. How does Mitchinson distorts the use of the term _"Self-reliance"_? + +Mitchinson argues that: + +> _"In any case this 'self-reliance' is no alternative. Self-reliance won't +get electricity into your house, educate your children or treat you when you +are ill."_ + +No anarchist and no one in RTS ever claimed it would. We use the term _"self- +reliance"_ in a totally different way -- as anyone familiar with anarchist or +RTS theory would know. We use it to describe individuals who think for +themselves, question authority, act for themselves and do not follow leaders. +No anarchist uses the term to describe some sort of peasant life-style. But +then why let facts get in the way of a nice diatribe? + +He continues: + +> _"We have the resources to cater for all of society's needs, the only +problem is that we do not own them."_ + +Actually, the **real** problem is that we do not **control** them. The +examples of Nationalised industries and the Soviet Union should make this +clear. In theory, they were both owned by their populations but, in practice, +they were effectively owned by those who managed them -- state bureaucrats and +managers. They were not used to cater for our needs, but rather the needs of +those who controlled them. For this reason anarchists argue that common +ownership without workers' self-management in the workplace and community +would be little more than state capitalism (wage labour would still exist, but +the state would replace the boss). + +He continues with his distortion of the concept of _"self-reliance"_: + +> _"Individualism (self-reliance) cannot be an alternative to socialism, where +all the resources of society are at all of our disposal, and equally we all +contribute what we can to society."_ + +Firstly, anarchists are socialists and mostly seek a (libertarian) communist +society where the resources of the world are at our disposal. + +Secondly, self-reliance has little to do with _"individualism"_ \-- it has a +lot to do with **individuality,** however. The difference is important. + +Thirdly, in a part of the press release strangely unquoted by Mitchinson, RTS +argue that their action _"celebrated the possibility of a world that +encourages co-operation and sharing rather than one which rewards greed, +individualism and competition."_ RTS are well aware that self-reliance does +not equal individualism and they are very clear that oppose individualism and +desire co-operation. Given that Mitchinson quotes from their press release, he +must know this and yet he asserts the opposite. + +Mitchinson seems to equate self-reliance with _"individualism"_ and so, +presumably, capitalism. However, capitalists do not want self-reliant workers, +they want order takers, people who will not question their authority. As David +Noble points out, after an experiment in workers' control General Electric +replaces it with a the regime that was _"designed to 'break' the pilots of +their new found 'habits' of self-reliance, self-discipline, and self- +respect."_ [**Forces of Production**, p. 307] + +Capitalists know the danger of self-reliant people. Self-reliant people +question authority, think for themselves, do not follow leaders and bring +these abilities into any groups they join. Thus self-reliance is not purely an +individual thing, it also refers to groups **and** classes. Anarchists desire +to see a self-reliant working class -- a class which makes its own decisions +and does not follow leaders. Thus, for anarchists, self-reliance refers to +**both** individuals and groups (just as self-management and self-liberation +does). Needless to say, for those in authority or those seeking authority +self-reliance is an evil thing which must be combated. Hence Mitchinson's +diatribe -- it is the cry of the would-be leader who is afraid his followers +will not respect his authority. + +## 20\. Is anarchism an example of _"Philosophical idealism"_? + +He turns to the May Day demonstration: + +> _"Guerrilla gardening and its related varieties that have sprung up in +various places, is nothing more than an offshoot of the old utopian idea of +changing society by example."_ + +Actually, it was a specific demonstration to encourage people to get involved +in collective action, to have a good time and challenge authority and the +status quo. It was an attempt to change society by example only in the sense +that it would encourage others to act, to challenge the status quo and get +involved in collective action. If Mitchinson was consistent he would have to +oppose **every** demonstration that occurred before the final insurrection +that created the "workers' state" -- a demonstration is, by its very nature, +an example to others of what is possible, an example of our collective +strength and our desire for change. You may be critical of the nature of the +guerrilla gardening action (and many anarchists are), but you cannot +misrepresent its nature as Mitchinson does and be expected to be taken +seriously. + +He continues: + +> _"The roots of this scheme lie in idealist philosophy. Philosophical +idealism refers to the notion that people's actions are a consequence of their +thoughts, that ideas and not our conditions of life determine our outlook. +When, through a long process of accumulation, we change people's minds, then +they will live differently, capitalism will simply be redundant. The +capitalist class themselves will presumably sit idly by and watch their system +fall apart."_ + +Given that the "anti-capitalist" demonstrations have meet extensive state +violence, it is clear that those involved are well aware that capitalist class +will not just watch its power disappear. + +Also, calling RTS's action _"idealist philosophy"_ is quite ironic for someone +who seems intent in ignoring the history of Social Democracy and dismisses +attempts to analyse the Bolsheviks in power as _"bourgeois slanders."_ +However, Mitchinson in his diatribe forgets one of the basic arguments of +materialism -- namely that ideas themselves are part of the material world and +so influence society and how it develops. He rejects the notion that peoples +thoughts and ideas determine their actions. He obviously thinks that people +operate on auto-pilot, not thinking about their actions. However, in reality, +what people do is dependent on their thoughts -- they think about their +actions and what motivates them influences their activity. If thoughts did not +determine people's actions then Mitchinson would not have spent so much time +writing this article! + +Thus Mitchinson is well aware of the importance of ideas in social change, at +least implicitly. Indeed, he argues for the need for a _"mass Labour youth +organisation which, fighting for a socialist programme, could attract these +young workers and students."_ To state the obvious, a socialist programme is a +means to _"change people's minds"_ and present the possibility of creating a +new society. Does he seriously think a socialist revolution is possible +without changing people's minds, getting them to desire a socialist society? + +Moreover, if he had read Bakunin he would be aware that anarchists consider +the class struggle as the way to change people's ideas. As Bakunin argued: + +> _"the germs of [socialist thought] . . . [are to] be found in the instinct +of every earnest worker. The goal . . . is to make the worker fully aware of +what he wants, to unjam within him a stream of thought corresponding to his +instinct . . . What impedes the swifter development of this salutary though +among the working masses? Their ignorance to be sure, that is, for the most +part the political and religious prejudices with which self-interested classes +still try to obscure their conscious and their natural instinct. How can we +dispel this ignorance and destroy these harmful prejudices? By education and +propaganda? . . . they are insufficient . . . [and] who will conduct this +propaganda? . . . [The] workers' world . . . is left with but a single path, +that of **emancipation through practical action** . . . It means workers' +solidarity in their struggle against the bosses. It means **trade-unions**, +**organisation** . . . To deliver [the worker] from that ignorance [of +reactionary ideas], the International relies on collective experience he gains +in its bosom, especially on the progress of the collective struggle of the +workers against the bosses . . . As soon as he begins to take an active part +in this wholly material struggle, . . . Socialism replaces religion in his +mind. . . through practice and collective experience . . . the progressive and +development of the economic struggle will bring him more and more to recognise +his true enemies . . . The workers thus enlisted in the struggle will +necessarily . . . recognise himself to be a revolutionary socialist, and he +will act as one."_ [**The Basic Bakunin**, pp. 102-3] + +Thus anarchists are aware that experience determines thought but we are also +aware that thought is essential for action. We recognise the importance of +ideas in the class struggle but we also realise that the ideas people have +change as a result of that struggle. To state otherwise is to misrepresent +anarchist thought. + +## 21\. How is Mitchinson's critique self-contradictory? + +He continues his distortion: + +> _"Whilst believing in a revolutionary struggle to overthrow capitalism, +anarchists argue that it must be replaced by...nothing."_ + +This is ironic for quite a few reasons. Firstly, above Mitchinson claimed that +anarchists did not aim to overthrow capitalism, just the state. Now he is +claiming we **do** believe in overthrowing capitalism. Secondly, he quoted +Trotsky saying that anarchists just ignore the state. Now Mitchinson states we +aim to overthrow the capitalism via revolutionary struggle. How do you +overthrow something via revolutionary struggle by ignoring it? His critique is +not even internally consistent. + +Moreover, he is well aware what anarchists want to replace capitalism with, +after all he quotes an anarchist conference which stated that they aimed for +_"the creation of an absolutely free economic organisation and federation +based on work and equality"_! Bakunin was always arguing that the +International Workers Association should become _"an earnest organisation of +workers associations from all countries, capable of replacing this departing +world of States and bourgeoisie."_ [**The Basic Bakunin**, p. 110] In other +words, the _"future social organisation must be made solely from the bottom +upwards, by the free association of workers, first in their unions, then in +the communes, regions, nations and finally in a great federation, +international and universal."_ [**Michael Bakunin: Selected Writings**, p. +206] Even Engels acknowledged that the anarchists aimed to _"dispose all the +authorities, abolish the state and replace it with the organisation of the +International."_ [Marx, Engels and Lenin, **Op. Cit.**, p. 72] Anyone with +even a basic knowledge of anarchist theory would know this. And given that +Mitchinson stated that _"Marx saw a future society without a state"_ as well +and that he quotes Trotsky as arguing _"Marxists are wholly in agreement with +the anarchists in regard to the final goal: the liquidation of the state"_ we +can only assume that Marxists also aim at replacing it, eventually, when the +state _"withers away,"_ with _"nothing."_ + +This sentence, more than any other, shows the level which some Marxists will +sink to when discussing anarchism. It shows that the standard Marxist critique +of anarchism is little more than an inconsistent collection of lies, +distortion and misrepresentation. Mitchinson not only contradicts his +ideological gurus, he even contradicts himself! That is truly impressive. + +## 22\. How did Trotsky make the trains run on time? + +Mitchinson asks: + +> _"Yet with no central apparatus, no organisation, how would the trains run +on time, how could organ transplants be organised, how could the world's +resources be channelled into permanently overcoming famine."_ + +Firstly, we must note the usual fallacy -- being opposed to a _"central +apparatus"_ does not imply _"no organisation."_ Instead of centralised +organisation, anarchists propose **federal** organisations in which co- +ordination is achieved by collective decision making from the bottom up. In +other words, rather than delegate power into the hands of _"leaders"_, an +anarchist organisation leaves power at the bottom and co-ordination results +from collective agreements that reflect the needs of those directly affected +by them. Thus a federal organisation co-ordinates activities but in a bottom- +up fashion rather than top-down, as in a centralised body. + +Secondly, needless to say, anarchists are quite clear on who would make the +trains run on time -- the railway workers. Anarchists are firm supporters of +workers' self-management. Anyone with even a basic understanding of anarchist +theory would know that. Moreover, the experience of workers' self-management +of the railways by the anarchist union the CNT during the Spanish Revolution +indicates that such anarchism can, and does, ensure that the trains run on +time In contrast, the experience of Russia \-- when the Bolsheviks did create +a _"central apparatus"_ \-- proved a total failure. It is quite appropriate +that Mitchinson uses the _"trains running on time"_ example, after all it is +what apologists for Italian fascism praised Mussolini for! This is because +Trotsky (when he ran the railways) did so in a way that Mussolini would have +been proud of -- he subjected the railway workers to military discipline: + +> _"Due to the Civil War -- and to other factors less often mentioned, such as +the attitude of the railway workers to the 'new' regime -- the Russian +railways had virtually ceased to function. Trotsky, Commissar for Transport, +was granted wide emergency powers [in August 1920] to try out his theories of +'militarisation of labour.' He started out placing the railwaymen and the +personnel of the repair workshops under martial law. When the railwaymen's +trade union objected, he summarily ousted its leaders and, **with the full +support and endorsement of the Party leadership,** 'appointed others willing +to do his bidding. He repeated the procedure in other unions of transport +workers.'"_ [Maurice Brinton, **The Bolsheviks and Workers' Control**, p. 67] + +He ruled the _"central apparatus"_ he created, called the Tsektran, _"along +strict military and bureaucratic lines."_ [**Ibid.**] The trains did start +moving again, of course. The question is -- do workers manage their own +activity or does some other group. Trotsky and Lenin in power decided for the +latter -- and built the _"centralised apparatus"_ required to ensure that +result. Needless to say, Trotsky did not justify his militarisation of work in +terms of necessary evils resulting from appalling objective conditions. Rather +he saw it as a matter of _"principle"_: + +> _"The working class cannot be left wandering all over Russia. They must be +thrown here and there, appointed, commanded, just like soldiers." + +> + +> "The very principle of compulsory labour is for the Communist quite +unquestionable . . . the only solution to economic difficulties from the point +of view of both principle and of practice is to treat the population of the +whole country as the reservoir of the necessary labour power . . . and to +introduce strict order into the work of its registration, mobilisation and +utilisation." + +> + +> "The introduction of compulsory labour service is unthinkable without the +application . . . of the methods of militarisation of labour."_ [quoted by M. +Brinton, **Op. Cit.**, p. 61 and p. 66] + +Why _"principle"_? Perhaps because Marx and Engels had stated in **The +Communist Manifesto** that one of the measures required during the revolution +was the _"[e]stablishment of industrial armies"_? [**Selected Writings**, p. +53] + +Moreover, the experience of _"central apparatus"_ in Bolshevik Russia helped +create famine -- the vast bureaucracy spawned by the "workers' state" could +not handle the information a centralised distribution system required. Food +rotted in trains waiting for bureaucrats to _"channel"_ resources (and, +needless to say, the bureaucrats never went hungry). + +## 23\. Can centralised planning meet the needs of the whole of society? + +Our Marxist friend then quotes **Maybe**: + +> _"The radical social movements that are increasingly coming together don't +want to seize power but to dissolve it. They are dreaming up many autonomous +alternative forms of social organisation, forms that are directly linked to +the specific needs of locality. What might be an alternative to capitalism for +people living currently in a housing estate in Croydon is completely different +to what might be suitable for the inhabitants of the slums of Delhi."_ + +He comments on these very sensible words: + +> _"It cannot be of no concern to us what form a new society will take in +different countries or even different regions. The economic power we have +created over centuries can and must be used in a planned, rational way to +eradicate hunger, disease and illiteracy. It must be used in the interests of +the whole of society."_ + +Obviously, the needs of actual people, what sort of society they want, is +irrelevant to Marxism. Also ignored is the fact that different cultures will +have different visions of what a free society will be like. Thus, for +Mitchinson, everyone, everywhere, will be subject to the same form of society +-- _"in the interests of society."_ However, as Bakunin argued, the state _"is +an arbitrary creature in whose breast all the positive, living, individual or +local interests of the people clash, destroy and absorb each other into the +abstraction known as the common interest, the **public good** or the **public +welfare**, and where all real wills are dissolved into the other abstraction +that bears the name of **the will of the people.** It follows that this +alleged will of the people is never anything but the sacrifice and dissolution +of all the real wants of the population, just as this so-called public good is +nothing but the sacrifice of their interests."_ [**Michael Bakunin: Selected +Writings**, pp. 265-6] + +The different needs of different areas and regions must be the starting point +of any social reconstruction, the basis on which we create specific programmes +to improve our societies, eco-systems and world. If we do not recognise the +diversity inherent in a world of billions of people, millions of eco-systems, +thousands of cultures, hundreds of regions then we cannot use the resources of +society to improve our lives. Instead we would have uniform plan imposed on +everything which, by its very nature, cannot take into accounts the real needs +of those who make up _"the whole of society."_ In other words, the resources +of the world must not be used by an abstraction claiming to act _"in the +interests of society"_ but rather by the people who actually make up society +themselves -- if we do that we ensure that their interests are meet directly +as they manage their own affairs and that their use reflects the specific +requirements of specific people and eco-systems and not some abstraction +called _"the interests of society"_ which, by its centralised nature, would +sacrifice those interests. + +Of course, it seems somewhat strange that Mitchinson thinks that people in, +say, New Delhi or Croyden, will not seek to eradicate hunger, disease and +illiteracy as they see fit, co-operating with others as and when they need to +and creating the federative organisations required to do so. The need to share +experiences and resources does not conflict with the different areas +experimenting in different ways, expressing themselves in ways which suit +their particular needs and difficulties. As any ecologist could tell you, +different eco-systems need different forms of care. The same with communities +-- Mitchinson would drown local needs in the name of an artificial construct. + +He continues: + +> _"That can only be achieved by the democratic planning of society where the +power at our fingertips could be used with due respect for the future of the +planet, the conservation of it's resources, our own working conditions, and +living standards. Whether we like it or not, growing a few carrots on empty +plots of land will not eradicate hunger and famine."_ + +How can _"democratic planning"_ of the whole _"of society"_ take into account +the needs of specific localities, eco-systems, communities? It cannot. Respect +for the future of our planet means respecting the fundamental law of nature -- +namely that conformity is death. Diversity is the law of life -- which means +that a future socialist society must be libertarian, organised from the bottom +up, based on local self-management and a respect for diversity. Such a federal +structures does not preclude co-ordinated activity (or the creation of +democratic **plans**) -- the reverse in fact, as federalism exists to allow +co-ordination -- but instead of being imposed by a few _"leaders"_ as in a +centralised system, it is the product of local needs and so reflective of the +needs of real people and eco-systems. + +As for his comment about _"due respect of the future of the planet"_ is +obviously inspired by _"the youth"_ being concerned about ecological issues. +However, Leninism's desire for centralised states and planning excludes an +ecological perspective by definition. As Bakunin argued: + +> _"What man, what group of individuals, no matter how great their genius, +would dare to think themselves able to embrace and understand the plethora of +interests, attitudes and activities so various in every country, every +province, locality and profession."_ [**Op. Cit.**, p. 240] + +Diversity is the basis of any eco-system. Centralism cannot, as Bakunin makes +clear, embrace it. + +Needless to say, Mitchinson's comments about carrots is pure stupidity and an +insult to the intelligence of his audience. + +## 24\. Is technology neutral? + +Mitchinson goes on: + +> _"We have the power to do just that, but only if we combine new technology, +industry and the talents and active participation of millions."_ + +Needless to say, he fails to indicate how the millions **can** participate in +a _"centralised apparatus"_ beyond electing their _"leaders."_ Which indicates +the fallacy of Marxism -- it claims to desire a society based on the +participation of everyone yet favours a form of organisation -- centralisation +-- that precludes that participation. + +In addition, he fails to note that technology and industry have been developed +by capitalists to enhance their own power. As we argued in [section +D.10](secD10.html), technology cannot be viewed in isolation from the class +struggle. This means that industry and technology was not developed to allow +the active participation of millions. The first act of any revolution will be +seizing of the means of life -- including industry and technology -- by those +who use it and, from that moment on, their radical transformation into +**appropriate** technology and industry, based on the needs of the workers, +the community and the planet. Mitchinson obvious shares the common Marxist +failing of believing technology and industry is neutral. In this he follows +Lenin. As S.A. Smith correctly summarises: + +> _"Lenin believed that socialism could be built only on the basis of large- +scale industry as developed by capitalism, with its specific types of +productivity and social organisation of labour. Thus for him, capitalist +methods of labour-discipline or one-man management were not necessarily +incompatible with socialism. Indeed, he went so far as to consider them to be +inherently progressive, failing to recognise that such methods undermined +workers' initiative at the point of production. This was because Lenin +believed that the transition to socialism was guaranteed, ultimately, not by +the self-activity of workers, but by the 'proletarian' character of state +power. . . There is no doubt that Lenin did conceive proletarian power in +terms of the central state and lacked a conception of localising such power at +the point of production."_ [**Red Petrograd**, pp. 261-2] + +The Russian workers, unsurprisingly, had a different perspective: + +> _"Implicit in the movement for workers' control was a belief that capitalist +methods cannot be used for socialist ends. In their battle to democratise the +factory, in their emphasis on the importance of collective initiatives by the +direct producers in transforming the work situation, the factory committees +had become aware -- in a partial and groping way, to be sure -- that factories +are not merely sites of production, but also of reproduction -- the +reproduction of a certain structure of social relations based on the division +between those who give orders and those who take them, between those who +direct and those who execute . . . inscribed within their practice was a +distinctive vision of socialism, central to which was workplace democracy."_ +[**Op. Cit.**, p. 261] + +The movement for workers' control was undermined and finally replaced by one- +man management by the kind of _"central apparatus"_ Mitchinson urges us to +build (see M. Brinton's classic work **The Bolsheviks and Workers' Control** +for more details). Those who do not study history are doomed to repeat it. + +He goes on: + +> _"The economic power we have created can be compared to the destructive +force of lightning, untamed and anarchic under the market, yet organised into +cables and wires electricity transforms our lives. Industry is not the enemy, +nor are machines. The state is, but it is a symptom not the disease. It is +capitalism and its ownership of the economy, its stewardship of society that +we have to replace."_ + +However, unlike electricity, _"economic power"_ requires people to operate it. +The question is not whether _"machines"_ are the enemy (often they are, as +machines are used by capitalists to weaken the power of workers and control +them). The question is whether the future society we aim at is one based on +workers' and community self-management or whether it is based on an +authoritarian system of delegated power. It is clear that Marxists like +Mitchinson desire the latter -- indeed, as is clear from his diatribe, he +cannot comprehend an alternative to hierarchical organisation. + +Given that one of the things capitalism and the state have in common is a +hierarchical, top-down structure, it is clear that any revolutionary movement +must fight both -- at the same time. + +## 25\. Do anarchists ignore the _"strength of the working class"_? + +Mitchinson argues that: + +> _"The task of our time is to combine the strength and experience of the +working class and its mighty organisations with the power and energy of the +youth internationally, on the basis of a clear understanding of what +capitalism is, what the state is, and a programme for changing society. That +requires a combination of theory and action. In that combination lies the +strength of Marxism."_ + +The first question is surely **what** _"mighty organisations"_ of the working +class is he talking about. Is it the Labour Party? Or is it the trade unions? +Probably the latter -- if so, the question is how effective have these +_"mighty organisations"_ been recently? The answer must, surely, be "not +very." Why is that? In union there is strength, as anarchists have long been +aware. Why has this strength been so lacking? Simply because the unions are +centralised, bureaucratic and run from the top down. They have placed numerous +barriers in front of their members when they have taken militant action. That +is why anarchists urge workers to form rank-and-file controlled organisations +to manage their own struggles and take back the power they have delegated to +their so-called leaders. Only in this way, by building truly revolutionary +organisations like workers' councils (soviets), factory committees, community +assemblies and so on can they really create a _"mighty"_ force. In other +words, anarchists are well aware of the strength of working class people and +their power to change society -- indeed, as proven above, anarchism is based +on that awareness and organise appropriately! + +The second question is surely to ask whether Mitchinson is aware that +**Reclaim the Streets** have been building links with rank and file trade +union militants for years -- long before Mitchinson decided to enlighten them +with _"the strength of Marxism."_ In other words, _"the strength of Marxism"_ +seems to rest in telling radical working class people to do what they have +already doing! Such strength is truly amazing and must explain the prominent +role Leninists have had in the numerous anti-capitalist demonstrations and +organisations recently. + +Needless to say, **anarchism** provides _"a clear understanding of what +capitalism is, what the state is, and a programme for changing society. That +requires a combination of theory and action."_ This has been proven above when +we corrected Mitchinson's numerous errors regarding anarchist theory. +Moreover, as far as combining theory and action goes, it is clear that +**anarchism** has been doing that of late, **not** Marxism. While anarchists +have been at the forefront of the anti-capitalist demonstrations, working with +others as equals, Marxists have been noticeable by their absence. Combining +theory and practice, non-hierarchically organised direct action closed down +the WTO and presented a clear message to the oppressed around the world -- +**resistance is fertile.** What have Marxists achieved? Apparently producing +articles such as these, distorting the politics and activities of those who +actually **are** changing the world rather than just interpreting it. That +they cannot produce an honest critique of anarchism indicates the uselessness +of their politics. + +## 26\. What does Mitchinson's article tell about the nature of Trotskyism? + +He finishes his diatribe as follows: + +> _"If you want to fight against capitalism, do so fully armed with a +socialist programme and perspective. Join with us in the struggle for the +socialist transformation of the planet."_ + +It is clear that to be _"fully armed with a socialist programme"_ means to +critique that which you know nothing about, spread slanders and lie about what +your opponents actually think. There **is** much to be critical of in the +recent anti-capitalist demonstrations and the various groups that have helped +organise and take part in them. Anarchists have been the first to point these +out. However, we have a lot to learn from them as well -- they are struggling +against capitalism and, as Kropotkin argues, _"Anarchism . . . originated in +everyday struggles"_ and _"the Anarchist movement was renewed each time it +received an impression from some great practical lesson: it derived its origin +from the teachings of life itself."_ [**Evolution and Environment**, p. 58 and +p. 57] + +Thus we must critique these movements honestly and as equals -- Mitchinson, as +can be seen, does neither. He slanders those involved and dismisses out of +hand their experiences and the reasons that have brought them to struggle in a +specific way against the dominant society. In this he follows Lenin, who +argued in **Left-Wing Communism: An Infantile Disorder** that western +revolutionaries ignore their own experiences in their own -- and similar -- +countries and instead follow the "lessons" of experiences gained in a near +pre-capitalist, absolutist state. The stupidity of such an approach is clear. + +Mitchinson presents those in struggle with the ultimatum "subscribe to our +platform or be denounced." Little wonder that Leninists are non-existent in +the groups that have taken part and organised the anti-capitalist +demonstrations -- not willing to learn from those involved in the class +struggle, all they can do is act as petty sectarians. Sectarians expect +working class people to relate to their predetermined political positions, +whereas revolutionaries apply our politics to the conditions we face as +members of the working class. For Leninists revolutionary consciousness is not +generated by working class self-activity, but is embodied in the party. The +important issues facing the working class -- and how to fight -- are to be +determined not by the workers ourselves, but by the leadership of the party, +who are the "vanguard of the working class". Hence Mitchinson's dismissal (in +a particularly dishonest manner, we must stress) of those involved in struggle +and their experiences. True "revolution" obviously lies in the unchanging +ideas generated at the start of the twentieth century in a monarchy developing +towards capitalism, **not** in the experiences and desires of living people +fighting for freedom in the here and now. Yes, these ideas and movements can +be confused and unclear -- but they are living and subject to change by the +influence of revolutionaries who act in a libertarian manner (i.e. as equals, +willing to learn as well as teach). + +The Italian Marxist Antonio Gramsci once wrote that _"to tell the truth is a +communist and revolutionary act."_ However, even he did not apply this when +discussing anarchism and the activities of anarchists (see Gwyn Williams' +**Proletarian Order**, pp. 193-4). Be that as it may, Gramsci's point is +correct. Telling the truth is a revolutionary act. If we judge Mitchinson's +article by this standard then we can only conclude that neither he nor the +politics he defends are revolutionary or communist. + +Thus we find his ending comment truly a _"flight of fancy"_ \-- after reading +our comments above, we hope you agree with us. If you seek a **true** +socialist transformation of this planet rather than its degeneration into +centralised state capitalism, discover more about anarchism. + diff --git a/markdown/append34.md b/markdown/append34.md new file mode 100644 index 0000000000000000000000000000000000000000..2e76b51868508a7292da3efbf09153e20aed73c0 --- /dev/null +++ b/markdown/append34.md @@ -0,0 +1,3338 @@ +# Reply to errors and distortions in the SWP's _"Marxism and Anarchism"_ + +In issue no. 1714 of Socialist Worker (dated 16th September 2000) the British +Socialist Workers Party (SWP) decided to expose anarchism in an article +entitled [ _"Marxism and +Anarchism."_](http://www.socialistworker.co.uk/1714/sw171411.htm) However, +their article is little more than a series of errors and distortions. We shall +indicate how the SWP lies about anarchist ideas and discuss the **real** +differences between anarchism and Marxism. Moreover, we will indicate that the +bulk of the SWP's article just recycles common Leninist slanders about +anarchism, slanders that have been refuted many times over. + +## 1\. What does the anti-globalisation movement tell us about the +effectiveness of the "vanguard" parties like the SWP? + +The inspiration for their diatribe is clear -- they are worried about +anarchist influence in the various anti-capitalist and anti-globalisation +movements and demonstrations which are currently occurring across the world. +As they put it: + +> _"The great revolt against capitalism in Seattle last year, and similar +demonstrations since, have attracted diverse groups of protesters. Anarchists, +amongst others, have taken part in all of those protests."_ + +Yes, indeed, anarchists have been involved in these demonstrations from the +start, unlike "vanguard" parties like the SWP who only became aware of the +significance of these movements once they exploded in the streets. That in +itself should tell us something about the effectiveness of the Bolshevik +inspired politics the SWP raise as an alternative to anarchism. Rather than +being at the vanguard of these demonstrations and movements, parties like the +SWP have been, post-Seattle, busy trying to catch up with them. Nor is this +the only time this has happened. + +In Russia, in February 1917, for example, the Bolshevik party opposed the +actions that produced the revolution which overthrew the Tsar. After weeks of +strikes with police attacks on factories, the most oppressed part of the +working class, the women textile workers, took the initiative. Demands for +bread and attacks on bakeries were superseded by a massive demonstration of +women workers on International Women's Day. The women had ignored a local +Bolshevik directive to wait until May Day! The early slogan of _"Bread!"_ was +quickly followed by _"Down with the autocracy! Down with the war!"_ By +February 24th, half of Petrograd was on strike. The workers did go to their +factories, not to work, but to hold meetings, pass resolutions and then go out +to demonstrate. The Vyborg committee of the Bolsheviks opposed the strikes. +Luckily for the Russian workers, and unfortunately for the Tsar, the +Bolsheviks were ignored. If they had followed the Bolsheviks, the February +Revolution would not have occurred! + +The backward nature of the Bolshevik style of party can also be seen from +events 12 years earlier. In 1905, workers spontaneously organised councils of +workers' delegates ("soviets" in Russian). The soviets were based on +workplaces electing recallable delegates to co-ordinate strikes and were +created by the Russian workers themselves, independently of political parties. + +Far from being at the vanguard of these developments the Bolsheviks were, in +fact, deeply hostile to them. The Bolshevik Central Committee members in +Petersburg were uneasy at the thought of a _"non-Party"_ mass organisation +existing side by side with their party. Instead of seeing the Soviet as a form +of workers' self-organisation and self-activity (and so a key area for area +for activity), they regarded it with hostility. They saw it as a rival to the +party. + +The St. Petersburg Bolsheviks organised a campaign against the Soviet due to +its _"non-Party"_ nature. They presented an ultimatum to the Soviet that it +must place itself under the leadership of their party. On 24 October they had +moved a resolution along the same lines in meetings at the various factories, +demanding that the Soviet accept the Social Democratic programme and tactics +and demanding that it must define its political stance. + +The Bolshevik Central Committee then published a resolution, that was binding +upon all Bolsheviks throughout Russia, insisting that the soviets must accept +the party programme. Agitation against the soviet continued. On 29 October, +the Bolshevik's Nevsky district committee declared inadmissible for Social +Democrats to participate in any kind of _"workers' parliament"_ like the +Soviet. + +The Bolshevik argument was that the Soviet of Workers' Deputies should not +have existed as a political organisation and that the social democrats must +withdraw from it, since its existence acted negatively upon the development of +the social democratic movement. The Soviet of Delegates could remain as a +trade union organisation, or not at all. Indeed, the Bolsheviks presented the +Soviet with an ultimatum: either accept the programme of the Bolsheviks or +else disband! The Bolshevik leaders justified their hostility to the Soviet on +the grounds that it represented _"the subordination of consciousness to +spontaneity"_ \-- in this they followed Lenin's arguments in **What is to be +Done?**. When they moved their ultimatum in the Soviet it was turned down and +the Bolshevik delegates, led by the Central Committee members, walked out. The +other delegates merely shrugged their shoulders and proceeded to the next +point on the agenda. + +If workers had followed the Bolsheviks the 1905 revolution would not have +occurred and the first major experience of workers' councils would never have +happened. Rather than being in favour of working class self-management and +power, the Bolsheviks saw revolution in terms of party power. This confusion +remained during and after 1917 when the Bolsheviks finally supported the +soviets (although purely as a means of ensuring a Bolshevik government). + +Similarly, during the British Poll Tax rebellion of the late 1980s and early +1990s, the SWP dismissed the community based mass non-payment campaign. +Instead they argued for workers to push their trade unions leadership to call +strikes to overthrow the tax. Indeed, the even argued that there was a +_"danger that community politics divert people from the means to won, from the +need to mobilise working class activity on a collective basis"_ by which they +meant trade union basis. They argued that the state machine would _"wear down +community resistance if it cannot tap the strength of the working class."_ Of +course it goes without saying that the aim of the community-based non-payment +campaign was working class activity on a collective basis. This explains the +creation of anti-poll tax unions, organising demonstrations, occupations of +sheriff officers/bailiffs offices and council buildings, the attempts to +resist warrant sales by direct action, the attempts to create links with rank- +and-file trade unionists and so on. Indeed, the SWP's strategy meant +mobilising **fewer** people in collective struggle as trade union members were +a minority of those affected by the tax as well as automatically excluding +those workers **not** in unions, people who were unemployed, housewives, +students and so on. Little wonder the SWP failed to make much of an impact in +the campaign. + +However, once non-payment began in earnest and showed hundreds of thousands +involved and refusing to pay, overnight the SWP became passionate believers in +the collective class power of community based non-payment. They argued, in +direct contradiction to their earlier analysis, that the state was _"shaken by +the continuing huge scale of non-payment."_ [quoted by Trotwatch, **Carry on +Recruiting**, pp. 29-31] + +The SWP proved to be totally unresponsive to new forms of struggle and +organisation produced by working class people when resisting the government. +In this they followed the Bolshevik tradition closely -- the Bolsheviks +initially ignored the soviets created during the 1905 Russian Revolution and +then asked them to disband. They only recognised their importance in 1917, 12 +years after that revolution was defeated and the soviets had re-appeared. + +Therefore, the fact that the self-proclaimed "vanguard of the proletarian" is +actually miles behind the struggle comes as no surprise. Nor are their +slanders against those, like anarchists, who are at the front of the struggle +unsurprising. They produced similar articles during the poll tax rebellion as +well, to counter anarchist influence by smearing our ideas. + +## 2\. What does the SWP miss out in its definition of anarchism? + +The SWP continue: + +> _"Anarchism is generally taken to mean a rejection of all authority."_ + +One question immediately arises. What do anarchists mean by the term +_"authority"_? Without knowing that, it will be difficult to evaluate the +SWP's arguments. + +Kropotkin provides the answer. He argued that _"the origin of the anarchist +inception of society . . . [lies in] the criticism . . . of the hierarchical +organisations and the authoritarian conceptions of society; and . . . the +analysis of the tendencies that are seen in the progressive movements of +mankind."_ He stresses that anarchism _"refuses all hierarchical +organisation."_ [**Kropotkin's Revolutionary Pamphlets**, p. 158 and p. 137] + +Thus anarchism rejects authority in the sense, to use Malatesta's words, of +_"the delegation of power, that is the abdication of initiative and +sovereignty of all into the hands a few."_ [**Anarchy**, p. 40] Once this is +clearly understood, it will quickly been seen that the SWP create a straw man +to defeat in argument. + +Moreover, by concentrating on what anarchism is **against** the SWP can ignore +what anarchism is **for**. This is important as to discuss the positive ideas +of anarchism would mean having to discuss anarchists ideas on organisation, +why we oppose centralisation, favour federalism as a means of co-ordinating +decisions, why we propose self-management in place of government, and so on. +To do this would mean accurately presenting libertarian theory rather than a +just series of slanders, which, of course, the SWP would hate to do. + +So what is anarchism for? + +Anarchism derives from the Greek for _**"without authority"_** or _**"without +rulers"_** and this informs anarchist theory and visions of a better world. +This means that anarchism is against the _"domination of man by man"_ (and +woman by woman, woman by man, and so on). However, _"[a]s knowledge has +penetrated the governed masses . . . the people have revolted against the form +of authority then felt most intolerable. This spirit of revolt in the +individual and the masses, is the natural and necessary fruit of the spirit of +domination; the vindication of human dignity, and the saviour of social +life."_ Thus _"freedom is the necessary preliminary to any true and equal +human association."_ [Charlotte Wilson, **Anarchist Essays**, p. 54 and p. 40] +In other words, anarchist comes from the struggle of the oppressed against +their rulers and is an expression of individual and social freedom. Anarchism +was born from the class struggle. + +This means, positively, that anarchists stress the need for **_self- +government_** (often called **_self-management_**) of both individuals and +groups. Self-management within free associations and decision making from the +bottom-up is the only way domination can be eliminated. This is because, by +making our own decisions ourselves, we automatically end the division of +society into governors and governed (i.e. end hierarchy). In other words, +those affected by a decision make that decision. Anarchism clearly means +support for freedom and equality and so all forms of hierarchical organisation +(such as the state and the capitalist workplace) and authoritarian social +relationship (such as sexism, racism, homophobia and wage labour) must be +abolished. This means that anarchist organisations must be self-managed, +decentralised and based on federalism. Only this form of organisation can end +the division of society into rulers and ruled, oppressor and oppressed, +exploiter and exploited and create a society of free and equal individuals. + +This is why anarchists stress such things as decision making by mass +assemblies and the co-ordination of decisions by mandated and recallable +delegates. The federal structure which unites these basic assemblies would +allow local affairs to be decided upon locally and directly, with wider issues +discussed and decided upon at their appropriate level and by all involved. +This would allow those affected by a decision to have a say in it, so allowing +them to manage their own affairs directly and without hierarchy. This, in +turn, would encourage the self-reliance, self-confidence and initiative of +those involved. As a necessary complement of our opposition to authority is +support for _**"direct action."_** This means that people, rather than looking +to leaders or politicians to act for them, look to themselves and the own +individual and collective strength to solve their own problems. This also +encourages self-liberation, self-reliance and self-confidence as the +prevailing culture would be _"if we want something sorted out, we have to do +it ourselves"_ \-- in other words, a _"do it yourself"_ mentality. + +Therefore, the **positive** side of anarchism (which naturally flows from its +opposition to authority) results in a political theory which argues that +people must control their own struggles, organisations and affairs directly. +This means we support mass assemblies and their federation via councils of +mandated delegates subject to recall if they break their mandates (i.e. they +act as they see fit, i.e. as politicians or bureaucrats, and not as the people +who elected them desire). This way people directly govern themselves and +control their own lives. It means we oppose the state and support free +federations of self-governing associations and communes. It means we oppose +capitalism and support workers' self-management. It means we reject hierarchy, +centralism and authoritarian structures and argue for self-managed +organisations, built from the bottom up and always accountable to the base. It +means we consider the direct control of struggles and movements by those +involved as not only essential in the here and now but also essential training +for living in a free, libertarian socialist society (for example, workers +direct and total control of their strikes and unions trains them to control +their workplaces and communities during and after the revolution). It means we +oppose hierarchy in all its forms and support free association of equals. In +other words, anarchism can generally be taken to mean support for self- +government or self-management. + +By discussing only the negative side of anarchism, by missing out what kinds +of authority anarchists oppose, the SWP ensure that these aspects of our ideas +are not mentioned in their article. For good reason as it puts Marxism in a +bad light. + +## 3\. Why does mentioning the history of anarchism weaken the SWP's argument? + +The SWP correctly argue that we _"live in a world of bullying line managers, +petty school rules, oppressive police, and governments that serve the rich and +powerful."_ However, they trivialise anarchism (and the natural feelings that +result from such domination) by stating _"[e]veryone who hates that has, at +least at times, felt a streak of 'anarchist' revolt against authority."_ Thus +anarchism is presented as an emotional response rather than as valid, coherent +intellectual opposition to the state, wage labour, inequality and hierarchical +authority in general. But, of course, anarchism is more than this, as the SWP +acknowledge: + +> _"Anarchism, however, is more than a personal reaction against the tyrannies +of capitalism. It is a set of political beliefs which have been held up as an +alternative to the revolutionary socialist ideas of Karl Marx. Anarchist ideas +have, on occasion, had a mass influence on movements against capitalism."_ + +Given that the _"revolutionary socialist ideas"_ of Marx have been proven +wrong on numerous occasions while Bakunin's predictions were proven right, +anarchists humbly suggest that anarchism is a valid alternative to Marxism. +For example, Bakunin correctly predicted that when _"the workers . . . send +common workers . . . to Legislative Assemblies . . . The worker-deputies, +transplanted into a bourgeois environment, into an atmosphere of purely +bourgeois ideas, will in fact cease to be workers and, becoming Statesmen, +they will become bourgeois . . . For men do not make their situations; on the +contrary, men are made by them."_ [**The Basic Bakunin**, p. 108] The history +of the Marxist Social Democratic Parties across the world proved him right. + +Similarly, Bakunin predicted that Marx's _"dictatorship of the proletariat"_ +would become the _"dictatorship over the proletariat."_ The experience of the +Russian Revolution proved him correct -- once the Bolshevik party had become +the government power became centralised at the top, the workers' soviets +quickly became a cog in the state machinery rubber-stamping the decrees of the +Bolshevik government, workers' control of production by factory committees was +replaced by state appointed managers and so on. The "socialist" state quickly +became a bureaucratic monster without real control from below (indeed, the +Bolsheviks actually disbanded soviets when opposition parties won a majority +in them at the start of 1918). The start of the Civil War in May 1918 just +made things worse. + +The SWP continue by arguing: + +> _"Socialists and anarchists share a hatred of capitalism. They have often +fought alongside each other in major battles against the capitalist system. +They struggled together in the Europe-wide mass strikes at the end of the +First World War and the inspiring Spanish Revolution in 1936, as well as in +countless smaller battles today."_ + +Which is true. They also fail to mention that the mass-strikes at the end of +the First World War were defeated by the actions of the Social-Democratic +Parties and trade unions. These parties were self-proclaimed revolutionary +Marxist organisations, utilising (as Marx had argued) the ballot box and +centralised organisations. Unsurprisingly, given the tactics and structure, +reformism and bureaucracy had developed within them. When workers took strike +action, even occupying their factories in Italy, the bureaucracy of the Social +Democratic Parties and trade unions acted to undermine the struggle, isolating +workers and supporting capitalism. Indeed, the German Social Democratic Party +(which was, pre-1914, considered the jewel in the crown of Marxism and the +best means to refute the anarchist critique of Marxist tactics) actually +organised an alliance with the right-wing para-military Freikorps to violently +suppress the revolution. The Marxist movement had degenerated into bourgeois +parties, as Bakunin predicted. + +It is also strange that the SWP mention the _"inspiring Spanish Revolution in +1936"_ as this revolution was mainly anarchist in its _"inspiring"_ features. +Workers took over workplaces and the land, organising them under workers' +self-management. Direct democracy was practised by hundreds of thousands of +workers in line with the organisational structures of the anarchist union the +C.N.T. In contrast, the Russian Revolution saw power become centralised into +the hands of the Bolshevik party leadership and workers' self- management of +production was eliminated in favour of one-man management imposed from above +(see M. Brinton's **The Bolsheviks and Workers' Control** for details). + +## 4\. How is the SWP wrong about centralisation? + +The SWP continue by arguing that _"there are differences between revolutionary +socialism and anarchism. Both understand the need for organisation but +disagree over what form that organisation takes."_ This is a vast step forward +in the usual Marxist slander that anarchists reject the need for organisation +and so should be welcomed. Unfortunately the rest of the discussion on this +issue falls back into the usual swamp of slander. + +They argue that _"[e]very struggle, from a local campaign against housing +privatisation to a mass strike of millions of workers, raises the need for +organisation. People come together and need mechanisms for deciding what to do +and how to do it."_ They continue by arguing that _"Anarchism says that +organisation has nothing to do with centralisation. For anarchism, any form of +centralisation is a type of authority, which is oppressive."_ + +This is true, anarchists do argue that centralisation places power at the +centre, so disempowering the people at the base of an organisation. In order +to co-ordinate activity anarchists propose federal structures, made up on +mandated delegates from autonomous assemblies. In this way, co-ordination is +achieved while ensuring that power remains at the bottom of the organisation, +in the hands of those actually fighting or doing the work. Federalism does not +deny the need to make agreements and to co-ordinate decisions. Far from it -- +it was put forward by anarchists precisely to ensure co-ordination of joint +activity and to make agreements in such a way as to involve those subject to +those decisions in the process of making them. Federalism **involves** people +in managing their own affairs and so they develop their initiative, self- +reliance, judgement and spirit of revolt so that they can **act** +intelligently, quickly and autonomously during a crisis or revolutionary +moment and show solidarity as and when required instead of waiting for +commands from above as occurs with centralised movements. In other words, +federalism is the means to combine participation and co-ordination and to +create an organisation run from the bottom up rather than the top-down. As can +be seen, anarchists do not oppose co-ordination and co-operation, making +agreements and implementing them together. + +After mentioning centralisation, the SWP make a massive jump of logic and +assert: + +> _"But arguing with someone to join a struggle, and trying to put forward +tactics and ideas that can take it forward are attempts to lead. + +> + +> "It is no good people coming together in a struggle, discussing what to do +and then doing just what they feel like as if no discussion had taken place. +We always need to take the best ideas and act on them in a united way."_ + +Placing ideas before a group of people is a "lead" but it is not +centralisation. Moreover, anarchists are not against making agreements! Far +from it. The aim of federal organisation is to make agreements, to co-ordinate +struggles and activities. This does not mean ignoring agreements. As Kropotkin +argued, the commune _"cannot any longer acknowledge any superior: that, above +it, there cannot be anything, save the interests of the Federation, freely +embraced by itself in concert with other Communes."_ [**No Gods, No Masters**, +vol. 1, p. 259] This vision was stressed in the C.N.T.'s resolution on +Libertarian Communism made in May, 1936, which stated that _"the foundation of +this administration will be the Commune. These Communes are to be autonomous +and will be federated at regional and national levels for the purpose of +achieving goals of a general nature. The right of autonomy is not to preclude +the duty of implementation of agreements regarding collective benefits."_ +[quoted by Jose Pierats, **The C.N.T. in the Spanish Revolution**, p. 68] In +the words of Malatesta: + +> _"But an organisation, it is argued, presupposes an obligation to co- +ordinate one's own activities with those of others; thus it violates liberty +and fetters initiative. As we see it, what really takes away liberty and makes +initiative impossible is the isolation which renders one powerless. Freedom is +not an abstract right but the possibility of acting . . . it is by co- +operation with his fellows that man finds the means to express his activity +and his power of initiative."_ [**Life and Ideas**, pp. 86-7] + +Hence anarchists do not see making collective decisions and working in a +federation as an abandonment of autonomy or a violation of anarchist theory +and principles. Rather, we see such co-operation and co-ordination, generated +from below upwards, as an essential means of exercising and protecting +freedom. + +The SWP's comment against anarchism is a typical Marxist position. The +assumption seems to be that "centralisation" or "centralism" equals co- +ordination and, because we reject centralisation, anarchists must reject co- +ordination, planning and agreements. However, in actuality, anarchists have +always stressed the need for federalism to co-ordinate joint activities, +stressing that decision-making and organisation must flow from below upwards +so that the mass of the population can manage their own affairs directly (i.e. +practice self-management and so anarchy). Unfortunately, Marxists fail to +acknowledge this, instead asserting we are against co-operation, co-ordination +and making agreements. The SWP's arguments are an example of this, making +spurious arguments about the need for making agreements. + +In this the SWP are following in a long-line of Marxist inventions. For +example, Engels asserted in his infamous diatribe _"The Bakuninists at work"_ +that Bakunin _"[a]s early as September 1870 (in his **Lettres a un francais** +[Letters to a Frenchman]) . . . had declared that the only way to drive the +Prussians out of France by a revolutionary struggle was to do away with all +forms of centralised leadership and leave each town, each village, each parish +to wage war on its own."_ [Marx, Engels and Lenin, **Anarchism and Anarcho- +Syndicalism**, p. 141] + +In fact, the truth is totally different. Bakunin does, of course, reject +_"centralised leadership"_ as it would be _"necessarily very circumscribed, +very short-sighted, and its limited perception cannot, therefore, penetrate +the depth and encompass the whole complex range of popular life."_ However, it +is a falsehood to state that he denies the need for co-ordination of struggles +and federal organisation from the bottom up in that or any other work. As he +puts it, the revolution must _"foster the self-organisation of the masses into +autonomous bodies, federated from the bottom upwards."_ With regards to the +peasants, he thinks they will _"come to an understanding, and form some kind +of organisation . . . to further their mutual interests . . . the necessity to +defend their homes, their families, and their own lives against unforeseen +attack . . . will undoubtedly soon compel them to contract new and mutually +suitable arrangements."_ The peasants would be _"freely organised from the +bottom up."_ [_"Letters to a French"_, **Bakunin on Anarchism**, p. 196, p. +206 and p. 207] In this he repeated his earlier arguments concerning social +revolution -- claims Engels was well aware of, just as he was well aware of +the statements by Bakunin in his _"Letters to a Frenchman."_ In other words, +Engels deliberately lied about Bakunin's political ideas. It appears that the +SWP is simply following the Marxist tradition in their article. + +## 5\. Why does the SWP's _"picket line is 'authoritarian'"_ argument totally +miss the point? + +They continue by arguing: + +> _"Not all authority is bad. A picket line is 'authoritarian.' It tries to +impose the will of the striking workers on the boss, the police and on any +workers who may be conned into scabbing on the strike."_ + +What should strike the reader about this example is its total lack of class +analysis. In this the SWP follow Engels. In his essay **On Authority**, Engels +argues that a _"revolution is certainly the most authoritarian thing there is; +it is the act whereby one part of the population imposes its will upon the +other part by means of rifles, bayonets and cannon-authoritarian means, if +such there be at all; and if the victorious party does not want to have fought +in vain, it must maintain this rule by means of the terror its arms inspire in +the reactionaries."_ [**The Marx-Engels Reader**, p. 733] + +However, such an analysis is without a class basis and so will, by necessity, +mislead the writer and the reader. Engels argues that revolution is the +imposition by _"one part of the population"_ on another. Very true -- but +Engels fails to indicate the nature of class society and, therefore, of a +social revolution. In a class society _"one part of the population"_ +constantly _"imposes its will upon the other part"_ all the time. In other +words, the ruling class imposes its will on the working class everyday in work +by the hierarchical structure of the workplace and in society by the state. +Discussing the _"population"_ as if it was not divided by classes, and so +subject to specific forms of authoritarian social relationships, is liberal +nonsense. Once we recognise that the _"population"_ in question is divided +into classes we can easily see the fallacy of Engels argument. In a social +revolution, the act of revolution is the overthrow of the power and authority +of an oppressing and exploiting class by those subject to that oppression and +exploitation. In other words, it is an act of liberation in which the +hierarchical power of the few over the many is eliminated and replaced by the +freedom of the many to control their own lives. It is hardly authoritarian to +destroy authority! Thus a social revolution is, fundamentally, an act of +liberation for the oppressed who act in their own interests to end the system +in which _"one part of population imposes its will upon the other"_ everyday. + +This applies equally to the SWP's example of a picket line. Is a picket line +really authoritarian because it tries to impose its will on the boss, police +or scabs? Rather, is it not defending the workers' freedom against the +authoritarian power of the boss and their lackeys (the police and scabs)? Is +it _"authoritarian"_ to resist authority and create a structure -- a strike +assembly and picket line -- which allows the formally subordinated workers to +manage their own affairs directly and without bosses? Is it _"authoritarian"_ +to combat the authority of the boss, to proclaim your freedom and exercise it? +Of course not. The SWP are playing with words. + +Needless to say, it is a large jump from the "authority" of a strikers' +assembly to that of a highly centralised "workers' state" but that, of course, +is what the SWP wish the reader to do. Comparing a strikers' assembly and +picket line -- which is a form of self-managed association -- with a state +cannot be done. It fails to recognise the fundamental difference. In the +strikers' assembly and picket line the strikers themselves decide policy and +do not delegate power away. In a state, power is delegated into the hands of a +few who then use that power as they see fit. This by necessity disempowers +those at the base, who are turned into mere electors and order takers. Such a +situation can only spell death of a social revolution, which requires the +active participation of all if it is to succeed. It also exposes the central +fallacy of Marxism, namely that it claims to desire a society based on the +participation of everyone yet favours a form of organisation -- centralisation +-- that precludes that participation. + +## 6\. Why are the SWP's examples of _"state functions"_ wrong? + +The SWP continue their diatribe against anarchism: + +> _"Big workers' struggles throw up an alternative form of authority to the +capitalist state. Militant mass strikes throw up workers' councils. These are +democratic bodies, like strike committees. But they take on organising 'state +functions' -- transport, food distribution, defence of picket lines and +workers' areas from the police and army, and so on."_ + +To state the obvious, transportation and food distribution are not _"state +functions."_ They are economic functions. Similarly, defence is not a _"state +function"_ as such -- after all, individuals can and do defend themselves +against aggression, strikers organise themselves to defend themselves against +cops and hired strike breakers, and so on. This means that defence can be +organised in a **libertarian** fashion, directly by those involved and based +on self-managed workers' militias and federations of free communes. It need +not be the work of a state nor need it be organised in a statist (i.e. +hierarchical) fashion like, for example, the current bourgeois state and +military or the Bolshevik Red Army (where the election of officers, soldiers' +councils and self-governing assemblies were abolished by Trotsky in favour of +officers appointed from above). So "defence" is **not** a state function. + +What is a _"state function"_ is imposing the will of a minority -- the +government, the boss, the bureaucrat -- onto the population via professional +bodies such as the police and military. This is what the Bolshevik state did, +with workers' councils turned into state bodies executing the decrees of the +government and using a specialised and hierarchical army and police force to +do so. The difference is important. Luigi Fabbri sums up it well: + +> _"The mistake of authoritarian communists in this connection is the belief +that fighting and organising are impossible without submission to a +government; and thus they regard anarchists . . . as the foes of all +organisation and all co-ordinated struggle. We, on the other hand, maintain +that not only are revolutionary struggle and revolutionary organisation +possible outside and in spite of government interference but that, indeed, +that is the only effective way to struggle and organise, for it has the active +participation of all members of the collective unit, instead of their +passively entrusting themselves to the authority of the supreme leaders. + +> + +> "Any governing body is an impediment to the real organisation of the broad +masses, the majority. Where a government exists, then the only really +organised people are the minority who make up the government; and . . . if the +masses do organise, they do so against it, outside it, or at the very least, +independently of it. In ossifying into a government, the revolution as such +would fall apart, on account of its awarding that government the monopoly of +organisation and of the means of struggle."_ [_"Anarchy and 'Scientific' +Communism"_, in **The Poverty of Statism**, pp. 13-49, Albert Meltzer (ed.), +p. 27] + +Thus the difference between anarchists and Leninists is not whether the +organisations workers' create in struggle will be the framework of a free +society (or the basis of the Commune). Indeed, anarchists have been arguing +this for longer than Marxists have. The difference is whether these +organisations remain self-managed or whether they become part of a centralised +state. In the words of Camillo Berneri: + +> _"The Marxists . . . foresee the natural disappearance of the State as a +consequence of the destruction of classes by the means of 'the dictatorship of +the proletariat,' that is to say State Socialism, whereas the Anarchists +desire the destruction of the classes by means of a social revolution which +eliminates, with the classes, the State. The Marxists, moreover, do not +propose the armed conquest of the Commune by the whole proletariat, but the +propose the conquest of the State by the party which imagines that it +represents the proletariat. The Anarchists allow the use of direct power by +the proletariat, but they understand by the organ of this power to be formed +by the entire corpus of systems of communist administration-corporate +organisations [i.e. industrial unions], communal institutions, both regional +and national-freely constituted outside and in opposition to all political +monopoly by parties and endeavouring to a minimum administrational +centralisation."_ [_"Dictatorship of the Proletariat and State Socialism"_, +**Cienfuegos Press Anarchist Review**, no. 4, p. 52] + +So, anarchists agree, in _"big workers' struggles"_ organisation is essential +and can form an alternative to the capitalist state. However, such a framework +only becomes an "authority" when power is transferred from the base into the +hands of an executive committee at the top. Strike and community assemblies, +by being organs of self-management, are not an "authority" in the same sense +that the state is or the boss is. Rather, they are the means by which people +can manage their own struggles (and so affairs) directly, to govern themselves +and so do without the need for hierarchical authority. + +The SWP, in other words, confuse two very different things. + +## 7\. What is ironic about the SWP's comment that workers' councils must +_"break up"_ the capitalist state? + +After misunderstanding basic concepts, the SWP treat us to a history lesson: + +> _"Such councils were a feature of the Russian revolutions of 1905 and 1917, +the German Revolution after the First World War, the Spanish Revolution of +1936, and many other great struggles. Socialists argue that these democratic +workers' organisations need to take power from the capitalists and break up +their state."_ + +Anarchists agree. Indeed, they argued that workers' organisations should +_"break up"_ and replace the state long before Lenin discovered this in 1917. +For example, Bakunin argued in the late 1860s that the International Workers' +Association, an _"international organisation of workers' associations from all +countries"_, would _"be able to take the revolution into its own hands"_ and +be _"capable of replacing this departing political world of States and +bourgeoisie."_ The _"natural organisation of the masses"_ was _"organisation +by trade association,"_ in other words, by unions, _"from the bottom up."_ The +means of creating socialism would be _"**emancipation through practical +action** . . . workers' solidarity in their struggle against the bosses. It +means **trades unions**, **organisation**"_ The very process of struggle would +create the framework of a new society, a federation of workers' councils, as +_"strikes indicate a certain collective strength already, a certain +understanding among the workers . . . each strike becomes the point of +departure for the formation of new groups."_ He stresses the International was +a product of the class war as it _"has not created the war between the +exploiter and the exploited; rather, the requirements of that war have created +the International."_ Thus the seeds of the future society are created by the +class struggle, by the needs of workers to organise themselves to resist the +boss and the state. [**The Basic Bakunin**, p. 110, p. 139, p. 103 and p. 150] + +He stressed that the revolution would be based on federations of workers' +associations, in other words, workers' councils: + +> _"the federative alliance of all working men's associations . . . [will] +constitute the Commune . . . [the] Communal Council [will be] composed of . . +. delegates . . . vested with plenary but accountable and removable mandates. +. . all provinces, communes and associations . . . by first reorganising on +revolutionary lines . . . [will] constitute the federation of insurgent +associations, communes and provinces . . . [and] organise a revolutionary +force capable defeating reaction . . . [and for] self-defence . . . [The] +revolution everywhere must be created by the people, and supreme control must +always belong to the people organised into a free federation of agricultural +and industrial associations . . . organised from the bottom upwards by means +of revolutionary delegation. . ."_ [**Michael Bakunin: Selected Writings**, +pp. 170-2] + +And: + +> _"The future social organisation must be made solely from the bottom up, by +the free association or federation of workers, firstly in their unions, then +in the communes, regions, nations and finally in a great federation, +international and universal."_ [**Op. Cit.**, p. 206] + +Thus it is somewhat ironic to have Leninists present basic anarchist ideas as +if they had thought of them first! + +Then again, the ability of the Marxists to steal anarchist ideas and claim +them as their own is well know. They even rewrite history to do so. For +example, the SWP's John Rees in the essay _"In Defence of October"_ argues +that _"since Marx's writings on the Paris Commune"_ a _"cornerstone of +revolutionary theory"_ was _"that the soviet is a superior form of democracy +because it unifies political and economic power."_ [**International +Socialism**, no. 52, p. 25] Nothing could be further from the truth, as Marx's +writings on the Paris Commune prove. + +The Paris Commune, as Marx himself argued, was _"formed of the municipal +councillors, chosen by universal suffrage in the various wards of the town."_ +[_"The Civil War in France"_, **Selected Works**, p. 287] As Marx made clear, +it was definitely **not** based on delegates from workplaces and so could +**not** unify political and economic power. Indeed, to state that the Paris +Commune was a soviet is simply a joke, as is the claim that Marxists supported +soviets as revolutionary organs to smash and replace the state from 1871. In +fact Marxists did not subscribe to this _"cornerstone of revolutionary +theory"_ until 1917 when Lenin argued that the Soviets would be the best means +of ensuring a Bolshevik government. + +Indeed the **only** political movement which took the position Rees falsely +ascribes to Marxism was anarchism. This can be clearly seen from Bakunin's +works, a few representative quotes we have provided above. Moreover, Bakunin's +position dates, we must stress, from **before** the Paris Commune. This +position has been argued by revolutionary anarchists ever since -- decades +before Marxists did. + +Similarly, Rees argues that _"the socialist revolution must counterpose the +soviet to parliament . . . because it needs an organ which combines economic +power -- the power to strike and take control of the workplaces -- with an +insurrectionary bid for political power, breaking the old state."_ [**Ibid.**] +However, he is just repeating anarchist arguments made decades before Lenin's +temporary conversion to the soviets. In the words of the anarchist Jura +Federation (written in 1880): + +> _"The bourgeoisie's power over the popular masses springs from economic +privileges, political domination and the enshrining of such privileges in the +laws. So we must strike at the wellsprings of bourgeois power, as well as its +various manifestations. + +> + +> "The following measures strike us as essential to the welfare of the +revolution, every bit as much as armed struggle against its enemies: + +> + +> "The insurgents must confiscate social capital, landed estates, mines, +housing, religious and public buildings, instruments of labour, raw materials, +gems and precious stones and manufactured products: + +> + +> "All political, administrative and judicial authorities are to be abolished. + +> + +> ". . . What should the organisational measures of the revolution be? + +> + +> "Immediate and spontaneous establishment of trade bodies: provisional +assumption by those of . . . social capital . . .: local federation of a +trades bodies and labour organisation: + +> + +> "Establishment of neighbourhood groups and federations of same . . . + +> + +> [. . .] + +> + +> "[T]he federation of all the revolutionary forces of the insurgent Communes +. . . Federation of Communes and organisation of the masses, with an eye to +the revolution's enduring until such time as all reactionary activity has been +completely eradicated. + +> + +> [. . .] + +> + +> "Once trade bodies have been have been established, the next step is to +organise local life. The organ of this life is to be the federation of trades +bodies and it is this local federation which is to constitute the future +Commune."_ [**No Gods, No Masters**, vol. 1, pp. 246-7] + +As can be seen, long before Lenin's turn towards the soviets as a means of the +Bolsheviks taking power, **anarchists**, not Marxists, had argued that we must +counterpose the council of workers' delegates (by trade in the case of the +Jura federation, by workplace in the case of the later anarcho-syndicalist +unions, anarchist theory and the soviets). Anarchists clearly saw that, to +quote Bakunin, _"[n]o revolution could succeed . . . today unless it was +simultaneously a political and a social revolution."_ [**Op. Cit.**, p. 141] +Unlike Marx, who clearly saw a political revolution (the conquest of state +power) coming **before** the economic transformation of society (_"The +political rule of the producer cannot coexist with the perpetuation of his +social slavery. The Commune was therefore to serve as a lever for uprooting +the economical foundations upon which rests the existence of classes and +therefore of class-rule."_ [Marx, **Op. Cit.**, p. 290]). This is why +anarchists saw the social revolution in terms of economic and social +organisation and action as its first steps were to eliminate both capitalism +and the state. + +Rees, in other words, is simply stating anarchist theory as if Marxists have +been arguing the same thing since 1871! + +Moreover, anarchists predicted other ideas that Marx took from the experience +of the Paris Commune. Marx praised the fact that each delegate to the Commune +was _"at any time revocable and bound by the **mandat imperatif** (formal +instructions) of his constituents . . . [and so] strictly responsible +agents."_ [**Op. Cit.**, p. 288] Anarchists had held this position a number of +years **before** the Commune introduced it. Proudhon was arguing in 1848 for +_"universal suffrage and as a consequence of universal suffrage, we want +implementation of the binding mandate. Politicians balk at it! Which means +that in their eyes, the people, in electing representatives, do not appoint +mandatories but rather abjure their sovereignty! That is assuredly not +socialism: it is not even democracy."_ [**No Gods, No Masters**, vol. 1, p. +63] We find Bakunin arguing exactly the same. For example, in 1868 he wrote +that the _"Revolutionary Communal Council will operate on the basis of one or +two delegates from each barricade . . . these deputies being invested with +binding mandates and accountable and revocable at all times."_ [**Op. Cit.**, +p. 155]). In addition, the similarities with the Commune's political ideas and +Proudhon's are clear, as are the similarities between the Russian Soviets and +Bakunin's views on revolution. + +So, as well as predicting the degeneration of social democracy and the Russian +revolution, anarchists have also predicted such key aspects of revolutionary +situations as organising on the basis of workplace and having delegates +mandated and subject to instant recall. Such predictions flow from taking part +in social movements and analysing their tendencies. Moreover, a revolution is +the resisting of current authorities and an act of self-liberation and so its +parallels with anarchism are clear. As such the class struggle, revolutionary +movements and revolutions have a libertarian basis and tendencies and, +therefore, it is unsurprising that anarchist ideas have spontaneously +developed in them. Thus we have a two way interaction between ideas and +action. Anarchist ideas have been produced spontaneously by the class struggle +due to its inherent nature as a force confronting authority and its need for +self-activity and self-organisation. Anarchism has learned from that struggle +and influenced it by its generalisations of previous experiences and its basis +in opposing hierarchy. Anarchist predictions, therefore, come as no surprise. + +Therefore, Marxists have not only been behind the class struggle itself, they +have also been behind anarchism in terms of practical ideas on a social +revolution and how to organise to transform society. While anarchist ideas +have been confirmed by the class struggle, Marxist ones have had to be revised +to bring them closer to the actual state of the struggle and to the +theoretical ideas of anarchism. And the SWP have the cheek to present these +ideas as if their tradition had thought of them! + +Little wonder the SWP fail to present an honest account of anarchism. + +## 8\. How do the SWP re-write the history of the Russian Revolution? + +Their history lesson continues: + +> _"This happened in Russia in October 1917 in a revolution led by the +Bolshevik Party."_ + +In reality, this did not happen. In October 1917, the Bolshevik Party took +power in the name of the workers' councils, the councils themselves did not +take power. This is confirmed by Trotsky, who notes that the Bolshevik Party +conference of April 1917 _"was devoted to the following fundamental question: +Are we heading toward the conquest of power in the name of the socialist +revolution or are we helping (anybody and everybody) to complete the +democratic revolution? . . . Lenin's position was this: . . . the capture of +the soviet majority; the overthrow of the Provisional Government; the seizure +of power through the soviets."_ Note, **through** the soviets not **by** the +soviets thus indicating the fact the Party would hold the real power, not the +soviets of workers' delegates. Moreover, he states that _"to prepare the +insurrection and to carry it out under cover of preparing for the Second +Soviet Congress and under the slogan of defending it, was of inestimable +advantage to us."_ He continued by noting that it was _"one thing to prepare +an armed insurrection under the naked slogan of the seizure of power by the +party, and quite another thing to prepare and then carry out an insurrection +under the slogan of defending the rights of the Congress of Soviets."_ The +Soviet Congress just provided _"the legal cover"_ for the Bolshevik plans +rather than a desire to see the Soviets actually start managing society. +[**The Lessons of October**] + +In 1920, he argued that _"[w]e have more than once been accused of having +substituted for the dictatorships of the Soviets the dictatorship of the +party. Yet it can be said with complete justice that the dictatorship of the +Soviets became possible only be means of the dictatorship of the party. It is +thanks to the . . . party . . . [that] the Soviets . . . [became] transformed +from shapeless parliaments of labour into the apparatus of the supremacy of +labour. In this 'substitution' of the power of the party for the power of the +working class these is nothing accidental, and in reality there is no +substitution at all. The Communists express the fundamental interests of the +working class."_ [**Terrorism and Communism**, p. 109] + +In 1937 he continued this theme by arguing that _"the proletariat can take +power only through its vanguard."_ Thus, rather than the working class as a +whole _"seizing power"_, it is the _"vanguard"_ which takes power -- _"a +revolutionary party, even after seizing power . . . is still by no means the +sovereign ruler of society."_ He mocked the anarchist idea that a socialist +revolution should be based on the self-management of workers within their own +autonomous class organisations: + +> _"Those who propose the abstraction of Soviets to the party dictatorship +should understand that only thanks to the party dictatorship were the Soviets +able to lift themselves out of the mud of reformism and attain the state form +of the proletariat."_ [**Stalinism and Bolshevism**] + +As can be seen, over a 17 year period Trotsky argued that it was the party +which ruled, not the councils. The workers' councils became little more than +rubber-stamps for the Bolshevik government (and not even that, as the central +government only submitted a fraction of its decrees to the Central Executive +of the national soviet, and that soviet was not even in permanent session). As +Russian Anarchist Voline made clear _"for, the anarchists declared, if 'power' +really should belong to the soviets, it could not belong to the Bolshevik +Party, and if it should belong to that Party, as the Bolsheviks envisaged, it +could not belong to the soviets."_ [**The Unknown Revolution**, p. 213] In the +words of Kropotkin: + +> _"The idea of soviets . . . councils of workers and peasants . . . +controlling the economic and political life of the country is a great idea. +All the more so, since it is necessarily follows that these councils should be +composed of all who take part in the real production of national wealth by +their own efforts. + +> + +> "But as long as the country is governed by a party dictatorship, the +workers' and peasants' councils evidently lose their entire significance. They +are reduced to the passive rule formerly played by the 'States General,' when +they were convoked by the king and had to combat an all-powerful royal +council."_ [**Kropotkin's Revolutionary Pamphlets**, pp. 254-5] + +In other words, the workers' councils took power in name only. Real power +rested with the central government and the workers' councils become little +more than a means to elect the government. Rather than manage society +directly, the soviets simply became a transmission belt for the decrees and +orders of the Bolshevik party. Hardly a system to inspire anyone. + +However, the history of the Russian Revolution has two important lessons for +members of the various anti-globalisation and anti-capitalist groups. Firstly, +as we noted in [section 1](append34.html#app1), is usually miles behind the +class struggle and the ideas developed in it. As another example, we can point +to the movement for workers' control and self-management that developed around +the factory committees during the summer of 1917. It was the workers +themselves, **not** the Bolshevik Party, which raised the issue of workers' +self-management and control during the Russian Revolution. As historian S.A. +Smith correctly summarises, the _"factory committees launched the slogan of +workers' control of production quite independently of the Bolshevik party. It +was not until May that the party began to take it up."_ [**Red Petrograd**, p. +154] Given that the defining aspect of capitalism is wage labour, the Russian +workers' raised a clearly socialist demand that entailed its abolition. It was +the Bolshevik party, we must note, who failed to raise above a _"trade union +conscious"_ in this and so many other cases. + +Therefore, rather than being at the forefront of struggle and ideas, the +Bolsheviks were, in fact, busy trying to catch up. History has repeated itself +in the anti-capitalist demonstrations We should point out that anarchists have +supported the idea of workers' self-management of production since 1840 and, +unsurprisingly enough, were extremely active in the factory committee movement +in 1917. + +The second lesson to be gained from the Russian Revolution is that while the +Bolsheviks happily (and opportunistically) took over popular slogans and +introduced them into their rhetoric, they rarely meant the same thing to the +Bolsheviks as they did to the masses. For example, as noted above, the +Bolsheviks took up the slogan _"All Power to the Soviets"_ but rather than +mean that the Soviets would manage society directly they actually meant the +Soviets would delegate their power to a Bolshevik government which would +govern society in their name. Similarly with the term _"workers' control of +production."_ As S.A. Smith correctly notes, Lenin used _"the term ['workers' +control'] in a very different sense from that of the factory committees."_ In +fact Lenin's _"proposals . . . [were] thoroughly statist and centralist in +character, whereas the practice of the factory committees was essentially +local and autonomous."_ [**Op. Cit.**, p. 154] Once in power, the Bolsheviks +systematically undermined the popular meaning of workers' control and replaced +it with their own, statist conception. This ultimately resulted in the +introduction of _"one-man management"_ (with the manager appointed from above +by the state). This process is documented in Maurice Brinton's **The +Bolsheviks and Workers' Control**, who also indicates the clear links between +Bolshevik practice and Bolshevik ideology as well as how both differed from +popular activity and ideas. + +Hence the comments by Russian Anarchist Peter Arshinov: + +> _"Another no less important peculiarity is that [the] October [revolution of +1917] has two meanings -- that which the working' masses who participated in +the social revolution gave it, and with them the Anarchist-Communists, and +that which was given it by the political party [the Marxist-Communists] that +captured power from this aspiration to social revolution, and which betrayed +and stifled all further development. An enormous gulf exists between these two +interpretations of October. The October of the workers and peasants is the +suppression of the power of the parasite classes in the name of equality and +self-management. The Bolshevik October is the conquest of power by the party +of the revolutionary intelligentsia, the installation of its 'State Socialism' +and of its 'socialist' methods of governing the masses."_ [**The Two +Octobers**] + +The members of the "anti-capitalist" movements should bear that in mind when +the SWP uses the same rhetoric as they do. Appearances are always deceptive +when it comes to Leninists. The history of the Russian Revolution indicates +that while Leninists like the SWP can use the same words as popular movements, +their interpretation of them can differ drastically. + +Take, for example, the expression "anti-capitalist." The SWP will claim that +they, too, are "anti-capitalist" but, in fact, they are only opposed to "free +market" capitalism and actually support state capitalism. Lenin, for example, +argued that workers' must _"**unquestioningly obey the single will** of the +leaders of labour"_ in April 1918 along with granting _"individual executives +dictatorial power (or 'unlimited' powers)"_ and that _"the appointment of +individuals, dictators with unlimited powers"_ was, in fact, _"in general +compatible with the fundamental principles of Soviet government"_ simply +because _"the history of revolutionary movements"_ had _"shown"_ that _"the +dictatorship of individuals was very often the expression, the vehicle, the +channel of the dictatorship of revolutionary classes."_ He notes that +_"[u]ndoubtably, the dictatorship of individuals was compatible with bourgeois +democracy."_ [**The Immediate Tasks of the Soviet Government**, p. 34 and p. +32] + +He confused state capitalism with socialism. _"State capitalism,"_ he wrote, +_"is a complete material preparation for socialism, the threshold of +socialism, a rung on the ladder of history between which and the rung called +socialism there are no gaps."_ [**Collected Works**, vol. 24, p. 259] He +argued that socialism _"is nothing but the next step forward from state +capitalist monopoly. In other words, Socialism is merely state capitalist +monopoly **made to benefit the whole people**; by this token it **ceases** to +be capitalist monopoly."_ [**The Threatening Catastrophe and how to avoid +it**, p. 37] + +As Peter Arshinov argued, a _"fundamental fact"_ of the Bolshevik revolution +was _"that the workers and the peasant labourers remained within the earlier +situation of 'working classes' \-- producers managed by authority from +above."_ He stressed that Bolshevik political and economic ideas may have +_"remov[ed] the workers from the hands of individual capitalists"_ but they +_"delivered them to the yet more rapacious hands of a single ever-present +capitalist boss, the State. The relations between the workers and this new +boss are the same as earlier relations between labour and capital . . . Wage +labour has remained what it was before, expect that it has taken on the +character of an obligation to the State. . . . It is clear that in all this we +are dealing with a simple substitution of State capitalism for private +capitalism."_ [**The History of the Makhnovist Movement**, p. 35 and p. 71] +Therefore, looking at Bolshevism in power and in theory it is clear that it is +not, in fact, "anti-capitalist" but rather in favour of state capitalism and +any appropriation of popular slogans was always under the firm understanding +that the Bolshevik interpretation of these ideas is what will be introduced. + +Therefore the SWP's attempt to re-write Russian History. The actual events of +the Russian Revolution indicate well the authoritarian and state-capitalist +nature of Leninist politics. + +## 9\. How do the SWP re-write the history of the Spanish Revolution? + +The SWP, after re-writing Russian history, move onto Spanish history: + +> _"It did not happen in Spain in 1936. The C.N.T., a trade union heavily +influenced by anarchist ideas, led a workers' uprising in the city of +Barcelona that year. Workers' councils effectively ran the city. + +> + +> "But the capitalist state machine did not simply disappear. The government +and its army, which was fighting against Franco's fascist forces, remained, +although it had no authority in Barcelona. + +> + +> "The government even offered to hand power over to the leaders of the C.N.T. +But the C.N.T. believed that any form of state was wrong. It turned down the +possibility of forming a workers' state, which could have broken the fascists' +coup and the capitalist state. + +> + +> "Worse, it accepted positions in a government that was dominated by pro- +capitalist forces. + +> + +> "That government crushed workers' power in Barcelona, and in doing so +fatally undermined the fight against fascism."_ + +It is hard to know where to start with this distortion of history. + +Firstly, we have to point out that the C.N.T. did lead a workers' uprising in +1936 but in was in response to a military coup and occurred all across Spain. +The army was not _"fighting against Franco's fascist forces"_ but rather had +been the means by which Franco had tried to impose his version of fascism. +Indeed, as the SWP know fine well, one of the first acts the CNT did in the +Spanish Revolution was to organise workers' militias to go fight the army in +those parts of Spain in which the unions (particularly the CNT which lead the +fighting) did not defeat it by street fighting. Thus the C.N.T. faced the +might of the Spanish army rising in a fascist coup. That, as we shall see, +influenced its decisions. + +By not mentioning (indeed, lying about) the actual conditions the CNT faced in +July 1936, the SWP ensure the reader cannot understand what happened and why +the CNT made the decisions it did. Instead the reader is encouraged to think +it was purely a result of anarchist theory. Needless to say, the SWP have a +fit when it is suggested the actions of the Bolsheviks during the Russian +Civil War were simply the result of Leninist ideology and unaffected by the +circumstances they were made in. The logic is simple: the mistakes of Marxists +are **never** their fault, **never** derive from Marxist politics and are +always attributable to circumstances (regardless of the facts); the mistakes +of anarchists, however, **always** derive from their politics and can never be +explained by circumstances (regardless of counter-examples and those +circumstances). Once this is understood, the reason why the SWP distorted the +history of the Spanish Revolution becomes clear. + +Secondly, anarchism does not think that the _"capitalist state machine"_ will +_"simply disappear."_ Rather, anarchists think that (to quote Kropotkin) the +revolution _"must smash the State and replace it with the Federation [of +workers' associations and communes] and it will act accordingly."_ [**No Gods, +No Masters**, vol. 1, p. 259] In other words, the state does not disappear, it +is destroyed and replaced with a new, libertarian, form of social structure. +Thus the SWP misrepresents anarchist theory. + +Thirdly, yes, the Catalan government did offer to stand aside for the C.N.T. +and the C.N.T. rejected the offer. Why? The SWP claim that _"the C.N.T. +believed that any form of state was wrong"_ and that is why it did not take +power. That is true, but what the SWP fail to mention is more important. The +C.N.T. refused to implement libertarian communism after the defeat of the army +uprising in July 1936 simply because it did not want to be isolated nor have +to fight the republican government as well as the fascists (needless to say, +such a decision, while understandable, was wrong). But such historical +information would confuse the reader with facts and make their case against +anarchism less clear-cut. + +Ironically the SWP's attack on the CNT indicates well the authoritarian basis +of its politics and its support of soviets simply as a means for the party +leaders to take power. After all, they obviously consider it a mistake for the +_"leaders of the CNT"_ to refuse power. Trotsky made the same point, arguing +that: + +> _"A revolutionary party, even having seized power (of which the anarchist +leaders were incapable in spite of the heroism of the anarchist workers), is +still by no means the sovereign ruler of society."_ [**Stalinism and +Bolshevism**] + +Yet the SWP say they, and their political tradition, are for _"workers' +power"_ yet, in practice, they clearly mean that power will be seized, held +and exercised by the workers' leaders. A strange definition of "workers' +power," we must admit but one that indicates well the differences between +anarchists and Marxists. The former aim for a society based on workers' self- +management. The latter desire a society in which workers' delegate their power +to control society (i.e. their own lives) to the "leaders," to the "workers' +party" who will govern on their behalf. The "leaders" of the CNT quite rightly +rejected such this position -- unfortunately they also rejected the anarchist +position at the same time and decided to ignore their politics in favour of +collaborating with other anti-fascist unions and parties against Franco. + +Simply put, either the workers' have the power or the leaders do. To confuse +the rule of the party with workers' self-management of society lays the basis +for party dictatorship (as happened in Russia). Sadly, the SWP do exactly this +and fail to learn the lessons of the Russian Revolution. + +Therefore, the SWP's argument against anarchism is logically flawed. Yes, the +CNT did not take state power. However, neither did it destroy the state, as +anarchist theory argues. Rather it ignored the state and this was its undoing. +Thus the SWP attacks anarchism for anarchists failing to act in an anarchist +manner! How strange. + +One last point. The events of the Spanish Revolution are important in another +way for evaluating anarchism and Marxism. Faced with the military coup, the +Spanish government did nothing, even refusing to distribute arms to the +workers. The workers, however, took the initiative, seized arms by direct +action and took to the streets to confront the army. Indeed, the dynamic +response of the CNT members to Franco's coup compared to the inaction of the +Marxist inspired German workers movement faced with Hitler's taking of power +presents us with another example of the benefits of federalism against +centralism, of anarchism against Marxism. The federal structure of the CNT had +accustomed its members to act for themselves, to show initiative and act +without waiting for orders from the centre. The centralised German system did +the opposite. + +The SWP will argue, of course, that the workers were mislead by their leaders +("who were only Marxists in name only"). The question then becomes: why did +they not act for themselves? Perhaps because the centralised German workers' +movement had eroded their members initiative, self-reliance and spirit of +revolt to such a degree that they could no longer act without their leaders +instructions? It may be argued that with **better** leaders the German workers +would have stopped the Nazis, but such a plea fails to understand **why** +better leaders did not exist in the first place. A centralised movement +inevitably produces bureaucracy and a tendency for leaders to become +conservative and compromised. + +All in all, rather than refute anarchism the experience of the Spanish +Revolution **confirms** it. The state needs to be destroyed, **not** ignored +or collaborated with, and replaced by a federation of workers' councils +organised from the bottom-up. By failing to do this, the CNT did ensure the +defeat of the revolution but it hardly indicates a failure of anarchism. +Rather it indicates a failure of anarchists who made the wrong decision in +extremely difficult circumstances. + +Obviously it is impossible to discuss the question of the C.N.T. during the +Spanish Revolution in depth here. We address the issue of Marxist +interpretations of Spanish Anarchist history in the appendix [_"Marxism and +Spanish Anarchism."_](append32.html) [Section 20](append32.html#app20) of that +appendix discusses the C.N.T.'s decision to collaborate with the Republican +State against Franco as well as its implications for anarchism. + +## 10\. Do anarchists ignore the fact that ideas change through struggle? + +The SWP try and generalise from these experiences: + +> _"In different ways, the lessons of Russia and Spain are the same. The +organisational questions thrown up in particular struggles are critical when +it comes to the working class challenging capitalism. + +> + +> "Workers face conflicting pressures. On the one hand, they are forced to +compete in the labour market. They feel powerless, as an individual, against +the boss. + +> + +> "That is why workers can accept the bosses' view of the world. At the same +time constant attacks on workers' conditions create a need for workers to +unite and fight back together. + +> + +> "These two pressures mean workers' ideas are uneven. Some see through the +bosses' lies. Others can be largely taken in. Most part accept and part reject +capitalist ideas. The overall consciousness of the working class is always +shifting. People become involved in struggles which lead them to break with +pro-capitalist ideas."_ + +That is very true and anarchists are well aware of it. That is why anarchists +organise groups, produce propaganda, argue their ideas with others and +encourage direct action and solidarity. We do so because we are aware that the +ideas within society are mixed and that struggle leads people to break with +pro-capitalist ideas. To quote Bakunin: + +> _"the germs of [socialist thought] . . . [are to] be found in the instinct +of every earnest worker. The goal . . . is to make the worker fully aware of +what he wants, to unjam within him a stream of thought corresponding to his +instinct . . . What impedes the swifter development of this salutary though +among the working masses? Their ignorance to be sure, that is, for the most +part the political and religious prejudices with which self-interested classes +still try to obscure their conscious and their natural instinct. How can we +dispel this ignorance and destroy these harmful prejudices? By education and +propaganda? . . . they are insufficient . . . [and] who will conduct this +propaganda? . . . [The] workers' world . . . is left with but a single path, +that of **emancipation through practical action** . . . It means workers' +solidarity in their struggle against the bosses. It means **trade-unions, +organisation** . . . To deliver [the worker] from that ignorance [of +reactionary ideas], the International relies on collective experience he gains +in its bosom, especially on the progress of the collective struggle of the +workers against the bosses . . . As soon as he begins to take an active part +in this wholly material struggle, . . . Socialism replaces religion in his +mind. . . through practice and collective experience . . . the progressive and +development of the economic struggle will bring him more and more to recognise +his true enemies . . . The workers thus enlisted in the struggle will +necessarily . . . recognise himself to be a revolutionary socialist, and he +will act as one."_ [**The Basic Bakunin**, p. 102-3] + +Therefore anarchists are well aware of the importance of struggle and +propaganda in winning people to anarchist ideas. No anarchist has ever argued +otherwise. + +## 11\. Why do anarchists oppose the Leninist "revolutionary party"? + +The SWP argue that: + +> _"So there is always a battle of ideas within the working class. That is why +political organisation is crucial. Socialists seek to build a revolutionary +party not only to try to spread the lessons from one struggle to another. + +> + +> "They also want to organise those people who most clearly reject capitalism +into a force that can fight for their ideas inside the working class as a +whole. Such a party is democratic because its members constantly debate what +is happening in today's struggles and the lessons that can be applied from +past ones."_ + +That, in itself, is something most anarchists would agree with. That is why +they build specific anarchist organisations which discuss and debate politics, +current struggles, past struggles and revolutions and so on. In Britain there +are three national anarchist federations (the Anarchist Federation, the +Solidarity Federation and the Class War Federation) as well as numerous local +groups and regional federations. The aim of these organisations is to try and +influence the class struggle towards anarchist ideas (and, equally important, +**learn** from that struggle as well -- the _"program of the Alliance +[Bakunin's anarchist group], expanded to keep pace with developing +situations."_ [Bakunin, **Bakunin on Anarchism**, p. 406]). The need for a +specific political organisation is one most anarchists would agree with. + +Thus few anarchists are believers in spontaneous revolution and see the need +for anarchists to organise **as anarchists** to spread anarchist ideas and +push the struggle towards anarchist ends (smashing the state and capitalism +and the creation of a free federation of workers' councils and communes) via +anarchist tactics (direct action, solidarity, general strikes, insurrection +and encouraging working class self-organisation and self-management). Hence +the need for specific anarchist organisations: + +> _"The Alliance [Bakunin's anarchist group] is the necessary complement to +the International [the revolutionary workers' movement]. But the International +and the Alliance, while having the same ultimate aims, perform different +functions. The International endeavours to unify the working masses . . . +regardless of nationality and national boundaries or religious and political +beliefs, into one compact body; the Alliance . . . tries to give these masses +a really revolutionary direction. The programs of one and the other, without +being opposed, differ in the degree of their revolutionary development. The +International contains in germ, but only in germ, the whole program of the +Alliance. The program of the Alliance represents the fullest unfolding of the +International."_ [**Bakunin on Anarchism**, p. 157] + +However, anarchists also argue that the revolutionary organisation must also +reflect the type of society we want. Hence an anarchist federation must be +self-organised from below, rejecting hierarchy and embracing self-management. +For anarchists an organisation is not democratic because it debates, as the +SWP claims. It is democratic only if the membership actually decides the +policy of the organisation. That the SWP fail to mention this is significant +and places doubt on whether their organisation is democratic in fact (as we +indicate in [section 22](append34.html#app22), the SWP may debate but it is +not democratic). The reason why democracy in the SWP may not be all that it +should be can be found in their comment that: + +> _"It is also centralised, as it arrives at decisions which everyone acts +on."_ + +However, this is not centralisation. Centralisation is when the centre decides +everything and the membership follow those orders. That the membership may be +in a position to elect those at the centre does not change the fact that the +membership is simply expected to follow orders. It is the organisational +principle of the army or police, not of a free society. That this is the +principle of Leninism can be seen from Trotsky's comment that the _"statues +[of the party] should express the leadership's organised distrust of the +members, a distrust manifesting itself in vigilant control from above over the +Party."_ [quoted by M. Brinton, **The Bolsheviks and Workers' Control**, p. +xi] Thus the centre controls the membership, not vice versa. + +In **What is to be Done?** Lenin discussed _"the confusion of ideas concerning +the meaning of democracy."_ He dismisses the idea of self-management as +_"Primitive Democracy."_ He uses the example of the early British unions, +where workers _"thought that it was an indispensable sign of democracy for all +the members to do all the work of managing the unions; not only were all +questions decided by the vote of all the members, but all the official duties +were fulfilled by all the members in turn."_ He considered _"such a conception +of democracy"_ as _"absurd"_ and saw it as historical necessity that it was +replaced by _"representative institutions"_ and _"full-time officials"_. +[**Essential Works of Lenin**, pp. 162-3] In other words, the Leninist +tradition rejects self-management in favour of hierarchical structures in +which power is centralised in the hands of _"full-time officials"_ and +_"representative institutions."_ + +In contrast, Bakunin argued that trade unions which ended _"primitive +democracy"_ and replaced it with representative institutions became +bureaucratic and _"simply left all decision-making to their committees . . . +In this manner power gravitated to the committees, and by a species of fiction +characteristic of all governments the committees substituted their own will +and their own ideas for that of the membership."_ The membership become +subject to _"the arbitrary power"_ of the committees and _"ruled by +oligarchs."_ In other words, bureaucracy set in and democracy **as such** was +eliminated and while _"very good for the committees . . . [it was] not at all +favourable for the social, intellectual, and moral progress of the collective +power"_ of the workers' movement. [**Bakunin on Anarchism**, pp. 246-7] Who +was correct can quickly be seen from the radical and pro-active nature of the +British trade union leadership. Ironically, the SWP always bemoan trade union +bureaucracies betraying workers in struggle yet promote an organisational +structure that ensures that power flows to the centre and into the hands of +bureaucrats. + +At best, Leninism reduces "democracy" to mean that the majority designates its +rulers, copied from the model of bourgeois parliamentary democracy. In +practice it is drained of any real meaning and quickly becomes a veil thrown +over the unlimited power of the rulers. The base does not run the organisation +just because once a year it elects delegates who designate the central +committee, no more than the people are sovereign in a parliamentary-type +republic because they periodically elect deputies who designate the +government. That the central committee is designated by a "democratically +elected" congress makes no difference once it is elected, it is de facto and +de jure the absolute ruler of the organisation. It has complete (statutory) +control over the body of the Party (and can dissolve the base organisations, +kick out militants, etc.). + +Therefore it is ironic that the SWP promote themselves as supporters of +democracy as it is anarchists who support the _"primitive democracy"_ (self- +management) contemptuously dismissed by Lenin. With their calls for +centralisation, it is clear that SWP still follow Lenin, wishing to place +decision-making at the centre of the organisation, in the hands of leaders, in +the same way the police, army and bureaucratic trade unions do. Anarchists +reject this vision as non-socialist and instead argue for the fullest +participation in decision making by those subject to those decisions. Only in +this way can government -- inequality in power \-- be eliminated from society. + +Just to stress the point, anarchists are not opposed to people making +decisions and everyone who took part in making the decision acting on them. +Such a system is not "centralised," however, when the decisions flow from the +bottom-up and are made by mandated delegates, accountable to the people who +mandated them. It is centralised when it is decided upon by the leadership and +imposed upon the membership. Thus the issue is not whether we organise or not +organise, nor whether we co-ordinate joint activity or not, it is a question +of how we organise and co-ordinate -- from the bottom up or from the top down. +As Bakunin argued: + +> _"Discipline, mutual trust as well as unity are all excellent qualities when +properly understood and practised, but disastrous when abused . . . [one use +of the word] discipline almost always signifies despotism on the one hand and +blind automatic submission to authority on the other. . . + +> + +> "Hostile as I am to [this,] the authoritarian conception of discipline, I +nevertheless recognise that a certain kind of discipline, not automatic but +voluntary and intelligently understood is, and will ever be, necessary +whenever a greater number of individuals undertake any kind of collective work +or action. Under these circumstances, discipline is simply the voluntary and +considered co-ordination of all individual efforts for a common purpose. At +the moment of revolution, in the midst of the struggle, there is a natural +division of functions according to the aptitude of each, assessed and judged +by the collective whole. . . + +> + +> "In such a system, power, properly speaking, no longer exists. Power is +diffused to the collectivity and becomes the true expression of the liberty of +everyone, the faithful and sincere realisation of the will of all . . . this +is the only true discipline, the discipline necessary for the organisation of +freedom. This is not the kind of discipline preached by the State . . . which +wants the old, routine-like, automatic blind discipline. Passive discipline is +the foundation of every despotism."_ [**Bakunin on Anarchism**, pp. 414-5] + +Therefore, anarchists see the need to make agreements, to stick by them and to +show discipline but we argue that this must be to the agreements we helped to +make and subject to our judgement. We reject "centralisation" as it confuses +the necessity of agreement with hierarchical power, of solidarity and +agreement from below with unity imposed from above as well as the need for +discipline with following orders. + +## 12\. Why do the SWP make a polemical fetish of _"unity"_ and _"democracy"_ +to the expense of common sense and freedom? + +The SWP argue that _"unity"_ is essential: + +> _"Without unity around decisions there would be no democracy - minorities +would simply ignore majority decisions."_ + +Anarchists are in favour of free agreement and so argue that minorities +should, in general, go along with the majority decisions of the groups and +federations they are members of. That is, after all, the point behind +federalism -- to co-ordinate activity. Minorities can, after all, leave an +association. As Malatesta argued, _"anarchists recognise that where life is +lived in common it is often necessary for the minority to come to accept the +opinion of the majority. When there is an obvious need or usefulness in doing +something and, to do it requires the agreement of all, the few should feel the +need adapt to the wishes of the many."_ [**The Anarchist Revolution**, p. 100] +The Spanish C.N.T. argued in its vision of Libertarian Communism that: + +> _"Communes are to be autonomous and will be federated at regional and +national levels for the purpose of achieving goals of a general nature. . . . +communes . . . will undertake to adhere to whatever general norms [that] may +be majority vote after free debate. . . The inhabitants of a Commune are to +debate their internal problems . . . among themselves. Whenever problems +affecting an entire comarca [district] or province are involved, it must be +the Federations [of communes] who deliberate and at every reunion or assembly +these may hold all of the Communes are to be represented and their delegates +will relay the viewpoints previously approved in their respective Communes . . +. On matters of a regional nature, it will be up to the Regional Federation to +put agreements into practice and these agreements will represent the sovereign +will of all the region's inhabitants. So the starting point is the individual, +moving on through the Commune, to the Federation and right on up finally to +the Confederation."_ [quoted by Jose Pierats, **The C.N.T. in the Spanish +Revolution**, pp. 68-9] + +Therefore, as a general rule-of-thumb, anarchists have little problem with the +minority accepting the decisions of the majority after a process of free +debate and discussion. As we argue in [section A.2.11](secA2.html#seca211), +such collective decision making is compatible with anarchist principles -- +indeed, is based on them. By governing ourselves directly, we exclude others +governing us. However, we do not make a fetish of this, recognising that, in +certain circumstances, the minority must and should ignore majority decisions. +For example, if the majority of an organisation decide on a policy which the +minority thinks is disastrous then why should they follow the majority? In +1914, the representatives of the German Social Democratic Party voted for war +credits. The anti-war minority of that group went along with the majority in +the name of _"democracy,"_ _"unity"_ and _"discipline"_. Would the SWP argue +that they were right to do so? Similarly, if a majority of a community +decided, say, that homosexuals were to be arrested, would the SWP argue that +minorities must not ignore that decision? We hope not. + +In general, anarchists would argue that a minority should ignore the majority +when their decisions violate the fundamental ideas which the organisation or +association are built on. In other words, if the majority violates the ideals +of liberty, equality and solidarity then the minority can and should reject +the decisions of the majority. So, a decision of the majority that violates +the liberty of a non-oppressive minority -- say, restricting their freedom of +association -- then minorities can and should ignore the decisions and +practice civil disobedience to change that decision. Similarly, if a decision +violates the solidarity and the feelings of equality which should inform +decisions, then, again, the minority should reject the decision. We cannot +accept majority decisions without question simply because the majority can be +wrong. Unless the minority can judge the decisions of the majority and can +reject them then they are slaves of the majority and the equality essential +for a socialist society is eliminated in favour of mere obedience. + +However, if the actions of the majority are simply considered to be disastrous +but breaking the agreement would weaken the actions of the majority, then +solidarity should be the overwhelming consideration. As Malatesta argued, +_"[t]here are matters over which it is worth accepting the will of the +majority because the damage caused by a split would be greater than that +caused by error; there are circumstances in which discipline becomes a duty +because to fail in it would be to fail in the solidarity between the oppressed +and would mean betrayal in face of the enemy . . . What is essential is that +individuals should develop a sense of organisation and solidarity, and the +conviction that fraternal co-operation is necessary to fight oppression and to +achieve a society in which everyone will be able to enjoy his [or her] own +life."_ [**Life and Ideas**, pp. 132-3] + +He stresses the point: + +> _"But such an adaptation [of the minority to the decisions of the majority] +on the one hand by one group must be reciprocal, voluntary and must stem from +an awareness of need and of goodwill to prevent the running of social affairs +from being paralysed by obstinacy. It cannot be imposed as a principle and +statutory norm. . . + +> + +> "So . . . anarchists deny the right of the majority to govern in human +society in general . . . how is it possible . . . to declare that anarchists +should submit to the decisions of the majority before they have even heard +what those might be?"_ [**The Anarchist Revolution**, pp. 100-1] + +Therefore, while accepting majority decision making as a key aspect of a +revolutionary movement and a free society, anarchists do not make a fetish of +it. We recognise that we must use our own judgement in evaluating each +decision reached simply because the majority is not always right. We must +balance the need for solidarity in the common struggle and needs of common +life with critical analysis and judgement. + +Needless to say, our arguments apply with even more force to the decisions of +the **representatives** of the majority, who are in practice a very small +minority. Leninists usually try and confuse these two distinct forms of +decision making. When groups like the SWP discuss majority decision making +they almost always mean the decisions of those elected by the majority -- the +central committee or the government -- rather than the majority of the masses +or an organisation. + +So, in practice the SWP argue that the majority of an organisation cannot be +consulted on every issue and so what they actually mean is that the decisions +of the central committee (or government) should be followed at all times. In +other words, the decisions of a minority (the leaders) should be obeyed by the +majority. A minority owns and controls the "revolutionary" organisation and +"democracy" is quickly turned into its opposite. Very "democratic." + +As we shall indicate in the next two sections, the SWP do not, in fact, +actually follow their own arguments. They are quite happy for minorities to +ignore majority decisions -- as long as the minority in question is the +leadership of their own parties. As we argue in [section +14](append34.html#app14), such activities flow naturally from the vanguardist +politics of Leninism and should not come as a surprise. + +## 13\. How does the Battle of Prague expose the SWP as hypocrites? + +To evaluate the sincerity of the SWP's proclaimed commitment to _"democracy"_ +and _"centralism"_ we just have to look at the actions of their contingent at +the demonstration against the WTO and IMF in Prague on September 26th, 2000. + +Let us recall that on September 16th, the SWP had argued as follows: + +> _"It is no good people coming together in a struggle, discussing what to do +and then doing just what they feel like as if no discussion had taken place."_ + +They stressed that importance of _"centralisation"_ which they defined as +_"arriv[ing] at decisions which everyone acts on. Without unity around +decisions there would be no democracy -- minorities would simply ignore +majority decisions."_ + +In practice, the International Socialist (IS) section of the Prague +demonstration (the SWP and its sister parties) totally ignored their own +arguments. Instead of ending up in the Pink sector (for which they had put +themselves down) they somehow ended up behind _"Ya Basta"_ in the yellow +sector. As they were at the front of the march this should have been +impossible. It turns out they deliberately entered the wrong sector because +they refused to accept the agreed plan to split the march in three. + +The protests had been co-ordinated by INPEG. INPEG was established as a +democratic implement of communication and co-ordination among individuals and +groups which want to protest against the annual summit of IMF in Prague on +September 2000. It included a variety groups -- for instance reformists (e.g. +NESEHNUTI), anarchists (e.g. CSAF or Solidarity) and Leninists (i.e. Socialist +Solidarity, sister organisation of the British SWP). The IS group had argued +at INPEG committee meetings earlier in the year for a single march on the +centre (which of course could not have shut the conference down). They failed +to win this argument and so had betrayed the rest of the protesters on the day +by simply marching directly onto the bridge themselves (in the yellow sector) +instead of continuing into the Pink sector as they were supposed to. + +Why did the SWP do what they did? Presumably they put themselves down for the +Pink section because it was at the front of the march and so offered the best +media coverage for their placards and banners. Similarly, they joined the +Yellow Section because it was marching directly to the conference centre and +not, like Pink, going round to the rear and so, again, offered the best media +coverage. In other words, they _"did their own thing"_, ignored the agreements +they made and weakened the protests simply to look the dominant group in the +press. Ironically, the Czech media made sure that the Leninist parties got +onto their front pages simply because many of them chose to march in Prague +with red flags emblazoned with hammer and sickles. Flags associated with the +Soviet occupation and the old regime are hardly "popular" and so useful to +smear the protests. + +The decision of the SWP to ignore the agreed plan was applauded by other +Leninists. According to the post-Prague issue of the Communist Party of Great +Britain's paper **Weekly Worker**: + +> _"Farcically, the organisers had decided to split the march into three, each +with its own route and composition -- blue (anarchist), pink (trade unions and +left organisations) and yellow (NGOs and Jubilee 2000). Ostensibly, this +started as a tactic designed to facilitate forming a human chain around the +conference centre, although by the day of the action this aim had, apparently, +been abandoned. Whether these truly stupid arrangements had been accepted +beforehand by all on the INPEG (Initiative Against Economic Globalisation) +remains hazy, given the paucity of information about the debates and +differences on this self-appointed body."_ + +The splitting of the march into three, as a matter of fact, was a great +success. It allowed the demonstrators to encircle the conference centre. The +marches splitting off from the back working beautifully, catching the police +and media by surprise who were clustered at the front of the march (indeed, +the police later admitted that they had been caught off guard by the splitting +of the march). From the splitting points to the centre the marches were +unaccompanied by both police and media. A clear victory. Indeed, what would +have been _"truly stupid"_ was doing what the police had expected (and SWP +wanted) -- to have one big march. + +How was the demonstration's organised? According to eye-witness Katharine +Viner (writing in **The Guardian** on Friday September 29, 2000): + +> _"In the run-up to Tuesday's demonstration I attended the convergence +centre, where 'spokes council' meetings took place, and found the sense of +community and organisation there astonishing and moving. Every 'affinity +group' - NGO or group of friends - sent a spokesperson to meetings to make +decisions and work out strategy. It sounds impossible to contain, and it was +laborious, but it worked and consensus was found. It felt like proper +democracy in a way that the ballot box does not."_ + +Julie Light, of **Corporate Watch**, indicates the same process at work in her +account entitled **Spirits, Tensions Run High in Prague** (dated September 25, +2000): + +> _"the activist coalition called the Initiative Against Economic +Globalisation (INPEG) is training hundreds of people in civil disobedience at +the Convergence Centre. The Centre, a converted warehouse space located under +Prague's Libensky Bridge, serves as an information and strategy clearinghouse +for the protesters. A 'spokes council' made up of representatives of dozens of +groups makes decisions by consensus for this international ad-hoc coalition +that has never worked together before. They have an elaborate system of hand +signals to indicate their views as they discuss the details of the protests. +Given the logistical obstacles, things seem to be running remarkably +smoothly."_ + +Obviously _"proper democracy"_ and a council of group spokespeople discussing +the protests were not good enough for the SWP and other Leninist groups. Nor, +of course, making an agreement and sticking to it. + +The **Weekly Worker** complements the SWP's decision: + +> _"Come the march itself, the damage was partially repaired by the decision +of a majority of the 'pink' contingent (with the SWP and its international +sections to the fore) to simply veer off the agreed route. This pink section +then partially merged with the yellow to advance on the conference."_ + +We must point out that the International Socialist appear to have lied about +the numbers they were bringing to Prague. The day before the demonstration +they claimed they said they would contribute 2,500 to the Pink section -- +since then their own press has reported 1,000 in their delegation (**Socialist +Worker** no. 1716 stated that the _"day began when over 1,000 marched from the +Florenc bus station . . .led by supporters of Socialist Worker and its sister +papers elsewhere in Europe"_). This would have left the Pink block seriously +under strength even if they had not unilaterally left their block. + +Their defection from the agreed plan had very serious repercussions on the day +-- one gate in the Pink sector was never covered. In the Blue sector, where +the anarchists were concentrated, this meant that at the height of a battle +with hundreds of riot police, a water cannon and two Armoured Personnel +Carriers they were forced to send 300 people on a 2 km hike to attempt to +close this gate. Shortly after they left a police charge broke the Blue Block +lines leading to arrests and injuries. + +Thus, by ignoring the plan and doing their own thing, they not only made a +mockery of their own arguments and the decision making process of the +demonstration, weakened the protest and placed others in danger. + +And the net effect of their defection? As the **Weekly Worker** pathetically +comments: + +> _"Of course, it was blocked by ranks of riot police . . ."_ + +As the bridge was a very narrow front this resulted in a huge amount of people +stuck behind _"Ya Basta!"_ with nothing to do except sit around. So the +"International Socialists" and other Leninists who undertook the act of +sabotage with them were stuck doing nothing behind _"Ya Basta"_ at the bottom +of the bridge (as would be expected -- indeed, this exposes another failing of +centralism, its inability to know local circumstances, adapt to them and plan +taking them into account). The tiny number of anarchists who marched around to +cover their gate on the other hand, took the police by surprise and broke +through to the conference centre until driven back by hundreds of riot police. +Worse, there were some problems in the "Yellow Block" as the Leninists were +pushing from behind and it took some serious explaining to get them to +understand that they should stop it because otherwise people in the front line +could be crushed to death. Moreover, they demanded to be allowed up alongside +_"Ya Basta"_ at the front, next to the riot cops, but when _"Ya Basta"_ did +pull out and invited the SWP to take their place in the front they refused to +do so. + +Moreover, the actual result of the SWP's disgraceful actions in Prague also +indicates the weakness of centralism. Having centrally decided to have one big +march (regardless of what the others thought or the majority wished or agreed +to) the decision was made with clearly no idea of the local geography +otherwise they would have known that the front at the bridge would have been +small. The net result of the "efficient" centralisation of the SWP? A mass of +protestors stuck doing nothing due to a lack of understanding of local +geography and the plan to blockade the conference seriously weakened. A +federal organisation, on the other hand, would have had information from the +local activists who would have been organising the protests and made their +plans accordingly. + +Therefore, to summarise. Ten days after denouncing anarchism for refusing to +accept majority decisions and for being against "centralisation" (i.e. making +and keeping agreements), the SWP ignore majority decisions, break agreements +and do their own thing. Not only that, they weaken the demonstration and place +their fellow protestors in difficulties simply so they could do nothing +someplace else as, unsurprisingly enough, their way was blocked by riot cops. +An amazing example of "democratic centralism" in practice and sure to inspire +us all to follow the path of Marxism-Leninism! + +The hypocrisy of their actions and arguments are clear. The question now +arises, what do anarchists think of their action. As we argued in the [last +section](append34.html#app12), while anarchists favour direct democracy (self- +management) when making decisions we also accept that minorities can and +should ignore a majority decision if that decision is considered to be truly +disastrous. However, any such decision must be made based on evaluating the +damage caused by so making it and whether it would be a violation of +solidarity to do so. This is what the SWP clearly failed to do. Their decision +not only made a mockery of their own argument, it failed to take into account +**solidarity** with the rest of the demonstration. + +From an anarchist perspective, therefore, the SWP's decision and actions +cannot be justified. They violated the basic principles of a revolutionary +movement, the principles of liberty, equality and solidarity. They ignored the +liberty of others by violating their agreements with them, they violated their +equality by acting as if the other groups ideas and decisions did not matter +and they violated solidarity by ignoring the needs of the common struggle and +so placing their fellow demonstrators in danger. While anarchists **do** +respect the rights of minorities to act as they see fit, we also recognise the +importance of solidarity with our fellow workers and protestors. The SWP by +failing to consider the needs of the common struggle sabotaged the +demonstration and should be condemned not only as hypocrites but also as +elitists \-- the party is not subject to the same rules as other +demonstrators, whose wishes are irrelevant when they conflict with the party. +The implications for the SWP's proclaimed support for democracy is clear. + +So it appears that minorities **can** and **should** ignore agreements -- as +long as the minority in question are the leaders of the SWP and its sister +parties. They have exposed themselves as being hypocrites. Like their heroes, +Lenin and Trotsky, they will ignore democratic decisions when it suits them +(see [next section](append34.html#app14)). This is sickening for numerous +reasons -- it placed the rest of the demonstrators in danger, it weakened the +demonstration itself and it shows that the SWP say one thing and do the exact +opposite. They, and the political tradition they are part of, clearly are not +to be trusted. The bulk of the membership went along with this betrayal like +sheep. Hardly a good example of revolutionary consciousness. In fact it shows +that the "revolutionary" discipline of the SWP **is** like that of the cops or +army) and that SWP's centralised system **is** based on typically bourgeois +notions. In other words, the organisational structure desired by the SWP does +not encourage the autonomy, initiative or critical thinking of its members (as +anarchists have long argued). + +Prague shows that their arguments for "centralisation" as necessary for +"democracy" are hypocrisy and amount to little more than a call for domination +by the SWP's leadership over the anti-capitalist movement -- a call hidden +begin the rhetoric of "democracy." As can be seen, in practice the SWP happily +ignores democracy when it suits them. The party always comes first, regardless +of what the people it claims to represent actually want. In this they follow +the actions of the Bolsheviks in power (see [next +section](append34.html#app14)). Little wonder Marxism-Leninism is dying -- the +difference between what they claim and what they do is becoming increasingly +well know. + +## 14\. Is the Leninist tradition actually as democratic as the SWP like to +claim? + +While the SWP attack anarchism for being undemocratic for being against +"centralism" the truth is that the Leninist tradition is fundamentally +undemocratic. Those, like the SWP, who are part of the Bolshevik tradition +have no problem with minorities ignoring majority decisions -- as long as the +minority in question is the leadership of the vanguard party. We discussed the +example of the _"battle of Prague"_ in the [last +section](append34.html#app13), now we turn to Bolshevism in power during the +Russian Revolution. + +For example, the Bolsheviks usually overthrew the results of provincial soviet +elections that went against them [Samuel Farber, **Before Stalinism**, pp +22-24]. It was in the spring of 1918 that the Bolsheviks showed how little +they really supported the soviets. As discontent grew soviet after soviet fell +to Menshevik-SR blocs. To stay in power they had to destroy the soviets and +they did. Opposition victories were followed by disbanding of the soviets and +often martial law. [Vladimir Brovkin, _"The Menshevik's Political Comeback: +The elections to the provincial soviets in spring 1918"_, **Russian Review** +no. 42 (1983), pp. 1-50] + +In addition, the Bolsheviks abolished by decree soldiers' councils and the +election of officers in the Red Army in favour of officers appointed from +above (see [section 11](append32.html#app11) of the appendix [_"Marxism and +Spanish Anarchism"_](append32.html) for details). They replaced self-managed +factory committees with appointed, autocratic managers (see M. Brinton's **The +Bolsheviks and Workers Control** or [section 17](append32.html#app17) of the +appendix [_"Marxism and Spanish Anarchism"_](append32.html) for details). All +this before the start of the Russian Civil War. Similarly, Lenin and Trotsky +happily replaced the democratically elected leaders of trade unions with their +followers when it suited them. + +As Trotsky argued in 1921, you cannot place _"the workers' right to elect +representatives above the party. As if the Party were not entitled to assert +its dictatorship even if that dictatorship clashed with the passing moods of +the workers' democracy!"_ He continued by stating the _"Party is obliged to +maintain its dictatorship . . . regardless of temporary vacillations even in +the working class . . . The dictatorship does not base itself at every moment +on the formal principle of a workers' democracy."_ [quoted by M. Brinton, +**The Bolsheviks and Workers' Control**, p. 78] + +Of course, such a position follows naturally from Lenin's theory from **What +is to be Done?** that _"the working class, exclusively by their own effort, is +able to develop only trade union consciousness . . . The theory of socialism +[i.e. Marxism], however, grew out of the philosophic, historical and economic +theories that were elaborated by the educated representatives of the +propertied classes, the intellectuals . . . the theoretical doctrine of +Social-Democracy arose quite independently of the spontaneous growth of the +labour movement; it arose as a natural and inevitable outcome of ideas among +the revolutionary socialist intelligentsia."_ This meant that _"Social +Democratic [i.e. socialist] consciousness . . . could only be brought to them +from without."_ [**Essential Lenin**, pp. 74-5] + +For Leninists, if the workers' act in ways opposed to by the party, then the +party has the right to ignore, even repress, the workers -- they simply do not +(indeed, cannot) understand what is required of them. They cannot reach +_"socialist consciousness"_ by their own efforts -- indeed, their opinions can +be dismissed as _"there can be no talk of an independent ideology being +developed by the masses of the workers in the process of their movement **the +only choice is**: either bourgeois or socialist ideology . . . to belittle +socialist ideology **in any way**, to **deviate from it in the slightest +degree** means strengthening bourgeois ideology . . . the **spontaneous** +development of the labour movement leads to it becoming subordinated to +bourgeois ideology."_ [**Op. Cit.**, p. 82] Given that the socialist ideology +cannot be communicated without the vanguard party, this means that the +**party** can ignore the wishes of the masses simply because such wishes +**must be** influenced by "bourgeois" ideology. Thus Leninism contains within +itself the justification for eliminating democracy within the revolution. From +Lenin's arguments to Bolshevik actions during the revolution and Trotsky's +assertions in 1921 is only a matter of time -- and **power**. + +In other words, the SWP's _"Battle of Ideas"_ becomes, once the vanguard is in +power, just a battle: + +> _"Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[Lenin, **Collected Works**, vol. 24, p. 170] + +Significantly, of the 17 000 camp detainees on whom statistical information +was available on 1 November 1920, peasants and workers constituted the largest +groups, at 39% and 34% respectively. Similarly, of the 40 913 prisoners held +in December 1921 (of whom 44% had been committed by the Cheka) nearly 84% were +illiterate or minimally educated, clearly, therefore, either peasants of +workers. [George Leggett, **The Cheka: Lenin's Political Police**, p. 178] +Needless to say, Lenin failed to mention this aspect of his system in **The +State and Revolution**, as do the SWP in their article. + +It is hard to combine these facts and the SWP's comments with the claim that +the "workers' state" is an instrument of class rule -- after all, Lenin is +acknowledging that coercion will be exercised against members of the working +class as well. The question of course arises -- who decides what a +_"wavering"_ or _"unstable"_ element is? Given their comments on the role of +the party and the need for the party to assume power, it will mean in practice +whoever rejects the government's decisions (for example, strikers, local +soviets which reject central decrees and instructions, workers who vote for +anarchists or parties other than the Bolshevik party in elections to soviets, +unions and so on, socialists and anarchists, etc.). Given a hierarchical +system, Lenin's comment is simply a justification for state repression of its +enemies (including elements within, or even the whole of, the working class). + +It could be argued, however, that workers could use the soviets to recall the +government. However, this fails for two reasons. + +Firstly, the Leninist state will be highly centralised, with power flowing +from the top-down. This means that in order to revoke the government, all the +soviets in all parts of the country must, at the same time, recall their +delegates and organise a national congress of soviets (which, we note, is not +in permanent session). The local soviets are bound to carry out the commands +of the central government (to quote the Soviet constitution of 1918 -- they +are to _"carry out all orders of the respective higher organs of the soviet +power"_). Any independence on their part would be considered _"wavering"_ or +an expression of _"unstable"_ natures and so subject to _"revolutionary +coercion"_. In a highly centralised system, the means of accountability is +reduced to the usual bourgeois level -- vote in the general election every few +years (which, in any case, can be annulled by the government if its dislikes +the _"passing moods"_ expressed by them). As can be seen above, the Bolsheviks +did disband soviets when they considered the wrong (i.e. _"wavering"_ or +_"unstable"_) elements had been elected to them and so a highly centralised +state system cannot be responsive to real control from below. + +Secondly, _"revolutionary coercion"_ against _"wavering"_ elements does not +happen in isolation. It will encourage critical workers to keep quiet in case +they, too, are deemed _"unstable"_ and become subject to _"revolutionary"_ +coercion. As a government policy it can have no other effect than deterring +democracy. + +Thus Leninist politics provides the rationale for eliminating even the limited +role of soviets for electing the government they hold in that ideology. The +Leninist conception of workers' councils is purely instrumental. In 1907, +Lenin argued that: + +> _"the Party . . . has never renounced its intention of utilising certain +non-party organisations, such as the Soviets of Workers' Deputies . . . to +extend Social-Democratic influence among the working class and to strengthen +the Social-Democratic labour movement . . . the incipient revival creates the +opportunity to organise or utilise non-party working-class institutions, such +as Soviets . . . for the purpose of developing the Social-Democratic movement; +at the same time the Social-Democratic Party organisations must bear in mind +if Social-Democratic activities among the proletarian masses are properly, +effectively and widely organised, such institutions may actually become +superfluous."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +pp. 209-10] + +As can be seen from the experiences of Russia under Lenin, this perspective +did not fundamentally change -- given a conflict between the councils and the +party, the party always came first and soviets simply superfluous. + +## 15\. Why is the SWP's support for centralisation anti-socialist? + +The SWP continue: + +> _"Centralism is needed above all because the capitalist state is +centralised. The police, media moguls, employers, the state bureaucracy and +governments act in a concerted way to protect the system."_ + +Very true. However, the SWP fail to analyse **_why_** the state is +centralised. Simply put, the state is centralised to **facilitate minority +rule** by excluding the mass of people from taking part in the decision making +processes within society. This is to be expected as social structures do not +evolve by chance -- rather they develop to meet specific needs and +requirements. The specific need of the ruling class is to rule and that means +marginalising the bulk of the population. Its requirement is for minority +power and this is transformed into the structure of the state and capitalist +company. The SWP assume that centralisation is simply a tool without content. +Rather, it is a tool that has been fashioned to do a specific job, namely to +exclude the bulk of the population from the decision making process. It is +designed that way and can have no other result. For that reason anarchists +reject centralisation. As the justly famous Sonvillier Circular argued: _"How +could one expect an egalitarian society to emerge out of an authoritarian +organisation? It is impossible."_ [quoted by Brian Morris, **Bakunin: The +Philosophy of Freedom**, p. 61] + +Thus Rudolf Rocker: + +> _"For the state centralisation is the appropriate form of organisation, +since it aims at the greatest possible uniformity in social life for the +maintenance of political and social equilibrium. But for a movement whose very +existence depends on prompt action at any favourable moment and on the +independent thought and action of its supporters, centralism could but be a +curse by weakening its power of decision and systematically repressing all +immediate action. If, for example, as was the case in Germany, every local +strike had first to be approved by the Central, which was often hundreds of +miles away and was not usually in a position to pass a correct judgement on +the local conditions, one cannot wonder that the inertia of the apparatus of +organisation renders a quick attack quite impossible, and there thus arises a +state of affairs where the energetic and intellectually alert groups no longer +serve as patterns for the less active, but are condemned by these to +inactivity, inevitably bringing the whole movement to stagnation. Organisation +is, after all, only a means to an end. When it becomes an end in itself, it +kills the spirit and the vital initiative of its members and sets up that +domination by mediocrity which is the characteristic of all bureaucracies."_ +[**Anarcho-Syndicalism**, p. 54] + +Just as the capitalist state cannot be utilised by the working class for its +own ends, capitalist/statist organisational principles such as appointment, +autocratic management, centralisation and delegation of power and so on cannot +be utilised for social liberation. They are not designed to be used for that +purpose (and, indeed, they were developed in the first place to stop it and +enforce minority rule!). + +The implication of the SWP's argument is that centralisation is required for +co-ordinated activity. Anarchists disagree. Yes, there is a need for co- +ordination and joint activity, but that must be created from below, in new +ways that reflect the goals we are aiming for. During the Spanish Revolution +anarchists organised militias to fight the fascists. One was lead by anarchist +militant Durruti. His military adviser, Prez Farras, a professional soldier, +was concerned about the application of libertarian principles to military +organisation. Durruti replied: + +> _"I have already said and I repeat; during all my life, I have acted as an +anarchist. The fact of having been given political responsibility for a human +collective cannot change my convictions. It is under these conditions that I +agreed to play the role given to me by the Central Committee of the Militias. + +> + +> "I thought -- and what has happened confirms my belief -- that a +workingmen's militia cannot be led according to the same rules as an army. I +think that discipline, co-ordination and the fulfilment of a plan are +indispensable. But this idea can no longer be understood in the terms of the +world we have just destroyed. We have new ideas. We think that solidarity +among men must awaken personal responsibility, which knows how to accept +discipline as an autonomous act. + +> + +> "Necessity imposes a war on us, a struggle that differs from many of those +that we have carried on before. But the goal of our struggle is always the +triumph of the revolution. This means not only victory over the enemy, but +also a radical change in man. For this change to occur, man must learn to live +in freedom and develop in himself his potentialities as a responsible +individual. The worker in the factory, using his tools and directing +production, is bringing about a change in himself. The fighter, like the +worker, uses his gun as a tool and his acts must lead to the same goals as +those of the worker. + +> + +> "In the struggle he cannot act like a soldier under orders but like a man +who is conscious of what he is doing. I know it is not easy to get such a +result, but what one cannot get by reason, one can never get through force. If +our revolutionary army must be maintained through fear, we will have changed +nothing but the colour of fear. It is only by freeing itself from fear that a +free society can be built."_ [quoted by Abel Paz, **Durruti: The People +Armed**, p. 224] + +Durruti's words effectively refute the SWP's flawed argument. We need to +organise, co-ordinate, co-operate our activities but we cannot do so in +bourgeois ways. We need to discover new ways, based on libertarian ideas and +not capitalist ones like centralisation. + +Indeed, this conflict between the Leninist support for traditional forms of +organisational structure and the new forms produced by workers in struggle +came into conflict during the Russian Revolution. One such area of conflict +was the factory committee movement and its attempts at workers' self- +management of production. As historian A.S. Smith summarises: + +> _"Implicit in the movement for workers' control was a belief that capitalist +methods cannot be used for socialist ends. In their battle to democratise the +factory, in their emphasis on the importance of collective initiatives by the +direct producers in transforming the work situation, the factory committees +had become aware -- in a partial and groping way, to be sure -- that factories +are not merely sites of production, but also of reproduction -- the +reproduction of a certain structure of social relations based on the division +between those who give orders and those who take them, between those who +direct and those who execute . . . inscribed within their practice was a +distinctive vision of socialism, central to which was workplace democracy. + +> + +> "Lenin believed that socialism could be built only on the basis of large- +scale industry as developed by capitalism, with its specific types of +productivity and social organisation of labour. Thus for him, capitalist +methods of labour-discipline or one-man management were not necessarily +incompatible with socialism. Indeed, he went so far as to consider them to be +inherently progressive, failing to recognise that such methods undermined +workers' initiative at the point of production. This was because Lenin +believed that the transition to socialism was guaranteed, ultimately, not by +the self-activity of workers, but by the 'proletarian' character of state +power. . . There is no doubt that Lenin did conceive proletarian power in +terms of the central state and lacked a conception of localising such power at +the point of production."_ [**Red Petrograd**, pp. 261-2] + +The outcome of this struggle was the victory of the Bolshevik vision (as it +had state power to enforce it) and the imposition of apparently "efficient" +capitalist methods of organisation. However, the net effect of using (or, more +correctly, imposing) capitalist organisations was, unsurprisingly, the re- +introduction of capitalist social relations. Little wonder the Russian +Revolution quickly became just another form of capitalism -- _**state_** +capitalism where the state appointed manager replaced the boss and the +workers' position remained identical. Lenin's attempts to centralise +production simply replaced workers' power at the point of production with that +of state bureaucrats. + +We must point out the central fallacy of the SWP's argument. Essentially they +are arguing you need to fight fire with fire. They argue that the capitalist +class is centralised and so, in order to defeat them, so must we. +Unfortunately for the SWP, you do not put a fire out with fire, you put fire +out with water. Therefore, to defeat centralised system you need decentralised +social organisation. Such decentralisation is required to include the bulk of +the population in the revolutionary struggle and does not imply isolation. A +decentralised movement does not preclude co-ordination or co-operation but +that co-ordination must come from below, based on federal structures, and not +imposed from above. + +So a key difference between anarchism and Marxism on how the movement against +capitalism should organise in the here and now. Anarchists argue that it +should prefigure the society we desire -- namely it should be self-managed, +decentralised, built and organised from the bottom-up in a federal structure. +This perspective can be seen from the justly famous Sonvillier Circular: + +> _"The future society should be nothing but a universalisation of the +organisation which the International will establish for itself. We must +therefore take care to bring this organisation as near as possible to our +ideal . . . How could one expect an egalitarian and free society to grow out +of an authoritarian organisation? That is impossible. The International, +embryo of the future human society, must be, from now on, the faithful image +of our principles of liberty and federation."_ [quoted by Marx, **Fictitious +Splits in the International**] + +Of course, Marx replied to this argument and, in so doing, misrepresented the +anarchist position. He argued that the Paris Communards _"would not have +failed if they had understood that the Commune was 'the embryo of the future +human society' and had cast away all discipline and all arms -- that is, the +things which must disappear when there are no more wars!"_ [**Ibid.**] +Needless to say this is simply a slander on the anarchist position. +Anarchists, as the Circular makes clear, recognise that we cannot totally +reflect the future and so the current movement can only be _"as near as +possible to our ideal."_ Thus we have to do things, such as fighting the +bosses, rising in insurrection, smashing the state or defending a revolution, +which we would not have to do in a socialist society but that does not imply +we should not try and organise in a socialist way in the here and now. Such +common sense, unfortunately, is lacking in Marx who instead decided to utter +nonsense for a cheap polemical point. + +Therefore, if we want a revolution which is more than just a change in who the +boss is, we must create new forms of organisation and struggle which do not +reproduce the traits of the world we are fighting. To put out the fire of +class society, we need the water of a classless society and so we should +organise in a libertarian way, building the new world in the shell of the old. + +## 16\. Why is the SWP wrong about the A16 Washington D.C. demo? + +As an example of why Marxism is better than anarchism they give an example: + +> _"Protesters put up several roadblocks during the major anti-capitalist +demonstration in Washington in April of this year. The police tried to clear +them. The question arose of what the protesters should do. + +> + +> "Some wanted to try to maintain the roadblocks. Others thought the best +tactic was to reorganise the protests into one demonstration. Instead of +coming to a clear decision and acting on it, the key organiser of the whole +event told people at each roadblock to do what they thought was right. + +> + +> "The resulting confusion weakened all the protests."_ + +Firstly, we must point out that this argument is somewhat ironic coming from a +party that ignored the agreed plan during the Prague anti-WTO demonstration +and did _"what they thought was right"_ (see [section +13](append34.html#app13)). Indeed, the various anti-capitalist demonstrations +have been extremely effective and have been organised in an **anarchist** +manner thus refuting the SWP. + +Secondly, unfortunately for the SWP, they have the facts all wrong. The World +Bank/IMF complex in Washington DC was extremely difficult to blockade. The +police blocked over 50 blocks on the day of the demonstration to travel. DC +has very wide streets. Many World Bank and IMF Delegates spent the night in +those buildings, or came in early in the morning long before sunrise. This +calls into question whether a blockade was the best strategy considering the +logistic details involved (the Blockade strategy was abandoned for the +Republican and Democratic Party Conference demonstrations). In addition to the +blockades, there was an officially permitted rally blocks away from the +action. + +The tactical process worked in practice like this. While there was an original +plan agreed to by consensus at the beginning of the blockades by all affinity +groups, with groups picking which intersection to occupy and which tactics to +use, there was a great deal of flexibility as well. There were several flying +columns that moved from intersection to intersection reinforcing barricades +and increasing numbers where it looked like police might charge. The largest +of these was the Revolutionary Anti-Capitalist Bloc (_"the Black Bloc"_) made +up mostly of class-struggle anarchists but included a number of other left +libertarians (such as council communists and autonomists). The RACB officially +maintained its autonomy within the demonstration and worked with others when +and where it could. The affinity groups of the RACB would come to quick +decisions on what to do. Often, they would quickly respond to the situation; +usually their appearance was enough for the cops to fall back after a few +tense moments. + +By early afternoon, the various affinity groups manning the blockades were +informed that the blockades had failed, and enough delegates had made it +inside that the meeting was continuing inside with only a short delay. So the +question came of what to do next? There were varying opinions. Some affinity +groups favoured maintaining their blockades symbolically as an act of defiance +and hoping to slow the dispersion of World Bank/IMF representatives as they +left the meeting. Others wished to have a victory march around the area. +Others wanted to join the rally. Some wanted to march on the World Bank and +try for an occupation. There was no consensus. After much discussion between +the affinity groups, a decision was reached. + +The RACB was divided between two choices -- either join with the rally or +march on the Bank. There was a lot of negotiation back and forth between +affinity groups. A compromise was reached. The RACB would move to each +blockade in order and provide cover for those locked down to unlock and safely +merge with the growing march so that attempts could be made the next day do +blockade. The march continued to swell as it made its way along the route, +eventually merging with the crowd at the permitted demonstration. + +A decision was made. Perhaps it wasn't the most militant. Perhaps it did not +foresee that the next day would lack the numbers to even attempt a successful +blockade. But arrests on the demonstration were kept to a minimum, a large +show of strength was put on and strong feelings of solidarity and camaraderie +grew. The cops could only control a few square blocks, the rest of the city +was ours. And it was a decision that everyone had a part in making, and one +that everyone could live with. It's called self-management, perhaps it isn't +always the fastest method of making decisions, but it is the best one if you +desire freedom. + +Of course, the last thing the SWP would want to admit is that anarchists led +the victory march around Washington D.C. without a permit, without marshals, +without many arrests and a minimal amount of violence! Of all the recent +demonstrations in the U.S. the black bloc was the largest and most well +received at Washington. Moreover, that demonstration showed that +decentralised, federal organisation worked in practice. Each affinity group +participated in the decision making process and an agreement reached between +all involved. Centralisation was not required, no centre imposed the decision. +Rather than weaken the protests, decentralisation strengthened it by involving +all in the decision making process. Little wonder the SWP re-wrote history. + +## 17\. Why does the SWP's Washington example refute the SWP's own argument +and not anarchism? + +However, let us assume that the SWP's fictional account of the A16 +demonstration (see [ last section](append34.html#app16)) was, in fact, true. +What does it actually mean? We must point out its interesting logic. They +argue that the protests had a _"key organiser"_ which means they were +centralised. They argue that the protestors looked to that person for +direction. Unfortunately that person could not come to a _"clear decision"_ +and instead handed back decision making to each roadblock. In other words, +centralisation failed, not federalism. Moreover, the state would have had a +simple means to destroy the demonstration -- arrest the _"key organiser."_ In +a centralised system, without a centre, the whole structure collapses -- +without someone giving orders, nothing is done. + +In a federal structure each roadblock would have sent a delegate to a council +to co-ordinate struggle (which, we stress, was what actually did happen). To +quote Bakunin, _"there will be a federation of the standing barricades and a +Revolutionary Communal Council will operate on the basis of one or two +delegates from each barricade . . . these deputies being invested with binding +mandates and accountable and revocable at all times."_ [**No Gods, No +Masters**, vol. 1, p. 155] In the SWP's version of history, the blockades did +not do this and so, unsurprisingly, without organisation, there was confusion. +As an argument against anarchism it is useless. So the SWP's fictional example +is an argument against centralisation -- of placing decision-making power at +the centre. In their story, faced with the task of co-ordinating actions which +they had no knowledge of, the _"key organiser"_ could not act and by not +having a federal structure, the roadblocks were weakened due to lack of co- +ordination. In reality, a federal structure existed within the demonstration, +each roadblock and affinity group could take effective action instantly to +counter the police, without waiting for instructions from the centre, as well +as communicate what has happening to other roadblocks and come to common +agreements on what action to take. The Washington demonstration -- like the +other anti-capitalist demonstrations -- showed the effectiveness of anarchist +principles, of decentralisation and federalism from the bottom up. + +So the SWP's analysis of the Washington demonstration is faulty on two levels. +Firstly, their account is not accurate. The demonstration was organised in a +decentralised manner and worked extremely well. Secondly, even if their +account was not fiction, it proves the failure of centralisation, not +federalism. + +They draw a lesson from their fictional account: + +> _"The police, needless to say, did not 'decentralise' their decision making. +They co-ordinated across the city to break the protests."_ + +Such an analogy indicates the bourgeois and authoritarian nature of the SWP's +politics. They do not understand that the capitalist state and workplace is +centralised for a reason. It is to concentrate power into the hands of a few, +with the many reduced to mere order takers. It is the means by which bourgeois +rule is enforced + +Moreover, they seem to be arguing that if we followed the example of the +bourgeois state, of the organisational structure of the police or the army, +then we would be as "effective" as they are. They are, in effect, arguing that +the anti-capitalist movement should reproduce the regulated docility of the +police force into its ranks, reproduce the domination of a few bosses at the +top over a mass of unquestioning automations at the bottom. As Murray Bookchin +argued, the Leninist _"has always had a grudging admiration and respect for +that most inhuman of all hierarchical institutions, the military."_ [**Toward +an Ecological Society**, p. 254f] The SWP prove him right. + +## 18\. Why is a "revolutionary party" a contradiction in terms? + +They continue by arguing that _"Anarchists say a revolutionary party is at +best unnecessary and at worst another form of authoritarianism. But they +cannot avoid the problems that a revolutionary party addresses."_ In reality, +while anarchists reject the "revolutionary" party, they do not reject the need +for an anarchist federation to spread anarchist ideas, convince others of our +ideas and to give a lead during struggles. We reject the Bolshevik style +"revolutionary party" simply because it is organised in a centralised, +bourgeois, fashion and so produces all the problems of capitalist society +within so-called revolutionary organisations. As the anarchists of Trotwatch +explain, such a party leaves much to be desired: + +> _"In reality, a Leninist Party simply reproduces and institutionalises +existing capitalist power relations inside a supposedly 'revolutionary' +organisation: between leaders and led; order givers and order takers; between +specialists and the acquiescent and largely powerless party workers. And that +elitist power relation is extended to include the relationship between the +party and class."_ [**Carry on Recruiting!**, p. 41] + +Such an organisation can never create a socialist society. In contrast, +anarchists argue that socialist organisations should reflect as much as +possible the future society we are aiming to create. To build organisations +which are statist/capitalistic in structure cannot do other than reproduce the +very problems of capitalism/statism into them and so undermine their +liberatory potential. As Murray Bookchin puts it: + +> _"The 'glorious party,' when there is one, almost invariably lags behind the +events . . . In the beginning . . . it tends to have an inhibitory function, +not a 'vanguard' role. Where it exercises influence, it tends to slow down the +flow of events, not 'co- ordinate' the revolutionary forced. This is not +accidental. The party is structured along hierarchical lines **that reflect +the very society it professes to oppose** . . . Its membership is schooled in +obedience . . . The party's leadership, in turn, is schooled in habits born of +command, authority, manipulation . . . Its leaders . . . lose contact with the +living situation below. The local groups, which know their own immediate +situation better than any remote leaders, are obliged to subordinate their +insights to directives from above. The leadership, lacking any direct +knowledge of local problems, responds sluggishly and prudently. . . + +> + +> "The party becomes less efficient from a revolutionary point of view the +more it seeks efficiency by means of hierarchy, cadres and centralisation. +Although everyone marches in step, the orders are usually wrong, especially +when events begin to move rapidly and take unexpected turns-as they do in all +revolutions. The party is efficient in only one respect-in moulding society in +its own hierarchical imagine if the revolution is successful. It recreates +bureaucracy, centralisation and the state. It fosters the bureaucracy, +centralisation and the state. It fosters the very social conditions which +justify this kind of society. Hence, instead of 'withering away,' the state +controlled by the 'glorious party' preserves the very conditions which +'necessitate' the existence of a state -- and a party to 'guard' it. + +> + +> "On the other hand, this kind of party is extremely vulnerable in periods of +repression. The bourgeoisie has only to grab its leadership to destroy +virtually the entire movement. With its leaders in prison or in hiding, the +party becomes paralysed; the obedient membership had no one to obey and tends +to flounder . . . + +> + +> "[T]he Bolshevik leadership was ordinarily extremely conservative, a trait +that Lenin had to fight throughout 1917 -- first in his efforts to reorient +the Central Committee against the provisional government (the famous conflict +over the 'April Theses'), later in driving the Central Committee toward +insurrection in October. In both cases he threatened to resign from the +Central Committee and bring his views to 'the lower ranks of the party.'"_ +[**Post-Scarcity Anarchism**, pp. 194-9] + +Thus the example of the "successful" Russian Revolution indicates the weakness +of Leninism -- Lenin had to fight the party machine he helped create in order +to get it do anything revolutionary. Hardly a good example of a +"revolutionary" party. + +But, then again, the SWP know that anarchists do not reject the need for +anarchists to organise as anarchists to influence the class struggle. As they +argue, _"Anarchism's attempts to deal with them have been far less effective +and less democratic."_ The question is not of one of **whether** +revolutionaries should organise together but **how** they do this. And as we +shall see in the next four sections, the SWP's examples of revolutionary +anarchist organisations are either unique and so cannot be generalised from +(Bakunin's ideas on revolutionary organisation), or false (the F.A.I. was +**not** organised in the way the SWP claim). Indeed, the simple fact is that +the SWP **ignore** the usual ways anarchists organise as anarchists and yet +try and draw conclusions about anarchism from their faulty examples. + +## 19\. Do anarchists operate _"in secret"_? + +They continue: + +> _"All the major anarchist organisations in history have been centralised but +have operated in secret."_ + +It is just as well they say _"all the major anarchist organisations,"_ it +allows them to ignore counter-examples. We can point to hundreds of anarchist +organisations that are/were not secret. For example, the Italian Anarchist +Union (IAU) was a non-secret organisation. Given that the IAU had around 20 +000 members in 1920, we wonder by what criteria the SWP excludes it from being +a _"major anarchist organisation"_? After all, estimates of the membership of +the F.A.I. (one of the SWP's two _"major"_ anarchist organisations) vary from +around 6 000 to around 30 000. Bakunin's "Alliance" (the other SWP example) +amounted to, at most, under 100. In terms of size, the IAU was equal to the +F.A.I. and outnumbered the "Alliance" considerably. Why was the UAI not a +_"major anarchist organisation"_? + +Another, more up to date, example is the French Anarchist Federation which +organises today. It as a weekly paper and groups all across France as well as +in Belgium. That is not secret and is one of the largest anarchist +organisations existing today (and so, by anyone's standards _"a major +anarchist organisation"_). We wonder why the SWP excludes it? Simply because +they know their generalisation is false? + +Therefore, as can be seen, the SWP's claim is simply a lie. Few anarchist +organisations have been secret. Those that have been secret have done so when +conditions demanded it (for example, during periods of repression and when +operating in countries with authoritarian governments). Just as Marxist +organisations have done. For example, the Bolsheviks were secret for great +periods of time under Tsarism and, ironically enough, the Trotskyist- +Zinovievist **United Opposition** had to resort to secret and conspiratorial +organisation to reach the Russian Communist Party rank and file in the 1920s. +Therefore, to claim that anarchists have some sort of monopoly of secret +organising is simply a lie -- Marxists, like anarchists, have sometimes +organised in secret when they have been forced to by state repression or +likelihood of state repression. It is not a principle but, rather, sometimes a +necessity. As anyone with even a basic grasp of anarchist history would know. + +Similarly for the SWP's claims that _"all the major anarchist organisations in +history have been centralised."_ Such a claim is also a lie, as we shall prove +in the sections [20](append34.html#app20) and [22](append34.html#app22). + +## 20\. Why is the SWP wrong about Bakunin's organisation? + +As an example of a _"major anarchist organisation"_ the SWP point to Bakunin +and the organisations he created: + +> _"The 19th century theorist of anarchism Mikhail Bakunin's organisation had +a hierarchy of committees, with half a dozen people at the top, which were not +under the democratic control of its members."_ + +Firstly, we have to wonder why anyone would have wanted to join Bakunin's +group if they had no say in the organisation. Also, given that communication +in the 19th century was extremely slow, such an organisation would have spent +most of its time waiting for instructions from above. Why would anyone want to +join such a group? Simple logic undermines the SWP's argument. + +Secondly, we should also point out that the Bolshevik party itself was a +secret organisation for most of its life in Tsarist Russia. Bakunin, an exile +from that society, would have been aware, like the Bolsheviks, of the +necessity of secret organising. Moreover, having spent a number of years +imprisoned by the Tsar, Bakunin would not have desired to end up **back** in +prison after escaping from Siberia to the West. In addition, given that the +countries in which anarchists were operating at the time were not democracies, +in the main, a secret organisation would have been considered essential. As +Murray Bookchin argues, _"Bakunin's emphasis on conspiracy and secrecy can be +understood only against the social background of Italy, Spain, and Russia the +three countries in Europe where conspiracy and secrecy were matters of sheer +survival."_ [**The Spanish Anarchists**, p. 24] The SWP ignore the historical +context. + +Thirdly, the reality of Bakunin's organisation is slightly different from the +SWP's claims. We have discussed this issue in great detail in [section +J.3.7](secJ3.html#secj37) of the FAQ. However, it is useful to indicate the +type of organisation Bakunin thought was necessary to aid the revolution. If +we do, it soon becomes clear that the SWP's claim that it was _"not under the +democratic control of its members"_ is not true. To do so we shall quote from +his letter to the Russian Nihilist Sergy Nechayev in which he explains the +differences in their ideas. He discusses the _"principles and mutual +conditions"_ for a _"new society"_ of revolutionaries in Russia (noting that +this was an _"outline of a plan"_ which _"must be developed, supplemented, and +sometimes altered according to circumstances"_): + +> _"Equality among all members and the unconditional and absolute solidarity +-- one for all and all for one -- with the obligation for each and everyone to +help each other, support and save each other. . . + +> + +> "Complete frankness among members and proscription of any Jesuitical methods +in their relationships . . . When a member has to say anything against another +member, this must be done at a general meeting and in his presence. **General +fraternal control** of each other . . . + +> + +> "Everyone's personal intelligence vanished like a river in the sea in the +collective intelligence and all members obey unconditionally the decisions of +the latter. + +> + +> "All members are equal; they know all their comrades and discuss and decide +with them all the most important and essential questions bearing on the +programme of the society and the progress of the cause. The decision of the +general meeting is absolute law. . . + +> + +> "The society chooses an Executive Committee from among their number +consisting of three or five members who should organise the branches of the +society and manage its activities in all the regions of the [Russian] Empire +on the basis of the programme and general plan of action adopted by the +decision of the society as a whole. . . + +> + +> "This Committee is elected for an indefinite term. If the society . . . the +People's Fraternity is satisfied with the actions of the Committee, it will be +left as such; and while it remains a Committee each member . . . and each +regional group have to obey it unconditionally, except in such cases where the +orders of the Committee contradict either the general programme of the +principle rules, or the general revolutionary plan of action, which are known +to everybody as all . . . have participated equally in the discussion of them. +. . + +> + +> "In such a case members of the group must halt the execution of the +Committee's orders and call the Committee to judgement before the general +meeting . . . If the general meeting is discontented with the Committee, it +can always substitute another one for it. . . + +> + +> "Any member or any group is subject to judgement by the general meeting . . +. + +> + +> "No new Brother can be accepted without the consent of all or at the very +least three-quarters of all the members. . . + +> + +> "The Committee divides the members . . . among the Regions and constitutes +Regional groups of leaderships from them . . . Regional leadership is charged +with organising the second tier of the society -- the **Regional Fraternity**, +on the basis of the same programme, the same rules, and the same revolutionary +plan. . . + +> + +> "All members of the **Regional Fraternity** know each other, but do not know +of the existence of the **People's Fraternity.** They only know that there +exists a **Central Committee** which hands down to them their orders for +execution through **Regional Committee** which has been set up by it, i.e. by +the **Central Committee** . . . + +> + +> "Each Regional Committee will set up **District** Committees from members of +the **Regional Fraternity** and will appoint and replace them. . . . + +> + +> "District Committees can, if necessary and only with the consent of the +Regional Committee, set up a third tier of the organisation -- **District +Fraternity** with a programme and regulations as near as possible to the +general programme and regulations of the People's Fraternity. The programme +and regulations of the District Fraternity will not come into force until they +are discussed and passed by the general meeting of the Regional Fraternity and +have been confirmed by the Regional Committee. . . + +> + +> "Jesuitical control . . . are totally excluded from all three tiers of the +secret organisation . . . The strength of the whole society, as well as the +morality, loyalty, energy and dedication of each member, is based exclusively +and totally on the shared truth, sincerity and trust, and on the open +fraternal control of all over each one."_ [cited by Michael Confino, +**Daughter of a Revolutionary**, pp. 264-6] + +As can be seen, while there is much in Bakunin's ideas that few anarchists +would agree to, it cannot be said that it was **not** under the _"democratic +control of its members."_ The system of committees is hardly libertarian but +neither is it the top-down dictatorship the SWP argue it was. For example, the +central committee was chosen by the _"general meeting"_ of the members, which +also decided upon the _"programme of the society and the progress of the +cause."_ Its _"decision"_ was _"absolute law"_ and the central committee could +be replaced by it. Moreover, the membership could ignore the decisions of the +central committee if it _"contradict[ed] either the general programme of the +principle rules, or the general revolutionary plan of action, which are known +to everybody as all . . . have participated equally in the discussion of +them."_ Each tier of the organisation had the same _"programme and +regulations."_ Anarchists today would agree that Bakunin's plan was extremely +flawed. The appointment of committees from above is hardly libertarian, even +given that each tier had the same _"regulations"_ and so general meetings of +each Fraternity, for example. However, the SWP's summary of Bakunin's ideas, +as can be seen, is flawed. + +Given that no other anarchist group or federation operated in this way, it is +hard to generalise from Bakunin's flawed ideas on organisation to a conclusion +about anarchism. But, of course, this is what the SWP do -- and such a +generalisation is simply a lie. The example of the F.A.I., the SWP's other +example, indicates how most anarchist organisations work in practice -- +namely, a decentralised federation of autonomous groups (see [section +22](append34.html#app22)). + +Moreover, as we will indicate in the [next section](append34.html#app21), the +SWP have little reason to attack Bakunin's ideas. This is because Lenin had +similar (although not identical) ones on the question of organising +revolutionaries in Tsarist Russia and because the SWP are renown for their +leadership being secretive, centralised, bureaucratic and top-down. + +In summary, anarchists agree with the SWP that Bakunin's ideas are not to be +recommended while pointing out that the likes of the SWP fail to provide an +accurate account of their internal workings (i.e. they were more democratic +than the SWP suggest), the role Bakunin saw for them in the labour movement +and revolution or the historical context in which they were shaped. Moreover, +we also argue that their comments against Bakunin, ironically, apply with +equal force to their own party which is renown, like all Bolshevik-style +parties, as being undemocratic, top-down and authoritarian. We turn to this +issue in the [next section.](append34.html#app21) + +## 21\. Why is the SWP's attack on Bakunin's organisation ironic? + +That the SWP attack Bakunin's organisational schema (see [last +section](append34.html#app20)) is somewhat ironic. After all, the Bolshevik +party system had many of the features of Bakunin's organisational plan. If +Bakunin, quite rightly, should be attacked for certain aspects of these ideas, +then so must Bolshevik parties like the SWP. + +For example, Lenin argued in favour of centralisation and secrecy in his work +**What is to be Done?**. In this work he argued as follows: + +> _"The active and widespread participation of the masses will not suffer; on +the contrary, it will benefit by the fact that a 'dozen' experienced +revolutionaries, no less professionally trained than the police, will +centralise all the secret side of the work -- prepare leaflets, work out +approximate plans and **appoint bodies of leaders** for each urban district, +for each factory district and for each educational institution, etc. [our +emphasis] (I know that exception will be taken to my 'undemocratic' views, but +I shall reply to this altogether unintelligent objection later on.) The +centralisation of the most secret functions in an organisation of +revolutionaries will not diminish, but rather increase the extent and the +quality of the activity of a large number of other organisations that are +intended for wide membership and which, therefore, can be as loose and as +public as possible, such as trade unions; workers' circles for self-education +and the reading illegal literature, and socialist and also democratic, circles +for **all other sections of the population**, etc., etc. We must have **as +large a number as possible** of such organisations having the widest possible +variety of functions, but it would be absurd and dangerous **to confuse them +with the organisation of revolutionaries**, to erase the line of demarcation +between them, to make still more the masses' already incredibly hazy +appreciation of the fact that in order to 'serve' the mass movement we must +have people who will devote themselves exclusively to Social-Democratic +activities, and that such people must **train** themselves patiently and +steadfastly to be professional revolutionaries."_ [**The Essential Lenin**, p. +149] + +And: + +> _"The only serious organisational principle the active workers of our +movement can accept is **strict secrecy, strict selection of members**, and +the training of professional revolutionaries. If we possessed these qualities, +something even more than 'democratism' would be guaranteed to us, namely, +complete, comradely, mutual confidence among revolutionaries. And this is +absolutely essential for us, because in Russia it is useless thinking that +democratic control can substitute for it."_ [our emphasis, **Op. Cit.**, p. +162] + +Thus we have Lenin advocating _"strict secrecy, strict selection of members"_ +as well as a centralised party which will _"appoint bodies of leaders for each +urban district, for each factory district and for each educational +institution."_ The parallels with Bakunin's system are clear and are +predominately the result of the identical political conditions both +revolutionaries experienced. While anarchists are happy to indicate and oppose +the non-libertarian aspects of Bakunin's ideas, it is hard for the likes of +the SWP to attack Bakunin while embracing Lenin's ideas on the party, +justifying their more "un-democratic" aspects as a result of the objective +conditions of Tsarism. + +Similar top-down perspectives can be seen from Bolshevism in Power. The 1918 +constitution of the Soviet Union argued that local soviets were to _"carry out +all orders of the respective higher organs of the soviet power."_ In 1919, the +Bolshevik's Eighth Party Congress strengthened party discipline. As Maurice +Brinton notes, the _"Congress ruled that each decision must above all be +fulfilled. Only after this is an appeal to the corresponding Party organ +permissible."_ [**The Bolsheviks and Workers' Control**, p. 55] He quotes the +resolution: + +> _"The whole matter of posting of Party workers is in the hands of the +Central Committee. Its decisions are binding for everyone."_ [**Op. Cit.**, +pp. 55-6] + +This perspective was echoed in the forerunner of the SWP, the **International +Socialists**. In September 1968, the Political Committee of International +Socialism submitted the _"Perspectives for I.S."_ Point 4 said: + +> _"Branches must accept directives from the Centre, unless they fundamentally +disagree with them, in which case they should try to accord with them, while +demanding an open debate on the matter."_ [quoted by Brinton, **Op. Cit.**, p. +55f] + +The parallels with Bakunin's ideas are clear (see [last +section](append34.html#app20)). However, it is to Bakunin's credit that he +argued that while _"each regional group have to obey it [the central +committee] unconditionally"_ he recognised that there existed _"cases where +the orders of the Committee contradict either the general programme of the +principle rules, or the general revolutionary plan of action, which are known +to everybody as all . . . have participated equally in the discussion of +them."_ when this happened, _"members of the group must halt the execution of +the Committee's orders and call the Committee to judgement before the general +meeting . . . If the general meeting is discontented with the Committee, it +can always substitute another one for it."_ Thus, rather than the +unquestioning obedience of the Bolshevik party, who have to obey, then +complain, the members of Bakunin's group did not negate their judgement and +could refuse to carry out orders. + +Therefore, the SWP have a problem. On the one hand, they denounce Bakunin's +ideas of a centralised, secret top-down organisation of revolutionaries. On +the other, the party structure that Lenin recommends is also a tightly +disciplined, centralised, top-down structure with a membership limited to +those who are willing to be professional revolutionaries. They obviously want +to have their cake and eat it too. Unfortunately for them, they cannot. If +they attack Bakunin, they must attack Lenin, not to do so is hypocrisy. + +The simple fact is that the parallels between Bakunin's and Lenin's +organisational ideas cannot be understood without recognising that both +revolutionaries were operating in an autocratic state under conditions of +complete illegality, with a highly organised political police trying to +infiltrate and destroy any attempt to change the regime. Once this is +recognised, the SWP's comments can be seen to be hypocritical in the extreme. +Nor can their feeble attempt to use Bakunin to generalise about all anarchist +organisations be taken seriously as Bakunin's organisations were not _"major"_ +nor were his ideas on secret organisation and organising followed after his +death. They were a product of Bakunin's experiences in Tsarist Russian and not +generic to anarchism (as the SWP know fine well). + +Moreover, many people leave the SWP due to its undemocratic, authoritarian and +bureaucratic nature. The comments by one group of ex-SWP dissidents indicate +the hypocrisy of the SWP's attack on Bakunin: + +> _"The SWP is not democratic centralist but bureaucratic centralist. The +leadership's control of the party is unchecked by the members. New +perspectives are initiated exclusively by the central committee (CC), who then +implement their perspective against all party opposition, implicit or +explicit, legitimate or otherwise. + +> + +> "Once a new perspective is declared, a new cadre is selected from the top +down. The CC select the organisers, who select the district and branch +committees -- any elections that take place are carried out on the basis of +'slates' so that it is virtually impossible for members to vote against the +slate proposed by the leadership. Any members who have doubts or disagreements +are written off as 'burnt out' and, depending on their reaction to this, may +be marginalised within the party and even expelled. + +> + +> [. . .] + +> + +> "The outcome is a party whose conferences have no democratic function, but +serve only to orientate party activists to carry out perspectives drawn up +before the delegates even set out from their branches. At every level of the +party, strategy and tactics are presented from the top down, as pre-digested +instructions for action. At every level, the comrades 'below' are seen only as +a passive mass to be shifted into action, rather than as a source of new +initiatives."_ [ISG, **Discussion Document of Ex-SWP Comrades**] + +They argue that a _"democratic"_ party would involve the _"[r]egular election +of all party full-timers, branch and district leadership, conference +delegates, etc. with the right of recall,"_ which means that in the SWP +appointment of full-timers, leaders and so on is the norm. They argue for the +_"right of branches to propose motions to the party conference"_ and for the +_"right for members to communicate horizontally in the party, to produce and +distribute their own documents."_ They stress the need for _"an independent +Control Commission to review all disciplinary cases (independent of the +leadership bodies that exercise discipline), and the right of any disciplined +comrades to appeal directly to party conference."_ They argue that in a +democratic party _"no section of the party would have a monopoly of +information"_ which indicates that the SWP's leadership is essentially +secretive, withholding information from the party membership. [**Op. Cit.**] +As can be seen, the SWP have little grounds on which to attack Bakunin given +this damning account of its internal workings. + +Other dissidents argue the same point. In 1991 members in Southampton SWP +asked _"When was the last time a motion or slate to conference was opposed?"_ +and pointed out: + +> _"The CC usually stays the same or changes by one member. Most of the +changes to its composition are made between Conferences. None of the CC's +numerous decisions made over the preceding year are challenged or brought to +account. Even the Pre-Conference bulletins contain little disagreements."_ + +They stress that: + +> _"There is real debate within the SWP, but the framework for discussion is +set by the Central Committee. The agenda's national events . . . are set by +the CC or its appointees and are never challenged . . . Members can only +express their views through Conference and Council to the whole party +indirectly."_ [quoted by Trotwatch, **Carry On Recruiting!**, p. 39 and pp. +40-1] + +Therefore, the SWP does not really have a leg to stand on. While Bakunin's +ideas on organisation are far from perfect, the actual practice of the SWP +places their comments in context. They attack Bakunin while acting in similar +ways while claiming they do not. Anarchists do not hold up Bakunin's ideas on +how anarchists should organise themselves as examples to be followed nor as +particularly democratic (in contrast to his ideas on how the labour movement +and revolution should be organised, which we **do** recommend) -- as the SWP +know. However, the SWP claim they are a revolutionary party and yet their +organisational practices are deeply anti-democratic with a veneer of +(bourgeois) democracy. The hypocrisy is clear. + +Ironically, the ISG dissidents who attack the SWP for being _"bureaucratic +centralist"_ note that _"[a]nybody who has spent time involved in 'Leninist' +organisations will have come across workers who agree with Marxist politics +but refuse to join the party because they believe it to be undemocratic and +authoritarian. Many draw the conclusion that Leninism itself is at fault, as +every organisation that proclaims itself Leninist appears to follow the same +pattern."_ [**Lenin vs. the SWP: Bureaucratic Centralism Or Democratic +Centralism?**] This is a common refrain with Leninists -- when reality says +one thing and the theory another, it must be reality that is at fault. Yes, +every Leninist organisation may be bureaucratic and authoritarian but it is +not the theory's fault that those who apply it are not capable of actually +doing it. Such an application of scientific principles by the followers of +_"scientific socialism"_ is worthy of note -- obviously the usual scientific +method of generalising from facts to produce a theory is inapplicable when +evaluating "scientific socialism" itself. + +One last point. While some may argue that the obvious parallels between +Bakunin's ideas and Lenin's should embarrass anarchists, most anarchists +disagree. This is for four reasons. + +Firstly, anarchists are **not** _"Bakuninists"_ or followers of +_"Bakuninism."_ This means that we do not blindly follow the ideas of +individuals, rather we take what we find useful and reject the flawed and non- +libertarian aspects of their ideas. Therefore, if we think Bakunin's specific +ideas on how revolutionaries should organise are flawed and not libertarian +then we reject them while keeping the bulk of Bakunin's useful and libertarian +ideas as inspiration. We do not slavishly follow individuals or their ideas +but apply critical judgement and embrace what we find useful and reject what +we consider nonsense. + +Secondly, anarchism did not spring fully formed out of Bakunin's (or +Proudhon's or Kropotkin's or whoever's) mind. We expect individuals to make +mistakes, not to be totally consistent, not totally break with their +background. Bakunin clearly did not manage to break completely with his +background as a political exile and an escapee from Tsarist Russia. Hence his +arguments and support for secret organisation -- his experiences, like +Lenin's, pushed him in that direction. Moreover, we should also remember that +Russia was not the only country which the anarchist and labour movements were +repressed during this time. In France, after the defeat of the Paris Commune, +the International was made illegal. The Spanish section of the International +had been proscribed in 1872 and the central and regional authorities repressed +it systematically from the summer of 1873, forcing the organisation to remain +underground between 1874 and 1881. As can be seen, the SWP forget the +historical context when attacking Bakunin's secrecy. + +Thirdly, Bakunin did not, like Lenin, think that _"socialist consciousness"_ +had to be introduced into the working class. He argued that due to the +_"economic struggle of labour and capital"_ a worker who joined the +International Workers' Association _"would inevitably discover, through the +very force of circumstances and through the develop of this struggle, the +political, socialist, and philosophical principles of the International."_ He +thought that working class people were _"**socialists without knowing it**"_ +as _"their most basic instinct and their social situation makes them . . . +earnestly and truly socialist . . . They are socialist because of all the +conditions of their material existence and all the needs of their being. . . +The workers lack neither the potential for socialist aspirations nor their +actuality; they lack socialist thought."_ Thus the _"germs"_ of _"socialist +thought"_ are to _"be found in the instinct of every earnest worker. The goal +. . . is to make the worker fully aware of what he wants."_ The method? The +class struggle itself \-- _"the International relies on the collective +experience he gains in its bosom, especially on the progress of the collective +struggle of the workers against the bosses."_ [**The Basic Bakunin**, p. 100 +and pp. 101-3] + +Bakunin did not deny the importance of those who already are socialists to +organise themselves and _"influence"_ those who were not socialists so that in +_"critical moments [they will] . . . follow the International's lead."_ +However, this influence was **not** to inject socialist ideas into the working +class but rather to aid their development by the _"propagation of its [the +International] ideas and . . . the organisation of its members' natural effect +on the masses."_ As can be seen, Bakunin's ideas on this subject differ +considerably from Lenin's. [**Op. Cit.**, p. 139 and p. 140] + +Unsurprisingly, the programme of the revolutionary organisation had to reflect +the instincts and needs of the working population and must never be imposed on +them. As he argued, the working masses were _"not a blank page on which any +secret society can write whatever it wishes . . . It has worked out, partly +consciously, probably three-quarters unconsciously, its own programme which +the secret society must get to know or guess and to which it must adapt +itself."_ He stresses that once the state _"is destroyed . . . the people will +rise . . . for **their own** [ideal]"_ and anyone _"who tries to foist **his +own** programme on the people will be left holding the baby."_ [quoted in +**Daughter of a Revolutionary**, Michael Confino (ed.), p. 252, p. 254 and p. +256] As he stresses, libertarian socialist ideas come from the masses and not +from outside them: + +> _"In opposition to . . . oppressive statist orientations . . . an entirely +new orientation finally arose from the depths of the proletariat itself . . . +It proceeds directly to the abolition of all exploitation and all political or +juridical as well as governmental and bureaucratic oppression, in other words, +to the abolition of all classes . . . and the abolition of their last +buttress, the state. + +> + +> "That is the program of social revolution."_ [**Statism and Anarchy**, pp. +48-9] + +Therefore, for Bakunin, the revolutionary organisation did not play the same +role as for Lenin. It existed to aid the development of socialist +consciousness within the working class, not inject that consciousness into a +mass who cannot develop it by their own efforts. The difference is important +as Lenin's theory justified the substitution of party power for workers power, +the elimination of democracy and the domination of the party over the class it +claimed to represent. Bakunin, recognising that socialist ideas are +_"instinctive"_ in the working class due to their position in society and +their everyday experiences, could not do this as the organisation existed to +clarify these tendencies, not create them in the first place and inject them +into the masses. + +Lastly, the role the organisation plays in the workers' movement and +revolution are distinctly different. As Bakunin constantly stressed, the +secret organisation must never take state power. As he put it, the _"main +purpose and task of the organisation"_ would be to _"help the people to +achieve self-determination."_ It would _"not threaten the liberty of the +people because it is free from all official character"_ and _"not placed above +the people like state power."_ Its programme _"consists of the fullest +realisation of the liberty of the people"_ and its influence is _"not contrary +to the free development and self-determination of the people, or its +organisation from below according to its own customs and instincts because it +acts on the people only by the natural personal influence of its members who +are not invested with any power."_ Thus the revolutionary group would be the +_"helper"_ of the masses, with an _"organisation within the people itself."_ +[quoted by Michael Confino, **Op. Cit.**, p. 259, p. 261, p. 256 and p. 261] +The revolution itself would see _"an end to all masters and to domination of +every kind, and the free construction of popular life in accordance with +popular needs, not from above downward, as in the state, but from below +upward, by the people themselves, dispensing with all governments and +parliaments -- a voluntary alliance of agricultural and factory worker +associations, communes, provinces, and nations; and, finally, . . . universal +human brotherhood triumphing on the ruins of all the states."_ [**Statism and +Anarchy**, p. 33] + +As can be seen, instead of seeking state power, as Lenin's party desired, +Bakunin's would seek _"natural influence"_ rather than _"official influence."_ +As we argued in [section J.3.7](secJ3.html#secj37), this meant influencing the +class struggle and revolution within the mass assemblies of workers' +associations and communes and in their federations. Rather than seek state +power and official leadership positions, as the Leninist party does, Bakunin's +organisation rejected the taking of hierarchical positions in favour of +working at the base of the organisation and providing a _"leadership of +ideas"_ rather than of people (see [section J.3.6](secJ3.html#secj36)). While +Bakunin's organisational structures are flawed from a libertarian perspective +(although more democratic than Marxists claim) the way it works within popular +organisations **is** libertarian and in stark contrast with the Leninist +position which sees these bodies as stepping stones for party power. + +Therefore, Bakunin rejected key Leninist ideas and so cannot be considered as +a forefather of Bolshevism in spite of similar organisational suggestions. The +similarity in structure is due to a similarity in political conditions in +Russia and **not** similarities in political ideas. If we look at Bakunin's +ideas on social revolution and the workers' movement we see a fully +libertarian perspective \-- of a movement from the bottom-up, based on the +principles of direct action, self-management and federalism. Anarchists since +his death have applied **these** ideas to the specific anarchist organisation +as well, rejecting the non-libertarian elements of Bakunin's ideas which the +SWP correctly (if somewhat hypocritically and dishonestly) denounce. + +## 22\. Was the F.A.I. a _"centralised and secret"_ organisation that shunned +_"open debate and common struggle"_? + +They move onto Spanish Anarchism: + +> _"The anarchist organisation inside the Spanish C.N.T., the F.A.I., was +centralised and secret. A revolutionary party thrives on open debate and +common struggle with wider groups of workers."_ + +We discuss this Marxist myth in more detail in [section 3](append32.html#app3) +of the appendix on [_"Marxists and Spanish Anarchism"_](append32.html). +However a few points are worth making. The F.A.I., regardless of what the SWP +assert, was not centralised. It was a federation of autonomous affinity +groups. As one member put it: + +> _"It was never its aim to act as a leadership or anything of the sort -- to +begin with they had no slogans, nor was any line laid down, let alone any +adherence to any hierarchical structure . . . This is what outside historians +ought to grasp once and for all: that neither Durruti, nor Ascaso, nor Garcia +Oliver -- to name only the great C.N.T. spokesmen -- issued any watchwords to +the 'masses,' let alone delivered any operational plan or conspiratorial +scheme to the bulk of the C.N.T. membership."_ + +He stresses that: + +> _"Each F.A.I. group thought and acted as it deemed fit, without bothering +about what the others might be thinking or deciding . . . they had no . . . +opportunity or jurisdiction . . . to foist a party line upon the grass- +roots."_ [Francisco Carrasquer, quoted by Stuart Christie, **We, the +Anarchists!**, p. 25 and p. 28] + +Murray Bookchin paints a similar picture: + +> _"The F.A.I. . . . was more loosely jointed as an organisation than many of +its admirers and critics seem to recognise. It has no bureaucratic apparatus, +no membership cards or dues, and no headquarters with paid officials, +secretaries, and clerks. . . They jealously guarded the autonomy of their +affinity groups from the authority of higher organisational bodies-a state of +mind hardly conducive to the development of a tightly knit, vanguard +organisation. + +> + +> "The F.A.I., moreover, was not a politically homogeneous organisation which +followed a fixed 'line' like the Communists and many Socialists. It had no +official program by which all faistas could mechanically guide their +actions."_ [**The Spanish Anarchists**, p. 224] + +Stuart Christie argues that the decentralised nature of the F.A.I. helped it +survive the frequent repression directed against it and the C.N.T: + +> _"The basic units of the F.A.I. were . . . small autonomous affinity groups +of anarchist militants. This cohesive quasi-cellular form of association had +evolved, gradually, over the period of time it takes for relationships to be +established and for mutual trust to grow. The affinity groups consisted, +usually, of between three and 10 members bound by ties of friendship, and who +shared well defined aims and agreed methods of struggle. Once such a group had +come into existence it could, if it so wished, solicit affiliation to the +F.A.I. . . The affinity groups were also highly resistant to police +infiltration. Even if filtration did occur, or police agents did manage to set +up their own 'affinity' groups it would not have been a particularly efficient +means of intelligence gathering; the atomic structure of the F.A.I. meant +there was no central body to provide an overview of the movement as a whole."_ +[**We, the Anarchists!**, p. 28] + +He stresses its decentralised nature: + +> _"Above all, it was not a representative body and involved **no** delegation +of power either within the affinity groups or in the regional or national +administrative bodies to empower those bodies to make decisions on behalf of +the collectivity. Drawing on many years of revolutionary experience the F.A.I. +was firmly rooted in federal principles and structured in such a way that its +co-ordinating function did not deprive its constituent members of their +autonomous power. . . . In situations where it was necessary for delegates to +take decisions, e.g. at plenary meetings during times of crisis or +clandestinity, those decisions were required to be ratified by the whole +membership who, in effect, constituted the administration. . . The groups in a +city or town constituted a Local Federation while the rural groups, combined, +formed a District Federation. These were administered by a secretariat and a +committee composed of one mandated delegate from each affinity group. The +Local and District Federations were obliged to convene regular assemblies of +all groups in its area. . . Local and District Federations constituted a +Regional Federation. These, in turn, were co-ordinated by a Peninsular +Committee. None of these committees, local, district, regional or national, +could be described as having a bureaucratic apparatus. Nor did they wield +executive power of any description. Their function was purely +administrative."_ [**Op. Cit.**, pp. 29-30] + +Therefore, the claim that the F.A.I. was a centralised organisation is simply +false. Rather it was a federation of autonomous groups, as can be seen (see +also [section 3](append32.html#app3) of the appendix on [_"Marxists and +Spanish Anarchism"_](append32.html) for more discussion on this topic). + +Was the F.A.I. a _"secret"_ organisation? When it was founded in 1927, Spain +was under the dictatorship of Primo de Rivera and so it was illegal and secret +by necessity. As Stuart Christie correctly notes, _"[a]s an organisation +publicly committed to the overthrow of the dictatorship, the F.A.I. +functioned, from 1927 to 1931, as an illegal rather than a secret +organisation. From the birth of the Republic in 1931 onwards, the F.A.I. was +simply an organisation which, until 1937, refused to register as an +organisation as required by Republican Law."_ [**We, the Anarchists!**, p. 24] +Thus it was illegal rather than secret. As one anarchist militant asked, +_"[i]f it was secret, how come I was able to attend F.A.I. meetings without +ever having joined or paid dues to the 'specific' organisation?"_ [Francesco +Carrasquer, quoted by Christie, **Op. Cit.**, p. 24] + +Moreover, given the periods of repression suffered by the Spanish libertarian +movement throughout its history (including being banned and forced +underground) being an illegal organisation made perfect sense. The anarchist +movement was made illegal a number of times. Nor did the repression end during +the Republic of 1931-6. This means that for the F.A.I. to be illegal was a +sensible thing to do, particularly after failed revolutionary attempts +resulted in massive arrests and the closing of union halls. Again, the SWP +ignore historical context and so mislead the reader. + +Did the F.A.I. ignore _"open debate and common struggle."_ No, of course not. +The members of the F.A.I. were also members of the C.N.T. The C.N.T. was based +around mass assemblies in which all members could speak. It was here that +members of the F.A.I. took part in forming C.N.T. policy along with other +C.N.T. members. Anarchists in the C.N.T. who were not members of the F.A.I. +indicate this. Jose Borras Casacarosa notes that _"[o]ne has to recognise that +the F.A.I. did not intervene in the C.N.T. from above or in an authoritarian +manner as did other political parties in the unions. It did so from the base +through militants . . . the decisions which determined the course taken by the +C.N.T. were taken under constant pressure from these militants."_ Jose Campos +notes that F.A.I. militants _"tended to reject control of confederal +committees and only accepted them on specific occassions . . . if someone +proposed a motion in assembly, the other F.A.I. members would support it, +usually successfully. It was the individual standing of the faista in open +assembly."_ [quoted by Stuart Christie, **Op. Cit.**, p. 62] As Francisco +Ascaso (friend of Durruti and an influential anarchist militant in the C.N.T. +and F.A.I. in his own right) put it: + +> _"There is not a single militant who as a 'F.A.I.ista' intervenes in union +meetings. I work, therefore I am an exploited person. I pay my dues to the +workers' union and when I intervene at union meetings I do it as someone who +us exploited, and with the right which is granted me by the card in my +possession, as do the other militants, whether they belong to the F.A.I. or +not."_ [cited by Abel Paz, **Durruti: The People Armed**, p. 137] + +This meant that it was at union meetings and congresses where policies and the +program for the movement were argued out: + +> _"[D]elegates, whether or not they were members of the F.A.I., were +presenting resolutions adopted by their unions at open membership meetings. +Actions taken at the congress had to be reported back to their unions at open +meetings, and given the degree of union education among the members, it was +impossible for delegates to support personal, non-representative positions."_ +[Juan Gomez Casas, **Anarchist Organisation: The History of the F.A.I.**, p. +121] + +As can be seen, open debate with their fellow workers in the union assemblies. +In this they followed Bakunin's arguments that anarchist organisation _"rules +out any idea of dictatorship and of a controlling and directive power"_ and it +_"will promote the Revolution only through the **natural but never official +influence** of all members of the Alliance."_ This influence would be exerted +in the union assemblies, as the union members _"could only defend their rights +and their autonomy in only one way: the workers called general membership +meetings. Nothing arouses the antipathy of the committees more than these +popular assemblies. . . In these great meetings of the sections, the items on +the agenda was amply discussed and the most progressive opinion prevailed. . +."_ This would ensure that the assemblies had _"real autonomy"_ and actually +were the real power in the organisation. Any committees would be made up of +_"delegates who conscientiously fulfilled all their obligations to their +respective sections as stipulated in the statues,"_ _"reporting regularly to +the membership the proposals made and how they voted"_ and _"asking for +further instructions (plus instant recall of unsatisfactory delegates)"_ +[**Bakunin on Anarchism**, p. 154, p. 387 and p. 247] + +The anarchist revolution would be organised in an identical fashion, and, in +Bakunin's words, _"must be created by the people, and supreme control must +always belong to the people organised into a free federation of agricultural +and industrial associations . . . organised from the bottom upwards by means +of revolutionary delegations . . . [who] will set out to administer public +services, not to rule over peoples."_ [**Michael Bakunin: Selected Writings**, +p. 172] + +As can be seen, the F.A.I. (like all anarchists) influenced the class struggle +and revolution via their natural influence in winning debates with their +fellow workers in union assemblies. They did not seek power but rather +influence for their ideas. To claim otherwise, to claim that anarchists reject +open debate with their fellow workers is false. Instead of seeking to power +\-- and so limiting debates to during elections -- anarchists argue that +people must control their own organisations (and so the revolution) directly +and all the time. This means, as can be seen, we encourage open debate and +discussion far more than those, like the SWP, who seek centralised political +power for themselves. In such a system, the only people who debate regularly +are the members of the government -- everyone else is just a voter and an +order taker. + +## 23\. Do anarchists wait for _"spontaneous upsurges by workers"_? + +After lying about the F.A.I., they move on to lying about anarchist theory: + +> _"Anarchists instead look to spontaneous upsurges by workers. In the +struggle anarchists will declare themselves and urge the workers on. They hope +this will lead to the toppling of capitalism. History is full of mass +struggles which have been able to win significant gains, but which have not +had a clear leadership that can carry the struggle over to victory against +capitalism."_ + +Nothing could be further from the truth. Their own article exposes their lies. +They mention the C.N.T., which was organised in an anarchist way and in which +anarchists were heavily involved. Anarchists from Bakunin onward have all +argued in favour of organising as anarchists as well as organising workers and +fighting for reforms in the here and now. For Bakunin, _"the natural +organisation of the masses . . . is organisation based on the various ways +that their various types of work define their day-to-day life; it is +organisation by trade association."_ [**The Basic Bakunin**, p. 139] He +stressed the importance of anarchists being involved in unions as well as +union struggle for reforms by direct action: + +> _"What policy should the International [Workers' Association] follow during +th[e] somewhat extended time period that separates us from this terrible +social revolution . . . the International will give labour unrest in all +countries an essentially economic character, with the aim of reducing working +hours and increasing salary, by means of the association of the working masses +. . . It will [also] propagandise its principles . . ."_ [**Op. Cit.**, p. +109] + +Indeed, he saw the labour movement as the means to create a socialist society: + +> _"The masses are a force, or at least the essential elements of a force. +What do they lack? They lack two things which up till now constituted the +power of all government: organisation and knowledge. + +> + +> "The organisation of the International [Workers' Association], having for +its objective not the creation of new despotisms but the uprooting of all +domination, will take on an essentially different character from the +organisation of the State. . . But what is the organisation of the masses? . . +. It is the organisation by professions and trades . . . + +> + +> "The organisation of the trade sections and their representation in the +Chambers of Labour . . . bear in themselves the living seeds of the new +society which is to replace the old world. They are creating not only the +ideas, but also the facts of the future itself."_ [**Bakunin on Anarchism**, +pp. 254-5] + +All anarchists have stressed the importance of working in and outside the +labour movement to gain influence for anarchist ideas of direct action, +solidarity, self-management and federalism in the here and now, rather than +waiting for a _"spontaneous uprising"_ to occur. As Kropotkin argued, +_"Revolutionary Anarchist Communist propaganda with Labour Unions had always +been a favourite mode of action in the Federalist [or libertarian] . . . +section of the International Working Men's Association."_ [**Act For +Yourselves**, p. 119] Malatesta makes the same point: + +> _"anarchists, convinced of the validity of our programme, must strive to +acquire overwhelming influence in order to draw the movement towards the +realisation of our ideas. But such influence must be won by doing more and +better than others, and will only be useful if won in that way. + +> + +> "Today we must deepen, develop and propagate our ideas and co-ordinate our +forces in a common action. We must act within the labour movement to prevent +it being limited to and corrupted by the exclusive pursuit of small +improvements compatible with the capitalist system; and we must act in such a +way that it contributes to preparing for a complete social transformation. We +must work with the unorganised, and perhaps unorganisable, masses to awaken a +spirit of revolt and the desire and hope for a free and happy life. We must +initiate and support all movements that tend to weaken the forces of the State +and of capitalism and to raise the mental level and material conditions of the +workers. We must, in short, prepare, and prepare ourselves, morally and +materially, for the revolutionary act which will open the way to the future."_ +[**The Anarchist Revolution**, p. 109] + +Therefore, as can be seen, the SWP's assertions are totally at odds with the +actual ideas of anarchists, as would be known by anyone with even a basic +understanding of anarchist theory. After all, if spontaneous uprisings were +sufficient in themselves we would be living in an anarchist society. As +Bakunin argued _"if instinct alone had been sufficient for the liberation of +peoples, they would have long since freed themselves."_ [**Bakunin on +Anarchism**, p. 254] This explains why anarchists organise **as anarchists** +in groups and federations to influence the class struggle. We are aware of the +need for revolutionaries to organise to influence the class struggle, spread +anarchist ideas and tactics and present the case for revolutionary change. An +anarchist society will not come about by accident, it must be consciously +desired and created by the mass of the population. As Kropotkin argued: + +> _ "Communist organisations . . . must be the work of all, a natural growth, +a product of the constructive genius of the great mass. Communism cannot be +imposed from above; it could not live even for a few months if the constant +and daily co-operation of all did not uphold it. It must be free."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 140] + +So, clearly, anarchists see the importance of working class organisation and +struggle in the here and now. Anarchists are active in industrial disputes and +(as the SWP note) the anti-globalisation movement and were heavily involved in +the anti-poll-tax and anti-Criminal Justice Act struggles in the UK, for +example. The role of anarchists is not to wait for _"upsurges"_ but rather to +encourage them by spreading our ideas and encouraging workers to organise and +fight their bosses and the state. It is for this reason anarchists form groups +and federations, to influence workers today rather than waiting for a +_"spontaneous uprising"_ to occur. Moreover, it is quite ironic that the SWP +say that anarchists wait for upsurges before declaring themselves to the +masses. After all, that is what the SWP do. They turn up at picket lines and +try and sell their paper and party to the strikers. Obviously, if anarchist do +this, it is bad, if the SWP do it, then it is _"revolutionary."_ + +Therefore, rather than believing in or waiting for _"spontaneous upsurges"_ +anarchists, like the SWP, spread their message, try and convince people to +become revolutionaries. That is why there are numerous anarchist federations +across the world, involved in numerous struggles and working class +organisations, with magazines, papers and leaflets being produced and +distributed. Anarchists stress the importance of winning people over to +anarchist ideas and of giving a _"lead"_ in struggle rather than as a +_"leadership"_ (which implies a hierarchical relationship between the mass of +people and a group of leaders). To state otherwise, to argue we wait for +spontaneous uprisings, is simply a lie. + +Anarchist organisations see themselves in the role of aiders, not leaders. As +Voline argued, the politically aware minority _"should intervene. But, in +every place and under all circumstances, . . . [they] should freely +participate in the common work, **as true collaborators, not as dictators**. +It is necessary that they especially create an example, and employ themselves. +. . without dominating, subjugating, or oppressing anyone. . . Accordingly to +the libertarian thesis, it is the labouring masses themselves, who, by means +of the various class organisations, factory committees, industrial and +agricultural unions, co-operatives, et cetera, federated. . . should apply +themselves everywhere, to solving the problems of waging the Revolution. . . +As for the 'elite' [i.e. the politically aware], their role, according to the +libertarians, is to **help** the masses, enlighten them, teach them, give them +necessary advice, impel them to take initiative, provide them with an example, +and support them in their action -- **but not to direct them +governmentally**."_ [**The Unknown Revolution**, pp. 177-8] + +Sadly, Leninists like the SWP confuse giving a led with taking power +themselves. They seek to take over positions of responsibility in a movement +and turn them into positions of power which they can use to tell the others +what to do. Instead of being the servants of the organisation, they become its +masters. For this reason anarchist organisations try to influence movements +from below, in the mass assemblies which make it up, rather than seek power. + +## 24\. Do anarchists blame workers _"for being insufficiently +revolutionary"_? + +After creating a straw man about anarchist theory, they draw some thoughts +from it: + +> _"When struggles have not spontaneously broken capitalism, anarchists have +tended to end up blaming workers for being insufficiently revolutionary. So +19th century French anarchist Pierre-Joseph Proudhon started off talking of +his 'love of the people' but ended up saying he 'despised' humanity because +they had not overthrown capitalism."_ + +Strange that they picked Proudhon as he was not a revolutionary anarchist. +Rather he favoured the reform of capitalism via mutual credit and workers' co- +operatives and rejected the idea of "uprisings" and/or revolution (spontaneous +or not). Anyone with even a limited knowledge of Proudhon's work would know +this. In addition, Proudhon's last book (**The Political Capacity of the +Working Classes**), finished on his death bed, was an attempt to influence the +workers' movement towards his ideas of mutualism and federalism. Hardly to be +expected from someone who "despised" humanity for not overthrowing capitalism. +As examples go, the SWP is clearly clutching at straws. + +Moreover, as we argued in the [ last section](append34.html#app23), +revolutionary anarchists like Bakunin, Malatesta, Kropotkin, Goldman, Berkman, +Rocker, etc., all placed a great deal of time and energy in trying to work +within and influence workers' struggles and the labour movement in the here +and now. They did not think that workers struggles would necessarily +"spontaneously" break capitalism. While recognising, as we indicated in +[section 10](append34.html#app10), that the class struggle changed the ideas +of those involved, they recognised the need for anarchist groups, papers, +pamphlets to influence the class struggle in a libertarian way and towards a +revolution. They were well aware that "spontaneous" uprisings occurred but +were not enough in themselves -- anarchists would need to organise as +anarchists to influence the class struggle, particularly when "uprisings" were +not occurring and the daily struggle between governed and governor, exploited +and exploiter was taking less spectacular forms (hence anarchist support and +involvement in the labour movement and unions like the C.N.T.). + +The SWP then move onto an even greater factual error. They claim that the +_"biggest anarchist groups today, the 'autonomists' in Europe, treat workers +who have not fully broken with capitalist ideas as an enemy rather than a +potential ally."_ Unfortunately for them, the "autonomists" are not generally +anarchists (the name should have given the SWP some clue, as anarchists are +quite proud of their name and generally use it, or libertarian, to describe +themselves). Rather the "autonomists" are non-Leninist Marxists whose ideas +(and name) originally came from the Marxist left in Italy during the 1960s. It +is also probable that the various European anarchist federations (such as the +French and Italian) and anarcho-syndicalist unions are bigger than the +autonomists. However, without any examples of the groups meant it is hard to +evaluate the accuracy of the SWP's claims as regards their size or opinions. +Suffice it to say, the leading theorists of "autonomism" such as Toni Negri +and Harry Cleaver do not express the opinions the SWP claim "autonomists" +have. + +## 25\. Why does the history of centralised parties refute the SWP's +arguments? + +The SWP admit that their analysis leaves much to be desired by mentioning that +_"[m]any anarchists understand the way that capitalism works and organise to +change the world."_ In other words, if an anarchist points out the flaws in +their argument or a reader knows an anarchist who does not match the SWP's +distorted picture, then the SWP can say that they are part of the _"many."_ +Extremely handy, if dishonest, comment to make. + +The SWP continue by arguing that our _"rejection of centralisation means that +at critical moments their intervention in the struggle is fatally flawed."_ +This is ironic. Given that their example of the benefits of centralisation +showed the flaws in that method of organising, their conclusion seems without +basis. Moreover, as argued above, centralisation is the key means by which +minorities govern majorities. It is a tool used to impose minority rule and is +not designed for other uses. But, then again, the SWP do aim for minority rule +-- the rule of the _"revolutionary"_ party over the masses. As they argue: + +> _"The working class needs what anarchism rejects - a clear and determined +revolutionary party which can lead the working class as a whole, and is not +afraid to overthrow capitalism and set up a workers' state."_ + +Yes, indeed. The examples of the current anti-capitalist movement, the poll +tax revolt and the 1917 February Russian revolution indicate well that a +revolutionary party works. If such a party had led the working class in each +of these events, they would not have occurred. The workers would have done +nothing, as the Bolsheviks desired. People would have paid their poll tax +waiting for the trade union bureaucrats to act. The anti-globalisation +demonstrations would not have happened as the "vanguard" party did not +recognise their importance. + +The Russian Revolution quickly resulted in the marginalisation of the workers' +councils by the centralised, _"clear and determined"_ Bolsheviks who turned +them into rubber stamps of their government, it suggests that the politics of +the SWP leave much to be desired. Given that the one "success" of Leninist +politics -- the Russian Revolution of October 1917 -- created state +capitalism, with workers' soviets and factory committees undermined in favour +of party power (**before**, we must stress, the start of the civil war -- what +most Leninists blame the rise of Stalinism on) we may suggest that +**anarchist** ideas have been proven correct again and again. After all, the +validity of a theory surely lies in its ability to **explain** and **predict** +events. Anarchists, for example, predicted both the degeneration of both +Social Democracy and the Russian revolution, the two main examples of Marxism +in action, and presented coherent reasons **why** this would happen. Marxists +have had to generate theories to explain these events **after** they have +occurred, theories which conveniently ignore the role of Marxist politics in +historical events. + +This, we suggest, provides the explanation of why they have spent so much time +re-writing history and smearing anarchism. Not being able to discuss our ideas +honesty -- for that would expose the authoritarian ideas of Bolshevism and its +role in the degeneration of the Russian Revolution -- the SWP invent a straw +man they call anarchism and beat him to death. Unfortunately for them, +anarchists are still around and can expose their lies for what they are. + diff --git a/markdown/append35.md b/markdown/append35.md new file mode 100644 index 0000000000000000000000000000000000000000..4d2534792f416d2403b8c2727dfdeda9ae2d2632 --- /dev/null +++ b/markdown/append35.md @@ -0,0 +1,1356 @@ +# Reply to errors and distortions in John Fisher's _"Why we must further +Marxism and not Anarchism"_ + +On the Trotskyist "New Youth" webpage there is an article entitled [ "Why we +must further Marxism and not +Anarchism"](http://www.newyouth.com/archives/theory/why_marxism_not_anarchism_20010107.asp) +by John Fisher. This article contains numerous distortions of anarchist ideas +and positions. Indeed, he makes so many basic errors that only two possible +explanations are possible: either he knows nothing about anarchism or he does +and is consciously lying. + +We will compare his assertions to what anarchist theory actually argues in +order to show that this is the case. + +## 1\. Why should _"the so-called Anarchistic youth of today"_ be concerned +that Trotskyists consider them allies? + +Fisher starts his diatribe against anarchism with some thoughts on the radical +youth active in the anti-globalisation demonstrations and movements: + +> _ "The so-called Anarchistic youth of today, year 2001, for the most part +simply use the term 'Anarchist' as an indication of not wanting to go along +with the 'system' in not wanting to assimilate, which is a giant leap forward +on their part considering all their lives they've constantly been bombarded +with the huge American Corporate propaganda machine. For this achievement, +they are already more our ally than our enemy."_ + +It makes you wonder how Fisher knows this. Has there been a poll of +"anarchistic youth" recently? It would be interesting to discover the +empirical basis for this statement. Given the quality of the rest of the +article, we can hazard a guess and say that these particular facts are just +assertions and express wishful thinking rather than any sort of reality. + +Needless to say, these _"anarchistic youth"_ had better watch out. We all know +what happens to the _"ally"_ of the vanguard party once that party takes +power. Anarchists remember the fate of our comrades when Lenin and Trotsky +ruled the "proletarian" state. + +The Russian anarchists were at the forefront of the struggle between the +February and October revolutions in 1917. As socialist historian Samuel Farber +notes, the anarchists _"had actually been an unnamed coalition partner of the +Bolsheviks in the October Revolution."_ [**Before Stalinism**, p. 126] The +anarchists were the "allies" of the Bolsheviks before they took power as both +shared the goals of abolishing the provisional government and for a social +revolution which would end capitalism. + +This changed once the Bolsheviks had taken power. On the night of April 11th, +1918, the Cheka surrounded 26 Anarchist clubs in Moscow, in the insuring +fighting Anarchists suffered 40 casualties and 500 were taken prisoner. The +Petrograd anarchists protested this attack: + +> _ "The Bolsheviks have lost their senses. They have betrayed the proletariat +and attacked the anarchists. They have joined . . . the counter-revolutionary +bourgeoisie. They have declared war on revolutionary anarchism. . . . We +regarded you [Bolsheviks] as our revolutionary brothers. But you have proved +to be traitors. You are Cains -- you have killed your brothers . . . There can +be no peace with the traitors to the working class. The executioners of the +revolution wish to become the executioners of anarchism."_ [quoted by Paul +Avrich, **The Anarchists in the Russian Revolution**, p. 113] + +Fifteen days later similar raids were carried out in Petrograd. This +repression, we must note, took place months before the outbreak of the Russian +Civil War (in late May 1918). In May of that year, leading anarchist +periodicals (including **Burevestnik**, **Anarkhia** and **Golos Truda**) were +closed down by the government. The repression continued during the war and +afterwards. Many imprisoned anarchists were deported from the "workers' state" +in 1921 after they went on hunger strike and their plight was raised by +libertarian delegates to the founding congress of the Red International of +Labour Unions held that year. + +Unsurprisingly, the Bolsheviks denied they held anarchists. French anarchist +Gaston Leval accounted how Lenin had _"reiterated the charges made by +Dzerzhinsky [founder of the Bolsheviks secret police, the Cheka] . . . Those +in prison were not true anarchists nor idealists -- just bandits abusing our +good intentions."_ Leval, having gathered the facts, indicated this was not +true, making Lenin backtrack. [**No Gods, No Masters**, vol. 2, p. 213] + +Unsurprisingly, when the libertarian delegates to the congress reported back +on conditions in Russia to their unions, they withdrew from the Trade-Union +International. + +In the Ukraine, the anarchist influenced Makhnovist movement also became an +"ally" with the Bolsheviks in the common struggle against the counter- +revolutionary White armies. The Bolsheviks betrayed their allies each time +they formed an alliance. + +The first alliance was in March 1919 during the struggle against Denikin, In +May of that year, two Cheka agents sent to assassinate Makhno (the main leader +of the movement) were caught and executed. The following month Trotsky, the +commander of the Red Army, outlawed the Makhnovists and Communist troops +attacked their headquarters at Gulyai-Polye. + +Denikin's massive attack on Moscow in September 1919 saw the shaky alliance +resumed in the face of a greater threat. Once Denikin had been defeated, the +Bolsheviks ordered the Makhnovists to the Polish front. This was obviously +designed to draw them away from their home territory, so leaving it +defenceless against Bolshevik rule. The Makhnovists refused and Trotsky, +again, outlawed and attacked them. + +Hostilities were again broken off when the White General Wrangel launched a +major offensive in the summer of 1920. Again the Bolsheviks signed a pact with +Makhno. This promised amnesty for all anarchists in Bolshevik prisons, freedom +for anarchist propaganda, free participation to the Soviets and _"in the +region where the Makhnovist Army is operating, the population of workers and +peasants will create its own institutions of economic and political self- +management."_ [quoted by Peter Arshinov, **The History of the Makhnovist +Movement**, pp. 177-9] Once Wrangel had been defeated, the Bolsheviks ripped +up the agreement and turned their forces, once again, against their "ally" and +finally drove them out of the Soviet Union in 1921. + +These events should be remembered when the authoritarian left argue that we +aim for the same thing and are allies. + +## 2\. What else do people learn about when they discover anarchism is not +_"utter rebellion"_? + +Fisher continues: + +> _ "In some cases, 'Anarchist' youth begin to try to learn about what +Anarchism truly is instead of seeing it merely as utter rebellion. They learn +Anarchism is a form of Socialism, they learn they have much in common with +Marxists, they learn the state must be smashed, they learn the state is a tool +of suppression used by one class against another."_ + +They learn much more than this. They learn, for example, about the history of +Marxism and how anarchism differs from it. + +They learn, for example, about the history of Marxist Social Democracy. Many +forget that Social Democracy was the first major Marxist movement. It was +formed initially in Germany in 1875 when the followers of Lassalle and Marx +united to form the Social Democratic Party of Germany (SPD). This party +followed Marx and Engels recommendations that workers should form a distinct +political party and conquer political power. It rejected the anarchist +argument that workers should _"abstain from politics"_ (i.e. elections) and +instead, to use an expression from Marx's preamble of the French Workers' +Party, turn the franchise _"from a means of deception . . . into an instrument +of emancipation."_ [**Marx and Engels Reader**, p. 566] + +Rather than confirm Marx's politics, Social Democracy confirmed Bakunin's. It +quickly degenerated into reformism. As Bakunin predicted, when _"the workers . +. . send common workers . . . to Legislative Assemblies . . . The worker- +deputies, transplanted into a bourgeois environment, into an atmosphere of +purely bourgeois ideas, will in fact cease to be workers and, becoming +Statesmen, they will become bourgeois . . . For men do not make their +situations; on the contrary, men are made by them."_ [**The Basic Bakunin**, +p. 108] + +Form the early 1890s, Social Democracy was racked by arguments between +reformists (the "revisionist" wing) and revolutionaries. The former wanted to +adapt the party and its rhetoric to what it was doing. As one of the most +distinguished historians of this period put it, the _"distinction between the +contenders remained largely a subjective one, a difference of ideas in the +evaluation of reality rather than a difference in the realm of action."_ [C. +Schorske, **German Social Democracy**, p. 38] + +In 1914, the majority of social democrats in Germany and across the world +supported their state in the imperialist slaughter of the First World. This +disgraceful end would not have surprised Bakunin. + +Anarchists also learn about the Russian Revolution. They learn how Lenin and +Trotsky eliminated democracy in the armed forces, in the workplace and in the +soviets. + +They learn, for example, that the Bolsheviks had disbanded soviets which had +been elected with non-Bolshevik majorities in the spring and summer of 1918. +[Samuel Farber, ****Op. Cit.****, p. 24] + +They learn that at the end of March, 1918, Trotsky reported to the Communist +Party that _"the principle of election is politically purposeless and +technically inexpedient, and it has been, in practice, abolished by decree"_ +in the Red Army. [quoted by M. Brinton, **The Bolsheviks and Workers' +Control**, pp. 37-8] + +They learn that Lenin opposed workers' management of production. Before the +October Revolution he saw "workers' control" purely in terms of the +_"universal, all-embracing workers' control over the capitalists."_ [**Will +the Bolsheviks Maintain Power?**, p. 52] He did not see it in terms of +workers' management of production itself (i.e. the abolition of wage labour) +via federations of factory committees. Anarchists and the workers' factory +committees did. _"On three occasions in the first months of Soviet power, the +[factory] committee leaders sought to bring their model into being. At each +point the party leadership overruled them. The result was to vest both +managerial **and** control powers in organs of the state which were +subordinate to the central authorities, and formed by them."_ [Thomas F. +Remington, **Building Socialism in Bolshevik Russia**, p. 38] + +Lenin himself quickly supported _"one-man management"_ invested with +_"dictatorial powers"_ after _"control over the capitalists"_ failed. By 1920, +Trotsky was advocating the _"militarisation of labour"_ and implemented his +ideas on the railway workers. + +They learn that Leninism is just another form of capitalism (state +capitalism). As Lenin put it, socialism _"is nothing but the next step forward +from state capitalist monopoly. In other words, Socialism is merely state +capitalist monopoly **made to benefit the whole people**; by this token it +**ceases** to be capitalist monopoly."_ [**The Threatening Catastrophe and how +to avoid it**, p. 37] + +They learn that Lenin and Trotsky argued for party dictatorship and +centralised, top-down rule (see [section 4](append35.html#app4)). + +They also learn that this should not come as a surprise. Anarchism argues that +the state is a tool to allow minorities to rule and has been designed to +ensure minority power. They learn that it cannot, by its very nature, be a +tool for liberation -- no matter who is in charge of it. + +## 3\. What do anarchists think will _"replace the smashed state machine"_? + +Fisher now makes a common Marxist assertion. He states: + +> _ "But what they do not learn, and never will from an Anarchist perspective +is what is to replace the smashed state machine?"_ + +In reality, if you read anarchist thinkers you will soon discover what +anarchists think will "replace" the state: namely the various working class +organisations created by the class struggle and revolution. In the words of +Kropotkin, the _"elaboration of new social forms can only be the collective +work of the masses."_ [**Words of a Rebel**, p. 175] He stressed that _"[to] +make a revolution it is not . . . enough that there should be . . . [popular] +risings . . . It is necessary that after the risings there should be something +new in the institutions [that make up society], which would permit new forms +of life to be elaborated and established."_ [**The Great French Revolution**, +vol. 1, p. 200] + +Thus the framework of a free society would be created by the process of the +revolution itself. As such, as Kropotkin put it, _"[d]uring a revolution new +forms of life will always germinate on the ruins of the old forms . . . It is +impossible to legislate for the future. All we can do is vaguely guess its +essential tendencies and clear the road for it."_ [**Evolution and +Environment**, pp. 101-2] So while the specific forms these organisations +would take cannot be predicted, their general nature can be. + +So what is the general nature of these new organisations? Anarchists have +consistently argued that the state would be replaced by a free federation of +workers' associations and communes, self-managed and organised from the +bottom-up. In Malatesta's words, anarchy is the _"free organisation from below +upwards, from the simple to the complex, through free agreement and the +federation of associations of production and consumption."_ In particular, he +argued anarchists aim to _"push the workers to take possession of the +factories, to federate among themselves and work for the community"_ while the +peasants _"should take over the land and produced usurped by the landlords, +and come to an agreement with the industrial workers."_ [**Life and Ideas**, +p. 147 and p. 165] + +This vision of revolution followed Bakunin's: + +> _ "the federative alliance of all working men's associations . . . [will] +constitute the Commune . . . [the] Communal Council [will be] composed of . . +. delegates . . . vested with plenary but accountable and removable mandates. +. . all provinces, communes and associations . . . by first reorganising on +revolutionary lines .. . . [will] constitute the federation of insurgent +associations, communes and provinces . . . [and] organise a revolutionary +force capable defeating reaction . . . [and for] self-defence . . . [The] +revolution everywhere must be created by the people, and supreme control must +always belong to the people organised into a free federation of agricultural +and industrial associations . . . organised from the bottom upwards by means +of revolutionary delegation. . ."_ [**Michael Bakunin: Selected Writings**, +pp. 170-2] + +Similarly, Proudhon argued federations of workers associations and communes to +replace the state. While seeing such activity as essentially reformist in +nature, he saw the germs of anarchy as being the result of _"generating from +the bowels of the people, from the depths of labour, a greater authority, a +more potent fact, which shall envelop capital and the State and subjugate +them"_ as _"it is of no use to change the holders of power or introduce some +variation into its workings: an agricultural and industrial combination must +be found by means of which power, today the ruler of society, shall become its +slave."_ [**System of Economical Contradictions**, p. 399 and p. 398] What, +decades later, Proudhon called an _"agro-industrial federation"_ in his +**Principle of Federation**. + +Kropotkin, unsurprisingly enough, had similar ideas. He saw the revolution as +the _"expropriation of the whole of social wealth"_ by the workers, who _"will +organise the workshops so that they continue production"_ once _"the +governments are swept out by the people."_ The _"coming social revolution"_ +would see _"the complete abolition of States, and reorganisation from the +simple to the complex through the free federation of the popular forces of +producers and consumers,"_ the _"federation of workers' corporations and +groups of consumers."_ The _"Commune will know that it must break the State +and replace it by the Federation"_ (which is _"freely accepted by itself as +well as the other communes"_). [**Words of a Rebel**, p. 99, p. 91, p. 92 and +p. 83] + +Thus _"independent Communes for the territorial organisation, and of +federations of Trade Unions [i.e. workplace associations] for the organisation +of men [and women] in accordance with their different functions, gave a +**concrete** conception of society regenerated by a social revolution."_ +[Peter Kropotkin, **Evolution and Environment**, p. 79] + +In his classic history of the French Revolution he pointed to _"the popular +Commune"_ as an example of the _"something new"_ required to turn an uprising +into a revolution. He argued that _"the Revolution began by creating the +Commune . . . and through this institution it gained . . . immense power."_ He +stressed that it was _"by means of the 'districts' [of the Communes] that . . +. the masses, accustoming themselves to act without receiving orders from the +national representatives, were practising what was to be described later as +Direct Self-Government."_ Such a system did not imply isolation, for while +_"the districts strove to maintain their own independence"_ they also _"sought +for unity of action, not in subjection to a Central Committee, but in a +federative union."_ The Commune _"was thus made **from below upward**, by the +federation of the district organisations; it spring up in a revolutionary way, +from popular initiative."_ [**The Great French Revolution**, vol. 1, p. 200 +and p. 203] + +During the 1905 and 1917 revolutions, Kropotkin expressed his support for the +soviets created by the workers in struggle. He argued that anarchists should +_"enter the Soviets, but certainly only as far as the Soviets are organs of +the struggle against the bourgeoisie and the state, and not organs of +authority."_ [quoted by Graham Purchase, **Evolution and Revolution**, p. 30] +After the 1917 revolution, he re-iterated this point, arguing that _"idea of +soviets . . . of councils of workers and peasants . . . controlling the +economic and political life of the country is a great idea. All the more so, +since it necessarily follows that these councils should be composed of all who +take part in the production of natural wealth by their own efforts."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 254] + +Therefore, Fisher's comments are totally untrue. Anarchists have been pretty +clear on this issue from Proudhon onwards (see [section +I.2.3](secI2.html#seci23) for a further discussion of this issue). + +## 4\. What did Trotsky and Lenin think must replace the bourgeois state? + +Fisher continues his inaccurate attack: + +> _ "What we as Marxists explain is what must replace the smashed bourgeois +state machine. + +> + +> "Engels explains that the state is a 'special coercive force'. So what must +come after the bourgeoisie is overthrown to keep it down? As Lenin explains in +the State and Revolution: the bourgeois state 'must be replaced by a "special +coercive force" for the suppression of the bourgeois by the proletariat (the +dictatorship of the proletariat)' (pg 397 vol. 25 collected works) that is +workers' democracy."_ + +There are numerous issues here. Firstly, of course, is the question of how to +define the state. Fisher implicitly assumes that anarchists and Marxists share +the same definition of what marks a "state." Secondly, there is the question +of whether quoting Lenin's **State and Revolution** without relating it to +Bolshevik practice is very convincing. Thirdly, there is the question of the +defence of the revolution. We will discuss the second question here, the first +in the [next section](append35.html#app5) and the third in [section +6](append35.html#app6). + +There is a well-known difference between Lenin's work **The State and +Revolution** and actual Bolshevik practice. In the former, Lenin promised the +widest democracy, although he also argued that _"[w]e cannot imagine +democracy, not even proletarian democracy, without representative +institutions."_ [_"The State and Revolution"_, **Essential Works of Lenin**, +p. 306] Clearly, he saw "democracy" in the normal, bourgeois, sense of +electing a government who will make the decisions for the electors. Indeed, +the _"dictatorship of the proletariat"_ is described as _"the organisation of +the vanguard of the oppressed as the ruling class."_ [**Op. Cit.**, p. 337] +This _"vanguard"_ is the party: + +> _ "By educating the workers' party, Marxism educates the vanguard of the +proletariat which is capable of assuming power and **of leading the whole +people** to Socialism, of directing and organising the new order, of being the +teacher, the guide, the leader of all the toiling and exploited in the task of +building up their social life without the bourgeoisie and against the +bourgeoisie."_ [**Op. Cit.**, p. 288] + +So the vanguard of the oppressed would become the _"ruling class"_, **not** +the oppressed. This means that _"workers' democracy"_ is simply reduced to +meaning the majority designates its rulers but does not rule itself. As such, +the "workers' state" is just the same as any other state (see [ next +section](append35.html#app5)). + +Thus, before taking power Lenin argued for party power, not workers' power. +The workers can elect representatives who govern on their behalf, but they do +not actually manage society themselves. This is the key contradiction for +Bolshevism -- it confuses workers' power with party power. + +Post-October, the ideas of Lenin and Trotsky changed. If their works are +consulted, it is soon discovered what they thought should "replace" the +bourgeois state: party dictatorship. + +In the words of Lenin (from 1920): + +> _ "In the transition to socialism the dictatorship of the proletariat is +inevitable, but it is not exercised by an organisation which takes in all +industrial workers . . . What happens is that the Party, shall we say, absorbs +the vanguard of the proletariat, and this vanguard exercises the dictatorship +of the proletariat."_ [**Collected Works**, vol. 21, p. 20] + +He stressed that this was an inevitable aspect of revolution, applicable in +all countries: + +> _"the dictatorship of the proletariat cannot be exercised through an +organisation embracing the whole of the class, because in all capitalist +countries (and not only over here, in one of the most backward) the +proletariat is still so divided, so degraded, and so corrupted in parts . . . +that an organisation taking in the whole proletariat cannot directly exercise +proletarian dictatorship. It can be exercised only by a vanguard . . . Such is +the basic mechanism of the dictatorship of the dictatorship of the +proletariat, and the essentials of transitions from capitalism to communism . +. . for the dictatorship of the proletariat cannot be exercised by a mass +proletarian organisation."_ [**Op. Cit.**, vol. 32, p. 21] + +Trotsky agreed with this lesson and argued it to the end of his life: + +> _ "The revolutionary dictatorship of a proletarian party is for me not a +thing that one can freely accept or reject: It is an objective necessity +imposed upon us by the social realities -- the class struggle, the +heterogeneity of the revolutionary class, the necessity for a selected +vanguard in order to assure the victory. The dictatorship of a party belongs +to the barbarian prehistory as does the state itself, but we can not jump over +this chapter, which can open (not at one stroke) genuine human history. . . +The revolutionary party (vanguard) which renounces its own dictatorship +surrenders the masses to the counter-revolution . . . Abstractly speaking, it +would be very well if the party dictatorship could be replaced by the +'dictatorship' of the whole toiling people without any party, but this +presupposes such a high level of political development among the masses that +it can never be achieved under capitalist conditions. The reason for the +revolution comes from the circumstance that capitalism does not permit the +material and the moral development of the masses."_ [**Writings 1936-37**, pp. +513-4] + +Lenin and Trotsky are clearly explaining the need for party dictatorship over +the working class. This was seen as a **general** lesson of the Russian +Revolution. How many Marxists "explain" this to anarchists? + +Clearly, then, Fisher is not being totally honest when he argues that +Trotskyism is based on "workers' democracy." Lenin, for example, argued that +_"Marxism teaches -- and this tenet has not only been formally endorsed by the +whole of the Communist International in the decisions of the second Congress . +. . . but has also been confirmed in practice by our revolution -- that only +the political party of the working class, i.e. the Communist Party, is capable +of uniting, training and organising a vanguard of the proletariat and of the +whole working people that alone will be capable of withstanding the inevitable +petty-bourgeois vacillations of this mass."_ [**Op. Cit.**, vol. 32, p. 246] + +Lenin is, of course, rejecting what democracy is all about, namely the right +and duty of representative bodies to carry out the wishes of the electors +(i.e. their "vacillations"). Instead of workers' democracy, he is clearly +arguing for the right of the party to ignore it and impose its own wishes on +the working class. + +Trotsky argued along the same lines (again in 1921): + +> _ "They [the dissent Bolsheviks of the Workers' Opposition] have placed the +workers' right to elect representatives above the Party. As if the Party were +not entitled to assert its dictatorship even if that dictatorship temporarily +clashed with the passing moods of the worker's democracy!"_ + +He spoke of the _"revolutionary historic birthright of the Party"_ and that it +_"is obliged to maintain its dictatorship .. . . regardless of temporary +vacillations even in the working class . . . The dictatorship does not base +itself at every given moment on the formal principle of a workers' +democracy."_ [quoted by M. Brinton, **The Bolsheviks and Workers' Control**, +p. 78] + +Needless to say, they did not explain how these lessons and arguments are +compatible with Lenin's **State and Revolution** where he had argued that +_"[a]ll officials, without exception,"_ must be _"elected and subject to +recall **at any time.**"_ [**The Essential Lenin**, p. 302] If they **are** +subject to election and recall at any time, then they will reflect the +_"passing moods"_ (the _"vacillations"_) of the workers' democracy. Therefore, +to combat this, soviet democracy must be replaced by party dictatorship and +neither Lenin nor Trotsky were shy in both applying and arguing this position. + +It is a shame, then, for Fisher's argument that both Lenin and Trotsky also +explained why party dictatorship was more important than workers' democracy. +It is doubly harmful for his argument as both argued that this "lesson" was of +a **general** nature and applicable for all revolutions. + +It is also a shame for Fisher's argument that the Leninists, once in power, +overthrew every soviet that was elected with a non-Bolshevik majority (see +[section 6](append41.html#app6) of the appendix on ["What happened during the +Russian Revolution?"](append41.html)). They also repressed those who demanded +real workers' democracy (as, for example, in Kronstadt in 1921 -- see the +appendix on ["What was the Kronstadt Rebellion?"](append42.html) \-- or during +the numerous strikes under Lenin's rule -- see sections +[3](append43.html#app3) and [5](append43.html#app5) of the appendix on ["What +caused the degeneration of the Russian Revolution?"](append43.html)). + +Clearly, Fisher's account of Trotskyism, like his account of anarchism, leaves +a lot to be desired. + +## 5\. Is the "proletarian 'state'" really a new kind of state? + +Fisher, after keeping his readers ignorant of Lenin and Trotsky **real** +position on workers' democracy, argues that: + +> _ "The proletariat 'state' is no longer a state in the proper sense of the +word, Lenin explains, because it is no longer the minority suppressing the +majority, but the vast majority suppressing a tiny minority! The Proletariat +suppressing the Bourgeoisie."_ + +If it is not a state _"in the proper sense of the word"_ then why use the term +state at all? Marxists argue because its function remains the same -- namely +the suppression of one class by another. However, every state that has ever +existed has been the organ by which a **minority** ruling class suppresses the +majority. As such, the Marxist definition is a-historic in the extreme and +extracts a metaphysical essence of the state rather than producing a +definition based on empirical evidence. + +In order to show the fallacy of Fisher's argument, it is necessary to explain +what anarchists think the state is. + +The assumption underlying Fisher's argument is that anarchists and Marxists +share identical definitions of what a state is. This is not true. Marxists, as +Fisher notes, think of a state as simply as an instrument of class rule and so +concentrate solely on this function. Anarchists disagree. While we agree that +the main function of the state is to defend class society, we also stress the +structure of the state has evolved to ensure that role. In the words of Rudolf +Rocker: + +> _ "[S]ocial institutions . . . do not arise arbitrarily, but are called into +being by special needs to serve definite purposes . . . The newly arisen +possessing classes had need of a political instrument of power to maintain +their economic and social privileges over the masses of their own people . . . +Thus arose the appropriate social conditions for the evolution of the modern +state, as the organ of political power of privileged castes and classes for +the forcible subjugation and oppression of the non-possessing classes . . . +Its external forms have altered in the course of its historical development, +but its functions have always been the same . . . And just as the functions of +the bodily organs of . . . animals cannot be arbitrarily altered, so that, for +example, one cannot at will hear with his eyes and see with his ears, so also +one cannot at pleasure transform an organ of social oppression into an +instrument for the liberation of the oppressed. The state can only be what it +is: the defender of mass-exploitation and social privileges, and creator of +privileged classes."_ [**Anarcho-Syndicalism**, p. 20] + +This means that the structure of the state has evolved to ensure its function. +Organ and role are interwoven. Keep one and the other will develop. And what +is the structure (or organ) of the state? For anarchists, the state means +_"the sum total of the political, legislative, judiciary, military and +financial institutions through which the management of their own affairs . . . +are taken away from the people and entrusted to others who . . .are vested +with the powers to make the laws for everything and everybody, and to oblige +the people to observe them, if need be, by the use of collective force."_ In +summary, it _"means the delegation of power, that is the abdication of +initiative and sovereignty of all into the hands of a few."_ [**Anarchy**, p. +13 and p. 40] + +This structure has not evolved by chance. It is required by its function as +the defender of minority class power. As Kropotkin stressed, the bourgeois +needed the state: + +> _ "To attack the central power, to strip it of its prerogatives, to +decentralise, to dissolve authority, would have been to abandon to the people +the control of its affairs, to run the risk of a truly popular revolution. +That is why the bourgeoisie sought to reinforce the central government even +more. . ."_ [Kropotkin, **Words of a Rebel**, p. 143] + +This means that to use the structure of the state (i.e. centralised, +hierarchical power in the hands of a few) would soon mean the creation of a +new minority class of rulers as the state _"could not survive without creating +about it a new privileged class."_ [Malatesta, **Anarchy**, p. 35] + +Therefore, for a given social organisation to be a state it must be based on +delegated **power.** A state is marked by the centralisation of power into a +few hands at the top of the structure, in other words, it is hierarchical in +nature. This is, of course, essential for a minority class to remain control +over it. Thus a social system which places power at the base, into the hands +of the masses, is not a state as anarchists understand it. As Bakunin argued, +_"[w]here all rule, there are no more ruled, and there is no State."_ [**The +Political Philosophy of Bakunin**, p. 223] Therefore, real workers democracy +-- i.e. self-management -- existed, then the state would no longer exist. + +The question now arises, does the Marxist "workers' state" meet this +definition? As indicated in [section 4](append35.html#app4), the answer is a +clear yes. In **The State and Revolution**, Lenin argued that the workers' +state would be based on representative democracy. This meant, according to +Bakunin, that political power would be _"exercised by proxy, which means +entrusting it to a group of men elected to represent and govern them, which in +turn will unfailingly return them to all the deceit and subservience of +representative or bourgeois rule."_ [**Michael Bakunin: Selected Writings**, +p. 255] + +Rather than "the vast majority suppressing a tiny minority" we have a tiny +minority, elected by the majority, suppressing those who disagree with what +the government decrees, including those within the class which the state +claims to represent. In the words of Lenin: + +> _ "Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[**Collected Works**, vol. 42, p. 170] + +And who exercises this _"revolutionary coercion"_? The majority? No, the +vanguard. As Lenin argued, _"the correct understanding of a Communist of his +tasks"_ lies in _"correctly gauging the conditions and the moment when the +vanguard of the proletariat can successfully seize power, when it will be able +during and after this seizure of power to obtain support from sufficiently +broad strata of the working class and of the non-proletarian toiling masses, +and when, thereafter, it will be able to maintain, consolidate, and extend its +rule, educating, training and attracting ever broader masses of the toilers."_ +He stressed that _"to go so far . . . as to draw a contrast in general between +the dictatorship of the masses and the dictatorship of the leaders, is +ridiculously absurd and stupid."_ [**Left-Wing Communism: An Infantile +Disorder**, p. 35, p. 27] + +In other words, for Lenin, if the leaders exercised their dictatorship, then +so did the masses. Such a position is pure and utter nonsense. If the party +leaders govern, then the masses do not. And so the "workers' state" is a state +in the normal sense of the word, with the _"minority suppressing the +majority."_ This was made clear by Trotsky in 1939: + +> _ "The very same masses are at different times inspired by different moods +and objectives. It is just for this reason that a centralised organisation of +the vanguard is indispensable. Only a party, wielding the authority it has +won, is capable of overcoming the vacillation of the masses themselves."_ +[**The Moralists and Sycophants**, p. 59] + +Thus the party (a minority) holds power and uses that power against the masses +themselves. Little wonder, given that, once in power, the Bolsheviks quickly +forgot their arguments in favour of representative democracy and argued for +party dictatorship (see [section 4](append35.html#app4)). + +Such a transformation of representative democracy into minority class rule was +predicted by anarchists: + +> _"[I]t is not true that once the social conditions are changed the nature +and role of government would change. Organ and function are inseparable terms. +Take away from an organ its function and either the organ dies or the function +is re-established . . . A government, that is a group of people entrusted with +making laws and empowered to use the collective power to oblige each +individual to obey them, is already a privileged class cut off from the +people. As any constituted body would do, it will instinctively seek to extend +its powers, to be beyond public control, to impose its own policies and to +give priority to its special interests. Having been put into a privileged +position, the government is already at odds with the people whose strength it +disposes of."_ [Malatesta, **Anarchy**, pp. 33-4] + +Which, of course, is what happened in Russia. As we indicated in [section +4](append35.html#app4), both Lenin and Trotsky defended the imposition of +party rule, its need to be beyond public control, by the necessities generated +by the revolution (the "vacillations" within the masses meant that democracy, +public control, had to be eliminated in favour of party dictatorship). + +Therefore, from an anarchist perspective, the so-called "workers' state" is +still a state in "the proper sense of the word" as it is based on centralised, +top-down power. It is based on the tiny minority (the party leaders) governing +everyone else and suppressing anyone who disagreed with them -- the vast +majority. + +If the vast majority did have real power then the state would not exist. As +the "proletarian" state is based on delegated power, it is still a state and, +as such, an instrument of minority class rule. In this case, the minority is +the party leaders who will use their new powers to consolidate their position +over the masses (while claiming that their rule equals that of the masses). + +## 6\. Do anarchists _"hope the capitalists do not make any attempts of +counterrevolution"_? + +Fisher continues his inventions: + +> _ "Instead of organising an instrument for the coercion of the bourgeois by +the proletariat, the Anarchists wish to simply abolish the state overnight and +hope that the capitalists do not make any attempts of counterrevolution, an +absurd and unrealistic idea."_ + +Yes, it would be, if anarchists actually believed that. Sadly for Fisher, we +do not and have stated so on many, many, many occasions. Indeed, to make an +assertion like this is to show either a total ignorance of anarchist theory or +a desire to deceive. + +So do anarchists _"hope that the capitalists do not make any attempts of +counterrevolution"_? Of course not. We have long argued that a revolution +would need to defend itself. In the words of Malatesta: + +> _ "But, by all means, let us admit that the governments of the still +unemancipated countries were to want to, and could, attempt to reduce free +people to a state of slavery once again. Would this people require a +government to defend itself? To wage war men are needed who have all the +necessary geographical and mechanical knowledge, and above all large masses of +the population willing to go and fight. A government can neither increase the +abilities of the former nor the will and courage of the latter. And the +experience of history teaches us that a people who really want to defend their +own country are invincible: and in Italy everyone knows that before the corps +of volunteers (anarchist formations) thrones topple, and regular armies +composed of conscripts or mercenaries disappear. . . [Some people] seem almost +to believe that after having brought down government and private property we +would allow both to be quietly built up again, because of a respect for the +freedom of those who might feel the need to be rulers and property owners. A +truly curious way of interpreting our ideas!"_ [**Anarchy**, pp. 40-1] + +Elsewhere he argued that a revolution would _"reorganise things in such a way +that it will be impossible for bourgeois society to be reconstituted. And all +this, and whatever else would be required to satisfy public needs and the +development of the revolution would be the task of . . . al kinds of +committees, local, inter-communal, regional and national congresses which +would attend to the co-ordination of social activity . . . The creation of +voluntary militia . . . to deal with any armed attacks by the forces of +reaction to re-establish themselves, or to resist outside intervention by +countries as yet not in a state of revolution."_ [**Life and Ideas**, pp. +165-6] + +He was not alone in this position. Every revolutionary anarchist argued along +these lines. Bakunin, for example, clearly saw the need to defend a +revolution: + +> _ "Commune will be organised by the standing federation of the Barricades. . +. [T]he federation of insurgent associations, communes and provinces . . . +[would] organise a revolutionary force capable of defeating reaction . . . it +is the very fact of the expansion and organisation of the revolution for the +purpose of self-defence among the insurgent areas that will bring about the +triumph of the revolution."_ [**Michael Bakunin: Selected Writings**, pp. +170-1] + +And: + +> _ "[L]et us suppose . . . it is Paris that starts [the revolution] . . . +Paris will naturally make haste to organise itself as best it can, in +revolutionary style, after the workers have joined into associations and made +a clean sweep of all the instruments of labour, every kind of capital and +building; armed and organised by streets and **quartiers**, they will form the +revolutionary federation of all the **quartiers**, the federative commune. . . +All the French and foreign revolutionary communes will then send +representatives to organise the necessary common services . . . and to +organise common defence against the enemies of the Revolution."_ [**Op. +Cit.**, p. 178-9] + +He stressed the need to organise and co-ordinate the defence of the revolution +by armed workers: + +> _ "Immediately after established government has been overthrown, communes +will have to reorganise themselves along revolutionary lines . . . In order to +defend the revolution, their volunteers will at the same time form a communal +militia. But no commune can defend itself in isolation. So it will be +necessary for each of them to radiate outwards, to raise all its neighbouring +communes in revolt . . . and to federate with them for common defence."_ [**No +Gods, No Masters**, vol. 1, p. 142] + +Similarly, the Spanish anarcho-syndicalist CNT union recognised the need for +defending a revolution in its 1936 resolution on Libertarian Communism: + +> _"We acknowledge the necessity to defend the advances made through the +revolution . . . So . . . the necessary steps will be taken to defend the new +regime, whether against the perils of a foreign capitalist invasion . . . or +against counter-revolution at home. It must be remembered that a standing army +constitutes the greatest danger for the revolution, since its influence could +lead to dictatorship, which would necessarily kill off the revolution. . . _ + +> _ "The people armed will be the best assurance against any attempt to +restore the system destroyed from either within or without. . ._ + +> _ "Let each Commune have its weapons and means of defence . . . the people +will mobilise rapidly to stand up to the enemy, returning to their workplaces +as soon as they may have accomplished their mission of defence. . . . _ + +> _ "1. The disarming of capitalism implies the surrender of weaponry to the +communes which be responsible for ensuring defensive means are effectively +organised nationwide. _ + +> _ "2. In the international context, we shall have to mount an intensive +propaganda drive among the proletariat of every country so that it may take an +energetic protest, calling for sympathetic action against any attempted +invasion by its respective government. At the same time, our Iberian +Confederation of Autonomous Libertarian Communes will render material and +moral assistance to all the world's exploited so that these may free +themselves forever from the monstrous control of capitalism and the State."_ +[quoted by Jose Peirats, **The CNT in the Spanish Revolution**, vol. 1, p. +110] + +If it was simply a question of consolidating a revolution and its self-defence +then there would be no argument. Rather the question is one of power -- will +power be centralised, held by a handful of leaders and exercised from the top +downwards or will it be decentralised and society run from the bottom-up by +working people themselves? + +Fisher distorts the real issue and instead invents a straw man which has no +bearing at all on the real anarchist position (for further discussion, see +sections [H.2.1](secH2.html#sech21) and [J.7.6](secJ7.html#secj76)). + +## 7\. Are Anarchists simply _"potential Marxists"_? + +After creating the straw man argument that anarchists have not thought about +counter-revolution, Fisher asserts: + +> _ "The majority of our 'Anarchist' friends never thought about this little +loop hole, and as for the rest of them they shrug it off, or say something to +the effect of the armed proletariat themselves will stop capitalist reaction, +which, an armed proletariat in reality, is a proletarian 'state'! In +conclusion our 'Anarchists' are simply potential Marxists who need access to +genuinely revolutionary ideas."_ + +Of course, anarchists have thought about this and have came up with, as Fisher +puts it, _"the armed proletariat."_ Indeed, anarchists have held this position +since the days of Bakunin, as we proved in the [last +section](append35.html#app6). + +Moreover, from an anarchist perspective, an "armed proletariat" is not a +"state" as there is not minority of rulers telling the proletariat what to do +(see [section 5](append35.html#app5)). The "proletariat" state of Lenin was a +real state simply because it was the Bolshevik party leaders who were telling +the armed forces of the state what to do and who to repress (including +striking workers, anarchists and rebelling peasants). These forces, we must +note, were organised from the top-down, with the government appointing +officers. It was an "armed proletariat" only in the same sense that the +bourgeois army is an "armed proletariat" (i.e. working class people made by +the rank and file, fought the battles and followed the orders decided upon by +a handful of people at the top). + +So, if defence of a revolution by the armed proletariat makes you a Marxist +then Bakunin, Malatesta, Kropotkin, Goldman, Berkman, Makhno and Durruti were +all "Marxists"! As is every revolutionary anarchist. Needless to say, this is +impossible and, as such, Fisher's "little loop hole" in anarchism does not +exist. + +Clearly, Fisher has no understanding of anarchist thought and prefers +invention rather than research. + +Our Trotskyist then states that: + +> _ "It is our job, as Marxists to explain these ideas to them!" _ + +In other words, the Marxist job is to explain anarchist ideas to anarchists +and call them Marxism. How impressive! + +## 8\. Is Marxism scientific? + +Fisher finishes by arguing that: + +> _ "As Lenin states, 'the ideas of Marx are all powerful, because they are +true'! We have the science of dialectics on our side, not idealism, mysticism +or theology. Our philosophy is solid as a rock."_ + +Firstly, dialectics is not a science. Secondly, quoting Lenin on the wonders +of Marxism is like quoting the Pope on the joys of Catholicism. Thirdly, the +only rocks around are in the heads of Trotskyists if they really think this +nonsense about anarchism. + +Simply put, a science involves investigating the facts of what is being +investigated and generating theories based on those facts. Clearly, our +Trotskyist has not bothered to discover the facts about anarchism. He has made +numerous assertions about anarchism which are contradicted by the works of +anarchism. He has, as such, ignored the fundamental nature of science and has, +instead, embraced the approach of the fiction writer. + +As such, if Fisher's article is an example of the "science" of Marxism then we +can safely state that Marxism is not a science. Rather it is based on +invention and slander. + +## 9\. What does the Russian Revolution tell us about Trotskyism? + +Our Trotskyist decides to quote another Trotskyist, Ted Grant, on the dangers +of anarchism: + +> _ "However, the setting up of soviets and strike committees \-- important as +it is -- does not solve the fundamental problem facing the Russian workers. In +and of themselves, soviets solve nothing. What is decisive is the party that +leads them. In February 1917, the workers and soldiers set up soviets -- a +step of enormous importance to the revolution. But in the hands of the +Mensheviks and SRs they were reduced to impotence. . . In Germany in November +1918, the soviets were in the hands of the Social Democratic leaders who +betrayed the revolution and handed power back to the bourgeoisie. Under these +conditions the soviets soon dissolved, and were merely transient phenomena. +The same would have happened in Russia, if it had not been for the Bolshevik +Party and the leadership of Lenin and Trotsky."_ + +Grant is, of course, just paraphrasing Trotsky in his analysis. Moreover, like +Trotsky's, his comments indicate the fundamentally dictatorial nature of +Trotskyism. + +Simply put, if the "leadership" of the party is the key to soviet power, then +if the workers' reject that leadership via soviet elections then the +Trotskyist is on the horns of a dilemma. Without party "leadership" then the +soviets will be "reduced to impotence" and be "merely transient phenomena." To +maintain this party "leadership" (and ensure the soviet power) then the +democratic nature of the soviets must be undermined. Therefore the Trotskyist +is in the ironic situation of thinking that soviet democracy will undermine +soviet power. + +This dilemma was solved, in practice, by Trotsky during the Russian Revolution +-- he simply placed party "leadership" above soviet democracy. In other words, +he maintained soviet power by turning the soviets into "nothing." He argued +this position numerous times in his life, when he was in power and after he +had been expelled from Russia by Stalin. + +In 1920, we find Trotsky's thoughts on this subject in his infamous work +**Terrorism and Communism**. In this work he defended the fact of Communist +Party dictatorship: + +> _"We have more than once been accused of having substituted for the +dictatorship of the Soviets the dictatorship of our party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only by means of the dictatorship of the party. It is thanks to the clarity of +its theoretical vision and its strong revolutionary organisation that the +party has afforded to the Soviets the possibility of becoming transformed from +shapeless parliaments of labour into the apparatus of the supremacy of labour. +In this 'substitution' of the power of the party for the power of the working +class there is nothing accidental, and in reality there is no substitution at +all. The Communists express the fundamental interests of the working class. It +is quite natural that, in the period in which history brings up those +interests, in all their magnitude, on to the order of the day, the Communists +have become the recognised representatives of the working class as a whole."_ + +Needless to say, this is incredulous. How can the replacement of soviet power +by party power mean the "supremacy of labour"? It means the supremacy of the +Bolshevik party, not "labour." The transformation of the soviets from genuine +democratic organs of working class self-government ("shapeless parliaments of +labour") into an instrument of Bolshevik party rule ("the apparatus of the +supremacy of labour") cannot be seen as a victory of democracy, quite the +reverse. The dictatorship of the Bolshevik party marginalised the soviets just +as much as the events of the German Revolution. The only difference is that +under the Bolsheviks they maintained a symbolic existence. + +Therefore, rather than the "leadership" of the Bolshevik party ensuring soviet +rule it meant, in practice, party dictatorship. The soviets played no role in +the decision making process as power rested firmly in the hands of the party. + +This position was repeated in 1937, in his essay _"Bolshevism and Stalinism."_ +There he argued that a _"revolutionary party, even having seized power . . . +is still by no means the sovereign ruler of society."_ He stressed that _"the +proletariat can take power only through its vanguard"_ and that _"[t]hose who +propose the abstraction of the Soviets from the party dictatorship should +understand that only thanks to the party dictatorship were the Soviets able to +lift themselves out of the mud of reformism and attain the state form of the +proletariat."_ [Trotsky, **Stalinism and Bolshevism**] + +Therefore, we have the same position. Without party dictatorship, the soviets +would fall back into the _"mud of reformism."_ He argued that the _"fact that +this party subordinates the Soviets politically to its leaders has in itself +abolished the Soviet system no more than the domination of the conservative +majority has abolished the British parliamentary system."_ [**Op. Cit.**] This +analogy is flawed for two reasons. + +Firstly, the parliamentary system is based on a division between executive and +legislative functions. Lenin argued that the soviet system would, like the +Paris Commune, abolish this division and so ensure _"the conversion of the +representative institutions from mere 'talking shops' into working bodies."_ +[**The Essential Lenin**, p. 304] If the decisions being made by the Soviets +have been decided upon by the leaders of the Bolshevik party then the soviets +represent those leaders, not the people who elected them. As in the bourgeois +system, the representatives of the people govern them rather than express the +wishes of the majority. As such, the idea that the Soviets are organs of +working class self-government **has** been abolished. Instead, they are mere +"talking shops" with power resting in the hands of the party leadership. + +Secondly, when elections take place parliamentary system it is generally +recognised that the majority of representatives can become the government. The +system is therefore based on the assumption that the government is accountable +to parliament, not parliament to the government. This means that the +"domination" of the majority within Parliament is an expression of +parliamentary democracy. The majority party does not maintain that only its +existence in power ensures that parliamentary democracy can continue, +therefore necessitating the suppression of elections. However, that is the +position of Trotsky (and of Lenin) and, let us not forget, the actual actions +of the Bolsheviks. + +That this is the logical conclusion of Trotsky's position can be seen when he +discusses the Kronstadt rebellion of March 1921 (see the appendix on ["What +was the Kronstadt Rebellion?"](append42.html)). In 1938, he argued that the +_"Kronstadt slogan"_ was _"soviets without Communists."_ [Lenin and Trotsky, +**Kronstadt**, p. 90] This, of course, is factually incorrect. The Kronstadt +slogan was _"all power to the soviets but not to the parties"_ (or _"free +soviets"_). From this incorrect assertion, Trotsky argued as follows: + +> _ "to free the soviets from the leadership [!] of the Bolsheviks would have +meant within a short time to demolish the soviets themselves. The experience +of the Russian soviets during the period of Menshevik and SR domination and, +even more clearly, the experience of the German and Austrian soviets under the +domination of the Social Democrats, proved this. Social Revolutionary- +anarchist soviets could only serve as a bridge from the proletarian +dictatorship. They could play no other role, regardless of the 'ideas' of +their participants. The Kronstadt uprising thus had a counterrevolutionary +character."_ [**Op. Cit.**, p. 90] + +Interesting logic. Let us assume that the result of free elections would have +been the end of Bolshevik "leadership" (i.e. dictatorship), as seems likely. +What Trotsky is arguing is that to allow workers to vote for their +representatives would _"only serve as a bridge from the proletarian +dictatorship"_! + +This argument was made (in 1938) as a **general point** and is **not** phrased +in terms of the problems facing the Russian Revolution in 1921. In other words +Trotsky is clearly arguing for the dictatorship of the party and contrasting +it to soviet democracy. As he put it elsewhere, the _"revolutionary party +(vanguard) which renounces its own dictatorship surrenders the masses to the +counter-revolution."_ [**Writings 1936-7**, pp. 513-4] So much for "All Power +to the Soviets" or "workers' power"! + +Clearly, Grant's and Trotsky's arguments contain a deeply undemocratic core. +The logic of their position -- namely that party rule is essential to ensure +soviet rule -- in practice means that soviet rule is replaced by party +dictatorship. To include the masses into the decision making process by soviet +democracy means loosening the tight political control of the party on the +soviets and allowing the possibility that opposition forces may win in the +soviets. However, if that happens then it means the end of soviet power as +that is only possible by means of party "leadership." This, in turn, +necessitates party dictatorship to maintain "soviet power", as Trotsky and +Lenin admitted and implemented. + +Simply put, Grant's argument shows the dangers of Trotskyism, not of +anarchism. + +## 10\. Do anarchists reject "leadership"? + +Grant continues by asserting the need for leaders: + +> _ "Some say that such a party is not necessary, that the workers do not need +a party, that it leads to bureaucracy, and so on. That is a fatal error. The +whole history of the international workers' movement shows the absolute need +for a revolutionary party. Anarchism is an expression of impotence, which can +offer no way out. Of course, the reason why some honest workers and young +people turn towards anarchism is because of their revulsion against Stalinism +and the bureaucratic and class collaborationist policies of the existing +leaderships, both on the political and trade union field. This is +understandable, but profoundly mistaken. The answer to a bad leadership is not +no leadership, but to create a leadership that is worthy of the workers' +cause. To refuse to do this, to abstain from the political struggle . . . +amounts to handing over the workers to the existing leaders without a +struggle. In order to combat the policy of class collaboration, it is +necessary to pose an alternative in the form of a revolutionary policy, and +therefore also a revolutionary tendency."_ + +There are so many fallacies in this argument it is hard to know where to +start. + +Firstly, we should note that anarchists do not deny the need for "leaders" nor +for the need for revolutionaries to organise together to influence the class +struggle. To claim so indicates a failure to present the anarchist case +honestly. + +In the words of Kropotkin: + +> _ "The idea of anarchist communism, today represented by . . . minorities, +but increasingly finding popular expression, will make its way among the mass +of the people. Spreading everywhere, the anarchist groups . . . will take +strength from the support they find among the people."_ [**Words of a Rebel**, +p. 75] + +Bakunin considered it essential that revolutionaries organise and influence +the masses. As he put it, _"the chief aim and purpose of this organisation"_ +is to _"help the people towards self-determination on the lines of the most +complete equality."_ [**Michael Bakunin: Selected Writings**, p. 191] + +Therefore, to claim that anarchists deny the need for political organisation +and "leaders" is a misrepresentation. As we argue in more depth in [section +J.3](secJ3.html), this is not the case. However, we must stress that +anarchists do not seek positions of power ("leadership") in organisations. +Rather, they aim to influence by the power of our ideas, _"through the +natural, personal influence of its members, who have not the slightest +power."_ [Bakunin, **Op. Cit.**, p. 193] This is because "leadership" +positions in hierarchical organisations are a source of corruption, which is +the second major fallacy in Grant's argument. + +While acknowledging that the existing leadership of working class +organisations and unions are _"bureaucratic and class collaborationist,"_ he +does not indicate why this is so. He argued that we need a "new" leadership, +with the correct ideas, to replace the current ones. However, the _"policy of +class collaboration"_ within these leaderships did not develop by chance. +Rather they are a product of both the tactics (such as electioneering, in the +case of political parties) and structures used in these organisations. + +Looking at structures, we can clearly see that hierarchy is key. By having +leadership positions separate from the mass of workers (i.e. having +hierarchical structures), an inevitable division develops between the leaders +and the rank and file. The "leaders" are insulated from the life, interests +and needs of the membership. Their views adjust to their position, not vice +versa, and so "leadership" becomes institutionalised and quickly becomes +bureaucratic. As Bakunin argued, the only way to avoid bureaucracy is to +empower the rank and file. + +Taking the Geneva section of the IWMA, Bakunin noted that the construction +workers' section _"simply left all decision-making to their committees . . . +In this manner power gravitated to the committees, and by a species of fiction +characteristic of all governments the committees substituted their own will +and their own ideas for that of the membership."_ [**Bakunin on Anarchism**, +p. 246] To combat this bureaucracy, _"the construction workers . . . sections +could only defend their rights and their autonomy in only one way: the workers +called general membership meetings. Nothing arouses the antipathy of the +committees more than these popular assemblies. . . In these great meetings of +the sections, the items on the agenda was amply discussed and the most +progressive opinion prevailed. . ."_ [**Op. Cit.**, p. 247] + +This did not mean the end of organisations and committees, but rather a change +in power. Any committees would be made up of _"delegates who conscientiously +fulfilled all their obligations to their respective sections as stipulated in +the statues," "reporting regularly to the membership the proposals made and +how they voted"_ and _"asking for further instructions (plus instant recall of +unsatisfactory delegates)."_ [**Ibid.**] Power would be in the hands of the +rank and file, not the committees. + +It is in this context that anarchists try and give a lead. Anarchist +organisation _"rules out any idea of dictatorship and of a controlling and +directive power"_ and it _"will promote the Revolution only through the +**natural but never official influence** of all members of the Alliance."_ +[**Op. Cit.**, p. 154 and p. 387] This influence would be exerted in the basic +assemblies of the organisation, which would retain the power to decide their +own fates: _"In such a system, power, properly speaking, no longer exists. +Power is diffused to the collectivity and becomes the true expression of the +liberty of everyone, the faithful and sincere realisation of the will of +all."_ [**Op. Cit.**, p. 415] + +Only in this way can the bad effects of having institutionalised "leadership" +positions be avoided. Instead of ignoring "bad" leadership, anarchists +encourage workers to rely on their own initiative and power. They do not +"refuse" to combat bureaucratic leaderships, rather they combat them from +below by ensuring that workers manage their own affairs directly. As such, +anarchists are well aware of the need _"to pose an alternative in the form of +a revolutionary policy, and therefore also a revolutionary tendency."_ + +As Malatesta argued, we _"do not want to **emancipate** the people; we want +the people to **emancipate themselves.**"_ Thus anarchists _"advocate and +practise direct action, decentralisation, autonomy and individual initiative; +they should make special efforts to help members [of popular organisations] +learn to participate directly in the life of the organisation and to dispense +with leaders and full-time functionaries."_ However, _"[w]e must not wait to +achieve anarchy, in the meantime limiting ourselves to simple propaganda . . . +We must seek to get all people . . . to make demands, and impose itself and +take for itself all the improvements and freedoms that it desires as and when +it reaches the state of wanting them, and the power to demand them: and in +always propagating all aspects of our programme, and always struggling for its +complete realisation, we must push people to want always more and to increase +its pressures, until it has reached complete emancipation."_ [**Life and +Ideas**, p. 90, p. 125 and p. 189] + +He, like all anarchists, stressed there were different kinds of "leadership": + +> _ "It is possible to direct ["lead"] through advice and example, leaving the +people -- provided with the opportunities and means of supplying their own +needs themselves -- to adopt our methods and solutions if these are, or seem +to be, better than those suggested and carried out by others. But it is also +possible to direct by taking over command, that is by becoming a government +and imposing one's own ideas and interests through police methods."_ [**The +Anarchist Revolution**, p. 108] + +Unsurprisingly, anarchists favour the first way of "leading" people and +utterly reject the second. + +Clearly, then, anarchists do not reject being "leaders" in the sense of +arguing our ideas and combating the influence and power of bureaucratic +leaderships. However, this "lead" is based on the influence of our ideas and, +as such, is a non-hierarchical relationship between anarchist activists and +other workers. Thus Grant's argument is a straw man. + +Finally, his comment that _"whole history of the international workers' +movement shows the absolute need for a revolutionary party"_ is simply false. +Every example of a "revolutionary party" has been a failure. They have never +created a socialist society which, let us not forget, was their aim. The first +"revolutionary" party was Social Democracy. That quickly became reformist and, +in Germany, crushed the revolution that broke out there after the end of the +First World War. + +The Bolshevik party was no better. It soon transformed itself for being the +masses servant to being its master (see [section 4](append35.html#app4)). It +justified its repression against the working class in terms of its "vanguard" +position. When it degenerated into Stalinism, Communist Parties across the +world followed it \-- no matter how insane its policies became. + +This is unsurprising. As the anarchists of Trotwatch explain, such a +"revolutionary" party leaves much to be desired: + +> _ "In reality, a Leninist Party simply reproduces and institutionalises +existing capitalist power relations inside a supposedly 'revolutionary' +organisation: between leaders and led; order givers and order takers; between +specialists and the acquiescent and largely powerless party workers. And that +elitist power relation is extended to include the relationship between the +party and class."_ [**Carry on Recruiting!**, p. 41] + +Therefore, while anarchists stress the need to organise as anarchists (i.e. +into political associations) they reject the need for a "revolutionary party" +in the Marxist or Leninist mold. Rather than seeking power on behalf of the +masses, anarchist groups work within the mass organisations of the working +class and urge them to take and exercise power directly, without governments +and without hierarchy. We seek to win people over to our ideas and, as such, +we work with others as equals using debate and discussion to influence the +class struggle (see [section J.3.6](secJ3.html#secj36) for fuller details and +a discussion of how this differs from the Trotskyist position). + +Therefore, Grant's whole argument is flawed. Anarchists do not reject +"leadership," they reject hierarchical leadership. We clearly see the need to +organise politically to influence the class struggle but do so as equals, by +the strength of our ideas. We do not seek to create or seize positions of +"leadership" (i.e. power) but rather seek to ensure that the masses manage +their own affairs and are influenced by political tendencies only in-so-far as +they can convinced of the validity of the politics and ideas of those +tendencies. + +## 11\. Does the Spanish Revolution show anarchism is flawed? + +As usual, Grant brings up the question of the Spanish Revolution: + +> _ "The anarchist workers of the CNT played a heroic role in the struggle +against fascism. In July 1936, they rose up and stormed the barracks armed +with just sticks and knives and a few old hunting rifles, and beat the +fascists. They set up soviets and established a workers' militia and workers' +control in the factories. The CNT and the POUM (a centrist party led by ex- +Trotskyists) were the only power in Barcelona. Soon the whole of Catalonia was +in the hands of the workers. The bourgeois President of Catalonia, LLuis +Companys, actually invited the CNT to take power! But the anarchist leaders +refused to take power, and the opportunity was lost."_ + +Needless to say, this summary leaves much to be desired. + +Firstly, there are the factual errors. The offer to the CNT from Companys +occurred on July 20th, immediately after the uprising had been defeated in +Barcelona. The situation in the rest of Catalonia, never mind Spain, was +unknown. This fact is essential to understanding the decisions made by the +CNT. Faced with a military coup across the whole of Spain intent on +introducing fascism, the outcome of which was unknown, the CNT in Barcelona +was in a difficult situation. If it tried to implement libertarian communism +then it would have had to fight both the fascist army and the Republican +state. Faced with this possibility, the CNT leaders decided to ignore their +politics and collaborate with other anti-fascists within the bourgeois state. +Needless to say, to fail to indicate the rationale for the CNT's decision and +the circumstances it was made in means to misinform the reader. This does not +mean the CNT's decision was correct, it is just to indicate the extremely +difficult circumstances in which it was made. + +Secondly, Grant lets the cat out of the bag by admitted that he sees the +Spanish Revolution in terms of the anarchist _"leaders"_ taking power. In this +he followed Trotsky, who had argued that: + +> _ "A revolutionary party, even having seized power (of which the anarchist +leaders were incapable in spite of the heroism of the anarchist workers), is +still by no means the sovereign ruler of society."_ [**"Stalinism and +Bolshevism"**] + +Clearly, rather than the masses taking power, Trotskyism sees the party (the +leaders) having the real power in society. Trotsky stressed this fact +elsewhere when he argued that _"[b]ecause the leaders of the CNT renounced +dictatorship for themselves they left the place open for the Stalinist +dictatorship."_ [**Writings 1936-7**, p. 514] + +The _"anarchist leaders"_ quite rightly rejected this position, but they also +rejected the anarchist one as well. Let us not forget that the anarchist +position is the destruction of the state by means of federations of workers +associations (see [section 3](append35.html#app3)). The CNT refused to do +this. Which, of course, means that Grant is attacking anarchist theory in +spite of the fact that the CNT **ignored** that theory! + +As we have discussed this issue in depth elsewhere (namely sections +[I.8.10](secI8.html#seci810), [I.8.11](secI8.html#seci810) and [section +20](append32.html#app20) of the appendix [_"Marxists and Spanish +Anarchism"_](append32.html)) we will leave our discussion of the Spanish +Revolution to this short summary. + +## 12\. Does anarchism believe in spontaneous revolution? + +Grant now asserts another erroneous position to anarchism, namely the believe +that anarchists believe in spontaneous revolution. He presents the case of the +Albanian revolution: + +> _ "However, the most crushing answer to anarchism is the fate of the +Albanian revolution. The Albanian masses, as the result of the nightmare +brought about by the collapse of so-called market reform . . . rose up in a +spontaneous insurrection. With no organisation, no leadership, and no +conscious plan, they stormed the barracks with their bare hands. The army +fraternised . . . opened the gates of the barracks and distributed arms. +Revolutionary committees were established, especially in the South, and the +armed militias spread the revolt from one town to the next. The forces of +reaction sent by Berisha were routed by the armed people. There was nothing to +stop them from entering Tirana . . . But here the importance of leadership +becomes clear. Lacking a revolutionary leadership with the perspective of +taking power and transforming society, the insurrectionists failed to take +Tirana."_ + +Needless to say, the argument for _"a revolutionary leadership"_ with _"the +perspective of taking power"_ is hard to combine with his later argument that +_"the Russian workers, basing themselves on their own strength and +organisation, [must] take power into their own hands."_ As Grant has argued +throughout this excerpt, the idea that the workers should take power +themselves is utopian as a Bolshevik style leadership is required to seize +power. As Trotsky and Lenin made clear, the working class as a whole cannot +exercise the "proletariat dictatorship" -- only party dictatorship can ensure +the transition from capitalism to communism. In summary, Grant is simply using +the old Bolshevik technique of confusing the party with the proletariat. + +However, this is besides the point. Grant asserts that anarchists think a +revolution can occur spontaneously, without the need for anarchists to +organise as anarchists and argue their politics. Needless to say, anarchists +do not hold such a position and never have. If we did then anarchists would +not write books, pamphlets and leaflets, they would not produce papers and +take part in struggles and they would not organise anarchist groups and +federations. As we do all that, clearly we do not think that an anarchist +society will come about without us trying to create it. As such, Grant's +comments misrepresent the anarchist position. + +This can be seen from Bakunin, who argued that the 1848 revolutions failed +_"for a quite a simple reason: it was rich in instinct and in negative +theoretical ideas . . . but it was still totally devoid of the positive and +practical ideas which would have been necessary to build a new system . . . on +the ruins of the bourgeois world. The workers who fought for the emancipation +of the people in June were united by instinct, not ideas . . . This was the +principal cause of their defeat."_ [**Michael Bakunin: Selected Writings**, p. +104] + +Given that _"instinct as a weapon is not sufficient to safeguard the +proletariat against the reactionary machinations of the privileged classes,"_ +instinct _"left to itself, and inasmuch as it has not been transformed into +consciously reflected, clearly determined thought, lends itself easily to +falsification, distortion and deceit."_ [**The Political Philosophy of +Bakunin**, p. 215] Therefore, the _"goal, then, is to make the worker fully +aware of what he [or she] wants, to unjam within him [or her] a steam of +thought corresponding to his [or her] instinct."_ This is done by _"a single +path, that of **emancipation through practical action**,"_ by _"workers' +solidarity in their struggle against the bosses,"_ of _"collective struggle of +the workers against the bosses."_ This would be complemented by socialist +organisations _"propagandis[ing] its principles."_ [**The Basic Bakunin**, p. +102, p. 103 and p. 109] + +Hence the need for anarchists to organise as anarchists: + +> _ "The Alliance [Bakunin's anarchist group] is the necessary complement to +the International [the revolutionary workers' movement]. But the International +and the Alliance, while having the same ultimate aims, perform different +functions. The International endeavours to unify the working masses . . . +regardless of nationality and national boundaries or religious and political +beliefs, into one compact body; the Alliance . . . tries to give these masses +a really revolutionary direction. The programs of one and the other, without +being opposed, differ in the degree of their revolutionary development. The +International contains in germ, but only in germ, the whole program of the +Alliance. The program of the Alliance represents the fullest unfolding of the +International."_ [**Bakunin on Anarchism**, p. 157] + +Thus only by arguing for anarchist ideas can anarchy come about. It will not +come about by accident. Hence Malatesta's argument that anarchists _"must +deepen, develop and propagate our ideas and co-ordinate our forces in a common +action. We must act within the labour movement . . . [W]e must act in such a +way that it contributes to preparing for a complete social transformation. We +must work with the unorganised .. . . masses to awaken the spirit of revolt +and the desire and hope for a free and happy life. We must initiate and +support all movements that tend to weaken the forces of the State and of +capitalism and to raise the mental level and material conditions of the +workers. . . And then, in the revolution, we must take an energetic part (if +possible before and more effectively than the others) in the essential +material struggle and drive it to the utmost limit in destroying all the +repressive forces of the State. We must encourage the workers to take +possession of the means of production . . . and of stocks of manufactured +goods; to organise immediately, on their own, an equitable distribution of . . +. products . . . and for the continuation and intensification of production +and all services useful to the public. We must . . . promote action by the +workers' associations, the co-operatives, the voluntary groups -- to prevent +the emergence of new authoritarian powers, new governments, opposing them with +violence if necessary, but above all rendering them useless."_ [**The +Anarchist Revolution**, pp. 109-110] + +A key process of this is to argue that workers' organisations become the +framework of the new world and smash the state. As Murray Bookchin argues, +anarchists _"seek to persuade the factory committees, assemblies [and other +organisations created by people in struggle] . . . to make themselves into +**genuine organs of popular self-management**, not to dominate them, +manipulate them, or hitch them to an all-knowing political party."_ [**Post- +Scarcity Anarchism**, p. 217] For more discussion of this issue, see section +J.7.5 ([What is the role of anarchists in a social +revolution?](secJ7.html#secj75)). + +Clearly, rather than being _"the most crushing answer to anarchism,"_ the fate +of the Albanian revolution rather shows how inaccurate Grant's argument is. +Anarchists do not hold the position he states we do, as we have proven. +Anarchists were not surprised by the fate of the Albanian revolution as the +Albanian workers were not fighting **for** an anarchist society but rather +were protesting **against** the existing system. The role of anarchists in +such a struggle would have been to convince those involved to smash the +existing state and create a new society based on federations of workers' +associations. That this was not done suggests that anarchist ideas were not +the dominant ones in the revolt and, therefore, it is hardly surprising that +the revolution failed. + diff --git a/markdown/append4.md b/markdown/append4.md new file mode 100644 index 0000000000000000000000000000000000000000..9f19e2e478a298cf03ea7e62a83d1da070854880 --- /dev/null +++ b/markdown/append4.md @@ -0,0 +1,187 @@ +# Appendix -- The Russian Revolution + +This appendix of the FAQ exists to discuss in depth the Russian revolution and +the impact that Leninist ideology and practice had on its outcome. Given that +the only reason why Leninism is taken seriously in some parts of the +revolutionary movement is the Russian Revolution, it is useful to expose what +Alexander Berkman called "the Bolshevik Myth." This means discussing certain +aspects of the revolution and indicating exactly how Leninism helped destroy +any libertarian potential it had. It also means analysing common, modern-day, +Leninist excuses for the actions of the Bolsheviks to see if they hold water. +It also means analysing in depth specific events of the revolution (such as +the Kronstadt uprising of March 1921 and the libertarian influenced Makhnovist +movement) to see if there was an alternative to Leninism at the time. Luckily, +the answer is yes. + +As will become clear from this appendix, Bolshevik actions and ideology had a +decisive impact on the development and degeneration of the Revolution. With +its centralised, top-down statist political vision, its (openly) state +capitalist economic vision and its aim for party power, Leninism had pushed +the revolution in an authoritarian direction before the Russian Civil War +started (the most common Leninist explanation of what went wrong). Leninism, +ironically enough, proved the anarchist critique of Marxism to be correct. +Anarchists are confident that in depth analysis of the Russian Revolution will +confirm the limitations of Bolshevism as a revolutionary movement and point to +libertarian ideas for anyone who wants to change the world. + +## + +* [ What happened during the Russian Revolution?](append4.html#app41) + +* [What was the Kronstadt Rebellion?](append4.html#app42) + +* [What caused the degeneration of the Russian Revolution?](append4.html#app43) + +* [How did Bolshevik ideology contribute to the failure of the Revolution?](append4.html#app44) + +* [Were any of the Bolshevik oppositions a real alternative?](append4.html#app45) + +* [Why does the Makhnovist movement show there is an alternative to Bolshevism?](append4.html#app46) + +* * * + +## + +* [What happened during the Russian Revolution?](append41.html) + +### [1 Can you give a short summary of what happened in +1917?](append41.html#app1) +[2 How did the Bolsheviks gain mass support?](append41.html#app2) +[3 Surely the Russian Revolution proves that vanguard parties +work?](append41.html#app3) +[4 Was Lenin's "State and Revolution" applied after +October?](append41.html#app4) +[5 Did the Bolsheviks really aim for Soviet power?](append41.html#app5) +[6 What happened to the soviets after October?](append41.html#app6) +[7 How did the factory committee movement develop?](append41.html#app7) +[8 What was the Bolshevik position on "workers' control" in +1917?](append41.html#app8) +[9 What happened to the factory committees after October?](append41.html#app9) +[10 What were the Bolshevik economic policies in 1918?](append41.html#app10) +[11 Did Bolshevik economic policies work?](append41.html#app11) +[12 Was there an alternative to Lenin's "state capitalism" and "war +communism"?](append41.html#app12) +[13 Did the Bolsheviks allow independent trade unions?](append41.html#app13) +[14 Was the Red Army really a revolutionary army?](append41.html#app14) +[15 Was the Red Army "filled with socialist +consciousness"?](append41.html#app15) +[16 How did the civil war start and develop?](append41.html#app16) +[17 Was the civil war between just Reds and Whites?](append41.html#app17) +[18 How extensive was imperialist intervention?](append41.html#app18) +[19 Did the end of the civil war change Bolshevik +policies?](append41.html#app19) +[20 Can the Red Terror and the Cheka be justified?](append41.html#app20) +[21 Did Bolshevik peasant policies work?](append41.html#app21) +[22 Was there an alternative to grain requisition?](append41.html#app22) +[23 Was the repression of the socialist opposition +justified?](append41.html#app23) +[24 What did the anarchists do during the revolution?](append41.html#app24) +[25 Did the Russian revolution refute anarchism? ](append41.html#app25) + +* * * + +## + +* [What was the Kronstadt Rebellion?](append42.html) + +### [1 Why is the Kronstadt rebellion important?](append42.html#app1) +[2 What was the context of the Kronstadt revolt?](append42.html#app2) +[3 What was the Kronstadt Programme?](append42.html#app3) +[4 Did the Kronstadt rebellion reflect _"the exasperation of the +peasantry"_?](append42.html#app4) +[5 What lies did the Bolsheviks spread about Kronstadt?](append42.html#app5) +[6 Was the Kronstadt revolt a White plot?](append42.html#app6) +[7 What was the _**real**_ relationship of Kronstadt to the +Whites?](append42.html#app7) +[8 Did the rebellion involve new sailors?](append42.html#app8) +[9 Was Kronstadt different politically?](append42.html#app9) +[10 Why did the Petrograd workers not support Kronstadt?](append42.html#app10) +[11 Were the Whites a threat during the Kronstadt +revolt?](append42.html#app11) +[12 Was the country too exhausted to allow soviet +democracy?](append42.html#app12) +[13 Was there a real alternative to Kronstadt's _"third +revolution"_?](append42.html#app13) +[14 How do modern day Trotskyists misrepresent +Kronstadt?](append42.html#app14) +[15 What does Kronstadt tell us about Bolshevism?](append42.html#app15) + +* * * + +## + +* [What caused the degeneration of the Russian Revolution?](append43.html) + +### [1 Do anarchists ignore the objective factors facing the Russian +revolution?](append43.html#app1) +[2 Can "objective factors" really explain the failure of +Bolshevism?](append43.html#app2) +[3 Can the civil war explain the failure of Bolshevism?](append43.html#app3) +[4 Did economic collapse and isolation destroy the +revolution?](append43.html#app4) +[5 Was the Russian working class atomised or "declassed"?](append43.html#app5) +[6 Did the Bolsheviks blame "objective factors" for their +actions?](append43.html#app6) + +* * * + +## + +* [How did Bolshevik ideology contribute to the failure of the Revolution?](append44.html) + +### [1 How did the Marxist historical materialism affect +Bolshevism?](append44.html#app1) +[2 Why did the Marxist theory of the state undermine working class +power?](append44.html#app2) +[3 How did Engels' essay "On Authority" affect the +revolution?](append44.html#app3) +[4 What was the Bolshevik vision of democracy?](append44.html#app4) +[5 What was the effect of the Bolshevik vision of +"socialism"?](append44.html#app5) +[6 How did Bolshevik preference for nationalisation affect the +revolution?](append44.html#app6) +[7 How did Bolshevik preference for centralism affect the +revolution?](append44.html#app7) +[8 How did the aim for party power undermine the +revolution?](append44.html#app8) + +* * * + +## + +* [Were any of the Bolshevik oppositions a real alternative?](append45.html) + +### [1 Were the "Left Communists" of 1918 an alternative?](append45.html#app1) +[2 What were the limitations of the "Workers' Opposition" of +1920?](append45.html#app2) +[3 What about Trotsky's "Left Opposition" in the 1920s?](append45.html#app3) +[4 What do these oppositions tell us about the essence of +Leninism?](append45.html#app4) + +* * * + +## + +* [Why does the Makhnovist movement show there is an alternative to Bolshevism?](append46.html) + +### [1 Who was Nestor Makhno?](append46.html#app1) +[2 Why was the movement named after Makhno?](append46.html#app2) +[3 Why was Makhno called _"Batko"_?](append46.html#app3) +[4 Can you give a short overview of the Makhnovist +movement?](append46.html#app4) +[5 How were the Makhnovists organised?](append46.html#app5) +[6 Did the Makhnovists have a constructive social +programme?](append46.html#app6) +[7 Did they apply their ideas in practice?](append46.html#app7) +[8 Weren't the Makhnovists just Kulaks?](append46.html#app8) +[9 Were the Makhnovists anti-Semitic and pogromists?](append46.html#app9) +[10 Did the Makhnovists hate the city and city workers?](append46.html#app10) +[11 Were the Makhnovists nationalists?](append46.html#app11) +[12 Did the Makhnovists support the Whites?](append46.html#app12) +[13 What was the relationship of the Bolsheviks to the +movement?](append46.html#app13) +[14 How did the Makhnovists and Bolsheviks differ?](append46.html#app14) +[15 How do the modern followers of Bolshevism slander the +Makhnovists?](append46.html#app15) +[16 What lessons can be learned from the Makhnovists?](append46.html#app16) + diff --git a/markdown/append41.md b/markdown/append41.md new file mode 100644 index 0000000000000000000000000000000000000000..885b990ece90263dfa79da59e8408474682c479d --- /dev/null +++ b/markdown/append41.md @@ -0,0 +1,2622 @@ +# What happened during the Russian Revolution? + +This appendix of the FAQ is not a full history of the Russian Revolution. The +scope of such a work would simply be too large. Instead, this section will +concentrate on certain key issues which matter in evaluating whether the +Bolshevik revolution and regime were genuinely socialist or not. This is not +all. Some Leninists acknowledge that that Bolshevik policies had little to do +with socialism as such were the best that were available at the time. As such, +this section will look at possible alternatives to Bolshevik policies and see +whether they were, in fact, inevitable. + +So for those seeking a comprehensive history of the revolution will have to +look elsewhere. Here, we concentrate on those issues which matter when +evaluating the socialist content of the revolution and of Bolshevism. In other +words, the development of working class self-activity and self-organisation, +workers' resistance to their bosses (whether capitalist or "red"), the +activity of opposition groups and parties and the fate of working class +organisations like trade unions, factory committees and soviets. Moreover, the +role of the ruling party and its ideals also need to be indicated and +evaluated somewhat (see ["How did Bolshevik ideology contribute to the failure +of the Revolution?"](append44.html) for a fuller discussion of the role of +Bolshevik ideology in the defeat of the revolution). + +This means that this section is about two things, what Alexander Berkman +termed _**"the Bolshevik Myth"**_ and what Voline called _**"the Unknown +Revolution"**_ (these being the titles of their respective books on the +revolution). After his experiences in Bolshevik Russia, Berkman came to the +conclusion that it was _"[h]igh time the truth about the Bolsheviki were told. +The whited sepulchre must unmasked, the clay feet of the fetish beguiling the +international proletariat to fatal will o' wisps exposed. The Bolshevik myth +must be destroyed."_ By so doing, he aimed to help the global revolutionary +movement learn from the experience of the Russian revolution. Given that +_"[t]o millions of the disinherited and enslaved it became a new religion, the +beacon of social salvation"_ it was an _"imperative to unmask the great +delusion, which otherwise might lead the Western workers to the same abyss as +their brothers in Russia."_ Bolshevism had _"failed, utterly and absolutely"_ +and so it was _"incumbent upon those who have seen though the myth to expose +its true nature . . . Bolshevism is of the past. The future belongs to man and +his liberty."_ [**The Bolshevik Myth**, p. 318 and p. 342] + +Subsequent events proved Berkman correct. Socialism became linked to Soviet +Russia and as it fell into Stalinism, the effect was to discredit socialism, +even radical change as such, in the eyes of millions. And quite rightly too, +given the horrors of Stalinism. If more radicals had had the foresight of +Berkman and the other anarchists, this association of socialism and revolution +with tyranny would have been combated and an alternative, libertarian, form of +socialism would have risen to take the challenge of combating capitalism in +the name of a **genuine** socialism, rooted in the ideals of liberty, equality +and solidarity. + +However, in spite of the horrors of Stalinism many people seeking a radical +change in society are drawn to Leninism. This is partly to do with the fact +that in many countries Leninist parties have a organised presence and many +radicalised people come across them first. It is also partly to do with the +fact that many forms of Leninism denounce Stalinism for what it was and raise +the possibility of the "genuine" Leninism of the Bolshevik party under Lenin +and Trotsky. This current of Leninism is usually called "Trotskyism" and has +many offshoots. For some of these parties, the differences between Trotskyism +and Stalinism is pretty narrow. The closer to orthodox Trotskyism you get, the +more Stalinist it appears. As Victor Serge noted of Trotsky's "Fourth +International" in the 1930s, _"in the hearts of the persecuted I encountered +the same attitudes as in their persecutors [the Stalinists] . . . Trotskyism +was displaying symptoms of an outlook in harmony with the very Stalinism +against which it had taken its stand . . . any person in the circles of the +'Fourth International' who went so far as to object to [Trotsky's] +propositions was promptly expelled and denounced in the same language that the +bureaucracy had] employed against us in the Soviet Union."_ [**Memoirs of a +Revolutionary**, p. 349] As we discuss in [section 3](append45.html#app3) of +the appendix on ["Were any of the Bolshevik oppositions a real +alternative?"](append45.html), perhaps this is unsurprising given how much +politically Trotsky's "Left Opposition" had shared with Stalinism. + +Other Trotskyist parties have avoided the worse excesses of orthodox +Trotskyism. Parties associated with the **International Socialists**, for +example portray themselves as defending what they like to term _"socialism +from below"_ and the democratic promise of Bolshevik as expressed during 1917 +and in the early months of Bolshevik rule. While anarchists are somewhat +sceptical that Leninism can be called _"socialism from below"_ (see [section +H.3.3](secH3.html#sech33)), we need to address the claim that the period +between February 1917 to the start of the Russian civil war at the end of May +1918 shows the real nature of Bolshevism. In order to do that we need to +discuss what the Russian anarchist Voline called _"The Unknown Revolution."_ + +So what is the _"Unknown Revolution"_? Voline, an active participant in 1917 +Russian Revolution, used that expression as the title of his classic account +of the Russian revolution. He used it to refer to the rarely acknowledged +independent, creative actions of the revolutionary people themselves. As +Voline argued, _"it is not known how to study a revolution"_ and most +historians _"mistrust and ignore those developments which occur silently in +the depths of the revolution . . . at best, they accord them a few words in +passing . . . [Yet] it is precisely these hidden facts which are important, +and which throw a true light on the events under consideration and on the +period."_ This section of the FAQ will try and present this _"unknown +revolution,"_ those movements _"which fought the Bolshevik power in the name +of true liberty and of the principles of the Social Revolution which that +power had scoffed at and trampled underfoot."_ [**The Unknown Revolution**, p. +19 and p. 437] Voline gives the Kronstadt rebellion (see the appendix on +["What was the Kronstadt Rebellion?"](append42.html)) and the Makhnovist +movement (see the appendix on ["Why does the Makhnovist movement show there is +an alternative to Bolshevism?"](append46.html)) pride of place in his account. +Here we discuss other movements and the Bolshevik response to them. + +Leninist accounts of the Russian Revolution, to a surprising extent, fall into +the official form of history -- a concern more with political leaders than +with the actions of the masses. Indeed, the popular aspects of the revolution +are often distorted to accord with a predetermined social framework of +Leninism. Thus the role of the masses is stressed during the period before the +Bolshevik seizure of power. Here the typical Leninist would agree, to a large +extend, with summarised history of 1917 we present in [section +1](append41.html#app1). They would undoubtedly disagree with the downplaying +of the role of the Bolshevik party (although as we discuss in [section +2](append41.html#app2), that party was far from the ideal model of the +vanguard party of Leninist theory and modern Leninist practice). However, the +role of the masses in the revolution would be praised, as would the Bolsheviks +for supporting it. + +The real difference arises once the Bolsheviks seize power in November 1917 +(October, according to the Old Style calendar then used). After that, the +masses simply disappear and into the void steps the leadership of the +Bolshevik party. For Leninism, the _"unknown revolution"_ simply stops. The +sad fact is that very little is known about the dynamics of the revolution at +the grassroots, particularly after October. Incredible as it may sound, very +few Leninists are that interested in the realities of "workers' power" under +the Bolsheviks or the actual performance and fate of such working class +institutions as soviets, factory committees and co-operatives. What is written +is often little more than vague generalities that aim to justify authoritarian +Bolshevik policies which either explicitly aimed to undermine such bodies or, +at best, resulted in their marginalisation when implemented. + +This section of the FAQ aims to make known the _"unknown revolution"_ that +continued under the Bolsheviks and, equally important, the Bolshevik response +to it. As part of this process we need to address some of the key events of +that period, such as the role of foreign intervention and the impact of the +civil war. However, we do not go into these issues in depth here and instead +cover them in depth in the appendix on ["What caused the degeneration of the +Russian Revolution?"](append43.html). This is because most Leninists excuse +Bolshevik authoritarianism on the impact of the civil war, regardless of the +facts of the matter. As we discuss in the appendix on ["How did Bolshevik +ideology contribute to the failure of the Revolution?"](append44.html), the +ideology of Bolshevism played its role as well -- something that modern day +Leninists strenuously deny (again, regardless of the obvious). As we indicate +in this section, the idea that Bolshevism came into conflict with the +_"unknown revolution"_ is simply not viable. Bolshevik ideology and practice +made it inevitable that this conflict erupted, as it did **before** the start +of the civil war (also see [section 3](append43.html#app3) of the appendix on +["What caused the degeneration of the Russian Revolution?"](append43.html)). + +Ultimately, the reason why Leninist ideas still have influence on the +socialist movement is due to the apparent success of the Russian Revolution. +Many Leninist groups, mainly Trotskyists and derivatives of Trotskyism, point +to "Red October" and the creation of the first ever workers state as concrete +examples of the validity of their ideas. They point to Lenin's **State and +Revolution** as proving the "democratic" (even "libertarian") nature of +Leninism while, at the same time, supporting the party dictatorship he created +and, moreover, rationalising the utter lack of working class freedom and power +under it. We will try to indicate the falseness of such claims. As will become +clear from this section, the following summation of an anonymous revolutionary +is totally correct: + +> _** "Every notion about revolution inherited from Bolshevism is false."**_ + +In this, they were simply repeating the conclusions of anarchists. As +Kropotkin stressed in 1920: + +> _ "It seems to me that this attempt to build a communist republic on the +basis of a strongly centralised state, under the iron law of the dictatorship +of one party, has ended in a terrible fiasco. Russia teaches us how not to +impose communism."_ [Peter Kropotkin, quoted by Guerin, **Anarchism**, p. 106] + +Ultimately, the experience of Bolshevism was a disaster. And as the +Makhnovists in the Ukraine proved, Bolshevik ideology and practice was **not** +the only option available (see the appendix on ["Why does the Makhnovist +movement show there is an alternative to Bolshevism?"](append46.html)). There +**were** alternatives, but Bolshevik ideology simply excluded using them (we +will discuss some possibilities in this various sub-sections below). In other +words, Bolshevik ideology is simply not suitable for a real revolutionary +movement and the problems it will face. In fact, its ideology and practice +ensures that any such problems will be magnified and made worse, as the +Russian revolution proves. + +Sadly many socialists cannot bring themselves to acknowledge this. While +recognising the evils of the Stalinist bureaucracy, these socialists deny that +this degeneration of Bolshevism was inevitable and was caused by outside +factors (namely the Russian Civil War or isolation). While not denying that +these factors did have an effect in the outcome of the Russian Revolution, the +seeds for bureaucracy existed from the first moment of the Bolshevik +insurrection. These seeds where from three sources: Bolshevik politics, the +nature of the state and the post-October economic arrangements favoured and +implemented by the ruling party. + +As we will indicate, these three factors caused the new "workers' state" to +degenerate long before the out break of the Civil war in May of 1918. This +means that the revolution was **not** defeated primarily because of isolation +or the effects of the civil war. The Bolsheviks had already seriously +undermined it from within **long before** the effects of isolation or civil +war had a chance to take hold. The civil war which started in the summer of +1918 did take its toll in what revolutionary gains survived, not least because +it allowed the Bolsheviks to portray themselves and their policies as the +lessor of two evils. However, Lenin's regime was already defending (state) +capitalism against genuine socialist tendencies before the outbreak of civil +war. The suppression of Kronstadt in March 1921 was simply the logical end +result of a process that had started in the spring of 1918, at the latest. As +such, isolation and civil war are hardly good excuses -- particularly as +anarchists had predicted they would affect every revolution decades previously +and Leninists are meant to realise that civil war and revolution are +inevitable. Also, it must be stressed that Bolshevik rule was opposed by the +working class, who took collective action to resist it and the Bolsheviks +justified their policies in ideological terms and **not** in terms of measures +required by difficult circumstances (see the appendix on ["What caused the +degeneration of the Russian Revolution?"](append43.html)). + +One last thing. We are sure, in chronicling the "excesses" of the Bolshevik +regime, that some Leninists will say "they sound exactly like the right-wing." +Presumably, if we said that the sun rises in the East and sets in the West we +would also "sound like the right-wing." That the right-wing also points to +certain **facts** of the revolution does not in any way discredit these facts. +How these facts are used is what counts. The right uses the facts to discredit +socialism and the revolution. Anarchists use them to argue for libertarian +socialism and support the revolution while opposing the Bolshevik ideology and +practice which distorted it. Similarly, unlike the right we take into account +the factors which Leninists urge us to use to excuse Bolshevik +authoritarianism (such as civil war, economic collapse and so on). We are +simply not convinced by Leninist arguments. + +Needless to say, few Leninists apply their logic to Stalinism. To attack +Stalinism by describing the facts of the regime would make one sound like the +"right-wing." Does that mean socialists should defend one of the most horrific +dictatorships that ever existed? If so, how does that sound to non-socialists? +Surely they would conclude that socialism **is** about Stalinism, +dictatorship, terror and so on? If not, why not? If "sounding like the right" +makes criticism of Lenin's regime anti-revolutionary, then why does this not +apply to Stalinism? Simply because Lenin and Trotsky were not at the head of +the dictatorship as they were in the early 1920s? Does the individuals who are +in charge override the social relations of a society? Does dictatorship and +one-man management become less so when Lenin rules? The apologists for Lenin +and Trotsky point to the necessity created by the civil war and isolation +within international capitalism for their authoritarian policies (while +ignoring the fact they started **before** the civil war, continued after it +**and were justified at the time** in terms of Bolshevik ideology). Stalin +could make the same claim. + +Other objections may be raised. It may be claimed that we quote "bourgeois" +(or even worse, **Menshevik**) sources and so our account is flawed. In reply, +we have to state that you cannot judge a regime based purely on what it says +about itself. As such, critical accounts are required to paint a full picture +of events. Moreover, it is a sad fact that few, if any, Leninist accounts of +the Russian Revolution actually discuss the class and social dynamics (and +struggles) of the period under Lenin and Trotsky. This means we have to +utilise the sources which **do,** namely those historians who do not identify +with the Bolshevik regime. And, of course, any analysis (or defence) of the +Bolshevik regime will have to account for critical accounts, either by +refuting them or by showing their limitations. As will become obvious in our +discussion, the reason why latter day Bolsheviks talk about the class dynamics +post-October in the most superficial way is that it would be hard, even +impossible, to maintain that Lenin's regime was remotely socialist or based on +working class power. Simply put, from early 1918 (at the latest) conflict +between the Bolsheviks and the Russian working masses was a constant feature +of the regime. It is only when that conflict reached massive proportions that +Leninists do not (i.e. cannot) ignore it. In such cases, as the Kronstadt +rebellion proves, history is distorted in order to defend the Bolshevik state +(see the appendix on ["What was the Kronstadt Rebellion?"](append42.html) for +details). + +The fact that Leninists try to discredit anarchists by saying that we sound +like the right is sad. In effect, it **blocks** any real discussion of the +Russian Revolution and Bolshevism (as intended, probably). This ensures that +Leninism remains above critique and so no lessons can be learnt from the +Russian experience. After all, if the Bolsheviks had no choice then what +lessons **are** there to learn? None. And if we are to learn no lessons (bar, +obviously, mimic the Bolsheviks) we are doomed to repeat the same mistakes -- +mistakes that are partly explained by the objective circumstances at the time +and partly by Bolshevik politics. But given that most of the circumstances the +Bolsheviks faced, such as civil war and isolation, are likely to reappear in +any future revolution, modern-day Leninists are simply ensuring that Karl Marx +was right -- history repeats itself, first time as tragedy, second time as +farce. + +Such a position is, of course, wonderful for the pro-Leninist. It allows them +to quote Lenin and Trotsky and use the Bolsheviks as the paradigm of +revolution while washing their hands of the results of that revolution. By +arguing that the Bolsheviks were _"making a virtue of necessity,"_ (to use the +expression of Leninist Donny Gluckstein [**The Tragedy of Bukharin**, p. 41]), +they are automatically absolved of proving their arguments about the +"democratic" essence of Bolshevism in power. Which is useful as, logically, no +such evidence could exist and, in fact, there is a whole host of evidence +pointing the other way which can, by happy co-incidence, be ignored. Indeed, +from this perspective there is no point even discussing the revolution at all, +beyond praising the activities and ideology of the Bolsheviks while sadly +noting that "fate" (to quote Leninist Tony Cliff) ensured that they could not +fulfil their promises. Which, of course, almost Leninist accounts **do** boil +down to. Thus, for the modern Leninist, the Bolsheviks cannot be judged on +what they did nor what they said while doing it (or even after). They can only +be praised for what they said and did **before** they seized power. + +However, anarchists have a problem with this position. It smacks more of +religion than theory. Karl Marx was right to argue that you cannot judge +people by what they say, only by what they do. It is in this revolutionary +spirit that this section of the FAQ analyses the Russian revolution and the +Bolshevik role within it. We need to analyse what they did when they held +power as well as the election manifesto. As we will indicate in this section, +neither was particularly appealing. + +Finally, we should note that Leninists today have various arguments to justify +what the Bolsheviks did once in power. We discuss these in the appendix on +["What caused the degeneration of the Russian Revolution?"](append43.html). We +also discuss in the appendix on ["How did Bolshevik ideology contribute to the +failure of the Revolution?"](append44.html) the ideological roots of the +counter-revolutionary role of the Bolsheviks during the revolution. That the +politics of the Bolsheviks played its role in the failure of the revolution +can be seen from the example of the anarchist influenced Makhnovist movement +which applied basic libertarian principles in the same difficult circumstances +of the Russian Civil War (see ["Why does the Makhnovist movement show there is +an alternative to Bolshevism?"](append46.html) on this important movement). + +## 1 Can you give a short summary of what happened in 1917? + +## 2 How did the Bolsheviks gain mass support? + +## 3 Surely the Russian Revolution proves that vanguard parties work? + +No, far from it. Looking at the history of vanguardism we are struck by its +failures, not its successes. Indeed, the proponents of _"democratic +centralism"_ can point to only one apparent success of their model, namely the +Russian Revolution. However, we are warned by Leninists that failure to use +the vanguard party will inevitably condemn future revolutions to failure: + +> _ "The proletariat can take power only through its vanguard. . . Without the +confidence of the class in the vanguard, without support of the vanguard by +the class, there can be no talk of the conquest of power . . . The Soviets are +the only organised form of the tie between the vanguard and the class. A +revolutionary content can be given this form only by the party. This is proved +by the positive experience of the October Revolution and by the negative +experience of other countries (Germany, Austria, finally, Spain). No one has +either shown in practice or tried to explain articulately on paper how the +proletariat can seize power without the political leadership of a party that +knows what it wants."_ [Trotsky, **Stalinism and Bolshevism**] + +To anarchist ears, such claims seem out of place. After all, did the Russian +Revolution actually result in socialism or even a viable form of soviet +democracy? Far from it. Unless you picture revolution as simply the changing +of the party in power, you have to acknowledge that while the Bolshevik party +**did** take power in Russian in November 1917, the net effect of this was +**not** the stated goals that justified that action. Thus, if we take the term +_"effective"_ to mean "an efficient means to achieve the desired goals"_ then +vanguardism has not been proven to be effective, quite the reverse (assuming +that your desired goal is a socialist society, rather than party power). +Needless to say, Trotsky blames the failure of the Russian Revolution on +_"objective"_ factors rather than Bolshevik policies and practice, an argument +we address in detail in ["What caused the degeneration of the Russian +Revolution?"](append43.html) and will not do so here. + +So while Leninists make great claims for the effectiveness of their chosen +kind of party, the hard facts of history are against their positive evaluation +of vanguard parties. Ironically, even the Russian Revolution disproves the +claims of Leninists. The fact is that the Bolshevik party in 1917 was very far +from the _"democratic centralist"_ organisation which supporters of +_"vanguardism"_ like to claim it is. As such, its success in 1917 lies more in +its divergence from the principles of _"democratic centralism"_ than in their +application. The subsequent degeneration of the revolution and the party is +marked by the increasing **application** of those principles in the life of +the party. + +Thus, to refute the claims of the _"effectiveness"_ and _"efficiency"_ of +vanguardism, we need to look at its one and only success, namely the Russian +Revolution. As the Cohen-Bendit brothers argue, _"far from leading the Russian +Revolution forwards, the Bolsheviks were responsible for holding back the +struggle of the masses between February and October 1917, and later for +turning the revolution into a bureaucratic counter-revolution -- in both cases +because of the party's very nature, structure and ideology."_ Indeed, _"[f]rom +April to October, Lenin had to fight a constant battle to keep the Party +leadership in tune with the masses."_ [**Obsolete Communism**, p. 183 and p. +187] It was only by continually violating its own _"nature, structure and +ideology"_ that the Bolshevik party played an important role in the +revolution. Whenever the principles of _"democratic centralism"_ were applied, +the Bolshevik party played the role the Cohen-Bendit brothers subscribed to it +(and once in power, the party's negative features came to the fore). + +Even Leninists acknowledge that, to quote Tony Cliff, throughout the history +of Bolshevism, _"a certain conservatism arose."_ Indeed, _"[a]t practically +all sharp turning points, Lenin had to rely on the lower strata of the party +machine against the higher, or on the rank and file against the machine as a +whole."_ [**Lenin**, vol. 2, p. 135] This fact, incidentally, refutes the +basic assumptions of Lenin's party schema, namely that the broad party +membership, like the working class, was subject to bourgeois influences so +necessitating central leadership and control from above. + +Looking at both the 1905 and 1917 revolutions, we are struck by how often this +_"conservatism"_ arose and how often the higher bodies were behind the +spontaneous actions of the masses and the party membership. Looking at the +1905 revolution, we discover a classic example of the inefficiency of +"democratic centralism." Facing in 1905 the rise of the soviets, councils of +workers' delegates elected to co-ordinate strikes and other forms of struggle, +the Bolsheviks did not know what to do. _"The Petersburg Committee of the +Bolsheviks,"_ noted Trotsky, _"was frightened at first by such an innovation +as a non-partisan representation of the embattled masses, and could find +nothing better to do than to present the Soviet with an ultimatum: immediately +adopt a Social-Democratic program or disband. The Petersburg Soviet as a +whole, including the contingent of Bolshevik workingmen as well ignored this +ultimatum without batting an eyelash."_ [**Stalin**, vol. 1, p. 106] More than +that, _"[t]he party's Central Committee published the resolution on October +27, thereby making it the binding directive for all other Bolshevik +organisations."_ [Oskar Anweiler, **The Soviets**, p. 77] It was only the +return of Lenin which stopped the Bolshevik's open attacks against the Soviet +(also see [section 8](append44.html#app8) of the appendix on ["How did +Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html)). + +The rationale for these attacks is significant. The St. Petersburg Bolsheviks +were convinced that _"only a strong party along class lines can guide the +proletarian political movement and preserve the integrity of its program, +rather than a political mixture of this kind, an indeterminate and vacillating +political organisation such as the workers council represents and cannot help +but represent."_ [quoted by Anweiler, **Op. Cit.**, p. 77] In other words, the +soviets could not reflect workers' interests because they were elected by the +workers! The implications of this perspective came clear in 1918, when the +Bolsheviks gerrymandered and disbanded soviets to remain in power (see +[section 6](append41.html#app6)). That the Bolshevik's position flowed +naturally from Lenin's arguments in **What is to be Done?** is clear. Thus the +underlying logic of Lenin's vanguardism ensured that the Bolsheviks played a +negative role with regards the soviets which, combined with "democratic +centralism" ensured that it was spread far and wide. Only by ignoring their +own party's principles and staying in the Soviet did rank and file Bolsheviks +play a positive role in the revolution. This divergence of top and bottom +would be repeated in 1917. + +Given this, perhaps it is unsurprising that Leninists started to rewrite the +history of the 1905 revolution. Victor Serge, a "Left Oppositionist" and anti- +Stalinist asserted in the late 1920s that in 1905 the Petrograd Soviet was +_"led by Trotsky and inspired by the Bolsheviks."_ [**Year One of the Russian +Revolution**, p. 36]. While the former claim is correct, the latter is not. As +noted, the Bolsheviks were initially opposed the soviets and systematically +worked to undermine them. Unsurprisingly, Trotsky at that time was a +Menshevik, not a Bolshevik. After all, how could the most revolutionary party +that ever existed have messed up so badly? How could democratic centralism +faired so badly in practice? Best, then, to suggest that it did not and give +the Bolsheviks a role better suited to the rhetoric of Bolshevism than its +reality. + +Trotsky was no different. He, needless to say, denied the obvious implications +of these events in 1905. While admitting that the Bolsheviks _"adjusted +themselves more slowly to the sweep of the movement"_ and that the Mensheviks +_"were preponderant in the Soviet,"_ he tries to save vanguardism by asserting +that _"the general direction of the Soviet's policy proceeded in the main +along Bolshevik lines."_ So, in spite of the lack of Bolshevik influence, in +spite of the slowness in adjusting to the revolution, Bolshevism was, in fact, +the leading set of ideas in the revolution! Ironically, a few pages later, he +mocks the claims of Stalinists that Stalin had _"isolated the Mensheviks from +the masses"_ by noting that the _"figures hardly bear [the claims] out."_ +[**Op. Cit.**, p. 112 and p. 117] Shame he did not apply this criteria to his +own claims. + +Of course, every party makes mistakes. The question is, how did the _"most +revolutionary party of all time"_ fare in 1917. Surely that revolution proves +the validity of vanguardism and "democratic centralism"? After all, there was +a successful revolution, the Bolshevik party did seize power. However, the +apparent success of 1917 was not due to the application of "democratic +centralism," quite the reverse. While the myth of 1917 is that a highly +efficient, democratic centralist vanguard party ensured the overthrow of the +Provisional Government in November 1917 in favour of the Soviets (or so it +seemed at the time) the facts are somewhat different. Rather, the Bolshevik +party throughout 1917 was a fairly loose collection of local organisations +(each more than willing to ignore central commands and express their +autonomy), with much internal dissent and infighting and no discipline beyond +what was created by common loyalty. The "democratic centralist" party, as +desired by Lenin, was only created in the course of the Civil War and the +tightening of the party dictatorship. In other words, the party became more +like a "democratic centralist" one as the revolution degenerated. As such, the +various followers of Lenin (Stalinists, Trotskyists and their multitude of +offshoots) subscribe to a myth, which probably explains their lack of success +in reproducing a similar organisation since. So assuming that the Bolsheviks +did play an important role in the Russian revolution, it was because it was +**not** the centralised, disciplined Bolshevik party of Leninist myth. Indeed, +when the party **did** operate in a vanguardist manner, failure was soon to +follow. + +This claim can be proven by looking at the history of the 1917 revolution. The +February revolution started with a spontaneous protests and strikes. As Murray +Bookchin notes, _"the Petrograd organisation of the Bolsheviks opposed the +calling of strikes precisely on the eve of the revolution which was destined +to overthrow the Tsar. Fortunately, the workers ignored the Bolshevik +'directives' and went on strike anyway. In the events which followed, no one +was more surprised by the revolution than the 'revolutionary' parties, +including the Bolsheviks."_ [**Post-Scarcity Anarchism**, p. 194] Trotsky +quotes one of the Bolshevik leaders at the time: + +> _ "Absolutely no guiding initiative from the party centres was felt . . . +the Petrograd Committee had been arrested and the representative of the +Central Committee . . . was unable to give any directives for the coming +day."_ [quoted by Trotsky, **History of the Russian Revolution**, vol. 1, p. +147] + +Not the best of starts. Of course rank and file Bolsheviks took part in the +demonstrations, street fights and strikes and so violated the principles their +party was meant to be based on. As the revolution progressed, so did the dual +nature of the Bolshevik party (i.e. its practical divergence from "democratic +centralism" in order to be effective and attempts to force it back into that +schema which handicapped the revolution). However, during 1917, "democratic +centralism" was ignored in order to ensure the the Bolsheviks played any role +at all in the revolution. As one historian of the party makes clear, in 1917 +and until the outbreak of the Civil War, the party operated in ways that few +modern "vanguard" parties would tolerate: + +> _ "The committees were a law unto themselves when it came to accepting +orders from above. Democratic centralism, as vague a principle of internal +administration as there ever has been, was commonly held at least to enjoin +lower executive bodies that they should obey the behests of all higher bodies +in the organisational hierarchy. But town committees in practice had the +devil's own job in imposing firm leadership . . . Insubordination was the rule +of the day whenever lower party bodies thought questions of importance were at +stake. + +> + +> "Suburb committees too faced difficulties in imposing discipline. Many a +party cell saw fit to thumb its nose at higher authority and to pursue +policies which it felt to be more suited to local circumstances or more +desirable in general. No great secret was made of this. In fact, it was openly +admitted that hardly a party committee existed which did not encounter +problems in enforcing its will even upon individual activists."_ [Robert +Service, **The Bolshevik Party in Revolution 1917-1923**, pp. 51-2] + +So while Lenin's ideal model of a disciplined, centralised and top-down party +had been expounded since 1902, the operation of the party never matched his +desire. As Service notes, _"a disciplined hierarchy of command stretching down +from the regional committees to party cells"_ had _"never existed in Bolshevik +history."_ In the heady days of the revolution, when the party was flooded by +new members, the party ignored what was meant to be its guiding principles. As +Service constantly stresses, Bolshevik party life in 1917 was the exact +opposite of that usually considered (by both opponents and supporters of +Bolshevism) as it normal mode of operation. _"Anarchist attitudes to higher +authority,"_ he argues, _"were the rule of the day"_ and _"no Bolshevik leader +in his right mind could have contemplated a regular insistence upon rigid +standards of hierarchical control and discipline unless he had abandoned all +hope of establishing a mass socialist party."_ This meant that _"in the Russia +of 1917 it was the easiest thing in the world for lower party bodies to rebut +the demands and pleas by higher authority."_ He stresses that _"[s]uburb and +town committees . . . often refused to go along with official policies . . . +they also . . . sometimes took it into their heads to engage in active +obstruction."_ [**Op. Cit.**, p. 80, p. 62 p. 56 and p. 60] + +This worked both ways, of course. Town committees did _"snub their nose at +lower-echelon viewpoints in the time before the next election. Try as hard as +they might, suburb committees and ordinary cells could meanwhile do little to +rectify matters beyond telling their own representative on their town +committee to speak on their behalf. Or, if this too failed, they could resort +to disruptive tactics by criticising it in public and refusing it all +collaboration."_ [**Op. Cit.**, pp. 52-3] Even by early 1918, the Bolshevik +party bore little resemblance to the "democratic centralist" model desires by +Lenin: + +> _ "The image of a disciplined hierarchy of party committees was therefore +but a thin, artificial veneer which was used by Bolshevik leaders to cover up +the cracked surface of the real picture underneath. Cells and suburb +committees saw no reason to kow-tow to town committees; nor did town +committees feel under compulsion to show any greater respect to their +provincial and regional committees then before."_ [**Op. Cit.**, p. 74] + +It is this insubordination, this local autonomy and action in spite of central +orders which explains the success of the Bolsheviks in 1917. Rather than a +highly centralised and disciplined body of "professional" revolutionaries, the +party in 1917 saw a _"significant change . . . within the membership of the +party at local level . . . From the time of the February revolution +requirements for party membership had been all but suspended, and now +Bolshevik ranks swelled with impetuous recruits who knew next to nothing about +Marxism and who were united by little more than overwhelming impatience for +revolutionary action."_ [Alexander Rabinowitch, **Prelude to Revolution**, p. +41] + +This mass of new members (many of whom were peasants who had just recently +joined the industrial workforce) had a radicalising effect on the party's +policies and structures. As even Leninist commentators argue, it was this +influx of members who allowed Lenin to gain support for his radical revision +of party aims in April. However, in spite of this radicalisation of the party +base, the party machine still was at odds with the desires of the party. As +Trotsky acknowledged, the situation _"called for resolute confrontation of the +sluggish Party machine with masses and ideas in motion."_ He stressed that +_"the masses were incomparably more revolutionary than the Party, which in +turn was more revolutionary than its committeemen."_ Ironically, given the +role Trotsky usually gave the party, he admits that _"[w]ithout Lenin, no one +had known what to make of the unprecedented situation."_ [**Stalin**, vol. 1, +p. 301, p. 305 and p. 297] + +Which is significant in itself. The Bolshevik party is usually claimed as +being the most "revolutionary" that ever existed, yet here is Trotsky +admitting that its leading members did not have a clue what to do. He even +argued that _"[e]very time the Bolshevik leaders had to act without Lenin they +fell into error, usually inclining to the Right."_ [**Op. Cit.**, p. 299] This +negative opinion of the Bolsheviks applied even to the _"left Bolsheviks, +especially the workers"_ whom we are informed _"tried with all their force to +break through this quarantine"_ created by the Bolshevik leaders policy _"of +waiting, of accommodation, and of actual retreat before the Compromisers"_ +after the February revolution and before the arrival of Lenin. Trotsky argues +that _"they did not know how to refute the premise about the bourgeois +character of the revolution and the danger of an isolation of the proletariat. +They submitted, gritting their teeth, to the directions of their leaders."_ +[**History of the Russian Revolution**, vol. 1, p. 273] It seems strange, to +say the least, that without one person the whole of the party was reduced to +such a level given that the aim of the "revolutionary" party was to develop +the political awareness of its members. + +Lenin's arrival, according to Trotsky, allowed the influence of the more +radical rank and file to defeat the conservatism of the party machine. By the +end of April, Lenin had managed to win over the majority of the party +leadership to his position. However, as Trotsky argues, this _"April conflict +between Lenin and the general staff of the party was not the only one of its +kind. Throughout the whole history of Bolshevism . . . all the leaders of the +party at all the most important moments stood to the **right** of Lenin."_ +[**Op. Cit.**, p. 305] As such, if "democratic centralism" had worked as +intended, the whole party would have been arguing for incorrect positions the +bulk of its existence (assuming, of course, that Lenin was correct most of the +time). + +For Trotsky, _"Lenin exerted influence not so much as an individual but +because he embodied the influence of the class on the Party and of the Party +on its machine."_ [**Stalin**, vol. 1, p. 299] Yet, this was the machine which +Lenin had forged, which embodied his vision of how a "revolutionary" party +should operate and was headed by him. In other words, to argue that the party +machine was behind the party membership and the membership behind the class +shows the bankruptcy of Lenin's organisational scheme. This _"backwardness,"_ +moreover, indicates an independence of the party bureaucracy from the +membership and the membership from the masses. As Lenin's constantly repeated +aim was for the party to seize power (based on the dubious assumption that +class power would only be expressed, indeed was identical to, party power) +this independence held serious dangers, dangers which became apparent once +this goal was achieved. + +Trotsky asks the question _"by what miracle did Lenin manage in a few short +weeks to turn the Party's course into a new channel?"_ Significantly, he +answers as follows: _"Lenin's personal attributes and the objective +situation."_ [**Ibid.**] No mention is made of the democratic features of the +party organisation, which suggests that without Lenin the rank and file party +members would not have been able to shift the weight of the party machine in +their favour. Trotsky seems close to admitting this: + +> _ "As often happens, a sharp cleavage developed between the classes in +motion and the interests of the party machines. Even the Bolshevik Party +cadres, who enjoyed the benefit of exceptional revolutionary training, were +definitely inclined to disregard the masses and to identify their own special +interests and the interests of the machine on the very day after the monarchy +was overthrown."_ [**Stalin**, vol. 1, p. 298] + +Thus the party machine, which embodied the principles of "democratic +centralism" proved less than able to the task assigned it in practice. Without +Lenin, it is doubtful that the party membership would have over come the party +machine: + +> _ "Lenin was strong not only because he understood the laws of the class +struggle but also because his ear was faultlessly attuned to the stirrings of +the masses in motion. He represented not so much the Party machine as the +vanguard of the proletariat. He was definitely convinced that thousands from +among those workers who had borne the brunt of supporting the underground +Party would now support him. The masses at the moment were more revolutionary +than the Party, and the Party more revolutionary than its machine. As early as +March the actual attitude of the workers and soldiers had in many cases become +stormily apparent, and it was widely at variance with the instructions issued +by all the parties, including the Bolsheviks."_ [**Op. Cit.**, p. 299] + +Little wonder the local party groupings ignored the party machine, practising +autonomy and initiative in the face of a party machine inclined to +conservatism, inertia, bureaucracy and remoteness. This conflict between the +party machine and the principles it was based on and the needs of the +revolution and party membership was expressed continually throughout 1917: + +> _ "In short, the success of the revolution called for action against the +'highest circles of the party,' who, from February to October, utterly failed +to play the revolutionary role they ought to have taken in theory. The masses +themselves made the revolution, with or even against the party -- this much at +least was clear to Trotsky the historian. But far from drawing the correct +conclusion, Trotsky the theorist continued to argue that the masses are +incapable of making a revolution without a leader."_ [Daniel & Gabriel Cohn- +Bendit, **Op. Cit.**, p. 188] + +Looking at the development of the revolution from April onwards, we are struck +by the sluggishness of the party hierarchy. At every revolutionary upsurge, +the party simply was not to the task of responding to the needs of masses and +the local party groupings closest to them. The can be seen in June, July and +October itself. At each turn, the rank and file groupings or Lenin had to +constantly violate the principles of their own party in order to be effective. +The remoteness and conservatism of the party even under Lenin can be +constantly seen. + +For example, when discussing the cancellation by the central committee of a +demonstration planned for June 10th by the Petrograd Bolsheviks, the +unresponsiveness of the party hierarchy can be seen. The _"speeches by Lenin +and Zinoviev [justifying their actions] by no means satisfied the Petersburg +Committee. If anything, it appears that their explanations served to +strengthen the feeling that at best the party leadership had acted +irresponsibly and incompetently and was seriously out of touch with reality."_ +Indeed, many _"blamed the Central Committee for taking so long to respond to +Military Organisation appeals for a demonstration."_ [Rabinowitch, **Op. +Cit.**, p. 88 and p. 92] + +During the discussions in late June, 1917, on whether to take direct action +against the Provisional Government there was a _"wide gulf"_ between lower +organs evaluations of the current situation and that of the Central Committee. +[Rabinowitch, **Op. Cit.**, p. 129] Indeed, among the delegates from the +Bolshevik military groups, only Lashevich (an old Bolshevik) spoke in favour +of the Central Committee position and he noted that _"[f]requently it is +impossible to make out where the Bolshevik ends and the Anarchist begins."_ +[quoted by Rabinowitch, **Op. Cit.**, p. 129] + +In the July days, the breach between the local party groups and the central +committee increased. As we noted in the [section 1](append41.html#app1), this +spontaneous uprising was opposed to by the Bolshevik leadership, in spite of +the leading role of their own militants (along with anarchists) in fermenting +it. While calling on their own militants to restrain the masses, the party +leadership was ignored by the rank and file membership who played an active +role in the event. Sickened by being asked to play the role of _"fireman,"_ +the party militants rejected party discipline in order to maintain their +credibility with the working class. Rank and file activists, pointing to the +snowballing of the movement, showed clear dissatisfaction with the Central +Committee. One argued that it _"was not aware of the latest developments when +it made its decision to oppose the movement into the streets."_ Ultimately, +the Central Committee appeal _"for restraining the masses . . . was removed +from . . . **Pravda** . . . and so the party's indecision was reflected by a +large blank space on page one."_ [Rabinowitch, **Op. Cit.**, p. 150, p. 159 +and P. 175] Ultimately, the indecisive nature of the leadership can be +explained by the fact it did not think it could seize state power for itself. +As Trotsky noted, _"the state of popular consciousness . . . made impossible +the seizure of power by the Bolsheviks in July."_ [**History of the Russian +Revolution**, vol. 2, p. 81] + +The indecision of the party hierarchy did have an effect, of course. While the +anarchists at Kronstadt looked at the demonstration as the start of an +uprising, the Bolsheviks there were _"wavering indecisively in the middle"_ +between them and the Left-Social Revolutionaries who saw it as a means of +applying pressure on the government. This was because they were _"hamstrung by +the indecision of the party Central Committee."_ [Rabinowitch, **Op. Cit.**, +p. 187] Little wonder so many Bolshevik party organisations developed and +protected their own autonomy and ability to act! + +Significantly, one of the main Bolshevik groupings which helped organise and +support the July uprising, the Military Organisation, started their own paper +after the Central Committee had decreed after the failed revolt that neither +it, nor the Petersburg Committee, should be allowed to have one. It _"angrily +insisted on what it considered its just prerogatives"_ and in _"no uncertain +terms it affirmed its right to publish an independent newspaper and formally +protested what is referred to as 'a system of persecution and repression of an +extremely peculiar character which had begun with the election of the new +Central Committee.'"_ [Rabinowitch, **Op. Cit.**, p. 227] The Central +Committee backed down, undoubtedly due to the fact it could not enforce its +decision. + +As the Cohn-Bendit brothers argue, _"five months after the Revolution and +three months before the October uprising, the masses were still governing +themselves, and the Bolshevik vanguard simply had to toe the line."_ [**Op. +Cit.**, p. 186] Within that vanguard, the central committee proved to be out +of touch with the rank and file, who ignored it rather than break with their +fellow workers. + +Even by October, the party machine still lagged behind the needs of the +revolution. In fact, Lenin could only impose his view by going over the head +of the Central Committee. According to Trotsky's account, _"this time he [wa]s +not satisfied with furious criticism"_ of the _"ruinous Fabianism of the +Petrograd leadership"_ and _"by way of protest he resign[ed] from the Central +Committee."_ [**History of the Russian Revolution**, vol. 3, p. 131] Trotsky +quotes Lenin as follows: + +> _ "I am compelled to request permission to withdraw from the Central +Committee, which I hereby do, and leave myself freedom of agitation in the +lower ranks of the party and at the party congress."_ [quoted by Trotsky, +**Op. Cit.**, p. 131] + +Thus the October revolution was precipitated by a blatant violation of the +principles Lenin spent his life advocating. Indeed, if someone else other than +Lenin had done this we are sure that Lenin, and his numerous followers, would +have dismissed it as the action of a _"petty-bourgeois intellectual"_ who +cannot handle party _"discipline."_ This is itself is significant, as is the +fact that he decided to appeal to the _"lower ranks"_ of the party. Simply +put, rather than being "democratic" the party machine effectively blocked +communication and control from the bottom-up. Looking at the more radical +party membership, he _"could only impose his view by going over the head of +his Central Committee."_ [Daniel and Gabriel Cohn-Bendit, **Op. Cit.**, p. +187] He made sure to send his letter of protest to _"the Petrograd and Moscow +committees"_ and also made sure that _"copies fell into the hands of the more +reliable party workers of the district locals."_ By early October (and _"over +the heads of the Central Committee"_) he wrote _"directly to the Petrograd and +Moscow committees"_ calling for insurrection. He also _"appealed to a +Petrograd party conference to speak a firm word in favour of insurrection."_ +[Trotsky, **Op. Cit.**, p. 131 and p. 132] + +In October, Lenin had to fight what he called _"a wavering"_ in the _"upper +circles of the party"_ which lead to a _"sort of dread of the struggle for +power, an inclination to replace this struggle with resolutions protests, and +conferences."_ [quoted by Trotsky, **Op. Cit.**, p. 132] For Trotsky, this +represented _"almost a direct pitting of the party against the Central +Committee,"_ required because _"it was a question of the fate of the +revolution"_ and so _"all other considerations fell away."_ [Trotsky, **Op. +Cit.**, pp. 132-3] On October 8th, when Lenin addressed the Bolshevik +delegates of the forthcoming Northern Congress of Soviets on this subject, he +did so _"personally"_ as there _"was no party decision"_ and the _"higher +institutions of the party had not yet expressed themselves."_ [Trotsky, **Op. +Cit.**, p. 133] Ultimately, the Central Committee came round to Lenin's +position but they did so under pressure of means at odds with the principles +of the party. + +This divergence between the imagine and reality of the Bolsheviks explains +their success. If the party had applied or had remained true to the principles +of "democratic centralism" it is doubtful that it would have played an +important role in the movement. As Alexander Rabinowitch argues, Bolshevik +organisational unity and discipline is _"vastly exaggerated"_ and, in fact, +Bolshevik success in 1917 was down to _"the party's internally relatively +democratic, tolerant, and decentralised structure and method of operation, as +well as its essentially open and mass character -- in striking contrast to the +traditional Leninist model."_ In 1917, he goes on, _"subordinate party bodies +with the Petersburg Committee and the Military Organisation were permitted +considerable independence and initiative . . . Most importantly, these lower +bodies were able to tailor their tactics and appeals to suit their own +particular constituencies amid rapidly changing conditions. Vast numbers of +new members were recruited into the party . . . The newcomers included tens of +thousands of workers and soldiers . . . who knew little, if anything, about +Marxism and cared nothing about party discipline."_ For example, while the +slogan _"All Power to the Soviets"_ was _"officially withdrawn by the Sixth +[Party] Congress in late July, this change did not take hold at the local +level."_ [**The Bolsheviks Come to Power**, p. 311, p. 312 and p. 313] + +It is no exaggeration to argue that if any member of a current vanguard party +acted as the Bolshevik rank and file did in 1917, they would quickly be +expelled (this probably explains why no such party has been remotely +successful since). However, this ferment from below was quickly undermined +within the party with the start of the Civil War. It is from this period when +"democratic centralism" was actually applied within the party and clarified as +an organisational principle: + +> _ "It was quite a turnabout since the anarchic days before the Civil War. +The Central Committee had always advocated the virtues of obedience and co- +operation; but the rank-and-filers of 1917 had cared little about such +entreaties as they did about appeals made by other higher authorities. The +wartime emergency now supplied an opportunity to expatiate on this theme at +will."_ [Service, **Op. Cit.**, p. 91] + +Service stresses that _"it appears quite remarkable how quickly the +Bolsheviks, who for years had talked idly about a strict hierarchy of command +inside the party, at last began to put ideas into practice."_ [**Op. Cit.**, +p. 96] + +In other words, the conversion of the Bolshevik party into a fully fledged +_"democratic centralist"_ party occurred during the degeneration of the +Revolution. This was both a consequence of the rising authoritarianism within +the party and society as well as one of its causes. As such, it is quite +ironic that the model used by modern day followers of Lenin is that of the +party during the decline of the revolution, not its peak. This is not +surprising. Once in power, the Bolshevik party imposed a state capitalist +regime onto the Russian people. Can it be surprising that the party structure +which it developed to aid this process was also based on bourgeois attitudes +and organisation? Simply put, the party model advocated by Lenin may not have +been very effective during a revolution but it was exceedingly effective at +prompting hierarchy and authority in the post-revolutionary regime. It simply +replaced the old ruling elite with another, made up of members of the radical +intelligentsia and odd ex-worker or ex-peasant. + +This was due to the hierarchical and top-down nature of the party Lenin had +created. While the party base was largely working class, the leadership was +not. Full-time revolutionaries, they were either middle-class intellectuals or +(occasionally) ex-workers and (even rarer) ex-peasants who had left their +class to become part of the party machine. Even the delegates at the party +congresses did not truly reflect class basis of the party membership. For +example, the number of delegates was still dominated by white-collar or others +(59.1% to 40.9%) at the sixth party congress at the end of July 1917. [Cliff, +**Lenin**, vol. 2, p. 160] So while the party gathered more working class +members in 1917, it cannot be said that this was reflected in the party +leadership which remained dominated by non-working class elements. Rather than +being a genuine working class organisation, the Bolshevik party was a +hierarchical group headed by non-working class elements whose working class +base could not effectively control them even during the revolution in 1917. It +was only effective because these newly joined and radicalised working class +members ignored their own party structure and its defining ideology. + +After the revolution, the Bolsheviks saw their membership start to decrease. +Significantly, _"the decline in numbers which occurred from early 1918 +onwards"_ started happening _"contrary to what is usually assumed, some months +before the Central Committee's decree in midsummer that the party should be +purged of its 'undesirable' elements."_ These lost members reflected two +things. Firstly, the general decline in the size of the industrial working +class. This meant that the radicalised new elements from the countryside which +had flocked to the Bolsheviks in 1917 returned home. Secondly, the lost of +popular support the Bolsheviks were facing due to the realities of their +regime. This can be seen from the fact that while the Bolsheviks were losing +members, the Left SRS almost doubled in size to 100,000 (the Mensheviks +claimed to have a similar number). Rather than non-proletarians leaving, +_"[i]t is more probable by far that it was industrial workers who were leaving +in droves. After all, it would have been strange if the growing unpopularity +of Sovnarkom in factory milieu had been confined exclusively to non- +Bolsheviks."_ Unsurprisingly, given its position in power, _"[a]s the +proportion of working-class members declined, so that of entrants from the +middle-class rose; the steady drift towards a party in which industrial +workers no longer numerically predominated was under way."_ By late 1918 +membership started to increase again but _"[m]ost newcomers were not of +working-class origin . . . the proportion of Bolsheviks of working-class +origin fell from 57 per cent at the year's beginning to 48 per cent at the +end."_ It should be noted that it was not specified how many were classed as +having working-class origin were still employed in working-class jobs. [Robert +Service, **Op. Cit.**, p. 70, pp. 70-1 and p. 90] A new ruling elite was thus +born, thanks to the way vanguard parties are structured and the application of +vanguardist principles which had previously been ignored. + +In summary, the experience of the Russian Revolution does not, in fact, show +the validity of the "vanguard" model. The Bolshevik party in 1917 played a +leading role in the revolution only insofar as its members violated its own +organisational principles (Lenin included). Faced with a real revolution and +an influx of more radical new members, the party had to practice anarchist +ideas of autonomy, local initiative and the ignoring of central orders which +had no bearing to reality on the ground. When the party did try to apply the +top-down and hierarchical principles of "democratic centralism" it failed to +adjust to the needs of the moment. Moreover, when these principles were +finally applied they helped ensure the degeneration of the revolution. As we +discussed in [section H.5](secH5.html), this was to be expected. + +## 4 Was Lenin's "State and Revolution" applied after October? + +In a nutshell, no. In fact the opposite was the case. Post-October, the +Bolsheviks not only failed to introduce the ideas of Lenin's **State and +Revolution**, they in fact introduced the exact opposite. As one historian +puts it: + +> _ "To consider 'State and Revolution' as the basic statement of Lenin's +political philosophy -- which non-Communists as well as Communists usually do +-- is a serious error. Its argument for a utopian anarchism never actually +became official policy. The Leninism of 1917 . . . came to grief in a few +short years; it was the revived Leninism of 1902 which prevailed as the basis +for the political development of the USSR."_ [Robert V. Daniels, **The +Conscience of the Revolution**, pp. 51-2] + +Daniels is being far too lenient with the Bolsheviks. It was not, in fact, _"a +few short years"_ before the promises of 1917 were forgotten. In some cases, +it was a few short hours. In others, a few short months. However, in a sense +Daniels is right. It did take until 1921 before all hope for saving the +Russian Revolution finally ended. With the crushing of the Kronstadt +rebellion, the true nature of the regime became obvious to all with eyes to +see. Moreover, the banning of factions within the party at the same time did +mark a return to the pattern of _"What is to be Done?"_ rather than the more +fluid practice Bolshevism exhibited in, say, 1917 (see [section +3](append41.html#app3)). However, as we discuss in the appendix ["Were any of +the Bolshevik oppositions a real alternative?"](append45.html), the various +Bolshevik oppositions were, in their own way, just as authoritarian as the +mainstream of the party. + +In order to show that this is the case, we need to summarise the main ideas +contained in Lenin's work. Moreover, we need to indicate what the Bolsheviks +did, in fact, do. Finally, we need to see if the various rationales justifying +these actions hold water. + +So what did Lenin argue for in **State and Revolution**? Writing in the mid- +1930s, anarchist Camillo Berneri summarised the main ideas of that work as +follows: + +> _ "The Leninist programme of 1917 included these points: the discontinuance +of the police and standing army, abolition of the professional bureaucracy, +elections for all public positions and offices, revocability of all officials, +equality of bureaucratic wages with workers' wages, the maximum of democracy, +peaceful competition among the parties within the soviets, abolition of the +death penalty."_ [_"The Abolition and Extinction of the State,"_ **Cienfuegos +Press Anarchist Review**, no. 4, p. 50] + +As he noted, _"[n]ot a single one of the points of this programme has been +achieved."_ This was, of course, under Stalinism and most Leninists will +concur with Berneri. However what Leninists tend not to mention is that in the +7 month period from November 1917 to May 1918 none of these points was +achieved. So, as an example of what Bolshevism "really" stands for it seems +strange to harp on about a work which was never implemented when the its +author was in a position to do so (i.e. before the onslaught of a civil war +Lenin thought was inevitable anyway!). + +To see that Berneri's summary is correct, we need to quote Lenin directly. +Obviously the work is a wide ranging defence of Lenin's interpretation of +Marxist theory on the state. As it is an attempt to overturn decades of +Marxist orthodoxy, much of the work is quotes from Marx and Engels and Lenin's +attempts to enlist them for his case (we discuss this issue in [section +H.3.10](secH3.html#sech310)). Equally, we need to discount the numerous straw +men arguments about anarchism Lenin inflicts on his reader (see sections +[H.1.3](secH1.html#sech13), [H.1.4](secH1.html#sech14) and +[H.1.5](secH1.html#sech15) for the truth about his claims). Here we simply +list the key points as regards Lenin's arguments about his "workers' state" +and how the workers would maintain control of it: + +1) Using the Paris Commune as a prototype, Lenin argued for the abolition of +_"parliamentarianism"_ by turning _"representative institutions from mere +'talking shops' into working bodies."_ This would be done by removing _"the +division of labour between the legislative and the executive."_ [**Essential +Works of Lenin**, p. 304 and p. 306] + +2) _"All officials, without exception, to be elected and subject to recall +**at any time**"_ and so _"directly responsible to their constituents."_ +_"Democracy means equality."_ [**Op. Cit.**, p. 302, p. 306 and p. 346] + +3) The _"immediate introduction of control and superintendence by **all,** so +that **all** shall become 'bureaucrats' for a time and so that, therefore, +**no one** can become a 'bureaucrat'."_ Proletarian democracy would _"take +immediate steps to cut bureaucracy down to the roots . . . to the complete +abolition of bureaucracy"_ as the _"**essence** of bureaucracy"_ is officials +becoming transformed _"into privileged persons divorced from the masses and +**superior to** the masses."_ [**Op. Cit.**, p. 355 and p. 360] + +4) There should be no _"special bodies of armed men"_ standing apart from the +people _"since the majority of the people itself suppresses its oppressors, a +'special force' is no longer necessary."_ Using the example of the Paris +Commune, Lenin suggested this meant _"abolition of the standing army."_ +Instead there would be the _"armed masses."_ [**Op. Cit.**, p. 275, p. 301 and +p. 339] + +5) The new (workers) state would be _"the organisation of violence for the +suppression of . . . the exploiting class, i.e. the bourgeoisie. The toilers +need a state only to overcome the resistance of the exploiters"_ who are _"an +insignificant minority,"_ that is _"the landlords and the capitalists."_ This +would see _"an immense expansion of democracy . . . for the poor, democracy +for the people"_ while, simultaneously, imposing _"a series of restrictions on +the freedom of the oppressors, the exploiters, the capitalists. . . their +resistance must be broken by force: it is clear that where is suppression +there is also violence, there is no freedom, no democracy."_ [**Op. Cit.**, p. +287 and pp. 337-8] + +This would be implemented after the current, bourgeois, state had been +smashed. This would be the _"dictatorship of the proletariat"_ and be _"the +introduction of complete democracy for the people."_ [**Op. Cit.**, p. 355] +However, the key practical ideas on what the new "semi-state" would be are +contained in these five points. He generalised these points, considering them +valid not only for Russia in 1917 but in all countries. In this his followers +agree. Lenin's work is considered valid for today, in advanced countries as it +was in revolutionary Russia. + +Three things strike anarchist readers of Lenin's work. Firstly, as we noted in +[section H.1.7](secH1.html#sech17), much of it is pure anarchism. Bakunin had +raised the vision of a system of workers' councils as the framework of a free +socialist society in the 1860s and 1870s. Moreover, he had also argued for the +election of mandated and recallable delegates as well as for using a popular +militia to defend the revolution (see [section H.2.1](secH2.html#sech21)). +What is not anarchist is the call for centralisation, equating the council +system with a state and the toleration of a "new" officialdom. Secondly, the +almost utter non-mention of the role of the party in the book is deeply +significant. Given the emphasis that Lenin had always placed on the party, +it's absence is worrying. Particularly (as we indicate in [section +5](append41.html#app5)) he had been calling for the party to seize power all +through 1917. When he does mention the party he does so in an ambiguous way +which suggests that it, not the class, would be in power. As subsequent events +show, this was indeed what happened in practice. And, finally, the anarchist +reader is struck by the fact that every one of these key ideas were not +implemented under Lenin. In fact, the opposite was done. This can be seen from +looking at each point in turn. + +The first point as the creation of "working bodies", the combining of +legislative and executive bodies. The first body to be created by the +Bolshevik revolution was the "Council of People's Commissars" (CPC) This was a +government separate from and above the Central Executive Committee (CEC) of +the soviets congress. It was an executive body elected by the soviet congress, +but the soviets themselves were not turned into "working bodies." Thus the +promises of Lenin's **State and Revolution** did not last the night. + +As indicated in [section 5](append41.html#app5), the Bolsheviks clearly knew +that the Soviets had alienated their power to this body. However, it could be +argued that Lenin's promises were kept as this body simply gave itself +legislative powers four days later. Sadly, this is not the case. In the Paris +Commune the delegates of the people took executive power into their own hands. +Lenin reversed this. His executive took legislative power from the hands of +the people's delegates. In the former case, power was decentralised into the +hands of the population. In the latter case, it was centralised into the hands +of a few. This concentration of power into executive committees occurred at +all levels of the soviet hierarchy (see [section 6](append41.html#app6) for +full details). Simply put, legislative and executive power was taken **from** +the soviets assemblies and handed to Bolshevik dominated executive committees. + +What of the next principle, namely the election and recall of all officials? +This lasted slightly longer, namely around 5 months. By March of 1918, the +Bolsheviks started a systematic campaign against the elective principle in the +workplace, in the military and even in the soviets. In the workplace, Lenin +was arguing for appointed one-man managers _"vested with dictatorial powers"_ +by April 1918 (see [section 10](append41.html#app10)). In the military, +Trotsky simply decreed the end of elected officers in favour of appointed +officers (see [section 14](append41.html#app14)). And as far as the soviets +go, the Bolsheviks were refusing to hold elections because they _"feared that +the opposition parties would show gains."_ When elections were held, +_"Bolshevik armed force usually overthrew the results"_ in provincial towns. +Moreover, the Bolsheviks _"pack[ed] local soviets"_ with representatives of +organisations they controlled _"once they could not longer count on an +electoral majority."_ [Samuel Farber, **Before Stalinism**, p. 22, p. 24 and +p. 33] This gerrymandering was even practised at the all-Russian soviet +congress (see [section 6](append41.html#app6) for full details of this +Bolshevik onslaught against the soviets). So much for competition among the +parties within the soviets! And as far as the right of recall went, the +Bolsheviks only supported this when the workers were recalling the opponents +of the Bolsheviks, not when the workers were recalling them. + +In summary, in under six months the Bolsheviks had replaced election of _"all +officials"_ by appointment from above in many areas of life. Democracy had +simply being substituted by appointed from above (see [section +4](append44.html#app4) of the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html)for the deeply +undemocratic reasoning used to justify this top-down and autocratic system of +so-called democracy). The idea that different parties could compete for votes +in the soviets (or elsewhere) was similarly curtailed and finally abolished. + +Then there was the elimination of bureaucracy. As we show in [section +7](append44.html#app7) of the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html), a new +bureaucratic and centralised system quickly emerged. Rather than immediately +cutting the size and power of the bureaucracy, it steadily grew. It soon +became the real power in the state (and, ultimately, in the 1920s became the +social base for the rise of Stalin). Moreover, with the concentration of power +in the hands of the Bolshevik government, the _"essence"_ of bureaucracy +remained as the party leaders became _"privileged persons divorced from the +masses and **superior to** the masses."_ They were, for example, more than +happy to justify their suppression of military democracy in terms of them +knowing better than the general population what was best for them (see +[section 4](append44.html#app4) of the appendix on ["How did Bolshevik +ideology contribute to the failure of the Revolution?"](append44.html) for +details). + +Then there is the fourth point, namely the elimination of the standing army, +the suppression of _"special bodies of armed men"_ by the _"armed masses."_ +This promise did not last two months. On the 20th of December, 1917, the +Council of People's Commissars decreed the formation of a political (secret) +police force, the _"Extraordinary Commission to Fight Counter-Revolution."_ +This was more commonly known by the Russian initials of the first two terms of +its official name: The Cheka. Significantly, its founding decree stated it was +to _"watch the press, saboteurs, strikers, and the Socialist-Revolutionaries +of the Right."_ [contained in Robert V. Daniels, **A Documentary History of +Communism**, vol. 1, p. 133] + +While it was initially a small organisation, as 1918 progressed it grew in +size and activity. By April 1918, it was being used to break the anarchist +movement across Russia (see [section 23](append41.html#app23) for details). +The Cheka soon became a key instrument of Bolshevik rule, with the full +support of the likes of Lenin and Trotsky. The Cheka was most definitely a +_"special body of armed men"_ and not the same as the _"armed workers."_ In +other words, Lenin's claims in **State and Revolution** did not last two +months and in under six months the Bolshevik state had a mighty group of +_"armed men"_ to impose its will. + +This is not all. The Bolsheviks also conducted a sweeping transformation of +the military within the first six months of taking power. During 1917, the +soldiers and sailors (encouraged by the Bolsheviks and other revolutionaries) +had formed their own committees and elected officers. In March 1918, Trotsky +simply abolished all this by decree and replaced it with appointed officers +(usually ex-Tsarist ones). In this way, the Red Army was turned from a +workers' militia (i.e. an armed people) into a _"special body"_ separate from +the general population (see [section 15](append41.html#app15) for further +discussion on this subject). + +So instead of eliminating a _"special force"_ above the people, the Bolsheviks +did the opposite by creating a political police force (the Cheka) and a +standing army (in which elections were a set aside by decree). These were +special, professional, armed forces standing apart from the people and +unaccountable to them. Indeed, they were used to repress strikes and working +class unrest, a topic we now turn to. + +Then there is the idea of that Lenin's "workers' state" would simple be an +instrument of violence directed at the exploiters. This was not how it turned +out in practice. As the Bolsheviks lost popular support, they turned the +violence of the "worker's state" against the workers (and, of course, the +peasants). As noted above, when the Bolsheviks lost soviet elections they used +force to disband them (see [section 6](append41.html#app6) for further +details). Faced with strikes and working class protest during this period, the +Bolsheviks responded with state violence (see [section 5](append43.html#app5) +of the appendix on ["What caused the degeneration of the Russian +Revolution?"](append43.html) for details). We will discuss the implications of +this for Lenin's theory below. So, as regards the claim that the new +("workers") state would repress only the exploiters, the truth was that it was +used to repress whoever opposed Bolshevik power, including workers and +peasants. + +As can be seen, after the first six months of Bolshevik rule not a single +measure advocated by Lenin in **State and Revolution** existed in +"revolutionary" Russia. Some of the promises were broken in quiet quickly +(overnight, in one case). Most took longer. For example, the democratisation +of the armed forces had been decreed in late December 1917. However, this was +simply acknowledging the existing revolutionary gains of the military +personnel. Similarly, the Bolsheviks passed a decree on workers' control +which, again, simply acknowledged the actual gains by the grassroots (and, in +fact, limited them for further development -- see [section +9](append41.html#app9)). This cannot be taken as evidence of the democratic +nature of Bolshevism as most governments faced with a revolutionary movement +will acknowledge and "legalise" the facts on the ground (until such time as +they can neutralise or destroy them). For example, the Provisional Government +created after the February Revolution also legalised the revolutionary gains +of the workers (for example, legalising the soviets, factory committees, +unions, strikes and so forth). The real question is whether Bolshevism +continued to encourage these revolutionary gains once it had consolidated its +power. Which they did not. Indeed, it can be argued that the Bolsheviks simply +managed to do what the Provisional Government it replaced had failed to do, +namely destroy the various organs of popular self-management created by the +revolutionary masses. So the significant fact is not that the Bolsheviks +recognised the gains of the masses but that their toleration of the +application of what their followers say were their real principles did not +last long and was quickly ended. Moreover, when the leading Bolsheviks looked +back at this abolition they did not consider it in any way in contradiction to +the principles of "communism" (see [section 14](append41.html#app14)). + +We have stressed this period for a reason. This was the period **before** the +out-break of major Civil War and thus the policies applied show the actual +nature of Bolshevism, it's essence if you like. This is a significant date as +most Leninists blame the failure of Lenin to live up to his promises on this +even. In reality, the civil war was **not** the reason for these betrayals -- +simply because it had not started yet (see [section 16](append41.html#app16) +on when the civil war started and its impact). Each of the promises were +broken in turn months before the civil war happened. _"All Power to the +Soviets"_ became, very quickly, _"All Power to the Bolsheviks."_ In the words +of historian Marc Ferro: + +> _ "In a way, **The State and Revolution** even laid the foundations and +sketched out the essential features of an alternative to Bolshevik power, and +only the pro-Leninist tradition has used it, almost to quieten its conscience, +because Lenin, once in power, ignored its conclusions. The Bolsheviks, far +from causing the state to wither away, found endless reasons for justifying +its enforcement."_ [**October 1917**, pp. 213-4] + +Where does that leave Lenin's **State and Revolution**? Well, modern-day +Leninists still urge us to read it, considering it his greatest work and the +best introduction to what Leninism really stands for. For example, we find +Leninist Tony Cliff calling that book _"Lenin's real testament"_ while, at the +same time, acknowledging that its _"message . . . which was the guide for the +first victorious proletarian revolution, was violated again and again during +the civil war."_ Not a very good _"guide"_ or that convincing a _"message"_ if +it was not applicable in the very circumstances it was designed to be applied +in (a bit like saying you have an excellent umbrella but it only works when it +is not raining). Moreover, Cliff is factually incorrect. The Bolsheviks +_"violated"_ that _"guide"_ before the civil war started (i.e. when _"the +victories of the Czechoslovak troops over the Red Army in June 1918, that +threatened the greatest danger to the Soviet republic,"_ to quote Cliff). +Similarly, much of the economic policies implemented by the Bolsheviks had +their roots in that book and the other writings by Lenin from 1917 (see +[section 5](append44.html#app5) of the appendix on ["How did Bolshevik +ideology contribute to the failure of the Revolution?"](append44.html)). +[**Lenin**, vol. 3, p. 161 and p. 18] + +Given this, what use is Lenin's **State and Revolution**? If this really was +the _"guide"_ it is claimed to be, the fact that it proved totally impractical +suggests it should simply be ignored. Simply put, if the side effects of a +revolution (such as civil war) require it to be ripped up then modern +Leninists should come clean and admit that revolution and workers' democracy +simply do not go together. This was, after all, the conclusion of Lenin and +Trotsky (see [section H.3.8](secH3.html#sech38)). As such, they should not +recommend Lenin's work as an example of what Bolshevism aims for. If, however, +the basic idea of workers' democracy and freedom are valid and considered the +only way of achieving socialism then we need to wonder **why** the Bolsheviks +did not apply them when they had the chance, particularly when the Makhnovists +in the Ukraine did. Such an investigation would only end up by concluding the +validity of anarchism, **not** Leninism. + +This can be seen from the trajectory of Bolshevik ideology post-October. +Simply put, it was not bothered by the breaking of the promises of **State and +Revolution** and 1917 in general. As such, Cliff is just wrong to assert that +while the message of **State and Revolution** was _"violated again and again"_ +it _"was also invoked again and again against bureaucratic degeneration."_ +[Cliff, **Op. Cit.**, p. 161] Far from it. Lenin's **State and Revolution** +was rarely invoked against degeneration by the mainstream Bolshevik +leadership. Indeed, they happily supported party dictatorship and one-man +management. Ironically for Cliff, it **was** famously invoked against the +state capitalist policies being implemented in early 1918. This was done by +the "Left Communists" around Bukharin in their defence of workers' self- +management against Lenin's policy! Lenin told them to reread it (along with +his other 1917 works) to see that "state capitalism" was his aim all along! +Not only that, he quoted from **State and Revolution**. He argued that +_"accounting and control"_ was required _"for the proper functioning of the +first stage of communist society."_ _"And this control,"_ he continued, _"must +be established not only over 'the insignificant capitalist minority, over the +gentry . . . ', but also over the workers who 'have been thoroughly corrupted +by capitalism . . . '"_ He ended by saying it was _"significant that Bukharin +did **not** emphasise **this**."_ [**Collected Works**, vol. 27, pp. 353-4] +Needless to say, the Leninists who urge us to read Lenin's work do not +emphasis that either. + +As the Bolsheviks lost more and more support, the number of workers +_"thoroughly corrupted by capitalism"_ increased. How to identify them was +easy: they did not support the party. As historian Richard summarises, a +_"lack of identification with the Bolshevik party was treated as the absence +of political consciousness altogether."_ [**Soviet Communists in Power**, p. +94] This is the logical conclusion of vanguardism, of course (see [section +H.5.3](secH5.html#sech53)). However, to acknowledge that state violence was +also required to "control" the working class totally undermines the argument +of **State and Revolution**. + +This is easy to see and to prove theoretically. For example, by 1920, Lenin +was more than happy to admit that the "workers' state" used violence against +the masses. At a conference of his political police, the Cheka, Lenin argued +as follows: + +> _ "Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[**Collected Works**, vol. 42, p. 170] + +This was simply summarising Bolshevik practice from the start. However, in +**State and Revolution** Lenin had argued for imposing _"a series of +restrictions on the freedom of the oppressors, the exploiters, the +capitalists."_ In 1917 he was _"clear that where is suppression there is also +violence, there is no freedom, no democracy."_ [**Op. Cit.**, pp. 337-8] So if +violence is directed against the working class then, obviously, there can be +_"no freedom, no democracy"_ for that class. And who identifies who the +_"wavering and unstable"_ elements are? Only the party. Thus any expression of +workers' democracy which conflicts with the party is a candidate for +_"revolutionary coercion."_ So it probably just as well that the Bolsheviks +had eliminated military democracy in March, 1918. + +Trotsky expands on the obvious autocratic implications of this in 1921 when he +attacked the Workers' Opposition's ideas on economic democracy: + +> _ "The Party . . . is . . . duty bound to retain its dictatorship, +regardless of the temporary vacillations of the amorphous masses, regardless +of the temporary vacillations even of the working class. This awareness is +essential for cohesion; without it the Party is in danger of perishing . . . +At any given moment, the dictatorship does not rest on the formal principle of +workers' democracy . . . if we look upon workers' democracy as something +unconditional . . . then . . . every plant should elect its own administrative +organs and so on . . . From a formal point of view this is the clearest link +with workers' democracy. But we are against it. Why? . . . Because, in the +first place, we want to retain the dictatorship of the Party, and, in the +second place, because we think that the [democratic] way of managing important +and essential plants is bound to be incompetent and prove a failure from an +economic point of view . . ."_ [quoted by Jay B. Sorenson, **The Life and +Death of Soviet Trade Unionism**, p. 165] + +Thus the Russian Revolution and the Bolshevik regime confirmed anarchist +theory and predictions about state socialism. In the words of Luigi Fabbri: + +> _ "It is fairly certain that between the capitalist regime and the socialist +there will be an intervening period of struggle, during which proletariat +revolutionary workers will have to work to uproot the remnants of bourgeois +society . . . But if the object of this struggle and this organisation is to +free the proletariat from exploitation and state rule, then the role of guide, +tutor or director cannot be entrusted to a new state, which would have an +interest in pointing the revolution in a completely opposite direction. . . + +> + +> "The outcome would be that a new government - battening on the revolution +and acting throughout the more or less extended period of its 'provisional' +powers - would lay down the bureaucratic, military and economic foundations of +a new and lasting state organisation, around which a compact network of +interests and privileges would, naturally, be woven. Thus in a short space of +time what one would have would not be the state abolished, but a state +stronger and more energetic than its predecessor and which would come to +exercise those functions proper to it - the ones Marx recognised as being such +- 'keeping the great majority of producers under the yoke of a numerically +small exploiting minority.' + +> + +> "This is the lesson that the history of all revolutions teaches us, from the +most ancient down to the most recent; and it is confirmed . . . by the day-to- +day developments of the Russian revolution . . . + +> + +> "Certainly, [state violence] starts out being used against the old power . . +. But as the new power goes on consolidating its position . . . ever more +frequently and ever more severely, the mailed fist of dictatorship is turned +against the proletariat itself in whose name that dictatorship was set up and +is operated! . . . the actions of the present Russian government [of Lenin and +Trotsky] have shown that in real terms (and it could not be otherwise) the +'dictatorship of the proletariat' means police, military, political and +economic dictatorship exercised over the broad mass of the proletariat in city +and country by the few leaders of the political party. + +> + +> "The violence of the state always ends up being used AGAINST ITS SUBJECTS, +of whom the vast majority are always proletarians . . . The new government +will be able to expropriate the old ruling class in whole or in part, but only +so as to establish a new ruling class that will hold the greater part of the +proletariat in subjection. + +> + +> "That will come to pass if those who make up the government and the +bureaucratic, military and police minority that upholds it end up becoming the +real owners of wealth when the property of everyone is made over exclusively +to the state. In the first place, the failure of the revolution will be self +evident. In the second, in spite of the illusions that many people create, the +conditions of the proletariat will always be those of a subject class."_ +[_"Anarchy and 'Scientific' Communism"_, in **The Poverty of Statism**, pp. +13-49, Albert Meltzer (ed.), pp. 26-31] + +The standard response by most modern Leninists to arguments like this about +Bolshevism is simply to downplay the authoritarianism of the Bolsheviks by +stressing the effects of the civil war on shaping their ideology and actions. +However, this fails to address the key issue of why the reality of Bolshevism +(even before the civil war) was so different to the rhetoric. Anarchists, as +we discuss in ["How did Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), can point to certain aspects of Bolshevik +ideology and the social structures its favoured which can explain it. The +problems facing the revolution simply brought to the fore the limitations and +dangers inherent in Leninism and, moreover, shaping them in distinctive ways. +We draw the conclusion that a future revolution, as it will face similar +problems, would be wise to avoid applying Leninist ideology and the +authoritarian practices it allows and, indeed, promotes by its support of +centralisation, confusion of party power with class power, vanguardism and +equation of state capitalism with socialism. Leninists, in contrast, can only +stress the fact that the revolution was occurring in difficult circumstances +and hope that "fate" is more kind to them next time -- as if a revolution, as +Lenin himself noted in 1917, would not occur during nor create "difficult" +circumstances! Equally, they can draw no lessons (bar repeat what the +Bolsheviks did in 1917 and hope for better objective circumstances!) from the +Russian experience simply because they are blind to the limitations of their +politics. They are thus doomed to repeat history rather than make it. + +So where does this analysis of Lenin's **State and Revolution** and the +realities of Bolshevik power get us? The conclusions of dissent Marxist Samuel +Farber seem appropriate here. As he puts it, _"the very fact that a Sovnarkom +had been created as a separate body from the CEC [Central Executive Committee] +of the soviets clearly indicates that, Lenin's **State and Revolution** +notwithstanding, the separation of at least the top bodies of the executive +and the legislative wings of the government remained in effect in the new +Soviet system."_ This suggests _"that **State and Revolution** did not play a +decisive role as a source of policy guidelines for 'Leninism in power.'"_ +After all, _"immediately after the Revolution the Bolsheviks established an +executive power . . . as a clearly separate body from the leading body of the +legislature. . . Therefore, some sections of the contemporary Left appear to +have greatly overestimated the importance that **State and Revolution** had +for Lenin's government. I would suggest that this document . . . can be better +understood as a distant, although doubtless sincere [!], socio-political +vision . . . as opposed to its having been a programmatic political statement, +let alone a guide to action, for the period immediately after the successful +seizure of power."_ [Farber, **Op. Cit.**, pp. 20-1 and p. 38] + +That is **one** way of looking at it. Another would be to draw the conclusion +that a _"distant . . . socio-political vision"_ drawn up to sound like a +_"guide to action"_ which was then immediately ignored is, at worse, little +more than a deception, or, at best, a theoretical justification for seizing +power in the face of orthodox Marxist dogma. Whatever the rationale for Lenin +writing his book, one thing is true -- it was never implemented. Strange, +then, that Leninists today urge use to read it to see what "Lenin really +wanted." Particularly given that so few of its promises were actually +implemented (those that were just recognised the facts on the ground) and +**all** of were no longer applied in less than six months after the seize of +power. + +The best that can be said is that Lenin did want this vision to be applied but +the realities of revolutionary Russia, the objective problems facing the +revolution, made its application impossible. This is the standard Leninist +account of the revolution. They seem unconcerned that they have just admitted +that Lenin's ideas were utterly impractical for the real problems that any +revolution is most likely to face. This was the conclusion Lenin himself drew, +as did the rest of the Bolshevik leadership. This can be seen from the actual +practice of "Leninism in power" and the arguments it used. And yet, for some +reason, Lenin's book is still recommended by modern Leninists! + +## 5 Did the Bolsheviks really aim for Soviet power? + +It seems a truism for modern day Leninists that the Bolsheviks stood for +"soviet power." For example, they like to note that the Bolsheviks used the +slogan _"All Power to the Soviets"_ in 1917 as evidence. However, for the +Bolsheviks this slogan had a radically different meaning to what many people +would consider it to mean. + +As we discuss in [section 25](append41.html#app25), it was the anarchists (and +those close to them, like the SR-Maximalists) who first raised the idea of +soviets as the means by which the masses could run society. This was during +the 1905 revolution. At that time, neither the Mensheviks nor the Bolsheviks +viewed the soviets as the possible framework of a socialist society. This was +still the case in 1917, until Lenin returned to Russia and convinced the +Bolshevik Party that the time was right to raise the slogan _"All Power to the +Soviets."_ + +However, as well as this, Lenin also advocated a somewhat different vision of +what a Bolshevik revolution would result in. Thus we find Lenin in 1917 +continually repeating the basic idea: _"The Bolsheviks must assume power."_ +The Bolsheviks _"can and **must** take state power into their own hands."_ He +raised the question of _"will the Bolsheviks dare take over full state power +alone?"_ and answered it: _"I have already had occasion . . . to answer this +question in the affirmative."_ Moreover, _"a political party . . . would have +no right to exist, would be unworthy of the name of party . . . if it refused +to take power when opportunity offers."_ [**Selected Works**, vol. 2, p 328, +p. 329 and p. 352] + +He equated party power with popular power: _"the power of the Bolsheviks -- +that is, the power of the proletariat."_ Moreover, he argued that Russia _"was +ruled by 130,000 landowners . . . and they tell us that Russia will not be +able to be governed by the 240,000 members of the Bolshevik Party -- governing +in the interest of the poor and against the rich."_ He stresses that the +Bolsheviks _"are not Utopians. We know that just any labourer or any cook +would be incapable of taking over immediately the administration of the +State."_ Therefore they _"demand that the teaching should be conducted by the +class-consciousness workers and soldiers, that this should be started +immediately."_ Until then, the _"conscious workers must be in control."_ +[**Will the Bolsheviks Maintain Power?** p. 102, pp. 61-62, p. 66 and p. 68] + +As such, given this clear and unambiguous position throughout 1917 by Lenin, +it seems incredulous, to say the least, for Leninist Tony Cliff to assert that +_"[t]o start with Lenin spoke of the **proletariat,** the **class** \-- not +the Bolshevik Party -- assuming state power."_ [**Lenin**, vol. 3, p. 161] +Surely the title of one of Lenin's most famous pre-October essays, usually +translated as _"Can the Bolsheviks Retain State Power?"_, should have given +the game away? As would, surely, quoting numerous calls by Lenin for the +Bolsheviks to seize power? Apparently not. + +This means, of course, Lenin is admitting that the working class in Russia +would **not** have power under the Bolsheviks. Rather than "the poor" +governing society directly, we would have **the Bolsheviks** governing in +their interests. Thus, rather than soviet power as such, the Bolsheviks aimed +for "party power through the soviets" -- a radically different position. And +as we discuss in the [next section](append41.html#app6), when soviet power +clashed with party power the former was always sacrificed to ensure the +latter. As we indicate in [section H.1.2](secH1.html#sech12), this support for +party power before the revolution was soon transformed into a defence for +party dictatorship after the Bolsheviks had seized power. However, we should +not forget, to quote one historian, that the Bolshevik leaders _"anticipated a +'dictatorship of the proletariat,' and that concept was a good deal closer to +a party dictatorship in Lenin's 1917 usage than revisionist scholars sometimes +suggest."_ [Sheila Fitzpatrick, _"The Legacy of the Civil War,"_ pp. 385-398, +**Party, State, and Society in the Russian Civil War**, Diane P. Koenker, +William G. Rosenberg and Ronald Grigor Suny (eds.), p. 388] + +While modern-day Leninists tend to stress the assumption of power by the +soviets as the goal of the Bolshevik revolution, the Bolsheviks themselves +were more honest about it. For example, Trotsky quotes Lenin at the first +soviet congress stating that it was _"not true to say that no party exists +which is ready to assume power; such a party exists: this is our party."_ +Moreover, _"[o]ur party is ready to assume power."_ As the Second Congress +approached, Lenin _"rebuked those who connected the uprising with the Second +Congress of the Soviets."_ He protested against Trotsky's argument that they +needed a Bolshevik majority at the Second Congress, arguing (according to +Trotsky) that _"[w]e have to win power and not tie ourselves to the Congress. +It was ridiculous and absurd to warn the enemy about the date of the rising . +. . First the party must seize power, arms in hand, and then we could talk +about the Congress."_ [**On Lenin**, p. 71, p. 85] + +Trotsky argued that _"the party could not seize power by itself, independently +of the Soviets and behind its back. This would have been a mistake . . . [as +the] soldiers knew their delegates in the Soviet; it was through the Soviet +that they knew the party. If the uprising had taken place behind the back of +the Soviet, independently of it, without its authority . . . there might have +been a dangerous confusion among the troops."_ Significantly, Trotsky made no +mention of the proletariat. Finally, Lenin came over to Trotsky's position, +saying _"Oh, all right, one can proceed in this fashion as well, provided we +seize power."_ [**Op. Cit.**, p. 86 and p. 89] + +Trotsky made similar arguments in his **History of the Russian Revolution** +and his article **Lessons of October**. Discussing the July Days of 1917, for +example, Trotsky discusses whether (to quote the title of the relevant +chapter) _"Could the Bolsheviks have seized the Power in July?"_ and noted, in +passing, the army _"was far from ready to raise an insurrection in order to +give the power to the Bolshevik Party."_ As far as the workers were concerned, +although _"inclining toward the Bolsheviks in its overwhelming majority, had +still not broken the umbilical cord attaching it to the Compromisers"_ and so +the Bolsheviks could not have _"seized the helm in July."_ He then lists other +parts of the country where the soviets were ready to take power. He states +that in _"a majority of provinces and county seats, the situation was +incomparably less favourable"_ simply because the Bolsheviks were not as well +supported. Later he notes that _"[m]any of the provincial soviets had already, +before the July days, become organs of power."_ Thus Trotsky was only +interested in whether the workers could have put the Bolsheviks in power or +not rather than were the soviets able to take power themselves. Party power +was the decisive criteria. [**History of the Russian Revolution**, vol. 2, p. +78, p. 77, p. 78, p. 81 and p. 281] + +This can be seen from the October insurrection. Trotsky again admits that the +_"Bolsheviks could have seized power in Petrograd at the beginning of July"_ +but _"they could not have held it."_ However, by September the Bolsheviks had +gained majorities in the Petrograd and Moscow soviets. The second Congress of +Soviets was approaching. The time was considered appropriate to think of +insurrection. By in whose name and for what end? Trotsky makes it clear. _"A +revolutionary party is interested in legal coverings,"_ he argued and so the +party could use the defending the second Congress of Soviets as the means to +justify its seizure of power. He raises the question: _"Would it not have been +simpler . . . to summon the insurrection directly in the name of the party?"_ +and answers it in the negative. _"It would be an obvious mistake,"_ he argued, +_"to identify the strength of the Bolshevik party with the strength of the +soviets led by it. The latter was much greater than the former. However, +without the former it would have been mere impotence."_ He then quotes +numerous Bolshevik delegates arguing that the masses would follow the soviet, +not the party. Hence the importance of seizing power in the name of the +soviets, regardless of the fact it was the Bolshevik party who would in +practice hold _"all power."_ Trotsky quotes Lenin are asking _"Who is to seize +power?"_ _"That is now of no importance,"_ argued Lenin. _"Let the Military +Revolutionary Committee take it, or 'some other institution,' which will +declare that it will surrender the power only to the genuine representatives +of the interests of the people."_ Trotsky notes that _"some other +institution"_ was a _"conspirative designation for the Central Committee of +the Bolsheviks."_ And who turned out to be the _"genuine representatives of +the interests of the people"_? By amazing co-incidence the Bolsheviks, the +members of whose Central Committee formed the first "soviet" government. +[**Op. Cit.**, vol. 3, p. 265, p. 259, p. 262, p. 263 and p. 267] + +As we discuss in [section H.3.11](secH3.html#sech311), Trotsky was simply +repeating the same instrumentalist arguments he had made earlier. Clearly, the +support for the soviets was purely instrumental, simply a means of securing +party power. For Bolshevism, the party was the key institution of proletarian +revolution: + +> _ "The party set the soviets in motion, the soviets set in motion the +workers, soldiers, and to some extent the peasantry . . . If you represent +this conducting apparatus as a system of cog-wheels -- a comparison which +Lenin had recourse at another period on another theme -- you may say that the +impatient attempt to connect the party wheel directly with the gigantic wheel +of the masses -- omitting the medium-sized wheel of the soviets -- would have +given rise to the danger of breaking the teeth of the party wheel."_ [Trotsky, +**Op. Cit.**, p. 264] + +Thus the soviets existed to allow the party to influence the workers. What of +the workers running society directly? What if the workers reject the decisions +of the party? After all, **before** the revolution Lenin _"more than once +repeated that the masses are far to the left of the party, just as the party +is to the left of the Central Committee."_ [Trotsky, **Op. Cit.**, p. 258] +What happens when the workers refuse to be set in motion by the party but +instead set themselves in motion and reject the Bolsheviks? What then for the +soviets? Looking at the logic of Trotsky's instrumentalist perspective, in +such a case we would predict that the soviets would have to be tamed (by +whatever means possible) in favour of party power (the real goal). And this is +what did happen. The fate of the soviets after October prove that the +Bolsheviks did not, in fact, seek soviet power without doubt (see [next +section](append41.html#app6)). And as we discuss in [section +4](append44.html#app4) of the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html), the peculiar +Bolshevik definition of "soviet power" allowed them to justify the elimination +of from the bottom-up grassroots democracy in the military and in the +workplace with top-down appointments. + +Thus we have a distinctly strange meaning by the expression _"All Power to the +Soviets."_ In practice, it meant that the soviets alienate its power to a +Bolshevik government. This is what the Bolsheviks considered as "soviet +power," namely party power, pure and simple. As the Central Committee argued +in November 1917, _"it is impossible to refuse a purely Bolshevik government +without treason to the slogan of the power of the Soviets, since a majority at +the Second All-Russian Congress of Soviets . . . handed power over to this +government."_ [contained in Robert v. Daniels (ed.), **A Documentary History +of Communism**, vol. 1, pp. 128-9] Lenin was clear, arguing mere days after +the October Revolution that _"our present slogan is: No Compromise, i.e. for a +homogeneous Bolshevik government."_ [quoted by Daniels, **Conscience of the +Revolution**, p. 65] + +In other words, "soviet power" exists when the soviets hand power over the +someone else (namely the Bolshevik leaders)! The difference is important, +_"for the Anarchists declared, if 'power' really should belong to the soviets, +it could not belong to the Bolshevik party, and if it should belong to that +Party, as the Bolsheviks envisaged, it could not belong to the soviets."_ +[Voline, **The Unknown Revolution**, p. 213] + +Which means that while anarchists and Leninists both use the expression _"All +Power to the Soviets"_ it does not mean they mean exactly the same thing by +it. In practice the Bolshevik vision simply replaced the power of the soviets +with a "soviet power" above them: + +> _ "The success of the Bolsheviks in the October Revolution \-- that is to +say, the fact that they found themselves in power and from there subordinated +the whole Revolution to their Party is explained by their ability to +substitute the idea of a Soviet power for the social revolution and the social +emancipation of the masses. A priori, these two ideas appear as non- +contradictory for it was possible to understand Soviet power as the power of +the soviets, and this facilitated the substitution of the idea of Soviet power +for that of the Revolution. Nevertheless, in their realisation and +consequences these ideas were in violent contraction to each other. The +conception of Soviet Power incarnated in the Bolshevik state, was transformed +into an entirely traditional bourgeois power concentrated in a handful of +individuals who subjected to their authority all that was fundamental and most +powerful in the life of the people -- in this particular case, the social +revolution. Therefore, with the help of the 'power of the soviets' -- in which +the Bolsheviks monopolised most of the posts - they effectively attained a +total power and could proclaim their dictatorship throughout the revolutionary +territory . . . All was reduced to a single centre, from where all +instructions emanated concerning the way of life, of thought, of action of the +working masses."_ [Peter Arshinov, **The Two Octobers**] + +Isolated from the masses, holding power on their behalf, the Bolshevik party +could not help being influenced by the realities of their position in society +and the social relationships produced by statist forms. Far from being the +servants of the people, they become upon the seizing of power their masters. +As we argue in [section 7](append44.html#app7) of the appendix on ["How did +Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), the experience of Bolshevism in power confirmed +anarchist fears that the so-called "workers' state" would quickly become a +danger to the revolution, corrupting those who held power and generating a +bureaucracy around the new state bodies which came into conflict with both the +ruling party and the masses. Placed above the people, isolated from them by +centralisation of power, the Bolsheviks pre-revolutionary aim for party power +unsurprising became in practice party dictatorship. + +In less than a year, by July 1918, the soviet regime was a **de facto** party +dictatorship. The theoretical revisions soon followed. Lenin, for example, was +proclaiming in early December 1918 that while legalising the Mensheviks the +Bolsheviks would _"reserve state power for ourselves, **and for ourselves +alone.**"_ [**Collected Works**, vol. 28, p. 213] Victor Serge records how +when he arrived in Russia in the following month he discovered _"a colourless +article"_ signed by Zinoviev on _"The Monopoly of Power"_ which said _"Our +Party rules alone . . . it will not allow anyone . . . The false democratic +liberties demanded by the counter-revolution."_ [**Memoirs of a +Revolutionary**, p. 69] Serge, like most Bolsheviks, embraced this perspective +wholeheartedly. For example, when the Bolsheviks published Bakunin's +"confession" to the Tsar in 1921 (in an attempt to discredit anarchism) +_"Serge seized on Bakunin's passage concerning the need for dictatorial rule +in Russia, suggesting that 'already in 1848 Bakunin had presaged Bolshevism.'" +_ [Lawrence D. Orton, _"introduction,"_ **The Confession of Mikhail Bakunin**, +p. 21] At the time Bakunin wrote his "confession" he was not an anarchist. At +the time Serge wrote his comments, he was a leading Bolshevik and reflecting +mainstream Bolshevik ideology. + +Indeed, so important was it considered by them, the Bolsheviks revised their +theory of the state to include this particular lesson of their revolution (see +[section H.3.8](secH3.html#sech38) for details). As noted in [section +H.1.2](secH1.html#sech12), all the leading Bolsheviks were talking about the +_"dictatorship of the party"_ and continued to do so until their deaths. Such +a position, incidentally, is hard to square with support for soviet power in +any meaningful term (although it is easy to square with an instrumentalist +position on workers' councils as a means to party power). It was only in the +mid-30s that Serge started to revise his position for this position (Trotsky +still subscribed to it). By the early 1940s, he wrote that _"[a]gainst the +Party the anarchists were right when they inscribed on their black banners, +'There is no worse poison than power' -- meaning absolute power. From now on +the psychosis of power was to captive the great majority of the leadership, +especially at the lower levels."_ [Serge, **Op. Cit.**, p. 100] + +Nor can the effects of the civil war explain this shift. As we discuss in the +[next section](append41.html#app6), the Bolshevik assault on the soviets and +their power started in the spring of 1918, months before the start of large +scale civil war. And it should be stressed that the Bolsheviks were not at all +bothered by the creation of party dictatorship over the soviets. Indeed, in +spite of ruling over a one party state Lenin was arguing in November 1918 that +_"Soviet power is a million times more democratic than the most democratic +bourgeois republic."_ How can that be when the workers do not run society nor +have a say in who rules them? When Karl Kautsky raised this issue, Lenin +replied by saying he _"fails to see the **class** nature of the state +apparatus, of the machinery of state . . . The Soviet government is the +**first** in the world . . . to **enlist** the people, specifically the +**exploited** people in the work of administration."_ [**Collected Works**, +vol. 28, p. 247 and p. 248] + +However, the key issue is not whether workers take part in the state machinery +but whether they determine the policies that are being implemented, i.e. +whether the masses are running their own lives. After all, as Ante Ciliga +pointed out, the Stalinist GPU (secret police) _"liked to boast of the working +class origin of its henchmen."_ One of his fellow prisoners retorted to such +claims by pointing out they were _"wrong to believe that in the days the Tsar +the gaolers were recruited from among the dukes and the executioners from +among the princes!"_ [**The Russian Engima**, pp. 255-6] Simply put, just +because the state administration is made up of bureaucrats who were originally +working class does not mean that the working class, as a class, manages +society. + +In December of that year Lenin went one further and noted that at the Sixth +Soviet Congress _"the Bolsheviks had 97 per cent"_ of delegates, i.e. +"practically all representatives of the workers and peasants of the whole of +Russia."_ This was proof of _"how stupid and ridiculous is the bourgeois +fairy-tale about the Bolsheviks only having minority support."_ [**Op. Cit.**, +pp. 355-6] Given that the workers and peasants had no real choice in who to +vote for, can this result be surprising? Of course not. While the Bolsheviks +**had** mass support a year previously, pointing to election results under a +dictatorship where all other parties and groups are subject to state +repression is hardly convincing evidence for current support. Needless to say, +Stalin (like a host of other dictators) made similar claims on similarly +dubious election results. If the Bolsheviks were sincere in their support for +soviet power then they would have tried to organise genuine soviet elections. +This was possible even during the civil war as the example of the Makhnovists +showed. + +So, in a nutshell, the Bolsheviks did not fundamentally support the goal of +soviet power. Rather, they aimed to create a "soviet power," a Bolshevik power +above the soviets which derived its legitimacy from them. However, if the +soviets conflicted with that power, it were the soviets which were repudiated +**not** party power. Thus the result of Bolshevik ideology was the +marginalisation of the soviets and their replacement by Bolshevik +dictatorship. This process started before the civil war and can be traced to +the nature of the state as well as the underlying assumptions of Bolshevik +ideology (see ["How did Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html)). + +## 6 What happened to the soviets after October? + +As indicated in the last question, the last thing which the Bolsheviks wanted +was _**"all power to the soviets."**_ Rather they wanted the soviets to hand +over that power to a Bolshevik government. As the people in liberal capitalist +politics, the soviets were "sovereign" in name only. They were expected to +delegate power to a government. Like the "sovereign people" of bourgeois +republics, the soviets were much praised but in practice ignored by those with +real power. + +In such a situation, we would expect the soviets to play no meaningful role in +the new "workers' state." Under such a centralised system, we would expect the +soviets to become little more than a fig-leaf for party power. Unsurprisingly, +this is **exactly** what they did become. As we discuss in [section +7](append44.html#app7) of the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html), anarchists are +not surprised by this as the centralisation so beloved by Marxists is designed +to empower the few at the centre and marginalise the many at the +circumference. + +The very first act of the Bolshevik revolution was for the Second Congress of +Soviets to alienate its power and hand it over to the "Council of People's +Commissars." This was the new government and was totally Bolshevik in make-up +(the Left SRs later joined it, although the Bolsheviks always maintained +control). Thus the first act of the revolution was the creation of a power +**above** the soviets. Although derived from the soviet congress, it was not +identical to it. Thus the Bolshevik "workers' state" or "semi-state" started +to have the same characteristics as the normal state (see [section +H.3.7](secH3.html#sech37) for a discussion of what marks a state). + +The subsequent marginalisation of the soviets in the "soviet" state occurred +from top to bottom should not, therefore be considered an accident or a +surprise. The Bolshevik desire for party power within a highly centralised +state could have no other effect. At the top, the Central Executive Committee +(CEC or VTsIK) was quickly marginalised from power. This body was meant to be +the highest organ of soviet power but, in practice, it was sidelined by the +Bolshevik government. This can be seen when, just four days after seizing +power, the Bolshevik Council of People's Commissars (CPC or Sovnarkom) +_"unilaterally arrogated to itself legislative power simply by promulgating a +decree to this effect. This was, effectively, a Bolshevik **coup d'etat** that +made clear the government's (and party's) pre-eminence over the soviets and +their executive organ. Increasingly, the Bolsheviks relied upon the +appointment from above of commissars with plenipotentiary powers, and they +split up and reconstituted fractious Soviets and intimidated political +opponents."_ [Neil Harding, **Leninism**, p. 253] Strange actions for a party +proclaiming it was acting to ensure "All power to the soviets" (as we +discussed in the [last section](append41.html#app5), this was always +considered by Lenin as little more than a slogan to hide the fact that the +party would be in power). + +It is doubtful that when readers of Lenin's **State and Revolution** read his +argument for combining legislative and executive powers into one body, they +had this in mind! But then, as we discussed in [section +4](append41.html#app4), that work was never applied in practice so we should +not be too surprised by this turn of events. One thing is sure, four days +after the "soviet" revolution the soviets had been replaced as the effective +power in society by a handful of Bolshevik leaders. So the Bolsheviks +immediately created a power **above** the soviets in the form of the CPC. +Lenin's argument in **The State and Revolution** that, like the Paris Commune, +the workers' state would be based on a fusion of executive and administrative +functions in the hands of the workers' delegates did not last one night. In +reality, the Bolshevik party was the **real** power in "soviet" Russia. + +Given that the All-Russian central Executive Committee of Soviets (VTsIK) was +dominated by Bolsheviks, it comes as no surprise to discover it was used to +augment this centralisation of power into the hands of the party. The VTsIK +(_"charged by the October revolution with controlling the government,"_ the +Sovnarkom) was _"used not to control but rather extend the authority and +centralising fiat of the government. That was the work of Iakov Sverdlov, the +VTsIK chairman, who -- in close collaboration with Lenin as chairman of the +Sovnarkom \-- ensured that the government decrees and ordinances were by the +VTsIK and that they were thus endowed with Soviet legitimacy when they were +sent to provincial soviet executive committees for transmission to all local +soviets . . . To achieve that, Sverdlov had to reduce the 'Soviet Parliament' +to nothing more than an 'administrative branch' (as Sukhanov put it) of the +Sovnarkom. Using his position as the VTsIK chairman and his tight control over +its praesidium and the large, disciplined and compliant Bolshevik majority in +the plenary assembly, Sverdlov isolated the opposition and rendered it +impotent. So successful was he that, by early December 1917, Sukhanov had +already written off the VTsIK as 'a sorry parody of a revolutionary +parliament,' while for the Bolshevik, Martin Latsis-Zurabs, the VTsIL was not +even a good rubberstamp. Latsis campaigned vigorously in March and April 1918 +for the VTsIK's abolition: with its 'idle, long-winded talk and its incapacity +for productive work' the VTsIK merely held up the work of government, he +claimed. And he may have had a point: during the period of 1917 to 1918, the +Sovnarkom issued 474 decrees, the VTsIK a mere 62."_ [Israel Getzler, +**Soviets as Agents of Democratisation**, p. 27] + +This process was not an accident. Far from it. In fact, the Bolshevik chairman +Sverdlov knew exactly what he was doing. This included modifying the way the +CEC worked: + +> _ "The structure of VTsIK itself began to change under Sverdlov. He began to +use the presidium to circumvent the general meeting, which contained eloquent +minority spokesmen . . . Sverdlov's used of the presidium marked a decisive +change in the status of that body within the soviet hierarchy. In mid-1917 . . +. [the] plenum had directed all activities and ratified bureau decisions which +had a 'particularly important social-political character.' The bureau . . . +served as the executive organ of the VTsIK plenum . . . Only in extraordinary +cases when the bureau could no be convened for technical reason could the +presidium make decisions. Even then such actions remained subject to review by +the plenum."_ [Charles Duval, _"Yakov M. Sverdlov and the All-Russian Central +Executive Committee of Soviets (VTsIK)"_, pp. 3-22, **Soviet Studies**, vol. +XXXI, no. 1, January 1979, pp. 6-7] + +Under the Bolsheviks, the presidium was converted _"into the **de facto** +centre of power within VTsIK."_ It _"began to award representations to groups +and factions which supported the government. With the VTsIK becoming ever more +unwieldy in size by the day, the presidium began to expand its activities."_ +The presidium was used _"to circumvent general meetings."_ Thus the Bolsheviks +were able _"to increase the power of the presidium, postpone regular sessions, +and present VTsIK with policies which had already been implemented by the +Sovnarkon. Even in the presidium itself very few people determined policy."_ +[Charles Duval, **Op. Cit.**, p.7, p. 8 and p. 18] + +So, from the very outset, the VTsIK was overshadowed by the "Council of +People's Commissars" (CPC). In the first year, only 68 of 480 decrees issued +by the CPC were actually submitted to the Soviet Central Executive Committee, +and even fewer were actually drafted by it. The VTsIK functions _"were never +clearly delineated, even in the constitution, despite vigorous attempts by the +Left SRs . . . that Lenin never saw this highest soviet organ as the genuine +equal of his cabin and that the Bolsheviks deliberated obstructed efforts at +clarification is [a] convincing"_ conclusion to draw. It should be stressed +that this process started before the outbreak of civil war in late May, 1918. +After that the All-Russian Congress of soviets, which convened every three +months or so during the first year of the revolution, met annually thereafter. +Its elected VTsIK _"also began to meet less frequently, and at the height of +the civil war in late 1918 and throughout 1919, it never once met in full +session."_ [Carmen Sirianni, **Workers' Control and Socialist Democracy**, pp. +203-4] + +The marginalisation of the soviets can be seen from the decision on whether to +continue the war against Germany. As Cornelius Castoriadis notes, under Lenin +_"[c]ollectively, the only real instance of power is the Party, and very soon, +only the summits of the Party. Immediately after the seizure of power the +soviets as institutions are reduced to the status of pure window-dressing (we +need only look at the fact that, already at the beginning of 1918 in the +discussions leading up to the Brest-Litovsk Peace Treaty, their role was +absolutely nil)."_ [**The role of Bolshevik Ideology in the birth of the +Bureaucracy**, p. 97] In fact, on the 26th of February, 1918, the Soviet +Executive _"began a survey of 200 local soviets; by 10 March 1918 a majority +(105-95) had come out in favour of a revolutionary war, although the soviets +in the two capitals voted . . . to accept a separate peace."_ [Geoffrey Swain, +**The Origins of the Russian Civil War**, p. 128] This survey was ignored by +the Bolshevik Central Committee which voted 4 against, 4 abstain and 5 for it. +This took Russia out of the Great War but handed over massive areas to +imperialist Germany. The controversial treaty was ratified at the Fourth +Soviet Congress, unsurprisingly as the Bolshevik majority simply followed the +orders of their Central Committee. It would be pointless to go over the +arguments of the rights and wrongs of the decision here, the point is that the +13 members of the Bolshevik Central Committee decided the future faith of +Russia in this vote. The soviets were simply ignored in spite of the fact it +was possible to consult them fully. Clearly, "soviet power" meant little more +than window-dressing for Bolshevik power. + +Thus, at the top summits of the state, the soviets had been marginalised by +the Bolsheviks from day one. Far from having "all power" their CEC had given +that to a Bolshevik government. Rather than exercise real power, it's basic +aim was to control those who did exercise it. And the Bolsheviks successfully +acted to undermine even this function. + +If this was happening at the top, what was the situation at the grassroots? +Here, too, oligarchic tendencies in the soviets increased post-October, with +_"[e]ffective power in the local soviets relentlessly gravitated to the +executive committees, and especially their presidia. Plenary sessions became +increasingly symbolic and ineffectual."_ The party was _"successful in gaining +control of soviet executives in the cities and at **uezd** and **guberniya** +levels. These executive bodies were usually able to control soviet congresses, +though the party often disbanded congresses that opposed major aspects of +current policies."_ Local soviets _"had little input into the formation of +national policy" and "[e]ven at higher levels, institutional power shifted +away from the soviets."_ [C. Sirianni, **Op. Cit.**, p. 204 and p. 203] The +soviets quickly had become rubber-stamps for the Communist government, with +the Soviet Constitution of 1918 codifying the centralisation of power and top- +down decision making. Local soviets were expected to _"carry out all orders of +the respective higher organs of the soviet power"_ (i.e. to carry out the +commands of the central government). + +This was not all. While having popular support in October 1917, the realities +of "Leninism in power" soon saw a backlash develop. The Bolsheviks started to +loose popular support to opposition groups like the Mensheviks and SRs (left +and right). This growing opposition was reflected in two ways. Firstly, a rise +in working class protests in the form of strikes and independent +organisations. Secondly, there was a rise in votes for the opposition parties +in soviet elections. Faced with this, the Bolsheviks responded in three ways, +delaying elections. gerrymandering or force. We will discuss each in turn. + +Lenin argued in mid-April 1918 that the _"socialist character of Soviet, i.e. +**proletarian**, democracy"_ lies, in part, in because _"the people themselves +determine the order and time of elections."_ [**The Immediate Tasks of the +Soviet Government**, pp. 36-7] However, the reality in the grassroots was +somewhat different. There _"the government [was] continually postponed the new +general elections to the Petrograd Soviet, the term of which had ended in +March 1918"_ because it _"feared that the opposition parties would show gains. +This fear was well founded since in the period immediately preceding 25 +January, in those Petrograd factories where the workers had decided to hold +new elections, the Mensheviks, SRs, and non-affiliated candidates had won +about half the seats."_ [Samuel Farber, **Before Stalinism**, p. 22] In +Yaroslavl, the _more the Bolsheviks tried to postpone the elections, the more +the idea of holding new elections became an issue itself."_ When the +Bolsheviks gave in and held elections in early April, the Mensheviks won 47 of +the 98 seats, the Bolsheviks 38 and the SRs 13. [_"The Mensheviks' Political +Comeback: The Elections to the Provincial City Soviets in Spring 1918"_, **The +Russian Review**, vol. 42, pp. 1-50, p. 18] The fate of the Yaroslavl soviet +will be discussed shorted. As Geoffrey Swain summaries, Menshevik and SR +_"successes in recalling Bolshevik delegates from the soviets had forced the +Bolsheviks increasingly to delay by-elections."_ [**The Origins of the Russian +Civil War**, p. 91] + +As well as postponing elections and recall, the Bolsheviks also quickly turned +to gerrymandering the soviets to ensure the stability of their majority in the +soviets. In this they made use of certain institutional problems the soviets +had had from the start. On the day which the Petrograd soviet was formed in +1917, the Bolshevik Shlyapnikov _"proposed that each socialist party should +have the right to two seats in the provisional executive committee of the +soviet."_ This was _"designed, initially, to give the Bolsheviks a decent +showing, for they were only a small minority of the initiating group."_ It was +agreed. However, the _"result was that members of a dozen different parties +and organisations (trades unions, co-operative movements, etc.) entered the +executive committee. They called themselves 'representatives' (of their +organisations) and, by virtue of this, they speedily eliminated from their +discussions the committee members chosen by the general assembly although they +were the true founders of the Soviet."_ This meant, for example, Bolshevik co- +founders of the soviet made way for such people as Kamenev and Stalin. Thus +the make-up of the soviet executive committee was decided upon by _"the +leadership of each organisation, its executive officers, and not with the +[soviet] assembly. The assembly had lost its right to control."_ Thus, for +example, the Bolshevik central committee member Yoffe became the presidium of +the soviet of district committees without being elected by anyone represented +at those soviets. _"After October, the Bolsheviks were more systematic in +their use of these methods, but there was a difference: there were now no +truly free elections that might have put a brake to a procedure that could +only benefit the Bolshevik party."_ [Marc Ferro, **October 1917**, p. 191 and +p. 195] + +The effects of this can be seen in Petrograd soviet elections of June 1918. In +these the Bolsheviks _"lost the absolute majority in the soviet they had +previously enjoyed"_ but remained its largest party. However, the results of +these elections were irrelevant. This was because _"under regulations prepared +by the Bolsheviks and adopted by the 'old' Petrograd soviet, more than half of +the projected 700-plus deputies in the 'new' soviet were to be elected by the +Bolshevik-dominated district soviets, trade unions, factory committees, Red +Army and naval units, and district worker conferences: thus, the Bolsheviks +were assured of a solid majority even before factory voting began."_ +[Alexander Rabinowitch, **Early Disenchantment with Bolshevik Rule**, p. 45] +To be specific, the number of delegates elected directly from the workplace +made up a mere third of the new soviet (i.e. only 260 of the 700 plus deputies +in the new soviet were elected directly from the factories): _"It was this +arbitrary 'stacking' of the new soviet, much more than election of 'dead +souls' from shut-down factories, unfair campaign practices, falsification of +the vote, or direct repression, that gave the Bolsheviks an unfair advantage +in the contest."_ [Alexander Rabinowitch, **The Petrograd First City District +Soviet during the Civil War**, p. 140] + +In other words, the Bolsheviks gerrymandered and packed soviets to remain in +power, so distorting the soviet structure to ensure Bolshevik dominance. This +practice seems to have been commonplace. In Saratov, as in Petrograd, _"the +Bolsheviks, fearing that they would lose elections, changed the electoral +rules . . . in addition to the delegates elected directly at the factories, +the trade unions -- but only those in favour of soviet power, in other words +supporters of the Bolsheviks and Left SRs -- were given representation. +Similarly, the political parties supporting Soviet power automatically +received twenty-five seats in the soviets. Needless to say, these rules +heavily favoured the ruling parties"_ as the Mensheviks and SRs _"were +regarded by the Bolsheviks as being against Soviet power."_ [Brovkin, **Op. +Cit.**, p. 30] + +A similar situation existed in Moscow. For example, the largest single union +in the soviet in 1920 was that of soviet employees with 140 deputies (9% of +the total), followed by the metal workers with 121 (8%). In total, the +bureaucracies of the four biggest trade unions had 29.5% of delegates in the +Moscow soviet. This packing of the soviet by the trade union bureaucracy +existed in 1918 as well, ensuring the Bolsheviks were insulated from popular +opposition and the recall of workplace delegates by their electors. Another +form of gerrymandering was uniting areas of Bolshevik strength _"for electoral +purposes with places where they were weak, such as the creation of a single +constituency out of the Moscow food administration (MPO) and the Cheka in +February 1920."_ [Richard Sakwa, **Soviet Communists in Power**, p. 179 and p. +178] + +However, this activity was mild compared to the Bolshevik response to soviet +elections which did not go their way. According to one historian, by the +spring of 1918 _"Menshevik newspapers and activists in the trade unions, the +Soviets, and the factories had made a considerable impact on a working class +which was becoming increasingly disillusioned with the Bolshevik regime, so +much so that in many places the Bolsheviks felt constrained to dissolve +Soviets or prevent re-elections where Mensheviks and Socialist Revolutionaries +had gained majorities."_ [Israel Getzler, **Martov**, p. 179] This is +confirmed by other sources. _"By the middle of 1918,"_ notes Leonard Schapiro, +_"the Mensheviks could claim with some justification that large numbers of the +industrial working class were now behind them, and that for the systematic +dispersal and packing of the soviets, and the mass arrests at workers' +meetings and congresses, their party could eventually have won power by its +policy of constitutional opposition. In the elections to the soviets which +were taking place in the spring of 1918 throughout Russia, arrests, military +dispersal, even shootings followed whenever Mensheviks succeeded in winning +majorities or a substantial representation."_ [**The Origin of the Communist +Autocracy**, p. 191] + +For example, the Mensheviks _"made something of a comeback about Saratov +workers in the spring of 1918, for which the Bolsheviks expelled them from the +soviet."_ [Donald J. Raleigh, **Experiencing Russia's Civil War**, p. 187] +Izhevsk, a town of 100,000 with an armaments industry which was the main +suppliers of rifles to the Tzar's Army, experienced a swing to the left by the +time of the October revolution. The Bolsheviks and SR-Maximalists became the +majority and with a vote 92 to 58 for the soviet to assume power. After a +revolt by SR-Maximalist Red Guards against the Bolshevik plans for a +centralised Red Army in April, 1918, the Bolsheviks became the sole power. +However, in the May elections the Mensheviks and [right] SRs _"experienced a +dramatic revival"_ and for _"the first time since September 1917, these two +parties constituted a majority in the Soviet by winning seventy of 135 +seats."_ The Bolsheviks _"simply refused to acquiesce to the popular mandate +of the Mensheviks and Socialist Revolutionaries."_ In June, the Bolshevik +leadership _"appealed to the Karzan' Soviet . . . for assistance."_ The troops +sent along with the Bolshevik dominated Red Guards _"abrogated the results of +the May and June elections"_ and imprisoned the SR and Menshevik soviet +delegates. The summer of 1918 also saw victories for the SRs and Mensheviks in +the soviet elections in Votkinsk, a steel town near Izhevsk. _"As in Izhevsk +the Bolsheviks voided the elections."_ [Stephan M. Merk, _"The 'Class-Tragedy' +of Izhevsk: Working Class Opposition to Bolshevism in 1918"_, pp. 176-90, +**Russian History**, vol. 2, no. 2, p. 181 and p. 186] + +However, the most in depth account of this destruction of soviet is found in +the research of Vladimir Brovkin. According to him, there _"are three +factors"_ which emerge from the soviet election results in the spring of 1918. +These are, firstly, _"the impressive success of the Menshevik-SR opposition"_ +in those elections in all regions in European Russia. The second _"is the +Bolshevik practice of outright disbandment of the Menshevik-SR-controlled +soviets. The third is the subsequent wave of anti-Bolshevik uprisings."_ In +fact, _"in all provincial capitals of European Russia where elections were +held on which there are data, the Mensheviks and the SRs won majorities on the +city soviets in the spring of 1918."_ Brovkin stresses that the _"process of +the Menshevik-SR electoral victories threatened Bolshevik power. That is why +in the course of the spring and summer of 1918, the soviet assemblies were +disbanded in most cities and villages. To stay in power, the Bolsheviks had to +destroy the soviets. . . These steps generated a far-reaching transformation +in the soviet system, which remained 'soviet' in name only."_ Brovkin presents +accounts from numerous towns and cities. As an example, he discusses Tver' +where the _"escalation of political tensions followed the already familiar +pattern"_ as the _"victory of the opposition at the polls"_ in April 1918 +_"brought about an intensification of the Bolshevik repression. Strikes, +protests, and marches in Tver' lead to the imposition of martial law."_ +[Brovkin, **Op. Cit.**, p. 46, p. 47, p. 48 and p. 11] Thus Bolshevik armed +force not only overthrew the election results, it also suppressed working +class protest against such actions. (Brovkin's book **The Mensheviks after +October** contains the same information as his article). + +This Bolshevik attack on the soviets usually started with attempts to stop new +elections. For example, after a demonstration in Petrograd in favour of the +Constituent Assembly was repressed by the Bolsheviks in mid-January 1918, +calls for new elections to the soviet occurred in many factories. _"Despite +the efforts of the Bolsheviks and the Factory Committees they controlled, the +movement for new elections to the soviet spread to more than twenty factories +by early February and resulted in the election of fifty delegates: thirty-six +SRs, seven Mensheviks and seven non-party."_ However, the Bolsheviks +_"unwillingness to recognise the elections and to seat new delegates pushed a +group of Socialists to . . . lay plans for an alternative workers' forum . . . +what was later to become the Assembly of Workers' Plenipotentiaries."_ [Scott +Smith, _"The Social-Revolutionaries and the Dilemma of Civil War"_, **The +Bolsheviks in Russian Society**, pp. 83-104, Vladimir N. Brovkin (Ed.), pp. +85-86] This forum, like all forms of working class protest, was crushed by the +Bolshevik state. By the time the elections were held, in June 1918, the civil +war had started (undoubtedly favouring the Bolsheviks) and the Bolsheviks had +secured their majority by packing the soviet with non-workplace +"representatives." + +In Tula, again in the spring of 1918, local Bolsheviks reported to the +Bolshevik Central Committee that the _"Bolshevik deputies began to be recalled +one after another . . . our situation became shakier with passing day. We were +forced to block new elections to the soviet and even not to recognise them +where they had taken place not in our favour."_ In the end, the local party +leader was forced to abolish the city soviet and to vest power in the +Provincial Executive Committee. This refused to convene a plenum of the city +soviet for more than two months, knowing that newly elected delegates were +non-Bolshevik. [Smith, **Op. Cit.**, p. 87] + +In Yaroslavl', the newly elected soviet convened on April 9th, 1918, and when +it elected a Menshevik chairman, _"the Bolshevik delegation walked out and +declared the soviet dissolved. In response, workers in the city went out on +strike, which the Bolsheviks answered by arresting the strike committee and +threatening to dismiss the strikers and replace them with unemployed +workers."_ This failed and the Bolsheviks were forced to hold new elections, +which they lost. Then _"the Bolsheviks dissolved this soviet as well and +places the city under martial law."_ A similar event occurred in Riazan' +(again in April) and, again, the Bolsheviks _"promptly dissolved the soviet +and declared a dictatorship under a Military-Revolutionary Committee."_ [**Op. +Cit.**, pp. 88-9] + +The opposition parties raised such issues at the All-Russian Central Executive +Committee of Soviets (VTsIK), to little avail. On the 11th of April, one +_"protested that non-Bolshevik controlled soviets were being dispersed by +armed force, and wanted to discuss the issue."_ The chairman _"refus[ed] to +include it in the agenda because of lack of supporting material"_ and such +information be submitted to the presidium of the soviet. The majority (i.e. +the Bolsheviks) _"supported their chairman"_ and the facts were _"submitted . +. . to the presidium, where they apparently remained."_ It should be noted +that the _"same fate befell attempts to challenge the arrests of Moscow +anarchists by the government on 12 April."_ The chairman's _"handling of the +anarchist matter ended its serious discussion in the VTsIK."_ [Charles Duval, +**Op. Cit.**, pp. 13-14] Given that the VTsIK was **meant** to be the highest +soviet body between congresses, the lack of concern for Bolshevik repression +against soviets and opposition groups clearly shows the Bolshevik contempt for +soviet democracy. + +Needless to say, this destruction of soviet democracy continued during the +civil war. For example, the Bolsheviks simply rejected the voice of people and +would refuse to accept an election result. Emma Goldman attended an election +meeting of bakers in Moscow in March, 1920. _"It was,"_ she said, _"the most +exciting gathering I had witnessed in Russia."_ However the _"chosen +representative, an Anarchist, had been refused his mandate by the Soviet +authorities. It was the third time the workers gathered to re-elect their +delegate . . . and every time they elected the same man. The Communist +candidate opposing him was Semashko, the Commissar of the Department of Health +. . . [who] raved against the workers for choosing a non-Communist, called +anathema upon their heads, and threatened them with the Tcheka and the +curtailment of their rations. But he had no effect on the audience except to +emphasise their opposition to him, and to arouse antagonism against the party +he represented. The workers' choice was repudiated by the authorities by the +authorities and later even arrested and imprisoned."_ After a hunger strike, +they were released. In spite of chekists with loaded guns attending union +meetings, the bakers _"would not be intimidated"_ and threatened a strike +unless they were permitted to elect their own candidate. This ensured the +bakers' demands were met. [**My Disillusionment in Russia**, pp. 88-9] + +Unsurprisingly, _"there is a mass of evidence to support the Menshevik +accusations of electoral malpractice"_ during elections in May 1920. And in +spite of Menshevik _"declaration of support for the Soviet regime against the +Poles"_ the party was _"still subject to harassment."_ [Skawa, **Op. Cit.**, +p. 178] + +This gerrymandering was not limited to just local soviets. The Bolsheviks used +it at the fifth soviet congress as well. + +First, it should be noted that in the run up to the congress, _"on 14 June +1918, they expelled Martov and his five Mensheviks together with the Socialist +Revolutionaries from the Central Executive Committee, closed down their +newspapers . . and drove them underground, just on the eve of the elections to +the Fifth Congress of Soviets in which the Mensheviks were expected to make +significant gains."_ [Israel Getzler, **Martov**, p. 181] The rationale for +this action was the claim that the Mensheviks had taken part in anti-soviet +rebellions (as we discuss in [section 23](append41.html#app23), this was not +true). The action was opposed by the Left SRs, who correctly questioned the +legality of the Bolshevik expulsion of opposition groupings. They _"branded +the proposed expulsion bill illegal, since the Mensheviks and SRs had been +sent to the CEC by the Congress of Soviets, and only the next congress had the +right to withdraw their representation. Furthermore, the Bolsheviks had no +right to pose as defenders of the soviets against the alleged SR counter- +revolution when they themselves has been disbanding the peasants' soviets and +creating the committees of the poor to replace them."_ [Brovkin, **The +Mensheviks After October**, p. 231] When the vote was taken, only the +Bolsheviks supported it. Their votes were sufficient to pass it. + +Given that the Mensheviks had been winning soviet elections across Russia, it +is clear that this action was driven far more by political needs than the +truth. This resulted in the Left Social Revolutionaries (LSRs) as the only +significant party left in the run up to the fifth Congress. The LSR author +(and ex-commissar for justice in the only coalition soviet government) of the +only biography of LSR leader (and long standing revolutionary who suffered +torture and imprisonment in her fight against Tsarism) Maria Spiridonova +states that _"[b]etween 900 and 100 delegates were present. Officially the LSR +numbered 40 percent of the delegates. They own opinion was that their number +were even higher. The Bolsheviks strove to keep their majority by all the +means in their power."_ He quotes Spiridonova's address to the Congress: _"You +may have a majority in this congress, but you do have not a majority in the +country."_ [I. Steinberg, **Spiridonova**, p. 209] + +Historian Geoffrey Swain indicates that the LSRs had a point: + +> _ "Up to the very last minute the Left SRs had been confident that, as the +voice of Russia's peasant masses, they would receive a majority when the Fifth +Congress of Soviets assembled . . . which would enable them to deprive Lenin +of power and launch a revolutionary war against Germany. Between April and the +end of June 1918 membership of their party had almost doubled, from 60,000 to +100,000, and to prevent them securing a majority at the congress Lenin was +forced to rely on dubious procedures: he allowed so-called committees of poor +peasants to be represented at the congress. Thus as late as 3 July 1918 +returns suggested a majority for the Left SRs, but a Congress of Committees of +Poor Peasants held in Petrograd the same day 'redressed the balance in favour +of the Bolsheviks,' to quote the **Guardian**'s Philips-Price, by deciding it +had the right to represent the all those districts where local soviets had not +been 'cleansed of kulak elements and had not delivered the amount of food laid +down in the requisitioning lists of the Committees of Poor Peasants.' This +blatant gerrymandering ensured a Bolshevik majority at the Fifth Congress of +Soviets."_ [**The Origins of the Russian Civil War**, p. 176] + +Historian Alexander Rabinowitch confirms this gerrymandering. As he put it, by +the summer of 1918 _"popular disenchantment with Bolshevik rule was already +well advanced, not only in rural but also in urban Russia"_ and the _"primary +beneficiaries of this nationwide grass-roots shift in public opinion were the +Left SRs. During the second half of June 1918, it was an open question which +of the two parties would have a majority at the Fifth All-Russian Congress of +Soviets . . . On the evening of 4 July, virtually from the moment the Fifth +Congress of Soviets opened in Moscow's Bolshoi Theatre, it was clear to the +Left SRs that the Bolsheviks had effectively 'fabricated' a sizeable majority +in the congress and consequently, that there was no hope whatever of utilising +it to force a fundamental change in the government's pro-German, anti-peasant +policies."_ While he acknowledges that an _"exact breakdown of properly +elected delegates may be impossible to ascertain"_ it was possible (_"based on +substantial but incomplete archival evidence"_) to conclude that _"it is quite +clear that the Bolshevik majority was artificially inflated and highly +suspect."_ He quotes the report of one leading LSR, based on data from LSR +members of the congress's Credentials Committee, saying that the Bolsheviks +_"conjured up"_ 299 voting delegates. _"The Bible tells us,"_ noted the +report's author, _"that God created the heavens and the earth from nothing . . +. In the twentieth century the Bolsheviks are capable of no lesser miracles: +out of nothing, they create legitimate credentials."_ [_"Maria Spiridonova's +'Last Testament'"_, **The Russian Review**, pp. 424-46, vol. 54, July 1995, p. +426] + +This gerrymandering played a key role in the subsequent events. _"Deprived of +their democratic majority,"_ Swain notes, _"the Left SRs resorted to terror +and assassinated the German ambassador Mirbach."_ [Swain, **Op. Cit.**, p. +176] The LSR assassination of Mirbach and the events which followed were soon +labelled by the Bolsheviks an _"uprising"_ against "soviet power" (see +[section 23](append41.html#app23) for more details). Lenin _"decided that the +killing of Mirbach provided a fortuitous opportunity to put an end to the +growing Left SR threat."_ [Rabinowitch, **Op. Cit.**, p. 427] After this, the +LSRs followed the Mensheviks and Right SRs and were expelled from the soviets. +This in spite of the fact that the rank and file knew nothing of the plans of +the central committees and that their soviet delegates had been elected by the +masses. The Bolsheviks had finally eliminated the last of their more left-wing +opponents (the anarchists had been dealt with the in April, see [section +24](append41.html#app24) for details). + +As discussed in [section 21](append41.html#app21), the Committees of Poor +Peasants were only supported by the Bolsheviks. Indeed, the Left SRs opposed +then as being utterly counter-productive and an example of Bolshevik ignorance +of village life. Consequently, we can say that the "delegates" from the +committees were Bolsheviks or at least Bolshevik supporters. Significantly, by +early 1919 Lenin admitted the Committees were failures and ordered them +disbanded. The new policy reflected Left SR arguments against the Committees. +It is hard not to concur with Vladimir Brovkin that by _"establishing the +committees of the poor to replace the [rural] soviets . . . the Bolsheviks +were trying to create some institutional leverage of their own in the +countryside for use against the SRs. In this light, the Bolshevik measures +against the Menshevik-led city soviets . . . and against SR-led village +soviets may be seen as a two-pronged attempt to stem the tide that threatened +to leave them in the minority at the Fifth Congress of Soviets."_ [**The +Mensheviks after October**, p. 226] + +Thus, by July 1918, the Bolsheviks had effectively secured a monopoly of +political power in Russia. When the Bolsheviks (rightly, if hypocritically) +disbanded the Constituent Assembly in January 1918, they had claimed that the +soviets (rightly) represented a superior form of democracy. Once they started +losing soviet elections, they could find no better way to "secure" workers' +democracy than to destroy it by gerrymandering soviets, disbanding them and +expelling opposition parties from them. All peaceful attempts to replace them +had been destroyed. The soviet CEC was marginalised and without any real +power. Opposition parties had been repressed, usually on little or no +evidence. The power of the soviets had been replaced by a soviet power in less +than a year. However, this was simply the culmination of a process which had +started when the Bolsheviks seized power in November 1917. Simply put, the +Bolsheviks had always aimed for "all power to the party via the soviets" and +once this had been achieved, the soviets could be dispensed with. Maurice +Brinton simply stated the obvious when he wrote that _"when institutions such +as the soviets could no longer be influenced by ordinary workers, the regime +could no longer be called a soviet regime."_ [**The Bolsheviks and Workers' +Control**, p. xiii] By this obvious criteria, the Bolshevik regime was no +longer soviet by the spring of 1918, i.e. before the outbreak of civil war. +While opposition groups were not finally driven out of the soviets until 1923 +(i.e. three years **after** the end of the civil war) their presence _"does +not indicate the existence of a multi-party system since they in no way +threatened the dominating role of the Bolsheviks, and they had not done so +from mid-1918."_ [Richard Sakwa, **Op. Cit.**, p. 168] + +Tony Cliff, leader of the British Leninist party the SWP, justified the +repression of the Mensheviks and SRs on the grounds that they were not +prepared to accept the Soviet system and rejected the role of _"constitutional +opposition."_ He tries to move forward the repression until after the outbreak +of full civil war by stating that _"[d]espite their strong opposition to the +government, for some time, i.e. until after the armed uprising of the +Czechoslovakian Legion [in late May, 1918] -- the Mensheviks were not much +hampered in their propaganda work."_ If having papers banned every now and +then, members arrested and soviets being disbanded as soon as they get a +Menshevik majority is _"not much hampered"_ then Cliff does seem to be giving +that phrase a new meaning. Similarly, Cliff's claim that the _"civil war +undermined the operation of the local soviets"_ also seems lacking based on +this new research. [**Lenin: Revolution Besieged**, vol. 3, p. 163, p. 167 and +p. 150] + +However, the Bolshevik assault on the soviets started during the spring of +1918 (i.e. in March, April and May). That is **before** the Czech rising and +the onset of full scale civil war which occurred in late May (see [section +3](append43.html#app3) of the appendix on ["What caused the degeneration of +the Russian Revolution?"](append43.html) on Bolshevik repression before the +Czech revolt). Nor is it true that the Mensheviks rejected constitutional +methods. Though they wished to see a re-convocation of the Constituent +Assembly they believed that the only way to do this was by winning a majority +of the soviets (see [section 23](append41.html#app23)). Clearly, attempts to +blame the Civil War for the elimination of soviet power and democracy seems +woefully weak given the actions of the Bolsheviks in the spring of 1918. And, +equally clearly, the reduction of local soviet influence cannot be fully +understood without factoring in the Bolshevik prejudice in favour of +centralisation (as codified in the Soviet Constitution of 1918) along with +this direct repression. + +The simple fact is that the soviets were marginalised and undermined after the +October Revolution simply because they **did** reflect the wishes of the +working class, in spite of their defects (defects the Bolsheviks exploited to +consolidate their power). The problem was that the workers no longer supported +Lenin. Few Leninists would support such an obvious conclusion. For example, +John Rees states that _"[i]n the cities the Reds enjoyed the fierce and +virtually undivided loyalty of the masses throughout the civil war period."_ +[_"In Defence of October"_, pp. 3-82, **International Socialism**, no. 52, p. +47] Which, of course, explains the vast number of strikes and protests +directed against the Bolshevik regime and the workers' resolutions calling its +end! It also explains why the Bolsheviks, in the face of such _"undivided +loyalty"_, had to suppress opposition parties and impose a party dictatorship! + +Simply put, **if** the Bolsheviks did have the support Rees states they did +then they had no need to repress soviet democracy and opposition parties. Such +_"fierce"_ loyalty would not have been amenable to opposition arguments. +Strange, then, that the Bolsheviks continually explained working class unrest +in terms of the influence of Mensheviks, Left SRs and so on during the civil +war. Moreover, Rees contradicts himself by arguing that if the Kronstadt +revolt had succeeded, then it would have resulted in _"the fall of the +Bolsheviks."_ [**Op. Cit.**, p. 63] Now, given that the Kronstadt revolt +called for free soviet elections (and **not** _"soviets without parties"_ as +Rees asserts), why did the Bolsheviks not agree to them (at least in the +cities)? If, as Rees argues, the Reds had the fierce loyalty of the city +workers, then why did the Bolsheviks not introduce soviet democracy in the +cities after the end of the Civil War? Simply because they knew that such +"loyalty" did not, in fact, exist. Zinoviev, for example, declared that the +Bolsheviks' support had been reduced to 1 per cent in early 1920. [Farber, +**Before Stalinism**, p. 188] + +So much for working class "loyalty" to the Bolsheviks. And, needless to say, +Rees' comments totally ignore the election results **before** the start of the +civil war which prompted the Bolsheviks to pack or disband soviets. As +Bertrand Russell summarised from his experiences in Lenin's Russia during the +civil war (in 1920): _"No conceivable system of free elections would give +majorities to the Communists, either in the town or country."_ [**The Practice +and Theory of Bolshevism**, pp. 40-1] Thus we have a major contradiction in +the pro-Leninist argument. On the one hand, they stress that the workers +supported the Bolsheviks wholeheartedly during the civil war. On the other, +they argue that party dictatorship had to be imposed. If the Bolsheviks had +the support they claimed they had, then they would have won soviet elections +easily. They did not and so free soviet elections were not held. + +This fact also explains the fate of the so-called _"non party"_ conferences +favoured by the Bolsheviks in late 1920\. In spite of praising the soviets as +_"more democratic"_ than anything in the _"best democratic republics of the +bourgeois world,"_ Lenin also argued that non-Party conferences were also +required _"to be able to watch the mood of the masses, to come closer to them, +to respond to their demands."_ [**Left-Wing Communism**, p. 33 and p. 32] If +the soviets were as democratic as Lenin claimed, then the Bolsheviks would +have no need of "non-party" conferences. Significantly, the Bolsheviks +"responded" to these conferences and "their demands" by disbanding them. This +was because _"[d]uring the disturbances"_ of late 1920, _"they provided an +effective platform for criticism of Bolshevik policies."_ Their frequency was +decreased and they "were discontinued soon afterward." [Richard Sakwa, +**Soviet Communists in Power**, p. 203] In other words, they meet the same +fate as the soviets in the spring and summer of 1918. + +Perhaps we should not be too surprised by these developments. After all, as we +discuss in [section 8](append44.html#app8) of the appendix on ["How did +Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), the Bolsheviks had long had a distinctly +undemocratic political ideology. Their support for democratic norms were less +than consistent. The one thing they **were** consistent was their hypocrisy. +Thus democratic decisions were to be binding on their opponents (even if that +majority had to be manipulated into being) but not upon them. Before the +revolution Lenin had openly espoused a double standard of discipline. _"We +will not permit,"_ he argued, _"the idea of unity to tie a noose around our +necks, and we shall under no circumstances permit the Mensheviks to lead us by +the rope."_ [quoted by Robert V. Daniels, **The Conscience of the +Revolution**, p. 17] Once in power, their political perspectives had little +trouble ignoring the will of the working class when it classed with what they, +as that class's self-proclaimed vanguard, had decided what was in its best +interests. As we discussed in [section H.5](secH5.html), such a autocratic +perspective is at the heart of vanguardism. If you aim for party power, it +comes as no surprise that the organs used to achieve it will wither under it. +Just as muscles only remain strong if you use them, so soviets can only work +if it is used to run society, not nominate the handful of party leaders who +do. As Kropotkin argued in 1920: + +> _ "The idea of soviets . . . of councils of workers and peasants . . . +controlling the economic and political life of the country is a great idea. +All the more so, since it necessarily follows that these councils should be +composed of all who take part in the production of natural wealth by their own +efforts. + +> + +> "But as long as the country is governed by a party dictatorship, the +workers' and peasants' councils evidently lose their entire significance. They +are reduced to . . . [a] passive role . . . A council of workers ceases to be +free and of any use when liberty of the press no longer exists . . . [and +they] lose their significance when the elections are not preceded by a free +electoral campaign, and when the elections are conducted under pressure of a +party dictatorship . . . It means the death-knell of the new system."_ +[**Kropotkin's Revolutionary Pamphlets**, pp. 254-5] + +Clearly, the fate of the soviets after October shows the dangers of Bolshevism +to popular self-management and autonomy. We should be try and learn the +lessons from the experience rather than, as pro-Bolsheviks do, rationalise and +justify the usurpation of power by the party. The most obvious lesson to learn +is to oppose the creation of any power **above** the soviets. This was not +lost on Russian anarchists active in the revolution. For this reason, anarcho- +syndicalists resolved, in August 1918, that they _"were for the soviets but +categorically against the Soviet of People's Commissars as an organ which does +not stem from the soviet structure but only interferes with its work."_ Thus +they were _"for the establishment of **free soviets** of workers' and +peasants' representatives, and the abolition of the Soviet of People's +Commissars as an organisation inimical to the interests of the working +class."_ [contained in Paul Avrich, **The Anarchists in the Russian +Revolution**, p. 118 and p. 117] This resolution was driven by the experience +of the Bolshevik dominated "soviet" regime. + +It is also worth quoting Rudolf Rocker at length on this issue: + +> _ "Let no one object that the 'dictatorship of the proletariat' cannot be +compared to run of the mill dictatorship because it is the dictatorship of a +class. Dictatorship of a class cannot exist as such, for it ends up, in the +last analysis, as being the dictatorship of a given party which arrogates to +itself the right to speak for that class. Thus, the liberal bourgeoisie, in +their fight against despotism, used to speak in the name of the 'people'. . . + +> + +> "We already know that a revolution cannot be made with rosewater. And we +know, too, that the owning classes will never yield up their privileges +spontaneously. On the day of victorious revolution the workers will have to +impose their will on the present owners of the soil, of the subsoil and of the +means of production, which cannot be done -- let us be clear on this -- +without the workers taking the capital of society into their own hands, and, +above all, without their having demolished the authoritarian structure which +is, and will continue to be, the fortress keeping the masses of the people +under dominion. Such an action is, without doubt, an act of liberation; a +proclamation of social justice; the very essence of social revolution, which +has nothing in common with the utterly bourgeois principle of dictatorship. + +> + +> "The fact that a large number of socialist parties have rallied to the idea +of councils, which is the proper mark of libertarian socialist and +revolutionary syndicalists, is a confession, recognition that the tack they +have taken up until now has been the product of a falsification, a distortion, +and that with the councils the labour movement must create for itself a single +organ capable of carrying into effect the unmitigated socialism that the +conscious proletariat longs for. On the other hand, it ought not to be +forgotten that this abrupt conversion runs the risk of introducing many alien +features into the councils concept, features, that is, with no relation to the +original tasks of socialism, and which have to be eliminated because they pose +a threat to the further development of the councils. These alien elements are +able only to conceive things from the dictatorial viewpoint. It must be our +task to face up to this risk and warn our class comrades against experiments +which cannot bring the dawn of social emancipation any nearer -- which indeed, +to the contrary, positively postpone it. + +> + +> "Consequently, our advice is as follows: Everything for the councils or +soviets! No power above them! A slogan which at the same time will be that of +the social revolutionary."_ [**Anarchism and Sovietism**] + +The validity of this argument can be seen, for example, from the expulsion of +opposition parties from the soviets in June and July 1918. This act exposes +the hollowness of Bolshevik claims of their soviet system presented a form of +"higher" democracy. If the Bolshevik soviet system was, as they claimed, based +on instant recall then why did they, for example, have to expel the Mensheviks +and Right SRs from the soviet CEC in the first place? Why did the electors not +simply recall them? It was two weeks after the Czech revolt before the +Bolsheviks acted, surely enough time for voters to act? Perhaps this did not +happen because the CEC was not, in fact, subject to instant recall at all? +Being nominated at the quarterly soviet congress, they were effectively +isolated from popular control. It also means that the Bolshevik government was +even more insulated from popular control and accountability. To "recall" it, +electors would have to either wait for the next national soviet congress or +somehow convince the CEC to call an emergency one. As an example of workers' +running society, the Bolshevik system leaves much to be desired. + +Another obvious lesson to learn was the use of appointments to the soviets and +their executives from other organisations. As seen above, the Bolsheviks used +the "representation" of other bodies they control (such as trade unions) to +pack soviet assemblies in their favour. Similarly, allowing political parties +to nominate representatives in soviet executives also marginalised the soviet +assemblies and those delegates actually elected in the workplaces. + +This was obvious to the Russian anarchists, who argued _"for effective soviets +organised on collective lines with the direct delegation of workers and +peasants from every factory, workshop, village, etc., and not political +chatterboxes gaining entry through party lists and turning the soviets into +talking shops."_ [contained in Paul Avrich, **The Anarchists in the Russian +Revolution**, p. 118] The Makhnovists, likewise, argued that _"[o]nly +labourers who are contributing work necessary to the social economy should +participate in the soviets. Representatives of political organisations have no +place in worker-peasant soviets, since their participation in a workers' +soviet will transform the latter into deputies of the party and can lead to +the downfall of the soviet system."_ [contained in Peter Arshinov's **History +of the Makhnovist Movement**, p. 266] As we discuss in [section +15](append46.html#app15) of the appendix on ["Why does the Makhnovist movement +show there is an alternative to Bolshevism?"](append46.html), Leninists +sometimes distort this into a claim that the Makhnovists opposed members of +political standing for election. + +This use of party lists meant that soviet delegates could be anyone. For +example, the leading left-wing Menshevik Martov recounts that in early 1920 +Bolsheviks in a chemical factory _"put up Lenin against me as a candidate [to +the Moscow soviet]. I received seventy-six votes he-eight (in an open vote)."_ +[quoted by Israel Getzler, **Martov**, p. 202] How would either of these two +intellectuals actually know and reflect the concerns and interests of the +workers they would be "delegates" of? If the soviets were meant to be the +delegates of working people, then why should non-working class members of +political parties be elected to a soviet? + +However, in spite of these problems, the Russian soviets were a key means of +ensuring working class participation in the revolution. As recognised by all +the socialist oppositions to the Bolsheviks, from the anarchists to the +Mensheviks. As one historian put it: + +> _ "Small wonder that the principal political demand of Mensheviks, Left SRs, +SR Maximalists, Kronstadt sailors and of many oppositionists . . . has been +for freely elected soviets which would this be restored to their original role +as agents of democratisation."_ [Israel Getzler, **Soviets as Agents of +Democratisation**, p. 30] + +The sad fate of the soviets after the Bolshevik seizure of power simply +confirms the opinion of the left Menshevik Martov who had _"rubbed it in to +the Bolsheviks . . . at the first All-Russian Congress of Trade Unions [in +January 1918], that they who were now extolling the Soviets as the 'highest +forms of the socialist development of the proletariat,' had shown little love +of them in 1905 or in 1917 after the July days; they loved Soviets only when +they were 'in the hands of the Bolshevik party.'"_ [Getlzer, **Martov**, p. +174] As the next few months showed, once the soviets left those hands, then +the soviets themselves were destroyed. The civil war did not start this +process, it just gave the latter-day supporters of Bolshevism something to use +to justify these actions. + +## 7 How did the factory committee movement develop? + +## 8 What was the Bolshevik position on "workers' control" in 1917? + +## 9 What happened to the factory committees after October? + +## 10 What were the Bolshevik economic policies in 1918? + +## 11 Did Bolshevik economic policies work? + +## 12 Was there an alternative to Lenin's "state capitalism" and "war +communism"? + +## 13 Did the Bolsheviks allow independent trade unions? + +## 14 Was the Red Army really a revolutionary army? + +## 15 Was the Red Army "filled with socialist consciousness"? + +## 16 How did the civil war start and develop? + +## 17 Was the civil war between just Reds and Whites? + +## 18 How extensive was imperialist intervention? + +## 19 Did the end of the civil war change Bolshevik policies? + +## 20 Can the Red Terror and the Cheka be justified? + +## 21 Did Bolshevik peasant policies work? + +## 22 Was there an alternative to grain requisition? + +## 23 Was the repression of the socialist opposition justified? + +## 24 What did the anarchists do during the revolution? + +## 25 Did the Russian revolution refute anarchism? + diff --git a/markdown/append42.md b/markdown/append42.md new file mode 100644 index 0000000000000000000000000000000000000000..3e010698cb727217cb5cf704bd760889b46686e3 --- /dev/null +++ b/markdown/append42.md @@ -0,0 +1,5496 @@ +# What was the Kronstadt Rebellion? + +The Kronstadt rebellion took place in the first weeks of March, 1921\. +Kronstadt was (and is) a naval fortress on an island in the Gulf of Finland. +Traditionally, it has served as the base of the Russian Baltic Fleet and to +guard the approaches to the city of St. Petersburg (which during the first +world war was re-named Petrograd, then later Leningrad, and is now St. +Petersburg again) thirty-five miles away. + +The Kronstadt sailors had been in the vanguard of the revolutionary events of +1905 and 1917. In 1917, Trotsky called them the _"pride and glory of the +Russian Revolution."_ The inhabitants of Kronstadt had been early supporters +and practitioners of soviet power, forming a free commune in 1917 which was +relatively independent of the authorities. In the words of Israel Getzler, an +expert on Kronstadt, _"it was in its commune-like self-government that Red +Kronstadt really came into its own, realising the radical, democratic and +egalitarian aspirations of its garrison and working people, their insatiable +appetite for social recognition, political activity and public debate, their +pent up yearning for education, integration and community. Almost overnight, +the ship's crews, the naval and military units and the workers created and +practised a direct democracy of base assemblies and committees."_ [**Kronstadt +1917-1921**, p. 248] In the centre of the fortress an enormous public square +served as a popular forum holding as many as 30,000 persons. The Kronstadters +_"proved convincingly the capacity of ordinary people to use their 'heads, +too' in governing themselves, and managing Russia's largest navel base and +fortress."_ [Getzler, **Op. Cit.**, p. 250] + +The Russian Civil War had ended in Western Russia in November 1920 with the +defeat of General Wrangel in the Crimea. All across Russia popular protests +were erupting in the countryside and in the towns and cities. Peasant +uprisings were occurring against the Communist Party policy of grain +requisitioning (a policy the Bolsheviks and their argued had been thrust upon +them by the circumstances but which involved extensive, barbaric and counter- +productive repression). In urban areas, a wave of spontaneous strikes occurred +and in late February a near general strike broke out in Petrograd. + +On February 26th, in response to these events in Petrograd, the crews of the +battleships **_Petropavlovsk_** and **_Sevastopol_** held an emergency meeting +and agreed to send a delegation to the city to investigate and report back on +the ongoing strike movement. On their turn two days later, the delegates +informed their fellow sailors of the strikes (with which they had full +sympathy with) and the government repression directed against them. Those +present at this meeting on the **_Petropavlovsk_** then approved a resolution +which raised 15 demands which included free elections to the soviets, freedom +of speech, press, assembly and organisation to workers, peasants, anarchists +and left-socialists (see [section 3](append42.html#app3) for full details). Of +the 15 demands, only two were related to what Marxists like to term the +"petty-bourgeoisie" (the peasantry and artisans) and these demanded _"full +freedom of action"_ for all peasants and artisans who did not hire labour. +Like the Petrograd workers, the Kronstadt sailors demanded the equalisation of +wages and the end of roadblock detachments restricting travel and the ability +of workers to bring food into the city. + +A mass meeting of fifteen to sixteen thousand people was held in Anchor Square +on March 1st and what has became known as the **_Petropavlovsk_** resolution +was passed after the _"fact-finding"_ delegation had made its report. Only two +Bolshevik officials voted against the resolution. At this meeting it was +decided to send another delegation to Petrograd to explain to the strikers and +the city garrison of the demands of Kronstadt and to request that non-partisan +delegates be sent by the Petrograd workers to Kronstadt to learn first-hand +what was happening there. This delegation of thirty members was arrested by +the Bolshevik government. + +As the term of office of the Kronstadt soviet was about to expire, the mass +meeting also decided to call a _"Conference of Delegates"_ for March 2nd. This +was to discuss the manner in which the new soviet elections would be held. +This conference consisted of two delegates from the ship's crews, army units, +the docks, workshops, trade unions and Soviet institutions. This meeting of +303 delegates endorsed the **_Petropavlovsk_** resolution and elected a five- +person _"Provisional Revolutionary Committee"_ (this was enlarged to 15 +members two days later by another conference of delegates). This committee was +charged with organising the defence of Kronstadt, a move decided upon in part +by the threats of the Bolshevik officials there and the groundless rumour that +the Bolsheviks had dispatched forces to attack the meeting. Red Kronstadt had +turned against the Communist government and raised the slogan of the 1917 +revolution _"All Power to the Soviets"_, to which was added _"and not to +parties."_ They termed this revolt the _"Third Revolution"_ and would complete +the work of the first two Russian Revolutions in 1917 by instituting a true +toilers republic based on freely elected, self-managed, soviets. + +The Communist Government responded with an ultimatum on March 2nd. This +asserted that the revolt had _"undoubtedly been prepared by French +counterintelligence"_ and that the **_Petropavlovsk_** resolution was a _"SR- +Black Hundred"_ resolution (SR stood for "Social Revolutionaries", a party +with a traditional peasant base and whose right-wing had sided with White +forces; the "Black Hundreds" were a reactionary, indeed proto-fascist, force +dating back to before the revolution which attacked Jews, labour militants, +radicals and so on). They argued that the revolt had been organised by an ex- +Tsarist officers led by ex-General Kozlovsky (who had, ironically, been placed +in the fortress as a military specialist by Trotsky). This was the official +line through-out the revolt. + +During the revolt, Kronstadt started to re-organise itself from the bottom up. +The trade union committees were re-elected and a Council of Trade Unions +formed. The Conference of Delegates met regularly to discuss issues relating +to the interests of Kronstadt and the struggle against the Bolshevik +government (specifically on March 2nd, 4th and 11th). Rank and file Communists +left the party in droves, expressing support for the revolt and its aim of +_"all power to the soviets and not to parties."_ About 300 Communists were +arrested and treated humanly in prison (in comparison, at least 780 Communists +left the party in protest of the actions it was taking against Kronstadt and +its general role in the revolution). Significantly, up to one-third of the +delegates elected to Kronstadt's rebel conference of March 2nd were +Communists. [Avrich, **Op. Cit.**, pp. 184-7 and p. 81] + +The Kronstadt revolt was a non-violent one, but from the start the attitude of +the authorities was not one of serious negotiation but rather one of +delivering an ultimatum: either come to your senses or suffer the +consequences. Indeed, the Bolsheviks issued the threat that they would shoot +the rebels _"like partridges"_ and took the families of the sailors hostage in +Petrograd. Towards the end of the revolt Trotsky sanctioned the use of +chemical warfare against the rebels and if they had not been crushed, a gas +attack would have carried out. [Paul Avrich, **Kronstadt 1921**, p. 146 and +pp. 211-2] No real attempt was made to settle the revolt peacefully. While +there was at least three to four weeks before the ice was due to melt after +the March 2nd _"Conference of Delegates"_ meeting which marked the real start +of the revolt, the Bolsheviks started military operations at 6.45pm on March +7th. + +There were possible means for a peaceful resolution of the conflict. On March +5th, two days before the bombardment of Kronstadt had begun, anarchists led by +Emma Goldman and Alexander Berkman offered themselves as intermediates to +facilitate negotiations between the rebels and the government (anarchist +influence had been strong in Kronstadt in 1917). [Emma Goldman, **Living My +Life**, vol. 2, pp. 882-3] This was ignored by the Bolsheviks. Years later, +the Bolshevik Victor Serge (and eye-witness to the events) acknowledged that +_"[e]ven when the fighting had started, it would have been easy to avoid the +worst: it was only necessary to accept the mediation offered by the anarchists +(notably Emma Goldman and Alexander Berkman) who had contact with the +insurgents. For reasons of prestige and through an excess of authoritarianism, +the Central Committee refused this course."_ [**The Serge-Trotsky Papers**, p. +164] + +Another possible solution, namely the Petrograd Soviet suggestion of March 6th +that a delegation of party and non-party members of the Soviet visit Kronstadt +was not pursued by the government. The rebels, unsurprisingly enough, had +reservations about the **real** status of the non-party delegates and asked +that the elections to the delegation take place within the factories, with +observers from Kronstadt present (in itself a very reasonable request). +Nothing came of this (unsurprisingly, as such a delegation would have reported +the truth that Kronstadt was a popular revolt of working people so exposing +Bolshevik lies and making the planned armed attack more difficult). A +delegation _"sent by Kronstadt to explain the issues to the Petrograd Soviet +and people was in the prisons of the Cheka."_ [Victor Serge, **Memoirs of a +Revolutionary**, p. 127] According to Serge, _"right from the first moment, at +a time when it was easy to mitigate the conflict, the Bolshevik leaders had no +intention of using anything but forcible methods."_ [**Ibid.**] This is +confirmed by latter research. The refusal to pursue these possible means of +resolving the crisis peacefully is explained by the fact that the decision to +attack Kronstadt had already been made. Basing himself on documents from the +Soviet Archives, historian Israel Getzler states that _"[b]y 5 March, if not +earlier, the Soviet leaders had decided to crush Kronstadt. Thus, in a cable +to . . . [a] member of the Council of Labour and Defence, on that day, Trotsky +insisted that 'only the seizure of Kronstadt will put an end to the political +crisis in Petrograd.' On the same day, acting as chairman of the RVSR [the +Revolutionary Military Council of the Army and Navy of the Republic], he +ordered the reformation and mobilisation of the Seventh Army 'to suppress the +uprising in Kronstadt,' and appointed General Mikhail Tukhachevskii as its +commander changed with suppressing the uprising in Kronstadt 'in the shortest +possible time.'"_ [_"The Communist Leaders' Role in the Kronstadt Tragedy of +1921 in the Light of Recently Published Archival Documents"_, **Revolutionary +Russia**, pp. 24-44, Vol. 15, No. 1, June 2002, p. 32] + +As Alexander Berkman noted, the Communist government would _"make no +concessions to the proletariat, while at the same time they were offering to +compromise with the capitalists of Europe and America."_ [Berkman, **The +Russian Tragedy**, p. 62] While happy to negotiate and compromise with foreign +governments, they treated the workers and peasants of Kronstadt (like that of +the rest of Russia) as the class enemy (indeed, at the time, Lenin was +publicly worrying whether the revolt was a White plot to sink these +negotiations!). + +The revolt was isolated and received no external support. The Petrograd +workers were under martial law and could little or no action to support +Kronstadt (assuming they refused to believe the Bolshevik lies about the +uprising). The Communist government started to attack Kronstadt on March 7th. +The first assault was a failure. _"After the Gulf had swallowed its first +victims,"_ Paul Avrich records, _"some of the Red soldiers, including a body +of Peterhof **kursanty**, began to defect to the insurgents. Others refused to +advance, in spite of threats from the machine gunners at the rear who had +orders to shoot any wavers. The commissar of the northern group reported that +his troops wanted to send a delegation to Kronstadt to find out the +insurgents' demands."_ [Avrich, **Op. Cit.**, pp. 153-4] After 10 days of +constant attacks the Kronstadt revolt was crushed by the Red Army. On March +17th, the final assault occurred. Again, the Bolsheviks had to force their +troops to fight. On the night of 16-17 March, for example, _"the extraordinary +**troika** of Aleksei Nikolaev had arrested over 100 so-called instigators, 74 +of whom he had publicly shot."_ [Getzler, **Op. Cit.**, p. 35] Once the +Bolshevik forces finally entered the city of Kronstadt _"the attacking troops +took revenge for their fallen comrades in an orgy of bloodletting."_ [Avrich, +**Op. Cit.**, p. 211] The next day, as an irony of history, the Bolsheviks +celebrated the fiftieth anniversary of the Paris Commune. + +The repression did not end there. According to Serge, the _"defeated sailors +belonged body and sole to the Revolution; they had voiced the suffering and +the will of the Russian people"_ yet _"[h]undreds of prisoners were taken away +to Petrograd; months later they were still being shot in small batches, a +senseless and criminal agony"_ (particularly as they were _"prisoners of war . +. . and the Government had for a long time promised an amnesty to its +opponents on condition that they offered their support"_). _"This protracted +massacre was either supervised or permitted by Dzerzhinsky"_ (the head of the +Cheka). The _"responsibilities of the Bolshevik Central Committee had been +simply enormous"_ and _"the subsequent repression . . . needlessly +barbarous."_ [**Memoirs of a Revolutionary**, p. 131 and p. 348] + +The Soviet forces suffered over 10,000 casualties storming Kronstadt. There +are no reliable figures for the rebels loses or how many were later shot by +the Cheka or sent to prison camps. The figures that exist are fragmentary. +Immediately after the defeat of the revolt, 4,836 Kronstadt sailors were +arrested and deported to the Crimea and the Caucasus. When Lenin heard of this +on the 19th of April, he expressed great misgivings about it and they were +finally sent to forced labour camps in the Archangelsk, Vologda and Murmansk +regions. Eight thousand sailors, soldiers and civilians escaped over the ice +to Finland. The crews of the **_Petropavlovsk_** and **_Sevastopol_** fought +to the bitter end, as did the cadets of the mechanics school, the torpedo +detachment and the communications unit. A statistical communiqu of the Special +Section of the Extraordinary **Troikas** of 1st May stated that 6,528 rebels +had been arrested, of whom 2,168 had been shot (33%), 1,955 had been sentenced +to forced labour (of whom 1,486 received a five year sentence), and 1,272 were +released. A statistical review of the revolt made in 1935-6 listed the number +arrested as 10,026 and stated that it had "not been possible to establish +accurately the number of the repressed." The families of the rebels were +deported, with Siberia considered as _"undoubtedly the only suitable region"_ +for them. Significantly, one of the members of the **troika** judging the +rebels complained that they had to rely exclusively on information provided by +the Special Section of the **Vecheka** as _"neither commissars nor local +Communists provided any material."_ [Israel Getzler, _"The Communist Leaders' +Role in the Kronstadt Tragedy of 1921 in the Light of Recently Published +Archival Documents"_, **Revolutionary Russia**, pp. 24-44, Vol. 15, No. 1, +June 2002, pp. 35-7] + +After the revolt had been put down, the Bolshevik government reorganised the +fortress. While it had attacked the revolt in the name of defending _"Soviet +Power"_ Kronstadt's newly appointed military commander _"abolish[ed] the +[Kronstadt] soviet altogether"_ and ran the fortress _"with the assistance of +a revolutionary troika"_ (i.e. an appointed three man committee). [Getzler, +**Op. Cit.**, p. 244] Kronstadt's newspaper was renamed **_Krasnyi +Kronshtadt_** (from **_Izvestiia_**) and stated in an editorial that the +_"fundamental features"_ of Kronstadt's restored _"dictatorship of the +proletariat"_ during its _"initial phases"_ were _"[r]estrictions on political +liberty, terror, military centralism and discipline and the direction of all +means and resources towards the creation of an offensive and defensive state +apparatus."_ [quoted by Getzler, **Op. Cit.**, p. 245] The victors quickly +started to eliminate all traces of the revolt. Anchor square became +"Revolutionary Square" and the rebel battleships **_Petropavlovsk_** and +**_Sevastopol_** were renamed the **_Marat_** and the **_Paris Commune_**, +respectively. + +That, in a nutshell, was the Kronstadt revolt. Obviously we cannot cover all +the details and we recommend readers to consult the books and articles we list +at the end of this section for fuller accounts of the events. However, that +presents the key points in the rebellion. Now we must analyse the revolt and +indicate why it is so important in evaluating Bolshevism in both practice and +as a revolutionary theory. + +In the sections which follow, we indicate why the revolt is so important +([section 1](append42.html#app1)) and place it in historical context ([section +2](append42.html#app2)). We then present and discuss the Kronstadt demands, +indicating their sources in working class rebellion and radicalism (see +sections [3](append42.html#app3) and [4](append42.html#app4)). We indicate the +lies the Bolsheviks said about the rebellion at the time ( [section +5](append42.html#app5)), whether it was, in fact, a White plot ([ section +6](append42.html#app6)) and indicate the revolts real relationship to the +Whites ([section 7](append42.html#app7)). We also disprove Trotskyist +assertions that the sailors in 1921 were different from those in 1917 +([section 8](append42.html#app8)) or that their political perspectives had +fundamentally changed ([section 9](append42.html#app9)). We indicate that +state coercion and repression was the significant in why the Kronstadt revolt +did not spread to the Petrograd workers ([section 10](append42.html#app10)). +Then we discuss the possibility of White intervention during and after the +revolt ([section 11](append42.html#app11)). We follow this with a discussion +of arguments that the country was too exhausted to allow soviet democracy +([section 12](append42.html#app12)) or that soviet democracy would have +resulted in the defeat of the revolution ([section 13](append42.html#app13)). +In the process, we will also show the depths to which supporters of Leninism +will sink to defend their heroes (in particular, see [section +14](append42.html#app14)). Lastly, we discuss what the Kronstadt revolt tells +us about Leninism ([section 15](append42.html#app15)) + +As we will hope to prove, Kronstadt was a popular uprising from below by the +same sailors, soldiers and workers that made the 1917 October revolution. The +Bolshevik repression of the revolt **can** be justified in terms of defending +the state power of the Bolsheviks but it cannot be defended in terms of +socialist theory. Indeed, it indicates that Bolshevism is a flawed political +theory which cannot create a socialist society but only a state capitalist +regime based on party dictatorship. This is what Kronstadt shows above all +else: given a choice between workers' power and party power, Bolshevism will +destroy the former to ensure the latter (see [ section +15](append42.html#app15) in particular). In this, Kronstadt is no isolated +event (as we indicate in [section 2](append42.html#app2)). + +There are many essential resources on the revolt available. The best in depth +studies of the revolt are Paul Avrich's **Kronstadt 1921** and Israel +Getzler's **Kronstadt 1917-1921**. Anarchist works include Ida Mett's **The +Kronstadt Uprising** (by far the best), Alexander Berkman's **The Kronstadt +Rebellion** (which is a good introduction and included in his **The Russian +Tragedy**), Voline's **The Unknown Revolution** has a good chapter on +Kronstadt (and quotes extensively from the Kronstadters' paper +**_Izvestiia_**) and volume two of Daniel Guerin's **No Gods, No Masters** has +an excellent section on the rebellion which includes a lengthy extract from +Emma Goldman's autobiography **Living my Life** on the events as well as +extracts from the Kronstadters' paper. Anton Ciliga's (a libertarian +socialist/Marxist) **Kronstadt Revolt** is also a good introduction to the +issues relating to the uprising. Eye-witness accounts include chapters in +Berkman's **The Bolshevik Myth** as well as Goldman's **My Disillusionment in +Russia**. Goldman's autobiography **Living My Life** also has useful material +on the events. + +For the Leninist analysis, the anthology **Kronstadt** contains Lenin and +Trotsky's articles on the revolt plus supplementary essays refuting anarchist +accounts. This work is recommended for those seeking the official Trotskyist +version of events as it contains all the relevant documents by the Bolshevik +leaders. Emma Goldman's **Trotsky Protests Too Much** is a great reply to +Trotsky's comments and one of his followers contained in this work. Victor +Serge was another eye-witness to the Kronstadt revolt. An individualist +anarchist turned Bolshevik, his **Memoirs of a Revolutionary** is worth +looking at to discover why he supported what the Bolsheviks did, albeit +reluctantly. + +## 1 Why is the Kronstadt rebellion important? + +The Kronstadt rebellion is important because, as Voline put it, it was _"the +first entirely independent attempt of the people to liberate itself from all +yokes and achieve the Social Revolution, an attempt made directly, resolutely, +and boldly by the working masses themselves without political shepherds, +without leaders or tutors. It was the first step towards the third and social +revolution."_ [**The Unknown Revolution**, pp. 537-8] + +The Kronstadt sailors, solders and workers in 1917 had been the one of the +first groups to support the slogan _"All power to the Soviets"_ as well as one +of the first towns to put it into practice. The focal point of the 1921 revolt +-- the sailors of the warships **_Petropavlovsk_** and **_Sevastopol_** \-- +had, in 1917, been supporters of the Bolsheviks. The sailors had been +considered, until those fateful days in 1921, the pride and glory of the +revolution and considered by all to be thoroughly revolutionary in spirit and +action. They were the staunchest supporters of the Soviet system but, as the +revolt showed, they were opposed to the dictatorship of any political party. + +Therefore Kronstadt is important in evaluating the honesty of Leninist claims +to be in favour of soviet democracy and power. The civil war was effectively +over, yet the regime showed no signs of stopping the repression against +working class protest or rights. Opposing re-elections to soviets, the +Bolshevik regime was repressing strikers in the name of _"soviet power"_ and +_"the political power of the proletariat."_ In the countryside, the Bolsheviks +continued their futile, evil and counterproductive policies against the +peasants (ignoring the fact that their government was meant to be at the head +of a workers **and** peasants' state). Occurring as it did after the end of +the civil war, Kronstadt played a key role in opening the eyes of anarchists +like Emma Goldman and Alexander Berkman to the real role of Bolshevism in the +revolution. Until then, they (like many others) supported the Bolsheviks, +rationalising their dictatorship as a temporary measure necessitated by the +civil war. Kronstadt smashed that illusion, _"broke the last thread that held +me to the Bolsheviki. The wanton slaughter they had instigated spoke more +eloquently against than aught else. Whatever the pretences of the past, the +Bolsheviki now proved themselves the most pernicious enemies of the +Revolution. I would have nothing further to do with them."_ [Emma Goldman, +**My Disillusionment in Russia**, p. 200] + +The events at Kronstadt cannot be looked at in isolation, but rather as part +of a general struggle of the Russian working people against "their" +government. Indeed, as we indicate in the [ next section](append42.html#app2), +this repression **after** the end of the Civil War followed the same pattern +as that started **before** it. Just as the Bolsheviks had repressed soviet +democracy in Kronstadt in 1921 in favour of party dictatorship, they had done +so regularly elsewhere in early 1918. + +The Kronstadt revolt was a popular movement from below aiming at restoring +soviet power. As Alexander Berkman notes, the _"spirit of the Conference [of +delegates which elected the Provisional Revolutionary Committee] was +thoroughly Sovietist: Kronstadt demanded Soviets free from interference by any +political party; it wanted non-partisan Soviets that should truly reflect the +needs and express the will of the workers and peasants. The attitude of the +delegates was antagonistic to the arbitrary rule of bureaucratic commissars, +but friendly to the Communist Party as such. They were staunch adherents of +the Soviet **system** and they were earnestly seeking to find, by means +friendly and peaceful, a solution of the pressing problems"_ facing the +revolution. [**The Russian Tragedy**, p. 67] The attitude of the Bolsheviks +indicated that, for them, soviet power was only useful in so far as it ensured +their party's power and if the two came into conflict then the latter must +survive over the corpse of the former. Thus Berkman: + +> _"But the 'triumph' of the Bolsheviks over Kronstadt held within itself the +defeat of Bolshevism. It exposes the true character of the Communist +dictatorship. The Communists proved themselves willing to sacrifice Communism, +to make almost any compromise with international capitalism, yet refused the +just demands of their own people -- demands that voiced the October slogans of +the Bolsheviks themselves: Soviets elected by direct and secret ballot, +according to the Constitution of the Russian Socialist Federal Soviet +Republic; and freedom of speech and press for the revolutionary parties."_ +[**Op. Cit.**, p. 90] + +Investigating the Kronstadt revolt forces intelligent and honest minds into a +critical examination of Bolshevik theories and practices. It exploded the +Bolshevik myth of the Communist State being the "Workers' and Peasants' +Government". It proved that the Communist Party dictatorship and the Russian +Revolution are opposites, contradictory and mutually exclusive. While it may +be justifiable to argue that the repression directed by the Bolsheviks against +working class people **during** the civil war could be explained by the needs +of the war, the same cannot be said for Kronstadt. Similarly, the Leninist +justifications for their power and actions at Kronstadt have direct +implications for current activity and future revolutions. As we argue in [ +section 15](append42.html#app15), the logic of these rationales simply mean +that modern day Leninists will, if in the same position, destroy soviet +democracy to defend "soviet power" (i.e. the power of their party). + +In effect, Kronstadt was the clash between the reality of Leninism and its +image or rhetoric. It raises many important issues as regards Bolshevism and +the rationale it has produced to justify certain actions. _"The Kronstadt +experience,"_ as Berkman argues, _"proves once more that government, the State +-- whatever its name or form -- is ever the mortal enemy of liberty and +popular self-determination. The state has no soul, no principles. It has but +one aim -- to secure power and hold it, at any cost. That is the political +lesson of Kronstadt."_ [**Op. Cit.**, p. 89] + +Kronstadt is also important in that it, like most of the Russian Revolution +and Civil War, confirmed anarchist analysis and predictions. This can be seen +when **_Izvestiia_** (the paper produced during the rebellion by the +Provisional Revolutionary Committee) argued that in Kronstadt _"there have +been laid the foundations of the Third Revolution, which will break the last +chains of the workers and lay open the new highway to socialist +construction."_ [quoted by Voline, **The Unknown Revolution**, p. 508] + +This confirmed the arguments of Russian anarchists in 1917, who had predicted +that _"if the 'transfer of power to the soviets' comes in fact to signify the +seizure of political authority by a new political party with the aim of +guiding reconstruction from above, 'from the centre'"_ then _"there is no +doubt that this 'new power' can in no way satisfy even the most immediate +needs and demands of the people, much less begin the task of 'socialist +reconstruction' . . . Then, after a more or less prolonged interruption, the +struggle will inevitably be renewed. Then will begin a third and last stage of +the Great Revolution. There will begin a struggle between the living forces +arising from the creative impulse of the popular masses on the spot, on the +one hand, namely the local workers' and peasants' organisations acting +directly . . . and the centralist Social Democratic power defending its +existence, on the other; a struggle between authority and freedom."_ [quoted +by Paul Avrich, **Anarchists in the Russian Revolution**, p. 94] + +Thus Kronstadt is a symbol of the fact that state power cannot be utilised by +the working class and always becomes a force for minority rule (in this case +of former workers and revolutionaries, as Bakunin predicted). + +There is another reason why the study of Kronstadt is important. Since the +suppression of the revolt, Leninist and Trotskyist groups have continually +**justified** the acts of the Bolsheviks. Moreover, they have followed Lenin +and Trotsky in slandering the revolt and, indeed, have continually lied about +it. When Trotskyist John Wright states that the supporters of Kronstadt have +_"distort[ed] historical facts, monstrously exaggerat[ed] every subsidiary +issue or question . . . and throw[n] a veil . . . over the **real** program +and aims of the mutiny"_ he is, in fact, describing his and his fellow +Trotskyists. [Lenin and Trotsky, **Kronstadt**, p. 102] Indeed, as we will +prove, anarchist accounts have been validated by later research while +Trotskyist assertions have been exploded time and time again. Indeed, it would +be a useful task to write a companion to Trotsky's book **The Stalin School of +Falsification** about Trotsky and his followers activities in the field of re- +writing history. + +Similarly, when Trotsky argues that anarchists like Goldman and Berkman _"do +not have the slightest understanding of the criteria and methods of scientific +research"_ and just _"quote the proclamations of the insurgents like pious +preachers quoting Holy Scriptures"_ he is, in fact, just describing himself +and his followers (as we shall see, the latter just repeat his and Lenin's +assertions regardless of how silly or refuted they are). Ironically, he states +that _"Marx has said that it is impossible to judge either parties or peoples +by what they say about themselves."_ [Lenin and Trotsky, **Op. Cit.**, p. 88] +As Emma Goldman argued, _"[h]ow pathetic that he does not realise how much +this applies to him!"_ [**Trotsky Protests Too Much**] Kronstadt shows what +the Bolsheviks said about their regime was the opposite of what it really was, +as show by its actions. + +What will also become clear from our discussion is the way Trotskyists have +doctored the academic accounts to fit their ideological account of the +uprising. The reason for this will become clear. Simply put, the supporters of +Bolshevism cannot help lie about the Kronstadt revolt as it so clearly exposes +the **real** nature of Bolshevik ideology. Rather than support the Kronstadt +call for soviet democracy, the Bolsheviks crushed the revolt, arguing that in +so doing they were defending "soviet power." Their followers have repeated +these arguments. + +This expression of Leninist double-think (the ability to know two +contradictory facts and maintain both are true) can be explained. Once it is +understood that _"workers' power"_ and _"soviet power"_ actually mean **party +power** then the contradictions disappear. Party power had to be maintained at +all costs, including the destruction of those who desired real soviet and +workers' power (and so soviet democracy). + +For example, Trotsky argued that in 1921 _"the proletariat had to hold +political power in its hands"_ yet later Trotskyists argue that the +proletariat was too exhausted, atomised and decimated to do so. [Lenin and +Trotsky, **Kronstadt**, p. 81] Similarly, the Trotskyist Pierre Frank states +that for the Bolsheviks, _"the dilemma was posed in these terms: either keep +the workers' state under their leadership, or see the counterrevolution begin, +in one or other political disguise, ending in a counterrevolutionary reign of +terror that would leave not the slightest room for democracy."_ [**Op. Cit.**, +p. 15] Of course the fact that there was _"not the slightest room for +democracy"_ under Lenin is not mentioned, nor is the fact that the +_"dictatorship of the party"_ had been a fundamental aspect of Bolshevik +idelogy since early 1919 and practice since mid-1918 (by the latest). Nor does +Frank consider it important to note that a _"reign of terror"_ did develop +under Stalin from the terror, repression and dictatorship practised in 1921 by +Lenin and Trotsky. + +Most Leninists follow Frank and argue that the suppression of the rebellion +was essential to defend the _"gains of the revolution."_ What exactly were +these gains? Not soviet democracy, freedom of speech, assembly and press, +trade union freedom and so on as the Kronstadters were crushed for demanding +these. No, apparently the "gains" of the revolution was a Bolshevik government +pure and simple. Never mind the fact it was a one-party dictatorship, with a +strong and privileged bureaucratic machine and no freedom of speech, press, +association or assembly for working people. The fact that Lenin and Trotsky +were in power is enough for their followers to justify the repression of +Kronstadt and subscribe to the notion of a "workers' state" which excludes +workers from power. + +Thus the double-think of Bolshevism is clearly seen from the Kronstadt events. +The Bolsheviks and their supporters argue that Kronstadt was suppressed to +defend soviet power yet argue that the Kronstadt demand for free soviet +elections was _"counter-revolutionary"_, _"backward"_, _"petty-bourgeois"_ and +so on. How soviet power could mean anything without free elections is never +explained. Similarly, they argue that it was necessary to defend the _"workers +state"_ by slaughtering those who called for workers to have some kind of say +in how that state operated. It appears that the role of workers in a workers' +state was simply that of following orders without question (indeed, Trotsky +was arguing in the 1930s that the Russian working class was still the ruling +class under Stalin -- _"So long as the forms of property that have been +created by the October Revolution are not overthrown, the proletariat remains +the ruling class."_ [**The Class Nature of the Soviet State**]). + +How can the Bolshevik repression be justified in terms of defending workers +power when the workers were powerless? How can it be defended in terms of +soviet power when the soviets were rubber stamps of the government? + +The logic of the Bolsheviks and their latter-day apologists and supporters is +the same character as that of the U.S. Officer during the Vietnam War who +explained that in order to save the village, they first had to destroy it. In +order to save soviet power, Lenin and Trotsky had to destroy soviet democracy. + +One last point, while the Kronstadt revolt is a key event in the Russian +Revolution, one that signified its end, we must not forget that it is just one +in a long series of Bolshevik attacks on the working class. As we indicated in +the appendix on ["What happened during the Russian +Revolution?"](append41.html) (and provide an overview in the [next +section](append42.html#app2)), the Bolshevik state had proven itself to be +anti-revolutionary continually since October 1917. However, Kronstadt is +important simply because it so clearly pitted soviet democracy against "soviet +power" and occurred **after** the end of the civil war. As it brings the +Russian Revolution to an end, it deserves to be remembered, analysed and +discussed by all revolutionaries who seek to understand the past in order not +to repeat the same mistakes again. + +## 2 What was the context of the Kronstadt revolt? + +The Kronstadt revolt cannot be understood in isolation. Indeed, to do so +misses the real reason why Kronstadt is so important. Kronstadt was the end +result of four years of revolution and civil war, the product of the +undermining of soviet democracy by a combination of Bolshevism and war. The +actions of the Bolsheviks in 1921 and their ideological justifications for +their actions (justifications, of course, when they got beyond lying about the +revolt -- see [section 5](append42.html#app5)) merely reproduced in +concentrated form what had been occurring ever since they had seized power. + +Therefore it is necessary to present a short summary of Bolshevik activities +before the events of Kronstadt (see ["What happened during the Russian +Revolution?"](append41.html) for fuller details). In addition, we have to +sketch the developing social stratification occurring under Lenin and the +events immediate before the revolt which sparked it off (namely the strike +wave in Petrograd). Once this has been done, we will soon see that Kronstadt +was not an isolated event but rather an act of solidarity with the oppressed +workers of Petrogard and an attempt to save the Russian Revolution from +Communist dictatorship and bureaucracy. + +Alexander Berkman provides an excellent overview of what had happened in +Russia after the October Revolution: + +> _"The elective system was abolished, first in the army and navy, then in the +industries. The Soviets of peasants and workers were castrated and turned into +obedient Communist Committees, with the dreaded sword of the Cheka [political +para-military police] ever hanging over them. The labour unions +governmentalised, their proper activities suppressed, they were turned into +mere transmitters of the orders of the State. Universal military service, +coupled with the death penalty for conscientious objectors; enforced labour, +with a vast officialdom for the apprehension and punishment of 'deserters'; +agrarian and industrial conscription of the peasantry; military Communism in +the cities and the system of requisitioning in the country . . . ; the +suppression of workers' protests by the military; the crushing of peasant +dissatisfaction with an iron hand. . ."_ [**The Russian Tragedy**, p. 27] + +We discussed each of these features in more detail in the appendix on ["What +happened during the Russian Revolution?"](append41.html). Here we will simply +indicate that the Bolsheviks had systematically undermined the effective power +of the soviets. Both locally and nationally, post-October power was +centralised into the hands of the soviet executives rather than the general +assemblies. At the top, power was concentrated even further with the creation +of a Bolshevik government **above** the Central Executive Council elected by +the (then) quarterly soviet congress. This is not all. Faced with growing +opposition to their policies, the Bolsheviks responded in two ways. Either the +soviet was gerrymandered to make the workplace soviet elections irrelevant (as +in, say, Petrograd) or they simply disbanded any soviet elected with a non- +Bolshevik majority (as in **all** provincial soviets for which records exist). +So Bolshevik opposition to the soviet democracy demanded by the Kronstadt +revolt had a long pedigree. It had started a few months after the Bolsheviks +seizure of power in the name of the soviets. + +They repressed opposition parties to maintain their position (for example, +suppressing their newspapers). Similarly, the Bolsheviks attacked the +anarchists in Moscow on the 11-12 of April, 1918, using armed detachments of +the Cheka (the political police). The Kronstadt soviet, incidentally, +condemned the action by a vote of 81 to 57 against (with 15 abstentions). +[Getzler, **Kronstadt 1917-1921**, p. 186] This repression was political in +nature, aiming to neutralise a potential political threat and was not the only +example of political repression in this period (see the appendix on ["What +happened during the Russian Revolution?"](append41.html)). + +This is just a summary of what was happening in Russia in early 1918 (see +[section 3](append43.html#app3) of the appendix on ["What caused the +degeneration of the Russian Revolution?"](append43.html) for more details). +This Bolshevik assault on the soviets occurred during the spring of 1918 (i.e. +in March, April and May). That is **before** the Czech rising and the onset of +full scale civil war which occurred in late May. Clearly, any attempt to blame +the Civil War for the elimination of soviet power and democracy seems woefully +weak given the actions of the Bolsheviks in the spring of 1918. And, equally +clearly, the reduction of local soviet influence cannot be fully understood +without factoring in the Bolshevik prejudice in favour of centralisation (as +codified in the Soviet Constitution of 1918) along with this direct +repression. Indeed, the net effect of the Russian Civil War helped the +Bolsheviks as it would make many dissident workers support the Bolsheviks +during the war. This, however, did not stop mass resistance and strikes +breaking out periodically during the war when workers and peasants could no +longer put up with Bolshevik policies or the effects of the war (see [section +5](append44.html#app5) of the appendix on ["What caused the degeneration of +the Russian Revolution?"](append44.html)). + +Which, incidentally, answers Brian Bambery's rhetorical question of _"why +would the most militant working class in the world, within which there was a +powerful cocktail of revolutionary ideas, and which had already made two +revolutions (in 1905 and in February 1917), allow a handful of people to seize +power behind its back in October 1917?"_ [_"Leninism in the 21st Century"_, +**Socialist Review**, no. 248, January 2001] Once the Russian workers realised +that a handful of people **had** seized power they **did** protest the +usurpation of their power and rights by the Bolsheviks. The Bolsheviks +repressed them. With the start of the Civil War, the Bolsheviks played their +trump card -- _"Us or the Whites."_ This ensured their power as the workers +had few choices but to agree. Indeed, it may explain why the Bolsheviks +finally eliminated opposition parties and groups **after** the end of the +Civil War and only repressed them during it. With the Whites gone, the +opposition were rising in influence again and the _"White card"_ could no +longer be played. + +Economically, the Bolshevik regime imposed a policy later called _"War +Communism"_ (although, as Victor Serge noted, _"any one who, like myself, went +so far as to consider it purely temporary was locked upon with disdain."_ +[**Memoirs of a Revolutionary**, p. 115] This regime was marked by extreme +hierarchical and dictatorial tendencies. The leading lights of the Communist +Party were expressing themselves on the nature of the "socialist" regime they +desired. Trotsky, for example, put forward ideas for the _"militarisation of +labour"_ (as expounded in his infamous work **Terrorism and Communism**). Here +are a few representative selections from that work: + +> _"The very principle of compulsory labour service is for the Communist quite +unquestionable. . . . But hitherto it has always remained a mere principle. +Its application has always had an accidental, impartial, episodic character. +Only now, when along the whole line we have reached the question of the +economic re-birth of the country, have problems of compulsory labour service +arisen before us in the most concrete way possible. The only solution of +economic difficulties that is correct from the point of view both of principle +and of practice is to treat the population of the whole country as the +reservoir of the necessary labour power . . . and to introduce strict order +into the work of its registration, mobilisation, and utilisation."_ +[**Terrorism and Communism**, p. 135] + +> + +> _"The introduction of compulsory labour service is unthinkable without the +application, to a greater or less degree, of the methods of militarisation of +labour."_ [**Op. Cit.**, p. 137] + +> + +> _"Why do we speak of militarisation? Of course, this is only an analogy -- +but an analogy very rich in content. No social organisation except the army +has ever considered itself justified in subordinating citizens to itself in +such a measure, and to control them by its will on all sides to such a degree, +as the State of the proletarian dictatorship considers itself justified in +doing, and does."_ [**Op. Cit.**, p. 141] + +> + +> _"Both economic and political compulsion are only forms of the expression of +the dictatorship of the working class in two closely connected regions . . . +under Socialism there will not exist the apparatus of compulsion itself, +namely, the State: for it will have melted away entirely into a producing and +consuming commune. None the less, the road to Socialism lies through a period +of the highest possible intensification of the principle of the State . . . +Just as a lamp, before going out, shoots up in a brilliant flame, so the +State, before disappearing, assumes the form of the dictatorship of the +proletariat, i.e., the most ruthless form of State, which embraces the life of +the citizens authoritatively in every direction. . . No organisation except +the army has ever controlled man with such severe compulsion as does the State +organisation of the working class in the most difficult period of transition. +It is just for this reason that we speak of the militarisation of labour."_ +[**Op. Cit.**, pp. 169-70] + +This account was written as a policy to be followed now that the _"internal +civil war is coming to an end."_ [**Op. Cit.**, p. 132] It was not seen as a +temporary policy imposed upon the Bolsheviks by the war but rather, as can be +seen, as an expression of _"principle"_ (perhaps because Marx and Engels had +written about the _"[e]stablishment of industrial armies"_ in the **Communist +Manifesto**? [Selected Writings, p. 53]). + +In the same work, Trotsky justified the elimination of soviet power and +democracy by party power and dictatorship (see sections +[10](append42.html#app10) and [15](append42.html#app15)). Thus we have the +application of state serfdom by the Bolsheviks (indeed, Trotsky was allowed to +apply his ideas on the militarisation of labour to the railways). + +This vision of strict centralisation and top-down military structures built +upon Bolshevik policies of the first months after the October revolution. The +attempts at workers' self-management organised by many factory committees was +opposed in favour of a centralised state capitalist system, with Lenin arguing +for appointed managers with _"dictatorial"_ powers (see Maurice Brinton's +**The Bolsheviks and Workers' Control** for full details as well as ["What +happened during the Russian Revolution?"](append41.html)). + +Strikes were repressed by force. In early May, 1918, a major wave of labour +protest started which climaxed in early July. In Petrograd it included +strikes, demonstrations and anti-Bolshevik factory meetings. Of the meetings +unconnected to the Petrograd Soviet elections, _"the greatest number by far +were protests against some form of Bolshevik repression: shootings, incidents +of 'terrorist activities', and arrests."_ During the opposition organised +strike of July 2nd, _"Zinoviev and others took quick counteraction . . . Any +sign of sympathy for the strike was declared a criminal act. More arrests were +made . . . On July 1 . . . machine guns were set up at main points throughout +Petrograd and Moscow railroad junctions, and elsewhere in both cities as well. +Controls were tightened in the factories. Meetings were forcefully +dispersed."_ [William G. Rosenberg, **Russian Labour and Bolshevik Power**, +pp. 123-4 and p. 127] + +In 1918, workers who took strike action _"were afraid to lose their jobs"_ as +_"a strike inevitably led to a closure of the factory, a dismissal of the +workers, and a careful screening of those rehired to determine their political +preferences."_ By 1920, as well as these methods, workers also faced arrest by +the Cheka and _"internment in a concentration camp."_ During the first six +months of 1920 there were strikes in 77 percent of the medium- and large-size +enterprises in Russia. As an example of the policies used to crush strikes, we +can take the case of a strike by the workers of the Ryazan-Urals railroad in +May 1921 (i.e. **after** the end of the Civil War). The authorities _"shut +down the depot, brought in troops, and arrested another hundred workers"_ in +addition to the strikers delegates elected to demand the release of a railroad +worker (whose arrest had provoked the strike). Ironically, those _"who had +seized power in 1917 in the name of the politically conscious proletariat were +in fact weeding out all these conscious workers."_ [V. Brovkin, **Behind the +Front Lines of the Civil War**, pp. 287-8, pp. 290-1 and p. 298] + +In the Red Army and Navy, anti-democratic principles were again imposed. At +the end of March, 1918, Trotsky reported to the Communist Party that _"the +principle of election is politically purposeless and technically inexpedient, +and it has been, in practice, abolished by decree."_ Soldiers did not have to +fear this system of top-down appointment as _"political power is in the hands +of the same working class from whose ranks the Army is recruited"_ (i.e. in +the hands of the Bolshevik party). There could _"be no antagonism between the +government and the mass of the workers, just as there is no antagonism between +the administration of the union and the general assembly of its members, and, +therefore, there cannot be any grounds for fearing the **appointment** of +members of the commanding staff by the organs of the Soviet Power."_ [**Work, +Discipline, Order**] Of course, as any worker in struggle can tell you, they +almost always come into conflict with the union's bureaucracy (as Trotskyists +themselves often point out). + +In the Navy, a similar process occurred -- much to the disgust and opposition +of the sailors. As Paul Avrich notes, _"Bolshevik efforts to liquidate the +ship committees and impose the authority of the centrally appointed commissars +aroused a storm of protest in the Baltic Fleet. For the sailors, whose +aversion to external authority was proverbial, any attempt to restore +discipline meant a betrayal of the freedoms for which they had struggles in +1917."_ [**Kronstadt 1921**, p. 66] This process _"began in earnest on 14 May +1918 with the **appointment** of Ivan Flerovsky as general commissar of the +Baltic Fleet and chairman of its Council of Commissars, a body which replaced +the disbanded elective Central Committee of the Baltic Fleet. Flerovsky +promptly appointed bridge commissars to whom all ships' committees were +subordinated . . . Naval democracy was finally destroyed on 18 January 1919 +when Trotsky . . . decreed the abolition of all ships' committees, the +appointment of commissars to all ships, and the setting up of revolutionary +tribunals to maintain discipline, a function previously vested in elected +'comradely courts.'"_ [I. Getzler, **Kronstadt 1917-1921**, p. 191] + +In the countryside, grain requisitioning was resulting in peasant uprisings as +food was taken from the peasants by force. While the armed detachments were +_"instructed to leave the peasants enough for their personal needs, it was +common for the requisitioning squads to take at gun-point grain intended for +personal consumption or set aside for the next sowing."_ The villagers +predictably used evasive tactics and cut back on the amount of land they +tilled as well as practising open resistance. Famine was a constant problem as +a result. [Avrich, **Op. Cit.**, pp. 9-10] + +Thus Voline: + +> _"the Bolshevik government evidently understood the slogan 'power to the +soviets' in a peculiar way. It applied it in reverse. Instead of giving +assistance to the working masses and permitting them to conquer and enlarge +their own autonomous activity, it began by taking all 'power' from them and +treating them like subjects. It bent the factories to its will and liberated +the workers from the right to make their own decisions; it took arbitrary and +coercive measures, without even asking the advice of the workers' concerned; +it ignored the demands emanating from the workers' organisations. And, in +particular, it increasingly curbed, under various pretexts, the freedom of +action of the Soviets and of other workers' organisations, everywhere imposing +its will arbitrarily and even by violence."_ [**The Unknown Revolution**, pp. +459-60] + +From before the start of Civil War, the Russian people had been slowly but +surely eliminated from any meaningful say in the progress of the revolution. +The Bolsheviks undermined (when not abolishing) workers' democracy, freedom +and rights in the workplaces, the soviets, the unions, the army and the navy. +Unsurprisingly, the lack of any real control from below heightened the +corrupting effects of power. Inequality, privilege and abuses were everywhere +in the ruling party and bureaucracy (_"Within the party, favouritism and +corruption were rife. The Astoria Hotel, where many high officials lived, was +the scene of debauchery, while ordinary citizens went without the bare +necessities."_ [Paul Avrich, **Bolshevik Opposition to Lenin: G. T. Miasnikov +and the Workers' Group**]). + +With the end of the Civil War in November 1920, many workers expected a change +of policy. However, months passed and the same policies were followed. _"The +Communist State,"_ as Alexander Berkman summarised, _"showed no intention of +loosening the yoke. The same policies continued, with labour militarisation +still further enslaving the people, embittering them with added oppression and +tyranny, and in consequence paralysing every possibility of industrial +revival."_ [**The Russian Tragedy**, p. 61] Finally, in the middle of +February, 1921, _"a rash of spontaneous factory meetings"_ began in Moscow. +Workers called for the immediate scrapping of War Communism. These meetings +were _"succeeded by strikes and demonstrations."_ Workers took to the streets +demanding _"free trade"_, higher rations and _"the abolition of grain +requisitions."_ Some demanded the restoration of political rights and civil +liberties. Troops had to be called in to restore order. [Paul Avrich, **Op. +Cit.**, pp. 35-6] + +Then a far more serious wave of strikes and protests swept Petrograd. The +Kronstadt revolt was sparked off by these protests. Like Moscow, these +_"street demonstrations were heralded by a rash of protest meetings in +Petrograd's numerous but depleted factories and shops."_ Like Moscow, speakers +_"called for an end to grain requisitioning, the removal of roadblocks, the +abolition of privileged rations, and permission to barter personal possessions +for food."_ On the 24th of February, the day after a workplace meeting, the +Trubochny factory workforce downed tools and walked out the factory. +Additional workers from nearby factories joined in. The crowd of 2,000 was +dispersed by armed military cadets. The next day, the Trubochny workers again +took to the streets and visited other workplaces, bringing them out on strike +too. [Avrich, **Op. Cit.**, pp. 37-8] + +The strikers started to organise themselves. _"As in 1918, workers from +various plants elected delegates to the Petrograd Assembly of +Plenipotentiaries."_ [V. Brovkin, **Behind the Front Lines of the Civil War**, +p. 393] + +A three-man Defence Committee was formed and Zinoviev _"proclaimed martial +law"_ on February 24th. [Avrich, **Op. Cit.**, p. 39] A curfew of 11pm was +proclaimed, all meetings and gatherings (indoor and out) were banned unless +approved of by the Defence Committee and all infringements would _"be dealt +with according to military law."_ [Ida Mett, **The Kronstadt Uprising**, p. +37] + +The workers _"were ordered to return to their factories, failing which they +would be denied their rations. That, however, had no impact: but in addition, +a number of trade unions was disbanded, their leaders and the most die-hard +strikers tossed into prison."_ [Emma Goldman, **No Gods, No Masters**, vol. 2, +p. 168] + +As part of this process of repression, the Bolshevik government had to rely on +the _**kursanty**_ (Communist officer cadets) as the local garrisons had been +caught up the general ferment and could not be relied upon to carry out the +government's orders. Hundreds of _**kursanty**_ were called in from +neighbouring military academies to patrol the city. _"Overnight Petrograd +became an armed camp. In every quarter pedestrians were stopped and their +documents checked . . . the curfew [was] strictly enforced."_ The Petrograd +Cheka made widespread arrests. [Avrich, **Op. Cit.**, pp. 46-7] + +The Bolsheviks also stepped up their propaganda drive. The strikers were +warned not to play into the hands of the counterrevolution. As well as their +normal press, popular party members were sent to agitate in the streets, +factories and barracks. They also made a series of concessions such as +providing extra rations. On March 1st (after the Kronstadt revolt had started) +the Petrograd soviet announced the withdrawal of all road-blocks and +demobilised the Red Army soldiers assigned to labour duties in Petrograd. +[Avrich, **Op. Cit.**, pp. 48-9] + +Thus a combination of force, propaganda and concessions was used to defeat the +strike (which quickly reached a near general strike level). As Paul Arvich +notes, _"there is no denying that the application of military force and the +widespread arrests, not to speak of the tireless propaganda waged by the +authorities had been indispensable in restoring order. Particularly impressive +in this regard was the discipline shown by the local party organisation. +Setting aside their internal disputes, the Petrograd Bolsheviks swiftly closed +ranks and proceeded to carry out the unpleasant task of repression with +efficiency and dispatch."_ [**Op. Cit.**, p. 50] + +This indicates the immediate context of the Kronstadt rebellion. Yet +Trotskyist J. G. Wright wonders whether the Kronstadt's paper _"lied when in +the very first issue . . . it carried a sensational headline: 'General +Insurrection in Petrograd'"_ and states that people _"spread . . . lies about +the insurrection in Petrograd."_ [Lenin and Trotsky, **Kronstadt**, p. 109] +Yes, of course a near general strike, accompanied by mass meetings and +demonstrations and repressed by force and martial law, is a everyday +occurrence and has nothing in common with an _"insurrection"_! If such events +occurred in a state not headed by Lenin and Trotsky it is unlikely Mr. Wright +would have such difficulty in recognising them for what there were. Historian +V. Brovkin states the obvious when he wrote _"[t]o anyone who had lived +through the events of February 1917, this chain of events appeared strikingly +similar. It looked as if a popular insurrection had begun."_ [Brovkin, **Op. +Cit.**, p. 393] + +It was these labour protests and their repression which started the events in +Kronstadt. While many sailors had read and listened to the complaints of their +relatives in the villages and had protested on their behalf to the Soviet +authorities, it took the Petrograd strikes to be the catalyst for the revolt. +Moreover, they had other political reasons for protesting against the policies +of the government. Navy democracy had been abolished by decree and the soviets +had been turned into fig-leaves of party dictatorship. + +Unsurprisingly, the crew of the battleships _**Petropavlovsk**_ and +**_Sevastopol_** decided to act once _"the news of strikes, lockouts, mass +arrests and martial law"_ in Petrograd reached them. They _"held a joint +emergency meeting in the face of protests and threats of their commissars . . +. [and] elected a fact-finding delegation of thirty-two sailors which, on 27 +February, proceeded to Petrograd and made the round of the factories. . . They +found the workers whom they addressed and questioned too frightened to speak +up in the presence of the hosts of Communist factory guards, trade union +officials, party committee men and Chekists."_ [Gelzter, **Kronstadt +1917-1921**, p. 212] + +The delegation returned the next day and reported its findings to a general +meeting of the ship's crews and adopted the resolutions which were to be the +basis of the revolt (see [next section](append42.html#app3)). The Kronstadt +revolt had started. + +## 3 What was the Kronstadt Programme? + +It is rare for a Trotskyist to actually list the demands of the Kronstadt +revolt in their entirety. For example, John Rees does not provide even a +summary of the 15 point programme. He asserts that the _"sailors represented +the exasperated of the peasantry with the War Communism regime"_ while, rather +lamely, noting that _"no other peasant insurrection reproduced the +Kronstadters demands."_ [_"In Defence of October"_, pp. 3-82, **International +Socialism**, no. 52, p. 63] Similarly, it is only the _"Editorial Preface"_ in +the Trotskyist work **Kronstadt** which presents even a summary of the +demands. This summary states: + +> _"The resolution demanded free elections in the soviets with the +participation of anarchists and Left SRs, legalisation of the socialist +parties and the anarchists, abolition of the Political Departments [in the +fleet] and the Special Purpose Detachments, removal of the **zagraditelnye +ottyady** [Armed troops used to prevent unauthorised trade], restoration of +free trade, and the freeing of political prisoners."_ [Lenin and Trotsky, +**Kronstadt**, pp. 5-6] + +They assert in the _"Glossary"_ that it _"demanded political and economic +changes, many of which were soon realised with the adoption of the NEP."_ +[**Op. Cit.**, p. 148] Which, ironically enough, contradicts Trotsky who +claimed that it was an _"illusion"_ to think _"it would have been sufficient +to inform the sailors of the NEP decrees to pacify them."_ Moreover, the +_"insurgents did not have a conscious program, and they could not have had one +because of the very nature of the petty bourgeoisie. They themselves did not +clearly understand that their fathers and brothers needed first of all was +free trade."_ [**Op. Cit.**, p. 91-2] + +So we have a uprising which was peasant in nature, but whose demands did not +have anything in common with other peasant revolts. It apparently demanded +free trade and did not demand it. It was similar to the NEP, but the NEP +decrees would not have satisfied it. It produced a platform of political and +economic demands but did not, apparently, have a _"conscious program."_ The +contradictions abound. Why these contradictions exist will become clear after +we list the 15 demands. + +The full list of demands are as follows: + +> _"1. Immediate new elections to the Soviets. The present Soviets no longer +express the wishes of the workers and peasants. The new elections should be by +secret ballot, and should be preceded by free electoral propaganda. + +> + +> 2\. Freedom of speech and of the press for workers and peasants, for the +Anarchists, and for the Left Socialist parties. + +> + +> 3\. The right of assembly, and freedom for trade union and peasant +organisations. + +> + +> 4\. The organisation, at the latest on 10th March 1921, of a Conference of +non-Party workers, solders and sailors of Petrograd, Kronstadt and the +Petrograd District. + +> + +> 5\. The liberation of all political prisoners of the Socialist parties, and +of all imprisoned workers and peasants, soldiers and sailors belonging to +working class and peasant organisations. + +> + +> 6\. The election of a commission to look into the dossiers of all those +detained in prisons and concentration camps. + +> + +> 7\. The abolition of all political sections in the armed forces. No +political party should have privileges for the propagation of its ideas, or +receive State subsidies to this end. In the place of the political sections +various cultural groups should be set up, deriving resources from the State. + +> + +> 8\. The immediate abolition of the militia detachments set up between towns +and countryside. + +> + +> 9\. The equalisation of rations for all workers, except those engaged in +dangerous or unhealthy jobs. + +> + +> 10\. The abolition of Party combat detachments in all military groups. The +abolition of Party guards in factories and enterprises. If guards are +required, they should be nominated, taking into account the views of the +workers. + +> + +> 11\. The granting to the peasants of freedom of action on their own soil, +and of the right to own cattle, provided they look after them themselves and +do not employ hired labour. + +> + +> 12\. We request that all military units and officer trainee groups associate +themselves with this resolution. + +> + +> 13\. We demand that the Press give proper publicity to this resolution. + +> + +> 14\. We demand the institution of mobile workers' control groups. + +> + +> 15\. We demand that handicraft production be authorised provided it does not +utilise wage labour."_ [quoted by Ida Mett, **The Kronstadt Revolt**, pp. +37-8] + +This is the program described by the Soviet government as a _"SR-Black +Hundreds resolution"_! This is the program which Trotsky maintains was drawn +up by _"a handful of reactionary peasants and soldiers."_ [Lenin and Trotsky, +**Kronstadt**, p. 65 and p. 98] As can be seen, it was nothing of the kind. +Indeed, this resolution is largely in the spirit of the political slogans of +the Bolsheviks before they seized of power in the name of the soviets. +Moreover, it reflected ideals expounded in 1917 and were formalised in the +Soviet State's 1918 constitution. In the words of Paul Avrich, _"[i]n effect, +the **_Petropavlovsk_** resolution was an appeal to the Soviet government to +live up to its own constitution, a bold statement of those very rights and +freedom which Lenin himself had professed in 1917. In spirit, it was a +throwback to October, evoking the old Leninist watchword of 'All power to the +soviets.'"_ [**Kronstadt 1921**, pp. 75-6] Hardly an example of +_"reactionary"_ politics, unless the slogans of 1917 and the 1918 constitution +of the U.S.S.R. are also _"reactionary."_ + +While these fifteen demands are central to the revolt, looking at the paper +produced by the revolt helps us understand the nature of these demands and +place them in a fuller political context. _"The pages of **_Izvestiia_**,"_ as +Voline argued, _"give abundant proof of th[e] general enthusiasm, which re- +appeared once the masses felt they had regained, in the free Soviets, the true +road to emancipation and the hope of achieving the real revolution."_ +[**Unknown Revolution**, p. 495] For example, food rations were equalised, +except for the sick and to children, who received a larger one. Left-wing +political parties were legalised. The Provisional Revolutionary Committee was +elected by a _"Conference of Delegates"_ made up of over two hundred delegates +from military units and workplaces. This body elected the Provisional +Revolutionary Committee on March 2nd and enlarged it (again by election) on +March 4th. + +The March 4th Conference of Delegates also _"decided that all workers, without +exception, should be armed and put in charge of guarding the interior of the +city"_ and to organise re-elections for _"the administrative commissions of +all the unions and also of the Council of Unions"_ (which could _"become the +principle organ of the workers"_). [**_Izvestiia_** quoted by Voline, **The +Unknown Revolution**, p. 494] + +In the article _"The Goals for Which We Fight,"_ the rebels argue that +_"[w]ith the aid of state unions"_ the Communists have _"chained the workers +to the machines, and transformed work into a new slavery instead of making it +pleasant."_ Moreover, to the _"protests of the peasants, which have gone so +far as spontaneous revolts, to the demands of the workers, compelled by the +very conditions of their life to resort to strikes, they reply with mass +shootings and a ferocity that the Tsarist generals might have envied."_ An +_"inevitable third revolution"_ was coming, shown by _"increasing"_ workers' +strikes, which will be _"achieved by the labouring masses themselves."_ This +would be based on _"freely elected soviets"_ and the reorganisation of _"the +state unions into free associations of workers, peasants and intellectuals."_ +[**_Izvestiia_** quoted by Voline, **Op. Cit.**, pp. 507-8] + +Thus the rebels saw clearly the real nature of nationalisation. Rather than +being the basis of socialism, it simply produced more wage slavery, this time +to the state (_"From a slave of the capitalist the worker was transformed into +a slave of state enterprises."_ [**_Izvestiia_** quoted by Voline, **Op. +Cit.**, p. 518]). They clearly saw the need to replace wage slavery to the +state (via nationalised property) with free associations of free workers and +peasants. Such a transformation would come from the collective direct action +and self-activity of working people, as expressed in the strikes which had so +recently swept across the country. + +This transformation from the bottom up was stressed elsewhere. The unions, +**_Izvestiia_** argued, would _"fulfil the great and urgent task of educating +the masses for an economic and cultural renovation of the country. . . The +Soviet Socialist Republic cannot be strong unless its administration be +exercised by the working class, with the help of renovated unions."_ These +should _"become real representatives of the interests of the people."_ The +current unions did _"nothing"_ to promote _"economic activity of a co- +operative nature"_ or the _"cultural education"_ of their members due +centralised system imposed by the Communist regime. This would change with +_"true union activity by the working class."_ [**_Izvestiia_** quoted by +Voline, **Op. Cit.**, p. 510] A strong syndicalist perspective clearly can be +seen here, urging self-managed unions to be at the forefront of transforming +the economy into a free association of producers. They opposed any "socialist" +system in which the peasant _"has been transformed into a serf in the 'soviet' +economy,"_ the worker _"a simple wage-worker in the State factories"_ and +those who protest are _"thrown into the jails of the Cheka."_ [**_Izvestiia_** +quoted by Voline, **Op. Cit.**, p. 512] + +The rebels saw that soviet power cannot exist while a political party +dominated the soviets. They argued that Russia was just _"State Socialism with +Soviets of functionaries who vote docilely what the authorities and their +infallible commissars dictate to them."_ Without real working class power, +without _"the will of the worker"_ expressed in their free soviets, corruption +had become rampant (_"Communists . . . live in ease and the commissars get +fat."_). Rather than a _"time of free labour in the fields, factories and +workshops,"_ where _"power"_ was in _"the hands of the workers,"_ the +_"Communists ha[d] brought in the rule of the commissars, with all the +despotism of personal power."_ [**_Izvestiia_**, quoted by Voline, **Op. +Cit.**, p. 519, p. 518, p. 511 and p. 518] + +In opposition to this, the rebels argued that _"Revolutionary Kronstadt . . . +fights for the true Soviet Republic of the workers in which the producer +himself will be owner of the products of his labour and can dispose of them as +he wishes."_ They desired _"a life animated by free labour and the free +development of the individual"_ and so proclaimed _"All power to the Soviets +and not to the parties"_ and _"the power of the free soviets."_ +[**_Izvestiia_** quoted by Voline, **Op. Cit.**, p. 519] + +As can be seen, while the 15 demands are the essence of the revolt, looking at +**_Izvestiia_** confirms the revolutionary nature of the demands. The rebels +of 1921, as in 1917, looked forward to a system of free soviets in which +working people could transform their society into one based on free +associations which would encourage individual freedom and be based on working +class power. They looked to a combination of renewed and democratic soviets +and unions to transform Russian society into a **real** socialist system +rather than the system of state capitalism the Bolsheviks had imposed (see +Maurice Brintin's **The Bolsheviks and Workers' Control** for details of +Lenin's commitment to building state capitalism in Russia from 1917 onwards). + +Clearly, Kronstadt's political programme was deeply socialist in nature. It +opposed the new wage slavery of the workers to the state and argued for free +associations of free producers. It was based on the key slogan of 1917, _"All +power to the soviets"_ but built upon it by adding the rider _"but not to +parties."_ The sailors had learned the lesson of the October revolution, +namely that if a party held power the soviets did not. The politics of the +revolt were not dissimilar to those of libertarian socialists and, as we argue +in [section 9](append42.html#app9), identical to the dominant ideas of +Kronstadt in 1917. + +The question now arises, whose interests did these demands and politics +represent. According to Trotskyists, it is the interests of the peasantry +which motivated them. For anarchists, it is an expression of the interests of +all working people (proletarian, peasant and artisan) against those who would +exploit their labour and govern them (be it private capitalists or state +bureaucrats). We discuss this issue in the [next section](append42.html#app4). + +## 4 Did the Kronstadt rebellion reflect _"the exasperation of the +peasantry"_? + +This is a common argument of Trotskyists. While rarely providing the Kronstadt +demands, they always assert that (to use John Rees' words) that the sailors +_"represented the exasperation of the peasantry with the War Communist +regime."_ [_"In Defence of October"_, **International Socialism** no. 52, p. +63] + +As for Trotsky, the ideas of the rebellion _"were deeply reactionary"_ and +_"reflected the hostility of the backward peasantry toward the worker, the +self-importance of the soldier or sailor in relation to 'civilian' Petrograd, +the hatred of the petty bourgeois for revolutionary discipline."_ The revolt +_"represented the tendencies of the land-owning peasant, the small speculator, +the kulak."_ [Lenin and Trotsky, **Kronstadt**, p. 80 and p. 81] + +How true is this? Even a superficial analysis of the events of the revolt and +of the **_Petropavlovsk_** resolution (see [last section](append42.html#app3)) +can allow the reader to dismiss Trotsky's assertions. + +Firstly, according to the definition of _"kulak"_ proved by the Trotskyists' +themselves, we discover that kulak refers to _"well-to-do peasants who owned +land and hired poor peasants to work it."_ [Lenin and Trotsky, **Op. Cit.**, +p. 146] Point 11 of the Kronstadt demands explicitly states their opposition +to rural wage labour. How could Kronstadt represent _"the kulak"_ when it +called for the abolition of hired labour on the land? Clearly, the revolt did +not represent the _"small speculator, the kulak"_ as Trotsky asserted. Did it +represent the land-owning peasant? We will return to this issue shortly. + +Secondly, the Kronstadt revolt started after the sailors at Kronstadt sent +delegates to investigate the plight of striking workers in Petrograd. Their +actions were inspired by solidarity for these workers and civilians. This +clearly shows that Trotsky's assertion that the revolt _"reflected the +hostility of the backward peasantry toward the worker, the self-importance of +the soldier or sailor in relation to 'civilian' Petrograd"_ to be utter and +total nonsense. + +As for the being _"deeply reactionary,"_ the ideas that motivated the revolt +clearly were not. They were the outcome of solidarity with striking workers +and called for soviet democracy, free speech, assembly and organisation for +workers and peasants. These express the demands of most, if not all, Marxist +parties (including the Bolsheviks in 1917) before they take power. They simply +repeat the demands and facts of the revolutionary period of 1917 and of the +Soviet Constitution. As Anton Ciliga argues, these demands were _"impregnated +with the spirit of October; and no calumny in the world can cast a doubt on +the intimate connection existing between this resolution and the sentiments +which guided the expropriations of 1917."_ [_"The Kronstadt Revolt"_, **The +Raven**, no, 8, pp. 330-7, p. 333] If the ideas of the Kronstadt revolt are +reactionary, then so is the slogan _"all power to the soviets."_ + +Not that the Kronstadters had not been smeared before by their opponents. The +ex-Bolshevik turned Menshevik Vladimir Voitinsky who had visited the base in +May 1917 later remembered them as being _"degraded and demoralised"_ and +_"lack[ing] proletarian class-consciousness. It has the psychology of a +**Lumpenproletariat**, a stratum that is a danger to a revolution rather than +its support."_ They were _"material suitable for a rebellion **a la** +Bakunin."_ [quoted by I. Getzler, **Kronstadt 1917-1921**, p. 253] + +So did the demands represent the interests of the (non-kulak) peasantry? To do +so we must see whether the demands reflected those of industrial workers or +not. If the demands do, in fact, match those of striking workers and other +proletarian elements then we can easily dismiss this claim. After all, if the +demands of the Kronstadt rebellion reflected those of proletarians then it is +impossible to say that they simply reflected the needs of peasants (of course, +Trotskyists will argue that these proletarians were also _"backward"_ but, in +effect, they are arguing that any worker who did not quietly follow Bolshevik +orders was _"backward"_ \-- hardly a sound definition of the term!!). + +We can quickly note that demands echoed those raised during the Moscow and +Petrograd strikes that preceded the Kronstadt revolt. For example, Paul Avrich +records that the demands raised in the February strikes included _"removal of +roadblocks, permission to make foraging trips into the countryside and to +trade freely with the villagers, [and] elimination of privileged rations for +special categories of working men."_ The workers also _"wanted the special +guards of armed Bolsheviks, who carried out a purely police function, +withdrawn from the factories"_ and raised _"pleas for the restoration of +political and civil rights."_ One manifesto which appeared (unsigned but bore +earmarks of Menshevik origin) argued that _"the workers and peasants need +freedom. They do not want to live by the decrees of the Bolsheviks. They want +to control their own destinies."_ It urged the strikers to demand the +liberation of all arrested socialists and nonparty workers, abolition of +martial law, freedom of speech, press and assembly for all who labour, free +elections of factory committees, trade unions, and soviets. [Avrich, +**Kronstadt 1921**, pp. 42-3] + +In the strikes of 1921, according to Lashevich (a Bolshevik Commissar) the +_"basic demands are everywhere the same: free trade, free labour, freedom of +movement, and so on."_ Two key demands raised in the strikes dated back to at +least 1920. These were _"for free trade and an end to privilege."_ In March +1919, _"the Rechkin coach-building plant demanded equal rations for all +**workers**"_ and that one of the _"most characteristic demands of the +striking workers at that time were for the free bringing-in of food."_ [Mary +McAuley, **Bread and Justice**, p. 299 and p. 302] + +As can be seen, these demands related almost directly to points 1, 2, 3, 5, 8, +9, 10, 11 and 13 of the Kronstadt demands. As Paul Avrich argues, the +Kronstadt demands _"echoed the discontents not only of the Baltic Fleet but of +the mass of Russians in towns and villages throughout the country. Themselves +of plebeian stock, the sailors wanted relief for their peasant and worker +kinfolk. Indeed, of the resolution's 15 points, only one -- the abolition of +the political departments in the fleet -- applied specifically to their own +situation. The remainder . . . was a broadside aimed at the policies of War +Communism, the justification of which, in the eyes of the sailors and of the +population at large, had long since vanished."_ Avrich argues that many of the +sailors had returned home on leave to see the plight of the villagers with +their own eyes played at part in framing the resolution (particularly of point +11, the **only** peasant specific demand raised) but _"[b]y the same token, +the sailors' inspection tour of Petrograd's factories may account for their +inclusion of the workingmen's chief demands -- the abolition of road-blocks, +of privileged rations, and of armed factory squads -- in their program."_ +[Avrich, **Op. Cit.**, pp. 74-5] Simply put, the Kronstadt resolution _"merely +reiterated long standing workers' demands."_ [V. Brovkin, **Behind the Front +Lines of the Civil War**, p. 395] + +Which means, of course, that Ida Mett had been correct to argue that the +_"Kronstadt revolution had the merit of stating things openly and clearly. But +it was breaking no new ground. Its main ideas were being discussed everywhere. +For having, in one way or another, put forward precisely such ideas, workers +and peasants were already filling the prisons and the recently set up +concentration camps."_ [**The Kronstadt Uprising**, p. 39] + +Nor can it be claimed that these workers were non-proletarians (as if class is +determined by thought rather than social position). Rather than being those +workers with the closest relations with the countryside who were protesting, +the opposite was the case. By 1921 _"[a]ll who had relatives in the country +had rejoined them. The authentic proletariat remained till the end, having the +most slender connections with the countryside."_ [Ida Mett, **Op. Cit.**, p. +36] + +Thus the claims that the Kronstadt demands reflected peasant needs is +mistaken. They reflected the needs of the whole working population, including +the urban working class who raised these demands continually throughout the +Civil War period in their strikes. Simply put, the policies of the Bolsheviks +as regards food were not only evil, they did not work and were counter- +productive. As many of the Russian working class recognised from the start and +took strike action over again and again. + +Moreover, by focusing on the _"free trade"_ issue, Leninists distort the real +reasons for the revolt. As Ida Mett points out, the Kronstadt rebellion did +not call for _"free trade"_ as the Trotskyists argue, but rather something far +more important: + +> _"In the Kronstadt Isvestia of March 14th we find a characteristic passage +on this subject. The rebels proclaimed that 'Kronstadt is not asking for +freedom of trade but for genuine power to the Soviets.' The Petrograd strikers +were also demanding the reopening of the markets and the abolition of the road +blocks set up by the militia. But they too were stating that freedom of trade +by itself would not solve their problems."_ [**Op. Cit.**, p. 77] + +Thus we have the Petrograd (and other) workers calling for _"free trade"_ (and +so, presumably, expressing their economic interests or those of their fathers +and brothers) while the Kronstadt sailors were demanding first and foremost +soviet power! Their programme called for the _"granting to the peasants of +freedom of action on their own soil, and of the right to own cattle, provided +they look after them themselves and do not employ hired labour."_ This was +point 11 of the 15 demands, which showed the importance it ranked in their +eyes. This would have been the basis of trade between town and village, but +trade between worker and peasant and not between worker and kulak. So rather +than call for _"free trade"_ in the abstract (as many of the workers were) the +Kronstadters (while reflecting the needs of both workers and peasants) were +calling for the free exchange of products between workers, not workers and +rural capitalists (i.e. peasants who hired wage slaves). This indicates a +level of political awareness, an awareness of the fact that wage labour is the +essence of capitalism. + +Thus Ante Ciliga: + +> _"People often believe that Kronstadt forced the introduction of the New +Economic Policy (NEP) -- a profound error. The Kronstadt resolution pronounced +in favour of the defence of the workers, not only against the bureaucratic +capitalism of the State, but also against the restoration of private +capitalism. This restoration was demanded -- in opposition to Kronstadt -- by +the social democrats, who combined it with a regime of political democracy. +And it was Lenin and Trotsky who to a great extent realised it (but without +political democracy) in the form of the NEP. The Kronstadt resolution declared +for the opposite since it declared itself against the employment of wage +labour in agriculture and small industry. This resolution, and the movement +underlying, sought for a revolutionary alliance of the proletarian and peasant +workers with the poorest sections of the country labourers, in order that the +revolution might develop towards socialism. The NEP, on the other hand, was a +union of bureaucrats with the upper layers of the village against the +proletariat; it was the alliance of State capitalism and private capitalism +against socialism. The NEP is as much opposed to the Kronstadt demands as, for +example, the revolutionary socialist programme of the vanguard of the European +workers for the abolition of the Versailles system, is opposed to the +abrogation of the Treaty of Versailles achieved by Hitler."_ [**Op. Cit.**, +pp. 334-5] + +Point 11 did, as Ida Mett noted, _"reflected the demands of the peasants to +whom the Kronstadt sailors had remained linked -- as had, as a matter of fact, +the whole of the Russian proletariat . . . In their great majority, the +Russian workers came directly from the peasantry. This must be stressed. The +Baltic sailors of 1921 were, it is true, closely linked with the peasantry. +But neither more nor less than had been the sailors of 1917."_ To ignore the +peasantry in a country in which the vast majority were peasants would have +been insane (as the Bolsheviks proved). Mett stresses this when she argued +that a _"workers and peasants' regime that did not wish to base itself +exclusively on lies and terror, had to take account of the peasantry."_ [**Op. +Cit.**, p. 40] + +Given that the Russian industrial working class were also calling for free +trade (and often without the political, anti-capitalist, riders Kronstadt +added) it seems dishonest to claim that the sailors purely expressed the +interests of the peasantry. Perhaps this explains why point 11 becomes +summarised as _"restoration of free trade"_ by Trotskyists. [_"Editorial +Preface"_, Lenin and Trotsky, **Kronstadt**, p. 6] John Rees does not even +mention any of the demands (which is amazing in a work which, in part, tries +to analyse the rebellion). + +Similarly, the working class nature of the resolution can be seen from who +agreed to it. The resolution passed by the sailors on the battleships was +ratified by a mass meeting and then a delegate meeting of workers, soldiers +and sailors. In other words, by workers **and** peasants. + +J.G. Wright, following his guru Trotsky without question (and using him as the +sole reference for his "facts"), stated that _"the incontestable facts"_ were +the _"sailors composed the bulk of the insurgent forces"_ and _"the garrison +and the civil population remained passive."_ [Lenin and Trotsky, **Op. Cit.**, +p. 123] This, apparently, is evidence of the peasant nature of the revolt. Let +us contest these _"incontestable facts"_ (i.e. assertions by Trotsky). + +The first fact we should mention is that the meeting of 1st March in Anchor +Square involved _"some fifteen to sixteen thousand sailors, soldiers and +civilians."_ [Getzler, **Op. Cit.**, p. 215] This represented over 30% of +Kronstadt's total population. This hardly points to a "passive" attitude on +behalf of the civilians and soldiers. + +The second fact is that the conference of delegates had a _"membership that +fluctuated between which two and three hundred sailors, soldiers, and working +men."_ This body remained in existence during the whole revolt as the +equivalent of the 1917 soviet and, like that soviet, had delegates from +Kronstadt's _"factories and military units."_ It was, in effect, a _"prototype +of the 'free soviets' for which the insurgents had risen in revolt."_ In +addition, a new Trade Union Council was created, free from Communist +domination. [Avrich, **Op. Cit.**, p. 159 and p. 157] Trotsky expects us to +believe that the soldiers and civilians who elected these delegates were +"passive"? The very act of electing these delegates would have involved +discussion and decision making and so active participation. It is extremely +doubtful that the soldiers and civilians would have so apathetic and +apolitical to not have taken an active part in the revolt. + +Thirdly, the declarations by sailors, soldiers and workers printed in +**_Izvestiia_** which expressed their support for the revolt and those which +announced they had left the Communist Party also present evidence which +clearly contests Trotsky's and Wright's _"incontestable facts."_ One +declaration of the _"soldiers of the Red Army from the fort Krasnoarmeietz"_ +stated they were _"body and soul with the Revolutionary Committee."_ [quoted +by Voline, **The Unknown Revolution**, p. 500] + +Lastly, given that the Red Army troops manned the main bastion and the +outlying forts and gun emplacements at Kronstadt and that the Bolshevik troops +had to take these forts by force, we can safely argue that the Red Army +soldiers did not play a "passive" role during the rebellion. [Paul Avrich, +**Op. Cit.**, p. 54 and pp. 205-6] + +This is confirmed by later historians. Based on such facts, Paul Avrich states +that the townspeople _"offered their active support"_ and the Red Army troops +_"soon fell into line."_ [**Op. Cit.**, p. 159] Fedotoff-White notes that the +_"local land forces of the Kronstadt garrison . . . fell in and joined the +seamen."_ [**The Growth of the Red Army**, p. 154] Getzler notes that +elections were held for the Council of Trade Unions on the 7th and 8th of +March and this was a _"Council committee consisting of representatives from +all trade unions."_ He also notes that the Conference of Delegates _"had been +elected by Kronstadt's body politic at their places of work, in army units, +factories, workshops and Soviet institutions."_ He adds that the revolutionary +troikas (the equivalent of the commissions of the Executive Committee of the +Soviet in 1917) were also _"elected by the base organisations."_ Likewise, +_"the secretariats of the trade unions and the newly founded Council of Trade +Unions were both elected by the entire membership of trade unions."_ [**Op. +Cit.**, pp. 238-9 and p. 240] + +That is a lot of activity for "passive" people. + +In other words, the **_Petropavlovsk_** resolution not only reflected the +demands of proletarians in Petrograd, it gained the support of proletarians in +Kronstadt in the fleet, the army and the civilian workforce. Thus the claim +that the Kronstadt resolution purely reflected the interests of the peasantry +is, yet again, refuted. + +As can be seen, the Kronstadters' (like the Petrograd workers) raised economic +and political demands in 1921 just as they had four years earlier when they +overthrew the Tsar. Which, again, refutes the logic of defenders of +Bolshevism. For example, Wright excelled himself when he argued the following: + +> _"The supposition that the soldiers and sailors could venture upon an +insurrection under an abstract political slogan of 'free soviets' is absurd in +itself. It is doubly absurd in the view of the fact [!] that the rest of the +Kronstadt garrison consisted of backward and passive people who could not be +used in the civil war. These people could have been moved to an insurrection +only by profound economic needs and interests. These were the needs and +interests of the fathers and brothers of these sailors and soldiers, that is, +of peasants as traders in food products and raw materials. In other words the +mutiny was the expression of the petty bourgeoisie's reaction against the +difficulties and privations imposed by the proletarian revolution. Nobody can +deny this class character of the two camps."_ [Lenin and Trotsky, **Op. +Cit.**, pp. 111-2] + +Of course, no worker or peasant could possibly reach beyond a trade union +consciousness by their own efforts, as Lenin so thoughtfully argued in **What +is to be Done?**. Neither could the experience of two revolutions have an +impact on anyone, nor the extensive political agitation and propaganda of +years of struggle. Indeed, the sailors were so backward that they had no +_"profound economic needs and interests"_ of their own but rather fought for +their fathers and brothers interests! Indeed, according to Trotsky they did +not even understand that (_"They themselves did not clearly understand that +what their fathers and brothers needed first of all was free trade."_ [Lenin +and Trotsky, **Op. Cit.**, p. 92])! And these were the sailors the Bolsheviks +desired to man some of the most advanced warships in the world? + +Sadly for Wright's assertions history has proven him wrong time and time +again. Working people have constantly raised political demands which were far +in advance of those of the "professional" revolutionaries (a certain German +and the Paris Commune springs to mind, never mind a certain Russian and the +soviets). The fact that the Kronstadt sailors not only _"venture[d] upon an +insurrection under an abstract political slogan of 'free soviets'"_ but +actually **created** one (the conference of delegates) goes unmentioned. +Moreover, as we prove in [section 8](append42.html#app8), the majority of +sailors in 1921 had been there in 1917\. This was due to the fact that the +sailors could not be quickly or easily replaced due to the technology required +to operate Kronstadt's defences and battleships. + +Given that the _"a smaller proportion of the Kronstadt sailors were of peasant +origin than was the case of the Red Army troops supporting the government,"_ +perhaps we will discover Trotskyists arguing that because _"ordinary Red Army +soldiers . . . were reluctant and unreliable fighters against Red Kronstadt, +although driven at gunpoint onto the ice and into battle"_ that also proves +the peasant nature of the revolt? [Sam Farber, **Op. Cit.**, p. 192; Israel +Getzler, **Kronstadt 1917-1921**, p. 243] Given the quality of the previous +arguments presented, it is only a matter of time before this one appears! + +Indeed, Trotskyists also note this non-peasant nature of the Kronstadt demands +(as indicated in the [last section](append42.html#app3)). Thus was have John +Rees pathetically noting that _"no other peasant insurrection reproduced the +Kronstadters' demands."_ [Rees, **Op. Cit.**, p. 63] As we have indicated +above, **proletarian** strikes, resolutions and activists all produced demands +similar or identical to the Kronstadt demands. These facts, in themselves, +indicate the truth of Trotskyist assertions on this matter. Rees mentions the +strikes in passing, but fails to indicate that Kronstadt's demands were raised +after a delegation of sailors had returned from visiting Petrograd. Rather +than their _"motivation"_ being _"much closer to that of the peasantry"_ that +to the _"dissatisfaction of the urban working class"_ the facts suggest the +opposite (as can be seen from the demands raised). [Rees, **Op. Cit.**, p. 61] +The motivation for the resolution was a product of the strikes in Petrograd +and it also, naturally enough, included the dissatisfaction of the peasantry +(in point 11). For the Kronstadters, it was a case of the needs of **all** the +toilers and so their resolution reflected the needs and demands of both. + +Unfortunately for Rees, another revolt **did** reproduce the Kronstadt demands +and it was by urban workers, **not** peasants. This revolt took place in +Ekaterinoslavl (in the Ukraine) in May, 1921. It started in the railway +workshops and became _"quickly politicised,"_ with the strike committee +raising a _"series of political ultimatums that were very similar in content +to the demands of the Kronstadt rebels."_ Indeed, many of the resolutions put +to the meeting almost completely coincided with the Kronstadt demands. The +strike _"spread to the other workshops"_ and on June 1st the main large +Ekaterinoslavl factories joined the strike. The strike was spread via the use +of trains and telegraph and soon an area up to fifty miles around the town was +affected. The strike was finally ended by the use of the Cheka, using mass +arrests and shootings. Unsurprisingly, the local communists called the revolt +a _little Kronstadt."_ [Jonathan Aves, **Workers Against Lenin**, pp. 171-3] + +Therefore to claim that Kronstadt solely reflected the plight or interests of +the peasantry is nonsense. Nor were the **economic** demands of Kronstadt +alarming to the Bolshevik authories. After all, Zinovioev was about to grant +the removal of the roadblock detachments (point 8) and the government was +drafting what was to become known as the New Economic Policy (NEP) which would +satisfy point 11 partially (the NEP, unlike the Kronstadters, did not end wage +labour and so, ironically, represented the interests of the Kulaks!). It was +the **political** demands which were the problem. They represented a clear +challenge to Bolshevik power and their claims at being the _"soviet power."_ + +## 5 What lies did the Bolsheviks spread about Kronstadt? + +From the start, the Bolsheviks lied about the uprising. Indeed, Kronstadt +provides a classic example of how Lenin and Trotsky used slander against their +political opponents. Both attempted to paint the revolt as being organised and +lead by the Whites. At every stage in the rebellion, they stressed that it had +been organised and run by White guard elements. As Paul Avrich notes, _"every +effort was made to discredit the rebels"_ and that the _"chief object of +Bolshevik propaganda was to show that the revolt was not a spontaneous +outbreak of mass protest but a new counterrevolutionary conspiracy, following +the pattern established during the Civil War. According to the Soviet press, +the sailors, influenced by Mensheviks and SR's in their ranks, had shamelessly +cast their lot with the 'White Guards,' led by a former tsarist general named +Kozlovsky . . . This, in turn, was said to be part of a carefully laid plot +hatched in Paris by Russian emigres in league with French +counterintelligence."_ [**Op. Cit.**, p. 88 and p. 95] + +Lenin, for example, argued in a report to the Tenth Congress of the Communist +Party on March 8th that _"White Guard generals were very active over there. +There is ample proof of this"_ and that it was _"the work of Social +Revolutionaries and White Guard emigres."_ [Lenin and Trotsky, **Kronstadt**, +p. 44] + +The first government statement on the Kronstadt events was entitled _"The +Revolt of Ex-General Kozlovsky and the Warship Petropavlovsk"_ and read, in +part, that the revolt was _"expected by, and undoubtedly prepared by, French +counterintelligence."_ It continues by stating that on the morning of March 2 +_"the group around ex-General Kozlovsky . . . had openly appeared on the scene +. . . [he] and three of his officers . . . have openly assumed the role of +insurgents. Under their direction . . . a number of . . . responsible +individuals, have been arrested. . . Behind the SRs again stands a tsarist +general."_ [**Op. Cit.**, pp. 65-6] + +Victor Serge, a French anarchist turned Bolshevik, remembered that he was +first told that _"Kronstadt is in the hands of the Whites"_ and that _"[s]mall +posters stuck on the walls in the still empty streets proclaimed that the +counter-revolutionary General Kozlovsky had seized Kronstadt through +conspiracy and treason."_ Later the _"truth seeped through little by little, +past the smokescreen put out by the Press, which was positively berserk with +lies"_ (indeed, he states that the Bolshevik press _"lied systematically"_). +He found out that the Bolshevik's official line was _"an atrocious lie"_ and +that _"the sailors had mutinied, it was a naval revolt led by the Soviet."_ +However, the _"worse of it all was that we were paralysed by the official +falsehoods. It had never happened before that our Party should lie to us like +this. 'It's necessary for the benefit of the public,' said some . . . the +strike [in Petrograd] was now practically general"_ (we should note that +Serge, a few pages previously, mentions _"the strenuous calumnies put out by +the Communist Press"_ about Nestor Makhno, _"which went so far as to accuse +him of signing pacts with the Whites at the very moment when he was engaged in +a life-and-death struggle against them"_ which suggests that Kronstadt was +hardly the first time the Party had lied to them). [**Memoirs of a +Revolutionary**, pp. 124-6 and p. 122] (In the interests of honesty, it should +be noted that Serge himself contributed to the Bolshevik lie machine about +Kronstadt. For example, in March 1922 he happily repeated the Soviet regime's +falsifications about the rebels. [**The Serge-Trotsky Papers**, pp. 18-9]). + +Even Isaac Deutscher, Trotsky's biographer said that the Bolsheviks +_"denounced the men of Kronstadt as counter-revolutionary mutineers, led by a +White general. The denunciation appears to have been groundless."_ [**The +Prophet Armed**, p. 511] + +Thus the claim that the Kronstadt rebellion was the work of Whites and led by +a White/Tzarist General was a lie -- a lie deliberately and consciously +spread. This was concocted to weaken support for the rebellion in Petrograd +and in the Red Army, to ensure that it did not spread. Lenin admitted as much +on the 15th of March when he stated at the Tenth Party Conference that in +Kronstadt _"they did not want the White Guards, and they do not want our power +either."_ [quoted by Avrich, **Op. Cit.**, p. 129] + +If you agree with Italian Marxist Antonio Gramsci that _"to tell the truth is +a communist and revolutionary act"_ then its clear that the Bolsheviks in 1921 +(and for a long time previously) were not communist or revolutionary (and as +the subsequent Leninist accounts of Kronstadt show, Bolshevism is still +neither). In stark contrast to the Bolsheviks, the Kronstadt paper +**_Izvestiia_** published Bolshevik leaflets, paper articles and radio +broadcasts so that the inhabitants of the island could see exactly what lies +the Bolsheviks were telling about them. + +The Trotskyist editors of **Kronstadt** show the same contempt for their +readers as the Bolsheviks showed for the truth. They include an +_"Introduction"_ to their work by Pierre Frank in which he argues that the +Bolsheviks merely _"state that [White] generals, counterrevolutionaries, +sought to manipulate the insurgents"_ and that anarchists _"turn this into a +claim that these generals had launched the rebellion and that 'Lenin, Trotsky +and the whole Party leadership knew quite well that this was no mere +'generals' revolt.'"_ [quoting Ida Mett] This apparently shows how +_"[a]nything having to do with the facts"_ gets treated by such authors. He +states that Mett and others _"merely distort the Bolsheviks' positions."_ +[Lenin and Trotsky, **Op. Cit.**, p. 22] + +This is argued in the same work that quotes Lenin actually stating on March +8th, 1921, that _"the familiar figures of White Guard generals"_ were _"very +quickly revealed,"_ that _"White generals were very active"_ there, that it +was _"quite clear that it is the work of Social Revolutionaries and White +Guard emigres"_ and that Kronstadt was _"bound up initially"_ with _"the White +Guards."_ Lenin is also quoted, on March 9th, arguing that _"the Paris +newspapers reported the events two weeks before they actually occurred, and a +White general appeared on the scene. That is what actually happened."_ [**Op. +Cit.**, pp. 44-5 and p. 48] This is stated in spite of presenting the +government statement we have quoted above in which the Bolshevik government +clearly argued that two Communist leaders had been arrested under Kozlovsky's +_"direction"_ and he _"stands"_ behind the right-SRs whose agitation had +started the revolt (according to the Bolsheviks). + +Nor can it be said that Ida Mett claims that the Lenin and Trotsky had said a +general had _"launched"_ the revolt. She quotes Moscow radio as stating that +the revolt (_"Just like other White Guard insurrections"_) was in fact _"the +mutiny of ex-General Kozlovsky and the crew of the battle ship +'Petropavlovsk'"_ had been organised by Entene spies, while Socialist +Revolutionaries had _"prepared"_ the ground and that their real master was a +_"Tsarist general"_ on the page **before** that quoted by Frank, so indicating +who the Bolsheviks did claim had launched the revolt. [Mett, **Op. Cit.**, p. +43] It seems strange that Frank complains that others _"distort"_ the +Bolsheviks position when, firstly, the person he quotes does not and, +secondly, he distorts that persons' actual position. + +Mett simply acknowledging the Bolshevik lies spewed out at the time. Then she +said that _"Lenin, Trotsky and the whole Party leadership knew quite well that +this was no mere 'generals' revolt."_ [**Op. Cit.**, p. 43] She **then** turns +to General Kozlovsky whom the Bolsheviks indicated by name as the leader of +the revolt and had outlawed in the statement of March 2nd quoted above. Who +was he and what part did he play? Mett sums up the evidence: + +> _"He was an artillery general, and had been one of the first to defect to +the Bolsheviks. He seemed devoid of any capacity as a leader. At the time of +the insurrection he happened to be in command of the artillery at Kronstadt. +The communist commander of the fortress had defected. Kozlovsky, according to +the rules prevailing in the fortress, had to replace him. He, in fact, +refused, claiming that as the fortress was now under the jurisdiction of the +Provisional Revolutionary Committee, the old rules no longer applied. +Kozlovsky remained, it is true, in Kronstadt, but only as an artillery +specialist. Moreover, after the fall of Kronstadt, in certain interviews +granted to the Finnish press, Kozlovsky accused the sailors of having wasted +precious time on issues other than the defence of the fortress. He explained +this in terms of their reluctance to resort to bloodshed. Later, other +officers of the garrison were also to accuse the sailors of military +incompetence, and of complete lack of confidence in their technical advisers. +Kozlovsky was the only general to have been present at Kronstadt. This was +enough for the Government to make use of his name. + +> + +> "The men of Kronstadt did, up to a point, make use of the military know how +of certain officers in the fortress at the time. Some of these officers may +have given the men advice out of sheer hostility to the Bolsheviks. But in +their attack on Kronstadt, the Government forces were also making use of ex +Tsarist officers. On the one side there were Kozlovsky, Salomianov, and +Arkannihov; On the other, ex-Tsarist officers and specialists of the old +regime, such as Toukhatchevsky. Kamenev, and Avrov. On neither side were these +officers an independent force."_ [**Op. Cit.**, p. 44] + +Not that this is good enough for Trotskyists. Wright, for example, will have +none of it. He quotes Alexander Berkman's statement that there was _"a former +general, Kozlovsky, in Kronstadt. It was Trotsky who had placed him there as +an Artillery specialist. He played no role whatever in the Kronstadt events."_ +[**The Russian Tragedy**, p. 69] + +Wright protests that this is not true and, as evidence, quotes from an +interview by Kozlovsky and states that _"[f]rom the lips of the +counterrevolutionary general himself . . . we get the unambiguous declaration +that **from the very first day**, he and his colleagues had openly associated +themselves with the mutiny, had elaborated the 'best' plans to capture +Petrograd . . . If the plan failed it was only because Kozlovsky and his +colleagues were unable to convince the 'political leaders', i.e. his SR allies +[!], that the moment was propitious for exposing their true visage and +program."_ [Lenin and Trotsky, **Kronstadt**, p. 119] + +In other words, because the Provisional Revolutionary Committee **failed** to +take the advice of the military specialists it proves that, in fact, they were +in league! That is very impressive. We wonder if the Kronstadters **had** +taken their advice then this would have proved that they were not, in fact, in +league with them after all? Similarly, by failing to take over the command of +the fortress Kozlovsky **must** have shown how he was leading the revolt as +the Bolshevik radio said! + +Every non-Leninist account agrees that Kozlovsky played no part in the revolt. +Paul Avrich notes that when trouble erupted _"the Bolsheviks at once denounced +him as the evil genius of the movement,"_ _"outlawed"_ him and seized his +family as hostages. He confirms that the military specialists _"threw +themselves into the task of planning military operations on behalf of the +insurrection"_ and that Kozlovsky had refused to succeed as the commander of +the fortress after the old one had fled to the mainland (as demanded by +military rules). He stresses that _"the officers remained in a purely advisory +capacity throughout the rebellion. They had no share, as far as one can tell, +in initiating or directing the revolt, or in framing its political program, +which was alien to their way of thinking."_ Their role _"was confined to +providing technical advice, just as it had been under the Bolsheviks."_ The +Provisional Revolutionary Committee _"showed its distrust of the specialists +by repeatedly rejecting their counsel, however sound and appropriate it might +be."_ And, of course, we should mention that _"[f]or all the government's +accusations that Kronstadt was a conspiracy of White Guard generals, ex- +tsarist officers played a much more prominent role in the attacking force than +among the defenders."_ [**Op. Cit.**, p. 99, p. 100, p. 101 and p. 203] + +Indeed, Kozlovsky _"had served the Bolsheviks so loyally that on 20 October +1920 the chief commander of the Baltic Fleet . . . had awarded him a watch +'for courage and feat of arms in the battle against Yudenich'"_ [I. Getzler, +**Kronstadt 1917-1921**, p. 219] This was simply officially confirming the +award made on the 3rd of December, 1919, by the Petrograd Soviet _"for +military feats and energetic activities during the attack of the Yudenich +bands on Petrograd."_ Indeed, he was one of the first generals who entered +into service of the Bolsheviks and the Kronstadt soviet had elected him Chief- +of-Staff of the fortress in the wake of the February revolution. All this did +not stop the Bolsheviks claiming on March 3rd, 1921, that Kozlovsky was a +_"supporter of Yudenich and Kolchak"_! [quoted by Israel Getzler, _"The +Communist Leaders' Role in the Kronstadt Tragedy of 1921 in the Light of +Recently Published Archival Documents"_, **Revolutionary Russia**, pp. 24-44, +Vol. 15, No. 1, June 2002, p. 43 and p. 31] + +Berkman was clearly correct. Kozlovsky took no role in the revolt. What he did +do was offer his expertise to the Kronstadt rebels (just as he had to the +Bolsheviks) and make plans which were rejected. If associating yourself with +an event and making plans which are rejected by those involved equals a role +in that event then Trotsky's role in the Spanish revolution equalled that of +Durruti's! + +Finally, it should be noted that Victor Serge reported that it _"was probably +[the leading Bolshevik] Kalinin who, on his return to Petrograd [from +attending the initial rebel meetings at Kronstadt], invented 'the White +General Kozlovsky.'"_ [**Memoirs of a Revolutionary**, p. 127] The ironic +thing is, if the Kronstadt rebels **had** been following Kozlovsky and the +other Bolshevik appointed "military specialists" then the defences of +Kronstadt would have been strengthened considerably. However, as Kozlovsky +later explained, the sailors refused to co-operate because of their congenital +mistrust of officers. [Paul Avrich, **Op. Cit.**, pp. 138-9] + +It is hard to find a Leninist who subscribes to this particular Bolshevik lie +about Kronstadt. It has, for the main, been long abandoned by those who follow +those who created it, despite the fact it was the cornerstone of the official +Bolshevik account of the rebellion. As the obvious falseness of the claims +became more and more well-known, Trotsky and his followers turned to other +arguments to slander the uprising. The most famous is the assertion that the +_"Kronstadt sailors were quite a different group from the revolutionary heroes +of 1917."_ [Wright, **Op. Cit.**, p. 129] We turn to this question in the +[section 8](append42.html#app8) and indicate that research as refuted it (and +how Trotskyists have misused this research to present a drastically false +picture of the facts). However, first we must discuss whether the Kronstadt +revolt was, in fact, a White conspiracy (the [next +section](append42.html#app6)) and its real relationship to the Whites +([section 7](append42.html#app7)). + +## 6 Was the Kronstadt revolt a White plot? + +At the time, the Bosheviks portrayed the Kronstadt revolt as a White plot, +organised by the counter-revolution (see [last section](append42.html#app5) +for full details). In particular, they portrayed the revolt as a conspiracy, +directed by foreign spies and executed by their SR and White Guardist allies. + +For example, Lenin argued on March 8th that _"White Guard generals were very +active"_ at Kronstadt. _"There is ample proof of this. Two weeks before the +Kronstadt events, the Paris newspapers reported a mutiny at Kronstadt. It is +quite clear that it is the work of Social Revolutionaries and White Guard +emigres."_ [Lenin and Trotsky, **Kronstadt**, p. 44] + +Trotsky, on March 16th, made the same point, arguing that _"in a number of +foreign newspapers . . . news of an uprising in Kronstadt appeared as far back +as the middle of February . . . How [to] explain this? Very simply . . . The +Russian counterrevolutionary organisers promised to stage a mutiny at a +propitious moment, while the impatient yellow and financial press write about +it as an already accomplished fact."_ [**Op. Cit.**, p. 68] + +This appears to be the greatest "evidence" for Lenin and Trotsky as regards +the White-Guardist nature of the revolt. Indeed, Trotsky on the _"basis of the +dispatch . . . sent a warning to Petrograd to my naval colleagues."_ +[**Ibid.**] + +However, to see the truth of these claims it is simply a case of looking at +how the Bolsheviks reacted to this announcement of an uprising in Kronstadt. +They did nothing. As the Trotskyist editors of a book justifying the +repression note, the _"Red Army command was caught unprepared by the +rebellion."_ [**Op. Cit.**, p. 6] J.G. Wright, in his defence of Trotsky's +position (a defence recommended by Trotsky himself), acknowledged that the +_"Red Army command"_ was _"[c]aught off guard by the mutiny."_ [**Op. Cit.**, +p. 123] This clearly shows how little weight the newspaper reports were held +**before** the rebellion. Of course, **during** and **after** the rebellion +was a different matter and they quickly became a focal point for Bolshevik +smears. + +Moreover, as proof of a White plot, this evidence is pathetic. As Ida Mett +argued out, the _"publication of false news about Russia was nothing +exceptional. Such news was published before, during and after the Kronstadt +events. . . To base an accusation on a 'proof' of this kind is inadmissible +and immoral."_ [Mett, **The Kronstadt Uprising**, p. 76] + +Even Trotsky admitted that _"the imperialist press . . . prints . . . a great +number of fictitious reports about Russia"_ but maintained that the reports on +Kronstadt were examples of _"forecasts"_ of _"attempts at overturns in +specific centres of Soviet Russia"_ (indeed, the _"journalistic agents of +imperialism only 'forecast' that which is entrusted for execution to other +agents of this very imperialism."_). Lenin also noted, in an article entitled +_"The Campaign of Lies"_, that _"the West European press [had] indulged in +such an orgy of lies or engaged in the mass production of fantastic inventions +about Soviet Russia in the last two weeks"_ and listed some of them (such as +_"Petrograd and Moscow are in the hands of the insurgents"_). [Lenin and +Trotsky, **Kronstadt**, p. 69, p. 50 and p. 51] + +Yet this same press can be used as evidence for a White conspiracy in +Kronstadt? Unsurprisingly, as Mett notes, _"[i]n 1938 Trotsky himself was to +drop this accusation."_ [Mett, **Op. Cit.**, p. 76] Little wonder, given its +pathetic nature -- although this does not stop his loyal follower John G. +Wright from asserting these reports are the _"irrefutable facts"_ of the +_"connection between the counterrevolution and Kronstadt."_ [Lenin and +Trotsky, **Op. Cit.**, p. 115] The question of **why** the +counterrevolutionary plotters would given their enemies advance notice of +their plans never crossed his mind. + +As can be seen, at the time **no** evidence was forthcoming that the Whites +organised or took part in the revolt. As Ida Mett argues: + +> _"If, at the time the Bolshevik Government had proofs of these alleged +contacts between Kronstadt and the counter-revolutionaries why did it not try +the rebels publicly? Why did it not show the working masses of Russia the +'real' reasons for the uprising? If this wasn't done it was because no such +proofs existed."_ [Mett, **Op. Cit.**, p. 77] + +Unsurprisingly, the first soviet investigation into the revolt came to the +conclusion that it was spontaneous. Iakov Agranov, a special plenipotentiary +of the Secret-Operation Department of the **Vecheka** (and later to become its +head), was sent the presidium of that body to Kronstadt soon after the +crushing of the uprising. His mandate was _"to ascertain the role of various +parties and groups in the start and development of the uprising and the ties +of its organisers and inspirers with counter-revolutionary parties and +organisations operating both in and outside Soviet Russia."_ He produced a +report on the 5th of April, 1921, which expressed his considered opinion that +the _"uprising was entirely spontaneous in origin and drew into its maelstrom +almost the entire population and the garrison of the fortress. . . the +investigation failed to show the outbreak of the mutiny was preceded by the +activity of any counter-revolutionary organisation at work among the +fortress's command or that it was the work of the **entente.** The entire +course of the movement speaks against that possibility. Had the mutiny been +the work of some secret organisation which predated its outbreak, then that +organisation would not have planned it for a time when the reserves of fuel +and provisions were hardly sufficient for two weeks and when the thawing of +the ice was still far off."_ He notes that the _"masses"_ in Kronstadt _"were +fully aware of the spontaneity of their movement."_ [quoted by Israel Getzler, +_"The Communist Leaders' Role in the Kronstadt Tragedy of 1921 in the Light of +Recently Published Archival Documents"_, **Revolutionary Russia**, pp. 24-44, +Vol. 15, No. 1, June 2002, p. 25] + +Agranov's conclusion was also that of Aleksei Nikolaev's, who, as chairman of +the Extraordinary **Troika** of the First and Second Special Section, was +given the double assignment of _"the punishment of the mutineers and the +unmasking of all the organisations that prepared and led the mutiny."_ He +reported on April 20th, 1921, that _"in spite of all efforts we have been +unable to discover the presence of any organisation and to seize any agents."_ +[quoted by Getzler, **Op. Cit.**, p. 26] Ironically enough, a prominent SR +leader and head of the SR Administrative Centre in Finland wrote a letter on +the 18th of March that stated the revolt was _"absolutely spontaneous,"_ that +the _"movement began spontaneously, without any organisation and quite +unexpectedly. After all, a month later, Kronstadt would have been inaccessible +to the Bolsheviks and a hundred times more dangerous to them."_ [quoted by +Getzler, **Op. Cit.**, pp. 25-6] + +This did not stop the Bolsheviks reiterating the official line that the revolt +was a White plot, with SR help (nor has it stopped their latter-day supporters +repeating these lies since). For example, Bukharin was still pedalling the +official lies in July 1921, stating that, as regards Kronstadt, the +_"documents which have since been brought to light show clearly that the +affair was instigated by purely White Guard centres."_ [contained in **In +Defence of the Russian Revolution**, Al Richardson (ed.), p. 192] It is +redundant to note that said "documents" were not "brought to light" then or +since. + +It should be noted here that the Bolsheviks were quite willing to invent +"evidence" of a conspiracy. Trotsky, for example, raised, on the 24th of March +1921, the possibility of a _"Political Trial of Kronstadters and +Makhnovites."_ This show trial would be part of the _"struggle"_ against +_"anarchism (Kronstadt and Makhno)."_ This was _"presently an important task"_ +and so it _"seems . . . appropriate to organise trials of Kronstadters . . . +and of Makhnovites."_ The _"effect of the reports and the speeches of the +prosecutor etcetera would be far more powerful than the effects of brochures +and leaflets about . . . anarchism."_ [quoted by Getzler, **Op. Cit.**, pp. +39] While Trotsky's show trial was never staged, the fact that the idea was +taken seriously can be seen from the invented summaries of the testimonies of +three men considered by the Bolsheviks as ringleaders of the revolt. Perhaps +the fact that the three (Kozlovsky, Petrichenko, Putilin) managed to escape to +Finland ensured that Trotsky's idea was never carried out. Stalin, of course, +utilised the _"powerful"_ nature of such trials in the 1930s. + +Decades later historian Paul Avrich **did** discover an unsigned hand written +manuscript labelled _"Top Secret"_ and entitled _"Memorandum on the Question +of Organising an Uprising in Kronstadt."_ Trotskyist Pierre Frank considered +it _"so convincing"_ that he _"reproduced it in its entirety"_ to prove a +White Conspiracy existed behind the Kronstadt revolt. Indeed, he considers it +as an _"indisputable"_ revelation and that Lenin and Trotsky _"were not +mistaken in their analysis of Kronstadt."_ [Lenin and Trotsky, **Op. Cit.**, +p. 26 and p. 32] + +However, reading the document quickly shows that Kronstadt was not a product +of a White conspiracy but rather that the White _"National Centre"_ aimed to +try and use a spontaneous _"uprising"_ it thought was likely to _"erupt there +in the coming spring"_ for its own ends. The report notes that _"among the +sailors, numerous and unmistakable signs of mass dissatisfaction with the +existing order can be noticed."_ Indeed, the _"Memorandum"_ states that _"one +must not forget that even of the French Command and the Russian anti-Bolshevik +organisations do not take part in the preparation and direction of the +uprising, a revolt in Kronstadt will take place all the same during the coming +spring, but after a brief period of success it will be doomed to failure."_ +[quoted by Avrich, **Kronstadt 1921**, p. 235 and p. 240] + +As Avrich notes, an _"underlying assumption of the Memorandum is that the +revolt would not occur until after the springtime thaw, when the ice had +melted and Kronstadt was immune from an invasion from the mainland."_ +[**Kronstadt 1921**, pp. 106-7] Voline stated the obvious when he argued that +the revolt _"broke out spontaneously"_ for if it _"had been the result of a +plan conceived and prepared in advance, it would certainly not have occurred +at the beginning of March, the least favourable time. A few weeks later, and +Kronstadt, freed of ice, would have become an almost impregnable fortress . . +. The greatest opportunity of Bolshevik government was precisely the +spontaneity of the movement and the absence of any premeditation, of any +calculation, in the action of the sailors."_ [**The Unknown Revolution**, p. +487] As can be seen, the _"Memorandum"_ also recognised this need for the ice +to thaw and it was the basic assumption behind it. In other words, the revolt +**was** spontaneous and actually undercut the assumptions behind the +_"Memorandum."_ + +Avrich rejects the idea that the _"Memorandum"_ explains the revolt: + +> _"Nothing has come to light to show that the Secret Memorandum was ever put +into practice or that any links had existed between the emigres and the +sailors before the revolt. On the contrary, the rising bore the earmarks of +spontaneity . . . there was little in the behaviour of the rebels to suggest +any careful advance preparation. Had there been a prearranged plan, surely the +sailors would have waited a few weeks longer for the ice to melt . . . The +rebels, moreover, allowed Kalinin [a leading Communist] to return to +Petrograd, though he would have made a valuable hostage. Further, no attempt +was made to take the offensive . . . Significant too, is the large number of +Communists who took part in the movement. . . + +> + +> "The Sailors needed no outside encouragement to raise the banner of +insurrection. . . Kronstadt was clearly ripe for a rebellion. What set it off +were not the machinations of emigre conspirators and foreign intelligence +agents but the wave of peasant risings throughout the country and the labour +disturbances in neighbouring Petorgrad. And as the revolt unfolded, it +followed the pattern of earlier outbursts against the central government from +1905 through the Civil War."_ [**Op. Cit.**, pp. 111-2] + +He explicitly argues that while the National Centre had _"anticipated"_ the +revolt and _"laid plans to help organise it,"_ they had _"no time to put these +plans into effect."_ The _"eruption occurred too soon, several weeks before +the basic conditions of the plot . . . could be fulfilled."_ It _"is not +true,"_ he stresses, _"that the emigres had engineering the rebellion."_ The +revolt was _"a spontaneous and self-contained movement from beginning to +end."_ [**Op. Cit.**, pp. 126-7] + +Moreover, whether the Memorandum played a part in the revolt can be seen from +the reactions of the White _"National Centre"_ to the uprising. Firstly, they +failed to deliver aid to the rebels nor get French aid to them. Secondly, +Professor Grimm, the chief agent of the National Centre in Helsingfors and +General Wrangel's official representative in Finland, stated to a colleague +after the revolt had been crushed that if a new outbreak should occur then +their group must not be caught unawares again. Avrich also notes that the +revolt _"caught the emigres off balance"_ and that _"[n]othing . . . had been +done to implement the Secret Memorandum, and the warnings of the author were +fully borne out."_ [Paul Avrich, **Op. Cit.**, p. 212 and p. 123] + +If Kronstadt was a White conspiracy then how could the organisation of the +conspiracy have been caught unawares? + +Clearly, the attempts of certain later-day Trotskyists to justify and prove +their heroes slanders against Kronstadt are pathetic. No evidence of a White- +Guardist plot existed until 1970 when Paul Avrich produced his study of the +revolt and the single document in question clearly does not support the claim +that the Whites organised the revolt. Rather, the Whites aimed to use a +sailors "uprising" to further their cause, an "uprising" which they predicted +would occur in the spring (with or without them). The predicted revolt **did** +take place, but earlier than expected and was not a product of a conspiracy. +Indeed, the historian who discovered this document explicitly argues that it +proves nothing and that the revolt was spontaneous in nature. + +Therefore, the claim that Kronstadt was a White plot cannot be defended with +anything but assertions. No evidence exists to back up such claims. + +## 7 What was the **real** relationship of Kronstadt to the Whites? + +As we proved in the [last section](append42.html#app6), the Kronstadt revolt +was not a White conspiracy. It was a popular revolt from below. However, some +Trotskyists still try and smear the revolt by arguing that it was, in fact, +really or "objectively" pro-White. We turn to this question now. + +We must first stress that the Kronstadters' rejected every offer of help from +the National Centre and other obviously pro-White group (they did accept help +towards the end of the rebellion from the Russian Red Cross when the food +situation had become critical). Historian Israel Getzler stressed that _"the +Kronstadters were extremely resentful of all gestures of sympathy and promises +of help coming from the White-Guardist emigres."_ He quotes a Red Cross +visitor who stated that Kronstadt _"will admit no White political party, no +politician, with the exception of the Red Cross."_ [Getzler, **Kronstadt +1917-1921**, p. 235] + +Avrich notes that the Kronstadter's _"passionately hated"_ the Whites and that +_"both during and afterwards in exile"_ they _"indignantly rejected all +government accusations of collaboration with counterrevolutionary groups +either at home or abroad."_ As the Communists themselves acknowledged, no +outside aid ever reached the insurgents. [Avrich, **Op. Cit.**, p. 187, p. 112 +and p. 123] + +In other words, there was no relationship between the revolt and the Whites. + +Needless to say, the Whites **were** extremely happy that Kronstadt revolted. +There is no denying that. However, it would be weak politics indeed that based +itself on the reactions of reactionaries to evaluate social struggles. If we +did then we would have to conclude that the overthrow of Stalinism in 1989 was +nothing more than a counter-revolution rather than a popular revolt against a +specific form of capitalism (namely state capitalism). Indeed, many orthodox +Trotskyists took this position (and supported the attempted coup organised by +a section of the Stalinist bureaucracy to re-impose its dictatorship). + +Indeed, the Kronstadters themselves acknowledged that the Whites were happy to +support their actions (indeed, **any** actions against the Bolsheviks) but +that this joy was for different reasons than theirs: + +> _"The . . . Kronstadt sailors and workers have wrested the tiller from the +Communists' hands and have taken over the helm . . . Comrades, keep a close +eye upon the vicinity of the tiller: enemies are even now trying to creep +closer. A single lapse and they will wrest the tiller from you, and the soviet +ship may go down to the triumphant laughter from tsarist lackeys and henchmen +of the bourgeoisie. + +> + +> "Comrades, right now you are rejoicing in the great, peaceful victory over +the Communists' dictatorship. Now, your enemies are celebrating too. + +> + +> "Your grounds for such joy, and theirs, are quite contradictory. + +> + +> "You are driven by a burning desire to restore the authentic power of the +soviets, by a noble hope of seeing the worker engage in free labour and the +peasant enjoy the right to dispose, on his land, of the produce of his +labours. **They** dream of bringing back the tsarist knout and the privileges +of the generals. + +> + +> "Your interests are different. They are not fellow travellers with you. + +> + +> "You needed to get rid of the Communists' power over you in order to set +about creative work and peaceable construction. Whereas they want to overthrow +that power to make the workers and peasants their slaves again. + +> + +> "You are in search of freedom. They want to shackle you as it suits them. Be +vigilant! Don't let the wolves in sheep's clothing get near the tiller."_ +[**No Gods, No Masters**, vol. 2, pp. 187-8] + +Of course, this is not enough for the followers of Lenin and Trotsky. John +Rees, for example, quotes Paul Avrich to support his assertion that the +Kronstadt revolt was, in fact, pro-White. He argues as follows: + +> _"Paul Avrich . . . says there is 'undeniable evidence' that the leadership +of the rebellion came to an agreement with the Whites after they had been +crushed and that 'one cannot rule out the possibility that this was the +continuation of a longstanding relationship.'"_ [**Op. Cit.**, p. 64] + +What Rees **fails** to mention is that Avrich **immediately** adds _"[y]et a +careful search has yielded no evidence to support such a belief."_ He even +states that _"[n]othing has come to light to show that . . . any links had +existed between the emigres and the sailors before the revolt."_ [Avrich, +**Op. Cit.**, p. 111] How strange that Rees fails to quote or even mention +Avrich's conclusion to his own speculation! As for the post-revolt links +between the "leadership" of the rebellion and the Whites, Avrich correctly +argues that _"[n]one of this proves that there were any ties between the +[National] Centre and the Revolutionary Committee either before or during the +revolt. It would seem, rather, that the mutual experience of bitterness and +defeat, and a common determination to overthrow the Soviet regime, led them to +join hands in the aftermath."_ [**Op. Cit.**, p. 129] Seeing you friends and +fellow toilers murdered by dictators may affect your judgement, unsurprisingly +enough. + +Let us, however, assume that certain elements in the "leadership" of the +revolt were, in fact, scoundrels. What does this mean when evaluating the +Kronstadt revolt? + +Firstly, we must point out that this "leadership" was elected by and under the +control of the "conference of delegates," which was in turn elected by and +under the control of the rank-and-file sailors, soldiers and civilians. This +body met regularly during the revolt _"to receive and debate the reports of +the Revolutionary committee and to propose measures and decrees."_ [Getzler, +**Op. Cit.**, p. 217] The actions of the "leadership" were not independent of +the mass of the population and so, regardless of their own agendas, had to +work under control from below. In other words, the revolt cannot be reduced to +a discussion of whether a few of the "leadership" were "bad men" or not. +Indeed, to do so just reflects the elitism of bourgeois history. + +And Rees does just that and reduces the Kronstadt revolt and its "ideology" +down to just one person (Petrichenko). Perhaps we can evaluate Bolshevism with +this method? Or Italian Socialism. After all, influential figures in both +these movements ended up making contacts and deals with extremely suspect +organisations and acting in ways we (and the movements they sprang from) would +oppose. Does that mean we gain an insight into their natures by mentioning +Stalin's or Mussolini's later activities? Or evaluating their revolutionary +nature from such individuals? Of course not. Indeed, Rees's article is an +attempt to argue that objective circumstances rather than Bolshevism as such +lead to Stalinism. Rather than do the same for Kronstadt, he prefers to +concentrate on an individual. This indicates a distinctly bourgeois +perspective: + +> _"What passes as socialist history is often only a mirror image of bourgeois +historiography, a percolation into the ranks of the working class movement of +typically bourgeois methods of thinking. In the world of this type of +'historian' leaders of genius replace the kings and queens of the bourgeois +world. . . . The masses never appear independently on the historic stage, +making their own history. At best they only 'supply the steam', enabling +others to drive the locomotive, as Stalin so delicately put it . . . This +tendency to identify working class history with the history of its +organisations, institutions and leaders is not only inadequate -- it reflects +a typically bourgeois vision of mankind, divided in almost pre-ordained manner +between **the few** who will manage and decide, and **the many**, the +malleable mass, incapable of acting consciously on its own behalf . . . Most +histories of the degeneration of the Russian Revolution rarely amount to more +than this."_ [_"Solidarity's Preface"_ to Ida Mett's **The Kronstadt +Uprising**, pp. 18-9] + +Secondly, the question is one of whether workers are in struggle and what they +aim for and definitely **not** one of whether some of the "leaders" are fine +upstanding citizens. Ironically, Trotsky indicates why. In 1934, he had argued +_"[a]nyone who had proposed that we not support the British miners' strike of +1926 or the recent large-scale strikes in the United States with all available +means on the ground that the leaders of the strikes were for the most part +scoundrels, would have been a traitor to the British and American workers."_ +[_"No Compromise on the Russian Question"_, **Writings of Leon Trotsky: +Supplement (1934-40)**, p. 539] + +The same applies to Kronstadt. Even if we assume that some of the "leadership" +did have links with the National Centre (an assumption we must stress has no +evidence to support it), this in no way invalidates the Kronstadt revolt. The +movement was not produced by the so-called "leaders" of the revolt but rather +came from below and so reflected the demands and politics of those involved. +If it was proved, as KGB and other soviet sources argued, that some of the +"leaders" of the Hungary uprising of 1956 had CIA links or were CIA agitators, +would that make the revolution and its workers' councils somehow invalid? Of +course not. If some of the "leadershp" were scoundrels, as Trotsky argued, +this does not invalid the revolt itself. The class criteria is the decisive +one. + +(As an aside, we must point out that Trotsky was arguing against those +claiming, correctly, that to unconditionally defend the Soviet Union was to +give an endorsement to Stalinism. He stated immediately after the words we +have quoted above: _"Exactly the same thing applies to the USSR!"_ However, +there was a few obvious differences which invalidates his analogy. Firstly, +the Stalinist leadership was exploiting and oppressing the workers by means of +state power. Trade Union bureaucrats, for all their faults, are not mass +murdering butchers at a head of a dictatorship defended by troops and secret +police. Secondly, strikes are examples of proletarian direct action which can, +and do, get out of control of union structures and bureaucrats. They can be +the focal point of creating new forms of working class organisation and power +which can end the power of the union bureaucrats and replace it with self- +managed strikers assemblies and councils. The Stalinist regime was organised +to repress any attempts at unseating them and was not a form of working class +self-defence in even the limited form that trade unions are.) + +John Rees continues by arguing that: + +> _"As it became clear that the revolt was isolated Petrichenko was forced to +come to terms with the reality of the balance of class forces. On 13 March +Petrichenko wired David Grimm, the chief of the National Centre and General +Wrangel's official representative in Finland, for help in gaining food. On 16 +March Petrichenko accepted an offer of help from Baron P V Vilkin, an +associate of Grimm's whom 'the Bolsheviks rightly called a White agent.' None +of the aid reached the garrison before it was crushed, but the tide of events +was pushing the sailors into the arms of the Whites, just as the latter had +always suspected it would."_ [**Op. Cit.**, p. 64] + +We should note that it was due to the _"food situation in Kronstadt . . . +growing desperate"_ that Petrichenko contacted Grimm. [Avrich, **Op. Cit.**, +p. 121] If the revolt had spread to Petrograd and the striking workers there, +such requests would have been unnecessary. Rather than isolation being due to +_"the reality of the balance of class forces"_ it was due to the reality of +coercive forces -- the Bolsheviks had successfully repressed the Petrograd +strikes and slandered the Kronstadt revolt (see [section +10](append42.html#app10)). As historian V. Brovkin notes, the _"key here us +that the Communists suppressed the workers uprising in Petrograd in the first +days of March. The sailors' uprising in Kronstadt, which was an outgrowth of +the uprising in Petrograd, was now cut off from its larger social base and +localised on a small island. From this moment on the Kronstadt sailors were on +the defensive."_ [**Behind the Lines during the Civil War**, pp. 396-7] + +So, given that the Bolshevik dictatorship had lied to and repressed the +Petrograd working class, the Kronstadters had few options left as regards aid. +Rees's argument smacks of the "logic" of Right as regards the Spanish Civil +War, the Cuban revolution and the Sandinistas. Isolated, each of these revolts +turned to the Soviet Union for aid thus proving what the Right had always +known from the start, namely their objectively Communist nature and their part +in the International Communist Conspiracy. Few revolutionaries would evaluate +these struggles on such a illogical and narrow basis but Rees wants us to do +so with Kronstadt. + +The logic of Rees arguments was used by the Stalinists later. Indeed, he would +have to agree with Stalinists that the fact the Hungarian revolution of 1956 +called on Western aid against the Red Army shows that it was objectively +counter-revolutionary and pro-capitalist, just as the Communist Party +bureaucrats had argued. The fact that during that revolt many messages of +support for the rebels also preached bourgeois values would also, according to +Rees's logic, damn that revolt in the eyes of all socialists. Similarly, the +fact that the Polish union **Solidarity** got support from the West against +the Stalinist regime does not mean that its struggle was counter- +revolutionary. So the arguments used by Rees are identical to those used by +Stalinists to support their repression of working class revolt in the Soviet +Empire. Indeed, orthodox Trotskyists also called _"Solidarnosc"_ a company +union of the CIA, bankers, the Vatican and Wall Street for capitalist +counterrevolution in Poland and considered the fall of the Soviet Union as a +defeat for the working class and socialism, in other words, a +counterrevolution. As evidence they pointed to the joy and support each +generated in Western elite circles (and ignored the popular nature of those +revolts). + +In reality, of course, the fact that others sought to take advantage of these +(and other) situations is inevitable and irrelevant. The important thing is +whether working class people where in control of the revolt and what the main +objectives of it were. By this class criteria, it is clear that the Kronstadt +revolt was a **revolutionary** revolt as, like Hungry 1956, the core of the +revolt was working people and their councils. It was they who were in control +and called the tune. That Whites tried to take advantage of it is as +irrelevant to evaluating the Kronstadt revolt as the fact that Stalinists +tried to take advantage of the Spanish struggle against Fascism. + +Moreover, in his analysis of the _"balance of class forces"_, Rees fails to +mention the class which had real power (and the related privileges) in Russia +at the time -- the state and party bureaucracy. The working class and +peasantry were officially powerless. The only influence they exercised in the +"workers' and peasants state" was when they rebelled, forcing "their" state to +make concessions or to repress them (sometimes both happened). The balance of +class forces was between the workers and peasants and ruling bureaucracy. To +ignore this factor means to misunderstand the problems facing the revolution +and the Kronstadt revolt itself. + +Lastly, we must comment upon the fact that members of Kronstadt's +revolutionary Committee took refuge in Finland along with _"[s]ome 8,000 +people (some sailors and the most active part of the civilian population)."_ +[Mett, **Op. Cit.**, p. 57] This was as the Bolsheviks had predicted on March +5th (_"At the last minute, all those generals, the Kozlovskvs, the Bourksers, +and all that riff raff, the Petrichenkos, and the Tourins will flee to +Finland, to the White guards"_ [cited by Mett, **Op. Cit.**, p. 50]). However, +this does not indicate any "White guardist" connections. After all, where else +**could** they go? Anywhere else would have been in Soviet Russia and so a +Bolshevik prison and ultimately death. The fact that active participants in +the revolt ended up in the only place they could end up to avoid death has no +bearing to that nature of that revolt nor can it be used as "evidence" of a +"white conspiracy." + +In other words, the attempts of Trotskyists to smear the Kronstadt sailors +with having White links is simply false. The actions of some rebels **after** +the Bolsheviks had crushed the revolt cannot be used to discredit the revolt +itself. The real relationship of the revolt to the Whites is clear. It was one +of hatred and opposition. + +## 8 Did the rebellion involve new sailors? + +The most common Trotskyist assertion to justify the repression of the +Kronstadt revolt is that of Trotsky. It basically consists of arguing that the +sailors in 1921 were different than those in 1917. Trotsky started this line +of justification during the revolt when he stated on March 16th that the +Baltic Fleet had been _"inevitably thinned out with respect to personnel"_ and +so a _"great many of the revolutionary sailors"_ of 1917 had been +_"transferred"_ elsewhere. They had been _"replaced in large measure by +accidental elements."_ This _"facilitated"_ the work of the +_"counterrevolutionary organisers"_ who had _"selected"_ Kronstadt. He +repeated this argument in 1937 and 1938 [Lenin and Trotsky, **Kronstadt**, pp. +68-9, p. 79, p. 81 and p. 87] + +His followers repeated his assertions. Wright argues that _"the personnel of +the fortress could not possibly have remained static throughout the years +between 1917 and 1921."_ He doubts that the revolutionary sailors of 1917 +could have remained behind in the fortress while their comrades fought the +Whites. [**Op. Cit.**, pp. 122-3] These sailors had been replaced by peasant +conscripts. John Rees, continuing this line of rationale, argued that _"the +composition of the garrison had changed . . . it seems likely that the +peasants had increased their weight in the Kronstadt, as Trotsky suggested."_ +[Rees, **Op. Cit.**, p. 61] + +As can be seen, the allegation that the Kronstadt sailors were a _"grey mass"_ +and had changed in social composition is a common one in Trotskyist circles. +What are we to make of these claims? + +Firstly, we must evaluate what are the facts as regards the social composition +and turnover of personnel in Kronstadt. Secondly, we must see how Trotskyists +have misused these sources in order to indicate how far they will abuse the +truth. + +The first task is now, thanks to recent research, easy to do. Were the +majority of the sailors during the uprising new recruits or veterans from +1917? The answer is that it was predominantly the latter. Academic Israel +Getzler investigated this issue and demonstrated that of those serving in the +Baltic fleet on 1st January 1921 at least 75.5% were drafted before 1918. Over +80% were from Great Russian areas, 10% from the Ukraine and 9% from Finland, +Estonia, Latvia and Poland. He argues that the _"veteran politicised Red +sailor still predominated in Kronstadt at the end of 1920"_ and presents more +_"hard statistical data"_ like that just quoted. He investigated the crews of +the two major battleships, the **_Petropavlovsk_** and the **_Sevastopol_** +(both renown since 1917 for their revolutionary zeal and revolutionary +allegiance and, in Paul Avrich's words, _"the powder kegs of the rising."_ +[Avrich, **Op. Cit.**, p. 93]). His findings are conclusive, showing that of +the 2,028 sailors where years of enlistment are known, 93.9% were recruited +into the navy before and during the 1917 revolution (the largest group, 1,195, +joined in the years 1914-16). Only 6.8% of the sailors were recruited in the +years 1918-21 (including three who were conscripted in 1921) and they were the +only ones who had not been there during the 1917 revolution. [Getzler, +**Kronstadt 1917-1921**, pp. 207-8] Historian Fedotoff-White indicates that +the cruiser **Rossiia** had joined in the decision to re-elect the Kronstadt +Soviet and its _"crew consisted mostly of old seamen."_ [**The Growth of the +Red Army**, p. 138] + +Moreover, the majority of the revolutionary committee were veterans of the +Kronstadt Soviet and the October revolution. [Ida Mett, **Op. Cit.**, p. 42] +_"Given their maturity and experience, not to speak of their keen +disillusionment as former participants in the revolution, it was only natural +that these seasoned bluejackets should be thrust into the forefront of the +uprising."_ [Avrich, **Op. Cit.**, p. 91] + +Getzler stresses that it was _"certainly the case"_ that the _"activists of +the 1921 uprising had been participants of the 1917 revolutions"_ for the +_"1,900 veteran sailors of the **_Petropavlovsk_** and the **_Sevastopol_** +who spearheaded it. It was certainly true of a majority of the Revolutionary +Committee and of the intellectuals . . . Likewise, at least three-quarters of +the 10,000 to 12,000 sailors -- the mainstay of the uprising -- were old hands +who had served in the navy through war and revolution."_ [**Op. Cit.**, p. +226] + +Little wonder, then, that Paul Avrich argues (in a review of Getzler's book) +that _"Getzler draws attention to the continuity in institutions, ideology, +and personnel linking 1921 with 1917. In doing so he demolishes the allegation +of Trotsky and other Bolshevik leaders that the majority of veteran Red +sailors had, in the course of the Civil War, been replaced by politically +retarded peasant recruits from the Ukraine and Western borderlands, thereby +diluting the revolutionary character of the Baltic fleet. He shows, on the +contrary, that no significant change had taken place in the fleet's political +and social composition, that at least three-quarters of the sailors on active +duty in 1921 had been drafted before 1918 and were drawn predominantly from +Great Russian areas."_ [**Soviet Studies**, vol. XXXVI, 1984, pp. 139-40] + +Other research confirms Getzler's work. Evan Mawdsley argues that _"it seems +reasonable to challenge the previous interpretation"_ that there had been a +_"marked change in the composition of the men in the fleet . . . particularly +. . . at the Kronstadt Naval Base."_ _"The composition of the DOT [Active +Detachment],"_ he concludes, _"had not fundamentally changed, and anarchistic +young peasants did not predominate there. The available data suggests that the +main difficulty was not . . . that the experienced sailors were being +demobilised. Rather, they were not being demobilised rapidly enough."_ The +_"relevant point is length of service, and available information indicates +that as many as three-quarters of the DOT ratings -- the Kronstadt mutineers +-- had served in the fleet at least since the World War."_ In a nutshell, +_"the majority of men seem to have been veterans of 1917."_ He presents data +which shows that of the _"2,028 ratings aboard the DOT battleships +**Petropavlovsk** and **Sevastopol** at the time of the uprising, 20.2% had +begun service before 1914, 59% between 1914 and 1916, 14% in 1917, and 6.8% +from 1918 to 1921."_ For the DOT as a whole on 1st January, 1921, 23.5% could +have been drafted before 1911, 52% from 1911 to 1918 and 24.5% after 1918. +[_"The Baltic Fleet and the Kronstadt Mutiny"_, pp. 506-521, **Soviet +Studies**, vol. 24, no. 4, pp. 508-10] + +This is not the end of the matter. Unfortunately for Trotsky recently released +documents from the Soviet Archives also refutes his case. A report by Vasilii +Sevei, Plenipotentiary of the Special Section of the **Vecheka,** dated March +7th, 1921, stated that a _"large majority"_ of the sailors of Baltic Fleet +_"were and still are professional revolutionaries and could well form the +basis for a possible third revolution."_ He notes that the _"disease from +which they suffer has been too long neglected."_ What is significant about +this social-political profile of the _"large majority"_ of sailors was that it +was **not** written in response of the Kronstadt revolt but that it was +formulated well before. As its author put it in the report, _"I stated these +views more than a month ago in my memorandum to comrade Krestinskii"_ (then +secretary of the Communist Party). [quoted by Israel Getzler, _"The Communist +Leaders' Role in the Kronstadt Tragedy of 1921 in the Light of Recently +Published Archival Documents"_, **Revolutionary Russia**, pp. 24-44, Vol. 15, +No. 1, June 2002, pp. 32-3] + +In other words, some time in January, 1921, a leading member of the Cheka was +of the opinion that the _"large majority"_ of sailors in the Baltic fleet +_"were and still are professional revolutionaries."_ No mention was made of +new recruits, indeed the opposite is implied as the sailors' _"disease"_ had +been _"too long neglected."_ And the recipient of this March 7th, 1921, +report? Leon Trotsky. Unsurprisingly, Trotsky did not mention this report +during the crisis or any time afterward. + +Needless to say, this statistical information was unavailable when anarchists +and others wrote their accounts of the uprising. All they could go on were the +facts of the uprising itself and the demands of the rebels. Based on these, it +is little wonder that anarchists like Alexander Berkman stressed the +continuity between the Red Kronstadters of 1917 and the rebels of 1921. +Firstly, the rebels in 1921 took action in **_solidarity_** with the striking +workers in Petrograd. In the words of Emma Goldman, it was _"after the report +of their Committee of the real state of affairs among the workers in Petrograd +that the Kronstadt sailors did in 1921 what they had done in 1917. They +immediately made common cause with the workers. The part of the sailors in +1917 was hailed as the red pride and glory of the Revolution. Their identical +part in 1921 was denounced to the whole world as counter-revolutionary +treason"_ by the Bolsheviks. [**Trotsky Protests Too Much**] Secondly, their +demands were thoroughly in-line with the aspirations and politics of 1917 and +clearly showed a socialist awareness and analysis. Thirdly, Emma Goldman spoke +to some of those wounded in the attack on Kronstadt. She records how one _"had +realised that he had been duped by the cry of 'counter-revolution.' There were +no Tsarist generals in Kronstadt, no White Guardists -- he found only his own +comrades, sailors and soldiers who had heroically fought for the Revolution."_ +[**My Disillusionment in Russia**, pp. 199-200] + +The later research has just confirmed what is obvious from an analysis of such +facts, namely that the rebels in 1921 were acting in the spirit of their +comrades of 1917 and this implies a significant continuity in personnel (which +perhaps explains the unwillingness of Leninists to mention that the revolt was +in solidarity with the strikers or the demands of the rebels). Thus the +research provides empirical evidence to support the political analysis of the +revolt conducted by revolutionaries like Berkman, Voline and so on. + +In summary, the bulk of the sailors at the start of 1921 had been there since +1917. Even if this was not the case and we assume that a majority of the +sailors at Kronstadt were recent recruits, does this invalidate the rebellion? +After all, the Red sailors of 1917 were once raw recruits. They had become +politicised over time by debate, discussion and struggle. So had the workers +in Petrograd and elsewhere. Would Leninists have denounced strikers in 1905 or +1917 if it was discovered that most of them were recent peasant arrivals in +the city? We doubt it. + +Indeed, the Bolsheviks were simply repeating old Menshevik arguments. Between +1910 and 1914, the industrial workforce grew from 1,793,000 workers to +2,400,000. At the same time, the influence of the Bolsheviks grew at Menshevik +expense. The Mensheviks considered this a _"consequence of the changes that +were taking place in the character of urban Russia"_ with peasants joining the +labour force. [_"introduction"_, **The Mensheviks in the Russian Revolution**, +Abraham Archer (Ed.), p. 24] Somewhat ironically, given later Leninist +arguments against Kronstadt, the Mensheviks argued that the Bolsheviks gained +their influence from such worker-peasant industrial _"raw recruits"_ and not +from the genuine working class. [Orlando Figes, **A People's Tragedy**, p. +830] As Robert Service noted in his study of the Bolshevik party during the +1917 revolution, _"Menshevik critics were fond of carping that most Bolshevik +newcomers were young lads fresh from the villages and wanting in long +experience of industrial life and political activity. It was not completely +unknown for Bolshevik spokesmen to come close to admitting this."_ [**The +Bolshevik Party in Revolution**, p. 44] And, of course, it was the industrial +"raw recruits" who had taken part in the 1905 and 1917 revolutions. They +helped formulate demands and organise soviets, strikes and demonstrations. +They helped raised slogans which were to the left of the Bolsheviks. Does this +process somehow grind to a halt when these "raw recruits" oppose Trotsky? Of +course not. + +Given the political aspects of the Kronstadt demands we can safely argue that +even if the rebellion had been the work of recent recruits they obviously had +been influenced by the veteran sailors who remained. They, like the peasant- +workers of 1905 and 1917, would have been able to raise their own political +demands and ideas while, at the same time, listening to those among them with +more political experience. In other words, the assumption that the sailors +could not raise revolutionary political demands if they were "raw recruits" +only makes sense if we subscribe to Lenin's dictum that the working class, by +its own efforts, can only reach a trade union consciousness (i.e. that toiling +people cannot liberate themselves). In other words, this Trotsky inspired +sociology misses the point. Sadly, we have to address it in order to refute +Leninist arguments. + +Therefore, Getzler's research refutes the claims of Trotskyists such as Chris +Harman who follow Trotsky and argue that _"Kronstadt in 1921 was not Kronstadt +of 1917. The class composition of its sailors had changed. The best socialist +elements had long ago gone off to fight in the army in the front line. They +were replaced in the main by peasants whose devotion to the revolution was +that of their class."_ [quoted by Sam Farber, **Before Stalinism**, p. 192] As +can be seen, the ship crews were remarkably consistent over the period in +question. It is, however, useful to discuss this question further in order to +show what passes as analysis in Trotskyist circles. + +Harman is, of course, following Trotsky. Writing in 1937 Trotsky argued that +Kronstadt had _"been completely emptied of proletarian elements"_ as _"[a]ll +the sailors"_ belonging to the ships' crews _"had become commissars, +commanders, chairmen of local soviets."_ Later, realising the stupidity of +this claim, he changed it to Kronstadt being _"denuded of all revolutionary +forces"_ by _"the winter of 1919."_ He also acknowledged that _"a certain +number of qualified workers and technicians"_ remained to _"take care of the +machinery"_ but these were _"politically unreliable"_ as proven by the fact +they had not been selected to fight in the civil war. As evidence, he mentions +that he had wired a _"request at the end of 1919, or in 1920, to 'send a group +of Kronstadt sailors to this or that point'"_ and they had answered _"No one +left to send."_ [Lenin and Trotsky, **Kronstadt**, p. 87, p. 90 and p. 81] +Obviously, the Communist commander at Kronstadt had left his fortress and its +ships totally unmanned! Such common sense is sadly lacking from Trotsky (as +indicated above, the evidence supports the common sense analysis and not +Trotsky's claims). + +Moreover, does this claim also apply to the Communist Party membership at +Kronstadt? Is Trotsky **really** arguing that the Bolsheviks in Kronstadt +after the winter of 1919 were not revolutionary? Given that the bulk of them +had joined the CP during or after this time, we must obviously conclude that +the recruiters let anyone join. Moreover, there had been a _"rigorous local +purge"_ of the party conducted in the autumn of 1920 by the commander of the +Baltic Fleet. [I. Getzler, **Kronstadt 1917-1921**, p. 211 and p. 205] Must we +also conclude that this purge did not have revolutionary politics as a factor +when determining whether a party member should be expelled or not? + +Trotsky claims too much. Based on his claims we must conclude one of two +possibilities. The first possibility is that the Kronstadt Communist Party was +not revolutionary and was made up of politically backward individuals, +careerists and so on. If that was the case in Kronstadt then it must also have +been the case elsewhere in Russia and this discredits any attempt to argue +that the Bolshevik party dictatorship was revolutionary. The second +possibility is that it **did** have revolutionary elements. If so, then the +fact that hundreds of these members left the party during the revolt and only +a minority of them opposed it makes the claim that the rebellion was _ +"counter-revolutionary"_ difficult (indeed, impossible) to maintain (of the +2,900 members of the Communist Party in Kronstadt, 784 officially resigned and +327 had been arrested). And it also makes Trotsky's claims that Kronstadt was +_"denuded"_ of revolutionary elements false. + +J.G. Wright, as noted above, thought that it was _"impossible"_ to believe +that the sailors of 1917 could leave their comrades to fight the Whites while +they stayed at Kronstadt. This may have been a valid argument **if** the +Soviet armed forces were democratically run. However, as we indicated in +[section 2](append42.html#app2), it was organised in a typically bourgeois +fashion. Trotsky had abolished democratic soldiers and sailors councils and +the election of officers in favour of appointed officers and hierarchical, +top-down, military structures. This meant that the sailors would have stayed +in Kronstadt if they had been ordered to. The fact that they had to defend +Petrograd combined with the level of technical knowledge and experience +required to operate the battleships and defences at Kronstadt would have meant +that the 1917 sailors would have been irreplaceable and so had to remain at +Kronstadt. This is what, in fact, did happen. In the words of Israel Gelzter: + +> _"One reason for the remarkable survival in Kronstadt of these veteran +sailors, albeit in greatly diminished numbers, was precisely the difficulty of +training, in war-time conditions, a new generation competent in the +sophisticated technical skills required of Russia's ultra-modern battleships, +and, indeed, in the fleet generally."_ [**Op. Cit.**, p. 208] + +We should also note here that _"by the end of 1919 thousands of veteran +sailors, who had served on many fronts of the civil war and in the +administrative network of the expanding Soviet state, had returned to the +Baltic Fleet and to Kronstadt, most by way of remobilisation."_ [Getzler, +**Op. Cit.**, pp. 197-8] Thus the idea that the sailors left and did not come +back is not a valid one. + +Trotsky obviously felt that this (recently refuted) argument of changing +social composition of the sailors would hold more water than claims White +Guards organised it. He continued this theme: + +> _"The best, most self-sacrificing sailors were completely withdrawn from +Kronstadt and played an important role at the fronts and in the local soviets +throughout the country What was left was the grey mass with big pretensions +('We are from Kronstadt'), but without the political education and unprepared +for revolutionary sacrifice. The country was starving. The Kronstadters +demanded privileges. The uprising was dictated by a desire to get privileged +food rations."_ [Lenin and Trotsky, **Kronstadt**, p. 79] + +This was Trotsky's first comment on the uprising for 16 years and it contained +a lie. As Ida Mett notes, _"[s]uch a demand was never put forward by the men +of Kronstadt"_ and so Trotsky _"started his public accusations with a lie."_ +[**The Kronstadt Uprising**, p. 73] He repeated the claim again, six months +later [Lenin and Trotsky, **Op. Cit.**, p. 92] Unfortunately for him, the +opposite was the case. Point 9 of the Kronstadt demands explicitly called for +an **end** of privileges by the _"equalisation of rations for all workers."_ +This was implemented during the uprising. + +As an aside, Trotsky later states that _"[w]hen conditions became very +critical in hungry Petrograd, the Political Bureau more than once discussed +the possibility of securing an 'internal loan' from Kronstadt, where a +quantity of old provisions still remained. But delegates of the Petrograd +workers answered: 'You will get nothing from them by kindness. They speculate +in cloth, coal, and bread. At present in Kronstadt every kind of riffraff has +raised its head.'"_ [Lenin and Trotsky, **Op. Cit.**, pp. 87-8] As Ida Mett +pointed out, _"[w]e should add that before the insurrection these 'stores' +were in the hands of communist functionaries and that it was upon these people +alone that consent to the proposed 'loan' depended. The rank and file sailor, +who took part in the insurrection, had no means open to him whereby he could +have opposed the loan, even if he had wanted to."_ [**The Kronstadt +Uprising**, pp. 74-5] If Trotsky's words were true, then they were a crushing +indictment of Bolshevik practice, **not** the Kronstadt sailors. + +As for Trotsky's claim of a _"lack of political education,"_ the 15 point +resolution voted upon by the sailors exposes this as nonsense and the fact the +sailors fought the Red Army to the end indicates that there were prepared to +die for their ideals. Similarly, Trotsky's argument that _"in 1917-18, the +Kronstadt sailor stood considerably higher than the average level of the Red +Army"_ but by 1921 they _"stood . . . on a level considerably lower, in +general, than the average level of the Red Army."_ In fact, as we indicate in +[section 9](append42.html#app9), the political programme of the revolt was +fundamentally the same as Kronstadt's soviet democracy of 1917 and, we should +note, opposed the introduction of wage labour, a basic socialist idea (and one +missing from the Bolshevik's NEP policies). Moreover, the mass meeting that +agreed the resolution did so unanimously, meaning old and new sailors agreed +to it. So much for Trotsky's assertions. + +Others have pointed out the weak nature of Trotsky's arguments as regards the +changing nature of the sailors. We will quote Emma Goldman's evaluation of +Trotsky's assertions. As will be seen, Trotsky's assertions seem to be based +on expediency (and, significantly, were not uttered before the revolt): + +> _"Now, I do not presume to argue what the Kronstadt sailors were in 1918 or +1919. I did not reach Russia until January, 1920. From that time on until +Kronstadt was 'liquidated' the sailors of the Baltic fleet were held up as the +glorious example of valour and unflinching courage. Time on end I was told not +only by Anarchists, Mensheviks and social revolutionists, but by many +Communists, that the sailors were the very backbone of the Revolution. On the +1st of May, 1920, during the celebration and the other festivities organised +for the first British Labour Mission, the Kronstadt sailors presented a large +clear-cut contingent, and were then pointed out as among the great heroes who +had saved the Revolution from Kerensky, and Petrograd from Yudenich. During +the anniversary of October the sailors were again in the front ranks, and +their re-enactment of the taking of the Winter Palace was wildly acclaimed by +a packed mass. + +> + +> "Is it possible that the leading members of the party, save Leon Trotsky, +were unaware of the corruption and the demoralisation of Kronstadt, claimed by +him? I do not think so. Moreover, I doubt whether Trotsky himself held this +view of the Kronstadt sailors until March, 1921\. His story must, therefore, +be an afterthought, or is it a rationalisation to justify the senseless +'liquidation' of Kronstadt?"_ [**Trotsky Protests Too Much**] + +Ante Ciliga quoted the testimony regarding Kronstadt of a fellow political +prisoner in Soviet Russia: + +> _"'It is a myth that, from the social point of view, Kronstadt of 1921 had a +wholly different population from that of 1917,' [a] man from Petrograd, Dv., +said to me in prison. In 1921 he was a member of the Communist youth, and was +imprisoned in 1932 as a 'decist' (a member of Sapronov's group of 'Democratic +Centralists')."_ [**Op. Cit.**, pp. 335-6] + +Since then, both Paul Avrich and Israel Gelzter have analysed this question +and confirmed the arguments and accounts of Goldman and Ciliga. Moreover, +continuity between the sailors of 1917 and 1921 can also been seen from their +actions (rising in solidarity with the Petrograd workers) and in their +politics (as expressed in their demands and in their paper). + +Now we turn to our second reason for looking into this issue, namely the +misuse of these sources to support their case. This indicates well the nature +of Bolshevik ethics. _"While the revolutionaries,"_ argued Ciliga with regards +to the Bolsheviks, _"remaining such only in words, accomplished in fact the +task of the reaction and counter-revolution, they were compelled, inevitably, +to have recourse to lies, to calumny and falsification."_ [**Op. Cit.**, p. +335] Defending these acts also pays its toll on those who follow this +tradition, as we shall see. + +Needless to say, such evidence as provided by Avrich and Getzler is rarely +mentioned by supporters of Bolshevism. However, rather than ignore new +evidence, the Trotskyists use it in their own way, for their own purposes. +Every new work about Kronstadt has been selectively quoted from by Trotskyists +to support their arguments, regardless of the honesty of such activity. We can +point to two works, Paul Avrich's **Kronstadt 1921** and **Kronstadt +1917-1921** by Israel Getzler, which have been used to support Bolshevist +conclusions when, in fact, they do the opposite. The misuse of these +references is quite unbelievable and shows the mentality of Trotskyism well. + +Pierre Frank argues that Paul Avrich's work has _"conclusions"_ which are +_"similar to Trotsky's"_ and _"confirms the changes in the composition of the +Kronstadt garrison that took place during the civil war, although with a few +reservations."_ [Lenin and Trotsky, **Op. Cit.**, p. 25] A quick look at these +reservations shows how false Frank is. It is worth quoting Avrich at length to +show this: + +> _"There can be little doubt that during the Civil War years a large turnover +had indeed taken place within the Baltic Fleet, and that many of the old- +timers had been replaced by conscripts from rural districts who brought with +them the deeply felt discontent of the Russian peasantry. By 1921, according +to official figures, more than three-quarters of the sailors were of peasant +origin, a substantially higher proportion that in 1917 . . . Yet this does not +necessarily mean that the behavioural patterns of the fleet had undergone any +fundamental change. On the contrary, alongside the technical ratings, who were +largely drawn from the working class, there had always been a large and unruly +peasant element among the sailors . . . Indeed, in 1905 and 1917 it was these +very youths from the countryside who had given Kronstadt its reputation as a +hotbed of revolutionary extremism. And throughout the Civil War the +Kronstadters had remained an independent and headstrong lot, difficult to +control and far from constant in their support for the government. It was for +this reason so many of them . . . had found themselves transferred to new +posts remote from the centres of Bolshevik powers. Of those who remained, many +hankered for the freedoms they had won in 1917 before the new regime began to +establish its one-party dictatorship throughout the country. + +> + +> "Actually, there was little to distinguish the old-timers from the recent +recruits in their midst. Both groups were largely of peasant background . . . +Not unexpectedly, when the rebellion finally erupted, it was the older seamen, +veterans of many years of service (dating in some cases before the First World +War) who took the lead . . . Given their maturity and experience, not to speak +of their keen disillusionment as former participants of the revolution, it was +only natural that these seasoned bluejackets should be thrust into the +forefront of the uprising . . . The proximity of Petrograd, moreover, with its +intense intellectual and political life, had contributed towards sharpening +their political awareness, and a good many had engaged in revolutionary +activity during 1917 and after. . . + +> + +> "As late as the autumn of 1920, Emma Goldman recalled, the sailors were +still held up by the Communists themselves as a glowing example of valour and +unflinching courage; on November 7, the third anniversary of the Bolshevik +seizure of power, they were in the front ranks of the celebrations . . . No +one at the time spoke of any 'class degeneration' at Kronstadt. The allegation +that politically retarded **muzhiks** had diluted the revolutionary character +of the fleet, it would seem, was largely a device to explain away dissident +movements among the sailors, and had been used as such as early as October +1918, following the abortive mutiny at the Petrograd naval station, when the +social composition of the fleet could not yet have undergone any sweeping +transformation."_ [**Kronstadt 1921**, pp. 89-92] + +As can be seen, Avrich's _"reservations"_ are such as to make clear he does +**not** share Trotsky's _"conclusions"_ as regards the class make-up of +Kronstadt and, indeed, noted the ideological bias in this "explanation." + +Moreover, Avrich points to earlier revolts which the Bolsheviks had also +explained in terms of a diluting of the revolutionary sailors of the Baltic +Fleet by peasants. In April 1918 _"the crews of several Baltic vessels passed +a strongly worded resolution"_ which _"went so far as to call for a general +uprising to dislodge the Bolsheviks and install a new regime that would adhere +more faithfully to the principles of the revolution."_ In October that year, +_"a mass meeting at the Petrograd naval base adopted a resolution"_ which +included the sailors going _"on record against the Bolshevik monopoly of +political power. Condemning the suppression of the anarchists and opposition +socialists, they called for free elections to the soviets . . . [and] +denounced the compulsory seizure of gain."_ Their demands, as Avrich notes, +_"strikingly anticipated the Kronstadt programme of 1921, down to the slogans +of 'free soviets' and 'Away with the commissarocracy.'"_ He stresses that a +_"glance at the behaviour of the Baltic Fleet from 1905 to 1921 reveals many +elements of continuity."_ [Avrich, **Op. Cit.**, pp. 63-4] + +However, a worse example of Trotskyist betrayal of the truth is provided by +the British SWP's John Rees. The evidence Rees musters for the claim that the +_"composition"_ of the Kronstadt sailors _"had changed"_ between 1917 and 1921 +is a useful indication of the general Leninist method when it comes to the +Russian revolution. Rees argues as follows: + +> _"In September and October 1920 the writer and the Bolshevik party lecturer +Ieronymus Yasinksky went to Kronstadt to lecture 400 naval recruits. They were +'straight from the plough'. And he was shocked to find that many, 'including a +few party members, were politically illiterate, worlds removed from the highly +politicised veteran Kronstadt sailors who had deeply impressed him'. Yasinsky +worried that those steeled in the revolutionary fire' would be replaced by +'inexperienced freshly mobilised young sailors'."_ [**Op. Cit.**, p. 61] + +This quote is referenced to Israel Getzler's **Kronstadt 1917-1921**. Rees +account is a fair version of the first half of Yasinskys' report. The quote +however continues exactly as reproduced below: + +> _"Yasinsky was apprehensive about the future when, 'sooner or later, +Kronstadt's veteran sailors, who were steeled in revolutionary fire and had +acquired a clear revolutionary world-view would be replaced by inexperienced, +freshly mobilised young sailors'. Still he comforted himself with the hope +that Kronstadt's sailors would gradually infuse them with their 'noble spirit +of revolutionary self-dedication' to which Soviet Russia owed so much. As for +the present he felt reassured that 'in Kronstadt the red sailor still +predominates.'"_ [Getzler, **Op. Cit.**, p. 207] + +Rees handy 'editing' of this quote transforms it from one showing that three +months before the rising that Kronstadt had retained its revolutionary spirit +to one implying the garrison had indeed been replaced. + +Rees tries to generate _"[f]urther evidence of the changing class +composition"_ by looking at the _"social background of the Bolsheviks at the +base."_ However, he goes on to contradict himself about the composition of the +Bolshevik party at the time. On page 61 he says the _"same figures for the +Bolshevik party as a whole in 1921 are 28.7% peasants, 41% workers and 30.8% +white collar and others"_. On page 66 however he says the figures at the end +of the civil war (also 1921) were 10% factory workers, 25% army and 60% in +_"the government or party machine"_. An endnote says even of those classed as +factory workers _"most were in administration."_ [**Op. Cit.**, p. 61 and p. +78] The first set of figures is more useful for attacking Kronstadt and so is +used. + +What is the basis of Rees _"further evidence"_? Simply that in _"September +1920, six months before the revolt, the Bolsheviks had 4,435 members at +Kronstadt. Some 50 per cent of these were peasants, 40 percent workers and 10 +percent intellectuals . . . Thus the percentage of peasants in the party was +considerably higher than nationally . . . If we **assume** [our emphasis] that +the Bolshevik party was more working class in composition than the base as a +whole, then it seems **likely** [our emphasis] that the peasants had increased +their weight in the Kronstadt, as Trotsky suggested."_ [**Op. Cit.**, p. 61] + +So on the basis of an assumption, it may be _"likely"_ that Trotsky was +correct! Impressive _"evidence"_ indeed! + +The figures Rees uses are extracted from D. Fedotoff-White's **The Growth of +the Red Army**. Significantly, Rees fails to mention that the Kronstadt +communists had just undergone a _"re-registration"_ which saw about a quarter +of the 4,435 members in August 1920 voluntarily resigning. By March 1921, the +party had half as many members as in the previous August and during the +rebellion 497 members (again, about one-quarter of the total membership) +voluntarily resigned, 211 were excluded after the defeat of the rebellion and +137 did not report for re-registration. [Fedotoff-White, **The Growth of the +Red Army**, p. 140] It seems strange that the party leadership had not taken +the opportunity to purge the Kronstadt party of "excessive" peasant influence +in August 1920 when it had the chance. + +Other questions arise from Rees' argument. He uses the figures of Communist +Party membership in an attempt to prove that the class composition of +Kronstadt had changed, favouring the peasantry over the workers. Yet this is +illogical. Kronstadt was primarily a military base and so its "class +composition" would be skewed accordingly. Since the Bolshevik military machine +was made up mostly of peasants, can we be surprised that the Communist Party +in Kronstadt had a higher percentage of peasants than the national average? +Significantly, Rees does not ponder the fact that the percentage of workers in +the Kronstadt Communist Party was around the national average (indeed, +Fedotoff-White notes that it _"compares favourably in that respect with some +of the large industrial centres."_ [**Op. Cit.**, p. 142]). + +Also, given that Rees acknowledges that by December 1920 only 1,313 new +recruits had arrived in the Baltic Fleet, his pondering of the composition of +the Communist organisation at Kronstadt smacks more of desperation than +serious analysis. By arguing that we _"do not know how many more new recruits +arrived in the three months before Kronstadt erupted,"_ Rees fails to see that +this shows the irrelevance of his statistical analysis. [**Op. Cit.**, p. 61] +After all, how many of these _"new recruits"_ would been allowed to join the +Communist Party in the first place? Given that the Bolshevik membership had +halved between August 1920 and March 1921, his analysis is simply pointless, a +smokescreen to draw attention away from the weakness of his own case. + +Moreover, as evidence of **changing** class composition these figures are not +very useful. This is because they do not compare the composition of the +Kronstadt Bolsheviks in 1917 to those in 1921\. Given that the Kronstadt base +always had a high percentage of peasants in its ranks, it follows that in 1917 +the percentage of Bolsheviks of peasant origin could have been higher than +normal as well. If this was the case, then Rees argument falls. Simply put, he +is not comparing the appropriate figures. + +It would have been very easy for Rees to inform his readers of the real facts +concerning the changing composition of the Kronstadt garrison. He could quoted +Getzler's work on this subject. As noted above, Getzler demonstrates that the +crew of the battleships _**Petropavlovsk**_ and _**Sevastopol**_, which formed +the core of the rising, were recruited into the navy before 1917, only 6.9% +having been recruited between 1918 and 1921. These figures are on the same +page as the earlier quotes Rees uses but are ignored by him. Unbelievably Rees +even states _"[w]e do not know how many new recruits arrived in the three +months before Kronstadt erupted"_ in spite of quoting a source which indicates +the composition of the two battleships which started the revolt! [**Op. +Cit.**, p. 61] + +Or, then again, he could have reported Samuel Farber's summary of Getzler's +(and others) evidence. Rees rather lamely notes that Farber _"does not look at +the figures for the composition of the Bolsheviks"_ [**Op. Cit.**, p. 62] Why +should he when he has the appropriate figures for the sailors? Here is +Farber's account of the facts: + +> _"this [Trotsky's class composition] interpretation has failed to meet the +historical test of the growing and relatively recent scholarship on the +Russian Revolution. . . . In fact, in 1921, a smaller proportion of Kronstadt +sailors were of peasant social origin than was the case of the Red Army troops +supporting the government . . . recently published data strongly suggest that +the class composition of the ships and naval base had probably remained +unchanged since before the Civil War. We now know that, given the war-time +difficulties of training new people in the technical skills required in +Russia's ultra-modern battleships, very few replacements had been sent to +Kronstadt to take the place of the dead and injured sailors. Thus, at the end +of the Civil War in late 1920, no less than 93.9 per cent of the members of +the crews of the **_Petropavlovsk_** and the **_Sevastopol_** . . . were +recruited into the navy before and during the 1917 revolutions. In fact, 59 +per cent of these crews joined the navy in the years 1914-16, while only 6.8 +per cent had been recruited in the years 1918-21 . . . of the approximately +10,000 recruits who were supposed to be trained to replenish the Kronstadt +garrison, only a few more than 1,000 had arrived by the end of 1920, and those +had been stationed not in Kronstadt, but in Petrograd, where they were +supposed to be trained."_ '[**Before Stalinism**, pp. 192-3] + +And Rees bemoans Farber for not looking at the Bolshevik membership figures! +Yes, assumptions and _"likely"_ conclusions drawn from assumptions are more +important than hard statistical evidence! + +After stating _"if, for the sake of argument, we accept Sam Farber's +interpretation of the evidence"_ (evidence Rees refuses to inform the reader +of) Rees then tries to save his case. He states Farber's _"point only has any +validity if we take the statistics in isolation. But in reality this change +[!] in composition acted on a fleet whose ties with the peasantry had recently +been strengthened in other ways. In particular, the Kronstadt sailors had +recently been granted leave for the first time since the civil war. Many +returned to their villages and came face to face with the condition of the +countryside and the trials of the peasantry faced with food detachments."_ +[**Op. Cit.**, p. 62] + +Of course, such an argument has **nothing to do with Rees original case.** Let +us not forget that he argued that the class composition of the garrison had +changed, **not** that its **political** composition had changed. Faced with +overwhelming evidence against his case, he not only does not inform his +readers of it, he changes his original argument! Very impressive. + +So, what of this argument? Hardly an impressive one. Let us not forget that +the revolt came about in response to the wave of strikes in Petrograd, **not** +a peasant revolt. Moreover, the demands of the revolt predominantly reflected +workers demands, **not** peasant ones (Rees himself acknowledges that the +Kronstadt demands were not reproduced by any other "peasant" insurrection). +The political aspects of these ideas reflected the political traditions of +Kronstadt, which were not, in the main, Bolshevik. The sailors supported +soviet power in 1917, not party power, and they again raised that demand in +1921 (see [section 9](append42.html#app9) for details). In other words, the +**political** composition of the garrison was the same as in 1917. Rees is +clearly clutching at straws. + +The fact that the class composition of the sailors was similar in 1917 and in +1921 **and** that the bulk of the sailors at the heart of the revolt were +veterans of 1917, means that Trotskyists can only fall back on their +ideological definition of class. This perspective involves defining a specific +"proletarian" political position (i.e. the politics of Bolshevism) and arguing +that anyone who does not subscribe to that position is "petty-bourgeois" +regardless of their actual position in society (i.e. their class position). As +Ida Mett notes: + +> _"When Trotsky asserts that all those supporting the government were +genuinely proletarian and progressive, whereas all others represented the +peasant counterrevolution, we have a right to ask of him that he present us +with a serious factual analysis in support of his contention."_ [**Op. Cit.**, +pp. 75-6] + +As we show in the [next section](append42.html#app9), the political +composition of the Kronstadt rebels, like their class composition, was +basically unchanged in 1921 when compared to that which pre-dominated in 1917. + +## 9 Was Kronstadt different politically? + +As we proved in the [last section](append42.html#app8), the Kronstadt garrison +had not fundamentally changed by 1921. On the two battleships which were the +catalyst for the rebellion, over 90% of the sailors for whom years of +enlistment are know had been there since 1917. However, given that most +Leninists mean "support the party" by the term "class politics," it is useful +to compare the political perspectives of Kronstadt in 1917 to that expressed +in the 1921 revolt. As will soon become clear, the political ideas expressed +in 1921 were essentially similar to those in 1917. This similarly also proves +the continuity between the Red sailors of 1917 and the rebels of 1921. + +Firstly, we must point out that Kronstadt in 1917 was **never** dominated by +the Bolsheviks. At Kronstadt, the Bolsheviks were always a minority and a +_"radical populist coalition of Maximalists and Left SRs held sway, albeit +precariously, **within** Kronstadt and its Soviet"_ (_"**externally** +Kronstadt was a loyal stronghold of the Bolshevik regime"_). [I. Getzler, +**Kronstadt 1917-1921**, p. 179] In 1917 Trotsky even stated that the +Kronstadters _"are anarchists."_ [quoted by Getzler, **Op. Cit.**, p. 98] +Kronstadt was in favour of soviet power and, unsurprisingly, supported those +parties which claimed to support that goal. + +Politically, the climate in Kronstadt was _"very close to the politics of the +Socialist Revolutionary Maximalists, a left-wing split-off from the SR Party, +politically located somewhere between the Left SRs and the Anarchists."_ +[Farber, **Before Stalinism**, p. 194] In Kronstadt this group was led by +Anatolii Lamanov and according to Getzler, _"it rejected party factionalism"_ +and _"stood for pure sovietism"_. They sought an immediate agrarian and urban +social revolution, calling for the _"socialisation of power, of the land and +of the factories"_ to be organised by a federation of soviets based on direct +elections and instant recall, as a first step towards socialism. [Getzler, +**Op. Cit.**, p. 135] The similarities with anarchism are clear. + +During the October revolution, the Bolsheviks did not prevail in the Kronstadt +soviet. Instead, the majority was made up of SR Maximalists and Left SRs. +Kronstadt's delegates to the third Congress of Soviets were an Left-SR (157 +votes), a SR-Maximalist (147 votes) and a Bolshevik (109 votes). It was only +in the January elections in 1918 that the Bolsheviks improved their position, +gaining 139 deputies compared to their previous 96. In spite of gaining their +highest ever vote during the era of multi-party soviets the Bolsheviks only +gained 46 percent of seats in the soviet. Also elected at this time were 64 +SRs (21 percent), 56 Maximalists (19 percent), 21 non-party delegates (7 +percent), 15 Anarchists (5 percent) and 6 Mensheviks (2 percent). The soviet +elected a Left SR as its chairman and in March it elected its three delegates +to the Fourth Congress of Soviets, with the Bolshevik delegate receiving the +lowest vote (behind a Maximalist and an anarchist with 124, 95 and 79 votes +respectively). [I. Getzler, **Op. Cit.**, pp. 182-4] + +By the April 1918 elections, as in most of Russia, the Bolsheviks found their +support had decreased. Only 53 Bolsheviks were elected (29 per cent) as +compared to 41 SR Maximalists (22 percent), 39 Left SRs (21 percent), 14 +Menshevik Internationalists (8 percent), 10 Anarchists (5 percent) and 24 non- +party delegates (13 percent). Indeed, Bolshevik influence at Kronstadt was so +weak that on April 18th, the Kronstadt soviet denounced the Bolsheviks attack +against the anarchists in Moscow, April 12th by a vote of 81 to 57. The +_"Bolshevisation"_ of Kronstadt _"and the destruction of its multi-party +democracy was not due to internal developments and local Bolshevik strength, +but decreed from outside and imposed by force."_ [Getzler, **Op. Cit.**, p. +186] + +Thus the dominant political perspective in 1917 was one of _"sovietism"_ \-- +namely, all power to the soviets and not to parties. This was the main demand +of the 1921 uprising. Politically, Kronstadt had not changed. + +In addition to the soviet, there was the _"general meetings in Anchor square, +which were held nearly every day."_ [Avrich, **Op. Cit.**, p. 57] The +Kronstadt Soviet was itself constantly pressurised by mass meetings, generally +held in Anchor Square. For example, on 25 May 1917, a large crowd, inspired by +Bolshevik and anarchist speakers, marched to the Naval Assembly and forced the +leaders of the Soviet to rescind their agreement with the more moderate +Petrograd Soviet. In February 1921, the Kronstadt rebels met in Anchor square +to pass the **_Petropavlovsk_** resolution -- just as happened before in 1917. +And as in 1917, they elected a _"conference of delegates"_ to manage the +affairs of the Kronstadt. In other words, the sailors re-introduced exactly +the same political forms they practised in 1917. + +These facts suggest that any claims that the majority of sailors, soldiers and +workers in Kronstadt had changed ideas politically are unfounded. This, +ironically enough, is confirmed by Trotsky. + +Trotsky's memory (which, after all, seems to be the basis of most of his and +his followers arguments) does play tricks on him. He states that there _"were +no Mensheviks at all in Kronstadt."_ As for the anarchists, _"most"_ of them +_"represented the city petty bourgeoisie and stood at a lower level than the +SRs."_ The Left SRs _"based themselves on the peasant part of the fleet and of +the shore garrison."_ All in all, _"in the days of the October insurrection +the Bolsheviks constituted less than one-half of the Kronstadt soviet. The +majority consisted of SRs and anarchists."_ [Lenin and Trotsky, **Kronstadt**, +p. 86] + +So we have Trotsky arguing that the majority of the _"pride and glory"_ of the +revolution in 1917 voted for groups of a _"lower level"_ than the Bolsheviks +(and for a party, the Mensheviks, Trotsky said did not exist there!). + +Looking at the politics of these groups, we discover some strange +inconsistencies which undermine the validity of Trotsky's claims. + +For example, in the beginning of 1918, _"the working population of Kronstadt, +after debating the subject at many meetings, decided to proceed to socialise +dwelling places. . . A final monster meeting definitely instructed several +members of the Soviet -- Left Social-Revolutionaries and Anarcho-Syndicalists +-- to raise the question at the next [soviet] plenary session."_ While the +Bolshevik delegates tried to postpone the decision (arguing in the soviet that +the decision was too important and should be decided by the central +government) the _"Left Social-Revolutionaries, Maximalists and Anarcho- +Syndicalists asked for an immediate discussion and carried the vote."_ +[Voline, **The Unknown Revolution**, pp. 460-1] + +This fits in exactly with the communist-anarchist programme of socialisation +but it is hardly an expression of representatives of _"the city petty +bourgeoisie."_ + +Let us quote a _"representative"_ of the _"city petty bourgeoisie"_: + +> _"I am an anarchist because contemporary society is divided into two +opposing classes: the impoverished and dispossessed workers and peasants . . . +and the rich men, kings and presidents . . . + +> + +> "I am an anarchist because I scorn and detest all authority, since all +authority is founded on injustice, exploitation and compulsion over the human +personality. Authority dehumanises the individual and makes him a slave. + +> + +> "I am an opponent of private property when it is held by individual +capitalist parasites, for private property is theft. . . + +> + +> "I am an anarchist because I believe only in the creative powers and +independence of a united proletariat and not of the leaders of political +parties of various kinds. + +> + +> "I am an anarchist because I believe that the present struggle between the +classes will end only when the toiling masses, organised as a class, gain +their true interests and conquer, by means of a violent social revolution, all +the riches of the earth . . . having abolished all institutions of government +and authority, the oppressed class must proclaim a society of free producers . +. . The popular masses themselves will conduct their affairs on equal and +communal lines in free communities."_ [N. Petrov, cited by Paul Avrich, +**Anarchists in the Russian Revolution**, pp. 35-6] + +Very "petty bourgeois"! Of course Trotsky could argue that this represented +the minority of _"real revolutionaries,"_ the _"elements most closely linked +to the Bolsheviks"_ among the anarchists, but such an analysis cannot be taken +seriously considering the influence of the anarchists in Kronstadt. [Lenin and +Trotsky, **Op. Cit.**, p. 86] For example, a member of the Petrograd Committee +and the Helsingfors party organisation in 1917 recalled that the Anarchist- +Communists had great influence in Kronstadt. Moreover, according to historian +Alexander Rabinowitch, they had an _"undeniable capacity to influence the +course of events"_ and he speaks of _"the influential Anarcho-Syndicalist +Communists [of Kronstadt] under Iarchuk."_ Indeed, anarchists _"played a +significant role in starting the July uprising"_ in 1917. [**Prelude to +Revolution**, p. 62, p. 63, p. 187 and p. 138] This confirms Paul Avrich's +comments that the _"influence of the anarchists . . . had always been strong +within the fleet"_ and _"the spirit of anarchism"_ had been _"powerful in +Kronstadt in 1917"_ (and _"had by no means dissipated"_ in 1921). [Arvich, +**Op. Cit.**, p. 168 and p. 169] + +A similar analysis of the Maximalists would produce the same results for +Trotsky's claims. Paul Avrich provides a useful summary of their politics. He +notes the Maximalists occupied _"a place in the revolutionary spectrum between +the Left SR's and the anarchists while sharing elements of both."_ They +_"preached a doctrine of total revolution"_ and called for a _"'toilers' +soviet republic' founded on freely elected soviets, with a minimum of central +state authority. Politically, this was identical with the objective of the +Kronstadters [in 1921], and 'Power to the soviets but not the parties' had +originally been a Maximalist rallying-cry."_ [**Op. Cit.**, p. 171] + +Economically, the parallels _"are no less striking."_ They denounced grain +requisitioning and demanded that _"all the land be turned over to the +peasants."_ For industry they rejected the Bolshevik theory and practice of +_"workers' control"_ over bourgeois administrators in favour of the _"social +organisation of production and its systematic direction by representatives of +the toiling people."_ Opposed to nationalisation and centralised state +management in favour of socialisation and workers' self-management of +production. Little wonder he states that the _"political group closest to the +rebels in temperament and outlook were the SR Maximalists."_ [Paul Avrich, +**Op. Cit.**, pp. 171-2] + +Indeed, _"[o]n nearly every important point the Kronstadt program, as set +forth in the rebel **_Izvestiia_**, coincided with that of the Maximalists."_ +[Avrich, **Op. Cit.**, p. 171] This can be quickly seen from reading both the +**_Petropavlovsk_** resolution and the Kronstadt newspaper **_Izvestiia_** +(see **No Gods, No Masters**, vol. 2, pp. 183-204). The political continuity +is striking between 1917 and 1921. + +As can be seen, the Maximalists were in advance of the Bolsheviks too. They +argued for soviet power, not party power, as well as workers' self-management +to replace the state capitalism of the Bolsheviks. + +Clearly, the political outlook of the Kronstadt rebels had not changed +dramatically. Heavily influenced by anarchist and semi-anarchists in 1917, in +1921 the same political ideas came to the fore again once the sailors, +soldiers and civilians had freed themselves from Bolshevik dictatorship and +created the _"conference of delegates."_ + +According to the logic of Trotsky's argument, the Kronstadt sailors were +revolutionary simply because of the actions of the Bolshevik minority, as a +_"revolution is 'made' directly by a **minority.** The success of a revolution +is possible, however, only where this minority finds more or less support . . +. on the part of the majority. The shift in different stages of the revolution +. . . is directly determined by changing political relations between the +minority and the majority, between the vanguard and the class."_ It is this +reason that necessitates _"the dictatorship of the proletariat"_ as the level +of the masses cannot be _"equal"_ and of _"extremely high development."_ +Trotsky argued that the _"political composition of the Kronstadt Soviet +reflected the composition of the garrison and the crews."_ [Lenin and Trotsky, +**Op. Cit.**, p. 85, p. 92 and p. 86] + +In other words, with the vanguard (the minority of Bolsheviks) gone, the +majority of the Kronstadters fell back to their less developed ways. So, if +the political composition of the revolt reflected the composition of the +crews, then Trotsky's argument suggests that this composition was remarkably +unchanged! It also suggests that this _"composition"_ had changed in the early +months of 1918 as the Bolsheviks saw their vote nearly half between late +January and April 1918! + +Similarly, we find John Rees, in contradiction to his main argument, +mentioning that the _"ideology of the Kronstadt garrison was one factor"_ in +the revolt because _"in its heroic days the garrison had an ultra-left air."_ +[Rees, **Op. Cit.**, p. 62] If, as he maintains, the sailors **were** new, how +could they had time to be influenced by this ideology, the ideology of sailors +he claims were not there? And if the new recruits he claims were there **had** +been influenced by the sailors of 1917 then it is hard to maintain that the +revolt was alien to the spirit of 1917. + +This can also be seen from Rees' comment that while we did not know the +composition of the sailors, we did _"know about the composition of some of the +other units based at Kronstadt, like the 2,5000 Ukrainians of the 160th Rifle +Regiment, recruited from areas particularly friendly to the Makhno guerrillas +and with less than 2 percent of Bolsheviks in its ranks."_ [**Op. Cit.**, p. +61] In other words, we know the origin of **one** other unit at Kronstadt, not +the class _"composition"_ of _"some of the other units"_ there. However, Rees +does not see how this fact undermines his argument. Firstly, Rees does not +think it important to note that Communists numbered less than 2 per cent of +metal-workers in Petrograd and only 4 per cent of 2,200 employed in metal +works in Moscow. [D. Fedotoff-White, **The Growth of the Red Army**, p. 132] +As such the low figure for Communists in the 160th Rifle Regiment does not +tell us much about its class composition. Secondly, as Fedotoff-White (the +source of Rees' information) notes, while _"the soldiers were also disaffected +and had no love of the Communists and the commissars,"_ they were _"unable to +formulate their grievances clearly and delineate the issues at stake . . . +They did not have it in them to formulate a plan of action. All that was done +at Kronstadt was the work of the bluejackets [the sailors], who were the +backbone of the movement."_ [**Op. Cit.**, p. 154] + +If, as Rees argues, that "new recruits" explain the uprising, then how can we +explain the differences between the army and navy? We cannot. The difference +can be explained only in terms of what Rees is at pains to deny, namely the +existence and influence of sailors who had been there since 1917. As Fedotoff- +White speculates, _"the younger element among the seamen"_ would _"easily +[fall] under the spell of the . . . older men they served with on board +ships"_ and of the _"large number of old-ex-sea men, employed in the +industrial enterprises of Kronstadt."_ He notes that _"a good many"_ of the +rebels _"had had ample experience in organisational and political work since +1917\. A number had long-standing associations with Anarchists and the +Socialist Revolutionaries of the Left."_ Thus the _"survival of the +libertarian pattern of 1917 . . . made it possible for the bluejackets not +only to formulate, but carry out a plan of action, no doubt under a certain +amount of influence of the Anarchists, and those who had left the party in +such great numbers during the September 1920 re-registration."_ [**Op. Cit.**, +p. 155] The political continuity of the Kronstadt rebellion is clear from the +way the revolt developed and who took a leading role in it. + +All of which raises an interesting question. If revolutions are made by a +minority who gain the support of the majority, what happens when the majority +reject the vanguard? As we indicate in sections [13](append42.html#app13) and +[15](append42.html#app15), Trotsky was not shy in providing the answer -- +party dictatorship. In this he just followed the logic of Lenin's arguments. +In 1905, Lenin argued (and using Engels as an authority) _"the principle, +'only from below' is an **anarchist** principle."_ For Lenin, Marxists must be +in favour of _"From above as well as from below"_ and _"renunciation of +pressure also from above is **anarchism.**"_ According to Lenin, _"[p]ressure +from below is pressure by the citizens on the revolutionary government. +Pressure from above is pressure by the revolutionary government on the +citizens."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, p. +192, p. 196 and pp. 189-90] + +As Kronstadt shows, _"pressure from above"_ has a slight advantage over +_"pressure from below"_ as it has the full power of the state apparatus to use +against the citizens. In other words, the seeds for Bolshevik dictatorship and +the repression of Kronstadt lie in Trotsky's argument and arguments like it +(see [section 15](append42.html#app15) for further details). + +Simply put, the evidence shows that the political ideas dominant in Kronstadt, +like the bulk of the personnel themselves, had not changed (indeed, it is +these politics which visibly show the statistical evidence we present in the +[last section](append42.html#app8)). The revolt of 1921 reflected the politics +and aspirations of those active in 1917. It were these politics which had made +Kronstadt the _"pride and glory"_ of the revolution in 1917 and, four years +later, made it so dangerous to the Bolsheviks. + +## 10 Why did the Petrograd workers not support Kronstadt? + +For Trotskyists, the inaction of the Petrograd workers during the revolt is a +significant factor in showing its _"backward peasant"_ character. Trotsky, for +example, argued that from _"the class point of view"_ it is _"extremely +important to contrast the behaviour of Kronstadt to that of Petrograd in those +critical days."_ He argues that the _"uprising did not attract the Petrograd +workers. It repelled them. The stratification proceeded along class lines. The +workers immediately felt that the Kronstadt mutineers stood on the opposite +side of the barricades -- and they supported the Soviet power. The political +isolation of Kronstadt was the cause of its internal uncertainty and its +military defeat."_ [Lenin and Trotsky, **Kronstadt**, pp. 90-1] + +Firstly, it should be noted that Trotsky's claims in 1937 are at odds with his +opinion during the crisis. In a cable dated March 5th, 1921, to a member of +the Council of Labour and Defence Trotsky insisted that _"only the seizure of +Kronstadt will put an end to the political crisis in Petrograd."_ [quoted by +Israel Getzler, _"The Communist Leaders' Role in the Kronstadt Tragedy of 1921 +in the Light of Recently Published Archival Documents"_, **Revolutionary +Russia**, pp. 24-44, Vol. 15, No. 1, June 2002, p. 32] Thus, in 1921, Trotsky +was well aware of the links between the Kronstadt revolt and the Petrograd +strikes, seeing the destruction of the former as a means to defeating the +latter. Simply put, the crushing of Kronstadt would give the rebel workers in +Petrograd a clear message of what to expect if they persisted in their +protests. + +Secondly, needless to say, Trotsky's later arguments leave a lot to be +desired. For example, he fails to note (to use Victor Serge's words -- see +[section 5](append42.html#app5)) that the state and Communist Press _"was +positively berserk with lies."_ The press and radio campaign directed against +Kronstadt stated that the revolt had been organised by foreign spies and was +led by ex-Tsarist generals. + +On 5th March the Petrograd Defence Committee put out a call to the insurgents, +inviting them to surrender. It stated: + +> _"You are being told fairy tales when they tell you that Petrograd is with +you or that the Ukraine supports you. These are impertinent lies. The last +sailor in Petrograd abandoned you when he learned that you were led by +generals like Kozlovskv. Siberia and the Ukraine support the Soviet power. Red +Petrograd laughs at the miserable efforts of a handful of White Guards and +Socialist Revolutionaries."_ [cited by Mett, **The Kronstadt Uprising**, p. +50] + +These lies would, of course, alienate many workers in Petrograd. Two hundred +emissaries were sent from Kronstadt to distribute their demands but only a few +avoided capture. The Party had brought the full weight of its propaganda +machine to bear, lying about the revolt and those taking part in it. The +government also placed a _"careful watch"_ on the _"trains from Petrograd to +mainland points in the direction of Kronstadt to prevent any contact with the +insurgents."_ [Avrich, **Op. Cit.**, p. 140 and p. 141] + +Unsurprising, in such circumstances many workers, soldiers and sailors would +have been loath to support Kronstadt. Isolated from the revolt, the Petrograd +workers had to reply on official propaganda (i.e. lies) and rumours to base +any judgement on what was happening there. However, while this is a factor in +the lack of active support, it is by no means the key one. This factor, of +course, was state repression. Emma Goldman indicates the situation in +Petrograd at the time: + +> _"An exceptional state of martial law was imposed throughout the entire +province of Petrograd, and no one except officials with special passes could +leave the city now. The Bolshevik press launched a campaign of calumny and +venom against Kronstadt, announcing that the sailors and soldiers had made +common cause with the 'tsarist General Kozlovsky;' they were thereby declaring +the Kronstadters outlaws."_ [**No Gods, No Masters**, vol. 2, p. 171] + +Given what everyone knew what happened to people outlawed by the Bolsheviks, +is it surprising that many workers in Petrograd (even if they knew they were +being lied to) did not act? Moreover, the threat made against Kronstadt could +be seen on the streets of Petrograd: + +> _"On March 3 [the day after the revolt] the Petrograd Defence Committee, now +vested with absolute power throughout the entire province, took stern measures +to prevent any further disturbances. The city became a vast garrison, with +troops patrolling in every quarter. Notices posted on the walls reminded the +citizenry that all gatherings would be dispersed and those who resisted shot +on the spot. During the day the streets were nearly deserted, and, with the +curfew now set at 9 p.m., night life ceased altogether."_ [Avrich, **Op. +Cit.**, p. 142] + +Berkman, an eyewitness to the repression, states that: + +> _"The Petrograd committee of defence, directed by Zinoviev, its chairman, +assumed full control of the city and Province of Petrograd. The whole Northern +District was put under martial law and all meetings prohibited. Extraordinary +precautions were taken to protect the Government institutions and machine guns +were placed in the Astoria, the hotel occupied by Zinoviev and other high +Bolshevik functionaries. The proclamations posted on the street bulletin +boards ordered the immediate return of all strikers to the factories, +prohibited suspension of work, and warned the people against congregating on +the streets. 'In such cases', the order read, 'the soldiery will resort to +arms. In case of resistance, shooting on the spot.' + +> + +> "The committee of defence took up the systematic 'cleaning of the city.' +Numerous workers, soldiers and sailors suspected of sympathising with +Kronstadt, placed under arrest. All Petrograd sailors and several Army +regiments thought to be 'politically untrustworthy' were ordered to distant +points, while the families of Kronstadt sailors living in Petrograd were taken +into custody as **hostages.**"_ [**The Russian Tragedy**, p. 71] + +However, part of the Petrograd proletariat continued to strike during the +Kronstadt events. Strikes were continuing in the biggest factories of +Petrograd: Poutilov, Baltisky, Oboukhov, Nievskaia Manoufactura, etc. However, +the Bolsheviks acted quickly shut down some of the factories and started the +re-registration of the workers. For workers to be locked out of a factory +meant to be _"automatically deprived of their rations."_ [Avrich, **Op. +Cit.**, p. 41] + +At the "Arsenal" factory, _"the workers organised a mass meeting on 7th March, +(the day the bombardment of Kronstadt began). This meeting adopted a +resolution of the mutinous sailors! It elected a commission which was to go +from factory to factory, agitating for a general strike."_ [Mett, **Op. +Cit.**, p. 52] The Cheka confirms this event, reporting to Zinoviev on March +8th that _"[a]t a rally of workers of the Arsenal Plant a resolution was +passed to join the Kronstadt uprising. The general meeting had elected a +delegation to maintain contact with Kronstadt."_ This delegation had already +been arrested. This was a common practice and during this period the Cheka +concentrated its efforts on the leaders and on disrupting communication: all +delegates to other workplaces, all Mensheviks and SRs who could be found, all +speakers at rallies were being arrested day after day. On the day the +Bolsheviks attacked Kronstadt (March 7th) the Cheka reported that it was +launching _"decisive actions against the workers."_ [quoted by Brovkin, +**Behind the Front Lines of the Civil War**, p. 396] + +These _"decisive actions"_ involved a _"massive purge of Petrograd factories +and plants."_ The Communists _"suppressed the workers' uprising in Petrograd +in the first days of March."_ Unlike the Kronstadt sailors, the workers did +not have weapons and _"were essentially defenceless vis-a-vis the Cheka."_ +[Brovkin, **Op. Cit.**, p. 396] + +The state of siege was finally lifted on the 22nd of March, five days after +the crushing of Kronstadt. + +In these circumstances, is it surprising that the Petrograd workers did not +join in the rebellion? + +Moreover, the Petrograd workers had just experienced the might of the +Bolshevik state. As we noted in [section 2](append42.html#app2), the events in +Kronstadt were in solidarity with the strike wave in Petrograd at the end of +February. Then the Bolsheviks had repressed the workers with _"arrests, the +use of armed patrols in the streets and in the factories, and the closing and +re-registration of an enterprise labour force."_ [Mary McAuley, **Op. Cit.**, +p. 409] + +A three-man Defence Committee was formed and Zinoviev _"proclaimed martial +law"_ on February 24th (this was later _"vested with absolute power throughout +the entire province"_ on March 3rd). [Avrich, **Op. Cit.**, p. 39 and p. 142] +As part of this process, they had to rely on the _**kursanty**_ (Communist +officer cadets) as the local garrisons had been caught up the general ferment +and could not be relied upon to carry out the government's orders. Hundreds of +_**kursanty**_ were called in from neighbouring military academies to patrol +the city. _"Overnight Petrograd became an armed camp. In every quarter +pedestrians were stopped and their documents checked . . . the curfew [was] +strictly enforced."_ The Petrograd Cheka made widespread arrests. [Avrich, +**Op. Cit.**, pp. 46-7] + +As can be seen, Trotsky is insulting the intelligence of his readers by +arguing that the lack of support in Petrograd for Kronstadt reflected _"class +lines."_ Indeed, by failing to mention (to use Emma Goldman's words) _"the +campaign of slander, lies and calumny against the sailors"_ conducted by the +Soviet Press (which _"fairly oozed poison against the sailors"_) or that +_"Petrograd was put under martial law"_ Trotsky, quite clearly, _"deliberately +falsifies the facts."_ [**Trotsky Protests Too Much**] + +Ida Mett states the obvious: + +> _"Here again Trotsky is saying things which are quite untrue. Earlier on we +showed how the wave of strikes had started in Petrograd and how Kronstadt had +followed suit. It was against the strikers of Petrograd that the Government +had to organise a special General Staff: the Committee of Defence. The +repression was first directed against the Petrograd workers and against their +demonstrations, by the despatch of armed detachments of Koursantys. + +> + +> "But the workers of Petrograd had no weapons. They could not defend +themselves as could the Kronstadt sailors. The military repression directed +against Kronstadt certainly intimidated the Petrograd workers. The demarcation +did not take place 'along class lines' but according to the respective +strengths of the organs of repression. The fact that the workers of Petrograd +did not follow those of Kronstadt does not prove that they did not sympathise +with them. Nor, at a later date, when the Russian proletariat failed to follow +the various 'oppositions' did this prove that they were in agreement with +Stalin! In such instances it was a question of the respective strengths of the +forces confronting one another."_ [Mett, **Op. Cit.**, p. 73] + +So, unlike the Kronstadt sailors, the Petrograd workers did not have arms and +so could not take part in an "armed revolt" against the well armed Red Army +unless part of that force sided with the strikers. The Communist leaders +recognised this danger, with untrustworthy troops being confined to their +barracks and in place of regular troops they had shipped in _**kursanty**_ +(they had obviously learned the lessons of the 1917 February revolution!). +Ultimately, the city was _"appeased by concessions and cowed by the presence +of troops."_ [Avrich, **Op. Cit.**, p. 200] + +Not that this was the first time Trotsky confused force with class. In his +infamous work **Terrorism and Communism** he defended the fact of Communist +Party dictatorship (i.e. _"of having substituted for the dictatorship of the +Soviets the dictatorship of our party"_). He argued that _"it can be said with +complete justice that the dictatorship of the Soviets became possible only by +means of the dictatorship of the party"_ and that there is _"no substitution +at all"_ when the _"power of the party"_ replaces that of the working class. +The rule of the party _"has afforded to the Soviets the possibility of +becoming transformed from shapeless parliaments of labour into the apparatus +of the supremacy of labour."_ [**Terrorism and Communism**, p. 109] He +continued by arguing: + +> _"But where is your guarantee, certain wise men ask us, that it is just your +party that expresses the interests of historical development? Destroying or +driving underground the other parties, you have thereby prevented their +political competition with you, and consequently you have deprived yourselves +of the possibility of testing your line of action. + +> + +> "This idea is dictated by a purely liberal conception of the course of the +revolution. In a period in which all antagonisms assume an open character, and +the political struggle swiftly passes into a civil war, the ruling party has +sufficient material standard by which to test its line of action, without the +possible circulation of Menshevik papers. Noske crushes the Communists, but +they grow. We have suppressed the Mensheviks and the S.R.s-and they have +disappeared. This criterion is sufficient for us."_ [**Op. Cit.**, pp. 109-10] + +An interesting criterion, to say the least. The faulty logic he displayed with +regards to Petrograd and Kronstadt had a long history. By this logic Hitler +expressed the _"interests of historical development"_ when the German +Communists and Trotskyists _"disappeared"_ by leaps and bounds. Similarly, the +Trotskyists in Russia _"disappeared"_ under Stalin. Is this a Trotskyist +justification of Stalinism? All it proves is the power of the repressive +system -- just as the "passivity" of the Petrograd workers during the +Kronstadt revolt indicates the power of the Bolshevik regime rather than the +class basis of the Kronstadt uprising. + +On this theme, we can see the depths which Trotskyists go to re-write history +from Pierre Frank's _"Introduction"_ to the work **Kronstadt**. He decides to +quote Paul Avrich's work (after, of course, warning the reader that Avrich +_"is not a Bolshevik or a Trotskyist"_ and his _"political features are +blurred"_). Frank states that Avrich _"done his work conscientiously, without +skipping over the facts."_ It is a shame that the same cannot be said of +Frank! Frank states that Avrich _"discusses the strikes in Petrograd preceding +Kronstadt and comes to the following conclusion"_: + +> _"For many intellectuals and workers, moreover, the Bolsheviks, with all +their faults, were still the most effective barrier to a White resurgence and +the downfall of the revolution. + +> + +> "For these reasons, the strikes in Petrograd were fated to lead a brief +existence. Indeed, they ended almost as suddenly as they had begun, never +having reached the point of armed revolt against the regime."_ [Lenin and +Trotsky, **Op. Cit.**, pp. 24-35] + +It is the _"moreover"_ in the first paragraph that gives the game away. Avrich +lists a few more reasons than the one listed by Frank. Here is what Avrich +actually lists as the reasons for the end of the strike wave: + +> _"after several days of tense excitement, the Petrograd disturbances petered +out . . . The concessions had done their work, for more than anything else it +was cold and hunger which had stimulated popular disaffection. Yet there is no +denying that the application of military force and the widespread arrests, not +to speak of the tireless propaganda waged by the authorities had been +indispensable in restoring order. Particularly impressive in this regard was +the discipline shown by the local party organisation. Setting aside their +internal disputes, the Petrograd Bolsheviks swiftly closed ranks and proceeded +to carry out the unpleasant task of repression with efficiency and dispatch . +. . + +> + +> "Then, too, the collapse of the movement would not have come so soon but for +the utter demoralisation of Petrograd's inhabitants. The workers were simply +too exhausted to keep up any sustained political activity . . . What is more, +they lacked effective leadership and a coherent program of action. In the past +these had been supplied by the radical intelligentsia . . . [but they] were +themselves in no condition to lend the workers any meaningful support, let +alone active guidance . . . they now felt too weary and terrorised . . . to +raise their voices in opposition. With most of their comrades in prison or +exile, and some already executed, few of the survivors were willing to risk +the same fate, especially when the odds against them were so overwhelming and +when the slightest protest might deprive their families of their rations. For +many intellectuals and workers, moreover, the Bolsheviks, with all their +faults, were still the most effective barrier to a White resurgence and the +downfall of the revolution. + +> + +> "For these reasons, the strikes in Petrograd were fated to lead a brief +existence. Indeed, they ended almost as suddenly as they had begun, never +having reached the point of armed revolt against the regime."_ [Paul Avrich, +**Kronstadt**, pp. 49-51] + +As can be seen, Frank _"skips over"_ most of Avrich's argument and the basis +of his conclusion. Indeed, what Frank calls Avrich's "conclusion" cannot be +understood by providing, as Frank does, the **last** reason Avrich gives for +it. + +The dishonesty is clear, if not unexpected nor an isolated case. John Rees, to +use another example, states that the revolt was _"preceded by a wave of +serious but quickly resolved strikes."_ [Rees, **Op. Cit.**, p. 61] No mention +that the strikes were _"resolved"_ by force nor that the Kronstadt revolt was +not only _"preceded"_ by the strikes but was directly inspired by them, was in +**solidarity with them** and raised many of the same demands! + +Similarly, he argues that the Kronstadters' _"insistence that they were +fighting for a 'third revolution', freedom of expression and for 'soviets +without parties' [although, in fact, they **never** raised that slogan and so +we have to wonder who Rees is quoting here] has convinced many historians that +this revolt was fundamentally distinct from the White Rebellions."_ But this, +apparently, is not the case as _"one must be careful to analyse the difference +between the conscious aims of the rebels and the possible outcome of their +actions. The Bolshevik regime still rested on the shattered remnants of the +working class. The Kronstadt sailors' appeals to the Petrograd workers had met +with little or no response."_ [**Op. Cit.**, p. 63] + +One has to wonder what planet Rees is on. After all, **if** the Bolsheviks +**had** rested on the _"shattered remnants of the working class"_ then they +would **not** have had to turn Petrograd into an armed camp, repress the +strikes, impose martial law and arrest militant workers. The Kronstadt sailors +appeals _"met with little or no response"_ due to the Bolshevik coercion +exercised in those fateful days. To not mention the Bolshevik repression in +Petrograd is to deliberately deceive the reader. That the Kronstadt demands +would have met with strong response in Petrograd can be seen from the actions +of the Bolsheviks (who did not rest upon the workers but rather arrested +them). Given that the Kronstadt demands simply reflected those raised by the +Petrograd strikers **themselves** we can safely say that Rees is talking +nonsense (see [section 4](append42.html#app4)). Moreover, the sailors' +resolution **had** meet with strong support from the workers of Kronstadt. +Thus Rees' "class analysis" of the Kronstadt revolt is pathetic and has no +bearing to the reality of the situation in Petrograd nor to the history of the +revolt itself. + +As can be seen, any attempt to use the relative inaction of the Petrograd +workers as evidence of the class nature of the revolt has to do so by ignoring +all the relevant facts of the situation. This can go so far as to selectively +quote from academic accounts to present a radically false conclusion to that +of the misused author's. + +## 11 Were the Whites a threat during the Kronstadt revolt? + +The lack of foreign intervention during the Kronstadt revolt suggests more +than just the fact that the revolt was not a "White conspiracy." It also +suggests that the White forces were in no position to take advantage of the +rebellion or even support it. + +This is significant simply because the Bolsheviks and their supporters argue +that the revolt had to be repressed simply because the Soviet State was in +danger of White and/or foreign intervention. How much danger was there? +According to John Rees, a substantial amount: + +> _"The Whites, even though their armies had been beaten in the field, were +still not finished -- as the emigre response to the Kronstadt rising shows . . +. They had predicted a rising at Kronstadt and the White National Centre +abroad raised a total of nearly 1 million French Francs, 2 million Finnish +marks, 5000, $25,000 and 900 tons of flour in just two weeks; Indeed, the +National Centre was already making plans for the forces of the French navy and +those of General Wrangel, who still commanded 70,000 men in Turkey, to land in +Kronstadt if the revolt were to succeed."_ [**Op. Cit.**, pp. 63-4] + +To back up his argument, Rees references Paul Avrich's book. We, in turn, will +consult that work to evaluate his argument. + +Firstly, the Kronstadt revolt broke out months after the end of the Civil War +in Western Russia. Wrangel had fled from the Crimea in November 1920. The +Bolsheviks were so afraid of White invasion that by early 1921 they +demobilised half the Red Army (some 2,500,000 men). [Paul Avrich, **Op. +Cit.**, p. 13] + +Secondly, the Russian emigres _"remained as divided and ineffectual as before, +with no prospect of co-operation in sight."_ [Avrich, **Op. Cit.**, p. 219] + +Thirdly, as far as Wrangel, the last of the White Generals, goes, his forces +were in no state to re-invade Russia. His troops were _"dispersed and their +moral sagging"_ and it would have taken _"months . . . merely to mobilise his +men and transport them from the Mediterranean to the Baltic."_ A second front +in the south _"would have meant almost certain disaster."_ Indeed, in a call +issued by the Petrograd Defence Committee on March 5th, they asked the rebels: +_"Haven't you heard what happened to Wrangel's men, who are dying like flies, +in their thousands of hunger and disease?"_ The call goes on to add _"[t]his +is the fate that awaits you, unless you surrender within 24 hours."_ [Avrich, +**Op. Cit.**, p. 219, p. 146 and p. 105] + +Clearly, the prospect of a White invasion was slim. This leaves the question +of capitalist governments. Avrich has this to say on this: + +> _"Apart from their own energetic fund-raising campaign, the emigres sought +the assistance of the Entene powers. . . . the United States government, loath +to resume the interventionist policies of the Civil War, turned a deaf ear to +all such appeals. The prospects of British aid were even dimmer . . . The best +hope of foreign support came from France . . . the French refused to interfere +either politically or militarily in the crisis."_ [**Op. Cit.**, pp. 117-9] + +The French government had also _"withdrew its recognition of Wrangel's defunct +government"_ in November 1920 _"but continued to feed his troops on 'humane +grounds,' meanwhile urging him to disband."_ [**Op. Cit.**, p. 105] + +Thus, the claim that foreign intervention was likely seems without basis. +Indeed, the Communist radio was arguing that _"the organisation of +disturbances in Kronstadt have the sole purpose of influencing the new +American President and changing his policy toward Russia. At the same time the +London Conference is holding its sessions, and the spreading of similar +rumours must influence also the Turkish delegation and make it more submissive +to the demands of the Entente. The rebellion the **_Petropavlovsk_** crew is +undoubtedly part of a great conspiracy to create trouble within Soviet Russia +and to injure our international position."_ [quoted by Berkman, **The Russian +Tragedy**, p. 71] Lenin himself argued on March 16th that _"the enemies"_ +around the Bolshevik state were _"no longer able to wage their war of +intervention"_ and so were launching a press campaign _"with the prime object +of disrupting the negotiations for a trade agreement with Britain, and the +forthcoming trade agreement with America."_ [Lenin and Trotsky, **Op. Cit.**, +p. 52] The demobilising of the Red Army seems to confirm this perspective. + +Moreover, these governments had to take into account of its own working class. +It was doubtful that they would, after years of war, been able to intervene, +particularly if there was a clearly socialist revolt coming from below. Their +own working class, in such a situation, would have prevented intervention by +foreign capitalist states (a fact Lenin acknowledged in July 1921 [Lenin and +Trotsky, **Op. Cit.**, p. 62]). + +So in spite of massive social unrest and the revolt of a key fortress +protecting Petrograd, the Western powers took no action. The Whites were +disorganised and could only raise non-military supplies (none of which reached +Kronstadt). Could this situation have changed if Kronstadt had spread to the +mainland? It is doubtful simply because the Western governments, as Lenin +argued, had to take into account the anti-interventionist position of their +own working classes. The Whites had no military forces available (as the +Bolsheviks themselves argued). Avrich notes it would have taken months for +these forces to reach Kronstadt by which time soviet democracy would have been +consolidated and ready to protect itself. + +Even if we assume that Kronstadt had survived until the ice melted while +Petrograd remained under Bolshevik dictatorship it, again, is doubtful that it +would have been the basis for renewed White attacks. Neither Wrangel's troops +nor foreign government forces would have been welcomed by Red Kronstadt. While +non-military aid would have been welcome (i.e. food supplies and so on), it is +hard to believe that the Conference of Delegates would have allowed troops to +arrive or pass them by to attack Petrograd. Simply put, the Kronstadters were +fighting for soviet power and were well aware that others may try to support +the revolt for their own, anti-revolutionary, reasons (see [section +7](append42.html#app7)). + +So it seems that the possibility of foreign intervention was not a real threat +at the time. The arguments of Lenin at the time, plus the demobilisation of +the Red Army, points in that direction. Moreover, the total lack of response +by Western governments during the revolt indicates that they were unlikely to +take advantage of continuing unrest in Kronstadt, Petrograd and other towns +and cities. Their working classes, sick of war and class consciousness enough +to resist another intervention in Russia, would have been a factor in this +apathetic response. Wrangel's troops, as the Bolsheviks were aware, were not a +threat. + +The only real threat to Bolshevik power was internal -- from the workers and +peasants the Bolsheviks claimed to be representing. Many of the ex-soldiers +swelled the ranks of peasant guerrilla forces, fighting the repressive (and +counter-productive) food collection squads. In the Ukraine, the Bolsheviks +were fighting the remnants of the Makhnovist army (a fight, incidentally, +brought upon the Bolsheviks by themselves as they had betrayed the agreements +made with the anarchist forces and attacked them once Wrangel had been +defeated). + +Thus the only potential danger facing the "soviet power" (i.e. Bolshevik +power) was soviet democracy, a danger which had existed since the October +revolution. As in 1918, when the Bolsheviks disbanded and repressed any soviet +electorate which rejected their power, they met the danger of soviet democracy +with violence. The Bolsheviks were convinced that their own dictatorship was +equivalent to the revolution and that their power was identical to that of the +working class. They considered themselves to be the embodiment of "soviet +power" and it obviously did not bother them that the demand for free soviets +can hardly be considered as actions against the power of the soviets. + +In such circumstances, the Bolshevik government viewed the Kronstadt revolt +**not** as socialists should but rather as a ruling class. It was suppressed +for "reasons of state" and not to defend a revolutionary regime (which was, by +this stage, revolutionary in name only). As Bakunin had argued decades before, +the "workers' state" would not remain controlled by the workers for long and +would soon became a dictatorship **over** the proletariat by an elite which +claimed to know the interests of the working class better than they did +themselves (see [section 15](append42.html#app15)). + +The only possible justification for maintaining the party dictatorship was the +argument that soviet democracy would have lead to the defeat of the Communists +at the polls (which would mean recognising it was a dictatorship **over** the +proletariat and had been for some time). This would, it is argued, have +resulted in (eventually) a return of the Whites and an anti-working class +dictatorship that would have slaughtered the Russian workers and peasants en +mass. + +Such a position is self-serving and could have been used by Stalin to justify +**his** regime. Unsurprisingly enough, the Hungarian Stalinists argued after +crushing the 1956 revolution that _"the dictatorship of the proletariat, if +overthrown, cannot be succeeded by any form of government other than fascist +counter-revolution."_ [quoted by Andy Anderson, **Hungary '56**, p. 101] And, +of course, an even more anti-working class dictatorship than Lenin's did +appear which did slaughter the Russian workers and peasants en mass, namely +Stalinism. No other option was possible, once party dictatorship was fully +embraced in 1921 (repression against dissidents was **more** extreme after the +end of the Civil War than during it). It is utopian in the extreme to believe +that the good intentions of the dictators would have been enough to keep the +regime within some kind of limits. Thus this argument is flawed as it +seriously suggests that dictatorship and bureaucracy can reform itself (we +discuss this in more detail in [section 13](append42.html#app13)). + +## 12 Was the country too exhausted to allow soviet democracy? + +Trotskyists have, in general, two main lines of attack with regards the +Kronstadt revolt. The main one is the claim that the garrison in 1921 was not +of the same class composition as the one in 1917. This meant that the 1921 +revolt expressed the peasant counter-revolution and had to be destroyed. We +have indicated that, firstly, the garrison was essentially the same in 1921 as +it had been in 1917 (see [section 8](append42.html#app8)). Secondly, we have +shown that politically the ideas expressed in its program were the same as +those in 1917 (see [section 9](append42.html#app9)). Thirdly, that this +program had many of the same points as strikers resolutions in Petrograd and, +indeed, were **more** socialist in many cases by clearly calling for soviet +democracy rather the constituent assembly (see [section +4](append42.html#app4)). + +Now we turn to the second excuse, namely that the country was too exhausted +and the working class was decimated. In such circumstances, it is argued, +objective conditions meant that soviet democracy was impossible and so the +Bolsheviks had to maintain their dictatorship at all costs to defend what was +left of the revolution. Leninist Pat Stack of the British SWP is typical of +this approach. It is worth quoting him at length: + +> _"Because anarchists dismiss the importance of material reality, events such +as the 1921 Kronstadt rising against the Bolshevik government in Russia can +become a rallying cry. The revolutionary Victor Serge was not uncritical of +the Bolshevik handling of the rising, but he poured scorn on anarchist claims +for it when he wrote, 'The third revolution it was called by certain +anarchists whose heads were stuffed by infantile delusions.' + +> + +> "This third revolution, it was argued, would follow the first one in +February 1917 and the second in October. The second had swept away the +attempts to create capitalist power, had given land to the peasants and had +extracted Russia from the horrible imperialist carnage of the First World War. +The revolution had introduced a huge literacy programme, granted women +abortion rights, introduced divorce and accepted the rights of the various +Russian republics to self determination. It had done so, however, against a +background of a bloody and horrendous civil war where the old order tried to +regain power. Sixteen imperialist powers sent armies against the regime, and +trade embargoes were enforced. + +> + +> "The reality of such actions caused huge suffering throughout Russia. The +regime was deprived of raw materials and fuel, transportation networks were +destroyed, and the cities began running out of food. By 1919 the regime only +had 10 percent of the fuel that was available in 1917, and the production of +iron ore in the same year stood at 1.6 percent of that in 1914. By 1921 +Petrograd had lost 57 percent of its population and Moscow 44.5 percent. +Workers were either dead, on the frontline of the civil war, or were fleeing +the starvation of the city. The force that had made the revolution possible +was being decimated. . . + +> + +> "The choice facing the regime in Russia was either to crush the uprising and +save the revolution, or surrender to the rising and allow the forces of +reaction to march in on their back. There was no material basis for a third +way. A destroyed economy and infrastructure, a population faced with +starvation and bloody war, and a hostile outside world were not circumstances +in which the revolution could move forward. Great efforts would have to be +made to solve these problems. There were no overnight solutions and preserving +the revolutionary regime was crucial. Ultimately real solutions could only be +found if the revolution were to spread internationally, but in the meantime to +have any chance of success the regime had to survive. Only the right and the +imperialist powers would have benefited from its destruction."_ [_"Anarchy in +the UK?"_, **Socialist Review**, no. 246, November 2000] + +Anarchists, in spite of Stack's assertions, were and are well aware of the +problems facing the revolution. Alexander Berkman (who was in Petrograd at the +time) pointed out the _"[l]ong years of war, revolution, and civil struggle"_ +which _"had bled Russia to exhaustion and brought her people to the brink of +despair."_ [**The Russian Tragedy**, p. 61] Like every worker, peasant, sailor +and soldier in Russia, anarchists knew (and know) that reconstruction would +not take place _"overnight."_ The Kronstadters' recognised this in the first +issue of their newspaper **Izvestiia**: + +> _"Comrades and citizens, our country is passing through a tough time. For +three years now, famine, cold and economic chaos have trapped us in a vice- +like grip. The Communist Party which governs the country has drifted away from +the masses and proved itself powerless to rescue them from a state of general +ruination . . . All workers, sailors and Red soldiers today can clearly see +that only concentrated efforts, only the concentrated determination of the +people can afford the country bread, wood and coal, can clothe and shoe the +people and rescue the Republic from the impasse in which it finds itself."_ +[cited in **No Gods, No Masters**, vol. 2, p. 183] + +In the Kronstadt **_Izvestiia_** of March 8 they wrote that it was _"here in +Kronstadt that the foundation stone was laid of the Third Revolution that will +smash the last shackles on the toiler and open up before him the broad new +avenue to socialist construction."_ They stress that the _"new revolution will +rouse the toiling masses of the Orient and Occident. For it will offer the +example of fresh socialist construction as opposed to mechanical, governmental +'Communist' construction."_ [**Op. Cit.**, p. 194] Clearly, the Kronstadt +rebels knew that construction would take time and were arguing that the only +means of rebuilding the country was via the participation of what of left of +the working class and peasantry in free class organisations like freely +elected soviets and unions. + +The experience of the revolt provides evidence that this analysis was far from +"utopian." A Finish reporter at Kronstadt was struck by the _"enthusiasm"_ of +its inhabitants, by their renewed sense of purpose and mission. Avrich argues +that for a _"fleeting interval Kronstadt was shaken out if its listlessness +and despair."_ [**Kronstadt**, p. 159] The sailors, soldiers and civilians +sent their delegates to delegates, started to re-organise their trade unions +and so on. Freedom and soviet democracy was allowing the masses to start to +rebuild their society and they took the opportunity. The Kronstadter's faith +in _"direct mass democracy of and by the common people through free soviets"_ +did seem to be justified in the response of the people of Kronstadt. This +suggests that a similar policy implemented by the workers who had just +organised general strikes, demonstrations and protest meetings all across +Russia's industrial centres was not impossible or doomed to failure. + +Indeed, this wave of strikes refutes Stack's claim that _"[w]orkers were +either dead, on the frontline of the civil war, or were fleeing the starvation +of the city. The force that had made the revolution possible was being +decimated."_ Clearly, a sizeable percentage of the workers were still working +and so not dead, on the frontline or fleeing the cities. As we discuss below, +approximately one-third of factory workers were still in Petrograd (the +overall decrease of urban working people throughout Russia exceeded 50 percent +[Avrich, **Op. Cit.**, p. 24]). The working class, in other words, still +existed and were able to organise strikes, meetings and mass demonstrations in +the face of state repression. The fact, of course, is that the majority of +what remained of the working class would not have voted Communist in free +soviet elections. Thus political considerations have to be factored in when +evaluating Stack's arguments. + +The question for anarchists, as for the Kronstadt rebels, was what the +necessary pre-conditions for this reconstruction were. Could Russia be re- +built in a socialist way while being subject to a dictatorship which crushed +every sign of working class protest and collective action? Surely the first +step, as Kronstadt shows, would have to be the re-introduction of workers' +democracy and power for only this would give allow expression to the creative +powers of the masses and interest them in the reconstruction of the country. +Continuing party dictatorship would never do this: + +> _"by its very essence a dictatorship destroys the creative capacities of a +people. . . The revolutionary conquest could only be deepened through a +genuine participation of the masses. Any attempt to substitute an 'elite' for +those masses could only be profoundly reactionary. + +> + +> "In 1921 the Russian Revolution stood at the cross roads. The democratic or +the dictatorial way, that was the question. By lumping together bourgeois and +proletarian democracy the Bolsheviks were in fact condemning both. They sought +to build socialism from above, through skilful manoeuvres of the Revolutionary +General Staff. While waiting for a world revolution that was not round the +corner, they built a state capitalist society, where the working class no +longer had the right to make the decisions most intimately concerning it."_ +[Mett, **Op. Cit.**, pp. 82-3] + +The Russian revolution had faced economic crisis all through 1917 and 1918. +Indeed, by the spring of 1918 Russia was living through an almost total +economic collapse, with a general scarcity of all resources and mass +unemployment. According to Tony Cliff (the leader of the SWP) in the spring of +1918 Russia's _"[w]ar-damaged industry continued to run down. 'The bony hand +of hunger' . . . gripped the whole population . . . One of the causes of the +famine was the breakdown of transport. . . Industry was in a state of complete +collapse. Not only was there no food to feed the factory workers; there was no +raw materials or fuel for industry. The oilfields of the Baku, Grozny and Emba +regions came to a standstill. The situation was the same in the coalfields. +The production of raw materials was in no better a state . . . The collapse of +industry meant unemployment for the workers."_ [**Lenin: The Revolution +Besieged**, vol. 3, pp. 67-9] The industrial workforce dropped to 40% of its +1917 levels. The similarities to Stack's description of the situation in early +1921 is striking. + +Does this mean that, for Leninists, soviet democracy was impossible in early +1918 (of course, the Bolsheviks **in practice** were making soviet democracy +impossible by suppressing soviets that elected the wrong people)? After all, +in the start of 1918 the Russian Revolution also faced a _"destroyed economy +and infrastructure, a population faced with starvation and bloody war, and a +hostile outside world."_ If these _"were not circumstances in which the +revolution could move forward"_ then it also applied in 1918 as well as in +1921. And, if so, then this means admitting that soviet democracy is +impossible during a revolution, marked as it will always be marked by +exceptionally difficult circumstances. Which, of course, means to defend party +power and not soviet power and promote the dictatorship of the party over the +working class, positions Leninists deny holding. + +Incredibly, Stack fails to even mention the power and privileges of the +bureaucracy at the time. Officials got the best food, housing and so on. The +lack of effective control or influence from below ensured that corruption was +widespread. One of the leaders of the Workers' Opposition gives us an insight +of the situation which existed at the start of 1921: + +> _"The rank and file worker is observant. He sees that so far . . . the +betterment of the workers' lot has occupied the last place in our policy . . . +We all know that the housing problem cannot be solved in a few months, even +years, and that due to our poverty, its solution is faced with serious +difficulties. But the facts of ever-growing inequality between the privileged +groups of the population in Soviet Russia and the rank and file workers, 'the +frame-work of the dictatorship', breed and nourish the dissatisfaction. + +> + +> "The rank and file worker sees how the Soviet official and the practical man +lives and how he lives . . . [It will be objected that] 'We could not attend +to that; pray, there was the military front.' And yet whenever it was +necessary to make repairs to any of the houses occupied by the Soviet +institutions, they were able to find both the materials and the labour."_ +[Alexandra Kollontai, **The Workers' Opposition**, p. 10] + +A few months earlier, the Communist Yoffe wrote to Trotsky expressing the same +concerns. _"There is enormous inequality,"_ he wrote, _"and one's material +position largely depends on one's post in the party; you'll agree that this is +a dangerous situation."_ [quoted by Orlando Figes, **A People's Tragedy**, p. +695] To talk about anarchists dismissing the importance of material reality +and a _"revolutionary regime"_ while ignoring the inequalities in power and +wealth, and the bureaucratisation and despotism which were their root, is +definitely a case of the pot calling the kettle black! + +Under the harsh material conditions facing Russia at the time, it goes without +saying that the bureaucracy would utilise its position to gather the best +resources around it. Indeed, part of the factors resulting in Kronstadt was +_"the privileges and abuses of commissars, senior party functionaries and +trade union officials who received special rations, allocations and housing +and . . . quite openly enjoying the good life."_ [Getzler, **Op. Cit.**, p. +210] Stack fails to mention this and instead talks about the necessity of +defending a "workers' state" in which workers had no power and where +bureaucratic abuses were rampant. If anyone is denying reality, it is him! +Thus Ciliga: + +> _"The Soviet Government and the higher circles in the Communist Party +applied their own solution [to the problems facing the revolution] of +**increasing the power of the bureaucracy**. The attribution of powers to the +'Executive Committees' which had hitherto been vested in the soviets, the +replacement of the dictatorship of the class by the dictatorship of the party, +the shift of authority even within the party from its members to its cadres, +the replacement of the double power of the bureaucracy and the workers in the +factory by the sole power of the former - to do all this was to 'save the +Revolution!' [. . .] The Bureaucracy prevented the bourgeois restoration . . . +by eliminating the proletarian character of the revolution."_ [**Op. Cit.**, +p. 331] + +Perhaps, in light of this, it is significant that, in his list of +revolutionary gains from October 1917, Stack fails to mention what anarchists +would consider the most important, namely workers' power, freedom, democracy +and rights. But, then again, the Bolsheviks did not rate these gains highly +either and were more than willing to sacrifice them to ensure their most +important gain, state power (see [section 15](append42.html#app15) for a +fuller discussion of this issue). Again, the image of revolution gains a +victory over its content! + +When Stack argues that it was necessary to crush Kronstadt to _"save the +revolution"_ and _"preserv[e] the revolutionary regime"_ we feel entitled to +ask what was there left to save and preserve? The dictatorship and decrees of +"Communist" leaders? In other words, party power. Yes, by suppressing +Kronstadt Lenin and Trotsky saved the revolution, saved it for Stalin. Hardly +something to be proud of. + +Ironically, given Stack's assertions that anarchists ignore _"material +reality"_, anarchists had predicted that a revolution would be marked by +economic disruption. Kropotkin, for example, argued that it was _"certain that +the coming Revolution . . . will burst upon us in the middle of a great +industrial crisis . . . There are millions of unemployed workers in Europe at +this moment. It will be worse when Revolution has burst upon us . . . The +number of the out-of-works will be doubled as soon as barricades are erected +in Europe and the United States . . . we know that in time of Revolution +exchange and industry suffer most from the general upheaval . . . A Revolution +in Europe means, then, the unavoidable stoppage of at least half the factories +and workshops."_ He stressed that there would be _"the complete +disorganisation"_ of the capitalist economy and that during a revolution +_"[i]nternational commerce will come to a standstill"_ and _"the circulation +of commodities and of provisions will be paralysed."_ [**The Conquest of +Bread**, pp. 69-70 and p. 191] + +Elsewhere, he argued that a revolution would _"mean the stoppage of hundreds +of manufactures and workshops, and the impossibility of reopening them. +Thousands of workmen will find no employment . . . The present want of +employment and misery will be increased tenfold."_ He stressed that _"the +reconstruction of Society in accordance with more equitable principles +**will** necessitate a disturbed period"_ and argued that any revolution will +be isolated to begin with and so (with regards to the UK) _"the imports of +foreign corn will decrease"_ as will _"exports of manufactured wares."_ A +revolution, he argued, _"is not the work of one day. It means a whole period, +mostly lasting for several years, during which the country is in a state of +effervescence."_ To overcome these problems he stressed the importance of +reconstruction from the bottom up, organised directly by working people, with +local action being the basis of wider reconstruction. The _"immense problem -- +the re-organisation of production, redistribution of wealth and exchange, +according to new principles -- cannot be solved by . . . any kind of +government. It must be a natural growth resulting from the combined efforts of +all interested in it, freed from the bonds of the present institutions. It +must grow naturally, proceeding from the simplest up to complex federations; +and it cannot be something schemed by a few men and ordered from above. In +this last shape it surely would have no chance of living at all."_ [**Act for +Yourselves**, pp. 71-2, p. 67, pp, 72-3, pp. 25-6 and p. 26] + +Anarchists had predicted the problems facing the Russian Revolution decades +previously and, given the lack of success of Bolshevik attempts to solve these +problems via centralism, had also predicted the only way to solve them. Far +from ignoring _"material reality"_ it is clear that anarchists have long been +aware of the difficulties a revolution would face and had organised our +politics around them. In contrast, Stack is arguing that these inevitable +effects of a revolution create _"circumstances"_ in which the revolution +cannot _"move forward"_! If this is so, then revolution is an impossibility as +it will always face economic disruption and isolation at some stage in its +development, for a longer or shorter period. If we base our politics on the +"best-case scenario" then they will soon be proven to be lacking. + +Ultimately, Stack's arguments (and those like it) are the ones which ignore +_"material reality"_ by arguing that Lenin's state was a _"revolutionary +regime"_ and reconstruction could be anything but to the advantage of the +bureaucracy without the active participation of what was left of the working +class. Indeed, the logic of his argument would mean rejecting the idea of +socialist revolution **as such** as the problems he lists will affect +**every** revolution and had affected the Russian Revolution from the start. + +The problems facing the Russian working class were difficult in the extreme in +1921 (some of which, incidentally, were due to the results of Bolshevik +economic policies which compounded economic chaos via centralisation), but +they could never be solved by someone else bar the thousands of workers taking +strike action all across Russia at the time: _"And if the proletariat was that +exhausted how come it was still capable of waging virtually total general +strikes in the largest and most heavily industrialised cities?"_ [Ida Mett, +**Op. Cit.**, p. 81] + +So, as far as _"material reality"_ goes, it is clear that it is Stack who +ignores it, not anarchists or the Kronstadt rebels. Both anarchists and +Kronstadters recognised that the country was in dire straits and that a huge +effort was required for reconstruction. The material basis at the time offered +two possibilities for reconstruction -- either from above or from below. Such +a reconstruction could **only** be socialist in nature if it involved the +direct participation of the working masses in determining what was needed and +how to do it. In other words, the process had to start **from below** and no +central committee utilising a fraction of the creative powers of the country +could achieve it. Such a bureaucratic, top-down re-construction would rebuild +the society in a way which benefited a few. Which, of course, was what +happened. + +John Rees joins his fellow party member by arguing that the working class base +of the workers' state had _"disintegrated"_ by 1921. The working class was +reduced _"to an atomised, individualised mass, a fraction of its former size, +and no longer able to exercise the collective power that it had done in +1917."_ The _"bureaucracy of the workers' state was left suspended in mid-air, +its class base eroded and demoralised."_ He argues that Kronstadt was +_"utopian"_ as _"they looked back to the institutions of 1917 when the class +which made such institutions possible no longer had the collective capacity to +direct political life."_ [Rees, **Op. Cit.**, p. 65 and p. 70] + +There are two problems with this kind of argument. Firstly, there are factual +problems with it. Second, there are ideological problems with it. We will +discuss each in turn. + +The factual problems are clear. All across Russia in February 1921 the Russian +working class were going on strike, organising meetings and demonstrations. In +other words, **taking collective action** based on demands collectively agreed +in workplace meetings. One factory would send delegates to others, urging them +to join the movement which soon became a general strike in Petrograd and +Moscow. In Kronstadt, workers, soldiers and sailors went the next step and +organised a delegate conference. In other places they tried to do so, with +various degrees of success. During the strikes in Petrograd _"workers from +various plants elected delegates to the Petrograd Assembly of +Plenipotentiaries"_ which raised similar demands as that of Kronstadt. Its +activities and other attempts to organise collectively were obviously hindered +by the fact the Cheka arrested _"all delegates to other enterprises"_ the +strikers sent. Brovkin states that following the example of Petrograd, +_"workers in some cities set up assemblies of plenipotentiaries"_ as well. In +Saratov _"such a council grew out of a strike co-ordination committee."_ [V. +Brovkin, **Behind the Lines of the Russian Civil War**, p. 393, p. 396 and p. +398] + +Any claim that the Russian working class had no capacity for collective action +seems invalidated by such events. Not that Rees is not unaware of these +strikes. He notes that the Kronstadt revolt was _"preceded by a wave of +serious but quickly resolved strikes."_ [**Op. Cit.**, p. 61] An _"atomised, +individualised mass"_ which was _"no longer able to exercise the collective +power"_ being able to conduct a _"wave of serious . . . strikes"_ all across +Russia? That hardly fits. Nor does he mention the repression which _"quickly +resolved"_ the strikes and which, by its very nature, atomised and +individualised the masses in order to break the collective action being +practised. + +The fact that these strikes did not last longer of course suggests that the +strikers could not sustain this activity indefinitely. However, this was more +a product of state repression and the lack of rations while on strike than any +objectively predetermined impossibility of collective decision making. The +workers may have been too exhausted to wage indefinite general strikes against +a repressive state but that does not imply they could not practice continual +collective decision making in less extreme circumstances in a soviet +democracy. + +Of course, these striking workers would have been unlikely to voted Communist +en mass if free soviet elections were organised (in Kronstadt, Communists made +up one-third of the conference of delegates). Thus there were pressing +**political** reasons to deny free elections rather than an objective +impossibility. Moreover, the actions of the Soviet state were designed to +break the collective resistance of the working force. The use of armed patrols +on the streets and in the factories, and the closing and re-registration of an +enterprise labour force were designed to break the strike and atomise the +workforce. These actions would not have been needed if the Russian working +class was, in fact, atomised and incapable of collective action and decision +making. + +The size of the working class in 1921 **was** smaller in 1921 than it was in +1917. However, the figures for May 1918 and 1920 were nearly identical. In +1920, the number of factory workers in Petrograd was 148,289 (which was 34% of +the population and 36% of the number of workers in 1910). [Mary McAuley, **Op. +Cit.**, p. 398] In January 1917, the number was 351,010 and in April 1918, it +was 148,710. [S.A. Smith, **Red Petrograd**, p. 245] Thus factory worker +numbers were about 40% of the pre-Civil War number and remained so throughout +the Civil War. A proletarian core remained in every industrial town or city in +Russia. + +Nor was this work force incapable of collective action or decision making. All +through the civil war they organised strikes and protests for specific demands +(and faced Bolshevik repression for so doing). In March 1919, for example, +tens of thousands of workers went on strike in Petrograd. The strikes were +broken by troops. Strikes regularly occurred throughout 1919 and 1920 (and, +again, usually met with state repression). In 1921, the strike wave resurfaced +and became near general strikes in many cities, including Petrograd and Moscow +(see [section 2](append42.html#app2)). If the workers could organise strikes +(and near general strikes in 1921), protest meetings and committees to co- +ordinate their struggles, what could stop them starting to manage their own +destinies? Does soviet democracy become invalid once a certain number of +workers is reached? + +Given that Rees gets the key slogan of Kronstadt wrong (they called for all +power to the soviets and not to parties rather than Rees' _"soviets without +parties"_) it is hard to evaluate whether Rees claims that without Bolshevik +dictatorship the Whites would inevitably have taken power. After all, the +Kronstadt delegate meeting had one-third Communists in it. Ultimately, he is +arguing that working people cannot manage their own fates themselves without +it resulting in a counter-revolution! + +In addition, the logic of Rees' argument smacks of double-think. On the one +hand, he argues that the Bolsheviks represented the _"dictatorship of the +proletariat."_ On the other hand, he argues that free soviet elections would +have seen the Bolsheviks replaced by _"moderate socialists"_ (and eventually +the Whites). In other words, the Bolsheviks did not, in fact, represent the +Russian working class and their dictatorship was **over**, not **of**, the +proletariat. The basic assumption, therefore, is flawed. Rees and his fellow +Trotskyists seriously want us to believe that a dictatorship will not become +corrupt and bureaucratic, that it can govern in the interests of its subjects +and, moreover, reform itself. And he calls the Kronstadters _"utopians"_! + +Given these factors, perhaps the real reason for the lack of soviet democracy +and political freedom and rights was that the Bolsheviks knew they would lose +any free elections that would be held? As we noted in [section +2](append42.html#app2), they had not been shy in disbanding soviets with non- +Bolshevik majorities before the start of the civil war nor in suppressing +strikes and workers' protests before, during and after the Civil War. In +effect, the Bolsheviks would exercise the dictatorship of the proletariat over +and above the wishes of that proletariat if need be (as Trotsky made clear in +1921 at the Tenth Party Congress). Thus the major factor restricting soviet +democracy was Bolshevik power -- this repressed working class collective +action which promoted atomisation in the working class and the +unaccountability of the Bolshevik leadership. The bureaucracy was _"left +suspended in mid-air"_ simply because the majority of the workers and peasants +did not support it and when they protested against the party dictatorship they +were repressed. + +Simply put, objective factors do not tell the whole story. + +Now we turn to these objective factors, the economic breakdown affecting +Russia in 1921. This is the basis for the ideological problem with Rees' +argument. + +The ideological problem with this argument is that both Lenin and Trotsky had +argued that revolution inevitably implied civil war, _"exceptional +circumstances"_ and economic crisis. For example, in **Terrorism and +Communism** Trotsky argued that _"[a]ll periods of transition have been +characterised by . . . tragic features"_ of an _"economic depression"_ such as +exhaustion, poverty and hunger. Every class society _"is violently swept off +[the arena] by an intense struggle, which immediately brings to its +participants even greater privations and sufferings than those against which +they rose."_ He gave the example of the French Revolution _"which attained its +titanic dimensions under the pressure of the masses exhausted with suffering, +itself deepened and rendered more acute their misfortunes for a prolonged +period and to an extraordinary extent."_ He asked: _"Can it be otherwise?"_ +[**Terrorism and Communism**, p. 7] + +Indeed, he stressed that _"revolutions which drag into their whirlpool +millions of workers"_ automatically affect the _"economic life of the +country."_ By _"[d]ragging the mass of the people away from labour, drawing +them for a prolonged period into the struggle, thereby destroying their +connection with production, the revolution in all these ways strikes deadly +blows at economic life, and inevitably lowers the standard which it found at +its birth."_ This affects the socialist revolution as the _"more perfect the +revolution, the greater are the masses it draws in; and the longer it is +prolonged, the greater is the destruction it achieves in the apparatus of +production, and the more terrible inroads does it make upon public resources. +From this there follows merely the conclusion which did not require proof -- +that a civil war is harmful to economic life."_ [**Ibid.**] + +Lenin in 1917 argued the similarly, mocking those who argued that revolution +was out of the question because _"the circumstances are exceptionally +complicated."_ He noting that any revolution, _"in its development, would give +rise to exceptionally complicated circumstances"_ and that it was _"the +sharpest, most furious, desperate class war and civil war. Not a single great +revolution in history has escaped civil war. No one who does not live in a +shell could imagine that civil war is conceivable without exceptionally +complicated circumstances. If there were no exceptionally complicated +circumstances there would be no revolution."_ [**Will the Bolsheviks Maintain +Power?**, p. 80 and p. 81] + +A few months early, Lenin argues that _"[w]hen unavoidable disaster is +approaching, the most useful and indispensable task confronting the people is +that of organisation. Marvels of proletarian organisation -- this is our +slogan at the present, and shall become our slogan and our demand to an even +greater extent, when the proletariat is in power. . . There are many such +talents [i.e. organisers] among the people. These forces lie dormant in the +peasantry and the proletariat, for lack of application. They must be mobilised +from below, by practical work . . ."_ [**The Threatening Catastrophe and how +to avoid it**, pp. 49-50] + +The problem in 1921 (as during the war), of course, was that when the +proletariat **did** organise itself, it was repressed as counterrevolutionary +by the Bolsheviks. The reconstruction from below, the organisation of the +proletariat, automatically came into conflict with party power. The workers +and peasants could not act because soviet and trade union democracy would have +ended Bolshevik dictatorship. + +Therefore, Rees' and Stack's arguments fail to convince. As noted, their +ideological gurus clearly argued that revolution without civil war and +economic exhaustion was impossible. Sadly, the means to mitigate the problems +of Civil War and economic crisis (namely workers' self-management and power) +inevitably came into conflict with party power and could not be encouraged. If +Bolshevism cannot meet the inevitable problems of revolution and maintain the +principles it pays lip-service to (i.e. soviet democracy and workers' power) +then it clearly does not work and should be avoided. + +Stack's and Rees' argument, in other words, represents the bankruptcy of +Bolshevik ideology rather than a serious argument against the Kronstadt +revolt. + +## 13 Was there a real alternative to Kronstadt's _"third revolution"_? + +Another Trotskyist argument against Kronstadt and in favour of the Bolshevik +repression is related to the country was exhausted argument we discussed in +the [last section](append42.html#app12). It finds its clearest expression in +Victor Serge's argument: + +> _"the country was exhausted, and production practically at a standstill; +there was no reserves of any kind, not even reserves of stamina in the hearts +of the masses. The working-class **elite** that had been moulded in the +struggle against the old regime was literally decimated. The Party, swollen by +the influx of power-seekers, inspired little confidence . . . Soviet democracy +lacked leadership, institutions and inspiration . . . + +> + +> "The popular counter-revolution translated the demand for freely-elected +soviets into one for 'Soviets without Communists.' If the Bolshevik +dictatorship fell, it was only a short step to chaos, and through chaos to a +peasant rising, the massacre of the Communists, the return of the emigres, and +in the end, through the sheer force of events, another dictatorship, this time +anti-proletarian."_ [**Memoirs of a Revolutionary**, pp. 128-9] + +Serge supported the Bolsheviks, considering them as the only possible means of +defending the revolution. Some modern day Leninists follow this line of +reasoning and want us to believe that the Bolsheviks were defending the +remaining gains of the revolution. What gains, exactly? The only gains that +remained were Bolshevik power and nationalised industry -- both of which +excluded the real gains of the Russian Revolution (namely soviet power, the +right to independent unions and to strike, freedom of assembly, association +and speech for working people, the beginnings of workers' self-management of +production and so on). Indeed, both "gains" were the basis for the Stalinist +bureaucracy's power. + +Anarchists and libertarian Marxists who defend the Kronstadt revolt and oppose +the actions of the Bolsheviks are not foolish enough to argue that Kronstadt's +_"third revolution"_ would have definitely succeeded. Every revolution is a +gamble and may fail. As Ante Ciliga correctly argues: + +> _"Let us consider, finally, one last accusation which is commonly +circulated: that action such as that at Kronstadt could have **indirectly** +let loose the forces of the counter-revolution. It is **possible** indeed that +even by placing itself on a footing of workers' democracy the revolution might +have been overthrown; but what is **certain** is that it has perished, and +that it has perished on account of the policy of its leaders. The repression +of Kronstadt, the suppression of the democracy of workers and soviets by the +Russian Communist party, the elimination of the proletariat from the +management of industry, and the introduction of the NEP, already signified the +death of the Revolution."_ [**Op. Cit.**, p. 335] + +No revolution is guaranteed to succeed. The same with Kronstadt's _"Third +Revolution."_ Its call for soviet power may have lead to defeat via renewed +intervention. That is possible -- just as it was possible in 1917. One thing +is sure, by maintaining the Bolshevik dictatorship the Russian Revolution +**was** crushed. + +The only alternative to the _"third revolution"_ would have been self-reform +of the party dictatorship and, therefore, of the soviet state. Such an attempt +was made after 1923 by the **Left Opposition** (named _"Trotskyist"_ by the +Stalinists because Trotsky was its main leader). John Rees discusses the +**Left Opposition**, arguing that _"without a revival of struggle in Russia or +successful revolution elsewhere"_ it _"was doomed to failure."_ [**Op. Cit.**, +p. 68] Given the logic of Serge's arguments, this is the only option left for +Leninists. + +How viable was this alternative? Could the soviet dictatorship reform itself? +Was soviet democracy more of a danger than the uncontrolled dictatorship of a +party within a state marked by already serious levels of corruption, +bureaucracy and despotism? History provides the answer with the rise of +Stalin. + +Unfortunately for the **Left Opposition**, the bureaucracy had gained +experience in repressing struggle in breaking the wave of strikes in 1921 and +crushing the Kronstadt rebellion. Indeed, Rees incredulously notes that by +1923 _"the well-head of renewal and thorough reform -- the activity of the +workers -- had dried to a trickle"_ and yet does not see that this decline was +aided by the example of what had happened to Kronstadt and the repression of +the 1921 strike wave. The **Left Opposition** received the crop that Lenin and +Trotsky sowed the seeds of in 1921. + +Ironically, Rees argues that the Stalinist bureaucracy could betray the +revolution without _"an armed counter-revolutionary seizure of power"_ (and so +_"no martial law, no curfew or street battles"_) because of _"the atomisation +of the working class."_ However, the atomisation was a product of the armed +counter-revolutionary activities of Lenin and Trotsky in 1921 when they broke +the strikes and crushed Kronstadt by means of martial law, curfew and street +battles. The workers had no interest in which branch of the bureaucracy would +govern and exploit them and so remained passive. Rees fails to see that the +Stalinist coup simply built upon the initial counter-revolution of Lenin. +There **was** martial law, curfew and street battles but they occurred in +1921, not 1928. The rise of Stalinism was the victory of one side of the new +bureaucratic class over another but that class had defeated the working class +in March 1921. + +As for the idea that an external revolution could have regenerated the Soviet +bureaucracy, this too was fundamentally utopian. In the words of Ida Mett: + +> _"Some claim that the Bolsheviks allowed themselves such actions (as the +suppression of Kronstadt) in the hope of a forthcoming world revolution, of +which they considered themselves the vanguard. But would not a revolution in +another country have been influenced by the spirit of the Russian Revolution? +When one considers the enormous moral authority of the Russian Revolution +throughout the world one may ask oneself whether the deviations of this +Revolution would not eventually have left an imprint on other countries. Many +historical facts allow such a judgement. One may recognise the impossibility +of genuine socialist construction in a single country, yet have doubts as to +whether the bureaucratic deformations of the Bolshevik regime would have been +straightened out by the winds coming from revolutions in other countries."_ +[**Op. Cit.**, p. 82] + +The Bolsheviks had already been manipulating foreign Communist Parties in the +interests of their state for a number of years. That is part of the reason why +the Left-Communists around Pannekoek and Gorter broke with the Third +International later in 1921. Just as the influence of Lenin had been a key +factor in fighting the anti-Parliamentarian and libertarian communist +tendencies in Communist Parties all across the world, so the example and +influence of the Bolsheviks would have made its impact on any foreign +revolution. The successful revolutionaries would have applied such "lessons" +of October such as the dictatorship of the proletariat being impossible +without the dictatorship of the communist party, centralism, militarisation of +labour and so on. This would have distorted any revolution from the start +(given how obediently the Communist Parties around the world followed the +insane policies of Stalinism, can we doubt this conclusion?). + +Not that the Left Opposition's political platform could have saved the +revolution. After all, it was utopian in that it urged the party and state +bureaucracy to reform itself as well as contradictory. It did not get at the +root of the problem, namely Bolshevik ideology. The theoretical limitations of +the "Left Opposition" can be found in more detail in [section +3](append45.html#app3) of the appendix on ["Were any of the Bolshevik +oppositions a real alternative?"](append45.html). Here we will restrict +ourselves to looking at **The Platform of the Opposition** written in 1927 +(unless otherwise specified all quotes come from this document). + +It urged a _"consistent development of a workers' democracy in the party, the +trade unions, and the soviets"_ and to _"convert the urban soviets into real +institutions of proletarian power."_ It states that _"Lenin, as long ago as in +the revolution of 1905, advanced the slogan of soviets as organs of the +democratic dictatorship of the proletariat and the peasants."_ The Kronstadt +sailors argued the same, of course, and were branded _"White Guardists"_ and _ +"counter-revolutionary"_. At the same time as this call for democracy, we find +affirmation of the _"Leninist principle"_ (_"inviolable for every Bolshevik"_) +that _"the dictatorship of the proletariat is and can be realised only through +the dictatorship of the party."_ It repeats the principle by mentioning that +_"the dictatorship of the proletariat demands a single and united proletarian +party as the leader of the working masses and the poor peasantry."_ It +stresses that a _"split in our party, the formation of two parties, would +represent an enormous danger to the revolution."_ This was because: + +> _"Nobody who sincerely defends the line of Lenin can entertain the idea of +'two parties' or play with the suggestion of a split. Only those who desire to +replace Lenin's course with some other can advocate a split or a movement +along the two-party road. + +> + +> "We will fight with all our power against the idea of two parties, because +the dictatorship of the proletariat demands as its very core a single +proletarian party. It demands a single party. It demands a proletarian party +-- that is, a party whose policy is determined by the interests of the +proletariat and carried out by a proletarian nucleus. Correction of the line +of our party, improvement of its social composition -- that is not the two- +party road, but the strengthening and guaranteeing of its unity as a +revolutionary party of the proletariat."_ + +We can note, in passing, the interesting notion of party (and so +_"proletarian"_ state) policy _"determined by the interests of the proletariat +and carried out by a proletarian nucleus"_ but which is **not** determined +**by** the proletariat itself. Which means that the policy of the "workers' +state" must be determined by some other (unspecified) group and not by the +workers. What possibility can exist that this other group actually knows what +is in the interests of the proletariat? None, of course, as any form of +democratic decision can be ignored when those who determine the policy +consider the protests of the proletariat to be not _"in the interests of the +proletariat."_ + +This was the opinion of Trotsky, who argued against the Workers' Opposition +faction of the Communist Party who urged re-introducing some elements of +democracy at the Tenth Party Conference at the time of the Kronstadt uprising +(while, of course, keeping the Communist Party dictatorship intact). As he put +it, they _"have come out with dangerous slogans. They have made a fetish of +democratic principles. They have placed the workers' right to elect +representatives above the party. As if the Party were not entitled to assert +its dictatorship even if that dictatorship clashed with the passing moods of +the workers' democracy!"_ He continued by stating that the _"Party is obliged +to maintain its dictatorship . . . regardless of temporary vacillations even +in the working class . . . The dictatorship does not base itself at every +moment on the formal principle of a workers' democracy."_ [quoted by M. +Brinton, **The Bolsheviks and Workers' Control**, p. 78] + +Thus the call for democracy is totally annulled by other arguments in the +Platform, arguments which logically eliminates democracy and results in such +acts as the repression of Kronstadt (see [section 15](append42.html#app15)). + +The question, of course, arises as to how democracy can be introduced in the +soviets and unions when party dictatorship is essential for the +_"realisation"_ of the "proletarian" dictatorship and there can only be +**one** party? What happens if the proletariat vote for someone else (as they +did in Kronstadt)? If "proletarian" dictatorship is impossible without the +dictatorship of the party then, clearly, proletarian democracy becomes +meaningless. All the workers would be allowed to do would be to vote for +members of the same party, all of whom would be bound by party discipline to +carry out the orders of the party leadership. Power would rest in the party +hierarchy and definitively **not** in the working class, its unions or its +soviets (both of which would remain mere fig-leafs for party rule). +Ultimately, the only guarantee that the party dictatorship would govern in the +interests of the proletariat would be the good intentions of the party. +However, being unaccountable to the masses, such a guarantee would be +worthless -- as history shows. + +Kronstadt is the obvious end result of such politics. The starting point was +the disbanding of soviets which had been elected with a majority of "wrong" +parties (as the Bolsheviks did in early 1918, **before** the start of the +civil war). While the Platform may be useful as an expression of the usual +Leninist double-think on the "workers' state", its practical suggestions are +useless. Unlike the Kronstadt Platform, it was doomed to failure from the +start. The new bureaucratic class could only be removed by a "third +revolution" and while this, possibly, could have resulted in a bourgeois +counter-revolution the alternative of maintaining Bolshevik dictatorship would +**inevitably** have resulted in Stalinism. When supporters of Bolshevism argue +that Kronstadt would have opened the gate to counter-revolution, they do not +understand that the Bolsheviks **were** the counter-revolution in 1921 and +that by suppressing Kronstadt the Bolsheviks not only opened the gate to +Stalinism but invited it in and gave it the keys to the house. + +The Platform, moreover, smacks of the re-writing of history Trotsky correctly +accused Stalinism of. + +It argues, for example, that the urban soviets _"in recent years have been +losing importance. This undoubtedly reflects a shift in the relation of class +forces to the disadvantage of the proletariat."_ In fact, the soviets had lost +their importance since the October revolution (see [section +2](append42.html#app2) for details). The _"shift"_ in the relation of class +forces started immediately after the October revolution, when the **real** +gains of 1917 (i.e. soviet democracy, workers' rights and freedom) were slowly +and surely eliminated by the bureaucratic class forming around the new state +-- a class who could justify their actions by claiming it was in the +_"interests"_ of the masses whose wishes they were ignoring. + +As regards the Communist Party itself, it argues for introducing (_"in deeds +and not words"_) _"a democratic regime. Do away with administrative pressure +tactics. Stop the persecution and expulsion of those who hold independent +opinions about party questions."_ No mention, of course, that these tactics +were used by Lenin and Trotsky against Left-wing dissidents after the October +revolution. + +The Left-Communists in early 1918 were subject to such pressure. For example, +they were ousted from leading positions in the Supreme Economic Council in +March 1918. After their views were denounced by Lenin a _"campaign was whipped +up in Leningrad which compelled **Kommunist** [their paper] to transfer +publication to Moscow . . . After the appearance of the first issue of the +paper a hastily convened Leningrad Party Conference produced a majority for +Lenin and 'demanded that the adherents of **Kommunist** cease their separate +organisational existence.'"_ The paper lasted four issues, with the last +having to be published as a private factional paper. The issue had been +settled by a high pressure campaign in the Party organisation, backed by a +barrage of violent invective in the Party press and in the pronouncements of +the Party leaders. [Maurice Brinton, **Op. Cit.**, pp. 39-40] + +Similarly, the Workers' Opposition three years later also experienced them. At +the Tenth Party congress, A. Kollontai (author of their platform) stated that +the circulation of her pamphlet had been deliberately impeded. _"So irregular +were some of these that the Moscow Party Committee at one stage voted a +resolution **publicly** censuring the Petrograd organisation 'for not +observing the rules of proper controversy.'"_ The success of the Leninist +faction in getting control of the party machine was such that _"there is +serious doubt as to whether they were not achieved by fraud."_ [Brinton, **Op. +Cit.**, p. 75 and p. 77] Victor Serge witnessed the rigging of an election to +ensure Lenin's victory in the trade union debate. [**Memoirs of a +Revolutionary**, p. 123] Kollontai herself mentions (in early 1921) that +comrades _"who dare to disagree with decrees from above are **still** being +persecuted."_ [our emphasis, **The Workers' Opposition**, p. 22] + +The Platform states that _"the dying out of inner-party democracy leads to a +dying out of workers' democracy in general -- in the trade unions, and in all +other nonparty mass organisations."_ In fact, the opposite causation is +correct. The dying out of workers' democracy in general leads to a dying out +of inner-party democracy. The dictatorship of the party by necessity clashes +with the _"democratic dictatorship of the working masses and the poor +peasantry."_ As the party dictatorship replaces the working masses, +eliminating democracy by the dictatorship of a single party, democracy in that +party must wither. If the workers can join that party and influence its +policies then the same problems that arose in the soviets and unions appear in +the party (i.e. voting for the wrong policies and people). This necessitates a +corresponding centralisation in power within the party as occurred in the +soviets and unions, all to the detriment of rank and file power and control. + +As Ida Mett argued: + +> _"There is no doubt that the discussion taking place within the [Communist] +Party at this time [in early 1921] had profound effects on the masses. It +overflowed the narrow limits the Party sought to impose on it. It spread to +the working class as a whole, to the solders and to the sailors. Heated local +criticism acted as a general catalyst. The proletariat had reasoned quite +logically: if discussion and criticism were permitted to Party members, why +should they not be permitted to the masses themselves who had endured all the +hardships of the Civil War? + +> + +> "In his speech to the Tenth Congress -- published in the Congress +Proceedings -- Lenin voiced his regret at having 'permitted' such a +discussion. 'We have certainly committed an error,' he said, 'in having +authorised this debate. Such a discussion was harmful just before the Spring +months that would be loaded with such difficulties.'"_ [**The Kronstadt +Uprising**, pp. 34-5] + +Unsurprisingly, the Tenth Congress voted to ban factions within the Party. The +elimination of discussion in the working class led to its ban in the party. +Having the rank-and-file of the Party discuss issues would give false hopes to +the working class as a whole who may attempt to influence policy by joining +the party (and, of course, vote for the wrong people or policies). + +Thus the only alternative to Kronstadt's _"Third Revolution"_ and free soviets +was doomed to failure. + +Lastly, we should draw some parallels between the fates of the Kronstadt +sailors and the Left Opposition. + +John Rees argues that the Left Opposition had _"the whole vast propaganda +machine of the bureaucracy . . . turned against them,"_ a machine used by +Trotsky and Lenin in 1921 against Kronstadt. Ultimately, the Left Opposition +_"were exiled, imprisoned and shot,"_ again like the Kronstadters and a host +of revolutionaries who defended the revolution but opposed the Bolshevik +dictatorship. [**Op. Cit.**, p. 68] + +As Murray Bookchin argued: + +> _"All the conditions for Stalinism were prepared for by the defeat of the +Kronstadt sailors and Petrograd strikers."_ [_"Introduction"_, Ida Mett, **The +Kronstadt Uprising**, p. 13] + +Thus, the argument that Kronstadt was _"utopian"_ is false. The third +revolution was the only **real** alternative in Bolshevik Russia. Any struggle +from below post-1921 would have raised the same problems of soviet democracy +and party dictatorship which Kronstadt raised. Given that the **Left +Opposition** subscribed to the _"Leninist principle"_ of _"the dictatorship of +the party,"_ they could not appeal to the masses as they would not vote for +them. The arguments raised against Kronstadt that soviet democracy would lead +to counter-revolution are equally applicable to movements which appealed, as +Rees desires, to the Russian working class post-Kronstadt. + +In summary, the claim that Kronstadt would inevitably have lead to an anti- +proletarian dictatorship fails. Yes, it might have but the Bolshevik +dictatorship itself was anti-proletarian (it had repressed proletarian +protest, organisation, freedom and rights on numerous occasions) and it could +never be reformed from within by the very logic of its _"Leninist principle"_ +of _"the dictatorship of the party."_ The rise of Stalinism was inevitable +after the crushing of Kronstadt. + +## 14 How do modern day Trotskyists misrepresent Kronstadt? + +We have discussed how Trotskyists have followed their heroes Lenin and Trotsky +in abusing the facts about the Kronstadt sailors and uprising in previous +sections. In [section 8](append42.html#app8), we have indicated how they have +selectively quoted from academic accounts of the uprising and suppressed +evidence which contradicts their claims. In [section 7](append42.html#app7) we +have shown how they have selectively quoted from Paul Avrich's book on the +revolt to paint a false picture of the connections between the Kronstadt +sailors and the Whites. Here we summarise some of the other misrepresentations +of Trotskyists about the revolt. + +John Rees, for example, asserts that the Kronstadters were fighting for +_"soviets without parties."_ Indeed, he makes the assertion twice on one page. +[**Op. Cit.**, p. 63] Pat Stack goes one further and asserts that the +_"central demand of the Kronstadt rising though was 'soviets without +Bolsheviks', in other words, the utter destruction of the workers' state."_ +[_"Anarchy in the UK?"_, **Socialist Review**, no. 246, November 2000] Both +authors quote from Paul Avrich's book **Kronstadt 1921** in their articles. +Let us turn to that source: + +> _"'Soviets without Communists' was not, as is often maintained by both +Soviet and non-Soviet writers, a Kronstadt slogan."_ [**Kronstadt 1921**, p. +181] + +Nor did they agitate under the banner _"soviets without parties."_ They argued +for _"all power to the soviets and not to parties."_ Political parties were +not to be excluded from the soviets, simply stopped from dominating them and +substituting themselves for them. As Avrich notes, the Kronstadt program _"did +allow a place for the Bolsheviks in the soviets, alongside the other left-wing +organisations . . . Communists . . . participated in strength in the elected +conference of delegate, which was the closest thing Kronstadt ever had to the +free soviets of its dreams."_ [**Ibid.**] The index for Avrich's work handily +includes this page in it, under the helpful entry _"soviets: 'without +Communists.'"_ + +The central demand of the uprising was simply soviet democracy and a return to +the principles that the workers and peasants had been fighting the whites for. +In other words, both Leninists have misrepresented the Kronstadt revolt's +demands and so misrepresented its aims. + +Rees goes one step further and tries to blame the Bolshevik massacre on the +sailors themselves. He argues _"in Petrograd Zinoviev had already essentially +withdrawn the most detested aspects of War Communism in response to the +strikes."_ Needless to say, Zinoviev did not withdraw the **political** +aspects of War Communism, just some of the **economic** ones and, as the +Kronstadt revolt was mainly **political**, these concessions were not enough +(indeed, the repression directed against workers rights and opposition +socialist and anarchist groups **increased**). He then states the Kronstadters +_"response [to these concessions] was contained in their **What We Are +Fighting For**"_ and quotes it as follows: + +> _"there is no middle ground in the struggle against the Communists . . . +They give the appearance of making concessions: in Petrograd province road- +block detachments have been removed and 10 million roubles have been allotted +for the purchase of foodstuffs. . . But one must not be deceived . . . No +there can be no middle ground. Victory or death!"_ + +What Rees fails to inform the reader is that this was written on March 8th, +while the Bolsheviks had started military operations on the previous evening. +Moreover, the fact the _"response"_ clearly stated _"[w]ithout a single shot, +without a drop of blood, the first step has been taken [of the "Third +Revolution"]. The toilers do not need blood. They will shed it only at a +moment of self-defence"_ is not mentioned. [Avrich, **Op. Cit.**, p. 243] In +other words, the Kronstadt sailors reaffirmed their commitment to non-violent +revolt. Any violence on their part was in self-defence against Bolshevik +actions. Not that you would know that from Rees' work. Indeed, as one of Rees' +sources indicates, the rebels _"had refrained from taking any communist lives. +The Soviet Government, on the other hand, as early as March 3, already had +executed forty-five seamen at Oranienbaum -- a quite heavy proportion of the +total personnel of the men at the Naval Aviation Detachment. These men had +voted for the Kronstadt resolution, but did not take arms against the +government. This mass execution was merely a prelude to those that took place +after the defeat of the mutineers."_ These executions at Oranienbaum, it +should be noted, exceeded the total of 36 seamen who had paid with their lives +for the two large rebellions of the 1905 revolution at Kronstadt and Sveaborg. +[D. Fedotoff-White, **The Growth of the Red Army**, p. 156] + +Ted Grant, of the UK's **Socialist Appeal** re-writes history significantly in +his work **Russia: From revolution to counter-revolution**. For example, he +claims (without providing any references) that the _"first lie"_ of anti- +Bolshevik writers on the subject _"is to identify the Kronstadt mutineers of +1921 with the heroic Red sailors of 1917."_ As we have indicated in [section +8](append42.html#app8), research has **proven** that over 90% of the sailors +on the two battleships which started the revolt had been recruited before and +during the 1917 revolution and at least three-quarters of the sailors were old +hands who had served in the navy through war and revolution. So was the +majority of the Provisional Revolutionary Committee. Grant asserts that the +sailors in 1917 and 1921 _"had nothing in common"_ because those _"of 1917 +were workers and Bolsheviks."_ In fact, as we indicated [section +9](append42.html#app9), the Bolsheviks were a minority in Kronstadt during +1917 (a fact even Trotsky admitted in 1938). Moreover, the demands raised in +the revolt matched the politics dominant in 1917. + +Grant then claims that _"almost the entire Kronstadt garrison volunteered to +fight in the ranks of the Red Army during the civil war."_ Are we to believe +that the Bolshevik commanders left Kronstadt (and so Petrograd) defenceless +during the Civil War? Or drafted the skilled and trained (and so difficult to +replace) sailors away from their ships, so leaving them unusable? Of course +not. Common sense refutes Grant's argument (and statistical evidence supports +this common sense position -- on 1st January, 1921, at least 75.5% of the +Baltic Fleet was likely to have been drafted before 1918 and over 80% were +from Great Russian areas and some 10% from the Ukraine. [Gelzter, **Op. +Cit.**, p. 208]). + +Not to be outdone, he then states that the _"Kronstadt garrison of 1921 was +composed mainly of raw peasant levies from the Black Sea Fleet. A cursory +glance at the surnames of the mutineers immediately shows that they were +almost all Ukrainians."_ According to Paul Avrich, _"[s]ome three or four +hundred names appear in the journal of the rebel movement . . . So far as one +can judge from these surnames alone . . . Great Russians are in the +overwhelming majority."_ Of the 15 person Provisional Revolutionary Committee, +_"three . . . bore patently Ukrainian names and two others. . . Germanic +names."_ [Paul Avrich, **Op. Cit.**, pp. 92-3] Of the three Ukrainians, two +were sailors of long standing and _"had fought on the barricades in 1917."_ +[Avrich, **Op. Cit.**, p. 91] So much for a _"cursory glance at the surnames +of the mutineers."_ To top it off, he states: _"That there were actual +counter-revolutionary elements among the sailors was shown by the slogan +'Soviets without Bolsheviks'."_ Which, of course, the Kronstadt sailors +**never** raised as a slogan! + +And **Grant** talks about the _"[m]any falsifications. . . written about this +event,"_ that it _"has been virtually turned into a myth"_ and that _"these +allegations bear no relation to the truth."_ Truly amazing. As can be seen, +his words apply to his own inventions. + +Another SWP member, Abbie Bakan, asserts that, for example, _"more than three +quarters of the sailors"_ at Kronstadt _"were recent recruits of peasant +origin"_ but refuses to provide a source for this claim. [_"A Tragic +Necessity"_, **Socialist Worker Review**, no. 136, November 1990, pp. 18-21] +As noted in [section 8](append42.html#app8), such a claim is false. The likely +source for the assertion is Paul Avrich, who noted that more than three- +quarters of the sailors were of peasant origin but Avrich does **not** say +they were all recent recruits. While stating that there could be _"little +doubt"_ that the Civil War produced a _"high turnover"_ and that _"many"_ old- +timers had been replaced by conscripts from rural areas, he does not indicate +that all the sailors from peasant backgrounds were new recruits. He also notes +that _"there had always been a large and unruly peasant element among the +sailors."_ [**Op. Cit.**, pp. 89-90] + +Bakan asserts that anti-semitism _"was vicious and rampant"_ yet fails to +provide **any** official Kronstadt proclamations expressing this perspective. +Rather, we are to generalise from the memoirs of **one** sailor and the anti- +semitic remark of Vershinin, a member of the Revolutionary Committee. Let us +not forget that the opinions of these sailors and others like them were +irrelevant to the Bolsheviks when they drafted them in the first place. And, +more importantly, this _"vicious and rampant"_ anti-semitism failed to mark +the demands raised nor the Kronstadt rebels' newspaper or radio broadcasts. +Nor did the Bolsheviks mention it at the time. + +Moreover, it is true that the _"worse venom of the Kronstadt rebels was +levelled against Trotsky and Zinoviev"_ but it was **not** because, as Bakan +asserts, they were _"treated as Jewish scapegoats."_ Their ethnical background +was not mentioned by the Kronstadt sailors. Rather, they were strong +**political** reasons for attacking them. As Paul Avrich argues, _"Trotsky in +particular was the living symbol of War Communism, of everything the sailors +had rebelled against. His name was associated with centralisation and +militarisation, with iron discipline and regimentation."_ As for Zinoviev, he +had _"incurred the sailors' loathing as the party boss who had suppressed the +striking workers and who had stooped to taking their own families as +hostages."_ Good reasons to attack them and nothing to do with them being +Jewish. [**Op. Cit.**, p. 178 and p. 176] + +Bakan states that the _"demands of the Kronstadt sailors reflected the ideas +of the most backward section of the peasantry."_ As can be seen from [section +3](append42.html#app3), such a comment cannot be matched with the actual +demands of the revolt (which, of course, he does not provide). So what ideas +did these demands of the _"most backward section of the peasantry"_ state? +Free elections to the Soviets, freedom of speech and of the press for workers +and peasants, right of assembly, freedom for trade union and peasant +organisations, a conference of workers, soldiers and sailors, liberation of +all political, worker and peasant prisoners, equalisation of rations, freedom +for peasants as long as they do not employ hired labour, and so on. What +would, in other words, be included in most socialist parties programmes and +was, in fact, key elements of Bolshevik rhetoric in 1917. And, of course, all +of the political aspects of the Kronstadt demands reflected key aspects of the +Soviet Constitution. + +How _"backward"_ can you get! Indeed, these _"backward"_ peasants send a radio +message marking International Woman's Day, hoping that women would _"soon +accomplish"_ their _"liberation from every form of violence and oppression."_ +[quoted by Alexander Berkman, **The Russian Tragedy**, p. 85] + +Bakan pathetically acknowledges that their demands included _"calls for +greater freedoms"_ yet looks at the _"main economic target"_ (not mentioning +they were points 8, 10 and 11 of the 15 demands, the bulk of the rest are +political). These, apparently, were aimed at _"the programme of forced +requisitioning of peasant produce and the roadblock detachments that halted +the black market in grain."_ Given that he admits that the Bolsheviks were +_"already discussing"_ the end of these features (due to their lack of +success) it must be the case that the Bolsheviks also _"reflected the ideas of +the most backward section of the peasantry"_! Moreover, the demand to end the +roadblocks was also raised by the Petrograd and Moscow workers during their +strikes, as were most of the other demands raised by Kronstadt. [Paul Avrich, +**Op. Cit.**, p. 42] Surely the _"most backward section of the peasantry"_ was +getting around in those days, appearing as they were in the higher reaches of +the Bolshevik party bureaucracy and the factories of Petrograd and other major +cities! + +In reality, of course, the opposition to the forced requisitioning of food was +a combination of ethical and practical considerations -- it was evil and it +was counterproductive. You did not have to be a peasant to see and know this +(as the striking workers show). Similarly, the roadblocks were also a failure. +Victor Serge, for example, recollected he would _"have died without the sordid +manipulations of the black market."_ [**Memoirs of a Revolutionary**, p.79] He +was a government official. Think how much worse it would have been for an +ordinary worker. The use of roadblock detachments harmed the industrial +workers -- little wonder they struck for their end and little wonder the +sailors expressed solidarity with them and included it in their demands. +Therefore, **nothing** can be drawn from these demands about the class nature +of the revolt. + +In an interesting example of double-think, Bakan then states that the sailors +_"called for the abolition of Bolshevik authority in the army, factories and +mills."_ What the resolution demanded was, in fact, _"the abolition Party +combat detachments in all military groups"_ as well as _"Party guards in +factories and enterprises"_ (point 10). In other words, to end the +intimidation of workers and soldiers by armed communist units in their amidst! +When Bakan states that _"the real character of the rebellion"_ can be seen +from the opening declaration that _"the present soviets do not express the +will of the workers and peasants"_ he could not have made a truer comment. The +Kronstadt revolt was a revolt for soviet democracy and against party +dictatorship. And soviet democracy would only abolish _"Bolshevik authority"_ +if the existing soviets, as the resolution argued, did not express the will of +their electors! + +Similarly, he asserts that the Provisional Revolutionary Committee was _"non- +elected"_ and so contradicts every historian who acknowledges it was elected +by the conference of delegates on March 2nd and expanded by the next +conference a few days later. He even considers the fact the delegate meeting's +_"denial of party members' usual role in chairing the proceedings"_ as one of +many _"irregularities"_ while, of course, the **real** irregularity was the +fact that **one** party (the government party) had such a _"usual role"_ in +the first place! Moreover, given that that Petrograd soviet meeting to discuss +the revolt had Cheka guards (Lenin's political police) on it, his notion that +sailors guarded the conference of delegates meeting (a meeting held in +opposition to the ruling party) was _"irregular"_ seems ironic. + +Lastly, he raises the issue of the _"Memorandum"_ of the White _"National +Centre"_ and uses it as evidence that _"Lenin's suspicion of an international +conspiracy linked up with the Kronstadt events has been vindicated."_ Needless +to say, he fails to mention that the historian who discovered the document +rejected the notion that it proved that Kronstadt was linked to such a +conspiracy (see [section 6](append42.html#app6) for a full discussion). +Ironically, he mentions that _"[t]wo weeks after the Kronstadt rebellion the +ice was due to melt."_ Two weeks **after** the rebellion was crushed, of +course, and he fails to mention that the _"Memorandum"_ he uses as evidence +assumes that the revolt would break out **after** the ice had melted, not +before. While he claims that _"[h]olding out until the ice melted was +identified as critical in the memorandum,"_ this is not true. The Memorandum +in fact, as Paul Avrich notes, _"assumes that the rising will occur after the +ice has melted."_ [**Op. Cit.**, p. 237f] No other interpretation can be +gathered from the document. + +Altogether, Bakan's article shows how deeply the supporters of Leninism will +sink to when attempting to discuss the Kronstadt rebellion. Sadly, as we have +indicated many, many times, this is not an isolated occurrence. + +## 15 What does Kronstadt tell us about Bolshevism? + +The rationales used by Lenin, Trotsky and their followers are significant aids +to getting to the core of the Bolshevik Myth. These rationales and activities +allow us to understand the limitations of Bolshevik theory and how it +contributed to the degeneration of the revolution. + +Trotsky stated that the _"Kronstadt slogan"_ was _"soviets without +Communists."_ [Lenin and Trotsky, **Kronstadt**, p. 90] This, of course, is +factually incorrect. The Kronstadt slogan was _"all power to the soviets but +not to the parties"_ (or _"free soviets"_). From this incorrect assertion, +Trotsky argued as follows: + +> _"to free the soviets from the leadership [!] of the Bolsheviks would have +meant within a short time to demolish the soviets themselves. The experience +of the Russian soviets during the period of Menshevik and SR domination and, +even more clearly, the experience of the German and Austrian soviets under the +domination of the Social Democrats, proved this. Social Revolutionary- +anarchist soviets could only serve as a bridge from the proletarian +dictatorship. They could play no other role, regardless of the 'ideas' of +their participants. The Kronstadt uprising thus had a counterrevolutionary +character."_ [**Op. Cit.**, p. 90] + +Interesting logic. Let us assume that the result of free elections would have +been the end of Bolshevik _"leadership"_ (i.e. dictatorship), as seems likely. +What Trotsky is arguing is that to allow workers to vote for their +representatives would _"only serve as a bridge from the proletarian +dictatorship"_! This argument was made (in 1938) as a **general point** and is +**not** phrased in terms of the problems facing the Russian Revolution in +1921. In other words Trotsky is clearly arguing for the dictatorship of the +party and contrasting it to soviet democracy. So much for _"All Power to the +Soviets"_ or _"workers' power"_! + +Indeed, Trotsky was not shy in explicitly stating this on occasion. As we +noted in [section 13](append42.html#app13), the **Left Opposition** based +itself on _"Leninist principle"_ (_"inviolable for every Bolshevik"_) that +_"the dictatorship of the proletariat is and can be realised only through the +dictatorship of the party."_ Trotsky stressed ten years later that the whole +working class cannot determine policy in the so-called "workers' state" (as +well as indicating his belief that one-party dictatorship is an inevitable +stage in a "proletarian" revolution): + +> _"The revolutionary dictatorship of a proletarian party is for me not a +thing that one can freely accept or reject: It is an objective necessity +imposed upon us by the social realities \-- the class struggle, the +heterogeneity oof the revolutionary class, the necessity for a selected +vanguard in order to assure the victory. The dictatorship of a party belongs +to the barbarian prehistory as does the state itself, but we can not jump over +this chapter, which can open (not at one stroke) genuine human history. . . +The revolutionary party (vanguard) which renounces its own dictatorship +surrenders the masses to the counter-revolution . . . Abstractly speaking, it +would be very well if the party dictatorship could be replaced by the +'dictatorship' of the whole toiling people without any party, but this +presupposes such a high level of political development among the masses that +it can never be achieved under capitalist conditions. The reason for the +revolution comes from the circumstance that capitalism does not permit the +material and the moral development of the masses."_ [Trotsky, **Writings +1936-37**, pp. 513-4] + +This is the very essence of Bolshevism. Trotsky is clearly arguing that the +working class, as a class, is incapable of making a revolution or managing +society itself -- hence the party must step in on its behalf and, if +necessary, ignore the wishes of the people the party claims to represent. To +re-quote Trotsky's comments against the **Workers' Opposition** at the Tenth +Party Congress in early 1921: _"They have made a fetish of democratic +principles! They have placed the workers' right to elect representatives above +the Party. As if the Party were not entitled to assert its dictatorship even +if that dictatorship clashed with the passing moods of the workers' +democracy!"_ He stressed that the _"Party is obliged to maintain its +dictatorship . . . regardless of temporary vacillations even in the working +class . . . The dictatorship does not base itself at every moment on the +formal principle of a workers' democracy."_ [quoted by M. Brinton, **The +Bolsheviks and Workers' Control**, p. 78] + +In 1957, after crushing the 1956 workers' revolution, the Hungarian Stalinists +argued along **exactly** the same lines as Trotsky had after the Bolsheviks +had crushed Kronstadt. The leader of the Hungarian Stalinist dictatorship +argued that _"the regime is aware that the people do not always know what is +good for them. It is therefore the duty of the leadership to act, not +according to the **will** of the people, but according to what the leadership +knows to be in the best **interests** of the people."_ [quoted by Andy +Anderson, **Hungary '56**, p. 101] + +Little wonder, then, that Samuel Farber notes that _"there is no evidence +indicating that Lenin or any of the mainstream Bolshevik leaders lamented the +loss of workers' control or of democracy in the soviets, or at least referred +to these losses as a retreat, as Lenin declared with the replacement of War +Communism by NEP in 1921."_ [**Before Stalinism**, p. 44] + +Such a perspective cannot help have disastrous consequences for a revolution +(and explains why the Bolsheviks failed to pursue a peaceful resolution to the +Kronstadt revolt). The logic of this argument clearly implies that when the +party suppressed Kronstadt, when it disbanded non-Bolshevik soviets in early +1918 and robbed the workers and soviets of their power, the Bolsheviks were +acting in the best interests of masses! The notion that Leninism is a +revolutionary theory is invalidated by Trotsky's arguments. Rather than aim +for a society based on workers' power, they aim for a "workers' state" in +which workers **delegate** their power to the leaders of the party. Which +confirmed Bakunin's argument that Marxism meant _"the highly despotic +government of the masses by a new and very small aristocracy of real or +pretended scholars. The people are not learned, so they will be liberated from +the cares of government and included in entirety in the governed herd."_ +[**Statism and Anarchy**, pp. 178-9] + +Such an approach is doomed to failure -- it cannot produce a socialist society +as such a society (as Bakunin stressed) can only be built from below by the +working class itself. + +As Vernon Richards argues: + +> _"The distinction between the libertarian and authoritarian revolutionary +movements in their struggle to establish the free society, is the means which +each proposes should be used to this end. The libertarian maintains that the +initiative must come from below, that the free society must be the result of +the will to freedom of a large section of the population. The authoritarian . +. . believes that the will to freedom can only emerge once the existing +economic and political system has be replaced by a dictatorship of the +proletariat [as expressed by the dictatorship of the party, according to +Trotsky] which, as the awareness and sense of responsibility of the people +grows, will wither away and the free society emerge. + +> + +> "There can be no common ground between such approaches. For the +authoritarian argues that the libertarian approach is noble but 'utopian' and +doomed to failure from the start, while the libertarian argues on the evidence +of history, that the authoritarian **methods** will simply replace one +coercive state by another, equally despotic and remote from the people, and +which will no more 'wither away' than its capitalist predecessor."_ [**Lessons +of the Spanish Revolution**, p. 206] + +Modern day Leninists follow Trotsky's arguments (although they rarely +acknowledge where they logically led or that their heroes explicitly +acknowledged this conclusion and justified it). They do not state this +position as honestly as did Trotsky. + +Chris Bambery of the British SWP, for example, argues in his article +_"Leninism in the 21st century"_ that _"in Lenin's concept of the party, +democracy is balanced by centralism"_ and the first of three reasons for this +is: + +> _"The working class is fragmented. There are always those who wish to fight, +those who will scab and those in between. Even in the soviets those divisions +will be apparent. Revolutionary organisation does not aspire to represent the +working class as a whole. It bases itself on those workers who want to +challenge capitalism, and seeks to organise those to win the majority of +workers to the need to take power."_ [**Socialist Review**, no. 248, January +2001] + +This, of course, has **exactly** the same basis of Trotsky's defence of the +need of party dictatorship and why Kronstadt was counterrevolutionary. Bambery +notes that even _"in the soviets"_ there will be _"divisions."_ Thus we have +the basic assumption which, combined with centralisation, vanguardism and +other aspects of Bolshevism, leads to events like Kronstadt and the +destruction of soviet power by party power. The arguments for centralisation +mean, in practice, the concentration of power in the centre, in the hands of +the party leaders, as the working masses cannot be trusted to make the correct +("revolutionary") decisions. This centralised power is then used to impose the +will of the leaders, who use state power against the very class they claim to +represent: + +> _"Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[Lenin, **Collected Works**, vol. 42, p. 170] + +In other words, whoever protests against the dictatorship of the party. + +Of course, it will be replied that the Bolshevik dictatorship used its power +to crush the resistance of the bosses (and _"backward workers"_). Sadly, this +is not the case. First, we must stress that anarchists are **not** against +defending a revolution or expropriating the power and wealth of the ruling +class, quite the reverse as this is about **how** a revolution does this. +Lenin's argument is flawed as it confuses the defence of the revolution with +the defence of the party in power. These are two totally different things. + +The _"revolutionary coercion"_ Lenin speaks of is, apparently, directed +against one part of the working class. However, this will also intimidate the +rest (just as bourgeois repression not only intimidates those who strike but +those who may think of striking). As a policy, it can have but one effect -- +to eliminate **all** workers' power and freedom. It is the violence of an +oppressive minority against the oppressed majority, not vice versa. Ending +free speech harmed working class people. Militarisation of labour did not +affect the bourgeoisie. Neither did eliminating soviet democracy or union +independence. As the dissident (working class) Communist Gavriii Miasnokov +argued in 1921 (in reply to Lenin): + +> _"The trouble is that, while you raise your hand against the capitalist, you +deal a blow to the worker. You know very well that for such words as I am now +uttering hundreds, perhaps thousands, of workers are languishing in prison. +That I myself remain at liberty is only because I am a veteran Communist, have +suffered for my beliefs, and am known among the mass of workers. Were it not +for this, were I just an ordinary mechanic from the same factory, where would +I be now? In a Cheka prison or, more likely, made to 'escape,' just as I made +Mikhail Romanov 'escape.' Once more I say: You raise your hand against the +bourgeoisie, but it is I who am spitting blood, and it is we, the workers, +whose jaws are being cracked."_ [quoted by Paul Avrich, **G. T. Miasnikov and +the Workers' Group**] + +This can be seen from the make-up of Bolshevik prisoners. Of the 17 000 camp +detainees on whom statistical information was available on 1 November 1920, +peasants and workers constituted the largest groups, at 39% and 34% +respectively. Similarly, of the 40 913 prisoners held in December 1921 (of +whom 44% had been committed by the Cheka) nearly 84% were illiterate or +minimally educated, clearly, therefore, either peasants of workers. [George +Leggett, **The Cheka: Lenin's Political Police**, p. 178] Unsurprisingly, +Miasnikov refused to denounce the Kronstadt insurgents nor would he have +participated in their suppression had he been called upon to do so. + +Thus, the ideas of centralisation supported by Leninists are harmful to the +real gains of a revolution, namely working class freedom and power (as we +noted in [section 12](append42.html#app12), some of them do not even mention +these when indicating the gains of 1917). Indeed, this can be seen all through +the history of Bolshevism. + +Bambery states (correctly) that _"Lenin and the Bolsheviks initially opposed"_ +the spontaneously formed soviets of 1905. Incredulously, however, he assigns +this opposition to the assertion that their _"model of revolution was still +shaped by that of the greatest previous revolution in France in 1789."_ +[**Ibid.**] In reality, it was because they considered, to quote a leading +Bolshevik, that _"only a strong party along class lines can guide the +proletarian political movement and preserve the integrity of its program, +rather than a political mixture of this kind, an indeterminate and vacillating +political organisation such as the workers council represents and cannot help +but represent."_ [P. N. Gvozdev, quoted by, Oskar Anweilier, **The Soviets**, +p. 77] + +The soviet, in other words, could not represent the interests of the working +class because it was elected by them! Trotsky repeated this argument almost +word for word in 1920 when he argued that _"it can be said with complete +justice that the dictatorship of the Soviets became possible only by means of +the dictatorship of the party"_ and that there is _"no substitution at all"_ +when the _"power of the party"_ replaces that of the working class. The party, +he stressed, _"has afforded to the Soviets the possibility of becoming +transformed from shapeless parliaments of labour into the apparatus of the +supremacy of labour."_ [**Communism and Terrorism**] How labour could express +this _"supremacy"_ when it could not even vote for its delegates (never mind +manage society) is never explained. + +In 1905, the Bolsheviks saw the soviets as a rival to their party and demanded +it either accept their political program or simply become a trade-union like +organisation. They feared that it pushed aside the party committee and thus +led to the _"subordination of consciousness to spontaneity."_ [Oskar +Anweilier, **Op. Cit.**, p. 78] This was following Lenin in **What is to be +Done?**, where he had argued that the _"**spontaneous** development of the +labour movement leads to it being subordinated to bourgeois ideology."_ +[**Essential Works of Lenin**, p. 82] This perspective is at the root of all +Bolshevik justifications for party power after the October revolution. + +Such a combination of political assumptions inevitably leads to such events as +Kronstadt. With the perception that spontaneous developments inevitably leads +to bourgeois domination, any attempt to revoke Bolshevik delegates and elect +others to soviets **must** represent counter-revolutionary tendencies. As the +working class is divided and subject to _"vacillations"_ due to _"wavering and +unstable elements among the masses themselves,"_ working class people simply +cannot manage society themselves. Hence the need for _"the Leninist +principle"_ of _"the dictatorship of the party."_ And, equally logically, to +events like Kronstadt. + +Thus Cornellius Castoriadis: + +> _"To manage the work of others -- this is the beginning and the end of the +whole cycle of exploitation. The 'need' for a specific social category to +manage the work of others in production (and the activity of others in +politics and in society), the 'need' for a separate business management and +for a Party to rule the State -- this is what Bolshevism proclaimed as soon as +it seized power, and this is what it zealously laboured to impose. We know +that it achieved its ends. Insofar as ideas play a role in the development of +history -- and, **in the final analysis**, they play an enormous role -- the +Bolshevik ideology (and with it, the Marxist ideology lying behind it) was a +decisive factor in the birth of the Russian bureaucracy."_ [**Political and +Social Writings**, vol. 3, p. 104] + +Moreover, the logic of the Bolshevik argument is flawed: + +> _"if you consider these worthy electors as unable to look after their own +interests themselves, how is it that they will know how to choose for +themselves the shepherds who must guide them? And how will they be able to +solve this problem of social alchemy, of producing a genius from the votes of +a mass of fools? And what will happen to the minorities which are still the +most intelligent, most active and radical part of a society?"_ [Malatesta, +**Anarchy**, p. 53] + +Hence the need for soviet democracy and self-management, of the demands of the +Kronstadt revolt. As Malatesta put it, _"[o]nly freedom or the struggle for +freedom can be the school for freedom."_ [**Life and Ideas**, p. 59] The +_"epic of Kronstadt"_ proves _"**conclusively** that what belongs really to +**the workers and peasants** can be **neither governmental nor statist**, and +what is **governmental and statist** can belong **neither to the workers nor +the peasants.**"_ [Voline, **The Unknown Revolution**, p. 503] + +Anarchists are well aware that differences in political perspective exists +within the working class. We are also aware of the importance of +revolutionaries organising together to influence the class struggle, raising +the need for revolution and the creation of working class organisations which +can smash and replace the state with a system of self-managed communes and +workers' councils. However, we reject the Bolshevik conclusion for centralised +power (i.e. power delegated to the centre) as doomed to failure. Rather, we +agree with Bakunin who argued that revolutionary groups must _"not seek +anything for themselves, neither privilege nor honour nor power"_ and reject +_"any idea of dictatorship and custodial control."_ The _"revolution +everywhere must be created by the people, and supreme control must always +belong to the people organised into a free federation of agricultural and +industrial associations . . . organised from the bottom upwards by means of +revolutionary delegations . . . [who] will set out to administer public +services, not to rule over peoples."_ [**Michael Bakunin: Selected Writings**, +p. 172] + +Anarchists seek to influence working people directly, via their natural +influence in working class organisations like workers' councils, unions and so +on. Only by discussion, debate and self-activity can the political +perspectives of working class people develop and change. This is impossible in +a centralised system based on party dictatorship. Debate and discussion are +pointless if they have no effect on the process of the revolution nor if +working people cannot elect their own delegates. Nor can self-activity be +developed if the government uses _"revolutionary coercion"_ against _"waving +or unstable elements"_ (i.e. those who do not unquestioningly follow the +orders of the government or practice initiative). + +In other words, the fact Bolshevism uses to justify its support for party +power is, in fact, the strongest argument against it. By concentrating power +in the hands of a few, the political development of the bulk of the population +is hindered. No longer in control of their fate, of **their** revolution, they +will become pray to counter-revolutionary tendencies. + +Nor was the libertarian approach impossible to implement during a revolution +or civil war. Anarchists applied their ideas very successfully in the +Makhnovist movement in the Ukraine. In the areas they protected, the +Makhnovists refused to dictate to the workers and peasants what to do: + +> _"The freedom of the peasants and workers, said the Makhnovists, resides in +the peasants and workers themselves and may not be restricted. In all fields +of their lives it is up to the workers and peasants to construct whatever they +consider necessary. As for the Makhnovists -- they can only assist them with +advice, by putting at their disposal the intellectual or military forced they +need, but under no circumstances can the Makhnovists prescribe for them in +advance."_ [Peter Arshinov, **The History of the Makhnovist Movement**, p. +148] + +The Makhnovists urged workers to form free soviets and labour unions and to +use them to manage their own fates. They organised numerous conferences of +workers' and peasants' delegates to discuss political and military +developments as well as to decide how to re-organise society from the bottom +up in a self-managed manner. After they had liberated Aleksandrovsk, for +example, they _"invited the working population to participant in a general +conference of the workers of the city . . . and it was proposed that the +workers organise the life in the city and the functioning of the factories +with their own forces and their own organisations."_ [**Op. Cit.**, p. 149] In +contrast, the Bolsheviks tried to **ban** congresses of workers', peasants' +and soldiers' delegates organised by the Makhnovists (once by Dybenko and once +by Trotsky). [**Op. Cit.**, pp. 98-104 and 120-5] + +The Makhnovists replied by holding the conferences anyway, asking _"[c]an +there exist laws made by a few people who call themselves revolutionaries, +which permit them to outlaw a whole people who are more revolutionary than +they are themselves?"_ and _"[w]hose interests should the revolution defend: +those of the Party or those of the people who set the revolution in motion +with their blood?"_ Makhno himself stated that he _"consider[ed] it an +inviolable right of the workers and peasants, a right won by the revolution, +to call conferences on their own account, to discuss their affairs."_ [**Op. +Cit.**, p. 103 and p. 129] + +These actions by the Bolsheviks should make the reader ponder if the +elimination of workers' democracy during the civil war can be fully explained +by the objective conditions facing Lenin's government or whether Leninist +ideology played an important role in it. Indeed, the Kronstadt revolt +occurred, in part, because in February 1921 the administration of the Baltic +Fleet and the Communist Party organisation had collapsed, so allowing +_"unauthorised meetings of ships' crews . . . [to] tak[e] place behind the +backs of their commissars, there being too few loyal rank and file party +members left to nip them in the bud."_ [I. Getzler, **Kronstadt 1917-1921**, +p. 212] + +Thus, the anarchist argument is no utopian plan. Rather, it is one which has +been applied successfully in the same circumstances which Trotskyists argue +forced the Bolsheviks to act as they did. As can be seen, a viable alternative +approach existed and was applied (see the appendix on ["Why does the +Makhnovist movement show there is an alternative to +Bolshevism?"](append46.html) for more on the Makhnovists). + +The terrible objective circumstances facing the revolution obviously played a +key role in the degeneration of the revolution. However, this is not the whole +story. The **ideas** of the Bolsheviks played a key role as well. The +circumstances the Bolsheviks faced may have shaped certain aspects of their +actions, but it cannot be denied that the impulse for these actions were +rooted in Bolshevik theory. + +In regards to this type of analysis, the Trotskyist Pierre Frank argues that +anarchists think that bureaucratic conceptions _"beget bureaucracy"_ and that +_"it is ideas, or deviations from them, that determine the character of +revolutions. The most simplistic kind of philosophical idealism has laid low +historical materialism."_ This means, apparently, that anarchists ignore +objective factors in the rise of the bureaucracy such as _"the country's +backwardness, low cultural level, and the isolation of the revolution."_ +[Lenin and Trotsky, **Kronstadt**, pp. 22-3] + +Nothing could be further from the truth, of course. What anarchists argue +(like Lenin before the October revolution) is that **every** revolution will +suffer from isolation, uneven political development, economic problems and so +on (i.e. _"exceptional circumstances,"_ see [section +12](append42.html#app12)). The question is whether your revolution can survive +them and whether your political ideas can meet these challenges without aiding +bureaucratic deformations. As can be seen from the Russian Revolution, +Leninism fails that test. + +Moreover, Frank is being incredulous. If we take his argument seriously then +we have to conclude that Bolshevik ideology played **no** role in how the +revolution developed. In other words, he subscribes to the contradictory +position that Bolshevik politics were essential to the success of the +revolution and yet played no role in its outcome. + +The facts of the matter is that people are faced with choices, choices that +arise from the objective conditions they face. What decisions they make will +be influenced by the ideas they hold -- they will not occur automatically, as +if people were on auto-pilot -- and their ideas are shaped by the social +relationships they experience. Thus, someone placed into a position of power +over others will act in certain ways, have a certain world view, which would +be alien to someone subject to egalitarian social relations. + +So, obviously "ideas" matter, particularly during a revolution. Someone in +favour of centralisation, centralised power and who equates party rule with +class rule (like Lenin and Trotsky), will act in ways (and create structures) +totally different from someone who believes in decentralisation and +federalism. In other words, political ideas do matter in society. Nor do +anarchists leave our analysis at this obvious fact, we also argue that the +types of organisation people create and work in shapes the way they think and +act. This is because specific kinds of organisation have specific authority +relations and so generate specific social relationships. These obviously +affect those subject to them -- a centralised, hierarchical system will create +authoritarian social relationships which shape those within it in totally +different ways than a decentralised, egalitarian system. That Frank denies +this obvious fact suggests he knows nothing of materialist philosophy and +subscribes to the distinctly lobotomised (and bourgeois) "historical +materialism" of Lenin (see Anton Pannekoek's **Lenin as Philosopher** for +details). + +The attitude of Leninists to the Kronstadt event shows quite clearly that, for +all their lip-service to history from below, they are just as fixated with +leaders as is bourgeois history. As Cornellius Castoriadis argues: + +> _"Now, we should point out that it is not workers who write history. It is +always the **others**. And these others, whoever they may be, have a +historical existence only insofar as the masses are passive, or active simply +to support them, and this is precisely what 'the others' will tell us at every +opportunity. Most of the time these others will not even possess eyes to see +and ears to hear the gestures and utterances that express people's autonomous +activity. In the best of instances, they will sing the praises of this +activity so long as it **miraculously** coincides with their own line, but +they will radically condemn it, and impute to it the basest motives, as soon +as it strays therefrom. Thus Trotsky describes in grandiose terms the +anonymous workers of Petrograd moving ahead of the Bolshevik party or +mobilising themselves during the Civil War, but later on he was to +characterise the Kronstadt rebels as 'stool pigeons' and 'hirelings of the +French High Command.' They lack the categories of thought -- the brain cells, +we might dare say -- necessary to understand, or even to record, this activity +as it really occurs: to them, an activity that is not instituted, that has +neither boss nor program, has no status; it is not even clearly perceivable, +except perhaps in the mode of 'disorder' and 'troubles.' The autonomous +activity of the masses belongs by definition to what is **repressed** in +history."_ [**Op. Cit.**, p. 91] + +The Trotskyist accounts of the Kronstadt revolt, with their continual attempts +to portray it as a White conspiracy, proves this analysis is correct. Indeed, +the possibility that the revolt was a spontaneous mass revolt with political +aims was dismissed by one of them as _"absurd"_ and instead was labelled the +work of _"backward peasants"_ being mislead by SRs and spies. Like the +capitalist who considers a strike the work of "outside agitators" and +"communists" misleading their workers, the Trotskyists present an analysis of +Kronstadt reeking of elitism and ideological incomprehension. Independence on +behalf of the working class is dismissed as "backward" and to be corrected by +the "proletarian dictatorship." Clearly Bolshevik ideology played a key role +in the rise of Stalinism. + +Lastly, the supporters of Bolshevism argue that in suppressing the revolt +_"the Bolsheviks only did their duty. They defended the conquests of the +revolution against the assaults of the counterrevolution."_ [Wright, **Op. +Cit.**, p. 123] In other words, we can expect more Kronstadts if these +"revolutionaries" gain power. The _"temporary vacillations"_ of future +revolutions will, like Kronstadt, be rectified by bullets when the Party +_"assert[s] its dictatorship even if its dictatorship clashes even with the +passing moods of the workers' democracy."_ [Trotsky, quoted by M. Brinton, +**Op. Cit.**, p. 78] No clearer condemnation of Bolshevism as a socialist +current is required. + +And, we must ask, what, exactly, **were** these "conquests" of the revolution +that must be defended? The suppression of strikes, independent political and +labour organisations, elimination of freedom of speech, assembly and press +and, of course, the elimination of soviet and union democracy in favour of +part dictatorship? Which, of course, for all Leninists, is the **real** +revolutionary conquest. Any one who attacks that is, of course, a counter- +revolutionary (even if they are workers). Thus: + +> _"Attitudes to the Kronstadt events, expressed . . . years after the event +often provide deep insight into the political thinking of contemporary +revolutionaries. They may in fact provide a deeper insight into their +conscious or unconscious aims than many a learned discussion about economics, +or philosophy or about other episodes of revolutionary history. + +> + +> "It is a question of one's basic attitude as to what socialism is all about. +what are epitomised in the Kronstadt events are some of the most difficult +problems of revolutionary strategy and revolutionary ethics: the problems of +ends and means, of the relations between Party and masses, in fact whether a +Party is necessary at all. Can the working class by itself only develop a +trade union consciousness? . . . + +> + +> "Or can the working class develop a deeper consciousness and understanding +of its interests than can any organisations allegedly acting on its behalf? +When Stalinists or Trotskyists speak of Kronstadt as 'an essential action +against the class enemy' when some more 'sophisticated' revolutionaries refer +to it as a 'tragic necessity,' one is entitled to pause for thought. One is +entitled to ask how seriously they accept Marx's dictum that 'the emancipation +of the working class is the task of the working class itself.' Do they take +this seriously or do they pay mere lip service to the words? Do they identify +socialism with the autonomy (organisational and ideological) of the working +class? Or do they see themselves, with their wisdom as to the 'historic +interests' of others, and with their judgements as to what should be +'permitted,' as the leadership around which the future elite will crystallise +and develop? One is entitled not only to ask . . . but also to suggest the +answer!"_ [_"Preface"_, Ida Mett's **The Kronstadt Uprising**, pp. 26-7] + +The issue is simple -- either socialism means the self-emancipation of the +working class or it does not. Leninist justifications for the suppression of +the Kronstadt revolt simply means that for the followers of Bolshevism, when +necessary, the party will paternalistically repress the working class for +their own good. The clear implication of this Leninist support of the +suppression of Kronstadt is that, for Leninism, it is dangerous to allow +working class people to manage society and transform it as they see fit as +they will make wrong decisions (like vote for the wrong party). If the party +leaders decide a decision by the masses is incorrect, then the masses are +overridden (and repressed). So much for _"all power to the soviets"_ or +_"workers' power."_ + +Ultimately, Wright's comments (and those like it) show that Bolshevism's +commitment to workers' power and democracy is non-existent. What is there left +of workers' self-emancipation, power or democracy when the "workers state" +represses the workers for trying to practice these essential features of any +real form of socialism? It is the experience of Bolshevism in power that best +refutes the Marxist claim that the workers' state "will be democratic and +participatory." The suppression of Kronstadt was just one of a series of +actions by the Bolsheviks which began, **before** the start of the Civil War, +with them abolishing soviets which elected non-Bolshevik majorities, +abolishing elected officers and soldiers soviets in the Red Army and Navy and +replacing workers' self-management of production by state-appointed managers +with _"dictatorial"_ powers (see sections [H.4](secH4.html) and +[2](append42.html#app2) for details). + +As Bakunin predicted, the "workers' state" did not, could not, be +"participatory" as it was still a state. Kronstadt is part of the empirical +evidence which proves Bakunin's predictions on the authoritarian nature of +Marxism. These words by Bakunin were confirmed by the Kronstadt rebellion and +the justifications made at the time and afterwards by the supporters of +Bolshevism: + +> _"What does it mean, 'the proletariat raised to a governing class?' Will the +entire proletariat head the government? The Germans number about 40 million. +Will all 40 million be members of the government? The entire nation will rule, +but no one would be ruled. Then there will be no government, there will be no +state; but if there is a state, there will also be those who are ruled, there +will be slaves. + +> + +> "In the Marxists' theory this dilemma is resolved in a simple fashion. By +popular government they mean government of the people by a small number of +representatives elected by the people. So-called popular representatives and +rulers of the state elected by the entire nation on the basis of universal +suffrage -- the last word of the Marxists, as well as the democratic school -- +is a lie behind which the despotism of a ruling minority is concealed, a lie +all the more dangerous in that it represents itself as the expression of a +sham popular will. + +> + +> "So . . . it always comes down to the same dismal result: government of the +vast majority of the people by a privileged minority. But this minority, the +Marxists say, will consist of workers. Yes, perhaps, of **former** workers, +who, as soon as they become rulers or representatives of the people will cease +to be workers and will begin to look upon the whole workers' world from the +heights of the state. They will no longer represent the people but themselves +and their own pretensions to govern the people. . . + +> + +> "They say that this state yoke, this dictatorship, is a necessary +transitional device for achieving the total liberation of the people: anarchy, +or freedom, is the goal, and the state, or dictatorship, the means. Thus, for +the masses to be liberated they must first be enslaved. . . . They claim that +only a dictatorship (theirs, of course) can create popular freedom. We reply +that no dictatorship can have any other objective than to perpetuate itself, +and that it can engender and nurture only slavery in the people who endure it. +Liberty can only be created by liberty, by an insurrection of all the people +and the voluntary organisation of the workers from below upward."_ [**Statism +and Anarchy**, pp. 178-9] + diff --git a/markdown/append43.md b/markdown/append43.md new file mode 100644 index 0000000000000000000000000000000000000000..07ac3394ffc271527cb0f745464e376af4997233 --- /dev/null +++ b/markdown/append43.md @@ -0,0 +1,3217 @@ +# What caused the degeneration of the Russian Revolution? + +As is well known, the Russian Revolution failed. Rather than produce +socialism, the Bolshevik revolution gave birth to an autocratic party +dictatorship residing over a state capitalist economy. In turn, this regime +gave rise to the horrors of Stalin's system. While Stalinism was denounced by +all genuine socialists, a massive debate has existed within the Marxist +movement over when, exactly, the Russian Revolution failed and why it did. +Some argue around 1924, others say around 1928, some (libertarian Marxists) +argue from the Bolshevik seizure of power. The reasons for the failure tend to +be more readily agreed upon: isolation, the economic and social costs of civil +war, the _"backward"_ nature of Russian society and economy are usually listed +as the key factors. Moreover, what the Stalinist regime was is also discussed +heatedly in such circles. Some (orthodox Trotskyists) claiming it was a +_"degenerated workers state,"_ others (such as the neo-Trotskyist UK SWP) that +it was _"state capitalist."_ + +For anarchists, however, the failure of Bolshevism did not come as a surprise. +In fact, just as with the reformist fate of the Social Democrats, the failure +of the Russian Revolution provided empirical evidence for Bakunin's critique +of Marx. As Emma Goldman recounts in her memoirs + +> _"Professor Harold Laski . . . expressed the opinion that I ought to take +some comfort in the vindication anarchism had received by the Bolsheviki. I +agreed, adding that not only their regime, but their stepbrothers as well, the +Socialists in power in other countries, had demonstrated the failure of the +Marxian State better than any anarchist argument. Living proof was always more +convincing than theory. Naturally I did not regret the Socialist failure but I +could not rejoice in it in the face of the Russian tragedy."_ [**Living My +Life**, vol. 2, p. 969] + +Given that Leninists claim that the Russian revolution was a success (at least +initially) and so proves the validity of their ideology, anarchists have a +special duty to analysis and understand what went wrong. Simply put, if the +Russian Revolution was a "success," Leninism does not need "failures"_! + +This section of the FAQ will discuss these explanations for the failure of +Bolshevism. Simply put, anarchists are not convinced by Leninist explanations +on why Bolshevism created a new class system, not socialism. + +This subject is very important. Unless we learn the lessons of history we will +be doomed to repeat them. Given the fact that many people who become +interested in socialist ideas will come across the remnants of Leninist +parties it is important that anarchists explains clearly and convincingly why +the Russian Revolution failed and the role of Bolshevik ideology in that +process. We need to account why a popular revolution became in a few short +years a state capitalist party dictatorship. As Noam Chomsky put it: + +> _ "In the stages leading up to the Bolshevik coup in October 1917, there +**were** incipient socialist institutions developing in Russia -- workers' +councils, collectives, things like that. And they survived to an extent once +the Bolsheviks took over \-- but not for very long; Lenin and Trotsky pretty +much eliminated them as they consolidated their power. I mean, you can argue +about the **justification** for eliminating them, but the fact is that the +socialist initiatives were pretty quickly eliminated. + +> + +> "Now, people who want to justify it say, 'The Bolsheviks had to do it' -- +that's the standard justification: Lenin and Trotsky had to do it, because of +the contingencies of the civil war, for survival, there wouldn't have been +food otherwise, this and that. Well, obviously the question is, was that true. +To answer that, you've got to look at the historical facts: I don't think it +was true. In fact, I think the incipient socialist structures in Russia were +dismantles **before** the really dire conditions arose . . . But reading their +own writings, my feeling is that Lenin and Trotsky knew what they were doing, +it was conscious and understandable."_ [**Understanding Power**, p. 226] + +As we discussed in the appendix on ["What happened during the Russian +Revolution?"](append41.html), Chomsky's feelings are more than supported by +the historical record. The elimination of meaningful working class freedom and +self-management started from the start and was firmly in place before the +start of the civil war at the end of May, 1918. The civil war simply +accelerated processes which had already started, strengthened policies that +had already been applied. And it could be argued that rather than impose alien +policies onto Bolshevism, the civil war simply brought the hidden (and not-so- +hidden) state capitalist and authoritarian politics of Marxism and Leninism to +the fore. + +Which is why analysing the failure of the revolution is important. If the +various arguments presented by Leninists on why Bolshevism failed (and, +consequently, Stalinism developed) can be refuted, then we are left with the +key issues of revolutionary politics -- whether Bolshevik politics had a +decisive negative impact on the development of the Russian Revolution and, if +so, there is an alternative to those politics. As regards the first issue, as +we discussed in the appendix on ["How did Bolshevik ideology contribute to the +failure of the Revolution?"](append44.html), anarchists argue that this was +the case. Bolshevik ideology itself played a key role in the degeneration of +the revolution. And as regards the second one, anarchists can point to the +example of the Makhnovists, which proves that alternative policies were +possible and could be applied with radically different outcomes (see the +appendix on ["Why does the Makhnovist movement show there is an alternative to +Bolshevism?"](append46.html) for more on the Makhnovist movement). + +This means that anarchists stress the interplay between the "objective +factors" and the subjective one (i.e. party ideology). Faced with difficult +circumstances, people and parties react in different ways. If they did not +then it would imply what they thought has no impact at all on their actions. +It also means that the politics of the Bolsheviks played no role in their +decisions. As we discussed in the appendix on ["What happened during the +Russian Revolution?"](append41.html), this position simply cannot be +maintained. Leninist ideology itself played a key role in the rise of +Stalinism. A conclusion Leninists reject. They, of course, try to distance +themselves from Stalinism, correctly arguing that it was a brutal and +undemocratic system. The problem is that it was Lenin and Trotsky rather then +Stalin who first shot strikers, banned left papers, radical organisations and +party factions, sent workers and revolutionaries to the gulags, advocated and +introduced one-man management and piece-work in the workplace, eliminated +democracy in the military and shut down soviets elected with the "wrong" (i.e. +non-Bolshevik) delegates. + +Many Leninists know nothing of these facts. Their parties simply do not tell +them the whole story of when Lenin and Trotsky were in power. Others do know +and attempt to justify these actions. When anarchists discuss why the Russian +Revolution failed, these Leninists have basically one reply. They argue that +anarchists never seem to consider the objective forces at play during the +Russian revolution, namely the civil war, the legacy of World War One, the +international armies of counter-revolution and economic disruption. These +_"objective factors"_ meant that the revolution was, basically, suffocated and +where the overriding contribution to the rise of militarism and the crushing +of democracy within the soviets. + +For anarchists such _"objective factors"_ do not (and must not) explain why +the Russian Revolution failed. This is because, as we argue in the following +sections, almost all revolutions will face the same, or similar, problems. +Indeed, in sections [1](append43.html#app1) and [2](append43.html#app2) both +anarchists like Kropotkin and Marxists like Lenin argued that this was the +case. As we discussed in [section H.2.1](secH2.html#sech21), Leninists like to +claim that they are _"realistic"_ (unlike the _"utopian"_ anarchists) and +recognise civil war is inevitable in a revolution. As [section +3](append43.html#app3) indicates, any defence of Bolshevism based on blaming +the impact of the civil war is both factually and logically flawed. As far as +economic disruption goes, as we discuss in [section 4](append43.html#app4) +this explanation of Bolshevik authoritarianism is unconvincing as **every** +revolution will face this problem. Then [section 5](append43.html#app5) +analyses the common Leninist argument that the revolution failed because the +Russian working class became _"atomised"_ or _"declassed."_ As that section +indicates, the Russian working class was more than capable of collective +action throughout the 1918 to 1921 period (and beyond). The problem was that +it was directed **against** the Bolshevik party. Finally, [section +6](append43.html#app6) indicates whether the Bolshevik leaders explained their +actions in terms of the "objective factors" they faced. + +It should be stressed that we are discussing this factors individually simply +because it is easier to do so. It reality, it is less hard to do so. For +example, civil war will, undoubtedly, mean economic disruption. Economic +disruption will mean unemployment and that will affect the working class via +unemployment and less goods available (for example). So just because we +separate the specific issues for discussion purposes, it should not be taken +to imply that we are not aware of their combined impact on the Russian +Revolution. + +Of course there is the slight possibility that the failure of Bolshevism can +be explained **purely** in these terms. Perhaps a future revolution will be +less destructive, less isolated, less resisted than the Russian (although, as +we noted in the [section 2](append43.html#app2), leading Bolsheviks like +Lenin, Trotsky and Bukharin doubted this). That **is** a possibility. However, +should we embrace an ideology whose basic, underlying, argument is based on +the hope that fate will be kinder to them this time? As Lenin argued against +the Russian left-communists in early 1918: + +> _ "Yes, we shall see the world revolution, but for the time being it is a +very good fairy-tale . . . But I ask, is it proper for a serious revolutionary +to believe in fairy-tales? . . . [I]f you tell the people that civil war will +break out in German and also guarantee that instead of a clash with +imperialism we shall have a field revolution on a world-wide scale, the people +will say you are deceiving them. In doing this you will be overcoming the +difficulties with which history has confronted us only in your minds, by your +wishes . . . You are staking everything on this card! If the revolution breaks +out, everything is saved . . . But if it does not turn out as we desire, if it +does not achieve victory tomorrow \-- what then? Then the masses will say to +you, you acted like gamblers -- you staked everything on a fortunate turn of +events that did not take place . . ."_ [**Collected Works**, vol. 27, p. 102] + +Anarchists have always recognised that a revolution would face problems and +difficult "objective factors" and has developed our ideas accordingly. We +argue that to blame "objective factors"_ on the failure of the Russian +Revolution simply shows that believing in fairy-tales is sadly far too common +on the "serious"_ Leninist "revolutionary" left. And as we discuss in the +appendix on ["How did Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), the impact of Bolshevik ideology on the failure +of the revolution was important and decisive. Even **if** the next revolution +is less destructive, it cannot be argued that socialism will be the result if +Bolshevik ideology is reapplied. And as Cornelius Castoriadis argues, _"this +'response' [of explaining the failure of the Russian Revolution on "objective +factors"] teaches us nothing we could extend beyond the confines of the +Russian situation in 1920. The sole conclusion to be drawn from this kind of +'analysis' is that revolutionaries should ardently hope that future +revolutions break out in more advanced countries, that they should not remain +isolated, and that civil wars should not in the least be devastating."_ [**The +Role of Bolshevik Ideology in the Birth of the Bureaucracy**, p. 92] While +this may be sufficient for the followers of Bolshevism, it cannot be +sufficient for anyone who wants to learn from history, not to repeat it. + +Ultimately, if difficult times back in 1918-21 justified suppressing working +class freedom and self-management, imprisoning and shooting anarchists and +other socialists, implementing and glorifying party dictatorship, what might +we expect in difficult times in the future? Simply put, if your defence of the +Bolsheviks rests simply on "difficult circumstances" then it can only mean one +thing, namely if "difficult circumstances" occur again we can expect the same +outcome. + +One last point. We should stress that libertarians do not think any future +revolution will suffer as terrible conditions as that experienced by the +Russian one. However, it might and we need to base our politics on the worse +case possibility. That said, we argue that Bolshevik policies made things +worse -- by centralising economic and political power, they automatically +hindered the participation of working class people in the revolution, +smothering any creative self-activity under the dead-weight of state +officialdom. As a libertarian revolution would be based on maximising working +class self-activity (at all levels, locally and upwards) we would argue that +it would be better placed to respond to even the terrible conditions facing +the Russian Revolution. + +That is not all. As we argue in the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html) we are of the +opinion that Bolshevism itself undermined the socialist potential of the +revolution, irrespective of the actual circumstances involved (which, to some +degree, will affect **any** revolution). For example, the Bolshevik preference +for centralisation and nationalisation would negatively affect a revolution +conducted in even the best circumstances, as would the seizure of state power +rather than its destruction. As is clear from the appendix on ["How did +Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), only the elimination of what makes Bolshevism +Bolshevik would ensure that a revolution would be truly libertarian. So +anarchists stress that rather than be forced upon them by _"objective +factors"_ many of these policies were, in fact, in line with pre-civil war +Bolshevik ideas. The Bolshevik vision of socialism, in other words, ensured +that they smothered the (libertarian) socialist tendencies and institutions +that existed at the time. As Chomsky summarises, _"Lenin and Trotsky, shortly +after seizing state power in 1917, moved to dismantle organs of popular +control, including factory committees and Soviets, thus proceeding to deter +and overcome socialist tendencies."_ [**Deterring Democracy**, p. 361] That +they **thought** their system of state capitalism was a form of "socialism" is +irrelevant -- they systematically combated (real) socialist tendencies in +favour of state capitalist ones and did so knowingly and deliberately (see +sections [H.3.1](secH3.html#sech31) and [H.3.13](secH3.html#sech313) on the +differences between real socialism and Marxism in its Bolshevik mode and, of +course, ["What happened during the Russian Revolution?"](append41.html) on +Bolshevik practice itself). + +So it is important to stress that even **if** the Russian Revolution had +occurred in better circumstances, it is unlikely that Bolshevism would have +resulted in socialism rather than state capitalism. Certain Bolshevik +principles ensure that any revolution lead by a vanguard party would not have +succeeded. This can be seen from the experience of Bolshevism immediately +after it seized power, before the start of the civil war and major economic +collapse. In the circumstances of post-world war I Russia, these principles +were attenuated but their application in even the best of situations would +have undermined socialist tendencies in the revolution. Simply put, a statist +revolution will have statist, not libertarian, ends. + +The focusing on "objective factors" (particularly the civil war) has become +the traditional excuse for people with a romantic attachment to Leninism but +who are unwilling to make a stand over what the Bolsheviks actually did in +power. This excuse is not viable if you seek to build a revolutionary movement +today: you need to choose between the real path of Lenin and the real, +anarchist, alternative. As Lenin constantly stressed, a revolution will be +difficult -- fooling ourselves about what will happen now just undermines our +chances of success in the future and ensure that history will repeat itself. + +Essentially, the "objective factors" argument is not a defence of Leninism, +but rather one that seeks to evade having to make such a defence. This is very +typical of Leninist parties today. Revolutionary politics would be much better +served by confronting this history and the politics behind it head on. +Perhaps, if Leninists did do this, they would probably remain Leninists, but +at least then their party members and those who read their publications would +have an understanding of what this meant. And they would have to dump Lenin's +**State and Revolution** into the same place Lenin himself did when in power +-- into the rubbish bin -- and admit that democracy and Bolshevik revolution +do not go together. + +It is precisely these rationalisations for Bolshevism based on "objective +factors" which this section of the FAQ discusses and refutes. However, it is +important to stress that it was **not** a case of the Bolshevik regime wanting +to introduce communism but, being isolated, ended up imposing state capitalism +instead. Indeed, the idea that "objective factors" caused the degeneration of +the revolution is only valid if and only if the Bolsheviks were implementing +socialist policies during the period immediately after the October revolution. +That was not the case. Rather than objective factors undermining socialist +policies, the facts of the matter are that the Bolsheviks pursued a statist +and (state) capitalist policy from the **start.** As we discuss in the +appendix on ["How did Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html) the likes of Lenin explicitly argued for these +policies as essential for building socialism (or, at best, the preconditions +of socialism) in Russia and Bolshevik practice flowed from these comments. As +we discuss in more detail in the appendix on ["What happened during the +Russian Revolution?"](append41.html), the Bolsheviks happily introduced +authoritarian and state capitalist policies **from the start.** Many of the +policies denounced as "Stalinist" by Leninists were being advocated and +implemented by Lenin in the spring of 1918, i.e. before the start of the civil +war and massive economic chaos. In other words, the usual excuses for +Bolshevik tyranny do not hold much water, both factually and logically -- as +this section of the FAQ seeks to show. + +And, ironically, the framework which Leninists use in this discussion shows +the importance of Bolshevik ideology and the key role it played in the outcome +of the revolution. After all, pro-Bolsheviks argue that the _"objective +factors"_ forced the **Bolsheviks** to act as they did. However, the +proletariat is meant to be the _"ruling class"_ in the _"dictatorship of the +proletariat."_ As such, to argue that the Bolsheviks were forced to act as +they did due to circumstances means to implicitly acknowledge that the party +held power in Russia, **not** the working class. That a ruling party could +become a party dictatorship is not that unsurprising. Nor that **its** vision +of what "socialism" was would be given preference over the desires of the +working class in whose name it ruled. + +Ultimately, the discussion on why the Bolshevik party failed shows the +validity of Bakunin's critique of Marxism. As he put it: + +> _ "Nor can we comprehend talk of freedom of the proletariat or true +deliverance of the masses within the State and by the State. State signifies +domination, and all domination implies subjection of the masses, and as a +result, their exploitation to the advantage of some governing minority. + +> + +> "Not even as revolutionary transition will we countenance national +Conventions, nor Constituent Assemblies, nor provisional governments, nor so +called revolutionary dictatorships: because we are persuaded that revolution +is sincere, honest and real only among the masses and that, whenever it is +concentrated in the hands of a few governing individuals, it inevitably and +immediately turns into reaction."_ [**No Gods, No Masters**, vol. 1, p. 160] + +The degeneration of the Russian Revolution can be traced from when the +Bolsheviks seized power **on behalf of** the Russian working class and +peasantry. The state implies the delegation of power and initiative into the +hands of a few leaders who form the "revolutionary government." Yet the power +of any revolution, as Bakunin recognised, derives from the decentralisation of +power, from the active participation of the masses in the collective social +movement and the direct action it generates. As soon as this power passes out +of the hands of the working class, the revolution is doomed: the counter- +revolution has begun and it matters little that it is draped in a red flag. +Hence anarchist opposition to the state. + +Sadly, many socialists have failed to recognise this. Hopefully this section +of our FAQ will show that the standard explanations of the failure of the +Russian revolution are, at their base, superficial and will only ensure that +history will repeat itself. + +## 1 Do anarchists ignore the objective factors facing the Russian revolution? + +It is often asserted by Leninists that anarchists simply ignore the "objective +factors" facing the Bolsheviks when we discuss the degeneration of the Russian +Revolution. Thus, according to this argument, anarchists present a basically +idealistic analysis of the failure of Bolshevism, one not rooted in the +material conditions facing (civil war, economic chaos, etc.) facing Lenin and +Trotsky. + +According to one Trotskyist, anarchists _"do not make the slightest attempt at +a serious analysis of the situation"_ and so _"other considerations, of a +different, 'theoretical' nature, are to be found in their works."_ Thus: + +> _ "Bureaucratic conceptions beget bureaucracy just as opium begets sleep by +virtue of its sleep-inducing properties. Trotsky was wrong to explain the +proliferation and rise of the bureaucracy on the basis of the country's +backwardness, low cultural level, and the isolation of the revolution. No, +what have rise to a social phenomenon like Stalinism was a conception or idea +. . . it is ideas, or deviations from them, that determine the character of +revolutions. The most simplistic kind of philosophical idealism has laid low +historical materialism."_ [Pierre Frank, _"Introduction,"_ Lenin and Trotsky, +**Kronstadt**, pp. 22-3] + +Many other Trotskyists take a similar position (although most would include +the impact of the Civil War on the rise of Bolshevik authoritarianism and the +bureaucracy). Duncan Hallas, for example, argues that the account of the +Bolshevik counter-revolution given in the Cohn-Bendit brothers' **Obsolete +Communism** is marked by a _"complete omission of any consideration of the +circumstances in which they [Bolshevik decisions] took place. The ravages of +war and civil war, the ruin of Russian industry, the actual disintegration of +the Russian working class: all of this, apparently, has no bearing on the +outcome."_ [**Towards a Revolutionary Socialist Party**, p. 41] Thus the +_"degree to which workers can 'make their own history' depends on the weight +of objective factors bearing down on them . . . To decide in any given +circumstance the weight of the subjective and objective factors demands a +concrete analysis of the balance of forces."_ The conditions in Russia meant +that the _"subjective factor"_ of Bolshevik ideology _"was reduced to a choice +between capitulation to the Whites or defending the revolution with whatever +means were at hands. Within these limits Bolshevik policy was decisive. But it +could not wish away the limits and start with a clean sheet. It is a tribute +to the power of the Bolsheviks' politics and organisation that they took the +measures necessary and withstood the siege for so long."_ [John Rees, _"In +Defence of October,"_ pp. 3-82, **International Socialism**, no. 52, p. 30] + +So, it is argued, by ignoring the problems facing the Bolsheviks and +concentrating on their **ideas,** anarchists fail to understand **why** the +Bolsheviks acted as they did. Unsurprisingly anarchists are not impressed with +this argument. This is for a simple reason. According to anarchist theory the +_"objective factors"_ facing the Bolsheviks are to be expected in **any** +revolution. Indeed, the likes of Bakunin and Kropotkin predicted that a +revolution would face the very _"objective factors"_ which Leninists use to +justify and rationalise Bolshevik actions (see [next +section](append43.html#app2)). As such, to claim that anarchists ignore the +_"objective factors"_ facing the Bolsheviks during the Russian Revolution is +simply a joke. How can anarchists be considered to ignore what they consider +to be the inevitable results of a revolution? Moreover, these Bolshevik +assertions ignore the fact that the anarchists who wrote extensively about +their experiences in Russia never failed to note that difficult objective +factors facing it. Alexander Berkman in **The Bolshevik Myth** paints a clear +picture of the problems facing the revolution, as does Emma Goldman in her +**My Disillusionment in Russia**. This is not to mention anarchists like +Voline, Arshinov and Maximoff who took part in the Revolution, experiencing +the _"objective factors"_ first hand (and in the case of Voline and Arshinov, +participating in the Makhnovist movement which, facing the same factors, +managed **not** to act as the Bolsheviks did). + +However, as the claim that anarchists ignore the _"objective circumstances"_ +facing the Bolsheviks is relatively common, it is important to refute it once +and for all. This means that while have we discussed this issue in association +with Leninist justifications for repressing the Kronstadt revolt (see [section +12](append42.html#app12) of the appendix ["What was the Kronstadt +Rebellion?"](append42.html)), it is worthwhile repeating them here. We are +sorry for the duplication. + +Anarchists take it for granted that, to quote Bakunin, revolutions _"are not +child's play"_ and that they mean _"war, and that implies the destruction of +men and things."_ The _"Social Revolution must put an end to the old system of +organisation based upon violence, giving full liberty to the masses, groups, +communes, and associations, and likewise to individuals themselves, and +destroying once and for all the historic cause of all violences, the power and +existence of the State."_ This meant a revolution would be _"spontaneous, +chaotic, and ruthless, always presupposes a vast destruction of property."_ +[**The Political Philosophy of Bakunin**, p. 372, p. 373, p. 380] In other +words: + +> _ "The way of the anarchist social revolution, which will come from the +people themselves, is an elemental force sweeping away all obstacles. Later, +from the depths of the popular soul, there will spontaneously emerge the new +creative forms of life."_ [**Bakunin on Anarchism**, p. 325] + +He took it for granted that counter-revolution would exist, arguing that it +was necessary to _"constitute the federation of insurgent associations, +communes and provinces . . . to organise a revolutionary force capable of +defeating reaction"_ and _"for the purpose of self-defence."_ [**Selected +Writings**, p. 171] + +It would, of course, be strange if this necessity for defence and +reconstruction would have little impact on the economic conditions in the +revolutionised society. The expropriation of the means of production and the +land by a free federation of workers' associations would have an impact on the +economy. Kropotkin built upon Bakunin's arguments, stressing that a **social** +revolution would, by necessity, involve major difficulties and harsh objective +circumstances. It is worth quoting one of his many discussions of this at +length: + +> _ "Suppose we have entered a revolutionary period, with or without civil war +-- it does not matter, -- a period when old institutions are falling into +ruins and new ones are growing in their place. The movement may be limited to +one State, or spread over the world, -- it will have nevertheless the same +consequence: an immediate slackening of individual enterprise all over Europe. +Capital will conceal itself, and hundreds of capitalists will prefer to +abandon their undertakings and go to watering-places rather than abandon their +unfixed capital in industrial production. And we know how a restriction of +production in any one branch of industry affects many others, and these in +turn spread wider and wider the area of depression. + +> + +> "Already, at this moment, millions of those who have created all riches +suffer from want of what must be considered **necessaries** for the life of a +civilised man. . . Let the slightest commotion be felt in the industrial +world, and it will take the shape of a general stoppage of work. Let the first +attempt at expropriation be made, and the capitalist production of our days +will at once come to a stop, and millions and millions of 'unemployed' will +join the ranks of those who are already unemployed now. + +> + +> "More than that . . . The very first advance towards a Socialist society +will imply a thorough reorganisation of industry as **to what we have to +produce.** Socialism implies . . . a transformation of industry so that it may +be adapted to the needs of the customer, not those of the profit-maker. Many a +branch of industry must disappear, or limits its production; many a new one +must develop. We are now producing a great deal for export. But the export +trade will be the first to be reduced as soon as attempts at Social Revolution +are made anywhere in Europe . . . + +> + +> "All that **can** be, and **will** be reorganised in time -- not by the +State, of course (why, then, not say by Providence?), but by the workers +themselves. But, in the meantime, the worker . . . cannot wait for the gradual +reorganisation of industry. . . + +> + +> "The great problem of how to supply the wants of millions will thus start up +at once in all its immensity. And the necessity of finding an **immediate +solution** for it is the reason we consider that a step in the direction of +[libertarian] Communism will be imposed on the revolted society -- not in the +future, but as soon as it applies its crowbar to the first stones of the +capitalist edifice."_ [**Act for Yourselves**, pp. 57-9] + +As noted in [section 12](append42.html#app12) of the appendix on ["What was +the Kronstadt Uprising?"](append42.html), the perspective was at the core of +Kropotkin's politics. His classic work **Conquest of Bread** was based on this +clear understanding of the nature of a social revolution and the objective +problems it will face. As he put it, while a _"political revolution can be +accomplished without shaking the foundations of industry"_ a revolution +_"where the people lay hands upon property will inevitably paralyse exchange +and production . . . This point cannot be too much insisted upon; the +reorganisation of industry on a new basis . . . cannot be accomplished in a +few days."_ Indeed, he considered it essential to _"show how tremendous this +problem is."_ [**The Conquest of Bread**, pp. 72-3] + +Therefore, _"[o]ne of the great difficulties in every Revolution is the +feeding of the large towns."_ This was because the _"large towns of modern +times are centres of various industries that are developed chiefly for the +sake of the rich or for the export trade"_ and these _"two branches fail +whenever any crisis occurs, and the question then arises of how these great +urban agglomerations are to be fed."_ This crisis, rather than making +revolution impossible, spurred the creation of what Kropotkin terms _"the +communist movement"_ in which _"the Parisian proletariat had already formed a +conception of its class interests and had found men to express them well."_ +[Kropotkin, **The Great French Revolution**, vol. II, p. 457 and p. 504] + +As for self-defence, he reproached the authors of classic syndicalist utopia +**How we shall bring about the Revolution** for _"considerably attenuat[ing] +the resistance that the Social Revolution will probably meet with on its +way."_ He stressed that the _"check of the attempt at Revolution in Russia has +shown us all the danger that may follow from an illusion of this kind."_ +[_"preface,"_ Emile Pataud and Emile Pouget, **How we shall bring about the +Revolution**, p. xxxvi] + +It must, therefore, be stressed that the very _"objective factors"_ supporters +of Bolshevism use to justify the actions of Lenin and Trotsky were predicted +correctly by anarchists decades before hand. Indeed, rather than ignore them +anarchists like Kropotkin based their political and social ideas on these +difficulties. As such, it seems ironic for Leninists to attack anarchists for +allegedly ignoring these factors. It is even more ironic as these very same +Leninists are meant to know that **any** revolution will involve these exact +same _"objective factors,"_ something that Lenin and other leading Bolsheviks +acknowledged (see [next section](append43.html#app2)). + +Therefore, as noted, when anarchists like Emma Goldman and Alexander Berkman +arrived in Russia they were aware of the problems it, like any revolution, +would face. In the words of Berkman, _"what I saw and learned as in such +crying contrast with my hopes and expectations as to shake the very foundation +of my faith in the Bolsheviki. Not that I expected to find Russia a +proletarian Eldorado. By no means. I knew how great the travail of a +revolutionary period, how stupendous the difficulties to be overcome. Russia +was besieged on numerous fronts; there was counter-revolution within and +without; the blockade was starving the country and denying even medical aid to +sick women and children. The people were exhausted by long war and civil +strive; industry was disorganised, the railroads broken down. I fully realised +the dire situation, with Russia shedding her blood on the alter of the +Revolution."_ [**The Bolshevik Myth**, p. 329] Emma Goldman expressed similar +opinions. [**My Disillusionment in Russia**, pp. xlvii-xlix] + +Unsurprisingly, therefore this extremely realistic perspective can be found in +their later works. Berkman, for example, stressed that _"when the social +revolution had become thoroughly organised and production is functioning +normally there will be enough for everybody. But in the first stages of the +revolution, during the process of re-construction, we must take care to supply +the people the best we can, and equally, which means rationing."_ This was +because the _"first effect of the revolution is reduced production."_ This +would be initially due to the general strike which is its _"starting point."_ +However, _"[w]hen the social revolution begins in any land, its foreign +commerce stops: the importation of raw materials and finished products is +suspended. The country may even be blockaded by the bourgeois governments."_ +In addition, he thought it important not to suppress _"small scale +industries"_ as they would be essential when _"a country in revolution is +attacked by foreign governments, when it is blockaded and deprived of imports, +when its large-scale industries threaten to break down or the railways do +break down."_ [**ABC of Anarchism**, p. 67, p. 74 p. 78-9 and p. 79] + +He, of course, considered it essential that to counteract isolation workers +must understand _"that their cause is international"_ and that _"the +organisation of labour"_ must develop _"beyond national boundaries."_ However, +_"the probability is not to be discounted that the revolution may break out in +one country sooner than in another"_ and _"in such a case it would become +imperative . . . not to wait for possible aid from outside, but immediately to +exert all her energies to help herself supply the most essential needs of her +people by her own efforts."_ [**Op. Cit.**, p. 78] + +Emma Goldman, likewise, noted that it was _"a tragic fact that all revolutions +have sprung from the loins of war. Instead of translating the revolution into +social gains the people have usually been forced to defend themselves against +warring parties."_ _"It seems,"_ she noted, _"nothing great is born without +pain and travail"_ as well as _"the imperative necessity of defending the +Revolution."_ However, in spite of these inevitable difficulties she point to +how the Spanish anarchists _"have shown the first example in history **how +Revolutions should be made**"_ by _"the constructive work"_ of _"socialising +of the land, the organisation of the industries."_ [**Vision on Fire**, p. +218, p. 222 and p. 55-56] + +These opinions were, as can be seen, to be expected from revolutionary +anarchists schooled in the ideas of Bakunin and Kropotkin. Clearly, then, far +from ignoring the _"objective factors"_ facing the Bolsheviks, anarchists have +based their politics around them. We have always argued that a social +revolution would face isolation, economic disruption and civil war and have, +for this reason, stressed the importance of mass participation in order to +overcome them. As such, when Leninists argue that these inevitable _"objective +factors"_ caused the degeneration of Bolshevism, anarchists simply reply that +if it cannot handle the inevitable then Bolshevism should be avoided. Just as +we would avoid a submarine which worked perfectly well until it was placed in +the sea or an umbrella which only kept you dry when it was not raining. + +Moreover, what is to be made of this Leninist argument against anarchism? In +fact, given the logic of their claims we have to argument we have to draw the +conclusion that the Leninists seem to think a revolution **could** happen +**without** civil war and economic disruption. As such it suggests that the +Leninists have the _"utopian"_ politics in this matter. After all, if they +argue that civil war is inevitable then how can they blame the degeneration of +the revolution on it? Simply put, if Bolshevism cannot handle the inevitable +it should be avoided at all costs. + +Ironically, as indicated in the [next section](append43.html#app2), we can +find ample arguments to refute the Trotskyist case against the anarchist +analysis in the works of leading Bolsheviks like Lenin, Trotsky aand Bukharin. +Indeed, their arguments provide a striking confirmation of the anarchist +position as they, like Kropotkin, stress that difficult _"objective factors"_ +will face **every** revolution. This means to use these factors to justify +Bolshevik authoritarianism simply results in proving that Bolshevism is simply +non-viable or that a liberatory social revolution is, in fact, impossible +(and, as a consequence, genuine socialism). + +There are, of course, other reasons why the Leninist critique of the anarchist +position is false. The first is theoretical. Simply put, the Leninist position +is the crudest form of economic determinism. Ideas **do** matter and, as Marx +himself stressed, can play a key in how a social process develops. As we +discuss in the appendix on ["How did Bolshevik ideology contribute to the +failure of the Revolution?"](append44.html), Marxist ideology played a key +role in the degeneration of the revolution and in laying the groundwork for +the rise of Stalinism. + +Ultimately, any Leninist defence of Bolshevism based purely on stressing the +_"objective factor"_ implies that Bolshevik ideology played **no role** in the +decisions made by the party leaders, that they simply operated on autopilot +from October 1917 onwards. Yet, at the same time, they stress the importance +of Leninist ideology in ensuring the "victory" of the revolution. They seek to +have it both ways. However, as Samuel Farber puts it: + +> _ "determinism's characteristic and systemic failure is to understand that +what the masses of people do and think politically is as much part of the +process determining the outcome of history as are the objective obstacles that +most definitely limit peoples' choices."_ [**Before Stalinism**, p. 198] + +This is equally applicable when discussing the heads of a highly centralised +state who have effectively expropriated political, economic and social power +from the working class and are ruling in their name. Unsurprisingly, rather +than just select policies at random the Bolshevik leadership pursued +consistently before, during and after the civil war policies which reflected +their ideology. Hence there was a preference in policies which centralised +power in the hands of a few (politically **and** economically), that saw +socialism as being defined by nationalisation rather than self-management, +that stressed that role and power of the vanguard above that of the working +class, that saw class consciousness as being determined by how much a worker +agreed with the party leadership rather than whether it expressed the actual +needs and interests of the class as a whole. + +Then there is the empirical evidence against the Trotskyist explanation. + +As we indicate in [section 3](append43.html#app3), soviet democracy and +workers' power in the workplace was **not** undermined by the civil war. +Rather, the process had began before the civil war started and, equally +significantly, continued after its end in November 1920. Moreover, the +_"gains"_ of October Trotskyists claim that Stalinism destroyed were, in fact, +long dead by 1921. Soviet democracy, working class freedom of speech, +association and assembly, workers' self-management or control in the +workplace, trade union freedom, the ability to strike, and a host of other, +elementary, working class rights had been eliminated long before the end of +the civil war (indeed, often before it started) and, moreover, the Bolsheviks +did not lament this. Rather, _"there is no evidence indicating that Lenin or +any mainstream Bolshevik leaders lamented the loss of workers' control or of +democracy in the soviets , or at least referred to these losses as a retreat, +as Lenin declared with the replacement of War Communism by NEP in 1921."_ +[Samuel Farber, **Op. Cit.**, p. 44] + +And then there is the example of the Makhnovist movement. Operating in the +same _"objective circumstances,"_ facing the same _"objective factors,"_ the +Makhnovists did **not** implement the same policies as the Bolsheviks. As we +discussed in the appendix on ["Why does the Makhnovist movement show there is +an alternative to Bolshevism?"](append46.html), rather than undermine soviet, +soldier and workplace democracy and replace all with party dictatorship, the +Makhnovists applied these as fully as they could. Now, if _"objective +factors"_ explain the actions of the Bolsheviks, then why did the Makhnovists +not pursue identical policies? + +Simply put, the idea that Bolshevik policies did not impact on the outcome of +the revolution is a false assertion, as the Makhnovists show. Beliefs are +utopian if subjective ideas are not grounded in objective reality. Anarchists +hold that part of the subjective conditions required before socialism can +exist is the existence of free exchange of ideas and working class democracy +(i.e. self-management). To believe that revolution is possible without +freedom, to believe those in power can, through their best and genuine +intentions, impose socialism from above, as the Bolsheviks did, is indeed +utopian. As the Bolsheviks proved. The Makhnovists shows that the received +wisdom is that there was no alternative open to the Bolsheviks is false. + +So while it cannot be denied that objective factors influenced how certain +Bolshevik policies were shaped and applied, the inspiration of those policies +came from Bolshevik ideology. An acorn will grow and develop depending on the +climate and location it finds itself in, but regardless of the _"objective +factors"_ it will grow into an oak tree. Similarly with the Russian +revolution. While the circumstances it faced influenced its growth, Bolshevik +ideology could not help but produce an authoritarian regime with no +relationship with **real** socialism. + +In summary, anarchists do not ignore the objective factors facing the +Bolsheviks during the revolution. As indicated, we predicted the problems they +faced and developed our ideas to counter them. As the example of the +Makhnovists showed, our ideas were more than adequate for the task. Unlike the +Bolsheviks. + +## 2 Can _"objective factors"_ really explain the failure of Bolshevism? + +As noted in the [previous section](append43.html#app1) Leninists tend to argue +that anarchists downplay (at best) or ignore (at worse) the _"objective +factors"_ facing the Bolsheviks during the Russian Revolution. As noted in the +same section, this argument is simple false. For anarchists have long expected +the _"objective factors"_ usually used to explain the degeneration of the +revolution. + +However, there is more to it than that. Leninists claim to be revolutionaries. +They claim to know that revolutions face problems, the civil war is inevitable +and so forth. It therefore strikes anarchists as being somewhat hypocritical +for Leninists to blame these very same _"objective"_ but allegedly inevitable +factors for the failure of Bolshevism in Russia. + +Ironically enough, Lenin and Trotsky agree with these anarchist arguments. +Looking at Trotsky, he dismissed the CNT's leaderships' arguments in favour of +collaborating with the bourgeois state: + +> _ "The leaders of the Spanish Federation of Labour (CNT) . . . became, in +the critical hour, bourgeois ministers. They explained their open betrayal of +the theory of anarchism by the pressure of 'exceptional circumstances.' But +did not the leaders of the German social democracy invoke, in their time, the +same excuse? Naturally, civil war is not a peaceful and ordinary but an +'exceptional circumstance.' Every serious revolutionary organisation, however, +prepares precisely for 'exceptional circumstances' . . . We have not the +slightest intention of blaming the anarchists for not having liquidated the +state with the mere stroke of a pen. A revolutionary party , even having +seized power (of which the anarchist leaders were incapable in spite of the +heroism of the anarchist workers), is still by no means the sovereign ruler of +society. But all the more severely do we blame the anarchist theory, which +seemed to be wholly suitable for times of peace, but which had to be dropped +rapidly as soon as the 'exceptional circumstances' of the... revolution had +begun. In the old days there were certain generals - and probably are now - +who considered that the most harmful thing for an army was war. Little better +are those revolutionaries who complain that revolution destroys their +doctrine."_ [**Stalinism and Bolshevism**] + +Thus to argue that the _"exceptional circumstances"_ caused by the civil war +are the only root cause of the degeneration of the Russian Revolution is a +damning indictment of Bolshevism. After all, Lenin did not argue in **State +and Revolution** that the application of soviet democracy was dependent only +in _"times of peace."_ Rather, he stressed that they were for the +_"exceptional circumstance"_ of revolution and the civil war he considered its +inevitable consequence. As such, we must note that Trotsky's followers do not +apply this critique to their own politics, which are also a form of the +"exceptional circumstances"_ excuse. Given how quickly Bolshevik "principles"_ +(as expressed in **The State and Revolution**) were dropped, we can only +assume that Bolshevik ideas are also suitable purely for _"times of peace"_ as +well. As such, we must note the irony of Leninist claims that _"objective +circumstances"_ explains the failure of the Bolshevik revolution. + +Saying that, we should not that Trotsky was not above using such arguments +himself (making later-day Trotskyists at least ideologically consistent in +their hypocrisy). In the same essay, for example, he justifies the prohibition +of other Soviet parties in terms of a "measure of defence of the dictatorship +in a backward and devastated country, surrounded by enemies on all sides."_ In +other words, an appeal to the exceptional circumstances facing the Bolsheviks! +Perhaps unsurprisingly, his followers have tended to stress this +(contradictory) aspect of his argument rather than his comments that those +_"who propose the abstraction of Soviets to the party dictatorship should +understand that only thanks to the party dictatorship were the Soviets able to +lift themselves out of the mud of reformism and attain the state form of the +proletariat. The Bolshevik party achieved in the civil war the correct +combination of military art and Marxist politics."_ [**Op. Cit.**] Which, of +course, suggests that the prohibition of other parties had little impact on +levels of soviet "democracy" allowed under the Bolsheviks (see [section +6](append41.html#app6) of the appendix on ["What happened during the Russian +Revolution?"](append41.html)for more on this). + +This dismissal of the _"exceptional circumstances"_ argument did not originate +with Trotsky. Lenin repeatedly stressed that any revolution would face civil +war and economic disruption. In early January, 1918, he was pointing to _"the +incredibly complications of war and economic ruin"_ in Russia and noting that +_"the fact that Soviet power has been established . . . is why civil war has +acquired predominance in Russia at the present time."_ [**Collected Works**, +vol. 26, p. 453 and p. 459] + +A few months later he states quite clearly that _"it will never be possible to +build socialism at a time when everything is running smoothly and tranquilly; +it will never be possible to realise socialism without the landowners and +capitalists putting up a furious resistance."_ He reiterated this point, +acknowledging that the _"country is poor, the country is poverty-stricken, and +it is impossible just now to satisfy all demands; that is why it is so +difficult to build the new edifice in the midst of disruption. But those who +believe that socialism can be built at a time of peace and tranquillity are +profoundly mistake: it will be everywhere built at a time of disruption, at a +time of famine. That is how it must be."_ [**Op. Cit.**, vol. 27, p. 520 and +p. 517] + +As regards civil war, he noted that _"not one of the great revolutions of +history has take place"_ without one and _"without which not a single serious +Marxist has conceived the transition from capitalism to socialism."_ Moreover, +_"there can be no civil war -- the inevitable condition and concomitant of +socialist revolution -- without disruption."_ [**Op. Cit.**, p. 496 and p. +497] He considered this disruption as being applicable to advanced capitalist +nations as well: + +> _ "In Germany, state capitalism prevails, and therefore the revolution in +Germany will be a hundred times more devastating and ruinous than in a petty- +bourgeois country -- there, too, there will be gigantic difficulties and +tremendous chaos and imbalance."_ [**Op. Cit.**, vol. 28, p. 298] + +And from June, 1918: + +> _ "We must be perfectly clear in our minds about the new disasters that +civil war brings for every country. The more cultured a country is the more +serious will be these disasters. Let us picture to ourselves a country +possessing machinery and railways in which civil war is raging., and this +civil war cuts off communication between the various parts of the country. +Picture to yourselves the condition of regions which for decades have been +accustomed to living by the interchange of manufactured goods and you will +understand that every civil war brings forth disasters."_ [**Op. Cit.**, vol. +27, p. 463] + +As we discuss in [section 4](append43.html#app4), the economic state of +Germany immediately after the end of the war suggests that Lenin had a point. +Simply put, the German economy was in a serious state of devastation, a state +equal to that of Russia during the equivalent period of its revolution. If +economic conditions made party dictatorship inevitable in Bolshevik Russia (as +pro-Leninists argue) it would mean that soviet democracy and revolution cannot +go together. + +Lenin reiterated this point again and again. He argued that _"we see famine +not only in Russia, but in the most cultured, advanced countries, like Germany +. . . it is spread over a longer period than in Russia, but it is famine +nevertheless, still more severe and painful than here."_ In fact, _"today even +the richest countries are experiencing unprecedented food shortages and that +the overwhelming majority of the working masses are suffering incredible +torture."_ [**Op. Cit.**, vol. 27, p. 460 and p. 461] + +Lenin, unlike many of his latter day followers, did not consider these grim +objective conditions are making revolution impossible. Rather, for him, there +was _"no other way out of this war"_ which is causing the problems _"except +revolution, except civil war . . . a war which always accompanies not only +great revolutions but every serious revolution in history."_ He continued by +arguing that we _"must be perfectly clear in our minds about the new disasters +that civil war brings for every country. The more cultured a country is the +more serious will be these disasters. Let us picture to ourselves a country +possessing machinery and railways in which civil war is raging, and this civil +war cuts communication between the various parts of the country. Picture to +yourselves the condition of regions which for decades have been accustomed to +living by interchange of manufactured goods and you will understand that every +civil war brings fresh disasters."_ [**Op. Cit.**, p. 463] The similarities to +Kropotkin's arguments made three decades previously are clear (see [section +1](append43.html#app1) for details). + +Indeed, he mocked those who would argue that revolution could occur with +_"exceptional circumstances"_: + +> _ "A revolutionary would not 'agree' to a proletarian revolution only 'on +the condition' that it proceeds easily and smoothly, that there is, from the +outset, combined action on the part of proletarians of different countries, +that there are guarantees against defeats, that the road of the revolution is +broad, free and straight, that it will not be necessary during the march to +victory to sustain the heaviest casualties, to 'bide one's time in a besieged +fortress,' or to make one's way along extremely narrow, impassable, winding +and dangerous mountain tracks. Such a person is no revolutionary."_ +[**Selected Works**, vol. 2, p. 709] + +He then turned his fire on those who failed to recognise the problems facing a +revolution and instead simply blamed the Bolsheviks: + +> _ "The revolution engendered by the war cannot avoid the terrible +difficulties and suffering bequeathed it by the prolonged, ruinous, +reactionary slaughter of the nations. To blame us for the 'destruction' of +industry, or for the 'terror', is either hypocrisy or dull-witted pedantry; it +reveals an inability to understand the basic conditions of the fierce class +struggle, raised to the highest degree of intensity, that is called +revolution."_ [**Op. Cit.**, pp. 709-10] + +Thus industrial collapse and terrible difficulties would face any revolution. +It goes without saying that if it was _"hypocrisy"_ to blame Bolshevik +politics for these problems, it would be the same to blame these problems for +Bolshevik politics. As Lenin noted, _"in revolutionary epochs the class +struggle has always, inevitably, and in every country, assumed the form of +**civil war,** and civil war is inconceivable without the severest +destruction, terror and the restriction of formal democracy in the interests +of this war."_ Moreover, _"[w]e know that fierce resistance to the socialist +revolution on the part of the bourgeoisie is inevitable in all countries, and +that this resistance will **grow** with the growth of the revolution."_ [**Op. +Cit.**, p. 710 and p. 712] To blame the inevitable problems of a revolution +for the failings of Bolshevism suggests that Bolshevism is simply not suitable +for revolutionary situations. + +At the 1920 Comintern Congress Lenin lambasted a German socialist who argued +against revolution because _"Germany was so weakened by the War"_ that if it +had been _"blockaded again the misery of the German masses would have been +even more dreadful."_ Dismissing this argument, Lenin argued as follows: + +> _ "A revolution . . . can be made only if it does not worsen the workers' +conditions 'too much.' Is it permissible, in a communist party, to speak in a +tone like this, I ask? This is the language of counter-revolution. The +standard of living in Russia is undoubtedly lower than in Germany, and when we +established the dictatorship, this led to the workers beginning to go more +hungry and to their conditions becoming even worse. The workers' victory +cannot be achieved without sacrificing, without a temporary deterioration of +their conditions. . . If the German workers now want to work for the +revolution, they must make sacrifices and not be afraid to do so . . . The +labour aristocracy, which is afraid of sacrifices, afraid of 'too great' +impoverishment during the revolutionary struggle, cannot belong to the party. +Otherwise the dictatorship is impossible, especially in western European +countries."_ [**Proceedings and Documents of the Second Congress 1920**, pp. +382-3] + +In 1921 he repeated this, arguing that _"every revolution entails enormous +sacrifice on the part of the class making it. . . The dictatorship of the +proletariat in Russia has entailed for the ruling class -- the proletariat -- +sacrifices, want and privation unprecedented in history, and the case will, in +all probability, be the same in every other country."_ [**Collected Works**, +vol. 32, p. 488] Thus Lenin is on record as saying these "objective factors" +will always be the circumstances facing a socialist revolution. Indeed, in +November 1922 he stated that _"Soviet rule in Russia is celebrating its fifth +anniversary, It is now sounder than ever."_ [**Op. Cit.**, vol. 33, p. 417] + +All of which must be deeply embarrassing to Leninists. After all, here is +Lenin arguing that the factors Leninist's list as being responsible for the +degeneration of the Russian Revolution were inevitable side effects of **any** +revolution! + +Nor was this perspective limited to Lenin. The inevitability of economic +collapse being associated with a revolution was not lost on Trotsky either +(see [section 12](append42.html#app12) of the appendix on ["What was the +Kronstadt Rebellion?"](append42.html)). Nikolai Bukharin even wrote the +(infamous) **The Economics of the Transition Period** to make theoretical +sense of (i.e. rationalise and justify) the party's changing policies and +their social consequences since 1918 in terms of the inevitability of bad +"objective factors" facing the revolution. While some Leninists like to paint +Bukharin's book (like most Bolshevik ideas of the time) as _"making a virtue +out of necessity,"_ Bukharin (like the rest of the Bolshevik leadership) did +not. As one commentator notes, Bukharin _"belive[d] that he was formulating +universal laws of proletarian revolution."_ [Stephan F. Cohen, **In Praise of +War Communism: Bukharin's The Economics of the Transition Period**, p. 195] + +Bukharin listed four _"real costs of revolution,"_ namely _"the physical +destruction or deterioration of material and living elements of production, +the atomisation of these elements and of sectors of the economy, and the need +for unproductive consumption (civil war materials, etc.). These costs were +interrelated and followed sequentially. Collectively they resulted in '**the +curtailment of the process of reproduction**' (and 'negative expanded +reproduction') and Bukharin's main conclusion: 'the production _"anarchy"_ . . +. , _"the revolutionary disintegration of industry,"_ is an historically +inevitable stage which no amount of lamentation will prevent.'"_ This was part +of a general argument and his _"point was that great revolutions were always +accompanied by destructive civil wars . . . But he was more intent on proving +that a proletarian revolution resulted in an even greater temporary fall in +production than did its bourgeois counterpart."_ To do this he formulated the +_"costs of revolution"_ as _"a law of revolution."_ [**Op. Cit.**, pp. 195-6 +and p. 195] + +Cohen notes that while this _"may appear to have been an obvious point, but it +apparently came as something of a revelation to many Bolsheviks. It directly +opposed the prevailing Social Democratic assumption that the transition to +socialism would be relatively painless . . . Profound or not, Bolsheviks +generally came to accept the 'law' and to regard it as a significant discovery +by Bukharin."_ [**Op. Cit.**, p. 196] To quote Bukharin: + +> _ "during the transition period the labour apparatus of society inevitably +disintegrates, that reorganisation presupposes disorganisation, and that there +the temporary collapse of productive forces is a law inherent to revolution."_ +[quoted by Cohen, **Op. Cit.**, p. 196] + +It would appear that this _"obvious point"_ would **still** come _"as +something of a revelation to many Bolsheviks"_ today! Significantly, of +course, Kropotkin had formulated this law decades previously! How the +Bolsheviks sought to cope with this inevitable law is what signifies the +difference between anarchism and Leninism. Simply put, Bukharin endorsed the +coercive measures of war communism as the means to go forward to socialism. As +Cohen summarises, _"force and coercion . . . were the means by which +equilibrium was to be forged out of disequilibrium."_ [**Op. Cit.**, p. 198] +Given that Bukharin argued that a workers' state, by definition, could not +exploit the workers, he opened up the possibility for rationalising all sorts +of abuses as well as condoning numerous evils because they were +_"progressive."_ Nor was Bukharin alone in this, as Lenin and Trotsky came out +with similar nonsense. + +It should be noted that Lenin showed _"ecstatic praise for the most 'war +communist' sections"_ of Bukharin's work. _"Almost every passage,"_ Cohen +notes, _"on the role of the new state, statisation in general, militarisation +and mobilisation met with 'very good,' often in three languages, . . . Most +striking, Lenin's greatest enthusiasm was reserved for the chapter on the role +of coercion . . . at the end [of which] he wrote, 'Now this chapter is +superb!'"_ [**Op. Cit.**, pp. 202-3] Compare this to Kropotkin's comment that +the _"revolutionary tribunal and the guillotine could not make up for the lack +of a constructive communist theory."_ [**The Great French Revolution**, vol. +II, p. 519] + +Ultimately, claims that "objective factors" caused the degeneration of the +revolution are mostly attempts to let the Bolsheviks of the hook for +Stalinism. This approach was started by Trotsky and continued to this day. +Anarchists, unsurprisingly, do not think much of these explanations. For +anarchists, the list of "objective factors" listed to explain the degeneration +of the revolution are simply a list of factors **every** revolution would (and +has) faced -- as Lenin, Bukharin and Trotsky all admitted at the time! + +So we have the strange paradox of Leninists dismissing and ignoring the +arguments of their ideological gurus. For Trotsky, just as for Lenin, it was a +truism that revolutionary politics had to handle _"objective"_ factors and +_"exceptional circumstances."_ And for both, they thought they had during the +Russian revolution. Yet for their followers, these explain the failure of +Bolshevism. Tony Cliff, one of Trotsky's less orthodox followers, gives us a +means of understanding this strange paradox. Discussing the **Platform of the +United Opposition** he notes that it _"also suffered from the inheritance of +the exceptional conditions of the civil war, when the one-party system was +transformed from a necessity into a virtue."_ [**Trotsky**, vol. 3, pp. 248-9] +Clearly, _"exceptional circumstances"_ explain nothing and are simply an +excuse for bad politics while _"exceptional conditions"_ explain everything +and defeat even the best politics! + +As such, it seems to us extremely ironic that Leninists blame the civil war +for the failure of the revolution as they continually raise the inevitability +of civil war in a revolution to attack anarchism (see [section +H.2.1](secH2.html#sech21) for an example). Did Lenin not explain in **State +and Revolution** that his _"workers' state"_ was designed to defend the +revolution and suppress capitalist resistance? If it cannot do its proclaimed +task then, clearly, it is a flawed theory. Ultimately, if _"civil war"_ and +the other factors listed by Leninists (but considered inevitable by Lenin) +preclude the implementation of the radical democracy Lenin argued for in 1917 +as the means to suppress the resistance of the capitalists then his followers +should come clean and say that that work has no bearing on their vision of +revolution. Therefore, given that the usual argument for the _"dictatorship of +the proletariat"_ is that it is required to repress counter-revolution, it +seems somewhat ironic that the event it was said to be designed for (i.e. +revolution) should be responsible for its degeneration! + +As such, anarchists tend to think these sorts of explanations of Bolshevik +dictatorship are incredulous. After all, as **revolutionaries** the people who +expound these _"explanations"_ are meant to know that civil war, imperialist +invasion and blockade, economic disruption, and a host of other _"extremely +difficult circumstances"_ are part and parcel of a revolution. They seem to be +saying, "if only the ruling class had not acted as our political ideology +predicts they would then the Bolshevik revolution would have been fine"_! As +Bertrand Russell argued after his trip to Soviet Russia, while since October +1917 _"the Soviet Government has been at war with almost all the world, and +has at the same time to face civil war at home"_ this was _"not to be regarded +as accidental, or as a misfortune which could not be foreseen. According to +Marxian theory, what has happened was bound to happen."_ [**The Theory and +Practice of Bolshevism**, p. 103] + +In summary, anarchists are not at all convinced by the claims that _"objective +factors"_ can explain the failure of the Russian Revolution. After all, +according to Lenin and Trotsky these factors were to be expected in **any** +revolution -- civil war and invasion, economic collapse and so forth were not +restricted to the Russian revolution. That is why they say they want a +"dictatorship of the proletariat,"_ to defend against counter-revolution (see +[section H.3.8](secH3.html#sech38) on how, once in power, Lenin and Trotsky +revised this position). Now, if Bolshevism cannot handle what it says is +inevitable, then it should be avoided. To use an analogy: + +> **Bolshevik: _"Join with us, we have a great umbrella which will keep us +dry."_ + +> + +> Anarchist: _"Last time it was used, it did not work. We all got soaked!"_ + +> + +> Bolshevik: _"But what our anarchist friend fails to mention is that it was +raining at the time!"_ + +> + +> ** + +Not very convincing! Yet, sadly, this is the logic of the common Leninist +justification of Bolshevik authoritarianism during the Russian Revolution. + +## 3 Can the civil war explain the failure of Bolshevism? + +One of the most common assertions against the anarchists case against +Bolshevism is that while we condemn the Bolsheviks, we fail to mention the +civil war and the wars of intervention. Indeed, for most Leninists the civil +war is usually considered the key event in the development of Bolshevism, +explaining and justifying all anti-socialist acts conducted by them after they +seized power. + +For anarchists, such an argument is flawed on two levels, namely logical and +factual. The logical flaw is that Leninist argue that civil war is inevitable +after a revolution. They maintain, correctly, that it is unlikely that the +ruling class will disappear without a fight. Then they turn round and complain +that because the ruling class did what the Marxists predicted, the Russian +Revolution failed! And they (incorrectly) harp on about anarchists ignoring +civil war (see [section H.2.1](secH2.html#sech21)). + +So, obviously, this line of defence is nonsense. If civil war is inevitable, +then it cannot be used to justify the failure of the Bolshevism. Marxists +simply want to have their cake and eat it to. You simply cannot argue that +civil war is inevitable and then blame it for the failure of the Russian +Revolution. + +The other flaw in this defence of Bolshevism is the factual one, namely the +awkward fact that Bolshevik authoritarianism started **before** the civil war +broke out. Simply put, it is difficult to blame a course of actions on an +event which had not started yet. Moreover, Bolshevik authoritarianism +**increased** after the civil war finished. This, incidentally, caused +anarchists like Alexander Berkman to re-evaluate their support for Bolshevism. +As he put it, _"I would not concede the appalling truth. Still the hope +persisted that the Bolsheviki, though absolutely wrong in principle and +practice, yet grimly held on to **some** shreds of the revolutionary banner. +'Allied interference,' 'the blockade and civil war,' 'the necessity of the +transitory stage' -- thus I sought to placate my outraged conscience . . . At +last the fronts were liquidated, civil war ended, and the country at peace. +But Communist policies did not change. On the contrary . . . The party groaned +under the unbearable yoke of the Party dictatorship. . . . Then came Kronstadt +and its simultaneous echoes throughout the land . . . Kronstadt was crushed as +ruthlessly as Thiers and Gallifet slaughtered the Paris Communards. And with +Kronstadt the entire country and its last hope. With it also my faith in the +Bolsheviki."_ [**The Bolshevik Myth**, p. 331] + +If Berkman had been in Russia in 1918, he may have realised that the Bolshevik +tyranny during the civil war (which climaxed, post civil war, with the attack +on Kronstadt -- see the appendix on ["What was the Kronstadt +Rebellion?"](append42.html) for more on the Kronstadt rebellion) was not at +odds with their pre-civil war activities to maintain their power. The simple +fact is that Bolshevik authoritarianism was **not** caused by the pressures of +the civil war, rather they started before then. All the civil war did was +strengthen certain aspects of Bolshevik ideology and practice which had +existed from the start (see the appendix on ["How did Bolshevik ideology +contribute to the failure of the Revolution?"](append44.html)). + +While we discuss the Russian Revolution in more detail in the appendix on +["What happened during the Russian Revolution?"](append41.html), it is useful +to summarise the Bolshevik attacks on working class power and autonomy before +the civil war broke out (i.e. before the end of May 1918). + +The most important development during this period was the suppression of +soviet democracy and basic freedoms. As we discuss in [section +6](append41.html#app6) of the appendix on ["What happened during the Russian +Revolution?"](append41.html), the Bolsheviks pursued a policy of +systematically undermining soviet democracy from the moment they seized power. +The first act was the creation of a Bolshevik government over the soviets, so +marginalising the very organs they claimed ruled in Russia. The process was +repeated in the local soviets, with the executive committees holding real +power while the plenary sessions become infrequent and of little consequence. +Come the spring of 1918, faced with growing working class opposition they +started to delay soviet elections. When finally forced to hold elections, the +Bolsheviks responded in two ways to maintain their power. Either they +gerrymandered the soviets, packing them with representatives of Bolshevik +dominated organisation or they simply disbanded them by force if they lost the +soviet elections (and repressed by force any protests against this). This was +the situation at the grassroots. At the summit of the soviet system, the +Bolsheviks simply marginalised the Central Executive Committee of the soviets. +Real power was held by the Bolshevik government. The power of the soviets had +simply become a fig-leaf for a "soviet power" -- the handful of Bolsheviks who +made up the government and the party's central committee. + +It should be stressed that the Bolshevik assault on the soviets occurred in +March, April and May 1918. That is, **before** the Czech uprising and the +onset of full-scale civil war. So, to generalise, it cannot be said that it +was the Bolshevik party that alone whole-heartedly supported Soviet power. The +facts are that the Bolsheviks only supported _"Soviet power"_ when the soviets +were Bolshevik. As recognised by the left-Menshevik Martov, who argued that +the Bolsheviks loved Soviets only when they were _"in the hands of the +Bolshevik party."_ [quoted by Getzler, **Martov**, p. 174] If the workers +voted for others, _"soviet power"_ was quickly replaced by party power (the +real aim). The Bolsheviks had consolidated their position in early 1918, +turning the Soviet State into a de facto one party state by gerrymandering and +disbanding of soviets before the start of the Civil War. + +Given this legacy of repression, Leninist Tony Cliff's assertion that it was +only _"under the iron pressure of the civil war [that] the Bolshevik leaders +were forced to move, as the price of survival, to **a one-party system**"_ +needs serious revising. Similarly, his comment that the _"civil war undermined +the operation of the local soviets"_ is equally inaccurate, as his is claim +that _"for some time -- i.e. until the armed uprising of the Czechoslovak +Legion -- the Mensheviks were not much hampered in their propaganda work."_ +Simply put, Cliff's statement that _"it was about a year after the October +Revolution before an actual monopoly of political power was held by one +party"_ is false. Such a monopoly existed **before** the start of the civil +war, with extensive political repression existing **before** the uprising of +the Czechoslovak Legion which began it. There was a **de facto** one-party +state by the spring of 1918. [**Lenin**, vol. 3, p. 163, p. 150, p. 167 and p. +172] + +The suppression of Soviet democracy reached it logical conclusion in 1921 when +the Kronsdadt soviet, heart of the 1917 revolution, was stormed by Bolshevik +forces, its leaders executed or forced into exile and the rank and file +imprisoned, and scattered all over the USSR. Soviet democracy was not just an +issue of debate but one many workers died in fighting for. As can be seen, +similar events to those at Kronstadt had occurred three years previously. + +Before turning to other Bolshevik attacks on working class power and freedom, +we need to address one issue. It will be proclaimed that the Mensheviks (and +SRs) were _"counter-revolutionaries"_ and so Bolshevik actions against them +were justified. However, the Bolsheviks' started to suppress opposition +soviets **before** the civil war broke out, so at the time neither group could +be called _"counter-revolutionary"_ in any meaningful sense of the word. The +Civil War started on the 25th of May and the SRs and Mensheviks were expelled +from the Soviets on the 14th of June. While the Bolsheviks _"offered some +formidable fictions to justify the expulsions"_ there was _"of course no +substance in the charge that the Mensheviks had been mixed in counter- +revolutionary activities on the Don, in the Urals, in Siberia, with the +Czechoslovaks, or that they had joined the worst Black Hundreds."_ [Getzler, +**Op. Cit.**, p. 181] The charge that the Mensheviks _"were active supporters +of intervention and of counter-revolution"_ was _"untrue . . . and the +Communists, if they ever believed it, never succeeded in establishing it."_ +[Schapiro, **Op. Cit.**, p. 193] The Bolsheviks expelled the Mensheviks in the +context of political loses before the Civil War. As Getzler notes the +Bolsheviks _"drove them underground, just on the eve of the elections to the +Fifth Congress of Soviets in which the Mensheviks were expected to make +significant gains."_ [**Op. Cit.**, p. 181] + +Attacks on working class freedoms and democracy were not limited to the +soviets. As well as the gerrymandering and disbanding of soviets, the +Bolsheviks had already presented economic visions much at odds with what most +people consider as fundamentally socialist. Lenin, in April 1918, was arguing +for one-man management and _"[o]bedience, and unquestioning obedience at that, +during work to the one-man decisions of Soviet directors, of the dictators +elected or appointed by Soviet institutions, vested with dictatorial powers."_ +[**Six Theses on the Immediate Tasks of the Soviet Government**, p. 44] His +support for a new form of wage slavery involved granting state appointed +_"individual executives dictatorial powers (or 'unlimited' powers)."_ Large- +scale industry (_"the foundation of socialism"_) required _"thousands +subordinating their will to the will of one,"_ and so the revolution +"demands"_ that _"the people **unquestioningly** obey the single will of the +leaders of labour."_ Lenin's _"superior forms of labour discipline"_ were +simply hyper-developed capitalist forms. The role of workers in production was +the same, but with a novel twist, namely _"unquestioning obedience to the +orders of individual representatives of the Soviet government during the +work."_ [Lenin, **Selected Writings**, vol. 2, p. 610, p. 611, p. 612] + +This simply replaced private capitalism with **state** capitalism. _"In the +shops where one-man management (Lenin's own preference) replaced collegial +management,"_ notes Diane Koenker, _"workers faced the same kinds of +authoritarian management they thought existed only under capitalism."_ +[**Labour Relations in Socialist Russia**, p. 177] If, as many Leninists +claim, one-man management was a key factor in the rise of Stalinism and/or _ +"state-capitalism"_ in Russia, then, clearly, Lenin's input in these +developments cannot be ignored. After advocating _"one-man management"_ and +_"state capitalism"_ in early 1918, he remained a firm supporter of them. In +the light of this it is bizarre that some later day Leninists claim that the +Bolsheviks only introduced one-man management because of the Civil War. +Clearly, this was **not** the case. It was **this** period (before the civil +war) that saw Lenin advocate and start to take the control of the economy out +of the hands of the workers and placed into the hands of the Bolshevik party +and the state bureaucracy. + +Needless to say, the Bolshevik undermining of the factory committee movement +and, consequently, genuine worker's self-management of production in favour of +state capitalism cannot be gone into great depth here (see the appendix on +["What happened during the Russian Revolution?"](append41.html), for a fuller +discussion). Suffice to say, the factory committees were deliberately +submerged in the trade unions and state control replaced workers' control. +This involved practising one-man management and, as Lenin put in at the start +of May 1918, _"our task is to study the state capitalism of the Germans, to +spare **no effort** in copying it and not to shrink from adopting +**dictatorial** methods to hasten the copying of it."_ He stressed that this +was no new idea, rather he _"gave it **before** the Bolsheviks seized power."_ +[**Selected Writings**, vol. 2, p. 635 and p. 636] + +It will be objected that Lenin advocated _"workers' control."_ This is true, +but a _"workers' control"_ of a **very** limited nature. As we discuss in +[section H.3.14](secH3.html#sech314), rather than seeing "workers' control" as +workers managing production directly, he always saw it in terms of workers' +_"controlling"_ those who did and his views on this matter were **radically** +different to those of the factory committees. This is not all, as Lenin always +placed his ideas in a statist context -- rather than base socialist +reconstruction on working class self-organisation from below, the Bolsheviks +started _"to build, from the top, its 'unified administration'"_ based on +central bodies created by the Tsarist government in 1915 and 1916\. [Maurice +Brinton, **The Bolsheviks and Workers' Control**, p. 36] The institutional +framework of capitalism would be utilised as the principal (almost exclusive) +instruments of "socialist" transformation. Lenin's support for _"one-man +management"_ must be seen in this context, namely his vision of "socialism."_ + +Bolshevik advocating and implementing of _"one-man management"_ was not +limited to the workplace. On March 30th Trotsky, as Commissar of Military +Affairs, set about reorganising the army. The death penalty for disobedience +under fire was reintroduced, as was saluting officers, special forms of +address, separate living quarters and privileges for officers. Officers were +no longer elected. Trotsky made it clear: _"The elective basis is politically +pointless and technically inexpedient and has already been set aside by +decree."_ [quoted by Brinton, **Op. Cit.**, pp. 37-8] The soldiers were given +no say in their fate, as per bourgeois armies. + +Lenin's proposals also struck at the heart of workers' power in other ways. +For example, he argued that _"we must raise the question of piece-work and +apply it . . . in practice."_ [**The Immediate Tasks Of The Soviet +Government**, p. 23] As Leninist Tony Cliff (of all people) noted, _"the +employers have at their disposal a number of effective methods of disrupting +th[e] unity [of workers as a class]. Once of the most important of these is +the fostering of competition between workers by means of piece-work systems."_ +He notes that these were used by the Nazis and the Stalinists _"for the same +purpose."_ [**State Capitalism in Russia**, pp. 18-9] Obviously piece-work is +different when Lenin introduces it! + +Finally, there is the question of general political freedom. It goes without +saying that the Bolsheviks suppressed freedom of the press (for left-wing +opposition groups as well as capitalist ones). It was also in this time period +that the Bolsheviks first used the secret police to attack opposition groups. +Unsurprisingly, this was not directed against the right. The anarchists in +Moscow were attacked on the night of April 11-12, with armed detachments of +the Cheka raiding 26 anarchist centres, killing or wounding 40 and jailing +500. Shortly afterwards the Cheka carried out similar raids in Petrograd and +in the provinces. In May **Burevestnik**, **Anarkhiia**, **Golos Truda** and +other leading anarchist periodicals closed down. [Paul Avrich, **The Russian +Anarchists**, pp. 184-5] It must surely be a coincidence that there had been a +_"continued growth of anarchist influence among unskilled workers"_ after the +October revolution and, equally coincidentally, that _"[b]y the spring of +1918, very little was heard from the anarchists in Petrograd."_ [David Mandel, +**The Petrograd Workers and the Soviet Seizure of Power**, p. 357] + +All this **before** the Trotsky provoked revolt of the Czech legion at the end +of May, 1918, and the consequent "democratic counter-revolution" in favour of +the Constituent Assembly (which the right-Socialist Revolutionaries led). +This, to repeat, was months before the rise of the White Armies and Allied +intervention. In summary, it was **before** large-scale civil war took place, +in an interval of relative peace, that we see the introduction of most of the +measures Leninists now try and pretend were necessitated by the Civil War +itself. + +So if anarchists appear to "downplay" the effects of the civil war it is not +because we ignore. We simply recognise that if you think it is inevitable, you +cannot blame it for the actions of the Bolsheviks. Moreover, when the +Bolsheviks eliminated military democracy, undermined the factory committees, +started to disband soviets elected with the "wrong" majority, repress the +anarchists and other left-wing opposition groups, and so on, **the civil war +had not started yet.** So the rot had started before civil war (and consequent +White Terror) and "imperialist intervention" started. Given that Lenin said +that civil war was inevitable, blaming the inevitable (which had not even +started yet!) for the failure of Bolshevism is **not** very convincing. + +This factual problem with the _"civil war caused Bolshevik authoritarianism"_ +is the best answer to it. If the Bolsheviks pursued authoritarian policies +before the civil war started, it is hard to justify their actions in terms of +something that had not started yet. This explains why some Leninists have +tried to muddy the waters somewhat by obscuring when the civil war started. +For example, John Rees states that _"[m]ost historians treat the revolution +and the civil war as separate processes"_ yet _"[i]n reality they were one."_ +He presents a catalogue of _"armed resistance to the revolution,"_ including +such _"precursors of civil war before the revolution"_ as the suppression +after the July days and the Kornilov revolt in 1917. [John Rees, _"In Defence +of October,"_ pp. 3-82, **International Socialism**, no. 52, p. 31-2] + +Ironically, Rees fails to see how this blurring of when the civil war started +actually **harms** Leninism. After all, most historians place the start of the +civil war when the Czech legion revolted **because** it marked large-scale +conflict between armies. It is one thing to say that authoritarianism was +caused by large-scale conflict, another to say **any** form of conflict caused +it. Simply put, if the Bolshevik state could not handle relatively minor forms +of counter-revolution then where does that leave Lenin's **State and +Revolution**? So while the period from October to May of 1918 was not trouble +free, it was not one where the survival of the new regime looked to be +seriously threatened as it was after that, particularly in 1919 and 1920. Thus +"civil war" will be used, as it is commonly done, to refer to the period from +the Czech revolt (late May 1918) to the final defeat of Wrangel (November +1920). + +So, the period from October to May of 1918, while not trouble free, was not +one where the survival of the new regime looked to be seriously threatened as +it was to be in 1919 and 1920. This means attempts to push the start of the +civil war back to October 1917 (or even earlier) simply weakens the Leninist +argument. It still leaves the major problem for the _"blame it on the civil +war"_ Leninists, namely to explain why the months **before** May of 1918 saw +soviets being closed down, the start of the suppression of the factory +committees, restrictions on freedom of speech and association, plus the +repression of opposition groups (like the anarchists). Either any level of +"civil war" makes Lenin's **State and Revolution** redundant or the source of +Bolshevik authoritarianism must be found elsewhere. + +That covers the period **before** the start of the civil war. we now turn to +the period **after** it finished. Here we find the same problem, namely an +**increase** of authoritarianism even after the proclaimed cause for it (civil +war) had ended. + +After the White General Wrangel was forced back into the Crimea, he had to +evacuate his forced to Constantinople in November 1920. With this defeat the +Russian civil war had come to an end. Those familiar with the history of the +revolution will realise that it was some 4 months **later** that yet another +massive strike wave occurred, the Kronstadt revolt took place and the 10th +Party Congress banned the existence of factions within the Bolshevik party +itself. The repression of the strikes and Kronstadt revolt effectively +destroying hope for mass pressure for change from below and the latter closing +off the very last "legal" door for those who opposed the regime from the left. + +It could be argued that the Bolsheviks were still fighting peasant +insurrections and strikes across the country, but this has everything to do +with Bolshevik policies and could only be considered _"counter-revolutionary"_ +if you think the Bolsheviks had a monopoly of what socialism and revolution +meant. In the case of the Makhnovists in the Ukraine, the Bolsheviks started +that conflict by betraying them once Wrangel had been defeated. As such, any +resistance to Bolshevik rule by the working class and peasantry of Russia +indicated the lack of democracy within the country rather than some sort of +"counter-revolutionary"_ conflict. + +So even the end of the Civil War causes problems for this defence of the +Bolsheviks. Simply put, with the defeat of the Whites it would be expected +that some return to democratic norms would happen. It did not, in fact the +reverse happened. Factions were banned, even the smallest forms of opposition +was finally eliminated from both the party and society as a whole. Those +opposition groups and parties which had been tolerated during the civil war +were finally smashed. Popular revolts for reform, such as the Kronstadt +rebellion and the strike wave which inspired it, were put down by force (see +["What was the Kronstadt Rebellion?"](append42.html) on these events). No form +of opposition was tolerated, no freedom allowed. If civil war **was** the +cause of Bolshevik authoritarianism, it seems strange that it got worse after +it was finished. + +So, to conclude. Bolshevik authoritarianism did not begun with the start of +the civil war. Anti-socialist policies were being implemented before it +started. Similarly, these policies did not stop when the civil war ended, +indeed the reverse happened. This, then, is the main factual problem with the +_"blame the civil war"_ approach. Much of the worst of the suppression of +working class democracy either happened **before** the Civil War started or +**after** it had finished. + +As we discuss in ["How did Bolshevik ideology contribute to the failure of the +Revolution?"](append44.html), the root causes for Bolshevik authoritarian +post-October was Bolshevik ideology combined with state power. After all, how +"democratic" is it to give all power to the Bolshevik party central committee? +Surely socialism involves more than voting for a new government? Is it not +about mass participation, the kind of participation centralised government +precludes and Bolshevism fears as being influenced by _"bourgeois ideology"_? +In such circumstances, moving from party rule to party dictatorship is not +such leap. + +That "civil war" cannot explain what happened can be shown by a counter- +example which effectively shows that civil war did not inevitably mean party +dictatorship over a state capitalist economy (and protesting workers and +peasants!). The Makhnovists (an anarchist influenced partisan army) managed to +defend the revolution and encourage soviet democracy, freedom of speech, and +so on, while doing so (see the appendix ["Why does the Makhnovist movement +show there is an alternative to Bolshevism?"](append46.html) discusses the +Makhnovists in some detail). In fact, the Bolsheviks tried to **ban** their +soviet congresses. Which, of course, does not really fit in with the +Bolsheviks being forced to be anti-democratic due to the pressures of civil +war. + +So, in summary, civil war and imperialist intervention cannot be blamed for +Bolshevik authoritarianism simply because the latter had started before the +former existed. Moreover, the example of the Makhnovists suggests that +Bolshevik policies during the civil war were also not driven purely by the +need for survival. As Kropotkin argued at the time, _"all foreign armed +intervention necessarily strengthens the dictatorial tendencies of the +government . . . The evils inherent in a party dictatorship have been +accentuated by the conditions of war in which this party maintains its power. +This state of war has been the pretext for strengthening dictatorial methods +which centralise the control of every detail of life in the hands of the +government, with the effect of stopping an immense part of the ordinary +activity of the country. The evils natural to state communism have been +increased ten-fold under the pretext that all our misery is due to foreign +intervention."_ [**Kropotkin's Revolutionary Pamphlets**, p. 253] + +In other words, while the civil war may have increased Bolshevik +authoritarianism, it did not create it nor did it end with the ending of +hostilities. + +## 4 Did economic collapse and isolation destroy the revolution? + +One of the most common explanations for the failure revolution is that the +Bolsheviks faced a terrible economic conditions, which forced them to be less +than democratic. Combined with the failure of the revolution to spread to more +advanced countries, party dictatorship, it is argued, was inevitable. In the +words of one Leninist: + +> _ "In a country where the working class was a minority of the population, +where industry had been battered by years of war and in conditions of White +and imperialist encirclement, the balance gradually titled towards greater +coercion. Each step of the way was forced on the Bolsheviks by dire and +pressing necessities."_ [John Rees, _"In Defence of October,"_ **International +Socialism**, no. 52, p. 41] + +He talks of _"economic devastation"_ [p. 31] and quotes various sources, +including Victor Serge. According to Serge, the _"decline in production was +uninterrupted. It should be noted that this decline had already begun before +the revolution. In 1916 the output of agricultural machinery, for example, was +down by 80 per cent compared with 1913. The year 1917 had been marked by a +particularly general, rapid and serious downturn. The production figures for +the principal industries in 1913 and 1918 were, in millions of **poods**: +coal, from 1,738 to 731 (42 per cent); iron ore, from 57, 887 to 1,686; cast- +iron, from 256 to 31.5 (12.3 per cent); steel, from 259 to 24.5; rails, from +39.4 to 1.1. As a percentage of 1913 production, output of linen fell to 75 +per cent, of sugar to 24 per cent, and tobacco to 19 per cent."_ Moreover, +production continued _"to fall until the end of civil war . . . For 1920, the +following indices are given as a percentage of output in 1913: coal, 27 per +cent; cast iron, 2.4 per cent; linen textiles, 38 per cent."_ [**Year One of +the Russian Revolution**, p. 352 and p. 425] + +According to Tony Cliff (another of Rees's references), the war-damaged +industry _"continued to run down"_ in the spring of 1918: _"One of the causes +of famine was the breakdown of transport . . . Industry was in a state of +complete collapse. Not only was there no food to feed the factory workers; +there was no raw material or fuel for industry . . . The collapse of industry +meant unemployment for the workers."_ Cliff provides economic indexes. For +large scale industry, taking 1913 as the base, 1917 saw production fall to +77%. In 1918, it was at 35% of the 1913 figure, 1919 it was 26% and 1920 was +18%. Productivity per worker also fell, from 85% in 1917, to 44% in 1918, 22% +in 1919 and then 26% in 1920. [**Lenin**, vol. 3, pp. 67-9, p. 86 and p. 85] + +In such circumstances, it is argued, how can you expect the Bolsheviks to +subscribe to democratic and socialist norms? This meant that the success or +failure of the revolution depended on whether the revolution spread to more +advanced countries. Leninist Duncan Hallas argues that the _"failure of the +German Revolution in 1918-19 . . . seems, in retrospect, to have been decisive +. . . for only substantial economic aid from an advanced economy, in practice +from a socialist Germany, could have reversed the disintegration of the +Russian working class."_ [_"Towards a revolutionary socialist party,"_ pp. +38-55, **Party and Class**, Alex Callinicos (ed.), p. 44] + +Anarchists are not convinced by these arguments. This is for two reasons. + +Firstly, we are aware that revolutions are disruptive no matter where they +occur (see [section 1](append43.html#app1)) Moreover, Leninists are meant to +know this to. Simply put, there is a certain incredulous element to these +arguments. After all, Lenin himself had argued that _"[e]very revolution . . . +by its very nature implies a crisis, and a very deep crisis at that, both +political and economic. This is irrespective of the crisis brought about by +the war."_ [**Collected Works**, vol. 30, p. 341] Serge also considered crisis +as inevitable, arguing that the _"conquest of production by the proletariat +was in itself a stupendous victory, one which saved the revolution's life. +Undoubtedly, so thorough a recasting of all the organs of production is +impossible without a substantial decline in output; undoubtedly, too, a +proletariat cannot labour and fight at the same time."_ [**Op. Cit.**, p. 361] +As we discussed in detail in [section 2](append43.html#app2), this was a +common Bolshevik position at the time (which, in turn, belatedly echoed +anarchist arguments -- see [section 1](append43.html#app1)). And if we look at +other revolutions, we can say that this is the case. + +Secondly, and more importantly, every revolution or near revolutionary +situation has been accompanied by economic crisis. For example, as we will +shortly prove, Germany itself was in a state of serious economic collapse in +1918 and 1919, a collapse which would have got worse is a Bolshevik-style +revolution had occurred there. This means that **if** Bolshevik +authoritarianism is blamed on the state of the economy, it is not hard to +conclude that **every** Bolshevik-style revolution will suffer the same fate +as the Russian one. + +As we noted in [section 1](append43.html#app1), Kropotkin had argued from the +1880s that a revolution would be accompanied by economic disruption. Looking +at subsequent revolutions, he has been vindicated time and time again. Every +revolution has been marked by economic disruption and falling production. This +suggests that the common Leninist idea that a successful revolution in, say, +Germany would have ensured the success of the Russian Revolution is flawed. +Looking at Europe during the period immediately after the first world war, we +discover great economic hardship. To quote one Trotskyist editor: + +> _ "In the major imperialist countries of Europe, production still had not +recovered from wartime destruction. A limited economic upswing in 1919 and +early 1920 enabled many demobilised soldiers to find work, and unemployment +fell somewhat. Nonetheless, in 'victorious' France overall production in 1920 +was still only two-thirds its pre-war level. In Germany industrial production +was little more than half its 1914 level, human consumption of grains was down +44 per cent, and the economy was gripped by spiralling inflation. Average per +capita wages in Prague in 1920, adjusted for inflation, were just over one- +third of pre-war levels."_ [John Riddell, _"Introduction,"_ **Proceedings and +Documents of the Second Congress, 1920**, vol. I, p. 17] + +Now, if economic collapse was responsible for Bolshevik authoritarianism and +the subsequent failure of the revolution, it seems hard to understand why an +expansion of the revolution into similarly crisis ridden countries would have +had a major impact in the development of the revolution. Since most Leninists +agree that the German Revolution, we will discuss this in more detail before +going onto other revolutions. + +By 1918, Germany was in a bad state. Victor Serge noted _"the famine and +economic collapse which caused the final ruin of the Central Powers."_ [**Op. +Cit.**, p. 361] The semi-blockade of Germany during the war badly effected the +economy, the _"dynamic growth"_ of which before the war _"had been largely +dependent on the country's involvement in the world market"_. The war _"proved +catastrophic to those who had depended on the world market and had been +involved in the production of consumer goods . . . Slowly but surely the +country slithered into austerity and ultimately economic collapse."_ Food +production suffered, with _"overall food production declined further after +poor harvests in 1916 and 1917. Thus grain production, already well below its +prewar levels, slumped from 21.8 million to 14.9 million tons in those two +years."_ [V. R. Berghahn, **Modern Germany**, p. 47, pp. 47-8, p. 50] + +The parallels with pre-revolution Russia are striking and it is hardly +surprising that revolution did break out in Germany in November 1918. Workers' +councils sprang up all across the country, inspired in part by the example of +the Russian soviets (and what people **thought** was going on in Russia under +the Bolsheviks). A Social-Democratic government was founded, which used the +Free Corps (right-wing volunteer troops) to crush the revolution from January +1919 onwards. This meant that Germany in 1919 was marked by extensive civil +war within the country. In January 1920, a state of siege was re-introduced +across half the country. + +This social turmoil was matched by economic turmoil. As in Russia, Germany +faced massive economic problems, problems which the revolution inherited. +Taking 1928 as the base year, the index of industrial production in Germany +was slightly lower in 1913, namely 98 in 1913 to 100 in 1928. In other words, +Germany effectively lost 15 years of economic activity. In 1917, the index was +63 and by 1918 (the year of the revolution), it was 61 (i.e. industrial +production had dropped by nearly 40%). In 1919, it fell again to 37, rising to +54 in 1920 and 65 in 1921. Thus, in 1919, the _"industrial production reached +an all-time low"_ and it _"took until the late 1920s for [food] production to +recover its 1912 level . . . In 1921 grain production was still . . . some 30 +per cent below the 1912 figure."_ Coal production was 69.1% of its 1913 level +in 1920, falling to 32.8% in 1923\. Iron production was 33.1% in 1920 and +25.6% in 1923. Steel production likewise fell to 48.5% in 1920 and fell again +to 36% in 1923. [V. R. Berghahn, **Op. Cit.**, p. 258, pp. 67-8, p. 71 and p. +259] + +Significantly, one of the first acts of the Bolshevik government towards the +new German government was to _"the offer by the Soviet authorities of two +trainloads of grain for the hungry German population. It was a symbolical +gesture and, in view of desperate shortages in Russia itself, a generous +one."_ The offer, perhaps unsurprisingly, was rejected in favour of grain from +America. [E.H. Carr, **The Bolshevik Revolution**, vol. 3, p. 106] + +The similarities between Germany and Russia are clear. As noted above, in +Russia, the index for large scale industry fell to 77 in 1917 from 100 in +1913, falling again to 35 in 1918, 26 in 1919 and 18 in 1920. [Tony Cliff, +**Lenin**, vol. 3, p. 86] In other words, a fall of 23% between 1913 and 1917, +54.5% between 1917 and 1918, 25.7% in 1918 and 30.8% in 1919. A similar +process occurred in Germany, where the fall production was 37.7% between 1913 +and 1917, 8.2% between 1917 and 1918 and 33.9% between 1918 and 1919 (the year +of revolution). While production did rise in 1920 by 45.9%, production was +still around 45% less than before the war. + +Thus, comparing the two countries we discover a similar picture of economic +collapse. In the year the revolution started, production had fallen by 23% in +Russia (from 1913 to 1917) and by 43% in Germany (from 1913 to 1918). Once +revolution had effectively started, production fell even more. In Russia, it +fell to 65% of its pre-war level in 1918, in Germany it fell to 62% of its +pre-war level in 1919. Of course, in Germany revolution did not go as far as +in Russia, and so production did rise somewhat in 1920 and afterwards. What is +significant is that in 1923, production fell dramatically by 34% (from around +70% of its pre-war level to around 45% of that level). This economic collapse +did not deter the Communists from trying to provoke a revolution in Germany +that year, so suggesting that economic disruption played no role in their +evaluation of the success of a revolution. + +This economic chaos in Germany is never mentioned by Leninists when they +discuss the _"objective factors"_ facing the Russian Revolution. However, once +these facts are taken into account, the superficiality of the typical Leninist +explanation for the degeneration of the revolution becomes obvious. The very +problems which, it is claimed, forced the Bolsheviks to act as they did also +were rampant in Germany. If economic collapse made socialism impossible in +Russia, it would surely have had the same effect in Germany (and any social +revolution would also have faced more disruption than actually faced post 1919 +in Germany). This means, given that the economic collapse in both 1918/19 and +1923 was as bad as that facing Russia in 1918 and that the Bolsheviks had +started to undermine soviet and military democracy along with workers' control +by spring and summer of that year (see [section 5](append43.html#app5)), to +blame Bolshevik actions on economic collapse would mean that any German +revolution would have been subject to the same authoritarianism **if** the +roots of Bolshevik authoritarianism were forced by economic events rather than +a product of applying a specific political ideology via state power. Few +Leninists draw this obvious conclusion from their own arguments although there +is no reason for them not to. + +So the German Revolution was facing the same problems the Russian one was. It +seems unlikely, therefore, that a successful German revolution would have been +that much aid to Russia. This means that when John Rees argues that giving +machinery or goods to the peasants in return for grain instead of simply +seizing it required _"revolution in Germany, or at least the revival of +industry"_ in Russia, he completely fails to indicate the troubles facing the +German revolution. _"Without a successful German revolution,"_ he writes, +_"the Bolsheviks were thrown back into a bloody civil war with only limited +resources. The revolution was under siege."_ [John Rees, _"In Defence of +October,"_ pp. 3-82, **International Socialism**, no. 52, p. 40 and p. 29] Yet +given the state of the German economy at the time, it is hard to see how much +help a successful German revolution would have been. As such, his belief that +a successful German Revolution would have mitigated Bolshevik authoritarianism +seems exactly that, a belief without any real evidence to support it (and let +us not forget, Bolshevik authoritarianism had started before the civil war +broke out -- see [section 3](append43.html#app3)). Moreover, **if** the pro- +Bolshevik argument Rees is expounding **is** correct, then the German +Revolution would have been subject to the same authoritarianism as befell the +Bolshevik one simply because it was facing a similar economic crisis. Luckily, +anarchists argue, that this need not be the case if libertarian principles are +applied in a revolution: + +> _ "The first months of emancipation will inevitably increase consumption of +goods and production will diminish. And, furthermore, any country achieving +social revolution will be surrounded by a ring of neighbours either unfriendly +or actually enemies . . . The demands upon products will increase while +production decreases, and finally famine will come. There is only one way of +avoiding it. We should understand that as soon as a revolutionary movement +begins in any country the only possible way out will consist in the workingmen +[and women] and peasants from the beginning taking the whole national economy +into their hands and organising it themselves . . . But they will not be +convinced of this necessity except when all responsibility for national +economy, today in the hands of a multitude of ministers and committees, is +presented in a simple form to each village and city, in every factory and +shop, as their own affair, and when they understand that they must direct it +themselves."_ [**Kropotkin's Revolutionary Pamphlets**, pp. 77-8] + +So, as regards the Russian and German revolution, Kropotkin's arguments were +proven correct. The same can be said of other revolutions as well. Basing +himself on the actual experiences of both the French Revolution and the Paris +Commune, we can see why Kropotkin argued as he did. The Paris Commune, for +example, was born after a four-month-long siege _"had left the capital in a +state of economic collapse. The winter had been the severest in living memory. +Food and fuel had been the main problems . . . Unemployment was widespread. +Thousands of demobilised soldiers wandered loose in Paris and joined in the +general hunt for food, shelter and warmth. For most working men the only +source of income was the 1.50 francs daily pay of the National Guard, which in +effect had become a form of unemployment pay."_ The city was _"near starving"_ +and by March it was _"in a state of economic and political crisis."_ [Stewart +Edwards, _"Introduction,"_ **The Communards of Paris, 1871**, p. 23] Yet this +economic collapse and isolation did not stop the commune from introducing and +maintaining democratic forms of decision making, both political and economic. +A similar process occurred during the French Revolution, where mass +participation via the _"sections"_ was not hindered by economic collapse. It +was finally stopped by state action organised by the Jacobins to destroy +popular participation and initiative (see Kropotkin's **The Great French +Revolution** for details). + +During the Spanish Revolution, _"overall Catalan production fell in the first +year of war by 30 per cent, and in the cotton-working sector of the textile +industry by twice as much. Overall unemployment (complete and partial) rose by +nearly a quarter in the first year, and this despite the military mobilisation +decreed in September 1936. The cost of living quadrupled in just over two +years; wages . . . only doubled."_ [Ronald Fraser, **Blood of Spain**, p. 234] +Markets, both internally and externally, for goods and raw materials were +disrupted, not to mention the foreign blockade and the difficulties imposed in +trying to buy products from other countries. These difficulties came on top of +problems caused by the great depression of the 1930s which affected Spain +along with most other countries. Yet, democratic norms of economic and social +decision making continued in spite of economic disruption. Ironically, given +the subject of this discussion, it was only once the Stalinist counter- +revolution got going were they fatally undermined or destroyed. + +Thus economic disruption need not automatically imply authoritarian policies. +And just as well, given the fact that revolution and economic disruption seem +to go hand in hand. + +Looking further afield, even **revolutionary** situations can be accompanied +with economic collapse. For example, the Argentine revolt which started in +2001 took place in the face of massive economic collapse. The economy was a +mess, with poverty and unemployment at disgusting levels. Four years of +recession saw the poverty rate balloon from 31 to 53 percent of the population +of 37 million, while unemployment climbed from 14 to 21.4 percent, according +to official figures. Yet in the face of such economic problems, working class +people acted collectively, forming popular assemblies and taking over +workplaces. + +The Great Depression of the 1930s in America saw a much deeper economic +contradiction. Indeed, it was as bad as that associated with revolutionary +Germany and Russia after the first world war. According to Howard Zinn, after +the stock market crash in 1929 _"the economy was stunned, barely moving. Over +five thousand banks closed and huge numbers of businesses, unable to get +money, closed too. Those that continued laid off employees and cut the wages +of those who remained, again and again. Industrial production fell by 50 +percent, and by 1933 perhaps 15 million (no knew exactly) -- one-forth or one- +third of the labour force -- were out of work."_ [**A People's History of the +United States**, p. 378] + +Specific industries were badly affected. For example, total GNP fell to 53.6% +in 1933 compared to its 1929 value. The production of basic goods fell by much +more. Iron and Steel saw a 59.3% decline, machinery a 61.6% decline and _"non- +ferrous metals and products"_ a 55.9% decline. Transport was also affected, +with transportation equipment declining by 64.2% railroad car production +dropping by 73.6% and locomotion production declining by 86.4%. Furniture +production saw a decline of 57.9%. The workforce was equally affected, with +unemployment reaching 25% in 1933. In Chicago 40% of the workforce was +unemployed. Union membership, which had fallen from 5 million in 1920 to 3.4 +million in 1929 fell to less than 3 million by 1933. [Lester V. Chandler, +**America's Greatest Depression, 1929-1941**, p. 20, p. 23, p. 34, p. 45 and +p. 228] + +Yet in the face of this economic collapse, no Leninist proclaimed the +impossibility of socialism. In fact, the reverse what the case. Similar +arguments could apply to, say, post-world war two Europe, when economic +collapse and war damage did not stop Trotskyists looking forward to, and +seeking, revolutions there. Nor did the massive economic that occurred after +the fall of Stalinism in Russia in the early 1990s deter Leninist calls for +revolution. Indeed, you can rest assured that any drop in economic activity, +no matter how large or small, will be accompanied by Leninist articles arguing +for the immediate introduction of socialism. And this was the case in 1917 as +well, when economic crisis had been a fact of Russian life throughout the +year. Lenin, for example, argued at the end of September of that _"Russia is +threatened with an inevitable catastrophe . . .A catastrophe of extraordinary +dimensions, and a famine, are unavoidably threatening . . . Half a year of +revolution has passed. The catastrophe has come still closer. Things have come +to a state of mass unemployment. Think of it: the country is suffering from a +lack of commodities."_ [**The Threatening Catastrophe and how to Fight It**, +p. 5] This did not stop him calling for revolution and seizing power. Nor did +this crisis stop the creation of democratic working class organisations, such +as soviets, trade unions and factory committees being formed. It did not stop +mass collective action to combat those difficulties. It appears, therefore, +that while the economic crisis of 1917 did not stop the development of +socialist tendencies to combat it, the seizure of power by a socialist party +did. + +Given that no Leninist has argued that a revolution could take place in +Germany after the war or in the USA during the darkest months of the Great +Depression, the argument that the grim economic conditions facing Bolshevik +Russia made soviet democracy impossible seem weak. By arguing that both +Germany and the USA could create a viable socialist revolution in economic +conditions just as bad as those facing Soviet Russia, the reasons why the +Bolsheviks created a party dictatorship must be looked for elsewhere. Given +this support for revolution in 1930s America and post-world war I and II +Europe, you would have to conclude that, for Leninists, economic collapse only +makes socialism impossible once **they** are in power! Which is hardly +convincing, or inspiring. + +## 5 Was the Russian working class atomised or _"declassed"_? + +A standard Leninist explanation for the dictatorship of the Bolshevik party +(and subsequent rise of Stalinism) is based on the _"atomisation"_ or +_"declassing"_ of the proletariat. John Rees summarises this argument as +follows: + +> _ "The civil war had reduced industry to rubble. The working class base of +the workers' state, mobilises time and again to defeat the Whites, the rock on +which Bolshevik power stood, had disintegrated. The Bolsheviks survived three +years of civil war and wars in intervention, but only at the cost of reducing +the working class to an atomised, individualised mass, a fraction of its +former size, and no longer able to exercise the collective power that it had +done in 1917 . . . The bureaucracy of the workers' state was left suspended in +mid-air, its class base eroded and demoralised. Such conditions could not help +but have an effect on the machinery of the state and organisation of the +Bolshevik Party."_ [_"In Defence of October,"_ pp. 3-82, **International +Socialism**, no. 52, p. 65] + +It is these objective factors which, it is argued, explain why the Bolshevik +party substituted itself for the Russian working class. _"Under such +conditions,"_ argues Tony Cliff, _"the class base of the Bolshevik Party +disintegrated -- not because of some mistakes in the policies of Bolshevism, +not because of one or another conception of Bolshevism regarding the role of +the party and its relation to the class -- but because of mightier historical +factors. The working class had become declassed . . . Bolshevik +'substitutionism' . . . did not jump out of Lenin's head as Minerva out of +Zeus's, but was born of the objective conditions of civil war in a peasant +country, where a small working class, reduced in weight, became fragmented and +dissolved into the peasant masses."_ [**Trotsky on Substitutionism**, pp. +62-3] In other words, because the working class was so decimated the +replacement of class power by party power was inevitable. + +Before discussing this argument, we should point out that this argument dates +back to Lenin. For example, he argued in 1921 that the proletariat, _"owning +to the war and to the desperate poverty and ruin, has become declassed, i.e. +dislodged from its class groove, and had ceased to exist as proletariat . . . +the proletariat has disappeared."_ [**Collected Works**, vol. 33, p. 66] +However, unlike his later-day followers, Lenin was sure that while it _"would +be absurd and ridiculous to deny that the fact that the proletariat is +declassed is a handicap"_ it could still _"fulfil its task of wining and +holding state power."_ [**Op. Cit.**, vol. 32, p. 412] As we will see, the +context in which Lenin started to make these arguments is important. + +Anarchists do not find these arguments particularly convincing. This is for +two reasons. Firstly, it seems incredulous to blame the civil war for the +_"substitution"_ of Bolshevik power for working class power as party power had +been Lenin's stated aim in 1917 and October saw the seizure of power by the +Bolsheviks, **not** the soviets. As we saw in [section 3](append43.html#app3), +the Bolsheviks started to gerrymander and disband soviets to remain in power +**before** the civil war started. As such, to blame the civil war and the +problems it caused for the usurpation of power by the Bolsheviks seems +unconvincing. Simply put, the Bolsheviks had _"substituted"_ itself for the +proletariat from the start, from the day it seized power in the October +revolution. + +Secondly, the fact is the Russian working class was far from _"atomised."_ +Rather than being incapable of collective action, as Leninists assert, +Russia's workers were more than capable of taking collective action throughout +the civil war period. The problem is, of course, that any such collective +action was directed **against** the Bolshevik party. This caused the party no +end of problems. After all, if the working class **was** the ruling class +under the Bolsheviks, then who was it striking against? Emma Goldman explains +the issue well: + +> _ "In my early period the question of strikes had puzzled me a great deal. +People had told me that the least attempt of that kind was crushed and the +participants sent to prison. I had not believed it, and, as in all similar +things, I turned to Zorin [a Bolshevik] for information. 'Strikes under the +dictatorship of the proletariat!' he had proclaimed; 'there's no such thing.' +He had even upbraided me for crediting such wild and impossible tales. Against +whom, indeed, should the workers strike in Soviet Russia, he argued. Against +themselves? They were the masters of the country, politically as well as +industrially. To be sure, there were some among the toilers who were not yet +fully class-conscious and aware of their own true interests. These were +sometimes disgruntled, but they were elements incited by . . . self-seekers +and enemies of the Revolution."_ [**Living My Life**, vol. 2, p. 872] + +This, unfortunately, still seems to be the case in pro-Bolshevik accounts of +the Revolution and its degeneration. After the Bolshevik seizure of power, the +working class as an active agent almost immediately disappears from the +accounts. This is unsurprising, as it does not bode well for maintaining the +Bolshevik Myth to admit that workers were resisting the so-called +_"proletarian dictatorship"_ from the start. The notion that the working class +had _"disappeared"_ fits into this selective blindness well. Why discuss the +actions of a class which did not exist? Thus we have a logical circle from +which reality can be excluded: the working class is _"atomised"_ and so cannot +take industrial action, evidence of industrial action need not be looked for +because the class is _"atomised."_ + +This can be seen from Lenin. For example, he proclaimed in October 1921 that +_"the proletariat had disappeared."_ Yet this non-existent class had, in early +1921, taken collective action which _"encompassed most of the country's +industrial regions."_ [J. Aves, **Workers Against Lenin**, p. 111] +Significantly, the Communists (then and now) refused to call the movement a +strike, preferring the word _"volynka"_ which means _"go-slow."_ The Menshevik +leader Dan explained why: _"The Bolshevik press carefully tried, at first, to +hush up the movement, then to hide its real size and character. Instead of +calling the strike a strike, they thought up various new terms -- **yolynka,** +**buza** and so on."_ [quoted by Aves, **Op. Cit.**, p. 112] As Russian +anarchist Ida Mett succinctly put it: _"And if the proletariat was that +exhausted how come it was still capable of waging virtually total general +strikes in the largest and most heavily industrialised cities?"_ [Ida Mett, +**The Kronstadt Rebellion**, p. 81] + +The year after Lenin proclaimed the proletariat _"disappeared"_ we discover +similar evidence of working class collective action. Ironically, it is +Leninist Tony Cliff who presents the evidence that _"the number of workers +involved in labour conflicts was three and a half million, and in 1923, +1,592,800."_ Strikes in state-owned workplaces in 1922 involved 192,000 +workers. [**State Capitalism in Russia**, p. 28] Given that Cliff states that +in 1921 there was only _"one and a quarter million"_ industrial workers +_"proper"_ (compared to over three million in 1917), this level of strikes is +extremely large -- particular for members of a class which did not, according +to Lenin which had _"disappeared"_! + +Before providing more evidence for the existence of working class collective +struggle throughout the period 1918 to 1923, it is necessary to place Lenin's +comments on the _"declassing"_ of the working class in context. Rather than +being the result of a lack of industrial protest, Lenin's arguments were the +product of its opposite -- the rise in collective struggle by the Russian +working class. As one historian notes: _"As discontent amongst workers became +more and more difficult to ignore, Lenin . . . began to argue that the +consciousness of the working class had deteriorated . . . workers had become +'declassed.'"_ _"Lenin's analysis,"_ he continues, _"had a superficial logic +but it was based on a false conception of working-class consciousness. There +is little evidence to suggest that the demands that workers made at the end of +1920 . . . represented a fundamental change in aspirations since 1917 . . . +[Moreover] an analysis of the industrial unrest in 1921 shows that long- +standing workers were prominent in protest."_ [J. Aves, **Op. Cit.**, p. 90 +and pp. 90-1] + +Lenin's pessimistic analysis of 1921 is in sharp contrast to the optimistic +mood of early 1920, reproduced by the defeat of the White armies, in Bolshevik +ranks. For example, writing in May, 1920, Trotsky seemed oblivious to the +_"atomisation"_ of the Russian working class, arguing that _"in spite of +political tortures, physical sufferings and horrors, the labouring masses are +infinitely distinct from political decomposition, from moral collapse, or from +apathy . . . Today, in all branches of industry, there is going on an +energetic struggle for the establishment of strict labour discipline, and for +the increase of the productivity of labour. The party organisations, the trade +unions, the factory and workshop administrative committees, rival each one +another in this respect, with the undivided support of the working class as a +whole."_ Indeed, they _"concentrate their attention and will on collective +problems"_ (_"Thanks to a regime which . . . given their life a pursue"_!). +Needless to say, the party had _"the undivided support of the public opinion +of the working class as a whole."_ [**Terrorism and Communism**, p. 6] + +The turn around in perspective after this period did not happen by accident, +independently of the working class resistance to Bolshevik rule. After all, +the defeat of the Whites in early of 1920 saw the Bolsheviks take _"victory as +a sign of the correctness of its ideological approach and set about the task +of reconstruction on the basis of an intensification of War Communism policies +with redoubled determination."_ This led to _"an increase in industrial unrest +in 1920,"_ including _"serious strikes."_ The resistance was _"becoming +increasingly politicised."_ Thus, the stage was set for Lenin's turn around +and his talk of _"declassing."_ In early 1921 _"Lenin argued that workers, who +were no more demoralised than they were in early 1920, had become 'declassed' +in order to justify a political clamp-down."_ [J. Aves, **Op. Cit.**, p. 37, +p. 80 and p. 18] + +Other historians also note this context. For example, while the _"working +class had decreased in size and changed in composition, . . . the protest +movement from late 1920 made clear that it was not a negligible force and that +in an inchoate way it retained a vision of socialism which was not identified +entirely with Bolshevik power . . . Lenin's arguments on the declassing of the +proletariat was more a way of avoiding this unpleasant truth than a real +reflection of what remained, in Moscow at least, a substantial physical and +ideological force."_ [Richard Sakwa, ** Soviet Communists in Power**, p. 261] +In the words of Diane Koenker, _"[i]f Lenin's perceptions of the situation +were at all representative, it appears that the Bolshevik party made +deurbanisation and declassing the scapegoat for its political difficulties, +when the party's own policies and its unwillingness to accept changing +proletarian attitudes were also to blame."_ Ironically, this was not the first +time that the Bolsheviks had blamed its problems on the lack of a _"true"_ +proletariat and its replacement by "petty-bourgeois" elements, _"[t]his was +the same argument used to explain the Bolsheviks' lack of success in the early +months of 1917 -- that the cadres of conscious proletarians were diluted by +non-proletarian elements."_ [_"Urbanisation and Deurbanisation in the Russian +Revolution and Civil War,"_ pp. 424-450, **The Journal of Modern History**, +vol. 57, no. 3, p. 449 and p. 428] + +It should be noted that the _"declassing"_ argument does have a superficial +validity if you accept the logic of vanguardism. After all, if you accept the +premise that the party alone represents socialist consciousness and that the +working class, by its own efforts, can only reach a reformist level of +political conscious (at best), then any deviation in working class support for +the party obviously represents a drop in class consciousness or a +_"declassing"_ of the proletariat (see section H.5.1 -- _["Why are vanguard +parties anti-socialist?"](secH5.html#sech51)_). Thus working class protest +against the party can be dismissed as evidence of _"declassing"_ which has to +be suppressed rather than what it really is, namely evidence of working class +autonomy and collective struggle for what it considers **its** interests to be +against a new master class. In fact, the _"declassing"_ argument is related to +the vanguardist position which, in turn, justifies the dictatorship of the +party **over** the class (see section H.5.3 -- _["Why does vanguardism imply +party power?"](secH5.html#sech53)_). + +So the _"declassing"_ argument is not some neutral statement of fact. It was +developed as a weapon on the class struggle, to justify Bolshevik repression +of collective working class struggle. To justify the continuation of Bolshevik +party dictatorship **over** the working class. This in turn explains why +working class struggle during this period generally fails to get mentioned by +later day Bolsheviks -- it simply undermines their justifications for +Bolshevik dictatorship. After all, how can they say that the working class +could not exercise _"collective power"_ when it was conducting mass strikes +throughout Russia during the period 1918 to 1923? + +As such, it does not seem that strange that in most Leninist account of the +revolution post-October rarely, if ever, mention what the working class was +actually doing. We do get statistics on the drop of the numbers of industrial +workers in the cities (usually Petrograd and Moscow), but any discussion on +working class protest and strikes is generally, at best, mentioned in passing +or, usually, ignored utterly. Given this was meant to be a _"proletarian"_ +dictatorship, it seems strange this silence. It could be argued that this +silence is due to the working class being decimated in number and/or +_"declassed"_ in terms of itself perspective. This, however, seems unlikely, +as collective working class protest was common place in Bolshevik Russia. The +silence can be better understood by the fact this protest was directed +**against** the Bolsheviks. + +Which shows the bankruptcy of what can be called the _"statistical tendency"_ +of analysing the Russian working class. While statistics can tell us how many +workers remained in Russia in, say, 1921, it does not prove any idea of their +combativeness or their ability to take collective decisions and action. If +numbers alone indicated the ability of workers to take part in collective +struggle, then the massive labour struggles in 1930s American would not have +taken place. Millions had been made redundant. At the Ford Motor Company, +128,000 workers had been employed in the spring of 1929. There were only +37,000 by August of 1931 (only 29% of the 1929 figure). By the end of 1930, +almost half of the 280,000 textile mill workers in New England were out of +work. [Howard Zinn, **A People's History of the United States**, p. 378] Yet +in the face of these massive redundancies, the workers organised themselves +and fought back. As we will indicate, the reduction in the number of Russian +workers did not restrict their ability to make collective decisions and act +collectively on them -- Bolshevik repression **did.** + +Moreover, while Leninists usually point to the fall in population in Petrograd +and Moscow during the civil war, concentrating on these cities can be +misleading. _"Using the Petrograd figures,"_ notes Daniel R. Bower, +_"historians have painted a lurid picture of flight from the cities. In 1918 +alone the former capital lost 850,000 people and was by itself responsible for +one-half of the total urban population decline of the Civil War years. If one +sets aside aggregate figures to determine the trend characteristic of most +cities, however, the experiences of Petrograd appears exception. Only a +handful of cities . . . lost half their population between 1917 and 1920, and +even Moscow, which declined by over 40 percent, was not typical of most towns +in the northern, food-importing areas. A study of all cities . . . found that +the average decline in the north (167 towns in all, excluding the capital +cities) amounted to 24 percent between 1917 and 1920. Among the towns in the +food-producing areas in the southern and eastern regions of the Russian +Republic (a total of 128), the average decline came to only 14 percent."_ +[_"'The city in danger': The Civil War and the Russian Urban Population,"_ +**Party, State, and Society in the Russian Civil War**, Diane P. Koenker, +William G. Rosenberg and Ronald Grigor Suny (eds.), p. 61] Does this mean that +the possibility of soviet democracy declined less in these towns? Yet the +Bolsheviks applied their dictatorships even there, suggesting that declining +urban populations was not the source of their authoritarianism. + +Equally, what are we to make of towns and cities which increased their +populations? Some towns and cites actually grew in size. For example, Minsk, +Samara, Khar'kov, Tiflis, Baku, Rostov-on-don, Tsaritsyn and Perm all grew in +population (often by significant amounts) between 1910 and 1920 while other +cities shrunk. [Diane Koenker, _"Urbanisation and Deurbanisation in the +Russian Revolution and Civil War,"_ pp. 424-450, **The Journal of Modern +History**, vol. 57, no. 3, p. 425] Does that mention soviet democracy was +possible in those towns but not in Petrograd or Moscow? Or does the fact that +the industrial workforce grew by 14.8% between October 1920 and April 1921 +mean that the possibility for soviet democracy also grew by a similar +percentage? [J. Aves, **Workers Against Lenin**, p. 159] + +Then there is the question of when the reduction of workers makes soviet +democracy impossible. After all, between May 1917 and April 1918 the city of +Moscow lost 300,000 of its two million inhabitants. Was soviet democracy +impossible in April 1918 because of this? During the civil war, Moscow lost +another 700,000 by 1920 (which is basically the same amount per year). [Diane +Koenker, **Op. Cit.**, p. 424] When did this fall in population mean that +soviet democracy was impossible? Simply put, comparing figures of one year to +another simply fails to understand the dynamics at work, such as the impact of +_"reasons of state"_ and working class resistance to Bolshevik rule. It, in +effect, turns the attention away from the state of working class autonomy and +onto number crunching. + +Ultimately, the question of whether the working class was too _"atomised"_ to +govern can only be answered by looking at the class struggle in Russia during +this period, by looking at the strikes, demonstrations and protests that +occurred. Something Leninists rarely do. Needless to say, certain strike waves +just cannot be ignored. The most obvious case is in Petrograd just before the +Kronstadt revolt in early 1921\. After all, the strikes (and subsequent +Bolshevik repression) inspired the sailors to revolt in solidarity with them. +Faced with such events, the scale of the protest and Bolshevik repression is +understated and the subject quickly changed. As we noted in [section +10](append42.html#app10) of the appendix on ["What was the Kronstadt +Rebellion?"](append42.html), John Rees states that Kronstadt was _"preceded by +a wave of serious but quickly resolved strikes."_ [Rees, **Op. Cit.**, p. 61] +Needless to say, he does not mention that the strikes were _"resolved"_ by +_"serious"_ force. Nor does he explain how _"an atomised, individualised +mass"_ **could** conduct such _"serious"_ strikes, strikes which required +martial law to break. Little wonder, then, Rees does expound on the strikes +and what they meant in terms of the revolution and his own argument. + +Similarly, we find Victor Serge arguing that the _"working class often fretted +and cursed; sometimes it lent an ear to the Menshevik agitators, as in the +great strikes at Petrograd in the spring of 1919\. But once the choice was +posed as that between the dictatorship of the White Generals and the +dictatorship of its own party -- and there was not and could not be any other +choice -- every fit man . . . came to stand . . . before the windows of the +local party offices."_ [**Year One of the Russian Revolution**, pp. 365-6] An +exhausted and atomised working class capable of _"great strikes"_? That seems +unlikely. Significantly, Serge does not mention the Bolshevik acts of +repression used against the rebel workers (see below). This omission cannot +help distort any conclusions to be drawn from his account. + +Which, incidentally, shows that the civil war was not all bad news for the +Bolsheviks. Faced with working class protest, they could play the _"White +card"_ \-- unless the workers went back to work, the Whites would win. This +explains why the strikes of early 1921 were larger than before and explains +why they were so important. As the _"White card"_ could no longer be played, +the Bolshevik repression could not be excused in terms of the civil war. +Indeed, given working class opposition to the party, it would be fair to say +that civil war actually **helped** the Bolsheviks remain in power. Without the +threat of the Whites, the working class would **not** have tolerated the +Bolsheviks longer than the Autumn of 1918. + +The fact is that working class collective struggle against the new regime and, +consequently, Bolshevik repression, started before the outbreak of the civil +war. It continued throughout the civil war period and reached a climax in the +early months of 1921. Even the repression of the Kronstadt rebellion did not +stop it, with strikes continuing into 1923 (and, to a lesser degree, +afterward). Indeed, the history of the _"workers' state"_ is a history of the +state repressing the revolt of the workers. + +Needless to say, it would be impossible to give a full account of working +class resistance to Bolshevism. All we can do here is give a flavour of what +was happening and the sources for further information. What should be clear +from our account is that the idea that the working class in this period was +incapable of collective organisation and struggle is false. As such, the idea +that Bolshevik _"substitutionism"_ can be explained in such term is also +false. In addition, it will become clear that Bolshevik repression explicitly +aimed to break the ability of workers to organise and exercise collective +power. As such, it seems hypocritical for modern-day Leninists to blame +Bolshevik power on the _"atomisation"_ of the working class when Bolshevik +power was dependent on smashing working class collective organisation and +resistance. Simply put, to remain in power Bolshevism, from the start, had to +crush working class power. This is to be expected, given the centralised +nature of the state and the assumptions of vanguardism. If you like, October +1917 did not see the end of _"dual power."_ Rather the Bolshevik state +replaced the bourgeois state and working class power (as expressed in its +collective struggle) came into conflict with it. + +This struggle of the _"workers' state"_ against the workers started early in +1918. _"By the early summer of 1918,"_ records one historian, _"there were +widespread anti-Bolshevik protests. Armed clashes occurred in the factory +districts of Petrograd and other industrial centres. Under the aegis of the +Conference of Factory and Plant Representatives . . . a general strike was set +for July 2."_ [William Rosenberg, _"Russian labour and Bolshevik Power,"_ pp. +98-131, **The Workers' revolution in Russia**, 1917, Daniel H. Kaiser (ed.), +p. 107] According to another historian, economic factors _"were soon to erode +the standing of the Bolsheviks among Petrograd workers . . . These +developments, in turn, led in short order to worker protests, which then +precipitated violent repressions against hostile workers. Such treatment +further intensified the disenchantment of significant segments of Petrograd +labour with Bolshevik-dominated Soviet rule."_ [Alexander Rabinowitch, **Early +Disenchantment with Bolshevik Rule**, p. 37] + +The reasons for these protest movement were both political and economic. The +deepening economic crisis combined with protests against Bolshevik +authoritarianism to produce a wave of strikes aiming for political change. +Feeling that the soviets were distant and unresponsive to their needs (with +good reason, given Bolshevik postponement of soviet elections and +gerrymandering of the soviets), workers turned to direct action and the +initially Menshevik inspired _"Conference of Factory and Plant +Representatives"_ (also known as the _"Extraordinary Assembly of Delegates +from Petrograd Factories and Plants"_) to voice their concerns. At its peak, +reports _"estimated that out of 146,000 workers still in Petrograd, as many as +100,000 supported the conference's goals."_ [**Op. Cit.**, p. 127] The aim of +the Conference (as per Menshevik policy) was to reform the existing system +_"from within"_ and, as such, the Conference operated openly. As Alexander +Rabinowitch notes, _"[F]or the Soviet authorities in Petrograd, the rise of +the Extraordinary Assembly of Delegates from Petrograd Factories and Plants +was an ominous portent of worker defection."_ [**Op. Cit.**, p. 37] + +The first wave of outrage and protests occurred after Bolshevik Red Guards +opened fire on a demonstration for the Constituent Assembly in early January +(killing 21, according to Bolshevik sources). This demonstration _"was notable +as the first time workers came out actively against the new regime. More +ominously, it was also the first time forces representing soviet power used +violence against workers."_ [David Mandel, **The Petrograd Workers and the +Soviet Seizure of Power**, p. 355] It would not be the last -- indeed +repression by the _"workers' state"_ of working class protest became a +recurring feature of Bolshevism. + +By April _"it appeared that the government was now ready to go to whatever +extremes it deemed necessary (including sanctioning the arrest and even +shooting of workers) to quell labour unrest. This in turn led to intimidation, +apathy, lethargy and passivity of other workers. In these circumstances, +growth in support of the Assembly slowed down."_ [Rabinowitch, **Op. Cit.**, +p. 40] The Assembly aborted its plans for a May Day demonstration to protest +the government's policies were cancelled because of workers did not respond to +the appeals to demonstrate (in part because of _"Bolshevik threats against +'protesters'"_ [**Op. Cit.**, pp. 40-1]). + +This apathy did not last long. After early May events _"served to reinvigorate +and temporarily radicalise the Assembly. These developments included yet +another drastic drop in food supplies, the shooting of protesting housewives +and workers in the Petrograd suburb of Kolpino, the arbitrary arrest and abuse +of workers in another Petrograd suburb, Sestroresk, the closure of newspapers +and the arrests of individuals who had denounced the Kolpino and Sestroresk +events, the intensification of labour unrest and conflict with the authorities +in the Obukhov plant and in other Petrograd factories and districts."_ [**Op. +Cit.**, p. 41] + +So the next major protest wave occurred in early May, 1918, after armed guards +opened fire on protesting workers in Kolpino -- _"while the incident was +hardly the first of its kind, it triggered a massive wave of indignation."_ +Work temporarily stopped in a number of plants. Between Kolpino and early +July, more than seventy incidents occurred in Petrograd, including strikes, +demonstrations and anti-Bolshevik meetings. Many of these meetings _"were +protests against some form of Bolshevik repression: shootings, incidents of +'terroristic activities,' and arrests."_ In some forty incidents _"worker's +protests focused on these issues, and the data is surely understate the actual +number by a wide margin. There were as well some eighteen separate strikes or +some other work stoppages with an explicitly anti-Bolshevik character."_ +[Rosenberg, **Op. Cit.**, p. 123 and pp. 123-4] Then, _"[a]t the very end of +May and the beginning of June, when a wave of strikes to protest at bread +shortages broke out in the Nevskii district, a majority of Assembly delegates +. . . resolved to call on striking Nevskii district workers to return to work +and continue preparation for a general city-wide strike."_ [Rabinowitch, **Op. +Cit.**, p. 42] Unfortunately, for the Assembly postponing the strikes until a +_"better time"_ rather than encouraging them gave the authorities time to +prepare. + +Things came to a head during and after the soviet elections in June. On June +20th the Obukhov works issued an appeal to the Conference of Factory and Plant +Representatives _"to declare a one-day strike of protest on June 25th"_ +against Bolshevik reprisals for the assassination of a leading Bolshevik. +_"The Bolsheviks responded by 'invading' the whole Nevskii district with +troops and shutting down Obukhov completely. Meetings everywhere were +forbidden."_ The workers were not intimidated and _"[i]n scores of additional +factories and shops protests mounted and rapidly spread along the railroads."_ +At the June 26th _"extraordinary session"_ of the Conference a general strike +was declared for July 2nd. Faced with this, the Bolsheviks set up _"machine +guns . . . at main points throughout the Petrograd and Moscow railroad +junctions, and elsewhere in both cities as well. Controls were tightened in +factories. Meetings were forcefully dispersed."_ [Rosenberg, **Op. Cit.**, pp. +126-7 and p. 127] In other words, _"as a result of extreme government +intimidation, the response to the Assembly's strike call on 2 July was +negligible."_ [Rabinowitch, **Op. Cit.**, p. 42] This repression was not +trivial: + +> _"Among other things, all newspapers were forced to print on their front +pages Petrograd soviet resolutions condemning the Assembly as part of the +domestic and foreign counter-revolution. Factories participating in the strike +were warned that they would be shut down and individual strikers were +threatened with the loss of work -- threats that were subsequently made good. +Printing plants suspected of opposition sympathies were sealed, the offices of +hostile trade unions were raided, martial law declared on rail lines, and +armed strike-breaking patrols with authority to take whatever action was +necessary to prevent work stoppages were formed and put on 24-hour duty at key +points throughout Petrograd."_ [**Op. Cit.**, p. 45] + +Needless to say, _"the Petrograd authorities drew on the dubious mandate +provided by the stacked soviet elections to justify banning the Extraordinary +Assembly."_ [**Op. Cit.**, p. 42] While the Bolsheviks had won around 50% of +workplace votes, as we note in [section 6](append41.html#app6) of the appendix +on ["What happened during the Russian Revolution?"](append41.html) they had +gerrymandered the soviet making the election results irrelevant. The fact the +civil war had started undoubtedly aided the Bolsheviks during this election +and the fact that the Mensheviks and SRs had campaigned on a platform to win +the soviet elections as the means of replacing soviet democracy by the +Constituent Assembly. Many workers still viewed the soviets are **their** +organisations and aimed for a functioning soviet system rather than its end. + +The Bolsheviks turned on the Conference, both locally and nationally, and +arrested its leading activists, so decapitating the only independent working +class organisation left in Russia. As Rabinowitch argues, _"the Soviet +authorities were profoundly worried by the threat posed by the Assembly and +fully aware if their growing isolation from workers (their only real social +base) . . . Petrograd Bolsheviks developed a siege mentality and a +corresponding disposition to consider any action -- from suppression of the +opposition press and manipulation of elections to terror even against workers +-- to be justified in the struggle to retain power until the start of the +imminent world revolution."_ [**Op. Cit.**, pp. 43-4] + +Similar events happened in other cities. As we discuss in [section +6](append41.html#app6) of the appendix on ["What happened during the Russian +Revolution?"](append41.html), the Bolsheviks had disbanded soviets elected +with non-Bolshevik majorities all across Russia and suppressed the resulting +working class protest. In Moscow, workers also organised a _"Conference"_ +movement and _"[r]esentment against the Bolsheviks was expressed through +strikes and disturbances, which the authorities treated as arising from supply +difficulties, from 'lack of consciousness,' and because of the 'criminal +demagogy' of certain elements. Lack of support for current Bolshevik practices +was treated as the absence of worker consciousness altogether, but the causes +of the unrest was more complicated. In 1917 political issues gradually came to +be perceived through the lens of party affiliation, but by mid-1918 party +consciousness was reversed and a general consciousness of workers' needs +restored. By July 1918 the protest movement had lost its momentum in the face +of severe repression and was engulfed by the civil war."_ In the light of the +fate of workers' protest, the May 16th resolution by the Bogatyr' Chemical +Plant calling (among other things) for _"freedom of speech and meeting, and an +end to the shooting of citizens and workers"_ seems to the point. +Unsurprisingly, _"[f]aced with political opposition within the soviets and +worker dissatisfaction in the factories Bolshevik power increasingly came to +reply on the party apparatus itself."_ [Richard Sakwa, _"The Commune State in +Moscow in 1918,"_ pp. 429-449, **Slavic Review**, vol. 46, no. 3/4, p. 442-3, +p. 442 and p. 443] + +Repression occurred elsewhere: _"In June 1918 workers in Tula protested a cut +in rations by boycotting the local soviet. The regime declared martial law and +arrested the protestors. Strikes followed and were suppressed by violence. In +Sormovo, when a Menshevik-Social Revolutionary newspaper was closed, 5,000 +workers went on strike. Again firearms were used to break the strike."_ Other +techniques were used to break resistance. For example, the regime often +threatened rebellious factories with a lock out, which involved numerous +layouts, new rules of discipline, purges of workers' organisations and the +introduction of piece work. [Thomas F. Remington, **Building Socialism in +Bolshevik Russia**, p. 105 and p. 107] + +Rather than the Civil War disrupting the relationship between the vanguard +party and the class it claimed to lead, it was in fact the Bolsheviks who did +so in face of rising working class dissent and disillusionment in the spring +of 1918. In fact, _"after the initial weeks of 'triumph' . . . Bolshevik +labour relations after October"_ changed and _"soon lead to open conflict, +repression, and the consolidation of Bolshevik dictatorship over the +proletariat in place of proletarian dictatorship itself."_ [Rosenberg, **Op. +Cit.**, p. 117] + +Given this, the outbreak of the civil war consolidated workers support for the +Bolsheviks and saved it from even more damaging workers' unrest. As Thomas F. +Remington puts it: + +> _"At various times groups of workers rebelled against Bolshevik rule But for +the most part, forced to choose between 'their' regime and the unknown horrors +of a White dictatorship, most willingly defended the Bolshevik cause. The +effect of this dilemma may be seen in the periodic swings in the workers' +political temper. When Soviet rule stood in peril, the war simulated a spirit +of solidarity and spared the regime the defection of its proletarian base. +During lulls in the fighting, strikes and demonstrations broke out."_ [**Op. +Cit.**, p. 101] + +Which, as we will discuss, explains the increased repression in 1921 and +onwards. Without the Whites, the Bolsheviks had to enforce their rule directly +onto workers who did not want it. Ironically, the Whites **helped** the +Bolsheviks remain in power. Without the start of the civil war, labour protest +would have either ended Bolshevik rule or exposed it as a dictatorial regime. + +This process of workers protest and state repression continued in 1919 and +subsequent years. It followed a cyclical pattern. There was a _"new outbreak +of strikes in March 1919 after the collapse of Germany and the Bolshevik re- +conquest of the Ukraine. The pattern of repression was also repeated. A strike +at a galosh factory in early 1919 was followed by the closing of the factory, +the firing of a number of workers, and the supervised re-election of its +factory committee. The Soviet garrison at Astrakhan mutinied after its bread +ration was cut. A strike among the city's workers followed in support. A +meeting of 10,000 Astrakhan workers was suddenly surrounded by loyal troops, +who fired on the crowd with machine guns and hand grenades, killing 2,000. +Another 2,000, taken prisoner, were subsequently executed. In Tula, when +strikes at the defence factories stopped production for five days, the +government responded by distributing more grain and arresting the strike +organisers . . . strikes at Putilov again broke out, at first related to the +food crisis . . . The government treated the strike as an act of counter- +revolution and responded with a substantial political purge and re- +organisation. An official investigation . . . concluded that many shop +committees were led by [Left] Social Revolutionaries . . . These committees +were abolished and management representatives were appointed in their stead."_ +[Remington, **Op. Cit.**, pp. 109-10] + +The strikes in Petrograd centred around the Putilov shows the response of the +authorities to the _"atomised"_ workers who were taking collective action. +_"In March fifteen factories struck together (roughly 35,000 workers were +involved) . . . workers at Putilov assembled and sent a delegation to the +works committee . . .and put forward a number of demands . . . On 12 March +Putilov stopped work. Its workers called to others to join them, and some of +them came out in a demonstration where they were fired upon by Cheka troops. +Strikes then broke out at fourteen other enterprises . . . On Sunday 16 March +an appeal was made to the Putilovtsy to return to normal working the following +day or . . . the sailors and soldiers would be brought in. After a poor +showing on the Monday, the sailor went in, and 120 workers were arrested; the +sailors remained until the 21st and by the 22nd normal work had been +resumed."_ In July strikes broke out again in response to the cancellation of +holidays which involved 25,000 workers in 31 strikes. [Mary McAuley, **Bread +and Justice**, pp. 251-253 and p. 254] + +In the Moscow area, while it is _"impossible to say what proportion of workers +were involved in the various disturbances,"_ following the lull after the +defeat of the workers' conference movement in mid-1918 _"each wave of unrest +was more powerful than the last, culminating in the mass movement from late +1920."_ For example, at the end of June 1919, _"a Moscow committee of defence +(KOM) was formed to deal with the rising tide of disturbances . . . KOM +concentrated emergency power in its hands, overriding the Moscow Soviet, and +demanding obedience from the population. The disturbances died down under the +pressure of repression."_ [Richard Sakwa, **Soviet Communists in Power**, p. +94 and pp. 94-5] + +Vladimir Brovkin summarises the data he provides in his essay _"Workers' +Unrest and the Bolshevik Response in 1919"_ (reproduced along with data from +other years in his book **Behind the Front Lines of the Civil War**) as +follows: + +> _"Data on one strike in one city may be dismissed as incidental. When, +however, evidence is available from various sources on simultaneous +independent strikes in different cities and overall picture begins to emerge . +. . Workers' unrest took place in Russia's biggest and most important +industrial centres: Moscow, Petrograd, Tver', Tula, Briansk, and Sormovo. +Strikes affected the largest industries . . . Workers' demands reflected their +grievances . . . The greatest diversity was in workers' explicitly political +demands or expression of political opinion . . . all workers' resolutions +demanded free and fair elections to the soviets . . . some workers . . . +demanded the Constituent Assembly . . . + +> + +> "The strikes of 1919 . . . fill an important gap in the development of the +popular movement between October 1917 and February 1921. On the one hand, they +should be seen as antecedents of similar strikes in February 1921, which +forced the Communists to abandon war communism. In the capitals, workers, just +as the Kronstadt sailors had, still wanted fairly elected soviets and not a +party dictatorship. On the other hand, the strikes continued the protests that +had began in the summer of 1918. The variety of behavioural patterns displayed +during the strikes points to a profound continuity. . . + +> + +> "In all known cases the Bolsheviks' initial response to strikes was to ban +public meetings and rallies . . . In several cities . . . the authorities +confiscated strikers' food rations in order to suppress the strike. In at +least five cities . . . the Bolsheviks occupied the striking plant and +dismissed the strikers en masse . . . In all known cases the Bolsheviks +arrested strikers . . . In Petrograd, Briansk, and Astrakhan' the Bolsheviks +executed striking workers."_ [**Slavic Review**, vol. 49, no. 3, pp. 370-2] + +Nor was this collective struggle stop in 1919 -- _"strike action remained +endemic in the first nine months of 1920"_ and _"in the first six months of +1920 strikes had occurred in seventy-seven per cent of middle-sized and large +works."_ For the Petrograd province, soviet figures state that in 1919 there +were 52 strikes with 65,625 participants and in 1920 73 strikes with 85,645, +both high figures as according to one set of figures, which are by no means +the lowest, there were 109,100 workers there. _"Strikes in 1920,"_ recounts +Aves, _"were frequently a direct protest against the intensification of War +Communist labour policies, the militarisation of labour, the implementation of +one-man management and the struggle against absenteeism, as well as food +supply difficulties. The Communist Party press carried numerous articles +attacking the slogan of 'free labour.'"_ [J. Aves, **Workers Against Lenin**, +p. 69 and p. 74] + +The spring of 1920 _"saw discontent on the railways all over the country."_ +This continued throughout the year. For example, the Aleksansrovskii +locomotive works at the end of August, workers sent three representatives to +the works commissar who had them arrested. Three days later, the workers +stopped work and demanded their release. The authorities locked the workers +out of the works and a guard of 70 sailors were placed outside the enterprise. +The Cheka arrested the workers' soviet delegates (who were from the SR +(Minority) list) as well as thirty workers. _"The opportunity was taken to +carry out a general round-up"_ and arrests were made at other works. After the +arrests, _"a meeting was held to elect new soviet delegates but the workers +refused to co-operate and a further 150 were arrested and exiled to Murmansk +or transferred to other workshops."_ [Aves, **Op. Cit.**, p. 44 and pp. 46-7] + +Strikes occurred in other places, such as Tula were the workforce _"contained +a high proportion of skilled, long-standing, hereditary workers."_ The _"all- +out strike"_ started at the start of June and on 8 June the local newspaper +published a declaration from the Tula soviet threatening the strikers with +_"the most repressive measures, including the application of the highest +measure of punishment"_ (i.e. executions). The following day the city was +declared to be under a _"state of siege"_ by the local military authorities. +The strikers lost ration cards and by 11 June there had been a return to work. +Twenty-three workers were sentenced to a forced labour camp until the end of +the war. However, the _"combined impact of these measures did not prevent +further unrest and the workers put forward new demands."_ On 19 June, the +soviet approved _"a programme for the suppression of counter-revolution"_ and +_"the transfer of Tula to the position of an armed camp."_ The Tula strike +_"highlights the way in which workers, particularly skilled workers who were +products of long-standing shop-floor subcultures and hierarchies, retained the +capability as well as the will to defend their interests."_ [Aves, **Op. +Cit.**, p. 50-55] + +While strike activity _"was most common in Petrograd, where there had been 2.5 +strikers for every workman,"_ the figure for Moscow was 1.75 and 1.5 in Kazan. +In early March _"a wave of strikes hit the Volga town of Samara"_ when a +strike by printers in spread to other enterprises. _"Strike action in Moscow +did not just include traditionally militant male metal workers."_ Textile +workers, tram workers and printers all took strike action. [Aves, **Op. +Cit.**, p. 69, p. 72 and pp. 77-8] + +Thus strike action was a constant feature of civil war Bolshevik Russia. +Rather than being an _"atomised"_ mass, the workers repeatedly organised +themselves, made their demands and took collective action to achieve them. In +response, the Bolshevik regime used state repression to break this collective +activity. As such, **if** the rise of Stalinism can, as modern-day Leninists +argue, be explained by the _"atomisation"_ of the working class during the +civil war then the Bolshevik regime and its repression should be credited with +ensuring this happened. + +The end of the civil war did not see the end of working class protest. Quite +the reverse. In February and March 1921 _"industrial unrest broke out in a +nation-wide wave of discontent . . . General strikes, or very widespread +unrest, hit Petrograd, Moscow, Saratov and Ekaterinoslavl."_ Only one major +industrial region was unaffected. As noted above, the Bolsheviks refused to +call this movement a strike wave, preferring the term **volynka** (which means +"go-slow"_), yet _"the continued use of the term can be justified not to hide +its significance but to show that workers' protest consisted not just of +strikes but also of factory occupations, 'Italian strikes,' demonstrations, +mass meetings, the beating up of communists and so on."_ [Aves, **Op. Cit.**, +p. 109 and p. 112] + +In Petrograd in the beginning of February _"strikes were becoming an everyday +occurrence"_ and by _"the third week of February the situation rapidly +deteriorated."_ The city was rocked by strikes, meetings and demonstrations. +In response to the general strike the Bolsheviks replied with a _"military +clamp-down, mass arrests and other coercive measures, such as the closure of +enterprises, the purging of the workforce and stopping of rations which +accompanied them."_ As we discuss in ["What was the Kronstadt +Rebellion?"](append42.html), these strikes produced the Kronstadt revolt (and, +as noted in [section 10](append42.html#app10) of that appendix, the Bolshevik +repression ensured the Petrograd workers did not act with the sailors). [Aves, +**Op. Cit.**, p. 113, p. 120] + +A similar process of workers revolt and state repression occurred in Moscow at +the same time. There _"industrial unrest"_ also _"turned into open +confrontation and protest spilled on to the streets."_ Meetings were held, +followed by demonstrations and strikes. Over the next few days strikes spread +to other districts. Workers demanded now elections to the soviets be held. +Striking railway workers sent emissaries along the railway to spread the +strike and strikes spread to outside Moscow city itself and into the +surrounding provinces. Unsurprisingly, Moscow and Moscow province were put +under martial law and SR and menshevik leaders were arrested. [Aves, **Op. +Cit.**, p. 130 pp. 139-144] However, _"military units called in"_ against +striking workers _"refused to open fire, and they were replaced by the armed +communist detachments"_ who did. _"The following day several factories went on +strike"_ and troops _"disarmed and locked in as a precaution"_ by the +government against possible fraternising. On February 23rd, _"Moscow was +placed under martial law with a 24-hour watch on factories by the communist +detachments and trustworthy army units."_ [Richard Sakwa, **Soviet Communists +in Power**, p. 94 and pp. 94-5 and p. 245] The mixture of (economic) +concessions and coercion broke the will of the strikers. + +Strikes and protests occurred all across Russia at this time (see Aves, **Op. +Cit.**). In Saratov, the strike started on March 3 when railroad shop workers +did not return to their benches and instead rallied to discuss an anticipated +further reduction in food rations. _"Led by a former Communist, the railroad +workers debated resolutions recently carried by the Moscow proletariat . . . +The next day the strike spread to the metallurgical plants and to most other +large factories, as Saratov workers elected representatives to an independent +commission charged with evaluating the functioning of all economic organs. +When it convened, the body called for the re-election of the soviets and +immediate release of political prisoners."_ The ration cut _"represent[ed] the +catalyst, but not the cause, of the labour unrest."_ While _"the turmoil +touched all strata of the proletariat, male and female alike, the initiative +for the disturbances came from the skilled stratum that the Communists +normally deemed the most conscious."_ The Communists shut down the commission +and they _"expected workers to protest the dissolution of their elected +representatives"_ and so they _"set up a Provincial Revolutionary Committee . +. . which introduced martial law both in the city and the garrison. It +arrested the ringleaders of the workers' movement . . . the police crackdown +depressed the workers' movement and the activities of the rival socialist +parties."_ The Cheka sentenced 219 people to death. [Donald J. Raleigh, +**Experiencing Russia's Civil War**, p. 379, p. 387, p. 388, pp. 388-9] + +A similar _"little Kronstadt"_ broke out in the Ukrainian town of +Ekaterinoslavl at the end of May. The workers there _"clearly had strong +traditions of organisation"_ and elected a strike committee of fifteen which +_"put out a series of political ultimatums that were very similar in content +to the demands of the Kronstadt rebels."_ On 1 June, _"by a pre-arranged +signal"_ workers went on strike throughout the town, with workers joining a +meeting of the railway workers. The local Communist Party leader was +instructed _"to put down the rebellion without mercy . . . Use Budennyi's +cavalry."_ The strikers prepared a train and its driver instructed to spread +the strike throughout the network. Telegraph operators were told to send +messages throughout the Soviet Republic calling for _"free soviets"_ and soon +an area up to fifty miles around the town was affected. The Communists used +the Cheka to crush the movement, carrying out mass arrests and shooting 15 +workers (and dumping their bodies in the River Dnepr). [Aves, **Op. Cit.**, +pp. 171-3] + +So faced with an _"atomised"_ working class during the period of 1918 and +1921, the Bolsheviks had to respond with martial law, mass arrests and +shootings: + +> _"It is not possible to estimate with any degree of accuracy how many +workers were shot by the Cheka during 1918-1921 for participation in labour +protest. However, an examination of individual cases suggests that shootings +were employed to inspire terror and were not simply used in the occasional +extreme case."_ [Aves, **Op. Cit.**, p. 35] + +Post-Kronstadt, similar Bolshevik responses to labour unrest continued. The +economic crisis of 1921 which accompanied the introduction of the NEP saw +unemployment rise yet _"[d]espite the heavy toll of redundancies, the ability +to organise strikes did not disappear. Strike statistics for 1921 continue to +provide only a very rough indicator of the true scale of industrial unrest and +appear not to include the first half of the year."_ The spring of 1922 saw +Soviet Russia _"hit by a new strike wave"_ and the strikes _"continued to +reflect enterprise traditions."_ That year saw 538 strikes with 197,022 +participants recorded. [Aves, **Op. Cit.**, p. 183 and p. 184] + +The following year saw more strikes: _"In July 1923 more than 100 enterprises +employing a total of some 50,000 people were on strike. In August figures +totalled some 140 enterprises and 80,00 workers. In September and November the +strike wave continued unabated."_ As in the civil war, the managers shut down +plants, fired the workers and rehired them on an individual basis. In this +way, trouble-makers were dismissed and _"order"_ restored. _"The pattern of +workers' action and Bolshevik reaction played itself out frequently in dozens +of other strikes. The Bolsheviks acted with the explicit purpose of rooting +out the possibility of further protest. They tried to condition workers that +labour protest was futile."_ The GPU _"used force to disperse workers +demonstrating with the arrested strike leaders."_ [Vladimir Brovkin, **Russia +After Lenin**, p. 174, pp. 174-5 and p. 175] + +In Moscow, for example, _"[b]etween 1921 and 1926, all branches of industry +and transport . . . experienced wildcat strikes or other spontaneous labour +disturbances. Strike waves peaked in the winter of 1920-21 . . . and in the +summer and fall of 1922 and 1923 . . . during July-December 1922, for example, +65 strikes and 209 other industrial disturbances were recorded in Moscow's +state enterprises."_ Metalworkers were arguably the most active sector at this +time while _"a number of large strikes"_ took place in the textile industry +(where _"strikes were sometimes co-ordinated by spontaneously organised strike +committees or 'parallel' factory committees"_). And in spite of repression, +_"politicisation continued to characterise many labour struggles"_ and, as +before, _"spontaneous labour activism hindered not only the party's economic +program but also the political and social stabilisation of the factories."_ +[John B. Hatch, **Labour Conflict in Moscow, 1921-1925**, p. 62, p. 63, p. 65, +pp. 66-7 and p. 67] + +Given this collective rebellion all across the industrial centres of Russia +throughout the Civil War and after, it hard to take seriously claims that +Bolshevik authoritarian was the product of an _"atomisation"_ or +_"declassing"_ of the working class or that it had ceased to exist in any +meaningful sense. Clearly it had and was capable of collective action and +organisation -- until it was repressed by the Bolsheviks and even then it keep +returning. This implies that a key factor in rise of Bolshevik authoritarian +was political -- the simple fact that the workers would not vote Bolshevik in +free soviet and union elections and so they were not allowed to. As one Soviet +Historian put it, _"taking the account of the mood of the workers, the demand +for free elections to the soviets [raised in early 1921] meant the +implementation in practice of the infamous slogan of soviets without +communists,"_ although there is little evidence that the strikers actually +raised that _"infamous"_ slogan. [quoted by Aves, **Op. Cit.**, p. 123] It +should also be noted that Bolshevik orthodoxy at the time stressed the +necessity of Party dictatorship **over** the workers (see [section +H.1.2](secH1.html#sech12) for details). + +Nor can it be said that this struggle can be blamed on _"declassed"_ elements +within the working class itself. In her study of this question, Diane Koenker +notes that 90% of the change in the number of workers in Moscow _"is accounted +for by men. Working women did not leave the city,"_ their numbers dropping +from 90,000 in 1918 to 80,000 in 1920. Why these 80,000 women workers should +be denied a say in their own revolution is not clear, given the arguments of +the pro-Bolshevik left. After all, the same workers remained in roughly the +same numbers. Looking at the male worker population, their numbers fell from +215,000 to 124,000 during the same period. However, _"the skilled workers +whose class consciousness and revolutionary zeal had helped win the October +revolution did not entirely disappear, and the women who remained were likely +to be family members of these veterans of 1917."_ It was _"the loss of young +activists rather than all skilled and class conscious urban workers that +caused the level of Bolshevik support to decline during the civil war."_ +Indeed _"the workers who remained in the city were among the most urbanised +elements."_ In summary, _"the deurbanisation of those years represented a +change in quantity but not entirely in quality in the cities. The proletariat +declined in the city, but it did not wither away . . . a core of the city's +working class remained."_ [**Op. Cit.**, p. 440, p. 442, p. 447 and p. 449] + +As Russian anarchist Ida Mett argued decades before in relation to the strikes +in early 1921: + +> _"The population was drifting away from the capital. All who had relatives +in the country had rejoined them. The authentic proletariat remained till the +end, having the most slender connections with the countryside. + +> + +> "This fact must be emphasised, in order to nail the official lies seeking to +attribute the Petrograd strikes that were soon to break out to peasant +elements, 'insufficiently steeled in proletarian ideas.' The real situation +was the very opposite. A few workers were seeking refuge in the countryside. +The bulk remained. There was certainly no exodus of peasants into the starving +towns! . . . It was the famous Petrograd proletariat, the proletariat which +had played such a leading role in both previous revolutions, that was finally +to resort to the classical weapon of the class struggle: the strike."_ [**The +Kronstadt Uprising**, p. 36] + +In terms of struggle, links between the events in 1917 and those during the +civil war also exist. For example Jonathan Aves writes that there were +_"distinct elements of continuity between the industrial unrest in 1920 and +1917. This is not surprising since the form of industrial unrest in 1920, as +in the pre-revolutionary period and in 1917, was closely bound up with +enterprise traditions and shop-floor sub-cultures. The size of the Russian +industrial workforce had declined steeply during the Civil War but where +enterprises stayed open . . . their traditions of industrial unrest in 1920 +shows that such sub-cultures were still capable of providing the leaders and +shared values on which resistance to labour policies based on coercion and +Communist Party enthusiasm could be organised. As might be anticipated, the +leaders of unrest were often to be found amongst the skilled male workers who +enjoyed positions of authority in the informal shop-floor hierarchies."_ +Moreover, _"despite intense repression, small groups of politicised activists +were also important in initiating protest and some enterprises developed +traditions of opposition to the communists."_ [**Op. Cit.**, p. 39] + +Looking at the strike wave of early 1921 in Petrograd, the _"strongest reason +for accepting the idea that it was established workers who were behind the +**volynka** [i.e. the strike wave] is the form and course of protest. +Traditions of protest reaching back through the spring of 1918 to 1917 and +beyond were an important factor in the organisation of the **volynka.** . . . +There was also a degree of organisation . . . which belies the impression of a +spontaneous outburst."_ [Aves, **Op. Cit.**, p. 126] + +Clearly, then, the idea that the Russian working class was atomised or +declassed cannot be defended given this series of struggles and state +repression. In fact, as noted, the notion that the workers were _"declassed"_ +was used to justify state repression of collective working class struggle. +_"The thought oppressed me,"_ wrote Emma Goldman, _"that what [the Bolsheviks] +called 'defence of the Revolution' was really only the defence of [their] +party in power."_ [**My Disillusionment in Russia**, p. 57] She was right -- +the class struggle in Bolshevik Russia did not stop, it continued except the +ruling class had changed from bourgeoisie to Bolshevik dictatorship. + +Faced with this collective resistance to Bolshevism, the Leninist could argue +that while the working class was capable of collective decision making and +action, the nature of that action was suspect. This arguments rests on the +premise that the _"advanced"_ workers (i.e. party members) left the workplace +for the front or for government posts, leaving the _"backward"_ workers +behind. This argument is often used, particularly in regard to the Kronstadt +revolt of 1921 (see [section 8](append42.html#app8) of the appendix on ["What +was the Kronstadt Rebellion?"](append42.html)). + +Of course, this argument raises more problems that its solves. In **any** +revolution the _"most politically consciousness"_ tend to volunteer to go to +the front first and, of course, tend to be elected as delegates to committees +of various kinds (local, regional and national). There is little that can be +done about it. Needless to say, if _"soviet democracy"_ depends on the +_"advanced"_ workers being there in order for it to work, then it suggests +that the commitment to democracy is lacking in those who argue along these +lines. It suggests that if the _"backward"_ masses reject the _"advanced"_ +ones then the latter have the right, even the duty, to impose their will on +the former. And it also begs the question of who determines what constitutes +_"backward"_ \-- if it means _"does not support the party"_ then it becomes +little more than a rationale for party dictatorship (as it did under Lenin and +Trotsky). + +Writing in 1938, Trotsky inadvertently exposes the logic of this position. +Asserting that a _"revolution is 'made' directly by a **minority**,"_ he +argued that the _"success"_ of a revolution is _"possible"_ when _"this +minority finds more or less support, or at least friendly neutrality, on the +part of the majority."_ So what happens if the majority expresses opposition +to the party? Unfortunately Trotsky does not raise this question, but he does +answer it indirectly. As we discuss in [section 15](append42.html#app15) of +the appendix on ["What was the Kronstadt Rebellion?"](append42.html"), Trotsky +argues that _"to free the soviets from the leadership [sic!] of the Bolsheviks +would have meant within a short time to demolish the soviets themselves. The +experience of the Russian soviets during the period of Menshevik and SR +domination and, even more clearly, the experience of the German and Austrian +soviets under the domination of the Social Democrats, proved this. Social +Revolutionary-anarchist soviets could only serve as a bridge from the +proletarian dictatorship. They could play no other role, regardless of the +'ideas' of their participants."_ [Lenin and Trotsky, **Kronstadt**, p. 85 and +p. 90] + +Thus to let the working masses (the _"majority"_) have free soviet elections +and reject the vanguard (the _"minority"_) would mean the end of soviet power. +Thus allowing the proletariat a say in progress of the revolution means the +end of the _"proletarian dictatorship"_! Which, of course, is interesting +logic. The authoritarian core of the Bolshevik vision of revolution is thus +exposed. + +Victor Serge also presents an insight into the Bolshevik perspective on the +revolution. He states that _"[a]gitation conducted by the SRs and Mensheviks +called demonstrations in the streets and prepared for a general strike. The +demands were: free trade, wage increases, payment of wages one, two or three +months in advance and 'democracy.' The intention was to incite the working +class itself against the revolution."_ Which only makes sense once you realise +that by _"the revolution"_ Serge simply meant _"the Bolsheviks"_ and the +obvious truth that the working class was **not** managing the revolution at +all, was **not,** in any sense, "in power." _"The best elements among the +workers,"_ explains Serge, _"were away fighting; those in the factories were +precisely the less energetic, less revolutionary sections, along with the +petty folk, yesterday's small shopkeepers and artisans, who had come there to +find refuge. This proletariat of the reserve often allowed itself to fall +under the sway of Menshevik propaganda."_ [**Year One of the Russian +Revolution**, p. 229] + +Given that Serge is discussing the period **before** the Czechoslovak revolt, +a greater indictment of Bolshevism cannot be found. After all, what does +_"workers' democracy"_ mean unless the proletariat can vote for its own +delegates? Little wonder Daniel Guerin described Serge's book as _"largely a +justification of the liquidation of the soviets by Bolshevism."_ +[**Anarchism**, p. 97] After all, what point is there having genuine soviet +elections if the _"less revolutionary sections"_ (i.e. Trotsky's _"majority"_) +will not vote for the vanguard? And can socialism exist without democracy? Can +we expect an unaccountable vanguard to govern in the interests of anyone but +its own? Of course not! + +Thus the Bolsheviks did not solve the answer the questions Malatesta raised in +1891, namely _"if you consider these worthy electors as unable to look after +their own interests themselves, how is it that they will know how to choose +for themselves the shepherds who must guide them? And how will they be able to +solve this problem of social alchemy, of producing the election of a genius +from the votes of a mass of fools?"_ [**Anarchy**, p. 53] + +Given this, is it surprising that the Bolsheviks revised the Marxist theory of +the state to justify elite rule? As discussed in [section +H.3.8](secH3.html#sech38), once in power Lenin and Trotsky stressed that the +"workers' state" had to be independent of the working class in order to +overcome the _"wavering"_ and _"vacillation of the masses themselves."_ Or, to +quote Serge, the _"party of the proletariat must know, at hours of decision, +how to break the resistance of the backward elements among the masses; it must +know how to stand firm sometimes against the masses . . . it must know how to +go against the current, and cause proletarian consciousness to prevail against +lack of consciousness and against alien class influences."_ [**Op. Cit.**, p. +218] Of course, by definition, **every** group is _"backward"_ compared to the +vanguard and so Serge's argument amounts to little more than a justification +for party dictatorship **over** the proletariat. + +The reason why such a system would not result in socialism does not take long +to discover. For anarchists, freedom is not just a goal, a noble end to be +achieved, but rather a necessary part of the process of creating socialism. +Eliminate freedom (and, as a necessary result, workplace and community self- +management) and the end result will be anything **but** socialism. Ultimately, +as Malatesta argued, _"the only way that the masses can raise themselves"_ is +by freedom _"for it is only through freedom that one educates oneself to be +free."_ [**Op. Cit.**, p. 52] Ironically, by using state repression to combat +_"backward"_ elements, the Bolsheviks ensured that they stayed that way and, +more importantly, disempowered the **whole** working class so ensuring that +Bolshevik dictatorship came into constant conflict with it and its continuing +struggle for autonomy. Rather than base itself on the creative powers of the +masses, Bolshevism crushed it as a threat to its power and so ensured that the +economic and social problems affecting Russia increased. + +And need it be pointed out that _"low"_ culture and/or _"backward"_ social +life have been used by numerous imperialist and authoritarian states to +justify their rule over a given population? It matters little whether the +population are of the same nationality of the rulers or from a subjugated +people, the arguments and the logic are the same. Whether dressed up in racist +or classist clothing, the same elitist pedigree lies behind the pro-Bolshevik +argument that democracy would have brought _"chaos"_ or _"capitalist +restoration."_ The implicit assumption that working class people are not fit +for self-government is clear from these rationales. Equally obvious is the +idea that the party knows better than working class people what is best for +them. + +Sounding like Bolshevik Henry Kissingers, the Leninists argue that Lenin and +Trotsky had to enforce their dictatorship **over** the proletariat to stop a +_"capitalist restoration"_ (Kissinger was the US state's liaison with the +Chilean military when it helped their coup in 1973 and infamously stated that +the country should not be allowed to turn communist due to the stupidity of +its own people). Needless to say, anarchists argue that even if the Bolshevik +regime had not already need capitalist (specifically, **state** capitalist) +this logic simply represents an elitist position based on _"socialism from +above."_ Yes, soviet democracy **may** have resulted in the return of +(private) capitalism but by maintaining party dictatorship the possibility of +socialism was automatically nullified. Simply put, the pro-Leninist argument +implies that socialism can be implemented from above as long as the right +people are in power. The authoritarian core of Leninism is exposed by these +arguments and the repression of working class revolt which they justified. + +Given this, it seems incredulous for Leninists like Chris Harman to argue that +it was the _"decimation of the working class"_ which caused (by _"necessity"_) +the _"Soviet institutions"_ to take _"on a life independently of the class +they had arisen from. Those workers and peasants who fought the Civil War +could not govern themselves collectively from their places in the factories."_ +[**How the revolution was lost**] Given that this _"independent"_ life is +required to allow the party to _"go against the current,"_ Harman simply fails +to understand the dynamics of the revolution, the position of the vanguard and +the resistance of the working class subject to it. Moreover, the reason +**why** the _"workers and peasants"_ could not govern themselves collectively +was because the party had seized power for itself and systematically destroyed +soviet, workplace and military democracy to remain there. Then there is the +way the Bolsheviks reacted to such collective unrest. Simply put, they sought +to break the workers as a collective force. The use of lockouts, re- +registration was typical, as was the arresting of _"ringleaders."_ It seems +ironic, therefore, to blame _"objective factors"_ for the _"atomisation"_ of +the working class when, in fact, this was a key aim of Bolshevik repression of +labour protest. + +Little wonder, then, that the role of the masses in the Russian Revolution +after October 1917 is rarely discussed by pro-Bolshevik writers. Indeed, the +conclusion to be reached is simply that their role is to support the party, +get it into power and then do what it tells them. Unfortunately for the +Bolsheviks, the Russian working class refused to do this. Instead they +practised collective struggle in defence of their economic **and** political +interests, struggle which inevitably brought them into conflict both with the +"workers' state" and their role in Bolshevik ideology. Faced with this +collective action, the Bolshevik leaders (starting with Lenin) started to talk +about the _"declassing"_ of the proletariat to justify their repression of +(and power **over**) the working class. Ironically, it was the aim of +Bolshevik repression to _"atomise"_ the working class as, fundamentally, their +rule depended on it. While Bolshevik repression did, in the end, win out it +cannot be said that the working class in Russia did not resist the usurpation +of power by the Bolshevik party. As such, rather than _"atomisation"_ or +_"declassing"_ being the cause for Bolshevik power and repression, it was, in +fact, one of **results** of them. + +## 6 Did the Bolsheviks blame _"objective factors"_ for their actions? + +In a word, no. At the time of the revolution and for some period afterwards, +the idea that _"objective factors"_ were responsible for their policies was +one which few, if any, Bolshevik leaders expressed. As we discussed in +[section 2](append43.html#app2), Bolsheviks like Lenin, Trotsky and Bukharin +argued that **any** revolution would face civil war and economic crisis. Lenin +**did** talk about the _"declassing"_ of the proletariat from 1920 onwards, +but that did not seem to affect the proletarian and socialist character of his +regime (as we noted in [section 5](append43.html#app5), Lenin's argument was +developed in the context of **increasing** working class collective action, +**not** its absence). + +This is not to say that the Bolshevik leaders were 100% happy with the state +of their revolution. Lenin, for example, expressed concern about the rising +bureaucratic deformations he saw in the soviet state (particularly after the +end of the civil war). Yet Lenin, while concerned about the bureaucracy, was +not concerned about the Party's monopoly of power. Unsurprisingly, he fought +the bureaucracy by "top-down" and, ironically, bureaucratic methods, the only +ones left to him. A similar position was held by Trotsky, who was quite +explicit in supporting the party dictatorship throughout the 1920s (and, +indeed, the 1930s). Needless to say, both failed to understand how bureaucracy +arises and how it could be effectively fought. + +This position started to change, however, as the 1920s drew on and Trotsky was +increasingly sidelined from power. Then, faced with the rise of Stalinism, +Trotsky had to find a theory which allowed him to explain the degeneration of +the revolution and, at the same time, absolve Bolshevik ideology (and his own +actions and ideas!) from all responsibility for it. He did so by invoking the +objective factors facing the revolution. Since then, his various followers +have utilised this argument, with various changes in emphasis, to attack +Stalinism while defending Bolshevism. + +The problem with this type of argument is that all the major evils usually +associated with Stalinism already existed under Lenin and Trotsky. Party +dictatorship, one-man management, repression of opposition groups and working +class protest, state bureaucracy and so on all existed before Stalin +manoeuvred himself into absolute power. And with the exception of state +bureaucracy, none of the mainstream Bolshevik leaders found anything to +complain about. Indeed, the reverse. Whether it is Lenin or Trotsky, the sad +fact of the matter is that a party dictatorship presiding over an essentially +state capitalism economy was not considered a bad thing. Which, of course, +causes problems for those who seek to distance Lenin and Trotsky from +Stalinism and claim that Bolshevism is fundamentally _"democratic"_ in nature. + +The knots Leninists get into to do this can be ludicrous. A particularly crazy +example of this can be seen from the UK's Socialist Workers' Party. For John +Rees, it is a truism that _"it was overwhelmingly the force of circumstance +which obliged the Bolsheviks to retreat so far from their own goals. They +travelled this route in opposition to their own theory, not because of it -- +no matter what rhetorical justifications were given at the time."_ [_"In +Defence of October,"_ pp. 3-82, **International Socialism**, no. 52, p. 70] + +However, this sort of position has little substance to it. It is both +logically and factually flawed. Logically, it simply makes little sense as +anything but an attempt to narrow political discussion and whitewash Bolshevik +practice and politics. Rees, in effect, is saying that not only are we **not** +to judge the Bolsheviks by their actions, we must also discount what they said +-- unless it was something modern day Leninists approve of! Given that +Leninists constantly quote from Lenin's (and Trotsky's) post-1918 works, it +seems strange that they try to stop others so doing! Strange, but not +surprising, given their task is to perpetuate the Bolshevik Myth. Where that +leaves revolutionary politics is left unsaid, but it seems to involve +worshipping at the shrine of October and treating as a heretic anyone who +dares suggest we analysis it in any depth and perhaps learn lessons from it +and the Bolshevism that dominated it. + +Of course Rees' comments are little more than assertions. Given that he +dismisses the idea that we can actually take what any Bolshevik says at face +value, we are left with little more than a mind reading operation in trying to +find out what the likes of Lenin and Trotsky _"really"_ thought. Perhaps the +root explanation of Rees' position is the awkward fact that there are no +quotes from any of the leading Bolsheviks which support it? After all, if they +were quotes from the hallowed texts expounding the position Rees says the +Bolshevik leaders _"really"_ held then he would have provided them. The simple +fact is that Lenin and Trotsky, like all the Bolshevik leaders, considered a +one-party dictatorship ruling over a state capitalist economy as some form of +_"socialism."_ That was certainly Trotsky's position and he was **not** shy in +expressing. But, of course, we can dismiss this simply as _"rhetorical +justifications"_ rather than an expression of _"their own theory"_! We will +never know, as they never expressed _"their own theory"_ and instead made do +with the _"rhetorical justifications"_ Rees is at such pains for us to ignore! + +Which shows that a major problem in discussing the failure of the Russian +Revolution is the attitude of modern day Leninists. Rees presents us with +another example when he asserts that _"what is required of historians, +particularly Marxists, is to separate phrase from substance."_ The Bolsheviks, +Rees argues, were _"inclined to make a virtue of necessity, to claim that the +harsh measures of the civil war were the epitome of socialism."_ Thus the +Bolsheviks cannot be blamed either for what they did or what they said. +Indeed, he states that non-Leninists _"take Lenin or Trotsky's shouts of +command in the midst of battle and portray them as considered analyses of +events."_ [**Op. Cit.**, p. 46] + +This argument is simply incredulous. After all, neither Lenin nor Trotsky +could be said to be anything **but** political activists who took the time to +consider events and analyse them in detail. Moreover, they defended their +arguments in terms of Marxism. Would Rees consider Lenin's **State and +Revolution** as an unimportant work? After all, this was produced in the midst +of the events of 1917, in often difficult circumstances. If so, then why not +his other, less appealing, political proclamations (never mind actions)? +Moreover, looking at some of the works produced in this period it is clear +that they are anything **but** _"shouts of command in the midst of battle."_ +Trotsky's **Terrorism and Communism** is a substantial book, for example It +was not an ad hoc comment made during a conference or _"in the midst of +battle."_ Quite the reverse, it was a detailed, substantial and thought-out +reply to the criticism by the influential German social democrat Karl Kaustky +(and, before Lenin, the most internationally respected Marxist thinker). +Indeed, Trotsky explicitly asks the question _"[i]s there still theoretical +necessity to justify revolutionary terrorism?"_ and answers yes, his _"book +must serve the ends of an irreconcilable struggle against the cowardice, half- +measures, and hypocrisy of Kautskianism in all countries."_ [**Terrorism and +Communism**, p. 9 and p. 10] + +Therefore, on the face of it, Rees's comments are hard to take seriously. It +is even harder to take when it becomes clear that Rees does not apply his +comments consistently or logically. He does not object to quoting Lenin and +Trotsky during this period when they say something he **approves** of, +regardless of how well it fits into their actions. It would be no exaggeration +to say that his _"argument"_ is simply an attempt to narrow the area of +debate, marking off limits any comments by his heroes which would place his +ideology in a bad light. It is hardly convincing, particularly when their +_"good"_ quotes are so at odds with their practice and their _"bad"_ quotes so +in line with them. And as Marx argued, we should judge people by what they do, +**not** by what they say. This seems a basic principle of scientific analysis +and it is significant, if not surprising, that Leninists like Rees want to +reject it. + +Ultimately, the theoretical problem with this position is that it denies the +importance of implementing ideas. After all, even if it where true that the +_"theory"_ of Bolshevism was different to its practice and the justifications +for that practice, it would leave us with the conclusion that this _"theory"_ +was not sufficient when faced with the rigours of reality. In other words, +that it is impractical. A conclusion that Leninists do not want to draw, hence +the stress on _"objective factors"_ to explain the failure of Bolshevism. As +Marx said, judge people by what they do, not what they say (unless, of course, +as with the Bolsheviks post-October, what they said reflects what they did!) + +Similarly, there seems to be an idealist tint to Leninist accounts of the +Russian Revolution. After all, they seem to think that the Lenin of 1921 was, +essentially, the same person as the Lenin of 1917! That seems to violate the +basic ideas of materialism. As Herbert Read points out, _"the phrase 'the +dictatorship of the proletariat' . . . became fatal through the interventions +of two political expedients -- the identification of the proletariat with the +Bolshevik Party, and the use of the State as an instrument of revolution. +Expedients and compromises may have been necessary for the defeat of the +reactionary forces; but there is no doubt whatsoever that what took place was +a progressive brutalisation of Lenin's own mind under the corrupting influence +of the exercise of power."_ [**A One-Man Manifesto**, p. 51] It seems common +sense that if a political strategy exposes its followers to the corrupting +effects of power we should factor this into any evaluation of it. Sadly, +Leninists fail to do this -- even worse, they attempt to whitewash the post- +October Lenin (and Trotsky) by excluding the "bad" quotes which reflect their +practice, a practice which they are at pains to downplay (or ignore)! + +Then, of course, there is the attitude of the Bolshevik leaders themselves to +these so-called _"shouts of command in the midst of battle."_ Rather than +dismiss them as irrelevant, they continued to subscribe to them years later. +For example, Trotsky was still in favour of party dictatorship in the late +1930s (see [section H.1.2](secH1.html#sech12)). Looking at his justly infamous +**Terrorism and Communism**, we discover Trotsky in the 1930s reiterating his +support for his arguments of 1920. His preface to the 1936 French edition sees +him state that it was _"devoted to a clarification of the methods of the +proletariat's revolutionary policy in our epoch."_ He concluded as follows: +_"Victory is conceivable only on the basis of Bolshevik methods, to the +defence of which the present work is devoted."_ The previous year, in his +introduction to the second English edition, he was equally unrepentant. _"The +British proletariat,"_ he argued, _"will enter upon a period of political +crisis and theoretical criticism . . . The teachings of Marx and Lenin for the +first time will find the masses as their audience. Such being the case, it may +be also that the present book will turn out to be not without its use."_ He +dismissed the _"consoling illusion"_ that _"the arguments of this book [were] +true for backward Russia"_ but _"utterly without application to advanced +lands."_ The _"wave of Fascist or militarised police dictatorships"_ in the +1920s and 1930s was the reason. It seems ironic that Trotsky's self-proclaimed +followers are now repeating the arguments of what he termed "incurable +Fabians."_ [**Terrorism and Communism**, p. xix, p. xxxv, p. xlvii and p. +xxxix] + +Rather than distance himself from the authoritarian and state capitalist +policies modern day Leninists claim were thrust upon an unwilling Bolshevik +party by _"objective factors,"_ Trotsky defends them! Moreover, as we noted in +[section 12](append42.html#app12) of the appendix on ["What was the Kronstadt +Rebellion?"](append42.html), Trotsky himself argues that these _"objective +factors"_ would face **every** revolution. As it is, he argues that it was +only the _"slow development of the revolution in the West"_ which stopped _"a +direct passage from military Communism to a Socialistic system of +production."_ Rather than admit to _"illusions"_ caused by the "iron +necessity"_ of willing the civil war, he talks about _"those economic hopes +which were bound up with the development of the world revolution."_ He even +links Bolshevik practice with Stalinism, noting that the _"idea of five-year +plans was not only formulated in that period [1918-1920], but in some economic +departments it was also technically worked out."_ [**Op. Cit.**, p. xliii] + +Even his essay outlining what he considers the differences between Stalinism +and Bolshevism does not see him fundamentally distancing himself from the +positions modern day Leninists like to explain by "objective factors." He +stated that the _"Bolshevik party achieved in the civil war the correct +combination of military art and Marxist politics."_ What did that involve? +Immediately before making that claim he argued that the _"Bolshevik party has +shown the entire world how to carry out armed insurrection and the seizure of +power. Those who propose the abstraction of the Soviets from the party +dictatorship should understand that only thanks to the party dictatorship were +the Soviets able to lift themselves out of the mud of reformism and attain the +state form of the proletariat."_ Thus the _"party dictatorship"_ is seen as +being an example of _"Marxist politics"_ being successfully applied and not +something to be opposed. Moreover, _"the Bolshevik party was able to carry on +its magnificent 'practical' work only because it illuminated all its steps +with theory."_ [**Stalinism and Bolshevism**] Clearly, rather than denounce +the power of the party as being against Bolshevik theory, as Rees claims, for +Trotsky it represented its application. While he excuses some Bolshevik +actions (such as the banning of opposition groups) as a product of _"objective +factors,"_ he clearly sees the degeneration of the revolution coming **after** +the civil war and its _"correct combination"_ of _"Marxist politics"_ and +_"military art,"_ which included _"party dictatorship"_ over the soviets. + +This lack of distancing is to be expected. After, the idea that "objective +factors" caused the degeneration of the Russian Revolution was first developed +by Trotsky to explain, after his fall from power) the rise of Stalinism. While +**he** was head of the Soviet state no such "objective" factors seemed to be +required to "explain" the party dictatorship over the working class. Indeed, +quite the reverse. As he argued in 1923 _"[i]f there is one question which +basically not only does not require revision but does not so much as admit the +thought of revision, it is the question of the dictatorship of the Party."_ +[**Leon Trotsky Speaks**, p. 158] + +Trotsky was just stating mainstream Bolshevik ideology, echoing a statement +made in March 1923 by the Central Committee (of which he and Lenin were +members) to mark the 25th anniversary of the founding of the Communist Party. +It sums up the lessons gained from the revolution and states that _"the party +of the Bolsheviks proved able to stand out fearlessly against the vacillations +within its own class, vacillations which, with the slightest weakness in the +vanguard, could turn into an unprecedented defeat for the proletariat."_ +Vacillations, of course, are expressed by workers' democracy. Little wonder +the statement rejects it: _"The dictatorship of the working class finds its +expression in the dictatorship of the party."_ [_"To the Workers of the USSR"_ +in G. Zinoviev, **History of the Bolshevik Party**, p. 213, p. 214] It should +be noted that Trotsky had made identical comments before and immediately after +the civil war -- as well as long after (see [section H.3.8](secH3.html#sech38) +for details). + +So, as with all the leading Bolsheviks, he considered the party dictatorship +as an inevitable result of any proletarian revolution Moreover, he did not +question the social relationships within production either. One-man management +held no fears for him and he called the state capitalist regime under himself +and Lenin as _"socialist"_ and defended it as such. He was fully supportive of +one-man management. Writing in 1923, he argued that the _"system of actual +one-man management must be applied in the organisation of industry from top to +bottom. For leading economic organs of industry to really direct industry and +to bear responsibility for its fate, it is essential for them to have +authority over the selection of functionaries and their transfer and +removal."_ These economic organs must _"in actual practice have full freedom +of selection and appointment."_ [quoted by Robert V. Daniels, **A Documentary +History of Communism**, vol. 1, p. 237] + +All of these post-civil war opinions of course, fit in well with his civil war +opinions on the matter. Which, incidentally, explains why, to quote a +Leninist, Trotsky _"continued to his death to harbour the illusion that +somehow, despite the lack of workers' democracy, Russia was a 'workers' +state.'"_ Simply put, there had been no workers' democracy under Lenin and +Trotsky and he considered that regime a _"workers' state."_ The question +arises why Harman thinks Lenin's Russia was some kind of "workers' state" if +workers' democracy is the criteria by which such things are to be judged. But, +then again, he thinks Trotsky's **Left Opposition** _"framed a policy along +[the] lines"_ of _"returning to genuine workers' democracy"_! [Chris +Harman,**Bureaucracy and Revolution in Eastern Europe**, p. 20 and p. 19] + +Now, it seems strange that rather than present what he _"really"_ thought, +Trotsky expounded what presumably is the **opposite** of it. Surely the +simplistic conclusion to draw is that Trotsky said what he really did think +and that this was identical to his so-called _"shouts of command"_ made during +the civil war? But, of course, all these comments can be dismissed as +_"rhetorical justifications"_ and not reflective of Trotsky's real _"theory."_ +Or can they? Ultimately, either you subscribe to the idea that Lenin and +Trotsky were able to express their ideas themselves or you subscribe to the +notion that they hid their _"real"_ politics and only modern-day Leninists can +determine what they, in fact, _"really"_ meant to say and what they "really" +stood for. And as for all those "awkward" quotes which express the +**opposite** of the divined true faith, well, they can be ignored. + +Which is, of course, hardly a convincing position to take. Particularly as +Lenin and Trotsky were hardly shy in justifying their authoritarian policies +and expressing a distinct lack of concern over the fate of any **meaningful** +working class conquest of the revolution like, say, soviet democracy. As +Samuel Farber notes that _"there is no evidence indicating that Lenin or any +of the mainstream Bolshevik leaders lamented the loss of workers' control or +of democracy in the soviets, or at least referred to these losses as a +retreat, as Lenin declared with the replacement of War Communism by NEP in +1921."_ [**Before Stalinism**, p. 44] + +The sad fact is that the inter-party conflicts of the 1920s were **not** about +_"workers' democracy,"_ rather party democracy. The Bolsheviks simply +relabelled _"party democracy"_ as _"workers' democracy."_ Little wonder in +1925 that Max Eastman, one of Trotsky's main supporters at the time, stated +_"this programme of democracy within the party [was] called 'Workers' +Democracy' by Lenin"_ and that _"Trotsky merely revived this original plea."_ +[**Since Lenin Died**, p. 35] Trotsky held this position throughout the 1920s +and 1930s. As we noted in [section 13](append42.html#app13) of the appendix on +["What was the Kronstadt Rebellion?"](append42.html), the 1927 **Platform of +the Opposition** restated its belief in party dictatorship and argued that +Stalin was undermining it in favour of rule by the bureaucracy. Ironically, +Trotskyists in soviet prisons in the early 1930s _"continued to consider that +'Freedom to choose one's party -- that is Menshevism'"_ and this was their +_"final verdict."_ [Ante Ciliga, **The Russian Enigma**, p. 280] No wonder +they seemed surprised to be there! + +Trotsky's issue with Stalinism was not based on **real** socialist principles, +such as meaningful working class freedoms and power. Rather it was a case of +_"the political centre of gravity ha[ving] shifted from the proletarian +vanguard to the bureaucracy"_ and this caused _"the party"_ to change _"its +social structure as well as in its ideology."_ [**Stalinism and Bolshevism**] +The party dictatorship had been replaced by the dictatorship of the state +bureaucracy, in other words. Once this happened, Trotsky sought to explain it. +As analysing the impact of Bolshevik ideology and practice were, by +definition, out of the question, that left the various objective factors +Trotsky turned to to explain developments after 1923. Now the concern for +_"objective factors"_ appeared, to explain Stalinism while keeping true to +Bolshevik ideology **and** practice. + +So, in summary, the leading Bolsheviks did not view "objective factors" as +explaining the failure of the revolution. Indeed, until Trotsky was squeezed +out of power they did not think that the revolution **had** failed. Party +dictatorship and one-man management were **not** considered as expressions of +a failed revolution, rather a successful one. Trotsky's issue with Stalinism +was simply that the bureaucracy had replaced the _"the proletarian vanguard"_ +(i.e. himself and his followers) as the dominant force in the Soviet State and +it had started to use the techniques of political repression developed against +opposition parties and groups against him. The idea that "objective factors" +caused the failure of the revolution was not used until the late 1920s and +even then not used to explain the party dictatorship but rather the usurpation +of **its** power by the bureaucracy. + diff --git a/markdown/append44.md b/markdown/append44.md new file mode 100644 index 0000000000000000000000000000000000000000..41225007390e8c15fbb330f46f997fd75ebb1cdf --- /dev/null +++ b/markdown/append44.md @@ -0,0 +1,3214 @@ +# How did Bolshevik ideology contribute to the failure of the Revolution? + +It is a truism of Leninism that Stalinism has nothing to do with the ideas of +Bolshevism. Moreover, most are at pains to stress that these ideas have no +relation to the actual practice of the Bolshevik Party after the October +Revolution. To re-quote one Leninist: + +> _ "it was overwhelmingly the force of circumstance which obliged the +Bolsheviks to retreat so far from their own goals. They travelled this route +in opposition to their own theory, not because of it -- no matter what +rhetorical justifications were given at the time."_ [John Rees, _"In Defence +of October,"_ pp. 3-82, **International Socialism**, no. 52, p. 70] + +His fellow party member Duncan Hallas argued that it was _"these desperate +conditions"_ (namely terrible economic situation combined with civil war) +which resulted in _"the Bolshevik Party [coming] to substitute its own rule +for that of a decimated, exhausted working class"_ anarchists disagree. +[**Towards a Revolutionary Socialist Party**, p. 43] + +We have discussed in the appendix on ["What caused the degeneration of the +Russian Revolution?"](append43.html) why the various _"objective factors"_ +explanations favoured by Leninists to explain the defeat of the Russian +Revolution are unconvincing. Ultimately, they rest on the spurious argument +that if only what most revolutionaries (including, ironically, Leninists!) +consider as inevitable side effects of a revolution did not occur, then +Bolshevism would have been fine. It is hard to take seriously the argument +that if only the ruling class disappeared without a fight, if the imperialists +had not intervened and if the economy was not disrupted then Bolshevism would +have resulted in socialism. This is particularly the case as Leninists argue +that only **their** version of socialism recognises that the ruling class will +**not** disappear after a revolution, that we will face counter-revolution and +so we need a state to defend the revolution! As we argued in [section +H.2.1](secH2.html#sech21), this is not the case. Anarchists have long +recognised that a revolution will require defending and that it will provoke a +serious disruption in the economic life of a country. + +Given the somewhat unrealistic tone of these kinds of assertions, it is +necessary to look at the ideological underpinnings of Bolshevism and how they +played their part in the defeat of the Russian Revolution. This section, +therefore, will discuss why such Leninist claims are not true. Simply put, +Bolshevik ideology **did** play a role in the degeneration of the Russian +Revolution. This is obvious once we look at most aspects of Bolshevik ideology +as well as the means advocated by the Bolsheviks to achieve their goals. +Rather than being in opposition to the declared aims of the Bolsheviks, the +policies implemented by them during the revolution and civil war had clear +relations with their pre-revolution ideas and visions. To quote Maurice +Brinton's conclusions after looking at this period: + +> _ "there is a clear-cut and incontrovertible link between what happened +under Lenin and Trotsky and the later practices of Stalinism. We know that +many on the revolutionary left will find this statement hard to swallow. We +are convinced however that any honest reading of the facts cannot but lead to +this conclusion. The more one unearths about this period the more difficult it +becomes to define - or even to see - the 'gulf' allegedly separating what +happened in Lenin's time from what happened later. Real knowledge of the facts +also makes it impossible to accept . . . that the whole course of events was +'historically inevitable' and 'objectively determined'. Bolshevik ideology and +practice were themselves important and sometimes decisive factors in the +equation, at every critical stage of this critical period. Now that more facts +are available self-mystification on these issues should no longer be possible. +Should any who have read these pages remain 'confused' it will be because they +want to remain in that state -- or because (as the future beneficiaries of a +society similar to the Russian one) it is their interest to remain so."_ +[**The Bolsheviks and Workers' Control**, p. 84] + +This is unsurprising. The Leninist idea that politics of the Bolsheviks had no +influence on the outcome of the revolution, that their policies during the +revolution were a product purely of objective forces, is unconvincing. The +facts of the matter is that people are faced with choices, choices that arise +from the objective conditions that they face. What decisions they make will be +influenced by the ideas they hold -- they will **not** occur automatically, as +if people were on auto-pilot -- and their ideas are shaped by the social +relationships they experience. Thus, someone who favours centralisation and +sees nationalisation as the defining characteristic of socialism will make +different decisions than someone who favours decentralising power and sees +self-management as the key issue. The former will also create **different** +forms of social organisation based on their perceptions of what "socialism" is +and what is "efficient." Similarly, the different forms of social organisation +favoured will also impact on how a revolution develops and the political +decisions they make. For example, if you have a vision which favours +centralised, hierarchical organisation then those placed into a position of +power over others within such structures will act in certain ways, have a +certain world view, which would be alien to someone subject to egalitarian +social relations. + +In summary, the ideas in people's heads matter, including during a revolution. +Someone in favour of centralisation, centralised power and who equates party +rule with class rule (like Lenin and Trotsky), will act in ways (and create +structures) totally different from someone who believes in decentralisation +and federalism. The organisation they create will create specific forms of +social relationships which, in turn, will shape the ideas of those subject to +them. This means that a centralised, hierarchical system will create +authoritarian social relationships and these will shape those within them and +the ideas they have in totally different ways than a decentralised, +egalitarian system. + +Similarly, if Bolshevik policies hastened the alienation of working class +people and peasants from the regime which, in turn, resulted in resistance to +them then some of the "objective factors" facing Lenin's regime were +themselves the products of earlier political decisions. Unwelcome and +unforeseen (at least to the Bolshevik leadership) consequences of specific +Bolshevik practices and actions, but still flowing from Bolshevik ideology all +the same. So, for example, when leading Bolsheviks had preconceived biases +against decentralisation, federalism, "petty-bourgeois" peasants, "declassed" +workers or "anarcho-syndicalist" tendencies, this would automatically become +an ideological determinant to the policies decided upon by the ruling party. +While social circumstances may have limited Bolshevik options, these social +circumstances were also shaped by the results of Bolshevik ideology and +practice and, moreover, possible solutions to social problems were also +limited by Bolshevik ideology and practice. + +So, **political ideas do matter.** And, ironically, the very Leninists who +argue that Bolshevik politics played no role in the degeneration of the +revolution accept this. Modern day Leninists, while denying Bolshevik ideology +had a negative on the development of the revolution also subscribe to the +contradictory idea that Bolshevik politics were essential for its "success"! +Indeed, the fact that they **are** Leninists shows this is the case. They +obviously think that Leninist ideas on centralisation, the role of the party, +the _"workers' state"_ and a host of other issues are correct and, moreover, +essential for the success of a revolution. They just dislike the results when +these ideas were applied in practice within the institutional context these +ideas promote, subject to the pressures of the objective circumstances they +argue **every** revolution will face! + +Little wonder anarchists are not convinced by Leninist arguments that their +ideology played no role in the rise of Stalinism in Russia. Simply put, if you +use certain methods then these will be rooted in the specific vision you are +aiming for. If you think socialism is state ownership and centralised planning +then you will favour institutions and organisations which facilitate that end. +If you want a highly centralised state and consider a state as simply being an +_"instrument of class rule"_ then you will see little to worry about in the +concentration of power into the hands of a few party leaders. However, if you +see socialism in terms of working class managing their own affairs then you +will view such developments as being fundamentally in opposition to your goals +and definitely **not** a means to that end. + +So part of the reason why Marxist revolutions yield such anti-working class +outcomes is to do with its ideology, methods and goals. It has little to do +with the will to power of a few individuals (important a role as that can +play, sometimes, in events). In a nutshell, the ideology and vision guiding +Leninist parties incorporate hierarchical values and pursue hierarchical aims. +Furthermore, the methods and organisations favoured to achieve (their vision +of) "socialism" are fundamentally hierarchical, aiming to ensure that power is +centralised at the top of pyramidal structures in the hands of the party +leaders. + +It would be wrong, as Leninists will do, to dismiss this as simply a case of +"idealism." After all, we are talking about the ideology of a ruling party. As +such, these ideas are more than just ideas: after the seizure of power, they +became a part of the real social situation within Russia. Individually, party +members assumed leadership posts in all spheres of social life and started to +apply their ideology. Then, overtime, the results of this application ensured +that the party could not be done otherwise as the framework of exercising +power had been shaped by its successful application (e.g. Bolshevik centralism +ensured that all its policies were marked by centralist tendencies, simply +because Bolshevik power had become centralised). Soon, the only real instance +of power is the Party, and very soon, only the summits of the Party. This +cannot help but shape its policies and actions. As Castoriadis argues: + +> _ "If it is true that people's real social existence determines their +consciousness, it is from that moment illusory to expect the Bolshevik party +to act in any other fashion than according to its real social position. The +real social situation of the Party is that of a directorial organ, and its +point of view toward this society henceforth is not necessarily the same as +the one this society has toward itself."_ [**The role of Bolshevik Ideology in +the birth of the Bureaucracy**, p. 97] + +As such, means and ends are related and cannot be separated. As Emma Goldman +argued, there is _"no greater fallacy than the belief that aims and purposes +are one thing, while methods and tactics are another. This conception is a +potent menace to social regeneration. All human experience teaches that +methods and means cannot be separated from the ultimate aim. The means +employed become, through individual habit and social practice, part and parcel +of the final purpose; they influence it, modify it, and presently the aims and +means become identical. . . The great and inspiring aims of the Revolution +became so clouded with and obscured by the methods used by the ruling +political power that it was hard to distinguish what was temporary means and +what final purpose. Psychologically and socially the means necessarily +influence and alter the aims. The whole history of man is continuous proof of +the maxim that to divest one's methods of ethical concepts means to Sink into +the depths of utter demoralisation. In that lies the real tragedy of the +Bolshevik philosophy as applied to the Russian Revolution. May this lesson not +be in vain."_ In summary, _"[n]o revolution can ever succeed as a factor of +liberation unless the MEANS used to further it be identical in spirit and +tendency with the PURPOSES to be achieved."_ [**My Disillusionment in +Russia**, pp. 260-1] + +If this analysis of the anarchists against Bolshevism is true then it follows +that the Bolsheviks were not just wrong on one or two issues but their +political outlook right down to the core was wrong. Its vision of socialism +was flawed, which produced a flawed perspective on the potentially valid means +available to achieve it. Leninism, we must never forget, does not aim for the +same kind of society anarchism does. As we discussed in [section +H.3.1](secH3.html#sech31), the short, medium and long term goals of both +movements are radically different. While both claim to aim for "communism," +what is mean by that word is radically different in details if somewhat +similar in outline. The anarchist ideal of a classless, stateless and free +society is based on a decentralised, participatory and bottom-up premise. The +Leninist ideal is the product of a centralised, party ruled and top-down +paradigm. + +This explains why Leninists advocate a democratic-centralist "Revolutionary +Party." It arises from the fact that their programme is the capture of state +power in order to abolish the _"anarchy of the market."_ Not the abolition of +wage labour, but its universalisation under the state as one big boss. Not the +destruction of alienated forces (political, social and economic) but rather +their capture by the party on behalf of the masses. In other words, this +section of the FAQ is based on the fact that Leninists are not (libertarian) +communists; they have not broken sufficiently with Second International +orthodoxy, with the assumption that socialism is basically state capitalism +(_"The idea of the State as Capitalist, to which the Social-Democratic +fraction of the great Socialist Party is now trying to reduce Socialism."_ +[Peter Kropotkin, **The Great French Revolution**, vol. 1, p. 31]). Just as +one cannot abolish alienation with alienated means, so we cannot attack +Leninist _"means"_ also without distinguishing our libertarian _"ends"_ from +theirs. + +This means that both Leninist means and ends are flawed. Both will fail to +produce a socialist society. As Kropotkin said at the time, the Bolsheviks +_"have shown how the Revolution is **not** to be made."_ [quoted by Berkman, +**The Bolshevik Myth**, p. 75] If applied today, Leninist ideas will +undoubtedly fail from an anarchist point of view while, as under Lenin, +"succeeding" from the limited perspective of Bolshevism. Yes, the party may be +in power and, yes, capitalist property may be abolished by nationalisation +but, no, a socialist society would be no nearer. Rather we would have a new +hierarchical and class system rather than the classless and free society which +non-anarchist socialists claim to be aiming for. + +Let us be perfectly clear. Anarchists are **not** saying that Stalinism will +be the inevitable result of any Bolshevik revolution. What we are saying is +that some form of class society will result from any such a revolution. The +exact form this class system will take will vary depending on the objective +circumstances it faces, but no matter the specific form of such a post- +revolutionary society it will not be a socialist one. This is because of the +ideology of the party in power will shape the revolution in specific ways +which, by necessity, form new forms of hierarchical and class exploitation and +oppression. The preferred means of Bolshevism (vanguardism, statism, +centralisation, nationalisation, and so on) will determine the ends, the ends +being not communist anarchism but some kind of bureaucratic state capitalist +society labelled _"socialism"_ by those in charge. Stalinism, in this +perspective, was the result of an interaction of certain ideological goals and +positions as well as organisational principles and preferences with structural +and circumstantial pressures resulting from the specific conditions prevalent +at the time. For example, a Leninist revolution in an advanced western country +would not require the barbaric means used by Stalinism to industrialise +Russia. + +This section of the FAQ will, therefore, indicate the key areas of Bolshevik +ideology which, when applied, will undermine any revolution as they did the +Russian. As such, it is all fine and well for Trotskyist Max Shachtman (like +so many others) to argue that the Bolsheviks had _"convert[ed] the +expediencies and necessities of the civil war period into virtues and +principles which had never been part of their original program."_ Looking at +this _"original program"_ we can see elements of what was latter to be +applied. Rather than express a divergence it could be argued that it was this +that undermined the more democratic aspects of their original program. In +other words, perhaps the use of state power and economic nationalisation came +into conflict with, and finally destroyed, the original proclaimed socialist +principles? And, perhaps, the _"socialist"_ vision of Bolshevism was so deeply +flawed that even attempting to apply it destroyed the aspirations for liberty, +equality and solidarity that inspired it? For, after all, as we indicated in +[section H.3.1](secH3.html#sech31), the anarchist and mainstream Marxist +visions of socialism and how to get there **are** different. Can we be +surprised if Marxist means cannot achieve anarchist (i.e. authentic socialist) +ends? To his credit, Shachtman acknowledges that post-civil war salvation +"required full democratic rights"_ for all workers, and that this was +_"precisely what the Bolsheviks . . . were determined not to permit."_ Sadly +he failed to wonder **why** the democratic principles of the _"original +program"_ were only _"honoured in the breach"_ and why _"Lenin and Trotsky did +not observe them."_ The possibility that Bakunin was right and that statism +and socialism cannot go together was not raised. [_"Introduction"_ to +Trotsky's **Terrorism and Communism**, p. xv] + +Equally, there is a tendency of pro-Leninists to concentrate on the period +between the two revolutions of 1917 when specifying what Bolshevism "really" +stood for, particularly Lenin's book **State and Revolution**. To use an +analogy, when Leninists do this they are like politicians who, when faced with +people questioning the results of their policies, ask them to look at their +election manifesto rather than what they have done when in power. As we +discuss in [section 4](append41.html#app4) of the appendix ["What happened +during the Russian Revolution?"](append41.html) Lenin's book was never applied +in practice. From the very first day, the Bolsheviks ignored it. After 6 +months **none** of its keys ideas had been applied. Indeed, in all cases the +exact opposite had been imposed. As such, to blame (say) the civil war for the +reality of "Bolshevik in power" (as Leninists do) seems without substance. +Simply put, **State and Revolution** is no guide to what Bolshevism "really" +stood for. Neither is their position **before** seizing power if the realities +of their chosen methods (i.e. seizing state power) quickly changed their +perspective, practice **and** ideology (i.e. shaped the desired ends). +Assuming of course that most of their post-October policies were radically +different from their pre-October ones, which (as we indicate here) they were +not. + +With that said, what do anarchists consider the key aspects of Bolshevik +ideology which helped to ensure the defeat of the Russian Revolution and had, +long before the civil war started, had started its degeneration into tyranny? +These factors are many and so we will, by necessity, concrete on the key ones. +These are believe in centralisation, the confusion of party power with popular +power, the Marxist theory of the state, the negative influence of Engels' +infamous essay _"On Authority",_ the equation of nationalisation and state +capitalism with socialism, the lack of awareness that working class economic +power was a key factor in socialism, the notion that "big" was automatically +"more efficient," the identification of class consciousness with supporting +the party, how the vanguard party organises itself and, lastly, the underlying +assumptions that vanguardism is based on. + +Each one of these factors had a negative impact on the development of the +revolution, combined they were devastating. Nor can it be a case of keeping +Bolshevism while getting rid of some of these positions. Most go to the heart +of Bolshevism and could only be eliminated by eliminating what makes Leninism +Leninist. Thus some Leninists now pay lip service to workers' control of +production and recognise that the Bolsheviks saw the form of property (i.e., +whether private or state owned) as being far more important that workers' +management of production. Yet revising Bolshevism to take into account this +flaw means little unless the others are also revised. Simply put, workers' +management of production would have little impact in a highly centralised +state ruled over by a equally centralised vanguard party. Self-management in +production or society could not co-exist with a state and party power nor with +_"centralised"_ economic decision making based on nationalised property. In a +nutshell, the only way Bolshevism could result in a genuine socialist society +is if it stopped being Bolshevik! + +## 1 How did the Marxist historical materialism affect Bolshevism? + +As is well known, Marx argued that history progressed through distinct stages. +After his death, this _"materialist conception of history"_ became known as +_"historical materialism."_ The basic idea of this is that the _"totality of +[the] relations of production constitutes the economic structure of society, +the real foundation, on which arises a legal and political superstructure and +to which correspond definite forms of social consciousness . . . At a certain +stage of development, the material productive forces of society come into +conflict with the existing relations of production or -- this merely expresses +the same thing in legal terms -- with the property relations within the +framework of which they have operated hitherto. From forms of development of +productive forces these relations turn into their fetters. Then begins an era +of social revolution."_ [**A Contribution to the Critique of Political +Economy**, pp. 20-1] + +Thus slavery was replaced by feudalism, feudalism with capitalism. For Marx, +the _"bourgeois mode of production is the last antagonistic form of the social +process of production"_ and _"the productive forces developing within +bourgeois society create also the material conditions for a solution of this +antagonism."_ [**Op. Cit.**, p. 21] In other words, after capitalism there +would be socialism: + +> _ "The monopoly of capital becomes a fetter upon the mode of production +which has flourished alongside and under it. The centralisation of the means +of production and the socialisation of labour reach a point at which they +become incompatible with their capitalist integument. The integument is burst +asunder. The knell of capitalist private property sounds. The expropriators +are expropriated."_ [Karl Marx, **Capital**, vol. 1, p. 929] + +Socialism replaces capitalism once the _"**proletariat seized political power +and turns the means of production into state property."**_ By so doing, _"it +abolishes itself as proletariat, abolishes all class distinctions and class +antagonisms, abolishes also the state as state."_ [Engels, **The Marx-Engels +Reader**, p. 713] + +Most Marxists subscribe to this schema of historical progress. For example, +Tony Cliff noted that, _"[f]or Lenin, whose Marxism was never mechanical or +fatalistic, the definition of the dictatorship of the proletariat as a +**transition period** meant that there could be **two** outcomes of this +phase: going forward to socialism, or backsliding to capitalism. The policy of +the party would tip the balance."_ [**Revolution Besieged**, p. 364] + +Marxists, like Marx, argue that socialism was the society which would come +after capitalism. Thus the Bolsheviks had the mindset that whatever they did +there was only two possibilities: (their version of) socialism or the +restoration of capitalism. However, this is based on a false premise. Is it +valid to assume that there is only one possible post-capitalist future, one +that, by definition, is classless? If so, then any action or structure could +be utilised to fight reaction as after victory there can be only one outcome. +However, if there is more that one post-capitalist future then the question of +means becomes decisive. If we assume just two possible post-capitalist +futures, one based on self-management and without classes and another with +economic, social and political power centralised in a few hands, then the +means used in a revolution become decisive in determining which possibility +will become reality. + +If we accept the Marxist theory and assume only one possible post-capitalist +system, then all that is required of revolutionary anti-capitalist movements +is that they only need to overthrow capitalism and they will wind up where +they wish to arrive as there is no other possible outcome. But if the answer +no, then in order to wind up where we wish to arrive, we have to not only +overthrow capitalism, we have use means that will push us toward the desired +future society. As such, **means** become the key and they cannot be ignored +or downplayed in favour of the ends -- particularly as these ends will never +be reached if the appropriate means are not used. + +This is no abstract metaphysical or ideological/theoretical point. The impact +of this issue can be seen from the practice of Bolshevism in power. For Lenin +and Trotsky, **any** and **all** means could and were used in pursuit of their +ends. They simply could not see how the means used shaped the ends reached. +Ultimately, there was only two possibilities \-- socialism (by definition +classless) or a return to capitalism. + +Once we see that because of their flawed perspective on what comes after +capitalism we understand why, for the Bolsheviks, the means used and +institutions created were meaningless. We can see one of the roots for +Bolshevik indifference to working class self-management. As Samuel Farber +notes that _"there is no evidence indicating that Lenin or any of the +mainstream Bolshevik leaders lamented the loss of workers' control or of +democracy in the soviets, or at least referred to these losses as a retreat, +as Lenin declared with the replacement of War Communism by NEP in 1921."_ +[**Before Stalinism**, p. 44] There was no need, for such means had no impact +on achieving the ends Bolshevik power had set itself. As we discuss in +[section 6](append44.html#app6), such questions of meaningful working class +participation in the workplace or the soviets were considered by the likes of +Trotsky as fundamentally irrelevant to whether Bolshevik Russia was socialist +or whether the working class was the ruling class or not, incredible as it may +seem. + +So if we accept Marx's basic schema, then we simply have to conclude that what +means we use are, ultimately, irrelevant as there is only one outcome. As long +as property is nationalised and a non-capitalist party holds state power, then +the basic socialist nature of the regime automatically flows. This was, of +course, Trotsky's argument with regard to Stalinist Russia and why he defended +it against those who recognised that it was a new form of class society. Yet +it is precisely the rise of Stalinism out of the dictatorship of the +Bolsheviks which exposes the limitations in the Marxist schema of historical +development. + +Simply put, there is no guarantee that getting rid of capitalism will result +in a decent society. As anarchists like Bakunin argued against Marx, it is +possible to get rid of capitalism while not creating socialism, if we +understand by that term a free, classless society of equals. Rather, a Marxist +revolution would _"concentrate all the powers of government in strong hands, +because the very fact that the people are ignorant necessitates strong, +solicitous care by the government. [It] will create a single State bank, +concentrating in its hands all the commercial, industrial, agricultural, and +even scientific production; and they will divide the mass of people into two +armies -- industrial and agricultural armies under the direct command of the +State engineers who will constitute the new privileged scientific-political +class."_ [**The Political Philosophy of Bakunin**, p. 289] As Bolshevism +proved, there **was** always an alternative to socialism or a reversion to +capitalism, in this case **state** capitalism. + +So libertarians have long been aware that actually existing capitalism could +be replaced by another form of class society. As the experience of Bolshevik +tyranny proves beyond doubt, this perspective is the correct one. And that +perspective ensured that during the Russian Revolution the Makhnovists **had** +to encourage free soviets and workers' self-management, freedom of speech and +organisation in order for the revolution to remain socialist (see the appendix +on ["Why does the Makhnovist movement show there is an alternative to +Bolshevism?"](append46.html)). In contrast, the Bolsheviks implemented party +dictatorship, nationalisation and one-man management while proclaiming this +had something to do with socialism. Little wonder Trotsky had such +difficulties understanding the obvious truth that Stalinism has **nothing** to +do with socialism. + +## 2 Why did the Marxist theory of the state undermine working class power? + +As discussed in [section H.3.7](secH3.html#sech37), anarchists and Marxists +have fundamentally different definitions of what constitutes a state. These +different definitions resulted, in practice, to the Bolsheviks undermining +**real** working class power during the Russian Revolution in favour of an +abstract "power"_ which served as little more than a fig-leaf for Bolshevik +power. + +For anarchists, the state is marked by centralised power in the hands of a +few. The state, we argue, is designed to ensure minority rule and, +consequently, cannot be used by the majority to manage their own affairs. +Every bourgeois revolution, moreover, has been marked by a conflict between +centralised power and popular power and, unsurprisingly, the bourgeois +favoured the former over the latter. As such, we would expect centralised +power (i.e. a state) to be the means by which a minority class seized power +**over** the masses and never the means by which the majority managed society +themselves. It was for this reason that anarchists refuse to confuse a +federation of self-managed organisations with a state: + +> _ "The reader knows by now that the anarchists refused to use the term +'State' even for a transitional situation. The gap between authoritarians and +libertarians has not always been very wide on this score. In the First +International the collectivists, whose spokesman was Bakunin, allowed the +terms 'regenerate State,' 'new and revolutionary State,' or even 'socialist +State' to be accepted as synonyms for 'social collective.' The anarchists soon +saw, however, that it was rather dangerous for them to use the same word as +the authoritarians while giving it a quite different meaning. They felt that a +new concept called for a new word and that the use of the old term could be +dangerously ambiguous; so they ceased to give the name 'State' to the social +collective of the future."_ [Daniel Guerin, **Anarchism**, pp. 60-1] + +This is no mere semantics. The essence of statism is the removal of powers +that should belong to the community as whole (though they may for reasons of +efficiency delegate their actual implementation to elected, mandated and +recallable committees) into the hands of a tiny minority who claim to act on +our behalf and in our interests but who are not under our direct control. In +other words it continues the division into rulers and ruled. Any confusion +between two such radically different forms of organisation can only have a +seriously negative effect on the development of any revolution. At its most +basic, it allows those in power to develop structures and practices which +disempower the many while, at the same time, taking about extending working +class "power." + +The roots of this confusion can be found at the root of Marxism. As discussed +in [section H.3.7](secH3.html#sech37), Marx and Engels had left a somewhat +contradictory inheritance on the nature and role of the state. Unlike +anarchists, who clearly argued that only confusion would arise by calling the +organs of popular self-management required by a revolution a _"state,"_ the +founders of Marxism confused two radically different ideas. On the one hand, +there is the idea of a radical and participatory democracy (as per the model +of the Paris Commune). On the other, there is a centralised body with a +government in charge (as per the model of the democratic state). By using the +term _"state"_ to cover these two radically different concepts, it allowed the +Bolsheviks to confuse party power with popular power and, moreover, replace +the latter by the former without affecting the so-called "proletarian" nature +of the state. The confusion of popular organs of self-management with a state +ensured that these organs **were** submerged by state structures and top-down +rule. + +By confusing the state (delegated power, necessarily concentrated in the hands +of a few) with the organs of popular self-management Marxism opened up the +possibility of a _"workers' state"_ which is simply the rule of a few party +leaders over the masses. The _"truth of the matter,"_ wrote Emma Goldman, _"is +that the Russian people have been **locked out** and that the Bolshevik State +-- even as the bourgeois industrial master -- uses the sword and the gun to +keep the people out. In the case of the Bolsheviki this tyranny is masked by a +world-stirring slogan . . . Just because I am a revolutionist I refuse to side +with the master class, which in Russia is called the Communist Party."_ [**My +Disillusionment in Russia**, p. xlix] In this, she simply saw in practice that +which Bakunin had predicted would happen. For Bakunin, like all anarchists, +_"every state power, every government, by its nature and by its position +stands outside the people and above them, and must invariably try to subject +them to rules and objectives which are alien to them."_ It was for this reason +_"we declare ourselves the enemies of every government and state every state +power . . . the people can only be happy and free when they create their own +life, organising themselves from below upwards."_ [**Statism and Anarchy**, p. +136] + +The _"workers' state"_ proved no exception to that generalisation. The roots +of the problem, which expressed itself from the start during the Russian +revolution, was the fatal confusion of the state with organs of popular self- +management. Lenin argued in _"State and Revolution"_ that, on the one hand, +_"the armed proletariat itself shall **become the government**"_ while, on the +other, that _"[w]e cannot imagine democracy, not even proletarian democracy, +without representative institutions."_ If, as Lenin asserts, democracy _"means +equality"_ he has reintroduced inequality into the "proletarian" state as the +representatives have, by definition, more power than those who elected them. +[**Essential Works of Lenin**, p. 363, p. 306 and p. 346] Yet, as noted in +[section H.1.2](secH1.html#sech12), representative bodies necessarily place +policy-making in the hands of deputies and do not (and cannot) mean that the +working class **as a class** can manage society. Moreover, such bodies ensure +that popular power can be usurped without difficulty by a minority. After all, +a minority already **does** hold power. + +True equality implies the abolition of the state and its replacement by a +federation of self-managed communes. The state, as anarchists have long +stressed, signifies a power **above** society, a concentration of power into a +few hands. Lenin, ironically, quotes Engels on the state being marked by _"the +establishment of a **public power,** which is no longer directly identical +with the population organising itself as an armed power."_ [quoted by Lenin, +**Op. Cit.**, p. 275] As Lenin supported **representative** structures rather +than one based on elected, mandated and recallable **delegates** then he has +created a _"public power"_ no longer identical with the population. + +Combine this with an awareness that bureaucracy must continue to exist in the +"proletarian" state then we have the ideological preconditions for +dictatorship **over** the proletariat. _"There can be no thought,"_ asserted +Lenin, _"of destroying officialdom immediately everywhere, completely. That is +utopia. But to **smash** the old bureaucratic machine at once and to begin +immediately to construct a new one that will enable all officialdom to be +gradually abolished is **not** utopia."_ In other words, Lenin expected _"the +gradual 'withering away' of all bureaucracy."_ [**Op. Cit.**, p. 306 and p. +307] + +Yet why expect a "new" bureaucracy to be as easy to control as the old one? +Regular election to posts does not undermine the institutional links, +pressures and powers a centralised "officialdom"_ will generate around itself, +even a so-called "proletarian"_ one. Significantly, Lenin justified this +defence of temporary state bureaucracy by the kind of straw man argument +against anarchism _"State and Revolution"_ is riddled with. _"We are not +utopians,"_ asserted Lenin, _"we do not indulge in 'dreams' of dispensing **at +once** with all administration, with all subordination: these anarchist dreams +. . . are totally alien to Marxism, and, as a matter of fact, serve only to +postpone the socialist revolution until human nature has changed. No, we want +the socialist revolution with human nature as it is now, with human nature +that cannot dispense with subordination, control and 'managers.'"_ [**Op. +Cit.**, p. 307] Yet anarchists do not wish to _"dispense"_ with _"all +administration,"_ rather we wish to replace government **by** administration, +hierarchical positions (_"subordination"_) with co-operative organisation. +Equally, we see the revolution as a process in which _"human nature"_ is +changed by the struggle itself so that working class people become capable of +organising itself and society without bosses, bureaucrats and politicians. If +Lenin says that socialism _"cannot dispense"_ with the hierarchical structures +required by class society why should we expect the same kinds of structures +and social relationships to have different ends just because _"red"_ managers +are in power? + +Thus Lenin's work is deeply ambiguous. He is confusing popular self-management +with a state structure. Anarchists argue that states, by their very nature, +are based on concentrated, centralised, alienated power in the hands of a few. +Thus Lenin's _"workers' state"_ is just the same as any other state, namely +rule by a few over the many. This is confirmed when Lenin argues that +_"[u]nder socialism, **all** will take part in the work of government in turn +and will soon become accustomed to no one governing."_ In fact, once the +_"overwhelming majority"_ have _"learned to administer the state +**themselves**, have taken this business into their own hands . . . the need +for government begins to disappear. The more complete democracy becomes, the +nearer the moment approaches when it becomes unnecessary. The more democratic +the 'state' of the armed workers -- which is 'no longer a state in the proper +sense of the word' -- becomes, the more rapidly does **the state** begin to +wither away."_ Moreover, _"[u]ntil the 'higher' phase of communism arrives, +the Socialists demand the **strictest** control, by society **and by the +state,** of the amount of labour and of consumption."_ [**Op. Cit.**, p. 361, +p. 349 and p. 345] + +Clearly, the "proletarian" state is **not** based on direct, mass, +participation by the population but, in fact, on giving power to a few +representatives. It is **not** identical with _"society,"_ i.e. the armed, +self-organised people. Rather than look to the popular assemblies of the +French revolution, Lenin, like the bourgeoisie, looked to representative +structures \-- structures designed to combat working class power and +influence. (at one point Lenin states that _"for a certain time not only +bourgeois right, but even the bourgeois state remains under communism, without +the bourgeoisie!"_ This was because _"bourgeois right in regard to the +distribution of articles of **consumption** inevitably presupposes the +existence of the **bourgeois state,** for right is nothing without an +apparatus capable of **enforcing** the observance of the standards of right."_ +[**Op. Cit.**, p. 346]). + +Can we expect the same types of organs and social relationships to produce +different results simply because Lenin is at the head of the state? Of course +not. + +As the Marxist theory of the state confused party/vanguard power with working +class power, we should not be surprised that Lenin's _"State and Revolution"_ +failed to discuss the practicalities of this essential question in anything +but a passing and ambiguous manner. For example, Lenin notes that _"[b]y +educating the workers' party, Marxism educates the vanguard of the proletariat +which is capable of assuming power and of **leading the whole people** to +socialism, of directing and organising the new order."_ [**Op. Cit.**, p. 288] +It is not clear whether it is the vanguard or the proletariat as a whole which +assumes power. Later, he states that _"the dictatorship of the proletariat"_ +was _"the organisation of the vanguard of the oppressed as the ruling class +for the purpose of crushing the oppressors."_ [**Op. Cit.**, p. 337] Given +that this fits in with subsequent Bolshevik practice, it seems clear that it +is the vanguard which assumes power rather than the whole class. The negative +effects of this are discussed in [section 8](append44.html#app8). + +However, the assumption of power by the party highlights the key problem with +the Marxist theory of the state and how it could be used to justify the +destruction of popular power. It does not matter in the Marxist schema whether +the class or the party is in power, it does not impact on whether the working +class is the _"ruling class"_ or not. As Lenin put it. _"democracy is **not** +identical with the subordination of the minority to the majority. Democracy is +a **state** which recognises the subordination of the minority to the +majority, i.e. an organisation for the systematic use of **violence** by one +class against the other, by one section of the population against another."_ +[**Op. Cit.**, p. 332] Thus the majority need not actually _"rule"_ (i.e. make +the fundamental decisions) for a regime to be considered a _"democracy"_ or an +instrument of class rule. That power can be delegated to a party leadership +(even dictatorship) without harming the _"class nature"_ of the state. This +results of such a theory can be seen from Bolshevik arguments in favour of +party dictatorship during the civil war period (and beyond). + +The problem with the centralised, representative structures Lenin favours for +the _"dictatorship of the proletariat"_ is that they are rooted in the +inequality of power. They constitute in fact, if not initially in theory, a +power **above** society. As Lenin put it, _"the **essence** of bureaucracy"_ +is _"privileged persons divorced from the masses and **superior to** the +masses."_ [**Op. Cit.**, p. 360] In the words of Malatesta, a _"government, +that is a group of people entrusted with making laws and empowered to use the +collective power to oblige each individual to obey them, is already a +privileged class and cut off from the people. As any constituted body would +do, it will instinctively seek to extend its powers, to be beyond public +control, to impose its own policies and to give priority to its special +interests. Having been put in a privileged position, the government is already +at odds with the people whose strength it disposes of."_ [**Anarchy**, p. 34] +As we discussed in appendix ["What happened during the Russian +Revolution?"](append41.html), Lenin's regime provides more than enough +evidence to support such an analysis. + +This is the fatal flaw in the Marxist theory of the state. As Bakunin put it, +_"the theory of the state"_ is _"based on this fiction of pseudo-popular +representation -- which in actual fact means the government of the masses by +an insignificant handful of privileged individuals, elected (or even not +elected) by mobs of people rounded up for voting and never knowing what or +whom they are voting for -- on this imaginary and abstract expression of the +imaginary thought and will of the all the people, of which the real, living +people do not have the faintest idea."_ Thus the state represents _"government +of the majority by a minority in the name of the presumed stupidity of the one +and the presumed intelligence of the other."_ [**Op. Cit.**, pp. 136-7] + +By confusing popular participation with a state, by ignoring the real +inequalities of power in any state structure, Marxism allowed Lenin and the +Bolsheviks to usurp state power, implement party dictatorship **and** continue +to talk about the working class being in power. Because of Marxism's +metaphysical definition of the state (see [section H.3.7](secH3.html#sech37)), +actual working class people's power over their lives is downplayed, if not +ignored, in favour party power. + +As parties represent classes in this schema, if the party is in power then, by +definition, so is the class. This raises the possibility of Lenin asserting +the _"working class"_ held power even when his party was exercising a +dictatorship **over** the working class and violently repressing any protests +by it. As one socialist historian puts it, _"while it is true that Lenin +recognised the different functions and democratic raison d'etre for both the +soviets and his party, in the last analysis it was the party that was more +important than the soviets. In other words, the party was the final repository +of working-class sovereignty. Thus, Lenin did not seem to have been reflected +on or have been particularly perturbed by the decline of the soviets after +1918."_ [Samuel Farber, **Before Stalinism**, p. 212] This can be seen from +how the Marxist theory of the state was changed **after** the Bolsheviks +seized power to bring into line with its new role as the means by which the +vanguard ruled society (see [section H.3.8](secH3.html#sech38)). + +This confusion between two radically different concepts and their submersion +into the term _"state"_ had its negative impact from the start. Firstly, the +Bolsheviks constantly equated rule by the Bolshevik party (in practice, its +central committee) with the working class as a whole. Rather than rule by all +the masses, the Bolsheviks substituted rule by a handful of leaders. Thus we +find Lenin talking about _"the power of the Bolsheviks \-- that is, the power +of the proletariat"_ as if these things were the same. Thus it was a case of +_"the Bolsheviks"_ having _"to take the whole governmental power into their +own hands,"_ of _"the complete assumption of power by the Bolsheviks alone,"_ +rather than the masses. Indeed, Russia had been _"ruled by 130,000 +landowners"_ and _"yet they tell us that Russia will not be able to be +governed by the 240,000 members of the Bolshevik Party -- governing in the +interests of the poor and against the rich."_ [**Will the Bolsheviks Maintain +Power?**, p. 102, p. 7 and pp. 61-2] + +However, governing in the _"interests"_ of the poor is **not** the same as the +poor governing themselves. Thus we have the first key substitution that leads +to authoritarian rule, namely the substitution of the power of the masses by +the power of a few members who make up the government. Such a small body will +require a centralised state system and, consequently, we have the creation of +a hierarchical body around the new government which, as we discuss in [section +7](append44.html#app7), will become the real master in society. + +The preconditions for a new form of class society have been created and, +moreover, they are rooted in the basic ideas of Marxism. Society has been +split into two bodies, the masses and those who claim to rule in their name. +Given this basic inequality in power we would, according to anarchist theory, +expect the interests of the masses and the rulers to separate and come into +conflict. While the Bolsheviks had the support of the working class (as they +did in the first few months of their rule), this does not equal mass +participation in running society. Quite the reverse. So while Lenin raised the +vision of mass participation in the _"final"_ stage of communism, he +unfortunately blocked the means to get there. + +Simply put, a self-managed society can only be created by self-managed means. +To think we can have a _"public power"_ separate from the masses which will, +slowly, dissolve itself into it is the height of naivety. Unsurprisingly, once +in power the Bolsheviks held onto power by all means available, including +gerrymandering and disbanding soviets, suppressing peaceful opposition parties +and violently repressing the very workers it claimed ruled in _"soviet"_ +Russia (see [section 6](append41.html#app6) of the appendix ["What happened +during the Russian Revolution?"](append41.html)). Significantly, this conflict +developed before the start of the civil war (see [section +3](append43.html#app3) of the appendix on ["What caused the degeneration of +the Russian Revolution?"](append43.html) for details). So when popular support +was lost, the basic contradictions in the Bolshevik position and theory became +clear. Rather than be a _"soviet"_ power, the Bolshevik regime was simply rule +over the workers in their name, nothing more. And equally unsurprising, the +Leninists revised their theory of the state to take into account the realities +of state power and the need to justify minority power **over** the masses (see +[section H.3.8](secH3.html#sech38)). + +Needless to say, even electoral support for the Bolsheviks should not and +cannot be equated to working class management of society. Echoing Marx and +Engels at their most reductionist (see [section H.3.9](secH3.html#sech39)), +Lenin stressed that the state was _"an organ or machine for the subjection of +one class by another . . . when the State has become proletarian, when it has +become a machine for the domination of the proletariat over the bourgeoisie, +then we shall fully and unreservedly for a strong government and centralism."_ +[**Op. Cit.**, p. 75] The notions that the state could have interests of its +own, that it is not simply an instrument of class rule but rather **minority** +class rule are nowhere to be found. The implications of this simplistic +analysis had severe ramifications for the Russian Revolution and Trotskyist +explanations of both Stalinism and its rise. + +Which brings us to the second issue. It is clear that by considering the state +simply as an instrument of class rule Lenin could downplay, even ignore, such +important questions of **how** the working class can _"rule"_ society, how it +can be a _"ruling"_ class. Blinded by the notion that a state could not be +anything **but** an instrument of class rule, the Bolsheviks simply were able +to justify any limitation of working class democracy and freedom and argue +that it had no impact on whether the Bolshevik regime was really a +"dictatorship of the proletariat"_ or not. This can be seen from Lenin's +polemic with German Social-Democrat Karl Kautsky, where he glibly stated that +_"**[t]he form of government,** has absolutely nothing to so with it."_ +[**Collected Works**, vol. 28, p. 238] + +Yet the idea that there is a difference between **who** rules in a +revolutionary situation and **how** they rule is a key one, and one raised by +the anarchists against Marxism. After all, if the working class is politically +expropriated how can you maintain that a regime is remotely "proletarian"? +Ultimately, the working class can only _"rule"_ society through its collective +participation in decision making (social, economic and "political"). If +working class people are not managing their own affairs, if they have +delegated that power to a few party leaders then they are **not** a ruling +class and could never be. While the bourgeoisie can, and has, ruled +economically under an actual dictatorship, the same cannot be said to be the +case with the working class. Every class society is marked by a clear division +between order takers and order givers. To think that such a division can be +implemented in a socialist revolution and for it to remain socialist is pure +naivety. As the Bolshevik revolution showed, representative government is the +first step in the political expropriation of the working class from control +over their fate. + +This can best be seen by Trotsky's confused analyses of Stalinism. He simply +could not understand the nature of Stalinism with the simplistic analytical +tools he inherited from mainstream Marxism and Bolshevism. Thus we find him +arguing in 1933 that: + +> _ "The dictatorship of a class does not mean by a long shot that its entire +mass always participates in the management of the state. This we have seen, +first of all, in the case of the propertied classes. The nobility ruled +through the monarchy before which the noble stood on his knees. The +dictatorship of the bourgeoisie took on comparatively developed democratic +forms only under the conditions of capitalist upswing when the ruling class +had nothing to fear. Before our own eyes, democracy has been supplanted in +Germany by Hitler's autocracy, with all the traditional bourgeois parties +smashed to smithereens. Today, the German bourgeoisie does not rule directly; +politically it is placed under complete subjection to Hitler and his bands. +Nevertheless, the dictatorship of the bourgeoisie remains inviolate in +Germany, because all the conditions of its social hegemony have been preserved +and strengthened. By expropriating the bourgeoisie politically, Hitler saved +it, even if temporarily, from economic expropriation. The fact that the +bourgeoisie was compelled to resort to the fascist regime testifies to the +fact that its hegemony was endangered but not at all that it had fallen."_ +[Trotsky, **The Class Nature Of The Soviet State**] + +Yet Trotsky is confusing the matter. He is comparing the actions of class +society with those a socialist revolution. While a minority class need not +_"participate"_ **en mass** the question arises does this apply to the +transition from class society to a classless one? Can the working class +**really** can be _"expropriated"_ politically and still remain _"the ruling +class"_? Moreover, Trotsky fails to note that the working class was +**economically** and **politically** expropriated under Stalinism as well. +This is unsurprising, as both forms of expropriation had occurred when he and +Lenin held the reins of state power. Yet Trotsky's confused ramblings do serve +a purpose in showing how the Marxist theory of the state can be used to +rationalise the replacement of popular power by party power. With such +ideological baggage, can it be a surprise that the Bolshevik replacement of +workers' power by party power could be a revolutionary goal? Ironically, the +Marxist theory of the state as an instrument of class rule helped ensure that +the Russian working class did **not** become the ruling class post-October. +Rather, it ensured that the Bolshevik party did. + +To conclude, by its redunctionist logic, the Marxist theory of the state +ensured that the substitution of popular power by party power could go ahead +and, moreover, be justified ideologically. The first steps towards party +dictatorship can be found in such apparently "libertarian" works as Lenin's +_"State and Revolution"_ with its emphasis on "representation" and +"centralisation." The net effect of this was to centralise power into fewer +and fewer hands, replacing the essential constructive working class +participation and self-activity required by a social revolution with top-down +rule by a few party leaders. Such rule could not avoid becoming bureaucratised +and coming into conflict with the real aspirations and interests of those it +claimed to represent. In such circumstances, in a conflict between the +_"workers' state"_ and the actual workers the Marxist theory of the state, +combined with the assumptions of vanguardism, made the shift to party +dictatorship inevitable. As we discussed in [section 3](append43.html#app3) of +the appendix on ["What caused the degeneration of the Russian +Revolution?"](append43.html), authoritarian tendencies had surfaced before the +civil war began. + +The strange paradox of Leninism, namely that the theoretical dictatorship of +the proletariat was, in practice, a dictatorship **over** the proletariat +comes as no surprise. In spite of Lenin announcing _"all power to the +soviets"_ he remained committed to a disciplined party wielding centralised +power. This regime soon expropriated the soviets while calling the subsequent +regime "Soviet." Rather that create the authoritarian tendencies of the +Bolshevik state the "objective factors" facing Lenin's regime simply increased +their impact. The preconditions for the minority rule which the civil war +intensified to extreme levels already existed within Marxist theory. +Consequently, a Leninist revolution which avoided the (inevitable) problems +facing a revolution would still create some kind of class society simply +because it reproduces minority rule by creating a _"workers' state"_ as its +first step. Sadly, Marxist theory confuses popular self-government with a +state so ensuring the substitution of rule by a few party leaders for the +popular participation required to ensure a successful revolution. + +## 3 How did Engels' essay _"On Authority"_ affect the revolution? + +We have discussed Engels' infamous diatribe against anarchism already (see +[section H.4](secH4.html) and subsequent sections). Here we discuss how its +caricature of anarchism helped disarm the Bolsheviks theoretically to the +dangers of their own actions, so helping to undermine the socialist potential +of the Russian revolution. While the Marxist theory of the state, with its +ahistoric and ambiguous use of the word "state" undermined popular autonomy +and power in favour of party power, Engels' essay _"On Authority"_ helped +undermine popular self-management. + +Simply put, Engels essay contained the germs from which Lenin and Trotsky's +support for one-man management flowed. He provided the Marxist orthodoxy +required to undermine real working class power by confusing all forms of +organisation with _"authority"_ and equating the necessity of self-discipline +with _"subordination"_ to one will. Engels' infamous essay helped Lenin to +destroy self-management in the workplace and replace it with appointed _"one- +man management"_ armed with _"dictatorial powers."_ + +For Lenin and Trotsky, familiar with Engels' _"On Authority,"_ it was a truism +that any form of organisation was based on _"authoritarianism"_ and, +consequently, it did not really matter **how** that _"authority"_ was +constituted. Thus Marxism's agnostic attitude to the patterns of domination +and subordination within society was used to justify one-man management and +party dictatorship. Indeed, _"Soviet socialist democracy and individual +management and dictatorship are in no way contradictory . . . the will of a +class may sometimes be carried by a dictator, who sometimes does more alone +and is frequently more necessary."_ [Lenin, **Collected Works**, vol. 30, p. +476] + +Like Engels, Lenin defended the principle of authority. The dictatorship of +the Party over the proletariat found its apology in this principle, thoroughly +grounded in the practice of bureaucracy and modern factory production. +Authority, hierarchy, and the need for submission and domination is inevitable +given the current mode of production, they argued. And no foreseeable change +in social relations could ever overcome this blunt necessity. As such, it was +(fundamentally) irrelevant **how** a workplace is organised as, no matter +what, it would be _"authoritarian."_ Thus _"one-man management"_ would be, +basically, the same as worker's self-management via an elected factory +committee. + +For Engels, any form of joint activity required as its _"first condition"_ a +_"dominant will that settles all subordinate questions, whether this will is +represented by a single delegate or a committee charged with the execution of +the resolutions of the majority of persons interested. In either case there is +very pronounced authority."_ Thus the _"necessity of authority, and of +imperious authority at that."_ Collective life, he stressed, required _"a +certain authority, no matter how delegated"_ and _"a certain subordination, +are things which, independently of all social organisation, are imposed upon +us."_ [**The Marx-Engels Reader**, p. 732] + +Lenin was aware of these arguments, even quoting from this essay in his +**State and Revolution**. Thus he was aware that for Engels, collective +decisions meant _"the will of the single individual will always have to +subordinate itself, which means that questions are settled in an authoritarian +way."_ Thus there was no difference if _"they are settled by decision of a +delegate placed at the head of each branch of labour or, if possible, by a +majority vote."_ The more advanced the technology, the greater the +_"despotism"_: _"The automatic machinery of a big factory is much more +despotic than the small capitalist who employ workers ever have been."_ [**Op. +Cit.**, p. 731] Thus Engels had used the modern factory system of mass +production as a direct analogy to argue against the anarchist call for +workers' councils and self-management in production, for workers' autonomy and +participation. Like Engels, Lenin stressed the necessity of central authority +in industry. + +It can be argued that it was this moment that ensured the creation of state +capitalism under the Bolsheviks. This is the moment in Marxist theory when the +turn from economics to technics, from proletarian control to technocracy, from +workers' self-management to appointed state management was ensured. Henceforth +the end of any critique of alienation in mainstream Marxism was assured. +Submission to technique under hierarchical authority effectively prevents +active participation in the social production of values. And there was no +alternative. + +As noted in [section 8](append41.html#app8) of the appendix ["What happened +during the Russian Revolution?"](append41.html)). and [section +H.3.14](secH3.html#sech314), during 1917 Lenin did not favour workers' self- +management of production. He raised the idea of _"workers' control"_ after the +workers spontaneously raised the idea and practice themselves during the +revolution. Moreover, he interpreted that slogan in his own way, placing it +within a statist context and within institutions inherited from capitalism +(see [section H.3.12](secH3.html#sech312)). Once in power, it was +(unsurprisingly) **his** vision of socialism and workers' control that was +implemented, **not** the workers' factory committees. The core of that vision +he repeatedly stressed had been raised **before** the October revolution. + +This vision can be best seen in **The Immediate Tasks of the Soviet +Government**, written by Lenin and published on the 25th of April 1918. This +occurred before the start of the civil war and, indeed, he starts by arguing +that _"[t]hanks to the peace which has been achieved"_ the Bolsheviks had +_"gained an opportunity to concentrate its efforts for a while on the most +important and most difficult aspect of the socialist revolution, namely the +task of organisation."_ The Bolsheviks, who had _"managed to complete the +conquest of power,"_ now faced _"the principal task of convincing people"_ and +doing _"**practical organisational work.**"_ Only when this was done _"will it +be possible to say that Russia **has become** not only a Soviet, but also a +socialist, republic."_ [**The Immediate Tasks of the Soviet Government**, p. 2 +and p. 8] + +Sadly, this _"organisation"_ was riddled with authoritarianism and was +fundamentally top-down in nature. His "socialist" vision was simply state +capitalism (see [section 10](append41.html#app10) of the appendix ["What +happened during the Russian Revolution?"](append41.html)). However, what +interests us here is that his arguments to justify the "socialist" policies he +presented are similar to those put forward by Engels in _"On Authority."_ As +such, we can only reach the following conclusions. Firstly, that the _"state +capitalist"_ vision of socialism imposed upon Russia by the Bolsheviks was +what they had always intended to introduce. It was their limited support for +workers' control in 1917 that was atypical and not part of their tradition, +**not** their policies once in power (as modern day Leninists assert). +Secondly, that this vision had its roots in classical Marxism, specifically +Engels' _"On Authority"_ and the identification of socialism with nationalised +property (see [section H.3.13](secH3.html#sech313) for more on this). + +That Engels diatribe had a negative impact on the development of the Russian +revolution can easily be seen from Lenin's arguments. For example, Lenin +argues that the _"tightening of discipline"_ and _"harmonious organisation"_ +calls _"for coercion -- coercion precisely in the form of dictatorship."_ He +did not object to granting _"individual executives dictatorial power (or +'unlimited' powers)"_ and did not think _"the appointment of individual, +dictators with unlimited power"_ was incompatible with _"the fundamental +principles of the Soviet government."_ After all, _"the history of +revolutionary movements"_ had _"shown"_ that _"the dictatorship of individuals +was very often the expression, the vehicle, the channel of the dictatorship of +revolutionary classes."_ He notes that _"[u]ndoubtably, the dictatorship of +individuals was compatible with bourgeois democracy."_ [**Op. Cit.**, p. 28 +and p. 32] It would be churlish to note that previous revolutionary movements +had not been **socialist** in nature and did not aim to **abolish** classes. +In such cases, the government appointing people with dictatorial powers would +not have harmed the nature of the revolution, which was transferring power +from one minority class to another. + +Lenin mocked the _"exceedingly poor arguments"_ of those who objected, saying +that they _"demand of us a higher democracy than bourgeois democracy and say: +personal dictatorship is absolutely incompatible with your, Bolshevik (i.e. +not bourgeois, **but socialist**) Soviet democracy."_ As the Bolsheviks were +_"not anarchists,"_ he admitted the need _"coercion"_ in the _"transition from +capitalism to socialism,"_ its form being determined _"by the degree of +development of the given revolutionary class, and also by special +circumstances."_ In general, he stressed, there was _"absolutely **no** +contradiction in principle between Soviet (**that is,** socialist) democracy +and the exercise of dictatorial powers by individuals."_ [**Op. Cit.**, pp. +32-3 and p. 33] Which is, of course, sophistry as dictatorship by a few people +in some aspects of live will erode democracy in others. For example, being +subject to the economic power of the capitalist during work harms the +individual and reduces their ability to participate in other aspects of social +life. Why should being subject to "red" bosses be any different? + +In particular, Lenin argued that _"individual dictatorial power"_ was required +because _"large-scale machine industry"_ (which is the _"foundation of +socialism"_) calls for _"absolute and strict **unity of will,** which directs +the joint labours of hundreds, thousands and tens of thousands of people. . . +But how can strict unity of will be ensured? By thousands subordinating their +will to the will of one."_ He reiterated that the _"**unquestioning +subordination** to a single will is absolutely necessary for the success of +processes organised on the pattern of large-scale machine industry."_ The +people must _"**unquestioningly obey the single will** of the leaders of +labour."_ And so it was a case (for the workers, at least) of _"[o]bedience, +and unquestioning obedience at that, during work to the one-man decisions of +Soviet directors, of the dictators elected or appointed by Soviet +institutions, vested with dictatorial powers."_ [**Op. Cit.**, p. 33, p. 34 +and p. 44] + +The parallels with Engels' _"On Authority"_ could not be clearer, as are the +fallacies of Lenin's assertions (see, for example, [section +H.4.4](secH4.html#sech44)). Lenin, like Engels, uses the example of modern +industry to bolster his arguments. Yet the net effect of Lenin's argument was +to eliminate working class economic power at the point of production. Instead +of socialist social relationships, Lenin imposed capitalist ones. Indeed, no +capitalist would disagree with Lenin's workplace regime -- they try to create +such a regime by breaking unions and introducing technologies and techniques +which allow them to control the workers. Unsurprisingly, Lenin also urged the +introduction of two such techniques, namely _"piece-work"_ and _"applying much +of what is scientific and progressive in the Taylor system."_ [**Op. Cit.**, +pp. 23-4] As Trotskyist Tony Cliff reminds us, _"the employers have at their +disposal a number of effective methods of disrupting th[e] unity [of workers +as a class]. Once of the most important of these is the fostering of +competition between workers by means of piece-work systems."_ He notes that +these were used by the Nazis and the Stalinists _"for the same purpose."_ +[**State Capitalism in Russia**, pp. 18-9] Obviously piece-work is different +when Lenin introduces it! Similarly, when Trotsky notes that _"[b]lind +obedience is not a thing to be proud of in a revolutionary,"_ it is somewhat +different when Lenin calls upon workers to do so (or, for that matter, Trotsky +himself when in power -- see [section 6](append44.html#app6) for Trotsky's +radically different perspective on blind obedience of the worker to "his" +state in 1920!). [**Terrorism and Communism**, p. xlvii] + +The **economic** dominance of the bourgeoisie ensures the political +dispossession of the working class. Why expect the introduction of capitalist +social relations in production to have different outcomes just because Lenin +was the head of the government? In the words of libertarian socialist Maurice +Brinton: + +> _ "We hold that the 'relations of production' -- the relations which +individuals or groups enter into with one another in the process of producing +wealth - are the essential foundations of any society. A certain pattern of +relations of production is the common denominator of all class societies. This +pattern is one in which the producer does not dominate the means of production +but on the contrary both is 'separated from them' and from the products of his +own labour. In all class societies the producer is in a position of +subordination to those who manage the productive process. Workers' management +of production -- implying as it does the total domination of the producer over +the productive process -- is not for us a marginal matter. It is the core of +our politics. It is the only means whereby authoritarian (order-giving, order- +taking) relations in production can be transcended and a free, communist or +anarchist, society introduced. + +> + +> "We also hold that the means of production may change hands (passing for +instance from private hands into those of a bureaucracy, collectively owning +them) with out this revolutionising the relations of production. Under such +circumstances -- and whatever the formal status of property \-- the society is +still a class society for production is still managed by an agency other than +the producers themselves. Property relations, in other words, do not +necessarily reflect the: relations of production. They may serve to mask them +-- and in fact they often have."_ [**The Bolsheviks and Workers' Control**, p. +vii-viii] + +The net effect of Lenin's arguments, as anarchist Peter Arshinov noted a few +years later, was that the _"fundamental fact"_ of the Bolshevik revolution was +_"that the workers and the peasant labourers remained within the earlier +situation of 'working classes' -- producers managed by authority from above."_ +He stressed that Bolshevik political and economic ideas may have _"remov[ed] +the workers from the hands of individual capitalists"_ but they _"delivered +them to the yet more rapacious hands of a single ever-present capitalist boss, +the State. The relations between the workers and this new boss are the same as +earlier relations between labour and capital . . . Wage labour has remained +what it was before, expect that it has taken on the character of an obligation +to the State. . . . It is clear that in all this we are dealing with a simple +substitution of State capitalism for private capitalism."_ [**The History of +the Makhnovist Movement**, p. 35 and p. 71] Moreover, Lenin's position failed +to understand that unless workers have power at the point of production, they +will soon loose it in society as a whole. Which, of course, they soon did in +Bolshevik Russia, even in the limited form of electing a "revolutionary" +government. + +So while the causes of the failure of the Russian Revolution were many fold, +the obvious influence of Engels' _"On Authority"_ on the fate of the workers' +control movement should be noted. After all, Engels' argument confuses the +issues that Bakunin and other anarchists were trying to raise (namely on the +nature of the organisations we create and our relationships with others). If, +as Engels' argues, all organisation is _"authoritarian,"_ then does this mean +that there no real difference between organisational structures? Is a +dictatorship just the same as a self-managed group, as they are both +organisations and so both _"authoritarian"_? If so, surely that means the +kinds of organisation we create are irrelevant and what **really** matters is +state ownership? Such logic can only lead to the perspective that working +class self-management of production is irrelevant to socialism and, +unfortunately, the experience of the Russian Revolution tends to suggest that +for mainstream Marxism this is the case. The Bolsheviks imposed distinctly +authoritarian social structures while arguing that they were creating +socialism. + +Like Engels, the Bolsheviks defended the principle of authority. The +dictatorship of the Party over the proletariat in the workplace (and, indeed, +elsewhere) ultimately found its apology in this principle, thoroughly grounded +in the practice of bureaucracy and modern factory production. Authority, +hierarchy, and the need for submission and domination is inevitable, given the +current mode of production, they argued. And, as Engels had stressed, no +foreseeable change in social relations could ever overcome this blunt +necessity. As such, it was (fundamentally) irrelevant for the leading +Bolsheviks **how** a workplace is organised as, no matter what, it would be +_"authoritarian."_ Thus _"one-man management"_ would be, basically, the same +as worker's self-management via an elected factory committee. As Trotsky made +clear in 1920, for the Bolsheviks the _"dictatorship of the proletariat is +expressed in the abolition of private property in the means of production, in +the supremacy over the whole Soviet mechanism of the collective will of the +workers [i.e. the party, which Trotsky cheerfully admits is exercising a +**party** dictatorship], and not at all in the form in which individual +economic enterprises are administered."_ Thus, it _"would be a most crying +error to confuse the question as to the supremacy of the proletariat with the +question of boards of workers at the head of the factories."_ [**Terrorism and +Communism**, p. 162] + +By equating _"organisation"_ with _"authority"_ (i.e. hierarchy) and +dismissing the importance of revolutionising the social relationships people +create between themselves, Engels opened the way for the Bolsheviks' advocacy +of _"one-man management."_ His essay is at the root of mainstream Marxism's +agnostic attitude to the patterns of domination and subordination within +society and was used to justify one-man management. After all, if Engels was +right, then it did not matter **how** the workplace was organised. It would, +inherently, be _"authoritarian"_ and so what mattered, therefore, was who +owned property, **not** how the workplace was run. Perhaps, then, _"On +Authority"_ was a self-fulfilling prophecy -- by seeing any form of +organisation and any form of advanced technology as needing hierarchy, +discipline and obedience, as being "authoritarian,"_ it ensured that +mainstream Marxism became blinded to the key question of **how** society was +organised. After all, if _"despotism"_ was a fact of life within industry +regardless of how the wider society was organised, then it does not matter if +_"one-man management"_ replaces workers' self-management. Little wonder then +that the continued alienation of the worker was widespread long before Stalin +took power and, more importantly, before the civil war started. + +As such, the dubious inheritance of classical Marxism had started to push the +Bolshevik revolution down an authoritarian path and create economic structures +and social relationships which were in no way socialist and, moreover, laid +the foundations for Stalinism. Even if the civil war had not occurred, +capitalist social relationships would have been dominant within "socialist" +Russia -- with the only difference being that rather than private capitalism +it would have been state capitalism. As Lenin admitted, incidentally. It is +doubtful that this state capitalism would have been made to serve _"the whole +people"_ as Lenin naively believed. + +In another way Engels identification of organisation with authority affected +the outcome of the revolution. As **any** form of organisation involved, for +Engels, the domination of individuals and, as such, _"authoritarian"_ then the +nature of the socialist state was as irrelevant as the way workplaces were +run. As both party dictatorship and soviet democracy meant that the individual +was _"dominated"_ by collective decisions, so both were _"authoritarian."_ As +such, the transformation of the soviet state into a party dictatorship did not +fundamentally mean a change for the individuals subject to it. Little wonder +that no leading Bolshevik called the end of soviet democracy and its +replacement by party dictatorship as a "retreat" or even as something to be +worried about (indeed, they all argued the opposite, namely that party +dictatorship was essential and not an issue to be worried about). + +Perhaps this analogy by the SWP's Tony Cliff of the relationship between the +party and the working class provides an insight: + +> _ "In essence the dictatorship of the proletariat **does not** represent a +combination of abstract, immutable elements like democracy and centralism, +independent of time and space. The actual level of democracy, as well as +centralism, depends on three basic factors: 1. the strength of the +proletariat; 2. the material and cultural legacy left to it by the old regime; +and 3. the strength of capitalist resistance. The level of democracy feasible +must be indirect proportion to the first two factors, and in inverse +proportion to the third. The captain of an ocean liner can allow football to +be played on his vessel; on a tiny raft in a stormy sea the level of tolerance +is far lower."_ [**Lenin**, vol. 3, p. 179] + +Ignoring the obvious points (such as comparing working class freedom and +democracy to a game!), we can see shades of Engels in Cliff's words. Let us +not forget that Engels argued that _"a ship on the high seas"_ at a _"time of +danger"_ required _"the necessity of authority, and of imperious authority at +that."_ [**Op. Cit.**, p. 732] Here Cliff is placing the party into the +Captain's role and the workers as the crew. The Captain, in Engels argument, +exercised _"imperious authority."_ In Cliff's, the party decides the freedoms +which working class people are allowed to have -- and so subjects them to its +_"imperious authority."_ + +Little wonder Bolshevism failed. By this simple analogy Cliff shows the +authoritarian essence of Bolshevism and who really has _"all power"_ under +that system. Like the crew and passengers dominated by the will of the +captain, the working class under Leninism will be dominated by the party. It +does not bode well that Cliff thinks that democracy can be _"feasible"_ in +some circumstances, but not others and it is up to those in power (i.e. the +party leaders) to determine when it was. In his rush to justify Bolshevik +party dictatorship in terms of "objective conditions" he clearly forgot his +earlier comments that the _"liberation of the working class can only be +achieved through the action of the working class. Hence one can have a +revolution with more or less violence, with more or less suppression of civil +rights of the bourgeoisie and its hangers-on [a general catch-all category +which, if Bolshevik practice is anything to go by, can include rebel workers, +indeed the whole working class!], with more or less political freedom, but one +**cannot** gave a revolution, as the history of Russia conclusively +demonstratives, without workers' democracy -- even if restricted and +distorted. Socialist advance must be gauged by workers' freedom, by their +power to shape their own destiny . . . Without workers' democracy the +immediate means leads to a very different end, to an end that is prefigured in +these same means."_ [**Op. Cit.**, p. 110] Obviously if Lenin and Trotsky are +the captains of the ship of state, such considerations are less important. +When it is Lenin wielding _"imperious authority"_ then workers' democracy can +be forgotten and the regime remain a _"workers' state"_! + +By ignoring the key issue Bakunin and other anarchists drew attention to by +attacking _"authority"_ (and let us not forget that by that they meant +hierarchical organisations in which power is concentrated at the top in a few +hands -- see [section H.4](secH4.html)), Engels opened up the way of seeing +democratic decision as being less than important. This is **not** to suggest +that Engels favoured dictatorship. Rather we are suggesting that by confusing +two radically different forms of organisation as self-management and hierarchy +he blunted latter Marxists to the importance of participation and collective +decision making from below. After all, if all organisation is +_"authoritarian"_ then it matters little, in the end, how it is structured. +Dictatorship, representative democracy and self-management were all equally +_"authoritarian"_ and so the issues raised by anarchism can safely be ignored +(namely that electing bosses does not equate to freedom). Thus the Bolshevik +willingness to equate their dictatorship with rule by the working class is not +such a surprise after all. + +To conclude, rather than the anti-authoritarians not knowing _"what they are +talking about,"_ _"creating nothing but confusion,"_ _"betraying the movement +of the proletariat"_ and _"serv[ing] the reaction,"_ it was Engels' essay that +aided the Bolshevik counter-revolution and helped, in its own small way, to +lay the foundations for Leninist tyranny and state capitalism. [Engels, **Op. +Cit.**, p. 733] Ultimately, Engels _"On Authority"_ helped give Lenin the +ideological premises by which to undermine workers' economic power during the +revolution and recreate capitalist social relations and call it "socialism." +His ill thought out diatribe had ramifications even he would never have +guessed (but were obvious at the time to libertarians). His use of the modern +factory system to argue against the anarchist call for workers' councils, +federalism and workers' autonomy, for participation, for self-management, +became the basis for re-imposing **capitalist** relations of production in +revolutionary Russia. + +## 4 How did the Bolshevik vision of "democracy" affect the revolution? + +As discussed in [section H.3.2](secH3.html#sech32), Marx and Engels had left +their followers which a contradictory legacy as regards _"socialism from +below."_ On the one hand, their praise for the Paris Commune and its +libertarian ideas pointed to a participatory democracy run from below. On the +other, Marx's comments during the German Revolution in 1850 that the workers +must _"strive for . . . the most determined centralisation of power in the +hands of the state authority"_ because _"the path of revolutionary activity"_ +can "proceed only from the centre"_ suggests a top-down approach. He stressed +that centralisation of power was essential to overcome local autonomy, which +would allow _"every village, every town and every province"_ to put _"a new +obstacle in the path"_ the revolution due to _"local and provincial +obstinacy."_ [**Marx-Engels Reader**, p. 509] + +Building upon this contradictory legacy, Lenin unambiguously stressed the +_"from above"_ aspect of it (see [section H.3.3](secH3.html#sech33) for +details). The only real exception to this perspective occurred in 1917, when +Lenin was trying to win mass support for his party. However, even this support +for democracy from below was always tempered by reminding the reader that the +Bolsheviks stood for centralisation and strong government once they were in +power (see [section 7](append44.html#app7)). + +Once in power, the promises of 1917 were quickly forgotten. Unsurprisingly, +modern day Leninists argue that this was due to the difficult circumstances +facing the Bolsheviks at the time. They argue that the words of 1917 represent +the true democratic vision of Bolshevism. Anarchists are not impressed. After +all, for an idea to be useful it must be practical -- even in "exceptional +circumstances." If the Bolshevik vision is not robust enough to handle the +problems that have affected every revolution then we have to question the +validity of that vision or the strength of commitment its supporters hold it. + +Given this, the question becomes which of these two aspects of Marxism was +considered its "essence" by Lenin and the Bolsheviks. Obviously, it is hard to +isolate the real Bolshevik vision of democracy from the influence of +"objective factors." However, we can get a taste by looking at how the +Bolsheviks acted and argued during the first six months in power. During this +period, the problems facing the revolution were hard but not as bad as those +facing it after the Czech revolt at the end of May, 1918. Particularly after +March, 1918, the Bolsheviks were in a position to start constructive work as +in the middle of that month Lenin claimed that the _"Soviet Government has +triumphed in the Civil War."_ [quoted by Maximoff, **The Guillotine at Work**, +p. 53] + +So the question as to whether the Bolsheviks were forced into authoritarian +and hierarchical methods by the practical necessities of the civil war or +whether all this was inherent in Leninism all along, and the natural product +of Leninist ideology, can be answered by looking at the record of the +Bolsheviks prior to the civil war. From this we can ascertain the effect of +the civil war. And the obvious conclusion is that the record of the initial +months of Bolshevik rule point to a less than democratic approach which +suggests that authoritarian policies were inherent in Leninism and, as such, +pointed the revolution into a path were further authoritarian policies were +not only easy to implement, but had to be as alternative options had been +eliminated by previous policies. Moreover, Bolshevik ideology itself made such +policies easy to accept and to justify. + +As discussed in [section 6](append41.html#app6) of the appendix ["What +happened during the Russian Revolution?"](append41.html),it was during this +period that the Bolsheviks started to gerrymander soviets and disband any they +lost elections to. As we indicate in [section 9](append41.html#app9) of the +appendix ["What happened during the Russian Revolution?"](append41.html), they +undermined the factory committees, stopping them federating and basically +handed the factories to the state bureaucracy. Lenin argued for and +implemented one-man management, piecework, Taylorism and other things +Stalinism is condemned for (see [section 3](append44.html#app3), for example). +In the army, Trotsky disbanded the soldier committees and elected officers by +decree. + +How Trotsky defended this policy of appointing officers is significant. It +mirrors Lenin's argument in favour of appointed one-man management and, as +such, reflects the basic Bolshevik vision of democracy. By looking at his +argument we can see how the Bolshevik vision of democracy fatality undermined +the Russian Revolution and its socialist content. The problems of the civil +war simply deepened the abscess in democracy created by Lenin and Trotsky in +the spring of 1918. + +Trotsky acknowledged that that _"the soldier-workers and soldier-peasants"_ +needed _"to elect commanders for themselves"_ in the Tzarist army _"not [as] +military chiefs, but simply [as] representatives who could guard them against +attacks of counter-revolutionary classes."_ However, in the new Red Army this +was not needed as it was the _"workers' and peasants' Soviets, i.e. the same +classes which compose the army"_ which is building it. He blandly asserted +that _"[h]ere no internal struggle is possible."_ To illustrate his point he +pointed to the trade unions. _"The metal workers,"_ he noted, _"elect their +committee, and the committee finds a secretary, a clerk, and a number of other +persons who are necessary. Does it ever happen that the workers should say: +'Why are our clerks and treasurers appointed, and not elected?' No, no +intelligent workers will say so."_ [**Leon Trotsky Speaks**, p. 112-3] + +Thus in less than six months, Lenin's call in _"State and Revolution"_ that +_"[a]ll officials, without exception, [would be] elected and subject to recall +**at any time**"_ was dismissed as the demand that _"no intelligent workers"_ +would raise! [**Essential Works of Lenin**, p. 302] But, then again, Trotsky +**was** in the process of destroying another apparent _"principle"_ of +Leninism, namely (to quote, like Lenin, Marx) _"the suppression of the +standing army, and the substitution for it of the armed people."_ [quoted by +Lenin, **Op. Cit.**, p. 300] + +Trotsky continues his argument. The Trade union committee, he asserts, would +say _"You yourselves have chosen the committee. If you don't like us, dismiss +us, but once you have entrusted us with the direction of the union, then give +us the possibility of choosing the clerk or the cashier, since we are better +able to judge in the matter than you, and if our way of conducting business is +bad, then throw us out and elect another committee."_ After this defence of +elected dictatorship, he states that the _"Soviet government is the same as +the committee of a trade union. It is elected by the workers and peasants, and +you can at the All-Russian Congress of the Soviets, at any moment you like, +dismiss that government and appoint another."_ Until that happens, he was +happy to urge blind obedience by the sovereign people to their servants: _"But +once you have appointed it, you must give it the right to choose the technical +specialists, the clerks, the secretaries in the broad sense of the word, and +in military affairs, in particular."_ He tried to calm the nerves of those who +could see the obvious problems with this argument by asking whether it was +_"possible for the Soviet government to appoint military specialists against +the interests of the labouring and peasant masses?"_ [**Op. Cit.**, p. 113] + +And the answer to that question is, of course, an empathic yes. Even looking +at his own analogy, namely that of a trade union committee, it is obvious that +an elected body can have interests separate from and in opposition to those +who elected it. The history of trade unionism is full of examples of +committees betraying the membership of the unions. And, of course, the history +of the Soviet government under Lenin and Trotsky (never mind Stalin!) shows +that just because it was once elected by a majority of the working people does +not mean it will act in their best interests. + +Trotsky even went one better. _"The army is now only in the process of +formation,"_ he noted. _"How could the soldiers who have just entered the army +choose the chiefs! Have they have any vote to go by? They have none. And +therefore elections are impossible."_ [**Op. Cit.**, p. 113] If only the Tsar +had thought of that one! If he had, he would still be in power. And, needless +to say, Trotsky did not apply that particular logic to himself. After all, he +had no experience of holding governmental office or building an army (or even +being in combat). Nor did any of the other Bolshevik leaders. By the logic of +his argument, not only should the workers not been allowed to vote for a +soviet government, he and his fellow Bolsheviks should not have assumed power +in 1917. But, clearly, sauce for the goose is definitely **not** sauce for the +gander. + +For all his talk that the masses could replace the Bolsheviks at the All- +Russian Congress of Soviets, Trotsky failed to realise that these proposals +(and other ones like it) ensured that this was unlikely to happen. Even +assuming that the Bolsheviks had not gerrymandered and disbanded soviets, the +fact is that the Bolshevik vision of "democracy" effectively hollowed out the +grassroots participation required to make democracy at the top anything more +than a fig-leaf for party power. He honestly seemed to believe that +eliminating mass participation in other areas of society would have no effect +on the levels of participation in soviet elections. Would people subjected to +one-man management in the workplace and in the army really be truly free and +able to vote for parties which had not appointed their bosses? Could workers +who were disenfranchised economically and socially remain in political power +(assuming you equate voting a handful of leaders into power with _"political +power"_)? And does being able to elect a representative every quarter to the +All-Russian congress really mean that the working class was really in charge +of society? Of course not. + +This vision of top-down "democracy" can, of course, be traced back to Marx's +arguments of 1850 and Lenin's comments that the _"organisational principle of +revolutionary Social-Democracy"_ was _"to proceed from the top downward."_ +(see sections [H.3.2](secH3.html#sech32) and [H.3.3](secH3.html#sech33)). By +equating centralised, top-down decision making by an elected government with +"democracy," the Bolsheviks had the ideological justification to eliminate the +functional democracy associated with the factory committees and soldiers +committees. In place of workers' and soldiers' direct democracy and self- +management, the Bolsheviks appointed managers and officers and justified +because a workers' party was in power. After all, had not the masses elected +the Bolsheviks into power? This became the means by which **real** democracy +was eliminated in area after area of Russian working class life. Needless to +say, a state which eliminates functional democracy in the grassroots will not +stay democratic in any meaningful sense for long. At best, it will be like a +bourgeois republic with purely elections where people elect a party to +misrepresent them every four or so years while real economic, political and +social power rests in the hands of a few. At worse, it would be a dictatorship +with "elections" whose results are known before hand. + +The Leninist vision of "democracy" is seen purely as a means of placing the +party into power. Thus power in society shifts to the top, to the leaders of +the centralised party in charge of the centralised state. The workers' become +mere electors rather than actual controllers of the revolution and are +expected to carry out the orders of the party without comment. In other words, +a decidedly bourgeois vision of "democracy." Anarchists, in contrast, seek to +dissolve power back into the hands of society and empower the individual by +giving them a direct say in the revolution through their workplace and +community assemblies and their councils and conferences. + +This vision was not a new development. Far from it. While, ironically enough, +Lenin's and Trotsky's support for the appointment of officers/managers can be +refuted by looking at Lenin's **State and Revolution**, the fact is that the +undemocratic perspectives they are based on can be found in Lenin's **What is +to be Done?**. This suggests that his 1917 arguments were the aberration and +against the true essence of Leninism, not his and Trotsky's policies once they +were in power (as Leninists like to argue). + +Forgetting that he had argued against _"primitive democracy"_ in **What is to +Be Done?**, Lenin had lambasted the opportunists and "present Kautskyists"_ +for _"repeat[ing] the vulgar bourgeois jeers at 'primitive' democracy."_ Now, +in 1917, it was a case that _"the transition from capitalism to socialism is +**impossible** without some 'reversion' to 'primitive' democracy (how else can +the majority, even the whole population, proceed to discharge state +functions?)"_ [**Op. Cit.**, p. 302] Very true. As Leninism in power showed, +the conscious elimination of _"primitive democracy"_ in the army and workplace +ensured that socialism **was** _"impossible."_ And this elimination was not +justified in terms of "difficult" circumstances but rather in terms of +principle and the inability of working people to manage their own affairs +directly. + +Particularly ironic, given Trotsky's trade union committee analogy was Lenin's +comment that _"Bernstein [the arch revisionist and reformist] combats +'primitive democracy' . . . To prove that 'primitive democracy' is worthless, +Bernstein refers to the experience of the British trade unions, as interpreted +by the Webbs. Seventy years of development . . . convinced the trade unions +that primitive democracy was useless, and they substituted ordinary democracy, +i.e. parliamentarism, combined with bureaucracy, for it."_ Lenin replied that +because the trade unions operated _"**in absolute capitalist slavery**"_ a +_"number of concessions to the prevailing evil, violence, falsehood, exclusion +of the poor from the affairs of the 'higher' administration 'cannot be +avoided.' Under socialism much of the 'primitive' democracy will inevitably be +revived, since, for the first time in history of civilised society, the +**mass** of the population will rise to **independent** participation, not +only in voting and elections, **but also in the everyday administration of +affairs**"_ [**Op. Cit.**, p. 361] Obviously things looked a bit different +once he and his fellow Bolshevik leaders were in power. Then the exclusion of +the poor from the affairs of the _"higher"_ administration was seen as normal +practice, as proven by the practice of the trade unions! And as we note in +[section H.3.8](secH3.html#sech38), this _"exclusion"_ was taken as a key +lesson of the revolution and built into the Leninist theory of the state. + +This development was not unexpected. After all, as we noted in [section +H.5.5](secH5.html#sech55), over a decade before Lenin had been less than +enthralled by _"primitive democracy"_ and more in agreement with Bernstein +than he lets on in **State and Revolution**. In **What is to Be Done?**, he +based his argument for centralised, top-down party organisation on the +experiences of the labour movement in democratic capitalist regimes. He quotes +the same book by the Webb's to defend his position. He notes that _"in the +first period of existence in their unions, the British workers thought it was +an indispensable sign of democracy for all members to do all the work of +managing the unions."_ This involved _"all questions [being] decided by the +votes of all the members"_ and all _"official duties"_ being _"fulfilled by +all the members in turn."_ He dismisses _"such a conception of democracy"_ as +_"absurd"_ and _"historical experience"_ made them _"understand the necessity +for representative institutions"_ and _"full-time professional officials."_ +Ironically, Lenin records that in Russia the _"'primitive' conception of +democracy"_ existed in two groups, the _"masses of the students and workers"_ +and the _"Economists of the Bernstein persuasion."_ [**Op. Cit.**, pp. 162-3] + +Thus Trotsky's autocratic and top-down vision of democracy has its roots +within Leninism. Rather than being forced upon the Bolsheviks by difficult +circumstances, the eroding of grassroots, functional ("primitive") democracy +was at the core of Bolshevism. Lenin's arguments in 1917 were the exception, +not his practice after he seized power. + +This fundamentally undemocratic perspective can be found today in modern +Leninism. As well as defending the Bolshevik dictatorship during the civil +war, modern Leninists support the continuation of party dictatorship after its +end. In particular, they support the Bolshevik repression of the Kronstadt +rebellion (see appendix ["What was the Kronstadt Rebellion?"](append42.html) +for more details). As Trotsky put it in 1937, if the Kronstadt demand for +soviet elections had been implemented then _"to free the soviets from the +leadership [sic!] of the Bolsheviks would have meant within a short time to +demolish the soviets themselves . . . Social-Revolutionary-anarchist soviets +would serve only as a bridge from the proletarian dictatorship [sic!] to +capitalist restoration."_ He generalised this example, by pointing to the +_"experience of the Russian soviets during the period of Menshevik and SR +domination and, even more clearly, the experience of the German and Austrian +soviets under the domination of the Social Democrats."_ [Lenin and Trotsky, +**Kronstadt**, p. 90] Modern day Leninists repeat this argument, failing to +note that they sound like leftist Henry Kissingers (Kissinger, let us not +forget, ensured US aid for Pinochet's coup in Chile and argued that _"I don't +see why we need to stand by and watch a country go communist due to the +irresponsibility of its own people"_). + +Today we have Leninists combining rhetoric about democratic socialism, with +elections and recall, with a mentality which justifies the suppression of +working class revolt because they are not prepared to stand by and watch a +country go capitalist due to the irresponsibility of its own people. Perhaps, +unsurprisingly, previously in 1937 Trotsky expressed his support for the +_"objective necessity"_ of the _"revolutionary dictatorship of a proletarian +party"_ and, two years later, that the _"vanguard of the proletariat"_ must be +_"armed with the resources of the state in order to repel dangers, including +those emanating from the backward layers of the proletariat itself."_ (see +[section H.3.8](secH3.html#sech38)). If only modern day Leninists were as +honest! + +So the Bolshevik contempt for working class self-government still exists. +While few, however, explicitly proclaim the logic of this position (namely +party dictatorship) most defend the Bolsheviks implementing this conclusion in +practice. Can we not conclude that, faced with the same problems the +Bolsheviks faced, these modern day Leninists will implement the same policies? +That they will go from party power to party dictatorship, simply because they +know better than those who elected them on such matters? That answer seems all +too obvious. + +As such, the Bolshevik preference for centralised state power and of +representative forms of democracy involved the substitution of the party for +the class and, consequently, will facilitate the dictatorship **over** the +proletariat when faced with the inevitable problems facing any revolution. As +Bakunin put it, a _"people's administration, according to [the Marxists], must +mean a people's administration by virtue of a small number of representatives +chosen by the people . . . [I]t is a deception which would conceal the +despotism of a governing minority, all the more dangerous because it appears +as a sham expression of the people's will . . . [T]he vast majority, the great +mass of people, would be governed by a privileged minority . . . [of] +**former** workers, who would stop being workers the moment they became rulers +or representatives, and would then come to regard the whole blue-collared +world from governmental heights, and would not represent the people but +themselves and their pretensions."_ So the Marxist state would be _"the reign +of the **scientific mind,** the most aristocratic, despotic, arrogant and +contemptuous of all regimes. There will be a new class, a new hierarchy of +real of bogus learning, and the world will be divided into a dominant, +science-based minority and a vast, ignorant majority. And then let the +ignorant masses beware!"_ [**Michael Bakunin: Selected Writings**, p. 268, pp. +268-9 and p. 266] + +In summary, Trotsky's deeply undemocratic justification for appointing +officers, like Lenin's similar arguments for appointing managers, express the +logic and reality of Bolshevism far better than statements made before the +Bolsheviks seized power and never implemented. Sadly, modern Leninists +concentrate on the promises of the election manifesto rather than the grim +reality of Bolshevik power and its long standing top-down vision of +"democracy." A vision which helped undermine the revolution and ensure its +degeneration into a party dictatorship presiding over a state capitalist +economy. + +## 5 What was the effect of the Bolshevik vision of "socialism"? + +As we discussed in [section H.3.1](secH3.html#sech31), anarchists and most +Marxists are divided not only by **means** but also by **ends**. Simply put, +libertarians and Leninist do **not** have the same vision of socialism. Given +this, anarchists are not surprised at the negative results of the Bolshevik +revolution -- the use of anti-socialist means to attain anti-socialist ends +would obviously have less than desirable results. + +The content of the Bolshevik vision of "socialism" is criticised by anarchists +on two main counts. Firstly, it is a top-down, centralised vision of +"socialism." This can only result in the destruction of working class economic +power at the point of production in favour of centralised bureaucratic power. +Secondly, for Bolshevism nationalisation, **not** workers' self-management, +was the key issue. We will discuss the first issue here and the second in the +following section. + +The Bolshevik vision of "socialism" was inherently centralised and top-down. +This can be seen from the organisational schemas and arguments made by leading +Bolsheviks before and immediately after the Revolution. For example, we +discover Trotsky arguing in March 1918 that workplaces _"will be subject to +policies laid down by the local council of workmen's deputies"_ who, in turn, +had _"their range of discretion . . . limited in turn by regulations made for +each class of industry by the boards or bureaux of the central government."_ +He dismissed Kropotkin's communalist ideas by saying local autonomy was not +_"suited to the state of things in modern industrial society"_ and _"would +result in endless frictions and difficulties."_ As the _"coal from the Donets +basin goes all over Russia, and is indispensable in all sorts of industries"_ +you could not allow _"the organised people of that district [to] do what they +pleased with the coal mines"_ as they _"could hold up all the rest of +Russia."_ [contained in Al Richardson (ed.), **In Defence of the Russian +Revolution**, p. 186] + +Lenin repeated this centralised vision in June of that year, arguing that +_"Communism requires and presupposes the greatest possible centralisation of +large-scale production throughout the country. The all-Russian centre, +therefore, should definitely be given the right of direct control over all the +enterprises of the given branch of industry. The regional centres define their +functions depending on local conditions of life, etc., in accordance with the +general production directions and decisions of the centre."_ He continued by +explicitly arguing that _"[t]o deprive the all-Russia centre of the right to +direct control over all the enterprises of the given industry . . . would be +regional anarcho-syndicalism, and not communism."_ [Marx, Engels and Lenin, +**Anarchism and Anarcho-Syndicalism**, p. 292] + +Thus the Bolshevik economic ideal was centralised and top-down. This is not +unsurprising, as Lenin had promised precisely this when the Bolsheviks got +into power. As in the Bolshevik party itself, the lower organs were controlled +by the higher ones (and as we will discuss, these higher ones were not +directly elected by the lower ones). The problems with this vision are many +fold. + +Firstly, to impose an "ideal" solution would destroy a revolution \-- the +actions and decisions (**including what others may consider mistakes**) of a +free people are infinitely more productive and useful than the decisions and +decrees of the best central committee. Moreover, a centralised system by +necessity is an imposed system (as it excludes by its very nature the +participation of the mass of the people in determining their own fate). Thus +**real** socialisation must proceed from below, reflecting the real +development and desires of those involved. Centralisation can only result in +replacing socialisation with nationalisation and the elimination of workers' +self-management with hierarchical management. Workers' again would be reduced +to the level of order-takers, with control over their workplaces resting not +in their hands but in those of the state. + +Secondly, Trotsky seems to think that workers at the base of society would be +so unchanged by a revolution that they would hold their fellow workers ransom. +And, moreover, that other workers would let them. That, to say the least, +seems a strange perspective. But not as strange as thinking that giving +extensive powers to a central body will **not** produce equally selfish +behaviour (but on a wider and more dangerous scale). The basic fallacy of +Trotsky's argument is that the centre will not start to view the whole economy +as its property (and being centralised, such a body would be difficult to +effectively control). Indeed, Stalin's power was derived from the state +bureaucracy which ran the economy in its own interests. Not that did not +suddenly arise with Stalin. It was a feature of the Soviet system from the +start. Samuel Farber, for example, notes that, _"in practice, [the] +hypercentralisation [pursued by the Bolsheviks from early 1918 onwards] turned +into infighting and scrambles for control among competing bureaucracies"_ and +he points to the _"not untypical example of a small condensed milk plant with +few than 15 workers that became the object of a drawn-out competition among +six organisations including the Supreme Council of National Economy, the +Council of People's Commissars of the Northern Region, the Vologda Council of +People's Commissars, and the Petrograd Food Commissariat."_ [**Before +Stalinism**, p. 73] + +In other words, centralised bodies are not immune to viewing resources as +their own property and doing as they please with it. Compared to an individual +workplace, the state's power to enforce its viewpoint against the rest of +society is considerably stronger and the centralised system would be harder to +control. The requirements of gathering and processing the information required +for the centre to make intelligent decisions would be immense, thus provoking +a large bureaucracy which would be hard to control and soon become the +**real** power in the state. A centralised body, therefore, effectively +excludes the mass participation of the mass of workers -- power rests in the +hands of a few people which, by its nature, generates bureaucratic rule. If +that sounds familiar, it should. It is precisely what **did** happen in +Lenin's Russia and laid the basis for Stalinism. + +Thirdly, to eliminate the dangers of workers' self-management generating +"propertarian" notions, the workers' have to have their control over their +workplace reduced, if not eliminated. This, by necessity, generates bourgeois +social relationships and, equally, appointment of managers from above (which +the Bolsheviks did embrace). Indeed, by 1920 Lenin was boasting that in 1918 +he had _"pointed out the necessity of recognising the dictatorial authority of +single individuals for the pursue of carrying out the Soviet idea"_ and even +claimed that at that stage _"there were no disputes in connection with the +question"_ of one-man management. [quoted by Brinton, **Op. Cit.**, p. 65] +While the first claim is true (Lenin argued for one-man management appointed +from above before the start of the Civil War in May 1918) the latter one is +not true (excluding anarchists, anarcho-syndicalists and Maximalists, there +were also the dissent _"Left Communists"_ in the Bolshevik party itself). + +Fourthly, centralism was not that efficient. The central bodies the Bolsheviks +created had little knowledge of the local situation and often gave orders that +contradicted each other or had little bearing to reality, so encouraging +factories to ignore the centre: _"it seems apparent that many workers +themselves . . . had now come to believe . . . that confusion and anarchy +[sic!] **at the top** were the major causes of their difficulties, and with +some justification. The fact was that Bolshevik administration was chaotic . . +. Scores of competitive and conflicting Bolshevik and Soviet authorities +issued contradictory orders, often brought to factories by armed Chekists. The +Supreme Economic Council. . . issu[ed] dozens of orders and pass[ed] countless +directives with virtually no real knowledge of affairs."_ [William G. +Rosenberg, **Russian Labour and Bolshevik Power**, p. 116] The Bolsheviks, as +Lenin had promised, built from the top-down their system of _"unified +administration"_ based on the Tsarist system of central bodies which governed +and regulated certain industries during the war. [Brinton, **Op. Cit.**, p. +36] This was very centralised and very inefficient (see [section +7](append44.html#app7) for more discussion). + +Moreover, having little real understanding of the circumstances on the ground +they could not compare their ideological assumptions and preferences to +reality. As an example, the Bolshevik idea that "big" was automatically "more +efficient" and "better" had a negative impact on the revolution. In practice, +as Thomas F. Remington notes, this simply resulted generated waste: + +> _ "The waste of scare materials at [the giant] Putilov [plant] was indeed +serious, but not only political unrest had caused it. The general shortage of +fuel and materials in the city took its greatest toll on the largest +enterprises, whose overhead expenditures for heating the plant and firing the +furnaces were proportionally greater than those for smaller enterprises. This +point -- explained by the relative constant proportions among needed inputs to +producers at any given point in time -- only was recognised latter. Not until +1919 were the regime's leaders prepared to acknowledge that small enterprises, +under the conditions of the time, might be more efficient in using resources: +and not until 1921 did a few Bolsheviks theorists grasp the economic reasons +for this apparent violation of their standing assumption that larger units +were inherently more productive. Thus not only were the workers accused of +politically motivated resistance, but the regime blamed them for the effects +of circumstances which the workers had no control."_ [**Building Socialism in +Bolshevik Russia**, p. 106] + +All in all, the Bolshevik vision of socialism was a disaster. Centralism was a +source of massive economic mismanagement and, moreover, bureaucratisation from +the start. As anarchists had long predicted. As we discuss in [section +12](append41.html#app12) of the appendix ["What happened during the Russian +Revolution?"](append41.html), there was an alternative in the form of the +factory committees and the federation. Sadly this was not part of the +Bolshevik vision. At best they were tacked onto this vision as a (very) junior +partner (as in 1917) or they were quickly marginalised and then dumped when +they had outlived their usefulness in securing Bolshevik power (as in 1918). + +While some Leninists like to paint the economic policies of the Bolsheviks in +power as being different from what they called for in 1917, the truth is +radically different. For example, Tony Cliff of the UK's "Socialist Workers +Party" asserts, correctly, that in April 1918 the _"defence of state +capitalism constituted the essence of his economic policy for this period."_ +However, he also states that this was _"an entirely new formulation,"_ which +was not the case in the slightest. [Cliff, **Op. Cit.**, p. 69] As Lenin +himself acknowledged. + +Lenin had always confused state capitalism with socialism. _"State +capitalism,"_ he wrote, _"is a complete **material** preparation for +socialism, the threshold of socialism, a rung on the ladder of history between +which and the rung called socialism **there are no gaps.**"_ He argued that +socialism _"is nothing but the next step forward from state capitalist +monopoly. In other words, Socialism is merely state capitalist monopoly **made +to benefit the whole people**; by this token it **ceases** to be capitalist +monopoly."_ [**The Threatening Catastrophe and how to avoid it**, p. 38 and p. +37] This was in May, 1917. A few months latter, he was talking about how the +institutions of state capitalism could be taken over and used to create +socialism (see [section H.3.12](secH3.html#sech312)). Unsurprisingly, when +defending Cliff's _"new formulation"_ against the _"Left Communists"_ in the +spring of 1918 he noted that he gave his _"'high' appreciation of state +capitalism"_ _"**before** the Bolsheviks seized power."_ [**Selected Works**, +vol. 2, p. 636] + +And, indeed, his praise for state capitalism and its forms of social +organisation can be found in his **State and Revolution**: + +> _ "the **post-office** [is] an example of the socialist system . . . At +present . . . [it] is organised on the lines of a state **capitalist** +monopoly. Imperialism is gradually transforming all trusts into organisations +of a similar type . . . the mechanism of social management is here already to +hand. Overthrow the capitalists . . . Our immediate object is to organise the +**whole** of national economy on the lines of the postal system . . . It is +such a state, standing on such an economic basis, that we need."_ [**Essential +Works of Lenin**, pp. 307-8] + +Given this, Lenin's rejection of the factory committee's model of socialism +comes as no surprise (see [section 10](append41.html#app10) of the appendix +["What happened during the Russian Revolution?"](append41.html) for more +details). As we noted in [section H.3.14](secH3.html#sech314), rather than +promote workers' control, Lenin effectively undermined it. Murray Bookchin +points out the obvious: + +> _ "In accepting the concept of worker's control, Lenin's famous decree of +November 14, 1917, merely acknowledged an accomplished fact; the Bolsheviks +dared not oppose the workers at this early date. But they began to whittle +down the power of the factory committees. In January 1918, a scant two months +after 'decreeing' workers' control, Lenin began to advocate that the +administration of the factories be placed under trade union control. The story +that the Bolsheviks 'patiently' experimented with workers' control, only to +find it 'inefficient' and 'chaotic,' is a myth. Their 'patience' did not last +more than a few weeks. Not only did Lenin oppose direct workers' control +within a matter of weeks . . . even union control came to an end shortly after +it had been established. By the summer of 1918, almost all of Russian industry +had been placed under bourgeois forms of management."_ [**Post-Scarcity +Anarchism**, pp. 200-1] + +Significantly, even his initial vision of workers' control was hierarchical, +centralised and top-down. In the workplace it was to be exercised by factory +committees. The _"higher workers' control bodies"_ were to be _"composed of +representatives of trade unions, factory and office workers' committees, and +workers' co-operatives."_ The decisions of the lower bodies _"may be revoked +only by higher workers' control bodies."_ [quoted by Cliff, **Op. Cit.**, p. +10] As Maurice Brinton notes: + +> _ "there [was] . . . a firm hierarchy of control organs . . . each Committee +was to be responsible to a 'Regional Council of Workers' Control', +subordinated in turn to an 'All-Russian Council of Workers' Control'. The +composition of these higher organs was decided by the Party. + +> + +> "The trade unions were massively represented in the middle and higher strata +of this new pyramid of 'institutionalised workers' control.' For instance the +All-Russian Council of Workers' Control was to consist of 21 +'representatives': 5 from the All-Russian Central Executive Committee of the +Soviets, 5 from the Executive of the All-Russian Council of Trade Unions, 5 +from the Association of Engineers and Technicians, 2 from the Association of +Agronomists, 2 from the Petrograd Trade Union Council, 1 from each All-Russian +Trade Union Federation numbering fewer than 100,000 members (2 for Federations +of over this number)... and 5 from the All-Russian Council of Factory +Committees! The Factory Committees often under anarcho-syndicalist influence +had been well and truly 'cut down to size'."_ [**Op. Cit.**, p. 18] + +As we note in [section 10](append41.html#app10) of the appendix ["What +happened during the Russian Revolution?"](append41.html), this was a conscious +preference on Lenin's part. The factory committees had started to federate, +creating their own institutional framework of socialism based on the workers +own class organisation. Lenin, as he had explained in 1917, favoured using the +institutions created by _"state capitalism"_ and simply tacked on a form of +_"workers' control"_ distinctly at odds with the popular usage of the +expression. He **rejected** the suggestions of factory committees themselves. +The Supreme Economic Council, established by the Soviet government, soon +demonstrated how to really mismanage the economy. + +As such, the economic developments proposed by Lenin in early 1918 and onwards +were **not** the result of the specific problems facing the Russian +revolution. The fact is while the dire problems facing the Russian revolution +undoubtedly made many aspects of the Bolshevik system worse, they did not +create them. Rather, the centralised, bureaucratic and top-down abuses +Leninists like to distance themselves from where, in fact, built into Lenin's +socialism from the start. A form of socialism Lenin and his government +explicitly favoured and created in opposition to other, authentically +proletarian, versions. + +The path to state capitalism was the one Lenin wanted to trend. It was not +forced upon him or the Bolsheviks. And, by re-introducing wage slavery (this +time, to the state) the Bolshevik vision of socialism helped undermine the +revolution, workers' power and, sadly, build the foundations of Stalinism. + +## 6 How did Bolshevik preference for nationalisation affect the revolution? + +As noted in the [last section](append44.html#app5), unlike anarchism, for +Bolshevism nationalisation, **not** workers' self-management, was the key +issue in socialism. As noted in [section 3](append44.html#app3), Lenin had +proclaimed the necessity for appointed one-man managers and implementing +_"state capitalism"_ in April 1918. Neither policy was thought to harm the +socialist character of the regime. As Trotsky stressed in 1920, the decision +to place a manager at the head of a factory instead of a workers' collective +had no political significance: + +> _ "It would be a most crying error to confuse the question as to the +supremacy of the proletariat with the question of boards of workers at the +head of factories. The dictatorship of the proletariat is expressed in the +abolition of private property in the means of production, in the supremacy of +the collective will of the workers and not at all in the form in which +individual economic organisations are administered."_ [**Terrorism and +Communism**, p. 162] + +Nor was this considered a bad thing or forced upon the Bolsheviks as a result +of terrible circumstances. Quite the reverse: _"I consider if the civil war +had not plundered our economic organs of all that was strongest, most +independent, most endowed with initiative, we should undoubtedly have entered +the path of one-man management in the sphere of economic administration much +sooner and much less painfully."_ [**Op. Cit.**, pp. 162-3] As discussed in +the [previous section](append44.html#app5), this evaluation fits perfectly +into Bolshevik ideology and practice before and after they seized power. One +can easily find dozens of quotations from Lenin expressing the same idea. + +Needless to say, Trotsky's _"collective will of the workers"_ was simply a +euphemism for the Party, whose dictatorship **over** the workers Trotsky +glibly justified: + +> _ "We have more than once been accused of having substituted for the +dictatorship of the Soviets the dictatorship of the party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only by means of the dictatorship of the party. It is thanks to the . . . +party . . . [that] the Soviets . . . [became] transformed from shapeless +parliaments of labour into the apparatus of the supremacy of labour. In this +'substitution' of the power of the party for the power of the working class +there is nothing accidental, and in reality there is no substitution at all. +The Communists express the fundamental interests of the working class."_ +[**Op. Cit.**, p. 109] + +While Trotsky's honesty on this matter is refreshing (unlike his followers +today who hypocritically talk about the "leadership" of the Bolshevik party) +we can say that this was a **fatal** position to take. Indeed, for Trotsky +**any** system (including the militarisation of labour) was acceptable as the +key _"differences . . . is defined by a fundamental test: who is in power?"_ +\-- the capitalist class or the proletariat (i.e. the party) [**Op. Cit.**, +pp. 171-2] Thus working class control over their own affairs was of little +importance: _"The worker does not merely bargain with the Soviet State; no, he +is subordinated to the Soviet State, under its orders in every direction -- +for it is **his** State."_ [**Op. Cit.**, p. 168] This, of course, echoed his +own arguments in favour of appointment (see [section 4](append44.html#app4)) +**and** Lenin's demands for the _"exercise of dictatorial powers by +individuals"_ in the workplace (see [section 3](append44.html#app3)) in early +1918. Cornelius Castoriadis points out the obvious: + +> _ "The role of the proletariat in the new State was thus quite clear. It was +that of enthusiastic and passive citizens. And the role of the proletariat in +work and in production was no less clear. On the whole, it was the same as +before -- under capitalism -- except that workers of 'character and capacity' +[to quote Trotsky] were to be chosen to replace factory managers who had +fled."_ [**The Role of the Bureaucracy in the birth of the Bureaucracy**, p. +99] + +Trotsky's position, it should be noted, remained consistent. In the early +1930s he argued (in respect to Stalin's regime) that _"anatomy of society is +determined by its economic relations. So long as the forms of property that +have been created by the October Revolution are not overthrown, the +proletariat remains the ruling class."_ [**The Class Nature of The Soviet +State**] Obviously, if the prime issue is property and not who **manages** the +means of production (or even _"the state"_) then having functioning factory- +committees becomes as irrelevant as having democratic soviets when determining +whether the working class is in power or not. + +(As an aside, we should not by that surprised that Trotsky could think the +workers were the _"ruling class"_ in the vast prison-camp which was Stalin's +USSR, given that he thought the workers were the _"ruling class"_ when he and +Lenin headed the Bolshevik party dictatorship! Thus we have the strange +division Leninists make between Lenin's dictatorship and Stalin's (and those +of Stalin's followers). When Lenin presides over a one-party dictatorship, +breaks up strikes, bans political parties, bans Bolshevik factions, and +imprisons and shoots political dissidents these are all regrettable but +necessary steps in the protection of the "proletarian state." When Stalin does +the exact same thing, a few years later, they are all terrible examples of the +deformation of this same "proletarian state"!) + +For anarchists (and other libertarian socialists) this was and is nonsense. +Without workers' self-management in production, socialism cannot exist. To +focus attention of whether individuals own property or whether the state does +is fundamentally a red-herring. Without workers' self-management of +production, private capitalism will simply have been replaced by **state** +capitalism. As one anarchist active in the factory committee movement argued +in January, 1918, it is _"not the liberation of the proletariat when many +individual plunders are changed for one very powerful plunder -- the state. +The position of the proletariat remains the same."_ Therefore, _"[w]e must not +forget that the factory committees are the nuclei of the future socialist +order"_ nor must we forget _"that the state . . . will try to maintain its own +interests at the expense of the interests of the workers. There is no doubt +that we will be witnesses of a great conflict between the state power in the +centre and the organisations composed exclusively of workers which are found +in the localities."_ He was proved right. Instead of centralised the Bolshevik +vision of state capitalism, the anarchists argued that factory committees _"be +united on the basic of federalism, into industrial federations . . . [and] +poly-industrial soviets of national economy."_ Only in that way could **real** +socialism be created. [quoted by Frederick I. Kaplan, **Bolshevik Ideology and +the Ethics of Soviet Labour**, p. 163 and p. 166] (see [section +7](append41.html#app7) of the appendix ["What happened during the Russian +Revolution?"](append41.html) for more on the factory committee movement). + +The reason is obvious. It is worth quoting Cornelius Castoriadis at length on +why the Bolshevik system was doomed to failure: + +> _ "So we end up with the uncontested power of managers in the factories, and +the Party's exclusive 'control' (in reality, what kind of control was it, +anyway?). And there was the uncontested power of the Party over society, +without any control. From that point on, nobody could prevent these two powers +from merging, could anyone stop the two strata embodying them from merging, +nor could the consolidation of an irremovable bureaucracy ruling over all +sectors of social life be halted. The process may have been accelerated or +magnified by the entry of non-proletarian elements into the Party, as they +rushed to jump on the bandwagon. But this was a consequence, and not a cause, +of the Party's orientation . . . + +> + +> "Who is to manage production . . .? . . . the correct answer [is] the +collective organs of labouring people. What the party leadership wanted, what +it had already imposed -- and on this point there was no difference between +Lenin and Trotsky \-- was a hierarchy directed from above. We know that this +was the conception that triumphed. We know, too, where this 'victory' led . . +. + +> + +> "In all Lenin's speeches and writings of this period, what recurs again and +again like an obsession is the idea that Russia ought to learn from the +advanced capitalist countries; that there are not a hundred and one different +ways of developing production and labour productivity if one wants to emerge +from backwardness and chaos; that one must adopt capitalist methods of +'rationalisation' and management as well as capitalist forms of work +'incentives.' All these, for Lenin, are just 'means' that apparently could +freely be placed in the service of a radically different historical end, the +building of socialism. + +> + +> "Thus Trotsky, when discussing the merits of militarism, came to separate +the army itself, its structure and its methods, from the social system it +serves. What is criticisable in bourgeois militarism and in the bourgeois +army, Trotsky says in substance, is that they are in the service of the +bourgeoisie. Except for that, there is nothing in them to be criticised. The +sole difference, he says, lies in this: '**Who is in power**?' Likewise, the +dictatorship of the proletariat is not expressed by the 'form in which +individual economic enterprises are administered.' + +> + +> "The idea that like means cannot be placed indifferently into the service of +different ends; that there is an intrinsic relationship between the +instruments used and the result obtained; that, especially, neither the army +nor the factory are simple 'means' or 'instruments,' but social structures in +which are organised two fundamental aspects of human relations (production and +violence); that in them can be seen in condensed form the essential expression +of the type of social relations that characterise an era -- this idea, though +perfectly obvious and banal for Marxists, was totally 'forgotten.' It was just +a matter of developing production, using proven methods and structures. That +among these 'proofs' the principal one was the development of capitalism as a +social system and that a factory produces not so much cloth or steel but +proletariat and capital were facts that were utterly ignored. + +> + +> "Obviously, behind this 'forgetfulness' is hidden something else. At the +time, of course, there was the desperate concern to revive production as soon +as possible and to put a collapsing economy back on its feet. This +preoccupation, however, does not fatally dictate the choice of 'means.' If it +seemed obvious to Bolshevik leaders that the sole effective means were +capitalist ones, it was because they were imbued with the conviction that +capitalism was the only effective and rational system of production. Faithful +in this respect to Marx, they wanted to abolish private property and market +anarchy, but not the type of organisation capitalism had achieved at the point +of production. They wanted to modify the **economy,** not the relations +between people at work or the nature of labour itself. + +> + +> "At a deeper level still, their philosophy was to develop the forces of +production. Here too they were the faithful inheritors of Marx -- or at least +one side of Marx, which became the predominant one in his mature writings. The +development of the forces of production was, if not the ultimate goal, at any +rate the essential means, in the sense that everything else would follow as a +by-product and that everything else had to be subordinated to it. . . + +> + +> "To manage the work of others -- this is the beginning and the end of the +whole cycle of exploitation. The 'need' for a specific social category to +manage the work of others in production (and the activity of others in +politics and in society), the 'need' for a separate business management and +for a Party to rule the State -- this is what Bolshevism proclaimed as soon as +it seized power, and this is what it zealously laboured to impose. We know +that it achieved its ends. Insofar as ideas play a role in the development of +history \-- and, **in the final analysis**, they play an enormous role -- the +Bolshevik ideology (and with it, the Marxist ideology lying behind it) was a +decisive factor in the birth of the Russian bureaucracy."_ [**Op. Cit.**, pp. +100-4] + +Therefore, we _"may therefore conclude that, contrary to the prevailing +mythology, it was not in 1927, or in 1923, or even in 1921 that the game was +played and lost, but much earlier, during the period from 1918 to 1920. . . . +[1921 saw] the beginning of the reconstruction of the productive apparatus. +This reconstruction effort, however, was already firmly set in the groove of +bureaucratic capitalism."_ [**Op. Cit.**, p. 99] In this, they simply followed +the economic ideas Lenin had expounded in 1917 and 1918, but in an even more +undemocratic way. Modern-day Leninism basically takes the revolutionised +Russia of the Bolsheviks and, essentially, imposes upon it a more democratic +form of government rather than Lenin's (and then Stalin's). Anarchists, +however, still oppose the economy. + +Ironically, proof that libertarians are right on this issue can be found in +Trotsky's own work. In 1936, he argued that the _"demobilisation of the Red +Army of five million played no small role in the formation of the bureaucracy. +The victorious commanders assumed leading posts in the local Soviets, in +economy, in education, and they persistently introduced everywhere that regime +which had ensured success in the civil war. Thus on all sides the masses were +pushed away gradually from actual participation in the leadership of the +country."_ [**The Revolution Betrayed**] Needless to say, he failed to note +who had abolished the election of commanders in the Red Army in March 1918, +namely himself (see [section 4](append44.html#app4)). Similarly, he failed to +note that the _"masses"_ had been _"pushed . . . from actual participation in +the leadership of the country"_ well before the end of the civil war and that, +at the time, he was not concerned about it. Equally, it would be churlish to +note that back in 1920 he thought that _"'Military' qualities . . . are valued +in every sphere. It was in this sense that I said that every class prefers to +have in its service those of its members who, other things being equal, have +passed through the military school . . . This experience is a great and +valuable experience. And when a former regimental commissary returns to his +trade union, he becomes not a bad organiser."_ [**Terrorism and Communism**, +p. 173] + +In 1937 Trotsky asserted that _"liberal-anarchist thought closes its eyes to +the fact that the Bolshevik revolution, with all its repressions, meant an +upheaval of social relations in the interests of the masses, whereas Stalin's +Thermidorian upheaval accompanies the reconstruction of Soviet society in the +interest of a privileged minority."_ [Trotsky, **Stalinism and Bolshevism**] +Yet Stalin's _"upheaval"_ was built upon the social relations created when +Lenin and Trotsky held power. State ownership, one-man management, and so on +where originally advocated and implemented by Lenin and Trotsky. The +bureaucracy did not have to expropriate the working class economically -- +"real" Bolshevism had already did so. Nor can it be said that the social +relations associated with the political sphere had fundamentally changed under +Stalin. He had, after all, inherited the one-party state from Lenin and +Trotsky. In a nutshell, Trotsky is talking nonsense. + +Simply put, as Trotsky himself indicates, Bolshevik preference for +nationalisation helped ensure the creation and subsequent rise of the +Stalinist bureaucracy. Rather than be the product of terrible objective +circumstances as his followers suggest, the Bolshevik state capitalist +economic system was at the heart of their vision of what socialism was. The +civil war simply brought the underlying logic of vision into the fore. + +## 7 How did Bolshevik preference for centralism affect the revolution? + +The next issue we will discuss is centralisation. Before starting, it is +essential that it be stressed that anarchists are **not** against co-ordinated +activity and organisation on a large scale. Anarchists stress the need for +federalism to meet the need for such work (see [section +A.2.9](secA2.html#seca29), for example). As such, our critique of Bolshevik +centralism is **not** a call for "localism" or isolation (as many Leninists +assert). Rather, it is a critique of **how** the social co-operation essential +for society will be conducted. Will it be in a federal (and so bottom-up) way +or will it be in a centralised (and so top-down) way? + +It goes almost without saying that Bolshevik ideology was centralist in +nature. Lenin repeatedly stressed the importance of centralisation, arguing +constantly that Marxism was, by its very nature, centralist (and top-down -- +[section H.3.3](secH3.html#sech33)). Long before the revolution, Lenin had +argued that within the party it was a case of _"the transformation of the +power of ideas into the power of authority, the subordination of lower Party +bodies to higher ones."_ [**Collected Works**, vol. 7, p. 367] Such visions of +centralised organisation were the model for the revolutionary state. In 1917, +he repeatedly stressed that after it the Bolsheviks would be totally in favour +of _"centralism"_ and _"strong state power."_ [Lenin, **Selected Works**, vol. +2, p. 374] Once in power, they did not disappoint. + +Anarchists argue that this prejudice in favour of centralisation and +centralism is at odds with Leninist claims to be in favour of mass +participation. It is all fine and well for Trotskyist Tony Cliff to quote +Lenin arguing that under capitalism the _"talent among the people"_ is +_"merely suppressed"_ and that it _"must be given an opportunity to display +itself"_ and that this can _"save the cause of socialism,"_ it is something +else for Lenin (and the Leninist tradition) to favour organisational +structures that allow that to happen. Similarly, it is fine to record Lenin +asserting that _"living, creative socialism is the product of the masses +themselves"_ but it is something else to justify the barriers Leninist +ideology placed in the way of it by its advocacy of centralism. [quoted by +Tony Cliff, **Lenin**, vol. 3, p. 20 and p. 21] + +The central contradiction of Leninism is that while it (sometimes) talks about +mass participation, it has always prefers an organisational form (centralism) +which hinders, and ultimately destroys, the participation that **real** +socialism needs. + +That centralism works in this way should come as no surprise. After all, it +based on centralising power at the top of an organisation and, consequently, +into a few hands. It was for this precise reason that **every** ruling class +in history has utilised centralisation against the masses. As we indicated in +[section B.2.5](secB2.html#secb25), centralisation has always been the tool of +minority classes to disempower the masses. In the American and French +revolutions, centralisation of state power was the means used to destroy the +revolution, to take it out off the hands of the masses and concentrate it into +the hands of a minority. In France: + +> _ "From the moment the bourgeoisie set themselves against the popular stream +they were in need of a weapon that could enable them to resist pressure from +the bras nus [working people]; they forced one by strengthening the central +power . . . [This was] the formation of the state machinery through which the +bourgeoisie was going to enslave the proletariat. Here is the centralised +state, with its bureaucracy and police . . . [it was] a conscious attempt to +reduce . . . the power of the people."_ [Daniel Guerin, **Class Struggle in +the First French Republic**, p. 176] + +The reason is not hard to understand -- mass participation and class society +do not go together. Thus, _"the move towards bourgeois dictatorship"_ saw +_"the strengthening of the central power against the masses."_ [Guerin, **Op. +Cit.**, pp. 177-8] _"To attack the central power,"_ argued Kropotkin, _"to +strip it of its prerogatives, to decentralise, to dissolve authority, would +have been to abandon to the people the control of its affairs, to run the risk +of a truly popular revolution. That is why the bourgeoisie sought to reinforce +the central government even more."_ [**Words of a Rebel**, p. 143] + +Can we expect a similar concentration of the central power under the +Bolsheviks to have a different impact? And, as discussed in appendix ["What +happened during the Russian Revolution?"](append41.html) we find a similar +marginalisation of the working class from its own revolution. Rather than +being actively participating in the transformation of society, they were +transformed into spectators who simply were expected to implement the +decisions made by the Bolsheviks on their behalf. Bolshevik centralisation +quickly ensured the disempowerment of working class people. Unsurprisingly +enough, given its role in class society and in bourgeois revolutions. + +In this section of the FAQ, we will indicate why this process happened, why +Bolshevik centralisation undermined the socialist content of the revolution in +favour of new forms of oppression and exploitation. + +Therefore, anarchists argue, centralism cannot help but generate minority +rule, not a classless society. Representative, and so centralised, democracy, +argued Malatesta, _"substitutes the will of a few for that of all . . . and in +the name of a fictitious collective interest, rides roughshod over every real +interests, and by means of elections and the vote, disregards the wishes of +each and everyone."_ [**Life and Ideas**, p. 147] + +This is rooted in the nature of the system, for democracy does not mean, in +practice, _"rule by all the people."_ Rather, as Malatesta pointed out, it +_"would be closer to the truth to say 'government of the majority of the +people."_ And even this is false, as _"it is never the case that the +representatives of the majority of the people are in the same mind on all +questions; it is therefore necessary to have recourse again to the majority +system and thus we will get closer still to the truth with 'government of the +majority of the elected by the majority of the electors.'"_ This, obviously, +_"is already beginning to bear a strong resemblance to minority government."_ +And so, _"it is easy to understand what has already been proven by universal +historical experience: even in the most democratic of democracies it is always +a small minority that rules and imposes its will and interests by force."_ And +so centralism turns democracy into little more than picking masters. +Therefore, anarchists argue, _"those who really want 'government of the +people' . . . must abolish government."_ [**The Anarchist Revolution**, p. 78] + +The Russian Revolution is a striking confirmation of this libertarian +analysis. By applying centralism, the Bolsheviks disempowered the masses and +concentrated power into the hands of the party leadership. This places power +in a distinct social class and subject to the pervasive effects of their +concrete social circumstances within their institutional position. As Bakunin +predicted with amazing accuracy: + +> _ "The falsehood of the representative system rests upon the fiction that +the executive power and the legislative chamber issuing from popular elections +must, or even can for that matter, represent the will of the people . . . the +instinctive aims of those who govern . . . are, because of their exceptional +position diametrically opposed to the instinctive popular aspirations. +Whatever their democratic sentiments and intentions may be, viewing society +from the high position in which they find themselves, they cannot consider +this society in any other way but that in which a schoolmaster views the +pupils. And there can be no equality between the schoolmaster and the pupils. +. . Whoever says political power says domination. And where domination exists, +a more or less considerable section of the population is bound to be dominated +by others. . . those who do the dominating necessarily must repress and +consequently oppress those who are subject to the domination . . . [This] +explains why and how men who were democrats and rebels of the reddest variety +when they were a part of the mass of governed people, became exceedingly +moderate when they rose to power. Usually these backslidings are attributed to +treason. That, however, is an erroneous idea; they have for their main cause +the change of position and perspective . . . if there should be established +tomorrow a government . . . made up exclusively of workers, those . . . +staunch democrats and Socialists, will become determined aristocrats, bold or +timid worshippers of the principle of authority, and will also become +oppressors and exploiters."_ [**The Political Philosophy of Bakunun**, p. 218] + +However, due to the inefficiencies of centralised bodies, this is not the end +of the process. Around the new ruling bodies inevitably springs up +officialdom. This is because a centralised body does not know what is +happening in the grassroots. Therefore it needs a bureaucracy to gather and +process that information and to implement its decisions. In the words of +Bakunin: + +> _ "where is the head, however brilliant it may be, or if one wishes to speak +of a collective dictatorship, were it formed of many hundreds of individuals +endowed with superior faculties, where are those brains powerful enough and +wide-ranging enough to embrace the infinite multiplicity and diversity of the +real interests, aspirations, wishes and needs whose sum total constitutes the +collective will of a people, and to invent a social organisation can which can +satisfy everybody? This organisation will never be anything but a Procrustean +bed which the more or less obvious violence of the State will be able to force +unhappy society to lie down on. . . Such a system . . . would lead inevitably +to the creation of a new State, and consequently to the formation of a +governmental aristocracy, that is, an entire class of people, having nothing +in common with the mass of people . . . [and would] exploit the people and +subject them."_ [**Michael Bakunin: Selected Writings**, pp. 204-6] + +As the bureaucracy is permanent and controls information and resources, it +soon becomes the main source of power in the state. The transformation of the +bureaucracy from servant to the master soon results. The "official" government +is soon controlled by it, shaping its activities in line with its interests. +Being highly centralised, popular control is even more limited than government +control -- people would simply not know where real power lay, which officials +to replace or even what was going on within the distant bureaucracy. Moreover, +if the people did manage to replace the correct people, the newcomers would be +subject to the same institutional pressures that corrupted the previous +members and so the process would start again (assuming their did not come +under the immediate influence of those who remained in the bureaucracy). +Consequently, a new bureaucratic class develops around the centralised bodies +created by the governing party. This body would soon become riddled with +personal influences and favours, so ensuring that members could be sheltered +from popular control. As Malatesta argued, they _"would use every means +available to those in power to have their friends elected as the successors +who would then in turn support and protect them. And thus government would be +passes to and fro in the same hands, and **democracy,** which is the alleged +government of all, would end up, as usual, in an **oligarchy,** which is the +government of a few, the government of a class."_ [**Anarchy**, p. 34] + +This state bureaucracy, of course, need not be dictatorial nor the regime it +rules/administers be totalitarian (for example, bourgeois states combine +bureaucracy with many real and important liberties). However, such a regime is +still a class one and socialism would still not exist -- as proven by the +state bureaucracies and nationalised property within bourgeois society. + +So the danger to liberty of combining political **and** economic power into +one set of hands (the state's) is obvious. As Kropotkin argued: + +> _ "the state was, and continues to be, the chief instrument for permitting +the few to monopolise the land, and the capitalists to appropriate for +themselves a quite disproportionate share of the yearly accumulated surplus of +production. Consequently, while combating the present monopolisation of land, +and capitalism altogether, the anarchists combat with the same energy the +state, as the main support of that system. Not this or that special form, but +the state altogether . . . The state organisation, having always been, both in +ancient and modern history . . . the instrument for establishing monopolies in +favour of the ruling minorities, cannot be made to work for the destruction of +these monopolies. The anarchists consider, therefore, that to hand over to the +state all the main sources of economical life -- the land, the mines, the +railways, banking, insurance, and so on - as also the management of all the +main branches of industry, in addition to all the functions already +accumulated in its hands (education, state-supported religions, defence of the +territory, etc.), would mean to create a new instrument of tyranny. State +capitalism would only increase the powers of bureaucracy and capitalism. True +progress lies in the direction of decentralisation, both **territorial** and +**functional**, in the development of the spirit of local and personal +initiative, and of free federation from the simple to the compound, **in +lieu** of the present hierarchy from the centre to the periphery."_ +[**Kropotkin's Revolutionary Pamphlets**, p. 286] + +Thus we have the basic argument **why** centralism will result in the +continuation of class society. Does the Bolshevik experience contradict this +analysis? Essentially, it confirms to Kropotkin's predictions on the +uselessness of "revolutionary" government: + +> _ "Instead of acting for themselves, instead of marching forward, instead of +advancing in the direction of the new order of things, the people confiding in +their governors, entrusted to them the charge of taking initiative. This was +the first consequence of the inevitable result of elections. . . Shut up in +the city hall, charged to proceed after the forms established by the preceding +governments, these ardent revolutionists, these reformers found themselves +smitten with incapacity and sterility. . . but it was not the men who were the +cause for this failure \-- it was the system.. . + +> + +> "The will of the bulk of the nation once expressed, the rest would submit to +it with a good grace, but this is not how things are done. The revolution +bursts out long before a general understanding has come, and those who have a +clear idea of what should be done the next day are only a very small minority. +The great mass of the people have as yet only a general idea of the end which +they wish realised, without knowing much how to advance towards that end, and +without having much confidence in the direction to follow. The practical +solution will not be found, will not be made clear until the change will have +already begun. It will be the product of the revolution itself, of the people +in action, -- or else it will be nothing, incapable of finding solutions which +can only spring from the life of the people. . . The government becomes a +parliament with all the vices of a middle-class parliament. Far from being a +'revolutionary' government it becomes the greatest obstacle to the revolution +and at last the people find themselves compelled to put it out of the way, to +dismiss those that but yesterday they acclaimed as their children. + +> + +> "But it is not so easy to do so. The new government which has hastened to +organise a new administration in order to extend it's domination and make +itself obeyed does not understand giving up so easily. Jealous of maintaining +it's power, it clings to it with all the energy of an institution which has +yet had time to fall into senile decay. It decides to oppose force with force, +and there is only one means then to dislodge it, namely, to take up arms, to +make another revolution in order to dismiss those in whom the people had +placed all their hopes."_ [**Op. Cit.**, pp. 240-2] + +By the spring and summer of 1918, the Bolshevik party had consolidated its +power. It had created a new state, marked as all states are by the +concentration of power in a few hands and bureaucracy. Effective power became +concentrated into the hands of the executive committees of the soviets from +top to bottom. Faced with rejection at soviet election after soviet election, +the Bolsheviks simply disbanded them and gerrymandered the rest. At the summit +of the new state, a similar process was at work. The soviets had little real +power, which was centralised in Lenin's new government. This is discussed in +more detail in [section 6](append41.html#app6) of the appendix ["What happened +during the Russian Revolution?"](append41.html). Thus centralisation quickly +displaced popular power and participation. As predicted by Russia anarchists +in November 1917: + +> _ "Once their power is consolidated and 'legalised', the Bolsheviks -- who +are Social Democrats, that is, men of centralist and authoritarian action -- +will begin to rearrange the life of the country and of the people by +governmental and dictatorial methods, imposed by the centre. The[y] . . . will +dictate the will of the party to all Russia, and command the whole nation. +Your Soviets and your other local organisations will become little by little, +simply executive organs of the will of the central government. In the place of +healthy, constructive work by the labouring masses, in place of free +unification from the bottom, we will see the installation of an authoritarian +and statist apparatus which would act from above and set about wiping out +everything that stood in its way with an iron hand. The Soviets and other +organisations will have to obey and do its will. That will be called +'discipline.'"_ [quoted by Voline, **The Unknown Revolution**, p. 235] + +From top to bottom, the new party in power systematically undermined the +influence and power of the soviets they claimed to be ensuring the power of. +This process had begun, it should be stressed **before** the start of the +civil war in May, 1918. Thus Leninist Tony Cliff is wrong to state that it was +_"under the iron pressure of the civil war"_ which forced the Bolshevik +leaders _"to move, as the price of survival, to a **one-party system.**"_ +[**Revolution Besieged**, p. 163] From the summer of 1918 (i.e. before the +civil war even started), the Bolsheviks had turned from the first of +Kropotkin's "revolutionary" governments (representative government) to the +other, dictatorship, with sadly predictable results. + +So far, the anarchist predictions on the nature of centralised revolutionary +governments had been confirmed. Being placed in a new social position and, +therefore, different social relationships, produced a dramatic revision on the +perspectives of the Bolsheviks. They went from being in favour of party power +to being in favour of party dictatorship. They acted to ensure their power by +making accountability and recall difficult, if not impossible, and simply +ignored any election results which did not favour them. + +What of the second prediction of anarchism, namely that centralisation will +recreate bureaucracy? That, too, was confirmed. After all, some means were +required to gather, collate and provide information by which the central +bodies made their decisions. Thus a necessary side-effect of Bolshevik +centralism was bureaucracy, which, as is well known, ultimately fused with the +party and replaced Leninism with Stalinism. The rise of a state bureaucracy +started immediately with the seizure of power by the Bolsheviks. Instead of +the state starting to _"wither away"_ from the start it grew: + +> _ "The old state's political apparatus was 'smashed,' but in its place a new +bureaucratic and centralised system emerged with extraordinary rapidity. After +the transfer of government to Moscow in March 1918 it continued to expand . . +. As the functions of the state expanded so did the bureaucracy, and by August +1918 nearly a third of Moscow's working population were employed in offices +[147,134 employed in state institutions and 83,886 in local ones. This was +13.7% of the total adult population and 29.6% of the independent population of +846,095]. The great increase in the number of employees . . . took place in +early to mid-1918 and, thereafter, despite many campaigns to reduce their +number, they remained a steady proportion of the falling population . . . At +first the problem was dismissed by arguments that the impressive participation +of the working class in state structures was evidence that there was no +'bureaucratism' in the bureaucracy. According to the industrial census of 31 +August 1918, out of 123,578 workers in Moscow, only 4,191 (3.4 percent) were +involved in some sort of public organisation . . . Class composition is a +dubious criterion of the level of bureaucratism. Working class participation +in state structures did not ensure an organisation against bureaucratism, and +this was nowhere more true than in the new organisations that regulated the +economic life of the country."_ [Richard Sakwa, _"The Commune State in Moscow +in 1918,"_ pp. 429-449, **Slavic Review**, vol. 46, no. 3/4, pp. 437-8] + +The _"bureaucracy grew by leaps and bounds. Control over the new bureaucracy +constantly diminished, partly because no genuine opposition existed. The +alienation between 'people' and 'officials,' which the soviet system was +supposed to remove, was back again. Beginning in 1918, complaints about +'bureaucratic excesses,' lack of contact with voters, and new proletarian +bureaucrats grew louder and louder."_ [Oskar Anweiler, **The Soviets**, p. +242] + +Overtime, this permanent collection of bodies would become the real power in +the state, with the party members nominally in charge really under the control +of an unelected and uncontrolled officialdom. This was recognised by Lenin in +the last years of his life. As he noted in 1922: + +> _ "Let us look at Moscow . . . Who is leading whom? The 4,700 responsible +Communists the mass of bureaucrats, or the other way round? I do not believe +that you can say that the Communists are leading this mass. To put it +honestly, they are not the leaders, but the led."_ [quoted by Chris Harman, +**Bureaucracy and Revolution in Eastern Europe**, p. 13] + +By the end of 1920, there were five times more state officials than industrial +workers. 5, 880,000 were members of the state bureaucracy. However, the +bureaucracy had existed since the start. As noted above, the 231,000 people +employed in offices in in Moscow in August 1918 represented 30 per cent of the +workforce there. _"By 1920 the general number of office workers . . . still +represented about a third of those employed in the city."_ In November, 1920, +they were 200 000 office workers in Moscow, compared to 231 000 in August, +1918. By July, 1921 (in spite of a plan to transfer 10,000 away) their numbers +had increased to 228,000 and by October 1922, to 243,000. [Richard Sakwa, +**Soviet Communists in Power**, p. 192, p. 191 and p. 193] + +This makes perfect sense as _"on coming to power the Bolsheviks smashed the +old state but rapidly created their own apparatus to wage the political and +economic offensive against the bourgeois and capitalism. As the functions of +the state expanded, so did the bureaucracy . . . following the revolution the +process of institutional proliferation reached unprecedented heights."_ [**Op. +Cit.**, p. 191] And with bureaucracy came the abuse of it simply because it +held **real** power: + +> _ "The prevalence of bureaucracy, of committees and commissions . . . +permitted, and indeed encouraged, endless permutations of corrupt practices. +These raged from the style of living of communist functionaries to bribe- +taking by officials. With the power of allocation of scare resources, such as +housing, there was an inordinate potential for corruption."_ [**Op. Cit.**, p. +193] + +The growth in **power** of the bureaucracy should not, therefore, come as a +major surprise given that had existed from the start in sizeable numbers. +However, for the Bolsheviks _"the development of a bureaucracy"_ was a puzzle, +_"whose emergence and properties mystified them."_ However, it should be noted +that, _"[f]or the Bolsheviks, bureaucratism signified the escape of this +bureaucracy from the will of the party as it took on a life of its own."_ +[Sakwa, **Op. Cit.**, p. 182 and p. 190] This was the key. They did not object +the usurpation of power by the party (indeed they placed party dictatorship at +the core of their politics and universalised it to a general principle for +**all** _"socialist"_ revolutions). Nor did they object to the centralisation +of power and activity (and so the bureaucratisation of life). They only +objected to it when the bureaucracy was not doing what the party wanted it to. +Indeed, this was the basic argument of Trotsky against Stalinism (see [section +3](append45.html#app3) of the appendix on ["Were any of the Bolshevik +oppositions a real alternative?"](append45.html)). + +Faced with this bureaucracy, the Bolsheviks tried to combat it +(unsuccessfully) and explain it. As the failed to achieve the latter, they +failed in the former. Given the Bolshevik fixation for all things centralised, +they simply added to the problem rather than solve it. Thus we find that +_"[o]n the eve of the VIII Party Congress Lenin had argued that centralisation +was the only way to combat bureaucratism."_ [Sakwa, **Op. Cit.**, p. 196] + +Unsurprisingly, Lenin's "anti-bureaucratic" policies in the last years of his +live were _"organisational ones. He purposes the formation of the Workers' and +Peasants' Inspection to correct bureaucratic deformations in the party and +state -- and this body falls under Stalin's control and becomes highly +bureaucratic in its own right. Lenin then suggests that the size of the +Workers' and Peasants' Inspection be reduced and that it be merged with the +Control Commission. He advocates enlarging the Central Committee. Thus it +rolls along; this body to be enlarged, this one to be merged with another, +still a third to be modified or abolished. The strange ballet of +organisational forms continues up to his very death, as though the problem +could be resolved by organisational means."_ [Murray Bookchin, **Post-Scarcity +Anarchism**, p. 205] + +Failing to understand the links between centralism and bureaucracy, Lenin had +to find another source for the bureaucracy. He found one. He _"argued that the +low cultural level of the working class prevented mass involvement in +management and this led to bureaucratism . . . the new state could only reply +on a minuscule layer of workers while the rest were backward because of the +low cultural level of the country."_ However, such an explanation is by no +means convincing: _"Such culturalist assertions, which could neither be proved +or disproved but which were politically highly effective in explaining the +gulf, served to blur the political and structural causes of the problem. The +working class was thus held responsible for the failings of the bureaucracy. +At the end of the civil war the theme of the backwardness of the proletariat +was given greater elaboration in Lenin's theory of the declassing of the +proletariat."_ [Sakwa, **Op. Cit.**, p. 195] Given that the bureaucracy had +existed from the start, it is hard to say that a more _"cultured"_ working +class would have been in a better position to control the officials of a +highly centralised state bureaucracy. Given the problems workers in +"developed" nations have in controlling their (centralised) union +bureaucracies, Lenin's explanation seems simply inadequate and, ultimately, +self-serving. + +Nor was this centralism particularly efficient. You need only read Goldman's +or Berkman's accounts of their time in Bolshevik Russia to see how inefficient +and wasteful centralisation and its resultant bureaucracy was in practice (see +**My Disillusionment in Russia** and **The Bolshevik Myth**, respectively). +This can be traced, in part, to the centralised economic structures favoured +by the Bolsheviks. Rejecting the alternative vision of socialism advocated +and, in part created, by the factory committees (and supported wholeheartedly +by the Russian Anarchists at the time), the Bolsheviks basically took over and +used the _"state capitalist"_ organs created under Tsarism as the basis of +their "socialism" (see [section 5](append44.html#app5)). As Lenin promised +**before** seizing power: + +> _ "**Forced syndicatisation** \-- that is, forced fusion into unions [i.e. +trusts] under the control of the State -- this is what capitalism has prepared +for us -- this is what the Banker State has realised in Germany -- this is +what will be completely realisable in Russia by the Soviets, by the +dictatorship of the proletariat."_ [**Will the Bolsheviks Maintain Power?**, +p. 53] + +In practice, Lenin's centralised vision soon proved to be a disaster (see +[section 11](append41.html#app11) of the appendix ["What happened during the +Russian Revolution?"](append41.html) for details). It was highly inefficient +and simply spawned a vast bureaucracy. There was an alternative, as we discuss +in [section 12](append41.html#app12) of the appendix ["What happened during +the Russian Revolution?"](append41.html), the only reason that industry did +not totally collapse in Russia during the early months of the revolution was +the activity of the factory committees. However, such activity was not part of +the Bolshevik vision of centralised socialism and so the factory committees +were **not** encouraged. At the very moment when mass participation and +initiative is required (i.e. during a revolution) the Bolsheviks favoured a +system which killed it. As Kropotkin argued a few years later: + +> _ "production and exchange represented an undertaking so complicated that +the plans of the state socialists, which lead to a party directorship, would +prove to be absolutely ineffective as soon as they were applied to life. No +government would be able to organise production if the workers themselves +through their unions did not do it in each branch of industry; for in all +production there arise daily thousands of difficulties which no government can +solve or foresee . . . Only the efforts of thousands of intelligences working +on the problems can co-operate in the development of a new social system and +find the best solutions for the thousands of local needs."_ [**Kropotkin's +Revolutionary Pamphlets**, pp. 76-7] + +No system is perfect. Any system will take time to develop fully. Of course +the factory committees made mistakes and, sometimes, things were pretty +chaotic with different factories competing for scarce resources. But that does +not prove that factory committees and their federations were not the most +efficient way of running things under the circumstances. Unless, of course, +you share the Bolsheviks a dogmatic belief that central planning is always +more efficient. Moreover, attacks on the factory committees for lack of co- +ordination by pro-Leninists seem less than sincere, given the utter lack of +encouragement (and, often, actual barriers) the Bolsheviks placed in the way +of the creation of federations of factory committees (see [section +9](append41.html#app9) of the appendix ["What happened during the Russian +Revolution?"](append41.html) for further details). + +Lastly, Bolshevik centralism (as well as being extremely inefficient) also +ensured that the control of production and the subsequent surplus would be in +the hands of the state and, so, class society would continue. In Russia, +capitalism became state capitalism under Lenin and Trotsky (see sections +[5](append44.html#app5) and [6](append44.html#app6) for more discussion of +this). + +So Bolshevik support for centralised power ensured that minority power +replaced popular power, which, in turn, necessitated bureaucracy to maintain +it. Bolshevism retained statist and capitalist social relations and, as such, +could not develop socialist ones which, by their very nature, imply +egalitarianism in terms of social influence and power (i.e. the abolition of +concentrated power, both economic and political). Ironically, by being +centralists, the Bolsheviks systematically eliminated mass participation and +ensured the replacement of popular power with party power. This saw the +rebirth of non-socialist social relationships within society, so ensuring the +defeat of the socialist tendencies and institutions which had started to grow +during 1917. + +It cannot be said that this centralism was a product of the civil war. As best +it could be argued that the civil war extenuated an existing centralist spirit +into ultra-centralism, but it did not create it. After all, Lenin was +stressing that the Bolsheviks were _"convinced centralists . . . by their +programme and the tactics of the whole of their party"_ in 1917. Ironically, +he never realised (nor much cared, after the seizure of power) that this +position precluded his call for _"the deepening and extension of democracy in +the administration of a State of the of the proletarian type."_ [**Can the +Bolsheviks Maintain Power?**, p. 74 and p. 55] Given that centralism exists to +ensure minority rule, we should not be to surprised that party power replaced +popular participation and self-government quickly after the October +Revolution. Which it did. Writing in September 1918, a Russian anarchist +portrays the results of Bolshevik ideology in practice: + +> _ "Within the framework of this dictatorship [of the proletariat] . . . we +can see that the centralisation of power has begun to crystallise and grow +firm, that the apparatus of the state is being consolidated by the ownership +of property and even by an anti-socialist morality. Instead of hundreds of +thousands of property owners there is now a single owner served by a whole +bureaucratic system and a new 'statised' morality. + +> + +> "The proletariat is gradually being enserfed by the state. The people are +being transformed into servants over whom there has risen a new class of +administrators -- a new class . . . Isn't this merely a new class system +looming on the revolutionary horizon . . . + +> + +> "The resemblance is all too striking . . . And if the elements of class +inequality are as yet indistinct, it is only a matter of time before +privileges will pass to the administrators. We do not mean to say . . . that +the Bolshevik party set out to create a new class system. But we do say that +even the best intentions and aspirations must inevitably be smashed against +the evils inherent in any system of centralised power. The separation of +management from labour, the division between administrators and workers flows +logically from, centralisation. It cannot be otherwise . . . we are presently +moving not towards socialism but towards state capitalism. + +> + +> "Will state capitalism lead us to the gates of socialism? Of this we see not +the slightest evidence . . . Arrayed against socialism are . . . thousands of +administrators. And if the workers . . . should become a powerful +revolutionary force, then it is hardly necessary to point out that the class +of administrators, wielding the state apparatus, will be a far from weak +opponent. The single owner and state capitalism form a new dam before the +waves of our social revolution. . . + +> + +> "Is it at all possible to conduct the social revolution through a +centralised authority? Not even a Solomon could direct the revolutionary +struggle or the economy from one centre . . ."_ [M. Sergven, cited by Paul +Avrich, **Anarchists in the Russian Revolution**, pp. 123-5] + +Subsequent developments proved this argument correct. Working class revolts +were crushed by the state and a new class society developed. little wonder, +then, Alexander Berkman's summary of what he saw first hand in Bolshevik +Russia a few years later: + +> _ "Mechanical centralisation, run mad, is paralysing the industrial and +economic activities of the country. Initiative is frowned upon, free effort +systematically discouraged. The great masses are deprived of the opportunity +to shape the policies of the Revolution, or take part in the administration of +the affairs of the country. The government is monopolising every avenue of +life; the Revolution is divorced from the people. A bureaucratic machine is +created that is appalling in its parasitism, inefficiency and corruption. In +Moscow alone this new class of **sovburs** (Soviet bureaucrats) exceeds, in +1920, the total of office holders throughout the whole of Russia under the +Tsar in 1914 . . . The Bolshevik economic policies, effectively aided by this +bureaucracy, completely disorganise the already crippled industrial life of +the country. Lenin, Zinoviev, and other Communist leaders thunder philippics +against the new Soviet bourgeoisie, - and issue ever new decrees that +strengthen and augment its numbers and influence."_ [**The Russian Tragedy**, +p. 26] + +Bakunin would not have been remotely surprised. As such, the Bolshevik +revolution provided a good example to support Malatesta's argument that _"if . +. . one means government action when one talks of social action, then this is +still the resultant of individual forces, but only of those individuals who +form the government . . . it follows. . . that far from resulting in an +increase in the productive, organising and protective forces in society, it +would greatly reduce them, limiting initiative to a few, and giving them the +right to do everything without, of course, being able to provide them with the +gift of being all-knowing."_ [**Anarchy**, pp. 36-7] + +By confusing _"state action"_ with collective working class action, the +Bolsheviks effectively eliminated the latter in favour of the former. The +usurpation of all aspects of life by the centralised bodies created by the +Bolsheviks left workers with no choice but to act as isolated individuals. Can +it be surprising, then, that Bolshevik policies aided the atomisation of the +working class by replacing collective organisation and action by state +bureaucracy? The potential for collective action **was** there. You need only +look at the strikes and protests directed **against** the Bolsheviks to see +that was the case (see [section 5](append43.html#app5) of the appendix on +["What caused the degeneration of the Russian Revolution?"](append43.html) for +details). Ironically, Bolshevik policies and ideology ensured that the +collective effort and action of workers was directed not at solving the +revolution's problems but resisting Bolshevik tyranny. + +That centralism concentrates power in a few hands can be seen even in Leninist +accounts of the Russian revolution. To take one example, Tony Cliff may assert +that the _"mistakes of the masses were themselves creative"_ but when push +comes to shove, he (like Lenin) simply does not allow the masses to make such +mistakes and, consequently, learn from them. Thus he defends Lenin's economic +policies of _"state capitalism"_ and _"one-man management"_ (and in the +process misleadingly suggests that these were **new** ideas on Lenin's part, +imposed by objective factors, rather than, as Lenin acknowledged, what he had +advocated all along \-- see [section 5](append44.html#app5)). Thus we discover +that the collapse of industry (which had started in the start of 1917) meant +that _"[d]rastic measures had to be taken."_ But never fear, _"Lenin was not +one to shirk responsibility, however unpleasant the task."_ He called for +_"state capitalism,"_ and there _"were more difficult decisions to be +accepted. To save industry from complete collapse, Lenin argued for the need +to impose one-man management."_ So much for the creative self-activity of the +masses, which was quickly dumped -- precisely at the time when it was most +desperately needed. And it is nice to know that in a workers' state it is not +the workers who decide things. Rather it is Lenin (or his modern equivalent, +like Cliff) who would have the task of not shirking from the responsibility of +deciding which drastic measures are required. [**Op. Cit.**, p. 21, p. 71 and +p. 73] So much for "workers' power"! + +Ultimately, centralism is designed to exclude the mass participation +anarchists have long argued is required by a social revolution. It helped to +undermine what Kropotkin considered the key to the success of a social +revolution \-- _"the people becom[ing] masters of their destiny."_ [**Op. +Cit.**, p. 133] In his words: + +> _ "We understand the revolution as a widespread popular movement, during +which in every town and village within the region of revolt, the masses will +have to take it upon themselves **the work of construction upon communistic +bases,** without awaiting any orders and directions from above . . . As to +representative government, whether self-appointed or elected . . . , we place +in it no hopes whatever. We know beforehand that it will be able to do nothing +to accomplish the revolution as long as the people themselves do not +accomplish the change by working out on the spot the necessary new +institutions . . . nowhere and never in history do we find that people carried +into government by a revolutionary wave, have proved equal to the occasion. + +> + +> "In the task of reconstructing society on new principles, separate men . . . +are sure to fail. The collective spirit of the masses is necessary for this +purpose . . . a socialist government . . . would be absolutely powerless +without the activity of the people themselves, and that, necessarily, they +would soon begin to act fatally as a bridle upon the revolution."_ [**Op. +Cit.**, pp. 188-190] + +The Bolshevik revolution and its mania for centralism proved him right. The +use of centralisation helped ensure that workers' lost any meaningful say in +their revolution and helped alienate them from it. Instead of the mass +participation of all, the Bolsheviks ensured the top-down rule of a few. +Unsurprisingly, as mass participation is what centralism was designed to +exclude. Wishful thinking on behalf of the Bolshevik leaders (and their later- +day followers) could not (and can not) overcome the structural imperatives of +centralisation and its role in society. Nor could it stop the creation of a +bureaucracy around these new centralised institutions. + +## 8 How did the aim for party power undermine the revolution? + +As well as a passion for centralisation and state capitalism, Bolshevism had +another aim which helped undermine the revolution. This was the goal of party +power (see see [section 5](append41.html#app5) of the appendix ["What happened +during the Russian Revolution?"](append41.html) for details). Given this, +namely that the Bolsheviks had, from the start, aimed for party power it +should not come as too surprising that Bolshevik dictatorship quickly replaced +soviet democracy. + +Given this obvious fact, it seems strange for modern day Leninists to blame +the civil war for the Bolsheviks substituting their rule for the masses. After +all, when strange for modern day Leninists to blame the civil war for the +Bolsheviks substituting their rule for the masses. After all, when the +Bolshevik Party took power in October 1917, it did "substitute" itself for the +working class and did so deliberately and knowingly. As we note in [section +2](append44.html#app2), this usurpation of power by a minority was perfectly +acceptable within the Marxist theory of the state, a theory which aided this +process no end. + +Thus the Bolshevik party would be in power, with the _"conscious workers"_ +ruling over the rest. The question instantly arises of what happens if the +masses turn against the party. If the Bolsheviks embody _"the power of the +proletariat,"_ what happens if the proletariat reject the party? The +undermining of soviet power by party power and the destruction of soviet +democracy in the spring and summer of 1918 answers that specific question (see +[section 6](append41.html#app6) of the appendix ["What happened during the +Russian Revolution?"](append41.html)). This should have come as no surprise, +given the stated aim (and implementation) of party power plus the Bolshevik +identification of party power with workers' power. It is not a great step to +party dictatorship **over** the proletariat from these premises (particularly +if we include the underlying assumptions of vanguardism -- see [section +H.5.3](secH5.html#sech53)). A step, we must stress, that the Bolsheviks +quickly took when faced with working class rejection in the soviet elections +of spring and summer of 1918. + +Nor was this destruction of soviet democracy by party power just the result of +specific conditions in 1917-8. This perspective had been in Russian Marxist +circles well before the revolution. As we discuss in [section +H.5](secH5.html), vanguardism implies party power (see, as noted, [section +H.5.3](secH5.html#sech53) in particular). The ideas of Lenin's **What is to be +Done?** give the ideological justification for party dictatorship over the +masses. Once in power, the logic of vanguardism came into its own, allowing +the most disgraceful repression of working class freedoms to be justified in +terms of "Soviet Power" and other euphemisms for the party. + +The identification of workers' power with party power has deeply undemocratic +results, as the experience of the Bolshevik proves. However, these results +were actually articulated in Russian socialist circles before hand. At the +divisive 1903 congress of the Russian Social Democrats, which saw the split +into two factions (Bolshevik and Menshevism) Plekhanov, the father of Russian +Marxism, argued as follows: + +> _"Every particular democratic principle must be considered not in itself, +abstractly, . . . the success of the revolution is the highest law. And if, +for the success of the revolution's success, we need temporarily to restrict +the functioning of a particular democratic principle, then it would be +criminal to refrain from imposing that restriction. . . And we must take the +same attitude where the question of the length of parliaments is concerned. +If, in an outburst of revolutionary enthusiasm, the people elect a very good +parliament . . . it would suit us to try and make that a **long Parliament**; +but if the elections turned out badly for us, we should have to try and +disperse the resulting parliament not after two years but, if possible, after +two weeks."_ [RSDLP, **Minutes of the Second Congress of the RSDLP**, p. 220] + +Another delegate argued that _"[t]here is not a single one among the +principles of democracy which we ought not to subordinate **to the interests +of our Party** . . . we must consider democratic principles exclusively from +the standpoint of the most rapid achievement of that aim [i.e. revolution], +from the standpoint of the interests of our Party. If any particular demand is +against our interests, we must not include it."_ To which, Plekhanov replied, +_"I fully associate myself with what Comrade Posadovksy has said."_ [**Op. +Cit.**, p. 219 and p. 220] Lenin _"agreed unreservedly with this subordination +of democratic principles to party interests."_ [Oskar Anweiler, **The +Soviets**, p. 211] + +Plekhanov at this time was linked with Lenin, although this association lasted +less than a year. After that, he became associated with the Mensheviks (before +his support for Russia in World War I saw him form his own faction). Needless +to say, he was mightily annoyed when Lenin threw his words back in his face in +1918 when the Bolsheviks disbanded the Constituent Assembly. Yet while +Plekhanov came to reject this position (perhaps because the elections had not +_"turned out badly for"_ his liking) it is obvious that the Bolsheviks +embraced it and keenly applied it to elections to soviets and unions as well +as Parliaments once in power (see [section 6](append41.html#app6) of the +appendix ["What happened during the Russian Revolution?"](append41.html) for +example). But, at the time, he sided with Lenin against the Mensheviks and it +can be argued that the latter applied these teachings of that most respected +pre-1914 Russian Marxist thinker. + +This undemocratic perspective can also be seen when, in 1905, the St. +Petersburg Bolsheviks, like most of the party, opposed the soviets. They +argued that _"only a strong party along class lines can guide the proletarian +political movement and preserve the integrity of its program, rather than a +political mixture of this kind, an indeterminate and vacillating political +organisation such as the workers council represents and cannot help but +represent."_ [quoted by Oskar Anweiler, **The Soviets**, p. 77] Thus the +soviets could not reflect workers' interests because they were elected by the +workers! + +The Bolsheviks saw the soviets as a rival to their party and demanded it +either accept their political program or simply become a trade-union like +organisation. They feared that it pushed aside the party committee and thus +led to the _"subordination of consciousness to spontaneity"_ and under the +label _"non-party"_ allow _"the rotten goods of bourgeois ideology"_ to be +introduced among the workers. [quoted by Anweilier, **Op. Cit.**, p. 78 and p. +79] In this, the St. Petersburg Bolsheviks were simply following Lenin's +**What is to be Done?**, in which Lenin had argued that the _"**spontaneous** +development of the labour movement leads to it being subordinated to bourgeois +ideology."_ [**Essential Works of Lenin**, p. 82] Lenin in 1905, to his +credit, rejected these clear conclusions of his own theory and was more +supportive of the soviets than his followers (although _"he sided in principle +with those who saw in the soviet the danger of amorphous nonpartisan +organisation."_ [Anweilier, **Op. Cit.**, p. 81]). + +This perspective, however, is at the root of all Bolshevik justifications for +party power after the October revolution. The logical result of this position +can be found in the actions of the Bolsheviks in 1918 and onwards. For the +Bolsheviks in power, the soviets were less than important. The key for them +was to maintain Bolshevik party power and if soviet democracy was the price to +pay, then they were more than willing to pay it. As such, Bolshevik attitudes +in 1905 are significant: + +> _ "Despite the failure of the Bolshevik assault on the non-partisanship of +the [St.] Petersburg Soviet, which may be dismissed as a passing episode . . . +the attempt . . . is of particular significance in understanding the +Bolshevik's mentality, political ambitions and **modus operandi.** First, +starting in [St.] Petersburg, the Bolshevik campaign was repeated in a number +of provincial soviets such as Kostroma and Tver, and, possibly, Sormovo. +Second, the assault reveals that from the outset the Bolsheviks were +distrustful of, if not hostile towards the Soviets, to which they had at best +an instrumental and always party-minded attitude. Finally, the attempt to +bring the [St.] Petersburg Soviet to heel is an early and major example of +Bolshevik take-over techniques hitherto practised within the narrow confines +of the underground party and now extended to the larger arena of open mass +organisations such as soviets, with the ultimate aim of controlling them and +turning them into one-party organisations, or, failing that, of destroying +them."_ [Israel Getzler, _"The Bolshevik Onslaught on the Non-Party 'Political +Profile' of the Petersburg Soviet of Workers' Deputies October-November +1905",_ **Revolutionary History**, pp. 123-146, vol. 5, no. 2, pp. 124-5] + +The instrumentalist approach of the Bolsheviks post-1917 can be seen from +their arguments and attitudes in 1905. On the day the Moscow soviet opened, a +congress of the northern committees of the Social Democratic Party passed a +resolution stating that a _"council of workers deputies should be established +only in places where the party organisation has no other means of directing +the proletariat's revolutionary action . . . The soviet of workers deputies +must be a technical instrument of the party for the purpose of giving +political leadership to the masses through the RSDWP [the Social-Democratic +Party]. It is therefore imperative to gain control of the soviet and prevail +upon it to recognise the program and political leadership of the RSDWP."_ +[quoted by Anweilier, **Op. Cit.**, p. 79] + +This perspective that the party should be given precedence can be seen in +Lenin's comment that while the Bolsheviks should _"go along with the +unpoliticalised proletarians, but on no account and at no time should we +forget that animosity among the proletariat toward the Social Democrats is a +remnant of bourgeois attitudes . . . Participation in unaffiliated +organisations can be permitted to socialists only as an exception . . . only +if the independence of the workers party is guaranteed and if within +unaffiliated organisations or soviets individual delegates or party groups are +subject to unconditional control and guidance by the party executive."_ +[quoted by Anweilier, **Op. Cit.**, p. 81] These comments have clear links to +Lenin's argument in 1920 that working class protest against the Bolsheviks +showed that they had become _"declassed"_ (see [section 5](append43.html#app5) +of the appendix on ["What caused the degeneration of the Russian +Revolution?"](append43.html)). It similarly allows soviets to be disbanded if +Bolsheviks are not elected (which they were, see [section +6](append41.html#app6) of the appendix ["What happened during the Russian +Revolution?"](append41.html)). It also ensures that Bolshevik representatives +to the soviets are not delegates from the workplace, but rather a +"transmission belt"_ (to use a phrase from the 1920s) for the decisions of the +party leadership. In a nutshell, Bolshevik soviets would represent the party's +central committee, not those who elected them. As Oskar Anweiler summarised: + +> _ "The 'revolutionary genius' of the people, which Lenin had mentioned and +which was present in the soviets, constantly harboured the danger of 'anarcho- +syndicalist tendencies' that Lenin fought against all his life. He detected +this danger early in the development of the soviets and hoped to subdue it by +subordinating the soviets to the party. The drawback of the new 'soviet +democracy' hailed by Lenin in 1906 is that he could envisage the soviets only +as **controlled** organisations; for him they were the instruments by which +the party controlled the working masses, rather than true forms of a workers +democracy."_ [**Op. Cit.**, p. 85] + +As we noted in [section H.3.11](secH3.html#sech311), Lenin had concluded in +1907 that while the party could _"utilise"_ the soviets _"for the purpose of +developing the Social-Democratic movement,"_ the party _"must bear in mind +that if Social-Democratic activities among the proletarian masses are +properly, effectively and widely organised, such institutions may actually +become superfluous."_ [Marx, Engels and Lenin, **Anarchism and Anarcho- +Syndicalism**, p. 210] Thus the means by which working class can manage their +own affairs would become _"superfluous"_ once the party was in power. As +Samuel Farber argues, Lenin's position before 1917 was _"clearly implying that +the party could normally fulfil its revolutionary role without the existence +of broad class organisations . . . Consequently, Lenin's and the party's +eventual endorsement of the soviets in 1905 seems to have been tactical in +character. That is, the Bolshevik support for the soviets did not at the time +signify a theoretical and/or principled commitment to these institutions as +revolutionary organs to overthrow the old society, let alone as key structural +ingredients of the post-revolutionary order. Furthermore, it is again +revealing that from 1905 to 1917 the concept of soviets did not play an +important role in the thinking of Lenin or of the Bolshevik Party . . . +[T]hese strategies and tactics vis-a-vis the soviets . . . can be fairly seen +as expressing a predisposition favouring the party and downgrading the soviets +and other non-party class organisations, at least in relative terms."_ +[**Before Stalinism**, p. 37] Such a perspective on the soviets can be seen +once the party was in power when they quickly turned them, without concern, +into mere fig-leafs for party power (see [section 6](append41.html#app6) of +the appendix ["What happened during the Russian Revolution?"](append41.html) +for more details). + +It cannot be mere coincidence that the ideas and rhetoric against the soviets +in 1905 should resurface again once the Bolsheviks were in power. For example, +in 1905, in St. Petersburg _"the Bolsheviks pressed on"_ with their campaign +and, _"according to the testimony of Vladimir Voitinskii, then a young +Bolshevik agitator, the initial thrust of the Bolshevik 'plan' was to push the +SRs [who were in a minority] out of the Soviet, while 'the final blow' would +be directed against the Mensheviks. Voitinskii also recalled the heated +argument advanced by the popular agitator Nikolai Krylenko ('Abram') for the +'dispersal of the Soviet' should it reject the 'ultimatum' to declare its +affiliation with the RSDP."_ [Getzler, **Op., Cit.**, pp. 127-8] This mirrored +events in 1918. Then _"at the local political level"_ Bolshevik majorities +were attained (_"by means fair, foul and terrorist"_) _"in the plenary +assemblies of the soviets, and with the barring of all those not 'completely +dedicated to Soviet power' [i.e. Mensheviks and SRs] from the newly +established network of soviet administrative departments and from the soviet +militias. Soviets where Bolshevik majorities could not be achieved were simply +disbanded."_ A similar process occurred at the summit (see [section +7](append44.html#app7)). Thus _"the October revolution marked [the soviets] +transformation from agents of democratisation into regional and local +administrative organs of the centralised, one-party Soviet state."_ [Israel +Getzler, **Soviets as Agents of Democratisation**, p. 27 and pp. 26-7] + +Can such an outcome really have **no** link at all with the Bolshevik position +and practice in period before 1917 and, in particular, during the 1905 +revolution? Obviously not. As such, we should not be too surprised or shocked +when Lenin replied to a critic who assailed the "dictatorship of one party" in +1919 by clearly and unashamedly stating: _"Yes, the dictatorship of one party! +We stand upon it and cannot depart from this ground, since this is the party +which in the course of decades has won for itself the position of vanguard of +the whole factory and industrial proletariat."_ [quoted by E.H. Carr, **The +Bolshevik Revolution**, vol. 1, p. 236] Or when he replied to a critic in 1920 +that _"[h]e says we understand by the words dictatorship of proletariat what +is actually the dictatorship of its determined and conscious minority. And +that is the fact."_ This _"minority . . . may be called a party,"_ Lenin +stressed. [quoted by Arthur Ransome, **The Crisis in Russia 1920**, p. 35] + +This perspective can be traced back to the underlying ideology expounded by +the Bolsheviks before and during 1917\. For example, mere days after seizing +power in the October Revolution Lenin was stressing that the Bolsheviks' +_"present slogan is: No compromise, i.e. for a homogeneous Boshevik +government."_ He did not hesitate to use the threat to _"appeal to the +sailors"_ against the other socialist parties, stating _"[i]f you get the +majority, take power in the Central Executive Committee and carry one. But we +will go to the sailors."_ [quoted by Tony Cliff, **Lenin**, vol. 3, p. 26] +Clearly soviet power was far from Lenin's mind, rejecting soviet democracy if +need be in favour of party power. Strangely, Cliff (a supporter of Lenin) +states that Lenin _"did not visualise one-party rule"_ and that the _"first +decrees and laws issued after the October revolution were full of repetitions +of the word 'democracy.'"_ [**Op. Cit.**, p. 161 and p. 146] He goes on to +quote Lenin stating that _"[a]s a democratic government we cannot ignore the +decision of the masses of the people, even though we disagree with it."_ Cliff +strangely fails to mention that Lenin also applied this not only to the land +decree (as Cliff notes) but also to the Constituent Assembly. _"And even if,"_ +Lenin continued, _"the peasants continue to follow the Socialist +Revolutionaries, even if they give this party a majority in the Constituent +Assembly, we shall still say -- what of it?"_ [Lenin, **Collected Works**, +vol. 26, pp. 260-1] But the Bolsheviks disbanded the Constituent Assembly +after one session. The peasants had voted for the SRs and the Assembly went +the same way as Lenin's promises. And if Lenin's promises of 1917 on the +Assembly proved to be of little value, then why should his various comments to +soviet democracy be considered any different? In a clash between soviet +democracy and party power, the Bolsheviks consistently favoured the latter. + +Thus Bolshevik ideology had consistently favoured party power and had a long +term ideological preference for it. Combine this aim of party power with a +vanguardism position (see [section H.5](secH5.html)) and party dictatorship +will soon result. Neil Harding summarises the issue well: + +> _ "There were a number of very basic axioms that lay at the very heart of +the theory and practice of Leninism with regard to the party . . . It was the +party that disposed of scientific or objective knowledge. Its analysis of the +strivings of the proletariat was, therefore, privileged over the proletariat's +own class goals and a single discernible class will was, similarly, axiomatic +to both Marxism and Leninism. Both maintained that it was the communists who +alone articulated these goals and this will -- that was the party's principal +historical role. + +> + +> "At this point, Leninism (again faithful to the Marxist original) resorted +to a little-noticed definitional conjuring trick -- one that proved to be of +crucial importance for the mesmeric effect of the ideology. The trick was +spectacularly simple and audacious -- the class was defined as class only to +the extent that it conformed to the **party's** account of its objectives, and +mobilised itself to fulfil them. . . . The messy, real proletarians -- the +aggregation of wage workers with all their diverse projects and aspirations -- +were to be judged by their progress towards a properly class existence by the +party that had itself devised the criteria for the class existence."_ +[**Leninism**, pp. 173-4] + +This authoritarian position, which allows "socialism" to be imposed by force +upon the working class, lies at the core of Leninism. Ironically, while +Bolshevism claims to be **the** party of the working class, representing it +essentially or exclusively, they do so in the name of possessing a theory +that, qua theory, can be the possession of intellectuals and, therefore, has +to be "introduced" to the working class from outside (see [section +H.5.1](secH5.html#sech51) for details). + +This means that Bolshevism is rooted in the identification of "class +consciousness" with supporting the party. Given the underlying premises of +vanguardism, unsurprisingly the Bolsheviks took "class consciousness" to mean +this. If the workers protested against the policies of the party, this +represented a fall in class consciousness and, therefore, working class +resistance placed "class" power in danger. If, on the other hand, the workers +remained quiet and followed the party's decision then, obviously, they showed +high levels of class consciousness. The net effect of this position was, of +course, to justify party dictatorship. Which, of course, the Bolsheviks did +create **and** justified ideologically. + +Thus the Bolshevik aim for party power results in disempowering the working +class in practice. Moreover, the assumptions of vanguardism ensure that only +the party leadership is able to judge what is and is not in the interests of +the working class. Any disagreement by elements of that class or the whole +class itself can be dismissed as _"wavering"_ and _"vacillation."_ While this +is perfectly acceptable within the Leninist _"from above"_ perspective, from +an anarchist _"from below"_ perspective it means little more than pseudo- +theoretical justification for party dictatorship **over** the proletariat and +the ensuring that a socialist society will **never** be created. Ultimately, +socialism without freedom is meaningless -- as the Bolshevik regime proved +time and time again. + +As such, to claim that the Bolsheviks did not aim to "substitute" party power +for working class power seems inconsistent with both Bolshevik theory and +practice. Lenin had been aiming for party power from the start, identifying it +with working class power. As the party was the vanguard of the proletariat, it +was duty bound to seize power and govern on behalf of the masses and, +moreover, take any actions necessary to maintain the revolution \-- even if +these actions violated the basic principles required to have any form of +meaningful workers' democracy and freedom. Thus the _"dictatorship of the +proletariat"_ had long become equated with party power and, once in power, it +was only a matter of time before it became the _"dictatorship of the party."_ +And once this did occur, none of the leading Bolsheviks questioned it. The +implications of these Bolshevik perspectives came clear after 1917, when the +Bolsheviks raised the need for party dictatorship to an ideological truism. + +Thus it seems strange to hear some Leninists complain that the rise of +Stalinism can be explained by the rising "independence" of the state machine +from the class (i.e. party) it claimed to in service of. Needless to say, few +Leninists ponder the links between the rising _"independence"_ of the state +machine from the proletariat (by which most, in fact, mean the _"vanguard"_ of +the proletariat, the party) and Bolshevik ideology. As noted in [section +H.3.8](secH3.html#sech38), a key development in Bolshevik theory on the state +was the perceived need for the vanguard to ignore the wishes of the class it +claimed to represent and lead. For example, Victor Serge (writing in the +1920s) considered it a truism that the _"party of the proletariat must know, +at hours of decision, how to break the resistance of the backward elements +among the masses; it must know how to stand firm sometimes against the masses +. . . it must know how to go against the current, and cause proletarian +consciousness to prevail against lack of consciousness and against alien class +influences."_ [**Year One of the Russian Revolution**, p. 218] + +The problem with this is that, by definition, **everyone** is backward in +comparison to the vanguard party. Moreover, in Bolshevik ideology it is the +party which determines what is and is not _"proletarian consciousness."_ Thus +we have the party ideologue presenting self-justifications for party power +**over** the working class. Now, is the vanguard is to be able to ignore the +masses then it must have power **over** them. Moreover, to be independent of +the masses the machine it relies on to implement its power must also, by +definition, be independent of the masses. Can we be surprised, therefore, with +the rise of the "independent" state bureaucracy in such circumstances? If the +state machine is to be independent of the masses then why should we expect it +not to become independent of the vanguard? Surely it must be the case that we +would be far more surprised if the state machine did **not** become +"independent" of the ruling party? + +Nor can it be said that the Bolsheviks learned from the experience of the +Russian Revolution. This can be seen from Trotsky's 1937 comments that the +_"proletariat can take power only through its vanguard. In itself the +necessity for state power arises from the insufficient cultural level of the +masses and their heterogeneity."_ Thus _"state power"_ is required **not** to +defend the revolution against reaction but from the working class itself, who +do not have a high enough _"cultural level"_ to govern themselves. At best, +their role is that of a passive supporter, for "[w]ithout the confidence of +the class in the vanguard, without support of the vanguard by the class, there +can be no talk of the conquest of power."_ While soviets _"are the only +organised form of the tie between the vanguard and the class"_ it does not +mean that they are organs of self-management. No, a _"revolutionary content +can be given . . . only by the party. This is proved by the positive +experience of the October Revolution and by the negative experience of other +countries (Germany, Austria, finally, Spain)."_ [**Stalinism and Bolshevism**] + +Sadly, Trotsky failed to explicitly address the question of what happens when +the _"masses"_ stop having _"confidence in the vanguard"_ and decides to +support some other group. After all, if a _"revolutionary content"_ can only +be given by _"the party"_ then if the masses reject the party then the soviets +can no only be revolutionary. To save the revolution, it would be necessary to +destroy the democracy and power of the soviets. Which is **exactly** what the +Bolsheviks did do in 1918. By equating popular power with party power +Bolshevism not only opens the door to party dictatorship, it invites it in, +gives it some coffee and asks it to make itself a home! Nor can it be said +that Trotsky ever appreciated Kropotkin's _"general observation"_ that _"those +who preach dictatorship do not in general perceive that in sustaining their +prejudice they only prepare the way for those who later on will cut their +throats."_ [**Kropotkin's Revolutionary Pamphlets**, p. 244] + +In summary, it cannot be a coincidence that once in power the Bolsheviks acted +in ways which had clear links to the political ideology it had been advocating +before hand. As such, the Bolshevik aim for party power helped undermine the +real power of working class people during the Russian revolution. Rooted in a +deeply anti-democratic political tradition, it was ideologically predisposed +to substitute party power for soviet power and, finally, to create -- and +justify -- the dictatorship **over** the proletariat. The civil war may have +shaped certain aspects of these authoritarian tendencies but it did not create +them. + diff --git a/markdown/append45.md b/markdown/append45.md new file mode 100644 index 0000000000000000000000000000000000000000..a9649c3a7bec38f85fb1a61919c6bc41f6c55e2e --- /dev/null +++ b/markdown/append45.md @@ -0,0 +1,1314 @@ +# Were any of the Bolshevik oppositions a real alternative? + +The real limitations in Bolshevism can best be seen by the various oppositions +to the mainstream of that party. That Bolshevik politics were not a suitable +instrument for working class self-liberation can be seen by the limited way +which opposition groups questioned Bolshevik orthodoxy -- even, in the case of +the opposition to the rising Stalinist bureaucracy. Each opposition was +fundamentally in favour of the Bolshevik monopoly of power, basically seeking +reforms on areas which did not question it (such as economic policy). This +does not mean that the various oppositions did not have valid points, just +that they shared most of the key assumptions of Bolshevism which undermined +the Russian revolution either by their application or their use to justify +specific (usually highly authoritarian) practice. + +We will not cover all the various oppositions with the Bolshevik party here +(Robert V. Daniels' **The Conscience of the Revolution** discusses all of them +in some detail, as does Leonard Schapiro's **The Origin of the Communist +Autocracy**). We will concentrate on the _"Left Communists"_ of 1918, the +_"Workers' Opposition"_ of 1920/1 and the Trotsky-led "Left Opposition"_ of +1923-7. It can be said that each opposition is a pale reflection of the one +before it and each had clear limitations in their politics which fatally +undermined any liberatory potential they had. Indeed, by the time of the +_"Left Opposition"_ we are reduced to simply the more radical sounding faction +of the state and party bureaucracy fighting it out with the dominant faction. + +To contrast these fake "oppositions" with a genuine opposition, we will +discuss (in [section 4](append45.html#app4)) the _"Workers' Group"_ of 1923 +which was expelled from the Communist Party and repressed because it stood for +(at least until the Bolshevik party seized power) traditional socialist +values. This repression occurred, significantly, under Lenin and Trotsky in +1922/3. The limited nature of the previous oppositions and the repression of a +**genuine** dissident working class group within the Communist Party shows how +deeply unlibertarian the real Bolshevik tradition is. In fact, it could be +argued that the fate of all the non-Trotskyist oppositions shows what will +inevitably happen when someone takes the more democratic sounding rhetoric of +Lenin at face value and compares it to his authoritarian practice, namely +Lenin will turn round and say unambiguously that he had already mentioned his +practice before hand and the reader simply had not been paying attention. + +## 1 Were the _"Left Communists"_ of 1918 an alternative? + +The first opposition of note to Lenin's state capitalist politics was the +_"Left Communists"_ in early 1918. This was clustered around the Bolshevik +leader Bukharin. This grouping was focused around opposition to the Brest- +Litovsk peace treaty with Germany and Lenin's advocacy of _"state capitalism"_ +and _"one-man management"_ as the means of both achieving socialism and +getting Russia out of its problems. It is the latter issue that concerns us +here. + +The first issue of their theoretical journal **Kommunist** was published in +April 1920 and it argued vigorously against Lenin's advocacy of _"one-man +management"_ and state capitalism for "socialist" Russia. They correctly +argued _"for the construction of the proletarian society by the class +creativity of the workers themselves, not by the Ukases of the captains of +industry . . . If the proletariat itself does not know how to create the +necessary prerequisites for the socialist organisation of labour, no one can +do this for it and no one can compel it to do this. The stick, if raised +against the workers, will find itself in the hands of a social force which is +either under the influence of another social class or is in the hands of the +soviet power; but the soviet power will then be forced to seek support against +the proletariat from another class (e.g. the peasantry) and by this it will +destroy itself as the dictatorship of the proletariat. Socialism and socialist +organisation will be set up by the proletariat itself, or they will not be set +up at all: something else will be set up -- state capitalism."_ [Osinsky, +quoted by Brinton, **The Bolsheviks and Workers' Control**, p. 39] + +Lenin reacted sharply, heaping insult upon insult on the Left Communists and +arguing against their ideas on workers' self-management. Rather than see self- +management (or even workers' control) as the key, he argued forcefully in +favour of one-man management and state capitalism as both the means of solving +Russia's immediate problems **and** building socialism. Moreover, he linked +this with his previous writings, correctly noting his _"'high' appreciation of +state"_ had been given _"**before** the Bolsheviks seized power."_ For Lenin, +_"Socialism [was] inconceivable without large scale capitalist engineering . . +. [and] without planned state organisation, which keeps tens of millions of +people to the strictest observance of a unified standard in production and +distribution."_ Thus _"our task is to study the state capitalism of the +Germans, to spare **no effort** in copying it and not shrink from adopting +**dictatorial** methods to hasten the copying of it."_ [**Selected Works**, +vol. 2, p. 636 and p. 635] This required appointing capitalists to management +positions, from which the vanguard could learn. + +So, as long as a workers' party held power, the working class need not fear +_"state capitalism"_ and the lack of economic power at the point of +production. Of course, without economic power, working class political power +would be fatally undermined. In practice, Lenin simply handed over the +workplaces to the state bureaucracy and created the social relationships which +Stalinism thrived upon. Unfortunately, Lenin's arguments carried the day (see +see [section 9](append41.html#app9) of the appendix ["What happened during the +Russian Revolution?"](append41.html)). How this conflict was resolved is +significant, given that the banning of factions (which is generally seen as a +key cause in the rise of Stalinism) occurred in 1921 (a ban, incidentally, +Trotsky defended throughout the 1920s). As one historian notes: + +> _ "The resolution of the party controversy in the spring of 1918 set a +pattern that was to be followed throughout the history of the Communist +Opposition in Russia. This was the settlement of the issues not by discussion, +persuasion, or compromise, but by a high-pressure campaign in the party +organisations, backed by a barrage of violent invective in the party press and +in the pronouncements of the party leaders. Lenin's polemics set the tone, and +his organisational lieutenants brought the membership into line."_ [Daniels, +**Op. Cit.**, p. 87] + +Indeed, _"[s]oon after the party congress had approved the peace [in the +spring of 1918], a Petrograd city party conference produced a majority for +Lenin. It ordered the suspension of the newspaper **Kommunist** which had been +serving as a Left Communist organ . . . The fourth and final issue of the +Moscow **Kommunist** had to be published as a private factional paper rather +than as the official organ of a party organisation."_ Ultimately, _"[u]nder +the conditions of party life established by Lenin, defence of the Opposition +position became impossible within the terms of Bolshevik discipline."_ [**Op. +Cit.**, p. 88 and p. 89] So much for faction rights -- three years **before** +they were officially prohibited in the 10th Party Congress! + +However, the _"Left Communists,"_ while correct on socialism needing workers' +economic self-management, were limited in other ways. The major problems with +the _"Left Communists"_ were two-fold. + +Firstly, by basing themselves on Bolshevik orthodoxy they allowed Lenin to +dominate the debate. This meant that their more _"libertarian"_ reading of +Lenin's work could be nullified by Lenin himself pointing to the authoritarian +and state capitalist aspects of those very same works. Which is ironic, as +today most Leninists tend to point to these very same democratic sounding +aspects of Lenin's ideas while downplaying the more blatant anti-socialist +ones. Given that Lenin had dismissed such approaches himself during the debate +against the Left Communists in 1918, it seems dishonest for his latter day +followers to do this. + +Secondly, their perspective on the role of the party undermined their +commitment to true workers' power and freedom. This can be seen from the +comments of Sorin, a leading Left Communist. He argued that the Left +Communists were _"the most passionate proponents of soviet power, but . . . +only so far as this power does not degenerate . . . in a petty-bourgeois +direction."_ [quoted by Ronald I. Kowalski, **The Bolshevik Party in +Conflict**, p. 135] For them, like any Bolshevik, the party played the key +role. The only true bastion of the interests of the proletariat was the party +which _"is in every case and everywhere superior to the soviets . . . The +soviets represent labouring democracy in general; and its interest, and in +particular the interests of the petty bourgeois peasantry, do not always +coincide with the interests of the proletariat."_ [quoted by Richard Sakwa, +**Soviet Communists in Power**, p. 182] This support for party power can also +be seen in Osinsky's comment that _"soviet power"_ and the "dictatorship of +the proletariat"_ could _"seek support"_ from other social classes, so showing +that the class did not govern directly. + +Thus soviet power was limited to approval of the party line and any deviation +from that line would be denounced as _"petty bourgeois"_ and, therefore, +ignored. _"Ironically,"_ the historian Kowalski notes, _"Sorin's call for a +revived soviet democracy was becoming vitiated by the dominant role assigned, +in the final analysis, to the party."_ [**Op. Cit.**, p. 136] Thus their +politics were just as authoritarian as the mainstream Bolshevism they attacked +on other issues: + +> _ "Ultimately, the only criterion that they appeared able to offer was to +define 'proletarian' in terms of adherence to their own policy prescriptions +and 'non-proletarian' by non-adherence to them. In consequence, all who dared +to oppose them could be accused either of being non-proletarian, or at the +very least suffering from some form of 'false consciousness' -- and in the +interests of building socialism must recant or be purged from the party. +Rather ironically, beneath the surface of their fine rhetoric in defence of +the soviets, and of the party as 'a forum for all of proletarian democracy,' +there lay a political philosophy that was arguably as authoritarian as that of +which they accused Lenin and his faction."_ [Kowalski, **Op. Cit.**, pp. +136-7] + +This position can be traced back to the fundamentals of Bolshevism (see +[section H.5](secH5.html) on vanguardism). _"According to the Left Communists, +therefore,"_ notes Richard Sakwa, "the party was the custodian of an interest +higher than that of the soviets. Earlier theoretical considerations on the +vanguard role of the party, developed in response to this problem, were +confirmed by the circumstances of Bolshevism in power. The political dominance +of the party over the soviets encouraged an administrative one as well. Such a +development was further encouraged by the emergence of a massive and unwieldy +bureaucratic apparatus in 1918 . . . The Left Communists and the party +leadership were therefore in agreement that . . . the party should play a +tutelary role over the soviets."_ Furthermore, _"[w]ith such a formulation it +proved difficult to maintain the vitality of the soviet plenum as the soviet +was controlled by a party fraction, itself controlled by a party committee +outside the soviet."_ [**Op. Cit.**, p. 182 and p. 182-3] + +With this ideological preference for party power and the ideological +justification for ignoring soviet democracy, it is doubtful that their +(correct) commitment to workers' economic self-management would have been +successful. An economic democracy combined with what amounts to a party +dictatorship would be an impossibility that could never work in practice (as +Lenin in 1921 argued against the "Workers' Opposition"). + +As such, the fact that Bukharin (one time _"Left Communist") "continued to +eulogise the party's dictatorship, sometimes quite unabashedly"_ during and +after the civil war becomes understandable. In this, he was not being extreme: +_"Bolsheviks no longer bothered to disclaim that the dictatorship of the +proletariat as the 'dictatorship of the party.'"_ [Stephen F. Cohen, +**Bukharin and the Bolshevik Revolution**, p. 145 and p. 142] All the leading +Bolsheviks had argued this position for some time (see [section +H.1.2](secH1.html#sech12), for example). Bukharin even went so far as to argue +that _"the watchword"_ taken up by some workers ("even metal workers"!) of +_"For class dictatorship, but against party dictatorship!"_ showed that the +proletariat "was declassed."_ This also indicated that a _"misunderstanding +arose which threatened the whole system of the proletarian dictatorship."_ +[contained in Al Richardson (ed.), **In Defence of the Russian Revolution**, +p. 192] The echoes of the positions argued before the civil war can be seen in +Bukharin's glib comment that proletarian management of the revolution meant +the end of the _"proletarian"_ dictatorship! + +Lastly, the arguments of the Left Communists against "one-man management"_ +were echoed by the Democratic Centralists at the Ninth Party Congress. One +member of this grouping (which included such _"Left Communists"_ as Osinsky) +argued against Lenin's dominate position in favour of appointed managers +inside and outside the party as follows: + +> _ "The Central Committee finds that the [local] party committee is a +bourgeois prejudice, is conservatism bordering on the province of treason, and +that the new form is the replacement of party committees by political +departments, the heads of which by themselves replace the elected committees . +. . You transform the members of the party into an obedient gramophone, with +leaders who order: go and agitate; but they haven't the right to elect their +own committee, their own organs. + +> + +> "I then put the question to comrade Lenin: Who will appoint the Central +Committee? You see, there can be individual authority here as well. Here also +a single commander can be appointed."_ [Sapronov, quoted by Daniels, **Op. +Cit.**, p. 114] + +Obviously a man before his time. As Stalin proved, if one-man management was +such a good idea then why wasn't it being practised in the Council of People's +Commissars. However, we should not be surprised by this party regime. After +all, Trotsky had imposed a similar regime in the Army in 1918, as had Lenin in +industry in the same year. As discussed in [section 3](append43.html#app3) of +the appendix [ "What caused the degeneration of the Russian +Revolution?"](append43.html), the Bolshevik preference for centralised +"democracy"_ effectively hollowed out the real democracy at the base which +makes democracy more than just picking masters. + +## 2 What were the limitations of the _"Workers' Opposition"_ of 1920? + +The next major opposition group were the _"Workers' Opposition"_ of 1920 and +early 1921. Significantly, the name "Workers' Opposition" was the label used +by the party leadership to describe what latter became a proper grouping +within the party. This group was more than happy to use the label given to it. +This group is generally better known than other oppositions simply because it +was the focus for much debate at the tenth party congress and its existence +was a precipitating factor in the banning of factions within the Communist +Party. + +However, like the _"Left Communists,"_ the _"Workers' Opposition"_ did not +extend their economic demands to political issues. Unlike the previous +opposition, however, their support for party dictatorship was more than +logically implied, it was taken for granted. Alexandra Kollontai's pamphlet, +for example, expounding the position of the _"Workers' Opposition"_ fails to +mention political democracy at all, instead discussing exclusively economic +and party democracy. Thus it was a case of the _"Workers' Opposition"_ +expressing the _"basis on which, in its opinions, the dictatorship of the +proletariat must rest in the sphere of industrial reconstruction."_ Indeed, +the _"whole controversy boils down to one basic question: who shall build the +communist economy, and how shall it be build?"_ [**Selected Writings of +Alexandra Kollontai**, p. 161 and p. 173] + +Kollontai was right to state that the working class _"can alone by the creator +of communism"_ and to ask the question of _"shall we achieve communist through +the workers or over their heads, by the hands of Soviet officials."_ As she +argued, _"**it is impossible to decree communism.**"_ However, her list of +demand were purely economic in nature and she wondered _"[w]hat shall we do +then in order to destroy bureaucracy in the party and replace it by workers' +democracy?"_ She stressed that the _"Workers' Opposition"_ struggle was _"for +establishing democracy in the party, and for the elimination of all +bureaucracy."_ [**Op. Cit.**, p. 176, p. 174, p. 187, p. 192 and p. 197] Thus +her demands were about the internal regime of the party, **not** a call for +wider democratic reforms in the state or society as a whole. + +As one historian notes, the _"arguments of Kollontai were . . . strictly +limited in their appeal to the communist party . . . Nor did they in any form +criticise the domination of the communist minority over the majority of the +proletariat. The fundamental weakness of the case of the Workers' Opposition +was that, while demanding more freedom of initiative for the workers, it was +quite content to leave untouched the state of affairs in which a few hundred +thousand imposed their will on many millions. 'And since when have we [the +Workers' Opposition] been enemies of **komitetchina** [manipulation and +control by communist party committees], I should like to know?' Shlyapnikov +asked at the Tenth Party Congress. He went on to explain that the trade union +congress in which, as he and his followers proposed, all control of industry +should be vested would 'of course' be composed of delegates nominated and +elected 'through the party cells, as we always do.' But he argued that the +local trade union cells would ensure the election of men qualified by +experience and ability in pace of those who are 'imposed on us at present' by +the centre. Kollontai and her supporters had no wish to disturb the communist +party's monopoly of political power."_ [Leonard Schapiro, **The Origin of the +Communist Autocracy**, p. 294] + +Even this extremely limited demand for more economic democracy were too much +for Lenin. In January, 1921, Lenin was arguing that the Bolsheviks had to +_"add to our platform the following: we must combat the ideological confusion +of those unsound elements of the opposition who go to the lengths of +repudiating all 'militarisation of economy,' of repudiating not only the +'method of appointing' which has been the prevailing method up to now, but +**all** appointments. In the last analysis this means repudiating the leading +role of the Party in relation to the non-Party masses. We must combat the +syndicalist deviation which will kill the Party if it is not completely cured +of it."_ Indeed, _"the syndicate deviation leads to the fall of the +dictatorship of the proletariat."_ [quoted by Brinton, **Op. Cit.**, pp. 75-6] +Maurice Brinton correctly notes that by this Lenin meant that _"working class +power ('the dictatorship of the proletariat') is impossible if there are +militants in the Party who think the working class should exert more power in +production ('the syndicalist deviation')."_ Moreover, _"Lenin here poses quite +clearly the question of 'power of the Party' or 'power of the class.' He +unambiguously opts for the former -- no doubt rationalising his choice by +equating the two. But he goes even further. He not only equates 'workers +power' with the rule of the Party. He equates it with acceptance of the ideas +of the Party leaders!"_ [**Op. Cit.**, p. 76] + +At the tenth party congress, the _"Workers' Opposition"_ were labelled _ +"petty-bourgeois,"_ _"syndicalist"_ and even _"anarchist"_ simply because they +called for limited participation by workers in the rebuilding of Russia. The +group was _"caused in part by the entry into the ranks of the Party of +elements which had still not completely adopted the communist world view."_ +Significantly, those who **had** the _"communist world view"_ did not really +debate the issues raised and instead called the opposition "genuinely counter- +revolutionary,"_ _"objectively counter-revolutionary"_ as well as _"too +revolutionary."_ [quoted by Brinton, **Op. Cit.**, p. 79] + +For Lenin, the idea of industrial democracy was a nonsense. In this he was +simply repeating the perspective he had held from spring 1918. As he put it, +it was _"a term that lends itself to misinterpretations. It may be read as a +repudiation of dictatorship and individual authority."_ Industry, he argued, +_"is indispensable, democracy is not"_ and _"on no account must we renounce +dictatorship either." _ Indeed, _"[i]ndustry is indispensable, democracy is a +category proper only to the political sphere"."_ He did admit _"[t]hat [the +opposition] has been penetrating into the broad masses is evident"_ however it +was the duty of the party to ignore the masses. The _"bidding for or +flirtation with the non-Party masses"_ was a _"radical departure from +Marxism."_ _"Marxism teaches,"_ Lenin said, _"and this tenet has not only been +formally endorsed by the whole Communist International in the decisions of the +Second (1920) Congress of the Comintern on the role of the political party of +the proletariat, but has also been confirmed in practice by our revolution -- +that only the political party of the working class, i.e. the Communist Party, +is capable of uniting, training and organising a vanguard of the proletariat . +. . . that alone will be capable of withstanding the inevitable petty- +bourgeois vacillation of this mass . . . Without this the dictatorship of the +proletariat is impossible."_ [**Collected Works**, vol. 31, p. 82, p. 27, p. +26, p. 197 and p. 246] In other words, _"Marxism"_ teaches that workers' +democracy and protest (the only means by which _"vacillation"_ can be +expressed) is a danger to the _"dictatorship of the proletariat"_! (see also +[section H.5.3](secH5.html#sech53) on why this position is the inevitable +outcome of vanguardism). + +It should be stresses that this opposition and the debate it provoked occurred +after the end of the Civil War in the west. The Whites under Wrangel had been +crushed in November, 1920, and the Russian revolution was no longer in +immediate danger. As such, there was an opportunity for constructive activity +and mass participation in the rebuilding of Russia. The leading Bolsheviks +rejected such demands, even in the limited form advocated by the _"Workers' +Opposition."_ Lenin and Trotsky clearly saw **any** working class +participation as a danger to their power. Against the idea of economic +participation under Communist control raised by the _"Workers' Opposition,"_ +the leading Bolsheviks favoured the NEP. This was a return to the same kind of +market-based _"state capitalist"_ strategy Lenin had advocated against the +"Left Communists"_ **before** the outbreak of the civil war in May 1918 (and, +as noted, he had argued for in 1917). This suggests a remarkable consistency +in Lenin's thoughts, suggesting that claims his policies he advocated and +implemented in power were somehow the opposite of what he _"really"_ wanted +are weak. + +As with the "Left Communists" of 1918, Lenin saw his opposition to the +"Workers' Opposition" as reflecting the basic ideas of his politics. _"If we +perish,"_ he said privately at the time according to Trotsky, _"it is all the +more important to preserve our ideological line and give a lesson to our +continuators. This should **never** be forgotten, even in **hopeless** +circumstances."_ [quoted by Daniels, **Op. Cit.**, p. 147] + +In summary, like the _"Left Communists"_, the _"Workers' Opposition"_ +presented a platform of economic demands rooted in the assumption of Bolshevik +party domination. It is, therefore, unsurprising that leading members of the +_"Workers' Opposition"_ took part in the attack on Kronstadt and that they +wholeheartedly rejected the consistent demands for political **and** economic +that the Kronstadt rebels had raised (see appendix ["What was the Kronstadt +Rebellion?"](append42.html) for more information). Such a policy would be too +contradictory to be applied. Either the economic reforms would remain a dead +letter under party control or the economic reforms would provoke demands for +political change. This last possibility may explain Lenin's vitriolic attacks +on the _"Workers' Opposition."_ + +This opposition, like the _"Left Communists"_ of 1918, was ultimately defeated +by organisational pressures within the party and state. Victor Serge _"was +horrified to see the voting rigged for Lenin's and Zinoviev's 'majority'"_ in +late 1920. [**Memoirs of a Revolutionary**, p. 123] Kollantai complained that +while officially one and a half million copies of the _"Workers' Opposition"_ +manifesto was published, in fact only 1500 were _"and that with difficulty."_ +[quoted by Schaprio, **Op. Cit.**, p. 291] This applied even more after the +banning of factions, when the party machine used state power to break up the +base of the opposition in the trade unions as well as its influence in the +party. + +_"Victimisation of supporters of the Workers' Opposition,"_ notes Schapiro, +_"began immediately after the Tenth Party Congress. 'The struggle,' as +Shlyapnikov later recounted, 'took place not along ideological lines but by +means . . . of edging out from appointments, of systematic transfers from one +district to another, and even expulsion from the party.' . . . the attack was +levelled not for heretical opinions, but for criticism of any kind of party +shortcomings. 'Every member of the party who spoke in defence of the +resolution on workers' democracy [in the party -- see next section] was +declared a supporter of the Workers' Opposition and guilty of disintegrating +the party,' and was accordingly victimised."_ [**Op. Cit.**, pp. 325-6] Thus +_"the party Secretariat was perfecting its technique of dealing with +recalcitrant individuals by the power of removal and transfer, directed +primarily at the adherents of the Workers' Opposition. (Of the 37 Workers' +Opposition delegates to the Tenth Congress whom Lenin consulted when he was +persuading Shlyapnikov and Kutuzov to enter the Central Committee, only four +managed to return as voting delegates to the next congress.)"_ [Daniels, **Op. +Cit.**, p. 161] + +A similar process was at work in the trade unions. For example, _"[w]hen the +metalworkers' union held its congress in May 1921, the Central Committee of +the party handed it a list of recommended candidates for the union leadership. +The metalworkers' delegates voted down the party-backed list, but this gesture +proved futile: the party leadership boldly appointed their own men to the +union offices."_ This was _"a show of political force"_ as the union was a +centre of the Workers' Opposition. [Daniels, **Op. Cit.**, p. 157] + +This repression was practised under Lenin and Trotsky, using techniques which +were later used by the Stalinists against Trotsky and his followers. Lenin +himself was not above removing his opponents from the central committee by +undemocratic methods. At the Tenth Party Congress he had persuaded Shlyapnikov +to be elected to the Central Committee in an attempt to undermine the +opposition. A mere _"five months later, Lenin was demanding his expulsion for +a few sharp words of criticism of the bureaucracy, uttered at a private +meeting of a local party cell. If he was looking for a pretext, he could +scarcely have picked a weaker one."_ [Schapiro, **Op. Cit.**, p. 327] Lenin +failed by only one vote short of the necessary two thirds majority of the +Committee. + +In summary, the _"Workers' Opposition"_ vision was limited. Politically, it +merely wanted democracy within the party. It did not question the party's +monopoly of power. As such, it definitely did not deserve the labels +_"anarchist"_ and _"syndicalist"_ which their opponents called them. As far as +its economic policy goes, it, too, was limited. Its demands for economic +democracy were circumscribed by placing it under the control of the communist +cells within the trade unions. + +However, Kollontai was right to state that only the working class _"can alone +by the creator of communism,"_ that it was impossible to _"achieve communist . +. . over [the workers'] heads, by the hands of Soviet officials"_ and that +_"**it is impossible to decree communism.**"_ As Kropotkin put it decades +before: + +> _ "Communist organisation cannot be left to be constructed by legislative +bodies called parliaments, municipal or communal council. It must be the work +of all, a natural growth, a product of the constructive genius of the great +mass. Communism cannot be imposed from above."_ [**Kropotkin's Revolutionary +Pamphlets**, p. 140] + +## 3 What about Trotsky's _"Left Opposition"_ in the 1920s? + +Finally, there is Trotsky's opposition between 1923 and 1927\. Since 1918 +Trotsky had been wholeheartedly in favour of the party dictatorship and its +economic regime. This position started to change once his own power came under +threat and he suddenly became aware of the necessity for reform. +Unsurprisingly, his opposition was the last and by far the weakest +politically. As Cornelius Castoriadis points out: + +> _ "From the beginning of 1918 until the banning of factions in March 1921, +tendencies within the Bolshevik party were formed that, with farsightedness +and sometimes an astonishing clarity, expressed opposition to the Party's +bureaucratic line and to its very rapid bureaucratisation. These were the +'Left Communists' (at the beginning of 1918), then the 'Democratic Centralist' +tendency (1919), and finally the 'Workers' Opposition' (1920-21). . . these +oppositions were defeated one by one . . . The very feeble echoes of their +critique of the bureaucracy that can be found later in the (Trotskyist) 'Left +Opposition' after 1923 do not have the same signification. Trotsky was opposed +to the **bad policies** of the bureaucracy and to the excesses of its power. +He never put into question its essential nature. Until practically the end of +his life, he never brought up the questions raised by the various oppositions +of the period from 1918 to 1921 (in essence: 'Who manages production?' and +'What is the proletariat supposed to do during the 'dictatorship of the +proletariat,' other than work and follow the orders of 'its' party?')."_ +[**Political and Social Writings**, vol. 3, p. 98] + +While the _"Left Communists"_ and _"Workers' Opposition"_ had challenged +Lenin's state capitalist economic regime while upholding the Bolshevik +monopoly of power (implicitly or explicitly), Trotsky did not even manage +that. His opposition was firmly limited to internal reforms to the party which +he hoped would result in wider participation in the soviets and trade unions +(he did not bother to explain why continuing party dictatorship would +reinvigorate the soviets or unions). + +Politically, Trotsky was unashamedly in favour of party dictatorship. Indeed, +his basic opposition to Stalinism was because he considered it as the end of +that dictatorship by the rule of the bureaucracy. He held this position +consistently during the civil war and into the 1920s (and beyond -- see +[section H.3.8](secH3.html#sech38)). For example, in April 1923, he asserted +quite clearly that _"[i]f there is one question which basically not only does +not require revision but does not so much as admit the thought of revision, it +is the question of the dictatorship of the Party."_ [**Leon Trotsky Speaks**, +p. 158] And was true to his word. In _"The New Course"_ (generally accepted as +being the first public expression of his opposition), he stated that _"[w]e +are the only party in the country, and in the period of the dictatorship it +could not be otherwise."_ Moreover, it was _"incontestable that factions +[within the party] are a scourge in the present situation"_ and so the party +_"does not want factions and will not tolerate them."_ [**The Challenge of the +Left Opposition (1923-25)**, p. 78, p. 80 and p. 86] In May 1924, he even went +so far as to proclaim that: + +> _ "Comrades, none of us wishes or is able to be right against his party. The +party in the last analysis is always right, because the party is the sole +historical instrument given to the proletariat for the solution of its basic +problems . . . I know that one cannot be right against the party. It is only +possible to be right with the party and through the party, for history has not +created other ways for the realisation of what is right."_ [quoted by Daniels, +**The Conscience of the Revolution**, p. 240] + +However, confusion creeps into the politics of the Left Opposition simply +because they used the term _"workers' democracy"_ a lot. However, a close +reading of Trotsky's argument soon clarifies this issue. Trotsky, following +the Communist Party itself, had simply redefined what _"workers' democracy"_ +meant. Rather than mean what you would expect it would mean, the Bolsheviks +had changed its meaning to become _"party democracy."_ Thus Trotsky could talk +about _"party dictatorship"_ and _"workers' democracy"_ without contradiction. +As his support Max Eastman noted in the mid-1920s, Trotsky supported the +_"programme of democracy within the party -- called 'Workers' Democracy' by +Lenin."_ This _"was not something new or especially devised . . . It was part +of the essential policy of Lenin for going forward toward the creation of a +Communist society -- a principle adopted under his leadership at the Tenth +Congress of the party, immediately after the cessation of the civil war."_ +[**Since Lenin Died**, p. 35] In the words of historian Robert V. Daniels: + +> _ "The Opposition's political ideal was summed up in the slogan 'workers' +democracy,' which referred particularly to two documents [from 1920 and 1923] +. . . Both these statements concerned the need to combat 'bureaucratism' and +implement party democracy."_ [**Op. Cit.**, p. 300] + +That this was the case can be seen from the Fourth All-Russian Congress of +Trade Unions in 1921: + +> _ "At the meeting of delegates who were party members, Tomsky submitted for +routine approval a set of these on the tasks of trade unions. The approval was +a matter of form, but an omission was noted, The theses made no reference to +the formula of 'proletarian democracy' with which the Tenth Congress had tried +to assuage the rank and file. Riazanov . . . offered an amendment to fill the +breach, in language almost identical with the Tenth Congress resolution: 'The +party must observe with special care the normal methods of proletarian +democracy, particularly in the trade unions, where most of all the selection +of leaders should be done by the organised party masses themselves.' . . . The +party leadership reacted instantaneously to this miscarriage of their plans +for curtailing the idea of union autonomy. Tomksy was summarily ejected from +the trade union congress. Lenin put in appearance together with Bukharin and +Stalin to rectify the unionists' action."_ [Daniels, **Op. Cit.**, p. 157] + +The _"New Course Resolution"_ passed in December, 1923, stresses this, stating +that _"Workers' democracy means the liberty of frank discussion of the most +important questions of party life by all members, and the election of all +leading party functionaries and commissions . . . It does not . . . imply the +freedom to form factional groupings, which are extremely dangerous for the +ruling party."_ [Trotsky, **Op. Cit.**, p. 408] It made it clear that +_"workers' democracy"_ was no such thing: + +> _ "Worker's democracy signifies freedom of open discussion by all members of +the party of the most important questions of party life, freedom of +controversy about them, and also electiveness of the leading official +individuals and collegia from below upwards. However, it does not at all +suggest freedom of factional groupings . . . It is self-evident that within +the party . . . it is impossible to tolerate groupings, the ideological +contents of which are directed against the party as a whole and against the +dictatorship of the proletariat (such as, for example, the 'Workers' Truth' +and the 'Workers' Group')."_ [quoted by Robert V. Daniels, **Op. Cit.**, p. +222] + +As "Left Oppositionist" Victor Serge himself pointed out, _"the greatest reach +of boldness of the Left Opposition in the Bolshevik Party was to demand the +restoration of inner-Party democracy, and it never dared dispute the theory of +single-party government -- by this time, it was too late."_ Trotsky had _"ever +since 1923 [been] for the renovation of the party through inner party +democracy and the struggle against bureaucracy."_ [**The Serge-Trotsky +Papers**, p. 181 and p. 201] + +Thus Trotsky's opposition was hardly democratic. In 1926, for example, he took +aim at Stalin's dismissal of the idea of _"the dictatorship of the party"_ as +_"nonsense"_ the previous year. If he were the heroic defender of genuine +workers democracy modern day Trotskyists assert, he would have agreed with +Stalin while exposing his hypocrisy. Instead he defended the concept of _"the +dictatorship of the party"_ and linked it to Lenin (and so Leninist +orthodoxy): + +> _ "Of course, the foundation of our regime is the dictatorship of a class. +But this in turn . . . assumes it is class that has come to self-consciousness +through its vanguard, which is to say, through the party. Without this, the +dictatorship could not exist . . . Dictatorship is the most highly +concentrated function of function of a class, and therefore the basic +instrument of a dictatorship is a party. In the most fundamental aspects a +class realises its dictatorship through a party. That is why Lenin spoke not +only of the dictatorship of the class but also the dictatorship of the party +and, **in a certain sense**, made them identical."_ [Trotsky, **The Challenge +of the Left Opposition (1926-27)**, pp. 75-6] + +Trotsky argued that Stalin's repudiation of the "dictatorship of the party" +was, in fact, a ploy to substitute the dictatorship of the party _"apparatus"_ +for the dictatorship of the party (a theme which would be raised in the +following year's **Platform of the Opposition**). Such a substitution, he +argued, had its roots in a _"disproportion"_ between workers' democracy and +peasants' democracy (or _"the private sector of the economy"_ in general). As +long as there was a _"proper 'proportion'"_ between the two and _"the advance +of democratic methods in the party and working class organisations,"_ then +_"the identification of the dictatorship of the class with that of the party +is fully and completely justified historically and politically."_ Needless to +say, Trotsky did not bother to ask how much democracy (of **any** kind) was +possible under a party dictatorship nor how a class could run society or have +_"democratic"_ organisations if subjected to such a dictatorship. For him it +was a truism that the _"dictatorship of a party does not contradict the +dictatorship of the class either theoretically or practically, but is an +expression of it."_ [**Op. Cit.**, p. 76] Needless to say, the obvious +conclusion to draw from Trotsky's argument is that if a revolution occurred in +a country without a peasantry then the _"dictatorship of the party"_ would be +of no real concern! + +This was no temporary (7 year!) aberration. As indicated in [section +H.3.8](secH3.html#sech38), Trotsky repeated this support for party +dictatorship ten years later (and after). Furthermore, Trotsky's defence of +party dictatorship against Stalin was included in the 1927 **Platform of the +Opposition**. This included the same contradictory demands for workers' +democracy and the revitalising of the soviets and trade unions with deeply +rooted ideological support for party dictatorship. This document made his +opposition clear, attacking Stalin for **weakening** the party's dictatorship. +In its words, the _"growing replacement of the party by its own apparatus is +promoted by a 'theory' of Stalin's which denies the Leninist principle, +inviolable for every Bolshevik, that the dictatorship of the proletariat is +and can be realised only through the dictatorship of the party."_ It repeats +this principle by arguing that _"the dictatorship of the proletariat demands a +single and united proletarian party as the leader of the working masses and +the poor peasantry."_ As such, _"[w]e will fight with all our power against +the idea of two parties, because the dictatorship of the proletariat demands +as its very core a single proletarian party. It demands a single party."_ +[**The Platform of the Opposition**] Even in the prison camps in the late +1920s and early 1930s, _"almost all the Trotskyists continued to consider that +'freedom of party' would be 'the end of the revolution.' 'Freedom to choose +one's party -- that is Menshevism,' was the Trotskyists' final verdict."_ +[Ante Ciliga, **The Russian Enigma**, p. 280] + +Once we understand that _"workers' democracy"_ had a very specific meaning to +the Communist Party, we can start to understand such apparently contradictory +demands as the _"consistent development of a workers' democracy in the party, +the trade unions, and the soviets."_ Simply put, this call for _"workers' +democracy"_ was purely within the respective party cells and **not** a call +for **genuine** democracy in the unions or soviets. Such a position in no way +undermines the dictatorship of the party. + +Economically, Trotsky's opposition was far more backward than previous +oppositions. For Trotsky, economic democracy was not an issue. It played no +role in determining the socialist nature of a society. Rather state ownership +did. Thus he did not question one-man management in the workplace nor the +capitalist social relationships it generated. For Trotsky, it was _"necessary +for each state-owned factory, with its technical director and with its +commercial director, to be subjected not only to control from the top -- by +the state organs -- but also from below, by the market which will remain the +regulator of the state economy for a long time to come."_ In spite of the +obvious fact that the workers did not control their labour or its product, +Trotsky asserted that _"[n]o class exploitation exists here, and consequently +neither does capitalism exist."_ Moreover, _"socialist industry . . . utilises +methods of development which were invented by capitalist economy."_ +Ultimately, it was not self-management that mattered, it was _"the growth of +Soviet state industry [which] signifies the growth of socialism itself, a +direct strengthening of the power of the proletariat"_! [**The First 5 Years +of the Communist International**, vol. 2, p. 237 and p. 245] + +Writing in 1923, he argued that the _"system of actual one-man management must +be applied in the organisation of industry from top to bottom. For leading +economic organs of industry to really direct industry and to bear +responsibility for its fate, it is essential for them to have authority over +the selection of functionaries and their transfer and removal."_ These +economic organs must _"in actual practice have full freedom of selection and +appointment."_ He also tied payment to performance (just as he did during the +civil war), arguing that _"the payment of the directors of enterprises must be +made to depend on their balance sheets, like wages depend on output."_ [quoted +by Robert V. Daniels, **A Documentary History of Communism**, vol. 1, p. 237] + +Moreover, Trotsky's key idea during the 1920s was to industrialise Russia. As +the 1927 Platform argued, it was a case that the _"present tempo of +industrialisation and the tempo indicated for the coming years are obviously +inadequate"_ and so the _"necessary acceleration of industrialisation"_ was +required. In fact, the _"Soviet Union must nor fall further behind the +capitalist countries, but in the near future must overtake them."_ Thus +industrialisation _"must be sufficient to guarantee the defence of the country +and in particular an adequate growth of war industries."_ [**The Platform of +the Opposition**] + +In summary, Trotsky's "opposition" in no way presented any real alternative to +Stalinism. Indeed, Stalinism simply took over and applied Trotsky's demands +for increased industrialisation. At no time did Trotsky question the +fundamental social relationships within Soviet society. He simply wished the +ruling elite to apply different policies while allowing him and his followers +more space and freedom within the party structures. Essentially, as the 1927 +Platform noted, he saw Stalinism as the victory of the state bureaucracy over +the party and its dictatorship. Writing ten years after the Platform, Trotsky +reiterated this: _"The bureaucracy won the upper hand. It cowed the +revolutionary vanguard, trampled upon Marxism, prostituted the Bolshevik party +. . . To the extent that the political centre of gravity has shifted form the +proletarian vanguard to the bureaucracy, the party has changed its social +structure as well as its ideology."_ [**Stalinism and Bolshevism**] He simply +wanted to shift the _"political centre of gravity"_ back towards the party, as +it had been in the early 1920s when he and Lenin were in power. He in no +significant way questioned the nature of the regime or the social +relationships it was rooted in. + +This explains his continual self-imposed role after his exile of loyal +opposition to Stalinism in spite of the violence applied to him and his +followers by the Stalinists. It also explains the lack of excitement by the +working class over the _"Left Opposition."_ There was really not that much to +choose between the two factions within the ruling party/elite. As Serge +acknowledged: _"Outraged by the Opposition, they [the bureaucrats] saw it as +treason against them; which in a sense it was, since the Opposition itself +belonged to the ruling bureaucracy."_ [**Memoirs of a Revolutionary**, p. 225] + +This may come as a shock to many readers. This is because Trotskyists are +notorious for their rewriting of the policies of Trotsky's opposition to the +rise of what became known as Stalinism. This revisionism can take extreme +forms. For example, Chris Harman (of the UK's SWP) in his summary of the rise +Stalinism asserted that after _"Lenin's illness and subsequent death"_ the +_"principles of October were abandoned one by one."_ [**Bureaucracy and +Revolution in Eastern Europe**, p. 14] Presumably, in that case, the +_"principles of October"_ included the practice of, and ideological commitment +to, party dictatorship, one-man management, banning opposition groups/parties +(as well as factions within the Communist Party), censorship, state repression +of working class strikes and protests, piece-work, Taylorism, the end of +independent trade unions and a host of other crimes against socialism +implemented under Lenin and normal practice at the time of his death. + +Harman is correct to say that _"there was always an alternative to Stalinism. +It meant, in the late 1920s, returning to genuine workers' democracy and +consciously linking the fate of Russia to the fate of world revolution."_ Yet +this alternative was not Trotsky's. Harman even goes so far as to assert that +the _"historical merit of the Left Opposition"_ was that it _"did link the +question of the expansion of industry with that of working-class democracy and +internationalism."_ [**Op. Cit.**, p. 19] + +However, in reality, this was **not** the case. Trotsky, nor the Left +Opposition, supported _"genuine"_ working-class democracy, unless by +_"genuine"_ Harman means _"party dictatorship presiding over."_ This is clear +from Trotsky's writings for the period in question. The Left Opposition did +**not** question the Bolshevik's monopoly of power and explicitly supported +the idea of party dictatorship. This fact helps explains what Harman seems +puzzled by, namely that Trotsky _"continued to his death to harbour the +illusion that somehow, despite the lack of workers' democracy, Russia was a +'workers' state.'"_ [**Op. Cit.**, p. 20] Strangely, Harman does not explain +why Russia was a _"workers' state"_ under Lenin and Trotsky, given its _"lack +of workers' democracy."_ But illusions are hard to dispel, sometimes. + +So, for Trotsky, like all leading members of the Communist Party and its +_"Left Opposition"_, _"workers' democracy"_ was **not** considered important +and, in fact, was (at best) applicable only within the party. Thus the +capitulation of many of the Left Opposition to Stalin once he started a policy +of forced industrialisation comes as less of a surprise than Harman seems to +think it was. As Ante Ciliga saw first hand in the prison camps, _"the +majority of the Opposition were . . . looking for a road to reconciliation; +whilst criticising the Five Year Plan, they put stress not on the part of +exploited class played by the proletariat, but on the technical errors made by +the Government **qua** employer in the matter of insufficient harmony within +the system and inferior quality of production. This criticism did not lead to +an appeal to the workers against the Central Committee and against +bureaucratic authority; it restricted itself to proposing amendments in a +programme of which the essentials were approved. The socialist nature of State +industry was taken for granted. They denied the fact that the proletariat was +exploited; for 'we were in a period of proletarian dictatorship.'"_ [**The +Russian Enigma**, p. 213] + +As Victor Serge noted, _"[f]rom 1928-9 onwards, the Politbureau turned to its +own use the great fundamental ideas of the now expelled Opposition (excepting, +of course, that of working-class democracy) and implemented them with ruthless +violence."_ While acknowledging that the Stalinists had applied these ideas in +a more extreme form than the Opposition planned, he also acknowledged that +_"[b]eginning in those years, a good many Oppositionists rallied to the +'general line' and renounced their errors since, as they put it, 'After all, +it is our programme that is being applied.'"_ Nor did it help that at _"the +end of 1928, Trotsky wrote to [the Opposition] from his exile . . . to the +effect that, since the Right represented the danger of a slide towards +capitalism, we had to support the 'Centre' -- Stalin -- against it."_ [**Op. +Cit.**, p. 252 and p. 253] + +However, Serge's comments on _"working-class democracy"_ are somewhat +incredulous, given that he knew fine well that the Opposition did not stand +for it. His summary of the 1927 Platform was restricted to it aiming _"to +restore life to the Soviets . . . and above all to revitalise the Party and +the trade unions. . . In conclusion, the Opposition openly demanded a Congress +for the reform of the Party, and the implementation of the excellent +resolutions on internal democracy that had been adopted in 1921 and 1923."_ +[**Op. Cit.**, pp. 224-5] Which is essentially correct. The Platform was based +on redefining "workers' democracy" to mean "party democracy" within the +context of its dictatorship. + +We can hardly blame Harman, as it was Trotsky himself who started the process +of revising history to exclude his own role in creating the evils he +(sometimes) denounced his opponents within the party for. For example, the +1927 Platform states that _"[n]ever before have the trade unions and the +working mass stood so far from the management of socialist industry as now"_ +and that _"[p]re-revolutionary relations between foremen and workmen are +frequently found."_ Which is hardly surprising, given that Lenin had argued +for, and implemented, appointed one-man management armed with "dictatorial +powers"_ from April 1918 and that Trotsky himself also supported one-man +management (see [section 10](append41.html#app10) of the appendix ["What +happened during the Russian Revolution?"](append41.html)). + +Even more ironically, Harman argues that the Stalinist bureaucracy became a +ruling class in 1928 when it implemented the first five year plan. This +industrialisation was provoked by military competition with the west, which +forced the _"drive to accumulate"_ which caused the bureaucracy to attack +_"the living standards of peasants and workers."_ He quotes Stalin: _"to +slacken the pace (of industrialisation) would mean to lag behind; and those +who lag behind are beaten . . . We must make good this lag in ten years. +Either we do so or they crush us."_ Moreover, the _"environment in which we +are placed . . . at home and abroad . . . compels us to adopt a rapid rate of +industrialisation."_ [Harman, **Op. Cit.**, pp. 15-6] Given that this was +exactly the same argument as Trotsky in 1927, it seems far from clear that the +_"Left Opposition"_ presented any sort of alternative to Stalinism. After all, +the _"Left Opposition took the stand that large-scale new investment was +imperative, especially in heavy industry, and that comprehensive planning and +new sources of capital accumulation should be employed immediately to effect a +high rate of industrial expansion . . . They also stressed the necessity of +rapidly overtaking the capitalist powers in economic strength, both as a +guarantee of military security and as a demonstration of the superiority of +the socialist system."_ [Robert V. Daniels, **The Conscience of the +Revolution**, p. 290] + +Would the Left Opposition's idea of _"primitive socialist accumulation"_ been +obtained by any means other than politically enforced exploitation and the +repression of working class and peasant protest? Of course not. Faced with the +same objective pressures and goals, would it have been any different if that +faction had become dominant in the party dictatorship? It is doubtful, unless +you argue that who is in charge rather than social relationships that +determine the "socialist" nature of a regime. But, then again, that is +precisely what Trotskyists like Harman do do when they look at Lenin's Russia. + +As for Harman's assertion that the Left Opposition stood for +_"internationalism,"_ that is less straight forward than he would like. As +noted, it favoured the industrialisation of Russia to defend the regime +against its foreign competitors. As such, the Left Opposition were as +committed to building "socialism" in the USSR as were the Stalinist promoters +of _"socialism in one country."_ The difference was that the Left Opposition +also argued for spreading revolution externally as well. For them, this was +the **only** means of assuring the lasting victory of "socialism" (i.e. +statised industry) in Russia. So, for the Left Opposition, building Russia's +industrial base was part and parcel of supporting revolution internationally +rather, as in the case of the Stalinists, an alternative to it. + +The contradictions in Trotsky's position may best be seen from the relations +between Lenin's Russia and the German military. Negotiations between the two +states started as early as 1920 with an important aide of Trotsky's. The fruit +of the German military's negotiations were _"secret military understandings."_ +By September 1922 German officers and pilots were training in Russia. An +organisation of German military and industrial enterprises in Russia was +established and under it's auspices shells, tanks and aircraft were +manufactured in Russia for the German army (an attempt to produce poison gas +failed). [E.H. Carr, **The Bolshevik Revolution**, vol. 3, p. 327 and pp. +431-2] In April, 1923, the German High Command ordered 35 million gold marks +worth of war material. [Aberdeen Solidarity, **Spartakism to National +Bolshevism**, p. 24] + +These relations had their impact on the politics of the German Communist Party +who enforced its so-called _"Schlageter Line"_ of co-operation with +nationalist and fascist groups. This policy was first promoted in the +Comintern by leading Communist Radek and inspired by Zinoviev. According to +Radek, _"national Bolshevism"_ was required as the _"strong emphasis on the +nation in Germany is a revolutionary act."_ [quoted in E.H. Carr, **The +Interregnum 1923-1924**, p. 177] During the summer of 1923, joint meetings +with them were held and both communist and fascist speakers urged an alliance +with Soviet Russia against the Entente powers. So, for several months, the +German Communists worked with the Nazis, going so as far as to stage rallies +and share podiums together. The Communist leader Ruth Fischer even argued that +_"he who denounces Jewish capital . . . is already a warrior in the class war, +even though he does not know it"_ (she latter said her remarks had been +distorted). [quoted in E.H. Carr, **Op. Cit.**, p. 182f] This continued until +_"the Nazis leadership placed a ban on further co-operation."_ [E.H. Carr, +**Op. Cit.**, p. 183] Thus the activities of the German communists were +tailored to fit into the needs of Lenin's regime and Trotsky played a key role +in the negotiations which started the process. + +How _"internationalist"_ was it to arm and train the very forces which had +crushed the German revolutionary workers between 1919 and 1921? How sensible +was it, when pressing for world revolution, to enhance the power of the army +which would be used to attack any revolution in Germany? Which, of course, was +what happened in 1923, when the army repressed the Comintern inspired revolt +in November that year. Trotsky was one of the staunchest in favour of this +insurrection, insisting that it be fixed for the 7th of that month, the +anniversary of the Bolshevik seizure of power. [E.H. Carr, **Op. Cit.**, p. +205] The attempted revolt was a dismal failure. Rather than a revolution in +Berlin on the 7th of November, there was a diner at the Russian embassy for +German officers, industrialists and officials to celebrate the anniversary of +the Russian revolution. [Carr, **Op. Cit.**, p. 226] The big question is how +many Communists and workers killed in the revolt had been at the receiving end +of weapons and training supplied to the German army by Trotsky's Red Army? + +Moreover, the **nature** of any such revolution is what counts. The Left +Opposition would have encourage revolutions which followed (to re-quote the +**Platform of the Opposition**) the _"Leninist principle"_ (_"inviolable for +every Bolshevik"_) that _"the dictatorship of the proletariat is and can be +realised only through the dictatorship of the party."_ It would have opposed +workers' self-management in favour of nationalisation and one-man management. +In other words, the influence of the Left Opposition would have been as +detrimental to the global workers' movement and other revolutions as Stalin's +was (or, for that matter, Lenin's) although, of course, in a different way. +Generalising Lenin's state capitalism would not have resulted in socialism, no +matter how many revolutions in the west the Left Opposition encouraged. + +Finally, the fate of the _"Left Opposition"_ should be noted. As befell the +previous oppositions, the party machine was used against it. Ironically, the +Stalinists began by using the very techniques the Trotskyists had used against +their opponents years before. For example, the Eighth Party Congress in +December 1919 agreed that _"[a]ll decisions of the higher jurisdiction are +absolutely binding for the lower."_ Moreover, _"[e]ach decision must above all +be fulfilled, and only after this is an appeal to the corresponding party +organ permissible."_ Centralism was reaffirmed: _"The whole matter of +assignment of party workers is in the hands of the Central Committee of the +party. Its decision is binding for everyone..."_ These decisions were used as +a weapon against the opposition: _"Translating this principle into practice, +the Secretariat under Krestinsky [a Trotsky supporter] began deliberately to +transfer party officials for political reasons, to end personal conflicts and +curb opposition."_ In 1923, the Secretariat _"brought into play its power of +transfer, which had already proven to be an effective political weapon against +the Ukrainian Leftists and the Workers' Opposition."_ [Robert V. Daniels, +**Op. Cit.**, p. 113 and p. 229] + +The party itself had been reorganised, with _"the replacement of local party +committees, which were at least democratic in form, by bureaucratically +constituted 'political departments.' With the institution of such bodies, all +political activity . . . was placed under rigid control from above. This +innovation was taken from the army; as its origin suggests, it was strictly a +military, authoritarian institution, designed for transmitting propaganda +downward rather than opinion upward."_ [**Op. Cit.**, p. 114] Needless to say, +it was Trotsky himself who implemented that regime in the army to begin with. + +It should also be remembered that when, in early in 1922, the _"Workers' +Opposition"_ had appealed to the Communist abroad in the form of a statement +to a Comintern Congress, Trotsky defended the party against its claims. These +claims, ironically, included the accusation that the _"party and trade-union +bureaucracy . . . ignore the decisions of our congresses on putting workers' +democracy [inside the party] into practice."_ Their _"effort to draw the +proletarian masses closer to the state is declared to be 'anarcho- +syndicalism,' and its adherents are subjected to persecution and +discrediting."_ They argued that the _"tutelage and pressure by the +bureaucracy goes so far that it is prescribed for members of the party, under +threat of exclusion and other repressive measures, to elect not those whom the +Communists want themselves, but those whom the ignorant high places want."_ +[quoted by Daniels, **Op. Cit.**, p. 162] + +Even more ironically, the dominant faction of the bureaucracy heaped upon +Trotsky's opposition faction similar insults to those he (and Lenin) had +heaped upon previous oppositions inside and outside the party. In 1924, the +Trotskyist opposition was accused of having _"clearly violated the decision of +the Tenth Congress . . . which prohibited the formation of factions within the +party"_ and has _"enlivened the hopes of all enemies of the party, including +the West-European bourgeoisie, for a split in the ranks of the Russian +Communist Party."_ In fact, it was a _"direct departure of Leninism"_ and +_"also a clearly expressed **petty-bourgeois deviation**"_ reflecting _"the +pressure of the petty bourgeois on the position of the proletarian party and +its policy."_ [contained in Daniels, **A Documentary History of Communism**, +vol. 1, pp. 247-8] In 1927 the "United Opposition" was _"[o]bjectively . . . a +tool of the bourgeois elements."_ [quoted by Daniels, **The Conscience of the +Revolution**, p. 318] + +One of the ways which supporters of Leninism seek to differentiate it from +Stalinism is on the issue of repression within the Communist Party itself. +However, the suppression of opposition currents within Bolshevism did not +start under Stalinism, it had existed to some degree from the start. +Ironically, Trotsky's belated opposition faced exactly the same measures he +had approved for use against groups like the _"Workers' Opposition"_ within a +party regime he himself had helped create. + +Of course, the Stalinists did not stop there. Once the "Left Opposition" was +broken its members were brutally repressed. Some were simply murdered, many +more arrested and placed into prison camps where many died. Which shows, in +its own way, a key difference between Lenin's and Stalin's regime. Under +Lenin, the opposition **outside** the party was brutally repressed. Stalin +simply applied the methods used by Lenin outside the party to oppositions +within it. + +## 4 What do these oppositions tell us about the essence of Leninism? + +The history and ideas of these oppositions are important in evaluating the +claims of pro-Bolsheviks. If, as modern-day supporters of Bolshevism argue, +Leninism is inherently democratic and that before the revolution it stood for +basic civil liberties for the working class then we have to come to the +conclusion that none of the party oppositions represented the _"true"_ +Leninist tradition. Given that many Trotskyists support the _"Left +Opposition"_ as the only _"real"_ opposition to Stalin, defending the true +essence of Bolshevism, we can only wonder what the "real" Bolshevik tradition +is. After all, the _"Left Opposition"_ wholeheartedly supported party +dictatorship, remained silent on workers' control and urged the speeding up of +industrialisation to meet competition from the west. + +However, there are groups which did raise more substantial critiques of +mainstream Bolshevism. They raised their ideas between 1921 and 1923. How +Lenin and Trotsky responded to them is significant. Rather than embrace them +as expressing what the (according to Leninists) **really** stood for, they +used state repression to break them and they were kicked out of the Communist +Party. All with the approval of Lenin and Trotsky. + +The only groups associated with the Bolshevik party which advocated democracy +and freedom for working people were the dissidents of the _"Workers' Truth"_ +and _"Workers' Group."_ Material on both is hard to come by. The _"Workers' +Truth"_ group was labelled _"Menshevik"_ by the ruling party while the +_"Workers' Group"_ was dismissed as _"anarcho-syndicalist."_ Both were +expelled from the party and their members arrested by the Bolsheviks. The +latter group is better known than the former and so, by necessity, we will +concentrate on that. It was also the largest, boldest and composed mainly of +workers. We find them labelled the NEP the _"New Exploitation of the +Proletariat"_ and attacking, like the _"Workers' Opposition"_, the _"purely +bureaucratic way"_ industry was run and urging _"the direct participation of +the working class"_ in it. However, unlike the _"Workers' Opposition"_, the +_"Workers' Group"_ extended their call for workers' democracy to beyond the +workplace and party. They wondered if the proletariat might not be _"compelled +once again to start anew the struggle . . . for the overthrow of the +oligarchy."_ They noted that ruling clique in the party _"will tolerate no +criticism, since it considers itself just as infallible as the Pope of Rome."_ +[quoted by E.H. Carr, **The Interregnum 1923-1924**, p. 82, p. 269] + +The _"Workers' Group"_ is associated with the old worker Bolshevik G. T. +Miasnikov, its founder and leading thinker (see Paul Avrich's essay +**Bolshevik Opposition to Lenin: G. T. Miasnikov and the Workers' Group** for +more details -- any non-attributed quotes can be found in this essay). As Ante +Ciliga recounted in his experiences of political debate in the prison camps in +the late 1920s and early 1930s (ironically, there had always been more freedom +of expression in prison than in Bolshevik society): + +> _ "In the criticism of the Lenin of the revolutionary period the tone was +set by . . . the Workers Group . . . [It was], in origin, from the Bolshevik +old guard. But . . . they criticised Lenin's course of action from the +beginning, and not on details but as a whole. The Workers Opposition denounced +Lenin's economic line. The Workers Group went even farther and attacked the +political regime and the single party established by Lenin prior to the NEP . +. . + +> + +> "Having put as the basis of its programme Marx's watchword for the 1st +International -- 'The emancipation of the workers must be the task of the +workers themselves' -- the Workers Group declared war from the start on the +Leninist concept of the 'dictatorship of the party' and the bureaucratic +organisation of production, enunciated by Lenin in the initial period of the +revolution's decline. Against the Leninist line, they demanded organisation of +production by the masses themselves, beginning with factory collectives. +Politically, the Workers Group demanded the control of power and of the party +by the worker masses. These, the true political leaders of the country, must +have the right to withdraw power from any political party, even from the +Communist Party, if they judged that that party was not defending their +interests. Contrary to . . . the majority of the Workers' Opposition, for whom +the demand for 'workers' democracy' was practically limited to the economic +domain, and who tried to reconcile it with the 'single party,' the Workers +Group extended its struggle for workers' democracy to the demand for the +workers to choose among competing political parties of the worker milieu. +Socialism could only be the work of free creation by the workers. While that +which was being constructed by coercion, and given the name of socialism, was +for them nothing but bureaucratic State capitalism from the very beginning."_ +[**Op. Cit.**, pp. 277-8] + +Years before, Miasnikov had exposed the abuses he has seen first hand under +Lenin's regimed. In 1921, he stated the obvious that _"[i]t stands to reason +that workers' democracy presupposes not only the right to vote but also +freedom of speech and press. If workers who govern the country, manage +factories, do not have freedom of speech, we get a highly abnormal state."_ He +urged total freedom of speech for all. He discussed corruption within the +party, noting that a _"special type of Communist is evolving. He is forward, +sensible, and, what counts most, he knows how to please his superiors, which +the latter like only too much."_ Furthermore, _"[i]f one of the party rank and +file dares to have an opinion of his own, he is looked upon as a heretic and +people scoff at him saying, 'Wouldn't Ilyitch (Lenin) have come to this idea +if it were timely now? So you are the only clever man around, eh, you want to +be wiser than all? Ha, ha, ha! You want to be clever than Ilyitch!' This is +the typical 'argumentation' of the honourable Communist fraternity."_ _"Any +one who ventures a critical opinion of his own,"_ he noted, _"will be labelled +a Menshevik of Social-Revolutionist, with all the consequences that entails."_ +[quoted by G. P. Maximoff, **The Guillotine at Work**, p. 269 and p. 268] + +Lenin tried to reply to Miasnikov's demand for freedom of speech. Freedom of +the press, Lenin argued, would, under existing circumstances, strengthen the +forces of counter-revolution. Lenin rejected _"freedom"_ in the abstract. +Freedom for whom? he demanded. Under what conditions? For which class? _"We do +not believe in 'absolutes.' We laugh at 'pure democracy,'"_ he asserted. +_"Freedom of press in the RSFSR,"_ Lenin maintained, _"surrounded by bourgeois +enemies everywhere means freedom for the bourgeoisie"_ and as _"we do not want +to commit suicide and that is why we will never do this"_ (i.e. introduce +freedom of speech). According to Lenin, freedom of speech was a _"non-party, +anti-proletarian slogan"_ as well as a _"flagrant political error."_ After +sober reflection, Lenin hoped, Miasnikov would recognise his errors and return +to useful party work. + +Miasnikov was not convinced by Lenin's arguments. He drafted a strong reply. +Reminding Lenin of his revolutionary credentials, he wrote: _"You say that I +want freedom of the press for the bourgeoisie. On the contrary, I want freedom +of the press for myself, a proletarian, a member of the party for fifteen +years, who has been a party member in Russia and not abroad. I spent seven and +a half of the eleven years of my party membership before 1917 in prisons and +at hard labour, with a total of seventy-five days in hunger strikes. I was +mercilessly beaten and subjected to other tortures . . . I escaped not abroad, +but for party work here in Russia. To me one can grant at least a little +freedom of press. Or is it that I must leave or be expelled from the party as +soon as I disagree with you in the evaluation of social forces? Such +simplified treatment evades but does not tackle our problems."_ [quoted by +Maximoff, **Op. Cit.**, pp. 270-1] Lenin said, Miasnikov went on, that the +jaws of the bourgeoisie must be cracked: + +> _ "To break the jaws of international bourgeoisie, is all very well, but the +trouble is that, you raise your hand against the bourgeoisie and you strike at +the worker. Which class now supplies the greatest numbers of people arrested +on charges of counter-revolution? Peasants and workers, to be sure. There is +no Communist working class. There is just a working class pure and simple."_ +[quoted by Maximoff, **Op. Cit.**, p. 271] + +_"Don't you know,"_ he asked Lenin, _"that thousands of proletarians are kept +in prison because they talked the way I am talking now, and that bourgeois +people are not arrested on this source for the simple reason that the are +never concerned with these questions? If I am still at large, that is so +because of my standing as a Communist. I have suffered for my Communist views; +moreover, I am known by the workers; were it not for these facts, were I just +an ordinary Communist mechanic from the same factory, where would I be now? In +the Che-Ka [prison] . . . Once more I say: you raise your hand against the +bourgeoisie, but it is I who am spitting blood, and it is we, the workers, +whose jaws are being cracked."_ [quoted by Maximoff, **Ibid.**] + +After engaging in political activity in his home area, Miasnikov was summoned +to Moscow and placed under the control of the Central Committee. In defiance +of the Central Committee, he returned to the Urals and resumed his agitation. +At the end of August he appeared before a general meeting of Motovilikha party +members and succeeded in winning them over to his side. Adopting a resolution +against the Orgburo's censure of Miasnikov, they branded his transfer to +Moscow a form of _"banishment"_ and demanded that he be allowed _"full freedom +of speech and press within the party."_ + +On November 25 he wrote to a sympathiser in Petrograd urging a campaign of +agitation in preparation for the 11th party congress. By now Miasnikov was +being watched by the Cheka, and his letter was intercepted. For Lenin, this +was the last straw: _"We must devote greater attention to Miasnikov's +agitation,"_ he wrote to Molotov on December 5, _"and to report on it to the +Politburo twice a month."_ To deal with Miasnikov, meanwhile, the Orgburo +formed a new commission. This commission recommended his expulsion from the +party, which was agreed by the Politburo on February 20, 1922\. This was the +first instance, except for the brief expulsion of S. A. Lozovsky in 1918, +where Lenin actually expelled a well-known Bolshevik of long standing. + +By the start of 1923, he had organised a clandestine opposition and formed +(despite his expulsion) the _"Workers' Group of the Russian Communist Party."_ +He claimed that it, and not the Bolshevik leadership, represented the +authentic voice of the proletariat. Joining hands in the venture were P. B. +Moiseev, a Bolshevik since 1914, and N. V. Kuznetsov, the former Workers' +Oppositionist. The three men, all workers, constituted themselves as the +_"Provisional Central Organisational Bureau"_ of the group. Their first act, +in February 1923, was to draw up a statement of principles in anticipation of +the Twelfth Party Congress called the "Manifesto of the Workers' Group of the +Russian Communist Party."_ The manifesto was _"denouncing the New Exploitation +of the Proletariat and urging the workers to fight for soviet democracy,"_ +according to Trotskyist historian I. Deutscher. [**The Prophet Unarmed**, +p.107] + +The manifesto recapitulated the program of Miasnikov's earlier writings: +workers' self-determination and self-management, the removal of bourgeois +specialists from positions of authority, freedom of discussion within the +party, and the election of new soviets centred in the factories. It protested +against administrative high-handedness, the expanding bureaucracy, the +predominance of non-workers within the party, and the suppression of local +initiative and debate. The manifesto denounced the New Economic Policy (NEP) +as the _"New Exploitation of the Proletariat."_ In spite of the abolition of +private ownership, the worst features of capitalism had been preserved: wage +slavery, differences of income and status, hierarchical authority, +bureaucratism. In the words of the manifesto, the _"organisation of this +industry since the Ninth Congress of the RCP(b) is carried out without the +direct participation of the working class by nominations in a purely +bureaucratic way."_ [quoted by Daniels, **Op. Cit.**, p. 204] + +The manifesto wondered whether the Russian proletariat might not be compelled +_"to start anew the struggle -- and perhaps a bloody one \-- for the overthrow +of the oligarchy."_ Not that it contemplated an immediate insurrection. Rather +it sought to rally the workers, Communist and non-Communist alike, to press +for the elimination of bureaucratism and the revival of proletarian democracy. +Within the party the manifesto defended-the right to form factions and draw up +platforms. _"If criticism does not have a distinct point of view,"_ Miasnikov +wrote to Zinoviev, _"a platform on which to rally a majority of party members, +on which to develop a new policy with regard to this or that question, then it +is not really criticism but a mere collection of words, nothing but chatter."_ +He went even further, calling into question the very Bolshevik monopoly of +power. Under a single-party dictatorship, he argued, elections remained _"an +empty formality."_ To speak of _"workers' democracy"_ while insisting on one- +party government, he told Zinoviev, was to entwine oneself in a contradiction, +a _"contradiction in terms."_ + +Miasnikov was arrested by the GPU (the new name for the Cheka) on May 25, +1923, a month after the Twelfth Party Congress (the rest of the group's +leadership was soon to follow). Miasnikov was released from custody and +permitted to leave the country and left for Germany (this was a device not +infrequently used by the authorities to rid themselves of dissenters). In +Berlin he formed ties with the council communists of the German Communist +Workers' Party (KAPD) and with the left wing of the German Communist Party. +With the aid of these groups, Miasnikov was able to publish the manifesto of +the Workers' Group, prefaced by an appeal drafted by his associates in Moscow. +The appeal concluded with a set of slogans proclaiming the aims of the +Workers' Group: _"The strength of the working class lies in its solidarity. +Long live freedom of speech and press for the proletarians! Long live Soviet +Power! Long live Proletarian Democracy! Long live Communism!"_ + +Inside Russia the manifesto was having its effect. Fresh recruits were drawn +into the Workers' Group. It established ties with discontented workers in +several cities and began negotiations with leaders of the now defunct Workers' +Opposition. The group won support within the Red Army garrison quartered in +the Kremlin, a company of which had to be transferred to Smolensk. By summer +of 1923 the group had some 300 members in Moscow, as well as a sprinkling of +adherents in other cities. Many were Old Bolsheviks, and all, or nearly all, +were workers. Soon an unexpected opportunity for the group to extend its +influence arrived. In August and September 1923 a wave of strikes (which +recalled the events of February 1921) swept Russia's industrial centres. An +economic crisis (named the _"scissors' crisis"_) had been deepening since the +beginning of the year, bringing cuts in wages and the dismissal of large +numbers of workers. The resulting strikes, which broke out in Moscow and other +cities, were spontaneous and no evidence existed to connect them with any +oppositionist faction. The Workers' Group, however, sought to take advantage +of the unrest to oppose the party leadership. Stepping up its agitation, it +considered calling a one-day general strike and organising a mass +demonstration of workers, on the lines of Bloody Sunday 1905, with a portrait +of Lenin (rather than the Tzar!) at the lead. + +The authorities became alarmed. The Central Committee branded the Workers' +Group as _"anti-Communist and anti-Soviet"_ and ordered the GPU to suppress +it. By the end of September its meeting places had been raided, literature +seized, and leaders arrested. Twelve members were expelled from the party and +fourteen others received reprimands. As one Trotskyist historian put it, the +_"party leaders"_ were _"determined to suppress the Workers' Group and the +Workers' Truth."_ [I. Deutscher, **Op. Cit.**, p. 108] Miasnikov was +considered such a threat that in the autumn of 1923 he was lured back to +Russia on assurances from Zinoviev and Krestinsky, the Soviet ambassador in +Berlin, that he would not be molested. Once in Russia he was immediately +placed behind bars. The arrest was carried out by Dzerzhinsky himself (the +infamous creator and head of the Cheka), a token of the gravity with which the +government viewed the case. + +This response is significant, simply because Trotsky was still an influential +member of the Communist Party leadership. As Paul Avrich points out, _"[i]n +January 1924, Lenin died. By then the Workers' Group had been silenced. It was +the last dissident movement within the party to be liquidated while Lenin was +still alive. It was also the last rank-and-file group to be smashed with the +blessing of all the top Soviet leaders, who now began their struggle for +Lenin's mantle."_ [**Bolshevik Opposition To Lenin: G. Miasnikov and the +Workers Group**] + +The response of Trotsky is particularly important, given that for most modern +day Leninists he raised the banner of "authentic" Leninism against the obvious +evils of Stalinism. What was his reaction to the state repression of the +Workers' Group? As Deutscher notes, Trotsky _"did not protest when their +adherents were thrown into prison . . . Nor was he inclined to countenance +industrial unrest . . . Nor was he at all eager to support the demand for +Soviet democracy in the extreme form in which the Workers' Opposition and its +splinter groups [like the Workers' Group] had raised it."_ [**Op. Cit.**, pp. +108-9] Dzerzhinsky was given the task of breaking the opposition groups by the +central committee. He _"found that even party members of unquestioned loyalty +regarded them as comrades and refused to testify against them. He then turned +to the Politburo and asked it to declare it was the duty of any party member +to denounce to the GPU people inside the party engaged aggressive action +against the official leaders."_ Trotsky _"did not tell the Politburo plainly +that it should reject Dzerzhinsky's demand. He evaded the question."_ [**Op. +Cit.**, p. 108 and p. 109] + +Trotskyist Tony Cliff presents a similar picture of Trotsky's lack of concern +for opposition groups and his utter failure to support working class self- +activity or calls for **real** democracy. He notes that in July and August +1923 Moscow and Petrograd _"were shaken by industrial unrest . . . Unofficial +strikes broke out in many places . . . In November 1923, rumours of a general +strike circulated throughout Moscow, and the movement seems at the point of +turning into a political revolt. Not since the Kronstadt rising of 1921 had +there been so much tension in the working class and so much alarm in the +ruling circles."_ The ruling elite, including Trotsky, acted to maintain their +position and the secret police turned on any political group which could +influence the movement. The _"strike wave gave a new lease of life to the +Mensheviks"_ and so _"the GPU carried out a massive round up of Mensheviks, +and as many as one thousand were arrested in Moscow alone."_ When it was the +turn of the Workers Group and Workers Truth, Trotsky _"did not condemn their +persecution"_ and he _"did not support their incitement of workers to +industrial unrest."_ Moreover, _"[n]or was Trotsky ready to support the demand +for workers' democracy in the extreme form to which the Workers Group and +Workers Truth raised it."_ [**Trotsky**, vol. 3, p. 25, p. 26 and pp. 26-7] + +By _"extreme,"_ Cliff obviously means _"genuine"_ as Trotsky did not call for +workers' democracy in any meaningful form. Indeed, his _"New Course +Resolution"_ even went so far as to say that _"it is obvious that there can be +no toleration of the formation of groupings whose ideological content is +directed against the party as a whole and against the dictatorship of the +proletariat. as for instance the Workers' Truth and Workers' Group."_ Trotsky +himself was at pains to distance himself from Myainikov. [**The Challenge of +the Left Opposition (1923-25)**, p. 408 and p. 80] The resolution made it +clear that it considered _"the dictatorship of the proletariat"_ to be +incompatible with **real** workers democracy by arguing _"it is impossible to +tolerate groupings, the ideological contents of which are directed against the +party as a whole and against the dictatorship of the proletariat (such as, for +example, the 'Workers' Truth' and the 'Workers' Group')."_ [quoted by Robert +V. Daniels, **Op. Cit.**, p. 222] Given that both these groups advocated +actual soviet and trade union democracy, the Politburo was simply indicating +that **actual** _"workers' democracy"_ was _"against"_ the dictatorship of the +proletariat (i.e. the dictatorship of the party). + +Thus we come to the strange fact that it was Lenin and Trotsky themselves who +knowingly destroyed the groups which represent what modern day Leninists +assert is the _"real"_ essence of Leninism. Furthermore, modern day Leninists +generally ignore these opposition groups when they discuss alternatives to +Stalinism or the bureaucratisation under Lenin. This seems a strange fate to +befall tendencies which, if we take Leninists at their word, expressed what +their tradition stands for. Equally, in spite of their support for party +dictatorship, the _"Workers' Opposition"_ did have some constructive suggests +to make as regards combating the economic bureaucratisation which existed +under Lenin. Yet almost all modern Leninists (like Lenin and Trotsky) dismiss +them as _"syndicalist"_ and utopian. Which is, of course, significant about +the **real** essence of Leninism. + +Ultimately, the nature of the various oppositions within the party and the +fate of such real dissidents as the _"Workers' Group"_ says far more about the +real reasons the Russian revolution than most Trotskyist books on the matter. +Little wonder there is so much silence and distortion about these events. They +prove that the _"essence"_ of Bolshevism is not a democratic one but rather a +deeply authoritarian one hidden (at times) behind libertarian sounding +rhetoric. Faced with opposition which were somewhat libertarian, the response +of Lenin and Trotsky was to repress them. In summary, they show that the +problems of the revolution and subsequent civil war did not create but rather +revealed Bolshevism's authoritarian core. + diff --git a/markdown/append46.md b/markdown/append46.md new file mode 100644 index 0000000000000000000000000000000000000000..0041c0f7b4b2f22a2a705128ed3354374e88c104 --- /dev/null +++ b/markdown/append46.md @@ -0,0 +1,6120 @@ +# Why does the Makhnovist movement show there is an alternative to Bolshevism? + +The key Leninist defence of the actions of the Bolsheviks in the Russian +revolution is that they had no other choice. Complaints against the Bolshevik +attacks on the gains of the revolution and the pro-revolutionary Left in +Russia are met with a mantra involving the white terror, the primitive state +of Russia and the reactionary peasantry, the invading imperialist armies +(although the actual number can, and does, vary depending on who you are +talking to) and other such _"forces of nature"_ which we are to believe could +only be met by a centralised authoritarian regime that would flinch at nothing +in order to survive. + +However, this is not the case. This is for three reasons. + +Firstly, there is the slight problem that many of the attacks on the +revolution (disbanding soviets, undermining the factory committees, repressing +socialists and anarchists, and so on) started **before** the start of the +civil war. As such, its difficult to blame the degeneration of the revolution +on an event which had yet to happen (see [ section 3](append43.html#app3) of +the appendix [ "What caused the degeneration of the Russian +Revolution?"](append43.html) for details). + +Secondly, Leninists like to portray their ideology as "realistic," that it +recognises the problems facing a revolution and can provide the necessary +solutions. Some even claim, flying in the face of the facts, that anarchists +think the ruling class will just _"disappear"_ (see [section +H.2.1](secH2.html#sech21) ) or that we think _"full-blown"_ communism will +appear _"overnight"_ (see [section H.2.5](secH2.html#sech25)). Only +Bolshevism, it is claimed, recognises that civil war is inevitable during a +revolution and only it provides the necessary solution, namely a _"workers +state."_ Lenin himself argued that _"[n]ot a single great revolution in +history has escaped civil war. No one who does not live in a shell could +imagine that civil war is conceivable without exceptionally complicated +circumstances."_ [**Will the Bolsheviks Maintain Power?**, p. 81] As such, its +incredulous that modern day followers of Lenin blame the degeneration of the +Russian Revolution on the very factors (civil war and exceptional +circumstances) that they claim to recognise an inevitable! + +Thirdly, and even more embarrassingly for the Leninists, numerous examples +exist both from revolutionary Russia at the time and from earlier and later +revolutions that suggest far from Bolshevik tactics being the most efficient +way of defending the revolution other methods existed which looked to the +massive creative energies of the working masses unleashed by the revolution. + +During the Russian Revolution the biggest example of this is found in South- +Eastern Ukraine. For much of the Civil War this area operated without a +centralised state apparatus of the Bolshevik type and was, instead, based on +the anarchist idea of Free Soviets. There _"the insurgents raised the black +flag of anarchism and set forth on the anti-authoritarian road of the free +organisation of the workers."_ [Arshinov, **The History of the Makhnovist +Movement**, p. 50] The space in which this happened was created by a partisan +force that instead of using the _"efficiency"_ of executions for desertion, +tsarist officers appointed over the rank and file soldiers' wishes and +saluting so loved by the Bolsheviks instead operated as a volunteer army with +elected officers and voluntary discipline. This movement was the Makhnovists, +named after its leader, the Ukrainian anarchist Nestor Makhno. The Black Flag +which floated over the lead wagon of the Insurgent Army was inscribed with the +slogans **_"Liberty or Death"_** and **_"The Land to the Peasants, the +Factories to the Workers."_** These slogans summarised what the Makhnovist +were fighting for -- a libertarian socialist society. At its height in the +autumn of 1919, the Maknovists numbered around 40,000 and its extended area of +influence corresponded to nearly one third of the Ukrainian Soviet Republic, +comprising a population of over seven million. + +It is this that explains the importance of the Makhnovists. As historian +Christopher Reed notes, the _"Bolsheviks' main claim to legitimacy rested on +the argument that they were the only ones capable of preventing a similar +disaster [counter-revolution] for the workers and peasants of Russia and that +their harsh methods were necessary in the face of a ruthless and unrelenting +enemy."_ However, Reed argues that _"the Makhno movement in the Ukraine +suggests that there was more than one way to fight against the counter- +revolution."_ [**From Tsar to Soviets**, pp. 258-9] This is why the Makhnovist +movement is so important, why it shows that there was, and is, an alternative +to the ideas of Bolshevism. Here we have a mass movement operating in the same +_"exceptional circumstances"_ as the Bolsheviks which did **not** implement +the same policies. Indeed, rather than suppress soviet, workplace and military +democracy in favour of centralised, top-down party power and modify their +political line to justify their implementation of party dictatorship, the +Makhnovists did all they could to implement and encourage working-class self- +government. + +As such, it is difficult to blame the development of Bolshevik policies +towards state-capitalist and party-dictatorship directions on the problems +caused during the revolution when the Makhnovists, facing similar conditions, +did all they could to protect working- class autonomy and freedom. Indeed, it +could be argued that the problems facing the Makhnovists were greater in many +ways. The Ukraine probably saw more fighting in the Russian Civil War then any +other area. Unlike the Bolsheviks, the Makhnovists lost the centre of their +movement and had to re-liberate it. To do so they fought the Austrian and +German armies, Ukrainian Nationalists, Bolsheviks and the White Armies of +Denikin and then Wrangel. There were smaller skirmishes involving Cossacks +returning to the Don and independent _"Green"_ bands. The anarchists fought +all these various armies over the four years their movement was in existence. +This war was not only bloody but saw constant shifts of fronts, advances and +retreats and changes from near conventional war to mobile partisan war. The +consequences of this was that no area of the territory was a safe _"rear"_ +area for any period of time and so little constructive activity was possible. +[Section 4](append46.html#app4) presents a summary of the military campaigns +of these years. A brief idea of the depth of fighting in these years can be +seen by considering the town at the centre of the Makhnovists, Hulyai Pole +which changed hands no less then 16 times in the period from 1917-1921. + +Clearly, in terms of conflict (and the resulting disruption caused by it), the +Makhnovists did not have the relative peace the Bolsheviks had (who never once +lost their main bases of Petrograd or Moscow, although they came close). As +such, the problems used to justify the repressive and dictatorial policies of +the Bolsheviks also apply to the Makhnovists. Despite this, the activity of +the Makhnovists in the Ukraine demonstrated that an alternative to the +supposedly necessary methods of the Bolsheviks did exist. Where the Bolsheviks +suppressed freedom of speech, assembly and press, the Makhnovists encouraged +it. Where the Bolsheviks turned the soviets into mere cyphers of their +government and undermined soviet power, the Makhnovists encouraged working- +class participation and free soviets. As we discuss in [section +7](append46.html#app7), the Makhnovists applied their ideas of working class +self-management whenever and wherever they could. + +Sadly, the Makhnovist movement is a relatively unknown event during the +revolution. There are few non-anarchist accounts of it and the few histories +which do mention it often simply slander it. However, as the Cohn-Bendit +brothers correctly argue, the movement, _"better perhaps than any other +movement, shows that the Russian Revolution could have been a great liberating +force."_ Equally, the reason why it has been almost totally ignored (or +slandered, when mentioned) by Stalinist and Trotskyist writers is simple: _"It +shows the Bolsheviks stifling workers and peasants with lies and calumnies, +and then crushing them in a bloody massacre."_ [Daniel and Gabriel Cohn- +Bendit, **Obsolete Communism: The Left-Wing Alternative**, p. 200] + +This section of our FAQ will indicate the nature and history of this important +social movement. As we will prove, _"the Makhnovshchina . . . was a true +popular movement of peasants and workers, and . . . its essential goal was to +establish the freedom of workers by means of revolutionary self-activity on +the part of the masses."_ [Arshinov, **The History of the Makhnovist +Movement**, p. 209] They achieved this goal in extremely difficult +circumstances and resisted all attempts to limit the freedom of the working +class, no matter where it came from. As Makhno himself once noted: + +> _"Our practice in the Ukraine showed clearly that the peasant problem had +very different solutions from those imposed by Bolshevism. If our experience +had spread to the rest of Russia, a pernicious division between country and +city would not have been created. Years of famine would have been avoided and +useless struggles between peasant and workers. And what is more important, the +revolution would have grown and developed along very different lines . . . We +were all fighters and workers. The popular assembly made the decisions. In +military life it was the War Committee composed of delegates of all the +guerrilla detachments which acted. To sum up, everyone took part in the +collective work, to prevent the birth of a managing class which would +monopolise power. And we were successful. Because we had succeeded and gave +lie to Bolshevik bureaucratic practices, Trotsky, betraying the treaty between +the Ukraine and the Bolshevik authorities, sent the Red Army to fight us. +Bolshevism triumphed militarily over the Ukraine and at Kronstadt, but +revolutionary history will acclaim us one day and condemn the victors as +counter-revolutionary grave-diggers of the Russian Revolution."_ [quoted by +Abel Paz, **Durruti: The People Armed**, p. 88-9] + +Two distinct aspects of the anarchist movement existed in the Ukraine at this +time, a political and non-military structure called the Nabat (Alarm) +federation which operated through the soviets and collectives and a military +command structure usually known after is commander Nestor Makhno as the +**_Makhnovshchina**_ (which means the _"Makhno movement"_) although its proper +name was the **_Revolutionary Insurgent Army of the Ukraine**_. This section +of the FAQ will cover both, although the Makhnovshchina will be the main +focus. + +For more information on the Makhnovist movement, consult the following books. +Anarchist accounts of the movement can be found in Peter Arshinov's excellent +**The History of the Makhnovist Movement** and Voline's **The Unknown +Revolution** (Voline's work is based on extensive quotes from Arshinov's work, +but does contain useful additional material). For non-anarchist accounts, +Michael Malet's **Nestor Makhno in the Russian Revolution** is essential +reading as it contains useful information on both the history of the movement, +its social basis and political ideas. Malet considers his work as a supplement +to Michael Palij's **The Anarchism of Nestor Makhno, 1918-1921** which is +primarily a military account of the movement but which does cover some of its +social and political aspects. Unfortunately, both books are rare. Paul +Avrich's **The Russian Anarchists** contains a short account of the movement +and his **Anarchist Portraits** has a chapter on Nestor Makhno. Makhnovist +source material is included in Avrich's **The Anarchists in the Russian +Revolution**. Daniel Guerin includes a section on Makhno and the Makhnovist +Movement in volume 2 of **No Gods, No Masters**. As well as extracts from +Arshinov's book, it has various manifestos from the movement as well as +Makhno's account of his meeting with Lenin. Christopher Read's **From Tsar to +Soviets** has an excellent section on the Makhnovists. Serge Cipko presents an +excellent overview of works on the Makhnovists in his _"Nestor Makhno: A Mini- +Historiography of the Anarchist Revolution in Ukraine, 1917-1921"_ (**The +Raven**, no. 13). Alexander Skirda presents an overview of perestroika soviet +accounts of Makhno in his essay _"The Rehabilitation of Makhno"_ (**The +Raven**, no. 8). Skirda's biography **Nestor Makhno: Le Cosaque de +l'anarchie** is by far the best account of the movement available. + +Lastly, a few words on names. There is a large variation on the spelling of +names within the source material. For example, Makhno's home town has been +translated as Gulyai Pole, Gulyai Polye Huliai-Pole and Hulyai Pole. +Similarly, with other place names. The bandit Grigor'ev has been also +translated as Hryhor'iv and Hryhoriyiv. We generally take Michael Malet's +translations of names as a basis (i.e. we use Hulyai Pole and Hryhoriyiv, for +example). + +## 1 Who was Nestor Makhno? + +The Makhnovist movement was named after Nestor Makhno, a Ukrainian anarchist +who played a key role in the movement from the start. Indeed, Makhnoshchina +literally means _"Makhno movement"_ and his name is forever linked with the +revolution in the South-East of the Ukraine. So who was Makhno? + +Nestor Ivanovich Makhno was born on the 27th of October, 1889 in Hulyai Pole, +which is situated in Katerynoslav province, in the south east of the Ukraine +between the Dnieper River and the Sea of Azov. While it seems to be +conventional for many historians to call Hulyai Pole a "village," it was in +fact a town with a population of about 30,000 and boasted several factories +and schools. + +Makhno was the son of a poor peasant family. His father died when he was ten +months old, leaving him and his four brothers in the care of their mother. Due +to the extreme poverty of his family, he had to start work as a shepherd at +the age of seven. At eight he started to attend the Second Hulyai Pole primary +school in winter and worked for local landlords during the summer. He left +school when he was twelve and took up full-time employment as a farmhand on +the estates of nobles and on the farms of the German colonist **kulaks.** At +the age of seventeen, he started to work in Hulyai Pole itself, first as an +apprentice painter, then as an unskilled worker in a local iron foundry and, +finally, as a founder in the same establishment. + +It was when he was working in the iron foundry that he became involved in +revolutionary politics. In the stormy years following the 1905 revolution, +Makhno got involved in revolutionary politics. This decision was based on his +experiences of injustice at work and seeing the terror of the Russian regime +during the 1905 events (in Hulyai Pole there had been no serious disorder, yet +the regime sent a detachment of mounted police to suppress gatherings and +meetings in the town, terrorising the population by whipping those caught in +the streets and beating prisoners with rifle butts). In 1906, Makhno decided +to join the anarchist group in Hulyai Pole (which had been formed the previous +year and consisted mainly of sons of poorer peasants). + +At the end of 1906 and in 1907, Makhno was arrested and accused of political +assassinations, but was released due to lack of evidence. In 1908, due to the +denunciation of a police spy within the anarchist group, he was arrested and +put in jail. In March, 1910, Makhno and thirteen others were tried by a +military court and sentenced to death by hanging. Due to his youth and the +efforts of his mother, the death penalty was commuted to life imprisonment +with hard labour. He served his time at the Butyrki prison in Moscow, +resisting the prison authorities by every means available to him. Due to this +resistance, he spent much of his time in chains or in damp and freezing +confinement. This experience ensured that Makhno developed an intense hatred +of prisons (later, during the revolution, his first act in entering a town or +city was to release all prisoners and destroy the prison). + +It was during his time in Butykri that Makhno met Peter Arshinov, a fellow +anarchist prisoner and later activist and historian of the Makhnovist +movement. Arshinov was born in 1887 in the Ukrainian industrial town of +Katerinoslav. His father was a factory worker and he was a metal worker. +Originally a Bolshevik, he had become an anarchist in 1906, taking a leading +part in organising factory workers and actions against the regime. In 1907 he +was arrested and sentenced to death, escaping to Western Europe. In 1909, he +returned to Russia and was again arrested and again escaped. In 1910, he was +arrested and placed in the Butykri prison where he met Makhno. The two +anarchists established a close personal and political friendship, with +Arshinov helping Makhno develop and deepen his anarchist ideas. + +On March 2nd, 1917, after eight years and eight months in prison, Makhno was +released along with all other political prisoners as a result of the February +Revolution. After spending three weeks in Moscow with the Moscow anarchists, +Makhno returned to Hulyai Pole. As the only political prisoner who was +returned to his family by the revolution, Makhno became very well-respected in +his home town. After years of imprisonment, suffering but learning, Makhno was +no longer an inexperienced young activist, but a tested anarchist militant +with both a powerful will and strong ideas about social conflict and +revolutionary politics. Ideas which he immediately set about applying. + +Once home in Hulyai Pole, Makhno immediately devoted himself to revolutionary +work. Unsurprisingly, the remaining members of the anarchist group, as well as +many peasants, came to visit him. After discussing ideas with them, Makhno +proposed beginning organisational work immediately in order to strengthen +links between the peasants in Hulyai Pole and its region with the anarchist +group. On March 28-29, a Peasant Union was created with Makhno as its +chairman. Subsequently, he organised similar unions in other villages and +towns in the area. Makhno also played a large part in a successful strike by +wood and metal workers at a factory owned by his old boss (this defeat led to +the other bosses capitulating to the workers as well). At the same time, +peasants refused to pay their rent to the landlords. [Michael Malet, **Nestor +Makhno in the Russian Civil War**, p. 4] Regional assemblies of peasants were +called, both at Hulyai Pole and elsewhere, and on August 5-7, the provincial +congress at Katerinoslav decided to reorganise the Peasant Unions into Soviets +of Peasants' and Workers' Deputies. + +In this way, _"Makhno and his associates brought socio-political issues into +the daily life of the people, who in turn supported his efforts, hoping to +expedite the expropriation of large estates."_ [Michael Palij, **The Anarchism +of Nestor Makhno**, p. 71] In Hulyai Pole, the revolution was moving faster +than elsewhere (for example, while the Aleksandrovsk soviet supported the +actions of the Provisional Government during the July days in Petrograd, a +meeting in Hulyai Pole saluted the rebellious soldiers and workers). Peasants +were drawn to Hulyai Pole for advice and help from the neighbouring +**volosts** (administrative districts). The peasantry wanted to seize the land +of the large landowners and the kulaks (rich peasants). Makhno presented this +demand at the first sessions of the regional Soviet, which were held in Hulyai +Pole. In August, Makhno called all the local landlords and rich peasants +(kulaks) together and all documents concerning ownership (of land, livestock +and equipment) were taken from them. An inventory of this property was taken +and reported to the session of the local soviet and then at a regional +meeting. It was agreed that all land, livestock and equipment was to be +divided equally, the division to include the former owners. This was the core +of the agrarian program of the movement, namely the liquidation of the +property of the landowners and kulaks. No-one could own more land than they +could work with their own labour. All this was in flat defiance to the +Provisional Government which was insisting that all such questions be left to +the Constituent Assembly. Free communes were also created on ex-landlord +estates. + +Unsurprisingly, the implementation of these decisions was delayed because of +the opposition of the landlords and kulaks, who organised themselves and +appealed to the provisional authorities. When General Kornilov tried to march +on Petrograd and take power, the Hulyai Pole soviet took the initiative and +formed a local _"Committee for the Salvation of the Revolution"_ headed by +Makhno. The real aim was to disarm the potential local enemy -- the landlords, +bourgeoisie, and kulaks -- as well as to expropriate their ownership of the +people's wealth: the land, factories, plants, printing shops, theatres and so +on. On 25 September a volost congress of Soviets and peasant organisations in +Hulyai Pole proclaimed the confiscation of the landowners' land and its +transformation into social property. Raids on the estates of landlords and +rich peasants, including German colonists, began and the expropriation of the +expropriators began. + +Makhno's activities came to a halt the following spring when Lenin's +government signed the Treaty of Brest-Litovsk. This treaty gave sizeable parts +of the Russian Empire, including the Ukraine, to Germany and Austria in return +for peace. The Treaty also saw the invasion of the Ukraine by large numbers of +German and Austrian troops, who conquered the entire country in less than +three months. Makhno succeeded in forming several military units, consisting +of 1700 men, but could not stop Hulyai Pole being taken. After an anarchist +congress at the end of April in Taganrog, it was decided to organise small +combat units of five to ten peasants and workers, to collect arms from the +enemy and to prepare for a general peasant uprising against the Austro-German +troops and, finally, to send a small group to Soviet Russia to see at first +hand what was happening there to both the revolution and to the anarchists +under Bolshevik rule. Makhno was part of that group. + +By June, Makhno had arrived in Moscow. He immediately visited a number of +Russian anarchists (including his old friend Peter Arshinov). The anarchist +movement in Moscow was cowed, due to a Cheka raid in April which broke the +backbone of the movement, so ending a political threat to the Bolsheviks from +the left. To Makhno, coming from an area where freedom of speech and +organisation was taken for granted, the low level of activity came as a shock. +He regarded Moscow as the capital of the _"paper revolution,"_ whose red tape +and meaninglessness had affected even the anarchists. Makhno also visited +Peter Kropotkin, asking his advice on revolutionary work and the situation in +the Ukraine. To Makhno, _"Moscow appeared as 'the capital of the Paper +Revolution,' a vast factory turning out empty resolutions and slogans while +one political party, by means of force and fraud, elevated itself into the +position of a ruling class."_ [David Footman, **Op. Cit.**, p. 252] + +While in Moscow, Makhno met with Lenin. This meeting came about by chance. +Visiting the Kremlin to obtain a permit for free board and lodging, he met the +chairman of the All-Russian Central Executive Committee of the Soviets, Jakov +M. Sverdlov, who arranged for Makhno to meet Lenin. Lenin asked Makhno, _"How +did the peasants of your region understand the slogan ALL POWER TO THE SOVIETS +IN THE VILLAGES?"_ Makhno states that Lenin _"was astonished"_ at his reply: + +> _"The peasants understood this slogan in their own way. According to their +interpretation, all power, in all areas of life, must be identified with the +consciousness and will of the working people. The peasants understand that the +soviets of workers and peasants of village, country and district are neither +more nor less than the means of revolutionary organisation and economic self- +management of working people in the struggle against the bourgeoisie and its +lackeys, the Right socialists and their coalition government."_ + +To this Lenin replied: _"Well, then, the peasants of your region are infected +with anarchism!"_ [Nestor Makhno, **My Visit to the Kremlin**, p. 18] Later in +the interview, Lenin stated: _"Do the anarchists ever recognise their lack of +realism in present-day life? Why, they don't even think of it."_ Makhno +replied: + +> _"But I must tell you, comrade Lenin, that your assertion that the +anarchists don't understand 'the present' realistically, that they have no +real connection with it and so forth, is fundamentally mistaken. The +anarchist-communists in the Ukraine . . . the anarchist-communists, I say, +have already given many proofs that they are firmly planted in 'the present.' +The whole struggle of the revolutionary Ukrainian countryside against the +Central Rada has been carried out under the ideological guidance of the +anarchist-communists and also in part by the Socialist Revolutionaries . . . +Your Bolsheviks have scarcely any presence in our villages. Where they have +penetrated, their influence is minimal. Almost all the communes or peasant +associations in the Ukraine were formed at the instigation of the anarchist- +communists. The armed struggle of the working people against the counter- +revolution in general and the Austro-German invasion in particular has been +undertaken with the ideological and organic guidance of the anarchist- +communists exclusively. + +> + +> "Certainly it is not in your party's interest to give us credit for all +this, but these are the facts and you can't dispute them. You know perfectly +well, I assume, the effective force and the fighting capacity of the free, +revolutionary forces of the Ukraine. It is not without reason that you have +evoked the courage with which they have heroically defended the common +revolutionary conquests. Among them, at least one half have fought under the +anarchist banner. . . + +> + +> "All this shows how mistaken you are, comrade Lenin, in alleging that we, +the anarchist-communists, don't have our feet on the ground, that our attitude +towards 'the present' is deplorable and that we are too fond of dreaming about +the future. What I have said to you in the course of this interview cannot be +questioned because it is the truth. The account which I have made to you +contradicts the conclusions you expressed about us. Everyone can see we are +firmly planted in 'the present,' that we are working and searching for the +means to bring about the future we desire, and that we are in fact dealing +very seriously with this problem."_ + +Lenin replied: _"Perhaps I am mistaken."_ [Makhno, **Op. Cit.**, pp. 24-5] + +The Bolsheviks helped Makhno to return to the Ukraine. The trip was +accomplished with great difficulty. Once Makhno was almost killed. He was +arrested by Austro-German troops and was carrying libertarian pamphlets at the +time. A Jewish inhabitant of Hulyai Pole, who had know Makhno for some time, +succeeded in saving him by paying a considerable sum of money for his +liberation. Once back in Hulyai-Pole, he started to organise resistance to the +occupying forces of the Austro-Germans and their puppet regime led by Hetman +Skoropadsky. With the resistance, the Makhno movement can be said to have +arisen (see [section 3](append46.html#app3) on way it was named after Makhno). +From July 1918 to August 1921, Makhno led the struggle for working class +freedom against all oppressors, whether Bolshevik, White or Nationalist. +During the course of this struggle, he proved himself to be _"a guerrilla +leader of quite outstanding ability."_ [David Footman, **Civil War in +Russia**, p. 245] The military history of this movement is discussed in +[section 4](append46.html#app4), while other aspects of the movement are +discussed in other sections. + +After the defeat of the Makhnovist movement in 1921, Makhno was exiled in +Western Europe. In 1925 he ended up in Paris, where he lived for the rest of +his life. While there, he remained active in the anarchist movement, with the +pen replacing the sabre (to use Alexander Skirda's colourful expression). +Makhno contributed articles to various anarchist journals and in particular to +**Delo Truda**, an anarchist-communist paper started in Paris by Peter +Arshinov (many of these articles have been published in the book **The +Struggle Against the State and Other Essays**). He remained active in the +anarchist movement to the end. + +In Paris, Makhno met the famous Spanish anarchists Buenaventura Durruti and +Francisco Ascaso in 1927. He argued that in Spain _"conditions for a +revolution with a strong anarchist content are better than in Russia"_ because +not only was there _"a proletariat and a peasantry with a revolutionary +tradition whose political maturity is shown in its reactions,"_ the Spanish +anarchists had _"a sense of organisation which we lacked in Russia. It is +organisation which assures the success in depth of all revolutions."_ Makhno +recounted the activities of the Hulyai Pole anarchist group and the events in +revolutionary Ukraine: + +> _ "Our agrarian commune was at once the economic and political vital centre +of our social system. These communities were not based on individual egoism +but rested on principles of communal, local and regional solidarity. In the +same way that the members of a community felt solidarity among themselves, the +communities were federated with each other . . . It is said against our system +that in the Ukraine, that it was able to last because it was based only on +peasant foundations. It isn't true. Our communities were mixed, agricultural- +industrial, and, even, some of them were only industrial. We were all fighters +and workers. The popular assembly made the decisions. In military life it was +the War Committee composed of delegates of all the guerrilla detachments which +acted. To sum up, everyone took part in the collective work, to prevent the +birth of a managing class which would monopolise power. And we were +successful."_ [quoted by Abel Paz, **Durruti: The People Armed**, p. 88-9] + +As can be seen from the social revolution in Aragon, Durruti took Makhno's +advice seriously (see [section I.8](secI8.html) for more on the Spanish +Revolution). Unsurprisingly, in 1936 a number of veterans of Makhno's +Insurgent Army went to fight in the Durruti column. Sadly, Makhno's death in +1934 prevented his own concluding statement to the two Spaniards: _"Makhno has +never refused to fight. If I am alive when you start your struggle, I will be +with you."_ [quoted by Paz, **Op. Cit.**, p. 90] + +Makhno's most famous activity in exile was his association with, and defence +of, the **Organisational Platform of the Libertarian Communists** (known as +the _"Platform"_). As discussed in [section J.3.3](secJ3.html#secj33), the +Platform was an attempt to analyse what had gone wrong in the Russian +Revolution and suggested a much tighter anarchist organisation in future. This +idea provoked intense debate after its publication, with the majority of +anarchists rejecting it (for Makhno's discussion with Malatesta on this issue, +see **The Anarchist Revolution** published by Freedom Press). This debate +often resulted in bitter polemics and left Makhno somewhat isolated as some of +his friends, like Voline, opposed the Platform. However, he remained an +anarchist to his death in 1934. + +Makhno died on the morning of July 25th and was cremated three days later and +his ashes placed in an urn within Pere Lachaise, the cemetery of the Paris +Commune. Five hundred Russian, French, Spanish and Italian comrades attended +the funeral, at which the French anarchist Benar and Voline spoke (Voline used +the occasion to refute Bolshevik allegations of anti-Semitism). Makhno's wife, +Halyna, was too overcome to speak. + +So ended the life of one great fighters for working-class freedom. Little +wonder Durruti's words to Makhno: + +> _ "We have come to salute you, the symbol of all those revolutionaries who +struggled for the realisation of Anarchist ideas in Russia. We also come to +pay our respects to the rich experience of the Ukraine."_ [quoted by Abel Paz, +**Op. Cit.**, p. 88] + +For fuller details of Makhno's life, see the accounts by Peter Arshinov (**The +History of the Makhnovist Movement**), Paul Avrich (_"Nestor Makhno: The Man +and the Myth,"_ in **Anarchist Portraits**), Michael Palij, (**The Anarchism +of Nestor Makhno**) and Michael Malet (**Nestor Makhno in the Russian +Revolution**). + +## 2 Why was the movement named after Makhno? + +Officially, the Makhnovist movement was called the **Revolutionary +Insurrectionary Army of the Ukraine**. In practice, it was usually called the +_"Makhno movement"_ (**_"Makhnovshchina"_** in Russian) or the Makhnovists. +Unsurprisingly, Trotsky placed great significance on this: + +> _ "The anti-popular character of the Makhno movement is most clearly +revealed in the fact that the army of Hulyai Pole is actually called 'Makhno's +Army'. **There, armed men are united not around a programme, not around an +ideological banner, but around a man.**"_ [**The Makhno Movement**] + +Ignoring the irony of a self-proclaimed Marxist (and later Leninist and +founder of Trotskyism!) making such a comment, we can only indicate why the +Makhnovists called themselves by that name: + +> _ "Because, first, in the terrible days of reaction in the Ukraine, we saw +in our ranks an unfailing friend and leader, MAKHNO, whose voice of protest +against any kind of coercion of the working people rang out in all the +Ukraine, calling for a battle against all oppressors, pillagers and political +charlatans who betray us; and who is now marching together with us in our +common ranks unwavering toward the final goal: liberation of the working +people from any kind of oppression."_ [contained in Arshinov, **Op. Cit.**, p. +272] + +The two of the anarchists who took part in the movement and later wrote its +history concur. Voline argues that the reason why the movement was known as +the _"Makhnovist movement"_ was because the _"most important role in this work +of unification [of the peasant masses] and in the general development of the +revolutionary insurrection in the southern Ukraine was performed by the +detachment of partisans guided by a peasant native to the region: Nestor +Makhno."_ [**The Unknown Revolution**, p. 551] _"From the first days of the +movement,"_ Arshinov notes, _"up to its culminating point, when the peasants +vanquished the landowners, Makhno played a preponderant and central role to +such an extent that the whole insurgent region and the most heroic moments of +the struggle are linked to his name. Later, when the insurrection had +triumphed completely over the Skoropadsky counter-revolution and the region +was threatened by Denikin, Makhno became the rallying point for millions of +peasants in several regions."_ [**Op. Cit.**, p. 50] + +It must be stressed that Nestor Mahkno was not the boss of the Mahknovista. He +was not their ruler or general. As such, the fact that the Makhnovists were +(unofficially) named after Makhno does not imply that it was his personal +fiefdom, nor that those involved followed him as an individual. Rather, the +movement was named after him because he was universally respected within it as +a leading militant. This fact also explains why Makhno was nicknamed _"Batko"_ +(see [next section](append46.html#app3)). + +This can be seen from how the movement was organised and was run. As we +discuss in [section 5](append46.html#app5), it was organised in a +fundamentally democratic way, by means of mass assemblies of insurgents, +elected officers, regular insurgent, peasant and worker congresses and an +elected _"Revolutionary Military Soviet."_ The driving force in the Makhnovist +movement was not, therefore, Makhno but rather the anarchist ideas of self- +management. As Trotsky himself was aware, the Makhnovists were influenced by +anarchist ideas: + +> _ "Makhno and his companions-in-arms are not non-party people at all. They +are all of the Anarchist persuasion, and send out circulars and letters +summoning Anarchists to Hulyai Pole so as to organise their own Anarchist +power there."_ [Trotsky, **Op. Cit.**] + +As part of this support for anarchist theory, the Makhnovists organised +insurgent, peasant and worker conferences to discuss key issues in the +revolution and the activities of the Makhno movement itself. Three such +conferences had been before Trotsky wrote his diatribe **The Makhno Movement** +on June 2nd, 1919. A fourth one was called for June 15th, which Trotsky +promptly banned (on pain of death) on June 4th (see [section +13](append46.html#app13) for full details). Unlike the Bolshevik dictatorship, +the Makhnovists took every possibility of ensuring the participation of the +working people they were fighting for in the revolution. The calling of +congresses by the Makhnovists shows clearly that the movement did not, as +Trotsky asserted, follow a man, but rather ideas. + +As Voline argued, _"the movement would have existed without Makhno, since the +living forces, the living masses who created and developed the movement, and +who brought Makhno forward merely as their talented military leader, would +have existed without Makhno."_ Ultimately, the term _"Makhnovshchina"_ is used +_"to describe a unique, completely original and independent revolutionary +movement of the working class which gradually becomes conscious of itself and +steps out on the broad arena of historical activity."_ [_"preface,"_ Arshinov, +**Op. Cit.**, p. 19] + +## 3 Why was Makhno called _"Batko"_? + +Nestor Makhno was often called in the movement _"Batko"_, which is Ukrainian +for _"father."_ Peter Arshinov explains how and in what circumstances Makhno +was given this name: + +> _ "It was . . . in September 1918, that Makhno received the nickname +**Batko** \-- general leader of the revolutionary insurrection in the Ukraine. +This took place in the following circumstances. Local **pomeshchiks** [landed +gentry] in the major centres, the **kulaks** [rich peasants], and the German +authorities [the Ukraine being occupied by them at the time], decided to +eliminate Makhno and his detachment [of partisans] at any cost. The +**pomeshchiks** created a special volunteer detachment consisting of their own +sons and those of **kulaks** for the decisive struggle against Makhno. On the +30th of September this detachment, with the help of the Austro-Germans, corned +Makhno in the region of Bol'shaya Mihhailovka, setting up strong military +posts on all roads. At this time Makhno found himself with only 30 partisans +and one machine gun. He was forced to make a fighting retreat, manoeuvring in +the midst of numerous enemy forces. Arriving in the forest of Dibrivki, Makhno +found himself in an extremely difficult situation. The paths of retreat were +occupied by the enemy. It was impossible for the detachment to break through, +and escaping individually was beneath their revolutionary dignity. No-one in +the detachment would agree to abandon their leader so as to save himself. +After some reflection, two days later, Makhno decided to return to the village +of Bol'shaya Mikhailovka (Dibrivki). Leaving the forest the partisans met +peasants who came to warn them that there were large enemy forces in Dibrivki +and that they should make haste to go elsewhere. This information did not stop +Makhno and his partisans . . . [and] they set out for Bol'shaya Mikhailovka. +They approached the village guardedly. Makhno himself and a few of his +comrades went on reconnaissance and saw a large enemy camp on the church +square, dozens of machine guns, hundreds of saddle horses, and groups of +cavalry. Peasants informed them that a battalion of Austrians and a special +**pomeshchik** detachment were in the village. Retreat was impossible. Then +Makhno, with his usual stubbornness and determination, said to his companions: +'Well, my friends! We should all be ready to die on this spot . . .' The +movement was ominous, the men were firm and full of enthusiasm. All 30 saw +only one path before them -- the path toward the enemy, who had about a +thousand well-armed men, and they all realised that this meant certain death +for them. All were moved, but none lost courage. + +> + +> "It was at this movement that one of the partisans, Shchus', turned to +Makhno and said: + +> + +> "'From now on you will be **Batko** to all of us, and we vow to die with you +in the ranks of the insurgents.' + +> + +> "Then the whole detachment swore never to abandon the insurgent ranks, and +to consider Makhno the general **Batko** of the entire revolutionary +insurrection. Then they prepared to attack. Shchus' with five to seven men was +assigned to attack the flank of the enemy. Makhno with the others attacked +from the front. With a ferocious 'Hurrah!' the partisans threw themselves +headlong against the enemy, smiting the very centre with sabres, rifles and +revolvers. The attack had a shattering effect. The enemy, who were expecting +nothing of the kind, were bowled over and began to flee in panic, saving +themselves in groups and individually, abandoning arms, machine guns and +horses. Without leaving them time to come to themselves, to become aware of +the number of attacking forces, and to pass to a counter-attack, the +insurgents chased them in separate groups, cutting them down in full gallop. A +part of the **pomeshchik** detachment fled to the Volchya River, where they +were drowned by peasants who had joined the battle. The enemy's defeat was +complete. + +> + +> "Local peasants and detachments of revolutionary insurgents came from all +directions to triumphantly acclaim the heroes. They unanimously agreed to +consider Makhno as **Batko** of the entire revolutionary insurrection in the +Urkaine."_ [Arshinov, **Op. Cit.**, pp. 59-60] + +This was how Makhno acquired the nickname _"Batko,"_ which stuck to him +thereafter. + +It should be stressed that _"Batko"_ was a nickname and did not signify any +form of autocratic or hierarchical position within the movement: + +> _ "During the civil war, it signified the leadership and control of a +specific area and its population in both civil and military fields. The +central point of the use of the word, rather than 'leader' or 'dictator' is +that the leadership is usually based on respect, as in Makhno's case, and +always on intimate knowledge of the home territory."_ [Michael Malet, **Op. +Cit.**, p. 17] + +That this was a nickname can be seen from the fact that _"[a]fter 1920 he was +usually called 'Malyi' ('Shorty'), a nickname referring to his short stature, +which was introduced by chance by one of the insurgents."_ [Peter Arshinov, +**Op. Cit.**, p. 226] To attach significance to the fact that the peasants +called Makhno _"Batko"_ (as the Bolsheviks did) simply signifies an ignorance +of the Makhnovist movement and its social environment. + +## 4 Can you give a short overview of the Makhnovist movement? + +This section of the FAQ gives a short overview of the Makhnovists from July +1918 (when Makhno returned to the Ukraine) and August 1921, when it was +finally defeated by Bolshevik armed force. It will be primarily a military +history, with the socio-political aspects of the movement discussed in +sections [6](append46.html#app6) (its theory) and [7](append46.html#app7) (its +practice). For details of the rise of influence of Makhno after his release +from prison in 1917, see [section 1](append46.html#app1). + +The history of the Makhno movement can be broken up into roughly four periods +-- from July 1918 to February 1919, then the rest of 1919, then January to +October 1920 and, finally, from October 1920 to August 1921. This section will +give an overview of each period in turn. + +By the time Makhno arrived back in the Ukraine in July, 1918, opposition to +the German-backed Hetman's regime was mounting and was frequently met with +brutal repression, including reprisal executions. Makhno was forced to live +underground and on the move, secretly meeting with others, with the Austrians +always close behind. Voline recounts Makhno's activities at this time: + +> _ "Back in Hulyai Pole, Makhno came to the decision to die or obtain victory +for the peasants . . . He did not delay starting his mission openly among the +great masses of peasants, speaking at improvised meetings, writing and +distributing letters and tracts. By pen and mouth, he called on the peasants +for a decisive struggle against the power of Skoropadsky and the landlords. He +declared tirelessly that the workers should now take their fates into their +own hands and not let their freedom to act be taken from them . . . + +> + +> "Besides his appeals, Makhno proceeded immediately to direct action. His +first concern was to form a revolutionary military unit, sufficiently strong +to guarantee freedom of propaganda and action in the villages and towns and at +the same time to begin guerrilla operations. This unit was quickly organised +.. . . + +> + +> "His first unit undertook two urgent tasks, namely, pursuing energetically +the work of propaganda and organisation among the peasants and carrying out a +stubborn armed struggle against all their enemies. The guiding principle of +this merciless struggle was as follows. No lord who persecuted the peasants, +no policeman of the Hetman, no Russian or German officer who was an implacable +enemy of the peasants, deserved any pity; he must be destroyed. All who +participated in the oppression of the poor peasants and workers, all who +sought to suppress their rights, to exploit their labour, should be executed. + +> + +> "Within two or three weeks, the unit had already become the terror, not only +of the local bourgeoisie, but also of the Austro-German authorities."_ [**The +Unknown Revolution**, p. 558] + +The night of 26 September saw Hulyai Pole briefly liberated from Hetman and +Austrian troops by the actions of Makhno's troops in association with local +people. On the retreat from this Makhno's small band grew when he met the +partisan troops headed by Schus. When the Austrians cornered them, they +launched a surprise counter attack and routed the opposition. This became +known as the battle of Dibrivki and it is from this date, 5 October 1918 that +Makhno is given the nickname 'Batko', meaning _"father"_ (see [section +3](append46.html#app3) for details). For the next two months already- existing +partisan groups sought out and joined the growing army. + +In this period, Makhno, with portable printing equipment, was raiding the +occupying garrisons and troop trains in the Southern Ukraine. Normal practice +was to execute the officers and free the troops. In this period the moral of +the occupying troops had crumbled and revolutionary propaganda had made +inroads into many units. This was also affecting the nationalist troops and on +20 November the first nationalist unit defected to the Makhnovists. This +encouraged them to return to Hulyai Pole on 27 December and there the +insurrectionary Staff was formed, this body was to lead the army in the coming +years and consisted initially of four old and trusted friends and three +political comrades. The Makhnovist presence allowed the setting up of a local +soviet and the re-opening of the anarchist clubs. German forces started +pulling back to the major cities and on December 14 the Hetman fled Kiyiv. In +the resulting vacuum, the Makhnovists rapidly expanded taking in most of the +South East Ukraine and setting up fronts against local whites. The Ukrainian +nationalists had taken power in the rest of the Ukraine under Petliura and on +the 15th December the Makhnovists agreed to make common cause with them +against the Whites. In return for arms and ammunition they allowed the +nationalists to mobilise in the Makhnovist area (while engaging in propaganda +directed at the mobilised troops on their way by train to Katerynoslav). + +This was a temporary and pragmatic arrangement directed against the greater +enemy of the Whites. However, the nationalists were no friends of working- +class autonomy. The nationalists banned elections to the Katerynoslav soviet +on 6th of December and the provincial soviet at Kharkiv meet with a similar +fate on the 22nd. [Malet, **Op. Cit.**, p. 22] At the same time as their +agreement with the nationalists, the Makhnovista had set up links with +Bolshevik partisans to the south and before dawn on the 26th the Bolshevik and +Makhnovista forces launched a joint attack on the nationalists at +Katerynoslav. The city was taken but held only briefly when a nationalist +attack on the 29th drove out all the insurgent forces with heavy losses. In +the south, White reinforcements led to the insurgents being pushed North and +losing Hulyai Pole. + +1919 opened with the Makhnovists organising a congress of front- unit +delegates to discuss the progress of the struggle. Over forty delegates +attended and a committee of five was elected, along with an operational staff +to take charge of the southern front and its rear. It was agreed that local +soviets were to be supported in every way, with no military violence directed +towards them permitted. [Malet, **Op. Cit.**, p. 25] + +By the end of January, white reinforcements were landing in the ports of the +south. On January 22nd, a worker, peasant and insurgent congress was held at +Velyka Mykhailivka. A resolution was passed urging an end to conflict between +Makhnovists, Nationalists and Bolsheviks. An alliance was signed between the +Makhnovists and the Bolsheviks in early February. This agreement ensured that +the Partisan units entered the Red Army as distinct formations, with their +internal organisation (including the election of commanders) intact, and the +Red Army in the area formed a brigade to be known as _"the third Transdnieper +Batko Makhno brigade"_ with Makhno as commander. The Whites were repulsed and +Hulyai Pole retaken and the front pushed some distance eastwards. + +Thus the military situation had improved by the time of the second worker, +peasant and insurgent congress held at Hulyai Pole on February 12th. This +congress set up a _"Revolutionary Military Soviet"_ to co-ordinate civilian +affairs and execute its decisions. The congress resolved that _"the land +belongs to nobody"_ and should be cultivated without the use of hired labour. +It also accepted a resolution opposing anti-Jewish pogroms. Also passed was a +resolution which sharply attacked the Bolsheviks, caused by their behaviour +since their arrival in the Ukraine. [Palij, **Op. Cit.**, pp. 154-5] A report +by the commander of the 2nd Red Army, Skatchco, indicates the nature of this +behaviour: + +> _ "Little local Chekas are undertaking a relentless campaign against the +Makhnovists, even when they are shedding their blood at the front. They are +hunting them down from the rear and persecuting them solely for belonging to +the Makhnovist movement . . . It cannot continue like this: the activity of +the local Chekas is deliberately ruining the front, reducing all military +successes to nothing, and contributing to the creation of a counter-revolution +that neither Denikin nor Krasnov [Hetman of the Don Cossacks] could have +achieved. . ."_ [quoted by Alexander Skirda, **The Rehabilitation of Makhno**, +p. 346] + +Unsurprisingly, the peasants reacted strongly to the Bolshevik regime. Their +_"agricultural policy and terrorism"_ ensured that _"by the middle of 1919, +all peasants, rich and poor, distrusted the Bolsheviks."_ [Palij, **Op. +Cit.**, p. 156] In April alone, there were 93 separate armed rebellions +against the Bolsheviks in the Ukraine. The _"more oppressive the Bolshevik +policy, the more the peasants supported Makhno. Consequently, the Bolsheviks +began to organise more systematically against the Makhno movement, both as an +ideology and as a social movement."_ [Palij, **Op. Cit.**, p. 157] + +In mid-March the Red Army attacked eastwards. In the course of this Dybenko, +commander of the Trandneiper division, recommended one of Makhno's commanders +for a medal. Then the Makhnovists attacked the Donbas (east) to relieve the +pressure on the Soviet 8th Army caused by a White advance. They took Mariupol +following a White incursion at the beginning of April. A White counter- +offensive resulted in the Red 9th division panicking, allowing the Whites into +Makhno's rear. Red Commander Dybenko refused orders to come to the Makhnovists +aid as he was more interested in the Crimea (south). [Malet, **Op. Cit.**, p. +31] + +This period saw the most sustained freedom for the region around Hulyai Pole. +It had been free of enemy occupation since January, allowing constructive +activity to restart. The inhabitants of the free region _"created new forms of +social organisation: free workers' communes and Soviets."_ [Voline, **Op. +Cit.**, p. 574] The Revolutionary Military Soviet (RMS) called a third +regional worker, peasant and insurgent congresses had on April 10th to review +progress and to look forward. This was the largest congress to date, with +delegates from 72 volosts containing two million people. The Bolshevik +military commander Dybenko tried to ban it. The Makhnovists, needless to say, +ignored him and the RMS made a famous reply to his arrogance (see [section +13](append46.html#app13) for more details). + +It was during this period (late 1918 and early 1919), that the **_Nabat_** +anarchist federation was organised. _"Anarchist influence was reported from +Aleksandrovsk and other centres,"_ notes David Footman, _"Anarchists were +holding a conference in Kursk at about the same time and in one of their +resolutions it was stated that 'the Ukrainian Revolution will have great +chances of rapidly becoming Anarchist in its ideas.' The position called for +renewed Bolshevik measures against the Anarchists. **Nabat**, the main +Anarchist newspaper in the Ukraine, was suppressed, and its editorial board +dispersed under threat of arrest."_ [**Op. Cit.**, p. 270] Daniel Guerin has +reproduced two documents from the Nabat federation in volume II of his **No +Gods, No Masters**. + +The anarchist influence in and around Hulyai Pole also worried the Bolsheviks. +They started a slander campaign against the Makhnovists, to the alarm of +Antonov, the overall front commander, who replied in response to an article in +Kharkiv Izvestiya: + +> _ "The article is the most perverted fiction and does not in the least +correspond to the existing situation. The insurgents fighting the whites are +on a level with the Red Army men, but are in a far worse condition for +supplies."_ [quoted by Malet, **Op. Cit.**, p. 33] + +In a postscript, Antonov added that the press campaign had certainly helped +turn Makhno anti-Soviet (i.e. anti-Bolshevik, as Makhno supported free +soviets). + +At the beginning of May, another partisan commander, Hryhoriyiv, revolted +against the Bolsheviks in the central Ukraine. Hryhoriyiv, like the +Makhnovists, had joined with the Bolsheviks when they had re-entered the +Ukraine, however his social and political background was totally different. +Hryhoriyiv was a former Tsarist officer, who had commanded numerous troops +under the Petliurist authority and joined the Bolsheviks once that that +regime's armed forces had disintegrated. Arshinov notes that he had _"never +been a revolutionary"_ and that there had been a _"great deal of adventurism +in his joining the ranks of the Petliurists and then the ranks of the Red +Army."_ His temperament was mixed, consisting of _"a certain amount of +sympathy for oppressed peasants, authoritarianism, the extravagance of a +Cossack chieftain, nationalist sentiments and anti-Semitism."_ [**Op. Cit.**, +p. 110] + +Hryhoriyov started his revolt by issuing a Universal, or declaration to the +Ukrainian people, which contained a virulent attack on the Bolsheviks as well +as one explicit anti-Semitic reference, but without mention of Makhno. The +height of the revolt was his appearance in the suburbs of Katerynoslav, which +he was stopped from taking. He started a pogrom in Yelyzavethrad which claimed +three thousand victims. + +Once the Makhnovists had been informed of this rebellion, an enlarged staff +and RMS meeting was held. A telegram was sent to the soldiers at the front +urging them to hold the front and another to the Bolsheviks with a similar +message. A few days latter, when more information had been received, a +proclamation was issued against Hyyhoriyiv attacking him for seeking to impose +a new authority on the working class, for encouraging toiling people to attack +each other, and for inciting pogroms. [Arshinov, **Op. Cit.**, p. 112 and pp. +114-7] + +While it took a fortnight for Red forces to contain Hryhoriyiv without +trouble, this involved using all available reverses of all three Ukrainian +armies. This left none for Makhno's hard-pressed forces at the front. In +addition, Dybenko withdrew a front-line regiment from Makhno for use against +the revolt and diverted reinforcements from the Crimea which were intended for +Makhno. Despite this Makhnos forces (now numbering 20,000) were ordered to +resume the attack on the whites. This was due to _"unremitting pressure from +Moscow to take Taganrog and Rostov."_ [Malet, **Op. Cit.**, p. 36] The +Makhnovist advance stopped due to the non-fulfilment of an urgent order for +ammunition. + +On the 19th of May, a White counter-attack not only stopped the advance of the +Red Army, it forced the 9th division (and then the Makhnovists) to retreat. On +the 29th, the Whites launched a further offensive against the northern +Donblas, opening a gap between the 13th and 8th Red Armies. Due to the gravity +of the situation, the RSV summoned a fourth congress for June 15th. Trotsky +not only banned this congress but took the lead in slandering the Makhnovists +and calling for their elimination (see [section 13](append46.html#app13) for +details). As well as _"this deliberately false agitational campaign, the +[Bolshevik] blockade of the region was carried to the limit . . . The +provisioning of shells, cartridges and other indispensable equipment which was +used by daily at the front, ceased completely."_ [Arshinov, **Op. Cit.**, p. +118] Palij confirms this, noting that _"the supplies of arms and other war +material to Makhno was stopped, thus weakening the Makhno forces vis-a-vis the +Denikin troops."_ [**Op. Cit.**, p. 175] David Footman also notes that the +Bolshevik _"hold-back of supplies for the Insurgents developed into a blockade +of the area. Makhnovite units at the front ran short of ammunition."_ He also +mentions that _"[i]n the latter part of May the **Cheka** sent over two agents +to assassinate Makhno."_ [**Civil War in Russia**, p. 271] + +Needless to say, Trotsky blamed this White success to the Makhnovists, arguing +it was retreating constantly before even the slightest attack by the Whites. +However, this was not the case. Analysing these events in July 1919, Antonov +(the commander of the Southern Front before Trotsky replaced him) wrote: + +> _ "Above all, the facts witness that the affirmations about the weakness of +the most contaminated region -- that from Hulyai Pole to Berdiansk -- are +without foundation . . . It is not because we ourselves have been better +organised militarily, but because those troops were directly defending their +native place . . . Makhno stayed at the front, in spite of the flight of the +neighbouring 9th division, following by the whole of the 13th army . . . The +reasons for the defeat on the southern front do not rest at all in the +existence of 'Ukrainian partisans' . . . above all it must be attributed to +the machinery of the southern front, in not keeping its fighting spirit and +reinforcing its revolutionary discipline."_ [quoted by Alexander Skirda, **The +Rehabilitation of Makhno**, p. 348] + +This, incidentally, tallies with Arshinov's account that _"hordes of Cossacks +had overrun the region, **not through the insurrectionary front but from the +left flank where the Red Army was stationed.**"_ [**Op. Cit.**, p. 126] For +what it is worth, General Denikin himself concurs with this account of events, +noting that by the 4th of June his forces _"repulsed the routed and +demoralised contingents of the Eight and Thirteenth Soviet Armies . . . The +resistance of the Thirteenth Army being completely broken."_ He notes that an +attempt by the Fourteenth Army (which Makhno's troops were part of) to attack +on the flank came to nothing. He only mentions Makhno when he recounts that +_"General Shkuro's division routed Makhno at Hulyai Pole."_ [**The White +Armies**, p. 272] With Whites broken through on their flank and with limited +ammunition and other supplies (thanks to the Bolsheviks), the Makhnovists had +no choice but to retreat. + +It was around this time that Trotsky, in a public meeting in Kharkov, +_"announced that it were better to permit the Whites to remain in the Ukraine +than to suffer Makhno. The presence of the Whites, he said, would influence +the Ukrainian peasantry in favour of the Soviet Government, whereas Makhno and +his **povstantsi**, would never make peace with the Bolsheviki; they would +attempt to possess themselves of some territory and to practise their ideas, +which would be a constant menace to the Communist Government."_ [Emma Goldman, +**My Disillusionment in Russia**, p. 63] + +Due to this Bolshevik betrayal, the Makhnovist sector was in very grave +danger. At Hulyai Pole, a peasant regiment was scraped together in 24 hours in +an attempt to save the town. It encountered White Cossacks ten miles away from +the town and was mown down. The Whites entered Hulyai Pole the next day (June +6th) and gave it a good going over. On the same day, the Bolsheviks issued an +order for Makhno's arrest. Makhno was warned and put in his resignation, +arguing that it was _"an inviolable right of the workers and peasants, a right +won by the revolution, to call congresses on their own account, to discuss +their affairs."_ Combined with the _"hostile attitude"_ of the Bolshevik +authorities towards him, which would lead _"unavoidably to the creation of a +special internal front,"_ Makhno believed it was his duty to do what he could +to avert it, and so he left his post. [quoted by Arshinov, **Op. Cit.**, p. +129] While Makhno escaped, his staff was not so lucky. Five of them were +arrested the same day and shot as a result of Trotsky's order to ban the +fourth congress. + +Leaving his troops in the frontline, Makhno left with a small cavalry +detachment. While leaving the rest under Red command, Makhno made a secret +agreement with his regimental commanders to await a message from him to leave +the Red Army and join up against with the partisans. On the 9th and 10th of +June, Hulyai Pole was retaken by Bolshevik forces, who took the opportunity to +attack and sack the Makhnovist communes. [Arshinov, **Op. Cit.**, p. 86f] + +After intense fighting, the Whites finally split the Southern Front into three +on June 21st. Needless to say, Trotsky and the Bolsheviks blamed this on the +partisan forces (even stating that they had _"opened the front"_ to the +Whites). This was nonsense, as noted above. + +After leaving the front, Makhno took refuge in the Chorno-Znamenski forest +before continuing the retreat north and skirmishing with Red Army units. This +brought him into the territory held by Hryhoriyiv and this, in turn, meant +they had to proceed carefully. While the Makhnovists had made a public +denunciation of Hryhoriyiv, Makhno was approaching the centre of Hryhoriyov's +remaining influence. Surrounded by enemies, Makhno had little choice but to +begin discussions with Hryhoriyiv. This was problematic to say the least. +Hryhoriyiv's revolt had been tinged with anti-Semitism and had seen at least +one major pogrom. Being faced with Hryhoriyov's anti-Semitism and his proposal +for an alliance with the Whites against the Reds led the Makhnovists to plot +his downfall at a meeting planned for the 27th July. + +This meeting had originally been called to discuss the current tasks of the +insurgents in the Ukraine and was attended by nearly 20,000 insurgents and +local peasants. Hryhoriyiv spoke first, arguing that the most urgent task was +to chase out the Bolsheviks and that they should ally themselves with any +anti-Red forces available (a clear reference to the Whites under Denikin). The +Makhnovist Chubenko spoke next, declaring that the _"struggle against the +Bolsheviks could be revolutionary only if it were carried out in the name of +the social revolution. An alliance with the worst enemies of the people -- +with generals -- could only be a counter-revolutionary and criminal +adventure."_ Following him, Makhno _"demanded before the entire congress"_ +that Hryhoriyiv _"immediately answer for the appalling pogrom of Jews he had +organised in Elisavetgrad in May, 1919, as well as other anti-Semitic +actions."_ [Arshinov, **Op. Cit.**, p. 136] + +Seeing that things were going badly, Hryhoriyiv went for his revolver, but was +shot by a Makhnovist. Makhno finished him off. Makhnovist guards disarmed the +leading Hryhoriyivists. Then Makhno, Chubenko and others justified the killing +before the mass meeting, which approved the act passing a resolution that +stated that Hryhoriyiv's death was _"an historical and necessary fact, for his +policy, acts and aims were counter-revolutionary and mainly directed to +helping Denikin and other counter-revolutionaries, as is proved by his Jewish +pogroms."_ [quoted by Malet, **Op. Cit.**, p. 42] The troops under Hryhoriyiv +became part of the general Insurrectionary Army. + +At the end of July, Makhno recalled the troops he had earlier left in the Red +Army and by mid-August the forces met up, becoming an army of some 15,000. At +Mykolaiv, the Red Army units were defecting to Makhno in large numbers due in +part to the feeling that the Red Army were abandoning the defence of the +Ukraine. This was the start of Denikin's massive push north and Petliura's +push east. By the end of August, Makhno felt strong enough to go on the +offensive against the Whites. Superior White forces pushed the Makhnovists +further and further west, away from their home region. _"Denikin,"_ in +Voline's words, _"not only made war on the army as such, but also on the whole +peasant population. In addition to the usual persecutions and beatings, the +villages he occupied were burnt and wrecked. The greater part of the peasants' +dwellings were looted and wrecked. Hundreds of peasants were shot. The women +maltreated, and nearly all the Jewish women . . . were raped."_ This +repression _"obliged the inhabitants of the villages threatened by the +approach of the Denikinists to abandon their hearths and flee. Thus the +Makhnovist army was joined and followed in their retreat by thousands of +peaant families in flight from their homes with their livestock and +belongings. It was a veritable migration. An enormous mass of men, women and +children trailed after the army in its slow retreat towards the west, a +retreat which gradually extended over hundreds of kilometres."_ [**Op. Cit.**, +p. 607] + +Meeting the Nationalists in mid-September, it was agreed on both sides that +fighting would only aid the Whites and so the Makhnovists entered a non- +aggression pact with Petliura. This enabled them to offload over 1,000 +wounded. The Makhnovists continued their propaganda campaign against the +Nationalists, however. By the 24th of September, intelligence reports +suggested that White forces had appeared to the west of their current position +(i.e. where the Nationalists where). The Makhnovists concluded that the only +way this could have happened was if the Nationalists had allowed the Whites to +cross their territory (the Nationalists disputed this, pointing to the +fighting that had started two days before between them and the Whites). + +This meant that the Makhnovists were forced to fight the numerically superior +Whites. After two days of desperate fighting, the Whites were routed and two +regiments were destroyed at the battle of Peregonovka village. Makhno's forces +then conducted an incredibly rapid advance in three directions helped by their +mobile cart-transported infantry, in three days smashing three reserve +regiments and at the greatest point advancing 235 miles east. On the 6th +October a drive to the south started which took key White ports and captured a +huge quantity of equipment including 600 trucks of British-supplied ammunition +and an aeroplane. This was disastrous for Denikin whose forces had reached the +northernmost point on their advance on Moscow, for these ports were key for +his supply routes. The advance continued, cutting the railway route and so +stopping all shells reaching Denikin's Moscow front. + +Denikin was forced to send some of his best troops from the Moscow front to +drive back the Makhnovists and British boats were sent to towns on the coast +where Makhno might retreat through. The key city of Katerinoslav was taken +with the aid of a workers' uprising on November 9th and held for a month +before the advancing Whites and a typhoid epidemic which was to devastate the +Makhnovista ranks by the end of the year forced them out of the city. In +December, the Red Army advance made possible by Makhno's devastation of +Denikin's supply lines continued. + +Thus Voline: + +> _ "It is necessary to emphasise here the historic fact that the honour of +having annihilated the Denikinist counter-revolution in the autumn of 1919, +belongs entirely to the Makhnovist Insurrectionary Army. If the insurgents had +not won the decisive victory of Peregonovka, and had not continued to sap the +bases in Denikin's rear, destroying his supply service for artillery, food and +ammunition, the Whites would probably have entered Moscow in December 1919 at +the latest."_ [**Op. Cit.**, p. 625] + +In December the Red Army advance made possible by Makhno's devastation of +Denikin's supply lines continued. By early January the Reds had split White +forces into three and their troops had reached Katerynoslav. The attitude of +the Bolsheviks to the Makhnovists had already been decided. On December 12th, +1919, Trotsky stated that when the two forces met, the Bolsheviks had _"an +order . . . from which we must not retreat one single step."_ While we discuss +this secret order in more depth in [section 13](append46.html#app13), we will +note here that it gave partisans the option of becoming _"fully subordinate to +[Bolshevik] command"_ or _"be subjected to ruthless punishment."_ [**How the +Revolution Armed**, vol. II., pp. 110-1 and p. 442] Another secret order to +the 45th division issued on January 4th instructed them to _"annihilate +Makhnovist bands"_ and _"disarm the population."_ The 41st was sent _"into +reserve"_ to the Hulyai Pole region. This was _"five days before Makhno was +outlawed, and shows that the Bolshevik command had a clear view of Makhno's +future, even if the latter did not."_ [Malet, **Op. Cit.**, p. 54] + +Unaware of this, the Makhnovista put out propaganda leaflets directed at the +Red Army rank and file, appealing to them as comrades. At Aleksandrovsk on +December 5th talks occurred between a representative of the Makhnovists and +the commander of the 45th division's 1st brigade. These broke down when Makhno +was ordered to the Polish front, which the Makhnovists refused. On January +9th, Yegorov, commander of the Red Army southern front, used this pretext to +outlaw Makhno. This outlawing was engineered deliberately by the Bolsheviks: + +> _ "The author of the order realised at that time there was no real war +between the Poles and the Bolsheviks at that time and he also knew that Makhno +would not abandon his region .. . . Uborevich [the author] explained that 'an +appropriate reaction by Makhno to this order would give us the chance to have +accurate grounds for our next steps' . . . [He] concluded: 'The order is a +certain political manoeuvre and, at the very least, we expect positive results +from Makhno's realisation of this.'"_ [Palij, **Op. Cit.**, p. 210] + +In addition, war with Poland did not break out until the end of April, over +three months later. + +Needless to say, the Makhnovists **did** realise the political motivations +behind the order. As Arshinov notes, _"[s]ending the insurrectionary army to +the Polish front meant removing from the Ukraine the main nerve centre of the +revolutionary insurrection. This was precisely what the Bolsheviks wanted: +they would then be absolute masters of the rebellious region, and the +Makhnovists were perfectly aware of this."_ Moreover, the Makhnovists +considered the move _"physically impossible"_ as _"half the men, the entire +staff and the commander himself were in hospital with typhus."_ [**Op. Cit.**, +p. 163] + +This was the signal for nine months of bitter fighting between the Red Army +and the Makhnovists. Military events in this period are confused, with the Red +Army claiming victory again and again, only for the Makhnovists to appear +somewhere else. Hulyai Pole changed hands on a couple of occasions. The +Bolsheviks did not use local troops in this campaign, due to fear of +fraternisation. In addition, they used _"new tactics,"_ and _"attacked not +only Makhno's partisans, but also the villages and towns in which the +population was sympathetic toward Makhno. They shot ordinary soldiers as well +as their commanders, destroying their houses, confiscating their properties +and persecuting their families. Moreover the Bolsheviks conducted mass arrests +of innocent peasants who were suspected of collaborating in some way with the +partisans. It is impossible to determine the casualties involved."_ They also +set up _"Committees of the Poor"_ as part of the Bolshevik administrative +apparatus, which acted as _"informers helping the Bolshevik secret police in +its persecution of the partisans, their families and supporters, even to the +extent of hunting down and executing wounded partisans."_ [Palij, **Op. +Cit.**, pp. 212-3] + +In addition to this suffering, the Bolshevik decision to attack Makhno rather +than push into the Crimea was also to prolong the civil war by nine more +months. The Whites re-organised themselves under General Wrangel, who began a +limited offensive in June. Indeed, the Bolshevik _"policy of terror and +exploitation turned almost all segments of Ukrainian society against the +Bolsheviks, substantially strengthened the Makhno movement, and consequently +facilitated the advance of the reorganised anti-Bolshevik force of General +Wrangel from the Crimea into South Ukraine, the Makhno region."_ [Palij, **Op. +Cit.**, p. 214] + +It was widely believed on the White side that Makhno was ready to co-operate +with them and, desperate for men, Wrangel decided to appeal to the Makhnovists +for an alliance. Their response was simple and direct, they decided to +immediately execute his delegate and publish both his letter and a response in +the Makhnovist paper _"The Road to Freedom."_ [Malet, **Op. Cit.**, p. 60] Of +course, this did not stop the Bolsheviks later claiming such an alliance +existed! + +Ironically enough, at a general assembly of insurgents, it was decided that +_"the destruction of Wrangel"_ would _"eliminate a threat to the revolution"_ +and so free _"all of Russia"_ from _"the counter-revolutionary barrage."_ The +mass of workers and peasants _"urgently needed an end to all those wars"_ and +so they proposed _"to the Communists that hostilities between them and the +Makhnovists be suspended in order that they might wipe out Wrangel. In July +and August, 1920, telegrams to this effect were sent to Moscow and Kharkov."_ +There was no reply and the Bolsheviks _"continued their war against the +Makhnovists, and they also continued their previous campaign of lies and +calumnies against them."_ [Arshinov, **Op. Cit.**, p. 176] + +In July and August the Makhnovists went on the offensive, raiding the +Bolsheviks in three provinces and attacking the Red Army infrastructure. +Wrangel began another offensive in September, driving the Red Army back again +and again and threatening the Makhnovist area. Faced with Wrangel's success, +the Bolsheviks started to rethink their position on Makhno, although on the +24th of September the Bolshevik commander-in-chief Kamenev was still declaring +the need for _"the final liquidation of the Makhno band."_ [Malet, **Op. +Cit.**, p. 62] A few days later, the Bolsheviks changed their mind and +negotiations began. + +So, by October 1920, the success of the Wrangel offensive was again forcing +the Bolsheviks and Makhnovists to put aside their differences and take on the +common enemy. A deal was reached and on October 2nd, Frunze, the new Red Army +commander of the Southern Front, ordered a cessation of hostilities against +the Makhnovists. A statement from the Soviet of the Revolutionary Insurgent +Army of the Ukraine (Makhnovists) explained the treaty as necessitated by the +White offensive but also representing a victory over the _"high-handed +communists and commissars"_ in forcing them to recognise the _"free +insurrection."_ [Malet, **Op. Cit.**, p. 64] + +The agreement was signed between October 10th and 15th. It consisted of two +parts, a Political and a Military agreement (see [section +13](append46.html#app13) for full details). The Political agreement simply +gave the Makhnovists and anarchists the rights they should have had according +to the Soviet Constitution. The Military agreement resulted in the Makhnovists +becoming part of the Red Army, keeping their established internal structure +and, significantly, stopped them from accepting into their ranks any Red Army +detachments or deserters therefrom. According to Bolshevik sources, _"there +was never the slightest intention on the Bolshevik side of keeping to the +agreement once its military value had passed."_ [David Footman, **Op. Cit.**, +p. 296] + +Even before the agreement came into effect, the Makhnovists were fighting +alongside the Bolsheviks and between October 4 and 17, Hulyai Pole was retaken +by the Aleksandrovsk group, which included 10,000 Makhnovista. On October 22, +Aleksandrovsk was taken with 4,000 white prisoners and from then to early +November the Makhnovists cut through Wrangel's rear, hoping to cut off his +retreat by seizing the Crimean passes. The Whites fought a skilful rearguard +which together with the new White fortifications on the peninsula held up the +advance. But by the 11th, his hold in the Crimea gone, Wrangel had no choice +but to order a general retreat to the ports and an evacuation. Even the +Bolsheviks had to acknowledge that the _"Makhnovist units fulfilled their +military tasks with no less heroism than the Red Army units."_ [quoted by +Malet, **Op. Cit.**, p. 69] + +On hearing this success on 16th November, the reaction of the Makhnovista +still at Hulyai Pole was cynical but realistic: _"It's the end of the +agreement. I'll bet you anything that the Bolsheviks will be on us within the +week."_ [quoted by Malet, **Op. Cit.**, p. 70] They were not wrong. Already +Frunze, the Red Army commander, had ordered two entire cavalry armies to +concentrate near Hulyai Pole at the same time as he ordered the Makhnovist +forces to the Caucasus Front! By 24th November Frunze was preparing for the +treachery to come, in Order 00149 (which was not sent to the Makhnovist units) +saying if they had not departed to the Caucasus front by the 26th _"the Red +regiments of the front, who have now finished with Wrangel, will start +speaking a different language to these Makhnovist youths."_ [quoted by Malet, +**Op. Cit.**, p. 71] + +Of course this treachery went right to the top, just before the 26th +_"deadline"_ (which Makhno, not having seen the orders, was unaware of), Lenin +urged Rakovski, head of the Ukrainian government to _"[k]eep a close watch on +all anarchists and prepare documents of a criminal nature as soon as possible, +on the basis of which charges can be preferred against them."_ [quoted by +Malet, **Op. Cit.**, p. 71] Indeed, it later appeared the treachery had been +prepared from at least 14th or 16th November, as prisoners captured later +stated they had received undated anti-Makhnovist proclamations on that date. +[Malet, **Ibid.**] + +At 3am on the 26th the attacks on the Makhnovists started. Alongside this one +of the Makhnovist commanders was lured to a meeting by the Bolsheviks, seized +and shot. Some Makhnovist forces managed to break through the encircling +Bolsheviks but only after taking heavy losses -- of the 2,000-4,000 cavalry at +Simferopol, only 250 escaped. By the 1st December, Rakovsi reported the +imminent demise of the Makhnovists to the Kharkiv soviet only to have to eat +his words when Makhno routed the 42nd division on the 6th, retaking Hulyai +Pole and 6,000 prisoners, of whom 2,000 joined his forces. [Malet, **Op. +Cit.**, p. 72] Simultaneously with the attack on the Makhnovists, the +Bolsheviks rounded up all known anarchists in the Ukraine (many of whom were +in Kharkiv waiting for a legally organised **Nabat** conference to begin). + +In the resulting struggle between the two forces, as Palij notes, the +_"support of the population was a significant advantage to Makhno, for they +supplied the partisans with needed material, including horses and food, while +the Red troops operated among a foreign and hostile people."_ The Bolsheviks +found that the peasants not only refused to supply them with goods, they also +refused to answer their questions or, at best, gave answers which were vague +and confusing. _"In contrast to the Bolsheviks, Makhno partisans received +detailed, accurate information from the population at all times."_ [Palij, +**Op. Cit.**, pp. 236-7] + +Frunze brought in extra forces and ordered both the _"annihilation of the +Makhnovists"_ and total disarming of the region. Plagued by desertions, it was +also ordered that all Makhnovist prisoners were to be shot, to discourage the +local population and Red Army soldiers thinking of joining them. There is also +evidence of unrest in the Azov fleet, with acts of sabotage being carried out +by sailors to prevent their weapons being used against the Makhnovists. +[Malet, **Op. Cit.**, p. 73] While it was common practice for the Bolsheviks +to shoot all Makhnovist prisoners, the _"existence of roundup detachments at +the end of 1920, whose task was to re-collect prisoners freed by the +Makhnovists"_ shows that the Makhnovists did not reciprocate in kind. [Malet +**Op. Cit.**, p. 129] + +At the end of 1920, the Makhnovists had ten to fifteen thousand troops and the +_"growing strength of the Makhno army and its successes caused serious concern +in the Bolshevik regime, so it was decided to increase the number of troops +opposing Makhno."_ [Palij, **Op. Cit.**, p. 237] All the pressure exerted by +the Bolsheviks was paying off. Although Makhno repeatedly broke through +numerous mass encirclements and picked up deserters from the Red Army, his +forces were being eroded by the far greater numbers employed against them. In +addition, _"the Red command worked out new plans to fight Makhno by stationing +whole regiments, primarily cavalry, in the occupied villages, to terrorise the +peasants and prevent them from supporting Makhno. . . Also the Cheka punitive +units were constantly trailing the partisans, executing Makhno's sympathisers +and the partisans' families."_ [Palij, **Op. Cit.**, p. 238] In spite of the +difficult conditions, Makhno was still able to attract some Red Army soldiers +and even whole units to his side. For example, _"when the partisans were +fighting Budenny's Fourth Cavalry Division, their First Brigade, commanded by +Maslak, joined Makhno."_ [Palij, **Op. Cit.**, p. 239] + +Makhno was forced to leave his home areas of operations and flee east, then +west again. By early January his forces had fought 24 battles in 24 days. This +pattern continued throughout March and April into May. In June, the Bolsheviks +changed their strategy to one of predicting where Makhno was heading and +garrisoning troops in that area. In one battle on 15 June, Frunze himself was +almost captured. Despite this, the insurgents were very weak and their peasant +base was exhausted by years of war and civil war. In the most sympathetic +areas, Red Army troops were garrisoned on the peasants. Thus Palij: + +> _ "[T]hrough combat losses, hardship, and sickness, the number of Makhno +partisans was diminishing and they were cut off from their main sources of +recruits and supplies. The Ukrainian peasants were tried of the endless terror +caused by successive occupation of village after village by the Red troops and +the Cheka. The continuous fighting and requisitions were leaving the peasants +with little food and horses for the partisans. They could not live in a state +of permanent revolution. Moreover, there was extreme drought and consequently +a bad harvest in Ukraine, especially in the region of the Makhno movement."_ +[**Op. Cit.**, pp. 240-1] + +The state terrorism and the summer drought caused Makhno to give up the +struggle in mid-August and instead fight his way to the Dniester with the last +of his forces and cross into Romania on August 26. Some of his forces which +stayed behind were still active for a short time. In November 1921 the Cheka +seized 20 machine guns and 2,833 rifles in the new Zaporizhya province alone. + +For more details of the history of the movement, Michael Malet's **Nestor +Makhno in the Russian Revolution** is an excellent summary. Michael Palij's +**The Anarchism of Nestor Makhno** is also worth consulting, as are the +anarchist histories of Voline and Arshinov. + +## 5 How were the Makhnovists organised? + +Being influenced by anarchist ideas, the Makhnovists were organised along +libertarian lines. This meant that in both civilian and military areas, self- +management was practised. This section discusses the military organisation, +while the next discusses the social aspect of the movement. + +By practising self-management, the Makhnovists offered a completely different +model of military organisation to that of both the Red Army and traditional +military forces. While the army structure changed depending on its +circumstances, the core ideas remained. These were as follows: + +> _ "The Makhnovist insurrectionary army was organised according to three +fundamental principles: voluntary enlistment, the electoral principle, and +self-discipline. + +> + +> "**Voluntary enlistment** meant that the army was composed only of +revolutionary fighters who entered it of their own free will. + +> + +> "**The electoral principle** meant that the commanders of all units of the +army, including the staff, as well as all the men who held other positions in +the army, were either elected or accepted by the insurgents of the unit in +question or by the whole army. + +> + +> "**Self-discipline** meant that all the rules of discipline were drawn up by +commissions of insurgents, then approved by general assemblies of the various +units; once approved, they were rigorously observed on the individual +responsibility of each insurgent and each commander."_ [**Op. Cit.**, p. 96] + +Voline paints a similar picture. He also notes that the electoral principle +was sometimes violated and commanders appointed _"in urgent situations by the +commander himself,"_ although such people had to be _"accepted without +reservation"_ by _"the insurgents of the unit in question or by the whole +army."_ [**Op. Cit.**, p. 584] + +Thus the Makhnovist army, bar some deviation provoked by circumstances, was a +fundamentally democratic organisation. The guerrillas elected the officers of +their detachments, and, at mass assemblies and congresses, decided policy and +discipline for the army. In the words of historian Michael Palij: + +> _ "As the Makhno army gradually grew, it assumed a more regular army +organisation. Each tactical unit was composed of three subordinate units: a +division consisted of three brigades; a brigade, of three regiments; a +regiment, of three battalions. Theoretically commanders were elected; in +practice, however, the top commanders were usually carefully selected by +Makhno from among his close friends. As a rule, they were all equal and if +several units fought together the top commanders commanded jointly. The army +was nominally headed by a Revolutionary Military Council of about ten to +twenty members . . . Like the commanders, the council members were elected, +but some were appointed by Makhno .. . . There also was an elected cultural +section in the army. Its aim was to conduct political and ideological +propaganda among the partisans and peasants."_ [Palij, **Op. Cit.**, pp. +108-9] + +The Revolutionary Military Council was elected and directly accountable to the +regional workers, peasants and insurgent congresses. It was designed to co- +ordinate the local soviets and execute the decisions of the regional +congresses. + +Hence Voline: + +> _ "This council embraced the whole free region. It was supposed to carry out +all the economic, political, social and military decisions made at the +congress. It was thus, in a certain sense, the supreme executive of the whole +movement. **But it was not at all an authoritarian organ.** Only strictly +executive functions were assigned to it. It confined itself to carrying out +the instructions and decisions of the congress. At any moment, it could be +dissolved by the congress and cease to exist."_ [**Op. Cit.**, p. 577] + +As such, when Palij notes that this council _"had no decisive voice in the +army's actions,"_ he misses the point of the council. [Palij, **Ibid.**] It +did not determine the military affairs of the army, but rather the interaction +of the military and civilians and made sure that the decisions of congresses +were executed. Thus the whole army was nominally under the control of the +regional congresses of workers, peasants and insurgents. At these congresses, +delegates of the toiling people decided upon the policy to be pursued by the +Makhnovist Army. The Revolutionary Military Soviet existed to oversee that +decisions were implemented, not to determine the military activities of the +troops. + +It should also be noted that women not only supported the Makhnovists, they +also _"fought alongside the men."_ [Arshinov, **Op. Cit.**, p. 145] However, +_"the participation of women in the movement (by all accounts, quite +substantial)"_ needs _"further investigation."_ [Serge Cipko, _"Nestor Makhno: +A Mini-Historiography of the Anarchist Revolution in Ukraine, 1917-1921,"_ pp. +57-75, **The Raven**, no. 13, p. 75] + +At its height, the army was made up of infantry, cavalry, artillery, machine- +gun units, and special branches, including an intelligence service. As the +success of partisan warfare depends upon mobility, the army gradually mounted +its infantry in light carts (called _"tachanka"_) during 1918-19. As Michael +Malet notes, this was a _"novel tactic"_ and Makhno _"could be described as +the inventor of the motorised division before the car came into general use."_ +[**Op. Cit.**, p. 85] The tachanka was used to transport as many troops as +possible, giving the Makhnovists mobile infantry which could keep up with the +cavalry. In addition, a machine-gun was sometimes mounted in the rear (in +autumn 1919, the 1st machine-gun regiment consisted of 120 guns, all mounted +on tachanki). + +For the most part the Makhnovist army was a volunteer army, unlike all others +operating in the Russian Civil War. However, at times of crisis attempts were +made to mobilise troops. For example, the Second regional congress agreed that +a _"general voluntary and equalitarian mobilisation"_ should take place. This +meant that this appeal, _"sanctioned by the moral authority of the congress, +emphasised the need for fresh troops in the insurrectionary army, no-one was +compelled to enlist."_ [Voline, **Op. Cit.**, p. 577] The Congress itself +passed a resolution after a long and passionate debate that stated it +_"rejected 'compulsory' mobilisation, opting for an 'obligatory' one; that is, +each peasant who is able to carry arms, should recognise his obligation to +enlist in the ranks of the partisans and to defend the interests of the entire +toiling people of Ukraine."_ [quoted by Palij, **Op. Cit.**, p. 155] There +were far more volunteers than arms, the opposite of what occurred to both the +Reds and Whites during the Civil War. [Malet, **Op. Cit.**, p. 106] + +The third Congress decided to conduct a voluntary mobilisation all those born +between 1889 and 1898. This congress told them to assemble at certain points, +organise themselves and elect their officers. Another mobilisation decided at +the Aleksandrovsk congress never took place. How far the Makhnovists were +forced to conscript troops is still a matter of debate. Paul Avrich, for +example, states that _"voluntary mobilisation"_ in reality _"meant outright +conscription, as all able-bodied men were required to serve."_ [**Op. Cit.**, +p. 114] On the other side, surviving leaflets from 1920 _"are in the nature of +appeals to join up, not instructions."_ [Malet,**Op. Cit.**, p. 105] Trotsky, +ironically, noted that _"Makhno does not have general mobilisations, and +indeed these would be impossible, as he lacks the necessary apparatus."_ +[quoted by Malet, **Op. Cit.**, p. 106] It is probably right to say that the +Congresses desired that every able-bodied man join the Makhnovist army, but +they simply did not have the means to enforce that desire and that the +Makhnovists tried their best to avoid conscription by appealing to the +peasants' revolutionary conscience, with some success. + +As well as the military organisation, there was also an explicitly anarchist +federation operating in the Ukraine at the same time. The first conference to +organise a _"Confederation of Anarchist Organisations of the Ukraine"_ was +held between November 12th to 16th, 1918. The new federation was named +_"Nabat"_ (Alarm) and had a six-person Secretariat. Kharkiv was chosen as its +headquarters, while it had groups in other major Ukrainian cities (including +Kyiv, Odessa and Katerynoslav). The final organisation of the Nabat was +accomplished at a conference held in April 2-7, 1919. The federation aimed to +form a _"united anarchism"_ and guaranteed a substantial degree of autonomy +for every participating group and individual. A number of newspapers appeared +in a Ukrainian towns and cities (mostly entitled **Nabat**), as did leaflets +and pamphlets. There was a main weekly paper (called **Nabat**) which was +concerned largely with anarchist theory. This completed the Makhnovist papers +**Road to Freedom** (which was often daily, sometimes weekly and dealt with +libertarian ideas, everyday problems and information on partisan activities) +and **The Makhnovist Voice** (which dealt primarily with the interests, +problems, and tasks of the Makhnovist movement and its army). The Nabat +organisation was also published a pamphlet dealing with the Makhnovist +movement's problems, the economic organisation of the region, the free +soviets, the social basis of the society that was to be built, and the problem +of defence. + +Unsurprisingly, the Nabat federation and the Makhnovists worked together +closely, with Nabat members worked in the army (particularly its cultural +section). Some of its members were also elected to the Makhnovist +Revolutionary Military Soviet. It should be noted that the Nabat federation +gained a number of experienced anarchists from Soviet Russia, who fled to the +Ukraine to escape Bolshevik repression. The Nabat shared the fortunes of the +Makhno movement. It carried on its work freely as long as the region was +controlled by the Makhnovist Army, but when Bolshevik or White forces +prevailed, the anarchists were forced underground. The movement was finally +crushed in November 1920, when the Bolsheviks betrayed the Makhnovists. + +As can be seen, the Makhnovists implemented to a large degree the anarchist +idea of self-managed, horizontally federated associations (when possible, of +course). Both the two major organisational layers to the Makhnovist structure +(the army and the congresses) were federated horizontally and the "top" +structure was essentially a mass peasant, worker and guerrilla decision-making +coalition. In other words, the masses took decisions at the "top" level that +the Revolutionary Military Soviet and the Makhnovist army were bound to +follow. The army was answerable to the local Soviets and to the congresses of +soviets and, as we discuss in [section 7](append46.html#app7), the Makhnovists +called working-people and insurgent congresses whenever they could. + +The Makhnovist movement was, fundamentally, a working class movement. It was +_"one of the very few revolutionary movements to be led and controlled +throughout by members of 'the toiling masses.'"_ [David Footman, **Op. Cit.**, +p. 245] It applied its principles of working class autonomy and self- +organisation as far as it could. Unlike the Red Army, it was predominantly +organised from the bottom up, rejecting the use of Tsarist officers, appointed +commanders, and other "top-down" ways of the Red Army (see [section +14](append46.html#app14) for further discussion of the differences between the +two forces). + +The Makhnovist army was not by any means a perfect model of anarchist military +organisation. However, compared to the Red Army, its violations of principle +are small and hardly detract from their accomplishment of applying anarchist +ideas in often extremely difficult circumstances. + +## 6 Did the Makhnovists have a constructive social programme? + +Yes, they did. The Makhnovists spent a great deal of energy and effort in +developing, propagating and explaining their ideas on how a free society +should be created and run. As Michael Malet noted, the _"leading Makhnovists +had definite ideas about the ideal form of social organisation."_ [**Nestor +Makhno in the Russian Civil War**, p. 107] Moreover, as we discuss in the +[next section](append46.html#app7), they also successfully applied these ideas +when and where they could. + +So what was their social programme? Being anarchists, it comprised two parts, +namely political and economic aspects. The Makhnovists aimed for a true social +revolution in which the working classes (both urban and rural) could actively +manage their own affairs and society. As such, their social programme +reflected the fact that oppression has its roots in both political and +economic power and so aimed at eliminating both the state and private +property. As the core of their social ideas was the simple principle of +working-class autonomy, the idea that the liberation of working-class people +must be the task of the working-class people themselves. This vision is at the +heart of anarchism and was expressed most elegantly by Makhno: + +> _ "Conquer or die -- such is the dilemma that faces the Ukrainian peasants +and workers at this historic moment . . . But we will not conquer in order to +repeat the errors of the past years, the error of putting our fate into the +hands of new masters; we will conquer in order to take our destinies into our +own hands, to conduct our lives according to our own will and our own +conception of the truth."_ [quoted by Peter Arshinov, **The History of the +Makhnovist Movement**, p. 58] + +As such, the Makhnovists were extremely hostile to the idea of state power, +recognising it simply as a means by which the majority are ruled by the few. +Equally, they were opposed to wage slavery (to private or state bosses), +recognising that as long as the workers do not manage their own work, they can +never be free. As they put it, their goals could only be achieved by an +_"implacable revolution and consistent struggle against all lies, +arbitrariness and coercion, wherever they come from, a struggle to the death, +a struggle for free speech, for the righteous cause, a struggle with weapons +in hand. Only through the abolition of all rulers, through the destruction of +the whole foundation of their lies, in state affairs as well as in political +and economic affairs. And only through the social revolution can the genuine +Worker-Peasant soviet system be realised and can we arrive at SOCIALISM."_ +[contained in Arshinov, **Op. Cit.**, p. 273] They, like other anarchists and +the Kronstadt rebels, termed this programme of working class self-management +the **_"third revolution."_** + +We will discuss the political aspect of the Makhnovist programme first, then +its economic one. However, the Maknovists considered (correctly) that both +aspects could not be separated. As they put it: _"We will not lay down our +arms until we have wiped out once and for all every political and economic +oppression and until genuine equality and brotherhood is established in the +land."_ [contained in Arshinov, **Op. Cit.**, p. 281] We split the aspects +simply to aid the presentation of their ideas. + +At the core of their ideas was what they termed the _**"Free Soviet System"**_ +(or **_"free soviets"_** for short). It was this system which would allow the +working class to create and run a new society. As they put it: + +> _ "[The] Makhnovists realise that the working people are no longer a flock +of sheep to be ordered about by anyone. We consider the working people capable +of building, on their own and without parties, commissars or generals, their +own FREE SOVIET SYSTEM, in which those who are elected to the Soviet will not, +as now [under the Bolsheviks], command and order us, but on the contrary, will +be only the executors of the decisions made in our own workers' gatherings and +conferences."_ [contained in Peter Arshinov, **Op. Cit.**, pp. 280-1] + +Thus the key idea advocated by the leading Makhnovista for social organisation +and decision-making was the _"free toilers' soviet of peasant and worker +organisations."_ This meant they were to be independent of all central +authority and composed of those who worked, and not political parties. They +were to federate on a local, then regional and then national level, and power +within the federation was to be horizontal and not vertical. [Michael Malet, +**Op. Cit.**, p. 107] Such a system was in opposition to the Bolshevik +practice of Soviets defined and dominated by political parties with a vertical +decision- making structure that reached its highest point in the Bolshevik +Central Committee. + +Thus, for the Makhnovists, the soviet system would be a "bottom-up" system, +one designed not to empower a few party leaders at the centre but rather a +means by which working people could manage their own affairs. As the put it, +the _"soviet system is not the power of the social-democratic Communist- +Bolsheviks who now call themselves a soviet power; rather it is the supreme +form of non-authoritarian anti-state socialism, which expresses itself in the +organisation of a free, happy and independent system of social life for the +working people."_ This would be based on the _"principles of solidarity, +friendship and equality."_ This meant that in the Makhnovist system of free +soviets, the _"working people themselves must freely choose their own soviets, +which will carry out the will and desires of the working people themselvs, +that is to say, ADMINISTRATIVE, not ruling soviets."_ [contained in Arshinov, +**Op. Cit.**, pp. 272-3] + +As David Footman summarises, Makhno's _"ultimate aims were simple. All +instruments of government were to be destroyed. All political parties were to +be opposed, as all of them were working for some or other form of new +government in which the party members would assume the role of a ruling class. +All social and economic affairs were to be settled in friendly discussion +between freely elected representatives of the toiling masses."_ [**Op. Cit.**, +p. 247] + +Hence the Makhnovist social organisation was a federation of self-managed +workers' and peasants' councils (soviets), which would _"be only the executors +of the decisions made in our workers' gatherings and conferences."_ [contained +in Arshinov, **Op. Cit.**, p. 281] In other words, an anarchist system based +on mass assemblies and decision-making from the bottom up. + +Economically, as is to be expected, the Makhnovists opposed private property, +capitalism and wage-slavery. Their economic ideas were summarised in a +Makhnovist declaration as follows: + +> _ "The lands of the service gentry, of the monasteries, of the princes and +other enemies of the toiling masses, with all their livestock and goods, are +passed on to the use of those peasants who support themselves solely through +their own labour. This transfer will be carried out in an orderly fashion +determined in common at peasant assemblies, which must remember in this matter +not only each of their own personal interests, but also bear in mind the +common interest of all the oppressed, working peasantry. + +> + +> "Factories, workshops, mines and other tools and means of production become +the property of the working class as a whole, which will run all enterprises +themselves, through their trade unions, getting production under way and +striving to tie together all industry in the country in a single, unitary +organisation."_ [contained in Arshinov, **Op. Cit.**, p. 266] + +They continually stressed that the _"land, the factories, the workshops, the +mines, the railroads and the other wealth of the people must belong to the +working people themselves, to those who work in them, that is to say, they +must be socialised."_ This meant a system of use-rights, as _"the land, the +mines, the factories, the workshops, the railroads, and so on, will belong +neither to individuals nor to the government, but solely to those who work +with them."_ [**Op. Cit.**, p. 273 and p. 281] + +In industry, such a system clearly implied a system of worker's self- +management within a system of federated factory committees or union branches. +On the land, it meant the end of landlordism, with peasants being entitled to +as much land and equipment as they could cultivate without the use of hired +labour. As a Makhnovist congress in 1919 resolved: + +> _ "The land question should be decided on a Ukraine-wide scale at an all- +Ukrainian congress of peasants on the following basis: in the interests of +socialism and the struggle against the bourgeoisie, all land should be +transferred to the hands of the toiling peasants. According to the principle +that 'the land belongs to nobody' and can be used only by those who care about +it, who cultivate it, the land should be transferred to the toiling peasantry +of Ukraine for their use without pay according to the norm of equal +distribution."_ [quoted by Palij, **Op. Cit.**, p. 155] + +In addition to advocating the abolition of private property in land and the +end of wage labour by distributing land to those who worked it, the +Makhnovists also supported the forming of _"free"_ or _"working"_ communes. +Like their policy of land distribution, it also aimed to benefit the poorer +peasants and rural wage labourers. The _"free commune"_ was a voluntary +association of rural workers who took over an expropriated estate and managed +the land in common. The commune was managed by a general meeting of all its +members and based on the liberty, equality and solidarity of its members. + +Clearly, in terms of their economic policies, the Makhnovists proposed a clear +and viable alternative to both rural and urban capitalism, namely workers' +self-management. Industry and land would be socialised, with the actual +management of production resting in the hands of the workers themselves and +co-ordinated by federated workers' organisations. On the land, they proposed +the creation of voluntary communes which would enable the benefits of co- +operative labour to be applied. Like their political ideas, their economic +ideas were designed to ensure the freedom of working people and the end of +hierarchy in all aspects of society. + +In summary, the Makhnovist had a constructive social ideas which aimed to +ensure the total economic and political emancipation of the working people. +Their vision of a free society was based on a federation of free, self-managed +soviets, the socialisation of the means of life and workers' self-management +of production by a federation of labour unions or factory committees. As the +black flags they carried into battle read, _"liberty or death"_ and _"the land +to the peasants, the factories to the workers."_ + +## 7 Did they apply their ideas in practice? + +Yes, the Makhnovists consistently applied their political and social ideas +when they had the opportunity to do so. Unlike the Bolsheviks, who quickly +turned away from their stated aims of soviet democracy and workers' control in +favour of dictatorship by the Bolshevik party, the Makhnovists did all in +their power to encourage, create and defend working-class freedom and self- +management (see [section 14](append46.html#app14) for further discussion). In +the words of historian Christopher Reed: + +> _ "there can be no question that the anarchists did everything they could to +free the peasants and workers and give them the opportunity to develop their +own forms of collective control over land and factories . . . [T]he Ukrainian +anarchists fought under the slogan of land to the peasants, factories to the +workers and power to the soviets. Wherever they had influence they supported +the setting up of communes and soviets. They introduced safeguards intended to +protect direct self-government from organised interference . . . They +conducted relentless class war against landlords, officers, factory owners and +the commercial classes could expect short shrift from Makhno and his men, +especially if they had taken up arms against the people or, like the Whites . +. ., had been responsible for looting, pogroms and vicious reprisals against +unarmed peasants on a colossal scale."_ [**From Tsar to Soviets**, p. 263] + +As we discussed in the [last section](append46.html#app6), the core ideas +which inspired the Makhnovists were working-class self-determination and self- +management. They aimed at the creation of a _"free soviet system"_ and the end +of capitalism by rural and industrial self-management. It is to the credit of +the Makhnovists that they applied these ideas in practice rather than talking +about high principles and doing the exact opposite. + +In practice, of course, the war left little room for much construction work. +As Voline pointed out, one of the key disadvantages of the movement was the +_"almost continual necessity of fighting and defending itself against all +kinds of enemies, without being able to concentrate on peaceful and truly +positive works."_ [**The Unknown Revolution**, p. 571] However, in the +disruption of the Civil War the Makhnovists applied their ideas when and where +they could. + +Within the army, as we discussed in [section 5](append46.html#app5), the +insurgent troops elected their own commanders and had regular mass assemblies +to discuss policy and the agreed norms of conduct within it. In civilian +matters, the Makhnovists **from the start** encouraged working-class self- +organisation and self-government. By late 1917, in the area around Hulyai Pole +_"the toiling masses proceeded . . . to consolidate their revolution. The +little factories functioned . . . under the control of the workers. The +estates were split up . . . among the peasants . . . a certain number of +agricultural communes were formed."_ [David Footman, **Op. Cit.**, p. 248] + +The aim of the Makhnovists was to _"transfer all the lands owned by the +gentry, monasteries, and the state into the hands of peasants or to organise, +if they wished, peasant communes."_ [Palij, **Op. Cit.**, p. 70] This policy +was introduced from the start, and by the autumn of 1917, all land, equipment +and livestock around Hulyai Pole had been expropriated from the gentry and +kulaks and placed in the hands of working peasants. Land reform had been +achieved by the direct action of the peasantry. + +However, _"many of the peasants understood that the task was not finished, +that it was not enough to appropriate a plot of land and be content with it. +From the hardships of their lives they learned that enemies were watching from +all sides, and that they must stick together. In several places there were +attempts to organise social life communally."_ [Arshinov, **Op. Cit.**, p. 86] + +In line with social anarchist theory, the Makhnovists also tried to introduce +collective forms of farming. These experiments in collective working and +living were called _"free communes."_ Despite the difficult military situation +communes were established, principally near Hulyai Pole, in the autumn of +1917. This activity was resumed in February to March of 1918. They re-appeared +in early 1919, once the threat of counter-revolution had been (temporarily) +defeated. + +There were four of these communes within five miles of Hulyai Pole itself and +many more further afield. According to Makhno, these agricultural communes +_"were in most cases organised by peasants, though sometimes their composition +was a mixture of peasants and workmen [sic!]. Their organisation was based on +equality and solidarity of the members. All members of these communes -- both +men and women -- applied themselves willingly to their tasks, whether in the +field or the household."_ Unlike many communes, people were given the personal +space they desired, so _"any members of the commune who wanted to cook +separately for themselves and their children, or to take food from the +communal kitchens and eat it in their own quarters, met with no objection from +the other members."_ The management of each commune _"was conducted by a +general meeting of all its members."_ In addition, the communes decided to +introducing anarchist schooling based on the ideas of Franciso Ferrer (see +[section J.5.13](secJ5.html#secj513) for details). Makhno himself worked on +one for two days a week for a period. [Makhno, quoted by Paul Avrich, +**Anarchists in the Russian Revolution**, pp. 131] + +They were set up on the former estates of landlords, and consisted of around +10 families or 100 to 300 people and although each had peasant anarchist +members not all the members were anarchists. Makhno worked on Commune No. 1, +which was on the estate of former landlord Klassen. When re-founded in 1919 +this commune was named after Rosa Luxemburg, the Marxist revolutionary who had +recently been murdered in the German revolution. It was a success, for by the +spring sowing it had grown from nine families to 285 members working 340 acres +of land. The communes represented a way that poor and middle peasants could +pool resources to work estates that they could not have worked otherwise and, +as Michael Malet points out, _"they were organised from the bottom up, not the +top down."_ [**Op. Cit.**, p. 121] + +However, as Makhno himself acknowledged, while the _"majority of the toiling +population saw in the organisation of rural communes the healthy germ of a new +social life"_ which could provide a _"model of a free and communal form of +life,"_ the _"mass of people did not go over to it."_ They cited as their +reasons _"the advance of the German and Austrian armies, their own lack of +organisation, and their inability to defend this order against the new +'revolutionary' [Bolshevik] and counter-revolutionary authorities. For this +reason the toiling population of the district limited their revolutionary +activity to supporting in every way those bold springs."_ [Makhno, quoted by +Avrich, **Op. Cit.**, p. 132] Given that the communes were finally destroyed +by White and Red forces in June 1919, their caution was justified. After this, +peace did not return long enough for the experiment to be restarted. + +As Michael Malet argues: + +> _ "Very few peasant movements in history have been able to show in practice +the sort of society and type of landholding they would like to see. The +Makhnovist movement is proof that peasant revolutionaries can put forward +positive, practical ideas."_ [**Op. Cit.**, p. 121] + +The Makhnovist experiments, it should be noted, have strong similarities to +the rural revolution during the Spanish Revolution of 1936 (see sections +[I.8.5](secI8.html#seci85) and [I.8.6](secI8.html#seci86) for more details). + +As well as implementing their economic ideas on workers' self-management, land +reform and free communes, the Makhnovists also organised regional congresses +as well as local soviets. Most of the activity happened in and around Hulyai +Pole, the focal point of the movement.This was in accord with their vision of +a _"free soviet system."_ Needless to say, the congresses could only be called +during periods of relative calm (i.e. the Makhnovist home area was not +occupied by hostile forces) and so congresses of insurgents, peasants and +workers were called in early 1919 and another in October of that year. The +actual dates of the regional congresses were: + +> 23 January 1919 at Velyka Mykhailivka + +> + +> 12 February 1919 at Hulyai Pole + +> + +> 10 April 1919 at Hulyai Pole + +> + +> 20 October 1919 at Aleksandrovsk + +A congress for the fifteenth of June 1919 never met because Trotsky +unilaterally banned it, under pain of death to anyone even **discussing** it, +never mind calling for it or attending as a delegate. Unlike the third +congress, which ignored a similar ban by Dybenko, the fourth congress could +not go ahead due to the treacherous attack by the Red Army that preceded it. +Four Makhnovist commanders were executed by the Red Army for advertising this +congress. Another congress planned for Aleksandrovsk in November 1920 was also +prevented by Bolshevik betrayal, namely the attack after Wrangel had been +defeated. [Malet, **Op. Cit.**, p. 108] See [section 13](append46.html#app13) +for further details. + +The reason for these regional congresses was simple, to co-ordinate the +revolution. _"It was indispensable,"_ Arshinov notes, _"to establish +institutions which unified first a district composed of various villages, and +then the districts and departments which composed the liberated region. It was +indispensable to find general solutions for problems common to the entire +region. It was indispensable to create organs suitable for these tasks. And +the peasants did not fail to create them. These organs were the regional +congresses of peasants and workers."_ [**Op. Cit.**, pp. 87-8] These +congresses _"were composed of delegates of peasants, workers and of the +insurgent army, and were intended to clarify and record the decisions of the +toiling masses and to be regarded as the supreme authority for the liberated +area."_ [David Footman, **Op. Cit.**, p. 266] + +The first congress, which was the smallest, discussed the strengthening of the +front, the adoption of a common nomenclature for popular organisations +(soviets and the like) and to send a delegation to convince the draftees in +the Nationalist forces to return home. It was also decided to organise a +second congress. The second congress was larger, having 245 delegates from 350 +districts. This congress _"was strongly anti-Bolshevik and favoured a +democratic socio-political way of life."_ [Palij, **Op. Cit.**, p. 153] One +delegate made the issue clear: + +> _ "No party has a right to usurp governmental power into its own hands . . . +We want life, all problems, to be decided locally, not by order from any +authority above; and all peasants and workers should decide their own fate, +while those elected should only carry out the toilers' wish."_ [quoted by +Palij, **Op. Cit.**, p. 154] + +A general resolution was passed, which acknowledged the fact that the +Bolshevik party was _"demanding a monopoly of the Revolution."_ It also +stated: + +> _ "With deep regret the Congress must also declare that apart from external +enemies a perhaps even greater danger, arising from its internal shortcomings, +threatens the Revolution of the Russian and Ukrainian peasants and workers. +The Soviet Governments of Russia and of the Ukraine, by their orders and +decrees, are making efforts to deprive local soviets of peasants and workers' +deputies of their freedom and autonomy."_ [quoted by Footman, **Op. Cit.**, p. +267] + +As noted in [section 5](append46.html#app5), the congress also decided to +issue an _"obligatory"_ mobilisation to gather troops for the Army. It also +accepted a resolution on land reform, stating that the land _"belongs to +nobody"_ and could be used by anyone as long as they did not use wage labour +(see [section 6](append46.html#app6) for the full resolution). The congress +accepted a resolution against plunder, violence, and anti-Jewish pogroms, +recognising it as an attempt by the Tsarist government to _"turn the attention +of all toiling people away from the real reason for their poverty,"_ namely +the Tsarist regime's oppression. [quoted by Palij, **Op. Cit.**, p. 155] + +The second congress also elected the Revolutionary Military Soviet of +Peasants, Workers and Insurgents, which had _"no powers to initiate policy but +designed merely to implement the decisions of the periodic congresses."_ +[Footman, **Op. Cit.**, p. 267] + +The third congress was the largest and most representative, with delegates +from 72 volosts (in which two million people lived). This congress aimed to +_"clarify the situation and to consider the prospects for the future of the +region."_ It decided to conduct a voluntary mobilisation of men to fight the +Whites and _"rejected, with the approval of both rich and poor peasants, the +Bolshevik expropriations."_ [Palij, **Op. Cit.**, p. 158] Toward the end of +the congress, it received a telegram from the Bolshevik commander Dybenko +calling it _"counter-revolutionary,"_ its organisers _"outlaws"_ and +dissolving it by his order. The congress immediately voted an indignant +resolution in rely. This corrected Dybenko's factual mistakes on who called +it, informed him why it was called, gave him a history lesson on the +Makhnovist region and asked him: + +> _ "Can there exist laws made by a few people who call themselves +revolutionaries which permit them to outlaw a whole people who are more +revolutionary than they are themselves? . . . + +> + +> "Is it permissible, is it admissible, that they should come to the country +to establish laws of violence, to subjugate a people who have just overthrown +all lawmakers and all laws? + +> + +> "Does there exist a law according to which a revolutionary has the right to +apply the most severe penalties to a revolutionary mass, of which he calls +himself the defender, simply because this mass has taken the good things which +the revolution promised them, freedom and equality, without his permission? + +> + +> "Should the mass of revolutionary people perhaps be silent when such a +revolutionary takes away the freedom which they have just conquered? + +> + +> "Do the laws of the revolution order the shooting of a delegate because he +believes he ought to carry out the mandate given him by the revolutionary mass +which elected him? + +> + +> "Whose interests should the revolutionary defend; those of the Party or +those of the people who set the revolution in motion with their blood?"_ +[quoted by Arshinov, **Op. Cit.**, p. 103] + +As we discuss in [section 13](append46.html#app13), Trotsky's order to ban the +fourth congress indicates that such laws do exist, with the _"entire peasant +and labouring population are declared guilty of high treason if they dare +participate in their own free congress."_ [Arshinov, **Op. Cit.**, p. 123] + +The last congress was held between 20th and 26th of October in Aleksandrovsk. +One delegate was to be elected per 3000 people and one delegate per military +unit. This gave 270 mostly peasant delegates. Only 18 were workers, of which 6 +were Mensheviks, who walked out after Makhno called them _"lapdogs of the +bourgeoisie"_ during the discussion on _"free socio-economic organisations"_! +[Malet, **Op. Cit.**, p. 109] The congress passed a number of resolutions, +concentrating on the care of the wounded and the poorest part of the +population, a voluntary mobilisation, voluntary peasant contributions to feed +the army and forced levies on the bourgeoisie. + +According to Voline, the chairman, Makhnovist ideas were freely discussed: + +> _ "The idea of free Soviets, genuinely functioning in the interests of the +working population; the question of direct relationships between peasants and +city workers, based on mutual exchange of the products of their labour; the +launching of a libertarian and egalitarian social organisation in the cities +and the country; all these question were seriously and closely studied by the +delegates themselves, with the assistance and co-operation of qualified +comrades."_ [**Op. Cit.**, p. 640] + +He notes that the congress _"decided that the workers, without any authority, +would organise their economic, political and administrative life for +themselves, by means of their own abilities, and through their own direct +organs, united on a federative basis."_ [**Op. Cit.**, p. 641] + +It is significant to note that the congress also discussed the activities of +the Makhnovists within the city itself. One delegate raised the issue of the +activities of the Kontrrazvedka, the Makhnovist _"counter-intelligence"_ +section. As noted in [section 5](append46.html#app5), the Makhnovists, like +all the armies in the Russian Civil War, had its intelligence service. It +combined a number of functions, such as military reconnaissance, arrest and +holding of prisoners, counter-insurgency (_"Originally it had a punitive +function, but because of improper treatment of prisoners of war, it was +deprived of its punitive function."_ [Palij, **Op. Cit.**, p. 300]). The +delegate stated that this _"counter-espionage service"_ was engaged in +_"arbitrary acts and uncontrolled actions \-- of which some are very serious, +rather like the Bolshevik Cheka."_ [quoted by Voline, **Op. Cit.**, p. 643] +Immediately a commission of several delegates was created to investigate the +situation. Voline argues that _"[s]uch an initiative on the part of workers' +delegates would not have been possible under the Bolshevik regime. It was by +activity of this kind that the congress gave a preview of the way in which a +society should function from the beginning if it is based on a desire for +progress and self-realisation."_ [Voline, **Ibid.**] Sadly, the commission +could not complete its work due to the city being evacuated soon after the +congress. + +Another incident shows that under the Makhnovists the civilian population was +in control. A delegate noted that Klein, the Makhnovist military commander in +the city, had become publicly and riotously drunk after issuing proclamations +against drunkenness. Klein was called before the congress, which accepted his +apology and his request to be sent to the front, away from the boredom of desk +work which had driven him to drink! This, according to Voline, showed that the +workers and their congress were the masters and the army its servant. [Voline, +**Op. Cit.**, pp. 645-7] + +Outside of the congresses the work of local Soviets was to be co-ordinated +through the Revolutionary Military Soviet (RMS), the first RMS was set up by +the 2nd congress and consisted of one delegate for each of the 32 volsts the +Makhnovista had liberated. The RMS was to be answerable to the congresses and +limited to implementing their decisions but the difficult military situation +meant this seldom happened. When it did (the 3rd Congress) the Congress had no +problems with its actions in the previous period. After the Aleksandrovsk +congress, the RMS consisted of 22 delegates including three known Bolsheviks +and four known Makhnovists, the Bolsheviks considered the remaining delegates +_"anarchists or anarchist sympathisers"._ + +The military chaos of 1920 saw the RMS dissolved and replaced by the Soviet of +Revolutionary Insurgents of the Ukraine, which consisted of seven members +elected by the insurgent army. Its secretary was a left Socialist +Revolutionary. The RMS in addition to making decisions between Congresses +carried out propaganda work including the editing of the Makhnovist paper +_"The Road to Freedom"_ and collected and distributed money. + +Lastly, we must discuss what happened when the Makhnovists applied their ideas +in any cities they liberated as this gives a clear idea of the way they +applied their ideas in practice. Anarchist participant Yossif the Emigrant +stated that it was _"Makhno's custom upon taking a city or town to call the +people together and announce to them that henceforth they are free to organise +their lives as they think best for themselves. He always proclaims complete +freedom of speech and press; he does not fill the prisons or begin executions, +as the Communists do."_ He stressed it was _"the expression of the toilers +themselves"_ and _"the first great mass movement that by its own efforts seeks +to free itself from government and establish economic self-determination. In +that sense it is thoroughly Anarchistic."_ [Alexander Berkman, **The Bolshevik +Myth**, pp. 193-5] + +Arshinov paints a similar picture: + +> _ "As soon as they entered a city, they declared that they did not represent +any kind of authority, that their armed forces obliged no one to any sort of +obligation and had no other aim than to protect the freedom of the working +people. The freedom of the peasants and the workers, said the Makhnovists, +resides in the peasants and workers themselves and may not be restricted. In +all fields of their lives it is up to the workers and peasants themselves to +construct whatever they consider necessary. As for the Makhnovists -- they can +only assist them with advice, by putting at their disposal the intellectual or +military forces they need, but under no circumstances can the Makhnovists +prescribe for them in any manner."_ [Arshinov, **Op. Cit.**, p. 148] + +In addition, the Makhnovists _"fully applied the revolutionary principles of +freedom of speech, of thought, of the press, and of political association. In +all cities and towns occupied by the Makhnovists, they began by lifting all +the prohibitions and repealing all the restrictions imposed on the press and +on political organisations by one or another power."_ Indeed, the _"only +restriction that the Makhnovists considered necessary to impose on the +Bolsheviks, the left Socialist-Revolutionaries and other statists was a +prohibition on the formation of those 'revolutionary committees' which sought +to impose a dictatorship over the people."_ They also took the opportunity to +destroy every prison they got their hands on, believing that free people +_"have no use for prisons"_ which are _"always built only to subjugate the +people, the workers and peasants."_ [**Op. Cit.**, p. 153, p. 154 and p. 153] + +The Makhnovists encouraged self-management. Looking at Aleksandrovsk: + +> _ "They immediately invited the working population to participate in a +general conference of the workers of the city. When the conference met, a +detailed report was given on the military situation in the region and it was +proposed that the workers organise the life of the city and the functioning of +the factories with their own forces and their own organisations, basing +themselves on the principles of labour and equality. The workers +enthusiastically acclaimed all these suggestions; but they hesitated to carry +them out, troubled by their novelty, and troubled mainly by the nearness of +the front, which made them fear that the situation of the town was uncertain +and unstable. The first conference was followed by a second. The problems of +organising life according to principles of self-management by workers were +examined and discussed with animation by the masses of workers, who all +welcomed these ideas with the greatest enthusiasm, but who only with +difficulty succeeded in giving them concrete forms. Railroad workers took the +first step in this direction. They formed a committee charged with organising +the railway network of the region . . . From this point, the proletariat of +Aleksandrovsk began to turn systematically to the problem of creating organs +of self-management."_ [**Op. Cit.**, p. 149] + +Unfortunately, the Makhnovists occupied only two cities (Alexandrovsk for four +weeks and Katerinoslav for two periods of one and five weeks respectively). As +a rule the Makhnovist rank and file had little or no experience of life in the +cities and this placed severe limits on their ability to understand the +specific problems of the workers there. In addition, the cities did not have a +large anarchist movement, meaning that the Mensheviks and Bolsheviks had more +support then they did. Both parties were, at best, neutral to the Makhnovists +and anarchists, so making it likely that they would influence the city workers +against the movement. As Voline noted, the _"absence of a vigorous organised +workers' movement which could support the peasant insurgents"_ was a +disadvantage. [**Op. Cit.**, p. 571] + +There were minor successes in both cities. In Alexandrovsk, some trains were +got running and a few factories reopened. In Katerinoslav (where the city was +under a state of siege and constant bombardment by the Whites), the tobacco +workers won a collective agreement that had long been refused and the bakers +set themselves to preparing the socialisation of their industry and drawing up +plans to feed both the army and the civilian population. Unsurprisingly, the +bakers had long been under anarcho-syndicalist influence. [Malet, **Op. +Cit.**, p. 124] + +Clearly, whenever they could, the Makhnovists practised their stated goals of +working-class self-management and supported the organisational structures to +ensure the control of and participation in the social revolution by the +toiling masses. Equally, when they liberated towns and cities they did not +impose their own power upon the working-class population but rather urged it +to organise itself by setting up soviets, unions and other forms of working- +class power. They urged workers to organise self-management of industry. True +to the anarchist vision of a free society, they advocated and practised +freedom of assembly, speech and organisation. In the words of historian +Christopher Reed: + +> _ "Makhno's Insurgent Army . . . was the quintessence of a self- +administered, people's revolutionary army. It arose from the peasants, it was +composed of peasants, it handed power to the peasants. It encouraged the +growth of communes, co-operatives and soviets but distrusted all permanent +elites attempting to take hold within them. It would be foolish to think that +Makhno was supported by every peasant or that he and his followers could not, +on occasions, direct their cruelty towards dissidents within their own ranks, +but, on the whole, the movement perhaps erred on the side of being too self- +effacing, of handing too much authority to the population at key moments."_ +[**From Tsar to Soviets**, p. 260] + +As such, Makhnovist practice matched its theory. This can be said of few +social movements and it is to their credit that this is the case. + +## 8 Weren't the Makhnovists just Kulaks? + +According to Trotsky (and, of course, repeated by his followers), _"Makhno +created a cavalry of peasants who supplied their own horses. These were not +the downtrodden village poor whom the October revolution first awakened, but +the strong and well-fed peasants who were afraid of losing what they had. The +anarchist ideas of Makhno (ignoring of the state, non-recognition of the +central power) corresponded to the spirit of this kulak cavalry as nothing +else could."_ He argued that the Makhnovist struggle was not the anarchist +struggle against the state and capitalism, but rather _"a struggle of the +infuriated petty property owner against the proletarian dictatorship."_ The +Makhno movement, he stressed, was just an example of the _"convulsions of the +peasant petty bourgeoisie which desired, of course, to liberate itself from +capital but at the same time did not consent to subordinate itself to the +dictatorship of the proletariat."_ [Lenin and Trotsky, **Kronstadt**, p. 80, +p. 89 and pp. 89-90] + +Unfortunately for those who use this kind of argument against the Makhnovists, +it fails to stand up to any kind of scrutiny. Ignoring the sophistry of +equating the Bolshevik party's dictatorship with the "dictatorship of the +proletariat," we can easily refute Trotsky's somewhat spurious argument +concerning the background of the Makhnovists. + +Firstly, however, we should clarify what is meant by the term _"kulak."_ +According to one set of Trotskyist editors, it was _"popularly used to refer +to well-to-do peasants who owned land and hired poor peasants to work it."_ +[_"glossary,"_ Lenin and Trotsky, **Kronstadt**, p. 146] The term itself +derives from the Russian for _"fist,"_ with appropriate overtones of grasping +and meanness. In other words, a rural small-scale capitalist (employer of wage +labour and often the renter of land and loaner of money as well) rather than a +well-off peasant as such. Trotsky, however, muddies the water considerably by +talking about the _"peasant petty bourgeoisie"_ as well. Given that a peasant +**is** _"petty"_ (i.e. petit) bourgeois (i.e. own and use their own means of +production), Trotsky is blurring the lines between rural capitalist (kulak) +and the middle peasantry, as occurred so often under Bolshevik rule. + +Secondly, we could just point to the eyewitness accounts of the anarchists +Arshinov and Voline. Both stress that the Makhno movement was a mass +revolutionary movement of the peasant and working poor in the Southern +Ukraine. Arshinov states that after Denikin's troops had been broken in 1919, +the Makhnovists _"literally swept through villages, towns and cities like an +enormous broom"_ and the _"returned **pomeshchiks** [landlords], the +**kulaks** , the police, the priests"_ were destroyed, so refuting the _"the +myth spread by the Bolsheviks about the so-called **kulak** character of the +Makhnovshchina."_ Ironically, he states that _"wherever the Makhnovist +movement developed, the **kulaks** sought the protection of the Soviet +authorities, and found it there."_ [**Op. Cit.**, p. 145] Yossif the Emigrant, +another anarchist active in the movement, told anarchist Alexander Berkman +that while there was a _"kulak"_ element within it, _"the great majority are +not of that type."_ [quoted by Berkman, **The Bolshevik Myth**, p. 187] +According to Gallina Makhno (Makhno's wife), when entering a town or village +it was _"always Makhno's practice to compel the rich peasants, the **kulaki** +, to give up their surplus wealth, which was then divided among the poor, +Makhno keeping a share for his army. Then he would call a meeting of the +villagers, address them on the purposes of the **povstantsi** [partisan] +movement, and distribute his literature."_ [Emma Goldman, **My Disillusionment +in Russia**, p. 149] + +However, this would be replying to Trotsky's assertions with testimony which +was obviously pro-Makhnovist. As such, we need to do more than this, we need +to refute Trotsky's assertions in depth, drawing on as many non-anarchist +sources and facts as possible. + +The key to refuting Trotsky's argument that the Makhnovists were just kulaks +is to understand the nature of rural life before and during 1917. Michael +Malet estimates that in 1917, the peasantry could be divided into three broad +categories. About 40 percent could no longer make a living off their land or +had none, another 40 per cent who could make ends meet, except in a bad year, +and 20 per cent who were relatively well off, with a fraction at the very top +who were very well off. [**Op. Cit.**, p. 117] Assuming that _"kulak"_ simply +meant _"rich"_ or _"well-off"_ peasant, then Trotsky is arguing that the +Makhnovist movement represented and was based on this top 20 per cent. +However, if we take the term _"kulak"_ to mean _"small rural capitalist"_ +(i.e. employer of wage labour) then this figure would be substantially smaller +as few within this group would employ hired labour or rent land. In fact, the +percentage of peasant households in Russia employing permanent wage-labour was +3.3% in 1917, falling to 1% in 1920\. [Teodor Shanin, **The Awkward Class**, +p. 171] + +In 1917, the peasants all across the Russian Empire took back the land stolen +by the landlords. This lead to two developments. Firstly, there was a +_"powerful levelling effect"_ in rural life. [Shanin, **Op. Cit.**, p. 159] +Secondly, the peasants would only support those who supported their +aspirations for land reform (which was why the Bolsheviks effectively stole +the Socialist-Revolutionary land policy in 1917). The Ukraine was no +different. In 1917 the class structure in the countryside changed when the +Hulyai Pole peasants were amongst the first to seize the landlords' land. In +August 1917 Makhno assembled all the landed gentry (_"**pomeshchiks**"_) of +the region _"and made them give him all the documents relating to lands and +buildings."_ After making an exact inventory of all this property and +presenting a report to the local and then district congress of soviets, he +_"proceeded to equalise the rights of the **pomeshchiks** and **kulaks** with +those of the poor peasant labourers in regard to the use of the land . . . the +congress decided to let the **pomeshchiks** and **kulaks** have a share of the +land, as well as tools and livestock, equal to that of the labourers."_ +Several other peasant congresses nearby followed this example and adopted the +same measure. [Peter Arshinov, **Op. Cit.**, pp. 53-4] + +Most of this land, tools and livestock was distributed to poor peasants, the +rest was used to set up voluntary communes where the peasants themselves (and +not the state) self-managed the land. Thus the peasants' _"economic conditions +in the region of the Makhno movement were greatly improved at the expense of +the landlords, the church, monasteries, and the richest peasants."_ [Palij, +**Op. Cit.**, p. 214] This redistribution was based on the principle that +every peasant was entitled to as much land as their family could cultivate +without the use of hired labour. The abolition of wage labour in the +countryside was also the method the anarchists were to use in Spain to divide +up the land some 20 years later. + +We should also note that the Makhnovist policy of land reform based on the +abolition of wage labour was, as we noted in [section 7](append46.html#app7), +the position agreed at the second regional congress called in 1919. The +Makhnovists specifically argued with regards to the kulaks: + +> _ "We are sure that . . . the kulak elements of the village will be pushed +to one side by the very course of events. The toiling peasantry will itself +turn effortlessly on the kulaks, first by adopting the kulak's surplus land +for general use, then naturally drawing the kulak elements into the social +organisation."_ [cited by Michael Malet, **Op. Cit.**, pp. 118-9] + +As such, when Trotsky talks about the _"downtrodden village poor whom the +October revolution first awakened,"_ he is wrong. In the area around Hulyai +Pole it was **not** the October revolution which _"first awakened"_ them into +action, it was the activities of Makhno and the anarchists during the summer +and autumn of 1917 which had done that (or, more correctly, it was their +activities which aided this process as the poor peasants and landless workers +needed no encouragement to expropriate the landlords). + +Needless to say, this land redistribution reinforced Makhno's popularity with +the people and was essential for the army's later popularity and its ability +to depend on the peasants for support. However, the landlords and richer +kulaks did not appreciate it and, unsurprisingly, tried to crush the movement +when they could. Once the Austro-Germans invaded, the local rich took the +opportunity to roll back the social revolution and the local **pomeshchiks** +and **kulaks** formed a _"special volunteer detachment"_ to fight Makhno once +he had returned from exile in July 1918. [Arshinov, **Op. Cit.**, p. 59] + +This system of land reform did not seek to divide the village. Indeed, the +Makhnovist approach is sometimes called the _"united village"_ theory. Rather +than provoke unnecessary and damaging conflict behind the frontlines, land +reform would be placed in the hands of the village community, which would +ensure that even the kulaks would have a fair stake in the post-revolutionary +society as everyone would have as much land as they could till without using +hired labour. The Bolshevik policy, as we will see, aimed at artificially +imposing "class conflict" upon the villages from without and was a disaster as +it was totally alien to the actual socio-economic situation. Unsurprisingly, +peasant communities **as a whole** rose up against the Bolsheviks all across +Russia. + +As such, the claim that the Makhnovists were simply _"kulaks"_ is false as it +fails to, firstly, acknowledge the actual pre-revolutionary composition of the +peasantry and, secondly, to understand the social-revolution that had happened +in the region of Hulyai Pole in 1917 and, thirdly, totally ignores the actual +Makhnovist position on land reform. As Michael Malet argues, the Bolsheviks +_"totally misconstrued the nature of the Makhno movement. It was not a +movement of kulaks, but of the broad mass of the peasants, especially the poor +and middle peasants."_ [**Op. Cit.**, p. 122] + +This was sometimes acknowledged by Bolsheviks themselves. IAkovlev +acknowledged in 1920 that in 1919 Makhno _"was a real peasant idol, an +expression of all peasant spontaneity against . . . Communists in the cities +and simultaneously against city capitalists and landowners. In the Makhno +movement it is difficult to distinguish where the poor peasant begins [and] +the 'kulak' ends. It was a spontaneous peasant movement .. . . In the village +we had no foothold, there was not one element with which we could join that +would be our ally in the struggle against the bandits [sic!]."_ [quoted by +Palij, **Op. Cit.**, p. 157] + +According to a Soviet author present at the Makhnovist regional congresses on +January 23 and February 12: _"In 1919 when I asked the chairman of the two +Congresses (a Jewish farmer) whether the 'kulaks' were allowed to participate +in the Congress, he angrily responded: 'When will you finally stop talking +about kulaks? Now we have no kulaks among us: everybody is tilling as much +land as he wishes and as much as he can.'"_ [quoted by Palij, **Op. Cit.**, p. +293] + +According to Christian Rakovskii, the Bolshevik ruler of Ukraine, _"three- +fourths of the membership of the [partisan] bands were poor peasants."_ He +presented a highly original and inventive explanation of this fact by arguing +that _"rich peasants stayed in the village and paid poor ones to fight. Poor +peasants were the hired army of the kulaks."_ [Vladimir N. Brovkin, **Behind +the Front the Lines of the Civil War**, p. 112 and p. 328] + +Even Trotsky (himself the son of a rich peasant!) let the cat out of the bag +in 1919: + +> _ "The liquidation of Makhno does not mean the end of the Makhnovschyna, +which has its roots in the ignorant popular masses."_ [quoted by Malet, **Op. +Cit.**, p. 122] + +Ultimately, all sources (including Bolshevik ones) accept that in the autumn +of 1919 (at the very least) Makhno's support was overwhelming and came from +all sections of the population. + +Even ignoring the fact there was a social revolution and the eye-witness +Bolshevik accounts (including Trotsky's!) which contradict Trotsky's +assertions, Trotsky can be faulted for other reasons. + +The most important issue is simply that the Makhnovist movement could not have +survived four years if (at best) 20 per cent of the population supported it. +As Christopher Reed notes, when the Makhnovists were _"in retreat they would +abandon their weapons and merge with the local population. The fact that they +were able to succeed shows how closely they were linked with the ordinary +peasants because such tactics made Makhno's men very vulnerable to informers. +There were very few examples of betrayal."_ [**Op. Cit.**, p. 260] If Makhno's +social base was as weak as claimed there would have been no need for the +Bolsheviks to enter into alliances with him, particularly in the autumn of +1920 when the Makhnovists held no significant liberated area. Even after the +defeat of Wrangel and the subsequent Bolshevik betrayal and repression, +Makhno's mass base allowed him to remain active for months. Indeed, it was +only when the peasants themselves had become exhausted in 1921 due to +worsening economic conditions and state repression, were the Makhnovists +finally forced into exile. + +In the attempt to _"eradicate his influence in the countryside"_ the +Bolsheviks _"by weight of numbers and consistent ruthlessness they achieved a +partial success."_ This was achieved by state terrorism: + +> _ "On the occupation of a village by the Red Army the **Cheka** would hunt +out and hang all active Makhnovist supporters; an amenable Soviet would be set +up; officials would be appointed or imported to organise the poor peasants . . +. and three or four Red militia men left as armed support for the new village +bosses."_ [David Footman, **Op. Cit.**, p. 292] + +Moreover, in these _"military operations the Bolsheviks shot all prisoners. +The Makhnovists shot all captured officers unless the Red rank and file +strongly interceded for them. The rank and file were usually sent home, though +a number volunteered for service with the Insurgents. Red Army reports +complain of poor morale . . . The Reds used a number of Lettish and Chinese +troops to decrease the risk of fraternisation."_ [Footman, **Op. Cit.**, p. +293] If the Makhnovists were made up of kulaks, why would the Bolsheviks fear +fraternisation? Equally, if the Makhnovists were "kulaks" then how could they +have such an impact on Red Army troops (who were mostly poor peasants)? After +all, Trotsky had been complaining that "Makhnovism" had been infecting nearby +Red Army troops and in August 1919 was arguing that it was _"still a poison +which has infected backward units in the Ukrainian army."_ In December 1919, +he noted that _"disintegration takes place in unstable units of our army when +they came into contact with Makhno's forces."_ It seems unlikely that a +movement made up of "kulaks" could have such an impact. Moreover, as Trotsky +noted, not all Makhnovists were anarchists, _"some of them wrongly regard +themselves as Communists."_ Again, why would people who regarded themselves as +Communists join a movement of "kulaks"? [**How the Revolution Armed**, vol. +II, p. 367, p. 110 and p. 137] + +In addition, it seems highly unlikely (to say the least!) that a movement +which is alleged to be either made up of or supported by the kulaks could have +had a land policy which emphasised and implemented an equal share for the +poorest peasantry, not just of land but also of live and dead stock as well as +opposing the hiring of labour. This fact is reinforced when we look at the +peasant reaction to the Bolshevik (and, presumably, anti-kulak and +pro-"downtrodden village poor") land policy. Simply put, their policies +resulted in massive peasant unrest directed against the Bolsheviks. + +The Bolshevik land decrees of the 5th and 11th of February, 1919, stated that +large landlord holdings would become state farms and all stock was to be taken +over by the Ministry of Agriculture, with only between one third and one half +of the land being reserved for poor peasants. This was _"largely irrelevant, +since the peasantry had expected, and in some cases already controlled, all of +it. To them, the government was taking away their land, and not seizing it +from the landlords, then keeping some of it and handing the rest over to its +rightful owners."_ [Malet, **Op. Cit.**, p. 134] Thus the land was to +expropriated by the state, **not** by the peasants. The result of this policy +soon became clear: + +> _ "The Bolsheviks expropriation policy was countervailed by the peasants' +resistance based upon their assumption that 'the land belongs to nobody . . . +it can be used only by those who care about it, who cultivate it.' Thus the +peasants maintained that all the property of the former landlords was now by +right their own. This attitude was shared not only by the rich and middle +peasants but also the poor and landless, for they all wished to be independent +farmers. The poorer the areas, the more dissatisfied were the peasants with +the Bolshevik decrees. + +> + +> "Thus Communist agricultural policy and terrorism brought about a strong +reaction against the new Bolshevik regime. By the middle of 1919, all +peasants, rich and poor, distrusted the Bolsheviks."_ [Palij, **Op. Cit.**, p. +156] + +The Bolshevik inspired Poor Peasant Committees were _"associated with this +disastrous policy, were discredited, and their reintroduction would need the +aid of troops."_ [Malet, **Op. Cit.**, p. 135] The Makhnovists, in contrast, +did not impose themselves onto the villages, nor did they attempt to tell the +peasants what to do and how to divide the land. Rather they advocated the +formation of Free Soviets through which these decisions could be made. This, +along with their support for land reform, helped win them mass support. + +After evacuating the Ukraine in mid-1919 due to the success of Denikin's +counter-revolution, the Ukrainian Communists took time to mull over what had +happened. The Central Committee's November 1919 resolution on the Ukraine +_"gave top priority to the middle peasant -- so often and so conveniently +lumped in together with the kulak and dealt with accordingly -- the transfer +of landlord land to the poor peasants with only minimum exceptions for state +farms."_ These points were the basis of the new Ukrainian land law of 5th of +February, 1920. [Malet, **Op. Cit.**, p. 135] This new law reflected long +standing Makhnovist theory **and** practice. Therefore, the changing nature of +Bolshevik land policy in the Ukraine indicates that Trotsky's claims are +false. The very fact that the Bolsheviks had to adjust their policies in line +with Makhnovist theory indicates that the later appealed to the middle and +poor peasants. + +Equally, it seems strange that the _"kulaks"_ who apparently dominated the +movement should have let themselves be led by poor peasants and workers. +Voline presents a list of some of the participants of the movement and the +vast majority are either peasants or workers. [**Op. Cit.**, pp. 688-91] As +historian Michael Palij notes, _"[a]lmost to a man, they [the Makhnovist +leadership] were of poor peasant origin, with little formal education."_ +[**Op. Cit.**, p. 254] Exceptions to the general rule were usually workers. +Most were Anarchists or Socialist-Revolutionaries. [Palij, **Op. Cit.**, pp. +254-62] + +Of course, it can be argued that the leadership of a movement need not come +from the class which it claims to lead. The leadership of the Bolsheviks, for +example, had very few actual proletarians within it. However, it seems +unlikely that a class would select as its leaders members of the population it +oppressed! Equally, it seems as unlikely that poor peasants and workers would +let themselves lead a movement of kulaks, whose aims would be alien to theirs. +After all, poor peasants would seek land reform while kulaks would view this +as a threat to their social position. As can be seen from the Makhnovist land +policy, they argued for (and implemented) radical land reform, placing the +land into the hands of peasants who worked the land without hiring labour (see +[section 7](append46.html#app7)) + +As regards Trotsky's argument that the Makhnovists had to be kulaks because +they originally formed a cavalry unit, it is easy to refute. Makhno himself +was the son of poor peasants, an agricultural labourer and a worker in a +factory. He was able to ride a horse, so why could other poor peasants not do +so? Ultimately, it simply shows that Trotsky knew very little of Ukrainian +peasant life and society. + +Given that the Bolshevik government was meant to be a "worker-peasant" power, +it seems strange that Trotsky dismisses the concerns of the peasantry so. He +should have remembered that peasant uprisings against the Bolshevik government +occurred constantly under the Bolsheviks, forcing them (eventually) to, first, +recognise the false nature of their peasant policies in 1919 and, second, to +introduce the NEP in 1921. As such, it seems somewhat ironic for Trotsky to +attack the Makhnovists for not following flawed Bolshevik ideology as regards +the peasantry! + +The Bolsheviks, as Marxists, saw the peasants as "petit bourgeoisie" and +uninterested in the revolution except as a means to grab their own plot of +land. Their idea of land collectivisation was limited to state ownership. The +initial Bolshevik land strategy can be summed up as mobilising the poor +peasantry against the rest on the one hand and mobilising the city worker +against the peasants (through forced grain confiscation on the other). The +lack of knowledge of peasant life was the basis of this policy, which was +abandoned in 1919 when it was soon proven to be totally wrong. Rather than see +wealth extremes rise, the 1917 revolution saw a general levelling. + +As regards the peasantry, here as elsewhere the Bolsheviks claimed their +strategy was the objectively necessary (only possible) one in the +circumstances. And here again the Makhnovists demonstrate this to be false, as +the Bolsheviks themselves acknowledged in practice by changing their +agricultural policies and bringing them closer to the Makhnovist position. + +Clearly, both factually and logically, Trotsky's arguments are false. +Ultimately, like most Bolsheviks, Trotsky uses the term _"kulak"_ as a +meaningless term of abuse, with no relation to the actual class structure of +peasant life. It simply means a peasant opposed to the Bolsheviks rather than +an actual social strata. Essentially, he is using the standard Leninist +technique of specifying a person's class (or ideas) based on whether they +subscribe to (or simply follow without question) Leninist ideology (see +[section H.2.12](secH2.html#sech212) for further discussion of this). This +explains why the Makhnovists went from being heroic revolutionaries to kulak +bandits (and back again!) depending on whether their activity coincided with +the needs of Bolshevik power or not. Expediency is not a sound base to build a +critique, particularly one based simply on assertions like Trotsky's. + +## 9 Were the Makhnovists anti-Semitic and pogromists? + +No, they were not. Anyone who claims that the Mahnovist movement was anti- +Semitic or conducted pogroms against Jews simply shows ignorance or a desire +to deceive. As we will show, the Makhnovists were both theoretically and +practically opposed to anti-Semitism and progroms. + +Unsurprisingly, many Leninists slander the Makhnovists on this score. Trotsky, +for example, asserted in 1937 that Makhno's followers expressed _"a militant +anti-Semitism."_ [Lenin and Trotsky, **Kronstadt**, p. 80] Needless to say, +the Trotskyist editors of the book in question did not indicate that Trotsky +was wrong in the accusation. In this way a slander goes unchecked and becomes +"accepted" as being true. As the charge of _"militant anti-Semitism"_ is a +serious one, so it is essential that we (unlike Trotsky) provide evidence to +refute it. + +To do so we will present a chronological overview of the evidence against it. +This will, to some degree, result in some duplication as well as lengthy +quotations, however it is unavoidable. We are sorry to labour this point, but +this allegation is sadly commonplace and it is essential to refute it fully. + +Unsurprisingly, Arshinov's 1923 account of the movement takes on the +allegations that the Makhnovists were anti-Semitic. He presents extensive +evidence to show that the Makhnovists opposed anti-Semitism and pogroms. It is +worth quoting him at length: + +> _ "In the Russian press as well as abroad, the Makhnovshchina was often +pictured as a very restricted guerrilla movement, foreign to ideas of +brotherhood and international solidarity, and even tainted with anti-Semitism. +Nothing could be more criminal than such slanders. In order to shed light on +this question, we will cite here certain documented facts which relate to this +subject. + +> + +> "An important role was played in the Makhnovist army by revolutionaries of +Jewish origin, many of whom had been sentenced to forced labour for +participation in the 1905 revolution, or else had been obliged to emigrate to +Western Europe or America. Among others, we can mention: + +> + +> "**Kogan** \-- vice-president of the central organ of the movement, the +Regional Revolutionary Military Council of Hulyai Pole. Kogan was a worker +who, for reasons of principle, had left his factory well before the revolution +of 1917, and had gone to do agricultural work in a poor Jewish agricultural +colony. Wounded at the battle of Peregonovka, near Uman, against the +Denikinists, he was seized by them at the hospital at Uman where he was being +treated, and, according to witnesses, the Denikinists killed him with sabres. + +> + +> "**L. Zin'kovsky (Zadov)** \-- head of the army's counter espionage section, +and later commander of a special cavalry regiment. A worker who before the +1917 revolution was condemned to ten years of forced labour for political +activities. One of the most active militants of the revolutionary +insurrection. + +> + +> "**Elena Keller** \-- secretary of the army's cultural and educational +section. A worker who took part in the syndicalist movement in America. One of +the organisers of the 'Nabat' Confederation. + +> + +> "**Iosif Emigrant (Gotman)** \-- Member of the army's cultural and +educational section. A worker who took an active part in the Ukrainian +anarchist movement. One of the organisers of the 'Nabat' Confederation, and +later a member of its secretariat. + +> + +> "**Ya. Alyi (Sukhovol'sky)** \-- worker, and member of the army's cultural +and educational section. In the Tsarist period he was condemned to forced +labor for political activity. One of the organisers of the 'Nabat' +Confederation and a member of its secretariat. + +> + +> "We could add many more names to the long list of Jewish revolutionaries who +took part in different areas of the Makhnovist movement, but we will not do +this, because it would endanger their security. + +> + +> "At the heart of the revolutionary insurrection, the Jewish working +population was among brothers. The Jewish agricultural colonies scattered +throughout the districts of Mariupol, Berdyansk, Aleksandrovsk and elsewhere, +actively participated in the regional assemblies of peasants, workers and +insurgents; they sent delegates there, and also to the regional Revolutionary +Military Council. + +> + +> "Following certain anti-Semitic incidents which occurred in the region in +February, 1919, Makhno proposed to all the Jewish colonies that they organise +their self-defence and he furnished the necessary guns and ammunition to all +these colonies. At the same time Makhno organised a series of meetings in the +region where he appealed to the masses to struggle against anti-Semitism. + +> + +> "The Jewish working population, in turn, expressed profound solidarity and +revolutionary brotherhood toward the revolutionary insurrection. In answer to +the call made by the Revolutionary Military Council to furnish voluntary +combatants to the Makhnovist insurgent army, the Jewish colonies sent from +their midst a large number of volunteers. + +> + +> "In the army of the Makhnovist insurgents there was an exclusively Jewish +artillery battery which was covered by an infantry detachment, also made up of +Jews. This battery, commanded by the Jewish insurgent Shneider, heroically +defended Hulyai Pole from Denikin's troops in June, 1919, and the entire +battery perished there, down to the last man and the last shell. + +> + +> "In the extremely rapid succession of events after the uprising of 1918-19, +there were obviously individuals who were hostile to Jews, but these +individuals were not the products of the insurrection; they were products of +Russian life. These individuals did not have any importance in the movement as +a whole. If people of this type took part in acts directed against Jews, they +were quickly and severely punished by the revolutionary insurgents. + +> + +> "We described earlier the speed and determination with which the Makhnovists +executed Hryhoriyiv and his staff, and we mentioned that one of the main +reasons for this execution was their participation in pogroms of Jews. + +> + +> "We can mention other events of this nature with which we are familiar. + +> + +> "On May 12, 1919, several Jewish families - 20 people in all - were killed +in the Jewish agricultural colony of Gor'kaya, near Aleksandrovsk. The +Makhnovist staff immediately set up a special commission to investigate this +event. This commission discovered that the murders had been committed by seven +peasants of the neighbouring village of Uspenovka. These peasants were not +part of the insurrectionary army. However, the Makhnovists felt it was +impossible to leave this crime unpunished, and they shot the murderers. It was +later established that this event and other attempts of this nature had been +carried out at the instigation of Denikin's agents, who had managed to +infiltrate the region and had sought by these means to prepare an atmosphere +favourable for the entry of Denikin's troops into the Ukraine. + +> + +> "On May 4th or 5th, 1919, Makhno and a few commanders hurriedly left the +front and went to Hulyai Pole, where they were awaited by the Extraordinary +Plenipotentiary of the Republic, L. Kamenev, who had arrived from Khar'kov +with other representatives of the Soviet government. At the Verkhnii Tokmak +station, Makhno saw a poster with the words: 'Death to Jews, Save the +Revolution, Long Live Batko Makhno.' + +> + +> "'Who put up that poster?' Makhno asked. + +> + +> "He learned that the poster had been put up by an insurgent whom Makhno knew +personally, a soldier who had taken part in the battle against Denikin's +troops, a person who was in general decent. He presented himself immediately +and was shot on the spot. + +> + +> "Makhno continued the journey to Hulyai Pole. During the rest of the day and +during his negotiations with the Plenipotentiary of the Republic, he could not +free himself from the influence of this event. He realised that the insurgent +had been cruelly dealt with, but he also knew that in conditions of war and in +view of Denikin's advance, such posters could represent an enormous danger for +the Jewish population and for the entire revolution if one did not oppose them +quickly and resolutely. + +> + +> "When the insurrectionary army retreated toward Uman in the summer of 1919, +there were several cases when insurgents plundered Jewish homes. When the +insurrectionary army examined these cases, it was learned that one group of +four or five men was involved in all these incidents -- men who had earlier +belonged to Hryhoriyiv's detachments and who had been incorporated into the +Makhnovist army after Hryhoriyiv was shot. This group was disarmed and +discharged immediately. Following this, all the combatants who had served +under Hryhoriyiv were discharged from the Makhnovist army as an unreliable +element whose re-education was not possible in view of the unfavorable +conditions and the lack of time. Thus we see how the Makhnovists viewed anti- +Semitism. Outbursts of anti-Semitism in various parts of the Ukraine had no +relation to the Makhnovshchina. + +> + +> "Wherever the Jewish population was in contact with the Makhnovists, it +found in them its best protectors against anti-Semitic incidents. The Jewish +population of Hulyai Pole, Aleksandrovsk, Berdyansk, Mariupol, as well as all +the Jewish agricultural colonies scattered throughout the Donets region, can +themselves corroborate the fact that they always found the Makhnovists to be +true revolutionary friends, and that due to the severe and decisive measures +of the Makhno visits, the anti-Semitic leanings of the counter-revolutionary +forces in this region were promptly squashed. + +> + +> "Anti-Semitism exists in Russia as well as in many other countries. In +Russia, and to some extent in the Ukraine, it is not a result of the +revolutionary epoch or of the insurrectionary movement, but is on the contrary +a vestige of the past. The Makhnovists always fought it resolutely in words as +well as deeds. During the entire period of the movement, they issued numerous +publications calling on the masses to struggle against this evil. It can +firmly be stated that in the struggle against anti-Semitism in the Ukraine and +beyond its borders, their accomplishment was enormous."_ [Arshinov, **Op. +Cit.**, pp. 211-215] + +Arshinov then goes on to quote an appeal published by Makhnovists together +with anarchists referring to an anti-Semitic incident which took place in the +spring of 1919. It is called **WORKERS, PEASANTS AND INSURGENTS FOR THE +OPPRESSED, AGAINST THE OPPRESSORS \-- ALWAYS!**: + +> _ "During the painful days of reaction, when the situation of the Ukrainian +peasants was especially difficult and seemed hopeless, you were the first to +rise as fearless and unconquerable fighters for the great cause of the +liberation of the working masses. . . This was the most beautiful and joyful +moment in the history of our revolution. You marched against the enemy with +weapons in your hands as conscious revolutionaries, guided by the great idea +of freedom and equality. . . But harmful and criminal elements succeeded in +insinuating themselves into your ranks. And the revolutionary songs, songs of +brotherhood and of the approaching liberation of the workers, began to be +disrupted by the harrowing cries of poor Jews who were being tormented to +death. . . On the clear and splendid foundation of the revolution appeared +indelible dark blots caused by the parched blood of poor Jewish martyrs who +now, as before, continue to be innocent victims of the criminal reaction, of +the class struggle . . . Shameful acts are being carried out. Anti-Semitic +pogroms are taking place. + +> + +> "Peasants, workers and insurgents! You know that the workers of all +nationalities -- Russians, Jews, Poles, Germans, Armenians, etc. -- are +equally imprisoned in the abyss of poverty. You know that thousands of Jewish +girls, daughters of the people, are sold and dishonoured by capital, the same +as women of other nationalities. You know how many honest and valiant +revolutionary Jewish fighters have given their lives for freedom in Russia +during our whole liberation movement. . . The revolution and the honour of +workers obliges all of us to declare as loudly as possible that we make war on +the same enemies: on capital and authority, which oppress all workers equally, +whether they be Russian, Polish, Jewish, etc. We must proclaim everywhere that +our enemies are exploiters and oppressors of various nationalities: the +Russian manufacturer, the German iron magnate, the Jewish banker, the Polish +aristocrat .. . . The bourgeoisie of all countries and all nationalities is +united in a bitter struggle against the revolution, against the labouring +masses of the whole world and of all nationalities. + +> + +> "Peasants, workers and insurgents! At this moment when the international +enemy -- the bourgeoisie of all countries -- hurries to the Russian revolution +to create nationalist hatred among the mass of workers in order to distort the +revolution and to shake the very foundation of our class struggle - the +solidarity and unity of all workers -- you must move against conscious and +unconscious counter-revolutionaries who endanger the emancipation of the +working people from capital and authority. Your revolutionary duty is to +stifle all nationalist persecution by dealing ruthlessly with all instigators +of anti-Semitic pogroms. + +> + +> "The path toward the emancipation of the workers can be reached by the union +of all the workers of the world."_ [quoted by Arshinov, **Op. Cit.**, 215-7] + +Arshinov also quotes an order issued by Makhno to _"all revolutionary +insurgents without exception"_ which states, in part, that the _"goal of our +revolutionary army, and of every insurgent participating in it, is an +honourable struggle for the full liberation of the Ukrainian workers from all +oppression."_ This was _"why every insurgent should constantly keep in mind +that there is no place among us for those who, under the cover of the +revolutionary insurrection, seek to satisfy their desires for personal profit, +violence and plunder at the expense of the peaceful Jewish population."_ +[quoted by Arshinov, **Op. Cit.**, pp. 217-8] + +Unsurprisingly, as an anarchist, Makhno presents a class analysis of the +problem of racism, arguing as follows: + +> _ "Every revolutionary insurgent should remember that his personal enemies +as well as the enemies of all the people are the rich bourgeoisie, regardless +of whether they be Russian, or Jewish, or Ukrainian. The enemies of the +working people are also those who protect the unjust bourgeois regime, i.e., +the Soviet Commissars, the members of repressive expeditionary corps, the +Extraordinary Commissions which go through the cities and villages torturing +the working people who refuse to submit to their arbitrary dictatorship. Every +insurgent should arrest and send to the army staff all representatives of such +expeditionary corps, Extraordinary Commissions and other institutions which +oppress and subjugate the people; if they resist, they should be shot on the +spot. As for any violence done to peaceful workers of whatever nationality - +such acts are unworthy of any revolutionary insurgent, and the perpetrator of +such acts will be punished by death."_ [quoted by Arshinov, **Op. Cit.**, p. +218] + +It should also be noted that the chairmen of three Makhnovist regional +congresses were Jewish. The first and second congresses had a Jewish chairman +[Palij, **Op. Cit.**, p. 293], while Voline was the chair for the fourth one +held at Aleksandrovsk. Similarly, one of the heads of the army's counter- +espionage section was Jewish. [Arshinov, **Op. Cit.**, p. 212] Little wonder +both Arshinov and Voline stress that an important role was played by Jews +within the movement. + +The Jewish American anarchists Alexander Berkman and Emma Goldman were also in +Russia and the Ukraine during the revolution. Between 1920 and 1921, they were +in contact with anarchists involved with the Makhnovists and were concerned to +verify what they had heard about the movement from Bolshevik and other +sources. Berkman recounts meeting the Jewish anarchist Yossif the Emigrant +(shot by the Bolsheviks in late 1920). Yossif stated that _"Nestor is +merciless toward those guilty of Jew-baiting. Most of you have read his +numerous proclamations against pogroms, and you know how severely he punishes +such things."_ He stressed that any stories of atrocities and pogroms +committed by the Makhnovists were _"lies wilfully spread by the Bolsheviks"_ +who _"hate Nestor worse than they do Wrangel."_ For Yossif, _"Makhno +represents the real spirit of October."_ [quoted by Berkman, **Op. Cit.**, pp. +187-9] He also notes that Gallina Makhno, Nestor's wife, would _"slightly +raise her voice in indignation when reports of Jew-baiting by **povstantsi** +[partisans] were mentioned. These stories were deliberately spread by the +Bolsheviki, she averred. No-one could be more severe in punishing such +excesses than Nestor. Some of his best comrades are Jews; there are a number +of them in the Revolutionary Soviet and in other branches of the army. Few men +are so loved and respected by the **povstantsi** as Yossif the Emigrant, who +is a Jew, and Makhno's best friend."_ [Berkman, **Op. Cit.**, pp. 238-9] Both +Goldman and Berkman became friends with Makhno during his exile in Paris. + +After his exile, Makhno himself spent time refuting allegations of anti- +Semitism. Two articles on this subject are contained in **The Struggle Against +the State and other Essays**, a collection of Makhno's exile writings. In the +article _"The Makhnovshchina and Anti-Semitism"_ he recounts various examples +of the _"uncompromising line on the anti-Semitism of pogromists"_ which the +Makhnovists took _"throughout its entire existence."_ This was _"because it +was a genuinely revolutionary toilers' movement in the Ukraine."_ He stressed +that _"[a]t no time did the movement make it its business to carry out pogroms +against Jews nor did it ever encourage any."_ [**The Struggle Against the +State and Other Essays**, p. 38 and p. 34] He wrote another article (called +_"To the Jews of All Countries"_): + +> _ "In my first 'Appeal to Jews, published in the French libertarian +newspaper, **Le Libertaire**, I asked Jews in general, which is to say the +bourgeois and the socialist ones as well as the 'anarchist' ones like +Yanovsky, who have all spoken of me as a pogromist against Jews and labelled +as anti-Semitic the liberation movement of the Ukrainian peasants and workers +of which I was the leader, to detail to me the specific facts instead of +blathering vacuously away: just where and just when did I or the +aforementioned movement perpetrate such acts? . . . Thus far, no such evidence +advanced by Jews has come to my attention. The only thing that has appeared +thus far in the press generally, certain Jewish anarchist organs included, +regarding myself and the insurgent movement I led, has been the product of the +most shameless lies and of the vulgarity of certain political mavericks and +their hirelings."_ [**Op. Cit.**, p. 28] + +It should be noted that Yanovsky, editor of the Yiddish language anarchist +paper **Freie Arbeiter Stimme** later admitted that Makhno was right. Yanovsky +originally believed the charges of anti-Semitism made against Makhno, going so +far as ignoring Makhno's appeal to him out of hand. However, by the time of +Makhno's death in 1934, Yanovsky had learned the truth: + +> _ "So strongly biased was I against him [Makhno] at that time I did not +think it necessary to find out whether my serious accusation was founded on +any real facts during the period of his great fight for real freedom in +Russia. Now I know that my accusations of anti-Semitism against Makhno were +built entirely on the lies of the Bolsheviks and to the rest of their crimes +must be added this great crime of killing his greatness and the purity of this +fighter for freedom."_ + +Due to this, he could not forgive himself for _"so misjudg[ing] a man merely +on the basis of calumny by his bitter enemies who more than once shamefully +betrayed him, and against whom he fought so heroically."_ He also notes that +it had _"become known to me that a great many Jewish comrades were heart and +soul with Makhno and the whole Makhno movement. Amongst them was one whom I +knew well personally, Joseph Zutman of Detroit, and I know that he would not +have had anything to do with persons, or a movement, which possessed the +slightest leaning towards anti-Semitism."_ [_"appendix,"_ **My Visit to the +Kremlin**, pp. 36-7] + +However, by far the best source to refute claims of anti-Semitism the work of +the Jewish anarchist Voline. He summarises the extensive evidence against such +claims: + +> _ "We could cover dozens of pages with extensive and irrefutable proofs of +the falseness of these assertions. We could mention articles and proclamations +by Makhno and the Council of Revolutionary Insurgents denouncing anti- +Semitism. We could tell of spontaneous acts by Makhno himself and other +insurgents against the slightest manifestation of the anti-Semitic spirit on +the part of a few isolated and misguided unfortunates in the army and the +population. . . One of the reasons for the execution of Grigoriev by the +Makhnovists was his anti-Semitism and the immense pogrom he organised at +Elizabethgrad . . . + +> + +> "We could cite a whole series of similar facts, but we do not find it +necessary . . . and will content ourselves with mentioning briefly the +following essential facts: + +> + +> "1. A fairly important part in the Makhnovist movement was played by +revolutionists of Jewish origin. + +> + +> "2. Several members of the Education and Propaganda Commission were Jewish. + +> + +> "3. Besides many Jewish combatants in various units of the army, there was a +battery composed entirely of Jewish artillery men and a Jewish infantry unit. + +> + +> "4. Jewish colonies in the Ukraine furnished many volunteers to the +Insurrectionary Army. + +> + +> "5. In general the Jewish population, which was very numerous in the +Ukraine, took an active part in all the activities of the movement. The Jewish +agricultural colonies which were scattered throughout the districts of +Mariupol, Berdiansk, Alexandrovsk, etc., participated in the regional +assemblies of workers, peasants and partisans; they sent their delegates to +the regional Revolutionary Military Council. + +> + +> "6. Rich and reactionary Jews certainly had to suffer from the Makhnovist +army, not as Jews, but just in the same way as non-Jewish counter- +revolutionaries."_ [**The Unknown Revolution**, pp. 967-8] + +However, it could be claimed that these accounts are from anarchists and so +are biased. Ignoring the question of why so many Jewish anarchists should +defend Makhno if he was, in fact, a pogromist or anti-Semite, we can turn to +non-anarchist sources for confirmation of the fact that Makhno and the +Makhnovist movement were not anti-Semites. + +First, we turn to Voline, who quotes the eminent Jewish writer and historian +M. Tcherikover about the question of the Makhnovists and anti-Semitism. +Tcherikover had, for a number of years, had specialised in research on the +persecutions of the Jews in Russia. The Jewish historian states _"with +certainty that, on the whole, the behaviour of Makhno's army cannot be +compared with that of the other armies which were operating in Russian during +the events 1917-21. Two facts I can certify absolutely explicitly. + +"1. It is undeniable that, of all these armies, including the Red Army, the +Makhnovists behaved best with regard the civil population in general and the +Jewish population in particular. I have numerous testimonies to this. The +proportion of **justified** complaints against the Makhnovist army, in +comparison with the others, is negligible. + +"2. Do not speak of pogroms alleged to have been organised by Makhno himself. +That is a slander or an error. Nothing of the sort occurred. As for the +Makhnovist Army, I have had hints and precise denunciations on this subject. +But, up to the present, every time I have tried to check the facts, I have +been obliged to declare that on the day in question no Makhnovist unit could +have been at the place indicated, the whole army being far away from there. +Upon examining the evidence closely, I established this fact, every time, with +absolute certainty, at the place and on the date of the pogrom, no +**Makhnovist** unit was operating or even located in the vicinity. **Not +once** have I been able to prove the existence of a Makhnovist unit at the +place a pogrom against the Jews took place. Consequently, the pogroms in +question could not have been the work of the Makhnovists."_ [quoted by Voline, +**Op. Cit.**, p. 699] + +This conclusion is confirmed by later historians. Paul Avrich notes that +_"[c]harges of Jew-baiting and of anti-Jewish pogroms have come from every +quarter, left, right, and centre. Without exception, however, they are based +on hearsay, rumour, or intentional slander, and remain undocumented and +unproved."_ He adds that the _"Soviet propaganda machine was at particular +pains to malign Makhno as a bandit and pogromist."_ Wishing to verify the +conclusions of Tcherikover proved by Voline, Avrich examined several hundred +photographs in the Tcherikover Collection, housed in the YIVO Library in New +York and depicting anti-Jewish atrocities in the Ukraine during the Civil War. +He found that _"only one [was] labelled as being the work of the Makhnovists, +though even here neither Makhno himself nor any of his recognisable +subordinates are to be seen, nor is there any indication that Makhno had +authorised the raid or, indeed, that the band involved was in fact affiliated +with his Insurgent Army."_ Avrich then states that _"there is evidence that +Makhno did all in his power to counteract anti-Semitic tendencies among his +followers"_ and that _"a considerable number of Jews took part in the +Makhnovist movement."_ He also points out that the Jewish anarchists Alexander +Berkman, Emma Goldman, Sholem Schwartzbard, Voline, Senya Fleshin, and Mollie +Steimer did not criticise Makhno as an anti-Semite, they also _"defended him +against the campaign of slander that persisted from all sides."_ [**Anarchist +Portraits**, pp. 122-3] It should be noted that Schwartzbard assassinated the +Nationalist leader Petliura in 1926 because he considered him responsible for +pogroms conducted by Nationalist troops during the civil war. He shot Petliura +the day after he, Makhno and Berkman had seen him at a Russian restaurant in +Paris. [Malet, **Op. Cit.**, p. 189] + +Michael Malet, in his account of the Makhnovists, states that _"there is +overwhelming evidence that Makhno himself was not anti-Semitic."_ [**Op. +Cit.**, p. 168] He indicates that in the period January to September 1919, the +Central Committee of Zionist Organisations in Russia listed the Nationalists +as creating 15,000 victims of pogroms, then the Denikinists with 9,500 +followed by Hryhoriyiv, Sokolovsky, Struk, Yatsenko and Soviet troops (500 +victims). Makhno is not mentioned. Of the pogroms listed, almost all took +place on the western Ukraine, where the local otamany (warlords) and the +Nationalists were strong. Very few took place where Makhno's influence +predominated, the nearest being in Katerinoslav town and Kherson province; +none in the provinces of Katerinoslav or Tavria. It should also be noted that +the period of January to June of that year was one of stability within the +Makhnovist region, so allowing them the space to apply their ideas. Malet +summarises: + +> _ "Even granted the lower level of Jewish involvement in left-bank trade, +the almost total lack of anti-Semitic manifestations would show that Makhno's +appeals, at a time when anti-Semitism was fast becoming fashionable, did not +go unheeded by the population. There were a number of Jewish colonies in the +south-east Ukraine."_ [**Op. Cit.**, p. 169] + +Unsurprisingly, Malet notes that apart from certain personal considerations +(such as his friendship with a number of Jews, including Voline and Yossif the +Emigrant), _"the basis of Makhno's hostility to anti-Semitism was his +anarchism. Anarchism has always been an international creed, explicitly +condemning all forms of racial hatred as incompatible with the freedom of +individuals and the society of equals."_ And like other serious historians, he +points to _"the continual participation in the movement of both intellectual +Jews from outside, and Jews from the local colonies"_ as _"further proof . . . +of the low level of anti-Semitism within the Makhnovshchina."_ [**Op. Cit.**, +p. 171 and pp. 171-2] + +Anarchist Serge Cipko summarises the literature by stating that the +_"scholarly literature that discusses Makhno's relationships with the Jewish +population is of the same opinion [that the Makhnovists were not anti-Semitic] +and concur that unlike the Whites, Bolsheviks and other competing groups in +Ukraine during the Revolution, the Makhnovists did not engage in pogroms."_ +[_"Nestor Makhno: A Mini-Historiography of the Anarchist Revolution in +Ukraine, 1917-1921,"_ pp. 57-75, **The Raven**, no. 13, p. 62] + +Historian Christopher Reed concurs, noting that _"Makhno actively opposed +anti-Semitism . . . Not surprisingly, many Jews held prominent positions in +the Insurgent movement and Jewish farmers and villagers staunchly supported +Makhno in the face of the unrestrained anti-Semitism of Ukrainian nationalists +like Grigoriev and of the Great Russian chauvinists like the Whites."_ [**Op. +Cit.**, pp. 263-4] Arthur E. Adams states that _"Makhno protected Jews and in +fact had many serving on his own staff."_ [**Bolsheviks in the Urkaine**, p. +402] + +We apologise again for labouring this point, but the lie that Makhno and the +Makhnovists were anti-Semitic is relatively commonplace and needs to be +refuted. As noted, Trotskyists repeat Trotsky's false assertions without +correction. Other repeat the lie from other sources. It was essential, +therefore, to spend time making the facts available and to nail the lie of +Makhnovist anti- Semitism once and for all! + +## 10 Did the Makhnovists hate the city and city workers? + +For some reason the Makhnovists have been portrayed as being against the city +and even history as such. This assertion is false, although sometimes made. +For example, historian Bruce Lincoln states that Makhno _"had studied the +anarchist writings of Bakunin, whose condemnation of cities and large-scale +industries fit so well with the anti-urban, anti-industrial feelings of the +Ukrainian peasants, and his program was precisely the sort that struck +responsive chords in peasant hearts."_ [**Red Victory**, p. 325] Lincoln fails +to present any evidence for this claim. This is unsurprising as it is doubtful +that Makhno read such condemnations in Bakunin as they do not, in fact, exist. +Similarly, the Makhnovist _"program"_ (like anarchism in general) was not _ +"anti-urban"_ or _"anti-industrial."_ + +However, Lincoln's inventions are mild compared to Trotsky's. According to +Trotsky, _"the followers of Makhno"_ were marked by _"hatred for the city and +the city worker."_ He later gives some more concrete examples of this +_"hostility to the city"_ which, as with the general peasant revolt, also +_"nourished the movement of Makhno, who seized and looted trains marked for +the factories, the plants, and the Red Army; tore up railway tracks, shot +Communists, etc."_ [Lenin and Trotsky, **Kronstadt**, p. 80 and p. 89] + +Unsurprisingly, Trotsky simply shows his ignorance of the Makhno movement by +these statements. To refute Trotsky's claim we can simply point to how the +Makhnovists acted once they occupied a city. As we discuss in [section +7](append46.html#app7), the first thing the Makhnovists did was to call a +conference of workers and urge them to organise their own affairs directly, +using their own class organs of self-management (soviets, unions, etc.). +Hardly the activity of a group of people who allegedly _"hated"_ city workers! + +We can also point to the fact that the Makhnovists arranged direct exchanges +of goods between the towns and country. In early 1918, for example, corn was +shipped directly to a Moscow factory in return for textiles (without state +interference). In 1919, 1500 tons of grain (and a small amount of coal) was +sent by train to Petrograd and Moscow where the commander of the train was to +exchange it again for textiles. The initiative in both cases came from the +Hulyai Pole peasants. Again, hardly the work of city-hating peasants. + +Peter Arshinov indicates the underlying theory behind the Makhnovists as +regards the relations between city and country: + +> _ "The Makhnovshchina . . . understands that the victory and consolidation +of the revolution . . . cannot be realised without a close alliance between +the working classes of the cities and those of the countryside. The peasants +understand that without urban workers and powerful industrial enterprises they +will be deprived of most of the benefits which the social revolution makes +possible. Furthermore, they consider the urban workers to be their brothers, +members of the same family of workers. + +> + +> "There can be no doubt that, at the moment of the victory of the social +revolution, the peasants will give their entire support to the workers. This +will be voluntary and truly revolutionary support given directly to the urban +proletariat. In the present-day situation [under the Bolsheviks], the bread +taken by force from the peasants nourishes mainly the enormous governmental +machine. The peasants see and understand perfectly that this expensive +bureaucratic machine is not in any way needed by them or by the workers, and +that in relation to the workers it plays the same role as that of a prison +administration toward the inmates. This is why the peasants do not have the +slightest desire to give their bread voluntarily to the State. This is why +they are so hostile in their relations with the contemporary tax collectors -- +the commissars and the various supply organs of the State. + +> + +> "But the peasants always try to enter into **direct** relations with the +urban workers. The question was raised more than once at peasant congresses, +and the peasants always resolved it in a revolutionary and positive manner."_ +[**Op. Cit.**, p. 258] + +Simply put, Trotsky misinterprets hostility to the repressive policies of the +Bolshevik dictatorship with hostility to the city. + +Moreover, ignoring the **actual** relationships of the Makhnovists with the +city workers, we can fault Trotsky's arguments without resource to such minor +things as facts. This is because every one of his "examples" of _"hatred for +the city and the city worker"_ can be explained by more common sense +arguments. + +As regards the destruction of trains and railway tracks, a far simpler and +more plausible explanation can be found than Trotsky's _"hostility to the +city."_ This is the fact that a civil war was taking place. Both the Reds and +Whites used armoured trains to move troops and as bases of operations. To +destroy the means by which your enemy attacks you is common sense! Equally, in +the chaotic times of the war, resources were often in low supply and in order +to survive the Makhnovists had to _"loot"_ trains (needless to say, Trotsky +does not explain how the Makhnovists knew the trains were _"marked for the +factories."_). It should be noted that the Bolsheviks _"looted"_ the +countryside, can we surmise that the Bolsheviks simply expressed _"hostility +to the village"_? + +As regards the shooting of Communists, a far simpler and more plausible +explanation also exists. Rather than show _"hostility to the city,"_ it shows +_"hostility"_ to the Communist Party, its policies and its authoritarian +ideas. Given that the Bolsheviks had betrayed the Makhnovists on _**three**_ +occasions (see [section 13](append46.html#app13)) and attacked them, +_"hostility"_ to Communists seems a sensible position to take! Equally, the +first Bolshevik attack on the Makhnovists occurred in mid-1919, when the +Bolsheviks began justifying their party dictatorship as essential for the +success of the revolution. The other two occurred in 1920, when the Bolsheviks +were announcing to the whole world at the Communist International (to quote +Zinoviev) that _"the dictatorship of the proletariat is at the same time the +dictatorship of the Communist Party."_ [**Proceedings and Documents of the +Second Congress 1920**, vol. 1, p. 152] Given this, perhaps the fact that the +Makhnovists shot Communists can be explained in terms of defence against +Bolshevik betrayal and opposition to the dictatorship of the Communist Party +rather than _"hostility to the city."_ Needless to say, the Communists shot +Makhnovists and anarchists. What does that suggest a _"hostility"_ to by the +Bolsheviks? Working-class autonomy and freedom? + +Clearly, Trotsky was clutching at straws in his smearing of the Makhnovist +movement as haters of the city worker. The _"hostility"_ Trotsky speaks of can +be far more easily explained in terms of the necessities imposed upon the +Makhnovists by the civil war and the betrayals of the Bolsheviks. As such, it +would be fairer to state that the Makhnovists showed _"hostility"_ or +_"hatred"_ to the city or city workers only if you equate both with the +Bolshevik party dictatorship. In other words, the Makhnovists showed +_"hostility"_ to the new ruling class of the Communist Party hierarchy. + +All this does not mean that there were not misunderstandings between the +Makhno movement, a predominantly rural movement, and the workers in the +cities. Far from it. Equally, it can be said that the Makhnovists did not +understand the workings of an urban economy and society as well as they +understood their own. However, they made no attempt to **impose** their world- +view on the city workers (unlike the Bolsheviks, who did so on both urban and +rural workers). However, ignorance of the city and its resulting +misunderstandings do not constitute _"hostility"_ or _"hatred."_ + +Moreover, where these misunderstandings developed show that the claims that +the Makhnovists hated the city workers are simply false. Simply put, the +misunderstanding occurred when the Makhnovists had liberated cities from the +Whites. As we discussed in [section 7](append46.html#app7), the first thing +the Makhnovists did was to call a conference of workers' delegates to discuss +the current situation and to urge them to form soviets, unions and co- +operatives in order to manage their own affairs. This hardly shows _"hatred"_ +of the city worker. In contrast, the first thing the Bolsheviks did in taking +a city was to form a _"revolutionary committee"_ to govern the town and +implement Bolshevik policy. + +This, needless to say, shows a distinct _"hostility"_ to the city workers on +the part of the Bolsheviks. Equally, the Bolshevik advocacy of party +dictatorship to overcome the _"wavering"_ of the working class. In the words +of Trotsky himself (in 1921): + +> _ "The Workers' Opposition has come out with dangerous slogans, making a +fetish of democratic principles! They place the workers' right to elect +representatives above the Party, as if the party were not entitled to assert +its dictatorship even if that dictatorship temporarily clashed with the +passing moods of the workers' democracy. It is necessary to create amongst us +the awareness of the revolutionary birthright of the party. which is obliged +to maintain its dictatorship, regardless of temporary wavering even in the +working classes. This awareness is for us the indispensable element. The +dictatorship does not base itself at every given moment on the formal +principle of a workers' democracy."_ [quoted by Samuel Farber, **Before +Stalinism**, p. 209] + +Opposing workers' democracy because working people could make decisions that +the party thought were wrong shows a deep _"hostility"_ to the **real** city +workers and their liberty and equality. Equally, Bolshevik repression of +workers' strikes, freedom of speech, assembly, organisation and self- +determination shows far more _"hostility"_ to the city worker than a few +Makhnovist misunderstandings! + +All in all, any claim that the Makhnovists _"hated"_ city workers is simply +false. While some Makhnovists may not have liked the city nor really +understood the complexities of an urban economy, they did recognise the +importance of encouraging working-class autonomy and self-organisation within +them and building links between the rural and urban toilers. While the lack of +a large-scale anarcho-syndicalist movement hindered any positive construction, +the Makhnovists at least tried to promote urban self-management. Given +Bolshevik authoritarianism and its various rationalisations, it would be +fairer to say that it was the Bolsheviks who expressed _"hostility"_ to the +city workers by imposing their dictatorship upon them rather than supporting +working-class self-management as the Makhnovists did! + +## 11 Were the Makhnovists nationalists? + +Some books on the Makhnovist movement try to present the Makhnovists as being +Ukrainian nationalists. A few discuss the matter in order, perhaps, to +increase the respectability of the Makhnovist movement by associating it with +a more _"serious"_ and _"respectable"_ political theory than anarchism, namely +_"Nationalism."_ Those who seriously investigate the issue come to the same +conclusion, namely that neither Makhno nor the Makhnovist movement was +nationalist (see, for example, Frank Sysyn's essay **Nestor Makhno and the +Ukrainian Revolution** which discusses this issue). + +Therefore, any claims that the Makhnovists were nationalists are incorrect. +The Makhnovist movement was first and foremost an internationalist movement of +working people. This is to be expected as anarchists have long argued that +nationalism is a cross-class movement which aims to maintain the existing +class system but without foreign domination (see [section D.6](secD6.html) for +details). As such, the Makhnovists were well aware that nationalism could not +solve the social question and would simply replace a Russian ruling class and +state with a Ukrainian one. + +This meant that the aims of the Makhnovists went further than simply national +liberation or self-determination. Anarchists, rather, aim for working-class +self-liberation and self-determination, both as individuals and as groups, as +well as politically, economically and socially. To quote Makhno's wire to +Lenin in December 1918, the Makhnovist _"aims are known and clear to all. They +are fighting against the authority of all political governments and for +liberty and independence of the working people."_ [quoted by Palij, **Op. +Cit.**, p. 80] + +From this class and anti-hierarchical perspective, it is not unsurprising that +the Makhnovists were not nationalists. They did not seek Ukrainian +independence but rather working- class autonomy. This, of necessity, meant +they opposed all those who aimed to govern and/or exploit the working class. +Hence Arshinov: + +> _ "Composed of the poorest peasants, who were united by the fact that they +all worked with their own hands, the Makhnovist movement was founded on the +deep feeling of fraternity which characterises only the most oppressed. During +its entire history it did not for an instant appeal to national sentiments. +The whole struggle of the Makhnovists against the Bolsheviks was conducted +solely in the name of the rights and interests of the workers. Denikin's +troops, the Austro-Germans, Petliura, the French troops in Berdyansk, Wrangel +-- were all treated by the Makhnovists as enemies of the workers. Each one of +these invasions represented for them essentially a threat to the workers, and +the Makhnovists had no interest in the national flag under which they +marched."_ [**Op. Cit.**, p. 210] + +He stressed that _"national prejudices had no place in the Makhnovshchina. +There was also no place in the movement for religious prejudices . . . Among +modern social movements, the Makhnovshchina was one of the few in which an +individual had absolutely no interest in his own or his neighbour's religion +or nationality, in which he respected only the labour and the freedom of the +worker."_ [**Op. Cit.**, p. 211] + +The Makhnovists made their position on nationalism clear in the 'Declaration' +published by the Revolutionary Military Council of the army in October, 1919: + +> _ "When speaking of Ukrainian independence, we do not mean national +independence in Petliura's sense but the social independence of workers and +peasants. We declare that Ukrainian, and all other, working people have the +right to self-determination not as an 'independent nation' but as 'independent +workers'"_ [quoted by Arshinov, **Op. Cit.**, p. 210] + +In other words, the Makhnovists _"declared, that in their option +**Petlurovtchina** [the Petliura movement, Petliura being the leader of the +Nationalists] was a bourgeois nationalist movement whose road was entirely +different from that of the revolutionary peasants, that the Ukraine should be +organised on a basis of free labour and the independence of the peasants and +the workers . . . and that nothing but struggle was possible between the +**Makhnovitchina** , the movement of the workers, and the **Petlurovtchina** , +the movement of the bourgeoisie."_ [Voline, **Op. Cit.**, p. 572] + +This does not mean that anarchists are indifferent to cultural and national +domination and oppression. Far from it! As we discussed in sections +[D.6](secD6.html) and [D.7](secD7.html), anarchists are against foreign +domination and cultural imperialism, believing that every community or +national group has the right to be itself and develop as it sees fit. This +means that anarchists seek to transform national liberation struggles into +**human** liberation struggles, turning any struggle against foreign +oppression and domination into a struggle against **all** forms of oppression +and domination. + +This means that the Makhnovists, like anarchists in general, seek to encourage +local culture and language while opposed nationalism. As Frank Sysyn argues, +it _"would be a mistake . . . to label the Makhnivtsi as 'anti-Ukrainian.' +Although they opposed the political goals of most 'svidomi ukraintsi' +(nationally conscious Ukrainians), they accepted the existence of a Ukrainian +nation and used the terms 'Ukraine' and 'Ukrainian.'"_ [**Nestor Makhno and +the Ukrainian Revolution**, p. 288] It should be noted that opponents of +Ukrainian independence generally called it the _"south of Russia"_ or _"Little +Russia."_ + +Thus an opposition to nationalism did not imply a rejection or blindness to +foreign domination and free cultural expression. On the question of the +language to be taught in schools, the Cultural-Educational Section of the +Makhnovist Insurgent Army wrote the following in October, 1919: + +> _ "The cultural-educational section of the Makhnovist army constantly +receives questions from school teachers asking about the language in which +instruction should be given in the schools, now that Denikin's troops have +been expelled. + +> + +> "The revolutionary insurgents, holding to the principles of true socialism, +cannot in any field or by any measure do violence to the natural desires and +needs of the Ukrainian people. This is why the question of the language to be +taught in the schools cannot be solved by our army, but can only be decided by +the people themselves, by parents, teachers and students + +> + +> "It goes without saying that all the orders of Denikin's so-called 'Special +Bureau' as well as General Mai-Maevsky's order No. 22, which forbids the use +of the mother tongue in the schools, are null and void, having been forcibly +imposed on the schools. + +> + +> "In the interest of the greatest intellectual development of the people, the +language of instruction should be that toward which the local population +naturally tends, and this is why the population, the students, the teachers +and the parents, and not authorities or the army, should freely and +independently resolve this question."_ [quoted by Arshinov, **Op. Cit.**, pp. +210-1] + +They also printed a Ukrainian version of their paper (_"The Road to +Freedom"_). + +Clearly their opposition to Ukrainian nationalism did not mean that the +Makhnovists were indifferent to imperialism and foreign political or cultural +domination. This explains why Makhno criticised his enemies for anti-Ukrainian +actions and language. Michael Malet summarises, for the Makhnovists +_"Ukrainian culture was welcome, but political nationalism was highly +suspect."_ [**Op. Cit.**, p. 143] + +Given anarchist support for federal organisation from below upwards, working- +class self-determination and autonomy, plus a healthy respect for local +culture, it is easy to see why some historians have fostered a nationalist +perspective onto the Makhnovists where none existed. This means that when they +agitated with the slogan _"All to whom freedom and independence are dear +should stay in the Ukraine and fight the Denikinists,"_ it should be noted +that _"[n]owhere .. . . nationalism openly advocated, and the line of argument +put forward can more easily be interpreted as libertarian and, above all, +anti-White."_ [Malet, **Op. Cit.**, p. 146] + +In 1928, Makhno wrote a rebuttal to a Soviet historian's claim that Makhno +became a Ukrainian Nationalist during the 1920-21 period. He _"totally +dismissed the charges"_ and argued that the historian _"distorted anarchism's +espousal of local autonomy so as to create trumped-up charges of +nationalism."_ As Sysyn argues, while Makhno _"never became a nationalist, he +did to a degree become a Ukrainian anarchist."_ [**Op. Cit.**, p. 292 and p. +303] + +Thus while neither Makhno nor the movement were nationalists, they were not +blind to national and cultural oppression. They considered nationalism as too +narrow a goal to satisfy the **social** aspirations of the working classes. As +Makhno argued in exile, the Ukrainian toilers had _"asserted their rights to +use their own language and their entitlement to their own culture, which had +been regarded before the revolution as anathema. They also asserted their +right to conform in their lives to their own way of life and specific +customs."_ However, _"[i]n the aim of building an independent Ukrainian State, +certain statist gentlemen would dearly love to arrogate to themselves all +natural manifestations of Ukrainian reality."_ Yet the _"healthy instincts of +the Ukrainian toilers and their baleful life under the Bolshevik yoke has not +made them oblivious of the State danger in general"_ and so they _"shun the +chauvinist trend and do not mix it up with their social aspirations, rather +seeking their own road to emancipation."_ [**The Struggle Against the State +and Other Essays**, pp. 24-5] + +In summary, the Makhnovists were opposed to nationalism but supported culture +diversity and self-determination within a free federation of toilers communes +and councils. They did not limit their aims to national liberation, but rather +sought the self-liberation of the working classes from every oppression -- +foreign or domestic, economic or political, cultural or social. + +## 12 Did the Makhnovists support the Whites? + +No, they did not. However, black propaganda by the Bolsheviks stated they did. +Victor Serge wrote about the _"strenuous calumnies put out by the Communist +Party"_ against him _"which went so far as to accuse him of signing pacts with +the Whites at the very moment when he was engaged in a life-and-death struggle +against them."_ [**Memoirs of a Revolutionary**, p. 122] + +According to Arshinov, _"Soviet newspapers spread the false news of an +alliance between Makhno and Wrangel"_ and in the summer of 1920, a +representative of the Kharkov government _"declared at the Plenary Session of +the Ekaterinoslav Soviet, that Soviet authorities had written proof of the +alliance between Makhno and Wrangel. This was obviously an intentional lie."_ +Wrangel, perhaps believing these lies had some basis, sent a messenger to +Makhno in July, 1920\. _"Wrangel's messenger was immediately executed"_ and +the _"entire incident was reported in the Makhnovist press. All this was +perfectly clear to the Bolsheviks. They nevertheless continued to trumpet the +alliance between Makhno and Wrangel. It was only after a military-political +agreement had been concluded between the Makhnovists and the Soviet power that +the Soviet Commissariat of War announced that there had never been an alliance +between Makhno and Wrangel, that earlier Soviet assertions to this effect were +an error."_ [**Op. Cit.**, pp. 173-5] + +Needless to say, while the Bolsheviks spread the rumour to discredit Makhno, +the Whites spread it to win the confidence of the peasants. Thus when Trotsky +stated that Wrangel had _"united with the Ukrainian partisan Makhno,"_ he was +aiding the efforts of Wrangel to learn from previous White mistakes and build +some kind of popular base. [quoted by Palij, **Op. Cit.**, p. 220] By October, +Trotsky had retracted this statement: + +> _ "Wrangel really tried to come into direct contact with Makhno's men and +dispatched to Makhno's headquarters two representatives for negotiations . . . +[However] Makhno's men not only did not enter into negotiations with the +representatives of Wrangel, but publicly hanged them as soon as they arrived +at the headquarters."_ [quoted by Palij, **Ibid.**] + +Trotsky, of course, still tried to blacken the Makhnovists. In the same +article he argued that _"[u]ndoubtedly Makhno actually co-operated with +Wrangel, and also with the Polish **szlachta**, as he fought with them against +the Red Army. However, there was no formal alliance between them. All the +documents mentioning a formal alliance were fabricated by Wrangel . . . All +this fabrication was made to deceive the protectors of Makhno, the French, and +other imperialists."_ [quoted by Palij, **Op. Cit.**, p. 225] + +It is hard to know where to start in this amazing piece of political story- +telling. As we discuss in more detail in [section 13](append46.html#app13), +the Makhnovists were fighting the Red Army from January to September 1920 +because the Bolsheviks had engineered their outlawing! As historian David +Footman points out, the attempt by the Bolsheviks to transfer Makhno to Polish +front was done for political reasons: + +> _ "it is admitted on the Soviet side that this order was primarily 'dictated +by the necessity' of liquidating **Makhnovshchina** as an independent +movement. Only when he was far removed from his home country would it be +possible to counteract his influence"_ [**Op. Cit.**, p. 291] + +Indeed, it could be argued that by attacking Makhno in January helped the +Whites to regroup under Wrangel and return later in the year. Equally, it +seems like a bad joke for Trotsky to blame the victim of Bolshevik intrigues +for defending themselves. And the idea that Makhno had _"protectors"_ in any +imperialist nation is a joke, which deserves only laughter as a response! + +It should be noted that it is _"agreed that the initiative for joint action +against Wrangel came from the Makhnovites."_ This was ignored by the +Bolsheviks until after _"Wrangel started his big offensive"_ in September 1920 +[Footman, **Op. Cit.**, p. 294 and p. 295] + +So while the Bolsheviks claimed that the Makhnovists had made a pact with +General Wrangel, the facts are that Makhnovists fought the Whites with all +their energy. Indeed, they considered the Whites so great a threat to the +revolution they even agreed to pursue a pact with the Bolsheviks, who had +betrayed them twice already and had subjected both them and the peasantry to +repression. As such, it could be argued that the Bolsheviks were the only +counter-revolutionaries the Makhnovists can be accurately accused of +collaborating with. + +Every historian who has studied the movement has refuted claims that the +Makhnovist movement made any alliance with the counter-revolutionary White +forces. For example, Michael Palij notes that Denikin _"was the main enemy +that Makhno fought, stubbornly and uncompromising, from the end of 1918 to the +end of 1919. Its social and anti-Ukrainian policies greatly antagonised all +segments of Ukrainian society. The result of this was an increased resistance +to the Volunteer Army and its regime and a substantial strengthening of the +Makhno movement."_ He also notes that after several months of _"hard +fighting"_ Denikin's troops _"came to regard Makhno's army as their most +formidable enemy."_ Makhno's conflict with Wrangel was equally as fierce and +_"[a]lthough Makhno had fought both the Bolsheviks and Wrangel, his +contribution to the final defeat of the latter was essential, as is proved by +the efforts of both sides to have him as an ally."_ [**Op. Cit.**, p. 177, p. +202 and p. 228] According to Footman, Makhno _"remained to the end the +implacable enemy of the Whites."_ [**Op. Cit.**, p. 295] Malet just states the +obvious: _"The Makhnovists were totally opposed to the Whites."_ [**Op. +Cit.**, p. 140] + +We will leave the last word to the considered judgement of the White General +Denikin who, in exile, stated that the Makhno movement was _"the most +antagonistic to the idea of the White movement."_ [quoted by Malet, **Op. +Cit.**, p. 140] + +In summary, the Makhnovists fought the White counter-revolution with all their +might, playing a key role in the struggle and defeat of both Denikin and +Wrangel. Anyone who claims that they worked with the Whites is either ignorant +or a liar. + +## 13 What was the relationship of the Bolsheviks to the movement? + +The Makhnovists worked with the Bolsheviks in three periods. The first (and +longest) was against Denikin after the Red Army had entered the Ukraine after +the withdrawal of the Austro-Germans. The second was an informal agreement for +a short period after Denikin had been defeated. The third was a formal +political and military agreement between October and November 1920 in the +struggle against Wrangel. Each period of co-operation ended with Bolshevik +betrayal and conflict between the two forces. + +As such, the relationship of the Bolsheviks to the Makhnovists was one of, at +best, hostile co-operation against a common enemy. Usually, it was one of +conflict. This was due, fundamentally, to two different concepts of social +revolution. While the Makhnovists, as anarchists, believed in working-class +self-management and autonomy, the Bolsheviks believed that only a centralised +state structure (headed by themselves) could ensure the success of the +revolution. By equating working-class power with Bolshevik party government +(and from 1919 onwards, with the dictatorship of the Bolshevik party), they +could not help viewing the Makhnovist movement as a threat to their power (see +[section 14](append46.html#app14) for a discussion of the political +differences and the evolving nature of the Bolshevik's conception of party +rule). + +Such a perspective ensured that they could only co-operate during periods when +the White threat seemed most dangerous. As soon as the threat was defeated or +they felt strong enough, the Bolsheviks turned on their former allies +instantly. This section discusses each of the Bolshevik betrayals and the +subsequent conflicts. As such, it is naturally broken up into three parts, +reflecting each of the betrayals and their aftermath. + +Michael Malet sums up the usual Bolshevik-Makhnovist relationship by arguing +that it _"will be apparent that the aim of the Soviet government from the +spring of 1919 onwards was to destroy the Makhnovists as an independent force, +preferably killing Makhno himself in the process . . . Given the disastrous +nature of Bolshevik land policy . . . this was not only unsurprisingly, it was +inevitable."_ He also adds that the _"fact that Makhno had a socio-political +philosophy to back up his arguments only made the Bolsheviks more determined +to break his hold over the south-east Ukraine, as soon as they realised that +Nestor would not surrender that hold voluntarily."_ [**Op. Cit.**, p. 128 and +p. 129] + +The first betrayal occurred in June 1919. The Makhnovists had been integrated +with the Red Army in late January 1919, retaining their internal organisation +(including the election of commanders) and their black flags. With the Red +Army they fought against Denikin's Volunteer Army. Before the arrival of Red +forces in their region and the subsequent pact, the Makhnovists had organised +a successful regional insurgent, peasant and worker congress which had agreed +to call a second for February 12th. This second congress set up a +Revolutionary Military Soviet to implement the decisions of this and following +congresses. This congress (see [section 7](append46.html#app7)) passed an +anti-Bolshevik resolution, which urged _"the peasants and workers to watch +vigilantly the actions of the Bolshevik regime that cause a real danger to the +worker-peasant revolution."_ Such actions included the monopolisation of the +revolution, centralising power and overriding local soviets, repressing +anarchists and Left Socialist Revolutionaries and _"stifling any manifestation +of revolutionary expression."_ [quoted by Palij, **Op. Cit.**, p. 154] + +This change from the recent welcome was simply the behaviour of the Bolsheviks +since their arrival. The (unelected) Ukrainian Bolshevik government had tried +to apply the same tactics as its Russian equivalent, particularly as regards +the peasants. In addition, the Bolshevik land policy (as indicated in [section +8](append46.html#app8)) was a complete disaster, alien to the ideas and needs +of the peasants and, combined with grain requisitioning, alienating them. + +The third congress was held on the 10th of April. By this time, Communist +agricultural policy and terrorism had alienated all the peasantry, who _"rich +and poor alike"_ were _"united in their opposition"_ to the Bolsheviks. +[Footman, **Op. Cit.**, p. 269] Indeed, the _"poorer the areas, the more +dissatisfied were the peasants with the Bolshevik decrees."_ [Palij, **Op. +Cit.**, p. 156] As we indicated in [section 7](append46.html#app7), the third +congress was informed that it was _"counter-revolutionary"_ and banned by the +Bolshevik commander Dybenko, provoking a famous reply which stressed the right +of a revolutionary people to apply the gains of that revolution when they see +fit. It is worth re-quoting the relevant section: + +> _ "Can there exist laws made by a few people who call themselves +revolutionaries which permit them to outlaw a whole people who are more +revolutionary than they are themselves? . . . + +> + +> "Is it permissible, is it admissible, that they should come to the country +to establish laws of violence, to subjugate a people who have just overthrown +all lawmakers and all laws? + +> + +> "Does there exist a law according to which a revolutionary has the right to +apply the most severe penalties to a revolutionary mass, of which he calls +himself the defender, simply because this mass has taken the good things which +the revolution promised them, freedom and equality, without his permission? + +> + +> "Should the mass of revolutionary people perhaps be silent when such a +revolutionary takes away the freedom which they have just conquered? + +> + +> "Do the laws of the revolution order the shooting of a delegate because he +believes he ought to carry out the mandate given him by the revolutionary mass +which elected him? + +> + +> "Whose interests should the revolutionary defend; those of the Party or +those of the people who set the revolution in motion with their blood?"_ +[quoted by Arshinov, **Op. Cit.**, p. 103] + +After the 3rd congress, the Bolsheviks started to turn against Makhno: + +> _ "It was now that favourable mention of Makhno ceased to appear in the +Soviet Press; an increasingly critical note became apparent. Supplies failed +to get through to Makhnovite units and areas."_ [Footman, **Op. Cit.**, p. +271] + +Lenin himself advised local Bolshevik leaders on Makhno, stating in early May +that _"temporarily, while Rostov is not yet captured, it is necessary to be +diplomatic."_ [quoted by Arthur E. Adams, **Bolsheviks in the Ukraine**, pp. +352-3] Thus, as long as the Bolsheviks needed cannon fodder, Makhno was to be +tolerated. Things changed when Trotsky arrived. On May 17th he promised a +_"radical and merciless liquidation of partisanshchina [the partisan +movement], independence, hooliganism, and leftism."_ [quoted by Adams, **Op. +Cit.**, p. 360] According to one historian, Trotsky _"favoured a thorough- +going annihilation of the partisan's ideological leaders as well as men like +Hryhoriyov who wielded political power."_ [Adams, **Op. Cit.**, p. 360] +Unsurprisingly, given Trotsky's stated mission, Bolshevik hostility towards +the Makhnovists became more than mere words. It took the form of both direct +and indirect aggression. _"In the latter part of May,"_ states Footman, _"the +**Cheka** sent over two agents to assassinate Makhno."_ Around the same time, +the Red _"hold-back of supplies for the Insurgents developed into a blockade +of the area. Makhnovite units at the front ran short of ammunition."_ [**Op. +Cit.**, p. 271 and p. 272] This, obviously, had a negative impact the +Makhnovists' ability to fight the Whites. + +Due to the gravity of the military and political situations both at and behind +the front, the Makhnovist Revolutionary Military Soviet decided to call an +extraordinary congress of peasants, workers, insurgents and Red soldiers. This +congress was to determine the immediate tasks and the practical measures to be +taken by the workers to remedy the mortal danger represented by the Whites. On +May 31st, a call was sent out which stated, in part, _"that only the working +masses themselves can find a solution [to the current problem], and not +individuals or parties."_ The congress would be based as follows: _"elections +of delegates of peasants and workers will take place at general assemblies of +villages, towns, factories and workshops."_ [quoted by Arshinov, **Op. Cit.**, +p. 121] + +The Bolshevik reply came quickly, with Trotsky issuing his infamous Order no. +1824 on June 4th: + +> _ "This Congress is directed squarely against the Soviet Power in the +Ukraine and against the organisation of the southern front, where Makhno's +brigade is stationed. This congress can have no other result then to excite +some new disgraceful revolt like that of Grigor'ev, and to open the front to +the Whites, before whom Makhno's brigade can only retreat incessantly on +account of the incompetence, criminal designs and treason of its commanders. + +> + +> "1. By the present order this congress is forbidden, and will in no +circumstances be allowed to take place. + +> + +> "2. All the peasant and working class population shall be warned. orally and +in writing, that participation in the said congress will be considered an act +of high treason against the Soviet Republic and the Soviet front. + +> + +> "3. All delegates to the said Congress shall be arrested immediately and +bought before the Revolutionary Military Tribunal of the 14th, formerly 2nd, +Army of the Ukraine. + +> + +> "4. The persons spreading the call of Makhno and the Hulyai Pole Executive +Committee to the Congress shall likewise be arrested. + +> + +> "5. The present order shall have the force of law as soon as it is +telegraphed. It should be widely distributed, displayed in all public places, +and sent to the representatives of the executive committees of towns and +villages, as well as to all the representatives of Soviet authority, and to +commanders and commissars of military units."_ [quoted by Arshinov, **Op. +Cit.**, pp. 122-3] + +Arshinov argues that this _"document is truly classic"_ and _"[w]hoever +studies the Russian revolution should learn it by heart."_ He compares +Trotsky's order to the reply the Makhnovists had sent to the Bolsheviks' +attempt to ban the third congress. Clearly, Order No. 1824 shows that laws did +exist _"made by a a few people who call themselves revolutionaries which +permit them to outlaw a whole people who are more revolutionary than they are +themselves"_! Equally, the order shows that _"a revolutionary has the right to +apply the most severe penalties to a revolutionary mass . . . simply because +this mass has taken the good things which the revolution has promised them, +freedom and equality, without his permission"_! Little wonder Arshinov states +that this order meant that the _"entire peasant and labouring population are +declared guilty of high treason if they dare to participate in their own free +congress."_ [**Op. Cit.**, p. 123] + +According to Voline, in Alexandrovsk _"all workers meetings planned for the +purpose of discussing the call of the Council and the agenda of the Congress +were forbidden under pain of death. Those which were organised in ignorance of +the order were dispersed by armed force. In other cities and towns, the +Bolsheviks acted in the same way. As for the peasants in the villages, they +were treated with still less ceremony; in many places militants and even +peasants 'suspected of acting in favour of the insurgents and the Congress' +were seized and executed after a semblance of a trial. Many peasants carrying +the call were arrested, 'tried' and shot, before they could even find out +about Order No. 1824."_ [**Op. Cit.**, pp. 599-600] + +As Arshinov summarises: + +> _ "This entire document represents such a crying usurpation of the rights of +the workers that it is pointless to comment further on it."_ [**Op. Cit.**, p. +124] + +Trotsky continued his usurpation of the rights of the workers in a later order +on the congress. In this, Trotsky called this openly announced workers, +peasant and insurgent congress a _"conspiracy against Soviet power"_ and a +_"congress of Anarchist-kulaks delegates for struggle against the Red Army and +the Soviet power"_ (which explains why the congress organisers had asked that +hotbed of kulakism, the Red Army troops, to send delegates!). Trotsky +indicated the fate of those workers and peasants who dared participate in +their own revolution: _"There can be only one penalty for these individuals: +shooting."_ [**How the Revolution Armed**, vol. II, p. 293] + +Trotsky also ordered the arrest of Makhno, who escaped but who ordered his +troops to remain under Bolshevik command to ensure that the front against +Denikin was maintained. However, five members of his staff were shot for +having distributed literature concerning the banned fourth congress. This +order was the first step in the Bolshevik attempt to _"liquidate the +Makhnovist movement."_ This campaign saw Bolshevik regiments invade the +insurgent area, shooting militants on the spot and destroying the free +communes and other Makhnovist organisations. [Arshinov, **Op. Cit.**, p. 121] +It should be noted that during the Spanish Revolution, the Stalinists acted in +the same way, attacking rural collectives while the anarchist troops fought +against Franco at the front. + +Thus the participating event for the break between the Makhnovists and +Bolsheviks was Trotsky's banning of the fourth regional congress. However, +this was preceded by an intense press campaign against the Makhnovists as well +as holding back of essential supplies from the frontline troops. Clearly the +Bolsheviks considered that the soviet system was threatened if soviet +conferences were called and that the "dictatorship of the proletariat" was +undermined if the proletariat took part in the revolutionary process! + +With the Makhnovist front weakened, they could not hold against Denikin's +attacks, particularly when Red Army troops retreated on their flank. Thus, the +front which the Makhnovists themselves had formed and held for more than six +months was finally broken. [Arshinov, **Op. Cit.**, p. 124] The Red Army was +split into three and the Whites entered the Ukraine, which the Bolsheviks +promptly abandoned to its fate. The Makhnovists, drawing stray Red Army and +other forces to it, continued to fight the Whites, ultimately inflicting a +decisive defeat on them at Peregonovka, subsequently destroying their supply +lines and ensuring Denikin's defeat (see [section 4](append46.html#app4)). + +The Red Army re-entered the Ukraine at the end of 1919. Bolshevik plans with +regard to the Makhnovists had already been decided in a secret order written +by Trotsky on December 11th. Red Army troops had to _"be protected against +infection by guerrilla-ism and Makhnovism"_ by various means, including +_"extensive agitation"_ which used _"examples from the past to show the +treacherous role played by the Makhnovites."_ A _"considerable number of +agents"_ would be sent _"ahead"_ of the main forces to _"join the guerrilla +detachments"_ and would agitate against _"guerrilla-ism."_ Once partisan +forces meet with Red Army troops, the former _"ceases to be a military unit +after it has appeared on our side of the line . . . From that moment it +becomes merely material for processing, and for that purpose is to be sent to +our rear."_ To _"secure complete subordination of the detachments,"_ the Red +forces _"must make use of the agents previously set to these detachments."_ +The aim, simply put, was to ensure that the partisans became _"fully +subordinate to our command."_ If the partisans who had been fighting for +revolution and against the Whites opposed becoming _"material for processing"_ +(i.e cannon fodder), _"refuses to submit to orders, displays unruliness and +self-will,"_ then it _"must be subjected to ruthless punishment."_ Recognising +the organic links the partisans had with the peasants, Trotsky argues that +_"in the Ukraine, guerrilla detachments appear and disappear with ease, +dissolving themselves into the mass of the armed peasant population"_ and so +_"a fundamental condition for the success against guerrilla-ism is +**unconditional disarmament of the rural population, without exception.**"_ +[Trotsky, **How the Revolution Armed**, vol. II, pp. 440-2] As events would +show, the Bolsheviks implemented Trotsky's order to the letter. + +On December 24th, Makhno's troops met with the Bolshevik 14th army and its +commander _"admitted Makhno's service in defeating Denikin."_ However, while +_"the Bolsheviks fraternised with the Makhno troops . . . they distrusted +Makhno, fearing the popularity he had gained as a result of his successful +fighting against Denikin."_ The Bolsheviks had _"no intention of tolerating +Makhno's independent policy, but hoped first to destroy his army by removing +it from its own base. With this in mind, on January 8th, 1920, the +Revolutionary Military Council of the Fourteenth Army ordered Makhno to move +to the Polish Front . . . The author of the order realised that there was no +real war between the Poles and the Bolsheviks at the time and he also knew +that Makhno would not abandon his region. .. . . Uborevich [the author] +explained that 'an appropriate reaction by Makhno to this order would give us +the chance to have accurate grounds for our next steps' . . . [He] concluded: +'The order is a certain political manoeuvre and, at the very least, we expect +positive results from Makhno's realisation of this.'"_ [Palij, **Op. Cit.**, +p. 209 and p. 210] As can be seen, these actions fit perfectly with Trotsky's +secret order and with Bolshevik desire for a monopoly of power for itself (see +[next section](append46.html#app14)). + +As expected, the Makhnovists refused to leave their territory. They realised +the political motivations behind the order. As Arshinov notes, _"[s]ending the +insurrectionary army to the Polish front meant removing from the Ukraine the +main nerve centre of the revolutionary insurrection. This was precisely what +the Bolsheviks wanted: they would then be absolute masters of the rebellious +region, and the Makhnovists were perfectly aware of this."_ [**Op. Cit.**, p. +163] As well as political objections, the Makhnovists listed practical reasons +for not going. Firstly, _"the Insurrectionary Army was subordinate neither to +the 14th Corps nor to any other unit of the Red Army. The Red commander had no +authority to give orders to the Insurrectionary Army."_ Secondly, _"it was +materially impossible to carry it out, since half the men, as well as nearly +all the commanders and staff, and Makhno himself, were sick [with typhus]."_ +Thirdly, _"the fighting qualities and revolutionary usefulness of the +Insurrectionary Army were certainly much greater on their own ground."_ +[Voline, **Op. Cit.**, pp. 650-1] + +The Bolsheviks refused to discuss the issue and on the 14th of January, they +declared the Makhnovists outlawed. They then _"made a great effort to +destroy"_ Makhno. [Palij, **Op. Cit.**, p. 210] In summary, the Bolsheviks +**started** the conflict in order to eliminate opposition to their power. This +led to nine months of bitter fighting between the Red Army and the +Makhnovists. To prevent fraternisation, the Bolsheviks did not use local +troops and instead imported Latvian, Estonian and Chinese troops. They also +used other _"new tactics,"_ and _"attacked not only Makhno's partisans, but +also the villages and towns in which the population was sympathetic toward +Makhno. They shot ordinary soldiers as well as their commanders, destroying +their houses, confiscating their properties and persecuting their families. +Moreover the Bolsheviks conducted mass arrests of innocent peasants who were +suspected of collaborating in some way with the partisans. It is impossible to +determine the casualties involved."_ They also set up _"Committees of the +Poor"_ as part of the Bolshevik administrative apparatus, which acted as +_"informers helping the Bolshevik secret police in its persecution of the +partisans, their families and supporters, even to the extent of hunting down +and executing wounded partisans."_ [Palij, **Op. Cit.**, pp. 212-3] + +This conflict undoubtedly gave time for the Whites to reorganise themselves +and encouraged the Poles to invade the Ukraine, so prolonging the Civil War. +The Makhnovists were threatened by both the Bolsheviks **and** Wrangel. By +mid-1920, Wrangel appeared to be gaining the upper hand and the Makhnovists +_"could not remain indifferent to Wrangel's advance . . . Everything done to +destroy him would in the last analysis benefit the revolution."_ This lead the +Makhnovists to consider allying with the Bolsheviks as _"the difference +between the Communists and Wrangel was that the Communists had the support of +the masses with faith in the revolution. It is true that these masses were +cynically misled by the Communists, who exploited the revolutionary enthusiasm +of the workers in the interests of Bolshevik power."_ With this in mind, the +Makhnovists agreed at a mass assembly to make an alliance with the Bolsheviks +against Wrangel as this would eliminate the White threat and end the civil +war. [Arshinov, **Op. Cit.**, p. 176] + +The Bolsheviks ignored the Makhnovist offer using mid-September, when +_"Wrangel's success caused the Bolsheviks leaders to reconsider."_ [Palij, +**Op. Cit.**, p. 223] Sometime between the 10th and 15th of October the final +agreement was signed: + +> _ "Part I -- Political Agreement. + +> + +> "1. Immediate release of all Makhnovists and anarchists imprisoned or in +exile in the territories of the Soviet Republic; cessation of all persecutions +of Makhnovists or anarchists, except those who carry on armed conflict against +the Soviet Government. + +> + +> "2. Complete freedom in all forms of public expression and propaganda for +all Makhnovists and anarchists, for their principles and ideas, in speech and +the press, with the exception of anything that might call for the violent +overthrow of the Soviet Government, and on condition that the requirements of +military censorship be respected. For all kinds of publications, the +Makhnovists and anarchists, as revolutionary organisations recognised by the +Soviet Government may make use of the technical apparatus of the Soviet State, +while naturally submitting to the technical rules for publication. + +> + +> "3. Free participation in elections to the Soviets; and the right of +Makhnovists and anarchists to be elected thereto. Free participation in the +organisation of the forthcoming Fifth Pan-Ukrainian Congress of Soviets . . . + +> + +> "Part II -- Military Agreement. + +> + +> "1. The Ukrainian Revolutionary Insurrectionary Army (Makhnovist) will join +the armed forces of the Republic as a partisan army, subordinate, in regard to +operations, to the supreme command of the Red Army; it will retain its +established internal structure, and does not have to adopt the bases and +principles of the regular Red Army. + +> + +> "2. When crossing Soviet territory at the front, or going between fronts, +the Insurrectionary Army will not accept into its ranks neither any +detachments of, nor deserters from, the Red Army . . . + +> + +> "3. For the purpose of destroying the common enemy -- the White Army -- the +Ukrainian Revolutionary Insurrectionary Army (Makhnovists) will inform the +working masses that collaborate with it the agreement that has been concluded; +it will call upon the people to cease all military actions hostile to the +Soviet power; and for its part, the Soviet power will immediately publish the +clauses of the agreement. + +> + +> "4. The families of combatants of the Makhnovist Revolutionary +Insurrectionary Army living in the territory of the Soviet Republic shall +enjoy the same rights as those of soldiers of the Red Army . . ."_ [quoted by +Arshinov, **Op. Cit.**, p. 178] + +This agreement was agreed by both sides, although the Bolsheviks immediately +broke it by publishing the military agreement first, followed by the political +agreement a week later, so obscuring the real meaning of the pact. As it +stands, the political clause simply gave anarchists and Makhnovists the rights +they should have already had, according to the constitution of the Soviet +state. This shows how far the Bolsheviks had applied that constitution. + +The agreement is highly significant as in itself it disproves many of the +Bolsheviks slanders about the Makhnovists and it proves the suppression of the +anarchist press to have been on political grounds. + +However, the Makhnovists desired to add a fourth clause to the Political +Agreement: + +> _ "Since one of the essential principles of the Makhnovist movement is the +struggle for the self-management of the workers, the Insurrectionary Army +(Makhnovist) believes it should insist on the following fourth point of the +political agreement: in the region where the Makhnovist Army is operating, the +population of workers and peasants will create its own institutions of +economic and political self-management; these institutions will be autonomous +and joined in federation, by means of agreement, with the government organs of +the Soviet Republic,"_ [quoted by Arshinov, **Op. Cit.**, pp. 179-80] + +Unsurprisingly, the Bolsheviks refused to ratify this clause. As one Bolshevik +historian pointed out, the _"fourth point was fundamental to both sides, it +meant the system of free Soviets, which was in total opposition to the idea of +the dictatorship of the proletariat."_ [quoted by Malet, **Op. Cit.**, p. 108] +As we discuss in the [next section](append46.html#app14), the Bolsheviks had +equated the _"dictatorship of the proletariat"_ with the dictatorship of their +party and so working-class self-management could not be allowed. It should be +noted that this fourth clause was the cause of Lenin and Trotsky's toying with +the idea of allowing the Makhnovists south-eastern Ukraine as an anarchist +experiment (as mentioned by both Victor Serge and Trotsky in later years). + +Once Wrangel had been defeated by Makhnovist and Red Army units, the +Bolsheviks turned on the movement. Makhno had _"assumed that the coming +conflict with the Bolsheviks could be limited to the realm of ideas, feeling +that the strong revolutionary ideas and feelings of the peasants, together +with their distrust of the foreign invaders, were the best guarantees for the +movement's territory. Moreover, Makhno believed that the Bolsheviks would not +attack his movement immediately. A respite of some three months would have +allowed him to consolidate his power [sic!] and to win over much of the +Bolshevik rank and file."_ [Palij, **Op. Cit.**, p. 231] From the wording of +the second clause of the military agreement (namely, to refuse Red Army +deserters or units), it is clear that the Bolsheviks were aware of the appeal +of Makhnovist politics on the Red Army soldiers. As soon as Wrangel was +defeated, the Red Army attacked. Makhnovist commanders were invited to +meetings, arrested and then shot. The Red Army surrounded Makhnovist units and +attacked them. At the same time, anarchists were arrested all across the +Ukraine. Hulyai Pole itself was attacked (Makhno, despite overwhelming odds, +broke out). [Malet, **Op. Cit.**, pp. 71-2] + +In the words of Makhno: + +> _ "In this difficult and responsible revolutionary position the Makhno +movement made one great mistake: alliance with the Bolsheviks against a common +enemy, Wrangel and the Entente. In the period of this alliance that was +morally right and of practical value for the revolution, the Makhno movement +mistook Bolshevik revolutionism and failed to secure itself in advance against +betrayal. The Bolsheviks and their experts treacherously circumvented it."_ +[quoted by Palij, **Op. Cit.**, p. 234] + +While the Bolsheviks continuously proclaimed the final defeat of the +Makhnovists, they held out for nearly a year before being forced to leave the +Ukraine in August 1921. Indeed, by the end of 1920 his troops number ten to +fifteen thousand men and the _"growing strength of the Makhno army and its +successes caused serious concern in the Bolshevik regime."_ More Red troops +were deployed, _"stationing whole regiments, primarily cavalry, in the +occupied villages to terrorise the peasants and prevent them from supporting +Makhno. . . Cheka punitive units were constantly trailing the partisans, +executing Makhno's sympathisers and the partisans' families."_ [Palij, **Op. +Cit.**, p. 237 and p. 238] Combined with this state terrorism, economic +conditions in the villages got worse. The countryside was exhausted and 1921 +was a famine year. With his rural base itself barely surviving, the +Makhnovists could not survive long. + +It should be noted that during the periods after the Bolsheviks had turned on +the Makhnovists, the latter appealed to rank-and-file Red Army troops not to +attack them. As one of their leaflets put it: _"Down with fratricidal war +among the working people!"_ They urged the Red Army troops (with some success) +to rebel against the commissars and appointed officers and join with the +Makhnovists, who would _"greet [them] as our own brothers and together we will +create a free and just life for workers and peasants and will struggle against +all tyrants and oppressors of the working people."_ [contained in Arshinov, +**Op. Cit.**, p. 276 and p. 283] + +Even after the defeat of the Makhnovists, the Bolsheviks did not stop their +campaign of lies. For example, Trotsky reported to the Ninth Congress of +Soviets on December 26th, 1921, that the Makhnovists were _"in Romania,"_ +where Makhno had _"received a friendly welcome"_ and was _"liv[ing] +comfortably in Bucharest."_ The Makhnovists had picked Romania because it was, +like Poland, _"a country where they . . . felt secure"_ due to the way they +treated _"Russian counter-revolutionary bands."_ [**How the Revolution +Armed**, vol. IV, p. 404] In reality, the _"Romanian authorities put Makhno, +his wife, and his followers in an internment camp."_ The Bolsheviks were not +unaware of this, as they _"sent a series of sharp diplomatic notes demanding +Makhno's extradiction."_ They expelled Makhno and his wife to Poland on April +11, 1922. The Poles also interned them and, again, the Bolsheviks demanded +Makhno's extradition _"on the ground that he was a criminal and not entitled +to political asylum."_ [Palij, **Op. Cit.**, p. 242] Trotsky's lies come as no +surprise, given his and his party's track record on slandering anarchists. + +As can be seen, the relationship of the Makhnovists to the Bolsheviks was one +of constant betrayal of the former by the latter. Moreover, the Bolsheviks +took every opportunity to slander the Makhnovists, with Trotsky going so far +as to report Makhno was living well while he was rotting in a capitalist +prison. This is to be expected, as the aims of the two groups were at such +odds. As we discuss in the [next section](append46.html#app14), while the +Makhnovists did whatever they could to encourage working-class self-management +and freedom, the Bolsheviks had evolved from advocating the government of +their party as the expression of "the dictatorship of the proletariat" to +stating that only the dictatorship of their party could ensure the success of +a social revolution and so **was** "the dictatorship of the proletariat." As +the Makhnovist movement shows, if need be, the party would happily exercise +its dictatorship **over** the proletariat (and peasantry) if that was needed +to retain its power. + +## 14 How did the Makhnovists and Bolsheviks differ? + +Like chalk and cheese. + +Whereas the Bolsheviks talked about soviet democracy while exercising a party +dictatorship, the Makhnovists not only talked about _"free soviets,"_ they +also encouraged them with all their ability. Similarly, while Lenin stated +that free speech was _"a bourgeois notion"_ and that there could be _"no free +speech in a revolutionary period,"_ the Makhnovists proclaimed free speech for +working people. [Lenin quoted by Goldman, **My Disillusionment in Russia**, p. +33] While the Bolsheviks ended up arguing for the necessity of party +dictatorship during a revolution, the Makhnovists introduced free soviets and +organised peasant, worker and insurgent congresses to conduct the revolution. + +We have discussed the Makhnovist ideas in both theory and practice in sections +[5](append46.html#app5), [6](append46.html#app6) and [7](append46.html#app7). +In spite of the chaos and difficulties imposed upon the movement by having to +fight the counter-revolution, the Makhnovists applied their ideals constantly. +The Makhnovists were a mass movement and its constructive efforts showed that +there was an alternative route the Russian revolution could have followed +other than the authoritarian dictatorship that Leninists, then and now, +claimed was inevitable if the revolution was to be saved. + +To see why, we must compare Bolshevik ideology and practice to that of the +Makhnovists in three key areas. Firstly, on how a revolution should be +defended. Secondly, on the role of the soviets and party in the revolution. +Thirdly, on the question of working-class freedom. + +Early in 1918, after the signing of the Brest-Litovsk Treaty the Bolsheviks +re-introduced Tsarist officers into the army alongside bourgeois military +discipline. As Maurice Brinton correctly summarises: + +> _ "Trotsky, appointed Commissar of Military Affairs after Brest-Litovsk, had +rapidly been reorganising the Red Army. The death penalty for disobedience +under fire had been restored. So, more gradually, had saluting, special forms +of address, separate living quarters and other privileges for officers. +Democratic forms of organisation, including the election of officers, had been +quickly dispensed with."_ [**The Bolsheviks and Workers' Control**, p. 37] + +Officers were appointed rather then elected. They argued this had to be done +to win the war. The _"principle of election,"_ stated Trotsky, _"is +politically purposeless and technically inexpedient and has been, in practice, +abolished by decree."_ Thus the election of officers and the creation of +soldiers' committees was abolished from the top, replaced by appointed +officers. Trotsky's rationale for this was simply that _"political power is in +the hands of the same working class from whose ranks the Army is recruited."_ +In other words, the Bolshevik Party held power as power was actually held by +it, **not** the working class. Trotsky tried to answer the obvious objection: + +> _ "Once we have established the Soviet regime, that is a system under which +the government is headed by persons who have been directly elected by the +Soviets of Workers', Peasants' and Soldiers' Deputies, there can be no +antagonism between the government and the mass of the workers, just as there +is no antagonism between the administration of the union and the general +assembly of its members, and, therefore, there cannot be any grounds for +fearing the **appointment** of members of the commanding staff by the organs +of the Soviet Power."_ [**Work, Discipline, Order**] + +He repeated this argument in his 1919 diatribe against the Makhnovists: + +> _ "The Makhnovites shout raucously: 'Down with appointed commanders!' This +they do only so as to delude the ignorant element among their own soldiers. +One can speak of 'appointed' persons only under the bourgeois order, when +Tsarist officials or bourgeois ministers appointed at their own discretion +commanders who kept the soldier masses subject to the bourgeois classes. Today +there is no authority in Russia but that which is elected by the whole working +class and working peasantry. It follows that commanders appointed by the +central Soviet Government are installed in their positions by the will of the +working millions. But the Makhnovite commanders reflect the interests of a +minute group of Anarchists who rely on the kulaks and the ignorant."_ [**The +Makhno Movement**] + +Of course, most workers are well aware that the administration of a trade +union usually works against them during periods of struggle. Indeed, so are +most Trotskyists as they often denounce the betrayals by that administration. +Thus Trotsky's own analogy indicates the fallacy of his argument. Equally, it +was not _"the will of the working millions"_ which appointed anyone, it was a +handful of leaders of the Bolshevik party (which had manipulated the soviets +to remain in power). Needless to say, this was a vast change from Lenin's +comments in **State and Revolution** opposing appointment and calling for +election of **all** officials! + +Moreover, the explanation that _"the ignorant"_ were to blame for Makhnovist +opposition to appointed officers had a long legacy with Trotsky. In April +1918, when justifying Bolshevik introduction of appointed officers, he had +argued that the _"Soviet government is the same as the committee of a trade +union. It is elected by the workers and peasants and you can at the All- +Russian Congress of Soviets, at any moment you like, dismiss that government +and appoint another. But once you have appointed it, you must give it the +right to choose the technical specialists."_ He stressed that this applied +_"in military affairs, in particular."_ Using the trade union analogy, he +argued that the workers had _"entrusted us [the Bolshevik leaders] with the +direction of the union"_ and this meant that the Bolshevik leaders, not the +workers, should decide things as _"we are better able to judge in the matter"_ +than them! The workers role was stated clearly: _"if our way of conducting the +business is bad, then throw us out and elect another committee!"_ [**Leon +Trotsky Speaks**, p. 113] In other words, like any bureaucrat, for Trotsky +working-class participation in the affairs of the revolution was seen as +irrelevant: the masses had voted and their role was now that of obeying those +who _"are better able to judge."_ + +Using an argument the Tsar could have been proud of, Trotsky defended the +elimination of soldier democracy: + +> _ "How could soldiers who have just entered the army choose the chiefs! Have +they any vote to go by? They have none. And therefore elections are +impossible."_ [**Ibid.**] + +Equally, how could workers and peasants who have just entered political or +economic struggle in 1917 choose the chiefs? Had they any vote to go by? They +had none. And therefore political and workplace elections are impossible. +Unsurprisingly, Trotsky soon ended up applying this logic to politics as well, +defending (like all the leaders of Bolshevism) the dictatorship of the party +**over** working class. How could the _"ignorant"_ workers be expected to +elect the best _"chiefs"_ never mind manage their own affairs! + +Ironically, in 1936 the Stalinist Communist Party in Spain was to make very +similar arguments about the need for a regular army and army discipline to win +the war. As Aileen O'Carroll in her essay _"Freedom and Revolution"_ argues: + +> _ "The conventional army structure evolved when feudal kings or capitalist +governments required the working class to fight its wars for them. These had +to be authoritarian institutions, because although propaganda and jingoism can +play a part initially in encouraging enlistment, the horrors of war soon +expose the futility of nationalism. A large part of military organisation is +aimed at ensuring that soldiers remain fighting for causes they do not +necessarily believe in. Military discipline attempts to create an unthinking, +unquestioning body of soldiers, as fearful of their own side as of the +other."_ [**Red & Black Revolution**, no. 1] + +In short in both Russia and Spain the Bolsheviks wanted an army that would +obey them regardless of whether the individual soldiers felt they were doing +the correct thing, indeed who would obey through fear of their officers even +when they knew what they were doing was wrong. Such a body would be essential +for enforcing minority rule over the wishes of the workers. Would a self- +managed army be inclined to repress workers' and peasants' strikes and +protests? Of course not. + +The Makhnovists show that another kind of revolutionary army was possible in +the Russian Revolution and that the _"ignorant"_ masses could choose their own +officers. In other words, the latter-day justifications of the followers of +Bolshevism are wrong when they assert that the creation of the top-down, +hierarchical Red Army was a result of the _"contradiction between the +political consciousness and circumstantial coercion"_ and _"a retreat"_ +because _"officers were appointed and not elected,"_ it was a conscript army +and _"severe military discipline."_ [John Rees, _"In Defence of October"_, +**International Socialism**, no. 52, pp. 3-82, p. 46] As can be seen, Trotsky +did not consider it as a _"retreat"_ or caused by _"circumstances."_ Equally, +the Makhnovists managed to organise themselves relatively democratically in +the circumstances created by the same civil war. + +As such, the differences between the Makhnovists and the Bolsheviks as regards +the internal organisation of a revolutionary army are clear. The Bolsheviks +applied top-down, bourgeois methods of internal organisation and discipline. +The Makhnovists applied democratic internal organisation and discipline as far +as possible. + +From our discussion of the Bolshevik justifications for its system of +appointed officers in the Red Army, it will come as no surprise that as +regards the relationship of the soviets to the revolutionary organisation +(party) the Makhnovists and Bolsheviks were (again) miles apart. While we +discuss this in greater detail in [section 14](append41.html#app14) of the +appendix ["What happened during the Russian Revolution?"](append41.html), we +will give a flavour of Bolshevik ideology on this subject here. + +From the start, Lenin identified soviet (or working class) power with the +power of their own party. In October 1917, Lenin was equating party and class: +_"the power of the Bolsheviks -- that is, the power of the proletariat."_ +[**Will the Bolsheviks Maintain Power?**, p. 102] After the October +Revolution, the Bolsheviks were clear that the soviets would not have _"all +power."_ Rather, the first act of soviet sovereignty was to alienate it into +the hands of a Bolshevik government. In response to a few leading Bolsheviks +who called for a coalition government, the Bolshevik Central Committee stated +that it was _"impossible to refuse a purely Bolshevik government without +treason to the slogan of the power of the Soviets, since a majority at the +Second All-Russian Congress of Soviets . . . handed power over to this +government."_ [quoted by Robery V. Daniels, **A Documentary History of +Communism**, vol. 1, pp. 127-8] How can the _"power of the Soviets"_ exist +when said soviets immediately _"handed power"_ over to another body? Thus the +only _"power"_ the soviets had was simply the _"power"_ to determine who +actually held political power. + +The question of who held power, the soviets or the party, came into focus when +the soviet elections resulted in non-Bolshevik majorities being elected. After +the initial honeymoon period, soviet elections started to go badly for the +Bolsheviks. Ever since taking power in 1917, the Bolsheviks had become +increasingly alienated from the working class. The spring and summer of 1918 +saw _"great Bolshevik losses in the soviet elections"_ in all provincial city +elections that data is available for. The Mensheviks were the main +beneficiaries of these election swings (Socialist Revolutionaries also gained) +The Bolsheviks forcibly disbanded such soviets. They continually postponed +elections and _"pack[ed] local soviets once they could no longer count on an +electoral majority"_ by giving representation to the organisations they +dominated which made workplace elections meaningless. [Samuel Farber, **Before +Stalinism**, pp. 22-4 and p. 33] In Petrograd, such packing swamped the actual +number of workplace delegates, transforming the soviets and making elections +irrelevant. Of the 700-plus deputies to the "new" soviet, over half were +elected by Bolshevik dominated organisations so ensuring a solid Bolshevik +majority even before the factory voting began. + +Thus, the regime remained "soviet" in name only. Faced with a defeat in the +soviets, the Bolsheviks simply abolished them or changed them to ensure their +position. This process, it should be noted, started **before** the outbreak of +Civil War in late May 1918, implying that Bolshevik authoritarianism cannot be +explained as reactions to difficult objective circumstances. + +Unsurprisingly, Bolshevik ideology started to adjust to the position the party +found itself in. As Samuel Farber argues, in the _"period of March to June +1918, Lenin began to make frequent distinctions **within** the working class, +singling out workers who could still be trusted, denouncing workers whom he +accused of abandoning the working class and deserting to the side of the +bourgeoisie, and complaining about how the working class had become 'infected +with the disease of petty-bourgeois disintegration.'"_ [**Op. Cit.**, p. 25] +Combined with the vision of "working-class" or "soviet" power expressed by the +power of his party, this laid the foundations for what came next. In 1919 +Lenin fully and explicitly argued that the "dictatorship of the proletariat" +was, in fact, the dictatorship of the Bolshevik party: + +> _ "we are reproached with having established a dictatorship of one party . . +. we say, 'Yes, it is a dictatorship of one party! This is what we stand for +and we shall not shift from that position . . . '"_ [**Collected Works**, vol. +29, p. 535] + +This quickly become Bolshevik orthodoxy. Trotsky argued in his infamous work +**Terrorism and Communism** that there was _"no substitution at all"_ when +_"the power of the party"_ replaces _"the power of the working class."_ +Zinoviev argued this point at the Second Congress of the Communist +International. As he put it: + +> _ "Today, people like Kautsky come along and say that in Russia you do not +have the dictatorship of the working class but the dictatorship of the party. +They think this is a reproach against us. Not in the least! We have a +dictatorship of the working class and that is precisely why we also have a +dictatorship of the Communist Party. The dictatorship of the Communist Party +is only a function, an attribute, an expression of the dictatorship of the +working class . . . [T]he dictatorship of the proletariat is at the same time +the dictatorship of the Communist Party."_ [**Proceedings and Documents of the +Second Congress, 1920**, vol. 1, pp. 151-2] + +Neither Lenin nor Trotsky disagreed. By the end of the civil war, Lenin was +arguing that _"the dictatorship of the proletariat cannot be exercised through +an organisation embracing the whole of the class, because in all capitalist +countries (and not only over here, in one of the most backward) the +proletariat is still so divided, so degraded, and so corrupted in parts . . . +that an organisation taking in the whole proletariat cannot directly exercise +proletarian dictatorship. It can be exercised only by a vanguard . . . the +dictatorship of the proletariat cannot be exercised by a mass proletarian +organisation."_ [**Collected Works**, vol. 32, p. 21] + +This places the Bolshevik betrayals of the Makhnovists in 1919 and 1920 into +**political** context. It also explains the Bolshevik opposition to the +proposed fourth clause of the 1920 political and military agreement (see [last +section](append46.html#app13)). Simply put, at the time (and long afterwards) +the Bolsheviks equated the revolution with their own power. As such, +Makhnovist calls for soviet self-management threatened the "dictatorship of +the proletariat" (i.e. dictatorship of the party) by encouraging working +people to participate in the revolution and giving the radically false idea +that working-class power could be exercised by working people and their own +class organisations. + +Lenin, Trotsky and Zinoviev held this position until their deaths. Trotsky, +for example, was arguing in 1923 that _"[i]f there is one question which +basically not only does not require revision but does not so much as admit the +thought of revision, it is the question of the dictatorship of the Party, and +its leadership in all spheres of our work."_ [**Leon Trotsky Speaks**, p. 158] +Even after the rise of Stalinism, he was still arguing for the _"objective +necessity"_ of the _"revolutionary dictatorship of a proletarian party"_ in +1937. He stressed that the _"revolutionary party (vanguard) which renounces +its own dictatorship surrenders the masses to the counter-revolution . . . +Abstractly speaking, it would be very well if the party dictatorship could be +replaced by the 'dictatorship' of the whole toiling people without any party, +but this presupposes such a high level of political development among the +masses that it can never be achieved under capitalist conditions."_ [Trotsky, +**Writings 1936-37**, pp. 513-4] + +This suggests that the later Trotskyist argument that the Bolsheviks were +forced by _"objective factors"_ to replace the dictatorship of the proletariat +by that of the party is false. At the time, and afterwards, the Bolsheviks did +not argue in these terms. The end of soviet democracy was not considered a +problem or a retreat for the revolution. The opposite was the case, with the +elimination of democracy being raised to an ideological truism to be applied +everywhere. Equally, the fact that the Makhnovists did all they could to +promote soviet self-management and actually called regional congresses of +workers, peasants and insurgents suggests that _"objective factors"_ simply +cannot explain Bolshevik actions. Simply put, like the Bolshevik betrayals of +the Makhnovists, the Bolshevik elimination of soviet democracy by party +dictatorship can only be fully understood by looking at Bolshevik ideology. + +Little wonder the Makhnovists argued as followed: + +> _ "Since the arrival of the Bolsheviks the dictatorship of their party has +been established here. As a party of statists, the Bolshevik Party everywhere +has set up state organs for the purpose of governing the revolutionary people. +Everything has to be submitted to their authority and take place under their +vigilant eye. All opposition, protest, or even independent initiative has been +stifled by their Extraordinary Commissions [the secret police, the Cheka]. +Furthermore, all these institutions are composed of people who are removed +from labour and from revolution. In other words, what has been created is a +situation in which the labouring and revolutionary people have fallen under +the surveillance and rule of people who are alien to the working classes, +people who are inclined to exercise arbitrariness and violence over the +workers. Such is the dictatorship of the Bolshevik-Communist Party . . . + +> + +> "We again remind the working people that they will liberate themselves from +oppression, misery and violence only through their own efforts. No change in +power will help them in this. Only by means of their own free worker-peasant +organisations can the workers reach the summit of the social revolution -- +complete freedom and real equality."_ [quoted by Arshinov, **Op. Cit.** pp. +116-7] + +Which brings us to the next issue, namely working-class freedom. For +anarchists, the key point of a revolution is to increase working-class +freedom. It means the end of hierarchy and the direct participation in the +revolution by the working classes themselves. As Bakunin put it, _"revolution +is only sincere, honest and real in the hands of the masses, and that when it +is concentrated in those of a few ruling individuals it inevitably and +immediately becomes reaction."_ [**Michael Bakunin: Selected Writings**, p. +237] For this reason, the Makhnovists (like Bakunin) argued for a +revolutionary society based on free federations of worker and peasant +organisations (free soviets). + +This means that actions which consolidated rule by a few cannot be +revolutionary, even if the few are made up of the most revolutionary of the +revolutionaries. Thus working class power cannot be equated to the power of a +political party, no matter how _"socialist"_ or _"revolutionary"_ its ideas or +rhetoric. This means that Bolshevik restrictions on working class freedom (of +speech, assembly, press, organisation) struck at the heart of the revolution. +It did not signify the defence of the revolution, but rather its defeat. +Ultimately, as Emma Goldman quickly recognised, what the Bolsheviks called +_"defence of the Revolution"_ was _"really only the defence of [the] party in +power."_ [**My Disillusionment in Russia**, p. 57] + +Anarchists had long argued that, to quote Goldman again, there is _"no greater +fallacy than the belief that aims and purposes are one thing, while methods +and tactics are another. This conception is a potent menace to social +regeneration. All human experience teaches that methods and means cannot be +separated from the ultimate aim. The means employed become, through individual +practice, part and parcel of the final purpose; they influence it, modify it, +and presently the aims and means become identical."_ [**Op. Cit.**, p. 260] +The evolution of Bolshevik practice and theory reinforces this argument. The +means used had an impact on the course of events, which in turn shaped the +next set of means and the ideology used to justify it. + +This explains the Makhnovist and Bolshevik differences in relationship to +working-class freedom. For anarchists, only freedom or the struggle for +freedom can teach people to be free (and so is genuinely revolutionary). This +explains why the Makhnovists not only proclaimed freedom of election, speech, +press, assembly and organisation for working people, which was an essential +revolutionary position, they also implemented it (see [section +7](append46.html#app7)). The Bolsheviks did the reverse, clamping down on the +opposition at every occasion (including workers' strikes and protests). For +the Makhnovists, working-class freedom was the key gain of the revolution, and +so had to be introduced, practised and defended. Hence Makhno: + +> _ "I consider it an inviolable right of the workers and peasants, a right +won by the revolution, to call congresses on their own account, to discuss +their affairs. That is why the prohibitions of such congresses, and the +declaration proclaiming them illegal . . . , represent a direct and insolent +violation of the rights of the workers."_ [quoted by Arshinov, **Op. Cit.**, +p. 129] + +For the Bolsheviks, working-class freedom was something to fear. Back in 1903, +Lenin laid the groundwork for this by arguing that the _"**spontaneous** +development of the labour movement leads to it being subordinated to bourgeois +ideology."_ He stressed that _"the working class, exclusively by their own +effort, is able to develop only trade union consciousness . . . the +theoretical doctrine of Social-Democracy arose quite independently of the +spontaneous growth of the labour movement; it arose as a natural and +inevitable outcome of ideas among the revolutionary socialist +intelligentsia."_ This meant that _"Social Democratic [i.e. socialist] +consciousness . . . could only be brought to them from without."_ [**Essential +Works of Lenin**, p. 82 and pp. 74-5] Clearly, if the workers turned against +the party, then the workers were _"being subordinated to bourgeois ideology."_ +It was in their own interests, therefore, for the party to subordinate the +workers and so soviet democracy became not an expression of working-class +power but rather something which undermined it! + +This perspective can be seen when the Makhnovists liberated cities. In +Alexandrovsk and Katerinoslav, the Bolsheviks proposed to the Makhnovists +spheres of action - their **Revkom** (Revolutionary Committee) would handle +political affairs and the Makhnovists military ones. Makhno advised them _"to +go and take up some honest trade instead of seeking to impose their will on +the workers."_ Instead, the Makhnovists called upon _"the working population +to participate in a general conference .. . . and it was proposed that the +workers organise the life of the city and the functioning of the factories +with their own forced and their organisations."_ [Arshinov **Op. Cit.**, p. +154 and p. 149] The differences between the Bolsheviks and Makhnovists could +not be clearer. + +Lastly, we should note that while Lenin and the leading Bolsheviks +wholeheartedly opposed working-class economic self-management by factory +committees and instead urged "efficient" top-down one-man management, the +Makhnovists supported working-class self-management of production. Under the +Bolsheviks, as Arshinov argued, the _"nationalisation of industry, [while] +removing the workers from the hands of individual capitalists, delivered them +to the yet more rapacious hands of a single, ever-present capitalist boss, the +State. The relations between the workers and this new boss are the same as +earlier relations between labour and capital, with the sole difference that +the Communist boss, the State, not only exploits the workers, but also +punishes them himself . . . Wage labour has remained what it was before, +except that it has taken on the character of an obligation to the State . . . +It is clear that in all this we are dealing with a simple substitution of +State capitalism for private capitalism."_ [**Op. Cit.**, p. 71] The +Makhnovist propaganda, in contrast, stressed the need for workers to socialise +the means of production and place it under their direct management by their +own class organs. In other words, the abolition of wage slavery by workers' +self-management of production. + +Unsurprisingly, the Makhnovists supported the Kronstadt rebellion (see the +appendix ["What was the Kronstadt uprising?"](append42.html) for more on +Kronstadt). Indeed, there is significant overlap between the Kronstadt demands +and the ideas of the Makhnovist movement. For example, the Makhnovist idea of +free soviets is almost identical to the first three points of the Kronstadt +programme and their land policy the same as point 11 of the Kronstadt demands. +The Kronstadt rebels also raised the idea of _"free soviets"_ and the _"third +revolution,"_ common Makhnovist slogans (see [section 3](append42.html#app3) +of the appendix ["What was the Kronstadt uprising?"](append42.html) for +details). As one Bolshevik writer notes, it is _"characteristic that the +anarchist-Makhnovists in the Ukraine reprinted the appeal of the Kronstadters, +and in general did not hide their sympathy for them."_ [quoted by Malet, **Op. +Cit.**, p. 108] Voline also noted that the _"ideas and activities of the +Makhnovist peasants were similar in all respects to those of the Kronstadt +rebels in 1921."_ [**Op. Cit.**, p. 575] + +In summary, the major difference between the Makhnovists and the Bolsheviks is +that the former stuck by and introduced their stated aims of _"soviet power"_ +and working-class freedom while the latter rejected them once they clashed +with Bolshevik party policies. + +## 15 How do the modern followers of Bolshevism slander the Makhnovists? + +Many modern-day supporters of Bolshevism, on the rare occasions when they do +mention the Makhnovist movement, simply repeat the old Bolshevik (and +Stalinist) slanders against them. + +For example, this is what Joseph Seymour of the U.S. **Spartacus League** did. +Their newspaper **Workers Vanguard** ran a series entitled _"Marxism vs. +Anarchism"_ and in part 7, during his discussion of the Russian Revolution, +Seymour claimed: + +> _ "The most significant counter-revolutionary force under the banner of +anarchism was the Ukrainian peasant-based army of Nestor Makhno, which carried +out pogroms against Jewish communities and collaborated with White armies +against the Bolsheviks."_ [**Workers Vanguard**, 8/30/1996, p. 7] + +Seymour, needless to say, made these accusations without providing any +documentation, and with good reason, for outside of Stalinist hagiographies, +no evidence exists to support his claims. As we indicated in [section +9](append46.html#app9), the Makhnovists opposed anti-Semitism and did **not** +conduct pogroms. Equally, [section 12](append46.html#app12) proves that the +Makhnovists did **not** collaborate with the Whites in any way (although this +did not stop the Bolshevik press deliberately spreading the lie that they +had). + +More recently, the UK Leninist **Revolutionary Communist Group** asserted in +their paper that the Makhnovists _"joined with counter-revolutionary White and +imperialist armies against socialist Russia. This band of brigands also +carried out pogroms against Jewish communities in the Ukraine."_ [**Fight +Racism! Fight Imperialism!**, issue no. 174, p. 12] No evidence for such a +claim was presented in the original review article. When an anarchist pointed +out their assertion was _"falling back on a long tradition of Stalinist lies"_ +and asked for _"any historical references"_ to support it, the paper replied +by stating that while there were _"several"_ references, it would give two: +_"E.H. Carr refers to it in his history of the civil war. Also the anarchist +historian Paul Avrich mentions it in his work **The anarchists in the Russian +Revolution**."_ [**Op. Cit.**, no. 175, p. 15] + +In reality, neither work says any such thing. Looking at the first (unnamed) +one, assuming it is E.H. Carr's **The Bolshevik Revolution** there is no +reference to pogroms carried out by the Makhnovists (looking in the index for +"Makhno"). Which, perhaps, explains why the paper refused to provide a book +title and page number. As far as the second reference goes, Avrich made no +such claim in **The Anarchists in the Russian Revolution**. He **did** address +the issue in his **Anarchist Portraits**, concluding such charges are false. + +And the name of the original article? Ironically, it was entitled _"The +anarchist school of falsification"_! + +However, more sophisticated slanders, lies and distortions have been levelled +at the Makhnovists by the supporters of Bolshevism. This is to be expected, as +the experience of the Makhnovists effectively refute the claim that the +Bolsheviks had no choice but to act as they did. It is hard to maintain a +position that "objective conditions"_ made the Bolsheviks act as they did when +another mass revolutionary army, operating in the same environment, did not +act in the same way. This means that the Makhnovists are strong evidence that +Bolshevik politics played a key role in the degeneration of the Russian +Revolution. Clearly such a conclusion is dangerous to Bolshevism and so the +Maknovist movement must be attacked, regardless of the facts. + +A recent example of this is John Rees' essay _"In Defence of October"_ +(**International Socialism**, no. 52, pp. 3-82). Rees, a member of the UK +Socialist Workers' Party (SWP) is at pains to downplay the role of Bolshevik +ideology in the degeneration of the Russian Revolution. He argues that +"objective factors"_ ensured that the Bolsheviks acted as they did. The +_"subjective factor"_ was simply a choice between defeat and defence against +the Whites: _"Within these limits Bolshevik policy was decisive."_ [**Op. +Cit.**, p. 30] This explains his attack on the Makhnovist movement. Faced with +the same _"objective factors"_ as the Bolsheviks, the Makhnovists did not act +in the same way. As such, the _"subjective factor"_ amounts to more than Rees' +stark choice and so objective conditions cannot explain everything. + +Clearly, then, the Makhnovists undermine his basic thesis. As such, we would +expect a less than honest account of the movement and Rees does not +disappoint. He talks about the _"muddled anarchism"_ of Makhno, dismissing the +whole movement as offering no alternative to Bolshevism and being without _"an +articulated political programme."_ Ultimately, for Rees, Makhno's _"anarchism +was a thin veneer on peasant rebellion"_ and while _"on paper"_ the +Makhnovists _"appeared to have a more democratic programme"_ there were +_"frauds."_ [p. 57, p. 58, p. 61 and p. 70] + +The reality of the situation is totally different. Ignoring the obvious +contradiction (i.e. how can the Makhnovists have the appearance of a +_"democratic programme"_ and, simultaneously, not articulate it?) we shall +analyse his account of the Makhnovist movement in order to show exactly how +low the supporters of Bolshevism will go to distort the historical record for +their own aims (see the appendix ["What was the Kronstadt +uprising?"](append42.html) for Rees's distortions about the Kronstadt revolt). +Once the selective and edited quotations provided by Rees are corrected, the +picture that clearly emerges is that rather than the Makhnovists being +_"frauds,"_ it is Rees' account which is the fraud (along with the political +tradition which inspired it). + +Rees presents two aspects of his critique of the Makhnovists. The first is a +history of the movement and its relationships (or lack of them) with the +Bolsheviks. The second is a discussion of the ideas which the Makhnovists +tried to put into practice. Both aspects of his critique are extremely flawed. +Indeed, the errors in his history of the movement are so fundamental (and, +indeed, so at odds with his references) that it suggests that ideology +overcame objectivity (to be polite). The best that can be said of his account +is that at least he does not raise the totally discredited accusation that the +Makhnovists were anti-Semitic or _"kulaks."_ However, he more than makes up +for this by distorting the facts and references he uses (it would be no +exaggeration to argue that the only information Rees gets correct about his +sources is the page number). + +Rees starts by setting the tone, stating that the _"methods used by Makhno and +Antonov [a leader of the "Greens" in Tambov] in their fight against the Red +Army often mirrored those used by the Whites."_ [**Op. Cit.**, p. 57] +Strangely enough, while he lists some for Antonov, he fails to specify any +against Makhno. However, the scene is set. His strongest piece of evidence as +regards Makhno's _"methods"_ against the Red Army come from mid-1920 after, it +should be noted, the Bolsheviks had engineered the outlawing of the Makhnovist +movement and needlessly started the very conflict Rees uses as evidence +against Makhno. In other words, he is attacking the Makhnovists for defending +themselves against Bolshevik aggression! + +He quotes reports from the Ukrainian Front to blacken the Makhnovists, using +them to confirm the picture he extracts from _"the diary of Makhno's wife."_ +These entries, from early 1920, he claims _"betray the nature of the +movement"_ (i.e. after, as we shall see, the Bolsheviks had engineered the +outlawing of the Makhnovists). [**Op. Cit.**, p. 58] The major problem for +Rees' case is the fact that this diary is a fake and has been known to be a +fake since Arshinov wrote his classic account of the Makhnovists in 1923: + +> _ "After 1920, the Bolsheviks wrote a great deal about the personal defects +of Makhno, basing their information on the diary of his so-called wife, a +certain Fedora Gaenko .. . . But Makhno's wife is Galina Andreevna Kuz'menko. +She has lived with him since 1918. She **never** kept, and therefore never +lost, a diary. Thus the documentation of the Soviet authorities is based on a +fabrication, and the picture these authorities draw from such a diary is an +ordinary lie."_ [Arshinov, **History of the Makhnovist Movement**, p. 226f] + +Ironically enough, Rees implicitly acknowledges this by lamely admitting (in +an end note) that _"Makhno seems to have had two 'wives'"_ [**Op. Cit.**, p. +78] And we should note that the source Rees uses for the fake diary entries +(W.H. Chamberlin's **The Russian Revolution**) uses as **his** source the very +Bolshevik documentation that Arshinov quite correctly denounced over 70 years +before Rees put pen to paper. Little wonder Michael Palij, in his detailed +account of the movement (**The Anarchism of Nestor Makhno, 1918-1921**), fails +to use it. So, in summary, a major part of his account is based on falsehoods, +falsehoods exposed as such decades ago. This indicates well the quality of his +case against the Makhnovist movement. + +As regards the "evidence" he extracts from this fake diary and Red Army +reports, it simply shows that Bolsheviks were shot by Makhno's troops and Red +Army troops died in combat. This went both ways, of course. In _"military +operations the Bolsheviks shot all prisoners. The Makhnovists shot all +captured officers unless the Red rank and file strongly interceded for them. +The rank and file were usually sent home, though a number volunteered for +service with the Insurgents."_ Equally, _"[o]n the occupation of a village by +the Red Army the Cheka would hunt out and hang all active Makhnovite +supporters; an amenable Soviet would be set up; officials would be appointed +or imported to organise the poor peasants . . . and three or four Red militia +men left as armed support for the new village bosses."_ [David Footman, **Op. +Cit.**, pp. 292-3] As such, Rees' account of Makhnovist "terror" against the +Bolsheviks seems somewhat hypocritical. We can equally surmise that the +methods used by the Bolsheviks against the Makhnovists also _"often mirrored +those used by the Whites"_! And Rees lambastes socialist Samuel Farber for +mentioning the _"Red Terror, but not the Green Terror"_ in Farber's discussion +of the Tambov revolt! All in all, pretty pathetic. + +Rees' concern for the truth can be seen from the fact that he asserts that +Makhno's _"rebellion"_ was _"smaller"_ than the Tambov uprising and +distinguished from it _"only by the muddled anarchism of its leader."_ [**Op. +Cit.**, p. 58] In fact, the Makhnovist movement was the bigger of the two. As +Michael Malet notes: + +> _ "The differences between them explain why the Makhnovshchina lasted over +four years, the Antonovshchina less than one year. The initial area of the +Makhno movement was larger, and later expanded, whereas the Antonov region was +restricted to the southern half of one province throughout its existence. The +Makhno movement became established earlier, and was well-known before its +break with the soviet regime. A crucial factor was the period of peace between +the Bolsheviks and Makhno during the first half of 1919, something Antonov +never had. It allowed for political and social development as well as military +build-up. It followed from this that Makhno attracted much more support, which +was increased and deepened by the positive ideology of Makhno and the +anarchists who came to help him. This was not a matter of being anti-State and +anti-town -- all the Greens, including Antonov, shared this view in a less +sophisticated form -- but a positive land policy and a realisation of the need +to link up with the towns on a federal basis in the post-revolutionary +society."_ [**Op. Cit.**, p. 155] + +Even in terms of troops, the Makhno movement was larger. The Antonov rebellion +had _"a peak of around 20,000"_ troops. [Read, **Op. Cit.**, p. 268] Makhno, +in comparison, had a peak of about 40,000 in late 1919 [Palij, **Op. Cit.**, +p. 112] (Read states a peak of around 30,000 [**Op. Cit.**, p. 264]). Even by +the end of 1920, a few months into the Tambov rebellion (it started in August +of that year), the Makhnovists still had 10 to 15 thousand troops. [Palij, +**Op. Cit.**, p. 237] + +In summary, the movement which lasted longer, covered a larger area and +involved more troops is classed by Rees as the smaller of the two! Incredible +-- but it does give a flavour of the scholarship involved in his essay. +Perhaps by _"smaller"_ Rees simply meant that Makhno was physically shorter +than Antonov? + +After getting such minor details as size wrong, Rees turns to the actual +history of the movement. He looks at the relations between the Makhnovists and +the Bolsheviks, accurately stating that they _"were chequered."_ However, he +is wrong when he tries to explain what happened by stating they _"reflect[ed] +the fast changing military situation in the Ukraine throughout the civil +war."_ [**Op. Cit.**, p. 58] In fact, as we will prove, the relationships +between the two forces reflected the military situation refracted through the +ideology and needs of Bolshevik power. To ignore the ideological factor in the +Makhnovist-Bolshevik relationships cannot be justified as the military +situation does **not** fully explain what happened. + +The Makhnovists co-operated with the Red Army three times. Only two of these +periods were formal alliances (the first and last). Discussing the first two +pacts, Rees alleges that the Makhnovists broke with the Bolsheviks. The truth +is the opposite -- the Bolsheviks turned on the Makhnovists and betrayed them +in order to consolidate their power. These facts are hardly unknown to Rees as +they are contained in the very books he quotes from as evidence for his +rewritten history. + +The first pact between the Makhnovists and the Red Army ended June 1918. +According to Rees, _"[c]o-operation continued until June 1919 when the +Insurgent Army broke from the Red Army"_ and quotes Michael Palij's book **The +Anarchism of Nestor Makhno** as follows: _"as soon as Makhno left the front he +and his associates began to organise new partisan detachments in the +Bolsheviks' rear, which subsequently attacked strongholds, troops, police, +trains and food collectors."_ [**Op. Cit.**, p. 58] Rees is clearly implying +that Makhno attacked the Bolsheviks, apparently for no reason. The truth is +totally different. It is easy to show this -- all we need to do is look at the +book he uses as evidence. + +Rees quotes Palij on page 177. This page is from chapter 16, which is called +_"The Bolsheviks Break with Makhno."_ As this was not enough of a clue, Palij +presents some necessary background for this Bolshevik break. He notes that +before the break, _"the Bolsheviks renewed their anti-Makhno propaganda. +Trotsky, in particular, led a violent campaign against the Makhno movement."_ +He also mentions that _"[a]t the same time, the supplies of arms and other war +materials to Makhno were stopped, thus weakening the Makhno forces vis-a-vis +the Denikin troops."_ In this context, the Makhnovists Revolutionary Military +Council _"decided to call a fourth congress of peasants, workers, and +partisans"_ for June 15th, 1919, which Trotsky promptly banned, warning the +population that _"participation in the Congress shall be considered an act of +state treason against the Soviet Republic and the front."_ [**Op. Cit.**, p. +175 and p. 176] + +The Bolsheviks had, of course, tried to ban the third congress in April but +had been ignored. This time, they made sure that they were not. Makhno and his +staff were not informed of Trotsky's dictatorial order and learned of it three +days later. On June 9th, Makhno sent a telegram informing the Bolsheviks that +he was leaving his post as leader of the Makhnovists. He _"handed over his +command and left the front with a few of his close associates and a cavalry +detachment"_ while calling upon the partisans to _"remain at the front to hold +off Denikin's forces."_ Trotsky ordered his arrest, but Makhno was warned in +advance and escaped. On June 15-16th, members of Makhno's staff _"were +captured and executed the next day."_ **Now** Palij recounts how _"[a]s soon +as Makhno left the front he and his associates began to organise new partisan +detachments in the Bolsheviks' rear, which subsequently attacked strongholds, +troops, police, trains and food collectors."_ [**Op. Cit.**, p. 177] + +Palij _"subsequently"_ refers to Makhno after Denikin's breakthrough and his +occupation of the Ukraine. _"The oppressive policy of the Denikin regime,"_ he +notes, _"convinced the population that it was as bad as the Bolshevik regime, +and brought a strong reaction that led able young men . . . to leave their +homes and join Makhno and other partisan groups."_ [**Op. Cit.**, p. 190] As +Makhno put it, _"[w]hen the Red Army in south Ukraine began to retreat . . . +as if to straighten the front line, but in reality to evacuate Ukraine . . . +only then did my staff and I decide to act."_ [quoted by Palij, **Op. Cit.**, +p. 190] After trying to fight Denikin's troops, Makhno retreated and called +upon his troops to leave the Red Army and rejoin the fight against Denikin. He +_"sent agents amongst the Red troops"_ to carry out propaganda urging them to +stay and fight Denikin with the Makhnovists, which they did in large numbers. +This propaganda was _"combined with sabotage."_ Between these two events, +Makhno had entered the territory of pogromist warlord Hryhoryiv (which did +**not** contain Red troops as they were in conflict) and assassinated him. +[**Op. Cit.**, p. 191 and p. 173] + +It should also be noted that Palij states that it was the Whites who _"were +the main enemy that Makhno fought, stubbornly and uncompromisingly, from the +end of 1918 to the end of 1919."_ [**Op. Cit.**, p. 177] + +Clearly, Rees's summary leaves a lot to be desired! Rather than Makhno +attacking the Bolsheviks, it was they who broke with him -- as Palij, Rees's +source, makes clear. Indeed, Makhno made no attempt to undermine the Red +Army's campaign against Denikin (after all, that would have placed his troops +and region in danger). Rather, he waited until the Bolsheviks showed that they +would not defend the Ukraine against the Whites before he acted. As such, Rees +misuses his source material and used Palij as evidence for a viewpoint which +is the exact opposite of the one he recounts. The dishonesty is obvious. But, +then again, it is understandable, as Trotsky banning a worker, peasant and +partisan congress would hardly fit into Rees' attempt to portray the +Bolsheviks as democratic socialists overcome by objective circumstances! Given +that the Makhnovists had successfully held three such congresses to discuss +the war against reaction, how could objective circumstances be blamed for the +dictatorial actions of Trotsky and other leading Red Army officers in the +Ukraine? Better not to mention this and instead rewrite history by making +Makhno break with the Bolsheviks and attack them for no reason! + +Rees moves onto the period of co-operation between the insurgents and the +Bolsheviks. His version of what happened is that _"Denikin's advance against +Makhno's territory in autumn 1919 quickly forced a renewal of the treaty with +the Bolsheviks. Makhno harassed Denikin's troops from the rear, making their +advance more difficult."_ [**Op. Cit.**, p. 58] + +A more accurate account of what happened would be that Makhno reorganised his +troops after the Bolsheviks had retreated and evacuated the Ukraine. These +troops included those that had been left in the Red Army in June, who now left +to rejoin him (and brought a few Red Army units along too). After conducting +quick and demoralising raids against Denikin's forces, the Makhnovists were +forced to retreat to the West (followed by White forces). In late September, +near Peregonovka, Makhno inflicted a major defeat against the following Whites +and allowed the Makhnovists to attack across Denikin's supply lines (which +stopped his attack on Moscow thus, ironically, saving the Bolshevik regime). +Makhno's swift attack on the rear of the Whites ensured their defeat. As the +correspondent of **Le Temps** observed: + +> _ "There is no doubt that Denikin's defeat is explained more by the uprising +of the peasants who brandished Makhno's black flag, then by the success of +Trotsky's regular army. The partisan bands of 'Batko' tipped the scales in +favour of the Reds."_ [quoted by Palij, **Op. Cit.**, p. 208] + +Palij argues that it was the _"rapidly changing military situation [which] +soon caused a change in the Bolsheviks' attitude toward Makhno."_ The two +forces meet up on December 24th, 1919. However, _"[a]lthough the Bolsheviks +fraternised with the Makhno troops and the commander even offered co- +operation, they distrusted Makhno, fearing the popularity he had gained as a +result of his successful fight against Denikin."_ [**Op. Cit.**, p. 209] It +should also be stressed that **no** formal treaty was signed. + +Clearly, Rees' summary leaves a lot to be desired! + +This is not the end of it. Rees even attempts to blame the Makhnovists for the +attack of General Wrangel. He argues that _"by the end of 1919 the immediate +White threat was removed. Makhno refused to move his troops to the Polish +front to meet the imminent invasion and hostilities with the Red Army began +again on an even more widespread scale."_ [**Op. Cit.**, p. 58] + +This, needless to say, is a total distortion of the facts. Firstly, it should +be noted that the _"imminent"_ invasion by Poland Rees mentions did not, in +fact, occur until _"the end of April"_ (the 26th, to be precise). The break +with Makhno occurred as a result of an order issued in early January (the 8th, +to be precise). [Michael Palij, **Op. Cit.**, p. 219 and p. 210] Clearly, the +excuse of _"imminent"_ invasion was a cover, as recognised by a source Rees +himself uses, namely Palij's work: + +> _ "The author of the order realised at that time there was no real war +between the Poles and the Bolsheviks at that time and he also knew that Makhno +would not abandon his region .. . . Uborevich [the author] explained that 'an +appropriate reaction by Makhno to this order would give us the chance to have +accurate grounds for our next steps' . . . [He] concluded: 'The order is a +certain political manoeuvre and, at the very least, we expect positive results +from Makhno's realisation of this.'"_ [Palij, **Op. Cit.**, p. 210] + +This is confirmed by Rees' other references. David Footman, whom Rees also +uses for evidence against the Makhnovist movement, notes that while it was +_"true there were military reasons for reinforcing"_ the Polish frontier +(although he also notes the significant fact that the war _"was not to break +out for another four months"_), it was _"admitted on the Soviet side that this +order was primarily 'dictated by the necessity' of liquidating +**Makhnovshchina** as an independent movement. Only when he was far removed +from his home country would it be possible to counteract his influence, and to +split up and integrate his partisans into various Red Army formations."_ He +notes that there were _"other occasions (notably in Siberia) of the Soviet +authorities solving the problem of difficult partisan leaders by sending them +off to fight on distant fronts"_ and, of course, that _"Makhno and his staff . +. . were perfectly aware of the underlying Soviet motives."_ Footman recounts +how the Makhnovist staff sent a _"reasoned reply"_ to the Bolsheviks, that +there _"was no immediate response"_ from them and in _"mid-January the Central +Committee of the Ukrainian Communist Party declared Makhno and his force to be +outside the law, and the Red Army attacked."_ [**The Russian Civil War**, pp. +290-1] + +In other words, according to the sources Rees himself selects, the Bolsheviks +**started** the conflict in order to eliminate opposition to their power! + +Needless to say, the Makhnovists **did** realise the political motivations +behind the order. As Arshinov notes, _"[s]ending the insurrectionary army to +the Polish front meant removing from the Ukraine the main nerve centre of the +revolutionary insurrection. This was precisely what the Bolsheviks wanted: +they would then be absolute masters of the rebellious region, and the +Makhnovists were perfectly aware of this."_ In addition, _"neither the 14th +Corps nor any other unit of the Red Army had any ties with the Makhnovist +army; least of all were they in a position to give orders to the +insurrectionary army."_ Nor does Rees mention that the Makhnovists considered +the move _"physically impossible"_ as _"half the men, the entire staff and the +commander himself were in hospital with typhus."_ [**Op. Cit.**, p. 163] + +Consider what Rees is (distortedly) accounting. The beginning of 1920 was a +time of peace. The Civil War looked like it was over. The White Generals had +been defeated. Now the Bolsheviks turn on their allies after issuing an +ultimatum which they knew would never be obeyed. Under the circumstances, a +stupider decision cannot be easily found! Moreover, the very logic of the +order was a joke. Would be it wise to leave the Ukraine undefended? Of course +not and if Red Army units were to stay to defend the region, why not the +Makhnovists who actually came from the area in question? Why provoke a +conflict when it was possible to transfer Red Army units to the Polish front? +Simply put, Rees presents a distorted picture of what was happening in the +Ukraine at the time simply so he can whitewash the Bolshevik regime and +blacken the Makhnovists. As he himself later notes, the Bolshevik-Makhnovist +conflict gave the White General Wrangel the space required to restart the +Civil War. Thus the Bolshevik decision to attack the Makhnovists helped +prolong the Civil War -- the very factor Rees blames the degeneration of the +Russian Revolution and Bolshevik ideology and practice on! + +It is **now** that Rees presents his evidence of Makhnovist violence against +the Bolsheviks (the Red Army reports and entries from the fake diary of +Makhno's wife). Arguing that the entries from the fake diary _"betray the +nature of the movement in this period,"_ he tries to link them with Makhnovist +theory. _"These actions,"_ he argues, _"were consistent with an earlier +resolution of the Insurgent Army which declared that it was 'the actions of +the Bolshevik regime which cause a real danger to the worker-peasant +revolution."_ [**Op. Cit.**, p. 59] + +Firstly, given a true account of the second break between the Makhnovists and +Bolsheviks, it would be fair to conclude that the resolution was, in fact, +correct! However, such facts are not mentioned by Rees, so the reader is left +in ignorance. + +Secondly, to correct another of Rees' causal mistakes, it should be noted that +this resolution was **not** passed by the Insurgent Army. Rather it was passed +at the Second Regional Congress of Peasants, Workers and Insurgents held at +Hulyai Pole on February 12th, 1919. This congress had 245 delegates, +representing 350 districts and was one of four organised by the Makhnovists. +Unsurprisingly, these regional congresses are not even mentioned by Rees in +his account. This is for obvious reasons -- if the Makhnovists could organise +congresses of workers, peasants and insurgents to discuss the progress of the +revolution, then why could the Bolsheviks not manage it? Equally, to mention +them would also mean mentioning that the Bolsheviks tried to ban one and +succeeded in banning another. + +Thirdly, the tone of the congress was anti-Bolshevik simply because the +Ukraine had had a taste of Bolshevik rule. As Rees himself acknowledges in a +roundabout way, the Bolsheviks had managed to alienate the peasantry by their +agricultural policies. + +Fourthly, the Bolsheviks had engineered the outlawing of the Makhnovists. Thus +the actions of the Makhnovists were **not** _"consistent"_ with the earlier +resolution. They were, in fact, _"consistent"_ with self-defence against a +repressive state which had attacked them first! + +Looking at the congress where the resolution was passed, we find that the list +of _"real dangers"_ was, quite simply, sensible and, in fact, in line with +Leninist rhetoric. The resolution acknowledged the fact that the Bolshevik +party was _"demanding a monopoly of the Revolution."_ As we discussed in +[section 14](append46.html#app14), it was during this period that the +Bolsheviks explicitly started to argue that the "dictatorship of the party" +**was** the "dictatorship of the proletariat." The resolution also stated: + +> _ "With deep regret the Congress must also declare that apart from external +enemies a perhaps even greater danger, arising from its internal shortcomings, +threatens the Revolution of the Russian and Ukrainian peasants and workers. +The Soviet Governments of Russia and of the Ukraine, by their orders and +decrees, are making efforts to deprive local soviets of peasants and workers' +deputies of their freedom and autonomy."_ [quoted by Footman, **Op. Cit.**, p. +267] + +It also stated: + +> _ "the political commissars are watching each step of the local soviets and +dealing ruthlessly with those friends of peasants and workers who act in +defence of peoples' freedom from the agency of the central government . . . +The Bolshevik regime arrested left Socialist Revolutionaries and anarchists, +closing their newspapers, stifling any manifestation of revolutionary +expression."_ + +Delegates also complained that the Bolshevik government had not been elected, +that it was _"imposing upon us its party dictatorship"_ and _"attempting to +introduce its Bolshevik monopoly over the soviets."_ [quoted by Palij, [**Op. +Cit.**, p. 154] + +The resolution noted that the current situation was _"characterised by the +seizure of power by the political party of Communists-Bolsheviks who do not +balk at anything in order to preserve and consolidate their political power by +armed force acting from the centre. The party is conducting a criminal policy +in regard to the social revolution and in regard to the labouring masses."_ To +top it off, point number three read: + +> _ "We protest against the reactionary habits of Bolshevik rulers, +commissars, and agents of the Cheka, who are shooting workers, peasants, and +rebels, inventing all kinds of excuses . . . The Cheka which were supposed to +struggle with counterrevolution . . . have turned in the Bolsheviks' hands +into an instrument for the suppression of the will of the people. They have +grown in some cases into detachments of several hundred armed men with a +variety of arms. We demand that all these forces be dispatched to the front."_ +[quoted by Vladimir N. Brovkin, **Behind the Front Lines of the Civil War**, +pp. 109-10] + +We should also point out that Rees selectively quotes the resolution to +distort its meaning. The resolution, in fact, _"urges the peasants and workers +to watch vigilantly the actions of the Bolshevik regime that cause a real +danger to the worker-peasant revolution."_ [quoted by Palij, **Op. Cit.**, p. +154] We have listed some of the actions of the Bolsheviks that the congress +considered as a _"real danger."_ Considering the truth of these complaints, +only someone blinded by Bolshevik ideology would consider it strange that +worker and peasant delegates should agree to _"watch vigilantly"_ those +actions of the Bolsheviks which were a _"real danger"_ to their revolution! + +Lenin (before taking power, of course) had argued that elections and recall to +soviets were essential to ensure that the workers control the "workers' state" +and that socialism required the elimination of _"special bodies of armed men"_ +by an armed population. To this day, his followers parrot his claims (while, +simultaneously, justifying the exact opposite in Lenin's Russia). Now, is Rees +**really** arguing that the Bolshevik monopoly of power, the creation of a +secret police and the clamping down on working people's freedom were **not** +dangers to the Russian Revolution and should not be watched _"vigilantly"_? If +so, then his conception of revolution includes the strange notion that +dictatorship by a party does not threaten a revolution! Then again, neither +did the Bolsheviks (indeed, they thought calling worker, peasant and partisan +congresses to discuss the development of the revolution as the real danger to +it!). If not, then he cannot fault the regional congress resolution for +pointing out the obvious. As such, Rees' misquoting of the resolution +backfires on him. + +Significantly, Rees fails to mention that during this period (the first half +of 1920), the Bolsheviks _"shot ordinary soldiers as well as their commanders, +destroying their houses, confiscating their properties, and persecuting their +families. Moreover the Bolsheviks conducted mass arrests of innocent peasants +who were suspected of collaborating in some way with the partisans. It is +impossible to determine the casualties involved."_ The hypocrisy is clear. +While Rees presents information (some of it, we stress, from a fake source) on +Makhnovist attacks against the Bolshevik dictatorship, he remains silent on +the Bolshevik tactics, violence and state terrorism. Given that the Bolsheviks +had attacked the Makhnovists, it seems strange that that Rees ignores the +_"merciless methods"_ of the Bolsheviks (to use Palij's phrase) and +concentrates instead on the acts of self-defence forced onto the Makhnovists. +Perhaps this is because it would provide too strong a _"flavour"_ of the +Bolshevik regime? [**Op. Cit.**, pp. 212-3 and p. 213] + +Rees makes great play of the fact that White forces took advantage of the +conflict between the Makhnovists and the Bolsheviks, as would be expected. +However, it seems like an act of ideological faith to blame the victims of +this conflict for it! In his attempts to demonise the Makhnovists, he argues +that _"[i]n fact it was Makhno's actions against the Red Army which made 'a +brief return of the Whites possible.'"_ In defence of his claims, Rees quotes +from W. Bruce Lincoln's **Red Victory**. However, looking at Lincoln's work we +discover that Lincoln is well aware who is to blame for the return of the +Whites. Unsurprisingly, it is **not** the Makhnovists: + +> _ "Once Trotsky's Red Army had crushed Iudenich and Kolchak and driven +Deniken's forces back upon their bases in the Crimea and the Kuban, it turned +upon Makhno's partisan forces with a vengeance . . . [I]n mid-January 1920, +after a typhus epidemic had decimated his forces, a re-established Central +Committee of the Ukrainian Communist Party declared Makhno an outlaw. Yet the +Bolsheviks could not free themselves from Makhno's grasp so easily, and it +became one of the supreme ironies of the Russian Civil War that his attacks +against the rear of the Red Army made it possible for the resurrected White +armies . . . to return briefly to the southern Ukraine in 1920."_ [**Red +Victory**, p. 327] + +Ignoring the fact that Rees does not bother to give the correct quote (a +problem that re-occurs frequently in his essay), it can be seen that he does +paraphrase the last sentence of Lincoln's work correctly. Strange, then, that +he ignores the rest of his account which clearly indicates that the Bolsheviks +_"turned upon"_ the Makhnovists and _"declared Makhno an outlaw."_ Obviously +such trivial facts as the initial Bolshevik attacks against the Makhnovists +are unimportant to understanding what actually happened in this period. +Informing his readers that it was the Bolsheviks' betrayal of the Makhnovists +which provoked the resistance that _"made it possible for . . . the White +armies . . . to return briefly"_ would confuse them with facts and so it goes +unmentioned. + +Lincoln, it must be stressed, concurs with Rees's other main sources (Palij +and Footman) on the fact that the Bolsheviks betrayed the Makhnovists! +Clearly, Rees has rewritten history and distorted **all** of his main +references on the Makhnovist movement. After reading the same fact in three +different sources, you would think that the Bolshevik betrayal of the +Makhnovists which provoked their resistance against them would warrant +**some** mention, but no! In true Stalinist fashion, Rees managed to turn a +Bolshevik betrayal of the Makhnovists into a stick with which to beat them +with! Truly amazing. + +Simply put, if the Bolsheviks had not wanted to impose their rule over the +Ukraine, then the conflict with the Makhnovists need not have taken place and +Wrangel would not have been in a position to invade the Ukraine. Why did the +Bolsheviks act in this way? There was no _"objective factor"_ for this action +and so we must turn to Bolshevik ideology. + +As we proved in [section 14](append46.html#app14), Bolshevik ideology by this +time identified Bolshevik party dictatorship as the only expression of "the +dictatorship of the proletariat." Does Rees **really** believe that such +perspectives had no impact on how the Bolsheviks acted during the Revolution? +The betrayal of the Makhnovists can only be understood in terms of the +_"subjective factor"_ Rees seeks to ignore. If you think, as the Bolsheviks +clearly did, that the dictatorship of the proletariat equalled the +dictatorship of the party (and vice versa) then anything which threatened the +rule of the party had to be destroyed. Whether this was soviet democracy or +the Makhnovists did not matter. The Makhnovist idea of worker and peasant +self-management, like soviet democracy, could not be reconciled with the +Bolshevik ideology. As such, Bolshevik policy explains the betrayals of the +Makhnovists. + +Not satisfied with distorting his source material to present the Makhnovists +as the guilty party in the return of Wrangel, he decides to blame the initial +success of Wrangel on them as well. He quotes Michael Palij as follows: _"As +Wrangel advanced . . . Makhno retreated north . . . leaving behind small +partisan units in the villages and towns to carry out covert destruction of +the Bolshevik administrative apparatus and supply bases."_ [**Op. Cit.**, p. +59] He again sources Palij's work on the _"effective"_ nature of these groups, +stating that White Colonel Noga reported to headquarters that Makhno was +critical to Wrangel's advance. + +As regards the claims that Makhno was _"critical"_ to Wrangel's advance, +Colonal Noga actually states that it was _"peasant uprisings under Makhno and +many other partisan detachments"_ which gave _"the Reds no rest."_ [quoted by +Palij, **Op. Cit.**, p. 214] However, what Rees fails to mention is that Palij +argues that it was the Bolshevik _"policy of terror and exploitation"_ which +had _"turned almost all segments of Ukrainian society against the Bolsheviks, +substantially strengthened the Makhno movement, and consequently facilitated +the advance of the reorganised anti-Bolshevik force of General Wrangel from +the Crimea into South Ukraine, the Makhno region."_ [Palij, **Op. Cit.**, p. +214] Again, Makhno is blamed for the inevitable results of Bolshevik policies +and actions! + +It should also be reported that Noga's comments are dated 25th March 1920, +while Palij's summary of Makhno's activities retreating from Wrangel was about +June 1920 -- 2 months later! As regards this advance by Wrangel, Palij argues +that it was the _"outbreak of the Polish-Bolshevik war at the end of April"_ +which _"benefited Wrangel"_ and _"enabled him to launch an offensive against +the Bolsheviks in Tavriia on June 6th."_ Indeed, it was after a _"series of +battles"_ that Wrangel _"penetrated north, forcing a general Bolshevik +retreat."_ Now, _"[a]s Wrangel advanced deeper into the Left Bank, Makhno +retreated north to the Kharkiv region, leaving behind small partisan units in +the villages and towns to carry on covert destruction of the Bolshevik +administrative apparatus and supply bases."_ [**Op. Cit.**, p. 219] Again, +Rees' account has little bearing to reality or the source material he uses. + +Rees continues to re-write history by arguing that _"Makhno did not fight with +the Reds again until October 1920 when Wrangel advanced on Makhno's base."_ +[**Op. Cit.**, p. 59] In fact, it was the **Makhnovists** who contacted the +Bolsheviks in July and August in 1920 with a view to suspending hostilities +and co-operating in the fight against Wrangel. This decision was made at a +mass assembly of insurgents. Sadly, the Bolsheviks made no response. Only in +September, after Wrangel had occupied many towns, did the Bolsheviks enter +into negotiations. [Arshinov, **Op. Cit.**, pp. 176-7] This is confirmed by +Footman, who states that it is _"agreed that the initiative for joint action +against Wrangel came from the Makhnovists"_ [**Op. Cit.**, p. 294], as well as +by Palij, who notes that _"Makhno was compelled to seek an understanding with +the Bolsheviks"_ but _"no reply was received."_ It was _"Wrangel's success +[which] caused the Bolshevik leaders to reconsider Makhno's earlier +proposal."_ [**Op. Cit.**, pp. 222-3] Obviously indicating that the +Makhnovists placed the struggle against the White counter-revolution above +their own politics would place the Bolsheviks in a bad light, and so Rees +fails to give the details behind the agreement of joint action against +Wrangel. + +As regards this third and final break, Rees states that it was +(_"unsurprisingly"_) a _"treaty of convenience on the part of both sides and +as soon as Wrangel was defeated at the end of the year the Red Army fought +Makhno until he have up the struggle."_ [**Op. Cit.**, p. 59] Which, as far as +it goes, is true. Makhno, however, _"assumed [that] the forthcoming conflict +with the Bolsheviks could be limited to the realm of ideas"_ and that they +_"would not attack his movement immediately."_ [Palij, **Op. Cit.**, p. 231] +He was wrong. Instead the Bolsheviks attacked the Makhnovists without warning +and, unlike the other breaks, without pretext (although leaflets handed out to +the Red Army stated that **Makhno** had _"violat[ed] the agreement"_! [Palij, +**Op. Cit.**, p. 236]). + +It would be a good idea to reproduce the agreement which the Bolsheviks ripped +up. There were two parts, a military and a political one. The military one is +pretty straight forward (although the clause on the Makhnovists refusing to +accept Red Army detachments or deserters suggests that the Makhnovists' +democratic army was seen by many Red Army soldiers as a better alternative to +Trotsky's autocratic structure). The political agreement was as follows: + +> _ "1. Immediate release, and an end to the persecution of all Makhno men and +anarchists in the territories of the Soviet Republics, except those who carry +on armed resistance against Soviet authorities. + +> + +> "2. Makhno men and anarchists were to have complete freedom of expression of +their ideas and principles, by speech and the press, provided that nothing was +expressed that tended to a violent overthrow of Soviet government, and on +condition that military censorship be respected. . . + +> + +> "3. Makhno men and anarchists were to enjoy full rights of participation in +elections to the soviets, including the right to be elected, and free +participation in the organisation of the forthcoming Fifth All-Ukrainian +Congress of Soviets . . ."_ [cited by Palij, **Op. Cit.**, p. 224] + +Needless to say, the Bolsheviks delayed the publication of the political +agreement several until several days after the military one was published -- +_"thus blurring its real meaning."_ [Palij, **Op. Cit.**, p. 225] Clearly, as +it stands, the agreement just gave the Makhnovists and anarchists the rights +they should have had according to the Soviet Constitution! Little wonder the +Bolsheviks ignored it -- they also ignored their own constitution. However, it +is the fourth point of the political agreement which gives the best insight +into the nature of Bolshevism. This last point was never ratified by the +Bolsheviks as it was _"absolutely unacceptable to the dictatorship of the +proletariat."_ [quoted by Palij, **Ibid.**] This clause was: + +> _ "One of the basic principles of the Makhno movement being the struggle for +the self-administration of the toilers, the Partisan Army brings up a fourth +point: in the region of the Makhno movement, the worker and peasant population +is to organise and maintain its own free institutions for economic and +political self-administration; this region is subsequently federated with +Soviet republics by means of agreements freely negotiated with the appropriate +Soviet governmental organ."_ [quoted by Palij, **Op. Cit.**, p. 224] + +Clearly, this idea of worker and peasant self-management, like soviet +democracy, could not be reconciled with the Bolshevik support for party +dictatorship as the expression of _"the dictatorship of the proletariat"_ +which had become a Bolshevik ideological truism by that time. Little wonder +the Bolsheviks failed to ratify the fourth clause and violated the other +agreements. Simply put, a libertarian alternative to Bolshevism would give the +Russian and Ukrainian working masses hope of freedom and make them harder to +control. It is unsurprising that Rees fails to discuss the treaty -- it would, +yet again, undermine his case that the Bolsheviks were forced by objective +circumstances to be dictatorial. + +And, of course, let us not forget the circumstances in which this betrayal +took place. The country was, as Rees reminds us, in a state of economic +disruption and collapse. Indeed, Rees blames the anti-working class and +dictatorial actions and policies of the Bolsheviks on the chaos caused by the +civil war. Yet here are the Bolsheviks prolonging this very Civil War by +turning (yet again!) on their allies. After the defeat of the Whites, the +Bolsheviks preferred to attack the Makhnovists rather than allow them the +freedom they had been fighting for. Resources which could have been used to +aid the economic rebuilding of Russia and the Ukraine were used to attack +their former allies. The talents and energy of the Makhnovists were either +killed or wasted in a pointless conflict. Should we be surprised? After all, +the Bolsheviks had preferred to compound their foes during the Civil War (and, +indirectly, aid the very Whites they were fighting) by betraying their +Makhnovist allies on two previous occasions (once, because the Makhnovists had +dared call a conference of working people to discuss the civil war being +fought in their name). Clearly, Bolshevik politics and ideology played a key +role in all these decisions. They were **not** driven by terrible objective +circumstances (indeed, they made them worse). + +Rees obviously distorted the truth about the first two agreements between the +Makhnovists and the Bolsheviks. He portrayed the Makhnovists as the guilty +party, "breaking" with the Bolsheviks when in fact it was (in both cases) the +Bolsheviks who broke with and betrayed the Makhnovists. That explains why he +fails to present any information on **why** the first break happened and why +he distorts the events of the second. It cannot be said that he was unaware of +these facts -- they are in the very books he himself references! As such, we +have a clear and intended desire to deceive the reader. As regards the third +agreement, while he makes no pretence that the Makhnovists were the guilty +party however, he implies that the Bolsheviks had to act as they did before +the Makhnovists turned on them. Little wonder, then, that he does not provide +the details of the agreement made between the Bolsheviks and Makhnovists \-- +to do so would have been to expose the authoritarianism of the Bolsheviks. +Simply put, Rees'distortions of the source material he uses comes as no +surprise. It undermines his basic argument and so cannot be used in its +original form. Hence the cherry-picking of quotations to support his case. + +After distorting Makhnovist relations with the Bolsheviks, Rees moves on to +distorting the socio-political ideas and practice of the Makhnovists. As would +be expected from his hatchet-job on the military history of the movement, his +account of its social ideas leaves much to be desired. However, both aspects +of his critique have much in common. His account of its theoretical ideas and +its attempts to apply them again abuse the source material in disgraceful +ways. + +For example, Rees states that under the Makhnovists _"[p]apers could be +published, but the Bolshevik and Left Socialist Revolutionary press were not +allowed to call for revolution"_ and references Michael Palij's book. [**Op. +Cit.**, p. 60] Looking at the page in question, we discover a somewhat +different account. According to Palij's work, what the Makhnovists +**actually** _"prohibited"_ was that these parties should _"propagate armed +uprisings against the Makhnovist movement."_ A clear rewriting of the source +material and an indication of how low Leninists will sink. Significantly, +Palij also notes that this _"freedom of speech, press, assembly and +association"_ was implemented _"[i]n contrast to the Bolshevik regime"_ and +its policy of crushing such liberties. [**Op. Cit.** pp. 152-3] Ironically, +the military-political agreement of late 1920 between the Reds and Makhnovists +included a similar clause, banning expression that _"tended to a violent +overthrow of the Soviet government."_ [quoted by Palij, **OP. Cit.**, p. 224] +Which means, to use Rees' distorted terminology, that the Bolsheviks banned +calls for revolution! + +However, this distortion of the source material **does** give us an insight +into the mentality of Leninism. After all, according to Palij, when the +Makhnovists entered a city or town they _"immediately announced to the +population that the army did not intend to exercise political authority."_ The +workers and peasants were to set up soviets _"that would carry out the will +and orders of their constituents"_ as well as _"organis[e] their own self- +defence force against counter-revolution and banditry."_ These political +changes were matched in the economic sphere as well, as the _"holdings of the +landlords, the monasteries and the state, including all livestocks and goods, +were to be transferred to the peasants"_ and _"all factories, plants, mines, +and other means of production were to become property of all the workers under +control of their professional unions."_ [**Op. Cit.**, p. 151] + +In such an environment, a call for _"revolution"_ (or, more correctly, _"armed +uprisings against the Makhno movement"_) could only mean a Bolshevik coup to +install a Bolshevik party dictatorship. As the Makhnovists were clearly +defending working- class and peasant self-government, then a Bolshevik call +for _"armed uprisings"_ against them also meant the end of such free soviets +and their replacement with party dictatorship. Little wonder Rees distorts his +source! Arshinov makes the situation clear: + +> _ "The only restriction that the Makhnovists considered necessary to impose +on the Bolsheviks, the left Socialist Revolutionaries and other statists was a +prohibition on the formation of those 'revolutionary committees' which sought +to impose a dictatorship over the people. In Aleksandrovsk and Ekaterinoslav, +right after the occupation of these cities by the Makhnovists, the Bolsheviks +hastened to organise **Revkoms** (**Revolutionary Committees** ) seeking to +organise their political power and govern the population . . . Makhno advised +them to go and take up some honest trade instead of seeking to impose their +will on the workers . . . In this context the Makhnovists' attitude was +completely justified and consistent. To protect the full freedom of speech, +press, and organisation, they had to take measures against formations which +sought to stifle this freedom, to suppress other organisations, and to impose +their will and dictatorial authority on the workers."_ [**Op. Cit.**, p. 154] + +Little wonder Rees distorts the issues and transforms a policy to defend the +**real** revolution into one which banned a _"call for revolution"_! We should +be grateful that he distorted the Makhnovist message for it allows us to +indicate the dictatorial nature of the regime and politics Rees is defending. + +All of which disproves Rees' assertion that _"the movement never had any real +support from the working class. Neither was it particularly interested in +developing a programme which would appeal to the workers."_ [**Op. Cit.**, p. +59] Now, Rees had obviously read Palij's summary of Makhnovist ideas. Is he +claiming that workers' self-management and the socialisation of the means of +production do not _"appeal"_ to workers? After all, most Leninists pay lip- +service to these ideas. Is Rees arguing that the Bolshevik policies of the +time (namely one-man management and the militarisation of labour) _"appealed"_ +to the workers more than workers' self-management of production? Equally, the +Makhnovists argued that the workers should form their own free soviets which +would _"carry out the will and orders of their constituents."_ [Palij, **Op. +Cit.**, p. 151] Is Rees **really** arguing that the Bolshevik policy of party +dictatorship _"appealed"_ to the workers more than soviet democracy? If so, +then heaven help us if the SWP ever get into power! + +Luckily, as Jonathan Aves' book **Workers Against Lenin** proves, this was not +the case. Working-class resistance to Bolshevik policies was extremely +widespread and was expressed by strikes. It should be noted that the wave of +strikes all across Russia which preceded the Kronstadt revolt also raised the +demand for soviet democracy. The call for _"free soviets"_ was raised by the +Kronstadt revolt itself and during the "mini-Kronstadt" in Katerinoslav in +June 1921 where the demands of the workers _"were very similar in content with +the resolutions of the Kronstadt rebels"_ and telegraph operators sent +_"messages throughout the Soviet Republic calling for 'free soviets.'"_ +[Jonathan Aves, **Workers Against Lenin**, p. 172 and p. 173] + +Clearly, the Makhnovists **did** create a _"programme that would appeal to the +workers."_ However, it is true that the Makhnovists did fail win over more +than a minority of workers. This may have been due to the fact that the +Makhnovists only freed two cities, both for short periods of time. As Paul +Avrich notes, "he found little time to implement his economic programs."_ +[**Anarchist Portraits**, p. 121] Given how Rees bends over backwards to +justify Bolshevik policies in terms of _"objective factors,"_ it is +significant that in his discussion of the Makhnovists such _"objective +factors"_ as time fail to get a mention! + +Thus Rees's attempt to paint the Makhnovists as anti-working class fails. +While this is the core of his dismissal of them as a possible _"libertarian +alternative to the Bolsheviks,"_ the facts do not support his assertions. He +gives the example of Makhno's advice to railway workers in Aleksandrovsk _"who +had not been paid for many weeks"_ that they should _"simply charge passengers +a fair price and so generate their own wages."_ He states that this _"advice +aimed at reproducing the petit-bourgeois patterns of the countryside."_ [**Op. +Cit.**, p. 59] Two points can be raised to this argument. + +Firstly, we should highlight the Bolshevik (and so, presumably, +_"proletarian"_) patterns imposed on the railway workers. Trotsky simply +_"plac[ed] the railwaymen and the personnel of the repair workshops under +martial law"_ and _"summarily ousted"_ the leaders of the railwaymen's trade +union when they objected."_ The Central Administrative Body of Railways +(Tsektran) he created was run by him _"along strictly military and +bureaucratic lines."_ In other words, he applied his ideas on the +_"militarisation of labour"_ in full. [M. Brinton, **The Bolsheviks and +Workers' Control**, p. 67] Compared to the Bolshevik pattern, only an +ideologue could suggest that Makhno's advice (and it was advice, not a decree +imposed from above, as was Trotsky's) can be considered worse. Indeed, by +being based on workers' self-management it was infinitely more socialist than +the militarised Bolshevik state capitalist system. + +Secondly, Rees fails to understand the nature of anarchism. Anarchism argues +that it is up to working class people to organise their own activities. This +meant that, ultimately, it was up to the railway workers **themselves** (in +association with other workers) to organise their own work and industry. +Rather than being imposed by a few leaders, **real** socialism can only come +from below, built by working people, through their own efforts and own class +organisations. Anarchists can suggest ideas and solutions, but ultimately its +up to workers (and peasants) to organise their own affairs. Thus, rather than +being a source of condemnation, Makhno's comments should be considered as +praiseworthy as they were made in a spirit of equality and were based on +encouraging workers' self-management. + +Ultimately, the best reply to Rees is simply the fact that after holding a +_"general conference of the workers of the city"_ at which it was _"proposed +that the workers organise the life of the city and the functioning of the +factories with their own forces and their own organisations"_ based on _"the +principles of self-management,"_ the _"[r]ailroad workers took the first step +in this direction"_ by _"form[ing] a committee charged with organising the +railway network of the region."_ [Arshinov, **Op. Cit.**, p. 149] + +Even more amazing (if that is possible) is Rees' account of the revolution in +the countryside. Rees argues that the _"real basis of Makhno's support was not +his anarchism, but his opposition to grain requisitioning and his +determination not to disturb the peasant economy"_ [**Op. Cit.**, p. 59] and +quotes Palij as follows: + +> _ "Makhno had not put an end to the agricultural inequalities. His aim was +to avoid conflicts with the villages and to maintain a sort of united front of +the entire peasantry."_ [M. Palij, **Op. Cit.**, p. 214] + +However, here is the actual context of the (corrected) quote: + +> _ "Peasants' economic conditions in the region of the Makhno movement were +greatly improved at the expense of the estates of the landlords, the church, +monasteries, and the richest peasants, but Makhno had not put an end to the +agricultural inequalities. His aim was to avoid conflicts within the villages +and to maintain a sort of united front of the entire peasantry."_ [M. Palij, +**Op. Cit.**, p. 214] + +Clearly, Rees has distorted the source material, conveniently missing out the +information that Makhno had most definitely "disturbed"_ the peasant economy +at the expense of the rich! And, we are sure that Rees would have a fit if it +were suggested that the real basis of Bolshevik support was not their +socialism, but their opposition to the war and the Whites! + +Amazingly, Rees also somehow manages to forget to mention the peasant +revolution which had started in 1917 in his attack against Makhno: + +> _ "Makhno and his associates brought socio-political issues into the daily +life of the people, who in turn supported the expropriation of large estates . +. . On the eve of open conflict [in late 1917], Makhno assembled all the +landowners and rich peasants (kulaks) of the area and took from them all +official documents relating to their land, livestock, and equipment. +Subsequently an inventory of this property was taken and reported to the +people at the session of the local soviet, and then at the regional meeting, +It was decided to allow the landlords to share the land, livestock, and tools +equally with the peasants."_ [Palij, **Op. Cit.**, p. 71] + +Obviously, Rees considers the expropriating of the landlords and kulaks as an +act which _"did not disturb the age-old class structure of the countryside"_! + +Let us not forget that the official Makhnovist position was that the +_"holdings of the landlords, the monasteries, and the state, including all +livestock and goods, were to be transferred to the peasants."_ [Palij, **Op. +Cit.**, p. 151] At the second congress of workers, peasants and insurgents +held in February, 1919, it was resolved that _"all land be transferred to the +hands of toiling peasants . . . according to the norm of equal distribution."_ +[quoted by Palij, **Op. Cit.**, p. 155] This meant that every peasant family +had as much land as they could cultivate without the use of hired labour. The +Makhnovists argued with regards to the kulaks: + +> _ "We are sure that . . . the kulak elements of the village will be pushed +to one side by the very course of events. The toiling peasantry will itself +turn effortlessly on the kulaks, first by adopting the kulak's surplus land +for general use, then naturally drawing the kulak elements into the social +organisation."_ [cited by Michael Malet, **Op. Cit.**, pp. 118-9] + +Thus, just to stress the point, the Makhnovists **did** _"disturb"_ the _"age- +old class structure of the countryside."_ + +Clearly, Rees is simply taking nonsense. When he states that Makhnovist land +policies _"did not disturb the age-old class structure of the countryside,"_ +he is simply showing his utter and total disregard for the truth. As the +Bolsheviks themselves found out, no mass movement could possibly exist among +the peasants without having a positive and levelling land policy. The +Makhnovists were no exception. + +Rees then states that _"[i]n 1919 the local Bolshevik authorities made +mistakes which played into Makhno's hands."_ Unsurprisingly enough, he argues +that this was because they _"tried to carry through the socialisation of the +land, rather than handing it over to the peasants."_ [**Op. Cit.**, p. 60] In +fact, the Bolsheviks did **not** try to implement the _"socialisation"_ of +land. Rather, they tried to **nationalise** the land and place it under state +control -- a radically different concept. Indeed, it was the Makhnovists who +argued that the _"land, the factories, the workshops, the mines, the railroads +and the other wealth of the people must belong to the working people +themselves, to those who work in them, that is to say, they must be +socialised."_ [contained in Arshinov, **Op. Cit.**, p. 273] The Bolsheviks, in +contrast, initially _"decreed that all lands formerly belonging to the +landlords should be expropriated and transformed into state farms."_ [Palij, +**Op. Cit.**, p. 156] The peasants quite rightly thought that this just +replaced one set of landlords with another, stealing the land which rightfully +belonged to them. + +After distorting the source material by selective quoting, Rees does it again +when he argues that _"by the spring of 1920 they [the Bolsheviks] had reversed +the policy towards the peasants and instituted Committees of Poor Peasants, +these 'hurt Makhno . . . his heart hardened and he sometimes ordered +executions.' This policy helped the Bolshevik ascendancy."_ [**Op. Cit.**, p. +60] + +Rees quotes Palij as evidence. To refute his argument we need simply quote the +same pages: + +> _ "Although they [the Bolsheviks] modified their agricultural policy by +introducing on February 5, 1920, a new land law, distributing the former +landlords', state and church lands among the peasants, they did not succeed in +placating them because of the requisitions, which the peasants considered +outright robbery . . . Subsequently the Bolsheviks decided to introduce class +warfare into the villages. A decree was issued on May 19, 1920, establishing +'Committees of the Poor' . . . Authority in the villages was delegated to the +committees, which assisted the Bolsheviks in seizing the surplus grain . . . +The establishment of Committees of the Poor was painful to Makhno because they +became not only part of the Bolshevik administrative apparatus the peasants +opposed, but also informers helping the Bolshevik secret police in its +persecution of the partisans, their families and supporters, even to the +extent of hunting down and executing wounded partisans . . . Consequently, +Makhno's 'heart hardened and he sometimes ordered executions where some +generosity would have bestowed more credit upon him and his movement. That the +Bolsheviks preceded him with the bad example was no excuse. For he claimed to +be fighting for a better cause.' Although the committees in time gave the +Bolsheviks a hold on every village, their abuse of power disorganised and +slowed down agricultural life . . . This policy of terror and exploitation +turned almost all segments of Ukrainian society against the Bolsheviks, +substantially strengthened the Makhno movement, and consequently facilitated +the advance of the reorganised anti-Bolshevik force of General Wrangel from +the Crimea into South Ukraine, the Makhno region."_ [M. Palij, **Op. Cit.**, +pp. 213-4] + +Amazing what a _". . ."_ can hide, is it not! Rees turns an account which +clearly shows the Bolshevik policy was based on informers, secret police and +the murder of rebels as well as being a total disaster into a victory. +Moreover, he also transforms it so that the victims are portrayed as the +villains. Words cannot do this re-writing of history justice. Yes, indeed, an +organisation of informers to the secret police in every village can aid the +_"ascendancy"_ of a one-party dictatorship (aided, of course, by overwhelming +military force), but it cannot aid the ascendancy of freedom, equality and +socialism. + +Given the actual record of the Bolsheviks' attempts to break up what they +considered the _"age-old class structure"_ of the villages with the +_"Committees of the Poor,"_ it is clear why Rees distorts his source. + +It does seem ironic that Rees attacks the Makhnovists for not pursuing +Bolshevik peasant policies. Considering the absolute **failure** of those +policies, the fact that Makhno did not follow them is hardly cause for +condemnation! Indeed, given the numerous anti-Bolshevik uprisings and large- +scale state repression they provoked, attacking the Makhnovists for not +pursuing such insane policies is equally insane. After all, who, in the middle +of a Civil War, makes matters worse for themselves by creating more enemies? +Only the insane -- or the Bolsheviks! + +That Makhnovist land policy was correct and the Bolshevik one wrong can be +seen from the fact that the latter changed their policies and brought them +into line with the Makhnovist ones. As Palij notes, the Bolsheviks _"modified +their agricultural policy by introducing on February 5, 1920, a new land law, +distributing the formers landlords', state, and church lands among the +peasants."_ This, of course, was a vindication of Makhnovist policy (which +dated from 1917!). Makhno _"initiated the peasants' movement, confiscating and +distributing landlords' land and goods"_ (and, unlike the Bolsheviks, +_"encouraging the workers to take over factories and workshops"_). As regards +the Bolsheviks attempts to break up what they considered the _"age- old class +structure"_ of the villages with the _"Committees of the Poor,"_ it was, as +noted above, a complete disaster and counter-productive. [**Op. Cit.**, p. 213 +and p. 250] All in all, the Makhnovist policies were clearly the most +successful as regards the peasantry. They broke up the class system in the +countryside by expropriating the ruling class and did not create new conflicts +by artificially imposing themselves onto the villages. + +Lastly, we must also wonder just how sensible it is to _"disturb"_ the economy +that produces the food you eat. Given that Rees, in part, blames Bolshevik +tyranny on the disruption of the economy, it seems incredible that he faults +Makhno for not adding to the chaos by failing to _"disrupt the peasant +economy"_! However, why let logic get in the way of a good rant! + +As well as ignoring the wealth of information on Makhnovist land policy, Rees +turns to their attempts to form free agrarian communes. He argues that +Makhno's attempts _"to go beyond the traditional peasant economy were doomed"_ +and quotes Makhno's memoirs which state _"the mass of the people did not go +over"_ to his peasant communes, which only involved a few hundred families. +[**Op. Cit.**, p. 59] + +Looking at Makhno's memoirs a somewhat different picture appears. Firstly, +Makhno states that there were _"four such agricultural communes within a +three- or four-mile radius of Hulyai-Pole,"_ but in the whole district _"there +were many"_ in 1918 (the period being discussed in his memoirs). Makhno +recounts how each _"commune consisted of ten families of peasants and workers, +totalling a hundred, two hundred or three hundred members"_ and the +_"management of each commune was conducted by a general meeting of all its +members."_ He does state that _"the mass of people did not go over to it"_ +but, significantly, he argues that this was because of _"the advance of the +German and Austrian armies, their own lack of organisation, and their +inability to defend this order against the new 'revolutionary' and counter- +revolutionary authorities. For this reason the toiling population of the +district limited their real revolutionary activity to supporting in every way +those bold spirits among them who had settled on the old estates [of the +landlords] and organised their personal and economic life on free communal +lines."_ [quoted by Paul Avrich, **The Anarchists in the Russian Revolution**, +pp. 130-2] + +Of course, failing to mention the time period Makhno was recounting does +distort the success of the communes. The Bolsheviks were evacuating the +Ukraine as part of their treaty with German and Austrian Imperialism when the +communes were being set up. This left them in a dangerous position, needless +to say. By July, 1918, the area was occupied by Austrian troops and it was +early 1919 before the situation was stable enough to allow their +reintroduction. One commune was named _"Rosa Luxemburg"_ (after the Marxist +revolutionary martyr) and was mostly destroyed by the Bolsheviks in June 1919 +and completely destroyed by the Whites a few days later. In such +circumstances, can it be surprising that only a minority of peasants got +involved in them? Rather than praise the Makhnovists for positive social +experimentation in difficult circumstances, Rees shows his ignorance of the +objective conditions facing the revolution. Perhaps if the peasants did not +have to worry about the Bolsheviks as well as the Whites, they would have had +more members? + +All in all, Rees account of Makhnovist ideas on the peasant economy are, to +put it mildly, incorrect. They paint a radically different picture of the +reality of both Makhnovist ideas and practice as regards the peasantry. +Ironically, the soundness of Makhnovist policy in this area can be seen from +the fact that the Bolsheviks changed their land policy to bring it into line +with it. Not, of course, that you would know that from Rees' account. Nor +would you know what the facts of the Bolsheviks' land policy were either. +Indeed, Rees uses Michael Palij's book to create a picture of events which is +the exact opposite of that contained in it! Very impressive! + +Intent on driving the final nail into the coffin, he tries to apply "class +analysis" to the Makhnovists. Rees actually states that _"given this social +base [i.e the Makhnovists' peasant base] . . . much of Makhno's libertarianism +amounted to little more than paper decrees."_ [**Op. Cit.**, p. 60] + +Ironically enough, the list of _"paper decrees"_ Rees presents (when not false +or distorted) are also failings associated with the Bolsheviks (and taken to +even more extreme measures by the Bolsheviks)! As such, his lambasting of the +Makhnovists seems deeply hypocritical. Moreover, his attempt to ground the few +deviations that exist between Makhnovist practice and Makhnovist theory in the +peasant base of the army seems an abuse of class analysis. After all, these +deviations were also shared by the Bolsheviks. As such, how can Rees justify +the Bolshevik deviations from socialist theory in terms of _"objective +factors"_ yet blame Makhnovist ones on their _"social base"_? Do _"objective +factors"_ only afflict Leninists? + +Take for example his first _"paper"_ decree, namely the election of +commanders. He states that _"in practice the most senior commanders were +appointed by Makhno."_ In other words, the Makhnovists applied this principle +extensively but not completely. The Bolsheviks abolished it by decree (and did +not blame it on _"exceptional circumstances"_ nor consider it as a +_"retreat"_, as Rees asserts). Now, if Rees' "class analysis" of the +limitations of the Makhnovists were true, does this mean that an army of a +regime with a proletarian base (as he considers the Bolshevik regime) cannot +have elected commanders? This is the logical conclusion of his argument. + +Equally, his attempt to _"give a flavour of the movement"_ by quoting one of +the resolutions adopted by a mass meeting of partisans also backfires (namely, +_"to obey the orders of the commanders if the commanders are sober enough to +give them"_). Firstly, it should be noted that this was, originally, from a +Red Army source. Secondly, drunkenness was a big problem during the civil war +(as in any war). It was one of the easiest ways of forgetting reality at a +time when life was often unpleasant and sometimes short. As such, the +_"objective factor"_ of civil war explains this resolution rather than the +social base of the movement! Thirdly, Rees himself quotes a Central Committee +member's comment to the Eighth Party Congress that there were so many +_"horrifying facts about drunkenness, debauchery, corruption, robbery and +irresponsible behaviour of many party members that one's hair stands on end."_ +[**Op. Cit.**, p. 66] The Eighth Congress was in 1919. Does this comment give +a _"flavour"_ of the Bolshevik regime under Lenin? Obviously not, as Rees +defends it and blames this list of horrors on the objective factors facing the +Bolsheviks. Why does the drunkenness of the Makhnovists come from their +_"social base"_ while that of the Bolsheviks from _"objective factors"_? +Simply put, Rees is insulting the intelligence of his readers. + +The Makhnovist resolution was passed by a mass assembly of partisans, +suggesting a fundamentally democratic organisation. Rees argues that the civil +war resulted in the Bolshevik vices becoming institutionalised in the power of +the bureaucracy. However, as can be seen, the Makhnovists practised democracy +during the civil war, suggesting that the objective factors Rees tries to +blame for the Bolshevik vices simply cannot explain everything. As such, his +own example (yet again) backfires on his argument. + +Rees claims that _"Makhno held elections, but no parties were allowed to +participate in them."_ [**Op. Cit.**, p. 60] This is probably derived from +Palij's comment that the free soviets would _"carry out the will and orders of +their constituents"_ and _"[o]nly working people, not representatives of +political parties, might join the soviets."_ [**Op. Cit.**, p. 151] This, in +turn, derives from a Makhnovist proclamation from January 1920 which stated: + +> _ "Only labourers who are contributing work necessary to the social economy +should participate in the soviets. Representatives of political organisations +have no place in worker-peasant soviets, since their participation in a +workers' soviet will transform the latter into deputies of the party and can +lead to the downfall of the soviet system."_ [contained in Peter Arshinov's +**History of the Makhnovist Movement**, p. 266] + +Rees' comments indicate that he is not familiar with the make-up of the +Russian Soviets of 1917. Unlike the soviets from the 1905 revolution, those in +1917 allowed _"various parties and other organisations to acquire voting +representation in the soviet executive committees."_ Indeed, this was _"often +how high party leaders became voting delegates to"_ such bodies. It should +_"be underlined that these party delegates were selected by the leadership of +each political organisation, and not by the soviet assembly itself. In other +words, these executive committee members were not directly elected by the +representatives of the producers"_ (never mind by the producers themselves). +[Samuel Farber, **Before Stalinism**, p. 31] + +In addition, Russian Anarchists had often attacked the use of _"party lists"_ +in soviet elections, which turned the soviets from working-class organs into +talking-shops. [Paul Avrich, **The Russian Anarchists**, p. 190] This use of +party lists meant that soviet delegates could be anyone. For example, the +leading left-wing Menshevik Martov recounts that in early 1920 a chemical +factory _"put up Lenin against me as a candidate [to the Moscow soviet]. I +received seventy-six votes he-eight (in an open vote)."_ [quoted by Israel +Getzler, **Martov**, p. 202] How would either of these two intellectuals +actually know and reflect the concerns and interests of the workers they would +be "delegates" of? If the soviets were meant to be the delegates of working +people, then why should non-working class members of political parties be +elected to a soviet? + +Given that the people elected to the free soviets would be **delegates** and +**not** representatives, this would mean that they would reflect the wishes of +their workmates rather than the decisions of the party's central committee. As +such, if a worker who was a member of a political party could convince their +workmates of their ideas, the delegate would reflect the decisions of the mass +assembly. As such, the input of political parties would not be undermined in +any way (although their domination would be!). + +As such, the Makhnovist ideas on soviets did not, in fact, mean that workers +and peasants could **not** elect or send delegates who were members of +political parties. They had no problems as such with delegates who happened to +be working- class party members. They did have problems with delegates +representing only political parties, delegates who were not workers and +soviets being mere ciphers covering party rule. + +That this was the case can be seen from a few facts. Firstly, the February +1919 congress resolution _"was written by the anarchists, left Socialist +Revolutionaries, and the chairman."_ [Palij, **Op. Cit.**, p. 155] Similarly, +the Makhnovist Revolutionary Military Soviet created at the Aleksandrovsk +congress in late 1919 had three Communists elected to it. There were 18 +delegates from workers at that congress, six were Mensheviks and the remaining +12 included Communists [Malet, **Op. Cit.**, p. 111, p. 124] Clearly, members +of political parties were elected to both the congresses and the Revolutionary +Military Soviet. As such, the idea that free soviets excluded members of +political parties is false -- they simply were not dominated by them (for +example, having executives made up of members of a single party or delegating +their power to a government as per the national soviet in Russia). This could, +of course, change. In the words of the Makhnovist reply to Bolshevik attempts +to ban one of their congresses: + +> _ "The Revolutionary Military Council . . . holds itself above the pressure +and influence of all parties and only recognises the people who elected it. +Its duty is to accomplish what the people have instructed it to do, and to +create no obstacles to any left socialist party in the propagation of ideas. +Consequently, if one day the Bolshevik idea succeeds among the workers, the +Revolutionary Military Council . . . will necessarily be replaced by another +organisation, 'more revolutionary' and more Bolshevik."_ [quoted by Arshinov, +**Op. Cit.**, pp. 103-4] + +As such, the Makhnovists supported the right of working- class self- +determination, as expressed by one delegate to Hulyai Pole conference in +February 1919: + +> _ "No party has a right to usurp governmental power into its hands . . . We +want life, all problems, to be decided locally, not by order from any +authority above; and all peasants and workers should decide their own fate, +while those elected should only carry out the toilers' wish."_ [quoted by +Palij, **Op. Cit.**, p. 154] + +Thus, Rees fails to present an accurate account of Makhnovist theory and +practice as regards _"free soviets."_ Rather than oppose party participation +within their soviets and congresses, the Makhnovists opposed the domination of +soviets and congresses by political parties, a radically different concept. +Like the Kronstadt rebels, they argued for all power to the soviets and not to +parties. + +Lastly, Rees attacks the Makhnovists for having two security forces, the +Cheka-like **razvedka** and the Punitive Commission. How this is an expression +of the Makhnovist _"social base"_ is hard to explain, as both the Bolsheviks +and Whites also had their security forces and counter-intelligence agencies. + +While Rees quotes Footman's statement that _"we can safely assume [!] these +services were responsible for frequent injustices and atrocities,"_ he fails +to mention that Footman does not provide any examples (hence his comment that +we can _"assume"_ they occurred!). Footman himself notes that _"[o]f the +Makhnovite security services . . . we know very little."_ [David Footman, +**Op. Cit.**, p. 288] Rees himself only lists one, namely the summary shooting +of a Bolshevik cell discovered in the Army. Given the bloody record of the +Bolshevik Cheka (which, again, Rees defends as necessary to defend against the +Whites!), this suggests that the crimes of the Makhnovist counter-intelligence +pale in comparison. + +Rees also quotes the historian Chamberlin that _"Makhno's private Cheka . . . +quickly disposed of anyone who was suspected of plotting against his life."_ +[**Op. Cit.**, 60] Strangely enough, Rees fails to mention the Bolshevik +attempts to assassinate Makhno, including the one in the latter part of May +1919 when, it should be noted, the Makhnovists and Bolsheviks were meant to be +in alliance. Nor does he mention that the Cheka _"would hunt out and hang all +active Makhnovites."_ [David Footman, **Civil War in Russia**, p. 271 and p. +293] + +As regards the last conflict with the Red Army, it should be noted that while +_"generalised accusations of Makhnovist atrocities are common"_ the facts are +it was _"the Makhnovists who stood to gain by liberating prisoners, the +Bolsheviks by shooting them."_ This was because _"the Red Army soldiers had +been conscripted from elsewhere to do work they neither liked nor understood"_ +and the _"insurgents had their own homes to defend."_ [Malet, **Op. Cit.**, p. +130] Thus, while Rees quotes Footman's opinion that _"Makhno's later campaigns +[were] among the most bloody and vindictive,"_ these facts suggest that we +**cannot** _"safely assume that these [security] services were responsible for +frequent injustices and atrocities."_ Clearly, if the Makhnovists were +releasing Red Army prisoners (and many of whom were joining Makhno), the +picture of an atrocity inflicting army can hardly be a valid picture. + +And it should be stressed that Bolshevik terror and violence against the +Makhnovists is strangely absent from Rees's account. + +Rees presents just **one** concrete example of Makhnovist _"Cheka-like"_ +violence, namely, the execution of a Bolshevik cell in December, 1919. It +should be noted that the Bolsheviks had been explicitly arguing for Party +dictatorship for some time by then. The reason why the Bolsheviks had been +_"denied an open trial"_ was because they had already been shot. +Unfortunately, Makhno gave two contradictory reasons why the Bolsheviks had +been killed. This led to the Makhnovist Revolutionary Military Soviet setting +up a commission of three to investigate the issue. Perhaps unsurprisingly, the +commission exonerated Makhno although Voline, out of the members, seemed to +have been genuinely embarrassed by the affair. [Malet, **Op. Cit.**, pp. 51-2] +Needless to say, Rees fails to comment on the Bolshevik summary killing of +Makhnovist staff in June 1919 or, indeed, any other summary executions +conducted by the Bolsheviks against the Makhnovists (including the shooting of +prisoners). + +Given the summary justice handed out by the Bolshevik Cheka, it seems strange +that Rees dismisses the Makhnovist movement on assumptions and one event, yet +he does. Obviously, the large-scale and continuous Bolshevik killings of +political enemies (including Makhnovists) is irrelevant compared to this one +event. + +All in all, Rees' attempts to blame the few deviations the Makhnovists had +from anarchist theory on the _"social base"_ of the movement are a joke. While +justifying the far more extreme deviations of Bolshevik theory and practice in +terms of _"objective factors,"_ he refuses to consider this possibility for +the Makhnovists. The hypocrisy is clear, if not unexpected. + +One last point. Taking Rees' "class analysis" of the Makhnovists seriously, +the logical conclusion of his argument is clear. For Rees, a movement which +compromises slightly with its principles in the face of extreme _"objective +factors"_ is _"petty bourgeois."_ However, a movement which compromises +totally (indeed introduces and justifies the exact opposite of its original +claims) in face of the same _"objective factors"_ is _"proletarian."_ As such, +his pathetic attempt at "class analysis" of the Makhnovists simply shows up +the dictatorial nature of the Bolsheviks. If trying to live up to +libertarian/democratic ideals but not totally succeeding signifies being _ +"petty-bourgeois"_ while dismissing those ideals totally in favour of top- +down, autocratic hierarchies is _"proletarian"_ then sane people would happily +be labelled _"petty-bourgeois"_! + +And Rees states that _"[n]either Makhno's social programme nor his political +regime could provide an alternative to the Bolsheviks"_! [**Op. Cit.**, p. 60] +Little wonder he distorts that social programme and political regime -- an +honest account of both would see that Rees is wrong. The Makhnovist movement +clearly shows that not only did Bolshevik policies have a decisive impact on +the development of the Russian Revolution, there was a clear alternative to +Bolshevik authoritarianism and party dictatorship. + +In summary, Rees' attack on the Makhnovists fails. It can be faulted on both +factual and logical grounds. His article is so riddled with errors, selective +quoting and downright lies that it is factually unreliable. Similarly, his +attempt to attack the Makhnovist political theory and practice is equally +factually incorrect. His attempt to explain the deviations of Makhnovist +practice from its theory in terms of the _"social base"_ is simply an insult +to the intelligence of the reader and an abuse of class analysis. + +A far more compelling analysis would recognise that the Makhnovists were not a +perfect social movement but that the deviations of its practice from its +theory can be explained by the objective factors it faced. Equally, the +example of the Makhnovists shows the weakness of Rees' main argument, namely +that the objective factors that Bolshevism faced can solely explain its +authoritarian politics. That the Makhnovists, facing the same objective +factors, did not act in the same manner as the Bolsheviks shows that Bolshevik +ideology played a key role in the failure of the revolution. This explains +Rees' clumsy attempts to rewrite the history and theory of the Makhnovshchina. + +## 16 What lessons can be learned from the Makhnovists? + +The Makhnovist movement was one of the most important events of the Russian +Revolution. It was a mass movement of working people who tried and succeeded +to implement libertarian ideas in extremely difficult circumstances. + +As such, the most important lesson gained from the experience of the Makhno +movement is simply that _"objective factors"_ cannot and do not explain the +degeneration of the Russian Revolution or Bolshevik authoritarianism. Here was +a movement which faced the same terrible circumstances as the Bolsheviks faced +(White counter-revolution, economic disruption, and so on) and yet did not act +in the same manner as the Bolsheviks. Where the Bolsheviks completely +abolished army democracy, the Makhnovists extensively applied it. Where the +Bolsheviks implemented party dictatorship **over** the soviets, the +Makhnovists encouraged and practised soviet self-management. While the +Bolsheviks eliminated freedom of speech, press, assembly, the Makhnovists +defended and implemented them. The list is endless (see [section +14](append46.html#app14)). + +This means that one of the key defences of the Bolshevik Myth, namely that the +Bolsheviks had no choice but to act as they did due to _"objective factors"_ +or _"circumstances"_ is totally undermined. As such, it points to the obvious +conclusion: Bolshevik ideology influenced the practice of the party, as did +their position within the _"workers' state,"_ and so influenced the outcome of +the Revolution. This means that to play down Bolshevik ideology or practice in +favour of _"objective factors"_, one fails to understand that the actions and +ideas generated during the revolution were not "objectively" determined but +were **themselves** important and sometimes decisive factors in the outcome. + +Take, for example, the Bolshevik decision to betray the Makhnovists in 1920. +Neither betrayal was "objectively determined" before- hand. However, it did +make perfect sense from a perspective which equated the revolution with the +_"dictatorship of the party."_ That the first betrayal undoubtedly extended +the length of the Civil War by allowing the Whites the space to reorganise +under Wrangel also had its impact on Bolshevik theory and practice as well as +the _"objective factors"_ it had to face. + +As such, the Makhnovists give a counter-example to the common pro-Bolshevik +argument that the horrors of the Civil War were responsible for the +degeneration of the Bolshevik Party and the revolution. In the words of one +historian: + +> _ "[The] Insurgent Army . . . was organised on a voluntary basis and +respected the principle of election of commanders and staff. The regulations +governing conduct were drawn up by commissions of soldiers and approved by +general meetings of the units concerned. In other words, it embodied the +principles of the soldiers' movement of 1917, principles rejected by the +Bolsheviks when they set up the Red Army, supposedly because of their harmful +effects on fighting efficiency, a characteristic of them discovered by the +Bolsheviks only after they had come to power on the basis of promoting them. +But the Insurgent Army, given its size and equipment, was very effective. Some +have even credited it with greater responsibility than the Red Army for the +defeat of Denikin. It took enormous efforts by the Bolsheviks, including the +arrest or shooting of thousands of people, in order to pacify the region . . . +even after the Insurgent Army was militarily broken, it took six months to mop +up the remnants. . . Within its area of operations, which consisted of only +two to three per cent of the total population of European Russia, the +Insurgent Army was undoubtedly highly effective. While one can never know how +history might have turned out had things been different, the Insurgent Army +gives plenty of grounds for thinking that a people's revolutionary war of the +kind it represented might have been at least as effective on a national scale +with nationwide resources at its disposal as Trotsky and the Red Army's +ruthless centralisation. It would not, however, have been compatible with the +imposition from above of the Bolshevik leadership's vision of revolution. When +the Insurgent Army drove the enemy out of an area they encouraged the local +population to solve their own problems. Where the Red Army took over, the +Cheka quickly followed. The Bolsheviks themselves were energetically snuffing +out the ideals of 1917. + +> + +> "Given such considerations it may be, though it cannot be logically proven +one way or the other, that the Bolsheviks' deeply rooted authoritarianism +rather than the civil war itself led to the construction of a highly +centralised system that aimed at 'complete control' over political and many +other aspects of social life. It could even be argued, though it is equally +unprovable, that the tendency to authoritarianism, far from ensuring victory, +nearly led to catastrophe. For one thing, it helped alienate many workers who +felt cheated by the outcome of the revolution, and support for the regime was +. . . far from even in this core group . . . [It] may, indeed, have been +becoming more alienated as a result of Bolshevik measures depriving it of the +means of expression of its growing catalogue of grievances. . . Far from being +'necessary' or even functional, the Bolshevik leadership's obsession with +externally imposed discipline and authority might even have made the task of +victory in the war more difficult and more costly. If the counter-example of +Makhno is anything to go by then it certainly did."_ [Christopher Read, **From +Tsar to Soviets**, pp. 264-5] + +As such, another key lesson to be learned from the Makhno movement is the +importance of practising during a revolution the ideas you preach before it. +Means and ends are linked, with the means shaping the ends and the ends +inspiring the means. As such, if you argue for working-class power and +freedom, you cannot dump these aims during a revolution without ensuring that +they are never applied after it. As the Makhnovist movement showed, even the +most difficult situations need not hinder the application of revolutionary +ideas. + +The importance of encouraging working-class autonomy also shines through the +Makhnovist experience. The problems facing a social revolution are many, as +are the problems involved in constructing a new society. The solutions to +these problems cannot be found without the active and full participation of +the working class. As the Makhnovist congresses and soviets show, free debate +and meaningful meetings are the only means, firstly, to ensure that working- +class people are _"the masters of their own lives,"_ that _"they themselves +are making the revolution,"_ that they _"have gained freedom."_ _"Take that +faith away,"_ stressed Alexander Berkman, _"deprive the people of power by +setting up some authority over them, be it a political party or military +organisation, and you have dealt a fatal blow to the revolution. You will have +robbed it of its main source of strength, the masses."_ [**ABC of Anarchism**, +p. 82] + +Secondly, it allows the participation of all in solving the problems of the +revolution and of constructing the new society. Without this input, **real** +socialism cannot be created and, at best, some form of oppressive state +capitalist regime would be created (as Bolshevism shows). A new society needs +the freedom of experimentation, to adapt freely to the problems it faces, to +adjust to the needs and hopes of those making it. Without working-class +freedom and autonomy, public life becomes impoverished, miserable and rigid as +the affairs of all are handed over to a few leaders at the top of a social +hierarchy, who cannot possibility understand, let alone solve, the problems +affecting society. Freedom allows the working class to take an active part in +the revolution. Restricting working-class freedom means the bureaucratisation +of the revolution as a few party leaders cannot hope to direct and rule the +lives of millions without a strong state apparatus. Simply put, the +emancipation of the working class is the task of the working class itself. +Either working class people create socialism (and that needs workers' autonomy +and freedom as its basis), or some clique will and the result will not be a +socialist society. + +As the experience of the Makhnovist movement shows, working- class freedom can +be applied during a revolution and when it is faced with the danger of +counter-revolution. + +Another key lesson from the Makhnovist movement is that of the need for +effective anarchist organisation. The Makhnovists did not become anarchist- +influenced by chance. The hard effort by the local anarchists in Hulyai Pole +before and during 1917 paid off in terms of political influence afterwards. +Therefore, anarchists need to take a leading role in the struggles of working +people (as we indicated in [section I.8.2](secI8.html#seci82), this was how +the Spanish anarchists gained influence as well). As Voline noted, one of the +advantages the Makhnovist movement had was _"the activity of . . . libertarian +elements in the region . . . [and the] rapidity with which the peasant masses +and the insurgents, despite unfavourable circumstances, became acquainted with +libertarian ideas and sought to apply them."_ [**Op. Cit.**, p. 570] + +Arshinov expands on this issue in a chapter of his history (_"The +Makhnovshchina and Anarchism"_), arguing that many Russian anarchists +_"suffered from the disease of disorganisation,"_ which led to _"impoverished +ideas and futile practice."_ Moreover, most did not join the Makhnovist +movement, _"remained in their circles and **slept through** a mass movement of +paramount importance."_ [**Op. Cit.**, p. 244 and p. 242] + +Indeed, it was only in May 1919 that the _"Nabat"_ Ukrainian anarchist +confederation was organised. This federation worked closely with the +Makhnovists and gained influence in the villages, towns and cities within and +around the Makhnovist region. In such circumstances, the anarchists were at a +disadvantage compared to the Bolsheviks, Mensheviks and Socialist- +Revolutionaries, who had been organised far longer and so had more influence +within the urban workers. + +While many anarchists did participate effectively and organisationally within +many areas of Russia and the Ukraine (gaining influence in Moscow and +Petrograd, for example), they were much weaker than the Bolsheviks. This meant +that the Bolshevik idea of revolution gained influence (by, it should be +noted, appropriating anarchist slogans and tactics). Once in power, the +Bolsheviks turned against their rivals, using state repression to effectively +destroy the anarchist movement in Russia in April 1918 (see [section +24](append41.html#app24) of the appendix ["What happened during the Russian +Revolution?"](append41.html) for details). This, incidentally, led to many +anarchists coming to the Ukraine to escape repression and many joined the +Makhnovists. As Arshinov notes, the Bolsheviks _"knew perfectly well that . . +. anarchism in Russia, lacking any contact with a mass movement as important +as the Makhnovshchina, did not have a base and could not threaten nor endanger +them."_ [**Op. Cit.**, p. 248] Waiting till **after** a revolution starts to +build such a base is a dangerous tactic, as the experience of the Russian +anarchists shows. As the experience of the Moscow anarchists active in the +bakers' union shows, organised working-class support can be an effective +deterrent to state repression (the Moscow bakers' union continued to have +anarchists active in it until 1921). + +It should be noted that this lesson was recognised by the main anarchists +associated with the Makhnovists. In exile, Voline argued for the need to build +a _"synthesis"_ anarchist federation (see [section J.3.2](secJ3.html#secj32)) +while Arshinov and Makhno both associated themselves with the Platform (see +[section J.3.3](secJ3.html#secj33)). + +Another key lesson is the need to combine rural and urban organisation. As +Voline argued, the _"absence of a vigorous organised workers' movement which +could support that of the peasant insurgents"_ was a major disadvantage for +the Makhno movement. [Voline, **Op. Cit.**, p. 571] If there had been a +workers' movement influenced by anarchist or syndicalist ideas within the +Ukrainian towns during the Russian Revolution, the possibilities of +constructive work would have been increased immensely. Take the example of +when the Makhnovists liberated Aleksandrovsk and organised two workers' +conferences. It was only at the insurgents' insistence that the unions agreed +to send delegates, but for information only. This was undoubtedly due to the +fact that Mensheviks had some influence in the unions and Bolshevik influence +was increasing. Both parties may have preferred the Makhnovists to the Whites, +but neither accepted anarchist ideas of workers' self-management and so +constructive work was limited to the railway workers. In contrast, when +Katerinoslav was liberated, the bakers set themselves to preparing the +socialisation of their industry and drawing up plans to feed both the army and +the civilian population. Unsurprisingly, the bakers had long been under +anarcho-syndicalist influence. [Malet, **Op. Cit.**, p. 123 and p. 124] + +As the Makhnovists themselves realised, their movement had to be complemented +by urban working-class self-activity and self-organisations. While they did +all they could to encourage it, they lacked a base within the workers' +movement and so their ideas had to overcome the twin barriers of workers' +unfamiliarity with both them and their ideas and Marxist influence. With a +strong working- class movement influenced by anarchist ideas, the +possibilities for constructive work between city and village would have been +helped immensely (this can be seen from the example of the Spanish Revolution +of 1936, where rural and urban collectives and unions made direct links with +each other). + +Lastly, there is the lesson to be gained from Makhnovist co-operation with the +Bolsheviks. Simply put, the experience shows the importance of being wary +towards Bolshevism. As Voline put it, another disadvantage of the Makhnovists +was a _"certain casualness, a lack of necessary distrust, towards the +Communists."_ [**Op. Cit.**, p. 571] The Makhnovists were betrayed three times +by the Bolsheviks, who continually placed maintaining their own power above +the needs of the revolution. The anarchists were simply used as cannon fodder +against the Whites and once their utility had ended, the Bolsheviks turned +their guns on them. + +Thus a lesson to be learned is that co-operation between anarchists and +Bolsheviks is fraught with danger. As many activists are aware, modern-day +supporters of Bolshevism constantly urge everyone to unite _"against the +common enemy"_ and not to be _"sectarian"_ (although, somehow this appeal to +non-sectarianism does not stop them printing lying accounts of anarchism!). +The Makhnovists took them at their word in early 1919 and soon found out that +_"unity"_ meant _"follow our orders."_ When the Makhnovists continued to apply +their ideas of working-class self-management, the Bolsheviks turned on them. +Similarly, in early 1920 the Bolsheviks outlawed the Makhnovists in order to +break their influence in the Ukraine. The Makhnovist contribution to the +defeat of Denikin (the common enemy) was ignored. Lastly, in mid-1920 the +Makhnovists placed the need of the revolution first and suggested an alliance +to defeat the common enemy of Wrangel. Once Wrangel had been defeated, the +Bolsheviks ripped up the agreement they had signed and, yet again, turned on +the Makhnovists. Simply put, the Bolsheviks continually placed their own +interests before that of the revolution and their allies. This is to be +expected from an ideology based on vanguardism (see [section H.5](secH5.html) +for further discussion). + +This does not mean that anarchists and Leninists should not work together. In +some circumstances and in some social movements, this may be essential. +However, it would be wise to learn from history and not ignore it and, as +such, modern activists should be wary when conducting such co-operation. +Ultimately, for Leninists, social movements are simply a means to their end +(the seizing of state power by them on behalf of the working class) and +anarchists should never forget it. + +Thus the lessons of the Makhnovist movement are exceedingly rich. Simply put, +the Makhnovshchina show that anarchism is a viable form of revolutionary ideas +and can be applied successfully in extremely difficult circumstances. They +show that social revolutions need not consist of changing one set of bosses +for another. The Makhnovist movement clearly shows that libertarian ideas can +be successfully applied in a revolutionary situation. + diff --git a/markdown/arlinks.md b/markdown/arlinks.md new file mode 100644 index 0000000000000000000000000000000000000000..550f22daf56b906e0a25606da1cfb0c316f34dd0 --- /dev/null +++ b/markdown/arlinks.md @@ -0,0 +1,610 @@ +# Sites of interest to Anarchists + +_**Web-pages by organisations or on topics which anarchists may find useful. +**_ + +Click on the flag to go back to _**"An Anarchist FAQ"**_ main page + +[](index.html) + +* [Papers, Magazines and Journals](arlinks.html#otherpapers) + +* [Groups and Organisations](arlinks.html#othergroups) + +* [Labour movement sites](arlinks.html#otherlabour) + +* [Situationist and Libertarian Marxist sites ](arlinks.html#otherlibmarx) +* [General sites of interest](arlinks.html#othergeneral) +--- + +## Papers, Magazines and Journals + +_**Interesting on-line magazines, papers and journals.**_ + +[ Lobster: Journal of parapolitics, intelligence and State +Research](http://www.lobster-magazine.co.uk/) +Excellent journal exposing parapolitical goings on across the world. Find out +what the secret state is up to. Recommended. + +[Z Magazine: A Political Monthly](http://zmagsite.zmag.org/curTOC.htm) +Left-libertarian magazine, based in the USA. Contributors include such well +known people as Noam Chomsky, Edward Herman and Howard Zinn. + +[Left Business Observer](http://www.panix.com/~dhenwood/LBO_home.html) +[Left Business Observer](http://www.leftbusinessobserver.com/) +Excellent site for exposing the myths of modern day business and has a load of +useful facts and statistics. Recommended. + +[CovertAction Quarterly](http://www.covertaction.org/default.htm) +Site for the excellent magazine **Covert Action Quarterly** which keeps track +of the actions of the state (secret and not-so-secret). Often contains +articles by Noam Chomsky. Excellent selection of on-line articles on many +important and interesting subjects. + +[Multinational Monitor On-Line](http://www.essential.org/monitor/) +Excellent on-line journal exposing the actions of multinationals to the cold +light of day. + +[Red Pepper](http://www.redpepper.org.uk/) +UK based left-radical magazine. + +[SchNEWS](http://www.schnews.org.uk) +Excellent UK based free-sheet. Covers roads protests and other forms of direct +action. Recommended. + +[The On-Line Report of the Progressive +Review](http://emporium.turnpike.net/P/ProRev/) +Interesting US based radical magazine. + +[Dollars And Sense Magazine home](http://www.dollarsandsense.org/) +[ Dollars & Sense Magazine](http://www.igc.apc.org/dollars/index.html) +Excellent US based magazine that aims to expose the realities of capitalism. +Includes an excellent article on the [Mondragon Cooperative +complex](http://www.igc.apc.org/dollars/issues/nov97/mon.html) in the Basque +country. + +[Dissent](http://www.dissentmagazine.org/) +A US based quarterly magazine for independent minds which discusses politics, +economics and culture. + +[The Arbalest](http://ri.xu.org/arbalest/index.html) +Based in the Southern USA, the Arbalest holds the position that the economy +interferes with liberty just as much as the state does. + +[Alternative Press Review - Your Guide Beyond the +Mainstream](http://www.altpr.org/) +Good US based magazine which, as wel as reviewing the radical press, has +articles on current issues. + +## Groups and Organisations + +_**Non-anarchist but interesting on-line groups.**_ + +[Independent Media Center](http://www.indymedia.org/) +Essential source for independent reporting on demos (plus extensive +discussions). + +[FAIR -- Fairness & Accuracy In Reporting](http://www.fair.org/) +Exposes what the media hides and has an excellent account of bringing Rush +Limbaugh's _"Reign of Error"_ to an end. + +[Welcome To ZNet](http://www.zmag.org/weluser.htm) +Left-libertarian series of archives and links, based around Z magazine +magazine. Includes a Noam Chomsky archive as well as a lecture series on +**Participatory Economics** (based on the work of Michael Albert and Robin +Hahnel and called ParEcon). + +[Project Censored](http://zippy.sonoma.edu/ProjectCensored/) +Lists the most censored news items in the United States. Find out what the +capitalist media does not want you to know! + +[Creating Livable Alternatives to Wage Slavery +(CLAWS)](http://www.whywork.org/) +Excellent anti-work and anti-wage slavery site. + +[Peacefire Home Page](http://www.peacefire.org/) +Teenagers against net censorship. Great site. + +[CORPORATE WATCH](http://www.corpwatch.org/) +[www.corporatewatch.org.uk - "The earth is not dying, it is being killed, and +those who are killing it have names and +addresses".](http://www.corporatewatch.org/) +Name says it all! Site for keeping an eye on what the corporations are trying +to do to us. + +[SWEATSHOP WATCH](http://www.sweatshopwatch.org/) +Name says it all! Find out about the evils of sweatshops and how to stop them. + +[NikeWages.org](http://www.nikewages.org/) +Find out how Nike exploits workers across the globe. + +[Solidarity Pages with Mexico](http://www.struggle.ws/mexico.html) +Information on whats going on in Mexico and what the anarchist influenced +Zapatista movement is up to. Essential reading. Plus [Cartoons and photos from +the Zapatista rebellion in Chiapas, Mexico]( +http://www.geocities.com/CapitolHill/3102/) + +[Reseau de solidarite avec le Mexique - Montreal Home Page]( +http://www.geocities.com/CapitolHill/Lobby/3231/RSM) +Solidarity web-page with the Zapatista. In French. + +[The Gatherings for Humanity and against +Neoliberalism](http://www.geocities.com/CapitolHill/3849/gatherdx.html) +Find out about the resistance to global capitalism. Excellent site. + +[Frente Zapatista de Liberacin Nacional](http://spin.com.mx./~floresu/FZLN/) +Homepages of the Zapatistas, one of the best things to happened to Mexico for +a long time. Also check out this [Zapatista +Women](http://www.actlab.utexas.edu/~geneve/zapwomen/) site. + +[Earth First!](http://www.k2net.co.uk/~savage/ef/) +[Earth First! Journal](http://www.enviroweb.org/ef/) +Home page for the radical, direct actionist environmental group. + +[Leeds Earth First!](http://www.leedsef.ukf.net/index.htm) +Home page of the Leeds (UK) Earth First! group. + +[Leonard Peltier](http://www.freepeltier.org/) +Home page for the campaign to free Leonard Peltier. + +[EnviroLink Pre Home Page](http://www.envirolink.org/) +Home page for the non-profit organisation which unites hundreds of +organisations and volunteers in over 130 countries. Has up-to-date environment +resources available. + +[QPIRG @ Concordia University Online]( http://concordia.pirg.ca/) +Home page for an umbrella organisation of community activists, researchers, +students and educators in Montreal, Canada. + +[STUDENT ORGANIZED RESISTANCE +MOVEMENT](http://www.carleton.ca/~pmoore/storm/storm1.htm) +Alberta, USA, based radical students organisation aiming to put people before +profits. + +[Statewatch Home Page](http://www.poptel.org.uk/statewatch/) +[Statewatch: monitoring civil liberties in the EU](http://www.statewatch.org/) +Database on the state and civil liberties in the UK and Europe. + +[South End Press](http://www.lbbs.org/sep/sep.htm) +US based left-libertarian publishers. They print works by the likes of +Chomskey, Edward Herman and Howard Zinn. + +[Common Courage Press -- Home](http://www.commoncouragepress.com/) +US based radical publishers. They print lots of books by Noam Chomsky, plus +other important works. + +[United for a Fair Economy](http://www.stw.org/) +Useful information on the state of the US economy and what you can do about +it. + +[Reclaim the Streets!](http://www.reclaimthestreets.net/) +[Reclaim the Streets!](http://www.gn.apc.org/rts/) +UK based environmental direct action organisation. + +[TLIO-The Land Is Ours Homepage](http://www.oneworld.org/tlio/) +Campaign for land-rights in the UK. For access to our common birthright, the +land! + +[Direct Action Media Network](http://damn.tao.ca/) +DAMN is a multi-media news service that covers direct actions that progressive +organisations and individuals take to attain a peaceful, open, just and +enlightened society. + +[DIRECT ACTION NETWORK HOME](http://www.directactionnetwork.org/) +Name says its all. Find out about non-violent direct action. + +[Philadelphia Direct Action Group](http://www.thepartysover.org/) +Name says it all! + +[Institute for Global Communications--Welcome!](http://www.igc.org/igc/) +Webpages aiming to expand and inspire movements for peace, economic and social +justice, human rights, and environmental sustainability around the world. + +[Anti-Fascist Action](http://www.geocities.com/CapitolHill/Senate/5602/) +UK based **Anti-Fascist Action**. As the name suggests, AFA is a pro-direct +action, anti-nazi group. Site includes articles from **Fighting Talk**, their +magazine. + +[AFA. Antifascistisk aktion i Sverige](http://www.motkraft.net/afa/) +Anti-Fascist Action in Sweden + +[IAI - Internationale Antitheocratique Insurrectionnelle - Insurrectional +Antitheocratic International](http://www.chez.com/iai/) +Some sort of revolutionary councilist organisation, aiming for self-managed +communes/councils. + +[Arizona Direct Action Coalition](http://move.to/adac) +Name says it all! + +[Mission Yuppie Eradication Project](http://www.geocities.com/myep.geo/) +Anti-yuppie webpage from the Mission, San Francisco. + +[Revolutionary Association of the Women of Afghanistan +(RAWA)](http://rawa.fancymarketing.net/index.html) +Fighting for women's equality against religious fundamentalism and imperialism +in Afghanistan. + +[Interactivist Info Exchange: Independent Media & +Analysis](http://slash.autonomedia.org/) +Useful webpage for news and analysis for radicals. + +## Labour movement sites + +[LabourNet](http://www.labournet.org) +[LabourNet UK](http://www.labournet.net) +Excellent resource for strike information and labour union links and +information. Recommended. + +[ Labor versus Capital in the New World Order -- Rise Phoenix Home +Page](http://www.geocities.com/CapitolHill/8425/) +Another excellent labour resource, with links to many anarchist and anarcho- +syndicalist webpages. + +[Cyber Picket Line](http://www.cf.ac.uk/ccin/union/) +Very extensive labour resource directory. + +[Welcome to Laborlink](http://laborlink.simplenet.com/) +A gateway to several resources on trade unions, employment law and so on. US +based. + +[UnionWeb Home Page](http://www.unionweb.org/) +US based labour union site. AFL-CIO based. + +[SIPTU Fightback - Ireland : SIPTU activists seeking a democratic & fighting +trade union](http://www.struggle.ws/siptu.html) +Irish rank and file group working to make their trade union more libertarian. + +[Labor and Anti-Work Kiosk](http://www.infoshop.org/labor_kiosk.html) +Good collection of labour movement links (part of the Mid-Atlantic Infoshop). + +[LabourStart: Where trade unionists start their day on the net]( +http://www.labourstart.org/) +Useful selection of labour related links and information. + +[Unicobas scuola - Federazione sindacale dei comitati di base. Sito nazionale. +Raccolta Legislativa. Archivio di leggi, circolari, ordinanze, decreti +concernenti la normativa scolastica](http://www.unicobas.it/) +Italian "base union" webpage. Militant rank-and-file ran labour unions. + +[McDonalds Workers Resistance](http://www.geocities.com/mwrposse3/) +For all rebel McDonalds' workers! + +## Situationist and Libertarian Marxist sites + +_**Not all Marxists are authoritarians or Leninists. Some support self-managed +class struggle, working class autonomy and a self-managed socialist society. +Here are a few sites on this minority trend within Marxism.**_ + +[Situationist International +Archives](http://www.nothingness.org/SI/index.html) +Archive for one of the most important revoluntionary groups in the 1960s. The +Situationists updated revoluntary theory for a society based upon consumerism +and the mass media. Essential reading for a critique of modern capitalism. + +[Anti-Economy Anti-Capital Net](http://www.webcom.com/maxang/) +Interesting marxian libertarian-communist web-site. Situationist influenced in +a big way. + +[Harry M. Cleaver, Jr.](http://www.eco.utexas.edu/facstaff/Cleaver/index.html) +Home page of the Autonomist Marxist writer. Contains essays with an +interesting analysis of various aspects of capitalism. Like anarchists, +Cleaver places emphasis on class struggle as the key to understanding +capitalism. + +[Aufheben](http://jefferson.village.virginia.edu/~spoons/aut_html/auf1edit.htm) +[Aufheben](http://www.geocities.com/aufheben2/) +Excellent autonomist influenced libertarian Marxist magazine. Has articles on +social struggles as well as a theoretical overview of the problems within the +traditional Marxist ideas of (economic) crisis theory. Based in England. + +[AUT-OP-SY Home Page](http://jefferson.village.virginia.edu/~spoons/aut_html/) +Home page for all things Autonomist Marxist on the net. Autonomist Marxists, +like anarchists, place great emphasis on the class struggle and self-managed +struggles. Like most Marxists, however, they try to force their new ideas into +Marx instead of trying to move beyond him. Still worth checking out. + +[Subversion](http://www.geocities.com/Athens/Acropolis/8195/) +British based libertarian communist/Marxist magazine. Worth checking out. + +[Eclipse & Re-emergence of the Communist +Movement](http://www.skatta.demon.co.uk/eclipse/eclipstc.htm) +Classic introduction to libertarian marxist ideas. + +[Collective Action Notes](http://www.geocities.com/CapitolHill/Lobby/2379/) +US based publication which documents and discusses different struggles. Has +articles by Anton Pannekoek (a famous Dutch council communist) plus the +excellent ["A Ballad Against +Work"](http://www.geocities.com/CapitolHill/Lobby/2379/intro.htm) + +[For Communism - John Gray Web Site](http://www.geocities.com/~johngray/) +Has extensive archive of libertarian marxist/communist work by the likes of +Paul Mattick, Anton Pannekoek and so on. Includes works by and about +communist-anarchists like Kropotkin and Malatesta. + +[RADICAL CHAINS: beyond Trotskyism, autonomism +etc.](http://www.hrc.wmin.ac.uk/guest/radical/RADCHAIN.HTM) +Libertarian marxist magazine - contains excellent critical articles on +Leninism and the history of the Russian Revolution. + +[Antagonism Home Page](http://www.geocities.com/CapitolHill/Lobby/3909/) +Anti-capitalist and anti-state struggle for a world human community. + +[Libertarian Communist Economy](http://www.geocities.com/Athens/Aegean/6579/) +Interesting discussion on how a stateless communist economy could work. +Written by a group of German Council Communists in the 1930s. + +[Midnight Notes](http://www.midnightnotes.org/) +Autonomous/Libertarian Marxist magazine based in the USA. + +[The Bad Days will end](http://www.geocities.com/jkellstadt/index.htm) +Magazine advocating communism -- the overthrow of capitalism by the +international working class and the creation of a stateless and truly +egalitarian society from below, by means of autonomous, radically-democratic, +and voluntarily-federated workers' organizations. + +[ Common Dreams NewsCenter - News & Views for the Progressive +Community](http://www.commondreams.org/) +Interesting Council Communist magazine. + +[Break Their Haughty Power](http://home.earthlink.net/~lrgoldner/) +Interesting webpage from a libertarian Marxist. + +[Wildcat](http://www.webcom.com/wildcat/) +Left-communist magazine from the UK. + +[Left Wing Communism - an infantile disorder?](http://www.left-dis.nl/) +Multi-lingual council communist webpage. + +[The Commoner](http://www.commoner.org.uk/) +A web journal for other values. An automonist Marxist webpage. + +## General sites of interest + +_**General sites useful to anarchists and libertarians**_ + +[Critiques Of Libertarianism ](http://world.std.com/~mhuben/libindex.html) +Excellent site for critiques of right-wing libertarianism. While not anarchist +as such, it is full of interesting and useful information and arguments to use +against right-libertarians. + +[McSpotlight Pre-Home Page](http://www.McSpotlight.org/) +Find out the truth behind McDonald's corporate image! This web-site is about +the **McLibel trial** \- McDonald's charged two anarchists for libel and it +has well and truly backfired on them. Lesson - don't mess with anarchists, +they will stand up to corporate bully tactics! + +[ Rebuttal to the Anarchism FAQ of Bryan +Caplan](http://users.westnet.gr/~cgian/anarchistsect.html) +A good introductionary critique of the "Anarchist" FAQ of Bryan Caplan. + +[Tom Tomorrow and This Modern World](http://www.well.com/user/tomorrow/) +Often very funny political cartoons. + +[Post Keynesian Thought Internet Archive](http://csf.Colorado.EDU/pkt/) +Excellent source of radical economics articles and links. Essays from a wide +range of viewpoints -- Marxist, Kaleckian, post-Keynesian and so on. + +[When Corporations Rule the +World](http://iisd1.iisd.ca/pcdf/corprule/corporat.htm) +Why capitalism has little in common with Adam Smith's original ideas and the +danger corporations pose to our liberties and planet. Interesting read but +also check out this critique called +[Antiglobalization](http://www.panix.com/~dhenwood/Globalization.html). + +[DisInformation](http://www.disinfo.com/) +Contains much information about alot of topics. Thats the best description we +can come up with at the present moment. Worth checking out. + +[Political Corrections](http://deoxy.org/pc.htm) +Extensive information resource. Has links to Noam Chomsky articles and a host +of other useful information. + +[Liberalism Resurgent](http://home.att.net/~Resurgence/tenets.htm) +Contains the excellent [Steve Kangas' Liberal +FAQ](http://home.att.net/~Resurgence/LiberalFAQ.htm). Both sites contain loads +of information and facts which debunk many political myths by using the latest +studies, statistics and arguments. Recommended for the amount of information +it places at your finger tips. Also good for exposing right-libertarian +nonsense for what it is. + +[FIGHT HOMEP@GE](http://members.tripod.com/~miguell/miguel.htm) +This page fights against fascism, racism, imperialism and sexism. Has links to +sites about East Timor. + +[Plawiuk Pontificates](http://www.geocities.com/CapitolHill/5202/index.htm) +"Voice of the Rebel worker" with articles and links on many subjects of +interest to radicals. + +[Kenin's Home Page](http://www.geocities.com/CapitolHill/4667/) +Information on Municipal Socialism, a decentralised socialism based upon local +people owning and managing their own towns and neighbourhoods. + +[Beyond Capitalism, Socialism, Anarchism: +Autonarchy](http://www.geocities.com/CapitolHill/8778/) +Interesting essay on Autonarchy - an attempt to develop our political ideas +into new areas. + +[Adbusters Culture Jammers Headquarters](http://www.adbusters.org/) +Hate adverts? Think they pollute the mind? Then this is the site for you! + +[LOL Entry Page](http://www.lol.shareworld.com/leftonl/lolhome.htm) +Left on Line - A cyber community of people concerned about social change. +Associated with **Z Magazine**. + +[Economist Jokes](http://netec.mcc.ac.uk/JokEc.html) +And why not? + +[The People's Page: Texts and Links for the Worker and +Student](http://www.geocities.com/CapitolHill/5549/) +Has links to and information about many left-wing and capitalist stuff. Also +has a nice little section on anarchism. Worth looking at. + +[Thomas Jefferson and His Writings](http://www.geocities.com/Athens/7842/) +Nice site on the ideas and works of Jefferson (who, while not an anarchist, +does have some important ideas some of which have alot in common with +anarchist ones). Also contains the excellent [Objectivism and Thomas +Jefferson](http://www.geocities.com/Athens/7842/otjindex.htm) which saves +Jefferson from the Randoids as well as making many telling arguments against +Ayn Rand's dogma's. + +[The Official Judi Bari Home Page](http://www.monitor.net/~bari/) +Homepage on the life and struggles of Earth First!er and Wobbly, Judi bari who +died recently. Worth looking at. + +[BERTRAND RUSSELL ARCHIVES](http://www.mcmaster.ca/russdocs/russell.htm) +Webpages on noted philosopher and social activist Bertrand Russel. Russel was +influenced by anarchist and (left) libertarian ideas and was a supporter of +Guild Socialism. + +[ GOODBYE CAPITALISM HELLO FULL AUTOMATION +](http://www.geocities.com/ResearchTriangle/6308/index.html) +Interesting webpage full of arguments against capitalism and other subjects. + +[alt.eRED](http://www.geocities.com/CapitolHill/3843/newrab.html) +Melbourne (Australia) based collective which provides information and a +analysis of current struggles. + +[Jay's Leftist and "Progressive" Internet Resources +Directory](http://www.neravt.com/left/) +Name says it all. Links to loads of interesting sites, including anarchist +ones. + +[Peace Tree](http://www.webcom.com/~peace/) +For information on Food not Bombs, Peaceworkers International and other peace +related activity. + +[First Nations](http://www.dickshovel.com/) +Links and information on Native America issues. + +[Solidaritygroup Political Prisoners](http://www.xs4all.nl/~tank/english.htm) +Name says it all. + +[Activism - Wilderness - Politics - +Ecology](http://www.connix.com/~harry/index.html) +Information on various topics, including Chomsky, Emma Goldman, the US spooks +(CIA and FBI) and social activism in general. + +[COMMODITY FETISH](http://www.geocities.com/WallStreet/9973/) +Radical anti-capitalist page. Contains information on anarchism and council +communism. + +[ Jay's Leftist and "Progressive" Internet Resources Directory Top +Page](http://www.neravt.com/left/) +Extensive listing of "leftist" sites, plus anarchist and other revolutionary +ones. + +[Anti-Racism in Ireland ](http://www.geocities.com/CapitolHill/4079/) +Name says it all. + +[MAI? No thanks...!](http://mai.flora.org/library/) +Webpage against the "Multilateral Agreement on Investment" and the +globalisation of capitalism. Also mirrored +[here](http://www.geocities.com/athens/3565/) + +[Ending Corporate Governance: Revoking Our +Plutocracy](http://www.ratical.com/corporations/index.html) +Source of useful information and facts on corporations and how to stop them. + +[Filtering in Libraries](http://burn.ucsd.edu/~mai/library/index.html) +Webpage on net-censorship in public libraries (in the USA in particular). + +[Micheal Moore Homepage](http://www.michaelmoore.com/) +Homepage of that wonderful (and funny) battler for the underdog, Micheal Moore +(author of **Downsize this!** and star of TVNation. Also check out [The Awful +Truth](http://www.theawfultruth.com), his excellent new TV show. Recommended +(if you don't laugh, you're dead!). + +[The Anti-Capitalist Web](http://www.geocities.com/WallStreet/Floor/5666/) +Not much there just now, but it looks promising. + +[The RickSters Activist Home Page](http://www.flash.net/~caco/) +Useful resources for activists. + +[catastrophe](http://freespeech.org/mat/) +Information and links for activists and other subsersives! + +[EDIN](http://garnet.berkeley.edu:3333/) +Economic Democracy Information Network. + +[Pieman's Home Page-Happiness is a Cream Pie](http://www.pieman.org/) +Have pie, will fling! Find out about the merits of using pies as a means of +protest. Worth checking out! Direct Action at its funniest... + +[Documents from the Women's Liberation Movement - Duke Special +Collections](http://scriptorium.lib.duke.edu/wlm/) +Very useful resource on a very important movement. + +[CCU](http://gallery.uunet.be/Anthonie.De.Lausnay/CCU.html) +The Computer Clash Unit ( CCU ) is a part of 'Progressive Network' and +'Blissett International'. The main goal of CCU is to enable +progressive/leftist/anarchist/... groups and movements to build and maintain +webspace to spread their ideas, opinions and experiences. Also in Dutch, +[Spaak en TandradX](http://gallery.uunet.be/Anthonie.De.Lausnay/SeT.html). Not +sure what to make of it, to be honest. + +[Edward +Herman](http://www.thirdworldtraveler.com/Herman%20/Edward_Herman.html) +Home page about Edward Herman, radical economist and co-worker of Noam +Chomsky. + +[Welcome to www.AlfieKohn.org](http://www.alfiekohn.org/) +Webpages on the work of Alfie Kohn about the benefits of co-operation. +Essential reading for all anarchists. + +[LETSystems - the Home Page](http://www.gmlets.u-net.com/) +Homepage of Local Exchange Trading Systems. A modern form of mutual banking +and alternative, non-interest bearing, money. + +[The University of Texas Inequality Project](http://utip.gov.utexas.edu/) +Find out about inequality across the world. + +[Anxiety Culture: Entry Page](http://www.anxietyculture.com/) +UK based anti-work site. + +[GNU's Not Unix! - the GNU Project and the Free Software Foundation +(FSF)](http://www.fsf.org/) +[GNU's Not Unix! - the GNU Project and the Free Software Foundation +(FSF)](http://www.gnu.org/) +Homepage for very libertarian and cool GNU Project. Essential reading for a +wee bit of anarchy in action! + +[Public Domain Campaign](http://www7.50megs.com/jwalch/) +Anti-copy right campaign webpage. + +[Wolfman's U of C Page](http://www.acs.ucalgary.ca/~dhallsop/) +Selection of anarchist and other left-wing links and papers. + +[anti-fascism.org](http://www.anti-fascism.org/) +Fighting fascism, hate, and bigotry both on and off the internet. + +[Florida Radical Calendar](http://www.geocities.com/radicalcalendar) +This is a calendar of events occurring in radical and progressive communities +throughout the state. the goal of the site is threefold: to provide accurate +information, to unify activists and to encourage people to get involved. + +[The 'Participatory Economics Project' homepage.](http://www.parecon.org) +A vision of a non-capitalist participatory economy. Contains the books +[Looking forward](http://www.zmag.org/books/lf.htm), [Political Economy of +PARECON](http://www.zmag.org/books/polpar.htm) and [A quiet revolution in +Welfare economics](http://www.zmag.org/books/quiet.htm), all of which are +worth reading as they contain some interesting ideas. + +[ Labour Theory of Value +FAQ](http://csf.colorado.edu/pkt/pktauthors/Vienneau.Robert/LTV-FAQ.html) +Introduction to the Labour Theory of Value. + +[Anti-Fascist Forum](http://af.antifa.net/) +Name says it all! + +[Ithaca HOURS](http://www.ithacahours.org/) +Home page for the alternative money system. + +[NoLogo: the book that became part of a movement](http://nologo.org/index.pl) +Excellent related to the influential book **No Logo** + +[Jo Freeman: Feminist Scholar and Author](http://www.jofreeman.com/index.htm) +Webpage of the famous feminist writer. + +[Anti-fascist Think Tank :: No Pasaran!](http://www.nopasaran.antifa.net/) +Anti-Fascist webpage. + diff --git a/markdown/biblio.md b/markdown/biblio.md new file mode 100644 index 0000000000000000000000000000000000000000..364417b23d0e940ce9b3edd4203f4a612ac34c15 --- /dev/null +++ b/markdown/biblio.md @@ -0,0 +1,2552 @@ +# _Bibliography for FAQ_ + +* * * + +This bibliography lists all the books quoted in the FAQ. However, details for +some of these books is missing. This information will also be added to over +time. Some books are listed in more than one edition. This is due to the +process of revising the FAQ for publication and using the most recent versions +of books quoted. Once the revision is complete, the old details will be +removed. + +The bibliography is split into four sections: Anthologies of Anarchist +authors; books by anarchists and other libertarians; books about anarchism, +anarchists and anarchist history by non-libertarians; and books by non- +anarchists/libertarians. + +* * * + +## _Anarchist Anthologies_ + +Avrich, Paul (ed.), **The Anarchists in the Russian Revolution**, Thames and +Hudson Ltd, London, 1973. + +Brook, Frank H. (ed.), **The Individualist Anarchists: An Anthology of Liberty +(1881-1908)**, Transaction Publishers, New Brunswick, 1994\. + +Dawn Collective (eds.), **Under the Yoke of the State: Selected Anarchist +Responses to Prisons and Crime vol. 1, 1886-1929**, Dawn Collective/Kate +Sharpley Library/PMB, Oakland/London/Berkeley, 2003. + +Dark Star (ed.), **Quiet Rumours: An Anarcha-Feminist Reader**, AK Press/Dark +Star, Edinburgh/San Francisco, 2002. + +**Beneath the Paving Stones: Situationists and the beach, May 1968**, AK Press/Dark Star, Edinburgh/San Francisco, 2001. + +Dolgoff, Sam (ed.), **The Anarchist Collectives: self-management in the +Spanish revolution, 1936-1939**, Black Rose Books, Montreal, 1974. + +Ehrlich, Howard J, Carol Ehrlich, David De Leon, Glenda Morris (eds.), +**Reinventing Anarchy: What are Anarchists thinking these days?**, Routledge & +Kegan Paul, London, 1979. + +Ehrlich, Howard J. (ed.), **Reinventing Anarchy, Again**, AK Press, +Edinburgh/San Francisco, 1996. + +Glassgold, Peter (ed.), **Anarchy! An Anthology of Emma Goldman's Mother +Earth**, Counterpoint, Washington D.C., 2001. + +Graham, M. (ed.), **Man! An Anthology of Anarchist Ideas, Essays, Poetry and +Commentaries**, Cienfuegos Press, London, 1974. + +Graham, Robert (ed.), **Anarchism: A Documentary History of Libertarian Ideas +\-- Volume 1: From Anarchy to Anarchism (300CE to 1939)**, Black Rose Books, +Montreal/New York/London, 2005. + +Guerin, Daniel (ed.), **No Gods, No Masters: An Anthology of Anarchism** (in +two volumes), AK Press, Edinburgh/San Francisco, 1998. + +Krimerman, Leonard I. and Perry, Lewis, **Patterns of Anarchy: A Collection of +Writings on the Anarchist Tradition**, Anchor Books, New York, 1966. + +Woodcock, George (ed.), **The Anarchist Reader**, Fontana, Glasgow, 1987. + +## _Anarchist and Libertarian Works_ + +ACF, **Marxism and Its Failures**, ACE Editions, London, 1990. + +Ackelsberg, Martha A., **Free Women of Spain: anarchism and the struggle for +the emancipation of women**, AK Press, Oakland/Edinburgh, 2005. + +**Free Women of Spain: anarchism and the struggle for the emancipation of women**, Indiana University Press, Bloomington, 1991. + +Anarchist Federation, **The Role of the Revolutionary Organisation**, +Anarchist Communist Editions, London, 2008. + +Anderson, Andy, **Hungary '56**, Phoenix Press, London, date unknown. + +Anonymous, _"Community Organising in Southern Italy"_, **Black Flag**, no. +210, pp. 16-19. + +Anonymous, **Fighting the Revolution** (2 volumes), Freedom Press, London, +1985. + +Anonymous, **Red Years Black Years: Anarchist Resistance to Fascism in +Italy**, ASP, London, 1989. + +Anonymous, _"Trotskyism, Lies and Anarchism"_, **Black Flag**, no. 211, pp. +24-5. + +Anger, Max, _"The Spartacist School of Falsification"_, **Anarchy: A Journal +of Desire Armed**, no, 43, Spring/Summer 1997, pp. 50-2. + +Arshinov, Peter, **The History of the Makhnovist Movement**, Freedom Press, +London, 1987. + +**The Two Octobers** available at: http://flag.blackened.net/revolt/russia/arshinov_2_oct.html + +Avrich, Paul, **An American Anarchist: The Life of Voltairine de Cleyre**, +Princeton University Press, Princeton, 1978. + +**Anarchist Voices: An Oral History of Anarchism in America**, AK Press, Edinburgh/Oakland, 2005 + +**Kronstadt 1921**, W.W. Norton and Company Inc., New York, 1970\. + +**The Russian Anarchists**, W.W. Norton & Company, New York, 1978. + +**Anarchist Portraits**, Princeton University Press, Princeton, 1988. + +**The Haymarket Tragedy**, Princeton University Press, Princeton, 1984\. + +_"Bolshevik Opposition To Lenin: G. Miasnikov and the Workers Group"_, pp. +1-29, **Russian Review**, vol. 43, no. 1 + +**Bolshevik Opposition To Lenin: G. Miasnikov and the Workers Group**, available at: http://www.geocities.com/CapitolHill/Lobby/2379/mias.htm + +Bakunin, Micheal, **The Basic Bakunin**, Robert M. Cutler (trans. and ed.), +Promethus Books, Buffalo, N.Y., 1994. + +**Bakunin on Anarchism**, 2nd Edition, Sam Dolgoff (ed.), Black Rose Books, Montreal, 1980. + +**The Political Philosophy of Bakunin**, G.P. Maximov (ed.), The Free Press, New York, 1953. + +**Michael Bakunin: Selected Writings**, Arthur Lehning (ed.), Jonathan Cape, London, 1973. + +**Statism and Anarchy**, Cambridge University Press, Cambridge, 1990\. + +**God and the State**, Dover, New York, 1970. + +**Marxism, Freedom and the State**, K.J. Kenafick (ed.), Freedom Press, London, 1984. + +Barclay, Harold, **The State**, Freedom Press, London, 2003. + +Barrett, George, _"The Anarchist Revolution"_ contained in **The Last War**, +Pirate Press, Sheffield, 1990. + +_"Objections to Anarchism"_, **The Raven: Anarchist Quarterly**, no. 12 (Vol. +3, No. 4), Oct-Dec 1990, Freedom Press, pp. 339-364. + +**Objections to Anarchism** available at http://www.spunk.org/library/intro/sp000146.txt + +Bennello, George, _"The Challenge of Mondragon"_ in **Reinventing Anarchy, +Again**, Howard Ehrlich (ed.), AK Press, Edinburgh/San Francisco, 1996. + +Bennello, George C., **From the Ground Up**, Black Rose Books, Montreal, 1992. + +Berkman, Alexander, **What is Anarchism?**, AK Press, +Edinburgh/London/Oakland, 2003. + +**The ABC of Anarchism**, Freedom Press, London, 1977. + +**What is Communist Anarchism?**, Phoenix Press, London, 1989. + +**The Russian Tragedy**, Phoenix Press, London, 1986. + +**The Bolshevik Myth**, Pluto Press, London, 1989. + +**Life of an Anarchist: The Alexander Berkman reader**, Gene Fellner (ed.), Four Walls Eight Windows, New York, 1992\. + +Berkman, Alexander (ed.), **The Blast**, AK Press, Edinburgh/Oakland, 2005. + +Berneri, Camillo, _"Peter Kropotkin: His Federalist Ideas"_, **The Raven: +Anarchist Quarterly**, no. 31 (Vol. 8, No. 3), Autumn 1993, Freedom Press, pp. +268-82 + +Berneri, Marie-Louise, **Neither East Nor West: Selected Writings 1939-48**, +Freedom Press, London, 1988. + +**Journey Through Utopia**, Freedom Press, London, 1982. + +Berry, David, **A History of the French Anarchist Movement, 1917-1945**, +Greenwood Press, Westport, 2002. + +Black, Bob, **The Abolition of Work and other essays**, Loompanics Unlimited, +Port Townsend, 1986. + +**Friendly Fire**, Autonomedia, New York, 1992. + +**Anarchy After Leftism**, CAL Press, Columbia, 1997. + +**The Abolition of Work**, available at http://www.spunk.org/library/writers/black/sp000156.txt + +**The Libertarian as Conservative**, available at http://www.applicom.com/pnews/libertarian.html + +**Smokestack Lighting**, available at http://www.geocities.com/CapitolHill/Lobby/3998/smokestack.html + +Bonanno, Alfredo M., **Anarchism and the National Liberation Struggle**, +Bratach Dubh Editions, Catania, 1981. + +Bookchin, Murray, **Post Scarcity Anarchism**, 3rd Edition, AK Press, +Edinburgh/Oakland, 2004. + +**Post Scarcity Anarchism**, Wildwood House, London, 1971. + +**The Spanish Anarchists: The Heroic Years 1868-1936**, AK Press, Edinburgh/San Francisco, 1998. + +**The Third Revolution: Popular Movements in the Revolutionary Era**, Volume 1, Cassel, London, 1996. + +**The Third Revolution: Popular Movements in the Revolutionary Era**, Volume 2, Cassel, London, 1998. + +**Toward an Ecological Society**, Black Rose, Montreal, 1980. + +**Remaking Society: Pathways to a Green Future**, South End Press, Boston, MA., 1990. + +**Social Anarchism and Lifestyle Anarchism**, AK Press, Edinburgh/San Francisco, 1995. + +**The Modern Crisis**, New Society Publishers, Philadelphia, 1986\. + +**The Ecology of Freedom: The Emergence and Dissolution of Hierarchy**, AK Press, Edinburgh/Oakland, 2005 + +**The Ecology of Freedom: The Emergence and Dissolution of Hierarchy**, Cheshire Books, Palo Alto, California, 1982. + +_"Communalism: The Democratic Dimension of Anarchism"_, **Democracy and +Nature**, No. 8 (vol. 3, no. 2), pp. 1-12. + +**Which Way for the Ecology Movement?**, AK Press, Edinburgh/San Francisco, 1994. + +**The Philosophy of Social Ecology**, Black Rose Books, Montreal/New York, 1990. + +**From Urbanisation to Cities: Toward a New Politics of Citizenship**, Cassell, London, 1995. + +_"Nationality and the 'National Question'"_, **Society and Nature**, no. 5, +vol. 2, no. 2, pp. 8-36. + +**The Communist Manifesto: Insights and Problems**, available at: http://dwardmac.pitzer.edu/anarchist_archives/bookchin/comman.html + +_"Looking Back at Spain,"_ **The Radical Papers**, pp. 53-96, Dimitrios I. +Roussopoulos (ed.), Black Rose Books, Montreal/New York, 1987 + +**The Murray Bookchin Reader**, Janet Biehl (ed.), Cassell, London, 1997. + +**Anarchism, Marxism, and the Future of the Left: Interviews and Essays, 1993-1998**, AK Press, Edinburgh/San Francisco, 1999. + +**To Remember Spain: The Anarchist and Syndicalist Revolution of 1936**, AK Press, Edinburgh/San Francisco, 1994. + +Bookchin, Murray and Dave Foreman, **Defending the Earth: A Dialogue between +Murray Bookchin and Dave Foreman**, Black Rose Books, Montreal/New York. + +Bradford, George, **How Deep is Deep Ecology?**, Times Change Press, +California, 1989. + +_"Woman's Freedom: Key to the Population Question"_, pp. 65-84, **How Deep is +Deep Ecology?**, Times Change Press, California, 1989. + +Bricianer, Serge **Pannekoek and the Workers' Councils**, Telos Press, Saint +Louis, 1978. + +Brinton, Maurice, **For Workers' Power: The Selected Writings of Maurice +Brinton**, David Goodway (ed.), AK Press, Edinburgh/Oakland, 2004\. + +**The Bolsheviks and Workers' Control 1917 to 1921: the State and Counter-Revolution**, Solidarity and Black and Red, London and Detroit, 1975. + +**The Irrational in Politics**, Soldarity (London), London, 1975. + +Brown, L. Susan, **The Politics of Individualism: Liberalism, Liberal Feminism +and Anarchism**, Black Rose, Montreal/New York, 1993. + +Brown, Tom, **Syndicalism**, Phoenix Press, London, 1990. + +Buber, Martin, **Paths in Utopia**, Beacon Press, Boston, 1958. + +Cardan, Paul, **Modern Capitalism and Revolution**, 2nd edition, Solidarity, +London, 1974. + +Carson, Kevin A., **The Iron Fist Behind the Invisible Hand**, available at: +http://www.mutualist.org/id4.html + +**Studies in Mutualist Political Economy**, available at: http://www.mutualist.org/id47.html + +Carter, Alan, **Marx: A Radical Critique**, Wheatsheaf Books, Brighton, 1988. + +Casa, Juan Gomez, **Anarchist Organisation: The History of the FAI**, Black +Rose Books, Montreal, 1986. + +Castoriadis, Cornelius, **Workers' Councils and the Economics of a Self- +Managed Society**, Wooden Shoe Pamphlet, Philadelphia, 1984. + +**Political and Social Writings**, vol. 1, translated and edited by David Ames Curtis, University of Minnesota Press, Minneapolis, 1988\. + +**Political and Social Writings**, vol. 2, translated and edited by David Ames Curtis, University of Minnesota Press, Minneapolis, 1988\. + +**Political and Social Writings**, vol. 3, translated and edited by David Ames Curtis, University of Minnesota Press, Minneapolis, 1993\. + +**The Meaning of Socialism**, Philadelphia Solidarity, Philadelphia, 1994. + +_"The Role of Bolshevik Ideology in the Birth of the Bureaucracy"_, contained +in **Political and Social Writings**, vol. 3, pp. 89-105 + +Chomsky, Noam, **Chronicles of Dissent: Interviews with David Barsamian**, +Common Courage and AK Press, Monroe, 1992. + +**Deterring Democracy**, Vintage, London, 1992. + +**Keeping the Rabble in Line: Interviews with David Barsamian**, AK Press, Edinburgh, 1994. + +**Noam Chomsky on Anarchism**, available at: http://www.zmag.org/chomsky/interviews/9612-anarchism.html + +**Language and Politics**, Expanded Second Edition, C.P. Otero (ed.), AK Press, Edinburgh/London/Oakland, 2004. + +_"Marxism, Anarchism, and Alternative Futures"_, pp. 775-785, **Language and +Politics**, Expanded Second Edition. + +**Preface to Rudolf Rocker's Anarcho-Syndicalism**, Pluto Press, London, 1989. + +**World Orders, Old and New**, Pluto Press, London, 1994. + +**Radical Priorities**, Black Rose Books, Montreal, 1981. + +**Year 501: The Conquest Continues**, Verso, London, 1993. + +**Necessary Illusions: Thought Control in Democratic Societies**, Pluto Press, London, 1991. + +**Expanding the Floor of the Cage**, available at: http://www.chomsky.info/interviews/199704--.htm + +**Rollback** Parts I to IV, Z Magazine, January to May 1995 available at: http://www.chomsky.info/articles/199505--.htm + +**Interview on Pozner/Donahue in 1992**, available at http://flag.blackened.net/liberty/chomskydon.html + +**For Reasons of State**, Fontana/Collins, Suffolk, 1973. + +**The Umbrella of US Power: The Universal Declaration of Human Rights and the Contradictions of US Policy**, Open Media Pamphlet, Seven Stories Press, New York, 1999. + +**The Chomsky Reader**, James Peck (ed.), Pantheon Books, New York, 1987\. + +**Turning the Tide: US Intervention in Central America and the Struggle for Peace**, Pluto Press, 1985. + +**Language and Politics**, Black Rose Books, Montreal, 1999. + +**Rogue States: The Rule of Force in World Affairs**, Pluto Press, London, 2000. + +**Understanding Power: The Indispensable Chomsky**, Peter R. Mitchell and John Schoeffel (eds.), The New Press, New York, 2002. + +**Problems of Knowledge and Freedom: The Russell Lectures**, The New Press, New York/London, 2003. + +**Hegemony or Survival: America's Quest for Global Dominance**, Hamish Hamilton, London, 2003. + +**Powers and Prospects: Reflections on Human Nature and the Social Order**, Pluto Press, London, 1996. + +**Class Warfare: Interviews with David Barsamian**, Pluto Press, London, 1996. + +**American Power and the New Mandarins**, Penguin Books, London, 1969\. + +**Anarchism Interview: Noam Chomsky interviewed by Ziga Vodovnik**, available at: http://www.chomsky.info/interviews/20040714.htm + +**Letters from Lexington: Reflections on Propaganda**, Common Courage Press/AK Press, Monroe/Edinburgh, 1993. + +**Chomsky on Anarchism**, AK Press, Edinburgh/Oakland, 2005. + +**Government in the Future**, Seven Stories Press, New York, 2005. + +**Propaganda and the Public Mind: Conversations with Noam Chomsky**, Pluto Press, London, 2001. + +**Failed States: The Abuse of Power and the Assault on Democracy**, Hamish Hamilton, London, 2006. + +**The Culture of Terrorism**, Pluto Press, London, 1989. + +**Imperial Ambitions: Conversations with Noam Chomsky on the post-9/11 World**, Penguin Books, London, 2005. + +**Manufacturing Consent: Noam Chomsky and the Media**, Mark Achbar (ed.), Black Rose Books, Quebec/New York, 1994. + +**Reluctant Icon: Noam Chomsky interviewed by Tim Halle** available at http://www.chomsky.info/interviews/1999----.htm + +Christie, Stuart, **We, the Anarchists! A Study of the Iberian Anarchist +Federation (FAI) 1927-1927**, The Meltzer Press and Jura Media, +Hastings/Petersham, 2000. + +**My Granny made me an Anarchist (The Christie File part 1, 1946-1964)**, Christie Books, Hastings, 2002. + +Christie, Stuart and Meltzer, Albert, **The Floodgates of Anarchy**, Kahn & +Averill, Southampton, 1984. + +Ciliga, Ante, **The Russian Enigma**, Ink Links Ltd, London, 1979. + +Clark, John, **The Anarchist Moment: Reflections on Culture, Nature and +Power**, Black Rose Books, Montreal, 1984. + +Clark, John P., **Max Stirner's Egoism**, Freedom Press, London, 1976. + +Clark, John P and Martin, Camille (eds.), **Anarchy, Geography, Modernity: The +Radical Social Thought of Elise Reclus**, Lexington Books, Lanham, 2004. + +Cleaver, Harry, **Reading Capital Politically**, AK Press/Anti-theses, London, +2000\. + +Cohn-Bendit, Daniel & Gabriel, **Obsolete Communism: The Left-Wing +Alternative**, AK Press, Edinburgh, London & San Franciso, 2000\. + +Cole, G.D.H., **Guild Socialism Restated**, Transaction Books, New Brunswick, +1980\. + +**Self-Government in Industry**, Hutchinson Educational, London, 1972\. + +Comfort, Alex, **Authority and Delinquency in the Modern State: A +Criminological Approach to the Problem of Power**, Routledge and Kegan Paul, +1950\. + +**Writings against Power and Death: The Anarchist articles and Pamphlets of Alex Comfort**, David Goodway (ed.), Freedom Press, London, 1994. + +Crump, John, **Hatta Shuzo and Pure Anarchism in Interwar Japan**, St. +Martin's Press, Inc., New York, 1993. + +Dana, Charles A., **Proudhon and his _"Bank of the People"_**, Charles H. Kerr +Publishing Co., Chicago, 1984. + +de Cleyre, Voltairine, **The Voltairine de Cleyre Reader**, A.J. Brigati +(ed.), AK Press, Oakland/Edinburgh, 2004. + +**Exquisite Rebel: The Essays of Voltairine de Cleyre -- Anarchist, Feminist, Genius**, Sharon Presley and Crispin Sartwell (eds.), State University of New York Press, New York, 2005. + +_"Anarchism"_, pp. 30-34, **Man!**, M. Graham (ed.), Cienfuegos Press, London, +1974. + +**Direct Action**, available at http://www.etext.org/Politics/Spunk/library/writers/decleyre/sp001334.html + +**The Economic Tendency of Freethought**, available at http://alumni.umbc.edu/~akoont1/tmh/voltair.html + +**Anarchism and American Traditions**, available at http://alumni.umbc.edu/~akoont1/tmh/vdc.html + +**The First Mayday: The Haymarket Speeches 1895-1910**, Cienfuegos Press, Libertarian Book Club and Soil of liberty, Orkney/ Minneapolis, 1980 + +de Ligt, Bart, **The Conquest of Violence**, Pluto Press, London, 1989. + +de Llorens, Ignaio, **The CNT and the Russian Revolution**, The Kate Sharpley +Library, unknown, undated. + +de Santillan, D. A., **After the Revolution: Economic Reconstruction in Spain +Today**, Greenberg, New York, 1937 (facsimile edition by Jura Media, +Petersham, 1996). + +Debord, Guy, **Society of the Spectacle**, Rebel Press/Aim Publications, +Exeter, 1987. + +Dielo Trouda, **The Organisational Platform of the Libertarian Communists**, +Workers Solidarity Movement, Dublin, 1989. + +Direct Action Movement, **Winning the Class War: An Anarcho-Syndicalist +Strategy**, Direct Action Movement-IWA, Manchester/Glasgow, 1991. + +**Direct Action in Industry**, available at: http://www.spunk.org/texts/intro/practice/sp001703.html + +Dobson, V.G., **Bringing the Economy Home from the Market**, Black Rose Books, +Montreal, 1993. + +Dolgoff, Sam, **The Cuban Revolution: A Critical Perspective**, Black Rose +Books, Montreal, 1976. + +**The American Labour Movement: A New Beginning**, Resurgence, Champaign, Il., 1980. + +**A Critique of Marxism**, Soil of Liberty, Minneapolis, unknown. + +Draughn, Jeff, **Between Anarchism and Libertarianism: Defining a New +Movement**, available at http://flag.blackened.net/liberty/between.html + +Ervin, Lorenzo Kom'boa, **Anarchism and the Black Revolution**, Monkeywrench +Press and the Workers Self-Education Foundation, Philadelphia, 1994\. + +Fabbri, Luigi, **Bourgeois Influences on Anarchism**, Acrata Press, San +Francisco, 1987\. + +_"Anarchy and 'Scientific' Communism"_, in **The Poverty of Statism**, pp. +13-49, Albert Meltzer (ed.), Cienfuegos Press, Sanday, 1981 + +Fernandez, Frank, **Cuban Anarchism: The History of a Movement**, See Sharp +Press, Tucson, 2001. + +Fleming, Marie, **The Geography of Freedom: The Odyssey of Elise Reclus**, +Black Rose Books, Montreal/New York, 1988. + +Foner, Philip S. (ed.), **The Autobiographies of the Haymarket Martyrs**, +Monad Press, New York, 1977. + +Fontenis, Georges, **Manifesto of Libertarian Communism**, Anarchist Communist +Editions, London, 1989. + +For Ourselves, **The Right to Be Greedy: Thesis on the Practical Necessity of +Demanding Everything**, Loompanics Unlimited, Port Townsend, Washington, 1983. + +Fotopoulos, Takis, _"The Economic Foundations of an Ecological Society"_, +**Society and Nature**, No. 3 (vol. 1 no. 3), pp. 1-40. + +_"The Nation-state and the Market,"_ **Society and Nature**, No. 5 (vol. 2, +no. 2), pp. 37-80. + +**Towards an Inclusive Democracy: The crisis of the growth economy and the need for a new liberatory Project**, Cassell, London/New York, 1997. + +Ford, Earl C. and Foster, William Z., **Syndicalism**, Charles H. Keer +Publishing Co., Chicago, 1990. + +Franks, Benjamin, **Rebel Alliances: The means and ends of contemporary +British anarchisms**, AK Press and Dark Star, Edinburgh/Oakland, 2006. + +Fernandez, Neil C., **Capitalism and Class Struggle in the USSR: A Marxist +Theory**, Ashgate, Aldershot, 1997. + +Friends of Durruti, **Towards a Fresh Revolution**, available at: +http://flag.blackened.net/revolt/fod/towardsintro.html + +**The Friends of Durruti Accuse**, available at: http://www.geocities.com/Athens/Acropolis/8195/Durruti.html + +Fromm, Erich, **To Have Or To Be?**, Abacus, London, 1993. + +**Man for Himself: An Enquiry into the Psychology of Ethics**, Ark Paperbacks, London, 1986. + +**The Sane Society**, Kegan Paul, 1959. + +**The Fear of Freedom**, Ark Paperbacks, London, 1989. + +Galleani, Luigi, **The End of Anarchism?**, Cienfuegos Press, Orkney, 1982. + +Godwin, William, **The Anarchist Writings of William Godwin**, Peter Marshall +(ed.), Freedom Press, London, 1986. + +**An Enquiry concerning Political Justice**, Penguin, Harmondsworth, 1976 + +Goldman, Emma, **Red Emma Speaks: An Emma Goldman Reader**, 3rd Edition, Alix +Kates Shulman (ed.), Humanity Books, New York, 1998. + +**Red Emma Speaks**, Alix Kates Shulman (ed.), Wildwood House, London, 1979. + +**Anarchism and Other Essays**, Dover Publications Ltd., New York, 1969. + +**Vision on Fire: Emma Goldman on the Spanish Revolution**, Commonground Press, New Paltz New York, 1985. + +**My Disillusionment in Russia**, Thomas Y. Crowell Company, New York, 1970. + +**Living My Life** (in 2 volumes), Dover Publications, New York, 1970. + +**Emma Goldman: A Documentary History of the American Years volume 1: Made for America, 1890-1901**, Candace Falk (ed.), University of California Press, Berkeley/Los Angeles/London, 2003\. + +**Emma Goldman: A Documentary History of the American Years volume 2: Making Speech Free, 1902-1909**, Candace Falk (ed.), University of California Press, Berkeley/Los Angeles/London, 2005\. + +Goodway, David, **Anarchist Seeds Beneath the Snow: Left-Libertarian Thought +and British Writers from William Morris to Colin Ward**, Liverpool University +Press, Liverpool, 2006. + +Goodway, David (ed.), **For Anarchism: History, Theory and Practice**, +Routledge, London, 1989. + +Gorter, Herman, **Open Letter to Comrade Lenin**, Wildcat, 1989. + +Graeber, David, **Fragments of an Anarchist Anthropology**, Prickly Paradigm +Press, Chicago, 2004. + +**Possibilities: Essays on Hierarchy, Rebellion, and Desire**, AK Press, Edinburgh/Oakland, 2007. + +Green Anarchy, **Against Mass Society**, available at: +http://www.primitivism.com/mass-society.htm + +Greene, William B., **Mutual Banking**, West Brookfield, 1850. + +Guerin, Daniel, **Anarchism: From Theory to Practice**, Monthly Review Press, +New York/London, 1970. + +**Class Struggle in the First French Republic: Bourgeois and Bras Nus 1793-1795**, Pluto Press, London, 1977. + +Harper, Clifford, **Anarchy: A Graphic Guide**, Camden Press, London, 1987. + +International Workers Association, **Principles, Aims and Statutes of the +International Workers Association**, Monty Millar Press, Broadway, 1983. + +Industrial Workers of the World, **How to fire your boss**, available at: +http://fletcher.iww.org/direct_action/title.html + +Kelman, James, **Some Recent Attacks: Essays Cultural and Political**, AK +Press, Stirling, 1992. + +Kelsey, Graham A., **Anarchosyndicalism, libertarian communism and the state: +the CNT in Zaragoza and Aragon 1930-1937**, International Institute of Social +History, Dordrecht, London, 1991. + +_"Anarchism in Aragon,"_ in **Spain in Conflict 1931-1939: democracy and its +enemies**, Martin Blinkhorn (ed.), pp. 60-82, Sage, London, 1986. + +Kenafick, K.J., **Michael Bakunin and Karl Marx**, Melbourne, 1948. + +Klafta, Lance, _"Ayn Rand and the Perversion of Libertarianism"_, **Anarchy: A +Journal of Desire Armed**, no. 34, pp. 59-62. + +Knabb, Ken, **Public Secrets**, Bureau of Public Secrets, Berkeley, 1997. + +**The Poverty of Primitivism**, available at http://www.slip.net/~knabb/CF/primitivism.htm + +Knabb, Ken (ed.), **Situationist International Anthology**, Bureau of Public +Secrets, Berkeley, 1981. + +Kropotkin, Peter, **Anarchism: A Collection of Revolutionary Writings**, Roger +N. Baldwin (ed.), Dover Press, New York, 2002. + +**Kropotkin's Revolutionary Pamphlets**, R.N. Baldwin (ed.), Dover Press, New York, 1970. + +**Act for Yourselves: articles from Freedom 1886-1907**, N. Walter and H. Becker (eds), Freedom Press, London, 1988. + +**Ethics: Origin and Development**, Blom, 1968. + +**Mutual Aid**, Freedom Press, London, 1987. + +**The Conquest of Bread**, Elephant Editions, Catania, 1985. + +**The State: Its Historic Role**, Freedom Press, London, 1987. + +**Anarchism and Anarchist Communism: Its Basis and Principles**, Freedom Press, London, 1987. + +**The Great French Revolution** (in two volumes), Elephant Editions, Catania, 1986. + +**Words of a Rebel**, Black Rose Books, Montreal, 1992. + +**Evolution and Environment**, Black Rose Books, Montreal, 1995. + +**Fields, Factories and Workshops Tomorrow**, Colin Ward (ed.), Freedom Press, London, 1985. + +**Small Communal Experiments and Why They Fail**, Jura Media, Sydney, 1997. + +**The Place of Anarchism in Socialistic Evolution**, Practical Parasite Publications, Cymru, 1990. + +**Selected Writings on Anarchism and Revolution**, Martin A. Miller (ed.), MIT Press, Cambridge, 1970. + +**Memiors of a Revolutionist**, Black Rose Books, Montreal/New York, 1989. + +**The Conquest of Bread and Other Writings**, Unversity Press, Cambridge, 1995. + +_"Syndicalism and Anarchism"_, **Black Flag**, no. 211, pp. 16-19. + +**The Commune of Paris**, available at: http://dwardmac.pitzer.edu/anarchist_archives/kropotkin/pcommune.html + +Labadie, Joseph A., **Anarchism: What It Is and What It Is Not**, available +at: http://alumni.umbc.edu/~akoont1/tmh/anar_jal.html + +**Different Phases of the Labour Question**, available at: http://members.aol.com/labadiejo/page11.html + +**What is Socialism?**, available at: http://members.aol.com/labadiejo/page7.html + +Landauer, Gustav, **For Socialism**, Telos Press, St. Louis, 1978. + +Law, Larry, **Spectacular Times: Bigger Cages, Longer Chains**, +A-Distribution/Dark Star Press, London, 1991. + +Le Guin, Ursula K., **The Dispossessed**, Grafton Books, London, 1986. + +Leier, Mark, **Bakunin: The Creative Passion**, Thomas Dunne Books, New York, +2006. + +Leval Gaston, **Collectives in the Spanish Revolution**, Freedom Press, +London, 1975. + +Levy, Carl, **Gramsci and the Anarchists**, Berg, Oxford, 1999. + +Magn, Ricardo Flores, **Dreams of Freedom: A Ricardo Flores Magn Reader**, AK +Press, Edinburgh/Oakland, 2005. + +**Land and Liberty: Anarchist influences in the Mexican Revolution**, David Poole (ed.), Cienfuegos Press, Sanday, 1977. + +Mailer, Phil, **Portugal: The Impossible Revolution**, Solidarity, London, +1977\. + +Makhno, Nestor, **The Struggle Against the State and other Essays**, AK Press, +Edinburgh/San Francisco, 1996. + +**My Visit to the Kremlin**, Kate Sharpley Library, London, 1993. + +Makhno, Nestor, Ida Mett, Piotr Archinov, Valevsky, Linsky, **The +Organisational Platform of the Libertarian Communists**, Workers Solidarity +Movement, Dublin, 1989. + +Malatesta, Errico, **Anarchy**, Freedom Press, London, 2001. + +**Anarchy**, Freedom Press, London, 1974. + +**Errico Malatesta: His Life and Ideas**, 3rd Edition, Vernon Richards (ed.), Freedom Press, London, 1993. + +**Life and Ideas**, Vernon Richards (ed.), Freedom Press, London, 1965. + +**The Anarchist Revolution**, Vernon Richards (ed.), Freedom Press, London, 1995. + +**Fra Contadini: A Dialogue on Anarchy**, Bratach Dudh Editions, Catena, 1981. + +**At the Cafe: Conversations on Anarchism**, Freedom Press, London, 2005. + +**A Talk about Anarchist Communism**, Freedom Press, London, 1894\. + +_"Towards Anarchism"_, pp. 73-78, **Man!**, M. Graham (ed.), Cienfuegos Press, +London, 1974. + +_"Anarchism and Syndicalism"_, pp. 146-52, Geoffrey Ostergaard, **The +Tradition of Workers' Control**, Freedom Press, London, 1997. + +Malet, Michael, **Nestor Makhno in the Russian Civil War**, MacMillan Press, +London, 1982. + +Martin, James J., **Men Against the State: The Expositors of Individualist +Anarchism in America, 1827-1908**, Ralph Myles Publisher Inc., Colorado +Springs, 1970. + +Marshall, Peter, **Demanding the Impossible: A History of Anarchism**, +Fontana, London, 1993. + +**Nature's Web: An Exploration of Ecological Thinking**, Simon & Schuster, London, 1992. + +Marzocchi, Umberto, **Remembering Spain: Italian Anarchist Volunteers the +Spanish Civil War**, Kate Sharpley Library, London, 1991. + +Mattick, Paul, **Economic Crisis and Crisis Theory**, M.E. Sharpe, White +Plains, New York, 1981. + +**Economics, Politics, and the Age of Inflation**, Merlin Press, London, 1978. + +**Anti-Bolshevik Communism**, Merlin Press, London, 1978. + +**Marx and Keynes: The Limits of the Mixed Economy**, Merlin Press, London, 1971. + +**Marxism: The Last Refuge of the Bourgeoisie?**, M. E. Sharpe, Inc./Merlin Press, Armonk/London, 1983. + +Maximoff, G. P., **Program of Anarcho-Syndicalism**, Monty Miller Press, +Sydney, 1985. + +**The Guillotine at Work: twenty years of terror in Russia (data and documents)**, Chicago Section of the Alexander Berkman Fund, Chicago, 1940. + +Maximoff, G. P (ed.), **Constructive Anarchism**, Monty Miller Press, Sidney, +1988. + +McKercher, William R., **Freedom and Authority**, Black Rose Books, +Montreal/New York, 1989 + +Meltzer, Albert, **I Couldn't Paint Golden Angels**, AK Press, Edinburgh, +1996. + +**Anarchism: Arguments for and against**, 7th Revised Edition, AK Press, Edinbrugh/San Francisco, 2000. + +**Anarchism: Arguments for and against**, 3rd Edition, Black Flag, London, 1986. + +**The Anarcho-Quiz Book**, Simian Publications, Orkney, 1976. + +Meltzer, Albert (ed.), **The Poverty of Statism**, Cienfuegos Press, Orkney, +1981. + +Mett, Ida, **The Kronstadt Uprising**, Solidarity, London, date unknown. + +Michel, Louise, **The Red Virgin: Memoirs of Louise Michel**, The University +of Alabama Press, Alabama, 1981 + +Moorcock, Michael, **Starship Stormtroopers**, available at: +http://www.geocities.com/CapitolHill/Lobby/3998/Moorcock.html + +Moore, John, **Primitivist Primer**, available at: +http://lemming.mahost.org/johnmoore/primer.htm + +Morris, Brian, **Bakunin: The Philosophy of Freedom**, Black Rose Books, +Montreal, 1993. + +**Ecology and Anarchism: Essays and Reviews on Contemporary Thought**, Images Publishing (Malvern) Ltd, Malvern Wells, 1996. + +**Kropotkin: The Politics of Community**, Humanity Books, New York, 2004. + +Morris, William, **Political Writings: Contributions to Justice and Commonweal +1883-1890**, Thoemmes Press, Bristol, 1994. + +**A Factory As it Might Be**, Mushroom Bookshop, Nottingham, 1994. + +Nettlau, Max, **A Short History of Anarchism**, Freedom Press, London, 1996. + +**Errico Malatesta: The Biography of an Anarchist**, available at: http://dwardmac.pitzer.edu/anarchist_archives/malatesta/nettlau/nettlauonmalatesta.html + +Nursey-Bray, Paul, **Anarchist Thinkers and Thought: an annotated +bibliography**, Greenwood Press, New York, 1992. + +Ostergaard, Geoffrey, **The Tradition of Workers' Control**, Freedom Press, +London, 1997. + +Pannekeok, Anton, **Workers' Councils**, AK Press, Oakland/Edinburgh, 2003. + +**Lenin as Philosopher: A Critical Examination of the Philosophical Basis of Leninism**, Merlin Press, London, 1975\. + +Parsons, Albert R., **Anarchism: Its Philosophy and Scientific Basis**, +University Press of the Pacific, Honolulu, 2003. + +Parsons, Lucy, **Freedom, Equality & Solidarity: Writings & Speeches, +1878-1937**, Gale Ahrens (ed.), Charles H. Kerr, Chicago, 2004\. + +Pataud, Emile and Pouget, Emile, **How we shall bring about the Revolution: +Syndicalism and the Co-operative Commonwealth**, Pluto Press, London, 1990. + +Pateman, Carole, **The Problem of Political Obligation: A Critique of Liberal +Theory**, Polity Press, Cambridge, 1985. + +**The Sexual Contract**, Polity, Cambridge, 1988. + +**Participation and Democratic Theory**, Cambridge University Press, Cambridge, 1970. + +**The Disorder of Women: Democracy, Feminism and Political theory**, Polity, Cambridge, 1989. + +Paz, Abel, **Durruti: The People Armed**, Black Rose Books, Montreal, 1976. + +**The Spanish Civil War**, Pocket Archives, Hazan, Paris, 1997. + +**Durruti in the Spanish Revolution**, AK Press, Edinburgh/Oakland, 2007\. + +Peacott, Joe, **Individualism and Inequality**, available at: +http://world.std.com/~bbrigade/TL anarchy and inequality.htm + +**Individualism Reconsidered**, available at: http://world.std.com/~bbrigade/badpp3.htm + +Peirats, Jose, **Anarchists in the Spanish Revolution**, Freedom Press, +London, 1990. + +**The CNT in the Spanish Revolution**, vol. 1, The Meltzer Press, Hastings, 2001. + +**The CNT in the Spanish Revolution**, vol. 2, ChristieBooks.com, Hastings, 2005. + +Piercy, Marge, **Woman on the Edge of Time**, The Woman's Press, London, 1995. + +Pouget, Emile , **Direct Action**, Kate Sharpley Library, London, 2003. + +**The Party Of Labour**, available at: http://www.anarchosyndicalism.net/archive/display/190/index.php + +Proudhon, P-J, **What is Property: an inquiry into the principle of right and +of government**, William Reeves Bookseller Ltd., London, 1969\. + +**System of Economical Contradictions: or, the Philosophy of Misery**, Benjamin Tucker, Boston, 1888. + +**The General Idea of the Revolution**, Pluto Press, London, 1989. + +**Interest and Principal: A Loan is a Service** available at: http://www.pitzer.edu/~dward/Anarchist_Archives/proudhon/interestletter1.html + +**Interest and Principal: The Circulation of Capital, Not Capital Itself, Gives Birth to Progress** available at: http://www.pitzer.edu/~dward/Anarchist_Archives/proudhon/interestletter2.html + +**Selected Writings of Pierre-Joseph Proudhon**, Stewart Edwards (ed.), MacMillan, London, 1969. + +**The Principle of Federation**, University of Toronto Press, Canada, 1979. + +**Proudhon's Solution of the Social Problem**, Henry Cohen (ed.), Vanguard Press, New York, 1927. + +**Du Principe Fdratif et de la Ncessit De Reconstituer le Parti de la Rvolution**, E. 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Arguments for the Leisure Society**, Freedom Press, London, 1997. + +**The May Days in Barcelona**, Freedom Press, London, 1987\. + +**World War - Cold War: Selections from the Anarchist Journals War Commentary and Freedom, 1939-1950**, Freedom Press, London, 1989. + +**The Left and World War II: Selections from the Anarchist Journal War Commentary 1939-1943**, Freedom Press, London, 1989. + +Rocker, Rudolf, **Anarcho-Syndicalism: Theory and Practice**, AK Press, +Edinburgh/Oakland, 2004. + +**Anarcho-Syndicalism**, Phoenix Press, London, 1988. + +**Nationalism and Culture**, Michael E. Coughlin, Minnesota, 1978\. + +**The London Years**, Five Leaves Publications/AK Press, Nottingham/Oakland, 2005. + +**The Tragedy of Spain**, ASP, London & Doncaster, 1986. + +**Anarchism and Sovietism**, available at: http://flag.blackened.net/rocker/soviet.htm + +**Marx and Anarchism**, available at: http://flag.blackened.net/rocker/marx.htm + +**Pioneers of American Freedom: Origin of Liberal and Radical Thought in America**, Rocker Publications Committee, Los Angeles, 1949. + +Root & Branch (ed.), **Root & Branch: The Rise of the Workers Movements**, +Fawcett Publications, Greenwich, Conn., 1975. + +Rooum, Donald, **What is Anarchism? An Introduction**, Freedom Press, London, +1992. + +Roussopoulos, Dimitrios I. (ed.), **The Radical Papers**, Black Rose Books, +Montreal/New York, 1987. + +**The Anarchist Papers**, Black Rose Books, Montreal/New York, 2002. + +Russell, Bertrand, **The Practice and Theory of Bolshevism**, George Allen and +Unwin Ltd., London, 1949. + +**Roads to Freedom: Socialism, Anarchism and Syndicalism**, George Allen and Unwin Ltd., London, 1973. + +Sabatini, Peter, _"Libertarianism: Bogus Anarchy"_, **Anarchy: A Journal of +Desire Armed**, no. 41, Fall/Winter 1994-5 + +Sacco, Nicola and Vanzetti, Bartolomeo, **The Letters of Sacco and Vanzetti**, +Penguin Books, New York, 1997. + +Schmidt, Michael and Walt, Lucien van der, **Black Flame: The Revolutionary +Class Politics of Anarchism and Syndicalism**, AK Press, Edinburgh/Oakland, +2009. + +Scott, James C., **Seeing like a State: How Certain Schemes to Improve the +Human Condition Have Failed**, Yale University Press, New Haven and London, +1998. + +Sheppard, Brian Oliver, **Anarchism vs. Primitivism**, See Sharpe Press, +Tuscon, 2003\. + +Shipway, Mark A. S., **Antiparliamentary Communism: The Movement for Workers' +Councils in Britain, 1917-45**, Palgrave Macmillan, Basingstoke, 1988. + +Sitrin, Marina (ed.), **Horizontalism: Voices of Popular Power in Argentina**, +AK Press, Oakland/Edinburgh, 2006. + +Skirda, Alexandre, **Nestor Makhno Anarchy's Cossack: The struggle for free +soviets in the Ukraine 1917-1921**, AK Press, Edinburgh/Oakland, 2004 + +**Facing the Enemy: A History of Anarchist Organisation from Proudhon to May 1968**, AK Press, Edinburgh/Oakland, 2002. + +_"The Rehabilitation of Makhno"_, **The Raven: Anarchist Quarterly**, no. 8 +(Vol. 2, No. 4), Oct. 1989, Freedom Press, pp. 338-352 + +Smart, D.A. (ed.), **Pannekoek and Gorter's Marxism**, Pluto Press, London, +1978\. + +Spooner, Lysander, **Natural Law**, available at +http://flag.blackened.net/liberty/spoonnat.html + +**No Treason: The Constitution of No Authority**, Ralph Myles Publisher, Inc., Colorado Springs, 1973. + +**An essay on the Trial by Jury**, John P. Jewett and Co., Boston, 1852. + +**A Letter to Grover Cleveland**, Benjamin R. Tucker, Boston, 1886\. + +**Revolution: The Only Remedy For The Oppressed Classes Of Ireland, England, And Other Parts Of The British Empire**, available at: http://www.lysanderspooner.org/Revolution.htm + +**Poverty: Its Illegal Causes and Legal Cure**, Bela Marsh, Boston, 1846. + +**The Law of Intellectual Property, or, An Essay on the Right of Authors and Inventors to a Perpetual Property in Their Ideas**, Boston, 1885. + +Starhawk, _"Staying on the Streets,"_ contained in **On Fire: The Battle of +Genoa and the anti-capitalist movement**, One Off Press, unknown, 2001\. + +Stirner, Max, **The Ego and Its Own**, Rebel Press, London, 1993. + +Tolstoy, Leo, **The Kingdom of God is Within You: Christianity Not as a Mystic +Religion but as a New Theory of Life**, University of Nebraska Press, London, +1984. + +**The Slavery of Our Times**, John Lawrence, London, 1972. + +Trotwatch, **Carry on Recruiting! Why the Socialist Workers Party dumped the +'downturn' in a 'dash for growth' and other party pieces**, AK +Press/Trotwatch, Glasgow, 1993. + +Tucker, Benjamin R., **Instead of a Book, by a man too busy to write one: a +fragmentary exposition of philosophical anarchism culled from the writings of +Benj. R. Tucker**, Haskell House Publishers, New York, 1969. + +**Occupancy and Use verses the Single Tax** available at: http://flag.blackened.net/daver/anarchism/tucker/tucker32.html + +_"Why I am an Anarchist"_, pp. 132-136, **Man!**, M. Graham (ed.), Cienfuegos +Press, London, 1974. + +Unofficial Reform Committee, **The Miner's Next Step: Being a suggested scheme +for the reorganisation of the Federation**, Germinal and Phoenix Press, +London, 1991. + +Vaneigem, Raoul, **The Revolution of Everyday Life**, Rebel Press/Left Bank +Books, London, 1994. + +Voline, **The Unknown Revolution**, Black & Red/Solidarity, Detroit/Chicago, +1974\. + +Walter, Nicolas, **About Anarchism**, Freedom Press, London, 2002. + +**The Anarchist Past and other essays**, Five Leaves Publications, Nottingham, 2007. + +Ward, Colin, **Anarchy in Action** (2nd Edition), Freedom Press, London, 1982. + +**Social Policy: an anarchist response**, Freedom Press, London, 2000. + +**Talking Houses**, Freedom Press, London, 1990. + +**Housing: An Anarchist Approach**, Freedom Press, London, 1983 + +**Reflected in Water: A Crisis of Social Responsibility**, Cassel, London, 1997. + +**Freedom to go: after the motor age**, Freedom Press, London, 1991. + +**Anarchism: A Very Short Introduction**, Oxford University Press, Oxford, 2004. + +**Cotters and Squatters: Housing's Hidden History**, Five Leaves, Nottingham, 2005. + +Ward, Colin (ed.), **A Decade of Anarchy: Selections from the Monthly Journal +Anarchy**, Freedom , London, 1987. + +Ward, Colin and Goodway, David, **Talking Anarchy**, Five Leaves, Nottingham, +2003\. + +Watson, David, **Beyond Bookchin: Preface for a Future Social Ecology**, +Autonomedia/Black and Red/Fifth Estate, USA, 1996. + +**Against the Megamachine: Essays on Empire and Its Enemies**, Autonomedia/Fifth Estate, USA, 1997. + +Weick, David, _"Anarchist Justice"_, pp. 215-36, **Anarchism: Nomos XIX**, J. +Roland Pennock and John W. Chapman (eds.), New York University Press, New +York, 1978. + +Weil, Simone, **Oppression and Liberty**, Routledge, London, 2001. + +Wetzel, Tom, **The Origins of the Union Shop**, available at: +http://www.uncanny.net/~wsa/union3.html + +**Workers' Power and the Spanish Revolution**, available at: http://www.uncanny.net/~wsa/spain.html + +Wildcat Group (ed.), **Class War on the Home Front: Revolutionary Opposition +to the Second World War**, Wildcat Group, Manchester, 1986. + +Wilde, Oscar, _"The Soul of Man Under Socialism"_, pp. 1174-1197, **Complete +works of Oscar Wilde**, HarperCollins Publishers, Glasgow, 1994. + +Wilson, Charlotte, **Three Essays on Anarchism**, Drowned Rat Publications, +Cambridge, 1985. + +**Anarchist Essays **, Freedom Press, London, 2000. +Wilson, Robert Anton, **Natural Law: or don't put a rubber on your willy**, +Loompanics Ltd, Port Townsend, 1987. + +Woodcock, George, **Anarchism: A History of libertarian ideas and movements** +(2nd Edition), Penguin Books, England, 1986. + +**Pierre-Joseph Proudhon: A Biography**, Black Rose Books, Montreal/New York, 1987. + +Woodcock, G. and Avakumovic, I., **The Anarchist Prince**, Boardman, London, +1950\. + +Zerzan, John, **Elements of Refusal**, Left Bank Books, Seattle, 1988. + +**On the Transition: Postscript to Future Primitive**, available at: http://www.insurgentdesire.org.uk/fp.htm + +Zinn, Howard, **A People's History of the United States**, 2nd Edition, +Longman, Essex, 1996. + +**Failure to Quit: Reflections of an Optimistic Historian**, Common Courage Press, Monroe Main, 1993. + +**The Colorado Coal Strike, 1913-14**, contained in **Three Strikes: Miners, Musicians, Salesgirls, and the Fighting Spirit of Labor's Last Century**, Howard Zinn, Dana Frank, Robin D. G. Kelly, Beacon Press, Boston, 2001. + +**The Zinn Reader: Writings on Disobedience and Democracy**, Seven Stories Press, New York, 1997. + +**An Interview with Howard Zinn on Anarchism: Rebels Against Tyranny**, available at: http://www.revolutionbythebook.akpress.org/an-interview-with-howard-zinn-on-anarchism-rebels-against-tyranny/ + +Zinn, Howard and Arnove, Anthony (eds.), **Voices of a People's History of the +United States**, Seven Stories Press, New York, 2004. + +## _Works about Anarchism_ + +Alexander, Robert, **The Anarchists in the Spanish Civil War** (2 vols.), +Janus Publishing Company, London, 1999. + +Anderson, Carlotta R., **All-American Anarchist: Joseph A. Labadie and the +Labor Movement**, Wayne State University Press, Detroit, 1998. + +Apter, D. and Joll, J (Eds.), **Anarchism Today**, Macmillan, London, 1971. + +Archer, Julian P. W., **The First International in France, 1864-1872: Its +Origins, Theories, and Impact**, University Press of America, Inc., +Lanham/Oxford, 1997. + +Cahm, C., **Kropotkin and the Rise of Revolutionary Anarchism 1872-1886**, +Cambridge University Press, Cambridge, 1989. + +Carr, Edward Hallett, **Michael Bakunin**, Macmillan, London, 1937. + +Coleman, Stephen and O'Sullivan, Paddy (eds.), **William Morris and News from +Nowhere: A Vision for Our Time**, Green Books, Bideford, 1990. + +Coughlin, Michael E., Hamilton, Charles H. and Sullivan, Mark A. (eds.), +**Benjamin R. Tucker and the Champions of Liberty: A Centenary Anthology**, +Michael E. Coughlin Publisher, St. Paul, Minnesota, 1986. + +Crowder, George, **Classical Anarchism: The Political Thought of Godwin, +Proudhon, Bakunin and Kropotkin**, Clarendon Press, Oxford, 1991. + +Delamotte, Eugenia C., **Gates of Freedom: Voltairine de Cleyre and the +Revolution of the Mind -- With Selections from Her Writing**, The University +of Michigan Press, Ann Arbor, 2004. + +Dirlik, Arif, **Anarchism in the Chinese Revolution**, University of +California Press, Berkeley and Los Angeles, 1991. + +Ehrenberg, John, **Proudhon and his Age**, Humanity Books, New York, 1996. + +Esenwein, George Richard, **Anarchist Ideology and the Working Class Movement +in Spain, 1868-1898**, University of California Press, Berkeley, 1989. + +Guillamon, Agustin, **The Friends of Durruti Group: 1937-1939**, AK Press, +Edinburgh/San Francisco, 1996. + +Guthke, Karl S., **B. Traven: The life behind the legends**, Lawrence Hill +Books, New York, 1991. + +Hart, John M., **Anarchism and the Mexican Working Class, 1860-1931**, +University of Texas Press, Austin, 1987. + +Holton, Bob, **British Syndicalism: 1900-1914: Myths and Realities**, Pluto +Press, London, 1976. + +Hyams, Edward, **Pierre-Joseph Proudhon: His Revolutionary Life, Mind and +Works**, John Murray, London, 1979. + +Jackson, Corinne, **The Black Flag of Anarchy: Antistatism in the United +States**, Charles Scribner's Sons, New York, 1968. + +Jennings, Jeremy, **Syndicalism in France: a study of ideas**, Macmillan, +London, 1990 + +Kline, Wm. Gary, **The Individualist Anarchists: A Critique of Liberalism**, +University Press of America, Lanham, Maryland, 1987. + +Linden, Marcel van der and Thorpe, Wayne (eds.), **Revolutionary Syndicalism: +An International Perspective**, Scolar Press, Aldershort, 1990. + +Merithew, Caroline Waldron, _"Anarchist Motherhood: Toward the making of a +revolutionary Proletariat in Illinois Coal towns"_, pp. 217-246, Donna R. +Gabaccoia and Franca Iacovetta (eds.), **Women, Gender, and Transnational +Lives: Italian Workers of the World**, University of Toronto Press, Toronto, +2002\. + +Miller, Martin A., **Kropotkin**, The University of Chicago Press, London, +1976. + +Milner, Susan, **The Dilemmas of Internationalism: French Syndicalism and the +International Labour Movement 1900-1914**, Berg, New York, 1990. + +Mintz, Jerome R., **The Anarchists of Casas Viejas**, Indiana University +Press, Bloomington, 1994. + +Moya, Jose, _"Italians in Buenos Aires's Anarchist Movement: Gender Ideology +and Women's Participation, 1890-1910,"_ pp. 189-216, Donna R. 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II, New Park Publications, London, 1979. + +**How the Revolution Armed: the military writings and speeches of Leon Trotsky**, vol. IV, New Park Publications, London, 1979. + +**Stalin: An Appraisal of the man and his influence**, in two volumes, Panther History, London, 1969. + +**The Death Agony of Capitalism and the Tasks of the Fourth International**, contained in **How Solidarity can change the world**, Alliance for Workers' Liberty, London, 1998\. + +**First Year Years of the Communist International**, (in 2 volumes), New Park Publications, London, 1974. + +**The Third International After Lenin**, Pioneer Publishers, New York, 1957. + +**The Challenge of the Left Opposition (1923-25)**, Pathfinder Press, New York, 1975. + +**The Challenge of the Left Opposition (1926-27)**, Pathfinder, New York, 1980. + +**On Lenin: Notes towards a Biography**, George G. Harrap & Co. Ltd., London, 1971. + +_"Lessons of October"_, pp. 113-177, **The Essential Trotsky**, Unwin Books, +London, 1963. + +**Leon Trotsky on China**, Monad Press, New York, 2002 + +**In Defense of Marxism**, Pathfinder, New York, 1995. + +**Writings 1936-37**, Pathfinder Press, New York, 2002. + +**Platform of the Opposition**, available at: http://www.marxists.org/archive/trotsky/works/1927-plo/ch01.htm + +**The Lessons of October**, available at: http://www.marxists.org/archive/trotsky/works/1924-les.htm + +**How Did Stalin Defeat the Opposition?**, available at: http://www.marxists.org/archive/trotsky/works/1935-sta.htm + +**Work, Discipline, Order**, available at: http://www.marxists.org/archive/trotsky/works/1918-mil/ch05.htm + +**More Equality!** available at: http://www.marxists.org/archive/trotsky/works/1919-mil/ch12.htm + +**The Revolution Betrayed**, available at: http://www.marxists.org/archive/trotsky/works/1936-rev/index.htm + +**The Class Nature of the Soviet State**, available at: http://www.marxists.org/archive/trotsky/works/sovstate.htm + +**The Path of the Red Army**, available at: http://www.marxists.org/archive/trotsky/works/1918-mil/ch02.htm + +**The Moralists and Sycophants against Marxism**, contained in **Their Morals and Ours**, pp. 53-66, Pathfinder, New York, 1973. + +**The Makhno Movement**, available at: http://www.marxists.org/archive/trotsky/works/1919-mil/ch49.htm + +**Stalinism and Bolshevism**, available at: http://www.marxists.org/archive/trotsky/works/1937/1937-sta.htm + +Turner, Adai, **Just Capital: The Liberal Economy**, Pan Books, London, 2002. + +Utton, M. A., **The Political Economy of Big Business**, Martin Robinson, +Oxford, 1982\. + +Wade, Robert, **Governing the Market: Economic Theory and the role of +government in East Asian Industrialisation**, Princeton University Press, +Princeton, 1990. + +Walford, George, **George Walford on Anarcho-Capitalism**, available at +http://flag.blackened.net/liberty/walford-on-anarcap.html + +Wallerstein, Immanuel, **Geopolitics and Geoculture**, Cambridge University +Press, Cambridge, 1991. + +**The Capitalist World System** (vol. 1), + +Walras, L, **Elements of Pure Political Economy**, Allen and Unwin, London, +1954. + +Ward, Benjamin, **What's Wrong with Economics?**, Basic Books, New York, 1972 + +Ware, Norman, **The Industrial Worker 1840-1860: The Reaction of American +Industrial Society to the Advance of the Industrial Revolution**, Elephant +Paperbacks, Chicago, 1924. + +Watson, Andrew, **From Red to Green: Green Politics and environmentalism +cannot save the environment. A socialist politics can**, Privately Published, +1990. + +Weisbrot, Mark, **Globalisation for Whom?**, available at: +http://www.cepr.net/Globalization.html + +Weisbrot, Mark, Baker, Dean, Kraev, Egor and Chen, Judy, **The Scorecard on +Globalization 1980-2000: Twenty Years of Diminished Progress**, available at: +http://www.cepr.net/publications/globalization_2001_07_11.htm + +Weisbrot, Mark, Baker, Dean, Naiman, Robert and Neta, Gila, **Growth May Be +Good for the Poor -- But are IMF and World Bank Policies Good for Growth?** +available at: http://www.cepr.net/publications/econ_growth_2001_05.htm + +Weisbrot, Mark and Rosnick, David, **Another Lost Decade?: Latin America's +Growth Failure Continues into the 21st Century**, available at: +http://www.cepr.net/publications/latin_america_2003_11.htm + +Wilkinson, Richard and Pickett, Kate, **The Spirit Level: Why More Equal +Societies Almost Always Do Better**, Allen Lane, London, 2009\. + +Williams, Gwyn A., **Proletarian Order: Antonio Gramsci, factory councils and +the origins of Italian Communism, 1911-1921**, Pluto Press, London, 1975. + +**Artisans and Sans-Culottes: Popular Movements in France and Britain during the French Revolution**, Edward Arnold, London, 1981. + +Wilson, H., **The Labour Government 1964-1970**, London, 1971. + +Wilkinson, Richard and Pickett, Kate, **The Spirit Level: Why More Equal +Societies Almost Always Do Better**, Allen Lane, London, 2009\. + +Winn, Peter (ed.), **Victims of the Chilean Miracle: Workers and Neoliberalism +in the Pinochet Era, 1973-2002**, Duke University Press, Durham and London, +2004. + +Wolff, Edward N., **Top Heavy: A Study of Increasing Inequality in America**, +Twentieth Century Fund, 1995 + +Wolff, Jonathan, **Robert Nozick: Property, Justice and the Minimal State**, +Polity Press, Oxford, 1991. + +Wray, L. Randall, **Money and Credit in Capitalist Economies: the endogenous +money approach**, Aldershot, Elgar, 1990. + +Zinoviev, Grigorii, **History of the Bolshevik Party: A Popular Outline**, New +Park Publications, London, 1973. + diff --git a/markdown/book.md b/markdown/book.md new file mode 100644 index 0000000000000000000000000000000000000000..541595ac5f0170e6e1c140686ede0e4b744301a5 --- /dev/null +++ b/markdown/book.md @@ -0,0 +1,57 @@ +# An Anarchist FAQ now published! + +**AK Press** ([UK](http://www.akuk.com/)/[USA](http://www.akpress.org/)) has now published volume 1 of **An Anarchist FAQ** (ISBN: 978-1902593906). + +## Volume 1 + +[An Anarchist FAQ: After 10 years](10years.html) + +[Introduction](intro.html) + +[Introduction to Volume 1](vol1intro.html) + +### [Section A: What is Anarchism?](secAcon.html) + +An overview of what anarchism stands for, where it comes from and what +anarchists have done. Presents a summary of the major schools of anarchism as +well as important anarchist and related thinkers. + +### [Section B: Why do anarchists oppose the current system?](secBcon.html) + +Why anarchists are against hierarchy, capitalism and the state. What they are +and how they affect liberty. On the negative nature and impact of social +hierarchies and economic classes. + +### [Section C: What are the myths of capitalist economics?](secCcon.html) + +Why capitalist economics is an ideology, not a science. Why anarchists think +capitalism is exploitative. Exposes the extremely negative effects of trying +to run a society along the lines recommended in economics textbooks. + +### [Section D: How do statism and capitalism affect society?](secDcon.html) + +How economics and politics cannot be separated and outlines the impact of each +on the other. It indicates how wealth influences society and discusses the +media, imperialism, nationalism, state intervention and technology. + +### [Section E: What do anarchists think causes ecological +problems?](secEcon.html) + +An overview of the roots of the ecological crisis and why anarchists reject +many commonly proposed solutions as inadequate (when they do not make it +worse). + +### [Section F: Is "anarcho"-capitalism a type of anarchism?](secFcon.html) + +No, it is not. If you know about anarchism and its history, you will already +know why. + +### [Appendix: The Symbols of Anarchy](append2.html) + +This explains why anarchists carry Black and Black and Red Flags and use the +circled-A. What they mean and where they originate from. + +## Volume 2 + +Volume 2 (sections G to J) is sheduled for publication in 2010 + diff --git a/markdown/contact.md b/markdown/contact.md new file mode 100644 index 0000000000000000000000000000000000000000..a5a8525685ceda85b2f88d32546544d94dc79d40 --- /dev/null +++ b/markdown/contact.md @@ -0,0 +1,21 @@ +## An Anarchist FAQ Webpage Contacts + +This web-site is the creation of many anarchists across the globe and is a +classic example of the power of freedom, equality and mutual aid. + +It is produced by a [small collective of people](intro.html) who work on the +FAQ when we can (mostly in our free time, after work). This means that any +e-mail sent may take a while to be replied to. We apologise for any delay, but +we are not a corporate funded think-tank or full-time members of a party +apparatus. We hope you understand. + +If you want to contact some of those responsible, then send email to +[anarchistfaq@yahoo.co.uk + +* * * + +[](index.html) +Click on the flag to return to _**"An Anarchist FAQ"**_ index page + +* * * + diff --git a/markdown/downloads.md b/markdown/downloads.md new file mode 100644 index 0000000000000000000000000000000000000000..985a81d24ec1b1539c59c4ed5f1538126a85ea63 --- /dev/null +++ b/markdown/downloads.md @@ -0,0 +1,19 @@ +## An Anarchist FAQ Webpage Downloads + +Downloadable html, pdf, word and text versions + +For downloadable html, word and text versions of the current FAQ, [ click +here](http://flag.blackened.net/intanark/faq/mirror.html). + +For uncompressed text versions of the current FAQ, [ click +here](http://flag.blackened.net/intanark/faq/text/) + +For pdf format versions of the current FAQ, [click here](pdf.html) + +* * * + +[](index.html) +Click on the flag to return to _**"An Anarchist FAQ"**_ index page + +* * * + diff --git a/markdown/index.md b/markdown/index.md new file mode 100644 index 0000000000000000000000000000000000000000..5d12f6754e5335494f97bbc30e7646441e1ac240 --- /dev/null +++ b/markdown/index.md @@ -0,0 +1,93 @@ +# _An Anarchist FAQ Webpage_ + +### Version 14.0 + + + +* * * + +This web page holds an anarchist FAQ. Its aim is to present what anarchism +really stands for and indicate why you should become an anarchist. + +# [Volume 1](book.html) of _**An Anarchist FAQ**_ has been published! + +### [What Anarchists Say about _An Anarchist FAQ_](quotes.html) + +## [An Anarchist FAQ blog](http://anarchism.pageabode.com/blogs/afaq) + +* * * + +**_An Anarchist FAQ_** can be accessed using these easy to remember urls: + +[www.anarchistfaq.org](http://www.anarchistfaq.org/) | +[www.anarchismfaq.org](http://www.anarchismfaq.org/) | + +[www.anarchyfaq.org](http://www.anarchyfaq.org/) + +| + +[www.anarchistfaq.org.uk](http://www.anarchistfaq.org.uk/) + +---|--- + +* * * + +## [What's New in the FAQ?](new.html) + +* * * + +# An Anarchist FAQ + +**Version 14.0** \-- 08-MAR-2010 + +### + +[Introduction](intro.html) + +Section A - [What is anarchism?](secAcon.html) + +Section B - [Why do anarchists oppose the current system?](secBcon.html) + +Section C - [What are the myths of capitalist economics?](secCcon.html) + +Section D - [How do statism and capitalism affect society?](secDcon.html) + +Section E - [What do anarchists think causes ecological +problems?](secEcon.html) + +Section F - [Is "anarcho"-capitalism a type of anarchism?](secFcon.html) + +Section G - [Is individualist anarchism capitalistic?](secGcon.html) + +Section H - [Why do anarchists oppose state socialism?](secHcon.html) + +Section I - [What would an anarchist society look like?](secIcon.html) + +Section J - [What do anarchists do?](secJcon.html) + +Appendix - [Anarchism and "Anarcho"-capitalism](append1.html) + +Appendix - [The Symbols of Anarchy](append2.html) + +Appendix - [Anarchism and Marxism](append3.html) + +Appendix - [The Russian Revolution](append4.html) + +[Bibliography](biblio.html) + +To contact the "An Anarchist FAQ" collective, [please click +here](contact.html). + +* * * + +The FAQ has also been translated into [other languages](translations.html). It +is also available for [download in pdf format](pdf.html). + +* * * + +[](links.html) +Click on the flag for links to other anarchist web-pages +Links last updated on 11-NOV-2006 + +* * * + diff --git a/markdown/intro.md b/markdown/intro.md new file mode 100644 index 0000000000000000000000000000000000000000..9bccf5e4f30731742b9b50680f7a68c2aa784fb6 --- /dev/null +++ b/markdown/intro.md @@ -0,0 +1,182 @@ + + +# Introduction + +_"Proletarians of the world, look into the depths of your own beings, seek out +the truth and realise it yourselves: you will find it nowhere else"_ +\- Peter Arshinov +**The History of the Makhnovist Movement** + +--- + +## Welcome to our FAQ on anarchism + +This FAQ was written by anarchists across the world in an attempt to present +anarchist ideas and theory to those interested in it. It is a co-operative +effort, produced by a (virtual) working group and it exists to present a +useful organising tool for anarchists on-line and, hopefully, in the real +world. It desires to present arguments on why you should be an anarchist as +well as refuting common arguments against anarchism and other proposed +solutions to the social problems we face. + +As anarchist ideas seem so at odds with "common-sense" (such as "of course we +need a state and capitalism") we need to indicate **why** anarchists think +like we do. Unlike many political theories, anarchism rejects flip answers and +instead bases its ideas and ideals in an in-depth analysis of society and +humanity. In order to do both anarchism and the reader justice we have +summarised our arguments as much as possible without making them simplistic. +We know that it is a lengthy document and may put off the casual observer but +its length is unavoidable. + +Readers may consider our use of extensive quoting as being an example of a +_"quotation [being] a handy thing to have about, saving one the trouble of +thinking for oneself."_ (A.A. Milne) This is not the case of course. We have +included extensive quotations by many anarchist figures for three reasons. +Firstly, to indicate that we are **not** making up our claims of what certain +anarchists thought or argued for. Secondly, and most importantly, it allows us +to link the past voices of anarchism with its present adherents. And lastly, +the quotes are used for their ability to convey ideas succinctly rather than +as an appeal to "authority." + +In addition, many quotes are used in order to allow readers to investigate the +ideas of those quoted and to summarise facts and so save space. For example, a +quote by Noam Chomsky on the development of capitalism by state protection +ensures that we base our arguments on facts without having to present all the +evidence and references Chomsky uses. Similarly, we quote experts on certain +subjects (such as economics, for example) to support and bolster our analysis +and claims. + +We should also indicate the history of this FAQ. It was started in 1995 when a +group of anarchists got together in order to write an FAQ refuting the claims +of certain "libertarian" capitalists to being anarchists. Those who were +involved in this project had spent many an hour on-line refuting claims by +these people that capitalism and anarchism could go together. Finally, a group +of net-activists decided the best thing was to produce an FAQ explaining why +anarchism hates capitalism and why "anarcho" capitalists are not anarchists. +However, after the suggestion of Mike Huben (who maintains the _**"Critiques +of Libertarianism"**_ web-page) it was decided that a pro-Anarchist FAQ would +be a better idea than an anti-"anarcho"-capitalist one. So the Anarchist FAQ +was born. It still bears some of the signs of its past-history. For example it +gives the likes of Ayn Rand, Murray Rothbard, and so on, far too much space +outside of Section F -- they really are not that important. However, as they +present extreme examples of everyday capitalist ideology and assumptions, they +do have their uses -- they state clearly the authoritarian implications of +capitalist ideology which its more moderate supporters try to hide or +minimise. + +We think that we have produced a useful on-line resource for anarchists and +other anti-capitalists to use. Perhaps, in light of this, we should dedicate +this anarchist FAQ to the many on-line "libertarian" capitalists who, because +of their inane arguments, prompted us to start this work. Then again, that +would give them too much credit. Outside the net they are irrelevant and on +the net they are just annoying. As you may guess, sections F and G contain the +bulk of this early anti-Libertarian FAQ and are included purely to refute the +claim that an anarchist can be a supporter of capitalism that is relatively +common on the net (in the real world this would not be required as almost all +anarchists think that "anarcho"-capitalism is an oxymoron and that its +supporters are not part of the anarchist movement). + +So, while coming from a very specific reason, the FAQ has expanded into more +than we originally imagined. It has become a general introduction about +anarchism, its ideas and history. Because anarchism recognises that there are +no easy answers and that freedom must be based on individual responsibility +the FAQ is quite in-depth. As it also challenges a lot of assumptions, we have +had to cover a lot of ground. We also admit that some of the "frequently asked +questions" we have included are more frequently asked than others. This is due +to the need to include relevant arguments and facts which otherwise may not +have been included. + +We are sure that many anarchists will not agree 100% with what we have written +in the FAQ. That is to be expected in a movement based upon individual freedom +and critical thought. However, we are sure that most anarchists will agree +with most of what we present and respect those parts with which they do +disagree with as genuine expressions of anarchist ideas and ideals. The +anarchist movement is marked by wide-spread disagreement and argument about +various aspects of anarchist ideas and how to apply them (but also, we must +add, a wide-spread tolerance of differing viewpoints and a willingness to work +together in spite of minor disagreements). We have attempted to reflect this +in the FAQ and hope we have done a good job in presenting the ideas of all the +anarchist tendencies we discuss. + +We have no desire to write in stone what anarchism is and is not. Instead the +FAQ is a starting point for people to read and learn for themselves about +anarchism and translate that learning into direct action and self-activity. By +so doing, we make anarchism a living theory, a product of individual and +social self-activity. Only by applying our ideas in practice can we find their +strengths and limitations and so develop anarchist theory in new directions +and in light of new experiences. We hope that the FAQ both reflects and aids +this process of self-activity and self-education. + +We are sure that there are many issues that the FAQ does not address. If you +think of anything we could add or feel you have a question and answer which +should be included, get in contact with us. The FAQ is not our "property" but +belongs to the whole anarchist movement and so aims to be an organic, living +creation. We desire to see it grow and expand with new ideas and inputs from +as many people as possible. If you want to get involved with the FAQ then +contact us. Similarly, if others (particularly anarchists) want to distribute +all or part of it then feel free. It is a resource for the movement. For this +reason we have "copylefted" An Anarchist FAQ (see +<http://www.gnu.org/copyleft/copyleft.html> for details). By so doing we +ensure that the FAQ remains a free product, available for use by all. + +One last point. Language has changed a lot over the years and this applies to +anarchist thinkers too. The use of the term "man" to refer to humanity is one +such change. Needless to say, in today's world such usage is inappropriate as +it effectively ignores half the human race. For this reason the FAQ has tried +to be gender neutral. However, this awareness is relatively recent and many +anarchists (even the female ones like Emma Goldman) used the term "man" to +refer to humanity as a whole. When we are quoting past comrades who use "man" +in this way, it obviously means humanity as a whole rather than the male sex. +Where possible, we add "woman", "women", "her" and so on but if this would +result in making the quote unreadable, we have left it as it stands. We hope +this makes our position clear. + +So we hope that this FAQ entertains you and makes you think. Hopefully it will +produce a few more anarchists and speed up the creation of an anarchist +society. If all else fails, we have enjoyed ourselves creating the FAQ and +have shown anarchism to be a viable, coherent political idea. + +We dedicate this work to the millions of anarchists, living and dead, who +tried and are trying to create a better world. An Anarchist FAQ was officially +released on July 19th, 1996 for that reason -- to celebrate the Spanish +Revolution of 1936 and the heroism of the Spanish anarchist movement. We hope +that our work here helps make the world a freer place. + +--- + +The following self-proclaimed anarchists are (mostly) responsible for this +FAQ: + +Iain McKay (main contributor and editor) +Gary Elkin +Dave Neal +Ed Boraas + +We would like to thank the following for their contributions and feedback: + +Andrew Flood +Mike Ballard +Francois Coquet +Jamal Hannah +Mike Huben +Greg Alt +Chuck Munson +Pauline McCormack +Nestor McNab +Kevin Carson +Shawn Wilber + +and our comrades on the anarchy, oneunion and organise! mailing lists. + +**_"An Anarchist FAQ"_**, **Version 14.0** +Copyright (C) 1995-2010 The Anarchist FAQ Editorial Collective: +Iain McKay, Gary Elkin, Dave Neal, Ed Boraas + +Permission is granted to copy, distribute and/or modify this document under +the terms of the GNU Free Documentation License, Version 1.1 or any later +version published by the Free Software Foundation, and/or the terms of the GNU +General Public License, Version 2.0 or any later version published by the Free +Software Foundation. + +See the Licenses page at <http://www.gnu.org/> for more details. + diff --git a/markdown/links.md b/markdown/links.md new file mode 100644 index 0000000000000000000000000000000000000000..6e7f0848ce4f40df5906780d046f6a0d468743a5 --- /dev/null +++ b/markdown/links.md @@ -0,0 +1,57 @@ +# Other Anarchist Web-pages + + + +### + +Here are links to other web-sites with anarchist material in them : + +* [ Anarchist News](alinks.html#news) + +* [ Anarchist Web-pages (English)](alinks.html#webpages) + +* [ Anarchist Web-pages (Non-English)](alinks.html#nonwebpages) + +* [ Anarcha-Feminist Webpages](alinks.html#anarchafem) + +* [ Anarchist blogs](alinks.html#blogs) + +* [ Anarchist and Libertarian Socialist Organisations](alinks.html#anarchorg) + +* [ Anarcho-Syndicalist and Syndicalist Web-pages](alinks.html#synpages) + +* [ Anarcho-Syndicalist and Revolutionary Unions and Organisations](alinks.html#syndicates) + +* [ Anarchist and Anarcho-Syndicalist Web-Page Rings](alinks.html#rings) + +* [ Anarchist and Libertarian Papers and Magazines](alinks.html#papers) + +* [ Anarchist and Libertarian Books and Pamphlets](alinks.html#books) + +* [ Sites on Famous Anarchists](alinks.html#people) + +* [ Anarchist Publishers, Bookshops, Infoshops and Social Centres](alinks.html#shops) + +* [ Anarchist and Radical Music and Art](alinks.html#music) + +* [ Sites on Anarchist History](alinks.html#history) + +* [ Sites with useful Anarchist Resources](alinks.html#resources) +--- + +Here are links for other net-based anarchist resources + +* [ Anarchist Newsgroups](alinks.html#anarchonews) + +* [ Anarchist Related Newsgroups](alinks.html#othernews) +* [ Anarchist and Syndicalist Mailing Lists](alinks.html#mail) +--- + +Here are links which may be of interest to anarchists + +* [ Sites on Anarchist Related Topics](arlinks.html#other) + +--- + +* * * + diff --git a/markdown/mirrors.md b/markdown/mirrors.md new file mode 100644 index 0000000000000000000000000000000000000000..f3e0bac3f7153664514efcb9dd22e8d60a7c980f --- /dev/null +++ b/markdown/mirrors.md @@ -0,0 +1,64 @@ +## An Anarchist FAQ Webpage Mirrors + +### _An Anarchist FAQ_ main site: + +[www.anarchistfaq.org](http://www.anarchistfaq.org/) +[www.anarchismfaq.org](http://www.anarchismfaq.org/) +[www.anarchyfaq.org](http://www.anarchyfaq.org/) + +* * * + +The FAQ is now mirrored at the following sites (which we know of) + +* * * + +_**Original site:**_ +[ +http://www.geocities.com/CapitolHill/1931/](http://www.geocities.com/CapitolHill/1931/) + +_**Other sites:**_ +Some of these mirror sites may contain older versions of **_"An Anarchist +FAQ"_** +[ http://anarchism.ws/faq/](http://anarchism.ws/faq/) +[ +http://flag.blackened.net/intanark/faq/](http://flag.blackened.net/intanark/faq/) +[ http://www.diy-punk.org/anarchy/](http://www.diy-punk.org/anarchy/) +[ +http://www.infoshop.org/faq/index.html](http://www.infoshop.org/faq/index.html) +[ http://www.anarchism.ca/faq/](http://www.anarchism.ca/faq/) +[ +http://www.ocproject.org/scaf/faq/index.html](http://www.ocproject.org/scaf/faq/index.html) +[ http://www.illuminati.ch/anarchy ](http://www.illuminati.ch/anarchy) +[ +http://tofuwurst.staticky.com/anarchy/](http://tofuwurst.staticky.com/anarchy/) +[ http://chat.carleton.ca/~sgoodhew/anarchy/mirrors/anarchist_faq/index.html]( +http://chat.carleton.ca/~sgoodhew/anarchy/mirrors/anarchist_faq/index.html) +[ http://www.secret-paradise.com/anarcho/](http://www.secret- +paradise.com/anarcho/) +[ +http://www.throneworld.com/dgarrison/index.html](http://www.throneworld.com/dgarrison/index.html) +[ +http://www.geocities.com/hope_liberty_association/faq/index.html](http://www.geocities.com/hope_liberty_association/faq/index.html) +[ http://www.anarchy.be/](http://www.anarchy.be/) +[ +http://www.almostnotcrazy.org/b/anarchist_faq/index.html](http://www.almostnotcrazy.org/b/anarchist_faq/index.html) +[ http://www.radio4all.org/afaq/](http://www.radio4all.org/afaq/) +[ http://www.anarchy.be/faq/index.html](http://www.anarchy.be/faq/index.html) +[ http://www.vamosamontarla.com/](http://www.vamosamontarla.com/) +<http://anarcho.willhaven.org/> +<http://www.inventati.org/anarchism/> +[http://www.anarchistfaq.de/]( http://www.anarchistfaq.de/) +[ +http://www.cat.org.au/afaq/index.html](http://www.cat.org.au/afaq/index.html) +[ http://www.nvg.org/~rchg/anarchy/](http://www.nvg.org/~rchg/anarchy/) +<http://anarchy.silesianet.pl/faq> +[ http://www.anarchism.ca/faq/](http://www.anarchism.ca/faq/) +<http://www.etext.org/Politics/Spunk/library/intro/faq/sp001547/index.html>. + +* * * + +[](index.html) +Click on the flag to return to _**"An Anarchist FAQ"**_ index page. + +* * * + diff --git a/markdown/new.md b/markdown/new.md new file mode 100644 index 0000000000000000000000000000000000000000..3c5f7a78d4c3d5aa59f637ffb3388ae9eb37dd38 --- /dev/null +++ b/markdown/new.md @@ -0,0 +1,278 @@ +# Introduction + +Here is a list of all the new additions to the FAQ. An list of older changes +can found [here](oldnew.html). + +The version number of the FAQ changes as follows. A major change results in +then the version number is increased by one (from version 10.2 to version 11, +for example). If a minor change is being made then the current version is +increased by 0.1 (for example, from version 10.2 to 10.3). + +As far as new anarchist and libertarian links are concerned, we will add them +when we get enough to make an update worthwhile. These updates have no effect +on the FAQ version number as we don't want to inflate it higher than the +content deserves. + +We hope that this makes it clear to visitors! + +# What's New in the FAQ? + +Version| Date| What's New | + +14.0 + +| + +08-MAR-2010 + +| + +[Section J.4](secJ4.html) +Revision of section on _"What trends in society aid anarchist activity?"_ +Various sub-sections have been merged and renamed, along with significant +changes to content. + +[Section J.5](secJ1.html) +Substantial revision of section on _"What alternative social organisations do +anarchists create?"_. Lots of new material on anarchist community organising +and industrial struggles as well as on co-operatives. There is some re- +arranging of the material on mutual banking between sections, but no +significant changes. + +[Section J.6](secJ2.html) +Revision of section on _"What methods of child rearing do anarchists +advocate?"_. Various sub-sections have been merged and renamed, along with +significant changes to content. + +[Section J.7](secJ7.html) +Revision of section on _"What do anarchists mean by social revolution?"_. One +sub-section has been renamed, but no significant changes in content have been +made. + +[Section J.2.8](secJ2.html) +Slight change to the sub-section on _"J.2.8 Will abstentionism lead to the +right winning elections?"_ to include a quote from the late, great, Howard +Zinn. + +This revision was made as part of getting the second volume of the FAQ ready +for publication. That is now complete. + +---|---|--- + +13.4 + +| + +21-JAN-2010 + +| + +[Section J](secJint.html) +Revision of introduction to section J on _"What do Anarchists do?"_ + +[Section J.1](secJ1.html) +Revision of section on _"J.1 Are anarchists involved in social struggles?"_. + +[Section J.2](secJ2.html) +Revision of section on _"What is direct action?"_. + +[Section J.3](secJ3.html) +Revision of section on _"J.3 What kinds of organisation do anarchists +build?"_. + +This revision was made as part of getting the second volume of the FAQ ready +for publication. + +13.3 + +| + +30-SEP-2009 + +| + +[Section I.6](secI6.html) +Revision of section on _"What about the "Tragedy of the Commons"?"_ + +[section I.7](secI7.html) +Revision of section on _"Won't Libertarian Socialism destroy individuality?"_. + +[section I.8](secI8.html) +Revision of section on _"Does revolutionary Spain show that libertarian +socialism can work in practice?"_. + +This revision was made as part of getting the second volume of the FAQ ready +for publication. + +13.2 + +| + +18-AUG-2009 + +| + +[Section I.4](secI4.html) +Signification revision of section on _"How would an anarchist society +function?"_ + +[section I.5](secI5.html) +Signification revision of section on _"What would the social structure of +anarchy look like?"_. Some sub-sections have been merged (the old I.5.10 and +I.5.11) and some have been substantially changed (the old I.5.13 and I.5.14 +have been merged into the new I.5.11). Section I.5.3 has been renamed and its +previous material included in I.5.2. The new [section +I.5.3](secI5.html#seci533) discusses the means by which delegates remain under +control from below. + +This revision was made as part of getting the second volume of the FAQ ready +for publication. + +13.1 + +| + +18-JUN-2009 + +| + +[Section I](secIcon.html) +Signification revision of the [introduction](secIint.html) and first three +sub-sections ( [I.1](secI1.html), [I.2](secI2.html) and [I.3](secI3.html)) of +section I on **What would an anarchist society look like?** + +[Section I.3.3](secI3.html#seci33) +Complete revision of section I.3.3, which is now on **What is +socialisation?**. + +[Section I.1.5](secI1.html#seci15) +New section on **Does capitalism efficiently allocate resources?**, discussing +why attempts to portray socialism as _"impossible"_ downplay the allocative +inefficiencies of the current system. + +[Appendix 3.1](append31.html) +Slight change to the appendix _Reply to errors and distortions in David +McNally's pamphlet "Socialism from Below"_. This is to include [an +introduction](append31.html) which notes that McNally has now distanced +himself from this pamphlet as well as the addition of more quotes on party +dictatorship by Trotsky to the section 15 ([Did Trotsky keep alive Leninism's +_"democratic essence"_?](append31.html#app15)). + +[An Anarchist FAQ blog](http://anarchism.pageabode.com/blogs/afaq) +An Anarchist FAQ now has an official blog. This is used to post news as well +as extra material which cannot be included in the main body of the FAQ. + +This revision was made as part of getting the second volume of the FAQ ready +for publication. + +13.0 + +| + +11-NOV-2008 + +| + +[An Anachist FAQ: Volume 1](book.html) +**An Anarchist FAQ**, at long last, has now been published by AK Press. Volume 1 (introductions, sections A to F, plus the appendix on the symbols of Anarchy) is now available (ISBN: 978-1902593906) + +[Section H](secHcon.html) +Significant revision of the section on the anarchist critique of Marxism. +Removing of section H.2.15 as this is covered elsewhere in section H as well +as section H.2.16 (on the Spanish Revolution) as this is covered in [section +I.8.11](secI8.html#seci811). + +[Section H.6](secH6.html) +New section on the Russian Revolution, including an expansion of what were +sections H.3.15 and H.3.16 plus a new subsection on labour protest under Lenin +([Section H.6.3](secH6.html#sech63)). + +This revision was made as part of getting the second volume of the FAQ ready +for publication. + +12.2 + +| + +08-FEB-2008 + +| + +[The Symbols of Anarchy](append2.html) +Significant revision and re-organisation of the appendix on the appendix on +the Symbols of Anarchy. Adding some new information, clarifying the roots of +the black and red-and-black flags in working class and generally improving it. + +This revision was made as part of getting the first volume of the FAQ ready +for publication and so is really part of release 12.0 + +12.1 + +| + +27-OCT-2007 + +| + +[Section G](secGcon.html) +Significant revision, re-organisation and expansion of the section on +individualist anarchism. Expands in more depth why it is as anti-capitalist as +other kinds of anarchism. Special thanks to individualist anarchist Shawn +Wilbur for his comments and feedback on this revision. + +The following revisions were made as part of getting the first volume of the +FAQ ready for publication and so are really part of release 12.0 + +[Section A.3.9](secA3.html#seca39) +Revision of the section on primitivism to clarify a few issues. + +[Section F.2.2](secF2.html#secf22) +The addition of a few quotes by leading "anarcho"-capitalist Walter Block on +slave contracts. Which, in itself, shows how far that ideology is from genuine +anarchism. + +This is part of the process of getting the FAQ ready for being published by AK +Press. Volume one (sections A to F, plus the introductions and appendix on the +symbols of anarchy) is nearly ready for publication. We will announce the +exact date later this year. + +12.0 + +| + +19-JUL-2007 + +| + +[Section C.7](secC7.html) +Revision of section C.7 on what causes the capitalist business cycle. + +[Section C.8](secC8.html) +Revision of section C.8 on why state control of credit does not cause slumps +and the limitations of Keynesianism. + +[Section C.9](secC9.html) +Revision of section C.9 on what causes unemployment (and it is not high wages +or unions) and why the NAIRU is class warfare by the rich. + +[Section F](secFcon.html) +Revision of section F. Why "anarcho"-capitalism is not a form of anarchism. + +[Section F.3.2](secF3.html#secf32) +New section on why there cannot be harmony of interests in an unequal society. + +[Introduction](intro.html) +Slight changes to the original introduction. + +[Tenth Anniversary of An Anarchist FAQ!](10years.html) +Slight changes to the 10th Anniversay introduction. + +[Bibliography](biblio.html) +Slight reorganisation of the bibliography to include a new section on works +about anarchism and anarchists but written by non-libertarians. + +This is part of the process of getting the FAQ ready for being published by AK +Press. Volume one (sections A to F, plus the introductions and appendix on the +symbols of anarchy) is now ready for publication. We will announce the exact +date soon. + diff --git a/markdown/oldernew.md b/markdown/oldernew.md new file mode 100644 index 0000000000000000000000000000000000000000..4a20e8b19406779915d91aeb198b5973cac8335b --- /dev/null +++ b/markdown/oldernew.md @@ -0,0 +1,825 @@ +# Introduction + +Here is a list of all the new additions to the FAQ from (approximately) the +beginning of February 1997. This should make it far easier for the return +visitor to find out what has changed since the last visit. + +Also it is worthwhile to explain how the version number of the FAQ changes. If +we are including a new section (filling an incomplete section, for example) or +including a new sub-section in an existing section (for example, adding A.2.20 +to section A.2) then the version number is increased by one (from version 2.2 +to version 3, for example). If we are updating an old section with new +information or an improved argument, then the current version is increased by +0.1 (for example, from version 2.2 to 2.3). + +As far as new anarchist and libertarian links are concerned, we will add them +when we get enough to make an update worthwhile. These updates have no effect +on the FAQ version number as we don't want to inflate it higher than the +content deserves. + +We hope that this makes it clear to visitors! + +# What's New in the FAQ? + +Version| Date | What's New | 10.0| 18-MAR-04 | [Section H](secHcon.html) +Reorganisation of section H. Some sections have been moved around (for +example, section H.5 on the Makhnovist movement is now [section +H.11](secH11.html) and section H.8 on vanguardism is now [section +H.5](secH5.html)). In addition, sections from [section H.6](secH6.html) (what +was section H.4) have been added. Some changes have been made to other +sections. For example the section on Kronstadt (now [section +H.7](secH7.html)), the section on various Bolshevik Oppositions ([section +H.10](secH10.html)) and the critique of Engels' essay on Authority is now a +new section ([section H.4](secH4.html)) instead of being part of [section +H.1](secH1.html). + +The following subsections of section H.6 are now available: + +[Section H.6](secH6.html) +Introduction to section H.6 +[Section H.6.3](secH6.html#sech63) +Surely the Russian Revolution proves that vanguard parties work? +[Section H.6.4](secH6.html#sech64) +Was Lenin's "State and Revolution" applied after October? +[Section H.6.5](secH6.html#sech65) +Did the Bolsheviks really aim for Soviet power? +[Section H.6.6](secH6.html#sech61) +What happened to the soviets after October? | 9.10| 09-JAN-04 | [Section +H.9](secH9.html) +New section on how Marxist and Leninist ideology helped cause the degeneration +of the Russian Revolution. Why only rejecting the centralised, state +capitalist Bolshevik vision can lead to real socialism. + +[Section H.10](secH10.html) +New section on the better know oppositions within Bolshevism: The "Left +Communists" of 1918, the "Workers' Opposition" of 1920/1 and the "Left +Opposition" of 1923-7. Explains why they were not real oppositions and what +that says about the essence of Leninism. Talks about the little know "Workers' +Group" (a real opposition as it argued for workers political and economic +freedom) and what its repression by Lenin and Trotsky says about the essence +of Bolshevism. | 9.9| 26-AUG-03 | [Section H.7](secH7.html) +New section on why the Russian Revolution failed. Covers most of the common +Leninist explanations of why Bolshevism became authoritarian and shows why +they are flawed. Includes replies to such classics as the "declassing" of the +working class and lots more. | 9.8| 27-JAN-03 | [Section H.5](secH5.html) +[Section H.5.4](secH5.html#sech54) +[Section H.5.5](secH5.html#sech55) +[Section H.5.6](secH5.html#sech56) +[Section H.5.8](secH5.html#sech58) +[Section H.5.10](secH5.html#sech510) +Additions to various sub-sections to section H.5 (**_"What was the Kronstadt +Rebellion?"_**). These additions are from recently published Soviet Archive +documents. + +[Section B.4](secB4.html) +A slight addition on company towns to the section on **_How does capitalism +affect liberty?_** + +[Section H.2.2](secH2.html#sech22) +Addition of an Emma Goldman quote to the section on _**"Do anarchists reject +"class conflict" as "the motor of change" and "collective struggle" as the +"means"?"**_. This quote reiterates that Goldman, like all social anarchists, +placed collective class struggle at the core of her politics. + +[Section A.5.5](secA5.html#seca55) +Slight change to the section on _**"Anarchists in the Italian Factory +Occupations"**_ to include a quote by Gramsci on the Communist's disgraceful +position on the anti-fascist Arditi del Popolo organisation. + +[Section G](secGint.html) +[Section G.2](secG2.html) +[Section G.2.1](secG2.html#secg21) +[Section G.2.2](secG2.html#secg22) +A few additions to clarify a few points on the ideas of individualist +anarchism, its support of "free markets" and why it is anti-capitalist. + +| 9.7| 27-JUNE-02 | [Section H.3](secH3.html) +New section on the "myths of Marxism." Covers the contradictions in the +Marxist and Leninist theories of the state, whether the state is simply an +instrument of class rule and whether anarchists and Marxists want the same +thing. In addition, covers whether Marxists seek to place power in the hands +of workers' organisation and their position on "workers' control." Plus lots +more. + +[Section H.8](secH8.html) +New section on why anarchists oppose Leninist vanguard parties. Discusses +their anti-socialist and elitist tendencies and explains why they are +"bureaucratic centralist" rather than "democratic centralist." Plus lots more. +| 9.6| 29-MAY-02 | [Section H.5](secH5.html) +A few additions to the section on the Kronstadt Rebellion, to include +Fedotoff-White's book **The Growth of the Red Army** + +[Appendix - The Symbols of Anarchy](append2.html) +A few minor changes to the appendix on anarchist symbols. | 9.5| 5-FEB-02 | +[Section H.6](secH6.html) +New section on the Makhnovist movement. The Makhnovist movement was an +anarchist influenced peasant partisan army which fought in the Ukraine for +working class freedom and autonomy against the tyrannts of the right and left. +The Makhnovists show that there was a viable alternative to the +authoritarianism of the Bolsheviks and that Bolshevik ideology played a key +role in the degeneration of the revolution. This section summarises the +military history of the movement, its constructive social ideas and its +attempts to apply them. In addition it refutes common allegations against the +Makhnovists (such as they were anti-Semitic, worked with the Whites, were +Nationalists, anti-town and so on). + +| 9.4| 7-DEC-01 | [Section H.2](secH2.html) +New section on how Marxists have distorted anarchist ideas. + +[Section I.3](secI3.html) +[Section I.4](secI4.html) +[Section I.5](secI5.html) +[Section I.8](secI8.html) +[Marxists and Spanish Anarchism](append32.html) +[Reply to errors and distortions in the SWP's "Marxism and +Anarchism"](append34.html) +[Reply to errors and distortions in John Fisher's "Why we must further Marxism +and not Anarchism"](append35.html) +Minor updates of these sections and appendices to make the quotes Peirats' +**CNT in the Spanish Revolution** and Christies' **We, the Anarchists!** +consistent with the newly published book versions. | 9.3| 27-OCT-01 | +[Section H.1](secH1.html) +New section on how anarchists have opposed state socialism (including Marxism) +from the start. Indicates Stirner's and Proudhon's opposition to state +socialism and gives a short summary of Bakunin's critique of Marxism. +Discusses the key differences between anarchism and Marxism. Also indicates +why Engels' infamous essay "On Authority" does not refute anarchism. | 9.2| +01-SEP-01 | [Section A.5.4](secA5.html#seca54) +Extensive revision and expansion of the section on **_"Anarchists in the +Russian Revolution."_** More details on the Makhnovist movement as well as the +degeneration of the revolution under the Bolshevik government. + +[Section A.5.5](secA5.html#seca55) +Expansion of the section on _**"Anarchists in the Italian Factory +Occupations."_** Indicates the key role anarchists played in this movement. + +[Section A.5.7](secA5.html#seca57) +Slight revision to include a reference to the Situationists and their +influence in the May, 1968 events in Paris. + +[Section D.5](secD5.html) +Extensive revision of _**"What causes imperialism?"**_. Provides an anarchist +analysis of what causes imperialism, how it has changed over time and how +"globalisation" is just another, more modern, form of it. + +[Did Trotsky keep alive Leninism's _"democratic +essence"_?](append31.html#app15) +A new section to [Reply to errors and distortions in David McNally's pamphlet +_"Socialism from Below"_.](append31.html) This section discusses Trotsky's +support for party dictatorship during the 1920s and 1930s, so showing the +inaccuracy of McNally's account of his ideas **and** putting in question his +assertions about Leninism's _democratic essence."_ + +[Marxists and Spainish Anarchism](append32.html) +Slight addition to [section 6](append32.html#app6) on the Asturias uprising +and the addition of Trotsky's suggestion that the CNT leaders take +_"dictatorship for themselves"_ to [section 20](append32.html#app20). + +| 9.1| 27-JUN-01 | [Anarchism and Marxism](append3.html) +New reply to another (highly inaccurate) Trotskyist attack on anarchism. We +show how the "New Youth" article [ "Why we must further Marxism and not +Anarchism"](append3.html#app35) is little more than a series of inventions and +does not present an honest account of anarchist ideas. We also indicate the +authoritarian nature of Trotskyist politics. | 9.0| 01-MAY-01 | [Section +I](secIcon.html) +Massive revision and extension to section I (**_"What would an anarchist +society look like?"_**). New sub-sections, new and improved arguments, ideas, +facts and quotes. Find out about the kind of society anarchists want and fight +for. | 8.7| 17-MAR-01 | [Section H.5](secH5.html) +New section on the Kronstadt Uprising against the Communists in 1921. It +presents an indepth discussion and analysis of the rising and places it in the +context of the revolution. It refutes Leninist claims that it was a White +conspiracy, counter-revolutionary or expressed the exasperation of the +peasants. It shows the continuity of the the revolutionary sailors and their +politics in 1917 with the revolt of 1921 and discusses what the suppression of +the revolt tells us about the politics of Leninism. + +[Section H -- Introduction](secHint.html) +Slight change to include a quote by Lenin noting that the Council/Anti- +Parliamentarian Communists were close to anarchism. + +| 8.6| 14-DEC-00 | [The Symbols of Anarchy](append2.html) +Slight revision on the histories of the Black and Red-and-Black Flags. +Includes Louise Michels comments on both the Black and Red flags and why the +Black Flag ("the flag of strikes") may have become an anarchist symbol. Also +shows that anarchists used the red-and-black flag in Mexico in the 1870s. + +[Anarchism and Marxism](append3.html) +Slight revisions to two parts of this appendix. Now quotes from the Paris +Commune's "Declaration to the French People" in our discussion of _ [ Why is +Marxist "class analysis" of anarchism contradictory?](append31.html#app12) _ +This makes clearer the anarchistic nature of the Commune. In addition, the +comment by Marx that revolution _"from below"_ was _"nonsense"_ has been added +to the section on [why SWP/ISO use of the expression _"Socialism from below"_ +is dishonest](append31.html#app14). Also a discussion of the Bolshevik +hostility towards workers' councils in the 1905 Russian Revolution as another +example of the [ineffectiveness of the "vanguard" parties like the +SWP.](append34.html#app1) + +| 8.5| 27-OCT-00 | [Anarchism and Marxism](append3.html) +Slight revisions of each of the existing appendices to fix minor typing +errors. Plus a reply to the recent British SWP article on ["Marxism and +Anarchism"](append3.html#app34) in which we discuss the errors in the article +and indicate that the disgraceful behaviour of the SWP in the recent "Battle +of Prague" shows that the SWP are hypocrites as well as why such behaviour +flows naturally from their authoritarian politics. | 8.4| 19-JUL-00 | +[Section B.4.5](secB4.html#secb45) +Expansion on why capitalism cannot "leave you alone". Includes information on +self-management schemes and why they management stop them and what this +implies for capitalism. Plus it discusses the ambiguity of the slogan "leave +me alone" in a hierarchical society. + +[Section J.5.12](secJ5.html#secj512) +Expansion on why capitalism selects against workers' self-management even +though it is usually more productive and efficient than wage labour. The +hierarchical nature of the company ensures that such experiments do not grow +and expand. + +[Section F.1](secF1.html) +Slight expansion of _**"Are 'anarcho'-capitalists really anarchists?"_** Adds +the point we make elsewhere that they cannot be considered as anarchists +because capitalist property, like the state, is hierarchical. + +[Anarchism and Marxism](append3.html) +Two new additions to this appendix. The first one is on _** [Marxists and +Spanish Anarchism](append3.html#app32)_** in which we discuss various claims +made by Marxists (particularly Trotskyists) about the history and politics of +the Spanish anarchist movement. The second is a [reply to a Marxist +diatribe](append3.html#app33) against the various "direct action" and anti- +globalisation events and organisations, particularly **Reclaim the Streets** +in London. In addition, [section 12](append31.html#app12) of the appendix on +the pamphlet _**"Socialism from Below"_** has been expanded to include more +details about anarchist involvement during the Russian Revolution and their +links with the masses as well as details of the politics of Parisian workers +of the 1860s. | 8.3| 13-APR-00 | [Section B.2](secB2.html) +Expansion and revision on the section _**"Why are anarchists against the +state?"**_. Indicates that the state bureaucracy has its own interests and so +the state is not only the tool of the economically dominant class. Also +indicates the role of the state as protector of the system **as a whole** and +how it does this. + +[Section J.1](secJ1.html) +Revision of the section on _**"Are Anarchists involved in social +struggles?"_**. + +[Section D.1](secD1.html) +[Section D.2](secD2.html) +[Section D.11](secD11.html) +Slight expanision of each of these sections. + +[Anarchism and Marxism](append3.html) +Revision to fix various minor typos. + +| 8.2| 18-MAR-00 | [Anarchism and Marxism](append3.html) +New appendix for replies to on-line anti-anarchist webpages and works. +Currently contains an indepth reply to the SWP/ISO pamphlet _**"Socialism from +Below."**_ We expose their _"The Myth of Anarchist Libertarianism"_ to be a +mish-mash of lies, half-truths and nonsense and indicate why Marxism is +**not** _Socialism from Below_ and why anarchism is. + +[Section C.1](secC1.html) +Revision and expansion of our critique of marginalism and general equilibrium +theory. + +[Section J.2.10](secJ2.html#secj210) +Slight expansion on why the claim that anarchism is apolitical because it +rejects electioneering is false. + +[Section J.3.7](secJ3.html#secj37) +Slight expansion on Bakunin's ideas on the tactics of anarchist groups and why +Marxist accounts of them are false. + +[Section J.7.2](secJ7.html#secj72) +Slight change to the end of the section on _** Is social revolution +possible?_** Stresses that people change themselves when they change the world +and that libertarian characteristics are generated by struggle and so co- +operative/libertarian tendencies are a product of struggle, not idealised +notions with little basis in reality. + +[Section E.7](secE7.html) +Slight expansion on why Green Consumerism cannot stop ecological destruction. +Expands on the use of PR firms, _"greenwashing"_ and how apparently "green" +firms may not be. + +[Section F.1.3](secF1.html#secF13) +[Section F.2.2](secF2.html#secF22) +Slight revision of these sections. + +| 8.1| 19-JAN-00 | [Section A.2.9](secA2.html#seca29) +Expansion on the section on _**"What sort of society do anarchists want?"**_ +Clarifies the important difference between delegates and representatives. The +former is the basis for eliminating government, the latter is a form of +government. + +[Section A.5](secA5.html) +Slight expansion to introduction of this sub-section to hight that anarchists +aim for a _**revolution from below_** and that our examples of _**Anarchy in +Action_** are expressions of this. + +[Section A.5.1](secA5.html#seca51) +Expansion of the section on _**"The Paris Commune"_** to include more +information on its anarchistic elements and to provide more anarchist analysis +of it. + +[Section A.5.2](secA5.html#seca52) +Expansion of the section on the **_"Haymarket Martyrs"**_ to include more of +the history of the event, details of the _**"Chicago Idea"_** which inspired +them as well as why anarchists still consider it important. + +[Section J.5](secJ5.html) +Slight modification to **_"What alternative social organisations do anarchists +create?"_** + +[Appendix 1](append12.html) +Slight changes to the appendix on _**"Anarchism and 'Anarcho'-capitalism"_** + +| 8.0| 14-DEC-99 | [Section G](secGcon.html) +Revision and expansion of section G which is on the Individualist Anarchists. +In addition to new arguments in existing sections on why they were libertarian +**_socialists_** and **not** fore-fathers of "anarcho"-capitalism, there are +three new sub-sections: +[G.1.1 Why is the social context important in evaluating Individualist +Anarchism?](secG1.html#secg11) +[G.2.1 What about their support of the free market?](secG2.html#secg21); +[G.2.2 What about their support of "private property"?](secG2.html#secg22); + +[Section C.2.6](secC2.html#secc26) +[Section C.2.7](secC2.html#secc27) +Addition of a couple of Proudhon quotes on why interest is exploitative and +unjustifiable. + +[Section H -- Introduction](secHint.html) +New section. Introduction to the section on why Anarchists are opposed to +Marxism and other forms of state socialism. Also refutes some of the silly +anti-anarchist assertions by Marxists. + +[Section J.7](secJ7.html) +New section on _**What do anarchists mean by social revolution?_**. Find out +what anarchists mean when they talk about social revolution, what it would +involve and why most anarchists think it is required (and also why some +anarchists reject it). + +| 7.8| 11-NOV-99 | [Section A.1.4](secA1.html#seca14) +Slight change to the section on _**Are anarchists socialists?**_ + +[Section A.1.5](secA1.html#seca15) +Expansion of the section on _**Where does anarchism come from?_**. While still +stressing that anarchism is a product of working class struggle against the +modern state and capitalism (and for freedom and equality), it also notes that +anarchistic tendencies have existed in society before anarchism existed as a +specific political theory. + +[Section A.2.7](secA2.html#seca27) +Expansion to the section on _** Why do anarchists argue for self- +liberation?_** in order to stress that it is the process of rebellion, of +self-liberation, that holds the key to a free society. + +[Section A.2.9](secA2.html#seca29) +Addition of Kropotkin quote to the section on _**What sort of society do +anarchists want?_** + +[Section A.2.14](secA2.html#seca214) +Revision to the section on _**Why is voluntarism not enough?_** to include a +few quotes and to clarify a few things. + +[Section A.2.19](secA2.html#seca219) +Very slight addition to the section on _**What ethical views do anarchists +hold?_** to include how inequality erodes ethical behaviour. + +[Section B.7.1](secB7.html#secb71) +Inclusion of more information on classes to the section on _**But do classes +actually exist?_**. International comparisions show that the US has more +poverty and the smallest middle class compared to social democratic states in +Europe. Not surprisingly, as its more free market based. + +[Section B.7.3](secB7.html#secb73) +Slight expansion of the section on _**What do anarchists mean by "class +consciousness"?_** + +[Section C.2](secC2.html) +Slight expansion of the section on _** Where do profits come from?_** + +[Section D.10](secD10.html) +Expansion of the section on _** How does capitalism affect technology?_**. In +a hierarchical society, technology cannot be truly neutral -- as anarchists +have been aware of since Proudhon -- and will be used to enchance the power +and profit of the bosses. + +[Section F.5](secF5.html) +Expansion of the section on why privatising everything will not increase +freedom. Discover why a right-libertarian society implies the end of freedom +of travel and the end of other civil liberties such as freedom of speach. + +[Section J.2](secJ2.html) +Expansion of the section on **_What is Direct Action?_**. Find out why +anarchists support direct action, why we are against voting and what our +alternative is to electioneering. + +[An Anarchist FAQ Bibilography](biblio.html) +The bibliography for the books we reference in the FAQ has been considerably +added to. + +| 7.7| 14-JUL-99 | [Section J.4](secJ4.html) +New section on _**What trends in society aid anarchist activity?**_ This +section includes discussion of the importance of social struggle and the myth +that its counter-production. In addition, it discusses anarchist use of the +Internet, popular discontent with the state and big business as well as +economic crisis. + +[Appendix - Anarchism and "anarcho"-capitalism](append1.html) +Revision and expansion on our reply and critique to Bryan Caplan's "Anarchist +Theory FAQ." Explains why "anarcho"-capitalism is not anarchist and not part +of the anarchist tradition. + +[An Anarchist FAQ Bibilography](biblio.html) +Incomplete bibliography for the books we reference in the FAQ. It will be +added to as time permits. + +[Section A.1.1](secA1.html#seca11) +Slight revision to the section on _**What does "anarchy" mean?_** to stress +that anarchy means far more than just "no government." + +[Section A.3.1](secA3.html#seca31) +[Section A.3.2](secA3.html#seca32) +Expansion to the discussion on the differences between social and +individualist anarchists, as well as between different kinds of social +anarchist. + +[Section A.5.5](secA5.html#seca55) +Expansion of the section on _**Anarchists in the Italian Factory +Occupations_**. Includes more details of the Anarchist struggle against +fascism and refutes claims that Italian Fascism was somehow related to +anarcho-syndicalism. + +[Section A.2.18](secA2.html#seca218) +Expansion and revision of the infamous _**"propaganda by the deed"_** period +of anarchist history. + +[Section F.8](secF8.html) +Slight changes to the section on the role of the state in creating capitalism +in the first place. + +[Section A](secAcon.html) +Minor changes in section A. + +[Section B](secBcon.html) +Minor changes in section B. + +| 7.6| 23-APR-99 | [Section J.3](secJ3.html) +New section on _**What kinds of organisation do anarchists build?**_. This +section discusses the different kinds of organisations anarchists create and +what role they play in anarchist theory, as part of society and in the class +struggle. Anarcho-syndicalism is also discussed, as is why many anarchists are +not anarcho-syndicalists. Also covered is Bakunin's ideas on the role of +revolutionary organisations. + +[Appendix - The Symbols of Anarchy](append2.html) +New appendix on the history of the common anarchist symbols: the black flag, +the red-and-black flag and the circled-A | 7.5| 15-MAR-99 | + +[Section C.8](secC8.html) +Expansion of section on the role of credit and state control of money in the +business cycle. Discusses Monetarism and free banking and why they fail to +stop the business cycle. + +[Section C.11](secC11.html) +Slight revision and expansion on the section which discusses why Chile shows +that free-market capitalism does not benefit everyone and that it was no +"economic miracle". + +[Section A.2.2](secA2.html#seca22) +Slight modification to the section on **_"Why do anarchists emphasise +liberty?"_**. + +[Section A.2.5](secA2.html#seca25) +Extension on **_"why anarchists are in favour of equality?"**_ to clarify a +few points. + +[Section A.2.8](secA2.html#seca28) +More arguments explaining why it is impossible to be an anarchist without +opposing hierarchy, including the hierarchy associated with private property. + +[Introduction](intro.html) +Slight up-date of the introduction. + +| 7.4| 17/12/98 | + +[Section C.7](secC7.html) +Expansion, revision and reorganisation of section on _**"What causes the +capitalist business cycle?"_**. Includes new facts and figures and expands on +original arguments. Why boom and bust is inherent in capitalism and the role +of class struggle, investment and the price mechanism in it. + +[Section C.9](secC9.html) +Expansion, revision and reorganisation of section on _** Would laissez-faire +policies reduce unemployment, as "free market" capitalists claim?_**. +Reorganisation includes new subsections on empirical evidence that suggests +high wages are associated with low unemployment and why "flexible" labour +markets do not seem to be the solution to unemployment. + +[Section C.3](secC3.html) +Revision on _** What determines the distribution between profits and wages +within companies?_**, stressing the importance of organisation and collective +struggle in increasing wages by increasing bargaining power and indicating +that rising productivity can be associated with lower wages, in contradiction +to the claims of capitalist economics. + +| 7.3| 08/12/98 | + +[Section A.3.3](secA3.html#seca33) +Revision and expansion of _**"What types of Green anarchism are there?"_**, +indicating the links between ecological and anarchist thought, the different +types of green anarchism there are and where they agree and disagree. + +[Section A.3.4](secA3.html#seca34) +Revision and expansion of **_"Is anarchism pacifistic?"_** in which we discuss +why many anarchists are pacifists and why anarchism has close links with +pacifist ideas. It also indicates why most anarchists are not pacifists. + +[Section A.1.4](secA1.html#seca14) +Revision of the section on _**"Are Anarchists Socialists?_** to clarify a +couple of points and provide a few more quotes from Individualist anarchists. + +[Section B.4.3](secB4.html#secb43) +Revision of the section on _**"No one forces you to work for them"_** which +indicates that this refrain of supporters of capitalism misses the point. + +[Section G.6](secG6.html) +Slight expansion on **_"What are the ideas of Max Stirner?_** in relation to +his _**Union of Egoists_** and why it implies self-management, not hierarchy. + +[Section C.5.1](secC5.html#secc51) +Inclusion of a few quotes by Peter Kropotkin on how Big Business gets more +profits. Big isn't beautiful, but it helps you make more profits! | 7.2| +22/05/98 | [Section C.1](secC1.html) +[Section C.2](secC2.html) +Revision and expansion of the anarchist critique of capitalist economics and +why exploitation (unpaid labour) is the root source of profits, interest and +rent. + +[Section C.10](secC10.html) +Expansion of the section on why "free market" capitalism will not benefit all, +_especially_ the poor. + +[Section C Introduction](secCint.html) +[Section C.9](secC9.html) +Slight changes to these two sub-sections of section C. | 7.1| 27/03/98 | +[Section A.3.5](secA3.html#seca35) +Revision and expansion of _**"What is Anarcha-Feminism?"**_. Includes a few +more quotes and a discussion on why anarchists and anarcha-feminism are +critical of mainstream feminism. + +[Section A.2.11](secA2.html#seca211) +Expansion of the section explaining why most anarchists support direct +democracy and consider it as the complement to free association and individual +freedom. + +[Section A.2.13](secA2.html#seca213) +Slight expansion on the section explaining why anarchists reject +"individualism" and "collectivism" as two sides of the same (capitalist) coin. + +[Section A.1](secA1.html) +[Section A.2.2](secA2.html#seca22) +[Section A.2.12](secA2.html#seca212) +[Section A.5.2](secA5.html#seca52) +Slight revisions to all the above sections. + +[Section J.5](secJ5.html) +Slight revisions for grammar. | 7.0| 10/03/98 | [Section +A.3.7](secA3.html#seca37) +New sub-section on **_Are there religious anarchists?_** Includes information +on various forms of religious anarchism with particular reference to Tolstoy. + +[Section A.3.8](secA3.html#seca38) +New sub-section on **_What is "anarchism without adjectives"?**_. Gives the +history of this form of anarchism, what it is and why it came about. + +[Section A.4](secA4.html) +Slight revision of this section on **_Who are the major anarchist thinkers_** +to include information on religious anarchism. + +[Section C.11](secC11.html) +Slight arrangement of sections C.11 and C.12 on the "free market" capitalist +experiment in Pinochet's Chile. C.12 is now included as a subsection of C.11. + +[Section C.12](secC12.html) +New section C.12 on Hong Kong and why it does not show the benefits of +laissez-faire capitalism as is often claimed. + +[Section F](secFcon.html) +Extensive revision of section F on why "anarcho"-capitalism is not a form of +anarchism. Expanded, revised and spell checked. + +[Replies to the FAQ](replies.html) +New appendix which will list webpages that reply to the FAQ. Currently it +includes a reply to reply on section F.1 done by an "anarcho"-capitalist. + +| 6.8| 07/01/98 | [Section J.5](secJ5.html) +New sub-section on **_"What alternative social organisations do anarchists +create?_**. Includes information about community organising, industrial +unionism and networking, mutual/co-operative credit systems, producer co- +operatives (and why capitalism is inefficient), libertarian education and +schools, a discussion on Libertarian Municipalism and anarchist views on state +and private welfare and self-managed alternatives to both. Essential reading +if you are interested in _**anarchy in action**_ + +[Section A.1](secA1.html) +Slightly revised sub-section on **_"What is Anarchism?"_**. + +[Section B.1.4](secB1.html#secb14) +Slight revision on the section on racism, sexism and homophobia and why they +exist to include a summary of a study into the effects of racism in the USA. +The study indicates that racism makes all working people worse off, including +the "white" workers who are often said to benefit from it. + +| 6.7| 18/12/97 | [Section G.6](secG6.html) +Slight revision to the section on Max Stirner and his ideas. + +Sections [J introduction, [J.1](secJ1.html), [J.2](secJ2.html) and +[J.6](secJ6.html) +Minor revision on these sections of J for spelling and grammar + +| 6.6| 15/12/97 | [Section B.7](secB7.html) +Slight revision to include more details on the concentration of wealth within +the ruling class. + +Sections [C.4, [C.5](secC5.html) and [C.6](secC6.html) +Major revision on the sections on Big Business and oligopoly. Why it develops, +its impact on society and why and how it enriches the few at the expense of +the many. + +[Section D](secDcon.html) +Revised, expanded and spell checked section D on **_How does capitalism and +statism effect society**_. Even more arguments and facts against capitalism +and statism. + +| 6.5| 28/10/97 | Slight corrections to sections [A](secAcon.html), +[B](secBcon.html) and [C](secCcon.html) + +| 6.4| 03/09/97 | [Section J.6](secJ6.html) +Anarchist ideas on and methods for bringing up children. + +[Section B](secBcon.html) +Revised, expanded and spell checked section B on **_Why do anarchists oppose +the current system**_. Even more arguments and facts against capitalism and +statism. + +Section C [Introduction](secCintro.html), [C.2](secC2.html), +[C.6](secC6.html), [C.7.2](secC7.html#secc72) and [C.9](secC9.html) +Slightly revised and expended sections on capitalist economics. + +Sections [ F](http://www.geocities.com/CapitolHill/Lobby/3998/secFcon.html) +and [G](http://www.geocities.com/CapitolHill/Lobby/3998/secGcon.html) have +been moved to another geocities address for space reasons. + +| 6.3| 17/07/97 | [Section C](secCcon.html) +Revised, expanded and spell checked section C on **_The Myths of Capitalist +Economics_**. Even more quotes from your favourite anarchists and +libertarians!. Even more arguments and facts against capitalism! + +[Section E](secEcon.html) +Revised and spell checked section e on **_What do anarchists think causes +ecological problems?_**. + +[Section G](http://www.geocities.com/CapitolHill/Lobby/3998/secGcon.html) +Renamed, improved, expanded, revised and spell checked section G on **_Is +individualist anarchism capitalistic?_** \- the short answer being "no"! +Indicates how and why individualist anarchism was opposed to capitalism +**plus** why social anarchists are critical of the theory. + +| 6.2| 23/05/97 | [Section J.1](secJ1.html) +Newly completed sub-section. Find out why social struggle is important to +anarchists and how anarchists take part in it. For anarchists, social struggle +is the key from getting from capitalism to anarchy. + +[Section A](secAcon.html) +Revised section A on **_What is Anarchism?_**. Improved and updated arguments +and evidence, plus spell checked, and so on! + +Section J - [introduction](secJintro.html) and [ J.2](secJ2.html) +Spell checked and slightly revised. | 6.1| 01/05/97 | [Section +J.2](secJ2.html) +Newly completed sub-section. Find out all about _**direct action**_, why +anarchists support it, why we reject electioneering as a means of change and +why we do not vote. + +Minor update of section [B.3](secB3.html) to include a couple of nice Proudhon +quotes on how _**"property is despotism."**_ + +Minor updates of sections [C.2](secC2.html) and +[F.2.1](http://www.geocities.com/CapitolHill/Lobby/3998/secF2.html#secf26) to +make the quotes from Proudhon's **What is Property** consistent in terms of +edition. All quotes now from B.R. Tucker's translation, Bellamy Library +edition, London. + +Minor updates to sections [I.3](secI3.html), [I.3.1](secI3.html#seci31), +[I.3.4 ](secI3.html#seci34), [I.3.5, [I.4.4 ](secI4.html#seci44) and +[I.4.13](secI4.html#seci413) in order to make the possible nature and workings +of an anarchist "economy" clearer. + +Minor update to section [I.8.7](secI8.html#seci87) on the Aragon rural +collectives and how they were the product of the radicalisation of the +population during the 1930s. | 6.0| 26/03/97 | [Section +B.3.4](secB3.html#secb34) +New sub-section. Analysis of the claims that private property, particularly in +land, can be justified in terms of self-ownership. Also indicates the +authoritarian nature of private property and the way Robert Nozick ignores the +liberty of the dispossessed in his attempts to justify appropriation of land. +If land ownership cannot be justified, then capitalism is based upon stolen +goods. + +[Section B.7.1](secB7.html#secb71) +This section on classes is slightly expanded to give details of income +mobility within capitalism. Argues that even high income mobility cannot +justify a class system and presents evidence that income mobility is moderate +at best. + +[Section +F.2.2](http://www.geocities.com/CapitolHill/Lobby/3998/secF2.html#secf28) +New sub-section. Short discussion on why we should reject the right- +Libertarian "entitlement theory of justice." The means do not justify the +ends, and if the ends involve authoritarian social relationships, inequalities +in liberty, wealth and power, even "civilised" slavery, then the theory +stinks. + +[Appendix](append1.html) +New appendix on Anarchism and "anarcho"-capitalism. As well as including the +old section F.10, this appendix contains new work - a reply to the claim that +[the Individualist Anarchists were not part of the socialist +movement](append11.html#app1), a discussion on [What socialism actually stands +for](append11.html#app2), analysis on whether [Proudhon](append11.html#app3) +and [ Tucker](append11.html#app4) were socialists or capitalists, a reply to +claims that ["anarcho"capitalism is a form of anarchism](append11.html#app5) +and a discussion on why [anarchism cannot be defined using +dictionaries.](append11.html#app6) + +| 5.1| 10/03/97| Minor updates to sections [C.11](secC11.html) and +[C.12](secC11.html#secc111) on the Chilean "economic miracle." Why did it +require mass murder, dictatorship and state terror to create "free market" +capitalism in Chile and what was its actual results? | 5.0| 28/02/97 | +[Section D.5](secD5.html) +A slight update expanding upon the anarchist analysis of imperialism and how +it has developed over time. + +[Section C.7](secC7.html) +An updated analysis of the capitalist business cycle. Argues that the class +struggle both outside and inside the workplace has an impact in creating the +business cycle. Old version ignored social struggle outside the workplace and +put too much emphasis on technological innovation by big business. This has +been corrected. + +Sections [C.8.1](secC8.html#secc81),[C.8.2](secC8.html#secc82) and +[C.8.3](secC8.html#secc83) +Anarchist analysis of the rise of social Keynesianism and its fall into a +combination of free markets and Pentagon-style Keynesianism. Even reformed +capitalist is not immune to the struggle for freedom against hierarchy and the +objective limits of capitalism. + +[Section F.1](http://www.geocities.com/CapitolHill/Lobby/3998/secF1.html) +Expanded arguments on why "anarcho"-capitalism is not anarchist. Contains an +excellent quote by Noam Chomsky on what he considers would happen if it was +tried in practice. Also contains the new sub-sections +[F.1.2](http://www.geocities.com/CapitolHill/Lobby/3998/secF1.html#secf12) and +[F.1.3](http://www.geocities.com/CapitolHill/Lobby/3998/secF1.html#secf13) on +how libertarian right-libertarian theory is (not very!) and how most right- +Libertarians reject the scientific method in favour of dogma, respectively. + +[Section G.5](http://www.geocities.com/CapitolHill/Lobby/3998/secG5.html) +An updated analysis of the ideas of Individualist Anarchist Benjamin Tucker. +More quotes from Tucker on the socialistic nature of his ideas and his support +for labour struggle. + +[Section I.7.4](secI7.html#seci74) +Expanded analysis on why capitalism does not protect individuality and why +competition puts out the flame of individuality and rebellion. + +[Section J - Introduction](secJintro.html) +Introduction to the section on _**"What do Anarchists do?"_**. Gives a short +overview of the anarchist approach to social struggles and why its so +important for creating an anarchist future. Plus updated [contents +page](secJcon.html) \- what to look forward to in the near future! + +| 4.1| 14/02/97| Minor updates to sections [A.1.5](secA1.html#seca15), +[A.2.9](secA2.html#seca29), [I.5.8](secI5.html#seci58) and +[I.6.1](secI6.html#seci61). | | 4.0| 10/02/97 | [Introduction](intro.html) +At long last an introduction to the FAQ and its history. Also names the guilty +parties. + +**What's New?** +This "What's New" page will be a welcome addition to regular visitors to the +FAQ. + +[Section +F.2.1](http://www.geocities.com/CapitolHill/Lobby/3998/secF2.html#secf26) +Do Libertarian-capitalists support slavery? Yes is the answer and find out why +this indicates that right-libertarians are not libertarians at all. + +[Section F.9](http://www.geocities.com/CapitolHill/Lobby/3998/secF9.html) +Update with new evidence of the nature of Medieval Iceland and why it +indicates that private property produces statism. More reasons why Medieval +Iceland demonstrates how "anarcho-"capitalism will not work in practice. | +3.3| 06/02/97 | [Section +F.6](http://www.geocities.com/CapitolHill/Lobby/3998/secF6.html) +New analysis on how the "anarcho"-capitalist system of private states will +become a public state. Builds on and extends original argument. + diff --git a/markdown/oldnew.md b/markdown/oldnew.md new file mode 100644 index 0000000000000000000000000000000000000000..4f3e63a5de46c9b024588dbc9c9465a1c0c04eee --- /dev/null +++ b/markdown/oldnew.md @@ -0,0 +1,338 @@ +# Introduction + +Here is a list of all the new additions to the FAQ. An list of older changes +can found [here](oldernew.html). + +The version number of the FAQ changes as follows. A major change results in +then the version number is increased by one (from version 10.2 to version 11, +for example). If a minor change is being made then the current version is +increased by 0.1 (for example, from version 10.2 to 10.3). + +As far as new anarchist and libertarian links are concerned, we will add them +when we get enough to make an update worthwhile. These updates have no effect +on the FAQ version number as we don't want to inflate it higher than the +content deserves. + +We hope that this makes it clear to visitors! + +# What's New in the FAQ? + +Version| Date| What's New | + +11.10 + +| + +01-MAY-2007 + +| + +[Section E](secEcon.html) +Major revision of section E (_**"What do anarchists think causes ecological +problems?"_**). Massively expanded and improved, with many new sub-sections +and arguments. + +[Section C.12](secC12.html) +Major revision of section C.12. Think Hong Kong is an example of "free market" +capitalism? Think again... + +This is part of the process of getting the FAQ ready for being published by AK +Press. + +---|---|--- + +11.9 + +| + +01-MAR-2007 + +| + +[Section D](secDcon.html) +Major revision of section D (_**"How does statism and capitalism affect +society?"_**) to fix typos and expand and improve some of the sections. + +[Section D.1.4](secD1.html#secd14) +New sub-section on why laissez-faire capitalism is not without state +intervention. + +[Section D.1.5](secD1.html#secd15) +New sub-section on whether anarchists support state intervention or not. + +[Section D.11](secD11.html) +New section discussing if politics and economics can be separated from each +other, using the example of Pinochet's Chile. The original section D.11 has +now become a sub-section of [section D.9](secD9.html). + +[Section C.10](secC10.html) +Major revision of section C.10, including new subsections on neo-liberalism, +growth, labour's share in nation income and lots more. + +[Section C.11](secC11.html) +Major revision of section C.11, including new subsections. Find out the true +failure of the first experiment in neo-liberalism, Pinochet's Chile. + +This is part of the process of getting the FAQ ready for being published by AK +Press. + +11.8 + +| + +11-NOV-2006 + +| + +[Section C.3](secC3.html) +Revision of section C.3 + +[Section C.4](secC4.html) +Revision of section C.4 + +[Section C.5](secC5.html) +Revision of section C.5 + +[Section C.6](secC5.html) +Revision of section C.6 + +[Section A](secAcon.html) +Slight changes to section A, fixing typos and making a few slight additions +here and there (e.g., some new additions on Tolstoy's religious anarchism). + +[Section B](secBcon.html) +Slight changes to section B, fixing typos and making a few slight additions +here and there (mostly to section B.1). + +[Section C](secCcon.html) +Slight changes to the introduction, C.1 and C.2, fixing typos and making a few +slight additions here and there. + +[Appendix 2](append2.html) +Slight addition to the appendix on the symbols of Anarchy. + +This is part of the process of getting the FAQ ready for being published by AK +Press. + +11.7 + +| + +19-JUL-2006 + +| + +# [Tenth Anniversary of An Anarchist FAQ!](10years.html) + +[Section C](secCint.html) +Revised introduction to Section C + +[Section C.1](secC1.html) +Totally revised and expanded revision of section C.1, now entitled _**"What is +wrong with Economics?"**_. Explains why mainstream economics is not a science +and not value free as well as how it presents a radically false picture of +capitalism. + +[Section C.2](secC2.html) +Totally revised and expanded revision of section C.2, now entitled _**" Why is +capitalism exploitative?"**_. Explains why anarchists, like other socialists, +think capitalism is exploitative. It also critiques many of the standard +mainstream economics defences of profit, interest and rent (such as marginal +productivity theory, waiting, risk and innovation). + +[Section C.9.1](secC9.html#secc91) +Addition to the section on _**"Would cutting wages reduce unemployment?"**_ to +note that there is no theoretical or empirical reason to support the standard +economic assertion of an upward sloping supply curve for labour and so its +arguments on what causes unemployment (i.e. wages being too high). + +This is part of the process of getting the FAQ ready for being published by AK +Press. + +11.6 + +| + +13-MAY-2006 + +| + +[Section F](secFcon.html) +New, smaller, section on "anarcho"-capitalism is not anarchism. This is an +edited version of the original section F (which has been put into an +appendix). + +[Appendix -- Is "anarcho"-capitalism a type of anarchism?](append13.html) +The old section F (with some very slight changes here and there). + +This is part of the process of getting the FAQ ready for being published by AK +Press. Not only does this change mean that the AK Press proof-readers have +less to look at, it puts "anarcho"-capitalism more into context. If it were +not for some academics taking their claims at face value, this section would +not even be needed. + +11.5 + +| + +22-APR-2006 + +| + +[Section F.7](secF7.html) +New section on the history of "anarcho"-capitalism and how it always (rightly) +rejected the term "anarchist." Discusses how a "right-wing anarchism" is +impossible (it would just be rule by the rich). + +[Section F.11](secF11.html) +The old section F.7 (on "Natural Law") + +[Section F.9](secF9.html) +Yet more evidence on why Viking Iceland was not an "anarcho"-capitalist +system. As far as it was anarchic, it was not capitalist. As it became +capitalistic, it became statist. + +[Section F.1](secF1.html) +A rewrite of the first section to summarise the rest of the section F to show +how "anarcho"-capitalism's own definition of the state refutes its claim to be +anarchist. + +[Section F.1.4](secF1.html#secf14) +Some of what was originally in section F.1, plus some new bits and pieces on +how individualist anarchism is **not** really related to "anarcho"-capitalism. + +[Section F.2.6](secF2.html#secf26) +A few changes on right "libertarian" support for voluntary slavery and how its +exposes its contradictions. + +[Section F --Introduction](secFint.html) +Slight change to the introduction to Section F + +[Section F.1.3](secF1.html#secf13) +A few additions on the non-scientific nature of most kinds of right-wing +libertarianism and how it produces authoritarian politics. + +This is part of the process of getting the FAQ ready for being published by AK +Press. The next stage will be moving section F into an appendix and replacing +it with a much more edited version. This because "anarcho"-capitalism is not +important and it takes up too much space in an FAQ about anarchism. + +11.4 + +| + +15-FEB-2006 + +| + +[Appendix -- The symbols of Anarchy](append2.html) +Revision of the appendix on the symbols of anarchy to fix typos and improve +it. This is part of the process of getting the FAQ ready for being published +by AK Press. + +11.3 + +| + +31-JAN-2006 + +| + +[Section A](secAcon.html) +Minor changes to section A to change the references for Murray Bookchin's "The +Ecology of Freedom" to the most recent edition, including new works by +Voltairine de Cleyre and Lucy Parsons, and make a few minor additions here and +there (mostly to sections A.2, A.2.1, A.2.18, A.3, A.3.1, A.3.5, A.3.8, A.4, +A.5.2, and A.5.5). + +11.2 + +| + +19-JUL-2005 + +| + +[Section B](secBcon.html) +Major revision of section B to fix typos and improve some of the sections. +This is part of the process of getting the FAQ ready for being published by AK +Press. + +[Section B.1.6](secB1.html#secb16) +New sub-section on how hierarchy can be overcome. + +[Section B.2.6](secB2.html#secb26) +New sub-section on how the state can be an independent power within society + +[Section B.3.5](secB3.html#secb35) +New sub-section on why state owned property is basically the same as private +property. + +[Section B.7.2]( secB7.html#secb72) +New sub-section on social mobility in capitalism and why it does not make +class or inequality irrelevant. The rest of section B.7 has been reorganised +to take the new section into account. + +[Section A](secAcon.html) +Slight changes to section A to change the references for Murray Bookchin's +"Post-Scarcity Anarchism" and Martha A. Ackelsberg's "Free Women of Spain" to +the most recent edition and make a few minor additions here and there (mostly +to section A.4). + +11.1 + +| + +10-JAN-2005 + +| + +[Section A](secAcon.html) +Slight changes to section A to fix a few typos, change the references for +Rudolf Rocker's "Anarcho-Syndicalism" to the most recent edition and make a +few minor additions here and there (mostly to section A.1). + +11.0 + +| + +03-OCT-2004 + +| + +[Section A](secAcon.html) +Revision of section A to fix typos and improve some of the sections. This is +part of the process of getting the FAQ ready for being published by AK Press. + +[Section A.2.20](secA2.html#seca220) +New section on why most anarchists are atheists. Discusses the anti-anarchist +nature of religion as well as its social role in aiding the powerful and +making the oppressed accept their lot in life. + +[Section A.3.9](secA3.html#seca39) +New section on "anarcho-primitivism," explaining what it stands for and why +most anarchists reject it. + +[Section A.4.1](secA4.html#seca41) +[Section A.4.2](secA4.html#seca42) +[Section A.4.3](secA4.html#seca43) +[Section A.4.4](secA4.html#seca44) +New sub-sections on thinkers who are close to anarchism but are not, in fact, +anarchists. They include liberals, socialists and marxists as well as others +not so easily categorised. + +[Section H.3.15](secH3.html#sech315) +New section on why the Leninist argument that "objective factors" rather than +Bolshevik ideology caused the failure of the Russian revolution. + +[Section H.3.16](secH3.html#sech316) +New section which summarises the impact of Bolshevik ideology on the outcome +of the Russian revolution. + +[Appendix: The Symbols of Anarchy](append2.html) +Slight additions to the history of the Black Flag. + +[Appendix: The Russian Revolution](append4.html) +New appendix for the various sub-sections of section H which discuss the +Russian Revolution (namely sections H.6 to 11). + diff --git a/markdown/pdf.md b/markdown/pdf.md new file mode 100644 index 0000000000000000000000000000000000000000..fc291f8545e1aadcb7daeb3f73ea4b7ab5bc3b3f --- /dev/null +++ b/markdown/pdf.md @@ -0,0 +1,83 @@ +# "An Anarchist FAQ" in pdf format + +To view and print out the file you will need to have Adobe Document Reader on +your computer. This is free software that now comes on many computers and with +many CD's. If you do not already have it you can [ download it from the Adobe +site.](http://www.adobe.com/products/acrobat/readstep.html) [or [ click here +for a faster text only +page](http://www.adobe.com/products/acrobat/alternate.html)] + +## [Introduction](http://www.infoshop.org/faq/intro.pdf) + +## [An Anarchist FAQ after ten +years](http://www.infoshop.org/faq/10years.pdf) + +## [Introduction to Volume 1](http://www.infoshop.org/faq/vol1intro.pdf) + +## Section A -- [What is Anarchism?](http://www.infoshop.org/faq/sectionA.pdf) + +## Section B -- [Why do anarchists oppose the current +system?](http://www.infoshop.org/faq/sectionB.pdf) + +## Section C - [What are the myths of capitalist +economics?](http://www.infoshop.org/faq/sectionC.pdf) + +## Section D - [How does statism and capitalism affect +society?](http://www.infoshop.org/faq/sectionD.pdf) + +## Section E - [What do anarchists think causes ecological +problems?](http://www.infoshop.org/faq/sectionE.pdf) + +## Section F - [Is "anarcho"-capitalism a type of +anarchism?](http://www.infoshop.org/faq/sectionF.pdf) + +## Section G - [Is individualist anarchism +capitalistic?](http://www.infoshop.org/faq/sectionG.pdf) + +## Section H - [Why do anarchists oppose state +socialism?](http://www.infoshop.org/faq/sectionH.pdf) + +## Section I - [What would an anarchist society look +like?](http://www.infoshop.org/faq/sectionI.pdf) + +## Section J - [What do anarchists +do?](http://www.infoshop.org/faq/sectionJ.pdf) + +## _Appendices_ + +## [Anarchism and +"Anarcho"-capitalism](http://www.infoshop.org/faq/append1.pdf) + +### + + 1. [Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 5.2 _](http://www.infoshop.org/faq/append11.pdf) + 2. [Replies to Some Errors and Distortions in Bryan Caplan's "Anarchist Theory FAQ" version 4.1.1](http://www.innfoshop.org/faq/append12.pdf) + 3. [Is "anarcho"-capitalism a type of anarchism?_](http://www.infoshop.org/faq/append13.pdf) + +## [The Symbols of Anarchy](http://www.infoshop.org/faq/append2.pdf) + +## [Anarchism and Marxism](http://www.infoshop.org/faq/append3.pdf) + +### + + 1. [Reply to errors and distortions in David McNally's pamphlet _"Socialism from Below"_](http://www.infoshop.org/faq/append31.pdf) + 2. [Marxists and Spanish Anarchism](http://www.innfoshop.org/faq/append32.pdf) + 3. [Reply to errors and distortions in Phil Mitchinson's _"Marxism and direct action"_](http://www.infoshop.org/faq/append33.pdf) + 4. [Reply to errors and distortions in the SWP's _"Marxism and Anarchism"_](http://www.infoshop.org/faq/append34.pdf) + 5. [Reply to errors and distortions in John Fisher's _"Why we must further Marxism and not Anarchism"_](http://www.infoshop.org/faq/append35.pdf) + +## [The Russian Revolution](http://www.infoshop.org/faq/append4.pdf) + +### + + 1. [What actually happened in Russia?](http://www.infoshop.org/faq/append41.pdf) + 2. [What was the Kronstadt Rebellion?](http://www.infoshop.org/faq/append42.pdf) + 3. [What caused the degeneration of the Russian Revolution?](http://www.infoshop.org/faq/append43.pdf) + 4. [How did Bolshevik ideology contribute to the failure of the Revolution?](http://www.infoshop.org/faq/append44.pdf) + 5. [Were any of the Bolshevik oppositions a real alternative?](http://www.infoshop.org/faq/append45.pdf) + 6. [Why does the Makhnovist movement show there is an alternative to Bolshevism?](http://www.infoshop.org/faq/append46.pdf) + +## [Bibliography](http://www.infoshop.org/faq/biblio.pdf) + +[Click here to return to the index page.](index.html) + diff --git a/markdown/quotes.md b/markdown/quotes.md new file mode 100644 index 0000000000000000000000000000000000000000..28705a3c8a7bcbf23c6953d4a190b2b8726cecab --- /dev/null +++ b/markdown/quotes.md @@ -0,0 +1,65 @@ +# What Anarchists Say about An Anarchist FAQ + +_"At long last An Anarchist Frequently Asked Questions (AFAQ) has moved from +the Internet onto the printed page . . . it is likely to be the primary source +anarchists turn too for information about anarchist theory and history . . . . +It is accessible, not laden with jargon but also built on ten years and more +of solid research . . . The structure of the book is such that it is easy to +dip into . . . this [is a] comprehensive resource. The prefix to the book is +'_An'_ Anarchist FAQ. The collective is too modest. This is _the_ place to go +to find out about anarchist ides, theory and practice. It is accessible and +based on sound research. Thoroughly recommended."_ ([Richard Griffin, +**Freedom**](http://anarchism.pageabode.com/afaq/freedom-review-of-an- +anarchist-faq)). + +_"the primary source of information about anarchism on the world wide web . . +. a foundation stone for laying down the idea of anarchism as the viable +alternative that we should work towards achieving."_ (_"Workers Solidarity"_, +**Workers Solidarity Movement**) + +_"this invaluable resource is highly recommended for anyone wishing to delve +further or gain a better understanding of anarchism as a practice, living, +socially relevant ideology."_ (_"Direct Action"_, **Solidarity Federation**) + +_"The anarchist FAQ has been one of the standout achievements of the last +decade in terms of its rigorous treatment of every aspect of the theory. Its +translation from screen to print is long overdue."_ (**Freedom**) + +_"the most comprehensive resource available . . . for a discussion on +anarchism is An Anarchist FAQ"_ (Flint Jones, **NEFAC**) + +_"The Anarchist FAQ collective are to be congratulated on producing this +excellent book. Always intended to be used by anarchists as an organising +tool, the FAQ will also be useful to newcomers to anarchism and to those who +already think of themselves as anarchists, but who would like to deepen their +understanding of anarchist politics. The FAQ format makes it really easy to +dip into in order to find answers to all those questions that anarchists are +often asked by sceptics and critics (of right and left) as well as by other +activists who are sympathetic but just don't know much about anarchism, or +have been influenced by the many misrepresentations of anarchism put about by +Leninists and the capitalist media. So The Anarchist FAQ succeeds in being a +very accessible introduction to anarchism, whilst being at the same time +detailed, wide-ranging, properly researched and authoritative. Highly +recommended!"_ (David Berry author of **A History of the French Anarchist +Movement, 1917-1945**) + +_"Thanks for a fabulous job on this. What an amazing project! . . . All best +wishes to all of you, and again, congratulations on a excellent work."_ (Mark +Leier, author of **Bakunin: The Creative Passion**) + +_"monumental and essential FAQ dedicated to anarchism"_ (Norman Baillargeon, +**L'order moins le pouvoir: Histoire et actualite de l'anarchisme**) + +_"The Anarchist FAQ should be one of the first stops for anyone studying +anarchism. It's an extensive compilation of material, painstakingly indexed, +of anarchist history, theory and practice. Just tracing the tantalising block +quotes to their original sources, via the amazing bibliography--which alone is +worth the price of the book--will take you a long way toward an education on +any of the subject headings. On a personal note, I benefited greatly from +stumbling across the FAQ near the beginning of my own journey into anarchism." +_ (Kevin Carson author of **Studies in Mutualist Political Economy**) + +_""Found it very detailed and informative and I'm sure it will prove to be an +excellent reference book for those interested in the subject and for those who +wish to defend anarchism."_ (John Couzin, anarchist from Glasgow) + diff --git a/markdown/replies.md b/markdown/replies.md new file mode 100644 index 0000000000000000000000000000000000000000..16208e8c3d65658627b21c464effba1a678d2276 --- /dev/null +++ b/markdown/replies.md @@ -0,0 +1,1660 @@ +# A response to a Response to "Left-Anarchist" Criticisms of Anarcho- +Capitalism + +This is a reply to the anti-anti-"anarcho"-capitalist FAQ which used to be +found at http://www.geocities.com/CapitolHill/Lobby/7895 by Chris Wilson (it +no longer is and, in fact, Mr. Wilson now considers himself an anarchist and +"anarcho"-capitalism an oxymoron!). It aims to _"correct the +misrepresentations of anarcho-capitalism (and 'right-wing' libertarianism in +general) made by the anarcho-socialists [sic!] who run the Anarchist FAQ +webpage, and to counter the criticisms the authors make which happen to be +legitimate"_ which are claimed to be in old section F of our FAQ. + +The author claims that _"[m]uch of the anarcho-socialist FAQ is severely +distortive of the position that the authors wish to refute, and the authors +provide little textual evidence in support of their preconceived notions of +anarcho-capitalism."_ This has been the first such attempt since the FAQ went +on-line in early 1996. If we did produce _"mostly strawmen arguments which do +not truly address the actual positions that anarcho-capitalists hold"_ then no +"anarcho"-capitalist before Wilson thought it worthwhile to let us know. + +The author claims that his _"FAQ aims to correct these errors, and to set the +record straight for once."_ That is his right. However, when he first +approached us with his criticism we said that we were in the process of +revising that section and that we would like to hear his comments in order to +correct any mistakes or strawmen we may have accidentally placed in our FAQ +(after all, this section contains some of the oldest work on the FAQ and it +came from our experiences of discussing with "anarcho"-capitalists on-line so +mistakes could easily creep in). Instead of providing us with feedback, he +decided to place his critique on-line (which again is his right). Here we +reply is his criticism's of the old section F. + +The new [section F](secFcon.html) should also be consulted, which was being +revised as Wilson created his critique of the old section F. + +# Section F.1 (Are "Anarcho"-Capitalists Really Anarchists?) + +This section of the FAQ has been extensively revised and so much of the +comments made are to text now found in other sections. The new section +[F.1](secF1.html) is far more explicit on why "anarcho"-capitalism is not part +of the anarchist tradition. However, it is worthwhile to discuss the old +version. + +Mr Wilson starts off by noting us _"that this FAQ does not begin by giving a +general explanation of what anarcho-capitalism is. The authors instead decided +to launch right into their rebuttal, without first informing the reader of +their opposition's position."_ Yes, very true. We assumed that the reader +would be familiar enough with the concept so that such a general explanation +would not be required. In section [B](secBcon.html), for example, we discuss +general capitalist attitudes towards, say, property, wage labour and so as +"anarcho"-capitalism bases itself on these concepts it would be unnecessary to +repeat them again. + +He then quotes our FAQ: + +> So-called "anarcho"-capitalists only oppose the centralised state, not the +hierarchical-authoritarian capitalist workplace. Thus it is absurd for them to +call themselves anarchists, because the capitalist workplace is where the +majority of people have their most frequent, direct, personal, and unpleasant +experiences of authoritarianism. + +And comments: + +> _"More accurately, anarcho-capitalists oppose the governing of a person's +behaviour by other persons without that first person's prior consent. A-C'ers +do not support the centralised state because it holds a geographical monopoly +upon the use of force, which infringes upon the individual sovereignty of +those living within that area. Regardless of whether the state is a +representative democracy or a dictatorship, it necessarily violates the +conditions that make consent a possibility. Specifically, the state thrives on +a policy of coercion, which consists of initiating interference with the +actions and will of individuals and benefiting at their expense."_ + +So, in other words, "consent" is required and that makes authoritarianism +okay. Thus capitalist hierarchy is fine because workers agree to it but state +hierarchy is bad because citizens do not "consent". But as we argue in the new +section F.2.3 ([Can "anarcho"-capitalist theory justify the +state?](secF2.html#secf23)) in a liberal or democratic state citizens are free +to move to another state. They can withdraw their "consent" just as a worker +can withdraw their "consent" and look for another job. If consent is the key +aspect of whether something is evil or not then the modern state is not an +evil as it is based upon consent. No one forces you to stay in a given state. +Thus "consent" is not enough in itself to justify hierarchy. + +In addition, we should not that the boss also interferes with the actions and +will of individuals and benefits at their expense. Indeed, Murray Rothbard +actually states that **if** the state legitimately owned the land it claims +then it would be perfectly justified in "interfering" with those lived on its +property in exactly the same way that any other property does! (see section +[F.2.3](secF2.html#secf23)). His opposition to the state is simply that the +property it claims was **unjustly** acquired, not that it restricts individual +freedom. + +Thus, for "anarcho"-capitalists, the difference between restrictions on +freedom created by property and those created by statism is that the former +are caused by a "just" history (and so are fine) while the later are caused by +an "unjust" history (and so are bad). However, given that the property regime +we live in is deeply affected by past state actions (see section +[F.8](secF8.html)), this criteria is phoney as capitalism shares a history of +violence with the state. If state hierarchy is wrong, so is capitalist +hierarchy -- if "history" is actually to account for anything rather than just +as rhetoric to justify capitalist oppression. + +Wilson goes on to state that "anarcho"-capitalists _"do not wish to abolish +the 'hierarchical-authoritarian capitalist workplace', because of the fact +that doing so would place a restriction upon the number of alternatives people +can choose to improve their situations without violating the liberty of +others."_ + +Sounds lovely and freedom enhancing does it not? Until you think about it more +deeply. Then you realise that such glorification of choice is just a "dismal +politics", where most of the choices are bad. After all, in "actually +existing" capitalism the percentage of non-wage slaves in the workforce is +around 10% (and this figure includes bosses and not just self-employed +workers). The percentage of self-employed has steadily decreased from the dawn +of capitalism which means that capitalism itself restricts the number of +alternatives people have to choose from! + +And let us see what the _"hierarchical-authoritarian capitalist workplace"_ +involves. It is based upon the worker selling their liberty to gain entry to +it. Why do they do that? Because the circumstances they face means that they +have little choice but to do so. And these circumstances are created by the +rights framework within society; in other words **capitalist** property +rights. Wilson assumes that abolishing capitalist property rights will involve +"violating the liberty of others" but it is clear that that maintaining these +rights results in people "voluntarily" selling their liberty due to the +circumstances created by these property rights. In other words, the +enforcement of property rights involves the violation of liberty of those +subject to the rules and regulations of the property owner. For example, the +boss can ban numerous free actions, agreements and exchanges on his property +-- the joining of a union, free speech, freedom to wear what you like and so +on. + +Wilson goes on to argue that _"a person enters into a bilateral exchange with +another person out of an expectation that the benefits of the exchange will +exceed its costs. . . . He [the capitalist] underwent the expense involved in +purchasing and/or producing these capital goods, and if he does not consent to +give them up to the workers, any forceful appropriation of them on behalf of +the workers would be a violation of his autonomy."_ + +So, just to be clear, if the worker has the option of selling her labour and +starving to death then the worker "freely" sells her liberty. Any attempt to +change the rights framework of society is a "violation" of the capitalist's +"autonomy". The same could be said of the state. After all, the state has went +to the expense of acquiring and protecting the land it claims. But, of course, +this initial claim was invalid and so the state is to be opposed. But the +capitalist class has profited from the state's use of force many a time and +the economic circumstances it has helped create. After all, it was state +enforcement of the "land monopoly" that created a pool of landless workers who +had no choice but to enter into wage slavery. The capitalists enriched +themselves at the expense of desperate people with no other options, with +state aid to repress strikes and unions. + +If the state's claims of ownership are phoney, then so are the claims of +capitalists. + +Wilson then laments that: + +> _"A worker who does not possess the same amount of wealth as an entrepreneur +will often consent to what anarcho-socialists would call an 'unequal exchange' +because of the fact that he forecasts that an improvement in his situation +will result from it. To prevent this type of exchange from occurring would be +to constrain the number of options available that one can choose to improve +one's lot."_ + +As noted above, it is capitalism that constrains the number of options +available to "improve one's lot". But Wilson seems to be assuming that +anarchists desire to somehow "ban" wage labour. But we made no such claim. We +argued that we need to change the rights framework of society and take back +that which has been stolen from us. After all, capitalists have used the state +to enrich themselves at our expense for hundreds of years (indeed, as we argue +in section [F.8](secF8.html) the state played a key role in the development of +capitalism in the first place). + +As Nozick argues in **Anarchy, State, and Utopia**, only "justly" acquired +property can be legitimately transferred. But under capitalism, property was +not justly acquired (indeed, even Nozick's conceptual theory of land +acquisition does not justify land ownership -- see [section +B.3.4](secB3.html#secb34)). Thus we are not violating the liberty of +capitalists if we take their property and modify the rights framework because +it was not their property to begin with! + +Wilson goes on to argue that _"[d]espite the unpleasant rules that a worker +may have to follow when on the job, the worker does it for the purpose of +securing something greater in the end."_ + +The same logic has been used to justify the state. Despite the unpleasant +rules that a citizen may have to follow, they do it for the purpose of +securing something greater in the end -- security, liberty, whatever. That is +hardly a convincing argument and seems more to do with justifying and +rationalising unfreedom than anything else. + +So what is the _"something greater"_? Usually to have enough money to buy +food, shelter and so on. Most workers are a pay packet away from poverty. As +the "something greater" is to be able to live, that suggests that workers do +not "consent" freely to become a wage slave. They have little choice. + +Wilson goes on: + +> _"This is why anarcho-capitalists do not wish to abolish consensual +hierarchy or a mutual acceptance of rules (which is what the anarcho- +socialists call 'authoritarian' in this case). If people consent to such +relationships, it's for the purpose of acquiring a higher degree of freedom +that will exceed the degree of sacrifice that the transaction involves. They +value the projected outcomes of the exchanges they make more than they value +the result of not making the exchange at all."_ + +And what is the result of not making the exchange? Poverty, starvation. Wow, +some "choice". But anarchists do not wish to abolish consensual hierarchy. We +wish to give people a real choice. This real choice is impossible under +capitalism and so the vast majority sell their liberty. That Wilson ignores +the circumstances that force people to wage labour says a lot. + +Now, anarchists have no problem with the _"mutual acceptance of rules"_. This +does not need to be _"authoritarian"_ (no matter what Wilson claims we think). +For example, in a co-operative the members create their own rules by mutual +agreement and debate. That is not authoritarian. What **is** authoritarian is +when one person says "I make the rules round here and you can love it or leave +it". That is what the state does and it is what the capitalist does. It is +authoritarian because the rules are imposed on the rest -- who then have the +choice of following these rules or leaving. Thus the capitalist workplace is a +dictatorship and so authoritarian. + +Moving on, Wilson disagrees with anarchist claims that capitalism is based +upon exploitation and oppression. He states that _"[w]hat this FAQ does not +mention (in this particular section) is that exploitation doctrine is based +upon an economic theory of value, which is, shall we say, less than +universally accepted by political theorists and economists today. This is the +labour theory of value (LTV). . . "_ + +Yes, it is true that most economists and political theorists do not accept the +Labour Theory of Value. Most do not understand it and present strawmen +arguments against it. But small but significant groupings of economists and +political theorists do accept it (for example, individualist anarchists, +Marxists, many social anarchists, many post-keynesianists). But the question +arises, **why** is the LTV rejected? Simply because it argues that capitalism +is based upon exploitation and that non-labour income is usury. +Unsurprisingly, when it comes to supporting economic theories, the wealthy +will pick those which justify their incomes and riches, not those which argue +that they are illegitimate. Thus the LTV along with Henry George's ideas would +not be selected within the "free marketplace of ideas" -- indeed the followers +of George argue that neo-classical economics was deliberately funded by the +wealthy to marginalise their ideas. + +So, to state that the LTV is a _"less than universally accepted"_ is like +arguing that because democratic theory was "less than universally accepted" in +Nazi Germany there must be something wrong with it. Wilson falls into the +common fallacy that economic ideas are value free and do not reflect class +interests. + +He goes on to state "anarcho"-capitalists do not _"accept that theory"_ (which +comes as no surprise as they do not like to think about what goes on at the +point of production that much) and even if we **do** accept the LTV that it is +_"still not obvious that the 'profits = exploitation' conclusion follows from +it. In his book Hidden Order, David Friedman makes an interesting point that +'the laws of physics tell us that the sum total of energy can neither be +increased, nor reduced. What we call 'production' is the rearrangement of +matter and energy from less useful to more useful (to us) forms.' [David +Friedman, Hidden Order, p 128] Production managers, just like manual +labourers, do precisely this. They produce by rearranging matter through time +and space, but rather than rearranging constituent parts to produce a good, +they rearrange the goods themselves into the hands of customers (which manual +labourers do not do)."_ + +Funnily enough, the FAQ does not deny the importance of management and +administration skills. No anarchist has ever maintained that workplaces do not +need to be managed. Nor did we argue that "manual labour" was the only form of +labour that added value. Quite the reverse in fact. What we **did** argue was +that in a dictatorship those at the top will consider that **their** +contribution added most value to a product and reward themselves +appropriately. We argued that the higher up the management structure you go, +the less value the labour adds to output. Indeed, the basic function of +management is to organise labour in such a way as to maximise profits. That is +why the hierarchical workplace exists. In the words of one economist: + +> _"Managers of a capitalist enterprise are not content simply to respond to +the dictates of the market by equating the wage to the value of the marginal +product of labour. Once the worker has entered the production process, the +forces of the market have, for a time at least, been superseded. The effort- +pay relation will depend not only on market relations of exchange but also. . +. on the hierarchical relations of production - on the relative power of +managers and workers within the enterprise."_ [William Lazonick, **Business +Organisation and the Myth of the Market Economy**, pp. 184-5] + +Thus profits are maximised by maximising the labour workers do while +minimising the amount paid to them. That is what the management structure +exists for. That Wilson denies this suggests that he views the firm as some +kind of "black-box" within which human social relationships and action are +irrelevant. But this is not the case -- what does on in production is the key +to profitability. As the early socialist Thomas Hodgskin put it: + +> _"Fixed capital does not derive its utility from previous, but present +labour; and does not bring its owner a profit because it has been stored up, +but because it is a means of obtaining a command over labour."_ + +And nothing has changed. As Proudhon long ago argued, only labour is +productive. Without labour capital would rust away. Thus the LTV is far more +applicable that Wilson would like us to believe. + +Now, Wilson claims that "manual labourers" do not "rearrange the goods +themselves into the hands of customers" but in a co-operative the workforce +does just that. They elect managers and take part in the management structure. +Wilson fails to notice that workers do not do that in capitalist firms because +the management structure is top-down and is designed to disempower workers. So +if workers do not do these tasks it is because management has the monopoly of +(official) power and decides that **it** adds most value and deserves a higher +reward. So, in other words, capitalist property rights create dictatorship and +those in the dictatorship enrich themselves. Not a surprising outcome. + +Wilson then argues that "anarcho"-capitalists _"reject the labour theory of +value in favour of marginal utility theory, which holds that prices are +determined by the subjective preferences and plans of individuals."_ + +Of course, the LTV also argues that prices are determined by the subjective +preferences of individuals. In order to have exchange value, a commodity must +have a use value to a customer. And, of course, exchange value does not equal +price but is instead an abstraction of the fact that when a commodity is +produced a specific set of costs have been spent on it. These costs are +objective facts and determine whether a commodity makes a profit or not. In +the long term, commodities would exchange at a price equivalent to the +abstract exchange value but in the short term they vary according to supply +and demand. As we argue in [section C](secCcon.html), the marginal utility +theory ignores the fact that a commodity has an objective cost associated with +it which is its exchange value. When it boils down to it, the profit which a +product generates is what capitalists "subjectively value" and these profits +are dependent on the productivity of labour (i.e. the more workers make in a +given period for the same wage, the higher potential profits will be). + +Wilson goes on to state that _"[i]t's obvious that the author has little +respect for the reasoned arguments published by free-market economists and +political theorists in the last century. It's pretty insulting when somebody +responds to a reasoned argument by scoffing at it and referring to it as +'apologetics' or 'rationalisation', rather than giving it serious +consideration."_ But, strangely enough, we discussed why we think the LTV is a +better way of analysing capitalism that than those provided by "free-market +economists and political theorists" and in our humble opinion, it is +apologetics and rationalisations. Sorry if Mr Wilson does not agree, but then +again he would not. For example, most of "anarcho"-capitalism seems to involve +apologetics and rationalisations for the restrictions of individual liberty +associated with capitalism. See, for example, section +[F.2.1](secF2.html#secf21) in which Murray Rothbard rationalises away +capitalist oppression even when it clearly has similarities with statist +oppression. Similarly, many Stalinists and supporters of Nazism provided many +"reasoned arguments" to indicate why the fact of dictatorship was essential. +Just because currently capitalist ideology is widely accepted does not make it +any less apologetics than these "reasoned arguments." Again, Wilson assumes +that economic theory is value free rather than being the [ "economics of the +rich"](http://204.181.81.182/zmag/articles/hermanjuly97.html) to use Edward +Herman's cutting phrase. + +Wilson then states that _"[t]his paragraph is both a form of argument from +intimidation and argument ad hominem, and hence we shall let it pass without +further comment."_ Well, having discussed in [section C](secCcon.html) why we +think that capitalism is exploitative we did not think we really had to repeat +ourselves. And as far as arguments from intimidation and arguments ad hominem +go, Wilson indulges himself in this later with his "parasite", "dictator" and +other comments. + +He then quotes the FAQ: + +> "Anarcho"-capitalists, however, believe that capitalist companies will +necessarily remain hierarchical even if the public state has been dissolved. +This is because only hierarchical workplaces are "efficient" enough to survive +in a 'free' market. This belief reveals the priority of their values: +"efficiency" (the bottom line) is considered more important than eliminating +the domination, coercion, and exploitation of workers. In addition, such +hierarchies will need "defending" from those oppressed by them; and hence, due +to its support of private property (and thus authority), "anarcho"-capitalism +ends up retaining a state in its "anarchy," namely a private state whose +existence its proponents attempt to deny simply by refusing to call it a +state, like an ostrich hiding its head in the sand (see section F.6 for more +on this and why "anarcho"-capitalism is better described as "private state" +capitalism). + +And argues that _"[t]his is rhetoric, not argument. Apparently, the authors +would rather rave on about their own beliefs, rather than give a fair +representation of anarcho-capitalism. Notice that no assertion in the above +quote is defended--not the assertion that capitalist production involves +'domination, coercion, or exploitation', nor the assertion that ownership of +private property is 'authoritarian'. Nor do we receive a definition for any of +these slippery concepts. Nor do they bother to give a fair explanation as to +why anarcho-capitalists disagree with them on these issues."_ + +Now, lets see about these claims. Now, the reason why anarchists think that +capitalist production involves _"domination, coercion, and exploitation"_ of +workers was discussed at great length in sections [B](secBcon.html) and +[C](secCcon.html) of the FAQ. Indeed, it is mentioned in passing in [section +A](secAcon.html) on why anarchists are socialists and why anarchists support +direct democracy. Apparently we should have repeated all our arguments again +in order to meet Wilson's inability to look at the rest of the FAQ. Of course, +perhaps, we should have placed links to the appropriate sections but given +that we doubted that anyone would jump straight into section F.1 we did not. +Now as far as a "fair explanation" as to why "anarcho"-capitalists disagree +with real anarchists on these issues we indicate why capitalistic property is +wrong (and we argued in section [B.3](secB3.html) and [B.1](secB1.html) why +private property is "authoritarian" -- something, we should note, that +"anarcho"-capitalists do not actually disagree with. They just argue that +"consent" ensures that the authoritarian relationships it creates are not a +restriction of liberty). Now, the aim of [section F](secFcon.html) of the FAQ +was to explain why "anarcho"-capitalism was not a form of anarchism. And this +is what we did. Hence Wilson's comments are misplaces, to say the least. + +Wilson then does on to argue that capitalist production _"does involve +hierarchy, considering that the owners of the means of production must direct +the disposal of their resources so that they don't go to waste."_ So, as +noted, he agrees that capitalist private property **is** authoritarian (how +could hierarchy be anything else?). Thus his laments that we just _"assert"_ +this fact is somewhat strange. He then tries to get out of this by noting +that: + +_"the same situation will accrue under worker ownership. All production +strategies and guidelines would be established by a system of majority vote, +and so it's doubtful that any single individual will have a much greater +influence in determining them than one would under a under an hierarchical +capitalist corporation."_ + +Really? But a key aspect of anarchist ideas of self-management is that +capitalist corporations must be broken up and replaced by a confederation of +self-managed workplaces. The workers in a given workplace would have extensive +control over what affects them directly and the possibility of influencing the +decisions of the wider issues that affect their industry. So it is nonsense to +say that individuals will not have a greater influence than in a hierarchical +capitalist firm. Unlike in a capitalist firm they are not just order takers +(and lets not forget that this is what the worker is under capitalism). They +can and do have control over many important aspects of their work. This can be +seen when limited workers control is introduced into capitalist firms, so +Wilson's claims are just an attempt to justify factory fascism. + +Talking of which, he celebrates this when he argues that: + +> _"The only difference that might possibly accrue as a result of worker +ownership would be a higher degree of gridlock involved in determining company +policy. With respect to a political institution, gridlock is good; it prevents +any single individual from having too much power and from subsequently passing +a great deal of tyrannical statute law. With respect to a business, gridlock +is bad, because it prevents business from adapting to constantly changing +market conditions."_ + +Which is, of course, a fascist argument transferred from the political to the +economic regime (which, of course, is something fascists also do). And, as Bob +Black argued in [The Libertarian as +Conservative](http://www.unicorn.com//lib/libertarian.html), it is also an +argument put forward by Marx, Engels and Lenin. What strange bed-fellows +right-libertarians have! Now, Wilson is attacking economic democracy because +it creates "grid lock" (although, as all co-operatives indicate, it does +nothing of the kind) which, he claims, is good in politics because "it +prevents any single individual from having too much power". What "logic". +Economic dictatorship **does** place "too much power" in the hands of the +boss, that is why anarchists have always recognised that (to use Proudhon's +words) that _"property is despotism"_. + +How strange. Identical social relationships switch from being bad to good +purely on whether it is a capitalist that has power or a state official. Such +is the power of "consent"! + +Wilson then moves onto bigger and better claims: + +> _"Some 'anarchists' claim that there will not be any competition between +worker-owned firms under their version of 'anarchy', because all individual +firms will be subordinated to the direction of a larger system of worker +management. Of course, what this 'larger system of worker management' amounts +to is an institution that falls neatly under the Weberian definition of a +state. That isn't to say, of course, that the 'anarchists' who advocate this +social arrangement aren't opposed to statism. On the contrary, they're +vehemently opposed to the state provided that they and their comrades aren't +in charge of it."_ + +Yes, anarchists who favour workplace self-management **really** want to be "in +charge" of a new state! What wonderful logic! Using this logic it would be +simple to prove that Hitler was an anarchist (he argued for dictatorship but +obviously he favoured anarchy just as the anarchists who argue for self- +management desire dictatorship). Moreover, Wilson totally misrepresents +anarchist ideas of workplace confederation. The "larger system of worker +management" is based upon freely joining a confederation and the individual +workplaces within it have as much autonomy as they agree they need. To claim +that this is statist is just plain silly -- it is clearly an agreement between +groups to work together. + +Now, let us look at the capitalist workplace or corporation. Within these the +boss bans all competition within his/her property he/she does not desire. So +if the anarchist system of confederation meets the Weberian definition of a +state so does the capitalist firm! Indeed, as we argue in section +[F.6.4](secF6.html#secf64), the property owner can "ban" workers from, say, +joining a union or subscribing to specific "defence" firms. In other words, +the "anarcho"-capitalist are vehemently opposed to the state provided that the +capitalists are not in charge of it. + +So Wilson highlights the central fallacy of "anarcho"-capitalism, namely that +private property some how does not meet the Weberian definition of the state. +But, in fact, it clearly does. Something, a may note that Murray Rothbard (in +his own way) recognised but did not consider important enough to draw the +obvious conclusions from. Which presents us with the question: Is voluntary +democracy more libertarian than voluntary dictatorship? Anarchists think that +self-management has far more to do with liberty that hierarchy and so oppose +capitalism. "Anarcho"-capitalists seem to think that dictatorship has no +effect on liberty. Which is somewhat strange, to say the least. + +Wilson then goes on to state that _"worker ownership and even communal +ownership of the means of production would be perfectly legitimate under +anarcho-capitalism, provided that nobody violates anybody else's consent."_ + +Which is ironic, as capitalism was created by violating the rights of working +people to worker ownership/control and communal ownership (see section +[F.8](secF8.html)). How that the capitalists have the upper hand, they can +embrace "free competition" knowing that their advantage on the market will +ensure that workers control will not spread (see sections +[J.5.10](secJ5.html#secj510), [J.5.11](secJ5.html#secj511) and +[J.5.12](secJ5.html#secj512)). Kind of like the thief who argues that you can +take back what was stolen from you as long as you do not violate his consent +(which he is not going to give)! + +So Wilson is simply acknowledging that under capitalism you have to buy the +freedom which should be your birth right from those who have stolen it! How +generous. + +Wilson then goes to agree with the FAQ by stating that management _"does set +the terms of the use and disposal of company property (whoever the owners +happen to be)"_ and so workers **are** subject to authoritarian social +relationships and so are not free. But, he argues, _"according to what +standard would the workers have a right to forcibly seize the means of +production out of dissatisfaction with the situation?"_ There are many answers +to this (answers which Mr Wilson does not present which means, to paraphrase +his good self, "nor does he bother to give a fair explanation as to why +anarchists disagree with them on this issue"). + +If we take a Stirnerite point of view, we could argue that workers need no +"right" to take them over. They desire them and desire freedom. That is good +enough in itself. As the capitalists have no "right" to restrict the liberty +of workers, workers have no "right" to stop that restriction. They do it +anyway. Or we could take a Proudhonist viewpoint which argues that the land +cannot be appropriated and so capitalists have no right to their capital as +the initial appropriations were illegitimate and they have enriched themselves +by the labour of others who have been placed in evil circumstances by +capitalist property rights. Or we could argue along Bakuninist lines that +freedom is what we value most and so society should be re-organised so that +unnecessary domination is eliminated, particularly the domination that flows +from unpaid labour. + +Of course Wilson assumes that capitalist "rights" to their property are beyond +question. Let us turn the question on its head. By what right do capitalists +have of oppressing workers and barring people from their property? If we take +Rothbard's "Homesteading" conceptual theory (see section +[F.4.1](secF4.html#secf41)) then it boils down to "finders keepers" and so +humanity will always be enchained by the first people to appropriate land. So +living people will see their liberty restricted because of past history. + +Wilson **does** present one "right", namely: + +> _"Because they use it while working on it? By this criterion, it's +acceptable for one to seize anything that one is capable of using, without +regard to those who already hold it in their possession. I would imagine that +any anarcho-socialist who prefers an arrangement in which there is some form +of peaceful social order would hold that certain predatory forms of behaviour +are not acceptable, but to grant use-rights to anybody who is capable of using +something is to encourage such forms of behaviour. If there are to be rights +of usage at all, people must forgo the power involved in appropriating +resources that are already in use by other people. If people do not forgo that +particular freedom, then nobody will be able to secure access to the resources +that they use, or to be able to exercise their freedom in relation to it. The +physical objects and resources that one utilises for one's purposes would +always be up for claim by the next person who comes along (and may the +strongest man win!)."_ + +Well, where to start. Anarchists argue that use-rights will ensure that +workers self-management is secured. This is because whoever is currently using +a resource (as a factory) has the right to take part in the management of that +resource. Now, it kind of goes without saying that use rights are based upon +respecting other people's use of resources. Thus it is not a case of Hobbesian +"anarchy" in which people do not respect others. Thus people will "forgo the +power" of taking what other people are using (except in emergencies, of +course). Thus the "strongest" would not be able to kick tenants out of the +house they are living in. So, use-rights simply means that when using +something people manage its use. Workers in a workplace manage its use and +anyone who newly joins the co-operative gets to take part in decision making. +Use rights are the way of restricting domination by promoting self-management. + +Wilson argues that granting "use-rights" will encourage Hobbesian behaviour, +which suggests that he thinks that people cannot live together peacefully +without police forces and laws (well, then again, he **is** an +"anarcho"-capitalist). It seems strange to think that an anarchist society +would develop in which people would have so little respect for others. Given +that the whole point of the expropriation of the capitalists was to maximise +individual freedom and dignity, it is doubtful that people would start to +violate those values. But Wilson is assuming that without police forces +humanity would turn into a Hobbesian war of all against all but this has never +been the case of communities based upon use rights (see Kropotkin's **Mutual +Aid** for extensive evidence). + +Wilson, after misrepresenting anarchist ideas, now moves on to justifying +capitalist domination: + +> _"Abiding by the rules and codes enforced on the job may be irritating at +times, but an exchange is a relationship that one enters into voluntarily."_ + +But the same could be said of the state. No one forces you to remain in any +given state. There are plenty more to choose from. If you do not want to move +then you have voluntarily consented to the social contract. So, abiding by the +rules and codes enforced in the state may be irritating at times, but an +exchange is a relationship that one enters into voluntarily. After all, as +Rothbard himself argued, **if** the state had acquired its property "justly" +then the "anarcho"-capitalist would have no problems with its laws, rules and +codes (see section [F.2.3](secF2.html#secf23)). + +By stressing "consent" and ignoring the relationships generated by the +contract, "anarcho"-capitalism ends up justifying state-like structures. If +the current system of states was replaced by, say, 500 large companies, would +that make the rules and codes any different from state laws? Of course not. + +Wilson argues that _"if one does not think that the value offered by the other +party is sufficient to cover the cost of the transaction, then one should not +make the exchange in the first place."_ + +How true. The woman who agrees to sleep with her boss to keep her job, the +drowning man who agrees to pay a passing boatman $5 million to be saved, the +landless peasant who agrees to work in a sweatshop for 14 hours a day all +"freely" make an exchange. After all, if they do not what they face is even +worse than the options of the "exchange". Who can deny that they all think +that the "value" offered by the other party makes it worthwhile to enter into +the exchange? And who but an "anarcho"-capitalist will deny that these +exchanges are evil ones which violate the liberty and dignity of the party in +unfortunate circumstances? + +To concentrate on "exchange" is simply to blind oneself to relations of +domination and oppression. + +Wilson then goes on to wax-lyrical on the "mentality" of the strawman he has +created above: + +> _"The opinion that one has the right to appropriate from others at whim +without their consent whenever one is dissatisfied with one's situation is the +doctrine of a thief or a dictator. He who accepts this doctrine possesses the +mentality of a parasite and a free-rider, not the mentality of a person who is +willing to respect the sovereignty of other people (i.e., a person fit to live +in a civilised society)."_ + +Now, do anarchists say that we support appropriation from others "at whim"? +No, anarchists argue that we support appropriations that stop unnecessary +domination and oppression. Thus we argue for the appropriation of the +capitalist class because, firstly, their goods are stolen property and, +secondly, they create relations of domination and dictatorship between people. +It was only a matter of time before Wilson started going on about "free- +riders" and "parasites" and we are surprised it has taken this long for him to +do so. It is somewhat ironic, to say the least, that supporters of capitalism +argue that anarchists are "parasites". Far from it. Anarchists desire to end +the system where capitalists are parasites upon the working class. Similarly, +we desire to end capitalist property because it does not respect the +sovereignty of other people (workers do not have the right of self-management +within capitalist workplaces and circumstances force them to sell their +liberty to others in order to survive). + +Actually, it is Wilson who expresses the mentality of a dictator when he +attacks use-rights. You can just imagine a feudal lord or aristocrat arguing +that just because someone lives on their land, it does not give them any right +to determine the laws they are subject to. That rests with the owner, namely +the lord or state. Indeed, we have shades of Locke in Wilson's argument. Locke +argued that only the wealthy should pass laws within civil society. The poor, +while being subject to them, do not have a say in them. They are included +within, but not part of, civil society. Wilson's diatribe against use rights +exposes the elitist roots of "anarcho"-capitalism and that this regime will +universal monarchy and dictatorship in the name of "liberty" (after all, it +will be the property owner who determines the laws and rules which those who +just happen to work or life there are subject to). + +Now, as far as people able to "live in a civilised society" goes it is pretty +clear that a rights system that can result in famine, hierarchy and extreme +poverty is hardly "civilised". Indeed, until the rise of capitalism the idea +that people had a right to life was a common one. All that changed and now we +face the option "work or starve". How **very** civilised. And, of course, how +"civilised" is a system which ensures that the majority has to sell their +liberty to others? If civilisation is the progress of individual liberty, then +capitalism is not a form of civilisation. + +Wilson then quotes the FAQ: + +> And, of course, inequalities of power and wealth do not restrict themselves +to workplaces nor is the damage of hierarchy upon individuals and their +liberty limited to working hours. Both have a deep impact on the rest of +society, expanding into all areas of life and restricting liberty everywhere. + +and asks: + +> _"Evidence? If people enter into relationships that they perceive as leading +to improvements over their initial situation, it's difficult to see how +liberty can be restricted as a result. One can make errors of judgement when +making these decisions, but one of the conditions of living in a free society +is that one possess the freedom to make mistakes (even disastrous ones!) and +to learn from them."_ + +Evidence? Section [B.1](secB1.html) has evidence on the wider effects of +capitalism. That inequalities of wealth and power have a deep impact on the +rest of society is a truism (see section [F.3](secF3.html) for some +discussion). Now Wilson claims that _"people enter into relationships that +they perceive as leading to improvements over their initial situation, it's +difficult to see how liberty can be restricted as a result"_ which is +wonderful! + +Let as see, workers enter into relationships they perceive as leading to +improvements over their initial situation (their initial situation is that +they will starve to death unless they get money; unsurprisingly they enter +into the wage slave relationship). As a result of this relationship, profits +accumulate in the hands of the few. This increases inequality within society +and, after all, money is power. Thus "bilateral exchanges" can result in +restrictions of liberty for those involved and externalities in terms of +inequality which affect other people (see sections [F.2](secF2.html) and +[F.3](secF3.html)). Increasing inequality means that the few have increased +clout and so can hang out longer then the less well off. This means that the +less well off compromise faster and deeper than they would otherwise do. These +compromises increase inequalities and so the process continues, with the few +increasing their power within society and the amount of land/resources they +own. + +Yes, indeed, people can make errors of judgement and the freedom to make +mistakes is essential, but neither of these facts means that we should support +capitalism. If making decisions is the thing we value then supporting a system +which actively restricts decision making (for example, in work) is somewhat +strange. Similarly, to support a system which promotes inequalities which end +up restricting out options to (effectively) choosing which boss will govern us +hardly promotes choice. So, in a free society, we must take responsibility for +our decisions but capitalism so restricts these decisions as to make a mockery +of freedom. That is why anarchists oppose it. + +Wilson then says that it is _"interesting to note that the first person the +FAQ quotes in its section on anarcho-capitalism is an anarcho-socialist who +understands the position being critiqued about as well as the authors of the +FAQ."_ Actually, Chomsky gets to the root of the problem with +"anarcho"-capitalism, it is just "anarchism for the rich" and would soon +result in extensive restrictions of liberty for the majority. It is clear that +Wilson does not understand this basic point and so ignores it. + +He then states: + +> _"So much for providing textual evidence in support of the position being +critiqued. But then again, fair representation of the opposition is obviously +not one of the intentions behind the FAQ."_ + +But, as Wilson himself as indicated, we have not needed to provide textual +support of the position being critiqued. He himself as acknowledged that +"anarcho"-capitalism has no problem with capitalist hierarchy and has indeed +went out of his way to justify factory fascism. Perhaps he will ask us to +provide textual evidence that "anarcho"-capitalism supports capitalism? And +the intention of the FAQ? To argue why "anarcho"-capitalism is not anarchist, +something Wilson has done so in his critique. + +Wilson quotes the FAQ: + +> It is clear, then, that "anarcho"-capitalists are not really anti- +authoritarians, because they would allow authoritarianism to persist where it +has the most direct impact on ordinary people: in the workplace. + +and comments: + +> _"It's not clear from the FAQ at all, considering that it doesn't once site +a work written by an anarcho-capitalist in this section, nor does it give a +considerate explication of anarcho-capitalist viewpoints."_ + +Well, why cite a work on "anarcho"-capitalism which states that they support +capitalism? Perhaps we should also cite a work by Marxists which states they +support Marxism? As Wilson himself makes clear, our argument that +"anarcho"-capitalists are not anarchists because they support capitalist +hierarchy is correct. He agrees that "anarcho"-capitalists **are +capitalists**! Now, as far as a "considerate explication" of +"anarcho"-capitalist viewpoints go we have argued that they are not anarchists +because they support capitalist hierarchy. As Wilson agrees, they do support +them. We discussed why we fought that capitalist claims that workers "consent" +to wage labour were phoney in section [B.4](secB4.html) and so did not go into +details here. Thus we **did** present the case that capitalist hierarchy was +fine because workers "consent" to it (and that, after all, is Wilson's +"defence" of capitalist hierarchy). + +In other words, Wilson "critique" is bogus as he fails to place the section he +is critiquing in context. + +Wilson then states that: + +> _"It's much more clear that it would be authoritarian to prevent 'capitalist +acts among consenting adults' (Nozick's term), because people enter in these +relations to improve their lot."_ + +But, as noted above, anarchists have no desire to prevent wage labour in an +anarchist society. Thus Wilson totally misrepresents anarchist ideas. Moreover +it is **capitalism** that actively restricts the number of relationships that +people can enter into to improve their lot, **not** anarchism. Similarly, +Nozick's argument fails to acknowledge that these "acts" generate +authoritarian social relationships and creates circumstances in which the +majority have little choice but to "consent" to capitalist acts (i.e. wage +labour). + +Moreover, within the capitalist workplace the capitalist can and does prevent +socialist acts among consenting adults (for example, the forming of a union, +self-managed work, and so forth). So it is much more clear that capitalism is +authoritarian simply because it creates relations of domination between the +property owning class and the working class. Wilson fails to understand this +because he makes an idol of "consent", an idol which can and has been used to +define the state (after all, no one forces you to live in a given state). + +Thus Wilson's defence of "freedom" indicates a definition of freedom which is +little more than the justification of relationships of domination and +authority (see section [F.2](secF2.html) for more on this). + +He quotes the FAQ again: + +> But anarchism is, by definition, anti-authoritarian (see sections A.1 and +A.2.8). Thus "anarcho"-capitalists have illegitimately appropriated the prefix +"anarcho" to describe themselves. In reality they are bogus anarchists. + +and states, _"[i]n reality, the authors of the anarcho-socialist FAQ are +offering no more than a bogus critique."_ Which is funny, as Wilson has agreed +with our analysis. Yes, he acknowledges, capitalist workplaces **are** +hierarchical. Yes, "anarcho"-capitalists have no problem with them because +they are "voluntary". Of course, he fails to note the objective conditions +facing those who "consent" and makes no attempt to discover whether +"anarcho"-capitalism would reinforce these pressures or not (just as he fails +to note we addressed this issue of "consent" in section [B.4](secB4.html) of +the FAQ). + +So is this a "bogus critique"? No, far from it. While we have totally revised +this section of the FAQ in order to make the differences between anarchism and +"anarcho"-capitalism clearer, it cannot be said that it is "bogus". After all, +Wilson has agreed with our analysis. He just thinks that "consent" makes +unfreedom okay. But for anarchists the circumstances which we face are +essential for determining whether something is truly consented to. As Wilson +takes capitalism and capitalist property rights as given and unchangeable, his +objections are question begging in the extreme. + +Thus, far from being a "bogus critique" Wilson indicates well why +"anarcho"-capitalists are not anarchists. Indeed, their theory is little more +than an attempt to justify capitalist domination and cloak it with the title +"liberty". As Wilson himself shows. + +## A Critique of Section F.1.2 (How libertarian is right-Libertarian theory?) + +Wilson starts off by insults: + +> _"Unfortunately, the authors aren't in any position to assess whether or not +libertarianism is based upon critical thought, considering that they +themselves haven't exercised the critical thought necessary to understand the +position they're attempting to critique."_ + +Strong words. The truth of this statement will be discussed below. He notes +that _"As for 'theory based upon assumptions', we will see during the course +of this FAQ that once we look at these assumptions, they'll appear to be much +more sound than the anarcho-socialists [sic!] have let on."_ + +Which, of course, is acknowledging that right-libertarianism **is** built upon +assumptions! It is just that these assumptions are considered "sound" by +"anarcho"-capitalists. + +He then states that: + +> _"As far as 'change and the ability to evolve' go, 'right' [sic!] +libertarians do not have any problems with it in itself. There are many forms +of changes that most anarcho-capitalists avidly support (such as technological +development), but they do not advocate change for its own sake, nor do they +advocate just any form of change. Change is not desirable if it somehow +compromises the individual integrity and autonomy of individuals; that cannot +be stressed enough."_ + +How true. "Anarcho"-capitalists do stress technological change. After all, +that is one of needs of capitalism. But the point is that right-libertarians +do not stress change within society's rights framework. They assume that +capitalist property rights are unchangeable, regardless of how they compromise +_"individual integrity and autonomy of individuals."_ That Wilson starts off +by using an example of technology (which has often been used to control +workers and compromise their autonomy, by the way) is an example of this. As +we will see, the assumption that capitalist property rights are unchangeable +is one that is commonplace within right libertarianism (and we wonder why +Wilson puts right in quotes. Does he not know that "libertarian" was first +used by anarchists in the 1880s and that right-libertarianism has stolen the +name?). + +He quotes the FAQ as follows: + +> Right-Libertarianism is characterised by a strong tendency of creating +theories based upon a priori theorems. Robert Nozick in Anarchy, State and +Utopia makes no attempt to provide a justification of the property rights his +whole theory is based upon. Indeed he states that "we shall not formulate [it] +here." [Anarchy, State and Utopia, p. 150] Moreover, it is not formulated +anywhere else by Nozick either. And if it is not formulated, what is there to +defend? His whole theory is based upon assumptions. + +And argues that _"[i]t's true that Nozick builds his argument upon certain +starting 'assumptions' that go undefended within the course of the book. What +the authors do not say is that Nozick's main 'assumption' is that +'[i]ndividuals have rights, and [that] there are certain things no person or +group may do to them (without violating their rights).' [Anarchy, State, and +Utopia, p. ix] This 'assumption' isn't one that turns out to be all that +implausible."_ + +Quite. And the question now becomes, what rights do we assume that they have? +Do people have a right to be free? Not according to Nozick, as his self- +ownership thesis ensures that people will be subject to authoritarian social +relationships if they "consent" to them. Similarly, many people think that +individuals should have a right to life but that is not one that Nozick +accepts. From his perspective, if you are starving to death then it would be a +worse evil to tax a millionaire $1 than to tax the millionarie and use that $1 +to feed you (see [ section F.4](secF4.html) for example, or the new [ section +F.1.2](secF1.html#secf12)). + +Now, the assumption is "plausible" but that was not the assumption we focused +upon. Nozick assumes his property rights system, the whole basis of his +theory. Thus his theory of transfer is based upon his theory of appropriation +of property, a theory which he clearly states he will not provide us with! +Somewhat strange that the crux of his whole theory is just not provided. After +all, if his argument for appropriating land is proven false then his whole +entitlement theory also falls (indeed, as we argue in section +[B.3.4](secB3.html#secb34), such a defence can be put together from Nozick's +work and it does not provide such support). So to just assume its truth is +amazing. That Wilson fails to even acknowledge the importance of this omission +is not surprising, after all it would mean that our argument was correct -- +Nozick assumed **the** key aspect of his theory and that his whole book is +built upon an unproven assumption. Little wonder he does off on a tangent and +does not address the point we make. + +Wilson then continues with Nozick's "rights" assumption by stating that +_"[t]hough this is a moral intuition that Nozick doesn't defend in ASU, it is +a sufficiently broad-based intuition to be held securely by a rational person. +Is the intuition that people have rights one that the authors of the FAQ would +deny? If they don't accept the premise that there ought to be certain +obligatory side-constraints upon human behaviour for the purpose of preserving +the autonomy of people (i.e., rights), that would seem to suggest that they +have a rather weak commitment to the ideal of human freedom."_ + +Quite what to make of this is difficult to tell. After all, what (say) Marx, +Hitler, J.S. Mill, Bakunin, Stirner and so on would consider as "intuitive" +rights and what Nozick would consider as such is open to much debate. A +rational person would, perhaps, consider the consequences of these rights and +determine whether they actually **did** ensure a strong commitment of the +ideal of human freedom. If, for example, Nozick's rights resulted in a society +of large scale (voluntary) slavery due to minority control of resources then +that society would hardly be based on a commitment to human freedom. + +Thus a rational person rather than following a train of logic which resulted +in massive violations of human liberty would decide to change the rights +framework they supported. Such a process could be seen at work in J.S. Mill +who realised that under capitalism workers could be in a situation little than +slavery. Thus an abstract commitment to liberty may result in circumstances +that violated the liberty of the many. Thus to claim that anarchists have a +_"rather weak commitment to the ideal of human freedom"_ is nonsense. It is +rather the right libertarian whose definition of freedom is such so weak as to +make a mockery of freedom in practice. + +And notice that Wilson has still not addressed the issue of the assumption of +capitalist property rights and instead decided to imply that anarchists are +into violating the rights of others (these rights, of course, being +undefined). + +Wilson then goes on: + +> _"Perhaps they reject Nozick's starting moral premise because it hasn't been +rationally validated. The truth is: Neither has any basic moral premise. +Hume's dictum that it is impossible to derive a normative statement from a set +of descriptive statements (assuming that they're free of normative content) +still holds, and I challenge the anarcho-socialists to demonstrate that their +most basic normative premises can validated in a way that doesn't rely upon +intuition."_ + +Or perhaps not. Perhaps we reject Nozick's starting premise because it cannot +deliver what it promises, namely a free society of free individuals. + +Wilson continues: + +> _"It should also be mentioned that although Nozick assumes premises as basic +as the one that people have rights, he does not simply assume the form they +must take or their form of application. On the contrary, he argues for his +libertarian conception of rights via a critical analysis of other political +conceptions of justice as well as his own, and he does so rigorously and +brilliantly."_ + +Actually, quote a lot of ink (and electrons) has been used to indicate that +Nozick's "rigorous" and "brilliant" "critical analysis" is nothing of the +kind. For example, his (in)famous "Wilt Chamberlain" argument that "liberty +upsets patterns" is based on the very capitalist property rights he is +defending. Thus his example is question begging in the extreme. Indeed, many +authors have recognised that his analysis is little more than a justification +of capitalist domination and that it fails to acknowledge that the +consequences of his theory could result in a society in which the major have +little or no option but to follow the orders of the few (for a decisive +critique of Nozick which shows how weak his theory is see Will Kymlicka's +**Contemporary Political Philosophy**). + +Wilson again: + +> _"Notice that the authors of the FAQ offer no criticisms of Nozick's actual +arguments, but simply dismiss him as quickly as possible. They quote isolated +sections of text for their own purposes of "refutation", and completely fail +to engage the sections of ASU that really matter. Many political philosophers +have expressed serious disagreement with Nozick over the past few decades, but +unlike the authors of the anarcho-socialist FAQ, they have critically engaged +Nozick's views because they recognised that if they were to advocate a non- +libertarian political theory, Nozick's objections would have to be answered."_ + +Funnily enough, we have quoted Nozick and his arguments many times and have +attempted to answer his "objections" (for example, sections B.3.4, J.5.11, +J.5.12, F.2 and I.4.12). As for "criticisms" of his "actual arguments" you can +find them there. What this section of the FAQ was discussing was the starting +basis of Nozick's arguments, namely in assumptions. And as Wilson +acknowledges, Nozick does build his system on assumptions. Now, given that +Nozick's whole argument is based on providing a justification for property +rights then this section "really matters". If he provides no arguments for +private property then the rest of his system is nonsense (after all, as the +initial appropriation was unjust, then all the other transfers are unjust as +well). So for Nozick is state he will not provide it is important. That Wilson +does not recognise this is strange to say the least. + +After presenting a list of other right-libertarian theorists (although see +Will Kymlicka's **Contemporary Political Philosophy** for an excellently +critique of many of these theories along with Nozick) he then states that _"we +will eventually arrive at section F.7, which does an excellent job demolishing +a fictitious strawman of the admittedly elusive concept of 'natural law'. This +FAQ will demonstrate why the anarcho-socialist FAQ doesn't actually refute a +moral theory that many libertarians buy into"_ although section F.7 does not +refute a strawman unless it is a strawman created by supporters of "Natural +Law" themselves. + +Wilson then disagrees with Murray Bookchin's arguments against "the law of +identity" arguing that identity _"doesn't merely account for an entity's +current state of being. The concept of 'identity' easily accounts for +existential change by subsuming the attribute of potentiality. This criticism +attacks Aristotle's first law of logic while ignoring his conception of the +material cause."_ + +This is strange. If we assume "potentiality" then we are arguing that "A can +**potentially** be A", not that "A is A". Water can "potentially" be both +steam and ice, does that mean "water is steam" or "water is ice"? If you argue +that "A is A" and then modify it to acknowledge that "A can perhaps be A +sometime in the future" is somewhat strange. Either the law of identity states +that "A is A" or it does not. Adding on "potentiality" just indicates how +limited the law of identity actually is. + +He then quotes the FAQ: + +> In other words, right-Libertarian theory is based upon ignoring the +fundamental aspect of life - namely change and evolution. + +And argues that the authors _"have in no way demonstrated this. They're simply +pulling arguments out of a hat with out heed to whether or not they actually +apply to the position they're trying to critique."_ + +Now, we argued that must of right-libertarian theory was built upon +assumptions. Indeed, Wilson agrees with us. We argued that by using +assumptions and deducing things from these assumptions means that you fail to +take into account change (this can be clearly seen from Rothbard's claims on +"Natural law" quoted in [ section F.7](secF7.html)). Thus, using "natural +rights" as Nozick, Rand and Rothbard do is to use the law of identity and +this, as Bookchin noted, fails to take into account change. Thus we are not +"pulling arguments out of a hat" but trying to draw out the implications of +the methodology used. Now, Wilson is free to consider that these points do not +apply to the positions in question, but obviously we do not agree with him. If +you start with certain assumptions about "Man" and then deduce conclusions +from these assumptions then you fail to see now these assumptions can change +in use. For example, the assumption of self-ownership is all fine and well but +in practice it can become the means of denying liberty, not protecting it (see +section [B.4](secB4.html) and [F.2](secF2.html)). Also, to assume "Man's +nature" is unchanging (as Rothbard et al do) is itself to force capitalist +assumptions onto the history of the human race. + +Wilson then quotes the FAQ again: + +> Unfortunately for right-Libertarians (and fortunately for the rest of +humanity), human beings are not mechanical entities but instead are living, +breathing, feeling, hoping, dreaming, changing living organisms. + +And states: + +> _"Where precisely have 'right' libertarians denied any of this, and how is +this supposed to be a rebuttal to 'right' libertarian theory?"_ + +It is true that right-libertarians do pay lip service to human beings as +living organisms but in much of their ideology they deny it. Thus Rothbard, +for example, argues that "natural law" is unchanging, which is to state that +human beings do not change. What inspires people changes. What people think is +right and wrong changes. Thus a theory that uses the law of identity ("natural +rights" and so forth) fails to take this into account and so there is a +mechanical core to the theory. A core which can be seen from the mechanical +attempts to justify capitalist property rights in ways that can create +terrible consequences (see sections F.4, F.4.2, F.2.3 and F.2.7 for example). +Indeed, Robert Anton Wilson in **Natural Law** makes a similar point, namely +that right libertarianism is infected with "robot ideologists" and this +undermines liberty with dogma. + +So a theory which mechanically argues, for example, that "slave contracts" are +an expression of liberty is simply nonsense. That is how it is supposed to be +a rebuttal to right-libertarian theory -- that it places the theory above +common-sense and justifies extreme unfreedom in the name of liberty. + +Wilson goes on to argue that _"[a]s of so far, the authors have only given a +single short and out-of-context example of Nozick's as evidence that 'right' +libertarians do not base their theory upon facts, and I have already shown how +that example is utterly misleading. Right now, the authors are doing no more +than shooting down imaginary positions and citing Bookchin quotes that give +bad arguments against the law of identity."_ + +Now, was the Nozick example "out-of-context"? Wilson has not even addressed +the example and instead concentrated on another assumption of Nozick's (namely +that people have rights -- an intuitive argument which produces some very non- +intuitive outcomes, we must note). As far as "bad arguments against the law of +identity" goes we have indicated that this is not the case and that Rothbard +and Rand base their arguments on said law. So, just to be clear, as "evidence" +we presented Nozick, Rand and Rothbard as right-libertarian thinkers who base +themselves on assumptions. Far more evidence than Wilson suggests we present. + +Wilson then quotes the FAQ again: + +> From a wider viewpoint, such a rejection of liberty by right-libertarians is +unsurprising. They do, after all, support capitalism. Capitalism produces an +inverted set of ethics, one in which capital (dead labour) is more important +that people (living labour). + +And argues that: + +> _"This makes very little sense. If a business owner both purchased capital +and hired labours to help him produce, there is no economic reason why one +would necessarily be more important than the other."_ + +Actually there is as capital investments are far more valuable than individual +workers. You can easily fire a worker, it is somewhat harder to dismantle a +workplace with millions of dollars of capital within it. It can also be seen +when capitalists hire workers to labour in unsafe and dangerous conditions as +it gives them a competitive edge that would be eroded if they invested in safe +working conditions. So, there are plenty of economic reasons why capital is +more important than labour -- and history (and current practice) proves this +argument again and again. That Wilson cannot see this says a lot about his +ideology. + +Moving on Wilson argues: + +> _"The marginal utility of a capital good or a worker would depend upon its +marginal product, i.e., the level of output that increases as a result of an +additional input. Perhaps the authors find something vulgar about this because +certain people are assigning 'utility' to other people. But this means nothing +more than that people obtain a measure of subjective value from the presence +or activities of a person."_ + +Or to translate from marginalist speak, the capitalist employs a worker +because he/she has a **use value** for the capitalist; namely that they +produce more goods than they get paid for in wages (the exchange value of +goods produces is higher than the exchange value of the worker). We have no +problem with individual's subjectively valuing other individuals but we do +have a problem with exploitation. And this is what the "marginal utility" +theory was invented to deny. But it is clear that the capitalist will only +"value" a worker who produces more than they get paid -- i.e. performs unpaid +labour. If this condition is not meet, then they are fired. + +Wilson argues that _"[t]his doesn't imply that people are necessarily being +misused, and libertarians hold that they aren't, provided that the value one +derives from the presence or activities of another doesn't entail that that +person's actions are determined in a way that doesn't involve his/her +consent."_ + +Which brings us straight back to "consent". So, if the state taxes you then +this is wrong because you do not "consent" to it. However, as noted above, you +are free to leave a state at any time and seek out a state closer to your +desires -- just as the worker is free to seek out a new capitalist. Since the +worker does not do this, "anarcho" capitalists assume that the worker +"consents" to the rules and orders of her boss. That the same argument can be +applied to the state is one that is hotly denied by "anarcho"-capitalists (see +[section F.2.3](secF2.html#secf23)). + +Now it could be argued that ordering people about is "misusing" them, after +all you are subjecting them to your will. Similarly, when the boss orders the +worker into dangerous conditions that too could be classed as "misuse". But +"consent" is the key and for anarchists capitalism is marked by inequalities +that make "consent" purely formal (just as the "consent" associated with the +liberal state is purely formal). We discuss this in sections [F.2](secF2.html) +and [F.3](secF3.html) and so will not do so here. + +Wilson continues and quotes the FAQ again: + +> This can be seen when the Ford produced the Pinto. The Pinto had a flaw in +it which meant that if it was hit in a certain way in a crash the fuel tank +exploded. The Ford company decided it was more "economically viable" to +produce that car and pay damages to those who were injured or the relatives of +those who died than pay to change the invested capital. The needs of capital +came before the needs of the living. + +He argues: + +> _"This is an invalid application of the odd statement the authors made +above, as well as being an odd and nonsensical statement in its own right. +Capital doesn't have needs. Only the living have needs, and the cited case is +one in which one group of people perceived it as being to their advantage to +sell unsafe automobiles to people willing to buy them. This means that sellers +unethically endangered the lives of others for the sake of profit. Under no +social arrangement will such a phenomenon always be avoided, but the fact is +that there will necessarily be much less of it under an arrangement in which +people are legally required to bear the full liability for the costs of their +actions. This is the type of arrangement that anarcho-capitalists advocate."_ + +Which is an interesting argument. Under _"no social arrangement will such a +phenomenon always be avoided"_? But it was the desire to make a profit and so +survive on the market that prompted Ford's decision. Such "phenomenon" would +have been avoided in a socialist society simply because competitive pressures +would have been lacking and people would be placed before profits. And Ford +was well aware that it would face "the costs of their actions" and did those +actions anyway. Now as "anarcho"-capitalists support a market based law system +it is not at all clear that a corporation would "bear full liability for the +costs of their actions." After all, the law system will be marked by +inequalities in the bargaining position and resources of the agents involved. +It could be that Ford would be able to use its market power to undermine the +legal system or skew it in its favour (see [section F.6.3](secF6.html#secf63)) +but the fact remains that Ford deliberately placed profits before human +beings. The same occurs everyday in capitalism where workers are placed in +unsafe working conditions. + +So our point remains. Capitalism **does** create an environment where people +are used as resources by others and the needs of profit are placed before +people. Wilson sees that this is the case but refuses to look at why it +happens. If he did so then, perhaps, he would realise that capitalist ideology +places property before/above liberty (as can be seen from their definitions of +"freedom" -- see section [F.2](secF2.html)) and so the actions of Ford as an +expression of a deeper psychosis. + +He ends by arguing that: + +> _"It's unclear why the authors need to speak incoherently about 'the needs +of capital' to prove a point. Perhaps it's to single out capitalism as the +primary cause of the type of disaster that they speak of. Contrary to the +false impression that the authors give, such incidents are more likely to +occur under a socialistic economy in which the funding of industries are +guaranteed, and in which workers have nothing to lose from performing the job +in a irresponsible manner. Recently, there have been numerous train crashes in +Italy, and many deaths have occurred as a result. Many of the engineers were +reportedly drunk while operating the trains. These trains were a part of a +socialised railroad scheme. The authors are arbitrarily and unjustly singling +out the free market as a producer of defective products and services."_ + +Strange, we were not aware that Italy was a socialistic economy. Nor do we +consider **nationalised** industries the same as "socialised" ones. But let us +ignore these obvious points. Wilson presents the example of the drunk +engineers as an example of how a "socialistic" economy would create more of +the Ford Pinto type situations. Now, did the bosses of the nationalised +railways deliberately decide to employ the drunk engineers? Did they do a +cost-benefit analysis and decide that employing drunk engineers would be more +profitable than sacking them? Of course not. What was a deliberate act on the +part of Ford was not done with the nationalised Italian railways. **If** the +managers of the railways **had** acted in the way that Ford did then Wilson +would have had a point, but they did not. His example seems to be an arbitrary +and unjust attempt to whitewash the actions prompted by free market pressures. + +It seems strange that Wilson does not consider the implications of Ford's +acts. After all, most normal people would be horrified by these acts (like the +actions of any capitalist firm that harms people in order to make a bit more +profit) and seek a reason for them (i.e. in the system that created the +pressures Ford and other employers face). However, rather than look at the +pressures that resulted in this act, he seems to take them as unavoidable and +isolated from the economic system he supports. How strange, but unsurprising. + +## Critique of Section F.1.3 (Is right-Libertarian theory scientific in +nature?) + +Wilson starts by quoting the FAQ: + +> Usually, no. The scientific approach is inductive, the right-Libertarian +approach is deductive. The first draws generalisations from the data, the +second applies preconceived generalisations to the data. A completely +deductive approach is pre-scientific, however, which is why right-Libertarians +cannot legitimately claim to use a scientific method. Deduction does occur in +science, but the generalisations are primarily based on other data, not a +priori assumptions. + +And states that: + +> _"This is partially true. It's not true that libertarians reject the method +of drawing generalisations upon the basis of data. What libertarians do reject +is the position that one can approach aggregate and statistical data with any +hope of possibly understanding it if they have not previously laid down a +reliable theoretical grounding for it's interpretation. Economic data are +highly complex, and it's fallacious to believe that one can infer a causal +relationship between two or more macroeconomic phenomena on the basis of +observances of correlations. Too many elements play a role in constituting the +identity of concepts such as 'GNP', 'GDP', 'the money supply', 'consumption', +etc., for one to be able to gain an understanding of them without the aid of +'preconceived generalisations'. This is why libertarians hold that it's +necessary to apply a microeconomic theory founded upon generalisations made +from simple facts to the study of macroeconomic data."_ + +Actually, the Austrian school of economics (which has inspired much of right- +libertarianism) argue at great length that you cannot use past any data to +test theories. Murray Rothbard states approvingly that: + +> _ "Mises indeed held not only that economic theory does not need to be +'tested' by historical fact but also that it **cannot** be so tested."_ +["Praxeology: The Methodology of Austrian Economics" in **The Foundation of +Modern Austrian Economics**, p. 32] + +And this applies to **all** data. Including simple data. They argue, in effect +(and misleadingly), that the econometrician is a historian **not** a theorist. +Moreover, many economists would argue that using complex data should be taken +with care. Now, the claim that it is "necessary to apply a microeconomic +theory founded upon generalisations made from simple facts to the study of +macroeconomic data" is false, at least from the viewpoint of the Austrian +school. They explicitly argue that economic theory **cannot** be tested and +that economic theory is **not** built upon generalisations from simple facts +but rather from logical deductions from assumptions (perhaps these are the +"simple facts" that Wilson is referring to but in that case his "simple facts" +is the axiom that "humans act" and not, say, simple facts/data gathered from +the studying specific events as might be imagined). + +Wilson continues by saying _"[i]t certainly isn't surprising that the authors +derived their (mis)information concerning Austrian economic theory through a +secondary source written by an author more in their favour. In light of source +of the authors (mis)information, it should be remembered that their +(mis)representation of Austrian economics is no more than an interpretation of +an interpretation."_ + +But as we will see, nothing could be further from the truth. In the new +section [F.1.3](secF1.html#secf13) we provide more quotes from Austrian +sources which state exactly the same thing as we argue here. The Rothbard +quote above clearly indicates that our comments are correct. Let us not forget +that Austrian economics is based upon deductions from the basic axiom "humans +act". + +He states that _"we arrive at a commonly made, and yet highly fallacious +criticism of Austrian economics"_ namely that (quoting von Mises) that +Austrian economics is based upon rejecting any data that conflicts with their +theory. This, Wilson argues _"constitutes a serious misunderstanding of the +importance of Mises' method"_ and states that _"[s]ince the authors do not +even mention what Mises' theorems actually are, it's easy for the uneducated +reader to dismiss Mises as a crackpot without first understanding him. The +methodological individualism and methodological subjectivism of the Austrian +school is predicated upon the simple and relatively uncontroversial premise +that humans act."_ + +Is the assumptions of the methodology actually relevant to discussing the +methodology itself? The assumptions may be "uncontroversial" but if the net +result is that you dismiss data that contradicts your theory then the theory +itself and its assumptions cannot be evaluated! As Rothbard makes clear, +"since praxeology begins with a true axiom, A, all that can be deduced from +this axiom must also be true. For if A implies be, and A is true, then B must +also be true." [Op. Cit., pp. 19-20] Now A is the premise "humans act" but +upon this axiom is built a whole series of other axiom's, all claimed to be +true because the first one is true. Given that this premise of one that +Proudhon, Marx, Keynes, Kalecki and a host of non-free market economists would +have agreed too it seems a very big leap of faith to claim that all the other +axioms are true. Now, if the facts of reality are to be dismissed if your +theory is logically consistent (after all, that is what von Mises is arguing, +let us not forget that) then it is impossible to evaluate your theory and the +axioms you have generated. Hence our comments. The methodology von Mises +supports means that your theories can **never** be revised since A was +correct. This is the opposite of the scientific method, as we argued. + +Wilson states that: + +> _"What the praxeologist methodology intends to do is to explain more +holistic economic phenomenon--such as prices, firms, production, etc--through +the analysis of the discrete components that give rise to them, namely +individual actors purposefully pursuing their own plans and goals on the basis +of the information they have access to. It's a microeconomic approach that +seeks to inquire into the nature of complex entities by analysing the +behaviour of it's simple components. Econometric methods discard human +behaviour as irrelevant, and deal solely with aggregate data while attempting +to draw inferences of causation through observation of statistical +correlation. Too many variables have an influence upon aggregate data for a +methodological holist procedure to yield conclusive results explaining human +behaviour, and this is why Austrians reject this approach."_ + +But that may be what it intends, but that is not what it achieves. What it +achieves is a mindset that prefers to reject facts in favour of theory. It +also ignores the fact that the more holistic phenomenon has an important +impact on discrete components and that by concentrating on these components +important facts are ignored. As we argue in [section F.2](secF2.html), right- +libertarians concentrate their analysis on the "discrete component" of +contracts within capitalism. This effectively blinds them to the way the +objective facts of a given society influence these contracts. For example, +contracts made during periods of full employment have different impacts than +those made during high unemployment. The human behaviour expressed in these +contracts are influenced by aggregate facts which the Austrian analysis +discards. Similarly, the aggregate outcome of these discrete acts may have a +distinctly different impact than we would guess at if we looked at them in +isolation and so aggregate analysis can provide us with insights the +microeconomic approach fails to provide. + +Also, when deductively generating axioms from the "simple data" of "humans +act", it is easy to discard or ignore forms of human behaviour which do have +an impact on the final outcome. Dealing solely with deductive generation can +also fail to take into account human behaviour. + +Wilson goes on to argue that: + +> _"If theory is grounded in one's knowledge of simple facts (like human +action) and deductions made from those facts, yes, it would be silly to accept +the validity of aggregate data that conflicts with one's theory. Data is +composed of many elements and components, and is far too complex for one +understand with a greater degree of certainty than basic facts about human +behaviour (e.g. preference, choice, incentives, etc.). If a piece of +statistical data yields conclusions that appear to conflict prima faciae with +a theoretical framework grounded upon simple observations, it is completely +reasonable to either [a] look to see how the statistical data might be +misinterpreted, or [b] reject the data. Knowledge of simple data is more +reliable than Knowledge of complex data, and without knowledge of simple data +it is impossible to interpret complex data. It is always possible that one's +theoretical analysis may be invalid, but within the context of the social +sciences, it's unwise to determine the validity of one's theory by comparing +it to complex data that seems to conflict. One can demonstrate the invalidity +of one's theory through logic and conceptual analysis, however."_ + +But, as noted, Austrians think that **all** economic theories are untestable. +Including those based upon "simple data" as opposed to "aggregate data" (and +simple data is somewhat different than simple facts). However, by "simple +data" Wilson is referring to the axioms derived from the first axiom "humans +act". Thus he is arguing that **if** you base yourself on deductive logic from +an initial axiom, then you will not be inclined to view experience as being +very useful to evaluating. This approach is taken by most churches who can +easily dismiss arguments against the existence of god as being irrelevant to +the first axiom that "god exists". Wilson is essentially arguing that we +perform a "leap of faith" and join the Austrian school in deductive logic and +pre-scientific logic. + +Now, the Austrian approach is such that they reject the idea that data can be +used to evaluate their claims. They argue even if the facts contradict one of +their theories that does not mean that their theories are false, far from it. +It just means that in this case their theory was not applicable (see the new +section [F.1.3](secF1.html#secf13) for a quote on this)! Now Wilson seems to +be trying to present this argument in the best possible light but it does not +change the fact that von Mises and other Austrian's argue that their theories +are true **no matter what**. They are essentially placing their economic ideas +above analysis as all and any evidence can be ignored as not applicable in +this case -- just, as we may note, religions do. + +In contrast to Wilson, we think it is "silly" to have a theory which is +grounded in denying and/or rejecting empirical evidence or using empirical +evidence to inform your theory. It seems "unwise" to accept a theory which +major argument seems to be that it cannot be tested. After all, logic can lead +us to many areas and it is only by seeing whether our chain of thought +approximates reality can we evaluate the validity of our ideas. If econometric +methods discard human behaviour as irrelevant, then so can the Austrian system +\-- for there are too many variables that can have an influence upon +individual acts to yield conclusive results explaining human behaviour. +Indeed, the deductive approach may ignore as irrelevant certain human +motivations which have a decisive impact on an outcome (there could be a +strong tendency to project "Austrian Man" onto the rest of society and +history, for example). + +Wilson quotes the FAQ again: + +> Such an approach makes the search for truth a game without rules. The +Austrian economists (and other right-libertarians) by using this method are +free to theorise anything they want, without such irritating constrictions as +facts, statistics, data, history or experimental confirmation. Their only +guide is logic. But this is no different from what religions do when they +assert the logical existence of God (or Buddha or Mohammed or Gaia). Theories +ungrounded in facts and data are easily spun into any belief a person wants. +Starting assumptions and trains of logic may contain inaccuracies so small as +to be undetectable, yet will yield entirely different conclusions. + +And argues that: + +> _"It is certainly the case that certain small and undetectable flaws in +one's train of logic can result in horridly inaccurate conclusions, but +precisely the same thing can be said concerning statistical and historical +analysis. The problem is even more pervasive when dealing with statistical and +historical analysis because of the phenomenon of incomplete information. +Certain facts will always be unintentionally discarded from the equation, and +certain factors responsible for the existence of complex facts and events will +always go unaccounted for."_ + +But we are not arguing that we base our theories **totally** on historical +data. Such extreme empiricism is just as false as von Mises method. What we in +fact argued that statistical and historical data should be used to back-up any +theory we have and if this data disproves our theory then modify the theory, +**not** reject the data. Von Mises' methodology is such that this approach is +dismissed (due to the untestability argument) and that is its problem. Without +a founding in fact, Austrians are free to theorise about whatever they like, +without such irritating constrains as facts, statistics, data, history and so +forth. Wilson's arguments have not refuted our analysis, rather he has +provided apologetics for von Mises' methodology (a methodology he admits _"can +result in horridly inaccurate conclusions"_). As Austrians can dismiss +evidence as "inapplicable" they are in no position to re-evaluate their ideas +in the light of reality and so their ideas are little more than dogmas. + +Now, how logic chains deduced from axioms can also unintentionally discard +certain facts and factors responsible for the existence of complex facts. And +the question remains, how do you evaluate whether your logical chains are +indeed correct? By evaluating them against reality (i.e. "complex facts"). A +given chain of logic does not provide any idea on the relative strengths of +certain derived factors (which empirical study can indicate). Nor can it +indicate whether the chain is incomplete or missing essential factors. A given +chain may be internally consistent but still miss out important factors or +stress insignificant ones. So deductive logic has all the problems of +statistical analysis and a few more as statistical analysis at least +recognises that theories must be evaluated using experience rather than reason +alone. + +Wilson argues that: + +> _"Most libertarians would find it reasonable to rethink the basic principles +or derivations of one's theory if one found them to consistently fail to +explain historical events or macroeconomic data, but those of the Austrian +persuasion, and even to some extent those of the neoclassical persuasion, +would say that the observance of historical and macroeconomic facts is never, +in itself, sufficient to invalidate the conclusions of deductive and +conceptual analysis."_ + +But let us not forgot that many right-libertarians follow the ideas of Murray +Rothbard and Ayn Rand, both firm supporters of Austrian economics. +Politically, the dangers of this approach are easily seen. For example, Wilson +himself has indicated how his "basic principles" produce relations of +domination and oppression which are identical to those created by the state +and he sees nothing wrong with this. Similarly, macroeconomic data indicates +that capitalism has done best under Keynesianism rather than laissez-faire and +the current economic performance in the USA is dependent upon the state +maintaining a "natural" rate of unemployment. + +Let us not forget that, as Wilson points out, von Mises' method if one used by +more mainstream economics as well (as pointed out by Homa Katouzian who, it +seems, is are fair more reliable guide than Wilson would like to admit). So, +let us be clear, that the case for "free market" capitalism often involves +theories which _"the observance of historical and macroeconomic facts is +never, in itself, sufficient to invalidate."_ That is some claim. No matter +the evidence, capitalist theory cannot be disproved. That says a lot about +capitalist economic ideology and its role in society. + +Moving on, Wilson again quotes the FAQ: + +> So, von Mises, Hayek and most right-libertarians reject the scientific +method in favour of ideological correctness and so deny the key aspect of both +life (change and evolution) and liberty (critical analysis and thought). A +true libertarian would approach a contradiction between reality and theory by +changing the theory, not by ignoring reality. Right-Libertarian theory is +neither libertarian nor scientific. + +He then states that: + +> _"Here, the authors demonstrate how ignorant they are of the position +they're critiquing. If they had pained themselves to study the primary +sources, they would have learned about how Mises and other Austrians were +concerned with grounding their theory upon simple observable facts of reality +so that they could enable themselves to understand the subjects of +macroeconomics and history--two realms of complexity."_ + +Let us not forget that these "simple observable facts" is "humans act" and the +axioms deduced from this fact. That is it. This is the "two" realms of +complexity -- that individual acts and the resultant of these acts. Now, von +Mises argues that (in the quote we provided) that no experience can disprove +these derived axioms. If we look at the primary sources (such as these we +quote in the new section [F.1.3](secF1.html#secf13)) we find that Austrians +are clear about the use of data and how it relates to their theories (which +are **all** deduced from the axiom "humans act" and nothing else). This axiom +("humans act") is the "grounding" of the Austrian theory which Wilson talks +about. Everything else flows from this. And anything else above this axiom (or +derived axioms) is another "realm of complexity" -- so the actual workings and +results of the capitalist system is another realm (which is true, reality +**is** another realm than that of logic deductions within the mind). + +So, far from showing "ignorance" all we have done is to point out the +implications and religious nature of these perspectives. Austrians "ground" +themselves on the axiom "humans act" and argue that simple and/or complex +observable facts cannot be used to evaluate the axioms they derive from this +initial axiom. Hence our comments and analysis are painfully accurate. +Austrian economics is more like a "free market" religion than a scientific +analysis of capitalism. + +So the primary sources argue that because Austrian economics is based upon the +axiom "humans act" all its other axioms and arguments are correct **and** that +these cannot be disproven by experience. Thus our comments on von Mises seem +appropriate and the rationale for this rejection of experience seems +inappropriate. + +Wilson goes on to state that: + +> _"The implication of the views being espoused by the authors above is that +it's inappropriate to learn about the world via the application of a +methodology. If the authors would alter their methodology (if they have one) +every time they stumble across a series of facts that that appear, prima +faciae, to conflict with it, then it would appear that the authors see no need +for methodology at all, and would prefer to rush headlong into the complex +realm of the social sciences, unequipped with any reliable means of +interpretation. Now which approach is more closely connected to reality?"_ + +But such an "implication" is so radically false as to be a misrepresentation +of our argument. We argued that any analysis or theory we have should be +grounded in facts and that if a set of facts contradict our theory then, +assuming that the facts are correct of course, change the theory, **not deny +reality.** Quite simple really and a methodology which most people would +consider as sensible (assuming that you are not an Austrian economist of +course). For example, Proudhon argued that competition tends to undermine +competition. That is a theory which can be tested against facts. The facts +indicate that, over time, capitalist markets evolve towards oligopoly and that +this market power results in super-profits (see sections [C.4](secC4.html) and +[C.5](secC5.html)). Now, if the facts indicate that a market does not become +dominated by a few firms then we would be inclined to reject that theory. But, +if we were Austrians, we could just argue that our theory is true but that it +has not been applicable! Now, which approach is more closely connected to +reality? + +Then, as an aside, Wilson argues that: + +> _"(To accuse Hayek, of all people, of denying change and evolution is simply +astounding. When one considers all of his writings on his principle of +'spontaneous order', and on the dispersed evolution of customs within a +society, this charge becomes as absurd as one claiming that Noam Chomsky +doesn't report upon international politics. The authors are ignoring the +primary subject matter of most of Hayek's popular works.)"_ + +Now, unlike Kropotkin who also studied evolution, von Hayek used the example +of "evolved" or "spontaneous" order to justify "free market" capitalism rather +than to analyse how society itself was evolving and changing. Because +(according to von Hayek) the "market" is a "spontaneous order" you should not +mess with it. But such an analysis is false as the "order" on the market is +dependent on the state determining the rights framework in which this order to +generated. Thus, rather than supporting change and evolution, von Hayek's work +is about stopping change and evolution (i.e. the change and evolution of +society into a different, non-capitalist, form). He supported the state and +the capitalist rights it enforces and, moreover, desired to ensure that +capitalist property rights were unchangeable by modifying democracy as to +place effective power into the hands of a few people (for example, his schemes +for using age as a determining, and restricting, factor in voting and being +able to occupy a seat in Parliament). + +Similarly, his "analysis" of the evolution of customs just assumes that those +customs he dislikes (as socialistic or tribal) have been made irrelevant by +evolution. However, that is the thing about evolution, you just do not know +which of these social customs are required to progress the species. It could +be that the social customs von Hayek approves off have been generated within +society by state action and would not survive in a truly free society. + +And, as the history of capitalism shows, it is very far from an "evolved" +order -- state action played a key role in creating it. Thus Hayek's claims +are somewhat strange, unless you realise his motivation for them -- namely to +counter any attempt to change capitalism into something better. + +Thus von Hayek, unlike Kropotkin, can be said to deny change and evolution +simply because he assumes that we have reached the "end of history" (to coin a +phrase). Just because von Hayek talks about evolution and change does not mean +that he supports it. In fact, quite the reverse -- he uses the concepts to try +and stop change and evolution. + +Wilson concludes as follows: + +> > The real question is why are such theories taken seriously and arouse such +interest. Why are they not simply dismissed out of hand, + +> + +> _"Because more honest and responsible people bothered to first come to an +understanding of them before passing judgement."_ + +Really? But as we have indicated our comments on right-libertarianism are +accurate. That Wilson does not like the way we have presented then, but that +does not make them false. Indeed, his "critique" of our account has not found +anything incorrect about them, which seems strange for "dishonest" and +"irresponsible" people. His comments that we, for example, ignore Nozick's +assumption that "individuals have rights" ignores the point we made that +Nozick **assumes** the property rights that are the basis of his system. +Instead Wilson discusses something else altogether. Similarly, Wilson's +attempt to justify the axiomatic methodology of von Mises fails to appreciate +that this methodology cannot be evaluated from looking at the starting axiom +as it ensures that its logical chains cannot be tested. Moreover, he attempts +to discredit the strawman of extreme empiricism rather than truly addressing +the issue that von Mises methodology presents a dogmatic, pre-scientific +attitude which has more of a religious feel than anything else. If anything, +his comments actually show that we were correct in our analysis -- after all, +he has indicated that "anarcho"-capitalists have no problem with capitalist +hierarchy, the right-libertarians **do** based their ideas of assumptions and +deductions from these without regard for consequences and that the Austrian +school rejects the use of empirical evidence to test their theories. + +How strange. Could it be that we have just informed people of a few home +truths about right-libertarianism that its supporters prefer to keep quiet +about? + diff --git a/markdown/secA1.md b/markdown/secA1.md new file mode 100644 index 0000000000000000000000000000000000000000..b7f811cb13049029fcefb54ef054eae8312a4057 --- /dev/null +++ b/markdown/secA1.md @@ -0,0 +1,782 @@ +# A.1 What is anarchism? + +Anarchism is a political theory which aims to create anarchy, _"the absence of +a master, of a sovereign."_ [P-J Proudhon, **What is Property **, p. 264] In +other words, anarchism is a political theory which aims to create a society +within which individuals freely co-operate together as equals. As such +anarchism opposes all forms of hierarchical control \- be that control by the +state or a capitalist - as harmful to the individual and their individuality +as well as unnecessary. + +In the words of anarchist L. Susan Brown: + +> _"While the popular understanding of anarchism is of a violent, anti-State +movement, anarchism is a much more subtle and nuanced tradition then a simple +opposition to government power. Anarchists oppose the idea that power and +domination are necessary for society, and instead advocate more co-operative, +anti-hierarchical forms of social, political and economic organisation."_ +[**The Politics of Individualism**, p. 106] + +However, "anarchism" and "anarchy" are undoubtedly the most misrepresented +ideas in political theory. Generally, the words are used to mean "chaos" or +"without order," and so, by implication, anarchists desire social chaos and a +return to the "laws of the jungle." + +This process of misrepresentation is not without historical parallel. For +example, in countries which have considered government by one person +(monarchy) necessary, the words "republic" or "democracy" have been used +precisely like "anarchy," to imply disorder and confusion. Those with a vested +interest in preserving the status quo will obviously wish to imply that +opposition to the current system cannot work in practice, and that a new form +of society will only lead to chaos. Or, as Errico Malatesta expresses it: + +> _"since it was thought that government was necessary and that without +government there could only be disorder and confusion, it was natural and +logical that anarchy, which means absence of government, should sound like +absence of order."_ [**Anarchy**, p. 16] + +Anarchists want to change this "common-sense" idea of "anarchy," so people +will see that government and other hierarchical social relationships are both +harmful **and** unnecessary: + +> _"Change opinion, convince the public that government is not only +unnecessary, but extremely harmful, and then the word anarchy, just because it +means absence of government, will come to mean for everybody: natural order, +unity of human needs and the interests of all, complete freedom within +complete solidarity."_ [**Op. Cit.**, pp. 16] + +This FAQ is part of the process of changing the commonly-held ideas regarding +anarchism and the meaning of anarchy. But that is not all. As well as +combating the distortions produced by the "common-sense" idea of "anarchy", we +also have to combat the distortions that anarchism and anarchists have been +subjected to over the years by our political and social enemies. For, as +Bartolomeo Vanzetti put it, anarchists are _"the radical of the radical -- the +black cats, the terrors of many, of all the bigots, exploiters, charlatans, +fakers and oppressors. Consequently we are also the more slandered, +misrepresented, misunderstood and persecuted of all."_ [Nicola Sacco and +Bartolomeo Vanzetti, **The Letters of Sacco and Vanzetti**, p. 274] + +Vanzetti knew what he was talking about. He and his comrade Nicola Sacco were +framed by the US state for a crime they did not commit and were, effectively, +electrocuted for being foreign anarchists in 1927\. So this FAQ will have to +spend some time correcting the slanders and distortions that anarchists have +been subjected to by the capitalist media, politicians, ideologues and bosses +(not to mention the distortions by our erstwhile fellow radicals like liberals +and Marxists). Hopefully once we are finished you will understand why those in +power have spent so much time attacking anarchism -- it is the one idea which +can effectively ensure liberty for all and end all systems based on a few +having power over the many. + +## A.1.1 What does "anarchy" mean? + +The word **_"anarchy"_** is from the Greek, prefix **an** (or **a**), meaning +_"not," "the want of," "the absence of,"_ or _"the lack of"_, plus **archos**, +meaning _"a ruler," "director", "chief," "person in charge,"_ or +_"authority."_ Or, as Peter Kropotkin put it, Anarchy comes from the Greek +words meaning _"contrary to authority."_ [**Anarchism**, p. 284] + +While the Greek words **_anarchos_** and **_anarchia_** are often taken to +mean _"having no government"_ or _"being without a government,"_ as can be +seen, the strict, original meaning of anarchism was not simply _"no +government."_ **_"An-archy"_** means _"without a ruler,"_ or more generally, +_"without authority,"_ and it is in this sense that anarchists have +continually used the word. For example, we find Kropotkin arguing that +anarchism _"attacks not only capital, but also the main sources of the power +of capitalism: law, authority, and the State."_ [**Op. Cit.**, p. 150] For +anarchists, anarchy means _"not necessarily absence of order, as is generally +supposed, but an absence of rule."_ [Benjamin Tucker, **Instead of a Book**, +p. 13] Hence David Weick's excellent summary: + +> _"Anarchism can be understood as the **generic** social and political idea +that expresses negation of **all** power, sovereignty, domination, and +hierarchical division, and a will to their dissolution. . . Anarchism is +therefore more than anti-statism . . . [even if] government (the state) . . . +is, appropriately, the central focus of anarchist critique."_ [**Reinventing +Anarchy**, p. 139] + +For this reason, rather than being purely anti-government or anti-state, +anarchism is primarily a movement against **_hierarchy._** Why? Because +hierarchy is the organisational structure that embodies authority. Since the +state is the "highest" form of hierarchy, anarchists are, by definition, anti- +state; but this is **not** a sufficient definition of anarchism. This means +that real anarchists are opposed to all forms of hierarchical organisation, +not only the state. In the words of Brian Morris: + +> _"The term anarchy comes from the Greek, and essentially means 'no ruler.' +Anarchists are people who reject all forms of government or coercive +authority, all forms of hierarchy and domination. They are therefore opposed +to what the Mexican anarchist Flores Magon called the 'sombre trinity' -- +state, capital and the church. Anarchists are thus opposed to both capitalism +and to the state, as well as to all forms of religious authority. But +anarchists also seek to establish or bring about by varying means, a condition +of anarchy, that is, a decentralised society without coercive institutions, a +society organised through a federation of voluntary associations."_ +[_"Anthropology and Anarchism,"_ pp. 35-41, **Anarchy: A Journal of Desire +Armed**, no. 45, p. 38] + +Reference to "hierarchy" in this context is a fairly recent development -- the +"classical" anarchists such as Proudhon, Bakunin and Kropotkin did use the +word, but rarely (they usually preferred "authority," which was used as short- +hand for "authoritarian"). However, it's clear from their writings that theirs +was a philosophy against hierarchy, against any inequality of power or +privileges between individuals. Bakunin spoke of this when he attacked +_"official"_ authority but defended _"natural influence,"_ and also when he +said: + +> _"Do you want to make it impossible for anyone to oppress his fellow-man? +Then make sure that no one shall possess power."_ [**The Political Philosophy +of Bakunin**, p. 271] + +As Jeff Draughn notes, _"while it has always been a latent part of the +'revolutionary project,' only recently has this broader concept of anti- +hierarchy arisen for more specific scrutiny. Nonetheless, the root of this is +plainly visible in the Greek roots of the word 'anarchy.'"_ [**Between +Anarchism and Libertarianism: Defining a New Movement**] + +We stress that this opposition to hierarchy is, for anarchists, not limited to +just the state or government. It includes all authoritarian economic and +social relationships as well as political ones, particularly those associated +with capitalist property and wage labour. This can be seen from Proudhon's +argument that _"**Capital** . . . in the political field is analogous to +**government** . . . The economic idea of capitalism, the politics of +government or of authority, and the theological idea of the Church are three +identical ideas, linked in various ways. To attack one of them is equivalent +to attacking all of them . . . What capital does to labour, and the State to +liberty, the Church does to the spirit. This trinity of absolutism is as +baneful in practice as it is in philosophy. The most effective means for +oppressing the people would be simultaneously to enslave its body, its will +and its reason."_ [quoted by Max Nettlau, **A Short History of Anarchism**, +pp. 43-44] Thus we find Emma Goldman opposing capitalism as it meant _"that +man [or woman] must sell his [or her] labour"_ and, therefore, _"that his [or +her] inclination and judgement are subordinated to the will of a master."_ +[**Red Emma Speaks**, p. 50] Forty years earlier Bakunin made the same point +when he argued that under the current system _"the worker sells his person and +his liberty for a given time"_ to the capitalist in exchange for a wage. +[**Op. Cit.**, p. 187] + +Thus "anarchy" means more than just "no government," it means opposition to +all forms of authoritarian organisation and hierarchy. In Kropotkin's words, +_"the origin of the anarchist inception of society . . . [lies in] the +criticism . . . of the hierarchical organisations and the authoritarian +conceptions of society; and . . . the analysis of the tendencies that are seen +in the progressive movements of mankind."_ [**Op. Cit.**, p. 158] For +Malatesta, anarchism _"was born in a moral revolt against social injustice"_ +and that the _"specific causes of social ills"_ could be found in +_"capitalistic property and the State."_ When the oppressed _"sought to +overthrow both State and property -- then it was that anarchism was born."_ +[**Errico Malatesta: His Life and Ideas**, p. 19] + +Thus any attempt to assert that anarchy is purely anti-state is a +misrepresentation of the word and the way it has been used by the anarchist +movement. As Brian Morris argues, _"when one examines the writings of +classical anarchists. . . as well as the character of anarchist movements. . . +it is clearly evident that it has never had this limited vision [of just being +against the state]. It has always challenged all forms of authority and +exploitation, and has been equally critical of capitalism and religion as it +has been of the state."_ [**Op. Cit.**, p. 40] + +And, just to state the obvious, anarchy does not mean chaos nor do anarchists +seek to create chaos or disorder. Instead, we wish to create a society based +upon individual freedom and voluntary co-operation. In other words, order from +the bottom up, not disorder imposed from the top down by authorities. Such a +society would be a true anarchy, a society without rulers. + +While we discuss what an anarchy could look like in [section I](secIcon.html), +Noam Chomsky sums up the key aspect when he stated that in a truly free +society _"any interaction among human beings that is more than personal -- +meaning that takes institutional forms of one kind or another -- in community, +or workplace, family, larger society, whatever it may be, should be under +direct control of its participants. So that would mean workers' councils in +industry, popular democracy in communities, interaction between them, free +associations in larger groups, up to organisation of international society."_ +[**Anarchism Interview**] Society would no longer be divided into a hierarchy +of bosses and workers, governors and governed. Rather, an anarchist society +would be based on free association in participatory organisations and run from +the bottom up. Anarchists, it should be noted, try to create as much of this +society today, in their organisations, struggles and activities, as they can. + +## A.1.2 What does "anarchism" mean? + +To quote Peter Kropotkin, Anarchism is _"the no-government system of +socialism."_ [**Anarchism**, p. 46] In other words, _"the abolition of +exploitation and oppression of man by man, that is the abolition of private +property [i.e. capitalism] and government."_ [Errico Malatesta, **Towards +Anarchism,"**, p. 75] + +Anarchism, therefore, is a political theory that aims to create a society +which is without political, economic or social hierarchies. Anarchists +maintain that anarchy, the absence of rulers, is a viable form of social +system and so work for the maximisation of individual liberty and social +equality. They see the goals of liberty and equality as mutually self- +supporting. Or, in Bakunin's famous dictum: + +> "_We are convinced that freedom without Socialism is privilege and +injustice, and that Socialism without freedom is slavery and brutality."_ +[**The Political Philosophy of Bakunin**, p. 269] + +The history of human society proves this point. Liberty without equality is +only liberty for the powerful, and equality without liberty is impossible and +a justification for slavery. + +While there are many different types of anarchism (from individualist +anarchism to communist-anarchism -- see [section A.3](secA3.html) for more +details), there has always been two common positions at the core of all of +them -- opposition to government and opposition to capitalism. In the words of +the individualist-anarchist Benjamin Tucker, anarchism insists _"on the +abolition of the State and the abolition of usury; on no more government of +man by man, and no more exploitation of man by man."_ [cited by Eunice +Schuster, **Native American Anarchism**, p. 140] All anarchists view profit, +interest and rent as **usury** (i.e. as exploitation) and so oppose them and +the conditions that create them just as much as they oppose government and the +State. + +More generally, in the words of L. Susan Brown, the _"unifying link"_ within +anarchism _"is a universal condemnation of hierarchy and domination and a +willingness to fight for the freedom of the human individual."_ [**The +Politics of Individualism**, p. 108] For anarchists, a person cannot be free +if they are subject to state or capitalist authority. As Voltairine de Cleyre +summarised: + +> _"Anarchism . . . teaches the possibility of a society in which the needs of +life may be fully supplied for all, and in which the opportunities for +complete development of mind and body shall be the heritage of all . . . [It] +teaches that the present unjust organisation of the production and +distribution of wealth must finally be completely destroyed, and replaced by a +system which will insure to each the liberty to work, without first seeking a +master to whom he [or she] must surrender a tithe of his [or her] product, +which will guarantee his liberty of access to the sources and means of +production. . . Out of the blindly submissive, it makes the discontented; out +of the unconsciously dissatisfied, it makes the consciously dissatisfied . . . +Anarchism seeks to arouse the consciousness of oppression, the desire for a +better society, and a sense of the necessity for unceasing warfare against +capitalism and the State."_ [**Anarchy! An Anthology of Emma Goldman's Mother +Earth**, pp. 23-4] + +So Anarchism is a political theory which advocates the creation of anarchy, a +society based on the maxim of _"no rulers."_ To achieve this, _"[i]n common +with all socialists, the anarchists hold that the private ownership of land, +capital, and machinery has had its time; that it is condemned to disappear: +and that all requisites for production must, and will, become the common +property of society, and be managed in common by the producers of wealth. And. +. . they maintain that the ideal of the political organisation of society is a +condition of things where the functions of government are reduced to minimum. +. . [and] that the ultimate aim of society is the reduction of the functions +of government to nil -- that is, to a society without government, to an- +archy"_ [Peter Kropotkin, **Op. Cit.**, p. 46] + +Thus anarchism is both positive and negative. It analyses and critiques +current society while at the same time offering a vision of a potential new +society -- a society that fulfils certain human needs which the current one +denies. These needs, at their most basic, are liberty, equality and +solidarity, which will be discussed in [section A.2](secA2.html). + +Anarchism unites critical analysis with hope, for, as Bakunin (in his pre- +anarchist days) pointed out, _"the urge to destroy is a creative urge."_ One +cannot build a better society without understanding what is wrong with the +present one. + +However, it must be stressed that anarchism is more than just a means of +analysis or a vision of a better society. It is also rooted in struggle, the +struggle of the oppressed for their freedom. In other words, it provides a +means of achieving a new system based on the needs of people, not power, and +which places the planet before profit. To quote Scottish anarchist Stuart +Christie: + +> _ "Anarchism is a movement for human freedom. It is concrete, democratic and +egalitarian . . . Anarchism began -- and remains -- a direct challenge by the +underprivileged to their oppression and exploitation. It opposes both the +insidious growth of state power and the pernicious ethos of possessive +individualism, which, together or separately, ultimately serve only the +interests of the few at the expense of the rest. + +> + +> "Anarchism is both a theory and practice of life. Philosophically, it aims +for the maximum accord between the individual, society and nature. +Practically, it aims for us to organise and live our lives in such a way as to +make politicians, governments, states and their officials superfluous. In an +anarchist society, mutually respectful sovereign individuals would be +organised in non-coercive relationships within naturally defined communities +in which the means of production and distribution are held in common. + +> + +> "Anarchists are not dreamers obsessed with abstract principles and +theoretical constructs . . . Anarchists are well aware that a perfect society +cannot be won tomorrow. Indeed, the struggle lasts forever! However, it is the +vision that provides the spur to struggle against things as they are, and for +things that might be . . . + +> + +> "Ultimately, only struggle determines outcome, and progress towards a more +meaningful community must begin with the will to resist every form of +injustice. In general terms, this means challenging all exploitation and +defying the legitimacy of all coercive authority. If anarchists have one +article of unshakeable faith, it is that, once the habit of deferring to +politicians or ideologues is lost, and that of resistance to domination and +exploitation acquired, then ordinary people have a capacity to organise every +aspect of their lives in their own interests, anywhere and at any time, both +freely and fairly. + +> + +> "Anarchists do not stand aside from popular struggle, nor do they attempt to +dominate it. They seek to contribute practically whatever they can, and also +to assist within it the highest possible levels of both individual self- +development and of group solidarity. It is possible to recognise anarchist +ideas concerning voluntary relationships, egalitarian participation in +decision-making processes, mutual aid and a related critique of all forms of +domination in philosophical, social and revolutionary movements in all times +and places."_ [**My Granny made me an Anarchist**, pp. 162-3] + +Anarchism, anarchists argue, is simply the theoretical expression of our +capacity to organise ourselves and run society without bosses or politicians. +It allows working class and other oppressed people to become conscious of our +power as a class, defend our immediate interests, and fight to revolutionise +society as a whole. Only by doing this can we create a society fit for human +beings to live in. + +It is no abstract philosophy. Anarchist ideas are put into practice everyday. +Wherever oppressed people stand up for their rights, take action to defend +their freedom, practice solidarity and co-operation, fight against oppression, +organise themselves without leaders and bosses, the spirit of anarchism lives. +Anarchists simply seek to strengthen these libertarian tendencies and bring +them to their full fruition. As we discuss in [section J](secJcon.html), +anarchists apply their ideas in many ways within capitalism in order to change +it for the better until such time as we get rid of it completely. [Section +I](secIcon.html) discusses what we aim to replace it with, i.e. what anarchism +aims for. + +## A.1.3 Why is anarchism also called libertarian socialism? + +Many anarchists, seeing the negative nature of the definition of +_"anarchism,"_ have used other terms to emphasise the inherently positive and +constructive aspect of their ideas. The most common terms used are _"free +socialism," "free communism," "libertarian socialism,"_ and _"libertarian +communism."_ For anarchists, libertarian socialism, libertarian communism, and +anarchism are virtually interchangeable. As Vanzetti put it: + +> _ "After all we are socialists as the social-democrats, the socialists, the +communists, and the I.W.W. are all Socialists. The difference -- the +fundamental one -- between us and all the other is that they are authoritarian +while we are libertarian; they believe in a State or Government of their own; +we believe in no State or Government."_ [Nicola Sacco and Bartolomeo Vanzetti, +**The Letters of Sacco and Vanzetti**, p. 274] + +But is this correct? Considering definitions from the **American Heritage +Dictionary**, we find: + +> **LIBERTARIAN:** _one who believes in freedom of action and thought; one who +believes in free will._ + +> + +> **SOCIALISM:** _a social system in which the producers possess both +political power and the means of producing and distributing goods._ + +Just taking those two first definitions and fusing them yields: + +> **LIBERTARIAN SOCIALISM:** _a social system which believes in freedom of +action and thought and free will, in which the producers possess both +political power and the means of producing and distributing goods._ + +(Although we must add that our usual comments on the lack of political +sophistication of dictionaries still holds. We only use these definitions to +show that "libertarian" does not imply "free market" capitalism nor +"socialism" state ownership. Other dictionaries, obviously, will have +different definitions -- particularly for socialism. Those wanting to debate +dictionary definitions are free to pursue this unending and politically +useless hobby but we will not). + +However, due to the creation of the Libertarian Party in the USA, many people +now consider the idea of _"libertarian socialism"_ to be a contradiction in +terms. Indeed, many "Libertarians" think anarchists are just attempting to +associate the "anti-libertarian" ideas of "socialism" (as Libertarians +conceive it) with Libertarian ideology in order to make those "socialist" +ideas more "acceptable" -- in other words, trying to steal the "libertarian" +label from its rightful possessors. + +Nothing could be further from the truth. Anarchists have been using the term +"libertarian" to describe themselves and their ideas since the 1850's. +According to anarchist historian Max Nettlau, the revolutionary anarchist +Joseph Dejacque published **Le Libertaire, Journal du Mouvement Social** in +New York between 1858 and 1861 while the use of the term _"libertarian +communism"_ dates from November, 1880 when a French anarchist congress adopted +it. [Max Nettlau, **A Short History of Anarchism**, p. 75 and p. 145] The use +of the term "Libertarian" by anarchists became more popular from the 1890s +onward after it was used in France in an attempt to get round anti-anarchist +laws and to avoid the negative associations of the word "anarchy" in the +popular mind (Sebastien Faure and Louise Michel published the paper **Le +Libertaire** \-- **The Libertarian** \-- in France in 1895, for example). +Since then, particularly outside America, it has **always** been associated +with anarchist ideas and movements. Taking a more recent example, in the USA, +anarchists organised **_"The Libertarian League"_** in July 1954, which had +staunch anarcho-syndicalist principles and lasted until 1965. The US-based +"Libertarian" Party, on the other hand has only existed since the early +1970's, well over 100 years after anarchists first used the term to describe +their political ideas (and 90 years after the expression "libertarian +communism" was first adopted). It is that party, not the anarchists, who have +"stolen" the word. Later, in [Section B](secBcon.html), we will discuss why +the idea of a "libertarian" capitalism (as desired by the Libertarian Party) +is a contradiction in terms. + +As we will also explain in [Section I](secIcon.html), only a libertarian- +socialist system of ownership can maximise individual freedom. Needless to +say, state ownership -- what is commonly **called** "socialism" -- is, for +anarchists, not socialism at all. In fact, as we will elaborate in [ Section +H](secHcon.html), state "socialism" is just a form of capitalism, with no +socialist content whatever. As Rudolf Rocker noted, for anarchists, socialism +is _"not a simple question of a full belly, but a question of culture that +would have to enlist the sense of personality and the free initiative of the +individual; without freedom it would lead only to a dismal state capitalism +which would sacrifice all individual thought and feeling to a fictitious +collective interest."_ [quoted by Colin Ward, _"Introduction"_, Rudolf Rocker, +**The London Years**, p. 1] + +Given the anarchist pedigree of the word "libertarian," few anarchists are +happy to see it stolen by an ideology which shares little with our ideas. In +the United States, as Murray Bookchin noted, the _"term 'libertarian' itself, +to be sure, raises a problem, notably, the specious identification of an anti- +authoritarian ideology with a straggling movement for 'pure capitalism' and +'free trade.' This movement never created the word: it appropriated it from +the anarchist movement of the [nineteenth] century. And it should be recovered +by those anti-authoritarians . . . who try to speak for dominated people as a +whole, not for personal egotists who identify freedom with entrepreneurship +and profit."_ Thus anarchists in America should _"restore in practice a +tradition that has been denatured by"_ the free-market right. [**The Modern +Crisis**, pp. 154-5] And as we do that, we will continue to call our ideas +libertarian socialism. + +## A.1.4 Are anarchists socialists? + +Yes. All branches of anarchism are opposed to capitalism. This is because +capitalism is based upon oppression and exploitation (see sections +[B](secBcon.html) and [C](secCcon.html)). Anarchists reject the _"notion that +men cannot work together unless they have a driving-master to take a +percentage of their product"_ and think that in an anarchist society _"the +real workmen will make their own regulations, decide when and where and how +things shall be done."_ By so doing workers would free themselves _"from the +terrible bondage of capitalism."_ [Voltairine de Cleyre, _"Anarchism"_, +**Exquisite Rebel**, p. 75 and p. 79] + +(We must stress here that anarchists are opposed to **all** economic forms +which are based on domination and exploitation, including feudalism, Soviet- +style "socialism" -- better called "state capitalism" --, slavery and so on. +We concentrate on capitalism because that is what is dominating the world just +now). + +Individualists like Benjamin Tucker along with social anarchists like Proudhon +and Bakunin proclaimed themselves **_"socialists."_** They did so because, as +Kropotkin put it in his classic essay _"Modern Science and Anarchism,"_ _"[s]o +long as Socialism was understood in its wide, generic, and true sense -- as an +effort to **abolish** the exploitation of Labour by Capital -- the Anarchists +were marching hand-in-hands with the Socialists of that time."_ [**Evolution +and Environment**, p. 81] Or, in Tucker's words, _"the bottom claim of +Socialism [is] that labour should be put in possession of its own,"_ a claim +that both _"the two schools of Socialistic thought . . . State Socialism and +Anarchism"_ agreed upon. [**The Anarchist Reader**, p. 144] Hence the word +_"socialist"_ was originally defined to include _"all those who believed in +the individual's right to possess what he or she produced."_ [Lance Klafta, +_"Ayn Rand and the Perversion of Libertarianism,"_ in **Anarchy: A Journal of +Desire Armed**, no. 34] This opposition to exploitation (or usury) is shared +by all true anarchists and places them under the socialist banner. + +For most socialists, _"the only guarantee not to be robbed of the fruits of +your labour is to possess the instruments of labour."_ [Peter Kropotkin, **The +Conquest of Bread**, p. 145] For this reason Proudhon, for example, supported +workers' co-operatives, where _"every individual employed in the association . +. . has an undivided share in the property of the company"_ because by +_"participation in losses and gains . . . the collective force [i.e. surplus] +ceases to be a source of profits for a small number of managers: it becomes +the property of all workers."_ [**The General Idea of the Revolution**, p. 222 +and p. 223] Thus, in addition to desiring the end of exploitation of labour by +capital, true socialists also desire a society within which the producers own +and control the means of production (including, it should be stressed, those +workplaces which supply services). The means by which the producers will do +this is a moot point in anarchist and other socialist circles, but the desire +remains a common one. Anarchists favour direct workers' control and either +ownership by workers' associations or by the commune (see [section +A.3](secA3.html) on the different types of anarchists). + +Moreover, anarchists also reject capitalism for being authoritarian **as well +as** exploitative. Under capitalism, workers do not govern themselves during +the production process nor have control over the product of their labour. Such +a situation is hardly based on equal freedom for all, nor can it be non- +exploitative, and is so opposed by anarchists. This perspective can best be +found in the work of Proudhon's (who inspired both Tucker and Bakunin) where +he argues that anarchism would see _"[c]apitalistic and proprietary +exploitation stopped everywhere [and] the wage system abolished"_ for _"either +the workman. . . will be simply the employee of the proprietor-capitalist- +promoter; or he will participate . . . In the first case the workman is +subordinated, exploited: his permanent condition is one of obedience. . . In +the second case he resumes his dignity as a man and citizen. . . he forms part +of the producing organisation, of which he was before but the slave . . . we +need not hesitate, for we have no choice. . . it is necessary to form an +ASSOCIATION among workers . . . because without that, they would remain +related as subordinates and superiors, and there would ensue two. . . castes +of masters and wage-workers, which is repugnant to a free and democratic +society."_ [**Op. Cit.**, p. 233 and pp. 215-216] + +Therefore **all** anarchists are anti-capitalist (_"If labour owned the wealth +it produced, there would be no capitalism"_ [Alexander Berkman, **What is +Anarchism?**, p. 44]). Benjamin Tucker, for example -- the anarchist most +influenced by liberalism (as we will discuss later) -- called his ideas _ +"Anarchistic-Socialism"_ and denounced capitalism as a system based upon _"the +usurer, the receiver of interest, rent and profit."_ Tucker held that in an +anarchist, non-capitalist, free-market society, capitalists will become +redundant and exploitation of labour by capital would cease, since _"labour. . +. will. . . secure its natural wage, its entire product."_ [**The +Individualist Anarchists**, p. 82 and p. 85] Such an economy will be based on +mutual banking and the free exchange of products between co-operatives, +artisans and peasants. For Tucker, and other Individualist anarchists, +capitalism is not a true free market, being marked by various laws and +monopolies which ensure that capitalists have the advantage over working +people, so ensuring the latter's exploitation via profit, interest and rent +(see [section G](secGcon.html) for a fuller discussion). Even Max Stirner, the +arch-egoist, had nothing but scorn for capitalist society and its various +"spooks," which for him meant ideas that are treated as sacred or religious, +such as private property, competition, division of labour, and so forth. + +So anarchists consider themselves as socialists, but socialists of a specific +kind -- **_libertarian socialists_**. As the individualist anarchist Joseph A. +Labadie puts it (echoing both Tucker and Bakunin): + +> _ "It is said that Anarchism is not socialism. This is a mistake. Anarchism +is voluntary Socialism. There are two kinds of Socialism, archistic and +anarchistic, authoritarian and libertarian, state and free. Indeed, every +proposition for social betterment is either to increase or decrease the powers +of external wills and forces over the individual. As they increase they are +archistic; as they decrease they are anarchistic."_ [**Anarchism: What It Is +and What It Is Not**] + +Labadie stated on many occasions that _"all anarchists are socialists, but not +all socialists are anarchists."_ Therefore, Daniel Guerin's comment that +_"Anarchism is really a synonym for socialism. The anarchist is primarily a +socialist whose aim is to abolish the exploitation of man by man"_ is echoed +throughout the history of the anarchist movement, be it the social or +individualist wings. [**Anarchism**, p. 12] Indeed, the Haymarket Martyr +Adolph Fischer used almost exactly the same words as Labadie to express the +same fact -- _"every anarchist is a socialist, but every socialist is not +necessarily an anarchist"_ \-- while acknowledging that the movement was +_"divided into two factions; the communistic anarchists and the Proudhon or +middle-class anarchists."_ [**The Autobiographies of the Haymarket Martyrs**, +p. 81] + +So while social and individualist anarchists do disagree on many issues -- for +example, whether a true, that is non-capitalist, free market would be the best +means of maximising liberty -- they agree that capitalism is to be opposed as +exploitative and oppressive and that an anarchist society must, by definition, +be based on associated, not wage, labour. Only associated labour will +_"decrease the powers of external wills and forces over the individual"_ +during working hours and such self-management of work by those who do it is +the core ideal of real socialism. This perspective can be seen when Joseph +Labadie argued that the trade union was _"the exemplification of gaining +freedom by association"_ and that _"[w]ithout his union, the workman is much +more the slave of his employer than he is with it."_ [**Different Phases of +the Labour Question**] + +However, the meanings of words change over time. Today "socialism" almost +always refers to **state** socialism, a system that all anarchists have +opposed as a denial of freedom and genuine socialist ideals. All anarchists +would agree with Noam Chomsky's statement on this issue: + +> _ "If the left is understood to include 'Bolshevism,' then I would flatly +dissociate myself from the left. Lenin was one of the greatest enemies of +socialism."_ [**Marxism, Anarchism, and Alternative Futures**, p. 779] + +Anarchism developed in constant opposition to the ideas of Marxism, social +democracy and Leninism. Long before Lenin rose to power, Mikhail Bakunin +warned the followers of Marx against the _"Red bureaucracy"_ that would +institute _"the worst of all despotic governments"_ if Marx's state-socialist +ideas were ever implemented. Indeed, the works of Stirner, Proudhon and +especially Bakunin all predict the horror of state Socialism with great +accuracy. In addition, the anarchists were among the first and most vocal +critics and opposition to the Bolshevik regime in Russia. + +Nevertheless, being socialists, anarchists do share **some** ideas with +**some** Marxists (though none with Leninists). Both Bakunin and Tucker +accepted Marx's analysis and critique of capitalism as well as his labour +theory of value (see [section C](secCcon.html)). Marx himself was heavily +influenced by Max Stirner's book **The Ego and Its Own**, which contains a +brilliant critique of what Marx called "vulgar" communism as well as state +socialism. There have also been elements of the Marxist movement holding views +very similar to social anarchism (particularly the anarcho-syndicalist branch +of social anarchism) -- for example, Anton Pannekoek, Rosa Luxembourg, Paul +Mattick and others, who are very far from Lenin. Karl Korsch and others wrote +sympathetically of the anarchist revolution in Spain. There are many +continuities from Marx to Lenin, but there are also continuities from Marx to +more libertarian Marxists, who were harshly critical of Lenin and Bolshevism +and whose ideas approximate anarchism's desire for the free association of +equals. + +Therefore anarchism is basically a form of socialism, one that stands in +direct opposition to what is usually defined as "socialism" (i.e. state +ownership and control). Instead of "central planning," which many people +associate with the word "socialism," anarchists advocate free association and +co-operation between individuals, workplaces and communities and so oppose +"state" socialism as a form of state capitalism in which _"[e]very man [and +woman] will be a wage-receiver, and the State the only wage payer."_ [Benjamin +Tucker, **The Individualist Anarchists**, p. 81] Thus anarchists reject +Marxism (what most people think of as "socialism") as just _"[t]he idea of the +State as Capitalist, to which the Social-Democratic fraction of the great +Socialist Party is now trying to reduce Socialism."_ [Peter Kropotkin, **The +Great French Revolution**, vol. 1, p. 31] The anarchist objection to the +identification of Marxism, "central planning" and State Socialism/Capitalism +with socialism will be discussed in [section H](secHcon.html). + +It is because of these differences with state socialists, and to reduce +confusion, most anarchists just call themselves "anarchists," as it is taken +for granted that anarchists are socialists. However, with the rise of the so- +called "libertarian" right in the USA, some pro-capitalists have taken to +calling themselves "anarchists" and that is why we have laboured the point +somewhat here. Historically, and logically, anarchism implies anti-capitalism, +i.e. socialism, which is something, we stress, that all anarchists have agreed +upon (for a fuller discuss of why "anarcho"-capitalism is not anarchist see [ +section F](secFcon.html)). + +## A.1.5 Where does anarchism come from? + +Where does anarchism come from? We can do no better than quote **The +Organisational Platform of the Libertarian Communists** produced by +participants of the Makhnovist movement in the Russian Revolution (see +[Section A.5.4](secA5.html#seca54)). They point out that: + +> _"The class struggle created by the enslavement of workers and their +aspirations to liberty gave birth, in the oppression, to the idea of +anarchism: the idea of the total negation of a social system based on the +principles of classes and the State, and its replacement by a free non-statist +society of workers under self-management. + +> + +> "So anarchism does not derive from the abstract reflections of an +intellectual or a philosopher, but from the direct struggle of workers against +capitalism, from the needs and necessities of the workers, from their +aspirations to liberty and equality, aspirations which become particularly +alive in the best heroic period of the life and struggle of the working +masses. + +> + +> "The outstanding anarchist thinkers, Bakunin, Kropotkin and others, did not +invent the idea of anarchism, but, having discovered it in the masses, simply +helped by the strength of their thought and knowledge to specify and spread +it."_ [pp. 15-16] + +Like the anarchist movement in general, the Makhnovists were a mass movement +of working class people resisting the forces of authority, both Red +(Communist) and White (Tsarist/Capitalist) in the Ukraine from 1917 to 1921. +As Peter Marshall notes _"anarchism . . . has traditionally found its chief +supporters amongst workers and peasants."_ [**Demanding the Impossible**, p. +652] + +Anarchism was created in, and by, the struggle of the oppressed for freedom. +For Kropotkin, for example, _"Anarchism . . . originated in everyday +struggles"_ and _"the Anarchist movement was renewed each time it received an +impression from some great practical lesson: it derived its origin from the +teachings of life itself."_ [**Evolution and Environment**, p. 58 and p. 57] +For Proudhon, _"the proof"_ of his mutualist ideas lay in the _"current +practice, revolutionary practice"_ of _"those labour associations . . . which +have spontaneously . . . been formed in Paris and Lyon . . . [show that the] +organisation of credit and organisation of labour amount to one and the +same."_ [**No Gods, No Masters**, vol. 1, pp. 59-60] Indeed, as one historian +argues, there was _"close similarity between the associational ideal of +Proudhon . . . and the program of the Lyon Mutualists"_ and that there was _"a +remarkable convergence [between the ideas], and it is likely that Proudhon was +able to articulate his positive program more coherently because of the example +of the silk workers of Lyon. The socialist ideal that he championed was +already being realised, to a certain extent, by such workers."_ [K. Steven +Vincent, **Pierre-Joseph Proudhon and the Rise of French Republican +Socialism**, p. 164] + +Thus anarchism comes from the fight for liberty and our desires to lead a +fully human life, one in which we have time to live, to love and to play. It +was not created by a few people divorced from life, in ivory towers looking +down upon society and making judgements upon it based on their notions of what +is right and wrong. Rather, it was a product of working class struggle and +resistance to authority, oppression and exploitation. As Albert Meltzer put +it: + +> _"There were never theoreticians of Anarchism as such, though it produced a +number of theoreticians who discussed aspects of its philosophy. Anarchism has +remained a creed that has been worked out in action rather than as the putting +into practice of an intellectual idea. Very often, a bourgeois writer comes +along and writes down what has already been worked out in practice by workers +and peasants; he [or she] is attributed by bourgeois historians as being a +leader, and by successive bourgeois writers (citing the bourgeois historians) +as being one more case that proves the working class relies on bourgeois +leadership."_ [**Anarchism: Arguments for and against**, p. 18] + +In Kropotkin's eyes, _"Anarchism had its origins in the same creative, +constructive activity of the masses which has worked out in times past all the +social institutions of mankind -- and in the revolts . . . against the +representatives of force, external to these social institutions, who had laid +their hands on these institutions and used them for their own advantage."_ +More recently, _"Anarchy was brought forth by the same critical and +revolutionary protest which gave birth to Socialism in general."_ Anarchism, +unlike other forms of socialism, _"lifted its sacrilegious arm, not only +against Capitalism, but also against these pillars of Capitalism: Law, +Authority, and the State."_ All anarchist writers did was to _"work out a +general expression of [anarchism's] principles, and the theoretical and +scientific basis of its teachings"_ derived from the experiences of working +class people in struggle as well as analysing the evolutionary tendencies of +society in general. [**Op. Cit.**, p. 19 and p. 57] + +However, anarchistic tendencies and organisations in society have existed long +before Proudhon put pen to paper in 1840 and declared himself an anarchist. +While anarchism, as a specific political theory, was born with the rise of +capitalism (Anarchism _"emerged at the end of the eighteenth century . . +.[and] took up the dual challenge of overthrowing both Capital and the +State."_ [Peter Marshall, **Op. Cit.**, p. 4]) anarchist writers have analysed +history for libertarian tendencies. Kropotkin argued, for example, that _"from +all times there have been Anarchists and Statists."_ [**Op. Cit.**, p. 16] In +**Mutual Aid** (and elsewhere) Kropotkin analysed the libertarian aspects of +previous societies and noted those that successfully implemented (to some +degree) anarchist organisation or aspects of anarchism. He recognised this +tendency of actual examples of anarchistic ideas to predate the creation of +the "official" anarchist movement and argued that: + +> _"From the remotest, stone-age antiquity, men [and women] have realised the +evils that resulted from letting some of them acquire personal authority. . . +Consequently they developed in the primitive clan, the village community, the +medieval guild . . . and finally in the free medieval city, such institutions +as enabled them to resist the encroachments upon their life and fortunes both +of those strangers who conquered them, and those clansmen of their own who +endeavoured to establish their personal authority."_ [**Anarchism**, pp. +158-9] + +Kropotkin placed the struggle of working class people (from which modern +anarchism sprung) on par with these older forms of popular organisation. He +argued that _"the labour combinations. . . were an outcome of the same popular +resistance to the growing power of the few -- the capitalists in this case"_ +as were the clan, the village community and so on, as were _"the strikingly +independent, freely federated activity of the 'Sections' of Paris and all +great cities and many small 'Communes' during the French Revolution"_ in 1793. +[**Op. Cit.**, p. 159] + +Thus, while anarchism as a political theory is an expression of working class +struggle and self-activity against capitalism and the modern state, the ideas +of anarchism have continually expressed themselves in action throughout human +existence. Many indigenous peoples in North America and elsewhere, for +example, practised anarchism for thousands of years before anarchism as a +specific political theory existed. Similarly, anarchistic tendencies and +organisations have existed in every major revolution -- the New England Town +Meetings during the American Revolution, the Parisian 'Sections' during the +French Revolution, the workers' councils and factory committees during the +Russian Revolution to name just a few examples (see Murray Bookchin's **The +Third Revolution** for details). This is to be expected if anarchism is, as we +argue, a product of resistance to authority then any society with authorities +will provoke resistance to them and generate anarchistic tendencies (and, of +course, any societies without authorities cannot help but being anarchistic). + +In other words, anarchism is an expression of the struggle against oppression +and exploitation, a generalisation of working people's experiences and +analyses of what is wrong with the current system and an expression of our +hopes and dreams for a better future. This struggle existed before it was +called anarchism, but the historic anarchist movement (i.e. groups of people +calling their ideas anarchism and aiming for an anarchist society) is +essentially a product of working class struggle against capitalism and the +state, against oppression and exploitation, and **for** a free society of free +and equal individuals. + diff --git a/markdown/secA2.md b/markdown/secA2.md new file mode 100644 index 0000000000000000000000000000000000000000..089b9649af16275d6d6afc198e29570b89adaa4c --- /dev/null +++ b/markdown/secA2.md @@ -0,0 +1,3913 @@ +# A.2 What does anarchism stand for? + +These words by Percy Bysshe Shelley gives an idea of what anarchism stands for +in practice and what ideals drive it: + +**_The man +Of virtuous soul commands not, nor obeys: +Power, like a desolating pestilence, +Pollutes whate'er it touches, and obedience, +Bane of all genius, virtue, freedom, truth, +Makes slaves of men, and, of the human frame, +A mechanised automaton. +_** + +As Shelley's lines suggest, anarchists place a high priority on liberty, +desiring it both for themselves and others. They also consider individuality +-- that which makes one a unique person -- to be a most important aspect of +humanity. They recognise, however, that individuality does not exist in a +vacuum but is a **social** phenomenon. Outside of society, individuality is +impossible, since one needs other people in order to develop, expand, and +grow. + +Moreover, between individual and social development there is a reciprocal +effect: individuals grow within and are shaped by a particular society, while +at the same time they help shape and change aspects of that society (as well +as themselves and other individuals) by their actions and thoughts. A society +not based on free individuals, their hopes, dreams and ideas would be hollow +and dead. Thus, _"the making of a human being. . . is a collective process, a +process in which both community and the individual **participate**."_ [Murray +Bookchin, **The Modern Crisis**, p. 79] Consequently, any political theory +which bases itself purely on the social or the individual is false. + +In order for individuality to develop to the fullest possible extent, +anarchists consider it essential to create a society based on three +principles: **liberty**, **equality** and **solidarity**. These principles are +shared by all anarchists. Thus we find, the communist-anarchist Peter +Kropotkin talking about a revolution inspired by _"the beautiful words, +Liberty, Equality and Solidarity."_ [**The Conquest of Bread**, p. 128] +Individualist-anarchist Benjamin Tucker wrote of a similar vision, arguing +that anarchism _"insists on Socialism . . . on true Socialism, Anarchistic +Socialism: the prevalance on earth of Liberty, Equality, and Solidarity."_ +[**Instead of a Book**, p. 363] All three principles are interdependent. + +Liberty is essential for the full flowering of human intelligence, creativity, +and dignity. To be dominated by another is to be denied the chance to think +and act for oneself, which is the only way to grow and develop one's +individuality. Domination also stifles innovation and personal responsibility, +leading to conformity and mediocrity. Thus the society that maximises the +growth of individuality will necessarily be based on voluntary association, +not coercion and authority. To quote Proudhon, _"All associated and all +free."_ Or, as Luigi Galleani puts it, anarchism is _"the autonomy of the +individual within the freedom of association"_ [**The End of Anarchism?**, p. +35] (See further section A.2.2 -- [ Why do anarchists emphasise +liberty?](secA2.html#seca22)). + +If liberty is essential for the fullest development of individuality, then +equality is essential for genuine liberty to exist. There can be no real +freedom in a class-stratified, hierarchical society riddled with gross +inequalities of power, wealth, and privilege. For in such a society only a few +-- those at the top of the hierarchy -- are relatively free, while the rest +are semi-slaves. Hence without equality, liberty becomes a mockery -- at best +the "freedom" to choose one's master (boss), as under capitalism. Moreover, +even the elite under such conditions are not really free, because they must +live in a stunted society made ugly and barren by the tyranny and alienation +of the majority. And since individuality develops to the fullest only with the +widest contact with other free individuals, members of the elite are +restricted in the possibilities for their own development by the scarcity of +free individuals with whom to interact. (See also section A.2.5 -- [Why are +anarchists in favour of equality?](secA2.html#seca25)) + +Finally, solidarity means mutual aid: working voluntarily and co-operatively +with others who share the same goals and interests. But without liberty and +equality, society becomes a pyramid of competing classes based on the +domination of the lower by the higher strata. In such a society, as we know +from our own, it's "dominate or be dominated," "dog eat dog," and "everyone +for themselves." Thus "rugged individualism" is promoted at the expense of +community feeling, with those on the bottom resenting those above them and +those on the top fearing those below them. Under such conditions, there can be +no society-wide solidarity, but only a partial form of solidarity within +classes whose interests are opposed, which weakens society as a whole. (See +also section A.2.6 -- [Why is solidarity important to +anarchists?](secA2.html#seca26)) + +It should be noted that solidarity does not imply self-sacrifice or self- +negation. As Errico Malatesta makes clear: + +> _"we are all egoists, we all seek our own satisfaction. But the anarchist +finds his greatest satisfaction in struggling for the good of all, for the +achievement of a society in which he [sic] can be a brother among brothers, +and among healthy, intelligent, educated, and happy people. But he who is +adaptable, who is satisfied to live among slaves and draw profit from the +labour of slaves, is not, and cannot be, an anarchist."_ [**Errico Malatesta: +His Life and Ideas**, p. 23] + +For anarchists, **real** wealth is other people and the planet on which we +live. Or, in the words of Emma Goldman, it _"consists in things of utility and +beauty, in things which help to create strong, beautiful bodies and +surroundings inspiring to live in . . . [Our] goal is the freest possible +expression of all the latent powers of the individual . . . Such free display +of human energy being possible only under complete individual and social +freedom,"_ in other words _"social equality."_ [**Red Emma Speaks**, pp. 67-8] + +Also, honouring individuality does not mean that anarchists are idealists, +thinking that people or ideas develop outside of society. Individuality and +ideas grow and develop within society, in response to material and +intellectual interactions and experiences, which people actively analyse and +interpret. Anarchism, therefore, is a **materialist** theory, recognising that +ideas develop and grow from social interaction and individuals' mental +activity (see Michael Bakunin's **God and the** **State** for the classic +discussion of materialism versus idealism). + +This means that an anarchist society will be the creation of human beings, not +some deity or other transcendental principle, since _"[n]othing ever arranges +itself, least of all in human relations. It is men [sic] who do the arranging, +and they do it according to their attitudes and understanding of things."_ +[Alexander Berkman, **What is Anarchism?**, p. 185] + +Therefore, anarchism bases itself upon the power of ideas and the ability of +people to act and transform their lives based on what they consider to be +right. In other words, liberty. + +## A.2.1 What is the essence of anarchism? + +As we have seen, _"an-archy"_ implies _"without rulers"_ or _"without +(hierarchical) authority."_ Anarchists are not against "authorities" in the +sense of experts who are particularly knowledgeable, skilful, or wise, though +they believe that such authorities should have no power to force others to +follow their recommendations (see [ section B.1](secB1.html#secB1) for more on +this distinction). In a nutshell, then, anarchism is anti-authoritarianism. + +Anarchists are anti-authoritarians because they believe that no human being +should dominate another. Anarchists, in L. Susan Brown's words, _"believe in +the inherent dignity and worth of the human individual."_ [**The Politics of +Individualism**, p. 107] Domination is inherently degrading and demeaning, +since it submerges the will and judgement of the dominated to the will and +judgement of the dominators, thus destroying the dignity and self-respect that +comes only from personal autonomy. Moreover, domination makes possible and +generally leads to exploitation, which is the root of inequality, poverty, and +social breakdown. + +In other words, then, the essence of anarchism (to express it positively) is +free co-operation between equals to maximise their liberty and individuality. + +Co-operation between equals is the key to anti-authoritarianism. By co- +operation we can develop and protect our own intrinsic value as unique +individuals as well as enriching our lives and liberty for _"[n]o individual +can recognise his own humanity, and consequently realise it in his lifetime, +if not by recognising it in others and co-operating in its realisation for +others . . . My freedom is the freedom of all since I am not truly free in +thought and in fact, except when my freedom and my rights are confirmed and +approved in the freedom and rights of all men [and women] who are my equals."_ +[Michael Bakunin, quoted by Errico Malatesta, **Anarchy**, p. 30] + +While being anti-authoritarians, anarchists recognise that human beings have a +social nature and that they mutually influence each other. We cannot escape +the "authority" of this mutual influence, because, as Bakunin reminds us: + +> _"The abolition of this mutual influence would be death. And when we +advocate the freedom of the masses, we are by no means suggesting the +abolition of any of the natural influences that individuals or groups of +individuals exert on them. What we want is the abolition of influences which +are artificial, privileged, legal, official."_ [quoted by Malatesta, +**Anarchy**, p. 51] + +In other words, those influences which stem from hierarchical authority. + +This is because hierarchical systems like capitalism deny liberty and, as a +result, people's _"mental, moral, intellectual and physical qualities are +dwarfed, stunted and crushed"_ (see [section B.1](secB1.html) for more +details). Thus one of _"the grand truths of Anarchism"_ is that _"to be really +free is to allow each one to live their lives in their own way as long as each +allows all to do the same."_ This is why anarchists fight for a better +society, for a society which respects individuals and their freedom. Under +capitalism, _"[e]verything is upon the market for sale: all is merchandise and +commerce"_ but there are _"certain things that are priceless. Among these are +life, liberty and happiness, and these are things which the society of the +future, the free society, will guarantee to all."_ Anarchists, as a result, +seek to make people aware of their dignity, individuality and liberty and to +encourage the spirit of revolt, resistance and solidarity in those subject to +authority. This gets us denounced by the powerful as being breakers of the +peace, but anarchists consider the struggle for freedom as infinitely better +than the peace of slavery. Anarchists, as a result of our ideals, _"believe in +peace at any price -- except at the price of liberty. But this precious gift +the wealth-producers already seem to have lost. Life . . . they have; but what +is life worth when it lacks those elements which make for enjoyment?"_ [Lucy +Parsons, **Liberty, Equality & Solidarity**, p. 103, p. 131, p. 103 and p. +134] + +So, in a nutshell, Anarchists seek a society in which people interact in ways +which enhance the liberty of all rather than crush the liberty (and so +potential) of the many for the benefit of a few. Anarchists do not want to +give others power over themselves, the power to tell them what to do under the +threat of punishment if they do not obey. Perhaps non-anarchists, rather than +be puzzled why anarchists are anarchists, would be better off asking what it +says about themselves that they feel this attitude needs any sort of +explanation. + +## A.2.2 Why do anarchists emphasise liberty? + +An anarchist can be regarded, in Bakunin's words, as a _"fanatic lover of +freedom, considering it as the unique environment within which the +intelligence, dignity and happiness of mankind can develop and increase."_ +[**Michael Bakunin: Selected Writings**, p. 196] Because human beings are +thinking creatures, to deny them liberty is to deny them the opportunity to +think for themselves, which is to deny their very existence as humans. For +anarchists, freedom is a product of our humanity, because: + +> _"The very fact. . . that a person has a consciousness of self, of being +different from others, creates a desire to act freely. The craving for liberty +and self-expression is a very fundamental and dominant trait."_ [Emma Goldman, +**Red Emma Speaks**, p. 439] + +For this reason, anarchism _"proposes to rescue the self-respect and +independence of the individual from all restraint and invasion by authority. +Only in freedom can man [sic!] grow to his full stature. Only in freedom will +he learn to think and move, and give the very best of himself. Only in freedom +will he realise the true force of the social bonds which tie men together, and +which are the true foundations of a normal social life."_ [**Op. Cit.**, pp. +72-3] + + + + Thus, for anarchists, freedom is basically individuals pursuing their own +good in their own way. Doing so calls forth the activity and power of +individuals as they make decisions for and about themselves and their lives. +Only liberty can ensure individual development and diversity. This is because +when individuals govern themselves and make their own decisions they have to +exercise their minds and this can have no other effect than expanding and +stimulating the individuals involved. As Malatesta put it, _"[f]or people to +become educated to freedom and the management of their own interests, they +must be left to act for themselves, to feel responsibility for their own +actions in the good or bad that comes from them. They'd make mistakes, but +they'd understand from the consequences where they'd gone wrong and try out +new ways."_ [**Fra Contadini**, p. 26] + + + + So, liberty is the precondition for the maximum development of one's +individual potential, which is also a social product and can be achieved only +in and through community. A healthy, free community will produce free +individuals, who in turn will shape the community and enrich the social +relationships between the people of whom it is composed. Liberties, being +socially produced, _"do not exist because they have been legally set down on a +piece of paper, but only when they have become the ingrown habit of a people, +and when any attempt to impair them will meet with the violent resistance of +the populace . . . One compels respect from others when one knows how to +defend one's dignity as a human being. This is not only true in private life; +it has always been the same in political life as well."_ In fact, we _"owe all +the political rights and privileges which we enjoy today in greater or lesser +measures, not to the good will of their governments, but to their own +strength."_ [Rudolf Rocker, **Anarcho-syndicalism**, p. 75] + + + + It is for this reason anarchists support the tactic of **_"Direct Action"_** +(see [section J.2](secJ2.html)) for, as Emma Goldman argued, we have _"as much +liberty as [we are] willing to take. Anarchism therefore stands for direct +action, the open defiance of, and resistance to, all laws and restrictions, +economic, social, and moral."_ It requires _"integrity, self-reliance, and +courage. In short, it calls for free, independent spirits"_ and _"only +persistent resistance"_ can _"finally set [us] free. Direct action against the +authority in the shop, direct action against the authority of the law, direct +action against the invasive, meddlesome authority of our moral code, is the +logical, consistent method of Anarchism."_ [**Red Emma Speaks**, pp. 76-7] + + + + Direct action is, in other words, the application of liberty, used to resist +oppression in the here and now as well as the means of creating a free +society. It creates the necessary individual mentality and social conditions +in which liberty flourishes. Both are essential as liberty develops only +within society, not in opposition to it. Thus Murray Bookchin writes: + +> _"What freedom, independence, and autonomy people have in a given historical +period is the product of long social traditions and . . . a **collective** +development -- which is not to deny that individuals play an important role in +that development, indeed are ultimately obliged to do so if they wish to be +free."_ [**Social Anarchism or Lifestyle Anarchism**, p. 15] + + + + But freedom requires the right **kind** of social environment in which to +grow and develop. Such an environment **must** be decentralised and based on +the direct management of work by those who do it. For centralisation means +coercive authority (hierarchy), whereas self-management is the essence of +freedom. Self-management ensures that the individuals involved use (and so +develop) all their abilities -- particularly their mental ones. Hierarchy, in +contrast, substitutes the activities and thoughts of a few for the activities +and thoughts of all the individuals involved. Thus, rather than developing +their abilities to the full, hierarchy marginalises the many and ensures that +their development is blunted (see also [section B.1](secB1.html)). + + + + It is for this reason that anarchists oppose both capitalism and statism. As +the French anarchist Sebastien Faure noted, authority _"dresses itself in two +principal forms: the political form, that is the State; and the economic form, +that is private property."_ [cited by Peter Marshall, **Demanding the +Impossible**, p. 43] Capitalism, like the state, is based on centralised +authority (i.e. of the boss over the worker), the very purpose of which is to +keep the management of work out of the hands of those who do it. This means +_"that the serious, final, complete liberation of the workers is possible only +upon one condition: that of the appropriation of capital, that is, of raw +material and all the tools of labour, including land, by the whole body of the +workers."_ [Michael Bakunin, quoted by Rudolf Rocker, **Op. Cit.**, p. 50] + + + + Hence, as Noam Chomsky argues, a _"consistent anarchist must oppose private +ownership of the means of production and the wage slavery which is a component +of this system, as incompatible with the principle that labour must be freely +undertaken and under the control of the producer."_ [_"Notes on Anarchism"_, +**For Reasons of State**, p. 158] + + + + Thus, liberty for anarchists means a non-authoritarian society in which +individuals and groups practice self-management, i.e. they govern themselves. +The implications of this are important. First, it implies that an anarchist +society will be non-coercive, that is, one in which violence or the threat of +violence will not be used to "convince" individuals to do anything. Second, it +implies that anarchists are firm supporters of individual sovereignty, and +that, because of this support, they also oppose institutions based on coercive +authority, i.e. hierarchy. And finally, it implies that anarchists' opposition +to "government" means only that they oppose centralised, hierarchical, +bureaucratic organisations or government. They do not oppose self-government +through confederations of decentralised, grassroots organisations, so long as +these are based on direct democracy rather than the delegation of power to +"representatives" (see [section A.2.9](secA2.html#seca29) for more on +anarchist organisation). For authority is the opposite of liberty, and hence +any form of organisation based on the delegation of power is a threat to the +liberty and dignity of the people subjected to that power. + + + + Anarchists consider freedom to be the only social environment within which +human dignity and diversity can flower. Under capitalism and statism, however, +there is no freedom for the majority, as private property and hierarchy ensure +that the inclination and judgement of most individuals will be subordinated to +the will of a master, severely restricting their liberty and making impossible +the _"full development of all the material, intellectual and moral capacities +that are latent in every one of us."_ [Michael Bakunin, **Bakunin on +Anarchism**, p. 261] That is why anarchists seek to ensure _"that real justice +and real liberty might come on earth"_ for it is _"all false, all unnecessary, +this wild waste of human life, of bone and sinew and brain and heart, this +turning of people into human rags, ghosts, piteous caricatures of the +creatures they had it in them to be, on the day they were born; that what is +called 'economy', the massing up of things, is in reality the most frightful +spending -- the sacrifice of the maker to the made -- the lose of all the +finer and nobler instincts in the gain of one revolting attribute, the power +to count and calculate."_ [Voltairine de Cleyre, **The First Mayday: The +Haymarket Speeches 1895-1910**, pp, 17-18] + + + + (See [section B](secBcon.html) for further discussion of the hierarchical and +authoritarian nature of capitalism and statism). + + + + ## A.2.3 Are anarchists in favour of organisation? + + + + Yes. Without association, a truly human life is impossible. Liberty +**cannot** exist without society and organisation. As George Barrett pointed +out: + +> _"To get the full meaning out of life we must co-operate, and to co-operate +we must make agreements with our fellow-men. But to suppose that such +agreements mean a limitation of freedom is surely an absurdity; on the +contrary, they are the exercise of our freedom. + +"If we are going to invent a dogma that to make agreements is to damage +freedom, then at once freedom becomes tyrannical, for it forbids men to take +the most ordinary everyday pleasures. For example, I cannot go for a walk with +my friend because it is against the principle of Liberty that I should agree +to be at a certain place at a certain time to meet him. I cannot in the least +extend my own power beyond myself, because to do so I must co-operate with +someone else, and co-operation implies an agreement, and that is against +Liberty. It will be seen at once that this argument is absurd. I do not limit +my liberty, but simply exercise it, when I agree with my friend to go for a +walk. + +"If, on the other hand, I decide from my superior knowledge that it is good +for my friend to take exercise, and therefore I attempt to compel him to go +for a walk, then I begin to limit freedom. This is the difference between free +agreement and government."_ [**Objections to Anarchism**, pp. 348-9] + + + + As far as organisation goes, anarchists think that _"far from creating +authority, [it] is the only cure for it and the only means whereby each of us +will get used to taking an active and conscious part in collective work, and +cease being passive instruments in the hands of leaders."_ [Errico Malatesta, +**Errico Malatesta: His Life and Ideas**, p. 86] Thus anarchists are well +aware of the need to organise in a structured and open manner. As Carole +Ehrlich points out, while anarchists _"aren't opposed to structure"_ and +simply _"want to abolish **hierarchical** structure"_ they are _"almost always +stereotyped as wanting no structure at all."_ This is not the case, for +_"organisations that would build in accountability, diffusion of power among +the maximum number of persons, task rotation, skill-sharing, and the spread of +information and resources"_ are based on _"good social anarchist principles of +organisation!"_ [_"Socialism, Anarchism and Feminism"_, **Quiet Rumours: An +Anarcha-Feminist Reader**, p. 47 and p. 46] + + + + The fact that anarchists are in favour of organisation may seem strange at +first, but it is understandable. _"For those with experience only of +authoritarian organisation,"_ argue two British anarchists, _"it appears that +organisation can only be totalitarian or democratic, and that those who +disbelieve in government must by that token disbelieve in organisation at all. +That is not so."_ [Stuart Christie and Albert Meltzer, **The Floodgates of +Anarchy**, p. 122] In other words, because we live in a society in which +virtually all forms of organisation are authoritarian, this makes them appear +to be the only kind possible. What is usually not recognised is that this mode +of organisation is historically conditioned, arising within a specific kind of +society -- one whose motive principles are domination and exploitation. +According to archaeologists and anthropologists, this kind of society has only +existed for about 5,000 years, having appeared with the first primitive states +based on conquest and slavery, in which the labour of slaves created a surplus +which supported a ruling class. + + + + Prior to that time, for hundreds of thousands of years, human and proto-human +societies were what Murray Bookchin calls _"organic,"_ that is, based on co- +operative forms of economic activity involving mutual aid, free access to +productive resources, and a sharing of the products of communal labour +according to need. Although such societies probably had status rankings based +on age, there were no hierarchies in the sense of institutionalised dominance- +subordination relations enforced by coercive sanctions and resulting in class- +stratification involving the economic exploitation of one class by another +(see Murray Bookchin, **The Ecology of Freedom**). + + + + It must be emphasised, however, that anarchists do **not** advocate going +"back to the Stone Age." We merely note that since the hierarchical- +authoritarian mode of organisation is a relatively recent development in the +course of human social evolution, there is no reason to suppose that it is +somehow "fated" to be permanent. We do not think that human beings are +genetically "programmed" for authoritarian, competitive, and aggressive +behaviour, as there is no credible evidence to support this claim. On the +contrary, such behaviour is socially conditioned, or **learned**, and as such, +can be **unlearned** (see Ashley Montagu, **The Nature of Human Aggression**). +We are not fatalists or genetic determinists, but believe in free will, which +means that people can change the way they do things, including the way they +organise society. + + + + And there is no doubt that society needs to be better organised, because +presently most of its wealth -- which is produced by the majority -- and power +gets distributed to a small, elite minority at the top of the social pyramid, +causing deprivation and suffering for the rest, particularly for those at the +bottom. Yet because this elite controls the means of coercion through its +control of the state (see [ section B.2.3](secB2.html#secb23)), it is able to +suppress the majority and ignore its suffering -- a phenomenon that occurs on +a smaller scale within all hierarchies. Little wonder, then, that people +within authoritarian and centralised structures come to hate them as a denial +of their freedom. As Alexander Berkman puts it: + +> _"Any one who tells you that Anarchists don't believe in organisation is +talking nonsense. Organisation is everything, and everything is organisation. +The whole of life is organisation, conscious or unconscious . . . But there is +organisation and organisation. Capitalist society is so badly organised that +its various members suffer: just as when you have a pain in some part of you, +your whole body aches and you are ill. . . , not a single member of the +organisation or union may with impunity be discriminated against, suppressed +or ignored. To do so would be the same as to ignore an aching tooth: you would +be sick all over."_ [**Op. Cit.**, p. 198] + + + + Yet this is precisely what happens in capitalist society, with the result +that it is, indeed, _"sick all over."_ + + + + For these reasons, anarchists reject authoritarian forms of organisation and +instead support associations based on free agreement. Free agreement is +important because, in Berkman's words, _"[o]nly when each is a free and +independent unit, co-operating with others from his own choice because of +mutual interests, can the world work successfully and become powerful."_ +[**Op. Cit.**, p. 199] As we discuss in [section A.2.14](secA2.html#seca214), +anarchists stress that free agreement has to be complemented by direct +democracy (or, as it is usually called by anarchists, self-management) within +the association itself otherwise "freedom" become little more than picking +masters. + + + + Anarchist organisation is based on a massive decentralisation of power back +into the hands of the people, i.e. those who are directly affected by the +decisions being made. To quote Proudhon: + +> _ "Unless democracy is a fraud and the sovereignty of the People a joke, it +must be admitted that each citizen in the sphere of his [or her] industry, +each municipal, district or provincial council within its own territory . . . +should act directly and by itself in administering the interests which it +includes, and should exercise full sovereignty in relation to them."_ [**The +General Idea of the Revolution**, p. 276] + + + + It also implies a need for federalism to co-ordinate joint interests. For +anarchism, federalism is the natural complement to self-management. With the +abolition of the State, society _"can, and must, organise itself in a +different fashion, but not from top to bottom . . . The future social +organisation must be made solely from the bottom upwards, by the free +association or federation of workers, firstly in their unions, then in the +communes, regions, nations and finally in a great federation, international +and universal. Then alone will be realised the true and life-giving order of +freedom and the common good, that order which, far from denying, on the +contrary affirms and brings into harmony the interests of individuals and of +society."_ [Bakunin, **Michael Bakunin: Selected Writings**, pp. 205-6] +Because a _"truly popular organisation begins . . . from below"_ and so +_"federalism becomes a political institution of Socialism, the free and +spontaneous organisation of popular life."_ Thus libertarian socialism _"is +federalistic in character."_ [Bakunin, **The Political Philosophy of +Bakunin**, pp. 273-4 and p. 272] + + + + Therefore, anarchist organisation is based on direct democracy (or self- +management) and federalism (or confederation). These are the expression and +environment of liberty. Direct (or participatory) democracy is essential +because liberty and equality imply the need for forums within which people can +discuss and debate as equals and which allow for the free exercise of what +Murray Bookchin calls _"the creative role of dissent."_ Federalism is +necessary to ensure that common interests are discussed and joint activity +organised in a way which reflects the wishes of all those affected by them. To +ensure that decisions flow from the bottom up rather than being imposed from +the top down by a few rulers. + + + + Anarchist ideas on libertarian organisation and the need for direct democracy +and confederation will be discussed further in sections [ +A.2.9](secA2.html#seca29) and [ A.2.11](secA2.html#seca211). + + + + ## A.2.4 Are anarchists in favour of "absolute" liberty? + + + + No. Anarchists do not believe that everyone should be able to _"do_ _whatever +they like,"_ because some actions invariably involve the denial of the liberty +of others. + + + + For example, anarchists do not support the "freedom" to rape, to exploit, or +to coerce others. Neither do we tolerate authority. On the contrary, since +authority is a threat to liberty, equality, and solidarity (not to mention +human dignity), anarchists recognise the need to resist and overthrow it. + + + + The exercise of authority is not freedom. No one has a "right" to rule +others. As Malatesta points out, anarchism supports _"freedom for everybody . +. . with the only limit of the equal freedom for others; which does **not** +mean . . . that we recognise, and wish to respect, the 'freedom' to exploit, +to oppress, to command, which is oppression and certainly not freedom." +_[**Errico Malatesta: His Life and Ideas**, p. 53] + + + + In a capitalist society, resistance to all forms of hierarchical authority is +the mark of a free person -- be it private (the boss) or public (the state). +As Henry David Thoreau pointed out in his essay on **"Civil** +**Disobedience"** (1847) + +> _"Disobedience is the true foundation of liberty. The obedient must be +slaves."_ + + + + ## A.2.5 Why are anarchists in favour of equality? + + + + As mentioned in [above](secA2.html), anarchists are dedicated to social +equality because it is the only context in which individual liberty can +flourish. However, there has been much nonsense written about "equality," and +much of what is commonly believed about it is very strange indeed. Before +discussing what anarchist **do** mean by equality, we have to indicate what we +**do not** mean by it. + + + + Anarchists do **not** believe in _"equality of endowment,"_ which is not only +non-existent but would be **very** undesirable if it could be brought about. +Everyone is unique. Biologically determined human differences not only exist +but are _"a cause for joy, not fear or regret."_ Why? Because _"life among +clones would not be worth living, and a sane person will only rejoice that +others have abilities that they do not share." _ [Noam Chomsky, **Marxism, +Anarchism, and Alternative Futures**, p. 782] + + + + That some people **seriously** suggest that anarchists means by "equality" +that everyone should be **identical** is a sad reflection on the state of +present-day intellectual culture and the corruption of words -- a corruption +used to divert attention from an unjust and authoritarian system and side- +track people into discussions of biology. _"The uniqueness of the self in no +way contradicts the principle of equality,"_ noted Erich Fromm, _"The thesis +that men are born equal implies that they all share the same fundamental human +qualities, that they share the same basic fate of human beings, that they all +have the same inalienable claim on freedom and happiness. It furthermore means +that their relationship is one of solidarity, not one of domination- +submission. What the concept of equality does not mean is that all men are +alike."_ [**The Fear of Freedom**, p. 228] Thus it would be fairer to say that +anarchists seek equality **because** we recognise that everyone is different +and, consequently, seek the full affirmation and development of that +uniqueness. + + + + Nor are anarchists in favour of so-called _"equality of outcome."_ We have +**no** desire to live in a society were everyone gets the same goods, lives in +the same kind of house, wears the same uniform, etc. Part of the reason for +the anarchist revolt against capitalism and statism is that they standardise +so much of life (see George Reitzer's **The McDonaldisation of Society** on +why capitalism is driven towards standardisation and conformity). In the words +of Alexander Berkman: + +> _"The spirit of authority, law, written and unwritten, tradition and custom +force us into a common grove and make a man [or woman] a will-less automation +without independence or individuality. . . All of us are its victims, and only +the exceptionally strong succeed in breaking its chains, and that only +partly."_ [**What is Anarchism?**, p. 165] + + + + Anarchists, therefore, have little to desire to make this _"common grove"_ +even deeper. Rather, we desire to destroy it and every social relationship and +institution that creates it in the first place. + + + + _"Equality of outcome"_ can only be introduced and maintained by force, which +would **not** be equality anyway, as some would have more power than others! +_"Equality of outcome"_ is particularly hated by anarchists, as we recognise +that every individual has different needs, abilities, desires and interests. +To make all consume the same would be tyranny. Obviously, if one person needs +medical treatment and another does not, they do not receive an "equal" amount +of medical care. The same is true of other human needs. As Alexander Berkman +put it: + +> _"equality does not mean an equal amount but equal **opportunity**. . . Do +not make the mistake of identifying equality in liberty with the forced +equality of the convict camp. True anarchist equality implies freedom, not +quantity. It does not mean that every one must eat, drink, or wear the same +things, do the same work, or live in the same manner. Far from it: the very +reverse in fact." + +"Individual needs and tastes differ, as appetites differ. It is **equal +opportunity to satisfy** them that constitutes true equality. + +"Far from levelling, such equality opens the door for the greatest possible +variety of activity and development. For human character is diverse . . . Free +opportunity of expressing and acting out your individuality means development +of natural dissimilarities and variations."_ [**Op. Cit.**, pp. 164-5] + + + + For anarchists, the "concepts" of "equality" as "equality of outcome" or +"equality of endowment" are meaningless. However, in a hierarchical society, +"equality of opportunity" and "equality of outcome" **are** related. Under +capitalism, for example, the opportunities each generation face are dependent +on the outcomes of the previous ones. This means that under capitalism +"equality of opportunity" without a rough "equality of outcome" (in the sense +of income and resources) becomes meaningless, as there is no real equality of +opportunity for the off-spring of a millionaire and that of a road sweeper. +Those who argue for "equality of opportunity" while ignoring the barriers +created by previous outcomes indicate that they do not know what they are +talking about -- opportunity in a hierarchical society depends not only on an +open road but also upon an equal start. From this obvious fact springs the +misconception that anarchists desire "equality of outcome" -- but this applies +to a hierarchical system, in a free society this would not the case (as we +will see). + + + + Equality, in anarchist theory, does not mean denying individual diversity or +uniqueness. As Bakunin observes: + +> _ "once equality has triumphed and is well established, will various +individuals' abilities and their levels of energy cease to differ? Some will +exist, perhaps not so many as now, but certainly some will always exist. It is +proverbial that the same tree never bears two identical leaves, and this will +probably be always be true. And it is even more truer with regard to human +beings, who are much more complex than leaves. But this diversity is hardly an +evil. On the contrary. . . it is a resource of the human race. Thanks to this +diversity, humanity is a collective whole in which the one individual +complements all the others and needs them. As a result, this infinite +diversity of human individuals is the fundamental cause and the very basis of +their solidarity. It is all-powerful argument for equality."_ [_"All-Round +Education"_, **The Basic Bakunin**, pp. 117-8] + + + + Equality for anarchists means **social** equality, or, to use Murray +Bookchin's term, the **_"equality of unequals"_** (some like Malatesta used +the term **_"equality of conditions"_** to express the same idea). By this he +means that an anarchist society recognises the differences in ability and need +of individuals but does not allow these differences to be turned into power. +Individual differences, in other words, _ "would be of no consequence, because +inequality in fact is lost in the collectivity when it cannot cling to some +legal fiction or institution."_ [Michael Bakunin, **God and the State**, p. +53] + + + + If hierarchical social relationships, and the forces that create them, are +abolished in favour of ones that encourage participation and are based on the +principle of "one person, one vote" then natural differences would not be able +to be turned into hierarchical power. For example, without capitalist property +rights there would not be means by which a minority could monopolise the means +of life (machinery and land) and enrich themselves by the work of others via +the wages system and usury (profits, rent and interest). Similarly, if workers +manage their own work, there is no class of capitalists to grow rich off their +labour. Thus Proudhon: + +> _"Now, what can be the origin of this inequality? + +"As we see it, . . . that origin is the realisation within society of this +triple abstraction: capital, labour and talent. + +"It is because society has divided itself into three categories of citizen +corresponding to the three terms of the formula. . . that caste distinctions +have always been arrived at, and one half of the human race enslaved to the +other. . . socialism thus consists of reducing the aristocratic formula of +capital-labour-talent into the simpler formula of labour!. . . in order to +make every citizen simultaneously, equally and to the same extent capitalist, +labourer and expert or artist."_ [**No Gods, No Masters**, vol. 1, pp. 57-8] + + + + Like all anarchists, Proudhon saw this integration of functions as the key to +equality and freedom and proposed self-management as the means to achieve it. +Thus self-management is the key to social equality. Social equality in the +workplace, for example, means that everyone has an equal say in the policy +decisions on how the workplace develops and changes. Anarchists are strong +believers in the maxim "that which touches all, is decided by all." + + + + This does not mean, of course, that expertise will be ignored or that +everyone will decide everything. As far as expertise goes, different people +have different interests, talents, and abilities, so obviously they will want +to study different things and do different kinds of work. It is also obvious +that when people are ill they consult a doctor -- an expert \-- who manages +his or her own work rather than being directed by a committee. We are sorry to +have to bring these points up, but once the topics of social equality and +workers' self-management come up, some people start to talk nonsense. It is +common sense that a hospital managed in a socially equal way will **not** +involve non-medical staff voting on how doctors should perform an operation! + + + + In fact, social equality and individual liberty are inseparable. Without the +collective self-management of decisions that affect a group (equality) to +complement the individual self-management of decisions that affect the +individual (liberty), a free society is impossible. For without both, some +will have power over others, making decisions **for** them (i.e. governing +them), and thus some will be more free than others. Which implies, just to +state the obvious, anarchists seek equality in **all** aspects of life, not +just in terms of wealth. Anarchists _"demand for every person not just his [or +her] entire measure of the wealth of society but also his [or her] portion of +social power."_ [Malatesta and Hamon, **No Gods, No Masters**, vol. 2, p. 20] +Thus self-management is needed to ensure both liberty **and** equality. + + + + Social equality is required for individuals to both govern and express +themselves, for the self-management it implies means _"people working in face- +to-face relations with their fellows in order to bring the uniqueness of their +own perspective to the business of solving common problems and achieving +common goals."_ [George Benello, **From the Ground Up**, p. 160] Thus equality +allows the expression of individuality and so is a necessary base for +individual liberty. + + + + Section F.3 (["Why do 'anarcho'-capitalists place little or no value on +equality?"](secF3.html)) discusses anarchist ideas on equality further. Noam +Chomsky's essay _"Equality"_ (contained in **The Chomsky Reader**) is a good +summary of libertarian ideas on the subject. + + + + ## A.2.6 Why is solidarity important to anarchists? + + + + Solidarity, or mutual aid, is a key idea of anarchism. It is the link between +the individual and society, the means by which individuals can work together +to meet their common interests in an environment that supports and nurtures +both liberty and equality. For anarchists, mutual aid is a fundamental feature +of human life, a source of both strength and happiness and a fundamental +requirement for a fully human existence. + + + + Erich Fromm, noted psychologist and socialist humanist, points out that the +_"human desire to experience union with others is rooted in the specific +conditions of existence that characterise the human species and is one of the +strongest motivations of human behaviour."_ [**To Be or To Have**, p.107] + + + + Therefore anarchists consider the desire to form "unions" (to use Max +Stirner's term) with other people to be a natural need. These unions, or +associations, must be based on equality and individuality in order to be fully +satisfying to those who join them -- i.e. they must be organised in an +anarchist manner, i.e. voluntary, decentralised, and non-hierarchical. + + + + Solidarity -- co-operation between individuals -- is necessary for life and +is far from a denial of liberty. Solidarity, observed Errico Malatesta, _"is +the only environment in which Man can express his personality and achieve his +optimum development and enjoy the greatest possible wellbeing."_ This _"coming +together of individuals for the wellbeing of all, and of all for the wellbeing +of each,"_ results in _"the freedom of each not being limited by, but +complemented -- indeed finding the necessary **raison d'etre** in \-- the +freedom of others."_ [**Anarchy**, p. 29] In other words, solidarity and co- +operation means treating each other as equals, refusing to treat others as +means to an end and creating relationships which support freedom for all +rather than a few dominating the many. Emma Goldman reiterated this theme, +noting _"what wonderful results this unique force of man's individuality has +achieved when strengthened by co-operation with other individualities . . . +co-operation -- as opposed to internecine strife and struggle -- has worked +for the survival and evolution of the species. . . . only mutual aid and +voluntary co-operation . . . can create the basis for a free individual and +associational life."_ [**Red Emma Speaks**, p. 118] + + + + Solidarity means associating together as equals in order to satisfy our +common interests and needs. Forms of association not based on solidarity (i.e. +those based on inequality) will crush the individuality of those subjected to +them. As Ret Marut points out, liberty needs solidarity, the recognition of +common interests: + +> _"The most noble, pure and true love of mankind is the love of oneself. +**I** want to be free! **I** hope to be happy! **I** want to appreciate all +the beauties of the world. But my freedom is secured **only** when all other +people around me are free. I can only be happy when all other people around me +are happy. I can only be joyful when all the people I see and meet look at the +world with joy-filled eyes. And **only** then can I eat my fill with pure +enjoyment when I have the secure knowledge that other people, too, can eat +their fill as I do. And for that reason it is a question of **my own +contentment**, only of **my own self**, when I rebel against every danger +which threatens my freedom and my happiness. . ."_ [Ret Marut (a.k.a. B. +Traven), **The BrickBurner** magazine quoted by Karl S. Guthke, **B. Traven: +The life behind the legends**, pp. 133-4] + + + + To practice solidarity means that we recognise, as in the slogan of +**Industrial Workers of the World**, that _"an injury to one is an injury to +all."_ Solidarity, therefore, is the means to protect individuality and +liberty and so is an expression of self-interest. As Alfie Kohn points out: + +> _"when we think about co-operation. . . we tend to associate the concept +with fuzzy-minded idealism. . . This may result from confusing co-operation +with altruism. . . Structural co-operation defies the usual egoism/altruism +dichotomy. It sets things up so that by helping you I am helping myself at the +same time. Even if my motive initially may have been selfish, our fates now +are linked. We sink or swim together. Co-operation is a shrewd and highly +successful strategy - a pragmatic choice that gets things done at work and at +school even more effectively than competition does. . . There is also good +evidence that co-operation is more conductive to psychological health and to +liking one another."_ [**No Contest: The Case Against Competition**, p. 7] + + + + And, within a hierarchical society, solidarity is important not only because +of the satisfaction it gives us, but also because it is necessary to resist +those in power. Malatesta's words are relevant here: + +> _"the oppressed masses who have never completely resigned themselves to +oppress and poverty, and who . . . show themselves thirsting for justice, +freedom and wellbeing, are beginning to understand that they will not be able +to achieve their emancipation except by union and solidarity with all the +oppressed, with the exploited everywhere in the world."_ [**Anarchy**, p. 33] + + + + By standing together, we can increase our strength and get what we want. +Eventually, by organising into groups, we can start to manage our own +collective affairs together and so replace the boss once and for all. +_"**Unions** will. . . multiply the individual's means and secure his assailed +property."_ [Max Stirner, **The Ego and Its Own**, p. 258] By acting in +solidarity, we can also replace the current system with one more to our +liking: _"in union there is strength."_ [Alexander Berkman, **What is +Anarchism?**, p. 74] + + + + Solidarity is thus the means by which we can obtain and ensure our own +freedom. We agree to work together so that we will not have to work for +**another**. By agreeing to share with each other we increase our options so +that we may enjoy **more**, not less. Mutual aid is in my self-interest -- +that is, I see that it is to my advantage to reach agreements with others +based on mutual respect and social equality; for if I dominate someone, this +means that the conditions exist which allow domination, and so in all +probability I too will be dominated in turn. + + + + As Max Stirner saw, solidarity is the means by which we ensure that our +liberty is strengthened and defended from those in power who want to rule us: +_"Do you yourself count for nothing then?"_, he asks. _"Are you bound to let +anyone do anything he wants to you? Defend yourself and no one will touch you. +If millions of people are behind you, supporting you, then you are a +formidable force and you will win without difficulty."_ [quoted in Luigi +Galleani's **The End of Anarchism?**, p. 79 - different translation in **The +Ego and Its Own**, p. 197] + + + + Solidarity, therefore, is important to anarchists because it is the means by +which liberty can be created and defended against power. Solidarity is +strength and a product of our nature as social beings. However, solidarity +should not be confused with "herdism," which implies passively following a +leader. In order to be effective, solidarity must be created by free people, +co-operating together as **equals**. The "big WE" is **not** solidarity, +although the desire for "herdism" is a product of our need for solidarity and +union. It is a "solidarity" corrupted by hierarchical society, in which people +are conditioned to blindly obey leaders. + + + + ## A.2.7 Why do anarchists argue for self-liberation? + + + + Liberty, by its very nature, cannot be given. An individual cannot be freed +by another, but must break his or her own chains through their own effort. Of +course, self-effort can also be part of collective action, and in many cases +it has to be in order to attain its ends. As Emma Goldman points out: + +> _"History tells us that every oppressed class [or group or individual] +gained true liberation from its masters by its own efforts." _ [**Red Emma +Speaks**, p. 167] + + + + This is because anarchists recognise that hierarchical systems, like any +social relationship, shapes those subject to them. As Bookchin argued, "_class +societies organise our psychic structures for command or obedience."_ This +means that people **_internalise_** the values of hierarchical and class +society and, as such, _"the State is not merely a constellation of +bureaucratic and coercive instituions. It is also a state of mind, an +instilled mentality for ordering reality . . . Its capacity to rule by brute +force has always been limited . . . Without a high degree of co-operation from +even the most victimised classes of society such as chattel slaves and serfs, +its authority would eventually dissipate. Awe and apathy in the face of State +power are products of social conditioning that renders this very power +possible."_ [**The Ecology of Freedom**, p. 159 and pp. 164-5] Self-liberation +is the means by which we break down both internal **_and_** external chains, +freeing ourselves mentally as well as physically. + + + + Anarchists have long argued that people can only free themselves by their own +actions. The various methods anarchists suggest to aid this process will be +discussed in section J (["What Do Anarchists Do?"](secJcon.html)) and will not +be discussed here. However, these methods all involve people organising +themselves, setting their own agendas, and acting in ways that empower them +and eliminate their dependence on leaders to do things for them. Anarchism is +based on people _"acting for themselves"_ (performing what anarchists call +**_"direct action"_** \-- see [section J.2](secJ2.html) for details). + + + + Direct action has an empowering and liberating effect on those involved in +it. Self-activity is the means by which the creativity, initiative, +imagination and critical thought of those subjected to authority can be +developed. It is the means by which society can be changed. As Errico +Malatesta pointed out: + +> _"Between man and his social environment there is a reciprocal action. Men +make society what it is and society makes men what they are, and the result is +therefore a kind of vicious circle. To transform society men [and women] must +be changed, and to transform men, society must be changed . . . Fortunately +existing society has not been created by the inspired will of a dominating +class, which has succeeded in reducing all its subjects to passive and +unconscious instruments of its interests. It is the result of a thousand +internecine struggles, of a thousand human and natural factors . . . + +"From this the possibility of progress . . . We must take advantage of all the +means, all the possibilities and the opportunities that the present +environment allows us to act on our fellow men [and women] and to develop +their consciences and their demands . . . to claim and to impose those major +social transformations which are possible and which effectively serve to open +the way to further advances later . . . We must seek to get all the people . . +. to make demands, and impose itself and take for itself all the improvements +and freedoms it desires as and when it reaches the state of wanting them, and +the power to demand them . . . we must push the people to want always more and +to increase its pressures [on the ruling elite], until it has achieved +complete emancipation."_ [**Errico Malatesta: His Life and Ideas**, pp. 188-9] + + + + Society, while shaping all individuals, is also created by them, through +their actions, thoughts, and ideals. Challenging institutions that limit one's +freedom is mentally liberating, as it sets in motion the process of +questioning authoritarian relationships in general. This process gives us +insight into how society works, changing our ideas and creating new ideals. To +quote Emma Goldman again: _"True emancipation begins. . . in woman's soul."_ +And in a man's too, we might add. It is only here that we can _"begin [our] +inner regeneration, [cutting] loose from the weight of prejudices, traditions +and customs."_ [**Op. Cit.**, p. 167] But this process must be self-directed, +for as Max Stirner notes, _"the man who is set free is nothing but a freed +man. . . a dog dragging a piece of chain with him."_ [**The Ego and Its Own**, +p. 168] By changing the world, even in a small way, we change ourselves. + + + + In an interview during the Spanish Revolution, the Spanish anarchist militant +Durutti said, _"we have a new world in our hearts."_ Only self-activity and +self-liberation allows us to create such a vision and gives us the confidence +to try to actualise it in the real world. + + + + Anarchists, however, do not think that self-liberation must wait for the +future, after the "glorious revolution." The personal is political, and given +the nature of society, how we act in the here and now will influence the +future of our society and our lives. Therefore, even in pre-anarchist society +anarchists try to create, as Bakunin puts it, _"not only the ideas but also +the facts of the future itself."_ We can do so by creating alternative social +relationships and organisations, acting as free people in a non-free society. +Only by our actions in the here and now can we lay the foundation for a free +society. Moreover, this process of self-liberation goes on all the time: + +> _"Subordinates of all kinds exercise their capacity for critical self- +reflection every day -- that is why masters are thwarted, frustrated and, +sometimes, overthrown. But unless masters are overthrown, unless subordinates +engage in political activity, no amount of critical reflection will end their +subjection and bring them freedom."_ [Carole Pateman, **The Sexual Contract**, +p. 205] + + + + Anarchists aim to encourage these tendencies in everyday life to reject, +resist and thwart authority and bring them to their logical conclusion -- a +society of free individuals, co-operating as equals in free, self-managed +associations. Without this process of critical self-reflection, resistance and +self-liberation a free society is impossible. Thus, for anarchists, anarchism +comes from the natural resistance of subordinated people striving to act as +free individuals within a hierarchical world. This process of resistance is +called by many anarchists the **_"class struggle"_** (as it is working class +people who are generally the most subordinated group within society) or, more +generally, **_"social struggle."_** It is this everyday resistance to +authority (in all its forms) and the desire for freedom which is the key to +the anarchist revolution. It is for this reason that _"anarchists emphasise +over and over that the class struggle provides the only means for the workers +[and other oppressed groups] to achieve control over their destiny."_ [Marie- +Louise Berneri, **Neither East Nor West**, p. 32] + + + + Revolution is a process, not an event, and every _"spontaneous revolutionary +action"_ usually results from and is based upon the patient work of many years +of organisation and education by people with "utopian" ideas. The process of +"creating the new world in the shell of the old" (to use another **I.W.W.** +expression), by building alternative institutions and relationships, is but +one component of what must be a long tradition of revolutionary commitment and +militancy. + + + + As Malatesta made clear, _"to encourage popular organisations of all kinds is +the logical consequence of our basic ideas, and should therefore be an +integral part of our programme. . . anarchists do not want to emancipate the +people; we want the people to emancipate themselves. . . , we want the new way +of life to emerge from the body of the people and correspond to the state of +their development and advance as they advance."_ [**Op. Cit.**, p. 90] + + + + Unless a process of self-emancipation occurs, a free society is impossible. +Only when individuals free themselves, both materially (by abolishing the +state and capitalism) and intellectually (by freeing themselves of submissive +attitudes towards authority), can a free society be possible. We should not +forget that capitalist and state power, to a great extent, is power over the +minds of those subject to them (backed up, of course, with sizeable force if +the mental domination fails and people start rebelling and resisting). In +effect, a spiritual power as the ideas of the ruling class dominate society +and permeate the minds of the oppressed. As long as this holds, the working +class will acquiesce to authority, oppression and exploitation as the normal +condition of life. Minds submissive to the doctrines and positions of their +masters cannot hope to win freedom, to revolt and fight. Thus the oppressed +must overcome the mental domination of the existing system before they can +throw off its yoke (and, anarchists argue, direct action is the means of doing +both -- see sections [J.2](secJ2.html) and [J.4](secJ4.html)). Capitalism and +statism must be beaten spiritually and theoretically before it is beaten +materially (many anarchists call this mental liberation **_"class +consciousness"_** \-- see [section B.7.4](secB7.html#secb74)). And self- +liberation through struggle against oppression is the only way this can be +done. Thus anarchists encourage (to use Kropotkin's term) **_"the spirit of +revolt."_** + + + + Self-liberation is a product of struggle, of self-organisation, solidarity +and direct action. Direct action is the means of creating anarchists, free +people, and so _"Anarchists have always advised taking an active part in those +workers' organisations which carry on the **direct** struggle of Labour +against Capital and its protector, \-- the State."_ This is because _"[s]uch a +struggle . . . better than any indirect means, permits the worker to obtain +some temporary improvements in the present conditions of work, while it opens +his [or her] eyes to the evil that is done by Capitalism and the State that +supports it, and wakes up his [or her] thoughts concerning the possibility of +organising consumption, production and exchange without the intervention of +the capitalist and the state,"_ that is, see the possibility of a free +society. Kropotkin, like many anarchists, pointed to the Syndicalist and Trade +Union movements as a means of developing libertarian ideas within existing +society (although he, like most anarchists, did not limit anarchist activity +exclusively to them). Indeed, any movement which _"permit[s] the working men +[and women] to realise their solidarity and to feel the community of their +interests . . . prepare[s] the way for these conceptions"_ of communist- +anarchism, i.e. the overcoming the spiritual domination of existing society +within the minds of the oppressed. [**Evolution and Environment**, p. 83 and +p. 85] + + + + For anarchists, in the words of a Scottish Anarchist militant, the _"history +of human progress [is] seen as the history of rebellion and disobedience, with +the individual debased by subservience to authority in its many forms and able +to retain his/her dignity only through rebellion and disobedience."_ [Robert +Lynn, **Not a Life Story, Just a Leaf from It**, p. 77] This is why anarchists +stress self-liberation (and self-organisation, self-management and self- +activity). Little wonder Bakunin considered _"rebellion"_ as one of the +_"three fundamental principles [which] constitute the essential conditions of +all human development, collective or individual, in history."_ [**God and the +State**, p. 12] This is simply because individuals and groups cannot be freed +by others, only by themselves. Such rebellion (self-liberation) is the +**only** means by which existing society becomes more libertarian and an +anarchist society a possibility. + + + + ## A.2.8 Is it possible to be an anarchist without opposing hierarchy? + + + + No. We have seen that anarchists abhor authoritarianism. But if one is an +anti-authoritarian, one must oppose all hierarchical institutions, since they +embody the principle of authority. For, as Emma Goldman argued, _"it is not +only government in the sense of the state which is destructive of every +individual value and quality. It is the whole complex authority and +institutional domination which strangles life. It is the superstition, myth, +pretence, evasions, and subservience which support authority and institutional +domination."_ [**Red Emma Speaks**, p. 435] This means that _"there is and +will always be a need to discover and overcome structures of hierarchy, +authority and domination and constraints on freedom: slavery, wage-slavery +[i.e. capitalism], racism, sexism, authoritarian schools, etc."_ [Noam +Chomsky, **Language and Politics**, p. 364] + + + + Thus the consistent anarchist must oppose hierarchical relationships as well +as the state. Whether economic, social or political, to be an anarchist means +to oppose hierarchy. The argument for this (if anybody needs one) is as +follows: + +> _ "All authoritarian institutions are organised as pyramids: the state, the +private or public corporation, the army, the police, the church, the +university, the hospital: they are all pyramidal structures with a small group +of decision-makers at the top and a broad base of people whose decisions are +**made for them** at the bottom. Anarchism does not demand the changing of +labels on the layers, it doesn't want different people on top, it wants **us** +to clamber out from underneath."_ [Colin Ward, **Anarchy in Action**, p. 22] + + + + Hierarchies _"share a common feature: they are organised systems of command +and obedience"_ and so anarchists seek _"to eliminate hierarchy per se, not +simply replace one form of hierarchy with another."_ [Bookchin, **The Ecology +of Freedom**, p. 27] A hierarchy is a pyramidally-structured organisation +composed of a series of grades, ranks, or offices of increasing power, +prestige, and (usually) remuneration. Scholars who have investigated the +hierarchical form have found that the two primary principles it embodies are +domination and exploitation. For example, in his classic article _"What Do +Bosses Do?"_ (**Review of Radical Political Economy**, Vol. 6, No. 2), a study +of the modern factory, Steven Marglin found that the main function of the +corporate hierarchy is not greater productive efficiency (as capitalists +claim), but greater control over workers, the purpose of such control being +more effective exploitation. + + + + Control in a hierarchy is maintained by coercion, that is, by the threat of +negative sanctions of one kind or another: physical, economic, psychological, +social, etc. Such control, including the repression of dissent and rebellion, +therefore necessitates centralisation: a set of power relations in which the +greatest control is exercised by the few at the top (particularly the head of +the organisation), while those in the middle ranks have much less control and +the many at the bottom have virtually none. + + + + Since domination, coercion, and centralisation are essential features of +authoritarianism, and as those features are embodied in hierarchies, all +hierarchical institutions are authoritarian. Moreover, for anarchists, any +organisation marked by hierarchy, centralism and authoritarianism is state- +like, or "statist." And as anarchists oppose both the state and authoritarian +relations, anyone who does not seek to dismantle **all** forms of hierarchy +cannot be called an anarchist. This applies to capitalist firms. As Noam +Chomsky points out, the structure of the capitalist firm is extremely +hierarchical, indeed fascist, in nature: + +> _"a fascist system. . . [is] absolutist - power goes from top down . . . the +ideal state is top down control with the public essentially following orders. + +"Let's take a look at a corporation. . . [I]f you look at what they are, power +goes strictly top down, from the board of directors to managers to lower +managers to ultimately the people on the shop floor, typing messages, and so +on. There's no flow of power or planning from the bottom up. People can +disrupt and make suggestions, but the same is true of a slave society. The +structure of power is linear, from the top down."_ [**Keeping the Rabble in +Line**, p. 237] + + + + David Deleon indicates these similarities between the company and the state +well when he writes: + +> _ "Most factories are like military dictatorships. Those at the bottom are +privates, the supervisors are sergeants, and on up through the hierarchy. The +organisation can dictate everything from our clothing and hair style to how we +spend a large portion of our lives, during work. It can compel overtime; it +can require us to see a company doctor if we have a medical complaint; it can +forbid us free time to engage in political activity; it can suppress freedom +of speech, press and assembly -- it can use ID cards and armed security +police, along with closed-circuit TVs to watch us; it can punish dissenters +with 'disciplinary layoffs' (as GM calls them), or it can fire us. We are +forced, by circumstances, to accept much of this, or join the millions of +unemployed. . . In almost every job, we have only the 'right' to quit. Major +decisions are made at the top and we are expected to obey, whether we work in +an ivory tower or a mine shaft."_ [_"For Democracy Where We Work: A rationale +for social self-management"_, **Reinventing Anarchy, Again**, Howard J. +Ehrlich (ed.), pp. 193-4] + + + + Thus the consistent anarchist must oppose hierarchy in all its forms, +including the capitalist firm. Not to do so is to support **_archy_** \-- +which an anarchist, by definition, cannot do. In other words, for anarchists, +_"[p]romises to obey, contracts of (wage) slavery, agreements requiring the +acceptance of a subordinate status, are all illegitimate because they do +restrict and restrain individual autonomy."_ [Robert Graham, _"The Anarchist +Contract_, **Reinventing Anarchy, Again**, Howard J. Ehrlich (ed.), p. 77] +Hierarchy, therefore, is against the basic principles which drive anarchism. +It denies what makes us human and _"divest[s] the personality of its most +integral traits; it denies the very notion that the individual is +**competent** to deal not only with the management of his or her personal life +but with its most important context: the **social** context."_ [Murray +Bookchin, **Op. Cit.**, p. 202] + + + + Some argue that as long as an association is voluntary, whether it has a +hierarchical structure is irrelevant. Anarchists disagree. This is for two +reasons. Firstly, under capitalism workers are driven by economic necessity to +sell their labour (and so liberty) to those who own the means of life. This +process re-enforces the economic conditions workers face by creating _"massive +disparities in wealth . . . [as] workers. . . sell their labour to the +capitalist at a price which does not reflect its real value."_ Therefore: + +> _"To portray the parties to an employment contract, for example, as free and +equal to each other is to ignore the serious inequality of bargaining power +which exists between the worker and the employer. To then go on to portray the +relationship of subordination and exploitation which naturally results as the +epitome of freedom is to make a mockery of both individual liberty and social +justice."_ [Robert Graham, **Op. Cit.**, p. 70] + + + + It is for this reason that anarchists support collective action and +organisation: it increases the bargaining power of working people and allows +them to assert their autonomy (see [section J](secJcon.html)). + + + + Secondly, if we take the key element as being whether an association is +voluntary or not we would have to argue that the current state system must be +considered as "anarchy." In a modern democracy no one forces an individual to +live in a specific state. We are free to leave and go somewhere else. By +ignoring the hierarchical nature of an association, you can end up supporting +organisations based upon the denial of freedom (including capitalist +companies, the armed forces, states even) all because they are "voluntary." As +Bob Black argues, _"[t]o demonise state authoritarianism while ignoring +identical albeit contract-consecrated subservient arrangements in the large- +scale corporations which control the world economy is fetishism at its +worst."_ [_The Libertarian as Conservative,_ **The Abolition of Work and other +essays**, p. 142] Anarchy is more than being free to pick a master. + + + + Therefore opposition to hierarchy is a key anarchist position, otherwise you +just become a "voluntary archist" - which is hardly anarchistic. For more on +this see section A.2.14 ([ Why is voluntarism not +enough?](secA2.html#seca214)). + + + + Anarchists argue that organisations do not need to be hierarchical, they can +be based upon co-operation between equals who manage their own affairs +directly. In this way we can do without hierarchical structures (i.e. the +delegation of power in the hands of a few). Only when an association is self- +managed by its members can it be considered truly anarchistic. + + + + We are sorry to belabour this point, but some capitalist apologists, +apparently wanting to appropriate the "anarchist" name because of its +association with freedom, have recently claimed that one can be both a +capitalist and an anarchist at the same time (as in so-called "anarcho" +capitalism). It should now be clear that since capitalism is based on +hierarchy (not to mention statism and exploitation), "anarcho"-capitalism is a +contradiction in terms. (For more on this, see [ Section F](secFcon.html)) + + + + ## A.2.9 What sort of society do anarchists want? + + + + Anarchists desire a decentralised society, based on free association. We +consider this form of society the best one for maximising the values we have +outlined above -- liberty, equality and solidarity. Only by a rational +decentralisation of power, both structurally and territorially, can individual +liberty be fostered and encouraged. The delegation of power into the hands of +a minority is an obvious denial of individual liberty and dignity. Rather than +taking the management of their own affairs away from people and putting it in +the hands of others, anarchists favour organisations which minimise authority, +keeping power at the base, in the hands of those who are affected by any +decisions reached. + + + + Free association is the cornerstone of an anarchist society. Individuals must +be free to join together as they see fit, for this is the basis of freedom and +human dignity. However, any such free agreement must be based on +decentralisation of power; otherwise it will be a sham (as in capitalism), as +only equality provides the necessary social context for freedom to grow and +development. Therefore anarchists support directly democratic collectives, +based on "one person one vote" (for the rationale of direct democracy as the +political counterpart of free agreement, see section A.2.11 -- [ Why do most +anarchists support direct democracy?](secA2.html#seca211)). + + + + We should point out here that an anarchist society does not imply some sort +of idyllic state of harmony within which everyone agrees. Far from it! As +Luigi Galleani points out, _"[d]isagreements and friction will always exist. +In fact they are an essential condition of unlimited progress. But once the +bloody area of sheer animal competition - the struggle for food - has been +eliminated, problems of disagreement could be solved without the slightest +threat to the social order and individual liberty." _ [**The End of +Anarchism?**, p. 28] Anarchism aims to _"rouse the spirit of initiative in +individuals and in groups."_ These will _"create in their mutual relations a +movement and a life based on the principles of free understanding"_ and +recognise that _"**variety, conflict even, is life and that uniformity is +death.**"_ [Peter Kropotkin, **Anarchism**, p. 143] + + + + Therefore, an anarchist society will be based upon co-operative conflict as +_"[c]onflict, per se, is not harmful. . . disagreements exist [and should not +be hidden] . . . What makes disagreement destructive is not the fact of +conflict itself but the addition of competition."_ Indeed, _"a rigid demand +for agreement means that people will effectively be prevented from +contributing their wisdom to a group effort."_ [Alfie Kohn, **No Contest: The +Case Against Competition**, p. 156] It is for this reason that most anarchists +reject consensus decision making in large groups (see section +[A.2.12](secA2.html#seca212)). + + + + So, in an anarchist society associations would be run by mass assemblies of +all involved, based upon extensive discussion, debate and co-operative +conflict between equals, with purely administrative tasks being handled by +elected committees. These committees would be made up of mandated, recallable +and temporary delegates who carry out their tasks under the watchful eyes of +the assembly which elected them. Thus in an anarchist society, _"we'll look +after our affairs ourselves and decide what to do about them. And when, to put +our ideas into action, there is a need to put someone in charge of a project, +we'll tell them to do [it] in such and such a way and no other . . . nothing +would be done without our decision. So our delegates, instead of people being +individuals whom we've given the right to order us about, would be people . . +. [with] no authority, only the duty to carry out what everyone involved +wanted."_ [Errico Malatesta, **Fra Contadini**, p. 34] If the delegates act +against their mandate or try to extend their influence or work beyond that +already decided by the assembly (i.e. if they start to make policy decisions), +they can be instantly recalled and their decisions abolished. In this way, the +organisation remains in the hands of the union of individuals who created it. + + + + This self-management by the members of a group at the base and the power of +recall are essential tenets of any anarchist organisation. The **key** +difference between a statist or hierarchical system and an anarchist community +is who wields power. In a parliamentary system, for example, people give power +to a group of representatives to make decisions for them for a fixed period of +time. Whether they carry out their promises is irrelevant as people cannot +recall them till the next election. Power lies at the top and those at the +base are expected to obey. Similarly, in the capitalist workplace, power is +held by an unelected minority of bosses and managers at the top and the +workers are expected to obey. + + + + In an anarchist society this relationship is reversed. No one individual or +group (elected or unelected) holds power in an anarchist community. Instead +decisions are made using direct democratic principles and, when required, the +community can elect or appoint delegates to carry out these decisions. There +is a clear distinction between policy making (which lies with everyone who is +affected) and the co-ordination and administration of any adopted policy +(which is the job for delegates). + + + + These egalitarian communities, founded by free agreement, also freely +associate together in confederations. Such a free confederation would be run +from the bottom up, with decisions following from the elemental assemblies +upwards. The confederations would be run in the same manner as the +collectives. There would be regular local regional, "national" and +international conferences in which all important issues and problems affecting +the collectives involved would be discussed. In addition, the fundamental, +guiding principles and ideas of society would be debated and policy decisions +made, put into practice, reviewed, and co-ordinated. The delegates would +simply _"take their given mandates to the relative meetings and try to +harmonise their various needs and desires. The deliberations would always be +subject to the control and approval of those who delegated them"_ and so +_"there would be no danger than the interest of the people [would] be +forgotten."_ [Malatesta, **Op. Cit.**, p. 36] + + + + Action committees would be formed, if required, to co-ordinate and administer +the decisions of the assemblies and their congresses, under strict control +from below as discussed above. Delegates to such bodies would have a limited +tenure and, like the delegates to the congresses, have a fixed mandate -- they +are not able to make decisions on behalf of the people they are delegates for. +In addition, like the delegates to conferences and congresses, they would be +subject to instant recall by the assemblies and congresses from which they +emerged in the first place. In this way any committees required to co-ordinate +join activities would be, to quote Malatesta's words, _"always under the +direct control of the population"_ and so express the _"decisions taken at +popular assemblies."_ [**Errico Malatesta: His Life and Ideas**, p. 175 and p. +129] + + + + Most importantly, the basic community assemblies can overturn any decisions +reached by the conferences and withdraw from any confederation. Any +compromises that are made by a delegate during negotiations have to go back to +a general assembly for ratification. Without that ratification any compromises +that are made by a delegate are not binding on the community that has +delegated a particular task to a particular individual or committee. In +addition, they can call confederal conferences to discuss new developments and +to inform action committees about changing wishes and to instruct them on what +to do about any developments and ideas. + + + + In other words, any delegates required within an anarchist organisation or +society are **not** representatives (as they are in a democratic government). +Kropotkin makes the difference clear: + +> _ "The question of true delegation versus representation can be better +understood if one imagines a hundred or two hundred men [and women], who meet +each day in their work and share common concerns . . . who have discussed +every aspect of the question that concerns them and have reached a decision. +They then choose someone and send him [or her] to reach an agreement with +other delegates of the same kind. . . The delegate is not authorised to do +more than explain to other delegates the considerations that have led his [or +her] colleagues to their conclusion. Not being able to impose anything, he [or +she] will seek an understanding and will return with a simple proposition +which his mandatories can accept or refuse. This is what happens when true +delegation comes into being."_ [**Words of a Rebel**, p. 132] + + + + Unlike in a representative system, **power** is not delegated into the hands +of the few. Rather, any delegate is simply a mouthpiece for the association +that elected (or otherwise selected) them in the first place. All delegates +and action committees would be mandated and subject to instant recall to +ensure they express the wishes of the assemblies they came from rather than +their own. In this way government is replaced by anarchy, a network of free +associations and communities co-operating as equals based on a system of +mandated delegates, instant recall, free agreement and free federation from +the bottom up. + + + + Only this system would ensure the _"free organisation of the people, an +organisation from below upwards."_ This _"free federation from below upward"_ +would start with the basic _"association"_ and their federation _"first into a +commune, then a federation of communes into regions, of regions into nations, +and of nations into an international fraternal association."_ [Michael +Bakunin, **The Political Philosophy of Bakunin**, p. 298] This network of +anarchist communities would work on three levels. There would be _"independent +Communes for the territorial organisation, and of federations of Trade Unions +[i.e. workplace associations] for the organisation of men [and women] in +accordance with their different functions. . . [and] free combines and +societies . . . for the satisfaction of all possible and imaginable needs, +economic, sanitary, and educational; for mutual protection, for the propaganda +of ideas, for arts, for amusement, and so on."_ [Peter Kropotkin, **Evolution +and Environment**, p. 79] All would be based on self-management, free +association, free federation and self-organisation from the bottom up. + + + + By organising in this manner, hierarchy is abolished in all aspects of life, +because the people at the base of the organisation are in control, **not** +their delegates. Only this form of organisation can replace government (the +initiative and empowerment of the few) with anarchy (the initiative and +empowerment of all). This form of organisation would exist in all activities +which required group work and the co-ordination of many people. It would be, +as Bakunin said, the means _"to integrate individuals into structures which +they could understand and control."_ [quoted by Cornelius Castoriadis, +**Political and Social Writings**, vol. 2, p. 97] For individual initiatives, +the individual involved would manage them. + + + + As can be seen, anarchists wish to create a society based upon structures +that ensure that no individual or group is able to wield power over others. +Free agreement, confederation and the power of recall, fixed mandates and +limited tenure are mechanisms by which power is removed from the hands of +governments and placed in the hands of those directly affected by the +decisions. + + + + For a fuller discussion on what an anarchist society would look like see +[section I](secIcon.html). Anarchy, however, is not some distant goal but +rather an aspect of current struggles against oppression and exploitation. +Means and ends are linked, with direct action generating mass participatory +organisations and preparing people to directly manage their own personal and +collective interests. This is because anarchists, as we discuss in [section +I.2.3](secI2.html#seci23), see the framework of a free society being based on +the organisations created by the oppressed in their struggle against +capitalism in the here and now. In this sense, collective struggle creates the +organisations as well as the individual attitudes anarchism needs to work. The +struggle against oppression is the school of anarchy. It teaches us not only +how to be anarchists but also gives us a glimpse of what an anarchist society +would be like, what its initial organisational framework could be and the +experience of managing our own activities which is required for such a society +to work. As such, anarchists try to create the kind of world we want in our +current struggles and do not think our ideas are only applicable "after the +revolution." Indeed, by applying our principles today we bring anarchy that +much nearer. + + + + ## A.2.10 What will abolishing hierarchy mean and achieve? + + + + The creation of a new society based upon libertarian organisations will have +an incalculable effect on everyday life. The empowerment of millions of people +will transform society in ways we can only guess at now. + + + + However, many consider these forms of organisation as impractical and doomed +to failure. To those who say that such confederal, non-authoritarian +organisations would produce confusion and disunity, anarchists maintain that +the statist, centralised and hierarchical form of organisation produces +indifference instead of involvement, heartlessness instead of solidarity, +uniformity instead of unity, and privileged elites instead of equality. More +importantly, such organisations destroy individual initiative and crush +independent action and critical thinking. (For more on hierarchy, see section +B.1 -- ["Why are anarchists against authority and hierarchy?"](secB1.html)). + + + + That libertarian organisation can work and is based upon (and promotes) +liberty was demonstrated in the Spanish Anarchist movement. Fenner Brockway, +Secretary of the British Independent Labour Party, when visiting Barcelona +during the 1936 revolution, noted that _"the great solidarity that existed +among the Anarchists was due to each individual relying on his [sic] own +strength and not depending upon leadership. . . . The organisations must, to +be successful, be combined with free-thinking people; not a mass, but free +individuals"_ [quoted by Rudolf Rocker, **Anarcho-syndicalism**, p. 67f] + + + + As sufficiently indicated already, hierarchical, centralised structures +restrict freedom. As Proudhon noted: _"the centralist system is all very well +as regards size, simplicity and construction: it lacks but one thing -- the +individual no longer belongs to himself in such a system, he cannot feel his +worth, his life, and no account is taken of him at all."_ [quoted by Martin +Buber, **Paths in Utopia**, p. 33] + + + + The effects of hierarchy can be seen all around us. It does not work. +Hierarchy and authority exist everywhere, in the workplace, at home, in the +street. As Bob Black puts it, _"[i]f you spend most of your waking life taking +orders or kissing ass, if you get habituated to hierarchy, you will become +passive-aggressive, sado-masochistic, servile and stupefied, and you will +carry that load into every aspect of the balance of your life."_ [_"The +Libertarian as Conservative,"_ **The Abolition of Work and other essays**, pp. +147-8] + + + + This means that the end of hierarchy will mean a **massive** transformation +in everyday life. It will involve the creation of individual-centred +organisations within which all can exercise, and so develop, their abilities +to the fullest. By involving themselves and participating in the decisions +that affect them, their workplace, their community and society, they can +ensure the full development of their individual capacities. + + + + With the free participation of all in social life, we would quickly see the +end of inequality and injustice. Rather than people existing to make ends meet +and being used to increase the wealth and power of the few as under +capitalism, the end of hierarchy would see (to quote Kropotkin) _"the well- +being of all"_ and it is _"high time for the worker to assert his [or her] +right to the common inheritance, and to enter into possession of it."_ [**The +Conquest of Bread**, p. 35 and p. 44] For only taking possession of the means +of life (workplaces, housing, the land, etc.) can ensure _"liberty and +justice, for liberty and justice are not decreed but are the result of +economic independence. They spring from the fact that the individual is able +to live without depending on a master, and to enjoy . . . the product of his +[or her] toil."_ [Ricardo Flores Magon, **Land and Liberty**, p. 62] Therefore +liberty requires the abolition of capitalist private property rights in favour +of **_"use rights."_** (see [section B.3](secB3.html) for more details). +Ironically, the _"abolition of property will free the people from homelessness +and nonpossession."_ [Max Baginski, _"Without Government,"_ **Anarchy! An +Anthology of Emma Goldman's Mother Earth**, p. 11] Thus anarchism promises +_"both requisites of happiness -- liberty and wealth."_ In anarchy, _"mankind +will live in freedom and in comfort."_ [Benjamin Tucker, **Why I am an +Anarchist**, p. 135 and p. 136] + + + + Only self-determination and free agreement on every level of society can +develop the responsibility, initiative, intellect and solidarity of +individuals and society as a whole. Only anarchist organisation allows the +vast talent which exists within humanity to be accessed and used, enriching +society by the very process of enriching and developing the individual. Only +by involving everyone in the process of thinking, planning, co-ordinating and +implementing the decisions that affect them can freedom blossom and +individuality be fully developed and protected. Anarchy will release the +creativity and talent of the mass of people enslaved by hierarchy. + + + + Anarchy will even be of benefit for those who are said to benefit from +capitalism and its authority relations. Anarchists _"maintain that **both** +rulers and ruled are spoiled by authority; **both** exploiters and exploited +are spoiled by exploitation."_ [Peter Kropotkin, **Act for Yourselves**, p. +83] This is because _"[i]n any hierarchical relationship the dominator as well +as the submissive pays his dues. The price paid for the 'glory of command' is +indeed heavy. Every tyrant resents his duties. He is relegated to drag the +dead weight of the dormant creative potential of the submissive all along the +road of his hierarchical excursion."_ [For Ourselves, **The Right to Be +Greedy**, Thesis 95] + + + + ## A.2.11 Why are most anarchists in favour of direct democracy? + + + + For most anarchists, direct democratic voting on policy decisions within free +associations is the political counterpart of free agreement (this is also +known as **_"self-management"_**). The reason is that _"many forms of +domination can be carried out in a 'free.' non-coercive, contractual manner. . +. and it is naive. . . to think that mere opposition to political control will +in itself lead to an end of oppression."_ [John P. Clark, **Max Stirner's +Egoism**, p. 93] Thus the relationships we create **within** an organisation +is as important in determining its libertarian nature as its voluntary nature +(see [section A.2.14](secA2.html#seca214) for more discussion). + + + + It is obvious that individuals must work together in order to lead a fully +human life. And so, _"[h]aving to join with others humans"_ the individual has +three options: _"he [or she] must submit to the will of others (be enslaved) +or subject others to his will (be in authority) or live with others in +fraternal agreement in the interests of the greatest good of all (be an +associate). Nobody can escape from this necessity."_ [Errico Malatesta, **Life +and Ideas**, p. 85] + + + + Anarchists obviously pick the last option, association, as the only means by +which individuals can work together as free and equal human beings, respecting +the uniqueness and liberty of one another. Only within direct democracy can +individuals express themselves, practice critical thought and self-government, +so developing their intellectual and ethical capacities to the full. In terms +of increasing an individual's freedom and their intellectual, ethical and +social faculties, it is far better to be sometimes in a minority than be +subject to the will of a boss all the time. So what is the theory behind +anarchist direct democracy? + + + + As Bertrand Russell noted, the anarchist _"does not wish to abolish +government in the sense of collective decisions: what he does wish to abolish +is the system by which a decision is enforced upon those who oppose it."_ +[**Roads to Freedom**, p. 85] Anarchists see self-management as the means to +achieve this. Once an individual joins a community or workplace, he or she +becomes a "citizen" (for want of a better word) of that association. The +association is organised around an assembly of all its members (in the case of +large workplaces and towns, this may be a functional sub-group such as a +specific office or neighbourhood). In this assembly, in concert with others, +the contents of his or her political obligations are defined. In acting within +the association, people must exercise critical judgement and choice, i.e. +manage their own activity. Rather than promising to obey (as in hierarchical +organisations like the state or capitalist firm), individuals participate in +making their own collective decisions, their own commitments to their fellows. +This means that political obligation is not owed to a separate entity above +the group or society, such as the state or company, but to one's fellow +"citizens." + + + + Although the assembled people collectively legislate the rules governing +their association, and are bound by them as individuals, they are also +superior to them in the sense that these rules can always be modified or +repealed. Collectively, the associated "citizens" constitute a political +"authority", but as this "authority" is based on horizontal relationships +between themselves rather than vertical ones between themselves and an elite, +the "authority" is non-hierarchical ("rational" or "natural," see section B.1 +- ["Why are anarchists against authority and hierarchy?"](secB1.html) \- for +more on this). Thus Proudhon: + +> _"In place of laws, we will put contracts [i.e. free agreement]. - No more +laws voted by a majority, nor even unanimously; each citizen, each town, each +industrial union, makes its own laws."_ [**The General Idea of the +Revolution**, pp. 245-6] + + + + Such a system does not mean, of course, that everyone participates in every +decision needed, no matter how trivial. While any decision can be put to the +assembly (if the assembly so decides, perhaps prompted by some of its +members), in practice certain activities (and so purely functional decisions) +will be handled by the association's elected administration. This is because, +to quote a Spanish anarchist activist, _"a collectivity as such cannot write a +letter or add up a list of figures or do hundreds of chores which only an +individual can perform."_ Thus the need _"to **organise the +administration.**"_ Supposing an association is _"organised without any +directive council or any hierarchical offices"_ which _"meets in general +assembly once a week or more often, when it settles all matters needful for +its progress"_ it still _"nominates a commission with **strictly +administrative functions.**"_ However, the assembly _"prescribes a definite +line of conduct for this commission or gives it an **imperative mandate**"_ +and so _"would be **perfectly anarchist.**"_ As it _"follows that +**delegating** these tasks to qualified individuals, who are **instructed in +advance how to proceed,** . . . does not mean an abdication of that +collectivity's own liberty."_ [Jose Llunas Pujols, quoted by Max Nettlau, **A +Short History of Anarchism**, p. 187] This, it should be noted, follows +Proudhon's ideas that within the workers' associations _"all positions are +elective, and the by-laws subject to the approval of the members."_ [Proudhon, +**Op. Cit.**, p. 222] + + + + Instead of capitalist or statist hierarchy, self-management (i.e. direct +democracy) would be the guiding principle of the freely joined associations +that make up a free society. This would apply to the federations of +associations an anarchist society would need to function. _"All the +commissions or delegations nominated in an anarchist society,"_ correctly +argued Jose Llunas Pujols, _"must be subject to replacement and recall at any +time by the permanent suffrage of the section or sections that elected them."_ +Combined with the _"imperative mandate"_ and _"purely administrative +functions,"_ this _"make[s] it thereby impossible for anyone to arrogate to +himself [or herself] a scintilla of authority."_ [quoted by Max Nettlau, **Op. +Cit.**, pp. 188-9] Again, Pujols follows Proudhon who demanded twenty years +previously the _"implementation of the binding mandate"_ to ensure the people +do not _"adjure their sovereignty."_ [**No Gods, No Masters**, vol. 1, p. 63] + + + + By means of a federalism based on mandates and elections, anarchists ensure +that decisions flow from the bottom-up. By making our own decisions, by +looking after our joint interests ourselves, we exclude others ruling over us. +Self-management, for anarchists, is essential to ensure freedom within the +organisations so needed for any decent human existence. + + + + Of course it could be argued that if you are in a minority, you are governed +by others (_"Democratic rule is still rule"_ [L. Susan Brown, **The Politics +of Individualism**, p. 53]). Now, the concept of direct democracy as we have +described it is not necessarily tied to the concept of majority rule. If +someone finds themselves in a minority on a particular vote, he or she is +confronted with the choice of either consenting or refusing to recognise it as +binding. To deny the minority the opportunity to exercise its judgement and +choice is to infringe its autonomy and to impose obligation upon it which it +has not freely accepted. The coercive imposition of the majority will is +contrary to the ideal of self-assumed obligation, and so is contrary to direct +democracy and free association. Therefore, far from being a denial of freedom, +direct democracy within the context of free association and self-assumed +obligation is the only means by which liberty can be nurtured (_"Individual +autonomy limited by the obligation to hold given promises."_ [Malatesta, +quoted by quoted by Max Nettlau, **Errico Malatesta: The Biography of an +Anarchist**]). Needless to say, a minority, if it remains in the association, +can argue its case and try to convince the majority of the error of its ways. + + + + And we must point out here that anarchist support for direct democracy does +not suggest we think that the majority is always right. Far from it! The case +for democratic participation is not that the majority is always right, but +that no minority can be trusted not to prefer its own advantage to the good of +the whole. History proves what common-sense predicts, namely that anyone with +dictatorial powers (by they a head of state, a boss, a husband, whatever) will +use their power to enrich and empower themselves at the expense of those +subject to their decisions. + + + + Anarchists recognise that majorities can and do make mistakes and that is why +our theories on association place great importance on minority rights. This +can be seen from our theory of self-assumed obligation, which bases itself on +the right of minorities to protest against majority decisions and makes +dissent a key factor in decision making. Thus Carole Pateman: + +> _"If the majority have acted in bad faith. . . [then the] minority will have +to take political action, including politically disobedient action if +appropriate, to defend their citizenship and independence, and the political +association itself. . . Political disobedience is merely one possible +expression of the active citizenship on which a self-managing democracy is +based . . . The social practice of promising involves the right to refuse or +change commitments; similarly, the practice of self-assumed political +obligation is meaningless without the practical recognition of the right of +minorities to refuse or withdraw consent, or where necessary, to disobey."_ +[**The Problem of Political Obligation**, p. 162] + + + + Moving beyond relationships within associations, we must highlight how +different associations work together. As would be imagined, the links between +associations follow the same outlines as for the associations themselves. +Instead of individuals joining an association, we have associations joining +confederations. The links between associations in the confederation are of the +same horizontal and voluntary nature as within associations, with the same +rights of "voice and exit" for members and the same rights for minorities. In +this way society becomes an association of associations, a community of +communities, a commune of communes, based upon maximising individual freedom +by maximising participation and self-management. + + + + The workings of such a confederation are outlined in section A.2.9 ([ What +sort of society do anarchists want?](secA2.html#seca29)) and discussed in +greater detail in section I ([What would an anarchist society look +like?](secIcon.html)). + + + + This system of direct democracy fits nicely into anarchist theory. Malatesta +speaks for all anarchists when he argued that _"anarchists deny the right of +the majority to govern human society in general."_ As can be seen, the +majority has no right to enforce itself on a minority -- the minority can +leave the association at any time and so, to use Malatesta's words, do not +have to _"submit to the decisions of the majority before they have even heard +what these might be."_ [**The Anarchist Revolution**, p. 100 and p. 101] +Hence, direct democracy within voluntary association does not create "majority +rule" nor assume that the minority must submit to the majority no matter what. +In effect, anarchist supporters of direct democracy argue that it fits +Malatesta's argument that: + +> _"Certainly anarchists recognise that where life is lived in common it is +often necessary for the minority to come to accept the opinion of the +majority. When there is an obvious need or usefulness in doing something and, +to do it requires the agreement of all, the few should feel the need to adapt +to the wishes of the many . . . But such adaptation on the one hand by one +group must be on the other be reciprocal, voluntary and must stem from an +awareness of need and of goodwill to prevent the running of social affairs +from being paralysed by obstinacy. It cannot be imposed as a principle and +statutory norm. . ."_ [**Op. Cit.**, p. 100] + + + + As the minority has the right to secede from the association as well as +having extensive rights of action, protest and appeal, majority rule is not +imposed as a principle. Rather, it is purely a decision making tool which +allows minority dissent and opinion to be expressed (and acted upon) while +ensuring that no minority forces its will on the majority. In other words, +majority decisions are not binding on the minority. After all, as Malatesta +argued: + +> _"one cannot expect, or even wish, that someone who is firmly convinced that +the course taken by the majority leads to disaster, should sacrifice his [or +her] own convictions and passively look on, or even worse, should support a +policy he [or she] considers wrong."_ [**Errico Malatesta: His Life and +Ideas**, p. 132] + + + + Even the Individual Anarchist Lysander Spooner acknowledged that direct +democracy has its uses when he noted that _"[a]ll, or nearly all, voluntary +associations give a majority, or some other portion of the members less than +the whole, the right to use some **limited** discretion as to the **means** to +be used to accomplish the ends in view."_ However, only the unanimous decision +of a jury (which would _"judge the law, and the justice of the law"_) could +determine individual rights as this _"tribunal fairly represent[s] the whole +people"_ as _"no law can rightfully be enforced by the association in its +corporate capacity, against the goods, rights, or person of any individual, +except it be such as **all** members of the association agree that it may +enforce"_ (his support of juries results from Spooner acknowledging that it +_"would be impossible in practice"_ for **all** members of an association to +agree) [**Trial by Jury**, p. 130-1f, p. 134, p. 214, p. 152 and p. 132] + + + + Thus direct democracy and individual/minority rights need not clash. In +practice, we can imagine direct democracy would be used to make most decisions +within most associations (perhaps with super-majorities required for +fundamental decisions) plus some combination of a jury system and minority +protest/direct action and evaluate/protect minority claims/rights in an +anarchist society. The actual forms of freedom can only be created through +practical experience by the people directly involved. + + + + Lastly, we must stress that anarchist support for direct democracy does not +mean that this solution is to be favoured in all circumstances. For example, +many small associations may favour consensus decision making (see the [next +section](secA2.html#seca212) on consensus and why most anarchists do not think +that it is a viable alternative to direct democracy). However, most anarchists +think that direct democracy within free association is the best (and most +realistic) form of organisation which is consistent with anarchist principles +of individual freedom, dignity and equality. + + + + ## A.2.12 Is consensus an alternative to direct democracy? + + + + The few anarchists who reject direct democracy within free associations +generally support consensus in decision making. Consensus is based upon +everyone on a group agreeing to a decision before it can be put into action. +Thus, it is argued, consensus stops the majority ruling the minority and is +more consistent with anarchist principles. + + + + Consensus, although the "best" option in decision making, as all agree, has +its problems. As Murray Bookchin points out in describing his experience of +consensus, it can have authoritarian implications: + +> _"In order. . . to create full consensus on a decision, minority dissenters +were often subtly urged or psychologically coerced to decline to vote on a +troubling issue, inasmuch as their dissent would essentially amount to a one- +person veto. This practice, called 'standing aside' in American consensus +processes, all too often involved intimidation of the dissenters, to the point +that they completely withdrew from the decision-making process, rather than +make an honourable and continuing expression of their dissent by voting, even +as a minority, in accordance with their views. Having withdrawn, they ceased +to be political beings--so that a 'decision' could be made. . . . 'consensus' +was ultimately achieved only after dissenting members nullified themselves as +participants in the process._ + +_"On a more theoretical level, consensus silenced that most vital aspect of +all dialogue, **dissensus**. The ongoing dissent, the passionate dialogue that +still persists even after a minority accedes temporarily to a majority +decision,. . . [can be] replaced. . . .by dull monologues -- and the +uncontroverted and deadening tone of consensus. In majority decision-making, +the defeated minority can resolve to overturn a decision on which they have +been defeated -- they are free to openly and persistently articulate reasoned +and potentially persuasive disagreements. Consensus, for its part, honours no +minorities, but mutes them in favour of the metaphysical 'one' of the +'consensus' group."_ [_"Communalism: The Democratic Dimension of Anarchism"_, +**Democracy and Nature**, no. 8, p. 8] + + + + Bookchin does not _"deny that consensus may be an appropriate form of +decision-making in small groups of people who are thoroughly familiar with one +another." _But he notes that, in practical terms, his own experience has shown +him that _"when larger groups try to make decisions by consensus, it usually +obliges them to arrive at the lowest common intellectual denominator in their +decision-making: the least controversial or even the most mediocre decision +that a sizeable assembly of people can attain is adopted-- precisely because +everyone must agree with it or else withdraw from voting on that issue"_ +[**Op. Cit.**, p.7] + + + + Therefore, due to its potentially authoritarian nature, most anarchists +disagree that consensus is the political aspect of free association. While it +is advantageous to try to reach consensus, it is usually impractical to do so +-- especially in large groups -- regardless of its other, negative effects. +Often it demeans a free society or association by tending to subvert +individuality in the name of community and dissent in the name of solidarity. +Neither true community nor solidarity are fostered when the individual's +development and self-expression are aborted by public disapproval and +pressure. Since individuals are all unique, they will have unique viewpoints +which they should be encouraged to express, as society evolves and is enriched +by the actions and ideas of individuals. + + + + In other words, anarchist supporters of direct democracy stress the +_"**creative** role of dissent"_ which, they fear, _"tends to fade away in the +grey uniformity required by consensus."_ [**Op. Cit.**, p. 8] + + + + We must stress that anarchists are **not** in favour of a mechanical decision +making process in which the majority just vote the minority away and ignore +them. Far from it! Anarchists who support direct democracy see it as a dynamic +debating process in which majority and minority listen to and respect each +other as far possible and create a decision which all can live with (if +possible). They see the process of participation within directly democratic +associations as the means of creating common interests, as a process which +will encourage diversity, individual and minority expression and reduce any +tendency for majorities to marginalise or oppress minorities by ensuring +discussion and debate occurs on important issues. + + + + ## A.2.13 Are anarchists individualists or collectivists? + + + + The short answer is: neither. This can be seen from the fact that liberal +scholars denounce anarchists like Bakunin for being "collectivists" while +Marxists attack Bakunin and anarchists in general for being "individualists." + + + + This is hardly surprising, as anarchists reject both ideologies as nonsense. +Whether they like it or not, non-anarchist individualists and collectivists +are two sides of the same capitalist coin. This can best shown be by +considering modern capitalism, in which "individualist" and "collectivist" +tendencies continually interact, often with the political and economic +structure swinging from one pole to the other. Capitalist collectivism and +individualism are both one-sided aspects of human existence, and like all +manifestations of imbalance, deeply flawed. + + + + For anarchists, the idea that individuals should sacrifice themselves for the +"group" or "greater good" is nonsensical. Groups are made up of individuals, +and if people think only of what's best for the group, the group will be a +lifeless shell. It is only the dynamics of human interaction within groups +which give them life. "Groups" cannot think, only individuals can. This fact, +ironically, leads authoritarian "collectivists" to a most particular kind of +"individualism," namely the _"cult of the personality" _and leader worship. +This is to be expected, since such collectivism lumps individuals into +abstract groups, denies their individuality, and ends up with the need for +someone with enough individuality to make decisions -- a problem that is +"solved" by the leader principle. Stalinism and Nazism are excellent examples +of this phenomenon. + + + + Therefore, anarchists recognise that individuals are the basic unit of +society and that only individuals have interests and feelings. This means they +oppose "collectivism" and the glorification of the group. In anarchist theory +the group exists only to aid and develop the individuals involved in them. +This is why we place so much stress on groups structured in a libertarian +manner -- only a libertarian organisation allows the individuals within a +group to fully express themselves, manage their own interests directly and to +create social relationships which encourage individuality and individual +freedom. So while society and the groups they join shapes the individual, the +individual is the true basis of society. Hence Malatesta: + +> _"Much has been said about the respective roles of individual initiative and +social action in the life and progress of human societies . . . [E]verything +is maintained and kept going in the human world thanks to individual +initiative . . . The real being is man, the individual. Society or the +collectivity - and the **State** or government which claims to represent it - +if it is not a hollow abstraction, must be made up of individuals. And it is +in the organism of every individual that all thoughts and human actions +inevitably have their origin, and from being individual they become collective +thoughts and acts when they are or become accepted by many individuals. Social +action, therefore, is neither the negation nor the complement of individual +initiatives, but is the resultant of initiatives, thoughts and actions of all +individuals who make up society . . . [T]he question is not really changing +the relationship between society and the individual . . . [I]t is a question +of preventing some individuals from oppressing others; of giving all +individuals the same rights and the same means of action; and of replacing the +initiative to the few [which Malatesta defines as a key aspect of +government/hierarchy], which inevitably results in the oppression of everyone +else . . . "_ [**Anarchy**, pp. 38-38] + + + + These considerations do not mean that "individualism" finds favour with +anarchists. As Emma Goldman pointed out, _"'rugged individualism'. . . is only +a masked attempt to repress and defeat the individual and his individuality. +So-called Individualism is the social and economic **laissez-faire**: the +exploitation of the masses by the [ruling] classes by means of legal trickery, +spiritual debasement and systematic indoctrination of the servile spirit . . . +That corrupt and perverse 'individualism' is the straitjacket of individuality +. . [It] has inevitably resulted in the greatest modern slavery, the crassest +class distinctions driving millions to the breadline. 'Rugged individualism' +has meant all the 'individualism' for the masters, while the people are +regimented into a slave caste to serve a handful of self-seeking 'supermen.'"_ +[**Red Emma Speaks**, p. 112] + + + + While groups cannot think, individuals cannot live or discuss by themselves. +Groups and associations are an essential aspect of individual life. Indeed, as +groups generate social relationships by their very nature, they help **shape** +individuals. In other words, groups structured in an authoritarian way will +have a negative impact on the freedom and individuality of those within them. +However, due to the abstract nature of their "individualism," capitalist +individualists fail to see any difference between groups structured in a +libertarian manner rather than in an authoritarian one -- they are both +"groups". Because of their one-sided perspective on this issue, +"individualists" ironically end up supporting some of the most "collectivist" +institutions in existence -- capitalist companies -- and, moreover, always +find a need for the state despite their frequent denunciations of it. These +contradictions stem from capitalist individualism's dependence on individual +contracts in an unequal society, i.e. **abstract** individualism. + + + + In contrast, anarchists stress **social** "individualism" (another, perhaps +better, term for this concept could be **_"communal individuality"_**). +Anarchism _"insists that the centre of gravity in society is the individual -- +that he [sic] must think for himself, act freely, and live fully. . . . If he +is to develop freely and fully, he must be relieved from the interference and +oppression of others. . . . [T]his has nothing in common with. . . 'rugged +individualism.' Such predatory individualism is really flabby, not rugged. At +the least danger to its safety, it runs to cover of the state and wails for +protection. . . .Their 'rugged individualism' is simply one of the many +pretences the ruling class makes to mask unbridled business and political +extortion."_ [Emma Goldman, **Op. Cit.**, pp. 442-3] + + + + Anarchism rejects the **abstract** individualism of capitalism, with its +ideas of "absolute" freedom of the individual which is constrained by others. +This theory ignores the social context in which freedom exists and grows. +_"The freedom we want,"_ Malatesta argued, _"for ourselves and for others, is +not an absolute metaphysical, abstract freedom which in practice is inevitably +translated into the oppression of the weak; but it is a real freedom, possible +freedom, which is the conscious community of interests, voluntary +solidarity."_ [**Anarchy**, p. 43] + + + + A society based on abstract individualism results in an inequality of power +between the contracting individuals and so entails the need for an authority +based on laws above them and organised coercion to enforce the contracts +between them. This consequence is evident from capitalism and, most notably, +in the "social contract" theory of how the state developed. In this theory it +is assumed that individuals are "free" when they are isolated from each other, +as they allegedly were originally in the "state of nature." Once they join +society, they supposedly create a "contract" and a state to administer it. +However, besides being a fantasy with no basis in reality (human beings have +**always** been social animals), this "theory" is actually a justification for +the state's having extensive powers over society; and this in turn is a +justification of the capitalist system, which requires a strong state. It also +mimics the results of the capitalist economic relations upon which this theory +is built. Within capitalism, individuals "freely" contract together, but in +practice the owner rules the worker for as long as the contract is in place. +(See sections [A.2.14](secA2.html#seca214) and [B.4](secB4.html) for further +details). + + + + Thus anarchists reject capitalist "individualism" as being, to quote +Kropotkin, _"a narrow and selfish individualism"_ which, moreover, is _"a +foolish egoism which belittles the individual"_ and is _"not individualism at +all. It will not lead to what was established as a goal; that is the complete +broad and most perfectly attainable development of individuality."_ The +hierarchy of capitalism results in _"the impoverishment of individuality"_ +rather than its development. To this anarchists contrast _"the individuality +which attains the greatest individual development possible through the highest +communist sociability in what concerns both its primordial needs and its +relationships with others in general."_ [**Selected Writings on Anarchism and +Revolution**, p. 295, p. 296 and p. 297] For anarchists, our freedom is +enriched by those around us when we work with them as equals and not as master +and servant. + + + + In practice, both individualism and collectivism lead to a denial of both +individual liberty and group autonomy and dynamics. In addition, each implies +the other, with collectivism leading to a particular form of individualism and +individualism leading to a particular form of collectivism. + + + + Collectivism, with its implicit suppression of the individual, ultimately +impoverishes the community, as groups are only given life by the individuals +who comprise them. Individualism, with its explicit suppression of community +(i.e. the people with whom you live), ultimately impoverishes the individual, +since individuals do not exist apart from society but can only exist within +it. In addition, individualism ends up denying the "select few" the insights +and abilities of the individuals who make up the rest of society, and so is a +source of self-denial. This is Individualism's fatal flaw (and contradiction), +namely _"the impossibility for the individual to attain a really full +development in the conditions of oppression of the mass by the 'beautiful +aristocracies'. His [or her] development would remain uni-lateral."_ [Peter +Kropotkin, **Anarchism**, p. 293] + + + + True liberty and community exist elsewhere. + + + + ## A.2.14 Why is voluntarism not enough? + + + + Voluntarism means that association should be voluntary in order maximise +liberty. Anarchists are, obviously, voluntarists, thinking that only in free +association, created by free agreement, can individuals develop, grow, and +express their liberty. However, it is evident that under capitalism +voluntarism is not enough in itself to maximise liberty. + + + + Voluntarism implies promising (i.e. the freedom to make agreements), and +promising implies that individuals are capable of independent judgement and +rational deliberation. In addition, it presupposes that they can evaluate and +change their actions and relationships. Contracts under capitalism, however, +contradict these implications of voluntarism. For, while technically +"voluntary" (though as we show in [section B.4,](secB4.html) this is not +really the case), capitalist contracts result in a denial of liberty. This is +because the social relationship of wage-labour involves promising to obey in +return for payment. And as Carole Pateman points out, _"to promise to obey is +to deny or to limit, to a greater or lesser degree, individuals' freedom and +equality and their ability to exercise these capacities [of independent +judgement and rational deliberation]. To promise to obey is to state, that in +certain areas, the person making the promise is no longer free to exercise her +capacities and decide upon her own actions, and is no longer equal, but +subordinate."_ [**The Problem of Political Obligation**, p. 19] This results +in those obeying no longer making their own decisions. Thus the rational for +voluntarism (i.e. that individuals are capable of thinking for themselves and +must be allowed to express their individuality and make their own decisions) +is violated in a hierarchical relationship as some are in charge and the many +obey (see also [section A.2.8](secA2.html#seca28)). Thus any voluntarism which +generates relationships of subordination is, by its very nature, incomplete +and violates its own justification. + + + + This can be seen from capitalist society, in which workers sell their freedom +to a boss in order to live. In effect, under capitalism you are only free to +the extent that you can choose whom you will obey! Freedom, however, must mean +more than the right to change masters. Voluntary servitude is still servitude. +For if, as Rousseau put it, sovereignty, _"for the same reason as makes it +inalienable, cannot be represented"_ neither can it be sold nor temporarily +nullified by a hiring contract. Rousseau famously argued that the _"people of +England regards itself as free; but it is grossly mistaken; it is free only +during the election of members of parliament. As soon as they are elected, +slavery overtakes it, and it is nothing."_ [**The Social Contract and +Discourses**, p. 266] Anarchists expand on this analysis. To paraphrase +Rousseau: + +> Under capitalism the worker regards herself as free; but she is grossly +mistaken; she is free only when she signs her contract with her boss. As soon +as it is signed, slavery overtakes her and she is nothing but an order taker. + + + + To see why, to see the injustice, we need only quote Rousseau: + +> _ "That a rich and powerful man, having acquired immense possessions in +land, should impose laws on those who want to establish themselves there, and +that he should only allow them to do so on condition that they accept his +supreme authority and obey all his wishes; that, I can still conceive . . . +Would not this tyrannical act contain a double usurpation: that on the +ownership of the land and that on the liberty of the inhabitants?"_ [**Op. +Cit.**, p. 316] + + + + Hence Proudhon's comment that _"Man may be made by property a slave or a +despot by turns."_ [**What is Property?**, p. 371] Little wonder we discover +Bakunin rejecting _"any contract with another individual on any footing but +the utmost equality and reciprocity"_ as this would _"alienate his [or her] +freedom"_ and so would be a _"a relationship of voluntary servitude with +another individual."_ Anyone making such a contract in a free society (i.e. +anarchist society) would be _"devoid of any sense of personal dignity."_ +[**Michael Bakunin: Selected Writings**, pp. 68-9] Only self-managed +associations can create relationships of equality rather than of subordination +between its members. + + + + Therefore anarchists stress the need for direct democracy in voluntary +associations in order to ensure that the concept of "freedom" is not a sham +and a justification for domination, as it is under capitalism. Only self- +managed associations can create relationships of equality rather than of +subordination between its members. + + + + It is for this reason that anarchists have opposed capitalism and urged +_"workers to form themselves into democratic societies, with equal conditions +for all members, on pain of a relapse into feudalism."_ [Proudhon, **The +General Idea of the Revolution**, p. 277] For similar reasons, anarchists +(with the notable exception of Proudhon) opposed marriage as it turned women +into _"a bonded slave, who takes her master's name, her master's bread, her +master's commands, and serves her master's passions . . . who can control no +property, not even her own body, without his consent."_ [Voltairine de Cleyre, +_"Sex Slavery"_, **The Voltairine de Cleyre Reader**, p. 94] While marriage, +due to feminist agitation, in many countries has been reformed towards the +anarchist ideal of a free union of equals, it still is based on the +patriarchal principles anarchists like Goldman and de Cleyre identified and +condemned (see [section A.3.5](secA3.html#seca35) for more on feminism and +anarchism). + + + + Clearly, voluntary entry is a necessary but not a sufficient condition to +defend an individual's liberty. This is to be expected as it ignores (or takes +for granted) the social conditions in which agreements are made and, moreover, +ignores the social relationships created by them (_"For the worker who **must +sell** his labour, it is impossible to remain **free.**"_ [Kropotkin, +**Selected Writings on Anarchism and Revolution**, p. 305]). Any social +relationships based on abstract individualism are likely to be based upon +force, power, and authority, **not** liberty. This of course assumes a +definition of liberty according to which individuals exercise their capacities +and decide their own actions. Therefore, voluntarism is **not** enough to +create a society that maximises liberty. This is why anarchists think that +voluntary association **must** be complemented by self-management (direct +democracy) **within** these associations. For anarchists, the assumptions of +voluntarism imply self-management. Or, to use Proudhon's words, _"as +individualism is the primordial fact of humanity, so association is its +complementary term."_ [**System of Economical Contradictions**, p. 430] + + + + To answer the second objection first, in a society based on private property +(and so statism), those with property have more power, which they can use to +perpetuate their authority. _"Wealth is power, poverty is weakness,"_ in the +words of Albert Parsons. This means that under capitalism the much praised +"freedom to choose" is extremely limited. It becomes, for the vast majority, +the freedom to pick a master (under slavery, quipped Parsons, the master +_"selected . . . his own slaves. Under the wage slavery system the wage slave +selects his master."_). Under capitalism, Parsons stressed, _"those +disinherited of their natural rights must hire out and serve and obey the +oppressing class or starve. There is no other alternative. Some things are +priceless, chief among which are life and liberty. A freeman [or woman] is not +for sale or hire."_ [**Anarchism**, p. 99 and p. 98] And why should we excuse +servitude or tolerate those who desire to restrict the liberty of others? The +"liberty" to command is the liberty to enslave, and so is actually a denial of +liberty. + + + + Regarding the first objection, anarchists plead guilty. We **are** prejudiced +against the reduction of human beings to the status of robots. We are +prejudiced in favour of human dignity and freedom. We are prejudiced, in fact, +in favour of humanity and individuality. + + + + ([ Section A.2.11 ](secA2.html#seca211) discusses why direct democracy is the +necessary social counterpart to voluntarism (i.e. free agreement). [ Section +B.4](secB4.html) discusses why capitalism cannot be based on equal bargaining +power between property owners and the propertyless). + + + + ## A.2.15 What about "human nature"? + + + + Anarchists, far from ignoring "human nature," have the only political theory +that gives this concept deep thought and reflection. Too often, "human nature" +is flung up as the last line of defence in an argument against anarchism, +because it is thought to be beyond reply. This is not the case, however. First +of all, human nature is a complex thing. If, by human nature, it is meant +"what humans do," it is obvious that human nature is contradictory -- love and +hate, compassion and heartlessness, peace and violence, and so on, have all +been expressed by people and so are all products of "human nature." Of course, +what is considered "human nature" can change with changing social +circumstances. For example, slavery was considered part of "human nature" and +"normal" for thousands of years. Homosexuality was considered perfectly normal +by the ancient Greeks yet thousands of years later the Christian church +denounced it as unnatural. War only become part of "human nature" once states +developed. Hence Chomsky: + +> _ "Individuals are certainly capable of evil . . . But individuals are +capable of all sorts of things. Human nature has lots of ways of realising +itself, humans have lots of capacities and options. Which ones reveal +themselves depends to a large extent on the institutional structures. If we +had institutions which permitted pathological killers free rein, they'd be +running the place. The only way to survive would be to let those elements of +your nature manifest themselves. + +"If we have institutions which make greed the sole property of human beings +and encourage pure greed at the expense of other human emotions and +commitments, we're going to have a society based on greed, with all that +follows. A different society might be organised in such a way that human +feelings and emotions of other sorts, say, solidarity, support, sympathy +become dominant. Then you'll have different aspects of human nature and +personality revealing themselves."_ [**Chronicles of Dissent**, pp. 158] + + + + Therefore, environment plays an important part in defining what "human +nature" is, how it develops and what aspects of it are expressed. Indeed, one +of the greatest myths about anarchism is the idea that we think human nature +is inherently good (rather, we think it is inherently sociable). How it +develops and expresses itself is dependent on the kind of society we live in +and create. A hierarchical society will shape people in certain (negative) +ways and produce a "human nature" radically different from a libertarian one. +So _"when we hear men [and women] saying that Anarchists imagine men [and +women] much better than they really are, we merely wonder how intelligent +people can repeat that nonsense. Do we not say continually that the only means +of rendering men [and women] less rapacious and egotistic, less ambitious and +less slavish at the same time, is to eliminate those conditions which favour +the growth of egotism and rapacity, of slavishness and ambition?"_ [Peter +Kropotkin, **Act for Yourselves**, p. 83] + + + + As such, the use of "human nature" as an argument against anarchism is simply +superficial and, ultimately, an evasion. It is an excuse not to think. _"Every +fool,"_ as Emma Goldman put it, _"from king to policemen, from the flatheaded +parson to the visionless dabbler in science, presumes to speak authoritatively +of human nature. The greater the mental charlatan, the more definite his +insistence on the wickedness and weakness of human nature. Yet how can any one +speak of it to-day, with every soul in prison, with every heart fettered, +wounded, and maimed?"_ Change society, create a better social environment and +then we can judge what is a product of our natures and what is the product of +an authoritarian system. For this reason, anarchism _"stands for the +liberation of the human mind from the dominion of religion; the liberation of +the human body from the dominion of property; liberation from the shackles and +restraint of government."_ For _"[f]reedom, expansion, opportunity, and above +all, peace and repose, alone can teach us the real dominant factors of human +nature and all its wonderful possibilities."_ [**Red Emma Speaks**, p. 73] + + + + This does not mean that human beings are infinitely plastic, with each +individual born a **tabula rasa** (blank slate) waiting to be formed by +"society" (which in practice means those who run it). As Noam Chomsky argues, +_"I don't think its possible to give a rational account of the concept of +alienated labour on that assumption [that human nature is nothing but a +historical product], nor is it possible to produce something like a moral +justification for the commitment to some kind of social change, except on the +basis of assumptions about human nature and how modifications in the structure +of society will be better able to conform to some of the fundamental needs +that are part of our essential nature."_ [**Language and Politics**, p. 215] +We do not wish to enter the debate about what human characteristics are and +are not "innate." All we will say is that human beings have an innate ability +to think and learn -- that much is obvious, we feel -- and that humans are +sociable creatures, needing the company of others to feel complete and to +prosper. Moreover, they have the ability to recognise and oppose injustice and +oppression (Bakunin rightly considered _"**the power to think** and **the +desire to rebel**"_ as _"precious faculties."_ [**God and the State**, p. 9]). + + + + These three features, we think, suggest the viability of an anarchist +society. The innate ability to think for oneself automatically makes all forms +of hierarchy illegitimate, and our need for social relationships implies that +we can organise without the state. The deep unhappiness and alienation +afflicting modern society reveals that the centralisation and authoritarianism +of capitalism and the state are denying some innate needs within us. In fact, +as mentioned earlier, for the great majority of its existence the human race +**has** lived in anarchic communities, with little or no hierarchy. That +modern society calls such people "savages" or "primitive" is pure arrogance. +So who can tell whether anarchism is against "human nature"? Anarchists have +accumulated much evidence to suggest that it may not be. + + + + As for the charge the anarchists demand too much of "human nature," it is +often **non** anarchists who make the greatest claims on it. For _"while our +opponents seem to admit there is a kind of salt of the earth -- the rulers, +the employers, the leaders -- who, happily enough, prevent those bad men -- +the ruled, the exploited, the led -- from becoming still worse than they are"_ +we anarchists _"maintain that **both** rulers and ruled are spoiled by +authority"_ and _"**both** exploiters and exploited are spoiled by +exploitation."_ So _"there is [a] difference, and a very important one. **We** +admit the imperfections of human nature, but we make no exception for the +rulers. **They** make it, although sometimes unconsciously, and because we +make no such exception, they say that we are dreamers."_ [Peter Kropotkin, +**Op. Cit.**, p. 83] If human nature is so bad, then giving some people power +over others and hoping this will lead to justice and freedom is hopelessly +utopian. + + + + Moreover, as noted, Anarchists argue that hierarchical organisations bring +out the worse in human nature. Both the oppressor and the oppressed are +negatively affected by the authoritarian relationships so produced. _"It is a +characteristic of privilege and of every kind of privilege,"_ argued Bakunin, +_"to kill the mind and heart of man . . . That is a social law which admits no +exceptions . . . It is the law of equality and humanity."_ [**God and the +State**, p. 31] And while the privileged become corrupted by power, the +powerless (in general) become servile in heart and mind (luckily the human +spirit is such that there will always be rebels no matter the oppression for +where there is oppression, there is resistance and, consequently, hope). As +such, it seems strange for anarchists to hear non-anarchists justify hierarchy +in terms of the (distorted) "human nature" it produces. + + + + Sadly, too many have done precisely this. It continues to this day. For +example, with the rise of "sociobiology," some claim (with very little +**real** evidence) that capitalism is a product of our "nature," which is +determined by our genes. These claims are simply a new variation of the "human +nature" argument and have, unsurprisingly, been leapt upon by the powers that +be. Considering the dearth of evidence, their support for this "new" doctrine +must be purely the result of its utility to those in power -- i.e. the fact +that it is useful to have an "objective" and "scientific" basis to rationalise +inequalities in wealth and power (for a discussion of this process see **Not +in Our Genes: Biology, Ideology and Human Nature** by Steven Rose, R.C. +Lewontin and Leon J. Kamin). + + + + This is not to say that it does not hold a grain of truth. As scientist +Stephen Jay Gould notes, _"the range of our potential behaviour is +circumscribed by our biology"_ and if this is what sociobiology means _"by +genetic control, then we can scarcely disagree."_ However, this is not what is +meant. Rather, it is a form of _"biological determinism"_ that sociobiology +argues for. Saying that there are specific genes for specific human traits +says little for while _"[v]iolence, sexism, and general nastiness **are** +biological since they represent one subset of a possible range of behaviours"_ +so are _"peacefulness, equality, and kindness."_ And so _"we may see their +influence increase if we can create social structures that permit them to +flourish."_ That this may be the case can be seen from the works of +sociobiologists themselves, who _"acknowledge diversity"_ in human cultures +while _"often dismiss[ing] the uncomfortable 'exceptions' as temporary and +unimportant aberrations."_ This is surprising, for if you believe that +_"repeated, often genocidal warfare has shaped our genetic destiny, the +existence of nonaggressive peoples is embarrassing."_ [**Ever Since Darwin**, +p. 252, p. 257 and p. 254] + + + + Like the social Darwinism that preceded it, sociobiology proceeds by first +projecting the dominant ideas of current society onto nature (often +unconsciously, so that scientists mistakenly consider the ideas in question as +both "normal" and "natural"). Bookchin refers to this as _"the subtle +projection of historically conditioned human values"_ onto nature rather than +_"scientific objectivity."_ Then the theories of nature produced in this +manner are transferred **back** onto society and history, being used to +"prove" that the principles of capitalism (hierarchy, authority, competition, +etc.) are eternal **laws,** which are then appealed to as a justification for +the status quo! _"What this procedure does accomplish,"_ notes Bookchin, _"is +reinforce human social hierarchies by justifying the command of men and women +as innate features of the 'natural order.' Human domination is thereby +transcribed into the genetic code as biologically immutable."_ [**The Ecology +of Freedom**, p. 95 and p. 92] Amazingly, there are many supposedly +intelligent people who take this sleight-of-hand seriously. + + + + This can be seen when "hierarchies" in nature are used to explain, and so +justify, hierarchies in human societies. Such analogies are misleading for +they forget the institutional nature of human life. As Murray Bookchin notes +in his critique of sociobiology, a _"weak, enfeebled, unnerved, and sick ape +is hardly likely to become an 'alpha' male, much less retain this highly +ephemeral 'status.' By contrast, the most physically and mentally pathological +human rulers have exercised authority with devastating effect in the course of +history."_ This _"expresses a power of hierarchical **institutions** over +persons that is completely reversed in so-called 'animal hierarchies' where +the absence of institutions is precisely the only intelligible way of talking +about 'alpha males' or 'queen bees.'"_ [_"Sociobiology or Social Ecology"_, +**Which way for the Ecology Movement?**, p. 58] Thus what makes human society +unique is conveniently ignored and the real sources of power in society are +hidden under a genetic screen. + + + + The sort of apologetics associated with appeals to "human nature" (or +sociobiology at its worse) are natural, of course, because every ruling class +needs to justify their right to rule. Hence they support doctrines that +defined the latter in ways appearing to justify elite power -- be it +sociobiology, divine right, original sin, etc. Obviously, such doctrines have +always been wrong . . . until now, of course, as it is obvious our current +society truly conforms to "human nature" and it has been scientifically proven +by our current scientific priesthood! + + + + The arrogance of this claim is truly amazing. History hasn't stopped. One +thousand years from now, society will be completely different from what it is +presently or from what anyone has imagined. No government in place at the +moment will still be around, and the current economic system will not exist. +The only thing that may remain the same is that people will still be claiming +that their new society is the "One True System" that completely conforms to +human nature, even though all past systems did not. + + + + Of course, it does not cross the minds of supporters of capitalism that +people from different cultures may draw different conclusions from the same +facts -- conclusions that may be **more** valid. Nor does it occur to +capitalist apologists that the theories of the "objective" scientists may be +framed in the context of the dominant ideas of the society they live in. It +comes as no surprise to anarchists, however, that scientists working in +Tsarist Russia developed a theory of evolution based on **cooperation** within +species, quite unlike their counterparts in capitalist Britain, who developed +a theory based on **competitive struggle** within and between species. That +the latter theory reflected the dominant political and economic theories of +British society (notably competitive individualism) is pure coincidence, of +course. + + + + Kropotkin's classic work **Mutual Aid**, for example, was written in response +to the obvious inaccuracies that British representatives of Darwinism had +projected onto nature and human life. Building upon the mainstream Russian +criticism of the British Darwinism of the time, Kropotkin showed (with +substantial empirical evidence) that "mutual aid" within a group or species +played as important a role as "mutual struggle" between individuals within +those groups or species (see Stephan Jay Gould's essay _"Kropotkin was no +Crackpot"_ in his book **Bully for Brontosaurus** for details and an +evaluation). It was, he stressed, a _"factor"_ in evolution along with +competition, a factor which, in most circumstances, was far more important to +survival. Thus co-operation is just as "natural" as competition so proving +that "human nature" was not a barrier to anarchism as co-operation between +members of a species can be the best pathway to advantage individuals. + + + + To conclude. Anarchists argue that anarchy is not against "human nature" for +two main reasons. Firstly, what is considered as being "human nature" is +shaped by the society we live in and the relationships we create. This means a +hierarchical society will encourage certain personality traits to dominate +while an anarchist one would encourage others. As such, anarchists _"do not so +much rely on the fact that human nature will change as they do upon the theory +that the same nature will act differently under different circumstances."_ +Secondly, change _"seems to be one of the fundamental laws of existence"_ so +_"who can say that man [sic!] has reached the limits of his possibilities."_ +[George Barrett, **Objections to Anarchism**, pp. 360-1 and p. 360] + + + + For useful discussions on anarchist ideas on human nature, both of which +refute the idea that anarchists think human beings are naturally good, see +Peter Marshall's _"Human nature and anarchism"_ [David Goodway (ed.), **For +Anarchism: History, Theory and Practice**, pp. 127-149] and David Hartley's +_"Communitarian Anarchism and Human Nature"_. [**Anarchist Studies**, vol. 3, +no. 2, Autumn 1995, pp. 145-164] + + + + ## A.2.16 Does anarchism require "perfect" people to work? + + + + No. Anarchy is not a utopia, a "perfect" society. It will be a **_human_** +society, with all the problems, hopes, and fears associated with human beings. +Anarchists do not think that human beings need to be "perfect" for anarchy to +work. They only need to be free. Thus Christie and Meltzer: + +> _ "[A] common fallacy [is] that revolutionary socialism [i.e. anarchism] is +an 'idealisation' of the workers and [so] the mere recital of their present +faults is a refutation of the class struggle . . . it seems morally +unreasonable that a free society . . . could exist without moral or ethical +perfection. But so far as the overthrow of [existing] society is concerned, we +may ignore the fact of people's shortcomings and prejudices, so long as they +do not become institutionalised. One may view without concern the fact . . . +that the workers might achieve control of their places of work long before +they had acquired the social graces of the 'intellectual' or shed all the +prejudices of the present society from family discipline to xenophobia. What +does it matter, so long as they can run industry without masters? Prejudices +wither in freedom and only flourish while the social climate is favourable to +them . . . What we say is . . . that once life can continue without imposed +authority from above, and imposed authority cannot survive the withdrawal of +labour from its service, the prejudices of authoritarianism will disappear. +There is no cure for them other than the free process of education."_ [**The +Floodgates of Anarchy**, pp. 36-7] + + + + Obviously, though, we think that a free society will produce people who are +more in tune with both their own and others individuality and needs, thus +reducing individual conflict. Remaining disputes would be solved by reasonable +methods, for example, the use of juries, mutual third parties, or community +and workplace assemblies (see [section I.5.8](secI5.html#seci58) for a +discussion of how could be done for anti-social activities as well as +disputes). + + + + Like the "anarchism-is-against-human-nature" argument (see [section +A.2.15](secA2.html#seca215)), opponents of anarchism usually assume "perfect" +people -- people who are not corrupted by power when placed in positions of +authority, people who are strangely unaffected by the distorting effects of +hierarchy, privilege, and so forth. However, anarchists make no such claims +about human perfection. We simply recognise that vesting power in the hands of +one person or an elite is never a good idea, as people are not perfect. + + + + It should be noted that the idea that anarchism requires a "new" (perfect) +man or woman is often raised by the opponents of anarchism to discredit it +(and, usually, to justify the retention of hierarchical authority, +particularly capitalist relations of production). After all, people are not +perfect and are unlikely ever to be. As such, they pounce on every example of +a government falling and the resulting chaos to dismiss anarchism as +unrealistic. The media loves to proclaim a country to be falling into +"anarchy" whenever there is a disruption in "law and order" and looting takes +place. + + + + Anarchists are not impressed by this argument. A moment's reflection shows +why, for the detractors make the basic mistake of assuming an anarchist +society without anarchists! (A variation of such claims is raised by the +right-wing "anarcho"-capitalists to discredit real anarchism. However, their +"objection" discredits their own claim to be anarchists for they implicitly +assume an anarchist society without anarchists!). Needless to say, an +"anarchy" made up of people who still saw the need for authority, property and +statism would soon become authoritarian (i.e. non-anarchist) again. This is +because even if the government disappeared tomorrow, the same system would +soon grow up again, because _"the strength of the government rests not with +itself, but with the people. A great tyrant may be a fool, and not a superman. +His strength lies not in himself, but in the superstition of the people who +think that it is right to obey him. So long as that superstition exists it is +useless for some liberator to cut off the head of tyranny; the people will +create another, for they have grown accustomed to rely on something outside +themselves."_ [George Barrett, **Objections to Anarchism**, p. 355] + + + + Hence Alexander Berkman: + +> _ "Our social institutions are founded on certain ideas; as long as the +latter are generally believed, the institutions built on them are safe. +Government remains strong because people think political authority and legal +compulsion necessary. Capitalism will continue as long as such an economic +system is considered adequate and just. The weakening of the ideas which +support the evil and oppressive present day conditions means the ultimate +breakdown of government and capitalism."_ [**What is Anarchism?**, p. xii] + + + + In other words, anarchy needs **_anarchists_** in order to be created and +survive. But these anarchists need not be perfect, just people who have freed +themselves, by their own efforts, of the superstition that command-and- +obedience relations and capitalist property rights are necessary. The implicit +assumption in the idea that anarchy needs "perfect" people is that freedom +will be given, not taken; hence the obvious conclusion follows that an anarchy +requiring "perfect" people will fail. But this argument ignores the need for +self-activity and self-liberation in order to create a free society. For +anarchists, _"history is nothing but a struggle between the rulers and the +ruled, the oppressors and the oppressed."_ [Peter Kropotkin, **Act for +Yourselves**, p. 85] Ideas change through struggle and, consequently, in the +struggle against oppression and exploitation, we not only change the world, we +change ourselves at the same time. So it is the struggle for freedom which +creates people capable of taking the responsibility for their own lives, +communities and planet. People capable of living as equals in a free society, +so making anarchy possible. + + + + As such, the chaos which often results when a government disappears is not +anarchy nor, in fact, a case against anarchism. It simple means that the +necessary preconditions for creating an anarchist society do not exist. +Anarchy would be the product of collective struggle at the heart of society, +not the product of external shocks. Nor, we should note, do anarchists think +that such a society will appear "overnight." Rather, we see the creation of an +anarchist system as a process, not an event. The ins-and-outs of how it would +function will evolve over time in the light of experience and objective +circumstances, not appear in a perfect form immediately (see [section +H.2.5](secH2.html#sech25) for a discussion of Marxist claims otherwise). + + + + Therefore, anarchists do not conclude that "perfect" people are necessary +anarchism to work because the anarchist is _"no liberator with a divine +mission to free humanity, but he is a part of that humanity struggling onwards +towards liberty."_ As such, _"[i]f, then, by some external means an Anarchist +Revolution could be, so to speak, supplied ready-made and thrust upon the +people, it is true that they would reject it and rebuild the old society. If, +on the other hand, the people develop their ideas of freedom, and they +themselves get rid of the last stronghold of tyranny --- the government -- +then indeed the revolution will be permanently accomplished."_ [George +Barrett, **Op. Cit.**, p. 355] + + + + This is not to suggest that an anarchist society must wait until +**_everyone_** is an anarchist. Far from it. It is highly unlikely, for +example, that the rich and powerful will suddenly see the errors of their ways +and voluntarily renounce their privileges. Faced with a large and growing +anarchist movement, the ruling elite has always used repression to defend its +position in society. The use of fascism in Spain (see [section +A.5.6](secA5.html#seca56)) and Italy (see [section A.5.5](secA5.html#seca55)) +show the depths the capitalist class can sink to. Anarchism will be created in +the face of opposition by the ruling minorities and, consequently, will need +to defend itself against attempts to recreate authority (see [ section +H.2.1](secH2.html#sech21) for a refutation of Marxist claims anarchists reject +the need to defend an anarchist society against counter-revolution). + + + + Instead anarchists argue that we should focus our activity on convincing +those subject to oppression and exploitation that they have the power to +resist both and, ultimately, can end both by destroying the social +institutions that cause them. As Malatesta argued, _"we need the support of +the masses to build a force of sufficient strength to achieve our specific +task of radical change in the social organism by the direct action of the +masses, we must get closer to them, accept them as they are, and from within +their ranks seek to 'push' them forward as much as possible."_ [**Errico +Malatesta: His Life and Ideas**, pp. 155-6] This would create the conditions +that make possible a rapid evolution towards anarchism as what was initially +accepted by a minority _"but increasingly finding popular expression, will +make its way among the mass of the people"_ and _"the minority will become the +People, the great mass, and that mass rising up against property and the +State, will march forward towards anarchist communism."_ [Kropotkin, **Words +of a Rebel**, p. 75] Hence the importance anarchists attach to spreading our +ideas and arguing the case for anarchism. This creates conscious anarchists +from those questioning the injustices of capitalism and the state. + + + + This process is helped by the nature of hierarchical society and the +resistance it naturally developed in those subject to it. Anarchist ideas +develop spontaneously through struggle. As we discuss in [section +I.2.3](secI2.html#seci23), anarchistic organisations are often created as part +of the resistance against oppression and exploitation which marks every +hierarchical system and can., potentially, be the framework of a few society. +As such, the creation of libertarian institutions is, therefore, always a +possibility in any situation. A peoples' experiences may push them towards +anarchist conclusions, namely the awareness that the state exists to protect +the wealthy and powerful few and to disempower the many. That while it is +needed to maintain class and hierarchical society, it is not needed to +organise society nor can it do so in a just and fair way for all. This is +possible. However, without a conscious anarchist presence any libertarian +tendencies are likely to be used, abused and finally destroyed by parties or +religious groups seeking political power over the masses (the Russian +Revolution is the most famous example of this process). It is for that reason +anarchists organise to influence the struggle and spread our ideas (see [ +section J.3](secJ3.html) for details). For it is the case that only when +anarchist ideas _"acquire a predominating influence"_ and are _"accepted by a +sufficiently large section of the population"_ will we _"have achieved +anarchy, or taken a step towards anarchy."_ For anarchy _"cannot be imposed +against the wishes of the people."_ [Malatesta, **Op. Cit.**, p. 159 and p. +163] + + + + So, to conclude, the creation of an anarchist society is not dependent on +people being perfect but it is dependent on a large majority being anarchists +and wanting to reorganise society in a libertarian manner. This will not +eliminate conflict between individuals nor create a fully formed anarchist +humanity overnight but it will lay the ground for the gradual elimination of +whatever prejudices and anti-social behaviour that remain after the struggle +to change society has revolutionised those doing it. + + + + ## A.2.17 Aren't most people too stupid for a free society to work? + + + + We are sorry to have to include this question in an anarchist FAQ, but we +know that many political ideologies explicitly assume that ordinary people are +too stupid to be able to manage their own lives and run society. All aspects +of the capitalist political agenda, from Left to Right, contain people who +make this claim. Be it Leninists, fascists, Fabians or Objectivists, it is +assumed that only a select few are creative and intelligent and that these +people should govern others. Usually, this elitism is masked by fine, flowing +rhetoric about "freedom," "democracy" and other platitudes with which the +ideologues attempt to dull people's critical thought by telling them want they +want to hear. + + + + It is, of course, also no surprise that those who believe in "natural" elites +always class themselves at the top. We have yet to discover an "objectivist", +for example, who considers themselves part of the great mass of "second- +handers" (it is always amusing to hear people who simply parrot the ideas of +Ayn Rand dismissing other people so!) or who will be a toilet cleaner in the +unknown "ideal" of "real" capitalism. Everybody reading an elitist text will +consider him or herself to be part of the "select few." It's "natural" in an +elitist society to consider elites to be natural and yourself a potential +member of one! + + + + Examination of history shows that there is a basic elitist ideology which has +been the essential rationalisation of all states and ruling classes since +their emergence at the beginning of the Bronze Age (_"if the legacy of +domination had had any broader purpose than the support of hierarchical and +class interests, it has been the attemp to exorcise the belief in public +competence from social discourse itself."_ [Bookchin, **The Ecology of +Freedom**, p. 206]). This ideology merely changes its outer garments, not its +basic inner content over time. + + + + During the Dark Ages, for example, it was coloured by Christianity, being +adapted to the needs of the Church hierarchy. The most useful "divinely +revealed" dogma to the priestly elite was "original sin": the notion that +human beings are basically depraved and incompetent creatures who need +"direction from above," with priests as the conveniently necessary mediators +between ordinary humans and "God." The idea that average people are basically +stupid and thus incapable of governing themselves is a carry over from this +doctrine, a relic of the Dark Ages. + + + + In reply to all those who claim that most people are "second-handers" or +cannot develop anything more than "trade union consciousness," all we can say +is that it is an absurdity that cannot withstand even a superficial look at +history, particularly the labour movement. The creative powers of those +struggling for freedom is often truly amazing, and if this intellectual power +and inspiration is not seen in "normal" society, this is the clearest +indictment possible of the deadening effects of hierarchy and the conformity +produced by authority. (See also [ section B.1](secB1.html) for more on the +effects of hierarchy). As Bob Black points outs: + +> _"You are what you do. If you do boring, stupid, monotonous work, chances +are you'll end up boring, stupid, and monotonous. Work is a much better +explanation for the creeping cretinisation all around us than even such +significant moronising mechanisms as television and education. People who are +regimented all their lives, handed to work from school and bracketed by the +family in the beginning and the nursing home in the end, are habituated to +hierarchy and psychologically enslaved. Their aptitude for autonomy is so +atrophied that their fear of freedom is among their few rationally grounded +phobias. Their obedience training at work carries over into the families +**they** start, thus reproducing the system in more ways than one, and into +politics, culture and everything else. Once you drain the vitality from people +at work, they'll likely submit to hierarchy and expertise in everything. +They're used to it." _[**The Abolition of Work and other essays**, pp. 21-2] + + + + When elitists try to conceive of liberation, they can only think of it being +**given** to the oppressed by kind (for Leninists) or stupid (for +Objectivists) elites. It is hardly surprising, then, that it fails. Only self- +liberation can produce a free society. The crushing and distorting effects of +authority can only be overcome by self-activity. The few examples of such +self-liberation prove that most people, once considered incapable of freedom +by others, are more than up for the task. + + + + Those who proclaim their "superiority" often do so out of fear that their +authority and power will be destroyed once people free themselves from the +debilitating hands of authority and come to realise that, in the words of Max +Stirner, _"the great are great only because we are on our knees. Let us rise"_ + + + + As Emma Goldman remarks about women's equality, _"[t]he extraordinary +achievements of women in every walk of life have silenced forever the loose +talk of women's inferiority. Those who still cling to this fetish do so +because they hate nothing so much as to see their authority challenged. This +is the characteristic of all authority, whether the master over his economic +slaves or man over women. However, everywhere woman is escaping her cage, +everywhere she is going ahead with free, large strides."_ [**Vision on Fire**, +p. 256] The same comments are applicable, for example, to the very successful +experiments in workers' self-management during the Spanish Revolution. + + + + Then, of course, the notion that people are too stupid for anarchism to work +also backfires on those who argue it. Take, for example, those who use this +argument to advocate democratic government rather than anarchy. Democracy, as +Luigi Galleani noted, means _"acknowledging the right and the competence of +the people to select their rulers."_ However, _"whoever has the political +competence to choose his [or her] own rulers is, by implication, also +competent to do without them, especially when the causes of economic enmity +are uprooted."_ [**The End of Anarchism?**, p. 37] Thus the argument for +democracy against anarchism undermines itself, for _"if you consider these +worthy electors as unable to look after their own interests themselves, how is +it that they know how to choose for themselves the shepherds who must guide +them? And how will they be able to solve this problem of social alchemy, of +producing the election of a genius from the votes of a mass of fools?"_ +[Malatesta, **Anarchy**, pp. 53-4] + + + + As for those who consider dictatorship as the solution to human stupidity, +the question arises why are these dictators immune to this apparently +universal human trait? And, as Malatesta noted, _"who are the best? And who +will recognise these qualities in them?"_ [**Op. Cit.**, p. 53] If they impose +themselves on the "stupid" masses, why assume they will not exploit and +oppress the many for their own benefit? Or, for that matter, that they are any +more intelligent than the masses? The history of dictatorial and monarchical +government suggests a clear answer to those questions. A similar argument +applies for other non-democratic systems, such as those based on limited +suffrage. For example, the Lockean (i.e. classical liberal or right-wing +libertarian) ideal of a state based on the rule of property owners is doomed +to be little more than a regime which oppresses the majority to maintain the +power and privilege of the wealthy few. Equally, the idea of near universal +stupidity bar an elite of capitalists (the "objectivist" vision) implies a +system somewhat less ideal than the perfect system presented in the +literature. This is because most people would tolerate oppressive bosses who +treat them as means to an end rather than an end in themselves. For how can +you expect people to recognise and pursue their own self-interest if you +consider them fundamentally as the _"uncivilised hordes"_? You cannot have it +both ways and the _"unknown ideal"_ of pure capitalism would be as grubby, +oppressive and alienating as "actually existing" capitalism. + + + + As such, anarchists are firmly convinced that arguments against anarchy based +on the lack of ability of the mass of people are inherently self-contradictory +(when not blatantly self-servicing). If people are too stupid for anarchism +then they are too stupid for any system you care to mention. Ultimately, +anarchists argue that such a perspective simply reflects the servile mentality +produced by a hierarchical society rather than a genuine analysis of humanity +and our history as a species. To quote Rousseau: + +> _"when I see multitudes of entirely naked savages scorn European +voluptuousness and endure hunger, fire, the sword, and death to preserve only +their independence, I feel that it does not behove slaves to reason about +freedom."_ [quoted by Noam Chomsky, **Marxism, Anarchism, and Alternative +Futures**, p. 780] + + + + ## A.2.18 Do anarchists support terrorism? + + + + No. This is for three reasons. + + + + Terrorism means either targeting or not worrying about killing innocent +people. For anarchy to exist, it must be created by the mass of people. One +does not convince people of one's ideas by blowing them up. Secondly, +anarchism is about self-liberation. One cannot blow up a social relationship. +Freedom cannot be created by the actions of an elite few destroying rulers +**on behalf of** the majority. Simply put, a _"structure based on centuries of +history cannot be destroyed with a few kilos of explosives."_ [Kropotkin, +quoted by Martin A. Millar, **Kropotkin**, p. 174] For so long as people feel +the need for rulers, hierarchy will exist (see [section +A.2.16](secA2.html#seca216) for more on this). As we have stressed earlier, +freedom cannot be given, only taken. Lastly, anarchism aims for freedom. Hence +Bakunin's comment that _"when one is carrying out a revolution for the +liberation of humanity, one should respect the life and liberty of men [and +women]."_ [quoted by K.J. Kenafick, **Michael Bakunin and Karl Marx**, p. 125] +For anarchists, means determine the ends and terrorism by its very nature +violates life and liberty of individuals and so cannot be used to create an +anarchist society. The history of, say, the Russian Revolution, confirmed +Kropotkin's insight that _"[v]ery sad would be the future revolution if it +could only triumph by terror."_ [quoted by Millar, **Op. Cit.**, p. 175] + + + + Moreover anarchists are **not** against individuals but the institutions and +social relationships that cause certain individuals to have power over others +and abuse (i.e. use) that power. Therefore the anarchist revolution is about +destroying structures, not people. As Bakunin pointed out, _"we wish not to +kill persons, but to abolish status and its perquisites"_ and anarchism _"does +not mean the death of the individuals who make up the bourgeoisie, but the +death of the bourgeoisie as a political and social entity economically +distinct from the working class."_ [**The Basic Bakunin**, p. 71 and p. 70] In +other words, **_"You can't blow up a social relationship"_** (to quote the +title of an anarchist pamphlet which presents the anarchist case against +terrorism). + + + + How is it, then, that anarchism is associated with violence? Partly this is +because the state and media insist on referring to terrorists who are **not** +anarchists as anarchists. For example, the German Baader-Meinhoff gang were +often called "anarchists" despite their self-proclaimed Marxist-Leninism. +Smears, unfortunately, work. Similarly, as Emma Goldman pointed out, _"it is a +known fact known to almost everyone familiar with the Anarchist movement that +a great number of [violent] acts, for which Anarchists had to suffer, either +originated with the capitalist press or were instigated, if not directly +perpetrated, by the police."_ [**Red Emma Speaks**, p. 262] + + + + An example of this process at work can be seen from the current anti- +globalisation movement. In Seattle, for example, the media reported "violence" +by protestors (particularly anarchist ones) yet this amounted to a few broken +windows. The much greater **actual** violence of the police against protestors +(which, incidentally, started **before** the breaking of a single window) was +not considered worthy of comment. Subsequent media coverage of anti- +globalisation demonstrations followed this pattern, firmly connecting +anarchism with violence in spite of that the protesters have been the ones to +suffer the greatest violence at the hands of the state. As anarchist activist +Starhawk notes, _"if breaking windows and fighting back when the cops attack +is 'violence,' then give me a new word, a word a thousand times stronger, to +use when the cops are beating non-resisting people into comas."_ [**Staying on +the Streets**, p. 130] + + + + Similarly, at the Genoa protests in 2001 the mainstream media presented the +protestors as violent even though it was the state who killed one of them and +hospitalised many thousands more. The presence of police agent provocateurs in +creating the violence was unmentioned by the media. As Starhawk noted +afterwards, in Genoa _"we encountered a carefully orchestrated political +campaign of state terrorism. The campaign included disinformation, the use of +infiltrators and provocateurs, collusion with avowed Fascist groups . . . , +the deliberate targeting of non-violent groups for tear gas and beating, +endemic police brutality, the torture of prisoners, the political persecution +of organisers . . . They did all those openly, in a way that indicates they +had no fear of repercussions and expected political protection from the +highest sources."_ [**Op. Cit.**, pp. 128-9] This was, unsurprisingly, not +reported by the media. + + + + Subsequent protests have seen the media indulge in yet more anti-anarchist +hype, inventing stories to present anarchists are hate-filled individuals +planning mass violence. For example, in Ireland in 2004 the media reported +that anarchists were planning to use poison gas during EU related celebrations +in Dublin. Of course, evidence of such a plan was not forthcoming and no such +action happened. Neither did the riot the media said anarchists were +organising. A similar process of misinformation accompanied the anti- +capitalist May Day demonstrations in London and the protests against the +Republican National Congress in New York. In spite of being constantly proved +wrong after the event, the media always prints the scare stories of anarchist +violence (even inventing events at, say Seattle, to justify their articles and +to demonise anarchism further). Thus the myth that anarchism equals violence +is perpetrated. Needless to say, the same papers that hyped the (non-existent) +threat of anarchist violence remained silent on the actual violence of, and +repression by, the police against demonstrators which occurred at these +events. Neither did they run apologies after their (evidence-less) stories of +doom were exposed as the nonsense they were by subsequent events. + + + + This does not mean that Anarchists have not committed acts of violence. They +have (as have members of other political and religious movements). The main +reason for the association of terrorism with anarchism is because of the +**_"propaganda by the deed"_** period in the anarchist movement. + + + + This period -- roughly from 1880 to 1900 -- was marked by a small number of +anarchists assassinating members of the ruling class (royalty, politicians and +so forth). At its worse, this period saw theatres and shops frequented by +members of the bourgeoisie targeted. These acts were termed _"propaganda by +the deed."_ Anarchist support for the tactic was galvanised by the +assassination of Tsar Alexander II in 1881 by Russian Populists (this event +prompted Johann Most's famous editorial in **Freiheit**, entitled _"At +Last!"_, celebrating regicide and the assassination of tyrants). However, +there were deeper reasons for anarchist support of this tactic: firstly, in +revenge for acts of repression directed towards working class people; and +secondly, as a means to encourage people to revolt by showing that their +oppressors could be defeated. + + + + Considering these reasons it is no coincidence that propaganda by the deed +began in France after the 20 000-plus deaths due to the French state's brutal +suppression of the Paris Commune, in which many anarchists were killed. It is +interesting to note that while the anarchist violence in revenge for the +Commune is relatively well known, the state's mass murder of the Communards is +relatively unknown. Similarly, it may be known that the Italian Anarchist +Gaetano Bresci assassinated King Umberto of Italy in 1900 or that Alexander +Berkman tried to kill Carnegie Steel Corporation manager Henry Clay Frick in +1892\. What is often unknown is that Umberto's troops had fired upon and +killed protesting peasants or that Frick's Pinkertons had also murdered +locked-out workers at Homestead. + + + + Such downplaying of statist and capitalist violence is hardly surprising. +_"The State's behaviour is violence,"_ points out Max Stirner, _"and it calls +its violence 'law'; that of the individual, 'crime.'"_ [**The Ego and Its +Own**, p. 197] Little wonder, then, that anarchist violence is condemned but +the repression (and often worse violence) that provoked it ignored and +forgotten. Anarchists point to the hypocrisy of the accusation that anarchists +are "violent" given that such claims come from either supporters of government +or the actual governments themselves, governments _"which came into being +through violence, which maintain themselves in power through violence, and +which use violence constantly to keep down rebellion and to bully other +nations."_ [Howard Zinn, **The Zinn Reader**, p. 652] + + + + We can get a feel of the hypocrisy surrounding condemnation of anarchist +violence by non-anarchists by considering their response to state violence. +For example, many capitalist papers and individuals in the 1920s and 1930s +celebrated Fascism as well as Mussolini and Hitler. Anarchists, in contrast, +fought Fascism to the death and tried to assassinate both Mussolini and +Hitler. Obviously supporting murderous dictatorships is not "violence" and +"terrorism" but resisting such regimes is! Similarly, non-anarchists can +support repressive and authoritarian states, war and the suppression of +strikes and unrest by violence ("restoring law and order") and not be +considered "violent." Anarchists, in contrast, are condemned as "violent" and +"terrorist" because a few of them tried to revenge such acts of oppression and +state/capitalist violence! Similarly, it seems the height of hypocrisy for +someone to denounce the anarchist "violence" which produces a few broken +windows in, say, Seattle while supporting the actual violence of the police in +imposing the state's rule or, even worse, supporting the American invasion of +Iraq in 2003. If anyone should be considered violent it is the supporter of +state and its actions yet people do not see the obvious and _"deplore the type +of violence that the state deplores, and applaud the violence that the state +practises."_ [Christie and Meltzer, **The Floodgates of Anarchy**, p. 132] + + + + It must be noted that the majority of anarchists did not support this tactic. +Of those who committed "propaganda by the deed" (sometimes called +_"attentats"_), as Murray Bookchin points out, only a _"few . . . were members +of Anarchist groups. The majority . . . were soloists."_ [**The Spanish +Anarchists**, p. 102] Needless to say, the state and media painted all +anarchists with the same brush. They still do, usually inaccurately (such as +blaming Bakunin for such acts even though he had been dead years before the +tactic was even discussed in anarchist circles or by labelling non-anarchist +groups anarchists!). + + + + All in all, the "propaganda by the deed" phase of anarchism was a failure, as +the vast majority of anarchists soon came to see. Kropotkin can be considered +typical. He _"never liked the slogan **propaganda by deed**, and did not use +it to describe his own ideas of revolutionary action."_ However, in 1879 while +still _"urg[ing] the importance of collective action"_ he started _"expressing +considerable sympathy and interest in **attentats**"_ (these _"collective +forms of action"_ were seen as acting _"at the trade union and communal +level"_). In 1880 he _"became less preoccupied with collective action and this +enthusiasm for acts of revolt by individuals and small groups increased."_ +This did not last and Kropotkin soon attached _"progressively less importance +to isolated acts of revolt"_ particularly once _"he saw greater opportunities +for developing collective action in the new militant trade unionism."_ +[Caroline Cahm, **Kropotkin and the Rise of Revolutionary Anarchism**, p. 92, +p. 115, p. 129, pp. 129-30, p. 205] By the late 1880s and early 1890s he came +to disapprove of such acts of violence. This was partly due to simple +revulsion at the worse of the acts (such as the Barcelona Theatre bombing in +response to the state murder of anarchists involved in the Jerez uprising of +1892 and Emile Henry's bombing of a cafe in response to state repression) and +partly due to the awareness that it was hindering the anarchist cause. + + + + Kropotkin recognised that the _"spate of terrorist acts"_ of the 1880s had +caused _"the authorities into taking repressive action against the movement"_ +and were _"not in his view consistent with the anarchist ideal and did little +or nothing to promote popular revolt."_ In addition, he was _"anxious about +the isolation of the movement from the masses"_ which _"had increased rather +than diminished as a result of the preoccupation with"_ propaganda by deed. He +_"saw the best possibility for popular revolution in the . . . development of +the new militancy in the labour movement. From now on he focussed his +attention increasingly on the importance of revolutionary minorities working +among the masses to develop the spirit of revolt."_ However, even during the +early 1880s when his support for individual acts of revolt (if not for +propaganda by the deed) was highest, he saw the need for collective class +struggle and, therefore, _"Kropotkin always insisted on the importance of the +labour movement in the struggles leading up to the revolution."_ [**Op. +Cit.**, pp. 205-6, p. 208 and p. 280] + + + + Kropotkin was not alone. More and more anarchists came to see "propaganda by +the deed" as giving the state an excuse to clamp down on both the anarchist +and labour movements. Moreover, it gave the media (and opponents of anarchism) +a chance to associate anarchism with mindless violence, thus alienating much +of the population from the movement. This false association is renewed at +every opportunity, regardless of the facts (for example, even though +Individualist Anarchists rejected "propaganda by the deed" totally, they were +also smeared by the press as "violent" and "terrorists"). + + + + In addition, as Kropotkin pointed out, the assumption behind propaganda by +the deed, i.e. that everyone was waiting for a chance to rebel, was false. In +fact, people are products of the system in which they live; hence they +accepted most of the myths used to keep that system going. With the failure of +propaganda by deed, anarchists turned back to what most of the movement had +been doing anyway: encouraging the class struggle and the process of self- +liberation. This turn back to the roots of anarchism can be seen from the rise +in anarcho-syndicalist unions after 1890 (see [section +A.5.3](secA2.html#seca53)). This position flows naturally from anarchist +theory, unlike the idea of individual acts of violence: + +> _ "to bring about a revolution, and specially the Anarchist revolution[, it] +is necessary that the people be conscious of their rights and their strength; +it is necessary that they be ready to fight and ready to take the conduct of +their affairs into their own hands. It must be the constant preoccupation of +the revolutionists, the point towards which all their activity must aim, to +bring about this state of mind among the masses . . . Who expects the +emancipation of mankind to come, not from the persistent and harmonious co- +operation of all men [and women] of progress, but from the accidental or +providential happening of some acts of heroism, is not better advised that one +who expected it from the intervention of an ingenious legislator or of a +victorious general . . . our ideas oblige us to put all our hopes in the +masses, because we do not believe in the possibility of imposing good by force +and we do not want to be commanded . . . Today, that which . . . was the +logical outcome of our ideas, the condition which our conception of the +revolution and reorganisation of society imposes on us . . . [is] to live +among the people and to win them over to our ideas by actively taking part in +their struggles and sufferings."_ [Errico Malatesta, _"The Duties of the +Present Hour"_, pp. 181-3, **Anarchism**, Robert Graham (ed.), pp. 180-1] + + + + Despite most anarchists' tactical disagreement with propaganda by deed, few +would consider it to be terrorism or rule out assassination under all +circumstances. Bombing a village during a war because there **might** be an +enemy in it is terrorism, whereas assassinating a murdering dictator or head +of a repressive state is defence at best and revenge at worst. As anarchists +have long pointed out, if by terrorism it is meant "killing innocent people" +then the state is the greatest terrorist of them all (as well as having the +biggest bombs and other weapons of destruction available on the planet). If +the people committing "acts of terror" are really anarchists, they would do +everything possible to avoid harming innocent people and never use the statist +line that "collateral damage" is regrettable but inevitable. This is why the +vast majority of "propaganda by the deed" acts were directed towards +individuals of the ruling class, such as Presidents and Royalty, and were the +result of previous acts of state and capitalist violence. + + + + So "terrorist" acts have been committed by anarchists. This is a fact. +However, it has nothing to do with anarchism as a socio-political theory. As +Emma Goldman argued, it was _"not Anarchism, as such, but the brutal slaughter +of the eleven steel workers [that] was the urge for Alexander Berkman's act."_ +[**Op. Cit.**, p. 268] Equally, members of **other** political and religious +groups have also committed such acts. As the Freedom Group of London argued: + +> _ "There is a truism that the man [or woman] in the street seems always to +forget, when he is abusing the Anarchists, or whatever party happens to be his +**bete noire** for the moment, as the cause of some outrage just perpetrated. +This indisputable fact is that homicidal outrages have, from time immemorial, +been the reply of goaded and desperate classes, and goaded and desperate +individuals, to wrongs from their fellowmen [and women], which they felt to be +intolerable. Such acts are the violent recoil from violence, whether +aggressive or repressive . . . their cause lies not in any special conviction, +but in the depths of . . . human nature itself. The whole course of history, +political and social, is strewn with evidence of this."_ [quoted by Emma +Goldman, **Op. Cit.**, p. 259] + + + + Terrorism has been used by many other political, social and religious groups +and parties. For example, Christians, Marxists, Hindus, Nationalists, +Republicans, Moslems, Sikhs, Fascists, Jews and Patriots have all committed +acts of terrorism. Few of these movements or ideas have been labelled as +"terrorist by nature" or continually associated with violence -- which shows +anarchism's threat to the status quo. There is nothing more likely to +discredit and marginalise an idea than for malicious and/or ill-informed +persons to portray those who believe and practice it as "mad bombers" with no +opinions or ideals at all, just an insane urge to destroy. + + + + Of course, the vast majority of Christians and so on have opposed terrorism +as morally repugnant and counter-productive. As have the vast majority of +anarchists, at all times and places. However, it seems that in our case it is +necessary to state our opposition to terrorism time and time again. + + + + So, to summarise - only a small minority of terrorists have ever been +anarchists, and only a small minority of anarchists have ever been terrorists. +The anarchist movement as a whole has always recognised that social +relationships cannot be assassinated or bombed out of existence. Compared to +the violence of the state and capitalism, anarchist violence is a drop in the +ocean. Unfortunately most people remember the acts of the few anarchists who +have committed violence rather than the acts of violence and repression by the +state and capital that prompted those acts. + + + + ## A.2.19 What ethical views do anarchists hold? + + + + Anarchist viewpoints on ethics vary considerably, although all share a common +belief in the need for an individual to develop within themselves their own +sense of ethics. All anarchists agree with Max Stirner that an individual must +free themselves from the confines of existing morality and question that +morality -- _"I decide whether it is the **right thing** for me; there is no +right **outside** me."_ [**The Ego and Its Own**, p. 189] + + + + Few anarchists, however, would go so far as Stirner and reject **any** +concept of social ethics at all (saying that, Stirner does value some +universal concepts although they are egoistic ones). Such extreme moral +relativism is almost as bad as moral absolutism for most anarchists (moral +relativism is the view that there is no right or wrong beyond what suits an +individual while moral absolutism is that view that what is right and wrong is +independent of what individuals think). + + + + It is often claimed that modern society is breaking up because of excessive +"egoism" or moral relativism. This is false. As far as moral relativism goes, +this is a step forward from the moral absolutism urged upon society by various +Moralists and true-believers because it bases itself, however slimly, upon the +idea of individual reason. However, as it denies the existence (or +desirability) of ethics it is but the mirror image of what it is rebelling +against. Neither option empowers the individual or is liberating. + + + + Consequently, both of these attitudes hold enormous attraction to +authoritarians, as a populace that is either unable to form an opinion about +things (and will tolerate anything) or who blindly follow the commands of the +ruling elite are of great value to those in power. Both are rejected by most +anarchists in favour of an evolutionary approach to ethics based upon human +reason to develop the ethical concepts and interpersonal empathy to generalise +these concepts into ethical attitudes within society as well as within +individuals. An anarchistic approach to ethics therefore shares the critical +individual investigation implied in moral relativism but grounds itself into +common feelings of right and wrong. As Proudhon argued: + +> _"All progress begins by abolishing something; every reform rests upon +denunciation of some abuse; each new idea is based upon the proved +insufficiency of the old idea."_ + + + + Most anarchists take the viewpoint that ethical standards, like life itself, +are in a constant process of evolution. This leads them to reject the various +notions of _"God's Law,"_ _"Natural Law,"_ and so on in favour of a theory of +ethical development based upon the idea that individuals are entirely +empowered to question and assess the world around them -- in fact, they +require it in order to be truly free. You cannot be an anarchist and blindly +accept **anything**! Michael Bakunin, one of the founding anarchist thinkers, +expressed this radical scepticism as so: + +> _"No theory, no ready-made system, no book that has ever been written will +save the world. I cleave to no system. I am a true seeker."_ + + + + Any system of ethics which is not based on individual questioning can only be +authoritarian. Erich Fromm explains why: + +> _ "Formally, authoritarian ethics denies man's capacity to know what is good +or bad; the norm giver is always an authority transcending the individual. +Such a system is based not on reason and knowledge but on awe of the authority +and on the subject's feeling of weakness and dependence; the surrender of +decision making to the authority results from the latter's magic power; its +decisions can not and must not be questioned. **Materially**, or according to +content, authoritarian ethics answers the question of what is good or bad +primarily in terms of the interests of the authority, not the interests of the +subject; it is exploitative, although the subject may derive considerable +benefits, psychic or material, from it."_ [**Man For Himself**, p. 10] + + + + Therefore Anarchists take, essentially, a scientific approach to problems. +Anarchists arrive at ethical judgements without relying on the mythology of +spiritual aid, but on the merits of their own minds. This is done through +logic and reason, and is a far better route to resolving moral questions than +obsolete, authoritarian systems like orthodox religion and certainly better +than the "there is no wrong or right" of moral relativism. + + + + So, what are the source of ethical concepts? For Kropotkin, _"nature has thus +to be recognised as the **first ethical teacher of man.** The social instinct, +innate in men as well as in all the social animals, - this is the origin of +all ethical conceptions and all subsequent development of morality."_ +[**Ethics**, p. 45] + + + + Life, in other words, is the basis of anarchist ethics. This means that, +essentially (according to anarchists), an individual's ethical viewpoints are +derived from three basic sources: + +> 1) from the society an individual lives in. As Kropotkin pointed out, +_"Man's conceptions of morality are completely dependent upon the form that +their social life assumed at a given time in a given locality . . . this +[social life] is reflected in the moral conceptions of men and in the moral +teachings of the given epoch."_ [**Op. Cit.**, p. 315] In other words, +experience of life and of living. + +2) A critical evaluation by individuals of their society's ethical norms, as +indicated above. This is the core of Erich Fromm's argument that _"Man must +accept the responsibility for himself and the fact that only using his own +powers can he give meaning to his life . . .**there is no meaning to life +except the meaning man gives his life by the unfolding of his powers, by +living productively.**"_ [**Man for Himself**, p. 45] In other words, +individual thought and development. + +3) The feeling of empathy - _"the true origin of the moral sentiment . . . +[is] simply in the feeling of sympathy."_ [_"Anarchist Morality"_, +**Anarchism**, p. 94] In other words, an individual's ability to feel and +share experiences and concepts with others. + + + + This last factor is very important for the development of a sense of ethics. +As Kropotkin argued, _"[t]he more powerful your imagination, the better you +can picture to yourself what any being feels when it is made to suffer, and +the more intense and delicate will your moral sense be. . . And the more you +are accustomed by circumstances, by those surrounding you, or by the intensity +of your own thought and your imagination, to **act** as your own thought and +imagination urge, the more will the moral sentiment grow in you, the more will +it became habitual."_ [**Op. Cit.**, p. 95] + + + + So, anarchism is based (essentially) upon the ethical maxim _"treat others as +you would like them to treat you under similar circumstances."_ Anarchists are +neither egoists nor altruists when it come to moral stands, they are simply +**human.** + + + + As Kropotkin noted, _"egoism"_ and _"altruism"_ both have their roots in the +same motive -- _"however great the difference between the two actions in their +result of humanity, the motive is the same. It is the quest for pleasure."_ +[**Op. Cit.**, p. 85] + + + + For anarchists, a person's sense of ethics must be developed by themselves +and requires the full use of an individual's mental abilities as part of a +social grouping, as part of a community. As capitalism and other forms of +authority weaken the individual's imagination and reduce the number of outlets +for them to exercise their reason under the dead weight of hierarchy as well +as disrupting community, little wonder that life under capitalism is marked by +a stark disregard for others and lack of ethical behaviour. + + + + Combined with these factors is the role played by inequality within society. +Without equality, there can be no real ethics for _"Justice implies Equality. +. . only those who consider **others** as their **equals** can obey the rule: +'Do not do to others what you do not wish them to do to you.' A serf-owner and +a slave merchant can evidently not recognise . . . the 'categorial imperative' +[of treating people as ends in themselves and not as means] as regards serfs +[or slaves] because they do not look upon them as equals."_ Hence the +_"greatest obstacle to the maintenance of a certain moral level in our present +societies lies in the absence of social equality. Without **real** equality, +the sense of justice can never be universally developed, because **Justice +implies the recognition of Equality.**"_ [Peter Kropotkin, **Evolution and +Environment**, p. 88 and p. 79] + + + + Capitalism, like any society, gets the ethical behaviour it deserves.. + + + + In a society which moves between moral relativism and absolutism it is little +wonder that egoism becomes confused with egotism. By disempowering individuals +from developing their own ethical ideas and instead encouraging blind +obedience to external authority (and so moral relativism once individuals +think that they are without that authority's power), capitalist society +ensures an impoverishment of individuality and ego. As Erich Fromm puts it: + +> _"The failure of modern culture lies not in its principle of individualism, +not in the idea that moral virtue is the same as the pursuit of self-interest, +but in the deterioration of the meaning of self-interest; not in the fact that +people are **too much concerned with their self-interest,** but that they are +**not concerned enough with the interest of their real self; not in the fact +that they are too selfish, but that they do not love themselves.**"_ [**Man +for Himself**, p. 139] + + + + Therefore, strictly speaking, anarchism is based upon an egoistic frame of +reference - ethical ideas must be an expression of what gives us pleasure as a +whole individual (both rational and emotional, reason and empathy). This leads +all anarchists to reject the false division between egoism and altruism and +recognise that what many people (for example, capitalists) call "egoism" +results in individual self-negation and a reduction of individual self- +interest. As Kropotkin argues: + +> _"What was it that morality, evolving in animal and human societies, was +striving for, if not for the opposition to the promptings of narrow egoism, +and bringing up humanity in the spirit of the development of altruism? The +very expressions 'egoism' and 'altruism' are incorrect, because there can be +no pure altruism without an admixture of personal pleasure - and consequently, +without egoism. It would therefore be more nearly correct to say that ethics +aims at **the development of social habits and the weakening of the narrowly +personal habits.** These last make the individual lose sight of society +through his regard for his own person, and therefore they even fail to attain +their object, i.e. the welfare of the individual, whereas the development of +habits of work in common, and of mutual aid in general, leads to a series of +beneficial consequences in the family as well as society."_ [**Ethics**, pp. +307-8] + + + + Therefore anarchism is based upon the rejection of moral absolutism (i.e. +_"God's Law,"_ _"Natural Law,"_ _"Man's Nature,"_ _"A is A"_) and the narrow +egotism which moral relativism so easily lends itself to. Instead, anarchists +recognise that there exists concepts of right and wrong which exist outside of +an individual's evaluation of their own acts. + + + + This is because of the social nature of humanity. The interactions between +individuals do develop into a social maxim which, according to Kropotkin, can +be summarised as _"[i]s it useful to society? Then it is good. Is it hurtful? +Then it is bad."_ Which acts human beings think of as right or wrong is not, +however, unchanging and the _"estimate of what is useful or harmful . . . +changes, but the foundation remains the same."_ [_"Anarchist Morality"_, **Op. +Cit.**, p. 91 and p. 92] + + + + This sense of empathy, based upon a critical mind, is the fundamental basis +of social ethics - the 'what-should-be' can be seen as an ethical criterion +for the truth or validity of an objective 'what-is.' So, while recognising the +root of ethics in nature, anarchists consider ethics as fundamentally a +**human** idea - the product of life, thought and evolution created by +individuals and generalised by social living and community. + + + + So what, for anarchists, is unethical behaviour? Essentially anything that +denies the most precious achievement of history: the liberty, uniqueness and +dignity of the individual. + + + + Individuals can see what actions are unethical because, due to empathy, they +can place themselves into the position of those suffering the behaviour. Acts +which restrict individuality can be considered unethical for two +(interrelated) reasons. + + + + Firstly, the protection and development of individuality in all enriches the +life of every individual and it gives pleasure to individuals because of the +diversity it produces. This egoist basis of ethics reinforces the second +(social) reason, namely that individuality is good for society for it enriches +the community and social life, strengthening it and allowing it to grow and +evolve. As Bakunin constantly argued, progress is marked by a movement from +_"the simple to the complex"_ or, in the words of Herbert Read, it _"is +measured by the degree of differentiation within a society. If the individual +is a unit in a corporate mass, his [or her] life will be limited, dull, and +mechanical. If the individual is a unit on his [or her] own, with space and +potentiality for separate action . . .he can develop - develop in the only +real meaning of the word - develop in consciousness of strength, vitality, and +joy."_ [_"The Philosophy of Anarchism,"_ **Anarchy and Order**, p. 37] + + + + This defence of individuality is learned from nature. In an ecosystem, +diversity is strength and so biodiversity becomes a source of basic ethical +insight. In its most basic form, it provides a guide to _"help us distinguish +which of our actions serve the thrust of natural evolution and which of them +impede them."_ [Murray Bookchin, **The Ecology of Freedom**, p. 442] + + + + So, the ethical concept _"lies in the feeling of sociality, inherent in the +entire animal world and in the conceptions of equity, which constitutes one of +the fundamental primary judgements of human reason."_ Therefore anarchists +embrace _"the permanent presence of a **double tendency** \- towards greater +development on the one side, of **sociality**, and, on the other side, of a +consequent increase of the intensity of life which results in an increase of +happiness for the **individuals**, and in progress - physical, intellectual, +and moral."_ [Kropotkin, **Ethics**, pp. 311-2 and pp. 19-20] + + + + Anarchist attitudes to authority, the state, capitalism, private property and +so on all come from our ethical belief that the liberty of individuals is of +prime concern and that our ability to empathise with others, to see ourselves +in others (our basic equality and common individuality, in other words). + + + + Thus anarchism combines the subjective evaluation by individuals of a given +set of circumstances and actions with the drawing of objective interpersonal +conclusions of these evaluations based upon empathic bounds and discussion +between equals. Anarchism is based on a humanistic approach to ethical ideas, +one that evolves along with society and individual development. Hence an +**ethical** society is one in which _"[d]ifference among people will be +respected, indeed fostered, as elements that enrich the unity of experience +and phenomenon . . . [the different] will be conceived of as individual parts +of a whole all the richer because of its complexity."_ [Murray Bookchin, +**Post Scarcity Anarchism**, p. 82] + + + + ## A.2.20 Why are most anarchists atheists? + + + + It is a fact that most anarchists are atheists. They reject the idea of god +and oppose all forms of religion, particularly organised religion. Today, in +secularised western European countries, religion has lost its once dominant +place in society. This often makes the militant atheism of anarchism seem +strange. However, once the negative role of religion is understood the +importance of libertarian atheism becomes obvious. It is because of the role +of religion and its institutions that anarchists have spent some time refuting +the idea of religion as well as propagandising against it. + + + + So why do so many anarchists embrace atheism? The simplest answer is that +most anarchists are atheists because it is a logical extension of anarchist +ideas. If anarchism is the rejection of illegitimate authorities, then it +follows that it is the rejection of the so-called Ultimate Authority, God. +Anarchism is grounded in reason, logic, and scientific thinking, not religious +thinking. Anarchists tend to be sceptics, and not believers. Most anarchists +consider the Church to be steeped in hypocrisy and the Bible a work of +fiction, riddled with contradictions, absurdities and horrors. It is notorious +in its debasement of women and its sexism is infamous. Yet men are treated +little better. Nowhere in the bible is there an acknowledgement that human +beings have inherent rights to life, liberty, happiness, dignity, fairness, or +self-government. In the bible, humans are sinners, worms, and slaves +(figuratively and literally, as it condones slavery). God has all the rights, +humanity is nothing. + + + + This is unsurprisingly, given the nature of religion. Bakunin put it best: + +> _ "**The idea of God implies the abdication of human reason and justice; it +is the most decisive negation of human liberty, and necessarily ends in the +enslavement of mankind, both in theory and in practice.** + +"Unless, then, we desire the enslavement and degradation of mankind . . . we +may not, must not make the slightest concession either to the God of theology +or to the God of metaphysics. He who, in this mystical alphabet, begins with A +will inevitably end with Z; he who desires to worship God must harbour no +childish illusions about the matter, but bravely renounce his liberty and +humanity. + +"If God is, man is a slave; now, man can and must be free; then, God does not +exist."_ [**God and the State**, p. 25] + + + + For most anarchists, then, atheism is required due to the nature of religion. +_"To proclaim as divine all that is grand, just, noble, and beautiful in +humanity,"_ Bakunin argued, _"is to tacitly admit that humanity of itself +would have been unable to produce it -- that is, that, abandoned to itself, +its own nature is miserable, iniquitous, base, and ugly. Thus we come back to +the essence of all religion -- in other words, to the disparagement of +humanity for the greater glory of divinity."_ As such, to do justice to our +humanity and the potential it has, anarchists argue that we must do without +the harmful myth of god and all it entails and so on behalf of _"human +liberty, dignity, and prosperity, we believe it our duty to recover from +heaven the goods which it has stolen and return them to earth."_ [**Op. +Cit.**, p. 37 and p. 36] + + + + As well as the theoretical degrading of humanity and its liberty, religion +has other, more practical, problems with it from an anarchist point of view. +Firstly, religions have been a source of inequality and oppression. +Christianity (like Islam), for example, has always been a force for repression +whenever it holds any political or social sway (believing you have a direct +line to god is a sure way of creating an authoritarian society). The Church +has been a force of social repression, genocide, and the justification for +every tyrant for nearly two millennia. When given the chance it has ruled as +cruelly as any monarch or dictator. This is unsurprising: + +> _"God being everything, the real world and man are nothing. God being truth, +justice, goodness, beauty, power and life, man is falsehood, iniquity, evil, +ugliness, impotence, and death. God being master, man is the slave. Incapable +of finding justice, truth, and eternal life by his own effort, he can attain +them only through a divine revelation. But whoever says revelation, says +revealers, messiahs, prophets, priests, and legislators inspired by God +himself; and these, as the holy instructors of humanity, chosen by God himself +to direct it in the path of salvation, necessarily exercise absolute power. +All men owe them passive and unlimited obedience; for against the divine +reason there is no human reason, and against the justice of God no terrestrial +justice holds."_ [Bakunin, **Op. Cit.**, p. 24] + + + + Christianity has only turned tolerant and peace-loving when it is powerless +and even then it has continued its role as apologist for the powerful. This is +the second reason why anarchists oppose the church for when not being the +source of oppression, the church has justified it and ensured its +continuation. It has kept the working class in bondage for generations by +sanctioning the rule of earthly authorities and teaching working people that +it is wrong to fight against those same authorities. Earthly rulers received +their legitimisation from the heavenly lord, whether political (claiming that +rulers are in power due to god's will) or economic (the rich having been +rewarded by god). The bible praises obedience, raising it to a great virtue. +More recent innovations like the Protestant work ethic also contribute to the +subjugation of working people. + + + + That religion is used to further the interests of the powerful can quickly be +seen from most of history. It conditions the oppressed to humbly accept their +place in life by urging the oppressed to be meek and await their reward in +heaven. As Emma Goldman argued, Christianity (like religion in general) +_"contains nothing dangerous to the regime of authority and wealth; it stands +for self-denial and self-abnegation, for penance and regret, and is absolutely +inert in the face of every [in]dignity, every outrage imposed upon mankind."_ +[**Red Emma Speaks**, p. 234] + + + + Thirdly, religion has always been a conservative force in society. This is +unsurprising, as it bases itself not on investigation and analysis of the real +world but rather in repeating the truths handed down from above and contained +in a few holy books. Theism is then _"the theory of speculation"_ while +atheism is _"the science of demonstration."_ The _"one hangs in the +metaphysical clouds of the Beyond, while the other has its roots firmly in the +soil. It is the earth, not heaven, which man must rescue if he is truly to be +saved."_ Atheism, then, _"expresses the expansion and growth of the human +mind"_ while theism _"is static and fixed."_ It is _"the absolutism of theism, +its pernicious influence upon humanity, its paralysing effect upon thought and +action, which Atheism is fighting with all its power."_ [Emma Goldman, **Op. +Cit.**, p. 243, p. 245 and pp. 246-7] + + + + As the Bible says, _"By their fruits shall ye know them."_ We anarchists +agree but unlike the church we apply this truth to religion as well. That is +why we are, in the main, atheists. We recognise the destructive role played by +the Church, and the harmful effects of organised monotheism, particularly +Christianity, on people. As Goldman summaries, religion _"is the conspiracy of +ignorance against reason, of darkness against light, of submission and slavery +against independence and freedom; of the denial of strength and beauty, +against the affirmation of the joy and glory of life."_ [**Op. Cit.**, p. 240] + + + + So, given the fruits of the Church, anarchists argue that it is time to +uproot it and plant new trees, the trees of reason and liberty. + + + + That said, anarchists do not deny that religions contain important ethical +ideas or truths. Moreover, religions can be the base for strong and loving +communities and groups. They can offer a sanctuary from the alienation and +oppression of everyday life and offer a guide to action in a world where +everything is for sale. Many aspects of, say, Jesus' or Buddha's life and +teachings are inspiring and worth following. If this were not the case, if +religions were simply a tool of the powerful, they would have long ago been +rejected. Rather, they have a dual-nature in that contain both ideas necessary +to live a good life as well as apologetics for power. If they did not, the +oppressed would not believe and the powerful would suppress them as dangerous +heresies. + + + + And, indeed, repression has been the fate of any group that has preached a +radical message. In the middle ages numerous revolutionary Christian movements +and sects were crushed by the earthly powers that be with the firm support of +the mainstream church. During the Spanish Civil War the Catholic church +supported Franco's fascists, denouncing the killing of pro-Franco priests by +supporters of the republic while remaining silent about Franco's murder of +Basque priests who had supported the democratically elected government (Pope +John Paul II is seeking to turn the dead pro-Franco priests into saints while +the pro-Republican priests remain unmentioned). The Archbishop of El Salvador, +Oscar Arnulfo Romero, started out as a conservative but after seeing the way +in which the political and economic powers were exploiting the people became +their outspoken champion. He was assassinated by right-wing paramilitaries in +1980 because of this, a fate which has befallen many other supporters of +liberation theology, a radical interpretation of the Gospels which tries to +reconcile socialist ideas and Christian social thinking. + + + + Nor does the anarchist case against religion imply that religious people do +not take part in social struggles to improve society. Far from it. Religious +people, including members of the church hierarchy, played a key role in the US +civil rights movement of the 1960s. The religious belief within Zapata's army +of peasants during the Mexican revolution did not stop anarchists taking part +in it (indeed, it had already been heavily influenced by the ideas of +anarchist militant Ricardo Flores Magon). It is the dual-nature of religion +which explains why many popular movements and revolts (particularly by +peasants) have used the rhetoric of religion, seeking to keep the good aspects +of their faith will fighting the earthly injustice its official +representatives sanctify. For anarchists, it is the willingness to fight +against injustice which counts, not whether someone believes in god or not. We +just think that the social role of religion is to dampen down revolt, not +encourage it. The tiny number of radical priests compared to those in the +mainstream or on the right suggests the validity of our analysis. + + + + It should be stressed that anarchists, while overwhelmingly hostile to the +idea of the Church and an established religion, do not object to people +practising religious belief on their own or in groups, so long as that +practice doesn't impinge on the liberties of others. For example, a cult that +required human sacrifice or slavery would be antithetical to anarchist ideas, +and would be opposed. But peaceful systems of belief could exist in harmony +within in anarchist society. The anarchist view is that religion is a personal +matter, above all else -- if people want to believe in something, that's their +business, and nobody else's as long as they do not impose those ideas on +others. All we can do is discuss their ideas and try and convince them of +their errors. + + + + To end, it should noted that we are not suggesting that atheism is somehow +mandatory for an anarchist. Far from it. As we discuss in [section +A.3.7](secA3.html#seca37), there are anarchists who do believe in god or some +form of religion. For example, Tolstoy combined libertarian ideas with a +devote Christian belief. His ideas, along with Proudhon's, influences the +Catholic Worker organisation, founded by anarchists Dorothy Day and Peter +Maurin in 1933 and still active today. The anarchist activist Starhawk, active +in the current anti-globalisation movement, has no problems also being a +leading Pagan. However, for most anarchists, their ideas lead them logically +to atheism for, as Emma Goldman put it, _"in its negation of gods is at the +same time the strongest affirmation of man, and through man, the eternal yea +to life, purpose, and beauty."_ [**Red Emma Speaks**, p. 248] + diff --git a/markdown/secA3.md b/markdown/secA3.md new file mode 100644 index 0000000000000000000000000000000000000000..b2221428ee71b9b066ce7c681a90d9137f3d3359 --- /dev/null +++ b/markdown/secA3.md @@ -0,0 +1,2501 @@ +# A.3 What types of anarchism are there? + +One thing that soon becomes clear to any one interested in anarchism is that +there is not one single form of anarchism. Rather, there are different schools +of anarchist thought, different types of anarchism which have many +disagreements with each other on numerous issues. These types are usually +distinguished by tactics and/or goals, with the latter (the vision of a free +society) being the major division. + +This means that anarchists, while all sharing a few key ideas, can be grouped +into broad categories, depending on the economic arrangements that they +consider to be most suitable to human freedom. However, all types of +anarchists share a basic approach. To quote Rudolf Rocker: + +> _"In common with the founders of Socialism, Anarchists demand the abolition +of all economic monopolies and the common ownership of the soil and all other +means of production, the use of which must be available to all without +distinction; for personal and social freedom is conceivable only on the basis +of equal economic advantages for everybody. Within the Socialist movement +itself the Anarchists represent the viewpoint that the war against capitalism +must be at the same time a war against all institutions of political power, +for in history economic exploitation has always gone hand in hand with +political and social oppression. The exploitation of man by man and the +domination of man over man are inseparable, and each is the condition of the +other."_ [**Anarcho-Syndicalism**, pp. 62-3] + +It is within this general context that anarchists disagree. The main +differences are between **_"individualist"_** and **_"social"_** anarchists, +although the economic arrangements each desire are not mutually exclusive. Of +the two, social anarchists (communist-anarchists, anarcho-syndicalists and so +on) have always been the vast majority, with individualist anarchism being +restricted mostly to the United States. In this section we indicate the +differences between these main trends within the anarchist movement. As will +soon become clear, while social and individualist anarchists both oppose the +state and capitalism, they disagree on the nature of a free society (and how +to get there). In a nutshell, social anarchists prefer communal solutions to +social problems and a communal vision of the good society (i.e. a society that +protects and encourages individual freedom). Individualist anarchists, as +their name suggests, prefer individual solutions and have a more +individualistic vision of the good society. However, we must not let these +difference cloud what both schools have in common, namely a desire to maximise +individual freedom and end state and capitalist domination and exploitation. + +In addition to this major disagreement, anarchists also disagree over such +issues as syndicalism, pacifism, "lifestylism," animal rights and a whole host +of other ideas, but these, while important, are only different aspects of +anarchism. Beyond a few key ideas, the anarchist movement (like life itself) +is in a constant state of change, discussion and thought -- as would be +expected in a movement that values freedom so highly. + +The most obvious thing to note about the different types of anarchism is that +_"[n]one are named after some Great Thinker; instead, they are invariably +named either after some kind of practice, or, most often, organisational +principle . . . Anarchists like to distinguish themselves by what they do, and +how they organise themselves to go about doing it."_ [David Graeber, +**Fragments of An Anarchist Anthropology**, p. 5] This does not mean that +anarchism does not have individuals who have contributed significantly to +anarchist theory. Far from it, as can be seen in [section A.4](secA4.html) +there are many such people. Anarchists simply recognise that to call your +theory after an individual is a kind of idolatry. Anarchists know that even +the greatest thinker is only human and, consequently, can make mistakes, fail +to live up to their ideals or have a partial understanding of certain issues +(see [section H.2](secH2.html) for more discussion on this). Moreover, we see +that the world changes and, obviously, what was a suitable practice or +programme in, say, industrialising France of the 1840s may have its +limitations in 21st century France! + +Consequently, it is to be expected that a social theory like anarchism would +have numerous schools of thought and practice associated with it. Anarchism, +as we noted in [section A.5](secA5.html), has its roots in the struggles of +working class people against oppression. Anarchist ideas have developed in +many different social situations and, consequently, have reflected those +circumstances. Most obviously, individualist anarchism initially developed in +pre-industrial America and as a result has a different perspective on many +issues than social anarchism. As America changed, going from a predominantly +pre-capitalist rural society to an industrialised capitalist one, American +anarchism changed: + +> _ "Originally the American movement, the native creation which arose with +Josiah Warren in 1829, was purely individualistic; the student of economy will +easily understand the material and historical causes for such development. But +within the last twenty years the communist idea has made great progress, +owning primarily to that concentration in capitalist production which has +driven the American workingman [and woman] to grasp at the idea of solidarity, +and, secondly, to the expulsion of active communist propagandists from +Europe."_ [Voltairine de Cleyre, **The Voltairine de Cleyre Reader**, p. 110] + +Thus rather than the numerous types of anarchism being an expression of some +sort of "incoherence" within anarchism, it simply shows a movement which has +its roots in real life rather than the books of long dead thinkers. It also +shows a healthy recognition that people are different and that one person's +dream may be another's nightmare and that different tactics and organisations +may be required at different social periods and struggles. So while anarchists +have their preferences on how they think a free society will, in general, be +like and be created they are aware that other forms of anarchism and +libertarian tactics may be more suitable for other people and social +circumstances. However, just because someone calls themselves or their theory +anarchism does not make it so. Any genuine type of anarchism must share the +fundamental perspectives of the movement, in other words be anti-state and +anti-capitalist. + +Moreover, claims of anarchist "incoherence" by its critics are usually +overblown. After all, being followers of Marx and/or Lenin has not stopped +Marxists from splitting into numerous parties, groups and sects. Nor has it +stopped sectarian conflict between them based on whose interpretation of the +holy writings are the "correct" ones or who has used the "correct" quotes to +bolster attempts to adjust their ideas and practice to a world significantly +different from Europe in the 1850s or Russia in the 1900s. At least anarchists +are honest about their differences! + +Lastly, to put our cards on the table, the writers of this FAQ place +themselves firmly in the "social" strand of anarchism. This does not mean that +we ignore the many important ideas associated with individualist anarchism, +only that we think social anarchism is more appropriate for modern society, +that it creates a stronger base for individual freedom, and that it more +closely reflects the sort of society we would like to live in. + +## A.3.1 What are the differences between individualist and social anarchists? + +While there is a tendency for individuals in both camps to claim that the +proposals of the other camp would lead to the creation of some kind of state, +the differences between individualists and social anarchists are not very +great. Both are anti-state, anti-authority and anti-capitalist. The major +differences are twofold. + +The first is in regard to the means of action in the here and now (and so the +manner in which anarchy will come about). Individualists generally prefer +education and the creation of alternative institutions, such as mutual banks, +unions, communes, etc. They usually support strikes and other non-violent +forms of social protest (such as rent strikes, the non-payment of taxes and so +on). Such activity, they argue, will ensure that present society will +gradually develop out of government into an anarchist one. They are primarily +evolutionists, not revolutionists, and dislike social anarchists' use of +direct action to create revolutionary situations. They consider revolution as +being in contradiction to anarchist principles as it involves the +expropriation of capitalist property and, therefore, authoritarian means. +Rather they seek to return to society the wealth taken out of society by +property by means of an new, alternative, system of economics (based around +mutual banks and co-operatives). In this way a general "social liquidation" +would be rendered easy, with anarchism coming about by reform and not by +expropriation. + +Most social anarchists recognise the need for education and to create +alternatives (such as libertarian unions), but most disagree that this is +enough in itself. They do not think capitalism can be reformed piece by piece +into anarchy, although they do not ignore the importance of reforms by social +struggle that increase libertarian tendencies within capitalism. Nor do they +think revolution is in contradiction with anarchist principles as it is not +authoritarian to destroy authority (be it state or capitalist). Thus the +expropriation of the capitalist class and the destruction of the state by +social revolution is a libertarian, not authoritarian, act by its very nature +as it is directed against those who govern and exploit the vast majority. In +short, social anarchists are usually evolutionists **and** revolutionists, +trying to strengthen libertarian tendencies within capitalism while trying to +abolish that system by social revolution. However, as some social anarchists +are purely evolutionists too, this difference is not the most important one +dividing social anarchists from individualists. + +The second major difference concerns the form of anarchist economy proposed. +Individualists prefer a market-based system of distribution to the social +anarchists need-based system. Both agree that the current system of capitalist +property rights must be abolished and that use rights must replace property +rights in the means of life (i.e. the abolition of rent, interest and profits +-- _"usury,"_ to use the individualist anarchists' preferred term for this +unholy trinity). In effect, both schools follow Proudhon's classic work **What +is Property?** and argue that possession must replace property in a free +society (see [section B.3](secB3.html) for a discussion of anarchist +viewpoints on property). Thus property _"will lose a certain attribute which +sanctifies it now. The absolute ownership of it -- 'the right to use or abuse' +-- will be abolished, and possession, use, will be the only title. It will be +seen how impossible it would be for one person to 'own' a million acres of +land, without a title deed, backed by a government ready to protect the title +at all hazards."_ [Lucy Parsons, **Freedom, Equality & Solidarity**, p. 33 + +However, within this use-rights framework, the two schools of anarchism +propose different systems. The social anarchist generally argues for communal +(or social) ownership and use. This would involve social ownership of the +means of production and distribution, with personal possessions remaining for +things you use, but not what was used to create them. Thus _"your watch is +your own, but the watch factory belongs to the people."_ _"Actual use,"_ +continues Berkman, _"will be considered the only title -- not to ownership but +to possession. The organisation of the coal miners, for example, will be in +charge of the coal mines, not as owners but as the operating agency . . . +Collective possession, co-operatively managed in the interests of the +community, will take the place of personal ownership privately conducted for +profit."_ [**What is Anarchism?**, p. 217] + +This system would be based on workers' self-management of their work and (for +most social anarchists) the free sharing of the product of that labour (i.e. +an economic system without money). This is because _"in the present state of +industry, when everything is interdependent, when each branch of production is +knit up with all the rest, the attempt to claim an individualist origin for +the products of industry is untenable."_ Given this, it is impossible to +_"estimate the share of each in the riches which **all** contribute to amass"_ +and, moreover, the _"common possession of the instruments of labour must +necessarily bring with it the enjoyment in common of the fruits of common +labour."_ [Kropotkin, **The Conquest of Bread**, p. 45 and p. 46] By this +social anarchists simply mean that the social product which is produced by all +would be available to all and each individual who has contributed productively +to society can take what they need (how quickly we can reach such an ideal is +a moot point, as we discuss in [section I.2.2](secI2.html#seci22")). Some +social anarchists, like mutualists for example, are against such a system of +libertarian (or free) communism, but, in general, the vast majority of social +anarchists look forward to the end of money and, therefore, of buying and +selling. All agree, however, that anarchy will see _"Capitalistic and +proprietary exploitation stopped everywhere"_ and _"the wage system +abolished"_ whether by _"equal and just exchange"_ (like Proudhon) or by the +free sharing (like Kropotkin). [Proudhon, **The General Idea of the +Revolution**, p. 281] + +In contrast, the individualist anarchist (like the mutualist) denies that this +system of use-rights should include the product of the workers labour. Instead +of social ownership, individualist anarchists propose a more market based +system in which workers would possess their own means of production and +exchange the product of their labour freely with other workers. They argue +that capitalism is not, in fact, a truly free market. Rather, by means of the +state, capitalists have placed fetters on the market to create and protect +their economic and social power (market discipline for the working class, +state aid for the ruling class in other words). These state created monopolies +(of money, land, tariffs and patents) and state enforcement of capitalist +property rights are the source of economic inequality and exploitation. With +the abolition of government, **real** free competition would result and ensure +the end of capitalism and capitalist exploitation (see Benjamin Tucker's essay +**State Socialism and Anarchism** for an excellent summary of this argument). + +The Individualist anarchists argue that the means of production (bar land) are +the product of individual labour and so they accept that people should be able +to sell the means of production they use, if they so desire. However, they +reject capitalist property rights and instead favour an _"occupancy and use"_ +system. If the means of production, say land, is not in use, it reverts back +to common ownership and is available to others for use. They think this +system, called mutualism, will result in workers control of production and the +end of capitalist exploitation and usury. This is because, logically and +practically, a regime of "occupancy and use" cannot be squared with wage +labour. If a workplace needs a group to operate it then it must be owned by +the group who use it. If one individual claims to own it and it is, in fact, +used by more than that person then, obviously, "occupancy and use" is +violated. Equally, if an owner employs others to use the workplace then the +boss can appropriate the product of the workers' labour, so violating the +maxim that labour should receive its full product. Thus the principles of +individualist anarchism point to anti-capitalist conclusions (see [section +G.3](secG3.html)). + +This second difference is the most important. The individualist fears being +forced to join a community and thus losing his or her freedom (including the +freedom to exchange freely with others). Max Stirner puts this position well +when he argues that _"Communism, by the abolition of all personal property, +only presses me back still more into dependence on another, to wit, on the +generality or collectivity . . . [which is] a condition hindering my free +movement, a sovereign power over me. Communism rightly revolts against the +pressure that I experience from individual proprietors; but still more +horrible is the might that it puts in the hands of the collectivity."_ [**The +Ego and Its Own**, p. 257] Proudhon also argued against communism, stating +that the community becomes the proprietor under communism and so capitalism +and communism are based on property and so authority (see the section +_"Characteristics of communism and of property"_ in **What is Property?**). +Thus the Individualist anarchist argues that social ownership places the +individual's freedom in danger as any form of communism subjects the +individual to society or the commune. They fear that as well as dictating +individual morality, socialisation would effectively eliminate workers' +control as "society" would tell workers what to produce and take the product +of their labour. In effect, they argue that communism (or social ownership in +general) would be similar to capitalism, with the exploitation and authority +of the boss replaced with that of "society." + +Needless to say, social anarchists disagree. They argue that Stirner's and +Proudhon's comments are totally correct -- but only about authoritarian +communism. As Kropotkin argued, _"before and in 1848, the theory [of +communism] was put forward in such a shape as to fully account for Proudhon's +distrust as to its effect upon liberty. The old idea of Communism was the idea +of monastic communities under the severe rule of elders or of men of science +for directing priests. The last vestiges of liberty and of individual energy +would be destroyed, if humanity ever had to go through such a communism."_ +[**Act for Yourselves**, p. 98] Kropotkin always argued that communist- +anarchism was a **new** development and given that it dates from the 1870s, +Proudhon's and Stirner's remarks cannot be considered as being directed +against it as they could not be familiar with it. + +Rather than subject the individual to the community, social anarchists argue +that communal ownership would provide the necessary framework to protect +individual liberty in all aspects of life by abolishing the power of the +property owner, in whatever form it takes. In addition, rather than abolish +**all** individual "property," communist anarchism acknowledges the importance +of individual possessions and individual space. Thus we find Kropotkin arguing +against forms of communism that _"desire to manage the community after the +model of a family . . . [to live] all in the same house and . . . thus forced +to continuously meet the same 'brethren and sisters' . . . [it is] a +fundamental error to impose on all the 'great family' instead of trying, on +the contrary, to guarantee as much freedom and home life to each individual."_ +[**Small Communal Experiments and Why They Fail**, pp. 8-9] The aim of +anarchist-communism is, to again quote Kropotkin, to place _"the product +reaped or manufactured at the disposal of all, leaving to each the liberty to +consume them as he pleases in his own home."_ [**The Place of Anarchism in the +Evolution of Socialist Thought**, p. 7] This ensures individual expression of +tastes and desires and so individuality -- both in consumption **and** in +production, as social anarchists are firm supporters of workers' self- +management. + +Thus, for social anarchists, the Individualist Anarchist opposition to +communism is only valid for state or authoritarian communism and ignores the +fundamental nature of communist-anarchism. Communist anarchists do not replace +individuality with community but rather use community to defend individuality. +Rather than have "society" control the individual, as the Individualist +Anarchist fears, social anarchism is based on importance of individuality and +individual expression: + +> _"Anarchist Communism maintains that most valuable of all conquests \-- +individual liberty -- and moreover extends it and gives it a solid basis -- +economic liberty -- without which political liberty is delusive; it does not +ask the individual who has rejected god, the universal tyrant, god the king, +and god the parliament, to give unto himself a god more terrible than any of +the proceeding \-- god the Community, or to abdicate upon its altar his [or +her] independence, his [or her] will, his [or her] tastes, and to renew the +vow of asceticism which he formally made before the crucified god. It says to +him, on the contrary, 'No society is free so long as the individual is not so! +. . .'"_ [**Op. Cit.**, pp. 14-15] + +In addition, social anarchists have always recognised the need for voluntary +collectivisation. If people desire to work by themselves, this is not seen as +a problem (see Kropotkin's **The Conquest of Bread**, p. 61 and **Act for +Yourselves**, pp. 104-5 as well as Malatesta's **Errico Malatesta: His Life +and Ideas**, p. 99 and p. 103). This, social anarchists, stress does not in +any way contradict their principles or the communist nature of their desired +society as such exceptions are rooted in the "use rights" system both are +based in (see [section I.6.2](secI.html#seci62) for a full discussion). In +addition, for social anarchists an association exists solely for the benefit +of the individuals that compose it; it is the means by which people co-operate +to meet their common needs. Therefore, **all** anarchists emphasise the +importance of free agreement as the basis of an anarchist society. Thus all +anarchists agree with Bakunin: + +> _"Collectivism could only imposed only on slaves, and this kind of +collectivism would then be the negation of humanity. In a free community, +collectivism can only come about through the pressure of circumstances, not by +imposition from above but by a free spontaneous movement from below."_ +[**Bakunin on Anarchism**, p. 200] + +If individualists desire to work for themselves and exchange goods with +others, social anarchists have no objection. Hence our comments that the two +forms of anarchism are not mutually exclusive. Social anarchists support the +right of individuals **not** to join a commune while Individualist Anarchists +support the rights of individuals to pool their possessions as they see fit, +including communistic associations. However, if, in the name of freedom, an +individual wished to claim property rights so as to exploit the labour of +others, social anarchists would quickly resist this attempt to recreate +statism in the name of "liberty." Anarchists do not respect the "freedom" to +be a ruler! In the words of Luigi Galleani: + +> _"No less sophistical is the tendency of those who, under the comfortable +cloak of anarchist individualism, would welcome the idea of domination . . . +But the heralds of domination presume to practice individualism in the name of +their ego, over the obedient, resigned, or inert ego of others."_ [**The End +of Anarchism?**, p. 40] + +Moreover, for social anarchists, the idea that the means of production can be +sold implies that private property could be reintroduced in an anarchist +society. In a free market, some succeed and others fail. As Proudhon argued, +in competition victory goes to the strongest. When one's bargaining power is +weaker than another then any "free exchange" will benefit the stronger party. +Thus the market, even a non-capitalist one, will tend to magnify inequalities +of wealth and power over time rather than equalising them. Under capitalism +this is more obvious as those with only their labour power to sell are in a +weaker position than those with capital but individualist anarchism would also +be affected. + +Thus, social anarchists argue, much against its will an individualist +anarchist society would evolve away from fair exchanges back into capitalism. +If, as seems likely, the "unsuccessful" competitors are forced into +unemployment they may have to sell their labour to the "successful" in order +to survive. This would create authoritarian social relationships and the +domination of the few over the many via "free contracts." The enforcement of +such contracts (and others like them), in all likelihood, _"opens . . . the +way for reconstituting under the heading of 'defence' all the functions of the +State."_ [Peter Kropotkin, **Anarchism**, p. 297] + +Benjamin Tucker, the anarchist most influenced by liberalism and free market +ideas, also faced the problems associated with all schools of abstract +individualism -- in particular, the acceptance of authoritarian social +relations as an expression of "liberty." This is due to the similarity of +property to the state. Tucker argued that the state was marked by two things, +aggression and _"the assumption of authority over a given area and all within +it, exercised generally for the double purpose of more complete oppression of +its subjects and extension of its boundaries."_ [**Instead of a Book**, p. 22] +However, the boss and landlord also has authority over a given area (the +property in question) and all within it (workers and tenants). The former +control the actions of the latter just as the state rules the citizen or +subject. In other words, individual ownership produces the same social +relationships as that created by the state, as it comes from the same source +(monopoly of power over a given area and those who use it). + +Social anarchists argue that the Individualist Anarchists acceptance of +individual ownership and their individualistic conception of individual +freedom can lead to the denial of individual freedom by the creation of social +relationships which are essentially authoritarian/statist in nature. _"The +individualists,"_ argued Malatesta, _"give the greatest importance to an +abstract concept of freedom and fail to take into account, or dwell on the +fact that real, concrete freedom is the outcome of solidarity and voluntary +co-operation."_ [**The Anarchist Revolution**, p. 16] Thus wage labour, for +example, places the worker in the same relationship to the boss as citizenship +places the citizen to the state, namely of one of domination and subjection. +Similarly with the tenant and the landlord. + +Such a social relationship cannot help but produce the other aspects of the +state. As Albert Meltzer points out, this can have nothing but statist +implications, because _"the school of Benjamin Tucker -- by virtue of their +individualism -- accepted the need for police to break strikes so as to +guarantee the employer's 'freedom.' All this school of so-called +Individualists accept . . . the necessity of the police force, hence for +government, and the prime definition of anarchism is **no government.**"_ +[**Anarchism: Arguments For and Against**, p. 8] It is partly for this reason +social anarchists support social ownership as the best means of protecting +individual liberty. + +Accepting individual ownership this problem can only be "got round" by +accepting, along with Proudhon (the source of many of Tucker's economic +ideas), the need for co-operatives to run workplaces that require more than +one worker. This naturally complements their support for "occupancy and use" +for land, which would effectively abolish landlords. Without co-operatives, +workers will be exploited for _"it is well enough to talk of [the worker] +buying hand tools, or small machinery which can be moved about; but what about +the gigantic machinery necessary to the operation of a mine, or a mill? It +requires many to work it. If one owns it, will he not make the others pay +tribute for using it?"_ This is because _"no man would employ another to work +for him unless he could get more for his product than he had to pay for it, +and that being the case, the inevitable course of exchange and re-exchange +would be that the man **having received less than the full amount.**"_ +[Voltairine de Cleyre, _"Why I am an Anarchist"_, **Exquisite Rebel**, p. 61 +and p. 60] Only when the people who use a resource own it can individual +ownership not result in hierarchical authority or exploitation (i.e. +statism/capitalism). Only when an industry is co-operatively owned, can the +workers ensure that they govern themselves during work and can get the full +value of the goods they make once they are sold. + +This solution is the one Individualist Anarchists _**do**_ seem to accept and +the only one consistent with all their declared principles (as well as +anarchism). This can be seen when French individualist E. Armand argued that +the key difference between his school of anarchism and communist-anarchism is +that as well as seeing _"ownership of the consumer goods representing an +extension of [the worker's] personality"_ it also _"regards ownership of the +means of production and free disposal of his produce as the quintessential +guarantee of the autonomy of the individual. The understanding is that such +ownership boils down to the chance to deploy (as individuals, couples, family +groups, etc.) the requisite plot of soil or machinery of production to meet +the requirements of the social unit, provided that the proprietor does not +transfer it to someone else or reply upon the services of someone else in +operating it."_ Thus the individualist anarchist could _"defend himself +against . . . the exploitation of anyone by one of his neighbours who will set +him to work in his employ and for his benefit"_ and _"greed, which is to say +the opportunity for an individual, couple or family group to own more than +strictly required for their normal upkeep."_ [_"Mini-Manual of the Anarchist +Individualist"_, pp. 145-9, **Anarchism**, Robert Graham (ed.), p. 147 and pp. +147-8] + +The ideas of the American individualist anarchists logically flow to the same +conclusions. "Occupancy and Use" automatically excludes wage labour and so +exploitation and oppression. As Wm. Gary Kline correctly points out, the US +Individualist anarchists _"expected a society of largely self-employed workmen +with no significant disparity of wealth between any of them."_ [**The +Individualist Anarchists**, p. 104] It is this vision of a self-employed +society that logically flows from their principles which ensures that their +ideas are truly anarchist. As it is, their belief that their system would +ensure the elimination of profit, rent and interest place them squarely in the +anti-capitalist camp alongside social anarchists. + +Needless to say, social anarchists disagree with individualist anarchism, +arguing that there are undesirable features of even non-capitalist markets +which would undermine freedom and equality. Moreover, the development of +industry has resulted in **natural** barriers of entry into markets and this +not only makes it almost impossible to abolish capitalism by competing against +it, it also makes the possibility of recreating usury in new forms likely. +Combine this with the difficulty in determining the exact contribution of each +worker to a product in a modern economy and you see why social anarchists +argue that the only real solution to capitalism is to ensure community +ownership and management of the economy. It is this recognition of the +developments within the capitalist economy which make social anarchists reject +individualist anarchism in favour of communalising, and so decentralising, +production by freely associated and co-operative labour on a large-scale +rather than just in the workplace. + +For more discussion on the ideas of the Individualist anarchists, and why +social anarchists reject them, see section G -- ["Is individualist anarchism +capitalistic?"](secGcon.html) + +## A.3.2 Are there different types of social anarchism? + +Yes. Social anarchism has four major trends -- mutualism, collectivism, +communism and syndicalism. The differences are not great and simply involve +differences in strategy. The one major difference that does exist is between +mutualism and the other kinds of social anarchism. Mutualism is based around a +form of market socialism -- workers' co-operatives exchanging the product of +their labour via a system of community banks. This mutual bank network would +be _"formed by the whole community, not for the especial advantage of any +individual or class, but for the benefit of all . . . [with] no interest . . . +exacted on loans, except enough to cover risks and expenses."_ Such a system +would end capitalist exploitation and oppression for by _"introducing +mutualism into exchange and credit we introduce it everywhere, and labour will +assume a new aspect and become truly democratic."_ [Charles A. Dana, +**Proudhon and his _"Bank of the People"_**, pp. 44-45 and p. 45] + +The social anarchist version of mutualism differs from the individualist form +by having the mutual banks owned by the local community (or commune) instead +of being independent co-operatives. This would ensure that they provided +investment funds to co-operatives rather than to capitalistic enterprises. +Another difference is that some social anarchist mutualists support the +creation of what Proudhon termed an **_"agro-industrial federation"_** to +complement the federation of libertarian communities (called communes by +Proudhon). This is a _"confederation . . . intended to provide reciprocal +security in commerce and industry"_ and large scale developments such as +roads, railways and so on. The purpose of _"specific federal arrangements is +to protect the citizens of the federated states [sic!] from capitalist and +financial feudalism, both within them and from the outside."_ This is because +_"political right requires to be buttressed by economic right."_ Thus the +agro-industrial federation would be required to ensure the anarchist nature of +society from the destabilising effects of market exchanges (which can generate +increasing inequalities in wealth and so power). Such a system would be a +practical example of solidarity, as _"industries are sisters; they are parts +of the same body; one cannot suffer without the others sharing in its +suffering. They should therefore federate, not to be absorbed and confused +together, but in order to guarantee mutually the conditions of common +prosperity . . . Making such an agreement will not detract from their liberty; +it will simply give their liberty more security and force."_ [**The Principle +of Federation**, p. 70, p. 67 and p. 72] + +The other forms of social anarchism do not share the mutualists support for +markets, even non-capitalist ones. Instead they think that freedom is best +served by communalising production and sharing information and products freely +between co-operatives. In other words, the other forms of social anarchism are +based upon common (or social) ownership by federations of producers' +associations and communes rather than mutualism's system of individual co- +operatives. In Bakunin's words, the _"future social organisation must be made +solely from the bottom upwards, by the free association or federation of +workers, firstly in their unions, then in the communes, regions, nations and +finally in a great federation, international and universal"_ and _"the land, +the instruments of work and all other capital may become the collective +property of the whole of society and be utilised only by the workers, in other +words by the agricultural and industrial associations."_ [**Michael Bakunin: +Selected Writings**, p. 206 and p. 174] Only by extending the principle of co- +operation beyond individual workplaces can individual liberty be maximised and +protected (see [section I.1.3](secI1.html#seci13) for why most anarchists are +opposed to markets). In this they share some ground with Proudhon, as can be +seen. The industrial confederations would _"guarantee the mutual use of the +tools of production which are the property of each of these groups and which +will by a reciprocal contract become the collective property of the whole . . +. federation. In this way, the federation of groups will be able to . . . +regulate the rate of production to meet the fluctuating needs of society."_ +[James Guillaume, **Bakunin on Anarchism**, p. 376] + +These anarchists share the mutualists support for workers' self-management of +production within co-operatives but see confederations of these associations +as being the focal point for expressing mutual aid, not a market. Workplace +autonomy and self-management would be the basis of any federation, for _"the +workers in the various factories have not the slightest intention of handing +over their hard-won control of the tools of production to a superior power +calling itself the 'corporation.'"_ [Guillaume, **Op. Cit.**, p. 364] In +addition to this industry-wide federation, there would also be cross-industry +and community confederations to look after tasks which are not within the +exclusive jurisdiction or capacity of any particular industrial federation or +are of a social nature. Again, this has similarities to Proudhon's mutualist +ideas. + +Social anarchists share a firm commitment to common ownership of the means of +production (excluding those used purely by individuals) and reject the +individualist idea that these can be "sold off" by those who use them. The +reason, as noted earlier, is because if this could be done, capitalism and +statism could regain a foothold in the free society. In addition, other social +anarchists do not agree with the mutualist idea that capitalism can be +reformed into libertarian socialism by introducing mutual banking. For them +capitalism can only be replaced by a free society by social revolution. + +The major difference between collectivists and communists is over the question +of "money" after a revolution. Anarcho-communists consider the abolition of +money to be essential, while anarcho-collectivists consider the end of private +ownership of the means of production to be the key. As Kropotkin noted, +collectivist anarchism _"express[es] a state of things in which all +necessaries for production are owned in common by the labour groups and the +free communes, while the ways of retribution [i.e. distribution] of labour, +communist or otherwise, would be settled by each group for itself."_ +[**Anarchism**, p. 295] Thus, while communism and collectivism both organise +production in common via producers' associations, they differ in how the goods +produced will be distributed. Communism is based on free consumption of all +while collectivism is more likely to be based on the distribution of goods +according to the labour contributed. However, most anarcho-collectivists think +that, over time, as productivity increases and the sense of community becomes +stronger, money will disappear. Both agree that, in the end, society would be +run along the lines suggested by the communist maxim: **_"From each according +to their abilities, to each according to their needs."_** They just disagree +on how quickly this will come about (see [section I.2.2](secI2.html#seci22)). + +For anarcho-communists, they think that _"communism -- at least partial -- has +more chances of being established than collectivism"_ after a revolution. +[**Op. Cit.**, p. 298] They think that moves towards communism are essential +as collectivism _"begins by abolishing private ownership of the means of +production and immediately reverses itself by returning to the system of +remuneration according to work performed which means the re-introduction of +inequality."_ [Alexander Berkman, **What is Anarchism?**, p. 230] The quicker +the move to communism, the less chances of new inequalities developing. +Needless to say, these positions are **not** that different and, in practice, +the necessities of a social revolution and the level of political awareness of +those introducing anarchism will determine which system will be applied in +each area. + +Syndicalism is the other major form of social anarchism. Anarcho-syndicalists, +like other syndicalists, want to create an industrial union movement based on +anarchist ideas. Therefore they advocate decentralised, federated unions that +use direct action to get reforms under capitalism until they are strong enough +to overthrow it. In many ways anarcho-syndicalism can be considered as a new +version of collectivist-anarchism, which also stressed the importance of +anarchists working within the labour movement and creating unions which +prefigure the future free society. + +Thus, even under capitalism, anarcho-syndicalists seek to create _"free +associations of free producers."_ They think that these associations would +serve as _"a practical school of anarchism"_ and they take very seriously +Bakunin's remark that the workers' organisations must create _"not only the +ideas but also the facts of the future itself"_ in the pre-revolutionary +period. + +Anarcho-syndicalists, like all social anarchists, _"are convinced that a +Socialist economic order cannot be created by the decrees and statutes of a +government, but only by the solidaric collaboration of the workers with hand +and brain in each special branch of production; that is, through the taking +over of the management of all plants by the producers themselves under such +form that the separate groups, plants, and branches of industry are +independent members of the general economic organism and systematically carry +on production and the distribution of the products in the interest of the +community on the basis of free mutual agreements."_ [Rudolf Rocker, **Anarcho- +syndicalism**, p. 55] + +Again, like all social anarchists, anarcho-syndicalists see the collective +struggle and organisation implied in unions as the school for anarchism. As +Eugene Varlin (an anarchist active in the First International who was murdered +at the end of the Paris Commune) put it, unions have _"the enormous advantage +of making people accustomed to group life and thus preparing them for a more +extended social organisation. They accustom people not only to get along with +one another and to understand one another, but also to organise themselves, to +discuss, and to reason from a collective perspective."_ Moreover, as well as +mitigating capitalist exploitation and oppression in the here and now, the +unions also _"form the natural elements of the social edifice of the future; +it is they who can be easily transformed into producers associations; it is +they who can make the social ingredients and the organisation of production +work."_ [quoted by Julian P. W. Archer, **The First International in France, +1864-1872**, p. 196] + +The difference between syndicalists and other revolutionary social anarchists +is slight and purely revolves around the question of anarcho-syndicalist +unions. Collectivist anarchists agree that building libertarian unions is +important and that work within the labour movement is essential in order to +ensure _"the development and organisation . . . of the social (and, by +consequence, anti-political) power of the working masses."_ [Bakunin, +**Michael Bakunin: Selected Writings**, p. 197] Communist anarchists usually +also acknowledge the importance of working in the labour movement but they +generally think that syndicalistic organisations will be created by workers in +struggle, and so consider encouraging the **_"spirit of revolt"_** as more +important than creating syndicalist unions and hoping workers will join them +(of course, anarcho-syndicalists support such autonomous struggle and +organisation, so the differences are not great). Communist-anarchists also do +not place as great an emphasis on the workplace, considering struggles within +it to be equal in importance to other struggles against hierarchy and +domination outside the workplace (most anarcho-syndicalists would agree with +this, however, and often it is just a question of emphasis). A few communist- +anarchists reject the labour movement as hopelessly reformist in nature and so +refuse to work within it, but these are a small minority. + +Both communist and collectivist anarchists recognise the need for anarchists +to unite together in purely anarchist organisations. They think it is +essential that anarchists work together as anarchists to clarify and spread +their ideas to others. Syndicalists often deny the importance of anarchist +groups and federations, arguing that revolutionary industrial and community +unions are enough in themselves. Syndicalists think that the anarchist and +union movements can be fused into one, but most other anarchists disagree. +Non-syndicalists point out the reformist nature of unionism and urge that to +keep syndicalist unions revolutionary, anarchists must work within them as +part of an anarchist group or federation. Most non-syndicalists consider the +fusion of anarchism and unionism a source of potential **confusion** that +would result in the two movements failing to do their respective work +correctly. For more details on anarcho-syndicalism see [section +J.3.8](secJ3.html#secj38) (and [section J.3.9](secJ3.html#secj39) on why many +anarchists reject aspects of it). It should be stressed that non-syndicalist +anarchists do **not** reject the need for collective struggle and organisation +by workers (see [section H.2.8](secH2.html#sech28) on that particular Marxist +myth). + +In practice, few anarcho-syndicalists totally reject the need for an anarchist +federation, while few anarchists are totally anti-syndicalist. For example, +Bakunin inspired both anarcho-communist and anarcho-syndicalist ideas, and +anarcho-communists like Kropotkin, Malatesta, Berkman and Goldman were all +sympathetic to anarcho-syndicalist movements and ideas. + +For further reading on the various types of social anarchism, we would +recommend the following: mutualism is usually associated with the works of +Proudhon, collectivism with Bakunin's, communism with Kropotkin's, +Malatesta's, Goldman's and Berkman's. Syndicalism is somewhat different, as it +was far more the product of workers' in struggle than the work of a "famous" +name (although this does not stop academics calling George Sorel the father of +syndicalism, even though he wrote about a syndicalist movement that already +existed. The idea that working class people can develop their own ideas, by +themselves, is usually lost on them). However, Rudolf Rocker is often +considered a leading anarcho-syndicalist theorist and the works of Fernand +Pelloutier and Emile Pouget are essential reading to understand anarcho- +syndicalism. For an overview of the development of social anarchism and key +works by its leading lights, Daniel Guerin's excellent anthology **No Gods No +Masters** cannot be bettered. + +## A.3.3 What kinds of green anarchism are there? + +An emphasis on anarchist ideas as a solution to the ecological crisis is a +common thread in most forms of anarchism today. The trend goes back to the +late nineteenth century and the works of Peter Kropotkin and Elisee Reclus. +The latter, for example, argued that a _"secret harmony exists between the +earth and the people whom it nourishes, and when imprudent societies let +themselves violate this harmony, they always end up regretting it."_ +Similarly, no contemporary ecologist would disagree with his comments that the +_"truly civilised man [and women] understands that his [or her] nature is +bound up with the interest of all and with that of nature. He [or she] repairs +the damage caused by his predecessors and works to improve his domain."_ +[quoted by George Woodcock, _"Introduction"_, Marie Fleming, **The Geography +of Freedom**, p. 15] + +With regards Kropotkin, he argued that an anarchist society would be based on +a confederation of communities that would integrate manual and brain work as +well as decentralising and integrating industry and agriculture (see his +classic work **Fields, Factories, and Workshops**). This idea of an economy in +which _"small is beautiful"_ (to use the title of E.F. Schumacher's Green +classic) was proposed nearly 70 years before it was taken up by what was to +become the green movement. In addition, in **Mutual Aid** Kropotkin documented +how co-operation within species and between them and their environment is +usually of more benefit to them than competition. Kropotkin's work, combined +with that of William Morris, the Reclus brothers (both of whom, like +Kropotkin, were world-renowned geographers), and many others laid the +foundations for the current anarchist interest in ecological issues. + +However, while there are many themes of an ecological nature within classical +anarchism, it is only relatively recently that the similarities between +ecological thought and anarchism has come to the fore (essentially from the +publication of Murray Bookchin's classic essay _"Ecology and Revolutionary +Thought"_ in 1965). Indeed, it would be no exaggeration to state that it is +the ideas and work of Murray Bookchin that has placed ecology and ecological +issues at the heart of anarchism and anarchist ideals and analysis into many +aspects of the green movement. + +Before discussing the types of green anarchism (also called eco-anarchism) it +would be worthwhile to explain exactly **what** anarchism and ecology have in +common. To quote Murray Bookchin, _"both the ecologist and the anarchist place +a strong emphasis on spontaneity"_ and _"to both the ecologist and the +anarchist, an ever-increasing unity is achieved by growing differentiation. +**An expanding whole is created by the diversification and enrichment of its +parts.**"_ Moreover, _"[j]ust as the ecologist seeks to expand the range of an +eco-system and promote free interplay between species, so the anarchist seeks +to expand the range of social experiments and remove all fetters to its +development."_ [**Post-Scarcity Anarchism**, p. 36] + +Thus the anarchist concern with free development, decentralisation, diversity +and spontaneity is reflected in ecological ideas and concerns. Hierarchy, +centralisation, the state and concentrations of wealth reduce diversity and +the free development of individuals and their communities by their very +nature, and so weakens the social eco-system as well as the actual eco-systems +human societies are part of. As Bookchin argues, _"the reconstructive message +of ecology. . . [is that] we must conserve and promote variety"_ but within +modern capitalist society _"[a]ll that is spontaneous, creative and +individuated is circumscribed by the standardised, the regulated and the +massified."_ [**Op. Cit.**, p. 35 and p. 26] So, in many ways, anarchism can +be considered the application of ecological ideas to society, as anarchism +aims to empower individuals and communities, decentralise political, social +and economic power so ensuring that individuals and social life develops +freely and so becomes increasingly diverse in nature. It is for this reason +Brian Morris argues that _"the only political tradition that complements and, +as it were, integrally connects with ecology -- in a genuine and authentic way +-- is that of anarchism."_ [**Ecology and Anarchism**, p. 132] + +So what kinds of green anarchism are there? While almost all forms of modern +anarchism consider themselves to have an ecological dimension, the +specifically eco-anarchist thread within anarchism has two main focal points, +**_Social Ecology_** and **_"primitivist"_**. In addition, some anarchists are +influenced by **_Deep Ecology_**, although not many. Undoubtedly Social +Ecology is the most influential and numerous current. Social Ecology is +associated with the ideas and works of Murray Bookchin, who has been writing +on ecological matters since the 1950's and, from the 1960s, has combined these +issues with revolutionary social anarchism. His works include **Post-Scarcity +Anarchism**, **Toward an Ecological Society**, **The Ecology of Freedom** and +a host of others. + +Social Ecology locates the roots of the ecological crisis firmly in relations +of domination between people. The domination of nature is seen as a product of +domination within society, but this domination only reaches crisis proportions +under capitalism. In the words of Murray Bookchin: + +> _ "The notion that man must dominate nature emerges directly from the +domination of man by man. . . But it was not until organic community +relations. . . dissolved into market relationships that the planet itself was +reduced to a resource for exploitation. This centuries-long tendency finds its +most exacerbating development in modern capitalism. Owing to its inherently +competitive nature, bourgeois society not only pits humans against each other, +it also pits the mass of humanity against the natural world. Just as men are +converted into commodities, so every aspect of nature is converted into a +commodity, a resource to be manufactured and merchandised wantonly . . . The +plundering of the human spirit by the market place is paralleled by the +plundering of the earth by capital."_ [**Op. Cit.**, pp. 24-5] + +_"Only insofar,"_ Bookchin stresses, _"as the ecology **consciously** +cultivates an anti-hierarchical and a non-domineering sensibility, structure, +and strategy for social change can it retain its very **identity** as the +voice for a new balance between humanity and nature and its **goal** for a +truly ecological society."_ Social ecologists contrast this to what Bookchin +labels _"environmentalism"_ for while social ecology _"seeks to eliminate the +concept of the domination of nature by humanity by eliminating domination of +human by human, environmentalism reflects an 'instrumentalist' or technical +sensibility in which nature is viewed merely as a passive habit, an +agglomeration of external objects and forces, that must be made more +'serviceable' for human use, irrespective of what these uses may be. +Environmentalism . . . does not bring into question the underlying notions of +the present society, notably that man must dominate nature. On the contrary, +it seeks to facilitate that domination by developing techniques for +diminishing the hazards caused by domination."_ [Murray Bookchin, **Towards an +Ecological Society**, p. 77] + +Social ecology offers the vision of a society in harmony with nature, one +which _"involves a fundamental reversal of all the trends that mark the +historic development of capitalist technology and bourgeois society \-- the +minute specialisation of machines and labour, the concentration of resources +and people in gigantic industrial enterprises and urban entities, the +stratification and bureaucratisation of nature and human beings."_ Such an +ecotopia _"establish entirely new eco-communities that are artistically +moulded to the eco-systems in which they are located."_ Echoing Kropotkin, +Bookchin argues that _"[s]uch an eco-community . . . would heal the split +between town and country, between mind and body by fusing intellectual with +physical work, industry with agricultural in a rotation or diversification of +vocational tasks."_ This society would be based on the use of appropriate and +green technology, a _"new kind of technology -- or eco-technology -- one +composed of flexible, versatile machinery whose productive applications would +emphasise durability and quality, not built in obsolescence, and insensate +quantitative output of shoddy goods, and a rapid circulation of expendable +commodities . . . Such an eco-technology would use the inexhaustible energy +capacities of nature -- the sun and wind, the tides and waterways, the +temperature differentials of the earth and the abundance of hydrogen around us +as fuels -- to provide the eco-community with non-polluting materials or +wastes that could be recycled."_ [Bookchin, **Op. Cit.**, pp. 68-9] + +However, this is not all. As Bookchin stresses an ecological society _"is more +than a society that tries to check the mounting disequilibrium that exists +between humanity and the natural world. Reduced to simple technical or +political issues, this anaemic view of such a society's function degrades the +issues raised by an ecological critique and leads them to purely technical and +instrumental approaches to ecological problems. Social ecology is, first of +all, a **sensibility** that includes not only a critique of hierarchy and +domination but a reconstructive outlook . . . guided by an ethics that +emphasises variety without structuring differences into a hierarchical order . +. . the precepts for such an ethics . . . [are] participation and +differentiation."_ [**The Modern Crisis**, pp. 24-5] + +Therefore social ecologists consider it essential to attack hierarchy and +capitalism, not civilisation as such as the root cause of ecological problems. +This is one of the key areas in which they disagree with "Primitivist" +Anarchist ideas, who tend to be far more critical of **all** aspects of modern +life, with some going so far as calling for _"the end of civilisation"_ +including, apparently, all forms of technology and large scale organisation. +We discuss these ideas in [section A.3.9](secA3.html#seca39). + +We must note here that other anarchists, while generally agreeing with its +analysis and suggestions, are deeply critical of Social Ecology's support for +running candidates in municipal elections. While Social Ecologists see this as +a means of creating popular self-managing assemblies and creating a counter +power to the state, few anarchists agree. Rather they see it as inherently +reformist as well as being hopelessly naive about the possibilities of using +elections to bring about social change (see [section +J.5.14](secJ5.html#secj514) for a fuller discussion of this). Instead they +propose direct action as the means to forward anarchist and ecological ideas, +rejecting electioneering as a dead-end which ends up watering down radical +ideas and corrupting the people involved (see section J.2 -- [What is Direct +Action?](secJ2.html)). + +Lastly, there is "deep ecology," which, because of its bio-centric nature, +many anarchists reject as anti-human. There are few anarchists who think that +**people,** as people, are the cause of the ecological crisis, which many deep +ecologists seem to suggest. Murray Bookchin, for example, has been +particularly outspoken in his criticism of deep ecology and the anti-human +ideas that are often associated with it (see **Which Way for the Ecology +Movement?**, for example). David Watson has also argued against Deep Ecology +(see his **How Deep is Deep Ecology?** written under the name George +Bradford). Most anarchists would argue that it is not people but the current +system which is the problem, and that only people can change it. In the words +of Murray Bookchin: + +> _ "[Deep Ecology's problems] stem from an authoritarian streak in a crude +biologism that uses 'natural law' to conceal an ever-diminishing sense of +humanity and papers over a profound ignorance of social reality by ignoring +the fact it is **capitalism** we are talking about, not an abstraction called +'Humanity' and 'Society.'"_ [**The Philosophy of Social Ecology**, p. 160] + +Thus, as Morris stresses, _"by focusing entirely on the category of 'humanity' +the Deep Ecologists ignore or completely obscure the social origins of +ecological problems, or alternatively, biologise what are essentially social +problems."_ To submerge ecological critique and analysis into a simplistic +protest against the human race ignores the real causes and dynamics of +ecological destruction and, therefore, ensures an end to this destruction +cannot be found. Simply put, it is hardly "people" who are to blame when the +vast majority have no real say in the decisions that affect their lives, +communities, industries and eco-systems. Rather, it is an economic and social +system that places profits and power above people and planet. By focusing on +"Humanity" (and so failing to distinguish between rich and poor, men and +women, whites and people of colour, exploiters and exploited, oppressors and +oppressed) the system we live under is effectively ignored, and so are the +institutional causes of ecological problems. This can be _"both reactionary +and authoritarian in its implications, and substitutes a naive understanding +of 'nature' for a critical study of real social issues and concerns."_ +[Morris, **Op. Cit.**, p. 135] + +Faced with a constant anarchist critique of certain of their spokes-persons +ideas, many Deep Ecologists have turned away from the anti-human ideas +associated with their movement. Deep ecology, particularly the organisation +**_Earth First!_** (EF!), has changed considerably over time, and EF! now has +a close working relationship with the **_Industrial Workers of the World_** +(IWW), a syndicalist union. While deep ecology is not a thread of eco- +anarchism, it shares many ideas and is becoming more accepted by anarchists as +EF! rejects its few misanthropic ideas and starts to see that hierarchy, not +the human race, is the problem (for a discussion between Murray Bookchin and +leading Earth Firster! Dave Foreman see the book **Defending the Earth**). + +## A.3.4 Is anarchism pacifistic? + +A pacifist strand has long existed in anarchism, with Leo Tolstoy being one of +its major figures. This strand is usually called **_"anarcho-pacifism"_** (the +term **_"non-violent anarchist"_** is sometimes used, but this term is +unfortunate because it implies the rest of the movement are "violent," which +is not the case!). The union of anarchism and pacifism is not surprising given +the fundamental ideals and arguments of anarchism. After all, violence, or the +threat of violence or harm, is a key means by which individual freedom is +destroyed. As Peter Marshall points out, _"[g]iven the anarchist's respect for +the sovereignty of the individual, in the long run it is non-violence and not +violence which is implied by anarchist values."_ [**Demanding the +Impossible**, p.637] Malatesta is even more explicit when he wrote that the +_"main plank of anarchism is the removal of violence from human relations"_ +and that anarchists _"are opposed to violence."_ [**Errico Malatesta: His Life +and Ideas**, p. 53] + +However, although many anarchists reject violence and proclaim pacifism, the +movement, in general, is not essentially pacifistic (in the sense of opposed +all forms of violence at all times). Rather, it is anti-militarist, being +against the organised violence of the state but recognising that there are +important differences between the violence of the oppressor and the violence +of the oppressed. This explains why the anarchist movement has always placed a +lot of time and energy in opposing the military machine and capitalist wars +while, at the same time, supporting and organising armed resistance against +oppression (as in the case of the Makhnovist army during the Russian +Revolution which resisted both Red and White armies and the militias the +anarchists organised to resist the fascists during the Spanish Revolution -- +see sections [A.5.4](secA5.html#seca54) and [A.5.6](secA5.html#seca56), +respectively). + +On the question of non-violence, as a rough rule of thumb, the movement +divides along Individualist and Social lines. Most Individualist anarchists +support purely non-violent tactics of social change, as do the Mutualists. +However, Individualist anarchism is not pacifist as such, as many support the +idea of violence in self-defence against aggression. Most social anarchists, +on the other hand, do support the use of revolutionary violence, holding that +physical force will be required to overthrow entrenched power and to resist +state and capitalist aggression (although it was an anarcho-syndicalist, Bart +de Ligt, who wrote the pacifist classic, **The Conquest of Violence**). As +Malatesta put it, violence, while being _"in itself an evil,"_ is +_"justifiable only when it is necessary to defend oneself and others from +violence"_ and that a _"slave is always in a state of legitimate defence and +consequently, his violence against the boss, against the oppressor, is always +morally justifiable."_ [**Op. Cit.**, p. 55 and pp. 53-54] Moreover, they +stress that, to use the words of Bakunin, since social oppression _"stems far +less from individuals than from the organisation of things and from social +positions"_ anarchists aim to _"ruthlessly destroy positions and things"_ +rather than people, since the aim of an anarchist revolution is to see the end +of privileged classes _"not as individuals, but as classes."_ [quoted by +Richard B. Saltman, **The Social and Political Thought of Michael Bakunin** p. +121, p. 124 and p. 122] + +Indeed, the question of violence is relatively unimportant to most anarchists, +as they do not glorify it and think that it should be kept to a minimum during +any social struggle or revolution. All anarchists would agree with the Dutch +pacifist anarcho-syndicalist Bart de Ligt when he argued that _"the violence +and warfare which are characteristic conditions of the capitalist world do not +go with the liberation of the individual, which is the historic mission of the +exploited classes. The greater the violence, the weaker the revolution, even +where violence has deliberately been put at the service of the revolution."_ +[**The Conquest of Violence**, p. 75] + +Similarly, all anarchists would agree with de Ligt on, to use the name of one +of his book's chapters, _"the absurdity of bourgeois pacifism."_ For de Ligt, +and all anarchists, violence is inherent in the capitalist system and any +attempt to make capitalism pacifistic is doomed to failure. This is because, +on the one hand, war is often just economic competition carried out by other +means. Nations often go to war when they face an economic crisis, what they +cannot gain in economic struggle they attempt to get by conflict. On the other +hand, _"violence is indispensable in modern society. . . [because] without it +the ruling class would be completely unable to maintain its privileged +position with regard to the exploited masses in each country. The army is used +first and foremost to hold down the workers. . . when they become +discontented."_ [Bart de Ligt, **Op. Cit.**, p. 62] As long as the state and +capitalism exist, violence is inevitable and so, for anarcho-pacifists, the +consistent pacifist must be an anarchist just as the consistent anarchist must +be a pacifist. + +For those anarchists who are non-pacifists, violence is seen as an unavoidable +and unfortunate result of oppression and exploitation as well as the only +means by which the privileged classes will renounce their power and wealth. +Those in authority rarely give up their power and so must be forced. Hence the +need for _"transitional"_ violence _"to put an end to the far greater, and +permanent, violence which keeps the majority of mankind in servitude."_ +[Malatesta, **Op. Cit.**, p. 55] To concentrate on the issue of violence +versus non-violence is to ignore the real issue, namely how do we change +society for the better. As Alexander Berkman pointed out, those anarchists who +are pacifists confuse the issue, like those who think _"it's the same as if +rolling up your sleeves for work should be considered the work itself."_ To +the contrary, _"[t]he fighting part of revolution is merely rolling up your +sleeves. The real, actual task is ahead."_ [**What is Anarchism?**, p. 183] +And, indeed, most social struggle and revolutions start relatively peaceful +(via strikes, occupations and so on) and only degenerate into violence when +those in power try to maintain their position (a classic example of this is in +Italy, in 1920, when the occupation of factories by their workers was followed +by fascist terror -- see [section A.5.5](secA5.html#seca55)). + +As noted above, all anarchists are anti-militarists and oppose both the +military machine (and so the "defence" industry) as well as statist/capitalist +wars (although a few anarchists, like Rudolf Rocker and Sam Dolgoff, supported +the anti-fascist capitalist side during the second world war as the lesser +evil). The anti-war machine message of anarchists and anarcho-syndicalists was +propagated long before the start of the first world war, with syndicalists and +anarchists in Britain and North America reprinting a French CGT leaflet urging +soldiers not to follow orders and repress their striking fellow workers. Emma +Goldman and Alexander Berkman were both arrested and deported from America for +organising a **_"No-Conscription League"_** in 1917 while many anarchists in +Europe were jailed for refusing to join the armed forces in the first and +second world wars. The anarcho-syndicalist influenced IWW was crushed by a +ruthless wave of government repression due to the threat its organising and +anti-war message presented to the powerful elites who favoured war. More +recently, anarchists, (including people like Noam Chomsky and Paul Goodman) +have been active in the peace movement as well as contributing to the +resistance to conscription where it still exists. Anarchists took an active +part in opposing such wars as the Vietnam War, the Falklands war as well as +the Gulf wars of 1991 and 2003 (including, in Italy and Spain, helping to +organise strikes in protest against it). And it was during the 1991 Gulf War +when many anarchists raised the slogan **_"No war but the class war"_** which +nicely sums up the anarchist opposition to war -- namely an evil consequence +of any class system, in which the oppressed classes of different countries +kill each other for the power and profits of their rulers. Rather than take +part in this organised slaughter, anarchists urge working people to fight for +their own interests, not those of their masters: + +> _ "More than ever we must avoid compromise; deepen the chasm between +capitalists and wage slaves, between rulers and ruled; preach expropriation of +private property and the destruction of states such as the only means of +guaranteeing fraternity between peoples and Justice and Liberty for all; and +we must prepare to accomplish these things."_ [Malatesta, **Op. Cit.**, p. +251] + +We must note here that Malatesta's words were written in part against Peter +Kropotkin who, for reasons best known to himself, rejected everything he had +argued for decades and supported the allies in the First World War as a lesser +evil against German authoritarianism and Imperialism. Of course, as Malatesta +pointed out, _"all Governments and all capitalist classes"_ do _"misdeeds . . +. against the workers and rebels of their own countries."_ [**Op. Cit.**, p. +246] He, along with Berkman, Goldman and a host of other anarchists, put their +name to International Anarchist Manifesto against the First World War. It +expressed the opinion of the bulk of the anarchist movement (at the time and +consequently) on war and how to stop it. It is worth quoting from: + +> _ "The truth is that the cause of wars . . . rests solely in the existence +of the State, which is the form of privilege . . . Whatever the form it may +assume, the State is nothing but organised oppression for the advantage of a +privileged minority . . . + +> + +> "The misfortune of the peoples, who were deeply attached to peace, is that, +in order to avoid war, they placed their confidence in the State with its +intriguing diplomatists, in democracy, and in political parties . . . This +confidence has been deliberately betrayed, and continues to be so, when +governments, with the aid of the whole of the press, persuade their respective +people that this war is a war of liberation. + +> + +> "We are resolutely against all wars between peoples, and . . . have been, +are, and ever will be most energetically opposed to war. + +> + +> "The role of the Anarchists . . . is to continue to proclaim that there is +only one war of liberation: that which in all countries is waged by the +oppressed against the oppressors, by the exploited against the exploiters. Our +part is to summon the slaves to revolt against their masters. + +> + +> "Anarchist action and propaganda should assiduously and perseveringly aim at +weakening and dissolving the various States, at cultivating the spirit of +revolt, and arousing discontent in peoples and armies. . . + +> + +> "We must take advantage of all the movements of revolt, of all the +discontent, in order to foment insurrection, and to organise the revolution +which we look to put end to all social wrongs. . . Social justice realised +through the free organisation of producers: war and militarism done away with +forever; and complete freedom won, by the abolition of the State and its +organs of destruction."_ [_"International Anarchist Manifesto on the War,"_ +**Anarchy! An Anthology of Emma Goldman's Mother Earth**, pp. 386-8] + +Thus, the attraction of pacifism to anarchists is clear. Violence **is** +authoritarian and coercive, and so its use does contradict anarchist +principles. That is why anarchists would agree with Malatesta when he argues +that _"[w]e are on principle opposed to violence and for this reason wish that +the social struggle should be conducted as humanely as possible."_ [Malatesta, +**Op. Cit.**, p. 57] Most, if not all, anarchists who are not strict pacifists +agree with pacifist-anarchists when they argue that violence can often be +counterproductive, alienating people and giving the state an excuse to repress +both the anarchist movement and popular movements for social change. All +anarchists support non-violent direct action and civil disobedience, which +often provide better roads to radical change. + +So, to sum up, anarchists who are pure pacifists are rare. Most accept the use +of violence as a necessary evil and advocate minimising its use. All agree +that a revolution which **institutionalises** violence will just recreate the +state in a new form. They argue, however, that it is not authoritarian to +destroy authority or to use violence to resist violence. Therefore, although +most anarchists are not pacifists, most reject violence except in self-defence +and even then kept to the minimum. + +## A.3.5 What is Anarcha-Feminism? + +Although opposition to the state and all forms of authority had a strong voice +among the early feminists of the 19th century, the more recent feminist +movement which began in the 1960's was founded upon anarchist practice. This +is where the term anarcha-feminism came from, referring to women anarchists +who act within the larger feminist and anarchist movements to remind them of +their principles. + +The modern anarcha-feminists built upon the feminist ideas of previous +anarchists, both male and female. Indeed, anarchism and feminism have always +been closely linked. Many outstanding feminists have also been anarchists, +including the pioneering Mary Wollstonecraft (author of **A Vindication of the +Rights of Woman**), the Communard Louise Michel, and the American anarchists +(and tireless champions of women's freedom) Voltairine de Cleyre and Emma +Goldman (for the former, see her essays _"Sex Slavery"_, _"Gates of Freedom"_, +_"The Case of Woman vs. Orthodoxy"_, _"Those Who Marry Do Ill"_; for the +latter see _"The Traffic in Women"_, _"Woman Suffrage"_, _"The Tragedy of +Woman's Emancipation"_, _"Marriage and Love"_ and _"Victims of Morality"_, for +example). **Freedom**, the world's oldest anarchist newspaper, was founded by +Charlotte Wilson in 1886. Anarchist women like Virgilia D'Andrea and Rose +Pesota played important roles in both the libertarian and labour movements. +The **_"Mujeres Libres"_** (_"Free Women"_) movement in Spain during the +Spanish revolution is a classic example of women anarchists organising +themselves to defend their basic freedoms and create a society based on +women's freedom and equality (see **Free Women of Spain** by Martha Ackelsberg +for more details on this important organisation). In addition, all the male +major anarchist thinkers (bar Proudhon) were firm supporters of women's +equality. For example, Bakunin opposed patriarchy and how the law _"subjects +[women] to the absolute domination of the man."_ He argued that _"[e]qual +rights must belong to men and women"_ so that women can _"become independent +and be free to forge their own way of life."_ He looked forward to the end of +_"the authoritarian juridical family"_ and _"the full sexual freedom of +women."_ [**Bakunin on Anarchism**, p. 396 and p. 397] + +Thus anarchism has since the 1860s combined a radical critique of capitalism +and the state with an equally powerful critique of patriarchy (rule by men). +Anarchists, particularly female ones, recognised that modern society was +dominated by men. As Ana Maria Mozzoni (an Italian anarchist immigrant in +Buenos Aires) put it, women _"will find that the priest who damns you is a +man; that the legislator who oppresses you is a man, that the husband who +reduces you to an **object** is a man; that the libertine who harasses you is +a man; that the capitalist who enriches himself with your ill-paid work and +the speculator who calmly pockets the price of your body, are men."_ Little +has changed since then. Patriarchy still exists and, to quote the anarchist +paper **La Questione Sociale**, it is still usually the case that women _"are +slaves both in social and private life. If you are a proletarian, you have two +tyrants: the man and the boss. If bourgeois, the only sovereignty left to you +is that of frivolity and coquetry."_ [quoted by Jose Moya, **Italians in +Buenos Aires's Anarchist Movement**, pp. 197-8 and p. 200] + +Anarchism, therefore, is based on an awareness that fighting patriarchy is as +important as fighting against the state or capitalism. For _"[y]ou can have no +free, or just, or equal society, nor anything approaching it, so long as +womanhood is bought, sold, housed, clothed, fed, and **protected**, as a +chattel."_ [Voltairine de Cleyre, _"The Gates of Freedom"_, pp. 235-250, +Eugenia C. Delamotte, **Gates of Freedom**, p. 242] To quote Louise Michel: + +> _ "The first thing that must change is the relationship between the sexes. +Humanity has two parts, men and women, and we ought to be walking hand in +hand; instead there is antagonism, and it will last as long as the 'stronger' +half controls, or think its controls, the 'weaker' half."_ [**The Red Virgin: +Memoirs of Louise Michel**, p. 139] + +Thus anarchism, like feminism, fights patriarchy and for women's equality. +Both share much common history and a concern about individual freedom, +equality and dignity for members of the female sex (although, as we will +explain in more depth below, anarchists have always been very critical of +mainstream/liberal feminism as not going far enough). Therefore, it is +unsurprising that the new wave of feminism of the sixties expressed itself in +an anarchistic manner and drew much inspiration from anarchist figures such as +Emma Goldman. Cathy Levine points out that, during this time, _"independent +groups of women began functioning without the structure, leaders, and other +factotums of the male left, creating, independently and simultaneously, +organisations similar to those of anarchists of many decades and regions. No +accident, either."_ [_"The Tyranny of Tyranny,"_ **Quiet Rumours: An Anarcha- +Feminist Reader**, p. 66] It is no accident because, as feminist scholars have +noted, women were among the first victims of hierarchical society, which is +thought to have begun with the rise of patriarchy and ideologies of domination +during the late Neolithic era. Marilyn French argues (in **Beyond Power**) +that the first major social stratification of the human race occurred when men +began dominating women, with women becoming in effect a "lower" and "inferior" +social class. + +The links between anarchism and modern feminism exist in both ideas and +action. Leading feminist thinker Carole Pateman notes that her _"discussion +[on contract theory and its authoritarian and patriarchal basis] owes +something to"_ libertarian ideas, that is the _"anarchist wing of the +socialist movement."_ [**The Sexual Contract**, p. 14] Moreover, she noted in +the 1980s how the _"major locus of criticism of authoritarian, hierarchical, +undemocratic forms of organisation for the last twenty years has been the +women's movement . . . After Marx defeated Bakunin in the First International, +the prevailing form of organisation in the labour movement, the nationalised +industries and in the left sects has mimicked the hierarchy of the state . . . +The women's movement has rescued and put into practice the long-submerged idea +[of anarchists like Bakunin] that movements for, and experiments in, social +change must 'prefigure' the future form of social organisation."_ [**The +Disorder of Women**, p. 201] + +Peggy Kornegger has drawn attention to these strong connections between +feminism and anarchism, both in theory and practice. _"The radical feminist +perspective is almost pure anarchism,"_ she writes. _"The basic theory +postulates the nuclear family as the basis of all authoritarian systems. The +lesson the child learns, from father to teacher to boss to god, is to **obey** +the great anonymous voice of Authority. To graduate from childhood to +adulthood is to become a full-fledged automaton, incapable of questioning or +even of thinking clearly."_ [_"Anarchism: The Feminist Connection,"_ **Quiet +Rumours: An Anarcha-Feminist Reader**, p. 26] Similarly, the Zero Collective +argues that Anarcha-feminism _"consists in recognising the anarchism of +feminism and consciously developing it."_ [_"Anarchism/Feminism,"_ pp. 3-7, +**The Raven**, no. 21, p. 6] + +Anarcha-feminists point out that authoritarian traits and values, for example, +domination, exploitation, aggressiveness, competitiveness, desensitisation +etc., are highly valued in hierarchical civilisations and are traditionally +referred to as "masculine." In contrast, non-authoritarian traits and values +such as co-operation, sharing, compassion, sensitivity, warmth, etc., are +traditionally regarded as "feminine" and are devalued. Feminist scholars have +traced this phenomenon back to the growth of patriarchal societies during the +early Bronze Age and their conquest of co-operatively based "organic" +societies in which "feminine" traits and values were prevalent and respected. +Following these conquests, however, such values came to be regarded as +"inferior," especially for a man, since men were in charge of domination and +exploitation under patriarchy. (See e.g. Riane Eisler, **The Chalice and the +Blade**; Elise Boulding, **The Underside of History**). Hence anarcha- +feminists have referred to the creation of a non-authoritarian, anarchist +society based on co-operation, sharing, mutual aid, etc. as the "feminisation +of society." + +Anarcha-feminists have noted that "feminising" society cannot be achieved +without both self-management and decentralisation. This is because the +patriarchal-authoritarian values and traditions they wish to overthrow are +embodied and reproduced in hierarchies. Thus feminism implies +decentralisation, which in turn implies self-management. Many feminists have +recognised this, as reflected in their experiments with collective forms of +feminist organisations that eliminate hierarchical structure and competitive +forms of decision making. Some feminists have even argued that directly +democratic organisations are specifically female political forms. [see e.g. +Nancy Hartsock _"Feminist Theory and the Development of Revolutionary +Strategy,"_ in Zeila Eisenstein, ed., **Capitalist Patriarchy and the Case for +Socialist Feminism**, pp. 56-77] Like all anarchists, anarcha-feminists +recognise that self-liberation is the key to women's equality and thus, +freedom. Thus Emma Goldman: + +> _ "Her development, her freedom, her independence, must come from and +through herself. First, by asserting herself as a personality, and not as a +sex commodity. Second, by refusing the right of anyone over her body; by +refusing to bear children, unless she wants them, by refusing to be a servant +to God, the State, society, the husband, the family, etc., by making her life +simpler, but deeper and richer. That is, by trying to learn the meaning and +substance of life in all its complexities; by freeing herself from the fear of +public opinion and public condemnation."_ [**Anarchism and Other Essays**, p. +211] + +Anarcha-feminism tries to keep feminism from becoming influenced and dominated +by authoritarian ideologies of either the right or left. It proposes direct +action and self-help instead of the mass reformist campaigns favoured by the +"official" feminist movement, with its creation of hierarchical and centralist +organisations and its illusion that having more women bosses, politicians, and +soldiers is a move towards "equality." Anarcha-feminists would point out that +the so-called "management science" which women have to learn in order to +become mangers in capitalist companies is essentially a set of techniques for +controlling and exploiting wage workers in corporate hierarchies, whereas +"feminising" society requires the elimination of capitalist wage-slavery and +managerial domination altogether. Anarcha-feminists realise that learning how +to become an effective exploiter or oppressor is not the path to equality (as +one member of the Mujeres Libres put it, _"[w]e did not want to substitute a +feminist hierarchy for a masculine one"_ [quoted by Martha A. Ackelsberg, +**Free Women of Spain**, pp. 22-3] -- also see [section +B.1.4](secB1.html#secb14) for a further discussion on patriarchy and +hierarchy). + +Hence anarchism's traditional hostility to liberal (or mainstream) feminism, +while supporting women's liberation and equality. Federica Montseny (a leading +figure in the Spanish Anarchist movement) argued that such feminism advocated +equality for women, but did not challenge existing institutions. She argued +that (mainstream) feminism's only ambition is to give to women of a particular +class the opportunity to participate more fully in the existing system of +privilege and if these institutions _"are unjust when men take advantage of +them, they will still be unjust if women take advantage of them."_ [quoted by +Martha A. Ackelsberg, **Op. Cit.**, p. 119] Thus, for anarchists, women's +freedom did not mean an equal chance to become a boss or a wage slave, a voter +or a politician, but rather to be a free and equal individual co-operating as +equals in free associations. _"Feminism,"_ stressed Peggy Kornegger, _"doesn't +mean female corporate power or a woman President; it means no corporate power +and no Presidents. The Equal Rights Amendment will not transform society; it +only gives women the 'right' to plug into a hierarchical economy. Challenging +sexism means challenging all hierarchy \-- economic, political, and personal. +And that means an anarcha-feminist revolution."_ [**Op. Cit.**, p. 27] + +Anarchism, as can be seen, included a class and economic analysis which is +missing from mainstream feminism while, at the same time, showing an awareness +to domestic and sex-based power relations which eluded the mainstream +socialist movement. This flows from our hatred of hierarchy. As Mozzoni put +it, _"Anarchy defends the cause of all the oppressed, and because of this, and +in a special way, it defends your [women's] cause, oh! women, doubly oppressed +by present society in both the social and private spheres."_ [quoted by Moya, +**Op. Cit.**, p. 203] This means that, to quote a Chinese anarchist, what +anarchists _"mean by equality between the sexes is not just that the men will +no longer oppress women. We also want men to no longer to be oppressed by +other men, and women no longer to be oppressed by other women."_ Thus women +should _"completely overthrow rulership, force men to abandon all their +special privileges and become equal to women, and make a world with neither +the oppression of women nor the oppression of men."_ [He Zhen, quoted by Peter +Zarrow, **Anarchism and Chinese Political Culture**, p. 147] + +So, in the historic anarchist movement, as Martha Ackelsberg notes, +liberal/mainstream feminism was considered as being _"too narrowly focused as +a strategy for women's emancipation; sexual struggle could not be separated +from class struggle or from the anarchist project as a whole."_ [**Op. Cit.**, +p. 119] Anarcha-feminism continues this tradition by arguing that all forms of +hierarchy are wrong, not just patriarchy, and that feminism is in conflict +with its own ideals if it desires simply to allow women to have the same +chance of being a boss as a man does. They simply state the obvious, namely +that they _"do not believe that power in the hands of women could possibly +lead to a non-coercive society"_ nor do they _"believe that anything good can +come out of a mass movement with a leadership elite."_ The _"central issues +are always power and social hierarchy"_ and so people _"are free only when +they have power over their own lives."_ [Carole Ehrlich, _"Socialism, +Anarchism and Feminism"_, **Quiet Rumours: An Anarcha-Feminist Reader**, p. +44] For if, as Louise Michel put it, _"a proletarian is a slave; the wife of a +proletarian is even more a slave"_ ensuring that the wife experiences an equal +level of oppression as the husband misses the point. [**Op. Cit.**, p. 141] + +Anarcha-feminists, therefore, like all anarchists oppose capitalism as a +denial of liberty. Their critique of hierarchy in the society does not start +and end with patriarchy. It is a case of wanting freedom everywhere, of +wanting to _"[b]reak up . . . every home that rests in slavery! Every marriage +that represents the sale and transfer of the individuality of one of its +parties to the other! Every institution, social or civil, that stands between +man and his right; every tie that renders one a master, another a serf."_ +[Voltairine de Cleyre, _"The Economic Tendency of Freethought"_, **The +Voltairine de Cleyre Reader**, p. 72] The ideal that an "equal opportunity" +capitalism would free women ignores the fact that any such system would still +see working class women oppressed by bosses (be they male or female). For +anarcha-feminists, the struggle for women's liberation cannot be separated +from the struggle against hierarchy **as such.** As L. Susan Brown puts it: + +> _ "Anarchist-feminism, as an expression of the anarchist sensibility applied +to feminist concerns, takes the individual as its starting point and, in +opposition to relations of domination and subordination, argues for non- +instrumental economic forms that preserve individual existential freedom, for +both men and women."_ [**The Politics of Individualism**, p. 144] + +Anarcha-feminists have much to contribute to our understanding of the origins +of the ecological crisis in the authoritarian values of hierarchical +civilisation. For example, a number of feminist scholars have argued that the +domination of nature has paralleled the domination of women, who have been +identified with nature throughout history (See, for example, Caroline +Merchant, **The Death of Nature**, 1980). Both women and nature are victims of +the obsession with control that characterises the authoritarian personality. +For this reason, a growing number of both radical ecologists and feminists are +recognising that hierarchies must be dismantled in order to achieve their +respective goals. + +In addition, anarcha-feminism reminds us of the importance of treating women +equally with men while, at the same time, respecting women's differences from +men. In other words, that recognising and respecting diversity includes women +as well as men. Too often many male anarchists assume that, because they are +(in theory) opposed to sexism, they are not sexist in practice. Such an +assumption is false. Anarcha-feminism brings the question of consistency +between theory and practice to the front of social activism and reminds us all +that we must fight not only external constraints but also internal ones. + +This means that anarcha-feminism urges us to practice what we preach. As +Voltairine de Cleyre argued, _"I never expect men to **give** us liberty. No, +Women, we are not **worth** it, until we **take** it."_ This involves +_"insisting on a new code of ethics founded on the law of equal freedom: a +code recognising the complete individuality of woman. By making rebels +wherever we can. By ourselves **living our beliefs** . . . . We are +revolutionists. And we shall use propaganda by speech, deed, and most of all +life -- **being** what we teach."_ Thus anarcha-feminists, like all +anarchists, see the struggle against patriarchy as being a struggle of the +oppressed for their own self-liberation, for _"**as a class** I have nothing +to hope from men . . . No tyrant ever renounced his tyranny until he had to. +If history ever teaches us anything it teaches this. Therefore my hope lies in +creating rebellion in the breasts of women."_ [_"The Gates of Freedom"_, pp. +235-250, Eugenia C. Delamotte, **Gates of Freedom**, p. 249 and p. 239] This +was sadly as applicable within the anarchist movement as it was outside it in +patriarchal society. + +Faced with the sexism of male anarchists who spoke of sexual equality, women +anarchists in Spain organised themselves into the **Mujeres Libres** +organisation to combat it. They did not believe in leaving their liberation to +some day after the revolution. Their liberation was a integral part of that +revolution and had to be started today. In this they repeated the conclusions +of anarchist women in Illinois Coal towns who grew tried of hearing their male +comrades _"shout in favour"_ of sexual equality _"in the future society"_ +while doing nothing about it in the here and now. They used a particularly +insulting analogy, comparing their male comrades to priests who _"make false +promises to the starving masses . . . [that] there will be rewards in +paradise."_ The argued that mothers should make their daughters _"understand +that the difference in sex does not imply inequality in rights"_ and that as +well as being _"rebels against the social system of today,"_ they _"should +fight especially against the oppression of men who would like to retain women +as their moral and material inferior."_ [Ersilia Grandi, quoted by Caroline +Waldron Merithew, **Anarchist Motherhood**, p. 227] They formed the **_"Luisa +Michel"_** group to fight against capitalism and patriarchy in the upper +Illinois valley coal towns over three decades before their Spanish comrades +organised themselves. + +For anarcha-feminists, combating sexism is a key aspect of the struggle for +freedom. It is not, as many Marxist socialists argued before the rise of +feminism, a diversion from the "real" struggle against capitalism which would +somehow be automatically solved after the revolution. It is an essential part +of the struggle: + +> _ "We do not need any of your titles . . . We want none of them. What we do +want is knowledge and education and liberty. We know what our rights are and +we demand them. Are we not standing next to you fighting the supreme fight? +Are you not strong enough, men, to make part of that supreme fight a struggle +for the rights of women? And then men and women together will gain the rights +of all humanity."_ [Louise Michel, **Op. Cit.**, p. 142] + +A key part of this revolutionising modern society is the transformation of the +current relationship between the sexes. Marriage is a particular evil for +_"the old form of marriage, based on the Bible, 'till death doth part,' . . . +[is] an institution that stands for the sovereignty of the man over the women, +of her complete submission to his whims and commands."_ Women are reduced _"to +the function of man's servant and bearer of his children."_ [Goldman, **Op. +Cit.**, pp. 220-1] Instead of this, anarchists proposed **_"free love,"_** +that is couples and families based on free agreement between equals than one +partner being in authority and the other simply obeying. Such unions would be +without sanction of church or state for _"two beings who love each other do +not need permission from a third to go to bed."_ [Mozzoni, quoted by Moya, +**Op. Cit.**, p. 200] + +Equality and freedom apply to more than just relationships. For _"if social +progress consists in a constant tendency towards the equalisation of the +liberties of social units, then the demands of progress are not satisfied so +long as half society, Women, is in subjection. . . . Woman . . . is beginning +to feel her servitude; that there is a requisite acknowledgement to be won +from her master before he is put down and she exalted to -- Equality. This +acknowledgement is, **the freedom to control her own person**. "_ [Voltairine +de Cleyre, _"The Gates of Freedom"_, **Op. Cit.**, p. 242] Neither men nor +state nor church should say what a woman does with her body. A logical +extension of this is that women must have control over their own reproductive +organs. Thus anarcha-feminists, like anarchists in general, are pro-choice and +pro-reproductive rights (i.e. the right of a woman to control her own +reproductive decisions). This is a long standing position. Emma Goldman was +persecuted and incarcerated because of her public advocacy of birth control +methods and the extremist notion that women should decide when they become +pregnant (as feminist writer Margaret Anderson put it, _"In 1916, Emma Goldman +was sent to prison for advocating that 'women need not always keep their mouth +shut and their wombs open.'"_). + +Anarcha-feminism does not stop there. Like anarchism in general, it aims at +changing **all** aspects of society not just what happens in the home. For, as +Goldman asked, _"how much independence is gained if the narrowness and lack of +freedom of the home is exchanged for the narrowness and lack of freedom of the +factory, sweat-shop, department store, or office?"_ Thus women's equality and +freedom had to be fought everywhere and defended against all forms of +hierarchy. Nor can they be achieved by voting. Real liberation, argue anarcha- +feminists, is only possible by direct action and anarcha-feminism is based on +women's self-activity and self-liberation for while the _"right to vote, or +equal civil rights, may be good demands . . . true emancipation begins neither +at the polls nor in the courts. It begins in woman's soul . . . her freedom +will reach as far as her power to achieve freedom reaches."_ [Goldman, **Op. +Cit.**, p. 216 and p. 224] + +The history of the women's movement proves this. Every gain has come from +below, by the action of women themselves. As Louise Michel put it, _"[w]e +women are not bad revolutionaries. Without begging anyone, we are taking our +place in the struggles; otherwise, we could go ahead and pass motions until +the world ends and gain nothing."_ [**Op. Cit.**, p. 139] If women waited for +others to act for them their social position would never have changed. This +includes getting the vote in the first place. Faced with the militant suffrage +movement for women's votes, British anarchist Rose Witcop recognised that it +was _"true that this movement shows us that women who so far have been so +submissive to their masters, the men, are beginning to wake up at last to the +fact they are not inferior to those masters."_ Yet she argued that women would +not be freed by votes but _"by their own strength."_ [quoted by Sheila +Rowbotham, **Hidden from History**, pp. 100-1 and p. 101] The women's movement +of the 1960s and 1970s showed the truth of that analysis. In spite of equal +voting rights, women's social place had remained unchanged since the 1920s. + +Ultimately, as Anarchist Lily Gair Wilkinson stressed, the _"call for 'votes' +can never be a call to freedom. For what is it to vote? To vote is to register +assent to being ruled by one legislator or another?"_ [quoted by Sheila +Rowbotham, **Op. Cit.**, p. 102] It does not get to the heart of the problem, +namely hierarchy and the authoritarian social relationships it creates of +which patriarchy is only a subset of. Only by getting rid of all bosses, +political, economic, social and sexual can **genuine** freedom for women be +achieved and _"make it possible for women to be human in the truest sense. +Everything within her that craves assertion and activity should reach its +fullest expression; all artificial barriers should be broken, and the road +towards greater freedom cleared of every trace of centuries of submission and +slavery."_ [Emma Goldman, **Op. Cit.**, p. 214] + +## A.3.6 What is Cultural Anarchism? + +For our purposes, we will define cultural anarchism as the promotion of anti- +authoritarian values through those aspects of society traditionally regarded +as belonging to the sphere of "culture" rather than "economics" or "politics" +-- for example, through art, music, drama, literature, education, child- +rearing practices, sexual morality, technology, and so forth. + +Cultural expressions are anarchistic to the extent that they deliberately +attack, weaken, or subvert the tendency of most traditional cultural forms to +promote authoritarian values and attitudes, particularly domination and +exploitation. Thus a novel that portrays the evils of militarism can be +considered as cultural anarchism if it goes beyond the simple "war-is-hell" +model and allows the reader to see how militarism is connected with +authoritarian institutions (e.g. capitalism and statism) or methods of +authoritarian conditioning (e.g. upbringing in the traditional patriarchal +family). Or, as John Clark expresses it, cultural anarchism implies _"the +development of arts, media, and other symbolic forms that expose various +aspects of the system of domination and contrast them with a system of values +based on freedom and community."_ This _"**cultural** struggle"_ would be part +of a general struggle _"to combat the material and ideological power of all +dominating classes, whether economic, political, racial, religious, or sexual, +with a multi-dimensional practice of liberation."_ In other words, an +_"expanded conception of class analysis"_ and _"an amplified practice of class +struggle"_ which includes, but is not limited to, _"**economic** actions like +strikes, boycotts, job actions, occupation, organisations of direct action +groups and federations of libertarian workers' groups and development of +workers' assemblies, collectives and co-operatives"_ and _"**political** +activity"_ like the _"active interference with implementation of repressive +governmental policies,"_ the _"non-compliance and resistance against +regimentation and bureaucratisation of society"_ and _"participation in +movements for increasing direct participation in decision-making and local +control."_ [**The Anarchist Moment**, p. 31] + +Cultural anarchism is important -- indeed essential -- because authoritarian +values are embedded in a total system of domination with many aspects besides +the political and economic. Hence those values cannot be eradicated even by a +combined economic and political revolution if there it is not also accompanied +by profound psychological changes in the majority of the population. For mass +acquiescence in the current system is rooted in the psychic structure of human +beings (their _"character structure,"_ to use Wilhelm Reich's expression), +which is produced by many forms of conditioning and socialisation that have +developed with patriarchal-authoritarian civilisation during the past five or +six thousand years. + +In other words, even if capitalism and the state were overthrown tomorrow, +people would soon create new forms of authority in their place. For authority +-- a strong leader, a chain of command, someone to give orders and relieve one +of the responsibility of thinking for oneself -- are what the +submissive/authoritarian personality feels most comfortable with. +Unfortunately, the majority of human beings fear real freedom, and indeed, do +not know what to do with it -- as is shown by a long string of failed +revolutions and freedom movements in which the revolutionary ideals of +freedom, democracy, and equality were betrayed and a new hierarchy and ruling +class were quickly created. These failures are generally attributed to the +machinations of reactionary politicians and capitalists, and to the perfidy of +revolutionary leaders; but reactionary politicians only attract followers +because they find a favourable soil for the growth of their authoritarian +ideals in the character structure of ordinary people. + +Hence the prerequisite of an anarchist revolution is a period of +consciousness-raising in which people gradually become aware of +submissive/authoritarian traits within themselves, see how those traits are +reproduced by conditioning, and understand how they can be mitigated or +eliminated through new forms of culture, particularly new child-rearing and +educational methods. We will explore this issue more fully in section B.1.5 +([What is the mass-psychological basis for authoritarian +civilisation?](secB1.html#secb15)), J.6 ([What methods of child rearing do +anarchists advocate?](secJ6.html)), and J.5.13 ([What are Modern +Schools?](secJ5.html#secj510)) + +Cultural anarchist ideas are shared by almost all schools of anarchist thought +and consciousness-raising is considered an essential part of any anarchist +movement. For anarchists, its important to _"build the new world in the shell +of the old"_ in all aspects of our lives and creating an anarchist culture is +part of that activity. Few anarchists, however, consider consciousness-raising +as enough in itself and so combine cultural anarchist activities with +organising, using direct action and building libertarian alternatives in +capitalist society. The anarchist movement is one that combines practical +self-activity with cultural work, with both activities feeding into and +supporting the other. + +## A.3.7 Are there religious anarchists? + +Yes, there are. While most anarchists have opposed religion and the idea of +God as deeply anti-human and a justification for earthly authority and +slavery, a few believers in religion have taken their ideas to anarchist +conclusions. Like all anarchists, these religious anarchists have combined an +opposition to the state with a critical position with regards to private +property and inequality. In other words, anarchism is not necessarily +atheistic. Indeed, according to Jacques Ellul, _"biblical thought leads +directly to anarchism, and that this is the only 'political anti-political' +position in accord with Christian thinkers."_ [quoted by Peter Marshall, +**Demanding the Impossible**, p. 75] + +There are many different types of anarchism inspired by religious ideas. As +Peter Marshall notes, the _"first clear expression of an anarchist sensibility +may be traced back to the Taoists in ancient China from about the sixth +century BC"_ and _"Buddhism, particularly in its Zen form, . . . has . . . a +strong libertarian spirit."_ [**Op. Cit.**, p. 53 and p. 65] Some, like the +anti-globalisation activist Starhawk, combine their anarchist ideas with Pagan +and Spiritualist influences. However, religious anarchism usually takes the +form of Christian Anarchism, which we will concentrate on here. + +Christian Anarchists take seriously Jesus' words to his followers that _"kings +and governors have domination over men; let there be none like that among +you."_ Similarly, Paul's dictum that there _"is no authority except God"_ is +taken to its obvious conclusion with the denial of state authority within +society. Thus, for a true Christian, the state is usurping God's authority and +it is up to each individual to govern themselves and discover that (to use the +title of Tolstoy's famous book) **The Kingdom of God is within you**. + +Similarly, the voluntary poverty of Jesus, his comments on the corrupting +effects of wealth and the Biblical claim that the world was created for +humanity to be enjoyed in common have all been taken as the basis of a +socialistic critique of private property and capitalism. Indeed, the early +Christian church (which could be considered as a liberation movement of +slaves, although one that was later co-opted into a state religion) was based +upon communistic sharing of material goods, a theme which has continually +appeared within radical Christian movements inspired, no doubt, by such +comments as _"all that believed were together, and had all things in common, +and they sold their possessions and goods, and parted them all, according as +every man has need"_ and _"the multitude of them that believed were of one +heart and of one soul, not one of them said that all of the things which he +possessed was his own; but they had all things in common."_ (Acts, 2:44,45; +4:32) + +Unsurprisingly, the Bible would have been used to express radical libertarian +aspirations of the oppressed, which, in later times, would have taken the form +of anarchist or Marxist terminology). As Bookchin notes in his discussion of +Christianity's contributions to _"the legacy of freedom,"_ _"[b]y spawning +nonconformity, heretical conventicles, and issues of authority over person and +belief, Christianity created not merely a centralised authoritarian Papacy, +but also its very antithesis: a quasi-religious anarchism."_ Thus +_"Christianity's mixed message can be grouped into two broad and highly +conflicting systems of belief. On one side there was a radical, activistic, +communistic, and libertarian vision of the Christian life"_ and _"on the other +side there was a conservative, quietistic, materially unwordly, and +hierarchical vision."_ [**The Ecology of Freedom**, p. 266 and pp. 274-5] + +Thus clergyman's John Ball's egalitarian comments (as quoted by Peter Marshall +[**Op. Cit.**, p. 89]) during the Peasant Revolt in 1381 in England: + +_"When Adam delved and Eve span, +Who was then a gentleman?"_ + +The history of Christian anarchism includes the **_Heresy of the Free +Spirit_** in the Middle Ages, numerous Peasant revolts and the +**_Anabaptists_** in the 16th century. The libertarian tradition within +Christianity surfaced again in the 18th century in the writings of William +Blake and the American Adam Ballou reached anarchist conclusions in his +**Practical Christian Socialism** in 1854. However, Christian anarchism became +a clearly defined thread of the anarchist movement with the work of the famous +Russian author Leo Tolstoy. + +Tolstoy took the message of the Bible seriously and came to consider that a +true Christian must oppose the state. From his reading of the Bible, Tolstoy +drew anarchist conclusions: + +> _"ruling means using force, and using force means doing to him whom force is +used, what he does not like and what he who uses force would certainly not +like done to himself. Consequently ruling means doing to others what we would +not they should do unto us, that is, doing wrong."_ [**The Kingdom of God is +Within You**, p. 242] + +Thus a true Christian must refrain from governing others. From this anti- +statist position he naturally argued in favour of a society self-organised +from below: + +> _"Why think that non-official people could not arrange their life for +themselves, as well as Government people can arrange it nor for themselves but +for others?"_ [**The Slavery of Our Times**, p. 46] + +This meant that _"people can only be freed from slavery by the abolition of +Governments."_ [**Op. Cit.**, p. 49] Tolstoy urged non-violent action against +oppression, seeing a spiritual transformation of individuals as the key to +creating an anarchist society. As Max Nettlau argues, the _"great truth +stressed by Tolstoy is that the recognition of the power of the good, of +goodness, of solidarity - and of all that is called love - lies within +**ourselves**, and that it can and must be awakened, developed and exercised +**in our own behaviour.**"_ [**A Short History of Anarchism**, pp. 251-2] +Unsurprisngly, Tolstoy thought the _"anarchists are right in everything . . . +They are mistaken only in thinking that anarchy can be instituted by a +revolution."_ [quoted by Peter Marshall, **Op. Cit.**, p. 375] + +Like all anarchists, Tolstoy was critical of private property and capitalism. +He greatly admired and was heavily influenced by Proudhon, considering the +latter's _"property is theft"_ as _"an absolute truth"_ which would _"survive +as long as humanity."_ [quoted by Jack Hayward, **After the French +Revolution**, p. 213] Like Henry George (whose ideas, like those of Proudhon, +had a strong impact on him) he opposed private property in land, arguing that +_"were it not for the defence of landed property, and its consequent rise in +price, people would not be crowded into such narrow spaces, but would scatter +over the free land of which there is still so much in the world."_ Moreover, +_"in this struggle [for landed property] it is not those who work in the land, +but always those who take part in government violence, who have the +advantage."_ Thus Tolstoy recognised that property rights in anything beyond +use require state violence to protect them as possession is _"always protected +by custom, public opinion, by feelings of justice and reciprocity, and they do +not need to be protected by violence."_ [**The Slavery of Our Times**, p. 47] +Indeed, he argues that: + +> _"Tens of thousands of acres of forest lands belonging to one proprietor \-- +while thousands of people close by have no fuel -- need protection by +violence. So, too, do factories and works where several generations of workmen +have been defrauded and are still being defrauded. Yet more do the hundreds of +thousands of bushels of grain, belonging to one owner, who has held them back +to sell at triple price in time of famine."_ [**Op. Cit.**, pp. 47-8] + +As with other anarchists, Tolstoy recognised that under capitalism, economic +conditions _"compel [the worker] to go into temporary or perpetual slavery to +a capitalist"_ and so is _"obliged to sell his liberty."_ This applied to both +rural and urban workers, for the _"slaves of our times are not only all those +factory and workshop hands, who must sell themselves completely into the power +of the factory and foundry owners in order to exist; but nearly all the +agricultural labourers are slaves, working as they do unceasingly to grow +another's corn on another's field."_ Such a system could only be maintained by +violence, for _"first, the fruit of their toil is unjustly and violently taken +form the workers, and then the law steps in, and these very articles which +have been taken from the workmen -- unjustly and by violence -- are declared +to be the absolute property of those who have stolen them."_ [**Op. Cit.**, p. +34, p. 31 and p. 38] + +Tolstoy argued that capitalism morally and physically ruined individuals and +that capitalists were _"slave-drivers."_ He considered it impossible for a +true Christian to be a capitalist, for a _"manufacturer is a man whose income +consists of value squeezed out of the workers, and whose whole occupation is +based on forced, unnatural labour"_ and therefore, _"he must first give up +ruining human lives for his own profit."_ [**The Kingdom Of God is Within +You**, p. 338 and p. 339] Unsurprisingly, Tolstoy argued that co-operatives +were the _"only social activity which a moral, self-respecting person who +doesn't want to be a party of violence can take part in."_ [quoted by Peter +Marshall, **Op. Cit.**, p. 378] + +So, for Tolstoy, _"taxes, or land-owning or property in articles of use or in +the means of production"_ produces _"the slavery of our times."_ However, he +rejected the state socialist solution to the social problem as political power +would create a new form of slavery on the ruins of the old. This was because +_"the fundamental cause of slavery is legislation: the fact that there are +people who have the power to make laws."_ This requires _"organised violence +used by people who have power, in order to compel others to obey the laws they +(the powerful) have made -- in other words, to do their will."_ Handing over +economic life to the state would simply mean _"there will be people to whom +power will be given to regulate all these matters. Some people will decide +these questions, and others will obey them."_ [Tolstoy, **Op. Cit.**, p. 40, +p. 41, p. 43 and p. 25] He correctly prophetised that _"the only thing that +will happen"_ with the victory of Marxism would be _"that despotism will be +passed on. Now the capitalists are ruling, but then the directors of the +working class will rule."_ [quoted by Marshall, **Op. Cit.**, p. 379] + +From his opposition to violence, Tolstoy rejects both state and private +property and urged pacifist tactics to end violence within society and create +a just society. For Tolstoy, government could only be destroyed by a mass +refusal to obey, by non-participation in govermmental violence and by exposing +fraud of statism to the world. He rejected the idea that force should be used +to resist or end the force of the state. In Nettlau's words, he _"asserted . . +. **resistance to evil**; and to one of the ways of resistance - by active +force - he added another way: **resistance through disobedience, the passive +force.**"_ [**Op. Cit.**, p. 251] In his ideas of a free society, Tolstoy was +clearly influenced by rural Russian life and aimed for a society based on +peasant farming of communal land, artisans and small-scale co-operatives. He +rejected industrialisation as the product of state violence, arguing that +_"such division of labour as now exists will . . . be impossible in a free +society."_ [Tolstoy, **Op. Cit.**, p. 26] + +Tolstoy's ideas had a strong influence on Gandhi, who inspired his fellow +country people to use non-violent resistance to kick Britain out of India. +Moreover, Gandhi's vision of a free India as a federation of peasant communes +is similar to Tolstoy's anarchist vision of a free society (although we must +stress that Gandhi was not an anarchist). The **Catholic Worker Group_** in +the United States was also heavily influenced by Tolstoy (and Proudhon), as +was Dorothy Day a staunch Christian pacifist and anarchist who founded it in +1933. The influence of Tolstoy and religious anarchism in general can also be +found in **Liberation Theology_** movements in Latin and South America who +combine Christian ideas with social activism amongst the working class and +peasantry (although we should note that Liberation Theology is more generally +inspired by state socialist ideas rather than anarchist ones). + +So there is a minority tradition within anarchism which draws anarchist +conclusions from religion. However, as we noted in [section +A.2.20](secA2.html#seca220), most anarchists disagree, arguing that anarchism +implies atheism and it is no coincidence that the biblical thought has, +historically, been associated with hierarchy and defence of earthly rulers. +Thus the vast majority of anarchists have been and are atheists, for _"to +worship or revere any being, natural or supernatural, will always be a form of +self-subjugation and servitude that will give rise to social domination. As +[Bookchin] writes: 'The moment that human beings fall on their knees before +anything that is 'higher' than themselves, hierarchy will have made its first +triumph over freedom.'"_ [Brian Morris, **Ecology and Anarchism**, p. 137] +This means that most anarchists agree with Bakunin that if God existed it +would be necessary, for human freedom and dignity, to abolish it. Given what +the Bible says, few anarchists think it can be used to justify libertarian +ideas rather than support authoritarian ones and are not surprised that the +hierarchical side of Christianity has predominated in its long (and generally +oppressive) history. + +Atheist anarchists point to the fact that the Bible is notorious for +advocating all kinds of abuses. How does the Christian anarchist reconcile +this? Are they a Christian first, or an anarchist? Equality, or adherence to +the Scripture? For a believer, it seems no choice at all. If the Bible is the +word of God, how can an anarchist support the more extreme positions it takes +while claiming to believe in God, his authority and his laws? + +For example, no capitalist nation would implement the no working on the +Sabbath law which the Bible expounds. Most Christian bosses have been happy to +force their fellow believers to work on the seventh day in spite of the +Biblical penalty of being stoned to death (_"Six days shall work be done, but +on the seventh day there shall be to you an holy day, a sabbath of rest to the +Lord: whosoever doeth work therein shall be put to death."_ Exodus 35:2). +Would a Christian anarchist advocate such a punishment for breaking God's law? +Equally, a nation which allowed a woman to be stoned to death for not being a +virgin on her wedding night would, rightly, be considered utterly evil. Yet +this is the fate specified in the "good book" (Deuteronomy 22:13-21). Would +premarital sex by women be considered a capital crime by a Christian +anarchist? Or, for that matter, should _"a stubborn and rebellious son, which +will not obey the voice of his father, or the voice of his mother"_ also +suffer the fate of having _"all the men of his city . . . stone him with +stones, that he die"_? (Deuteronomy 21:18-21) Or what of the Bible's treatment +of women: _"Wives, submit yourselves unto your own husbands."_ (Colossians +3:18) They are also ordered to _"keep silence in the churches."_ (I +Corinthians 14:34-35). Male rule is explicitly stated: _"I would have you know +that the head of every man is Christ; and the head of the woman is the man; +and the head of Christ is God."_ (I Corinthians 11:3) + +Clearly, a Christian anarchist would have to be as highly selective as non- +anarchist believers when it comes to applying the teachings of the Bible. The +rich rarely proclaim the need for poverty (at least for themselves) and seem +happy to forgot (like the churches) the difficulty a rich man apparently has +entering heaven, for example. They seem happy to ignore Jesus' admonition that +_"If thou wilt be perfect, go and sell that thou hast, and give to the poor, +and thou shalt have treasure in heaven: and come and follow me."_ (Matthew +19:21). The followers of the Christian right do not apply this to their +political leaders, or, for that matter, their spiritual ones. Few apply the +maxim to _"Give to every man that asketh of thee; and of him that taketh away +thy goods ask them not again."_ (Luke 6:30, repeated in Matthew 5:42) Nor do +they hold _"all things common"_ as practised by the first Christian believers. +(Acts 4:32) So if non-anarchist believers are to be considered as ignoring the +teachings of the Bible by anarchist ones, the same can be said of them by +those they attack. + +Moreover idea that Christianity is basically anarchism is hard to reconcile +with its history. The Bible has been used to defend injustice far more than it +has been to combat it. In countries where Churches hold **de facto** political +power, such as in Ireland, in parts of South America, in nineteenth and early +twentieth century Spain and so forth, typically anarchists are strongly anti- +religious because the Church has the power to suppress dissent and class +struggle. Thus the actual role of the Church belies the claim that the Bible +is an anarchist text. + +In addition, most social anarchists consider Tolstoyian pacifism as dogmatic +and extreme, seeing the need (sometimes) for violence to resist greater evils. +However, most anarchists would agree with Tolstoyians on the need for +individual transformation of values as a key aspect of creating an anarchist +society and on the importance of non-violence as a general tactic (although, +we must stress, that few anarchists totally reject the use of violence in +self-defence, when no other option is available). + +## A.3.8 What is _"anarchism without adjectives"_? + +In the words of historian George Richard Esenwein, _"anarchism without +adjectives"_ in its broadest sense _"referred to an unhyphenated form of +anarchism, that is, a doctrine without any qualifying labels such as +communist, collectivist, mutualist, or individualist. For others, . . . [it] +was simply understood as an attitude that tolerated the coexistence of +different anarchist schools."_ [**Anarchist Ideology and the Working Class +Movement in Spain, 1868-1898**, p. 135] + +The originator of the expression was Cuban born Fernando Tarrida del Marmol +who used it in November, 1889, in Barcelona. He directed his comments towards +the communist and collectivist anarchists in Spain who at the time were having +an intense debate over the merits of their two theories. "Anarchism without +adjectives" was an attempt to show greater tolerance between anarchist +tendencies and to be clear that anarchists should not impose a preconceived +economic plan on anyone -- even in theory. Thus the economic preferences of +anarchists should be of _"secondary importance"_ to abolishing capitalism and +the state, with free experimentation the one rule of a free society. + +Thus the theoretical perspective known as _"anarquismo sin adjetives"_ +("anarchism without adjectives") was one of the by-products of a intense +debate within the movement itself. The roots of the argument can be found in +the development of Communist Anarchism after Bakunin's death in 1876. While +not entirely dissimilar to Collectivist Anarchism (as can be seen from James +Guillaume's famous work _"On Building the New Social Order"_ within **Bakunin +on Anarchism**, the collectivists did see their economic system evolving into +free communism), Communist Anarchists developed, deepened and enriched +Bakunin's work just as Bakunin had developed, deepened and enriched +Proudhon's. Communist Anarchism was associated with such anarchists as Elisee +Reclus, Carlo Cafiero, Errico Malatesta and (most famously) Peter Kropotkin. + +Quickly Communist-Anarchist ideas replaced Collectivist Anarchism as the main +anarchist tendency in Europe, except in Spain. Here the major issue was not +the question of communism (although for Ricardo Mella this played a part) but +a question of the modification of strategy and tactics implied by Communist +Anarchism. At this time (the 1880s), the Communist Anarchists stressed local +(pure) cells of anarchist militants, generally opposed trade unionism +(although Kropotkin was not one of these as he saw the importance of militant +workers organisations) as well as being somewhat anti-organisation as well. +Unsurprisingly, such a change in strategy and tactics came in for a lot of +discussion from the Spanish Collectivists who strongly supported working class +organisation and struggle. + +This conflict soon spread outside of Spain and the discussion found its way +into the pages of **La Revolte** in Paris. This provoked many anarchists to +agree with Malatesta's argument that _"[i]t is not right for us, to say the +least, to fall into strife over mere hypotheses."_ [quoted by Max Nettlau, **A +Short History of Anarchism**, pp. 198-9] Over time, most anarchists agreed (to +use Nettlau's words) that _"we cannot foresee the economic development of the +future"_ [**Op. Cit.**, p. 201] and so started to stress what they had in +common (opposition to capitalism and the state) rather than the different +visions of how a free society would operate. As time progressed, most +Communist-Anarchists saw that ignoring the labour movement ensured that their +ideas did not reach the working class while most Collectivist-Anarchists +stressed their commitment to communist ideals and their arrival sooner, rather +than later, after a revolution. Thus both groups of anarchists could work +together as there was _"no reason for splitting up into small schools, in our +eagerness to overemphasise certain features, subject to variation in time and +place, of the society of the future, which is too remote from us to permit us +to envision all its adjustments and possible combinations."_ Moreover, in a +free society _"the methods and the individual forms of association and +agreements, or the organisation of labour and of social life, will not be +uniform and we cannot, at this moment, make and forecasts or determinations +concerning them."_ [Malatesta, quoted by Nettlau, **Op. Cit.**, p. 173] + +Thus, Malatesta continued, _"[e]ven the question as between anarchist- +collectivism and anarchist-communism is a matter of qualification, of method +and agreement"_ as the key is that, no matter the system, _"a new moral +conscience will come into being, which will make the wage system repugnant to +men [and women] just as legal slavery and compulsion are now repugnant to +them."_ If this happens then, _"whatever the specific forms of society may +turn out to be, the basis of social organisation will be communist."_ As long +as we _"hold to fundamental principles and . . . do our utmost to instil them +in the masses"_ we need not _"quarrel over mere words or trifles but give +post-revolutionary society a direction towards justice, equality and +liberty."_ [quoted by Nettlau, **Op. Cit.**, p. 173 and p. 174] + +Similarly, in the United States there was also an intense debate at the same +time between Individualist and Communist anarchists. There Benjamin Tucker was +arguing that Communist-Anarchists were not anarchists while John Most was +saying similar things about Tucker's ideas. Just as people like Mella and +Tarrida put forward the idea of tolerance between anarchist groups, so +anarchists like Voltairine de Cleyre _"came to label herself simply +'Anarchist,' and called like Malatesta for an 'Anarchism without Adjectives,' +since in the absence of government many different experiments would probably +be tried in various localities in order to determine the most appropriate +form."_ [Peter Marshall, **Demanding the Impossible**, p. 393] In her own +words, a whole range of economic systems would be _"advantageously tried in +different localities. I would see the instincts and habits of the people +express themselves in a free choice in every community; and I am sure that +distinct environments would call out distinct adaptations."_ [_"Anarchism"_, +**Exquisite Rebel**, p. 79] Consequently, individualist and communist +anarchist _"forms of society, as well as many intermediations, would, in the +absence of government, be tried in various localities, according to the +instincts and material condition of the people . . . Liberty and experiment +alone can determine the best forms of society. Therefore I no longer label +myself otherwise than 'Anarchist' simply."_ [_"The Making of An Anarchist"_, +**The Voltairine de Cleyre Reader**, pp. 107-8] + +These debates had a lasting impact on the anarchist movement, with such noted +anarchists as de Cleyre, Malatesta, Nettlau and Reclus adopting the tolerant +perspective embodied in the expression "anarchism without adjectives" (see +Nettlau's **A Short History of Anarchism**, pages 195 to 201 for an excellent +summary of this). It is also, we add, the dominant position within the +anarchist movement today with most anarchists recognising the right of other +tendencies to the name "anarchist" while, obviously, having their own +preferences for specific types of anarchist theory and their own arguments why +other types are flawed. However, we must stress that the different forms of +anarchism (communism, syndicalism, religious etc) are not mutually exclusive +and you do not have to support one and hate the others. This tolerance is +reflected in the expression "anarchism without adjectives." + +One last point, some "anarcho"-capitalists have attempted to use the tolerance +associated with "anarchism without adjectives" to argue that their ideology +should be accepted as part of the anarchist movement. After all, they argue, +anarchism is just about getting rid of the state, economics is of secondary +importance. However, such a use of _"anarchism without adjectives"_ is bogus +as it was commonly agreed at the time that the types of economics that were +being discussed were **anti-capitalist** (i.e. socialistic). For Malatesta, +for example, there were _"anarchists who foresee and propose other solution, +other future forms of social organisation"_ than communist anarchism, but they +_"desire, just as we do, to destroy political power and private property."_ +_"Let us do away,"_ he argued, _"with all exclusivism of schools of thinking"_ +and let us _"come to an understanding on ways and means, and go forwards."_ +[quoted by Nettlau, **Op. Cit.**, p. 175] In other words, it was agreed that +capitalism had to be abolished along with the state and once this was the case +free experimentation would develop. Thus the struggle against the state was +just one part of a wider struggle to end oppression and exploitation and could +not be isolated from these wider aims. As "anarcho"-capitalists do not seek +the abolition of capitalism along with the state they are not anarchists and +so "anarchism without adjectives" does not apply to the so-called "anarchist" +capitalists (see [section F](secFcon.html) on why "anarcho"-capitalism is not +anarchist). + +This is not to say that after a revolution "anarcho"-capitalist communities +would not exist. Far from it. If a group of people wanted to form such a +system then they could, just as we would expect a community which supported +state socialism or theocracy to live under that regime. Such enclaves of +hierarchy would exist simply because it is unlikely that everyone on the +planet, or even in a given geographical area, will become anarchists all at +the same time. The key thing to remember is that no such system would be +anarchist and, consequently, is not _"anarchism without adjectives."_ + +## A.3.9 What is anarcho-primitivism? + +As discussed in [section A.3.3](secA3.html#seca33), most anarchists would +agree with Situationist Ken Knabb in arguing that _"in a liberated world +computers and other modern technologies could be used to eliminate dangerous +or boring tasks, freeing everyone to concentrate on more interesting +activities."_ Obviously _"[c]ertain technologies -- nuclear power is the most +obvious example -- are indeed so insanely dangerous that they will no doubt be +brought to a prompt halt. Many other industries which produce absurd, obsolete +or superfluous commodities will, of course, cease automatically with the +disappearance of their commercial rationales. But many technologies . . ., +however they may presently be misused, have few if any **inherent** drawbacks. +It's simply a matter of using them more sensibly, bringing them under popular +control, introducing a few ecological improvements, and redesigning them for +human rather than capitalistic ends."_ [**Public Secrets**, p. 79 and p. 80] +Thus most eco-anarchists see the use of appropriate technology as the means of +creating a society which lives in balance with nature. + +However, a small but vocal minority of self-proclaimed Green anarchists +disagree. Writers such as John Zerzan, John Moore and David Watson have +expounded a vision of anarchism which, they claim, aims to critique every form +of power and oppression. This is often called _"anarcho-primitivism,"_ which +according to Moore, is simply _"a shorthand term for a radical current that +critiques the totality of civilisation from an anarchist perspective, and +seeks to initiate a comprehensive transformation of human life."_ +[**Primitivist Primer**] + +How this current expresses itself is diverse, with the most extreme elements +seeking the end of all forms of technology, division of labour, domestication, +"Progress", industrialism, what they call _"mass society"_ and, for some, even +symbolic culture (i.e. numbers, language, time and art). They tend to call any +system which includes these features _"civilisation"_ and, consequently, aim +for _"the destruction of civilisation"_. How far back they wish to go is a +moot point. Some see the technological level that existed before the +Industrial Revolution as acceptable, many go further and reject agriculture +and all forms of technology beyond the most basic. For them, a return to the +wild, to a hunter-gatherer mode of life, is the only way for anarchy is exist +and dismiss out of hand the idea that appropriate technology can be used to +create an anarchist society based on industrial production which minimises its +impact on ecosystems. + +Thus we find the primitivist magazine **"Green Anarchy"** arguing that those, +like themselves, _"who prioritise the values of personal autonomy or wild +existence have reason to oppose and reject all large-scale organisations and +societies on the grounds that they necessitate imperialism, slavery and +hierarchy, regardless of the purposes they may be designed for."_ They oppose +capitalism as it is _"civilisation's current dominant manifestation."_ +However, they stress that it is _"Civilisation, not capitalism per se, was the +genesis of systemic authoritarianism, compulsory servitude and social +isolation. Hence, an attack upon capitalism that fails to target civilisation +can never abolish the institutionalised coercion that fuels society. To +attempt to collectivise industry for the purpose of democratising it is to +fail to recognise that all large-scale organisations adopt a direction and +form that is independent of its members' intentions."_ Thus, they argue, +genuine anarchists must oppose industry and technology for _"[h]ierarchical +institutions, territorial expansion, and the mechanisation of life are all +required for the administration and process of mass production to occur."_ For +primitivists, _"[o]nly small communities of self-sufficient individuals can +coexist with other beings, human or not, without imposing their authority upon +them."_ Such communities would share essential features with tribal societies, +_"[f]or over 99% of human history, humans lived within small and egalitarian +extended family arrangements, while drawing their subsistence directly from +the land."_ [**Against Mass Society**] + +While such tribal communities, which lived in harmony with nature and had +little or no hierarchies, are seen as inspirational, primitivists look (to use +the title of a John Zerzan book) forward to seeing the _"Future Primitive."_ +As John Moore puts it, _"the future envisioned by anarcho-primitivism . . . is +without precedent. Although primitive cultures provide intimations of the +future, and that future may well incorporate elements derived from those +cultures, an anarcho-primitivist world would likely be quite different from +previous forms of anarchy."_ [**Op. Cit.**] + +For the primitivist, other forms of anarchism are simply self-managed +alienation within essentially the same basic system we now endure. Hence +Moore's comment that _"classical anarchism"_ wants _"to take over +civilisation, rework its structures to some degree, and remove its worst +abuses and oppressions. However, 99% of life in civilisation remains unchanged +in their future scenarios, precisely because the aspects of civilisation they +question are minimal . . . overall life patterns wouldn't change too much."_ +Thus _"[f]rom the perspective of anarcho-primitivism, all other forms of +radicalism appear as reformist, whether or not they regard themselves as +revolutionary."_ [**Op. Cit.**] + +In reply, "classical anarchists" point out three things. Firstly, to claim +that the _"worst abuses and oppressions"_ account for 1% of capitalist society +is simply nonsense and, moreover, something an apologist of that system would +happily agree with. Secondly, it is obvious from reading any "classical" +anarchist text that Moore's assertions are nonsense. "Classical" anarchism +aims to transform society radically from top to bottom, not tinker with minor +aspects of it. Do primitivists really think that people who went to the effort +to abolish capitalism would simply continue doing 99% of the same things they +did before hand? Of course not. In other words, it is not enough to get rid of +the boss, although this is a necessary first step! Thirdly, and most +importantly, Moore's argument ensures that his new society would be impossible +to reach. + +So, as can be seen, primitivism has little or no bearing to the traditional +anarchist movement and its ideas. The visions of both are simply incompatible, +with the ideas of the latter dismissed as authoritarian by the former and +anarchists questioning whether primitivism is practical in the short term or +even desirable in the long. While supporters of primitivism like to portray it +as the most advanced and radical form of anarchism, others are less convinced. +They consider it as a confused ideology which draws its followers into absurd +positions and, moreover, is utterly impractical. They would agree with Ken +Knabb that primitivism is rooted in _"fantasies [which] contain so many +obvious self-contradictions that it is hardly necessary to criticise them in +any detail. They have questionable relevance to actual past societies and +virtually no relevance to present possibilities. Even supposing that life was +better in one or another previous era, **we have to begin from where we are +now.** Modern technology is so interwoven with all aspects of our life that it +could not be abruptly discontinued without causing a global chaos that would +wipe out billions of people."_ [**Op. Cit.**, p. 79] + +The reason for this is simply that we live in a highly industrialised and +interconnected system in which most people do not have the skills required to +live in a hunter-gatherer or even agricultural society. Moreover, it is +extremely doubtful that six billion people **could** survive as hunter- +gatherers even if they had the necessary skills. As Brian Morris notes, +_"[t]he future we are told is 'primitive.' How this is to be achieved in a +world that presently sustains almost six billion people (for evidence suggests +that the hunter-gatherer lifestyle is only able to support 1 or 2 people per +sq. mile)"_ primitivists like Zerzan do not tell us. [_"Anthropology and +Anarchism,"_ pp. 35-41, **Anarchy: A Journal of Desire Armed**, no. 45, p. 38] +Most anarchists, therefore, agree with Chomsky's summation that _"I do not +think that they are realising that what they are calling for is the mass +genocide of millions of people because of the way society is now structured +and organised . . . If you eliminate these structures everybody dies . . . +And, unless one thinks through these things, it's not really serious."_ +[**Chomsky on Anarchism**, p. 226] + +Somewhat ironically, many proponents of primitivsm agree with its critics that +the earth would be unable to support six billion living as a hunter-gatherers. +This, critics argue, gives primitivism a key problem in that population levels +will take time to fall and so any "primitivist" rebellion faces two options. +Either it comes about via some kind of collapse of "civilisation" or it +involves a lengthy transition period during which "civilisation" and its +industrial legacies are decommissioned safely, population levels drop +naturally to an appropriate level and people gain the necessary skills +required for their new existence. + +The problems with the first option should be obvious but, sadly, it is implied +by many primitivist writers. Moore, for example, talks about _"when +civilisation collapses"_ (_"through its own volition, through our efforts, or +a combination of the two"_). This implies an extremely speedy process which is +confirmed when he talks about the need for _"positive alternatives"_ to be +built now as _"the social disruption caused by collapse could easily create +the psychological insecurity and social vacuum in which fascism and other +totalitarian dictatorships could flourish."_ [**Op. Cit.**] Social change +based on _"collapse,"_ _"insecurity"_ and _"social disruption"_ does not sound +like a recipe for a successful revolution. + +Then there are the anti-organisation dogmas expounded by primitivism. Moore is +typical, asserting that _"[o]rganisations, for anarcho-primitivists, are just +rackets, gangs for putting a particular ideology in power"_ and reiterates the +point by saying primitivists stand for _"the abolition of all power relations, +including the State . . . and any kind of party or organisation."_ [**Op. +Cit.**] Yet without organisation, no modern society could function. There +would be a total and instant collapse which would see not only mass starvation +but also ecological destruction as nuclear power stations meltdown, industrial +waste seeps into the surrounding environment, cities and towns decay and +hordes of starving people fighting over what vegetables, fruits and animals +they could find in the countryside. Clearly an anti-organisation dogma can +only be reconciled with the idea of a near overnight _"collapse"_ of +civilisation, not with a steady progress towards a long term goal. Equally, +how many _"positive alternatives"_ could exist without organisation? + +Moore dismissed any critique that points out that a collapse would cause mass +destruction as _"just smear tactics,"_ _"weird fantasies spread by some +commentators hostile to anarcho-primitivism who suggest that the population +levels envisaged by anarcho-primitivists would have to be achieved by mass +die-offs or nazi-style death camps."_ The _"commitment of anarcho-primitivists +to the abolition of all power relations . . . means that such orchestrated +slaughter remains an impossibility as well as just plain horrendous."_ [**Op. +Cit.**] Yet no critic is suggesting that primitivists desire such a die-off or +seek to organise it. They simply point out that the collapse of civilisation +would result in a mass die-off due to the fact that most people do not have +the skills necessary to survive it nor could the Earth provide enough food for +six billion people trying to live in a primitivist manner. Other primitivists +have asserted that it can, stating _"[i]t is not possible for all six billion +of the planet's current inhabitants to survive as hunter-gatherers, but it is +possible for those who can't to grow their own food in significantly smaller +spaces . . . as has been demonstrated by permaculture, organic gardening, and +indigenous horticulture techniques."_ [**Against Mass Society**] Unfortunately +no evidence was provided to show the truth of this assertion nor that people +could develop the necessary skills in time even if it were. It seems a slim +hope to place the fate of billions on, so that humanity can be "wild" and free +from such tyrannies as hospitals, books and electricity. + +Faced with the horrors that such a _"collapse"_ would entail, those +primitivists who have thought the issue through end up accepting the need for +a transition period. John Zerzan, for example, argues that it _"seems evident +that industrialisation and the factories could not be gotten rid of instantly, +but equally clear that their liquidation must be pursued with all the vigour +behind the rush of break-out."_ Even the existence of cities is accepted, for +_"[c]ultivation within the cities is another aspect of practical transition."_ +[**On the Transition: Postscript to Future Primitive**] + +However, to accept the necessity of a transition period does little more than +expose the contradictions within primitivism. Zerzan notes that _"the means of +reproducing the prevailing Death Ship (e.g. its technology) cannot be used to +fashion a liberated world."_ He ponders: _"What would we keep? 'Labour-saving +devices?' Unless they involve no division of labour (e.g. a lever or incline), +this concept is a fiction; behind the 'saving' is hidden the congealed +drudgery of many and the despoliation of the natural world."_ How this is +compatible with maintaining _"industrialisation and the factories"_ for a +(non-specified) period is unclear. Similarly, he argues that _"[i]nstead of +the coercion of work -- and how much of the present could continue without +precisely that coercion? -- an existence without constraints is an immediate, +central objective."_ [**Op. Cit.**] How that is compatible with the arguing +that industry would be maintained for a time is left unasked, never mind +unanswered. And if "work" continues, how is this compatible with the typical +primitivist dismissal of "traditional" anarchism, namely that self-management +is managing your own alienation and that no one will want to work in a factory +or in a mine and, therefore, coercion will have to be used to make them do so? +Does working in a self-managed workplace somehow become less alienating and +authoritarian during a primitivist transition? + +It is an obvious fact that the human population size cannot be reduced +significantly by voluntary means in a short period of time. For primitivism to +be viable, world population levels need to drop by something like 90%. This +implies a drastic reduction of population will take decades, if not centuries, +to achieve voluntarily. Given that it is unlikely that (almost) everyone on +the planet will decide not to have children, this time scale will almost +certainly be centuries and so agriculture and most industries will have to +continue (and an exodus from the cities would be impossible immediately). +Likewise, reliable contraceptives are a product of modern technology and, +consequently, the means of producing them would have to maintained over that +time -- unless primitivists argue that along with refusing to have children, +people will also refuse to have sex. + +Then there is the legacy of industrial society, which simply cannot be left to +decay on its own. To take just one obvious example, leaving nuclear power +plants to melt down would hardly be eco-friendly. Moreover, it is doubtful +that the ruling elite will just surrender its power without resistance and, +consequently, any social revolution would need to defend itself against +attempts to reintroduce hierarchy. Needless to say, a revolution which shunned +all organisation and industry as inherently authoritarian would not be able to +do this (it would have been impossible to produce the necessary military +supplies to fight Franco's fascist forces during the Spanish Revolution if the +workers had not converted and used their workplaces to do so, to note another +obvious example). + +Then there is another, key, contradiction. For if you accept that there is a +need for a transition from 'here' to 'there' then primitivism automatically +excludes itself from the anarchist tradition. The reason is simple. Moore +asserts that _"mass society"_ involves _"people working, living in artificial, +technologised environments, and [being] subject to forms of coercion and +control."_ [**Op. Cit.**] So if what primitivists argue about technology, +industry and mass society are all true, then any primitivist transition would, +by definition, not be libertarian. This is because _"mass society"_ will have +to remain for some time (at the very least decades, more likely centuries) +after a successful revolution and, consequently from a primitivist +perspective, be based on _"forms of coercion and control."_ There is an +ideology which proclaims the need for a transitional system which will be +based on coercion, control and hierarchy which will, in time, disappear into a +stateless society. It also, like primitivism, stresses that industry and large +scale organisation is impossible without hierarchy and authority. That +ideology is Marxism. Thus it seems ironic to "classical" anarchists to hear +self-proclaimed anarchists repeating Engels arguments against Bakunin as +arguments for "anarchy" (see [section H.4](secH4.html) for a discussion of +Engels claims that industry excludes autonomy). + +So if, as seems likely, any transition will take centuries to achieve then the +primivitist critique of "traditional" anarchism becomes little more than a +joke -- and a hindrance to meaningful anarchist practice and social change. It +shows the contradiction at the heart of primitivism. While its advocates +attack other anarchists for supporting technology, organisation, self- +management of work, industrialisation and so on, they are themselves are +dependent on the things they oppose as part of any humane transition to a +primitivist society. And given the passion with which they attack other +anarchists on these matters, unsurprisingly the whole notion of a primitivist +transition period seems impossible to other anarchists. To denounce technology +and industrialism as inherently authoritarian and then turn round and advocate +their use after a revolution simply does not make sense from a logical or +libertarian perspective. + +Thus the key problem with primitivism can be seen. It offers no practical +means of achieving its goals in a libertarian manner. As Knabb summarises, +_"[w]hat begins as a valid questioning of excessive faith in science and +technology ends up as a desperate and even less justified faith in the return +of a primeval paradise, accompanied by a failure to engage the present system +in any but an abstract, apocalyptical way."_ To avoid this, it is necessary to +take into account where we are now and, consequently, we will have to +_"seriously consider how we will deal with all the practical problems that +will be posed in the interim."_ [**Op. Cit.**, p. 80 and p. 79] Sadly, +primitivist ideology excludes this possibility by dismissing the starting +point any real revolution would begin from as being inherently authoritarian. +Moreover, they are blocking genuine social change by ensuring that no mass +movement would ever be revolutionary enough to satisfy their criteria: + +> _ "Those who proudly proclaim their 'total opposition' to all compromise, +all authority, all organisation, all theory, all technology, etc., usually +turn out to have no **revolutionary** perspective whatsoever -- no practical +conception of how the present system might be overthrown or how a post- +revolutionary society might work. Some even attempt to justify this lack by +declaring that a mere revolution could never be radical enough to satisfy +their eternal ontological rebelliousness. Such all-or-nothing bombast may +temporarily impress a few spectators, but its ultimate effect is simply to +make people blas."_ [Knabb, **Op. Cit.**, pp. 31-32] + +Then there is the question of the means suggested for achieving primitivism. +Moore argues that the _"kind of world envisaged by anarcho-primitivism is one +unprecedented in human experience in terms of the degree and types of freedom +anticipated ... so there can't be any limits on the forms of resistance and +insurgency that might develop."_ [**Op. Cit.**] Non-primitivists reply by +saying that this implies primitivists don't know what they want nor how to get +there. Equally, they stress that there **must be** limits on what are +considered acceptable forms of resistance. This is because means shape the +ends created and so authoritarian means will result in authoritarian ends. +Tactics are not neutral and support for certain tactics betray an +authoritarian perspective. + +This can be seen from the UK magazine **"Green Anarchist,"** part of the +extreme end of "Primitivism." Due to its inherent unattractiveness for most +people, it could never come about by libertarian means (i.e. by the free +choice of individuals who create it by their own acts) and so cannot be +anarchist as very few people would actually voluntarily embrace such a +situation. This led to **"Green Anarchist"** developing a form of eco- +vanguardism in order, to use Rousseau's expression, to "force people to be +free." This was expressed when the magazine supported the actions and ideas of +the (non-anarchist) Unabomber and published an article (_"The +Irrationalists"_) by one its editors stating that _"the Oklahoma bombers had +the right idea. The pity was that they did not blast any more government +offices . . . The Tokyo sarin cult had the right idea. The pity was that in +testing the gas a year prior to the attack they gave themselves away."_ +[**Green Anarchist**, no. 51, p. 11] A defence of these remarks was published +in the next issue and a subsequent exchange of letters in the US-based +**Anarchy: A Journal of Desire Armed** magazine (numbers 48 to 52) saw the +other editor justify this sick, authoritarian nonsense as simply examples of +_"unmediated resistance"_ conducted _"under conditions of extreme +repression."_ Whatever happened to the anarchist principle that means shape +the ends? This means there **are** _"limits"_ on tactics, as some tactics are +not and can never be libertarian. + +However, few primitivists take such an extreme position. Most "primitivist" +anarchists rather than being anti-technology and anti-civilisation as such +instead (to use David Watson's expression) believe it is a case of the +_"affirmation of aboriginal lifeways"_ and of taking a far more critical +approach to issues such as technology, rationality and progress than that +associated with Social Ecology. These eco-anarchists reject _"a dogmatic +primitivism which claims we can return in some linear way to our primordial +roots"_ just as much as the idea of "progress," _"**superseding** both +Enlightenment and Counter-Enlightenment"_ ideas and traditions. For them, +Primitivism _"reflects not only a glimpse at life before the rise of the +state, but also a legitimate response to real conditions of life under +civilisation"_ and so we should respect and learn from _"palaeolithic and +neolithic wisdom traditions"_ (such as those associated with Native American +tribes and other aboriginal peoples). While we _"cannot, and would not want to +abandon secular modes of thinking and experiencing the world. . . we cannot +reduce the experience of life, and the fundamental, inescapable questions +**why** we live, and **how** we live, to secular terms. . . Moreover, the +boundary between the spiritual and the secular is not so clear. A dialectical +understanding that we are our history would affirm an inspirited reason that +honours not only atheistic Spanish revolutionaries who died for **el ideal,** +but also religious pacifist prisoners of conscience, Lakota ghost dancers, +taoist hermits and executed sufi mystics."_ [David Watson, **Beyond Bookchin: +Preface for a future social ecology**, p. 240, p. 103, p. 240 and pp. 66-67] + +Such "primitivist" anarchism is associated with a range of magazines, mostly +US-based, like **Fifth Estate**. For example, on the question of technology, +they argue that _"[w]hile market capitalism was a spark that set the fire, and +remains at the centre of the complex, it is only part of something larger: the +forced adaptation of organic human societies to an economic-instrumental +civilisation and its mass technics, which are not only hierarchical and +external but increasingly 'cellular' and internal. It makes no sense to layer +the various elements of this process in a mechanistic hierarchy of first cause +and secondary effects."_ [Watson, **Op. Cit.**, pp. 127-8] For this reason +primitivists are more critical of all aspects of technology, including calls +by social ecologists for the use of **appropriate** technology essential in +order to liberate humanity and the planet: + +> _ "To speak of technological society is in fact to refer to **the technics +generated within capitalism,** which in turn generate new forms of capital. +The notion of a distinct realm of social relations that determine this +technology is not only ahistorical and undialectical, it reflects a kind of +simplistic base/superstructure schema."_ [Watson, **Op. Cit.**, p. 124] + +Thus it is not a case of who **uses** technology which determines its effects, +rather the effects of technology are determined to a large degree by the +society that creates it. In other words, technology is selected which tends to +re-enforce hierarchical power as it is those in power who generally select +which technology is introduced within society (saying that, oppressed people +have this excellent habit of turning technology against the powerful and +technological change and social struggle are inter-related -- see [section +D.10](secD10.html)). Thus even the use of appropriate technology involves more +than selecting from the range of available technology at hand, as these +technologies have certain effects regardless of who uses them. Rather it is a +question of critically evaluating all aspects of technology and modifying and +rejecting it as required to maximise individual freedom, empowerment and +happiness. Few Social Ecologists would disagree with this approach, though, +and differences are usually a question of emphasis rather than a deep +political point. + +However, few anarchists are convinced by an ideology which, as Brian Morris +notes, dismisses the _"last eight thousand years or so of human history"_ as +little more than a source _"of tyranny, hierarchical control, mechanised +routine devoid of any spontaneity. All those products of the human creative +imagination -- farming, art, philosophy, technology, science, urban living, +symbolic culture -- are viewed negatively by Zerzan -- in a monolithic +sense."_ While there is no reason to worship progress, there is just as little +need to dismiss all change and development out of hand as oppressive. Nor are +they convinced by Zerzan's _"selective culling of the anthropological +literature."_ [**Op. Cit.**, p. 38] Most anarchists would concurr with Murray +Bookchin: + +> _ "The ecology movement will never gain any real influence or have any +significant impact on society if it advances a message of despair rather than +hope, of a regressive and impossible return to primordial human cultures, +rather than a commitment to human progress and to a unique **human** empathy +for life as a whole . . . We must recover the utopian impulses, the +hopefulness, the appreciation of what is good, what is worth rescuing in yumn +civilisation, as well as what must be rejected, if the ecology movement is to +play a transformative and creative role in human affairs. For without changing +society, we will not change the diastrous ecological direction in which +capitalism is moving."_ [**The Ecology of Freedom**, p. 63] + +In addition, a position of "turning back the clock" is deeply flawed, for +while some aboriginal societies are very anarchistic, not all are. As +anarchist anthropologist David Graeber points out, _"we know almost nothing +about like in Palaeolithic, other than the sort of thing that can be gleaned +from studying very old skulls . . . But what we see in the more recent +ethnographic records is endless variety. There were hunter-gatherer societies +with nobles and slaves, there are agrarian societies that are fiercely +egalitarian. Even in . . . Amazonia, one finds some groups who can justly be +described as anarchists, like the Piaroa, living alongside others (say, the +warlike Sherentre, who are clearly anything but."_ [**Fragments of an +Anarchist Anthropology**, pp. 53-4] Even if we speculate, like Zerzan, that if +we go back far enough we would find all of humanity in anarchistic tribes, the +fact remains that certain of these societies did develop into statist, +propertarian ones implying that a future anarchist society that is +predominantly inspired by and seek to reproduce key elements of prehistoric +forms of anarchy is not the answer as "civilisation" may develop again due to +the same social or environmental factors. + +Primitivism confuses two radically different positions, namely support for a +literal return to primitive lifeways and the use of examples from primitive +life as a tool for social critique. Few anarchists would disagree with the +second position as they recognise that current does not equal better and, +consequently, past cultures and societies can have positive (as well as +negative) aspects to them which can shed light on what a genuinely human +society can be like. Similarly if "primitivism" simply involved questioning +technology along with authority, few would disagree. However, this sensible +position is, in the main, subsumed within the first one, the idea that an +anarchist society would be a literal return to hunter-gatherer society. That +this is the case can be seen from primitivist writings (some primitivists say +that they are not suggesting the Stone Age as a model for their desired +society nor a return to gathering and hunting, yet they seem to exclude any +other options by their critique). + +So to suggest that primitivism is simply a critique or some sort of +_"anarchist speculation"_ (to use John Moore's term) seems incredulous. If you +demonise technology, organisation, "mass society" and "civilisation" as +inherently authoritarian, you cannot turn round and advocate their use in a +transition period or even in a free society. As such, the critique points to a +mode of action and a vision of a free society and to suggest otherwise is +simply incredulous. Equally, if you praise foraging bands and shifting +horticultural communities of past and present as examples of anarchy then +critics are entitled to conclude that primitivists desire a similar system for +the future. This is reinforced by the critiques of industry, technology, "mass +society" and agriculture. + +Until such time as "primitivists" clearly state which of the two forms of +primitivism they subscribe to, other anarchists will not take their ideas that +seriously. Given that they fail to answer such basic questions of how they +plan to deactivate industry safely and avoid mass starvation without the +workers' control, international links and federal organisation they habitually +dismiss out of hand as new forms of "governance," other anarchists do not hold +much hope that it will happen soon. Ultimately, we are faced with the fact +that a revolution will start in society as it is. Anarchism recognises this +and suggests a means of transforming it. Primitivism shies away from such +minor problems and, consequently, has little to recommend it in most +anarchists' eyes. + +This is not to suggest, of course, that non-primitivist anarchists think that +everyone in a free society must have the same level of technology. Far from +it. An anarchist society would be based on free experimentation. Different +individuals and groups will pick the way of life that best suits them. Those +who seek less technological ways of living will be free to do so as will those +who want to apply the benefits of (appropriate) technologies. Similarly, all +anarchists support the struggles of those in the developing world against the +onslaught of (capitalist) civilisation and the demands of (capitalist) +progress. + +For more on "primitivist" anarchism see John Zerzan's **Future Primitive** as +well as David Watson's **Beyond Bookchin** and **Against the Mega-Machine**. +Ken Knabb's essay **The Poverty of Primitivism** is an excellent critique of +primitivism as is Brian Oliver Sheppard's **Anarchism vs. Primitivism**. + diff --git a/markdown/secA4.md b/markdown/secA4.md new file mode 100644 index 0000000000000000000000000000000000000000..f1158148db578df983dd842f6d9ef16ace9ba23e --- /dev/null +++ b/markdown/secA4.md @@ -0,0 +1,1184 @@ +# A.4 Who are the major anarchist thinkers? + +Although Gerard Winstanley (**The New Law of Righteousness**, 1649) and +William Godwin (**Enquiry Concerning Political Justice**, 1793) had begun to +unfold the philosophy of anarchism in the 17th and 18th centuries, it was not +until the second half of the 19th century that anarchism emerged as a coherent +theory with a systematic, developed programme. This work was mainly started by +four people -- a German, **_Max Stirner_** (1806-1856), a Frenchman, +**_Pierre-Joseph Proudhon_** (1809-1865), and two Russians, **_Michael +Bakunin_** (1814-1876) and **_Peter Kropotkin_** (1842-1921). They took the +ideas in common circulation within sections of the working population and +expressed them in written form. + +Born in the atmosphere of German romantic philosophy, Stirner's anarchism (set +forth in **The Ego and Its Own**) was an extreme form of individualism, or +**egoism**, which placed the unique individual above all else -- state, +property, law or duty. His ideas remain a cornerstone of anarchism. Stirner +attacked both capitalism and state socialism, laying the foundations of both +social and individualist anarchism by his egoist critique of capitalism and +the state that supports it. In place of the state and capitalism, Max Stirner +urges the _"union of egoists,"_ free associations of unique individuals who +co-operate as equals in order to maximise their freedom and satisfy their +desires (including emotional ones for solidarity, or "intercourse" as Stirner +called it). Such a union would be non-hierarchical, for, as Stirner wonders, +_"is an association, wherein most members allow themselves to be lulled as +regards their most natural and most obvious interests, actually an Egoist's +association? Can they really be 'Egoists' who have banded together when one is +a slave or a serf of the other?"_ [**No Gods, No Masters**, vol. 1, p. 24] + +Individualism by definition includes no concrete programme for changing social +conditions. This was attempted by Pierre-Joseph Proudhon, the first to +describe himself openly as an anarchist. His theories of **mutualism**, +**federalism** and workers' **self-management** and **association** had a +profound effect on the growth of anarchism as a mass movement and spelled out +clearly how an anarchist world could function and be co-ordinated. It would be +no exaggeration to state that Proudhon's work defined the fundamental nature +of anarchism as both an anti-state and anti-capitalist movement and set of +ideas. Bakunin, Kropotkin and Tucker all claimed inspiration from his ideas +and they are the immediate source for both social and individualist anarchism, +with each thread emphasising different aspects of mutualism (for example, +social anarchists stress the associational aspect of them while individualist +anarchists the non-capitalist market side). Proudhon's major works include +**What is Property**, **System of Economical Contradictions**, **The Principle +of Federation** and, and **The Political Capacity of the Working Classes**. +His most detailed discussion of what mutualism would look like can be found in +his **The General Idea of the Revolution**. His ideas heavily influenced both +the French Labour movement and the Paris Commune of 1871. + +Proudhon's ideas were built upon by Michael Bakunin, who humbly suggested that +his own ideas were simply Proudhon's _"widely developed and pushed right to . +. . [their] final consequences."_ [**Michael Bakunin: Selected Writings**, p. +198] However, he is doing a disservice to his own role in developing +anarchism. For Bakunin is the central figure in the development of modern +anarchist activism and ideas. He emphasised the importance of +**collectivism,** **mass insurrection,** **revolution** and involvement in the +militant **labour movement** as the means of creating a free, classless +society. Moreover, he repudiated Proudhon's sexism and added patriarchy to the +list of social evils anarchism opposes. Bakunin also emphasised the social +nature of humanity and individuality, rejecting the abstract individualism of +liberalism as a denial of freedom. His ideas become dominant in the 20th +century among large sections of the radical labour movement. Indeed, many of +his ideas are almost identical to what would later be called syndicalism or +anarcho-syndicalism. Bakunin influenced many union movements -- especially in +Spain, where a major anarchist social revolution took place in 1936. His works +include **Anarchy and Statism** (his only book), **God and the State**, **The +Paris Commune and the Idea of the State**, and many others. **Bakunin on +Anarchism**, edited by Sam Dolgoff is an excellent collection of his major +writings. Brian Morris' **Bakunin: The Philosophy of Freedom** is an excellent +introduction to Bakunin's life and ideas. + +Peter Kropotkin, a scientist by training, fashioned a sophisticated and +detailed anarchist analysis of modern conditions linked to a thorough-going +prescription for a future society -- **communist-anarchism** \-- which +continues to be the most widely-held theory among anarchists. He identified +**mutual aid** as the best means by which individuals can develop and grow, +pointing out that competition **within** humanity (and other species) was +often not in the best interests of those involved. Like Bakunin, he stressed +the importance of direct, economic, class struggle and anarchist participation +in any popular movement, particularly in labour unions. Taking Proudhon's and +Bakunin's idea of the **commune,** he generalised their insights into a vision +of how the social, economic and personal life of a free society would +function. He aimed to base anarchism _"on a scientific basis by the study of +the tendencies that are apparent now in society and may indicate its further +evolution"_ towards anarchy while, at the same time, urging anarchists to +_"promote their ideas directly amongst the labour organisations and to induce +those union to a direct struggle against capital, without placing their faith +in parliamentary legislation."_ [**Anarchism**, p. 298 and p. 287] Like +Bakunin, he was a revolutionary and, like Bakunin, his ideas inspired those +struggle for freedom across the globe. His major works included **Mutual +Aid**, **The Conquest of Bread**, **Field, Factories, and Workshops**, +**Modern Science and Anarchism**, **Act for Yourselves**, **The State: Its +Historic Role**, **Words of a Rebel**, and many others. A collection of his +revolutionary pamphlets is available under the title **Anarchism** and is +essential reading for anyone interested in his ideas. In Addition, Graham +Purchase's **Evolution and Revolution** and **Kropotkin: The Politics of +Community** by Brain Morris are both excellent evaluations of his ideas and +how they are still relevant today. + +The various theories proposed by these "founding anarchists" are not, however, +mutually exclusive: they are interconnected in many ways, and to some extent +refer to different levels of social life. Individualism relates closely to the +conduct of our private lives: only by recognising the uniqueness and freedom +of others and forming unions with them can we protect and maximise our own +uniqueness and liberty; mutualism relates to our general relations with +others: by mutually working together and co-operating we ensure that we do not +work for others. Production under anarchism would be collectivist, with people +working together for their own, and the common, good, and in the wider +political and social world decisions would be reached communally. + +It should also be stressed that anarchist schools of thought are **not** named +after individual anarchists. Thus anarchists are **not** _"Bakuninists"_, +_"Proudhonists"_ or _"Kropotkinists"_ (to name three possibilities). +Anarchists, to quote Malatesta, _"follow ideas and not men, and rebel against +this habit of embodying a principle in a man."_ This did not stop him calling +Bakunin _"our great master and inspiration."_ [**Errico Malatesta: Life and +Ideas**, p. 199 and p. 209] Equally, not everything written by a famous +anarchist thinker is automatically libertarian. Bakunin, for example, only +became an anarchist in the last ten years of his life (this does not stop +Marxists using his pre-anarchist days to attack anarchism!). Proudhon turned +away from anarchism in the 1850s before returning to a more anarchistic (if +not strictly anarchist) position just before his death in 1865. Similarly, +Kropotkin's or Tucker's arguments in favour of supporting the Allies during +the First World War had nothing to do with anarchism. Thus to say, for +example, that anarchism is flawed because Proudhon was a sexist pig simply +does not convince anarchists. No one would dismiss democracy, for example, +because Rousseau opinions on women were just as sexist as Proudhon's. As with +anything, modern anarchists analyse the writings of previous anarchists to +draw inspiration, but a dogma. Consequently, we reject the non-libertarian +ideas of "famous" anarchists while keeping their positive contributions to the +development of anarchist theory. We are sorry to belabour the point, but much +of Marxist "criticism" of anarchism basically involves pointing out the +negative aspects of dead anarchist thinkers and it is best simply to state +clearly the obvious stupidity of such an approach. + +Anarchist ideas of course did not stop developing when Kropotkin died. Neither +are they the products of just four men. Anarchism is by its very nature an +evolving theory, with many different thinkers and activists. When Bakunin and +Kropotkin were alive, for example, they drew aspects of their ideas from other +libertarian activists. Bakunin, for example, built upon the practical activity +of the followers of Proudhon in the French labour movement in the 1860s. +Kropotkin, while the most associated with developing the theory communist- +anarchism, was simply the most famous expounder of the ideas that had +developed after Bakunin's death in the libertarian wing of the First +International and before he became an anarchist. Thus anarchism is the product +of tens of thousands of thinkers and activists across the globe, each shaping +and developing anarchist theory to meet their needs as part of the general +movement for social change. Of the many other anarchists who could be +mentioned here, we can mention but a few. + +Stirner is not the only famous anarchist to come from Germany. It also +produced a number of original anarchist thinkers. Gustav Landauer was expelled +from the Marxist Social-Democratic Party for his radical views and soon after +identified himself as an anarchist. For him, anarchy was _"the expression of +the liberation of man from the idols of state, the church and capital"_ and he +fought _"**State** socialism, levelling from above, bureaucracy"_ in favour of +_"free association and union, the absence of authority."_ His ideas were a +combination of Proudhon's and Kropotkin's and he saw the development of self- +managed communities and co-operatives as the means of changing society. He is +most famous for his insight that the _"state is a condition, a certain +relationship among human beings, a mode of behaviour between them; we destroy +it by contracting other relationships, by behaving differently towards one +another."_ [quoted by Peter Marshall, **Demanding the Impossible**, p. 410 and +p. 411] He took a leading part in the Munich revolution of 1919 and was +murdered during its crushing by the German state. His book **For Socialism** +is an excellent summary of his main ideas. + +Other notable German anarchists include Johann Most, originally a Marxist and +an elected member of the Reichstag, he saw the futility of voting and became +an anarchist after being exiled for writing against the Kaiser and clergy. He +played an important role in the American anarchist movement, working for a +time with Emma Goldman. More a propagandist than a great thinker, his +revolutionary message inspired numerous people to become anarchists. Then +there is Rudolf Rocker, a bookbinder by trade who played an important role in +the Jewish labour movement in the East End of London (see his autobiography, +**The London Years**, for details). He also produced the definite introduction +to **Anarcho-syndicalism** as well as analysing the Russian Revolution in +articles like **Anarchism and Sovietism** and defending the Spanish revolution +in pamphlets like **The Tragedy of Spain**. His **Nationalism and Culture** is +a searching analysis of human culture through the ages, with an analysis of +both political thinkers and power politics. He dissects nationalism and +explains how the nation is not the cause but the result of the state as well +as repudiating race science for the nonsense it is. + +In the United States Emma Goldman and Alexander Berkman were two of the +leading anarchist thinkers and activists. Goldman united Stirner's egoism with +Kropotkin's communism into a passionate and powerful theory which combined the +best of both. She also placed anarchism at the centre of feminist theory and +activism as well as being an advocate of syndicalism (see her book **Anarchism +and Other Essays** and the collection of essays, articles and talks entitled +**Red Emma Speaks**). Alexander Berkman, Emma's lifelong companion, produced a +classic introduction to anarchist ideas called **What is Anarchism?** (also +known as **What is Communist Anarchism?** and the **ABC of Anarchism**). Like +Goldman, he supported anarchist involvement in the labour movement was a +prolific writer and speaker (the book **Life of An Anarchist** gives an +excellent selection of his best articles, books and pamphlets). Both were +involved in editing anarchist journals, with Goldman most associated with +**Mother Earth** (see **Anarchy! An Anthology of Emma Goldman's Mother Earth** +edited by Peter Glassgold) and Berkman **The Blast** (reprinted in full in +2005). Both journals were closed down when the two anarchists were arrested in +1917 for their anti-war activism. + +In December 1919, both he and Goldman were expelled by the US government to +Russia after the 1917 revolution had radicalised significant parts of the +American population. There as they were considered too dangerous to be allowed +to remain in the land of the free. Exactly two years later, their passports +arrived to allow them to leave Russia. The Bolshevik slaughter of the +Kronstadt revolt in March 1921 after the civil war ended had finally convinced +them that the Bolshevik dictatorship meant the death of the revolution there. +The Bolshevik rulers were more than happy to see the back of two genuine +revolutionaries who stayed true to their principles. Once outside Russia, +Berkman wrote numerous articles on the fate of the revolution (including **The +Russian Tragedy** and **The Kronstadt Rebellion**) as well as publishing his +diary in book from as **The Bolshevik Myth**. Goldman produced her classic +work **My Disillusionment in Russia** as well as publishing her famous +autobiography **Living My Life**. She also found time to refute Trotsky's lies +about the Kronstadt rebellion in **Trotsky Protests Too Much**. + +As well as Berkman and Goldman, the United States also produced other notable +activists and thinkers. Voltairine de Cleyre played an important role in the +US anarchist movement, enriching both US and international anarchist theory +with her articles, poems and speeches. Her work includes such classics as +**Anarchism and American Traditions**, **Direct Action**, **Sex Slavery** and +**The Dominant Idea**. These are included, along with other articles and some +of her famous poems, in **The Voltairine de Cleyre Reader**. These and other +important essays are included in **Exquisite Rebel**, another anthology of her +writings, while Eugenia C. Delamotte's **Gates of Freedom** provides an +excellent overview of her life and ideas as well as selections from her works. +In addition, the book **Anarchy! An Anthology of Emma Goldman's Mother Earth** +contains a good selection of her writings as well as other anarchists active +at the time. Also of interest is the collection of the speeches she made to +mark the state murder of the Chicago Martyrs in 1886 (see **the First Mayday: +The Haymarket Speeches 1895-1910**). Every November the 11th, except when +illness made it impossible, she spoke in their memory. For those interested in +the ideas of that previous generation of anarchists which the Chicago Martyrs +represented, Albert Parsons' **Anarchism: Its Philosophy and Scientific +Basis** is essential reading. His wife, Lucy Parsons, was also an outstanding +anarchist activist from the 1870s until her death in 1942 and selections of +her writings and speeches can be found in the book **Freedom, Equality & +Solidarity** (edited by Gale Ahrens). + +Elsewhere in the Americas, Ricardo Flores Magon helped lay the ground for the +Mexican revolution of 1910 by founding the (strangely named) **Mexican Liberal +Party** in 1905 which organised two unsuccessful uprising against the Diaz +dictatorship in 1906 and 1908. Through his paper **Tierra y Libertad** (_"Land +and Liberty"_) he influenced the developing labour movement as well as +Zapata's peasant army. He continually stressed the need to turn the revolution +into a **social** revolution which will _"give the lands to the people"_ as +well as _"possession of the factories, mines, etc."_ Only this would ensure +that the people _"will not be deceived."_ Talking of the Agrarians (the +Zapatista army), Ricardo's brother Enrique he notes that they _"are more or +less inclined towards anarchism"_ and they can work together because both are +_"direct actionists"_ and _"they act perfectly revolutionary. They go after +the rich, the authorities and the priestcraft"_ and have _"burnt to ashes +private property deeds as well as all official records"_ as well as having +_"thrown down the fences that marked private properties."_ Thus the anarchists +_"propagate our principles"_ while the Zapatista's _"put them into practice."_ +[quoted by David Poole, **Land and Liberty**, p. 17 and p. 25] Ricardo died as +a political prisoner in an American jail and is, ironically, considered a hero +of the revolution by the Mexican state. A substantial collection of his +writings are available in the book **Dreams of Freedom** (which includes an +impressive biographical essay which discusses his influence as well as placing +his work in historical context). + +Italy, with its strong and dynamic anarchist movement, has produced some of +the best anarchist writers. Errico Malatesta spent over 50 years fighting for +anarchism across the world and his writings are amongst the best in anarchist +theory. For those interested in his practical and inspiring ideas then his +short pamphlet **Anarchy** cannot be beaten. Collections of his articles can +be found in **The Anarchist Revolution** and **Errico Malatesta: His Life and +Ideas**, both edited by Vernon Richards. A favourite writing technique was the +use of dialogues, such as **At the Cafe: Conversations on Anarchism**. These, +using the conversations he had with non-anarchists as their basis, explained +anarchist ideas in a clear and down to Earth manner. Another dialogue, **Fra +Contadini: A Dialogue on Anarchy**, was translated into many languages, with +100,000 copies printed in Italy in 1920 when the revolution Malatesta had +fought for all his life looked likely. At this time Malatesta edited **Umanita +Nova** (the first Italian daily anarchist paper, it soon gained a circulation +of 50 000) as well as writing the programme for the **Unione Anarchica +Italiana**, a national anarchist organisation of some 20 000. For his +activities during the factory occupations he was arrested at the age of 67 +along with 80 other anarchists activists. Other Italian anarchists of note +include Malatesta's friend Luigi Fabbri (sadly little of his work has been +translated into English bar **Bourgeois Influences on Anarchism** and +**Anarchy and 'Scientific' Communism**) Luigi Galleani produced a very +powerful anti-organisational anarchist-communism which proclaimed (in **The +End of Anarchism?**) that _"Communism is simply the economic foundation by +which the individual has the opportunity to regulate himself and carry out his +functions."_ Camillo Berneri, before being murdered by the Communists during +the Spanish Revolution, continued the fine tradition of critical, practical +anarchism associated with Italian anarchism. His study of Kropotkin's +federalist ideas is a classic (**Peter Kropotkin: His Federalist Ideas**). His +daughter Marie-Louise Berneri, before her tragic early death, contributed to +the British anarchist press (see her **Neither East Nor West: Selected +Writings 1939-48** and **Journey Through Utopia**). + +In Japan, Hatta Shuzo developed Kropotkin's communist-anarchism in new +directions between the world wars. Called "true anarchism," he created an +anarchism which was a concrete alternative to the mainly peasant country he +and thousands of his comrades were active in. While rejecting certain aspects +of syndicalism, they organised workers into unions as well as working with the +peasantry for the _"foundation stones on which to build the new society that +we long for are none other than the awakening of the tenant farmers"_ who +_"account for a majority of the population."_ Their new society was based on +decentralised communes which combined industry and agriculture for, as one of +Hatta's comrade's put it, _"the village will cease to be a mere communist +agricultural village and become a co-operative society which is a fusion of +agriculture and industry."_ Hatta rejected the idea that they sought to go +back to an ideal past, stating that the anarchists were _"completely opposite +to the medievalists. We seek to use machines as means of production and, +indeed, hope for the invention of yet more ingenious machines."_ [quoted by +John Crump, **Hatta Shuzo and Pure Anarchism in Interwar Japan**, p. 122-3, +and p. 144] + +As far as individualist anarchism goes, the undoubted "pope" was Benjamin +Tucker. Tucker, in his **Instead of Book**, used his intellect and wit to +attack all who he considered enemies of freedom (mostly capitalists, but also +a few social anarchists as well! For example, Tucker excommunicated Kropotkin +and the other communist-anarchists from anarchism. Kropotkin did not return +the favour). Tucker built on the such notable thinkers as Josiah Warren, +Lysander Spooner, Stephen Pearl Andrews and William B. Greene, adapting +Proudhon's mutualism to the conditions of pre-capitalist America (see Rudolf +Rocker's **Pioneers of American Freedom** for details). Defending the worker, +artisan and small-scale farmer from a state intent on building capitalism by +means of state intervention, Tucker argued that capitalist exploitation would +be abolished by creating a totally free non-capitalist market in which the +four state monopolies used to create capitalism would be struck down by means +of mutual banking and _"occupancy and use"_ land and resource rights. Placing +himself firmly in the socialist camp, he recognised (like Proudhon) that all +non-labour income was theft and so opposed profit, rent and interest. he +translated Proudhon's **What is Property** and **System of Economical +Contradictions** as well as Bakunin's **God and the State**. Tucker's +compatriot, Joseph Labadie was an active trade unionist as well as contributor +to Tucker's paper **Liberty**. His son, Lawrence Labadie carried the +individualist-anarchist torch after Tucker's death, believing that _"that +freedom in every walk of life is the greatest possible means of elevating the +human race to happier conditions."_ + +Undoubtedly the Russian Leo Tolstoy is the most famous writer associated with +religious anarchism and has had the greatest impact in spreading the spiritual +and pacifistic ideas associated with that tendency. Influencing such notable +people as Gandhi and the **_Catholic Worker Group_** around Dorothy Day, +Tolstoy presented a radical interpretation of Christianity which stressed +individual responsibility and freedom above the mindless authoritarianism and +hierarchy which marks so much of mainstream Christianity. Tolstoy's works, +like those of that other radical libertarian Christian William Blake, have +inspired many Christians towards a libertarian vision of Jesus' message which +has been hidden by the mainstream churches. Thus Christian Anarchism +maintains, along with Tolstoy, that _"Christianity in its true sense puts an +end to government"_ (see, for example, Tolstoy's **The Kingdom of God is +within you** and Peter Marshall's **William Blake: Visionary Anarchist**). + +More recently, Noam Chomsky (in such works as **Deterring Democracy**, +**Necessary Illusions**, **World Orders, Old and New**, **Rogue States**, +**Hegemony or Survival** and many others) and Murray Bookchin (**Post-Scarcity +Anarchism**, **The Ecology of Freedom**, **Towards an Ecological Society**, +and **Remaking Society**, among others) have kept the social anarchist +movement at the front of political theory and analysis. Bookchin's work has +placed anarchism at the centre of green thought and has been a constant threat +to those wishing to mystify or corrupt the movement to create an ecological +society. **The Murray Bookchin Reader** contains a representative selection of +his writings. Sadly, a few years before his death Bookchin distanced himself +from the anarchism he spent nearly four decades advocating (although he +remained a libertarian socialist to the end). Chomsky's well documented +critiques of U.S. imperialism and how the media operates are his most famous +works, but he has also written extensively about the anarchist tradition and +its ideas, most famously in his essays _"Notes on Anarchism"_ (in **For +Reasons of State**) and his defence of the anarchist social revolution against +bourgeois historians in _"Objectivity and Liberal Scholarship"_ (in **American +Power and the New Mandarins**). These and others of his more explicitly +anarchist essays and interviews can be found in the collection **Chomsky on +Anarchism**. Other good sources for his anarchist ideas are **Radical +Priorities**, **Language and Politics** and the pamphlet **Government in the +Future**. Both **Understanding Power** and **The Chomsky Reader** are +excellent introductions to his thought. + +Britain has also seen an important series of anarchist thinkers. Hebert Read +(probably the only anarchist to ever accept a knighthood!) wrote several works +on anarchist philosophy and theory (see his **Anarchy and Order** compilation +of essays). His anarchism flowered directly from his aesthetic concerns and he +was a committed pacifist. As well as giving fresh insight and expression to +the tradition themes of anarchism, he contributed regularly to the anarchist +press (see the collection of articles **A One-Man Manifesto and other writings +from Freedom Press**). Another pacifist anarchist was Alex Comfort. As well as +writing the **Joy of Sex**, Comfort was an active pacifist and anarchist. He +wrote particularly on pacifism, psychiatry and sexual politics from a +libertarian perspective. His most famous anarchist book was **Authority and +Delinquency** and a collection of his anarchist pamphlets and articles was +published under the title **Writings against Power and Death**. + +However, the most famous and influential British anarchist must be Colin Ward. +He became an anarchist when stationed in Glasgow during the Second World War +and came across the local anarchist group there. Once an anarchist, he has +contributed to the anarchist press extensively. As well as being an editor of +**Freedom**, he also edited the influential monthly magazine **Anarchy** +during the 1960s (a selection of articles picked by Ward can be found in the +book **A Decade of Anarchy**). However, his most famous single book is +**Anarchy in Action** where he has updated Kropotkin's **Mutual Aid** by +uncovering and documenting the anarchistic nature of everyday life even within +capitalism. His extensive writing on housing has emphasised the importance of +collective self-help and social management of housing against the twin evils +of privatisation and nationalisation (see, for example, his books **Talking +Houses** and **Housing: An Anarchist Approach**). He has cast an anarchist eye +on numerous other issues, including water use (**Reflected in Water: A Crisis +of Social Responsibility**), transport (**Freedom to go: after the motor +age**) and the welfare state (**Social Policy: an anarchist response**). His +**Anarchism: A Very Short Introduction** is a good starting point for +discovering anarchism and his particular perspective on it while **Talking +Anarchy** provides an excellent overview of both his ideas and life. Lastly we +must mention both Albert Meltzer and Nicolas Walter, both of whom contributed +extensively to the anarchist press as well as writing two well known short +introductions to anarchism (**Anarchism: Arguments for and against** and +**About Anarchism**, respectively). + +We could go on; there are many more writers we could mention. But besides +these, there are the thousands of "ordinary" anarchist militants who have +never written books but whose common sense and activism have encouraged the +spirit of revolt within society and helped build the new world in the shell of +the old. As Kropotkin put it, _"anarchism was born **among the people**; and +it will continue to be full of life and creative power only as long as it +remains a thing of the people."_ [**Anarchism**, p. 146] + +So we hope that this concentration on anarchist thinkers should not be taken +to mean that there is some sort of division between activists and +intellectuals in the movement. Far from it. Few anarchists are purely thinkers +or activists. They are usually both. Kropotkin, for example, was jailed for +his activism, as was Malatesta and Goldman. Makhno, most famous as an active +participate in the Russian Revolution, also contributed theoretical articles +to the anarchist press during and after it. The same can be said of Louise +Michel, whose militant activities during the Paris Commune and in building the +anarchist movement in France after it did not preclude her writing articles +for the libertarian press. We are simply indicating key anarchists thinkers so +that those interested can read about their ideas directly. + +## A.4.1 Are there any thinkers close to anarchism? + +Yes. There are numerous thinkers who are close to anarchism. They come from +both the liberal and socialist traditions. While this may be considered +surprising, it is not. Anarchism has links with both ideologies. Obviously the +individualist anarchists are closest to the liberal tradition while social +anarchists are closest to the socialist. + +Indeed, as Nicholas Walter put it, _"Anarchism can be seen as a development +from either liberalism or socialism, or from both liberalism and socialism. +Like liberals, anarchists want freedom; like socialists, anarchists want +equality."_ However, _"anarchism is not just a mixture of liberalism and +socialism . . . we differ fundamentally from them."_ [**About Anarchism**, p. +29 and p. 31] In this he echoes Rocker's comments in **Anarcho-Syndicalism**. +And this can be a useful tool for seeing the links between anarchism and other +theories however it must be stressed that anarchism offers an **_anarchist_** +critique of both liberalism and socialism and we should not submerge the +uniqueness of anarchism into other philosophies. + +[Section A.4.2](secA4.html#seca42) discusses liberal thinkers who are close to +anarchism, while [section A.4.3](secA4.html#seca43) highlights those +socialists who are close to anarchism. There are even Marxists who inject +libertarian ideas into their politics and these are discussed in [section +A.4.4](secA4.html#seca44). And, of course, there are thinkers who cannot be so +easily categorised and will be discussed here. + +Economist David Ellerman has produced an impressive body of work arguing for +workplace democracy. Explicitly linking his ideas the early British Ricardian +socialists and Proudhon, in such works as **The Democratic Worker-Owned Firm** +and **Property and Contract in Economics** he has presented both a rights +based and labour-property based defence of self-management against capitalism. +He argues that _"[t]oday's economic democrats are the **new abolitionists** +trying to abolish the whole institution of renting people in favour of +democratic self-management in the workplace"_ for his _"critique is not new; +it was developed in the Enlightenment doctrine of inalienable rights. It was +applied by abolitionists against the voluntary self-enslavement contract and +by political democrats against the voluntary contraction defence of non- +democratic government."_ [**The Democratic Worker-Owned Firm**, p. 210] +Anyone, like anarchists, interested in producer co-operatives as alternatives +to wage slavery will find his work of immense interest. + +Ellerman is not the only person to stress the benefits of co-operation. Alfie +Kohn's important work on the benefits of co-operation builds upon Kropotkin's +studies of mutual aid and is, consequently, of interest to social anarchists. +In **No Contest: the case against competition** and **Punished by Rewards**, +Kohn discusses (with extensive empirical evidence) the failings and negative +impact of competition on those subject to it. He addresses both economic and +social issues in his works and shows that competition is not what it is +cracked up to be. + +Within feminist theory, Carole Pateman is the most obvious libertarian +influenced thinker. Independently of Ellerman, Pateman has produced a powerful +argument for self-managed association in both the workplace and society as a +whole. Building upon a libertarian analysis of Rousseau's arguments, her +analysis of contract theory is ground breaking. If a theme has to be ascribed +to Pateman's work it could be freedom and what it means to be free. For her, +freedom can only be viewed as self-determination and, consequently, the +absence of subordination. Consequently, she has advocated a participatory form +of democracy from her first major work, **Participation and Democratic +Theory** onwards. In that book, a pioneering study of in participatory +democracy, she exposed the limitations of liberal democratic theory, analysed +the works of Rousseau, Mill and Cole and presented empirical evidence on the +benefits of participation on the individuals involved. + +In the **Problem of Political Obligation**, Pateman discusses the "liberal" +arguments on freedom and finds them wanting. For the liberal, a person must +consent to be ruled by another but this opens up the "problem" that they might +not consent and, indeed, may never have consented. Thus the liberal state +would lack a justification. She deepens her analysis to question why freedom +should be equated to consenting to be ruled and proposed a participatory +democratic theory in which people collectively make their own decisions (a +self-assumed obligation to your fellow citizens rather to a state). In +discussing Kropotkin, she showed her awareness of the social anarchist +tradition to which her own theory is obviously related. + +Pateman builds on this analysis in her **The Sexual Contract**, where she +dissects the sexism of classical liberal and democratic theory. She analyses +the weakness of what calls 'contractarian' theory (classical liberalism and +right-wing "libertarianism") and shows how it leads not to free associations +of self-governing individuals but rather social relationships based on +authority, hierarchy and power in which a few rule the many. Her analysis of +the state, marriage and wage labour are profoundly libertarian, showing that +freedom must mean more than consenting to be ruled. This is the paradox of +capitalist liberal, for a person is assumed to be free in order to consent to +a contract but once within it they face the reality subordination to another's +decisions (see [section A.4.2](secA4.html#seca42) for further discussion). + +Her ideas challenge some of Western culture's core beliefs about individual +freedom and her critiques of the major Enlightenment political philosophers +are powerful and convincing. Implicit is a critique not just of the +conservative and liberal tradition, but of the patriarchy and hierarchy +contained within the Left as well. As well as these works, a collection of her +essays is available called **The Disorder of Women**. + +Within the so-called "anti-globalisation" movement Naomi Klein shows an +awareness of libertarian ideas and her own work has a libertarian thrust to it +(we call it "so-called" as its members are internationalists, seeking a +globalisation from below not one imposed from above by and for a few). She +first came to attention as the author of **No Logo**, which charts the growth +of consumer capitalism, exposing the dark reality behind the glossy brands of +capitalism and, more importantly, highlighting the resistance to it. No +distant academic, she is an active participant in the movement she reports on +in **Fences and Windows**, a collection of essays on globalisation, its +consequences and the wave of protests against it. + +Klein's articles are well written and engaging, covering the reality of modern +capitalism, the gap, as she puts it, _"between rich and power but also between +rhetoric and reality, between what is said and what is done. Between the +promise of globalisation and its real effects."_ She shows how we live in a +world where the market (i.e. capital) is made "freer" while people suffer +increased state power and repression. How an unelected Argentine President +labels that country's popular assemblies _"antidemocratic."_ How rhetoric +about liberty is used as a tool to defend and increase private power (as she +reminds us, _"always missing from [the globalisation] discussion is the issue +of power. So many of the debates that we have about globalisation theory are +actually about power: who holds it, who is exercising it and who is disguising +it, pretending it no longer matters"_). [**Fences and Windows**, pp 83-4 and +p. 83] + +And how people across the world are resisting. As she puts it, _"many [in the +movement] are tired of being spoken for and about. They are demanding a more +direct form of political participation."_ She reports on a movement which she +is part of, one which aims for a globalisation from below, one _"founded on +principles of transparency, accountability and self-determination, one that +frees people instead of liberating capital."_ This means being against a _ +"corporate-driven globalisation . . . that is centralising power and wealth +into fewer and fewer hands"_ while presenting an alternative which is about +_"decentralising power and building community-based decision-making potential +-- whether through unions, neighbourhoods, farms, villages, anarchist +collectives or aboriginal self-government."_ All strong anarchist principles +and, like anarchists, she wants people to manage their own affairs and +chronicles attempts around the world to do just that (many of which, as Klein +notes, are anarchists or influenced by anarchist ideas, sometimes knowing, +sometimes not). [**Op. Cit.**, p. 77, p. 79 and p. 16] + +While not an anarchist, she is aware that real change comes from below, by the +self-activity of working class people fighting for a better world. +Decentralisation of power is a key idea in the book. As she puts it, the +_"goal"_ of the social movements she describes is _"not to take power for +themselves but to challenge power centralisation on principle"_ and so +creating _"a new culture of vibrant direct democracy . . . one that is fuelled +and strengthened by direct participation."_ She does not urge the movement to +invest itself with new leaders and neither does she (like the Left) think that +electing a few leaders to make decisions for us equals "democracy" (_"the goal +is not better faraway rules and rulers but close-up democracy on the +ground"_). Klein, therefore, gets to the heart of the matter. Real social +change is based on empowering the grassroots, _"the desire for self- +determination, economic sustainability and participatory democracy."_ Given +this, Klein has presented libertarian ideas to a wide audience. [**Op. Cit.**, +p. xxvi, p. xxvi-xxvii, p. 245 and p. 233] + +Other notable libertarian thinkers include Henry D. Thoreau, Albert Camus, +Aldous Huxley, Lewis Mumford, Lewis Mumford and Oscar Wilde. Thus there are +numerous thinkers who approach anarchist conclusions and who discuss subjects +of interest to libertarians. As Kropotkin noted a hundred years ago, these +kinds of writers _"are full of ideas which show how closely anarchism is +interwoven with the work that is going on in modern thought in the same +direction of enfranchisement of man from the bonds of the state as well as +from those of capitalism."_ [**Anarchism**, p. 300] The only change since then +is that more names can be added to the list. + +Peter Marshall discusses the ideas of most, but not all, of the non-anarchist +libertarians we mention in this and subsequent sections in his book history of +anarchism, **Demanding the Impossible**. Clifford Harper's **Anarchy: A +Graphic Guide** is also a useful guide for finding out more. + +## A.4.2 Are there any liberal thinkers close to anarchism? + +As noted in the [last section](secA4.html#seca41), there are thinkers in both +the liberal and socialist traditions who approach anarchist theory and ideals. +This understandable as anarchism shares certain ideas and ideals with both. + +However, as will become clear in sections [A.4.3](secA4.html#seca43) and +[A.4.4](secA4.html#seca44), anarchism shares most common ground with the +socialist tradition it is a part of. This is because classical liberalism is a +profoundly elitist tradition. The works of Locke and the tradition he inspired +aimed to justify hierarchy, state and private property. As Carole Pateman +notes, _"Locke's state of nature, with its father-rulers and capitalist +economy, would certainly not find favour with anarchists"_ any more than his +vision of the social contract and the liberal state it creates. A state, which +as Pateman recounts, in which _"only males who own substantial amounts of +material property are [the] politically relevant members of society"_ and +exists _"precisely to preserve the property relationships of the developing +capitalist market economy, not to disturb them."_ For the majority, the non- +propertied, they expressed _"tacit consent"_ to be ruled by the few by +_"choosing to remain within the one's country of birth when reaching +adulthood."_ [**The Problem of Political Obligation**, p. 141, p. 71, p. 78 +and p. 73] + +Thus anarchism is at odds with what can be called the pro-capitalist liberal +tradition which, flowing from Locke, builds upon his rationales for hierarchy. +As David Ellerman notes, _"there is a whole liberal tradition of apologising +for non-democratic government based on consent -- on a voluntary social +contract alienating governing rights to a sovereign."_ In economics, this is +reflected in their support for wage labour and the capitalist autocracy it +creates for the _"employment contract is the modern limited workplace +version"_ of such contracts. [**The Democratic Worker-Owned Firm**, p. 210] +This pro-capitalist liberalism essentially boils down to the liberty to pick a +master or, if you are among the lucky few, to become a master yourself. The +idea that freedom means self-determination for all at all times is alien to +it. Rather it is based on the idea of "self-ownership," that you "own" +yourself and your rights. Consequently, you can sell (alienate) your rights +and liberty on the market. As we discuss in [section B.4](secB4.html), in +practice this means that most people are subject to autocratic rule for most +of their waking hours (whether in work or in marriage). + +The modern equivalent of classical liberalism is the right-wing "libertarian" +tradition associated with Milton Friedman, Robert Nozick, von Hayek and so +forth. As they aim to reduce the state to simply the defender to private +property and enforcer of the hierarchies that social institution creates, they +can by no stretch of the imagination be considered near anarchism. What is +called "liberalism" in, say, the United States is a more democratic liberal +tradition and has, like anarchism, little in common with the shrill pro- +capitalist defenders of the minimum state. While they may (sometimes) be happy +to denounce the state's attacks on individual liberty, they are more than +happy to defend the "freedom" of the property owner to impose exactly the same +restrictions on those who use their land or capital. + +Given that feudalism combined ownership and rulership, that the governance of +people living on land was an attribute of the ownership of that land, it would +be no exaggeration to say that the right-wing "libertarian" tradition is +simply its modern (voluntary) form. It is no more libertarian than the feudal +lords who combated the powers of the King in order to protect their power over +their own land and serfs. As Chomsky notes, _"the 'libertarian' doctrines that +are fashionable in the US and UK particularly . . . seem to me to reduce to +advocacy of one or another form of illegitimate authority, quite often real +tyranny."_ [**Marxism, Anarchism, and Alternative Futures**, p. 777] Moreover, +as Benjamin Tucker noted with regards their predecessors, while they are happy +to attack any state regulation which benefits the many or limits their power, +they are silent on the laws (and regulations and "rights") which benefit the +few. + +However there is another liberal tradition, one which is essentially pre- +capitalist which has more in common with the aspirations of anarchism. As +Chomsky put it: + +> _ "These ideas [of anarchism] grow out the Enlightenment; their roots are in +Rousseau's **Discourse on Inequality**, Humbolt's **The Limits of State +Action**, Kant's insistence, in his defence of the French Revolution, that +freedom is the precondition for acquiring the maturity for freedom, not a gift +to be granted when such maturity is achieved . . . With the development of +industrial capitalism, a new and unanticipated system of injustice, it is +libertarian socialism that has preserved and extended the radical humanist +message of the Enlightenment and the classical liberal ideals that were +perverted into an ideology to sustain the emerging social order. In fact, on +the very same assumptions that led classical liberalism to oppose the +intervention of the state in social life, capitalist social relations are also +intolerable. This is clear, for example, from the classic work of [Wilhelm +von] Humboldt, **The Limits of State Action**, which anticipated and perhaps +inspired [John Stuart] Mill . . . This classic of liberal thought, completed +in 1792, is in its essence profoundly, though prematurely, anticapitalist. Its +ideas must be attenuated beyond recognition to be transmuted into an ideology +of industrial capitalism."_ [_"Notes on Anarchism"_, **For Reasons of State**, +p. 156] + +Chomsky discusses this in more detail in his essay _"Language and Freedom"_ +(contained in both **Reason of State** and **The Chomsky Reader**). As well as +Humbolt and Mill, such "pre-capitalist" liberals would include such radicals +as Thomas Paine, who envisioned a society based on artisan and small farmers +(i.e. a pre-capitalist economy) with a rough level of social equality and, of +course, a minimal government. His ideas inspired working class radicals across +the world and, as E.P. Thompson reminds us, Paine's **Rights of Man** was _"a +foundation-text of the English [and Scottish] working-class movement."_ While +his ideas on government are _"close to a theory of anarchism,"_ his reform +proposals _"set a source towards the social legislation of the twentieth +century."_ [**The Making of the English Working Class**, p. 99, p. 101 and p. +102] His combination of concern for liberty and social justice places him +close to anarchism. + +Then there is Adam Smith. While the right (particularly elements of the +"libertarian" right) claim him as a classic liberal, his ideas are more +complex than that. For example, as Noam Chomsky points out, Smith advocated +the free market because _"it would lead to perfect equality, equality of +condition, not just equality of opportunity."_ [**Class Warfare**, p. 124] As +Smith himself put it, _"in a society where things were left to follow their +natural course, where there is perfect liberty"_ it would mean that +_"advantages would soon return to the level of other employments"_ and so +_"the different employments of labour and stock must . . . be either perfectly +equal or continually tending to equality."_ Nor did he oppose state +intervention or state aid for the working classes. For example, he advocated +public education to counter the negative effects of the division of labour. +Moreover, he was against state intervention because whenever _"a legislature +attempts to regulate differences between masters and their workmen, its +counsellors are always the masters. When regulation, therefore, is in favour +of the workmen, it is always just and equitable; but it is otherwise when in +favour of the masters."_ He notes how _"the law"_ would _"punish"_ workers' +combinations _"very severely"_ while ignoring the masters' combinations (_"if +it dealt impartially, it would treat the masters in the same manner"_). [**The +Wealth of Nations**, p. 88 and p. 129] Thus state intervention was to be +opposed in general because the state was run by the few for the few, which +would make state intervention benefit the few, not the many. It is doubtful +Smith would have left his ideas on laissez-faire unchanged if he had lived to +see the development of corporate capitalism. It is this critical edge of +Smith's work are conveniently ignored by those claiming him for the classical +liberal tradition. + +Smith, argues Chomsky, was _"a pre-capitalist and anti-capitalist person with +roots in the Enlightenment."_ Yes, he argues, _"the classical liberals, the +[Thomas] Jeffersons and the Smiths, were opposing the concentrations of power +that they saw around them . . . They didn't see other forms of concentration +of power which only developed later. When they did see them, they didn't like +them. Jefferson was a good example. He was strongly opposed to the +concentrations of power that he saw developing, and warned that the banking +institutions and the industrial corporations which were barely coming into +existence in his day would destroy the achievements of the Revolution."_ +[**Op. Cit.**, p. 125] + +As Murray Bookchin notes, Jefferson _"is most clearly identified in the early +history of the United States with the political demands and interests of the +independent farmer-proprietor."_ [**The Third Revolution**, vol. 1, pp. 188-9] +In other words, with pre-capitalist economic forms. We also find Jefferson +contrasting the _"aristocrats"_ and the _"democrats."_ The former are _"those +who fear and distrust the people, and wish to draw all powers from them into +the hands of the higher classes."_ The democrats _"identify with the people, +have confidence in them, cherish and consider them as the honest & safe . . . +depository of the public interest,"_ if not always _"the most wise."_ [quoted +by Chomsky, **Powers and Prospects**, p. 88] As Chomsky notes, the +_"aristocrats"_ were _"the advocates of the rising capitalist state, which +Jefferson regarded with dismay, recognising the obvious contradiction between +democracy and the capitalism."_ [**Op. Cit.**, p. 88] Claudio J. Katz's essay +on _"Thomas Jefferson's Liberal Anticapitalism"_ usefully explores these +issues. [**American Journal of Political Science**, vol. 47, No. 1 (Jan, +2003), pp. 1-17] + +Jefferson even went so far as to argue that _"a little rebellion now and then +is a good thing . . . It is a medicine necessary for the sound health of +government . . . The tree of liberty must be refreshed from time to time with +the blood of patriots and tyrants."_ [quoted by Howard Zinn, **A People's +History of the United States**, p. 94] However, his libertarian credentials +are damaged by him being both a President of the United States and a slave +owner but compared to the other "founding fathers" of the American state, his +liberalism is of a democratic form. As Chomsky reminds us, _"all the Founding +Fathers hated democracy -- Thomas Jefferson was a partial exception, but only +partial."_ The American state, as a classical liberal state, was designed (to +quote James Madison) _"to protect the minority of the opulent from the +majority."_ Or, to repeat John Jay's principle, the _"people who own the +country ought to govern it."_ [**Understanding Power**, p. 315] If American is +a (formally) democracy rather than an oligarchy, it is in spite of rather than +because of classical liberalism. + +Then there is John Stuart Mill who recognised the fundamental contradiction in +classical liberalism. How can an ideology which proclaims itself for +individual liberty support institutions which systematically nullify that +liberty in practice? For this reason Mill attacked patriarchal marriage, +arguing that marriage must be a voluntary association between equals, with +_"sympathy in equality . . . living together in love, without power on one +side or obedience on the other."_ Rejecting the idea that there had to be _"an +absolute master"_ in any association, he pointed out that in _"partnership in +business . . . it is not found or thought necessary to enact that in every +partnership, one partner shall have entire control over the concern, and the +others shall be bound to obey his rule."_ [_"The Subjection of Women,"_ quoted +by Susan L. Brown, **The Politics of Individualism**, pp. 45-6] + +Yet his own example showed the flaw in liberal support for capitalism, for the +employee **_is_** subject to a relationship in which power accrues to one +party and obedience to another. Unsurprisingly, therefore, he argued that the +_"form of association . . . which is mankind continue to improve, must be +expected in the end to predominate, is not that which can exist between a +capitalist as chief, and workpeople without a voice in management, but the +association of the labourers themselves on terms of equality, collectively +owning the capital . . . and working under managers elected and removable by +themselves."_ [**The Principles of Political Economy**, p. 147] Autocratic +management during working hours is hardly compatible with Mill's maxim that +_"[o]ver himself, over his own body and mind, the individual is sovereign."_ +Mill's opposition to centralised government and wage slavery brought his ideas +closer to anarchism than most liberals, as did his comment that the _"social +principle of the future"_ was _"how to unite the greatest individual liberty +of action with a common ownership in the raw materials of the globe, and equal +participation of all in the benefits of combined labour."_ [quoted by Peter +Marshall, **Demanding the Impossible**, p. 164] His defence of individuality, +**On Liberty**, is a classic, if flawed, work and his analysis of socialist +tendencies (_"Chapters on Socialism"_) is worth reading for its evaluation of +their pros and cons from a (democratic) liberal perspective. + +Like Proudhon, Mill was a forerunner of modern-day market socialism and a firm +supporter of decentralisation and social participation. This, argues Chomsky, +is unsurprising for pre-capitalist classical liberal thought _"is opposed to +state intervention in social life, as a consequence of deeper assumptions +about the human need for liberty, diversity, and free association. On the same +assumptions, capitalist relations of production, wage labour, competitiveness, +the ideology of 'possessive individualism' -- all must be regarded as +fundamentally antihuman. Libertarian socialism is properly to be regarded as +the inheritor of the liberal ideals of the Enlightenment."_ [_"Notes on +Anarchism"_, **Op. Cit.**, p. 157] + +Thus anarchism shares commonality with pre-capitalist and democratic liberal +forms. The hopes of these liberals were shattered with the development of +capitalism. To quote Rudolf Rocker's analysis: + +> _"Liberalism and Democracy were pre-eminently political concepts, and since +the great majority of the original adherents of both maintained the right of +ownership in the old sense, these had to renounce them both when economic +development took a course which could not be practically reconciled with the +original principles of Democracy, and still less with those of Liberalism. +Democracy, with its motto of 'all citizens equal before the law,' and +Liberalism with its 'right of man over his own person,' both shipwrecked on +the realities of the capitalist economic form. So long as millions of human +beings in every country had to sell their labour-power to a small minority of +owners, and to sink into the most wretched misery if they could find no +buyers, the so-called 'equality before the law' remains merely a pious fraud, +since the laws are made by those who find themselves in possession of the +social wealth. But in the same way there can also be no talk of a 'right over +one's own person,' for that right ends when one is compelled to submit to the +economic dictation of another if he does not want to starve."_ [**Anarcho- +Syndicalism**, p. 10] + +## A.4.3 Are there any socialist thinkers close to anarchism? + +Anarchism developed in response to the development of capitalism and it is in +the non-anarchist socialist tradition which anarchism finds most fellow +travellers. + +The earliest British socialists (the so-called Ricardian Socialists) following +in the wake of Robert Owen held ideas which were similar to those of +anarchists. For example, Thomas Hodgskin expounded ideas similar to Proudhon's +mutualism while William Thompson developed a non-state, communal form of +socialism based on _"communities of mutual co-operative"_ which had +similarities to anarcho-communism (Thompson had been a mutualist before +becoming a communist in light of the problems even a non-capitalist market +would have). John Francis Bray is also of interest, as is the radical +agrarianist Thomas Spence who developed a communal form of land-based +socialism which expounded many ideas usually associated with anarchism (see +_"The Agrarian Socialism of Thomas Spence"_ by Brian Morris in his book +**Ecology and Anarchism**). Moreover, the early British trade union movement +_"developed, stage by stage, a theory of syndicalism"_ 40 years before Bakunin +and the libertarian wing of the First International did. [E.P. Thompson, **The +Making of the English Working Class**, p. 912] Noel Thompson's **The Real +Rights of Man** is a good summary of all these thinkers and movements, as is +E.P. Thompson's classic social history of working class life (and politics) of +this period, **The Making of the English Working Class**. + +Libertarian ideas did not die out in Britain in the 1840s. There was also the +quasi-syndicalists of the Guild Socialists of the 1910s and 1920s who +advocated a decentralised communal system with workers' control of industry. +G.D.H. Cole's **Guild Socialism Restated** is the most famous work of this +school, which also included author's S.G. Hobson and A.R. Orage (Geoffrey +Osteregaard's **The Tradition of Workers' Control** provides an good summary +of the ideas of Guild Socialism). Bertrand Russell, another supporter of Guild +Socialism, was attracted to anarchist ideas and wrote an extremely informed +and thoughtful discussion of anarchism, syndicalism and Marxism in his classic +book **Roads to Freedom**. + +While Russell was pessimistic about the possibility of anarchism in the near +future, he felt it was _"the ultimate idea to which society should +approximate."_ As a Guild Socialist, he took it for granted that there could +_"be no real freedom or democracy until the men who do the work in a business +also control its management."_ His vision of a good society is one any +anarchist would support: _"a world in which the creative spirit is alive, in +which life is an adventure full of joy and hope, based upon the impulse to +construct than upon the desire to retain what we possess or to seize what is +possessed by others. It must be a world in which affection has free play, in +which love is purged of the instinct for domination, in which cruelty and envy +have been dispelled by happiness and the unfettered development of all the +instincts that build up life and fill it with mental delights."_ [quoted by +Noam Chomsky, **Problems of Knowledge and Freedom**, pp. 59-60, p. 61 and p. +x] An informed and interesting writer on many subjects, his thought and social +activism has influenced many other thinkers, including Noam Chomsky (whose +**Problems of Knowledge and Freedom** is a wide ranging discussion on some of +the topics Russell addressed). + +Another important British libertarian socialist thinker and activist was +William Morris. Morris, a friend of Kropotkin, was active in the **Socialist +League** and led its anti-parliamentarian wing. While stressing he was not an +anarchist, there is little real difference between the ideas of Morris and +most anarcho-communists (Morris said he was a communist and saw no need to +append "anarchist" to it as, for him, communism was democratic and +liberatory). A prominent member of the "Arts and Crafts" movement, Morris +argued for humanising work and it was, to quoted the title of one of his most +famous essays, as case of **Useful Work vrs Useless Toil**. His utopia novel +**News from Nowhere** paints a compelling vision of a libertarian communist +society where industrialisation has been replaced with a communal craft-based +economy. It is a utopia which has long appealed to most social anarchists. For +a discussion of Morris' ideas, placed in the context of his famous utopia, see +**William Morris and News from Nowhere: A Vision for Our Time** (Stephen +Coleman and Paddy O'Sullivan (eds.)) + +Also of note is the Greek thinker Cornelius Castoriadis. Originally a +Trotskyist, Castoriadis evaluation of Trotsky's deeply flawed analysis of +Stalinist Russia as a degenerated workers' state lead him to reject first +Leninism and then Marxism itself. This led him to libertarian conclusions, +seeing the key issue not who owns the means of production but rather +hierarchy. Thus the class struggle was between those with power and those +subject to it. This led him to reject Marxist economics as its value analysis +abstracted from (i.e. ignored!) the class struggle at the heart of production +(Autonomist Marxism rejects this interpretation of Marx, but they are the only +Marxists who do). Castoriadis, like social anarchists, saw the future society +as one based on radical autonomy, generalised self-management and workers' +councils organised from the bottom up. His three volume collected works +(**Political and Social Writings**) are essential reading for anyone +interested in libertarian socialist politics and a radical critique of +Marxism. + +Special mention should also be made of Maurice Brinton, who, as well as +translating many works by Castoriadis, was a significant libertarian socialist +thinker and activist as well. An ex-Trotskyist like Castoriadis, Brinton +carved out a political space for a revolutionary libertarian socialism, +opposed to the bureaucratic reformism of Labour as well as the police-state +"socialism" of Stalinism and the authoritarianism of the Leninism which +produced it. He produced numerous key pamphlets which shaped the thinking of a +generation of anarchists and other libertarian socialists. These included +**Paris: May 1968**, his brilliant eyewitness account of the near-revolution +in France, the essential **The Bolsheviks and Workers' Control** in which he +exposed Lenin's hostility to workers' self-management, and **The Irrational in +Politics**, a restatement and development of the early work of Wilhelm Reich. +These and many more articles have been collected in the book **For Workers' +Power: The Selected Writings of Maurice Brinton**, edited by David Goodway. + +The American radical historian Howard Zinn has sometimes called himself an +anarchist and is well informed about the anarchist tradition (he wrote an +excellent introductory essay on _"Anarchism"_ for a US edition of a Herbert +Read book) . As well as his classic **A People's History of the United +States**, his writings of civil disobedience and non-violent direct action are +essential. An excellent collection of essays by this libertarian socialist +scholar has been produced under the title **The Zinn Reader**. Another notable +libertarian socialists close to anarchism are Edward Carpenter (see, for +example, Sheila Rowbotham's **Edward Carpenter: Prophet of the New Life**) and +Simone Weil (**Oppression and Liberty**) + +It would also be worthwhile to mention those market socialists who, like +anarchists, base their socialism on workers' self-management. Rejecting +central planning, they have turned back to the ideas of industrial democracy +and market socialism advocated by the likes of Proudhon (although, coming from +a Marxist background, they generally fail to mention the link which their +central-planning foes stress). Allan Engler (in **Apostles of Greed**) and +David Schweickart (in **Against Capitalism** and **After Capitalism**) have +provided useful critiques of capitalism and presented a vision of socialism +rooted in co-operatively organised workplaces. While retaining an element of +government and state in their political ideas, these socialists have placed +economic self-management at the heart of their economic vision and, +consequently, are closer to anarchism than most socialists. + +## A.4.4 Are there any Marxist thinkers close to anarchism? + +None of the libertarian socialists we highlighted in the last section were +Marxists. This is unsurprising as most forms of Marxism are authoritarian. +However, this is not the case for all schools of Marxism. There are important +sub-branches of Marxism which shares the anarchist vision of a self-managed +society. These include Council Communism, Situationism and Autonomism. Perhaps +significantly, these few Marxist tendencies which are closest to anarchism +are, like the branches of anarchism itself, not named after individuals. We +will discuss each in turn. + +Council Communism was born in the German Revolution of 1919 when Marxists +inspired by the example of the Russian soviets and disgusted by the +centralism, opportunism and betrayal of the mainstream Marxist social- +democrats, drew similar anti-parliamentarian, direct actionist and +decentralised conclusions to those held by anarchists since Bakunin. Like +Marx's libertarian opponent in the First International, they argued that a +federation of workers' councils would form the basis of a socialist society +and, consequently, saw the need to build militant workplace organisations to +promote their formation. Lenin attacked these movements and their advocates in +his diatribe **Left-wing Communism: An Infantile Disorder**, which council +communist Herman Gorter demolished in his **An Open Letter to Comrade Lenin**. +By 1921, the council communists broke with the Bolshevism that had already +effectively expelled them from both the national Communist Parties and the +Communist International. + +Like the anarchists, they argued that Russia was a state-capitalist party +dictatorship and had nothing to be with socialism. And, again like anarchists, +the council communists argue that the process of building a new society, like +the revolution itself, is either the work of the people themselves or doomed +from the start. As with the anarchists, they too saw the Bolshevik take-over +of the soviets (like that of the trade unions) as subverting the revolution +and beginning the restoration of oppression and exploitation. + +To discover more about council communism, the works of Paul Mattick are +essential reading. While best known as a writer on Marxist economic theory in +such works as **Marx and Keynes**, **Economic Crisis and Crisis Theory** and +**Economics, Politics and the Age of Inflation**, Mattick had been a council +communist since the German revolution of 1919/1920. His books **Anti-Bolshevik +Communism** and **Marxism: The Last Refuge of the Bourgeoisie?** are excellent +introductions to his political ideas. Also essential reading is Anton +Pannekeok's works. His classic **Workers' Councils** explains council +communism from first principles while his **Lenin as Philosopher** dissects +Lenin's claims to being a Marxist (Serge Bricianer, **Pannekoek and the +Workers' Councils** is the best study of the development of Panekoek's ideas). +In the UK, the militant suffragette Sylvia Pankhurst became a council +communist under the impact of the Russian Revolution and, along with +anarchists like Guy Aldred, led the opposition to the importation of Leninism +into the communist movement there (see Mark Shipway's **Anti-Parliamentary +Communism: The Movement for Workers Councils in Britain, 1917-45** for more +details of libertarian communism in the UK). Otto Ruhle and Karl Korsch are +also important thinkers in this tradition. + +Building upon the ideas of council communism, the Situationists developed +their ideas in important new directions. Working in the late 1950s and 1960s, +they combined council communist ideas with surrealism and other forms of +radical art to produce an impressive critique of post-war capitalism. Unlike +Castoriadis, whose ideas influenced them, the Situationists continued to view +themselves as Marxists, developing Marx's critique of capitalist economy into +a critique of capitalist society as alienation had shifted from being located +in capitalist production into everyday life. They coined the expression +**_"The Spectacle"_** to describe a social system in which people become +alienated from their own lives and played the role of an audience, of +spectators. Thus capitalism had turned being into having and now, with the +spectacle, it turned having into appearing. They argued that we could not wait +for a distant revolution, but rather should liberate ourselves in the here and +now, creating events (_"situations"_) which would disrupt the ordinary and +normal to jolt people out of their allotted roles within society. A social +revolution based on sovereign rank and file assemblies and self-managed +councils would be the ultimate "situation" and the aim of all Situationists. + +While critical of anarchism, the differences between the two theories are +relatively minor and the impact of the Situationists on anarchism cannot be +underestimated. Many anarchists embraced their critique of modern capitalist +society, their subversion of modern art and culture for revolutionary purposes +and call for revolutionising everyday life. Ironically, while Situationism +viewed itself as an attempt to transcend tradition forms of Marxism and +anarchism, it essentially became subsumed by anarchism. The classic works of +situationism are Guy Debord's **Society of the Spectacle** and Raoul +Veneigem's **The Revolution of Everyday Life**. The **Situationist +International Anthology** (edited by Ken Knabb) is essential reading for any +budding Situationists, as is Knabb's own **Public Secrets**. + +Lastly there is Autonomist Marxism. Drawing on the works of the council +communism, Castoriadis, situationism and others, it places the class struggle +at the heart of its analysis of capitalism. It initially developed in Italy +during the 1960s and has many currents, some closer to anarchism than others. +While the most famous thinker in the Autonomist tradition is probably Antonio +Negri (who coined the wonderful phrase _"money has only one face, that of the +boss"_ in **Marx Beyond Marx**) his ideas are more within traditional Marxist. +For an Autonomist whose ideas are closer to anarchism, we need to turn to the +US thinker and activist who has written the one of the best summaries of +Kropotkin's ideas in which he usefully indicates the similarities between +anarcho-communism and Autonomist Marxism (_"Kropotkin, Self-valorisation and +the Crisis of Marxism,"_ **Anarchist Studies**, vol. 2, no. 3). His book +**Reading Capital Politically** is an essential text for understanding +Autonomism and its history. + +For Cleaver, _"autonomist Marxism"_ as generic name for a variety of +movements, politics and thinkers who have emphasised the autonomous power of +workers -- autonomous from capital, obviously, but also from their official +organisations (e.g. the trade unions, the political parties) and, moreover, +the power of particular groups of working class people to act autonomously +from other groups (e.g. women from men). By _"autonomy"_ it is meant the +ability of working class people to define their own interests and to struggle +for them and, critically, to go beyond mere reaction to exploitation and to +take the offensive in ways that shape the class struggle and define the +future. Thus they place working class power at the centre of their thinking +about capitalism, how it develops and its dynamics as well as in the class +conflicts within it. This is not limited to just the workplace and just as +workers resist the imposition of work inside the factory or office, via +slowdowns, strikes and sabotage, so too do the non-waged resist the reduction +of their lives to work. For Autonomists, the creation of communism is not +something that comes later but is something which is repeatedly created by +current developments of new forms of working class self-activity. + +The similarities with social anarchism are obvious. Which probably explains +why Autonomists spend so much time analysing and quoting Marx to justify their +ideas for otherwise other Marxists will follow Lenin's lead on the council +communists and label them anarchists and ignore them! For anarchists, all this +Marx quoting seems amusing. Ultimately, if Marx really was an Autonomist +Marxist then why do Autonomists have to spend so much time re-constructing +what Marx "really" meant? Why did he not just say it clearly to begin with? +Similarly, why root out (sometimes obscure) quotes and (sometimes passing) +comments from Marx to justify your insights? Does something stop being true if +Marx did not mention it first? Whatever the insights of Autonomism its Marxism +will drag it backwards by rooting its politics in the texts of two long dead +Germans. Like the surreal debate between Trotsky and Stalin in the 1920s over +_"Socialism in One Country"_ conducted by means of Lenin quotes, all that will +be proved is not whether a given idea is right but simply that the mutually +agreed authority figure (Lenin or Marx) may have held it. Thus anarchists +suggest that Autonomists practice some autonomy when it comes to Marx and +Engels. + +Other libertarian Marxists close to anarchism include Erich Fromm and Wilhelm +Reich. Both tried to combine Marx with Freud to produce a radical analysis of +capitalism and the personality disorders it causes. Erich Fromm, in such books +as **The Fear of Freedom**, **Man for Himself**, **The Sane Society** and **To +Have or To Be?** developed a powerful and insightful analysis of capitalism +which discussed how it shaped the individual and built psychological barriers +to freedom and authentic living. His works discuss many important topics, +including ethics, the authoritarian personality (what causes it and how to +change it), alienation, freedom, individualism and what a good society would +be like. + +Fromm's analysis of capitalism and the _"having"_ mode of life are incredibly +insightful, especially in context with today's consumerism. For Fromm, the way +we live, work and organise together influence how we develop, our health +(mental and physical), our happiness more than we suspect. He questions the +sanity of a society which covets property over humanity and adheres to +theories of submission and domination rather than self-determination and self- +actualisation. His scathing indictment of modern capitalism shows that it is +the main source of the isolation and alienation prevalent in today. +Alienation, for Fromm, is at the heart of the system (whether private or state +capitalism). We are happy to the extent that we realise ourselves and for this +to occur our society must value the human over the inanimate (property). + +Fromm rooted his ideas in a humanistic interpretation of Marx, rejecting +Leninism and Stalinism as an authoritarian corruption of his ideas (_"the +destruction of socialism . . . began with Lenin."_). Moreover, he stressed the +need for a decentralised and libertarian form of socialism, arguing that the +anarchists had been right to question Marx's preferences for states and +centralisation. As he put it, the _"errors of Marx and Engels . . . [and] +their centralistic orientation, were due to the fact they were much more +rooted in the middle-class tradition of the eighteenth and nineteenth +centuries, both psychologically and intellectually, than men like Fourier, +Owen, Proudhon and Kropotkin."_ As the _"contradiction"_ in Marx between _"the +principles of centralisation and decentralisation,"_ for Fromm _"Marx and +Engels were much more 'bourgeois' thinkers than were men like Proudhon, +Bakunin, Kropotkin and Landauer. Paradoxical as it sounds, the Leninist +development of Socialism represented a regression to the bourgeois concepts of +the state and of political power, rather than the new socialist concept as it +was expressed so much clearer by Owen, Proudhon and others."_ [**The Sane +Society**, p. 265, p. 267 and p. 259] Fromm's Marxism, therefore, was +fundamentally of a libertarian and humanist type and his insights of profound +importance for anyone interested in changing society for the better. + +Wilheim Reich, like Fromm, set out to elaborate a social psychology based on +both Marxism and psychoanalysis. For Reich, sexual repression led to people +amenable to authoritarianism and happy to subject themselves to authoritarian +regimes. While he famously analysed Nazism in this way (in **The Mass +Psychology of Fascism**, his insights also apply to other societies and +movements (it is no co-incidence, for example, that the religious right in +America oppose pre-martial sex and use scare tactics to get teenagers to +associate it with disease, dirt and guilt). + +His argument is that due to sexual repression we develop what he called +_"character armour"_ which internalises our oppressions and ensures that we +can function in a hierarchical society. This social conditioning is produced +by the patriarchal family and its net results is a powerful reinforcement and +perpetuation of the dominant ideology and the mass production of individuals +with obedience built into them, individuals ready to accept the authority of +teacher, priest, employer and politician as well as to endorse the prevailing +social structure. This explains how individuals and groups can support +movements and institutions which exploit or oppress them. In other words, act +think, feel and act against themselves and, moreover, can internalise their +own oppression to such a degree that they may even seek to defend their +subordinate position. + +Thus, for Reich, sexual repression produces an individual who is adjusted to +the authoritarian order and who will submit to it in spite of all misery and +degradation it causes them. The net result is fear of freedom, and a +conservative, reactionary mentality. Sexual repression aids political power, +not only through the process which makes the mass individual passive and +unpolitical, but also by creating in their character structure an interest in +actively supporting the authoritarian order. + +While his uni-dimensional focus on sex is misplaced, his analysis of how we +internalise our oppression in order to survive under hierarchy is important +for understanding why so many of the most oppressed people seem to love their +social position and those who rule over them. By understanding this collective +character structure and how it forms also provides humanity with new means of +transcending such obstacles to social change. Only an awareness of how +people's character structure prevents them from becoming aware of their real +interests can it be combated and social self-emancipation assured. + +Maurice Brinton's **The Irrational in Politics** is an excellent short +introduction to Reich's ideas which links their insights to libertarian +socialism. + diff --git a/markdown/secA5.md b/markdown/secA5.md new file mode 100644 index 0000000000000000000000000000000000000000..91046b5448061142d83e5ba5a8215a4e498f77c3 --- /dev/null +++ b/markdown/secA5.md @@ -0,0 +1,2370 @@ +# A.5 What are some examples of "Anarchy in Action"? + +Anarchism, more than anything else, is about the efforts of millions of +revolutionaries changing the world in the last two centuries. Here we will +discuss some of the high points of this movement, all of them of a profoundly +anti-capitalist nature. + +Anarchism **is** about radically changing the world, not just making the +present system less inhuman by encouraging the anarchistic tendencies within +it to grow and develop. While no purely anarchist revolution has taken place +yet, there have been numerous ones with a highly anarchist character and level +of participation. And while these have **all** been destroyed, in each case it +has been at the hands of outside force brought against them (backed either by +Communists or Capitalists), not because of any internal problems in anarchism +itself. These revolutions, despite their failure to survive in the face of +overwhelming force, have been both an inspiration for anarchists and proof +that anarchism is a viable social theory and can be practised on a large +scale. + +What these revolutions share is the fact they are, to use Proudhon's term, a +**_"revolution from below"_** \-- they were examples of _"collective activity, +of popular spontaneity."_ It is only a transformation of society from the +bottom up by the action of the oppressed themselves that can create a free +society. As Proudhon asked, _"[w]hat serious and lasting Revolution was not +made **from below,** by the people?"_ For this reason an anarchist is a +_"revolutionary **from below.**"_ Thus the social revolutions and mass +movements we discuss in this section are examples of popular self-activity and +self-liberation (as Proudhon put it in 1848, _"the proletariat must emancipate +itself"_). [quoted by George Woodcock, **Pierre-Joseph Proudhon: A +Biography**, p. 143 and p. 125] All anarchists echo Proudhon's idea of +revolutionary change from below, the creation of a new society by the actions +of the oppressed themselves. Bakunin, for example, argued that anarchists are +_"foes . . . of all State organisations as such, and believe that the people +can only be happy and free, when, organised from below by means of its own +autonomous and completely free associations, without the supervision of any +guardians, it will create its own life."_ [**Marxism, Freedom and the State**, +p. 63] In [section J.7](secJ7.html) we discuss what anarchists think a social +revolution is and what it involves. + +Many of these revolutions and revolutionary movements are relatively unknown +to non-anarchists. Most people will have heard of the Russian revolution but +few will know of the popular movements which were its life-blood before the +Bolsheviks seized power or the role that the anarchists played in it. Few will +have heard of the Paris Commune, the Italian factory occupations or the +Spanish collectives. This is unsurprising for, as Hebert Read notes, history +_"is of two kinds -- a record of events that take place publicly, that make +the headlines in the newspapers and get embodied in official records -- we +might call this overground history"_ but _"taking place at the same time, +preparing for these public events, anticipating them, is another kind of +history, that is not embodied in official records, an invisible underground +history."_ [quoted by William R. McKercher, **Freedom and Authority**, p. 155] +Almost by definition, popular movements and revolts are part of _"underground +history"_, the social history which gets ignored in favour of elite history, +the accounts of the kings, queens, politicians and wealthy whose fame is the +product of the crushing of the many. + +This means our examples of "anarchy in action" are part of what the Russian +anarchist Voline called _"The Unknown Revolution."_ Voline used that +expression as the title of his classic account of the Russian revolution he +was an active participant of. He used it to refer to the rarely acknowledged +independent, creative actions of the people themselves. As Voline put it, _"it +is not known how to study a revolution"_ and most historians _"mistrust and +ignore those developments which occur silently in the depths of the revolution +. . . at best, they accord them a few words in passing . . . [Yet] it is +precisely these hidden facts which are important, and which throw a true light +on the events under consideration and on the period."_ [**The Unknown +Revolution**, p. 19] Anarchism, based as it is on revolution from below, has +contributed considerably to both the **_"underground history"_** and the +**_"unknown revolution"_** of the past few centuries and this section of the +FAQ will shed some light on its achievements. + +It is important to point out that these examples are of wide-scale social +experiments and do not imply that we ignore the undercurrent of anarchist +practice which exists in everyday life, even under capitalism. Both Peter +Kropotkin (in **Mutual Aid**) and Colin Ward (in **Anarchy in Action**) have +documented the many ways in which ordinary people, usually unaware of +anarchism, have worked together as equals to meet their common interests. As +Colin Ward argues, _"an anarchist society, a society which organises itself +without authority, is always in existence, like a seed beneath the snow, +buried under the weight of the state and its bureaucracy, capitalism and its +waste, privilege and its injustices, nationalism and its suicidal loyalties, +religious differences and their superstitious separatism."_ [**Anarchy in +Action**, p. 14] + +Anarchism is not only about a future society, it is also about the social +struggle happening today. It is not a condition but a process, which we create +by our self-activity and self-liberation. + +By the 1960's, however, many commentators were writing off the anarchist +movement as a thing of the past. Not only had fascism finished off European +anarchist movements in the years before and during the war, but in the post- +war period these movements were prevented from recovering by the capitalist +West on one hand and the Leninist East on the other. Over the same period of +time, anarchism had been repressed in the US, Latin America, China, Korea +(where a social revolution with anarchist content was put down before the +Korean War), and Japan. Even in the one or two countries that escaped the +worst of the repression, the combination of the Cold War and international +isolation saw libertarian unions like the Swedish SAC become reformist. + +But the 60's were a decade of new struggle, and all over the world the 'New +Left' looked to anarchism as well as elsewhere for its ideas. Many of the +prominent figures of the massive explosion of May 1968 in France considered +themselves anarchists. Although these movements themselves degenerated, those +coming out of them kept the idea alive and began to construct new movements. +The death of Franco in 1975 saw a massive rebirth of anarchism in Spain, with +up to 500,000 people attending the CNT's first post-Franco rally. The return +to a limited democracy in some South American countries in the late 70's and +80's saw a growth in anarchism there. Finally, in the late 80's it was +anarchists who struck the first blows against the Leninist USSR, with the +first protest march since 1928 being held in Moscow by anarchists in 1987. + +Today the anarchist movement, although still weak, organises tens of thousands +of revolutionaries in many countries. Spain, Sweden and Italy all have +libertarian union movements organising some 250,000 between them. Most other +European countries have several thousand active anarchists. Anarchist groups +have appeared for the first time in other countries, including Nigeria and +Turkey. In South America the movement has recovered massively. A contact sheet +circulated by the Venezuelan anarchist group **Corrio A** lists over 100 +organisations in just about every country. + +Perhaps the recovery is slowest in North America, but there, too, all the +libertarian organisations seem to be undergoing significant growth. As this +growth accelerates, many more examples of anarchy in action will be created +and more and more people will take part in anarchist organisations and +activities, making this part of the FAQ less and less important. + +However, it is essential to highlight mass examples of anarchism working on a +large scale in order to avoid the specious accusation of "utopianism." As +history is written by the winners, these examples of anarchy in action are +often hidden from view in obscure books. Rarely are they mentioned in the +schools and universities (or if mentioned, they are distorted). Needless to +say, the few examples we give are just that, a few. + +Anarchism has a long history in many countries, and we cannot attempt to +document every example, just those we consider to be important. We are also +sorry if the examples seem Eurocentric. We have, due to space and time +considerations, had to ignore the syndicalist revolt (1910 to 1914) and the +shop steward movement (1917-21) in Britain, Germany (1919-21), Portugal +(1974), the Mexican revolution, anarchists in the Cuban revolution, the +struggle in Korea against Japanese (then US and Russian) imperialism during +and after the Second World War, Hungary (1956), the "the refusal of work" +revolt in the late 1960's (particularly in "the hot Autumn" in Italy, 1969), +the UK miner's strike (1984-85), the struggle against the Poll Tax in Britain +(1988-92), the strikes in France in 1986 and 1995, the Italian COBAS movement +in the 80's and 90's, the popular assemblies and self-managed occupied +workplaces during the Argentine revolt at the start of the 21st century and +numerous other major struggles that have involved anarchist ideas of self- +management (ideas that usually develop from the movement themselves, without +anarchists necessarily playing a major, or "leading", role). + +For anarchists, revolutions and mass struggles are **_"festivals of the +oppressed,"_** when ordinary people start to act for themselves and change +both themselves and the world. + +## A.5.1 The Paris Commune + +The Paris Commune of 1871 played an important role in the development of both +anarchist ideas and the movement. As Bakunin commented at the time, + +> _"revolutionary socialism [i.e. anarchism] has just attempted its first +striking and practical demonstration in the Paris Commune . . . [It] show[ed] +to all enslaved peoples (and are there any masses that are not slaves?) the +only road to emancipation and health; Paris inflict[ed] a mortal blow upon the +political traditions of bourgeois radicalism and [gave] a real basis to +revolutionary socialism."_ [**Bakunin on Anarchism**, pp. 263-4] + +The Paris Commune was created after France was defeated by Prussia in the +Franco-Prussian war. The French government tried to send in troops to regain +the Parisian National Guard's cannon to prevent it from falling into the hands +of the population. _"Learning that the Versailles soldiers were trying to +seize the cannon,"_ recounted participant Louise Michel, _"men and women of +Montmartre swarmed up the Butte in surprise manoeuvre. Those people who were +climbing up the Butte believed they would die, but they were prepared to pay +the price."_ The soldiers refused to fire on the jeering crowd and turned +their weapons on their officers. This was March 18th; the Commune had begun +and _"the people wakened . . . The eighteenth of March could have belonged to +the allies of kings, or to foreigners, or to the people. It was the +people's."_ [**Red Virgin: Memoirs of Louise Michel**, p. 64] + +In the free elections called by the Parisian National Guard, the citizens of +Paris elected a council made up of a majority of Jacobins and Republicans and +a minority of socialists (mostly Blanquists -- authoritarian socialists -- and +followers of the anarchist Proudhon). This council proclaimed Paris autonomous +and desired to recreate France as a confederation of communes (i.e. +communities). Within the Commune, the elected council people were recallable +and paid an average wage. In addition, they had to report back to the people +who had elected them and were subject to recall by electors if they did not +carry out their mandates. + +Why this development caught the imagination of anarchists is clear -- it has +strong similarities with anarchist ideas. In fact, the example of the Paris +Commune was in many ways similar to how Bakunin had predicted that a +revolution would have to occur -- a major city declaring itself autonomous, +organising itself, leading by example, and urging the rest of the planet to +follow it. (See _"Letter to Albert Richards"_ in **Bakunin on Anarchism**). +The Paris Commune began the process of creating a new society, one organised +from the bottom up. It was _"a blow for the decentralisation of political +power."_ [Voltairine de Cleyre, _"The Paris Commune,"_ **Anarchy! An Anthology +of Emma Goldman's Mother Earth**, p. 67] + +Many anarchists played a role within the Commune -- for example Louise Michel, +the Reclus brothers, and Eugene Varlin (the latter murdered in the repression +afterwards). As for the reforms initiated by the Commune, such as the re- +opening of workplaces as co-operatives, anarchists can see their ideas of +associated labour beginning to be realised. By May, 43 workplaces were co- +operatively run and the Louvre Museum was a munitions factory run by a +workers' council. Echoing Proudhon, a meeting of the Mechanics Union and the +Association of Metal Workers argued that _"our economic emancipation . . . can +only be obtained through the formation of workers' associations, which alone +can transform our position from that of wage earners to that of associates."_ +They instructed their delegates to the Commune's Commission on Labour +Organisation to support the following objectives: + +> _ "The abolition of the exploitation of man by man, the last vestige of +slavery; + +> + +> "The organisation of labour in mutual associations and inalienable +capital."_ + +In this way, they hoped to ensure that _"equality must not be an empty word"_ +in the Commune. [**The Paris Commune of 1871: The View from the Left**, Eugene +Schulkind (ed.), p. 164] The Engineers Union voted at a meeting on 23rd of +April that since the aim of the Commune should be _"economic emancipation"_ it +should _"organise labour through associations in which there would be joint +responsibility"_ in order _"to suppress the exploitation of man by man."_ +[quoted by Stewart Edwards, **The Paris Commune 1871**, pp. 263-4] + +As well as self-managed workers' associations, the Communards practised direct +democracy in a network popular clubs, popular organisations similar to the +directly democratic neighbourhood assemblies (_"sections"_) of the French +Revolution. _"People, govern yourselves through your public meetings, through +your press"_ proclaimed the newspaper of one Club. The commune was seen as an +expression of the assembled people, for (to quote another Club) _"Communal +power resides in each arrondissement [neighbourhood] wherever men are +assembled who have a horror of the yoke and of servitude."_ Little wonder that +Gustave Courbet, artist friend and follower of Proudhon, proclaimed Paris as +_"a true paradise . . . all social groups have established themselves as +federations and are masters of their own fate."_ [quoted by Martin Phillip +Johnson, **The Paradise of Association**, p. 5 and p. 6] + +In addition the Commune's _"Declaration to the French People"_ which echoed +many key anarchist ideas. It saw the _"political unity"_ of society as being +based on _"the voluntary association of all local initiatives, the free and +spontaneous concourse of all individual energies for the common aim, the well- +being, the liberty and the security of all."_ [quoted by Edwards, **Op. +Cit.**, p. 218] The new society envisioned by the communards was one based on +the _"absolute autonomy of the Commune . . . assuring to each its integral +rights and to each Frenchman the full exercise of his aptitudes, as a man, a +citizen and a labourer. The autonomy of the Commune will have for its limits +only the equal autonomy of all other communes adhering to the contract; their +association must ensure the liberty of France."_ [_"Declaration to the French +People"_, quoted by George Woodcock, **Pierre-Joseph Proudhon: A Biography**, +pp. 276-7] With its vision of a confederation of communes, Bakunin was correct +to assert that the Paris Commune was _"a bold, clearly formulated negation of +the State."_ [**Bakunin on Anarchism**, p. 264] + +Moreover, the Commune's ideas on federation obviously reflected the influence +of Proudhon on French radical ideas. Indeed, the Commune's vision of a +communal France based on a federation of delegates bound by imperative +mandates issued by their electors and subject to recall at any moment echoes +Proudhon's ideas (Proudhon had argued in favour of the _"implementation of the +binding mandate"_ in 1848 [**No Gods, No Masters**, p. 63] and for federation +of communes in his work **The Principle of Federation**). + +Thus both economically and politically the Paris Commune was heavily +influenced by anarchist ideas. Economically, the theory of associated +production expounded by Proudhon and Bakunin became consciously revolutionary +practice. Politically, in the Commune's call for federalism and autonomy, +anarchists see their _"future social organisation. . . [being] carried out +from the bottom up, by the free association or federation of workers, starting +with associations, then going into the communes, the regions, the nations, +and, finally, culminating in a great international and universal federation."_ +[Bakunin, **Op. Cit.**, p. 270] + +However, for anarchists the Commune did not go far enough. It did not abolish +the state within the Commune, as it had abolished it beyond it. The Communards +organised themselves _"in a Jacobin manner"_ (to use Bakunin's cutting term). +As Peter Kropotkin pointed out, while _"proclaiming the free Commune, the +people of Paris proclaimed an essential anarchist principle . . . they stopped +mid-course"_ and gave _"themselves a Communal Council copied from the old +municipal councils."_ Thus the Paris Commune did not _"break with the +tradition of the State, of representative government, and it did not attempt +to achieve within the Commune that organisation from the simple to the complex +it inaugurated by proclaiming the independence and free federation of the +Communes."_ This lead to disaster as the Commune council became _"immobilised +. . . by red tape"_ and lost _"the sensitivity that comes from continued +contact with the masses . . . Paralysed by their distancing from the +revolutionary centre -- the people -- they themselves paralysed the popular +initiative."_ [**Words of a Rebel**, p. 97, p. 93 and p. 97] + +In addition, its attempts at economic reform did not go far enough, making no +attempt to turn all workplaces into co-operatives (i.e. to expropriate +capital) and forming associations of these co-operatives to co-ordinate and +support each other's economic activities. Paris, stressed Voltairine de +Cleyre, _"failed to strike at economic tyranny, and so came of what it could +have achieved"_ which was a _"free community whose economic affairs shall be +arranged by the groups of actual producers and distributors, eliminating the +useless and harmful element now in possession of the world's capital."_ [**Op. +Cit.**, p. 67] As the city was under constant siege by the French army, it is +understandable that the Communards had other things on their minds. However, +for Kropotkin such a position was a disaster: + +> _ "They treated the economic question as a secondary one, which would be +attended to later on, **after** the triumph of the Commune . . . But the +crushing defeat which soon followed, and the blood-thirsty revenge taken by +the middle class, proved once more that the triumph of a popular Commune was +materially impossible without a parallel triumph of the people in the economic +field."_ [**Op. Cit.**, p. 74] + +Anarchists drew the obvious conclusions, arguing that _"if no central +government was needed to rule the independent Communes, if the national +Government is thrown overboard and national unity is obtained by free +federation, then a central **municipal** Government becomes equally useless +and noxious. The same federative principle would do within the Commune."_ +[Kropotkin, **Evolution and Environment**, p. 75] Instead of abolishing the +state within the commune by organising federations of directly democratic mass +assemblies, like the Parisian "sections" of the revolution of 1789-93 (see +Kropotkin's **Great French Revolution** for more on these), the Paris Commune +kept representative government and suffered for it. _"Instead of acting for +themselves . . . the people, confiding in their governors, entrusted them the +charge of taking the initiative. This was the first consequence of the +inevitable result of elections."_ The council soon became _"the greatest +obstacle to the revolution"_ thus proving the _"political axiom that a +government cannot be revolutionary."_ [**Anarchism**, p. 240, p. 241 and p. +249] + +The council become more and more isolated from the people who elected it, and +thus more and more irrelevant. And as its irrelevance grew, so did its +authoritarian tendencies, with the Jacobin majority creating a _"Committee of +Public Safety" _to_ "defend"_ (by terror) the "revolution." The Committee was +opposed by the libertarian socialist minority and was, fortunately, ignored in +practice by the people of Paris as they defended their freedom against the +French army, which was attacking them in the name of capitalist civilisation +and "liberty." On May 21st, government troops entered the city, followed by +seven days of bitter street fighting. Squads of soldiers and armed members of +the bourgeoisie roamed the streets, killing and maiming at will. Over 25,000 +people were killed in the street fighting, many murdered after they had +surrendered, and their bodies dumped in mass graves. As a final insult, **Sacr +Coeur** was built by the bourgeoisie on the birth place of the Commune, the +Butte of Montmartre, to atone for the radical and atheist revolt which had so +terrified them. + +For anarchists, the lessons of the Paris Commune were threefold. Firstly, a +decentralised confederation of communities is the necessary political form of +a free society (_"**This was the form that the social revolution must take** +\-- the independent commune."_ [Kropotkin, **Op. Cit.**, p. 163]). Secondly, +_"there is no more reason for a government inside a Commune than for +government above the Commune."_ This means that an anarchist community will be +based on a confederation of neighbourhood and workplace assemblies freely co- +operating together. Thirdly, it is critically important to unify political and +economic revolutions into a **social** revolution. _"They tried to consolidate +the Commune first and put off the social revolution until later, whereas the +only way to proceed was **to consolidate the Commune by means of the social +revolution!**"_ [Peter Kropotkin, **Words of a Rebel **, p. 97] + +For more anarchist perspectives on the Paris Commune see Kropotkin's essay +_"The Paris Commune"_ in **Words of a Rebel** (and **The Anarchist Reader**) +and Bakunin's _"The Paris Commune and the Idea of the State"_ in **Bakunin on +Anarchism**. + +## A.5.2 The Haymarket Martyrs + +May 1st is a day of special significance for the labour movement. While it has +been hijacked in the past by the Stalinist bureaucracy in the Soviet Union and +elsewhere, the labour movement festival of May Day is a day of world-wide +solidarity. A time to remember past struggles and demonstrate our hope for a +better future. A day to remember that an injury to one is an injury to all. + +The history of Mayday is closely linked with the anarchist movement and the +struggles of working people for a better world. Indeed, it originated with the +execution of four anarchists in Chicago in 1886 for organising workers in the +fight for the eight-hour day. Thus May Day is a product of **_"anarchy in +action"_** \-- of the struggle of working people using direct action in labour +unions to change the world. + +It began in the 1880s in the USA. In 1884, the **Federation of Organised +Trades and Labor Unions of the United States and Canada** (created in 1881, it +changed its name in 1886 to the **American Federation of Labor**) passed a +resolution which asserted that _"eight hours shall constitute a legal day's +work from and after May 1, 1886, and that we recommend to labour organisations +throughout this district that they so direct their laws as to conform to this +resolution."_ A call for strikes on May 1st, 1886 was made in support of this +demand. + +In Chicago the anarchists were the main force in the union movement, and +partially as a result of their presence, the unions translated this call into +strikes on May 1st. The anarchists thought that the eight hour day could only +be won through direct action and solidarity. They considered that struggles +for reforms, like the eight hour day, were not enough in themselves. They +viewed them as only one battle in an ongoing class war that would only end by +social revolution and the creation of a free society. It was with these ideas +that they organised and fought. + +In Chicago alone, 400 000 workers went out and the threat of strike action +ensured that more than 45 000 were granted a shorter working day without +striking. On May 3, 1886, police fired into a crowd of pickets at the +McCormick Harvester Machine Company, killing at least one striker, seriously +wounding five or six others, and injuring an undetermined number. Anarchists +called for a mass meeting the next day in Haymarket Square to protest the +brutality. According to the Mayor, _"nothing had occurred yet, or looked +likely to occur to require interference."_ However, as the meeting was +breaking up a column of 180 police arrived and ordered the meeting to end. At +this moment a bomb was thrown into the police ranks, who opened fire on the +crowd. How many civilians were wounded or killed by the police was never +exactly ascertained, but 7 policemen eventually died (ironically, only one was +the victim of the bomb, the rest were a result of the bullets fired by the +police [Paul Avrich, **The Haymarket Tragedy**, p. 208]). + +A _"reign of terror"_ swept over Chicago, and the _"organised banditti and +conscienceless brigands of capital suspended the only papers which would give +the side of those whom they crammed into prison cells. They have invaded the +homes of everyone who has ever known to have raised a voice or sympathised +with those who have aught to say against the present system of robbery and +oppression . . . they have invaded their homes and subjected them and their +families to indignities that must be seen to be believed."_ [Lucy Parsons, +**Liberty, Equality & Solidarity**, p. 53] Meeting halls, union offices, +printing shops and private homes were raided (usually without warrants). Such +raids into working-class areas allowed the police to round up all known +anarchists and other socialists. Many suspects were beaten up and some bribed. +_"Make the raids first and look up the law afterwards"_ was the public +statement of J. Grinnell, the States Attorney, when a question was raised +about search warrants. [_"Editor's Introduction"_, **The Autobiographies of +the Haymarket Martyrs**, p. 7] + +Eight anarchists were put on trial for accessory to murder. No pretence was +made that any of the accused had carried out or even planned the bomb. The +judge ruled that it was not necessary for the state to identify the actual +perpetrator or prove that he had acted under the influence of the accused. The +state did not try to establish that the defendants had in any way approved or +abetted the act. In fact, only three were present at the meeting when the bomb +exploded and one of those, Albert Parsons, was accompanied by his wife and +fellow anarchist Lucy and their two small children to the event. + +The reason why these eight were picked was because of their anarchism and +union organising, as made clear by that State's Attorney when he told the jury +that _"Law is on trial. Anarchy is on trial. These men have been selected, +picked out by the Grand Jury, and indicted because they were leaders. They are +no more guilty than the thousands who follow them. Gentlemen of the jury; +convict these men, make examples of them, hang them and you save our +institutions, our society."_ The jury was selected by a special bailiff, +nominated by the State's Attorney and was explicitly chosen to compose of +businessmen and a relative of one of the cops killed. The defence was not +allowed to present evidence that the special bailiff had publicly claimed _"I +am managing this case and I know what I am about. These fellows are going to +be hanged as certain as death."_ [**Op. Cit.**, p. 8] Not surprisingly, the +accused were convicted. Seven were sentenced to death, one to 15 years' +imprisonment. + +An international campaign resulted in two of the death sentences being +commuted to life, but the world wide protest did not stop the US state. Of the +remaining five, one (Louis Lingg) cheated the executioner and killed himself +on the eve of the execution. The remaining four (Albert Parsons, August Spies, +George Engel and Adolph Fischer) were hanged on November 11th 1887. They are +known in Labour history as the Haymarket Martyrs. Between 150,000 and 500,000 +lined the route taken by the funeral cortege and between 10,000 to 25,000 were +estimated to have watched the burial. + +In 1889, the American delegation attending the International Socialist +congress in Paris proposed that May 1st be adopted as a workers' holiday. This +was to commemorate working class struggle and the _"Martyrdom of the Chicago +Eight"_. Since then Mayday has became a day for international solidarity. In +1893, the new Governor of Illinois made official what the working class in +Chicago and across the world knew all along and pardoned the Martyrs because +of their obvious innocence and because _"the trial was not fair."_ To this +day, no one knows who threw the bomb \-- the only definite fact is that it was +not any of those who were tried for the act: _"Our comrades were not murdered +by the state because they had any connection with the bomb-throwing, but +because they had been active in organising the wage-slaves of America."_ [Lucy +Parsons, **Op. Cit.**, p. 142] + +The authorities had believed at the time of the trial that such persecution +would break the back of the labour movement. As Lucy Parsons, a participant of +the events, noted 20 years later, the Haymarket trial _"was a class trial -- +relentless, vindictive, savage and bloody. By that prosecution the capitalists +sought to break the great strike for the eight-hour day which as being +successfully inaugurated in Chicago, this city being the stormcentre of that +great movement; and they also intended, by the savage manner in which they +conducted the trial of these men, to frighten the working class back to their +long hours of toil and low wages from which they were attempting to emerge. +The capitalistic class imagined they could carry out their hellish plot by +putting to an ignominious death the most progressive leaders among the working +class of that day. In executing their bloody deed of judicial murder they +succeeded, but in arresting the mighty onward movement of the class struggle +they utterly failed."_ [Lucy Parsons, **Op. Cit.**, p. 128] In the words of +August Spies when he addressed the court after he had been sentenced to die: + +> _ "If you think that by hanging us you can stamp out the labour movement . . +. the movement from which the downtrodden millions, the millions who toil in +misery and want, expect salvation -- if this is your opinion, then hang us! +Here you will tread on a spark, but there and there, behind you -- and in +front of you, and everywhere, flames blaze up. It is a subterranean fire. You +cannot put it out."_ [quoted by Paul Avrich, **Op. Cit.**, p. 287] + +At the time and in the years to come, this defiance of the state and +capitalism was to win thousands to anarchism, particularly in the US itself. +Since the Haymarket event, anarchists have celebrated May Day (on the 1st of +May -- the reformist unions and labour parties moved its marches to the first +Sunday of the month). We do so to show our solidarity with other working class +people across the world, to celebrate past and present struggles, to show our +power and remind the ruling class of their vulnerability. As Nestor Makhno put +it: + +> _"That day those American workers attempted, by organising themselves, to +give expression to their protest against the iniquitous order of the State and +Capital of the propertied . . . + +> + +> "The workers of Chicago . . . had gathered to resolve, in common, the +problems of their lives and their struggles. . . + +> + +> "Today too . . . the toilers . . . regard the first of May as the occasion +of a get-together when they will concern themselves with their own affairs and +consider the matter of their emancipation."_ [**The Struggle Against the State +and Other Essays**, pp. 59-60] + +Anarchists stay true to the origins of May Day and celebrate its birth in the +direct action of the oppressed. It is a classic example of anarchist +principles of direct action and solidarity, _"an historic event of great +importance, inasmuch as it was, in the first place, the first time that +workers themselves had attempted to get a shorter work day by united, +simultaneous action . . . this strike was the first in the nature of Direct +Action on a large scale, the first in America."_ [Lucy Parsons, **Op. Cit.**, +pp. 139-40] Oppression and exploitation breed resistance and, for anarchists, +May Day is an international symbol of that resistance and power -- a power +expressed in the last words of August Spies, chiselled in stone on the +monument to the Haymarket martyrs in Waldheim Cemetery in Chicago: + +> _"The day will come when our silence will be more powerful than the voices +you are throttling today."_ + +To understand why the state and business class were so determined to hang the +Chicago Anarchists, it is necessary to realise they were considered the +leaders of a massive radical union movement. In 1884, the Chicago Anarchists +produced the world's first daily anarchist newspaper, the **Chicagoer +Arbeiter-Zeiting**. This was written, read, owned and published by the German +immigrant working class movement. The combined circulation of this daily plus +a weekly (**Vorbote**) and a Sunday edition (**Fackel**) more than doubled, +from 13,000 per issues in 1880 to 26,980 in 1886. Anarchist weekly papers +existed for other ethnic groups as well (one English, one Bohemian and one +Scandinavian). + +Anarchists were very active in the Central Labour Union (which included the +eleven largest unions in the city) and aimed to make it, in the words of +Albert Parsons (one of the Martyrs), _"the embryonic group of the future 'free +society.'"_ The anarchists were also part of the **International Working +People's Association** (also called the **_"Black International"_**) which had +representatives from 26 cities at its founding convention. The I.W.P.A. soon +_"made headway among trade unions, especially in the mid-west"_ and its ideas +of _"direct action of the rank and file"_ and of trade unions _"serv[ing] as +the instrument of the working class for the complete destruction of capitalism +and the nucleus for the formation of a new society"_ became known as the +**_"Chicago Idea"_** (an idea which later inspired the **Industrial Workers of +the World** which was founded in Chicago in 1905). [_"Editor's Introduction,"_ +**The Autobiographies of the Haymarket Martyrs**, p. 4] + +This idea was expressed in the manifesto issued at the I.W.P.A.'s Pittsburgh +Congress of 1883: + +> _ "First -- Destruction of the existing class rule, by all means, i.e. by +energetic, relentless, revolutionary and international action. + +> + +> "Second -- Establishment of a free society based upon co-operative +organisation of production. + +> + +> "Third -- Free exchange of equivalent products by and between the productive +organisations without commerce and profit-mongery. + +> + +> "Fourth -- Organisation of education on a secular, scientific and equal +basis for both sexes. + +> + +> "Fifth -- Equal rights for all without distinction to sex or race. + +> + +> "Sixth -- Regulation of all public affairs by free contracts between +autonomous (independent) communes and associations, resting on a federalistic +basis."_ [**Op. Cit.**, p. 42] + +In addition to their union organising, the Chicago anarchist movement also +organised social societies, picnics, lectures, dances, libraries and a host of +other activities. These all helped to forge a distinctly working-class +revolutionary culture in the heart of the _"American Dream."_ The threat to +the ruling class and their system was too great to allow it to continue +(particularly with memories of the vast uprising of labour in 1877 still +fresh. As in 1886, that revolt was also meet by state violence -- see +**Strike!** by J. Brecher for details of this strike movement as well as the +Haymarket events). Hence the repression, kangaroo court, and the state murder +of those the state and capitalist class considered "leaders" of the movement. + +For more on the Haymarket Martyrs, their lives and their ideas, **The +Autobiographies of the Haymarket Martyrs** is essential reading. Albert +Parsons, the only American born Martyr, produced a book which explained what +they stood for called **Anarchism: Its Philosophy and Scientific Basis**. +Historian Paul Avrich's **The Haymarket Tragedy** is a useful in depth account +of the events. + +## A.5.3 Building the Syndicalist Unions + +Just before the turn of the century in Europe, the anarchist movement began to +create one of the most successful attempts to apply anarchist organisational +ideas in everyday life. This was the building of mass revolutionary unions +(also known as syndicalism or anarcho-syndicalism). The syndicalist movement, +in the words of a leading French syndicalist militant, was _"a practical +schooling in anarchism"_ for it was _"a laboratory of economic struggles"_ and +organised _"along anarchic lines."_ By organising workers into _"libertarian +organisations,"_ the syndicalist unions were creating the _"free associations +of free producers"_ within capitalism to combat it and, ultimately, replace +it. [Fernand Pelloutier, **No Gods, No Masters**, vol. 2, p. 57, p. 55 and p. +56] + +While the details of syndicalist organisation varied from country to country, +the main lines were the same. Workers should form themselves into unions (or +**_syndicates_**, the French for union). While organisation by industry was +generally the preferred form, craft and trade organisations were also used. +These unions were directly controlled by their members and would federate +together on an industrial and geographical basis. Thus a given union would be +federated with all the local unions in a given town, region and country as +well as with all the unions within its industry into a national union (of, +say, miners or metal workers). Each union was autonomous and all officials +were part-time (and paid their normal wages if they missed work on union +business). The tactics of syndicalism were direct action and solidarity and +its aim was to replace capitalism by the unions providing the basic framework +of the new, free, society. + +Thus, for anarcho-syndicalism, _"the trade union is by no means a mere +transitory phenomenon bound up with the duration of capitalist society, it is +the germ of the Socialist economy of the future, the elementary school of +Socialism in general."_ The _"economic fighting organisation of the workers"_ +gives their members _"every opportunity for direct action in their struggles +for daily bread, it also provides them with the necessary preliminaries for +carrying through the reorganisation of social life on a [libertarian] +Socialist plan by them own strength."_ [Rudolf Rocker, **Anarcho- +Syndicalism**, p. 59 and p. 62] Anarcho-syndicalism, to use the expression of +the I.W.W., aims to build the new world in the shell of the old. + +In the period from the 1890's to the outbreak of World War I, anarchists built +revolutionary unions in most European countries (particularly in Spain, Italy +and France). In addition, anarchists in South and North America were also +successful in organising syndicalist unions (particularly Cuba, Argentina, +Mexico and Brazil). Almost all industrialised countries had some syndicalist +movement, although Europe and South America had the biggest and strongest +ones. These unions were organised in a confederal manner, from the bottom up, +along anarchist lines. They fought with capitalists on a day-to-day basis +around the issue of better wages and working conditions and the state for +social reforms, but they also sought to overthrow capitalism through the +revolutionary general strike. + +Thus hundreds of thousands of workers around the world were applying anarchist +ideas in everyday life, proving that anarchy was no utopian dream but a +practical method of organising on a wide scale. That anarchist organisational +techniques encouraged member participation, empowerment and militancy, and +that they also successfully fought for reforms and promoted class +consciousness, can be seen in the growth of anarcho-syndicalist unions and +their impact on the labour movement. The Industrial Workers of the World, for +example, still inspires union activists and has, throughout its long history, +provided many union songs and slogans. + +However, as a mass movement, syndicalism effectively ended by the 1930s. This +was due to two factors. Firstly, most of the syndicalist unions were severely +repressed just after World War I. In the immediate post-war years they reached +their height. This wave of militancy was known as the "red years" in Italy, +where it attained its high point with factory occupations (see [section +A.5.5](secA5.html#seca55)). But these years also saw the destruction of these +unions in country after county. In the USA, for example, the I.W.W. was +crushed by a wave of repression backed whole-heartedly by the media, the +state, and the capitalist class. Europe saw capitalism go on the offensive +with a new weapon -- fascism. Fascism arose (first in Italy and, most +infamously, in Germany) as an attempt by capitalism to physically smash the +organisations the working class had built. This was due to radicalism that had +spread across Europe in the wake of the war ending, inspired by the example of +Russia. Numerous near revolutions had terrified the bourgeoisie, who turned to +fascism to save their system. + +In country after country, anarchists were forced to flee into exile, vanish +from sight, or became victims of assassins or concentration camps after their +(often heroic) attempts at fighting fascism failed. In Portugal, for example, +the 100,000 strong anarcho-syndicalist CGT union launched numerous revolts in +the late 1920s and early 1930s against fascism. In January 1934, the CGT +called for a revolutionary general strike which developed into a five day +insurrection. A state of siege was declared by the state, which used extensive +force to crush the rebellion. The CGT, whose militants had played a prominent +and courageous role in the insurrection, was completely smashed and Portugal +remained a fascist state for the next 40 years. [Phil Mailer, **Portugal: The +Impossible Revolution**, pp. 72-3] In Spain, the CNT (the most famous anarcho- +syndicalist union) fought a similar battle. By 1936, it claimed one and a half +million members. As in Italy and Portugal, the capitalist class embraced +fascism to save their power from the dispossessed, who were becoming confident +of their power and their right to manage their own lives (see [section +A.5.6](secA5.html#seca56)). + +As well as fascism, syndicalism also faced the negative influence of Leninism. +The apparent success of the Russian revolution led many activists to turn to +authoritarian politics, particularly in English speaking countries and, to a +lesser extent, France. Such notable syndicalist activists as Tom Mann in +England, William Gallacher in Scotland and William Foster in the USA became +Communists (the last two, it should be noted, became Stalinist). Moreover, +Communist parties deliberately undermined the libertarian unions, encouraging +fights and splits (as, for example, in the I.W.W.). After the end of the +Second World War, the Stalinists finished off what fascism had started in +Eastern Europe and destroyed the anarchist and syndicalist movements in such +places as Bulgaria and Poland. In Cuba, Castro also followed Lenin's example +and did what the Batista and Machado dictatorship's could not, namely smash +the influential anarchist and syndicalist movements (see Frank Fernandez's +**Cuban Anarchism** for a history of this movement from its origins in the +1860s to the 21st century). + +So by the start of the second world war, the large and powerful anarchist +movements of Italy, Spain, Poland, Bulgaria and Portugal had been crushed by +fascism (but not, we must stress, without a fight). When necessary, the +capitalists supported authoritarian states in order to crush the labour +movement and make their countries safe for capitalism. Only Sweden escaped +this trend, where the syndicalist union the SAC is still organising workers. +It is, in fact, like many other syndicalist unions active today, growing as +workers turn away from bureaucratic unions whose leaders seem more interested +in protecting their privileges and cutting deals with management than +defending their members. In France, Spain and Italy and elsewhere, syndicalist +unions are again on the rise, showing that anarchist ideas are applicable in +everyday life. + +Finally, it must be stressed that syndicalism has its roots in the ideas of +the earliest anarchists and, consequently, was not invented in the 1890s. It +is true that development of syndicalism came about, in part, as a reaction to +the disastrous "propaganda by deed" period, in which individual anarchists +assassinated government leaders in attempts to provoke a popular uprising and +in revenge for the mass murders of the Communards and other rebels (see +[section A.2.18](secA2.html#seca218) for details). But in response to this +failed and counterproductive campaign, anarchists went back to their roots and +to the ideas of Bakunin. Thus, as recognised by the likes of Kropotkin and +Malatesta, syndicalism was simply a return to the ideas current in the +libertarian wing of the First International. + +Thus we find Bakunin arguing that _"it is necessary to organise the power of +the proletariat. But this organisation must be the work of the proletariat +itself . . . Organise, constantly organise the international militant +solidarity of the workers, in every trade and country, and remember that +however weak you are as isolated individuals or districts, you will constitute +a tremendous, invincible power by means of universal co-operation."_ As one +American activist commented, this is _"the same militant spirit that breathes +now in the best expressions of the Syndicalist and I.W.W. movements"_ both of +which express _"a strong world wide revival of the ideas for which Bakunin +laboured throughout his life."_ [Max Baginski, **Anarchy! An Anthology of Emma +Goldman's Mother Earth**, p. 71] As with the syndicalists, Bakunin stressed +the _"organisation of trade sections, their federation . . . bear in +themselves the living germs of **the new social order,** which is to replace +the bourgeois world. They are creating not only the ideas but also the facts +of the future itself."_ [quoted by Rudolf Rocker, **Op. Cit.**, p. 50] + +Such ideas were repeated by other libertarians. Eugene Varlin, whose role in +the Paris Commune ensured his death, advocated a socialism of associations, +arguing in 1870 that syndicates were the _"natural elements"_ for the +rebuilding of society: _"it is they that can easily be transformed into +producer associations; it is they that can put into practice the retooling of +society and the organisation of production."_ [quoted by Martin Phillip +Johnson, **The Paradise of Association**, p. 139] As we discussed in [section +A.5.2](secA5.html#seca52), the Chicago Anarchists held similar views, seeing +the labour movement as both the means of achieving anarchy and the framework +of the free society. As Lucy Parsons (the wife of Albert) put it _"we hold +that the granges, trade-unions, Knights of Labour assemblies, etc., are the +embryonic groups of the ideal anarchistic society . . ."_ [contained in Albert +R. Parsons, **Anarchism: Its Philosophy and Scientific Basis**, p. 110] These +ideas fed into the revolutionary unionism of the I.W.W. As one historian +notes, the _"proceedings of the I.W.W.'s inaugural convention indicate that +the participants were not only aware of the 'Chicago Idea' but were conscious +of a continuity between their efforts and the struggles of the Chicago +anarchists to initiate industrial unionism."_ The Chicago idea represented +_"the earliest American expression of syndicalism."_ [Salvatore Salerno, **Red +November, Black November**, p. 71] + +Thus, syndicalism and anarchism are not differing theories but, rather, +different interpretations of the same ideas (see for a fuller discussion +[section H.2.8](secH2.html#sech28)). While not all syndicalists are anarchists +(some Marxists have proclaimed support for syndicalism) and not all anarchists +are syndicalists (see [section J.3.9](secJ3.html#secj39) for a discussion +why), all social anarchists see the need for taking part in the labour and +other popular movements and encouraging libertarian forms of organisation and +struggle within them. By doing this, inside and outside of syndicalist unions, +anarchists are showing the validity of our ideas. For, as Kropotkin stressed, +the _"next revolution must from its inception bring about the seizure of the +entire social wealth by the workers in order to transform it into common +property. This revolution can succeed only through the workers, only if the +urban and rural workers everywhere carry out this objective themselves. To +that end, they must initiate their own action in the period **before the +revolution**; this can happen only if there is a strong **workers' +organisation.**"_ [**Selected Writings on Anarchism and Revolution**, p. 20] +Such popular self-managed organisations cannot be anything but **_"anarchy in +action."_** + +## A.5.4 Anarchists in the Russian Revolution + +The Russian revolution of 1917 saw a huge growth in anarchism in that country +and many experiments in anarchist ideas. However, in popular culture the +Russian Revolution is seen not as a mass movement by ordinary people +struggling towards freedom but as the means by which Lenin imposed his +dictatorship on Russia. The truth is radically different. The Russian +Revolution was a mass movement from below in which many different currents of +ideas existed and in which millions of working people (workers in the cities +and towns as well as peasants) tried to transform their world into a better +place. Sadly, those hopes and dreams were crushed under the dictatorship of +the Bolshevik party -- first under Lenin, later under Stalin. + +The Russian Revolution, like most history, is a good example of the maxim +"history is written by those who win." Most capitalist histories of the period +between 1917 and 1921 ignore what the anarchist Voline called **_"the unknown +revolution"_** \-- the revolution called forth from below by the actions of +ordinary people. Leninist accounts, at best, praise this autonomous activity +of workers so long as it coincides with their own party line but radically +condemn it (and attribute it with the basest motives) as soon as it strays +from that line. Thus Leninist accounts will praise the workers when they move +ahead of the Bolsheviks (as in the spring and summer of 1917) but will condemn +them when they oppose Bolshevik policy once the Bolsheviks are in power. At +worse, Leninist accounts portray the movement and struggles of the masses as +little more than a backdrop to the activities of the vanguard party. + +For anarchists, however, the Russian Revolution is seen as a classic example +of a social revolution in which the self-activity of working people played a +key role. In their soviets, factory committees and other class organisations, +the Russian masses were trying to transform society from a class-ridden, +hierarchical statist regime into one based on liberty, equality and +solidarity. As such, the initial months of the Revolution seemed to confirm +Bakunin's prediction that the _"future social organisation must be made solely +from the bottom upwards, by the free associations or federations of workers, +firstly in their unions, then in the communes, regions, nations and finally in +a great federation, international and universal."_ [**Michael Bakunin: +Selected Writings**, p. 206] The soviets and factory committees expressed +concretely Bakunin's ideas and Anarchists played an important role in the +struggle. + +The initial overthrow of the Tsar came from the direct action of the masses. +In February 1917, the women of Petrograd erupted in bread riots. On February +18th, the workers of the Putilov Works in Petrograd went on strike. By +February 22nd, the strike had spread to other factories. Two days later, 200 +000 workers were on strike and by February 25th the strike was virtually +general. The same day also saw the first bloody clashes between protestors and +the army. The turning point came on the 27th, when some troops went over to +the revolutionary masses, sweeping along other units. This left the government +without its means of coercion, the Tsar abdicated and a provisional government +was formed. + +So spontaneous was this movement that all the political parties were left +behind. This included the Bolsheviks, with the _"Petrograd organisation of the +Bolsheviks oppos[ing] the calling of strikes precisely on the eve of the +revolution destined to overthrow the Tsar. Fortunately, the workers ignored +the Bolshevik 'directives' and went on strike anyway . . . Had the workers +followed its guidance, it is doubtful that the revolution would have occurred +when it did."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. 123] + +The revolution carried on in this vein of direct action from below until the +new, "socialist" state was powerful enough to stop it. + +For the Left, the end of Tsarism was the culmination of years of effort by +socialists and anarchists everywhere. It represented the progressive wing of +human thought overcoming traditional oppression, and as such was duly praised +by leftists around the world. However, **in** Russia things were progressing. +In the workplaces and streets and on the land, more and more people became +convinced that abolishing feudalism politically was **not** enough. The +overthrow of the Tsar made little real difference if feudal exploitation still +existed in the economy, so workers started to seize their workplaces and +peasants, the land. All across Russia, ordinary people started to build their +own organisations, unions, co-operatives, factory committees and councils (or +"soviets" in Russian). These organisations were initially organised in +anarchist fashion, with recallable delegates and being federated with each +other. + +Needless to say, all the political parties and organisations played a role in +this process. The two wings of the Marxist social-democrats were active (the +Mensheviks and the Bolsheviks), as were the Social Revolutionaries (a populist +peasant based party) and the anarchists. The anarchists participated in this +movement, encouraging all tendencies to self-management and urging the +overthrow of the provisional government. They argued that it was necessary to +transform the revolution from a purely political one into an economic/social +one. Until the return of Lenin from exile, they were the only political +tendency who thought along those lines. + +Lenin convinced his party to adopt the slogan _"All Power to the Soviets"_ and +push the revolution forward. This meant a sharp break with previous Marxist +positions, leading one ex-Bolshevik turned Menshevik to comment that Lenin had +_"made himself a candidate for one European throne that has been vacant for +thirty years -- the throne of Bakunin!"_ [quoted by Alexander Rabinowitch, +**Prelude to Revolution**, p. 40] The Bolsheviks now turned to winning mass +support, championing direct action and supporting the radical actions of the +masses, policies in the past associated with anarchism (_"the Bolsheviks +launched . . . slogans which until then had been particularly and insistently +been voiced by the Anarchists."_ [Voline, **The Unknown Revolution**, p. +210]). Soon they were winning more and more votes in the soviet and factory +committee elections. As Alexander Berkman argues, the _"Anarchist mottoes +proclaimed by the Bolsheviks did not fail to bring results. The masses relied +to their flag."_ [**What is Anarchism?**, p. 120] + +The anarchists were also influential at this time. Anarchists were +particularly active in the movement for workers self-management of production +which existed around the factory committees (see M. Brinton, **The Bolsheviks +and Workers Control** for details). They were arguing for workers and peasants +to expropriate the owning class, abolish all forms of government and re- +organise society from the bottom up using their own class organisations -- the +soviets, the factory committees, co-operatives and so on. They could also +influence the direction of struggle. As Alexander Rabinowitch (in his study of +the July uprising of 1917) notes: + +> _ "At the rank-and-file level, particularly within the [Petrograd] garrison +and at the Kronstadt naval base, there was in fact very little to distinguish +Bolshevik from Anarchist. . . The Anarchist-Communists and the Bolsheviks +competed for the support of the same uneducated, depressed, and dissatisfied +elements of the population, and the fact is that in the summer of 1917, the +Anarchist-Communists, with the support they enjoyed in a few important +factories and regiments, possessed an undeniable capacity to influence the +course of events. Indeed, the Anarchist appeal was great enough in some +factories and military units to influence the actions of the Bolsheviks +themselves."_ [**Op. Cit.**, p. 64] + +Indeed, one leading Bolshevik stated in June, 1917 (in response to a rise in +anarchist influence), _"[b]y fencing ourselves off from the Anarchists, we may +fence ourselves off from the masses."_ [quoted by Alexander Rabinowitch, **Op. +Cit.**, p. 102] + +The anarchists operated with the Bolsheviks during the October Revolution +which overthrew the provisional government. But things changed once the +authoritarian socialists of the Bolshevik party had seized power. While both +anarchists and Bolsheviks used many of the same slogans, there were important +differences between the two. As Voline argued, _"[f]rom the lips and pens of +the Anarchists, those slogans were sincere and concrete, for they corresponded +to their principles and called for action entirely in conformity with such +principles. But with the Bolsheviks, the same slogans meant practical +solutions totally different from those of the libertarians and did not tally +with the ideas which the slogans appeared to express."_ [**The Unknown +Revolution**, p. 210] + +Take, for example, the slogan _"All power to the Soviets."_ For anarchists it +meant exactly that -- organs for the working class to run society directly, +based on mandated, recallable delegates. For the Bolsheviks, that slogan was +simply the means for a Bolshevik government to be formed over and above the +soviets. The difference is important, _"for the Anarchists declared, if +'power' really should belong to the soviets, it could not belong to the +Bolshevik party, and if it should belong to that Party, as the Bolsheviks +envisaged, it could not belong to the soviets."_ [Voline, **Op. Cit.**, p. +213] Reducing the soviets to simply executing the decrees of the central +(Bolshevik) government and having their All-Russian Congress be able to recall +the government (i.e. those with **real** power) does not equal "all power," +quite the reverse. + +Similarly with the term _"workers' control of production."_ Before the October +Revolution Lenin saw _"workers' control"_ purely in terms of the _"universal, +all-embracing workers' control over the capitalists."_ [**Will the Bolsheviks +Maintain Power?**, p. 52] He did not see it in terms of workers' management of +production itself (i.e. the abolition of wage labour) via federations of +factory committees. Anarchists and the workers' factory committees did. As +S.A. Smith correctly notes, Lenin used _"the term ['workers' control'] in a +very different sense from that of the factory committees."_ In fact Lenin's +_"proposals . . . [were] thoroughly statist and centralist in character, +whereas the practice of the factory committees was essentially local and +autonomous."_ [**Red Petrograd**, p. 154] For anarchists, _"if the workers' +organisations were capable of exercising effective control [over their +bosses], then they also were capable of guaranteeing all production. In such +an event, private industry could be eliminated quickly but progressively, and +replaced by collective industry. Consequently, the Anarchists rejected the +vague nebulous slogan of 'control of production.' They advocated +**expropriation \-- progressive, but immediate -- of private industry by the +organisations of collective production.**"_ [Voline, **Op. Cit.**, p. 221] + +Once in power, the Bolsheviks systematically undermined the popular meaning of +workers' control and replaced it with their own, statist conception. _"On +three occasions,"_ one historian notes, _"in the first months of Soviet power, +the [factory] committee leaders sought to bring their model into being. At +each point the party leadership overruled them. The result was to vest both +managerial **and** control powers in organs of the state which were +subordinate to the central authorities, and formed by them."_ [Thomas F. +Remington, **Building Socialism in Bolshevik Russia**, p. 38] This process +ultimately resulted in Lenin arguing for, and introducing, _"one-man +management"_ armed with _"dictatorial"_ power (with the manager appointed from +above by the state) in April 1918. This process is documented in Maurice +Brinton's **The Bolsheviks and Workers' Control**, which also indicates the +clear links between Bolshevik practice and Bolshevik ideology as well as how +both differed from popular activity and ideas. + +Hence the comments by Russian Anarchist Peter Arshinov: + +> _ "Another no less important peculiarity is that [the] October [revolution +of 1917] has two meanings -- that which the working' masses who participated +in the social revolution gave it, and with them the Anarchist-Communists, and +that which was given it by the political party [the Marxist-Communists] that +captured power from this aspiration to social revolution, and which betrayed +and stifled all further development. An enormous gulf exists between these two +interpretations of October. The October of the workers and peasants is the +suppression of the power of the parasite classes in the name of equality and +self-management. The Bolshevik October is the conquest of power by the party +of the revolutionary intelligentsia, the installation of its 'State Socialism' +and of its 'socialist' methods of governing the masses."_ [**The Two +Octobers**] + +Initially, anarchists had supported the Bolsheviks, since the Bolshevik +leaders had hidden their state-building ideology behind support for the +soviets (as socialist historian Samuel Farber notes, the anarchists _"had +actually been an unnamed coalition partner of the Bolsheviks in the October +Revolution."_ [**Before Stalinism**, p. 126]). However, this support quickly +"withered away" as the Bolsheviks showed that they were, in fact, not seeking +true socialism but were instead securing power for themselves and pushing not +for collective ownership of land and productive resources but for government +ownership. The Bolsheviks, as noted, systematically undermined the workers' +control/self-management movement in favour of capitalist-like forms of +workplace management based around _"one-man management"_ armed with +_"dictatorial powers."_ + +As regards the soviets, the Bolsheviks systematically undermining what limited +independence and democracy they had. In response to the _"great Bolshevik +losses in the soviet elections"_ during the spring and summer of 1918 +_"Bolshevik armed force usually overthrew the results of these provincial +elections."_ Also, the _"government continually postponed the new general +elections to the Petrograd Soviet, the term of which had ended in March 1918. +Apparently, the government feared that the opposition parties would show +gains."_ [Samuel Farber, **Op. Cit.**, p. 24 and p. 22] In the Petrograd +elections, the Bolsheviks _"lost the absolute majority in the soviet they had +previously enjoyed"_ but remained the largest party. However, the results of +the Petrograd soviet elections were irrelevant as a _"Bolshevik victory was +assured by the numerically quite significant representation now given to trade +unions, district soviets, factory-shop committees, district workers +conferences, and Red Army and naval units, in which the Bolsheviks had +overwhelming strength."_ [Alexander Rabinowitch, _"The Evolution of Local +Soviets in Petrograd"_, pp. 20-37, **Slavic Review**, Vol. 36, No. 1, p. 36f] +In other words, the Bolsheviks had undermined the democratic nature of the +soviet by swamping it by their own delegates. Faced with rejection in the +soviets, the Bolsheviks showed that for them "soviet power" equalled party +power. To stay in power, the Bolsheviks had to destroy the soviets, which they +did. The soviet system remained "soviet" in name only. Indeed, from 1919 +onwards Lenin, Trotsky and other leading Bolsheviks were admitting that they +had created a party dictatorship and, moreover, that such a dictatorship was +essential for any revolution (Trotsky supported party dictatorship even after +the rise of Stalinism). + +The Red Army, moreover, no longer was a democratic organisation. In March of +1918 Trotsky had abolished the election of officers and soldier committees: + +> _ "the principle of election is politically purposeless and technically +inexpedient, and it has been, in practice, abolished by decree."_ [**Work, +Discipline, Order**] + +As Maurice Brinton correctly summarises: + +> _ "Trotsky, appointed Commissar of Military Affairs after Brest-Litovsk, had +rapidly been reorganising the Red Army. The death penalty for disobedience +under fire had been restored. So, more gradually, had saluting, special forms +of address, separate living quarters and other privileges for officers. +Democratic forms of organisation, including the election of officers, had been +quickly dispensed with."_ [_"The Bolsheviks and Workers' Control"_, **For +Workers' Power**, pp. 336-7] + +Unsurprisingly, Samuel Farber notes that _"there is no evidence indicating +that Lenin or any of the mainstream Bolshevik leaders lamented the loss of +workers' control or of democracy in the soviets, or at least referred to these +losses as a retreat, as Lenin declared with the replacement of War Communism +by NEP in 1921."_ [**Before Stalinism**, p. 44] + +Thus after the October Revolution, anarchists started to denounce the +Bolshevik regime and call for a **_"Third Revolution"_** which would finally +free the masses from all bosses (capitalist or socialist). They exposed the +fundamental difference between the rhetoric of Bolshevism (as expressed, for +example, in Lenin's **State and Revolution**) with its reality. Bolshevism in +power had proved Bakunin's prediction that the _"dictatorship of the +proletariat"_ would become the _"dictatorship **over** the proletariat"_ by +the leaders of the Communist Party. + +The influence of the anarchists started to grow. As Jacques Sadoul (a French +officer) noted in early 1918: + +> _ "The anarchist party is the most active, the most militant of the +opposition groups and probably the most popular . . . The Bolsheviks are +anxious."_ [quoted by Daniel Guerin, **Anarchism**, pp. 95-6] + +By April 1918, the Bolsheviks began the physical suppression of their +anarchist rivals. On April 12th, 1918, the Cheka (the secret police formed by +Lenin in December, 1917) attacked anarchist centres in Moscow. Those in other +cities were attacked soon after. As well as repressing their most vocal +opponents on the left, the Bolsheviks were restricting the freedom of the +masses they claimed to be protecting. Democratic soviets, free speech, +opposition political parties and groups, self-management in the workplace and +on the land -- all were destroyed in the name of "socialism." All this +happened, we must stress, **before** the start of the Civil War in late May, +1918, which most supporters of Leninism blame for the Bolsheviks' +authoritarianism. During the civil war, this process accelerated, with the +Bolsheviks' systematically repressing opposition from all quarters -- +including the strikes and protests of the very class who they claimed was +exercising its "dictatorship" while they were in power! + +It is important to stress that this process had started well **before** the +start of the civil war, confirming anarchist theory that a "workers' state" is +a contraction in terms. For anarchists, the Bolshevik substitution of party +power for workers power (and the conflict between the two) did not come as a +surprise. The state is the delegation of **power** \-- as such, it means that +the idea of a "workers' state" expressing "workers' power" is a logical +impossibility. If workers **are** running society then power rests in their +hands. If a state exists then power rests in the hands of the handful of +people at the top, **not** in the hands of all. The state was designed for +minority rule. No state can be an organ of working class (i.e. majority) self- +management due to its basic nature, structure and design. For this reason +anarchists have argued for a bottom-up federation of workers' councils as the +agent of revolution and the means of managing society after capitalism and the +state have been abolished. + +As we discuss in [section H](secHcon.html), the degeneration of the Bolsheviks +from a popular working class party into dictators over the working class did +not occur by accident. A combination of political ideas and the realities of +state power (and the social relationships it generates) could not help but +result in such a degeneration. The political ideas of Bolshevism, with its +vanguardism, fear of spontaneity and identification of party power with +working class power inevitably meant that the party would clash with those +whom it claimed to represent. After all, if the party is the vanguard then, +automatically, everyone else is a "backward" element. This meant that if the +working class resisted Bolshevik policies or rejected them in soviet +elections, then the working class was "wavering" and being influenced by +"petty-bourgeois" and "backward" elements. Vanguardism breeds elitism and, +when combined with state power, dictatorship. + +State power, as anarchists have always stressed, means the delegation of power +into the hands of a few. This automatically produces a class division in +society -- those with power and those without. As such, once in power the +Bolsheviks were isolated from the working class. The Russian Revolution +confirmed Malatesta's argument that a _"government, that is a group of people +entrusted with making laws and empowered to use the collective power to oblige +each individual to obey them, is already a privileged class and cut off from +the people. As any constituted body would do, it will instinctively seek to +extend its powers, to be beyond public control, to impose its own policies and +to give priority to its special interests. Having been put in a privileged +position, the government is already at odds with the people whose strength it +disposes of."_ [**Anarchy**, p. 34] A highly centralised state such as the +Bolsheviks built would reduce accountability to a minimum while at the same +time accelerating the isolation of the rulers from the ruled. The masses were +no longer a source of inspiration and power, but rather an alien group whose +lack of "discipline" (i.e. ability to follow orders) placed the revolution in +danger. As one Russian Anarchist argued, + +> _ "The proletariat is being gradually enserfed by the state. The people are +being transformed into servants over whom there has arisen a new class of +administrators -- a new class born mainly form the womb of the so-called +intelligentsia . . . We do not mean to say . . . that the Bolshevik party set +out to create a new class system. But we do say that even the best intentions +and aspirations must inevitably be smashed against the evils inherent in any +system of centralised power. The separation of management from labour, the +division between administrators and workers flows logically from +centralisation. It cannot be otherwise."_ [**The Anarchists in the Russian +Revolution**, pp. 123-4] + +For this reason anarchists, while agreeing that there is an uneven development +of political ideas within the working class, reject the idea that +"revolutionaries" should take power on behalf of working people. Only when +working people actually run society themselves will a revolution be +successful. For anarchists, this meant that _"[e]ffective emancipation can be +achieved only by the **direct, widespread, and independent action . . . of the +workers themselves,** grouped . . . in their own class organisations . . . on +the basis of concrete action and self-government, **helped but not governed,** +by revolutionaries working in the very midst of, and not above the mass and +the professional, technical, defence and other branches."_ [Voline, **Op. +Cit.**, p. 197] By substituting party power for workers power, the Russian +Revolution had made its first fatal step. Little wonder that the following +prediction (from November 1917) made by anarchists in Russia came true: + +> _ "Once their power is consolidated and 'legalised', the Bolsheviks who are +. . . men of centralist and authoritarian action will begin to rearrange the +life of the country and of the people by governmental and dictatorial methods, +imposed by the centre. The[y] . . . will dictate the will of the party to all +Russia, and command the whole nation. **Your Soviets and your other local +organisations will become little by little, simply executive organs of the +will of the central government.** In the place of healthy, constructive work +by the labouring masses, in place of free unification from the bottom, we will +see the installation of an authoritarian and statist apparatus which would act +from above and set about wiping out everything that stood in its way with an +iron hand."_ [quoted by Voline, **Op. Cit.**, p. 235] + +The so-called "workers' state" could not be participatory or empowering for +working class people (as the Marxists claimed) simply because state structures +are not designed for that. Created as instruments of minority rule, they +cannot be transformed into (nor "new" ones created which are) a means of +liberation for the working classes. As Kropotkin put it, Anarchists _"maintain +that the State organisation, having been the force to which minorities +resorted for establishing and organising their power over the masses, cannot +be the force which will serve to destroy these privileges."_ [**Anarchism**, +p. 170] In the words of an anarchist pamphlet written in 1918: + +> _ "Bolshevism, day by day and step by step, proves that state power +possesses inalienable characteristics; it can change its label, its 'theory', +and its servitors, but in essence it merely remains power and despotism in new +forms."_ [quoted by Paul Avrich, _"The Anarchists in the Russian Revolution,"_ +pp. 341-350, **Russian Review**, vol. 26, issue no. 4, p. 347] + +For insiders, the Revolution had died a few months after the Bolsheviks took +over. To the outside world, the Bolsheviks and the USSR came to represent +"socialism" even as they systematically destroyed the basis of real socialism. +By transforming the soviets into state bodies, substituting party power for +soviet power, undermining the factory committees, eliminating democracy in the +armed forces and workplaces, repressing the political opposition and workers' +protests, the Bolsheviks effectively marginalised the working class from its +own revolution. Bolshevik ideology and practice were themselves important and +sometimes decisive factors in the degeneration of the revolution and the +ultimate rise of Stalinism. + +As anarchists had predicted for decades previously, in the space of a few +months, and before the start of the Civil War, the Bolshevik's "workers' +state" had become, like any state, an alien power **over** the working class +and an instrument of minority rule (in this case, the rule of the party). The +Civil War accelerated this process and soon party dictatorship was introduced +(indeed, leading Bolsheviks began arguing that it was essential in any +revolution). The Bolsheviks put down the libertarian socialist elements within +their country, with the crushing of the uprising at Kronstadt and the +Makhnovist movement in the Ukraine being the final nails in the coffin of +socialism and the subjugation of the soviets. + +The Kronstadt uprising of February, 1921, was, for anarchists, of immense +importance (see the appendix ["What was the Kronstadt +Rebellion?"](append42.html) for a full discussion of this uprising). The +uprising started when the sailors of Kronstadt supported the striking workers +of Petrograd in February, 1921. They raised a 15 point resolution, the first +point of which was a call for soviet democracy. The Bolsheviks slandered the +Kronstadt rebels as counter-revolutionaries and crushed the revolt. For +anarchists, this was significant as the repression could not be justified in +terms of the Civil War (which had ended months before) and because it was a +major uprising of ordinary people for **_real_** socialism. As Voline puts it: + +> _ "Kronstadt was the first entirely independent attempt of the people to +liberate themselves of all yokes and carry out the Social Revolution: this +attempt was made directly . . . by the working masses themselves, without +political shepherds, without leaders or tutors. It was the first step towards +the third and social revolution."_ [Voline, **Op. Cit.**, pp. 537-8] + +In the Ukraine, anarchist ideas were most successfully applied. In areas under +the protection of the Makhnovist movement, working class people organised +their own lives directly, based on their own ideas and needs -- true social +self-determination. Under the leadership of Nestor Makhno, a self-educated +peasant, the movement not only fought against both Red and White dictatorships +but also resisted the Ukrainian nationalists. In opposition to the call for +"national self-determination," i.e. a new Ukrainian state, Makhno called +instead for working class self-determination in the Ukraine and across the +world. Makhno inspired his fellow peasants and workers to fight for real +freedom: + +> _ "Conquer or die -- such is the dilemma that faces the Ukrainian peasants +and workers at this historic moment . . . But we will not conquer in order to +repeat the errors of the past years, the error of putting our fate into the +hands of new masters; we will conquer in order to take our destinies into our +own hands, to conduct our lives according to our own will and our own +conception of the truth."_ [quoted by Peter Arshinov, **History of the +Makhnovist Movement**, p. 58] + +To ensure this end, the Makhnovists refused to set up governments in the towns +and cities they liberated, instead urging the creation of free soviets so that +the working people could govern themselves. Taking the example of +Aleksandrovsk, once they had liberated the city the Makhnovists _"immediately +invited the working population to participate in a general conference . . . it +was proposed that the workers organise the life of the city and the +functioning of the factories with their own forces and their own organisations +. . . The first conference was followed by a second. The problems of +organising life according to principles of self-management by workers were +examined and discussed with animation by the masses of workers, who all +welcomed this ideas with the greatest enthusiasm . . . Railroad workers took +the first step . . . They formed a committee charged with organising the +railway network of the region . . . From this point, the proletariat of +Aleksandrovsk began to turn systematically to the problem of creating organs +of self-management."_ [**Op. Cit.**, p. 149] + +The Makhnovists argued that the _"freedom of the workers and peasants is their +own, and not subject to any restriction. It is up to the workers and peasants +themselves to act, to organise themselves, to agree among themselves in all +aspects of their lives, as they see fit and desire . . . The Makhnovists can +do no more than give aid and counsel . . . In no circumstances can they, nor +do they wish to, govern."_ [Peter Arshinov, quoted by Guerin, **Op. Cit.**, p. +99] In Alexandrovsk, the Bolsheviks proposed to the Makhnovists spheres of +action - their Revkom (Revolutionary Committee) would handle political affairs +and the Makhnovists military ones. Makhno advised them _"to go and take up +some honest trade instead of seeking to impose their will on the workers."_ +[Peter Arshinov in **The Anarchist Reader**, p. 141] + +They also organised free agricultural communes which _"[a]dmittedly . . . were +not numerous, and included only a minority of the population . . . But what +was most precious was that these communes were formed by the poor peasants +themselves. The Makhnovists never exerted any pressure on the peasants, +confining themselves to propagating the idea of free communes."_ [Arshinov, +**History of the Makhnovist Movement**, p. 87] Makhno played an important role +in abolishing the holdings of the landed gentry. The local soviet and their +district and regional congresses equalised the use of the land between all +sections of the peasant community. [**Op. Cit.**, pp. 53-4] + +Moreover, the Makhnovists took the time and energy to involve the whole +population in discussing the development of the revolution, the activities of +the army and social policy. They organised numerous conferences of workers', +soldiers' and peasants' delegates to discuss political and social issues as +well as free soviets, unions and communes. They organised a regional congress +of peasants and workers when they had liberated Aleksandrovsk. When the +Makhnovists tried to convene the third regional congress of peasants, workers +and insurgents in April 1919 and an extraordinary congress of several regions +in June 1919 the Bolsheviks viewed them as counter-revolutionary, tried to ban +them and declared their organisers and delegates outside the law. + +The Makhnovists replied by holding the conferences anyway and asking _"[c]an +there exist laws made by a few people who call themselves revolutionaries, +which permit them to outlaw a whole people who are more revolutionary than +they are themselves?"_ and _"[w]hose interests should the revolution defend: +those of the Party or those of the people who set the revolution in motion +with their blood?"_ Makhno himself stated that he _"consider[ed] it an +inviolable right of the workers and peasants, a right won by the revolution, +to call conferences on their own account, to discuss their affairs."_ [**Op. +Cit.**, p. 103 and p. 129] + +In addition, the Makhnovists _"fully applied the revolutionary principles of +freedom of speech, of thought, of the press, and of political association. In +all cities and towns occupied by the Makhnovists, they began by lifting all +the prohibitions and repealing all the restrictions imposed on the press and +on political organisations by one or another power."_ Indeed, the _"only +restriction that the Makhnovists considered necessary to impose on the +Bolsheviks, the left Socialist-Revolutionaries and other statists was a +prohibition on the formation of those 'revolutionary committees' which sought +to impose a dictatorship over the people."_ [**Op. Cit.**, p. 153 and p. 154] + +The Makhnovists rejected the Bolshevik corruption of the soviets and instead +proposed _"the free and completely independent soviet system of working people +without authorities and their arbitrary laws."_ Their proclamations stated +that the _"working people themselves must freely choose their own soviets, +which carry out the will and desires of the working people themselves, that is +to say. ADMINISTRATIVE, not ruling soviets."_ Economically, capitalism would +be abolished along with the state - the land and workshops _"must belong to +the working people themselves, to those who work in them, that is to say, they +must be socialised."_ [**Op. Cit.**, p. 271 and p. 273] + +The army itself, in stark contrast to the Red Army, was fundamentally +democratic (although, of course, the horrific nature of the civil war did +result in a few deviations from the ideal -- however, compared to the regime +imposed on the Red Army by Trotsky, the Makhnovists were much more democratic +movement). + +The anarchist experiment of self-management in the Ukraine came to a bloody +end when the Bolsheviks turned on the Makhnovists (their former allies against +the "Whites," or pro-Tsarists) when they were no longer needed. This important +movement is fully discussed in the appendix ["Why does the Makhnovist movement +show there is an alternative to Bolshevism?"](append46.html) of our FAQ. +However, we must stress here the one obvious lesson of the Makhnovist +movement, namely that the dictatorial policies pursued by the Bolsheviks were +not imposed on them by objective circumstances. Rather, the political ideas of +Bolshevism had a clear influence in the decisions they made. After all, the +Makhnovists were active in the same Civil War and yet did not pursue the same +policies of party power as the Bolsheviks did. Rather, they successfully +encouraged working class freedom, democracy and power in extremely difficult +circumstances (and in the face of strong Bolshevik opposition to those +policies). The received wisdom on the left is that there was no alternative +open to the Bolsheviks. The experience of the Makhnovists disproves this. What +the masses of people, as well as those in power, do and think politically is +as much part of the process determining the outcome of history as are the +objective obstacles that limit the choices available. Clearly, ideas do matter +and, as such, the Makhnovists show that there was (and is) a practical +alternative to Bolshevism -- anarchism. + +The last anarchist march in Moscow until 1987 took place at the funeral of +Kropotkin in 1921, when over 10,000 marched behind his coffin. They carried +black banners declaring _"Where there is authority, there is no freedom"_ and +_"The Liberation of the working class is the task of the workers themselves."_ +As the procession passed the Butyrki prison, the inmates sang anarchist songs +and shook the bars of their cells. + +Anarchist opposition within Russia to the Bolshevik regime started in 1918. +They were the first left-wing group to be repressed by the new "revolutionary" +regime. Outside of Russia, anarchists continued to support the Bolsheviks +until news came from anarchist sources about the repressive nature of the +Bolshevik regime (until then, many had discounted negative reports as being +from pro-capitalist sources). Once these reliable reports came in, anarchists +across the globe rejected Bolshevism and its system of party power and +repression. The experience of Bolshevism confirmed Bakunin's prediction that +Marxism meant _"the highly despotic government of the masses by a new and very +small aristocracy of real or pretended scholars. The people are not learned, +so they will be liberated from the cares of government and included in +entirety in the governed herd."_ [**Statism and Anarchy**, pp. 178-9] + +From about 1921 on, anarchists outside of Russia started describing the USSR +as _"state-capitalist"_ to indicate that although individual bosses might have +been eliminated, the Soviet state bureaucracy played the same role as +individual bosses do in the West (anarchists **within** Russia had been +calling it that since 1918). For anarchists, _"the Russian revolution . . . is +trying to reach . . . economic equality . . . this effort has been made in +Russia under a strongly centralised party dictatorship . . . this effort to +build a communist republic on the basis of a strongly centralised state +communism under the iron law of a party dictatorship is bound to end in +failure. We are learning to know in Russia how **not** to introduce +communism."_ [**Anarchism**, p. 254] + +This meant exposing that Berkman called **"The Bolshevik Myth,"** the idea +that the Russian Revolution was a success and should be copied by +revolutionaries in other countries: _"It is imperative to unmask the great +delusion, which otherwise might lead the Western workers to the same abyss as +their brothers [and sisters] in Russia. It is incumbent upon those who have +seen through the myth to expose its true nature."_ [_"The Anti-Climax'"_, +**The Bolshevik Myth**, p. 342] Moreover, anarchists felt that it was their +revolutionary duty not only present and learn from the facts of the revolution +but also show solidarity with those subject to Bolshevik dictatorship. As Emma +Goldman argued, she had not _"come to Russia expecting to find Anarchism +realised."_ Such idealism was alien to her (although that has not stopped +Leninists saying the opposite). Rather, she expected to see _"the beginnings +of the social changes for which the Revolution had been fought."_ She was +aware that revolutions were difficult, involving _"destruction"_ and +_"violence."_ That Russia was not perfect was not the source of her vocal +opposition to Bolshevism. Rather, it was the fact that _"the Russian people +have been **locked out**"_ of their own revolution by the Bolshevik state +which used _"the sword and the gun to keep the people out."_ As a +revolutionary she refused _"to side with the master class, which in Russia is +called the Communist Party."_ [**My Disillusionment in Russia**, p. xlvii and +p. xliv] + +For more information on the Russian Revolution and the role played by +anarchists, see the appendix on [ "The Russian Revolution"](append4.html) of +the FAQ. As well as covering the Kronstadt uprising and the Makhnovists, it +discusses why the revolution failed, the role of Bolshevik ideology played in +that failure and whether there were any alternatives to Bolshevism. + +The following books are also recommended: **The Unknown Revolution** by +Voline; **The Guillotine at Work** by G.P. Maximov; **The Bolshevik Myth** and +**The Russian Tragedy**, both by Alexander Berkman; **The Bolsheviks and +Workers Control** by M. Brinton; **The Kronstadt Uprising** by Ida Mett; **The +History of the Makhnovist Movement** by Peter Arshinov; **My Disillusionment +in Russia** and **Living My Life** by Emma Goldman; **Nestor Makhno Anarchy's +Cossack: The struggle for free soviets in the Ukraine 1917-1921** by Alexandre +Skirda. + +Many of these books were written by anarchists active during the revolution, +many imprisoned by the Bolsheviks and deported to the West due to +international pressure exerted by anarcho-syndicalist delegates to Moscow who +the Bolsheviks were trying to win over to Leninism. The majority of such +delegates stayed true to their libertarian politics and convinced their unions +to reject Bolshevism and break with Moscow. By the early 1920's all the +anarcho-syndicalist union confederations had joined with the anarchists in +rejecting the "socialism" in Russia as state capitalism and party +dictatorship. + +## A.5.5 Anarchists in the Italian Factory Occupations + +After the end of the First World War there was a massive radicalisation across +Europe and the world. Union membership exploded, with strikes, demonstrations +and agitation reaching massive levels. This was partly due to the war, partly +to the apparent success of the Russian Revolution. This enthusiasm for the +Russian Revolution even reached Individualist Anarchists like Joseph Labadie, +who like many other anti-capitalists, saw _"the red in the east [giving] hope +of a brighter day"_ and the Bolsheviks as making _"laudable efforts to at +least try some way out of the hell of industrial slavery."_ [quoted by +Carlotta R. Anderson, **All-American Anarchist** p. 225 and p. 241] + +Across Europe, anarchist ideas became more popular and anarcho-syndicalist +unions grew in size. For example, in Britain, the ferment produced the shop +stewards' movement and the strikes on Clydeside; Germany saw the rise of IWW +inspired industrial unionism and a libertarian form of Marxism called "Council +Communism"; Spain saw a massive growth in the anarcho-syndicalist CNT. In +addition, it also, unfortunately, saw the rise and growth of both social +democratic and communist parties. Italy was no exception. + +In Turin, a new rank-and-file movement was developing. This movement was based +around the _"internal commissions"_ (elected ad hoc grievance committees). +These new organisations were based directly on the group of people who worked +together in a particular work shop, with a mandated and recallable shop +steward elected for each group of 15 to 20 or so workers. The assembly of all +the shop stewards in a given plant then elected the "internal commission" for +that facility, which was directly and constantly responsible to the body of +shop stewards, which was called the _"factory council."_ + +Between November 1918 and March 1919, the internal commissions had become a +national issue within the trade union movement. On February 20, 1919, the +Italian Federation of Metal Workers (FIOM) won a contract providing for the +election of "internal commissions" in the factories. The workers subsequently +tried to transform these organs of workers' representation into factory +councils with a managerial function. By May Day 1919, the internal commissions +_"were becoming the dominant force within the metalworking industry and the +unions were in danger of becoming marginal administrative units. Behind these +alarming developments, in the eyes of reformists, lay the libertarians."_ +[Carl Levy, **Gramsci and the Anarchists**, p. 135] By November 1919 the +internal commissions of Turin were transformed into factory councils. + +The movement in Turin is usually associated with the weekly **L'Ordine Nuovo** +(The New Order), which first appeared on May 1, 1919. As Daniel Guerin +summarises, it was _"edited by a left socialist, Antonio Gramsci, assisted by +a professor of philosophy at Turin University with anarchist ideas, writing +under the pseudonym of Carlo Petri, and also of a whole nucleus of Turin +libertarians. In the factories, the Ordine Nuovo group was supported by a +number of people, especially the anarcho-syndicalist militants of the metal +trades, Pietro Ferrero and Maurizio Garino. The manifesto of **Ordine Nuovo** +was signed by socialists and libertarians together, agreeing to regard the +factory councils as 'organs suited to future communist management of both the +individual factory and the whole society.'"_ [**Anarchism**, p. 109] + +The developments in Turin should not be taken in isolation. All across Italy, +workers and peasants were taking action. In late February 1920, a rash of +factory occupations broke out in Liguria, Piedmont and Naples. In Liguria, the +workers occupied the metal and shipbuilding plants in Sestri Ponente, +Cornigliano and Campi after a breakdown of pay talks. For up to four days, +under syndicalist leadership, they ran the plants through factory councils. + +During this period the Italian Syndicalist Union (USI) grew in size to around +800 000 members and the influence of the Italian Anarchist Union (UAI) with +its 20 000 members and daily paper (**Umanita Nova**) grew correspondingly. As +the Welsh Marxist historian Gwyn A. Williams points out _"Anarchists and +revolutionary syndicalists were the most consistently and totally +revolutionary group on the left . . . the most obvious feature of the history +of syndicalism and anarchism in 1919-20: rapid and virtually continuous growth +. . . The syndicalists above all captured militant working-class opinion which +the socialist movement was utterly failing to capture."_ [**Proletarian +Order**, pp. 194-195] In Turin, libertarians _"worked within FIOM"_ and had +been _"heavily involved in the **Ordine Nuovo** campaign from the beginning."_ +[**Op. Cit.**, p. 195] Unsurprisingly, **Ordone Nuovo** was denounced as +"syndicalist" by other socialists. + +It was the anarchists and syndicalists who first raised the idea of occupying +workplaces. Malatesta was discussing this idea in **Umanita Nova** in March, +1920. In his words, _"General strikes of protest no longer upset anyone . . . +One must seek something else. We put forward an idea: take-over of factories. +. . the method certainly has a future, because it corresponds to the ultimate +ends of the workers' movement and constitutes an exercise preparing one for +the ultimate act of expropriation."_ [**Errico Malatesta: His Life and +Ideas**, p. 134] In the same month, during _"a strong syndicalist campaign to +establish councils in Mila, Armando Borghi [anarchist secretary of the USI] +called for mass factory occupations. In Turin, the re-election of workshop +commissars was just ending in a two-week orgy of passionate discussion and +workers caught the fever. [Factory Council] Commissars began to call for +occupations."_ Indeed, _"the council movement outside Turin was essentially +anarcho-syndicalist."_ Unsurprisingly, the secretary of the syndicalist metal- +workers _"urged support for the Turin councils because they represented anti- +bureaucratic direct action, aimed at control of the factory and could be the +first cells of syndicalist industrial unions . . . The syndicalist congress +voted to support the councils. . . . Malatesta . . . supported them as a form +of direct action guaranteed to generate rebelliousness . . . **Umanita Nova** +and **Guerra di Classe** [paper of the USI] became almost as committed to the +councils as **L'Ordine Nuovo** and the Turin edition of **Avanti.**"_ +[Williams, **Op. Cit.**, p. 200, p. 193 and p. 196] + +The upsurge in militancy soon provoked an employer counter-offensive. The +bosses organisation denounced the factory councils and called for a +mobilisation against them. Workers were rebelling and refusing to follow the +bosses orders -- "indiscipline" was rising in the factories. They won state +support for the enforcement of the existing industrial regulations. The +national contract won by the FIOM in 1919 had provided that the internal +commissions were banned from the shop floor and restricted to non-working +hours. This meant that the activities of the shop stewards' movement in Turin +-- such as stopping work to hold shop steward elections -- were in violation +of the contract. The movement was essentially being maintained through mass +insubordination. The bosses used this infringement of the agreed contract as +the means combating the factory councils in Turin. + +The showdown with the employers arrived in April, when a general assembly of +shop stewards at Fiat called for sit-in strikes to protest the dismissal of +several shop stewards. In response the employers declared a general lockout. +The government supported the lockout with a mass show of force and troops +occupied the factories and mounted machine guns posts at them. When the shop +stewards movement decided to surrender on the immediate issues in dispute +after two weeks on strike, the employers responded with demands that the shop +stewards councils be limited to non-working hours, in accordance with the FIOM +national contract, and that managerial control be re-imposed. + +These demands were aimed at the heart of the factory council system and Turin +labour movement responded with a massive general strike in defence of it. In +Turin, the strike was total and it soon spread throughout the region of +Piedmont and involved 500 000 workers at its height. The Turin strikers called +for the strike to be extended nationally and, being mostly led by socialists, +they turned to the CGL trade union and Socialist Party leaders, who rejected +their call. + +The only support for the Turin general strike came from unions that were +mainly under anarcho-syndicalist influence, such as the independent railway +and the maritime workers unions (_"The syndicalists were the only ones to +move."_). The railway workers in Pisa and Florence refused to transport troops +who were being sent to Turin. There were strikes all around Genoa, among dock +workers and in workplaces where the USI was a major influence. So in spite of +being _"betrayed and abandoned by the whole socialist movement,"_ the April +movement _"still found popular support"_ with _"actions . . . either directly +led or indirectly inspired by anarcho-syndicalists."_ In Turin itself, the +anarchists and syndicalists were _"threatening to cut the council movement out +from under"_ Gramsci and the **Ordine Nuovo** group. [Williams, **Op. Cit.**, +p. 207, p. 193 and p. 194] + +Eventually the CGL leadership settled the strike on terms that accepted the +employers' main demand for limiting the shop stewards' councils to non-working +hours. Though the councils were now much reduced in activity and shop floor +presence, they would yet see a resurgence of their position during the +September factory occupations. + +The anarchists _"accused the socialists of betrayal. They criticised what they +believed was a false sense of discipline that had bound socialists to their +own cowardly leadership. They contrasted the discipline that placed every +movement under the 'calculations, fears, mistakes and possible betrayals of +the leaders' to the other discipline of the workers of Sestri Ponente who +struck in solidarity with Turin, the discipline of the railway workers who +refused to transport security forces to Turin and the anarchists and members +of the Unione Sindacale who forgot considerations of party and sect to put +themselves at the disposition of the Torinesi."_ [Carl Levy, **Op. Cit.**, p. +161] Sadly, this top-down "discipline" of the socialists and their unions +would be repeated during the factory occupations, with terrible results. + +In September, 1920, there were large-scale stay-in strikes in Italy in +response to an owner wage cut and lockout. _"Central to the climate of the +crisis was the rise of the syndicalists."_ In mid-August, the USI metal- +workers _"called for both unions to occupy the factories"_ and called for _"a +preventive occupation"_ against lock-outs. The USI saw this as the +_"expropriation of the factories by the metal-workers"_ (which must _"be +defended by all necessary measures"_) and saw the need _"to call the workers +of other industries into battle."_ [Williams, **Op. Cit.**, p. 236, pp. 238-9] +Indeed, _"[i]f the FIOM had not embraced the syndicalist idea of an occupation +of factories to counter an employer's lockout, the USI may well have won +significant support from the politically active working class of Turin."_ +[Carl Levy, **Op. Cit.**, p. 129] These strikes began in the engineering +factories and soon spread to railways, road transport, and other industries, +with peasants seizing land. The strikers, however, did more than just occupy +their workplaces, they placed them under workers' self-management. Soon over +500 000 "strikers" were at work, producing for themselves. Errico Malatesta, +who took part in these events, writes: + +> _ "The metal workers started the movement over wage rates. It was a strike +of a new kind. Instead of abandoning the factories, the idea was to remain +inside without working . . . Throughout Italy there was a revolutionary +fervour among the workers and soon the demands changed their characters. +Workers thought that the moment was ripe to take possession once [and] for all +the means of production. They armed for defence . . . and began to organise +production on their own . . . It was the right of property abolished in fact . +. .; it was a new regime, a new form of social life that was being ushered in. +And the government stood by because it felt impotent to offer opposition."_ +[**Errico Malatesta: His Life and Ideas**, p. 134] + +Daniel Guerin provides a good summary of the extent of the movement: + +> _ "The management of the factories . . . [was] conducted by technical and +administrative workers' committees. Self-management went quite a long way: in +the early period assistance was obtained from the banks, but when it was +withdrawn the self-management system issued its own money to pay the workers' +wages. Very strict self-discipline was required, the use of alcoholic +beverages forbidden, and armed patrols were organised for self-defence. Very +close solidarity was established between the factories under self-management. +Ores and coal were put into a common pool, and shared out equitably."_ +[**Anarchism**, p. 109] + +Italy was _"paralysed, with half a million workers occupying their factories +and raising red and black flags over them."_ The movement spread throughout +Italy, not only in the industrial heartland around Milan, Turin and Genoa, but +also in Rome, Florence, Naples and Palermo. The _"militants of the USI were +certainly in the forefront of the movement,"_ while **Umanita Nova** argued +that _"the movement is very serious and we must do everything we can to +channel it towards a massive extension."_ The persistent call of the USI was +for _"an extension of the movement to the whole of industry to institute their +'expropriating general strike.'"_ [Williams, **Op. Cit.**, p. 236 and pp. +243-4] Railway workers, influenced by the libertarians, refused to transport +troops, workers went on strike against the orders of the reformist unions and +peasants occupied the land. The anarchists whole-heartedly supported the +movement, unsurprisingly as the _"occupation of the factories and the land +suited perfectly our programme of action."_ [Malatesta, **Op. Cit.**, p. 135] +Luigi Fabbri described the occupations as having _"revealed a power in the +proletariat of which it had been unaware hitherto."_ [quoted by Paolo Sprinao, +**The Occupation of the Factories**, p. 134] + +However, after four weeks of occupation, the workers decided to leave the +factories. This was because of the actions of the socialist party and the +reformist trade unions. They opposed the movement and negotiated with the +state for a return to "normality" in exchange for a promise to extend workers' +control legally, in association with the bosses. The question of revolution +was decided by a vote of the CGL national council in Milan on April 10-11th, +without consulting the syndicalist unions, after the Socialist Party +leadership refused to decide one way or the other. + +Needless to say, this promise of "workers' control" was not kept. The lack of +independent inter-factory organisation made workers dependent on trade union +bureaucrats for information on what was going on in other cities, and they +used that power to isolate factories, cities, and factories from each other. +This lead to a return to work, _"in spite of the opposition of individual +anarchists dispersed among the factories."_ [Malatesta, **Op. Cit.**, p. 136] +The local syndicalist union confederations could not provide the necessary +framework for a fully co-ordinated occupation movement as the reformist unions +refused to work with them; and although the anarchists were a large minority, +they were still a minority: + +> _ "At the 'interproletarian' convention held on 12 September (in which the +Unione Anarchia, the railwaymen's and maritime workers union participated) the +syndicalist union decided that 'we cannot do it ourselves' without the +socialist party and the CGL, protested against the 'counter-revolutionary +vote' of Milan, declared it minoritarian, arbitrary and null, and ended by +launching new, vague, but ardent calls to action."_ [Paolo Spriano, **Op. +Cit.**, p. 94] + +Malatesta addressed the workers of one of the factories at Milan. He argued +that _"[t]hose who celebrate the agreement signed at Rome [between the +Confederazione and the capitalists] as a great victory of yours are deceiving +you. The victory in reality belongs to Giolitti, to the government and the +bourgeoisie who are saved from the precipice over which they were hanging."_ +During the occupation the _"bourgeoisie trembled, the government was powerless +to face the situation."_ Therefore: + +> _ "To speak of victory when the Roman agreement throws you back under +bourgeois exploitation which you could have got rid of is a lie. If you give +up the factories, do this with the conviction [of] hav[ing] lost a great +battle and with the firm intention to resume the struggle on the first +occasion and to carry it on in a thorough way. . . Nothing is lost if you have +no illusion [about] the deceiving character of the victory. The famous decree +on the control of factories is a mockery . . . because it tends to harmonise +your interests and those of the bourgeois which is like harmonising the +interests of the wolf and the sheep. Don't believe those of your leaders who +make fools of you by adjourning the revolution from day to day. You yourselves +must make the revolution when an occasion will offer itself, without waiting +for orders which never come, or which come only to enjoin you to abandon +action. Have confidence in yourselves, have faith in your future and you will +win."_ [quoted by Max Nettlau, **Errico Malatesta: The Biography of an +Anarchist**] + +Malatesta was proven correct. With the end of the occupations, the only +victors were the bourgeoisie and the government. Soon the workers would face +Fascism, but first, in October 1920, _"after the factories were evacuated,"_ +the government (obviously knowing who the real threat was) _"arrested the +entire leadership of the USI and UAI. The socialists did not respond"_ and _ +"more-or-less ignored the persecution of the libertarians until the spring of +1921 when the aged Malatesta and other imprisoned anarchists mounted a hunger +strike from their cells in Milan."_ [Carl Levy, **Op. Cit.**, pp. 221-2] They +were acquitted after a four day trial. + +The events of 1920 show four things. Firstly, that workers can manage their +own workplaces successfully by themselves, without bosses. Secondly, on the +need for anarchists to be involved in the labour movement. Without the support +of the USI, the Turin movement would have been even more isolated than it was. +Thirdly, anarchists need to be organised to influence the class struggle. The +growth of the UAI and USI in terms of both influence and size indicates the +importance of this. Without the anarchists and syndicalists raising the idea +of factory occupations and supporting the movement, it is doubtful that it +would have been as successful and widespread as it was. Lastly, that socialist +organisations, structured in a hierarchical fashion, do not produce a +revolutionary membership. By continually looking to leaders, the movement was +crippled and could not develop to its full potential. + +This period of Italian history explains the growth of Fascism in Italy. As +Tobias Abse points out, _"the rise of fascism in Italy cannot be detached from +the events of the **biennio rosso**, the two red years of 1919 and 1920, that +preceded it. Fascism was a preventive counter-revolution . . . launched as a +result of the failed revolution"_ [_"The Rise of Fascism in an Industrial +City"_, pp. 52-81, **Rethinking Italian Fascism**, David Forgacs (ed.), p. 54] +The term _"preventive counter-revolution"_ was originally coined by the +leading anarchist Luigi Fabbri, who correctly described fascism as _"the +organisation and agent of the violent armed defence of the ruling class +against the proletariat, which, to their mind, has become unduly demanding, +united and intrusive."_ [_"Fascism: The Preventive Counter-Revolution"_, pp. +408-416, **Anarchism**, Robert Graham (ed.), p. 410 and p. 409] + +The rise of fascism confirmed Malatesta's warning at the time of the factory +occupations: _"If we do not carry on to the end, we will pay with tears of +blood for the fear we now instil in the bourgeoisie."_ [quoted by Tobias Abse, +**Op. Cit.**, p. 66] The capitalists and rich landowners backed the fascists +in order to teach the working class their place, aided by the state. They +ensured _"that it was given every assistance in terms of funding and arms, +turning a blind eye to its breaches of the law and, where necessary, covering +its back through intervention by armed forces which, on the pretext of +restoring order, would rush to the aid of the fascists wherever the latter +were beginning to take a beating instead of doling one out."_ [Fabbri, **Op. +Cit.**, p. 411] To quote Tobias Abse: + +> _"The aims of the Fascists and their backers amongst the industrialists and +agrarians in 1921-22 were simple: to break the power of the organised workers +and peasants as completely as possible, to wipe out, with the bullet and the +club, not only the gains of the **biennio rosso**, but everything that the +lower classes had gained . . . between the turn of the century and the +outbreak of the First World War."_ [**Op. Cit.**, p. 54] + +The fascist squads attacked and destroyed anarchist and socialist meeting +places, social centres, radical presses and Camera del Lavoro (local trade +union councils). However, even in the dark days of fascist terror, the +anarchists resisted the forces of totalitarianism. _"It is no coincidence that +the strongest working-class resistance to Fascism was in . . . towns or cities +in which there was quite a strong anarchist, syndicalist or anarcho- +syndicalist tradition."_ [Tobias Abse, **Op. Cit.**, p. 56] + +The anarchists participated in, and often organised sections of, the **Arditi +del Popolo**, a working-class organisation devoted to the self-defence of +workers' interests. The Arditi del Popolo organised and encouraged working- +class resistance to fascist squads, often defeating larger fascist forces (for +example, _"the total humiliation of thousands of Italo Balbo's squadristi by a +couple of hundred Arditi del Popolo backed by the inhabitants of the working +class districts"_ in the anarchist stronghold of Parma in August 1922 [Tobias +Abse, **Op. Cit.**, p. 56]). + +The Arditi del Popolo was the closest Italy got to the idea of a united, +revolutionary working-class front against fascism, as had been suggested by +Malatesta and the UAI. This movement _"developed along anti-bourgeois and +anti-fascist lines, and was marked by the independence of its local +sections."_ [**Red Years, Black Years: Anarchist Resistance to Fascism in +Italy**, p. 2] Rather than being just an "anti-fascist" organisation, the +Arditi _"were not a movement in defence of 'democracy' in the abstract, but an +essentially working-class organisation devoted to the defence of the interests +of industrial workers, the dockers and large numbers of artisans and +craftsmen."_ [Tobias Abse, **Op. Cit.**, p. 75] Unsurprisingly, the **Arditi +del Popolo** _"appear to have been strongest and most successful in areas +where traditional working-class political culture was less exclusively +socialist and had strong anarchist or syndicalist traditions, for example, +Bari, Livorno, Parma and Rome."_ [Antonio Sonnessa, _"Working Class Defence +Organisation, Anti-Fascist Resistance and the **Arditi del Popolo** in Turin, +1919-22,"_ pp. 183-218, **European History Quarterly**, vol. 33, no. 2, p. +184] + +However, both the socialist and communist parties withdrew from the +organisation. The socialists signed a "Pact of Pacification" with the Fascists +in August 1921. The communists _"preferred to withdraw their members from the +Arditi del Popolo rather than let them work with the anarchists."_ [**Red +Years, Black Years**, p. 17] Indeed, _"[o]n the same day as the Pact was +signed, **Ordine Nuovo** published a PCd'I [Communist Party of Italy] +communication warning communists against involvement"_ in the Arditi del +Popolo. Four days later, the Communist leadership _"officially abandoned the +movement. Severe disciplinary measures were threatened against those +communists who continued to participate in, or liase with,"_ the organisation. +Thus by _"the end of the first week of August 1921 the PSI, CGL and the PCd'I +had officially denounced"_ the organisation. _"Only the anarchist leaders, if +not always sympathetic to the programme of the [Arditi del Popolo], did not +abandon the movement."_ Indeed, **Umanita Nova** _"strongly supported"_ it +_"on the grounds it represented a popular expression of anti-fascist +resistance and in defence of freedom to organise."_ [Antonio Sonnessa, **Op. +Cit.**, p. 195 and p. 194] + +However, in spite of the decisions by their leaders, many rank and file +socialists and communists took part in the movement. The latter took part in +open _"defiance of the PCd'I leadership's growing abandonment"_ of it. In +Turin, for example, communists who took part in the **Arditi del Polopo** did +so _"less as communists and more as part of a wider, working-class self- +identification . . . This dynamic was re-enforced by an important socialist +and anarchist presence"_ there. The failure of the Communist leadership to +support the movement shows the bankruptcy of Bolshevik organisational forms +which were unresponsive to the needs of the popular movement. Indeed, these +events show the _"libertarian custom of autonomy from, and resistance to, +authority was also operated against the leaders of the workers' movement, +particularly when they were held to have misunderstood the situation at grass +roots level."_ [Sonnessa, **Op. Cit.**, p. 200, p. 198 and p. 193] + +Thus the Communist Party failed to support the popular resistance to fascism. +The Communist leader Antonio Gramsci explained why, arguing that _"the party +leadership's attitude on the question of the Arditi del Popolo . . . +corresponded to a need to prevent the party members from being controlled by a +leadership that was not the party's leadership."_ Gramsci added that this +policy _"served to disqualify a mass movement which had started from below and +which could instead have been exploited by us politically."_ [**Selections +from Political Writings (1921-1926)**, p. 333] While being less sectarian +towards the Arditi del Popolo than other Communist leaders, _"[i]n common with +all communist leaders, Gramsci awaited the formation of the PCd'I-led military +squads."_ [Sonnessa, **Op. Cit.**, p. 196] In other words, the struggle +against fascism was seen by the Communist leadership as a means of gaining +more members and, when the opposite was a possibility, they preferred defeat +and fascism rather than risk their followers becoming influenced by anarchism. + +As Abse notes, _"it was the withdrawal of support by the Socialist and +Communist parties at the national level that crippled"_ the Arditi. [**Op. +Cit.**, p. 74] Thus _"social reformist defeatism and communist sectarianism +made impossible an armed opposition that was widespread and therefore +effective; and the isolated instances of popular resistance were unable to +unite in a successful strategy."_ And fascism could have been defeated: +_"Insurrections at Sarzanna, in July 1921, and at Parma, in August 1922, are +examples of the correctness of the policies which the anarchists urged in +action and propaganda."_ [**Red Years, Black Years**, p. 3 and p. 2] Historian +Tobias Abse confirms this analysis, arguing that _"[w]hat happened in Parma in +August 1922 . . . could have happened elsewhere, if only the leadership of the +Socialist and Communist parties thrown their weight behind the call of the +anarchist Malatesta for a united revolutionary front against Fascism."_ [**Op. +Cit.**, p. 56] + +In the end, fascist violence was successful and capitalist power maintained: + +> _ "The anarchists' will and courage were not enough to counter the fascist +gangs, powerfully aided with material and arms, backed by the repressive +organs of the state. Anarchists and anarcho-syndicalists were decisive in some +areas and in some industries, but only a similar choice of direct action on +the parts of the Socialist Party and the General Confederation of Labour [the +reformist trade union] could have halted fascism."_ [**Red Years, Black +Years**, pp. 1-2] + +After helping to defeat the revolution, the Marxists helped ensure the victory +of fascism. + +Even after the fascist state was created, anarchists resisted both inside and +outside Italy. In America, for example, Italian anarchists played a major role +in fighting fascist influence in their communities, none more so that Carlo +Tresca, most famous for his role in the 1912 IWW Lawrence strike, who _"in the +1920s had no peer among anti-Fascist leaders, a distinction recognised by +Mussolini's political police in Rome."_ [Nunzio Pernicone, **Carlo Tresca: +Portrait of a Rebel**, p. 4] Many Italians, both anarchist and non-anarchist, +travelled to Spain to resist Franco in 1936 (see Umberto Marzochhi's +**Remembering Spain: Italian Anarchist Volunteers in the Spanish Civil War** +for details). During the Second World War, anarchists played a major part in +the Italian Partisan movement. It was the fact that the anti-fascist movement +was dominated by anti-capitalist elements that led the USA and the UK to place +known fascists in governmental positions in the places they "liberated" (often +where the town had already been taken by the Partisans, resulting in the +Allied troops "liberating" the town from its own inhabitants!). + +Given this history of resisting fascism in Italy, it is surprising that some +claim Italian fascism was a product or form of syndicalism. This is even +claimed by some anarchists. According to Bob Black the _"Italian syndicalists +mostly went over to Fascism"_ and references David D. Roberts 1979 study **The +Syndicalist Tradition and Italian Fascism** to support his claim. [**Anarchy +after Leftism**, p. 64] Peter Sabatini in a review in **Social Anarchism** +makes a similar statement, saying that syndicalism's _"ultimate failure"_ was +_"its transformation into a vehicle of fascism."_ [**Social Anarchism**, no. +23, p. 99] What is the truth behind these claims? + +Looking at Black's reference we discover that, in fact, most of the Italian +syndicalists did not go over to fascism, if by syndicalists we mean members of +the USI (the Italian Syndicalist Union). Roberts states that: + +> _ "The vast majority of the organised workers failed to respond to the +syndicalists' appeals and continued to oppose [Italian] intervention [in the +First World War], shunning what seemed to be a futile capitalist war. The +syndicalists failed to convince even a majority within the USI . . . the +majority opted for the neutralism of Armando Borghi, leader of the anarchists +within the USI. Schism followed as De Ambris led the interventionist minority +out of the confederation."_ [**The Syndicalist Tradition and Italian +Fascism**, p. 113] + +However, if we take "syndicalist" to mean some of the intellectuals and +"leaders" of the pre-war movement, it was a case that the _"leading +syndicalists came out for intervention quickly and almost unanimously"_ +[Roberts, **Op. Cit.**, p. 106] after the First World War started. Many of +these pro-war "leading syndicalists" did become fascists. However, to +concentrate on a handful of "leaders" (which the majority did not even +follow!) and state that this shows that the _"Italian syndicalists mostly went +over to Fascism"_ staggers belief. What is even worse, as seen above, the +Italian anarchists and syndicalists were the most dedicated and successful +fighters against fascism. In effect, Black and Sabatini have slandered a whole +movement. + +What is also interesting is that these "leading syndicalists" were not +anarchists and so not anarcho-syndicalists. As Roberts notes _"[i]n Italy, the +syndicalist doctrine was more clearly the product of a group of intellectuals, +operating within the Socialist party and seeking an alternative to +reformism."_ They _"explicitly denounced anarchism"_ and _"insisted on a +variety of Marxist orthodoxy."_ The _"syndicalists genuinely desired -- and +tried -- to work within the Marxist tradition."_ [**Op. Cit.**, p. 66, p. 72, +p. 57 and p. 79] According to Carl Levy, in his account of Italian anarchism, +_"[u]nlike other syndicalist movements, the Italian variation coalesced inside +a Second International party. Supporter were partially drawn from socialist +intransigents . . . the southern syndicalist intellectuals pronounced +republicanism . . . Another component . . . was the remnant of the Partito +Operaio."_ [_"Italian Anarchism: 1870-1926"_ in **For Anarchism: History, +Theory, and Practice**, David Goodway (Ed.), p. 51] + +In other words, the Italian syndicalists who turned to fascism were, firstly, +a small minority of intellectuals who could not convince the majority within +the syndicalist union to follow them, and, secondly, Marxists and republicans +rather than anarchists, anarcho-syndicalists or even revolutionary +syndicalists. + +According to Carl Levy, Roberts' book _"concentrates on the syndicalist +intelligentsia"_ and that _"some syndicalist intellectuals . . . helped +generate, or sympathetically endorsed, the new Nationalist movement . . . +which bore similarities to the populist and republican rhetoric of the +southern syndicalist intellectuals."_ He argues that there _"has been far too +much emphasis on syndicalist intellectuals and national organisers"_ and that +syndicalism _"relied little on its national leadership for its long-term +vitality."_ [**Op. Cit.**, p. 77, p. 53 and p. 51] If we do look at the +membership of the USI, rather than finding a group which _"mostly went over to +fascism,"_ we discover a group of people who fought fascism tooth and nail and +were subject to extensive fascist violence. + +To summarise, Italian Fascism had nothing to do with syndicalism and, as seen +above, the USI fought the Fascists and was destroyed by them along with the +UAI, Socialist Party and other radicals. That a handful of pre-war Marxist- +syndicalists later became Fascists and called for a "National-Syndicalism" +does not mean that syndicalism and fascism are related (any more than some +anarchists later becoming Marxists makes anarchism "a vehicle" for Marxism!). + +It is hardly surprising that anarchists were the most consistent and +successful opponents of Fascism. The two movements could not be further apart, +one standing for total statism in the service of capitalism while the other +for a free, non-capitalist society. Neither is it surprising that when their +privileges and power were in danger, the capitalists and the landowners turned +to fascism to save them. This process is a common feature in history (to list +just four examples, Italy, Germany, Spain and Chile). + +## A.5.6 Anarchism and the Spanish Revolution + +As Noam Chomsky notes, _"a good example of a really large-scale anarchist +revolution -- in fact the best example to my knowledge \-- is the Spanish +revolution in 1936, in which over most of Republican Spain there was a quite +inspiring anarchist revolution that involved both industry and agriculture +over substantial areas . . . And that again was, by both human measures and +indeed anyone's economic measures, quite successful. That is, production +continued effectively; workers in farms and factories proved quite capable of +managing their affairs without coercion from above, contrary to what lots of +socialists, communists, liberals and other wanted to believe."_ The revolution +of 1936 was _"based on three generations of experiment and thought and work +which extended anarchist ideas to very large parts of the population."_ +[**Radical Priorities**, p. 212] + +Due to this anarchist organising and agitation, Spain in the 1930's had the +largest anarchist movement in the world. At the start of the Spanish "Civil" +war, over one and one half million workers and peasants were members of the +CNT (the **_National Confederation of Labour_**), an anarcho-syndicalist union +federation, and 30,000 were members of the FAI (the **_Anarchist Federation of +Iberia_**). The total population of Spain at this time was 24 million. + +The social revolution which met the Fascist coup on July 18th, 1936, is the +greatest experiment in libertarian socialism to date. Here the last mass +syndicalist union, the CNT, not only held off the fascist rising but +encouraged the widespread take-over of land and factories. Over seven million +people, including about two million CNT members, put self-management into +practise in the most difficult of circumstances and actually improved both +working conditions and output. + +In the heady days after the 19th of July, the initiative and power truly +rested in the hands of the rank-and-file members of the CNT and FAI. It was +ordinary people, undoubtedly under the influence of Faistas (members of the +FAI) and CNT militants, who, after defeating the fascist uprising, got +production, distribution and consumption started again (under more egalitarian +arrangements, of course), as well as organising and volunteering (in their +tens of thousands) to join the militias, which were to be sent to free those +parts of Spain that were under Franco. In every possible way the working class +of Spain were creating by their own actions a new world based on their own +ideas of social justice and freedom -- ideas inspired, of course, by anarchism +and anarchosyndicalism. + +George Orwell's eye-witness account of revolutionary Barcelona in late +December, 1936, gives a vivid picture of the social transformation that had +begun: + +> _"The Anarchists were still in virtual control of Catalonia and the +revolution was still in full swing. To anyone who had been there since the +beginning it probably seemed even in December or January that the +revolutionary period was ending; but when one came straight from England the +aspect of Barcelona was something startling and overwhelming. It was the first +time that I had ever been in a town where the working class was in the saddle. +Practically every building of any size had been seized by the workers and was +draped with red flags or with the red and black flag of the Anarchists; every +wall was scrawled with the hammer and sickle and with the initials of the +revolutionary parties; almost every church had been gutted and its images +burnt. Churches here and there were being systematically demolished by gangs +of workman. Every shop and cafe had an inscription saying that it had been +collectivised; even the bootblacks had been collectivised and their boxes +painted red and black. Waiters and shop-walkers looked you in the face and +treated you as an equal. Servile and even ceremonial forms of speech had +temporarily disappeared. Nobody said 'Señor' or 'Don' or even 'Usted'; +everyone called everyone else 'Comrade' or 'Thou', and said 'Salud!' instead +of 'Buenos dias'. . . Above all, there was a belief in the revolution and the +future, a feeling of having suddenly emerged into an era of equality and +freedom. Human beings were trying to behave as human beings and not as cogs in +the capitalist machine."_ [**Homage to Catalonia**, pp. 2-3] + +The full extent of this historic revolution cannot be covered here. It will be +discussed in more detail in [Section I.8](secI8.html) of the FAQ. All that can +be done is to highlight a few points of special interest in the hope that +these will give some indication of the importance of these events and +encourage people to find out more about it. + +All industry in Catalonia was placed either under workers' self-management +**or** workers' control (that is, either totally taking over **all** aspects +of management, in the first case, or, in the second, controlling the old +management). In some cases, whole town and regional economies were transformed +into federations of collectives. The example of the Railway Federation (which +was set up to manage the railway lines in Catalonia, Aragon and Valencia) can +be given as a typical example. The base of the federation was the local +assemblies: + +> _"All the workers of each locality would meet twice a week to examine all +that pertained to the work to be done... The local general assembly named a +committee to manage the general activity in each station and its annexes. At +[these] meetings, the decisions (direccion) of this committee, whose members +continued to work [at their previous jobs], would be subjected to the approval +or disapproval of the workers, after giving reports and answering questions." + +_ + +The delegates on the committee could be removed by an assembly at any time and +the highest co-ordinating body of the Railway Federation was the +**_"Revolutionary Committee,"_** whose members were elected by union +assemblies in the various divisions. The control over the rail lines, +according to Gaston Leval, _"did not operate from above downwards, as in a +statist and centralised system. The Revolutionary Committee had no such +powers. . . The members of the. . . committee being content to supervise the +general activity and to co-ordinate that of the different routes that made up +the network."_ [Gaston Leval, **Collectives in the Spanish Revolution**, p. +255] + +On the land, tens of thousands of peasants and rural day workers created +voluntary, self-managed collectives. The quality of life improved as co- +operation allowed the introduction of health care, education, machinery and +investment in the social infrastructure. As well as increasing production, the +collectives increased freedom. As one member puts it, _"it was marvellous . . +. to live in a collective, a free society where one could say what one +thought, where if the village committee seemed unsatisfactory one could say. +The committee took no big decisions without calling the whole village together +in a general assembly. All this was wonderful."_ [Ronald Fraser, **Blood of +Spain**, p. 360] + +We discuss the revolution in more detail in [section I.8](secI8.html). For +example, sections [I.8.3](secI8.html#seci83) and [I.8.4](secI8.html#seci84) +discuss in more depth how the industrial collectives. The rural collectives +are discussed in sections [I.8.5](secI8.html#seci85) and +[I.8.6](secI8.html#seci86). We must stress that these sections are summaries +of a vast social movement, and more information can be gathered from such +works as Gaston Leval's **Collectives in the Spanish Revolution**, Sam +Dolfgoff's **The Anarchist Collectives**, Jose Peirats' **The CNT in the +Spanish Revolution** and a host of other anarchist accounts of the revolution. + +On the social front, anarchist organisations created rational schools, a +libertarian health service, social centres, and so on. The **_Mujeres +Libres_** (free women) combated the traditional role of women in Spanish +society, empowering thousands both inside and outside the anarchist movement +(see **The Free Women of Spain** by Martha A. Ackelsberg for more information +on this very important organisation). This activity on the social front only +built on the work started long before the outbreak of the war; for example, +the unions often funded rational schools, workers centres, and so on. + +The voluntary militias that went to free the rest of Spain from Franco were +organised on anarchist principles and included both men and women. There was +no rank, no saluting and no officer class. Everybody was equal. George Orwell, +a member of the POUM militia (the POUM was a dissident Marxist party, +influenced by Leninism but not, as the Communists asserted, Trotskyist) makes +this clear: + +> _"The essential point of the [militia] system was the social equality +between officers and men. Everyone from general to private drew the same pay, +ate the same food, wore the same clothes, and mingled on terms of complete +equality. If you wanted to slap the general commanding the division on the +back and ask him for a cigarette, you could do so, and no one thought it +curious. In theory at any rate each militia was a democracy and not a +hierarchy. It was understood that orders had to be obeyed, but it was also +understood that when you gave an order you gave it as comrade to comrade and +not as superior to inferior. There were officers and N.C.O.s, but there was no +military rank in the ordinary sense; no titles, no badges, no heel-clicking +and saluting. They had attempted to produce within the militias a sort of +temporary working model of the classless society. Of course there was not +perfect equality, but there was a nearer approach to it than I had ever seen +or that I would have though conceivable in time of war. . . "_ [**Op. Cit.**, +p. 26] + +In Spain, however, as elsewhere, the anarchist movement was smashed between +Stalinism (the Communist Party) on the one hand and Capitalism (Franco) on the +other. Unfortunately, the anarchists placed anti-fascist unity before the +revolution, thus helping their enemies to defeat both them and the revolution. +Whether they were forced by circumstances into this position or could have +avoided it is still being debated (see [section I.8.10](secI8.html#seci810) +for a discussion of why the CNT-FAI collaborated and [section +I.8.11](secI8.html#seci811) on why this decision was **not** a product of +anarchist theory). + +Orwell's account of his experiences in the militia's indicates why the Spanish +Revolution is so important to anarchists: + +> _"I had dropped more or less by chance into the only community of any size +in Western Europe where political consciousness and disbelief in capitalism +were more normal than their opposites. Up here in Aragon one was among tens of +thousands of people, mainly though not entirely of working-class origin, all +living at the same level and mingling on terms of equality. In theory it was +perfect equality, and even in practice it was not far from it. There is a +sense in which it would be true to say that one was experiencing a foretaste +of Socialism, by which I mean that the prevailing mental atmosphere was that +of Socialism. Many of the normal motives of civilised life -- snobbishness, +money-grubbing, fear of the boss, etc. -- had simply ceased to exist. The +ordinary class- division of society had disappeared to an extent that is +almost unthinkable in the money-tainted air of England; there was no one there +except the peasants and ourselves, and no one owned anyone else as his master. +. . One had been in a community where hope was more normal than apathy or +cynicism, where the word 'comrade' stood for comradeship and not, as in most +countries, for humbug. One had breathed the air of equality. I am well aware +that it is now the fashion to deny that Socialism has anything to do with +equality. In every country in the world a huge tribe of party-hacks and sleek +little professors are busy 'proving' that Socialism means no more than a +planned state-capitalism with the grab-motive left intact. But fortunately +there also exists a vision of Socialism quite different from this. The thing +that attracts ordinary men to Socialism and makes them willing to risk their +skins for it, the 'mystique' of Socialism, is the idea of equality; to the +vast majority of people Socialism means a classless society, or it means +nothing at all . . . In that community where no one was on the make, where +there was a shortage of everything but no boot-licking, one got, perhaps, a +crude forecast of what the opening stages of Socialism might be like. And, +after all, instead of disillusioning me it deeply attracted me. . ."_ [**Op. +Cit.**, pp. 83-84] + +For more information on the Spanish Revolution, the following books are +recommended: **Lessons of the Spanish Revolution** by Vernon Richards; +**Anarchists in the Spanish Revolution** and **The CNT in the Spanish +Revolution** by Jose Peirats; **Free Women of Spain** by Martha A. Ackelsberg; +**The Anarchist Collectives** edited by Sam Dolgoff; _"Objectivity and Liberal +Scholarship"_ by Noam Chomsky (in **The Chomsky Reader**); **The Anarchists of +Casas Viejas** by Jerome R. Mintz; and **Homage to Catalonia** by George +Orwell. + +## A.5.7 The May-June Revolt in France, 1968 + +The May-June events in France placed anarchism back on the radical landscape +after a period in which many people had written the movement off as dead. This +revolt of ten million people grew from humble beginnings. Expelled by the +university authorities of Nanterre in Paris for anti-Vietnam War activity, a +group of anarchists (including Daniel Cohn-Bendit) promptly called a protest +demonstration. The arrival of 80 police enraged many students, who quit their +studies to join the battle and drive the police from the university. + +Inspired by this support, the anarchists seized the administration building +and held a mass debate. The occupation spread, Nanterre was surrounded by +police, and the authorities closed the university down. The next day, the +Nanterre students gathered at the Sorbonne University in the centre of Paris. +Continual police pressure and the arrest of over 500 people caused anger to +erupt into five hours of street fighting. The police even attacked passers-by +with clubs and tear gas. + +A total ban on demonstrations and the closure of the Sorbonne brought +thousands of students out onto the streets. Increasing police violence +provoked the building of the first barricades. Jean Jacques Lebel, a reporter, +wrote that by 1 a.m., _"[l]iterally thousands helped build barricades. . . +women, workers, bystanders, people in pyjamas, human chains to carry rocks, +wood, iron."_ An entire night of fighting left 350 police injured. On May 7th, +a 50,000-strong protest march against the police was transformed into a day- +long battle through the narrow streets of the Latin Quarter. Police tear gas +was answered by molotov cocktails and the chant _"Long Live the Paris +Commune!"_ + +By May 10th, continuing massive demonstrations forced the Education Minister +to start negotiations. But in the streets, 60 barricades had appeared and +young workers were joining the students. The trade unions condemned the police +violence. Huge demonstrations throughout France culminated on May 13th with +one million people on the streets of Paris. + +Faced with this massive protest, the police left the Latin Quarter. Students +seized the Sorbonne and created a mass assembly to spread the struggle. +Occupations soon spread to every French University. From the Sorbonne came a +flood of propaganda, leaflets, proclamations, telegrams, and posters. Slogans +such as "**_Everything is Possible,"_** **_"Be Realistic, Demand the +Impossible,"_** **_"Life without Dead Times,"_** and **_"It is Forbidden to +Forbid"_** plastered the walls. **_"All Power to the Imagination"_** was on +everyone's lips. As Murray Bookchin pointed out, _"the motive forces of +revolution today. . . are not simply scarcity and material need, but also +**quality of everyday life . . . the attempt to gain control of one's own +destiny**." _[**Post-Scarcity Anarchism**, p. 166] + +Many of the most famous slogans of those days originated from the +Situationists. The **Situationist International** had been formed in 1957 by a +small group of dissident radicals and artists. They had developed a highly +sophisticated (if jargon riddled) and coherent analysis of modern capitalist +society and how to supersede it with a new, freer one. Modern life, they +argued, was mere survival rather than living, dominated by the economy of +consumption in which everyone, everything, every emotion and relationship +becomes a commodity. People were no longer simply alienated producers, they +were also alienated consumers. They defined this kind of society as the +**_"Spectacle."_** Life itself had been stolen and so revolution meant +recreating life. The area of revolutionary change was no longer just the +workplace, but in everyday existence: + +> _ "People who talk about revolution and class struggle without referring +explicitly to everyday life, without understanding what is subversive about +love and what is positive in the refusal of constraints, such people have a +corpse in their mouth."_ [quoted by Clifford Harper, **Anarchy: A Graphic +Guide**, p. 153] + +Like many other groups whose politics influenced the Paris events, the +situationists argued that _"the workers' councils are the only answer. Every +other form of revolutionary struggle has ended up with the very opposite of +what it was originally looking for."_ [quoted by Clifford Harper, **Op. +Cit.**, p. 149] These councils would be self-managed and not be the means by +which a "revolutionary" party would take power. Like the anarchists of **Noire +et Rouge** and the libertarian socialists of **Socialisme ou Barbarie**, their +support for a self-managed revolution from below had a massive influence in +the May events and the ideas that inspired it. + +On May 14th, the Sud-Aviation workers locked the management in its offices and +occupied their factory. They were followed by the Cleon-Renault, Lockhead- +Beauvais and Mucel-Orleans factories the next day. That night the National +Theatre in Paris was seized to become a permanent assembly for mass debate. +Next, France's largest factory, Renault-Billancourt, was occupied. Often the +decision to go on indefinite strike was taken by the workers without +consulting union officials. By May 17th, a hundred Paris Factories were in the +hands of their workers. The weekend of the 19th of May saw 122 factories +occupied. By May 20th, the strike and occupations were general and involved +six million people. Print workers said they did not wish to leave a monopoly +of media coverage to TV and radio, and agreed to print newspapers as long as +the press _"carries out with objectivity the role of providing information +which is its duty."_ In some cases print-workers insisted on changes in +headlines or articles before they would print the paper. This happened mostly +with the right-wing papers such as **_'Le Figaro'_** or **_'La Nation'_**. + +With the Renault occupation, the Sorbonne occupiers immediately prepared to +join the Renault strikers, and led by anarchist black and red banners, 4,000 +students headed for the occupied factory. The state, bosses, unions and +Communist Party were now faced with their greatest nightmare -- a worker- +student alliance. Ten thousand police reservists were called up and frantic +union officials locked the factory gates. The Communist Party urged their +members to crush the revolt. They united with the government and bosses to +craft a series of reforms, but once they turned to the factories they were +jeered out of them by the workers. + +The struggle itself and the activity to spread it was organised by self- +governing mass assemblies and co-ordinated by action committees. The strikes +were often run by assemblies as well. As Murray Bookchin argues, the _"hope +[of the revolt] lay in the extension of self-management in all its forms -- +the general assemblies and their administrative forms, the action committees, +the factory strike committees -- to all areas of the economy, indeed to all +areas of life itself."_ Within the assemblies, _"a fever of life gripped +millions, a rewaking of senses that people never thought they possessed."_ +[**Op. Cit.**, p. 168 and p. 167] It was not a workers' strike or a student +strike. It was a **peoples'** strike that cut across almost all class lines. + +On May 24th, anarchists organised a demonstration. Thirty thousand marched +towards the Palace de la Bastille. The police had the Ministries protected, +using the usual devices of tear gas and batons, but the Bourse (Stock +Exchange) was left unprotected and a number of demonstrators set fire to it. + +It was at this stage that some left-wing groups lost their nerve. The +Trotskyist JCR turned people back into the Latin Quarter. Other groups such as +UNEF and Parti Socialiste Unife (United Socialist Party) blocked the taking of +the Ministries of Finance and Justice. Cohn-Bendit said of this incident _"As +for us, we failed to realise how easy it would have been to sweep all these +nobodies away. . . .It is now clear that if, on 25 May, Paris had woken to +find the most important Ministries occupied, Gaullism would have caved in at +once. . . . "_ Cohn-Bendit was forced into exile later that very night. + +As the street demonstrations grew and occupations continued, the state +prepared to use overwhelming means to stop the revolt. Secretly, top generals +readied 20,000 loyal troops for use on Paris. Police occupied communications +centres like TV stations and Post Offices. By Monday, May 27th, the Government +had guaranteed an increase of 35% in the industrial minimum wage and an all +round-wage increase of 10%. The leaders of the CGT organised a march of +500,000 workers through the streets of Paris two days later. Paris was covered +in posters calling for a _"Government of the People."_ Unfortunately the +majority still thought in terms of changing their rulers rather than taking +control for themselves. + +By June 5th most of the strikes were over and an air of what passes for +normality within capitalism had rolled back over France. Any strikes which +continued after this date were crushed in a military-style operation using +armoured vehicles and guns. On June 7th, they made an assault on the Flins +steelworks which started a four-day running battle which left one worker dead. +Three days later, Renault strikers were gunned down by police, killing two. In +isolation, those pockets of militancy stood no chance. On June 12th, +demonstrations were banned, radical groups outlawed, and their members +arrested. Under attack from all sides, with escalating state violence and +trade union sell-outs, the General Strike and occupations crumbled. + +So why did this revolt fail? Certainly not because "vanguard" Bolshevik +parties were missing. It was infested with them. Fortunately, the traditional +authoritarian left sects were isolated and outraged. Those involved in the +revolt did not require a vanguard to tell them what to do, and the "workers' +vanguards" frantically ran after the movement trying to catch up with it and +control it. + +No, it was the lack of independent, self-managed confederal organisations to +co-ordinate struggle which resulted in occupations being isolated from each +other. So divided, they fell. In addition, Murray Bookchin argues that _"an +awareness among the workers that the factories had to be **worked**, not +merely occupied or struck,"_ was missing. [**Op. Cit.**, p. 182] + +This awareness would have been encouraged by the existence of a strong +anarchist movement before the revolt. The anti-authoritarian left, though very +active, was too weak among striking workers, and so the idea of self-managed +organisations and workers self-management was not widespread. However, the +May-June revolt shows that events can change very rapidly. _"Under the +influence of the students,"_ noted libertarian socialist Maurice Brinton, +_"thousands began to query the whole principle of hierarchy . . . Within a +matter of days the tremendous creative potentialities of the people suddenly +erupted. The boldest and realistic ideas -- and they are usually the same -- +were advocated, argued, applied. Language, rendered stale by decades of +bureaucratic mumbo-jumbo, eviscerated by those who manipulate it for +advertising purposes, reappeared as something new and fresh. People re- +appropriated it in all its fullness. Magnificently apposite and poetic slogans +emerged from the anonymous crowd."_ [_"Paris: May 1968"_, **For Workers' +Power**, p. 253] The working class, fused by the energy and bravado of the +students, raised demands that could not be catered for within the confines of +the existing system. The General Strike displays with beautiful clarity the +potential power that lies in the hands of the working class. The mass +assemblies and occupations give an excellent, if short-lived, example of +anarchy in action and how anarchist ideas can quickly spread and be applied in +practice. + +For more details of these events, see participants Daniel and Gabriel Cohn- +Bendit's **Obsolete Communism: The Left-Wing Alternative** or Maurice +Brinton's eye-witness account _"Paris: may 1968"_ (in his **For Workers' +Power**). **Beneath the Paving Stones** by edited Dark Star is a good +anthology of situationist works relating to Paris 68 (it also contains +Brinton's essay). + diff --git a/markdown/secAcon.md b/markdown/secAcon.md new file mode 100644 index 0000000000000000000000000000000000000000..7e29492d268480728715f29a2731ee991a3557ae --- /dev/null +++ b/markdown/secAcon.md @@ -0,0 +1,68 @@ +# Section A - What is Anarchism? + +## [Introduction](secAint.html) + +## [A.1 What is anarchism?](secA1.html) + +### [A.1.1 What does "anarchy" mean?](secA1.html#seca11) +[A.1.2 What does "anarchism" mean?](secA1.html#seca12) +[A.1.3 Why is anarchism also called libertarian socialism?](secA1.html#seca13) +[A.1.4 Are anarchists socialists?](secA1.html#seca14) +[A.1.5 Where does anarchism come from?](secA1.html#seca15) + +## [A.2 What does anarchism stand for?](secA2.html) + +### [A.2.1 What is the essence of anarchism?](secA2.html#seca21) +[A.2.2 Why do anarchists emphasise liberty?](secA2.html#seca22) +[A.2.3 Are anarchists in favour of organisation?](secA2.html#seca23) +[A.2.4 Are anarchists in favour of "absolute" liberty?](secA2.html#seca24) +[A.2.5 Why are anarchists in favour of equality?](secA2.html#seca25) +[A.2.6 Why is solidarity important to anarchists?](secA2.html#seca26) +[A.2.7 Why do anarchists argue for self-liberation?](secA2.html#seca27) +[A.2.8 Is it possible to be an anarchist without opposing +hierarchy?](secA2.html#seca28) +[A.2.9 What sort of society do anarchists want?](secA2.html#seca29) +[A.2.10 What will abolishing hierarchy mean and achieve?](secA2.html#seca210) +[A.2.11 Why do most anarchists support direct democracy?](secA2.html#seca211) +[A.2.12 Is consensus an alternative to direct democracy?](secA2.html#seca212) +[A.2.13 Are anarchists individualists or collectivists?](secA2.html#seca213) +[A.2.14 Why is voluntarism not enough?](secA2.html#seca214) +[A.2.15 What about Human Nature?](secA2.html#seca215) +[A.2.16 Does anarchism require "perfect" people to work?](secA2.html#seca216) +[A.2.17 Aren't most people too stupid for a free society to +work?](secA2.html#seca217) +[A.2.18 Do anarchists support terrorism?](secA2.html#seca218) +[A.2.19 What ethical views do anarchists hold?](secA2.html#seca219) +[A.2.20 Why are most anarchists atheists?](secA2.html#seca220) + +## [A.3 What types of anarchism are there?](secA3.html) + +### [A.3.1 What are the differences between individualist and social +anarchists?](secA3.html#seca31) +[A.3.2 Are there different types of social anarchism?](secA3.html#seca32) +[A.3.3 What kinds of green anarchism are there?](secA3.html#seca33) +[A.3.4 Is anarchism pacifistic?](secA3.html#seca34) +[A.3.5 What is anarcha-feminism?](secA3.html#seca35) +[A.3.6 What is Cultural Anarchism?](secA3.html#seca36) +[A.3.7 Are there religious anarchists?](secA3.html#seca37) +[A.3.8 What is _"anarchism without adjectives"_?](secA3.html#seca38) +[A.3.9 What is anarcho-primitivism?](secA3.html#seca39) + +## [A.4 Who are the major anarchist thinkers?](secA4.html) + +### [A.4.1 Are there any thinkers close to anarchism?](secA4.html#seca41) +[A.4.2 Are there any liberal thinkers close to anarchism?](secA4.html#seca42) +[A.4.3 Are there any socialist thinkers close to +anarchism?](secA4.html#seca43) +[A.4.4 Are there any Marxist thinkers close to anarchism? ](secA4.html#seca44) + +## [A.5 What are some examples of "Anarchy in Action"?](secA5.html) + +### [A.5.1 The Paris Commune.](secA5.html#seca51) +[A.5.2 The Haymarket Martyrs.](secA5.html#seca52) +[A.5.3 Building the syndicalist unions.](secA5.html#seca53) +[A.5.4 Anarchists in the Russian Revolution.](secA5.html#seca54) +[A.5.5 Anarchists in the Italian Factory Occupations.](secA5.html#seca55) +[A.5.6 Anarchism and the Spanish Revolution.](secA5.html#seca56) +[A.5.7 The May-June revolt in France, 1968.](secA5.html#seca57) + diff --git a/markdown/secAint.md b/markdown/secAint.md new file mode 100644 index 0000000000000000000000000000000000000000..6a3dd317ca3551f575ba6fa633f5435cb412fc0a --- /dev/null +++ b/markdown/secAint.md @@ -0,0 +1,125 @@ +# Section A - What is Anarchism? + +Modern civilisation faces three potentially catastrophic crises: (1) social +breakdown, a shorthand term for rising rates of poverty, homelessness, crime, +violence, alienation, drug and alcohol abuse, social isolation, political +apathy, dehumanisation, the deterioration of community structures of self-help +and mutual aid, etc.; (2) destruction of the planet's delicate ecosystems on +which all complex forms of life depend; and (3) the proliferation of weapons +of mass destruction, particularly nuclear weapons. + +Orthodox opinion, including that of Establishment "experts," mainstream media, +and politicians, generally regards these crises as separable, each having its +own causes and therefore capable of being dealt with on a piecemeal basis, in +isolation from the other two. Obviously, however, this "orthodox" approach +isn't working, since the problems in question are getting worse. Unless some +better approach is taken soon, we are clearly headed for disaster, either from +catastrophic war, ecological Armageddon, or a descent into urban savagery -- +or all of the above. + +Anarchism offers a unified and coherent way of making sense of these crises, +by tracing them to a common source. This source is the principle of +**hierarchical authority**, which underlies the major institutions of all +"civilised" societies, whether capitalist or "communist." Anarchist analysis +therefore starts from the fact that all of our major institutions are in the +form of hierarchies, i.e. organisations that concentrate power at the top of a +pyramidal structure, such as corporations, government bureaucracies, armies, +political parties, religious organisations, universities, etc. It then goes on +to show how the authoritarian relations inherent in such hierarchies +negatively affect individuals, their society, and culture. In the first part +of this FAQ (**sections A to E**) we will present the anarchist analysis of +hierarchical authority and its negative effects in greater detail. + +It should not be thought, however, that anarchism is just a critique of modern +civilisation, just "negative" or "destructive." Because it is much more than +that. For one thing, it is also a proposal for a free society. Emma Goldman +expressed what might be called the "anarchist question" as follows: _"The +problem that confronts us today. . . is how to be one's self and yet in +oneness with others, to feel deeply with all human beings and still retain +one's own characteristic qualities."_ [**Red Emma Speaks**, pp. 158-159] In +other words, how can we create a society in which the potential for each +individual is realised but not at the expense of others? In order to achieve +this, anarchists envision a society in which, instead of being controlled +**_"from the top down"_** through hierarchical structures of centralised +power, the affairs of humanity will, to quote Benjamin Tucker, _"be managed by +individuals or voluntary associations."_ [**Anarchist Reader**, p. 149] While +later sections of the FAQ (**sections I and J**) will describe anarchism's +positive proposals for organising society in this way, "from the bottom up," +some of the constructive core of anarchism will be seen even in the earlier +sections. The positive core of anarchism can even be seen in the anarchist +critique of such flawed solutions to the social question as Marxism and right- +wing "libertarianism" (**sections F and H**, respectively). + +As Clifford Harper elegantly puts it, _"[l]ike all great ideas, anarchism is +pretty simple when you get down to it -- human beings are at their best when +they are living free of authority, deciding things among themselves rather +than being ordered about."_ [**Anarchy: A Graphic Guide**, p. vii] Due to +their desire to maximise individual and therefore social freedom, anarchists +wish to dismantle all institutions that repress people: + +> _"Common to all Anarchists is the desire to free society of all political +and social coercive institutions which stand in the way of the development of +a free humanity."_ [Rudolf Rocker, **Anarcho-Syndicalism**, p. 9] + +As we'll see, all such institutions are hierarchies, and their repressive +nature stems directly from their hierarchical form. + +Anarchism is a socio-economic and political theory, but not an ideology. The +difference is **very** important. Basically, theory means you have ideas; an +ideology means ideas have you. Anarchism is a body of ideas, but they are +flexible, in a constant state of evolution and flux, and open to modification +in light of new data. As society changes and develops, so does anarchism. An +ideology, in contrast, is a set of "fixed" ideas which people believe +dogmatically, usually ignoring reality or "changing" it so as to fit with the +ideology, which is (by definition) correct. All such "fixed" ideas are the +source of tyranny and contradiction, leading to attempts to make everyone fit +onto a Procrustean Bed. This will be true regardless of the ideology in +question -- Leninism, Objectivism, "Libertarianism," or whatever -- all will +all have the same effect: the destruction of real individuals in the name of a +doctrine, a doctrine that usually serves the interest of some ruling elite. +Or, as Michael Bakunin puts it: + +> _"Until now all human history has been only a perpetual and bloody +immolation of millions of poor human beings in honour of some pitiless +abstraction -- God, country, power of state, national honour, historical +rights, judicial rights, political liberty, public welfare."_ [**God and the +State**, p. 59] + +Dogmas are static and deathlike in their rigidity, often the work of some dead +"prophet," religious or secular, whose followers erect his or her ideas into +an idol, immutable as stone. Anarchists want the living to bury the dead so +that the living can get on with their lives. The living should rule the dead, +not vice versa. Ideologies are the nemesis of critical thinking and +consequently of freedom, providing a book of rules and "answers" which relieve +us of the "burden" of thinking for ourselves. + +In producing this FAQ on anarchism it is not our intention to give you the +"correct" answers or a new rule book. We will explain a bit about what +anarchism has been in the past, but we will focus more on its modern forms and +why **we** are anarchists today. The FAQ is an attempt to provoke thought and +analysis on your part. If you are looking for a new ideology, then sorry, +anarchism is not for you. + +While anarchists try to be realistic and practical, we are not "reasonable" +people. "Reasonable" people uncritically accept what the "experts" and +"authorities" tell them is true, and so they will always remain slaves! +Anarchists know that, as Bakunin wrote: + +> _"[a] person is strong only when he stands upon his own truth, when he +speaks and acts from his deepest convictions. Then, whatever the situation he +may be in, he always knows what he must say and do. He may fall, but he cannot +bring shame upon himself or his causes."_ [quoted in Albert Meltzer, **I +couldn't Paint Golden Angels**, p. 2] + +What Bakunin describes is the power of independent thought, which is the power +of freedom. We encourage you not to be "reasonable," not to accept what others +tell you, but to think and act for yourself! + +One last point: to state the obvious, this is **not** the final word on +anarchism. Many anarchists will disagree with much that is written here, but +this is to be expected when people think for themselves. All we wish to do is +indicate the **basic** ideas of anarchism and give our analysis of certain +topics based on how we understand and apply these ideas. We are sure, however, +that all anarchists will agree with the core ideas we present, even if they +may disagree with our application of them here and there. + diff --git a/markdown/secB1.md b/markdown/secB1.md new file mode 100644 index 0000000000000000000000000000000000000000..ac21e606adc08b6f482ea885da9c9186cb03ec68 --- /dev/null +++ b/markdown/secB1.md @@ -0,0 +1,1828 @@ +# B.1 Why are anarchists against authority and hierarchy? + +First, it is necessary to indicate what kind of authority anarchism +challenges. While it is customary for some opponents of anarchism to assert +that anarchists oppose all kinds of authority, the reality of the situation is +more complex. While anarchists have, on occasion, stated their opposition to +"all authority" a closer reading quickly shows that anarchists reject only one +specific form of authority, what we tend to call hierarchy (see [section +H.4](secH4.html) for more details). This can be seen when Bakunin stated that +_"the principle of **authority**"_ was the _"eminently theological, +metaphysical and political idea that the masses, **always** incapable of +governing themselves, must submit at all times to the benevolent yoke of a +wisdom and a justice, which in one way or another, is imposed from above."_ +[**Marxism, Freedom and the State**, p. 33] + +Other forms of authority are more acceptable to anarchists, it depends whether +the authority in question becomes a source of **power** over others or not. +That is the key to understanding the anarchist position on authority -- if it +is **_hierarchical_** authority, then anarchists are against it. . The reason +is simple: + +> _"[n]o one should be entrusted with power, inasmuch as anyone invested with +authority must . . . became an oppressor and exploiter of society."_ [Bakunin, +**The Political Philosophy of Bakunin**, p. 249] + +This distinction between forms of authority is important. As Erich Fromm +pointed out, _"authority"_ is _"a broad term with two entirely different +meanings: it can be either 'rational' or 'irrational' authority. Rational +authority is based on competence, and it helps the person who leans on it to +grow. Irrational authority is based on power and serves to exploit the person +subjected to it."_ [**To Have or To Be**, pp. 44-45] The same point was made +by Bakunin over 100 years earlier when he indicated the difference between +authority and _"natural influence."_ For Bakunin, individual freedom _"results +from th[e] great number of material, intellectual, and moral influences which +every individual around him [or her] and which society . . . continually +exercise . . . To abolish this mutual influence would be to die."_ +Consequently, _"when we reclaim the freedom of the masses, we hardly wish to +abolish the effect of any individual's or any group of individual's natural +influence upon the masses. What we wish is to abolish artificial, privileged, +legal, and official influences."_ [**The Basic Bakunin**, p. 140 and p. 141] + +It is, in other words, the difference between taking part in a decision and +listening to alternative viewpoints and experts (_"natural influence"_) before +making your mind up and having a decision **made for you** by a separate group +of individuals (who may or may not be elected) because that is their role in +an organisation or society. In the former, the individual exercises their +judgement and freedom (i.e. is based on rational authority). In the latter, +they are subjected to the wills of others, to hierarchical authority (i.e. is +based on irrational authority). This is because rational authority _"not only +permits but requires constant scrutiny and criticism . . . it is always +temporary, its acceptance depending on its performance."_ The source of +irrational authority, on the other hand, _"is always power over people . . . +Power on the one side, fear on the other, are always the buttresses on which +irrational authority is built."_ Thus former is based upon _"equality"_ while +the latter _"is by its very nature based upon inequality."_ [Erich Fromm, +**Man for Himself**, pp. 9-10] + +This crucial point is expressed in the difference between **having** authority +and **being** an authority. Being an authority just means that a given person +is generally recognised as competent for a given task, based on his or her +individual skills and knowledge. Put differently, it is socially acknowledged +expertise. In contrast, having authority is a social relationship based on +status and power derived from a hierarchical position, not on individual +ability. Obviously this does not mean that competence is not an element for +obtaining a hierarchical position; it just means that the real or alleged +initial competence is transferred to the title or position of the authority +and so becomes independent of individuals, i.e. institutionalised (or what +Bakunin termed _"official"_). + +This difference is important because the way people behave is more a product +of the institutions in which we are raised than of any inherent nature. In +other words, social relationships **shape** the individuals involved. This +means that the various groups individuals create have traits, behaviours and +outcomes that cannot be understood by reducing them to the individuals within +them. That is, groups consist not only of individuals, but also relationships +between individuals and these relationships will affect those subject to them. +For example, obviously _"the exercise of power by some disempowers others"_ +and so through a _"combination of physical intimidation, economic domination +and dependency, and psychological limitations, social institutions and +practices affect the way everyone sees the world and her or his place in it."_ +This, as we discuss in the [next section](secB1.html#secb11), impacts on those +involved in such authoritarian social relationships as _"the exercise of power +in any institutionalised form -- whether economic, political or sexual -- +brutalises both the wielder of power and the one over whom it is exercised."_ +[Martha A. Ackelsberg, **Free Women of Spain**, p. 41] + +Authoritarian social relationships means dividing society into (the few) order +givers and (the many) order takers, impoverishing the individuals involved +(mentally, emotionally and physically) and society as a whole. Human +relationships, in all parts of life, are stamped by authority, not liberty. +And as freedom can only be created by freedom, authoritarian social +relationships (and the obedience they require) do not and cannot educate a +person in freedom -- only participation (self-management) in all areas of life +can do that. _"In a society based on exploitation and servitude,"_ in +Kropotkin's words, _"human nature itself is degraded"_ and it is only _"as +servitude disappears"_ shall we _"regain our rights."_ [**Anarchism**, p. 104] + +Of course, it will be pointed out that in any collective undertaking there is +a need for co-operation and co-ordination and this need to "subordinate" the +individual to group activities is a form of authority. Therefore, it is +claimed, a democratically managed group is just as "authoritarian" as one +based on hierarchical authority. Anarchists are not impressed by such +arguments. Yes, we reply, of course in any group undertaking there is a need +make and stick by agreements but anarchists argue that to use the word +"authority" to describe two fundamentally different ways of making decisions +is playing with words. It obscures the fundamental difference between free +association and hierarchical imposition and confuses co-operation with command +(as we note in [section H.4](secH4.html), Marxists are particularly fond of +this fallacy). Simply put, there are two different ways of co-ordinating +individual activity within groups -- either by authoritarian means or by +libertarian means. Proudhon, in relation to workplaces, makes the difference +clear: + +> _"either the workman. . . will be simply the employee of the proprietor- +capitalist-promoter; or he will participate. . . [and] have a voice in the +council, in a word he will become an associate. + +> + +> "In the first case the workman is subordinated, exploited: his permanent +condition is one of obedience. . . In the second case he resumes his dignity +as a man and citizen. . . he forms part of the producing organisation, of +which he was before but the slave; as, in the town, he forms part of the +sovereign power, of which he was before but the subject . . . we need not +hesitate, for we have no choice. . . it is necessary to form an ASSOCIATION +among workers . . . because without that, they would remain related as +subordinates and superiors, and there would ensue two . . . castes of masters +and wage-workers, which is repugnant to a free and democratic society."_ +[**General Idea of the Revolution**, pp. 215-216] + +In other words, associations can be based upon a form of **rational** +authority, based upon **natural influence** and so reflect freedom, the +ability of individuals to think, act and feel and manage their own time and +activity. Otherwise, we include elements of slavery into our relationships +with others, elements that poison the whole and shape us in negative ways (see +[section B.1.1](secB1.html#secb11)). Only the reorganisation of society in a +libertarian way (and, we may add, the mental transformation such a change +requires and would create) will allow the individual to _"achieve more or less +complete blossoming, whilst continuing to develop"_ and banish _"that spirit +of submission that has been artificially thrust upon him [or her]"_ [Nestor +Makhno, **The Struggle Against the State and Other Essays**, p. 62] + +So, anarchists _"ask nothing better than to see [others]. . . exercise over us +a natural and legitimate influence, freely accepted, and never imposed . . . +We accept all natural authorities and all influences of fact, but none of +right."_ [Bakunin, **The Political Philosophy of Bakunin**, p. 255] Anarchist +support for free association within directly democratic groups is based upon +such organisational forms increasing influence and reducing irrational +authority in our lives. Members of such organisations can create and present +their own ideas and suggestions, critically evaluate the proposals and +suggestions from their fellows, accept those that they agree with or become +convinced by and have the option of leaving the association if they are +unhappy with its direction. Hence the influence of individuals and their free +interaction determine the nature of the decisions reached, and no one has the +right to impose their ideas on another. As Bakunin argued, in such +organisations _"no function remains fixed and it will not remain permanently +and irrevocably attached to one person. Hierarchical order and promotion do +not exist. . . In such a system, power, properly speaking, no longer exists. +Power is diffused to the collectivity and becomes the true expression of the +liberty of everyone."_ [**Bakunin on Anarchism**, p. 415] + +Therefore, anarchists are opposed to **irrational** (e.g., illegitimate) +authority, in other words, hierarchy -- hierarchy being the +institutionalisation of authority within a society. Hierarchical social +institutions include the state (see [section B.2](secB2.html)), private +property and the class systems it produces (see [section B.3](secB3.html)) +and, therefore, capitalism (see [section B.4](secB4.html)). Due to their +hierarchical nature, anarchists oppose these with passion. _"Every +institution, social or civil,"_ argued Voltairine de Cleyre, _"that stands +between man [or woman] and his [or her] right; every tie that renders one a +master, another a serf; every law, every statue, every be-it-enacted that +represents tyranny"_ anarchists seek to destroy. However, hierarchy exists +beyond these institutions. For example, hierarchical social relationships +include sexism, racism and homophobia (see [section +B.1.4](secB1.html#secb14)), and anarchists oppose, and fight, them all. Thus, +as well as fighting capitalism as being hierarchical (for workers _"slave in a +factory,"_ albeit _"the slavery ends with the working hours"_) de Cleyre also +opposed patriarchal social relationships which produce a _"home that rests on +slavery"_ because of a _"marriage that represents the sale and transfer of the +individuality of one of its parties to the other!"_ [**The Voltairine de +Cleyre Reader**, p. 72, p. 17 and p. 72] + +Needless to say, while we discuss different forms of hierarchy in different +sections this does not imply that anarchists think they, and their negative +effects, are somehow independent or can be easily compartmentalised. For +example, the modern state and capitalism are intimately interrelated and +cannot be considered as independent of each other. Similarly, social +hierarchies like sexism and racism are used by other hierarchies to maintain +themselves (for example, bosses will use racism to divide and so rule their +workers). From this it follows that abolishing one or some of these +hierarchies, while desirable, would not be sufficient. Abolishing capitalism +while maintaining the state would not lead to a free society (and vice versa) +\-- if it were possible. As Murray Bookchin notes: + +> _"there can be a decidedly classless, even a non-exploitative society in the +**economic** sense that still preserves hierarchical rule and domination in +the **social** sense -- whether they take the form of the patriarchal family, +domination by age and ethnic groups, bureaucratic institutions, ideological +manipulation or a pyramidal division of labour . . . classless or not, society +would be riddles by domination and, with domination, a general condition of +command and obedience, of unfreedom and humiliation, and perhaps most +decisively, an abortion of each individual's potentiality for consciousness, +reason, selfhood, creativity, and the right to assert full control over her or +his daily live."_ [**Toward an Ecological Society**, pp. 14-5] + +This clearly implies that anarchists _"challenge not only class formations but +hierarchies, not only material exploitation but domination in every form."_ +[Bookchin, **Op. Cit.**, p. 15] Hence the anarchist stress on opposing +hierarchy rather than just, say, the state (as some falsely assert) or simply +economic class and exploitation (as, say, many Marxists do). As noted earlier +(in [section A.2.8](secA2.html#seca28)), anarchists consider all hierarchies +to be not only harmful but unnecessary, and think that there are alternative, +more egalitarian ways to organise social life. In fact, we argue that +hierarchical authority creates the conditions it is presumably designed to +combat, and thus tends to be self-perpetuating. Thus hierarchical +organisations erode the ability of those at the bottom to manage their own +affairs directly so requiring hierarchy and some people in positions to give +orders and the rest to follow them. Rather than prevent disorder, governments +are among its primary causes while its bureaucracies ostensibly set up to +fight poverty wind up perpetuating it, because without poverty, the high- +salaried top administrators would be out of work. The same applies to agencies +intended to eliminate drug abuse, fight crime, etc. In other words, the power +and privileges deriving from top hierarchical positions constitute a strong +incentive for those who hold them **not** to solve the problems they are +supposed to solve. (For further discussion see Marilyn French, **Beyond Power: +On Women, Men, and Morals**, Summit Books, 1985). + +## B.1.1 What are the effects of authoritarian social relationships? + +Hierarchical authority is inextricably connected with the marginalisation and +disempowerment of those without authority. This has negative effects on those +over whom authority is exercised, since _"[t]hose who have these symbols of +authority and those who benefit from them must dull their subject people's +realistic, i.e. critical, thinking and make them believe the fiction [that +irrational authority is rational and necessary], . . . [so] the mind is lulled +into submission by cliches . . . [and] people are made dumb because they +become dependent and lose their capacity to trust their eyes and judgement."_ +[Erich Fromm, **To Have or To Be?**, p. 47] + +Or, in the words of Bakunin, _"the principle of authority, applied to men who +have surpassed or attained their majority, becomes a monstrosity, a source of +slavery and intellectual and moral depravity."_ [**God and the State**, p. 41] + +This is echoed by the syndicalist miners who wrote the classic **The Miners' +Next Step** when they indicate the nature of authoritarian organisations and +their effect on those involved. Leadership (i.e. hierarchical authority) +_"implies power held by the leader. Without power the leader is inept. The +possession of power inevitably leads to corruption. . . in spite of. . . good +intentions . . . [Leadership means] power of initiative, this sense of +responsibility, the self-respect which comes from expressed manhood [sic!], is +taken from the men, and consolidated in the leader. The sum of their +initiative, their responsibility, their self-respect becomes his . . . [and +the] order and system he maintains is based upon the suppression of the men, +from being independent thinkers into being 'the men' . . . In a word, he is +compelled to become an autocrat and a foe to democracy."_ Indeed, for the +_"leader,"_ such marginalisation can be beneficial, for a leader _"sees no +need for any high level of intelligence in the rank and file, except to +applaud his actions. Indeed such intelligence from his point of view, by +breeding criticism and opposition, is an obstacle and causes confusion."_ +[**The Miners' Next Step**, pp. 16-17 and p. 15] + +Anarchists argue that hierarchical social relationships will have a negative +effect on those subject to them, who can no longer exercise their critical, +creative and mental abilities **freely**. As Colin Ward argues, people _"do go +from womb to tomb without realising their human potential, precisely because +the power to initiate, to participate in innovating, choosing, judging, and +deciding is reserved for the top men"_ (and it usually **is** men!) [**Anarchy +in Action**, p, 42]. Anarchism is based on the insight that there is an +interrelationship between the authority structures of institutions and the +psychological qualities and attitudes of individuals. Following orders all day +hardly builds an independent, empowered, creative personality (_"authority and +servility walk ever hand in hand."_ [Peter Kropotkin, **Anarchism**, p. 81]). +As Emma Goldman made clear, if a person's _"inclination and judgement are +subordinated to the will of a master"_ (such as a boss, as most people have to +sell their labour under capitalism) then little wonder such an authoritarian +relationship _"condemns millions of people to be mere nonentities."_ [**Red +Emma Speaks**, p. 50] + +As the human brain is a bodily organ, it needs to be used regularly in order +to be at its fittest. Authority concentrates decision-making in the hands of +those at the top, meaning that most people are turned into executants, +following the orders of others. If muscle is not used, it turns to fat; if the +brain is not used, creativity, critical thought and mental abilities become +blunted and side-tracked onto marginal issues, like sports and fashion. This +can only have a negative impact: + +> _"Hierarchical institutions foster alienated and exploitative relationships +among those who participate in them, disempowering people and distancing them +from their own reality. Hierarchies make some people dependent on others, +blame the dependent for their dependency, and then use that dependency as a +justification for further exercise of authority. . . . Those in positions of +relative dominance tend to define the very characteristics of those +subordinate to them . . . Anarchists argue that to be always in a position of +being acted upon and never to be allowed to act is to be doomed to a state of +dependence and resignation. Those who are constantly ordered about and +prevented from thinking for themselves soon come to doubt their own capacities +. . . [and have] difficulty acting on [their] sense of self in opposition to +societal norms, standards and expectations."_ [Martha Ackelsberg, **Free Women +of Spain**, pp. 40-1] + +And so, in the words of Colin Ward, the _"system makes its morons, then +despises them for their ineptitude, and rewards its 'gifted few' for their +rarity."_ [**Op. Cit.**, p. 43] + +This negative impact of hierarchy is, of course, not limited to those subject +to it. Those in power are affected by it, but in different ways. As we noted +in [section A.2.15](secA2.html#seca215), power corrupts those who have it as +well as those subjected to it. The Spanish Libertarian Youth put it this way +in the 1930s: + +> _"Against the principle of authority because this implies erosion of the +human personality when some men submit to the will of others, arousing in +these instincts which predispose them to cruelty and indifference in the face +of the suffering of their fellows."_ [quoted by Jose Peirats, **The CNT in the +Spanish Revolution**, vol. 2, p. 76] + +Hierarchy impoverishes the human spirit. _"A hierarchical mentality,"_ notes +Bookchin, _"fosters the renunciation of the pleasures of life. It justifies +toil, guilt, and sacrifice by the 'inferiors,' and pleasure and the indulgent +gratification of virtually every caprice by their 'superiors.' The objective +history of the social structure becomes internalised as a subjective history +of the psychic structure."_ In other words, being subject to hierarchy fosters +the internalisation of oppression -- and the denial of individuality necessary +to accept it. _"Hierarchy, class, and ultimately the State,"_ he stresses, +_"penetrate the very integument of the human psyche and establish within it +unreflective internal powers of coercion and constraint . . . By using guilt +and self-blame, the inner State can control behaviour long before fear of the +coercive powers of the State have to be invoked."_ [**The Ecology of +Freedom**, p. 72 and p. 189] + +In a nutshell, _"[h]ierarchies, classes, and states warp the creative powers +of humanity."_ However, that is not all. Hierarchy, anarchists argue, also +twists our relationships with the environment. Indeed, _"all our notions of +dominating nature stem from the very real domination of human by human . . . +And it is not until we eliminate domination in all its forms . . . that we +will really create a rational, ecological society."_ For _"the conflicts +within a divided humanity, structured around domination, inevitably leads to +conflicts with nature. The ecological crisis with its embattled division +between humanity and nature stems, above all, from divisions between human and +human."_ While the _"rise of capitalism, with a law of life based on +competition, capital accumulation, and limitless growth, brought these +problems -- ecological and social -- to an acute point,"_ anarchists +_"emphasise that major ecological problems have their roots in social problems +\-- problems that go back to the very beginnings of patricentric culture +itself."_ [Murray Bookchin, **Remaking Society**, p. 72, p. 44, p. 72 and pp. +154-5] + +Thus, anarchists argue, hierarchy impacts not only on us but also our +surroundings. The environmental crisis we face is a result of the hierarchical +power structures at the heart of our society, structures which damage the +planet's ecology at least as much as they damage humans. The problems within +society, the economic, ethnic, cultural, and gender conflicts, among many +others, lie at the core of the most serious ecological dislocations we face. +The way human beings deal with each other as social beings is crucial to +addressing the ecological crisis. Ultimately, ecological destruction is rooted +in the organisation of our society for a degraded humanity can only yield a +degraded nature (as capitalism and our hierarchical history have sadly shown). + +This is unsurprising as we, as a species, shape our environment and, +consequently, whatever shapes us will impact how we do so. This means that the +individuals produced by the hierarchy (and the authoritarian mentality it +produces) will shape the planet in specific, harmful, ways. This is to be +expected as humans act upon their environment deliberately, creating what is +most suitable for their mode of existence. If that mode of living is riddled +with hierarchies, classes, states and the oppression, exploitation and +domination they create then our relations with the natural world will hardly +be any better. In other words, social hierarchy and class legitimises our +domination of the environment, planting the seeds for the believe that nature +exists, like other people, to be dominated and used as required. + +Which brings us to another key reason why anarchists reject hierarchy. In +addition to these negative psychological effects from the denial of liberty, +authoritarian social relationships also produce social inequality. This is +because an individual subject to the authority of another has to obey the +orders of those above them in the social hierarchy. In capitalism this means +that workers have to follow the orders of their boss (see [next +section](secB1.html#secb12)), orders that are designed to make the boss +richer. And richer they have become, with the Chief Executive Officers (CEOs) +of big firms earning 212 times what the average US worker did in 1995 (up from +a mere 44 times 30 years earlier). Indeed, from 1994 to 1995 alone, CEO +compensation in the USA rose 16 percent, compared to 2.8 percent for workers, +which did not even keep pace with inflation, and whose stagnating wages cannot +be blamed on corporate profits, which rose a healthy 14.8 percent for that +year. + +Needless to say, inequality in terms of power will translate itself into +inequality in terms of wealth (and vice versa). The effects of such social +inequality are wide-reaching. For example, health is affected significantly by +inequality. Poor people are more likely to be sick and die at an earlier age, +compared to rich people. Simply put, _"the lower the class, the worse the +health. Going beyond such static measures, even interruptions in income of the +sort caused by unemployment have adverse health effects."_ Indeed, the +sustained economic hardship associated with a low place in the social +hierarchy leads to poorer physical, psychological and cognitive functioning +(_"with consequences that last a decade or more"_). _"Low incomes, unpleasant +occupations and sustained discrimination,"_ notes Doug Henwood, _"may result +in apparently physical symptoms that confuse even sophisticated biomedical +scientists . . . Higher incomes are also associated with lower frequency of +psychiatric disorders, as are higher levels of asset ownership."_ [**After the +New Economy**, pp. 81-2] + +Moreover, the **_degree_** of inequality is important (i.e. the size of the +gap between rich and poor). According to an editorial in the **British Medical +Journal** _"what matters in determining mortality and health in a society is +less the overall wealth of that society and more how evenly wealth is +distributed. The more equally wealth is distributed the better the health of +that society."_ [vol. 312, April 20, 1996, p. 985] + +Research in the USA found overwhelming evidence of this. George Kaplan and his +colleagues measured inequality in the 50 US states and compared it to the age- +adjusted death rate for all causes of death, and a pattern emerged: the more +unequal the distribution of income, the greater the death rate. In other +words, it is the gap between rich and poor, and not the average income in each +state, that best predicts the death rate in each state. [_"Inequality in +income and mortality in the United States: analysis of mortality and potential +pathways,"_ **British Medical Journal**, vol. 312, April 20, 1996, pp. +999-1003] + +This measure of income inequality was also tested against other social +conditions besides health. States with greater inequality in the distribution +of income also had higher rates of unemployment, higher rates of +incarceration, a higher percentage of people receiving income assistance and +food stamps, a greater percentage of people without medical insurance, greater +proportion of babies born with low birth weight, higher murder rates, higher +rates of violent crime, higher costs per-person for medical care, and higher +costs per person for police protection. Moreover states with greater +inequality of income distribution also spent less per person on education, had +fewer books per person in the schools, and had poorer educational performance, +including worse reading skills, worse mathematics skills, and lower rates of +completion of high school. + +As the gap grows between rich and poor (indicating an increase in social +hierarchy within and outwith of workplaces) the health of a people +deteriorates and the social fabric unravels. The psychological hardship of +being low down on the social ladder has detrimental effects on people, beyond +whatever effects are produced by the substandard housing, nutrition, air +quality, recreational opportunities, and medical care enjoyed by the poor (see +George Davey Smith, _"Income inequality and mortality: why are they related?"_ +**British Medical Journal**, Vol. 312, April 20, 1996, pp. 987-988). + +So wealth does not determine health. What does is the gap between the rich and +the poor. The larger the gap, the sicker the society. Countries with a greater +degree of socioeconomic inequality show greater inequality in health status; +also, that middle-income groups in relatively unequal societies have worse +health than comparable, or even poorer, groups in more equal societies. +Unsurprisingly, this is also reflected over time. The widening income +differentials in both the USA and the UK since 1980 have coincided with a +slowing down of improvements in life-expectancy, for example. + +Inequality, in short, is bad for our health: the health of a population +depends not just on the size of the economic pie, but on how the pie is +shared. + +This is not all. As well as inequalities in wealth, inequalities in freedom +also play a large role in overall human well-being. According to Michael +Marmot's **The Status Syndrome: How Social Standing Affects Our Health and +Longevity**, as you move up any kind of hierarchy your health status improves. +Autonomy and position in a hierarchy are related (i.e. the higher you are in a +hierarchy, the more autonomy you have). Thus the implication of this empirical +work is that autonomy is a source of good health, that the more control you +have over your work environment and your life in general, the less likely you +are to suffer the classic stress-related illnesses, such as heart disease. As +public-Health scholars Jeffrey Johnson and Ellen Hall have noted, the +_"potential to control one's own environment is differentially distributed +along class lines."_ [quoted by Robert Kuttner, **Everything for Sale**, p. +153] + +As would be expected from the very nature of hierarchy, to _"be in a life +situation where one experiences relentless demands by others, over which one +has relatively little control, is to be at risk of poor health, physically as +well as mentally."_ Looking at heart disease, the people with greatest risk +_"tended to be in occupations with high demands, low control, and low social +support. People in demanding positions but with great autonomy were at lower +risk."_ Under capitalism, _"a relatively small elite demands and gets +empowerment, self-actualisation, autonomy, and other work satisfaction that +partially compensate for long hours"_ while _"epidemiological data confirm +that lower-paid, lower-status workers are more likely to experience the most +clinically damaging forms of stress, in part because they have less control +over their work."_ [Kuttner, **Op. Cit.**, p. 153 and p. 154] + +In other words, the inequality of autonomy and social participation produced +by hierarchy is itself a cause of poor health. There would be positive +feedback on the total amount of health -- and thus of social welfare -- if +social inequality was reduced, not only in terms of wealth but also, +crucially, in power. This is strong evidence in support of anarchist visions +of egalitarianism. Some social structures give more people more autonomy than +others and acting to promote social justice along these lines is a key step +toward improving our health. This means that promoting libertarian, i.e. self- +managed, social organisations would increase not only liberty but also +people's health and well-being, both physical and mental. Which is, as we +argued above, to be expected as hierarchy, by its very nature, impacts +negatively on those subject to it. + +This dovetails into anarchist support for workers' control. Industrial +psychologists have found that satisfaction in work depends on the "span of +autonomy" works have. Unsurprisingly, those workers who are continually making +decisions for themselves are happier and live longer. It is the power to +control all aspects of your life -- work particularly -- that wealth and +status tend to confer that is the key determinant of health. Men who have low +job control face a 50% higher risk of new illness: heart attacks, stroke, +diabetes or merely ordinary infections. Women are at slightly lower risk but +low job control was still a factor in whether they fell ill or not. + +So it is the fact that the boss is a boss that makes the employment +relationship so troublesome for health issues (and genuine libertarians). The +more bossy the boss, the worse, as a rule is the job. So part of autonomy is +not being bossed around, but that is only part of the story. And, of course, +hierarchy (inequality of power) and exploitation (the source of material +inequality) are related. As we indicate in the [next +section](secB1.html#secb12), capitalism is based on wage labour. The worker +sell their liberty to the boss for a given period of time, i.e. they loose +their autonomy. This allows the possibility of exploitation, as the worker can +produce more wealth than they receive back in wages. As the boss pockets the +difference, lack of autonomy produces increases in social inequality which, in +turn, impacts negatively on your well-being. + +Then there is the waste associated with hierarchy. While the proponents of +authority like to stress its "efficiency," the reality is different. As Colin +Ward points out, being in authority _"derives from your rank in some chain of +command . . . But knowledge and wisdom are not distributed in order of rank, +and they are no one person's monopoly in any undertaking. The fantastic +inefficiency of any hierarchical organisation -- any factory, office, +university, warehouse or hospital -- is the outcome of two almost invariable +characteristics. One is that the knowledge and wisdom of the people at the +bottom of the pyramid finds no place in the decision-making leadership +hierarchy of the institution. Frequently it is devoted to making the +institution work in spite of the formal leadership structure, or alternatively +to sabotaging the ostensible function of the institution, because it is none +of their choosing. The other is that they would rather not be there anyway: +they are there through economic necessity rather than through identification +with a common task which throws up its own shifting and functional +leadership."_ [**Op. Cit.**, p. 41] + +Hierarchy, in other words, blocks the flow of information and knowledge. +Rulers, as Malatesta argued, _"can only make use of the forces that exist in +society -- except for those great forces"_ their action _"paralyses and +destroys, and those rebel forces, and all that is wasted through conflicts; +inevitable tremendous losses in such an artificial system."_ And so as well as +individuals being prevented from developing to their fullest, wasting their +unfulfilled potentialities, hierarchy also harms society as a whole by +reducing efficiency and creativity. This is because input into decisions are +limited _"only to those individuals who form the government [of a hierarchical +organisation] or who by reason of their position can influence the[ir] +policy."_ Obviously this means _"that far from resulting in an increase in the +productive, organising and protective forces in society,"_ hierarchy _"greatly +reduce[s] them, limiting initiative to a few, and giving them the right to do +everything without, of course, being able to provide them with the gift of +being all-knowing."_ [**Anarchy**, p. 38 and p. 39] + +Large scale hierarchical organisations, like the state, are also marked by +bureaucracy. This becomes a necessity in order to gather the necessary +information it needs to make decisions (and, obviously, to control those under +it). However, soon this bureaucracy becomes the real source of power due to +its permanence and control of information and resources. Thus hierarchy cannot +_"survive without creating around itself a new privileged class"_ as well as +being a _"privileged class and cut off from the people"_ itself. [Malatesta, +**Op. Cit.**, p. 37 and p. 36] This means that those at the top of an +institution rarely know the facts on the ground, making decisions in relative +ignorance of their impact or the actual needs of the situation or people +involved. As economist Joseph Stiglitz concluded from his own experiences in +the World Bank, _"immense time and effort are required to effect change even +from the inside, in an international bureaucracy. Such organisations are +opaque rather than transparent, and not only does far too little information +radiate from inside to the outside world, perhaps even less information from +outside is able to penetrate the organisation. The opaqueness also means that +it is hard for information from the bottom of the organisation to percolate to +the top."_ [**Globalisation and its Discontents**, p. 33] The same can be said +of any hierarchical organisation, whether a nation state or capitalist +business. + +Moreover, as Ward and Malatesta indicate, hierarchy provokes a struggle +between those at the bottom and at the top. This struggle is also a source of +waste as it diverts resources and energy from more fruitful activity into +fighting it. Ironically, as we discuss in [section H.4.4](secH4.html#sech44), +one weapon forged in that struggle is the **_"work to rule,"_** namely workers +bringing their workplace to a grinding halt by following the dictates of the +boss to the letter. This is clear evidence that a workplace only operates +because workers exercise their autonomy during working hours, an autonomy +which authoritarian structures stifle and waste. A participatory workplace, +therefore, would be more efficient and less wasteful than the hierarchical one +associated with capitalism. As we discuss in [section +J.5.12](secJ5.html#secj512), hierarchy and the struggle it creates always acts +as a barrier stopping the increased efficiency associated with workers' +participation undermining the autocratic workplace of capitalism. + +All this is not to suggest that those at the bottom of hierarchies are victims +nor that those at the top of hierarchies only gain benefits -- far from it. As +Ward and Malatesta indicated, hierarchy by its very nature creates resistance +to it from those subjected to it and, in the process, the potential for ending +it (see [section B.1.6](secB1.html#secb16) for more discussion). Conversely, +at the summit of the pyramid, we also see the evils of hierarchy. + +If we look at those at the top of the system, yes, indeed they often do +**very** well in terms of material goods and access to education, leisure, +health and so on but they lose their humanity and individuality. As Bakunin +pointed out, _"power and authority corrupt those who exercise them as much as +those who are compelled to submit to them."_ [**The Political Philosophy of +Bakunin**, p. 249] Power operates destructively, even on those who have it, +reducing their individuality as it _"renders them stupid and brutal, even when +they were originally endowed with the best of talents. One who is constantly +striving to force everything into a mechanical order at last becomes a machine +himself and loses all human feeling."_ [Rudolf Rocker, **Anarcho- +Syndicalism**, pp. 17-8] + +When it boils down to it, hierarchy is self-defeating, for if _"wealth is +other people,"_ then by treating others as less than yourself, restricting +their growth, you lose all the potential insights and abilities these +individuals have, so impoverishing your own life and **restricting your own +growth.** Unfortunately in these days material wealth (a particularly narrow +form of "self-interest") has replaced concern for developing the whole person +and leading a fulfilling and creative life (a broad self-interest, which +places the individual **within** society, one that recognises that +relationships with others shape and develop all individuals). In a +hierarchical, class based society everyone loses to some degree, even those at +the "top." + +Looking at the environment, the self-defeating nature of hierarchy also +becomes clear. The destiny of human life goes hand-in-hand with the destiny of +the non-human world. While being rich and powerful may mitigate the impact of +the ecological destruction produced by hierarchies and capitalism, it will not +stop them and will, eventually, impact on the elite as well as the many. + +Little wonder, then, that _"anarchism . . . works to destroy authority in all +its aspects . . . [and] refuses all hierarchical organisation."_ [Kropotkin, +**Anarchism**, p. 137] + +## B.1.2 Is capitalism hierarchical? + +Yes. Under capitalism workers do not exchange the products of their labour +they exchange the labour itself for money. They sell themselves for a given +period of time, and in return for wages, promise to obey their paymasters. +Those who pay and give the orders -- owners and managers -- are at the top of +the hierarchy, those who obey at the bottom. This means that capitalism, by +its very nature, is hierarchical. + +As Carole Pateman argues: + +> _"Capacities or labour power cannot be used without the worker using his +will, his understanding and experience, to put them into effect. The use of +labour power requires the presence of its 'owner,' and it remains mere +potential until he acts in the manner necessary to put it into use, or agrees +or is compelled so to act; that is, the worker must labour. To contract for +the use of labour power is a waste of resources unless it can be used in the +way in which the new owner requires. The fiction 'labour power' cannot be +used; what is required is that the worker labours as demanded. The employment +contract must, therefore, create a relationship of command and obedience +between employer and worker . . . In short, the contract in which the worker +allegedly sells his labour power is a contract in which, since he cannot be +separated from his capacities, he sells command over the use of his body and +himself. To obtain the right to use another is to be a (civil) master."_ +[**The Sexual Contract**, pp. 150-1] + +You need only compare this to Proudhon's comments quoted in [section +B.1](secB1.html) to see that anarchists have long recognised that capitalism +is, by its very nature, hierarchical. The worker is subjected to the authority +of the boss during working hours (sometimes outside work too). As Noam Chomsky +summarises, _"a corporation, factory of business is the economic equivalent of +fascism: decisions and control are strictly top-down."_ [**Letters from +Lexington**, p. 127] The worker's choices are extremely limited, for most +people it amount to renting themselves out to a series of different masters +(for a lucky few, the option of being a master is available). And master is +the right word for, as David Ellerman reminds us, _"[s]ociety seems to have +'covered up' in the popular consciousness the fact that the traditional name +[for employer and employee] is '**master and servant.'**"_ [**Property and +Contract in Economics**, p. 103] + +This hierarchical control of wage labour has the effect of alienating workers +from their own work, and so from themselves. Workers no longer govern +themselves during work hours and so are no longer free. And so, due to +capitalism, there is _"an oppression in the land,"_ a _"form of slavery"_ +rooted in current _"property institutions"_ which produces _"a social war, +inevitable so long as present legal-social conditions endure."_ [Voltairine de +Cleyre, **Op. Cit.**, pp. 54-5] + +Some defenders of capitalism are aware of the contradiction between the +rhetoric of the system and its reality for those subject to it. Most utilise +the argument that workers consent to this form of hierarchy. Ignoring the +economic conditions which force people to sell their liberty on the labour +market (see [section B.4.3](secB4.html#secb43)), the issue instantly arises of +whether consent is enough in itself to justify the alienation/selling of a +person's liberty. For example, there have been arguments for slavery and +monarchy (i.e. dictatorship) rooted in consent. Do we really want to say that +the only thing wrong with fascism or slavery is that people do not consent to +it? Sadly, some right-wing "libertarians" come to that conclusion (see +[section B.4](secB4.html)). + +Some try to redefine the reality of the command-and-obey of wage labour. _"To +speak of managing, directing, or assigning workers to various tasks is a +deceptive way of noting that the employer continually is involved in re- +negotiation of contracts on terms that must be acceptable to both parties,"_ +argue two right-wing economists. [Arman Alchian and Harold Demsetz, quoted by +Ellerman, **Op. Cit.**, p. 170] So the employer-employee (or, to use the old, +more correct, terminology, master-servant) contract is thus a series of +unspoken contracts. + +However, if an oral contract is not worth the paper it is written on, how +valuable is an unspoken one? And what does this _"re-negotiation of +contracts"_ amount to? The employee decides whether to obey the command or +leave and the boss decides whether the employee is obedient and productive +enough to remain in under his or her control. Hardly a relationship based on +freedom between equal partners! As such, this capitalist defence of wage +labour _"is a deceptive way of noting"_ that the employee is paid to obey. The +contract between them is simply that of obedience on one side and power on the +other. That both sides may break the contract does not alter this fact. Thus +the capitalist workplace _"is not democratic in spite of the 'consent of the +governed' to the employment contract . . . In the employment contract, the +workers alienate and transfer their legal rights to the employer to govern +their activities 'within the scope of the employment' to the employer."_ +[David Ellerman, **The Democratic Worker-Owned Firm**, p. 50] + +Ultimately, there is **_one_** right that cannot be ceded or abandoned, namely +the right to personality. If a person gave up their personality they would +cease to be a person yet this is what the employment contract imposes. To +maintain and develop their personality is a basic right of humanity and it +cannot be transferred to another, permanently or temporarily. To argue +otherwise would be to admit that under certain circumstances and for certain +periods of time a person is not a person but rather a thing to be used by +others. Yet this is precisely what capitalism does due to its hierarchical +nature. + +This is not all. Capitalism, by treating labour as analogous to all other +commodities denies the key distinction between labour and other "resources" - +that is to say its inseparability from its bearer - labour, unlike other +"property," is endowed with will and agency. Thus when one speaks of selling +labour there is a necessary subjugation of will (hierarchy). As Karl Polanyi +writes: + +> _"Labour is only another name for human activity which goes with life +itself, which is in turn not produced for sale but for entirely different +reasons, nor can that activity be detached from the rest of life itself, be +stored or mobilised . . . To allow the market mechanism to be sole director of +the fate of human beings and their natural environment . . . would result in +the demolition of society. For the alleged commodity 'labour power' cannot be +shoved about, used indiscriminately, or even left unused, without affecting +also the human individual who happens to be the bearer of this peculiar +commodity. In disposing of a man's labour power the system would, +incidentally, dispose of the physical, psychological, and moral entity 'man' +attached to that tag."_ [**The Great Transformation**, p. 72] + +In other words, labour is much more than the commodity to which capitalism +tries to reduce it. Creative, self-managed work is a source of pride and joy +and part of what it means to be fully human. Wrenching control of work from +the hands of the worker profoundly harms his or her mental and physical +health. Indeed, Proudhon went so far as to argue that capitalist companies +_"plunder the bodies and souls of the wage-workers"_ and were an _"outrage +upon human dignity and personality."_ [**Op. Cit.**, p. 219] This is because +wage labour turns productive activity and the person who does it into a +commodity. People _"are not human **beings** so much as human **resources**. +To the morally blind corporation, they are tool to generate as much profit as +possible. And 'the tool can be treated just like a piece of metal -- you use +it if you want, you throw it away if you don't want it,' says Noam Chomsky. +'If you can get human beings to become tool like that, it's more efficient by +some measure of efficiency . . . a measure which is based on dehumanisation. +You have to dehumanise it. That's part of the system.'"_ [Joel Bakan, **The +Corporation**, p. 69] + +Separating labour from other activities of life and subjecting it to the laws +of the market means to annihilate its natural, organic form of existence -- a +form that evolved with the human race through tens of thousands of years of +co-operative economic activity based on sharing and mutual aid -- and +replacing it with an atomistic and individualistic one based on contract and +competition. Unsurprisingly, this relationship is a very recent development +and, moreover, the product of substantial state action and coercion (see +[section F.8](secF8.html) for some discussion of this). Simply put, _"the +early labourer . . . abhorred the factory, where he [or she] felt degraded and +tortured."_ While the state ensured a steady pool of landless workers by +enforcing private property rights, the early manufacturers also utilised the +state to ensure low wages, primarily for social reasons -- only an overworked +and downtrodden labourer with no other options would agree to do whatever +their master required of them. _"Legal compulsion and parish serfdom as in +England,"_ noted Polanyi, _"the rigors of an absolutist labour police as on +the Continent, indented labour as in the early Americas were the prerequisites +of the 'willing worker.'"_ [**Op. Cit.**, pp. 164-5] + +Ignoring its origins in state action, the social relationship of wage labour +is then claimed by capitalists to be a source of "freedom," whereas in fact it +is a form of (in)voluntary servitude (see sections [B.4](secB4.html) and +[A.2.14](secA2.html#seca14) for more discussion). Therefore a libertarian who +did not support economic liberty (i.e. self-government in industry, +libertarian socialism) would be no libertarian at all, and no believer in +liberty. Capitalism is based upon hierarchy and the denial of liberty. To +present it otherwise denies the nature of wage labour. However, supporters of +capitalism try to but -- as Karl Polanyi points out -- the idea that wage +labour is based upon some kind of "natural" liberty is false: + +> _"To represent this principle [wage labour] as one of non-interference [with +freedom], as economic liberals were wont to do, was merely the expression of +an ingrained prejudice in favour of a definite kind of interference, namely, +such as would destroy non-contractual relations between individuals and +prevent their spontaneous re-formation."_ [**Op. Cit.**, p.163] + +As noted above, capitalism itself was created by state violence and the +destruction of traditional ways of life and social interaction was part of +that task. From the start, bosses spent considerable time and energy combating +attempts of working people to join together to resist the hierarchy they were +subjected to and reassert human values. Such forms of free association between +equals (such as trade unions) were combated, just as attempts to regulate the +worse excesses of the system by democratic governments. Indeed, capitalists +prefer centralised, elitist and/or authoritarian regimes precisely because +they are sure to be outside of popular control (see [section +B.2.5](secB2.html#secb25)). They are the only way that contractual relations +based on market power could be enforced on an unwilling population. Capitalism +was born under such states and as well as backing fascist movements, they made +high profits in Nazi Germany and Fascist Italy. Today many corporations +_"regularly do business with totalitarian and authoritarian regimes -- again, +because it is profitable to do so."_ Indeed, there is a _"trend by US +corporations to invest in"_ such countries. [Joel Bakan, **Op. Cit.**, p. 89 +and p. 185] Perhaps unsurprisingly, as such regimes are best able to enforce +the necessary conditions to commodify labour fully. + +## B.1.3 What kind of hierarchy of values does capitalism create? + +Anarchists argue that capitalism can only have a negative impact on ethical +behaviour. This flows from its hierarchical nature. We think that hierarchy +must, by its very nature, always impact negatively on morality. + +As we argued in [section A.2.19](secA2.html#seca219), ethics is dependent on +both individual liberty and equality between individuals. Hierarchy violates +both and so the _"great sources of moral depravity"_ are _"capitalism, +religion, justice, government."_ In _"the domain of economy, coercion has lead +us to industrial servitude; in the domain of politics to the State . . . +[where] the nation . . . becomes nothing but a mass of obedient **subjects** +to a central authority."_ This has _"contributed and powerfully aided to +create all the present economic, political, and social evils"_ and _"has given +proof of its absolute impotence to raise the moral level of societies; it has +not even been able to maintain it at the level it had already reached."_ This +is unsurprising, as society developed _"authoritarian prejudices"_ and _"men +become more and more divided into governors and governed, exploiters and +exploited, the moral level fell . . . and the spirit of the age declined."_ By +violating equality, by rejecting social co-operation between equals in favour +of top-down, authoritarian, social relationships which turn some into the +tools of others, capitalism, like the state, could not help but erode ethical +standards as the _"moral level"_ of society is _"debased by the practice of +authority."_ [Kropotkin, **Anarchism**, pp. 137-8, p. 106 and p. 139] + +However, as we as promoting general unethical behaviour, capitalism produces a +specific perverted hierarchy of values -- one that places humanity below +property. As Erich Fromm argues: + +> _"The use [i.e. exploitation] of man by man is expressive of the **system of +values** underlying the capitalistic system. **Capital, the dead past, employs +labour -- the living vitality and power of the present.** In the capitalistic +hierarchy of values, capital stands higher than labour, amassed things higher +than the manifestations of life. Capital employs labour, and not labour +capital. The person who owns capital commands the person who 'only' owns his +life, human skill, vitality and creative productivity. 'Things' are higher +than man. The conflict between capital and labour is much more than the +conflict between two classes, more than their fight for a greater share of the +social product. It is the conflict between two principles of value: **that +between the world of things, and their amassment, and the world of life and +its productivity**."_ [**The Sane Society**, pp. 94-95] + +Capitalism only values a person as representing a certain amount of the +commodity called "labour power," in other words, as a **thing**. Instead of +being valued as an individual -- a unique human being with intrinsic moral and +spiritual worth -- only one's price tag counts. This replacement of human +relationships by economic ones soon results in the replacement of human values +by economic ones, giving us an "ethics" of the account book, in which people +are valued by how much they earn. It also leads, as Murray Bookchin argues, to +a debasement of human values: + +> _"So deeply rooted is the market economy in our minds that its grubby +language has replaced our most hallowed moral and spiritual expressions. We +now 'invest' in our children, marriages, and personal relationships, a term +that is equated with words like 'love' and 'care.' We live in a world of +'trade-offs' and we ask for the 'bottom line' of any emotional 'transaction.' +We use the terminology of contracts rather than that of loyalties and +spiritual affinities."_ [**The Modern Crisis**, p. 79] + +With human values replaced by the ethics of calculation, and with only the +laws of market and state "binding" people together, social breakdown is +inevitable. Little wonder modern capitalism has seen a massive increase in +crime and dehumanisation under the freer markets established by "conservative" +governments, such as those of Thatcher and Reagan and their transnational +corporate masters. We now live in a society where people live in self- +constructed fortresses, "free" behind their walls and defences (both emotional +and physical). + +Of course, some people **like** the "ethics" of mathematics. But this is +mostly because -- like all gods -- it gives the worshipper an easy rule book +to follow. "Five is greater than four, therefore five is better" is pretty +simple to understand. John Steinbeck noticed this when he wrote: + +> _"Some of them [the owners] hated the mathematics that drove them [to kick +the farmers off their land], and some were afraid, and some worshipped the +mathematics because it provided a refuge from thought and from feeling."_ +[**The Grapes of Wrath**, p. 34] + +The debasement of the individual in the workplace, where so much time is +spent, necessarily affects a person's self-image, which in turn carries over +into the way he or she acts in other areas of life. If one is regarded as a +commodity at work, one comes to regard oneself and others in that way also. +Thus all social relationships -- and so, ultimately, **all** individuals -- +are commodified. In capitalism, literally nothing is sacred -- "everything has +its price" -- be it dignity, self-worth, pride, honour -- all become +commodities up for grabs. Such debasement produces a number of social +pathologies. "Consumerism" is one example which can be traced directly to the +commodification of the individual under capitalism. To quote Fromm again, +_"**Things** have no self, and men who have become things [i.e. commodities on +the labour market] can have no self."_ [**Op. Cit.**, p. 143] + +However, people still feel the **need** for selfhood, and so try to fill the +emptiness by consuming. The illusion of happiness, that one's life will be +complete if one gets a new commodity, drives people to consume. Unfortunately, +since commodities are yet more things, they provide no substitute for +selfhood, and so the consuming must begin anew. This process is, of course, +encouraged by the advertising industry, which tries to convince us to buy what +we don't need because it will make us popular/sexy/happy/free/etc. (delete as +appropriate!). But consuming cannot really satisfy the needs that the +commodities are bought to satisfy. Those needs can only be satisfied by social +interaction based on truly human values and by creative, self-directed work. + +This does not mean, of course, that anarchists are against higher living +standards or material goods. To the contrary, they recognise that liberty and +a good life are only possible when one does not have to worry about having +enough food, decent housing, and so forth. Freedom and 16 hours of work a day +do not go together, nor do equality and poverty or solidarity and hunger. +However, anarchists consider consumerism to be a distortion of consumption +caused by the alienating and inhuman "account book" ethics of capitalism, +which crushes the individual and his or her sense of identity, dignity and +selfhood. + +## B.1.4 Why do racism, sexism and homophobia exist? + +Since racism, sexism and homophobia (hatred/fear of homosexuals) are +institutionalised throughout society, sexual, racial and gay oppression are +commonplace. The primary cause of these three evil attitudes is the need for +ideologies that justify domination and exploitation, which are inherent in +hierarchy -- in other words, "theories" that "justify" and "explain" +oppression and injustice. As Tacitus said, _"We hate those whom we injure."_ +Those who oppress others always find reasons to regard their victims as +"inferior" and hence deserving of their fate. Elites need some way to justify +their superior social and economic positions. Since the social system is +obviously unfair and elitist, attention must be distracted to other, less +inconvenient, "facts," such as alleged superiority based on biology or +"nature." Therefore, doctrines of sexual, racial, and ethnic superiority are +inevitable in hierarchical, class-stratified societies. + +We will take each form of bigotry in turn. + +From an economic standpoint, racism is associated with the exploitation of +cheap labour at home and imperialism abroad. Indeed, early capitalist +development in both America and Europe was strengthened by the bondage of +people, particularly those of African descent. In the Americas, Australia and +other parts of the world the slaughter of the original inhabitants and the +expropriation of their land was also a key aspect in the growth of capitalism. +As the subordination of foreign nations proceeds by force, it appears to the +dominant nation that it owes its mastery to its special natural qualities, in +other words to its "racial" characteristics. Thus imperialists have frequently +appealed to the Darwinian doctrine of "Survival of the Fittest" to give their +racism a basis in "nature." + +In Europe, one of the first theories of racial superiority was proposed by +Gobineau in the 1850s to establish the natural right of the aristocracy to +rule over France. He argued that the French aristocracy was originally of +Germanic origin while the "masses" were Gallic or Celtic, and that since the +Germanic race was "superior", the aristocracy had a natural right to rule. +Although the French "masses" didn't find this theory particularly persuasive, +it was later taken up by proponents of German expansion and became the origin +of German racial ideology, used to justify Nazi oppression of Jews and other +"non-Aryan" types. Notions of the "white man's burden" and "Manifest Destiny" +developed at about the same time in England and to a lesser extent in America, +and were used to rationalise Anglo-Saxon conquest and world domination on a +"humanitarian" basis. + +Racism and authoritarianism at home and abroad has gone hand in hand. As +Rudolf Rocker argued, _"[a]ll advocates of the race doctrine have been and are +the associates and defenders of every political and social reaction, advocates +of the power principle in its most brutal form . . . He who thinks that he +sees in all political and social antagonisms merely blood-determined +manifestations of race, denies all conciliatory influence of ideas, all +community of ethical feeling, and must at every crisis take refuge in brute +force. In fact, race theory is only the cult of power."_ Racism aids the +consolidation of elite power for by attacking _"all the achievements . . . in +the direction of personal freedom"_ and the idea of equality _"[n]o better +moral justification could be produced for the industrial bondage which our +holders of industrial power keep before them as a picture of the future."_ +[**Nationalism and Culture**, pp. 337-8] + +The idea of racial superiority was also found to have great domestic utility. +As Paul Sweezy points out, _"[t]he intensification of social conflict within +the advanced capitalist countries. . . has to be directed as far as possible +into innocuous channels -- innocuous, that is to say, from the standpoint of +capitalist class rule. The stirring up of antagonisms along racial lines is a +convenient method of directing attention away from class struggle,"_ which of +course is dangerous to ruling-class interests. [**Theory of Capitalist +Development**, p. 311] Indeed, employers have often deliberately fostered +divisions among workers on racial lines as part of a strategy of "divide and +rule" (in other contexts, like Northern Ireland or Scotland, the employers +have used religion in the same way instead). + +Employers and politicians have often deliberately fostered divisions among +workers on racial lines as part of a strategy of "divide and rule." In other +contexts, like Tzarist Russia, Northern Ireland or Scotland, the employers +have used religion in the same way. In others, immigrants and native born is +the dividing line. The net effect is the same, social oppressions which range +from the extreme violence anarchists like Emma Goldman denounced in the +American South (_"the atrocities rampant in the South, of negroes lynched, +tortured and burned by infuriated crowds without a hand being raised or a word +said for their protection"_ [**Emma Goldman: A Documentary History of the +American Years**, vol. 1, p. 386]) or the pogroms against Jews in Tsarist +Russia to discrimination in where people can live, what jobs people can get, +less pay and so on. + +For those in power, this makes perfect sense as racism (like other forms of +bigotry) can be used to split and divide the working class by getting people +to blame others of their class for the conditions they all suffer. In this +way, the anger people feel about the problems they face are turned away from +their real causes onto scapegoats. Thus white workers are subtly (and +sometimes not so subtly) encouraged, for example, to blame unemployment, +poverty and crime on blacks or Hispanics instead of capitalism and the (white, +male) elites who run it and who directly benefit from low wages and high +profits. Discrimination against racial minorities and women makes sense for +capitalism, for in this way profits are enlarged directly and indirectly. As +jobs and investment opportunities are denied to the disadvantaged groups, +their wages can be depressed below prevailing levels and profits, +correspondingly, increased. Indirectly, discrimination adds capitalist profits +and power by increasing unemployment and setting workers against each other. +Such factors ensure that capitalism will never "compete" discrimination way as +some free-market capitalist economists argue. + +In other words, capitalism has benefited and will continue to benefit from its +racist heritage. Racism has provided pools of cheap labour for capitalists to +draw upon and permitted a section of the population to be subjected to worse +treatment, so increasing profits by reducing working conditions and other non- +pay related costs. In America, blacks still get paid less than whites for the +same work (around 10% less than white workers with the same education, work +experience, occupation and other relevent demographic variables). This is +transferred into wealth inequalities. In 1998, black incomes were 54% of white +incomes while black net worth (including residential) was 12% and +nonresidential net worth just 3% of white. For Hispanics, the picture was +similar with incomes just 62% of whites, net worth, 4% and nonresidential net +worth 0%. While just under 15% of white households had zero or negative net +worth, 27% of black households and 36% Hispanic were in the same situation. +Even at similar levels of income, black households were significantly less +wealthy than white ones. [Doug Henwood, **After the New Economy**, p. 99 and +pp. 125-6] + +All this means that racial minorities are _"subjected to oppression and +exploitation on the dual grounds of race and class, and thus have to fight the +extra battles against racism and discrimination."_ [Lorenzo Kom'boa Ervin, +**Anarchism and the Black Revolution**, p. 126] + +Sexism only required a "justification" once women started to act for +themselves and demand equal rights. Before that point, sexual oppression did +not need to be "justified" -- it was "natural" (saying that, of course, +equality between the sexes was stronger before the rise of Christianity as a +state religion and capitalism so the "place" of women in society has fallen +over the last few hundred years before rising again thanks to the women's +movement). + +The nature of sexual oppression can be seen from marriage. Emma Goldman +pointed out that marriage _"stands for the sovereignty of the man over the +women,"_ with her _"complete submission"_ to the husbands _"whims and +commands."_ [**Red Emma Speaks**, p. 164] As Carole Pateman notes, until _"the +late nineteenth century the legal and civil position of a wife resembled that +of a slave. . . A slave had no independent legal existence apart from his +master, and husband and wife became 'one person,' the person of the husband."_ +Indeed, the law _"was based on the assumption that a wife was (like) +property"_ and only the marriage contract _"includes the explicit commitment +to obey."_ [**The Sexual Contract**, p. 119, p. 122 and p. 181] + +However, when women started to question the assumptions of male domination, +numerous theories were developed to explain why women's oppression and +domination by men was "natural." Because men enforced their rule over women by +force, men's "superiority" was argued to be a "natural" product of their +gender, which is associated with greater physical strength (on the premise +that "might makes right"). In the 17th century, it was argued that women were +more like animals than men, thus "proving" that women had as much right to +equality with men as sheep did. More recently, elites have embraced socio- +biology in response to the growing women's movement. By "explaining" women's +oppression on biological grounds, a social system run by men and for men could +be ignored. + +Women's subservient role also has economic value for capitalism (we should +note that Goldman considered capitalism to be another _"paternal arrangement"_ +like marriage, both of which robbed people of their _"birthright,"_ _"stunts"_ +their growth, _"poisons"_ their bodies and keeps people in _"ignorance, in +poverty and dependence."_ [**Op. Cit.**, p. 210]). Women often provide +necessary (and unpaid) labour which keeps the (usually) male worker in good +condition; and it is primarily women who raise the next generation of wage- +slaves (again without pay) for capitalist owners to exploit. Moreover, women's +subordination gives working-class men someone to look down upon and, +sometimes, a convenient target on whom they can take out their frustrations +(instead of stirring up trouble at work). As Lucy Parsons pointed out, a +working class woman is _"a slave to a slave."_ + +Sexism, like all forms of bigotry, is reflected in relative incomes and wealth +levels. In the US women, on average, were being paid 57% the amount men were +in 2001 (an improvement than the 39% 20 years earlier). Part of this is due to +fewer women working than men, but for those who do work outside the home their +incomes were 66% than of men's (up from 47% in 1980 and 38% in 1970). Those +who work full time, their incomes 76% of men's, up from the 60% average +through most of the 1970s. However, as with the black-white gap, this is due +in part to the stagnant income of male workers (in 1998 men's real incomes +were just 1% above 1989 levels while women's were 14% above). So rather than +the increase in income being purely the result of women entering high-paying +and largely male occupations and them closing the gender gap, it has also been +the result of the intense attacks on the working class since the 1980s which +has de-unionised and de-industrialised America. This has resulted in a lot of +high-paying male jobs have been lost and more and more women have entered the +job market to make sure their families make ends. [Henwood, **Op. Cit.**, p. +91-2] + +Turning away from averages, we discover that sexism results in women being +paid about 12% less than men during the same job, with the same relative +variables (like work experience, education and so forth). Needless to say, as +with racism, such "relevant variables" are themselves shaped by +discrimination. Women, like blacks, are less likely to get job interviews and +jobs. Sexism even affects types of jobs, for example, "caring" professions pay +less than non-caring ones because they are seen as feminine and involve the +kinds of tasks which women do at home without pay. In general, female +dominated industries pay less. In 1998, occupations that were over 90% male +had a median wage almost 10% above average while those over 90% female, almost +25% below. One study found that a 30% increase in women in an occupation +translated into a 10% decline in average pay. Needless to say, having children +is bad economic news for most women (women with children earn 10 to 15% less +than women without children while for men the opposite is the case). Having +maternity level, incidentally, have a far smaller motherhood penalty. +[Henwood, **Op. Cit.**, p. 95-7] + +The oppression of lesbians, gays and bisexuals is inextricably linked with +sexism. A patriarchal, capitalist society cannot see homosexual practices as +the normal human variations they are because they blur that society's rigid +gender roles and sexist stereotypes. Most young gay people keep their +sexuality to themselves for fear of being kicked out of home and all gays have +the fear that some "straights" will try to kick their sexuality out of them if +they express their sexuality freely. As with those subject to other forms of +bigotry, gays are also discriminated against economically (gay men earning +about 4-7% less than the average straight man [Henwood, **Op. Cit.**, p. +100]). Thus the social oppression which result in having an alternative +sexuality are experienced on many different levels, from extreme violence to +less pay for doing the same work. + +Gays are not oppressed on a whim but because of the specific need of +capitalism for the nuclear family. The nuclear family, as the primary \- and +inexpensive - creator of submissive people (growing up within the +authoritarian family gets children used to, and "respectful" of, hierarchy and +subordination - see [section B.1.5](secB1.html#secb15)) as well as provider +and carer for the workforce fulfils an important need for capitalism. +Alternative sexualities represent a threat to the family model because they +provide a different role model for people. This means that gays are going to +be in the front line of attack whenever capitalism wants to reinforce "family +values" (i.e. submission to authority, "tradition", "morality" and so on). The +introduction of Clause 28 in Britain is a good example of this, with the +government making it illegal for public bodies to promote gay sexuality (i.e. +to present it as anything other than a perversion). In American, the right is +also seeking to demonise homosexuality as part of their campaign to reinforce +the values of the patriarchal family unit and submission to "traditional" +authority. Therefore, the oppression of people based on their sexuality is +unlikely to end until sexism is eliminated. + +This is not all. As well as adversely affecting those subject to them, sexism, +racism and homophobia are harmful to those who practice them (and in some way +benefit from them) within the working class itself. Why this should be the +case is obvious, once you think about it. All three divide the working class, +which means that whites, males and heterosexuals hurt themselves by +maintaining a pool of low-paid competing labour, ensuring low wages for their +own wives, daughters, mothers, relatives and friends. Such divisions create +inferior conditions and wages for all as capitalists gain a competitive +advantage using this pool of cheap labour, forcing all capitalists to cut +conditions and wages to survive in the market (in addition, such social +hierarchies, by undermining solidarity against the employer on the job and the +state possibly create a group of excluded workers who could become scabs +during strikes). Also, "privileged" sections of the working class lose out +because their wages and conditions are less than those which unity could have +won them. Only the boss really wins. + +This can be seen from research into this subject. The researcher Al Szymanski +sought to systematically and scientifically test the proposition that white +workers gain from racism [_"Racial Discrimination and White Gain"_, in +**American Sociological Review**, vol. 41, no. 3, June 1976, pp. 403-414]. He +compared the situation of "white" and "non-white" (i.e. black, Native +American, Asian and Hispanic) workers in United States and found several key +things: + +(1) the narrower the gap between white and black wages in an American state, +the higher white earnings were relative to white earnings elsewhere. This +means that _"whites do not benefit economically by economic discrimination. +White workers especially appear to benefit economically from the **absence** +of economic discrimination. . . both in the absolute level of their earnings +**and** in relative equality among whites."_ [p. 413] In other words, the less +wage discrimination there was against black workers, the better were the wages +that white workers received. + +(2) the more "non-white" people in the population of a given American State, +the more inequality there was between whites. In other words, the existence of +a poor, oppressed group of workers reduced the wages of white workers, +although it did not affect the earnings of non-working class whites very much +(_"the greater the discrimination against [non-white] people, the greater the +inequality among whites"_ [p. 410]). So white workers clearly lost +economically from this discrimination. + +(3) He also found that _"the more intense racial discrimination is, the lower +are the white earnings **because** of . . . [its effect on] working-class +solidarity."_ [p. 412] In other words, racism economically disadvantages white +workers because it undermines the solidarity between black and white workers +and weakens trade union organisation. + +So overall, these white workers receive some apparent privileges from racism, +but are in fact screwed by it. Thus racism and other forms of hierarchy +actually works against the interests of those working class people who +practice it -- and, by weakening workplace and social unity, benefits the +ruling class: + +> _ "As long as discrimination exists and racial or ethnic minorities are +oppressed, the entire working class is weakened. This is so because the +Capitalist class is able to use racism to drive down the wages of individual +segments of the working class by inciting racial antagonism and forcing a +fight for jobs and services. This division is a development that ultimately +undercuts the living standards of all workers. Moreover, by pitting Whites +against Blacks and other oppressed nationalities, the Capitalist class is able +to prevent workers from uniting against their common enemy. As long as workers +are fighting each other, the Capitalist class is secure."_ [Lorenzo Kom'boa +Ervin, **Op. Cit.**, pp. 12-3] + +In addition, a wealth of alternative viewpoints, insights, experiences, +cultures, thoughts and so on are denied the racist, sexist or homophobe. Their +minds are trapped in a cage, stagnating within a mono-culture -- and +stagnation is death for the personality. Such forms of oppression are +dehumanising for those who practice them, for the oppressor lives as a +**role**, not as a person, and so are restricted by it and cannot express +their individuality **freely** (and so do so in very limited ways). This warps +the personality of the oppressor and impoverishes their own life and +personality. Homophobia and sexism also limits the flexibility of all people, +gay or straight, to choose the sexual expressions and relationships that are +right for them. The sexual repression of the sexist and homophobe will hardly +be good for their mental health, their relationships or general development. + +From the anarchist standpoint, oppression based on race, sex or sexuality will +remain forever intractable under capitalism or, indeed, under any economic or +political system based on domination and exploitation. While individual +members of "minorities" may prosper, racism as a justification for inequality +is too useful a tool for elites to discard. By using the results of racism +(e.g. poverty) as a justification for racist ideology, criticism of the status +quo can, yet again, be replaced by nonsense about "nature" and "biology." +Similarly with sexism or discrimination against gays. + +The long-term solution is obvious: dismantle capitalism and the hierarchical, +economically class-stratified society with which it is bound up. By getting +rid of capitalist oppression and exploitation and its consequent imperialism +and poverty, we will also eliminate the need for ideologies of racial or +sexual superiority used to justify the oppression of one group by another or +to divide and weaken the working class. However, struggles against bigotry +cannot be left until after a revolution. If they were two things are likely: +one, such a revolution would be unlikely to happen and, two, if it were then +these problems would more than likely remain in the new society created by it. +Therefore the negative impacts of inequality can and must be fought in the +here and now, like any form of hierarchy. Indeed, as we discuss in more detail +[section B.1.6](secB1.html#secb16) by doing so we make life a bit better in +the here and now as well as bringing the time when such inequalities are +finally ended nearer. Only this can ensure that we can all live as free and +equal individuals in a world without the blights of sexism, racism, homophobia +or religious hatred. + +Needless to say, anarchists totally reject the kind of "equality" that accepts +other kinds of hierarchy, that accepts the dominant priorities of capitalism +and the state and accedes to the devaluation of relationships and +individuality in name of power and wealth. There is a kind of "equality" in +having "equal opportunities," in having black, gay or women bosses and +politicians, but one that misses the point. Saying "Me too!" instead of "What +a mess!" does not suggest real liberation, just different bosses and new forms +of oppression. We need to look at the way society is organised, not at the +sex, colour, nationality or sexuality of who is giving the orders! + +## B.1.5 How is the mass-psychological basis for authoritarian civilisation +created? + +We noted in [section A.3.6](secA3.html#seca36) that hierarchical, +authoritarian institutions tend to be self-perpetuating, because growing up +under their influence creates submissive/authoritarian personalities -- people +who both "respect" authority (based on fear of punishment) and desire to +exercise it themselves on subordinates. Individuals with such a character +structure do not really want to dismantle hierarchies, because they are afraid +of the responsibility entailed by genuine freedom. It seems "natural" and +"right" to them that society's institutions, from the authoritarian factory to +the patriarchal family, should be pyramidal, with an elite at the top giving +orders while those below them merely obey. Thus we have the spectacle of so- +called "Libertarians" and "anarcho" capitalists bleating about "liberty" while +at the same time advocating factory fascism and privatised states. In short, +authoritarian civilisation reproduces itself with each generation because, +through an intricate system of conditioning that permeates every aspect of +society, it creates masses of people who support the status quo. + +Wilhelm Reich has given one of the most thorough analyses of the psychological +processes involved in the reproduction of authoritarian civilisation. Reich +based his analysis on four of Freud's most solidly grounded discoveries, +namely, (1) that there exists an unconscious part of the mind which has a +powerful though irrational influence on behaviour; (2) that even the small +child develops a lively "genital" sexuality, i.e. a desire for sexual pleasure +which has nothing to do with procreation; (3) that childhood sexuality along +with the Oedipal conflicts that arise in parent-child relations under monogamy +and patriarchy are usually repressed through fear of punishment or disapproval +for sexual acts and thoughts; (4) that this blocking of the child's natural +sexual activity and extinguishing it from memory does not weaken its force in +the unconscious, but actually intensifies it and enables it to manifest itself +in various pathological disturbances and anti-social drives; and (5) that, far +from being of divine origin, human moral codes are derived from the +educational measures used by the parents and parental surrogates in earliest +childhood, the most effective of these being the ones opposed to childhood +sexuality. + +By studying Bronislaw Malinowsli's research on the Trobriand Islanders, a +woman-centred (matricentric) society in which children's sexual behaviour was +not repressed and in which neuroses and perversions as well as authoritarian +institutions and values were almost non-existent, Reich came to the conclusion +that patriarchy and authoritarianism originally developed when tribal +chieftains began to get economic advantages from a certain type of marriage +("cross-cousin marriages") entered into by their sons. In such marriages, the +brothers of the son's wife were obliged to pay a dowry to her in the form of +continuous tribute, thus enriching her husband's clan (i.e. the chief's). By +arranging many such marriages for his sons (which were usually numerous due to +the chief's privilege of polygamy), the chief's clan could accumulate wealth. +Thus society began to be stratified into ruling and subordinate clans based on +wealth. + +To secure the permanence of these "good" marriages, strict monogamy was +required. However, it was found that monogamy was impossible to maintain +without the repression of childhood sexuality, since, as statistics show, +children who are allowed free expression of sexuality often do not adapt +successfully to life-long monogamy. Therefore, along with class stratification +and private property, authoritarian child-rearing methods were developed to +inculcate the repressive sexual morality on which the new patriarchal system +depended for its reproduction. Thus there is a historical correlation between, +on the one hand, pre-patriarchal society, primitive libertarian communism (or +_"work democracy,"_ to use Reich's expression), economic equality, and sexual +freedom, and on the other, patriarchal society, a private-property economy, +economic class stratification, and sexual repression. As Reich puts it: + +> _"Every tribe that developed from a [matricentric] to a patriarchal +organisation had to change the sexual structure of its members to produce a +sexuality in keeping with its new form of life. This was a necessary change +because the shifting of power and of wealth from the democratic gens [maternal +clans] to the authoritarian family of the chief was mainly implemented with +the help of the suppression of the sexual strivings of the people. It was in +this way that sexual suppression became an essential factor in the division of +society into classes. + +> + +> "Marriage, and the lawful dowry it entailed, became the axis of the +transformation of the one organisation into the other. In view of the fact +that the marriage tribute of the wife's gens to the man's family strengthened +the male's, especially the chief's, position of power, the male members of the +higher ranking gens and families developed a keen interest in making the +nuptial ties permanent. At this stage, in other words, only the man had an +interest in marriage. In this way natural work-democracy's simple alliance, +which could be easily dissolved at any time, was transformed into the +permanent and monogamous marital relationship of patriarchy. The permanent +monogamous marriage became the basic institution of patriarchal society -- +which it still is today. To safeguard these marriages, however, it was +necessary to impose greater and greater restrictions upon and to depreciate +natural genital strivings."_ [**The Mass Psychology of Fascism**, p. 90] + +The suppression of natural sexuality involved in this transformation from +matricentric to patriarchal society created various anti-social drives +(sadism, destructive impulses, rape fantasies, etc.), which then also had to +be suppressed through the imposition of a compulsive morality, which took the +place the natural self-regulation that one finds in pre-patriarchal societies. +In this way, sex began to be regarded as "dirty," "diabolical," "wicked," etc. +-- which it had indeed become through the creation of secondary drives. Thus: + +> _"The patriarchal- authoritarian sexual order that resulted from the +revolutionary processes of latter-day [matricentrism] (economic independence +of the chief's family from the maternal gens, a growing exchange of goods +between the tribes, development of the means of production, etc.) becomes the +primary basis of authoritarian ideology by depriving the women, children, and +adolescents of their sexual freedom, making a commodity of sex and placing +sexual interests in the service of economic subjugation. From now on, +sexuality is indeed distorted; it becomes diabolical and demonic and has to be +curbed."_ [Reich, **Op. Cit.**, p. 88] + +Once the beginnings of patriarchy are in place, the creation of a fully +authoritarian society based on the psychological crippling of its members +through sexual suppression follows: + +> _"The moral inhibition of the child's natural sexuality, the last stage of +which is the severe impairment of the child's **genital** sexuality, makes the +child afraid, shy, fearful of authority, obedient, 'good,' and 'docile' in the +authoritarian sense of the words. It has a crippling effect on man's +rebellious forces because every vital life-impulse is now burdened with severe +fear; and since sex is a forbidden subject, thought in general and man's +critical faculty also become inhibited. In short, morality's aim is to produce +acquiescent subjects who, despite distress and humiliation, are adjusted to +the authoritarian order. Thus, the family is the authoritarian state in +miniature, to which the child must learn to adapt himself as a preparation for +the general social adjustment required of him later. Man's authoritarian +structure -- this must be clearly established -- is basically produced by the +embedding of sexual inhibitions and fear."_ [Reich, **Op. Cit.**, p. 30] + +In this way, by damaging the individual's power to rebel and think for +him/herself, the inhibition of childhood sexuality -- and indeed other forms +of free, natural expression of bioenergy (e.g. shouting, crying, running, +jumping, etc.) -- becomes the most important weapon in creating reactionary +personalities. This is why every reactionary politician puts such an emphasis +on "strengthening the family" and promoting "family values" (i.e. patriarchy, +compulsive monogamy, premarital chastity, corporal punishment, etc.). In the +words of Reich: + +> _"Since authoritarian society reproduces itself in the individual structures +of the masses with the help of the authoritarian family, it follows that +political reaction has to regard and defend the authoritarian family as +**the** basis of the 'state, culture, and civilisation. . . .' [It is] +**political reaction's germ cell**, the most important centre for the +production of reactionary men and women. Originating and developing from +definite social processes, it becomes the most essential institution for the +preservation of the authoritarian system that shapes it."_ [**Op. Cit.**, pp. +104-105] + +The family is the most essential institution for this purpose because children +are most vulnerable to psychological maiming in their first few years, from +the time of birth to about six years of age, during which time they are mostly +in the charge of their parents. The schools and churches then continue the +process of conditioning once the children are old enough to be away from their +parents, but they are generally unsuccessful if the proper foundation has not +been laid very early in life by the parents. Thus A.S. Neill observes that +_"the nursery training is very like the kennel training. The whipped child, +like the whipped puppy, grows into an obedient, inferior adult. And as we +train our dogs to suit our own purposes, so we train our children. In that +kennel, the nursery, the human dogs must be clean; they must feed when we +think it convenient for them to feed. I saw a hundred thousand obedient, +fawning dogs wag their tails in the Templehof, Berlin, when in 1935, the great +trainer Hitler whistled his commands."_ [**Summerhill: a Radical Approach to +Child Rearing**, p. 100] + +The family is also the main agency of repression during adolescence, when +sexual energy reaches its peak. This is because the vast majority of parents +provide no private space for adolescents to pursue undisturbed sexual +relationships with their partners, but in fact actively discourage such +behaviour, often (as in fundamentalist Christian families) demanding complete +abstinence -- at the very time when abstinence is most impossible! Moreover, +since teenagers are economically dependent on their parents under capitalism, +with no societal provision of housing or dormitories allowing for sexual +freedom, young people have no alternative but to submit to irrational parental +demands for abstention from premarital sex. This in turn forces them to engage +in furtive sex in the back seats of cars or other out-of-the-way places where +they cannot relax or obtain full sexual satisfaction. As Reich found, when +sexuality is repressed and laden with anxiety, the result is always some +degree of what he terms _"orgastic impotence"_: the inability to fully +surrender to the flow of energy discharged during orgasm. Hence there is an +incomplete release of sexual tension, which results in a state of chronic +bioenergetic stasis. Such a condition, Reich found, is the breeding ground for +neuroses and reactionary attitudes. (For further details see the [section +J.6](secJ6.html)). + +In this connection it is interesting to note that "primitive" societies, such +as the Trobriand Islanders, prior to their developing patriarchal- +authoritarian institutions, provided special community houses where teenagers +could go with their partners to enjoy undisturbed sexual relationships -- and +this with society's full approval. Such an institution would be taken for +granted in an anarchist society, as it is implied by the concept of freedom. +(For more on adolescent sexual liberation, see [section +J.6.8.](secJ6.html#secj68)) + +Nationalistic feelings can also be traced to the authoritarian family. A +child's attachment to its mother is, of course, natural and is the basis of +all family ties. Subjectively, the emotional core of the concepts of homeland +and nation are mother and family, since the mother is the homeland of the +child, just as the family is the "nation in miniature." According to Reich, +who carefully studied the mass appeal of Hitler's "National Socialism," +nationalistic sentiments are a direct continuation of the family tie and are +rooted in a **fixated** tie to the mother. As Reich points out, although +infantile attachment to the mother is natural, **fixated** attachment is not, +but is a social product. In puberty, the tie to the mother would make room for +other attachments, i.e., natural sexual relations, **if** the unnatural sexual +restrictions imposed on adolescents did not cause it to be eternalised. It is +in the form of this socially conditioned externalisation that fixation on the +mother becomes the basis of nationalist feelings in the adult; and it is only +at this stage that it becomes a reactionary social force. + +Later writers who have followed Reich in analysing the process of creating +reactionary character structures have broadened the scope of his analysis to +include other important inhibitions, besides sexual ones, that are imposed on +children and adolescents. Rianne Eisler, for example, in her book **Sacred +Pleasure**, stresses that it is not just a sex-negative attitude but a +**pleasure**-negative attitude that creates the kinds of personalities in +question. Denial of the value of pleasurable sensations permeates our +unconscious, as reflected, for example, in the common idea that to enjoy the +pleasures of the body is the "animalistic" (and hence "bad") side of human +nature, as contrasted with the "higher" pleasures of the mind and "spirit." By +such dualism, which denies a spiritual aspect to the body, people are made to +feel guilty about enjoying any pleasurable sensations -- a conditioning that +does, however, prepare them for lives based on the sacrifice of pleasure (or +indeed, even of life itself) under capitalism and statism, with their +requirements of mass submission to alienated labour, exploitation, military +service to protect ruling-class interests, and so on. And at the same time, +authoritarian ideology emphasises the value of suffering, as for example +through the glorification of the tough, insensitive warrior hero, who suffers +(and inflicts "necessary" suffering on others ) for the sake of some pitiless +ideal. + +Eisler also points out that there is _"ample evidence that people who grow up +in families where rigid hierarchies and painful punishments are the norm learn +to suppress anger toward their parents. There is also ample evidence that this +anger is then often deflected against traditionally disempowered groups (such +as minorities, children, and women)."_ [**Sacred Pleasure**, p. 187] This +repressed anger then becomes fertile ground for reactionary politicians, whose +mass appeal usually rests in part on scapegoating minorities for society's +problems. + +As the psychologist Else Frenkel-Brunswick documents in **The Authoritarian +Personality**, people who have been conditioned through childhood abuse to +surrender their will to the requirements of feared authoritarian parents, also +tend to be very susceptible as adults to surrender their will and minds to +authoritarian leaders. _"In other words,"_ Frenkel-Brunswick summarises, _"at +the same time that they learn to deflect their repressed rage against those +they perceive as weak, they also learn to submit to autocratic or 'strong-man' +rule. Moreover, having been severely punished for any hint of rebellion (even +'talking back' about being treated unfairly), they gradually also learn to +deny to themselves that there was anything wrong with what was done to them as +children -- and to do it in turn to their own children."_ [**The Authoritarian +Personality**, p. 187] + +These are just some of the mechanisms that perpetuate the status quo by +creating the kinds of personalities who worship authority and fear freedom. +Consequently, anarchists are generally opposed to traditional child-rearing +practices, the patriarchal-authoritarian family (and its "values"), the +suppression of adolescent sexuality, and the pleasure-denying, pain-affirming +attitudes taught by the Church and in most schools. In place of these, +anarchists favour non-authoritarian, non-repressive child-rearing practices +and educational methods (see sections [J.6](secJ6.html) and [ +secJ.5.13](secJ5.html#secJ513), respectively) whose purpose is to prevent, or +at least minimise, the psychological crippling of individuals, allowing them +instead to develop natural self-regulation and self-motivated learning. This, +we believe, is the only way to for people to grow up into happy, creative, and +truly freedom-loving individuals who will provide the psychological ground +where anarchist economic and political institutions can flourish. + +## B.1.6 Can hierarchy be ended? + +Faced with the fact that hierarchy, in its many distinctive forms, has been +with us such a long time and so negatively shapes those subject to it, some +may conclude that the anarchist hope of ending it, or even reducing it, is +little more than a utopian dream. Surely, it will be argued, as anarchists +acknowledge that those subject to a hierarchy adapt to it this automatically +excludes the creation of people able to free themselves from it? + +Anarchists disagree. Hierarchy can be ended, both in specific forms and in +general. A quick look at the history of the human species shows that this is +the case. People who have been subject to monarchy have ended it, creating +republics where before absolutism reigned. Slavery and serfdom have been +abolished. Alexander Berkman simply stated the obvious when he pointed out +that _"many ideas, once held to be true, have come to be regarded as wrong and +evil. Thus the ideas of divine right of kings, of slavery and serfdom. There +was a time when the whole world believed those institutions to be right, just, +and unchangeable."_ However, they became _"discredited and lost their hold +upon the people, and finally the institutions that incorporated those ideas +were abolished"_ as _"they were useful only to the master class"_ and _"were +done away with by popular uprisings and revolutions."_ [**What is +Anarchism?**, p. 178] It is unlikely, therefore, that current forms of +hierarchy are exceptions to this process. + +Today, we can see that this is the case. Malatesta's comments of over one +hundred years ago are still valid: _"the oppressed masses . . . have never +completely resigned themselves to oppression and poverty . . . [and] show +themselves thirsting for justice, freedom and wellbeing."_ [**Anarchy**, p. +33] Those at the bottom are constantly resisting both hierarchy and its the +negative effects and, equally important, creating non-hierarchical ways of +living and fighting. This constant process of self-activity and self- +liberation can be seen from the labour, women's and other movements -- in +which, to some degree, people create their own alternatives based upon their +own dreams and hopes. Anarchism is based upon, and grew out of, this process +of resistance, hope and direct action. In other words, the libertarian +elements that the oppressed continually produce in their struggles within and +against hierarchical systems are extrapolated and generalised into what is +called anarchism. It is these struggles and the anarchistic elements they +produce which make the end of all forms of hierarchy not only desirable, but +possible. + +So while the negative impact of hierarchy is not surprising, neither is the +resistance to it. This is because the individual _"is not a blank sheet of +paper on which culture can write its text; he [or she] is an entity charged +with energy and structured in specific ways, which, while adapting itself, +reacts in specific and ascertainable ways to external conditions."_ In this +_"process of adaptation,"_ people develop _"definite mental and emotional +reactions which follow from specific properties"_ of our nature. [Eric Fromm, +**Man for Himself**, p. 23 and p. 22] For example: + +> _ "Man can adapt himself to slavery, but he reacts to it by lowering his +intellectual and moral qualities . . . Man can adapt himself to cultural +conditions which demand the repression of sexual strivings, but in achieving +this adaptation he develops . . . neurotic symptoms. He can adapt to almost +any culture pattern, but in so far as these are contradictory to his nature he +develops mental and emotional disturbances which force him eventually change +these conditions since he cannot change his nature. . . . If . . . man could +adapt himself to all conditions without fighting those which are against his +nature, he would have no history. Human evolution is rooted in man's +adaptability and in certain indestructible qualities of his nature which +compel him to search for conditions better adjusted to his intrinsic needs."_ +[**Op. Cit.**, pp. 22-23] + +So as well as adaptation to hierarchy, there is resistance. This means that +modern society (capitalism), like any hierarchical society, faces a direct +contradiction. On the one hand, such systems divide society into a narrow +stratum of order givers and the vast majority of the population who are +(officially) excluded from decision making, who are reduced to carrying out +(executing) the decisions made by the few. As a result, most people suffer +feelings of alienation and unhappiness. However, in practice, people try and +overcome this position of powerlessness and so hierarchy produces a struggle +against itself by those subjected to it. This process goes on all the time, to +a greater or lesser degree, and is an essential aspect in creating the +possibility of political consciousness, social change and revolution. People +refuse to be treated like objects (as required by hierarchical society) and by +so doing hierarchy creates the possibility for its own destruction. + +For the inequality in wealth and power produced by hierarchies, between the +powerful and the powerless, between the rich and the poor, has not been +ordained by god, nature or some other superhuman force. It has been created by +a specific social system, its institutions and workings -- a system based upon +authoritarian social relationships which effect us both physically and +mentally. So there is hope. Just as authoritarian traits are learned, so can +they be **unlearned.** As Carole Pateman summarises, the evidence supports the +argument _"that we do learn to participate by participating"_ and that a +participatory environment _"might also be effective in diminishing tendencies +toward non-democratic attitudes in the individual."_ [**Participaton and +Democratic Theory**, p. 105] So oppression reproduces resistance and the seeds +of its own destruction. + +It is for this reason anarchists stress the importance of self-liberation (see +[section A.2.7](secA2.html#seca27)) and _"support all struggles for partial +freedom, because we are convinced that one learns through struggle, and that +once one begins to enjoy a little freedom one ends by wanting it all."_ +[Malatesta, **Errico Malatesta: His Life and Ideas**, p. 195] By means of +direct action (see [section J.2](secJ2.html)), people exert themselves and +stand up for themselves. This breaks the conditioning of hierarchy, breaks the +submissiveness which hierarchical social relationships both need and produce. +Thus the daily struggles against oppression _"serve as a training camp to +develop"_ a person's _"understanding of [their] proper role in life, to +cultivate [their] self-reliance and independence, teach him [or her] mutual +help and co-operation, and make him [or her] conscious of [their] +responsibility. [They] will learn to decide and act on [their] own behalf, not +leaving it to leaders or politicians to attend to [their] affairs and look out +for [their] welfare. It will be [them] who will determine, together with +[their] fellows . . . , what they want and what methods will best serve their +aims."_ [Berkman, **Op. Cit.**, p. 206] + +In other words, struggle encourages all the traits hierarchy erodes and, +consequently, develop the abilities not only to question and resist authority +but, ultimately, end it once and for all. This means that any struggle +**changes** those who take part in it, politicising them and transforming +their personalities by shaking off the servile traits produced and required by +hierarchy. As an example, after the sit-down strikes in Flint, Michigan, in +1937 one eye-witness saw how _"the auto worker became a different human being. +The women that had participated actively became a different type of women . . +. They carried themselves with a different walk, their heads were high, and +they had confidence in themselves."_ [Genora (Johnson) Dollinger, contained in +**Voices of a People's History of the United States**, Howard Zinn and Anthony +Arnove (eds.), p. 349] Such changes happen in all struggles (also see [section +J.4.2](secJ4.html#secj42)). Anarchists are not surprised for, as discussed in +[section J.1](secJ1.html) and [J.2.1](secJ2.html#secj21), we have long +recognised the liberating aspects of social struggle and the key role it plays +in creating free people and the other preconditions for needed for an +anarchist society (like the initial social structure \-- see [section +I.2.3](secI2.html#seci23)). + +Needless to say, a hierarchical system like capitalism cannot survive with a +non-submissive working class and the bosses spend a considerable amount of +time, energy and resources trying to break the spirits of the working class so +they will submit to authority (either unwillingly, by fear of being fired, or +willingly, by fooling them into believing that hierarchy is natural or by +rewarding subservient behaviour). Unsurprisingly, this never completely +succeeds and so capitalism is marked by constant struggles between the +oppressed and oppressor. Some of these struggles succeed, some do not. Some +are defensive, some are not. Some, like strikes, are visible, other less so +(such a working slowly and less efficiently than management desires). And +these struggles are waged by both sides of the hierarchical divide. Those +subject to hierarchy fight to limit it and increase their autonomy and those +who exercise authority fight to increase their power over others. Who wins +varies. The 1960s and 1970s saw a marked increase in victories for the +oppressed all throughout capitalism but, unfortunately, since the 1980s, as we +discuss in [section C.8.3](sec83.html#secc83), there has been a relentless +class war conducted by the powerful which has succeeded in inflicting a series +of defeats on working class people. Unsurprisingly, the rich have got richer +and more powerful since. + +So anarchists take part in the on-going social struggle in society in an +attempt to end it in the only way possible, the victory of the oppressed. A +key part of this is to fight for partial freedoms, for minor or major reforms, +as this strengthens the spirit of revolt and starts the process towards the +final end of hierarchy. In such struggles we stress the autonomy of those +involved and see them not only as the means of getting more justice and +freedom in the current unfree system but also as a means of ending the +hierarchies they are fighting once and for all. Thus, for example, in the +class struggle we argue for _"[o]rganisation from the bottom up, beginning +with the shop and factory, on the foundation of the joint interests of the +workers everywhere, irrespective of trade, race, or country."_ [Alexander +Berkman, **Op. Cit.**, p. 207] Such an organisation, as we discuss in [section +J.5.2](secJ5.html#secj52), would be run via workplace assemblies and would be +the ideal means of replacing capitalist hierarchy in industry by genuine +economic freedom, i.e. worker's self-management of production (see [section +I.3](secI3.html)). Similarly, in the community we argue for popular assemblies +(see [section J.5.1](secJ5.html#secj51)) as a means of not only combating the +power of the state but also replaced it with by free, self-managed, +communities (see [section I.5](secI5.html)). + +Thus the current struggle itself creates the bridge between what is and what +could be: + +> _ "Assembly and community must arise from within the revolutionary process +itself; indeed, the revolutionary process must **be** the formation of +assembly and community, and with it, the destruction of power. Assembly and +community must become 'fighting words,' not distant panaceas. They must be +created as **modes of struggle** against the existing society, not as +theoretical or programmatic abstractions."_ [Murray Bookchin, **Post-Scarcity +Anarchism**, p. 104] + +This is not all. As well as fighting the state and capitalism, we also need +fight all other forms of oppression. This means that anarchists argue that we +need to combat social hierarchies like racism and sexism as well as workplace +hierarchy and economic class, that we need to oppose homophobia and religious +hatred as well as the political state. Such oppressions and struggles are not +diversions from the struggle against class oppression or capitalism but part +and parcel of the struggle for human freedom and cannot be ignored without +fatally harming it. + +As part of that process, anarchists encourage and support all sections of the +population to stand up for their humanity and individuality by resisting +racist, sexist and anti-gay activity and challenging such views in their +everyday lives, everywhere (as Carole Pateman points out, _"sexual domination +structures the workplace as well as the conjugal home"_ [**The Sexual +Contract**, p. 142]). It means a struggle of all working class people against +the internal and external tyrannies we face -- we must fight against own our +prejudices while supporting those in struggle against our common enemies, no +matter their sex, skin colour or sexuality. Lorenzo Kom'boa Ervin words on +fighting racism are applicable to all forms of oppression: + +> _ "Racism must be fought vigorously wherever it is found, even if in our own +ranks, and even in ones own breast. Accordingly, we must end the system of +white skin privilege which the bosses use to split the class, and subject +racially oppressed workers to super-exploitation. White workers, especially +those in the Western world, must resist the attempt to use one section of the +working class to help them advance, while holding back the gains of another +segment based on race or nationality. This kind of class opportunism and +capitulationism on the part of white labour must be directly challenged and +defeated. There can be no workers unity until the system of super-exploitation +and world White Supremacy is brought to an end."_ [**Anarchism and the Black +Revolution**, p. 128] + +Progress towards equality can and has been made. While it is still true that +(in the words of Emma Goldman) _"[n]owhere is woman treated according to the +merit of her work, but rather as a sex"_ [**Red Emma Speaks**, p. 177] and +that education is still patriarchal, with young women still often steered away +from traditionally "male" courses of study and work (which teaches children +that men and women are assigned different roles in society and sets them up to +accept these limitations as they grow up) it is also true that the position of +women, like that of blacks and gays, **has** improved. This is due to the +various self-organised, self-liberation movements that have continually +developed throughout history and these are **the** key to fighting oppression +in the short term (and creating the potential for the long term solution of +dismantling capitalism and the state). + +Emma Goldman argued that emancipation begins _"in [a] woman's soul."_ Only by +a process of internal emancipation, in which the oppressed get to know their +own value, respect themselves and their culture, can they be in a position to +effectively combat (and overcome) external oppression and attitudes. Only when +you respect yourself can you be in a position to get others to respect you. +Those men, whites and heterosexuals who are opposed to bigotry, inequality and +injustice, must support oppressed groups and refuse to condone racist, sexist +or homophobic attitudes and actions by others or themselves. For anarchists, +_"not a single member of the Labour movement may with impunity be +discriminated against, suppressed or ignored. . . Labour [and other] +organisations must be built on the principle of equal liberty of all its +members. This equality means that only if each worker is a free and +independent unit, co-operating with the others from his or her mutual +interests, can the whole labour organisation work successfully and become +powerful."_ [Lorenzo Kom'boa Ervin, **Op. Cit.**, pp. 127-8] + +We must all treat people as equals, while at the same time respecting their +differences. Diversity is a strength and a source of joy, and anarchists +reject the idea that equality means conformity. By these methods, of internal +self-liberation and solidarity against external oppression, we can fight +against bigotry. Racism, sexism and homophobia can be reduced, perhaps almost +eliminated, before a social revolution has occurred by those subject to them +organising themselves, fighting back **autonomously** and refusing to be +subjected to racial, sexual or anti-gay abuse or to allowing others to get +away with it (which plays an essential role in making others aware of their +own attitudes and actions, attitudes they may even be blind to!). + +The example of the _**Mujeres Libres**_ (Free Women) in Spain during the 1930s +shows what is possible. Women anarchists involved in the C.N.T. and F.A.I. +organised themselves autonomously to raise the issue of sexism in the wider +libertarian movement, to increase women's involvement in libertarian +organisations and help the process of women's self-liberation against male +oppression. Along the way they also had to combat the (all too common) sexist +attitudes of their "revolutionary" male fellow anarchists. Martha A. +Ackelsberg's book **Free Women of Spain** is an excellent account of this +movement and the issues it raises for all people concerned about freedom. +Decades latter, the women's movement of the 1960s and 1970s did much the same +thing, aiming to challenge the traditional sexism and patriarchy of capitalist +society. They, too, formed their own organisations to fight for their own +needs as a group. Individuals worked together and drew strength for their own +personal battles in the home and in wider society. + +Another essential part of this process is for such autonomous groups to +actively support others in struggle (including members of the dominant +race/sex/sexuality). Such practical solidarity and communication can, when +combined with the radicalising effects of the struggle itself on those +involved, help break down prejudice and bigotry, undermining the social +hierarchies that oppress us all. For example, gay and lesbian groups +supporting the 1984/5 UK miners' strike resulted in such groups being given +pride of place in many miners' marches. Another example is the great strike by +Jewish immigrant workers in 1912 in London which occurred at the same time as +a big London Dock Strike. _"The common struggle brought Jewish and non-Jewish +workers together. Joint strike meetings were held, and the same speakers spoke +at huge joint demonstrations."_ The Jewish strike was a success, dealing a _ +"death-blow to the sweatshop system. The English workers looked at the Jewish +workers with quite different eyes after this victory."_ Yet the London dock +strike continued and many dockers' families were suffering real wants. The +successful Jewish strikers started a campaign _"to take some of the dockers' +children into their homes."_ This practical support _"did a great deal to +strengthen the friendship between Jewish and non-Jewish workers."_ [Rudolf +Rocker, **London Years**, p. 129 and p. 131] This solidarity was repaid in +October 1936, when the dockers were at the forefront in stopping Mosley's +fascist blackshirts marching through Jewish areas (the famous battle of Cable +street). + +For whites, males and heterosexuals, the only anarchistic approach is to +support others in struggle, refuse to tolerate bigotry in others and to root +out their own fears and prejudices (while refusing to be uncritical of self- +liberation struggles -- solidarity does not imply switching your brain off!). +This obviously involves taking the issue of social oppression into all working +class organisations and activity, ensuring that no oppressed group is +marginalised within them. + +Only in this way can the hold of these social diseases be weakened and a +better, non-hierarchical system be created. An injury to one is an injury to +all. + diff --git a/markdown/secB2.md b/markdown/secB2.md new file mode 100644 index 0000000000000000000000000000000000000000..958170621d859cd9fad6570c45156a418efe70bd --- /dev/null +++ b/markdown/secB2.md @@ -0,0 +1,1911 @@ +# B.2 Why are anarchists against the state? + +As previously noted (see [section B.1](secB1.html)), anarchists oppose all +forms of hierarchical authority. Historically, however, they have spent most +of their time and energy opposing two main forms in particular. One is +capitalism, the other, the state. These two forms of authority have a +symbiotic relationship and cannot be easily separated: + +> _"[T]he State . . . and Capitalism are facts and conceptions which we cannot +separate from each other. In the course of history these institutions have +developed, supporting and reinforcing each other. + +> + +> "They are connected with each other -- not as mere accidental co-incidences. +They are linked together by the links of cause and effect."_ [Kropotkin, +**Evolution and Environment**, p. 94] + +In this section, in consequence, as well as explaining why anarchists oppose +the state, we will necessarily have to analyse the relationship between it and +capitalism. + +So what is the state? As Malatesta put it, anarchists _"have used the word +State, and still do, to mean the sum total of the political, legislative, +judiciary, military and financial institutions through which the management of +their own affairs, the control over their personal behaviour, the +responsibility for their personal safety, are taken away from the people and +entrusted to others who, by usurpation or delegation, are vested with the +power to make laws for everything and everybody, and to oblige the people to +observe them, if need be, by the use of collective force."_ [**Anarchy**, p. +17] + +He continues: + +> _ "For us, government [or the state] is made up of all the governors; and +the governors . . . are those who have the power to make **laws** regulating +inter-human relations and to see that they are carried out . . . [and] who +have the power, to a greater or lesser degree, to make use of the social +power, that is of the physical, intellectual and economic power of the whole +community, in order to oblige everybody to carry out their wishes. And this +power, in our opinion, constitutes the principle of government, of +authority."_ [**Op. Cit.**, p. 19] + +Kropotkin presented a similar analysis, arguing that the state _"not only +includes the existence of a power situated above society, but also of a +**territorial concentration** as well as the concentration **in the hands of a +few of many functions in the life of societies** . . . A whole mechanism of +legislation and of policing has to be developed in order to subject some +classes to the domination of others."_ [**The State: Its Historic Role**, p. +10] For Bakunin, all states _"are in essence only machines governing the +masses from above, through . . . a privileged minority, allegedly knowing the +genuine interests of the people better than the people themselves."_ [**The +Political Philosophy of Bakunin**, p. 211] On this subject Murray Bookchin +writes: + +> _ "Minimally, the State is a professional system of social coercion -- not +merely a system of social administration as it is still naively regarded by +the public and by many political theorists. The word 'professional' should be +emphasised as much as the word 'coercion.' . . . It is only when coercion is +institutionalised into a professional, systematic and organised form of social +control -- that is, when people are plucked out of their everyday lives in a +community and expected not only to 'administer' it but to do so with the +backing of a monopoly of violence -- that we can properly speak of a State."_ +[**Remaking Society**, p. 66] + +As Bookchin indicates, anarchists reject the idea that the state is the same +as society or that **any** grouping of human beings living and organised +together is a state. This confusion, as Kropotkin notes, explains why +_"anarchists are generally upbraided for wanting to 'destroy society' and of +advocating a return to 'the permanent war of each against all.'"_ Such a +position _"overlook[s] the fact that Man lived in Societies for thousands of +years before the State had been heard of"_ and that, consequently, the State +_"is only one of the forms assumed by society in the course of history."_ +[**Op. Cit.**, p. 10] + +The state, therefore, is not just federations of individuals or peoples and +so, as Malatesta stressed, cannot be used to describe a _"human collectively +gathered together in a particular territory and making up what is called a +social unit irrespective of the way the way said collectivity are grouped or +the state of relations between them."_ It cannot be _"used simply as a synonym +for society."_ [**Op. Cit.**, p. 17] The state is a particular form of social +organisation based on certain key attributes and so, we argue, _"the word +'State' . . . should be reserved for those societies with the hierarchical +system and centralisation."_ [Peter Kropotkin, **Ethics**, p. 317f] As such, +the state _"is a historic, transitory institution, a temporary form of +society"_ and one whose _"utter extinction"_ is possible as the _"State is not +society."_ [Bakunin, **Michael Bakunin: Selected Writings**, p. 151] + +In summary, the state is a specific way in which human affairs are organised +in a given area, a way marked by certain institutions which, in turn, have +certain characteristics. This does not imply, however, that the state is a +monolithic entity that has been the same from its birth to the present day. +States vary in many ways, especially in their degree of authoritarianism, in +the size and power of their bureaucracy and how they organise themselves. Thus +we have monarchies, oligarchies, theocracies, party dictatorships and (more or +less) democratic states. We have ancient states, with minimal bureaucracy, and +modern ones, with enormous bureaucracy. + +Moreover, anarchists argue that _"the **political** regime . . . is always an +expression of the **economic** regime which exists at the heart of society."_ +This means that regardless of how the state changes, it _"continues to be +shaped by the economic system, of which it is always the expression and, at +the same time, the consecration and the sustaining force."_ Needless to say, +there is not always an exact match and sometimes _"the political regime of a +country finds itself lagging behind the economic changes that are taking +place, and in that case it will abruptly be set aside and remodelled in a way +appropriate to the economic regime that has been established."_ [Kropotkin, +**Words of a Rebel**, p. 118] + +At other times, the state can change its form to protect the economic system +it is an expression of. Thus we see democracies turn to dictatorships in the +face of popular revolts and movements. The most obvious examples of Pinochet's +Chile, Franco's Spain, Mussolini's Italy and Hitler's Germany are all striking +confirmations of Bakunin's comment that while _"[n]o government could serve +the economic interests of the bourgeoisie better than a republic,"_ that class +would _"prefer . . . military dictatorship"_ if needed to crush _"the revolts +of the proletariat."_ [**Bakunin on Anarchism**, p. 417] + +However, as much as the state may change its form it still has certain +characteristics which identify a social institution as a state. As such, we +can say that, for anarchists, the state is marked by three things: + +1) A _**"monopoly of violence"**_ in a given territorial area; +2) This violence having a _"professional,"_ institutional nature; and +3) A hierarchical nature, centralisation of power and initiative into the +hands of a few. + +Of these three aspects, the last one (its centralised, hierarchical nature) is +the most important simply because the concentration of power into the hands of +the few ensures a division of society into government and governed (which +necessitates the creation of a professional body to enforce that division). +Hence we find Bakunin arguing that _"[w]ith the State there must go also . . . +all organisation of social life from the top downward, via legislation and +government."_ [**The Political Philosophy of Bakunin**, p. 242] In other +words, _"the people was not governing itself."_ [Kropotkin, **Op. Cit.**, p. +120] + +This aspect implies the rest. In a state, all the people residing in an area +are subject to the state, submitting themselves to the individuals who make up +the institution of authority ruling that territory. To enforce the will of +this few, they must have a monopoly of force within the territory. As the +members of the state collectively monopolise political decision making power, +they are a privileged body separated by its position and status from the rest +of the population as a whole which means they cannot rely on them to enforce +its will. This necessities a professional body of some kind to enforce their +decisions, a separate police force or army rather than the people armed. + +Given this, the division of society into rulers and ruled is the key to what +constitutes a state. Without such a division, we would not need a monopoly of +violence and so would simply have an association of equals, unmarked by power +and hierarchy (such as exists in many stateless "primitive" tribes and will +exist in a future anarchist society). And, it must be stressed, such a +division exists even in democratic states as _"with the state there is always +a hierarchical and status difference between rulers and ruled. Even if it is a +democracy, where we suppose those who rule today are not rulers tomorrow, +there are still differences in status. In a democratic system, only a tiny +minority will ever have the opportunity to rule and these are invariably drawn +from the elite."_ [Harold Barclay, **The State**, pp. 23-4] + +Thus, the _"essence of government"_ is that _"it is a thing apart, developing +its own interests"_ and so is _"an institution existing for its own sake, +preying upon the people, and teaching them whatever will tend to keep it +secure in its seat."_ [Voltairine de Cleyre, **The Voltairine de Cleyre +Reader**, p. 27 and p. 26] And so _"despotism resides not so much in the +**form** of the State or power as in the very **principle** of the State and +political power."_ [Bakunin, **Op. Cit.**, p. 211] + +As the state is the delegation of power into the hands of the few, it is +obviously based on hierarchy. This delegation of power results in the elected +people becoming isolated from the mass of people who elected them and outside +of their control (see [section B.2.4](secB2.html#secb24)). In addition, as +those elected are given power over a host of different issues and told to +decide upon them, a bureaucracy soon develops around them to aid in their +decision-making and enforce those decisions once they have been reached. +However, this bureaucracy, due to its control of information and its +permanency, soon has more power than the elected officials. Therefore _"a +highly complex state machine . . . leads to the formation of a class +especially concerned with state management, which, using its acquired +experience, begins to deceive the rest for its personal advantage."_ +[Kropotkin, **Selected Writings on Anarchism and Revolution**, p. 61] This +means that those who serve the people's (so-called) servant have more power +than those they serve, just as the politician has more power than those who +elected him. All forms of state-like (i.e. hierarchical) organisations +inevitably spawn a bureaucracy about them. This bureaucracy soon becomes the +de facto focal point of power in the structure, regardless of the official +rules. + +This marginalisation and disempowerment of ordinary people (and so the +empowerment of a bureaucracy) is the key reason for anarchist opposition to +the state. Such an arrangement ensures that the individual is disempowered, +subject to bureaucratic, authoritarian rule which reduces the person to an +object or a number, **not** a unique individual with hopes, dreams, thoughts +and feelings. As Proudhon forcefully argued: + +> _ "To be GOVERNED is to be kept in sight, inspected, spied upon, directed, +law-driven, numbered, enrolled, indoctrinated, preached at, controlled, +estimated, valued, censured, commanded, by creatures who have neither the +right, nor the wisdom, nor the virtue to do so . . . To be GOVERNED is to be +at every operation, at every transaction, noted, registered, enrolled, taxed, +stamped, measured, numbered, assessed, licensed, authorised, admonished, +forbidden, reformed, corrected, punished. It is, under the pretext of public +utility, and in the name of the general interest, to be placed under +contribution, trained, ransomed, exploited, monopolised, extorted, squeezed, +mystified, robbed; then, at the slightest resistance, the first word of +complaint, to be repressed, fined, despised, harassed, tracked, abused, +clubbed, disarmed, choked, imprisoned, judged, condemned, shot, deported, +sacrificed, sold, betrayed; and, to crown it all, mocked, ridiculed, outraged, +dishonoured. That is government; that is its justice; that is its morality."_ +[**General Idea of the Revolution**, p. 294] + +Such is the nature of the state that **any** act, no matter how evil, becomes +good if it helps forward the interests of the state and the minorities it +protects. As Bakunin put it: + +> _ "**The State . . . is the most flagrant, the most cynical, and the most +complete negation of humanity.** It shatters the universal solidarity of all +men [and women] on the earth, and brings some of them into association only +for the purpose of destroying, conquering, and enslaving all the rest . . . + +> + +> "This flagrant negation of humanity which constitutes the very essence of +the State is, from the standpoint of the State, its supreme duty and its +greatest virtue . . . Thus, to offend, to oppress, to despoil, to plunder, to +assassinate or enslave one's fellowman [or woman] is ordinarily regarded as a +crime. In public life, on the other hand, from the standpoint of patriotism, +when these things are done for the greater glory of the State, for the +preservation or the extension of its power, it is all transformed into duty +and virtue. And this virtue, this duty, are obligatory for each patriotic +citizen; everyone if supposed to exercise them not against foreigners only but +against one's own fellow citizens . . . whenever the welfare of the State +demands it. + +> + +> "This explains why, since the birth of the State, the world of politics has +always been and continues to be the stage for unlimited rascality and +brigandage . . . This explains why the entire history of ancient and modern +states is merely a series of revolting crimes; why kings and ministers, past +and present, of all times and all countries -- statesmen, diplomats, +bureaucrats, and warriors -- if judged from the standpoint of simply morality +and human justice, have a hundred, a thousand times over earned their sentence +to hard labour or to the gallows. There is no horror, no cruelty, sacrilege, +or perjury, no imposture, no infamous transaction, no cynical robbery, no bold +plunder or shabby betrayal that has not been or is not daily being perpetrated +by the representatives of the states, under no other pretext than those +elastic words, so convenient and yet so terrible: '**for reasons of +state.**'"_ [**Bakunin on Anarchism**, pp. 133-4] + +Governments habitually lie to the people they claim to represent in order to +justify wars, reductions (if not the destruction) of civil liberties and human +rights, policies which benefit the few over the many, and other crimes. And if +its subjects protest, the state will happily use whatever force deemed +necessary to bring the rebels back in line (labelling such repression "law and +order"). Such repression includes the use of death squads, the +institutionalisation of torture, collective punishments, indefinite +imprisonment, and other horrors at the worse extremes. + +Little wonder the state usually spends so much time ensuring the +(mis)education of its population -- only by obscuring (when not hiding) its +actual practises can it ensure the allegiance of those subject to it. The +history of the state could be viewed as nothing more than the attempts of its +subjects to control it and bind it to the standards people apply to +themselves. + +Such behaviour is not surprising, given that Anarchists see the state, with +its vast scope and control of deadly force, as the "ultimate" hierarchical +structure, suffering from all the negative characteristics associated with +authority described in the [last section](secB1.html). _"Any loical and +straightforward theory of the State,"_ argued Bakunin, _"is essentially +founded upon the principle of **authority**, that is the eminently +theological, metaphysical, and political idea that the masses, **always** +incapable of governing themselves, must at all times submit to the beneficent +yoke of a wisdom and a justice imposed upon them, in some way or other, from +above."_ [**Bakunin on Anarchism**, p. 142] Such a system of authority cannot +help being centralised, hierarchical and bureaucratic in nature. And because +of its centralised, hierarchical, and bureaucratic nature, the state becomes a +great weight over society, restricting its growth and development and making +popular control impossible. As Bakunin put it: + +> _ "the so-called general interests of society supposedly represented by the +State . . . [are] in reality . . . the general and permanent negation of the +positive interests of the regions, communes, and associations, and a vast +number of individuals subordinated to the State . . . [in which] all the best +aspirations, all the living forces of a country, are sanctimoniously immolated +and interred."_ [**The Political Philosophy of Bakunin**, p. 207] + +That is by no means the end of it. As well as its obvious hierarchical form, +anarchists object to the state for another, equally important, reason. This is +its role as a defender of the economically dominant class in society against +the rest of it (i.e. from the working class). This means, under the current +system, the capitalists _"need the state to legalise their methods of robbery, +to protect the capitalist system."_ [Berkman, **What is Anarchism?**, p. 16] +The state, as we discuss in [section B.2.1](secB2.html#secb21), is the +defender of private property (see [section B.3](secB3.html) for a discussion +of what anarchists mean by that term and how it differs from individual +possessions). + +This means that in capitalist states the mechanisms of state domination are +controlled by and for a corporate elite (and hence the large corporations are +often considered to belong to a wider _"state-complex"_). Indeed, as we +discuss in more depth in [section F.8](secF8.html), the _"State has been, and +still is, the main pillar and the creator, direct and indirect, of Capitalism +and its powers over the masses."_ [Kropotkin, **Evolution and Environment**, +p. 97] [Section B.2.3](secB2.html#secb23) indicates how this is domination is +achieved in a representative democracy. + +However this does not mean anarchists think that the state is purely an +instrument of economic class rule. As Malatesta argued, while _"a special +class (government) which, provided with the necessary means of repression, +exists to legalise and protect the owning class from the demands of the +workers . . . it uses the powers at its disposal to create privileges for +itself and to subject, if it can, the owning class itself as well."_ [**Errico +Malatesta: His Life and Ideas**, p. 183] Thus the state has interests of its +own, distinct from and sometimes in opposition to the economic ruling elite. +This means that both state **and** capitalism needs to be abolished, for the +former is as much a distinct (and oppressive and exploitative) class as the +former. This aspects of the state is discussed in [section +B.2.6](secB2.html#secb26). + +As part of its role as defender of capitalism, the state is involved in not +only in political domination but also in economic domination. This domination +can take different forms, varying from simply maintaining capitalist property +rights to actually owning workplaces and exploiting labour directly. Thus +every state intervenes in the economy in some manner. While this is usually to +favour the economically dominant, it can also occur try and mitigate the anti- +social nature of the capitalist market and regulate its worse abuses. We +discuss this aspect of the state in [section B.2.2](secB2.html#secb22). + +Needless to say, the characteristics which mark a state did not develop by +chance. As we discuss in [section H.3.7](secH3.html#sech37), anarchists have +an evolutionary perspective on the state. This means that it has a +hierarchical nature in order to facilitate the execution of its role, its +function. As sections [B.2.4](secB2.html#secb24) and +[B.2.5](secB2.html#secb25) indicate, the centralisation that marks a state is +required to secure elite rule and was deliberately and actively created to do +so. This means that states, by their very nature, are top-down institutions +which centralise power into a few hands and, as a consequence, a state _"with +its traditions, its hierarchy, and its narrow nationalism"_ can _"not be +utilised as an instrument of emancipation."_ [Kropotkon, **Evolution and +Environment**, p. 78] It is for this reason that anarchists aim to create a +new form of social organisation and life, a decentralised one based on +decision making from the bottom-up and the elimination of hierarchy. + +Finally, we must point out that anarchists, while stressing what states have +in common, do recognise that some forms of the state are better than others. +Democracies, for example, tend to be less oppressive than dictatorships or +monarchies. As such it would be false to conclude that anarchists, _"in +criticising the democratic government we thereby show our preference for the +monarchy. We are firmly convinced that the most imperfect republic is a +thousand times better than the most enlightened monarchy."_ [Bakunin, +**Bakunin on Anarchism**, p. 144] However, this does not change the nature or +role of the state. Indeed, what liberties we have are **not** dependent on the +goodwill of the state but rather the result of people standing against it and +exercising their autonomy. Left to itself, the state would soon turn the +liberties and rights it says it defends into dead-laws -- things that look +good in print but not practised in real life. + +So in the rest of this section we will discuss the state, its role, its impact +on a society's freedom and who benefits from its existence. Kropotkin's +classic essay, **The State: It's Historic Role** is recommended for further +reading on this subject. Harold Barclay's **The State** is a good overview of +the origins of the state, how it has changed over the millenniums and the +nature of the modern state. + +## B.2.1 What is main function of the state? + +The main function of the state is to guarantee the existing social +relationships and their sources within a given society through centralised +power and a monopoly of violence. To use Malatesta's words, the state is +basically _"the property owners' **gendarme.**"_ This is because there are +_"two ways of oppressing men [and women]: either directly by brute force, by +physical violence; or indirectly by denying them the means of life and thus +reducing them to a state of surrender."_ The owning class, _"gradually +concentrating in their hands the means of production, the real sources of +life, agriculture, industry, barter, etc., end up establishing their own power +which, by reason of the superiority of its means . . . always ends by more or +less openly subjecting the political power, which is the government, and +making it into its own **gendarme.**"_ [**Op. Cit.**, p. 23, p. 21 and p. 22] + +The state, therefore, is _"the political expression of the economic +structure"_ of society and, therefore, _"the representative of the people who +own or control the wealth of the community and the oppressor of the people who +do the work which creates the wealth."_ [Nicholas Walter, **About Anarchism**, +p. 37] It is therefore no exaggeration to say that the state is the extractive +apparatus of society's parasites. + +The state ensures the exploitative privileges of its ruling elite by +protecting certain economic monopolies from which its members derive their +wealth. The nature of these economic privileges varies over time. Under the +current system, this means defending capitalist property rights (see [section +B.3.2](secB3.html#secb32)). This service is referred to as "protecting private +property" and is said to be one of the two main functions of the state, the +other being to ensure that individuals are "secure in their persons." However, +although this second aim is professed, in reality most state laws and +institutions are concerned with the protection of property (for the anarchist +definition of "property" see [section B.3.1](secB3.html#secb31)). + +From this we may infer that references to the "security of persons," "crime +prevention," etc., are mostly rationalisations of the state's existence and +smokescreens for its perpetuation of elite power and privileges. This does not +mean that the state does not address these issues. Of course it does, but, to +quote Kropotkin, any _"laws developed from the nucleus of customs useful to +human communities . . . have been turned to account by rulers to sanctify +their own domination." of the people, and maintained only by the fear of +punishment."_ [**Anarchism**, p. 215] + +Simply put, if the state _"presented nothing but a collection of prescriptions +serviceable to rulers, it would find some difficulty in insuring acceptance +and obedience"_ and so the law reflects customs "essential to the very being +of society"_ but these are _"cleverly intermingled with usages imposed by the +ruling caste and both claim equal respect from the crowd."_ Thus the state's +laws have a _"two-fold character."_ While its _"origin is the desire of the +ruling class to give permanence to customs imposed by themselves for their own +advantage"_ it also passes into law _"customs useful to society, customs which +have no need of law to insure respect"_ \-- unlike those _"other customs +useful only to rulers, injurious to the mass of the people, and maintained +only by the fear of punishment."_ [Kropotkin, **Op. Cit.**, pp. 205-6] To use +an obvious example, we find the state using the defence of an individual's +possessions as the rationale for imposing capitalist private property rights +upon the general public and, consequently, defending the elite and the source +of its wealth and power against those subject to it. + +Moreover, even though the state does take a secondary interest in protecting +the security of persons (particularly elite persons), the vast majority of +crimes against persons are motivated by poverty and alienation due to state- +supported exploitation and also by the desensitisation to violence created by +the state's own violent methods of protecting private property. In other +words, the state rationalises its existence by pointing to the social evils it +itself helps to create (either directly or indirectly). Hence, anarchists +maintain that without the state and the crime-engendering conditions to which +it gives rise, it would be possible for decentralised, voluntary community +associations to deal compassionately (not punitively) with the few +incorrigibly violent people who might remain (see [section +I.5.8](secI5.html#seci58)). + +Anarchists think it is pretty clear what the real role of the modern state is. +It represents the essential coercive mechanisms by which capitalism and the +authority relations associated with private property are sustained. The +protection of property is fundamentally the means of assuring the social +domination of owners over non-owners, both in society as a whole and in the +particular case of a specific boss over a specific group of workers. Class +domination is the authority of property owners over those who use that +property and it is the primary function of the state to uphold that domination +(and the social relationships that generate it). In Kropotkin's words, _"the +rich perfectly well know that if the machinery of the State ceased to protect +them, their power over the labouring classes would be gone immediately."_ +[**Evolution and Environment**, p. 98] Protecting private property and +upholding class domination are the same thing. + +The historian Charles Beard makes a similar point: + +> _ "Inasmuch as the primary object of a government, beyond mere repression of +physical violence, is the making of the rules which determine the property +relations of members of society, the dominant classes whose rights are thus to +be protected must perforce obtain from the government such rules as are +consonant with the larger interests necessary to the continuance of their +economic processes, or they must themselves control the organs of +government."_ ["An Economic Interpretation of the Constitution,"_ quoted by +Howard Zinn, **Op. Cit.**, p. 89] + +This role of the state -- to protect capitalism and the property, power and +authority of the property owner -- was also noticed by Adam Smith: + +> _"[T]he inequality of fortune . . . introduces among men a degree of +authority and subordination which could not possibly exist before. It thereby +introduces some degree of that civil government which is indispensably +necessary for its own preservation . . . [and] to maintain and secure that +authority and subordination. The rich, in particular, are necessarily +interested to support that order of things which can alone secure them in the +possession of their own advantages. Men of inferior wealth combine to defend +those of superior wealth in the possession of their property, in order that +men of superior wealth may combine to defend them in the possession of theirs +. . . [T]he maintenance of their lesser authority depends upon that of his +greater authority, and that upon their subordination to him depends his power +of keeping their inferiors in subordination to them. They constitute a sort of +little nobility, who feel themselves interested to defend the property and to +support the authority of their own little sovereign in order that he may be +able to defend their property and to support their authority. Civil +government, so far as it is instituted for the security of property, is in +reality instituted for the defence of the rich against the poor, or of those +who have some property against those who have none at all."_ [**The Wealth of +Nations**, book 5, pp. 412-3] + +This is reflected in both the theory and history of the modern state. +Theorists of the liberal state like John Locke had no qualms about developing +a theory of the state which placed the defence of private property at its +heart. This perspective was reflected in the American Revolution. For example, +there is the words of John Jay (the first chief justice of the Supreme Court), +namely that _"the people who own the country ought to govern it."_ [quoted by +Noam Chomksy, **Understanding Power**, p. 315] This was the maxim of the +Founding Fathers of American _"democracy"_ and it has continued ever since. + +So, in a nutshell, the state is the means by which the ruling class rules. +Hence Bakunin: + +> _ "The State is authority, domination, and force, organised by the property- +owning and so-called enlightened classes against the masses . . . the State's +domination . . . [ensures] that of the privileged classes who it solely +represents."_ [**The Basic Bakunin**, p. 140] + +Under the current system, this means that the state _"constitutes the chief +bulwark of capital"_ because of its _"centralisation, law (always written by a +minority in the interest of that minority), and courts of justice (established +mainly for the defence of authority and capital)."_ Thus it is _"the mission +of all governments . . . is to protect and maintain by force the . . . +privileges of the possessing classes."_ Consequently, while _"[i]n the +struggle between the individual and the State, anarchism . . . takes the side +of the individual as against the State, of society against the authority which +oppresses it,"_ anarchists are well aware that the state does not exist above +society, independent of the classes which make it up. [Kropotkin, +**Anarchism**, pp. 149-50, p. 214 and pp. 192-3] + +Consequently anarchists reject the idea that the role of the state is simply +to represent the interests of the people or "the nation." For _"democracy is +an empty pretence to the extent that production, finance and commerce -- and +along with them, the political processes of the society as well -- are under +control of 'concentrations of private power.' The 'national interest' as +articulated by those who dominate the . . . societies will be their special +interests. Under these circumstances, talk of 'national interest' can only +contribute to mystification and oppression."_ [Noam Chomsky, **Radical +Priorities**, p. 52] As we discuss in [section D.6](secD6.html), nationalism +always reflects the interests of the elite, not those who make up a nation +and, consequently, anarchists reject the notion as nothing more than a con +(i.e. the use of affection of where you live to further ruling class aims and +power). + +Indeed, part of the state's role as defender of the ruling elite is to do so +internationally, defending "national" (i.e. elite) interests against the +elites of other nations. Thus we find that at the IMF and World Bank, nations +are represented by ministers who are _"closely aligned with particular +constituents **within** their countries. The trade ministers reflect the +concerns of the business community"_ while the _"finance ministers and central +bank governors are closely tied to financial community; they come from +financial firms, and after their period in service, that is where they return +. . . These individuals see the world through the eyes of the financial +community."_ Unsurprisingly, the _"decisions of any institution naturally +reflect the perspectives and interests of those who make the decisions"_ and +so the _"policies of the international economic institutions are all too often +closely aligned with the commercial and financial interests of those in the +advanced industrial countries."_ [Joseph Stiglitz, **Globalisation and its +Discontents**, pp. 19-20] + +This, it must be stressed, does not change in the so-called democratic state. +Here, however, the primary function of the state is disguised by the +"democratic" facade of the representative electoral system, through which it +is made to appear that the people rule themselves. Thus Bakunin writes that +the modern state _"unites in itself the two conditions necessary for the +prosperity of the capitalistic economy: State centralisation and the actual +subjection of . . . the people . . . to the minority allegedly representing it +but actually governing it."_ [**Op. Cit.**, p. 210] How this is achieved is +discussed in [section B.2.3](secB2.html#secb23). + +## B.2.2 Does the state have subsidiary functions? + +Yes, it does. While, as discussed in the [last section](secB2.html#secb21), +the state is an instrument to maintain class rule this does not mean that it +is limited to just defending the social relationships in a society and the +economic and political sources of those relationships. No state has ever left +its activities at that bare minimum. As well as defending the rich, their +property and the specific forms of property rights they favoured, the state +has numerous other subsidiary functions. + +What these are has varied considerably over time and space and, consequently, +it would be impossible to list them all. However, **why** it does is more +straight forward. We can generalise two main forms of subsidiary functions of +the state. The first one is to boost the interests of the ruling elite either +nationally or internationally beyond just defending their property. The second +is to protect society against the negative effects of the capitalist market. +We will discuss each in turn and, for simplicity and relevance, we will +concentrate on capitalism (see also [section D.1](secD1.html)). + +The first main subsidiary function of the state is when it intervenes in +society to help the capitalist class in some way. This can take obvious forms +of intervention, such as subsidies, tax breaks, non-bid government contracts, +protective tariffs to old, inefficient, industries, giving actual monopolies +to certain firms or individuals, bailouts of corporations judged by state +bureaucrats as too important to let fail, and so on. However, the state +intervenes far more than that and in more subtle ways. Usually it does so to +solve problems that arise in the course of capitalist development and which +cannot, in general, be left to the market (at least initially). These are +designed to benefit the capitalist class as a whole rather than just specific +individuals, companies or sectors. + +These interventions have taken different forms in different times and include +state funding for industry (e.g. military spending); the creation of social +infrastructure too expensive for private capital to provide (railways, +motorways); the funding of research that companies cannot afford to undertake; +protective tariffs to protect developing industries from more efficient +international competition (the key to successful industrialisation as it +allows capitalists to rip-off consumers, making them rich and increasing funds +available for investment); giving capitalists preferential access to land and +other natural resources; providing education to the general public that +ensures they have the skills and attitude required by capitalists and the +state (it is no accident that a key thing learned in school is how to survive +boredom, being in a hierarchy and to do what it orders); imperialist ventures +to create colonies or client states (or protect citizen's capital invested +abroad) in order to create markets or get access to raw materials and cheap +labour; government spending to stimulate consumer demand in the face of +recession and stagnation; maintaining a "natural" level of unemployment that +can be used to discipline the working class, so ensuring they produce more, +for less; manipulating the interest rate in order to try and reduce the +effects of the business cycle and undermine workers' gains in the class +struggle. + +These actions, and others like it, ensures that a key role of the state within +capitalism _"is essentially to socialise risk and cost, and to privatise power +and profit."_ Unsurprisingly, _"with all the talk about minimising the state, +in the OECD countries the state continues to grow relative to GNP."_ [Noam +Chomsky, **Rogue States**, p. 189] Hence David Deleon: + +> _ "Above all, the state remains an institution for the continuance of +dominant socioeconomic relations, whether through such agencies as the +military, the courts, politics or the police . . . Contemporary states have +acquired . . . less primitive means to reinforce their property systems [than +state violence -- which is always the means of last, often first, resort]. +States can regulate, moderate or resolve tensions in the economy by preventing +the bankruptcies of key corporations, manipulating the economy through +interest rates, supporting hierarchical ideology through tax benefits for +churches and schools, and other tactics. In essence, it is not a neutral +institution; it is powerfully for the status quo. The capitalist state, for +example, is virtually a gyroscope centred in capital, balancing the system. If +one sector of the economy earns a level of profit, let us say, that harms the +rest of the system -- such as oil producers' causing public resentment and +increased manufacturing costs -- the state may redistribute some of that +profit through taxation, or offer encouragement to competitors."_ [_"Anarchism +on the origins and functions of the state: some basic notes"_, **Reinventing +Anarchy**, pp. 71-72] + +In other words, the state acts to protect the long-term interests of the +capitalist class as a whole (and ensure its own survival) by protecting the +system. This role can and does clash with the interests of particular +capitalists or even whole sections of the ruling class (see [section +B.2.6](secB2.html#secb26)). But this conflict does not change the role of the +state as the property owners' policeman. Indeed, the state can be considered +as a means for settling (in a peaceful and apparently independent manner) +upper-class disputes over what to do to keep the system going. + +This subsidiary role, it must be stressed, is no accident, It is part and +parcel capitalism. Indeed, _"successful industrial societies have consistently +relied on departures from market orthodoxies, while condemning their victims +[at home and abroad] to market discipline."_ [Noam Chomsky, **World Orders, +Old and New**, p. 113] While such state intervention grew greatly after the +Second World War, the role of the state as active promoter of the capitalist +class rather than just its passive defender as implied in capitalist ideology +(i.e. as defender of property) has always been a feature of the system. As +Kropotkin put it: + +> _ "every State reduces the peasants and the industrial workers to a life of +misery, by means of taxes, and through the monopolies it creates in favour of +the landlords, the cotton lords, the railway magnates, the publicans, and the +like . . . we need only to look round, to see how everywhere in Europe and +America the States are constituting monopolies in favour of capitalists at +home, and still more in conquered lands [which are part of their empires]."_ +[**Evolution and Environment**, p. 97] + +By _"monopolies,"_ it should be noted, Kropotkin meant general privileges and +benefits rather than giving a certain firm total control over a market. This +continues to this day by such means as, for example, privatising industries +but providing them with state subsidies or by (mis-labelled) "free trade" +agreements which impose protectionist measures such as intellectual property +rights on the world market. + +All this means that capitalism has rarely relied on purely economic power to +keep the capitalists in their social position of dominance (either nationally, +vis--vis the working class, or internationally, vis--vis competing foreign +elites). While a "free market" capitalist regime in which the state reduces +its intervention to simply protecting capitalist property rights has been +approximated on a few occasions, this is not the standard state of the system +-- direct force, i.e. state action, almost always supplements it. + +This is most obviously the case during the birth of capitalist production. +Then the bourgeoisie wants and uses the power of the state to "regulate" wages +(i.e. to keep them down to such levels as to maximise profits and force people +attend work regularly), to lengthen the working day and to keep the labourer +dependent on wage labour as their own means of income (by such means as +enclosing land, enforcing property rights on unoccupied land, and so forth). +As capitalism is not and has never been a "natural" development in society, it +is not surprising that more and more state intervention is required to keep it +going (and if even this was not the case, if force was essential to creating +the system in the first place, the fact that it latter can survive without +further direct intervention does not make the system any less statist). As +such, "regulation" and other forms of state intervention continue to be used +in order to skew the market in favour of the rich and so force working people +to sell their labour on the bosses terms. + +This form of state intervention is designed to prevent those greater evils +which might threaten the efficiency of a capitalist economy or the social and +economic position of the bosses. It is designed not to provide positive +benefits for those subject to the elite (although this may be a side-effect). +Which brings us to the other kind of state intervention, the attempts by +society, by means of the state, to protect itself against the eroding effects +of the capitalist market system. + +Capitalism is an inherently anti-social system. By trying to treat labour +(people) and land (the environment) as commodities, it has to break down +communities and weaken eco-systems. This cannot but harm those subject to it +and, as a consequence, this leads to pressure on government to intervene to +mitigate the most damaging effects of unrestrained capitalism. Therefore, on +one side there is the historical movement of the market, a movement that has +not inherent limit and that therefore threatens society's very existence. On +the other there is society's natural propensity to defend itself, and +therefore to create institutions for its protection. Combine this with a +desire for justice on behalf of the oppressed along with opposition to the +worse inequalities and abuses of power and wealth and we have the potential +for the state to act to combat the worse excesses of the system in order to +keep the system as a whole going. After all, the government _"cannot want +society to break up, for it would mean that it and the dominant class would be +deprived of the sources of exploitation."_ [Malatesta, **Op. Cit.**, p. 25] + +Needless to say, the thrust for any system of social protection usually comes +from below, from the people most directly affected by the negative effects of +capitalism. In the face of mass protests the state may be used to grant +concessions to the working class in cases where not doing so would threaten +the integrity of the system as a whole. Thus, social struggle is the dynamic +for understanding many, if not all, of the subsidiary functions acquired by +the state over the years (this applies to pro-capitalist functions as these +are usually driven by the need to bolster the profits and power of capitalists +at the expense of the working class). + +State legislation to set the length of the working day is an obvious example +this. In the early period of capitalist development, the economic position of +the capitalists was secure and, consequently, the state happily ignored the +lengthening working day, thus allowing capitalists to appropriate more surplus +value from workers and increase the rate of profit without interference. +Whatever protests erupted were handled by troops. Later, however, after +workers began to organise on a wider and wider scale, reducing the length of +the working day became a key demand around which revolutionary socialist +fervour was developing. In order to defuse this threat (and socialist +revolution is the worst-case scenario for the capitalist), the state passed +legislation to reduce the length of the working day. + +Initially, the state was functioning purely as the protector of the capitalist +class, using its powers simply to defend the property of the few against the +many who used it (i.e. repressing the labour movement to allow the capitalists +to do as they liked). In the second period, the state was granting concessions +to the working class to eliminate a threat to the integrity of the system as a +whole. Needless to say, once workers' struggle calmed down and their +bargaining position reduced by the normal workings of market (see [section +B.4.3](secB4.html#secb43)), the legislation restricting the working day was +happily ignored and became "dead laws." + +This suggests that there is a continuing tension and conflict between the +efforts to establish, maintain, and spread the "free market" and the efforts +to protect people and society from the consequences of its workings. Who wins +this conflict depends on the relative strength of those involved (as does the +actual reforms agreed to). Ultimately, what the state concedes, it can also +take back. Thus the rise and fall of the welfare state -- granted to stop more +revolutionary change (see [section D.1.3](secD1.html#secd13)), it did not +fundamentally challenge the existence of wage labour and was useful as a means +of regulating capitalism but was "reformed" (i.e. made worse, rather than +better) when it conflicted with the needs of the capitalist economy and the +ruling elite felt strong enough to do so. + +Of course, this form of state intervention does not change the nature nor role +of the state as an instrument of minority power. Indeed, that nature cannot +help but shape how the state tries to implement social protection and so if +the state assumes functions it does so as much in the immediate interest of +the capitalist class as in the interest of society in general. Even where it +takes action under pressure from the general population or to try and mend the +harm done by the capitalist market, its class and hierarchical character +twists the results in ways useful primarily to the capitalist class or itself. +This can be seen from how labour legislation is applied, for example. Thus +even the "good" functions of the state are penetrated with and dominated by +the state's hierarchical nature. As Malatesta forcefully put it: + +> _ "The basic function of government . . . is always that of oppressing and +exploiting the masses, of defending the oppressors and the exploiters . . . It +is true that to these basic functions . . . other functions have been added in +the course of history . . . hardly ever has a government existed . . . which +did not combine with its oppressive and plundering activities others which +were useful . . . to social life. But this does not detract from the fact that +government is by nature oppressive . . . and that it is in origin and by its +attitude, inevitably inclined to defend and strengthen the dominant class; +indeed it confirms and aggravates the position . . . [I]t is enough to +understand how and why it carries out these functions to find the practical +evidence that whatever governments do is always motivated by the desire to +dominate, and is always geared to defending, extending and perpetuating its +privileges and those of the class of which it is both the representative and +defender."_ [**Op. Cit.**, pp. 23-4] + +This does not mean that these reforms should be abolished (the alternative is +often worse, as neo-liberalism shows), it simply recognises that the state is +not a neutral body and cannot be expected to act as if it were. Which, +ironically, indicates another aspect of social protection reforms within +capitalism: they make for good PR. By appearing to care for the interests of +those harmed by capitalism, the state can obscure it real nature: + +> _ "A government cannot maintain itself for long without hiding its true +nature behind a pretence of general usefulness; it cannot impose respect for +the lives of the privileged if it does not appear to demand respect for all +human life; it cannot impose acceptance of the privileges of the few if it +does not pretend to be the guardian of the rights of all."_ [Malatesta, **Op. +Cit.**, p. 24] + +Obviously, being an instrument of the ruling elite, the state can hardly be +relied upon to control the system which that elite run. As we discuss in the +[next section](secB2.html#secb23), even in a democracy the state is run and +controlled by the wealthy making it unlikely that pro-people legislation will +be introduced or enforced without substantial popular pressure. That is why +anarchists favour direct action and extra-parliamentary organising (see +sections [J.2](secJ2.html) and [J.5](secJ5.html) for details). Ultimately, +even basic civil liberties and rights are the product of direct action, of +_"mass movements among the people"_ to _"wrest these rights from the ruling +classes, who would never have consented to them voluntarily."_ [Rocker, +**Anarcho-Syndicalism**, p. 75] + +Equally obviously, the ruling elite and its defenders hate any legislation it +does not favour -- while, of course, remaining silent on its own use of the +state. As Benjamin Tucker pointed out about the "free market" capitalist +Herbert Spencer, _"amid his multitudinous illustrations . . . of the evils of +legislation, he in every instance cites some law passed ostensibly at least to +protect labour, alleviating suffering, or promote the people's welfare. . . +But never once does he call attention to the far more deadly and deep-seated +evils growing out of the innumerable laws creating privilege and sustaining +monopoly."_ [**The Individualist Anarchists**, p. 45] Such hypocrisy is +staggering, but all too common in the ranks of supporters of "free market" +capitalism. + +Finally, it must be stressed that none of these subsidiary functions implies +that capitalism can be changed through a series of piecemeal reforms into a +benevolent system that primarily serves working class interests. To the +contrary, these functions grow out of, and supplement, the basic role of the +state as the protector of capitalist property and the social relations they +generate -- i.e. the foundation of the capitalist's ability to exploit. +Therefore reforms may modify the functioning of capitalism but they can never +threaten its basis. + +In summary, while the level and nature of statist intervention on behalf of +the employing classes may vary, it is always there. No matter what activity it +conducts beyond its primary function of protecting private property, what +subsidiary functions it takes on, the state always operates as an instrument +of the ruling class. This applies even to those subsidiary functions which +have been imposed on the state by the general public -- even the most popular +reform will be twisted to benefit the state or capital, if at all possible. +This is not to dismiss all attempts at reform as irrelevant, it simply means +recognising that we, the oppressed, need to rely on our own strength and +organisations to improve our circumstances. + +## B.2.3 How does the ruling class maintain control of the state? + +In some systems, it is obvious how economic dominant minorities control the +state. In feudalism, for example, the land was owned by the feudal lords who +exploited the peasantry directly. Economic and political power were merged +into the same set of hands, the landlords. Absolutism saw the monarch bring +the feudal lords under his power and the relative decentralised nature of +feudalism was replaced by a centralised state. + +It was this centralised state system which the raising bourgeoisie took as the +model for their state. The King was replaced by a Parliament, which was +initially elected on a limited suffrage. In this initial form of capitalist +state, it is (again) obvious how the elite maintain control of the state +machine. As the vote was based on having a minimum amount of property, the +poor were effectively barred from having any (official) say in what the +government did. This exclusion was theorised by philosophers like John Locke +-- the working masses were considered to be an object of state policy rather +than part of the body of people (property owners) who nominated the +government. In this perspective the state was like a joint-stock company. The +owning class were the share-holders who nominated the broad of directors and +the mass of the population were the workers who had no say in determining the +management personnel and were expected to follow orders. + +As would be expected, this system was mightily disliked by the majority who +were subjected to it. Such a "classical liberal" regime was rule by an alien, +despotic power, lacking popular legitimacy, and utterly unaccountable to the +general population. It is quite evident that a government elected on a limited +franchise could not be trusted to treat those who owned no real property with +equal consideration. It was predictable that the ruling elite would use the +state they controlled to further their own interests and to weaken potential +resistance to their social, economic and political power. Which is precisely +what they did do, while masking their power under the guise of "good +governance" and "liberty." Moreover, limited suffrage, like absolutism, was +considered an affront to liberty and individual dignity by many of those +subject to it. + +Hence the call for universal suffrage and opposition to property +qualifications for the franchise. For many radicals (including Marx and +Engels) such a system would mean that the working classes would hold +_"political power"_ and, consequently, be in a position to end the class +system once and for all. Anarchists were not convinced, arguing that +_"universal suffrage, considered in itself and applied in a society based on +economic and social inequality, will be nothing but a swindle and snare for +the people"_ and _"the surest way to consolidate under the mantle of +liberalism and justice the permanent domination of the people by the owning +classes, to the detriment of popular liberty."_ Consequently, anarchists +denied that it _"could be used by the people for the conquest of economic and +social equality. It must always and necessarily be an instrument hostile to +the people, one which supports the **de facto** dictatorship of the +bourgeoisie."_ [Bakunin, **Bakunin on Anarchism**, p. 224] + +Due to popular mass movements form below, the vote was won by the male working +classes and, at a later stage, women. While the elite fought long and hard to +retain their privileged position they were defeated. Sadly, the history of +universal suffrage proven the anarchists right. Even allegedly _"democratic"_ +capitalist states are in effect dictatorships of the propertariat. The +political history of modern times can be summarised by the rise of capitalist +power, the rise, due to popular movements, of (representative) democracy and +the continued success of the former to undermine and control the latter. + +This is achieved by three main processes which combine to effectively deter +democracy. These are the wealth barrier, the bureaucracy barrier and, lastly, +the capital barrier. Each will be discussed in turn and all ensure that +_"representative democracy"_ remains an _"organ of capitalist domination."_ +[Kropotkin, **Words of a Rebel**, p. 127] + +The wealth barrier is the most obvious. It takes money to run for office. In +1976, the total spent on the US Presidential election was $66.9 million. In +1984, it was $103.6 million and in 1996 it was $239.9 million. At the dawn of +the 21st century, these figures had increased yet again. 2000 saw $343.1 spent +and 2004, $717.9 million. Most of this money was spent by the two main +candidates. In 2000, Republican George Bush spent a massive $185,921,855 while +his Democratic rival Al Gore spent only $120,031,205. Four years later, Bush +spent $345,259,155 while John Kerry managed a mere $310,033,347. + +Other election campaigns are also enormously expensive. In 2000, the average +winning candidate for a seat in the US House of Representatives spent $816,000 +while the average willing senator spent $7 million. Even local races require +significant amounts of fundraising. One candidate for the Illinois House +raised over $650,000 while another candidate for the Illinois Supreme Court +raised $737,000. In the UK, similarly prohibitive amounts were spent. In the +2001 general election the Labour Party spent a total of 10,945,119, the Tories +12,751,813 and the Liberal Democrats (who came a distant third) just +1,361,377. + +To get this sort of money, wealthy contributors need to be found and wooed, in +other words promised that that their interests will be actively looked after. +While, in theory, it is possible to raise large sums from small contributions +in practice this is difficult. To raise $1 million you need to either convince +50 millionaires to give you $20,000 or 20,000 people to fork out $50. Given +that for the elite $20,000 is pocket money, it is hardly surprising that +politicians aim for winning over the few, not the many. Similarly with +corporations and big business. It is far easier and more efficient in time and +energy to concentrate on the wealthy few (whether individuals or companies). + +It is obvious: whoever pays the piper calls the tune. And in capitalism, this +means the wealthy and business. In the US corporate campaign donations and +policy paybacks have reached unprecedented proportions. The vast majority of +large campaign donations are, not surprisingly, from corporations. Most of the +wealthy individuals who give large donations to the candidates are CEOs and +corporate board members. And, just to be sure, many companies give to more +than one party. + +Unsurprisingly, corporations and the rich expect their investments to get a +return. This can be seen from George W. Bush's administration. His election +campaigns were beholden to the energy industry (which has backed him since the +beginning of his career as Governor of Texas). The disgraced corporation Enron +(and its CEO Kenneth Lay) were among Bush's largest contributors in 2000. Once +in power, Bush backed numerous policies favourable to that industry (such as +rolling back environmental regulation on a national level as he had done in +Texas). His supporters in Wall Street were not surprised that Bush tried to +privatise Social Security. Nor were the credit card companies when the +Republicans tighten the noose on bankrupt people in 2005. By funding Bush, +these corporations ensured that the government furthered their interests +rather than the people who voted in the election. + +This means that as a _"consequence of the distribution of resources and +decision-making power in the society at large . . . the political class and +the cultural managers typically associate themselves with the sectors that +dominate the private economy; they are either drawn directly from those +sectors or expect to join them."_ [Chomsky, **Necessary Illusions**, p. 23] +This can be seen from George W. Bush's quip at an elite fund-raising gala +during the 2000 Presidential election: _"This is an impressive crowd -- the +haves and the have-mores. Some people call you the elites; I call you my +base."_ Unsurprisingly: + +> _ "In the real world, state policy is largely determined by those groups +that command resources, ultimately by virtue of their ownership and management +of the private economy or their status as wealthy professionals. The major +decision-making positions in the Executive branch of the government are +typically filled by representatives of major corporations, banks and +investment firms, a few law firms that cater primarily to corporate interests +and thus represent the broad interests of owners and managers rather than some +parochial interest . . . The Legislative branch is more varied, but +overwhelmingly, it is drawn from the business and professional classes."_ +[Chomsky, **On Power and Ideology**, pp. 116-7] + +That is not the only tie between politics and business. Many politicians also +have directorships in companies, interests in companies, shares, land and +other forms of property income and so forth. Thus they are less like the +majority of constituents they claim to represent and more like the wealthy +few. Combine these outside earnings with a high salary (in the UK, MP's are +paid more than twice the national average) and politicians can be among the +richest 1% of the population. Thus not only do we have a sharing of common +interests the elite, the politicians are part of it. As such, they can hardly +be said to be representative of the general public and are in a position of +having a vested interest in legislation on property being voted on. + +Some defend these second jobs and outside investments by saying that it keeps +them in touch with the outside world and, consequently, makes them better +politicians. That such an argument is spurious can be seen from the fact that +such outside interests never involve working in McDonald's flipping burgers or +working on an assembly line. For some reason, no politician seeks to get a +feeling for what life is like for the average person. Yet, in a sense, this +argument **does** have a point. Such jobs and income do keep politicians in +touch with the world of the elite rather than that of the masses and, as the +task of the state is to protect elite interests, it cannot be denied that this +sharing of interests and income with the elite can only aid that task! + +Then there is the sad process by which politicians, once they leave politics, +get jobs in the corporate hierarchy (particularly with the very companies they +had previously claimed to regulate on behalf of the public). This was termed +"the revolving door."_ Incredibly, this has changed for the worse. Now the +highest of government officials arrive directly from the executive offices of +powerful corporations. Lobbyists are appointed to the jobs whose occupants +they once vied to influence. Those who regulate and those supposed to be +regulated have become almost indistinguishable. + +Thus politicians and capitalists go hand in hand. Wealth selects them, funds +them and gives them jobs and income when in office. Finally, once they finally +leave politics, they are often given directorships and other jobs in the +business world. Little wonder, then, that the capitalist class maintains +control of the state. + +That is not all. The wealth barrier operates indirectly to. This takes many +forms. The most obvious is in the ability of corporations and the elite to +lobby politicians. In the US, there is the pervasive power of Washington's +army of 24,000 registered lobbyists -- and the influence of the corporate +interests they represent. These lobbyists, whose job it is to convince +politicians to vote in certain ways to further the interests of their +corporate clients help shape the political agenda even further toward business +interests than it already is. This Lobby industry is immense -- and +exclusively for big business and the elite. Wealth ensures that the equal +opportunity to garner resources to share a perspective and influence the +political progress is monopolised by the few: _"where are the desperately +needed countervailing lobbies to represent the interests of average citizens? +Where are the millions of dollars acting in **their** interests? Alas, they +are notably absent."_ [Joel Bakan, **The Corporation**, p. 107] + +However, it cannot be denied that it is up to the general population to vote +for politicians. This is when the indirect impact of wealth kicks in, namely +the role of the media and the Public Relations (PR) industry. As we discuss in +[section D.3](secD3.html), the modern media is dominated by big business and, +unsurprisingly, reflects their interests. This means that the media has an +important impact on how voters see parties and specific politicians and +candidates. A radical party will, at best, be ignored by the capitalist press +or, at worse, subject to smears and attacks. This will have a corresponding +negative impact on their election prospects and will involve the affected +party having to invest substantially more time, energy and resources in +countering the negative media coverage. The PR industry has a similar effect, +although that has the advantage of not having to bother with appearing to look +factual or unbiased. Add to this the impact of elite and corporation funded +_"think tanks"_ and the political system is fatally skewed in favour of the +capitalist class (also see [section D.2](secD2.html)). + +In a nutshell: + +> _ "The business class dominates government through its ability to fund +political campaigns, purchase high priced lobbyists and reward former +officials with lucrative jobs . . . [Politicians] have become wholly dependent +upon the same corporate dollars to pay for a new professional class of PR +consultants, marketeers and social scientists who manage and promote causes +and candidates in essentially the same manner that advertising campaigns sell +cars, fashions, drugs and other wares."_ [John Stauber and Sheldon Rampton, +**Toxic Sludge is Good for You**, p. 78] + +That is the first barrier, the direct and indirect impact of wealth. This, in +itself, is a powerful barrier to deter democracy and, as a consequence, it is +usually sufficient in itself. Yet sometimes people see through the media +distortions and vote for reformist, even radical, candidates. As we discuss in +[section J.2.6](secJ2.html#secj26), anarchists argue that the net effect of +running for office is a general **de**-radicalising of the party involved. +Revolutionary parties become reformist, reformist parties end up maintaining +capitalism and introducing polities the opposite of which they had promised. +So while it is unlikely that a radical party could get elected and remain +radical in the process, it is possible. If such a party did get into office, +the remaining two barriers kicks in: the bureaucracy barrier and the capital +barrier. + +The existence of a state bureaucracy is a key feature in ensuring that the +state remains the ruling class's _"policeman"_ and will be discussed in +greater detail in section J.2.2 ([Why do anarchists reject voting as a means +for change?](secJ2.html#secj22)). Suffice to say, the politicians who are +elected to office are at a disadvantage as regards the state bureaucracy. The +latter is a permanent concentration of power while the former come and go. +Consequently, they are in a position to tame any rebel government by means of +bureaucratic inertia, distorting and hiding necessary information and pushing +its own agenda onto the politicians who are in theory their bosses but in +reality dependent on the bureaucracy. And, needless to say, if all else fails +the state bureaucracy can play its final hand: the military coup. + +This threat has been applied in many countries, most obviously in the +developing world (with the aid of Western, usually US, imperialism). The coups +in Iran (1953) and Chile (1973) are just two examples of this process. Yet the +so-called developed world is not immune to it. The rise of fascism in Italy, +Germany, Portugal and Spain can be considered as variations of a military coup +(particularly the last one where fascism was imposed by the military). Wealthy +business men funded para-military forces to break the back of the labour +movement, forces formed by ex-military people. Even the New Deal in America +was threatened by such a coup. [Joel Bakan, **Op. Cit.**, pp. 86-95] While +such regimes do protect the interests of capital and are, consequently, backed +by it, they do hold problems for capitalism. This is because, as with the +Absolutism which fostered capitalism in the first place, this kind of +government can get ideas above its station This means that a military coup +will only be used when the last barrier, the capital barrier, is used and +fails. + +The capital barrier is obviously related to the wealth barrier insofar as it +relates to the power that great wealth produces. However, it is different in +how it is applied. The wealth barrier restricts who gets into office, the +capital barrier controls whoever does so. The capital barrier, in other words, +are the economic forces that can be brought to bear on any government which is +acting in ways disliked of by the capitalist class. + +We see their power implied when the news report that changes in government, +policies and law have been _"welcomed by the markets."_ As the richest 1% of +households in America (about 2 million adults) owned 35% of the stock owned by +individuals in 1992 -- with the top 10% owning over 81% -- we can see that the +_"opinion"_ of the markets actually means the power of the richest 1-5% of a +countries population (and their finance experts), power derived from their +control over investment and production. Given that the bottom 90% of the US +population has a smaller share (23%) of all kinds of investable capital that +the richest 1/2% (who own 29%), with stock ownership being even more +concentrated (the top 5% holding 95% of all shares), its obvious why Doug +Henwood argues that stock markets are _"a way for the very rich as a class to +own an economy's productive capital stock as a whole,"_ are a source of +_"political power"_ and a way to have influence over government policy. +[**Wall Street: Class Racket**] + +The mechanism is simple enough. The ability of capital to disinvest (capital +flight) and otherwise adversely impact the economy is a powerful weapon to +keep the state as its servant. The companies and the elite can invest at home +or abroad, speculate in currency markets and so forth. If a significant number +of investors or corporations lose confidence in a government they will simply +stop investing at home and move their funds abroad. At home, the general +population feel the results as demand drops, layoffs increase and recession +kicks in. As Noam Chomsky notes: + +> _ "In capitalist democracy, the interests that must be satisfied are those +of capitalists; otherwise, there is no investment, no production, no work, no +resources to be devoted, however marginally, to the needs of the general +population."_ [**Turning the Tide**, p. 233] + +This ensures the elite control of government as government policies which +private power finds unwelcome will quickly be reversed. The power which +"business confidence" has over the political system ensures that democracy is +subservient to big business. As summarised by Malatesta: + +> _ "Even with universal suffrage -- we could well say even more so with +universal suffrage -- the government remained the bourgeoisie's servant and +**gendarme.** For were it to be otherwise with the government hinting that it +might take up a hostile attitude, or that democracy could ever be anything but +a pretence to deceive the people, the bourgeoisie, feeling its interests +threatened, would by quick to react, and would use all the influence and force +at its disposal, by reason of its wealth, to recall the government to its +proper place as the bourgeoisie's **gendarme.**"_ [**Anarchy**, p. 23] + +It is due to these barriers that the state remains an instrument of the +capitalist class while being, in theory, a democracy. Thus the state machine +remains a tool by which the few can enrich themselves at the expense of the +many. This does not mean, of course, that the state is immune to popular +pressure. Far from it. As indicated in the [last section](secB2.html#secb22), +direct action by the oppressed can and has forced the state to implement +significant reforms. Similarly, the need to defend society against the +negative effects of unregulated capitalism can also force through populist +measures (particularly when the alternative may be worse than the allowing the +reforms, i.e. revolution). The key is that such changes are **not** the +natural function of the state. + +So due to their economic assets, the elites whose incomes are derived from +them -- namely, finance capitalists, industrial capitalists, and landlords -- +are able to accumulate vast wealth from those whom they exploit. This +stratifies society into a hierarchy of economic classes, with a huge disparity +of wealth between the small property-owning elite at the top and the non- +property-owning majority at the bottom. Then, because it takes enormous wealth +to win elections and lobby or bribe legislators, the propertied elite are able +to control the political process -- and hence the state -- through the _"power +of the purse."_ In summary: + +> _ "No democracy has freed itself from the rule by the well-to-do anymore +than it has freed itself from the division between the ruler and the ruled . . +. at the very least, no democracy has jeopardised the role of business +enterprise. Only the wealthy and well off can afford to launch viable +campaigns for public office and to assume such positions. Change in government +in a democracy is a circulation from one elite group to another."_ [Harold +Barclay, **Op. Cit.**, p. 47] + +In other words, elite control of politics through huge wealth disparities +insures the continuation of such disparities and thus the continuation of +elite control. In this way the crucial political decisions of those at the top +are insulated from significant influence by those at the bottom. Finally, it +should be noted that these barriers do not arise accidentally. They flow from +the way the state is structured. By effectively disempowering the masses and +centralising power into the hands of the few which make up the government, the +very nature of the state ensures that it remains under elite control. This is +why, from the start, the capitalist class has favoured centralisation. We +discuss this in the next two sections. + +(For more on the ruling elite and its relation to the state, see C. Wright +Mills, **The Power Elite** [Oxford, 1956]; cf. Ralph Miliband, **The State in +Capitalist Society** [Basic Books, 1969] and **Divided Societies** [Oxford, +1989]; G. William Domhoff, **Who Rules America?** [Prentice Hall, 1967]; and +**Who Rules America Now? A View for the '80s** [Touchstone, 1983]).<.p> + +## B.2.4 How does state centralisation affect freedom? + +It is a common idea that voting every four or so years to elect the public +face of a highly centralised and bureaucratic machine means that ordinary +people control the state and, as a consequence, free. In reality, this is a +false idea. In any system of centralised power the general population have +little say in what affects them and, as a result, their freedom is extremely +limited. + +Obviously, to say that this idea is false does not imply that there is no +difference between a liberal republic and a fascistic or monarchical state. +Far from it. The vote is an important victory wrested from the powers that be. +That, of course, is not to suggest that anarchists think that libertarian +socialism is only possible after universal suffrage has been won or that it is +achievable via it. Far from it. It is simply to point out that being able to +pick your ruler is a step forward from having one imposed upon you. Moreover, +those considered able to pick their ruler is, logically, also able to do +without one. + +However, while the people are proclaimed to be sovereign in a democratic +state, in reality they alienate their power and hand over control of their +affairs to a small minority. Liberty, in other words, is reduced to merely the +possibility _"to pick rulers"_ every four or five years and whose mandate +(sic!) is _"to legislate on any subject, and his decision will become law."_ +[Kropotkin, **Words of a Rebel**, p. 122 and p. 123] + +In other words, representative democracy is not "liberty" nor "self- +government." It is about alienating power to a few people who then (mis)rule +in your name. To imply it is anything else is nonsense. So while we get to +pick a politician to govern in our name it does not follow that they represent +those who voted for them in any meaningful sense. As shown time and time +again, "representative" governments can happily ignore the opinions of the +majority while, at the same time, verbally praising the "democracy" it is +abusing (New Labour in the UK during the run up to the invasion of Iraq was a +classic example of this). Given that politicians can do what they like for +four or five years once elected, it is clear that popular control via the +ballot box is hardly effective or even meaningful. + +Indeed, such "democracy" almost always means electing politicians who say one +thing in opposition and do the opposite once in office. Politicians who, at +best, ignore their election manifesto when it suits them or, at worse, +introduce the exact opposite. It is the kind of "democracy" in which people +can protest in their hundreds of thousands against a policy only to see their +"representative" government simply ignore them (while, at the same time, +seeing their representatives bend over backward ensuring corporate profits and +power while speaking platitudes to the electorate and their need to tighten +their belts). At best it can be said that democratic governments tend to be +less oppressive than others but it does not follow that this equates to +liberty. + +State centralisation is the means to ensure this situation and the debasement +of freedom it implies. + +All forms of hierarchy, even those in which the top officers are elected are +marked by authoritarianism and centralism. Power is concentrated in the centre +(or at the top), which means that society becomes _"a heap of dust animated +from without by a subordinating, centralist idea."_ [P. J. Proudhon, quoted by +Martin Buber, **Paths in Utopia**, p. 29] For, once elected, top officers can +do as they please, and, as in all bureaucracies, many important decisions are +made by non-elected staff. This means that the democratic state is a +contradiction in terms: + +> _ "In the democratic state the election of rulers by alleged majority vote +is a subterfuge which helps individuals to believe that they control the +situation. They are selecting persons to do a task for them and they have no +guarantee that it will be carried out as they desired. They are abdicating to +these persons, granting them the right to impose their own wills by the threat +of force. Electing individuals to public office is like being given a limited +choice of your oppressors . . . Parliamentary democracies are essentially +oligarchies in which the populace is led to believe that it delegates all its +authority to members of parliament to do as they think best."_ [Harold +Barclay, **Op. Cit.**, pp. 46-7] + +The nature of centralisation places power into the hands of the few. +Representative democracy is based on this delegation of power, with voters +electing others to govern them. This cannot help but create a situation in +which freedom is endangered -- universal suffrage _"does not prevent the +formation of a body of politicians, privileged in fact though not in law, who, +devoting themselves exclusively to the administration of the nation's public +affairs, end by becoming a sort of political aristocracy or oligarchy."_ +[Bakunin, **The Political Philosophy of Bakunin**, p. 240] + +This should not come as a surprise, for to _"create a state is to +institutionalise power in a form of machine that exists **apart** from the +people. It is to professionalise rule and policy making, to create a distinct +interest (be it of bureaucrats, deputies, commissars, legislators, the +military, the police, ad nauseam) that, however weak or however well- +intentioned it may be at first, eventually takes on a corruptive power of its +own."_ [Murray Bookchin, _"The Ecological Crisis, Socialism, and the need to +remake society,"_ pp. 1-10, **Society and Nature**, vol. 2, no. 3, p. 7] + +Centralism makes democracy meaningless, as political decision-making is given +over to professional politicians in remote capitals. Lacking local autonomy, +people are isolated from each other (atomised) by having no political forum +where they can come together to discuss, debate, and decide among themselves +the issues they consider important. Elections are not based on natural, +decentralised groupings and thus cease to be relevant. The individual is just +another "voter" in the mass, a political "constituent" and nothing more. The +amorphous basis of modern, statist elections _"aims at nothing less than to +abolish political life in towns, communes and departments, and through this +destruction of all municipal and regional autonomy to arrest the development +of universal suffrage."_ [Proudhon, quoted by Martin Buber, **Op. Cit.**, p. +29] + +Thus people are disempowered by the very structures that claim to allow them +to express themselves. To quote Proudhon again, in the centralised state _"the +citizen divests himself of sovereignty, the town and the Department and +province above it, absorbed by central authority, are no longer anything but +agencies under direct ministerial control."_ He continues: + +> _ "The Consequences soon make themselves felt: the citizen and the town are +deprived of all dignity, the state's depredations multiply, and the burden on +the taxpayer increases in proportion. It is no longer the government that is +made for the people; it is the people who are made for the government. Power +invades everything, dominates everything, absorbs everything."_ [**The +Principle of Federation**, p. 59] + +As intended, as isolated people are no threat to the powers that be. This +process of marginalisation can be seen from American history, for example, +when town meetings were replaced by elected bodies, with the citizens being +placed in passive, spectator roles as mere "voters" (see [next +section](secB2.html#secb25)). Being an atomised voter is hardly an ideal +notion of "freedom," despite the rhetoric of politicians about the virtues of +a "free society" and "The Free World" -- as if voting once every four or five +years could ever be classed as "liberty" or even "democracy." + +Marginalisation of the people is the key control mechanism in the state and +authoritarian organisations in general. Considering the European Community +(EC), for example, we find that the _"mechanism for decision-making between EC +states leaves power in the hands of officials (from Interior ministries, +police, immigration, customs and security services) through a myriad of +working groups. Senior officials . . . play a critical role in ensuring +agreements between the different state officials. The EC Summit meetings, +comprising the 12 Prime Ministers, simply rubber-stamp the conclusions agreed +by the Interior and Justice Ministers. It is only then, in this +intergovernmental process, that parliaments and people are informed (and them +only with the barest details)."_ [Tony Bunyon, **Statewatching the New +Europe**, p. 39] + +As well as economic pressures from elites, governments also face pressures +within the state itself due to the bureaucracy that comes with centralism. +There is a difference between the state and government. The state is the +permanent collection of institutions that have entrenched power structures and +interests. The government is made up of various politicians. It's the +institutions that have power in the state due to their permanence, not the +representatives who come and go. As Clive Ponting (an ex-civil servant +himself) indicates, _"the function of a political system in any country . . . +is to regulate, but not to alter radically, the existing economic structure +and its linked power relationships. The great illusion of politics is that +politicians have the ability to make whatever changes they like."_ [quoted in +**Alternatives**, no.5, p. 19] + +Therefore, as well as marginalising the people, the state also ends up +marginalising "our" representatives. As power rests not in the elected bodies, +but in a bureaucracy, popular control becomes increasingly meaningless. As +Bakunin pointed out, _"liberty can be valid only when . . . [popular] control +[of the state] is valid. On the contrary, where such control is fictitious, +this freedom of the people likewise becomes a mere fiction."_ [**Op. Cit.**, +p. 212] State centralisation ensures that popular control is meaningless. + +This means that state centralism can become a serious source of danger to the +liberty and well-being of most of the people under it. _"The bourgeois +republicans,"_ argued Bakunin, _"do not yet grasp this simple truth, +demonstrated by the experience of all times and in all lands, that every +organised power standing above and over the people necessarily excludes the +freedom of peoples. The political state has no other purpose than to protect +and perpetuate the exploitation of the labour of the proletariat by the +economically dominant classes, and in so doing the state places itself against +the freedom of the people."_ [**Bakunin on Anarchism**, p. 416] + +Unsurprisingly, therefore, _"whatever progress that has been made . . . on +various issues, whatever things have been done for people, whatever human +rights have been gained, have not been gained through the calm deliberations +of Congress or the wisdom of presidents or the ingenious decisions of the +Supreme Court. Whatever progress has been made . . . has come because of the +actions of ordinary people, of citizens, of social movements. Not from the +Constitution."_ That document has been happily ignored by the official of the +state when it suits them. An obvious example is the 14th Amendment of the US +Constitution, which _"didn't have any meaning until black people rose up in +the 1950s and 1960s in the South in mass movements . . . They made whatever +words there were in the Constitution and the 14th Amendment have some meaning +for the first time."_ [Howard Zinn, **Failure to Quit**, p. 69 and p. 73] + +This is because the _"fact that you have got a constitutional right doesn't +mean you're going to get that right. Who has the power on the spot? The +policeman on the street. The principal in the school. The employer on job. The +Constitution does not cover private employment. In other words, the +Constitution does not cover most of reality."_ Thus our liberty is not +determined by the laws of the state. Rather _"the source and solution of our +civil liberties problems are in the situations of every day . . . Our actual +freedom is determined not by the Constitution or the Court, but by the power +the policeman has over us on the street or that of the local judge behind him; +by the authority of our employers; . . . by the welfare bureaucrats if we are +poor; . . . by landlords if we are tenants."_ Thus freedom and justice _"are +determined by power and money"_ rather than laws. This points to the +importance of popular participation, of social movements, for what those do +are _"to create a countervailing power to the policeman with a club and a gun. +That's essentially what movements do: They create countervailing powers to +counter the power which is much more important than what is written down in +the Constitution or the laws."_ [Zinn, **Op. Cit.**, pp. 84-5, pp. 54-5 and p. +79] + +It is precisely this kind of mass participation that centralisation kills. +Under centralism, social concern and power are taken away from ordinary +citizens and centralised in the hands of the few. This results in any formally +guaranteed liberties being effectively ignored when people want to use them, +if the powers at be so decide. Ultimately, isolated individuals facing the +might of a centralised state machine are in a weak position. Which is way the +state does what it can to undermine such popular movements and organisations +(going so far as to violate its own laws to do so). + +As should be obvious, by centralisation anarchists do not mean simply a +territorial centralisation of power in a specific central location (such as in +a nation state where power rests in a central government located in a specific +place). We also mean the centralisation of **power** into a few hands. Thus we +can have a system like feudalism which is territorially decentralised (i.e. +made up on numerous feudal lords without a strong central state) while having +power centralised in a few hands locally (i.e. power rests in the hands of the +feudal lords, not in the general population). Or, to use another example, we +can have a laissez-faire capitalist system which has a weak central authority +but is made up of a multitude of autocratic workplaces. As such, getting rid +of the central power (say the central state in capitalism or the monarch in +absolutism) while retaining the local authoritarian institutions (say +capitalist firms and feudal landlords) would not ensure freedom. Equally, the +abolition of local authorities may simply result in the strengthening of +central power and a corresponding weakening of freedom. + +## B.2.5 Who benefits from centralisation? + +No social system would exist unless it benefited someone or some group. +Centralisation, be it in the state or the company, is no different. In all +cases, centralisation directly benefits those at the top, because it shelters +them from those who are below, allowing the latter to be controlled and +governed more effectively. Therefore, it is in the direct interests of +bureaucrats and politicians to support centralism. + +Under capitalism, however, various sections of the business class also support +state centralism. This is the symbiotic relationship between capital and the +state. As will be discussed later (in [section F.8](secF8.html)), the state +played an important role in "nationalising" the market, i.e. forcing the "free +market" onto society. By centralising power in the hands of representatives +and so creating a state bureaucracy, ordinary people were disempowered and +thus became less likely to interfere with the interests of the wealthy. _"In a +republic,"_ writes Bakunin, _"the so-called people, the legal people, +allegedly represented by the State, stifle and will keep on stifling the +actual and living people"_ by _"the bureaucratic world"_ for _"the greater +benefit of the privileged propertied classes as well as for its own benefit."_ +[**Op. Cit.**, p. 211] + +Examples of increased political centralisation being promoted by wealthy +business interests by can be seen throughout the history of capitalism. _"In +revolutionary America, 'the nature of city government came in for heated +discussion,' observes Merril Jensen . . . Town meetings . . . 'had been a +focal point of revolutionary activity'. The anti-democratic reaction that set +in after the American revolution was marked by efforts to do away with town +meeting government . . . Attempts by conservative elements were made to +establish a 'corporate form (of municipal government) whereby the towns would +be governed by mayors and councils' elected from urban wards . . . [T]he +merchants 'backed incorporation consistently in their efforts to escape town +meetings.'"_ [Murray Bookchin, **Towards an Ecological Society**, p. 182] + +Here we see local policy making being taken out of the hands of the many and +centralised in the hands of the few (who are always the wealthy). France +provides another example: + +> _ "The Government found. . .the folkmotes [of all households] 'too noisy', +too disobedient, and in 1787, elected councils, composed of a mayor and three +to six syndics, chosen among the wealthier peasants, were introduced +instead."_ [Peter Kropotkin, **Mutual Aid**, pp. 185-186] + +This was part of a general movement to disempower the working class by +centralising decision making power into the hands of the few (as in the +American revolution). Kropotkin indicates the process at work: + +> _ "[T]he middle classes, who had until then had sought the support of the +people, in order to obtain constitutional laws and to dominate the higher +nobility, were going, now that they had seen and felt the strength of the +people, to do all they could to dominate the people, to disarm them and to +drive them back into subjection. + +> + +> [. . .] + +> + +> "[T]hey made haste to legislate in such a way that the political power which +was slipping out of the hand of the Court should not fall into the hands of +the people. Thus . . . [it was] proposed . . . to divide the French into two +classes, of which one only, the **active** citizens, should take part in the +government, whilst the other, comprising the great mass of the people under +the name of **passive** citizens, should be deprived of all political rights . +. . [T]he [National] Assembly divided France into departments . . . always +maintaining the principle of excluding the poorer classes from the Government +. . . [T]hey excluded from the primary assemblies the mass of the people . . . +who could no longer take part in the primary assemblies, and accordingly had +no right to nominate the electors [who chose representatives to the National +Assembly], or the municipality, or any of the local authorities . . . + +> + +> "And finally, the **permanence** of the electoral assemblies was +interdicted. Once the middle-class governors were appointed, these assemblies +were not to meet again. Once the middle-class governors were appointed, they +must not be controlled too strictly. Soon the right even of petitioning and of +passing resolutions was taken away -- 'Vote and hold your tongue!' + +> + +> "As to the villages . . . the general assembly of the inhabitants . . . [to +which] belonged the administration of the affairs of the commune . . . were +forbidden by the . . . law. Henceforth only the well-to-do peasants, the +**active** citizens, had the right to meet, **once a year**, to nominate the +mayor and the municipality, composed of three or four middle-class men of the +village. + +> + +> "A similar municipal organisation was given to the towns. . . + +> + +> "[Thus] the middle classes surrounded themselves with every precaution in +order to keep the municipal power in the hands of the well-to-do members of +the community."_ [**The Great French Revolution**, vol. 1, pp. 179-186] + +Thus centralisation aimed to take power away from the mass of the people and +give it to the wealthy. The power of the people rested in popular assemblies, +such as the _"Sections"_ and _"Districts"_ of Paris (expressing, in +Kropotkin's words, _"the principles of anarchism"_ and _"practising . . . +Direct Self-Government"_ [**Op. Cit.**, p. 204 and p. 203]) and village +assemblies. However, the National Assembly _"tried all it could to lessen the +power of the districts . . . [and] put an end to those hotbeds of Revolution . +. . [by allowing] **active** citizens only . . . to take part in the electoral +and administrative assemblies."_ [**Op. Cit.**, p. 211] Thus the _"central +government was steadily endeavouring to subject the sections to its +authority"_ with the state _"seeking to centralise everything in its own hands +. . . [I]ts depriving the popular organisations . . . all . . . administrative +functions . . . and its subjecting them to its bureaucracy in police matters, +meant the death of the sections."_ [**Op. Cit.**, vol. 2, p. 549 and p. 552] + +As can be seen, both the French and American revolutions saw a similar process +by which the wealthy centralised power into their own hands (volume one of +Murray Bookchin's **The Third Revolution** discusses the French and American +revolutions in some detail). This ensured that working class people (i.e. the +majority) were excluded from the decision making process and subject to the +laws and power of a few. Which, of course, benefits the minority class whose +representatives have that power. This was the rationale for the centralisation +of power in every revolution. Whether it was the American, French or Russian, +the centralisation of power was the means to exclude the many from +participating in the decisions that affected them and their communities. + +For example, the founding fathers of the American State were quite explicit on +the need for centralisation for precisely this reason. For James Madison the +key worry was when the _"majority"_ gained control of _"popular government"_ +and was in a position to _"sacrifice to its ruling passion or interest both +the public good and the rights of other citizens."_ Thus the _"public good"_ +escaped the _"majority"_ nor was it, as you would think, what the public +thought of as good (for some reason left unexplained, Madison considered the +majority able to pick those who **could** identify the public good). To +safeguard against this, he advocated a republic rather than a democracy in +which the citizens _"assemble and administer the government in person . . . +have ever been found incompatible with personal security or the rights of +property."_ He, of course, took it for granted that _"[t]hose who hold and +those who are without property have ever formed distinct interests in +society."_ His schema was to ensure that private property was defended and, as +a consequence, the interests of those who held protected. Hence the need for +_"the delegation of the government . . . to a small number of citizens elected +by the rest."_ This centralisation of power into a few hands locally was +matched by a territorial centralisation for the same reason. Madison favoured +_"a large over a small republic"_ as a _"rage for paper money, for an +abolition of debts, for an equal division of property, or for any other +improper or wicked project, will be less apt to pervade the whole body of the +Union than a particular member of it."_ [contained in **Voices of a People's +History of the United States**, Howard Zinn and Anthony Arnove (eds.), pp. +109-113] This desire to have a formal democracy, where the masses are mere +spectators of events rather than participants, is a recurring theme in +capitalism (see the chapter _"Force and Opinion"_ in Noam Chomsky's +**Deterring Democracy** for a good overview). + +On the federal and state levels in the US after the Revolution, centralisation +of power was encouraged, since _"most of the makers of the Constitution had +some direct economic interest in establishing a strong federal government."_ +Needless to say, while the rich elite were well represented in formulating the +principles of the new order, four groups were not: _"slaves, indentured +servants, women, men without property."_ Needless to say, the new state and +its constitution did not reflect their interests. Given that these were the +vast majority, _"there was not only a positive need for strong central +government to protect the large economic interests, but also immediate fear of +rebellion by discontented farmers."_ [Howard Zinn, **A People's History of the +United States**, p. 90] The chief event was Shay's Rebellion in western +Massachusetts. There the new Constitution had raised property qualifications +for voting and, therefore, no one could hold state office without being +wealthy. The new state was formed to combat such rebellions, to protect the +wealthy few against the many. + +Moreover, state centralisation, the exclusion of popular participation, was +essential to mould US society into one dominated by capitalism: + +> _ "In the thirty years leading up to the Civil War, the law was increasingly +interpreted in the courts to suit capitalist development. Studying this, +Morton Horwitz (**The Transformation of American Law**) points out that the +English common-law was no longer holy when it stood in the way of business +growth . . . Judgements for damages against businessmen were taken out of the +hands of juries, which were unpredictable, and given to judges . . . The +ancient idea of a fair price for goods gave way in the courts to the idea of +caveat emptor (let the buyer beware) . . . contract law was intended to +discriminate against working people and for business . . . The pretence of the +law was that a worker and a railroad made a contract with equal bargaining +power . . . 'The circle was completed; the law had come simply to ratify those +forms of inequality that the market system had produced.'"_ [Zinn, **Op. +Cit.**, p. 234] + +The US state was created on elitist liberal doctrine and actively aimed to +reduce democratic tendencies (in the name of "individual liberty"). What +happened in practice (unsurprisingly enough) was that the wealthy elite used +the state to undermine popular culture and common right in favour of +protecting and extending their own interests and power. In the process, US +society was reformed in their own image: + +> _ "By the middle of the nineteenth century the legal system had been +reshaped to the advantage of men of commerce and industry at the expense of +farmers, workers, consumers, and other less powerful groups in society. . . it +actively promoted a legal distribution of wealth against the weakest groups in +society."_ [Morton Horwitz, quoted by Zinn, **Op. Cit.**, p. 235] + +In more modern times, state centralisation and expansion has gone hand in +glove with rapid industrialisation and the growth of business. As Edward +Herman points out, _"[t]o a great extent, it was the growth in business size +and power that elicited the countervailing emergence of unions and the growth +of government. Bigness **beyond** business was to a large extent a response to +bigness **in** business."_ [**Corporate Control, Corporate Power**, p. 188 -- +see also, Stephen Skowronek, **Building A New American State: The Expansion of +National Administrative Capacities, 1877-1920**] State centralisation was +required to produce bigger, well-defined markets and was supported by business +when it acted in their interests (i.e. as markets expanded, so did the state +in order to standardise and enforce property laws and so on). On the other +hand, this development towards "big government" created an environment in +which big business could grow (often encouraged by the state by subsidies and +protectionism - as would be expected when the state is run by the wealthy) as +well as further removing state power from influence by the masses and placing +it more firmly in the hands of the wealthy. It is little wonder we see such +developments, for _"[s]tructures of governance tend to coalesce around +domestic power, in the last few centuries, economic power."_ [Noam Chomsky, +**World Orders, Old and New**, p. 178] + +State centralisation makes it easier for business to control government, +ensuring that it remains their puppet and to influence the political process. +For example, the European Round Table (ERT) _"an elite lobby group of . . . +chairmen or chief executives of large multi-nationals based mainly in the EU . +. . [with] 11 of the 20 largest European companies [with] combined sales [in +1991] . . . exceeding $500 billion, . . . approximately 60 per cent of EU +industrial production,"_ makes much use of the EU. As two researchers who have +studied this body note, the ERT _"is adept at lobbying . . . so that many ERT +proposals and 'visions' are mysteriously regurgitated in Commission summit +documents."_ The ERT _"claims that the labour market should be more +'flexible,' arguing for more flexible hours, seasonal contracts, job sharing +and part time work. In December 1993, seven years after the ERT made its +suggestions [and after most states had agreed to the Maastricht Treaty and its +"social chapter"], the European Commission published a white paper . . . +[proposing] making labour markets in Europe more flexible."_ [Doherty and +Hoedeman, _"Knights of the Road,"_ **New Statesman**, 4/11/94, p. 27] + +The current talk of globalisation, NAFTA, and the Single European Market +indicates an underlying transformation in which state growth follows the path +cut by economic growth. Simply put, with the growth of transnational +corporations and global finance markets, the bounds of the nation-state have +been made economically redundant. As companies have expanded into multi- +nationals, so the pressure has mounted for states to follow suit and +rationalise their markets across _"nations"_ by creating multi-state +agreements and unions. + +As Noam Chomsky notes, G7, the IMF, the World Bank and so forth are a _"de +facto world government,"_ and _"the institutions of the transnational state +largely serve other masters [than the people], as state power typically does; +in this case the rising transnational corporations in the domains of finance +and other services, manufacturing, media and communications."_ [**Op. Cit.**, +p. 179] + +As multi-nationals grow and develop, breaking through national boundaries, a +corresponding growth in statism is required. Moreover, a _"particularly +valuable feature of the rising de facto governing institutions is their +immunity from popular influence, even awareness. They operate in secret, +creating a world subordinated to the needs of investors, with the public 'put +in its place', the threat of democracy reduced"_ [Chomsky, **Op. Cit.**, p. +178]. + +This does not mean that capitalists desire state centralisation for +everything. Often, particularly for social issues, relative decentralisation +is often preferred (i.e. power is given to local bureaucrats) in order to +increase business control over them. By devolving control to local areas, the +power which large corporations, investment firms and the like have over the +local government increases proportionally. In addition, even middle-sized +enterprise can join in and influence, constrain or directly control local +policies and set one workforce against another. Private power can ensure that +_"freedom"_ is safe, **their** freedom. + +No matter which set of bureaucrats are selected, the need to centralise social +power, thus marginalising the population, is of prime importance to the +business class. It is also important to remember that capitalist opposition to +_"big government"_ is often financial, as the state feeds off the available +social surplus, so reducing the amount left for the market to distribute to +the various capitals in competition. + +In reality, what capitalists object to about "big government" is its spending +on social programs designed to benefit the poor and working class, an +"illegitimate" function which "wastes" part of the surplus that might go to +capital (and also makes people less desperate and so less willing to work +cheaply). Hence the constant push to reduce the state to its "classical" role +as protector of private property and the system, and little else. Other than +their specious quarrel with the welfare state, capitalists are the staunchest +supports of government (and the "correct" form of state intervention, such as +defence spending), as evidenced by the fact that funds can always be found to +build more prisons and send troops abroad to advance ruling-class interests, +even as politicians are crying that there is "no money" in the treasury for +scholarships, national health care, or welfare for the poor. + +State centralisation ensures that _"as much as the equalitarian principles +have been embodied in its political constitutions, it is the bourgeoisie that +governs, and it is the people, the workers, peasants included, who obey the +laws made by the bourgeoisie"_ who _"has in fact if not by right the exclusive +privilege of governing."_ This means that _"political equality . . . is only a +puerile fiction, an utter lie."_ It takes a great deal of faith to assume that +the rich, _"being so far removed from the people by the conditions of its +economic and social existence"_ can _"give expression in the government and in +the laws, to the feelings, the ideas, and the will of the people."_ +Unsurprisingly, we find that _"in legislation as well as in carrying on the +government, the bourgeoisie is guided by its own interests and its own +instincts without concerning itself much with the interests of the people."_ +So while _"on election days even the proudest bourgeois who have any political +ambitions are forced to court . . . The Sovereign People."_ But on the _"day +after the elections every one goes back to their daily business"_ and the +politicians are given carte blanche to rule in the name of the people they +claim to represent."_ [Bakunin, **The Political Philosophy of Bakunin**, p. +218 and p. 219] + +## B.2.6 Can the state be an independent power within society? + +Yes it can. Given the power of the state machine, it would be hard to believe +that it could always be simply a tool for the economically dominant minority +in a society. Given its structure and powers, it can use them to further its +own interests. Indeed, in some circumstances it can be the ruling class +itself. + +However, in normal times the state is, as we discussed in [section +B.2.1](secB2.html#secb21), a tool of the capitalist class. This, it must be +stressed, does not mean that they always see _"eye to eye."_ Top politicians, +for example, are part of the ruling elite, but they are in competition with +other parts of it. In addition, different sectors of the capitalist class are +competing against each other for profits, political influence, privileges, +etc. The bourgeoisie, argued Malatesta, _"are always at war among themselves . +. . Thus the games of the swings, the manoeuvres, the concessions and +withdrawals, the attempts to find allies among the people against the +conservatives, and among the conservatives against the people."_ [**Anarchy**, +p. 25] This means that different sections of the ruling class will cluster +around different parties, depending on their interests, and these parties will +seek to gain power to further those interests. This may bring them into +conflict with other sections of the capitalist class. The state is the means +by which these conflicts can be resolved. + +Given that the role of the state is to ensure the best conditions for capital +**as a whole,** this means that, when necessary, it can and does work against +the interests of certain parts of the capitalist class. To carry out this +function the state needs to be above individual capitalists or companies. This +is what can give the state the appearance of being a neutral social +institution and can fool people into thinking that it represents the interests +of society as a whole. Yet this sometime neutrality with regards to individual +capitalist companies exists only as an expression of its role as an instrument +of capital in general. Moreover, without the tax money from successful +businesses the state would be weakened and so the state is in competition with +capitalists for the surplus value produced by the working class. Hence the +anti-state rhetoric of big business which can fool those unaware of the hand- +in-glove nature of modern capitalism to the state. + +As Chomsky notes: + +> _ "There has always been a kind of love-hate relationship between business +interests and the capitalist state. On the one hand, business wants a powerful +state to regulate disorderly markets, provide services and subsidies to +business, enhance and protect access to foreign markets and resources, and so +on. On the other hand, business does not want a powerful competitor, in +particular, one that might respond to different interests, popular interests, +and conduct policies with a redistributive effect, with regard to income or +power."_ [**Turning the Tide**, p. 211] + +As such, the state is often in conflict with sections of the capitalist class, +just as sections of that class use the state to advance their own interests +within the general framework of protecting the capitalist system (i.e. the +interests of the ruling class **as a class**). The state's role is to resolve +such disputes within that class peacefully. Under modern capitalism, this is +usually done via the _"democratic"_ process (within which we get the chance of +picking the representatives of the elite who will oppress us least). + +Such conflicts sometimes give the impression of the state being a "neutral" +body, but this is an illusion -- it exists to defend class power and privilege +-- but exactly which class it defends can change. While recognising that the +state protects the power and position of the economically dominant class +within a society anarchists also argue that the state has, due to its +hierarchical nature, interests of its own. Thus it cannot be considered as +simply the tool of the economically dominant class in society. States have +their own dynamics, due to their structure, which generate their own classes +and class interests and privileges (and which allows them to escape from the +control of the economic ruling class and pursue their own interests, to a +greater or lesser degree). As Malatesta put it _"the government, though +springing from the bourgeoisie and its servant and protector, tends, as with +every servant and every protector, to achieve its own emancipation and to +dominate whoever it protects."_ [**Op. Cit.**, p. 25] + +Thus, even in a class system like capitalism, the state can act independently +of the ruling elite and, potentially, act against their interests. As part of +its role is to mediate between individual capitalists/corporations, it needs +sufficient power to tame them and this requires the state to have some +independence from the class whose interests it, in general, defends. And such +independence can be used to further its own interests, even to the detriment +of the capitalist class, if the circumstances allow. If the capitalist class +is weak or divided then the state can be in a position to exercise its +autonomy vis--vis the economically dominant elite, using against the +capitalists as a whole the tools it usually applies to them individually to +further its own interests and powers. + +This means that the state it not just _"the guardian of capital"_ for it _"has +a vitality of its own and constitutes . . . a veritable social class apart +from other classes . . . ; and this class has its own particular parasitical +and usurious interests, in conflict with those of the rest of the collectivity +which the State itself claims to represent . . . The State, being the +depository of society's greatest physical and material force, has too much +power in its hands to resign itself to being no more than the capitalists' +guard dog."_ [Luigi Fabbri, quoted by David Berry, **A History of the French +Anarchist Movement, 1917-1945**, p. 39] + +Therefore the state machine (and structure), while its modern form is +intrinsically linked to capitalism, cannot be seen as being a tool usable by +the majority. This is because the _"State, any State -- even when it dresses- +up in the most liberal and democratic form -- is essentially based on +domination, and upon violence, that is upon despotism -- a concealed but no +less dangerous despotism."_ The State _"denotes power, authority, domination; +it presupposes inequality in fact."_ [**The Political Philosophy of Michael +Bakunin**, p. 211 and p. 240] The state, therefore, has its own specific +logic, its own priorities and its own momentum. It constitutes its own locus +of power which is not merely a derivative of economic class power. +Consequently, the state can be beyond the control of the economically dominant +class and it need not reflect economic relations. + +This is due to its hierarchical and centralised nature, which empowers the few +who control the state machine -- _"[e]very state power, every government, by +its nature places itself outside and over the people and inevitably +subordinates them to an organisation and to aims which are foreign to and +opposed to the real needs and aspirations of the people."_ If _"the whole +proletariat . . . [are] members of the government . . . there will be no +government, no state, but, if there is to be a state there will be those who +are ruled and those who are slaves."_ [**Bakunin on Anarchism**, p. 328 and p. +330] + +In other words, the state bureaucracy is itself directly an oppressor and can +exist independently of an economically dominant class. In Bakunin's prophetic +words: + +> _ "What have we seen throughout history? The State has always been the +patrimony of some privileged class: the sacerdotal class, the nobility, the +bourgeoisie -- and finally, when all other classes have exhausted themselves, +the class of the bureaucracy enters the stage and then the State falls, or +rises, if you please, to the position of a machine."_ [**The Political +Philosophy of Michael Bakunin**, p. 208] + +This is unsurprising. For anarchists, _"the State organisation . . . [is] the +force to which minorities resorted for establishing and organising their power +over the masses."_ It does not imply that these minorities need to be the +economically dominant class in a society. The state is _"a superstructure +built to the advantage of Landlordism, Capitalism, and Officialism."_ +[**Evolution and Environment**, p. 82 and p. 105] Consequently, we cannot +assume that abolishing one or even two of this unholy trinity will result in +freedom nor that all three share exactly the same interests or power in +relation to the others. Thus, in some situations, the landlord class can +promote its interests over those of the capitalist class (and vice versa) +while the state bureaucracy can grow at the expense of both. + +As such, it is important to stress that the minority whose interests the state +defends need not be an economically dominant one (although it usually is). +Under some circumstances a priesthood can be a ruling class, as can a military +group or a bureaucracy. This means that the state can also effectively +**replace** the economically dominant elite as the exploiting class. This is +because anarchists view the state as having (class) interests of its own. + +As we discuss in more detail in [section H.3.9](secH3.html#sech39), the state +cannot be considered as merely an instrument of (economic) class rule. History +has shown numerous societies were the state **itself** was the ruling class +and where no other dominant economic class existed. The experience of Soviet +Russia indicates the validity of this analysis. The reality of the Russian +Revolution contrasted starkly with the Marxist claim that a state was simply +an instrument of class rule and, consequently, the working class needed to +build its own state within which to rule society. Rather than being an +instrument by which working class people could run and transform society in +their own interests, the new state created by the Russian Revolution soon +became a power over the class it claimed to represent (see [section +H.6](secH6.html) for more on this). The working class was exploited and +dominated by the new state and its bureaucracy rather than by the capitalist +class as previously. This did not happen by chance. As we discuss in [section +H.3.7](secH3.html#sech37), the state has evolved certain characteristics (such +as centralisation, delegated power and so on) which ensure its task as +enforcer of minority rule is achieved. Keeping those characteristics will +inevitably mean keeping the task they were created to serve. + +Thus, to summarise, the state's role is to repress the individual and the +working class as a whole in the interests of economically dominant +minorities/classes and in its own interests. It is _"a society for mutual +insurance between the landlord, the military commander, the judge, the priest, +and later on the capitalist, in order to support such other's authority over +the people, and for exploiting the poverty of the masses and getting rich +themselves."_ Such was the _"origin of the State; such was its history; and +such is its present essence."_ [Kropotkin, **Evolution and Environment**, p. +94] + +So while the state is an instrument of class rule it does **not** +automatically mean that it does not clash with sections of the class it +represents nor that it has to be the tool of an economically dominant class. +One thing is sure, however. The state is not a suitable tool for securing the +emancipation of the oppressed. + diff --git a/markdown/secB3.md b/markdown/secB3.md new file mode 100644 index 0000000000000000000000000000000000000000..7d7cf8692e340f6a41e64a9cd5ef22c3ebbeea4e --- /dev/null +++ b/markdown/secB3.md @@ -0,0 +1,1348 @@ +# B.3 Why are anarchists against private property? + +Private property is one of the three things all anarchists oppose, along side +hierarchical authority and the state. Today, the dominant system of private +property is capitalist in nature and, as such, anarchists tend to concentrate +on this system and its property rights regime. We will be reflecting this here +but do not, because of this, assume that anarchists consider other forms of +private property regime (such as, say, feudalism) as acceptable. This is not +the case -- anarchists are against every form of property rights regime which +results in the many working for the few. + +Anarchist opposition to private property rests on two, related, arguments. +These were summed up by Proudhon's maxims (from **What is Property?** that +_"property is theft"_ and _"property is despotism."_ In his words, _"Property +. . . violates equality by the rights of exclusion and increase, and freedom +by despotism . . . [and has] perfect identity with robbery."_ [Proudhon, +**What is Property**, p. 251] Anarchists, therefore, oppose private property +(i.e. capitalism) because it is a source of coercive, hierarchical authority +as well as exploitation and, consequently, elite privilege and inequality. It +is based on and produces inequality, in terms of both wealth and power. + +We will summarise each argument in turn. + +The statement _"property is theft"_ is one of anarchism's most famous sayings. +Indeed, it is no exaggeration to say that anyone who rejects this statement is +not an anarchist. This maxim works in two related ways. Firstly, it recognises +the fact that the earth and its resources, the common inheritance of all, have +been monopolised by a few. Secondly, it argues that, as a consequence of this, +those who own property exploit those who do not. This is because those who do +not own have to pay or sell their labour to those who do own in order to get +access to the resources they need to live and work (such as workplaces, +machinery, land, credit, housing, products under patents, and such like -- see +[section B.3.2](secB3.html#secb32) for more discussion). + +As we discuss in [section B.3.3](secB3.html#secb33), this exploitation (theft) +flows from the fact that workers do not own or control the means of production +they use and, as a consequence, are controlled by those who do during work +hours. This alienation of control over labour to the boss places the employer +in a position to exploit that labour -- to get the worker to produce more than +they get paid in wages. That is precisely **why** the boss employs the worker. +Combine this with rent, interest and intellectual property rights and we find +the secret to maintaining the capitalist system as all allow enormous +inequalities of wealth to continue and keep the resources of the world in the +hands of a few. + +Yet labour cannot be alienated. Therefore when you sell your labour you sell +yourself, your liberty, for the time in question. This brings us to the second +reason why anarchists oppose private property, the fact it produces +authoritarian social relationships. For all true anarchists, property is +opposed as a source of authority, indeed despotism. To quote Proudhon on this +subject: + +> _ "The proprietor, the robber, the hero, the sovereign -- for all these +titles are synonymous -- imposes his will as law, and suffers neither +contradiction nor control; that is, he pretends to be the legislative and the +executive power at once . . . [and so] property engenders despotism . . . That +is so clearly the essence of property that, to be convinced of it, one need +but remember what it is, and observe what happens around him. Property is the +right to **use** and **abuse** . . . if goods are property, why should not the +proprietors be kings, and despotic kings -- kings in proportion to their +**facultes bonitaires**? And if each proprietor is sovereign lord within the +sphere of his property, absolute king throughout his own domain, how could a +government of proprietors be any thing but chaos and confusion?"_ [**Op. +Cit.**, pp. 266-7] + +In other words, private property is the state writ small, with the property +owner acting as the _"sovereign lord"_ over their property, and so the +absolute king of those who use it. As in any monarchy, the worker is the +subject of the capitalist, having to follow their orders, laws and decisions +while on their property. This, obviously, is the total denial of liberty (and +dignity, we may note, as it is degrading to have to follow orders). And so +private property (capitalism) necessarily excludes participation, influence, +and control by those who use, but do not own, the means of life. + +It is, of course, true that private property provides a sphere of decision- +making free from outside interference -- but only for the property's owners. +But for those who are not property owners the situation if radically +different. In a system of exclusively private property does not guarantee them +any such sphere of freedom. They have only the freedom to sell their liberty +to those who **do** own private property. If I am evicted from one piece of +private property, where can I go? Nowhere, unless another owner agrees to +allow me access to their piece of private property. This means that everywhere +I can stand is a place where I have no right to stand without permission and, +as a consequence, I exist only by the sufferance of the property owning elite. +Hence Proudhon: + +> _ "Just as the commoner once held his land by the munificence and +condescension of the lord, so to-day the working-man holds his labour by the +condescension and necessities of the master and proprietor."_ [Proudhon, **Op. +Cit.**, p. 128] + +This means that far from providing a sphere of independence, a society in +which all property is private thus renders the property-less completely +dependent on those who own property. This ensures that the exploitation of +another's labour occurs and that some are subjected to the will of others, in +direct contradiction to what the defenders of property promise. This is +unsurprising given the nature of the property they are defending: + +> _ "Our opponents . . . are in the habit of justifying the right to private +property by stating that property is the condition and guarantee of liberty. + +> + +> "And we agree with them. Do we not say repeatedly that poverty is slavery? + +> + +> "But then why do we oppose them? + +> + +> "The reason is clear: in reality the property that they defend is capitalist +property, namely property that allows its owners to live from the work of +others and which therefore depends on the existence of a class of the +disinherited and dispossessed, forced to sell their labour to the property +owners for a wage below its real value . . . This means that workers are +subjected to a kind of slavery, which, though it may vary in degree of +harshness, always means social inferiority, material penury and moral +degradation, and is the primary cause of all the ills that beset today's +social order."_ [Malatesta, **The Anarchist Revolution**, p. 113] + +It will, of course, be objected that no one forces a worker to work for a +given boss. However, as we discuss in [section B.4.3](secB4.html#secb43), this +assertion (while true) misses the point. While workers are not forced to work +for a **specific** boss, they inevitably have to work for a boss. This is +because there is literally no other way to survive -- all other economic +options have been taken from them by state coercion. The net effect is that +the working class has little choice but to hire themselves out to those with +property and, as a consequence, the labourer _"has sold and surrendered his +liberty"_ to the boss. [Proudhon, **Op. Cit.**, p. 130] + +Private property, therefore, produces a very specific form of authority +structure within society, a structure in which a few govern the many during +working hours. These relations of production are inherently authoritarian and +embody and perpetuate the capitalist class system. The moment you enter the +factory gate or the office door, you lose all your basic rights as a human +being. You have no freedom of speech nor association and no right of assembly. +If you were asked to ignore your values, your priorities, your judgement, and +your dignity, and leave them at the door when you enter your home, you would +rightly consider that tyranny yet that is exactly what you do during working +hours if you are a worker. You have no say in what goes on. You may as well be +a horse (to use John Locke's analogy -- see [section +B.4.2](secB4.html#secb42)) or a piece of machinery. + +Little wonder, then, that anarchists oppose private property as Anarchy is +_"the absence of a master, of a sovereign"_ [Proudhon, **Op. Cit.**, p. 264] +and call capitalism for what it is, namely **wage slavery**! + +For these reasons, anarchists agree with Rousseau when he stated: + +> _ "The first man who, having fenced off a plot of land, thought of saying, +'This is mine' and found people simple enough to believe him was the real +founder of civil society. How many crimes, wars, murders, how many miseries +and horrors might the human race had been spared by the one who, upon pulling +up the stakes or filling in the ditch, had shouted to his fellow men: 'Beware +of listening to this impostor; you are lost if you forget the fruits of the +earth belong to all and that the earth belongs to no one.'"_ [_"Discourse on +Inequality,"_ **The Social Contract and Discourses**, p. 84] + +This explains anarchist opposition to capitalism. It is marked by two main +features, _"private property"_ (or in some cases, state-owned property -- see +[section B.3.5](secB3.html#secb35)) and, consequently, wage labour and +exploitation and authority. Moreover, such a system requires a state to +maintain itself for as _"long as within society a possessing and non- +possessing group of human beings face one another in enmity, the state will be +indispensable to the possessing minority for the protection for its +privileges."_ [Rudolf Rocker, **Anarcho-Syndicalism**, p. 11] Thus private +ownership of the means of production is only possible if there is a state, +meaning mechanisms of organised coercion at the disposal of the propertied +class (see [section B.2](secB2.html)). + +Also, it ought to be easy to see that capitalism, by giving rise to an +ideologically inalienable _"right"_ to private property, will also quickly +give rise to inequalities in the distribution of external resources, and that +this inequality in resource distribution will give rise to a further +inequality in the relative bargaining positions of the propertied and the +property less. While apologists for capitalism usually attempt to justify +private property by claiming that "self-ownership" is a "universal right" (see +section B.4.2 \-- [_"Is capitalism based on self- +ownership?"_](secB4.html#secb42)), it is clear that capitalism actually makes +universal autonomy implied by the flawed concept of self-ownership (for the +appeal of the notion of self-ownership rests on the ideal that people are not +used as a means but only as an end in themselves). The capitalist system, +however, has undermined autonomy and individual freedom, and ironically, has +used the term _"self-ownership"_ as the basis for doing so. Under capitalism, +as will be seen in [section B.4](secB4.html), most people are usually left in +a situation where their best option is to allow themselves to be used in just +those ways that are logically incompatible with genuine self-ownership, i.e. +the autonomy which makes it initially an appealing concept. + +Only libertarian socialism can continue to affirm the meaningful autonomy and +individual freedom which self-ownership promises whilst building the +conditions that guarantee it. Only by abolishing private property can there be +access to the means of life for all, so making the autonomy which self- +ownership promises but cannot deliver a reality by universalising self- +management in all aspects of life. + +Before discussing the anti-libertarian aspects of capitalism, it will be +necessary to define _"private property"_ as distinct from _"personal +possessions"_ and show in more detail why the former requires state protection +and is exploitative. + +## B.3.1 What is the difference between private property and possession? + +Anarchists define _"private property"_ (or just _"property,"_ for short) as +state-protected monopolies of certain objects or privileges which are used to +control and exploit others. _"Possession,"_ on the other hand, is ownership of +things that are not used to exploit others (e.g. a car, a refrigerator, a +toothbrush, etc.). Thus many things can be considered as either property or +possessions depending on how they are used. + +To summarise, anarchists are in favour of the kind of property which _"cannot +be used to exploit another -- those kinds of personal possessions which we +accumulate from childhood and which become part of our lives."_ We are opposed +to the kind of property _"which can be used only to exploit people -- land and +buildings, instruments of production and distribution, raw materials and +manufactured articles, money and capital."_ [Nicholas Walter, **About +Anarchism**, p. 40] As a rule of thumb, anarchists oppose those forms of +property which are owned by a few people but which are used by others. This +leads to the former controlling the latter and using them to produce a surplus +for them (either directly, as in the case of a employee, or indirectly, in the +case of a tenant). + +The key is that _"possession"_ is rooted in the concept of _"use rights"_ or +_"usufruct"_ while _"private property"_ is rooted in a divorce between the +users and ownership. For example, a house that one lives in is a possession, +whereas if one rents it to someone else at a profit it becomes property. +Similarly, if one uses a saw to make a living as a self-employed carpenter, +the saw is a possession; whereas if one employs others at wages to use the saw +for one's own profit, it is property. Needless to say, a capitalist workplace, +where the workers are ordered about by a boss, is an example of _"property"_ +while a co-operative, where the workers manage their own work, is an example +of _"possession."_ To quote Proudhon: + +> _ "The proprietor is a man who, having absolute control of an instrument of +production, claims the right to enjoy the product of the instrument without +using it himself. To this end he lends it."_ [**Op. Cit.**, p. 293] + +While it may initially be confusing to make this distinction, it is very +useful to understand the nature of capitalist society. Capitalists tend to use +the word _"property"_ to mean anything from a toothbrush to a transnational +corporation -- two very different things, with very different impacts upon +society. Hence Proudhon: + +> _ "Originally the word **property** was synonymous with **proper** or +**individual possession.** It designated each individual's special right to +the use of a thing. But when this right of use . . . became active and +paramount -- that is, when the usufructuary converted his right to personally +use the thing into the right to use it by his neighbour's labour -- then +property changed its nature and this idea became complex."_ [**Op. Cit.**, pp. +395-6] + +Proudhon graphically illustrated the distinction by comparing a lover as a +possessor, and a husband as a proprietor! As he stressed, the _"double +definition of property -- domain and possession -- is of highest importance; +and must be clearly understood, in order to comprehend"_ what anarchism is +really about. So while some may question why we make this distinction, the +reason is clear. As Proudhon argued, _"it is proper to call different things +by different names, if we keep the name 'property' for the former +[possession], we must call the latter [the domain of property] robbery, +repine, brigandage. If, on the contrary, we reserve the name 'property' for +the latter, we must designate the former by the term **possession** or some +other equivalent; otherwise we should be troubled with an unpleasant +synonym."_ [**Op. Cit.**, p. 65 and p. 373] + +The difference between property and possession can be seen from the types of +authority relations each generates. Taking the example of a capitalist +workplace, its clear that those who own the workplace determine how it is +used, not those who do the actual work. This leads to an almost totalitarian +system. As Noam Chomsky points out, _"the term 'totalitarian' is quite +accurate. There is no human institution that approaches totalitarianism as +closely as a business corporation. I mean, power is completely top-down. You +can be inside it somewhere and you take orders from above and hand 'em down. +Ultimately, it's in the hands of owners and investors."_ Thus the actual +producer does not control their own activity, the product of their labour nor +the means of production they use. In modern class societies, the producer is +in a position of subordination to those who actually do own or manage the +productive process. + +In an anarchist society, as noted, actual use is considered the only title. +This means that a workplace is organised and run by those who work within it, +thus reducing hierarchy and increasing freedom and equality within society. +Hence anarchist opposition to private property and capitalism flows naturally +from anarchism's basic principles and ideas. Hence all anarchists agree with +Proudhon: + +> _ "Possession is a right; property is against right. Suppress property while +maintaining possession."_ [**Op. Cit.**, p. 271] + +As Alexander Berkman frames this distinction, anarchism _"abolishes private +ownership of the means of production and distribution, and with it goes +capitalistic business. Personal possession remains only in the things you use. +Thus, your watch is your own, but the watch factory belongs to the people. +Land, machinery, and all other public utilities will be collective property, +neither to be bought nor sold. Actual use will be considered the only title -- +not to ownership but to possession."_ [**What is Anarchism?**, p. 217] + +This analysis of different forms of property is at the heart of both social +and individualist anarchism. This means that all anarchists seek to change +people's opinions on what is to be considered as valid forms of property, +aiming to see that _"the Anarchistic view that occupancy and use should +condition and limit landholding becomes the prevailing view"_ and so ensure +that _"individuals should no longer be protected by their fellows in anything +but personal occupation and cultivation [i.e. use] of land."_ [Benjamin +Tucker, **The Individualist Anarchists**, p. 159 and p. 85] The key +differences, as we noted in [section A.3.1](secA3.html#seca31), is how they +apply this principle. + +This anarchist support for possession does not imply the break up of large +scale organisations such as factories or other workplaces which require large +numbers of people to operate. Far from it. Anarchists argue for association as +the complement of possession. This means applying _"occupancy and use"_ to +property which is worked by more than one person results in associated labour, +i.e. those who collectively work together (i.e. use a given property) manage +it and their own labour as a self-governing, directly democratic, association +of equals (usually called _"self-management"_ for short). + +This logically flows from the theory of possession, of _"occupancy and use."_ +For if production is carried on in groups who is the legal occupier of the +land? The employer or their manager? Obviously not, as they are by definition +occupying more than they can use by themselves. Clearly, the association of +those engaged in the work can be the only rational answer. Hence Proudhon's +comment that _"all accumulated capital being social property, no one can be +its exclusive proprietor."_ _"In order to destroy despotism and inequality of +conditions, men must . . . become associates"_ and this implies workers' self- +management \-- _"leaders, instructors, superintendents . . . must be chosen +from the labourers by the labourers themselves."_ [Proudhon, **Op. Cit.**, p. +130, p. 372 and p. 137] + +In this way, anarchists seek, in Proudhon's words, _"abolition of the +proletariat"_ and consider a key idea of our ideas that _"Industrial Democracy +must. . . succeed Industrial Feudalism."_ [Proudhon, **Selected Writings of +Pierre-Joseph Proudhon**, p. 179 and p. 167] Thus an anarchist society would +be based on possession, with workers' self-management being practised at all +levels from the smallest one person workplace or farm to large scale industry +(see [section I.3](secI3.html) for more discussion). + +Clearly, then, all anarchists seek to transform and limit property rights. +Capitalist property rights would be ended and a new system introduced rooted +in the concept of possession and use. While the exact nature of that new +system differs between schools of anarchist thought, the basic principles are +the same as they flow from the same anarchist theory of property to be found +in Proudhon's, **What is Property?**. + +Significantly, William Godwin in his **Enquiry Concerning Political Justice** +makes the same point concerning the difference between property and possession +(although not in the same language) fifty years before Proudhon, which +indicates its central place in anarchist thought. For Godwin, there were +different kinds of property. One kind was _"the empire to which every [person] +is entitled over the produce of his [or her] own industry."_ However, another +kind was _"a system, in whatever manner established, by which one man enters +into the faculty of disposing of the produce of another man's industry."_ This +_"species of property is in direct contradiction"_ to the former kind (he +similarities with subsequent anarchist ideas is striking). For Godwin, +inequality produces a _"servile"_ spirit in the poor and, moreover, a person +who _"is born to poverty, may be said, under a another name, to be born a +slave."_ [**The Anarchist Writings of William Godwin**, p. 133, p. 134, p. 125 +and p. 126] + +Needless to say, anarchists have not be totally consistent in using this +terminology. Some, for example, have referred to the capitalist and landlord +classes as being the _"possessing classes."_ Others prefer to use the term +_"personal property"_ rather than _"possession"_ or _"capital"_ rather than +_"private property."_ Some, like many individualist anarchists, use the term +_"property"_ in a general sense and qualify it with _"occupancy and use"_ in +the case of land, housing and workplaces. However, no matter the specific +words used, the key idea is the same. + +## B.3.2 What kinds of property does the state protect? + +Kropotkin argued that the state was _"the instrument for establishing +monopolies in favour of the ruling minorities."_ [**Anarchism**, p. 286] In +every system of class exploitation, a ruling class controls access to the +means of production in order to extract tribute from labour. Capitalism is no +exception. In this system the state maintains various kinds of _"class +monopolies"_ (to use Tucker's phrase) to ensure that workers do not receive +their _"natural wage,"_ the full product of their labour. While some of these +monopolies are obvious (such as tariffs, state granted market monopolies and +so on), most are _"behind the scenes"_ and work to ensure that capitalist +domination does not need extensive force to maintain. + +Under capitalism, there are four major kinds of property, or exploitative +monopolies, that the state protects: + +(1) the power to issue credit and currency, the basis of capitalist banking; +(2) land and buildings, the basis of landlordism; +(3) productive tools and equipment, the basis of industrial capitalism; +(4) ideas and inventions, the basis of copyright and patent (_"intellectual +property"_) royalties. + +By enforcing these forms of property, the state ensures that the objective +conditions within the economy favour the capitalist, with the worker free only +to accept oppressive and exploitative contracts within which they forfeit +their autonomy and promise obedience or face misery and poverty. Due to these +_"initiations of force"_ conducted **previously** to any specific contract +being signed, capitalists enrich themselves at our expense because we _"are +compelled to pay a heavy tribute to property holders for the right of +cultivating land or putting machinery into action."_ [Kropotkin, **The +Conquest of Bread**, p. 103] These conditions obviously also make a mockery of +free agreement (see [section B.4](secB4.html)). + +These various forms of state intervention are considered so normal many people +do not even think of them as such. Thus we find defenders of "free market" +capitalism thundering against forms of "state intervention" which are designed +to aid the poor while seeing nothing wrong in defending intellectual property +rights, corporations, absentee landlords and the other multitude of laws and +taxes capitalists and their politicians have placed and kept upon the statute- +books to skew the labour market in favour of themselves (see [section +F.8](secF8.html) on the state's role in developing capitalism in the first +place). + +Needless to say, despite the supposedly subtle role of such _"objective"_ +pressures in controlling the working class, working class resistance has been +such that capital has never been able to dispense with the powers of the +state, both direct and indirect. When _"objective"_ means of control fail, the +capitalists will always turn to the use of state repression to restore the +_"natural"_ order. Then the _"invisible"_ hand of the market is replaced by +the visible fist of the state and the indirect means of securing ruling class +profits and power are supplemented by more direct forms by the state. As we +indicate in [section D.1](secD1.html), state intervention beyond enforcing +these forms of private property is the norm of capitalism, not the exception, +and is done so to secure the power and profits of the capitalist class. + +To indicate the importance of these state backed monopolies, we shall sketch +their impact. + +The credit monopoly, by which the state controls who can and cannot issue or +loan money, reduces the ability of working class people to create their own +alternatives to capitalism. By charging high amounts of interest on loans +(which is only possible because competition is restricted) few people can +afford to create co-operatives or one-person firms. In addition, having to +repay loans at high interest to capitalist banks ensures that co-operatives +often have to undermine their own principles by having to employ wage labour +to make ends meet (see [section J.5.11](secJ5.html#secj511)). It is +unsurprising, therefore, that the very successful Mondragon co-operatives in +the Basque Country created their own credit union which is largely responsible +for the experiment's success. + +Just as increasing wages is an important struggle within capitalism, so is the +question of credit. Proudhon and his followers supported the idea of a +**People's Bank.** If the working class could take over and control increasing +amounts of money it could undercut capitalist power while building its own +alternative social order (for money is ultimately the means of buying labour +power, and so authority over the labourer - which is the key to surplus value +production). Proudhon hoped that by credit being reduced to cost (namely +administration charges) workers would be able to buy the means of production +they needed. While most anarchists would argue that increased working class +access to credit would no more bring down capitalism than increased wages, all +anarchists recognise how more cheap credit, like more wages, can make life +easier for working people and how the struggle for such credit, like the +struggle for wages, might play a useful role in the development of the power +of the working class within capitalism. Obvious cases that spring to mind are +those where money has been used by workers to finance their struggles against +capital, from strike funds and weapons to the periodical avoidance of work +made possible by sufficiently high money income. Increased access to cheap +credit would give working class people slightly more options than selling +their liberty or facing misery (just as increased wages and unemployment +benefit also gives us more options). + +Therefore, the credit monopoly reduces competition to capitalism from co- +operatives (which are generally more productive than capitalist firms) while +at the same time forcing down wages for all workers as the demand for labour +is lower than it would otherwise be. This, in turn, allows capitalists to use +the fear of the sack to extract higher levels of surplus value from employees, +so consolidating capitalist power (within and outwith the workplace) and +expansion (increasing set-up costs and so creating oligarchic markets +dominated by a few firms). In addition, high interest rates transfer income +directly from producers to banks. Credit and money are both used as weapons in +the class struggle. This is why, again and again, we see the ruling class call +for centralised banking and use state action (from the direct regulation of +money itself, to the attempted management of its flows by the manipulation of +the interest) in the face of repeated threats to the nature (and role) of +money within capitalism. + +The credit monopoly has other advantages for the elite. The 1980s were marked +by a rising debt burden on households as well as the increased concentration +of wealth in the US. The two are linked. Due to _"the decline in real hourly +wages, and the stagnation in household incomes, the middle and lower classes +have borrowed more to stay in place"_ and they have _"borrowed from the very +rich who have [become] richer."_ By 1997, US households spent $1 trillion (or +17% of the after-tax incomes) on debt service. _"This represents a massive +upward redistribution of income."_ And why did they borrow? The bottom 40% of +the income distribution _"borrowed to compensate for stagnant or falling +incomes"_ while the upper 20% borrowed _"mainly to invest."_ Thus _"consumer +credit can be thought of as a way to sustain mass consumption in the face of +stagnant or falling wages. But there's an additional social and political +bonus, from the point of view of the creditor class: it reduces pressure for +higher wages by allowing people to buy goods they couldn't otherwise afford. +It helps to nourish both the appearance and reality of a middle-class standard +of living in a time of polarisation. And debt can be a great conservatising +force; with a large monthly mortgage and/or MasterCard bill, strikes and other +forms of troublemaking look less appealing than they would other wise."_ [Doug +Henwood, **Wall Street**, pp. 64-6] + +Thus credit _"is an important form of social coercion; mortgaged workers are +more pliable."_ [Henwood, **Op. Cit.**, p. 232] Money is power and any means +which lessens that power by increasing the options of workers is considered a +threat by the capitalist class \-- whether it is tight labour markets, state +provided unemployment benefit, or cheap, self-organised, credit -- will be +resisted. The credit monopoly can, therefore, only be fought as part of a +broader attack on all forms of capitalist social power. + +In summary, the credit monopoly, by artificially restricting the option to +work for ourselves, ensures we work for a boss while also enriching the few at +the expense of the many. + +The land monopoly consists of enforcement by government of land titles which +do not rest upon personal occupancy and use. It also includes making the +squatting of abandoned housing and other forms of property illegal. This leads +to ground-rent, by which landlords get payment for letting others use the land +they own but do not actually cultivate or use. It also allows the ownership +and control of natural resources like oil, gas, coal and timber. This monopoly +is particularly exploitative as the owner cannot claim to have created the +land or its resources. It was available to all until the landlord claimed it +by fencing it off and barring others from using it. + +Until the nineteenth century, the control of land was probably the single most +important form of privilege by which working people were forced to accept less +than its product as a wage. While this monopoly is less important in a modern +capitalist society (as few people know how to farm), it still plays a role +(particularly in terms of ownership of natural resources). At a minimum, every +home and workplace needs land on which to be built. Thus while cultivation of +land has become less important, the use of land remains crucial. The land +monopoly, therefore, ensures that working people find no land to cultivate, no +space to set up shop and no place to sleep without first having to pay a +landlord a sum for the privilege of setting foot on the land they own but +neither created nor use. At best, the worker has mortgaged their life for +decades to get their wee bit of soil or, at worse, paid their rent and +remained as property-less as before. Either way, the landlords are richer for +the exchange. + +Moreover, the land monopoly did play an important role in **creating** +capitalism (also see [section F.8.3](secF8.html#secf83)). This took two main +forms. Firstly, the state enforced the ownership of large estates in the hands +of a single family. Taking the best land by force, these landlords turned vast +tracks of land into parks and hunting grounds so forcing the peasants little +option but to huddle together on what remained. Access to superior land was +therefore only possible by paying a rent for the privilege, if at all. Thus an +elite claimed ownership of vacant lands, and by controlling access to it +(without themselves ever directly occupying or working it) they controlled the +labouring classes of the time. Secondly, the ruling elite also simply stole +land which had traditionally been owned by the community. This was called +enclosure, the process by which common land was turned into private property. +Economist William Lazonick summaries this process: + +> _ "The reorganisation of agricultural land [the enclosure movement] . . . +inevitably undermined the viability of traditional peasant agriculture . . . +[it] created a sizeable labour force of disinherited peasants with only +tenuous attachments to the land. To earn a living, many of these peasants +turned to 'domestic industry' - the production of goods in their cottages . . +. It was the eighteenth century expansion of domestic industry . . . that laid +the basis for the British Industrial Revolution. The emergence of labour- +saving machine technology transformed . . . textile manufacture . . . and the +factory replaced the family home as the predominant site of production."_ +[**Business Organisation and the Myth of the Market Economy**, pp. 3-4] + +By being able to _"legally"_ bar people from _"their"_ property, the landlord +class used the land monopoly to ensure the creation of a class of people with +nothing to sell but their labour (i.e. liberty). Land was taken from those who +traditionally used it, violating common rights, and it was used by the +landlord to produce for their own profit (more recently, a similar process has +been going on in the Third World as well). Personal occupancy was replaced by +landlordism and agricultural wage slavery, and so _"the Enclosure Acts . . . +reduced the agricultural population to misery, placed them at the mercy of the +landowners, and forced a great number of them to migrate to the towns where, +as proletarians, they were delivered to the mercy of the middle-class +manufacturers."_ [Peter Kropotkin, **The Great French Revolution**, vol. 1, +pp. 117-8] + +A variation of this process took place in countries like America, where the +state took over ownership of vast tracks of land and then sold it to farmers. +As Howard Zinn notes, the Homestead Act _"gave 160 acres of western land, +unoccupied and publicly owned, to anyone who would cultivate it for fives +years. Anyone willing to pay $1.25 an acre could buy a homestead. Few ordinary +people had the $200 necessary to do this; speculators moved in and bought up +much of the land."_ [**A People's History of the United States**, p. 233] +Those farmers who did pay the money often had to go into debt to do so, +placing an extra burden on their labour. Vast tracks of land were also given +to railroad and other companies either directly (by gift or by selling cheap) +or by lease (in the form of privileged access to state owned land for the +purpose of extracting raw materials like lumber and oil). Either way, access +to land was restricted and those who actually did work it ended up paying a +tribute to the landlord in one form or another (either directly in rent or +indirectly by repaying a loan). + +This was the land monopoly in action (also see sections +[F.8.3](secF8.html#secf83), [F.8.4](secF8.html#secf84) and +[F.8.5](secF8.html#secf85) for more details) and from it sprang the tools and +equipment monopoly as domestic industry could not survive in the face of +industrial capitalism. Confronted with competition from industrial production +growing rich on the profits produced from cheap labour, the ability of workers +to own their own means of production decreased over time. From a situation +where most workers owned their own tools and, consequently, worked for +themselves, we now face an economic regime were the tools and equipment needed +for work are owned by a capitalists and, consequently, workers now work for a +boss. + +The tools and equipment monopoly is similar to the land monopoly as it is +based upon the capitalist denying workers access to their capital unless the +worker pays tribute to the owner for using it. While capital is _"simply +stored-up labour which has already received its pay in full"_ and so _"the +lender of capital is entitled to its return intact, and nothing more"_ (to use +Tucker's words), due to legal privilege the capitalist is in a position to +charge a _"fee"_ for its use. This is because, with the working class legally +barred from both the land and available capital (the means of life), members +of that class have little option but to agree to wage contracts which let +capitalists extract a _"fee"_ for the use of their equipment (see [section +B.3.3](secB3.html#secb33)). + +Thus the capital-monopoly is, like the land monopoly, enforced by the state +and its laws. This is most clearly seen if you look at the main form in which +such capital is held today, the corporation. This is nothing more than a legal +construct. _"Over the last 150 years,"_ notes Joel Bakan, _"the corporation +has risen from relative obscurity to becomes the world's dominant economic +institution."_ The law has been changed to give corporations _"limited +liability"_ and other perks in order _"to attract valuable incorporation +business . . . by jettisoning unpopular [to capitalists] restrictions from . . +. corporate laws."_ Finally, the courts _"fully transformed the corporation +onto a 'person,' with its own identity . . . and empowered, like a real +person, to conduct business in its own name, acquire assets, employ workers, +pay taxes, and go to court to assert its rights and defend its actions."_ In +America, this was achieved using the 14th Amendment (which was passed to +protect freed slaves!). In summary, the corporation _"is not an independent +'person' with its own rights, needs, and desires . . . It is a state-created +tool for advancing social and economic policy."_ [**The Corporation**, p. 5, +p. 13, p. 16 and p. 158] + +Nor can it be said that this monopoly is the product of hard work and saving. +The capital-monopoly is a recent development and how this situation developed +is usually ignored. If not glossed over as irrelevant, some fairy tale is spun +in which a few bright people saved and worked hard to accumulate capital and +the lazy majority flocked to be employed by these (almost superhuman) +geniuses. In reality, the initial capital for investing in industry came from +wealth plundered from overseas or from the proceeds of feudal and landlord +exploitation. In addition, as we discuss in [section F.8](secF8.html), +extensive state intervention was required to create a class of wage workers +and ensure that capital was in the best position to exploit them. This +explicit state intervention was scaled down once the capital-monopoly found +its own feet. + +Once this was achieved, state action became less explicit and becomes focused +around defending the capitalists' property rights. This is because the _"fee"_ +charged to workers was partly reinvested into capital, which reduced the +prices of goods, ruining domestic industry and so narrowing the options +available to workers in the economy. In addition, investment also increased +the set-up costs of potential competitors, which continued the dispossession +of the working class from the means of production as these _"natural"_ +barriers to entry into markets ensured few members of that class had the +necessary funds to create co-operative workplaces of appropriate size. So +while the land monopoly was essential to create capitalism, the _"tools and +equipment"_ monopoly that sprang from it soon became the mainspring of the +system. + +In this way usury became self-perpetuating, with apparently _"free exchanges"_ +being the means by which capitalist domination survives. In other words, "past +initiations of force"_ combined with the current state protection of property +ensure that capitalist domination of society continues with only the use of +_"defensive"_ force (i.e. violence used to protect the power of property +owners against unions, strikes, occupations, etc.). The _"fees"_ extracted +from previous generations of workers has ensured that the current one is in no +position to re-unite itself with the means of life by _"free competition"_ (in +other words, the paying of usury ensures that usury continues). Needless to +say, the surplus produced by this generation will be used to increase the +capital stock and so ensure the dispossession of future generations and so +usury becomes self-perpetuating. And, of course, state protection of +_"property"_ against _"theft"_ by working people ensures that property remains +theft and the **real** thieves keep their plunder. + +As far as the _"ideas"_ monopoly is concerned, this has been used to enrich +capitalist corporations at the expense of the general public and the inventor. +Patents make an astronomical price difference. Until the early 1970s, for +example, Italy did not recognise drug patents. As a result, Roche Products +charged the British National Health Service over 40 times more for patented +components of Librium and Valium than charged by competitors in Italy. As +Tucker argued, the patent monopoly _"consists in protecting investors and +authors against competition for a period long enough to enable them to extort +from the people a reward enormously in excess of the labour measure of their +services, -- in other words, in giving certain people a right of property for +a term of years and facts of nature, and the power to extract tribute from +others for the use of this natural wealth which should be open to all."_ +[**The Individualist Anarchists**, p. 86] + +The net effect of this can be terrible. The Uruguay Round of global trade +negotiations _"strengthen intellectual property rights. American and other +Western drug companies could now stop drug companies in India and Brazil from +'stealing' their intellectual property. But these drug companies in the +developing world were making these life-saving drugs available to their +citizens at a fraction of the price at which the drugs were sold by the +Western drug companies . . . Profits of the Western drug companies would go up +. . . but the increases profits from sales in the developing world were small, +since few could afford the drugs . . . [and so] thousands were effectively +condemned to death, becomes governments and individuals in developing +countries could no longer pay the high prices demanded."_ [Joseph Stiglitz, +**Globalisation and its discontents**, pp. 7-8] While international outrage +over AIDS drugs eventually forced the drug companies to sell the drugs at cost +price in late 2001, the underlying intellectual property rights regime was +still in place. + +The irony that this regime was created in a process allegedly about trade +liberalisation should not go unnoticed. _"Intellectual property rights,"_ as +Noam Chomsky correctly points out, _"are a protectionist measure, they have +nothing to do with free trade \-- in fact, they're the exact **opposite** of +free trade."_ [**Understanding Power**, p. 282] The fundamental injustice of +the _"ideas monopoly"_ is exacerbated by the fact that many of these patented +products are the result of government funding of research and development, +with private industry simply reaping monopoly profits from technology it did +not spend a penny to develop. In fact, extending government aid for research +and development is considered an important and acceptable area of state +intervention by governments and companies verbally committed to the neo- +liberal agenda. + +The _"ideas monopoly"_ actually works against its own rationale. Patents +suppress innovation as much as they encourage it. The research scientists who +actually do the work of inventing are required to sign over patent rights as a +condition of employment, while patents and industrial security programs used +to bolster competitive advantage on the market actually prevent the sharing of +information, so reducing innovation (this evil is being particularly felt in +universities as the new _"intellectual property rights"_ regime is spreading +there). Further research stalls as the incremental innovation based on others' +patents is hindered while the patent holder can rest on their laurels as they +have no fear of a competitor improving the invention. They also hamper +technical progress because, by their very nature, preclude the possibility of +independent discovery. Also, of course, some companies own a patent explicitly +not to use it but simply to prevent someone else from so doing. + +As Noam Chomsky notes, today trade agreements like GATT and NAFTA _"impose a +mixture of liberalisation and protection, going far beyond trade, designed to +keep wealth and power firmly in the hands of the masters."_ Thus _"investor +rights are to be protected and enhanced"_ and a key demand _"is increased +protection for 'intellectual property,' including software and patents, with +patent rights extending to process as well as product"_ in order to _"ensure +that US-based corporations control the technology of the future"_ and so +_"locking the poor majority into dependence on high-priced products of Western +agribusiness, biotechnology, the pharmaceutical industry and so on."_ [**World +Orders, Old and New**, p. 183, p. 181 and pp. 182-3] This means that if a +company discovers a new, more efficient, way of producing a drug then the +_"ideas monopoly"_ will stop them and so _"these are not only highly +protectionist measures . . . they're a blow **against** economic efficiency +and technological process -- that just shows you how much 'free trade' really +is involved in all of this."_ [Chomsky, **Understanding Power**, p. 282] + +All of which means that the corporations (and their governments) in the +developed world are trying to prevent emergence of competition by controlling +the flow of technology to others. The "free trade" agreements are being used +to create monopolies for their products and this will either block or slow +down the rise of competition. While corporate propagandists piously denounce +"anti-globalisation" activists as enemies of the developing world, seeking to +use trade barriers to maintain their (Western) lifestyles at the expense of +the poor nations, the reality is different. The _"ideas monopoly"_ is being +aggressively used to either suppress or control the developing world's +economic activity in order to keep the South as, effectively, one big +sweatshop. As well as reaping monopoly profits directly, the threat of "low- +wage" competition from the developing world can be used to keep the wage +slaves of the developed world in check and so maintain profit levels at home. + +This is not all. Like other forms of private property, the usury produced by +it helps ensure it becomes self-perpetuating. By creating "legal" absolute +monopolies and reaping the excess profits these create, capitalists not only +enrich themselves at the expense of others, they also ensure their dominance +in the market. Some of the excess profits reaped due to patents and copyrights +are invested back into the company, securing advantages by creating various +"natural" barriers to entry for potential competitors. Thus patents impact on +business structure, encouraging the formation and dominance of big business. + +Looking at the end of the nineteenth century, the ideas monopoly played a key +role in promoting cartels and, as a result, laid the foundation for what was +to become corporate capitalism in the twentieth century. Patents were used on +a massive scale to promote concentration of capital, erect barriers to entry, +and maintain a monopoly of advanced technology in the hands of western +corporations. The exchange or pooling of patents between competitors, +historically, has been a key method for the creation of cartels in industry. +This was true especially of the electrical appliance, communications, and +chemical industries. For example, by the 1890s, two large companies, General +Electric and Westinghouse, _"monopolised a substantial part of the American +electrical manufacturing industry, and their success had been in large measure +the result of patent control."_ The two competitors simply pooled their +patents and _"yet another means of patent and market control had developed: +corporate patent-pooling agreements. Designed to minimise the expense and +uncertainties of conflict between the giants, they greatly reinforced the +position of each vis--vis lesser competitors and new entrants into the +field."_ [David Noble, **American By Design**, p. 10] + +While the patent system is, in theory, promoted to defend the small scale +inventor, in reality it is corporate interests that benefit. As David Noble +points out, the _"inventor, the original focus of the patent system, tended to +increasingly to 'abandon' his patent in exchange for corporate security; he +either sold or licensed his patent rights to industrial corporations or +assigned them to the company of which he became an employee, bartering his +genius for a salary. In addition, by means of patent control gained through +purchase, consolidation, patent pools, and cross-licensing agreements, as well +as by regulated patent production through systematic industrial research, the +corporations steadily expanded their 'monopoly of monopolies.'"_ As well as +this, corporations used _"patents to circumvent anti-trust laws."_ This +reaping of monopoly profits at the expense of the customer made such +_"tremendous strides"_ between 1900 and 1929 and _"were of such proportions as +to render subsequent judicial and legislative effects to check corporate +monopoly through patent control too little too late."_ [**Op. Cit.**, p. 87, +p. 84 and p. 88] + +Things have changed little since Edwin Prindle, a corporate patent lawyer, +wrote in 1906 that: + +> _ "Patents are the best and most effective means of controlling competition. +They occasionally give absolute command of the market, enabling their owner to +name the price without regard to the cost of production. . . Patents are the +only legal form of absolute monopoly . . . The power which a patentee has to +dictate the conditions under which his monopoly may be exercised had been used +to form trade agreements throughout practically entire industries."_ [quoted +by Noble, **Op. Cit.**, p. 89] + +Thus, the ruling class, by means of the state, is continually trying to +develop new forms of private property by creating artificial scarcities and +monopolies, e.g. by requiring expensive licenses to engage in particular types +of activities, such as broadcasting or producing certain kinds of medicines or +products. In the _"Information Age,"_ usury (use fees) from intellectual +property are becoming a much more important source of income for elites, as +reflected in the attention paid to strengthening mechanisms for enforcing +copyright and patents in the recent GATT agreements, or in US pressure on +foreign countries (like China) to respect such laws. + +This allows corporations to destroy potential competitors and ensure that +their prices can be set as high as possible (and monopoly profits maintained +indefinitely). It also allows them to enclose ever more of the common +inheritance of humanity, place it under private ownership and charge the +previous users money to gain access to it. As Chomsky notes, _"U.S. +corporations must control seeds, plant varieties, drugs, and the means of life +generally."_ [**World Orders, Old and New**, p. 183] This has been termed _ +"bio-piracy"_ (a better term may be the new enclosures) and it is a process by +which _"international companies [are] patenting traditional medicines or +foods."_ They _"seek to make money from 'resources' and knowledge that +rightfully belongs to the developing countries"_ and _"in so doing, they +squelch domestic firms that have long provided the products. While it is not +clear whether these patents would hold up in court if they were effectively +challenged, it is clear that the less developed countries many not have the +legal and financial resources required to challenge the patent."_ [Joseph +Stiglitz, **Op. Cit.**, p. 246] They may also not withstand the economic +pressures they may experience if the international markets conclude that such +acts indicate a regime that is less that business friendly. That the people +who were dependent on the generic drugs or plants can no longer afford them is +as irrelevant as the impediments to scientific and technological advance they +create. + +In other words, capitalists desire to skew the _"free market"_ in their favour +by ensuring that the law reflects and protects their interests, namely their +_"property rights."_ By this process they ensure that co-operative tendencies +within society are crushed by state-supported "market forces."_ As Noam +Chomsky puts it, modern capitalism is _"state protection and public subsidy +for the rich, market discipline for the poor."_ [_"Rollback, Part I"_, **Z +Magazine**] Self-proclaimed defenders of "free market"_ capitalism are usually +nothing of the kind, while the few who actually support it only object to the +_"public subsidy"_ aspect of modern capitalism and happily support state +protection for property rights. + +All these monopolies seek to enrich the capitalist (and increase their capital +stock) at the expense of working people, to restrict their ability to +undermine the ruling elites power and wealth. All aim to ensure that any +option we have to work for ourselves (either individually or collectively) is +restricted by tilting the playing field against us, making sure that we have +little option but to sell our labour on the _"free market"_ and be exploited. +In other words, the various monopolies make sure that "natural" barriers to +entry (see [section C.4](secC4.html)) are created, leaving the heights of the +economy in the control of big business while alternatives to capitalism are +marginalised at its fringes. + +So it is these kinds of property and the authoritarian social relationships +that they create which the state exists to protect. It should be noted that +converting private to state ownership (i.e. nationalisation) does not +fundamentally change the nature of property relationships; it just removes +private capitalists and replaces them with bureaucrats (as we discuss in +[section B.3.5](secB3.html#secb35)). + +## B.3.3 Why is property exploitative? + +To answer this question, consider the monopoly of productive _"tools and +equipment."_ This monopoly, obtained by the class of industrial capitalists, +allows this class in effect to charge workers a _"fee"_ for the privilege of +using the monopolised tools and equipment. + +This occurs because property, in Proudhon words, _"excommunicates"_ the +working class. This means that private property creates a class of people who +have no choice but to work for a boss in order to pay the landlord rent or buy +the goods they, as a class, produce but do not own. The state enforces +property rights in land, workplaces and so on, meaning that the owner can bar +others from using them and enforce **their** rules on those they do let use +_"their"_ property. So the boss _"gives you a job; that is, permission to work +in the factory or mill which was not built by him but by other workers like +yourself. And for that permission you help to support him for . . . as long as +you work for him."_ [Alexander Berkman, **What is Anarchism?**, p. 14] This is +called wage labour and is, for anarchists, the defining characteristic of +capitalism. + +This class of people who are dependent on wages to survive was sometimes +called the _"proletariat"_ by nineteenth century anarchists. Today most +anarchists usually call it the _"working class"_ as most workers in modern +capitalist nations are wage workers rather than peasants or artisans (i.e. +self-employed workers who are also exploited by the private property system, +but in different ways). It should also be noted that property used in this way +(i.e. to employ and exploit other people's labour) is also called +_**"capital"**_ by anarchists and other socialists. Thus, for anarchists, +private property generates a class system, a regime in which the few, due to +their ownership of wealth and the means of producing it, rule over the many +who own very little (see [section B.7](secB7.html) for more discussion of +classes). + +This ensures that the few can profit from the work of others: + +> _ "In the capitalist system the working man cannot [in general] work for +himself . . . So . . . you must find an employer. You work for him . . . In +the capitalist system the whole working class sells its labour power to the +employing class. The workers build factories, make machinery and tools, and +produce goods. The employers keep the factories, the machinery, the tools and +the goods for themselves as **their profit.** The workers only get their wages +. . . Though the workers, as a class, have built the factories, a slice of +their daily labour is taken from them for the privilege of **using** those +factories . . . Though the workers have made the tools and the machinery, +another slice of their daily labour is taken from them for the privilege of +**using** those tools and machinery . . . + +> + +> "Can you guess now why the wisdom of Proudhon said that **the possessions of +the rich are stolen property**? Stolen from the producer, the worker."_ +[Berkman, **Op. Cit.**, pp. 7-8] + +Thus the daily theft/exploitation associated with capitalism is dependent on +the distribution of wealth and private property (i.e. the initial theft of the +means of life, the land, workplaces and housing by the owning class). Due to +the dispossession of the vast majority of the population from the means of +life, capitalists are in an ideal position to charge a _"use-fee"_ for the +capital they own, but neither produced nor use. Having little option, workers +agree to contracts within which they forfeit their autonomy during work and +the product of that work. This results in capitalists having access to a +_"commodity"_ (labour) that can potentially produce more value than it gets +paid for in wages. + +For this situation to arise, for wage labour to exist, workers must not own or +control the means of production they use. As a consequence, are controlled by +those who do own the means of production they use during work hours. As their +labour is owned by their boss and as labour cannot be separated from the +person who does it, the boss effectively owns the worker for the duration of +the working day and, as a consequence, exploitation becomes possible. This is +because during working hours, the owner can dictate (within certain limits +determined by worker resistance and solidarity as well as objective +conditions, such as the level of unemployment within an industry or country) +the organisation, level, duration, conditions, pace and intensity of work, and +so the amount of output (which the owner has sole rights over even though they +did not produce it). + +Thus the _"fee"_ (or _"surplus value"_) is created by owners paying workers +less than the full value added by their labour to the products or services +they create for the firm. The capitalist's profit is thus the difference +between this _"surplus value,"_ created by and appropriated from labour, minus +the firm's overhead and cost of raw materials (See also section C.2 -- +[_"Where do profits come from?"_](secC2.html)). + +So property is exploitative because it allows a surplus to be monopolised by +the owners. Property creates hierarchical relationships within the workplace +(the _"tools and equipment monopoly"_ might better be called the _"power +monopoly"_) and as in any hierarchical system, those with the power use it to +protect and further their own interests at the expense of others. Within the +workplace there is resistance by workers to this oppression and exploitation, +which the _"hierarchical . . . relations of the capitalist enterprise are +designed to resolve this conflict in favour of the representatives of +capital."_ [William Lazonick, **Op. Cit.**, p. 184] + +Needless to say, the state is always on hand to protect the rights of property +and management against the actions of the dispossessed. When it boils down to +it, it is the existence of the state as protector of the _"power monopoly"_ +that allows it to exist at all. + +So, capitalists are able to appropriate this surplus value from workers solely +because they own the means of production, not because they earn it by doing +productive work themselves. Of course some capitalists **may** also contribute +to production, in which case they are in fairness entitled to the amount of +value added to the firm's output by their own labour; but owners typically pay +themselves much more than this, and are able to do so because the state +guarantees them that right as property owners (which is unsurprising, as they +alone have knowledge of the firms inputs and outputs and, like all people in +unaccountable positions, abuse that power -- which is partly why anarchists +support direct democracy as the essential counterpart of free agreement, for +no one in power can be trusted not to prefer their own interests over those +subject to their decisions). And of course many capitalists hire managers to +run their businesses for them, thus collecting income for doing nothing except +owning. + +Capitalists' profits, then, are a form of state-supported exploitation. This +is equally true of the interest collected by bankers and rents collected by +landlords. Without some form of state, these forms of exploitation would be +impossible, as the monopolies on which they depend could not be maintained. +For instance, in the absence of state troops and police, workers would simply +take over and operate factories for themselves, thus preventing capitalists +from appropriating an unjust share of the surplus they create. + +## B.3.4 Can private property be justified? + +No. Even though a few supporters of capitalism recognise that private +property, particularly in land, was created by the use of force, most maintain +that private property is just. One common defence of private property is found +in the work of Robert Nozick (a supporter of _"free market"_ capitalism). For +Nozick, the use of force makes acquisition illegitimate and so any current +title to the property is illegitimate (in other words, theft and trading in +stolen goods does not make ownership of these goods legal). So, if the initial +acquisition of land was illegitimate then all current titles are also +illegitimate. And since private ownership of land is the basis of capitalism, +capitalism itself would be rendered illegal. + +To get round this problem, Nozick utilises the work of Locke (_"The Lockean +Proviso"_) which can be summarised as: + +1\. People own themselves and, consequently, their labour. +2\. The world is initially owned in common (or unowned in Nozick's case.) +3\. By working on common (or unowned) resources, people turn it into their own +property because they own their own labour. +4\. You can acquire absolute rights over a larger than average share in the +world, if you do not worsen the condition of others. +5\. Once people have appropriated private property, a free market in capital +and labour is morally required. + +However, there are numerous flaws in this theory. Most obvious is why does the +mixing of something you own (labour) with something owned by all (or unowned) +turn it in your property? Surely it would be as likely to simply mean that you +have lost the labour you have expended (for example, few would argue that you +owned a river simply because you swam or fished in it). Even if we assume the +validity of the argument and acknowledge that by working on a piece of land +creates ownership, why assume that this ownership must be based on +**capitalist** property rights? Many cultures have recognised no such +_"absolute"_ forms of property, admitted the right of property in what is +produced but not the land itself. + +As such, the assumption that expending labour turns the soil into private +property does not automatically hold. You could equally argue the opposite, +namely that labour, while producing ownership of the goods created, does not +produce property in land, only possession. In the words of Proudhon: + +> _ "I maintain that the possessor is paid for his trouble and industry . . . +but that he acquires no right to the land. 'Let the labourer have the fruits +of his labour.' Very good; but I do not understand that property in products +carries with it property in raw material. Does the skill of the fisherman, who +on the same coast can catch more fish than his fellows, make him proprietor of +the fishing-grounds? Can the expertness of a hunter ever be regarded as a +property-title to a game-forest? The analogy is perfect, -- the industrious +cultivator finds the reward of his industry in the abundancy and superiority +of his crop. If he has made improvements in the soil, he has the possessor's +right of preference. Never, under any circumstances, can he be allowed to +claim a property-title to the soil which he cultivates, on the ground of his +skill as a cultivator. + +> + +> "To change possession into property, something is needed besides labour, +without which a man would cease to be proprietor as soon as he ceased to be a +laborer. Now, the law bases property upon immemorial, unquestionable +possession; that is, prescription. Labour is only the sensible sign, the +physical act, by which occupation is manifested. If, then, the cultivator +remains proprietor after he has ceased to labor and produce; if his +possession, first conceded, then tolerated, finally becomes inalienable, -- it +happens by permission of the civil law, and by virtue of the principle of +occupancy. So true is this, that there is not a bill of sale, not a farm +lease, not an annuity, but implies it . . . + +> + +> "Man has created every thing -- every thing save the material itself. Now, I +maintain that this material he can only possess and use, on condition of +permanent labor, -- granting, for the time being, his right of property in +things which he has produced. + +> + +> "This, then, is the first point settled: property in product, if we grant so +much, does not carry with it property in the means of production; that seems +to me to need no further demonstration. There is no difference between the +soldier who possesses his arms, the mason who possesses the materials +committed to his care, the fisherman who possesses the water, the hunter who +possesses the fields and forests, and the cultivator who possesses the lands: +all, if you say so, are proprietors of their products -- not one is proprietor +of the means of production. The right to product is exclusive --**jus in re**; +the right to means is common -- **jus ad rem**."_ [**What is Property?**, pp. +120-1] + +Proudhon's argument has far more historical validity than Nozick's. Common +ownership of land combined with personal use has been the dominant form of +property rights for tens of thousands of years while Nozick's _"natural law"_ +theory dates back to Locke's work in the seventh century (itself an attempt to +defend the encroachment of capitalist norms of ownership over previous common +law ones). Nozick's theory only appears valid because we live in a society +where the dominant form of property rights are capitalist. As such, Nozick is +begging the question -- he is assuming the thing he is trying to prove. + +Ignoring these obvious issues, what of Nozick's actual argument? + +The first thing to note is that it is a fairy tale, it is a myth. The current +property system and its distribution of resources and ownership rights is a +product of thousands of years of conflict, coercion and violence. As such, +given Nozick's arguments, it is illegitimate and the current owners have no +right to deprive others of access to them or to object to taxation or +expropriation. However, it is precisely this conclusion which Nozick seeks to +eliminate by means of his story. By presenting an ahistoric thought +experiment, he hopes to convince the reader to ignore the actual history of +property in order to defend the current owners of property from +redistribution. Nozick's theory is only taken seriously because, firstly, it +assumes the very thing it is trying to justify (i.e. capitalist property +rights) and, as such, has a superficial coherence as a result and, secondly, +it has obvious political utility for the rich. + +The second thing to note is that the argument itself is deeply flawed. To see +why, take (as an example) two individuals who share land in common. Nozick +allows for one individual to claim the land as their own as long as the +_"process normally giving rise to a permanent bequeathable property right in a +previously unowned thing will not do so if the position of others no longer at +liberty to use the thing is therefore worsened."_ [**Anarchy, State and +Utopia**, p. 178] Given this, one of our two land sharers can appropriate the +land as long as they can provide the other with a wage greater than what they +were originally producing. If this situation is achieved then, according to +Nozick, the initial appropriation was just and so are all subsequent market +exchanges. In this way, the unowned world becomes owned and a market system +based on capitalist property rights in productive resources (the land) and +labour develop. + +Interestingly, for a ideology that calls itself "libertarian" Nozick's theory +defines _"worse off"_ in terms purely of material welfare, compared to the +conditions that existed within the society based upon common use. However, the +fact is if one person appropriated the land that the other cannot live off the +remaining land then we have a problem. The other person has no choice but to +agree to become employed by the landowner. The fact that the new land owner +offers the other a wage to work their land that exceeds what the new wage +slave originally produced may meet the _"Lockean Proviso"_ misses the point. +The important issue is that the new wage slave has no option but to work for +another and, as a consequence, becomes subject to that person's authority. In +other words, being _"worse off"_ in terms of liberty (i.e. autonomy or self- +government) is irrelevant for Nozick, a **very** telling position to take. + +Nozick claims to place emphasis on self-ownership in his ideology because we +are separate individuals, each with our own life to lead. It is strange, +therefore, to see that Nozick does not emphasise people's ability to act on +their own conception of themselves in his account of appropriation. Indeed, +there is no objection to an appropriation that puts someone in an unnecessary +and undesirable position of subordination and dependence on the will of +others. + +Notice that the fact that individuals are now subject to the decisions of +other individuals is not considered by Nozick in assessing the fairness of the +appropriation. The fact that the creation of private property results in the +denial of important freedoms for wage slaves (namely, the wage slave has no +say over the status of the land they had been utilising and no say over how +their labour is used). Before the creation of private property, all managed +their own work, had self-government in all aspects of their lives. After the +appropriation, the new wage slave has no such liberty and indeed must accept +the conditions of employment within which they relinquish control over how +they spend much of their time. That this is issue is irrelevant for the +Lockean Proviso shows how concerned about liberty capitalism actually is. + +Considering Nozick's many claims in favour of self-ownership and why it is +important, you would think that the autonomy of the newly dispossessed wage +slaves would be important to him. However, no such concern is to be found -- +the autonomy of wage slaves is treated as if it were irrelevant. Nozick claims +that a concern for people's freedom to lead their own lives underlies his +theory of unrestricted property-rights, but, this apparently does not apply to +wage slaves. His justification for the creation of private property treats +only the autonomy of the land owner as relevant. However, as Proudhon rightly +argues: + +> _ "if the liberty of man is sacred, it is equally sacred in all individuals; +that, if it needs property for its objective action, that is, for its life, +the appropriation of material is equally necessary for all . . . Does it not +follow that if one individual cannot prevent another . . . from appropriating +an amount of material equal to his own, no more can he prevent individuals to +come."_ [**Op. Cit.**, pp. 84-85] + +The implications of Nozick's argument become clear once we move beyond the +initial acts of appropriation to the situation of a developed capitalist +economy. In such a situation, **all** of the available useful land has been +appropriated. There is massive differences in who owns what and these +differences are passed on to the next generation. Thus we have a (minority) +class of people who own the world and a class of people (the majority) who can +only gain access to the means of life on terms acceptable to the former. How +can the majority really be said to own themselves if they may do nothing +without the permission of others (the owning minority). + +Under capitalism people are claimed to own themselves, but this is purely +formal as most people do not have independent access to resources. And as they +have to use other peoples' resources, they become under the control of those +who own the resources. In other words, private property reduces the autonomy +of the majority of the population and creates a regime of authority which has +many similarities to enslavement. As John Stuart Mill put it: + +> _ "No longer enslaved or made dependent by force of law, the great majority +are so by force of property; they are still chained to a place, to an +occupation, and to conformity with the will of an employer, and debarred by +the accident of birth to both the enjoyments, and from the mental and moral +advantages, which others inherit without exertion and independently of desert. +That this is an evil equal to almost any of those against which mankind have +hitherto struggles, the poor are not wrong in believing."_ [_"Chapters on +Socialism"_, **Principles of Political Economy**, pp. 377-8] + +Capitalism, even though claiming formal self-ownership, in fact not only +restricts the self-determination of working class people, it also makes them a +resource for others. Those who enter the market after others have appropriated +all the available property are limited to charity or working for others. The +latter, as we discuss in [section C](secCcon.html), results in exploitation as +the worker's labour is used to enrich others. Working people are compelled to +co-operate with the current scheme of property and are forced to benefit +others. This means that self-determination requires resources as well as +rights over one's physical and mental being. Concern for self-determination +(i.e. meaningful self-ownership) leads us to common property plus workers' +control of production and so some form of libertarian socialism - **not** +private property and capitalism. + +And, of course, the appropriation of the land requires a state to defend it +against the dispossessed as well as continuous interference in people's lives. +Left to their own devices, people would freely use the resources around them +which they considered unjustly appropriated by others and it is only +continuous state intervention that prevents then from violating Nozick's +principles of justice (to use Nozick's own terminology, the _"Lockean +Proviso"_ is a patterned theory, his claims otherwise not withstanding). + +In addition, we should note that private ownership by one person presupposes +non-ownership by others (_"we who belong to the proletaire class, property +excommunicates us!"_ [Proudhon, **Op. Cit.**, p. 105]) and so the _"free +market"_ restricts as well as creates liberties just as any other economic +system. Hence the claim that capitalism constitutes _"economic liberty"_ is +obviously false. In fact, it is **based** upon denying liberty for the vast +majority during work hours (as well as having serious impacts on liberty +outwith work hours due to the effects of concentrations of wealth upon +society). + +Perhaps Nozick can claim that the increased material benefits of private +property makes the acquisition justified. However, it seems strange that a +theory supporting "liberty" should consider well off slaves to be better than +poor free men and women. As Nozick claims that the wage slaves consent is not +required for the initial acquisition, so perhaps he can claim that the gain in +material welfare outweighs the loss of autonomy and so allows the initial act +as an act of paternalism. But as Nozick opposes paternalism when it restricts +private property rights he can hardly invoke it when it is required to +generate these rights. And if we exclude paternalism and emphasise autonomy +(as Nozick claims he does elsewhere in his theory), then justifying the +initial creation of private property becomes much more difficult, if not +impossible. + +And if each owner's title to their property includes the historical shadow of +the Lockean Proviso on appropriation, then such titles are invalid. Any title +people have over unequal resources will be qualified by the facts that +_"property is theft"_ and that _"property is despotism."_ The claim that +private property is economic liberty is obviously untrue, as is the claim that +private property can be justified in terms of anything except _"might is +right."_ + +In summary, _"[i]f the right of life is equal, the right of labour is equal, +and so is the right of occupancy."_ This means that _"those who do not possess +today are proprietors by the same title as those who do possess; but instead +of inferring therefrom that property should be shared by all, I demand, in the +name of general security, its entire abolition."_ [Proudhon, **Op. Cit.**, p. +77 and p. 66] Simply put, if it is right for the initial appropriation of +resources to be made then, by that very same reason, it is right for others in +the same and subsequent generations to abolish private property in favour of a +system which respects the liberty of all rather than a few. + +For more anarchist analysis on private property and why it cannot be justified +(be it by occupancy, labour, natural right, or whatever) consult Proudhon's +classic work **What is Property?**. For further discussion on capitalist +property rights see [section F.4](secF4.html). + +## B.3.5 Is state owned property different from private property? + +No, far from it. + +State ownership should not be confused with the common or public ownership +implied by the concept of _"use rights."_ The state is a hierarchical +instrument of coercion and, as we discussed in [section B.2](secB2.html), is +marked by power being concentrated in a few hands. As the general populate is, +by design, excluded from decision making within it this means that the state +apparatus has control over the property in question. As the general public and +those who use a piece of property are excluded from controlling it, state +property is identical to private property. Instead of capitalists owning it, +the state bureaucracy does. + +This can easily be seen from the example of such so-called _"socialist"_ +states as the Soviet Union or China. To show why, we need only quote a market +socialist who claims that China is not capitalist. According to David +Schweickart a society is capitalist if, _"[i]n order to gain access to means +of production (without which no one can work), most people must contract with +people who own (or represent the owners of) such means. In exchange for a wage +of a salary, they agree to supply the owners with a certain quantity and +quality of labour. **It is a crucial characteristic of the institution of wage +labour that the goods or services produced do not belong to the workers who +produce them but to those who supply the workers with the means of +production.**"_ Anarchists agree with Schweickart's definition of capitalism. +As such, he is right to argue that a _"society of small farmers and artisans . +. . is not a capitalist society, since wage labour is largely absent."_ He is, +however, wrong to assert that a _"society in which most of [the] means of +production are owned by the central government or by local communities -- +contemporary China, for example -- is not a capitalist society, since private +ownership of the means of production is not dominant."_ [**After Capitalism**, +p. 23] + +The reason is apparent. As Emma Goldman said (pointing out the obvious), if +property is nationalised _"it belongs to the state; this is, the government +has control of it and can dispose of it according to its wishes and views . . +. Such a condition of affairs may be called state capitalism, but it would be +fantastic to consider it in any sense Communistic"_ (as that needs the +_"socialisation of the land and of the machinery of production and +distribution"_ which _"belong[s] to the people, to be settled and used by +individuals or groups according to their needs"_ based on _"free access"_). +[**Red Emma Speaks**, pp. 406-7] + +Thus, by Schweickart's own definition, a system based on state ownership +**is** capitalist as the workers clearly do not own the own means of +production they use, the state does. Neither do they own the goods or services +they produce, the state which supplies the workers with the means of +production does. The difference is that rather than being a number of +different capitalists there is only one, the state. It is, as Kropotkin +warned, the _"mere substitution . . . of the State as the universal capitalist +for the present capitalists."_ [**Evolution and Environment**, p. 106] This is +why anarchists have tended to call such regimes _"state capitalist"_ as the +state basically replaces the capitalist as boss. + +While this is most clear for regimes like China's which are dictatorships, the +logic also applies to democratic states. No matter if a state is democratic, +state ownership is a form of exclusive property ownership which implies a +social relationship which is totally different from genuine forms of +socialism. Common ownership and use rights produce social relationships based +on liberty and equality. State ownership, however, presupposes the existence +of a government machine, a centralised bureaucracy, which stands above the +members of society, both as individuals and as a group, and has the power to +coerce and dominate them. In other words, when a state owns the means of life, +the members of society remain proletarians, non-owners, excluded from control. +Both legally and in reality, the means of life belong not to them, but to the +state. As the state is not an abstraction floating above society but rather a +social institution made up of a specific group of human beings, this means +that this group controls and so effectively owns the property in question, not +society as a whole nor those who actually use it. Just as the owning class +excludes the majority, so does the state bureaucracy which means it owns the +means of production, whether or not this is formally and legally recognised. + +This explains why libertarian socialists have consistently stressed workers' +self-management of production as the basis of any real form of socialism. To +concentrate on ownership, as both Leninism and social democracy have done, +misses the point. Needless to say, those regimes which have replaced +capitalist ownership with state property have shown the validity the anarchist +analysis in these matters (_"all-powerful, centralised Government with State +Capitalism as its economic expression,"_ to quote Emma Goldman's summation of +Lenin's Russia [**Op. Cit.**, p. 388]). State property is in no way +fundamentally different from private property \-- all that changes is who +exploits and oppresses the workers. + +For more discussion see section H.3.13 -- [_"Why is state socialism just state +capitalism?"_](secH3.html#sech313) + diff --git a/markdown/secB4.md b/markdown/secB4.md new file mode 100644 index 0000000000000000000000000000000000000000..ab858b54c96775f41ae1fafe26625c005cb602a5 --- /dev/null +++ b/markdown/secB4.md @@ -0,0 +1,1306 @@ +# B.4 How does capitalism affect liberty? + +Private property is in many ways like a private form of state. The owner +determines what goes on within the area he or she "owns," and therefore +exercises a monopoly of power over it. When power is exercised over one's +self, it is a source of freedom, but under capitalism it is a source of +coercive authority. As Bob Black points out in **The Abolition of Work**: + +> _"The liberals and conservatives and Libertarians who lament totalitarianism +are phoneys and hypocrites. . . You find the same sort of hierarchy and +discipline in an office or factory as you do in a prison or a monastery. . . A +worker is a part-time slave. The boss says when to show up, when to leave, and +what to do in the meantime. He tells you how much work to do and how fast. He +is free to carry his control to humiliating extremes, regulating, if he feels +like it, the clothes you wear or how often you go to the bathroom. With a few +exceptions he can fire you for any reason, or no reason. He has you spied on +by snitches and supervisors, he amasses a dossier on every employee. Talking +back is called 'insubordination,' just as if a worker is a naughty child, and +it not only gets you fired, it disqualifies you for unemployment compensation. +. .The demeaning system of domination I've described rules over half the +waking hours of a majority of women and the vast majority of men for decades, +for most of their lifespans. For certain purposes it's not too misleading to +call our system democracy or capitalism or -- better still -- industrialism, +but its real names are factory fascism and office oligarchy. Anybody who says +these people are 'free' is lying or stupid."_ [**The Abolition of Work and +other essays**, p. 21] + +In response to this, defenders of capitalism usually say something along the +lines of _"It's a free market and if you don't like it, find another job."_ Of +course, there are a number of problems with this response. Most obviously is +the fact that capitalism is not and has never been a "free market." As we +noted in [section B.2](secB2.html), a key role of the state has been to +protect the interests of the capitalist class and, as a consequence of this, +it has intervened time and time again to skew the market in favour of the +bosses. As such, to inform us that capitalism is something it has never been +in order to defend it from criticism is hardly convincing. + +However, there is another more fundamental issue with the response, namely the +assumption that tyranny is an acceptable form of human interaction. To say +that your option is either tolerate this boss or seek out another (hopefully +more liberal) one suggests an utter lack of understanding what freedom is. +Freedom is not the opportunity to pick a master, it is to be have autonomy +over yourself. What capitalist ideology has achieved is to confuse having the +ability to pick a master with freedom, that consent equates to liberty -- +regardless of the objective circumstances shaping the choices being made or +the nature of the social relationships such choices produce. + +While we return to this argument in [section B.4.3](secB4.html#secb43), a few +words seem appropriate now. To see why the capitalist response misses the +point, we need only transfer the argument from the economic regime to the +political. Let us assume a system of dictatorial states on an island. Each +regime is a monarchy (i.e. a dictatorship). The King of each land decrees what +his subjects do, who they associate with and, moreover, appropriates the fruit +of their labour in exchange for food, clothing and shelter for however many +hours a day he wants (the King is generous and allows his subjects some time +to themselves in the evening and weekends). Some of the Kings even decree what +their subjects will wear and how they will greet their fellow subjects. Few +people would say that those subject to such arrangements are free. + +Now, if we add the condition that any subject is free to leave a Kingdom but +only if another King will let them join his regime, does that make it any more +freer? Slightly, but not by much. The subjects how have a limited choice in +who can govern them but the **nature** of the regime they are subjected to +does not change. What we would expect to see happen is that those subjects +whose skills are in demand will get better, more liberal, conditions than the +others (as long as they are in demand). For the majority the conditions they +are forced to accept will be as bad as before as they are easily replaceable. +Both sets of subjects, however, are still under the autocratic rule of the +monarchs. Neither are free but the members of one set have a more liberal +regime than the others, dependent on the whims of the autocrats and their need +for labour. + +That this thought experiment reflects the way capitalism operates is clear. +Little wonder anarchists have echoed Proudhon's complaint that _"our large +capitalist associations [are] organised in the spirit of commercial and +industrial feudalism."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. +72] Ironically, rather than deny the anarchist claim, defenders of capitalism +have tried to convince us that such a regime is liberty incarnate. Yet the +statist nature of private property can be seen in (right-wing) "Libertarian" +(i.e. "classical" liberal) works representing the extremes of laissez-faire +capitalism: + +> _ "[I]f one starts a private town, on land whose acquisition did not and +does not violate the Lockean proviso [of non-aggression], persons who chose to +move there or later remain there would have no **right** to a say in how the +town was run, unless it was granted to them by the decision procedures for the +town which the owner had established."_ [Robert Nozick, **Anarchy, State and +Utopia**, p. 270] + +This is voluntary feudalism, nothing more. And, indeed, it was. Such private +towns have existed, most notably the infamous company towns of US history. +Howard Zinn summarises the conditions of such "private towns" in the Colorado +mine fields: + +> _ "Each mining camp was a feudal dominion, with the company acting as lord +and master. Every camp had a marshal, a law enforcement officer paid by the +company. The 'laws' were the company's rules. Curfews were imposed, +'suspicious' strangers were not allowed to visit the homes, the company store +had a monopoly on goods sold in the camp. The doctor was a company doctor, the +schoolteachers hired by the company . . . Political power in Colorado rested +in the hands of those who held economic power. This meant that the authority +of Colorado Fuel & Iron and other mine operators was virtually supreme . . . +Company officials were appointed as election judges. Company-dominated +coroners and judges prevented injured employees from collecting damages."_ +[**The Colorado Coal Strike, 1913-14**, pp. 9-11] + +Unsurprisingly, when the workers rebelled against this tyranny, they were +evicted from their homes and the private law enforcement agents were extremely +efficient in repressing the strikers: _"By the end of the strike, most of the +dead and injured were miners and their families."_ The strike soon took on the +features of a war, with battles between strikers and their supporters and the +company thugs. Ironically, when the National Guard was sent in to "restore +order" the _"miners, having faced in the first five weeks of the strike what +they considered a reign of terror at the hands of the private guards, . . . +looked forward"_ to their arrival. They _"did not know that the governor was +sending these troops under pressure from the mine operators."_ Indeed, the +banks and corporations lent the state funds to pay for the militia. It was +these company thugs, dressed in the uniform of the state militia, who murdered +woman and children in the infamous Ludlow Massacre of April 20th, 1914. [**Op. +Cit.**, p. 22, p. 25, p. 35] + +Without irony the **New York Times** editorialised that the _"militia was as +impersonal and impartial as the law."_ The corporation itself hired Ivy Lee +(_"the father of public relations in the United States"_) to change public +opinion after the slaughter. Significantly, Lee produced a series of tracts +labelled _"Facts Concerning the Struggle in Colorado for Industrial Freedom."_ +The head of the corporation (Rockefeller) portrayed his repression of the +strikers as blow for workers' freedom, to _"defend the workers' right to +work."_ [quoted by Zinn, **Op. Cit.**, p. 44, p. 51 and p. 50] So much for the +capitalism being the embodiment of liberty. + +Of course, it can be claimed that "market forces" will result in the most +liberal owners being the most successful, but a nice master is still a master +(and, of course, capitalism then was more "free market" than today, suggesting +that this is simply wishful thinking). To paraphrase Tolstoy, _"the liberal +capitalist is like a kind donkey owner. He will do everything for the donkey +-- care for it, feed it, wash it. Everything except get off its back!"_ And as +Bob Black notes, _"Some people giving orders and others obeying them: this is +the essence of servitude. . . . But freedom means more than the right to +change masters."_ [_The Libertarian as Conservative_, **The Abolition of Work +and other essays**, p. 147] That supporters of capitalism often claim that +this "right" to change masters **is** the essence of "freedom" is a telling +indictment of the capitalist notion of "liberty." + +Needless to say, the authoritarianism of capitalism is not limited to the +workplace. Capitalists seek to bolster their power within society as a whole, +via the state. Capitalists call upon and support the state when it acts in +**their** interests and when it supports **their** authority and power. Any +apparent "conflict" between state and capital is like two gangsters fighting +over the proceeds of a robbery: they will squabble over the loot and who has +more power in the gang, but they need each other to appropriate the goods and +defend their "property" against those from whom they stole it. + +Unlike a company, however, the democratic state can be influenced by its +citizens, who are able to act in ways that limit (to some extent) the power of +the ruling elite to be "left alone" to enjoy their power. As a result, the +wealthy hate the democratic aspects of the state, and its ordinary citizens, +as potential threats to their power. This "problem" was noted by Alexis de +Tocqueville in early 19th-century America: + +> _"It is easy to perceive that the wealthy members of the community entertain +a hearty distaste to the democratic institutions of their country. The +populace is at once the object of their scorn and their fears."_ + +These fears have not changed, nor has the contempt for democratic ideas. To +quote one US Corporate Executive, _"one man, one vote will result in the +eventual failure of democracy as we know it."_ [L. Silk and D. Vogel, **Ethics +and Profits: The Crisis of Confidence in American Business**, pp. 189f] + +This contempt for democracy does not mean that capitalists are **anti**-state. +Far from it. As previously noted, capitalists depend on the state. This is +because _"[classical] Liberalism, is in theory a kind of anarchy without +socialism, and therefore is simply a lie, for freedom is not possible without +equality. . .The criticism liberals direct at government consists only of +wanting to deprive it some of its functions and to call upon the capitalists +to fight it out amongst themselves, but it cannot attack the repressive +functions which are of its essence: for without the **gendarme** the property +owner could not exist."_ [Errico Malatesta, **Anarchy**, p. 47] + +We have discussed the state and how the ruling elite control in [section +B.2](secB2.html) and will not do so here. Nor we will discuss the ways in +which the elite use that state to enforce private property (see [section +B.3](secB3.html)) or use the state to intervene in society (see [section +D.1](secD1.html)). Rather, the rest of this section will discuss how +capitalism impacts on freedom and autonomy and why the standard apologetics by +defenders of capitalism fail. + +## B.4.1 Is capitalism based on freedom? + +For anarchists, freedom means both _"freedom from"_ and _"freedom to."_ +"Freedom from" signifies not being subject to domination, exploitation, +coercive authority, repression, or other forms of degradation and humiliation. +"Freedom to" means being able to develop and express one's abilities, talents, +and potentials to the fullest possible extent compatible with the maximum +freedom of others. Both kinds of freedom imply the need for self-management, +responsibility, and independence, which basically means that people have a say +in the decisions that affect their lives. And since individuals do not exist +in a social vacuum, it also means that freedom **must** take on a collective +aspect, with the associations that individuals form with each other (e.g. +communities, work groups, social groups) being run in a manner which allows +the individual to participate in the decisions that the group makes. Thus +freedom for anarchists requires participatory democracy, which means face-to- +face discussion and voting on issues by the people affected by them. + +Are these conditions of freedom met in the capitalist system? Obviously not. +Despite all their rhetoric about "democracy," most of the "advanced" +capitalist states remain only superficially democratic -- and this because the +majority of their citizens are employees who spend about half their waking +hours under the thumb of capitalist dictators (bosses) who allow them no voice +in the crucial economic decisions that affect their lives most profoundly and +require them to work under conditions inimical to independent thinking. If the +most basic freedom, namely freedom to think for oneself, is denied, then +freedom itself is denied. + +The capitalist workplace is profoundly undemocratic. Indeed, as Noam Chomsky +points out, the oppressive authority relations in the typical corporate +hierarchy would be called fascist or totalitarian if we were referring to a +political system. In his words : + +> _"There's nothing individualistic about corporations. These are big +conglomerate institutions, essentially totalitarian in character, but hardly +individualistic. There are few institutions in human society that have such +strict hierarchy and top-down control as a business organisation. Nothing +there about 'don't tread on me`. You're being tread on all the time."_ +[**Keeping the Rabble in Line**, p. 280] + +Far from being "based on freedom," then, capitalism actually destroys freedom. +In this regard, Robert E. Wood, the chief executive officer of Sears, spoke +plainly when he said _"[w]e stress the advantages of the free enterprise +system, we complain about the totalitarian state, but... we have created more +or less of a totalitarian system in industry, particularly in large +industry."_ [quoted by Allan Engler, **Apostles of Greed**, p. 68] + +Or, as Chomsky puts it, supporters of capitalism do not understand _"the +**fundamental** doctrine, that you should be free from domination and control, +including the control of the manager and the owner"_ [Feb. 14th, 1992 +appearance on **Pozner/Donahue**]. + +Under corporate authoritarianism, the psychological traits deemed most +desirable for average citizens to possess are efficiency, conformity, +emotional detachment, insensitivity, and unquestioning obedience to authority +-- traits that allow people to survive and even prosper as employees in the +company hierarchy. And of course, for "non-average" citizens, i.e., bosses, +managers, administrators, etc., **authoritarian** traits are needed, the most +important being the ability and willingness to dominate others. + +But all such master/slave traits are inimical to the functioning of real (i.e. +participatory/libertarian) democracy, which requires that citizens have +qualities like flexibility, creativity, sensitivity, understanding, emotional +honesty, directness, warmth, realism, and the ability to mediate, communicate, +negotiate, integrate and co-operate. Therefore, capitalism is not only +**un**democratic, it is **anti**-democratic, because it promotes the +development of traits that make real democracy (and so a libertarian society) +impossible. + +Many capitalist apologists have attempted to show that capitalist authority +structures are "voluntary" and are, therefore, somehow not a denial of +individual and social freedom. Milton Friedman (a leading free market +capitalist economist) has attempted to do just this. Like most apologists for +capitalism he ignores the authoritarian relations explicit within wage labour +(within the workplace, "co-ordination" is based upon top-down command, **not** +horizontal co-operation). Instead he concentrates on the decision of a worker +to sell their labour to a **specific** boss and so ignores the lack of freedom +within such contracts. He argues that _"individuals are effectively free to +enter or not enter into any particular exchange, so every transaction is +strictly voluntary. . . The employee is protected from coercion by the +employer because of other employers for whom he can work."_ [**Capitalism and +Freedom**, pp. 14-15] + +Friedman, to prove the free nature of capitalism, compares capitalism with a +simple exchange economy based upon independent producers. He states that in +such a simple economy each household _"has the alternative of producing +directly for itself, [and so] it need not enter into any exchange unless it +benefits from it. Hence no exchange will take place unless both parties do +benefit from it. Co-operation is thereby achieved without coercion."_ Under +capitalism (or the _"complex"_ economy) Friedman states that _"individuals are +effectively free to enter or not to enter into any particular exchange, so +that every transaction is strictly voluntary."_ [**Op. Cit.**, p. 13 and p. +14] + +A moments thought, however, shows that capitalism is not based on _"strictly +voluntary"_ transactions as Friedman claims. This is because the proviso that +is required to make every transaction _"strictly voluntary"_ is **not** +freedom not to enter any **particular** exchange, but freedom not to enter +into any exchange **at all.** + +This, and only this, was the proviso that proved the simple model Friedman +presents (the one based upon artisan production) to be voluntary and non- +coercive; and nothing less than this would prove the complex model (i.e. +capitalism) is voluntary and non-coercive. But Friedman is clearly claiming +above that freedom not to enter into any **particular** exchange is enough and +so, **only by changing his own requirements**, can he claim that capitalism is +based upon freedom. + +It is easy to see what Friedman has done, but it is less easy to excuse it +(particularly as it is so commonplace in capitalist apologetics). He moved +from the simple economy of exchange between independent producers to the +capitalist economy without mentioning the most important thing that +distinguishes them - namely the separation of labour from the means of +production. In the society of independent producers, the worker had the choice +of working for themselves - under capitalism this is not the case. For +capitalist economists like Friedman, workers choose whether to work or not. +The bosses must pay a wage to cover the "disutility" of labour. In reality, of +course, most workers face the choice of working or starvation/poverty. +Capitalism is based upon the existence of a labour force without access to +capital or land, and therefore without a choice as to whether to put its +labour in the market or not. Friedman would, hopefully, agree that where there +is no choice there is coercion. His attempted demonstration that capitalism +co-ordinates without coercion therefore fails. + +Capitalist apologists are able to convince some people that capitalism is +"based on freedom" only because the system has certain superficial +**appearances** of freedom. On closer analysis these appearances turn out to +be deceptions. For example, it is claimed that the employees of capitalist +firms have freedom because they can always quit. To requote Bob Black: + +> _"Some people giving orders and others obeying them: this is the essence of +servitude. Of course, as [right-Libertarians] smugly [observe], 'one can at +least change jobs,' but you can't avoid having a job -- just as under statism +one can at least change nationalities but you can't avoid subjection to one +nation-state or another. But freedom means more than the right to change +masters."_ [_"The Libertarian as Conservative"_, **The Abolition of Work and +other essays**, p. 147] + +Under capitalism, workers have only the Hobson's choice of being +governed/exploited or living on the street. + +Anarchists point out that for choice to be real, free agreements and +associations must be based on the social equality of those who enter into +them, and both sides must receive roughly equivalent benefit. But social +relations between capitalists and employees can never be equal, because +private ownership of the means of production gives rise to social hierarchy +and relations of coercive authority and subordination, as was recognised even +by Adam Smith (see [below](secB4.html#secb43)). + +The picture painted by Walter Reuther (one time head of the US autoworkers' +union) of working life in America before the Wagner act is a commentary on +class inequality : _"Injustice was as common as streetcars. When men walked +into their jobs, they left their dignity, their citizenship and their humanity +outside. They were required to report for duty whether there was work or not. +While they waited on the convenience of supervisors and foremen they were +unpaid. They could be fired without a pretext. They were subjected to +arbitrary, senseless rules . . . Men were tortured by regulations that made +difficult even going to the toilet. Despite grandiloquent statements from the +presidents of huge corporations that their door was open to any worker with a +complaint, there was no one and no agency to which a worker could appeal if he +were wronged. The very idea that a worker could be wronged seemed absurd to +the employer."_ Much of this indignity remains, and with the globalisation of +capital, the bargaining position of workers is further deteriorating, so that +the gains of a century of class struggle are in danger of being lost. + +A quick look at the enormous disparity of power and wealth between the +capitalist class and the working class shows that the benefits of the +"agreements" entered into between the two sides are far from equal. Walter +Block, a leading ideologue of the Canadian right-libertarian "think-tank" the +Fraser Institute, makes clear the differences in power and benefits when +discussing sexual harassment in the workplace: + +> _"Consider the sexual harassment which continually occurs between a +secretary and a boss . . . while objectionable to many women, [it] is not a +coercive action. It is rather part of a package deal in which the secretary +agrees to **all** aspects of the job when she agrees to accept the job, and +especially when she agrees to **keep** the job. The office is, after all, +private property. The secretary does not have to remain if the 'coercion' is +objectionable."_ [quoted by Engler, **Op. Cit.**, p. 101] + +The primary goal of the Fraser Institute is to convince people that all other +rights must be subordinated to the right to enjoy wealth. In this case, Block +makes clear that under private property, only bosses have "freedom to," and +most also desire to ensure they have "freedom from" interference with this +right. + +So, when capitalists gush about the "liberty" available under capitalism, what +they are really thinking of is their state-protected freedom to exploit and +oppress workers through the ownership of property, a freedom that allows them +to continue amassing huge disparities of wealth, which in turn insures their +continued power and privileges. That the capitalist class in liberal- +democratic states **gives** workers the right to change masters (though this +is not true under state capitalism) is far from showing that capitalism is +based on freedom, For as Peter Kropotkin rightly points out, _"freedoms are +not given, they are taken."_ [Peter Kropotkin, **Words of a Rebel**, p. 43] In +capitalism, you are "free" to do anything you are permitted to do by your +masters, which amounts to "freedom" with a collar and leash. + +## B.4.2 Is capitalism based on self-ownership? + +Murray Rothbard, a leading "libertarian" capitalist, claims that capitalism is +based on the _"basic axiom"_ of _"the right to self-ownership."_ This +_"axiom"_ is defined as _"the absolute right of each man [sic] . . . to +control [his or her] body free of coercive interference. Since each individual +must think, learn, value, and choose his or her ends and means in order to +survive and flourish, the right to self-ownership gives man [sic] the right to +perform these vital activities without being hampered by coercive +molestation."_ [**For a New Liberty**, pp. 26-27] + +At first sight, this appears to sound reasonable. That we "own" ourselves and, +consequently, we decide what we do with ourselves has an intuitive appeal. +Surely this is liberty? Thus, in this perspective, liberty _"is a condition in +which a person's ownership rights in his own body and his legitimate material +property are **not** invaded, are not aggressed against."_ It also lends +itself to contrasts with slavery, where one individual owns another and _"the +slave has little or no right to self-ownership; his person and his produce are +systematically expropriated by his master by the use of violence."_ [Rothbard, +**Op. Cit.**, p. 41] This means that "self-ownership" can be portrayed as the +opposite of slavery: we have the dominion over ourselves that a slaveholder +has over their slave. This means that slavery is wrong because the slave owner +has stolen the rightful property of the slave, namely their body (and its +related abilities). This concept is sometimes expressed as people having a +"natural" or "inalienable" right to own their own body and the product of +their own labour. + +Anarchists, while understanding the appeal of the idea, are not convinced. +That "self-ownership," like slavery, places issues of freedom and +individuality within the context of private property \-- as such it shares the +most important claim of slavery, namely that people can be objects of the +rules of private property. It suggests an alienated perspective and, moreover, +a fatal flaw in the dogma. This can be seen from how the axiom is used in +practice. In as much as the term "self-ownership" is used simply as an synonym +for "individual autonomy" anarchists do not have an issue with it. However, +the "basic axiom" is not used in this way by the theorists of capitalism. +Liberty in the sense of individual autonomy is not what "self-ownership" aims +to justify. Rather, it aims to justify the denial of liberty, not its +exercise. It aims to portray social relationships, primarily wage labour, in +which one person commands another as examples of liberty rather than what they +are, examples of domination and oppression. In other words, "self-ownership" +becomes the means by which the autonomy of individuals is limited, if not +destroyed, in the name of freedom and liberty. + +This is exposed in the right-libertarian slogan _"human rights are property +rights."_ Assuming this is true, it means that you can alienate your rights, +rent them or sell them like any other kind of property. Moreover, if you have +no property, you have no human rights as you have no place to exercise them. +As Ayn Rand, another ideologue for "free market" capitalism stated, _"there +can be no such thing as the right to unrestricted freedom of speech (or of +action) on someone else's property."_ [**Capitalism: The Unknown Ideal**, p. +258] If you are in someone else's property (say at work) you have no basic +rights at all, beyond the right not to be harmed (a right bosses habitually +violate anyway by ignoring health and safety issues). + +Self-ownership justifies this. You have rented out the property in your person +(labour services) and, consequently, another person can tell you what to do, +when to do and how to do it. Thus property comes into conflict with liberty. +If you argue that _"human rights are property rights"_ you automatically +ensure that human rights are continually violated in practice simply because +there is a conflict between property and liberty. This is not surprising, as +the "property rights" theory of liberty was created to justify the denial of +other people's liberty and the appropriation of their labour. + +Clearly, then, we reach a problem with "self-ownership" (or property in the +person) once we take into account private property and its distribution. In a +nutshell, capitalists don't pay their employees to perform the other _"vital +activities"_ listed by Rothbard (learning, valuing, choosing ends and means) +-- unless, of course, the firm requires that workers undertake such activities +in the interests of company profits. Otherwise, workers can rest assured that +any efforts to engage in such _"vital activities"_ on company time **will** be +_"hampered"_ by _"coercive molestation."_ Therefore wage labour (the basis of +capitalism) in practice **denies** the rights associated with "self- +ownership," thus alienating the individual from his or her basic rights. Or as +Michael Bakunin expressed it, _"the worker sells his person and his liberty +for a given time"_ under capitalism. [**The Political Philosophy of Bakunin**, +p. 187] + +In a society of relative equals, "property" would not be a source of power as +use would co-incidence with occupancy (i.e. private property would be replaced +by possession). For example, you would still be able to fling a drunk out of +your home. But in a system based on wage labour (i.e. capitalism), property is +a different thing altogether, becoming a source of **institutionalised** power +and coercive authority through hierarchy. As Noam Chomsky writes, capitalism +is based on _"a **particular form** of authoritarian control. Namely, the kind +that comes through private ownership and control, which is an **extremely** +rigid system of domination."_ When "property" is purely what you, as an +individual, use (i.e. **possession**) it is not a source of power. In +capitalism, however, "property" rights no longer coincide with **use** rights, +and so they become a **denial** of freedom and a source of authority and power +over the individual. + +As we've seen in the discussion of hierarchy (sections +[A.2.8](secA2.html#seca28) and [B.1](secB1.html)), all forms of authoritarian +control depend on _"coercive molestation"_ \-- i.e. the use or threat of +sanctions. This is definitely the case in company hierarchies under +capitalism. Bob Black describes the authoritarian nature of capitalism as +follows: + +> _ "[T]he place where [adults] pass the most time and submit to the closest +control is at work. Thus . . . it's apparent that the source of the greatest +direct duress experienced by the ordinary adult is **not** the state but +rather the business that employs him. Your foreman or supervisor gives you +more or-else orders in a week than the police do in a decade."_ [_"The +Libertarian as Conservative"_, **The Abolition of Work and other essays**, p. +145] + +In developing nations, this control can easily been seen to be an utter +affront to human dignity and liberty. There a workplace is often _"surrounded +by barbed wire. Behind its locked doors . . . workers are supervised by guards +who beat and humiliate them on the slightest pretext . . . Each worker repeats +the same action \-- sewing on a belt loop, stitching a sleeve -- maybe two +thousand times a day. They work under painfully bright lights, for twelve- to +fourteen-hour shifts, in overheated factories, with too few bathroom breaks, +and restricted access to water (to reduce the need for more bathroom breaks), +which is often foul and unfit for human consumption in any event."_ The +purpose is _"to maximise the amount of profit that could be wrung out"_ of the +workers, with the _"time allocated to each task"_ being calculated in _"units +of ten thousands of a second."_ [Joel Bakan, **The Corporation**, pp. 66-7] +While in the developed world the forms of control are, in general, nowhere as +extreme (in thanks due to hard won labour organising and struggle) the basic +principle is the same. Only a sophist would argue that the workers "owned" +themselves and abilities for the period in question -- yet this is what the +advocates of "self-ownership" do argue. + +So if by the term "self-ownership" it is meant "individual autonomy" then, no, +capitalism is not based on it. Ironically, the theory of "self-ownership" is +used to undercut and destroy genuine self-ownership during working hours (and, +potentially, elsewhere). The logic is simple. As I own myself I am, therefore, +able to sell myself as well, although few advocates of "self-ownership" are as +blunt as this (as we discuss in [section F.2.2](secF2.html#secf22) right- +libertarian Robert Nozick accepts that voluntary slavery flows from this +principle). Instead they stress that we "own" our labour and we contract them +to others to use. Yet, unlike other forms of property, labour cannot be +alienated. Therefore when you sell your labour you sell yourself, your +liberty, for the time in question. By alienating your labour power, you +alienate the substance of your being, your personality, for the time in +question. + +As such, "self-ownership" ironically becomes the means of justifying +authoritarian social relationships which deny the autonomy it claims to +defend. Indeed, these relationships have similarities with slavery, the very +thing which its advocates like to contrast "self-ownership" to. While modern +defenders of capitalism deny this, classical economist James Mill let the cat +out of the bag by directly comparing the two. It is worthwhile to quote him at +length: + +> _ "The great capitalist, the owner of a manufactory, if he operated with +slaves instead of free labourers, like the West India planter, would be +regarded as owner both of the capital, and of the labour. He would be owner, +in short, of both instruments of production: and the whole of the produce, +without participation, would be his own. + +> + +> "What is the difference, in the case of the man, who operates by means of +labourers receiving wages? The labourer, who receives wages, sells his labour +for a day, a week, a month, or a year, as the case may be. The manufacturer, +who pays these wages, buys the labour, for the day, the year, or whatever +period it may be. He is equally therefore the owner of the labour, with the +manufacturer who operates with slaves. The only difference is, in the mode of +purchasing. The owner of the slave purchases, at once, the whole of the +labour, which the man can ever perform: he, who pays wages, purchases only so +much of a man's labour as he can perform in a day, or any other stipulated +time. Being equally, however, the owner of the labour, so purchased, as the +owner of the slave is of that of the slave, the produce, which is the result +of this labour, combined with his capital, is all equally his own. In the +state of society, in which we at present exist, it is in these circumstances +that almost all production is effected: the capitalist is the owner of both +instruments of production: and the whole of the produce is his."_ [_"Elements +of Political Economy"_ quoted by David Ellerman, **Property and Contract in +Economics**, pp. 53-4 + +Thus the only _"difference"_ between slavery and capitalist labour is the +_"mode of purchasing."_ The labour itself and its product in both cases is +owned by the _"great capitalist."_ Clearly this is a case of, to use +Rothbard's words, during working hours the worker _"has little or no right to +self-ownership; his person and his produce are systematically expropriated by +his master."_ Little wonder anarchists have tended to call wage labour by the +more accurate term _**"wage slavery."**_ For the duration of the working day +the boss owns the labour power of the worker. As this cannot be alienated from +its "owner" this means that the boss effectively owns the worker -- and keeps +the product of their labour for the privilege of so doing! + +There are key differences of course. At the time, slavery was not a voluntary +decision and the slaves could not change their master (although in some +cultures, such as Ancient Rome, people over the could sell themselves in +slavery while _"**voluntary** slavery is sanctioned in the Bible."_ [Ellerman, +**Op. Cit.**, p. 115 and p. 114]). Yet the fact that under wage slavery people +are not forced to take a specific job and can change masters does not change +the relations of authority created between the two parties. As we note in the +[next section](secB4.html#secb43), the objection that people can leave their +jobs just amounts to saying "love it or leave it!" and does not address the +issue at hand. The vast majority of the population cannot avoid wage labour +and remain wage workers for most of their adult lives. It is virtually +impossible to distinguish being able to sell your liberty/labour piecemeal +over a lifetime from alienating your whole lifetime's labour at one go. +Changing who you alienate your labour/liberty to does not change the act and +experience of alienation. + +Thus the paradox of self-ownership. It presupposes autonomy only in order to +deny it. In order to enter a contract, the worker exercises autonomy in +deciding whether it is advantageous to rent or sell his or her property (their +labour power) for use by another (and given that the alternative is, at best, +poverty unsurprisingly people do consider it "advantageous" to "consent" to +the contract). Yet what is rented or sold is **not** a piece of property but +rather a self-governing individual. Once the contract is made and the property +rights are transferred, they no longer have autonomy and are treated like any +other factor of production or commodity. + +In the "self-ownership" thesis this is acceptable due to its assumption that +people and their labour power are property. Yet the worker cannot send along +their labour by itself to an employer. By its very nature, the worker has to +be present in the workplace if this "property" is to be put to use by the +person who has bought it. The consequence of contracting out your labour (your +property in the person) is that your autonomy (liberty) is restricted, if not +destroyed, depending on the circumstances of the particular contract signed. +This is because employers hire people, not a piece of property. + +So far from being based on the "right to self-ownership," then, capitalism +effectively denies it, alienating the individual from such basic rights as +free speech, independent thought, and self-management of one's own activity, +which individuals have to **give up** when they are employed. But since these +rights, according to Rothbard, are the products of humans **as** humans, wage +labour alienates them from themselves, exactly as it does the individual's +labour power and creativity. For you do not sell your skills, as these skills +are **part** of you. Instead, what you have to sell is your **time**, your +labour power, and so **yourself.** Thus under wage labour, rights of "self- +ownership" are always placed below property rights, the only "right" being +left to you is that of finding another job (although even this right is denied +in some countries if the employee owes the company money). + +It should be stressed that this is **not** a strange paradox of the "self- +ownership" axiom. Far from it. The doctrine was most famously expounded by +John Locke, who argued that _"every Man has a **Property** in his own +**Person.** This no Body has any Right to but himself."_ However, a person can +sell, _"for a certain time, the Service he undertakes to do, in exchange for +Wages he is to receive."_ The buyer of the labour then owns both it and its +product. _"Thus the Grass my Horse has bit; the Turfs my Servant has cut; and +the Ore I have digg'd in any place where I have a right to them in common with +others, becomes my **Property,** without the assignation or consent of any +body. The **labour** that was mine . . . hath **fixed** my **Property** in +them."_ [**Second Treatise on Government**, Section 27, Section 85 and Section +28] + +Thus a person (the servant) becomes the equivalent of an animal (the horse) +once they have sold their labour to the boss. Wage labour denies the basic +humanity and autonomy of the worker. Rather than being equals, private +property produces relations of domination and alienation. Proudhon compared +this to an association in which, _"while the partnership lasts, the profits +and losses are divided between them; since each produces, not for himself, but +for the society; when the time of distribution arrives it is not the producer +who is considered, but the associated. That is why the slave, to whom the +planter gives straw and rice; and the civilised labour, to whom the capitalist +pays a salary which is always too small, -- not being associated with their +employers, although producing with them, -- are disregarded when the product +is divided. Thus the horse who draws our coaches . . . produce with us, but +are not associated with us; we take their product but do not share it with +them. The animals and labourers whom we employ hold the same relation to us."_ +[**What is Property?**, p. 226] + +So while the capitalist Locke sees nothing wrong in comparing a person to an +animal, the anarchist Proudhon objects to the fundamental injustice of a +system which turns a person into a resource for another to use. And we do mean +resource, as the self-ownership thesis is also the means by which the poor +become little more than spare parts for the wealthy. After all, the poor own +their bodies and, consequently, can sell all or part of it to a willing party. +This means that someone in dire economic necessity can sell parts of their +body to the rich. Ultimately, _"[t]o tell a poor man that he **has** property +because he **has** arms and legs \-- that the hunger from which he suffers, +and his power to sleep in the open air are his property, -- is to play upon +words, and to add insult to injury."_ [Proudhon, **Op. Cit.**, p. 80] + +Obviously the ability to labour is **not** the property of a person \-- it is +their possession. Use and ownership are fused and cannot be separated out. As +such, anarchists argue that the history of capitalism shows that there is a +considerable difference whether one said (like the defenders of capitalism) +that slavery is wrong because every person has a natural right to the property +of their own body, or because every person has a natural right freely to +determine their own destiny (like the anarchists). The first kind of right is +alienable and in the context of a capitalist regime ensures that the many +labour for those who own the means of life. The second kind of right is +inalienable as long as a person remained a person and, therefore, liberty or +self-determination is not a claim to ownership which might be both acquired +and surrendered, but an inextricable aspect of the activity of being human. + +The anarchist position on the inalienable nature of human liberty also forms +the basis for the excluded to demand access to the means necessary to labour. +_"From the distinction between possession and property,"_ argued Proudhon, +_"arise two sorts of rights: the **jus in re**, the right **in** a thing, the +right by which I may reclaim the property which I have acquired, in whatever +hands I find it; and **jus ad rem**, the right **to** a thing, which gives me +a claim to become a proprietor . . . In the first, possession and property are +united; the second includes only naked property. With me who, as a labourer, +have a right to the possession of the products of Nature and my own industry +-- and who, as a proletaire, enjoy none of them -- it is by virtue of the +**jus de rem** that I demand admittance to the **jus in re.**"_ [**Op. Cit.**, +p. 65] Thus to make the self-ownership of labour and its products a reality +for those who do the actual work in society rather than a farce, property must +be abolished -- both in terms of the means of life and also in defining +liberty and what it means to be free. + +So, contrary to Rothbard's claim, capitalism in practice uses the rhetoric of +self-ownership to alienate the right to genuine self-ownership because of the +authoritarian structure of the workplace, which derives from private property. +If we desire real self-ownership, we cannot renounce it for most of our adult +lives by becoming wage slaves. Only workers' self-management of production, +not capitalism, can make self-ownership a reality: + +> _ "They speak of 'inherent rights', 'inalienable rights', 'natural rights,' +etc . . . Unless the material conditions for equality exist, it is worse than +mockery to pronounce men equal. And unless there is equality (and by equality +I mean equal chances for every one to make the most of himself [or herself]) +unless, I say, these equal changes exist, freedom, either of though, speech, +or action, is equally a mockery . . . As long as the working-people . . . +tramp the streets, whose stones they lay, whose filth they clean, whose sewers +they dig, yet upon which they must not stand too long lest the policeman bid +them 'move on'; as long as they go from factory to factory, begging for the +opportunity to be a slave, receiving the insults of bosses and foreman, +getting the old 'no,' the old shake of the head, in these factories they +built, whose machines they wrought; so long as they consent to be herd like +cattle, in the cities, driven year after year, more and more, off the +mortgaged land, the land they cleared, fertilised, cultivated, rendered of +value . . . so long as they continue to do these things vaguely relying upon +some power outside themselves, be it god, or priest, or politician, or +employer, or charitable society, to remedy matters, so long deliverance will +be delayed. When they conceive the possibility of a complete international +federation of labour, whose constituent groups shall take possession of land, +mines, factories, all the instruments of production . . . , in short, conduct +their own industry without regulative interference from law-makers or +employers, then we may hope for the only help which counts for aught \-- Self- +Help; the only condition which can guarantee free speech [along with their +other rights] (and no paper guarantee needed)."_ [Voltairine de Cleyre, **The +Voltairine de Cleyre Reader**, pp. 4-6] + +To conclude, the idea that capitalism is based on self-ownership is radically +at odds with reality if, by self-ownership, it is meant self-determination or +individual autonomy. However, this is not surprising given that the rationale +behind the self-ownership thesis is precisely to justify capitalist hierarchy +and its resulting restrictions on liberty. Rather than being a defence of +liberty, self-ownership is designed to facilitate its erosion. In order to +make the promise of autonomy implied by the concept of "self-ownership" a +reality, private property will need to be abolished. + +For more discussion of the limitations, contradictions and fallacies of +defining liberty in terms of self-ownership and property rights, see [section +F.2](secF2.html). + +## B.4.3 But no one forces you to work for them! + +Of course it is claimed that entering wage labour is a "voluntary" +undertaking, from which both sides allegedly benefit. However, due to **past** +initiations of force (e.g. the seizure of land by conquest), the control of +the state by the capitalist class plus the tendency for capital to +concentrate, a relative handful of people now control vast wealth, depriving +all others access to the means of life. Thus denial of free access to the +means of life is based ultimately on the principle of "might makes right." And +as Murray Bookchin so rightly points out, _"the means of life must be taken +for what they literally are: the means without which life is impossible. To +deny them to people is more than 'theft' . . . it is outright homicide."_ +[**Remaking Society**, p. 187] + +David Ellerman has also noted that the past use of force has resulted in the +majority being limited to those options allowed to them by the powers that be: + +> _ "It is a veritable mainstay of capitalist thought . . . that the moral +flaws of chattel slavery have not survived in capitalism since the workers, +unlike the slaves, are free people making voluntary wage contracts. But it is +only that, in the case of capitalism, the denial of natural rights is less +complete so that the worker has a residual legal personality as a free +'commodity owner.' He is thus allowed to voluntarily put his own working life +to traffic. When a robber denies another person's right to make an infinite +number of other choices besides losing his money or his life and the denial is +backed up by a gun, then this is clearly robbery even though it might be said +that the victim making a 'voluntary choice' between his remaining options. +When the legal system itself denies the natural rights of working people in +the name of the prerogatives of capital, and this denial is sanctioned by the +legal violence of the state, then the theorists of 'libertarian' capitalism do +not proclaim institutional robbery, but rather they celebrate the 'natural +liberty' of working people to choose between the remaining options of selling +their labour as a commodity and being unemployed."_ [quoted by Noam Chomsky, +**The Chomsky Reader**, p. 186] + +Therefore the existence of the labour market depends on the worker being +separated from the means of production. The natural basis of capitalism is +wage labour, wherein the majority have little option but to sell their skills, +labour and time to those who **do** own the means of production. In advanced +capitalist countries, less than 10% of the working population are self- +employed (in 1990, 7.6% in the UK, 8% in the USA and Canada - however, this +figure includes **employers** as well, meaning that the number of self- +employed **workers** is even smaller!). Hence for the vast majority, the +labour market is their only option. + +Michael Bakunin notes that these facts put the worker in the position of a +serf with regard to the capitalist, even though the worker is formally "free" +and "equal" under the law: + +> _ "Juridically they are both equal; but economically the worker is the serf +of the capitalist . . . thereby the worker sells his person and his liberty +for a given time. The worker is in the position of a serf because this +terrible threat of starvation which daily hangs over his head and over his +family, will force him to accept any conditions imposed by the gainful +calculations of the capitalist, the industrialist, the employer. . . .The +worker always has the **right** to leave his employer, but has he the means to +do so? No, he does it in order to sell himself to another employer. He is +driven to it by the same hunger which forces him to sell himself to the first +employer. Thus the worker's liberty . . . is only a theoretical freedom, +lacking any means for its possible realisation, and consequently it is only a +fictitious liberty, an utter falsehood. The truth is that the whole life of +the worker is simply a continuous and dismaying succession of terms of serfdom +-- voluntary from the juridical point of view but compulsory from an economic +sense -- broken up by momentarily brief interludes of freedom accompanied by +starvation; in other words, it is real slavery."_ [**The Political Philosophy +of Bakunin**, pp. 187-8] + +Obviously, a company cannot **force** you to work for them but, in general, +you have to work for **someone**. How this situation developed is, of course, +usually ignored. If not glossed over as irrelevant, some fairy tale is spun in +which a few bright people saved and worked hard to accumulate capital and the +lazy majority flocked to be employed by these (almost superhuman) geniuses. In +the words of one right-wing economist (talking specifically of the industrial +revolution but whose argument is utilised today): + +> _ "The factory owners did not have the power to compel anybody to take a +factory job. They could only hire people who were ready to work for the wages +offered to them. Low as these wage rates were, they were nonetheless much more +than these paupers could earn in any other field open to them."_ [Ludwig von +Mises, **Human Action**, pp. 619-20] + +Notice the assumptions. The workers just happen have such a terrible set of +options -- the employing classes have absolutely nothing to do with it. And +these owners just happen to have all these means of production on their hands +while the working class just happen to be without property and, as a +consequence, forced to sell their labour on the owners' terms. That the state +enforces capitalist property rights and acts to defend the power of the owning +class is just another co-incidence among many. The possibility that the +employing classes might be directly implicated in state policies that reduced +the available options of workers is too ludicrous even to mention. + +Yet in the real world, the power of coincidence to explain all is less +compelling. Here things are more grim as the owning class clearly benefited +from numerous acts of state violence and a general legal framework which +restricted the options available for the workers. Apparently we are meant to +believe that it is purely by strange co-incidence the state was run by the +wealthy and owning classes, not the working class, and that a whole host of +anti-labour laws and practices were implemented by random chance. + +It should be stressed that this nonsense, with its underlying assumptions and +inventions, is still being peddled today. It is being repeated to combat the +protests that "multinational corporations exploit people in poor countries." +Yes, it will be readily admitted, multinationals **do** pay lower wages in +developing countries than in rich ones: that is why they go there. However, it +is argued, this represents economic advancement compares to what the other +options available are. As the corporations do not force them to work for them +and they would have stayed with what they were doing previously the charge of +exploitation is wrong. Would you, it is stressed, leave your job for one with +less pay and worse conditions? In fact, the bosses are doing them a favour in +paying such low wages for the products the companies charge such high prices +in the developed world for. + +And so, by the same strange co-incidence that marked the industrial +revolution, capitalists today (in the form of multinational corporations) +gravitate toward states with terrible human rights records. States where, at +worse, death squads torture and "disappear" union and peasant co-operative +organisers or where, at best, attempts to organise a union can get you +arrested or fired and blacklisted. States were peasants are being forced of +their land as a result of government policies which favour the big landlords. +By an equally strange coincidence, the foreign policy of the American and +European governments is devoted to making sure such anti-labour regimes stay +in power. It is a co-incidence, of course, that such regimes are favoured by +the multinationals and that these states spend so much effort in providing a +"market friendly" climate to tempt the corporations to set up their sweatshops +there. It is also, apparently, just a co-incidence that these states are +controlled by the local wealthy owning classes and subject to economic +pressure by the transnationals which invest and wish to invest there. + +It is clear that when a person who is mugged hands over their money to the +mugger they do so because they prefer it to the "next best alternative." As +such, it is correct that people agree to sell their liberty to a boss because +their "next best alternative" is worse (utter poverty or starvation are not +found that appealing for some reason). But so what? As anarchists have been +pointing out over a century, the capitalists have systematically used the +state to create a limit options for the many, to create buyers' market for +labour by skewing the conditions under which workers can sell their labour in +the bosses favour. To then merrily answer all criticisms of this set-up with +the response that the workers "voluntarily agreed" to work on those terms is +just hypocrisy. Does it really change things if the mugger (the state) is only +the agent (hired thug) of another criminal (the owning class)? + +As such, hymns to the "free market" seem somewhat false when the reality of +the situation is such that workers do not need to be forced at gun point to +enter a specific workplace because of **past** (and more often than not, +current) "initiation of force" by the capitalist class and the state which +have created the objective conditions within which we make our employment +decisions. Before any **specific** labour market contract occurs, the +separation of workers from the means of production is an established fact (and +the resulting "labour" market usually gives the advantage to the capitalists +as a class). So while we can usually pick which capitalist to work for, we, in +general, cannot choose to work for ourselves (the self-employed sector of the +economy is tiny, which indicates well how spurious capitalist liberty actually +is). Of course, the ability to leave employment and seek it elsewhere is an +important freedom. However, this freedom, like most freedoms under capitalism, +is of limited use and hides a deeper anti-individual reality. + +As Karl Polanyi puts it: + +> _ "In human terms such a postulate [of a labour market] implied for the +worker extreme instability of earnings, utter absence of professional +standards, abject readiness to be shoved and pushed about indiscriminately, +complete dependence on the whims of the market. [Ludwig Von] Mises justly +argued that if workers 'did not act as trade unionists, but reduced their +demands and changed their locations and occupations according to the labour +market, they would eventually find work.' This sums up the position under a +system based on the postulate of the commodity character of labour. It is not +for the commodity to decide where it should be offered for sale, to what +purpose it should be used, at what price it should be allowed to change hands, +and in what manner it should be consumed or destroyed."_ [**The Great +Transformation**, p. 176] + +(Although we should point out that von Mises argument that workers will +"eventually" find work as well as being nice and vague -- how long is +"eventually"?, for example -- is contradicted by actual experience. As the +Keynesian economist Michael Stewart notes, in the nineteenth century workers +_"who lost their jobs had to redeploy fast or starve (and even this feature of +the ninetheenth century economy. . . did not prevent prolonged recessions)"_ +[**Keynes in the 1990s**, p. 31] Workers "reducing their demands" may actually +worsen an economic slump, causing more unemployment in the short run and +lengthening the length of the crisis. We address the issue of unemployment and +workers "reducing their demands" in more detail in [section C.9](secC9.html)). + +It is sometimes argued that capital needs labour, so both have an equal say in +the terms offered, and hence the labour market is based on "liberty." But for +capitalism to be based on real freedom or on true free agreement, both sides +of the capital/labour divide must be equal in bargaining power, otherwise any +agreement would favour the most powerful at the expense of the other party. +However, due to the existence of private property and the states needed to +protect it, this equality is de facto impossible, regardless of the theory. +This is because. in general, capitalists have three advantages on the "free" +labour market-- the law and state placing the rights of property above those +of labour, the existence of unemployment over most of the business cycle and +capitalists having more resources to fall back on. We will discuss each in +turn. + +The first advantage, namely property owners having the backing of the law and +state, ensures that when workers go on strike or use other forms of direct +action (or even when they try to form a union) the capitalist has the full +backing of the state to employ scabs, break picket lines or fire "the ring- +leaders." This obviously gives employers greater power in their bargaining +position, placing workers in a weak position (a position that may make them, +the workers, think twice before standing up for their rights). + +The existence of unemployment over most of the business cycle ensures that +_"employers have a structural advantage in the labour market, because there +are typically more candidates. . . than jobs for them to fill."_ This means +that _"[c]ompetition in labour markets us typically skewed in favour of +employers: it is a buyers market. And in a buyer's market, it is the sellers +who compromise. Competition for labour is not strong enough to ensure that +workers' desires are always satisified."_ [Juliet B. Schor, **The Overworked +American**, p. 71, p. 129] If the labour market generally favours the +employer, then this obviously places working people at a disadvantage as the +threat of unemployment and the hardships associated with it encourages workers +to take any job and submit to their bosses demands and power while employed. +Unemployment, in other words, serves to discipline labour. The higher the +prevailing unemployment rate, the harder it is to find a new job, which raises +the cost of job loss and makes it less likely for workers to strike, join +unions, or to resist employer demands, and so on. + +As Bakunin argued, _"the property owners... are **likewise** forced to seek +out and purchase labour... **but not in the same measure** . . . [there is no] +equality between those who offer their labour and those who purchase it."_ +[**Op. Cit.**, p. 183] This ensures that any "free agreements" made benefit +the capitalists more than the workers (see the [next +section](secB4.html#secb44) on periods of full employment, when conditions +tilt in favour of working people). + +Lastly, there is the issue of inequalities in wealth and so resources. The +capitalist generally has more resources to fall back on during strikes and +while waiting to find employees (for example, large companies with many +factories can swap production to their other factories if one goes on strike). +And by having more resources to fall back on, the capitalist can hold out +longer than the worker, so placing the employer in a stronger bargaining +position and so ensuring labour contracts favour them. This was recognised by +Adam Smith: + +> _ "It is not difficult to foresee which of the two parties [workers and +capitalists] must, upon all ordinary occasions... force the other into a +compliance with their terms... In all such disputes the masters can hold out +much longer... though they did not employ a single workman [the masters] could +generally live a year or two upon the stocks which they already acquired. Many +workmen could not subsist a week, few could subsist a month, and scare any a +year without employment. In the long-run the workman may be as necessary to +his master as his master is to him; but the necessity is not so immediate. . . +[I]n disputes with their workmen, masters must generally have the advantage."_ +[**Wealth of Nations**, pp. 59-60] + +How little things have changed. + +So, while it is definitely the case that no one forces you to work for them, +the capitalist system is such that you have little choice but to sell your +liberty and labour on the "free market." Not only this, but the labour market +(which is what makes capitalism capitalism) is (usually) skewed in favour of +the employer, so ensuring that any "free agreements" made on it favour the +boss and result in the workers submitting to domination and exploitation. This +is why anarchists support collective organisation (such as unions) and +resistance (such as strikes), direct action and solidarity to make us as, if +not more, powerful than our exploiters and win important reforms and +improvements (and, ultimately, change society), even when faced with the +disadvantages on the labour market we have indicated. The despotism associated +with property (to use Proudhon's expression) is resisted by those subject to +it and, needless to say, the boss does not always win. + +## B.4.4 But what about periods of high demand for labour? + +Of course there are periods when the demand for labour exceeds supply, but +these periods hold the seeds of depression for capitalism, as workers are in +an excellent position to challenge, both individually and collectively, their +allotted role as commodities. This point is discussed in more detail in +section C.7 ([What causes the capitalist business cycle? ](secC7.html)) and so +we will not do so here. For now it's enough to point out that during normal +times (i.e. over most of the business cycle), capitalists often enjoy +extensive authority over workers, an authority deriving from the unequal +bargaining power between capital and labour, as noted by Adam Smith and many +others. + +However, this changes during times of high demand for labour. To illustrate, +let us assume that supply and demand approximate each other. It is clear that +such a situation is only good for the worker. Bosses cannot easily fire a +worker as there is no one to replace them and the workers, either collectively +by solidarity or individually by "exit" (i.e. quitting and moving to a new +job), can ensure a boss respects their interests and, indeed, can push these +interests to the full. The boss finds it hard to keep their authority intact +or from stopping wages rising and causing a profits squeeze. In other words, +as unemployment drops, workers power increases. + +Looking at it another way, giving someone the right to hire and fire an input +into a production process vests that individual with considerable power over +that input unless it is costless for that input to move; that is unless the +input is perfectly mobile. This is only approximated in real life for labour +during periods of full employment, and so perfect mobility of **labour** costs +problems for a capitalist firm because under such conditions workers are not +dependent on a particular capitalist and so the level of worker effort is +determined far more by the decisions of workers (either collectively or +individually) than by managerial authority. The threat of firing cannot be +used as a threat to increase effort, and hence production, and so full +employment increases workers power. + +With the capitalist firm being a fixed commitment of resources, this situation +is intolerable. Such times are bad for business and so occur rarely with free +market capitalism (we must point out that in neo-classical economics, it is +assumed that all inputs - including capital - are perfectly mobile and so the +theory ignores reality and assumes away **capitalist production** itself!). + +During the last period of capitalist boom, the post-war period, we can see the +breakdown of capitalist authority and the fear this held for the ruling elite. +The Trilateral Commission's 1975 report, which attempted to "understand" the +growing discontent among the general population, makes our point well. In +periods of full employment, according to the report, there is _"an excess of +democracy."_ In other words, due to the increased bargaining power workers +gained during a period of high demand for labour, people started thinking +about and acting upon their needs as **humans,** not as commodities embodying +labour power. This naturally had devastating effects on capitalist and statist +authority: _"People no longer felt the same compulsion to obey those whom they +had previously considered superior to themselves in age, rank, status, +expertise, character, or talent"_. + +This loosening of the bonds of compulsion and obedience led to _"previously +passive or unorganised groups in the population, blacks, Indians, Chicanos, +white ethnic groups, students and women... embark[ing] on concerted efforts to +establish their claims to opportunities, rewards, and privileges, which they +had not considered themselves entitled to before."_ + +Such an _"excess"_ of participation in politics of course posed a serious +threat to the status quo, since for the elites who authored the report, it was +considered axiomatic that _"the effective operation of a democratic political +system usually requires some measure of apathy and non-involvement on the part +of some individuals and groups. . . . In itself, this marginality on the part +of some groups is inherently undemocratic, but it is also one of the factors +which has enabled democracy to function effectively."_ Such a statement +reveals the hollowness of the establishment's concept of 'democracy,' which in +order to function effectively (i.e. to serve elite interests) must be +_"inherently undemocratic."_ + +Any period where people feel empowered allows them to communicate with their +fellows, identify their needs and desires, and resist those forces that deny +their freedom to manage their own lives. Such resistance strikes a deadly blow +at the capitalist need to treat people as commodities, since (to re-quote +Polanyi) people no longer feel that it _"is not for the commodity to decide +where it should be offered for sale, to what purpose it should be used, at +what price it should be allowed to change hands, and in what manner it should +be consumed or destroyed."_ Instead, as thinking and feeling people, they act +to reclaim their freedom and humanity. + +As noted at the beginning of this section, the economic effects of such +periods of empowerment and revolt are discussed in [section C.7](secC7.html). +We will end by quoting the Polish economist Michal Kalecki, who noted that a +continuous capitalist boom would **not** be in the interests of the ruling +class. In 1943, in response to the more optimistic Keynesians, he noted that +_"to maintain the high level of employment. . . in the subsequent boom, a +strong opposition of 'business leaders' is likely to be encountered. . . +lasting full employment is not at all to their liking. The workers would 'get +out of hand' and the 'captains of industry' would be anxious 'to teach them a +lesson'"_ because _"under a regime of permanent full employment, 'the sack' +would cease to play its role as a disciplinary measure. The social position of +the boss would be undermined and the self assurance and class consciousness of +the working class would grow. Strikes for wage increases and improvements in +conditions of work would create political tension. . . 'discipline in the +factories' and 'political stability' are more appreciated by business leaders +than profits. Their class interest tells them that lasting full employment is +unsound from their point of view and that unemployment is an integral part of +the normal capitalist system."_ [quoted by Malcolm C. Sawyer, **The Economics +of Michal Kalecki**, p. 139 and p. 138] + +Therefore, periods when the demand for labour outstrips supply are not healthy +for capitalism, as they allow people to assert their freedom and humanity -- +both fatal to the system. This is why news of large numbers of new jobs sends +the stock market plunging and why capitalists are so keen these days to +maintain a "natural" rate of unemployment (that it has to be maintained +indicates that it is **not** "natural"). Kalecki, we must point out, also +correctly predicted the rise of _"a powerful bloc"_ between _"big business and +the rentier interests"_ against full employment and that _"they would probably +find more than one economist to declare that the situation was manifestly +unsound."_ The resulting _"pressure of all these forces, and in particular big +business"_ would _"induce the Government to return to. . . orthodox policy."_ +[Kalecki, quoted by Sawyer, **Op. Cit.**, p. 140] This is exactly what +happened in the 1970s, with the monetarists and other sections of the "free +market" right providing the ideological support for the business lead class +war, and whose "theories" (when applied) promptly generated massive +unemployment, thus teaching the working class the required lesson. + +So, although detrimental to profit-making, periods of recession and high +unemployment are not only unavoidable but are necessary to capitalism in order +to _"discipline"_ workers and _"teach them a lesson."_ And in all, it is +little wonder that capitalism rarely produces periods approximating full +employment -- they are **not** in its interests (see also section +[C.9](secC9.html)). The dynamics of capitalism makes recession and +unemployment inevitable, just as it makes class struggle (which creates these +dynamics) inevitable. + +## B.4.5 But I want to be "left alone"! + +It is ironic that supporters of laissez-faire capitalism, such as +"Libertarians" and "anarcho"-capitalists, should claim that they want to be +"left alone," since capitalism **never** allows this. As Max Stirner expressed +it: + +> _ "Restless acquisition does not let us take breath, take a calm +**enjoyment**. We do not get the comfort of our possessions. . ."_ [Max +Stirner **The Ego and Its Own**, p. 268] + +Capitalism cannot let us _"take breath"_ simply because it needs to grow or +die, which puts constant pressure on both workers and capitalists (see +[section D.4.1](secD4.html#secd41)). Workers can never relax or be free of +anxiety about losing their jobs, because if they do not work, they do not eat, +nor can they ensure that their children will get a better life. Within the +workplace, they are not "left alone" by their bosses in order to manage their +own activities. Instead, they are told what to do, when to do it and how to do +it. Indeed, the history of experiments in workers' control and self-management +within capitalist companies confirms our claims that, for the worker, +capitalism is incompatible with the desire to be "left alone." As an +illustration we will use the _**"Pilot Program"_** conducted by General +Electric between 1968 and 1972. + +General Electric proposed the "Pilot Program" as a means of overcoming the +problems they faced with introducing Numeric Control (N/C) machinery into its +plant at Lynn River Works, Massachusetts. Faced with rising tensions on the +shop floor, bottle-necks in production and low-quality products, GE management +tried a scheme of _"job enrichment"_ based on workers' control of production +in one area of the plant. By June 1970 the workers' involved were _"on their +own"_ (as one manager put it) and _"[i]n terms of group job enlargement this +was when the Pilot Project really began, with immediate results in increased +output and machine utilisation, and a reduction on manufacturing losses. As +one union official remarked two years later, 'The fact that we broke down a +traditional policy of GE [that the union could never have a hand in managing +the business] was in itself satisfying, especially when we could throw success +up to them to boot.'"_ [David Noble, **Forces of Production**, p. 295] + +The project, after some initial scepticism, proved to be a great success with +the workers involved. Indeed, other workers in the factory desired to be +included and the union soon tried to get it spread throughout the plant and +into other GE locations. The success of the scheme was that it was based on +workers' managing their own affairs rather than being told what to do by their +bosses -- _"We are human beings,"_ said one worker, _"and want to be treated +as such."_ [quoted by Noble, **Op. Cit.**, p. 292] To be fully human means to +be free to govern oneself in all aspects of life, including production. + +However, just after a year of the workers being given control over their +working lives, management stopped the project. Why? _"In the eyes of some +management supporters of the 'experiment,' the Pilot Program was terminated +because management as a whole refused to give up any of its traditional +authority . . . [t]he Pilot Program foundered on the basic contradiction of +capitalist production: Who's running the shop?"_ [Noble, **Op. Cit.**, p. 318] + +Noble goes on to argue that to GE's top management, _"the union's desire to +extend the program appeared as a step toward greater workers control over +production and, as such, a threat to the traditional authority rooted in +private ownership of the means of production. Thus the decision to terminate +represented a defence not only of the prerogatives of production supervisors +and plant managers but also of the power vested in property ownership."_ He +notes that this result was not an isolated case and that the _"demise of the +GE Pilot Program followed the typical pattern for such 'job enrichment +experiments'"_ [**Op. Cit.**, p. 318 and p. 320] Even though _"[s]everal dozen +well-documented experiments show that productivity increases and social +problems decrease when workers participate in the work decisions affecting +their lives"_ [Department of Health, Education and Welfare study quoted by +Noble, **Op. Cit.**, p. 322] such schemes are ended by bosses seeking to +preserve their own power, the power that flows from private property. + +As one worker in the GE Pilot Program stated, _"[w]e just want to be left +alone."_ They were not -- capitalist social relations prohibit such a +possibility (as Noble correctly notes, _"the 'way of life' for the management +meant controlling the lives of others"_ [**Op. Cit.**, p. 294 and p. 300]). In +spite of improved productivity, projects in workers' control are scrapped +because they undermined both the power of the capitalists -- and by +undermining their power, you potentially undermine their profits too (_"If +we're all one, for manufacturing reasons, we must share in the fruits +equitably, just like a co-op business."_ [GE Pilot Program worker, quoted by +Noble, **Op. Cit.**, p. 295]). + +As we argue in more detail in [ section J.5.12](secJ5.html#secj512), profit +maximisation can work against efficiency, meaning that capitalism can harm the +overall economy by promoting less efficient production techniques (i.e. +hierarchical ones against egalitarian ones) because it is in the interests of +capitalists to do so and the capitalist market rewards that behaviour. This is +because, ultimately, profits are unpaid labour. If you empower labour, give +workers' control over their work then they will increase efficiency and +productivity (they know how to do their job the best) but you also erode +authority structures within the workplace. Workers' will seek more and more +control (freedom naturally tries to grow) and this, as the Pilot Program +worker clearly saw, implies a co-operative workplace in which workers', +**not** managers, decide what to do with the surplus produced. By threatening +power, you threaten profits (or, more correctly, who controls the profit and +where it goes). With the control over production **and** who gets to control +any surplus in danger, it is unsurprising that companies soon abandon such +schemes and return to the old, less efficient, hierarchical schemes based on +_"Do what you are told, for as long as you are told."_ Such a regime is hardly +fit for free people and, as Noble notes, the regime that replaced the GE Pilot +Program was _"designed to 'break' the pilots of their new found 'habits' of +self-reliance, self-discipline, and self-respect."_ [**Op. Cit.**, p. 307] + +Thus the experience of workers' control project within capitalist firms +indicates well that capitalism cannot _"leave you alone"_ if you are a wage +slave. + +Moreover, capitalists themselves cannot relax because they must ensure their +workers' productivity rises faster than their workers' wages, otherwise their +business will fail (see sections [C.2](secC2.html) and [C.3](secC3.html)). +This means that every company has to innovate or be left behind, to be put out +of business or work. Hence the boss is not "left alone" -- their decisions are +made under the duress of market forces, of the necessities imposed by +competition on individual capitalists. Restless acquisition -- in this +context, the necessity to accumulate capital in order to survive in the market +-- always haunts the capitalist. And since unpaid labour is the key to +capitalist expansion, work must continue to exist and grow -- necessitating +the boss to control the working hours of the worker to ensure that they +produce more goods than they receive in wages. The boss is not "left alone" +nor do they leave the worker alone. + +These facts, based upon the authority relations associated with private +property and relentless competition, ensure that the desire to be "left alone" +cannot be satisfied under capitalism. + +As Murray Bookchin observes: + +> _ "Despite their assertions of autonomy and distrust of state authority . . +. classical liberal thinkers did not in the last instance hold to the notion +that the individual is completely free from lawful guidance. Indeed, their +interpretation of autonomy actually presupposed quite definite arrangements +beyond the individual -- notably, the laws of the marketplace. Individual +autonomy to the contrary, these laws constitute a social organising system in +which all 'collections of individuals' are held under the sway of the famous +'invisible hand' of competition. Paradoxically, the laws of the marketplace +override the exercise of 'free will' by the same sovereign individuals who +otherwise constitute the "collection of individuals."_ [_"Communalism: The +Democratic Dimension of Anarchism"_, pp. 1-17, **Democracy and Nature** no. 8, +p. 4] + +Human interaction is an essential part of life. Anarchism proposes to +eliminate only undesired social interactions and authoritarian impositions, +which are inherent in capitalism and indeed in any hierarchical form of socio- +economic organisation (e.g. state socialism). Hermits soon become less than +human, as social interaction enriches and develops individuality. Capitalism +may attempt to reduce us to hermits, only "connected" by the market, but such +a denial of our humanity and individuality inevitably feeds the spirit of +revolt. In practice the "laws" of the market and the hierarchy of capital will +never "leave one alone," but instead, crush one's individuality and freedom. +Yet this aspect of capitalism conflicts with the human "instinct for freedom," +as Noam Chomsky describes it, and hence there arises a counter-tendency toward +radicalisation and rebellion among any oppressed people (see [section +J](secJcon.html)). + +One last point. The desire to "be left alone" often expresses two drastically +different ideas -- the wish to be your own master and manage your own affairs +and the desire by bosses and landlords to have more power over their property. +However, the authority exercised by such owners over their property is also +exercised over **those who use that property.** Therefore, the notion of +"being left alone" contains two contradictory aspects within a class ridden +and hierarchical society. Obviously anarchists are sympathetic to the first, +inherently libertarian, aspect -- the desire to manage your own life, in your +own way -- but we reject the second aspect and any implication that it is in +the interests of the governed to leave those in power alone. Rather, it is in +the interest of the governed to subject those with authority over them to as +much control as possible -- for obvious reasons. + +Therefore, working people are more or less free to the extent that they +**restrict** the ability of their bosses to be "left alone." One of the aims +of anarchists within a capitalist society is **ensure** that those in power +are **not** "left alone" to exercise their authority over those subject to it. +We see solidarity, direct action and workplace and community organisation as a +means of interfering with the authority of the state, capitalists and property +owners until such time as we can destroy such authoritarian social +relationships once and for all. + +Hence anarchist dislike of the term "laissez-faire" -- within a class society +it can only mean protecting the powerful against the working class (under the +banner of "neutrally" enforcing property rights and so **the power derived +from them**). However, we are well aware of the other, libertarian, vision +expressed in the desire to be "left alone." That is the reason we have +discussed why capitalist society can never actually achieve that desire -- it +is handicapped by its hierarchical and competitive nature -- and how such a +desire can be twisted into a means of enhancing the power of the few over the +many. + diff --git a/markdown/secB5.md b/markdown/secB5.md new file mode 100644 index 0000000000000000000000000000000000000000..6d345471b0259d4d3815cd716cf1979c1d4b0b5e --- /dev/null +++ b/markdown/secB5.md @@ -0,0 +1,192 @@ +# B.5 Is capitalism empowering and based on human action? + +A key element of the social vision propounded by capitalism, particularly +"libertarian" capitalism, is that of "voting" by the "customer," which is +compared to political voting by the "citizen." According to Milton Friedman, +_"when you vote in the supermarket, you get precisely what you voted for and +so does everyone else."_ Such "voting" with one's pocket is then claimed to be +an example of the wonderful "freedom" people enjoy under capitalism (as +opposed to "socialism," always equated by right-wingers with **state** +socialism, which will be discussed in [section H](secHcon.html)). However, in +evaluating this claim, the difference between customers and citizens is +critical. + +The customer chooses between products on the shelf that have been designed and +built by others for the purpose of profit. The consumer is the end-user, +essentially a spectator rather than an actor, merely choosing between options +created elsewhere by others. Market decision making is therefore fundamentally +**passive** and **reactionary,** i.e. based on reacting to developments +initiated by others. In contrast, the "citizen" is actively involved, at least +ideally, in all stages of the decision making process, either directly or +through elected delegates. Therefore, given decentralised and participatory- +democratic organisations, decision making by citizens can be **pro-active,** +based on human **action** in which one takes the initiative and sets the +agenda oneself. Indeed, most supporters of the "citizen" model support it +precisely **because** it actively involves individuals in participating in +social decision making, so creating an educational aspect to the process and +developing the abilities and powers of those involved. + +In addition, the power of the consumer is not evenly distributed across +society. Thus the expression "voting" when used in a market context expresses +a radically different idea than the one usually associated with it. In +political voting everyone gets one vote, in the market it is one vote per +dollar. What sort of "democracy" is it that gives one person more votes than +tens of thousands of others combined? + +Therefore the "consumer" idea fails to take into account the differences in +power that exist on the market as well as assigning an essentially passive +role to the individual. At best they can act on the market as isolated +individuals through their purchasing power. However, such a position is part +of the problem for, as E.F. Schumacher argues, the _"buyer is essentially a +bargain hunter; he is not concerned with the origin of the goods or the +conditions under which they have been produced. His sole concern is to obtain +the best value for money."_ He goes on to note that the market _"therefore +respects only the surface of society and its significance relates to the +momentary situation as it exists there and then. There is no probing into the +depths of things, into the natural or social facts that lie behind them."_ +[**Small is Beautiful**, p. 29] + +Indeed, the "customer" model actually works **against** any attempt to "probe" +the facts of things. Firstly, consumers rarely know the significance or +implications of the goods they are offered because the price mechanism +withholds such information from them. Secondly, because the atomistic nature +of the market makes discussion about the "why" and "how" of production +difficult -- we get to choose between various "whats". Instead of critically +evaluating the pros and cons of certain economic practices, all we are offered +is the option of choosing between things already produced. We can only +**re**-act when the damage is already done by picking the option which does +least damage (often we do not have even that choice). And to discover a given +products social and ecological impact we have to take a pro-active role by +joining groups which provide this sort of information (information which, +while essential for a rational decision, the market does not and cannot +provide). + +Moreover, the "consumer" model fails to recognise that the decisions we make +on the market to satisfy our "wants" are determined by social and market +forces. What we are capable of wanting is relative to the forms of social +organisation we live in. For example, people choose to buy cars because +General Motors bought up and destroyed the tram network in the 1930s and +people buy "fast food" because they have no time to cook because of increasing +working hours. This means that our decisions within the market are often +restricted by economic pressures. For example, the market forces firms, on +pain of bankruptcy, to do whatever possible to be cost-effective. Firms that +pollute, have bad working conditions and so on often gain competitive +advantage in so doing and other firms either have to follow suit or go out of +business. A "race to the bottom" ensures, with individuals making "decisions +of desperation" just to survive. Individual commitments to certain values, in +other words, may become irrelevant simply because the countervailing economic +pressures are simply too intense (little wonder Robert Owen argued that the +profit motive was _"a principle entirely unfavourable to individual and public +happiness"_). + +And, of course, the market also does not, and cannot, come up with goods that +we do not want in our capacity as consumers but desire to protect for future +generations or because of ecological reasons. By making the protection of the +planet, eco-systems and other such "goods" dependent on the market, capitalism +ensures that unless we put our money where our mouth is we can have no say in +the protection of such goods as eco-systems, historical sites, and so on. The +need to protect such "resources" in the long term is ignored in favour of +short-termism -- indeed, if we do not "consume" such products today they will +not be there tomorrow. Placed within a society that the vast majority of +people often face difficulties making ends meet, this means that capitalism +can never provide us with goods which we would like to see available as +**people** (either for others or for future generations or just to protect the +planet) but cannot afford or desire as **consumers.** + +It is clearly a sign of the increasing dominance of capitalist ideology that +the "customer" model is being transferred to the political arena. This +reflects the fact that the increasing scale of political institutions has +reinforced the tendency noted earlier for voters to become passive spectators, +placing their "support" behind one or another "product" (i.e. party or +leader). As Murray Bookchin comments, _"educated, knowledgeable citizens +become reduced to mere taxpayers who exchange money for 'services.'"_ +[**Remaking Society**, p. 71] In practice, due to state centralism, this turns +the political process into an extension of the market, with "citizens" being +reduced to "consumers." Or, in Erich Fromm's apt analysis, _"The functioning +of the political machinery in a democratic country is not essentially +different from the procedure on the commodity market. The political parties +are not too different from big commercial enterprises, and the professional +politicians try to sell their wares to the public."_ [**The Sane Society**, +pp. 186-187] + +But does it matter? Friedman suggests that being a customer is **better** than +being a citizen as you get "precisely" what you, and everyone else, wants. + +The key questions here are whether people always get what they want when they +shop. Do consumers who buy bleached newsprint and toilet paper **really** want +tons of dioxins and other organochlorides in rivers, lakes and coastal waters? +Do customers who buy cars **really** want traffic jams, air pollution, +motorways carving up the landscape and the greenhouse effect? And what of +those who do not buy these things? They are also affected by the decisions of +others. The notion that only the consumer is affected by his or her decision +is nonsense -- as is the childish desire to get "precisely" what you want, +regardless of the social impact. + +Perhaps Friedman could claim that when we consume we also approve of its +impact. But when we "vote" on the market we cannot say that we approved of the +resulting pollution (or distribution of income or power) because that was not +a choice on offer. Such changes are **pre-defined** or an aggregate outcome +and can only be chosen by a collective decision. In this way we can modify +outcomes we could bring about individually but which harm us collectively. And +unlike the market, in politics we can **change our minds** and revert back to +a former state, undoing the mistakes made. No such option is available on the +market. + +So Friedman's claims that in elections _"you end up with something different +from what you voted for"_ is equally applicable to the market place. + +These considerations indicate that the "consumer" model of human action is +somewhat limited (to say the least!). Instead we need to recognise the +importance of the "citizen" model, which we should point out includes the +"consumer" model within it. Taking part as an active member of the community +does not imply that we stop making individual consumption choices between +those available, all it does is potentially enrich our available options by +removing lousy choices (such as ecology or profit, cheap goods or labour +rights, family or career). + +In addition we must stress its role in developing those who practice the +"citizen" model and how it can enrich our social and personal life. Being +active within participatory institutions fosters and develops an active, +"public-spirited" type of character. Citizens, because they are making +**collective** decisions have to weight other interests **as well as** their +own and so consider the impact on themselves, others, society and the +environment of possible decisions. It is, by its very nature, an educative +process by which all benefit by developing their critical abilities and +expanding their definition of self-interest to take into account themselves as +part of a society and eco-system **as well as** as an individual. The +"consumer" model, with its passive and exclusively private/money orientation +develops few of people's faculties and narrows their self-interest to such a +degree that their "rational" actions can actually (indirectly) harm them. + +As Noam Chomsky argues, it is _"now widely realised that the economists +'externalities' can no longer be consigned to footnotes. No one who gives a +moment's thought to the problems of contemporary society can fail to be aware +of the social costs of consumption and production, the progressive destruction +of the environment, the utter irrationality of the utilisation of contemporary +technology, the inability of a system based on profit or growth maximisation +to deal with needs that can only be expressed collectively, and the enormous +bias this system imposes towards maximisation of commodities for personal use +in place of the general improvement of the quality of life."_ [**Radical +Priorities**, pp. 190-1] + +The "citizen" model takes on board the fact that the sum of rational +individual decisions may not yield a rational collective outcome (which, we +must add, harms the individuals involved and so works against their self- +interest). Social standards, created and enriched by a process of discussion +and dialogue can be effective in realms where the atomised "consumer" model is +essentially powerless to achieve constructive social change, never mind +protect the individual from "agreeing" to "decisions of desperation" that +leave them and society as a whole worse off (see also sections +[E.3](secE3.html) and [E.5](secE5.html)). + +This is **not** to suggest that anarchists desire to eliminate individual +decision making, far from it. An anarchist society will be based upon +individuals making decisions on what they want to consume, where they want to +work, what kind of work they want to do and so on. So the aim of the "citizen" +model is not to "replace" the "consumer" model, but only to improve the social +environment within which we make our individual consumption decisions. What +the "citizen" model of human action desires is to place such decisions within +a social framework, one that allows each individual to take an active part in +improving the quality of life for us all by removing "Hobson choices" as far +as possible. + diff --git a/markdown/secB6.md b/markdown/secB6.md new file mode 100644 index 0000000000000000000000000000000000000000..1061fd867960493f50a06e3b7ce6c35b91a7a241 --- /dev/null +++ b/markdown/secB6.md @@ -0,0 +1,106 @@ +# B.6 But won't decisions made by individuals with their own money be the +best? + +This question refers to an argument commonly used by capitalists to justify +the fact that investment decisions are removed from public control under +capitalism, with private investors making all the decisions. Clearly the +assumption behind this argument is that individuals suddenly lose their +intelligence when they get together and discuss their common interests. But +surely, through debate, we can enrich our ideas by social interaction. In the +marketplace we do not discuss but instead act as atomised individuals. + +This issue involves the _"Isolation Paradox,"_ according to which the very +logic of individual decision-making is different from that of collective +decision-making. An example is the _"tyranny of small decisions."_ Let us +assume that in the soft drink industry some companies start to produce +(cheaper) non-returnable bottles. The end result of this is that most, if not +all, the companies making returnable bottles lose business and switch to non- +returnables. Result? Increased waste and environmental destruction. + +This is because market price fails to take into account social costs and +benefits, indeed it **mis**-estimates them for both buyer/seller and to others +not involved in the transaction. This is because, as Schumacher points out, +the _"strength of the idea of private enterprise lies in its terrifying +simplicity. It suggests that the totality of life can be reduced to one aspect +- profits..."_ [**Small is Beautiful**, p. 215] But life cannot be reduced to +one aspect without impoverishing it and so capitalism _"knows the price of +everything but the value of nothing."_ + +Therefore the market promotes "the tyranny of small decisions" and this can +have negative outcomes for those involved. The capitalist "solution" to this +problem is no solution, namely to act after the event. Only after the +decisions have been made and their effects felt can action be taken. But by +then the damage has been done. Can suing a company **really** replace a +fragile eco-system? In addition, the economic context has been significantly +altered, because investment decisions are often difficult to unmake. + +In other words, the operations of the market provide an unending source of +examples for the argument that the aggregate results of the pursuit of private +interest may well be collectively damaging. And as collectives are made up of +individuals, that means damaging to the individuals involved. The remarkable +ideological success of "free market" capitalism is to identify the anti-social +choice with self-interest, so that any choice in the favour of the interests +which we share collectively is treated as a piece of self-sacrifice. However, +by atomising decision making, the market often actively works against the +self-interest of the individuals that make it up. + +Game theory is aware that the sum of rational choices do not automatically +yield a rational group outcome. Indeed, it terms such situations as +"collective action" problems. By not agreeing common standards, a "race to the +bottom" can ensue in which a given society reaps choices that we as +individuals really don't want. The rational pursuit of individual self- +interest leaves the group, and so most individuals, worse off. The problem is +not bad individual judgement (far from it, the individual is the only person +able to know what is best for them in a given situation). It is the absence of +social discussion and remedies that compels people to make unbearable choices +because the available menu presents no good options. + +By **not** discussing the impact of their decisions with everyone who will be +affected, the individuals in question have not made a better decision. Of +course, under our present highly centralised statist and capitalist system, +such a discussion would be impossible to implement, and its closest +approximation -- the election process -- is too vast, bureaucratic and +dominated by wealth to do much beyond passing a few toothless laws which are +generally ignored when they hinder profits. + +However, let's consider what the situation would be like under libertarian +socialism, where the local community assemblies discuss the question of +returnable bottles along with the workforce. Here the function of specific +interest groups (such as consumer co-operatives, ecology groups, workplace +Research and Development action committees and so on) would play a critical +role in producing information. Knowledge, as Bakunin, Kropotkin, etc. knew, is +widely dispersed throughout society and the role of interested parties is +essential in making it available to others. Based upon this information and +the debate it provokes, the collective decision reached would most probably +favour returnables over waste. This would be a better decision from a social +and ecological point of view, and one that would benefit the individuals who +discussed and agreed upon its effects on themselves and their society. + +In other words, anarchists think we have to take an active part in creating +the menu as well as picking options from it which reflect our individual +tastes and interests. + +It needs to be emphasised that such a system does not involve discussing and +voting on everything under the sun, which would paralyse all activity. To the +contrary, most decisions would be left to those interested (e.g. workers +decide on administration and day-to-day decisions within the factory), the +community decides upon policy (e.g. returnables over waste). Neither is it a +case of electing people to decide for us, as the decentralised nature of the +confederation of communities ensures that power lies in the hands of local +people. + +This process in no way implies that "society" decides what an individual is to +consume. That, like all decisions affecting the individual only, is left +entirely up to the person involved. Communal decision-making is for decisions +that impact both the individual and society, allowing those affected by it to +discuss it among themselves as equals, thus creating a rich social context +within which individuals can act. This is an obvious improvement over the +current system, where decisions that often profoundly alter people's lives are +left to the discretion of an elite class of managers and owners, who are +supposed to "know best." + +There is, of course, the danger of "tyranny of the majority" in any democratic +system, but in a direct libertarian democracy, this danger would be greatly +reduced, for reasons discussed in section I.5.6 ( [Won't there be a danger of +a "tyranny of the majority" under libertarian socialism?](secI5.html#seci56)). + diff --git a/markdown/secB7.md b/markdown/secB7.md new file mode 100644 index 0000000000000000000000000000000000000000..f5c00009622e4ad7ad6a636826c57fc6e01c9cb7 --- /dev/null +++ b/markdown/secB7.md @@ -0,0 +1,854 @@ +# B.7 What classes exist within modern society? + +For anarchists, class analysis is an important means of understanding the +world and what is going on in it. While recognition of the fact that classes +actually exist is less prevalent now than it once was, this does not mean that +classes have ceased to exist. Quite the contrary. As we'll see, it means only +that the ruling class has been more successful than before in obscuring the +existence of class. + +Class can be objectively defined: the relationship between an individual and +the sources of power within society determines his or her class. We live in a +class society in which a few people possess far more political and economic +power than the majority, who usually work for the minority that controls them +and the decisions that affect them. This means that class is based both on +exploitation **and** oppression, with some controlling the labour of others +for their own gain. The means of oppression have been indicated in earlier +parts of [section B](secBcon.html), while section C ([What are the myths of +capitalist economics?](secCcon.html)) indicates exactly how exploitation +occurs within a society apparently based on free and equal exchange. In +addition, it also highlights the effects on the economic system itself of this +exploitation. The social and political impact of the system and the classes +and hierarchies it creates is discussed in depth in section D ([How do statism +and capitalism affect society?](secDcon.html)). + +We must emphasise at the outset that the idea of the "working class" as +composed of nothing but industrial workers is simply false. It is **not** +applicable today, if it ever was. Power, in terms of hire/fire and investment +decisions, is the important thing. Ownership of capital as a means of +determining a person's class, while still important, does not tell the whole +story. An obvious example is that of the higher layers of management within +corporations. They have massive power within the company, basically taking +over the role held by the actual capitalist in smaller firms. While they may +technically be "salary slaves" their power and position in the social +hierarchy indicate that they are members of the ruling class in practice (and, +consequently, their income is best thought of as a share of profits rather +than a wage). Much the same can be said of politicians and state bureaucrats +whose power and influence does not derive from the ownership of the means of +production but rather then control over the means of coercion. Moreover, many +large companies are owned by other large companies, through pension funds, +multinationals, etc. (in 1945, 93% of shares were owned by individuals; by +1997, this had fallen to 43%). Needless to say, if working-class people own +shares that does not make them capitalists as the dividends are **not** enough +to live on nor do they give them any say in how a company is run). + +For most anarchists, there are two main classes: + +(1) _**Working class**_ \-- those who have to work for a living but have no +real control over that work or other major decisions that affect them, i.e. +order-takers. This class also includes the unemployed, pensioners, etc., who +have to survive on handouts from the state. They have little wealth and little +(official) power. This class includes the growing service worker sector, most +(if not the vast majority) of "white collar" workers as well as traditional +"blue collar" workers. Most self-employed people would be included in this +class, as would the bulk of peasants and artisans (where applicable). In a +nutshell, the producing classes and those who either were producers or will be +producers. This group makes up the vast majority of the population. + +(2) _**Ruling class_** \-- those who control investment decisions, determine +high level policy, set the agenda for capital and state. This is the elite at +the top, owners or top managers of large companies, multinationals and banks +(i.e., the capitalists), owners of large amounts of land (i.e. landlords or +the aristocracy, if applicable), top-level state officials, politicians, and +so forth. They have real power within the economy and/or state, and so control +society. In a nutshell, the owners of power (whether political, social or +economic) or the master class. This group consists of around the top 5-15% of +the population. + +Obviously there are "grey" areas in any society, individuals and groups who do +not fit exactly into either the working or ruling class. Such people include +those who work but have some control over other people, e.g. power of +hire/fire. These are the people who make the minor, day-to-day decisions +concerning the running of capital or state. This area includes lower to middle +management, professionals, and small capitalists. + +There is some argument within the anarchist movement whether this "grey" area +constitutes another ("middle") class or not. Most anarchists say no, most of +this "grey" area are working class, others (such as the British **Class War +Federation**) argue it is a different class. One thing is sure, all anarchists +agree that most people in this "grey" area have an interest in getting rid of +the current system just as much as the working class (we should point out here +that what is usually called "middle class" in the USA and elsewhere is nothing +of the kind, and usually refers to working class people with decent jobs, +homes, etc. As class is considered a rude word in polite society in the USA, +such mystification is to be expected). + +So, there will be exceptions to this classification scheme. However, most of +society share common interests, as they face the economic uncertainties and +hierarchical nature of capitalism. + +We do not aim to fit all of reality into this class scheme, but only to +develop it as reality indicates, based on our own experiences of the changing +patterns of modern society. Nor is this scheme intended to suggest that all +members of a class have identical interests or that competition does not exist +between members of the same class, as it does between the classes. Capitalism, +by its very nature, is a competitive system. As Malatesta pointed out, _"one +must bear in mind that on the one hand the bourgeoisie (the property owners) +are always at war amongst themselves. . . and that on the other hand the +government, though springing from the bourgeoisie and its servant and +protector, tends, as every servant and every protector, to achieve its own +emancipation and to dominate whoever it protects. Thus the game of the swings, +the manoeuvres, the concessions and the withdrawals, the attempts to find +allies among the people and against the conservatives, and among conservatives +against the people, which is the science of the governors, and which blinds +the ingenuous and phlegmatic who always wait for salvation to come down to +them from above."_ [**Anarchy**, p. 25] + +However, no matter how much inter-elite rivalry goes on, at the slightest +threat to the system from which they benefit, the ruling class will unite to +defend their common interests. Once the threat passes, they will return to +competing among themselves for power, market share and wealth. Unfortunately, +the working class rarely unites as a class, mainly due to its chronic economic +and social position. At best, certain sections unite and experience the +benefits and pleasure of co-operation. Anarchists, by their ideas and action +try to change this situation and encourage solidarity within the working class +in order to resist, and ultimately get rid of, capitalism. However, their +activity is helped by the fact that those in struggle often realise that +_"solidarity is strength"_ and so start to work together and unite their +struggles against their common enemy. Indeed, history is full of such +developments. + +## B.7.1 But do classes actually exist? + +So do classes actually exist, or are anarchists making them up? The fact that +we even need to consider this question points to the pervasive propaganda +efforts by the ruling class to suppress class consciousness, which will be +discussed further on. First, however, let's examine some statistics, taking +the USA as an example. We have done so because the state has the reputation of +being a land of opportunity and capitalism. Moreover, class is seldom talked +about there (although its business class is **very** class conscious). +Moreover, when countries have followed the US model of freer capitalism (for +example, the UK), a similar explosion of inequality develops along side +increased poverty rates and concentration of wealth into fewer and fewer +hands. + +There are two ways of looking into class, by income and by wealth. Of the two, +the distribution of wealth is the most important to understanding the class +structure as this represents your assets, what you own rather than what you +earn in a year. Given that wealth is the source of income, this represents the +impact and power of private property and the class system it represents. After +all, while all employed workers have an income (i.e. a wage), their actual +wealth usually amounts to their personal items and their house (if they are +lucky). As such, their wealth generates little or no income, unlike the owners +of resources like companies, land and patents. Unsurprisingly, wealth +insulates its holders from personal economic crises, like unemployment and +sickness, as well as gives its holders social and political power. It, and its +perks, can also be passed down the generations. Equally unsurprisingly, the +distribution of wealth is much more unequal than the distribution of income. + +At the start of the 1990s, the share of total US income was as follows: one +third went to the top 10% of the population, the next 30% gets another third +and the bottom 60% gets the last third. Dividing the wealth into thirds, we +find that the top 1% owns a third, the next 9% owns a third, and bottom 90% +owns the rest. [David Schweickart, **After Capitalism**, p. 92] Over the +1990s, the inequalities in US society have continued to increase. In 1980, the +richest fifth of Americans had incomes about ten times those of the poorest +fifth. A decade later, they has twelve times. By 2001, they had incomes over +fourteen times greater. [Doug Henwood, **After the New Economy**, p. 79] +Looking at the figures for private family wealth, we find that in 1976 the +wealthiest one percent of Americans owned 19% of it, the next 9% owned 30% and +the bottom 90% of the population owned 51%. By 1995 the top 1% owned 40%, more +than owned by the bottom 92% of the US population combined -- the next 9% had +31% while the bottom 90% had only 29% of total (see Edward N. Wolff, **Top +Heavy: A Study of Increasing Inequality in America** for details). + +So in terms of wealth ownership, we see a system in which a very small +minority own the means of life. In 1992 the richest 1% of households -- about +2 million adults -- owned 39% of the stock owned by individuals. The top 10%, +owned over 81%. In other words, the bottom 90% of the population had a smaller +share (23%) of investable capital of all kinds than the richest 1/2% (29%). +Stock ownership was even more densely concentrated, with the richest 5% +holding 95% of all shares. [Doug Henwood, **Wall Street: Class racket**] Three +years later, _"the richest 1% of households . . . owned 42% of the stock owned +by individuals, and 56% of the bonds . . . the top 10% together owned nearly +90% of both."_ Given that around 50% of all corporate stock is owned by +households, this means that 1% of the population _"owns a quarter of the +productive capital and future profits of corporate America; the top 10% nearly +half."_ [Doug Henwood, **Wall Street**, pp. 66-7] Unsurprisingly, the +Congressional Budget Office estimates that more than half of corporate profits +ultimately accrue to the wealthiest 1 percent of taxpayers, while only about 8 +percent go to the bottom 60 percent. + +Henwood summarises the situation by noting that _"the richest tenth of the +population has a bit over three-quarters of all the wealth in this society, +and the bottom half has almost none -- but it has lots of debt."_ Most middle- +income people have most of their (limited) wealth in their homes and if we +look at non-residential wealth we find a _"very, very concentrated"_ +situation. The _"bottom half of the population claimed about 20% of all income +in 2001 -- but only 2% of non-residential wealth. The richest 5% of the +population claimed about 23% of income, a bit more than the entire bottom +half. But it owned almost two-thirds -- 65% -- of the wealth."_ [**After the +New Economy**, p. 122] + +In terms of income, the period since 1970 has also been marked by increasing +inequalities and concentration: + +> _ "According to estimates by the economists Thomas Piketty and Emmanuel Saez +-- confirmed by data from the Congressional Budget Office -- between 1973 and +2000 the average real income of the bottom 90 percent of American taxpayers +actually fell by 7 percent. Meanwhile, the income of the top 1 percent rose by +148 percent, the income of the top 0.1 percent rose by 343 percent and the +income of the top 0.01 percent rose 599 percent."_ [Paul Krugman, _"The Death +of Horatio Alger"_, **The Nation**, January 5, 2004] + +Doug Henwood provides some more details on income [**Op. Cit.**, p. 90]: + +**Changes in income, 1977-1999** | real income growth +1977-99 | Share of total income | | 1977 | 1999 | Change +---|---|---|--- +poorest 20%| -9%| 5.7%| 4.2% | -1.5% +second 20% | +1| 11.5| 9.7| -1.8 +middle 20%| +8| 16.4| 14.7| -1.7 +fourth 20%| +14| 22.8| 21.3| -1.5 +top 20%| +43| 44.2| 50.4| +6.2 +top 1%| +115| 7.3| 12.9| +5.6 + +By far the biggest gainers from the wealth concentration since the 1980s have +been the super-rich. The closer you get to the top, the bigger the gains. In +other words, it is not simply that the top 20 percent of families have had +bigger percentage gains than the rest. Rather, the top 5 percent have done +better than the next 15, the top 1 percent better than the next 4 per cent, +and so on. + +As such, if someone argues that while the share of national income going to +the top 10 percent of earners has increased that it does not matter because +anyone with an income over $81,000 is in that top 10 percent they are missing +the point. The lower end of the top ten per cent were not the big winners over +the last 30 years. Most of the gains in the share in that top ten percent went +to the top 1 percent (who earn at least $230,000). Of these gains, 60 percent +went to the top 0.1 percent (who earn more than $790,000). And of these gains, +almost half went to the top 0.01 percent (a mere 13,000 people who had an +income of at least $3.6 million and an average income of $17 million). [Paul +Krugman, _"For Richer"_, **New York Times**, 20/10/02] + +All this proves that classes do in fact exist, with wealth and power +concentrating at the top of society, in the hands of the few. + +To put this inequality of income into some perspective, the average full-time +Wal-Mart employee was paid only about $17,000 a year in 2004\. Benefits are +few, with less than half the company's workers covered by its health care +plan. In the same year Wal-Mart's chief executive, Scott Lee Jr., was paid +$17.5 million. In other words, every two weeks he was paid about as much as +his average employee would earn after a lifetime working for him. + +Since the 1970s, most Americans have had only modest salary increases (if +that). The average annual salary in America, expressed in 1998 dollars (i.e., +adjusted for inflation) went from $32,522 in 1970 to $35,864 in 1999. That is +a mere 10 percent increase over nearly 30 years. Over the same period, +however, according to Fortune magazine, the average real annual compensation +of the top 100 C.E.O.'s went from $1.3 million -- 39 times the pay of an +average worker -- to $37.5 million, more than 1,000 times the pay of ordinary +workers. + +Yet even here, we are likely to miss the real picture. The average salary is +misleading as this does not reflect the distribution of wealth. For example, +in the UK in the early 1990s, two-thirds of workers earned the average wage or +below and only a third above. To talk about the "average" income, therefore, +is to disguise remarkable variation. In the US, adjusting for inflation, +average family income -- total income divided by the number of families -- +grew 28% between 1979 and 1997. The median family income -- the income of a +family in the middle (i.e. the income where half of families earn more and +half less) grew by only 10%. The median is a better indicator of how typical +American families are doing as the distribution of income is so top heavy in +the USA (i.e. the average income is considerably higher than the median). It +should also be noted that the incomes of the bottom fifth of families actually +fell slightly. In other words, the benefits of economic growth over nearly two +decades have **not** trickled down to ordinary families. Median family income +has risen only about 0.5% per year. Even worse, _"just about all of that +increase was due to wives working longer hours, with little or no gain in real +wages."_ [Paul Krugman, _"For Richer"_, **Op. Cit.**] + +So if America does have higher average or per capita income than other +advanced countries, it is simply because the rich are richer. This means that +a high average income level can be misleading if a large amount of national +income is concentrated in relatively few hands. This means that large numbers +of Americans are worse off economically than their counterparts in other +advanced countries. Thus Europeans have, in general, shorter working weeks and +longer holidays than Americans. They may have a lower average income than the +United States but they do not have the same inequalities. This means that the +median European family has a standard of living roughly comparable with that +of the median U.S. family -- wages may even be higher. + +As Doug Henwood notes, _"[i]nternational measures put the United States in a +disgraceful light. . . The soundbite version of the LIS [Luxembourg Income +Study] data is this: for a country th[at] rich, [it] ha[s] a lot of poor +people."_ Henwood looked at both relative and absolute measures of income and +poverty using the cross-border comparisons of income distribution provided by +the LIS and discovered that _"[f]or a country that thinks itself universally +middle class [i.e. middle income], the United States has the second-smallest +middle class of the nineteen countries for which good LIS data exists."_ Only +Russia, a country in near-total collapse was worse (40.9% of the population +were middle income compared to 46.2% in the USA. Households were classed as +poor if their incomes were under 50 percent of the national medium; near-poor, +between 50 and 62.5 percent; middle, between 62.5 and 150 percent; and well- +to-do, over 150 percent. The USA rates for poor (19.1%), near-poor (8.1%) and +middle (46.2%) were worse than European countries like Germany (11.1%, 6.5% +and 64%), France (13%, 7.2% and 60.4%) and Belgium (5.5%, 8.0% and 72.4%) as +well as Canada (11.6%, 8.2% and 60%) and Australia (14.8%, 10% and 52.5%). + +The reasons for this? Henwood states that the _"reasons are clear -- weak +unions and a weak welfare state. The social-democratic states -- the ones that +interfere most with market incomes -- have the largest [middles classes]. The +US poverty rate is nearly twice the average of the other eighteen."_ Needless +to say, "middle class" as defined by income is a very blunt term (as Henwood +states). It says nothing about property ownership or social power, for +example, but income is often taken in the capitalist press as the defining +aspect of "class" and so is useful to analyse in order to refute the claims +that the free-market promotes general well-being (i.e. a larger "middle +class"). That the most free-market nation has the worse poverty rates **and** +the smallest "middle class" indicates well the anarchist claim that +capitalism, left to its own devices, will benefit the strong (the ruling +class) over the weak (the working class) via "free exchanges" on the "free" +market (as we argue in [section C.7](secC7.html), only during periods of full +employment -- and/or wide scale working class solidarity and militancy -- does +the balance of forces change in favour of working class people. Little wonder, +then, that periods of full employment also see falling inequality -- see James +K. Galbraith's **Created Unequal** for more details on the correlation of +unemployment and inequality). + +Of course, it could be objected that this relative measure of poverty and +income ignores the fact that US incomes are among the highest in the world, +meaning that the US poor may be pretty well off by foreign standards. Henwood +refutes this claim, noting that _"even on absolute measures, the US +performance is embarrassing. LIS researcher Lane Kenworthy estimated poverty +rates for fifteen countries using the US poverty line as the benchmark. . . +Though the United States has the highest average income, it's far from having +the lowest poverty rate."_ Only Italy, Britain and Australia had higher levels +of absolute poverty (and Australia exceeded the US value by 0.2%, 11.9% +compared to 11.7%). Thus, in both absolute **and** relative terms, the USA +compares badly with European countries. [Doug Henwood, _"Booming, Borrowing, +and Consuming: The US Economy in 1999"_, pp.120-33, **Monthly Review**, vol. +51, no. 3, pp. 129-31] + +In summary, therefore, taking the USA as being the most capitalist nation in +the developed world, we discover a class system in which a very small minority +own the bulk of the means of life and get most of the income. Compared to +other Western countries, the class inequalities are greater and the society is +more polarised. Moreover, over the last 20-30 years those inequalities have +increased spectacularly. The ruling elite have become richer and wealth has +flooded upwards rather than trickled down. + +The cause of the increase in wealth and income polarisation is not hard to +find. It is due to the increased economic and political power of the +capitalist class and the weakened position of working class people. As +anarchists have long argued, any "free contract" between the powerful and the +powerless will benefit the former far more than the latter. This means that if +the working class's economic and social power is weakened then we will be in a +bad position to retain a given share of the wealth we produce but is owned by +our bosses and accumulates in the hands of the few. + +Unsurprisingly, therefore, there has been an increase in the share of total +income going to capital (i.e., interest, dividends, and rent) and a decrease +in the amount going to labour (wages, salaries, and benefits). Moreover, an +increasing part of the share to labour is accruing to high-level management +(in electronics, for example, top executives used to paid themselves 42 times +the average worker in 1991, a mere 5 years later it was 220 times as much). + +Since the start of the 1980s, unemployment and globalisation has weakened the +economic and social power of the working class. Due to the decline in the +unions and general labour militancy, wages at the bottom have stagnated (real +pay for most US workers is lower in 2005 than it was in 1973!). This, combined +with "trickle-down" economic policies of tax cuts for the wealthy, tax raises +for the working classes, the maintaining of a "natural" law of unemployment +(which weakens unions and workers power) and cutbacks in social programs, has +seriously eroded living standards for all but the upper strata \-- a process +that is clearly leading toward social breakdown, with effects that will be +discussed later (see [section D.9](secD9.html)). + +Little wonder Proudhon argued that the law of supply and demand was a +_"deceitful law . . . suitable only for assuring the victory of the strong +over the weak, of those who own property over those who own nothing."_ [quoted +by Alan Ritter, **The Political Thought of Pierre-Joseph Proudhon**, p. 121] + +## B.7.2 Does social mobility make up for class inequality? + +Faced with the massive differences between classes under capitalism we +highlighted in the [last section](secB7.html#secb71), many supporters of +capitalism still deny the obvious. They do so by confusing a **caste** system +with a **class** system. In a caste system, those born into it stay in it all +their lives. In a class system, the membership of classes can and does change +over time. + +Therefore, it is claimed, what is important is not the existence of classes +but of social mobility (usually reflected in income mobility). According to +this argument, if there is a high level of social/income mobility then the +degree of inequality in any given year is unimportant. This is because the +redistribution of income over a person's life time would be very even. Thus +the inequalities of income and wealth of capitalism does not matter as +capitalism has high social mobility. + +Milton Friedman puts the argument in this way: + +> _"Consider two societies that have the same distribution of annual income. +In one there is a great mobility and change so that the position of particular +families in the income hierarchy varies widely from year to year. In the +other, there is great rigidity so that each family stays in the same position. +Clearly, in any meaningful sense, the second would be the more unequal +society. The one kind of inequality is a sign of dynamic change, social +mobility, equality of opportunity; the other of a status society. The +confusion behind these two kinds of inequality is particularly important, +precisely because competitive free-enterprise capitalism tends to substitute +the one for the other."_ [**Capitalism and Freedom**, p. 171] + +As with so many things, Friedman is wrong in his assertion (and that is all it +is, no evidence is provided). The more free market capitalist regimes have +**less** social mobility than those, like Western Europe, which have extensive +social intervention in the economy. As an added irony, the facts suggest that +implementing Friedman's suggested policies in favour of his beloved +"competitive free-enterprise capitalism" has made social mobility less, not +greater. In effect, as with so many things, Friedman ensured the refutation of +his own dogmas. + +Taking the USA as an example (usually considered one of the most capitalist +countries in the world) there is income mobility, but not enough to make +income inequality irrelevant. Census data show that 81.6 percent of those +families who were in the bottom quintile of the income distribution in 1985 +were still there in the next year; for the top quintile, it was 76.3 percent. + +Over longer time periods, there is more mixing but still not that much and +those who do slip into different quintiles are typically at the borders of +their category (e.g. those dropping out of the top quintile are typically at +the bottom of that group). Only around 5% of families rise from bottom to top, +or fall from top to bottom. In other words, the class structure of a modern +capitalist society is pretty solid and _"much of the movement up and down +represents fluctuations around a fairly fixed long term distribution."_ [Paul +Krugman, **Peddling Prosperity**, p. 143] + +Perhaps under a "pure" capitalist system things would be different? Ronald +Reagan helped make capitalism more "free market" in the 1980s, but there is no +indication that income mobility increased significantly during that time. In +fact, according to one study by Greg Duncan of the University of Michigan, the +middle class shrank during the 1980s, with fewer poor families moving up or +rich families moving down. Duncan compared two periods. During the first +period (1975 to 1980) incomes were more equal than they are today. In the +second (1981 to 1985) income inequality began soaring. In this period there +was a reduction in income mobility upward from low to medium incomes of over +10%. + +Here are the exact figures [cited by Paul Krugman, _"The Rich, the Right, and +the Facts,"_ **The American Prospect** no. 11, Fall 1992, pp. 19-31]: + +** Percentages of families making transitions to and from middle class (5-year period before and after 1980) ** + +| Transition| Before 1980 | After 1980 +---|---|--- +Middle income to low income| 8.5 | 9.8 +Middle income to high income | 5.8 | 6.8 +Low income to middle income | 35.1 | 24.6 +High income to middle income | 30.8 | 27.6 + +Writing in 2004, Krugman returned to this subject. The intervening twelve +years had made things worse. America, he notes, is _"more of a caste society +than we like to think. And the caste lines have lately become a lot more +rigid."_ Before the rise of neo-liberalism in the 1980s, America had more +intergenerational mobility. _"A classic 1978 survey found that among adult men +whose fathers were in the bottom 25 percent of the population as ranked by +social and economic status, 23 percent had made it into the top 25 percent. In +other words, during the first thirty years or so after World War II, the +American dream of upward mobility was a real experience for many people."_ +However, a new survey of today's adult men _"finds that this number has +dropped to only 10 percent. That is, over the past generation upward mobility +has fallen drastically. Very few children of the lower class are making their +way to even moderate affluence. This goes along with other studies indicating +that rags-to-riches stories have become vanishingly rare, and that the +correlation between fathers' and sons' incomes has risen in recent decades. In +modern America, it seems, you're quite likely to stay in the social and +economic class into which you were born."_ [Paul Krugman, _"The Death of +Horatio Alger"_, **The Nation**, January 5, 2004] + +British Keynesian economist Will Hutton quotes US data from 2000-1 which +_"compare[s] the mobility of workers in America with the four biggest European +economies and three Nordic economies."_ The US _"has the lowest share of +workers moving from the bottom fifth of workers into the second fifth, the +lowest share moving into the top 60 per cent and the highest share unable to +sustain full-time employment."_ He cites an OECD study which _"confirms the +poor rates of relative upward mobility for very low-paid American workers; it +also found that full-time workers in Britain, Italy and Germany enjoy much +more rapid growth in their earnings than those in the US . . . However, +downward mobility was more marked in the US; American workers are more likely +to suffer a reduction in their real earnings than workers in Europe."_ Thus +even the OECD (the _"high priest of deregulation"_) was _"forced to conclude +that countries with more deregulated labour and product markets (pre-eminently +the US) do not appear to have higher relative mobility, nor do low-paid +workers in these economies experience more upward mobility. The OECD is +pulling its punches. The US experience is worse than Europe's."_ Numerous +studies have shown that _"either there is no difference"_ in income mobility +between the USA and Europe _"or that there is less mobility in the US."_ +[**The World We're In**, pp. 166-7] + +Little wonder, then, that Doug Henwood argues that _"the final appeal of +apologists of the American way is an appeal to our legendary mobility"_ fails. +In fact, _"people generally don't move far from the income class they are born +into, and there is little difference between US and European mobility +patterns. In fact, the United States has the largest share of what the OECD +called 'low-wage' workers, and the poorest performance on the emergence from +the wage cellar of any country it studied." _[**Op. Cit.**, p. 130] + +Indeed, _"both the US and British poor were more likely to stay poor for a +long period of time: almost half of all people who were poor for one year +stayed poor for five or more years, compared with 30% in Canada and 36% in +Germany. And, despite claims of great upward mobility in the US, 45% of the +poor rose out of poverty in a given year, compared with 45% in the UK, 53% in +Germany, and 56% in Canada. And of those who did exit poverty, 15% of +Americans were likely to make a round trip back under the poverty line, +compared with 16% in Germany, 10% in the UK, and 7% in Canada."_ [Doug +Henwood, **After the New Economy**, pp. 136-7] + +A 2005 study of income mobility by researchers at the London School of +Economics (on behalf of the educational charity the Sutton Trust) confirms +that the more free market a country, the worse is its levels of social +mobility. [Jo Blanden, Paul Gregg and Stephen Machin, **Intergenerational +Mobility in Europe and North America**, April, 2005] They found that Britain +has one of the worst records for social mobility in the developed world, +beaten only by the USA out of eight European and North American countries. +Norway was the best followed by Denmark, Sweden, Finland, Germany and Canada. + +This means that children born to poor families in Britain and the USA are less +likely to fulfil their full potential than in other countries and are less +likely to break free of their backgrounds than in the past. In other words, we +find it harder to earn more money and get better jobs than our parents. +Moreover, not only is social mobility in Britain much lower than in other +advanced countries, it is actually declining and has fallen markedly over +time. The findings were based on studies of two groups of children, one set +born in the 1950s and the other in the 1970s. In the UK, while 17 per cent of +the former made it from the bottom quarter income group to the top, only 11 +per cent of the latter did so. Mobility in the Nordic countries was twice that +of the UK. While only the US did worse than the UK in social mobility + +The puzzle of why, given that there is no evidence of American exceptionalism +or higher social mobility, the myth persists has an easy solution. It has +utility for the ruling class in maintaining the system. By promoting the myth +that people can find the path to the top easy then the institutions of power +will not be questioned, just the moral character of the many who do not. + +Needless to say, income mobility does not tell the whole story. Increases in +income do not automatically reflect changes in class, far from it. A better +paid worker is still working class and, consequently, still subject to +oppression and exploitation during working hours. As such, income mobility, +while important, does not address inequalities in power. Similarly, income +mobility does not make up for a class system and its resulting authoritarian +social relationships and inequalities in terms of liberty, health and social +influence. And the facts suggest that the capitalist dogma of "meritocracy" +that attempts to justify this system has little basis in reality. Capitalism +is a class ridden system and while there is some changes in the make-up of +each class they are remarkably fixed, particularly once you get to the top +5-10% of the population (i.e. the ruling class). + +Logically, this is not surprising. There is no reason to think that more +unequal societies should be more mobile. The greater the inequality, the more +economic power those at the top will have and, consequently, the harder it +will be those at the bottom to climb upwards. To suggest otherwise is to argue +that it is easier to climb a mountain than a hill! Unsurprisingly the facts +support the common sense analysis that the higher the inequality of incomes +and wealth, the lower the equality of opportunity and, consequently, the lower +the social mobility. + +Finally, we should point out even if income mobility was higher it does not +cancel out the fact that a class system is marked by differences in **power** +which accompany the differences in income. In other words, because it is +possible (in theory) for everyone to become a boss this does not make the +power and authority that bosses have over their workers (or the impact of +their wealth on society) any more legitimate (just because everyone -- in +theory \-- can become a member of the government does not make government any +less authoritarian). Because the membership of the boss class can change does +not negate the fact that such a class exists. + +Ultimately, using (usually highly inflated) notions of social mobility to +defend a class system is unconvincing. After all, in most slave societies +slaves could buy their freedom and free people could sell themselves into +slavery (to pay off debts). If someone tried to defend slavery with the +reference to this fact of social mobility they would be dismissed as mad. The +evil of slavery is not mitigated by the fact that a few slaves could stop +being slaves if they worked hard enough. + +## B.7.3 Why is the existence of classes denied? + +It is clear, then, that classes do exist, and equally clear that individuals +can rise and fall within the class structure -- though, of course, it's easier +to become rich if you're born in a rich family than a poor one. Thus James W. +Loewen reports that _"ninety-five percent of the executives and financiers in +America around the turn of the century came from upper-class or upper-middle- +class backgrounds. Fewer than 3 percent started as poor immigrants or farm +children. Throughout the nineteenth century, just 2 percent of American +industrialists came from working-class origins"_ [in _"Lies My Teacher Told +Me"_ citing William Miller, _"American Historians and the Business Elite,"_ in +**Men in Business**, pp. 326-28; cf. David Montgomery, **Beyond Equality**, +pg. 15] And this was at the height of USA "free market" capitalism. According +to a survey done by C. Wright Mills and reported in his book **The Power +Elite**, about 65% of the highest-earning CEOs in American corporations come +from wealthy families. Meritocracy, after all, does not imply a "classless" +society, only that some mobility exists between classes. Yet we continually +hear that class is an outmoded concept; that classes don't exist any more, +just atomised individuals who all enjoy "equal opportunity," "equality before +the law," and so forth. So what's going on? + +The fact that the capitalist media are the biggest promoters of the "end-of- +class" idea should make us wonder exactly **why** they do it. Whose interest +is being served by denying the existence of classes? Clearly it is those who +run the class system, who gain the most from it, who want everyone to think we +are all "equal." Those who control the major media don't want the idea of +class to spread because they themselves are members of the ruling class, with +all the privileges that implies. Hence they use the media as propaganda organs +to mould public opinion and distract the middle and working classes from the +crucial issue, i.e., their own subordinate status. This is why the mainstream +news sources give us nothing but superficial analyses, biased and selective +reporting, outright lies, and an endless barrage of yellow journalism, +titillation, and "entertainment," rather than talking about the class nature +of capitalist society (see section D.3 -- ["How does wealth influence the mass +media?"](secD3.html)) + +The universities, think tanks, and private research foundations are also +important propaganda tools of the ruling class. This is why it is virtually +taboo in mainstream academic circles to suggest that anything like a ruling +class even exists in the United States. Students are instead indoctrinated +with the myth of a "pluralist" and "democratic" society -- a Never-Never Land +where all laws and public policies supposedly get determined only by the +amount of "public support" they have \-- certainly not by any small faction +wielding power in disproportion to its size. + +To deny the existence of class is a powerful tool in the hands of the +powerful. As Alexander Berkman points out, _"[o]ur social institutions are +founded on certain ideas; so long as the latter are generally believed, the +institutions built on them are safe. Government remains strong because people +think political authority and legal compulsion necessary. Capitalism will +continue as long as such an economic system is considered adequate and just. +The weakening of the ideas which support the evil and oppressive present day +conditions means the ultimate breakdown of government and capitalism."_ +[_"Author's Foreword,"_ **What is Anarchism?**, p. xii] + +Unsurprisingly, to deny the existence of classes is an important means of +bolstering capitalism, to undercut social criticism of inequality and +oppression. It presents a picture of a system in which only individuals exist, +ignoring the differences between one set of people (the ruling class) and the +others (the working class) in terms of social position, power and interests. +This obviously helps those in power maintain it by focusing analysis away from +that power and its sources (wealth, hierarchy, etc.). + +It also helps maintain the class system by undermining collective struggle. To +admit class exists means to admit that working people share common interests +due to their common position in the social hierarchy. And common interests can +lead to common action to change that position. Isolated consumers, however, +are in no position to act for themselves. One individual standing alone is +easily defeated, whereas a **_union_** of individuals supporting each other is +not. Throughout the history of capitalism there have been attempts by the +ruling class -- often successful -- to destroy working class organisations. +Why? Because in union there is power -- power which can destroy the class +system as well as the state and create a new world. + +That's why the very existence of class is denied by the elite. It's part of +their strategy for winning the battle of ideas and ensuring that people remain +as atomised individuals. By _"manufacturing consent"_ (to use Walter Lipman's +expression for the function of the media), force need not be used. By limiting +the public's sources of information to propaganda organs controlled by state +and corporate elites, all debate can be confined within a narrow conceptual +framework of capitalist terminology and assumptions, and anything premised on +a different conceptual framework can be marginalised. Thus the average person +is brought to accept current society as "fair" and "just," or at least as "the +best available," because no alternatives are ever allowed to be discussed. + +## B.7.4 What do anarchists mean by _"class consciousness"_? + +Given that the existence of classes is often ignored or considered unimportant +("boss and worker have common interests") in mainstream culture, its important +to continually point out the facts of the situation: that a wealthy elite run +the world and the vast majority are subjected to hierarchy and work to enrich +this elite. To be class conscious means that we are aware of the objective +facts and act appropriately to change them. + +This is why anarchists stress the need for _**"class consciousness,"**_ for +recognising that classes exist and that their interests are in **conflict.** +The reason why this is the case is obvious enough. As Alexander Berkman +argues, _"the interests of capital and labour are not the same. No greater lie +was ever invented than the so-called 'identity of interests' [between capital +and labour] . . . labour produces all the wealth of the world . . . [and] +capital is owned by the masters is stolen property, stolen products of labour. +Capitalist industry is the process of continuing to appropriate the products +of labour for the benefit of the master class . . . It is clear that your +interests as a worker are **different** from the interests of your +capitalistic masters. More than different: they are entirely opposite; in +fact, contrary, antagonistic to each other. The better wages the boss pays +you, the less profit he makes out of you. It does not require great philosophy +to understand that."_ [**What is Anarchism?**, pp. 75-6] + +That classes are in conflict can be seen from the post-war period in most +developed countries. Taking the example of the USA, the immediate post-war +period (the 1950s to the 1970s) were marked by social conflict, strikes and so +forth. From the 1980s onwards, there was a period of relative social peace +because the bosses managed to inflict a series of defeats on the working +class. Workers became less militant, the trade unions went into a period of +decline and the success of capitalism proclaimed. If the interests of both +classes were the same we would expect that all sections of society would have +benefited more in the 1980s onwards than between the 1950s to 1970s. This is +**not** the case. While income grew steadily across the board between 1950 and +1980s, since then wealth has flooded up to the top while those at the bottom +found it harder to make ends meet. + +A similar process occurred in the 1920s when Alexander Berkman stated the +obvious: + +> _ "The masters have found a very effective way to paralyse the strength of +organised labour. They have persuaded the workers that they have the same +interests as the employers . . . that what is good for the employer is good +for his employees . . . [that] the workers will not think of fighting their +masters for better conditions, but they will be patient and wait till the +employer can 'share his prosperity' with them. They will also consider the +interests of 'their' country and they will not 'disturb industry' and the +'orderly life of the community' by strikes and stoppage of work. If you listen +to your exploiters and their mouthpieces you will be 'good' and consider only +the interests of your masters, of your city and country -- but no one cares +about **your** interests and those of your family, the interests of your union +and of your fellow workers of the labouring class. 'Don't be selfish,' they +admonish you, while the boss is getting rich by your being good and unselfish. +And they laugh in their sleeves and thank the Lord that you are such an +idiot."_ [**Op. Cit.**, pp. 74-5] + +So, in a nutshell, class consciousness is to look after your own interest as a +member of the working class. To be aware that there is inequality in society +and that you cannot expect the wealthy and powerful to be concerned about +anyone's interest except their own. That only by struggle can you gain respect +and an increased slice of the wealth you produce but do not own. And that +there is _"an irreconcilable antagonism"_ between the ruling class and working +class _"which results inevitably from their respective stations in life."_ The +riches of the former are _"based on the exploitation and subjugation of the +latter's labour"_ which means _"war between"_ the two _"is unavoidable."_ For +the working class desires _"only equality"_ while the ruling elite _"exist[s] +only through inequality."_ For the latter, _"as a separate class, equality is +death"_ while for the former _"the least inequality is slavery."_ [Bakunin, +**The Basic Bakunin**, p. 97 and pp. 91-2] + +Although class analysis may at first appear to be a novel idea, the +conflicting interests of the classes is **well** recognised on the other side +of the class divide. For example, James Madison in the **Federalist Paper** +#10 states that _"those who hold and those who are without have ever formed +distinct interests in society."_ For anarchists, class consciousness means to +recognise what the bosses already know: the importance of solidarity with +others in the same class position as oneself and of acting together as equals +to attain common goals. The difference is that the ruling class wants to keep +the class system going while anarchists seek to end it once and for all. + +It could therefore be argued that anarchists actually want an _**"anti- +class"**_ consciousness to develop -- that is, for people to recognise that +classes exist, to understand **why** they exist, and act to abolish the root +causes for their continued existence (_"class consciousness,"_ argues Vernon +Richards, _"but not in the sense of wanting to perpetuate classes, but the +consciousness of their existence, an understanding of why they exist, and a +determination, informed by knowledge and militancy, to abolish them."_ [**The +Impossibilities of Social Democracy**, p. 133]). In short, anarchists want to +eliminate classes, not universalise the class of "wage worker" (which would +presuppose the continued existence of capitalism). + +More importantly, class consciousness does not involve "worker worship." To +the contrary, as Murray Bookchin points out, _"[t]he worker begins to become a +revolutionary when he undoes his [or her] 'workerness', when he [or she] comes +to detest his class status here and now, when he begins to shed. . . his work +ethic, his character-structure derived from industrial discipline, his respect +for hierarchy, his obedience to leaders, his consumerism, his vestiges of +puritanism."_ [**Post-Scarcity Anarchism**, p. 119] For, in the end, +anarchists _"cannot build until the working class gets rid of its illusions, +its acceptance of bosses and faith in leaders."_ [Marie-Louise Berneri, +**Neither East Nor West**, p. 19] + +It may be objected that there are only individuals and anarchists are trying +to throw a lot of people in a box and put a label like "working class" on +them. In reply, anarchists agree, yes, there are "only" individuals but some +of them are bosses, most of them are working class. This is an objective +division within society which the ruling class does its best to hide but which +comes out during social struggle. And such struggle is part of the process by +which more and more oppressed people subjectivity recognise the objective +facts. And by more and more people recognising the facts of capitalist +reality, more and more people will want to change them. + +Currently there are working class people who want an anarchist society and +there are others who just want to climb up the hierarchy to get to a position +where they can impose their will to others. But that does not change the fact +that their current position is that they are subjected to the authority of +hierarchy and so can come into conflict with it. And by so doing, they must +practise self-activity and this struggle can change their minds, what they +think, and so they become radicalised. This, the radicalising effects of self- +activity and social struggle, is a key factor in why anarchists are involved +in it. It is an important means of creating more anarchists and getting more +and more people aware of anarchism as a viable alternative to capitalism. + +Ultimately, it does not matter what class you are, it's what you **believe +in** that matters. And what you **do.** Hence we see anarchists like Bakunin +and Kropotkin, former members of the Russian ruling class, or like Malatesta, +born into an Italian middle class family, rejecting their backgrounds and its +privileges and becoming supporters of working class self-liberation. But +anarchists base their activity primarily on the working class (including +peasants, self-employed artisans and so on) because the working class is +subject to hierarchy and so have a real need to resist to exist. This process +of resisting the powers that be can and does have a radicalising effect on +those involved and so what they believe in and what they do **changes.** Being +subject to hierarchy, oppression and exploitation means that it is in the +working class people's _"own interest to abolish them. It has been truly said +that 'the emancipation of the workers must be accomplished by the workers +themselves,' for no social class will do it for them . . . It is . . . **the +interest** of the proletariat to emancipate itself from bondage . . . It is +only be growing to a true realisation of their present position, by +visualising their possibilities and powers, by learning unity and co- +operation, and practising them, that the masses can attain freedom."_ +[Alexander Berkman, **Op. Cit.**, pp. 187-8] + +We recognise, therefore, that only those at the bottom of society have a +**self**-interest in freeing themselves from the burden of those at the top, +and so we see the importance of class consciousness in the struggle of +oppressed people for self-liberation. Thus, _"[f]ar from believing in the +messianic role of the working class, the anarchists' aim is to **abolish** the +working class in so far as this term refers to the underprivileged majority in +all existing societies. . . What we do say is that no revolution can succeed +without the active participation of the working, producing, section of the +population. . . The power of the State, the values of authoritarian society +can only be challenged and destroyed by a greater power and new values."_ +[Vernon Richards, **The Raven**, no. 14, pp. 183-4] Anarchists also argue that +one of the effects of direct action to resist oppression and exploitation of +working class people would be the **creation** of such a power and new values, +values based on respect for individual freedom and solidarity (see sections +[J.2](secJ2.html) and [J.4](secJ4.html) on direct action and its liberating +potential). + +As such, class consciousness also means recognising that working class people +not only have an interest in ending its oppression but that we also have the +power to do so. _"This power, the people's power,"_ notes Berkman, _"is +**actual**: it cannot be taken away, as the power of the ruler, of the +politician, or of the capitalist can be. It cannot be taken away because it +does not consist of possessions but in ability. It is the ability to create, +to produce; the power that feeds and clothes the world, that gives us life, +health and comfort, joy and pleasure."_ The power of government and capital +_"disappear when the people refuse to acknowledge them as masters, refuse to +let them lord it over them."_ This is _"the all-important **economic power**"_ +of the working class. [**Op. Cit.**, p. 87, p. 86 and p. 88] + +This potential power of the oppressed, anarchist argue, shows that not only +are classes wasteful and harmful, but that they can be ended once those at the +bottom seek to do so and reorganise society appropriately. This means that we +have the power to transform the economic system into a non-exploitative and +classless one as _"only a productive class may be libertarian in nature, +because it does not need to exploit."_ [Albert Meltzer, **Anarchism: Arguments +For and Against**, p. 23] + +Finally, it is important to stress that anarchists think that class +consciousness **must** also mean to be aware of **all** forms of hierarchical +power, not just economic oppression. As such, class consciousness and class +conflict is not simply about inequalities of wealth or income but rather +questioning all forms of domination, oppression and exploitation. + +For anarchists, _"[t]he class struggle does not centre around material +exploitation alone but also around spiritual exploitation, . . . [as well as] +psychological and environmental oppression."_ [Bookchin, **Op. Cit.**, p. 151] +This means that we do not consider economic oppression to be the only +important thing, ignoring struggles and forms of oppression outside the +workplace. To the contrary, workers are human beings, not the economically +driven robots of capitalist and Leninist mythology. They are concerned about +everything that affects them -- their parents, their children, their friends, +their neighbours, their planet and, very often, total strangers. + diff --git a/markdown/secBcon.md b/markdown/secBcon.md new file mode 100644 index 0000000000000000000000000000000000000000..4e98b92cbdac4080cecccffee4c8970b7dcf660c --- /dev/null +++ b/markdown/secBcon.md @@ -0,0 +1,58 @@ +# Section B - Why do anarchists oppose the current system? + +## [ Introduction](secBint.html) + +## [B.1 Why are anarchists against authority and hierarchy?](secB1.html) + +### [B.1.1 What are the effects of authoritarian social +relationships?](secB1.html#secb11) +[B.1.2 Is capitalism hierarchical? ](secB1.html#secb12) +[B.1.3 What kind of hierarchy of values does capitalism +create?](secB1.html#secb13) +[B.1.4 Why do racism, sexism and homophobia exist?](secB1.html#secb14) +[B.1.5 How is the mass-psychological basis for authoritarian civilisation +created?](secB1.html#secb15) +[B.1.6 Can hierarchy be ended?](secB1.html#secb16) + +## [B.2 Why are anarchists against the state?](secB2.html) + +### [B.2.1 What is the main function of the state? ](secB2.html#secb21) +[B.2.2 Does the state have subsidiary functions? ](secB2.html#secb22) +[B.2.3 How does the ruling class maintain control of the +state?](secB2.html#secb23) +[B.2.4 How does state centralisation affect freedom?](secB2.html#secb24) +[B.2.5 Who benefits from centralisation?](secB2.html#secb25) +[B.2.6 Can the state be an independent power within +society?](secB2.html#secb26) + +## [B.3 Why are anarchists against private property?](secB3.html) + +### [B.3.1 What is the difference between private property and +possession?](secB3.html#secb31) +[B.3.2 What kinds of private property does the state protect? +](secB3.html#secb32) +[B.3.3 Why is private property exploitative?](secB3.html#secb33) +[B.3.4 Can private property be justified?](secB3.html#secb34) +[B.3.5 Is state owned property different from private +property?](secB3.html#secb35) + +## [B.4 How does capitalism affect liberty?](secB4.html) + +### [B.4.1 Is capitalism based on freedom? ](secB4.html#secb41) +[B.4.2 Is capitalism based on self-ownership? ](secB4.html#secb42) +[B.4.3 But no one forces you to work for them! ](secB4.html#secb43) +[B.4.4 But what about periods of high demand for labour? ](secB4.html#secb44) +[B.4.5 But I want to be "left alone"!](secB4.html#secb45) + +## [B.5 Is capitalism empowering and based on human action?](secB5.html) + +## [ B.6 But won't decisions made by individuals with their own money be the +best? ](secB6.html) + +## [B.7 What classes exist within modern society?](secB7.html) + +### [B.7.1 But do classes actually exist? ](secB7.html#secb71) +[B.7.2 Does social mobility make up for class inequality?](secB7.html#secb72) +[B.7.3 Why is the existence of classes denied?](secB7.html#secb73) +[B.7.4 What do anarchists mean by _"class consciousness"_?](secB7.html#secb74) + diff --git a/markdown/secBint.md b/markdown/secBint.md new file mode 100644 index 0000000000000000000000000000000000000000..0e3ba8661dc531fdadc1d7f5ee8f26e4deab3df3 --- /dev/null +++ b/markdown/secBint.md @@ -0,0 +1,169 @@ +# Section B - Why do anarchists oppose the current system? + +This section of the FAQ presents an analysis of the basic social relationships +of modern society and the structures which create them, particularly those +aspects of society that anarchists want to change. + +Anarchism is, essentially, a revolt against capitalism. As a political theory +it was born at the same time as capitalism and in opposition to it. As a +social movement it grew in strength and influence as capitalism colonised more +and more parts of society. Rather than simply express opposition to the state, +as some so-called experts assert, anarchism has always been opposed to other +forms of authority and the oppression they create, in particular capitalism +and its particular form of private property. It is no coincidence that +Proudhon, the first person to declare themselves an anarchist, did so in a +book entitled **What is Property?** (and gave the answer _**"It is +theft!"**_). From Proudhon onwards, anarchism has opposed both the state and +capitalism (indeed, it is the one thing such diverse thinkers as Benjamin +Tucker and Peter Kropotkin both agreed on). Needless to say, since Proudhon +anarchism has extended its critique of authority beyond these two social +evils. Other forms of social hierarchy, such as sexism, racism and homophobia, +have been rejected as limitations of freedom and equality. So this section of +the FAQ summarises the key ideas behind anarchism's rejection of the current +system we live under. + +This, of course, does not mean that anarchistic ideas have not existed within +society before the dawn of capitalism. Far from it. Thinkers whose ideas can +be classified as anarchist go back thousands of years and are found many +diverse cultures and places. Indeed, it would be no exaggeration to say that +anarchism was born the moment the state and private property were created. +However, as Kropotkin noted, while _"from all times there have been Anarchists +and Statists"_ in our times _"Anarchy was brought forth by the same critical +and revolutionary protest that gave rise to Socialism in general."_ However, +unlike other socialists, anarchists have not stopped at the _"negation of +Capitalism and of society based on the subjection of labour to capital"_ and +went further to _"declare themselves against what constitutes the real +strength of Capitalism: the State and its principle supports -- centralisation +of authority, law, always made by a minority for its own profit, and a form of +justice whose chief aim is to protect Authority and Capitalism."_ So anarchism +was _"not only against Capitalism, but also against these pillars of +Capitalism: Law, Authority, and the State."_ [**Evolution and Environment**, +p. 16 and p. 19] + +In other words, anarchism as it exists today, as a social movement with a long +history of struggle and with a political theory and set of ideas, is the +product of the transformation of society which accompanied the creation of the +modern (nation-) state and capital and (far more importantly) the reaction, +resistance and opposition of those subject to these new social relationships +and institutions. As such, the analysis and critique presented in this section +of the FAQ will concentrate on modern, capitalist, society. + +Anarchists realise that the power of governments and other forms of hierarchy +depends upon the agreement of the governed. Fear is not the whole answer, it +is far more _"because they [the oppressed] subscribe to the same values as +their governors. Rulers and ruled alike believe in the principle of authority, +of hierarchy, of power."_ [Colin Ward, **Anarchy in Action**, p. 15] With this +in mind, we present in this section of the FAQ our arguments to challenge this +"consensus," to present the case why we should become anarchists, why +authoritarian social relationships and organisations are not in our interests. + +Needless to say, this task is not easy. No ruling class could survive unless +the institutions which empower it are generally accepted by those subject to +them. This is achieved by various means -- by propaganda, the so-called +education system, by tradition, by the media, by the general cultural +assumptions of a society. In this way the dominant ideas in society are those +of the dominant elite. This means that any social movement needs to combat +these ideas before trying to end them: + +> _ "People often do not even recognise the existence of systems of oppression +and domination. They have to try to struggle to gain their rights within the +systems in which they live before they even perceive that there is repression. +Take a look at the women's movement. One of the first steps in the development +of the women's movement was so-called 'consciousness raising efforts.' Try to +get women to perceive that it is not the natural state of the world for them +to be dominated and controlled. My grandmother couldn't join the women's +movement, since she didn't feel any oppression, in some sense. That's just the +way life was, like the sun rises in the morning. Until people can realise that +it is not like the sun rising, that it can be changed, that you don't have to +follow orders, that you don't have to be beaten, until people can perceive +that there is something wrong with that, until that is overcome, you can't go +on. And one of the ways to do that is to try to press reforms within the +existing systems of repression, and sooner or later you find that you will +have to change them."_ [Noam Chomsky, **Anarchism Interview**] + +This means, as Malatesta stressed, that anarchists _"first task therefore must +be to persuade people."_ This means that we _"must make people aware of the +misfortunes they suffer and of their chances to destroy them . . . To those +who are cold and hungry we will demonstrate how possible and easy it would be +to assure everybody their material needs. To those who are oppressed and +despised we shall show how it is possible to live happily in a world of people +who are free and equal . . . And when we will have succeeded in arousing the +sentiment of rebellion in the minds of men [and women] against the avoidable +and unjust evils from which we suffer in society today, and in getting them to +understand how they are caused and how it depends on human will to rid +ourselves of them"_ then we will be able to unite and change them for the +better. [**Errico Malatesta: His Life and Ideas**, pp. 185-6] + +So we must explain **why** we want to change the system. From this discussion, +it will become apparent why anarchists are dissatisfied with the very limited +amount of freedom in modern society and why they want to create a truly free +society. In the words of Noam Chomsky, the anarchist critique of modern +society means: + +> _"to seek out and identify structures of authority, hierarchy, and +domination in every aspect of life, and to challenge them; unless a +justification for them can be given, they are illegitimate, and should be +dismantled, to increase the scope of human freedom. That includes political +power, ownership and management, relations among men and women, parents and +children, our control over the fate of future generations (the basic moral +imperative behind the environmental movement. . .), and much else. Naturally +this means a challenge to the huge institutions of coercion and control: the +state, the unaccountable private tyrannies that control most of the domestic +and international economy [i.e. capitalist corporations and companies], and so +on. But not only these."_ [**Marxism, Anarchism, and Alternative Futures**, p. +775] + +This task is made easier by the fact that the _"dominating class"_ has **not** +_"succeeded in reducing all its subjects to passive and unconscious +instruments of its interests."_ This means that where there is oppression and +exploitation there is also resistance -- and hope. Even when those oppressed +by hierarchical social relations generally accept it, those institutions +cannot put out the spark of freedom totally. Indeed, they help produce the +spirit of revolt by their very operation as people finally say enough is +enough and stand up for their rights. Thus hierarchical societies _"contain +organic contradictions and [these] are like the germs of death"_ from which +_"the possibility of progress"_ springs. [Malatesta, **Op. Cit.**, pp. 186-7] + +Anarchists, therefore, combine their critique of existing society with active +participation in the on-going struggles which exist in any hierarchical +struggle. As we discuss in [section J](secJcon.html), we urge people to take +_**direct action**_ to fight oppression. Such struggles change those who take +part in them, breaking the social conditioning which keeps hierarchical +society going and making people aware of other possibilities, aware that other +worlds are possible and that we do not have to live like this. Thus struggle +is the practical school of anarchism, the means by which the preconditions of +an anarchist society are created. Anarchists seek to learn from such struggles +while, at the same time, propagating our ideas within them and encouraging +them to develop into a general struggle for social liberation and change. + +Thus the natural resistance of the oppressed to their oppression encourages +this process of justification Chomsky (and anarchism) calls for, this critical +evaluation of authority and domination, this undermining of what previously +was considered "natural" or "common-sense" **until we started to question +it.** As noted above, an essential part of this process is to encourage direct +action by the oppressed against their oppressors as well as encouraging the +anarchistic tendencies and awareness that exist (to a greater or lesser +degree) in any hierarchical society. The task of anarchists is to encourage +such struggles and the questioning their produce of society and the way it +works. We aim to encourage people to look at the root causes of the social +problems they are fighting, to seek to change the underlying social +institutions and relationships which produce them. We seek to create an +awareness that oppression can not only be fought, but ended, and that the +struggle against an unjust system creates the seeds of the society that will +replace it. In other words, we seek to encourage hope and a positive vision of +a better world. + +However, this section of the FAQ is concerned directly with the critical or +"negative" aspect of anarchism, the exposing of the evil inherent in all +authority, be it from state, property or whatever and why, consequently, +anarchists seek _"the destruction of power, property, hierarchy and +exploitation."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. 11] Later +sections will indicate how, after analysing the world, anarchists plan to +change it constructively, but some of the constructive core of anarchism will +be seen even in this section. After this broad critique of the current system, +we move onto more specific areas. [Section C](secCcon.html) explains the +anarchist critique of the economics of capitalism. [Section D](secDcon.html) +discusses how the social relationships and institutions described in this +section impact on society as a whole. [Section E](secEcon.html) discusses the +causes (and some suggested solutions) to the ecological problems we face. + diff --git a/markdown/secC1.md b/markdown/secC1.md new file mode 100644 index 0000000000000000000000000000000000000000..cbb872483963bf28363e8b0452e12e7cd65b074c --- /dev/null +++ b/markdown/secC1.md @@ -0,0 +1,2902 @@ +# C.1 What is wrong with economics? + +In a nutshell, a lot. While economists like to portray their discipline as +"scientific" and "value free", the reality is very different. It is, in fact, +very far from a science and hardly "value free." Instead it is, to a large +degree, deeply ideological and its conclusions almost always (by a strange co- +incidence) what the wealthy, landlords, bosses and managers of capital want to +hear. The words of Kropotkin still ring true today: + +> _ "Political Economy has always confined itself to stating facts occurring +in society, and justifying them in the interest of the dominant class . . . +Having found [something] profitable to capitalists, it has set it up as a +**principle.**"_ [**The Conquest of Bread**, p. 181] + +This is at its best, of course. At its worse economics does not even bother +with the facts and simply makes the most appropriate assumptions necessary to +justify the particular beliefs of the economists and, usually, the interests +of the ruling class. This is the key problem with economics: it is **not** a +science. It is **not** independent of the class nature of society, either in +the theoretical models it builds or in the questions it raises and tries to +answer. This is due, in part, to the pressures of the market, in part due to +the assumptions and methodology of the dominant forms of economics. It is a +mishmash of ideology and genuine science, with the former (unfortunately) +being the bulk of it. + +The argument that economics, in the main, is not a science it not one +restricted to anarchists or other critics of capitalism. Some economists are +well aware of the limitations of their profession. For example, Steve Keen +lists many of the flaws of mainstream (neoclassical) economics in his +excellent book **Debunking Economics**, noting that (for example) it is based +on a _"dynamically irrelevant and factually incorrect instantaneous static +snap-shot"_ of the real capitalist economy. [**Debunking Economics**, p. 197] +The late Joan Robinson argued forcefully that the neoclassical economist +_"sets up a 'model' on arbitrarily constructed assumptions, and then applies +'results' from it to current affairs, without even trying to pretend that the +assumptions conform to reality."_ [**Collected Economic Papers**, vol. 4, p. +25] More recently, economist Mark Blaug has summarised many of the problems he +sees with the current state of economics: + +> _ "Economics has increasing become an intellectual games played for its own +sake and not for its practical consequences. Economists have gradually +converted the subject into a sort of social mathematics in which analytical +rigor as understood in math departments is everything and empirical relevance +(as understood in physics departments) is nothing . . . general equilibrium +theory . . . using economic terms like 'prices', 'quantities', 'factors of +production,' and so on, but that nevertheless is clearly and even scandalously +unrepresentative of any recognisable economic system. . . + +> + +> "Perfect competition never did exist and never could exist because, even +when firms are small, they do not just take the price but strive to make the +price. All the current textbooks say as much, but then immediately go on to +say that the 'cloud-cuckoo' fantasyland of perfect competition is the +benchmark against which we may say something significant about real-world +competition . . . But how can an idealised state of perfection be a benchmark +when we are never told how to measure the gap between it and real-world +competition? It is implied that all real-world competition is 'approximately' +like perfect competition, but the degree of the approximation is never +specified, even vaguely . . . + +> + +> "Think of the following typical assumptions: perfectly infallible, utterly +omniscient, infinitely long-lived identical consumers; zero transaction costs; +complete markets for all time-stated claims for all conceivable events, no +trading of any kind at disequilibrium prices; infinitely rapid velocities of +prices and quantities; no radical, incalculable uncertainty in real time but +only probabilistically calculable risk in logical time; only linearly +homogeneous production functions; no technical progress requiring embodied +capital investment, and so on, and so on -- all these are not just unrealistic +but also unrobust assumptions. And yet they figure critically in leading +economic theories."_ [_"Disturbing Currents in Modern Economics",_ +**Challenge!**, Vol. 41, No. 3, May-June, 1998] + +So neoclassical ideology is based upon special, virtually ad hoc, assumptions. +Many of the assumptions are impossible, such as the popular assertion that +individuals can accurately predict the future (as required by "rational +expectations" and general equilibrium theory), that there are a infinite +number of small firms in every market or that time is an unimportant concept +which can be abstracted from. Even when we ignore those assumptions which are +obviously nonsense, the remaining ones are hardly much better. Here we have a +collection of apparently valid positions which, in fact, rarely have any basis +in reality. As we discuss in [section C.1.2](secC1.html#secc12), an essential +one, without which neoclassical economics simply disintegrates, has very +little basis in the real world (in fact, it was invented simply to ensure the +theory worked as desired). Similarly, markets often adjust in terms of +quantities rather than price, a fact overlooked in general equilibrium theory. +Some of the assumptions are mutually exclusive. For example, the neo-classical +theory of the supply curve is based on the assumption that some factor of +production cannot be changed in the short run. This is essential to get the +concept of diminishing marginal productivity which, in turn, generates a +rising marginal cost and so a rising supply curve. This means that firms +**within** an industry cannot change their capital equipment. However, the +theory of perfect competition requires that in the short period there are no +barriers to entry, i.e. that anyone **outside** the industry can create +capital equipment and move into the market. These two positions are logically +inconsistent. + +In other words, although the symbols used in mainstream may have economic +sounding names, the theory has no point of contact with empirical reality (or, +at times, basic logic): + +> _ "Nothing in these abstract economic models actually **works** in the real +world. It doesn't matter how many footnotes they put in, or how many ways they +tinker around the edges. The whole enterprise is totally rotten at the core: +it has no relation to reality."_ [Noam Chomsky, **Understanding Power**, pp. +254-5] + +As we will indicate, while its theoretical underpinnings are claimed to be +universal, they are specific to capitalism and, ironically, they fail to even +provide an accurate model of that system as it ignores most of the real +features of an actual capitalist economy. So if an economist does not say that +mainstream economics has no bearing to reality, you can be sure that what he +or she tells you will be more likely ideology than anything else. "Economic +reality" is not about facts; it's about faith in capitalism. Even worse, it is +about blind faith in what the economic ideologues say about capitalism. The +key to understanding economists is that they believe that if it is in an +economic textbook, then it must be true -- particularly if it confirms any +initial prejudices. The opposite is usually the case. + +The obvious fact that the real world is not like that described by economic +text books can have some funny results, particularly when events in the real +world contradict the textbooks. For most economists, or those who consider +themselves as such, the textbook is usually preferred. As such, much of +capitalist apologetics is faith-driven. Reality has to be adjusted +accordingly. + +A classic example was the changing positions of pundits and "experts" on the +East Asian economic miracle. As these economies grew spectacularly during the +1970s and 1980s, the experts universally applauded them as examples of the +power of free markets. In 1995, for example, the right-wing Heritage +Foundation's index of economic freedom had four Asian countries in its top +seven countries. The **Economist** explained at the start of 1990s that Taiwan +and South Korea had among the least price-distorting regimes in the world. +Both the Word Bank and IMF agreed, downplaying the presence of industrial +policy in the region. This was unsurprising. After all, their ideology said +that free markets would produce high growth and stability and so, logically, +the presence of both in East Asia must be driven by the free market. This +meant that, for the true believers, these nations were paradigms of the free +market, reality not withstanding. The markets agreed, putting billions into +Asian equity markets while foreign banks loaned similar vast amounts. + +In 1997, however, all this changed when all the Asian countries previously +qualified as "free" saw their economies collapse. Overnight the same experts +who had praised these economies as paradigms of the free market found the +cause of the problem -- extensive state intervention. The free market paradise +had become transformed into a state regulated hell! Why? Because of ideology +-- the free market is stable and produces high growth and, consequently, it +was impossible for any economy facing crisis to be a free market one! Hence +the need to disown what was previously praised, without (of course) mentioning +the very obvious contradiction. + +In reality, these economies had always been far from the free market. The role +of the state in these "free market" miracles was extensive and well +documented. So while East Asia _"had not only grown faster and done better at +reducing poverty than any other region of the world . . . it had also been +more stable,"_ these countries _"had been successful not only in spite of the +fact that they had not followed most of the dictates of the Washington +Consensus [i.e. neo-liberalism], but **because** they had not."_ The +government had played _"important roles . . . far from the minimalist [ones] +beloved"_ of neo-liberalism. During the 1990s, things had changed as the IMF +had urged a _"excessively rapid financial and capital market liberalisation"_ +for these countries as sound economic policies. This _"was probably the single +most important cause of the [1997] crisis"_ which saw these economies suffer +meltdown, _"the greatest economic crisis since the Great Depression"_ (a +meltdown worsened by IMF aid and its underlying dogmas). Even worse for the +believers in market fundamentalism, those nations (like Malaysia) that refused +IMF suggestions and used state intervention has a _"shorter and shallower"_ +downturn than those who did not. [Joseph Stiglitz, **Globalisation and its +Discontents**, p. 89, p. 90, p. 91 and p. 93] Even worse, the obvious +conclusion from these events is more than just the ideological perspective of +economists, it is that "the market" is not all-knowing as investors (like the +experts) failed to see the statist policies so bemoaned by the ideologues of +capitalism **after** 1997\. + +This is not to say that the models produced by neoclassical economists are not +wonders of mathematics or logic. Few people would deny that a lot of very +intelligent people have spent a lot of time producing some quite impressive +mathematical models in economics. It is a shame that they are utterly +irrelevant to reality. Ironically, for a theory claims to be so concerned +about allocating scarce resources efficiently, economics has used a lot of +time and energy refining the analyses of economies which have not, do not, and +will not ever exist. In other words, scare resources have been inefficiently +allocated to produce waste. + +Why? Perhaps because there is a demand for such nonsense? Some economists are +extremely keen to apply their methodology in all sorts of areas outside the +economy. No matter how inappropriate, they seek to colonise every aspect of +life. One area, however, seems immune to such analysis. This is the market for +economic theory. If, as economists stress, every human activity can be +analysed by economics then why not the demand and supply of economics itself? +Perhaps because if that was done some uncomfortable truths would be +discovered? + +Basic supply and demand theory would indicate that those economic theories +which have utility to others would be provided by economists. In a system with +inequalities of wealth, effective demand is skewed in favour of the wealthy. +Given these basic assumptions, we would predict that only these forms of +economists which favour the requirements of the wealthy would gain dominance +as these meet the (effective) demand. By a strange co-incidence, this is +**precisely** what has happened. This did and does not stop economists +complaining that dissidents and radicals were and are biased. As Edward Herman +points out: + +> _ "Back in 1849, the British economist Nassau Senior chided those defending +trade unions and minimum wage regulations for expounding an 'economics of the +poor.' The idea that he and his establishment confreres were putting forth an +'economics of the rich' never occurred to him; he thought of himself as a +scientist and spokesperson of true principles. This self-deception pervaded +mainstream economics up to the time of the Keynesian Revolution of the 1930s. +Keynesian economics, though quickly tamed into an instrument of service to the +capitalist state, was disturbing in its stress on the inherent instability of +capitalism, the tendency toward chronic unemployment, and the need for +substantial government intervention to maintain viability. With the resurgent +capitalism of the past 50 years, Keynesian ideas, and their implicit call for +intervention, have been under incessant attack, and, in the intellectual +counterrevolution led by the Chicago School, the traditional laissez-faire +('let-the-fur-fly') economics of the rich has been re-established as the core +of mainstream economics."_ [**The Economics of the Rich** ] + +Herman goes on to ask _"[w]hy do the economists serve the rich?"_ and argues +that _"[f]or one thing, the leading economists are among the rich, and others +seek advancement to similar heights. Chicago School economist Gary Becker was +on to something when he argued that economic motives explain a lot of actions +frequently attributed to other forces. He of course never applied this idea to +economics as a profession . . ."_ There are a great many well paying think +tanks, research posts, consultancies and so on that create an _"'effective +demand' that should elicit an appropriate supply resource."_ + +Elsewhere, Herman notes the _"class links of these professionals to the +business community were strong and the ideological element was realised in the +neoclassical competitive model . . . Spin-off negative effects on the lower +classes were part of the 'price of progress.' It was the elite orientation of +these questions [asked by economics], premises, and the central paradigm [of +economic theory] that caused matters like unemployment, mass poverty, and work +hazards to escape the net of mainstream economist interest until well into the +twentieth century."_ Moreover, _"the economics profession in the years +1880-1930 was by and large strongly conservative, reflecting in its core +paradigm its class links and sympathy with the dominant business community, +fundamentally anti-union and suspicious of government, and tending to view +competition as the true and durable state of nature."_ [Edward S. Herman, +_"The Selling of Market Economics,"_ pp. 173-199, **New Ways of Knowing**, +Marcus G. Raskin and Herbert J. Bernstein (eds.),p. 179-80 and p. 180] + +Rather than scientific analysis, economics has always been driven by the +demands of the wealthy (_"How did [economics] get instituted? As a weapon of +class warfare."_ [Chomsky, **Op. Cit.**, p. 252]). This works on numerous +levels. The most obvious is that most economists take the current class system +and wealth/income distribution as granted and generate general _"laws"_ of +economics from a specific historical society. As we discuss in the [next +section](secC1.html#secc11), this inevitably skews the "science" into ideology +and apologetics. The analysis is also (almost inevitably) based on +individualistic assumptions, ignoring or downplaying the key issues of groups, +organisations, class and the economic and social power they generate. Then +there are the assumptions used and questions raised. As Herman argues, this +has hardly been a neutral process: + +> _ "the theorists explicating these systems, such as Carl Menger, Leon +Walras, and Alfred Marshall, were knowingly assuming away formulations that +raised disturbing questions (income distribution, class and market power, +instability, and unemployment) and creating theoretical models compatible with +their own policy biases of status quo or modest reformism . . . Given the +choice of 'problem,' ideology and other sources of bias may still enter +economic analysis if the answer is predetermined by the structure of the +theory or premises, or if the facts are selected or bent to prove the desired +answer."_ [**Op. Cit.**, p. 176] + +Needless to say, economics is a "science" with deep ramifications within +society. As a result, it comes under pressure from outside influences and +vested interests far more than, say, anthropology or physics. This has meant +that the wealthy have always taken a keen interest that the "science" teaches +the appropriate lessons. This has resulted in a demand for a "science" which +reflects the interests of the few, not the many. Is it **really** just a co- +incidence that the lessons of economics are just what the bosses and the +wealthy would like to hear? As non-neoclassical economist John Kenneth +Galbraith noted in 1972: + +> _ "Economic instruction in the United States is about a hundred years old. +In its first half century economists were subject to censorship by outsiders. +Businessmen and their political and ideological acolytes kept watch on +departments of economics and reacted promptly to heresy, the latter being +anything that seemed to threaten the sanctity of property, profits, a proper +tariff policy and a balanced budget, or that suggested sympathy for unions, +public ownership, public regulation or, in any organised way, for the poor."_ +[**The Essential Galbraith**, p. 135] + +It is **really** surprising that having the wealthy fund (and so control) the +development of a "science" has produced a body of theory which so benefits +their interests? Or that they would be keen to educate the masses in the +lessons of said "science", lessons which happen to conclude that the best +thing workers should do is obey the dictates of the bosses, sorry, the market? +It is really just a co-incidence that the repeated use of economics is to +spread the message that strikes, unions, resistance and so forth are counter- +productive and that the best thing worker can do is simply wait patiently for +wealth to trickle down? + +This co-incidence has been a feature of the "science" from the start. The +French Second Empire in the 1850s and 60s saw _"numerous private individuals +and organisation, municipalities, and the central government encouraged and +founded institutions to instruct workers in economic principles."_ The aim was +to _"impress upon [workers] the salutary lessons of economics."_ +Significantly, the _"weightiest motive"_ for so doing _"was fear that the +influence of socialist ideas upon the working class threatened the social +order."_ The revolution of 1848 _"convinced many of the upper classes that the +must prove to workers that attacks upon the economic order were both +unjustified and futile."_ Another reason was the recognition of the right to +strike in 1864 and so workers _"had to be warned against abuse of the new +weapon."_ The instruction _"was always with the aim of refuting socialist +doctrines and exposing popular misconceptions. As one economist stated, it was +not the purpose of a certain course to initiate workers into the complexities +of economic science, but to define principles useful for 'our conduct in the +social order.'"_ The interest in such classes was related to the level of +_"worker discontent and agitation."_ The impact was less than desired: _"The +future Communard Lefrancais referred mockingly to the economists . . . and the +'banality' and 'platitudes' of the doctrine they taught. A newspaper account +of the reception given to the economist Joseph Garnier states that Garnier was +greeted with shouts of: 'He is an economist' . . . It took courage, said the +article, to admit that one was an economist before a public meeting."_ [David +I. Kulstein, _"Economics Instruction for Workers during the Second Empire,"_ +pp. 225-234, **French Historical Studies**, vol. 1, no. 2, p. 225, p. 226, p. +227 and p. 233] + +This process is still at work, with corporations and the wealthy funding +university departments and posts as well as their own _"think tanks"_ and paid +PR economists. The control of funds for research and teaching plays it part in +keeping economics the _"economics of the rich."_ Analysing the situation in +the 1970s, Herman notes that the _"enlarged private demand for the services of +economists by the business community . . . met a warm supply response."_ He +stressed that _"if the demand in the market is for specific policy conclusions +and particular viewpoints that will serve such conclusions, the market will +accommodate this demand."_ Hence _"blatantly ideological models . . . are +being spewed forth on a large scale, approved and often funded by large vested +interests"_ which helps _"shift the balance between ideology and science even +more firmly toward the former."_ [**Op. Cit.**, p. 184, p. 185 and p. 179] The +idea that "experts" funded and approved by the wealthy would be objective +scientists is hardly worth considering. Unfortunately, many people fail to +exercise sufficient scepticism about economists and the economics they +support. As with most experts, there are two obvious questions with which any +analysis of economics should begin: _"Who is funding it?"_ and _"Who benefits +from it?"_ + +However, there are other factors as well, namely the hierarchical organisation +of the university system. The heads of economics departments have the power to +ensure the continuation of their ideological position due to the position as +hirer and promoter of staff. As economics _"has mixed its ideology into the +subject so well that the ideologically unconventional usually appear to +appointment committees to be scientifically incompetent."_ [Benjamin Ward, +**What's Wrong with Economics?**, p. 250] Galbraith termed this _"a new +despotism,"_ which consisted of _"defining scientific excellence in economics +not as what is true but as whatever is closest to belief and method to the +scholarly tendency of the people who already have tenure in the subject. This +is a pervasive test, not the less oppress for being, in the frequent case, +both self-righteous and unconscious. It helps ensure, needless to say, the +perpetuation of the neoclassical orthodoxy."_ [**Op. Cit.**, p. 135] This +plays a key role in keeping economics an ideology rather than a science: + +> _ "The power inherent in this system of quality control within the economics +profession is obviously very great. The discipline's censors occupy leading +posts in economics departments at the major institutions . . . Any economist +with serious hopes of obtaining a tenured position in one of these departments +will soon be made aware of the criteria by which he is to be judged . . . the +entire academic program . . . consists of indoctrination in the ideas and +techniques of the science."_ [Ward, **Op. Cit.**, pp. 29-30] + +All this has meant that the "science" of economics has hardly changed in its +basics in over one hundred years. Even notions which have been debunked (and +have been acknowledged as such) continue to be taught: + +> _ "The so-called mainline teaching of economic theory has a curious self- +sealing capacity. Every breach that is made in it by criticism is somehow +filled up by admitting the point but refusing to draw any consequence from it, +so that the old doctrines can be repeated as before. Thus the Keynesian +revolution was absorbed into the doctrine that, 'in the long run,' there is a +natural tendency for a market economy to achieve full employment of available +labour and full utilisation of equipment; that the rate of accumulation is +determined by household saving; and that the rate of interest is identical +with the rate of profit on capital. Similarly, Piero Sraffa's demolition of +the neoclassical production function in labour and 'capital' was admitted to +be unanswerable, but it has not been allowed to affect the propagation of the +'marginal productivity' theory of wages and profits. + +> + +> "The most sophisticated practitioners of orthodoxy maintain that the whole +structure is an exercise in pure logic which has no application to real life +at all. All the same they give their pupils the impression that they are being +provided with an instrument which is valuable, indeed necessary, for the +analysis of actual problems."_ [Joan Robinson, **Op. Cit.**, vol. 5, p. 222] + +The social role of economics explains this process, for _"orthodox traditional +economics . . . was a plan for explaining to the privileged class that their +position was morally right and was necessary for the welfare of society. Even +the poor were better off under the existing system that they would be under +any other . . . the doctrine [argued] that increased wealth of the propertied +class brings about an automatic increase of income to the poor, so that, if +the rich were made poorer, the poor would necessarily become poorer too."_ +[Robinson, **Op. Cit.**, vol. 4, p. 242] + +In such a situation, debunked theories would continue to be taught simply +because what they say has a utility to certain sections of society: + +> _ "Few issues provide better examples of the negative impact of economic +theory on society than the distribution of income. Economists are forever +opposing 'market interventions' which might raise the wages of the poor, while +defending astronomical salary levels for top executives on the basis that if +the market is willing to pay them so much, they must be worth it. In fact, the +inequality which is so much a characteristic of modern society reflects power +rather than justice. This is one of the many instances where unsound economic +theory makes economists the champions of policies which, is anything, +undermine the economic foundations of modern society."_ [Keen, **Op. Cit.**, +p. 126] + +This argument is based on the notion that wages equal the marginal +productivity of labour. This is supposed to mean that as the output of workers +increase, their wages rise. However, as we note in [section +C.1.5](secC1.html#secc15), this law of economics has been violated for the +last thirty-odd years in the US. Has this resulted in a change in the theory? +Of course not. Not that the theory is actually correct. As we discuss in +[section C.2.5](secC2.html#secc25), marginal productivity theory has been +exposed as nonsense (and acknowledged as flawed by leading neo-classical +economists) since the early 1960s. However, its utility in defending +inequality is such that its continued use does not really come as a surprise. + +This is not to suggest that mainstream economics is monolithic. Far from it. +It is riddled with argument and competing policy recommendations. Some +theories rise to prominence, simply to disappear again (_"See, the 'science' +happens to be a very flexible one: you can change it to do whatever you feel +like, it's that kind of 'science.'"_ [Chomsky, **Op. Cit.**, p. 253]). Given +our analysis that economics is a commodity and subject to demand, this comes +as no surprise. Given that the capitalist class is always in competition +within itself and different sections have different needs at different times, +we would expect a diversity of economics beliefs within the "science" which +rise and fall depending on the needs and relative strengths of different +sections of capital. While, overall, the "science" will support basic things +(such as profits, interest and rent are **not** the result of exploitation) +but the actual policy recommendations will vary. This is not to say that +certain individuals or schools will not have their own particular dogmas or +that individuals rise above such influences and act as real scientists, of +course, just that (in general) supply is not independent of demand or class +influence. + +Nor should we dismiss the role of popular dissent in shaping the "science." +The class struggle has resulted in a few changes to economics, if only in +terms of the apologetics used to justify non-labour income. Popular struggles +and organisation play their role as the success of, say, union organising to +reduce the working day obviously refutes the claims made against such +movements by economists. Similarly, the need for economics to justify reforms +can become a pressing issue when the alternative (revolution) is a +possibility. As Chomsky notes, during the 19th century (as today) popular +struggle played as much of a role as the needs of the ruling class in the +development of the "science": + +> _ "[Economics] changed for a number of reasons. For one thing, these guys +had won, so they didn't need it so much as an ideological weapon anymore. For +another, they recognised that they themselves needed a powerful +interventionist state to defend industry form the hardships of competition in +the open market -- as they had always **had** in fact. And beyond that, +eliminating people's 'right to live' was starting to have some negative side- +effects. First of all, it was causing riots all over the place . . . Then +something even worse happened -- the population started to organise: you got +the beginning of an organised labour movement . . . then a socialist movement +developed. And at that point, the elites . . . recognised that the game had to +be called off, else they **really** would be in trouble . . . it wasn't until +recent years that laissez-faire ideology was revived again -- and again, it +was a weapon of class warfare . . . And it doesn't have any more validity than +it had in the early nineteenth century -- in fact it has even **less.** At +least in the early nineteenth century . . . [the] assumptions had **some** +relation to reality. Today those assumptions have **not** relation to +reality."_ [**Op. Cit.**, pp. 253-4] + +Whether the _"economics of the rich"_ or the _"economics of the poor"_ win out +in academia is driven far more by the state of the class war than by abstract +debating about unreal models. Thus the rise of monetarism came about due to +its utility to the dominant sections of the ruling class rather than it +winning any intellectual battles (it was decisively refuted by leading +Keynesians like Nicholas Kaldor who saw their predicted fears become true when +it was applied -- see [section C.8](secC8.html)). Hopefully by analysing the +myths of capitalist economics we will aid those fighting for a better world by +giving them the means of counteracting those who claim the mantle of +"science"_ to foster the _"economics of the rich"_ onto society. + +To conclude, neo-classical economics shows the viability of an unreal system +and this is translated into assertions about the world that we live in. Rather +than analyse reality, economics evades it and asserts that the economy works +_"as if"_ it matched the unreal assumptions of neoclassical economics. No +other science would take such an approach seriously. In biology, for example, +the notion that the world can be analysed _"as if"_ God created it is called +Creationism and rightly dismissed. In economics, such people are generally +awarded professorships or even the (so-called) Nobel prize in economics (Keen +critiques the _"as if"_ methodology of economics in chapter 7 of his +**Debunking Economics** ). Moreover, and even worse, policy decisions will be +enacted based on a model which has no bearing in reality -- with disastrous +results (for example, the rise and fall of Monetarism). + +Its net effect to justify the current class system and diverts serious +attention from critical questions facing working class people (for example, +inequality and market power, what goes on in production, how authority +relations impact on society and in the workplace). Rather than looking to how +things are produced, the conflicts generated in the production process and the +generation as well as division of products/surplus, economics takes what was +produced as given, as well as the capitalist workplace, the division of labour +and authority relations and so on. The individualistic neoclassical analysis +by definition ignores such key issues as economic power, the possibility of a +structural imbalance in the way economic growth is distributed, organisation +structure, and so on. + +Given its social role, it comes as no surprise that economics is not a genuine +science. For most economists, the _"scientific method (the inductive method of +natural sciences) [is] utterly unknown to them."_ [Kropotkin, **Anarchism**, +p. 179] The argument that most economics is not a science is not limited to +just anarchists or other critics of capitalism. Many dissident economics +recognise this fact as well, arguing that the profession needs to get its act +together if it is to be taken seriously. Whether it could retain its position +as defender of capitalism if this happens is a moot point as many of the +theorems developed were done so explicitly as part of this role (particularly +to defend non-labour income -- see [section C.2](secC2.html)). That economics +can become much broader and more relevant is always a possibility, but to do +so would mean to take into account an unpleasant reality marked by class, +hierarchy and inequality rather than logic deductions derived from Robinson +Crusoe. While the latter can produce mathematical models to reach the +conclusions that the market is already doing a good job (or, at best, there +are some imperfections which can be counterbalanced by the state), the former +cannot. + +Anarchists, unsurprisingly, take a different approach to economics. As +Kropotkin put it, _"we think that to become a science, Political Economy has +to be built up in a different way. It must be treated as a natural science, +and use the methods used in all exact, empirical sciences."_ [**Evolution and +Environment**, p. 93] This means that we must start with the world as it is, +not as economics would like it to be. It must be placed in historical context +and key facts of capitalism, like wage labour, not taken for granted. It must +not abstract from such key facts of life as economic and social power. In a +word, economics must reject those features which turn it into a sophisticated +defence of the status quo. Given its social role within capitalism (and the +history and evolution of economic thought), it is doubtful it will ever become +a real science simply because it if did it would hardly be used to defend that +system. + +## C.1.1 Is economics really value free? + +Modern economists try and portray economics as a "value-free science." Of +course, it rarely dawns on them that they are usually just taking existing +social structures for granted and building economic dogmas around them, so +justifying them. At best, as Kropotkin pointed out: + +> _ "[A]ll the so-called laws and theories of political economy are in reality +no more than statements of the following nature: 'Granting that there are +always in a country a considerable number of people who cannot subsist a +month, or even a fortnight, without earning a salary and accepting for that +purpose the conditions of work imposed upon them by the State, or offered to +them by those whom the State recognises as owners of land, factories, +railways, etc., then the results will be so and so.' + +> + +> "So far academic political economy has been only an enumeration of what +happens under these conditions -- without distinctly stating the conditions +themselves. And then, having described **the facts** which arise in our +society under these conditions, they represent to us these **facts** as rigid, +**inevitable economic laws.**"_ [**Anarchism**, p. 179] + +In other words, economists usually take the political and economic aspects of +capitalist society (such as property rights, inequality and so on) as given +and construct their theories around it. At best. At worse, economics is simply +speculation based on the necessary assumptions required to prove the desired +end. By some strange coincidence these ends usually bolster the power and +profits of the few and show that the free market is the best of all possible +worlds. Alfred Marshall, one of the founders of neoclassical economics, once +noted the usefulness of economics to the elite: + +> _ "From Metaphysics I went to Ethics, and found that the justification of +the existing conditions of society was not easy. A friend, who had read a +great deal of what are called the Moral Sciences, constantly said: 'Ah! if you +understood Political Economy you would not say that'"_ [quoted by Joan +Robinson, **Collected Economic Papers**, vol. 4, p. 129] + +Joan Robinson added that _"[n]owadays, of course, no one would put it so +crudely. Nowadays, the hidden persuaders are concealed behind scientific +objectivity, carefully avoiding value judgements; they are persuading all the +better so."_ [**Op. Cit.**, p. 129] The way which economic theory +systematically says what bosses and the wealthy want to hear is just one of +those strange co-incidences of life, one which seems to befall economics with +alarming regularity. + +How does economics achieve this strange co-incidence, how does the "value +free" "science" end up being wedded to producing apologetics for the current +system? A key reason is the lack of concern about history, about how the +current distribution of income and wealth was created. Instead, the current +distribution of wealth and income is taken for granted. + +This flows, in part, from the static nature of neoclassical economics. If your +economic analysis starts and ends with a snapshot of time, with a given set of +commodities, then how those commodities get into a specific set of hands can +be considered irrelevant -- particularly when you modify your theory to +exclude the possibility of proving income redistribution will increase overall +utility (see [section C.1.3](secC1.html#secc13)). It also flows from the +social role of economics as defender of capitalism. By taking the current +distribution of income and wealth as given, then many awkward questions can be +automatically excluded from the "science." + +This can be seen from the rise of neoclassical economics in the 1870s and +1880s. The break between classical political economy and economics was marked +by a change in the kind of questions being asked. In the former, the central +focus was on distribution, growth, production and the relations between social +classes. The exact determination of individual prices was of little concern, +particularly in the short run. For the new economics, the focus became +developing a rigorous theory of price determination. This meant abstracting +from production and looking at the amount of goods available at any given +moment of time. Thus economics avoided questions about class relations by +asking questions about individual utility, so narrowing the field of analysis +by asking politically harmless questions based on unrealistic models (for all +its talk of rigour, the new economics did not provide an answer to how real +prices were determined any more than classical economics had simply because +its abstract models had no relation to reality). + +It did, however, provide a naturalistic justification for capitalist social +relations by arguing that profit, interest and rent are the result of +individual decisions rather than the product of a specific social system. In +other words, economics took the classes of capitalism, internalised them +within itself, gave them universal application and, by taking for granted the +existing distribution of wealth, justified the class structure and differences +in market power this produces. It does not ask (or investigate) **why** some +people own all the land and capital while the vast majority have to sell their +labour on the market to survive. As such, it internalises the class structure +of capitalism. Taking this class structure as a given, economics simply asks +the question how much does each "factor" (labour, land, capital) contribute to +the production of goods. + +Alfred Marshall justified this perspective as follows: + +> _ "In the long run the earnings of each agent (of production) are, as a +rule, sufficient only to recompense the sum total of the efforts and +sacrifices required to produce them . . . with a partial exception in the case +of land . . . especially much land in old countries, if we could trace its +record back to their earliest origins. But the attempt would raise +controversial questions in history and ethics as well as in economics; and the +aims of our present inquiry are prospective rather than retrospective."_ +[**Principles of Economics**, p. 832] + +Which is wonderfully handy for those who benefited from the theft of the +common heritage of humanity. Particularly as Marshall himself notes the dire +consequences for those without access to the means of life on the market: + +> _ "When a workman is in fear of hunger, his need of money is very great; +and, if at starting he gets the worst of the bargaining, it remains great . . +. That is all the more probably because, while the advantage in bargaining is +likely to be pretty well distributed between the two sides of a market for +commodities, it is more often on the side of the buyers than on that of the +sellers in a market for labour."_ [**Op. Cit.**, pp. 335-6] + +Given that market exchanges will benefit the stronger of the parties involved, +this means that inequalities become stronger and more secure over time. Taking +the current distribution of property as a given (and, moreover, something that +must not be changed) then the market does not correct this sort of injustice. +In fact, it perpetuates it and, moreover, it has no way of compensating the +victims as there is no mechanism for ensuring reparations. So the impact of +previous acts of aggression has an impact on how a specific society developed +and the current state of the world. To dismiss _"retrospective"_ analysis as +it raises _"controversial questions"_ and _"ethics"_ is not value-free or +objective science, it is pure ideology and skews any _"prospective"_ enquiry +into apologetics. + +This can be seen when Marshall noted that labour _"is often sold under special +disadvantages, arising from the closely connected group of facts that labour +power is 'perishable,' that the sellers of it are commonly poor and have no +reserve fund, and that they cannot easily withhold it from the market."_ +Moreover, the _"disadvantage, wherever it exists, is likely to be cumulative +in its effects."_ Yet, for some reason, he still maintains that _"wages of +every class of labour tend to be equal to the net product due to the +additional labourer of this class."_ [**Op. Cit.**, p. 567, p. 569 and p. 518] +Why should it, given the noted fact that workers are at a disadvantage in the +market place? Hence Malatesta: + +> _ "Landlords, capitalists have robbed the people, with violence and +dishonesty, of the land and all the means of production, and in consequence of +this initial theft can each day take away from workers the product of their +labour."_ [**Errico Malatesta: His Life and Ideas**, p. 168] + +As such, how could it possibly be considered "scientific" or "value-free" to +ignore history? It is hardly _"retrospective"_ to analyse the roots of the +current disadvantage working class people have in the current and +_"prospective"_ labour market, particularly given that Marshall himself notes +their results. This is a striking example of what Kropotkin deplored in +economics, namely that in the rare situations when social conditions were +_"mentioned, they were forgotten immediately, to be spoken of no more."_ Thus +reality is mentioned, but any impact this may have on the distribution of +income is forgotten for otherwise you would have to conclude, with the +anarchists, that the _"appropriation of the produce of human labour by the +owners of capital [and land] exists only because millions of men [and women] +have literally nothing to live upon, unless they sell their labour force and +their intelligence at a price that will make the net profit of the capitalist +and 'surplus value' possible."_ [**Evolution and Environment**, p. 92 and p. +106] + +This is important, for respecting property rights is easy to talk about but it +only faintly holds some water if the existing property ownership distribution +is legitimate. If it is illegitimate, if the current property titles were the +result of theft, corruption, colonial conquest, state intervention, and other +forms of coercion then things are obviously different. That is why economics +rarely, if ever, discusses this. This does not, of course, stop economists +arguing against current interventions in the market (particularly those +associated with the welfare state). In effect, they are arguing that it is +okay to reap the benefits of past initiations of force but it is wrong to try +and rectify them. It is as if someone walks into a room of people, robs them +at gun point and then asks that they should respect each others property +rights from now on and only engage in voluntary exchanges with what they had +left. Any attempt to establish a moral case for the "free market" in such +circumstances would be unlikely to succeed. This is free market capitalist +economics in a nutshell: never mind past injustices, let us all do the best we +can given the current allocations of resources. + +Many economists go one better. Not content in ignoring history, they create +little fictional stories in order to justify their theories or the current +distribution of wealth and income. Usually, they start from isolated +individual or a community of approximately equal individuals (a community +usually without any communal institutions). For example, the "waiting" +theories of profit and interest (see [section C.2.7](secC2.html#secc27)) +requires such a fiction to be remotely convincing. It needs to assume a +community marked by basic equality of wealth and income yet divided into two +groups of people, one of which was industrious and farsighted who abstained +from directly consuming the products created by their **own** labour while the +other was lazy and consumed their income without thought of the future. Over +time, the descendants of the diligent came to own the means of life while the +descendants of the lazy and the prodigal have, to quote Marx, _"nothing to +sell but themselves."_ In that way, modern day profits and interest can be +justified by appealing to such _"insipid childishness."_ [**Capital**, vol. 1, +p. 873] The real history of the rise of capitalism is, as we discuss in +[section F.8](secF8.html), grim. + +Of course, it may be argued that this is just a model and an abstraction and, +consequently, valid to illustrate a point. Anarchists disagree. Yes, there is +often the need for abstraction in studying an economy or any other complex +system, but this is not an abstraction, it is propaganda and a historical +invention used not to illustrate an abstract point but rather a specific +system of power and class. That these little parables and stories have all the +necessary assumptions and abstractions required to reach the desired +conclusions is just one of those co-incidences which seem to regularly befall +economics. + +The strange thing about these fictional stories is that they are given much +more credence than real history within economics. Almost always, fictional +"history" will always top actual history in economics. If the actual history +of capitalism is mentioned, then the defenders of capitalism will simply say +that we should not penalise current holders of capital for actions in the dim +and distant past (that current and future generations of workers are penalised +goes unmentioned). However, the fictional "history" of capitalism suffers from +no such dismissal, for invented actions in the dim and distant past justify +the current owners holdings of wealth and the income that generates. In other +words, heads I win, tails you loose. + +Needless to say, this (selective) myopia is not restricted to just history. It +is applied to current situations as well. Thus we find economists defending +current economic systems as "free market" regimes in spite of obvious forms of +state intervention. As Chomsky notes: + +> _ "when people talk about . . . free-market 'trade forces' inevitably +kicking all these people out of work and driving the whole world towards a +kind of a Third World-type polarisation of wealth . . . that's true if you +take a narrow enough perspective on it. But if you look into the factors that +**made** things the way they are, it doesn't even come **close** to being +true, it's not remotely in touch with reality. But when you're studying +economics in the ideological institutions, that's all irrelevant and you're +not supposed to ask questions like these."_ [**Understanding Power**, p. 260] + +To ignore all that and simply take the current distribution of wealth and +income as given and then argue that the "free market" produces the best +allocation of resources is staggering. Particularly as the claim of +_"efficient allocation"_ does not address the obvious question: "efficient" +for whose benefit? For the idealisation of freedom in and through the market +ignores the fact that this freedom is very limited in scope to great numbers +of people as well as the consequences to the individuals concerned by the +distribution of purchasing power amongst them that the market throws up +(rooted, of course in the original endowments). Which, of course, explains +why, even **if** these parables of economics were true, anarchists would still +oppose capitalism. We extend Thomas Jefferson's comment that the _"earth +belongs always to the living generation"_ to economic institutions as well as +political -- the past should not dominate the present and the future +(Jefferson: _"Can one generation bind another and all others in succession +forever? I think not. The Creator has made the earth for the living, not for +the dead. Rights and powers can only belong to persons, not to things, not to +mere matter unendowed with will"_). For, as Malatesta argued, people should +_"not have the right . . . to subject people to their rule and even less of +bequeathing to the countless successions of their descendants the right to +dominate and exploit future generations."_ [**At the Cafe**, p. 48] + +Then there is the strange co-incidence that "value free" economics generally +ends up blaming all the problems of capitalism on workers. Unemployment? +Recession? Low growth? Wages are too high! Proudhon summed up capitalist +economic theory well when he stated that _"Political economy \-- that is, +proprietary despotism -- can never be in the wrong: it must be the +proletariat."_ [**System of Economical Contradictions**, p. 187] And little +has changed since 1846 (or 1776!) when it comes to economics "explaining"_ +capitalism's problems (such as the business cycle or unemployment). + +As such, it is hard to consider economics as "value free" when economists +regularly attack unions while being silent or supportive of big business. +According to neo-classical economic theory, both are meant to be equally bad +for the economy but you would be hard pressed to find many economists who +would urge the breaking up of corporations into a multitude of small firms as +their theory demands, the number who will thunder against "monopolistic" +labour is substantially higher (ironically, as we note in [section +C.1.4](secC1.html#secc14), their own theory shows that they must urge the +break up of corporations or support unions for, otherwise, unorganised labour +**is** exploited). Apparently arguing that high wages are always bad but high +profits are always good is value free. + +So while big business is generally ignored (in favour of arguments that the +economy works _"as if"_ it did not exist), unions are rarely given such +favours. Unlike, say, transnational corporations, unions are considered +monopolistic. Thus we see the strange situation of economists (or economics +influenced ideologies like right-wing "libertarians") enthusiastically +defending companies that raise their prices in the wake of, say, a natural +disaster and making windfall profits while, at the same time, attacking +workers who decide to raise their wages by striking for being selfish. It is, +of course, unlikely that they would let similar charges against bosses pass +without comment. But what can you expect from an ideology which presents +unemployment as a good thing (namely, increased leisure \-- see [section +C.1.5](secC1.html#secc15)) and being rich as, essentially, a **disutility** +(the pain of abstaining from present consumption falls heaviest on those with +wealth -- see [section C.2.7](secC2.html#secc27)). + +Ultimately, only economists would argue, with a straight face, that the +billionaire owner of a transnational corporation is exploited when the workers +in his sweatshops successfully form a union (usually in the face of the +economic and political power wielded by their boss). Yet that is what many +economists argue: the transnational corporation is not a monopoly but the +union is and monopolies exploit others! Of course, they rarely state it as +bluntly as that. Instead they suggest that unions get higher wages for their +members be forcing other workers to take less pay (i.e. by exploiting them). +So when bosses break unions they are doing this **not** to defend their +profits and power but really to raise the standard of other, less fortunate, +workers? Hardly. In reality, of course, the reason why unions are so disliked +by economics is that bosses, in general, hate them. Under capitalism, labour +is a cost and higher wages means less profits (all things being equal). Hence +the need to demonise unions, for one of the less understood facts is that +while unions increase wages for members, they also increase wages for non- +union workers. This should not be surprising as non-union companies have to +raise wages stop their workers unionising and to compete for the best workers +who will be drawn to the better pay and conditions of union shops (as we +discuss in [section C.9](secC9.html), the neoclassical model of the labour +market is seriously flawed). + +Which brings us to another key problem with the claim that economics is "value +free," namely the fact that it takes the current class system of capitalism +and its distribution of wealth as not only a fact but as an ideal. This is +because economics is based on the need to be able to differentiate between +each factor of production in order to determine if it is being used optimally. +In other words, the given class structure of capitalism is required to show +that an economy uses the available resources efficiently or not. It claims to +be "value free" simply because it embeds the economic relationships of +capitalist society into its assumptions about nature. + +Yet it is impossible to define profit, rent and interest independently of the +class structure of any given society. Therefore, this _"type of distribution +is the peculiarity of capitalism. Under feudalism the surplus was extracted as +land rent. In an artisan economy each commodity is produced by a men with his +own tools; the distinction between wages and profits has no meaning there."_ +This means that _"the very essence of the theory is bound up with a particular +institution -- wage labour. The central doctrine is that 'wages tend to equal +marginal product of labour.' Obviously this has no meaning for a peasant +household where all share the work and the income of their holding according +to the rules of family life; nor does it apply in a [co-operative] where, the +workers' council has to decide what part of net proceeds to allot to +investment, what part to a welfare found and what part to distribute as +wage."_ [Joan Robinson, **Collected Economic Papers**, p. 26 and p. 130] + +This means that the "universal" principles of economics end up by making any +economy which does **not** share the core social relations of capitalism +inherently "inefficient." If, for example, workers own all three "factors of +production" (labour, land and capital) then the "value-free" laws of economics +concludes that this will be inefficient. As there is only "income", it is +impossible to say which part of it is attributable to labour, land or +machinery and, consequently, if these factors are being efficiently used. This +means that the "science" of economics is bound up with the current system and +its specific class structure and, therefore, as a _"ruling class paradigm, the +competitive model"_ has the _"substantial"_ merit that _"it can be used to +rule off the agenda any proposals for substantial reform or intervention +detrimental to large economic interests . . . as the model allows (on its +assumptions) a formal demonstration that these would reduce efficiency."_ +[Edward S. Herman, _"The Selling of Market Economics,"_ pp. 173-199, **New +Ways of Knowing**, Marcus G. Raskin and Herbert J. Bernstein (eds.), p. 178] + +Then there are the methodological assumptions based on individualism. By +concentrating on individual choices, economics abstracts from the social +system within which such choices are made and what influences them. Thus, for +example, the analysis of the causes of poverty is turned towards the failings +of individuals rather than the system as a whole (to be poor becomes a +personal stigma). That the reality on the ground bears little resemblance to +the myth matters little -- when people with two jobs still fail to earn enough +to feed their families, it seems ridiculous to call them lazy or selfish. It +suggests a failure in the system, not in the poor themselves. An +individualistic analysis is guaranteed to exclude, by definition, the impact +of class, inequality, social hierarchies and economic/social power and any +analysis of any inherent biases in a given economic system, its distribution +of wealth and, consequently, its distribution of income between classes. + +This abstracting of individuals from their social surroundings results in the +generating economic "laws" which are applicable for all individuals, in all +societies, for all times. This results in all concrete instances, no matter +how historically different, being treated as expressions of the same universal +concept. In this way the uniqueness of contemporary society, namely its basis +in wage labour, is ignored (_"The period through which we are passing . . . is +distinguished by a special characteristic -- WAGES."_ [Proudhon, **Op. Cit.**, +p. 199]). Such a perspective cannot help being ideological rather than +scientific. By trying to create a theory applicable for all time (and so, +apparently, value free) they just hide the fact their theory assumes and +justifies the inequalities of capitalism (for example, the assumption of given +needs and distribution of wealth and income secretly introduces the social +relations of the current society back into the model, something which the +model had supposedly abstracted from). By stressing individualism, scarcity +and competition, in reality economic analysis reflects nothing more than the +dominant ideological conceptions found in capitalist society. Every few +economic systems or societies in the history of humanity have actually +reflected these aspects of capitalism (indeed, a lot of state violence has +been used to create these conditions by breaking up traditional forms of +society, property rights and customs in favour of those desired by the current +ruling elite). + +The very general nature of the various theories of profit, interest and rent +should send alarm bells ringing. Their authors construct these theories based +on the deductive method and stress how they are applicable in **every** social +and economic system. In other words, the theories are just that, theories +derived independently of the facts of the society they are in. It seems +somewhat strange, to say the least, to develop a theory of, say, interest +independently of the class system within which it is charged but this is +precisely what these "scientists" do. It is understandable why. By ignoring +the current system and its classes and hierarchies, the economic aspects of +this system can be justified in terms of appeals to universal human existence. +This will raise less objections than saying, for example, that interest exists +because the rich will only part with their money if they get more in return +and the poor will pay for this because they have little choice due to their +socio-economic situation. Far better to talk about "time preference" rather +than the reality of class society (see [section C.2.6](secC2.html#secc26)). + +Neoclassical economics, in effect, took the "political" out of "political +economy" by taking capitalist society for granted along with its class system, +its hierarchies and its inequalities. This is reflected in the terminology +used. These days even the term capitalism has gone out of fashion, replaced +with the approved terms _"market system,"_ the _"free market"_ or _"free +enterprise."_ Yet, as Chomsky noted, terms such as _"free enterprise"_ are +used _"to designate a system of autocratic governance of the economy in which +neither the community nor the workforce has any role (a system we would call +'fascist' if translated to the political sphere)."_ [**Language and +Politics**, p. 175] As such, it seems hardly "value-free" to proclaim a system +free when, in reality, most people are distinctly not free for most of their +waking hours and whose choices outside production are influenced by the +inequality of wealth and power which that system of production create. + +This shift in terminology reflects a political necessity. It effectively +removes the role of wealth (capital) from the economy. Instead of the owners +and manager of capital being in control or, at the very least, having +significant impact on social events, we have the impersonal activity of _"the +markets"_ or _"market forces."_ That such a change in terminology is the +interest of those whose money accords them power and influence goes without +saying. By focusing on the market, economics helps hide the real sources of +power in an economy and attention is drawn away from such a key questions of +how money (wealth) produces power and how it skews the "free market" in its +favour. All in all, as dissident economist John Kenneth Galbraith once put it, +_"[w]hat economists believe and teach is rarely hostile to the institutions +that reflect the dominant economic power. Not to notice this takes effort, +although many succeed."_ [**The Essential Galbraith**, p. 180] + +This becomes obvious when we look at how the advice economics gives to working +class people. In theory, economics is based on individualism and competition +yet when it comes to what workers should do, the "laws" of economics suddenly +switch. The economist will now deny that competition is a good idea and +instead urge that the workers co-operate (i.e. obey) their boss rather than +compete (i.e. struggle over the division of output and authority in the +workplace). They will argue that there is _"harmony of interests"_ between +worker and boss, that it is in the **self**-interest of workers **not** to be +selfish but rather to do whatever the boss asks to further **the bosses** +interests (i.e. profits). + +That this perspective implicitly recognises the **dependent** position of +workers, goes without saying. So while the sale of labour is portrayed as a +market exchange between equals, it is in fact an authority relation between +servant and master. The conclusions of economics is simply implicitly +acknowledging that authoritarian relationship by identifying with the +authority figure in the relationship and urging obedience to them. It simply +suggests workers make the best of it by refusing to be independent individuals +who need freedom to flourish (at least during working hours, outside they can +express their individuality by shopping). + +This should come as no surprise, for, as Chomsky notes, economics is rooted in +the notion that _"you only harm the poor by making them believe that they have +rights other than what they can win on the market, like a basic right to live, +because that kind of right interferes with the market, and with efficiency, +and with growth and so on -- so ultimately people will just be worse off if +you try to recognise them."_ [**Op. Cit.**, p. 251] Economics teaches that you +must accept change without regard to whether it is appropriate it not. It +teaches that you must not struggle, you must not fight. You must simply accept +whatever change happens. Worse, it teaches that resisting and fighting back +are utterly counter-productive. In other words, it teaches a servile mentality +to those subject to authority. For business, economics is ideal for getting +their employees to change their attitudes rather than collectively change how +their bosses treat them, structure their jobs or how they are paid -- or, of +course, change the system. + +Of course, the economist who says that they are conducting "value free" +analysis are indifferent to the kinds of relationships within society is being +less than honest. Capitalist economic theory is rooted in very specific +assumptions and concepts such as "economic man" and "perfect competition." It +claims to be "value-free" yet its preferred terminology is riddled with value +connotations. For example, the behaviour of "economic man" (i.e., people who +are self-interested utility maximisation machines) is described as +_"rational."_ By implication, then, the behaviour of real people is +_"irrational"_ whenever they depart from this severely truncated account of +human nature and society. Our lives consist of much more than buying and +selling. We have goals and concerns which cannot be bought or sold in markets. +In other words, humanity and liberty transcend the limits of property and, as +a result, economics. This, unsurprisingly, affects those who study the +"science" as well: + +> _ "Studying economics also seems to make you a nastier person. Psychological +studies have shown that economics graduate students are more likely to 'free +ride' -- shirk contributions to an experimental 'public goods' account in the +pursuit of higher private returns -- than the general public. Economists also +are less generous that other academics in charitable giving. Undergraduate +economics majors are more likely to defect in the classic prisoner's dilemma +game that are other majors. And on other tests, students grow less honest -- +expressing less of a tendency, for example, to return found money -- after +studying economics, but not studying a control subject like astronomy. + +> + +> "This is no surprise, really. Mainstream economics is built entirely on a +notion of self-interested individuals, rational self-maximisers who can order +their wants and spend accordingly. There's little room for sentiment, +uncertainty, selflessness, and social institutions. Whether this is an +accurate picture of the average human is open to question, but there's no +question that capitalism as a system and economics as a discipline both reward +people who conform to the model."_ [Doug Henwood, **Wall Street**, p, 143] + +So is economics "value free"? Far from it. Given its social role, it would be +surprising that it were. That it tends to produce policy recommendations that +benefit the capitalist class is not an accident. It is rooted in the fibre of +the "science" as it reflects the assumptions of capitalist society and its +class structure. Not only does it take the power and class structures of +capitalism for granted, it also makes them the ideal for any and every +economy. Given this, it should come as no surprise that economists will tend +to support policies which will make the real world conform more closely to the +standard (usually neoclassical) economic model. Thus the models of economics +become more than a set of abstract assumptions, used simply as a tool in +theoretical analysis of the casual relations of facts. Rather they become +political goals, an ideal towards which reality should be forced to travel. + +This means that economics has a dual character. On the one hand, it attempts +to prove that certain things (for example, that free market capitalism +produces an optimum allocation of resources or that, given free competition, +price formation will ensure that each person's income corresponds to their +productive contribution). On the other, economists stress that economic +"science" has nothing to do with the question of the justice of existing +institutions, class structures or the current economic system. And some people +seem surprised that this results in policy recommendations which consistently +and systematically favour the ruling class. + +## C.1.2 Is economics a science? + +In a word, no. If by "scientific" it is meant in the usual sense of being +based on empirical observation and on developing an analysis that was +consistent with and made sense of the data, then most forms of economics are +not a science. + +Rather than base itself on a study of reality and the generalisation of theory +based on the data gathered, economics has almost always been based on +generating theories rooted on whatever assumptions were required to make the +theory work. Empirical confirmation, if it happens at all, is usually done +decades later and if the facts contradict the economics, so much the worse for +the facts. + +A classic example of this is the neo-classical theory of production. As noted +previously, neoclassical economics is focused on individual evaluations of +existing products and, unsurprisingly, economics is indelibly marked by _"the +dominance of a theoretical vision that treats the inner workings of the +production process as a 'black box.'"_ This means that the _"neoclassical +theory of the 'capitalist' economy makes no qualitative distinction between +the corporate enterprise that employs tens of thousands of people and the +small family undertaking that does no employ any wage labour at all. As far as +theory is concerned, it is technology and market forces, not structures of +social power, that govern the activities of corporate capitalists and petty +proprietors alike."_ [William Lazonick, **Competitive Advantage on the Shop +Floor**, p. 34 and pp. 33-4] Production in this schema just happens -- inputs +go in, outputs go out -- and what happens inside is considered irrelevant, a +technical issue independent of the social relationships those who do the +actual production form between themselves -- and the conflicts that ensure. + +The theory does have a few key assumptions associated with it, however. First, +there are diminishing returns. This plays a central role. In mainstream +diminishing returns are required to produce a downward sloping demand curve +for a given factor. Second, there is a rising supply curve based on rising +marginal costs produced by diminishing returns. The average variable cost +curve for a firm is assumed to be U-shaped, the result of first increasing and +then diminishing returns. These are logically necessary for the neo-classical +theory to work. + +Non-economists would, of course, think that these assumptions are +generalisations based on empirical evidence. However, they are not. Take the +U-shaped average cost curve. This was simply invented by A. C. Pigou, _"a +loyal disciple of [leading neo-classical Alfred] Marshall and quite innocent +of any knowledge of industry. He therefore constructed a U-shaped average cost +curve for a firm, showing economies of scale up to a certain size and rising +costs beyond it."_ [Joan Robinson, **Collected Economic Papers**, vol. 5, p. +11] The invention was driven by need of the theory, not the facts. With +increasing returns to scale, then large firms would have cost advantages +against small ones and would drive them out of business in competition. This +would destroy the concept of perfect competition. However, the invention of +the average cost curve allowed the theory to work as "proved"_ that a +competitive market could **not** become dominated by a few large firms, as +feared. + +The model, in other words, was adjusted to ensure that it produced the desired +result rather than reflect reality. The theory was required to prove that +markets remained competitive and the existence of diminishing marginal returns +to scale of production **did** tend by itself to limit the size of individual +firms. That markets did become dominated by a few large firms was neither here +nor there. It did not happen in theory and, consequently, that was the +important thing and so _"when the great concentrations of power in the +multinational corporations are bringing the age of national employment policy +to an end, the text books are still illustrated by U-shaped curves showing the +limitation on the size of firms in a perfectly competitive market."_ [Joan +Robinson, **Contributions to Modern Economics**, p. 5] + +To be good, a theory must have two attributes: They accurately describe the +phenomena in question and they make accurate predictions. Neither holds for +Pigou's invention: reality keeps getting in the way. Not only did the rise of +a few large firms dominating markets indirectly show that the theory was +nonsense, when empirical testing was finally done decades after the theory was +proposed it showed that in most cases the opposite is the case: that there +were constant or even falling costs in production. Just as the theories of +marginality and diminishing marginal returns taking over economics, the real +world was showing how wrong it was with the rise of corporations across the +world. + +So the reason why the market become dominated by a few firms should be obvious +enough: actual corporate price is utterly different from the economic theory. +This was discovered when researchers did what the original theorists did not +think was relevant: they actually asked firms what they did and the +researchers consistently found that, for the vast majority of manufacturing +firms their average costs of production declined as output rose, their +marginal costs were always well below their average costs, and substantially +smaller than 'marginal revenue', and the concept of a 'demand curve' (and +therefore its derivative 'marginal revenue') was simply irrelevant. + +Unsurprisingly, real firms set their prices prior to sales, based on a mark-up +on costs at a target rate of output. In other words, they did not passively +react to the market. These prices are an essential feature of capitalism as +prices are set to maintain the long-term viability of the firm. This, and the +underlying reality that per-unit costs fell as output levels rose, resulted in +far more stable prices than were predicted by traditional economic theory. One +researcher concluded that administered prices _"differ so sharply from the +behaviour to be expected from"_ the theory _"as to challenge the basic +conclusions"_ of it. He warned that until such time as _"economic theory can +explain and take into account the implications"_ of this empirical data, _"it +provides a poor basis for public policy."_ Needless to say, this did not +disturb neo-classical economists or stop them providing public policy +recommendations. [Gardiner C. Means, _"The Administered-Price Thesis +Reconfirmed",_ **The American Economic Review**, pp. 292-306, Vol. 62, No. 3, +p. 304] + +One study in 1952 showed firms a range of hypothetical cost curves, and asked +firms which ones most closely approximated their own costs. Over 90% of firms +chose a graph with a declining average cost rather than one showing the +conventional economic theory of rising marginal costs. These firms faced +declining average cost, and their marginal revenues were much greater than +marginal cost at all levels of output. Unsurprisingly, the study's authors +concluded if this sample was typical then it was _"obvious that short-run +marginal price theory should be revised in the light of reality."_ We are +still waiting. [Eiteman and Guthrie, _"The Shape of the Average Cost Curve",_ +**The American Economic Review**, pp. 832-8, Vol. 42, No. 5, p. 838] + +A more recent study of the empirical data came to the same conclusions, +arguing that it is _"overwhelming bad news . . . for economic theory."_ While +economists treat rising marginal cost as the rule, 89% of firms in the study +reported marginal costs which were either constant or declined with output. As +for price elasticity, it is not a vital operational concept for corporations. +In other words, the _"firms that sell 40 percent of GDP believe their demand +is totally insensitive to price"_ while _"only about one-sixth of GDP is sold +under conditions of elastic demand."_ [A.S. Blinder, E. Cabetti, D. Lebow and +J. Rudd, **Asking About Prices**, p. 102 and p. 101] + +Thus empirical research has concluded that actual price setting has nothing to +do with clearing the market by equating market supply to market demand (i.e. +what economic theory sees as the role of prices). Rather, prices are set to +enable the firm to continue as a going concern and equating supply and demand +in any arbitrary period of time is irrelevant to a firm which hopes to exist +for the indefinite future. As Lee put it, basing himself on extensive use of +empirical research, _"market prices are not market-clearing or profit- +maximising prices, but rather are enterprise-, and hence transaction- +reproducing prices."_ Rather than a non-existent equilibrium or profit +maximisation at a given moment determining prices, the market price is _"set +and the market managed for the purpose of ensuring continual transactions for +those enterprises in the market, that is for the benefit of the business +leaders and their enterprises."_ A significant proportion of goods have prices +based on mark-up, normal cost and target rate of return pricing procedures and +are relatively stable over time. Thus _"the existence of stable, administered +market prices implies that the markets in which they exist are not organised +like auction markets or like the early retail markets and oriental bazaars"_ +as imagined in mainstream economic ideology. [Frederic S. Lee, **Post +Keynesian Price Theory**, p. 228 and p. 212] + +Unsurprisingly, most of these researchers were highly critical the +conventional economic theory of markets and price setting. One viewed the +economists' concepts of perfect competition and monopoly as virtual nonsense +and _"the product of the itching imaginations of uninformed and inexperienced +armchair theorisers."_ [Tucker, quoted by Lee, **Op. Cit.**, p. 73f] Which +**was** exactly how it was produced. + +No other science would think it appropriate to develop theory utterly +independently of phenomenon under analysis. No other science would wait +decades before testing a theory against reality. No other science would then +simply ignore the facts which utterly contradicted the theory and continue to +teach that theory as if it were a valid generalisation of the facts. But, +then, economics is not a science. + +This strange perspective makes sense once it is realised how key the notion of +diminishing costs is to economics. In fact, if the assumption of increasing +marginal costs is abandoned then so is perfect competition and _"the basis of +which economic laws can be constructed . . . is shorn away,"_ causing the +_"wreckage of the greater part of general equilibrium theory."_ This will have +_"a very destructive consequence for economic theory,"_ in the words of one +leading neo-classical economist. [John Hicks, **Value and Capital**, pp. 83-4] +As Steve Keen notes, this is extremely significant: + +> _ "Strange as it may seem . . . this is a very big deal. If marginal returns +are constant rather than falling, then the neo-classical explanation of +everything collapses. Not only can economic theory no longer explain how much +a firm produces, it can explain nothing else. + +> + +> "Take, for example, the economic theory of employment and wage determination +. . . The theory asserts that the real wage is equivalent to the marginal +product of labour . . . An employer will employ an additional worker if the +amount the worker adds to output -- the worker's marginal product -- exceeds +the real wage . . . [This] explains the economic predilection for blaming +everything on wages being too high -- neo-classical economics can be summed +up, as [John Kenneth] Galbraith once remarked, in the twin propositions that +the poor don't work hard enough because they're paid too much, and the rich +don't work hard enough because they're not paid enough . . . + +> + +> "If in fact the output to employment relationship is relatively constant, +then the neo-classical explanation for employment and output determination +collapses. With a flat production function, the marginal product of labour +will be constant, and it will **never** intersect the real wage. The output of +the form then can't be explained by the cost of employing labour. . . [This +means that] neo-classical economics simply cannot explain anything: neither +the level of employment, nor output, nor, ultimately, what determines the real +wage . . .the entire edifice of economics collapses."_ [**Debunking +Economics**, pp. 76-7] + +It should be noted that the empirical research simply confirmed an earlier +critique of neo-classical economics presented by Piero Sraffa in 1926. He +argued that while the neo-classical model of production works in theory only +if we accept its assumptions. If those assumptions do not apply in practice, +then it is irrelevant. He therefore _"focussed upon the economic assumptions +that there were 'factors of production' which were fixed in the short run, and +that supply and demand were independent of each other. He argued that these +two assumptions could be fulfilled simultaneously. In circumstances where it +was valid to say some factor of production was fixed in the short term, supply +and demand could not independent, so that every point on the supply curve +would be associated with a different demand curve. On the other hand, in +circumstances where supply and demand could justifiably be treated as +independent, then it would be impossible for any factor of production to be +fixed. Hence the marginal costs of production would be constant."_ He stressed +firms would have to be irrational to act otherwise, foregoing the chance to +make profits simply to allow economists to build their models of how they +should act. [Keen, **Op. Cit.**, pp. 66-72] + +Another key problem in economics is that of time. This has been known, and +admitted, by economists for some time. Marshall, for example, stated that +_"the element of **time**"_ was _"the source of many of the greatest +difficulties of economics."_ [**Principles of Economics**, p. 109] The founder +of general equilibrium theory, Walras, recognised that the passage of time +wrecked his whole model and stated that we _"shall resolve the . . . +difficulty purely and simply by ignoring the time element at this point."_ +This was due, in part, because production _"requires a certain lapse of +time."_ [**Elements of Pure Economics**, p. 242] This was generalised by +Gerard Debreu (in his Nobel Prize for economics winning **Theory of Value** ) +who postulated that everyone makes their sales and purchases for all time in +one instant. + +Thus the cutting edge of neo-classical economics, general equilibrium ignores +both time **and** production. It is based on making time stop, looking at +finished goods, getting individuals to bid for them and, once all goods are at +equilibrium, allowing the transactions to take place. For Walras, this was for +a certain moment of time and was repeated, for his followers it happened once +for all eternity. This is obviously not the way markets work in the real world +and, consequently, the dominant branch of economics is hardly scientific. +Sadly, the notion of individuals having full knowledge of both now and the +future crops up with alarming regularly in the "science" of economics. + +Even if we ignore such minor issues as empirical evidence and time, economics +has problems even with its favoured tool, mathematics. As Steve Keen has +indicated, economists have _"obscured reality using mathematics because they +have practised mathematics badly, and because they have not realised the +limits of mathematics."_ indeed, there are _"numerous theorems in economics +that reply upon mathematically fallacious propositions."_ [**Op. Cit.**, p. +258 and p. 259] For a theory born from the desire to apply calculus to +economics, this is deeply ironic. As an example, Keen points to the theory of +perfect competition which assumes that while the demand curve for the market +as a whole is downward sloping, an individual firm in perfect competition is +so small that it cannot affect the market price and, consequently, faces a +horizontal demand curve. Which is utterly impossible. In other words, +economics breaks the laws of mathematics. + +These are just two examples, there are many, many more. However, these two are +pretty fundamental to the whole edifice of modern economic theory. Much, if +not most, of mainstream economics is based upon theories which have little or +no relation to reality. Kropotkin's dismissal of _"the metaphysical +definitions of the academical economists"_ is as applicable today. +[**Evolution and Environment**, p. 92] Little wonder dissident economist +Nicholas Kaldor argued that: + +> _ "The Walrasian [i.e. general] equilibrium theory is a highly developed +intellectual system, much refined and elaborated by mathematical economists +since World War II -- an intellectual experiment . . . But it does not +constitute a scientific hypothesis, like Einstein's theory of relativity or +Newton's law of gravitation, in that its basic assumptions are axiomatic and +not empirical, and no specific methods have been put forward by which the +validity or relevance of its results could be tested. The assumptions make +assertions about reality in their implications, but these are not founded on +direct observation, and, in the opinion of practitioners of the theory at any +rate, they cannot be contradicted by observation or experiment."_ [**The +Essential Kaldor**, p. 416] + +## C.1.3 Can you have an economics based on individualism? + +In a word, no. No economic system is simply the sum of its parts. The idea +that capitalism is based on the subjective evaluations of individuals for +goods flies in the face of both logic and the way capitalism works. In other +words, modern economists is based on a fallacy. While it would be expected for +critics of capitalism to conclude this, the ironic thing is that economists +themselves have proven this to be the case. + +Neoclassical theory argues that marginal utility determines demand and price, +i.e. the price of a good is dependent on the intensity of demand for the +marginal unit consumed. This was in contrast to classic economics, which +argued that price (exchange value) was regulated by the cost of production, +ultimately the amount of labour used to create it. While realistic, this had +the political drawback of implying that profit, rent and interest were the +product of unpaid labour and so capitalism was exploitative. This conclusion +was quickly seized upon by numerous critics of capitalism, including Proudhon +and Marx. The rise of marginal utility theory meant that such critiques could +be ignored. + +However, this change was not unproblematic. The most obvious problem with it +is that it leads to circular reasoning. Prices are supposed to measure the +"marginal utility" of the commodity, yet consumers need to know the price +**first** in order to evaluate how best to maximise their satisfaction. Hence +it _"obviously rest[s] on circular reasoning. Although it tries to explain +prices, prices [are] necessary to explain marginal utility."_ [Paul Mattick, +**Economics, Politics and the Age of Inflation**, p.58] In the end, as Jevons +(one of the founders of the new economics) acknowledged, the price of a +commodity is the only test we have of the utility of the commodity to the +producer. Given that marginality utility was meant to explain those prices, +the failure of the theory could not be more striking. + +However, this is the least of its problems. At first, the neoclassical +economists used cardinal utility as their analysis tool. Cardinal utility +meant that it was measurable between individuals, i.e. that the utility of a +given good was the same for all. While this allowed prices to be determined, +it caused obvious political problems as it obviously justified the taxation of +the wealthy. As cardinal utility implied that the "utility" of an extra dollar +to a poor person was clearly greater than the loss of one dollar to a rich +man, it was appropriated by reformists precisely to justify social reforms and +taxation. + +Capitalist economists had, yet again, created a theory that could be used to +attack capitalism and the income and wealth hierarchy it produces. As with +classical economics, socialists and other social reformists used the new +theories to do precisely that, appropriating it to justify the redistribution +of income and wealth downward (i.e. back into the hands of the class who had +created it in the first place). Combine this with the high levels of class +conflict at the time and it should come as no surprise that the "science" of +economics was suitably revised. + +There was, of course, a suitable "scientific" rationale for this revision. It +was noted that as individual evaluations are inherently subjective, it is +obvious that cardinal utility was impossible in practice. Of course, +cardinality was not totally rejected. Neoclassical economics retained the idea +that capitalists maximise profits, which is a cardinal quantity. However for +demand utility became "ordinal," that is utility was considered an individual +thing and so could not be measured. This resulted in the conclusion that there +was no way of making interpersonal comparisons between individuals and, +consequently, no basis for saying a pound in the hands of a poor person had +more utility than if it had remained in the pocket of a billionaire. The +economic case for taxation was now, apparently, closed. While you may think +that income redistribution was a good idea, it was now proven by "science" +that this little more than a belief as all interpersonal comparisons were now +impossible. That this was music to the ears of the wealthy was, of course, +just one of those strange co-incidences which always seems to plague economic +"science." + +The next stage of the process was to abandon then ordinal utility in favour of +"indifference curves" (the continued discussion of "utility" in economics +textbooks is primarily heuristic). In this theory consumers are supposed to +maximise their utility by working out which bundle of goods gives them the +highest level of satisfaction based on the twin constraints of income and +given prices (let us forget, for the moment, that marginal utility was meant +to determines prices in the first place). To do this, it is assumed that +incomes and tastes are independent and that consumers have pre-existing +preferences for all possible bundles. + +This produces a graph that shows different quantities of two different goods, +with the "indifference curves" showing the combinations of goods which give +the consumer the same level of satisfaction (hence the name, as the consumer +is "indifferent" to any combination along the curve). There is also a straight +line representing relative prices and the consumer's income and this budget +line shows the uppermost curve the consumer can afford to reach. That these +indifference curves could not be observed was not an issue although leading +neo-classical economist Paul Samuelson provided an apparent means see these +curves by his concept of _"revealed preference"_ (a basic tautology). There is +a reason why "indifference curves" cannot be observed. They are literally +impossible for human beings to calculate once you move beyond a trivially +small set of alternatives and it is impossible for actual people to act as +economists argue they do. Ignoring this slight problem, the "indifference +curve" approach to demand can be faulted for another, even more basic, reason. +It does not prove what it seeks to show: + +> _ "Though mainstream economics began by assuming that this hedonistic, +individualist approach to analysing consumer demand was intellectually sound, +**it ended up proving that it was not.** The critics were right: society is +more than the sum of its individual members."_ [Steve Keen, **Debunking +Economics**, p. 23] + +As noted above, to fight the conclusion that redistributing wealth would +result in a different level of social well-being, economists had to show that +_"altering the distribution of income did not alter social welfare. They +worked out that two conditions were necessary for this to be true: (a) that +all people have the same tastes; (b) that each person's tastes remain the same +as her income changes, so that every additional dollar of income was spent +exactly the same way as all previous dollars."_ The former assumption _"in +fact amounts to assuming that there is only one person in society"_ or that +_"society consists of a multitude of identical drones"_ or clones. The latter +assumption _"amounts to assuming that there is only one commodity -- since +otherwise spending patterns would necessary change as income rose."_ [Keen, +**Op. Cit.**, p. 24] This is the real meaning of the assumption that all goods +and consumers can be considered _"representative."_ Sadly, such individuals +and goods do not exist. Thus: + +> _ "Economics can prove that 'the demand curve slows downward in price' for a +single individual and a single commodity. But in a society consisting of many +different individuals with many different commodities, the 'market demand +curve' is more probably jagged, and slopes every which way. One essential +building block of the economic analysis of markets, the demand curve, +therefore does not have the characteristics needed for economic theory to be +internally consistent . . . most mainstream academic economists are aware of +this problem, but they pretend that the failure can be managed with a couple +of assumptions. Yet the assumptions themselves are so absurd that only someone +with a grossly distorted sense of logic could accept them. That grossly +distorted sense of logic is acquired in the course of a standard education in +economics."_ [**Op. Cit.**, pp. 25-7] + +Rather than produce a _"social indifference map which had the same properties +as the individual indifference maps"_ by adding up all the individual maps, +economics _"proved that this consistent summation from individual to society +could **not** be achieved."_ Any sane person would have rejected the theory at +this stage, but not economists. Keen states the obvious: _"That economists, in +general, failed to draw this inference speaks volumes for the unscientific +nature of economic theory."_ They simply invented _"some fudge to disguise the +gapping hole they have uncovered in the theory."_ [**Op. Cit.**, p. 40 and p. +48] Ironically, it took over one hundred years and advanced mathematical logic +to reach the same conclusion that the classical economists took for granted, +namely that individual utility could not be measured and compared. However, +instead of seeking exchange value (price) in the process of production, +neoclassical economists simply that made a few absurd assumptions and +continued on its way as if nothing was wrong. + +This is important because _"economists are trying to prove that a market +economy necessarily maximises social welfare. If they can't prove that the +market demand curve falls smoothly as price rises, they can't prove that the +market maximises social welfare."_ In addition, _"the concept of a social +indifference curve is crucial to many of the key notions of economics: the +argument that free trade is necessarily superior to regulated trade, for +example, is first constructed using a social indifference curve. Therefore, if +the concept of a social indifference curve itself is invalid, then so too are +many of the most treasured notions of economics."_ [Keen, **Op. Cit.**, p. 50] +This means much of economic theory is invalidated and with it the policy +recommendations based on it. + +This elimination of individual differences in favour of a society of clones by +marginalism is not restricted to demand. Take the concept of the +_"representative firm"_ used to explain supply. Rather than a theoretical +device to deal with variety, it ignores diversity. It is a heuristic concept +which deals with a varied collection of firms by identifying a single set of +distinct characteristics which are deemed to represent the essential qualities +of the industry as a whole. It is **not** a single firm or even a typical or +average firm. It is an imaginary firm which exhibits the "representative" +features of the entire industry, i.e. it treats an industry as if it were just +one firm. Moreover, it should be stressed that this concept is driven by the +needs to prove the model, not by any concern over reality. The _"real +weakness"_ of the _"representative firm"_ in neo-classical economics is that +it is _"no more than a firm which answers the requirements expected from it by +the supply curve"_ and because it is _"nothing more than a small-scale replica +of the industry's supply curve that it is unsuitable for the purpose it has +been called into being."_ [Kaldor, **The Essential Kaldor**, p. 50] + +Then there is neoclassical analysis of the finance market. According to the +Efficient Market Hypothesis, information is disseminated equally among all +market participants, they all hold similar interpretations of that information +and all can get access to all the credit they need at any time at the same +rate. In other words, everyone is considered to be identical in terms of what +they know, what they can get and what they do with that knowledge and cash. +This results in a theory which argues that stock markets accurately price +stocks on the basis of their unknown future earnings, i.e. that these +identical expectations by identical investors are correct. In other words, +investors are able to correctly predict the future and act in the same way to +the same information. Yet if everyone held identical opinions then there would +be no trading of shares as trading obviously implies **different** opinions on +how a stock will perform. Similarly, in reality investors are credit rationed, +the rate of borrowing tends to rise as the amount borrowed increases and the +borrowing rate normally exceeds the leading rate. The developer of the theory +was honest enough to state that the _"consequence of accommodating such +aspects of reality are likely to be disastrous in terms of the usefulness of +the resulting theory . . . The theory is in a shambles."_ [W.F Sharpe, quoted +by Keen, **Op. Cit.**, p. 233] + +Thus the world was turned into a single person simply to provide a theory +which showed that stock markets were "efficient" (i.e. accurately reflect +unknown future earnings). In spite of these slight problems, the theory was +accepted in the mainstream as an accurate reflection of finance markets. Why? +Well, the implications of this theory are deeply political as it suggests that +finance markets will never experience bubbles and deep slumps. That this +contradicts the well-known history of the stock market was considered +unimportant. Unsurprisingly, _"as time went on, more and more data turned up +which was not consistent with"_ the theory. This is because the model's world +_"is clearly not our world."_ The theory _"cannot apply in a world in which +investors differ in their expectations, in which the future is uncertain, and +in which borrowing is rationed."_ It _"should never have been given any +credibility -- yet instead it became an article of faith for academics in +finance, and a common belief in the commercial world of finance."_ [Keen, +**Op. Cit.**, p. 246 and p. 234] + +This theory is at the root of the argument that finance markets should be +deregulated and as many funds as possible invested in them. While the theory +may benefit the minority of share holders who own the bulk of shares and help +them pressurise government policy, it is hard to see how it benefits the rest +of society. Alternative, more realistic theories, argue that finance markets +show endogenous instability, result in bad investment as well as reducing the +overall level of investment as investors will not fund investments which are +not predicted to have a sufficiently high rate of return. All of which has a +large and negative impact on the real economy. Instead, the economic +profession embraced a highly unreal economic theory which has encouraged the +world to indulge in stock market speculation as it argues that they do not +have bubbles, booms or bursts (that the 1990s stock market bubble finally +burst like many previous ones is unlikely to stop this). Perhaps this has to +do the implications for economic theory for this farcical analysis of the +stock market? As two mainstream economists put it: + +> _ "To reject the Efficient Market Hypothesis for the whole stock market . . +. implies broadly that production decisions based on stock prices will lead to +inefficient capital allocations. More generally, if the application of +rational expectations theory to the virtually 'idea' conditions provided by +the stock market fails, then what confidence can economists have in its +application to other areas of economics . . . ?"_ [Marsh and Merton, quoted by +Doug Henwood, **Wall Street**, p. 161] + +Ultimately, neoclassical economics, by means of the concept of +"representative" agent, has proved that subjective evaluations could not be +aggregated and, as a result, a market supply and demand curves cannot be +produced. In other words, neoclassical economics has shown that if society +were comprised of one individual, buying one good produced by one factory then +it could accurately reflect what happened in it. _"It is stating the +obvious,"_ states Keen, _"to call the representative agent an 'ad hoc' +assumption, made simply so that economists can pretend to have a sound basis +for their analysis, when in reality they have no grounding whatsoever."_ +[**Op. Cit.**, p. 188] + +There is a certain irony about the change from cardinal to ordinal utility and +finally the rise of the impossible nonsense which are "indifference curves." +While these changes were driven by the need to deny the advocates of +redistributive taxation policies the mantel of economic science to justify +their schemes, the fact is by rejecting cardinal utility, it becomes +impossible to say whether state action like taxes decreases utility at all. +With ordinal utility and its related concepts, you cannot actually show that +government intervention actually harms "social utility." All you can say is +that they are indeterminate. While the rich may lose income and the poor gain, +it is impossible to say anything about social utility without making an +interpersonal (cardinal) utility comparison. Thus, ironically, ordinal utility +based economics provides a much weaker defence of free market capitalism by +removing the economist of the ability to call any act of government +"inefficient" and they would have to be evaluated in, horror of horrors, non- +economic terms. As Keen notes, it is _"ironic that this ancient defence of +inequality ultimately backfires on economics, by making its impossible to +construct a market demand curve which is independent on the distribution of +income . . . economics cannot defend any one distribution of income over any +other. A redistribution of income that favours the poor over the rich cannot +be formally opposed by economic theory."_ [**Op. Cit.**, p. 51] + +Neoclassical economics has also confirmed that the classical perspective of +analysing society in terms of classes is also more valid than the +individualistic approach it values. As one leading neo-classical economist has +noted, if economics is _"to progress further we may well be forced to theorise +in terms of groups who have collectively coherent behaviour."_ Moreover, the +classical economists would not be surprised by the admission that _"the +addition of production **can** help"_ economic analysis nor the conclusion +that the _"idea that we should start at the level of the isolated individual +is one which we may well have to abandon . . . If we aggregate over several +individuals, such a model is unjustified."_ [Alan Kirman, _"The Intrinsic +Limits of Modern Economy Theory",_ pp. 126-139, ** The Economic Journal**, +Vol. 99, No. 395, p. 138, p. 136 and p. 138] + +So why all the bother? Why spend over 100 years driving economics into a dead- +end? Simply because of political reasons. The advantage of the neoclassical +approach was that it abstracted away from production (where power relations +are clear) and concentrated on exchange (where power works indirectly). As +libertarian Marxist Paul Mattick notes, the _"problems of bourgeois economics +seemed to disappear as soon as one ignored production and attended only to the +market . . . Viewed apart from production, the price problem can be dealt with +purely in terms of the market."_ [**Economic Crisis and Crisis Theory**, p. 9] +By ignoring production, the obvious inequalities of power produced by the +dominant social relations within capitalism could be ignored in favour of +looking at abstract individuals as buyers and sellers. That this meant +ignoring such key concepts as time by forcing economics into a static, freeze +frame, model of the economy was a price worth paying as it allowed capitalism +to be justified as the best of all possible worlds: + +> _ "On the one hand, it was thought essential to represent the winning of +profit, interest, and rent as participation in the creation of wealth. On the +other, it was thought desirable to found the authority of economics on the +procedures of natural science. This second desire prompted a search for +general economic laws independent of time and circumstances. If such laws +could be proven, the existing society would thereby be legitimated and every +idea of changing it refuted. Subjective value theory promised to accomplish +both tasks at once. Disregarding the exchange relationship peculiar to +capitalism -- that between the sellers and buyers of labour power -- it could +explain the division of the social product, under whatever forms, as resulting +from the needs of the exchangers themselves."_ [Mattick, **Op. Cit.**, p. 11] + +The attempt to ignore production implied in capitalist economics comes from a +desire to hide the exploitative and class nature of capitalism. By +concentrating upon the "subjective" evaluations of individuals, those +individuals are abstracted away from real economic activity (i.e. production) +so the source of profits and power in the economy can be ignored ([section +C.2](secC2.html) indicates why exploitation of labour in production is the +source of profit, interest and rent and **not** exchanges in the market). + +Hence the flight from classical economics to the static, timeless world of +individuals exchanging pre-existing goods on the market. The evolution of +capitalist economics has always been towards removing any theory which could +be used to attack capitalism. Thus classical economics was rejected in favour +of utility theory once socialists and anarchists used it to show that +capitalism was exploitative. Then this utility theory was modified over time +in order to purge it of undesirable political consequences. In so doing, they +ended up not only proving that an economics based on individualism was +impossible but also that it cannot be used to oppose redistribution policies +after all. + +## C.1.4 What is wrong with equilibrium analysis? + +The dominant form of economic analysis since the 1880s has been equilibrium +analysis. While equilibrium had been used by classical economics to explain +what regulated market prices, it did not consider it as reflecting any real +economy. This was because classical economics analysed capitalism as a mode of +production rather than as a mode of exchange, as a mode of circulation, as +neo-classical economics does. It looked at the process of creating products +while neo-classical economics looked at the price ratios between already +existing goods (this explains why neo-classical economists have such a hard +time understanding classical or Marxist economics, the schools are talking +about different things and why they tend to call any market system +"capitalism" regardless of whether wage labour predominates of not). The +classical school is based on an analysis of markets based on production of +commodities through time. The neo-classical school is based on an analysis of +markets based on the exchange of the goods which exist at any moment of time. + +This indicates what is wrong with equilibrium analysis, it is essentially a +static tool used to analyse a dynamic system. It assumes stability where none +exists. Capitalism is always unstable, always out of equilibrium, since +_"growing out of capitalist competition, to heighten exploitation, . . . the +relations of production . . . [are] in a state of perpetual transformation, +which manifests itself in changing relative prices of goods on the market. +Therefore the market is continuously in disequilibrium, although with +different degrees of severity, thus giving rise, by its occasional approach to +an equilibrium state, to the illusion of a tendency toward equilibrium."_ +[Mattick, **Op. Cit.**, p. 51] Given this obvious fact of the real economy, it +comes as no surprise that dissident economists consider equilibrium analysis +as _"a major obstacle to the development of economics as a **science** \-- +meaning by the term 'science' a body of theorems based on assumptions that are +**empirically** derived (from observations) and which embody hypotheses that +are capable of verification both in regard to the assumptions and the +predictions."_ [Kaldor, **The Essential Kaldor**, p. 373] + +Thus the whole concept is an unreal rather than valid abstraction of reality. +Sadly, the notions of "perfect competition" and (Walrasian) "general +equilibrium" are part and parcel of neoclassical economics. It attempts to +show, in the words of Paul Ormerod, _"that under certain assumptions the free +market system would lead to an allocation of a given set of resources which +was in a very particular and restricted sense optimal from the point of view +of every individual and company in the economy."_ [**The Death of Economics**, +p. 45] This was what Walrasian general equilibrium proved. However, the +assumptions required prove to be somewhat unrealistic (to understate the +point). As Ormerod points out: + +> _ "[i]t cannot be emphasised too strongly that . . . the competitive model +is far removed from being a reasonable representation of Western economies in +practice. . . [It is] a travesty of reality. The world does not consist, for +example, of an enormous number of small firms, none of which has any degree of +control over the market . . . The theory introduced by the marginal revolution +was based upon a series of postulates about human behaviour and the workings +of the economy. It was very much an experiment in pure thought, with little +empirical rationalisation of the assumptions."_ [**Op. Cit.**, p. 48] + +Indeed, _"the weight of evidence"_ is _"against the validity of the model of +competitive general equilibrium as a plausible representation of reality."_ +[**Op. Cit.**, p. 62] For example, to this day, economists still start with +the assumption of a multitude of firms, even worse, a "continuum" of them +exist in **every** market. How many markets are there in which there is an +infinite number of traders? This means that from the start the issues and +problems associated with oligopoly and imperfect competition have been +abstracted from. This means the theory does not allow one to answer +interesting questions which turn on the asymmetry of information and +bargaining power among economic agents, whether due to size, or organisation, +or social stigmas, or whatever else. In the real world, oligopoly is common +place and asymmetry of information and bargaining power the norm. To abstract +from these means to present an economic vision at odds with the reality people +face and, therefore, can only propose solutions which harm those with weaker +bargaining positions and without information. + +General equilibrium is an entirely static concept, a market marked by perfect +knowledge and so inhabited by people who are under no inducement or need to +act. It is also timeless, a world without a future and so with no uncertainty +(any attempt to include time, and so uncertainty, ensures that the model +ceases to be of value). At best, economists include "time" by means of +comparing one static state to another, i.e. _"the features of one non-existent +equilibrium were compared with those of a later non-existent equilibrium."_ +[Mattick, **Op. Cit.**, p. 22] How the economy actually changed from one +stable state to another is left to the imagination. Indeed, the idea of any +long-run equilibrium is rendered irrelevant by the movement towards it as the +equilibrium also moves. Unsurprisingly, therefore, to construct an equilibrium +path through time requires all prices for all periods to be determined at the +start and that everyone foresees future prices correctly for eternity -- +including for goods not invented yet. Thus the model cannot easily or usefully +account for the reality that economic agents do not actually know such things +as future prices, future availability of goods, changes in production +techniques or in markets to occur in the future, etc. Instead, to achieve its +results -- proofs about equilibrium conditions -- the model assumes that +actors have perfect knowledge at least of the probabilities of all possible +outcomes for the economy. The opposite is obviously the case in reality: + +> _ "Yet the main lessons of these increasingly abstract and unreal +theoretical constructions are also increasingly taken on trust . . . It is +generally taken for granted by the great majority of academic economists that +the economy always approaches, or is near to, a state of 'equilibrium' . . . +all propositions which the **pure** mathematical economist has shown to be +valid only on assumptions that are manifestly unreal -- that is to say, +directly contrary to experience and not just 'abstract.' In fact, equilibrium +theory has reached the stage where the pure theorist has successfully (though +perhaps inadvertently) demonstrated that the main implications of this theory +cannot possibly hold in reality, but has not yet managed to pass his message +down the line to the textbook writer and to the classroom."_ [Kaldor, **Op. +Cit.**, pp. 376-7] + +In this timeless, perfect world, "free market" capitalism will prove itself an +efficient method of allocating resources and all markets will clear. In part +at least, General Equilibrium Theory is an abstract answer to an abstract and +important question: Can an economy relying only on price signals for market +information be orderly? The answer of general equilibrium is clear and +definitive -- one can describe such an economy with these properties. However, +no actual economy has been described and, given the assumptions involved, none +could ever exist. A theoretical question has been answered involving some +amount of intellectual achievement, but it is a answer which has no bearing to +reality. And this is often termed the "high theory" of equilibrium. Obviously +most economists must treat the real world as a special case. + +Little wonder, then, that Kaldor argued that his _"basic objection to the +theory of general equilibrium is not that it is abstract -- all theory is +abstract and must necessarily be so since there can be no analysis without +abstraction -- but that it starts from the wrong kind of abstraction, and +therefore gives a misleading 'paradigm' . . . of the world as it is; it gives +a misleading impression of the nature and the manner of operation of economic +forces."_ Moreover, belief that equilibrium theory is the only starting point +for economic analysis has survived _"despite the increasing (**not** +diminishing) arbitrariness of its based assumptions -- which was forced upon +its practitioners by the ever more precise cognition of the needs of logical +consistency. In terms of gradually converting an 'intellectual experiment' . . +. into a scientific theory -- in other words, a set of theorems directly +related to observable phenomena -- the development of theoretical economics +was one of continual **de**gress, not **pro**gress . . . The process . . . of +**relaxing** the unreal basis assumptions . . . has not yet started. Indeed, +[they get] . . . thicker and more impenetrable with every successive +reformation of the theory."_ [**Op. Cit.**, p. 399 and pp. 375-6] + +Thus General Equilibrium theory analyses an economic state which there is no +reason to suppose will ever, or has ever, come about. It is, therefore, an +abstraction which has no discernible applicability or relevance to the world +as it is. To argue that it can give insights into the real world is +ridiculous. While it is true that there are certain imaginary intellectual +problems for which the general equilibrium model is well designed to provide +precise answers (if anything really could), in practice this means the same as +saying that if one insists on analysing a problem which has no real world +equivalent or solution, it may be appropriate to use a model which has no +real-world application. Models derived to provide answers to imaginary +problems will be unsuitable for resolving practical, real-world economic +problems or even providing a useful insight into how capitalism works and +develops. + +This can have devastating real world impact, as can be seen from the results +of neoclassical advice to Eastern Europe and other countries in their +transition from state capitalism (Stalinism) to private capitalism. As Joseph +Stiglitz documents it was a disaster for all but the elite due to the _"market +fundamentalism preached"_ by economists It resulted in _"a marked +deterioration"_ in most peoples _"basic standard of living, reflected in a +host of social indicators"_ and well as large drops in GDP. [**Globalisation +and its discontents**, p. 138 and p. 152] Thus real people can be harmed by +unreal theory. That the advice of neoclassical economists has made millions of +people look back at Stalinism as "the good old days" should be enough to show +its intellectual and moral bankruptcy. + +What can you expect? Mainstream economic theory begins with axioms and +assumptions and uses a deductive methodology to arrive at conclusions, its +usefulness in discovering how the world works is limited. The deductive method +is **pre-scientific** in nature. The axioms and assumptions can be considered +fictitious (as they have negligible empirical relevance) and the conclusions +of deductive models can only really have relevance to the structure of those +models as the models themselves bear no relation to economic reality: + +> _ "Some theorists, even among those who reject general equilibrium as +useless, praise its logical elegance and completeness . . . But if any +proposition drawn from it is applied to an economy inhabited by human beings, +it immediately becomes self-contradictory. Human life does not exist outside +history and no one had correct foresight of his own future behaviour, let +alone of the behaviour of all the other individuals which will impinge upon +his. I do not think that it is right to praise the logical elegance of a +system which becomes self-contradictory when it is applied to the question +that it was designed to answer."_ [Joan Robinson, **Contributions to Modern +Economics**, pp. 127-8] + +Not that this deductive model is internally sound. For example, the +assumptions required for perfect competition are mutually exclusive. In order +for the market reach equilibrium, economic actors need to able to affect it. +So, for example, if there is an excess supply some companies must lower their +prices. However, such acts contradict the basic assumption of "perfect +competition," namely that the number of buyers and sellers is so huge that no +one individual actor (a firm or a consumer) can determine the market price by +their actions. In other words, economists assume that the impact of each firm +is zero but yet when these zeroes are summed up over the whole market the +total is greater than zero. This is impossible. Moreover, the _"requirements +of equilibrium are carefully examined in the Walrasian argument but there is +no way of demonstrating that a market which starts in an out-of-equilibrium +position will tend to get into equilibrium, except by putting further very +severe restrictions on the already highly abstract argument."_ [Joan Robinson, +**Collected Economic Papers**, vol. 5, p. 154] Nor does the stable unique +equilibrium actually exist for, ironically, _"mathematicians have shown that, +under fairly general conditions, general equilibrium is unstable."_ [Keen, +**Debunking Economics**, p. 173] + +Another major problem with equilibrium theory is the fact that it does not, in +fact, describe a capitalist economy. It should go without saying that models +which focus purely on exchange cannot, by definition, offer a realistic +analysis, never mind description, of the capitalism or the generation of +income in an industrialised economy. As Joan Robinson summarises: + +> _ "The neo-classical theory . . . pretends to derive a system of prices from +the relative scarcity of commodities in relation to the demand for them. I say +**pretend** because this system cannot be applied to capitalist production. + +> + +> "The Walrasian conception of equilibrium arrived at by higgling and haggling +in a market illuminates the account of prisoners of war swapping the contents +of their Red Cross parcels. + +> + +> "It makes sense also, with some modifications, in an economy of artisans and +small traders . . . + +> + +> "Two essential characteristics of industrial capitalism are absent in these +economic systems -- the distinction between income from work and income from +property and the nature of investments made in the light of uncertain +expectations about a long future."_ [**Collected Economic Papers**, vol. 5, p. +34] + +Even such basic things as profits and money have a hard time fitting into +general equilibrium theory. In a perfectly competitive equilibrium, super- +normal profit is zero so profit fails to appear. Normal profit is assumed to +be the contribution capital makes to output and is treated as a cost of +production and notionally set as the zero mark. A capitalism without profit? +Or growth, _"since there is no profit or any other sort of surplus in the +neoclassical equilibrium, there can be no expanded reproduction of the +system."_ [Mattick, **Op. Cit.**, p. 22] It also treats capitalism as little +more than a barter economy. The concept of general equilibrium is incompatible +with the actual role of money in a capitalist economy. The assumption of +_"perfect knowledge"_ makes the keeping of cash reserves as a precaution +against unexpected developments would not be necessary as the future is +already known. In a world where there was absolute certainty about the present +and future there would be no need for a medium of exchange like money at all. +In the real world, money has a real effect on production an economic +stability. It is, in other words, not neutral (although, conveniently, in a +fictional world with neutral money _"crises **do not occur**"_ and it +_"assumed away the very matter under investigation,"_ namely depressions. +[Keynes, quoted by Doug Henwood, **Wall Street**, p. 199]). + +Given that general equilibrium theory does not satisfactorily encompass such +things as profit, money, growth, instability or even firms, how it can be +considered as even an adequate representation of any real capitalist economy +is hard to understand. Yet, sadly, this perspective has dominated economics +for over 100 years. There is almost no discussion of how scarce means are +organised to yield outputs, the whole emphasis is on exchanges of ready made +goods. This is unsurprising, as this allows economics to abstract from such +key concepts as power, class and hierarchy. It shows the _"the bankruptcy of +academic economic teaching. The structure of thought which it expounds was +long ago proven to be hollow. It consisted of a set of propositions which bore +hardly any relation to the structure and evolution of the economy that they +were supposed to depict."_ [Joan Robinson, **Op. Cit.**, p. 90] + +Ultimately, equilibrium analysis simply presents an unreal picture of the real +world. Economics treat a dynamic system as a static one, building models +rooted in the concept of equilibrium when a non-equilibrium analysis makes +obvious sense. As Steven Keen notes, it is not only the real world that has +suffered, so has economics: + +> _ "This obsession with equilibrium has imposed enormous costs on economics . +. . unreal assumptions are needed to maintain conditions under which there +will be a unique, 'optimal' equilibrium . . . If you believe you can use +unreality to model reality, then eventually your grip on reality itself can +become tenuous."_ [**Op. Cit.**, p. 177] + +Ironically, given economists usual role in society as defenders of big +business and the elite in general, there is one conclusion of general +equilibrium theory which does have some relevance to the real world. In 1956, +two economists _"demonstrated that serious problems exist for the model of +competitive equilibrium if any of its assumptions are breached."_ They were +_"not dealing with the fundamental problem of whether a competitive +equilibrium exists,"_ rather they wanted to know what happens if the +assumptions of the model were violated. Assuming that two violations existed, +they worked out what would happen if only one of them were removed. The answer +was a shock for economists -- _"If just one of many, or even just one of two +[violations] is removed, it is not possible to prejudge the outcome. The +economy as a whole can theoretically be worse off it just one violation exists +than it is when two such violations exist."_ In other words, any single move +towards the economists' ideal market may make the world worse off. [Ormerod, +**Op. Cit.**, pp. 82-4] + +What Kelvin Lancaster and Richard Lipsey had shown in their paper _"The +General Theory of the Second Best"_ [**Review of Economic Studies**, December +1956] has one obvious implication, namely that neoclassical economics itself +has shown that trade unions were essential to stop workers being exploited +under capitalism. This is because the neoclassical model requires there to be +a multitude of small firms and no unions. In the real world, most markets are +dominated by a few big firms. Getting rid of unions in such a less than +competitive market would result in the wage being less than the price for +which the marginal worker's output can be sold, i.e. workers are exploited by +capital. In other words, economics has **itself** disproved the neoclassical +case against trade unions. Not that you would know that from neoclassical +economists, of course. In spite of knowing that, in their own terms, breaking +union power while retaining big business would result, in the exploitation of +labour, neoclassical economists lead the attack on "union power" in the 1970s +and 1980s. The subsequent explosion in inequality as wealth flooded upwards +provided empirical confirmation of this analysis. + +Strangely, though, most neoclassical economists are still as anti-union as +ever -- in spite of both their own ideology and the empirical evidence. That +the anti-union message is just what the bosses want to hear can just be marked +up as yet another one of those strange co-incidences which the value-free +science of economics is so prone to. Suffice to say, if the economics +profession ever questions general equilibrium theory it will be due to +conclusions like this becoming better known in the general population. + +## C.1.5 Does economics really reflect the reality of capitalism? + +As we discussed in [section C.1.2](secC1.html#secc12), mainstream economics is +rooted in capitalism and capitalist social relations. It takes the current +division of society into classes as both given **as well as** producing the +highest form of efficiency. In other words, mainstream economics is rooted in +capitalist assumptions and, unsurprisingly, its conclusions are, almost +always, beneficial to capitalists, managers, landlords, lenders and the rich +rather than workers, tenants, borrowers and the poor. + +However, on another level mainstream capitalist economics simply does **not** +reflect capitalism at all. While this may seem paradoxical, it is not. +Neoclassical economics has always been marked by apologetics. Consequently, it +must abstract or ignore from the more unpleasant and awkward aspects of +capitalism in order to present it in the best possible light. + +Take, for example, the labour market. Anarchists, like other socialists, have +always stressed that under capitalism workers have the choice between selling +their liberty/labour to a boss or starving to death (or extreme poverty, +assuming some kind of welfare state). This is because they do not have access +to the means of life (land and workplaces) unless they sell their labour to +those who own them. In such circumstances, it makes little sense to talk of +liberty as the only real liberty working people have is, if they are lucky, +agreeing to be exploited by one boss rather than another. How much an person +works, like their wages, will be based on the relative balance of power +between the working and capitalist classes in a given situation. + +Unsurprisingly, neoclassical economics does not portray the choice facing +working class people in such a realistic light. Rather, it argues that the +amount of hours an individual works is based on their preference for income +and leisure time. Thus the standard model of the labour market is somewhat +paradoxical in that there is no actual labour in it. There is only income, +leisure and the preference of the individual for more of one or the other. It +is leisure that is assumed to be a "normal good" and labour is just what is +left over after the individual "consumes" all the leisure they want. This +means that working resolves itself into the vacuous double negative of not- +not-working and the notion that all unemployment is voluntary. + +That this is nonsense should be obvious. How much "leisure" can someone +indulge in without an income? How can an economic theory be considered +remotely valid when it presents unemployment (i.e. no income) as the ultimate +utility in an economy where everything is (or should be) subject to a price? +Income, then, has an overwhelming impact upon the marginal utility of leisure +time. Equally, this perspective cannot explain why the prospect of job loss is +seen with such fear by most workers. If the neoclassical (non-)analysis of the +labour market were true, workers would be happy to be made unemployed. In +reality, fear of the sack is a major disciplining tool within capitalism. That +free market capitalist economists have succeeded in making unemployment appear +as a desirable situation suggests that its grip on the reality of capitalism +is slim to say the least (here, as in many other areas, Keynes is more +realistic although most of his followers have capitulated faced with +neoclassical criticism that standard Keynesian theory had bad micro-economic +foundations rather than admit that later was nonsense and the former _"an +emasculated version of Keynes"_ inflicted on the world by J.R. Hicks. [Keen, +**Op. Cit.**, p. 211]). + +However, this picture of the "labour" market does hide the reality of working +class dependency and, consequently, the power of the capitalist class. To +admit that workers do not exercise any free choice over whether they work or +not and, once in work, have to accept the work hours set by their employers +makes capitalism seem less wonderful than its supporters claim. Ultimately, +this fiction of the labour market being driven by the workers' desire for +"leisure" and that all unemployment is "voluntary" is rooted in the need to +obscure the fact that unemployment is an essential feature of capitalism and, +consequently, is endemic to it. This is because it is the fundamental +disciplinary mechanism of the system (_"it is a whip in [the bosses'] hands, +constantly held over you, so you will slave hard for him and 'behave' +yourself,"_ to quote Alexander Berkman). As we argued in [section +B.4.3](secB4.html#secb43), capitalism **must** have unemployment in order to +ensure that workers will obey their bosses and not demand better pay and +conditions (or, even worse, question why they have bosses in the first place). +It is, in other words, _"inherent in the wage system"_ and _"the fundamental +condition of successful capitalist production."_ While it is _"dangerous and +degrading"_ to the worker, it is _"very advantageous to the boss"_ and so +capitalism _"can't exist without it."_ [Berkman, **What is Anarchism?**, p. +26] The experience of state managed full employment between (approximately) +1950 and 1970 confirms this analysis, as does the subsequent period (see +[section C.7.1](secC7.html#secc71)). + +For the choice of leisure and labour to be a reality, then workers need an +independent source of income. The model, in other words, assumes that workers +need to be enticed by the given wage and this is only the case when workers +have the option of working for themselves, i.e. that they own their own means +of production. If this were the case, then it would not be capitalism. In +other words, the vision of the labour market in capitalist economics assumes a +non-capitalist economy of artisans and peasant farmers -- precisely the kind +of economy capitalism destroyed (with the help of the state). An additional +irony of this neoclassical analysis is that those who subscribe to it most are +also those who attack the notion of a generous welfare state (or oppose the +idea of welfare state in all forms). Their compliant is that with a welfare +state, the labour market becomes "inefficient" as people can claim benefits +and so need not seek work. Yet, logically, they should support a generous +welfare state as it gives working people a genuine choice between labour and +leisure. That bosses find it hard to hire people should be seen as a good +thing as work is obviously being evaluated as a "disutility" rather than as a +necessity. As an added irony, as we discuss in [section C.9](secC9.html), the +capitalist analysis of the labour market is **not** based on any firm +empirical evidence nor does it have any real logical basis (it is just an +assumption). In fact, the evidence we do have points against it and in favour +of the socialist analysis of unemployment and the labour market. + +One of the reasons why neoclassical economics is so blas about unemployment is +because it argues that it should never happen. That capitalism has always been +marked by unemployment and that this rises and falls as part of the business +cycle is a inconvenient fact which neoclassical economics avoided seriously +analysing until the 1930s. This flows from Say's law, the argument that supply +creates its own demand. This theory, and its more formally put Walras' Law, is +the basis on which the idea that capitalism could never face a general +economic crisis is rooted in. That capitalism has **always** been marked by +boom and bust has never put Say's Law into question except during the 1930s +and even then it was quickly put back into the centre of economic ideology. + +For Say, _"every producer asks for money in exchange for his products only for +the purpose of employing that money again immediately in the purchase of +another product."_ However, this is not the case in a capitalist economy as +capitalists seek to accumulate wealth and this involves creating a difference +between the value of commodities someone desired to sell and buy on the +market. While Say asserts that people simply want to consume commodities, +capitalism is marked by the desire (the need) to accumulate. The ultimate aim +is **not** consumption, as Say asserted (and today's economists repeat), but +rather to make as much profit as possible. To ignore this is to ignore the +essence of capitalism and while it may allow the economist to reason away the +contradictions of that system, the reality of the business cycle cannot be +ignored. + +Say's law, in other words, assumes a world without **capital**: + +> _ "what is a given stock of capital? In this context, clearly, it is the +actual equipment and stocks of commodities that happen to be in existence +today, the result of recent or remote past history, together with the know- +how, skill of labour, etc., that makes up the state of technology. Equipment . +. . is designed for a particular range of uses, to be operated by a particular +labour force. There is not a great deal of play in it. The description of the +stock of equipment in existence at any moment as 'scare means with alternative +uses' is rather exaggerated. The uses in fact are fairly specific, though they +may be changed over time. But they **can** be utilised, at any moment, by +offering less or more employment to labour. This is a characteristic of the +wage economy. In an artisan economy, where each producer owns his own +equipment, each produces what he can and sells it for what it will fetch. +Say's law, that goods are the demand for goods, was ceasing to be true at the +time he formulated it."_ [Joan Robinson, **Collected Economic Papers**, vol. +4, p. 133] + +As Keen notes, Say's law _"evisage[s] an exchange-only economy: an economy in +which goods exist at the outset, but where no production takes place. The +market simply enables the exchange of pre-existing goods."_ However, once we +had capital to the economy, things change as capitalists wish _"to supply more +than they demand, and to accumulate the difference as profit which adds to +their wealth."_ This results in an excess demand and, consequently, the +possibility of a crisis. Thus mainstream capitalist economics _"is best suited +to the economic irrelevance of an exchange-only economy, or a production +economy in which growth does not occur. If production and growth do occur, +then they take place outside the market, when ironically the market is the +main intellectual focus of neoclassical economics. Conventional economics is +this a theory which suits a static economy . . . when what is needed are +theories to analyse dynamic economies."_ [**Debunking Economics**, p. 194, p. +195 and p. 197] + +Ultimately, capital assets are not produced for their own stake but in +expectation of profits. This obvious fact is ignored by Say's law, but was +recognised by Marx (and subsequently acknowledged by Keynes as being correct). +As Keen notes, unlike Say and his followers, _"Marx's perspective thus +integrates production, exchange and credit as holistic aspects of a capitalist +economy, and therefore as essential elements of any theory of capitalism. +Conventional economics, in contrast, can only analyse an exchange economy in +which money is simply a means to make barter easier."_ [**Op. Cit.**, pp. +195-6] + +Rejecting Say's Law as being applicable to capitalism means recognising that +the capitalist economy is not stable, that it can experience booms and slumps. +That this reflects the reality of that economy should go without saying. It +also involves recognising that it can take time for unemployed workers to find +new employment, that unemployment can by involuntary and that bosses can gain +advantages from the fear of unemployment by workers. + +That last fact, the fear of unemployment is used by bosses to get workers to +accept reductions in wages, hours and benefits, is key factor facing workers +in any real economy. Yet, according to the economic textbooks, workers should +have been falling over themselves to maximise the utility of leisure and +minimise the disutility of work. Similarly, workers should not fear being made +unemployed by globalisation as the export of any jobs would simply have +generated more economic activity and so the displaced workers would +immediately be re-employed (albeit at a lower wage, perhaps). Again, according +to the economic textbooks, these lower wages would generate even more economic +activity and thus lead, in the long run, to higher wages. If only workers had +only listened to the economists then they would realise that that not only did +they actually gain (in the long run) by their wages, hours and benefits being +cut, many of them also gained (in the short term) increased utility by not +having to go to work. That is, assuming the economists know what they are +talking about. + +Then there is the question of income. For most capitalist economics, a given +wage is supposed to be equal to the _"marginal contribution"_ that an +individual makes to a given company. Are we **really** expected to believe +this? Common sense (and empirical evidence) suggests otherwise. Consider Mr. +Rand Araskog, the CEO of ITT in 1990, who in that year was paid a salary of $7 +million. Is it conceivable that an ITT accountant calculated that, all else +being the same, the company's $20.4 billion in revenues that year would have +been $7 million less without Mr. Araskog -- hence determining his marginal +contribution to be $7 million? This seems highly unlikely. + +Which feeds into the question of exploding CEO pay. While this has affected +most countries, the US has seen the largest increases (followed by the UK). In +1979 the CEO of a UK company earned slightly less than 10 times as much as the +average worker on the shop floor. By 2002 a boss of a FTSE 100 company could +expect to make 54 times as much as the typical worker. This means that while +the wages for those on the shopfloor went up a little, once inflation is taken +into account, the bosses wages arose from 200,000 per year to around 1.4m a +year. In America, the increase was even worse. In 1980, the ratio of CEO to +worker pay 50 to 1. Twenty years later it was 525 to 1, before falling back to +281 to 1 in 2002 following the collapse of the share price bubble. [Larry +Elliott, _"Nice work if you can get it: chief executives quietly enrich +themselves for mediocrity,"_ **The Guardian**, 23 January, 2006] + +The notion of marginal productivity is used to justify many things on the +market. For example, the widening gap between high-paid and low-paid Americans +(it is argued) simply reflects a labour market efficiently rewarding more +productive people. Thus the compensation for corporate chief executives climbs +so sharply because it reflects their marginal productivity. The strange thing +about this kind of argument is that, as we indicate in [section +C.2.5](secC2.html#secc25), the problem of defining and measuring capital +wrecked the entire neoclassical theory of marginal factor productivity and +with it the associated marginal productivity theory of income back in the +1960s -- and was admitted as the leading neo-classical economists of the time. +That marginal productivity theory is still invoked to justify capitalist +inequalities shows not only how economics ignores the reality of capitalism +but also the intellectual bankruptcy of the "science" and whose interests it, +ultimately, serves. + +In spite of this awkward little fact, what of the claims made based on it? Is +this pay **really** the result of any increased productivity on the part of +CEOs? The evidence points the other way. This can be seen from the performance +of the economies and companies in question. In Britain trend growth was a bit +more than 2% in 1980 and is still a bit more than 2% a quarter of a century +later. A study of corporate performance in Britain and the United States +looked at the companies that make up the FTSE 100 index in Britain and the +S&P; 500 in the US and found that executive income is rarely justified by +improved performance. [Julie Froud, Sukhdev Johal, Adam Leaver and Karel +Williams, **Financialisation and Strategy: Narrative and Number** ] Rising +stock prices in the 1990s, for example, were the product of one of the +financial market's irrational bubbles over which the CEO's had no control or +role in creating. + +During the same period as soaring CEO pay, workers' real wages remained flat. +Are we to believe that since the 1980s, the marginal contribution of CEOs has +increased massively whereas workers' marginal contributions remained stagnant? +According to economists, in a free market wages should increase until they +reach their marginal productivity. In the US, however, during the 1960s _"pay +and productivity grew in tandem, but they separated in the 1970s. In the 1990s +boom, pay growth lagged behind productivity by almost 30%."_ Looking purely at +direct pay, _"overall productivity rose four times as fast as the average real +hourly wage -- and twenty times as fast in manufacturing."_ Pay did catch up a +bit in the late 1990s, but after 2000 _"pay returned to its lagging +position."_ [Doug Henwood, **After the New Economy**, pp. 45-6] In other +words, over two decades of free market reforms has produced a situation which +has refuted the idea that a workers wage equals their marginal productivity. + +The standard response by economists would be to state that the US economy is +not a free market. Yet the 1970s, after all, saw the start of reforms based on +the recommendations of free market capitalist economists. The 1980s and 1990s +saw even more. Regulation was reduced, if not effectively eliminated, the +welfare state rolled back and unions marginalised. So it staggers belief to +state that the US was **more** free market in the 1950s and 1960s than in the +1980s and 1990s but, logically, this is what economists suggest. Moreover, +this explanation sits ill at ease with the multitude of economists who +justified growing inequality and skyrocketing CEO pay and company profits +during this period in terms of free market economics. What is it to be? If the +US is not a free market, then the incomes of companies and the wealth are +**not** the result of their marginal contribution but rather are gained at the +expense of the working class. If the US is a free market, then the rich are +justified (in terms of economic theory) in their income but workers' wages do +not equal their marginal productivity. Unsurprisingly, most economists do not +raise the question, never mind answer it. + +So what is the reason for this extreme wage difference? Simply put, it's due +to the totalitarian nature of capitalist firms (see [section +B.4](secB4.html)). Those at the bottom of the company have no say in what +happens within it; so as long as the share-owners are happy, wage +differentials will rise and rise (particularly when top management own large +amounts of shares!). It is capitalist property relations that allow this +monopolisation of wealth by the few who own (or boss) but do not produce. The +workers do not get the full value of what they produce, nor do they have a say +in how the surplus value produced by their labour gets used (e.g. investment +decisions). Others have monopolised both the wealth produced by workers and +the decision-making power within the company (see [section C.2](secC2.html) +for more discussion). This is a private form of taxation without +representation, just as the company is a private form of statism. Unlike the +typical economist, most people would not consider it too strange a coincidence +that the people with power in a company, when working out who contributes most +to a product, decide it's themselves! + +Whether workers will tolerate stagnating wages depends, of course, on the +general economic climate. High unemployment and job insecurity help make +workers obedient and grateful for any job and this has been the case for most +of the 1980s and 1990s in both America and the UK. So a key reason for the +exploding pay is to be found in the successful class struggle the ruling class +has been waging since the 1970s. There has _"been a real shift in focus, so +that the beneficiaries of corporate success (such as it is) are no longer the +workers and the general public as a whole but shareholders. And given that +there is evidence that only households in the top half of the income +distribution in the UK and the US hold shares, this represents a significant +redistribution of money and power."_ [Larry Elliott, **Op. Cit.**] That +economics ignores the social context of rising CEO pay says a lot about the +limitations of modern economics and how it can be used to justify the current +system. + +Then there is the trivial little thing of production. Economics used to be +called "political economy" and was production orientated. This was replaced by +an economics based on marginalism and subjective evaluations of a given supply +of goods is fixed. For classical economics, to focus on an instant of time was +meaningless as time does not stop. To exclude production meant to exclude +time, which as we noted in [section C.1.2](secC1.html#secc12) this is +precisely and knowingly what marginalist economics did do. This means modern +economics simply ignores production as well as time and given that profit +making is a key concern for any firm in the real world, such a position shows +how irrelevant neoclassical economics really is. + +Indeed, the neo-classical theory falls flat on its face. Basing itself, in +effect, on a snapshot of time its principles for the rational firm are, +likewise, based on time standing still. It argues that profit is maximised +where marginal cost equals marginal revenue yet this is only applicable when +you hold time constant. However, a real firm will not maximise profit with +respect to quantity but also in respect to time. The neoclassical rule about +how to maximise profit _"is therefore correct if the quantity produced never +changes"_ and _"by ignoring time in its analysis of the firm, economic theory +ignores some of the most important issues facing a firm."_ Neo-classical +economics exposes its essentially static nature again. It _"ignores time, and +is therefore only relevant in a world in which time does no matter."_ [Keen, +**Op. Cit.**, pp. 80-1] + +Then there is the issue of consumption. While capitalist apologists go on +about _"consumer sovereignty"_ and the market as a _"consumers democracy,"_ +the reality is somewhat different. Firstly, and most obviously, big business +spends a lot of money trying to shape and influence demand by means of +advertising. Not for them the neoclassical assumption of "given" needs, +determined outside the system. So the reality of capitalism is one where the +"sovereign" is manipulated by others. Secondly, there is the distribution of +resources within society. + +Market demand is usually discussed in terms of tastes, not in the distribution +of purchasing power required to satisfy those tastes. Income distribution is +taken as given, which is very handy for those with the most wealth. Needless +to say, those who have a lot of money will be able to maximise their +satisfactions far easier than those who have little. Also, of course, they can +out-bid those with less money. If capitalism is a "consumers" democracy then +it is a strange one, based on _"one dollar, one vote."_ It should be obvious +whose values are going to be reflected most strongly in the market. If we +start with the orthodox economics (convenient) assumption of a _"given +distribution of income"_ then any attempt to determine the best allocation of +resources is flawed to start with as money replaces utility from the start. To +claim after that the market based distribution is the best one is question +begging in the extreme. + +In other words, under capitalism, it is not individual need or "utility" as +such that is maximised, rather it is _**effective**_ utility (usually called +"effective demand") -- namely utility that is backed up with money. This is +the reality behind all the appeals to the marvels of the market. As right-wing +guru von Hayek put, the _"[s]pontaneous order produced by the market does not +ensure that what general opinion regards as more important needs are always +met before the less important ones."_ [_"Competition as a discovery process",_ +**The Essence of Hayek**, p. 258] Which is just a polite way of referring to +the process by which millionaires build a new mansion while thousands are +homeless or live in slums or feed luxury food to their pets while humans go +hungry. It is, in effect, to dismiss the needs of, for example, the 37 million +Americans who lived below the poverty line in 2005 (12.7% of the population, +the highest percentage in the developed world and is based on the American +state's absolute definition of poverty, looking at relative levels, the +figures are worse). Similarly, the 46 million Americans without health +insurance may, of course, think that their need to live should be considered +as _"more important"_ than, say, allowing Paris Hilton to buy a new designer +outfit. Or, at the most extreme, when agribusiness grow cash crops for foreign +markets while the landless starve to death. As E.P. Thompson argues, Hayek's +answer: + +> _ "promote[s] the notion that high prices were a (painful) remedy for +dearth, in drawing supplies to the afflicted region of scarcity. But what +draws supply are not high prices but sufficient money in their purses to pay +high prices. A characteristic phenomenon in times of dearth is that it +generates unemployment and empty pursues; in purchasing necessities at +inflated prices people cease to be able to buy inessentials [causing +unemployment] . . . Hence the number of those able to pay the inflated prices +declines in the afflicted regions, and food may be exported to neighbouring, +less afflicted, regions where employment is holding up and consumers still +have money with which to pay. In this sequence, high prices can actually +withdraw supply from the most afflicted area."_ [**Customs in Common**, pp. +283-4] + +Therefore _"the law of supply and demand"_ may not be the "most efficient" +means of distribution in a society based on inequality. This is clearly +reflected in the "rationing" by purse which this system is based on. While in +the economics books, price is the means by which scare resources are +"rationed" in reality this creates many errors. As Thompson notes, _"[h]owever +persuasive the metaphor, there is an elision of the real Relationships +assigned by price, which suggests . . . ideological sleight-of-mind. Rationing +by price does not allocate resources equally among those in need; it reserves +the supply to those who can pay the price and excludes those who can't . . . +The raising of prices during dearth could 'ration' them [the poor] out of the +market altogether."_ [**Op. Cit.**, p. 285] Which is precisely what does +happen. As economist (and famine expert) Amartya Sen notes: + +> _ "Take a theory of entitlements based on a set of rights of 'ownership, +transfer and rectification.' In this system a set of holdings of different +people are judged to be just (or unjust) by looking at past history, and not +by checking the consequences of that set of holdings. But what if the +consequences are recognisably terrible? . . .[R]efer[ing] to some empirical +findings in a work on famines . . . evidence [is presented] to indicate that +in many large famines in the recent past, in which millions of people have +died, there was no over-all decline in food availability at all, and the +famines occurred precisely because of shifts in entitlement resulting from +exercises of rights that are perfectly legitimate. . . . [Can] famines . . . +occur with a system of rights of the kind morally defended in various ethical +theories, including Nozick's. I believe the answer is straightforwardly yes, +since for many people the only resource that they legitimately possess, viz. +their labour-power, may well turn out to be unsaleable in the market, giving +the person no command over food . . . [i]f results such as starvations and +famines were to occur, would the distribution of holdings still be morally +acceptable despite their disastrous consequences? There is something deeply +implausible in the affirmative answer."_ [**Resources, Values and +Development**, pp. 311-2] + +Recurring famines were a constant problem during the lassiez-faire period of +the British Empire. While the Irish Potato famine is probably the best known, +the fact is that millions died due to starvation mostly due to a firm believe +in the power of the market. In British India, according to the most reliable +estimates, the deaths from the 1876-1878 famine were in the range of 6-8 +million and between 1896 and 1900, were between 17 to 20 million. According to +a British statistician who analysed Indian food security measures in the two +millennia prior to 1800, there was one major famine a century in India. Under +British rule there was one every four years. Over all, the late 1870s and the +late 1890s saw somewhere between 30 to 60 million people die in famines in +India, China and Brazil (not including the many more who died elsewhere). +While bad weather started the problem by placing the price of food above the +reach of the poorest, the market and political decisions based on profound +belief in it made the famine worse. Simply put, had the authorities +distributed what food existed, most of the victims would have survived yet +they did not as this would have, they argued, broke the laws of the market and +produced a culture of dependency. [Mike Davis, **Late Victorian Holocausts** ] +This pattern, incidentally, has been repeated in third world countries to this +day with famine countries exporting food as the there is no "demand" for it at +home. + +All of which puts Hayek's glib comments about _"spontaneous order"_ into a +more realistic context. As Kropotkin put it: + +> _ "The very essence of the present economic system is that the worker can +never enjoy the well-being he [or she] has produced . . . Inevitably, industry +is directed . . . not towards what is needed to satisfy the needs of all, but +towards that which, at a given moment, brings in the greatest profit for a +few. Of necessity, the abundance of some will be based on the poverty of +others, and the straitened circumstances of the greater number will have to be +maintained at all costs, that there may be hands to sell themselves for a part +only of what which they are capable of producing; without which private +accumulation of capital is impossible."_ [**Anarchism**, p. 128] + +In other words, the market cannot be isolated and abstracted from the network +of political, social and legal relations within which it is situated. This +means that all that "supply and demand" tells us is that those with money can +demand more, and be supplied with more, than those without. Whether this is +the "most efficient" result for society cannot be determined (unless, of +course, you assume that rich people are more valuable than working class ones +**because** they are rich). This has an obvious effect on production, with +"effective demand" twisting economic activity and so, under capitalism, +meeting needs is secondary as the _"only aim is to increase the profits of the +capitalist."_ [Kropotkin, **Op. Cit.**, p. 55]). George Barrett brings home of +evil effects of such a system: + +> _ "To-day the scramble is to compete for the greatest profits. If there is +more profit to be made in satisfying my lady's passing whim than there is in +feeding hungry children, then competition brings us in feverish haste to +supply the former, whilst cold charity or the poor law can supply the latter, +or leave it unsupplied, just as it feels disposed. That is how it works out."_ +[**Objections to Anarchism**, p. 347] + +Therefore, as far as consumption is concerned, anarchists are well aware of +the need to create and distribute necessary goods to those who require them. +This, however, cannot be achieved under capitalism and for all its talk of +"utility," "demand", "consumer sovereignty" and so forth the real facts are +those with most money determine what is an "efficient" allocation of +resources. This is directly, in terms of their control over the means of life +as well as indirectly, by means of skewing market demand. For if financial +profit is the sole consideration for resource allocation, then the wealthy can +outbid the poor and ensure the highest returns. The less wealthy can do +without. + +All in all, the world assumed by neo-classical economics is not the one we +actually live in, and so applying that theory is both misleading and (usually) +disastrous (at least to the "have-nots"). While this may seen surprisingly, it +is not once we take into account its role as apologist and defender of +capitalism. Once that is recognised, any apparent contradiction falls away. + +## C.1.6 Is it possible to a non-equilibrium based capitalist economics? + +Yes, it is but it would be unlikely to be free-market based as the reality of +capitalism would get the better of its apologetics. This can be seen from the +two current schools of economics which, rightly, reject the notion of +equilibrium -- the post-Keynesian school and the so-called Austrian school. + +The former has few illusions in the nature of capitalism. At its best, this +school combines the valid insights of classical economics, Marx and Keynes to +produce a robust radical (even socialist) critique of both capitalism and +capitalist economics. At its worse, it argues for state intervention to save +capitalism from itself and, politically, aligns itself with social democratic +(_"liberal",_ in the USA) movements and parties. If economics does become a +science, then this school of economics will play a key role in its +development. Economists of this school include Joan Robinson, Nicholas Kaldor, +John Kenneth Galbraith, Paul Davidson and Steven Keen. Due to its non- +apologetic nature, we will not discuss it here. + +The Austrian school has a radically different perspective. This school, so +named because its founders were Austrian, is passionately pro-capitalist and +argues against **any** form of state intervention (bar, of course, the +definition and defence of capitalist property rights and the power that these +create). Economists of this school include Eugen von Bhm-Bawerk, Ludwig von +Mises, Murray Rothbard, Israel Kirzner and Frederick von Hayek (the latter is +often attacked by other Austrian economists as not being sufficiently robust +in his opposition to state intervention). It is very much a minority school. + +As it shares many of the same founding fathers as neoclassical economics and +is rooted in marginalism, the Austrian school is close to neoclassical +economics in many ways. The key difference is that it rejects the notion that +the economy is in equilibrium and embraces a more dynamic model of capitalism. +It is rooted in the notion of entrepreneurial activity, the idea that +entrepreneurs act on information and disequilibrium to make super profits and +bring the system closer to equilibrium. Thus, to use their expression, their +focus is on the market process rather than a non-existent end state. As such, +it defends capitalism in terms of how it reacts of **dis**-equilibrium and +presents a theory of the market process that brings the economy closer to +equilibrium. And fails. + +The claim that markets tend continually towards equilibrium, as the +consequence of entrepreneurial actions, is hard to justify in terms of its own +assumptions. While the adjustments of a firm may bring the specific market it +operates in more towards equilibrium, their ramifications may take other +markets away from it and so any action will have stabilising and destabilising +aspects to it. It strains belief to assume that entrepreneurial activity will +only push an economy more towards equilibrium as any change in the supply and +demand for any specific good leads to changes in the markets for other goods +(including money). That these adjustments will all (mostly) tend towards +equilibrium is little more than wishful thinking. + +While being more realistic than mainstream neo-classical theory, this method +abandons the possibility of demonstrating that the market outcome is in any +sense a realisation of the individual preferences of whose interaction it is +an expression. It has no way of establishing the supposedly stabilising +character of entrepreneurial activity or its alleged socially beneficial +character as the dynamic process could lead to a divergence rather than a +convergence of behaviour. A dynamic system need not be self-correcting, +particularly in the labour market, nor show any sign of self-equilibrium (i.e. +it will be subject to the business cycle). + +Given that the Austrian theory is, in part, based on Say's Law the critique we +presented in the [last section](secC1.html#secc14) also applies here. However, +there is another reason to think the Austrian self-adjusting perspective on +capitalism is flawed and this is rooted in their own analysis. Ironically +enough, economists of this school often maintain that while equilibrium does +not exist their analysis is rooted on two key markets being in such a state: +the labour market and the market for credit. The reason for these strange +exceptions to their general assumption is, fundamentally, political. The +former is required to deflect claims that "pure"_ capitalism would result in +the exploitation of the working class, the latter is required to show that +such a system would be stable. + +Looking at the labour market, the Austrians argue that free market capitalism +would experience full employment. That this condition is one of equilibrium +does not seem to cause them much concern. Thus we find von Hayek, for example, +arguing that the _"cause of unemployment . . . is a deviation of prices and +wages from their equilibrium position which would establish itself with a free +market and stable money. But we can never know at what system of relative +prices and wages such an equilibrium would establish itself."_ Therefore, +_"the deviation of existing prices from that equilibrium position . . . is the +cause of the impossibility of selling part of the labour supply."_ [**New +Studies**, p. 201] Therefore, we see the usual embrace of equilibrium theory +to defend capitalism against the evils it creates even by those who claim to +know better. + +Of course, the need to argue that there would be full employment under "pure"_ +capitalism is required to maintain the fiction that everyone will be better +off under it. It is hard to say that working class people will benefit if they +are subject to high levels of unemployment and the resulting fear and +insecurity that produces. As would be expected, the Austrian school shares the +same perspective on unemployment as the neoclassical school, arguing that it +is _"voluntary"_ and the result of the price of labour being too high (who +knew that depressions were so beneficial to workers, what with some having +more leisure to enjoy and the others having higher than normal wages?). The +reality of capitalism is very different than this abstract model. + +Anarchists have long realised that the capitalist market is based upon +inequalities and changes in power. Proudhon argued that _"[t]he manufacturer +says to the labourer, 'You are as free to go elsewhere with your services as I +am to receive them. I offer you so much.' The merchant says to the customer, +'Take it or leave it; you are master of your money, as I am of my goods. I +want so much.' Who will yield? The weaker."_ He, like all anarchists, saw that +domination, oppression and exploitation flow from inequalities of +market/economic power and that the _"power of invasion lies in superior +strength."_ [**What is Property?**, p. 216 and p. 215] This is particularly +the case in the labour market, as we argued in [section +B.4.3](secB4.html#secb43). + +As such, it is unlikely that "pure" capitalism would experience full +employment for under such conditions the employers loose the upper hand. To +permanently experience a condition which, as we indicate in [section +C.7](secC7.html), causes "actually existing" capitalism so many problems seems +more like wishful thinking than a serious analysis. If unemployment is +included in the Austrian model (as it should) then the bargaining position of +labour is obviously weakened and, as a consequence, capital will take +advantage and gather profits at the expense of labour. Conversely, if labour +is empowered by full employment then they can use their position to erode the +profits and managerial powers of their bosses. Logically, therefore, we would +expect less than full unemployment and job insecurity to be the normal state +of the economy with short periods of full unemployment before a slump. Given +this, we would expect "pure" capitalism to be unstable, just as the +approximations to it in history have always been. Austrian economics gives no +reason to believe that would change in the slightest. Indeed, given their +obvious hatred of trade unions and the welfare state, the bargaining power of +labour would be weakened further during most of the business cycle and, contra +Hayek, unemployment would remain and its level would fluctuate significantly +throughout the business cycle. + +Which brings us to the next atypical market in Austrian theory, namely the +credit market. According to the Austrian school, "pure" capitalism would not +suffer from a business cycle (or, at worse, a very mild one). This is due to +the lack of equilibrium in the credit market due to state intervention (or, +more correctly, state non-intervention). Austrian economist W. Duncan Reekie +provides a summary: + +> _ "The business cycle is generated by monetary expansion and contraction . . +. When new money is printed it appears as if the supply of savings has +increased. Interest rates fall and businessmen are misled into borrowing +additional founds to finance extra investment activity . . . This would be of +no consequence if it had been the outcome of [genuine saving] . . . - but the +change was government induced. The new money reaches factor owners in the form +of wages, rent and interest . . . the factor owners will then spend the higher +money incomes in their existing consumption:investment proportions . . . +Capital goods industries will find their expansion has been in error and +malinvestments have been incurred."_ [**Markets, Entrepreneurs and Liberty**, +pp. 68-9] + +This analysis is based on their notion that the interest rate reflects the +"time preference" of individuals between present and future goods (see +[section C.2.6](secC2.html#secc26) for more details). The argument is that +banks or governments manipulate the money supply or interest rates, making the +actual interest rate different from the "real" interest rate which equates +savings and loans. Of course, that analysis is dependent on the interest rate +equating savings and loans which is, of course, an equilibrium position. If we +assume that the market for credit shows the same disequilibrium tendencies as +other markets, then the possibility for malinvestment is extremely likely as +banks and other businesses extend credit based on inaccurate assumptions about +present conditions and uncertain future developments in order to secure +greater profits. Unsurprisingly, the Austrians (like most economists) expect +the working class to bear the price for any recession in terms of real wage +cuts in spite of their theory indicating that its roots lie in capitalists and +bankers seeking more profits and, consequently, the former demanding and the +latter supplying more credit than the "natural" interest rate would supply. + +Ironically, therefore, the Austrian business cycle is rooted in the concept of +**dis**-equilibrium in the credit market, the condition it argues is the +standard situation in all other markets. In effect, they think that the money +supply and interest rates are determined exogenously (i.e. outside the +economy) by the state. However, this is unlikely as the evidence points the +other way, i.e. to the endogenous nature of the money supply itself. This +account of money (proposed strongly by, among others, the post-Keynesian +school) argues that the money supply is a function of the demand for credit, +which itself is a function of the level of economic activity. In other words, +the banking system creates as much money as people need and any attempt to +control that creation will cause economic problems and, perhaps, crisis. +Money, in other words, emerges from **within** the system and so the Austrian +attempt to _"blame the state"_ is simply wrong. As we discuss in [section +C.8](secC8.html), attempts by the state to control the money during the +Monetarist disasters of the early 1980s failed and it is unlikely that this +would change in a _"pure"_ capitalism marked by a totally privatised banking +system. + +It should also be noted that in the 1930s, the Austrian theory of the business +cycle lost the theoretical battle with the Keynesian one (not to be confused +with the neoclassical-Keynesian synthesis of the post-war years). This was for +three reasons. Firstly, it was irrelevant (its conclusion was do nothing). +Secondly, it was arrogant (it essentially argued that the slump would not have +happened if people had listened to them and the pain of depression was fully +deserved for not doing so). Thirdly, and most importantly, the leading +Austrian theorist on the business cycle was completely refuted by Piero Sraffa +and Nicholas Kaldor (Hayek's own follower who turned Keynesian) both of whom +exposed the internal contradictions of his analysis. + +The empirical record backs our critique of the Austrian claims on the +stability of capitalism and unemployment. Throughout the nineteenth century +there were a continual economic booms and slumps. This was the case in the +USA, often pointed to as an approximately lassiez-faire economy, where the +last third of the 19th century (often considered as a heyday of private +enterprise) was a period of profound instability and anxiety. Between 1867 and +1900 there were 8 complete business cycles. Over these 396 months, the economy +expanded during 199 months and contracted during 197. Hardly a sign of great +stability (since the end of world war II, only about a fifth of the time has +spent in periods of recession or depression, by way of comparison). Overall, +the economy went into a slump, panic or crisis in 1807, 1817, 1828, 1834, +1837, 1854, 1857, 1873, 1882, and 1893 (in addition, 1903 and 1907 were also +crisis years). Full employment, needless to say, was not the normal situation +(during the 1890s, for example, the unemployment rate exceeded 10% for 6 +consecutive years, reaching a peak of 18.4% in 1894, and was under 4% for just +one, 1892). So much for temporary and mild slumps, prices adjusting fast and +markets clearing quickly in pre-Keynesian economies! + +Luckily, though, the Austrian school's methodology allows it to ignore such +irritating constrictions as facts, statistics, data, history or experimental +confirmation. While neoclassical economics at least **pretends** to be +scientific, the Austrian school displays its deductive (i.e. pre-scientific) +methodology as a badge of pride along side its fanatical love of free market +capitalism. For the Austrians, in the words of von Mises, economic theory _"is +not derived from experience; it is prior to experience"_ and _"no kind of +experience can ever force us to discard or modify **a priori** theorems; they +are logically prior to it and cannot be either proved by corroborative +experience or disproved by experience to the contrary."_ And if this does not +do justice to a full exposition of the phantasmagoria of von Mises' **a +priorism**, the reader may take some joy (or horror) from the following +statement: + +> _ "If a contradiction appears between a theory and experience, **we must +always assume** that a condition pre-supposed by the theory was not present, +or else there is some error in our observation. The disagreement between the +theory and the facts of experience frequently forces us to think through the +problems of the theory again. **But so long as a rethinking of the theory +uncovers no errors in our thinking, we are not entitled to doubt its truth**"_ +[emphasis added, quoted by Homa Katouzian, **Ideology and Method in +Economics**, pp. 39-40] + +In other words, if reality is in conflict with your ideas, do not adjust your +views because reality must be at fault! The scientific method would be to +revise the theory in light of the facts. It is not scientific to reject the +facts in light of the theory! Without experience, any theory is just a flight +of fantasy. For the higher a deductive edifice is built, the more likely it is +that errors will creep in and these can only be corrected by checking the +analysis against reality. Starting assumptions and trains of logic may contain +inaccuracies so small as to be undetectable, yet will yield entirely false +conclusions. Similarly, trains of logic may miss things which are only brought +to light by actual experiences or be correct, but incomplete or concentrate on +or stress inappropriate factors. To ignore actual experience is to loose that +input when evaluating a theory. + +Ignoring the obvious problems of the empirical record, as any consistent +Austrian would, the question does arise why does the Austrian school make +exceptions to its disequilibrium analysis for these two markets. Perhaps this +is a case of political expediency, allowing the ideological supporters of free +market capitalism to attack the notion of equilibrium when it clearly clashes +with reality but being able to return to it when attacking, say, trade unions, +welfare programmes and other schemes which aim to aid working class people +against the ravages of the capitalist market? Given the self-appointed role of +Austrian economics as the defender of "pure" (and, illogically, not so pure) +capitalism that conclusion is not hard to deny. + +Rejecting equilibrium is not as straightforward as the Austrians hope, both in +terms of logic and in justifying capitalism. Equilibrium plays a role in neo- +classical economics for a reason. A disequilibrium trade means that people on +the winning side of the bargain will gain real income at the expense of the +losers. In other words, Austrian economics is rooted (in most markets, at +least) in the idea that trading benefits one side more than the other which +flies in the face of the repeated dogma that trade benefits both parties. +Moreover, rejecting the idea of equilibrium means rejecting any attempt to +claim that workers' wages equal their just contribution to production and so +to society. If equilibrium does not exist or is never actually reached then +the various economic laws which "prove" that workers are not exploited under +capitalism do not apply. This also applies to accepting that any real market +is unlike the ideal market of perfect competition. In other words, by +recognising and taking into account reality capitalist economics cannot show +that capitalism is stable, non-exploitative or that it meets the needs of all. + +Given that they reject the notion of equilibrium as well as the concept of +empirical testing of their theories and the economy, their defence of +capitalism rests on two things: "freedom" and anything else would be worse. +Neither are particularly convincing. + +Taking the first option, this superficially appears appealing, particularly to +anarchists. However this stress on "freedom" -- the freedom of individuals to +make their own decisions -- flounders on the rocks of capitalist reality. Who +can deny that individuals, when free to choose, will pick the option they +consider best for themselves? However, what this praise for individual freedom +ignores is that capitalism often reduces choice to picking the lesser of two +(or more) evils due to the inequalities it creates (hence our reference to the +**quality** of the decisions available to us). The worker who agrees to work +in a sweatshop does "maximise" her "utility" by so doing -- after all, this +option is better than starving to death -- but only an ideologue blinded by +capitalist economics will think that she is free or that her decision is not +made under (economic) compulsion. + +The Austrian school is so in love with markets they even see them where they +do not exist, namely inside capitalist firms. There, hierarchy reigns and so +for all their talk of "liberty" the Austrian school at best ignores, at worse +exalts, factory fascism (see [section F.2.1](secF2.html#secf21)) For them, +management is there to manage and workers are there to obey. Ironically, the +Austrian (like the neo-liberal) ethic of "freedom" is based on an utterly +credulous faith in authority in the workplace. Thus we have the defenders of +"freedom" defending the hierarchical and autocratic capitalist managerial +structure, i.e. "free" workers subject to a relationship distinctly +**lacking** freedom. If your personal life were as closely monitored and +regulated as your work life, you would rightly consider it oppression. + +In other words, this idealisation of freedom through the market completely +ignores the fact that this freedom can be, to a large number of people, very +limited in scope. Moreover, the freedom associated with capitalism, as far as +the labour market goes, becomes little more than the freedom to pick your +master. All in all, this defence of capitalism ignores the existence of +economic inequality (and so power) which infringes the freedom and +opportunities of others. Social inequalities can ensure that people end up +_"wanting what they get"_ rather than _"getting what they want"_ simply +because they have to adjust their expectations and behaviour to fit into the +patterns determined by concentrations of economic power. This is particularly +the case within the labour market, where sellers of labour power are usually +at a disadvantage when compared to buyers due to the existence of unemployment +as we have discussed. + +As such, their claims to be defenders of "liberty" ring hollow in anarchist +ears. This can be seen from the 1920s. For all their talk of "freedom", when +push came to shove, they end up defending authoritarian regimes in order to +save capitalism when the working classes rebel against the "natural" order. +Thus we find von Mises, for example, arguing in the 1920s that it _"cannot be +denied that Fascism and similar movements aiming at the establishment of +dictatorships are full of the best intentions and that their intervention has, +for the moment, saved European civilisation. The merit that Fascism has +thereby won for itself will live eternally in history."_ [**Liberalism**, p. +51] Faced with the Nazis in the 1930s, von Mises changed his tune somewhat as, +being Jewish, he faced the same state repression he was happy to see inflicted +upon rebellious workers the previous decade. Unsurprisingly, he started to +stress that Nazi was short for "National Socialism" and so the horrors of +fascism could be blamed on "socialism" rather than the capitalists who funded +the fascist parties and made extensive profits under them once the labour, +anarchist and socialist movements had been crushed. + +Similarly, when right-wing governments influenced by the Austrian school were +elected in various countries in the 1980s, those countries saw an increase in +state authoritarianism and centralisation. In the UK, for example, Thatcher's +government strengthened the state and used it to break the labour movement (in +order to ensure management authority over their workers). In other words, +instead of regulating capital and the people, the state just regulates the +people. The general public will have the freedom of doing what the market +dictates and if they object to the market's "invisible hand", then the very +visible fist of the state (or private defence companies) will ensure they do. +We can be sure if a large anarchist movement developed the Austrian economists +will, like von Mises in the 1920s, back whatever state violence was required +to defend "civilisation" against it. All in the name of "freedom," of course. + +Then there is the idea that anything else that "pure" capitalism would be +worse. Given their ideological embrace of the free market, the Austrians +attack those economists (like Keynes) who tried to save capitalism from +itself. For the Austrian school, there is only capitalism or "socialism" (i.e. +state intervention) and they cannot be combined. Any attempt to do so would, +as Hayek put it in his book **The Road to Serfdom**, inevitably lead to +totalitarianism. Hence the Austrians are at the forefront in attacking the +welfare state as not only counterproductive but inherently leading to fascism +or, even worse, some form of state socialism. Needless to say, the state's +role in creating capitalism in the first place is skilfully ignored in favour +of endless praise for the "natural" system of capitalism. Nor do they realise +that the victory of state intervention they so bemoan is, in part, necessary +to keep capitalism going and, in part, a consequence of attempts to +approximate their utopia (see [section D.1](secD1.html) for a discussion). + +Not that Hayek's thesis has any empirical grounding. No state has ever become +fascist due to intervening in the economy (unless a right-wing coup happens, +as in Chile, but that was not his argument). Rather, dictatorial states have +implemented planning rather than democratic states becoming dictatorial after +intervening in the economy. Moreover, looking at the Western welfare states, +the key compliant by the capitalist class in the 1960s and 1970s was not a +lack of general freedom but rather too much. Workers and other previously +oppressed but obedient sections of society were standing up for themselves and +fighting the traditional hierarchies within society. This hardly fits in with +serfdom, although the industrial relations which emerged in Pinochet's Chile, +Thatcher's Britain and Reagan's America does. The call was for the state to +defend the _"management's right to manage"_ against rebellious wage slaves by +breaking their spirit and organisation while, at the same time, intervening to +bolster capitalist authority in the workplace. That this required an increase +in state power and centralisation would only come as a surprise to those who +confuse the rhetoric of capitalism with its reality. + +Similarly, it goes without saying Hayek's thesis was extremely selectively +applied. It is strange to see, for example, Conservative politicians clutching +Hayek's **Road to Serfdom** with one hand and using it to defend cutting the +welfare state while, with the other, implementing policies which give billions +to the Military Industrial Complex. Apparently "planning" is only dangerous to +liberty when it is in the interests of the many. Luckily, defence spending +(for example) has no such problems. As Chomsky stresses, _"the 'free market' +ideology is very **useful** \-- it's a weapon against the general population . +. . because it's an argument against social spending, and it's a weapon +against poor people abroad . . . But nobody [in the ruling class] really pays +attention to this stuff when it comes to actual planning -- and no one ever +has."_ [**Understanding Power**, p. 256] That is why anarchists stress the +importance of reforms from **below** rather than from above -- as long as we +have a state, any reforms should be directed first and foremost to the (much +more generous) welfare state for the rich rather than the general population +(the experience of the 1980s onwards shows what happens when reforms are left +to the capitalist class). + +This is not to say that Hayek's attack upon those who refer to totalitarian +serfdom as a "new freedom" was not fully justified. Nor is his critique of +central planning and state "socialism" without merit. Far from it. Anarchists +would agree that any valid economic system must be based on freedom and +decentralisation in order to be dynamic and meet needs, they simply apply such +a critique to capitalism **as well as** state socialism. The ironic thing +about Hayek's argument is that he did not see how his theory of tacit +knowledge, used to such good effect against state socialist ideas of central +planning, were just as applicable to critiquing the highly centralised and +top-down capitalist company and economy. Nor, ironically enough, that it was +just as applicable to the price mechanism he defended so vigorously (as we +note in [section I.1.2](secI2.html#seci12), the price system hides as much, if +not more, necessary information than it provides). As such, his defence of +capitalism can be turned against it and the centralised, autocratic structures +it is based on. + +To conclude, while its open and extreme support for free market capitalism and +its inequalities is, to say the least, refreshing, it is not remotely +convincing or scientific. In fact, it amounts to little more than a vigorous +defence of business power hidden behind a thin rhetoric of "free markets." As +it preaches the infallibility of capitalism, this requires a nearly unyielding +defence of corporations, economic and social power and workplace hierarchy. It +must dismiss the obvious fact that allowing big business to flourish into +oligopoly and monopoly (as it does, see [section C.4](secC4.html)) reduces the +possibility of competition solving the problem of unethical business practices +and worker exploitation, as they claim. This is unsurprising, as the Austrian +school (like economics in general) identifies "freedom" with the "freedom" of +private enterprise, i.e. the lack of accountability of the economically +privileged and powerful. This simply becomes a defence of the economically +powerful to do what they want (within the laws specified by their peers in +government). + +Ironically, the Austrian defence of capitalism is dependent on the belief that +it will remain close to equilibrium. However, as seems likely, capitalism is +endogenously unstable, then any real "pure" capitalism will be distant from +equilibrium and, as a result, marked by unemployment and, of course, booms and +slumps. So it is possible to have a capitalist economics based on non- +equilibrium, but it is unlikely to convince anyone that does not already +believe that capitalism is the best system ever unless they are unconcerned +about unemployment (and so worker exploitation) and instability. As Steve Keen +notes, it is _"an alternative way to ideologically support a capitalist +economy . . . If neoclassical economics becomes untenable for any reason, the +Austrians are well placed to provide an alternative religion for believers in +the primacy of the market over all other forms of social organisation."_ +[Keen, **Debunking Economics**, p. 304] + +Those who seek freedom for all and want to base themselves on more than faith +in an economic system marked by hierarchy, inequality and oppression would be +better seeking a more realistic and less apologetic economic theory. + diff --git a/markdown/secC10.md b/markdown/secC10.md new file mode 100644 index 0000000000000000000000000000000000000000..d5a0171ac0b47c38bc7695fa3ca5c589ed29901f --- /dev/null +++ b/markdown/secC10.md @@ -0,0 +1,1884 @@ +# C.10 Is "free market" capitalism the best way to reduce poverty? + +It is far to say that supporters of "free-market" capitalism make the claim +that their system not only benefits everyone, but especially working class +people (indeed, the very poorest sectors of society). This was the position +during the so-called "anti-globalisation" protests at the turn of the 21st +century, when the issue of global inequality and poverty was forced to the +front of politics (for a time). In response, the likes of the Economist +portraying itself and the big businesses seeking lower costs and higher +profits as the real champions of the poor (particularly in the third world). + +In this perspective growth is the key to reducing (absolute) poverty rather +than, say, redistribution, struggle for reforms by means of direct action and +popular self-organisation or (heaven forbid!) social revolution. The logic is +simple. Economic growth of 1% per year will double an economy in 70 years, +while 3% does so in just over 23 years and 5% growth takes a mere 15 years. +Thus the standard right-wing argument is that we should promote "free market" +capitalism as this is a growth machine par excellence. In fact, any form of +redistribution or social struggle is considered counter-productive in this +viewpoint as it is harms overall growth by either scaring away capital from a +country or blunts the incentives of the elite to strive to "produce" more +wealth. Over time, wealth will (to coin a well-worn phrase) "trickle down" +from the wealthy to the many. + +What to make of this claim? Again, it does contain an element of truth. As +capitalism is a "grow or die" economy (see [section D.4](secD4.html)), +obviously the amount of wealth available to society increases for **all** as +the economy expands. So the poor will, in general, be better off +**absolutely** in any growing economy (at least in economic terms). This was +the case under Soviet state capitalism as well: the poorest worker in the +1980s was obviously far better off economically than one in the 1920s. As +such, what counts is **relative** differences between classes and periods +within a growth economy. Given the thesis that free-market capitalism will +benefit the poor **especially,** we have to ask: is this actually true and, of +so, can the other classes benefit equally well? This means we need to ask +whether the assumption to concentrate on **absolute** poverty or inequality +rather that **relative** values makes more sense. Similarly, we need to +question the assumption that "free market" capitalism is the growth machine +its supporters assert and whether the benefits of the growth it produces does, +in fact, "trickle down." Questioning these assumptions is essential. + +The key problem with evaluating such claims is, of course, the fact that an +economy, like a society, is a very complex system which evolves through time. +There are few opportunities for "controlled experiments" with which to test +differing analyses and theories. This means that any attempt to analysis these +claims must be based on looking at different countries and time periods in +order to contrast them. Thus we will look at the same countries at different +periods (the more social democratic post-war period to the more neo-liberal +post-1980s and more neo-liberal countries with those in which free-market +"reforms" have not been pushed as far). As we will show, the track record of +"free(r) market" capitalism has been, at best, distinctly unimpressive and, at +worse, significantly poorer. + +However, this appeal to reality will not convince many supporters of +capitalism. For the true believer in the capitalist market, this kind of +evidence does not create doubt in their ideas, only the conviction that the +experiments did not go far enough. Thus, for the ideologue, freer market +capitalism handily tell us nothing about free market capitalism -- unless, of +course, they can be portrayed as an "economic miracle" (regardless of the +facts). For "advocates of the market," the sanctity of private property and +private contracts is held as an inalienable natural right. To refute charges +that this Will simply benefit the already wealthy they spend much time arguing +that unfettered capitalism is also the only economic system which will produce +the greatest benefit for the greatest number. In other words, that absolute +capitalist markets and private property rights coincides **exactly** with +personal interest. A clearer example of wishful thinking could hardly be asked +for. Yet it is not hard to see what function this plays. Few people will be +persuaded by their assumptions on property and markets, given the common sense +objection that free exchange between the weak and the strong will, obviously, +benefit the latter more. Yet more people may be convinced to go along with +"free market" proposals by considerations of economic efficiency and the hope +that the poor will see their living standards improve over time (particularly +if "experts" with economics degrees are involved as people often assume they +know what they are talking about). + +Now, the empirical track-record of what is called capitalism is decidedly +mixed. There are three courses of action open to the market advocate. The +first is to embrace the property-rights argument wholeheartedly, and say that +we should adopt pure capitalism even if it hurts a large percentage of the +population because it is the right thing to do. This would be unconvincing for +most people as economic austerity and serf-like working conditions in return +for protecting the power and property rights of the few who actually own the +wealth would find few (sane or disinterested) supporters. Then it could be +argues that the empirical track-record of "actually existing" capitalism +should be ignored in favour of economic ideology as reality is simply not pure +enough. That, again, would be unconvincing for the obvious reason that we +would be being asked to have faith in the validity of economics (as we have +noted before, this would not be wise given its surreal assumptions and non- +scientific nature). This would have one positive side-effect, as doing this +would mean that that "market advocates" would have to stop claiming that all +the good things we have are due to something (capitalism) that does not exist. +So that option is unlikely to have many supporters or convince many. Finally, +it could be argued that contrary to appearances capitalism really **does** +benefit everyone. While this option is not compatible with intellectual +honesty, it is by the far the most popular within the ranks of "market +advocates." This is undoubtedly because the wealth and corporations are always +willing to pay well for people happy to defend their power and profits against +the reality they produce. + +So what of the claim that capitalism is the best way to help them poor, that +capitalism will especially benefit working class people? To make sense (i.e. +to be more than simply a rhetoric assertion), it must rest on two basic +notions. Firstly, that "free market" capitalism will have a higher growth rate +than alternative forms of that system (such state capitalism or regulated +capitalism). Secondly, that inequality will be less and share of wages in the +national income more in "free market" than in other systems (this must be the +case, otherwise "free market" reforms do not **especially** help working class +people). We will discuss the first claim here, before discussing the track +record of neo-liberalism in the [next section](secC10.html#secc101) followed a +discussion of the history of capitalism and free trade in section +[C.10.2](secC10.html#secc102). We then analysis the failings of the equality +defence in section [C.10.3](secC10.html#secc103) before ending with a +discussion on the limitations of looking at income and growth in evaluating +how capitalism benefits the working class ([section +C.10.4](secC10.html#secc104)). As we show, there is substantial evidence to +suggest that the standard defences of "free market" capitalism are not up to +much. Let us be clear and state there is generally a positive correlation +between economic growth and the income of the poor. We are not attacking +economic growth as such but rather asking whether neo-liberalism's own defence +actually stands up. + +Looking at the historical picture, then, yes, capitalism does produce much +more economic growth than previous social systems such as slavery and +feudalism. However, defending capitalism on the basis that it better than a +slave based economy is hardly a strong foundation (particularly when +capitalists are happy to locate to dictatorships which have slave-like labour +conditions). The more substantive argument is based on the assumption that +"free market" capitalism produces faster economic growth than other forms of +that system and that growth of the economic pie is more important than how it +is distributed. In other words, the same (or even smaller) share of a bigger +pie in the future is better than a bigger share of the existing pie. This +means we need to look at the economic performance of capitalist economies, +comparing the neo-liberal ones to regulated social democratic ones. We would +expect the former to be performing significantly better than the latter in +addition to being more dynamic **after** reforms than before. The reality +hardly matches the claims. + +The attempt to compare and contrast economies can be found in, say, the works +of Milton Friedman to show the superiority of his beloved "free market" +capitalism. However, as economist Thomas Balogh notes, to prove that +_"socialistic policies"_ had crippled Britain's economic growth since 1945 +Friedman began _"by misrepresenting the size of the public sector . . . he +chooses a ratio which, though irrelevant, gives spurious support to his +thesis."_ Equally, Friedman compares post-war Britain to post-war Japan and +West Germany, conveniently failing to note that both hardly had minimal states +(for example, West Germany had approximately the same level of state spending +as the UK and Japan had the social planning of its Ministry of Industry and +Trade). As Balogh notes, the _"consequences of socialism are then illustrated +by reference to the weak economic performance of Britain in comparison with +Japan and Germany since 1945. This is an odd comparison to choose when judging +the impact of 'socialism' on Britain. Surely what we need is to compare the +British performance during a period of sustained boom under 'Friedmanism', +e.g. in the period 1900-13, with the record under 'socialism,' say 1945-75."_ +However, to do that would mean noting that the average annual rate of growth +per head of GNP between 1900 and 1913 was a mere 0.2%, compared to 2.2% +between 1948 and 1975. Even taking other starting dates (such as the slump +year 1893) produces a smaller rate of growth that the post-war period. [**The +Irrelevance of Conventional Economics**, p. 181] + +Nor do things get better when we look at the Friedman influenced Thatcher +government which turned the UK into a poster-child for neo-liberalism. Here, +yet again, the facts do not really support the claims in favour of "free(r) +markets". As Ian Gilmore, a moderate conservative MP at the time, points out +_"[d]uring the Thatcher years growth was lower than in any period of similar +length since the war."_ He notes _"the vast discrepancy between what the +Thatcherites claimed for their policies and what actually happened."_ +Unsurprisingly, there was an _"unparalleled rise in poverty,"_ as _"relative +poverty grew significantly during the 1980s,"_ from a nearly a tenth in 1979 +to nearly a fifth in 1987. In 1979, the poorest fifth had just under 10% of +post-tax income and the richest fifth had 37%. Ten years later, this had +fallen to 7% and risen to 43% (_"The rich got rich, and the poor got +poorer"_). _"Not only did the poor not share in the limited growth that took +place between 1979 and 1990, the poor were relatively poorer than they had +been on 1979."_ [**Dancing with Dogma**, pp. 83-4, p. 87, p. 142, p. 138 and +p. 172] we will return to this issue in [section C.10.3](secC10.html#secc103). + +Things did not get any better in the 1990s. Growth in GDP per capita was +steadily decreased in the UK, from 2.3% per annum between 1950 and 1970, to +2.1% between 1970 and 1979 and to 1.9% between 1979 and 1997\. For the US, a +similar process was at work (from 2.0%, to 2.3% to 1.5%). At best, it can be +said that the growth rates of Germany and France between 1979 and 1997 were +worse (at 1.7% and 1.4%, respectively). However, before 1979 their growth was +much higher (at 5.1%/4.5% between 1950 and 1970 and 2.8%/3.3% between 1970 and +1979, respectively). Growth in labour productivity per hour worked is hardly +impressive, being 2.3% between 1979 and 1997 compared to 0.8% for the US, 2.4% +for France and 2.2% for Germany. This is well below the 1950-1970 figure of +3.0% and only slightly better than 2.1% during the strike bound 1970s. In +1979, the UK was 9th of 15 EU members in OECD measures of prosperity. By 1995, +it was 11th before rising back to 10th in 1999. In summary, _"the idea that +Britain has a clearly superior economy to the continent is a delusion."_ +[Adair Turner, **Just Capital: The Liberal Economy**, p. 200, pp. 199-200 and +p. 196] + +The best that can be said of Thatcherism is that during the 1980s, _"Britain +put an end to three decades of relative decline and caught up some lost ground +versus continental leaders . . . But Britain's absolute productivity and +prosperity performance is still below the European average and its pace of +catch-up has been slow."_ Combine this with longer working hours compared to +the rest of Europe, we have a situation in the UK where _"too many companies +relying on low wages and a flexible labour market to remain competitive, +rather than on investment in capital equipment and technique."_ Looking at the +historical picture, it should be stressed that the UK has been in decline +since the 1880s, when it remained the only developed nation to embrace free +trade and that between the 1950s and 1970s, the _"absolute growth rates per +capita . . . compared well with the inter-war years and with the period of +British leadership in the nineteenth century."_ This lack of success for neo- +liberal reforms can also be seen in New Zealand. The economic results of its +liberalisation project were just as poor. Between 1984-98 per capita income +grew only about 5.4%, or 0.4% per annum, well below the EU average and one of +the lowest rates of increase among the OECD countries. [Turner, **Op. Cit.**, +p. 196, p. 212, p. 199 and p. 240fn] Needless to say, be cause the rich got +richer and rebellious workers controlled, both the UK and New Zealand were +proclaimed "economic miracles." + +This lack of dynamism is not limited just to the UK or New Zealand. As left- +wing economist Andrew Glyn notes, the _"fact that there was no general +improvement in growth in the 1980s could be explained away by the fact that +the . . . policies . . . were only picking up steam. But the real puzzle is +the 15 years since 1990. Why [have these free market policies] . . . failed to +bring an increase in the growth rate."_ In fact, growth per year has steadily +fallen since 1973 with 1990-2004 the lowest rate yet for the USA, Europe and +Japan. This applies to other economic indicators as well. _"The fact that +output per head has been growing more slowly since 1990 than it did in the +turbulent period 1973-9, never mind the Golden Age, must be a severe +disappointment to those who believed that unleashing the free market would +restore rapid growth."_ He summarises the evidence by pointing out that +_"economic performance overall has been unspectacular."_ [**Capitalism +Unleashed**, pp. 130-1 and p. 151] + +As Chomsky summarises, _"neoliberal-style programs began to take shape in the +1970s"_ and since then real wages _"for the majority have largely stagnated or +declined . . . the relatively weak benefits system has declines as well. +Incomes are maintained only be extending working hours well beyond those in +similar societies, while inequality has soared"_ (as has personal debt). +Moreover, _"this is a vast change from the preceding quarter century, when +economic growth was the highest on record for a protracted period and also +egalitarian. Social indicators, which closely tracked economic growth until +the mid-1970s, then diverged, declining to the level of 1960 by the year +200O."_ [**Failed States**, p. 211] + +The assumption is that producing free(r) markets and a pure(r) capitalism will +result in higher growth and so rising living standards. _"So far,"_ note two +experts, _"the promises have not been realised. As trade and financial markets +have been flung open, incomes have risen not faster, but slower. Equality +among nations has not improved, with many of the poorest nations suffering an +absolute decline in incomes. Within nations, inequality seems to have worsened +. . . the trend to towards more inequality."_ In the two decades after 1980, +_"overall income growth slowed dramatically."_ For example, the rich countries +saw annual per capita income growth fall from 4.8% (1965-80) to 1.4% +(1980-95). Medium countries saw a fall from 3.8% to 3.1% (excluding China, +this was 3.2% to 0.6% as China rose from 4.1% to 8.6%). For the poorest +nations, there was a rise from 1.4% to 2.0% but this becomes 1.2% to 0.1% when +India is excluded (India saw a rise from 1.5% to 3.2%). In fact, income +dropped by -0.4% a year between 1980 and 1995 for the least developed +countries (it had risen 0.4% a year between 1965 and 1980). _"In more advanced +countries . . . income growth was lower in the 1990s than in the 1980s. Over +the entire post-1980 period, it was substantially below that of the 1960s and +1970s."_ In America, for example, annual growth of per capita income has +dropped from 2.3% between 1960-79, to 1.5% between 1979 and 1989 and 1.0% +between 1989 and 1996 (per capita income growth up to 1998 was 1.4% per year, +still less than the 1.6% per cent between 1973 and 1980 and 1980s and about +half the growth over the 1960 to 1973 period). Given that income equality +improved during the 1960s and 1970s, before worsening after 1980 for most +countries, particularly the USA, this means that even these most increases +flowed overwhelming to those at the top of the income hierarchy. In America, +the working hours for a middle-class family has increased by 10.4% between +1979 and 1997. In other words, working class people are working more for less. +In most advanced nations, there has _"not been a sizeable increase in +poverty,"_ the _"exceptions [being] the USA and the United Kingdom, where +poverty grew, respectively, by 2.4 and 5.4 percentage points between 1979 and +1991."_ [Jeff Faux and Larry Mishel, _"Inequality and the Global Economy"_, +pp. 93-111, Will Hutton and Anthony Giddens (eds.), **On The Edge**, pp. 93-4, +p. 96, p. 97, p. 98, p. 101, p. 102 and p. 100] + +This lack of rise in growth is a definite feature of neo-liberalism. The +promises of the "free market" capitalism have not borne fruit: + +> _"Growth did not accelerate. It slowed down. During the 1960s, the average +rate of growth of world GDP per capita was 3.5% per annum . . . The average +rate of growth of world GDP per capital was 2.1% per annum during the 1970s, +1.3% per annum during the 1980s and 1% per annum during the 1990s. This growth +was more volatile compared with the past, particularly in the developing +world. the growth was also unevenly distributed across countries . . . + +> + +> "Economic inequalities have increased in the late twentieth century as the +income gap between rich and poor countries, between rich and the poor in the +world's population, as also between rich and poor people within countries, has +widen. The ratio of GDP per capital in the richest country to GDP per capita +in the poorest country of the world rose from 35:1 in 1950 to 42:1 in 1970 and +62:1 in 1990. The ratio of GDP per capita in the 20 richest countries to GDP +per capita in the poorest 20 countries of the world rose from 54:1 during +1960-62 to 121:1 during 2000-20002. The income gap between people has also +widened over time. The ratio of the average GNP per capita in the richest +quintile of the world's population to the poorest quintile in the world's +population rose from 31:1 in 1965 to 60:1 in 1990 and 74:1 in 1997 . . . +Income distribution within countries also worsened . . . Between 1975 and +2000, the share of the richest 1% in gross income rose from 8% to 17% in the +US, from 8.8% to 13.3% in Canada and from 6.1% to 13% in the UK."_ [Deepak +Nayyar, _"Globalisation, history and development: a tale of two centuries,"_ +pp. 137-159, **Cambridge Journal of Economics**, Vol. 30, No. 1, pp. 153-4 and +p. 154] + +In fact, between 1950 and 1973 there was a vastly superior economic +performance compared to what came before and what came after. If laissez-faire +capitalism would benefit "everyone" more than "really existing capitalism," +the growth rate would be **higher** during the later period, which more +closely approximated laissez faire. It is not. As such, we should always +remember that if anything is proclaimed an "economic miracle" it is unlikely +to actually be so, at least for the working class. Looking at the American +triumphantism of the late 1990s, it was easy to forget that in the 1980s and +early 1990s, despair at the US economy was commonplace. Then people looked to +Japan, just as they had looked to Europe in the 1960s. + +We must also note that there is a standard response by believers on "laissez- +faire" capitalism when inconvenient facts are presented to them, namely to +stress that we have not reached the market utopia yet and more reforms are +required (_"a feature of hard-line free-market analysis [is] that when +liberalisation does not work the reason is always timidity and the solution is +obvious. Complete the job."_ [Glyn, **Op. Cit.**, p. 143]). Another possible +defence would be to stress that the results would have been worse if the +reforms had not been implemented. These are, of course, possibilities but +given the rhetoric used by the defenders of capitalism on the wonders and +efficiency of free markets, it seems strange that making them freer would have +such negative effects. + +Looking at the history of capitalism, it appears that social-democratic +capitalism, with strong unions and a welfare state, produces not only more +growth but also more equitable growth (as one expert notes, _"[i]f the +'welfare state' were abolished and taxes reduced accordingly, society would +become a great deal more unequal."_ [John Hills, **Inequality and the State**, +p. 195]). Movements to more laissez-faire capitalism has resulted not only in +lower growth but also growth which accumulates in fewer hands (which makes +sense considering the basic anarchist insight that a free exchange benefits +the stronger of the two parties). As such, based on its own criteria (namely +economic growth), then neo-liberalism has to be judged a failure. Do not get +us wrong. It is possible to still advocate laissez-faire capitalism on ethical +grounds (if that is the right word). It is simply doubtful that it will +produce the boost in economic growth (or employment) that its advocates +suggest. It may do, of course, as "actually existing" capitalism is still far +from the pure system of the textbooks but it is significant that movements +towards the ideal have produced **less** growth along with greater inequality +and relative poverty. + +This is **not** to suggest that anarchists support social-democratic +capitalism rather than more laissez-faire forms. Far from it -- we seek to end +all forms of that system. However, it is significant that the more equal forms +of capitalism based on strong and militant unions produced better results than +"free(r) market" forms. This suggests that the standard right-wing argument +that collective organising and fighting to keep an increased share of the +wealth we produce harms the overall economy and so harmful in the long run are +deeply flawed. Instead, it is the **lack** of any struggle for equality and +freedom that is correlated with bad overall economic performance. Of course, +such struggles are a pain for the capitalist class. Rather than produce a +_"road to serfdom,"_ social-democracy created the full employment environment +which produced a rebellious population. The move towards "free(r) markets" was +a response to this social struggle, an attempt to enserf the population which +has proven to be somewhat successful. As such, Kalecki's 1940s prediction we +quoted in [section B.4.4](secB4.html#secb44) has been proven correct: the +ruling class would prefer social peace (i.e. obedience) rather than higher +growth (particularly if they get to monopolise most of the gains of that lower +growth). + +Finally, we should note that there is a slight irony to see right-wingers +saying that "pure(r)" capitalism would benefit the poor especially. This is +because they usually reject the idea that aggregate economic statistics are a +meaningful concept or that the government should collate such data (this is a +particular feature of the "Austrian" school of economics). As such, it would +be near impossible to determine if living standards had improved any faster +than under the current system. Given the history of "actually existing" +capitalism, it is probably wise that many "market advocates" do so. Moreover, +any subjective evaluation, such as asking people, which resulted in a negative +response would be dismissed out of hand as "envy." Ironically, for an ideology +which says it bases itself on "subjective" evaluations, economists are always +ready to ignore any which conflict with their ideas. Needless to say, even if +it could be proven beyond doubt that "pure(r)" capitalism did **not** help the +poor but rather enriched the wealthy then almost all "free market" capitalists +would **not** change their ideas. This is because, for them, the outcomes of +the market are hallowed and if they result in increased poverty then so be it. +It just shows that the poor are lazy and not worth higher incomes. That they +sometimes utilise the rhetoric of social concern simply shows that most people +still have concern and solidarity for their fellows, a concern which +capitalism has not managed to totally remove (much to the chagrin of the likes +of von Hayek -- see chapter 11 of Alan Haworth's **Anti-Libertarianism** for a +short but relevant discussion of this). + +## C.10.1 Hasn't neo-liberalism benefited the world's poor? + +Until the wave of so-called "anti-globalisation" protests (a more accurate +term would be "global justice" protests) erupted in the late 1990s, there was +no real need for the neo-liberal agenda to justify its performance. When +opposition could not be ignored, then it had to be undermined. This lead to a +host of articles and books justifying neo-liberalism in terms of it helping +the world's poorest peoples. This has meant denying the reality of 30 years of +neo-liberal reforms in favour of concentrating on absolute poverty figures. + +This is understandable. As we discuss in the [section +C.10.4](secC10.html#secc104), absolute inequality and poverty is a good means +of making discussion of the real issues meaningless. Moreover, as noted above, +as capitalism must grow to survive wealth will tend to increase for all +members of society over time. The real question is whether "free(r) markets +increase or reduce growth rates and how they impact on relative levels of +poverty and inequality. Given that the last few decades indicate how free(r) +markets result in increased inequality, it is obvious why defenders of +capitalism would seek to focus attention on absolute income. While denied by +some, inequality has risen under globalisation. Those who deny it usually do +so because the doctrines of the powerful are at stake. Some, in spite of the +evidence, are that world-wide economic inequality has fallen thanks to global +capitalism. + +At the forefront of such claims is **the Economist** magazine, which played +its usual role of ideological cheerleader for the ruling class. Discussing +_"Global economic inequality"_, the magazine argued that the claim that +inequality has risen is false. Ironically, their own article refutes its own +conclusions as it presented a graph which showed an upward relationship +between economic growth from 1980 to 2000 and original income level for a +large group of countries. This means that global economic inequality **has** +increased -- as they admit, this means _"that the poor are falling behind, and +that cross-country inequality is getting worse."_ [_"More or less equal?"_, +**The Economist**, 11th March, 2004] + +However, this conclusion is ideologically incorrect and so something must be +done to achieve the correct position in order to defend capitalism against the +anti-capitalist bias of reality. They did this by adding another chart which +weights each point by population. This showed that two of the largest +countries of their group, China and India, grew among the fastest. Using this +data they make the claim that inequality has, in fact, fallen under neo- +liberalism. Once you look at individuals rather than countries then the claim +can be made that world-wide inequality has been falling under "free(r) market" +capitalism. While an impressive piece of ideological obfuscation, the argument +ignores changes **within** countries. The article states that _"average +incomes in India and China are going up extremely rapidly"_ but not every +person receives the average. The average hides a lot. For example, 9 homeless +people have an average income of 0 but add a multi-millionaire and the average +income of the ten people is in the millions. On average, at the end of a game +of poker everyone has the same amount of money they started with. As such, to +ignore the fact that inequality increased dramatically both countries during +the 1990s is disgraceful when trying to evaluate whether poverty has actually +decreased or not. And it should be obvious that if inequality is increasing +**within** a country then it must also be increasing internationally as well. + +Significantly, _"where governments adopted the [neo-liberal] Washington +Consensus, the poor have benefited less from growth."_ [Joseph E. Stiglitz, +**Globalization and its Discontents**, p. 79] The mantra that economic growth +is so wonderful is hard to justify when the benefits of that growth are being +enjoyed by a small proportion of the people and the burdens of growth (such as +rising job insecurity, loss of benefits, wage stagnation and decline for the +majority of workers, declining public services, loss of local communities and +so forth) are being borne by so many. Which does seem to be the case under +neo-liberalism (which, undoubtedly, explains why it is portrayed so positively +in the business press). + +To be fair, the article does note the slow and declining incomes in the past +20 years in sub-Saharan Africa but rest assured, the magazine stresses, this +area _"suffers not from globalisation, but from lack of it."_ This means that +this area can be ignored when evaluating the results of neo-liberalism. Yet +this is unconvincing as these nations are hardly isolated from the rest of the +world. As they are suffering from debt and western imposed structural +adjustment programs it seems illogical to ignore them -- unless it is a way to +improve neo-liberalism's outcomes by evading its greatest failures. + +Then there is the comparison being made. The Economist looks solely at the +years 1980-2000 yet surely the right comparison would be between this period +and the twenty years before 1980? Once that is done, it becomes clear why the +magazine failed to do so for _"economic growth and almost all of the other +indicators, the last 20 years have shown a very clear decline in progress as +compared with the previous two decades."_ While it is _"commonly believed that +the shift towards globalisation has been a success, at least regarding +growth,"_ in fact _"the progress achieved in the two decades of globalisation +has been considerably less than the progress in the period from 1960 to +1980."_ For low and middle-income countries, performance is _"much worse . . . +than the period from 1960 to 1980."_ _"Summing up the evidence on per capita +income growth, countries at every level of per capita GDP performed worse on +average in the period of globalisation than in the period from 1960 to 1980."_ +[Mark Weisbrot, Dean Baker, Egor Kraev and Judy Chen, **The Scorecard on +Globalization 1980-2000: Twenty Years of Diminished Progress**] In fact: + +> _"The poorest group went from a per capita GDP growth rate of 1.9 percent +annually in 1960-80, to a decline of 0.5 percent per year (1980-2000). For the +middle group (which includes mostly poor countries), there was a sharp decline +from an annual per capita growth rate of 3.6 percent to just less than 1 +percent. Over a 20-year period, this represents the difference between +doubling income per person, versus increasing it by just 21 percent."_ [**Op. +Cit.**] + +Nor should we forget that there is a _"gallery of nations whose economies +soured shortly after their leaders were lauded by the global policy elite for +pursuing sound economic fundamentals."_ [Jeff Faux and Larry Mishel, **Op. +Cit.**, p. 94] This process of proclaiming the success of neo-liberalism +before it implodes started with the original neo-liberal experiment, namely +Pinochet's Chile whose economy imploded just after Milton Friedman proclaimed +it an "economic miracle" (see [section C.11](secC11.html)). + +Latin America has suffered the most attention from neo-liberalism and its +institutions so it would be useful to look there for evaluating the claims of +its supporters (_"the IMF talks with pride about the progress that Latin +America made in market reforms"_ [Stiglitz, **Op. Cit.**, p. 79]). Rather than +success story, there has been _"a long period of economic failure: for the +prior 20 years, 1980-1999, the region grew by only 11 percent (in per capita +terms) over the whole period. This is the worst 20-year growth performance for +more than a century, even including the years of the Great Depression."_ By +comparison, _"for the two decades from 1960-1979, Latin America experienced +per capita GDP growth of 80 percent."_ In fact, _"using the 1960-1979 period +as a baseline, the quarter century for 1980-2004 is dismal. Annual growth in +GDP per capita registers a mere 0.5 percent, as opposed to 3.0 percent over +the previous period. Countries that are now considered relatively successful +are not doing very well compared to past performance. For example, Mexico +registers 0.8 percent annual per capita growth for 1980-2004, as compared with +3.3 percent for 1960-79. For Brazil, which one had one of the fastest growing +economies in the world, per capita growth is only 0.8 percent annually for +1980-2004, as compared with 4.9 percent for 1960-79."_ For Latin America as a +whole, real per-capita growth was 3.0% in the 1960s, 2.9% in the 1970s, -0.3% +in the 1980s and 1.4% in the 1990s. This means that for 1980-1999, _"the +region's per capita GDP grew at an annual rate of only 0.5 percent, a +cumulative total of 11 percent for the two decades."_ By comparison, _"from +1960-1979, per capita growth was 3.0 percent, or 80 percent for these two +decades."_ [Mark Weisbrot and David Rosnick, **Another Lost Decade?: Latin +America's Growth Failure Continues into the 21st Century**] Looking at Mexico, +for example, since NAFTA per capita GDP growth in Mexico has averaged less +than 1.0% annually. This is an extremely poor growth record for a developing +country. Successful developing countries, such as South Korea and Taiwan have +managed to sustain per capita GDP growth rates that have averaged more than +4.0% since the sixties. In fact, Mexico managed to sustain a per capita GDP +growth rate of more than 4.0% in the period from 1960 to 1980, when it was +following a path of import substitution. But, then, neither South Korea nor +Taiwan followed the dictates of neo-liberalism. + +Over all it is important to stress that neo-liberalism has failed its own +test: + +> _"Economic growth over the last twenty years, the period during which [neo- +liberalism] policies . . . have been put into place, has been dramatically +reduced . . . to assume that the World Bank and the IMF have brought 'growth- +enhancing policies' to their client countries goes against the overwhelming +weight of the evidence over the last two decades . . . In short, there is no +region of the world that the Bank or Fund can point to as having succeeded +through adopting the policies that they promote -- or in many cases, impose -- +upon borrowing countries."_ [Mark Weisbrot, Dean Baker, Robert Naiman, and +Gila Neta, **Growth May Be Good for the Poor -- But are IMF and World Bank +Policies Good for Growth?**] + +As Chomsky summarises, the periods of fastest and prolonged growth have not +coincide with phases of extensive liberalisation. In fact, neoliberal reforms +have _"been accompanied by much slower rates of growth and reduced progress on +social indicators . . . There are exceptions to the general tendency: high +growth rates were recorded among those who ignored the rules (and with +tremendous inequality and other severe side effects in China and India)."_ +Growth rates have, in fact, fell by _"over half"_ compared to the preceding +period of statist policies (particularly when measured per capita). [**Op. +Cit.**, pp. 216-7] For most countries, growth was higher in the 1950s, 1960s +and even the 1970s. This suggests that neo-liberalism fails even its own tests +as noted by one economist who compared the reality of successful development +to the neo-liberal myth: + +> _"the poor growth records of developing countries over the last two decades +suggest this line of defence [i.e. it brings higher growth] is simply +untenable . . . The plain fact is that the Neo-Liberal 'policy reforms' have +not been able to deliver their central promise -- namely, economic growth."_ +[Ha-Joon Chang, **Kicking Away the Ladder**, p. 128] + +Then there is the issue of what the magazine fails to mention. For a start, it +excludes the ex-Stalinist regimes in Eastern Europe. This is understandable +for obvious reasons. If these nations were included, then their rising +inequality and poverty since they became part of the global market would have +to be mentioned and this would make its defence of neo-liberalism much harder +(as would the fact life expectancies fell to Third World levels). As economist +Joseph Stiglitz points out, the neo-liberal reforms brought the ex-Stalinist +countries _"unprecedented poverty."_ In 1989, only 2% of Russians lived in +poverty, by the late 1998 that number had soared to 23.8%, using the $2 a day +standard. More than 40% had less that $4 a day. Other post-Stalinist countries +_"have seen comparable, if not worse, increases in poverty."_ Overall, these +reform package has _"entailed one of the largest increases in poverty in +history."_ [**Globalization and its Discontents**, p. 6, p. 153 and p. 182] + +The GDP in the former Stalinist states fell between 20% and 40% in the decade +after 1989, an economic contraction which can only be compared to the Great +Depression of the 1930s. Of the 19 ex-Stalinist economies, only Poland's GDP +exceeded that of 1989, the year transition began. In only 5 was GDP per capita +more than 80% of the 1989 level. [Chang, **Op. Cit.**, p. 129] Only a small +minority saw their real wages rise; the vast majority experienced a +spectacular fall in living standards. It took the Czech Republic, for example +eight years until average real wages reached their 1989 level. Unemployment +became widespread. In 2005, Slovakia had 27% of its under-25s are unemployed +while in Poland 39% of under-25s were without a job (the highest figure in +Europe) and 17% of the population were below the poverty line. + +Overall, between 1985 and 2000, growth in GDP per capita was negative in 17 +transition countries while the _"incidence of poverty increased in most +countries of Latin America, the Caribbean and Sub-Saharan Africa during the +1980s and the 1990s. Much of Eastern Europe and Central Asia experiences a +sharp rise in poverty during the 1990s."_ East, Southwest and South Asia did +experience a steady decline in the incidence of poverty, but _"most of this +improvement is accounted for by changes in just two countries, with large +populations, China and India."_ [Deepak Nayyar, **Op. Cit.**, p. 154, pp. +154-5 and p. 155] Hardly an inspiring result. + +And what of the actual economic regimes in China and India? One left-wing +economist notes that _"in the early stages of China's high growth period there +was an expansion of state employment, including in the dynamic and crucial +manufacturing sector . . . in its most recent phase, private capital +accumulation dominates the growth process in China, although the state still +strongly influences the pattern of investment through its control of the +credit system and its policy of creating 'national champions' in sectors such +as cars and steel."_ Not to mention, of course, its role in the labour market. +There is no freedom to organise -- the country is, in effect, one big +workplace and the state bosses do not tolerate freedom of association, +assembly and speech any more than any other company. Unsurprisingly, labour +discipline _"is very harsh"_ and workers may find it difficult to change jobs +and migrate to urban areas. [Andrew Glyn, **Op. Cit.**, p. 87 and p. 94] + +As one expert notes, in the case of both India and China _"the main trade +reforms took place **after** the onset of high growth. Moreover, these +countries' trade restrictions remain among the highest in the world."_ In +India, its _"trend growth rate increased substantially in the early 1980s"_ +while _"serious trade reform did not start until 1991-93 . . . tariffs were +actually higher in the rising growth period of the 1980s than in the low- +growth 1970s."_ Thus claims of _"the beneficial effects of trade +liberalisation on poverty have to be seen as statements based on faith rather +than evidence."_ [Dani Rodrik, **Comments on 'Trade, Growth, and Poverty by D. +Dollar and A. Kraay**] As Chomsky notes, there is a deliberate policy which +_"muddles export orientation with neo-liberalism, so that if a billion Chinese +experience high growth under export-orientated policies that radically violate +neo-liberal principles, the increase in average global growth rates can be +hailed as a triumph of the principles that are violated."_ [**Op. Cit.**, p. +217] It should also be mentioned that both these states avoided the 1980s debt +crisis by avoiding Western banks in the 1970s. They also maintain capital +controls, so that hot money cannot flow freely in and out, and have large +state sectors. + +At least the **Economist** itself notes that _"[n]either country is an +exemplar of free market capitalism -- far from it."_ That says it all about +the defenders of free market capitalism; they defend their ideas by pointing +to countries which do not apply them! + +It should be stressed that this praise for the "free market" using regimes +which hardly meet the criteria has a long history. This has included both +Japan and the East Asian Tigers in the 1970s and 1980s as _"the spectacular +growth of these countries . . . is fundamentally due to activist industrial, +trade and technology policies (ITT) by the state."_ [Chang, **Op. Cit.**, p. +49] As an expert on these economies notes, _"the legend is not fully +consistent with the way the governments have in practice behaved,"_ namely +adopting _"over a long period of time a much more aggressive, dirigistic set +of industrial policies than free-trading principles would justify."_ In fact, +their _"governments were deeply committed to increasing and sustaining high +levels of investment and to steering its composition."_ He bemoans the +_"assumption that only those features of economic policy consistent with +neoclassical principles could have contributed to good economic performance"_ +and so explanations for such _"accordingly ignore non-neoclassical features."_ +[Robert Wade, _"What can Economics Learn from East Asian Success?"_, pp. +68-79, **Annals of the American Academy of Political and Social Science**, +vol. 505, pp. 70-1, p. 72 and p. 68] + +This analysis was proved right when, ironically, the praise turned to attack +when the 1997 crisis erupted and all the features previously ignored or denied +where brought onto the central stage to explain the slump (_"When their +bubbles imploded, the same countries were denounced by the policy elites for +something called 'crony capitalism' -- a year earlier, the term had been +'business-friendly environment.'"_ [Jeff Faux and Larry Mishel, **Op. Cit.**, +p. 94]). As Robert Wade noted, _"the perception shifted from 'miracle Asia' to +'Asian crony state capitalism' almost over night,"_ a term used _"to convey a +told-you-so moral about the dangers of government intervention."_ [_"From +'miracle' to 'cronyism': explaining the Great Asian Slump"_, pp. 673-706, +**Cambridge Journal of Economics**, Vol. 22, No. 6, p. 699 and p. 700] +Ironically, Japan's 1990s woes and the 1997 crisis both occurred **after** +those states liberalised their economies (as recommended by, of course, +economists and the IMF). Unsurprisingly, we discover Milton Friedman pointing +(in 2002!) to the _"dramatic success of the market-orientated policies of the +East Asian tigers"_ as if they gave support to his ideological position of +laissez-faire capitalism. [**Op. Cit.**, p. ix] + +Then there is the issue of "economic liberty" as such. Milton Friedman stated +in 2002 that the _"limited increase in economic freedom has changed the face +of China, strikingly confirming our faith in the power of free markets."_ +[**Op. Cit.**, pp. viii-ix] Faith is the right word, as only the faithful +could fair to note that there is no free market in China as it does not have +basic freedoms for labour. How much "economic freedom" is there for workers +under a brutal dictatorship? How can it be claimed, with a straight face, that +there is an _"increase in economic freedom"_ in such regimes? It seems, +therefore, that for right-wing economists that their _"faith"_ in "free +markets" is _"confirmed"_ by an authoritarian system that obviously and +constantly violates the freedom of labour. But then again, workers have never +been considered highly by the profession. What has always counted is the +freedom of the boss and, consequently, a regime that secures that is always +praised (and we discuss in [section C.11](secC11.html), Friedman has a track +record in this). + +The selectively of the supporters of "free market" capitalists is truly +staggering. Take, as an example, globalisation and anti-globalisation +protests. Supports of the trade deals accused critics as being against "free +trade" and, by implication, against freedom. Yet the deals they supported were +based on accepting the current labour standards across the world. This means +accepting the labour conditions of states, usually dictatorships, which +habitually deny a free market (even a capitalist one) to its workers -- all in +the name of the free market! Which makes the "free market" supporters of neo- +liberalism utter hypocrites. They are happy to accept a "free market" in which +the denial of freedom of workers to form unions is an intrinsic part. It also +suggests that the much attacked critics of "trade" deals who demand that basic +standards of freedom for workers be incorporated into them are those who truly +support "free trade" and the "free market." Those who advocate unrestricted +trade with dictatorial regimes (where workers are thrown in prison, at best, +or assassinated, at worse, if they organise or talk about unions and protests) +are engaging in the worse form of doublethink when they appropriate the term +"freedom" for their position. + +It is easy to understand why supporters of capitalism do so. In such regimes, +capital is free and the many abuses of freedom are directed towards the +working class. These suppress wages and the resulting competition can be used +to undermine workers wages, conditions and freedoms back home. This is why +neo-liberals and such like agree to a range of global policies that give +substantial freedoms to capitalists to operate unhindered around the world +while, at the same time, fiercely resistant to any demands that the freedom of +workers be given equal concern (this why Chomsky talks about the +_"international global justice movement, ludicrously called 'anti- +globalisation' because they favour globalisation that privileges the interests +of people, not investors and financial institutions."_ [**Op. Cit.**, p. +259]). In other words, free markets are fine for capitalists, but not for +workers. And if anyone disagrees, they turn round and accuse their critics of +being opposed to "freedom"! As such, anti-globalisation protesters are right. +People in such regimes are not free and it is meaningless to talk of the +benefits of "free markets" when a free market in labour does not exist. It +does, of course, show how genuine the defenders of capitalism are about +freedom. + +So has global poverty fallen since the rise of neo-liberalism in 1970s? +Perhaps it has, but only if you apply the World Bank measure (i.e. a living +standard of less than a dollar a day). If that is done then the number of +individuals in dire poverty is (probably) falling (although Joseph Stiglitz +states that _"the actual number of people living in poverty . . . actually +increased by almost 100 million"_ in the 1990s and he argues that +globalisation as practised _"has not succeeded in reducing poverty."_ [**Op. +Cit.**, p. 5 and p. 6]). However, the vast bulk of those who have risen out of +dire poverty are in China and India, that is in the two countries which do not +follow the neo-liberal dogma. In those that did follow the recommendations of +neo-liberalism, in Africa, Latin America and Eastern Europe, poverty and +growth rates are much worse. Chang states the obvious: + +> _"So we have an apparent 'paradox' here -- at least if you are a Neo-Liberal +economist. All countries, but especially developing countries, grew much +faster when they used 'bad' policies during the 1960-1980 period than when +they used 'good' ones during the following two decades . . . Now, the +interesting thing is that these 'bad; policies are basically those that the +NDCs [Now Developed Countries] had pursued when they were developing countries +themselves. Given this, we can only conclude that, in recommending the +allegedly 'good' policies, the NDCs are in effect 'kicking away the ladder' by +which they have climbed to the top."_ [**Op. Cit.**, p. 129] + +Hardly a glowing recommendation for the prescriptions favoured by the +Economist and other supporters of free market capitalism. Nor very convincing +support for solving the problems of neo-liberalism with yet more globalisation +(of the same, neo-liberal, kind). One thing is true, though. The accepted +wisdom of the age if that the road to prosperity and international acceptance +is "economic liberalisation" or some of euphemism for opening economies to +foreign investment. What this really means is that authoritarian regimes that +allow their subjects to be exploited by international capital rather than +state bureaucracies will find apologists among those who profit from such +transactions or get paid by them. That this involves violation of the freedom +of working class people and the labour "market" does not seem to bother them +for, they stress, in long term material benefits this will create outweigh +such restrictions on the eternal and sacred laws of economics. That "freedom" +is used to justify this just shows how debased that concept has become under +capitalism and within capitalist ideology. + +## C.10.2 Does "free trade" benefit everyone? + +As we discussed in the [last section](secC10.html#secc101), the post-1980 era +of neo-liberal globalisation and "free(r) markets" has not been as beneficial +to the developing world as the defenders of neo-liberalism suggest. In fact, +these economies have done worse under neo-liberalism than they did under +state-aided forms of development between 1950 and 1980. The only exceptions +post-1980 have been those states which have rejected the dogmas of neo- +liberalism and used the state to foster economic development rather than rely +on "free trade." + +It would, of course, be churlish to note that this is a common feature of +capitalist development. Industrialisation has always been associated with +violations of the sacred laws of economics and freedom for workers. In fact, +the central conceit of neo-liberalism is that it ignores the evidence of +history but this is unsurprising (as noted in [section +C.1.2](secC1.html#secc12), economics has a distinct bias against empirical +evidence). This applies to the notion of free trade as well as +industrialisation, both of which show the economists lack of concern with +reality. + +Most economists are firm supporters of free trade, arguing that it benefits +all countries who apply it. The reason why was first explained by David +Ricardo, one of the founding fathers of the discipline. Using the example of +England and Portugal and wine and cloth, he argued that international trade +would benefit both countries even if one country (Portugal) produced both +goods more cheaply than the other because it was relative costs which counted. +This theory, called comparative advantage, meant that it would be mutually +beneficial for both countries to specialise in the goods they had a relative +advantage in and trade. So while it is cheaper to produce cloth in Portugal +than England, it is cheaper still for Portugal to produce excess wine, and +trade that for English cloth. Conversely, England benefits from this trade +because its cost for producing cloth has not changed but it can now get wine +at closer to the cost of cloth. By each country specialising in producing one +good, the sum total of goods internationally increases and, consequently, +everyone is better off when these goods are traded. [**The Principles of +Political Economy and Taxation**, pp. 81-3] + +This argument is still considered as the bed-rock of the economics of +international trade and is used to refute arguments in favour of policies like +protectionism. Strangely, though, economists have rarely compared the outcome +of these policies. Perhaps because as Chomsky notes, _"if you want to know how +well those theorems actually work, just compare Portugal and England after a +hundred years of development."_ [**Understanding Power**, p. 254] One +economist who did was the German Friedrich List who, in 1837, urged people +_"to turn his attention to Portugal and to England and to compare the +economies of these two countries. I am sure that he can have no doubts as to +which country is prosperous and which has lost its economic independence, is +dead from an intellectual, commercial and industrial point of view, and is +decadent, poverty stricken and weak."_ [**The Natural System of Political +Economy**, pp. 169-70] Unsurprisingly, List used this example to bolster his +case for protectionism. Little has changed. Allan Engler notes that _"[a]fter +nearly 200 years, comparative advantage had given Portugal no noticeable +advantage."_ While the UK became the leading industrial power, Portugal +remained a poor agricultural economy: _"Britain's manufacturing industries +were the most efficient in the world, Portugal had little choice but to be an +exporter of agricultural products and raw materials."_ In 1988, Portugal's per +capita GDP was less than one third that of the UK. When "Purchasing power +parity" is factored in, Portugal's per capita GDP was barely more than half of +the UK. [**Apostles of Greed**, p. 132] + +Nor should we forget that free trade takes the economic agent as the country. +Unlike an individual, a nation is divided by classes and marked by +inequalities of wealth, power and influence. Thus while free trade may +increase the sum-total of wealth in a specific country, it does not guarantee +that its benefits or losses will be distributed equally between social +classes, never mind individuals. Thus capitalists may favour free trade at +specific times because it weakens the bargaining power of labour, so allowing +them to reap more income at the workers' expense (as producers and consumers). +Taking the example of the so-called "free trade" agreements of the 1990s, +there was no reason to believe that benefits of such trade may accrue to all +within a given state nor that the costs will be afflicted on all classes. +Subsequent developments confirmed such a perspective, with the working class +suffering the costs of corporate-led "globalisation" while the ruling class +gained the benefits. Not that such developments bothered most economists too +much, of course. Equally, while the total amount of goods may be increased by +countries pursuing their comparative advantage it does not automatically +follow that trade between them will distribute the benefits equally either +between the countries or within them. As with exchange between classes, trade +between countries is subject to economic power and so free trade can easily +lead to the enrichment of one at the expense of the other. This means that the +economically powerful will tend to support free trade as they will reap more +from it. + +Therefore the argument for free trade cannot be abstracted from its impact or +the interests it serves, as Joan Robinson pointed out: + +> _"When Ricardo set out the case against protection he was supporting British +economic interests. Free trade ruined Portuguese industry. Free trade for +**others** is in the interests of the strongest competitor in world markets, +and a sufficiently strong competitor has no need for protection at home. Free +trade doctrine, in practice, is a more subtle form of Mercantilism. When +Britain was the workshop of the world, universal free trade suited her +interests. When (with the aid of protection) rival industries developed in +Germany and the United States, she was still able to preserve free trade for +her own exports in the Empire."_ [**Collected Economic Papers**, vol. 5, p. +28] + +This echoes the analysis of List who that the British advocacy of free trade +was primarily political in nature and not to mention hypocritical. Its +political aim was to destroy potential competitors by flooding their markets +with goods, so ruining their industrial base and making them exporters of raw +materials for British industry rather than producers of finished goods. He +argued that a _"study of the true consequences"_ of free trade _"provide the +key to England's commercial policy from that day to this. The English have +always been cosmopolitans and philanthropists in theory but always monopolists +in practice."_ [**Op. Cit.**, p. 167] Moreover, such a position was +hypocritical because Britain industrialised by means of state intervention and +now sought to deny that option to other nations. + +List advocated that the state should protect infant industries until such time +as they could survive international competition. Once industrialised, the +state could then withdraw. He did not deny that free trade may benefit +agricultural exporters, but only at the expense of industrial development and +spill-over benefits it generates for the economy as a whole. In other words, +free trade harmed the less-developed nation in terms of its economic +prosperity and independence in the long run. Protectionism allowed the +development of local industrial capitalism while free trade bolstered the +fortunes of foreign capitalist nations (a Hobson's choice, really, from an +anarchist perspective). This was the situation with British capitalism, as +_"Britain had very high tariffs on manufacturing products as late as the +1820s, some two generations after the start of its Industrial Revolution . . . +Measures other than tariff protection were also deployed"_ (such as banning +imports from competitors). [Chang, **Op. Cit.**, p. 22] Needless to say, trade +unions were illegal during this period of industrialisation and troops were +regularly deployed to crush strikes, riots and rebellions. Economist Thomas +Balogh confirms this analysis: + +> _"The fact is that Britain's economic growth forged ahead of its European +competitors while it was exploiting an effective monopoly of the steam engine, +from 1780 to 1840. Through most of that period the nation had a high and +complicated tariff . . ., massive public investment and spending . . . and an +extensive public welfare system with wage supplements and welfare allowances +indexed to basic costs of living . . . + +> + +> "There followed a long period, from about 1840 to 1931, when Britain did +indeed have the freest trade and relatively speaking the cheapest government +and (until 1914) the smallest public sector among the industrially developing +nations, Yet, for competitiveness, that century saw the relative decline of +the country. Numerous competing countries, led by the US and Germany, emerged +and overtook and passed Britain in output and income per head. Every one of +them had protective tariffs, and a bigger (relative) public sector than the +British."_ [**Op. Cit.**, p. 180] + +Significantly, and highly embarrassingly for neo-classical economists, the one +nation which embraced free trade ideology most, namely the UK in the latter +half of the 19th century, suffered economic decline in comparison to its +competitors who embraced protectionist and other statist economic policies. It +would be churlish to note that this is the exact opposite of what the theory +predicts. + +In historical terms, List has been proven correct numerous times. If the +arguments for free trade were correct, then the United States and Germany +(plus Japan, South Korea, etc., more recently), would be economic backwaters +while Portugal would have flourished. The opposite happened. By the 1900s, +Britain was overtaken economically by America and Germany, both of whom +industrialised by means of protectionism and other forms of state +intervention. As such, we should not forget that Adam Smith confidently +predicted that protectionism in America would _"would retard instead of +accelerating the further increase in the value of their annual progress, and +would obstruct instead of promoting the progress of their country towards real +wealth and greatness."_ He considered it best that capital be _"employed in +agriculture"_ rather than manufacturing. [**The Wealth of Nations**, p. 328 +and p. 327]). The historical record hardly supports Smith's predictions as +_"throughout the nineteenth century and up to the 1920s, the USA was the +fastest growing economy in the world, despite being the most protectionist +during almost all of this period . . . Most interestingly, the two best +20-year GDP per capita growth performances during the 1830-1910 period were +1870-1890 (2.1 per cent) and 1890-1910 (two per cent) -- both period of +particularly high protectionism. It is hard to believe that this association +between the degree of protectionism and overall growth is purely +coincidental."_ [**Op. Cit.**, p. 30] + +As with the UK, America _"remained the most ardent practitioner of infant +industry protection until the First World War, and even until the Second."_ +Like UK, the state played its role in repressing labour, for while unions were +usually not technically illegal, they were subject to anti-trust laws (at +state and then federal level) as well as force during strikes from troops and +private police forces. It was _"only after the Second World War that the USA +-- with its industrial supremacy unchallenged - finally liberalised it trade +and started championing the cause of free trade."_ [Chang, **Op. Cit.**, p. 28 +and p. 29] Unsurprisingly, faced with growing international competition it +practised protectionism and state aid while keeping the rhetoric of free trade +to ensure that any potential competitor has its industries ruined by being +forced to follow policies the US never applied in the same situation. Chomsky +summarises: + +> _"So take a look at one of the things you don't say if you're an economist +within one of the ideological institutions, although surely every economist +has to know it. Take the fact that there is not a single case on record in +history of any country that has developed successfully through adherence to +'free market' principles: none."_ [**Op. Cit.**, p. 255] + +Not that this has disabused most economists from repeating Ricardo's theory as +if it told the full story of international trade or has been empirically +verified. As Chang puts it, his approach of studying the actual history of +specific countries and generalising conclusions _"is concrete and inductive"_ +and _"contrasts strongly with the currently dominant Neoclassical approach +based on abstract and deductive methods."_ This has meant that _"contemporary +discussion on economic development policy-making has been peculiarly +ahistoric."_ [**Op. Cit.**, p. 6] This is unsurprising, as there is a distinct +tendency within mainstream economics not to check to see if whether the theory +conforms to reality. It is as if we **know** that capitalist economics is +true, so why bother to consider the evidence. So no matter how implausible a +given theory is, capitalist economics simply asks us to take them on trust. +Perhaps this is because they are nothing more than logical deductions from +various assumptions and comparing them to reality would expose not only the +bankruptcy of the theory but also the bogus claims that economics relates to +reality or is a science? + +That these theories survive at all is due to their utility to vested interests +and, of course, their slightly complicated logical beauty. It should be noted, +in passing, that the free trade argument is based on **reducing** +international competition. It recommends that different countries specialise +in different industries. That this would make sense for, say, a country with +industry (marked by increasing returns to scale and significant spill-over +effects into other areas of the economy) rather than one based on agriculture +(marked by decreasing returns to scale) goes without saying. That the policy +would turn the world into a provider of raw materials and markets rather than +a source of competitors for the most advanced nation is just one of these co- +incidences capitalist economics suffers from. + +As such, it is not a coincidence that both the classic "free trade" and +current neo-liberal position does allow a nation to secure its dominance in +the market by forcing the ruling elites in **other** nations to subscribe to +rules which hinder their freedom to develop in their own way. As we discuss in +[section D.5](secD5.html), the rise of neo-liberalism can be viewed as the +latest in a long series of imperialist agendas designed to secure benefits of +trade to the West as well as reducing the number of rivals on the +international market. As Chang notes, Britain's move to free trade after 1846 +_"was based on its then unchallenged economic superiority and was intricately +linked with its imperial policy."_ The stated aim was to halt the move to +industrialisation in Europe by promoting agricultural markets. Outside of the +West, _"most of the rest of the world was forced to practice free trade +through colonialism and . . . unequal treaties."_ These days, this policy is +implemented via international organisations which impose Western-dominated +rules. As Chang notes, the _"developed countries did not get where they are +now through policies and the institutions that they recommend to developing +countries today. Most of them actively used 'bad' trade and industrial +policies . . . practices that these days are frowned upon, if not actively +banned, by the WTO."_ [**Op. Cit.**, p. 16, p. 23, p. 16 and p. 2] + +In other words, the developed countries are making it difficult for the +developing countries to use policies and institutions which they themselves so +successfully used previously. This, as with the "free trade" arguments of the +19th century, is simply a means of controlling economic development in other +countries to reduce the number of potential competitors and to secure markets +in other countries. In addition, we must also stress that the threat of +capital flight within western countries also raises competitive pressures for +labour and so has the added benefit of helping tame rebellious workers in the +imperialist nations themselves. These factors help explain the continued +support for free trade theory in economic circles in spite of the lack of +empirical evidence in its favour. But then again, given that most economists +cannot understand how one class exploits another by means of exchange within a +national market due to its economic power, it would be surprising if they +could see it within international markets. + +To generalise, it appears that under capitalism there are two main options for +a country. Either it submits itself to the dictates of global finance, +embracing neo-liberal reforms and seeing its growth fall and inequality rise +or (like every other successful industrialiser) it violates the eternal laws +of economics by using the state to protect and govern its home market and see +growth rise along with inequality. As Chang notes, looking at the historical +record a _"consistent pattern emerges, in which all the catching-up economies +use activist industrial, trade and technology (ITT) policies . . . to promote +economic development."_ He stresses _"it was the UK and the USA, the supposed +homes of free trade policy, which used tariff protection most aggressively."_ +The former _"implemented the kinds of ITT policies that became famous for +their use in . . . Japan, Korea and Taiwan."_ [**Op. Cit.**, pp. 125-6, p. 59 +and pp. 60-1] In addition, another aspect of this process involves repressing +the working class so that **we** pay the costs for industrialising. Unions +were illegal when Britain used its ITT policies while the _"labour market in +Taiwan and Korea, for example, has been about as close to a free market as it +is possible to get, due in part to government repression of unions."_ [_"What +can Economics Learn from East Asian Success?"_, **Op. Cit.**, p. 70] Given +that unions are anathema to neo-classical and Austrian economics, it is +understandable why their repression should be considered relatively +unproblematic (in fact, according to economic ideology repressing unions can +be considered to be in the interests of the working class as, it is claimed, +unions harm non-unionised workers -- who knew that bosses and their states +were such philanthropists?). + +Neither option has much to recommend it from an anarchist perspective. As +such, our stating of facts associated with the history of "actually existing" +capitalism should not be construed to imply that anarchists support state-run +development. Far from it. We are simply noting that the conclusion of history +seems to be that countries industrialise and grow faster when the state +governs the market in significant ways while, at the same time, repressing the +labour movement. This is unsurprising, for as we discuss in [section +D.1](secD1.html), this process of state intervention is part and parcel of +capitalism and, as noted in [section F.8](secF8.html), has always been a +feature of its rise in the first place (to use Marx's expression, a process of +_"primitive accumulation"_ has always been required to create capitalism). +This does not mean, just to state the obvious, that anarchists support +protectionism against "free trade." In a class system, the former will tend to +benefit local capitalists while the latter will benefit foreign ones. Then +there is the social context. In a predominantly rural economy, protectionism +is a key way to create capitalism. For example, this was the case in 19th +century America and it should be noted that the Southern slave states were +opposed to protectionism, as where the individualist anarchists. In other +words, protectionism was a capitalist measure which pre-capitalists and anti- +capitalists opposed as against their interests. Conversely, in a developed +capitalist economy "free trade" (usually very selectively applied) can be a +useful way to undermine workers wages and working conditions as well as +foreign capitalist competitors (it may also change agriculture itself in +developing countries, displacing small peasant farmers from the land and +promoting capitalist agriculture, i.e. one based on large estates and wage +labour). + +For the anarchist, while it is true that in the long run option two does raise +the standard of living faster than option one, it should always be remembered +that we are talking about a **class** system and so the costs and benefits +will be determined by those in power, not the general population. Moreover, it +cannot be assumed that people in developing countries actually want a Western +lifestyle (although the elites who run those countries certainly do, as can be +seen from the policies they are imposing). As Bookchin once noted, _"[a]s +Westerners, 'we' tend to assume out of hand that 'they' want or need the same +kind of technologies and commodities that capitalism produced in America and +Europe . . . With the removal of imperialism's mailed fist, a new perspective +could open for the Third World."_ [**Post-Scarcity Anarchism**, pp. 156-7] + +Suffice to say, there are other means to achieve development (assuming that is +desired) based on working class control of industry. Given this, the only +genuine solution for developing countries would be to get rid of their class +systems and create a society where working people take control of their own +fates, i.e. anarchism. Hence we find Proudhon, for example, stating he +_"oppose[d] the free traders because they favour interest, while they demand +the abolition of tariffs."_ He advocated the opposite, supporting free trade +_"as a consequence of the abolition of interest"_ (i.e. capitalism). Thus the +issue of free trade cannot be separated from the kind of society practising it +nor from the creation of a free society. Abolishing capitalism in one country, +he argued, would lead to other nations reforming themselves, which would +_"emancipate their lower classes; in a word, to bring about revolution. Free +trade would then become equal exchange."_ [**The General Idea of the +Revolution**, pp. 235-8] Unless that happens, then no matter whether +protectionism or free trade is applied, working class people will suffer its +costs and will have to fight for any benefits it may bring. + +## C.10.3 Does "free market" capitalism benefit everyone, _especially_ working +class people? + +One defence of capitalism is that, appearances and popular opinion to the +contrary, it is benefits working class people **more** than the ruling class. + +This argument can be found in right-liberal economist Milton Friedman's +defence of capitalism in which he addresses the claim that _"the extension and +development of capitalism has meant increased inequality."_ Not so, he states. +_"Among the Western countries alone,"_ he argues, _"inequality appears to be +less, in any meaningful sense, the more highly capitalist the country is . . . +With respect to changes over time, the economic progress achieved in the +capitalist countries has been accompanied by a drastic diminution in +inequality."_ In fact, _"a free society [i.e. capitalism] in fact tends +towards greater material equality than any other yet tried."_ Thus, according +to Friedman, a _"striking fact, contrary to popular conception, is that +capitalism leads to less inequality than alternative systems of organisation +and that the development of capitalism has greatly lessened the extent of +inequality. Comparisons over space and time alike confirm this."_ +[**Capitalism and Freedom**, p. 168, pp. 169-70, p. 195 and p. 169] + +Friedman makes other claims to the superiority of capitalism. Thus he states +that not only do non-capitalist societies _"tend to have wider inequality than +capitalist, even as measured by annual income"_ in such systems inequality +_"tends to be permanent, whereas capitalism undermines status and introduces +social mobility."_ Like most right-wingers, he stresses the importance of +social mobility and argues that a society with little change in position +_"would be the more unequal society."_ Finally, he states that _"[o]ne of the +most striking facts which run counter to people's expectations has to do with +the source of income. The more capitalistic a country is, the smaller the +fraction of income for the use of what is generally regarded as capital, and +the larger the fraction paid for human services."_ [**Op. Cit.**, pp. 171-2, +p. 171 and pp. 168-9] + +Friedman, as he regularly did, failed to present any evidence to support his +claims or any of his _"striking fact[s]"_ so it is hard to evaluate the +truthfulness of any of this specific assertions. One possible way of doing so +would be to consider the actual performance of specific countries before and +after 1980. That year is significant as this marked the assumption of office +of Thatcher in the UK and Reagan in the US, both of whom were heavily +influenced by Friedman and other supporters of "free market" capitalism. If +his claims were true, then we would expect **decreases** in equality, social +mobility and the share of _"human services"_ before 1980 (the period of social +Keynesian policies) and **increases** in all three after. Sadly for Friedman +(and us!), the facts are counter to his assertions -- equality, mobility and +share of income for _"human services"_ all decreased post-1980. + +As we showed in [section B.7](secB7.html), inequality rose **and** social +mobility fell since 1980 in the USA and the UK (social democratic nations have +a better record on both). As far as the share of income goes, that too has +failed to support his assertions. Even in 1962, the facts did not support his +assertion as regards the USA. According to figures from the U.S. Department of +Commerce the share of labour in 1929 was 58.2% and this rose to 69.5% by 1959. +Even looking at just private employees, this was a rise from 52.5% to 58% +(income for government employees, including the military went from 5.7% to +12.2%). In addition, "proprietor's income" (which represents income to the +owner of a business which combines work effort and ownership, for example a +farmer or some other self-employed worker) fell, with farm income going from +6.8% to 3.0%, while other such income dropped from 10.1% to 8.7%. [Walter S. +Measday, _"Labor's Share in the National Income,"_ **The Quarterly Review of +Economics & Business**, Vol. 2, No. 3, August 1962] Unless Friedman would +argue that 1929 America was more statist than 1959, it seems that his +assertion was false even when it was first made. How did his comment fare +after he made it? Looking at the period after 1959 there was continuing +increase in labour share in the national income, peaking in the 1970s before +steadily dropping over the following decades (it dropped to below 1948 levels +in 1983 and stayed there). [Alan B. Krueger, _"Measuring Labor's Share"_, +**The American Economic Review**, vol. 89, No.2, May 1999] Since then the +downward trend has continued. + +It would be churlish to note that the 1970s saw the rise of influence of +Friedman's ideas in both countries and that they were applied in the early +1980s. + +There are problems with using labour share. For example it moves with the +business cycle (rising in recessions and falling in booms). In addition, there +can be other forms of labour compensation as well as wages. Looking at total +compensation to labour, this amounts to around 70% of total US income between +1950 and 2000 (although this, too, peaked in the 1970s before falling +[Krueger, **Op. Cit.**]). However, this "labour" income can be problematic. +For example, employer provided health care is considered as non-wage +compensation so it is possible for rising health care costs to be reflected in +rising labour compensation yet this hardly amounts to a rising labour share as +the net gain would be zero. Then there is the question of government employees +and welfare benefits which, of course, are considered labour income. +Unfortunately, Friedman provides no clue as to which statistics he is +referring to, so we do not know whether to include total compensation or not +in evaluating his claims. + +One group of economists have taken the issue of government transfers into +account. Since 1979, there has been an _"increased share of capital income +(such as rent, dividends, interest payments, and capital gains) and a +corresponding smaller share earned as wages and salaries."_ Most families +receive little or no capital income, but it is _"a very important source of +income to the top 1% and especially the top 0.1% (who receive more than a +third of all capital income)."_ In 1959, total labour income was 73.5% while +capital income was 13.3% of market-based income (personal income less +government transfers). By 1979, these were 75.8% and 15.1%, respectively. The +increases for both are due to a fall in "proprietor's income" from 13.3% to +9.1%. By 2000, capital income had risen to 19.1% while labour's share had +fallen to 71.8% (proprietor's income remained the same). This _"shift away +from labour income and toward capital income is unique in the post-war period +and is partly responsible for the ongoing growth of inequality since 1979."_ +[Lawrence Mishel, Jered Bernstein, and Sylvia Allegretto, **The State of +Working America 2006/7**, p. 76 and p. 79] + +It should be noted that Friedman repeated the standard economist (and right- +wing) argument that a better way to increase wages than unions or struggle is +to make workers more productive. That lifts everyone's standard of living. At +least it used to. Between 1945 and 1980, worker wages did, indeed, track +productivity increases. This was also the high period of union density in +America. After 1980, that link was broken. By a strange co-incidence, this was +the Friedman-inspired Reagan effectively legalised and encouraged union +busting. Since then, productivity increases are going almost entirely to the +top tenth of the population, while median incomes have stagnated. Without +unions and robust worker bargaining power, productivity increases have not +been doing much for workers. Not that people like Friedman actually mentioned +that rather significant fact. + +Then there is the issue of _"human services"_ itself. This is **not** the same +as labour income at all as it includes, for example, management pay. As we +indicated in [section C.3](secC3.html), this "labour" income is better thought +of as **capital** income as that specific labour is rooted in the control of +capital. That this is the case can be seen by the numerous defences of +exploding CEO pay by right-wing think tanks, journals and economists as well +as the lack of concern about the inflationary nature of such massive "pay" +rises (particularly when contrasted to the response over very slight increases +in workers' pay). This means that "labour" income could remain constant while +CEO salaries explode and worker wages stagnant or even fall, as is the case in +both the US (and UK) since 1980\. In such circumstances, looking at "human +services" becomes misleading as returns to capital are listed as "labour" +simply because they are in the form of bosses pay. Equally, CEO perks and +bonuses would be included as "labour" non-wage compensation. + +To see what this means we must use an example. Take a country with 100 people +with a combined income of 10,000. The average income would be 100 each. Taking +a labour/capital split of 70/30, we get an income of labour of 7000 and an +income to capital of 3000. Assuming that 5% of the population own the capital +stock, that is an average income of 600 each while labour gets an average of +73.68. However, 10% of the population are managers and assuming another 70/30 +split between management and worker income this means that management gets +2100 in total (an average of 210) while workers get 4900 (an average of +57.65). This means that the owners of capital get 6 times the national average +income, managers just over twice that amount and workers just over half the +average. In other words, a national statistic of 70% labour income hides the +reality that workers, who make up 85% of the population, actually get less +than half the income (49%). Capital income, although less, is distributed to +fewer people and so causes massive inequality (15% of the population get an +average income of 340, nearly 6 times more than the average for the remaining +85% while the upper 5% get over 10 times). If the share of management in +labour income rises to 35%, then workers wages fall and inequality rises while +labour income remains constant at 70% (management's average income rises to +363.33 while workers' falls to 53.53). It should be stressed this example +**underestimates** inequality in capitalist economies, particularly ones which +had the misfortunate to apply Friedman's ideas. + +Looking further a field, this pattern has been repeated everywhere "free(r) +market" capitalism has been imposed. In Chile equality and labour's share +increased during the 1960s and early 1970s, only for both to plummet under +Pinochet's Friedman-inspired neo-liberal regime (see [section +C.11](secC11.html) for the grim details of _"economic liberty"_ there). In +Thatcher's Britain, inequality rose while labour share and social mobility +fell. Between 1978 and 1990, the share of wages and salaries in household +income in the UK fell from 65.8% to 57.4%. The share for capital income (rent, +interest and dividends) more than doubled (from 4.9% to 10.0%).Unsurprisingly, +this rise _"directly contributed to the increase in overall inequality"_ (48% +of all investment income went to the richest tenth of households). [John Hill, +**Inequality and the State**, p. 88] + +Looking at how increases in income and wealth were distributed, we find that +gains since 1979 went predominantly to the rich. Before that, the income of +all sections of society grew at roughly the same level between 1961 and 1979. +Most of the increase was near the mean, the one exception was the lowest tenth +whose incomes rose significantly higher than the rest). This meant that _"over +the 1960s and 1970s as a whole all income groups benefited from rising +incomes, the lowest rising fastest."_ After 1978 _"the pattern broke down"_ +and incomes for the highest tenth rose by 60-68 percent while at the medium it +grew by about 30% between 1979 and 1994/5. The lower down the income +distribution, the lower the growth (in fact, after housing costs the income of +bottom 10% was 8% lower in 1994/5 than in 1979). As in America during the same +period a fence turned into stairs as the nearer to the bottom the slower +income grew, the nearer the top the faster income grew (i.e. roughly equal +growth turned into growth which increased as income increased -- see [section +B.7.1](secB7.html#secb71)). Between 1979 and 1990/91, the bottom 70% saw their +income share fall. During the Major years, from 1992 to 1997, inequality +stopped growing simply because hardly anyone's income grew. Over all, between +1979 and 2002/3, the share of all incomes received by the bottom half fell +from 22% to 37%. This is more than the whole of the bottom half combined. The +bottom 10% saw their share of income fall from 4.3% to 3% (after housing +costs, this was 4.0% to 2.0%). Only the top tenth saw their income increase +(from 20.6% to 28%). About 40% of the total increase in real net incomes went +to the top tenth between 1979 and 2002-3. 17% of the increase in after-tax +incomes went to the top 1%, about 13% went to the top 0.5% (_"Wealth is much +more unequally distributed than incomes."_). [John Hills, **Op. Cit.**, p. 20, +p. 21, p. 23 and p. 37] + +Unsurprisingly, income inequality widened considerably (which more than +reversed all the moves towards equality of income that had taken place since +1945) and Britain went from being one of the more equal countries in the +industrialised countries to being one of the most unequal. The numbers below +half the median income rose. In the 1960s, this was roughly 10%, before +falling to 6% in 1977. It then _"the rose sharply"_ and peaked at 21% in +1991/92 before stabilising at 18-19%. After housing costs, this meant a rise +from 7% to 25% below half the average income, falling to 23%. It should be +noted that the pre-Thatcher period gives _"the lie to the notion that +'relative' poverty can never be reduced."_ In summary, by the early 1990s +_"relative poverty was twice the level it had been in the 1960s, and three +times what it had been in the late 1970s."_ It seems needless to add that +social mobility fell. [John Hills, **Op. Cit.**, p. 48, p. 263 and pp. 120-1] + +The same can be said of Eastern Europe. This is particularly significant, for +if Friedman's assertions were right then we would expect that the end of +Stalinism in Eastern Europe would have seen a decrease in inequality. As in +Chile, Britain, New Zealand and America, the opposite occurred -- inequality +exploded. By the start of the 21st century Eastern Europe was challenging neo- +liberal Britain at the top of the European income inequality tables. + +The historical record does not give much support to claims that free(r) market +capitalism is best for working class people. Real wage growth rose to around +5% per year in the early 1970s, before falling substantially to under 2% from +the 1980s onwards for 13 OECD countries. In fact, _"real wage have growth very +slowly in OECD countries since 1979, an extraordinary turn-round from the 3-5% +growth rates of the 1960s."_ In the US, the median wage was actually less in +2003 than in 1979. Average wages actually declined until 1995, then they +increased somewhat so that the average growth rate for the 1990s was less than +0.5% a year. Europe and Japan have done only a little better, with growth of +around 1% per year. This is unsurprising, given the rise in returns to capital +after 1979 for _"real wages do not automatically grow as fast as labour +productivity. The general increase in the share of profits . . pulls real wage +growth behind productivity growth."_ Within the labour force, inequality has +risen. Wage differentials _"are considerably higher in the UK/US group than in +Europe"_ and have grown faster. Real wages for the top 10% grew by 27.2% +between 1979 and 2003, compared to 10.2% in the middle (real wages for the +bottom 10% did not grow). In Europe, _"real wages grew at the bottom at a +similar rate to the average."_ The top 1% of wage-earners in the USA doubled +their total wage share between 1979 and 1998 from 6.2% to 10.9%, whilst the +top 0.1% nearly tripled their share to 4.1%. Almost all of the increase in the +top 10% went to the top 5%, and about two-thirds to the top 1%. In France, the +share of the top 1% remained the same. Overall, _"labour's position tended to +be more eroded in the more free market economies like the USA and UK than in +European economies where social protection [including trade unionism] was +already stronger."_ [Andrew Glyn, **Op. Cit.**, p. 6 p. 116, p. 117, p. 118 +and p. 127] + +Looking at inequality and poverty, the conclusion is that liberalisation of +markets _"tend to bring greater inequality."_ In fact, the rise in the UK was +strongest in the 1980s, the Thatcher period while New Zealand _"saw as big an +increase in inequality as the UK."_ The USA _"maintained its position as the +most unequal country with inequality increasing in both decades."_ In summary, +_"the increase in inequality has been noticeably greater in the inegalitarian +liberal economies than in Northern Europe."_ Moreover, _"liberal countries +have larger proportions of their populations in poverty"_ than European ones. +Unsurprisingly, New Zealand and the UK (both poster-childs for neo-liberalism) +_"had the biggest increases in numbers in poverty between the mid-1980s and +2000."_ In the mid-1990s, 20-25% of workers in the UK, Canada and USA were +earning less than 65% of median earnings, compared to 5-8% in Scandinavia and +Belgium. This rise income inequality _"tend to reproduce themselves through +the generations."_ There _"is far **less** social mobility in the USA"_ than +in Scandinavia, Germany and Canada and there has been a _"severe decline in +social mobility"_ in the UK after the Friedman-inspired Thatcherism of the +1980s and 1990s. Unsurprisingly, there has been _"a rise in the importance of +property incomes."_, with the ratio of property income to labour income rising +from 15% in the USA in 1979 to 18% in 2002. In France it went from 7% to 12% +and is around 8% in Norway and Finland. [**Op. Cit.**, p. 167, p. 168, p. 169, +p. 171, p. 169, p. 173, p. 174 and p. 170] + +Needless to say, given the lack of evidence presented when Friedman first +published his book in 1962, the 40th anniversary edition was equally fact +free. Given that 40 years is more than enough time to evaluate his claims +particularly given that approximately half-way through this period, Friedman's +ideas became increasingly influential and applied, in varying degrees in many +countries (particularly in the UK under Thatcher and the US under Reagan). +Friedman does not mention the developments in equality, mobility or labour +share in 2002, simply making the general statement that he was _"enormously +gratified by how well the book has withstood time."_ Except, of course, where +reality utterly contradicted it! This applies not only to his claims on +equality, income shares and poverty, but also the fundamental basis of his +Monetarist dogma, namely the aim to control the _"behaviour of the stock of +money"_ by means of _"a legislated rule instructing the monetary authority to +achieve a specified rates of growth in the stock of money."_ [**Op. Cit.**, p. +ix and p. 54] As we indicated in [section C.8](secC8.html), the devastating +results of applying this centre-piece of his ideology means that it hardly +_"withstood time"_ by any stretch of the imagination! In other words, we have +a case of self-refutation that has few equals. + +To conclude, as defences of capitalism based on equality are unlikely to +survive contact with reality, the notion that this system is really the best +friend of the working person and the poor needs to be defended by other means. +This is where the growth argument we debunked in the last two sections comes +in. Neither has much basis in reality. + +Of course, the usual excuse should be noted. It could be argued that the +reason for this lack of correlation of reality with ideology is that +capitalism is not "pure" enough. That, of course, is a valid argument (as +Friedman notes, Thatcher and Reagan _"were able to curb leviathan, through not +to cut it down."_ [**Op. Cit.**, p. vii]). State intervention has hardly +disappeared since 1980 but given the lush praise given to the "magic" of the +market you would expect **some** improvement. When Friedman died in 2006, the +praise from the right-wing and business press was extensive, listing him as +one of the most, if not **the** most, influential economist of the late 20th +century. It seems strange, then, to suggest that the market is now **less** +free than at the height of the post-war Keynesian period. To do so would +suggest that Reagan, Thatcher and Pinochet had little or no impact on the +economy (or that they made it worse in terms of state intervention). In other +words, that Friedman was, in fact, the **least** influential economist of the +late 20th century (as opposed to one of the worse, if we compare his +assertions to reality before and after the policies they inspired were +implemented). However, he helped make the rich richer, so the actual impact of +what he actually suggested for the bulk of the population can be cheerfully +ignored. + +## C.10.4 Does growth automatically mean people are better off? + +In the above sections we have discussed the effects of neo-liberal reforms +purely in terms of economic statistics such as growth rates and so on. This +means we have critiqued capitalism in its own terms, in terms of its +supporters own arguments in its favour. As shown, in terms of equality, social +mobility and growth the rise of "free(r) market" capitalism has not been all +its supporters have asserted. Rather than produce more equality, less poverty +and increased growth, the opposite has occurred. Where some progress on these +areas have occurred, such as in Asia, the countries have **not** embraced the +neo-liberal model. + +However, there is a deeper critique to be made of the notion that capitalism +benefits everyone, especially the poor. This relates to the **quality** of +life, rather than the quantity of money available. This is an extremely +important aspect to the question of whether "free market" capitalism will +result in everyone being "better off." The typical capitalist tendency is to +consider quantitative values as being the most important consideration. Hence +the concern over economic growth, profit levels, and so on, which dominate +discussions on modern life. However, as E.P. Thompson makes clear, this +ignores important aspects of human life: + +> _"simple points must be made. It is quite possible for statistical averages +and human experiences to run in opposite directions. A per capita increase in +quantitative factors may take place at the same time as a great qualitative +disturbance in people's way of life, traditional relationships, and sanctions. +People may consume more goods and become less happy or less free at the same +time . . . [For example] real wages [may have] advanced . . . but at the cost +of longer hours and greater intensity of labour . . . In statistical terms, +this reveals an upward curve. To the families concerned it might feel like +immiseration. + +> + +> "Thus it is perfectly possible . . . [to have an] improvement in average +material standards . . . [at the same time as] intensified exploitation, +greater insecurity, and increasing human misery . . . most people [can be] +'better off' than their forerunners had been fifty years before, but they had +suffered and continued to suffer this . . . improvement as a catastrophic +experience."_ [**The Making of the English Working Class**, p. 231] + +Thompson was specifically referring to the experience of the British +industrial revolution on the working class but his analysis is of general note +(its relevance goes far beyond evaluating past or current industrialisation +processes). This means that concentrating on, say, absolute poverty or income +growth (as defenders of neo-liberalism do) means to ignore the quality of life +which this increased income is associated with. For example, a peasant farmer +who has to leave his farm for employment in a factory may consider having +bosses dictating his every move, an increased working day and intensity of +work more significant than, say, a net increase in his income. That this +farmer may have been driven off his farm as a result of neo-liberal or other +"reforms" is another factor which has to be taken into account. If, to suggest +another possibility, Health and Safety regulations reduce work speeds, then +national output will be reduced just as unions will stop firms making their +workers labour more intensely for longer. However, increased output at the +expense of those who do the work is not unproblematic (i.e. real wages may +increase but at the cost of longer hours, less safety and greater intensity of +labour). Another obvious example would be the family where the husband gets +"downsized" from a good manufacturing job. He may get a lower paying service +industry job, which forces his wife (and perhaps children) to get a job in +order to make ends meet. Family income may increase slightly as a result, but +at a heavy cost to the family and their way of life. Therefore the standard of +living in the abstract may have increased, but, for the people in question, +they would feel that it had deteriorated considerably. As such, economic +growth need not imply rising standards of living in terms if the **quality** +of life decreases as incomes rise. + +This is, in part, because if the economy worked as neoclassical theory +demanded, then people would go to work not knowing how much they would be +paid, how long they would be employed for or, indeed, whether they had a job +at all when they got there. If they rented their home, they would not even +know whether they had a home to come back to. This is because every price +would have to be subject to constant change in order to adjust to equilibrium. +Insecurity, in other words, is at the heart of the economy and this is hardly +productive of community or "family" values (and other expressions used in the +rhetoric of the right while they promote an economic system which, in +practice, undermines them in the name of profit). In other words, while a +society may become materially better off over time, it becomes worse off in +terms of **real** wealth, that is those things which make life worth living. +Thus capitalism has a corrosive effect on human relationships, the pleasure of +productive activity (work), genuine freedom for the many, how we treat each +other and so on. The corrosive effects of economics are not limited simply to +the workplace but seep into all other aspects of your life. + +Even assuming that free market capitalism could generate high growth rates +(and that assumption is not borne out in the real world), this is not the end +of the matter. How the growth is distributed is also important. The benefits +of growth may accumulate to the few rather than the many. Per capita and +average increases may hide a less pleasant reality for those at the bottom of +the social hierarchy. An obvious example would be a society in which there is +massive inequality, where a few are extremely rich and the vast majority are +struggling to make ends meet. Such a society could have decent growth rates +and per capita and average income may grow. However, if such growth is +concentrated at the top, in the hands of the already wealthy, the reality is +that economic growth does not benefit the many as the statistics suggest. As +such, it is important to stress that average growth may not result in a +bettering for all sections of a society. In fact, _"there are plenty of +instances in which the poor, and the majority of the population. have been +left behind in the era of globalisation -- even where per capita income has +grown."_ This is not limited to just developing countries. Two episodes like +this occurred in the United States, with data showing that _"the per capita +income of the poor falling from 1979-84, and 1989-94, while per capita income +rose."_ Overall, the US has seen its median wage and real wages for the bottom +20th of its populations fall between 1973 and 1997 while _"per capita income +in the US has risen by 70 percent. For the median wage and bottom-quintile +wage to actually **fall** during this same period is an economic change of +momentous proportions, from the point of view of the majority of Americans."_ +[Mark Weisbrot, Dean Baker, Robert Naiman, and Gila Neta, **Growth May Be Good +for the Poor -- But are IMF and World Bank Policies Good for Growth?**] This +is a classic example of society with substantial inequality seeing the +benefits of growth accrue to the already rich. To state the obvious, **how** +the benefits of growth are distributed cannot be ignored. + +In addition, consumerism may not lead to the happiness or the "better society" +which many economists imply to be its results. If consumerism is an attempt to +fill an empty life, it is clearly doomed to failure. If capitalism results in +an alienated, isolated existence, consuming more will hardly change that. The +problem lies within the individual and the society within which they live. +Hence, quantitative increases in goods and services may not lead to anyone +"benefiting" in any meaningful way. Similarly, there is the issue of the +quality of the production and consumption produced by economic growth. Values +like GDP do not tell us much in terms of what was produced and its social and +environmental impact. Thus high growth rates could be achieved by the state +expanding its armed forces and weaponry (i.e. throwing money to arms +corporations) while letting society go to rot (as under Reagan). Then there is +awkward fact that negative social developments, such as pollution and rising +crime, can contribute to a rising value for GDP). This happens because the +costs of cleaning up, say, an oil spill involves market transactions and so +gets added to the GDP for an economy. + +As such, the notion of growth **as such** is good should be rejected in favour +of a critical approach to the issue which asks growth for what and for whom. +As Chomsky puts it, _"[m]any indigenous people apparently do not see any +reason why their lives, societies, and cultures should be disrupted or +destroyed so that New Yorkers can sit in SUVs in traffic gridlock."_ [**Failed +States**, p. 259] Under capitalism, much "productivity" is accounted for by +economic activity that is best described as wasteful: military spending; +expanding police and prison bureaucracies; the spiralling cost of (privatised) +healthcare; suburban sprawl; the fast-food industry and its inevitable ill +effects on health; cleaning up pollution; specifying and defending +intellectual and other property rights; treating the illnesses caused by over- +work, insecurity and stress; and so on. As Alexander Berkman once noted, +capitalism spawns many forms of "work" and "productive" activity which only +make sense within that system and could _"be automatically done away with"_ in +a sane society. [**What is Anarchism?**, pp. 223-5] Equally, "productivity" +and living standards can stand at odds with each other. For example, if a +country has a lower working week and take longer holidays, these would clearly +depress GDP. This is the case with America and France, with approximately +equal productivity the later spends less time in work and more time off. Yet +it takes a capitalist ideologue to say that such a country is worse off as a +nation for all that time people spend enjoying themselves. + +These issues are important to remember when listening to "free market" gurus +discussing economic growth from their "gated communities," insulated from the +surrounding deterioration of society and nature caused by the workings of +capitalism. In other words, quality is often more important than quantity. +This leads to the important idea that some (even many) of the requirements for +a truly human life cannot be found on any market, no matter how "free" it may +be. Equally, a "free" market can lead to unfree people as they driven to +submit themselves to the authority of bosses do to economic pressures and the +threat of unemployment. + +So it can be said that laissez-faire capitalism will benefit all, +**especially** the poor, only in the sense that all can potentially benefit as +an economy increases in size. Of course, the mantra that economic growth is so +wonderful is hard to justify when the benefits of that growth are being +enjoyed by a small proportion of the people and the burdens of growth (such as +rising job insecurity, loss of benefits, wage stagnation and decline for the +majority of workers, declining public services, loss of local communities and +so forth) are being borne by so many (as is the case with the more to freer +markets from the 1980s). If we look at actually existing capitalism, we can +start to draw some conclusions about whether a pure laissez-faire capitalism +will actually benefit working people. The United States has a small public +sector by international standards and in many ways it is the closest large +industrial nation to the unknown ideal of pure capitalism. It is also +interesting to note that it is also number one, or close to it, in the +following areas [Richard Du Boff, **Accumulation and Power**, pp. 183-4]: + +> * lowest level of job security for workers, with greatest chance of being +dismissed without notice or reason. +> + +> * greatest chance for a worker to become unemployed without adequate +unemployment and medical insurance. +> + +> * less leisure time for workers, such as holiday time. +> + +> * one of the most lopsided income distribution profiles. +> + +> * lowest ratio of female to male earnings, in 1987 64% of the male wage. +> + +> * highest incidence of poverty in the industrial world. +> + +> * among the worse rankings of all advanced industrial nations for pollutant +emissions into the air. +> + +> * highest murder rates. +> + +> * worse ranking for life expectancy and infant morality. +> + +It seems strange that the more laissez-faire system has the worse job +security, least leisure time, highest poverty and inequality if laissez-faire +will **especially** benefit the poor or working people. In fact, we find the +more free market the regime, the worse it is for the workers. Americans have +longer hours and shorter holidays than Western Europeans and more people live +in poverty. 22% of American children grow up in poverty, which means that it +ranks 22nd out of the 23 industrialised nations, ahead of only Mexico and +behind all 15 of the pre-2004 EU countries. + +According to a 2007 United Nation report, the worse places to be a child are +in neo-liberal societies such as the UK and USA (the UK was bottom, at number +21 one below the US). The UNICEF report dealt with the condition of children +in advanced capitalist countries and found that both the UK and US are way +down the list on education, health, poverty, and well-being. While UNICEF +preferred to state that this is because of a "dog eat dog society", it is +hardly a coincidence that these two societies have most embraced the +principles of neo-liberalism and have repeatedly attacked the labour movement, +civil society in general as well as the welfare state in the interests of +capital. In contrast, the social democratic northern European countries which +have best results. One could also point out, for example, that Europeans enjoy +more leisure time, better health, less poverty, less inequality and thus more +economic security, greater intergenerational economic mobility, better access +to high-quality social services like health care and education, and manage to +do it all in a far more environmentally sustainable way (Europe generates +about half the CO2 emissions for the same level of GDP) compared to the US or +the UK. + +A definite case of what is good for the economy (profits) is bad for people. +To state the obvious, an economy and the people in that economy are not +identical. The former can be doing well, but not the latter -- particularly if +inequality is skewing distribution of any rising incomes. So while the economy +may be doing well, its (median) participant (and below) may see very little of +it. + +Of course, defenders of laissez-faire capitalism will point out that the +United States, like the UK and any other real country, is far from being +laissez-faire. This is true, yet it seems strange that the further an economy +moves from that "ideal" the better conditions get for those who, it is +claimed, will especially benefit from it. As such, non-believers in pure +capitalism have cause for dissent although for the typical "market advocate" +such comparisons tell us littler -- unless they happen to bolster their case +then "actually existing" capitalism can be used as an example. + +Ultimately, the real issue is to do with quality of life and relative changes. +Yet the argument that capitalism helps the poorest most via high economic +growth is rooted in comparing "free market" capitalism with historical +example, i.e. in the notion of **absolute** inequality rather than +**relative** inequality and poverty. Thus poverty (economic, cultural and +social) in, say, America can be dismissed simply on the grounds that poor +people in 2005 have more and better goods than those in 1905. The logic of an +absolute position (as intended, undoubtedly) is such as to make even +discussing poverty and inequality pointless as it is easy to say that there +are **no** poor people in the West as no one lives in a cave. But, then again, +using absolute values it is easy to prove that there were no poor people in +Medieval Europe, either, as they did not live in caves and, compared to hunter +gatherers or the slaves of antiquity, they had much better living standards. +As such, any regime would be praiseworthy, by the absolute standard as even +slavery would have absolutely better living standards than, say, the earliest +humans. + +In this respect, the words of Adam Smith are as relevant as ever. In **The +Wealth of Nations** Smith states the following: + +> _"By necessaries I understand not only the commodities which are +indispensably necessary for the support of life, but whatever the custom of +the country renders it indecent for creditable people, even of the lowest +order, to be without. A linen shirt, for example, is, strictly speaking, not a +necessary of life. The Greeks and Romans lived, I suppose, very comfortably +though they had no linen. But in the present times, through the greater part +of Europe, a creditable day-labourer would be ashamed to appear in public +without a linen shirt, the want of which would be supposed to denote that +disgraceful degree of poverty which, it is presumed, nobody can well fall into +without extreme bad conduct . . . Under necessaries, therefore, I comprehend +not only those things which nature, but those things which the established +rules of decency have rendered necessary to the lowest rank of people."_ (Book +Five, Chapter II, Article IV) + +As usual, Adam Smith is right while his erstwhile ideological followers are +wrong. They may object, noting that strictly speaking Smith was talking of +_"necessaries"_ rather than poverty. However, his concept of necessaries +implies a definition of poverty and this is obviously based not on some +unchanging biological concept of subsistence but on whatever _"the custom of +the country"_ or _"the established rules of decency"_ consider necessary Marx +made the same point his later works, when he distanced himself from his +earlier notion that capitalism resulted in **absolute** impoverishment. As he +put it in volume 1 of **Capital**, _"the number and extent of [the worker's] +so-called necessary requirements, as also the manner and extent they are +satisfied, are themselves products of history, and depend therefore to a great +extent on the level of civilisation attained by a country . . . In contrast, +therefore, with the case of other commodities, the determination of the value +of labour-power contains a historical and moral element."_ [p. 275] + +It is ironic that those today who most aggressively identify themselves as +disciples of Smith are also the people who are most opposed to definitions of +poverty that are consistent with this definition of "necessaries" (this is +unsurprising, as those who invoke his name most usually do so in pursuit of +ideas alien to his work). This is done for the usual self-interested motives. +For example, Thatcher's government originally had little problem with the +concept of relative poverty and _"[o]nly when its policies had led to a +conspicuous growth of relative poverty was the idea denounced, and the +decision taken by the government . . . that absolute poverty (undefined and +unqualified) was the only reality."_ [Ian Gilmore, **Op. Cit.**, p. 136] +Smith's perspective, significantly, is that followed by most poverty +researchers, who use a relative measure in evaluating poverty rates. The +reason is unsurprising as poor is relative to the living standards and customs +of a time and place. Some sceptic might regurgitate the unoriginal response +that the poor in the West are rich compared to people in developing countries, +but they do not live in those countries. True, living standards have improved +considerably over time but comparing the poor of today with those of centuries +past is also meaningless. The poor today are poor relative to what it takes to +live and develop their individual potentials in their own societies, not in +(for example) 18th century Scotland or half-way across the globe (even Milton +Friedman had to grudging admit that _"poverty is in part a relative matter."_ +[**Op. Cit.**, p. 191]). Considering the harmful effects of relative +inequality we indicated in [section B.1](secB1.html), this position is +perfectly justified. + +The notion of absolute poverty being the key dates back to at least Locke who +argued in his **Second Treatise** on government that in America _"a King of a +large and fruitful Territory there feeds, lodges, and is clad worse than a day +Labourer in England."_ (section 41) Ignoring the dubious anthropological +assertions, his claim was made as part of a general defence of enclosing +common land and turning independent workers into dependent wage slaves. The +key to his argument is that the accumulation of property and land beyond that +useable by an individual along with the elimination of customary rights for +poor individuals was justified because owners of the enclosed land would hire +workers and increase the overall wealth available. This meant that the +dispossessed workers (and particularly their descendants) would be better off +materially (see C.B MacPherson's **The Political Theory of Possessive +Individualism: From Hobbes to Locke** for an excellent discussion of this). +The links with the current debate on globalisation are clear, with so-called +"market advocates" and "individualists" providing extensive apologetics for +capital moving to authoritarian regimes which systematically violate +individual rights and the principles of the "free" market precisely in terms +of the increased material wealth this (eventually) produces. But then it is +easy for bosses, tenured professors and well paid think-tank experts to +pontificate that such sacrifices (for others, of course) are worth it in the +long run. + +This apparently strange transformation of "individualists" into +"collectivists" (justifying the violation of individual rights in terms of the +greater good) has a long precedent. Indeed, it can only be considered strange +if you are ignorant of the nature and history of capitalism as well as the +contortions its defenders have inflicted on themselves (and by yet another of +these strange co-incidences that so regularly afflicts capitalism and its +supporters, the individuals whose liberty and rights are considered expendable +are always members of the working class). So the notion of absolute poverty +has always been associated with defending inequalities of wealth and power as +well as providing justification in terms of long term benefit for the +violation of the "freedom" and "individual rights" they claim to defend. +Significantly, the contemporary representatives of the landlords who imposed +enclosures framed their arguments precisely in terms of restricting the +independence (i.e. freedom) of the working population. As Marxist David +McNally summarises after providing extensive quotes, it was _"precisely these +elements of material and spiritual independence that many of the most +outspoken advocates of enclosure sought to destroy."_ They _"were remarkably +forthright in this respect. Common rights and access to common lands, they +argued, allowed a degree of social and economic independence, and thereby +produced a lazy, dissolute mass of rural poor . . . Denying such people common +lands and common rights would force them to conform to the harsh discipline +imposed by the market in labour."_ [**Against the Market**, p. 19] This would +only be considered paradoxical if you equate freedom with capitalism. + +The underlying assumption under all this is that liberty (at least for working +class people) is less important than material wealth, a vision rightly +attacked when Stalinism seemed to be out-performing the West in terms of +growth before the 1970s. Yet the question, surely, is would individuals freely +agree to be subjected to the dictates of a boss for 10-12 hours a day if other +alternatives had not closed off by state intervention? As we discuss in +[section F.8](secF8.html), the answer has always been no. This is the case +today. For example, Naomi Klein interviews one boss of a third-world sweatshop +who explained that _"for the lowly province worker, working inside an enclosed +factory is better than being outside."_ One of his workers rebutted this, +stating _"Our rights are being trampled"_ and the he said that _"because he +has not experienced working in a factory and the conditions inside."_ Another +noted that _"of course he would say that we prefer this work -- it is +beneficial to him, but not to us."_ Another states the obvious: _"But we are +landless, so we have no choice but to work in the economic zone even though it +is very hard and the situation is unfair."_ [quoted by Klein, **No Logo**, p. +220 and p. 221] It should noted that the boss has, of course, the backing of a +great many economists (including many moderately left-wing ones) who argue +that sweatshops are better than no jobs and that these countries cannot afford +basic workers' rights (as these are class societies, it means that their +ruling class cannot afford to give their workers the beneficial aspects of a +free market, namely the right to organise and associate freely). It is amazing +how quickly an economist or right-liberal will proclaim that a society cannot +expect the luxury of a free market, at least for the working class, and how +these "individualists" will proclaim that the little people must suffer in +order for the greater good to be achieved. + +As for the regimes within these factories, Klein notes that they are extremely +authoritarian. The largest free-trade zone in the Philippines is _"a miniature +military state inside a democracy"_ and the _"management is military-style, +the supervisors often abusive."_ As would be expected, _"no questioning of +authority is expected or permitted"_ and in some _"strikes are officially +illegal"_ (rather than unofficially banned). [**Op. Cit.**, p. 204, p. 205 and +p. 214] As with the original industrial revolution, capitalism takes +advantages of other forms of social hierarchy in developing countries. As +Stephen A. Marglin noted, the women and children, _"who by all accounts +constituted the overwhelming majority of factory workers in the early days, +were there not because they choose to be but because their husbands and +fathers told them to be. The application of revealed preference to their +presence in the factory requires a rather elastic view of the concept of +individual choice."_ [_"What do Bosses do?"_, pp. 60-112, **The Review of +Radical Political Economics**, vol. 6, No. 2, p. 98] In other words, while the +workers **may** be better off in terms of wages they are not better off in +terms of liberty, equality and dignity. Luckily there are economists around to +explain, on their behalf, that these workers cannot afford such luxuries. + +Looking beyond the empirical investigation, we should point out the slave +mentality behind these arguments. After all, what does this argument actually +imply? Simply that economic growth is the only way for working people to get +ahead. If working people put up with exploitative working environments, in the +long run capitalists will invest some of their profits and so increase the +economic cake for all. So, like religion, "free market" economics argue that +we must sacrifice in the short term so that (perhaps) in the future our living +standards will increase (_"you'll get pie in the sky when you die"_ as Joe +Hill said about religion). Moreover, any attempt to change the "laws of the +market" (i.e. the decisions of the rich) by collective action will only harm +the working class. If the defenders of capitalism were genuinely interested in +individual freedom they would be urging the oppressed masses to revolt rather +than defending the investing of capital in oppressive regimes in terms of the +freedom they are so willing to sacrifice when it comes to workers. But, of +course, these defenders of "freedom" will be the first to point out that such +revolts make for a bad investment climate -- capital will be frightened away +to countries with a more "realistic" and "flexible" workforce (usually made so +by state repression). + +In other words, capitalist economics praises servitude over independence, kow- +towing over defiance and altruism over egoism. The "rational" person of neo- +classical economics does not confront authority, rather he accommodates +himself to it. For, in the long run, such self-negation will pay off with a +bigger cake with (it is claimed) correspondingly bigger crumbs "trickling" +downwards. In other words, in the short-term, the gains may flow to the elite +but in the future we will all gain as some of it will trickle (back) down to +the working people who created them in the first place. But, unfortunately, in +the real world uncertainty is the rule and the future is unknown. The history +of capitalism shows that economic growth is quite compatible with stagnating +wages, increasing poverty and insecurity for workers and their families, +rising inequality and wealth accumulating in fewer and fewer hands (the +example of the USA and Chile from the 1970s to 1990s and Chile spring to +mind). And, of course, even **if** workers kow-tow to bosses, the bosses may +just move production elsewhere anyway (as tens of thousands of "down-sized" +workers across the West can testify). For more details of this process in the +USA see Edward S. Herman's article _"Immiserating Growth: The First World"_ in +Z Magazine, July 1994. + +For anarchists it seems strange to wait for a bigger cake when we can have the +whole bakery. If control of investment was in the hands of those it directly +effects (working people) then it could be directed into socially and +ecologically constructive projects rather than being used as a tool in the +class war and to make the rich richer. The arguments against "rocking the +boat" are self-serving (it is obviously in the interests the rich and powerful +to defend a given income and property distribution) and, ultimately, self- +defeating for those working people who accept them. In the end, even the most +self-negating working class will suffer from the negative effects of treating +society as a resource for the economy, the higher mobility of capital that +accompanies growth and effects of periodic economic and long term ecological +crisis. When it boils down to it, we all have two options -- you can do what +is right or you can do what you are told. "Free market" capitalist economics +opts for the latter. + diff --git a/markdown/secC11.md b/markdown/secC11.md new file mode 100644 index 0000000000000000000000000000000000000000..d722c49a566bba81021a8b6f7646f62fce5d8581 --- /dev/null +++ b/markdown/secC11.md @@ -0,0 +1,1070 @@ +# C.11 Doesn't neo-liberalism in Chile prove that the free market benefits +everyone? + +Chile is considered by some to be one of the economic success stories of the +modern world. It can be considered as the first laboratory for neo-liberal +economic dogma, first under Pinochet's dictatorship and later when his regime +had been replaced by a more democratic one. It can be considered as the +template for the economic vision later applied by Reagan and Thatcher in the +West. What happened in Chile was repeated (to some degree) wherever neo- +liberal policies were implemented. As such, it makes a good case study to +evaluate the benefits of free(r) market capitalism and the claims of +capitalist economics. + +For the right, Chile was pointed to as a casebook in sound economics and is +held up as an example of the benefits of capitalism. Milton Friedman, for +example, stated in 1982 that Military Junta _"has supported a fully free- +market economy as a matter of principle. Chile is an economic miracle."_ +[quoted by Elton Rayack, **Not so Free to Choose**, p. 37] Then US President +George Bush praised the Chilean economic record in December 1990 when he +visited that country, stating Chile deserved its _"reputation as an economic +model"_ for others to follow. + +However, the reality of the situation is radically different. As Chilean +expert Peter Winn argues, _"[w]e question whether Chile's neoliberal boom . . +. should be regarded as a miracle. When confronted by such a claim, scholars +and students should always ask: a miracle for **whom** \-- and at what cost?"_ +[_"Introduction"_, Peter Winn (ed.), **Victims of the Chilean Miracle**, p. +12] As we will prove, Chile's "economic miracle" is **very** class dependent. +For its working class, the neo-liberal reforms of the Pinochet regime have +resulted in a worsening of their lives; if you are a capitalist then it has +been a miracle. That the likes of Friedman claim the experiment as a "miracle" +shows where their sympathies lie -- and how firm a grasp they have of reality. + +The reason why the Chilean people become the first test case for neo- +liberalism is significant. They did not have a choice. General Pinochet was +the figure-head of a military coup in 1973 against the democratically elected +left-wing government led by President Allende. This coup was the culmination +of years of US interference by the US in Chilean politics and was desired by +the US **before** Allende took office in November 1970 (_"It is the firm and +continuing policy that Allende be overthrown by a coup,"_ as one CIA memo put +it in October of that year [quoted by Gregory Palast, _"A Marxist threat to +cola sales? Pepsi demands a US coup. Goodbye Allende. Hello Pinochet"_, **The +Observer**, 8/11/1998]). Then American president Richard Nixon imposed an +embargo on Chile and began a covert plan to overturn the Allende government. +In the words of the US ambassador to Chile, the Americas _"will do all in our +power to condemn Chileans to utmost poverty."_ [quoted by Noam Chomsky, +**Deterring Democracy**, p. 395] + +According to notes taken by CIA director Richard Helms at a 1970 meeting in +the Oval Office, his orders were to _"make the economy scream."_ This was +called Project FUBELT and its aims were clear: _"The Director [of the CIA] +told the group that President Nixon had decided that an Allende regime in +Chile was not acceptable to the United States. The President asked the Agency +to prevent Allende from coming to power or to unseat him."_ [_"Genesis of +Project FUBELT"_ document dated September 16, 1970] Not all aid was cut. +During 1972 and 1973 the US increased aid to the military and increased +training Chilean military personnel in the United States and Panama. In other +words, the coup was helped by US state and various US corporations both +directly and indirectly, by undermining the Chilean economy. + +Thousands of people were murdered by the forces of "law and order" and +Pinochet's forces _"are conservatively estimated to have killed over 11,000 +people in his first year in power."_ [P. Gunson, A. Thompson, G. Chamberlain, +**The Dictionary of Contemporary Politics of South America**, p. 228] Military +units embarked on an operation called the Caravan of Death to hunt down those +they considered subversives (i.e. anyone suspected or accused of holding left- +wing views or sympathies). Torture and rape were used extensively and when +people did not just disappear, their mutilated bodies were jumped in plain +view as a warning to others. While the Chilean government's official truth and +reconciliation committee places the number of disappeared at roughly 3,000, +church and human rights groups estimate the number is far higher, at over +10,000. Hundreds of thousands fled into exile. Thus ended Allende's +"democratic road to Socialism." The terror did not end after the coup and +dictatorship's record on human rights was rightly denounced as barbaric. + +Friedman, of course, stressed his _"disagreement with the authoritarian +political system of Chile."_ [quoted by Rayack, **Op. Cit.**, p. 61] For the +time being we will ignore the obvious contradiction in this "economic +miracle", i.e. why it almost always takes authoritarian/fascistic states to +introduce "economic liberty." Rather we will take the right at its word and +concentrate on the economic facts of the free-market capitalism imposed on the +Chilean people. They claim it was a free market and given that, for example, +Friedman was leading ideologue for capitalism we can assume that the regime +approximated the workings of such a system. We will discuss the illogical +nature and utter hypocrisy of the right's position in [section +D.11](secD11.html), where we also discuss the limited nature of the democratic +regime which replaced Pinochet and the real relationship between economic and +political liberty. + +Faced with an economic crisis, in 1975 Pinochet turned to the ideas of Milton +Friedman and a group of Chilean economics who had been taught by him at the +University in Chicago. A short meeting between Friedman and Pinochet convinced +the dictator to hand economic policy making to Friedman's acolytes (who became +known as "the Chicago Boys" for obvious reasons). These were free-market +economists, working on a belief in the efficiency and fairness of the free +market and who desired to put the laws of supply and demand back to work. They +set out to reduce the role of the state in terms of regulation and social +welfare as these, they argued, had restricted Chile's growth by reducing +competition, lowering growth, artificially increasing wages, and leading to +inflation. The ultimate goal, Pinochet once said, was to make Chile _"not a +nation of proletarians, but a nation of entrepreneurs."_ [quoted by Thomas E. +Skidmore and Peter H. Smith, **Modern Latin America**, p. 137] + +The role of the Chicago Boys cannot be understated. They had a close +relationship with the military from 1972, and according to one expert had a +key role in the coup: + +> _ "In August of 1972 a group of ten economists under the leadership of de +Castro began to work on the formulation of an economic programme that would +replace [Allende's one]. . . In fact, the existence of the plan was essential +to any attempt on the part of the armed forces to overthrow Allende as the +Chilean armed forces did not have any economic plan of their own."_ [Silvia +Borzutzky, _"The Chicago Boys, social security and welfare in Chile"_, **The +Radical Right and the Welfare State**, Howard Glennerster and James Midgley +(eds.), p. 88] + +This plan also had the backing of certain business interests. Unsurprisingly, +immediately after the coup, many of its authors entered key Economic +Ministries as advisers. [Rayack, **Op. Cit.**, p. 52] It is also interesting +to note that _"[a]ccording to the report of the United States Senate on covert +actions in Chile, the activities of these economists were financed by the +Central Intelligence Agency (CIA)."_ [Borzutzky, **Op. Cit.**, p. 89] +Obviously some forms of state intervention were more acceptable than others. + +April 1975 saw the Chicago Boys assume _"what was in effect dictatorial +control over economic policy . . . The monetarists were now in a commanding +position to put in place Friedman's recommendations, and they didn't +hesitate."_ The actual results of the free market policies introduced by the +dictatorship were far less than the "miracle" claimed by Friedman and a host +of other right-wingers. The initial effects of introducing free market +policies was a shock-induced depression which resulted in GDP dropping by +12.9% year "shock treatment" was imposed saw the GDP fall by 12.9% (Latin +America saw a 3.8% rise), real wages fell to 64.9% of their 1970 level and +unemployment rising to 20 percent. Even Pinochet _"had to concede that the +social cost of the shock treatment was greater than he expected."_ [Rayack, +**Op. Cit.**, p. 56, p. 41 and p. 57] For Friedman, his _"only concern"_ with +the plan was _"whether it would be pushed long enough and hard enough."_ +[quoted by Joseph Collins and John Lear, **Chile's Free-Market Miracle: A +Second Look**, p. 29] Unsurprisingly, the _"rigorous imposition of the +neoliberal economic model after 1975 soon threatened [workers] job security +too"_ and they _"bore the brunt"_ of the changes in terms of _"lost jobs and +raised work norms."_ [Winn, _"No Miracle for Us,"_ Peter Winn (ed.), **Op. +Cit.**, p. 131] + +After the depression of 1975, the economic started to grow again. This is the +source of claim of an "economic miracle." Friedman, for example, used 1976 as +his base-line, so excluding the depression year of 1975 which his recommended +shock treatment deepened. This is dishonest as it fails to take into account +not only the impact of neo-liberal policies but also that a deep recession +often produces a vigorous upsurge: + +> _ "By taking 1975, a recession year in which the Chilean economy declined by +13 percent, as the starting point of their analysis, the Chicago Boys obscured +the fact that their 'boom' was more a recovery from the deep recession than a +new economic expansion. From 1974 to 1981, the Chilean economy grew at a +modest 1.4 percent a year on average. Even at the height of the 'boom' in +1980, effective unemployment was so high -- 17 percent -- that 5 percent of +the workforce were in government make-work programs, a confession of failure +for neoliberals who believe in the market as self-correcting and who abhor +government welfare programs. Nor did the Chicago Boys call attention to the +extreme concentration of capital, precipitous fall in real wages and negative +redistribution of income that their policies promoted, or their disincentives +to productive investment."_ [Peter Winn, _"The Pinochet Era"_, **Op. Cit.**, +pp. 28-9] + +Between 1975 and 1982, the regime implemented numerous economic reforms based +on the suggestions of the Chicago Boys and their intellectual gurus Friedman +and von Hayek. They privatised numerous state owned industries and resources +and, as would be expected, the privatisations were carried out in such a way +as to profit the wealthy. _"The denationalisation process,"_ notes Rayack, +_"was carried out under conditions that were extremely advantageous for the +new owners . . . the enterprises were sold at sharply undervalues prices."_ +Only large conglomerates could afford them, so capital became even more +concentrated. [**Op. Cit.**, p. 67] When it privatised its interests in the +forestry processing plants in the country the government followed the +privatisation of other areas of the economy and they _"were sold at a +discount, according to one estimate, at least 20 per cent below their value."_ +Thus _"the privatisations were bargain sell-offs of public assets,"_ which +amounted to a _"subsidy from the national treasury to the buyers of 27 to 69 +percent"_ and so _"[c]ontrol of the common wealth of the entire nation passed +to a handful of national and foreign interests that captured most of the +subsidy implicit in the rock bottom prices."_ [Joseph Collins and John Lear, +**Chile's Free-Market Miracle: A Second Look**, p. 206, p. 54 and p. 59] + +By 1978, the Chicago Boys _"were pressing for new laws that would bring labour +relations in line with the neoliberal economic model in which the market, not +the state, would regulate factors of production."_ [Winn, _"The Pinochet +Era"_, Winn (ed.), **Op. Cit.**, p. 31] According to Pinochet's Minister of +Labour (1978-81), the Labour relations had been _"modernised"_ and that +_"politicised"_ labour leaders and their _"privileged fiefdoms"_ had been +eliminated, with workers no longer having _"monopolies"_ on job positions. +Rather than government intervention, negotiation between capital and labour +was now left to _"individual responsibility and the discipline of the +market."_ The stated aim was to _"introduce democracy into the world of +Chilean unions and resolve problems that for decades had been obstacles for +the progress of workers."_ [quoted by Joseph Collins and John Lear, _"Working +in Chile's Free Market"_, pp. 10-29, **Latin American Perspectives**, vol. 22, +No. 1, pp. 10-11 and p. 16] The hypocrisy of a technocratic bureaucrat +appointed by a military dictatorship talking about introducing democracy into +unions is obvious. The price of labour, it was claimed, now found its correct +level as set by the "free" market. + +All of which explains Friedman's 1991 comment that the _"real miracle of +Chile"_ was that Pinochet _"support[ed] a free market regime designed by +principled believers in a free market."_ [**Economic Freedom, Human Freedom, +Political Freedom**] As to be expected with Friedman, the actual experience of +implementing his dogmas refuted both them and his assertions on capitalism. +Moreover, working class paid the price. + +The advent of the "free market" led to reduced barriers to imports _"on the +ground the quotas and tariffs protected inefficient industries and kept prices +artificially high. The result was that many local firms lost out to +multinational corporations. The Chilean business community, which strongly +supported the coup in 1973, was badly affected."_ [Skidmore and Smith, **Op. +Cit.**, p. 138] The decline of domestic industry cost thousands of better- +paying jobs. Looking at the textile sector, firms survived because of +_"lowered labour costs and increased productivity."_ The sector has _"low real +wages, which dramatically altered"_ its international competitiveness. In +other words, the Chilean textile industry _"had restructured itself on the +back of its workers."_ [Peter Winn, _"No Miracle for Us"_, Winn (ed.), **Op. +Cit.**, p. 130] The mines were _"enormously profitable after 1973 because of +increased labour discipline, the reduction in costs due to the contraction of +real wages, and an increase in production based on expansion programs +initiated during the late 1960s."_ [Thomas Miller Klubock, _"Class, Community, +and Neoliberalism in Chile"_, **Op. Cit.**, p. 241] This was the **real** +basis of the 1976 to 1981 "economic miracle" Friedman praised in 1982. + +As with most neo-liberal experiments, the post-1975 "miracle" was built on +sand. It was _"a speculative bubble that was hailed as an 'economic miracle' +until it burst in the 1981-82 bank crash that brought the deregulated Chilean +economy down in its wake."_ It was _"largely short-term speculative capital . +. . producing a bubble in stock market and real estate values"_ and _"by 1982 +the economy was in shambles and Chile in the throes of its worse economic +crisis since the depression of the 1930s. A year later, massive social +protests defied Pinochet's security forces."_ [Winn, **Op. Cit.**, p. 38] Thus +_"the bottom fell out of the economy"_ and Chile's GDP fell 14% in one year. +In the textile industry alone, an estimated 35 to 45% of companies failed. +[Collins and Lear, **Op. Cit.**, p. 15] + +So after 7 years of free(r) market capitalism, Chile faced yet another +economic crisis which, in terms of unemployment and falling GDP was even +greater than that experienced during the terrible shock treatment of 1975. +Real wages dropped sharply, falling in 1983 to 14% below what they had been in +1970. Bankruptcies skyrocketed, as did foreign debt and unemployment. [Rayack, +**Op. Cit.**, p. 69] Chile's GNP _"fell by more than 15 percent, while its +real disposable GNP declined by 19 percent. The industrial sector contracted +by more than 21 percent and construction by more than 23 percent. Bankruptcies +tripled . . . It was a crisis comparable to the Great Depression of the 1930s, +which affected Chile more severely than any other country in the world."_ The +same can be said of this crisis, for while GNP in Chile feel 14% during +1982-3, the rest of Latin America experienced 3.5% drop as whole. [Winn, **Op. +Cit.**, p. 41 and p. 66] By 1983, the Chilean economy was devastated and it +was only by the end of 1986 that Gross Domestic Product per capita (barely) +equalled that of 1970. Unemployment (including those on government make-work +programmes) had risen to a third of the labour force by mid-1983. By 1986, per +capita consumption was actually 11% lower than the 1970 level. [Skidmore and +Smith, **Op. Cit.**, p. 138] + +Faced with this massive economic collapse (a collapse that somehow slipped +Friedman's mind when he was evaluating the Chilean experiment in 1991), the +regime organised a massive bailout. The "Chicago Boys" resisted this measure, +arguing with dogmatic arrogance that there was no need for government +intervention or policy changes because they believed in the self-correcting +mechanisms of the market would resolve any economic problem. However, they +were applying a simplistic textbook version of the economy to a complex +reality which was spectacularly different from their assumptions. When that +reality refused to respond in the way predicted by their ideological musing, +the state stepped in simply because the situation had become so critical it +could not avoid it. + +The regime did do some things to help the unemployed, with 14% of the labour +force enrolled in two government make-work programs that paid less than the +minimum wage by October 1983. However, aid for the capitalist class was far +more substantial. The IMF offered loans to Chile to help it out of mess its +economic policies had helped create, but under strict conditions (such as +making the Chilean public responsible for paying the billions in foreign loans +contracted by **private** banks and firms). The total bailout cost 3% of +Chile's GNP for three years, a cost which was passed on to the population +(this _"socialisation of private debts were both striking and unequal"_). This +follows the usual pattern of "free market" capitalism -- market discipline for +the working class, state aid for the elite. During the "miracle," the economic +gains had been privatised; during the crash the burden for repayment was +socialised. In fact, the regime's intervention into the economy was so +extensive that, _"[w]ith understandable irony, critics lampooned the 'Chicago +road to socialism.'"_ [Winn, **Op. Cit.**, p. 66 and p. 40] + +Significantly, of the 19 banks that the government had privatised, all but +five failed. These along with the other bankrupt firms fell back into +government hands, a fact the regime sought to downplay by failing to classify +them as public companies. Once the debts had been _"assumed by the public,"_ +their _"assets were sold to private interests."_ Significantly, the _"one bank +that had not been privatised and the other publicly owned companies survived +the crisis in relatively good shape"_ and almost all of them were _"turning a +profit, generating for the government in profits and taxes 25 percent of its +total revenues . . . Thus the public companies that had escaped the Chicago +Boy's privatisations . . . enabled a financially strapped government to +resuscitate the failed private banks and companies."_ [Collins and Lear, +**Chile's Free-Market Miracle: A Second Look**, pp. 51-2] + +Needless to say, the recovery (like the illusionary boom) was paid for by the +working class. The 1982 crash meant that _"something had to give, and the +Chicago Boys decided that it would be wages. Wages, they explained, should be +allowed to find their natural level."_ An 1982 decree _"transferred much of +the burden of recovery and profitability to workers and became central to +Chile's economic recovery throughout the rest of the decade."_ [Collins and +Lear, **Op. Cit.**, p. 20 and p. 19] For the miners, between late 1973 and May +1983, real average wages dropped by 32.6% and workers' benefits were reduced +(for example, the free medical attention and health care that had been won in +the 1920s were dropped). [Thomas Miller Klubock, _"Class, Community, and +Neoliberalism in Chile,"_ Winn (ed.), **Op. Cit.**, p. 217] As Peter Winn +summarises: + +> _ "Chile's workers, who had paid the social costs of the illusory neoliberal +'miracle,' now paid as well the highest price for the errors of their nation's +military rulers and Chicago Boy technocrats and the imprudence of their +country's capitalists. Plant closing and layoffs drove the effective +unemployment rate above 30 percent, while real wages for those lucky enough to +retain their jobs fell by nearly 11 percent in 1979-82 and by some 20 percent +during the 1980s. In addition, inflation jumped to over 20 percent in both +1982 and 1983, and the budget surplus gave way to a deficit equal to 3 percent +of the GNP by 1983. By then, Chile's foreign debt was 13 percent higher than +its GNP . . . Chile's economy contracted 400 percent more in 1982-83 than the +rest of Latin America."_ [_"The Pinochet Era"_, Winn (ed.), **Op. Cit.**, pp. +41-2] + +Unsurprisingly, for the capitalist class things were somewhat different. +Private banks _"were bailed out by the government, which spent $6 billion in +subsidies during 1983-85 (equal to 30 percent of the GNP!) but were made +subject to strict government regulation designed to assure their solvency. +Controls were also placed on flows of foreign capital."_ [Winn, **Op. Cit.**, +p. 42] The government also raised tariffs from 10% to between 20 and 35% and +the peso was drastically devalued. [Collins and Lear, **Op. Cit.**, p. 15] +Pinochet's state took a more active role in promoting economic activity. For +example, it developed new export industries which _"benefited from a series of +subsidies, privatisations, and deregulations that allowed for unrestricted +exploitation of natural resources of limited renewability. Equally important +were low wages, great flexibility of employers vis--vis workers, and high +levels of unemployment."_ [Collins and Lear, **Op. Cit.**, p. 20] The forestry +sector was marked by government hand-outs to the already rich. Joseph Collins +and John Lear argue that the neoliberals' _"stated goals were to curtail +sharply the direct role of government in forestry and to let market mechanisms +determine the prices and direct the use of resources. Yet government +intervention and subsidies were in fact central to reorienting the benefits of +forestry production away from the rural population towards a handful of +national and foreign companies."_ [**Op. Cit.**, p. 205] + +By 1986, the economy had stabilised and the crisis was over. However, the +recovery was paid for by the working class as _"wages stayed low"_ even as the +economy began to recover. Low wages were key to the celebrated 'miracle' +recovery. From 1984 to 1989 the gross national product grew an average of 6 +percent annually. By 1987 Chile had recovered the production levels of 1981, +and by 1989 production levels exceeded 1981 levels by 10 percent. The average +wage, by contrast, was 5 percent lower at the end of the decade than it had +been in 1981 -- almost 10 percent lower than the average 1970 wage. The drop +in the minimum wage _"was even more drastic."_ Public unrest during the +economic crisis made it politically difficult to eliminate, so it _"was +allowed to erode steadily in the face of inflation. By 1988, it was 40 percent +lower in real terms than it had been in 1981 . . . In that year 32 percent of +the workers in Santiago earned the minimum wage or less."_ Thus, _"recovery +and expansion after 1985 depended on two ingredients that are unsustainable +over the long term and in a democratic society,"_ namely _"an intensified +exploitation of the labour force"_ and _"the unregulated exploitation of +nonrenewable natural resources such as native forests and fishing areas, which +amounted to a one-time subsidy to domestic conglomerates and multinationals."_ +[Collins and Lear, **Op. Cit.**, **Op. Cit.**, p. 83, p. 84 and p. 35] + +In summary, _"the experiment has been an economic disaster."_ [Rayack, **Op. +Cit.**, p. 72] + +## C.11.1 Who benefited from Chile's "economic miracle"? + +Given that Chile was hardly an "economic miracle," the question arises why it +was termed so by people like Friedman. To answer that question, we need to ask +who actually benefited from the neo-liberalism Pinochet imposed. To do this we +need to recognise that capitalism is a class system and these classes have +different interests. We would expect any policies which benefit the ruling +elite to be classed as an "economic miracle" regardless of how adversely they +affect the general population (and vice versa). In the case of Chile, this is +precisely what happened. + +Rather than benefit everyone, neo-liberalism harmed the majority. Overall, by +far the hardest group hit was the working class, particularly the urban +working class. By 1976, the third year of Junta rule, real wages had fallen to +35% below their 1970 level. It was only by 1981 that they has risen to 97.3% +of the 1970 level, only to fall again to 86.7% by 1983. Unemployment, +excluding those on state make-work programmes, was 14.8% in 1976, falling to +11.8% by 1980 (this is still double the average 1960s level) only to rise to +20.3% by 1982. [Rayack, **Op. Cit.**, p. 65] Between 1980 and 1988, the real +value of wages grew only 1.2 percent while the real value of the minimum wage +declined by 28.5 percent. During this period, urban unemployment averaged 15.3 +percent per year. [Silvia Borzutzky, **Op. Cit.**, p. 96] Even by 1989 the +unemployment rate was still at 10% (the rate in 1970 was 5.7%) and the real +wage was still 8% lower than in 1970. Between 1975 and 1989, unemployment +averaged 16.7%. In other words, after nearly 15 years of free market +capitalism, real wages had still not exceeded their 1970 levels and +unemployment was still higher. As would be expected in such circumstances the +share of wages in national income fell from 42.7% in 1970 to 33.9% in 1993. +Given that high unemployment is often attributed by the right to strong unions +and other labour market "imperfections," these figures are doubly significant +as the Chilean regime, as noted above, reformed the labour market to improve +its "competitiveness." + +After 1982, _"stagnant wages and the unequal distribution of income severely +curtailed buying power for most Chileans, who would not recover 1970 +consumption levels until 1989."_ [Collins and Lear, **Op. Cit.**, p. 25] By +1988, _"the average real wage had returned to 1980 levels, but it was still +well below 1970 levels. Moreover, in 1986, some 37 percent of the labour force +worked in the informal sector, where wages were lower and benefits often +nonexistent. Many worked for minimum wage which in 1988 provided only half of +what an average family required to live decently -- and a fifth of the workers +didn't even earn that. A survey . . . concluded that nearly half of Chileans +lived in poverty."_ [Winn, _"The Pinochet Era"_, **Op. Cit.**, p. 48] This was +far more in absolute and relative terms than at any time in the in the +preceding three decades. [Collins and Lear, _"Working in Chile's Free +Market"_, **Op. Cit.**, p. 26] + +Per capita consumption fell by 23% from 1972-87. The proportion of the +population below the poverty line (the minimum income required for basic food +and housing) increased from 20% to 44.4% between 1970 and 1987. Per capita +health care spending was more than halved from 1973 to 1985, setting off +explosive growth in poverty-related diseases such as typhoid, diabetes and +viral hepatitis. On the other hand, while consumption for the poorest 20% of +the population of Santiago dropped by 30%, it rose by 15% for the richest 20%. +[Noam Chomsky, **Year 501**, pp. 190-191] The percentage of Chileans without +adequate housing increased from 27 to 40 percent between 1972 and 1988, +despite the claims of the government that it would solve homelessness via +market friendly policies. + +So after two decades of neoliberalism, the Chilean worker can look forward to +_"a job that offers little stability and low wages, usually a temporary one or +one in the informal economy . . . Much of the growth in jobs after the +1982-1983 crash came in economic sectors characterised by seasonal employment +. . . [and are] notorious for their low pay, long hours, and high turnover."_ +In 1989, over 30% of jobs were in the formal sector in the Santiago +metropolitan area with incomes less than half the average of those in the +formal sector. For those with jobs, _"the work pace intensified and the work +day lengthened . . . Many Chileans worked far longer than the legal maximum +work week of 48 hours without being paid for the extra hours. Even free-market +celebrants . . . admit that extra unpaid hours remain a serious problem"_ in +1989. In fact, it is _"commonly assumed that employees work overtime without +pay or else"_ and, unsurprisingly, the _"pattern resembles the European +production systems of the mid-19th century."_ [Collins and Lear, **Op. Cit.**, +p. 22 pp. 22-3, p. 23, p. 24 and p. 25] Unsurprisingly, as in neo-liberal +America, wages have become divorced from productivity growth. Even in the +1990s, _"there is evidence that productivity growth outpaced real wage growth +by as much as a ratio 3:1 in 1993 and 5:1 in 1997."_ [Volker Frank, _"Politics +without Policy"_, **Op. Cit.**, p. 73] + +Similar comments are possible in regards to the privatised pension system, +regarded by many right-wingers as a success and a model for other countries. +However, on closer inspection this system shows its weaknesses -- indeed, it +can be argued that the system is only a success for those companies making +extensive profits from it (administration costs of the Chilean system are +almost 30% of revenues, compared to 1% for the U.S. Social Security system +[Doug Henwood, **Wall Street**, p. 305]). For working people, it is a +disaster. According to SAFP, the government agency which regulates the system, +96% of the known workforce were enrolled in February 1995, but 43.4% of these +were not adding to their funds. Perhaps as many as 60% do not contribute +regularly (given the nature of the labour market, this is unsurprising). +Unfortunately, regular contributions are required to receive full benefits. +Critics argue that only 20% of contributors will actually receive good +pensions. + +Workers need to find money for health care as their _"remuneration has been +reduced to the wage, ending most benefits that workers had gained over the +years [before the coup]. Moreover, the privatisation of such social services +as health care and retirement security . . . [has meant] the costs were now +taken entirely from employee earnings."_ Unsurprisingly, _"[l]onger work days +and a stepped-up pace of work increased the likelihood of accidents and +illness. From 1982 to 1985 the number of reported workplace accident almost +doubled. Public health experts estimate, however, that over three-quarters of +workplace accidents went unreported, in part because over half of the +workforce is without any kind of accident insurance."_ [Collins and Lear, +**Op. Cit.**, p. 20 and p. 25] + +It is interesting to note that when this programme was introduced, the armed +forces and police were allowed to keep their own generous public plans. If the +plans **were** are as good as their supporters claim, you would think that +those introducing them would have joined them. Obviously what was good enough +for the masses were not suitable for the rulers and the holders of the guns +they depended upon. Given the subsequent fate of that scheme, it is +understandable that the ruling elite and its minions did not want middle-men +to make money off their savings and did not trust their pensions to the +fluctuations of the stock market. Their subjects, however, were less lucky. +All in all, Chile's privatised social security system _"transferred worker +savings in the form of social security contributions from the public to the +private sector, making them available to the country's economic groups for +investment. Given the oligopic concentration of wealth and corporate control +under Pinochet, this meant handing the forced savings of workers over to +Chile's most powerful capitalists."_ That is, _"to shore up capital markets +through its transfer of worker savings to Chile's business elites."_ [Winn, +_"The Pinochet Era"_, **Op. Cit.**, p. 64 and p. 31] + +The same applies to the health system, with the armed forces and national +police and their dependants having their own public health care system. This +means that they avoid the privatised health system which the wealthy use and +the run-down public system which the majority have access to. The market +ensures that for most people, _"the actual determining factor is not 'choice,' +but one's ability to pay."_ By 1990, only 15% of Chileans were in the private +system (of these, nearly 75% are form the top 30% of the population by +income). This means that there are three medical systems in Chile. The well- +funded public one for armed forces and police, a good to excellent private +system for the elite few and a _"grossly under-funded, rundown, over- +burdened"_ one _"for some 70% of Chileans."_ Most _"pay more and receive +less."_ [Collins and Lear, **Op. Cit.**, p. 99 and p. 246] + +The impact on individuals extended beyond purely financial considerations, +with the Chilean labour force _"once accustomed to secure, unionised jobs +[before Pinochet] . . . [being turned] into a nation of anxious individualists +. . . [with] over half of all visits to Chile's public health system +involv[ing] psychological ailments, mainly depression. 'The repression isn't +physical any more, it's economic - feeding your family, educating your child,' +says Maria Pena, who works in a fishmeal factory in Concepcion. 'I feel real +anxiety about the future', she adds, 'They can chuck us out at any time. You +can't think five years ahead. If you've got money you can get an education and +health care; money is everything here now.'"_ Little wonder, then, that +_"adjustment has created an atomised society, where increased stress and +individualism have damaged its traditionally strong and caring community life. +. . suicides have increased threefold between 1970 and 1991 and the number of +alcoholics has quadrupled in the last 30 years . . . [and] family breakdowns +are increasing, while opinion polls show the current crime wave to be the most +widely condemned aspect of life in the new Chile. 'Relationships are +changing,' says Betty Bizamar, a 26-year-old trade union leader. 'People use +each other, spend less time with their family. All they talk about is money, +things. True friendship is difficult now.'"_ [Duncan Green, **Op. Cit.**, p. +96 and p. 166] + +The experiment with free market capitalism also had serious impacts for +Chile's environment. The capital city of Santiago became one of the most +polluted cities in the world due the free reign of market forces. With no +environmental regulation there is general environmental ruin and water +supplies have severe pollution problems. [Noam Chomsky, **Year 501**, p. 190] +With the bulk of the country's experts being based on the extraction and low +processing of natural resources, eco-systems and the environment have been +plundered in the name of profit and property. The depletion of natural +resources, particularly in forestry and fishing, is accelerating due to the +self-interested behaviour of a few large firms looking for short term profit. + +So, in summary, Chile's workers _"were central target's of [Pinochet's] +political repression and suffered greatly from his state terror. They also +paid a disproportionate share of the costs of his regime's regressive social +policies. Workers and their organisations were also the primary targets of +Pinochet's labour laws and among the biggest losers from his policies of +privatisation and deindustrialisation."_ [Winn, _"Introduction"_, **Op. +Cit.**, p. 10] + +Given that the majority of Chile's people where harmed by the economic +policies of the regime, how can it be termed a "miracle"? The answer can be +found in another consequence of Pinochet's neo-classical monetarist policies, +namely _"a contraction of demand, since workers and their families could +afford to purchase fewer goods. The reduction in the market further threatened +the business community, which started producing more goods for export and less +for local consumption. This posed yet another obstacle to economic growth and +led to increased concentration of income and wealth in the hands of a small +elite."_ [Skidmore and Smith, **Op. Cit.**, p. 138] + +It is the increased wealth of the elite that we see the true "miracle" of +Chile. When the leader of the Christian Democratic Party returned from exile +in 1989 he said that economic growth that benefited the top 10% of the +population had been achieved (Pinochet's official institutions agreed). [Noam +Chomsky, **Deterring Democracy**, p. 231] This is more than confirmed by other +sources. According to one expert in the Latin American neo-liberal +revolutions, the elite _"had become massively wealthy under Pinochet."_ +[Duncan Green, **The Silent Revolution**, p. 216] In 1980, the richest 10% of +the population took 36.5% of the national income. By 1989, this had risen to +46.8%. By contrast, the bottom 50% of income earners saw their share fall from +20.4% to 16.8% over the same period. Household consumption followed the same +pattern. In 1970, the top 20% of households had 44.5% of consumption. This +rose to 51% in 1980 and to 54.6% in 1989. Between 1970 and 1989, the share +going to the other 80% fell. The poorest 20% of households saw their share +fall from 7.6% in 1970 to 4.4% in 1989. The next 20% saw their share fall from +11.8% to 8.2%, and middle 20% share fell from 15.6% to 12.7%. The next 20% saw +their share of consumption fall from 20.5% to 20.1%. In other words, _"at +least 60 percent of the population was relatively, if not absolutely, worse +off."_ [James Petras and Fernando Ignacio Leiva, **Democracy and Poverty in +Chile**, p. 39 and p. 34] + +In summary, _"the distribution of income in Chile in 1988, after a decade of +free-market policies, was markedly regressive. Between 1978 and 1988 the +richest 10 percent of Chileans increased their share of national income from +37 to 47 percent, while the next 30 percent saw their share shrink from 23 to +18%. The income share of the poorest fifth of the population dropped from 5 to +4 percent."_ [Collins and Lear, **Op. Cit.**, p. 26] In the last years of +Pinochet's dictatorship, the richest 10% of the rural population saw their +income rise by 90% between 1987 and 1990. The share of the poorest 25% fell +from 11% to 7%. The legacy of Pinochet's social inequality could still be +found in 1993, with a two-tier health care system within which infant +mortality is 7 per 1000 births for the richest fifth of the population and 40 +per 1000 for the poorest fifth. [Duncan Green, **Op. Cit.**, p. 108 and p. +101] Between 1970 and 1989, labour's share of the national income fell from +52.3% to 30.7% (it was 62.8% in 1972). Real wages in 1987 were still 81.2% of +their 1980-1 level. [Petras and Leiva, **Op. Cit.**, p. 34, p. 25 and p. 170] + +Thus Chile has been a "miracle" for the capitalist class, with its successes +being _"enjoyed primarily (and in many areas, exclusively) by the economic and +political elites. In any society shot through with enormous inequalities in +wealth and income, the market . . . works to concentrate wealth and income."_ +There has been _"a clear trend toward more concentrated control over economic +resources . . . Economic concentration is now greater than at any other time +in Chile's history"_ with multinational corporations reaping _"rich rewards +from Chile's free-market policies"_ (_"not surprisingly, they enthusiastically +applaud the model and push to implant it everywhere"_). Ultimately, it is +_"unconscionable to consider any economic and social project successful when +the percentage of those impoverished . . . more than doubled."_ [Collins and +Lear, **Chile's Free-Market Miracle: A Second Look**, p. 252 and p. 253] + +Thus the wealth created by the Chilean economy in during the Pinochet years +did **not** "trickle down" to the working class (as claimed would happen by +"free market" capitalist dogma) but instead accumulated in the hands of the +rich. As in the UK and the USA, with the application of "trickle down +economics" there was a vast skewing of income distribution in favour of the +already-rich. That is, there has been a 'trickle-up' (or rather, a **flood** +upwards). Which is hardly surprising, as exchanges between the strong and weak +will favour the former (which is why anarchists support working class +organisation and collective action to make us stronger than the capitalists +and why Pinochet repressed them). + +Overall, _"in 1972, Chile was the second most equal country in Latin America; +by 2002 it was the second most **un**equal country in the region."_ [Winn, +_"The Pinochet Era"_, **Op. Cit.**, p. 56] Significantly, this refutes +Friedman's 1962 assertion that _"capitalism leads to less inequality . . . +inequality appears to be less . . . the more highly capitalist the country +is."_ [**Capitalism and Freedom**, p. 169] As with other countries which +applied Friedman's ideas (such as the UK and US), inequality soared in Chile. +Ironically, in this as in so many cases, implementing his ideas refuted his +own assertions. + +There are two conclusions which can be drawn. Firstly, that Chile is now +**less** capitalist after applying Friedman's dogmas. Secondly, that Friedman +did not know what he was talking about. The second option Seems the most +likely, although for some defenders of the faith Chile's neo-liberal +experiment may not have been "pure" enough. However, this kind of assertion +will only convince the true believer. + +## C.11.2 What about Chile's economic growth and low inflation? + +Given the actual results of the experiment, there are only two areas left to +claim an "economic miracle." These are combating inflation and increasing +economic growth. Neither can be said to be "miraculous." + +As far as inflation goes, the Pinochet regime **did** reduce it, eventually. +At the time of the time of the CIA-backed coup it was around 500% (given that +the US undermined the Chilean economy -- _"make the economy scream"_, Richard +Helms, the director of the CIA -- high inflation would be expected). By 1982 +it was 10% and between 1983 to 1987, it fluctuated between 20 and 31%. It took +eight years for the Chicago Boys to control inflation and, significantly, this +involved _"the failure of several stabilisation programmes at an elevated +social cost . . . In other words, the stabilisation programs they prescribed +not only were not miraculous -- they were not successful."_ [Winn, _"The +Pinochet Era"_, **Op. Cit.**, p. 63] In reality, inflation was not controlled +by means of Friedman's Monetarism but rather by state repression as left-wing +Keynesian Nicholas Kaldor points out: + +> _ "The rate of growth of the money supply was reduced from 570 per cent in +1973 . . . to 130 per cent in 1977. But this did not succeed in moderating the +growth of the money GNP or of the rise in prices, because -- lo and behold! -- +no sooner did they succeed in moderating the growth of the money supply down, +than the velocity of circulation shot up, and inflation was greater with a +lower rate of growth of the money supply . . . they have managed to bring down +the rate of growth of prices . . . And how? By the method well tried by +Fascist dictatorships. It is a kind of incomes policy. It is a prohibition of +wage increases with concentration camps for those who disobey and, of course, +the prohibition of trade union activity and so on. And so it was not +monetarism that brought the Chilean inflation down . . . [It was based on] +methods which by-passed the price mechanism."_ [**The Economic Consequences of +Mrs Thatcher**, p. 45] + +Inflation was controlled by means of state repression and high unemployment, a +combination of the incomes policy of Hitler and Mussolini and Karl Marx (i.e., +Friedman's "natural rate of unemployment" we debunked in [section +C.9](secC9.html)). In other words, Monetarism and "free market" capitalism did +not reduce inflation (as was the case with Thatcher and Reagan was well). + +Which leaves growth, the only line of defence possible for the claim of a +Chilean "Miracle." As we discussed in [section C.10](secC10.html), the right +argue that relative shares of wealth are not important, it is the absolute +level which counts. While the share of the economic pie may have dropped for +most Chileans, the right argue that the high economic growth of the economy +meant that they were receiving a smaller share of a bigger pie. We will ignore +the well documented facts that the **level** of inequality, rather than +absolute levels of standards of living, has most effect on the health of a +population and that ill-health is inversely correlated with income (i.e. the +poor have worse health that the rich). We will also ignore other issues +related to the distribution of wealth, and so power, in a society (such as the +free market re-enforcing and increasing inequalities via "free exchange" +between strong and weak parties, as the terms of any exchange will be skewed +in favour of the stronger party, an analysis which the Chilean experience +provides extensive evidence for with its "competitive" and "flexible" labour +market). In other words, growth without equality can have damaging effects +which are not, and cannot be, indicated in growth figures. + +So we will consider the claim that the Pinochet regime's record on growth +makes it a "miracle" (as nothing else could). However, when we look at the +regime's growth record we find that it is hardly a "miracle" at all -- the +celebrated economic growth of the 1980s must be viewed in the light of the two +catastrophic recessions which Chile suffered in 1975 and 1982. As Edward +Herman points out, this growth was _"regularly exaggerated by measurements +from inappropriate bases (like the 1982 trough)."_ [**The Economics of the +Rich**] + +This point is essential to understand the actual nature of Chile's "miracle" +growth. For example, supporters of the "miracle" pointed to the period 1978 to +1981 (when the economy grew at 6.6 percent a year) or the post 1982-84 +recession up-swing. However, this is a case of "lies, damn lies, and +statistics" as it does not take into account the catching up an economy goes +through as it leaves a recession. During a recovery, laid-off workers go back +to work and the economy experiences an increase in growth due to this. This +means that the deeper the recession, the higher the subsequent growth in the +up-turn. So to see if Chile's economic growth was a miracle and worth the +decrease in income for the many, we need to look at whole business cycle, +rather than for the upturn. If we do this we find that Chile had the second +worse rate of growth in Latin America between 1975 and 1980\. The average +growth in GDP was 1.5% per year between 1974 and 1982, which was lower than +the average Latin American growth rate of 4.3% and lower than the 4.5% of +Chile in the 1960's. [Rayack, **Op. Cit.**, p. 64] + +This meant that, in per capita terms, Chile's GDP only increased by 1.5% per +year between 1974-80. This was considerably less than the 2.3% achieved in the +1960's. The average growth in GDP was 1.5% per year between 1974 and 1982, +which was lower than the average Latin American growth rate of 4.3% and lower +than the 4.5% of Chile in the 1960s. Between 1970 and 1980, per capita GDP +grew by only 8%, while for Latin America as a whole, it increased by 40%. +Between the years 1980 and 1982 during which all of Latin America was +adversely affected by depression conditions, per capita GDP fell by 12.9 +percent, compared to a fall of 4.3 percent for Latin America as a whole. +[Rayack, **Op. Cit.**, p. 57 and p. 64] + +Thus, between 1970 and 1989, Chile's GDP _"grew at a slow pace (relative to +the 1960s and to other Latin American countries over the same period) with an +average rate of 1.8-2.0 per cent. On a per capita basis . . . GDP [grew] at a +rate (0.1-0.2 per cent) well below the Latin American average . . . [B]y 1989 +the GDP was still 6.1 per cent below the 1981 level, not having recovered the +level reached in 1970. For the entire period of military rule (1974-1989) only +five Latin American countries had a worse record. Some miracle!"_ [Petras and +Leiva, **Op. Cit.**, p. 32] + +Thus the growth "miracles" refer to recoveries from depression-like collapses, +collapses that can be attributed in large part to the free-market policies +imposed on Chile! Overall, the growth "miracle" under Pinochet turns out to be +non-existent. The full time frame illustrates Chile's lack of significant +economic and social process between 1975 and 1989. Indeed, the economy was +characterised by instability rather than real growth. The high levels of +growth during the boom periods (pointed to by the right as evidence of the +"miracle") barely made up for the losses during the bust periods. + +All in all, the experience of Chile under Pinochet and its "economic miracle" +indicates that the costs involved in creating a free market capitalist regime +are heavy, at least for the majority. Rather than being transitional, these +problems have proven to be structural and enduring in nature, as the social, +environmental, economic and political costs become embedded into society. The +murky side of the Chilean "miracle" is simply not reflected in the impressive +macroeconomic indictors used to market "free market" capitalism, indicators +themselves subject to manipulation as we have seen. + +## C.11.3 Did neo-liberal Chile confirm capitalist economics? + +No. Despite claims by the likes of Friedman, Chile's neo-liberal experiment +was no "economic miracle" and, in fact, refuted many of the key dogmas of +capitalist economics. We can show this by comparing the actual performance of +"economic liberty" with Friedman's predictions about it. + +The first thing to note is that neo-liberal Chile hardly supports the claim +that the free market is stable. In fact, it was marked by deep recessions +followed by periods of high growth as the economic recovered. This resulted in +overall (at best) mediocre growth rates (see [last +section](secC11.html#secc112)). + +Then there is the fact that the Chilean experiment refutes key neo-classical +dogmas about the labour market. In **Capitalist and Freedom**, Friedman was at +pains to attack trade unions and the idea that they defended the worker from +coercion by the boss. Nonsense, he asserted, the _"employee is protected from +coercion by the employer because of other employers for whom he can work."_ +[pp. 14-5] Thus collective action in the form of, say, unions is both +unnecessary and, in fact, harmful. The ability of workers to change jobs is +sufficient and the desire of capitalist economists is always to make the real +labour market become more like the ideal market of perfect competition -- lots +of atomised individuals who are price takers, not price setters. While big +business gets ignored, unions are demonised. + +The problem is that such "perfect" labour markets are hard to create outside +of dictatorships. Pinochet's reign of terror created such a market. Faced with +the possibility of death and torture if they stood up for their rights, the +only **real** alternative most workers had was that of finding a new job. So +while the labour market was far from being an expression of "economic +liberty," Chile's dictatorship **did** produce a labour market which almost +perfectly reflected the neo-classical (and Austrian) ideal. Workers become +atomised individuals as state terror forced them to eschew acting as trade +unionists and seeking collective solutions to their (individual and +collective) problems. Workers had no choice **but** to seek a new employer if +they felt they were being mistreated or under-valued. Terror created the +preconditions for the workings of an ideal capitalist labour market. +Friedman's talk of "economic liberty" in Chile suggests that Friedman thought +that a "free market" in labour would work "as if" it were subject to death +squads. In other words, that capitalism needs an atomised workforce which is +too scared to stand up for themselves. Undoubtedly, he would prefer such fear +to be imposed by purely "economic" means (unemployment playing its usual role) +but as his work on the "natural rate of unemployment" suggests, he is not +above appealing to the state to maintain it. + +Unfortunately for capitalist ideology, Chile refuted that notion, with its +workers subject to the autocratic power of the boss and having to give +concession after concession simply to remain in work. Thus the _"total +overhaul of the labour law system [which] took place between 1979 and 1981 . . +. aimed at creating a perfect labour market, eliminating collective +bargaining, allowing massive dismissal of workers, increasing the daily +working hours up to twelve hours and eliminating the labour courts."_ [Silvia +Borzutzky, **Op. Cit.**, p. 91] In reality, the Labour code simply reflected +the power property owners have over their wage slaves and _"was solidly +probusiness. It was intended to maximise the flexibility of management's use +of labour and to keep any eventual elected government from intervening on +behalf of labour in negotiations between employers and workers."_ This was +hidden, of course, by _"populist rhetoric."_ [Collins and Lear, **Op. Cit.**, +p. 16] In fact, the Plan Laboral _"was intended to definitely shift the +balance of power in labour relations in favour of business and to weaken the +workers and unions that formed the central political base of the Left."_ +[Winn, _"The Pinochet Era"_, **Op. Cit.**, p. 31] + +Unsurprisingly, _"workers . . . have not received a fair share of the benefits +from the economic growth and productivity increases that their labour has +produced and that they have had to bear a disproportionate share of the costs +of this restructuring in their wages, working conditions, job quality, and +labour relations."_ [Winn, _"Introduction"_, **Op. Cit.**, p. 10] + +Chile, yet again, refuted another of Friedman's assertions about capitalism. +In 1975, he wrongly predicted that the unemployed caused by the Monetarist +recession would quickly find work, telling a Santiago audience that they would +_"be surprised how fast people would be absorbed by a growing private-sector +economy."_ [quoted by Rayack, **Op. Cit.**, p. 57] Unemployment reached record +levels for decades, as the free market regime _"has been slow to create jobs. +During the 1960s unemployment hovered around 6 percent; by contrast, the +unemployment level for the years 1974 to 1987 averaged 20 percent of the +workforce. Even in the best years of the boom (1980-1981) it stayed as high as +18 percent. In the years immediately following the 1982 crash, unemployment -- +including government emergency work programs -- peaked at 35 percent of the +workforce."_ Unsurprisingly, the _"most important rationalisation"_ made by +Chilean industry _"was the lowering of labour costs. This was accomplished +through massive layoffs, intensifying the work of remaining workers, and +pushing wage levels well below historic levels."_ This was aided by +unemployment levels which _"officially averaged 20 percent from 1974 to 1987. +Chronic high levels of unemployment afforded employers considerable leverage +in setting working conditions and wage levels . . . Not surprisingly, workers +who managed to hold onto their jobs were willing to make repeated concessions +to employers, and in order to get jobs employees often submitted to onerous +terms."_ Between 1979 and 1982, more than a fifth of manufacturing companies +failed and employment in the sector fell by over a quarter. In the decade +before 1981, out of every 26 workers, 13 became unemployed, 5 joined the urban +informal sector and 8 were on a government emergency employment program. It +should be stressed that official statistics _"underestimate the real level of +unemployment"_ as they exclude people who worked just one day in the previous +week. A respected church-sponsored institute on employment found that in 1988, +unemployment in Santiago was as high as 21%. [Lear and Collins, **Op. Cit.**, +p. 22, p. 15, p. 16, p. 15 and p. 22] + +The standard free-market argument is that unemployment is solved by subjecting +the wage level to the rigours of the market. While wages will be lower, more +people will be employed. As we discussed in [section C.9](secC9.html), the +logic and evidence for such claims is spurious. Needless to say, Friedman +never revised his claims in the light of the empirical evidence produced by +the application of his ideas. + +Given the fact that "labour" (i.e., an individual) is not produced for the +market in the first place, you can expect it to react differently from other +"commodities." For example, a cut in its price will generally increase supply, +not decrease it, simply because people have to eat, pay the rent and so forth. +Cutting wages will see partners and children sent to work, plus the acceptance +of longer hours by those who remain in work. As such, the idea that +unemployment is caused by wages being too high has always been a specious and +self-serving argument, one refuted not only by logic but that bane of +economics, empirical evidence. This was the case with Chile's "economic +miracle," where declining wages forced families to seek multiple incomes in +order to survive: _"The single salary that could support a family was beyond +the reach of most workers; the norm, in fact, was for spouses and children to +take on temporary and informal jobs . . . Even with multiple incomes, many +families were hard-pressed to survive."_ [Lear and Collins, **Op. Cit.**, p. +23] Which, of course, refutes "free market" capitalist claim that the labour +market is like any other market. In reality, it is not and so it is hardly +surprising that a drop in the price of labour **increased** supply nor that +the demand for labour did not increase to in response to the drop in its real +wage. + +Lastly, there is the notion that collective action in the market by the state +or trade unions harms the general population, particularly the poor. For neo- +classical and Austrian economists, labour is the source of all of capitalism's +problems (and any government silly enough to pander to the economically +illiterate masses). Pinochet's regime allowed them to prove this was the case. +Again Chile refuted them. + +The "Chicago Boys" had no illusions that fascism was required to create free +market capitalism. According to Sergio de Castro, the architect of the +economic programme Pinochet imposed, fascism was required to introduce +"economic liberty" because _"it provided a lasting regime; it gave the +authorities a degree of efficiency that it was not possible to obtain in a +democratic regime; and it made possible the application of a model developed +by experts and that did not depend upon the social reactions produced by its +implementation."_ [quoted by Silvia Borzutzky, _"The Chicago Boys, social +security and welfare in Chile"_, **The Radical Right and the Welfare State**, +Howard Glennerster and James Midgley (eds.), p. 90] They affirmed that _"in a +democracy we could not have done one-fifth of what we did."_ [quoted by Winn, +_"The Pinochet Era"_, Winn (ed.), **Op. Cit.**, p. 28] + +Given the individualistic assumptions of neo-classical and Austrian economics, +it is not hard to conclude that creating a police state in order to control +industrial disputes, social protest, unions, political associations, and so +on, is what is required to introduce the ground rules the capitalist market +requires for its operation. As socialist Brian Barry argues in relation to the +Thatcher regime in Britain which was also heavily influenced by the ideas of +"free market" capitalists like Milton Friedman and Frederick von Hayek: + +> _ "Some observers claim to have found something paradoxical in the fact that +the Thatcher regime combines liberal individualist rhetoric with authoritarian +action. But there is no paradox at all. Even under the most repressive +conditions . . . people seek to act collectively in order to improve things +for themselves, and it requires an enormous exercise of brutal power to +fragment these efforts at organisation and to force people to pursue their +interests individually. . . left to themselves, people will inevitably tend to +pursue their interests through collective action -- in trade unions, tenants' +associations, community organisations and local government. Only the pretty +ruthless exercise of central power can defeat these tendencies: hence the +common association between individualism and authoritarianism, well +exemplified in the fact that the countries held up as models by the free- +marketers are, without exception, authoritarian regimes."_ [_"The Continuing +Relevance of Socialism"_, Robert Skidelsky (ed.), **Thatcherism**, p. 146] + +Little wonder, then, that Pinochet's regime was marked by authoritarianism, +terror and rule by savants. Indeed, _"[t]he Chicago-trained economists +emphasised the scientific nature of their programme and the need to replace +politics by economics and the politicians by economists. Thus, the decisions +made were not the result of the will of the authority, but they were +determined by their scientific knowledge. The use of the scientific knowledge, +in turn, would reduce the power of government since decisions will be made by +technocrats and by the individuals in the private sector."_ [Silvia Borzutzky, +**Op. Cit.**, p. 90] However, as Winn points out: + +> _ "Although the Chicago Boys justified their policies with a discourse of +liberty, they were not troubled by the contradiction of basing the economic +freedom they promoted on the most dictatorial regime in Chilean history -- or +in denying workers the freedom to strike or bargain collectively. At bottom, +the only freedom that they cared about was the economic liberty of those +Chileans and foreigners with capital to invest and consume, and that +'freedom,' de Castro believed, was best assured by an authoritarian government +and a passive labour force. In short, their notions of freedom were both +selective and self-serving."_ [**Op. Cit.**, p. 28] + +Of course, turning authority over to technocrats and private power does not +change its nature -- only who has it. Pinochet's regime saw a marked shift of +governmental power away from protection of individual rights to a protection +of capital and property rather than an abolition of that power altogether. As +would be expected, only the wealthy benefited. The working class were +subjected to attempts to create a "perfect labour market" -- and only terror +can turn people into the atomised commodities such a market requires. Perhaps +when looking over the nightmare of Pinochet's regime we should ponder these +words of Bakunin in which he indicates the negative effects of running society +by means of science books and "experts": + +> _ "human science is always and necessarily imperfect. . . were we to force +the practical life of men -- collective as well as individual -- into rigorous +and exclusive conformity with the latest data of science, we would thus +condemn society as well as individuals to suffer martyrdom on a Procrustean +bed, which would soon dislocate and stifle them, since life is always an +infinitely greater thing than science."_ [**The Political Philosophy of +Bakunin**, p. 79] + +The Chilean experience of rule by free market ideologues prove Bakunin's +points beyond doubt. Chilean society was forced onto the Procrustean bed by +the use of terror and life was forced to conform to the assumptions found in +economics textbooks. And as we proved above, only those with power or wealth +did well out of the experiment. From an anarchist perspective, the results +were all too sadly predictable. The only surprising thing is that the right +point to the experiment as a success story. + +Since Chile has become (mostly) a democracy (with the armed forces still +holding considerable influence) the post-Pinochet governments have made minor +reforms. For example, _"tax increases targeted for social spending for the +poor"_ allowed them to _"halve the 1988 45 percent poverty rate bequeathed by +Pinochet."_ In fact, the _"bulk of this spending"_ was aimed at _"the poorest +of the poor, the 25 percent of the population classified as destitute in +1988."_ [Winn, _"The Pinochet Era,"_ **Op. Cit.**, p. 50, p. 52 and p. 55] + +However, while this _"curtailed absolute poverty, they did not reduce +inequality . . . From 1990 to 1996 the share of the national income of the +poorest 20 percent of the population stagnated beneath 4 percent, while that +of the richest 20 percent inched up from 56 percent to 57 percent . . . the +distribution of income was one of the most unequal in the world. In Latin +America, only Brazil was worse."_ [Paul W Drake, _"Foreword"_, Winn (ed.), +**Op. Cit.**, p. xi] The new government raised the minimum wage in 1990 by 17% +in real terms, with another rise of approximately 15% two years later. This +had a significant on income as _"a substantial number of the Chilean labour +force receives wages and salaries that are only slightly above the minimum +wage."_ [Volker Frank, _"Politics without Policy"_, Winn (ed.), **Op. Cit.**, +p. 73 and p. 76] In stark contrast to the claims of neo-classical economics, +the rise in the minimum wage did not increase unemployment. In fact, it +**dropped** to 4.4%, in 1992, the lowest since the early 1970s. + +Overall, increased social spending on health, education and poverty relief has +occurred since the end of the dictatorship and has lifted over a million +Chileans out of poverty between 1987 and 1992 (the poverty rate has dropped +from 44.6% in 1987 to 23.2% in 1996, although this is still higher than in +1970). However, inequality is still a major problem as are other legacies from +the Pinochet era, such as the nature of the labour market, income insecurity, +family separations, alcoholism, and so on. Yet while _"both unemployment and +poverty decreased, in part because of programs targeted at the poorest sectors +of the population by centre-left governments with greater social concern than +the Pinochet dictatorship,"_ many problems remain such as _"a work week that +was among the longest in the world."_ [Winn, _"Introduction"_, **Op. Cit.**, +p. 4] + +Chile has moved away from Pinochet's "free-market" model in other ways to. In +1991, Chile introduced a range of controls over capital, including a provision +for 30% of all non-equity capital entering Chile to be deposited without +interest at the central bank for one year. This reserve requirement - known +locally as the encaje - amounts to a tax on capital flows that is higher the +shorter the term of the loan. As William Greider points out, Chile _"has +managed in the last decade to achieve rapid economic growth by abandoning the +pure free-market theory taught by American economists and emulating major +elements of the Asian strategy, including forced savings and the purposeful +control of capital. The Chilean government tells foreign investors where they +may invest, keeps them out of certain financial assets and prohibits them from +withdrawing their capital rapidly."_ [**One World, Ready or Not**, p. 280] + +Needless to say, while state aid to the working class has increased somewhat, +state welfare for business is still the norm. After the 1982 crash, the +Chilean Economic Development Agency (CORFO) reverted to its old role in +developing Chilean industry (after the coup, it did little more than just +selling off state property at discount prices to the wealthy). In other words, +the post-recession "miracle" of the 1980s was due, in part, to a state +organisation whose remit was promoting economic development, supporting +business with new technology as well as technical and financial assistance. +It, in effect, promoted joint public-private sectors initiatives. One key +example was its role in funding and development of new resource-sector firms, +such as the forestry sector ad the fishing industry. While free-marketeers +have portrayed the boom natural-resource extraction as the result of the "free +market," in reality private capital lacked the initiative and foresight to +develop these industries and CORFO provided aid as well as credits and +subsidies to encourage it. [James M. Cypher, _"Is Chile a Neoliberal +Success?"_, **Dollars & Sense**, September/October 2004] Then there is the +role of Fundacin Chile, a public-private agency designed to develop firms in +new areas where private capital will not invest. This pays for research and +development before selling its stake to the private sector once a project +becomes commercially viable. [Jon Jeter, _"A Smoother Road To Free Markets,"_ +**Washington Post**, 21/01/2004] In other words, a similar system of state +intervention promoted by the East-Asian Tigers (and in a similar fashion, +ignored by the ideologues of "free market" capitalism -- but, then, state +action for capitalists never seems to count as interfering in the market). + +Thus the Chilean state has violated its "free market" credentials, in many +ways, very successfully too. While it started in the 1980s, post-Pinochet has +extended this to include aid to the working class. Thus the claims of free- +market advocates that Chile's rapid growth in the 1990s is evidence for their +model are false (just as their claims concerning South-East Asia also proved +false, claims conveniently forgotten when those economies went into crisis). +Needless to say, Chile is under pressure to change its ways and conform to the +dictates of global finance. In 1998, Chile eased its controls, following heavy +speculative pressure on its currency, the peso. That year economic growth +halved and contracted 1.1% in 1999. + +So even the neo-liberal jaguar has had to move away from a purely free market +approach on social issues and the Chilean government has had to intervene into +the economy in order to start putting back together the society ripped apart +by market forces and authoritarian government. However, fear of the military +has ensured that reforms have been minor and, consequently, Chile cannot be +considered a genuine democracy. In other words, "economic liberty" has not +produced genuine "political liberty" as Friedman (and others) claim (see +[section D.11](secD11.html)). Ultimately, for all but the tiny elite at the +top, the Pinochet regime of "economic liberty" was a nightmare. Economic +"liberty" only seemed to benefit one group in society, an obvious "miracle." +For the vast majority, the "miracle" of economic "liberty" resulted, as it +usually does, in increased inequality, exploitation, poverty, pollution, crime +and social alienation. The irony is that many right-wing free-marketers point +to it as a model of the benefits of capitalism. + diff --git a/markdown/secC12.md b/markdown/secC12.md new file mode 100644 index 0000000000000000000000000000000000000000..c8ea259a8994e080594c733ffd0b98810a55cdab --- /dev/null +++ b/markdown/secC12.md @@ -0,0 +1,432 @@ +# C.12 Doesn't Hong Kong show the potentials of "free market" capitalism? + +Given the general lack of laissez-faire capitalism in the world, examples to +show its benefits are few and far between. Rather than admit that the ideal is +simply impossible, conservative and right-"libertarian" ideologues scour the +world and history for examples. Rarely do they let facts get in the way of +their searching -- until the example expresses some negative features such as +economic crisis (repression of working class people or rising inequality and +poverty are of little consequence). Once that happens, then all the statist +features of those economies previously ignored or downplayed will be stressed +in order to protect the ideal from reality. + +One such example is Hong Kong, which is often pointed to by right-wingers as +an example of the power of capitalism and how a "pure" capitalism will benefit +all. It has regularly been ranked as first in the _"Index of Economic +Freedom"_ produced by the Heritage Foundation, a US-based conservative think +tank ("economic freedom" reflecting what you expect a right-winger would +consider important). Milton Friedman played a leading role in this +idealisation of the former UK colony. In his words: + +> _ "Take the fifty-year experiment in economic policy provided by Hong Kong +between the end of World War II and . . . when Hong Kong reverted to China. + +> + +> "In this experiment, Hong Kong represents the experimental treatment . . . I +take Britain as one control because Britain, a benevolent dictator, imposed +different policies on Hong Kong from the ones it pursued at home . . . + +> + +> "Nonetheless, there are some statistics, and in 1960, the earliest date for +which I have been able to get them, the average per capita income in Hong Kong +was 28 percent of that in Great Britain; by 1996, it had risen to 137 percent +of that in Britain. In short, from 1960 to 1996, Hong Kong's per capita income +rose from about one-quarter of Britain's to more than a third larger than +Britain's . . . I believe that the only plausible explanation for the +different rates of growth is socialism in Britain, free enterprise and free +markets in Hong Kong. Has anybody got a better explanation? I'd be grateful +for any suggestions."_ [**The Hong Kong Experiment**] + +It should be stressed that by "socialism" Friedman meant state spending, +particularly that associated with welfare (_"Direct government spending is +less than 15 percent of national income in Hong Kong, more than 40 percent in +the United States."_ [**Op. Cit.**]). What to make of his claims? + +It is undeniable that the figures for Hong Kong's economy are impressive. Per- +capita GDP by end 1996 should reach US$ 25,300, one of the highest in Asia and +higher than many western nations. Enviable tax rates - 16.5% corporate profits +tax, 15% salaries tax. In the first 5 years of the 1990's Hong Kong's economy +grew at a tremendous rate -- nominal per capita income and GDP levels (where +inflation is not factored in) almost doubled. Even accounting for inflation, +growth was brisk. The average annual growth rate in real terms of total GDP in +the 10 years to 1995 was six per cent, growing by 4.6 per cent in 1995. +However, looking more closely, we find a somewhat different picture than that +painted by those claim Hong Kong as an example of the wonders of free market +capitalism. Once these basic (and well known) facts are known, it is hard to +take Friedman's claims seriously. Of course, there are aspects of laissez- +faire to the system (it does not subsidise sunset industries, for example) +however, there is much more to Hong Kong that these features. Ultimately, +laissez-faire capitalism is more than just low taxes. + +The most obvious starting place is the fact that the government owns all the +land. To state the obvious, land nationalisation is hardly capitalistic. It is +one of the reasons why its direct taxation levels are so low. As one resident +points out: + +> _ "The main explanation for low tax rates . . . is not low social spending. +One important factor is that Hong Kong does not have to support a defence +industry . . . The most crucial explanation . . . lies in the fact that less +than half of the government's revenues comes from direct taxation. + +> + +> "The Hong Kong government actually derives much of its revenue from land +transactions. The territory's land is technically owned by the government, and +the government fills its coffers by selling fifty-year leases to developers +(the fact that there are no absolute private property rights to land will come +as another surprise t boosters of 'Hong Kong-style' libertarianism) . . . The +government has an interest in maintaining high property values . . . if it is +to maintain its policy of low taxation. It does this by carefully controlling +the amount of land that is released for sale . . . It is, of course, those +buying new homes and renting from the private sector who pay the price for +this policy. Many Hong Kongers live in third world conditions, and the need to +pay astronomical residential property prices is widely viewed as an indirect +form of taxation."_ [Daniel A. Bell, _"Hong Kong's Transition to Capitalism"_, +pp. 15-23, **Dissent**, Winter 1998, pp. 15-6] + +The ownership of land and the state's role as landlord partly explains the low +apparent ratio of state spending to GDP. If the cost of the subsidised housing +land were accounted for at market prices in the government budget, the ratio +would be significantly higher. As noted, Hong Kong had no need to pay for +defence as this cost was borne by the UK taxpayer. Include these government- +provided services at their market prices and the famously low share of +government spending in GDP climbs sharply. + +Luckily for many inhabitants of Hong Kong, the state provides a range of +social welfare services in housing, education, health care and social +security. The government has a very basic, but comprehensive social welfare +system. This started in the 1950s, when the government launched one of the +largest public housing schemes in history to house the influx of about 2 +million people fleeing Communist China. Hong Kong's social welfare system +really started in 1973, when the newly appointed governor _"announced that +public housing, education, medical, and social welfare services would be +treated as the four pillars of a fair and caring society."_ He launched a +public housing program and by 1998, 52 percent of the population _"live in +subsidised housing, most of whom rent flats from the Housing Authority with +rents set at one-fifth the market level (the rest have bought subsidised flats +under various home-ownership schemes, with prices discounted 50 percent from +those in the private sector)."_ Beyond public housing, Hong Kong _"also has +most of the standard features of welfare states in Western Europe. There is an +excellent public health care system: private hospitals are actually going out +of business because clean and efficient public hospitals are well subsidised +(the government pays 97 percent of the costs)."_ Fortunately for the state, +the territory initially had a relatively youthful population compared with +western countries which meant it had less need for spending on pensions and +help for the aged (this advantage is declining as the population ages). In +addition, the _"large majority of primary schools and secondary schools are +either free of heavily subsidised, and the territory's tertiary institutions +all receive most of their funds from the public coffers."_ [Bell, **Op. +Cit.**, pp. 16-7 and p. 17] We can be sure that when conservatives and +right-"libertarians" use Hong Kong as a model, they are **not** referring to +these aspects of the regime. + +Given this, Hong Kong has _"deviated from the myth of a laissez-faire economy +with the government limiting itself to the role of the 'night watchman'"_ as +it _"is a welfare state."_ In 1995-6, it spent 47 percent of its public +expenditure on social services (_"only slightly less than the United +Kingdom"_). Between 1992 and 1998, welfare spending increased at a real rate +of at least 10 percent annually. [Bell, **Op. Cit.**, p. 16] _"Without +doubt,"_ two experts note, _"the development of public housing in Hong Kong +has contributed greatly to the social well-being of the Territory."_ Overall, +social welfare _"is the third largest [state] expenditure . . . after +education and health."_ [Simon X. B. Zhao and l. Zhand, _"Economic Growth and +Income Inequality in Hong Kong: Trends and Explanations,"_ pp. 74-103, +**China: An International Journal**, Vol. 3, No. 1, p. 95 and p. 97] Hong Kong +spent 11.6% of its GDP on welfare spending in 2004, for example. + +Moreover, this state intervention is not limited to just social welfare +provision. Hong Kong has an affordable public transport system in which the +government has substantial equity in most transport systems and grants +franchises and monopolised routes. So as well as being the monopoly owner of +land and the largest landlord, the state imposes rent controls, operates three +railways and regulates transport services and public utilities as monopoly +franchises. It subsidises education, health care, welfare and charity. It has +also took over the ownership and management of several banks in the 1980s to +prevent a general bank run. Overall, since the 1960s _"the Hong Kong +government's involvement in everyday life has increases steadily and now +reaches into many vital areas of socio-economic development."_ [Ming K Chan, +_"The Legacy of the British Administration of Hong Kong: A View from Hong +Kong,"_ pp. 567-582, **The China Quarterly**, no. 151, p. 575 and p. 574] It +also intervened massively in the stock market during the 1997 Asian crisis. +Strangely, Friedman failed to note any of these developments nor point to the +lack of competition in many areas of the domestic economy and the high returns +given to competition-free utility companies. + +The state did not agree to these welfare measures by choice, as they were +originally forced upon it by fears of social unrest, first by waves of +migrants fleeing from China and then by the need to portray itself as +something more than an uncaring colonial regime. However, the other form of +intervention it pursued **was** by choice, namely the collusion between the +state and business elites. As one expert notes, the _"executive-led +'administrative non-party' state was heavily influenced by the business +community"_ with _"the composition of various government advisory boards, +committees and the three councils"_ reflecting this as _"business interests +had an overwhelming voice in the consultation machinery (about 70% of the +total membership)."_ This is accurately described as a _"bureaucratic-cum- +corporatist state"_ with _"the interests of government and the private sector +dominating those of the community."_ Overall, _"the government and private +sector share common interests and have close links."_ [Mae Kam Ng, _"Political +Economy and Urban Planning,"_ **Progress in Planning**, P. Diamond and B. H. +Massan (eds.), vol. 51, Part 1, p. 11 and p. 84] Sizeable fortunes will be +made when there are interlocking arrangements between the local oligarchies +and the state. + +Another commentator notes that the myth of Hong Kong's laissez-faire regime +_"has been disproved in academic debates more than a decade ago"_ and points +to _"the hypocrisy of laissez-faire colonialism"_ which is marked by _"a +government which is actively involved, fully engaged and often +interventionist, whether by design or necessity."_ He notes that _"the most +damaging legacy [of colonial rule] was the blatantly pro-business bias in the +government's decision-making."_ There has been _"collusion between the +colonial officialdom and the British economic elites."_ Indeed, _"the colonial +regime has been at fault for its subservience to business interests as +manifested in its unwillingness until very recently, not because of laissez- +faire but from its pro-business bias, to legislate against cartels and +monopolies and to regulate economic activities in the interests of labour, +consumers and the environment . . . In other words, free trade and free +enterprise with an open market . . . did not always mean fair trade and equal +opportunity: the regime intervened to favour British and big business +interests at the expense of both fair play and of a level playing field for +all economic players regardless of class or race."_ [Ming K Chan, _"The Legacy +of the British Administration of Hong Kong: A View from Hong Kong,"_ pp. +567-582, **The China Quarterly**, no. 151, p. 577, p. 576, p. 575 and pp. +575-6] Bell notes that a British corporation _"held the local telephone +monopoly until 1995"_ while another _"holds all the landing rights at Hong +Kong airport."_ [**Op. Cit.**, p. 21] + +Unsurprisingly, as it owns all the land, the government has _"a strong +position in commanding resources to direct spatial development in the +territory."_ There is a _"three-tiered system of land-use plans."_ The top- +level, for example, _"maps out the overall land development strategy to meet +the long-term socio-economic needs of Hong Kong"_ and it is _"prepared and +reviewed by the administration and there is no public input to it."_ This +planning system is, as noted, heavily influenced by the business sector and +its _"committees operate largely behind closed doors and policy formulation +could be likened to a black-box operation."_ _"Traditionally,"_ Ng notes, +_"the closed door and Hong Kong centred urban planning system had served to +maintain economic dynamism in the colony. With democratisation introduced in +the 1980s, the planning system is forced to be more open and to serve not just +economic interests."_ [Mae Kam Ng, **Op. Cit.**, p. 11, p. 39, p. 37 and p. +13] As Chan stresses, _"the colonial government has continuously played a +direct and crucial role as a very significant economic participant. Besides +its control of valuable resources, the regime's command of the relevant legal, +political and social institutions and processes also indirectly shapes +economic behaviour and societal development."_ [**Op. Cit.**, p. 574] + +Overall, as Bell notes, _"one cannot help but notice the large gap between +this reality and the myth of an open and competitive market where only talent +and luck determine the economic winners."_ [**Op. Cit.**, p. 16] As an expert +in the Asian Tiger economies summarises: + +> _ "to conclude . . . that Hong Kong is close to a free market economy is +misleading . . . Not only is the economy managed from outside the formal +institutions of government by the informal coalition of peak private economic +organisations, but government itself also has available some unusual +instruments for influencing industrial activity. It owns all the land. . . It +controls rents in part of the public housing market and supplies subsidised +public housing to roughly half the population, thereby helping to keep down +the cost of labour. And its ability to increase or decrease the flow of +immigrants from China also gives it a way of affecting labour costs."_ [Robert +Wade, **Governing the Market**, p. 332] + +This means that the Hong Kong system of "laissez-faire" is marked by the state +having close ties with the major banks and trading companies, which, in turn, +are closely linked to the life-time expatriates who largely run the +government. This provides a _"point of concentration"_ to conduct negotiations +in line with an implicit development strategy. Therefore it is pretty clear +that Hong Kong does not really show the benefits of "free market" capitalism. +Wade indicates that we can consider Hong Kong as a _"special case or as a less +successful variant of the authoritarian-capitalist state."_ [**Op. Cit.**, p. +333] + +There are other explanations for Hong Kong's high growth rates than simply +"capitalism." Firstly, Hong Kong is a city state and cities have a higher +economic growth rate than regions (which are held back by large rural areas). +This is because the agricultural sector rarely achieves high economic growth +rates and so in its absence a high growth rate is easier to achieve. Secondly, +there is Hong Kong's location and its corresponding role as an entrept +economy. Wade notes that _"its economic growth is a function of its service +role in a wider regional economy, as entrept trader, regional headquarters for +multinational companies, and refuge for nervous money."_ [**Op. Cit.**, p. +331] Being between China and the rest of the world means its traders could act +as a middleman, earning income from the mark-up they could impose on good +going through the territory. This is why Hong Kong is often referred to as an +entrept economy, a place that imports, stores, and re-exports goods. In other +words, Hong Kong made a lot of its money because many Chinese exports and +imports went through it and its traders marked-up the prices. It should be +obvious if most of Western Europe's goods went through, say, Liverpool, that +city would have a very good economic performance regardless of other factors. +This option is hardly available to most cities, never mind countries. + +Then there is the issue of state ownership of land. As Mae Kam Ng reports, +monopoly ownership of all land by the state sets the context for super-profits +by government and finance capital generally. [**Op. Cit.**, p. 13] +Unsurprisingly, most government land _"is sold to just three real-estate +developers"_ who _"sit on huge tracts of land, drop-feeding apartments onto +the market so as to maintain high property prices."_ Between 1992 and 1996, +for example, prices increased fourfold and profits doubled. The heads of two +of the property firms were on the list of the world's ten richest men in 1998. +_"Meanwhile, potential new entrants to the market are restricted by the huge +cost of paying land-conversion premiums that are the bedrock of government +revenues."_ This is a _"cosy arrangement between the government and major +developers."_ [Daniel A. Bell, **Op. Cit.**, p. 16] + +The role as headquarters for companies and as a financial centre also plays a +part. It means an essential part of its success is that it gets surplus value +produced elsewhere in the world. Handling other people's money is a sure-fire +way of getting rich and this will have a nice impact on per-capita income +figures (as will selling goods produced in sweat-shops in dictatorships like +China). There has been a gradual shift in economic direction to a more +service-oriented economy which has stamped Hong Kong as one of the world's +foremost financial centres. This highly developed sector is served by some 565 +banks and deposit-taking companies from over 40 countries, including 85 of the +world's top 100 in terms of assets. In addition, it is the 8th largest stock +market in the world (in terms of capitalisation) and the 2nd largest in Asia. +By 1995, Hong Kong was the world's 10th largest exporter of services with the +industry embracing everything from accounting and legal services, insurance +and maritime to telecommunications and media. The contribution of the services +sectors as a whole to GDP increased from 60 per cent in 1970 to 83 per cent in +1994. + +Meanwhile, manufacturing industry has moved to low wage countries such as +southern China (by the end of the 1970's, Hong Kong's manufacturing base was +less competitive, facing increasing costs in land and labour -- in other +words, workers were starting to benefit from economic growth and so capital +moved elsewhere). The economic reforms introduced by Deng Xiaoping in southern +China in 1978 where important, as this allowed capital access to labour living +under a dictatorship (just as American capitalists invested heavily in Nazi +Germany -- labour rights were null, profits were high). It is estimated about +42,000 enterprises in the province have Hong Kong participation and 4,000,000 +workers (nine times larger than the territory's own manufacturing workforce) +are now directly or indirectly employed by Hong Kong companies. In the late +1980's Hong Kong trading and manufacturing companies began to expand further a +field than just southern China. By the mid 1990's they were operating across +Asia, in Eastern Europe and Central America. This shift, incidentally, has +resulted in deindustrialisation and a _"decrease in real income among manual +workers"_ as they moved to the lower end service sector. [Simon X. B. Zhao and +l. Zhand, **Op. Cit.**, p. 88] + +Then there is the criteria Friedman uses, namely per-capita GDP. As we have +repeated stressed, averages hide a lot of important and relevant information +when evaluating a society. So it must be stressed that Friedman's criteria of +per capita income is an average and, as such, hides the effect of inequality. +This means that a society with huge numbers of poor people and a handful of +ultra-rich individuals may have a higher average income than a more equal +society. This is the case of, say, America compared to Sweden. Unsurprisingly, +Hong Kong is a very unequal society and this inequality is growing (so his +claim that Hong Kong is capitalist refutes his 1962 assertion that the more +capitalist economies are more equal). _"Behind the impressive GDP figures,"_ +indicates Chan, _"is a widening income gap between the super-rich and the +grassroots, with 650,000 people reportedly living below the poverty line."_ +[**Op. Cit.**, p. 576] As Bell points out, 13% lived below the poverty line in +1999, compared to 8% in 1971. This is partly explained by _"the rising +proportion of elderly people and single-parent families."_ However, economic +integration with China has played a role as Hong Kong's manufacturing sector +_"has been almost entirely transferred to the southern province of Guangdong +(where labour is cheaper and workers' rights are practically non-existent), +with the consequence that Hong Kong's industrial workers now find it much +harder to find decent jobs in Hong Kong. Most end up working in low-paying +service jobs without much hope of upward mobility."_ [**Op. Cit.**, pp. 21-2] + +As other experts note, while Hong Kong may have a GDP-per-capita of a +developed nation, its distribution of household income was similar to that of +Guatemala. Looking at the 1960s onwards, income distribution only improved +between 1966 and 1971, after this period the share of the bottom 30% of the +population went down continuously while the top 20% saw an increase in their +share of total income. In fact, from the 1980s, _"the top 20% of households +managed to account for over 50 per cent of the total income."_ In fact, the +bottom 60% of the population saw a decline in their share of income between +1971 and 1996. Overall, _"high-income households increased their wealth +progressively faster than low-income households."_ This polarisation, they +argue, will continue as the economy de-industrialises: _"in the absence of +proper social policies, it will generate a small, extremely wealthy class of +the 'new rich' and simultaneously a large population of the 'working poor.'"_ +[Simon X. B. Zhao and L. Zhand, **Op. Cit.**, p. 85, p. 80, p. 82, p. 84 and +p. 102] + +Given that everywhere cannot be such a service provider, it does not provide +much of an indication of how "free market" capitalism would work in, say, the +United States. And as there is in fact extensive (if informal) economic +management and that the state owns all the land and subsidies rent and health +care, how can it be even considered an example of "free market" capitalism in +action? Unless, of course, you consider that "economic freedom" best +flourishes under a dictatorship which owns all the land, which has close links +to business interests, provides a comprehensive, if basic, welfare state and +is dependent on another country to provide its defence needs and the head of +its executive. While most American's would be envious of Hong Kong's welfare +state, it is doubtful that many would consider its other features as +desirable. How many would be happy with being under a _"benevolent dictator"_ +(perhaps being turned into a colony of Britain again?) whose appointed +government works closely with the local business elite? Having a political +regime in which the wealthy can influence the government without the need for +elections may be considered too a high price to pay just to get subsidised +housing, health care and education. Given a choice between freedom and a high +rate of growth, how many would pick the latter over the former? + +It is no coincidence that like most examples of the wonders of the free +market, Hong Kong was not a democracy. It was a relatively liberal colonial +dictatorship run. But political liberty does not rate highly with many +supporters of laissez-faire capitalism (such as right-"libertarians", for +example). However, the two are linked. Which explains why we have spent so +much time debunking the "free market" capitalism claims over Hong Kong. It is +more than simply a concern over basic facts and correcting inaccurate +assertions. Rather it is a concern over the meaning of freedom and the dubious +assumption that freedom can be compartmentalised. While Hong Kong may be a +more appealing example that Pinochet's Chile, it still rests on the assumption +that the masses should be excluded from having a say over their communities +(in their own interests, of course, and **never,** of course, in the interests +of those who do the excluding) and that freedom is simply the ability to +change bosses (or become one yourself). Ultimately, there is a big difference +between "free" and "business-friendly." Hong Kong is the latter simply because +it is not the former. Its success is testament that dictatorships can be more +reliable defenders of class privilege than democracies. + +This can be seen from the attitude of Hong Kong's business elite to the +democratic reforms introduced in the 1990s and integration with China. +Significantly, _"the nominally socialist Chinese government consistently +opposed the introduction of further social welfare programs in Hong Kong."_ +This is because _"it has chosen to enter into a strategic alliance with Hong +Kong's business class"_ (_"To earn support of corporate bosses, the Chinese +government organised timely interventions on behalf of Hong Kong companies"_). +Unsurprisingly, the first Beijing-appointed executive was made up of +successful business men and one of its first acts was to suspend pro-labour +laws passed by the out-going legislature. [Bell, **Op. Cit.**, p. 17, p. 18 +and pp. 19-20] The Chinese government opposed attempts to extend democracy, +imposing a complex electoral system which, in the words of the **Asian Wall +Street Journal**, was a _"means of reducing public participation in the +political process while stacking the next legislature with people who depend +on favours from the regime in Hong Kong or Beijing and answer to narrow +special interests, particularly the business elite."_ [quoted by Bell, **Op. +Cit.**, pp. 18-9] + +This reflects the fact that business tycoons are worried that democracy would +led to increased welfare spending with one, for example, predicting that the _ +"under-educated, and those who did not pay tax would elect candidates who +stood for more social spending, which would turn Hong Kong into a 'welfare +state' . . . If we had a 100-per-cent directly elected LegCo, only social +welfare-oriented candidates will be elected. Hong Kong is a business city and +we [sic!] do not want to end up being a social welfare state."_ [_"Tycoon +warns on protests,"_ **The Standard**, 29 April 2004] Such a government can +ignore public opinion and the electorate more than in an independent democracy +and, of course, can be more influenced by business (as the history of Hong +Kong testifies). + +Overall, it is fair to say that Friedman only saw what he wanted to see and +contrasted his idealised vision with Britain and explained the divergent +economic performances of both countries to a conflict between "socialism" and +"capitalism." How he failed to notice that the reality of Hong Kong was one +marked by collusion between big business and the state and that in key areas +the regime was much more "socialist" than its British counterpart is difficult +to understand given his willingness to use it as an example. It seems +intellectually dishonest to fail to mention that the state owned all the land +and was the biggest landlord with at least 50% of the population living in +subsidised housing. Then there are the facts of almost free medical treatment +at government clinics and hospitals and an education system almost entirely +funded by the government. These are all massive interventions in the +marketplace, interventions Friedman spent many decades fighting in the USA. He +did, however, contribute to the myth that the British were benign imperialists +and the "free market" they introduced into Hong Kong was in the interests of +all rather than for those who exercised the dictatorship. + diff --git a/markdown/secC2.md b/markdown/secC2.md new file mode 100644 index 0000000000000000000000000000000000000000..e657fa244ac9c9690ef804de284b64d34099e430 --- /dev/null +++ b/markdown/secC2.md @@ -0,0 +1,3406 @@ +# C.2 Why is capitalism exploitative? + +For anarchists, capitalism is marked by the exploitation of labour by capital. +While this is most famously expressed by Proudhon's _**"property is theft,"**_ +this perspective can be found in all forms of anarchism. For Bakunin, +capitalism was marked by an _"economic relationship between the exploiter and +exploited"_ as it meant the few have _"the power and right to live by +exploiting the labour of someone else, the right to exploit the labour of +those who possess neither property nor capital and who thus are forced to sell +their productive power to the lucky owners of both."_ [**The Political +Philosophy of Bakunin**, p. 183] This means that when a worker _"sells his +labour to an employee . . . some part of the value of his produce will be +unjustly taken by the employer."_ [Kropotkin, **Anarchism and Anarchist- +Communism**, p. 52] + +At the root this criticism is based, ironically enough, on the **capitalist** +defence of private property as the product of labour. As noted in [section +B.4.2](secB4.html#secb42), Locke defended private property in terms of labour +yet allowed that labour to be sold to others. This allowed the buyers of +labour (capitalists and landlords) to appropriate the product of other +people's labour (wage workers and tenants) and so, in the words of dissident +economist David Ellerman, _"capitalist production, i.e. production based on +the employment contract denies workers the right to the (positive and +negative) fruit of their labour. Yet people's right to the fruits of their +labour has always been the natural basis for private property appropriation. +Thus capitalist production, far from being founded on private property, in +fact denies the natural basis for private property appropriation."_ [**The +Democratic worker-owned firm**, p. 59] This was expressed by Proudhon in the +following way: + +> _ "Whoever labours becomes a proprietor -- this is an inevitable deduction +from the principles of political economy and jurisprudence. And when I say +proprietor, I do not mean simply (as do our hypocritical economists) +proprietor of his allowance, his salary, his wages, -- I mean proprietor of +the value his creates, and by which the master alone profits . . . **The +labourer retains, even after he has received his wages, a natural right in the +thing he was produced.**"_ [**What is Property?**, pp. 123-4] + +In other words, taking the moral justification for capitalism, anarchists +argue that it fails to meet its own criteria (_"With me who, as a labourer, +have a right to the possession of the products of Nature and my own industry +-- and who, as a proletaire [wage labourer], enjoy none of them."_ [Proudhon, +**Op. Cit.**, p. 65]). Whether this principle should be applied in a free +society is a moot point within anarchism. Individualist and mutualist +anarchists argue it should be and, therefore, say that individual workers +should receive the product of their toil (and so argue for distribution +according to deed). Communist-anarchists argue that _"social ownership and +sharing according to need . . . would be the best and most just economic +arrangement."_ This is for two reasons. Firstly, because _"in modern +industry"_ there is _"no such thing"_ as an individual product as _"all labour +and the products of labour are social."_ [Berkman, **What is Anarchism?**, pp. +169-70] Secondly, in terms of simple justice need is not related to the +ability to work and, of course, it would be wrong to penalise those who cannot +work (i.e. the sick, the young and the old). Yet, while anarchists disagree +over exactly how this should be most justly realised, they all agree that +labour should control **all** that it produces (either individually or +collectively) and, consequently, non-labour income is exploitation (it should +be stressed that as both schemes are voluntary, there is no real contradiction +between them). Anarchists tend to call non-labour income "surplus-value" or +"usury" and these terms are used to group together profits, rent and interest +(see [section C.2.1](secC2.html#secc21) for details). + +That this critique is a problem for capitalism can be seen from the many +varied and wonderful defences created by economists to justify non-labour +income. Economists, at least in the past, saw the problem clear enough. John +Stuart Mill, the final great economist of the classical school, presented the +typical moral justification of capitalism, along with the problems it causes. +As he explains in his classic introduction to economics, the _"institution of +property, when limited to its essential elements, consists in the recognition, +in each person, of a right to the exclusive disposal of what he or she have +produced by their own exertions . . . The foundation of the whole is, the +right of producers to what they themselves have produced."_ He then notes the +obvious contradiction -- workers do **not** receive what they have produced. +Thus it _"may be objected"_ that capitalist society _"recognises rights of +property in individuals over which they have not produced,"_ for example _"the +operatives in a manufactory create, by their labour and skill, the whole +produce; yet, instead of it belonging to them, the law gives them only their +stipulated hire [wages], and transfers the produce to someone who has merely +supplied the funds, without perhaps contributing to the work itself."_ +[**Principles of Political Economy**, p. 25] With the rise of neoclassical +economics, the problem remained and so did need to justify capitalism +continued to drive economics. J. B. Clark, for example, knew what was at stake +and, like Mill, expressed it: + +> _ "When a workman leaves the mill, carrying his pay in his pocket, the civil +law guarantees to him what he thus takes away; but before he leaves the mill +he is the rightful owner of a part of the wealth that the day's industry has +brought forth. Does the economic law which, in some way that he does not +understand, determines what his pay shall be, make it to correspond with the +amount of his portion of the day's product, or does it force him to leave some +of his rightful share behind him? A plan of living that should force men to +leave in their employer's hands anything that by right of creation is theirs, +would be an institutional robbery -- a legally established violation of the +principle on which property is supposed to rest."_ [**The Distribution of +Wealth**, pp. 8-9] + +Why should the owners of land, money and machinery get an income in the first +place? Capitalist economics argues that everything involves a cost and, as +such, people should be rewarded for the sacrifices they suffer when they +contribute to production. Labour, in this schema, is considered a cost to +those who labour and, consequently, they should be rewarded for it. Labour is +thought of a disutility, i.e. something people do not want, rather than +something with utility, i.e. something people do want. Under capitalism (like +any class system), this perspective makes some sense as workers are bossed +about and often subject to long and difficult labour. Most people will happily +agree that labour is an obvious cost and should be rewarded. + +Economists, unsurprisingly, have tended to justify surplus value by arguing +that it involves as much cost and sacrifice as labour. For Mill, labour +_"cannot be carried on without materials and machinery . . . All these things +are the fruits of previous production. If the labourers possessed of them, +they would not need to divide the produce with any one; but while they have +them not, an equivalent must be given to those who have."_ [**Op. Cit.**, p. +25] This rationale for profits is called the "abstinence" or "waiting" theory. +Clark, like Mill, expressed a defence of non-labour income in the face of +socialist and anarchist criticism, namely the idea of marginal productivity to +explain and justify non-labour income. Other theories have been developed as +the weaknesses of previous ones have been exposed and we will discuss some of +them in subsequent sections. + +The ironic thing is that, well over 200 years after it came of age with Adam +Smith's **Wealth of Nations**, economics has no agreed explanation for the +source of surplus value. As dissident economists Michele I. Naples and Nahid +Aslanbeigui show, introductory economics texts provide _"no consistent, widely +accepted theory"_ on the profit rate. Looking at the top three introductions +to economics, they discovered that there was a _"strange amalgam"_ of theories +which is _"often confusing, incomplete and inconsistent."_ Given that internal +consistency is usually heralded as one of the hallmarks of neoclassical +theory, _"the theory must be questioned."_ This _"failure . . . to provide a +coherent theory of the rate of profit in the short run or long run"_ is +damning, as the _"absence of a coherent explanation for the profit rate +represents a fundamental failure for the neoclassical model."_ [_"What +**does** determine the profit rate? The neoclassical theories present in +introductory textbooks,"_ pp. 53-71, **Cambridge Journal of Economics**, vol. +20, p. 53, p. 54, p. 69 and p. 70] + +As will become clear, anarchists consider defences of _"surplus value"_ to be +essentially ideological and without an empirical base. As we will attempt to +indicate, capitalists are not justified in appropriating surplus value from +workers for no matter how this appropriation is explained by capitalist +economics, we find that inequality in wealth and power are the real reasons +for this appropriation rather than some actual productive act on the part of +capitalists, investors or landlords. Mainstream economic theories generally +seek to justify the distribution of income and wealth rather than to +understand it. They are parables about what should be rather than what is. We +argue that any scientific analysis of the source of _"surplus value"_ cannot +help conclude that it is due, primarily, to inequalities of wealth and, +consequently, inequalities of power on the market. In other words, that +Rousseau was right: + +> _ "The terms of social compact between these two estates of men may be +summed up in a few words: 'You have need of me, because I am rich and you are +poor. We will therefore come to an agreement. I will permit you to have the +honour of serving me, on condition that you bestow on me that little you have +left, in return for the pains I shall take to command you.'"_ [**The Social +Contract and Discourses**, p. 162] + +This is the analysis of exploitation we present in more detail in [section +C.2.2](secC2.html#secc22). To summarise it, labour faces social inequality +when it passes from the market to production. In the workplace, capitalists +exercise social power over how labour is used and this allows them to produce +more value from the productive efforts of workers than they pay for in wages. +This social power is rooted in social dependence, namely the fact that workers +have little choice but to sell their liberty to those who own the means of +life. To ensure the creation and appropriation of surplus-value, capitalists +must not only own the production process and the product of the workers' +labour, they must own the labour of the workers itself. In other words, they +must control the workers. Hence capitalist production must be, to use +Proudhon's term, _"despotism."_ How much surplus-value can be produced depends +on the relative economic power between bosses and workers as this determines +the duration of work and the intensity of labour, however its roots are the +same -- the hierarchical and class nature of capitalist society. + +## C.2.1 What is _"surplus value"_? + +Before discussing how surplus-value exists and the flaws in capitalist +defences of it, we need to be specific about what we mean by the term +_**"surplus value."_** To do this we must revisit the difference between +possession and private property we discussed in [section B.3](secB3.html). For +anarchists, private property (or capital) is _"the power to produce without +labour."_ [Proudhon, **What is Property?**, p. 161] As such, surplus value is +created when the owners of property let others use them and receive an income +from so doing. Therefore something only becomes capital, producing surplus +value, under specific social relationships. + +Surplus value is _"the difference between the value produced by the workers +and the wages they receive"_ and is _"appropriated by the landlord and +capitalist class . . . absorbed by the non-producing classes as profits, +interest, rent, etc."_ [Charlotte Wilson, **Anarchist Essays**, pp. 46-7] It +basically refers to any non-labour income (some anarchists, particularly +individualist anarchists, have tended to call _"surplus value"_ usury). As +Proudhon noted, it _"receives different names according to the thing by which +it is yielded: if by land, **ground-rent**; if by houses and furniture, +**rent**; if by life-investments, **revenue**; if by money, **interest**; if +by exchange, **advantage**, **gain**, **profit** (three things which must not +be confounded with the wages of legitimate price of labour)."_ [**Op. Cit.**, +p. 159] + +For simplicity, we will consider _"surplus value"_ to have three component +parts: profits, interest and rent. All are based on payment for letting +someone else use your property. Rent is what we pay to be allowed to exist on +part of the earth (or some other piece of property). Interest is what we pay +for the use of money. Profit is what we pay to be allowed to work a farm or +use piece of machinery. Rent and interest are easy to define, they are +obviously the payment for using someone else's property and have existed long +before capitalism appeared. Profit is a somewhat more complex economic +category although, ultimately, is still a payment for using someone else's +property. + +The term "profit" is often used simply, but incorrectly, to mean an excess +over costs. However, this ignores the key issue, namely how a workplace is +organised. In a co-operative, for example, while there is a surplus over +costs, _"there is no profit, only income to be divided among members. Without +employees the labour-managed firm does not have a wage bill, and labour costs +are not counted among the expenses to be extracted from profit, as they are in +the capitalist firm."_ This means that the _"**economic category of profit +does not exist in the labour-managed firm,** as it does in the capitalist firm +where wages are a cost to be subtracted from gross income before a residual +profit is determined . . . Income shared among all producers is net income +generated by the firm: the total of value added by human labour applied to the +means of production, less payment of all costs of production and any reserves +for depreciation of plant and equipment."_ [Christopher Eaton Gunn, **Workers' +Self-Management in the United States**, p. 41 and p. 45] Gunn, it should be +noted, follows both Proudhon and Marx in his analysis (_"Let us suppose the +workers are themselves in possession of their respective means of production +and exchange their commodities with one another. These commodities would not +be products of capital."_ [Marx, **Capital**, vol. 3, p. 276]). + +In other words, by profits we mean income that flows to the owner of a +workplace or land who hires others to do the work. As such returns to capital +are as unique to capitalism as unemployment is. This means that a farmer who +works their own land receives a labour income when they sell the crop while +one who hires labourers to work the land will receives a non-labour income, +profit. Hence the difference between _**possession**_ and _**private +property**_ (or _**capital**_) and anarchist opposition to _"capitalist +property, that is, property which allows some to live by the work of others +and which therefore presupposes a class of . . . people, obliged to sell their +labour power to the property-owners for less than its value."_ [Malatesta, +**Errico Malatesta: His Life and Ideas**, p. 102] + +Another complication arises due to the fact that the owners of private +property sometimes do work on them (i.e. be a boss) or hire others to do boss- +like work on their behalf (i.e. executives and other managerial staff). It +could be argued that bosses and executives are also _"workers"_ and so +contribute to the value of the commodities produced. However, this is not the +case. Exploitation does not just happen, it needs to be organised and managed. +In other words, exploitation requires labour (_"There is work and there is +work,"_ as Bakunin noted, _"There is productive labour and there is the labour +of exploitation."_ [**The Political Philosophy of Bakunin**, p. 180]). The key +is that while a workplace would grind to a halt without workers, the workers +could happily do without a boss by organising themselves into an association +to manage their own work. As such, while bosses may work, they are not taking +part in productive activity but rather exploitative activity. + +Much the same can be said of executives and managers. Though they may not own +the instruments of production, they are certainly buyers and controllers of +labour power, and under their auspices production is still **capitalist** +production. The creation of a "salary-slave" strata of managers does not alter +the capitalist relations of production. In effect, the management strata are +**de facto** capitalists and they are like "working capitalist" and, +consequently, their "wages" come from the surplus value appropriated from +workers and realised on the market. Thus the exploitative role of managers, +even if they can be fired, is no different from capitalists. Moreover, +_"shareholders and managers/technocrats share common motives: to make profits +and to reproduce hierarchy relations that exclude most of the employees from +effective decision making"_ [Takis Fotopoulos, _"The Economic Foundations of +an Ecological Society"_, pp. 1-40, **Society and Nature**, No.3, p. 16] In +other words, the high pay of the higher levels of management is a share of +profits **not** a labour income based on their contribution to production but +rather due to their position in the economic hierarchy and the power that +gives them. + +So management is paid well because they monopolise power in the company and +can get away with it. As Bakunin argued, within the capitalist workplace +_"administrative work . . . [is] monopolised . . . if I concentrate in my +hands the administrative power, it is not because the interests of production +demand it, but in order to serve my own ends, the ends of exploitation. As +absolute boss of my establishment I get for my labours [many] . . . times more +than my workers get for theirs."_ [**Op. Cit.**, p. 186] Given this, it is +irrelevant whether those in the hierarchy simply control (in the case of +managers) or actually own the means of production. What counts is that those +who do the actual work are excluded from the decision making process. + +This is not to say that 100 percent of what managers do is exploitative. The +case is complicated by the fact that there is a legitimate need for co- +ordination between various aspects of complex production processes -- a need +that would remain under libertarian socialism and would be filled by elected +and recallable (and in some cases rotating) managers (see [section +I.3](secI3.html)). But under capitalism, managers become parasitic in +proportion to their proximity to the top of the pyramid. In fact, the further +the distance from the production process, the higher the salary; whereas the +closer the distance, the more likely that a "manager" is a worker with a +little more power than average. In capitalist organisations, the less you do, +the more you get. In practice, executives typically call upon subordinates to +perform managerial (i.e. co-ordinating) functions and restrict themselves to +broader policy-making decisions. As their decision-making power comes from the +hierarchical nature of the firm, they could be easily replaced if policy +making was in the hands of those who are affected by it. As such, their role +as managers do not require them to make vast sums. They are paid that well +currently because they monopolise power in the company and can, consequently, +get away with deciding that they, unsurprisingly, contribute most to the +production of useful goods rather than those who do the actual work. + +Nor are we talking, as such, of profits generated by buying cheap and selling +dear. We are discussing the situation at the level of the economy as a whole, +**not** individual transactions. The reason is obvious. If profits could just +explained in terms of buying cheap in order to sell dear then, over all, such +transactions would cancel each other out when we look at the market as a whole +as any profit will cancel any loss. For example, if someone buys a product at, +say, 20 and sells it at 25 then there would be no surplus overall as someone +else will have to pay 20 for something which cost 25. In other words, what one +person gains as a seller, someone else will lose as a buyer and no net surplus +has been created. Capitalists, in other words, do not simply profit at each +other's expense. There is a creation of surplus rather than mere +redistribution of a given product. This means that we are explaining why +production results in a aggregate surplus and why it gets distributed between +social classes under capitalism. + +This means that capitalism is based on the creation of surplus rather than +mere redistribution of a given sum of products. If this were not the case then +the amount of goods in the economy would not increase, growth would not exist +and all that would happen is that the distribution of goods would change, +depending on the transactions made. Such a world would be one without +production and, consequently, not realistic. Unsurprisingly, as we noted in +[section C.1](secC1.html), this is the world of neoclassical economics. This +shows the weakness of attempts to explain the source of profits in terms of +the market rather than production. While the market can explain how, perhaps, +a specific set of goods and surplus is distributed, it cannot explain how a +surplus is generated in the first place. To understand how a surplus is +created we need to look at the process of value creation. For this, it is +necessary to look at production to see if there is something which produces +more than it gets paid for. Anarchists, like other socialists, argue that this +is labour and, consequently, that capitalism is an exploitative system. We +discuss why in the [next section](secC2.html#secc22). + +Obviously, pro-capitalist economics argues against this theory of how a +surplus arises and the conclusion that capitalism is exploitative. We will +discuss the more common arguments below. However, one example will suffice +here to see why labour is the source of a surplus, rather than (say) +"waiting", risk or the productivity of capital (to list some of the more +common explanations for capitalist appropriation of surplus value). This is a +card game. A good poker-player uses equipment (capital), takes risks, delays +gratification, engages in strategic behaviour, tries new tricks (innovates), +not to mention cheats, and can make large winnings. However, no surplus +product results from such behaviour; the gambler's winnings are simply +redistributions from others with no new production occurring. For one to win, +the rest must lose. Thus risk-taking, abstinence, entrepreneurship, and so on +might be necessary for an individual to receive profits but they are far from +sufficient for them not to be the result a pure redistribution from others. + +In short, our discussion of exploitation under capitalism is first and +foremost an economy-wide one. We are concentrating on how value (goods and +services) and surplus value (profits, rent and interest) are produced rather +than how they are distributed. The distribution of goods between people and +the division of income into wages and surplus value between classes is a +secondary concern as this can only occur under capitalism if workers produce +goods and services to sell (this is the direct opposite of mainstream +economics which assumes a static economy with almost no discussion of how +scarce means are organised to yield outputs, the whole emphasis is on +exchanges of ready made goods). + +Nor is this distribution somehow fixed. As we discuss in [section +C.3](secC3.html), how the amount of value produced by workers is divided +between wages and surplus value is source of much conflict and struggle, the +outcome of which depends on the balance of power between and within classes. +The same can be said of surplus value. This is divided between profits, +interest and rent -- capitalists, financiers and landlords. This does not +imply that these sections of the exploiting class see eye to eye or that there +is not competition between them. Struggle goes on within classes and well as +between classes and this applies at the top of the economic hierarchy as at +the bottom. The different sections of the ruling elite fight over their share +of surplus value. This can involve fighting over control of the state to +ensure that their interests are favoured over others. For example, the +Keynesian post-war period can be considered a period when industrial +capitalists shaped state policy while the period after 1973 represents a shift +in power towards finance capital. + +We must stress, therefore, that the exploitation of workers is not defined as +payment less than competitive ("free market") for their labour. Rather, +exploitation occurs even if they are paid the market wage. This is because +workers are paid for their ability to labour (their _"labour-power,"_ to use +Marx's term) rather the labour itself. This means that for a given hour's work +(labour), the capitalist expects the worker to produce more than their wage +(labour power). How much more is dependent on the class struggle and the +objective circumstances each side faces. Indeed, a rebellious workforce +willing to take direct action in defence of their interests will not allow +subjection or its resulting exploitation. + +Similarly, it would be wrong to confuse exploitation with low wages. Yes, +exploitation is often associated with paying low wages but it is more than +possible for real wages to go up while the rate of exploitation falls or +rises. While some anarchists in the nineteenth century did argue that +capitalism was marked by falling real wages, this was more a product of the +time they were living through rather than an universal law. Most anarchists +today argue that whether wages rise or fall depends on the social and economic +power of working people and the historic context of a given society. This +means, in other words, that labour is exploited not because workers have a low +standard of living (although it can) but because labour produces the whole of +the value created in any process of production or creation of a service but +gets only part of it back. + +As such, it does not matter **if** real wages do go up or not. Due to the +accumulation of capital, the social and economic power of the capitalists and +their ability to extract surplus-value can go up at a higher rate than real +wages. The key issue is one of freedom rather than the possibility of +consuming more. Bosses are in a position, due to the hierarchical nature of +the capitalist workplace, to make workers produce more than they pay them in +wages. The absolute level of those wages is irrelevant to the creation and +appropriation of value and surplus-value as this happens at all times within +capitalism. + +As an example, since the 1970s American workers have seen their wages stagnate +and have placed themselves into more and more debt to maintain an expected +standard of living. During this time, productivity has increased and so they +have been increasingly exploited. However, between 1950s and 1970s wages did +increase along with productivity. Strong unions and a willingness to strike +mitigated exploitation and increased living standards but exploitation +continued. As Doug Henwood notes, while _"average incomes have risen +considerably"_ since 1945, _"the amount of work necessary to earn those +incomes has risen with equal relentlessness . . . So, despite the fact that +productivity overall is up more than threefold"_ over this time _"the average +worker would have to toil six months longer to make the average family +income."_ [**After the New Economy**, pp. 39-40] In other words, rising +exploitation **can** go hand in hand with rising wages. + +Finally, we must stress that we are critiquing economics mostly in its own +terms. On average workers sell their labour-power at a "fair" market price and +still exploitation occurs. As sellers of a commodity (labour-power) they do +not receive its full worth (i.e. what they actually produce). Even if they +did, almost all anarchists would still be against the system as it is based on +the worker becoming a wage-slave and subject to hierarchy. In other words, +they are not free during production and, consequently, they would still being +robbed, although this time it is as human beings rather than a factor of +production (i.e. they are oppressed rather than exploited). As Bookchin put +it: + +> _"To the modern mind, labour is viewed as a rarefied, abstract activity, a +process extrinsic to human notions of genuine self-actualisation. One usually +'goes to work' the way a condemned person 'goes' to a place of confinement: +the workplace is little more than a penal institution in which mere existence +must a penalty in the form of mindless labour . . . We 'measure' labour in +hours, products, and efficiency, but rarely do we understand it as a concrete +human activity. Aside from the earnings it generates, labour is normally alien +to human fulfilment . . . [as] the rewards one acquires by submitting to a +work discipline. By definition, these rewards are viewed as incentives for +submission, rather than for the freedom that should accompany creativity and +self-fulfilment. We commonly are 'paid' for supinely working on our knees, not +for heroically standing in our feet."_ [**The Ecology of Freedom**, p. 308] + +Almost all anarchists seek to change this, combat oppression and alienation as +well as exploitation (some individualist anarchists are the exception on this +issue). Needless to say, the idea that we could be subject to oppression +during working hours and **_not_** be exploited is one most anarchists would +dismiss as a bad joke and, as a result, follow Proudhon and demand the +abolition of wage labour (most take it further and advocate the abolition of +the wages system as well, i.e. support libertarian communism). + +## C.2.2 How does exploitation happen? + +In order to make more money, money must be transformed into capital, i.e., +workplaces, machinery and other _"capital goods."_ By itself, however, capital +(like money) produces nothing. While a few even talk about _"making money work +for you"_ (as if pieces of paper can actually do any form of work!) obviously +this is not the case -- human beings have to do the actual work. As Kropotkin +put it, _"if [the capitalist] locks [his money] up, it will not increase, +because [it] does not grow like seed, and after a lapse of a twelve month he +will not find 110 in his drawer if he only put 100 into it._ [**The Place of +Anarchism in Socialistic Evolution**, p. 4] Capital only becomes productive in +the labour process when workers use it: + +> _ "Values created by net product are classed as savings and capitalised in +the most highly exchangeable form, the form which is freest and least +susceptible of depreciation, -- in a word, the form of specie, the only +constituted value. Now, if capital leaves this state of freedom and **engages +itself**, -- that is, takes the form of machines, buildings, etc., -- it will +still be susceptible of exchange, but much more exposed than before to the +oscillations of supply and demand. Once engaged, it cannot be **disengaged** +without difficulty; and the sole resource of its owner will be exploitation. +Exploitation alone is capable of maintaining engaged capital at its nominal +value."_ [**System of Economical Contradictions**, p. 291] + +Under capitalism, workers not only create sufficient value (i.e. produced +commodities) to maintain existing capital and their own existence, they also +produce a surplus. This surplus expresses itself as a surplus of goods and +services, i.e. an excess of commodities compared to the number a workers' +wages could buy back. The wealth of the capitalists, in other words, is due to +them _"accumulating the product of the labour of others."_ [Kropotkin, **Op. +Cit.**, p. 3] Thus Proudhon: + +> _ "The working man cannot . . . repurchase that which he has produced for +his master. It is thus with all trades whatsoever. . . since, producing for a +master who in one form or another makes a profit, they are obliged to pay more +for their own labour than they get for it."_ [**What is Property**, p. 189] + +In other words, the price of all produced goods is greater than the money +value represented by the workers' wages (plus raw materials and overheads such +as wear and tear on machinery) when those goods were produced. The labour +contained in these "surplus-products" is the source of profit, which has to be +realised on the market (in practice, of course, the value represented by these +surplus-products is distributed throughout all the commodities produced in the +form of profit -- the difference between the cost price and the market price). +In summary, surplus value is unpaid labour and hence capitalism is based on +exploitation. As Proudhon noted, _"**Products,** say economists, **are only +bought by products**. This maxim is property's condemnation. The proprietor +producing neither by his own labour nor by his implement, and receiving +products in exchange for nothing, is either a parasite or a thief."_ [**Op. +Cit.**, p. 170] + +It is this appropriation of wealth from the worker by the owner which +differentiates capitalism from the simple commodity production of artisan and +peasant economies. All anarchists agree with Bakunin when he stated that: + +> _ "**what is property, what is capital in their present form?** For the +capitalist and the property owner they mean the power and the right, +guaranteed by the State, to live without working . . . [and so] the power and +right to live by exploiting the work of someone else . . . those . . . [who +are] forced to sell their productive power to the lucky owners of both."_ +[**The Political Philosophy of Bakunin**, p. 180] + +It is the nature of capitalism for the monopolisation of the worker's product +by others to exist. This is because of private property in the means of +production and so in _"consequence of [which] . . . [the] worker, when he is +able to work, finds no acre to till, no machine to set in motion, unless he +agrees to sell his labour for a sum inferior to its real value."_ [Peter +Kropotkin, **Anarchism**, p. 55] + +Therefore workers have to sell their labour on the market. However, as this +"commodity" _"cannot be separated from the person of the worker like pieces of +property. The worker's capacities are developed over time and they form an +integral part of his self and self-identity; capacities are internally not +externally related to the person. Moreover, capacities or labour power cannot +be used without the worker using his will, his understanding and experience, +to put them into effect. The use of labour power requires the presence of its +'owner'. . . To contract for the use of labour power is a waste of resources +unless it can be used in the way in which the new owner requires . . . The +employment contract must, therefore, create a relationship of command and +obedience between employer and worker."_ So, _"the contract in which the +worker allegedly sells his labour power is a contract in which, since he +cannot be separated from his capacities, he sells command over the use of his +body and himself. . . The characteristics of this condition are captured in +the term **wage slave.**"_ [Carole Pateman, **The Sexual Contract**, pp. +150-1] + +Or, to use Bakunin's words, _"the worker sells his person and his liberty for +a given time"_ and so _"concluded for a term only and reserving to the worker +the right to quit his employer, this contract constitutes a sort of +**voluntary** and **transitory** serfdom."_ [**The Political Philosophy of +Bakunin**, p. 187] This domination is the source of the surplus, for _"wage +slavery is not a consequence of exploitation -- exploitation is a consequence +of the fact that the sale of labour power entails the worker's subordination. +The employment contract creates the capitalist as master; he has the political +right to determine how the labour of the worker will be used, and -- +consequently -- can engage in exploitation."_ [Pateman, **Op. Cit.**, p. 149] + +So profits exist because the worker sells themselves to the capitalist, who +then owns their activity and, therefore, controls them (or, more accurately, +**tries** to control them) like a machine. Benjamin Tucker's comments with +regard to the claim that capital is entitled to a reward are of use here. He +notes that some _"combat. . . the doctrine that surplus value -- oftener +called profits -- belong to the labourer because he creates it, by arguing +that the horse. . . is rightly entitled to the surplus value which he creates +for his owner. So he will be when he has the sense to claim and the power to +take it. . . Th[is] argument . . is based upon the assumption that certain men +are born owned by other men, just as horses are. Thus its **reductio ad +absurdum** turns upon itself."_ [**Instead of a Book**, pp. 495-6] In other +words, to argue that capital should be rewarded is to implicitly assume that +workers are just like machinery, another "factor of production" rather than +human beings and the creator of things of value. So profits exists because +during the working day the capitalist controls the activity and output of the +worker (i.e. owns them during working hours as activity cannot be separated +from the body and _"[t]here is an integral relationship between the body and +self. The body and self are not identical, but selves are inseparable from +bodies."_ [Carole Pateman, **Op. Cit.**, p. 206]). + +Considered purely in terms of output, this results in, as Proudhon noted, +workers working _"for an entrepreneur who pays them and keeps their +products."_ [quoted by Martin Buber, **Paths in Utopia**, p. 29] The ability +of capitalists to maintain this kind of monopolisation of another's time and +output is enshrined in _"property rights"_ enforced by either public or +private states. In short, therefore, property _"is the right to enjoy and +dispose at will of another's goods - the fruit of an other's industry and +labour."_ [P-J Proudhon, **What is Property**, p. 171] And because of this +"right," a worker's wage will always be less than the wealth that he or she +produces. + +The surplus value produced by labour is divided between profits, interest and +rent (or, more correctly, between the owners of the various factors of +production other than labour). In practice, this surplus is used by the owners +of capital for: (a) investment (b) to pay themselves dividends on their stock, +if any; (c) to pay for rent and interest payments; and (d) to pay their +executives and managers (who are sometimes identical with the owners +themselves) much higher salaries than workers. As the surplus is being divided +between different groups of capitalists, this means that there can be clashes +of interest between (say) industrial capitalists and finance capitalists. For +example, a rise in interest rates can squeeze industrial capitalists by +directing more of the surplus from them into the hands of rentiers. Such a +rise could cause business failures and so a slump (indeed, rising interest +rates is a key way of regulating working class power by generating +unemployment to discipline workers by fear of the sack). The surplus, like the +labour used to reproduce existing capital, is embodied in the finished +commodity and is realised once it is sold. This means that workers do not +receive the full value of their labour, since the surplus appropriated by +owners for investment, etc. represents value added to commodities by workers +-- value for which they are not paid nor control. + +The size of this surplus, the amount of unpaid labour, can be changed by +changing the duration and intensity of work (i.e. by making workers labour +longer and harder). If the duration of work is increased, the amount of +surplus value is increased absolutely. If the intensity is increased, e.g. by +innovation in the production process, then the amount of surplus value +increases relatively (i.e. workers produce the equivalent of their wage sooner +during their working day resulting in more unpaid labour for their boss). +Introducing new machinery, for example, increases surplus-value by reducing +the amount of work required per unit of output. In the words of economist +William Lazonick: + +> _ "As a general rule, all market prices, including wages, are given to the +particular capitalist. Moreover, in a competitive world a particular +capitalist cannot retain privileged access to process or product innovations +for any appreciable period of time. But the capitalist does have privileged +access to, and control over, the workers that he employs. Precisely because +the work is not perfectly mobile but is dependent on the capitalist to gain a +living, the capitalist is not subject to the dictates of market forces in +dealing with the worker in the production process. The more dependent the +worker is on his or her particular employer, the more power the capitalist has +to demand longer and harder work in return for a day's pay. The resultant +unremunerated increase in the productivity of the worker per unit of time is +the source of surplus-value. + +> + +> "The measure of surplus-value is the difference between the value-added by +and the value paid to the worker. As owner of the means of production, the +industrial capitalist has a legal right to keep the surplus-value for +himself."_ [**Competitive Advantage on the Shop Floor**, p. 54] + +Such surplus indicates that labour, like any other commodity, has a use value +and an exchange value. Labour's exchange value is a worker's wages, its use +value their ability to work, to do what the capitalist who buys it wants. Thus +the existence of "surplus products" indicates that there is a difference +between the exchange value of labour and its use value, that labour can +**potentially** create **more** value than it receives back in wages. We +stress potentially, because the extraction of use value from labour is not a +simple operation like the extraction of so many joules of energy from a ton of +coal. Labour power cannot be used without subjecting the labourer to the will +of the capitalist - unlike other commodities, labour power remains inseparably +embodied in human beings. Both the extraction of use value and the +determination of exchange value for labour depends upon - and are profoundly +modified by - the actions of workers. Neither the effort provided during an +hours work, nor the time spent in work, nor the wage received in exchange for +it, can be determined without taking into account the worker's resistance to +being turned into a commodity, into an order taker. In other words, the amount +of "surplus products" extracted from a worker is dependent upon the resistance +to dehumanisation within the workplace, to the attempts by workers to resist +the destruction of liberty during work hours. + +Thus unpaid labour, the consequence of the authority relations explicit in +private property, is the source of profits. Part of this surplus is used to +enrich capitalists and another to increase capital, which in turn is used to +increase profits, in an endless cycle (a cycle, however, which is not a steady +increase but is subject to periodic disruption by recessions or depressions - +"The business cycle." The basic causes for such crises will be discussed +later, in sections [C.7](secC7.html) and [C.8](secC8.html)). + +It should be noted that few economists deny that the "value added" by workers +in production must exceed the wages paid. It has to, if a profit is to be +made. As Adam Smith put it: + +> _ "As soon as stock has accumulated in the hands of particular persons, some +of them will naturally employ it in setting to work industrious people, whom +they will supply with materials and subsistence, in order to make a profit by +the sale of their work, or by what their labour adds to the value of the +materials . . . The value which the workmen add to the materials, therefore, +resolves itself in this case into two parts, of which one pays their wages, +the other the profits of their employer upon the whole stock of materials and +wages which he advanced. He could have no interest to employ them, unless he +expected from the sale of their work something more than what was sufficient +to replace his stock to him."_ [**The Wealth of Nations**, p. 42] + +That surplus value consists of unpaid labour is a simple fact. The difference +is that non-socialist economists refuse to explain this in terms of +exploitation. Like Smith, David Ricardo argued in a similar manner and +justified surplus value appropriation in spite of this analysis. Faced with +the obvious interpretation of non-labour income as exploitation which could +easily be derived from classical economics, subsequent economists have sought +to obscure this fact and have produced a series of rationales to justify the +appropriation of workers labour by capitalists. In other words, to explain and +justify the fact that capitalism is not based on its own principle that labour +creates and justifies property. These rationales have developed over time, +usually in response to socialist and anarchist criticism of capitalism and its +economics (starting in response to the so-called Ricardian Socialists who +predated Proudhon and Marx and who first made such an analysis commonplace). +These have been based on many factors, such as the abstinence or waiting by +the capitalist, the productivity of capital, "time-preference," +entrepreneurialism and so forth. We discuss most rationales and indicate their +weaknesses in subsequent sections. + +## C.2.3 Is owning capital sufficient reason to justify profits? + +No, it does not. To understand why, we must first explain the logic behind +this claim. It is rooted in what is termed "marginal productivity" theory. In +the words of one of its developers: + +> _ "If each productive function is paid for according to the amount of its +product, then each man get what he himself produces. If he works, he gets what +he creates by working; if he provides capital, he gets what his capital +produces; and if, further, he renders service by co-ordinating labour and +capital, he gets the product that can be separately traced to that function. +Only in one of these ways can a man produce anything. If he receives all that +he brings into existence through any one of these three functions, he receives +all that he creates at all."_ [John Bates Clark, **The Distribution of +Wealth**, p.7] + +Needless to say, this analysis was based on the need to justify the existing +system, for it was _"the purpose of this work to show that the distribution of +income to society is controlled by a natural law, and that this law, if it +worked without friction, would give to every agent of production the amount of +wealth which that agent creates."_ In other words, _"what a social class gets +is, under natural law, what it contributes to the general output of +industry."_ [Clark, **Op. Cit.**, p. v and p. 313] And only mad people can +reject a _"natural law"_ like gravity -- or capitalism! + +Most schools of capitalist economics, when they bother to try and justify non- +labour income, hold to this theory of productivity. Unsurprisingly, as it +proves what right-wing economist Milton Friedman called the _"capitalist +ethic"_: _"To each according to what he and the instruments he owns +produces."_ [**Capitalism and Freedom**, pp. 161-162] As such, this is one of +the key defences of capitalism, based as it is on the productive contribution +of each factor (labour, land and capital). Anarchists as unconvinced. + +Unsurprisingly, this theory took some time to develop given the theoretical +difficulties involved. After all, you need all three factors to produce a +commodity, say a bushel of wheat. How can we determine that percentage of the +price is due to the land, what percentage to labour and what percentage to +capital? You cannot simply say that the "contribution" of each factor just +happens to be identical to its cost (i.e. the contribution of land is what the +market rent is) as this is circular reasoning. So how is it possible to +specify contribution of each factor of production independently of the market +mechanism in such a way as to show, firstly, that the contributions add up to +100 percent and, secondly, that the free market will in fact return to each +factor its respective contribution? + +This is where marginal productivity theory comes in. In neo-classical theory, +the contribution of a specific factor is defined as the marginal product of +that factor when the other factors are left constant. Take, as an example, a +hundred bushels of wheat produced by X acres of land being worked by Y workers +using Z worth of capital. The contribution of land can then be defined as the +increase in wheat that an extra acre of land would produce (X+1) if the same +number of workers employed the same capital worked it. Similarly, the +contribution of a worker would be the increase that would result if an +addition worker was hired (Y + 1) to work the same land (X) with the same +capital (Z). The contribution of capital, obviously, would be the increase in +wheat produced by the same number of workers (X) working the same amount of +land (Y) using one more unit of capital (Z+1). Then mathematics kicks in. If +enough assumptions are made in terms of the substitutability of factors, +diminishing returns, and so forth, then a mathematical theorem (Euler's +Theorem) can be used to show that the sum of these marginal contributions +would be a hundred bushels. Applying yet more assumptions to ensure "perfect +competition" it can be mathematically proven that the rent per acre set by +this perfect market will be precisely the contribution of the land, that the +market wage will be the contribution of the worker, and the market interest +rate will be the contribution of capital. In addition, it can be shown that +any monopoly power will enable a factor owner to receive more than it +contributes, so exploiting the others. + +While this is impressive, the problems are obvious. As we discuss in [section +C.2.5](secC2.html#secc25), this model does not (indeed, cannot) describe any +actual real economy. However, there is a more fundamental issue than mere +practicality or realism, namely that it confuses a **moral** principle (that +factors should receive in accordance with their productive contributions) with +an ownership issue. This is because even if we want to say that land and +capital "contribute" to the final product, we cannot say the same for the +landowner or the capitalist. Using our example above, it should be noted that +neither the capitalist nor the landowner actually engages in anything that +might be called a productive activity. Their roles are purely passive, they +simply allow what they own to be used by the people who do the actual work, +the labourers. + +Marginal productivity theory shows that with declining marginal productivity, +the contribution of labour is less than the total product. The difference is +claimed to be precisely the contribution of capital and land. But what is this +"contribution" of capital and land? Without any labourers there would be no +output. In addition, in physical terms, the marginal product of, say, capital +is simply the amount by which production would decline is one piece of capital +were taken out of production. It does not reflect any productive activity +whatsoever on the part of the owner of said capital. **It does not, therefore, +measure his or her productive contribution.** In other words, capitalist +economics tries to confuse the owners of capital with the machinery they own. +Unlike labour, whose "ownership" cannot be separated from the productive +activities being done, capital and land can be rewarded without their owners +actually doing anything productive at all. + +For all its amazing mathematics, the neo-classical solution fails simply +because it is not only irrelevant to reality, it is not relevant ethically. + +To see why, let us consider the case of land and labour (capital is more +complex and will be discussed in the next two sections). Marginal productivity +theory can show, given enough assumptions, that five acres of land can produce +100 bushels of wheat with the labour of ten men and that the contribution of +land and labour are, respectively, 40 and 60 bushels each. In other words, +that each worker receives a wage representing 6 bushels of wheat while the +landlord receives an income of 40 bushels. As socialist David Schweickart +notes, _"we have derived both the contribution of labour and the contribution +of land from purely technical considerations. We have made no assumptions +about ownership, competition, or any other social or political relationship. +No covert assumptions about capitalism have been smuggled into the analysis."_ +[**After Capitalism**, p. 29] + +Surely this means that economics has produced a defence of non-labour income? +Not so, as it ignores the key issue of what represents a valid contribution. +The conclusion that the landlord (or capitalist) is entitled to their income +_"in no way follows from the technical premises of the argument. Suppose our +ten workers had cultivated the five acres **as a worker collective.** In this, +they would receive the entire product, all one hundred bushels, instead of +sixty. Is this unfair? To whom should the other forty bushels go? To the land, +for its 'contribution'? Should the collective perhaps burn forty bushels as an +offering to the Land-God? (Is the Land-Lord the representative on Earth of +this Land-God?)."_ [**Op. Cit.**, p. 30] It should be noted that Schweickart +is echoing the words of Proudhon: + +> _ "How much does the proprietor increase the utility of his tenant's +products? Has he ploughed, sowed, reaped, mowed, winnowed, weeded? . . . I +admit that the land is an implement; but who made it? Did the proprietor? Did +he -- by the efficacious virtue of the right of property, by this **moral +quality** infused into the soil -- endow it with vigour and fertility? Exactly +there lies the monopoly of the proprietor, though he did not make the +implement, he asks pay for its use. When the Creator shall present himself and +claim farm-rent, we will consider the matter with him; or even when the +proprietor \-- his pretended representative -- shall exhibit his power of +attorney."_ [**What is Property?**, pp. 166-7] + +In other words, granting permission cannot be considered as a "contribution" +or a "productive" act: + +> _ "We can see that a moral sleight-of-hand has been performed. A technical +demonstration has passed itself off as a moral argument by its choice of +terminology, namely, by calling a marginal product a 'contribution.' The +'contribution = ethical entitlement' of the landowner has been identified with +the 'contribution = marginal product' of the land . . . What is the nature of +the landowner's 'contribution' here? We can say that the landlord +**contributed the land** to the workers, but notice the qualitative difference +between his 'contribution' and the contribution of his workforce. He +'contributes' his land -- but the land remains intact and remains his at the +end of the harvest, whereas the labour contributed by each labourer is gone. +If the labourers do not expend **more** labour next harvest, they will get +nothing more, whereas the landowner can continue to 'contribute' year after +year (lifting not a finger), and be rewarded year after year for doing so."_ +[Schweickart, **Op. Cit.**, p. 30] + +As the examples of the capitalist and co-operative farms shows, the +"contribution" of land and capital can be rewarded without their owners doing +anything at all. So what does it mean, "capital's share"? After all, no one +has ever given money to a machine or land. That money goes to the owner, not +the technology or resource used. When "land" gets its "reward" it involves +money going to the landowner **not** fertiliser being spread on the land. +Equally, if the land and the capital were owned by the labourers then +"capital" and "land" would receive nothing despite both being used in the +productive process and, consequently, having "aided" production. Which shows +the fallacy of the idea that profits, interest and rent represent a form of +"contribution" to the productive process by land and capital which needs +rewarded. They only get a "reward"_ when they hire labour to work them, i.e. +they give permission for others to use the property in question in return for +telling them what to do and keeping the product of their labour. + +As Proudhon put it, _"[w]ho is entitled to the rent of the land? The producer +of the land, without doubt. Who made the land? God. Then, proprietor, +retire!"_ [**Op. Cit.**, p. 104] Much the same can be said of "capital" +(workplaces, machinery, etc.) as well. The capitalist, argued Berkman, _"gives +you a job; that is permission to work in the factory or mill which was not +built by him but by other workers like yourself. And for that permission you +help to support him for the rest of your life or as long as you work for +him."_ [**What is Anarchism?**, p. 14] + +So non-labour income exists **not** because of the owners of capital and land +"contribute" to production but because they, as a class, **own** the means of +life and workers have to sell their labour and liberty to them to gain access: + +> _ "We cry shame on the feudal baron who forbade the peasant to turn a clod +of earth unless he surrendered to his lord a fourth of his crop. We called +those the barbarous times, But if the forms have changed, the relations have +remained the same, and the worker is forced, under the name of free contract, +to accept feudal obligations."_ [Kropotkin, **The Conquest of Bread**, pp. +31-2] + +It is capitalist property relations that allow this monopolisation of wealth +by those who own (or boss) but do not produce. The workers do not get the full +value of what they produce, nor do they have a say in how the surplus value +produced by their labour gets used (e.g. investment decisions). Others have +monopolised both the wealth produced by workers and the decision-making power +within the company. This is a private form of taxation without representation, +just as the company is a private form of statism. + +Therefore, providing capital is **not** a productive act, and keeping the +profits that are produced by those who actually do use capital is an act of +theft. This does not mean, of course, that creating capital goods is not +creative nor that it does not aid production. Far from it! But owning the +outcome of such activity and renting it does not justify capitalism or +profits. In other words, while we need machinery, workplaces, houses and raw +materials to produce goods we do **not** need landlords and capitalists. + +The problem with the capitalists' "contribution to production" argument is +that one must either assume (a) a strict definition of who is the producer of +something, in which case one must credit only the worker(s), or (b) a looser +definition based on which individuals have contributed to the circumstances +that made the productive work possible. Since the worker's productivity was +made possible in part by the use of property supplied by the capitalist, one +can thus credit the capitalist with "contributing to production" and so claim +that he or she is entitled to a reward, i.e. profit. + +However, if one assumes (b), one must then explain why the chain of credit +should stop with the capitalist. Since all human activity takes place within a +complex social network, many factors might be cited as contributing to the +circumstances that allowed workers to produce -- e.g. their upbringing and +education, the contribution of other workers in providing essential products, +services and infrastructure that permits their place of employment to operate, +and so on (even the government, which funds infrastructure and education). +Certainly the property of the capitalist contributed in this sense. But his +contribution was less important than the work of, say, the worker's mother. +Yet no capitalist, so far as we know, has proposed compensating workers' +mothers with any share of the firm's revenues, and particularly not with a +**greater** share than that received by capitalists! Plainly, however, if they +followed their own logic consistently, capitalists would have to agree that +such compensation would be fair. + +In summary, while some may consider that profit is the capitalist's +"contribution" to the value of a commodity, the reality is that it is nothing +more than the reward for owning capital and giving permission for **others** +to produce using it. As David Schweickart puts it, _"'providing capital' means +nothing more than 'allowing it to be used.' But an act of granting permission, +in and of itself, is not a productive activity. If labourers cease to labour, +production ceases in any society. But if owners cease to grant permission, +production is affected only if their **authority** over the means of +production is respected."_ [**Against Capitalism**, p. 11] + +This authority, as discussed earlier, derives from the coercive mechanisms of +the state, whose primary purpose is to ensure that capitalists have this +ability to grant or deny workers access to the means of production. Therefore, +not only is "providing capital" not a productive activity, it depends on a +system of organised coercion which requires the appropriation of a +considerable portion of the value produced by labour, through taxes, and hence +is actually parasitic. Needless to say, rent can also be considered as +"profit", being based purely on "granting permission" and so not a productive +activity. The same can be said of interest, although the arguments are +somewhat different (see [section C.2.6](secC2.html#secc26)). + +So, even if we assume that capital and land **are** productive, it does not +follow that owning those resources entitles the owner to an income. However, +this analysis is giving too much credit to capitalist ideology. The simple +fact is that capital is **not** productive at all. Rather, _"capital"_ only +contributes to production when used by labour (land does produce use values, +of course, but these only become available once labour is used to pick the +fruit, reap the corn or dig the coal). As such, profit is not the reward for +the productivity of capital. Rather **labour** produces the marginal +productivity of capital. This is discussed in the [next +section](secC2.html#secc24). + +## C.2.4 Is profit the reward for the productivity of capital? + +In a word, no. As Proudhon pointed out, _"Capital, tools, and machinery are +likewise unproductive. . . The proprietor who asks to be rewarded for the use +of a tool or for the productive power of his land, takes for granted, then, +that which is radically false; namely, that capital produces by its own effort +-- and, in taking pay for this imaginary product, he literally receives +something for nothing."_ [**What is Property?**, p. 169] In other words, only +labour is productive and profit is not the reward for the productivity of +capital. + +Needless to say, capitalist economists disagree. _"Here again the philosophy +of the economists is wanting. To defend usury they have pretended that capital +was productive, and they have changed a metaphor into a reality,"_ argued +Proudhon. The socialists had _"no difficulty in overturning their sophistry; +and through this controversy the theory of capital has fallen into such +disfavour that today, in the minds of the people, **capitalist** and **idler** +are synonymous terms."_ [**System of Economical Contradictions**, p. 290] + +Sadly, since Proudhon's time, the metaphor has become regained its hold, +thanks in part to neo-classical economics and the "marginal productivity" +theory. We explained this theory in the [last section](secC2.html#secc23) as +part of our discussion on why, even if we assume that land and capital **are** +productive this does not, in itself, justify capitalist profit. Rather, +profits accrue to the capitalist simply because he or she gave their +permission for others to use their property. However, the notion that profits +represent that "productivity" of capital is deeply flawed for other reasons. +The key one is that, by themselves, capital and land produce nothing. As +Bakunin put it, _"neither property nor capital produces anything when not +fertilised by labour."_ [**The Political Philosophy of Bakunin**, p. 183] + +In other words, capital is "productive" simply because people use it. This is +hardly a surprising conclusion. Mainstream economics recognises it in its own +way (the standard economic terminology for this is that _"factors usually do +not work alone"_). Needless to say, the conclusions anarchists and defenders +of capitalism draw from this obvious fact are radically different. + +The standard defence of class inequalities under capitalism is that people get +rich by producing what other people want. That, however, is hardly ever true. +Under capitalism, people get rich by hiring other people to produce what other +people want or by providing land, money or machinery to those who do the +hiring. The number of people who have became rich purely by their own labour, +without employing others, is tiny. When pressed, defenders of capitalism will +admit the basic point and argue that, in a free market, everyone gets in +income what their contribution in producing these goods indicates. Each factor +of production (land, capital and labour) is treated in the same way and their +marginal productivity indicates what their contribution to a finished product +is and so their income. Thus wages represent the marginal productivity of +labour, profit the marginal productivity of capital and rent the marginal +productivity of land. As we have used land and labour in the [previous +section](secC2.html#secc23), we will concentrate on land and "capital" here. +We must note, however, that marginal productivity theory has immense +difficulties with capital and has been proven to be internally incoherent on +this matter (see [next section](secC2.html#secc25)). However, as mainstream +economics ignores this, so will we for the time being. + +So what of the argument that profits represent the contribution of capital? +The reason why anarchists are not impressed becomes clear when we consider ten +men digging a hole with spades. Holding labour constant means that we add +spades to the mix. Each new spade increases productivity by the same amount +(because we assume that labour is homogenous) until we reach the eleventh +spade. At that point, the extra spade lies unused and so the marginal +contribution of the spade ("capital") is zero. This suggests that the +socialists are correct, capital **is** unproductive and, consequently, does +not deserve any reward for its use. + +Of course, it will be pointed out that the eleventh spade cost money and, as a +result, the capitalist would have stopped at ten spades and the marginal +contribution of capital equals the amount the tenth spade added. Yet the only +reason that spade added anything to production was because there was a worker +to use it. In other words, as economist David Ellerman stresses, the _"point +is that capital itself does not 'produce' at all; capital is used by Labour to +produce the outputs . . . Labour produces the marginal product **of +capital.**"_ [**Property and Contract in Economics**, p. 204] As such, to talk +of the "marginal product" of capital is meaningless as holding labour constant +is meaningless: + +> _ "Consider, for example, the 'marginal product of a shovel' in a simple +production process wherein three workers use two shovels and a wheelbarrow to +dig out a cellar. Two of the workers use two shovels to fill the wheelbarrow +which the third worker pushes a certain distance to dump the dirt. The +marginal productivity of a shovel is defined as the extra product produced +when an extra shovel is added and the other factors, such as labour, are held +constant. The labour is the human activity of carrying out this production +process. If labour was held 'constant' is the sense of carrying out the same +human activity, then any third shovel would just lie unused and the extra +product would be identically zero. + +> + +> "'Holding labour constant' really means reorganising the human activity in a +more capital intensive way so that the extra shovel will be optimally +utilised. For instance, all three workers could use the three shovels to fill +the wheelbarrow and then they could take turns emptying the wheelbarrow. In +this manner, the workers would use the extra shovel and by so doing they would +produce some extra product (additional earth moved during the same time +period). This extra product would be called the 'marginal product of the +shovel, but in fact it is produced by the workers who are also using the +additional shovel . . . [Capital] does not 'produce' its marginal product. +Capital does not 'produce' at all. Capital is used by Labour to produce the +output. When capital is increased, Labour produces extra output by using up +the extra capital . . . In short, **Labour produced the marginal product of +capital** (and used up the extra capital services)."_ [**Op. Cit.**, pp. +207-9] + +Therefore, the idea that profits equals the marginal productivity of capital +is hard to believe. Capital, in this perspective, is not only a tree which +bears fruit even if its owner leaves it uncultivated, it is a tree which also +picks its own fruit, prepares it and serves it for dinner! Little wonder the +classical economists (Smith, Ricardo, John Stuart Mill) considered capital to +be unproductive and explained profits and interest in other, less obviously +false, means. + +Perhaps the "marginal productivity" of capital is simply what is left over +once workers have been paid their "share" of production, i.e. once the +marginal productivity of labour has been rewarded. Obviously the marginal +product of labour and capital are related. In a production process, the +contribution of capital will (by definition) be equal to total price minus the +contribution of labour. You define the marginal product of labour, it is +necessary to keep something else constant. This means either the physical +inputs other than labour are kept constant, or the rate of profit on capital +is kept constant. As economist Joan Robinson noted: + +> _ "I found this satisfactory, for it destroys the doctrine that wages are +regulated by marginal productivity. In a short-period case, where equipment is +given, at full-capacity operation the marginal physical product of labour is +indeterminate. When nine men with nine spades are digging a hole, to add a +tenth man could increase output only to the extent that nine dig better if +they have a rest from time to time. On the other hand, to subtract the ninth +man would reduce output by more or less the average amount. The wage must lie +somewhere between the average value of output per head and zero, so that +marginal product is greater or much less than the wage according as equipment +is being worked below or above its designed capacity."_ [**Contributions to +Modern Economics**, p. 104] + +If wages are not regulated by marginal productivity theory, then neither is +capital (or land). Subtracting labour while keeping capital constant simply +results in unused equipment and unused equipment, by definition, produces +nothing. What the "contribution" of capital is dependent, therefore, on the +economic power the owning class has in a given market situation (as we discuss +in [section C.3](secC3.html)). As William Lazonick notes, the neo-classical +theory of marginal productivity has two key problems which flow from its +flawed metaphor that capital is "productive": + +> _ "The first flaw is the assumption that, at any point in time, the +productivity of a technology is given to the firm, irrespective of the social +context in which the firm attempts to utilise the technology . . . this +assumption, typically implicit in mainstream economic analysis and [is] +derived from an ignorance of the nature of the production process as much as +everything else . . ." + +> + +> "The second flaw in the neo-classical theoretical structure is the +assumption that factor prices are independent of factor productivities. On the +basis of this assumption, factor productivities arising from different +combinations of capital and labour can be taken as given to the firm; hence +the choice of technique depends only on variations in relative factor prices. +It is, however, increasingly recognised by economists who speak of 'efficiency +wages' that factor prices and factor productivities may be linked, +particularly for labour inputs . . . the productivity of a technology depends +on the amount of effort that workers choose to supply."_ [**Competitive +Advantage on the Shop Floor**, p. 130 and pp. 133-4] + +In other words, neo-classical economics forgets that technology has to be used +by workers and so its "productivity" depends on how it is applied. If profit +did flow as a result of some property of machinery then bosses could do +without autocratic workplace management to ensure profits. They would have no +need to supervise workers to ensure that adequate amounts of work are done in +excess of what they pay in wages. This means the idea (so beloved by pro- +capitalist economics) that a worker's wage **is** the equivalent of what she +produces is one violated everyday within reality: + +> _ "Managers of a capitalist enterprise are not content simply to respond to +the dictates of the market by equating the wage to the value of the marginal +product of labour. Once the worker has entered the production process, the +forces of the market have, for a time at least, been superseded. The effort- +pay relation will depend not only on market relations of exchange but also. . +. on the hierarchical relations of production -- on the relative power of +managers and workers within the enterprise."_ [William Lazonick, **Business +Organisation and the Myth of the Market Economy**, pp. 184-5] + +But, then again, capitalist economics is more concerned with justifying the +status quo than being in touch with the real world. To claim that a workers +wage represents her contribution and profit capital's is simply false. Capital +cannot produce anything (never mind a surplus) unless used by labour and so +profits do not represent the productivity of capital. In and of themselves, +fixed costs do not create value. Whether value is created depends on how +investments are developed and used once in place. Which brings us back to +labour (and the social relationships which exist within an economy) as the +fundamental source of surplus value. + +Then there is the concept of profit sharing, whereby workers are get a share +of the profits made by the company. Yet profits are the return to capital. +This shatters the notion that profits represent the contribution of capital. +**If** profits were the contribution of the productivity of equipment, then +sharing profits would mean that capital was not receiving its full +_"contribution"_ to production (and so was being exploited by labour!). It is +unlikely that bosses would implement such a scheme unless they knew they would +get more profits out of it. As such, profit sharing is usually used as a +technique to **increase** productivity and profits. Yet in neo-classical +economics, it seems strange that such a technique would be required if +profits, in fact, **did** represent capital's "contribution." After all, the +machinery which the workers are using is the same as before profit sharing was +introduced -- how could this unchanged capital stock produce an increased +"contribution"? It could only do so if, in fact, capital was unproductive and +it was the unpaid efforts, skills and energy of workers' that actually was the +source of profits. Thus the claim that profit equals capital's "contribution" +has little basis in fact. + +As capital is not autonomously productive and goods are the product of human +(mental and physical) labour, Proudhon was right to argue that _"Capital, +tools, and machinery are likewise unproductive . . . The proprietor who asks +to be rewarded for the use of a tool or for the productive power of his land, +takes for granted, then, that which is radically false; namely, that capital +produces by its own effort - and, in taking pay for this imaginary product, he +literally receives something for nothing."_ [**What is Property?**, p. 169] + +It will be objected that while capital is not productive in itself, its use +does make labour more productive. As such, surely its owner is entitled to +some share of the larger output produced by its aid. Surely this means that +the owners of capital deserve a reward? Is this difference not the +"contribution" of capital? Anarchists are not convinced. Ultimately, this +argument boils down to the notion that giving permission to use something is a +productive act, a perspective we rejected in the [last +section](secC2.html#secc23). In addition, providing capital is unlike normal +commodity production. This is because capitalists, unlike workers, get paid +multiple times for one piece of work (which, in all likelihood, they paid +others to do) and **keep** the result of that labour. As Proudhon argued: + +> _ "He [the worker] who manufactures or repairs the farmer's tools receives +the price **once**, either at the time of delivery, or in several payments; +and when this price is once paid to the manufacturer, the tools which he has +delivered belong to him no more. Never can he claim double payment for the +same tool, or the same job of repairs. If he annually shares in the products +of the farmer, it is owing to the fact that he annually does something for the +farmer. + +> + +> "The proprietor, on the contrary, does not yield his implement; eternally he +is paid for it, eternally he keeps it."_ [**Op. Cit.**, pp. 169-170] + +While the capitalist, in general, gets their investment back plus something +extra, the workers can never get their time back. That time has gone, forever, +in return for a wage which allows them to survive in order to sell their time +and labour (i.e. liberty) again. Meanwhile, the masters have accumulated more +capital and their the social and economic power and, consequently, their +ability to extract surplus value goes up at a higher rate than the wages they +have to pay (as we discuss in [section C.7](secC7.html), this process is not +without problems and regularly causes economic crisis to break out). + +Without labour nothing would have been produced and so, in terms of justice, +**at best** it could be claimed that the owners of capital deserve to be paid +only for what has been used of their capital (i.e. wear and tear and damages). +While it is true that the value invested in fixed capital is in the course of +time transferred to the commodities produced by it and through their sale +transformed into money, this does not represent any actual labour by the +owners of capital. Anarchists reject the ideological sleight-of-hand that +suggests otherwise and recognise that (mental and physical) labour is the +**only** form of contribution that can be made by humans to a productive +process. Without labour, nothing can be produced nor the value contained in +fixed capital transferred to goods. As Charles A. Dana pointed out in his +popular introduction to Proudhon's ideas, _"[t]he labourer without capital +would soon supply his wants by its production . . . but capital with no +labourers to consume it can only lie useless and rot."_ [**Proudhon and his +"Bank of the People"**, p. 31] If workers do not control the full value of +their contributions to the output they produce then they are exploited and so, +as indicated, capitalism is based upon exploitation. + +Of course, as long as "capital" **is** owned by a different class than as +those who use it, this is extremely unlikely that the owners of capital will +simply accept a "reward" of damages. This is due to the hierarchical +organisation of production of capitalism. In the words of the early English +socialist Thomas Hodgskin _"capital does not derive its utility from previous, +but present labour; and does not bring its owner a profit because it has been +stored up, but because it is a means of obtaining a command over labour."_ +[**Labour Defended against the Claims of Capital**] It is more than a strange +coincidence that the people with power in a company, when working out who +contributes most to a product, decide it is themselves! + +This means that the notion that labour gets its "share" of the products +created is radically false for, as _"a description of **property rights**, the +distributive shares picture is quite misleading and false. The simple fact is +that one legal party owns all the product. For example, General Motors doesn't +just own 'Capital's share' of the GM cars produced; it owns all of them."_ +[Ellerman, **Op. Cit.**, p. 27] Or as Proudhon put it, _"Property is the right +to enjoy and dispose of another's goods, -- the fruit of another's industry +and labour."_ The only way to finally abolish exploitation is for workers to +manage their own work and the machinery and tools they use. This is implied, +of course, in the argument that labour is the source of property for _"if +labour is the sole basis of property, I cease to be a proprietor of my field +as soon as I receive rent for it from another . . . It is the same with all +capital."_ Thus, _"all production being necessarily collective"_ and _"all +accumulated capital being social property, no one can be its exclusive +proprietor."_ [**What is Property?**, p. 171, p. 133 and p. 130] + +The reason why capital gets a "reward" is simply due to the current system +which gives capitalist class an advantage which allows them to refuse access +to their property except under the condition that they command the workers to +make more than they have to pay in wages and keep their capital at the end of +the production process to be used afresh the next. So while capital is not +productive and owning capital is not a productive act, under capitalism it is +an enriching one and will continue to be so until such time as that system is +abolished. In other words, profits, interest and rent are not founded upon any +permanent principle of economic or social life but arise from a specific +social system which produce specific social relationships. Abolish wage labour +by co-operatives, for example, and the issue of the "productivity" of +"capital" disappears as "capital" no longer exists (a machine is a machine, it +only becomes capital when it is used by wage labour). + +So rather that the demand for labour being determined by the technical +considerations of production, it is determined by the need of the capitalist +to make a profit. This is something the neo-classical theory implicitly +admits, as the marginal productivity of labour is just a roundabout way of +saying that labour-power will be bought as long as the wage is not higher than +the profits that the workers produce. In other words, wages do not rise above +the level at which the capitalist will be able to produce and realise surplus- +value. To state that workers will be hired as long as the marginal +productivity of their labour exceeds the wage is another way of saying that +workers are exploited by their boss. So even if we do ignore reality for the +moment, this defence of profits does **not** prove what it seeks to -- it +shows that labour **is** exploited under capitalism. + +However, as we discuss in the [next section](secC5.html), this whole +discussion is somewhat beside the point. This is because marginal productivity +theory has been conclusively proven to be flawed by dissident economics and +has been acknowledged as such by leading neo-classical economists. + +## C.2.5 Do profits represent the contribution of capital to production? + +In a word, no. While we have assumed the validity of "marginal productivity" +theory in relation to capital in the previous two sections, the fact is that +the theory is deeply flawed. This is on two levels. Firstly, it does not +reflect reality in any way. Secondly, it is logically flawed and, even worse, +this has been known to economists for decades. While the first objection will +hardly bother most neo-classical economists (what part of that dogma **does** +reflect reality?), the second should as intellectual coherence is what +replaces reality in economics. However, in spite of "marginal productivity" +theory being proven to be nonsense and admitted as such by leading neo- +classical economists, it is still taught in economic classes and discussed in +text books as if it were valid. + +We will discuss each issue in turn. + +The theory is based on a high level of abstraction and the assumptions used to +allow the mathematics to work are so extreme that no real world example could +possibly meet them. The first problem is determining the level at which the +theory should be applied. Does it apply to individuals, groups, industries or +the whole economy? For depending on the level at which it is applied, there +are different problems associated with it and different conclusions to be +drawn from it. Similarly, the time period over which it is to be applied has +an impact. As such, the theory is so vague that it would be impossible to test +as its supporters would simply deny the results as being inapplicable to +**their** particular version of the model. + +Then there are problems with the model itself. While it has to assume that +factors are identical in order to invoke the necessary mathematical theory, +none of the factors used are homogenous in the real world. Similarly, for +Euler's theory to be applied, there must be constant returns to scale and this +does not apply either (it would be fair to say that the assumption of constant +returns to scale was postulated to allow the theorem to be invoked in the +first place rather than as a result of a scientific analysis of real +industrial conditions). Also, the model assumes an ideal market which cannot +be realised and any real world imperfections make it redundant. In the model, +such features of the real world as oligopolistic markets (i.e. markets +dominated by a few firms), disequilibrium states, market power, informational +imperfections of markets, and so forth do not exist. Including any of these +real features invalidates the model and no "factor" gets its just rewards. + +Moreover, like neo-classical economics in general, this theory just assumes +the original distribution of ownership. As such, it is a boon for those who +have benefited from previous acts of coercion -- their ill-gotten gains can +now be used to generate income for them! + +Finally, "marginal productivity" theory ignores the fact that most production +is collective in nature and, as a consequence, the idea of subtracting a +single worker makes little or no sense. As soon as there is _"a division of +labour and an interdependence of different jobs, as is the case generally in +modern industry,"_ its _"absurdity can immediately be shown."_ For example, +_"[i]f, in a coal-fired locomotive, the train's engineer is eliminated, one +does not 'reduce a little' of the product (transportation), one eliminates it +completely; and the same is true if one eliminates the fireman. The 'product' +of this indivisible team of engineer and fireman obeys a law of all or +nothing, and there is no 'marginal product' of the one that can be separated +from the other. The same thing goes on the shop floor, and ultimately for the +modern factory as a whole, where jobs are closely interdependent."_ [Cornelius +Castoriadis, **Political and Social Writings**, vol. 3, p. 213] Kropotkin made +the same point, arguing it _"is utterly impossible to draw a distinction +between the work"_ of the individuals collectively producing a product as all +_"contribute . . . in proportion to their strength, their energy, their +knowledge, their intelligence, and their skill."_ [**The Conquest of Bread**, +p. 170 and p. 169] + +This suggests another explanation for the existence of profits than the +"marginal productivity" of capital. Let us assume, as argued in marginal +productivity theory, that a worker receives exactly what she has produced +because if she ceases to work, the total product will decline by precisely the +value of her wage. However, this argument has a flaw in it. This is because +the total product will decline by more than that value if two or more workers +leave. This is because the wage each worker receives under conditions of +perfect competition is assumed to be the product of the **last** labourer in +neo-classical theory. The neo-classical argument presumes a "declining +marginal productivity," i.e. the marginal product of the last worker is +assumed to be less than the second last and so on. In other words, in neo- +classical economics, all workers bar the mythical "last worker" do not receive +the full product of their labour. They only receive what the **last** worker +is claimed to produce and so everyone **bar** the last worker does not receive +exactly what he or she produces. In other words, all the workers are exploited +bar the last one. + +However, this argument forgets that co-operation leads to increased +productivity which the capitalists appropriate for themselves. This is +because, as Proudhon argued, _"the capitalist has paid as many times one day's +wages"_ rather than the workers collectively and, as such, _"he has paid +nothing for that immense power which results from the union and harmony of +labourers, and the convergence and simultaneousness of their efforts. Two +hundred grenadiers stood the obelisk of Luxor upon its base in a few hours; do +you suppose that one man could have accomplished the same task in two hundred +days? Nevertheless, on the books of the capitalist, the amount of wages would +have been the same."_ Therefore, the capitalist has _"paid all the individual +forces"_ but _"the collective force still remains to be paid. Consequently, +there remains a right of collective property"_ which the capitalist _"enjoy[s] +unjustly."_ [**What is Property?**, p. 127 and p. 130] + +As usual, therefore, we must distinguish between the ideology and reality of +capitalism. As we indicated in [section C.1](secC1.html), the model of perfect +competition has no relationship with the real world. Unsurprisingly, marginal +productivity theory is likewise unrelated to reality. This means that the +assumptions required to make "marginal productivity" theory work are so unreal +that these, in themselves, should have made any genuine scientist reject the +idea out of hand. Note, we are **not** opposing abstract theory, **every** +theory abstracts from reality is some way. We are arguing that, to be valid, a +theory has to reflect the real situation it is seeking to explain in some +meaningful way. Any abstractions or assumptions used must be relatively +trivial and, when relaxed, not result in the theory collapsing. This is not +the case with marginal productivity theory. It is important to recognise that +there are degrees of abstraction. There are _"negligibility assumptions"_ +which state that some aspect of reality has little or no effect on what is +being analysed. Sadly for marginal productivity theory, its assumptions are +not of this kind. Rather, they are _"domain assumptions"_ which specify _"the +conditions under which a particular theory will apply. If those conditions do +not apply, then neither does the theory."_ [Steve Keen, **Debunking +Economics**, p. 151] This is the case here. + +However, most economists will happily ignore this critique for, as noted +repeatedly, basing economic theory on reality or realistic models is not +considered a major concern by neoclassical economists. However, "marginal +productivity" theory applied to capital is riddled with logical +inconsistencies which show that it is simply wrong. In the words of the noted +left-wing economist Joan Robinson: + +> _ "The neo-classicals evidently had not been told that the neo-classical +theory did not contain a solution of the problems of profits or of the value +of capital. They have erected a towering structure of mathematical theorems on +a foundation that does not exist. Recently [in the 1960s, leading neo- +classical economist] Paul Samuelson was sufficiently candid to admit that the +basis of his system does not hold, but the theorems go on pouring out just the +same."_ [**Contributions to Modern Economics**, p. 186] + +If profits **are** the result of private property and the inequality it +produces, then it is unsurprising that neoclassical theory would be as +foundationless as Robinson argues. After all, this is a **political** question +and neo-classical economics was developed to ignore such questions. Marginal +productivity theory has been subject to intense controversy, precisely because +it claims to show that labour is not exploited under capitalism (i.e. that +each factor gets what it contributes to production). We will now summarise +this successful criticism. + +The first major theoretical problem is obvious: how do you measure capital? In +neoclassical economics, capital is referred to as machinery of all sorts as +well as the workplaces that house them. Each of these items is, in turn, made +up of a multitude of other commodities and many of these are assemblies of +other commodities. So what does it mean to say, as in marginal productivity +theory, that "capital" is varied by one unit? The only thing these products +have in common is a price and that is precisely what economists **do** use to +aggregate capital. Sadly, though, shows _"that there is no meaning to be given +to a 'quantity of capital' apart from the rate of profit, so that the +contention that the 'marginal product of capital' determines the rate of +profit is meaningless."_ [Robinson, **Op. Cit.**, p. 103] This is because +argument is based on circular reasoning: + +> _ "For long-period problems we have to consider the meaning of the rate of +profit on capital . . . the value of capital equipment, reckoned as its future +earnings discounted at a rate of interest equal to the rate of profit, is +equal to its initial cost, which involves prices including profit at the same +rate on the value of the capital involved in producing it, allowing for +depreciation at the appropriate rate over its life up to date. + +> + +> "The value of a stock of capital equipment, therefore, involves the rate of +profit. There is no meaning in a 'quantity of capital' apart from the rate of +profit."_ [**Collected Economic Papers**, vol. 4, p. 125] + +Looking at it another way, neo-classical economics seeks to simultaneously +solve the problems of production and income distribution. It attempts to show +how the level of employment of capital and labour is determined as well as how +national income is divided between the two. The latter is done by multiplying +the quantities of labour and capital by the equilibrium wage and interest +rate, respectively. In the long term, equilibrium conditions are governed by +the net marginal productivity of each factor, with each supplied until its net +marginal revenue is zero. This is why the market rate of interest is used as +capital is assumed to have marginal productivity and the existing market +interest reflects that. + +Yet in what sense can we say that capital has marginal productivity? How is +the stock of capital to be measured? One measure is to take the present value +of the income stream expected to accrue to capital owners. However, where does +this discount rate and net income stream come from? To find a value for these, +it is necessary to estimate a national income and the division of income +between labour and capital but that is what the analysis was meant to produce. +In other words, the neo-classical theory requires assumptions which are, in +fact, the solution. This means that value of capital is dependent on the +distribution of income. As there is no rationale offered for choosing one +income distribution over another, the neo-classical theory does not solve the +problem it set out to investigate but rather simply assumes it away. It is a +tautology. It asks how the rate of profit is determined and answers by +referencing the quantity of capital and its marginal revenue product. When +asked how these are determined, the reply is based on assuming a division of +future income and the discounting of the returns of capital with the market +rate of interest. That is, it simply says that the market rate of interest is +a function of the market rate of interest (and an assumed distribution of +income). + +In other words, according to neoclassical theory, the rate of profit and +interest depends on the amount of capital, and the amount of capital depends +on the rate of profit and interest. One has to assume a rate of profit in +order to demonstrate the equilibrium rate of return is determined. This issue +is avoided in neo-classical economics simply by ignoring it (it must be noted +that the same can be said of the "Austrian" concept of _"roundaboutness"_ as +_"it is impossible to define one way of producing a commodity as 'more +roundabout' than another independently of the rate of profit . . . Therefore +the Austrian notion of roundaboutness is as internally inconsistent as the +neoclassical concept of the marginal productivity of capital."_ [Steve Keen, +**Debunking Economics**, p. 302]). + +The next problem with the theory is that "capital" is treated as something +utterly unreal. Take, for example, leading neoclassical Dennis Robertson's +1931 attempt to explain the marginal productivity of labour when holding +"capital" constant: + +> _ "If ten men are to be set out to dig a hole instead of nine, they will be +furnished with ten cheaper spades instead of nine more expensive ones; or +perhaps if there is no room for him to dig comfortably, the tenth man will be +furnished with a bucket and sent to fetch beer for the other nine."_ [_"Wage- +grumbles"_, **Economic Fragments**, p. 226] + +So to work out the marginal productivity of the factors involved, _"ten +cheaper spades"_ somehow equals nine more expensive spades? How is this +keeping capital constant? And how does this reflect reality? Surely, any real +world example would involve sending the tenth digger to get another spade? And +how do nine expensive spades become nine cheaper ones? In the real world, this +is impossible but in neoclassical economics this is not only possible but +required for the theory to work. As Robinson argued, in neo-classical theory +the _"concept of capital all the man-made factors are boiled into one, which +we may call **leets** . . . [which], though all made up of one physical +substance, is endowed with the capacity to embody various techniques of +production . . . and a change of technique can be made simply by squeezing up +or spreading out leets, instantaneously and without cost."_ [**Contributions +to Modern Economics**, p. 106] + +This allows economics to avoid the obvious aggregation problems with +"capital", make sense of the concept of adding an extra unit of capital to +discover its "marginal productivity" and allows capital to be held "constant" +so that the "marginal productivity" of labour can be found. For when _"the +stock of means of production in existence can be represented as a quantity of +ectoplasm, we can say, appealing to Euler's theorem, that the rent per unit of +ectoplasm is equal to the marginal product of the given quantity of ectoplasm +when it is fully utilised. This does seem to add anything of interest to the +argument."_ [**Op. Cit.**, p. 99] This ensures reality has to be ignored and +so economic theory need not discuss any practical questions: + +> _ "When equipment is made of leets, there is no distinction between long and +short-period problems . . . Nine spades are lumps of leets; when the tenth man +turns up it is squeezed out to provide him with a share of equipment nine- +tenths of what each man had before . . . There is no room for imperfect +competition. There is no possibility of disappointed expectations . . . There +is no problem of unemployment . . . Unemployed workers would bid down wages +and the pre-existing quantity of leets would be spread out to accommodate +them."_ [**Op. Cit.**, p. 107] + +The concept that capital goods are made of ectoplasm and can be remoulded into +the profit maximising form from day to day was invented in order to prove that +labour and capital both receive their contribution to society, to show that +labour is not exploited. It is not meant to be taken literally, it is only a +parable, but without it the whole argument (and defence of capitalism) +collapses. Once capital equipment is admitted to being actual, specific +objects that cannot be squeezed, without cost, into new objects to accommodate +more or less workers, such comforting notions that profits equal the +(marginal) contribution of "capital" or that unemployment is caused by wages +being too high have to be discarded for the wishful thinking they most surely +are. + +The last problem arises when ignore these issues and assume that marginal +productivity theory is correct. Consider the notion of the short run, where at +least one factor of production cannot be varied. To determine its marginal +productivity then capital has to be the factor which is varied. However, +common sense suggests that capital is the least flexible factor and if that +can be varied then every other one can be as well? As dissident economist +Piero Sraffa argued, when a market is defined broadly enough, then the key +neoclassical assumption that the demand and supply of a commodity are +independent breaks down. This was applied by another economist, Amit Bhaduri, +to the "capital market" (which is, by nature, a broadly defined industry). +Steve Keen usually summarises these arguments, noting that _"at the aggregate +level [of the economy as a whole], the desired relationship -- the rate of +profit equals the marginal productivity of capital -- will not hold true"_ as +it only applies _"when the capital to labour ratio is the same in all +industries -- which is effectively the same as saying there is only one +industry."_ This _"proves Sraffa's assertion that, when a broadly defined +industry is considered, changes in its conditions of supply and demand will +affect the distribution of income."_ This means that a _"change in the capital +input will change output, but it also changes the wage, and the rate of profit +. . . As a result, the distribution of income is neither meritocratic nor +determined by the market. The distribution of income is to some significant +degree determined independently of marginal productivity and the impartial +blades of supply and demand . . . To be able to work out prices, it is first +necessary to know the distribution of income . . . There is therefore nothing +sacrosanct about the prices that apply in the economy, and equally nothing +sacrosanct about the distribution of income. It reflects the relative power of +different groups in society."_ [**Op. Cit.**, p. 135] + +It should be noted that this critique bases itself on the neoclassical +assumption that it is possible to define a factor of production called +capital. In other words, even if we assume that neo-classical economics theory +of capital is not circular reasoning, it's theory of distribution is still +logically wrong. + +So mainstream economics is based on a theory of distribution which is utterly +irrelevant to the real world and is incoherent when applied to capital. This +would not be important except that it is used to justify the distribution of +income in the real world. For example, the widening gap between rich and poor +(it is argued) simply reflects a market efficiently rewarding more productive +people. Thus the compensation for corporate chief executives climbs so sharply +because it reflects their marginal productivity. Except, of course, the theory +supports no such thing -- except in a make believe world which cannot exist +(lassiez fairy land, anyone?). + +It must be noted that this successful critique of neoclassical economics by +dissident economists was first raised by Joan Robinson in the 1950s (it +usually called the Cambridge Capital Controversy). It is rarely mentioned +these days. While most economic textbooks simply repeat the standard theory, +the fact is that this theory has been successfully debunked by dissident +economists over four decades go. As Steve Keen notes, while leading +neoclassical economists admitted that the critique was correct in the 1960s, +today _"economic theory continues to use exactly the same concepts which +Sraffa's critique showed to be completely invalid"_ in spite the _"definitive +capitulation by as significant an economist as Paul Samuelson."_ As he +concludes: _"There is no better sign of the intellectual bankruptcy of +economics than this."_ [**Op. Cit.**, p. 146, p. 129 and p. 147] + +Why? Simply because the Cambridge Capital Controversy would expose the student +of economics to some serious problems with neo-classical economics and they +may start questioning the internal consistency of its claims. They would also +be exposed to alternative economic theories and start to question whether +profits **are** the result of exploitation. As this would put into jeopardy +the role of economists as, to quote Marx, the _"hired prize-fighters"_ for +capital who replace _"genuine scientific research"_ with _"the bad conscience +and evil intent of apologetics."_ Unsurprisingly, he characterised this as +_"vulgar economics."_ [**Capital**, vol. 1, p. 97] + +## C.2.6 Does interest represent the "time value" of money? + +One defence of interest is the notion of the "time value" of money, that +individuals have different "time preferences." Most individuals prefer, it is +claimed, to consume now rather than later while a few prefer to save now on +the condition that they can consume more later. Interest, therefore, is the +payment that encourages people to defer consumption and so is dependent upon +the subjective evaluations of individuals. It is, in effect, an exchange over +time and so surplus value is generated by the exchange of present goods for +future goods. + +Based on this argument, many supporters of capitalism claim that it is +legitimate for the person who provided the capital to get back **more** than +they put in, because of the "time value of money." This is because investment +requires savings and the person who provides those had to postpone a certain +amount of current consumption and only agree to do this only if they get an +increased amount later (i.e. a portion, over time, of the increased output +that their saving makes possible). This plays a key role in the economy as it +provide the funds from which investment can take place and the economy grow. + +In this theory, interest rates are based upon this "time value" of money and +the argument is rooted in the idea that individuals have different "time +preferences." Some economic schools, like the Austrian school, argue that the +actions by banks and states to artificially lower interest rates (by, for +example, creating credit or printing money) create the business cycle as this +distorts the information about people's willingness to consume now rather than +later leading to over investment and so to a slump. + +That the idea of doing nothing (i.e. not consuming) can be considered as +productive says a lot about capitalist theory. However, this is beside the +point as the argument is riddled with assumptions and, moreover, ignores key +problems with the notion that savings always lead to investment. + +The fundamental weakness of the theory of time preference must be that it is +simply an unrealistic theory and does not reflect where the supply of capital +does come from. It **may** be appropriate to the decisions of households +between saving and consumption, but the main source of new capital is previous +profit under capitalism. The motivation of making profits is not the provision +of future means of consumption, it is profits for their own sake. The nature +of capitalism requires profits to be accumulated into capital for if +capitalists **did** only consume the system would break down. While from the +point of view of the mainstream economics such profit-making for its own sake +is irrational in reality it is imposed on the capitalist by capitalist +competition. It is only by constantly investing, by introducing new +technology, work practices and products, can the capitalists keep their +capital (and income) intact. Thus the motivation of capitalists to invest is +imposed on them by the capitalist system, not by subjective evaluations +between consuming more later rather than now. + +Ignoring this issue and looking at the household savings, the theory still +raises questions. The most obvious problem is that an individual's psychology +is conditioned by the social situation they find themselves in. Ones "time +preference" is determined by ones social position. If one has more than enough +money for current needs, one can more easily "discount" the future (for +example, workers will value the future product of their labour less than their +current wages simply because without those wages there will be no future). We +will discuss this issue in more detail later and will not do so here (see +[section C.2.7](secC2.html#secc27)). + +The second thing to ask is why should the supply price of waiting be assumed +to be positive? If the interest rate simply reflects the subjective +evaluations of individuals then, surely, it could be negative or zero. +Deferred gratification is as plausible a psychological phenomenon as the +overvaluation of present satisfactions, while uncertainty is as likely to +produce immediate consumption as it is to produce provision for the future +(saving). Thus Joan Robinson: + +> _ "The rate of interest (excess of repayment over original loan) would +settle at the level which equated supply and demand for loans. Whether it was +positive or negative would depend upon whether spendthrifts or prudent family +men happened to predominate in the community. There is no **a priori** +presumption in favour of a positive rate. Thus, the rate of interest cannot be +account for as the 'cost of waiting.' + +> + +> "The reason why there is always a demand for loans at a positive rate of +interest, in an economy where there is property in the means of production and +means of production are scarce, is that finance expended now can be used to +employ labour in productive processes which will yield a surplus in the future +over costs of production. Interest is positive because profits are positive +(though at the same time the cost and difficulty of obtaining finance play a +part in keeping productive equipment scarce, and so contribute to maintaining +the level of profits)."_ [**Contributions to Modern Economics**, p. 83] + +It is only because money provides the authority to allocate resources and +exploit wage labour that money now is more valuable (_"we know that mere +saving itself brings in nothing, so long as the pence saved are not used to +exploit."_ [Kropotkin, **The Conquest of Bread**, p. 59]). The capitalist does +not supply "time" (as the "time value" theory argues), the loan provides +authority/power and so the interest rate does not reflect "time preference" +but rather the utility of the loan to capitalists, i.e. whether it can be used +to successfully exploit labour. If the expectations of profits by capitalists +are low (as in, say, during a depression), loans would not be desired no +matter how low the interest rate became. As such, the interest rate is shaped +by the general profit level and so be independent of the "time preference" of +individuals. + +Then there is the problem of circularity. In any real economy, interest rates +obviously shape people's saving decisions. This means that an individual's +"time preference" is shaped by the thing it is meant to explain: + +> _ "But there may be some savers who have the psychology required by the text +books and weigh a preference for present spending against an increment of +income (interest, dividends and capital gains) to be had from an increment of +wealth. But what then? Each individual goes on saving or dis-saving till the +point where his individual subjective rate of discount is equal to the market +rate of interest. There has to be a market rate of interest for him to compare +his rate of discount to."_ [Joan Robinson, **Op. Cit.**, pp. 11-12] + +Looking at the individuals whose subjective evaluations allegedly determine +the interest rate, there is the critical question of motivation. Looking at +lenders, do they **really** charge interest because they would rather spend +more money later than now? Hardly, their motivation is far more complicated +than that. It is doubtful that many people actually sit down and work out how +much their money is going to be "worth" to them a year or more from now. Even +if they did, the fact is that they really have no idea how much it will be +worth. The future is unknown and uncertain and, consequently, it is +implausible that "time preference" plays the determining role in the decision +making process. + +In most economies, particularly capitalism, the saver and lender are rarely +the same person. People save and the banks use it to loan it to others. The +banks do not do this because they have a low "time preference" but because +they want to make profits. They are a business and make their money by +charging more interest on loans than they give on savings. Time preference +does not enter into it, particularly as, to maximise profits, banks loan out +more (on credit) than they have in savings and, consequently, make the actual +interest rate totally independent of the rate "time preference" would (in +theory) produce. + +Given that it would be extremely difficult, indeed impossible, to stop banks +acting in this way, we can conclude that even if "time preference" were true, +it would be of little use in the real world. This, ironically, is recognised +by the same free market capitalist economists who advocate a "time preference" +perspective on interest. Usually associated with the "Austrian" school, they +argue that banks should have 100% reserves (i.e. they loan out only what they +have in savings, backed by gold). This implicitly admits that the interest +rate does not reflect "time preference" but rather the activities (such as +credit creation) of banks (not to mention other companies who extend business +credit to consumers). As we discuss in [section C.8](secC8.html), this is not +due to state meddling with the money supply or the rate of interest but rather +the way capitalism works. + +Moreover, as the banking industry is marked, like any industry, by +oligopolistic competition, the big banks will be able to add a mark up on +services, so distorting any interest rates set even further from any abstract +"time preference" that exists. Therefore, the structure of that market will +have a significant effect on the interest rate. Someone in the same +circumstances with the same "time preference" will get radically different +interest rates depending on the "degree of monopoly" of the banking sector +(see [section C.5](secC5.html) for "degree of monopoly"). An economy with a +multitude of small banks, implying low barriers of entry, will have different +interest rates than one with a few big firms implying high barriers (if banks +are forced to have 100% gold reserves, as desired by many "free market" +capitalists, then these barriers may be even higher). As such, it is highly +unlikely that "time preference" rather than market power is a more significant +factor in determining interest rates in any **real** economy. Unless, of +course, the rather implausible claim is made that the interest rate would be +the same no matter how competitive the banking market was -- which, of course, +is what the "time preference" argument does imply. + +Nor is "time preference" that useful when we look at the saver. People save +money for a variety of motives, few (if any) of which have anything to do with +"time preference." A common motive is, unsurprisingly, uncertainty about the +future. Thus people put money into savings accounts to cover possible mishaps +and unexpected developments (as in _"saving for a rainy day"_). Indeed, in an +uncertain world future money may be its own reward for immediate consumption +is often a risky thing to do as it reduces the ability to consumer in the +future (for example, workers facing unemployment in the future could value the +same amount of money more then than now). Given that the future is uncertain, +many save precisely for precautionary reasons and increasing current +consumption is viewed as a disutility as it is risky behaviour. Another common +reason would be to save because they do not have enough money to buy what they +want now. This is particularly the case with working class families who face +stagnating or falling income or face financial difficulties.[Henwood, **Wall +Street**, p. 65] Again, "time preference" does not come into it as economic +necessity forces the borrowers to consume more now in order to be around in +the future. + +Therefore, money lending is, for the poor person, not a choice between more +consumption now/less later and less consumption now/more later. If there is no +consumption now, there will not be any later. So not everybody saves money +because they want to be able to spend more at a future date. As for borrowing, +the real reason for it is necessity produced by the circumstances people find +themselves in. As for the lender, their role is based on generating a current +and future income stream, like any business. So if "time preference" seems +unlikely for the lender, it seems even more unlikely for the borrower or +saver. Thus, while there is an element of time involved in decisions to save, +lend and borrow, it would be wrong to see interest as the consequence of "time +preference." Most people do not think in terms of it and, therefore, +predicting their behaviour using it would be silly. + +At the root of the matter is that for the vast majority of cases in a +capitalist economy, an individual's "time preference" is determined by their +social circumstances, the institutions which exist, uncertainty and a host of +other factors. As inequality drives "time preference," there is no reason to +explain interest rates by the latter rather than the former. Unless, of +course, you are seeking to rationalise and justify the rich getting richer. +Ultimately, interest is an expression of inequality, **not** exchange: + +> _ "If there is chicanery afoot in calling 'money now' a different good than +'money later,' it is by no means harmless, for the intended effect is to +subsume money lending under the normative rubric of exchange . . . [but] there +are obvious differences . . . [for in normal commodity exchange] both parties +have something [while in loaning] he has something you don't . . . [so] +inequality dominates the relationship. He has more than you have now, and he +will get back more than he gives."_ [Schweickart, **Against Capitalism**, p. +23] + +While the theory is less than ideal, the practice is little better. Interest +rates have numerous perverse influences in any real economy. In neo-classical +and related economics, saving does not have a negative impact on the economy +as it is argued that non-consumed income must be invested. While this could be +the case when capitalism was young, when the owners of firms ploughed their +profits back into them, as financial institutions grew this became less so. +Saving and investment became different activities, governed by the rate of +interest. If the supply of savings increased, the interest rate would drop and +capitalists would invest more. If the demand for loans increased, then the +interest rate would rise, causing more savings to occur. + +While the model is simple and elegant, it does have its flaws. These are first +analysed by Keynes during the Great Depression of the 1930s, a depression +which the neo-classical model said was impossible. + +For example, rather than bring investment into line with savings, a higher +interest can cause savings to fall as _"[h]ousehold saving, of course, is +mainly saving up to spend later, and . . . it is likely to respond the wrong +way. A higher rate of return means that 'less' saving is necessary to get a +given pension or whatever."_ [Robinson, **Op. Cit.**, p. 11] Similarly, higher +interest rates need not lead to higher investment as higher interest payments +can dampen profits as both consumers and industrial capitalists have to divert +more of their finances away from real spending and towards debt services. The +former causes a drop in demand for products while the latter leaves less for +investing. + +As argued by Keynes, the impact of saving is not as positive as some like to +claim. Any economy is a network, where decisions affect everyone. In a +nutshell, the standard model fails to take into account changes of income that +result from decisions to invest and save (see Michael Stewart's **Keynes and +After** for a good, if basic, introduction). This meant that if some people do +not consume now, demand falls for certain goods, production is turned away +from consumption goods, and this has an effect on all. Some firms will find +their sales failing and may go under, causing rising unemployment. Or, to put +it slightly differently, aggregate demand -- and so aggregate supply -- is +changed when some people postpone consumption, and this affects others. The +decrease in the demand for consumer goods affects the producers of these +goods. With less income, the producers would reduce their expenditure and this +would have repercussions on other people's incomes. In such circumstances, it +is unlikely that capitalists would be seeking to invest and so rising savings +would result in falling investment in spite of falling interest rates. In an +uncertain world, investment will only be done if capitalists think that they +will end up with more money than they started with and this is unlikely to +happen when faced with falling demand. + +Whether rising interest rates do cause a crisis is dependent on the strength +of the economy. During a strong expansion, a modest rise in interest rates may +be outweighed by rising wages and profits. During a crisis, falling rates will +not counteract the general economic despair. Keynes aimed to save capitalism +from itself and urged state intervention to counteract the problems associated +with free market capitalism. As we discuss in [section +C.8.1](secC8.html#secc81), this ultimately failed partly due to the mainstream +economics gutting Keynes' work of key concepts which were incompatible with +it, partly due to Keynes' own incomplete escape from neoclassical economics, +partly due the unwillingness of rentiers to agree to their own euthanasia but +mostly because capitalism is inherently unstable due to the hierarchical (and +so oppressive and exploitative) organisation of production. + +Which raises the question of whether someone who saves deserve a reward for so +doing? Simply put, no. Why? Because the act of saving is no more an act of +production than is purchasing a commodity (most investment comes from retained +profits and so the analogy is valid). Clearly the reward for purchasing a +commodity is that commodity. By analogy, the reward for saving should be not +interest but one's savings -- the ability to consume at a later stage. +Particularly as the effects of interest rates and savings can have such +negative impacts on the rest of the economy. It seems strange, to say the +least, to reward people for helping do so. Why should someone be rewarded for +a decision which may cause companies to go bust, so **reducing** the available +means of production as reduced demand results in job loses and idle factories? +Moreover, this problem _"becomes ever more acute the richer or more +inegalitarian the society becomes, since wealthy people tend to save more than +poor people."_ [Schweickart, **After Capitalism**, p. 43] + +Supporters of capitalists assume that people will not save unless promised the +ability to consume **more** at a later stage, yet close examination of this +argument reveals its absurdity. People in many different economic systems save +in order to consume later, but only in capitalism is it assumed that they need +a reward for it beyond the reward of having those savings available for +consumption later. The peasant farmer "defers consumption" in order to have +grain to plant next year, even the squirrel "defers consumption" of nuts in +order to have a stock through winter. Neither expects to see their stores +increase in size over time. Therefore, saving is rewarded by saving, as +consuming is rewarded by consuming. In fact, the capitalist "explanation" for +interest has all the hallmarks of apologetics. It is merely an attempt to +justify an activity without careful analysing it. + +To be sure, there is an economic truth underlying this argument for justifying +interest, but the formulation by supporters of capitalism is inaccurate and +unfortunate. There is a sense in which 'waiting' is a condition for capital +**increase**, though not for capital per se. Any society which wishes to +increase its stock of capital goods may have to postpone some gratification. +Workplaces and resources turned over to producing capital goods cannot be used +to produce consumer items, after all. How that is organised differs from +society to society. So, like most capitalist economics there is a grain of +truth in it but this grain of truth is used to grow a forest of half-truths +and confusion. + +As such, this notion of "waiting" only makes sense in a 'Robinson Crusoe" +style situation, **not** in any form of real economy. In a real economy, we do +not need to "wait" for our consumption goods until investment is complete +since the division of labour/work has replaced the succession in time by a +succession in place. We are dealing with an already well developed system of +**social** production and an economy based on a social distribution of labour +in which there are available all the various stages of the production process. +As such, the notion that "waiting" is required makes little sense. This can be +seen from the fact that it is not the capitalist who grants an advance to the +worker. In almost all cases the worker is paid by their boss **after** they +have completed their work. That is, it is the worker who makes an advance of +their labour power to the capitalist. This waiting is only possible because +_"no species of labourer depends on any previously prepared stock, for in fact +no such stock exists; but every species of labourer does constantly, and at +all times, depend for his supplies on the co-existing labour of some other +labourers."_ [Thomas Hodgskin, **Labour Defended Against the Claims of +Capital**] This means that the workers, as a class, creates the fund of goods +out of which the capitalists pay them. + +Ultimately, selling the use of money (paid for by interest) is not the same as +selling a commodity. The seller of the commodity does not receive the +commodity back as well as its price, unlike the typical lender of money. In +effect, as with rent and profits, interest is payment for permission to use +something and, therefore, not a productive act which should be rewarded. It is +**not** the same as other forms of exchange. Proudhon pointed out the +difference: + +> _ "Comparing a loan to a **sale**, you say: Your argument is as valid +against the latter as against the former, for the hatter who sells hats does +not **deprive** himself. + +> + +> "No, for he receives for his hats -- at least he is reputed to receive for +them -- their exact value immediately, neither **more** nor **less**. But the +capitalist lender not only is not deprived, since he recovers his capital +intact, but he receives more than his capital, more than he contributes to the +exchange; he receives in addition to his capital an interest which represents +no positive product on his part. Now, a service which costs no labour to him +who renders it is a service which may become gratuitous."_ [**Interest and +Principal: The Circulation of Capital, Not Capital Itself, Gives Birth to +Progress**] + +The reason why interest rates do not fall to zero is due to the class nature +of capitalism, **not** "time preference." That it is ultimately rooted in +social institutions can be seen from Bhm-Bawerk's acknowledgement that +monopoly can result in exploitation by increasing the rate of interest above +the rate specified by "time preference" (i.e. the market): + +> _ "Now, of course, the circumstances unfavourable to buyers may be corrected +by active competition among sellers . . . But, every now and then, something +will suspend the capitalists' competition, and then those unfortunates, whom +fate has thrown on a local market ruled by monopoly, are delivered over to the +discretion of the adversary. Hence direct usury, of which the poor borrower is +only too often the victim; and hence the low wages forcibly exploited from the +workers. . . + +> + +> "It is not my business to put excesses like these, where there actually is +exploitation, under the aegis of that favourable opinion I pronounced above as +to the essence of interest. But, on the other hand, I must say with all +emphasis, that what we might stigmatise as 'usury' does not consist in the +obtaining of a gain out of a loan, or out of the buying of labour, but in the +immoderate extent of that gain . . . Some gain or profit on capital there +would be if there were no compulsion on the poor, and no monopolising of +property; and some gain there must be. It is only the height of this gain +where, in particular cases, it reaches an excess, that is open to criticism, +and, of course, the very unequal conditions of wealth in our modern +communities bring us unpleasantly near the danger of exploitation and of +usurious rates of interest."_ [**The Positive Theory of Capital**, p. 361] + +Little wonder, then, that Proudhon continually stressed the need for working +people to organise themselves and credit (which, of course, they would have +done naturally, if it were not for the state intervening to protect the +interests, income and power of the ruling class, i.e. of itself and the +economically dominant class). If, as Bhm-Bawerk admitted, interest rates could +be high due to institutional factors then, surely, they do not reflect the +"time preferences" of individuals. This means that they could be lower +(effectively zero) if society organised itself in the appropriate manner. The +need for savings could be replaced by, for example, co-operation and credit +(as already exists, in part, in any developed economy). Organising these could +ensure a positive cycle of investment, growth and savings (Keynes, it should +be noted, praised Proudhon's follower Silvio Gesell in **The General Theory**. +For a useful discussion see Dudley Dillard's essay _"Keynes and Proudhon"_ +[**The Journal of Economic History**, vol. 2, No. 1, pp. 63-76]). + +Thus the key flaw in the theory is that of capitalist economics in general. By +concentrating on the decisions of individuals, it ignores the social +conditions in which these decisions are made. By taking the social +inequalities and insecurities of capitalism as a given, the theory ignores the +obvious fact that an individual's "time preference" will be highly shaped by +their circumstances. Change those circumstances and their "time preference" +will also change. In other words, working people have a different "time +preference" to the rich because they are poorer. Similarly, by focusing on +individuals, the "time preference" theory fails to take into account the +institutions of a given society. If working class people have access to credit +in other forms than those supplied by capitalists then their "time preference" +will differ radically. As an example, we need only look at credit unions. In +communities with credit unions the poor are less likely to agree to get into +an agreement from a loan shark. It seems unlikely, to say the least, that the +"time preference" of those involved have changed. They are subject to the same +income inequalities and pressures as before, but by uniting with their fellows +they give themselves better alternatives. + +As such, "time preference" is clearly not an independent factor. This means +that it cannot be used to justify capitalism or the charging of interest. It +simply says, in effect, that in a society marked by inequality the rich will +charge the poor as much interest as they can get away with. This is hardly a +sound basis to argue that charging interest is a just or a universal fact. It +reflects social inequality, the way a given society is organised and the +institutions it creates. Put another way, there is no "natural" rate of +interest which reflects the subjective "time preferences" of abstract +individuals whose decisions are made without any social influence. Rather, the +interest rate depends on the conditions and institutions within the economy as +a whole. The rate of interest is positive under capitalism because it is a +class society, marked by inequality and power, **not** because of the "time +preference" of abstract individuals. + +In summary, providing capital and charging interest are not productive acts. +As Proudhon argued, _"all rent received (nominally as damages, but really as +payment for a loan) is an act of property -- of robbery."_ [**What is +Property**, p. 171] + +## C.2.7 Are interest and profit not the reward for waiting? + +Another defence of surplus value by capitalist economics is also based on +time. This argument is related to the "time preference" one we have discussed +in the [last section](secC6.html) and is, likewise, rooted in the idea that +money now is different than money later and, as a consequence, surplus value +represents (in effect) an exchange of present goods for future ones. This +argument has two main forms, depending on whether it is interest or profits +which are being defended, but both are based on this perspective. We will +discuss each in turn. + +One of the oldest defences of interest is the "abstinence" theory first +postulated by Nassau Senior in 1836. For Senior, abstinence is a sacrifice of +present enjoyment for the purpose achieving some distant result. This demands +the same heavy sacrifice as does labour, for to _"abstain from the enjoyment +which is in our power, or to seek distant rather than immediate results, are +among the most painful exertions of the human will."_ Thus wages and +interest/profit _"are to be considered as the rewards of peculiar sacrifices, +the former the remuneration for labour, and the latter for abstinence from +immediate enjoyment."_ [**An Outline of the Science of Political Economy**, p. +60 and p. 91] + +Today, the idea that interest is the reward for "abstinence" on the part of +savers is still a common one in capitalist economics. However, by the end of +the nineteenth century, Senior's argument had become known as the "waiting" +theory while still playing the same role in justifying non-labour income. One +of the leading neo-classical economists of his day, Alfred Marshall, argued +that _"[i]f we admit [a commodity] is the product of labour alone, and not of +labour and waiting, we can no doubt be compelled by an inexorable logic to +admit that there is no justification of interest, the reward for waiting."_ +[**Principles of Economics**, p. 587] While implicitly recognising that labour +is the source of all value in capitalism (and that abstinence is not the +**source** of profits), it is claimed that interest is a justifiable claim on +the surplus value produced by a worker. + +Why is this the case? Capitalist economics claims that by "deferring +consumption," the capitalist allows new means of production to be developed +and so should be rewarded for this sacrifice. In other words, in order to have +capital available as an input -- i.e. to bear costs now for returns in the +future -- someone has to be willing to postpone his or her consumption. That +is a real cost, and one that people will pay only if rewarded for it: + +> _ "human nature being what it is, we are justified in speaking of the +interest on capital as the reward of the sacrifice involved in waiting for the +enjoyment of material resources, because few people would save much without +reward; just as we speak of wages as the reward of labour, because few people +would work hard without reward."_ [**Op. Cit.**, p. 232] + +The interest rate is, in neo-classical economic theory, set when the demand +for loans meets the supply of savings. The interest rate stems from the fact +that people prefer present spending over future spending. If someone borrows +200 for one year at 5%, this is basically the same as saying that there would +rather have 200 now than 210 a year from now. Thus interest is the cost of +providing a service, namely time. People are able to acquire today what they +would otherwise not have until sometime in the future. With a loan, interest +is the price of the advantage obtained from having money immediately rather +than having to wait for. + +This, on first appears, seems plausible. If you accept the logic of capitalist +economics and look purely at individuals and their preferences independently +of their social circumstances then it can make sense. However, once you look +wider you start to see this argument start to fall apart. Why is it that the +wealthy are willing to save and provide funds while it is the working class +who do not save and get into debt? Surely a person's "time preference"_ is +dependent on their socio-economic position? As we argued in the [last +section](secC2.html#secc26), this means that any subjective evaluation of the +present and future is dependent on, not independent of, the structure of +market prices and income distribution. It varies with the income of individual +and their class position, since the latter will condition the degree or +urgency of present wants and needs. + +So this theory appears ludicrous to a critic of capitalism -- simply put, does +the mine owner really sacrifice more than a miner, a rich stockholder more +than an autoworker working in their car plant, a millionaire investor more +than a call centre worker? As such, the notion that "waiting" explains +interest is question begging in the extreme as it utterly ignores inequality +within a society. After all, it is far easier for a rich person to "defer +consumption" than for someone on an average income. This is borne out by +statistics, for as Simon Kuznets has noted, _"only the upper income groups +save; the total savings of groups below the top decile are fairly close to +zero."_ [**Economic Growth and Structure**, p. 263] Obviously, therefore, in +modern society it is the capitalist class, the rich, who refrain from +expending their income on immediate consumption and _"abstain."_ +Astonishingly, working class people show no such desire to abstain from +spending their wages on immediate consumption. It does not take a genius to +work out why, although many economists have followed Senior in placing the +blame on working class lack of abstinence on poor education rather than, say, +the class system they live in (for Senior, _"the worse educated"_ classes +_"are always the most improvident, and consequently the least abstinent."_ +[**Op. Cit.**, p. 60]). + +Therefore, the plausibility of interest as payment for the pain of deferring +consumption rests on the premise that the typical saving unit is a small or +medium-income household. But in contemporary capitalist societies, this is not +the case. Such households are not the source of most savings; the bulk of +interest payments do not go to them. As such, interest is the dependent factor +and so "waiting" cannot explain interest. Rather, interest is product of +social inequality and the social relationships produced by an economy. Lenders +lend because they have the funds to do so while borrowers borrow because +without money now they may not be around later. As those with funds are hardly +going without by lending, it does not make much sense to argue that they would +spend even more today without the temptation of more income later. + +To put this point differently, the capitalist proponents of interest only +consider "postponing consumption" as an abstraction, without making it +concrete. For example, a capitalist may "postpone consumption" of his 10th +Rolls Royce because he needs the money to upgrade some machinery in his +factory; whereas a single mother may have to "postpone consumption" of food or +adequate housing in order to attempt to better take care of her children. The +two situations are vastly different, yet the capitalist equates them. This +equation implies that "not being able to buy anything you want" is the same as +"not being able to buy things you need", and is thus skewing the obvious +difference in costs of such postponement of consumption! + +Thus Proudhon's comments that the loaning of capital _"does not involve an +actual sacrifice on the part of the capitalist"_ and so _"does not deprive +himself. . . of the capital which be lends. He lends it, on the contrary, +precisely because the loan is not a deprivation to him; he lends it because he +has no use for it himself, being sufficiently provided with capital without +it; be lends it, finally, because he neither intends nor is able to make it +valuable to him personally, -- because, if he should keep it in his own hands, +this capital, sterile by nature, would remain sterile, whereas, by its loan +and the resulting interest, it yields a profit which enables the capitalist to +live without working. Now, to live without working is, in political as well as +moral economy, a contradictory proposition, an impossible thing."_ [**Interest +and Principal: A Loan is a Service**] + +In other words, contra Marshall, saving is **not** a sacrifice for the wealthy +and, as such, not deserving a reward. Proudhon goes on: + +> _ "The proprietor who possesses two estates, one at Tours, and the other at +Orleans, and who is obliged to fix his residence on the one which he uses, and +consequently to abandon his residence on the other, can this proprietor claim +that he deprives himself of anything, because he is not, like God, ubiquitous +in action and presence? As well say that we who live in Paris are deprived of +a residence in New York! Confess, then, that the privation of the capitalist +is akin to that of the master who has lost his slave, to that of the prince +expelled by his subjects, to that of the robber who, wishing to break into a +house, finds the dogs on the watch and the inmates at the windows."_ + +Given how much income this "abstinence" or "waiting" results in, we can only +conclude that it is the most painful of decisions possible for a multi- +millionaire to decide **not** to buy that fifth house and instead save the +money. The effort to restrain themselves from squandering their entire +fortunes all at once must be staggering. In the capitalist's world, an +industrialist who decides not to consume a part of their riches "suffers" a +cost equivalent to that of someone who postpones consumption of their meagre +income to save enough to get something they need. Similarly, if the +industrialist "earns" hundred times more in interest than the wage of the +worker who toils in their workplace, the industrialist "suffers" hundred times +more discomfort living in his palace than, say, the coal miner does working at +the coal face in dangerous conditions or the worker stuck in a boring McJob +they hate. The "disutility" of postponing consumption while living in luxury +is obviously 100 times greater than the "disutility" of, say, working for a +living and so should be rewarded appropriately. + +As there is no direct relationship between interest received and the +"sacrifice" involved (if anything, it is an **inverse** relationship), the +idea that interest is the reward for waiting is simply nonsense. You need be +no anarchist to come to this obvious conclusion. It was admitted as much by a +leading capitalist economist and his argument simply echoes Proudhon's earlier +critique: + +> _ "the existence and height of interest by no means invariably correspond +with the existence and the height of a 'sacrifice of abstinence.' Interest, in +exceptional cases, is received where there has been no individual sacrifice of +abstinence. High interest is often got where the sacrifice of the abstinence +is very trifling -- as in the case of [a] millionaire \-- and 'low interest' +is often got where the sacrifice entailed by the abstinence is very great. The +hardly saved sovereign which the domestic servant puts in the savings bank +bears, absolutely and relatively, less interest than the lightly spared +thousands which the millionaire puts to fructify in debenture and mortgage +funds. These phenomena fit badly into a theory which explains interest quite +universally as a 'wage of abstinence.'"_ [Eugen von Bhm-Bawerk, **Capital and +Interest**, p. 277] + +All in all, as Joan Robinson pointed out, _"that the rate of interest is the +'reward for waiting' but 'waiting' only means owning wealth . . . In short, a +man who refrains from blowing his capital in orgies and feasts can continue to +get interest on it. This seems perfectly correct, but as a theory of +distribution it is only a circular argument."_ [**Contributions to Modern +Economics**, p. 11] Interest is not the reward for "waiting," rather it is one +of the (many) rewards for being rich. This was admitted as much by Marshall +himself, who noted that the _"power to save depends on an excess of income +over necessary expenditure; and this is greatest among the wealthy."_ [**Op. +Cit.**, p. 229] + +Little wonder, then, that neo-classical economists introduced the term +**waiting** as an "explanation" for returns to capital (such as interest). +Before this change in the jargon of economics, mainstream economists used the +notion of "abstinence" (the term used by Nassau Senior) to account for (and so +justify) interest. Just as Senior's "theory" was seized upon to defend returns +to capital, so was the term "waiting" after it was introduced in the 1880s. +Interestingly, while describing **exactly** the same thing, "waiting" became +the preferred term simply because it had a less apologetic ring to it. Both +describe the _"sacrifice of present pleasure for the sake of future"_ yet, +according to Marshall, the term _"abstinence"_ was _"liable to be +misunderstood"_ because there were just too many wealthy people around who +received interest and dividends without ever having abstained from anything. +As he admitted, the _"greatest accumulators of wealth are very rich persons, +some [!] of whom live in luxury, and certainly do not practise abstinence in +that sense of the term in which it is convertible with abstemiousness."_ So he +opted for the term "waiting" because there was _"advantage"_ in its use to +describe _"the accumulation of wealth"_ as the _"result of a postponement of +enjoyment."_ [**Op. Cit.**, pp. 232-3] This is particularly the case as +socialists had long been pointing out the obvious fact that capitalists do not +_"abstain"_ from anything. + +The lesson is obvious, in mainstream economics if reality conflicts with your +theory, do not reconsider the theory, change its name! + +The problems of "waiting" and "abstinence" as the source of interest becomes +even clearer when we look at inherited wealth. Talking about "abstinence"_ or +"waiting" when discussing a capitalist inheriting a company worth millions is +silly. Senior recognised this, arguing that income in this case is not profit, +but rather _"has all the attributes of rent."_ [**Op. Cit.**, p. 129] That +such a huge portion of capitalist revenue would not be considered profit shows +the bankruptcy of any theory which see profit as the reward for "waiting." +However, Senior's argument does show that interest payments need not reflect +any positive contribution to production by those who receive it. Like the +landlord receiving payment for owning a gift of nature, the capitalist +receives income for simply monopolising the work of previous generations and, +as Smith put it, the _"rent of land, considered as the price paid for the use +of land, is naturally a monopoly price."_ [**The Wealth of Nations**, p. 131] + +Even capitalist economists, while seeking to justify interest, admit that it +_"arises independently of any personal act of the capitalist. It accrues to +him even though he has not moved any finger in creating it . . . And it flows +without ever exhausting that capital from which it arises, and therefore +without any necessary limit to its continuance. It is, if one may use such an +expression in mundane matters, capable of everlasting life."_ [Bhm-Bawerk, +**Op. Cit.**, p. 1] Little wonder we argued in [section +C.2.3](secC2.html#secc23) that simply owning property does not justify non- +labour income. + +In other words, due to **one** decision not to do anything (i.e. **not** to +consume), a person (and his or her heirs) may receive **forever** a reward +that is not tied to any productive activity. Unlike the people actually doing +the work (who only get a reward every time they "contribute" to creating a +commodity), the capitalist will get rewarded for just **one** act of +abstention. This is hardly a just arrangement. As David Schweickart has +pointed out, _"Capitalism does reward some individuals perpetually. This, if +it is to be justified by the canon of contribution, one must defend the claim +that some contributions are indeed eternal."_ [**Against Capitalism**, p. 17] +As we noted in [section C.1.1](secC1.html#secc11), current and future +generations should not be dominated by the actions of the long dead. + +The "waiting" theory, of course, simply seeks to justify interest rather than +explain its origin. If the capitalist really **did** deserve an income as a +reward for their abstinence, where does it come from? It cannot be created +passively, merely by the decision to save, so interest exists because the +exploitation of labour exists. As Joan Robinson summarised: + +> _ "Obviously, the reward of saving is owning some more wealth. One of the +advantages, though by no means the only one, of owning wealth is the +possibility of getting interest on it. + +> + +> "But why is it possible to get interest? Because businesses make profits and +are willing to borrow."_ [**Collected Economic Papers**, vol. 5, p. 36] + +This is the key. If ones ability and willingness to "wait" is dependent on +social facts (such as available resources, ones class, etc.), then interest +cannot be based upon subjective evaluations, as these are not the independent +factor. In other words, saving does not express "waiting", it simply expresses +the extent of inequality and interest expresses the fact that workers have to +sell their labour to others in order to survive: + +> _ "The notion that human beings discount the future certainly seems to +correspond to everyone's subjective experience, but the conclusion drawn from +it is a **non sequitor**, for most people have enough sense to want to be able +to exercise consuming power as long as fate permits, and many people are in +the situation of having a higher income in the present than they expect in the +future (salary earners will have to retire, business may be better now than it +seems likely to be later, etc.) and many look beyond their own lifetime and +wish to leave consuming power to their heirs. Thus a great many . . . are +eagerly looking for a reliable vehicle to carry purchasing power into the +future . . . It is impossible to say what price would rule if there were a +market for present **versus** future purchasing power, unaffected by any other +influence except the desires of individuals about the time-pattern of their +consumption. It might will be such a market would normally yield a negative +rate of discount . . . + +> + +> "The rate of interest is normally positive for a quite different reason. +Present purchasing power is valuable partly because, under the capitalist +rules of the game, it permits its owner . . . to employ labour and undertake +production which will yield a surplus of receipts over costs. In an economy in +which the rate of profit is expected to be positive, the rate of interest is +positive . . . [and so] the present value of purchasing power exceeds its +future value to the corresponding extent. . . This is nothing whatever to do +with the subjective **rate of discount of the future** of the individual +concerned. . ."_ [**The Accumulation of Capital**, p. 395] + +So, interest has little to do with "waiting" and a lot more to do with the +inequalities associated with the capitalist system. In effect, the "waiting" +theory assumes what it is trying to prove. Interest is positive simply because +capitalists can appropriate surplus value from workers and so current money is +more valuable than future money because of this fact. Ironically, therefore, +the pro-capitalist theories of who abstains are wrong, _"since saving is +mainly out of profits, and real wages tend to be lower the higher the rate of +profit, the abstinence associated with saving is mainly done by the workers, +who do not receive any share in the 'reward.'"_ [Robinson, **Op. Cit.**, p. +393] + +In other words, "waiting" does not produce a surplus, labour does. As such, to +_"say that those who hold financial instruments can lay claim to a portion of +the social product by abstaining or waiting provides no explanation of what +makes the production process profitable, and hence to what extent interest +claims or dividends can be paid. Reliance on a waiting theory of the return to +capital represented nothing less than a reluctance of economists to confront +the sources of value creation and analyse the process of economic +development."_ [William Lazonick, **Competitive Advantage on the Shop Floor**, +p. 267] This would involve having to analyse the social relations between +workers and managers/bosses on the shop floor, which would be to bring into +question the whole nature of capitalism and any claims it was based upon +freedom. + +To summarise, the idea that interest is the "reward" for waiting simply +ignores the reality of class society and, in effect, rewards the wealthy for +being wealthy. Neo-classical economics implies that being rich is the ultimate +disutility. The hardships ("sacrifices") of having to decide to consume or +invest their riches weighs as heavily on the elite as they do on the scales of +utility. Compared to, say, working in a sweatshop, fearing unemployment +(sorry, maximising "leisure") or not having to worry about saving (as your +income just covers your out-goings) it is clear which are the greatest +sacrifices and which are rewarded accordingly under capitalism. + +Much the same argument can be applied to "time-preference" theories of profit. +These argue that profits are the result of individuals preferring present +goods to future ones. Capitalists pay workers wages, allowing them to consumer +now rather than later. This is the providing of time and this is rewarded by +profits. This principle was first stated clearly by Eugen von Bhm-Bawerk and +has been taken as the basis of the "Austrian" school of capitalist economics +(see [section C.1.6](secC1.html#secc16)). After rejecting past theories of +interest (including, as noted above, "abstinence" theories, which he concluded +the socialists were right to mock), Bhm-Bawerk argued that profits could only +by explained by means of time preference: + +> _ "**The loan is a real exchange of present goods against future goods** . . +. present goods invariably possess a greater value than future goods of the +same number and kind, and therefore a definite sum of present goods can, as a +rule, only be purchased by a larger sum of future goods. Present goods possess +an agio in future goods. **This agio is interest.** It is not a separate +equivalent for a separate and durable use of the loaned goods, for that is +inconceivable; it is a part equivalent of the loaned sum, kept separate for +practical reasons. The replacement of the capital + the interest constitutes +the full equivalent."_ [**Capital and Interest**, p. 259] + +For him, time preference alone is the reason for profit/interest due to the +relative low value of future goods, compared to present goods. Capital goods, +although already present in their physical state, are really **future** goods +in their _"economic nature"_ as is labour. This means that workers are paid +the amount their labour creates in terms of **future** goods, not **current** +goods. This difference between the high value of current goods and low value +of future goods is the source of surplus value: + +> _ "This, and nothing else, is the foundation of the so-called 'cheap' buying +of production instruments, and especially of labour, which the Socialists +rightly explain as the source of profit on capital, but wrongly interpret . . +. as the result of a robbery or exploitation of the working classes by the +propertied classes."_ [**The Positive Theory of Capital**, p. 301] + +The capitalists are justified in keeping this surplus value because they +provided the time required for the production process to occur. Thus surplus +value is the product of an exchange, the exchange of present goods for future +ones. The capitalist bought labour at its full present value (i.e. the value +of its future product) and so there is no exploitation as the future goods are +slowly maturing during the process of production and can then be sold at its +full value as a present commodity. Profit, like interest, is seen as resulting +from varying estimates of the present and future needs. + +As should be obvious, our criticisms of the "waiting" theory of interest apply +to this justification of profits. Money in itself does not produce profit any +more than interest. It can only do that when invested in **actual** means of +production which are put to work by actual people. As such, "time preference" +only makes sense in an economy where there is a class of property-less people +who are unable to "wait" for future goods as they would have died of +starvation long before they arrived. + +So it is the **class** position of workers which explains their time +preferences, as Bhm-Bawerk **himself** acknowledged. Thus capitalism was +marked by an _"enormous number of wage-earners who cannot employ their labour +remuneratively by working on their own account, and are accordingly, as a +body, inclined and ready to sell the future product of their labour for a +considerably less amount of present goods."_ So, being poor, meant that they +lacked the resources to "wait" for "future" goods and so became dependent (as +a class) on those who do. This was, in his opinion the _"sole ground of that +much-talked-of and much-deplored dependence of labourer on capitalist."_ It is +_"only because the labourers cannot wait till the roundabout process . . . +delivers up its products ready for consumption, that they become economically +dependent on the capitalists who already hold in their possession what we have +called 'intermediate products.'"_ [**Op. Cit.**, p. 330 and p. 83] + +Bhm-Bawerk, ironically, simply repeats (although in different words) **and +agrees** with the socialist critique of capitalism which, as we discussed in +[section C.2.2](secC2.html#secc22), is also rooted in the class dependence of +workers to capitalists (Bakunin, for example, argued that the capitalists were +_"profiting by the economic dependence of the worker"_ in order to exploit +them by _"turn[ing] the worker into a subordinate."_ [**The Political +Philosophy of Bakunin**, p. 188]). The difference is that Bhm-Bawerk thinks +that the capitalists deserve their income from wealth while anarchists, like +other socialists, argue they do not as they simply are being rewarded for +being wealthy. Bhm-Bawerk simply cannot bring himself to acknowledge that an +individual's psychology, their subjective evaluations, are conditioned by +their social circumstances and so cannot comprehend the **class** character of +capitalism and profit. After all, a landless worker will, of course, estimate +the "sacrifice" or "disutility" of selling their labour to a master as much +less than the peasant farmer or artisan who possesses their own land or tools. +The same can be said of workers organised into a union. + +As such, Bhm-Bawerk ignores the obvious, that the source of non-labour income +is not in individual subjective evaluations but rather the **social** system +within which people live. The worker does not sell her labour power because +she "underestimates" the value of future goods but because she lacks the means +of obtaining any sort of goods at all except by the selling of her labour +power. There is no real choice between producing for herself or working for a +boss -- she has no real opportunity of doing the former at all and so **has** +to do the latter. This means that workers sells their labour (future goods) +"voluntarily" for an amount less than its value (present goods) because their +class position ensures that they cannot "wait." So, if profit is the price of +time, then it is a monopoly price produced by the class monopoly of wealth +ownership under capitalism. Needless to say, as capital is accumulated from +surplus value, the dependence of the working class on the capitalists will +tend to grow over time as the "waiting" required to go into business will tend +to increase also. + +An additional irony of Bhm-Bawerk's argument is that is very similar to the +"abstinence" theory he so rightly mocked and which he admitted the socialists +were right to reject. This can be seen from one of his followers, +right-"libertarian" Murray Rothbard: + +> _ "What has been the contribution of these product-owners, or 'capitalists', +to the production process? It is this: the saving and restriction of +consumption, instead of being done by the owners of land and labour, has been +done by the **capitalists.** The capitalists originally saved, say, 95 ounces +of gold which they could have then spent on consumers' goods. They refrained +from doing so, however, and, instead, **advanced** the money to the original +owners of the factors. They **paid** the latter for their services while they +were working, thus advancing them money before the product was actually +produced and sold to the consumers. The capitalists, therefore, made an +essential contribution to production. They relieved the owners of the original +factors from the necessity of sacrificing present goods and waiting for future +goods."_ [**Man, Economy, and State**, pp. 294-95] + +This meant that without risk, _"[e]ven if financial returns and consumer +demand are certain, **the capitalists are still providing present goods to the +owners of labour and land** and thus relieving them of the burden of waiting +until the future goods are produced and finally transformed into consumers' +goods."_ [**Op. Cit.**, p. 298] Capitalists pay out, say, 100,000 this year in +wages and reap 200,000 next year not because of exploitation but because both +parties prefer this amount of money this year rather than next year. +Capitalists, in other words, pay out wages in advance and then wait for a +sale. They will only do so if compensated by profit. + +Rothbard's argument simply assumes a **class** system in which there is a +minority of rich and a majority of property-less workers. The reason why +workers cannot "wait" is because if they did they would starve to death. +Unsurprisingly, then, they prefer their wages now rather than next year. +Similarly, the reason why they do not save and form their own co-operatives is +that they simply cannot "wait" until their workplace is ready and their +products are sold before eating and paying rent. In other words, their +decisions are rooted in their class position while the capitalists (the rich) +have shouldered the "burden" of abstinence so that they can be rewarded with +even more money in the future. Clearly, the time preference position and the +"waiting" or "abstinence" perspective are basically the same (Rothbard even +echoes Senior's lament about the improvident working class, arguing that _"the +major problem with the lower-class poor is irresponsible present-mindedness."_ +[**For a New Liberty**, p. 154]). As such, it is subject to the same critique +(as can be found in, say, the works of a certain Eugen von Bhm-Bawerk). + +In other words, profit has a **social** basis, rooted in the different +economic situation of classes within capitalism. It is not the fact of +"waiting" which causes profits but rather the monopoly of the means of life by +the capitalist class which is the basis of _"economic dependence."_ Any +economic theory which fails to acknowledge and analyse this social inequality +is doomed to failure from the start. + +To conclude, the arguments that "waiting" or "time preference" explain or +justify surplus value are deeply flawed simply because they ignore the reality +of class society. By focusing on individual subjective evaluations, they +ignore the social context in which these decisions are made and, as a result, +fail to take into account the class character of interest and profit. In +effect, they argue that the wealthy deserve a reward for being wealthy. +Whether it is to justify profits or interest, the arguments used simply show +that we have an economic system that works only by bribing the rich! + +## C.2.8 Are profits the result of entrepreneurial activity and innovation? + +One of the more common arguments in favour of profits is the notion that they +are the result of innovation or entrepreneurial activity, that the creative +spirit of the capitalist innovates profits into existence. This perspective is +usually associated with the so-called "Austrian" school of capitalist +economics but has become more common in the mainstream of economics, +particularly since the 1970s. + +There are two related themes in this defence of profits -- innovation and +entrepreneurial activity. While related, they differ in one key way. The +former (associated with Joseph Schumpeter) is rooted in production while the +former seeks to be of more general application. Both are based on the idea of +"discovery", the subjective process by which people use their knowledge to +identify gaps in the market, new products or services or new means of +producing existing goods. When entrepreneurs discover, for example, a use of +resources, they bring these resources into a new (economic) existence. +Accordingly, they have created something **ex nihilo** (out of nothing) and +therefore are entitled to the associated profit on generally accepted moral +principle of _"finders keepers."_ + +Anarchists, needless to say, have some issues with such an analysis. The most +obvious objection is that while _"finders keepers"_ may be an acceptable +ethical position on the playground, it is hardly a firm basis to justify an +economic system marked by inequalities of liberty and wealth. Moreover, +discovering something does **not** entitle you to an income from it. Take, for +example, someone who discovers a flower in a wood. That, in itself, will +generate no income of any kind. Unless the flower is picked and taken to a +market, the discoverer cannot "profit" from discovering it. If the flower is +left untouched then it is available for others to appropriate unless some +means are used to stop them (such as guarding the flower). This means, of +course, limiting the discovery potential of others, like the state enforcing +copyright stops the independent discovery of the same idea, process or +product. + +As such, "discovery" is not sufficient to justify non-labour income as an idea +remains an idea unless someone applies it. To generate an income (profit) from +a discovery you need to somehow take it to the market and, under capitalism, +this means getting funds to invest in machinery and workplaces. However, these +in themselves do nothing and, consequently, workers need to be employed to +produce the goods in question. If the costs of producing these goods is less +than the market price, then a profit is made. Does this profit represent the +initial "discovery"? Hardly for without funds the idea would have remained +just that. Does the profit represent the contribution of "capital"? Hardly, +for without the labour of the workers the workplace would have remained still +and the product would have remained an idea. + +Which brings us to the next obvious problem, namely that "entrepreneurial" +activity becomes meaningless when divorced from owning capital. This is +because any action which is taken to benefit an individual and involves +"discovery" is considered entrepreneurial. Successfully looking for a better +job? Your new wages are entrepreneurial profit. Indeed, successfully finding +**any** job makes the wages entrepreneurial profit. Workers successfully +organising and striking to improve their pay and conditions? An +entrepreneurial act whose higher wages are, in fact, entrepreneurial profit. +Selling your shares in one company and buying others? Any higher dividends are +entrepreneurial profit. Not selling your shares? Likewise. What income flow +could **not** be explained by "entrepreneurial"_ activity if we try hard +enough? + +In other words, the term becomes meaningless unless it is linked to owning +capital and so any non-trivial notion of entrepreneurial activity requires +private property, i.e. property which functions as capital. This can be seen +from an analysis of whether entrepreneurship which is **not** linked to owning +capital or land creates surplus value (profits) or not. It is possible, for +example, that an entrepreneur can make a profit by buying cheap in one market +and selling dear in another. However, this simply redistributes existing +products and surplus value, it does not **create** them. This means that the +entrepreneur does not create something from nothing, he takes something +created by others and sells it at a higher price and so gains a slice of the +surplus value created by others. If buying high and selling low **was** the +cause of surplus value, then profits overall would be null as any gainer would +be matched by a loser. Ironically, for all its talk of being concerned about +process, this defence of entrepreneurial profits rests on the same a +**static** vision of capitalism as does neo-classical economics. + +Thus entrepreneurship is inherently related to inequalities in economic power, +with those at the top of the market hierarchy having more ability to gain +benefits of it than those at the bottom. Entrepreneurship, in other words, +rather than an independent factor is rooted in social inequality. The larger +one's property, the more able they are to gather and act on information +advantages, i.e. act in as an entrepreneur. Moreover the ability to exercise +the entrepreneurial spirit or innovate is restricted by the class system of +capitalism. To implement a new idea, you need money. As it is extremely +difficult for entrepreneurs to act on the opportunities they have observed +without the ownership of property, so profits due to innovation simply becomes +yet another reward for already being wealthy or, at best, being able to +convince the wealthy to loan you money in the expectation of a return. Given +that credit is unlikely to be forthcoming to those without collateral (and +most working class people are asset-poor), entrepreneurs are almost always +capitalists because of social inequality. Entrepreneurial opportunities are, +therefore, not available to everyone and so it is inherently linked to private +property (i.e. capital). + +So while entrepreneurship in the abstract may help explain the distribution of +income, it neither explains why surplus value exists in the first place nor +does it justify the entrepreneur's appropriation of part of that surplus. To +explain why surplus value exists and why capitalists may be justified in +keeping it, we need to look at the other aspect of entrepreneurship, +innovation as this is rooted in the actual production process. + +Innovation occurs in order to expand profits and so survive competition from +other companies. While profits can be redistributed in circulation (for +example by oligopolistic competition or inflation) this can only occur at the +expense of other people or capitals (see sections [C.5](secC5.html) and +[C.7](secC7.html)). Innovation, however, allows the generation of profits +directly from the new or increased productivity (i.e. exploitation) of labour +it allows. This is because it is in production that commodities, and so +profits, are created and innovation results in new products and/or new +production methods. New products mean that the company can reap excess profits +until competitors enter the new market and force the market price down by +competition. New production methods allow the intensity of labour to be +increased, meaning that workers do more work relative to their wages (in other +words, the cost of production falls relative to the market price, meaning +extra profits). + +So while competition ensures that capitalist firms innovate, innovation is the +means by which companies can get an edge in the market. This is because +innovation means that _"capitalist excess profits come from the production +process. . . when there is an above-average rise in labour productivity; the +reduced costs then enable firms to earn higher than average profits in their +products. But this form of excess profits is only temporary and disappears +again when improved production methods become more general."_ [Paul Mattick, +**Economics, Politics and the Age of Inflation**, p. 38] Capitalists, of +course, use a number of techniques to stop the spread of new products or +production methods in order to maintain their position, such as state enforced +intellectual property rights. + +Innovation as the source of profits is usually associated with economist +Joseph Schumpeter who described and praised capitalism's genius for _"creative +destruction"_ caused by capitalists who innovate, i.e. introduce new goods and +means of production. Schumpeter's analysis of capitalism is more realistic +than the standard neo-classical perspective. He recognised that capitalism was +marked by a business cycle which he argued flowed from cycles of innovation +conducted by capitalists. He also rejected the neo-classical assumption of +perfect competition, arguing that the _"introduction of new methods of +production and new commodities is hardly compatible with perfect and perfectly +prompt competition from the start . . . As a matter of fact, perfect +competition has always been temporarily stemmed whenever anything new is being +introduced."_ [**Capitalism, Socialism and Democracy**, p. 104] + +This analysis presents a picture of capitalism more like it actually is rather +than what economics would like it to be. However, this does not mean that its +justification for profits is correct, far from it. Anarchists do agree that it +is true that individuals do see new potential and act in innovative ways to +create new products or processes. However, this is not the source of surplus +value. This is because an innovation only becomes a source of profits once it +actually produced, i.e. once workers have toiled to create it (in the case of +new goods) or used it (in the case of new production techniques). An idea in +and of itself produces nothing unless it is applied. The reason why profits +result from innovation is due to the way the capitalist firm is organised +rather than any inherent aspect of innovation. + +Ultimately, entrepreneurialism is just a fancy name for decision making and, +as such, it is a **labour** income (labour refers to physical **and** mental +activities). However, as noted above, there are two types of labour under +capitalism, the labour of production and the labour of exploitation. Looking +at entrepreneurialism in a workplace situation, it is obvious that it is +**not** independent of owning or managing capital and so it is impossible to +distinguish profits produced by "entrepreneurial" activity and profits +resulting from a return on property (and so the labour of others). In other +words, it is the labour of exploitation and any income from it is simply +monopoly profit. This is because the capitalist or manager has a monopoly of +power within the workplace and, consequently, can reap the benefits this +privileged position ensures. The workers have their opportunities for +entrepreneurialism restricted and monopolised by the few in power who, when +deciding who contributes most to production, strangely enough decide it is +themselves. + +This can be seen from the fact that innovation in terms of new technology is +used to help win the class war at the point of production for the capitalists. +As the aim of capitalist production is to maximise the profits available for +capitalists and management to control, it follows that capitalism will +introduce technology that will allow more surplus value to be extracted from +workers. As Cornelius Castoriadis argues, capitalism _"does not utilise a +socially neutral technology for capitalist ends. Capitalism has created +capitalist technology, which is by no means neutral. The real essence of +capitalist technology is not to develop production for production's sake: It +is to subordinate and dominate the producers."_ [**Political and Social +Writings**, vol. 2, p. 104] Therefore, "innovation" (technological +improvement) can be used to increase the power of capital over the workforce, +to ensure that workers will do as they are told. In this way innovation can +maximise surplus value production by trying to increase domination during +working hours as well as by increasing productivity by new processes. + +These attempts to increase profits by using innovation is the key to +capitalist expansion and accumulation. As such innovation plays a key role +within the capitalist system. However, the source of profits does not change +and remains in the labour, skills and creativity of workers in the workplace. +As such, innovation results in profits because labour is exploited in the +production process, **not** due to some magical property of innovation. + +The question now arises whether profits are justified as a reward for those +who made the decision to innovate in the first place. This, however, fails for +the obvious reason that capitalism is marked by a hierarchical organisation of +production. It is designed so that a few make all the decisions while the +majority are excluded from power. As such, to say that capitalists or managers +deserve their profits due to innovation is begging the question. Profits which +are claimed to flow from innovation are, in fact, the reward for having a +monopoly, namely the monopoly of decision making within the workplace, rather +than some actual contribution to production. The only thing management does is +decide which innovations to pursue and to reap the benefits they create. In +other words, they gain a reward simply due to their monopoly of decision +making power within a firm. Yet this hierarchy only exists because of +capitalism and so can hardly be used to defend that system and the +appropriation of surplus value by capitalists. + +Thus, if entrepreneurial spirit is the source of profit then we can reply that +under capitalism the means of exercising that spirit is monopolised by certain +classes and structures. The monopoly of decision making power in the hands of +managers and bosses in a capitalist firm ensure that they also monopolise the +rewards of the entrepreneurialism their workforce produce. This, in turn, +reduces the scope for innovation as this division of society into people who +do mental and physical labour _"destroy[s] the love of work and the capacity +for invention"_ and under such a system, the worker _"lose[s] his intelligence +and his spirit of invention."_ [Kropotkin, **The Conquest of Bread**, p. 183 +and p. 181] + +These issues should be a key concern **if** entrepreneurialism **really** were +considered as the unique source of profit. However, such issues as management +power is rarely, if ever, discussed by the Austrian school. While they thunder +against state restrictions on entrepreneurial activity, boss and management +restrictions are always defended (if mentioned at all). Similarly, they argue +that state intervention (say, anti-monopoly laws) can only harm consumers as +it tends to discourage entrepreneurial activity yet ignore the restrictions to +entrepreneurship imposed by inequality, the hierarchical structure of the +capitalist workplace and negative effects both have on individuals and their +development (as discussed in [section B.1.1](secB1.html#secb11)). + +This, we must stress, is the key problem with the idea that innovation is the +root of surplus value. It focuses attention to the top of the capitalist +hierarchy, to business leaders. This implies that they, the bosses, create +"wealth" and without them nothing would be done. For example, leading +"Austrian" economist Israel Kirzner talks of _"the necessarily indivisible +entrepreneur"_ who _"is responsible for the entire product, The contributions +of the factor inputs, being without an entrepreneurial component, are +irrelevant for the ethical position being taken."_ [_"Producer, Entrepreneur, +and the Right to Property,"_ pp. 185-199, **Perception, Opportunity, and +Profit**, p. 195] The workforce is part of the _"factor inputs"_ who are +considered _"irrelevant."_ He quotes economist Frank Knight to bolster this +analysis that the entrepreneur solely creates wealth and, consequently, +deserves his profits: + +> _ "Under the enterprise system, a special social class, the businessman, +direct economic activity: **they are in the strict sense the producers, while +the great mass of the population merely furnishes them with productive +services, placing their persons and their property at the disposal of this +class.**"_ [quoted by Kirzner, **Op. Cit.**, p. 189] + +If, as Chomsky stresses, the capitalist firm is organised in a fascist way, +the "entrepreneurial" defence of profits is its ideology, its +**"Fhrerprinzip"_** (the German for _"leader principle"_). This ideology sees +each organisation as a hierarchy of leaders, where every leader (Fhrer, in +German) has absolute responsibility in his own area, demands absolute +obedience from those below him and answers only to his superiors. This +ideology was most infamously applied by fascism but its roots lie in military +organisations which continue to use a similar authority structure today. + +Usually defenders of capitalism contrast the joys of "individualism" with the +evils of "collectivism" in which the individual is sub-merged into the group +or collective and is made to work for the benefit of the group. Yet when it +comes to capitalist industry, they stress the abilities of the people at the +top of the company, the owner, the entrepreneur, and treat as unpeople those +who do the actual work (and ignore the very real subordination of those lower +down the hierarchy). The entrepreneur is considered the driving force of the +market process and the organisations and people they govern are ignored, +leading to the impression that the accomplishments of a firm are the personal +triumphs of the capitalists, as though their subordinates are merely tools not +unlike the machines on which they labour. + +The ironic thing about this argument is that if it were true, then the economy +would grind to a halt (we discuss this more fully in our critique of Engels's +diatribe against anarchism _"On Authority"_ in [section +H.4.4](secH4.html#sech44)). It exposes a distinct contradiction within +capitalism. While the advocates of entrepreneurialism assert that the +entrepreneur is the only real producer of wealth in society, the fact is that +the entrepreneurialism of the workforce industry is required to implement the +decisions made by the bosses. Without this unacknowledged input, the +entrepreneur would be impotent. Kropotkin recognised this fact when he talked +of the workers _"who have added to the original invention"_ little additions +and contributions _"without which the most fertile idea would remain +fruitless."_ Nor does the idea itself develop out of nothing as _"every +invention is a synthesis, the resultant of innumerable inventions which have +preceded it."_ [**Op. Cit.**, p. 30] Thus Cornelius Castoriadis: + +> _ "The capitalist organisation of production is profoundly contradictory . . +. It claims to reduce the worker to a limited and determined set of tasks, but +it is obliged at the same time to rely upon the universal capacities he +develops both as a function of and in opposition to the situation in which he +is placed . . . Production can be carried out only insofar as the worker +himself organises his work and goes beyond his theoretical role of pure and +simply executant,"_ [**Political and Social Writings**, vol. 2, p. 181] + +Moreover, such a hierarchical organisation cannot help but generate wasted +potential. Most innovation is the cumulative effect of lots of incremental +process improvements and the people most qualified to identify opportunities +for such improvements are, obviously, those involved in the process. In the +hierarchical capitalist firm, those most aware of what would improve +efficiency have the least power to do anything about it. They also have the +least incentive as well as any productivity increases resulting from their +improvements will almost always enrich their bosses and investors, not them. +Indeed, any gains may be translated into layoffs, soaring stock prices, and +senior management awarding itself a huge bonus for "cutting costs." What +worker in his right mind would do something to help their worst enemy? As +such, capitalism hinders innovation: + +> _ "capitalism divides society into a narrow stratum of directors (whose +function is to decide and organise everything) and the vast majority of the +population, who are reduced to carrying out (executing) the decisions made by +these directors. As a result of this very fact, most people experience their +own lives as something alien to them . . . It is nonsensical to seek to +organise people . . . as if they were mere objects . . . In real life, +capitalism is obliged to base itself on people's capacity for self- +organisation, on the individual and collective creativity of the producers. +Without making use of these abilities the system would not survive a day. But +the whole 'official' organisation of modern society both ignores and seeks to +suppress these abilities to the utmost. The result is not only an enormous +waste due to untapped capacity. The system does more: It **necessarily** +engenders opposition, a struggle against it by those upon whom it seeks to +impose itself . . . The net result is not only waste but perpetual conflict."_ +[Castoriadis, **Op. Cit.**, p. 93] + +While workers make the product and make entrepreneurial decisions every day, +in the face of opposition of the company hierarchy, the benefits of those +decisions are monopolised by the few who take all the glory for themselves. +The question now becomes, why should capitalists and managers have a monopoly +of power and profits when, in practice, they do not and cannot have a monopoly +of entrepreneurialism within a workplace? If the output of a workplace is the +result of the combined mental and physical activity (entrepreneurialism) of +all workers, there is no justification either for the product or "innovation" +(i.e. decision making power) to be monopolised by the few. + +We must also stress that innovation itself is a form of labour -- mental +labour. Indeed, many companies have Research and Development groups in which +workers are paid to generate new and innovative ideas for their employers. +This means that innovation is not related to property ownership at all. In +most modern industries, as Schumpeter himself acknowledged, innovation and +technical progress is conducted by _"teams of trained specialists, who turn +out what is required and make it work in predictable ways"_ and so _"[b]ureau +and committee work tends to replace individual action."_ This meant that _"the +leading man . . . is becoming just another office worker -- and one who is not +always difficult to replace."_ [**Op. Cit.**, p. 133] And we must also point +out that many new innovations come from individuals who combine mental and +physical labour outside of capitalist companies. Given this, it is difficult +to argue that profits are the result of innovation of a few exceptional people +rather than by workers when the innovations, as well as being worked or +produced by workers are themselves are created by teams of workers. + +As such, "innovation" and "entrepreneurialism" is not limited to a few great +people but rather exists in all of us. While the few may currently monopolise +"entrepreneurialism" for their own benefit, an economy does not need to work +this way. Decision making need **not** be centralised in a few hands. Ordinary +workers can manage their own productive activity, innovate and make decisions +to meet social and individual needs (i.e. practice "entrepreneurialism"). This +can be seen from various experiments in workers' control where increased +equality within the workplace actually increases productivity and innovation. +As these experiments show workers, when given the chance, can develop numerous +"good ideas" **and**, equally as important, produce them. A capitalist with a +"good idea," on the other hand, would be powerless to produce it without +workers and it is this fact that shows that innovation, in and of itself, is +not the source of surplus value. + +So, contrary to much capitalist apologetics, innovation is not the monopoly of +an elite class of humans. It is part of all of us, although the necessary +social environment needed to nurture and develop it in all is crushed by the +authoritarian workplaces of capitalism and the effects of inequalities of +wealth and power within society as a whole. If workers were truly incapable of +innovation, any shift toward greater control of production by workers should +result in decreased productivity. What one actually finds, however, is just +the opposite: productivity increased dramatically as ordinary people were +given the chance, usually denied them, to apply their skills and talents. They +show the kind of ingenuity and creativity people naturally bring to a +challenging situation -- if they are allowed to, if they are participants +rather than servants or subordinates. + +In fact, there is _"a growing body of empirical literature that is generally +supportive of claims for the economic efficiency of the labour-managed firm. +Much of this literature focuses on productivity, frequently finding it to be +positively correlated with increasing levels of participation . . . Studies +that encompass a range of issues broader than the purely economic also tend to +support claims for the efficiency of labour managed and worker-controlled +firms . . . In addition, studies that compare the economic preference of +groups of traditionally and worker-controlled forms point to the stronger +performance of the latter."_ [Christopher Eaton Gunn, **Workers' Self- +Management in the United States**, pp. 42-3] This is confirmed by David Noble, +who points out that _"the self-serving claim"_ that _"centralised management +authority is the key to productivity"_ is _"belied by nearly every +sociological study of work."_ [**Progress without People**, p. 65] + +During the Spanish Revolution of 1936-39, workers self-managed many factories +following the principles of participatory democracy. Productivity and +innovation in the Spanish collectives was exceptionally high (particularly +given the difficult economic and political situation they faced). As Jose +Peirats notes, industry was _"transformed from top to bottom . . . there were +achieved feats pregnant with significance for people who had always striven to +deny the reality of the wealth of popular initiatives unveiled by +revolutions."_ Workers made suggestions and presented new inventions, +_"offering the product of their discoveries, genius or imaginings."_ [**The +CNT in the Spanish Revolution**, vol. 2, p. 86] + +The metal-working industry is a good example. As Augustine Souchy observes, at +the outbreak of the Civil War, the metal industry in Catalonia was _"very +poorly developed."_ Yet within months, the Catalonian metal workers had +rebuilt the industry from scratch, converting factories to the production of +war materials for the anti-fascist troops. A few days after the July 19th +revolution, the Hispano-Suiza Automobile Company was already converted to the +manufacture of armoured cars, ambulances, weapons, and munitions for the +fighting front. _"Experts were truly astounded,"_ Souchy writes, _"at the +expertise of the workers in building new machinery for the manufacture of arms +and munitions. Very few machines were imported. In a short time, two hundred +different hydraulic presses of up to 250 tons pressure, one hundred seventy- +eight revolving lathes, and hundreds of milling machines and boring machines +were built."_ [**The Anarchist Collectives: Workers' Self-management in the +Spanish Revolution, 1936-1939**, Sam Dolgoff (ed.), p. 96] + +Similarly, there was virtually no optical industry in Spain before the July +revolution, only some scattered workshops. After the revolution, the small +workshops were voluntarily converted into a production collective. _"The +greatest innovation,"_ according to Souchy, _"was the construction of a new +factory for optical apparatuses and instruments. The whole operation was +financed by the voluntary contributions of the workers. In a short time the +factory turned out opera glasses, telemeters, binoculars, surveying +instruments, industrial glassware in different colours, and certain scientific +instruments. It also manufactured and repaired optical equipment for the +fighting fronts . . . What private capitalists failed to do was accomplished +by the creative capacity of the members of the Optical Workers' Union of the +CNT."_ [**Op. Cit.**, pp. 98-99] + +More recently, the positive impact of workers' control has been strikingly +confirmed in studies of the Mondragon co-operatives in Spain, where workers +are democratically involved in production decisions and encouraged to +innovate. As George Bennello notes, _"Mondragon productivity is very high -- +higher than in its capitalist counterparts. Efficiency, measured as the ratio +of utilised resources -- capital and labour -- to output, is far higher than +in comparable capitalist factories."_ [_"The Challenge of Mondragon"_, +**Reinventing Anarchy, Again**, p. 216] + +The example of Lucas Aerospace, during the 1970s indicates well the creative +potential waiting to be utilised and wasted due to capitalism. Faced with +massive job cuts and restructuring, the workers and their Shop Stewards SSCC +in 1976 proposed an alternative Corporate Plan to Lucas's management. This was +the product of two years planning and debate among Lucas workers. Everyone +from unionised engineers, to technicians to production workers and secretaries +was involved in drawing it up. It was based on detailed information on the +machinery and equipment that all Lucas sites had, as well as the type of +skills that were in the company. The workers designed the products themselves, +using their own experiences of work and life. While its central aim was to +head off Lucas's planned job cuts, it presented a vision of a better world by +arguing that the concentration on military goods and markets was neither the +best use of resources nor in itself desirable. It argued that if Lucas was to +look away from military production it could expand into markets for socially +useful goods (such as medical equipment) where it already had some expertise +and sales. The management were not interested, it was their to "manage"_ Lucas +and to decide where its resources would be used, including the 18,000 people +working there. Management were more than happy to exclude the workforce from +any say in such fundamental matter as implementing the workers' ideas would +have shown how unnecessary they, the bosses, actually were. + +Another example of wasted worker innovation is provided by the US car +industry. In the 1960s, Walter Reuther, president of the United Auto Workers +(UAW) had proposed to the Johnson Whitehouse that the government help the US +car companies to produce small cars, competing with Volkswagen which had +enjoyed phenomenal success in the U.S. market. The project, unsurprisingly, +fell through as the executives of the car companies were uninterested. In the +1970s, higher petrol prices saw US buyers opt for smaller cars and the big US +manufacturers were caught unprepared. This allowed Toyota, Honda and other +Asian car companies to gain a crucial foothold in the American market. +Unsurprisingly, resistance by the union and workforce were blamed for the +industry's problems when, in fact, it was the bosses, not the unions, who were +blind to a potential market niche and the industry's competitive challenges. + +Therefore, far from being a threat to innovation, workers' self-management +would increase it and, more importantly, direct it towards improving the +quality of life for all as opposed to increasing the profits of the few (this +aspect an anarchist society will be discussed in more detail in [section +I](secIcon.html)). This should be unsurprising, as vesting a minority with +managerial authority and deciding that the others should be cogs results in a +massive loss of social initiative and drive. In addition, see sections +[J.5.10](secJ5.html#secj510), [J.5.11](secJ5.html#secj511) and +[J.5.12](secJ5.html#secj512) for more on why anarchists support self- +management and why, in spite of its higher efficiency and productivity, the +capitalist market will select against it. + +To conclude, capitalist workplace hierarchy actually hinders innovation and +efficiency rather than fosters it. To defend profits by appealing to +innovation is, in such circumstances, deeply ironic. Not only does it end up +simply justifying profits in terms of monopoly power (i.e. hierarchical +decision making rewarding itself), that power also wastes a huge amount of +potential innovation in society -- namely the ideas and experience of the +workforce excluded from the decision making process. Given that power produces +resistance, capitalism ensures that the _"creative faculties [the workers] are +not allowed to exercise **on behalf** of a social order that rejects them (and +which they reject) are now utilised **against** that social order"_ and so +_"work under capitalism"_ is _"a perpetual waste of creative capacity, and a +constant struggle between the worker and his own activity."_ [Castoriadis, +**Op. Cit.**, p. 93 and p. 94] + +Therefore, rather than being a defence of capitalist profit taking (and the +inequality it generates) innovation backfires against capitalism. Innovation +flourishes best under freedom and this points towards libertarian socialism +and workers' self-management. Given the chance, workers can manage their own +work and this results in increased innovation and productivity, so showing +that capitalist monopoly of decision making power hinders both. This is +unsurprising, for only equality can maximise liberty and so workers' control +(rather than capitalist power) is the key to innovation. Only those who +confuse freedom with the oppression of wage labour would be surprised by this. + +## C.2.9 Do profits reflect a reward for risk? + +Another common justification of surplus value is that of "risk taking", namely +the notion that non-labour income is justified because its owners took a risk +in providing money and deserve a reward for so doing. + +Before discussing why anarchists reject this argument, it must be noted that +in the mainstream neo-classical model, risk and uncertainty plays no role in +generating profits. According to general equilibrium theory, there is no +uncertainty (the present and future are known) and so there is no role for +risk. As such, the concept of profits being related to risk is more realistic +than the standard model. However, as we will argue, such an argument is +unrealistic in many other ways, particularly in relation to modern-day +corporate capitalism. + +It is fair to say that the appeal of risk to explain and justify profits lies +almost entirely in the example of the small investor who gambles their savings +(for example, by opening a bar) and face a major risk if the investment does +not succeed. However, in spite of the emotional appeal of such examples, +anarchists argue that they are hardly typical of investment decisions and +rewards within capitalism. In fact, such examples are used precisely to draw +attention away from the way the system works rather than provide an insight +into it. That is, the higher apparent realism of the argument hides an equally +unreal model of capitalism as the more obviously unrealistic theories which +seek to rationalise non-labour income. + +So does "risk" explain or justify non-labour income? No, anarchists argue. +This is for five reasons. Firstly, the returns on property income are utterly +independent on the amount of risk involved. Secondly, all human acts involve +risk of some kind and so why should property owners gain exclusively from it? +Thirdly, risk as such it not rewarded, only **successful** risks are and what +constitutes success is dependent on production, i.e. exploiting labour. +Fourthly, most "risk" related non-labour income today plays **no** part in +aiding production and, indeed, is simply not that risky due to state +intervention. Fifthly, risk in this context is not independent of owning +capital and, consequently, the arguments against "waiting" and innovation +apply equally to this rationale. In other words, "risk" is simply yet another +excuse to reward the rich for being wealthy. + +The first objection is the most obvious. It is a joke to suggest that +capitalism rewards in proportion to risk. There is little or no relationship +between income and the risk that person faces. Indeed, it would be fairer to +say that return is **inversely** proportional to the amount of risk a person +faces. The most obvious example is that of a worker who wants to be their own +boss and sets up their own business. That is a genuine risk, as they are +risking their savings and are willing to go into debt. Compare this to a +billionaire investor with millions of shares in hundreds of companies. While +the former struggles to make a living, the latter gets a large regular flow of +income without raising a finger. In terms of risk, the investor is wealthy +enough to have spread their money so far that, in practical terms, there is +none. Who has the larger income? + +As such, the risk people face is dependent on their existing wealth and so it +is impossible to determine any relationship between it and the income it is +claimed to generate. Given that risk is inherently subjective, there is no way +of discovering its laws of operation except by begging the question and using +the actual rate of profits to measure the cost of risk-bearing. + +The second objection is equally as obvious. The suggestion that risk taking is +the source and justification for profits ignores the fact that virtually all +human activity involves risk. To claim that capitalists should be paid for the +risks associated with investment is to implicitly state that money is more +valuable that human life. After all, workers risk their health and often their +lives in work and often the most dangerous workplaces are those associated +with the lowest pay. Moreover, providing safe working conditions can eat into +profits and by cutting health and safety costs, profits can rise. This means +that to reward capitalist "risk", the risk workers face may actually increase. +In the inverted world of capitalist ethics, it is usually cheaper (or more +"efficient") to replace an individual worker than a capital investment. Unlike +investors, bosses and the corporate elite, workers **do** face risk to life or +limb daily as part of their work. Life is risky and no life is more risky that +that of a worker who may be ruined by the "risky" decisions of management, +capitalists and investors seeking to make their next million. While it is +possible to diversify the risk in holding a stock portfolio that is not +possible with a job. A job cannot be spread across a wide array of companies +diversifying risk. + +In other words, workers face much greater risks than their employers and, +moreover, they have no say in what risks will be taken with their lives and +livelihoods. It is workers who pay the lion's share of the costs of failure, +not management and stockholders. When firms are in difficulty, it is the +workers who are asked to pay for the failures of management though pay cuts +and the elimination of health and other benefits. Management rarely get pay +cuts, indeed they often get bonuses and "incentive" schemes to get them to do +the work they were (over) paid to do in the first. When a corporate manager +makes a mistake and their business actually fails, his workers will suffer far +more serious consequences than him. In most cases, the manager will still live +comfortably (indeed, many will receive extremely generous severance packages) +while workers will face the fear, insecurity and hardship of having to find a +new job. Indeed, as we argued in [section C.2.1](secC2.html#secc21), it is the +risk of unemployment that is a key factor in ensuring the exploitation of +labour in the first place. + +As production is inherently collective under capitalism, so must be the risk. +As Proudhon put it, it may be argued that the capitalist _"alone runs the risk +of the enterprise"_ but this ignores the fact that capitalist cannot _"alone +work a mine or run a railroad"_ nor _"alone carry on a factory, sail a ship, +play a tragedy, build the Pantheon."_ He asked: _"Can anybody do such things +as these, even if he has all the capital necessary?"_ And so _"association"_ +becomes _"absolutely necessary and right"_ as the _"work to be accomplished"_ +is _"the common and undivided property of all those who take part therein."_ +If not, shareholders would _"plunder the bodies and souls of the wage- +workers"_ and it would be _"an outrage upon human dignity and personality."_ +[**The General Idea of the Revolution**, p. 219] In other words, as production +is collective, so is the risk faced and, consequently, risk cannot be used to +justify excluding people from controlling their own working lives or the fruit +of their labour. + +This brings us to the third reason, namely how "risk" contributes to +production. The idea that "risk" is a contribution to production is equally +flawed. Obviously, no one argues that **failed** investments should result in +investors being rewarded for the risks they took. This means that +**successful** risks are what counts and this means that the company has +produced a desired good or service. In other words, the argument for risk is +dependent on the investor providing capital which the workers of the company +used productivity to create a commodity. However, as we discussed in [section +C.2.4](secC2.html#secc24) capital is **not** productive and, as a result, an +investor may expect the return of their initial investment but no more. At +best, the investor has allowed others to use their money but, as [section +C.2.3](secC2.html#secc23) indicated, giving permission to use something is not +a productive act. + +However, there is another sense in which risk does not, in general, contribute +to production within capitalism, namely finance markets. This bring us to our +fourth objection, namely that most kinds of "risks"_ within capitalism do +**not** contribute to production and, thanks to state aid, not that risky. + +Looking at the typical "risk" associated with capitalism, namely putting money +into the stock market and buying shares, the idea that "risk"_ contributes to +production is seriously flawed. As David Schweickart points out, _"[i]n the +vast majority of cases, when you buy stock, you give your money not to the +company but to another private individual. You buy your share of stock from +someone who is cashing in his share. Not a nickel of your money goes to the +company itself. The company's profits would have been exactly the same, with +or without your stock purchase."_ [**After Capitalism**, p. 37] In fact +between 1952 and 1997, about 92% of investment was paid for by firms' own +internal funds and so _"the stock market contributes virtually nothing to the +financing of outside investment."_ Even new stock offerings only accounted for +4% of non-financial corporations capital expenditures. [Doug Henwood, **Wall +Street**, p. 72] _"In spite of the stock market's large symbolic value, it is +notorious that it has relatively little to do with the production of goods and +services,"_ notes David Ellerman, _"The overwhelming bulk of stock +transactions are in second-hand shares so the capital paid for shares usually +goes to other stock traders, not to productive enterprises issuing new +shares."_ [**The Democratic worker-owned firm**, p. 199] + +In other words, most investment is simply the "risk" associated with buying a +potential income stream in an uncertain world. The buyer's action has not +contributed to producing that income stream in any way whatsoever yet it +results in a claim on the labour of others. At best, it could be said that a +previous owner of the shares at some time in the past has _"contributed"_ to +production by providing money but this does not justify non-labour income. As +such, investing in shares may rearrange existing wealth (often to the great +advantage of the rearrangers) but it does produce anything. New wealth flows +from production, the use of labour on existing wealth to create new wealth. + +Ironically, the stock market (and the risk it is based on) harms this process. +The notion that dividends represent the return for "risk" may be faulted by +looking at how the markets operate in reality, rather than in theory. Stock +markets react to recent movements in the price of stock markets, causing price +movements to build upon price movements. According to academic finance +economist Bob Haugen, this results in finance markets having endogenous +instability, with such price-driven volatility accounting for over three- +quarters of all volatility in finance markets. This leads to the market +directing investments very badly as some investment is wasted in over-valued +companies and under-valued firms cannot get finance to produce useful goods. +The market's endogenous volatility reduces the overall level of investment as +investors will only fund projects which return a sufficiently high level of +return. This results in a serious drag on economic growth. As such, "risk" has +a large and negative impact on the real economy and it seems ironic to reward +such behaviour. Particularly as the high rate of return is meant to compensate +for the risk of investing in the stock market, but in fact most of this risk +results from the endogenous stability of the market itself. [Steve Keen, +**Debunking Economics**, pp. 249-50] + +Appeals to "risk" to justify capitalism are somewhat ironic, given the +dominant organisational form within capitalism -- the corporation. These firms +are based on _"limited liability"_ which was designed explicitly to reduce the +risk faced by investors. As Joel Bakan notes, before this "no matter how much, +or how little, a person had invested in a company, he or she was +**personally** liable, without limit, for the company's debts. Investors' +homes, savings, and other personal assess would be exposed to claims by +creditors if a company failed, meaning that a person risked finance ruin +simply by owning shares in a company. Stockholding could not becomes a truly +attractive option . . . until that risk was removed, which it soon was. By the +middle of the nineteenth century, business leaders and politicians broadly +advocated changing the law to limit the liability of shareholders to the +amounts they had invested in a company. If a person bought $100 worth of +shares, they reasoned, he or she should be immune to liability for anything +beyond that, regardless of what happened to the company."_ Limited liability's +_"sole purpose . . . is to shield them from legal responsibility for +corporations' actions"_ as well as reducing the risks of investing (unlike for +small businesses). [**The Corporation**, p. 11 and p. 79] + +This means that stock holders (investors) in a corporation hold no liability +for the corporation's debts and obligations. As a result of this state granted +privilege, potential losses cannot exceed the amount which they paid for their +shares. The rationale used to justify this is the argument that without +limited liability, a creditor would not likely allow any share to be sold to a +buyer of at least equivalent creditworthiness as the seller. This means that +limited liability allows corporations to raise funds for riskier enterprises +by reducing risks and costs from the owners and shifting them onto other +members of society (i.e. an externality). It is, in effect, a state granted +privilege to trade with a limited chance of loss but with an unlimited chance +of gain. + +This is an interesting double-standard. It suggests that corporations are not, +in fact, owned by shareholders at all since they take on none of the +responsibility of ownership, especially the responsibility to pay back debts. +Why should they have the privilege of getting profit during good times when +they take none of the responsibility during bad times? Corporations are +creatures of government, created with the social privileges of limited +financial liability of shareholders. Since their debts are ultimately public, +why should their profits be private? + +Needless to say, this reducing of risk is not limited to within a state, it is +applied internationally as well. Big banks and corporations lend money to +developing nations but _"the people who borrowed the money [i.e. the local +elite] aren't held responsible for it. It's the people . . . who have to pay +[the debts] off . . . The lenders are protected from risk. That's one of the +main functions of the IMF, to provide risk free insurance to people who lend +and invest in risky loans. They earn high yields because there's a lot of +risk, but they don't have to take the risk, because it's socialised. It's +transferred in various ways to Northern taxpayers through the IMP and other +devices . . . The whole system is one in which the borrowers are released from +the responsibility. That's transferred to the impoverished mass of the +population in their own countries. And the lenders are protected from risk."_ +[Noam Chomsky, **Propaganda and the Public Mind**, p. 125] + +Capitalism, ironically enough, has developed precisely by externalising risk +and placing the burden onto other parties -- suppliers, creditors, workers +and, ultimately, society as a whole. _"Costs and risks are socialised,"_ in +other words, _"and the profit is privatised."_ [Noam Chomsky, **Op. Cit.**, p. +185] To then turn round and justify corporate profits in terms of risk seems +to be hypocritical in the extreme, particularly by appealing to examples of +small business people whom usually face the burdens caused by corporate +externalising of risk! Doug Henwood states the obvious when he writes +shareholder _"liabilities are limited by definition to what they paid for the +shares"_ and _"they can always sell their shares in a troubled firm, and if +they have diversified portfolios, they can handle an occasional wipe-out with +hardly a stumble. Employees, and often customers and suppliers, are rarely so +well-insulated."_ Given that the _"signals emitted by the stock market are +either irrelevant or harmful to real economic activity, and that the stock +market itself counts for little or nothing as a source of finance"_ and the +argument for risk as a defence of profits is extremely weak. [**Op. Cit.**, p. +293 and p. 292] + +Lastly, the risk theory of profit fails to take into account the different +risk-taking abilities of that derive from the unequal distribution of +society's wealth. As James Meade puts it, while _"property owners can spread +their risks by putting small bits of their property into a large number of +concerns, a worker cannot easily put small bits of his effort into a large +number of different jobs. This presumably is the main reason we find risk- +bearing capital hiring labour"_ and not vice versa. [quoted by David +Schweickart, **Against Capitalism**, pp. 129-130] + +It should be noted that until the early nineteenth century, self-employment +was the normal state of affairs and it has declined steadily to reach, at +best, around 10% of the working population in Western countries today. It +would be inaccurate, to say the least, to explain this decline in terms of +increased unwillingness to face potential risks on the part of working people. +Rather, it is a product of increased costs to set up and run businesses which +acts as a very effect **natural** barrier to competition (see [section +C.4](secC4.html)). With limited resources available, most working people +simply **cannot** face the risk as they do not have sufficient funds in the +first place and, moreover, if such funds are found the market is hardly a +level playing field. + +This means that going into business for yourself is always a possibility, but +that option is very difficult without sufficient assets. Moreover, even if +sufficient funds are found (either by savings or a loan), the risk is +extremely high due to the inability to diversify investments and the constant +possibility that larger firms will set-up shop in your area (for example, Wal- +Mart driving out small businesses or chain pubs, cafes and bars destroying +local family businesses). So it is true that there is a small flow of workers +into self-employment (sometimes called the petit bourgeoisie) and that, of +these, a small amount become full-scale capitalists. However, these are the +exceptions that prove the rule -- there is a greater return into wage slavery +as enterprises fail. + +Simply put, the distribution of wealth (and so ability to take risks) is so +skewed that such possibilities are small and, in spite being highly risky, do +not provide sufficient returns to make most of them a success. That many +people **do** risk their savings and put themselves through stress, insecurity +and hardship in this way is, ironically, hardly a defence of capitalism as it +suggests that wage labour is so bad that many people will chance everything to +escape it. Sadly, this natural desire to be your own boss generally becomes, +if successful, being someone else's boss! Which means, in almost all cases, it +shows that to become rich you need to exploit other people's labour. + +So, as with "waiting" (see [section C.2.7](secC2.html#secc27)), taking a risk +is much easier if you are wealthy and so risk is simply another means for +rewarding the wealthy for being wealthy. In other words, risk aversion is the +dependent, not the independent, factor. The distribution of wealth determines +the risks people willing to face and so cannot explain or justify that wealth. +Rather than individual evaluations determining "risk", these evaluations will +be dependent on the class position of the individuals involved. As Schweickart +notes, _"large numbers of people simply do not have any discretionary funds to +invest. They can't play at all . . . among those who can play, some are better +situated than others. Wealth gives access to information, expert advice, and +opportunities for diversification that the small investor often lacks."_ +[**After Capitalism**, p. 34] As such, profits do not reflect the real cost of +risk but rather the scarcity of people with anything to risk (i.e. inequality +of wealth). + +Similarly, given that the capitalists (or their hired managers) have a +monopoly of decision making power within a firm, any risks made by a company +reflects that hierarchy. As such, risk and the ability to take risks are +monopolised in a few hands. If profit **is** the product of risk then, +ultimately, it is the product of a hierarchical company structure and, +consequently, capitalists are simply rewarding themselves because they have +power within the workplace. As with "innovation" and "entrepreneurialism" (see +[section C.2.8](secC2.html#secc28)), this rationale for surplus value depends +on ignoring how the workplace is structured. In other words, because managers +monopolise decision making ("risk") they also monopolise the surplus value +produced by workers. However, the former in no way justifies this +appropriation nor does it create it. + +As risk is not an independent factor and so cannot be the source of profit. +Indeed other activities can involve far more risk and be rewarded less. +Needless to say, the most serious consequences of "risk" are usually suffered +by working people who can lose their jobs, health and even lives all depending +on how the risks of the wealthy turn out in an uncertain world. As such, it is +one thing to gamble your own income on a risky decision but quite another when +that decision can ruin the lives of others. If quoting Keynes is not too out +of place: _"Speculators may do no harm as bubbles on a steady stream of +enterprise. But the position is serious when enterprise becomes the bubble on +a whirlpool of speculation. When the capital development of a country becomes +a by-product of the activities of a casino, the job is likely to be ill- +done."_ [**The General Theory of Employment, Interest and Money**, p. 159] + +Appeals of risk to justify capitalism simply exposes that system as little +more than a massive casino. In order for such a system to be fair, the +participants must have approximately equal chances of winning. However, with +massive inequality the wealthy face little chance of loosing. For example, if +a millionaire and a pauper both repeatedly bet a pound on the outcome of a +coin toss, the millionaire will always win as the pauper has so little reserve +money that even a minor run of bad luck will bankrupt him. + +Ultimately, _"the capitalist investment game (as a whole and usually in its +various parts) is positive sum. In most years more money is made in the +financial markets than is lost. How is this possible? It is possible only +because those who engage in real productive activity receive less than that to +which they would be entitled were they fully compensated for what they +produce. The reward, allegedly for risk, derives from this discrepancy."_ +[David Schweickart, **Op. Cit.**, p. 38] In other words, people would not risk +their money unless they could make a profit and the willingness to risk is +dependent on current and expected profit levels and so cannot explain them. To +focus on risk simply obscures the influence that property has upon the ability +to enter a given industry (i.e. to take a risk in the first place) and so +distracts attention away from the essential aspects of how profits are +actually generated (i.e. away from production and its hierarchical +organisation under capitalism). + +So risk does not explain how surplus value is generated nor is its origin. +Moreover, as the risk people face and the return they get is dependent on the +wealth they have, it cannot be used to justify this distribution. Quite the +opposite, as return and risk are usually inversely related. If risk was the +source of surplus value or justified it, the riskiest investment and poorest +investor would receive the highest returns and this is not the case. In +summary, the "risk" defence of capitalism does not convince. + diff --git a/markdown/secC3.md b/markdown/secC3.md new file mode 100644 index 0000000000000000000000000000000000000000..09fe832c4d9a8bf25039e10bab9985a77f664923 --- /dev/null +++ b/markdown/secC3.md @@ -0,0 +1,296 @@ +# C.3 What determines the distribution between labour and capital? + +In short, class struggle determines the distribution of income between classes +(As Proudhon put it, the expression _"the relations of profits to wages"_ +means _"the war between labour and capital."_ [**System of Economical +Contradictions**, p. 130]). This, in turn, is dependent on the balance of +power within any given economy at any given time. + +Given our analysis of the source of surplus value in [section +C.2.2](secC2.html#secc22), this should come as no surprise. Given the central +role of labour in creating both goods (things with value) and surplus value, +production prices determine market prices. This means that market prices are +governed, however indirectly, by what goes on in production. In any company, +wages determine a large percentage of the production costs. Looking at other +costs (such as raw materials), again wages play a large role in determining +their price. Obviously the division of a commodity's price into costs and +profits is not a fixed ratio, which mean that prices are the result of complex +interactions of wage levels and productivity. Within the limits of a given +situation, the class struggle between employers and employees over wages, +working conditions and benefits determines the degree of exploitation within a +society and so the distribution of income, i.e. the relative amount of money +which goes to labour (i.e. wages) and capital (surplus value). + +To quote libertarian socialist Cornelius Castoriadis: + +> _ "Far from being completely dominated by the will of the capitalist and +forced to increase indefinitely the yield of labour, production is determined +just as much by the workers' individual and collective resistance to such +increases. The extraction of 'use value form labour power' is not a technical +operation; it is a process of bitter struggle in which half the time, so to +speak, the capitalists turn out to be losers. + +> + +> "The same thing holds true for living standards, i.e., real wage levels. +From its beginnings, the working class has fought to reduce the length of the +workday and to raise wage levels. It is this struggle that has determined how +these levels have risen and fallen over the years . . . + +> + +> "Neither the actual labour rendered during an hour of labour time nor the +wage received in exchange for this work can be determined by any kind of +'objective' law, norm, or calculation . . . What we are saying does not mean +that specifically economic or even 'objective' factors play no real in +determining wage levels. Quite the contrary. At any given instant, the class +struggle comes into play only within a given economic -- and, more generally, +objective -- framework, and it acts not only directly but also through the +intermediary of a series of partial 'economic mechanisms.' To give only one +example among thousands, an economic victory for workers in one sector has a +ripple effect on overall wage levels, not only because it can encourage other +workers to be more combative, but also because sectors with lower wage levels +will experience greater difficulties recruiting manpower. None of these +mechanisms, however, can effectively act on its own and have its own +significance if taken separately from the class struggle. And the economic +context itself is always gradually affected one way or another by this +struggle."_ [**Political and Social Writings**, vol. 2, p. 248] + +The essential point is that the extraction of surplus value from workers is +not a simple technical operation, as implied by the neo-classical perspective +(and, ironically, classical Marxism as Castoriadis explains in his classic +work _"Modern Capitalism and Revolution"_ [**Op. Cit.**, pp. 226-343]). As +noted previously, unlike the extraction of so many joules from a ton of coal, +extracting surplus value ("use value") from labour power involves conflict +between people, between classes. Labour power is unlike all other commodities +- it is and remains inseparably embodied in human beings. This means that the +division of profits and wages in a company and in the economy as a whole is +dependent upon and modified by the actions of workers (and capitalists), both +as individuals and as a class. It is this struggle which, ultimately, drives +the capitalist economy, it is this conflict between the human and commodity +aspects of labour power that ultimately brings capitalism into repeated crisis +(see [section C.7](secC7.html)). + +From this perspective, the neo-classical argument that a factor in production +(labour, capital or land) receives an income share that indicates its +productive power "at the margin" is false. Rather, it is a question of power +-- and the willingness to use it. As Christopher Eaton Gunn points out, the +neo-classical argument _"take[s] no account of power -- of politics, conflict, +and bargaining -- as more likely indicators of relative shares of income in +the real world."_ [**Workers' Self-Management in the United States**, p. 185] +Ultimately, working class struggle is an _"indispensable means of raising +their standard of living or defending their attained advantages against the +concerted measures of the employers."_ It is _"not only a means for the +defence of immediate economic interests, it is also a continuous schooling for +their powers of resistance, showing them every day that every last right has +to be won by unceasing struggle against the existing system."_ [Rocker, +**Anarcho-Syndicalism**, p. 78] + +If the power of labour is increasing, its share in income will tend to +increase and, obviously, if the power of labour decreased it would fall. And +the history of the post-war economy supports such an analysis, with labour in +the advanced countries share of income falling from 68% in the 1970s to 65.1% +in 1995 (in the EU, it fell from 69.2% to 62%). In the USA, labour's share of +income in the manufacturing sector fell from 74.8% to 70.6% over the 1979-89 +period, reversing the rise in labour's share that occurred over the 1950s, +1960s and 1970s. The reversal in labour's share occurred at the same time as +labour's power was undercut by right-wing governments who have pursued +business friendly "free market" policies to combat "inflation" (an euphemism +for working class militancy and resistance) by undermining working class power +and organisation by generating high unemployment. + +Thus, for many anarchists, the relative power between labour and capital +determines the distribution of income between them. In periods of full +employment or growing workplace organisation and solidarity, workers wages +will tend to rise faster. In periods where there is high unemployment and +weaker unions and less direct action, labour's share will fall. From this +analysis anarchists support collective organisation and action in order to +increase the power of labour and ensure we receive more of the value we +produce. + +The neo-classical notion that rising productivity allows for increasing wages +is one that has suffered numerous shocks since the early 1970s. Usually wage +increases lag behind productivity. For example, during Thatcher's reign of +freer markets, productivity rose by 4.2%, 1.4% higher than the increase in +real earnings between 1980-88. Under Reagan, productivity increased by 3.3%, +accompanied by a fall of 0.8% in real earnings. Remember, though, these are +averages and hide the actual increases in pay differentials between workers +and managers. To take one example, the real wages for employed single men +between 1978 and 1984 in the UK rose by 1.8% for the bottom 10% of that group, +for the highest 10%, it was a massive 18.4%. The average rise (10.1%) hides +the vast differences between top and bottom. In addition, these figures ignore +the starting point of these rises -- the often massive differences in wages +between employees (compare the earnings of the CEO of McDonalds and one of its +cleaners). In other words, 2.8% of nearly nothing is still nearly nothing! + +Looking at the USA again, we find that workers who are paid by the hour (the +majority of employees) saw their average pay peak in 1973. Since then, it had +declined substantially and stood at its mid-1960s level in 1992. For over 80 +per cent of the US workforce (production and non-supervisory workers), real +wages have fallen by 19.2 per cent for weekly earnings and 13.4 per cent for +hourly earnings between 1973 and 1994. Productivity had risen by 23.2 per +cent. Combined with this drop in real wages in the USA, we have seen an +increase in hours worked. In order to maintain their current standard of +living, working class people have turned to both debt and longer working +hours. Since 1979, the annual hours worked by middle-income families rose from +3 020 to 3 206 in 1989, 3 287 in 1996 and 3 335 in 1997. In Mexico we find a +similar process. Between 1980 and 1992, productivity rose by 48 per cent while +salaries (adjusted for inflation) fell by 21 per cent. + +Between 1989 to 1997, productivity increased by 9.7% in the USA while median +compensation decreased by 4.2%. In addition, median family working hours grew +by 4% (or three weeks of full-time work) while its income increased by only +0.6 % (in other words, increases in working hours helped to create this slight +growth). If the wages of workers were related to their productivity, as argued +by neo-classical economics, you would expect wages to increase as productivity +rose, rather than fall. However, if wages are related to economic power, then +this fall is to be expected. This explains the desire for "flexible" labour +markets, where workers' bargaining power is eroded and so more income can go +to profits rather than wages. + +It is amazing how far the US in 2005, the paradigm for neo-liberalism, is from +the predictions of neo-classical economic textbooks. Since the 1970s, there +has only been one period of sustained good times for working people, the late +1990s. Before and after this period, there has been wage stagnation (between +2000 and 2004, for example, the real median family income **fell** by 3%). +While the real income of households in the lowest fifth grew by 6.1% between +1979 and 2000, the top fifth saw an increase of 70% and the average income of +the top 1% grew by 184%. This rising inequality was fuelled by the expansion +of income from capital and an increased concentration of capital income in the +top 1% (who received 57.5% of all capital income in 2003, compared to 37.8% in +1979). This reflected the increased share of income flowing to corporate +profits (profits rates in 2005 were the highest in 36 years). If the pre-tax +return to capital had remained at its 1979 level, then hourly compensation +would have been 5% higher. In 2005 dollars, this represents an annual transfer +of $235 billion from labour to capital. [Lawrence Mishel, Jered Bernstein, and +Sylvia Allegretto, **The State of Working America 2006/7**, pp. 2-3] + +Labour's share of income in the corporate sector fell from 82.1% in 179 to +81.1% in 1989, and then to 79.1% in 2005. However, this fall is even worse for +labour as labour income _"includes the pay of Chief Executive Officers (CEOs), +thereby overstating the income share going to 'workers' and understating +'profits,' since the bonuses and stock options given CEOs are more akin to +profits than wages"_ and so _"some of the profits are showing up in CEO +paychecks and are counted as worker pay."_ [**Op. Cit.**, p. 83 and p. 84] + +Unsurprisingly, there has been a _"stunning disconnect between the rapid +productivity growth and pay growth,"_ along with a _"tremendous widening of +the wage gap between those at the top of the wage scale, particularly +corporate chief executive officers [CEO], and other wage earners."_ Between +1979 and 1995, wages _"were stagnant or fell for the bottom 60% of wage +earners"_ and grew by 5% for the 80th percentile. Between 1992 and 2005, saw +median CEO pay rise by 186.2% while the media worker saw only a 7.2% rise in +their wages. Wealth inequality was even worse, with the wealth share of the +bottom 80% shrinking by 3.8 percentage points (which was gained by the top 5% +of households). Using the official standard of poverty, 11.3% of Americans +were in poverty in 2000, rising to 12.7% in 2004 (_"This is the first time +that poverty rose through each of the first three years of a recovery"_). +However, the official poverty line is hopelessly out of date (for a family of +four it was 48% of median family income in 1960, in 2006 it is 29%). Using a +threshold of twice the official value sees an increase in poverty from 29.3% +to 31.2% [**Op. Cit.**, p. 4, p. 5, p. 7, p. 9 and p. 11] + +Of course, it will be argued that only in a perfectly competitive market (or, +more realistically, a truly "free" one) will wages increase in-line with +productivity. However, you would expect that a regime of **freer** markets +would make things better, not worse. This has not happened. The neo-classical +argument that unions, struggling over wages and working conditions will harm +workers in the "long run" has been dramatically refuted since the 1970s -- the +decline of the labour movement in the USA has been marked by falling wages, +not rising ones, for example. Despite of rising productivity, wealth has +**not** "trickled down" -- rather it has flooded up (a situation only +surprising to those who believe economic textbooks or what politicians say). +In fact, between 1947 and 1973, the median family income rose by 103.9% while +productivity rose by 103.7% and so wages and productivity went hand-in-hand. +Since the mid-1970s this close mapping broke down. From 1973 to 2005, +productivity rose by 75.5% while income increased by a mere 21.8%, less than +one-third the rate of productivity (from 2000 to 2004, productivity rose by +14% while family income fell by 2.9%). This wedge is the source of rising +inequality, with the upper classes claiming most of the income growth. [**Op. +Cit.**, p. 46] + +All of which refutes those apologists for capitalism who cite the empirical +fact that, in a modern capitalist economy, a large majority of all income goes +to "labour," with profit, interest and rent adding up to something under +twenty percent of the total. Of course, even if surplus value were less than +20% of a workers' output, this does not change its exploitative nature (just +as, for the capitalist apologist, taxation does not stop being "theft" just +because it is around 10% of all income). However, this value for profit, +interest and rent is based on a statistical sleight-of-hand, as "worker" is +defined as including everyone who has a salary in a company, including +managers and CEOs. The large incomes which many managers and all CEOs receive +would, of course, ensure that a large majority of all income does go to +"labour." Thus this "fact" ignores the role of most managers as de facto +capitalists and their income represents a slice of surplus value rather than +wages. This sleight-of-hand also obscures the results of this distribution for +while the 70% of "labour" income goes into many hands, the 20% representing +surplus value goes into the hands of a few. So even if we ignore the issue of +CEO "wages", the fact is that a substantial amount of money is going into the +hands of a small minority which will, obviously, skew income, wealth and +economic power away from the vast majority. + +To get a better picture of the nature of exploitation within modern capitalism +we have to compare workers wages to their productivity. According to the World +Bank, in 1966, US manufacturing wages were equal to 46% of the value-added in +production (value-added is the difference between selling price and the costs +of raw materials and other inputs to the production process). In 1990, that +figure had fallen to 36% and by 1993, to 35%. Figures from the 1992 Economic +Census of the US Census Bureau indicate it had reached 19.76% (39.24% if we +take the **total** payroll which includes managers and so on). In the US +construction industry, wages were 35.4% of value added in 1992 (with total +payroll, 50.18%). Therefore the argument that because a large percentage of +income goes to "labour" capitalism is fine hides the realities of that system +and the exploitation its hierarchical nature creates. + +Overall, since the 1970s working class America has seen stagnating income, +rising working hours and falling social (i.e. income-class) mobility while, at +the same time, productivity has been rising and inequality soaring. While this +may come as a surprise (or be considered a paradox by capitalist economics, a +paradox usually to be justified and rationalised id acknowledged at all) +anarchists consider this to be a striking confirmation of their analysis. +Unsurprisingly, in a hierarchical system those at the top do better than those +at the bottom. The system is set up so that the majority enrich the minority. +That is way anarchists argue that workplace organisation and resistance is +essential to maintain -- and even increase -- labour's income. For if the +share of income between labour and capital depends on their relative power -- +and it does -- then only the actions of workers themselves can improve their +situation and determine the distribution of the value they create. + +This analysis obviously applied **within** classes as well. At any time, there +is a given amount of unpaid labour in circulation in the form of goods or +services representing more added value than workers were paid for. This given +sum of unpaid labour (surplus value) represents a total over which the +different capitalists, landlords and bankers fight over. Each company tries to +maximise its share of that total, and if a company does realise an above- +average share, it means that some other companies receive less than average. + +The key to distribution within the capitalist class is, as between that class +and the working class, power. Looking at what is normally, although somewhat +inaccurately, called monopoly this is obvious. The larger the company with +respect to its market, the more likely it is to obtain a larger share of the +available surplus, for reasons discussed later (see [section +C.5](secC5.html)). While this represents a distribution of surplus value +**between** capitalists based on market power, the important thing to note +here is that while companies compete on the market to realise their share of +the total surplus (unpaid labour) the **source** of these profits does not lie +in the market, but in production. One cannot buy what does not exist and if +one gains, another loses. + +Market power also plays a key role in producing inflation, which has its roots +in the ability of firms to pass cost increases to consumers in the form of +higher prices. This represents a distribution of income from lenders to +borrowers, i.e. from finance capital to industrial capital and labour to +capital (as capital "borrows" labour, i.e. the workers are paid **after** they +have produced goods for their bosses). How able capitalists are to pass on +costs to the general population depends on how able they are to withstand +competition from other companies, i.e. how much they dominate their market and +can act as a price setter. Of course, inflation is not the only possible +outcome of rising costs (such as wage rises). It is always possible to reduce +profits or increase the productivity of labour (i.e. increase the rate of +exploitation). The former is rarely raised as a possibility, as the underlying +assumption seems to be that profits are sacrosanct, and the latter is +dependent, of course, on the balance of forces within the economy. + +In the next section, we discuss why capitalism is marked by big business and +what this concentrated market power means to the capitalist economy. + diff --git a/markdown/secC4.md b/markdown/secC4.md new file mode 100644 index 0000000000000000000000000000000000000000..ecd3e7a62c91e74cd11b988274b8f21d2674dea5 --- /dev/null +++ b/markdown/secC4.md @@ -0,0 +1,758 @@ +# C.4 Why does the market become dominated by Big Business? + +As noted in [section C.1.4](secC1.html#secc14), the standard capitalist +economic model assumes an economy made up of a large number of small firms, +none of which can have any impact on the market. Such a model has no bearing +to reality: + +> _ "The facts show . . . that capitalist economies tend over time and with +some interruptions to become more and more heavily concentrated."_ [M.A. +Utton, **The Political Economy of Big Business**, p. 186] + +As Bakunin argued, capitalist production _"must ceaselessly expand at the +expense of the smaller speculative and productive enterprises devouring +them."_ Thus _"[c]ompetition in the economic field destroys and swallows up +the small and even medium-sized enterprises, factories, land estates, and +commercial houses for the benefit of huge capital holdings."_ [**The Political +Philosophy of Bakunin**, p. 182] The history of capitalism has proven him +right. while the small and medium firm has not disappeared, economic life +under capitalism is dominated by a few big firms. + +This growth of business is rooted in the capitalist system itself. The dynamic +of the "free" market is that it tends to becomes dominated by a few firms (on +a national, and increasingly, international, level), resulting in +oligopolistic competition and higher profits for the companies in question +(see [next section](secC4.html#secc41) for details and evidence). This occurs +because only established firms can afford the large capital investments needed +to compete, thus reducing the number of competitors who can enter or survive +in a given the market. Thus, in Proudhon's words, _"competition kills +competition."_ [**System of Economical Contradictions**, p. 242] In other +words, capitalist markets evolve toward oligopolistic concentration. + +This _"does not mean that new, powerful brands have not emerged [after the +rise of Big Business in the USA after the 1880s]; they have, but in such +markets. . . which were either small or non-existent in the early years of +this century."_ The dynamic of capitalism is such that the _"competitive +advantage [associated with the size and market power of Big Business], once +created, prove[s] to be enduring."_ [Paul Ormerod, **The Death of Economics**, +p. 55] + +For people with little or no capital, entering competition is limited to new +markets with low start-up costs (_"In general, the industries which are +generally associated with small scale production. . . have low levels of +concentration"_ [Malcolm C. Sawyer, **The Economics of Industries and Firms**, +p. 35]). Sadly, however, due to the dynamics of competition, these markets +usually in turn become dominated by a few big firms, as weaker firms fail, +successful ones grow and capital costs increase (_"Each time capital completes +its cycle, the individual grows smaller in proportion to it."_ [Josephine +Guerts, **Anarchy: A Journal of Desire Armed** no. 41, p. 48]). + +For example, between 1869 and 1955 _"there was a marked growth in capital per +person and per number of the labour force. Net capital per head rose. . . to +about four times its initial level . . . at a rate of about 17% per decade."_ +The annual rate of gross capital formation rose _"from $3.5 billion in +1869-1888 to $19 billion in 1929-1955, and to $30 billion in 1946-1955. This +long term rise over some three quarters of a century was thus about nine times +the original level"_ (in constant, 1929, dollars). [Simon Kuznets, **Capital +in the American Economy**, p. 33 and p. 394] To take the steel industry as an +illustration: in 1869 the average cost of steel works in the USA was $156,000, +but by 1899 it was $967,000 -- a 520% increase. From 1901 to 1950, gross fixed +assets increased from $740,201 to $2,829,186 in the steel industry as a whole, +with the assets of Bethlehem Steel increasing by 4,386.5% from 1905 ($29,294) +to 1950 ($1,314,267). These increasing assets are reflected both in the size +of workplaces and in the administration levels in the company as a whole (i.e. +**between** individual workplaces). + +The reason for the rise in capital investment is rooted in the need for +capitalist firms to gain a competitive edge on their rivals. As noted in +[section C.2](secC2.html), the source of profit is the unpaid labour of +workers and this can be increased by one of two means. The first is by making +workers work longer for less on the same machinery (the generation of absolute +surplus value, to use Marx's term). The second is to make labour more +productive by investing in new machinery (the generation of relative surplus +value, again using Marx's terminology). The use of technology drives up the +output per worker relative to their wages and so the workforce is exploited at +a higher rate (how long before workers force their bosses to raise their wages +depends on the balance of class forces as we noted in the [last +section](secC3.html)). This means that capitalists are driven by the market to +accumulate capital. The first firm to introduce new techniques reduces their +costs relative to the market price, so allowing them to gain a surplus profit +by having a competitive advantage (this addition profit disappears as the new +techniques are generalised and competition invests in them). + +As well as increasing the rate of exploitation, this process has an impact on +the structure of the economy. With the increasing ratio of capital to worker, +the cost of starting a rival firm in a given, well-developed, market prohibits +all but other large firms from doing so (and here we ignore advertising and +other distribution expenses, which increase start-up costs even more -- +_"advertising raises the capital requirements for entry into the industry"_ +[Sawyer, **Op. Cit.**, p. 108]). J. S. Bain (in **Barriers in New +Competition**) identified three main sources of entry barrier: economies of +scale (i.e. increased capital costs and their more productive nature); product +differentiation (i.e. advertising); and a more general category he called +_"absolute cost advantage."_ + +This last barrier means that larger companies are able to outbid smaller +companies for resources, ideas, etc. and put more money into Research and +Development and buying patents. Therefore they can have a technological and +material advantage over the small company. They can charge "uneconomic" prices +for a time (and still survive due to their resources) \-- an activity called +_"predatory pricing"_ \-- and/or mount lavish promotional campaigns to gain +larger market share or drive competitors out of the market. In addition, it is +easier for large companies to raise external capital, and risk is generally +less. + +In addition, large firms can have a major impact on innovation and the +development of technology -- they can simply absorb newer, smaller, +enterprises by way of their economic power, buying out (and thus controlling) +new ideas, much the way oil companies hold patents on a variety of alternative +energy source technologies, which they then fail to develop in order to reduce +competition for their product (of course, at some future date they may develop +them when it becomes profitable for them to do so). Also, when control of a +market is secure, oligopolies will usually delay innovation to maximise their +use of existing plant and equipment or introduce spurious innovations to +maximise product differentiation. If their control of a market is challenged +(usually by other big firms, such as the increased competition Western +oligopolies faced from Japanese ones in the 1970s and 1980s), they can speed +up the introduction of more advanced technology and usually remain competitive +(due, mainly, to the size of the resources they have available). + +These barriers work on two levels -- **absolute** (entry) barriers and +**relative** (movement) barriers. As business grows in size, the amount of +capital required to invest in order to start a business also increases. This +restricts entry of new capital into the market (and limits it to firms with +substantial financial and/or political backing behind them): + +> _ "Once dominant organisations have come to characterise the structure of an +industry, immense barriers to entry face potential competitors. Huge +investments in plant, equipment, and personnel are needed . . . [T]he +development and utilisation of productive resources **within** the +organisation takes considerable time, particularly in the face of formidable +incumbents . . . It is therefore one thing for a few business organisations to +emerge in an industry that has been characterised by . . . highly competitive +conditions. It is quite another to break into an industry. . . [marked by] +oligopolistic market power."_ [William Lazonick, **Business Organisation and +the Myth of the Market Economy**, pp. 86-87] + +Moreover, **within** the oligopolistic industry, the large size and market +power of the dominant firms mean that smaller firms face expansion +disadvantages which reduce competition. The dominant firms have many +advantages over their smaller rivals -- significant purchasing power (which +gains better service and lower prices from suppliers as well as better access +to resources), privileged access to financial resources, larger amounts of +retained earnings to fund investment, economies of scale both within and +**between** workplaces, the undercutting of prices to "uneconomical" levels +and so on (and, of course, they can **buy** the smaller company -- IBM paid +$3.5 billion for Lotus in 1995\. That is about equal to the entire annual +output of Nepal, which has a population of 20 million). The large firm or +firms can also rely on its established relationships with customers or +suppliers to limit the activities of smaller firms which are trying to expand +(for example, using their clout to stop their contacts purchasing the smaller +firms products). + +Little wonder Proudhon argued that _"[i]n competition. . . victory is assured +to the heaviest battalions."_ [**Op. Cit.**, p. 260] + +As a result of these entry/movement barriers, we see the market being divided +into two main sectors -- an oligopolistic sector and a more competitive one. +These sectors work on two levels -- within markets (with a few firms in a +given market having very large market shares, power and excess profits) and +within the economy itself (some markets being highly concentrated and +dominated by a few firms, other markets being more competitive). This results +in smaller firms in oligopolistic markets being squeezed by big business along +side firms in more competitive markets. Being protected from competitive +forces means that the market price of oligopolistic markets is **not** forced +down to the average production price by the market, but instead it tends to +stabilise around the production price of the smaller firms in the industry +(which do not have access to the benefits associated with dominant position in +a market). This means that the dominant firms get super-profits while new +capital is not tempted into the market as returns would not make the move +worthwhile for any but the biggest companies, who usually get comparable +returns in their own oligopolised markets (and due to the existence of market +power in a few hands, entry can potentially be disastrous for small firms if +the dominant firms perceive expansion as a threat). + +Thus whatever super-profits Big Business reap are maintained due to the +advantages it has in terms of concentration, market power and size which +reduce competition (see [section C.5](secC5.html) for details). + +And, we must note, that the processes that saw the rise of national Big +Business is also at work on the global market. Just as Big Business arose from +a desire to maximise profits and survive on the market, so _"[t]ransnationals +arise because they are a means of consolidating or increasing profits in an +oligopoly world."_ [Keith Cowling and Roger Sugden, **Transnational Monopoly +Capitalism**, p. 20] So while a strictly national picture will show a market +dominated by, say, four firms, a global view shows us twelve firms instead and +market power looks much less worrisome. But just as the national market saw a +increased concentration of firms over time, so will global markets. Over time +a well-evolved structure of global oligopoly will appear, with a handful of +firms dominating most global markets (with turnovers larger than most +countries GDP -- which is the case even now. For example, in 1993 Shell had +assets of US$ 100.8 billion, which is more than double the GDP of New Zealand +and three times that of Nigeria, and total sales of US$ 95.2 billion). + +Thus the very dynamic of capitalism, the requirements for survival on the +market, results in the market becoming dominated by Big Business (_"the more +competition develops, the more it tends to reduce the number of competitors."_ +[P-J Proudhon, **Op. Cit.**, p. 243]). The irony that competition results in +its destruction and the replacement of market co-ordination with planned +allocation of resources is one usually lost on supporters of capitalism. + +## C.4.1 How extensive is Big Business? + +The effects of Big Business on assets, sales and profit distribution are +clear. In the USA, in 1985, there were 14,600 commercial banks. The 50 largest +owned 45.7 of all assets, the 100 largest held 57.4%. In 1984 there were +272,037 active corporations in the manufacturing sector, 710 of them (one- +fourth of 1 percent) held 80.2 percent of total assets. In the service sector +(usually held to be the home of small business), 95 firms of the total of +899,369 owned 28 percent of the sector's assets. In 1986 in agriculture, +29,000 large farms (only 1.3% of all farms) accounted for one-third of total +farm sales and 46% of farm profits. In 1987, the top 50 firms accounted for +54.4% of the total sales of the **Fortune** 500 largest industrial companies. +[Richard B. Du Boff, **Accumulation and Power**, p. 171] Between 1982 and +1992, the top two hundred corporations increased their share of global Gross +Domestic Product from 24.2% to 26.8%, _"with the leading ten taking almost +half the profits of the top two hundred."_ This underestimates economic +concentration as it _"does not take account of privately owned giants."_ +[Chomsky, **World Orders, Old and New**, p. 181] + +The process of market domination is reflected by the increasing market share +of the big companies. In Britain, the top 100 manufacturing companies saw +their market share rise from 16% in 1909, to 27% in 1949, to 32% in 1958 and +to 42% by 1975. In terms of net assets, the top 100 industrial and commercial +companies saw their share of net assets rise from 47% in 1948 to 64% in 1968 +to 80% in 1976 [R.C.O. Matthews (ed.), **Economy and Democracy**, p. 239]. +Looking wider afield, we find that in 1995 about 50 firms produce about 15 +percent of the manufactured goods in the industrialised world. There are about +150 firms in the world-wide motor vehicle industry. But the two largest firms, +General Motors and Ford, together produce almost one-third of all vehicles. +The five largest firms produce half of all output and the ten largest firms +produce three-quarters. Four appliance firms manufacture 98 percent of the +washing machines made in the United States. In the U. S. meatpacking industry, +four firms account for over 85 percent of the output of beef, while the other +1,245 firms have less than 15 percent of the market. + +While the concentration of economic power is most apparent in the +manufacturing sector, it is not limited to that sector. We are seeing +increasing concentration in the service sector -- airlines, fast-food chains +,and the entertainment industry are just a few examples. In America Coke, +Pepsi, and Cadbury-Schweppes dominate soft drinks while Budweiser, Miller, and +Coors share the beer market. Nabisco, Keebler and Pepperidge Farms dominate +the cookie industry. Expansions and mergers play their role in securing +economic power and dominance. In 1996 the number three company in the US +cookie industry was acquired by Keebler, which (in turn) was acquired by +Kellogg in 2000. Nabisco is a division of Kraft/Philip Morris and Pepperidge +Farm is owned by relatively minor player Campbell. Looking at the US airline +industry, considered the great hope for deregulation in 1978, it has seen the +six largest companies control of the market rise from 73% in 1978 to 85% in +1987 (and increasing fares across the board). [_"Unexpected Result of Airline +Decontrol is Return to Monopolies,"_ **Wall Street Journal**, 20/07/1987] By +1998, the top sixs share had increased by 1% but control was effectively +higher with three code-sharing alliances now linking all six in pairs.[Amy +Taub, _"Oligopoly!"_ **Multinational Monitor**, November 1998, p. 9] + +This process of concentration is happening in industries historically +considered arenas of small companies. In the UK, a few big supermarkets are +driving out small corner shops (the four-firm concentration ratio of the +supermarket industry is over 70%) while the British brewing industry has a +staggering 85% ratio. In American, the book industry is being dominated by a +few big companies, both in production and distribution. A few large +conglomerates publish most leading titles while a few big chains (Barnes & +Nobles and Borders) have the majority of retail sales. On the internet, Amazon +dominates the field in competition with the online versions of the larger +bookshops. This process occurs in market after market. As such, it should be +stressed that increasing concentration afflicts most, if not all sectors of +the economy. There are exceptions, of course, and small businesses never +disappear totally but even in many relatively de-centralised and apparently +small-scale businesses, the trend to consolidation has unmistakable: + +> _ "The latest data available show that in the manufacturing sector the four +largest companies in a given industry controlled an average of 40 percent of +the industrys output in 1992, and the top eight had 52 percent. These shares +were practically unchanged from 1972, but they are two percentage points +higher than in 1982. Retail trade (department stores, food stores, apparel, +furniture, building materials and home supplies, eating and drinking places, +and other retail industries) also showed a jump in market concentration since +the early 1980s. The top four firms accounted for an average of 16 percent of +the retail industrys sales in 1982 and 20 percent in 1992; for the eight +largest, the average industry share rose from 22 to 28 percent. Some figures +now available for 1997 suggest that concentration continued to increase during +the 1990s; of total sales receipts in the overall economy, companies with +2,500 employees or more took in 47 percent in 1997, compared with 42 percent +in 1992. + +> + +> "In the financial sector, the number of commercial banks fell 30 percent +between 1990 and 1999, while the ten largest were increasing their share of +loans and other industry assets from 26 to 45 percent. It is well established +that other sectors, including agriculture and telecommunications, have also +become more concentrated in the 1980s and 1990s. The overall rise in +concentration has not been great-although the new wave may yet make a major +mark-but the upward drift has taken place from a starting point of highly +concentrated economic power across the economy."_ [Richard B. Du Boff and +Edward S. Herman, _"Mergers, Concentration, and the Erosion of Democracy"_, +**Monthly Review**, May 2001] + +So, looking at the **Fortune** 500, even the 500th firm is massive (with sales +of around $3 billion). The top 100 firms usually have sales significantly +larger than bottom 400 put together. Thus the capitalist economy is marked by +a small number of extremely large firms, which are large in both absolute +terms and in terms of the firms immediately below them. This pattern repeats +itself for the next group and so on, until we reach the very small firms +(where the majority of firms are). + +The other effect of Big Business is that large companies tend to become more +diversified as the concentration levels in individual industries increase. +This is because as a given market becomes dominated by larger companies, these +companies expand into other markets (using their larger resources to do so) in +order to strengthen their position in the economy and reduce risks. This can +be seen in the rise of "subsidiaries" of parent companies in many different +markets, with some products apparently competing against each other actually +owned by the same company! + +Tobacco companies are masters of this diversification strategy; most people +support their toxic industry without even knowing it! Don't believe it? Well, +if are an American and you ate any Jell-O products, drank Kool-Aid, used Log +Cabin syrup, munched Minute Rice, quaffed Miller beer, gobbled Oreos, smeared +Velveeta on Ritz crackers, and washed it all down with Maxwell House coffee, +you supported the tobacco industry, all without taking a puff on a cigarette! +Similarly, in other countries. Simply put, most people have no idea which +products and companies are owned by which corporations, which goods apparently +in competition with others in fact bolster the profits of the same +transnational company. + +Ironically, the reason why the economy becomes dominated by Big Business has +to do with the nature of competition itself. In order to survive (by +maximising profits) in a competitive market, firms have to invest in capital, +advertising, and so on. This survival process results in barriers to potential +competitors being created, which results in more and more markets being +dominated by a few big firms. This oligopolisation process becomes self- +supporting as oligopolies (due to their size) have access to more resources +than smaller firms. Thus the dynamic of competitive capitalism is to negate +itself in the form of oligopoly. + +## C.4.2 What are the effects of Big Business on society? + +Unsurprisingly many pro-capitalist economists and supporters of capitalism try +to downplay the extensive evidence on the size and dominance of Big Business +in capitalism. + +Some deny that Big Business is a problem - if the market results in a few +companies dominating it, then so be it (the "Chicago" and "Austrian" schools +are at the forefront of this kind of position -- although it does seem +somewhat ironic that "market advocates" should be, at best, indifferent, at +worse, celebrate the suppression of market co-ordination by **planned** co- +ordination within the economy that the increased size of Big Business marks). +According to this perspective, oligopolies and cartels usually do not survive +very long, unless they are doing a good job of serving the customer. + +We agree -- it is oligopolistic **competition** we are discussing here. Big +Business has to be responsive to demand (when not manipulating/creating it by +advertising, of course), otherwise they lose market share to their rivals +(usually other dominant firms in the same market, or big firms from other +countries). However, the response to demand can be skewed by economic power +and, while responsive to some degree, an economy dominated by big business can +see super-profits being generated by externalising costs onto suppliers and +consumers (in terms of higher prices). As such, the idea that the market will +solve all problems is simply assuming that an oligopolistic market will +respond "as if" it were made up of thousands and thousands of firms with +little market power. An assumption belied by the reality of capitalism since +its birth. + +Moreover, the "free market" response to the reality of oligopoly ignores the +fact that we are more than just consumers and that economic activity and the +results of market events impact on many different aspects of life. Thus our +argument is not focused on the fact we pay more for some products than we +would in a more competitive market -- it is the **wider** results of oligopoly +we should be concerned with, not just higher prices, lower "efficiency" and +other economic criteria. If a few companies receive excess profits just +because their size limits competition the effects of this will be felt +**everywhere.** + +For a start, these "excessive" profits will tend to end up in few hands, so +skewing the income distribution (and so power and influence) within society. +The available evidence suggests that _"more concentrated industries generate a +lower wage share for workers"_ in a firm's value-added. [Keith Cowling, +**Monopoly Capitalism**, p. 106] The largest firms retain only 52% of their +profits, the rest is paid out as dividends, compared to 79% for the smallest +ones and _"what might be called rentiers share of the corporate surplus - +dividends plus interest as a percentage of pretax profits and interest - has +risen sharply, from 20-30% in the 1950s to 60-70% in the early 1990s."_ The +top 10% of the US population own well over 80% of stock and bonds owned by +individuals while the top 5% of stockowners own 94.5% of all stock held by +individuals. Little wonder wealth has become so concentrated since the 1970s +[Doug Henwood, **Wall Street**, p. 75, p. 73 and pp. 66-67]. At its most +basic, this skewing of income provides the capitalist class with more +resources to fight the class war but its impact goes much wider than this. + +Moreover, the _"level of aggregate concentration helps to indicate the degree +of centralisation of decision-making in the economy and the economic power of +large firms."_ [Malcolm C. Sawyer, **Op. Cit.**, p. 261] Thus oligopoly +increases and centralises economic power over investment decisions and +location decisions which can be used to play one region/country and/or +workforce against another to lower wages and conditions for all (or, equally +likely, investment will be moved away from countries with rebellious work +forces or radical governments, the resulting slump teaching them a lesson on +whose interests count). As the size of business increases, the power of +capital over labour and society also increases with the threat of relocation +being enough to make workforces accept pay cuts, worsening conditions, "down- +sizing" and so on and communities increased pollution, the passing of pro- +capital laws with respect to strikes, union rights, etc. (and increased +corporate control over politics due to the mobility of capital). + +Also, of course, oligopoly results in political power as their economic +importance and resources gives them the ability to influence government to +introduce favourable policies -- either directly, by funding political parties +or lobbying politicians, or indirectly by investment decisions (i.e. by +pressuring governments by means of capital flight -- see [section +D.2](secD2.html)). Thus concentrated economic power is in an ideal position to +influence (if not control) political power and ensure state aid (both direct +and indirect) to bolster the position of the corporation and allow it to +expand further and faster than otherwise. More money can also be plowed into +influencing the media and funding political think-tanks to skew the political +climate in their favour. Economic power also extends into the labour market, +where restricted labour opportunities as well as negative effects on the work +process itself may result. All of which shapes the society we live in; the +laws we are subject to; the "evenness" and "levelness" of the "playing field" +we face in the market and the ideas dominant in society (see [section +D.3](secD3.html)). + +So, with increasing size, comes the increasing power, the power of oligopolies +to _"influence the terms under which they choose to operate. Not only do they +**react** to the level of wages and the pace of work, they also **act** to +determine them. . . The credible threat of the shift of production and +investment will serve to hold down wages and raise the level of effort +[required from workers] . . . [and] may also be able to gain the co-operation +of the state in securing the appropriate environment . . . [for] a +redistribution towards profits"_ in value/added and national income. [Keith +Cowling and Roger Sugden, **Transnational Monopoly Capitalism**, p. 99] + +Since the market price of commodities produced by oligopolies is determined by +a mark-up over costs, this means that they contribute to inflation as they +adapt to increasing costs or falls in their rate of profit by increasing +prices. However, this does not mean that oligopolistic capitalism is not +subject to slumps. Far from it. Class struggle will influence the share of +wages (and so profit share) as wage increases will not be fully offset by +price increases -- higher prices mean lower demand and there is always the +threat of competition from other oligopolies. In addition, class struggle will +also have an impact on productivity and the amount of surplus value in the +economy as a whole, which places major limitations on the stability of the +system. Thus oligopolistic capitalism still has to contend with the effects of +social resistance to hierarchy, exploitation and oppression that afflicted the +more competitive capitalism of the past. + +The distributive effects of oligopoly skews income, thus the degree of +monopoly has a major impact on the degree of inequality in household +distribution. The flow of wealth to the top helps to skew production away from +working class needs (by outbidding others for resources and having firms +produce goods for elite markets while others go without). The empirical +evidence presented by Keith Cowling _"points to the conclusion that a +redistribution from wages to profits will have a depressive impact on +consumption"_ which may cause depression. [**Op. Cit.**, p. 51] High profits +also means that more can be retained by the firm to fund investment (or pay +high level managers more salaries or increase dividends, of course). When +capital expands faster than labour income over-investment is an increasing +problem and aggregate demand cannot keep up to counteract falling profit +shares (see [section C.7](secC7.html) on more about the business cycle). +Moreover, as the capital stock is larger, oligopoly will also have a tendency +to deepen the eventual slump, making it last long and harder to recover from. + +Looking at oligopoly from an efficiency angle, the existence of super profits +from oligopolies means that the higher price within a market allows +inefficient firms to continue production. Smaller firms can make average (non- +oligopolistic) profits **in spite** of having higher costs, sub-optimal plant +and so on. This results in inefficient use of resources as market forces +cannot work to eliminate firms which have higher costs than average (one of +the key features of capitalism according to its supporters). And, of course, +oligopolistic profits skew allocative efficiency as a handful of firms can +out-bid all the rest, meaning that resources do not go where they are most +needed but where the largest effective demand lies. This impacts on incomes as +well, for market power can be used to bolster CEO salaries and perks and so +drive up elite income and so skew resources to meeting their demand for +luxuries rather than the needs of the general population. Equally, they also +allow income to become unrelated to actual work, as can be seen from the sight +of CEO's getting massive wages while their corporation's performance falls. + +Such large resources available to oligopolistic companies also allows +inefficient firms to survive on the market even in the face of competition +from other oligopolistic firms. As Richard B. Du Boff points out, efficiency +can also be _"impaired when market power so reduces competitive pressures that +administrative reforms can be dispensed with. One notorious case was . . . +U.S. Steel [formed in 1901]. Nevertheless, the company was hardly a commercial +failure, effective market control endured for decades, and above normal +returns were made on the watered stock . . . Another such case was Ford. The +company survived the 1930s only because of cash reserves stocked away in its +glory days. 'Ford provides an excellent illustration of the fact that a really +large business organisation can withstand a surprising amount of +mismanagement.'"_ [**Accumulation and Power**, p. 174] + +This means that the market power which bigness generates can counteract the +costs of size, in terms of the bureaucratic administration it generates and +the usual wastes associated with centralised, top-down hierarchical +organisation. The local and practical knowledge so necessary to make sensible +decision cannot be captured by capitalist hierarchies and, as a result, as +bigness increases, so does the inefficiencies in terms of human activity, +resource use and information. However, this waste that workplace bureaucracy +creates can be hidden in the super-profits which big business generates which +means, by confusing profits with efficiency, capitalism helps misallocate +resources. This means, as price-setters rather than price-takers, big business +can make high profits even when they are inefficient. Profits, in other words, +do not reflect "efficiency" but rather how effectively they have secured +market power. In other words, the capitalist economy is dominated by a few big +firms and so profits, far from being a signal about the appropriate uses of +resources, simply indicate the degree of economic power a company has in its +industry or market. + +Thus Big Business reduces efficiency within an economy on many levels as well +as having significant and lasting impact on society's social, economic and +political structure. + +The effects of the concentration of capital and wealth on society are very +important, which is why we are discussing capitalism's tendency to result in +big business. The impact of the wealth of the few on the lives of the many is +indicated in [section D](secDcon.html) of the FAQ. As shown there, in addition +to involving direct authority over employees, capitalism also involves +indirect control over communities through the power that stems from wealth. + +Thus capitalism is not the free market described by such people as Adam Smith +-- the level of capital concentration has made a mockery of the ideas of free +competition. + +## C.4.3 What does the existence of Big Business mean for economic theory and +wage labour? + +Here we indicate the impact of Big Business on economic theory itself and wage +labour. In the words of Michal Kalecki, perfect competition is "a most +unrealistic assumption" and _"when its actual status of a handy model is +forgotten becomes a dangerous myth."_ [quoted by Malcolm C. Sawyer, **The +Economics of Michal Kalecki**, p. 8] Unfortunately mainstream capitalist +economics is **built** on this myth. Ironically, it was against a _"background +[of rising Big Business in the 1890s] that the grip of marginal economics, an +imaginary world of many small firms. . . was consolidated in the economics +profession."_ Thus, _"[a]lmost from its conception, the theoretical postulates +of marginal economics concerning the nature of companies [and of markets, we +must add] have been a travesty of reality."_ [Paul Ormerod, **Op. Cit.**, pp. +55-56] + +This can be seen from the fact that mainstream economics has, for most of its +history, effectively ignored the fact of oligopoly for most of its history. +Instead, economics has refined the model of "perfect competition" (which +cannot exist and is rarely, if ever, approximated) and developed an analysis +of monopoly (which is also rare). Significantly, an economist could still note +in 1984 that _"traditional economy theory . . . offers very little indeed by +way of explanation of oligopolistic behaviour"_ in spite (or, perhaps, +**because**) it was _"the most important market situation today"_ (as +_"instances of monopoly"_ are _"as difficult to find as perfect +competition."_). In other words, capitalist economics does _"not know how to +explain the most important part of a modern industrial economy."_ [Peter +Donaldson, **Economics of the Real World** p. 141, p. 140 and p. 142] + +Over two decades later, the situation had not changed. For example, one +leading introduction to economics notes _"the prevalence of oligopoly"_ and +admits it _"is far more common than either perfect competition or monopoly."_ +However, _"the analysis of oligopoly turns out to present some puzzles for +which they is no easy solution"_ as _"the analysis of oligopoly is far more +difficult and messy than that of perfect competition."_ Why? _"When we try to +analyse oligopoly, the economists usual way of thinking -- asking how self- +interested individuals would behave, then analysing their interaction -- does +not work as well as we might hope."_ Rest assured, though, there is not need +to reconsider the _"usual way"_ of economic analysis to allow it to analyse +something as marginal as the most common market form for, by luck, _"the +industry behaves 'almost' as if it were perfectly competitive."_ [Paul Krugman +and Robin Wells, **Economics**, p. 383, p. 365 and p. 383] Which is handy, to +say the least. + +Given that oligopoly has marked capitalist economics since, at least, the +1880s it shows how little concerned with reality mainstream economics is. In +other words, neoclassicalism was redundant when it was first formulated (if +four or five large firms are responsible for most of the output of an +industry, avoidance of price competition becomes almost automatic and the +notion that all firms are price takers is an obvious falsehood). That +mainstream economists were not interested in including such facts into their +models shows the ideological nature of the "science" (see [section +C.1](secC1.html) for more discussion of the non-scientific nature of +mainstream economics). + +This does not mean that reality has been totally forgotten. Some work was +conducted on "imperfect competition" in the 1930s independently by two +economists (Edward Chamberlin and Joan Robinson) but these were exceptions to +the rule and even these models were very much in the traditional analytical +framework, i.e. were still rooted in the assumptions and static world of neo- +classical economics. These models assume that there are many producers and +many consumers in a given market and that there are no barriers to entry and +exit, that is, the characteristics of a monopolistically competitive market +are almost exactly the same as in perfect competition, with the exception of +heterogeneous products. This meant that monopolistic competition involves a +great deal of non-price competition. This caused Robinson to later distance +herself from her own work and look for more accurate (non-neoclassical) ways +to analyse an economy. + +As noted, neo-classical economics **does** have a theory on "monopoly," a +situation (like perfect competition) which rarely exists. Ignoring that minor +point, it is as deeply flawed as the rest of that ideology. It argues that +"monopoly" is bad because it produces a lower output for a higher price. +Unlike perfect competition, a monopolist can set a price above marginal cost +and so exploit consumers by over pricing. In contrast, perfectly competitive +markets force their members to set price to be equal to marginal cost. As it +is rooted in the assumptions we exposed as nonsense as [section +C.1](secC1.html), this neo-classical theory on free competition and monopoly +is similarly invalid. As Steve Keen notes, there is _"no substance"_ to the +neo-classical _"critique of monopolies"_ as it _"erroneously assumes that the +perfectly competitive firm faces a horizontal demand curve,"_ which is +impossible given a downward sloping market demand curve. This means that _"the +individual firm and the market level aspects of perfect competition are +inconsistent"_ and the apparent benefits of competition in the model are +derived from _"a mathematical error of confusing a very small quantity with +zero."_ While _"there are plenty of good reasons to be wary of monopolies . . +. economic theory does not provide any of them."_ [**Debunking Economics**, p. +108, p. 101, p. 99, p. 98 and p. 107] + +This is not to say that economists have ignored oligopoly. Some have busied +themselves providing rationales by which to defend it, rooted in the +assumption that _"the market can do it all, and that regulation and antitrust +actions are misconceived. First, theorists showed that efficiency gains from +mergers might reduce prices even more than monopoly power would cause them to +rise. Economists also stressed 'entry,' claiming that if mergers did not +improve efficiency any price increases would be wiped out eventually by new +companies entering the industry. Entry is also the heart of the theory of +'contestable markets,' developed by economic consultants to AT&T;, who +argued that the ease of entry in cases where resources (trucks, aircraft) can +be shifted quickly at low cost, makes for effective competition."_ By pure co- +incidence, AT&T; had hired economic consultants as part of their hundreds +of millions of dollars antitrust defences, in fact some 30 economists from +five leading economics departments during the 1970s and early 1980s. [Edward +S. Herman, _"The Threat From Mergers: Can Antitrust Make a Difference?"_, +**Dollars and Sense**, no. 217, May/June 1998] + +Needless to say, these new "theories" are rooted in the same assumptions of +neo-classical economists and, as such, are based on notions we have already +debunked. As Herman notes, they _"suffer from over-simplification, a strong +infusion of ideology, and lack of empirical support."_ He notes that mergers +_"often are motivated by factors other than enhancing efficiency \-- such as +the desire for monopoly power, empire building, cutting taxes, improving stock +values, and even as a cover for poor management (such as when the badly-run +U.S. Steel bought control of Marathon Oil)."_ The conclusion of these models +is usually, by way of co-incidence, that an oligopolistic market acts "as if" +it were a perfectly competitive one and so we need not be concerned by rising +market dominance by a few firms. Much work by the ideological supporters of +"free market" capitalism is based on this premise, namely that reality works +"as if" it reflected the model (rather than vice versa, in a real science) +and, consequently, market power is nothing to be concerned about (that many of +these "think tanks" and university places happen to be funded by the super- +profits generated by big business is, of course, purely a co-incidence as +these "scientists" act "as if" they were neutrally funded). In Herman's words: +_"Despite their inadequacies, the new apologetic theories have profoundly +affected policy, because they provide an intellectual rationale for the agenda +of the powerful."_ [**Op. Cit.**] + +It may be argued (and it has) that the lack of interest in analysing a real +economy by economists is because oligopolistic competition is hard to model +mathematically. Perhaps, but this simply shows the limitations of neo- +classical economics and if the tool used for a task are unsuitable, surely you +should change the tool rather than (effectively) ignore the work that needs to +be done. Sadly, most economists have favoured producing mathematical models +which can say a lot about theory but very little about reality. That economics +can become much broader and more relevant is always a possibility, but to do +so would mean to take into account an unpleasant reality marked by market +power, class, hierarchy and inequality rather than logical deductions derived +from Robinson Crusoe. While the latter can produce mathematical models to +reach the conclusions that the market is already doing a good job (or, at +best, there are some imperfections which can be fixed by minor state +interventions), the former cannot. Which, of course, is makes it hardly a +surprise that neo-classical economists favour it so (particularly given the +origins, history and role of that particular branch of economics). + +This means that economics is based on a model which assumes that firms have no +impact on the markets they operate it. This assumption is violated in most +real markets and so the neo-classical conclusions regarding the outcomes of +competition cannot be supported. That the assumptions of economic ideology so +contradicts reality also has important considerations on the "voluntary" +nature of wage labour. If the competitive model assumed by neo-classical +economics held we would see a wide range of ownership types (including co- +operatives, extensive self-employment and workers hiring capital) as there +would be no "barriers of entry" associated with firm control. This is not the +case -- workers hiring capital is non-existent and self-employment and co- +operatives are marginal. The dominant control form is capital hiring labour +(wage slavery). + +With a model based upon "perfect competition," supporters of capitalism could +build a case that wage labour is a voluntary choice -- after all, workers (in +such a market) could hire capital or form co-operatives relatively easily. But +the **reality** of the "free" market is such that this model does not exist -- +and as an assumption, it is seriously misleading. If we take into account the +actuality of the capitalist economy, we soon have to realise that oligopoly is +the dominant form of market and that the capitalist economy, by its very +nature, restricts the options available to workers -- which makes the notion +that wage labour is a "voluntary" choice untenable. + +If the economy is so structured as to make entry into markets difficult and +survival dependent on accumulating capital, then these barriers are just as +effective as government decrees. If small businesses are squeezed by +oligopolies then chances of failure are increased (and so off-putting to +workers with few resources) and if income inequality is large, then workers +will find it very hard to find the collateral required to borrow capital and +start their own co-operatives. Thus, looking at the **reality** of capitalism +(as opposed to the textbooks) it is clear that the existence of oligopoly +helps to maintain wage labour by restricting the options available on the +"free market" for working people. Chomsky states the obvious: + +> _ "If you had equality of power, you could talk about freedom, but when all +the power is concentrated in one place, then freedom's a joke. People talk +about a 'free market.' Sure. You and I are perfectly free to set up an +automobile company and compete with General Motors. Nobody's stopping us. That +freedom is meaningless . . . It's just that power happens to be organised so +that only certain options are available. Within that limited range of options, +those who have the power say, 'Let's have freedom.' That's a very skewed form +of freedom. The principle is right. How freedom works depends on what the +social structures are. If the freedoms are such that the only choices you have +objectively are to conform to one or another system of power, there's no +freedom."_ [**Language and Politics**, pp. 641-2] + +As we noted in [section C.4](secC4.html), those with little capital are +reduced to markets with low set-up costs and low concentration. Thus, claim +the supporters of capitalism, workers still have a choice. However, this +choice is (as we have indicated) somewhat limited by the existence of +oligopolistic markets -- so limited, in fact, that less than 10% of the +working population are self-employed workers. Moreover, it is claimed, +technological forces may work to increase the number of markets that require +low set-up costs (the computing market is often pointed to as an example). +However, similar predictions were made over 100 years ago when the electric +motor began to replace the steam engine in factories. _"The new technologies +[of the 1870s] may have been compatible with small production units and +decentralised operations. . . That. . . expectation was not fulfilled."_ +[Richard B. Du Boff, **Op. Cit.**, p. 65] From the history of capitalism, we +imagine that markets associated with new technologies will go the same way +(and the evidence seems to support this). + +The reality of capitalist development is that even **if** workers invested in +new markets, one that require low set-up costs, the dynamic of the system is +such that over time these markets will also become dominated by a few big +firms. Moreover, to survive in an oligopolised economy small cooperatives will +be under pressure to hire wage labour and otherwise act as capitalist +concerns. Therefore, even if we ignore the massive state intervention which +created capitalism in the first place (see [section F.8](secF8.html)), the +dynamics of the system are such that relations of domination and oppression +will always be associated with it -- they cannot be "competed" away as the +actions of competition creates and re-enforces them (also see sections +[J.5.11](secJ5.html#secj511) and [J.5.12](secJ5.html#secj512) on the barriers +capitalism places on co-operatives and self-management even though they are +more efficient). + +So the effects of the concentration of capital on the options open to us are +great and very important. The existence of Big Business has a direct impact on +the "voluntary" nature of wage labour as it produces very effective "barriers +of entry" for alternative modes of production. The resultant pressures big +business place on small firms also reduces the viability of co-operatives and +self-employment to survive **as** co-operatives and non-employers of wage +labour, effectively marginalising them as true alternatives. Moreover, even in +new markets the dynamics of capitalism are such that **new** barriers are +created all the time, again reducing our options. + +Overall, the **reality** of capitalism is such that the equality of +opportunity implied in models of "perfect competition" is lacking. And without +such equality, wage labour cannot be said to be a "voluntary" choice between +available options -- the options available have been skewed so far in one +direction that the other alternatives have been marginalised. + diff --git a/markdown/secC5.md b/markdown/secC5.md new file mode 100644 index 0000000000000000000000000000000000000000..ad43be24d3e6fa8c5d09b6fea44eb5448781c2b8 --- /dev/null +++ b/markdown/secC5.md @@ -0,0 +1,425 @@ +# C.5 Why does Big Business get a bigger slice of profits? + +As described in the [last section](secC4.html), due to the nature of the +capitalist market, large firms soon come to dominate. Once a few large +companies dominate a particular market, they form an oligopoly from which a +large number of competitors have effectively been excluded, thus reducing +competitive pressures. In this situation there is a tendency for prices to +rise above what would be the "market" level, as the oligopolistic producers do +not face the potential of new capital entering "their" market (due to the +relatively high capital costs and other entry/movement barriers). + +The domination of a market by a few big firms results in exploitation, but of +a different kind than that rooted in production. Capitalism is based on the +extraction of surplus value of workers in the production process. When a +market is marked by oligopoly, this exploitation is supplemented by the +exploitation of **consumers** who are charged higher prices than would be the +case in a more competitive market. This form of competition results in Big +Business having an "unfair" slice of available profits as oligopolistic +profits are _"created at the expense of individual capitals still caught up in +competition."_ [Paul Mattick, **Economics, Politics, and the Age of +Inflation**, p. 38] + +To understand why big business gets a bigger slice of the economic pie, we +need to look at what neo-classical economics tries to avoid, namely production +and market power. Mainstream economics views capitalism as a mode of +distribution (the market), not a mode of production. Rather than a world of +free and equal exchanges, capitalism is marked by hierarchy, inequality and +power. This reality explains what regulates market prices and the impact of +big business. In the long term, market price cannot be viewed independently of +production. As David Ricardo put it: + +> _ "It is the cost of production which must ultimately regulate the price of +commodities, and not, as has been often said, the proportion between the +supply and demand: the proportion between supply and demand may, indeed, for a +time, affect the market value of a commodity, until it is supplied in greater +or less abundance, according as the demand may have increased or diminished; +but this effect will be only of temporary duration."_ [**The Principles of +Political Economy and Taxation**, p. 260] + +Market prices, in this (classical) analysis, are the prices that prevail at +any given time on the market (and change due to transient and random +variations). Natural prices are the cost of production and act as centres of +gravitational attraction for market prices. Over time, market prices are tend +towards natural prices but are considered unlikely to exactly meet them. +Natural prices can only change due to changes in the productive process (for +example, by introducing new, more productive, machinery and/or by decreasing +the wages of the workforce relative to its output). Surplus value (the +difference between market and natural prices) are the key to understanding how +supply changes to meet demand. This produces the dynamic of market forces: + +> _ "Let us suppose that all commodities are at their natural price, and +consequently that the profits of capital in all employments are exactly at the +same rate . . . Suppose now that a change of fashion should increase the +demand for silks, and lessen that for woollens; their natural price, the +quantity of labour necessary to their production, would continue unaltered, +but the market price of silks would rise, and that of woollens would fall; and +consequently the profits of the silk manufacturer would be above, whilst those +of the woollen manufacturer would be below, the general and adjusted rate of +profits . . . This increased demand for silks would however soon be supplied, +by the transference of capital and labour from the woollen to the silk +manufacture; when the market prices of silks and woollens would again approach +their natural prices, and then the usual profits would be obtained by the +respective manufacturers of those commodities. It is then the desire, which +every capitalist has, of diverting his funds from a less to a more profitable +employment, that prevents the market price of commodities from continuing for +any length of time either much above, or much below their natural price."_ +[**Op. Cit.**, p. 50] + +This means that _"capital moves from relatively stagnating into rapidly +developing industries . . . The extra profit, in excess of the average profit, +won at a given price level disappears again, however, with the influx of +capital from profit-poor into profit-rich industries,"_ so increasing supply +and reducing prices, and thus profits. In other words, _"market relations are +governed by the production relations."_ [Paul Mattick, **Economic Crisis and +Crisis Theory**, p. 49 and p. 51] + +In a developed capitalist economy it is not as simple as this -- there are +various "average" profits depending on what Michal Kalecki termed the +_**"degree of monopoly"**_ within a market. This theory _"indicates that +profits arise from monopoly power, and hence profits accrue to firms with more +monopoly power . . . A rise in the degree of monopoly caused by the growth of +large firms would result in the shift of profits from small business to big +business."_ [Malcolm C. Sawyer, **The Economics of Michal Kalecki**, p. 36] +This means that a market with a high "degree of monopoly" will have a few +firms in it with higher than average profit levels (or rate of return) +compared to the smaller firms in the sector or to those in more competitive +markets. + +The "degree of monopoly" reflects such factors as level of market +concentration and power, market share, extent of advertising, barriers to +entry/movement, collusion and so on. The higher these factors, the higher the +degree of monopoly and the higher the mark-up of prices over costs (and so the +share of profits in value added). Our approach to this issue is similar to +Kalecki's in many ways although we stress that the degree of monopoly affects +how profits are distributed **between** firms, **not** how they are created in +the first place (which come, as argued in [section C.2](secC2.html), from the +_"unpaid labour of the poor"_ \-- to use Kropotkin's words). + +There is substantial evidence to support such a theory. J.S Bain in **Barriers +in New Competition** noted that in industries where the level of seller +concentration was very high and where entry barriers were also substantial, +profit rates were higher than average. Research has tended to confirm Bain's +findings. Keith Cowling summarises this later evidence: + +> _ "[A]s far as the USA is concerned. . . there are grounds for believing +that a significant, but not very strong, relationship exists between +profitability and concentration. . . [along with] a significant relationship +between advertising and profitability [an important factor in a market's +"degree of monopoly"]. . . [Moreover w]here the estimation is restricted to an +appropriate cross-section [of industry] . . . both concentration and +advertising appeared significant [for the UK]. By focusing on the impact of +changes in concentration overtime . . . [we are] able to circumvent the major +problems posed by the lack of appropriate estimates of price elasticities of +demand . . . [to find] a significant and positive concentration effect. . . It +seems reasonable to conclude on the basis of evidence for both the USA and UK +that there is a significant relationship between concentration and price-cost +margins."_ [**Monopoly Capitalism**, pp. 109-110] + +We must note that the price-cost margin variable typically used in these +studies subtracts the wage and **salary** bill from the value added in +production. This would have a tendency to reduce the margin as it does not +take into account that most management salaries (particularly those at the top +of the hierarchy) are more akin to profits than costs (and so should **not** +be subtracted from value added). Also, as many markets are regionalised +(particularly in the USA) nation-wide analysis may downplay the level of +concentration existing in a given market. + +The argument is not that big business charges "high prices" in respect to +smaller competitors but rather they charge high prices in comparison to their +costs. This means that a corporation can sell at the standard market price (or +even undercut the prices of small business) and still make higher profits than +average. In other words, market power ensures that prices do not fall to cost. +Moreover, market power ensures that "costs" are often inflicted on others as +big business uses its economic clout to externalise costs onto suppliers and +its workers. For example, this means that farmers and other small producers +will agree to lower prices for goods when supplying large supermarkets while +the employees have to put up with lower wages and benefits (which extend +through the market, creating lower wages and fewer jobs for retail workers in +the surrounding area). Possibly, lower prices can be attributed to lower +quality products (which workers are forced to buy in order to make their lower +wages go further). + +This means that large firms can maintain their prices and profits above +"normal" (competitive) levels without the assistance of government simply due +to their size and market power (and let us not forget the important fact that +Big Business rose during the period in which capitalism was closest to +"laissez faire" and the size and activity of the state was small). As much of +mainstream economics is based on the idea of "perfect competition" (and the +related concept that the free market is an efficient allocater of resources +when it approximates this condition) it is clear that such a finding cuts to +the heart of claims that capitalism is a system based upon equal opportunity, +freedom and justice. The existence of Big Business and the impact it has on +the rest of the economy and society at large exposes capitalist economics as a +house built on sand. + +Another side effect of oligopoly is that the number of mergers will tend to +increase in the run up to a slump. Just as credit is expanded in an attempt to +hold off the crisis (see [section C.8](secC8.html)), so firms will merge in an +attempt to increase their market power and so improve their profit margins by +increasing their mark-up over costs. As the rate of profit levels off and +falls, mergers are an attempt to raise profits by increasing the degree of +monopoly in the market/economy. However, this is a short term solution and can +only postpone, but stop, the crisis as its roots lie in production, **not** +the market (see [section C.7](secC7.html)) \-- there is only so much surplus +value around and the capital stock cannot be wished away. Once the slump +occurs, a period of cut-throat competition will start and then, slowly, the +process of concentration will start again (as weak firms go under, successful +firms increase their market share and capital stock and so on). + +The development of oligopolies within capitalism thus causes a redistribution +of profits away from small capitalists to Big Business (i.e. small businesses +are squeezed by big ones due to the latter's market power and size). Moreover, +the existence of oligopoly can and does result in increased costs faced by Big +Business being passed on in the form of price increases, which can force other +companies, in unrelated markets, to raise **their** prices in order to realise +sufficient profits. Therefore, oligopoly has a tendency to create price +increases across the market as a whole and can thus be inflationary. + +For these (and other) reasons many small businessmen and members of the +middle-class wind up hating Big Business (while trying to replace them!) and +embracing ideologies which promise to wipe them out. Hence we see that both +ideologies of the "radical" middle-class -- Libertarianism and fascism -- +attack Big Business, either as "the socialism of Big Business" targeted by +Libertarianism or the "International Plutocracy" by Fascism. As Peter Sabatini +notes: + +> _ "At the turn of the century, local entrepreneurial +(proprietorship/partnership) business [in the USA] was overshadowed in short +order by transnational corporate capitalism. . . . The various strata +comprising the capitalist class responded differentially to these transpiring +events as a function of their respective position of benefit. Small business +that remained as such came to greatly resent the economic advantage corporate +capitalism secured to itself, and the sweeping changes the latter imposed on +the presumed ground rules of bourgeois competition. Nevertheless, because +capitalism is liberalism's raison d'etre, small business operators had little +choice but to blame the state for their financial woes, otherwise they moved +themselves to another ideological camp (anti-capitalism). Hence, the enlarged +state was imputed as the primary cause for capitalism's 'aberration' into its +monopoly form, and thus it became the scapegoat for small business +complaint."_ [**Libertarianism: Bogus Anarchy**] + +However, despite the complaints of small capitalists, the tendency of markets +to become dominated by a few big firms is an obvious side-effect of capitalism +itself. _"If the home of 'Big Business' was once the public utilities and +manufacturing it now seems to be equally comfortable in any environment."_ +[M.A. Utton, **Op. Cit.**, p. 29] This is because in their drive to expand +(which they must do in order to survive), capitalists invest in new machinery +and plants in order to reduce production costs and so increase profits. Hence +a successful capitalist firm will grow in size over time in order to squeeze +out competitors and, in so doing, it naturally creates formidable natural +barriers to competition -- excluding all but other large firms from +undermining its market position. + +## C.5.1 Aren't the super-profits of Big Business due to its higher +efficiency? + +Obviously the analysis of Big Business profitability presented in [section +C.5](secC5.html) is denied by supporters of capitalism. H. Demsetz of the +pro-"free" market "Chicago School" of economists (which echoes the "Austrian" +school's position that whatever happens on a free market is for the best) +argues that **efficiency** (not degree of monopoly) is the cause of the super- +profits for Big Business. His argument is that if oligopolistic profits are +due to high levels of concentration, then the big firms in an industry will +not be able to stop smaller ones reaping the benefits of this in the form of +higher profits. So if concentration leads to high profits (due, mostly, to +collusion between the dominant firms) then smaller firms in the same industry +should benefit too. + +However, his argument is flawed as it is not the case that oligopolies +practice overt collusion. The barriers to entry/mobility are such that the +dominant firms in a oligopolistic market do not have to compete by price and +their market power allows a mark-up over costs which market forces cannot +undermine. As their only possible competitors are similarly large firms, +collusion is not required as these firms have no interest in reducing the +mark-up they share and so they "compete" over market share by non-price +methods such as advertising (advertising, as well as being a barrier to entry, +reduces price competition and increases mark-up). + +In his study, Demsetz notes that while there is a positive correlation between +profit rate and market concentration, smaller firms in the oligarchic market +are **not** more profitable than their counterparts in other markets. [M.A. +Utton, **The Political Economy of Big Business**, p. 98] From this Demsetz +concludes that oligopoly is irrelevant and that the efficiency of increased +size is the source of excess profits. But this misses the point -- smaller +firms in concentrated industries will have a similar profitability to firms of +similar size in less concentrated markets, **not** higher profitability. The +existence of super profits across **all** the firms in a given industry would +attract firms to that market, so reducing profits. However, because +profitability is associated with the large firms in the market the barriers of +entry/movement associated with Big Business stops this process happening. +**If** small firms were as profitable, then entry would be easier and so the +"degree of monopoly" would be low and we would see an influx of smaller firms. + +While it is true that bigger firms may gain advantages associated with +economies of scale the question surely is, what stops the smaller firms +investing and increasing the size of their companies in order to reap +economies of scale within and between workplaces? What is stopping market +forces eroding super-profits by capital moving into the industry and +increasing the number of firms, and so increasing supply? If barriers exist to +stop this process occurring, then concentration, market power and other +barriers to entry/movement (not efficiency) is the issue. Competition is a +**process,** not a state, and this indicates that "efficiency" is not the +source of oligopolistic profits (indeed, what creates the apparent +"efficiency" of big firms is likely to be the barriers to market forces which +add to the mark-up!). + +It is important to recognise what is "small" and "big" is dependent on the +industry in question and so size advantages obviously differ from industry to +industry. The optimum size of plant may be large in some sectors but +relatively small in others (some workplaces have to be of a certain size in +order to be technically efficient in a given market). However, this relates to +technical efficiency, rather than overall "efficiency" associated with a firm. +This means that technological issues cannot, by themselves, explain the size +of modern corporations. Technology may, at best, explain the increase in size +of the factory, but it does not explain why the modern large firm comprises +multiple factories. In other words, the company, the **administrative** unit, +is usually much larger than the workplace, the **production** unit. The +reasons for this lie in the way in which production technologies interacted +with economic institutions and market power. + +It seems likely that large firms gather "economies of scale" due to the size +of the firm, not plant, as well as from the level of concentration within an +industry: _"Considerable evidence indicates that economies of scale [at plant +level] . . . do not account for the high concentration levels in U.S. +industry"_ [Richard B. Du Boff, **Accumulation and Power**, p. 174] Further, +_"the explanation for the enormous growth in aggregate concentration must be +found in factors other than economies of scale at plant level."_ [M.A. Utton, +**Op. Cit.**, p. 44] Co-ordination of individual plants by the visible hand of +management seems to play a key role in creating and maintaining dominant +positions within a market. And, of course, these structures are costly to +create and maintain as well as taking time to build up. Thus the size of the +firm, with the economies of scale **beyond** the workplace associated with the +economic power this produces within the marke creates formidable barriers to +entry/movement. + +So an important factor influencing the profitability of Big Business is the +clout that market power provides. This comes in two main forms - horizontal +and vertical controls: + +> _ "Horizontal controls allow oligopolies to control necessary steps in an +economic process from material supplies to processing, manufacturing, +transportation and distribution. Oligopolies. . . [control] more of the +highest quality and most accessible supplies than they intend to market +immediately. . . competitors are left with lower quality or more expensive +supplies. . . [It is also] based on exclusive possession of technologies, +patents and franchises as well as on excess productive capacity . . . + +> + +> "Vertical controls substitute administrative command for exchange between +steps of economic processes. The largest oligopolies procure materials from +their own subsidiaries, process and manufacture these in their own refineries, +mills and factories, transport their own goods and then market these through +their own distribution and sales network."_ [Allan Engler, **Apostles of +Greed**, p. 51] + +Moreover, large firms reduce their costs due to their privileged access to +credit and resources. Both credit and advertising show economies of scale, +meaning that as the size of loans and advertising increase, costs go down. In +the case of finance, interest rates are usually cheaper for big firms than +small ones and while _"firms of all sizes find most [about 70% between 1970 +and 1984] of their investments without having to resort to [financial] markets +or banks"_ size does have an impact on the _"importance of banks as a source +of finance"_: _"Firms with assets under $100 million relied on banks for +around 70% of their long-term debt. . . those with assets from $250 million to +$1 billion, 41%; and those with over $1 billion in assets, 15%."_ [Doug +Henwood, **Wall Street**, p. 75] Also dominant firms can get better deals with +independent suppliers and distributors due to their market clout and their +large demand for goods/inputs, also reducing their costs. + +This means that oligopolies are more "efficient" (i.e. have higher profits) +than smaller firms due to the benefits associated with their market power +rather than vice versa. Concentration (and firm size) leads to "economies of +scale" which smaller firms in the same market cannot gain access to. Hence the +claim that any positive association between concentration and profit rates is +simply recording the fact that the largest firms tend to be most efficient, +and hence more profitable, is wrong. In addition, _"Demsetz's findings have +been questioned by non-Chicago [school] critics"_ due to the inappropriateness +of the evidence used as well as some of his analysis techniques. Overall, +_"the empirical work gives limited support"_ to this "free-market" explanation +of oligopolistic profits and instead suggest market power plays the key role. +[William L. Baldwin, **Market Power, Competition and Anti-Trust Policy**, p. +310, p. 315] + +Unsurprisingly we find that the _"bigger the corporation in size of assets or +the larger its market share, the higher its rate of profit: these findings +confirm the advantages of market power. . . Furthermore, 'large firms in +concentrated industries earn systematically higher profits than do all other +firms, about 30 percent more. . . on average,' and there is less variation in +profit rates too."_ Thus, concentration, not efficiency, is the key to +profitability, with those factors what create "efficiency" themselves being +very effective barriers to entry which helps maintain the "degree of monopoly" +(and so mark-up and profits for the dominant firms) in a market. Oligopolies +have varying degrees of administrative efficiency and market power, all of +which consolidate its position. Thus the _"barriers to entry posed by +decreasing unit costs of production and distribution and by national +organisations of managers, buyers, salesmen, and service personnel made +oligopoly advantages cumulative -- and were as global in their implications as +they were national."_ [Richard B. Du Boff, **Accumulation and Power**, p. 175 +and p. 150] + +This explains why capitalists always seek to acquire monopoly power, to +destroy the assumptions of neo-classical economics, so they can influence the +price, quantity and quality of the product. It also ensures that in the real +world there are, unlike the models of mainstream economics, entrenched +economic forces and why there is little equal opportunity. Why, in other +words, the market in most sectors is an oligopoly. + +This recent research confirms Kropotkin's analysis of capitalism found in his +classic work **Fields, Factories and Workshops**. Kropotkin, after extensive +investigation of the actual situation within the economy, argued that _"it is +not the superiority of the **technical** organisation of the trade in a +factory, nor the economies realised on the prime-mover, which militate against +the small industry . . . but the more advantageous conditions for **selling** +the produce and for **buying** the raw produce which are at the disposal of +big concerns."_ Since the _"manufacture being a strictly private enterprise, +its owners find it advantageous to have all the branches of a given industry +under their own management: they thus cumulate the profits of the successful +transformations of the raw material. . . [and soon] the owner finds his +advantage in being able to hold the command of the market. But from a +**technical** point of view the advantages of such an accumulation are +trifling and often doubtful."_ He sums up by stating that _"[t]his is why the +'concentration' so much spoken of is often nothing but an amalgamation of +capitalists for the purpose of **dominating the market,** not for cheapening +the technical process."_ [**Fields, Factories and Workshops Tomorrow**, p. +147, p. 153 and p. 154] + +It should be stressed that Kropotkin, like other anarchists, recognised that +technical efficiencies differed from industry to industry and so the optimum +size of plant may be large in some sectors but relatively small in others. As +such, he did not fetishise "smallness" as some Marxists assert (see [section +H.2.3](secH2.html#sech23)). Rather, Kropotkin was keenly aware that capitalism +operated on principles which submerged technical efficiency by the price +mechanism which, in turn, was submerged by economic power. While not denying +that "economies of scale" existed, Kropotkin recognised that what counts as +"efficient" under capitalism is specific to that system. Thus whatever +increases profits is "efficient" under capitalism, whether it is using market +power to drive down costs (credit, raw materials or labour) or internalising +profits by building suppliers. Under capitalism profit is used as a +(misleading) alternative for efficiency (influenced, as it is, by market +power) and this distorts the size of firms/workplaces. In a sane society, one +based on economic freedom, workplaces would be re-organised to take into +account technical efficiency and the needs of the people who used them rather +than what maximises the profits and power of the few. + +All this means is that the "degree of monopoly" within an industry helps +determine the distribution of profits within an economy, with some of the +surplus value "created" by other companies being realised by Big Business. +Hence, the oligopolies reduce the pool of profits available to other companies +in more competitive markets by charging consumers higher prices than a more +competitive market would. As high capital costs reduce mobility within and +exclude most competitors from entering the oligopolistic market, it means that +only if the oligopolies raise their prices **too** high can real competition +become possible (i.e. profitable) again and so _"it should not be concluded +that oligopolies can set prices as high as they like. If prices are set too +high, dominant firms from other industries would be tempted to move in and +gain a share of the exceptional returns. Small producers -- using more +expensive materials or out-dated technologies \-- would be able to increase +their share of the market and make the competitive rate of profit or better."_ +[Allan Engler, **Op. Cit.**, p. 53] + +Big Business, therefore, receives a larger share of the available surplus +value in the economy, due to its size advantage and market power, not due to +"higher efficiency". + diff --git a/markdown/secC6.md b/markdown/secC6.md new file mode 100644 index 0000000000000000000000000000000000000000..a11fee10175d70d0235a76459f9b1ff70ce59a2d --- /dev/null +++ b/markdown/secC6.md @@ -0,0 +1,164 @@ +# C.6 Can market dominance by Big Business change? + +Capital concentration, of course, does not mean that in a given market, +dominance will continue forever by the same firms, no matter what. However, +the fact that the companies that dominate a market can change over time is no +great cause for joy (no matter what supporters of free market capitalism +claim). This is because when market dominance changes between companies all it +means is that **old** Big Business is replaced by **new** Big Business: + +> _ "Once oligopoly emerges in an industry, one should not assume that +sustained competitive advantage will be maintained forever. . . once achieved +in any given product market, oligopoly creates barriers to entry that can be +overcome only by the development of even more powerful forms of business +organisation that can plan and co-ordinate even more complex specialised +divisions of labour."_ [William Lazonick, **Business Organisation and the Myth +of the Market Economy**, p. 173] + +The assumption that the "degree of monopoly" will rise over time is an obvious +one to make and, in general, the history of capitalism has tended to support +doing so. While periods of rising concentration will be interspersed with +periods of constant or falling levels, the general trend will be upwards (we +would expect the degree of monopoly to remain the same or fall during booms +and rise to new levels in slumps). Yet even if the "degree of monopoly" falls +or new competitors replace old ones, it is hardly a great improvement as +changing the company hardly changes the impact of capital concentration or Big +Business on the economy. While the faces may change, the system itself remains +the same. As such, it makes little real difference if, for a time, a market is +dominated by 6 large firms rather than, say, 4. While the **relative** level +of barriers may fall, the **absolute** level may increase and so restrict +competition to established big business (either national or foreign) and it is +the absolute level which maintains the class monopoly of capital over labour. + +Nor should we expect the "degree of monopoly" to constantly increase, there +will be cycles of expansion and contraction in line with the age of the market +and the business cycle. It is obvious that at the start of a specific market, +there will be a relative high "degree of monopoly" as a few pioneering create +a new industry. Then the level of concentration will fall as competitors entry +the market. Over time, the numbers of firms will drop due to failure and +mergers. This process is accelerated during booms and slumps. In the boom, +more companies feel able to try setting up or expanding in a specific market, +so driving the "degree of monopoly" down. However, in the slump the level of +concentration will rise as more and more firms go to the wall or try and merge +to survive (for example, there were 100 car producers in the USA in 1929, ten +years later there were only three). So our basic point is **not** dependent on +any specific tendency of the degree of monopoly. It can fall somewhat as, say, +five large firms come to dominate a market rather than, say, three over a +period of a few years. The fact remains that barriers to competition remain +strong and deny any claims that any real economy reflects the "perfect +competition" of the textbooks. + +So even in a in a well-developed market, one with a high degree of monopoly +(i.e. high market concentration and capital costs that create barriers to +entry into it), there can be decreases as well as increases in the level of +concentration. However, how this happens is significant. New companies can +usually only enter under four conditions: + +1) They have enough capital available to them to pay for set-up costs and any +initial losses. This can come from two main sources, from other parts of their +company (e.g. Virgin going into the cola business) or large firms from other +areas/nations enter the market. The former is part of the diversification +process associated with Big Business and the second is the globalisation of +markets resulting from pressures on national oligopolies (see [section +C.4](secC4.html)). Both of which increases competition within a given market +for a period as the number of firms in its oligopolistic sector has increased. +Over time, however, market forces will result in mergers and growth, +increasing the degree of monopoly again. + +2) They get state aid to protect them against foreign competition until such +time as they can compete with established firms and, critically, expand into +foreign markets: _"Historically,"_ notes Lazonick, _"political strategies to +develop national economies have provided critical protection and support to +overcome . . . barriers to entry."_ [**Op. Cit.**, p. 87] An obvious example +of this process is, say, the 19th century US economy or, more recently the +South East Asian "Tiger" economies (these having _"an intense and almost +unequivical commitment on the part of government to build up the international +competitiveness of domestic industry"_ by creating _"policies and +organisations for governing the market."_ [Robert Wade, **Governing the +Market**, p. 7]). + +3) Demand exceeds supply, resulting in a profit level which tempts other big +companies into the market or gives smaller firms already there excess profits, +allowing them to expand. Demand still plays a limiting role in even the most +oligopolistic market (but this process hardly decreases barriers to +entry/mobility or oligopolistic tendencies in the long run). + +4) The dominant companies raise their prices too high or become complacent and +make mistakes, so allowing other big firms to undermine their position in a +market (and, sometimes, allow smaller companies to expand and do the same). +For example, many large US oligopolies in the 1970s came under pressure from +Japanese oligopolies because of this. However, as noted in [section +C.4.2](secC4.html#secc42), these declining oligopolies can see their market +control last for decades and the resulting market will still be dominated by +oligopolies (as big firms are generally replaced by similar sized, or bigger, +ones). + +Usually some or all of these processes are at work at once and some can have +contradictory results. Take, for example, the rise of "globalisation" and its +impact on the "degree of monopoly" in a given national market. On the national +level, "degree of monopoly" may fall as foreign companies invade a given +market, particularly one where the national producers are in decline (which +has happened to a small degree in UK manufacturing in the 1990s, for example). +However, on the international level the degree of concentration may well have +risen as only a few companies can actually compete on a global level. +Similarly, while the "degree of monopoly" within a specific national market +may fall, the balance of (economic) power within the economy may shift towards +capital and so place labour in a weaker position to advance its claims (this +has, undoubtedly, been the case with "globalisation" -- see [section +D.5.3](seD5.html#secd53)). + +Let us consider the US steel industry as an example. The 1980s saw the rise of +the so-called "mini-mills" with lower capital costs. The mini-mills, a new +industry segment, developed only after the US steel industry had gone into +decline due to Japanese competition. The creation of Nippon Steel, matching +the size of US steel companies, was a key factor in the rise of the Japanese +steel industry, which invested heavily in modern technology to increase steel +output by 2,216% in 30 years (5.3 million tons in 1950 to 122.8 million by +1980). By the mid 1980s, the mini-mills and imports each had a quarter of the +US market, with many previously steel-based companies diversifying into new +markets. + +Only by investing $9 billion to increase technological competitiveness, +cutting workers wages to increase labour productivity, getting relief from +stringent pollution control laws and (very importantly) the US government +restricting imports to a quarter of the total home market could the US steel +industry survive. The fall in the value of the dollar also helped by making +imports more expensive. In addition, US steel firms became increasingly linked +with their Japanese "rivals," resulting in increased centralisation (and so +concentration) of capital. + +Therefore, only because competition from foreign capital created space in a +previously dominated market, driving established capital out, combined with +state intervention to protect and aid home producers, was a new segment of the +industry able to get a foothold in the local market. With many established +companies closing down and moving to other markets, and once the value of the +dollar fell which forced import prices up and state intervention reduced +foreign competition, the mini-mills were in an excellent position to increase +US market share. It should also be noted that this period in the US steel +industry was marked by increased "co-operation" between US and Japanese +companies, with larger companies the outcome. This meant, in the case of the +mini-mills, that the cycle of capital formation and concentration would start +again, with bigger companies driving out the smaller ones through competition. + +Nor should we assume that an oligopolistic markets mean the end of all small +businesses. Far from it. Not only do small firms continue to exist, big +business itself may generate same scale industry around it (in the form of +suppliers or as providers of services to its workers). We are not arguing that +small businesses do not exist, but rather than their impact is limited +compared to the giants of the business world. In fact, within an oligopolistic +market, existing small firms always present a problem as some might try to +grow beyond their established niches. However, the dominant firms will often +simply purchase the smaller one firm, use its established relationships with +customers or suppliers to limit its activities or stand temporary losses and +so cut its prices below the cost of production until it runs competitors out +of business or establishes its price leadership, before raising prices again. + +As such, our basic point is **not** dependent on any specific tendency of the +degree of monopoly. It can fall somewhat as, say, six large firms come to +dominate a market rather than, say, four. The fact remains that barriers to +competition remain strong and deny any claims that any real economy reflects +the "perfect competition" of the textbooks. So, while the actual companies +involved may change over time, the economy as a whole will always be marked by +Big Business due to the nature of capitalism. That's the way capitalism works +-- profits for the few at the expense of the many. + diff --git a/markdown/secC7.md b/markdown/secC7.md new file mode 100644 index 0000000000000000000000000000000000000000..c76437c4e41b4ed0fd288b423f8d2baefb0b0c16 --- /dev/null +++ b/markdown/secC7.md @@ -0,0 +1,1091 @@ +# C.7 What causes the capitalist business cycle? + +The business cycle is the term used to describe the boom and slump nature of +capitalism. Sometimes there is full employment, with workplaces producing more +and more goods and services, the economy grows and along with it wages. +However, as Proudhon argued, this happy situation does not last: + +> _ "But industry, under the influence of property, does not proceed with such +regularity. . . As soon as a demand begins to be felt, the factories fill up, +and everybody goes to work. Then business is lively. . . Under the rule of +property, the flowers of industry are woven into none but funeral wreaths. The +labourer digs his own grave. . . [the capitalist] tries. . . to continue +production by lessening expenses. Then comes the lowering of wages; the +introduction of machinery; the employment of women and children . . . the +decreased cost creates a larger market. . . [but] the productive power tends +to more than ever outstrip consumption. . . To-day the factory is closed. +Tomorrow the people starve in the streets. . . In consequence of the cessation +of business and the extreme cheapness of merchandise. . . frightened creditors +hasten to withdraw their funds [and] Production is suspended, and labour comes +to a standstill."_ [**What is Property**, pp. 191-192] + +Why does this happen? For anarchists, as Proudhon noted, it's to do with the +nature of capitalist production and the social relationships it creates (_"the +rule of property"_). The key to understanding the business cycle is to +understand that, to use Proudhon's words, _"Property sells products to the +labourer for more than it pays him for them; therefore it is impossible."_ +[**Op. Cit.**, p. 194] In other words, the need for the capitalist to make a +profit from the workers they employ is the underlying cause of the business +cycle. If the capitalist class cannot make enough surplus value (profit, +interest, rent) then it will stop production, sack people, ruin lives and +communities until such time as enough can once again be extracted from working +class people. As Proudhon put it (using the term _"interest"_ to cover all +forms of surplus value): + +> _ "The primary cause of commercial and industrial stagnations is, then, +interest on capital, -- that interest which the ancients with one accord +branded with the name of usury, whenever it was paid for the use of money, but +which they did not dare to condemn in the forms of house-rent, farm-rent, or +profit: as if the nature of the thing lent could ever warrant a charge for the +lending; that is, robbery."_ [**Op. Cit.**, p. 193] + +So what influences the level of surplus value? There are two main classes of +pressure on surplus value production, what we will call the _**"subjective"**_ +and _**"objective"**_ (we will use the term profits to cover surplus value +from now on as this is less cumbersome and other forms of surplus value depend +on the amount extracted from workers on the shopfloor). The "subjective" +pressures are to do with the nature of the social relationships created by +capitalism, the relations of domination and subjection which are the root of +exploitation and the resistance to them. In other words the subjective +pressures are the result of the fact that _"property is despotism"_ (to use +Proudhon's expression) and are a product of the class struggle. This will be +discussed in [section C.7.1](secC7.html#secc71). The objective pressures are +related to how capitalism works and fall into two processes. The first is the +way in which markets do not provide enough information to producers avoid +disproportionalities within the market. In other words, that the market +regularly produces situations where there is too much produced for specific +markets leading to slumps The second objective factor is related to the +process by which _"productive power tends more and more to outstrip +consumption"_ (to use Proudhon's words), i.e. over-investment or over- +accumulation. These are discussed in sections [C.7.2](secC7.html#secc72) and +[C.7.3](secC7.html#secc73), respectively. + +Before continuing, we would like to stress here that all three factors operate +together in a real economy and we have divided them purely to help explain the +issues involved in each one. The class struggle, market "communication" +creating disproportionalities and over-investment all interact. Due to the +needs of the internal (class struggle) and external (inter-company) +competition, capitalists have to invest in new means of production. As +workers' power increases during a boom, capitalists innovate and invest in +order to try and counter it. Similarly, to get market advantage (and so +increased profits) over their competitors, a company invests in new machinery. +While this helps increase profits for individual companies in the short term, +it leads to collective over-investment and falling profits in the long term. +Moreover, due to lack of effective communication within the market caused by +the price mechanism firms rush to produce more goods and services in specific +boom markets, so leading to over-production and the resulting gluts result in +slumps. This process is accelerated by the incomplete information provided by +the interest rate, which results in investment becoming concentrated in +certain parts of the economy. Relative over-investment can occur, increasing +and compounding any existing tendencies for over-production and so creating +the possibility of crisis. In addition, the boom encourages new companies and +foreign competitors to try and get market share, so decreasing the _"degree of +monopoly"_ in an industry, and so reducing the mark-up and profits of big +business (which, in turn, can cause an increase in mergers and take-overs +towards the end of the boom). + +Meanwhile, as unemployment falls workers' power, confidence and willingness to +stand up for their rights increases, causing profit margins to be eroded at +the point of production. This has the impact of reducing tendencies to over- +invest as workers resist the introduction of new technology and techniques. +The higher wages also maintain and even increase demand for the finished goods +and services produced, allowing firms to realise the potential profits their +workers have created. Rising wages, therefore, harms the potential for +**producing** profits by increasing costs yet it increases the possibility for +**realising** profits on the market as firms cannot make profits if there is +no demand for their goods and their inventories of unsold goods pile up. In +other words, wages are costs for any specific firm but the wages other +companies pay are a key factor in the demand for what it produces. This +contradictory effect of class struggle matches the contradictory effect of +investment. Just as investment causes crisis because it is useful, the class +struggle both hinders over-accumulation of capital and maintains aggregate +demand (so postponing the crisis) while at the same time eroding capitalist +power and so profit margins at the point of production (so accelerating it). + +And we should note that these factors work in reverse during a slump, creating +the potential for a new boom. In terms of workers, rising unemployment empower +the capitalists who take advantage of the weakened position of their employees +to drive through wage cuts or increase productivity in order to improve the +profitability of their companies (i.e. increase surplus value). Labour will, +usually, accept the increased rate of exploitation this implies to remain in +work. This results in wages falling and so, potentially, allows profit margins +to rise. However, wage cuts result in falling demand for goods and services +and so, overall, the net effect of cutting wages may be an overall **drop** in +demand which would make the slump worse. There is a contradictory aspect to +the objective pressures as well during a slump. The price mechanism hinders +the spread of knowledge required for production and investment decisions to be +made. While collectively it makes sense for firms to start producing and +investing more, individual firms are isolated from each other. Their +expectations are negative, they expect the slump to continue and so will be +unwilling to start investing again. In the slump, many firms go out of +business so reducing the amount of fixed capital in the economy and so over- +investment is reduced. As overall investment falls, so the average rate of +profit in the economy can increase. Yet falling investment means that firms in +that sector of the economy will face stagnant demand and in the face of an +uncertain future will be a drag on other sectors. In addition, as firms go +under the _"degree of monopoly"_ of each industry increases which increases +the mark-up and profits of big business yet the overall market situation is +such that their goods cannot be sold. + +Eventually, however, the slump will end (few anarchists accept the notion that +capitalism will self-destruct due to internal economic processes). The +increased surplus value production made possible by high unemployment is +enough relative to the (reduced) fixed capital stock to increase the rate of +profit. This encourages capitalists to start investing again and a boom begins +(a boom which contains the seeds of its own end). How long this process takes +cannot be predicted in advance (which is why Keynes stressed that in the long +run we are all dead). It depends on objective circumstances, how excessive the +preceding boom was, government policy and how willing working class people are +to pay the costs for the capitalist crisis. + +Thus subjective and objective factors interact and counteract with each other, +but in the end a crisis will result simply because the system is based upon +wage labour and the producers are not producing for themselves. Ultimately, a +crisis is caused because capitalism is production for profit and when the +capitalist class does not (collectively) get a sufficient rate of profit for +whatever reason then a slump is the result. If workers produced for +themselves, this decisive factor would not be an issue as no capitalist class +would exist. Until that happens the business cycle will continue, driven by +"subjective" and "objective" pressures -- pressures that are related directly +to the nature of capitalist production and the wage labour on which it is +based. Which pressure will predominate in any given period will be dependent +on the relative power of classes. One way to look at it is that slumps can be +caused when working class people are "too strong" or "too weak." The former +means that we are able to reduce the rate of exploitation, squeezing the +profit rate by keeping an increased share of the surplus value we produce. The +later means we are too weak to stop income distribution being shifted in +favour of the capitalist class, which results in over-accumulation and +rendering the economy prone to a failure in aggregate demand. The 1960s and +1970s are the classic example of what happens when "subjective" pressures +predominate while the 1920s and 1930s show the "objective" ones at work. + +Finally, it must be stressed that this analysis does **not** imply that +anarchists think that capitalism will self-destruct. In spite of crises being +inevitable and occurring frequently, revolution is not. Capitalism will only +be eliminated by working class revolution, when people see the need for social +transformation and not imposed on people as the by-product of an economic +collapse. + +## C.7.1 What role does class struggle play in the business cycle? + +At its most basic, the class struggle (the resistance to hierarchy in all its +forms) is the main cause of the business cycle. As we argued in sections +[B.1.2](secB1.html#secb12) and [C.2](secC2.html), capitalists in order to +exploit a worker must first oppress them. But where there is oppression, there +is resistance; where there is authority, there is the will to freedom. Hence +capitalism is marked by a continuous struggle between worker and boss at the +point of production as well as struggle outside of the workplace against other +forms of hierarchy. + +This class struggle reflects a conflict between workers attempts at liberation +and self-empowerment and capital's attempts to turn the individual worker into +a small cog in a big machine. It reflects the attempts of the oppressed to try +to live a fully human life, when the _"worker claims his share in the riches +he produces; he claims his share in the management of production; and he +claims not only some additional well-being, but also his full rights in the +higher enjoyment of science and art."_ [Peter Kropotkin, **Anarchism**, pp. +48-49] As Errico Malatesta argued: + +> _ "If [workers] succeed in getting what they demand, they will be better +off: they will earn more, work fewer hours and will have more time and energy +to reflect on things that matter to them, and will immediately make greater +demands and have greater needs . . . [T]here exists no natural law (law of +wages) which determines what part of a worker's labour should go to him [or +her] . . . Wages, hours and other conditions of employment are the result of +the struggle between bosses and workers. The former try and give the workers +as little as possible; the latter try, or should try to work as little, and +earn as much, as possible. Where workers accept any conditions, or even being +discontented, do not know how to put up effective resistance to the bosses +demands, they are soon reduced to bestial conditions of life. Where, instead, +they have ideas of how human beings should live and know how to join forces, +and through refusal to work or the latent and open threat of rebellion, to win +bosses respect, in such cases, they are treated in a relatively decent way . . +. Through struggle, by resistance against the bosses, therefore, workers can, +up to a certain point, prevent a worsening of their conditions as well as +obtaining real improvement."_ [**Errico Malatesta: His Life and Ideas**, pp. +191-2] + +It is this struggle that determines wages and indirect income such as welfare, +education grants and so forth. This struggle also influences the concentration +of capital, as capital attempts to use technology to get an advantage against +their competitors by driving down prices by increasing the productivity of +labour (i.e., to extract the maximum surplus value possible from employees). +And, as will be discussed in [section D.10](secD10.html), increased capital +investment also reflects an attempt to increase the control of the worker by +capital (or to replace them with machinery that cannot say "no") **plus** the +transformation of the individual into "the mass worker" who can be fired and +replaced with little or no hassle. For example, Proudhon quotes an _"English +Manufacturer"_ who states that he invested in machinery precisely to replace +humans by machines because machines are easier to control: + +> _ "The insubordination of our workforce has given us the idea of dispensing +with them. We have made and stimulated every imaginable effort of the mind to +replace the service of men by tools more docile, and we have achieved our +object. Machinery has delivered capital from the oppression of labour."_ +[quoted by Proudhon, **System of Economical Contradictions**, p. 189] + +(To which Proudhon replied _"[w]hat a misfortunate that machinery cannot also +deliver capital from the oppression of consumers!"_ The over-production and +reductions in demand caused by machinery replacing people soon destroys these +illusions of automatic production by a slump -- see [section +C.7.3](secC7.html#secc73)). + +Therefore, class struggle influences both wages and capital investment, and so +the prices of commodities in the market. It also, more importantly, determines +profit levels and it is the rise and fall of profit levels that are the +ultimate cause of the business cycle. This is because, under capitalism, +production's _"only aim is to increase the profits of the capitalist. And we +have, therefore, -- the continuous fluctuations of industry, the crisis coming +periodically."_ [Kropotkin, **Op. Cit.**, p. 55] + +A common capitalist myth, derived from neo-classical (and related) ideology, +is that free-market capitalism will result in a continuous boom. Since the +cause of slumps is allegedly state interference in the market (particularly in +credit and money), eliminating such meddling will obviously bring reality into +line with the textbooks and, consequently, eliminate such negative features of +"actually existing" capitalism as the business cycle. Let us assume, for a +moment, that this is the case (as will be discussed in [section +C.8](secC8.html), this is **not** the case). In the "boom economy" of +capitalist dreams there will be full employment yet while this helps +_"increase total demand, its fatal characteristic from the business view is +that it keeps the reserve army of the unemployed low, thereby protecting wage +levels and strengthening labour's bargaining power."_ [Edward S. Herman, +**Beyond Hypocrisy**, p. 93] This leads to the undermining of full employment +as profit margins are placed under pressure (which explains why bosses have +lead the fight against government full employment policies). + +The process should be obvious enough. Full employment results in a situation +where workers are in a very strong position, a strength which can undermine +the system. This is because capitalism always proceeds along a tightrope. If a +boom is to continue smoothly, real wages must develop within a certain band. +If their growth is too low then capitalists will find it difficult to sell the +products their workers have produced and so, because of this, face what is +often called a _"realisation crisis"_ (i.e. the fact that capitalists cannot +make a profit if they cannot sell their products). If real wage growth is too +high then the conditions for producing profits are undermined as labour gets +more of the value it produces. This means that in periods of boom, when +unemployment is falling, the conditions for realisation improve as demand for +consumer goods increase, thus expanding markets and encouraging capitalists to +invest. However, such an increase in investment (and so employment) has an +adverse effect on the conditions for **producing** surplus value as labour can +assert itself at the point of production, increase its resistance to the +demands of management and, far more importantly, make its own. + +If an industry or country experiences high unemployment, workers will put up +with longer hours, stagnating wages, worse conditions and new technology in +order to remain in work. This allows capital to extract a higher level of +profit from those workers, which in turn signals other capitalists to invest +in that area. As investment increases, unemployment falls. As the pool of +available labour runs dry, then wages will rise as employers bid for scare +resources and workers feel their power. As workers are in a better position +they can go from resisting capital's agenda to proposing their own (e.g. +demands for higher wages, better working conditions and even for workers' +control). As workers' power increases, the share of income going to capital +falls, as do profit rates, and capital experiences a profits squeeze and so +cuts down on investment and employment and/or wages. The cut in investment +increases unemployment in the capital goods sector of the economy, which in +turn reduces demand for consumption goods as jobless workers can no longer +afford to buy as much as before. This process accelerates as bosses fire +workers or cut their wages and the slump deepens and so unemployment +increases, which begins the cycle again. This can be called "subjective" +pressure on profit rates. + +This interplay of profits and wages can be seen in most business cycles. As an +example, let us consider the crisis which ended post-war Keynesianism in the +early 1970's and paved the way for the neo-liberal reforms of Thatcher and +Reagan. This crisis, which started in 1973, had its roots in the 1960s boom +and the profits squeeze it produced. If we look at the USA we find that it +experienced continuous growth between 1961 and 1969 (the longest in its +history until then). From 1961 onwards, unemployment steadily fell, +effectively creating full employment. From 1963, the number of strikes and +total working time lost steadily increased (the number of strikes doubled from +1963 to 1970, with the number of wildcat strike rising from 22% of all strikes +in 1960 to 36.5% in 1966). By 1965 both the business profit shares and +business profit rates peaked. The fall in profit share and rate of profit +continued until 1970 (when unemployment started to increase), where it rose +slightly until the 1973 slump occurred. In addition, after 1965, inflation +started to accelerate as capitalist firms tried to maintain their profit +margins by passing cost increases to consumers (as we discuss [section +C.8.2](secC8.html#secc82), inflation has far more to do with capitalist +profits than it has with money supply or wages). This helped to reduce real +wage gains and maintain profitability over the 1968 to 1973 period above what +it otherwise would have been, which helped postpone, but not stop, a slump. + +Looking at the wider picture, we find that for the advanced capital countries +as a whole, the product wage rose steadily between 1962 and 1971 while +productivity fell. The growth of the product wage (the real cost to the +employer of hiring workers) exceeded that of productivity growth in the late +1960s, slightly after the year in which profit share in national income and +the rate of profit peaked. From then on, productivity continued to fall while +the product wage continued to rise. This process, the result of falling +unemployment and rising workers' power (expressed, in part, by an explosion in +the number of strikes across Europe and elsewhere), helped to ensure that +workers keep an increasing share of the value they produced. The actual post- +tax real wages and productivity in the advanced capitalist countries increased +at about the same rate from 1960 to 1968 but between 1968 and 1973 the former +increased at a larger rate than the latter (hence the profits squeeze). +Moreover, increased international competition meant that many domestic +companies where limited in their responses to the profits squeeze as well as +facing a global decrease in demand for their products. This resulted in profit +shares and rates declining to around 80% of their previous peak levels across +the advanced capitalist nations. [Philip Armstrong, Andrew Glyn and John +Harrison, **Capitalism Since 1945**, pp. 178-80, pp. 182-4 and pp. 192-3] + +It must be stressed that social struggle was not limited to the workplace. In +the 1960s a _"series of strong liberation movements emerged among women, +students and ethnic minorities. A crisis of social institutions was in +progress, and large social groups were questioning the very foundations of the +modern, hierarchical society: the patriarchal family, the authoritarian school +and university, the hierarchical workplace or office, the bureaucratic trade +union or party."_ [Takis Fotopoulos, _"The Nation-state and the Market,"_ pp. +37-80, **Society and Nature**, Vol. 2, No. 2, p. 58] In stark contrast to the +predictions of the right, state intervention within capitalism to maintain +full employment and provide social services like health care had **not** +resulted in a _"Road to Serfdom."_ The opposite occurred, with previously +marginalised sectors of the population resisting their oppression and +exploitation by questioning authority in more and more areas of life -- +including, it must be stressed, within our own organisations as well (for +example, the rank and file of trade unions had to rebel just as much against +their own officials as they had against the bureaucracy of the capitalist +firm). + +These social struggles resulted in an economic crisis as capital could no +longer oppress and exploit working class people sufficiently in order to +maintain a suitable profit rate. This crisis was then used to discipline the +working class and restore capitalist authority within and outside the +workplace (see [section C.8.2](secC8.html#secc82)). We should also note that +this process of social revolt in spite, or perhaps because of, the increase of +material wealth was predicted by Malatesta. In 1922 he argued that: + +> _ "The fundamental error of the reformists is that of dreaming of +solidarity, a sincere collaboration, between masters and servants, between +proprietors and workers . . . + +> + +> "Those who envisage a society of well stuffed pigs which waddle contentedly +under the ferule of a small number of swineherd; who do not take into account +the need for freedom and the sentiment of human dignity . . . can also imagine +and aspire to a technical organisation of production which assures abundance +for all and at the same time materially advantageous both to bosses and the +workers. But in reality 'social peace' based on abundance for all will remain +a dream, so long as society is divided into antagonistic classes, that is +employers and employees. And there will be neither peace nor abundance. + +> + +> "The antagonism is spiritual rather than material. There will never be a +sincere understanding between bosses and workers for the better exploitation +[sic!] of the forces of nature in the interests of mankind, because the bosses +above all want to remain bosses and secure always more power at the expense of +the workers, as well as by competition with other bosses, whereas the workers +have had their fill of bosses and don't want more!"_ [**Op. Cit.**, pp. 78-79] + +The experience of the post-war compromise and social democratic reform shows +that, ultimately, the social question is not poverty but rather freedom. +However, to return to the impact of class struggle on capitalism. + +It is the awareness that full employment is bad for business which is the +basis of the so-called _"Non-Accelerating Inflation Rate of Unemployment"_ +(NAIRU). As we will discuss in more detail in [section C.9](secC9.html), the +NAIRU is the rate of unemployment for an economy under which inflation, it is +claimed, starts to accelerate. While the basis of this "theory" is slim (the +NAIRU is an invisible, mobile rate and so the "theory" can explain every +historical event simply because you can prove anything when your datum cannot +be seen by mere mortals) it is very useful for justifying policies which aim +at attacking working people, their organisations and their activities. The +NAIRU is concerned with a _"wage-price"_ spiral caused by falling unemployment +and rising workers' rights and power. Of course, you never hear of an _ +"interest-price"_ spiral or a _"rent-price"_ spiral or a _"profits-price"_ +spiral even though these are also part of any price. It is always a _"wage- +price"_ spiral, simply because interest, rent and profits are income to +capital and so, by definition, above reproach. By accepting the logic of +NAIRU, the capitalist system implicitly acknowledges that it and full +employment are incompatible and so with it any claim that it allocates +resources efficiently or labour contracts benefit both parties equally. + +For these reasons, anarchists argue that a continual "boom" economy is an +impossibility simply because capitalism is driven by profit considerations, +which, combined with the subjective pressure on profits due to the class +struggle between workers and capitalists, **necessarily** produces a +continuous boom-and-bust cycle. When it boils down to it, this is +unsurprising, as _"industry is directed, and will have to be directed, not +towards what is needed to satisfy the needs of all, but towards that which, at +a given moment, brings in the greatest temporary profit to a few. Of +necessity, the abundance of some will be based upon the poverty of others, and +the straitened circumstances of the greater number will have to be maintained +at all costs, that there may be hands to sell themselves for a part only of +that which they are capable of producing, without which private accumulation +of capital is impossible!"_ [Kropotkin, **Op. Cit.**, p. 128] + +Of course, when such "subjective" pressures are felt on the system, when +private accumulation of capital is threatened by improved circumstances for +the many, the ruling class denounces working class "greed" and "selfishness." +When this occurs we should remember what Adam Smith had to say on this +subject: + +> _ "In reality high profits tend much more to raise the price of work than +high wages . . . That part of the price of the commodity that resolved itself +into wages would . . . rise only in arithmetical proportion to the rise in +wages. But if profits of all the different employers of those working people +should be raised five per cent., that price of the commodity which resolved +itself into profit would . . . rise in geometrical proportion to this rise in +profit . . . Our merchants and master manufacturers complain of the bad +effects of high wages in raising the price and thereby lessening the sale of +their goods at home and abroad. They say nothing concerning the bad effects of +high profits. They are silent with regard to the pernicious effects of their +own gains. They complain only of those of other people."_ [**The Wealth of +Nations**, pp. 87-88] + +As an aside, we must note that these days we would have to add economists to +Smith's _"merchants and master manufacturers."_ Not that this is surprising, +given that economic theory has progressed (or degenerated) from Smith's +disinterested analysis into apologetics for any action of the boss (a classic +example, we must add, of supply and demand, with the marketplace of ideas +responding to a demand for such work from _"our merchants and master +manufacturers"_). Any "theory" which blames capitalism's problems on "greedy" +workers will always be favoured over one that correctly places them in the +contradictions created by wage slavery. Ultimately, capitalist economics blame +every problem of capitalism on the working class refusing to kow-tow to the +bosses (for example, unemployment is caused by wages being too high rather +than bosses needing unemployment to maintain their power and profits -- see +[section C.9.2](secC9.html#secc92) on empirical evidence that indicates that +the first explanation is wrong). + +Before concluding, one last point. While it may appear that our analysis of +the "subjective" pressures on capitalism is similar to that of mainstream +economics, this is not the case. This s because our analysis recognises that +such pressures are inherent in the system, have contradictory effects (and so +cannot be easily solved without making things worse before they get better) +and hold the potential for creating a free society. Our analysis recognises +that workers' power and resistance **is** bad for capitalism (as for any +hierarchical system), but it also indicates that there is nothing capitalism +can do about it without creating authoritarian regimes (such as Nazi Germany) +or by generating massive amounts of unemployment (as was the case in the early +1980s in both the USA and the UK, when right-wing governments mismanaged the +economy into deep recessions) and even this is no guarantee of eliminating +working class struggle as can be seen, for example, from 1930s America. + +This means that our analysis shows the limitations and contradictions of the +system as well as its need for workers to be in a weak bargaining position in +order for it to "work" (which explodes the myth that capitalism is a free +society). Moreover, rather than portray working people as victims of the +system (as is the case in many Marxist analyses of capitalism) our analysis +recognises that we, both individually and collectively, have the power to +influence and **change** that system by our activity. We should be proud of +the fact that working people refuse to negate themselves or submit their +interests to that of others or play the role of order-takers required by the +system. Such expressions of the human spirit, of the struggle of freedom +against authority, should not be ignored or down-played, rather they should be +celebrated. That the struggle against authority causes the system so much +trouble is not an argument against social struggle, it is an argument against +a system based on hierarchy, oppression, exploitation and the denial of +freedom. + +To sum up, in many ways, social struggle is the inner dynamic of the system, +and its most basic contradiction: while capitalism tries to turn the majority +of people into commodities (namely, bearers of labour power), it also has to +deal with the human responses to this process of objectification (namely, the +class struggle). However, it does not follow that cutting wages will solve a +crisis -- far from it, for, as we argue in [section C.9.1](secC9.html#secc91), +cutting wages will deepen any crisis, making things worse before they get +better. Nor does it follow that, if social struggle were eliminated, +capitalism would work fine. After all, if we assume that labour power is a +commodity like any other, its price will rise as demand increases relative to +supply (which will either produce inflation or a profits squeeze, probably +both). Therefore, even without the social struggle which accompanies the fact +that labour power cannot be separated from the individuals who sell it, +capitalism would still be faced with the fact that only surplus labour +(unemployment) ensures the creation of adequate amounts of surplus value. + +Moreover, even assuming that individuals can be totally happy in a capitalist +economy, willing to sell their freedom and creativity for a little more money, +putting up, unquestioningly, with every demand and whim of their bosses (and +so negating their own personality and individuality in the process), +capitalism does have "objective" pressures limiting its development. So while +social struggle, as argued above, can have a decisive effect on the health of +the capitalist economy, it is not the only problem the system faces. This is +because there are objective pressures within the system beyond and above the +authoritarian social relations it produces and the resistance to them. These +pressures are discussed next, in sections [C.7.2](secC7.html#secc72) and +[C.7.3](secC7.html#secc73). + +## C.7.2 What role does the market play in the business cycle? + +A major problem with capitalism is the working of the capitalist market +itself. For the supporters of "free market" capitalism, the market provides +all the necessary information required to make investment and production +decisions. This means that a rise or fall in the price of a commodity acts as +a signal to everyone in the market, who then respond to that signal. These +responses will be co-ordinated by the market, resulting in a healthy economy. + +This perspective is expressed well by right-liberal, Frederick von Hayek in +his _"The Uses of Knowledge in Society"_ (reprinted in **Individualism and +Economic Order**). Using the example of the tin market, he defends capitalism +against central planning on its ability to handle the division of knowledge +within society and its dynamic use of this dispersed knowledge when demand or +supply changes. _"Assume,"_ he argues, _"that somewhere in the world a new +opportunity for the use of some raw material, say tin, has arisen, or that one +of the sources of supply of tin has been eliminated. It does not matter for +our purpose and it is very significant that it does not matter which of these +two causes has made tin more scarce. All that the users of tin need to know is +that some of the tin they used to consume is now more profitably employed +elsewhere, and that in consequence they must economise tin. There is no need +for the great majority of them even to know where the more urgent need has +arisen, or in favour of what other uses they ought to husband the supply."_ +The subsequent rise in its price will result in reduced consumption as many +users will economise on its use and so the information that tin has become +(relatively) scarcer spreads throughout the economy and influences not only +tin users, but also its substitutes and the substitutes of these substitutes +and so on. This will move the economy towards equilibrium without the people +informed knowing anything about the original causes for these changes. _"The +whole acts as one market, not because any of its members survey the whole +field, but because their limited individual fields of vision sufficiently +overlap so that through many intermediaries the relevant information is +communicated to all."_ (_"The use of knowledge in society,"_ pp. 519-30, +**American Economic Review**, Vol. 35, No. 4, , p. 526) + +While it can be granted that this account of the market is not without +foundation, it is also clear that the price mechanism does not communicate all +the relevant information needed by companies or individuals. This means that +capitalism does not work in the way suggested in the economic textbooks. It is +the workings of the price mechanism itself which leads to booms and slumps in +economic activity and the resulting human and social costs they entail. This +can be seen if we investigate the actual processes hidden behind the workings +of the price mechanism. + +The key problem with Hayek's account is that he does not discuss the +**collective** results of the individual decisions he highlights. It is true +that faced with a rise in the price of tin, individual firms will cut back on +its use. Yet there is no reason to suppose that the net result of these +actions will bring the demand and supply of tin back to equilibrium. In fact, +it is just as likely that the reduction in demand for tin is such that its +producers face falling sales and so cut back production even more. Similarly, +a rising demand for tin could easily result in all tin producers increasing +supply so much as to produce a glut on the market. Proudhon described this +process well in the 1840s: + +> _ "A peasant who has harvested twenty sacks of wheat, which he with his +family proposes to consume, deems himself twice as rich as if he had harvested +only ten; likewise a housewife who has spun fifty yards of linen believes that +she is twice as rich as if she had spun but twenty-five. Relatively to the +household, both are right; looked at in their external relations, they may be +utterly mistaken. If the crop of wheat is double throughout the whole country, +twenty sacks will sell for less than ten would have sold for if it had been +but half as great; so, under similar circumstances, fifty yards of linen will +be worth less than twenty-five: so that value decreases as the production of +utility increases, and a producer may arrive at poverty by continually +enriching himself."_ [**The System of Economical Contradictions**, pp. 77-78] + +He argued that this occurred due to the _"contradiction"_ of _"the double +character of value"_ (i.e. between value in use and value in exchange). [**Op. +Cit.**, p. 78] + +As John O'Neill argues (basing himself on Marx rather than Proudhon), when +producers _"make plans concerning future production, they are planning not +with respect of demand at the present moment . . . but with respect to +expected demand at some future moment . . . when their products reach the +market."_ The price mechanism provides information that indicates the +relationship between supply and demand **now** and while this information +**is** relevant to producers plans, it is not **all** the information that is +relevant or is required by those involved. It cannot provide information which +will allow producers to predict demand later. _"A major component of the +information required for such a prediction is that of the plans of other +producers which respond to that demand. This is information that the market, +as a competitive system, fails to distribute."_ It is this _"informational +restriction"_ which is one of the sources of why there is a business cycle. +This is because each producer _"responds to the same signal the change in +price. However, each agent acts independently of the response of other +producers and consumers."_ The result is _"an overproduction of goods in +relation to effective demand for them. Goods cannot be sold. There is a +realisation crisis: producers cannot realise the value of their products. +Given this overproduction, demand falls against supply. There is a slump. This +eventually leads to a rise in demand against supply, production expends +leading to another boom, and so on."_ [**The Market**, pp. 134-5] + +This information cannot be supplied due to competition. Simply put, if A and B +are in competition, if A informs B of her activities and B does not +reciprocate, then B is in a position to compete more effectively than A. Hence +communication within the market is discouraged and each production unit is +isolated from the rest. In other words, each person or company responds to the +same signal (the change in price) but each acts independently of the response +of other producers and consumers. The result is often a slump in the market, +causing unemployment and economic disruption. Thus the market _"blocks the +communication of information and fails to co-ordinate plans for economic +action."_ [**Op. Cit.**, p. 137] + +This, it should be noted, is not a problem of people making a series of +unrelated mistakes. _"Rather, it is that the market imparts the same +information to affected agents, and this information is such that the rational +strategy for all agents is to expand production or contract consumption, while +it is not rational for all agents to act in this manner collectively."_ In +other words, the information the market provides is not sufficient for +rational decision making and naturally results in disproportionalities in the +market. Thus the price mechanism actively encourages _"the suppression of the +mutual exchange of information concerning planned responses"_ to current +prices and this _"leads to over production."_ So it is **not** a question of +inaccurate prediction (although given that the future is unknowable and +unpredictable this is a factor). Instead, it is _"one of individually rational +responses to the same signal resulting in collectively irrational responses."_ +[**Op. Cit.**, p. 135 and p. 197] + +This means that prices in themselves do not provide adequate knowledge for +rational decision making as they are not at their long-run equilibrium levels. +This causes a problem for Hayek's account of the market process as he stresses +that actual prices never are at this (purely theoretical) price. As we discuss +in [section C.8](secC8.html), Hayek's own theory of the business cycle shows +the negative impact which the 'misinformation' conveyed by disequilibrium +prices can cause on the economy. In that analysis, the disequilibrium price +that leads to very substantial macroeconomic distortions is the rate of +interest but, obviously, the same argument applies for commodity prices as +well. This means that the market process, based on the reactions of profit- +maximising firms to the same (unsustainable) prices for a commodity can +generating mal-investment and subsequent market distributions on a wide level. +Simply put, the price mechanism may carry information regarding the terms on +which various commodities may currently be exchanged but it does not follow +that a knowledge of these exchange ratios enable agents to calculate the +future profitability of their production decisions (social usefulness is, of +course, of no concern). + +It is this irrationality and lack of information which feed into the business +cycle. _"These local booms and slumps in production . . . are then amplified +into general crises precisely through the interconnections in the market that +Hayek highlights in his example of the production and consumption of tin."_ +[O'Neill, **Op. Cit.**, p. 136] The negative effects of over-production in one +market will be passed on to those which supply it with goods in the shape of +decreased demand. These firms will now experience relative over-production +which, in turn, will affect their suppliers. Whatever benefits may accrue to +consumers of these goods in the shape of lower prices will be reduced as +demand for their products drops as more and more workers are made unemployed +or their wages are cut (which means that **real** wages remain constant as +prices are falling alongside money wages -- see [section +C.9.1](secC9.html#secc91) for details). Firms will also seek to hoard money, +leading to yet more falling demand for goods and so unemployed labour is +joined by under-utilisation of capacity. + +Which brings us to the issue of money and its role in the business cycle. +"Free market" capitalist economics is based on Say's Law. This is the notion +that supply creates its own demand and so general gluts of goods and mass +unemployment are impossible. As we noted in [section +C.1.5](secC1.html#secc15), this vision of economic activity is only suited to +precapitalist economies or ones without money for money is considered as +nothing more than an aid to barter, a medium of exchange only. It ignores the +fact that money is a store of value and, as such, can be held onto precisely +for that reason. This means that Say's Law is invalid as its unity between +sale and purchase can be disturbed so causing the chain of contractual +relationships to be broken. Simply put, someone who sells a product need not +spend their income on another product at the same time. Unlike barter, the +sale of one commodity is an act distinct from the purchase of another. Money, +in other words, _"brings in time"_ into the market process and _"the +possibility of hoarding."_ Time _"because a good is usually sold some time +after it is made, running the risk that its sale price could fall below the +cost of production, wiping out the capitalist's expected profit."_ Hoarding +_"because income need not be spent but may merely be kept idle."_ [Doug +Henwood, **Wall Street**, p. 232] + +This means that over-production becomes possible and bankruptcies and +unemployment can become widespread and so a slump can start. _"As any Marxian +or Keynesian crisis theorist can tell you,"_ Henwood summarises, _"the +separation of purchase and sale is one of the great flashpoints of capitalism; +an expected sale that goes unmade can drive a capitalist under, and can +unravel a chain of financial commitments. Multiply that by a thousand or two +and you have great potential mischief."_ Thus _"the presence of money as a +store of value, the possibility of keeping wealth in financial form rather +than spending it promptly on commodities, always introduces the possibility of +crisis."_ That is, the possibility _"of an excess of capital lacking a +profitable investment outlet, and an excess of goods that couldn't be sold +profitably on the open market."_ [**Op. Cit.**, pp. 93-4 and p. 94] + +So when the market prices of goods fall far below their cost prices then +production and investment stagnate. This is because profits can only be +transformed into capital at a loss and so it lies idle in banks. Thus +unemployed labour is associated with unemployed capital, i.e. excess money. +This desire for capitalists to increase their demand for storing their wealth +in money rather than investing it is driven by the rate of profit in the +economy. Bad times result in increased hoarding and so a general fall in +aggregate demand. Lowering interest rates will not provoke a demand for such +money hoards, as claimed in "free market" capitalist theory, as few +capitalists will seek to invest in a recession as expected profits will be +lower than the interest rate. + +However, it should be stressed that disproportionalities of production between +industries and the separation of production and sale do not **per se** result +in a general crisis. If that were the case the capitalism would be in a +constant state of crisis as markets are rarely in a state of equilibrium and +sales do not instantly result in purchases. This means that market +dislocations need not automatically produce a general crisis in the economy as +the problems associated with localised slumps can be handled when the overall +conditions within an economy are good. It simply provides the **potential** +for crisis and a means of transmitting and generalising local slumps when the +overall economic situation is weak. In other words, it is an accumulative +process in which small changes can build up on each other until the pressures +they exert become unstoppable. The key thing to remember is that capitalism is +an inherently dynamic system which consists of different aspects which develop +unevenly (i.e., disproportionately). Production, credit, finance markets, +circulation of money and goods, investment, wages, profits as well as specific +markets get out of step. An economic crisis occurs when this process gets too +far out of line. + +This process also applies to investment as well. So far, we have assumed that +firms adjust to price changes without seeking new investment. This is, of +course, unlikely to always be the case. As we discuss in [section +C.8](secC8.html), this analysis of the market providing incomplete information +also applies to the market for credit and other forms of external financing. +This results in a situation where the problems associated with over-production +can be amplified by over-investment. This means that the problems associated +with markets creating disproportionalities are combined with the problems +resulting from increased productivity and capital investment which are +discussed in the [next section](secC7.html#secc73). + +## C.7.3 What role does investment play in the business cycle? + +Other problems for capitalism arise due to the increases in productivity which +occur as a result of capital investment or new working practices which aim to +increase short term profits for the company. The need to maximise profits +results in more and more investment in order to improve the productivity of +the workforce (i.e. to increase the amount of surplus value produced). A rise +in productivity, however, means that whatever profit is produced is spread +over an increasing number of commodities. This profit still needs to be +realised on the market but this may prove difficult as capitalists produce not +for existing markets but for expected ones. As individual firms cannot predict +what their competitors will do, it is rational for them to try to maximise +their market share by increasing production (by increasing investment). As the +market does not provide the necessary information to co-ordinate their +actions, this leads to supply exceeding demand and difficulties realising +sufficient profits. In other words, a period of over-production occurs due to +the over-accumulation of capital. + +Due to the increased investment in the means of production, variable capital +(labour) uses a larger and larger constant capital (the means of production). +As labour is the source of surplus value, this means that in the short term +profits may be increased by the new investment, i.e. workers must produce +more, in relative terms, than before so reducing a firms production costs for +the commodities or services it produces. This allows increased profits to be +realised at the current market price (which reflects the old costs of +production). Exploitation of labour must increase in order for the return on +total (i.e. constant **and** variable) capital to increase or, at worse, +remain constant. However, while this is rational for one company, it is not +rational when all firms do it (which they must in order to remain in +business). As investment increases, the surplus value workers have to produce +must increase faster. As long as the rate of exploitation produced by the new +investments is high enough to counteract the increase in constant capital and +keep the profit rate from falling, then the boom will continue. If, however, +the mass of possible profits in the economy is too small compared to the total +capital invested (both in means of production, fixed, and labour, variable) +then the possibility exists for a general fall in the rate of profit (the +ratio of profit to investment in capital and labour). Unless exploitation +increases sufficiently, already produced surplus value earmarked for the +expansion of capital may not be realised on the market (i.e. goods may not be +sold). If this happens, then the surplus value will remain in its money form, +thus failing to act as capital. In other words, accumulation will grind to a +halt and a slump will start. + +When this happens, over-investment has occurred. No new investments are made, +goods cannot be sold resulting in a general reduction of production and so +increased unemployment as companies fire workers or go out of business. This +removes more and more constant capital from the economy, increasing +unemployment which forces those with jobs to work harder, for longer so +allowing the mass of profits produced to be increased, resulting (eventually) +in an increase in the rate of profit. Once profit rates are high enough, +capitalists have the incentive to make new investments and slump turns to +boom. As we discuss in [section C.8](secC8.html), the notion that investment +will be helped by lowing interest rates in a slump fails to understand that +_"the rate of investment decisions is an increasing function of the difference +between the prospective rate of profit and the rate of interest."_ [Michal +Kalecki, quoted by Malcolm Sawyer, **The Economics of Michal Kalecki**, p. 98] +If profit rates are depressed due to over-investment then even the lowest +interest rates will have little effect. In other words, expectations of +capitalists and investors are a key issue and these are shaped by the general +state of the economy. + +It could be argued that such an analysis is flawed as no company would invest +in machinery if it would reduce its rate of profit. But such an objection is +flawed, simply because (as we noted) such investment is perfectly sensible +(indeed, a necessity) for a specific firm. By investing they gain +(potentially) an edge in the market and so increased profits for a period. +This forces their competitors to act likewise and **they** invest in new +technology. Unfortunately, while this is individually sensible, collectively +it is not as the net result of these individual acts is over-investment in the +economy as a whole. Moreover, unlike the model of perfect competition, in a +real economy capitalists have no way of knowing the future, and so the results +of their own actions never mind the actions of their competitors. Thus over- +accumulation of capital is the natural result of competition simply because +even if we assume that the bosses of the firms are individually rational they +are driven to make decisions which are collectively irrational to remain in +business. The future is unknowable and so the capitalist has no idea what the +net result of their decisions will be nor the state of the economy when their +investment decisions are finally active. Both of these factors ensure that +firms act as they do, investing in machinery which, in the end, will result in +a crisis of over-accumulation. + +The logic is simple and is rooted in the concept of _"the fallacy of +composition."_ To use an analogy, if you attend a rock concert and take a box +to stand on then you will get a better view. If others do the same, you will +be in exactly the same position as before. Worse, even, as it may be easier to +loose your balance and come crashing down in a heap (and, perhaps, bringing +others with you). This analogy shows why introducing new machinery, which is +profitable for an individual company, has such a potentially negative effect +on the economy as a whole. While it is profitable for an individual company in +the short term, its overall effect means that it is **not** profitable for all +in the long run. As Kalecki put it, the _"tragedy of investment is that it +causes crisis because it is useful. Doubtless many people will consider this +theory paradoxical. But it is not the theory which is paradoxical, but its +subject -- the capitalist economy."_ [quoted by Sawyer **Op. Cit.**, p. 156] +This paradox applies to the issue of wages as well: + +> _ "What a system is that which leads a business man to think with delight +that society will soon be able to dispense with men! **Machinery has delivered +capital from the oppression of labour**! . . . Fool! though the workmen cost +you something, they are your customers: what will you do with your products, +when, driven away by you, they shall consume them no longer? Thus machinery, +after crushing the workmen, is not slow in dealing employers a counter-blow; +for, if production excludes consumption, it is soon obliged to stop itself. + +> + +> [. . .] + +> + +> "These failures were caused by over-production, -- that is, by an inadequate +market, or the distress of the people. What a pity that machinery cannot also +deliver capital from the oppression of consumers! What a misfortune that +machines do not buy the fabrics which they weave! The ideal society will be +reached when commerce, agriculture, and manufactures can proceed without a man +upon earth!"_ [Proudhon, **System of Economical Contradictions**, pp. 189-90] + +So, if the profit rate falls to a level that does not allow capital formation +to continue, a slump sets in. This general slump means that the rate of profit +over the whole economy falls due to excessive investment. When one industry +over-invests and over-produces, it cuts back production, introduces cost- +cutting measures, fires workers and so on in order to try and realise more +profits. These may spread if the overall economic is fragile as the reduced +demand for industries that supplied the affected industry impacts on the +**general** demand (via a fall in inputs as well as rising unemployment). The +related industries now face over-production themselves and the natural +response to the information supplied by the market is for individual companies +to reduce production, fire workers, etc., which again leads to declining +demand. This makes it even harder to realise profit on the market and leads to +more cost cutting, deepening the crisis. While individually this is rational, +collectively it is not and so soon all industries face the same problem. A +local slump is propagated through the economy. + +Cycles of prosperity, followed by over-production and then depression are the +natural result of capitalism. Over-production is the result of over- +accumulation, and over-accumulation occurs because of the need to maximise +short-term profits in order to stay in business. So while the crisis appears +as a glut of commodities on the market, as there are more commodities in +circulation that can be purchased by the aggregate demand (_"Property sells +products to the labourer for more than it pays him for them,"_ to use +Proudhon's words), its roots are deeper. It lies in the nature of capitalist +production itself. + +"Over-production," we should point out, exists only from the viewpoint of +capital, **not** of the working class: + +> _ "What economists call over-production is but a production that is above +the purchasing power of the worker. . . this sort of over-production remains +fatally characteristic of the present capitalist production, because workers +cannot buy with their salaries what they have produced and at the same time +copiously nourish the swarm of idlers who live upon their work."_ [Kropotkin, +**Op. Cit.**, pp. 127-128] + +In other words, over-production and under-consumption reciprocally imply each +other. There is no over production except in regard to a given level of +solvent demand. There is no deficiency in demand except in relation to a given +level of production. The goods "over-produced" may be required by consumers, +but the market price is too low to generate a profit and so existing goods +must be destroyed and production must be reduced in order to artificially +increase it. So, for example, the sight of food and other products being +destroyed while people are in need of them is a common one in depression +years. + +So, while the crisis appears on the market as a _"commodity glut"_ (i.e. as a +reduction in effective demand) and is propagated through the economy by the +price mechanism, its roots lie in production. Until such time as profit levels +stabilise at an acceptable level, thus allowing renewed capital expansion, the +slump will continue. The social costs of the wage cutting this requires is yet +another "externality," to be bothered with only if they threaten capitalist +power and wealth. + +There are means, of course, by which capitalism can postpone (but not stop) a +general crisis developing. The extension of credit by banks to both investors +and consumers is the traditional, and most common, way. Imperialism, by which +markets are increased and profits are extracted from less developed countries +and used to boost the imperialist countries profits, is another method (_"The +workman being unable to purchase with their wages the riches they are +producing, industry must search for markets elsewhere."_ [Kropotkin, **Op. +Cit.**, p. 55]). Another is state intervention in the economy (such as minimum +wages, the incorporation of trades unions into the system, arms production, +manipulating interest rates to maintain a _"natural"_ rate of unemployment to +keep workers on their toes, etc.). Another is state spending to increase +aggregate demand, which can increase consumption and so lessen the dangers of +over-production. However, these have (objective and subjective) limits and can +never succeed in stopping depressions from occurring as they ultimately flow +from capitalist production and the need to make profits. + +A classic example of these "objective" pressures on capitalism is the "Roaring +Twenties" that preceded the Great Depression of the 1930s. After the 1921 +slump, there was a rapid rise in investment in the USA with investment nearly +doubling between 1919 and 1927. Because of this investment in capital +equipment, manufacturing production grew by 8.0% per annum between 1919 and +1929 and labour productivity grew by an annual rate of 5.6% (this is including +the slump of 1921-22). With costs falling and prices comparatively stable, +profits increased which in turn lead to high levels of capital investment (the +production of capital goods increased at an average annual rate of 6.4%). +[William Lazonick, **Competitive Advantage on the Shop Floor**, p. 241] The +optimism felt by business as a result of higher profits was reflected in the +wealthy sections of America. In the 1920s prosperity was concentrated at the +top. One-tenth of the top 1% of families received as much income as the bottom +42% and only 2.3% of the population enjoyed incomes over $100,00 (60% of +families made less than $2,000 a year, 42% less than $1,000). While the +richest 1% owned 40% of the nation's wealth by 1929 (and the number of people +claiming half-million dollar incomes rose from 156 in 1920 to 1,489 in 1929) +the bottom 93% of the population experienced a 4% drop in real disposable per- +capita income between 1923 and 1929\. However, in spite (or, perhaps, because) +of this, US capitalism was booming and belief in capitalism was at its peak. + +But by 1929 all this had changed with the stock market crash -- followed by a +deep depression. What was its cause? Given our analysis presented in [section +C.7.1](secC7.html#secc71), it may have been expected to have been caused by +the "boom" decreasing unemployment, so increased working class power and +leading to a profits squeeze but this was not the case. This slump was **not** +the result of working class resistance, indeed the 1920s were marked by a +labour market which was continuously favourable to employers. This was for two +reasons. Firstly, the "Palmer Raids" at the end of the 1910s saw the state +root out radicals in the US labour movement and wider society. Secondly, the +deep depression of 1920-21 (during which national unemployment rates averaged +over 9%, the highest level over any two-year period since the 1890s) changed +the labour market from a seller's to a buyer's market. This allowed the bosses +to apply what became to be known as _"the American Plan,"_ namely firing +workers who belonged to a union and forcing them to sign _"yellow-dog"_ +contracts (promises not to join a union) to gain or keep their jobs. +Reinforcing this was the use of legal injunctions by employers against work +protests and the use of industrial spies to identify and sack union members. +This class war from above made labour weak, which is reflected in the +influence and size of unions falling across the country. As union membership +declined, the number of strilkes reached their lowest level since the early +1880s, falling to just over 700 per year between 1927 to 1930 (compared to +3,500 per year between 1916 and 1921). [Lazonick, **Op. Cit.**, pp. 249-251] +The key thing to remember is that the impact of unemployment is not limited to +the current year's figures. High unemployment rates have a sustained impact on +the organisations, morale, and bargaining power of workers even if +unemployment rates fall afterwards. This was the situation in the 1920s, with +workers remembering the two years of record unemployment rates of 1921 and +1922 (in fact, the unemployment rate for manufacturing workers was close to +the overall rate in 1933). + +During the post-1922 boom, this position did not change. The national 3.3% +unemployment rate hid the fact that non-farm unemployment averaged 5.5% +between 1923 and 1929. Across all industries, the growth of manufacturing +output did not increase the demand for labour. Between 1919 and 1929, +employment of production workers fell by 1% and non-production employment fell +by about 6% (during the 1923 to 29 boom, production employment only increased +by 2%, and non-production employment remained constant). This was due to the +introduction of labour saving machinery and the rise in the capital stock. In +addition, the numbers seeking work were boosted by new immigrants and the +unwillingness of existing ones to return home due to difficulties returning to +America. Lastly, the greatest source of industrial labour supply came from the +American farm -- there was a flood of rural workers into the urban labour +market over the 1920s. [Lazonick, **Op. Cit.**, pp. 252-5] It is interesting +to note that even **with** a labour market favourable to employers for over 5 +years, unemployment was still high. This suggests that the neo-classical +"argument" (assertion would be more correct) that unemployment within +capitalism is caused by strong unions or high real wages is somewhat flawed to +say the least (see [section C.9](secC9.html)). + +Facing high unemployment, workers' quit rates fell due to fear of loosing jobs +(particularly those workers with relatively higher wages). This, combined with +the steady decline of the unions and the very low number of strikes, indicates +that labour was weak. This is reflected in the share of total manufacturing +income going to wages fell from 57.5% in 1923-24 to 52.6% in 1928/29 (between +1920 and 1929, it fell by 5.7%). Productivity increased from an annual rate of +1.2% between 1909 and 1919 to 5.6% between 1919 and 1929. This increase in +productivity was reflected in the fact that over the post-1922 boom, the share +of manufacturing income paid in salaries rose from 17% to 18.3% and the share +to capital rose from 25.5% to 29.1%. Managerial salaries rose by 21.9% and +firm surplus by 62.6% between 1920 and 1929. [Lazonick, **Op. Cit.**, pp. +241-2] Any notion that the 1929 crash was the result of a rebellious working +class is not applicable. + +The key to understanding what happened lies in the contradictory nature of +capitalist production. The "boom" conditions were the result of capital +investment, which increased productivity thereby reducing costs and increasing +profits. The large and increasing investment in capital goods was the +principal device by which profits were spent. In addition, those sectors of +the economy marked by big business (i.e. oligopoly, a market dominated by a +few firms) placed pressures upon the more competitive ones. As big business, +as usual, received a higher share of profits due to their market position (see +[section C.5](secC5.html)), this lead to many firms in the more competitive +sectors of the economy facing a profitability crisis during the 1920s. + +The increase in investment, while directly squeezing profits in the more +competitive sectors of the economy, also eventually caused the rate of profit +to stagnate, and then fall, over the economy as a whole. While the mass of +available profits in the economy grew, it eventually became too small compared +to the total capital invested. Moreover, with the fall in the share of income +going to labour and the rise of inequality, aggregate demand for goods could +not keep up with production leading to unsold goods (which is another way of +expressing the process of over-investment leading to over-production, as over- +production implies under-consumption and vice versa). As expected returns +(profitability) on investments hesitated, a decline in investment demand +occurred and so a slump began (rising predominantly from the capital stock +rising faster than profits). Investment flattened out in 1928 and turned down +in 1929. With the stagnation in investment, a great speculative orgy occurred +in 1928 and 1929 in an attempt to enhance profitability. This unsurprisingly +failed and in October 1929 the stock market crashed, paving the way for the +Great Depression of the 1930s. + +This process of over-investment relative to consumption is based on rising +labour productivity combined with stagnant wages or relative slow wage growth. +This implies inadequate workers' consumption but rising profit rates. This is +possible as long as aggregate demand remains sufficient, which it can as long +as high profit rates stimulate investment (i.e., money is not saved or +sufficient credit is generated to ensure that investment spending does not lag +consumption). Investment creates new capacity and that implies the need for +further increases in investment, capitalist luxury consumption, and credit- +based consumption to maintain aggregate demand. This profit-led growth is hard +to sustain as high profits rates are difficult to maintain due to low working +class income as both investment and capitalist luxury consumption are more +unstable. Investment is more volatile than consumption, so the average degree +of instability increases which, in turn, means that the probability of a slump +rises. Further, this type of growth creates imbalances between sectors of the +economy as firms rush to invest in profitable sections leading to relative +over-production and over-investment in those areas (see [last +section](secC7.html#secc72)). With the rise in unstable forms of demand, an +economy becomes increasingly fragile and so increasingly vulnerable to +"shocks." The stock market crash of 1929 was such a shock and the resulting +panic and reduced demand for luxury goods and investment that it produced +exposed the underlying weakness of the economy. After the Crash, restrictive +fiscal and monetary policies and falling demand interacted to break this +unstable prosperity and to accelerate the slump. This was reinforced by wage- +cut induced under-consumption as well as debt deflation making over-investment +worse in relation to over demand within the economy. So US prosperity was +fragile long before late 1929, due to the process of over-investment relative +to demand which lead the economy to be reliant on unstable forms of demand +such as luxury consumption and investment. + +The crash of 1929 indicates the "objective" limits of capitalism. Even with a +very weak position of labour crisis still occurred and prosperity turned to +"hard times." In contradiction to neo-classical economic theory, the events of +the 1920s indicate that even if the capitalist assumption that labour is a +commodity like all others **is** approximated in real life, capitalism is +still subject to crisis (ironically, a militant union movement in the 1920s +would have postponed crisis by shifting income from capital to labour, +increasing aggregate demand, reducing investment and supporting the more +competitive sectors of the economy!). Therefore, any neo-classical "blame +labour" arguments for crisis (which were so popular in the 1930s and 1970s) +only tells half the story (if that). Even if workers **do** act in a servile +way to capitalist authority, capitalism will still be marked by boom and bust +(as shown by the 1920s and 1980/90s). + +To conclude, capitalism will suffer from a boom-and-bust cycle due to the +above-mentioned objective pressures on profit production, even if we ignore +the subjective revolt against authority by workers, explained earlier. In +other words, even if the capitalist assumption that workers are not human +beings but only "variable capital" **were** true, it would not mean that +capitalism would be a crisis free system. However, for most anarchists, such a +discussion is somewhat academic for human beings are not commodities, the +labour "market" is not like the iron market, and the subjective revolt against +capitalist domination will exist as long as capitalism does. + diff --git a/markdown/secC8.md b/markdown/secC8.md new file mode 100644 index 0000000000000000000000000000000000000000..0f89433eec9a6eed9f33f24dcc897923ee7e6901 --- /dev/null +++ b/markdown/secC8.md @@ -0,0 +1,1594 @@ +# C.8 Is state control of money the cause of the business cycle? + +As explained in the [last section](secC7.html), capitalism will suffer from a +boom-and-bust cycle due to objective pressures on profit production even if we +ignore the subjective revolt against authority by working class people. It is +this two-way pressure on profit rates, the subjective and objective, which +causes the business cycle and such economic problems as _"stagflation."_ +However, for supporters of the free market, this conclusion is unacceptable +and so they usually try to explain the business cycle in terms of **external** +influences rather than those generated by the way capitalism works. Most +pro-"free market" capitalists blame government intervention in the market, +particularly state control over money, as the source of the business cycle. +This analysis is defective, as will be shown below. + +First it should be noted that many supporters of capitalism ignore the +"subjective" pressures on capitalism that we discussed in [section +C.7.1](secC7.html#secc71). In addition, the problems associated with rising +capital investment (as highlighted in [section C.7.3](secC7.html#secc73)) are +also usually ignored, because they usually consider capital to be "productive" +and so cannot see how its use could result in crises. This leaves them with +the problems associated with the price mechanism, as discussed in [section +C.7.2](secC7.html#secc72). It is here, in the market for credit and money, +that the role of the state comes into play, distorting the natural workings of +the market and causing the ups and downs of business. + +In pre-Keynesian bourgeois economics, the reason why Say's Law is applicable +in a money economy is the interest rate. As we discussed in [section +C.2.6](secC2.html#secc26), this is claimed to reflect the _"time preference"_ +of individuals. While it is possible for sales not to be turned into purchases +in the market, the money involved is not withdrawn from the economy. Rather, +it is saved and made available to investors. The interest rate is the means by +which savings and investment come into line. This means that Say's Law is +maintained as savings are used to purchase capital goods and so demand and +supply match. As long as interest rates are working as they should, the +possibility of a general crisis is impossible. The problem is that the credit +system does not work exactly as it claimed and this lies with the banks who +introduce fractional reserve banking. This allows them to loan out more money +than they have in savings in order to increase their profits. This lowers the +rate of interest below its _"natural"_ (or equilibrium) rate and thus firms +get price signals which do not reflect the wishes of consumers for future +goods rather than current ones. This causes over-investment and, ultimately, a +crisis. This is because, eventually, interest rates must rise and projects +which were profitable at the lower rate of interest will no longer be so. The +moral of the theory is that if the actual rate of interest equalled the +_"natural"_ rate then a situation of _"neutral"_ money would be achieved and +so misdirections of production would be avoided, so ending the business cycle. + +As far as capitalist economics had a theory of the business cycle, this was it +and it was the dominant ideological position within the profession until +publication of Keynes' **The General Theory of Employment, Interest and +Money** in 1936. Politically, it was very useful as it recommended that the +state should do nothing during the crisis and this was the preferred position +of right-wing governments in America and Britain. It was forcefully argued by +"Austrian" economist Frederick von Hayek during the early 1930s, who was +repeating the earlier arguments of his mentor Ludwig von Mises and has been +repeated by their followers ever since. Yet, for some strange reason, they +almost always fail to mention that Hayek was roundly defeated in the +theoretical battles of the time by Keynesians. In fact, his former students +(including John Hicks and Nicholas Kaldor) showed how Hayek's theory was +flawed and he gave up business cycle research in the early 1940s for other +work. Kaldor's first critique (_"Capital Intensity and the Trade Cycle"_), for +example, resulted in Hayek completed rewriting his theory while Kaldor's +second article (_"Professor Hayek and the Concertina-effect"_) showed that +Hayek's Ricardo Effect was only possible under some very special circumstances +and so highly unlikely. [Kaldor, **Essays on Economic Stability and Growth**, +pp. 120-147 and pp. 148-176] + +Kaldor's critique was combined with an earlier critique by Piero Sraffa who +noted that Hayek's desire for _"neutral"_ money was simply impossible in any +real capitalist economy for _"a state of things in which money is 'neutral' is +identical with a state in which there is no money at all."_ Hayek _"completely +ignored"_ the fact that _"money is not only the medium of exchange, but also a +store of value"_ which _"amounts to assuming away the very object of the +inquiry."_ Sraffa also noted that the starting point of Hayek's theory was +flawed: _"An essential confusion . . . is the belief that the divergence of +rates is a characteristic of a money economy . . . If money did not exist, and +loans were made in terms of all sorts of commodities, there would be a single +rate which satisfies the conditions of equilibrium, but there might be at any +moment as many 'natural' rates of interest as there are commodities, though +they would not be 'equilibrium' rates. The 'arbitrary' action of the banks is +by no means a necessary condition for the divergence; if loans were made in +wheat and farmers (or for that matter the weather) 'arbitrarily changed' the +quantity of wheat produced, the actual rate of interes on loans in terms of +wheat would diverge from the rate on other commodities and there would be no +single equilibrium rate."_ [_"Dr. Hayek on Money and Capital,"_ pp. 42-53, +**The Economic Journal**, vol. 42, no. 165, p. 42, pp. 43-4 and p. 49] Hayek +admitted that this was a possibility, to which Sraffa replied: + +> _"only under conditions of equilibrium would there be a single rate, and +that when saving was in progress there would be at any one moment be many +'natural' rates, possibly as many as there are commodities; so that it would +be not merely difficult in practice, but altogether inconceivable, that the +money rate would be equal to 'the' natural rate . . . Dr. Hayek now +acknowledges the multiplicity of the 'natural' rates, but he has nothing more +to say on this specific point than that they 'all would be equilibrium rates.' +The only meaning (if it be a meaning) I can attach to this is that his maxim +of policy now requires that the money rate should be equal to all these +divergent natural rates."_ [_"A Rejoinder,"_ pp. 249-251, **Op. Cit.** Vol. +42, No. 166, p. 251] + +Then there was the practical suggestions that flowed from the analysis, namely +do nothing. It also implied that the best thing to do in a recession or +depression is not to spend, but rather to save as this will bring the savings +and loans back into the equilibrium position. Economist R. F. Kahn recounted +when Hayek presented his theory at a seminar in Cambridge University. His +presentation was followed by silence. Then Kahn asked the obvious question: +_"Is it your view that if I went out tomorrow and bought a new overcoat, that +would increase unemployment?"_ All that Hayek could offer in reply was the +unconvincing claim that to show why would require a complicated mathematical +argument. The notion that reducing consumption in a depression was the best +thing to do convinced few people and the impact of such saving should be +obvious, namely a collapse in demand for goods and services. Any savings +would, in the circumstances of a recession, be unlikely to be used for +investing. After all, which company would start increasing its capital stock +facing a fall in demand and which capitalist would venture to create a new +company during a depression? Unsurprisingly, few economists thought that +advocating a deflationary policy in the midst of the most severe economic +crisis in history made much sense. It may have been economic orthodoxy but +making the depression worse in order to make things better would have ensured +either the victory of fascism or some-sort of socialist revolution. + +Given these practical considerations and the devastating critiques inflicted +upon it, Keynesian theory became the dominant theme in economics (particularly +once it had been lobotomised of any ideas which threatened neo-classical +supremacy -- see [section C.8.1](secC8.html#secc81)). This has not, as noted, +stopped Hayek's followers repeating his theory to this day (nor has its roots +in equilibrium theory bothered them -- see [section +C.1.6](secC1.html#secc16)). Bearing this in mind, it is useful to discuss this +theory because it reflects the pre-Keynesian orthodoxy although we must stress +that our discussion of "Austrian" economics here should not be taken as +suggesting that they are a significant school of thought or that their +influence is large. Far from it -- they still remain on the sidelines of +economics where they were pushed after von Hayek's defeat in the 1930s. We use +them simply because they are the only school of thought which still subscribes +fully to the pre-Keynesian position. Most modern neo-classical economists pay +at least lip-service to Keynes. + +Take, for example, "Austrian" economist W. Duncan Reekie's argument that the +business cycle _"is generated by monetary expansion and contraction . . . When +new money is printed it appears as if the supply of savings has increased. +Interest rates fall and businessmen are misled into borrowing additional funds +to finance extra investment activity."_ This would be of _"no consequence"_ if +it had been the outcome of genuine saving _"but the change was government +induced . . . Capital goods industries will find their expansion has been in +error and malinvestments have been incurred"_ and so there has been _"wasteful +mis-investment due to government interference with the market."_ [**Markets, +Entrepreneurs and Liberty**, pp. 68-9] + +Yet the government does **not** force banks to make excessive loans and this +is the first, and most obvious, fallacy of argument. After all, what Reekie is +actually complaining about when he argues that _"state action"_ creates the +business cycle by creating excess money is that the state **allows** bankers +to meet the demand for credit by creating it. This makes sense, for how could +the state force bankers to expand credit by loaning more money than they have +savings? This is implicitly admitted when Reekie argues that _"[o]nce +fractional reserve banking is introduced, however, the supply of money +substitutes will include fiduciary media. The ingenuity of bankers, other +financial intermediaries and the endorsement and **guaranteeing of their +activities by governments and central banks** has ensured that the quantity of +fiat money is immense."_ [**Op. Cit.**, p. 73] As we will discuss in detail +below what is termed _"credit money"_ (created by banks) is an essential part +of capitalism and would exist without a system of central banks. This is +because money is created from within the system, in response to the needs of +capitalists. In a word, the money supply is endogenous. + +The second fallacy of this theory of the business cycle lies with the +assumption that the information provided by the interest rate itself is +sufficient in itself to ensure rational investment decisions, it that provides +companies and individuals with accurate information about how price changes +will affect future trends in production. Specifically, the claim is that +changes in interest rates (i.e. changes in the demand and supply of credit) +indirectly inform companies of the responses of their competitors. As John +O'Neill argues, the argument assumes _"that information about the panned +responses of producers in competition is indirectly distributed by changes in +interest rates: the planned increase in production by separate producers is +reflected in an increased demand for credit, and hence a rise in interest +rates."_ [**The Market**, p. 135] + +For example, if the price of tin rises, this will lead to an expansion in +investment in the tin industry to reap the higher profits this implies. This +would lead to a rise in interest rates as more credit is demanded. This rise +in interest rates lowers anticipated profits and dampens the expansion. The +expansion of credit stops this process by distorting the interest rate and so +stops it performing its economic function. This results in overproduction as +interest rates do not reflect **real** savings and so capitalists over-invest +in new capital, capital which appears profitable only because the interest +rate is artificially low. When the rate inevitably adjusts upwards towards its +"natural" value, the invested capital becomes unprofitable and so over- +investment appears. Hence, according to the argument, by eliminating state +control of money these negative effects of capitalism would disappear as the +credit system, if working correctly, will communicate all the relevant +information required by capitalists. + +_"However,"_ argues O'Neil, _"this argument is flawed. It is not clear that +the relevant information is communicated by changes in interest rates."_ This +is because interest rates reflect the general aggregate demand for credit in +an economy. However, the information which a **specific** company requires +_"if the over-expansion in the production of some good is to be avoided is not +the general level of demand for credit, but the level of demand amongst +competitors."_ It does not provide the relative demands in different +industries (the parallels with Sraffa's critique should be obvious). _"An +increase in the planned production of some good by a group of competitors will +be reflected in a proportional change in interest rates only if it is assumed +that the change in demand for credit by that group is identical with that +found in the economy as a whole, i.e. if rates of change in the demand for +credit are even throughout an economy. However, there is no reason to suppose +such an assumption is true, given the different production cycles of different +industries."_ This will produce differing needs for credit (in both terms of +amount and of intensity). _"Assuming uneven changes in the demand for credit"_ +between industries reflecting uneven changes in their requirements it is quite +possible for over-investment (and so over-production) to occur _"even if the +credit system is working 'satisfactorily'"_ (i.e., as it should in theory. The +credit system, therefore, _"does not communicate the relevant information"_ +and for this reason _"it is not the case that we must look to a departure from +an ideal credit system to explain the business cycle."_ [**Op. Cit.**, pp. +135-6] + +Another underlying assumption in this argument is that the economy is close to +equilibrium (a concept which "Austrian" economists claim to reject). After +all, rising interest rates will cause debt-servicing to become harder even if +it reflects the _"natural"_ rate. Equally, it also suggests that both banks +and firms are capable of seeing into the future. For even **if** the credit +market is working as postulated in the theory it does not mean that firms and +banks do not make mistakes nor experience unexpected market situations. In +such circumstances, firms may find it impossible to repay loans, credit chains +may start to break as more and more firms find themselves in economic +difficulties. Just because actual interest rates somehow equal the natural +rate does not make the future any more certain nor does it ensure that credit +is invested wisely. Crucially, it does not ensure that credit is not used to +inflate a bubble or add to over-investment in a specific sector of the +economy. To assume otherwise suggests the firms and banks rarely make mistakes +and that the accumulative impact of all decisions move an economy always +towards, and never away from, equilibrium. As Post-Keynesian Paul Davidson +dryly noted, _"Austrian subjectivists cannot have it both ways -- they cannot +argue for the importance of time, uncertainty, and money, and simultaneously +presume that plan or pattern co-ordination must exist and is waiting to be +discovered."__ [_"The economics of ignorance or the ignorance of economics?"_, +pp. 467-87, **Critical Review**, vol. 3, no. 3-4, p. 468] + +In other words, the notion that if the actual interest rate somehow equalled +the _"natural"_ one is not only rooted in equilibrium but also the neo- +classical notion of perfect knowledge of current and future events -- all of +which "Austrian" economists are meant to reject. This can be seen when Murray +Rothbard states that entrepreneurs _"are trained to forecast the market +correctly; they only make mass errors when governmental or bank intervention +distorts the 'signals' of the market."_ He even attacks Joseph Schumpeter's +crisis theory because, in effect, Schumpeter does not show how entrepreneurs +cannot predict the future (_"There is no explanation offered on the lack of +accurate forecasting . . . why were not the difficulties expected and +discounted?"_). [**America's Great Depression**, p. 48 and p. 70] Rothbard +does not ponder why bankers, who are surely entrepreneurs as well, make +**their** errors nor why the foresight of business people in an uncertain and +complex economy seems to fail them in the face of repeated actions of banks +(which they could, surely, have _"expected and discounted"_). This means that +the argument concerning distortions of the interest rate does not, as such, +explain the occurrence of over-investment (and so the business cycle). +Therefore, it cannot be claimed that removing state interference in the market +for money will also remove the business-cycle. + +However, these arguments do have an element of truth in them. Expansion of +credit above the _"natural"_ level which equates it with savings can and does +allow capital to expand further than it otherwise would and so **encourages** +over-investment (i.e. it builds upon trends already present rather than +**creating** them). While we have ignored the role of credit expansion in our +comments above to stress that credit is not fundamental to the business cycle, +it is useful to discuss this as it is an essential factor in real capitalist +economies. Indeed, without it capitalist economies would not have grown as +fast as they have. Credit is fundamental to capitalism and this is the last +fallacy in the pre-Keynesian argument. In a real economy, it is the most +important. Even assuming that the actual rate of interest **could** always +equal the equilibrium rate and that it reflected the natural rate of all +commodities and all industries, it would not matter as banks would always seek +to make profits by extending credit and so artificially lower the actual +interest rate during booms. To understand why, we need to explain the flaws in +the main laissez-faire approaches to money. + +There are three main approaches to the question of eliminating state control +of money in "free market" capitalist economics -- Monetarism, the 100% gold +reserve limit for banks and what is often called "free banking." All three are +associated with the right and all three are wrong. The first two are easy to +dismiss. Monetarism has been tried and has failed spectacularly in the early +1980s. As it was a key aspect of the neo-liberal war on working class people +at this time we will discuss its limitations as part of our account of this +period in [section C.8.3](secC8.html#secc83). + +The second option, namely imposing a 100% gold reserve limit for banks is +highly interventionist and so not remotely laissez-faire (why should the +banking industry be subject to state regulation unlike the rest?). Its logic +is simple, namely to ensure that banks do not make loans unless they have +sufficient savings to cover them all. In other words, it seeks to abolish the +credit cycle by abolishing credit by making banks keep 100% gold reserves +against notes. This, in effect, abolishes banking as an industry. Simply put +(and it seems strange to have to point this out to supporters of capitalism) +banks seek to make a profit and do so by providing credit. This means that any +capitalist system will be, fundamentally, one with credit money as banks will +always seek to make a profit on the spread between loan and deposit rates. It +is a necessity for the banking system and so non-fractional banking is simply +not possible. The requirement that banks have enough cash on hand to meet all +depositors demand amounts to the assertion that banks do not lend any money. A +100% reserve system is not a reformed or true banking system. It is the +abolition of the banking system. Without fractional reserves, banks cannot +make any loans of any kind as they would not be in a position to give their +clients their savings if they have made loans. Only someone completely +ignorant of a real capitalist economy could make such a suggestion and, +unsurprisingly, this position is held by members of the "Austrian" school +(particularly its minimum state wing). + +This leaves "free banking." This school of thought is, again, associated with +the "Austrian" school of economics and right-wing "libertarians" in general. +It is advocated by those who seek to eliminate fractional reserve banking but +balk by the regulations required by a 100% gold standard (Rothbard gets round +this by arguing this standard _"would be part and parcel of the general +libertarian legal prohibition against fraud."_ [**Op. Cit.**, p. 32]). It is +based on totally privatising the banking system and creating a system in which +banks and other private companies compete on the market to get their coins and +notes accepted by the general population. This position, it must be stressed, +is not the same as anarchist mutual banking as it is seen not as a way of +reducing usury to zero but rather as a means of ensuring that interest rates +work as they are claimed to do in capitalist theory. + +The "free banking" school argues that under competitive pressures, banks would +maintain a 100% ratio between the credit they provide and the money they issue +with the reserves they actually have. They argue that under the present +system, banks can create more credit than they have funds/reserves available +as the state exists as lender of last resort and so banks will count on it to +bail them out in bad times. Market forces would ensure the end of fractional +reserve banking and stop them pushing the rate of interest below its "natural +rate." So if banks were subject to market forces, it is argued, then they +would not generate credit money, interest rates would reflect the real rate +and so over-investment, and so crisis, would be a thing of the past. Knowing +that the state would not step in to save them will also force banks to be +prudent in their activities. + +This analysis, however, is flawed. We have noted one flaw above, namely the +problem that interest rates do not provide sufficient or correct information +for investment decisions. Thus relative over-investment could still occur. +Another problem is the endogenous nature of money and credit and the pressures +this puts on banks. As Steve Keen notes, Austrian economists think that _"the +current system of State money means that the money supply is entirely +exogenous and under the control of the State authorities. They then attribute +much of the cyclical behaviour of the economy to government meddling with the +money supply and the rate of interest."_ In contrast, Post-Keynesian +economists argue that _"though it may appear that the State controls the money +supply, the complex chain of causation in the finance sector actually works +backwards"_ with _"private banks and other credit-generating institutions +largely forc[ing] the State's hand. Thus the money supply is largely +endogenously determined by the market economy, rather than imposed upon it +exogenously by the State."_ He notes that the _"empirical record certainly +supports Post-Keynesians rather than Austrians on this point. Statistical +evidence about the leads and lags between the State-determined component of +money supply and broad credit show that the latter 'leads' the former."_ +[**Debunking Economics**, p. 303] Moreover, as our discussion of the failure +of Monetarism will show, central banks could **not** control the money supply +when they tried. + +To understand why, we need to turn to the ideas of the noted Post-Keynesian +economist Hyman Minsky. He created an analysis of the finance and credit +markets which gives an insight into why it is doubtful that even a "free +banking" system would resist the temptation to create credit money (i.e. +loaning more money than available savings). This model is usually called _"The +Financial Instability Hypothesis."_ + +Let us assume that the economy is going into the recovery period after a +crash. Initially firms would be conservative in their investment while banks +would lend within their savings limit and to low-risk investments. In this way +the banks do ensure that the interest rate reflects the "natural" rate. +However, this combination of a growing economy and conservatively financed +investment means that most projects succeed and this gradually becomes clear +to managers/capitalists and bankers. As a result, both managers and bankers +come to regard the present risk premium as excessive. New investment projects +are evaluated using less conservative estimates of future cash flows. This is +the foundation of the new boom and its eventual bust. In Minsky's words, +_"stability is destabilising."_ + +As the economy starts to grow, companies increasingly turn to external finance +and these funds are forthcoming because the banking sector shares the +increased optimism of investors. Let us not forget that banks are private +companies too and so seek profits as well. As Minsky argues, _"bankers live in +the same expectational climate as businessmen"_ and so _"profit-seeking +bankers will find ways of accommodating their customers . . . Banks and +bankers are not passive managers of money to lend or to invest; they are in +business to maximise profits."_ [quoted by L. Randall Wray, **Money and Credit +in Capitalist Economies**, p. 85] Providing credit is the key way of doing +this and so credit expansion occurs. If they did not, the boom would soon turn +into slump as investors would have no funds available for them and interest +rates would increase, thus forcing firms to pay more in debt repayment, an +increase which many firms may not be able to do or find difficult. This in +turn would suppress investment and so production, generating unemployment (as +companies cannot "fire" investments as easily as they can fire workers), so +reducing consumption demand along with investment demand, so deepening the +slump. + +To avoid this and to take advantage of the rising economy, bankers accommodate +their customers and generate credit rather than rise interest rates. In this +way they accept liability structures both for themselves and for their +customers _"that, in a more sober expectational climate, they would have +rejected."_ [Minsky, **Inflation, Recession and Economic Policy**, p. 123] The +banks innovate their financial products, in other words, in line with demand. +Firms increase their indebtedness and banks are more than willing to allow +this due to the few signs of financial strain in the economy. The individual +firms and banks increase their financial liability, and so the whole economy +moves up the liability structure. Like other businesses, banks operate in an +uncertain environment and have no way of knowing whether their actions will +increase the fragility within the economy or push it into crisis. + +The central banks, meanwhile, accommodate the banks activity. They do not and +cannot force them to create credit. Alan Holmes, a senior vice president at +the New York Federal Reserve, put the process this way: + +> _"In the real world, banks extend credit, creating deposits in the process, +and look for the reserves later. The question then becomes one of whether and +how the Federal Reserve will accommodate the demand for reserves. In the very +short run, the Federal Reserve has little or no choice about accommodating +that demand, over time, its influence can obviously be felt."_ [quoted by Doug +Henwood, **Wall Street**, p. 220] + +As long as profits exceed debt servicing requirements, the system will +continue to work. Eventually, though, interest rates rise as the existing +extension of credit appears too high to the banks or the central bank. This +affects all firms, from the most conservatively financed to the most +speculative, and "pushes" them up even higher up the liability structure. +Refinancing existing debts is made at the higher rate of interest, increasing +cash outflows and reducing demand for investment as the debt burden increases. +Conservatively financed firms can no longer can repay their debts easily, less +conservative ones fail to pay them and so on. The margin of error narrows and +firms and banks become more vulnerable to unexpected developments, such a new +competitors, strikes, investments which do not generate the expected rate of +return, credit becoming hard to get, interest rates increase and so on. In the +end, the boom turns to slump and firms and banks fail. The state then +intervenes to try and stop the slump getting worse (with varying degrees of +success and failure). + +Thus the generation of credit is a spontaneous process rooted in the nature of +capitalism and is fundamentally endogenous in nature. This means that the +business cycle is an inherent part of capitalism even if we assume that it is +caused purely by disequilibrium in the credit market. In other words, it is +more than likely that the credit market will be in disequilibrium like every +other market in any real capitalist economy -- and for the same reasons. As +such, the natural rate of interest relies on concepts of equilibrium that are +not only inconsistent with reality but also with the broader principles of +"Austrian" economic ideology. + +The "free banking" school reject this claim and argue that private banks in +competition would **not** do this as this would make them appear less +competitive on the market and so customers would frequent other banks (this is +the same process by which inflation would be solved). However, it is +**because** the banks are competing that they innovate -- if they do not, +another bank or company would in order to get more profits. Keynesian +economist Charles P. Kindleburger comments: + +> _"As a historical generalisation, it can be said that every time the +authorities stabilise or control some quantity of money. . . in moments of +euphoria more will be produced. Or if the definition of money is fixed in +terms of particular assets, and the euphoria happens to 'monetise' credit in +new ways that are excluded from the definition, the amount of money defined in +the old way will not grow, but its velocity will increase . . . fix any +[definition of money] and the market will create new forms of money in periods +of boom to get round the limit."_ [**Manias, Panics and Crashes**, p. 48] + +This can be seen from the fact that _"[b]ank notes . . . and bills of exchange +. . . were initially developed because of an inelastic supply of coin."_ Thus +monetary expansion _"is systematic and endogenous rather than random and +exogenous."_ [Kindleburger, **Op. Cit.**, p. 51 and p. 150] This means that +_"any shortage of commonly-used types [of money] is bound to lead to the +emergence of new types; indeed, this is how, historically, first bank notes +and the chequing account emerged."_ If the state tries to regulate one form of +money, _"lending and borrowing is diverted to other sources."_ [Nicholas +Kaldor, _"The New Monetarism"_, **The Essential Kaldor**, p. 481 and p. 482] +This means that the notion that abolishing central banking will result in the +use of gold and 100% reverses and so eliminate the business cycle is +misplaced: + +> _"This view overlooks the fact that the **emergence** of money-substitutes +\-- whether in the form of bank notes, bank accounts, or credit cards -- was a +spontaneous process, not planned or regulated 'from above' by some central +authority, and for that reason alone it is impossible to treat some arbitrary +definition of money (which included specific forms of such money-substitutes +in the definition of money) as an exogenous variable. The emergence of +surrogate money was a spontaneous process resulting from the development of +the banking system; this development brought a steady increase in the ratio of +money substitutes of 'real' money."_ [Nicholas Kaldor, **The Scourge of +Monetarism**, p. 44f] + +This process can be seen at work in Adam Smith's time. Then Scotland was based +on a competitive banking system in which baking firms issued their own money +and maintained their own reverse of gold. Yet, as Smith notes, they issued +more money than was available in the banks coffers: + +> _"Though some of those notes [the banks issued] are continually coming back +for payment, part of them continue to circulate for months and years together. +Though he [the banker] has generally in circulation, therefore, notes to the +extent of a hundred thousand pounds, twenty thousand pounds in gold and silver +may frequently be a sufficient provision for answering occasional demands."_ +[**The Wealth of Nations**, pp. 257-8] + +In other words, the competitive banking system did not, in fact, eliminate +fractional reserve banking. Ironically enough, Smith noted that _"the Bank of +England paid very dearly, not only for its own imprudence, but for the much +greater imprudence of almost all of the Scotch [sic!] banks."_ Thus the +central bank was more conservative in its money and credit generation than the +banks under competitive pressures! Indeed, Smith argues that the banking +companies did not, in fact, act in line with their interests as assumed by the +"free banking" school for _"had every particular banking company always +understood and attended to its own particular interest, the circulation never +could have been overstocked with paper money. But every particular baking +company has not always understood and attended to its own particular interest, +and the circulation has frequently been overstocked with paper money."_ Thus +we have reserve banking plus bankers acting in ways opposed to their +_"particular interest"_ (i.e. what economists consider to be their actual +self-interest rather than what the bankers actually thought was their self- +interest!) in a system of competitive banking. Why could this be the case? +Smith mentions, in passing, a possible reason. He notes that _"the high +profits of trade afforded a great temptation to over-trading"_ and that while +a _"multiplication of banking companies . . . increases the security of the +public"_ by forcing them _"to be more circumspect in their conduct"_ it also +_"obliges all bankers to be more liberal in their dealings with their +customers, lest their rivals should carry them away."_ [**Op. Cit.**, p. 269, +p. 267, p. 274 and p. 294] + +Thus the banks were pulled in two directions at once, to accommodate their +loan customers and make more profits while being circumspect in their +activities to maintain sufficient reserves for the demands of their savers. +Which factor prevails would depend on the state of the economy, with up-swings +provoking liberal lending (as described by Minsky). Moreover, given that +credit generation is meant to produce the business cycle, it is clear from the +case of Scotland that competitive banking would not, in fact, stop either. +This also was the case with 19th century America, which did not have a central +bank for most of that period and that _"left the volatile US financial system +without any kind of lender of last resort, but in booms all kinds of funny +money passed."_ This lead to _"thousands of decentralised banks . . . hoarding +reserves"_ and so _"starving the system of liquidity precisely at the moment +it was most badly needed"_ while _"the up cycles were also extraordinary, +powered by loose credit and kinky currencies (like privately issued +banknotes)."_ [Doug Henwood, **Op. Cit.**, p. 93 and p. 94] + +As Nicholas Kaldor argued, _"the essential function of banks in the creation +of 'finance' (or credit) was well understood by Adam Smith, who . . . regarded +branch-banking as a most important invention for the enrichment of society. He +described how, as a result of the finance banks were able to place at the +disposal of producers, the real income of Scotland doubled or trebled in a +remarkably short time. Expressed in Keynesian terms, the 'finance' provided by +banks made it possible to increase investments ahead of income or savings, and +to provide the savings counterpart of the investment out of the additional +income generated through a multiplier process by the additional spending."_ +This process, however, was unstable which naturally lead to the rise of +central banks. _"Since the notes issued by some banks were found more +acceptable than those of others, giving rise to periodic payments crises and +uncertainty, it was sooner or later everywhere found necessary to concentrate +the right of issuing bank notes in the hands of a single institution."_ [_"How +Monetarism Failed,"_ **Further Essays on Economic Theory and Policy**, p. 181] +In addition, from an anarchist perspective, no ruling class wants economic +instability to undermine its wealth and income generating ability (Doug +Henwood provides a useful summary of this process, and the arguments used to +justify it within the American ruling class, for the creation of the US +Federal Reserve at the start of the 20th century. [**Wall Street**, pp. +92-5]). Nor would any ruling class want too easy credit undermining its power +over the working class by holding down unemployment too long (or allowing +working class people to create their own financial institutions). + +Thus the over supply of credit, rather than being the **cause** of the crisis +is actually a symptom. Competitive investment drives the business cycle +expansion, which is allowed and encouraged by the competition among banks in +supplying credit. Such expansion complements -- and thus amplifies \-- other +objective tendencies towards crisis, such as over-investment and +disportionalities. In other words, a pure "free market" capitalism would still +have a business cycle as this cycle is caused by the nature of capitalism, not +by state intervention. In reality (i.e. in "actually existing" capitalism), +state manipulation of money (via interest rates) is essential for the +capitalist class as it allows indirect profit-generating activity, such as +ensuring a "natural" level of unemployment to keep profits up, an acceptable +level of inflation to ensure increased profits, and so forth, as well as +providing a means of tempering the business cycle, organising bailouts and +injecting money into the economy during panics. Ultimately, if state +manipulation of money caused the problems of capitalism, we would not have +seen the economic successes of the post-war Keynesian experiment or the +business cycle in pre-Keynesian days and in countries which had a more free +banking system (for example, nearly half of the late 19th century in the US +was spent in periods of recession and depression, compared to a fifth since +the end of World War II). + +It is true that all crises have been preceded by a speculatively-enhanced +expansion of production and credit. This does not mean, however, that crisis +**results** from speculation and the expansion of credit. The connection is +not causal in free market capitalism. The expansion and contraction of credit +is a mere symptom of the periodic changes in the business cycle, as the +decline of profitability contracts credit just as an increase enlarges it. So +while there are some similarities in the pre-Keynesian/"Austrian" theory and +the radical one outlined here, the key differences are two-fold. Firstly, the +pro-capitalist theory argues that it is possible for capitalist banks **not** +to act, well, like capitalists if subject to competition (or regulated +enough). This seems highly unlikely and fits as badly into their general +theories as the notion that disequilibrium in the credit market is the root of +the business cycle. Secondly, the radical position stresses that the role of +credit reflect deeper causes. Paul Mattick gives the correct analysis: + +> _"[M]oney and credit policies can themselves change nothing with regard to +profitability or insufficient profits. Profits come only from production, from +the surplus value produced by workers . . . The expansion of credit has always +been taken as a sign of a coming crisis, in the sense that it reflected the +attempt of individual capital entities to expand despite sharpening +competition, and hence survive the crisis. . . Although the expansion of +credit has staved off crisis for a short time, it has never prevented it, +since ultimately it is the real relationship between total profits and the +needs of social capital to expand in value which is the decisive factor, and +that cannot be altered by credit."_ [**Economics, Politics and the Age of +Inflation**, pp. 17-18] + +In short, the apologists of capitalism confuse the symptoms for the disease. + +The cyclical movements on the real side of the economy will be enhanced (both +upwards and downwards) by events in its financial side and this may result in +greater amplitudes in the cycle but the latter does not create the former. +Where there _"is no profit to be had, credit will not be sought."_ While +extension of the credit system _"can be a factor deferring crisis, the actual +outbreak of crisis makes it into an aggravating factor because of the larger +amount of capital that must be devalued."_ [Paul Mattick, **Economic Crisis +and Crisis Theory**, p. 138] But this is also a problem facing competing +private companies using the gold standard. The money supply reflects the +economic activity within a country and if that supply cannot adjust, interest +rates rise and provoke a crisis. Thus the need for a flexible money supply (as +desired, for example, by Mutualists and the US Individualist Anarchists). + +It must always be remembered that a loan is not like other commodities. Its +exchange value is set by its use value. As its use value lies in investing and +so generating a stream of income, the market rate of interest is governed by +the average expectations of profits for the capitalist class. Thus credit is +driven by its **perceived** use-value rather than its cost of production or +the amount of money a bank has. Its possible use value reflects the +prospective exchange-values (prices and profits) it can help produce. This +means that uncertainty and expectations play a key role in the credit and +financial markets and these impact on the real economy. This means that money +can **never** be neutral and so capitalism will be subject to the business +cycle and so unemployment will remain a constant threat over the heads of +working class people. In such circumstances, the notion that capitalism +results in a level playing field for classes is simply not possible and so, +except in boom times, working class will be at a disadvantage on the labour +market. + +To sum up, _"[i]t is not credit but only the increase in production made +possible by it that increases surplus value. It is then the rate of +exploitation which determines credit expansion."_ [Paul Mattick, **Economics, +Politics and the Age of Inflation**, p. 18] Hence credit money would increase +and decrease in line with capitalist profitability, as predicted in capitalist +economic theory. But this could not affect the business cycle, which has its +roots in production for capital (i.e. profit) and capitalist authority +relations, to which the credit supply would obviously reflect, and not vice +versa. + +## C.8.1 Does this mean that Keynesianism works? + +If state interference in credit generation does not cause the business cycle, +does that mean Keynesianism capitalism can work? Keynesian economics, as +opposed to free market capitalism, maintains that the state can and should +intervene in the economy in order to stop economic crises from occurring. Can +it work? To begin to answer that question, we must first quickly define what +is meant by Keynesianism as there are different kinds of Keynesianist policies +and economics. + +As far as economics goes, Keynes' co-worker Joan Robinson coined the phrase +_"Bastard Keynesianism"_ to describe the vulgarisation of his economics and +its stripping of all aspects which were incompatible with the assumptions of +neo-classical economics. Thus the key notion of uncertainty was eliminated and +his analysis of the labour market reduced to the position he explicitly +rejected, namely that unemployment was caused by price rigidities. This +process was aided by the fact that Keynes retained significant parts of the +neo-classical position in his analysis and argued that the role of the state +was limited to creating the overall conditions necessary to allow the neo- +classical system to come _"into its own again"_ and allow capitalism _"to +realise the full potentialities of production."_ [**The General Theory**, pp. +378-9] Unlike many of his more radical followers, Keynes was blind to real +nature of capitalism as a class based system and so failed to understand the +functional role that unemployment plays within it (see [section +C.1.5](secC5.html#secc15)). + +However, the context in which Keynes worked explains much. Faced with the dire +situation capitalism faced during the 1930s, he presented a new theoretical +analysis of capitalism that both explained the crisis and suggested policies +that would, without interfering with its general principles, end it. Keynes' +work was aided both by the practical failure of traditional solutions and +growing fear of revolution and so even the most died-in-the-wool neo-classical +economists could not keep his theory from being tried. When it appeared to +work that, on one level, ended the argument. However, at a deeper level, at +the level of theory, the struggle was just beginning. As the neo-classical +(and Austrian) tradition is axiom-led rather than empirically-led (otherwise +their axioms would have been abandoned long ago), the mere fact that +capitalism was in crisis and that Keynes had presented a theory more in line +with the reality was not enough to change mainstream economics. From the +start, neo-classical economists began their counter-attack. Led by Paul +Samuelson in the US and John Hicks in the UK, they set about making Keynes' +theories safe for neo-classical economics. They did this by using mathematics +on a part of his theory, leaving out all those bits that were inconsistent +with neo-classical axioms. This bowdlerised version of Keynes soon became the +standard in undergraduate courses. + +The fate of Keynes reinforces the comment of French revolutionary Louis de +Saint-Just that _"those who make revolution half way only dig their own +graves."_ Keynes ideas were only a partial break with the neo-classical +orthodoxy and, as such, allowed the basis for the neo-classical-Keynesian +synthesis which dominated post-war economics until the mid-1970s as well as +giving the Monetarist counter-revolution space to grow. Perhaps this partial +break is understandable, given the dominance of neo-classical ideas in the +economics profession it may have been too much to expect them to renounce all +their dogmas yet it ensured that any developments towards an economics based +on science rather than ideology would be resigned to the sidelines. + +It is important to stress that Keynes was, first and foremost, a supporter of +capitalism. He aimed to save it, not to end it. As he put it the _"**class +war** will find me on the side of the educated bourgeoisie."_ [quoted by +Henwood, **Wall Street**, p. 212] That he presented a more accurate picture of +capitalism and exposed some of the contradictions within neo-classical +economics is part of the reason he was and is so hated by many on the right, +although his argument that the state should limit some of the power of +individual firms and capitalists and redistribute some income and wealth was a +far more important source of that hatred. That he helped save capitalism from +itself (and secure their fortunes) did not seem to concern his wealthy +detractors. They failed to understand Keynes often sounded more radical than +he actually was. Doug Henwood gives a good overview of Keynes' ideas (and +limitations) in chapter 5 of his book **Wall Street**. + +What of Keynesian policies? The _"Bastard Keynesianism"_ of the post-war +period (for all its limitations) did seem to have some impact on capitalism. +This can be seen from comparing Keynesianism with what came before. The more +laissez-faire period was nowhere near as stable as modern day supporters of +free(r) market capitalists like to suggest. There were continual economic +booms and slumps. The last third of the 19th century (often considered as the +heyday of private enterprise) was a period of profound instability and anxiety +as it _"was characterised by violent booms and busts, in nearly equal measure, +since almost half the period was one of panic and depression."_ American spent +nearly half of the late 19th century in periods of recession and depression. +By way of comparison, since the end of world war II, only about a fifth of the +time has been. [Doug Henwood, **Wall Street**, p. 94 and p. 54] Between 1867 +and 1900 there were 8 complete business cycles. Over these 396 months, the +economy expanded during 199 months and contracted during 197. Hardly a sign of +great stability. Overall, the economy went into a slump, panic or crisis in +1807, 1817, 1828, 1834, 1837, 1854, 1857, 1873, 1882, and 1893 (in addition, +1903 and 1907 were also crisis years). + +Then there is what is often called the _"Golden Age of Capitalism,"_ the boom +years of (approximately) 1945 to 1975. This post-war boom presents compelling +evidence that Keynesianism can effect the business cycle for the better by +reducing its tendency to develop into a full depression. By intervening in the +economy, the state would reduce uncertainty for capitalists by maintaining +overall demand which will, in turn, ensure conditions where they will invest +their money rather than holding onto it (what Keynes termed _"liquidity- +preference"_). In other words, to create conditions where capitalists will +desire to invest and ensure the willingness on the part of capitalists to act +as capitalists. + +This period of social Keynesianism after the war was marked by reduced +inequality, increased rights for working class people, less unemployment, a +welfare state you could actually use and so on. Compared to present-day +capitalism, it had much going for it. However, Keynesian capitalism is still +capitalism and so is still based upon oppression and exploitation. It was, in +fact, a more refined form of capitalism, within which the state intervention +was used to protect capitalism from itself while trying to ensure that working +class struggle against it was directed, via productivity deals, into keeping +the system going. For the population at large, the general idea was that the +welfare state (especially in Europe) was a way for society to get a grip on +capitalism by putting some humanity into it. In a confused way, the welfare +state was promoted as an attempt to create a society in which the economy +existed for people, not people for the economy. + +While the state has always had a share in the total surplus value produced by +the working class, only under Keynesianism is this share increased and used +actively to manage the economy. Traditionally, placing checks on state +appropriation of surplus value had been one of the aims of classical +capitalist thought (simply put, cheap government means more surplus value +available for capitalists to compete for). But as capital has accumulated, so +has the state increased and its share in social surplus (for control over the +domestic enemy has to be expanded and society protected from the destruction +caused by free market capitalism). It must be stressed that state intervention +was not **totally** new for _"[f]rom its origins, the United States had relied +heavily on state intervention and protection for the development of industry +and agriculture, from the textile industry in the early nineteenth century, +through the steel industry at the end of the century, to computers, +electronics, and biotechnology today. Furthermore, the same has been true of +every other successful industrial society."_ [Noam Chomsky, **World Orders, +Old and New**, p. 101] The difference was that such state action was directed +to social goals as well as bolstering capitalist profits (much to the hatred +of the right). + +The roots of the new policy of higher levels and different forms of state +intervention lie in two related factors. The Great Depression of the 1930s had +lead to the realisation that attempts to enforce widespread reductions in +money wages and costs (the traditional means to overcome depression) simply +did not work. As Keynes stressed, cutting wages reduced prices and so left +real wages unaffected. Worse, it reduced aggregate demand and lead to a +deepening of the slump (see [section C.9.1](secC9.html#secc91) for details). +This meant that leaving the market to solve its own problems would make things +a lot worse before they became better. Such a policy would, moreover, be +impossible because the social and economic costs would have been too +expensive. Working class people simply would not tolerate more austerity +imposed on them and increasingly took direct action to solve their problems. +For example, America saw a militant strike wave involving a half million +workers in 1934, with factory occupations and other forms of militant direct +action commonplace. It was only a matter of time before capitalism was either +ended by revolution or saved by fascism, with neither prospect appealing to +large sections of the ruling class. + +So instead of attempting the usual class war (which may have had revolutionary +results), sections of the capitalist class thought a new approach was +required. This involved using the state to manipulate demand in order to +increase the funds available for capital. By means of demand bolstered by +state borrowing and investment, aggregate demand could be increased and the +slump ended. In effect, the state acts to encourage capitalists to act like +capitalists by creating an environment when they think it is wise to invest +again. As Paul Mattick points out, the _"additional production made possible +by deficit financing does appear as additional demand, but as demand +unaccompanied by a corresponding increase in total profits. . . [this] +functions immediately as an increase in demand that stimulates the economy as +a whole and can become the point for a new prosperity"_ if objective +conditions allow it. [**Economic Crisis and Crisis Theory**, p. 143] + +State intervention can, in the short term, postpone crises by stimulating +production. This can be seen from the in 1930s New Deal period under Roosevelt +when the economy grew five years out of seven compared to it shrinking every +year under the pro-laissez-faire Republican President Herbert Hoover (under +Hoover, the GNP shrank an average of -8.4 percent a year, under Roosevelt it +grew by 6.4 percent). The 1938 slump after 3 years of growth under Roosevelt +was due to a decrease in state intervention: + +> _"The forces of recovery operating within the depression, as well as the +decrease in unemployment via public expenditures, increased production up to +the output level of 1929. This was sufficient for the Roosevelt administration +to drastically reduce public works . . . in a new effort to balance the budget +in response to the demands of the business world. . . The recovery proved to +be short-lived. At the end of 1937 the Business Index fell from 110 to 85, +bringing the economy back to the state in which it had found itself in 1935 . +. . Millions of workers lost their jobs once again."_ [Paul Mattick, +**Economics, Politics and the Age of Inflation**, p. 138] + +The rush to war made Keynesian policies permanent. With the success of state +intervention during the second world war, Keynesianism was seen as a way of +ensuring capitalist survival. The resulting boom is well known, with state +intervention being seen as the way of ensuring prosperity for all sections of +society. It had not fully recovered from the Great Depression and the boom +economy during the war had obviously contrasted deeply with the stagnation of +the 1930s. Plus, of course, a militant working class, which had put up with +years of denial in the struggle against fascist-capitalism would not have +taken lightly to a return to mass unemployment and poverty. Capitalism had to +turn to continued state intervention as it is not a viable system. So, +politically and economically a change was required. This change was provided +by the ideas of Keynes, a change which occurred under working class pressure +but in the interests of the ruling class. + +So there is no denying that for a considerable time, capitalism has been able +to prevent the rise of depressions which so plagued the pre-war world and that +this was accomplished by government interventions. This is because +Keynesianism can serve to initiate a new prosperity and postpone crisis by +state intervention to bolster demand and encourage profit investment. This can +mitigate the conditions of crisis, since one of its short-term effects is that +it offers private capital a wider range of action and an improved basis for +its own efforts to escape the shortage of profits for accumulation. In +addition, Keynesianism can fund Research and Development in new technologies +and working methods (such as automation) which can increase profits, guarantee +markets for goods as well as transferring wealth from the working class to +capital via indirect taxation and inflation. In the long run, however, +Keynesian _"management of the economy by means of monetary and credit policies +and by means of state-induced production must eventually find its end in the +contradictions of the accumulation process."_ [Paul Mattick, **Op. Cit.**, p. +18] This is because it cannot stop the tendency to (relative) over-investment, +disproportionalities and profits squeeze we outlined in [section +C.7](secC7.html). In fact, due to its maintenance of full employment it +increases the possibility of a crisis arising due to increased workers' power +at the point of production. + +So, these interventions did not actually set aside the underlying causes of +economic and social crisis. The modifications of the capitalist system could +not totally countermand the subjective and objective limitations of a system +based upon wage slavery and social hierarchy. This can be seen when the rosy +picture of post-war prosperity changed drastically in the 1970s when economic +crisis returned with a vengeance, with high unemployment occurring along with +high inflation. This soon lead to a return to a more "free market" capitalism +with, in Chomsky's words, _"state protection and public subsidy for the rich, +market discipline for the poor."_ This process and its aftermath are discussed +in the [next section](secC8.html#secc82). + +## C.8.2 What happened to Keynesianism in the 1970s? + +Basically, the subjective and objective limitations to Keynesianism we +highlighted in the [last section](secC8.html#secc81) were finally reached in +the early 1970s. It, in effect, came into conflict with the reality of +capitalism as a class and hierarchical system. It faced either revolution to +increase popular participation in social, political and economic life (and so +eliminate capitalist power), an increase in social democratic tendencies (and +so become some kind of democratic state capitalist regime) or a return to +free(r) market capitalist principles by increasing unemployment and so placing +a rebellious people in its place. Under the name of fighting inflation, the +ruling class unsurprisingly picked the latter option. + +The 1970s are a key time in modern capitalism. In comparison to the two +previous decades, it suffered from high unemployment and high inflation rates +(the term stagflation is usually used to describe this). This crisis was +reflected in mass strikes and protests across the world. Economic crisis +returned, with the state interventions that for so long kept capitalism +healthy either being ineffective or making the crisis worse. In other words, a +combination of social struggle and a lack of surplus value available to +capital resulted in the breakdown of the successful post-war consensus. Both +subjected the _"Bastard Keynesianism"_ of the post-war period to serious +political and ideological challenges. This lead to a rise in neo-classical +economic ideology and the advocating of free(r) market capitalism as the +solution to capitalism's problems. This challenge took, in the main, the form +of Milton Friedman's Monetarism. + +The roots and legacy of this breakdown in Keynesianism are informative and +worth analysing. The post-war period marked a distinct change for capitalism, +with new, higher levels of state intervention. The mix of intervention +obviously differed from country to country, based upon the needs and +ideologies of the ruling parties and social elites as well as the impact of +social movements and protests. In Europe, nationalisation was widespread as +inefficient capital was taken over by the state and reinvigorated by state +funding while social spending was more important as Social Democratic parties +attempted to introduce reforms. Chomsky describes the process in the USA: + +> _"Business leaders recognised that social spending could stimulate the +economy, but much preferred the military Keynesian alternative -- for reasons +having to do with privilege and power, not 'economic rationality.' This +approach was adopted at once, the Cold War serving as the justification. . . . +The Pentagon system was considered ideal for these purposes. It extends well +beyond the military establishment, incorporating also the Department of +Energy. . . and the space agency NASA, converted by the Kennedy administration +to a significant component of the state-directed public subsidy to advanced +industry. These arrangements impose on the public a large burden of the costs +of industry (research and development, R&D;) and provide a guaranteed +market for excess production, a useful cushion for management decisions. +Furthermore, this form of industrial policy does not have the undesirable +side-effects of social spending directed to human needs. Apart from unwelcome +redistributive effects, the latter policies tend to interfere with managerial +prerogatives; useful production may undercut private gain, while state- +subsidised waste production. . . is a gift to the owner and manager, to whom +any marketable spin-offs will be promptly delivered. Social spending may also +arouse public interest and participation, thus enhancing the threat of +democracy. . . The defects of social spending do not taint the military +Keynesian alternative. For such reasons, **Business Week** explained, 'there's +a tremendous social and economic difference between welfare pump-priming and +military pump-priming,' the latter being far preferable."_ [**World Orders, +Old and New**, pp. 100-1] + +Over time, social Keynesianism took increasing hold even in the USA, partly in +response to working class struggle, partly due to the need for popular support +at elections and partly due to _"[p]opular opposition to the Vietnam war +[which] prevented Washington from carrying out a national mobilisation . . . +which might have made it possible to complete the conquest without harm to the +domestic economy. Washington was forced to fight a 'guns-and-butter' war to +placate the population, at considerable economic cost."_ [Chomsky, **Op. +Cit.**, pp. 157-8] + +Social Keynesianism directs part of the total surplus value to workers and +unemployed while military Keynesianism transfers surplus value from the +general population to capital and from capital to capital. This allows +R&D; and capital to be publicly subsidised, as well as essential but +unprofitable capital to survive. As long as real wages did not exceed a rise +in productivity, Keynesianism would continue. However, both functions have +objective limits as the transfer of profits from successful capital to +essential, but less successful, or long term investment can cause a crisis is +there is not enough profit available to the system as a whole. The surplus +value producing capital, in this case, would be handicapped due to the +transfers and cannot respond to economic problems as freely as before. This +was compounded by the world becoming economically "tripolar," with a +revitalised Europe and a Japan-based Asian region emerging as major economic +forces. This placed the USA under increased pressure, as did the Vietnam War. +Increased international competition meant the firms were limited in how they +could adjust to the increased pressures they faced in the class struggle. + +This factor, class struggle, cannot be underestimated. In fact, the main +reason for the 1970s breakdown was social struggle by working people. The only +limit to the rate of growth required by Keynesianism to function is the degree +to which final output consists of consumption goods for the presently employed +population instead of investment. As long as wages rise in line with +productivity, capitalism does well and firms invest (indeed, investment is the +most basic means by which work, i.e. capitalist domination, is imposed). +However, faced with a workforce which is able to increase its wages and resist +the introduction of new technologies then capitalism will face a crisis. The +net effect of full employment was the increased rebellious of the working +class (both inside and outside the workplace). This struggle was directed +against hierarchy in general, with workers, students, women, ethnic groups, +anti-war protesters and the unemployed all organising successful struggles +against authority. This struggle attacked the hierarchical core of capitalism +as well as increasing the amount of income going to labour, resulting in a +profit squeeze (see [section C.7](secC7.html)). By the 1970s, capitalism and +the state could no longer ensure that working class struggles could be +contained within the system. + +This profits squeeze reflected the rise in inflation. While it has become +commonplace to argue that Keynesianism did not predict the possibility of +exploding inflation, this is not entirely true. While Keynes and the +mainstream Keynesians failed to take into account the impact of full +employment on class relations and power, his left-wing followers did not. +Influenced by Michal Kalecki, the argued that full employment would impact on +power at the point of production and, consequently, prices. To quote Joan +Robinson from 1943: + +> _"The first function of unemployment (which has always existed in open or +disguised forms) is that it maintains the authority of master over man. The +master has normally been in a position to say: 'If you don't want the job, +there are plenty of others who do.' When the man can say: 'If you don't want +to employ me, there are plenty of others who will', the situation is radically +altered. One effect of such a change might be to remove a number of abuses to +which the workers have been compelled to submit in the past . . . [Another is +that] the absence of fear of unemployment might go further and have a +disruptive effect upon factory discipline . . . [He may] us[e] his newly-found +freedom from fear to snatch every advantage that he can . . . + +> + +> "The change in the workers' bargaining position which would follow from the +abolition of unemployment would show itself in another and more subtle way. +Unemployment . . . has not only the function of preserving discipline in +industry, but also indirectly the function of preserving the value of money . +. . there would be a constant upward pressure upon money wage-rates . . . the +vicious spiral of wages and prices might become chronic . . . if it moved too +fast, it might precipitate a violent inflation."_ [**Collected Economic +Papers**, vol. 1, pp. 84-5] + +Thus left-wing Keynesians (who later founded the Post-Keynesian school of +economics) recognised that capitalists _"could recoup themselves for rising +costs by raising prices."_ [**Op. Cit.**, p. 85] This perspective was +reflected in a watered-down fashion in mainstream economics by means of the +Philips Curve. When first suggested in the 1958, this was taken to indicate a +stable relationship between unemployment and inflation. As unemployment fell, +inflation rose. This relationship fell apart in the 1970s, as inflation rose +as unemployment rose. + +Neo-classical (and other pro-"free market" capitalist) economics usually +argues that inflation is purely a monetary phenomenon, the result of there +being more money in circulation than is needed for the sale of the various +commodities on the market. This was the position of Milton Friedman and his +Monetarist school during the 1960s and 1970s. However, this is not true. In +general, there is no relationship between the money supply and inflation. The +amount of money can increase while the rate of inflation falls, for example +(as we will discuss in the [next section](secC8.html#secc83), Monetarism +itself ironically proved there is no relationship). Inflation has other roots, +namely it is _"an expression of inadequate profits that must be offset by +price and money policies . . . Under any circumstances, inflation spells the +need for higher profits."_ [Paul Mattick, **Economics, Politics and the Age of +Inflation**, p. 19] Inflation leads to higher profits by making labour +cheaper. That is, it reduces _"the real wages of workers. . . [which] directly +benefits employers. . . [as] prices rise faster than wages, income that would +have gone to workers goes to business instead."_ [J. Brecher and T. Costello, +**Common Sense for Hard Times**, p. 120] + +Inflation, in other words, is a symptom of an on-going struggle over income +distribution between classes. It is caused when capitalist profit margins are +reduced (for whatever reason, subjective or objective) and the bosses try to +maintain them by increasing prices, i.e. by passing costs onto consumers. This +means that it would be wrong to conclude that wage increases "cause" inflation +as such. To do so ignores the fact that workers do not set prices, capitalists +do. Any increase in costs could, after all, be absorbed by lowering profits. +Instead working class people get denounced for being "greedy" and are +subjected to calls for "restraint" \-- in order for their bosses to make +sufficient profits! As Joan Robinson put it, while capitalist economies denies +it (unlike, significantly, Adam Smith) there is an _"inflationary pressure +that arises from an increase in the share of gross profits in gross income. +How are workers to be asked to accept 'wage restraint' unless there is a +restraint on profits? . . . unemployment is the problem. If it could be +relived by tax cuts, generating purchasing power, would not a general cut in +profit margins be still more effective? These are the questions that all the +rigmarole about marginal productivity is designed to prevent us from +discussing."_ [**Collected Economic Papers**, vol. 4, p. 134] + +Inflation and the response by the capitalist class to it, in their own ways, +shows the hypocrisy of capitalism. After all, wages are increasing due to +"natural" market forces of supply and demand. It is the **capitalists** who +are trying to buck the market by refusing to accept lower profits caused by +conditions on it. Obviously, to use Benjamin Tucker's expression, under +capitalism market forces are good for the goose (labour) but bad for the +gander (capital). The so-called "wages explosion" of the late 1960s was a +symptom of this shift in class power away from capital and to labour which +full employment had created. The growing expectations and aspirations of +working class people led them not only to demand more of the goods they +produced, it had start many questioning why social hierarchies were needed in +the first place. Rather than accept this as a natural outcome of the eternal +laws of supply and demand, the boss class used the state to create a more +favourable labour market environment (as, it should be stressed, it has always +done). + +This does not mean that inflation suits all capitalists equally (nor, +obviously, does it suit those social layers who live on fixed incomes and who +thus suffer when prices increase but such people are irrelevant in the eyes of +capital). Far from it -- during periods of inflation, lenders tend to lose and +borrowers tend to gain. The opposition to high levels of inflation by many +supporters of capitalism is based upon this fact and the division within the +capitalist class it indicates. There are two main groups of capitalists, +finance capitalists and industrial capitalists. The latter can and do benefit +from inflation (as indicated above) but the former sees high inflation as a +threat. When inflation is accelerating it can push the real interest rate into +negative territory and this is a horrifying prospect to those for whom +interest income is fundamental (i.e. finance capital). In addition, high +levels of inflation can also fuel social struggle, as workers and other +sections of society try to keep their income at a steady level. As social +struggle has a politicising effect on those involved, a condition of high +inflation could have serious impacts on the political stability of capitalism +and so cause problems for the ruling class. + +How inflation is viewed in the media and by governments is an expression of +the relative strengths of the two sections of the capitalist class and of the +level of class struggle within society. For example, in the 1970s, with the +increased international mobility of capital, the balance of power came to rest +with finance capital and inflation became the source of all evil. This shift +of influence to finance capital can be seen from the rise of rentier income. +The distribution of US manufacturing profits indicate this process -- +comparing the periods 1965-73 to 1990-96, we find that interest payments rose +from 11% to 24%, dividend payments rose from 26% to 36% while retained +earnings fell from 65% to 40%. Given that retained earnings are the most +important source of investment funds, the rise of finance capital helps +explain why, in contradiction to the claims of the right-wing, economic growth +has become steadily worse as markets have been liberalised -- funds that could +have been resulted in real investment have ended up in the finance machine. In +addition, the waves of strikes and protests that inflation produced had +worrying implications for the ruling class as they showed a working class able +and willing to contest their power and, perhaps, start questioning **why** +economic and social decisions were being made by a few rather than by those +affected by them. However, as the underlying reasons for inflation remained +(namely to increase profits) inflation itself was only reduced to acceptable +levels, levels that ensured a positive real interest rate and acceptable +profits. + +Thus, Keynesianism sowed the seeds of its own destruction. Full employment had +altered the balance of power in the workplace and economy from capital to +labour. The prediction of socialist economist Michal Kalecki that full +employment would erode social discipline had become true (see [section +B.4.4](secB4.html#secb44)). Faced with rising direct and indirect costs due to +this, firms passed them on to consumers. Yet consumers are also, usually, +working class and this provoked more direct action to increase real wages in +the face of inflation. Within the capitalist class, finance capital was +increasing in strength at the expense of industrial capital. Facing the +erosion of their loan income, states were subject to economic pressures to +place fighting inflation above maintaining full employment. While Keynes had +hoped that _"the rentier aspect of capitalism [was] a transitional phase"_ and +his ideas would lead to _"the euthanasia of the rentier,"_ finance capital was +not so willing to see this happen. [**The General Theory**, p. 376] The 1970s +saw the influence of an increasingly assertive finance capital rise at a time +when significant numbers within ranks of industrial capitalists were sick of +full employment and wanted compliant workers again. The resulting recessions +may have harmed individual capitalists (particularly smaller ones) but the +capitalist class as a whole did very well of them (and, as we noted in +[section B.2](secB2.html), one of the roles of the state is to manage the +system in the interests of the capitalist class **as a whole** and this can +lead it into conflict with **some** members of that class). Thus the +maintenance of sufficiently high unemployment under the mantra of fighting +inflation as the de facto state policy from the 1980s onwards (see [section +C.9](secC9.html)). While industrial capital might want a slightly stronger +economy and a slightly lower rate of unemployment than finance capital, the +differences are not significant enough to inspire major conflict. After all, +bosses in any industry _"like slack in the labour market"_ as it _"makes for a +pliant workforce"_ and, of course, _"many non-financial corporations have +heavy financial interests."_ [Doug Henwood, **Wall Street**, pp. 123-4 and p. +135] + +It was these processes and pressures which came to a head in the 1970s. In +other words, post-war Keynesianism failed simply because it could not, in the +long term, stop the subjective and objective pressures which capitalism always +faces. In the 1970s, it was the subjective pressure which played the key role, +namely social struggle was the fundamental factor in economic developments. +The system could not handle the struggle of human beings against the +oppression, exploitation, hierarchy and alienation they are subject to under +capitalism. + +## C.8.3 How did capitalism adjust to the crisis in Keynesianism? + +Basically by using, and then managing, the 1970s crisis to discipline the +working class in order to reap increased profits and secure and extend the +ruling classes' power. It did this using a combination of crisis, free(r) +markets and adjusted Keynesianism as part of a ruling elite lead class war +against labour. + +In the face of crisis in the 1970s, Keynesianist redirection of profits +between capitals and classes had become a burden to capital as a whole and had +increased the expectations and militancy of working people to dangerous +levels. The crisis of the 1970s and early 1980s helped control working class +power and unemployment was utilised as a means of saving capitalism and +imposing the costs of free(r) markets onto society as whole. The policies +implemented were ostensibly to combat high inflation. However, as left-wing +economist Nicholas Kaldor summarised, inflation may have dropped but this lay +_"in their success in transforming the labour market from a twentieth-century +sellers' market to a nineteenth-century buyers' market, with wholesome effects +on factory discipline, wage claims, and proneness to strike."_ [**The Scourge +of Monetarism**, p. xxiii] Another British economist described this policy +memorably as _"deliberately setting out to base the viability of the +capitalist system on the maintenance of a large 'industrial reserve army' [of +the unemployed] . . . [it is] the incomes policy of Karl Marx."_ [Thomas +Balogh, **The Irrelevance of Conventional Economics**, pp. 177-8] The aim, in +summary, was to swing the balance of social, economic and political power back +to capital and ensure the road to (private) serfdom was followed. The +rationale was fighting inflation. + +Initially the crisis was used to justify attacks on working class people in +the name of the free market. And, indeed, capitalism was made more market +based, although with a "safety net" and "welfare state" for the wealthy. We +have seen a partial return to _"what economists have called freedom of +industry and commerce, but which really meant the relieving of industry from +the harassing and repressive supervision of the State, and the giving to it +full liberty to exploit the worker, whom was still to be deprived of his +freedom."_ The _"crisis of democracy"_ which so haunted the ruling class in +the 1960s and 1970s was overcome and replaced with, to use Kropotkin's words, +the _"liberty to exploit human labour without any safeguard for the victims of +such exploitation and the political power organised as to assure freedom of +exploitation to the middle-class."_ [Kropotkin, **The Great French +Revolution**, vol.1, p. 28 and p. 30] + +Fighting inflation, in other words, was simply code used by the ruling class +for fighting the class war and putting the working class back in its place in +the social hierarchy. _"Behind the economic concept of inflation was a fear +among elites that they were losing control"_ as the _"sting of unemployment +was lessened and workers became progressively less docile."_ [Doug Henwood, +**After the New Economy**, p. 204] Milton Friedman's Monetarism was the means +by which this was achieved. While (deservedly) mostly forgotten now, +Monetarism was very popular in the 1970s and was the economic ideology of +choice of both Reagan and Thatcher. This was the economic justification for +the restructuring of capitalism and the end of social Keynesianism. Its legacy +remains to some degree in the overriding concern over inflation which haunts +the world's central banks and other financial institutions, but its specific +policy recommendations have been dropped in practice after failing +spectacularly when applied (a fact which, strangely, was not mentioned in the +eulogies from the right that marked Friedman's death). + +According to Monetarism, the problem with capitalism was money related, namely +that the state and its central bank printed too much money and, therefore, its +issue should be controlled. Friedman stressed, like most capitalist +economists, that monetary factors are **the** most important feature in +explaining such problems of capitalism as the business cycle, inflation and so +on. This is unsurprising, as it has the useful ideological effect of +acquitting the inner-workings of capitalism of any involvement in such +developments. Slumps, for example, may occur, but they are the fault of the +state interfering in the economy. Inflation was a purely monetary phenomenon +caused by the state printing more money than required by the growth of +economic activity (for example, if the economy grew by 2% but the money supply +increased by 5%, inflation would rise by 3%). This analysis of inflation is +deeply flawed, as we will see. This was how Friedman explained the Great +Depression of the 1930s in the USA, for example (see, for example, his _"The +Role of Monetary Policy"_ [**American Economic Review**, Vol. 68, No. 1, pp. +1-17]). + +Thus Monetarists argued for controlling the money supply, of placing the state +under a _"monetary constitution"_ which ensured that the central banks be +required by law to increase the quantity of money at a constant rate of 3-5% a +year. This would ensure that inflation would be banished, the economy would +adjust to its natural equilibrium, the business cycle would become mild (if +not disappear) and capitalism would finally work as predicted in the economics +textbooks. With the _"monetary constitution"_ money would become +_"depoliticised"_ and state influence and control over money would be +eliminated. Money would go back to being what it is in neo-classical theory, +essentially neutral, a link between production and consumption and capable of +no mischief on its own. Hence the need for a _"legislated rule"_ which would +control _"the behaviour of the stock of money"_ by _"instructing the monetary +authority to achieve a specified rate of growth in the stock of money."_ +[**Capitalism and Freedom**, p. 54] + +Unfortunately for Monetarism, its analysis was simply wrong. It cannot be +stressed enough how deeply flawed and ideological Friedman's arguments were. +As one critique noted, his assumptions have _"been shown to be fallacious and +the empirical evidence questionable if not totally misinterpreted."_ Moreover, +_"none of the assumptions which Friedman made to reach his extraordinary +conclusions bears any relation to reality. They were chosen precisely because +they led to the desired conclusion, that inflation is a purely monetary +phenomenon, originating solely in excess monetary demand."_ [Thomas Balogh, +**Op. Cit.**, p. 165 and p. 167] For Kaldor, Friedman's claims that empirical +evidence supported his ideology were false. _"Friedman's assertions lack[ed] +any factual foundation whatsoever."_ He stressed, _"They ha[d] no basis in +fact, and he seems to me have invented them on the spur of the moment."_ +[**Op. Cit.**, p. 26] There was no relationship between the money supply and +inflation. + +Even more unfortunately for both the theory and (far more importantly) vast +numbers of working class people, it was proven wrong not only theoretically +but also empirically. Monetarism was imposed on both the USA and the UK in the +early 1980s, with disastrous results. As the Thatcher government in 1979 +applied Monetarist dogma the most whole-heartedly we will concentrate on that +regime (the same basic things occurred under Reagan as well but he embraced +military Keynesianism sooner and so mitigated its worse effects. [Michael +Stewart, **Keynes and After**, p. 181] This did not stop the right proclaiming +the Reagan boom as validation of "free market" economics!). + +Firstly, the attempt to control the money supply failed, as predicted by +Nicholas Kaldor (see his 1970 essay _"The New Monetarism"_). This is because +the money supply, rather than being set by the central bank or the state (as +Friedman claimed), is a function of the demand for credit, which is itself a +function of economic activity. To use economic terminology, Friedman had +assumed that the money supply was "exogenous" and so determined outside the +economy by the state when, in fact, it is "endogenous" in nature (i.e. comes +from **within** the economy). [**The Essential Kaldor**, p. 483] This means +that any attempt by the central bank to control the money supply, as desired +by Friedman, will fail. + +The experience of the Thatcher and Reagan regimes indicates this well. The +Thatcher government could not meet the money controls it set. It took until +1986 before the Tory government stopped announcing monetary targets, persuaded +no doubt by the embarrassment caused by its inability to hit them. In +addition, the variations in the money supply showed that Friedman's argument +on what caused inflation was also wrong. According to his theory, inflation +was caused by the money supply increasing faster than the economy, yet +inflation **fell** as the money supply increased. Between 1979 and 1981-2, its +growth rose and was still higher in 1982-3 than it had been in 1978-9 yet +inflation was down to 4.6% in 1983. As the moderate conservative MP Ian +Gilmore pointed out, _"[h]ad Friedmanite monetarism. . . been right, inflation +would have been about 16 per cent in 1982-3, 11 per cent in 1983-4, and 8 per +cent in 1984-5. In fact . . . in the relevant years it never approached the +levels infallibly predicted by monetarist doctrine."_ [Ian Gilmore, **Dancing +With Dogma**, p. 57 and pp. 62-3] So, as Henwood summarises, _"even the +periods of recession and recovery disprove monetarist dogma."_ [**Wall +Street**, p. 202] + +However, the failed attempt to control the money supply had other, more +important effects, namely exploding interest and unemployment rates. Being +unable to control the supply of money, the government did the next best thing: +it tried to control the demand for money by rising interest rates. +Unfortunately for the Tories their preferred measure for the money supply +included interest-bearing bank deposits. This meant, as the government raised +interest rates in its attempts to control the money supply, it was profitable +for people to put more money on deposit. Thus the rise in interest rates +promoted people to put money in the bank, so increasing the particular measure +of the money supply the government sought to control which, in turn, lead them +to increase interest rates. [Michael Stewart, **Keynes in the 1990s**, p. 50] + +The exploding interest rates used in a vain attempt to control the money +supply was the last thing Britain needed in the early 1980s. The economy was +already sliding into recession and government attempts to control the money +supply deepened it. While Milton Friedman predicted _"only a modest reduction +in output and employment"_ as a _"side effect of reducing inflation to single +figures by 1982,"_ in fact Britain experienced its deepest recession since the +1930s. [quoted by Michael Stewart, **Keynes and After**, p. 179] As Michael +Stewart dryly notes, it _"would be difficult to find an economic prediction +that that proved more comprehensively inaccurate."_ Unemployment rose from +around 5% in 1979 to 13% in the middle of 1985 (and would have been even +higher but for a change in the method used for measuring it, a change +implemented to knock numbers off of this disgraceful figure). In 1984 +manufacturing output was still 10% lower than it had been in 1979. [**Op. +Cit.**, p. 180] Little wonder Kaldor stated that Monetarism was _"a terrible +curse, a visitation of evil spirits, with particularly unfortunate, one could +almost say devastating, effects on"_ Britain. [_"The Origins of the New +Monetarism,"_ pp. 160-177, **Further Essays on Economic Theory and Policy**, +p. 160] + +Eventually, inflation did fall. From an anarchist perspective, however, this +fall in inflation was the result of the high unemployment of this period as it +weakened labour, so allowing profits to be made in production rather than in +circulation (see [last section](secC8.html#secc82) for this aspect of +inflation). With no need for capitalists to maintain their profits via price +increases, inflation would naturally decrease as labour's bargaining position +was weakened by the fear mass unemployment produced in the workforce. Rather +than being a purely monetary phenomena as Friedman claimed, inflation was a +product of the profit needs of capital and the state of the class struggle. +The net effect of the deep recession of the early 1980s and mass unemployment +during the 1980s (and 1990s) was to control working class people by putting +the fear of being fired back. The money supply had nothing to do with it and +attempts to control it would, of necessity, fail and the only tool available +to governments would be raising interest rates. This would reduce inflation +only by depressing investment, generating unemployment, and so (eventually) +slowing the growth in wages as workers bear the brunt of the recessions by +lowering their real income (i.e., paying higher prices on the same wages). +Which is what happened in the 1980s. + +It is also of interest to note that even in Friedman's own test case of his +basic contention, the Great Depression of 1929-33, he got it wrong. For +Friedman, the _"fact is that the Great Depression, like most other periods of +severe unemployment, was produced by government mismanagement rather than by +any inherent instability of the private economy."_ [**Op. Cit.**, p. 54] +Kaldor pointed out that _"[a]ccording to Friedman's own figures, the amount of +'high-powered money'. . . in the US increased, not decreased, throughout the +Great Contraction: in July 1932, it was more than 10 per cent higher than in +July, 1929 . . . The Great Contraction of the money supply . . . occurred +**despite** this increase in the monetary base."_ [_"The New Monetarism"_, +**The Essential Kaldor**, pp. 487-8] Other economists also investigated +Friedman's claims, with similar result. Peter Temin, for example, critiqued +them from a Keynesian point of view, asking whether the decline in spending +resulted from a decline in the money supply or the other way round. He noted +that while the Monetarist _"narrative is long and complex"_ it _"offers far +less support for [its] assertions than appears at first. In fact, it assumes +the conclusion and describes the Depression in terms of it; it does not test +or prove it at all."_ He examined the changes in the real money balances and +found that they increased between 1929 and 1931 from between 1 and 18% +(depending on choice of money aggregate used and how it was deflated). +Overall, the money supply not only did not decline but actually increased 5% +between August 1929 and August 1931. Temin concluded that there is no evidence +that money caused the depression after the stock market crash. [**Did Monetary +Forces Cause the Great Depression?**, pp. 15-6 and p. 141] + +There is, of course, a slight irony about Friedman's account of the Great +Depression. Friedman suggested that the Federal Reserve actually caused the +Great Depression, that it was in some sense a demonstration of the evils of +government intervention. In his view, the US monetary authorities followed +highly deflationary policies and so the money supply fell because they forced +or permitted a sharp reduction in the monetary base. In other words, because +they failed to exercise the responsibilities assigned to them. This is the +core of his argument. Yet it is important to stress that by this he did not, +in fact, mean that it happened because the government had intervened in the +market. Ironically, Friedman argued it happened because the government did +**not** intervene fast or far enough thus making a bad situation much worse. +In other words, it was not interventionist enough! + +This self-contradictory argument arises because Friedman was an ideologue for +capitalism and so sought to show that it was a stable system, to exempt +capitalism from any systemic responsibility for recessions. That he ended up +arguing that the state caused the Great Depression by doing nothing (which, +ironically, was what Friedman usually argued it should do) just shows the +power of ideology over logic or facts. Its fleeting popularity was due to its +utility in the class war for the ruling class at that time. Given the absolute +failure of Monetarism, in both theory and practice, it is little talked about +now. That in the 1970s it was the leading economic dogma of the right explains +why this is the case. Given that the right usually likes to portray itself as +being strong on the economy it is useful to indicate that this is **not** the +case -- unless you think causing the deepest recessions since the 1930s in +order to create conditions where working class people are put in their place +so the rich get richer is your definition of sound economic policy. As Doug +Henwood summarises, there _"can be no doubt that monetarism . . . throughout +the world from the Chilean coup onward, has been an important part of a +conscious policy to crush labour and redistribute income and power toward +capital."_ [**Wall Street**, pp. 201-2] + +For more on Monetarism, the work of its greatest critic, Nicholas Kaldor, is +essential reading (see for example, _"Origins of the new Monetarism"_ and +_"How Monetarism Failed"_ in **Further Essays on Economic Theory and Policy**, +_"The New Monetarism"_ in **The Essential Kaldor** and **The Scourge of +Monetarism**). + +So under the rhetoric of "free market" capitalism, Keynesianism was used to +manage the crisis as it had previously managed the prosperity. "Supply Side" +economics (combined with neo-classical dogma) was used to undercut working +class power and consumption and so allow capital to reap more profits off +working class people by a combination of reduced regulation for the capitalist +class and state intervention to control the working class. Unemployment was +used to discipline a militant workforce and as a means of getting workers to +struggle **for** work instead of **against** wage labour. With the fear of job +loss hanging over their heads, workers put up with speedups, longer hours, +worse conditions and lower wages and this increased the profits that could be +extracted directly from workers as well as reducing business costs by allowing +employers to reduce on-job safety and protection and so on. The labour +"market" was fragmented to a large degree into powerless, atomised units with +unions fighting a losing battle in the face of a recession made much worse by +government policy (and justified by economic ideology). In this way capitalism +could successfully change the composition of demand from the working class to +capital. + +Needless to say, we still living under the legacy of this process. As we +indicated in [section C.3](secC3.html), there has been a significant shift in +income from labour to capital in the USA. The same holds true in the UK, as +does rising inequality and higher rates of poverty. While the economy is doing +well for the few, the many are finding it harder to make ends meet and, as a +result, are working harder for longer and getting into debt to maintain their +income levels (in a sense, it could be argued that aggregate demand management +has been partially privatised as so many working class people are in debt). +Unsurprisingly 70% of the recent gain in per capita income in the Reagan-Bush +years went to the top 1% of income earners (while the bottom lost absolutely). +Income inequality increased, with the income of the bottom fifth of the US +population falling by 18% while that of the richest fifth rose by 8%. [Noam +Chomsky, **World Orders, Old and New**, p. 141] Combined with bubbles in +stocks and housing, the illusion of a good economy is maintained while only +those at the top are doing well (see [section B.7](secB7.html) on rising +inequality). This disciplining of the working class has been successful, +resulting in the benefits of rising productivity and growth going to the +elite. Unemployment and underemployment are still widespread, with most newly +created jobs being part-time and insecure. + +Indirect means of increasing capital's share in the social income were also +used, such as reducing environment regulations, so externalising pollution +costs onto current and future generations. In Britain, state owned monopolies +were privatised at knock-down prices allowing private capital to increase its +resources at a fraction of the real cost. Indeed, some nationalised industries +were privatised **as monopolies** for a period allowing monopoly profits to be +extracted from consumers before the state allowed competition in those +markets. Indirect taxation also increased, reducing working class consumption +by getting us to foot the bill for capitalist restructuring as well as +military-style Keynesianism. Internationally, the exploitation of under- +developed nations increased with $418 billion being transferred to the +developed world between 1982 and 1990 [Chomsky, **Op. Cit.**, p. 130] Capital +also became increasingly international in scope, as it used advances in +technology to move capital to third world countries where state repression +ensured a less militant working class. This transfer had the advantage of +increasing unemployment in the developed world, so placing more pressures upon +working class resistance. + +This policy of capital-led class war, a response to the successful working +class struggles of the 1960s and 1970s, obviously reaped the benefits it was +intended to for capital. Income going to capital has increased and that going +to labour has declined and the "labour market" has been disciplined to a large +degree (but not totally we must add). Working people have been turned, to a +large degree, from participants into spectators, as required for any +hierarchical system. The human impact of these policies cannot be calculated. +Little wonder, then, the utility of neo-classical dogma to the elite -- it +could be used by rich, powerful people to justify the fact that they are +pursuing social policies that create poverty and force children to die. As +Chomsky argues, _"one aspect of the internationalisation of the economy is the +extension of the two-tiered Third World mode to the core countries. Market +doctrine thus becomes an essential ideological weapon at home as well, its +highly selective application safely obscured by the doctrinal system. Wealth +and power are increasingly concentrated. Service for the general public - +education, health, transportation, libraries, etc. -- become as superfluous as +those they serve, and can therefore be limited or dispensed with entirely."_ +[**Year 501**, p. 109] + +The state managed recession has had its successes. Company profits are up as +the _"competitive cost"_ of workers is reduced due to fear of job losses. The +Wall Street Journal's review of economic performance for the last quarter of +1995 is headlined _"Companies' Profits Surged 61% on Higher Prices, Cost +Cuts."_ After-tax profits rose 62% from 1993, up from 34% for the third +quarter. While working America faces stagnant wages, Corporate America posted +record profits in 1994. **Business Week** estimated 1994 profits to be up _"an +enormous 41% over [1993],"_ despite a bare 9% increase in sales, a _"colossal +success,"_ resulting in large part from a _"sharp"_ drop in the _"share going +to labour,"_ though _"economists say labour will benefit -- eventually."_ +[quoted by Noam Chomsky, _"Rollback III"_, **Z Magazine**, April 1995] Labour +was still waiting over a decade later. + +Moreover, for capital, Keynesianism is still goes on as before, combined (as +usual) with praises to market miracles. For example, Michael Borrus, co- +director of the Berkeley Roundtable on the International Economy (a corporate- +funded trade and technology research institute), cites a 1988 Department of +Commerce study that states that _"five of the top six fastest growing U.S. +industries from 1972 to 1988 were sponsored or sustained, directly or +indirectly, by federal investment."_ He goes on to state that the _"winners +[in earlier years were] computers, biotechnology, jet engines, and airframes"_ +all _"the by-product of public spending."_ [quoted by Chomsky, **World Orders, +Old and New**, p. 109] As James Midgley points out, _"the aggregate size of +the public sector did not decrease during the 1980s and instead, budgetary +policy resulted in a significant shift in existing allocations from social to +military and law enforcement."_ [_"The radical right, politics and society"_, +**The Radical Right and the Welfare State**, Howard Glennerster and James +Midgley (eds.), p. 11] Indeed, the US state funds one third of all civil +R&D; projects, and the UK state provides a similar subsidy. [Chomsky, +**Op. Cit.**, p. 107] And, of course, the state remains waiting to save the +elite from their own market follies (for example, after the widespread +collapse of Savings and Loans Associations in deregulated corruption and +speculation, the 1980s pro-"free market" Republican administration happily +bailed them out, showing that market forces were only for one class). + +The corporate owned media attacks social Keynesianism, while remaining silent +or justifying pro-business state intervention. Combined with extensive +corporate funding of right-wing "think-tanks" which explain why (the wrong +sort of) social programmes are counter-productive, the corporate state system +tries to fool the population into thinking that there is no alternative to the +rule by the market while the elite enrich themselves at the public's expense. +This means that state intervention has not ended as such. We are still in the +age of Keynes, but social Keynesianism has been replaced by military +Keynesianism cloaked beneath the rhetoric of "free market" dogma. This is a +mix of free(r) markets (for the many) and varying degrees of state +intervention (for the select few), while the state has become stronger and +more centralised (_"prisons also offer a Keynesian stimulus to the economy, +both to the construction business and white collar employment; the fastest +growing profession is reported to be security personnel."_ [Chomsky, **Year +501**, p. 110]). In other words, pretty much the same situation that has +existed since the dawn of capitalism (see [section D.1](secD1.html)) -- +free(r) markets supported by ready use of state power as and when required. + +The continued role of the state means that it is unlikely that a repeat of the +Great Depression is possible. The large size of state consumption means that +it stabilises aggregate demand to a degree unknown in 1929 or in the 19th +century period of free(r) market capitalism. This is **not** to suggest that +deep recessions will not happen (they have and will). It is simply to suggest +that they will **not** turn into a deep depression. Unless, of course, +ideologues who believe the "just-so" stories of economic textbooks and the +gurus of capitalism gain political office and start to dismantle too much of +the modern state. As Thatcher showed in 1979, it is possible to deepen +recessions considerably if you subscribe to flawed economic theory (ideology +would be a better word) and do not care about the impact it is having on the +general public -- and, more importantly, if the general public cannot stop +you). + +However, as we discuss in [section C.10](secC10.html) the net effect of this +one-sided class war has not been as good as has been suggested by the +ideologues of capitalism and the media. Faced with the re-imposition of +hierarchy, the quality of life for the majority has fallen (consumption, i.e. +the quantity of life, may not but that is due to a combination of debt, +increased hours at work and more family members taking jobs to make ends +meet). This, in turn, has lead to a fetish over economic growth. As Joan +Robinson put it in the 1970s when this process started the _"economists have +relapsed into the slogans of laisser faire -- what is profitable promotes +growth; what is most profitable is best. But people have began to notice that +the growth of statistical GNP is not the same thing as an increase in +welfare."_ [**Collected Economic Papers**, vol. 4, p. 128] Yet even here, the +post-1970s experience is not great. A quarter century of top heavy growth in +which the vast majority of economic gains have gone to the richest 10% of the +population has not produced the rate of GDP growth promised for it. In fact, +the key stimulus for growth in the 1990s and 2000s was bubbles, first in the +stock market and then in the housing market. Moreover, rising personal debt +has bolstered the economy in a manner which are as unsustainable as the stock +and housing bubbles which, in part, supported it. How long the system will +stagger on depends, ultimately, on how long working class people will put up +with it and having to pay the costs inflicted onto society and the environment +in the pursuit of increasing the wealth of the few. + +While working class resistance continues, it is largely defensive, but, as in +the past, this can and will change. Even the darkest night ends with the dawn +and the lights of working class resistance can be seen across the globe. For +example, the anti-Poll Tax struggle in Britain against the Thatcher Government +was successful as have been many anti-cuts struggles across the USA and +Western Europe, the Zapatista uprising in Mexico was inspiring as was the +Argentine revolt against neo-liberalism and its wave of popular assemblies and +occupied workplaces. In France, the anti-CPE protests showed a new generation +of working class people know not only how to protest but also nonsense when +they hear it. In general, there has been continual strikes and protests across +the world. Even in the face of state repression and managed economic +recession, working class people are still fighting back. The job for +anarchists to is encourage these sparks of liberty and help them win. + diff --git a/markdown/secC9.md b/markdown/secC9.md new file mode 100644 index 0000000000000000000000000000000000000000..ef13efaea5b56361a3c87b82e8dcb997eed85028 --- /dev/null +++ b/markdown/secC9.md @@ -0,0 +1,2332 @@ +# C.9 Would laissez-faire capitalism reduce unemployment? + +In order to answer this question, we must first have to point out that +"actually existing capitalism" tries to manage unemployment to ensure a +compliant and servile working class. This is done under the name of fighting +"inflation" but, in reality, it about controlling wages and maintaining high +profit rates for the capitalist class. Market discipline for the working +class, state protection for the ruling class, in other words. As Edward Herman +points out: + +> _"Conservative economists have even developed a concept of a 'natural rate +of unemployment,' a metaphysical notion and throwback to an eighteenth century +vision of a 'natural order,' but with a modern apologetic twist. The natural +rate is defined as the minimum unemployment level consistent with price level +stability, but, as it is based on a highly abstract model that is not directly +testable, the natural rate can only be inferred from the price level itself. +That is, if prices are going up, unemployment is below the 'natural rate' and +too low, whether the actual rate is 4, 8, or 10 percent. In this world of +conservative economics, anybody is 'voluntarily' unemployed. Unemployment is a +matter of rational choice: some people prefer 'leisure' over the real wage +available at going (or still lower) wage rates . . . + +> + +> "Apart from the grossness of this kind of metaphysical legerdemain, the very +concept of a natural rate of unemployment has a huge built-in bias. It takes +as granted all the other institutional factors that influence the price level- +unemployment trade-off (market structures and independent pricing power, +business investment policies at home and abroad, the distribution of income, +the fiscal and monetary mix, etc.) and focuses solely on the tightness of the +labour market as the controllable variable. Inflation is the main threat, the +labour market (i.e. wage rates and unemployment levels) is the locus of the +solution to the problem."_ [**Beyond Hypocrisy**, p. 94] + +Unsurprisingly, Herman defines this "natural" rate as _"the rate of +unemployment preferred by the propertied classes."_ [**Op. Cit.**, p. 156] The +theory behind this is usually called the _**"Non-Accelerating Inflation Rate +of Unemployment"**_ (or NAIRU). Like many of the worse aspects of modern +economics, the concept was raised Milton Friedman in the late 1960s. At around +the same time, Edmund Phelps independently developed the theory (and gained +the so-called "Nobel Prize" in economics for so doing in 2006). Both are +similar and both simply repeat, in neo-classical jargon, the insight which +critics of capitalism had argued for over a century: unemployment is a +necessary aspect of capitalism for it is essential to maintaining the power of +the boss over the worker. Ironically, therefore, modern neo-classical +economics is based on a notion which it denied for over a century (this change +may be, in part, because the ruling elite thinks it has won the class war and +has, currently, no major political and social movements it has to refute by +presenting a rosy picture of the system). + +Friedman raised his notion of a _"Natural Rate of Unemployment"_ in 1968. He +rooted it in the neo-classical perspective of individual expectations rather +than, say, the more realistic notion of class conflict. His argument was +simple. There exists in the economy some _"natural"_ rate associated with the +real wage an ideal economy would produce (this is _"the level that would be +ground out by the Walrasian system of general equilibrium equations,"_ to +quote him). Attempts by the government to reduce actual unemployment below +this level would result in rising inflation. This is because there would be +divergence between the actual rate of inflation and its expected rate. By +lowering unemployment, bosses have to raise wages and this draws unemployed +people into work (note the assumption that unemployment is voluntary). +However, rising wages were passed on by bosses in rising prices and so the +**real** wage remains the same. This eventually leads to people leaving the +workforce as the real wage has fallen back to the previous, undesired, levels. +However, while the unemployment level rises back to its _"natural"_ level, +inflation does not. This is because workers are interested in real wages and, +so if inflation is at, say, 2% then they will demand wage increases that take +this into account. If they expect inflation to increase again then workers +will demand **more** wages to make up for it, which in turn will cause prices +to rise (although Friedman downplayed that this was because **bosses** were +increasing their prices to maintain profit levels). This will lead to rising +inflation **and** rising unemployment. Thus the expectations of individuals +are the key. + +For many economists, this process predicted the rise of stagflation in the +1970s and gave Friedman's Monetarist dogmas credence. However, this was +because the _"Bastard Keynesianism"_ of the post-war period was rooted in the +same neo-classical assumptions used by Friedman. Moreover, they had forgotten +the warnings of left-wing Keynesians in the 1940s that full unemployment would +cause inflation as bosses would pass on wage rises onto consumers. This class +based analysis, obviously, did not fit in well with the panglossian +assumptions of neo-classical economics. Yet basing an analysis on individual +expectations does not answer the question whether these expectations are meet. +With strong organisation and a willingness to act, workers can increase their +wages to counteract inflation. This means that there are two main options +within capitalism. The first option is to use price controls to stop +capitalists increasing their prices. However, this contradicts the scared laws +of supply and demand and violates private property. Which brings us to the +second option, namely to break unions and raise unemployment to such levels +that workers think twice about standing up for themselves. In this case, +workers cannot increase their money wages and so their real wages drop. + +Guess which option the capitalist state went for? As Friedman made clear when +he introduced the concept there was really nothing _"natural"_ about the +natural rate theory as it was determined by state policy: + +> _"I do not mean to suggest that it is immutable and unchangeable. On the +contrary, many of the market characteristics that determine its level are man- +made and policy-made. In the United States, for example, legal minimum wage +rates . . . and the strength of labour unions all make the natural rate of +unemployment higher than it would otherwise be."_ [_"The Role of Monetary +Policy,"_ pp. 1-17, **American Economic Review**, Vol. 68, No. 1, p. 9] + +Thus the "natural" rate is really a social and political phenomenon which, in +effect, measures the bargaining strength of working people. This suggests that +inflation will fall when working class people are in no position to recoup +rising prices in the form of rising wages. The "Natural Rate" is, in other +words, about class conflict. + +This can be seen when the other (independent) inventor of the "natural" rate +theory won the so-called Nobel prize in 2006. Unsurprisingly, the +**Economist** magazine was cock-a-hoop. [_"A natural choice: Edmund Phelps +earns the economics profession's highest accolade"_, Oct 12th 2006] The +reasons why became clear. According to the magazine, _"Phelps won his laurels +in part for kicking the feet from under his intellectual forerunners"_ by +presenting a (neo-classical) explanation for the breakdown of the so-called +_"Phillips curve."_ This presented a statistical trade-off between inflation +and unemployment (_"unemployment was low in Britain when wage inflation was +high, and high when inflation was low"_). The problem was that economists +_"were quick -- too quick -- to conclude that policymakers therefore faced a +grand, macroeconomic trade-off"_ in which, due to _"such a tight labour +market, companies appease workers by offering higher wages. They then pass on +the cost in the form of dearer prices, cheating workers of a higher real wage. +Thus policy makers can engineer lower unemployment only through deception."_ +Phelps innovation was to argue that _"[e]ventually workers will cotton on, +demanding still higher wages to offset the rising cost of living. They can be +duped for as long as inflation stays one step ahead of their rising +expectations of what it will be."_ The similarities with Friedman's idea are +obvious. This meant that the _"stable trade-off depicted by the Phillips curve +is thus a dangerous mirage"_ which broke down in the 1970s with the rise of +stagflation. + +Phelps argued that there was a _"natural"_ rate of unemployment, where +_"workers' expectations are fulfilled, prices turn out as anticipated, and +they no longer sell their labour under false pretences."_ This _"equilibrium +does not, sadly, imply full employment"_ and so capitalism required _"leaving +some workers mouldering on the shelf. Given economists' almost theological +commitment to the notion that markets clear, the presence of unemployment in +the world requires a theodicy to explain it."_ The religious metaphor does +seem appropriate as most economists (and **The Economist**) do treat the +market like a god (a theodicy is a specific branch of theology and philosophy +that attempts to reconcile the existence of evil in the world with the +assumption of a benevolent God). And, as with all gods, sacrifices are +required and Phelps theory is the means by which this is achieved. As the +magazine noted: _"in much of his work he contends that unemployment is +necessary to cow workers, ensuring their loyalty to the company and their +diligence on the job, at a wage the company can afford to pay"_ (i.e., one +which would ensure a profit). + +It is this theory which has governed state policy since the 1980s. In other +words, government's around the world have been trying to _"cow workers"_ in +order to ensure their obedience (_"loyalty to the company"_). Unsurprisingly, +attempts to lower the _"natural rate"_ have all involved using the state to +break the economic power of working class people (attacking unions, increasing +interest rates to increase unemployment in order to temporarily _"cow"_ +workers and so on). All so that profits can be keep high in the face of the +rising wages caused by the natural actions of the market! + +Yet it must be stressed that Friedman's and Phelps' conclusions are hardly +new. Anarchists and other socialists had been arguing since the 1840s that +capitalism had no tendency to full employment either in theory or in practice. +They have also noted how periods of full employment bolstered working class +power and harmed profits. It is, as we stressed in [section +C.1.5](secC1.html#secc15), the fundamental disciplinary mechanism of the +system. Somewhat ironically, then, Phelps got bourgeois economics highest +prize for restating, in neo-classical jargon, the model of the labour market +expounded by, say, Marx: + +> _"If [capitals] accumulation on the one hand increases the demand for +labour, it increases on the other the supply of workers by 'setting them +free', while at the same time the pressure of the unemployed compels those +that are employed to furnish more labour, and therefore makes the supply of +labour to a certain extent independent of the supply of labourers. The +movement of the law of supply and demand of labour on this basis completes the +despotism of capital. Thus as soon as the workers learn the secret of why it +happens that the more they work, the more alien wealth they produce . . . as +soon as, by setting up trade unions, etc., they try to organise a planned co- +operation between employed and unemployed in order to obviate or to weaken the +ruinous effects of this natural law of capitalistic production on their class, +so soon capital and its sycophant, political economy, cry out at the +infringement of the 'eternal' and so to speak 'sacred' law of supply and +demand. Every combination of employed and unemployed disturbs the 'pure' +action of this law. But on the other hand, as soon as . . . adverse +circumstances prevent the creation of an industrial reserve army and, with it, +the absolute dependence of the working-class upon the capitalist class, +capital, along with its platitudinous Sancho Panza, rebels against the +'sacred' law of supply and demand, and tries to check its inadequacies by +forcible means."_ [**Capital**, Vol. 1, pp. 793-4] + +That the **Economist** and Phelps are simply echoing, and confirming, Marx is +obvious. Modern economics, while disparaging Marx, has integrated this idea +into its macro-economic policy recommendations by urging the state to +manipulate the economy to ensure that "inflation" (i.e. wage rises) are under +control. Economics has played its role of platitudinous sycophant well while +Phelps' theory has informed state interference (_"forcible means"_) in the +economy since the 1980s, with the expected result that wages have failed to +keep up with rising productivity and so capital as enriched itself at the +expense of labour (see [section C.3](secC3.html) for details). The use of +Phelps' theory by capital in the class war is equally obvious -- as was so +blatantly stated by **The Economist** and the head of the American Federal +Reserve during this period: + +> _"there's supporting testimony from Alan Greenspan. Several times during the +late 1990s, Greenspan worried publicly that, as unemployment drifted steadily +lower the 'pool of available workers' was running dry. The dryer it ran, the +greater risk of 'wage inflation,' meaning anything more than minimal +increases. Productivity gains took some of the edge of this potentially dire +threat, said Greenspan, and so did 'residual fear of job skill obsolescence, +which has induced a preference for job security over wage gains' . . . Workers +were nervous and acting as if the unemployment rate were higher than the 4% it +reached in the boom. Still, Greenspan was a bit worried, because . . . if the +pool stayed dry, 'Significant increases in wages, in excess of productivity +growth, [would] inevitably emerge, absent the unlikely repeal of the law of +supply and demand.' Which is why Greenspan & Co. raised short-term interest +rates by about two points during 1999 and the first half of 2000. There was no +threat of inflation . . . nor were there any signs of rising worker militancy. +But wages were creeping higher, and the threat of the sack was losing some of +its bite."_ [Doug Henwood, **After the New Economy**, pp. 206-7] + +Which is quite ironic, given that Greenspan's role in the economy was, +precisely, to _"repeal"_ the _"law of supply and demand."_ As one left-wing +economist puts it (in a chapter correctly entitled _"The Workers Are Getting +Uppity: Call In the Fed!"_), the Federal Reverse (like all Central Banks since +the 1980s) _"worries that if too many people have jobs, or if it is too easy +for workers to find jobs, there will be upward pressure on wages. More rapid +wage growth can get translated into more rapidly rising prices -- in other +words, inflation. So the Fed often decides to raise interest rates to slow the +economy and keep people out of work in order to keep inflation from increasing +and eventually getting out of control."_ However, _"[m]ost people probably do +not realise that the Federal Reserve Board, an agency of the government, +intervenes in the economy to prevent it from creating too many jobs. But there +is even more to the story. When the Fed hits the brakes to slow job growth, it +is not doctors, lawyers, and CEOs who end up without jobs. The people who lose +are those in the middle and the bottom -- sales clerks, factory workers, +custodians, and dishwashers. These are the workers who dont get hired or get +laid off when the economy slows or goes into a recession."_ [**The +Conservative Nanny State**, p. 31] Thus the state pushes up unemployment rates +to slow wage growth, and thereby relieve inflationary pressure. The reason +should be obvious: + +> _"In periods of low unemployment, workers don't only gain from higher wages. +Employers must make efforts to accommodate workers' various needs, such as +child care or flexible work schedules, because they know that workers have +other employment options. The Fed is well aware of the difficulties that +employers face in periods of low unemployment. It compiles a regular survey, +called the 'Beige Book,' of attitudes from around the country about the state +of the economy. Most of the people interviewed for the Beige Book are +employers. + +> + +> "From 1997 to 2000, when the unemployment rate was at its lowest levels in +30 years, the Beige Book was filled with complaints that some companies were +pulling workers from other companies with offers of higher wages and better +benefits. Some Beige Books reported that firms had to offer such non-wage +benefits as flexible work hours, child care, or training in order to retain +workers. The Beige Books give accounts of firms having to send buses into +inner cities to bring workers out to the suburbs to work in hotels and +restaurants. It even reported that some employers were forced to hire workers +with handicaps in order to meet their needs for labour. + +> + +> "From the standpoint of employers, life is much easier when the workers are +lined up at the door clamouring for jobs than when workers have the option to +shop around for better opportunities. Employers can count on a sympathetic ear +from the Fed. When the Fed perceives too much upward wage pressure, it slams +on the brakes and brings the party to an end. The Fed justifies limiting job +growth and raising the unemployment rate because of its concern that inflation +may get out of control, but this does not change the fact that it is +preventing workers, and specifically less-skilled workers, from getting jobs, +and clamping down on their wage growth."_ [**Op. Cit.**, pp. 32-3] + +This has not happened by accident. Lobbying by business, as another left-wing +economist stresses, _"is directed toward increasing their economic power"_ and +business _"has been a supporter of macroeconomic policies that have operated +the economy with higher rates of unemployment. The stated justification is +that this lowers inflation, but it also weakens workers' bargaining power."_ +Unsurprisingly, _"the economic consequence of the shift in the balance of +power in favour of business . . . has served to redistribute income towards +profits at the expense of wages, thereby lowering demand and raising +unemployment."_ In effect, the Federal Reserve _"has been using monetary +policy as a form of surrogate incomes policy, and this surrogate policy has +been tilted against wages in favour of profits"_ and so is regulating the +economy _"in a manner favourable to business."_ [Thomas I. Palley, **Plenty of +Nothing**, p. 77, p. 111 and pp. 112-3] That this is done under the name of +fighting inflation should not fool us: + +> _ "Mild inflation is often an indication that workers have some bargaining +strength and may even have the upper hand. Yet, it is at exactly this stage +that the Fed now intervenes owning to its anti-inflation commitment, and this +intervention raises interest rates and unemployment. Thus, far from being +neutral, the Fed's anti-inflation policy implies siding with business in the +ever-present conflict between labour and capital over distribution of the +fruits of economic activity . . . natural-rate theory serves as the perfect +cloak for a pro-business policy stance."_ [**Op. Cit.**, p. 110] + +In a sense, it is understandable that the ruling class within capitalism +desires to manipulate unemployment in this way and deflect questions about +their profit, property and power onto the state of the labour market. High +prices can, therefore, be blamed on high wages rather than high profits, rents +and interest while, at the same time, workers will put up with lower hours and +work harder and be too busy surviving to find the time or the energy to +question the boss's authority either in theory or in practice. So managing the +economy by manipulating interest rates to increase unemployment levels when +required allows greater profits to be extracted from workers as management +hierarchy is more secure. People will put up with a lot in the face of job +insecurity. As left-wing economist Thomas Balogh put it, full employment +_"generally removes the need for servility, and thus alters the way of life, +the relationship between classes . . . weakening the dominance of men over +men, dissolving the master-servant relation. It is the greatest engine for the +attainment by all of human dignity and greater equality."_ [**The Irrelevance +of Conventional Economics**, p. 47] + +Which explains, in part, why the 1960s and 1970s were marked by mass social +protest against authority rather than von Hayek's _"Road to Serfdom."_ It also +explains why the NAIRU was so enthusiastically embraced and applied by the +ruling class. When times are hard, workers with jobs think twice before +standing up to their bosses and so work harder, for longer and in worse +conditions. This ensures that surplus value is increased relative to wages +(indeed, in the USA, real wages have stagnated since 1973 while profits have +grown massively). In addition, such a policy ensures that political discussion +about investment, profits, power and so on (_"the other institutional +factors"_) are reduced and diverted because working class people are too busy +trying to make ends meet. Thus the state intervenes in the economy to **stop** +full employment developing to combat inflation and instability on behalf of +the capitalist class. + +That this state manipulation is considered consistent with the "free market" +says a lot about the bankruptcy of the capitalist system and its defenders. +But, then, for most defenders of the system state intervention on behalf of +capital is part of the natural order, unlike state intervention (at least in +rhetoric) on behalf of the working class (and shows that Kropotkin was right +to stress that the state **never** practices "laissez-faire" with regard to +the working class -- see [section D.1](secD1.html)). Thus neo-liberal +capitalism is based on monetary policy that explicitly tries to weaken working +class resistance by means of unemployment. If "inflation" (i.e. labour income) +starts to increase, interest rates are raised so causing unemployment and, it +is hoped, putting the plebes back in their place. In other words, the road to +private serfdom has been cleared of any barriers imposed on it by the rise of +the working class movement and the policies of social democracy implemented +after the Second World War to stop social revolution. This is the agenda +pursued so strongly in America and Britain, imposed on the developing nations +and urged upon Continental Europe. + +Although the aims and results of the NAIRU should be enough to condemn it out +of hand, it can be dismissed for other reasons. First and foremost, this +"natural" rate is both invisible and can move. This means trying to find it is +impossible (although it does not stop economists trying, and then trying again +when rate inflation and unemployment rates refute the first attempt, and then +trying again and again). In addition, it is a fundamentally a meaningless +concept -- you can prove anything with an invisible, mobile value -- it is an +non-refutable concept and so, fundamentally, non-scientific. Close inspection +reveals natural rate theory to be akin to a religious doctrine. This is +because it is not possible to conceive of a test that could possibly falsify +the theory. When predictions of the natural rate turn out wrong (as they +repeatedly have), proponents can simply assert that the natural rate has +changed. That has led to the most recent incarnation of the theory in which +the natural rate is basically the trend rate of unemployment. Whatever trend +is observed is natural -- case closed. + +Since natural rate theory cannot be tested, a sensible thing would be to +examine its assumptions for plausibility and reasonableness. However, Milton +Friedmans early work on economic methodology blocks this route as he asserted +that realism and plausibility of assumptions have no place in economics. With +most economists blindly accepting this position, the result is a church in +which entry is conditional on accepting particular assumptions about the +working of markets. The net effect is to produce an ideology, an ideology +which survives due to its utility to certain sections of society. + +If this is the case, and it is, then any attempts to maintain the "natural" +rate are also meaningless as the only way to discover it is to watch +**actual** inflation levels and raising interest rates appropriately. Which +means that people are being made unemployed on the off-chance that the +unemployment level will drop below the (invisible and mobile) "natural" rate +and harm the interests of the ruling class (high inflation rates harms +interest incomes and full employment squeezes profits by increasing workers' +power). This does not seem to bother most economists, for whom empirical +evidence at the best of times is of little consequence. This is doubly true +with the NAIRU, for with an invisible, mobile value, the theory is always true +after the fact \-- if inflation rises as unemployment rises, then the natural +rate has increased; if inflation falls as unemployment rises, it has fallen! +As post-Keynesian economist James K. Galbraith noted in his useful critique of +the NAIRU, _"as the real unemployment rate moves, the apparent NAIRU moves in +its shadow"_ and its _"estimates and re-estimates seem largely a response to +predictive failure. We still have no theory, and no external evidence, +governing the fall of the estimated NAIRU. The literature simply observes that +inflation hasn't occurred and so the previous estimate must have been too +high."_ He stresses, economists have held _"to a concept in the face of twenty +years of unexplained variation, predictive failure, and failure of the +profession to coalesce on procedural issues."_ [**Created Unequal**, p. 180] +Given that most mainstream economists subscribe to this fallacy, it just shows +how the "science" accommodates itself to the needs of the powerful and how the +powerful will turn to any old nonsense if it suits their purpose. A better +example of supply and demand for ideology could not be found. + +So, supporters of "free market" capitalism do have a point, "actually existing +capitalism" has created high levels of unemployment. What **is** significant +is that most supporters of capitalism consider that this is a laissez-faire +policy! Sadly, the ideological supporters of pure capitalism rarely mention +this state intervention on behalf of the capitalist class, preferring to +attack trade unions, minimum wages, welfare and numerous other "imperfections" +of the labour market which, strangely, are designed (at least in rhetoric) to +benefit working class people. Ignoring that issue, however, the question now +arises, would a "purer" capitalism create full employment? + +First, we should point out that some supporters of "free market" capitalism +(most notably, the "Austrian" school) claim that real markets are not in +equilibrium at all, i.e. that the nature state of the economy is one of +disequilibrium. As we noted in [section C.1.6](secC1.html#secc16), this means +full employment is impossible as this is an equilibrium position but few +explicitly state this obvious conclusion of their own theories and claim +against logic that full employment can occur (full employment, it should be +stressed, has never meant 100% employment as they will always be some people +looking for a job and so by that term we mean close to 100% employment). +Anarchists agree: full employment can occur in "free market" capitalism but +not for ever nor even for long periods. As the Polish socialist economist +Michal Kalecki pointed out in regards to pre-Keynesian capitalism, _"[n]ot +only is there mass unemployment in the slump, but average employment +throughout the cycle is considerably below the peak reached in the boom. The +reserve of capital equipment and the reserve army of unemployed are typical +features of capitalist economy at least throughout a considerable part of the +[business] cycle."_ [quoted by Malcolm C. Sawyer, **The Economics of Michal +Kalecki**, pp. 115-6] + +It is doubtful that "pure" capitalism will be any different. This is due to +the nature of the system. What is missing from the orthodox analysis is an +explicit discussion of class and class struggle (implicitly, they are there +and almost always favour the bosses). Once this is included, the functional +reason for unemployment becomes clear. It serves to discipline the workforce, +who will tolerate being bossed about much more with the fear that unemployment +brings. This holds down wages as the threat of unemployment decreases the +bargaining power of workers. This means that unemployment is not only a +natural product of capitalism, it is an essential part of it. + +So cycles of short periods approaching full employment and followed by longer +periods of high unemployment are actually a more likely outcome of pure +capitalism than continued full employment. As we argued in sections +[C.1.5](secC1.html#secc15) and [C.7.1](secC7.html#secc71) capitalism needs +unemployment to function successfully and so "free market" capitalism will +experience periods of boom and slump, with unemployment increasing and +decreasing over time (as can be seen from 19th century capitalism). So as +Juliet Schor, a labour economist, put it, usually _"employers have a +structural advantage in the labour market, because there are typically more +candidates ready and willing to endure this work marathon [of long hours] than +jobs for them to fill."_ Under conditions of full-employment _"employers are +in danger of losing the upper hand"_ and hiring new workers _"suddenly becomes +much more difficult. They are harder to find, cost more, and are less +experienced."_ These considerations _"help explain why full employment has +been rare."_ Thus competition in the labour market is _"typically skewed in +favour of employers: it is a buyers market. And in a buyer's market, it is the +sellers who compromise."_ In the end, workers adapt to this inequality of +power and instead of getting what they want, they want what they get (to use +Schor's expression). Under full employment this changes. In such a situation +it is the bosses who have to start compromising. And they do not like it. As +Schor notes, America _"has never experienced a sustained period of full +employment. The closest we have gotten is the late 1960s, when the overall +unemployment rate was under 4 percent for four years. But that experience does +more to prove the point than any other example. The trauma caused to business +by those years of a tight labour market was considerable. Since then, there +has been a powerful consensus that the nation cannot withstand such a low rate +of unemployment."_ Hence the support for the NAIRU to ensure that _"forced +idleness of some helps perpetuate the forced overwork of others."_ [**The +Overworked American**, p. 71, p. 75, p. 129, pp. 75-76 and p. 76] + +So, full employment under capitalism is unlikely to last long (nor would full +employment booms fill a major part of the business cycle). In addition, it +should be stressed that the notion that capitalism naturally stays at +equilibrium or that unemployment is temporary adjustments is false, even given +the logic of capitalist economics. As Proudhon argued: + +> _"The economists admit it [that machinery causes unemployment]: but here +they repeat their eternal refrain that, after a lapse of time, the demand for +the product having increased in proportion to the reduction in price [caused +by the investment], labour in turn will come finally to be in greater demand +than ever. Undoubtedly, **with time,** the equilibrium will be restored; but I +must add again, the equilibrium will be no sooner restored at this point than +it will be disturbed at another, because the spirit of invention never +stops."_ [**System of Economical Contradictions**, pp. 200-1] + +That capitalism creates permanent unemployment and, indeed, needs it to +function is a conclusion that few, if any, pro-"free market" capitalists +subscribe to. Faced with the empirical evidence that full employment is rare +in capitalism, they argue that reality is not close enough to their theories +and must be changed (usually by weakening the power of labour by welfare +"reform" and reducing "union power"). Thus reality is at fault, not the theory +(to re-quote Proudhon, _"Political economy -- that is, proprietary despotism +-- can never be in the wrong: it must be the proletariat."_ [**Op. Cit.** p. +187]) So if unemployment exists, then its because real wages are too high, not +because capitalists need unemployment to discipline labour (see [section +C.9.2](secC9.html#secc92) for evidence that this argument is false). Or if +real wages are falling as unemployment is rising, it can only mean that the +real wage is not falling fast enough -- empirical evidence is never enough to +falsify logical deductions from assumptions! + +(As an aside, it is one of amazing aspects of the "science" of economics that +empirical evidence is never enough to refute its claims. As the Post-Keynesian +economist Nicholas Kaldor once pointed out, _"[b]ut unlike any scientific +theory, where the basic assumptions are chosen on the basis of direct +observation of the phenomena the behaviour of which forms the subject-matter +of the theory, the basic assumptions of economic theory are either of a kind +that are unverifiable. . . or of a kind which are directly contradicted by +observation."_ [**Further Essays on Applied Economics**, pp. 177-8]) + +Of course, reality often has the last laugh on any ideology. For example, +since the late 1970s and early 1980s right-wing capitalist parties have taken +power in many countries across the world. These regimes made many pro-free +market reforms, arguing that a dose of market forces would lower unemployment, +increase growth and so on. The reality proved somewhat different. For example, +in the UK, by the time the Labour Party under Tony Blair come back to office +in 1997, unemployment (while falling) was still higher than it had been when +the last Labour government left office in 1979 (this in spite of repeated +redefinitions of unemployment by the Tories in the 1980s to artifically reduce +the figures). 18 years of labour market reform had **not** reduced +unemployment even under the new definitions. This outcome was identical to New +Zealand's neo-liberal experiment, were its overall effect was unimpressive, to +say the least: lower growth, lower productivity and feeble real wage increases +combined with rising inequality and unemployment. Like the UK, unemployment +was still higher in 1997 than it had been in 1979. Over a decade of "flexible" +labour markets had increased unemployment (more than doubling it, in fact, at +one point as in the UK under Thatcher). It is no understatement to argue, in +the words of two critics of neo-liberalism, that the _"performance of the +world economy since capital was liberalised has been worse than when it was +tightly controlled"_ and that _"[t]hus far, [the] actual performance [of +liberalised capitalism] has not lived up to the propaganda."_ [Larry Elliot +and Dan Atkinson, **The Age of Insecurity**, p. 274 and p. 223] In fact, as +Palley notes, _"wage and income growth that would have been deemed totally +unsatisfactory a decade ago are now embraced as outstanding economic +performance."_ [**Op. Cit.**, p. 202] + +Lastly, it is apparent merely from a glance at the history of capitalism +during its laissez-faire heyday in the 19th century that "free" competition +among workers for jobs does not lead to full employment. Between 1870 and +1913, unemployment was at an average of 5.7% in the 16 more advanced +capitalist countries. This compares to an average of 7.3% in 1913-50 and 3.1% +in 1950-70. [Takis Fotopoulos, _"The Nation-State and the Market"_, pp. 37-80, +**Society and Nature**, Vol. 2, No. 2, p. 61] If laissez-faire did lead to +full employment, these figures would, surely, be reversed. + +As discussed above, full employment **cannot** be a fixed feature of +capitalism due to its authoritarian nature and the requirements of production +for profit. To summarise, unemployment has more to do with private property +than the wages of our fellow workers or any social safety nets working class +movements have managed to pressure the ruling class to accept. However, it is +worthwhile to discuss why the "free market" capitalist is wrong to claim that +unemployment within their system will not exist for long periods of time. In +addition, to do so will also indicate the poverty of their theory of, and +"solution" to, unemployment and the human misery they would cause. We do this +in the [next section](secC9.html#secc91). + +## C.9.1 Would cutting wages reduce unemployment? + +The "free market" capitalist (i.e., neo-classical, neo-liberal or "Austrian") +argument is that unemployment is caused by the real wage of labour being +higher than the market clearing level. The basic argument is that the market +for labour is like any other market and as the price of a commodity increases, +the demand for it falls. In terms of labour, high prices (wages) causes lower +demand (unemployment). Workers, it is claimed, are more interested in money +wages than real wages (which is the amount of goods they can buy with their +money wages). This leads them to resist wage cuts even when prices are +falling, leading to a rise in their real wages and so they price themselves +out of work without realising it. From this analysis comes the argument that +if workers were allowed to compete 'freely' among themselves for jobs, real +wages would decrease and so unemployment would fall. State intervention (e.g. +unemployment benefit, social welfare programmes, legal rights to organise, +minimum wage laws, etc.) and labour union activity are, according to this +theory, the cause of unemployment, as such intervention and activity forces +wages above their market level and so force employers to "let people go." The +key to ending unemployment is simple: cut wages. + +This position was brazenly put by "Austrian" economist Murray Rothbard. He +opposed any suggestion that wages should **not** be cut as the notion that +_"the first shock of the depression must fall on profits and not on wages."_ +This was _"precisely the reverse of sound policy since profits provide the +motive power for business activity."_ [**America's Great Depression**, p. 188] +Rothbard's analysis of the Great Depression is so extreme it almost reads like +a satirical attack on the laissez-faire position as his hysterical anti- +unionism makes him blame unions for the depression for, apparently, merely +existing (even in an extremely weakened state) for their influence was such as +to lead economists and the President to recommend to numerous leading +corporate business men **not** to cut wages to end the depression (wages were +cut, but not sufficiently as prices also dropped as we will discuss in the +[next section](secC2.html#secc92)). It should be noted that Rothbard takes his +position on wage cutting despite of an account of the business cycle rooted in +bankers lowering interest rates and bosses over-investing as a result (see +[section C.8](secC8.html)). So despite not setting interest rates nor making +investment decisions, he expected working class people to pay for the actions +of bankers and capitalists by accepting lower wages! Thus working class people +must pay the price of the profit seeking activities of their economic masters +who not only profited in good times, but can expect others to pay the price in +bad ones. Clearly, Rothbard took the first rule of economics to heart: the +boss is always right. + +The chain of logic in this explanation for unemployment is rooted in many of +the key assumptions of neo-classical and other marginalist economics. A firm's +demand for labour (in this schema) is the marginal physical product of labour +multiplied by the price of the output and so it is dependent on marginal +productivity theory. It is assumed that there are diminishing returns and +marginal productivity as only this produces a downward-sloping labour demand +curve. For labour, it is assumed that its supply curve is upwards slopping. So +it must be stressed that marginal productivity theory lies at the core of +"free market" capitalist theories of output and distribution and so +unemployment as the marginal product of labour is interpreted as the labour +demand curve. This enforces the viewpoint that unemployment is caused by wages +being too high as firms adjust production to bring the marginal cost of their +products (the cost of producing one more item) into equality with the +product's market-determined price. So a drop in labour costs theoretically +leads to an expansion in production, producing jobs for the "temporarily" +unemployed and moving the economy toward full-employment. So, in this theory, +unemployment can only be reduced by lowering the real wages of workers +currently employed. Thus the unfettered free market would ensure that all +those who want to work at the equilibrium real wage will do so. By definition, +any people who were idle in such a pure capitalism would be voluntarily +enjoying leisure and **not** unemployed. At worse, mass unemployment would be +a transitory disturbance which will quickly disappear if the market is +flexible enough and there are no imperfections in it (such as trade unions, +workers' rights, minimum wages, and so on). + +Sadly for these arguments, the assumptions required to reach it are absurd as +the conclusions (namely, that there is no involuntary unemployment as markets +are fully efficient). More perniciously, when confronted with the reality of +unemployment, most supporters of this view argue that it arises only because +of government-imposed rigidities and trade unions. In their "ideal" world +without either, there would, they claim, be no unemployment. Of course, it is +much easier to demand that nothing should be done to alleviate unemployment +and that workers' real wages be reduced when you are sitting in a tenured post +in academia save from the labour market forces you wish others to be subjected +to (in their own interests). + +This perspective suffered during the Great Depression and the threat of +revolution produced by persistent mass unemployment meant that dissident +economists had space to question the orthodoxy. At the head of this re- +evaluation was Keynes who presented an alternative analysis and solution to +the problem of unemployment in his 1936 book **The General Theory of +Employment, Interest and Money** (it should be noted that the Polish socialist +economist Michal Kalecki independently developed a similar theory a few years +before Keynes but without the neo-classical baggage Keynes brought into his +work). + +Somewhat ironically, given the abuse he has suffered at the hands of the right +(and some of his self-proclaimed followers), Keynes took the assumptions of +neo-classical economics on the labour market as the starting point of his +analysis. As such, critics of Keynes's analysis generally misrepresent it. For +example, right-liberal von Hayek asserted that Keynes _"started from the +correct insight that the regular cause of extensive unemployment is real wages +that are too high. The next step consisted in the proposition that a direct +lowering of money wages could be brought about only by a struggle so painful +and prolonged that it could not be contemplated. Hence he concluded that real +wages must be lowered by the process of lowering the value of money,"_ i.e. by +inflation. Thus _"the supply of money must be so increased as to raise prices +to a level where the real value of the prevailing money wage is no longer +greater than the productivity of the workers seeking employment."_ [**The +Constitution of Liberty**, p. 280] This is echoed by libertarian Marxist Paul +Mattick who presented an identical argument, stressing that for Keynes _"wages +were less flexible than had been generally assumed"_ and lowering real wages +by inflation _"allowed for more subtle ways of wage-cutting than those +traditionally employed."_ [**Marx and Keynes**, p. 7] + +Both are wrong. These arguments are a serious distortion of Keynes's argument. +While he did start by assuming the neo-classical position that unemployment +was caused by wages being too high, he was at pains to stress that even with +ideally flexible labour markets cutting real wages would **not** reduce +unemployment. As such, Keynes argued that unemployment was **not** caused by +labour resisting wage cuts or by "sticky" wages. Indeed, any "Keynesian" +economist who does argue that "sticky" wages are responsible for unemployment +shows that he or she has not read Keynes -- Chapter two of the **General +Theory** critiques precisely this argument. Taking neo-classical economists at +its word, Keynes analyses what would happen **if** the labour market were +perfect and so he assumes the same model as his neo-classical opponents, +namely that unemployment is caused by wages being too high and there is +flexibility in both commodity and labour markets. As he stressed, his +_"criticism of the accepted [neo-]classical theory of economics has consisted +not so much in finding logical flaws in its analysis as in pointing out that +its tacit assumptions are seldom or never satisfied, with the result that it +cannot solve the economic problems of the actual world."_ [**The General +Theory**, p. 378] + +What Keynes did was to consider the **overall** effect of cutting wages on the +economy as a whole. Given that wages make up a significant part of the costs +of a commodity, _"if money-wages change, one would have expected the +[neo-]classical school to argue that prices would change in almost the same +proportion, leaving the real wage and the level of unemployment practically +the same as before."_ However, this was not the case, causing Keynes to point +out that they _"do not seem to have realised that . . . their supply curve for +labour will shift bodily with every movement of prices."_ This was because +labour cannot determine its own real wage as prices are controlled by bosses. +Once this is recognised, it becomes obvious that workers do not control the +cost of living (i.e., the real wage). Therefore trade unions _"do not raise +the obstacle to any increase in aggregate employment which is attributed to +them by the [neo-]classical school."_ So while workers could, in theory, +control their wages by asking for less pay (or, more realistically, accepting +any wage cuts imposed by their bosses as the alternative is unemployment) they +do not have any control over the prices of the goods they produce. This means +that they have **no** control over their real wages and so **cannot** reduce +unemployment by pricing themselves into work by accepting lower wages. Given +these obvious facts, Keynes concluded that there was _"no ground for the +belief that a flexible wage policy is capable of continuous full employment . +. . The economic system cannot be made self-adjusting along these lines."_ +[**Op. Cit.**, p. 12, pp. 8-9, p. 15 and p. 267] As he summarised: + +> _"the contention that the unemployment which characterises a depression is +due to a refusal by labour to accept a reduction of money-wages is not clearly +supported by the facts. It is not very plausible to assert that unemployment +in the United States in 1932 was due either to labour obstinately refusing to +accept a reduction of money-wages or to its demanding a real wage beyond what +the productivity of the economic machine was capable of furnishing . . . +Labour is not more truculent in the depression than in the boom -- far from +it. Nor is its physical productivity less. These facts from experience are a +**prima facie** ground for questioning the adequacy of the [neo-]classical +analysis."_ [**Op. Cit.**, p. 9] + +This means that the standard neo-classical argument was flawed. While cutting +wages may make sense for one firm, it would not have this effect throughout +the economy as is required to reduce unemployment as a whole. This is another +example of the fallacy of composition. What may work with an individual worker +or firm will not have the same effect on the economy as a whole for cutting +wages for all workers would have a massive effect on the aggregate demand for +their firms products. + +For Keynes and Kalecki, there were two possibilities if wages were cut. One +possibility, which Keynes considered the most likely, would be that a cut in +money wages across the whole economy would see a similar cut in prices. The +net effect of this would be to leave real wages unchanged. The other assumes +that as wages are cut, prices remain prices remained unchanged or only fell by +a small amount (i.e. if wealth was redistributed from workers to their +employers). This is the underlying assumption of "free market" argument that +cutting wages would end the slump. In this theory, cutting real wages would +increase profits and investment and this would make up for any decline in +working class consumption and so its supporters reject the claim that cutting +real wages would merely decrease the demand for consumer goods without +automatically increasing investment sufficiently to compensate for this. + +However, in order make this claim, the theory depends on three critical +assumptions, namely that firms can expand production, that they will expand +production, and that, if they do, they can sell their expanded production. +This theory and its assumptions can be questioned. To do so we will draw upon +David Schweickart's excellent summary. [**Against Capitalism**, pp. 105-7] + +The first assumption states that it is always possible for a company to take +on new workers. Yet increasing production requires more than just labour. +Tools, raw materials and work space are all required in addition to new +workers. If production goods and facilities are not available, employment will +not be increased. Therefore the assumption that labour can always be added to +the existing stock to increase output is plainly unrealistic, particularly if +we assume with neo-classical economics that all resources are fully utilised +(for an economy operating at less than full capacity, the assumption is +somewhat less inappropriate). + +Next, will firms expand production when labour costs decline? Hardly. +Increasing production will increase supply and eat into the excess profits +resulting from the fall in wages (assuming, of course, that demand holds up in +the face of falling wages). If unemployment did result in a lowering of the +general market wage, companies might use the opportunity to replace their +current workers or force them to take a pay cut. If this happened, neither +production nor employment would increase. However, it could be argued that the +excess profits would increase capital investment in the economy (a key +assumption of neo-liberalism). The reply is obvious: perhaps, perhaps not. A +slumping economy might well induce financial caution and so capitalists could +stall investment until they are convinced of the sustained higher +profitability will last. + +This feeds directly into the last assumption, namely that the produced goods +will be sold. Assuming that money wages are cut, but prices remain the same +then this would be a cut in real wages. But when wages decline, so does worker +purchasing power, and if this is not offset by an increase in spending +elsewhere, then total demand will decline. However, it can be argued that not +everyone's real income would fall: incomes from profits would increase. But +redistributing income from workers to capitalists, a group who tend to spend a +smaller portion of their income on consumption than do workers, could reduce +effective demand and increase unemployment. Moreover, business does not +(cannot) instantaneously make use of the enlarged funds resulting from the +shift of wages to profit for investment (either because of financial caution +or lack of existing facilities). In addition, which sane company would +increase investment in the face of falling demand for its products? So when +wages decline, so does workers' purchasing power and this is unlikely to be +offset by an increase in spending elsewhere. This will lead to a reduction in +aggregate demand as profits are accumulated but unused, so leading to stocks +of unsold goods and renewed price reductions. This means that the cut in real +wages will be cancelled out by price cuts to sell unsold stock and +unemployment remains. In other words, contrary to neo-classical economics, a +fall in wages may result in the same or even more unemployment as aggregate +demand drops and companies cannot find a market for their goods. And so, +_"[i]f prices do not fall, it is still worse, for then real wages are reduced +and unemployment is increased directly by the fall in the purchase of +consumption goods."_ [Joan Robinson, **Further Contributions to Economics**, +p. 34] + +The "Pigou" (or _"real balance"_) effect is another neo-classical argument +that aims to prove that (in the end) capitalism will pass from slump to boom +quickly. This theory argues that when unemployment is sufficiently high, it +will lead to the price level falling which would lead to a rise in the real +value of the money supply and so increase the real value of savings. People +with such assets will have become richer and this increase in wealth will +enable people to buy more goods and so investment will begin again. In this +way, slump passes to boom naturally. + +However, this argument is flawed in many ways. In reply, Michal Kalecki argued +that, firstly, Pigou had _"assumed that the banking system would maintain the +stock of money constant in the face of declining incomes, although there was +no particular reason why they should."_ If the money stock changes, the value +of money will also change. Secondly, that _"the gain in money holders when +prices fall is exactly offset by the loss to money providers. Thus, whilst the +real value of a deposit in bank account rises for the depositor when prices +fell, the liability represented by that deposit for the bank also rises in +size."_ And, thirdly, _"that falling prices and wages would mean that the real +value of outstanding debts would be increased, which borrowers would find it +increasingly difficult to repay as their real income fails to keep pace with +the rising real value of debt. Indeed, when the falling prices and wages are +generated by low levels of demand, the aggregate real income will be low. +Bankruptcies follow, debts cannot be repaid, and a confidence crisis was +likely to follow."_ In other words, debtors may cut back on spending more than +creditors would increase it and so the depression would continue as demand did +not rise. [Malcolm C. Sawyer, **The Economics of Michal Kalecki**, p. 90] + +So, the traditional neo-classical reply that investment spending will increase +because lower costs will mean greater profits, leading to greater savings, and +ultimately, to greater investment is weak. Lower costs will mean greater +profits only if the products are sold, which they might not be if demand is +adversely affected. In other words, a higher profit margins do not result in +higher profits due to fall in consumption caused by the reduction of workers +purchasing power. And, as Michal Kalecki argued, wage cuts in combating a +slump may be ineffective because gains in profits are not applied immediately +to increase investment and the reduced purchasing power caused by the wage +cuts causes a fall in sales, meaning that higher profit margins do not result +in higher profits. Moreover, as Keynes pointed out long ago, the forces and +motivations governing saving are quite distinct from those governing +investment. Hence there is no necessity for the two quantities always to +coincide. So firms that have reduced wages may not be able to sell as much as +before, let alone more. In that case they will cut production, add to +unemployment and further reduce demand. This can set off a vicious downward +spiral of falling demand and plummeting production leading to depression, a +process described by Kropotkin (nearly 40 years before Keynes made the same +point in **The General Theory**): + +> _"Profits being the basis of capitalist industry, low profits explain all +ulterior consequences. + +> + +> "Low profits induce the employers to reduce the wages, or the number of +workers, or the number of days of employment during the week. . . As Adam +Smith said, low profits ultimately mean a reduction of wages, and low wages +mean a reduced consumption by the worker. Low profits mean also a somewhat +reduced consumption by the employer; and both together mean lower profits and +reduced consumption with that immense class of middlemen which has grown up in +manufacturing countries, and that, again, means a further reduction of profits +for the employers."_ [**Fields, Factories and Workshops Tomorrow**, p. 33] + +So, as is often the case, Keynes was simply including into mainstream +economics perspectives which had long been held by critics of capitalism and +dismissed by the orthodoxy. Keynes' critique of Say's Law essentially repeated +Marx's while Proudhon pointed out in 1846 that _"if the producer earns less, +he will buy less"_ and this will _"engender . . . over-production and +destitution."_ This was because _"though the workmen cost [the capitalist] +something, they are [his] customers: what will you do with your products, when +driven away by [him], they shall consume no longer?"_ This means that cutting +wages and employment would not work for they are _"not slow in dealing +employers a counter-blow; for if production excludes consumption, it is soon +obliged to stop itself."_ [**System of Economical Contradictions**, p. 204 and +p. 190] Significantly, Keynes praised Proudhon's follower Silvio Gesell for +getting part of the answer and for producing _"an anti-Marxian socialism"_ +which the _"future will learn more from"_ than Marx. [**Op. Cit.**, p. 355] + +So far our critique of the "free market" position has, like Keynes's, been +within the assumptions of that theory itself. More has to be said, though, as +its assumptions are deeply flawed and unrealistic. It should be stressed that +while Keynes's acceptance of much of the orthodoxy ensured that at least some +of his ideas become part of the mainstream, Post-Keynesians like Joan Robinson +would latter bemoan the fact that he sought a compromise rather than clean +break with the orthodoxy. This lead to the rise of the post-war neo-classical +synthesis, the so-called "Keynesian" argument that unemployment was caused by +wages being "sticky" and the means by which the right could undermine social +Keynesianism and ensure a return to neo-classical orthodoxy. + +Given the absurd assumptions underlying the "free market" argument, a wider +critique is possible as it reflects reality no more than any other part of the +pro-capitalist ideology which passes for mainstream economics. + +As noted above, the argument that unemployment is caused by wages being too +high is part of the wider marginalist perspective. Flaws in that will mean +that its explanation of unemployment is equally flawed. So it must be stressed +that the marginalist theory of distribution lies at the core of its theories +of both output and unemployment. In that theory, the marginal product of +labour is interpreted as the labour demand curve as the firm's demand for +labour is the marginal physical product of labour multiplied by the price of +the output and this produces the viewpoint that unemployment is caused by +wages being too high. So given the central role which marginal productivity +theory plays in the mainstream argument, it is useful to start our deeper +critique by re-iterating that, as indicated in [section C.2](secC2.html), Joan +Robinson and Piero Sraffa had successfully debunked this theory in the 1950s. +_"Yet for psychological and political reasons,"_ notes James K. Galbraith, +_"rather than for logical and mathematical ones, the capital critique has not +penetrated mainstream economics. It likely never will. Today only a handful of +economists seem aware of it."_ [_"The distribution of income"_, pp. 32-41, +Richard P. F. Holt and Steven Pressman (eds.), **A New Guide to Post Keynesian +Economics**, p. 34] Given that this underlies the argument that high wages +cause high unemployment, it means that the mainstream argument for cutting +wages has no firm theoretical basis. + +It should also be noted that the assumption that adding more labour to capital +is always possible flows from the assumption of marginal productivity theory +which treats "capital" like an ectoplasm and can be moulded into whatever form +is required by the labour available (see [section C.2.5](secC2.html#secc25) +for more discussion). Hence Joan Robinson's dismissal of this assumption, for +_"the difference between the future and the past is eliminated by making +capital 'malleable' so that mistakes can always be undone and equilibrium is +always guaranteed. . . with 'malleable' capital the demand for labour depends +on the level of wages."_ [**Contributions to Modern Economics**, p. 6] +Moreover, _"labour and capital are not often as smoothly substitutable for +each other as the [neo-classical] model requires . . . You can't use one +without the other. You can't measure the marginal productivity of one without +the other."_ Demand for capital and labour is, sometimes, a **joint** demand +and so it is often to adjust wages to a worker's marginal productivity +independent of the cost of capital. [Hugh Stretton, **Economics: A New +Introduction**, p. 401] + +Then there is the role of diminishing returns. The assumption that the demand +curve for labour is always downward sloping with respect to aggregate +employment is rooted in the notion that industry operates, at least in the +short run, under conditions of diminishing returns. However, diminishing +returns are **not** a feature of industries in the real world. Thus the +assumption that the downward slopping marginal product of labour curve is +identical to the aggregate demand curve for labour is not true as it is +inconsistent with empirical evidence. _"In a system at increasing returns,"_ +noted one economist, _"the direct relation between real wages and employment +tends to render the ordinary mechanism of wage adjustment ineffective and +unstable."_ [Ferdinando Targetti, **Nicholas Kaldor**, p. 344] In fact, as +discussed in [section C.1.2](secC1.html#secc12), without this assumption +mainstream economics cannot show that unemployment is, in fact, caused by real +wages being too high (along with many other things). + +Thus, if we accept reality, we must end up _"denying the inevitability of a +negative relationship between real wages and employment."_ Post-Keynesian +economists have not found any empirical links between the growth of +unemployment since the early in 1970s and changes in the relationship between +productivity and wages and so there is _"no theoretical reason to expect a +negative relationship between employment and the real wage, even at the level +of the individual firm."_ Even the beloved marginal analysis cannot be used in +the labour market, as _"[m]ost jobs are offered on a take-it-or-leave-it +basis. Workers have little or no scope to vary hours of work, thereby making +marginal trade-offs between income and leisure. There is thus no worker +sovereignty corresponding to the (very controversial) notion of consumer +sovereignty."_ Over all, _"if a relationship exists between aggregate +employment and the real wage, it is employment that determines wages. +Employment and unemployment are product market variables, not labour market +variables. Thus attempts to restore full employment by cutting wages are +fundamentally misguided."_ [John E. King, _"Labor and Unemployment,"_ pp. +65-78, Holt and Pressman (eds.), **Op. Cit.**, p. 68, pp. 67-8, p. 72, p. 68 +and p. 72] In addition: + +> _"Neo-classical theorists themselves have conceded that a negative +relationship between the real wage and the level of employment can be +established only in a one-commodity model; in a multi-commodity framework no +such generalisation is possible. This confines neo-classical theory to an +economy without money and makes it inapplicable to a capitalist or +entrepreneurial economy."_ [**Op. Cit.**, p. 71] + +And, of course, the whole analysis is rooted in the notion of perfect +competition. As Nicholas Kaldor mildly put it: + +> _"If economics had been a 'science' in the strict sense of the word, the +empirical observation that most firms operate in imperfect markets would have +forced economists to scrap their existing theories and to start thinking on +entirely new lines . . . unfortunately economists do not feel under the same +compulsion to maintain a close correspondence between theoretical hypotheses +and the facts of experience."_ [**Further Essays on Economic Theory ad +Policy**, p. 19] + +Any real economy is significantly different from the impossible notion of +perfect competition and _"if there exists even one monopoly anywhere in the +system . . . it follows that others must be averaging less than the marginal +value of their output. So to concede the existence of monopoly requires that +one either drop the competitive model entirely or construct an elaborate new +theory . . . that divides the world into monopolistic, competitive, and +subcompetitive ('exploited') sectors."_ [James K. Galbraith, **Created +Unequal**, p. 52] As noted in [section C.4.3](secC4.html#secc43), mainstream +economists have admitted that monopolistic competition (i.e., oligopoly) is +the dominant market form but they cannot model it due to the limitations of +the individualistic assumptions of bourgeois economics. Meanwhile, while +thundering against unions the mainstream economics profession remains +strangely silent on the impact of big business and pro-capitalist monopolies +like patents and copyrights on distribution and so the impact of real wages on +unemployment. + +All this means that _"neither the demand for labour nor the supply of labour +depends on the real wage. It follows from this that the labour market is not a +true market, for the price associated with it, the wage rate, is incapable of +performing any market-clearing function, and thus variations in the wage rate +cannot eliminate unemployment."_ [King, **Op. Cit.**, p. 65] As such, the +_"conventional economic analysis of markets . . . is unlikely to apply"_ to +the labour market and as a result _"wages are highly unlikely to reflect +workers' contributions to production."_ This is because economists treat +labour as no different from other commodities yet _"economic theory supports +no such conclusion."_ At its most basic, labour is **not** produced for profit +and the _"supply curve for labour can 'slope backward' -- so that a fall in +wages can cause an increase in the supply of workers."_ In fact, the idea of a +backward sloping supply curve for labour is just as easy to derive from the +assumptions used by economists to derive their standard one. This is because +workers may prefer to work less as the wage rate rises as they will be better +off even if they do not work more. Conversely, very low wage rates are likely +to produce a very high supply of labour as workers need to work more to meet +their basic needs. In addition, as noted at the end of [section +C.1.4](secC1.html#secc14), economic theory itself shows that workers will not +get a fair wage when they face very powerful employers unless they organise +unions. [Steve Keen, **Debunking Economics**, pp. 111-2 and pp. 119-23] + +Strong evidence that this model of the labour market can be found from the +history of capitalism. Continually we see capitalists turn to the state to +ensure low wages in order to ensure a steady supply of labour (this was a key +aim of state intervention during the rise of capitalism, incidentally). For +example, in central and southern Africa mining companies tried to get locals +to labour. They had little need for money, so they worked a day or two then +disappeared for the rest of the week. To avoid simply introducing slavery, +some colonial administrators introduced and enforced a poll-tax. To earn +enough to pay it, workers had to work a full week. [Hugh Stretton, **Op. +Cit.**, p. 403] Much the same was imposed on British workers at the dawn of +capitalism. As Stephen Marglin points out, the _"indiscipline of the labouring +classes, or more bluntly, their laziness, was widely noted by eighteenth +century observers."_ By laziness or indiscipline, these members of the ruling +class meant the situation where _"as wages rose, workers chose to work less."_ +In economic terms, _"a backward bending labour supply curve is a most natural +phenomenon as long as the individual worker controls the supply of labour."_ +However, _"the fact that higher wages led workers to choose more leisure . . . +was disastrous"_ for the capitalists. Unsurprisingly, the bosses did not +meekly accept the workings of the invisible hand. Their _"first recourse was +to the law"_ and they _"utilised the legislative, police and judicial powers +of the state"_ to ensure that working class people had to supply as many hours +as the bosses demanded. [_"What do Bosses do?"_, pp. 60-112, **Review of +Radical Political Economy**, Vol. 6, No. 2, pp. 91-4] + +This means that the market supply curve _"could have any shape at all"_ and so +economic theory _"fails to prove that employment is determined by supply and +demand, and reinforces the real world observation that involuntary +unemployment can exist"_ as reducing the wage need not bring the demand and +supply of labour into alignment. While the possibility of backward-bending +labour supply curves is sometimes pointed out in textbooks, the assumption of +an upward sloping supply curve is taken as the normal situation but _"there is +no theoretical \-- or empirical -- justification for this."_ Sadly for the +world, this assumption is used to draw very strong conclusions by economists. +The standard arguments against minimum wage legislation, trade unions and +demand management by government are all based on it. Yet, as Keen notes, such +important policy positions _"should be based upon robust intellectual or +empirical foundations, rather than the flimsy substrate of mere fancy. +Economists are quite prone to dismiss alternative perspectives on labour +market policy on this very basis -- that they lack any theoretical or +empirical foundations. Yet their own policy positions are based as much on +wishful thinking as on wisdom."_ [**Op. Cit.**, pp. 121-2 and p. 123] + +Within a capitalist economy the opposite assumption to that taken by economics +is far more likely, namely that there **is** a backward sloping labour supply +curve. This is because the decision to work is **not** one based on the choice +between wages and leisure made by the individual worker. Most workers do +**not** choose whether they work or not, and the hours spent working, by +comparing their (given) preferences and the level of real wages. They do +**not** practice voluntary leisure waiting for the real wage to exceed their +so-called _"reservation"_ wage (i.e. the wage which will tempt them to forsake +a life of leisure for the disutility of work). Rather, most workers have to +take a job because they do not have a choice as the alternative is poverty (at +best) or starvation and homelessness (at worse). The real wage influences the +decision on how much labour to supply rather than the decision to work or not. +This is because as workers and their families have a certain basic living +standard to maintain and essential bills which need to be paid. As earnings +increase, basic costs are covered and so people are more able to work less and +so the supply of labour tends to fall. Conversely, if real earnings fall +because the real wage is less then the supply of labour may **increase** as +people work more hours and/or more family members start working to make enough +to cover the bills (this is because, once in work, most people are obliged to +accept the hours set by their bosses). This is the opposite of what happens in +"normal" markets, where lower prices are meant to produce a **decrease** in +the amount of the commodity supplied. In other words, the labour market is not +a market, i.e. it reacts in different ways than other markets (Stretton +provides a good summary of this argument [**Op. Cit.**, pp. 403-4 and p. +491]). + +So, as radical economists have correctly observe, such considerations undercut +the "free market" capitalist contention that labour unions and state +intervention are responsible for unemployment (or that depressions will easily +or naturally end by the workings of the market). To the contrary, insofar as +labour unions and various welfare provisions prevent demand from falling as +low as it might otherwise go during a slump, they apply a brake to the +downward spiral. Far from being responsible for unemployment, they actually +mitigate it. For example, unions, by putting purchasing power in the hands of +workers, stimulates demand and keeps employment higher than the level it would +have been. Moreover, wages are generally spent immediately and completely +whilst profits are not. A shift from profits to wages may stimulate the +economy since more money is spent but there will be a delayed cut in +consumption out of profits. [Malcolm Sawyer, **The Economics of Michal +Kalecki**, p. 118] All this should be obvious, as wages (and benefits) may be +costs for some firms but they are revenue for even more and labour is not like +other commodities and reacts in changes in price in different ways. + +Given the dynamics of the labour "market" (if such a term makes much sense +given its atypical nature), any policies based on applying "economics 101" to +it will be doomed to failure. As such, any book entitled **Economics in One +Lesson** must be viewed with suspicion unless it admits that what it expounds +has little or no bearing to reality and urges the reader to take at least the +second lesson. Of course, a few people actually do accept the simplistic +arguments that reside in such basic economics texts and think that they +explain the world (these people usually become right-"libertarians" and spend +the rest of their lives ignoring their own experience and reality in favour of +a few simple axioms). The wage-cutting argument (like most of economics) +asserts that any problems are due to people not listening to economists and +that there is no economic power, there are no "special interests" -- it is +just that people are stupid. Of course, it is irrelevant that it is much +easier to demand that workers' real wages be reduced when you are sitting in a +tenured post in academia. True to their ideals and "science", it is refreshing +to see how many of these "free market" economists renounce tenure so that +their wages can adjust automatically as the market demand for their +ideologically charged comments changes. + +So when economic theories extol suffering for future benefits, it is always +worth asking who suffers, and who benefits. Needless to say, the labour market +flexibility agenda is anti-union, anti-minimum wage, and anti-worker +protection. This agenda emerges from theoretical claims that price flexibility +can restore full employment, and it rests dubious logic, absurd assumptions +and on a false analogy comparing the labour market with the market for +peanuts. Which, ironically, is appropriate as the logic of the model is that +workers will end up working for peanuts! As such, the "labour market" model +has a certain utility as it removes the problem of institutions and, above +all, power from the perspective of the economist. In fact, institutions such +as unions can only be considered as a problem in this model rather than a +natural response to the unique nature of the labour "market" which, despite +the obvious differences, most economists treat like any other. + +To conclude, a cut in wages may deepen any slump, making it deeper and longer +than it otherwise would be. Rather than being the solution to unemployment, +cutting wages will make it worse (we will address the question of whether +wages being too high actually causes unemployment in the first place, in the +[next section](secC9.html#secc92)). Given that, as we argued in [section +C.8.2](secC8.html#secc82), inflation is caused by insufficient profits for +capitalists (they try to maintain their profit margins by price increases) +this spiralling effect of cutting wages helps to explain what economists term +_"stagflation"_ \-- rising unemployment combined with rising inflation (as +seen in the 1970s). As workers are made unemployed, aggregate demand falls, +cutting profit margins even more and in response capitalists raise prices in +an attempt to recoup their losses. Only a very deep recession can break this +cycle (along with labour militancy and more than a few workers and their +families). + +Thus the capitalist solution to crisis is based on working class people paying +for capitalism's contradictions. For, according to the mainstream theory, when +the production capacity of a good exceeds any reasonable demand for it, the +workers must be laid off and/or have their wages cut to make the company +profitable again. Meanwhile the company executives -- the people responsible +for the bad decisions to build lots of factories -- continue to collect their +fat salaries, bonuses and pensions, and get to stay on to help manage the +company through its problems. For, after all, who better, to return a company +to profitability than those who in their wisdom ran it into bankruptcy? +Strange, though, no matter how high their salaries and bonuses get, managers +and executives **never** price **themselves** out of work. + +All this means that working class people have two options in a slump -- accept +a deeper depression in order to start the boom-bust cycle again or get rid of +capitalism and with it the contradictory nature of capitalist production which +produces the business cycle in the first place (not to mention other blights +such as hierarchy and inequality). In the end, the only solution to +unemployment is to get rid of the system which created it by workers seizing +their means of production and abolishing the state. When this happens, then +production for the profit of the few will be ended and so, too, the +contradictions this generates. + +## C.9.2 Is unemployment caused by wages being too high? + +As we noted in the [last section](secC9.html#secc91), most capitalist economic +theories argue that unemployment is caused by wages being too high. Any +economics student will tell you that labour is like any other commodity and so +if its price is too high then there will be less demand for it, so producing +an excess supply of it on the market. Thus high wages will reduce the quantity +of labour demanded and so create unemployment -- a simple case of "supply and +demand." + +From this theory we would expect that areas and periods with high wages will +also have high levels of unemployment. Unfortunately for the theory, this does +not seem to be the case. Even worse for it, high wages are generally +associated with booms rather than slumps and this has been known to mainstream +economics since at least 1939 when in March of that year **The Economic +Journal** printed an article by Keynes about the movement of real wages during +a boom in which he evaluated the empirical analysis of two labour economists +(entitled _"Relative Movements of Real Wages and Output"_ this is contained as +an Appendix of most modern editions of **The General Theory**). + +These studies showed that _"when money wages are rising, real wages have +usually risen too; whilst, when money wages are falling, real wages are no +more likely to rise than to fall."_ Keynes admitted that in **The General +Theory** he was _"accepting, without taking care to check the facts"_, a +_"widely held"_ belief. He discussed where this belief came from, namely +leading 19th century British economist Alfred Marshall who had produced a +_"generalisation"_ from a six year period between 1880-86 which was not true +for the subsequent business cycles of 1886 to 1914. He also quotes another +leading economist, Arthur Pigou, from 1927 on how _"the upper halves of trade +cycles have, on the whole, been associated with higher rates of real wages +than the lower halves"_ and indicates that he provided evidence on this from +1850 to 1910 (although this did not stop Pigou reverting to the _"Marshallian +tradition"_ during the Great Depression and blaming high unemployment on high +wages). [**The General Theory**, p. 394, p. 398 and p. 399] Keynes conceded +the point, arguing that he had tried to minimise differences between his +analysis and the standard perspective. He stressed that while he assumed +countercyclical real wages his argument did not depend on it and given the +empirical evidence provided by labour economists he accepted that real wages +were pro-cyclical in nature. + +The reason why this is the case is obvious given the analysis in the [last +section](secC9.html#secc91). Labour does not control prices and so cannot +control its own real wage. Looking at the Great Depression, it seems difficult +to blame it on workers refusing to take pay cuts when by 1933 _"wages and +salaries in U.S. manufacturing were less than half their 1929 levels and, in +automobiles and steel, were under 40 percent of the 1929 levels."_ In Detroit, +there had been 475,000 auto-workers. By 1931 _"almost half has been laid +off."_ [William Lazonick, **Competitive Advantage on the Shop Floor**, p. 271] +The notion of all powerful unions or workers' resistance to wage cuts causing +high unemployment hardly fits these facts. Peter Temin provides information on +real wages in manufacturing during the depression years. Using 1929 as the +base year, weekly average real wages (i.e., earnings divided by the consumer +price index) fell each year to reach a low of 85.5% by 1932. Hourly real wages +remained approximately constant (rising to 100.1% in 1930 and then 102.6% in +1931 before falling to 99% in 1932). The larger fall in weekly wages was due +to workers having a shorter working week. The _"effect of shorter hours and +lower wages was to decrease the income of employed workers."_ Thus the notion +that lowering wages will increase employment seems as hard to support as the +notion that wages being too high caused the depression in the first place. +Temin argues, _"no part of the [neo-]classical story is accurate."_ [**Did +Monetary Forces Cause the Great Depression?**, pp. 139-40] It should be noted +that the consensus of economists is that during this period the evidence seems +to suggest that real wages **did** rise overall. This was because the prices +of commodities fell faster than did the wages paid to workers. Which confirms +Keynes, as he had argued that workers cannot price themselves into work as +they have no control over prices. However, there is no reason to think that +high real wages caused the high unemployment as the slump itself forced +producers to cut prices (not to mention wages). Rather, the slump caused the +increase in real wages. + +Since then, economists have generally confirmed that real wage are +procyclical. In fact, _"a great deal of empirical research has been conducted +in this area \-- research which mostly contradicts the neo-classical +assumption of an inverse relation between real wages and employment."_ +[Ferdinando Targetti, **Nicholas Kaldor**, p. 50] Nicholas Kaldor, one of the +first Keynesians, also stressed that the notion that there is an inverse +relationship between real wages and employment is _"contradicted by numerous +empirical studies which show that, in the short period, changes in real wages +are positively correlated with changes in employment and not negatively."_ +[**Further Essays on Economic Theory and Policy**, p. 114fn] As Hugh Stretton +summarises in his excellent introductory text on economics: + +> _"In defiance of market theory, the demand for labour tends strongly to vary +**with** its price, not inversely to it. Wages are high when there is full +employment. Wages -- especially for the least-skilled and lowest paid -- are +lowest when there is least employment. The causes chiefly run from the +employment to the wages, rather than the other way. Unemployment weakens the +bargaining power, worsens the job security and working conditions, and lowers +the pay of those still in jobs. + +> + +> "The lower wages do not induce employers to create more jobs . . . most +business firms have no reason to take on more hands if wages decline. Only +empty warehouses, or the prospect of more sales can get them to do that, and +these conditions rarely coincide with falling employment and wages. The causes +tend to work the other way: unemployment lowers wages, and the lower wages do +not restore the lost employment."_ [**Economics: A New Introduction**, pp. +401-2] + +Will Hutton, the British neo-Keynesian economist, summarises research by two +other economists that suggests high wages do not cause unemployment: + +> _"the British economists David Blanchflower and Andrew Oswald [examined] . . +. the data in twelve countries about the actual relation between wages and +unemployment -- and what they have discovered is another major challenge to +the free market account of the labour market. Free market theory would predict +that low wages would be correlated with low local unemployment; and high wages +with high local unemployment. + +> + +> "Blanchflower and Oswald have found precisely the opposite relationship. The +higher the wages, the lower the local unemployment -- and the lower the wages, +the higher the local unemployment. As they say, this is not a conclusion that +can be squared with free market text-book theories of how a competitive labour +market should work."_ [**The State We're In**, p. 102] + +Unemployment was highest where real wages were lowest and nowhere had falling +wages being followed by rising employment or falling unemployment. +Blanchflower and Oswald stated that their conclusion is that employees _"who +work in areas of high unemployment earn less, other things constant, than +those who are surrounded by low unemployment."_ [**The Wage Curve**, p. 360] +This relationship, the exact opposite of that predicted by "free market" +capitalist economics, was found in many different countries and time periods, +with the curve being similar for different countries. Thus, the evidence +suggests that high unemployment is associated with low earnings, not high, and +vice versa. + +Looking at less extensive evidence, if minimum wages and unions cause +unemployment, why did the South-eastern states of the USA (with a **lower** +minimum wage and weaker unions) have a **higher** unemployment rate than +North-western states during the 1960s and 1970s? Or why, when the (relative) +minimum wage declined under Reagan and Bush in the 1980s, did chronic +unemployment accompany it? [Allan Engler, **The Apostles of Greed**, p. 107] +Or the **Low Pay Network** report _"Priced Into Poverty"_ which discovered +that in the 18 months before they were abolished, the British Wages Councils +(which set minimum wages for various industries) saw a rise of 18,200 in full- +time equivalent jobs compared to a net loss of 39,300 full-time equivalent +jobs in the 18 months afterwards. Given that nearly half the vacancies in +former Wages Council sectors paid less than the rate which it is estimated +Wages Councils would now pay, and nearly 15% paid less than the rate at +abolition, there should (by the "free market" argument) have been rises in +employment in these sectors as pay fell. The opposite happened. This research +shows that the falls in pay associated with Wages Council abolition had not +created more employment. Indeed, employment growth was more buoyant prior to +abolition than subsequently. So whilst Wages Council abolition did not result +in more employment, the erosion of pay rates caused by their abolition +resulted in more families having to endure poverty pay. Significantly, the +introduction of a national minimum wage by the first New Labour government did +not have the dire impact "free market" capitalist economists and politicians +predicted. + +It should also be noted that an extensive analysis of the impact of minimum +wage increases at the state level in America by economists David Card and Alan +Kreuger found the facts contradicted the standard theory, with rises in the +minimum wage having a small positive impact on both employment and wages for +all workers. [**Myth and Measurement: The New Economics of the Minimum Wage**] +While their work was attacked by business leaders and economists from think- +tanks funded by them, Card and Kreuger's findings that raising the lowest +wages had no effect on unemployment or decreased it proved to be robust. In +particular, when replying to criticism of their work by other economists who +based their work, in part, on data supplied by a business funded think-tank +Card and Krueger discovered that not only was that work consistent with their +original findings but that the _"only data set that indicates a significant +decline in employment"_ was by some amazing coincidence _"the small set of +restaurants collected by"_ the think tank. [_"Minimum Wages and Employment: A +Case Study of the Fast-Food Industry in New Jersey and Pennsylvania: Reply"_, +pp. 1397-1420, **The American Economic Review**, Vol. 90, No. 5, p. 1419] For +a good overview of _"how the fast food industry and its conservative allies +sought to discredit two distinguished economists, and how the attack +backfired"_ when _"the two experts used by the fast food industry to impeach +Card and Krueger, effectively ratified them"_ see John Schmitt's _"Behind the +Numbers: Cooked to Order."_ [**The American Prospect**, May-June 1996, pp. +82-85] + +(This does not mean that anarchists support the imposition of a legal minimum +wage. Most anarchists do not because it takes the responsibility for wages +from unions and other working class organisations, where it belongs, and +places it in the hands of the state. We mention these examples in order to +highlight that the "free market" capitalist argument has serious flaws with +it.) + +Empirical evidence does not support the argument the "free market" capitalist +argument that unemployment is caused by real wages being too high. The +phenomenon that real wages tend to increase during the upward swing of the +business cycle (as unemployment falls) and fall during recessions (when +unemployment increases) renders the standard interpretation that real wages +govern employment difficult to maintain (real wages are _"pro-cyclical,"_ to +use economic terminology). This evidence makes it harder for economists to +justify policies based on a direct attack on real wages as the means to cure +unemployment. + +While this evidence may come as a shock to those who subscribe to the +arguments put forward by those who think capitalist economics reflect the +reality of that system, it fits well with the anarchist and other socialist +analysis. For anarchists, unemployment is a means of disciplining labour and +maintaining a suitable rate of profit (i.e. unemployment is a key means of +ensuring that workers are exploited). As full employment is approached, +labour's power increases, so reducing the rate of exploitation and so +increasing labour's share of the value it produces (and so higher wages). +Thus, from an anarchist point of view, the fact that wages are higher in areas +of low unemployment is not a surprise, nor is the phenomenon of pro-cyclical +real wages. After all, as we noted in [section C.3](secC3.html), the ratio +between wages and profits are, to a large degree, a product of bargaining +power and so we would expect real wages to grow in the upswing of the business +cycle, fall in the slump and be high in areas of low unemployment. + +The evidence therefore suggests that the "free market" capitalist claim that +unemployment is caused by unions, "too high" wages, and so on, is false. +Indeed, by stopping capitalists appropriating more of the income created by +workers, high wages maintain aggregate demand and contribute to higher +employment (although, of course, high employment cannot be maintained +indefinitely under wage slavery due to the rise in workers' power this +implies). Rather, unemployment is a key aspect of the capitalist system and +cannot be got rid off within it. The "free market" capitalist "blame the +workers" approach fails to understand the nature and dynamic of the system +(given its ideological role, this is unsurprising). So high real wages for +workers increases aggregate demand and reduces unemployment from the level it +would be if the wage rate was cut. This is supported by most of the research +into wage dynamics during the business cycle and by the _"wage curve"_ of +numerous countries. This suggests that the demand for labour is independent of +the real wages and so the price of labour (wages) is incapable of performing +any market clearing function. The supply and demand for labour are determined +by two different sets of factors. The relationship between wages and +unemployment flows from the latter to the former rather than the reverse: the +wage is influenced by the level of unemployment. Thus wages are not the +product of a labour market which does not really exist but rather is the +product of _"institutions, customs, privilege, social relations, history, law, +and above all power, with an admixture of ingenuity and luck. But of course +power, and particularly market or monopoly power, changes with the general of +demand, the rate of growth, and the rate of unemployment. In periods of high +employment, the weak gain on the strong; in periods of high unemployment, the +strong gain on the weak."_ [Galbraith, **Created Unequal**, p. 266] + +This should be obvious enough. It is difficult for workers to resist wage cuts +and speeds-up when faced with the fear of mass unemployment. As such, higher +rates of unemployment _"reduce labour's bargaining power vis-a-vis business, +and this helps explain why wages have declined and workers have not received +their share of productivity growth"_ (between 1970 and 1993, only the top 20% +of the US population increased its share of national income). [Thomas I. +Palley, **Plenty of Nothing**, p. 55 and p. 58] Strangely, though, this +obvious fact seems lost on most economists. In fact, if you took their +arguments seriously then you would have to conclude that depressions and +recessions are the periods during which working class people do the best! This +is on two levels. First, in neo-classical economics work is considered a +disutility and workers decide not to work at the market-clearing real wage +because they prefer leisure to working. Leisure is assumed to be intrinsically +good and the wage the means by which workers are encouraged to sacrifice it. +Thus high unemployment must be a good thing as it gives many more people +leisure time. Second, for those in work their real wages are higher than +before, so their income has risen. Alfred Marshall, for example, argued that +in depressions money wages fell but not as fast as prices. A _"powerful +friction"_ stopped this, which _"establish[ed] a higher standard of living +among the working classes"_ and a _"diminish[ing of] the inequalities of +wealth."_ When asked whether during a period of depression the employed +working classes got more than they did before, he replied _"[m]ore than they +did before, on the average."_ [quoted by Keynes, **Op. Cit.**, p. 396] + +Thus, apparently, working class people do worse in booms than in slumps and, +moreover, they can resist wage cuts more in the face of mass unemployment than +in periods approaching full employment. That the theory which produced these +conclusions could be taken remotely seriously shows the dangers of deducing an +economic ideology from a few simple axioms rather than trusting in empirical +evidence and common sense derived from experience. Nor should it come as too +great a surprise, as "free market" capitalist economics tends to ignore (or +dismiss) the importance of economic power and the social context within which +individuals make their choices. As Bob Black acidly put it with regards to the +1980s, it _"wasn't the **workers** who took these gains [of increased +productivity], not in higher wages, not in safer working conditions, and not +in shorter hours -- hours of work have **increased** . . . It must be, then, +that in the 80s and after workers have 'chosen' lower wages, longer hours +**and** greater danger on the job. Yeah, sure."_ [_"Smokestack Lightning,"_ +pp. 43-62, **Friendly Fire**, p. 61] + +In the real world, workers have little choice but to accept a job as they have +no independent means to exist in a pure capitalist system and so no wages +means no money for buying such trivialities as food and shelter. The decision +to take a job is, for most workers, a non-decision -- paid work is undertaken +out of economic necessity and so we are not in a position to refuse work +because real wages are too low to be worth the effort (the welfare state +reduces this pressure, which is why the right and bosses are trying to destroy +it). With high unemployment, pay and conditions will worsen while hours and +intensity of labour will increase as the fear of the sack will result in +increased job insecurity and so workers will be more willing to placate their +bosses by obeying and not complaining. Needless to say, empirical evidence +shows that _"when unemployment is high, inequality rises. And when +unemployment is low, inequality tends to fall."_ [James K. Galbraith, **Op. +Cit.**, p. 148] This is unsurprising as the _"wage curve"_ suggests that it is +unemployment which drives wage levels, not the other way round. This is +important as higher unemployment would therefore create higher inequality as +workers are in no position to claim back productivity increases and so wealth +would flood upwards. + +Then there is the issue of the backward-bending supply curve of labour we +discussed at the end of the [last section](secC9.html#secc91). As the "labour +market" is not really a market, cutting real wages will have the opposite +effect on the supply of labour than its supporters claim. It is commonly found +that as real wages fall, hours at work become longer and the number of workers +in a family increases. This is because the labour supply curve is negatively +slopped as families need to work more (i.e., provide more labour) to make ends +meet. This means that a fall in real wages may **increase** the supply of +labour as workers are forced to work longer hours or take second jobs simply +to survive. The net effect of increasing supply would be to **decrease** real +wages even more and so, potentially, start a vicious circle and make the +recession deeper. Looking at the US, we find evidence that supports this +analysis. As the wages for the bottom 80% of the population fell in real terms +under Reagan and Bush in the 1980s, the number of people with multiple jobs +increased as did the number of mothers who entered the labour market. In fact, +_"the only reason that family income was maintained is the massive increase in +labour force participation of married women . . . Put simply, jobs paying +family wages have been disappearing, and sustaining a family now requires that +both adults work . . . The result has been a squeeze on the amount of time +that people have for themselves . . . there is a loss of life quality +associated with the decline in time for family . . . they have also been +forced to work longer . . . Americans are working longer just to maintain +their current position, and the quality of family life is likely declining. A +time squeeze has therefore accompanied the wage squeeze."_ [Palley, **Op. +Cit.**, pp. 63-4] That is, the supply of labour **increased** as its price +fell (Reagan's turn to military Keynesianism and incomplete nature of the +"reforms" ensured that a deep spiral was avoided). + +To understand why this is the case, it is necessary to think about how the +impact of eliminating the minimum wage and trade unions would actually have. +First, of course, there would be a drop in the wages of the poorest workers as +the assertion is that the minimum wage increases unemployment by forcing wages +up. The assertion is that the bosses would then employ more workers as a +result. However, this assumes that extra workers could easily be added to the +existing capital stock which may not be the case. Assuming this is the case +(and it **is** a big assumption), what happens to the workers who have had +their pay cut? Obviously, they still need to pay their bills which means they +either cut back on consumption and/or seek more work (assuming that prices +have not fallen, as this would leave the real wage unchanged). If the former +happens, then firms may find that they face reduced demand for their products +and, consequently, have no need for the extra employees predicted by the +theory. If the latter happens, then the ranks of those seeking work will +increase as people look for extra jobs or people outside the labour market +(like mothers and children) are forced into the job market. As the supply of +workers increase, wages **must** drop according to the logic of the "free +market" position. This does not mean that a recovery is impossible, just that +in the short and medium terms cutting wages will make a recession worse and be +unlikely to **reduce** unemployment for some time. + +This suggests that a "free market" capitalism, marked by a fully competitive +labour market, no welfare programmes nor unemployment benefits, and extensive +business power to break unions and strikes would see aggregate demand +constantly rise and fall, in line with the business cycle, and unemployment +and inequality would follow suit. Moreover, unemployment would be higher over +most of the business cycle (and particularly at the bottom of the slump) than +under a capitalism with social programmes, militant unions and legal rights to +organise because the real wage would not be able to stay at levels that could +support aggregate demand nor could the unemployed use their benefits to +stimulate the production of consumer goods. This suggests that a fully +competitive labour market, as in the 19th century, would increase the +instability of the system -- an analysis which was confirmed in during the +1980s (_"the relationship between measured inequality and economic stability . +. . was weak but if anything it suggests that the more egalitarian countries +showed a more stable pattern of growth after 1979."_ [Dan Corry and Andrew +Glyn, _"The Macroeconomics of equality, stability and growth"_, **Paying for +Inequality**, Andrew Glyn and David Miliband (eds.) pp. 212-213]). + +So, in summary, the available evidence suggests that **high** wages are +associated with **low** levels of unemployment. While this should be the +expected result from any realistic analysis of the economic power which marks +capitalist economies, it does not provide much support for claims that only by +cutting real wages can unemployment be reduced. The "free market" capitalist +position and one based on reality have radically different conclusions as well +as political implications. Ultimately, most laissez-faire economic analysis is +unpersuasive both in terms of the facts and their logic. While economics may +be marked by axiomatic reasoning which renders everything the markets does as +optimal, the problem is precisely that it is pure axiomatic reasoning with +little or no regard for the real world. Moreover, by some strange coincidence, +they usually involve policy implications which generally make the rich richer +by weakening the working class. Unsurprisingly, decades of empirical evidence +have not shifted the faith of those who think that the simple axioms of +economics take precedence over the real world nor has this faith lost its +utility to the economically powerful. + +## C.9.3 Are "flexible" labour markets the answer to unemployment? + +The usual "free market" capitalist (or neo-liberal) argument is that labour +markets must become more "flexible" to solve the problem of unemployment. This +is done by weakening unions, reducing (or abolishing) the welfare state, and +so on. In defence of these policies, their proponents point to the low +unemployment rates of the USA and UK and contrast them to the claimed economic +woes of Europe (particularly France and Germany). As we will indicate in this +section, this stance has more to do a touching faith that deregulating the +labour market brings the economy as a whole closer to the ideal of "perfect +competition" than a balanced analysis and assessment of the available +evidence. Moreover, it is always important to remember, as tenured economists +(talking of protective labour market institutions!) seem to forget, that +deregulation can and does have high economic (and not to mention individual +and social) costs too. + +The underlying argument for flexible labour markets is the notion that +unemployment is cased by wages being too high and due to market imperfections +wages are sticky downwards. While both claims, as we have seen above, are +dubious both factually and logically this has not stopped this position +becoming the reigning orthodoxy in elite circles. By market imperfections it +is meant trade unions, laws which protect labour, unemployment benefit and +other forms of social welfare provision (and definitely **not** big business, +patent and copyright laws, or any other pro-business state interventions). All +these ensure that wages for those employed are inflexible downwards and the +living standards of those unemployed are too high to induce them to seek work. +This means that orthodox economics is based on (to use John Kenneth +Galbraith's justly famous quip) the assumption that the rich do not work +because they are paid too little, while the poor do not work because they are +paid too much. + +We should first point out that attacks on social welfare have a long pedigree +and have been conducted with much the same rationale -- it made people lazy +and gave them flexibility when seeking work. For example, the British **Poor +Law Report** of the 1830s _"built its case against relief on the damage done +by poor relief to personal morality and labour discipline (much the same thing +in the eyes of the commissioners)."_ [David McNally, **Against the Market**, +p. 101] The report itself stated that _"the greatest evil"_ of the system was +_"the spirit of laziness and insubordination that it creates."_ [quoted by +McNally, **Op. Cit.**, p. 101] + +While the rhetoric used to justify attacks on welfare has changed somewhat +since then, the logic and rationale have not. They have as their root the need +to eliminate anything which provided working class people any means for +independence from the labour market. It has always aimed to ensure that the +fear of the sack remains a powerful tool in the bosses arsenal and to ensure +that their authority is not undermined. Ironically, therefore, its underlying +aims are to **decrease** the options available to working class people, i.e. +to reduce **our** flexibility within the labour market by limiting our options +to finding a job fast or face dire poverty (or worse). + +Secondly, there is a unspoken paradox to this whole process. If we look at the +stated, public, rationale behind "flexibility" we find a strange fact. While +the labour market is to be made more "flexible" and in line with ideal of +"perfect competition", on the capitalist side no attempt is being made to +bring **it** into line with that model. Let us not forget that perfect +competition (the theoretical condition in which all resources, including +labour, will be efficiently utilised) states that there must be a large number +of buyers and sellers. This is the case on the sellers side of the "flexible" +labour market, but this is **not** the case on the buyers (where, as indicated +in [section C.4](secC4.html), oligopoly reigns). Most who favour labour market +"flexibility" are also those most against the breaking up of big business and +oligopolistic markets or are against attempts to stop mergers between dominant +companies in and across markets. Yet the model requires **both** sides to be +made up of numerous small firms without market influence or power. So why +expect making one side more "flexible" will have a positive effect on the +whole? + +There is no logical reason for this to be the case and as we noted in [section +C.1.4](secC1.html#secc14), neo-classical economics agrees -- in an economy +with both unions and big business, removing the former while retaining the +latter will **not** bring it closer to the ideal of perfect competition. With +the resulting shift in power on the labour market things will get worse as +income is distributed from labour to capital. Which is, we must stress, +precisely what **has** happened since the 1980s and the much lauded "reforms" +of the labour market. It is a bit like expecting peace to occur between two +warring factions by disarming one side and arguing that because the number of +guns have been halved peacefulness has doubled! Of course, the only "peace" +that would result would be the peace of the graveyard or a conquered people -- +subservience can pass for peace, if you do not look too close. In the end, +calls for the "flexibility" of labour indicate the truism that, under +capitalism, labour exists to meet the requirements of capital (or living +labour exists to meet the needs of dead labour, a truly insane way to organise +a society). + +Then there is the key question of comparing reality with the rhetoric. As +economist Andrew Glyn points out, the neo-liberal orthodoxy on this issue +_"has been strenuously promoted despite weak evidence for the magnitude of its +benefits and in almost total neglect of its costs."_ In fact, _"there is no +evidence that the countries which carried out more reforms secured significant +falls in unemployment."_ This is perhaps unsurprising as _"there is plenty of +support for such deregulation from business even without strong evidence that +unemployment would be reduced."_ As far as welfare goes, the relationship +between unemployment and benefits is, if anything, in the 'wrong' direction +(higher benefits do along with lower unemployment). Of course there are a host +of other influences on unemployment but _"if benefits were very important we +might expect **some** degree of correlation in the 'right' (positive) +direction . . . such a lack of simple relation with unemployment applies to +other likely suspects such as employment protection and union membership."_ +[**Capitalism Unleashed**, p. 48, p. 121, p. 48 and p. 47] + +Nor is it mentioned that the history of labour market flexibility is somewhat +at odds with the theory. It is useful to remember that American unemployment +was far worse than Europe's during the 1950s, 60s and 70s. In fact, it did not +get better than the European average until the second half of the 1980s. +[David R. Howell, _"Introduction"_, pp. 3-34, **Fighting Unemployment**, David +R. Howell (ed.), pp. 10-11] To summarise: + +> _"it appears to be only relatively recently that the maintained greater +flexibility of US labour markets has apparently led to a superior performance +in terms of lower unemployment, despite the fact this flexibility is no new +phenomenon. Comparing, for example, the United States with the United Kingdom, +in the 1960s the United States averaged 4.8 per cent, with the United Kingdom +at 1.9 per cent; in the 1970s the United States rate rose to 6.1 per cent, +with the United Kingdom rising to 4.3 per cent, and it was only in the 1980s +that the ranking was reversed with the United States at 7.2 per cent and the +United Kingdom at 10 per cent. . . Notice that this reversal of rankings in +the 1980s took place despite all the best efforts of Mrs Thatcher to create +labour market flexibility. . . [I]f labour market flexibility is important in +explaining the level of unemployment. . . why does the level of unemployment +remain so persistently high in a country, Britain, where active measures have +been taken to create flexibility?"_ [Keith Cowling and Roger Sugden, **Beyond +Capitalism**, p. 9] + +If we look at the fraction of the labour force without a job in America, we +find that in 1969 it was 3.4% (7.3% including the underemployed) and **rose** +to 6.1% in 1987 (16.8% including the underemployed). Using more recent data, +we find that, on average, the unemployment rate was 6.2% in 1990-97 compared +to 5.0% in the period 1950-65. In other words, labour market "flexibility" has +not reduced unemployment levels, in fact "flexible" labour markets have been +associated with higher levels of unemployment. Of course, we are comparing +different time periods. A lot changed between the 1960s and the 1990s and so +comparing these periods cannot be the whole answer. However, it does seem +strange that the period with stronger unions, higher minimum wages and more +generous welfare state should be associated with **lower** unemployment than +the subsequent "flexible" period. It is possible that the rise in flexibility +and the increase in unemployment may be unrelated. If we look at different +countries over the same time period we can see if "flexibility" actually +reduces unemployment. As one British economist notes, this may not be the +case: + +> _"Open unemployment is, of course, lower in the US. But once we allow for +all forms of non-employment [such as underemployment, jobless workers who are +not officially registered as such and so on], there is little difference +between Europe and the US: between 1988 and 1994, 11 per cent of men aged +25-55 were not in work in France, compared with 13 per cent in the UK, 14 per +cent in the US and 15 per cent in Germany."_ [Richard Layard, quoted by John +Gray, **False Dawn**, p. 113] + +Also when evaluating the unemployment records of a country, other factors than +the "official" rate given by the government must taken into account. Firstly, +different governments have different definitions of what counts as +unemployment. As an example, the USA has a more restrictive definition of who +is unemployed than Germany. For example, in 2005 Germany's unemployment rate +was officially 11.2%. However, using the US definition it was only around 9% +(7% in what was formerly West Germany). The offical figure was higher as it +included people, such as those involuntarily working part-time, as being +unemployed who are counted as being employed in the USA. America, in the same +year, had an unemployment rate of around 5%. So comparing unadjusted +unemployment figures will give a radically different picture of the problem +than using standardised ones. Sadly far too often business reporting in +newspapers fail to do this. + +In addition, all estimates of America's unemployment record must take into +account its incarceration rates. The prison population is not counted as part +of the labour force and so is excluded when calculating unemployment figures. +This is particularly significant as those in prison are disproportionately +from demographic groups with very high unemployment rates and so it is likely +that a substantial portion of these people would be unemployed if they were +not in jail. If America and the UK did not have the huge surge in prison +population since the 1980s neo-liberal reforms, the unemployment rate in both +countries would be significantly higher. In the late 1990s, for example, more +than a million extra people would be seeking work if the US penal policies +resembled those of any other Western nation. [John Gray, **Op. Cit.**, p. 113] +England and Wales, unsurprisingly, tops the prison league table for Western +Europe. In 2005, 145 per 100,000 of their population was incarcerated. In +comparison, France had a rate of 88 while Germany had one of 97. This would, +obviously, reduce the numbers of those seeking work on the labour market and, +consequently, reduce the unemployment statistics. + +While the UK is praised for its "flexible" labour market in the 2000s, many +forget the price which was paid to achieve it and even more fail to realise +that the figures hide a somewhat different reality. It is therefore essential +to remember Britain's actual economic performance during Thatcher's rule +rather than the "economically correct" narrative we have inherited from the +media and economic "experts." When Thatcher came to office in 1979 she did so +promising to end the mass unemployment experienced under Labour (which had +doubled between 1974 and 1979). Unemployment then tripled in her first term, +rising to over 3 million in 1982 (for the first time since the 1930s, +representing 1 in 8 people). This was due in large part to the application of +Monetarist dogma making the recession far worse than it had to be. +Unemployment remained at record levels throughout the 1980s, only dropping to +below its 1979 level in 1997 when New Labour took office. It gets worse. Faced +with unemployment rising to well over 10%, Thatcher's regime did what any +respectable government would -- it cooked the books. It changed how +unemployment was recorded in order to artificially lower the official +unemployment records. It also should be stressed that the UK unemployment +figures do not take into account the Thatcherite policy of shunting as many +people as possible off the unemployment roles and onto sickness and incapacity +benefits during the 1980s and 1990s (_"In some countries, like the UK and the +Netherlands, many [of the unemployed] found their way onto sickness benefit . +. . Across the UK, for example, there was a strong positive correlation +between numbers on sickness benefits and the local unemployment rate."_ [Glyn, +**Op. Cit.**, p. 107]). Once these "hidden" people are included the +unemployment figures of Britain are similar to those countries, such as France +and Germany, who are more honest in recording who is and is not unemployed. + +Eighteen years of high unemployment and a massive explosion in those on +incapacity benefits is hardly an advert for the benefits of "flexible" labour +market. However, a very deep recession, double-figure unemployment for most of +the decade, defeats for key strikes and unions plus continued high +unemployment for nearly two decades had an impact on the labour movement. It +made people willing to put up with anything in order to remain in work. Hence +Thatcher's "economic miracle" -- the working class finally knew its place in +the social hierarchy. + +Thus, if a politician is elected who is hailed by the right as a "new +Thatcher", i.e., seeking to "reform" the economy (which is "economically +correct" speak for using the state to break working class militancy) then +there are some preconditions required before they force their populations down +the road to (private) serfdom. They will have to triple unemployment in under +three years and have such record levels last over a decade, provoke the +deepest recession since the 1930s, oversee the destruction of the +manufacturing sector and use the powers of the state to break the mass +protests and strikes their policies will provoke. Whether they are successful +depends on the willingness of working class people to stand up for their +liberties and rights and so impose, from the streets, the changes that really +needed -- changes that politicians will not, indeed cannot, achieve. + +Nor should it be forgotten that here are many European countries with around +the same, or lower, official unemployment rates as the UK with much less +"flexible" labour markets. Taking the period 1983 to 1995, we find that around +30 per cent of the population of OECD Europe lived in countries with average +unemployment rates lower than the USA and around 70 per cent in countries with +lower unemployment than Canada (whose wages are only slightly less flexible +than the USA). Furthermore, the European countries with the lowest +unemployment rates were not noted for their labour market flexibility (Austria +3.7%, Norway 4.1%, Portugal 6.4%, Sweden 3.9% and Switzerland 1.7%). Britain, +which probably had the most flexible labour market had an average unemployment +rate higher than half of Europe. And the unemployment rate of Germany is +heavily influenced by areas which were formally in East Germany. Looking at +the former West German regions only, unemployment between 1983 and 1995 was +6.3%, compared to 6.6% in the USA (and 9.8% in the UK). This did not change +subsequently. There are many regulated European countries with lower +unemployment than the USA (in 2002, 10 of 18 European countries had lower +unemployment rates). Thus: + +> _"Often overlooked in the 1990s in the rush to embrace market fundamentalism +and to applaud the American model was the fact that several European countries +with strong welfare states consistently reported unemployment rates well below +that of the United States . . . At the same time, other European welfare +sates, characterised by some of the lowest levels of wage inequality and the +highest levels of social protection in the developed world, experienced +substantial declines in unemployment over the 1990s, reaching levels that are +now below that of the United States."_ [David R. Howell, _"Conclusion"_, pp. +310-43, **Op. Cit.**, p. 310] + +As such, it is important to remember that _"the empirical basis"_ of the neo- +liberal OECD-IMF orthodoxy is _"limited."_ [Howell, **Op. Cit.**, p. 337] In +fact, the whole "Europe is in a state of decline" narrative which is used to +justify the imposition of neo-liberal reforms there is better understood as +the corporate media's clever ploy to push Europe into the hands of the self- +destructing neo-liberalism that is slowly taking its toll on Britain and +America rather than a serious analysis of the real situation there. + +Take, for example, the issue of high youth unemployment in many European +countries which reached international awareness during the French anti-CPE +protests in 2006. In fact, the percentage of prime-age workers (25-54) in +employment is pretty similar in "regulated" France, Germany and Sweden as in +"flexible" America and Britain (it is much higher for women in Sweden). +However, there are significant differences in youth employment rates and this +suggests where the apparent unemployment problem lies in Europe. This problem +is due to the statistical method used to determine the unemployment figures. +The standard measure of unemployment divides the number unemployed by the +numbers unemployed plus employed. The flaw in this should be obvious. For +example, assume that 90% of French youths are in education and of the +remaining 10%, 5% are in work and 5% are unemployed. This last 10% are the +"labour force" and so we would get a massive 50% unemployment rate but this is +due to the low (5%) employment rate. Looking at the youth population as a +whole, only 5% are actually unemployed. [David R. Howell, _"Introduction"_, +pp. 3-34, **Op. Cit.**, pp. 13-14] By the standard measure, French males age +15-24 had an unemployment rate of 20.8% in 2007, as compared to 11.8% in +America. Yet this difference is mainly because, in France (as in the rest of +Europe), there are many more young males not in the labour force (more are in +school and fewer work part time while studying). As those who are not in the +labour market are not counted in the standard measure, this gives an inflated +value for youth unemployment. A far better comparison would be to compare the +number of unemployed divided by the population of those in the same age group. +This results in the USA having a rate of 8.3% and France 8.6%. + +Another source of the "decline" of Europe is usually linked to lower GDP +growth over the past few years compared to countries like Britain and the USA. +Yet this perspective fails to take into account internal income distribution. +Both the USA and UK are marked by large (and increasing) inequality and that +GDP growth is just as unequally distributed. In America, for example, most of +GDP growth since the 1980s has been captured by the top 5% of the population +while median wages have been (at best) flat. Ignoring the enrichment of the +elite in the USA and UK would mean that GDP growth would be, at least for the +bulk of the population, better in Europe. This means that while Europe may +have grown more slowly, it benefits more than just the ruling class. Then +there are such factors as poverty and social mobility. Rates of poverty are +much worse in the neo-liberal countries, while social mobility has fallen in +the US and UK since the 1980s. There are less poor people in Europe and they +stay in poverty for shorter periods of time compared to America and Britain. + +Moreover, comparing Europe's income or GDP per person to the U.S. fails to +take into account the fact that Europeans work far less than Americans or +British people. So while France may have lagged America in per capita income +in 2007 ($30,693 to $43,144), it cannot be said that working class people are +automatically worse off as French workers have a significantly shorter working +week and substantially more holidays. Less hours at work and longer holidays +may impact negatively on GDP but only an idiot would say that this means the +economy is worse, never mind the quality of life. Economists, it should be +remembered, cannot say that one person is worse off than another if she has +less income due to working fewer hours. So GDP per capita may be higher in the +US, but only because American workers work more hours and **not** because they +are more productive. Like other Europeans, the French have decided to work +less and enjoy it more. So it is important to remember that GDP is not +synonymous with well-being and that inequality can produce misleading per +capita income comparisons. + +A far better indicator of economic welfare is productivity. It is +understandable that this is not used as a measure when comparing America to +Europe as it is as high, or higher, in France and other Western European +countries as it is in the US (and much higher than in the UK where low wages +and long hours boost the figure). And it should be remembered that rising +productivity in the US has not been reflecting in rising wages since 1980. The +gains of productivity, in other words, have been accumulated by the boss class +and not by the hard working American people (whose working week has steadily +increased during that period). Moreover, France created more private sector +jobs (+10% between 1996 and 2002, according to the OECD) than the UK (+6%) or +the US (+5%). Ironically, given the praise it receives for being a neo-liberal +model, the UK economy barely created any net employment in the private sector +between 2002 and 2007 (unemployment **had** dropped, but that was due to +increased state spending which led to a large rise in public sector jobs). + +Then there is the fact that some European countries **have** listened to the +neo-liberal orthodoxy and reformed their markets but to little success. So it +should be noted that _"there has in fact already been a very considerable +liberalisation and reform in Europe,"_ both in product and labour markets. In +fact, during the 1990s Germany and Italy reformed their labour markets +_"roughly ten times"_ as much as the USA. The _"point is that reforms should +have boosted productivity growth in Europe,"_ but they did not. If regulation +_"was the fundamental problem, some positive impact on labour productivity +growth should have come already from the very substantial deregulation already +undertaken. Deregulation should have contributed to an acceleration in +productivity growth in Europe whereas actually productivity growth declines. +It is hard to see how regulation, which was declining, could be the source of +Europe's slowdown."_ [Glyn, **Op. Cit.**, p. 144] + +So, perhaps, "flexibility" is not the solution to unemployment some claim it +is (after all, the lack of a welfare state in the 19th century did not stop +mass unemployment nor long depressions occurring). Indeed, a strong case can +be made (and has been by left-wing economists) that the higher open +unemployment in Europe has a lot less to do with "rigid" structures and +"pampered" citizens than it does with the fiscal and monetary austerity +produced by the excessively tight monetary policies of the European Central +Bank plus the requirements of the Maastricht Treaty and the _"Growth and +Stability pact"_ which aims to reduce demand expansion (i.e. wage rises) under +the name of price stability (i.e., the usual mantra of fighting inflation by +lowering wage increases). So, _"[i]n the face of tight monetary policy imposed +first by the [German] Bundesbank and then by the European Central Bank . . . +it has been essential to keep wages moderate and budget deficits limited. With +domestic demand severely constrained, many European countries experiences +particularly poor employment growth in the mid-1990s."_ [David R. Howell, +_"Conclusion"_, **Op. Cit.**, p. 337] This has been essentially imposed by the +EU bureaucrats onto the European population and as these policies, like the EU +itself, has the support of most of Europe's ruling class such an explanation +is off the political agenda. + +So if "flexibility" does not result in lower unemployment, just what is it +good for? The net results of American labour market "flexibility" were +summarised by head the US Federal Reserve Alan Greenspan in 1997. He was +discussing the late 1990s boom (which was, in fact, the product of the dot.com +bubble rather than the dawn of a new era so many claimed at the time). He +explained why unemployment managed to fall below the standard NAIRU rate +without inflation increasing. In his words: + +> _"Increases in hourly compensation . . . have continued to fall far short of +what they would have been had historical relationships between compensation +gains and the degree of labour market tightness held . . . As I see it, +heightened job insecurity explains a significant part of the restraint on +compensation and the consequent muted price inflation . . . The continued +reluctance of workers to leave their jobs to seek other employment as the +labour market has tightened provides further evidence of such concern, as does +the tendency toward longer labour union contracts . . . The low level of work +stoppages of recent years also attests to concern about job security . . . The +continued decline in the share of the private workforce in labour unions has +likely made wages more responsive to market forces . . . Owing in part to the +subdued behaviour of wages, profits and rates of return on capital have risen +to high levels."_ [quoted by Jim Stanford, _"Testing the Flexibility Paradigm: +Canadian Labor Market Performance in International Context,"_ pp. 119-155, +**Fighting Unemployment**, David R. Howell (ed.), pp. 139-40] + +Under such circumstances, it is obvious why unemployment could drop and +inflation remain steady. Yet there is a massive contradiction in Greenspan's +account. As well as showing how keen the Federal Reserve investigates the +state of the class struggle, ready to intervene when the workers may be +winning, it also suggests that flexibility works just one way: + +> _"Some of the features highlighted by Greenspan reflect precisely a **lack** +of flexibility in the labour market: a lack of response of compensation to +tight labour markets, a reluctance of workers to leave their jobs, and the +prevalence of long-term contracts that lock employment arrangements for six or +more years at a time. And so Greenspan's portrayal of the unique features of +the US model suggests that something more than flexibility is the key +ingredient at work -- or at least that 'flexibility' is being interpreted once +again from an unbalanced and one-sided perspective. It is, rather, a high +degree of labour market **discipline** that seems to be the operative force. +US workers remain insecure despite a relatively low unemployment rate, and +hence compensation gains . . . were muted. This implies a consequent +redistribution of income from labour to capital . . . Greenspan's story is +more about **fear** than it is about flexibility -- and hence this famous +testimony has come to be known as Greenspan's 'fear factor' hypothesis, in +which he concisely described the importance of labour market discipline for +his conduct of monetary policy."_ [Jim Stanford, **Op. Cit.**, p. 140] + +So while this attack on the wages, working conditions and social welfare is +conducted under the pre-Keynesian notion of wages being _"sticky"_ downwards, +the underlying desire is to impose a "flexibility" which ensures that wages +are _"sticky"_ **upwards.** This suggests a certain one-sidedness to the +"flexibility" of modern labour markets: employers enjoy the ability to +practice flexpoilation but the flexibility of workers to resist is reduced. + +Rather than lack of "flexibility," the key factor in explaining high +unemployment in Europe is the anti-inflationary policies of its central banks, +which pursue high interest rates in order to "control" inflation (i.e. wages). +In contrast, America has more flexibility simply due to the state of the +working class there. With labour so effectively crushed in America, with so +many workers feeling they cannot change things or buying into the +individualistic premises of capitalism thanks to constant propaganda by +business funded think-tanks, the US central bank can rely on job insecurity +and ideology to keep workers in their place in spite of relatively lower +official unemployment. Meanwhile, as the rich get richer many working class +people spend their time making ends meet and blaming everyone and everything +but their ruling class for their situation (_"US families must work even more +hours to achieve the standard of living their predecessors achieved 30 years +ago."_ [David R. Howell, _"Conclusion"_, **Op. Cit.**, p. 338]). + +All this is unsurprising for anarchists as we recognise that "flexibility" +just means weakening the bargaining power of labour in order to increase the +power and profits of the rich (hence the expression _**"flexploitation"**_!). +Increased "flexibility" has been associated with **higher,** not lower +unemployment. This, again, is unsurprising, as a "flexible" labour market +basically means one in which workers are glad to have any job and face +increased insecurity at work (actually, _**"insecurity"**_ would be a more +honest word to use to describe the ideal of a competitive labour market rather +than _"flexibility"_ but such honesty would let the cat out of the bag). In +such an environment, workers' power is reduced meaning that capital gets a +larger share of the national income than labour and workers are less inclined +to stand up for their rights. This contributes to a fall in aggregate demand, +so increasing unemployment. In addition, we should note that "flexibility" may +have little effect on unemployment (although not on profits) as a reduction of +labour's bargaining power may result in **more** rather than less +unemployment. This is because firms can fire "excess" workers at will, +increase the hours of those who remain and stagnating or falling wages reduces +aggregate demand. Thus the paradox of increased "flexibility" resulting in +higher unemployment is only a paradox in the neo-classical framework. From an +anarchist perspective, it is just the way the system works as is the paradox +of overwork and unemployment occurring at the same time. + +So while "free market" economics protrays unions as a form of market failure, +an interference with the natural workings of the market system and recommend +that the state should eliminate them or ensure that they are basically +powerless to act, this simply does not reflect the real world. Any real +economy is marked by the economic power of big business (in itself, according +to neo-classical economics, a distortion of the market). Unless workers +organise then they are in a weak position and will be even more exploited by +their economic masters. Left-wing economist Thomas I. Palley presents the +correct analysis of working class organisation when he wrote: + +> _ "The reality is that unions are a correction of market failure, namely the +massive imbalance of power that exists between individual workers and +corporate capital. The importance of labour market bargaining power for the +distribution of income, means that unions are a fundamental prop for +widespread prosperity. Weakening unions does not create a 'natural' market: it +just creates a market in which business has the power to dominate labour. + +> + +> "The notion of perfect natural markets is built on the assumption that +market participants have no power. In reality, the process of labour exchange +is characterised not only by the presence of power, but also by gross +inequality of power. An individual worker is at a great disadvantage in +dealing with large corporations that have access to massive pools of capital +and can organise in a fashion that renders every individual dispensible . . . +Unions help rectify the imbalance of power in labour markets, and they +therefore correct market failure rather than causing it."_ {**Op. Cit.**, pp. +36-7] + +The welfare state also increases the bargaining power of workers against their +firms and limits the ability of firms to replace striking workers with scabs. +Given this, it is understandable why bosses hate unions and any state aid +which undermines their economic power. Thus the _"hallmark"_ of the neo- +liberal age _"is an economic environment that pits citizen against citizen for +the benefit of those who own and manage"_ a country. [**Op. Cit**, p. 203] + +And we must add that whenever governments have attempted to make the labour +market _"fully competitive"_ it has either been the product of dictatorship +(e.g. Chile under Pinochet) or occurred at the same time as increased +centralisation of state power and increased powers for the police and +employers (e.g. Britain under Thatcher, Reagan in the USA). This is the agenda +which is proscribed for Western Europe. In 2006, when successful street +protests stopped a proposed labour market reform in France (the CPE), one +American journalist, Elaine Sciolino, complained that _"the government seems +to fear its people; the people seem to fear change."_ [**New York Times**, +March 17 2006] Such are the contradictions of neo-liberalism. While +proclaiming the need to reduce state intervention, it requires increased state +power to impose its agenda. It needs to make people fear their government and +fear for their jobs. Once that has been achieved, then people who accept +"change" (i.e. the decisions of their economic, social and political bosses) +without question. That the French people do not want a British or American +style labour market, full of low-wage toilers who serve at the boss's pleasure +should not come as a surprise. Nor should the notion that elected officials in +a supposed democracy are meant to reflect the feelings of the sovereign people +be considered as unusual or irrational. + +The anti-democratic nature of capitalist "flexiblity" applies across the +world. Latin American Presidents trying to introduce neo-liberalism into their +countries have had to follow suit and _"ride roughshod over democratic +institutions, using the tradition Latin American technique of governing by +decree in order to bypass congressional opposition. . . Civil rights have also +taken a battering. In Bolivia, the government attempted to defuse union +opposition . . . by declaring a state of siege and imprisoning 143 strike +leaders. . . In Colombia, the government used anti-terrorist legislation in +1993 to try 15 trade union leaders opposing the privatisation of the state +telecommunications company. In the most extreme example, Peru's Alberto +Fujimori dealt with a troublesome Congress by simply dissolving it . . . and +seizing emergency powers."_ [Duncan Green, **The Silent Revolution**, p. 157] + +This is unsurprising. People, when left alone, will create communities, +organise together to collectively pursue their own happiness, protect their +communities and environment. In other words, they will form groups, +associations and unions to control and influence the decisions that affect +them. In order to create a "fully competitive" labour market, individuals must +be atomised and unions, communities and associations weakened, if not +destroyed, in order to fully privatise life. State power must be used to +disempower the mass of the population, restrict their liberty, control popular +organisations and social protest and so ensure that the free market can +function without opposition to the human suffering, misery and pain it would +cause. People, to use Rousseau's evil term, _"must be forced to be free."_ +And, unfortunately for neo-liberalism, the countries that tried to reform +their labour market still suffered from high unemployment, plus increased +social inequality and poverty and where still subject to the booms and slumps +of the business cycle. + +Of course, bosses and the elite are hardly going to present their desire for +higher profits and more power in those terms. Hence the need to appear +concerned about the fate of the unemployed. As such, it is significant, of +course, that right-wing economists only seem to become concerned over +unemployment when trade unions are organising or politicians are thinking of +introducing or raising the minimum wage. Then they will talk about how these +will raise unemployment and harm workers, particularly those from ethnic +minorities. Given that bosses always oppose such policies, we must conclude +that they are, in fact, seeking a situation where there is full employment and +finding willing workers is hard to do. This seems, to say the least, an +unlikely situation. If bosses were convinced that, for example, raising the +minimum wage would increase unemployment rather than their wages bill they +would be supporting it wholeheartedly as it would allow them to pressurise +their workers into labouring longer and harder to remain in employment. +Suffice to say, bosses are in no hurry to see their pool of wage slaves +drained and so their opposition to trade unions and minimum wages are the +product of need for profits rather than some concern for the unemployed. + +This applies to family issues as well. In its support for "free markets" you +can get a taste of the schizophrenic nature of the conservative right's +approach to family values. On the one hand, they complain that families do not +spend enough time together as they are under financial pressure and this +results both parents going out to work and working longer hours. Families will +also suffer because businesses do not have to offer paid maternity leave, paid +time off, flexitime, paid holidays, or other things that benefit them. +However, the right cannot bring themselves to advocate unions and strike +action by workers (or state intervention) to achieve this. Ironically, their +support for "free market" capitalism and "individualism" undermines their +support for "family values." Ultimately, that is because profits will always +come before parents. + +All this is unsurprising as, ultimately, the only real solution to +unemployment and overwork is to end wage labour and the liberation of humanity +from the needs of capital. Anarchists argue that an economy should exist to +serve people rather than people existing to serve the economy as under +capitalism. This explains why capitalism has always been marked by a focus on +"what the economy wants" or "what is best for the economy" as having a +capitalist economy always results in profit being placed over people. Thus we +have the paradoxical situation, as under neo-liberalism, where an economy is +doing well while the bulk of the population are not. + +Finally, we must clarify the anarchist position on state welfare (we support +working class organisations, although we are critical of unions with +bureaucratic and top-down structures). As far as state welfare goes, +anarchists do not place it high on the list of things we are struggling +against (once the welfare state for the rich has been abolished, then, +perhaps, we will reconsider that). As we will discuss in [section +D.1.5](secD1.html#secd15), anarchists are well aware that the current neo- +liberal rhetoric of "minimising" the state is self-serving and hides an attack +on the living standards of working class people. As such, we do not join in +such attacks regardless of how critical we may be of aspects of the welfare +state for we seek genuine reform from below by those who use it rather than +"reform" from above by politicians and bureaucrats in the interests of state +and capital. We also seek to promote alternative social institutions which, +unlike the welfare state, are under working class control and so cannot be cut +by decree from above. For further discussion, see sections +[J.5.15](secJ5.html#secj515) and [ J.5.16](secJ5.html#secj516). + +## C.9.4 Is unemployment voluntary? + +Here we point out another aspect of the free market capitalist "blame the +workers" argument, of which the diatribes against unions and workers' rights +highlighted above is only a part. This is the assumption that unemployment is +not involuntary but is freely chosen by workers. As Nicholas Kaldor put it, +for "free market" economists involuntary employment _"cannot exist because it +is excluded by the assumptions."_ [**Further Essays on Applied Economics**, p. +x] Many neo-classical economists claim that unemployed workers calculate that +their time is better spent searching for more highly paid employment (or +living on welfare than working) and so desire to be jobless. That this +argument is taken seriously says a lot about the state of modern capitalist +economic theory, but as it is popular in many right-wing circles, we should +discuss it. + +David Schweickart notes, these kinds of arguments ignore _"two well- +established facts: First, when unemployment rises, it is layoffs, not +[voluntary] quits, that are rising. Second, unemployed workers normally accept +their first job offer. Neither of these facts fits well with the hypothesis +that most unemployment is a free choice of leisure."_ [**Against Capitalism**, +p. 108] When a company fires a number of its workers, it can hardly be said +that the sacked workers have calculated that their time is better spent +looking for a new job. They have no option. Of course, there are numerous jobs +advertised in the media. Does this not prove that capitalism always provides +jobs for those who want them? Hardly, as the number of jobs advertised must +have some correspondence to the number of unemployed and the required skills +and those available. If 100 jobs are advertised in an areas reporting 1,000 +unemployed, it can scarcely be claimed that capitalism tends to full +employment. This hardly gives much support to the right-wing claim that +unemployment is "voluntary" and gives an obvious answer to right-wing +economist Robert Lucas's quest _"to explain why people allocate time to . . . +unemployment, we need to know why they prefer it to all other activities."_ +[quoted by Schweickart, **Op. Cit.**, p. 108] A puzzle indeed! Perhaps this +unworldly perspective explains why there has been no real effort to verify the +assertion that unemployment is "voluntary leisure." + +Somewhat ironically, given the desire for many on the right to deny the +possibility of involuntary unemployment this perspective became increasingly +influential at precisely the same time as the various theories of the so- +called "natural rate" of unemployment did (see [section C.9](secC9.html)). +Thus, at the same time as unemployment was proclaimed as being a "voluntary" +choice economics was also implicitly arguing that this was nonsense, that +unemployment **is** an essential disciplinary tool within capitalism to keep +workers in their place (sorry, to fight inflation). + +In addition, it is worthwhile to note that the right-wing assumption that +higher unemployment benefits and a healthy welfare state promote unemployment +is not supported by the evidence. As a moderate member of the British +Conservative Party notes, the _"OECD studied seventeen industrial countries +and found no connect between a country's unemployment rate and the level of +its social-security payments."_ [**Dancing with Dogma**, p. 118] Moreover, the +economists David Blanchflower and Andrew Oswald _"Wage Curve"_ for many +different countries is approximately the same for each of the fifteen +countries they looked at. This also suggests that labour market unemployment +is independent of social-security conditions as their "wage curve" can be +considered as a measure of wage flexibility. Both of these facts suggest that +unemployment is involuntary in nature and cutting social-security will **not** +affect unemployment. + +Another factor in considering the nature of unemployment is the effect of +decades of "reform" of the welfare state conducted in both the USA and UK +since 1980. During the 1960s the welfare state was far more generous than it +was in the 1990s and unemployment was lower. If unemployment was "voluntary" +and due to social-security being high, we would expect a decrease in +unemployment as welfare was cut (this was, after all, the rationale for +cutting it in the first place). In fact, the reverse occurred, with +unemployment rising as the welfare state was cut. Lower social-security +payments did not lead to lower unemployment, quite the reverse in fact. + +Faced with these facts, some may conclude that as unemployment is independent +of social security payments then the welfare state can be cut. However, this +is not the case as the size of the welfare state does affect the poverty rates +and how long people remain in poverty. In the USA, the poverty rate was 11.7% +in 1979 and rose to 13% in 1988, and continued to rise to 15.1% in 1993. The +net effect of cutting the welfare state was to help **increase** poverty. +Similarly, in the UK during the same period, to quote the ex-Thatcherite John +Gray, there _"was the growth of an underclass. The percentage of British (non- +pensioner) households that are wholly workless -- that is, none of whose +members is active in the productive economy -- increased from 6.5 per cent in +1975 to 16.4 per cent in 1985 and 19.1 per cent in 1994. . . Between 1992 and +1997 there was a 15 per cent increase in unemployed lone parents. . . This +dramatic growth of an underclass occurred as a direct consequence of neo- +liberal welfare reforms, particularly as they affected housing."_ [**False +Dawn**, p. 30] This is the opposite of the predictions of right-wing theories +and rhetoric. + +As Gray correctly argues, the _"message of the American [and other] New Right +has always been that poverty and the under class are products of the +disincentive effects of welfare, not the free market."_ He goes on to note +that it _"has never squared with the experience of the countries of +continental Europe where levels of welfare provision are far more +comprehensive than those of the United States have long co-existed with the +absence of anything resembling an American-style underclass. It does not touch +at virtually any point the experience of other Anglo-Saxon countries."_ He +points to the example of New Zealand where _"the theories of the American New +Right achieved a rare and curious feat -- self-refutation by their practical +application. Contrary to the New Right's claims, the abolition of nearly all +universal social services and the stratification of income groups for the +purpose of targeting welfare benefits selectively created a neo-liberal +poverty trap."_ [**Op. Cit.**, p. 42] + +So while the level of unemployment benefits and the welfare state may have +little impact on the level of unemployment (which is to be expected if the +nature of unemployment is essentially involuntary), it **does** have an effect +on the nature, length and persistency of poverty. Cutting the welfare state +increases poverty and the time spent in poverty (and by cutting +redistribution, it also increases inequality). + +If we look at the relative size of a nation's social security transfers as a +percentage of Gross Domestic Product and its relative poverty rate we find a +correlation. Those nations with a high level of spending have lower rates of +poverty. In addition, there is a correlation between the spending level and +the number of persistent poor. Those nations with high spending levels have +more of their citizens escape poverty. For example, Sweden has a single-year +poverty rate of 3% and a poverty escape rate of 45% and Germany has figures of +8% and 24% (and a persistent poverty rate of 2%). In contrast, the USA has +figures of 20% and 15% (and a persistent poverty rate of 42%). + +Given that a strong welfare state acts as a kind of floor under the wage and +working conditions of labour, it is easy to see why capitalists and the +supporters of "free market" capitalism seek to undermine it. By undermining +the welfare state, by making labour "flexible," profits and power can be +protected from working people standing up for their rights and interests. +Little wonder the claimed benefits of "flexibility" have proved to be so +elusive for the vast majority while inequality has exploded. The welfare +state, in other words, reduces the attempts of the capitalist system to +commodify labour and increases the options available to working class people. +While it did not reduce the need to get a job, the welfare state did undermine +dependence on any particular employee and so increased workers' independence +and power. It is no coincidence that the attacks on unions and the welfare +state was and is framed in the rhetoric of protecting the _"right of +management to manage"_ and of driving people back into wage slavery. In other +words, an attempt to increase the commodification of labour by making work so +insecure that workers will not stand up for their rights. + +Unemployment has tremendous social costs, with the unemployed facing financial +insecurity and the possibility of indebtedness and poverty. Many studies have +found that unemployment results in family distribution, ill health (both +physical and mental), suicide, drug addition, homelessness, malnutrition, +racial tensions and a host of other, negative, impacts. Given all this, given +the dire impact of joblessness, it strains belief that people would **choose** +to put themselves through it. The human costs of unemployment are well +documented. There is a stable correlation between rates of unemployment and +the rates of mental-hospital admissions. There is a connection between +unemployment and juvenile and young-adult crime. The effects on an +individual's self-respect and the wider implications for their community and +society are massive. As David Schweickart concludes the _"costs of +unemployment, whether measured in terms of the cold cash of lost production +and lost taxes or in the hotter units of alienation, violence, and despair, +are likely to be large under Laissez Faire."_ [**Op. Cit.**, p. 109] + +Of course, it could be argued that the unemployed should look for work and +leave their families, home towns, and communities in order to find it. +However, this argument merely states that people should change their whole +lives as required by "market forces" (and the wishes -- _"animal spirits,"_ to +use Keynes' term -- of those who own capital). In other words, it just +acknowledges that capitalism results in people losing their ability to plan +ahead and organise their lives (and that, in addition, it can deprive them of +their sense of identity, dignity and self-respect as well), portraying this as +somehow a requirement of life (or even, in some cases, noble). + +It seems that capitalism is logically committed to viciously contravening the +very values upon which it claims it be built, namely the respect for the +innate worth and separateness of individuals. This is hardly surprising, as +capitalism is based on reducing individuals to the level of another commodity +(called "labour"). To requote Karl Polanyi: + +> _"In human terms such a postulate [of a labour market] implied for the +worker extreme instability of earnings, utter absence of professional +standards, abject readiness to be shoved and pushed about indiscriminately, +complete dependence on the whims of the market. [Ludwig Von] Mises justly +argued that if workers 'did not act as trade unionists, but reduced their +demands and changed their locations and occupations according to the labour +market, they would eventually find work.' This sums up the position under a +system based on the postulate of the commodity character of labour. It is not +for the commodity to decide where it should be offered for sale, to what +purpose it should be used, at what price it should be allowed to change hands, +and in what manner it should be consumed or destroyed."_ [**The Great +Transformation**, p. 176] + +However, people are **not** commodities but living, thinking, feeling +individuals. The "labour market" is more a social institution than an economic +one and people and work more than mere commodities. If we reject the neo- +liberals' assumptions for the nonsense they are, their case fails. Capitalism, +ultimately, cannot provide full employment simply because labour is **not** a +commodity (and as we discussed in [section C.7](secC7.html), this revolt +against commodification is a key part of understanding the business cycle and +so unemployment). + diff --git a/markdown/secCcon.md b/markdown/secCcon.md new file mode 100644 index 0000000000000000000000000000000000000000..e9a06b3c141c30a0b0e0a43b677f7f05e0a26319 --- /dev/null +++ b/markdown/secCcon.md @@ -0,0 +1,98 @@ +# Section C - What are the myths of capitalist economics? + +## [Introduction](secCint.html) + +## [C.1 What is wrong with economics?](secC1.html) + +### [C.1.1 Is economics really value free?](secC1.html#secc11) +[C.1.2 Is economics a science?](secC1.html#secc12) +[C.1.3 Can you have an economics based on individualism?](secC1.html#secc13) +[C.1.4 What is wrong with equilibrium analysis?](secC1.html#secc14) +[C.1.5 Does economics really reflect the reality of +capitalism?](secC1.html#secc15) +[C.1.6 Is it possible to have non-equilibrium based capitalist +economics?](secC1.html#secc16) + +## [C.2 Why is capitalism exploitative?](secC2.html) + +### [C.2.1 What is _"surplus-value"_? +[C.2.2 How does exploitation happen?](secC2.html#secc22) +[C.2.3 Is owning capital sufficient reason to justify +profits?](secC2.html#secc23) +[C.2.4 Do profits represent the productivity of capital?](secC2.html#secc24) +[C.2.5 Do profits represent the contribution of capital to +production?](secC2.html#secc25) +[C.2.6 Does the "time value" of money justify interest?](secC2.html#secc26) +[C.2.7 Are interest and profits not the reward for +waiting?](secC2.html#secc27) +[C.2.8 Are profits the result of innovation and entrepreneurial +activity?](secC2.html#secc28) +[C.2.9 Do profits reflect a reward for risk?](secC2.html#secc29) + +## [C.3 What determines the distribution between labour and +capital?](secC3.html) + +## [C.4 Why does the market become dominated by Big Business?](secC4.html) + +### [C.4.1 How extensive is Big Business?](secC4.html#secc41) +[C.4.2 What are the effects of Big Business on society?](secC4.html#secc42) +[C.4.3 What does the existence of Big Business mean for economic theory and +wage labour?](secC4.html#secc43) + +## [C.5 Why does Big Business get a bigger slice of profits?](secC5.html) + +### [C.5.1 Aren't the super-profits of Big Business due to its higher +efficiency?](secC5.html#secc51) + +## [C.6 Can market dominance by Big Business change?](secC6.html) + +## [C.7 What causes the capitalist business cycle? ](secC7.html) + +### [ C.7.1 What role does class struggle play in the business +cycle?](secC7.html#secc71) +[C.7.2 What role does the market play in the business +cycle?](secC7.html#secc72) +[C.7.3 What else affects the business cycle?](secC7.html#secc73) + +## [C.8 Is state control of money the cause of the business +cycle?](secC8.html) + +### [C.8.1 Does this mean that Keynesianism works?](secC8.html#secc81) +[C.8.2 What happened to Keynesianism in the 1970s?](secC8.html#secc82) +[C.8.3 How did capitalism adjust to the crisis in +Keynesianism?](secC8.html#secc83) + +## [C.9 Would laissez-faire policies reduce unemployment, as supporters of +"free market" capitalism claim?](secC9.html) + +### + +[C.9.1 Would cutting wages reduce unemployment?](secC9.html#secc91) +[C.9.2 Is unemployment caused by wages being too high?](secC9.html#secc92) +[C.9.3 Are "flexible" labour markets the answer to +unemployment?](secC9.html#secc93) +[C.9.4 Is unemployment voluntary?](secC9.html#secc94) + +## [C.10 Is "free market" capitalism the best way to reduce +poverty?](secC10.html) + +### [C.10.1 Hasn't neo-liberalism benefited the world's +poor?](secC10.html#secc101) +[C.10.2 Does "free trade" benefit everyone?](secC10.html#secc102) +[C.10.3 Does "free market" capitalism benefit everyone, _especially_ working +class people?](secC10.html#secc103) +[C.10.4 Does growth automatically mean people are better +off?](secC10.html#secc104) + +## [C.11 Doesn't neo-liberalism in Chile prove that the free market benefits +everyone?](secC11.html) + +### [C.11.1 Who benefited from Chile's experiment?](secC11.html#secc111) +[C.11.2 What about Chile's economic growth and low +inflation?](secC11.html#secc112) +[C.11.3 Did neo-liberal Chile confirm capitalist +economics?](secC11.html#secc113) + +## [C.12 Doesn't Hong Kong show the potentials of "free market" +capitalism?](secC12.html) + diff --git a/markdown/secCint.md b/markdown/secCint.md new file mode 100644 index 0000000000000000000000000000000000000000..13f07895e92ec9f86b8366d6928790ca437737fe --- /dev/null +++ b/markdown/secCint.md @@ -0,0 +1,333 @@ +# Section C - What are the myths of capitalist economics? + +Within capitalism, economics plays an important ideological role. Economics +has been used to construct a theory from which exploitation and oppression are +excluded, by definition. We will attempt here to explain why capitalism is +deeply exploitative. Elsewhere, in [section B](secBcon.html), we have +indicated why capitalism is oppressive and will not repeat ourselves here. + +In many ways economics plays the role within capitalism that religion played +in the Middle Ages, namely to provide justification for the dominant social +system and hierarchies. _"The priest keeps you docile and subjected,"_ argued +Malatesta, _"telling you everything is God's will; the economist say it's the +law of nature."_ They _"end up saying that no one is responsible for poverty, +so there's no point rebelling against it."_ [**Fra Contadini**, p. 21] Even +worse, they usually argue that collective action by working class people is +counterproductive and, like the priest, urge us to tolerate current oppression +and exploitation with promises of a better future (in heaven for the priest, +for the economist it is an unspecified "long run"). It would be no +generalisation to state that if you want to find someone to rationalise and +justify an obvious injustice or form of oppression then you should turn to an +economist (preferably a "free market" one). + +That is not the only similarity between the "science" of economics and +religion. Like religion, its basis in science is usually lacking and its +theories more based upon "leaps of faith" than empirical fact. Indeed, it is +hard to find a "science" more unconcerned about empirical evidence or building +realistic models than economics. Just looking at the assumptions made in +"perfect competition" shows that (see [section C.1](secC1.html) for details). +This means that economics is immune to such trivialities as evidence and fact, +although that does not stop economics being used to rationalise and justify +certain of these facts (such as exploitation and inequality). A classic +example is the various ways economists have sought to explain what anarchists +and other socialists have tended to call **_"surplus value"_** (i.e. profits, +interest and rent). Rather than seek to explain its origin by an empirical +study of the society it exists in (capitalism), economists have preferred to +invent "just-so" stories, little a-historic parables about a past which never +existed is used to illustrate (and so defend) a present class system and its +inequalities and injustices. The lessons of a fairy tale about a society that +has never existed are used as a guide for one which does and, by some strange +co-incidence, they happen to justify the existing class system and its +distribution of income. Hence the love of Robinson Crusoe in economics. + +Ironically, this favouring of theory (ideology would be a better term) is +selective as their exposure as fundamentally flawed does not stop them being +repeated. As we discuss in [section C.2](secC2.html), the neoclassical theory +of capital was proven to be incorrect by left-wing economists. This was +admitted by their opponents: _"The question that confronts us is not whether +the Cambridge Criticism is theoretically valid. It is. Rather the question is +an empirical or econometric one: is there sufficient substitutability within +the system to establish neo-classical results?"_ Yet this did not stop this +theory being taught to this day and the successful critique forgotten. Nor has +econometrics successfully refuted the analysis, as capital specified in terms +of money cannot reflect a theoretical substance (neo-classical "capital") +which could not exist in reality. However, that is unimportant for _"[u]ntil +the econometricians have the answer for us, placing reliance upon neo- +classical economic theory is a matter of faith,"_ which, of course, he had [C. +E. Ferguson, **The Neo-classical Theory of Production and Distribution**, p. +266 and p. xvii] + +Little wonder that Joan Robinson, one of the left-wing economists who helped +expose the bankruptcy of the neo-classical theory of capital, stated that +economics was _"back where it was, a branch of theology."_ [**Collected +Economic Papers**, Vol. 4, p. 127] It remains there more than thirty years +later: + +> _ "Economics is not a science. Many economists -- particularly those who +believe that decisions on whether to get married can be reduced to an equation +-- see the world as a complex organism that can be understood using the right +differential calculus. Yet everything we know about economics suggests that it +is a branch and not a particularly advanced one, of witchcraft."_ [Larry +Elliot and Dan Atkinson, **The Age of Insecurity**, p. 226] + +The weakness of economics is even acknowledged by some within the profession +itself. According to Paul Ormerod, _"orthodox economics is in many ways an +empty box. Its understanding of the world is similar to that of the physical +sciences in the Middle Ages. A few insights have been obtained which stand the +test of time, but they are very few indeed, and the whole basis of +conventional economics is deeply flawed."_ Moreover, he notes the +_"overwhelming empirical evidence against the validity of its theories."_ It +is rare to see an economist be so honest. The majority of economists seem +happy to go on with their theories, trying to squeeze life into the +Procrustean bed of their models. And, like the priests of old, make it hard +for non-academics to question their dogmas as _"economics is often +intimidating. Its practitioners . . . have erected around the discipline a +barrier of jargon and mathematics which makes the subject difficult to +penetrate for the non-initiated."_ [**The Death of Economics**, p. ix, p. 67 +and p. ix] + +So in this section of our FAQ, we will try to get to the heart of modern +capitalism, cutting through the ideological myths that supporters of the +system have created around it. This will be a difficult task, as the +divergence of the reality of capitalism and the economics that is used to +explain (justify, more correctly) it is large. For example, the preferred +model used in neo-classical economics is that of "perfect competition" which +is based on a multitude of small firms producing homogenous products in a +market which none of them are big enough to influence (i.e. have no market +power). This theory was developed in the late 19th century when the real +economy was marked by the rise of big business, a dominance which continues to +this day. Nor can it be said that even small firms produce identical products +-- product differentiation and brand loyalty are key factors for any business. +In other words, the model reflected (and still reflects) the exact opposite of +reality. + +In spite of the theoretical models of economics having little or no relation +to reality, they are used to both explain and justify the current system. As +for the former, the truly staggering aspect of economics for those who value +the scientific method is the immunity of its doctrines to empirical refutation +(and, in some cases, theoretical refutation). The latter is the key to not +only understanding why economics is in such a bad state but also why it stays +like that. While economists like to portray themselves as objective +scientists, merely analysing the system, the development of their "science" +has always been marked with apologetics, with rationalising the injustices of +the existing system. This can be seen best in attempts by economists to show +that Chief Executive Officers (CEOs) of firms, capitalists and landlords all +deserve their riches while workers should be grateful for what they get. As +such, economics has never been value free simply because what it says affects +people and society. This produces a market for economic ideology in which +those economists who supply the demand will prosper. Thus we find many +_"fields of economics and economic policy where the responses of important +economic professionals and the publicity given economic findings are +correlated with the increased market demand for specific conclusions and a +particular ideology."_ [Edward S. Herman, _"The Selling of Market Economics,"_ +pp. 173-199, **New Ways of Knowing**, Marcus G. Raskin and Herbert J. +Bernstein (eds.), p.192] + +Even if we assume the impossible, namely that economists and their ideology +can truly be objective in the face of market demand for their services, there +is a root problem with capitalist economics. This is that it the specific +social relations and classes produced by capitalism have become embedded into +the theory. Thus, as an example, the concepts of the marginal productivity of +land and capital are assumed to universal in spite the fact that neither makes +any sense outside an economy where one class of people owns the means of life +while another sells their labour to them. Thus in an artisan/peasant society +or one based around co-operatives, there would be no need for such concepts +for in such societies, the distinction between wages and profits has no +meaning and, as a result, there is no income to the owners of machinery and +land and no need to explain it in terms of the "marginal productivity" of +either. Thus mainstream economics takes the class structure of capitalism as a +natural, eternal, fact and builds up from there. Anarchists, like other +socialists, stress the opposite, namely that capitalism is a specific +historical phase and, consequently, there are no universal economic laws and +if you change the system the laws of economics change. Unless you are a +capitalist economist, of course, when the same laws apply no matter what. + +In our discussion, it is important to remember that capitalist economics is +**not** the same as the capitalist economy. The latter exists quite +independently of the former (and, ironically, usually flourishes best when the +policy makers ignore it). Dissident economist Steve Keen provides a telling +analogy between economics and meteorology. Just as _"the climate would exist +even if there were no intellectual discipline of meteorology, the economy +itself would exist whether or not the intellectual pursuit of economics +existed."_ Both share _"a fundamental raison d'etre,"_ namely _"that of +attempting to understand a complex system."_ However, there are differences. +Like weather forecasters, _"economists frequently get their forecasts of the +economic future wrong. But in fact, though weather forecasts are sometimes +incorrect, overall meteorologists have an enviable record of accurate +prediction -- whereas the economic record is tragically bad."_ This means it +is impossible to ignore economics (_"to treat it and its practitioners as we +these days treat astrologers"_) as it is a social discipline and so what we +_"believe about economics therefore has an impact upon human society and the +way we relate to one another."_ Despite _"the abysmal predictive record of +their discipline,"_ economists _"are forever recommending ways in which the +institutional environment should be altered to make the economy work better."_ +By that they mean make the real economy more like their models, as _"the +hypothetical pure market performs better than the mixed economy in which we +live."_ [**Debunking Economics**, pp. 6-8] Whether this actually makes the +world a better place is irrelevant (indeed, economics has been so developed as +to make such questions irrelevant as what happens on the market is, by +definition, for the best). + +Here we expose the apologetics for what they are, expose the ideological role +of economics as a means to justify, indeed ignore, exploitation and +oppression. In the process of our discussion we will often expose the +ideological apologetics that capitalist economics create to defend the status +quo and the system of oppression and exploitation it produces. We will also +attempt to show the deep flaws in the internal inconsistencies of mainstream +economics. In addition, we will show how important reality is when evaluating +the claims of economics. + +That this needs to be done can be seen by comparing the promise of economics +with its actual results when applied in reality. Mainstream economics argues +that it is based on the idea of "utility" in consumption, i.e. the subjective +pleasure of individuals. Thus production is, it is claimed, aimed at meeting +the demands of consumers. Yet for a system supposedly based on maximising +individual happiness ("utility"), capitalism produces a hell of a lot of +unhappy people. Some radical economists have tried to indicate this and have +created an all-embracing measure of well-being called the Index of Sustainable +Economic Welfare (ISEW). Their conclusions, as summarised by Elliot and +Atkinson, are significant: + +> _ "In the 1950s and 1960s the ISEW rose in tandem with per capita GDP. It +was a time not just of rising incomes, but of greater social equity, low +crime, full employment and expanding welfare states. But from the mid-1970s +onwards the two measures started to move apart. GDP per head continued its +inexorable rise, but the ISEW started to decline as a result of lengthening +dole queues, social exclusion, the explosion in crime, habitat loss, +environmental degradation and the growth of environment- and stress-related +illness. By the start of the 1990s, the ISEW was almost back to the levels at +which it started in the early 1950s."_ [Larry Elliot and Dan Atkinson, **Op. +Cit.**, p. 248] + +So while capitalism continues to produce more and more goods and, presumably, +maximises more and more individual utility, actual real people are being +"irrational" and not realising they are, in fact, better off and happier. +Ironically, when such unhappiness is pointed out most defenders of capitalism +dismiss people's expressed woe's as irrelevant. Apparently **some** subjective +evaluations are considered more important than others! + +Given that the mid-1970s marked the start of neo-liberalism, the promotion of +the market and the reduction of government interference in the economy, this +is surely significant. After all, the _"global economy of the early 21st +century looks a lot more like the economic textbook ideal that did the world +of the 1950s . . . All these changes have followed the advance of economists +that the unfettered market is the best way to allocate resources, and that +well-intentioned interventions which oppose market forces will actually do +more harm than good."_ As such, _"[w]ith the market so much more in control of +the global economy now than fifty years ago, then if economists are right, the +world **should be** a manifestly better place: it should be growing faster, +with more stability, and income should go to those who deserve it."_ However, +_"[u]nfortunately, the world refuses to dance the expected tune. In +particularly, the final ten years of the 20th century were marked, not by +tranquil growth, but by crises."_ [Steve Keen, **Op. Cit.**, p. 2] + +These problems and the general unhappiness with the way society is going is +related to various factors, most of which are impossible to reflect in +mainstream economic analysis. They flow from the fact that capitalism is a +system marked by inequalities of wealth and power and so how it develops is +based on them, not the subjective evaluations of atomised individuals that +economics starts with. This in itself is enough to suggest that capitalist +economics is deeply flawed and presents a distinctly flawed picture of +capitalism and how it actually works. + +Anarchists argue that this is unsurprising as economics, rather than being a +science is, in fact, little more than an ideology whose main aim is to justify +and rationalise the existing system. We agree with libertarian Marxist Paul +Mattick's summation that economics is _"actually no more than a sophisticated +apology for the social and economic **status quo**"_ and hence the _"growing +discrepancy between [its] theories and reality."_ [**Economics, Politics and +the Age of Inflation**, p. vii] Anarchists, unsurprisingly, see capitalism as +a fundamentally exploitative system rooted in inequalities of power and wealth +dominated by hierarchical structures (capitalist firms). In the sections that +follow, the exploitative nature of capitalism is explained in greater detail. +We would like to point out that for anarchists, exploitation is not more +important than domination. Anarchists are opposed to both equally and consider +them to be two sides of the same coin. You cannot have domination without +exploitation nor exploitation without domination. As Emma Goldman pointed out, +under capitalism: + +> _ "wealth means power; the power to subdue, to crush, to exploit, the power +to enslave, to outrage, to degrade . . . Nor is this the only crime . . . +Still more fatal is the crime of turning the producer into a mere particle of +a machine, with less will and decision than his master of steel and iron. Man +is being robbed not merely of the products of his labour, but of the power of +free initiative, of originality, and the interest in, or desire for, the +things he is making."_ [**Red Emma Speaks**, pp. 66-7] + +Needless to say, it would be impossible to discuss or refute **every** issue +covered in a standard economics book or every school of economics. As +economist Nicholas Kaldor notes, _"[e]ach year new fashions sweep the +'politico-economic complex' only to disappear again with equal suddenness . . +. These sudden bursts of fashion are a sure sign of the 'pre-scientific' stage +[economics is in], where any crazy idea can get a hearing simply because +nothing is known with sufficient confidence to rule it out."_ [**The Essential +Kaldor**, p. 377] We will have to concentrate on key issues like the flaws in +mainstream economics, why capitalism is exploitative, the existence and role +of economic power, the business cycle, unemployment and inequality. + +Nor do we wish to suggest that all forms of economics are useless or equally +bad. Our critique of capitalist economics does not suggest that no economist +has contributed worthwhile and important work to social knowledge or our +understanding of the economy. Far from it. As Bakunin put it, property _"is a +god"_ and has _"its metaphysics. It is the science of the bourgeois +economists. Like any metaphysics it is a sort of twilight, a compromise +between truth and falsehood, with the latter benefiting from it. It seeks to +give falsehood the appearance of truth and leads truth to falsehood."_ [**The +Political Philosophy of Bakunin**, p. 179] How far this is true varies form +school to school, economist to economist. Some have a better understanding of +certain aspects of capitalism than others. Some are more prone to apologetics +than others. Some are aware of the problems of modern economics and _"some of +the most committed economists have concluded that, if economics is to become +less of a religion and more of a science, then the foundations of economics +should be torn down and replaced"_ (although, _"left to [their] own devices"_, +economists _"would continue to build an apparently grand edifice upon rotten +foundations."_). [Keen, **Op. Cit.**, p. 19] + +As a rule of thumb, the more free market a particular economist or school of +economics is, the more likely they will be prone to apologetics and +unrealistic assumptions and models. Nor are we suggesting that if someone has +made a positive contribution in one or more areas of economic analysis that +their opinions on other subjects are correct or compatible with anarchist +ideas. It is possible to present a correct analysis of capitalism or +capitalist economics while, at the same time, being blind to the problems of +Keynesian economics or the horrors of Stalinism. As such, our quoting of +certain critical economists does not imply agreement with their political +opinions or policy suggestions. + +Then there is the issue of what do we mean by the term "capitalist economics"? +Basically, any form of economic theory which seeks to rationalise and defend +capitalism. This can go from the extreme of free market capitalist economics +(such as the so-called "Austrian" school and Monetarists) to those who +advocate state intervention to keep capitalism going (Keynesian economists). +We will not be discussing those economists who advocate state capitalism. As a +default, we will take "capitalist economics" to refer to the mainstream +"neoclassical" school as this is the dominant form of the ideology and many of +its key features are accepted by the others. This seems applicable, given that +the current version of capitalism being promoted is neo-liberalism where state +intervention is minimised and, when it does happen, directed towards +benefiting the ruling elite. + +Lastly, one of the constant refrains of economists is the notion that the +public is ignorant of economics. The implicit assumption behind this bemoaning +of ignorance by economists is that the world should be run either by +economists or on their recommendations. In [section C.11](secC11.html) we +present a case study of a nation, Chile, unlucky enough to have that fate +subjected upon it. Unsurprisingly, this rule by economists could only be +imposed as a result of a military coup and subsequent dictatorship. As would +be expected, given the biases of economics, the wealthy did very well, workers +less so (to put it mildly), in this experiment. Equally unsurprising, the +system was proclaimed an economic miracle -- before it promptly collapsed. + +So this section of the FAQ is our modest contribution to making economists +happier by making working class people less ignorant of their subject. As Joan +Robinson put it: + +> _ "In short, no economic theory gives us ready-made answers. Any theory that +we follow blindly will lead us astray. To make good use of an economic theory, +we must first sort out the relations of the propagandist and the scientific +elements in it, then by checking with experience, see how far the scientific +element appears convincing, and finally recombine it with our own political +views. The purpose of studying economics is not to acquire a set of ready-made +answers to economic questions, but to learn how to avoid being deceived by +economists."_ [**Contributions to Modern Economics**, p. 75] + diff --git a/markdown/secD1.md b/markdown/secD1.md new file mode 100644 index 0000000000000000000000000000000000000000..32b7cfe8a0804aadc0d61bff1864f9100a155c96 --- /dev/null +++ b/markdown/secD1.md @@ -0,0 +1,1501 @@ +# D.1 Why does state intervention occur? + +The most obvious interaction between statism and capitalism is when the state +intervenes in the economy. Indeed, the full range of capitalist politics is +expressed in how much someone thinks this should happen. At one extreme, there +are the right-wing liberals (sometimes mistakenly called "libertarians") who +seek to reduce the state to a defender of private property rights. At the +other, there are those who seek the state to assume full ownership and control +of the economy (i.e. state capitalists who are usually mistakenly called +"socialists"). In practice, the level of state intervention lies between these +two extremes, moving back and forth along the spectrum as necessity requires. + +For anarchists, capitalism as an economy requires state intervention. There +is, and cannot be, a capitalist economy which does not exhibit some form of +state action within it. The state is forced to intervene in society for three +reasons: + +1\. To bolster the power of capital as a whole within society. +2\. To benefit certain sections of the capitalist class against others. +3\. To counteract the anti-social effects of capitalism. + +From our discussion of the state and its role in [section B.2](secB2.html), +the first two reasons are unexpected and straight forward. The state is an +instrument of class rule and, as such, acts to favour the continuation of the +system as a whole. The state, therefore, has always intervened in the +capitalist economy, usually to distort the market in favour of the capitalist +class within its borders as against the working class and foreign competitors. +This is done by means of taxes, tariffs, subsidies and so forth. + +State intervention has been a feature of capitalism from the start. As +Kropotkin argued, _"nowhere has the system of 'non-intervention of the State' +ever existed. Everywhere the State has been, and still is, the main pillar and +the creator, direct and indirect, of Capitalism and its powers over the +masses. Nowhere, since States have grown up, have the masses had the freedom +of resisting the oppression by capitalists. . . The state has **always** +interfered in the economic life in favour of the capitalist exploiter. It has +always granted him protection in robbery, given aid and support for further +enrichment. **And it could not be otherwise.** To do so was one of the +functions \-- the chief mission -- of the State."_ [**Evolution and +Environment**, pp. 97-8] + +In addition to this role, the state has also regulated certain industries and, +at times, directly involved itself in employing wage labour to product goods +and services. The classic example of the latter is the construction and +maintenance of a transport network in order to facilitate the physical +circulation of goods. As Colin Ward noted, transport _"is an activity heavily +regulated by government. This regulation was introduced, not in the interests +of the commercial transport operators, but in the face of their intense +opposition, as well as that of the ideologists of 'free' enterprise."_ He +gives the example of the railways, which were _"built at a time when it was +believed that market forces would reward the good and useful and eliminate the +bad or socially useless."_ However, _"it was found necessary as early as 1840 +for the government's Board of Trade to regulate and supervise them, simply for +the protection of the public."_ [**Freedom to Go**, p. 7 and pp. 7-8] + +This sort of intervention was to ensure that no one capitalist or group of +capitalists had a virtual monopoly over the others which would allow them to +charge excessive prices. Thus the need to bolster capital as a whole may +involve regulating or expropriating certain capitalists and sections of that +class. Also, state ownership was and is a key means of rationalising +production methods, either directly by state ownership or indirectly by paying +for Research and Development. That certain sections of the ruling class may +seek advantages over others by control of the state is, likewise, a truism. + +All in all, the idea that capitalism is a system without state intervention is +a myth. The rich use the state to bolster their wealth and power, as would be +expected. Yet even if such a thing as a truly "laissez-faire" capitalist state +were possible, it would still be protecting capitalist property rights and the +hierarchical social relations these produce against those subject to them. +This means, as Kropotkin stressed, it _"has never practised"_ the idea of +laissez faire. In fact, _"while all Governments have given the capitalists and +monopolists full liberty to enrich themselves with the underpaid labour of +working men [and women] . . . they have **never**, **nowhere** given the +working [people] the liberty of opposing that exploitation. Never has any +Government applied the 'leave things alone' principle to the exploited masses. +It reserved it for the exploiters only."_ [**Op. Cit.**, p. 96] As such, under +pure "free market" capitalism state intervention would still exist but it +would be limited to repressing the working class (see [section +D.1.4](secD1.html#secd14) for more discussion). + +Then there is the last reason, namely counteracting the destructive effects of +capitalism itself. As Chomsky puts it, _"in a predatory capitalist economy, +state intervention would be an absolute necessity to preserve human existence +and to prevent the destruction of the physical environment -- I speak +optimistically . . . social protection . . . [is] therefore a minimal +necessity to constrain the irrational and destructive workings of the +classical free market."_ [**Chomsky on Anarchism**, p. 111] This kind of +intervention is required simply because _"government cannot want society to +break up, for it would mean that it and the dominant class would be deprived +of sources of exploitation; nor can it leave society to maintain itself +without official intervention, for then people would soon realise that +government serves only to defend property owners . . . and they would hasten +to rid themselves of both."_ [Malatesta, **Anarchy**, p. 25] + +So while many ideologues of capitalism thunder against state intervention (for +the benefit of the masses), the fact is that capitalism itself produces the +need for such intervention. The abstractly individualistic theory on which +capitalism is based ("everyone for themselves") results in a high degree of +statism since the economic system itself contains no means to combat its own +socially destructive workings. The state must also intervene in the economy, +not only to protect the interests of the ruling class but also to protect +society from the atomising and destructive impact of capitalism. Moreover, +capitalism has an inherent tendency toward periodic recessions or depressions, +and the attempt to prevent them has become part of the state's function. +However, since preventing them is impossible (they are built into the system +-- see [section C.7](secC7.html)), in practice the state can only try to +postpone them and ameliorate their severity. Let's begin with the need for +social intervention. + +Capitalism is based on turning both labour and land into commodities. As +socialist Karl Polanyi points out, however, _"labour and land are no other +than the human beings themselves of which every society consists and the +natural surroundings in which it exists; to include labour and land in the +market mechanism means to subordinate the substance of society itself to the +laws of the market."_ And this means that _"human society has become an +accessory to the economic system,"_ with humanity placing itself fully in the +hands of supply and demand. But such a situation _"could not exist for any +length of time without annihilating the human and natural substance of +society; it would have physically destroyed man and transformed his +surroundings into a wilderness."_ This, inevitably, provokes a reaction in +order to defend the basis of society and the environment that capitalism +needs, but ruthlessly exploits. As Polanyi summarises, _"the countermove +against economic liberalism and laissez-faire possessed all the unmistakable +characteristics of a spontaneous reaction . . . [A] closely similar change +from laissez-faire to 'collectivism' took place in various countries at a +definite stage of their industrial development, pointing to the depth and +independence of the underlying causes of the process."_ [**The Great +Transformation**, p. 71, pp. 41-42 and pp. 149-150] + +To expect that a community would remain indifferent to the scourge of +unemployment, dangerous working conditions, 16-hour working days, the shifting +of industries and occupations, and the moral and psychological disruption +accompanying them -- merely because economic effects, in the long run, might +be better -- is an absurdity. Similarly, for workers to remain indifferent to, +for example, poor working conditions, peacefully waiting for a new boss to +offer them better conditions, or for citizens to wait passively for +capitalists to start voluntarily acting responsibly toward the environment, is +to assume a servile and apathetic role for humanity. Luckily, labour refuses +to be a commodity and citizens refuse to stand idly by while the planet's +ecosystems are destroyed. + +In other words, the state and many of its various policies are not imposed +from outside of the capitalist system. It is not some alien body but rather +has evolved in response to clear failings within capitalism itself (either +from the perspective of the ruling elite or from the general population). It +contrast, as the likes of von Hayek did, to the "spontaneous" order of the +market versus a "designed" order associated with state fails to understand +that the latter can come about in response to the former. In other words, as +Polanyi noted, state intervention can be a _"spontaneous reaction"_ and so be +a product of social evolution itself. While the notion of a spontaneous order +may be useful to attack undesired forms of state intervention (usually social +welfare, in the case of von Hayek), it fails to note this process at work nor +the fact that the state itself played a key role in the creation of capitalism +in the first place as well as specifying the rules for the operation and so +evolution of the market itself. + +Therefore state intervention occurs as a form of protection against the +workings of the market. As capitalism is based on atomising society in the +name of "freedom" on the competitive market, it is hardly surprising that +defence against the anti-social workings of the market should take statist +forms -- there being few other structures capable of providing such defence +(as such social institutions have been undermined, if not crushed, by the rise +of capitalism in the first place). Thus, ironically, "individualism" produces +a "collectivist" tendency within society as capitalism destroys communal forms +of social organisation in favour of ones based on abstract individualism, +authority, and hierarchy -- all qualities embodied in the state, the sole +remaining agent of collective action in the capitalist worldview. Strangely, +conservatives and other right-wingers fail to see this, instead spouting on +about "traditional values" while, at the same time, glorifying the "free +market." This is one of the (many) ironic aspects of free market dogma, namely +that it is often supported by people who are at the forefront of attacking the +**effects** of it. Thus we see conservatives bemoaning the breakdown of +traditional values while, at the same time, advocating the economic system +whose operation weakens family life, breaks up communities, undermines social +bonds and places individual gain above all else, particularly "traditional +values" and "community." They seem blissfully unaware that capitalism destroys +the traditions they claim to support and recognises only monetary values. + +In addition to social protection, state intervention is required to protect a +country's economy (and so the economic interests of the ruling class). As Noam +Chomsky points out, even the USA, home of "free enterprise," was marked by _ +"large-scale intervention in the economy after independence, and conquest of +resources and markets. . . [while] a centralised developmental state [was +constructed] committed to [the] creation and entrenchment of domestic +manufacture and commerce, subsidising local production and barring cheaper +British imports, constructing a legal basis for private corporate power, and +in numerous other ways providing an escape from the stranglehold of +comparative advantage."_ [**World Orders, Old and New**, p. 114] State +intervention is as natural to capitalism as wage labour. + +In the case of Britain and a host of other countries (and more recently in the +cases of Japan and the Newly Industrialising Countries of the Far East, like +Korea) state intervention was the key to development and success in the "free +market." (see, for example, Robert Wade's **Governing the Market**). In other +"developing" countries which have had the misfortune to be subjected to "free- +market reforms" (e.g. neo-liberal Structural Adjustment Programs) rather than +following the interventionist Japanese and Korean models, the results have +been devastating for the vast majority, with drastic increases in poverty, +homelessness, malnutrition, etc. (for the elite, the results are somewhat +different of course). In the nineteenth century, states only turned to +laissez-faire once they could benefit from it and had a strong enough economy +to survive it: _"Only in the mid-nineteenth century, when it had become +powerful enough to overcome any competition, did England [sic!] embrace free +trade."_ [Chomsky, **Op. Cit.**, p. 115] Before this, protectionism and other +methods were used to nurture economic development. And once laissez-faire +started to undermine a country's economy, it was quickly revoked. For example, +protectionism is often used to protect a fragile economy and militarism has +always been a favourite way for the ruling elite to help the economy, as is +still the case, for example, in the "Pentagon System" in the USA (see [section +D.8](secD8.html)). + +Therefore, contrary to conventional wisdom, state intervention will always be +associated with capitalism due to: (1) its authoritarian nature; (2) its +inability to prevent the anti-social results of the competitive market; (3) +its fallacious assumption that society should be _"an accessory to the +economic system"_; (4) the class interests of the ruling elite; and (5) the +need to impose its authoritarian social relationships upon an unwilling +population in the first place. Thus the contradictions of capitalism +necessitate government intervention. The more the economy grows, the greater +become the contradictions and the greater the contradictions, the greater the +need for state intervention. The development of capitalism as a system +provides amble empirical support for this theoretical assessment. + +Part of the problem is that the assumption that "pure" capitalism does not +need the state is shared by both Marxists and supporters of capitalism. _"So +long as capital is still weak,"_ Marx wrote, _"_it supports itself by leaning +on the crutches of past, or disappearing, modes of production. As soon as it +begins to feel itself strong, it throws away these crutches and moves about in +accordance with its own laws of motion. But as soon as it begins to feel +itself as a hindrance to further development and is recognised as such, it +adapts forms of behaviour through the harnessing of competition which +seemingly indicate its absolute rule but actually point to its decay and +dissolution."_ [quoted by Paul Mattick, **Marx and Keynes**, p. 96] Council +Communist Paul Mattick comments that a _"healthy"_ capitalism _"is a strictly +competitive capitalism, and the imperfections of competition in the early and +late stages of its development must be regarded as the ailments of an +infantile and of a senile capitalism. For a capitalism which restricts +competition cannot find its indirect 'regulation' in the price and market +movements which derive from the value relations in the production process."_ +[**Op. Cit.**, p. 97] + +However, this gives capitalism far too much credit -- as well as ignoring how +far the reality of that system is from the theory. State intervention has +always been a constant aspect of economic life under capitalism. Its limited +attempts at laissez-faire have always been failures, resulting in a return to +its statist roots. The process of selective laissez-faire and collectivism has +been as much a feature of capitalism in the past as it is now. Indeed, as Noam +Chomsky argues, _"[w]hat is called 'capitalism' is basically a system of +corporate mercantilism, with huge and largely unaccountable private tyrannies +exercising vast control over the economy, political systems, and social and +cultural life, operating in close co-operation with powerful states that +intervene massively in the domestic economy and international society. That is +dramatically true of the United States, contrary to much illusion. The rich +and privileged are no more willing to face market discipline than they have +been in the past, though they consider it just fine for the general +population."_ [**Marxism, Anarchism, and Alternative Futures**, p. 784] As +Kropotkin put it: + +> _ "What, then is the use of taking, with Marx, about the 'primitive +accumulation' -- as if this 'push' given to capitalists were a thing of the +past? . . . In short, nowhere has the system of 'non-intervention of the +State' ever existed . . . Nowhere, since States have grown up, have the masses +had the freedom of resisting the oppression by capitalists. The few rights +they have now they have gained only by determination and endless sacrifice. + +> + +> "To speak therefore of 'non-intervention of the State' may be all right for +middle-class economists, who try to persuade the workers that their misery is +'a law of Nature.' But -- how can Socialists use such language?"_ [**Op. +Cit.**, pp. 97-8] + +In other words, while Marx was right to note that the _"silent compulsion of +economic relations sets the seal on the domination of the capitalist over the +worker"_ he was wrong to state that _"[d]irect extra-economic force is still +of course used, but only in exceptional cases."_ The ruling class rarely lives +up to its own rhetoric and while _"rely[ing] on his [the workers'] dependence +on capital"_ it always supplements that with state intervention. As such, Marx +was wrong to state it was _"otherwise during the historical genesis of +capitalist production."_ It is not only the _"rising bourgeoisie"_ which +_"needs the power of the state"_ nor is it just _"an essential aspect of so- +called primitive accumulation."_ [**Capital**, vol. 1, pp. 899-900] + +The enthusiasm for the "free market" since the 1970s is in fact the product of +the extended boom, which in turn was a product of a state co-ordinated war +economy and highly interventionist Keynesian economics (a boom that the +apologists of capitalism use, ironically, as "evidence" that "capitalism" +works) plus an unhealthy dose of nostalgia for a past that never existed. It's +strange how a system that has never existed has produced so much! When the +Keynesian system went into crisis, the ideologues of "free market" capitalism +seized their chance and found many in the ruling class willing to utilise +their rhetoric to reduce or end those aspects of state intervention which +benefited the many or inconvenienced themselves. However, state intervention, +while reduced, did not end. It simply became more focused in the interests of +the elite (i.e. the natural order). As Chomsky stresses, the "minimal state" +rhetoric of the capitalists is a lie, for they will _"never get rid of the +state because they need it for their own purposes, but they love to use this +as an ideological weapon against everyone else."_ They are _"not going to +survive without a massive state subsidy, so they want a powerful state."_ +[**Chomsky on Anarchism**, p. 215] + +And neither should it be forgotten that state intervention was required to +create the "free" market in the first place. To quote Polanyi again, _"[f]or +as long as [the market] system is not established, economic liberals must and +will unhesitatingly call for the intervention of the state in order to +establish it, and once established, in order to maintain it."_ [**Op. Cit.**, +p. 149] Protectionism and subsidy (mercantilism) -- along with the liberal use +of state violence against the working class -- was required to create and +protect capitalism and industry in the first place (see [section +F.8](secF8.html) for details). + +In short, although laissez-faire may be the ideological basis of capitalism +\-- the religion that justifies the system -- it has rarely if ever been +actually practised. So, while the ideologues are praising "free enterprise" as +the fountainhead of modern prosperity, the corporations and companies are +gorging at the table of the State. As such, it would be wrong to suggest that +anarchists are somehow "in favour" of state intervention. This is not true. We +are "in favour" of reality, not ideology. The reality of capitalism is that it +needs state intervention to be created and needs state intervention to +continue (both to secure the exploitation of labour and to protect society +from the effects of the market system). That we have no truck with the myths +of "free market" economics does not mean we "support" state intervention +beyond recognising it as a fact of a system we want to end and that some forms +of state intervention are better than others. + +## D.1.1 Does state intervention cause the problems to begin with? + +It depends. In the case of state intervention on behalf of the ruling class, +the answer is always yes! However, in terms of social intervention the answer +is usually no. + +However, for classical liberals (or, as we would call them today, neo- +liberals, right-wing "libertarians" or "conservatives"), state intervention is +the root of all evil. It is difficult for anarchists to take such argument +that seriously. Firstly, it is easily concluded from their arguments that they +are only opposed to state intervention on behalf of the working class (i.e. +the welfare state or legal support for trade unionism). They either ignore or +downplay state intervention on behalf of the ruling class (a few **do** +consistently oppose all state intervention beyond that required to defend +private property, but these unsurprisingly have little influence beyond +appropriation of some rhetoric and arguments by those seeking to bolster the +ruling elite). So most of the right attack the social or regulatory activities +of the government, but fail to attack those bureaucratic activities (like +defence, protection of property) which they agree with. As such, their +arguments are so selective as to be little more than self-serving special +pleading. Secondly, it does appear that their concern for social problems is +limited simply to their utility for attacking those aspects of state +intervention which claim to help those most harmed by the current system. They +usually show greater compassion for the welfare of the elite and industry than +for the working class. For former, they are in favour of state aid, for the +latter the benefits of economic growth is all that counts. + +So what to make of claims that it is precisely the state's interference with +the market which causes the problems that society blames on the market? For +anarchists, such a position is illogical, for _"whoever says regulation says +limitation: now, how conceive of limiting privilege before it existed?"_ It +_"would be an effect without a cause"_ and so _"regulation was a corrective to +privilege"_ and not vice versa. _"In logic as well as in history, everything +is appropriated and monopolised when laws and regulations arrive."_ [Proudhon, +**System of Economic Contradictions**, p. 371] As economist Edward Herman +notes: + +> _ "The growth of government has closely followed perceived failings of the +private market system, especially in terms of market instability, income +insecurity, and the proliferation of negative externalities. Some of these +deficiencies of the market can be attributed to its very success, which have +generated more threatening externalities and created demands for things the +market is not well suited to provide. It may also be true that the growth of +the government further weakens the market. This does not alter the fact that +powerful underlying forces -- not power hungry bureaucrats or frustrated +intellectuals \-- are determining the main drift."_ [Edward Herman, +**Corporate Control, Corporate Power**, pp. 300-1] + +In other words, state intervention is the result of the problems caused by +capitalism rather than their cause. To say otherwise is like arguing that +murder is the result of passing laws against it. + +As Polanyi explains, the neo-liberal premise is false, because state +intervention always _"dealt with some problem arising out of modern industrial +conditions or, at any rate, in the market method of dealing with them."_ In +fact, most of these "collectivist" measures were carried out by _"convinced +supporters of laissez-faire . . . [and who] were as a rule uncompromising +opponents of [state] socialism or any other form of collectivism."_ [**Op. +Cit.**, p. 146] Sometimes such measures were introduced to undermine support +for socialist ideas caused by the excesses of "free market" capitalism but +usually there were introduced due to a pressing social need or problem which +capitalism created but could not meet or solve. This means that key to +understanding state intervention, therefore, is to recognise that politics is +a **not** matter of free will on behalf of politicians or the electorate. +Rather they are the outcome of the development of capitalism itself and result +from social, economic or environmental pressures which the state has to +acknowledge and act upon as they were harming the viability of the system as a +whole. + +Thus state intervention did not spring out of thin air, but occurred in +response to pressing social and economic needs. This can be observed in the +mid 19th century, which saw the closest approximation to laissez-faire in the +history of capitalism. As Takis Fotopoulos argues, _"the attempt to establish +pure economic liberalism, in the sense of free trade, a competitive labour +market and the Gold Standard, did not last more than 40 years, and by the +1870s and 1880s, protectionist legislation was back . . . It was also +significant. . . [that all major capitalist powers] passed through a period of +free trade and laissez-faire, followed by a period of anti-liberal +legislation."_ [_"The Nation-state and the Market"_, pp. 37-80, **Society and +Nature**, Vol. 2, No. 2, p. 48] + +For example, the reason for the return of protectionist legislation was the +Depression of 1873-86, which marked the end of the first experiment with pure +economic liberalism. Paradoxically, then, the attempt to liberalise the +markets led to more regulation. In light of our previous analysis, this is not +surprising. Neither the owners of the country nor the politicians desired to +see society destroyed, the result to which unhindered laissez-faire leads. +Apologists of capitalism overlook the fact that _"[a]t the beginning of the +Depression, Europe had been in the heyday of free trade."_ [Polanyi, **Op. +Cit.**, p. 216] State intervention came about in response to the social +disruptions resulting from laissez-faire. It did not cause them. + +Similarly, it is a fallacy to state, as Ludwig von Mises did, that _"as long +as unemployment benefit is paid, unemployment must exist."_ [quoted by +Polanyi, **Op. Cit.**, p. 283] This statement is not only ahistoric but +ignores the existence of the **involuntary** unemployment (the purer +capitalism of the nineteenth century regularly experienced periods of economic +crisis and mass unemployment). Even such a die-hard exponent of the minimal +state as Milton Friedman recognised involuntary unemployment existed: + +> _ "The growth of government transfer payments in the form of unemployment +insurance, food stamps, welfare, social security, and so on, has reduced +drastically the suffering associated with involuntary unemployment. . . most +laid-off workers . . . may enjoy nearly as high an income when unemployed as +when employed . . . At the very least, he need not be so desperate to find +another job as his counterpart in the 1930's. He can afford to be choosy and +to wait until he is either recalled or a more attractive job turns up."_ +[quoted by Elton Rayack, **Not so Free to Choose**, p. 130] + +Which, ironically, contradicts Friedman's own claims as regards the welfare +state. In an attempt to show that being unemployed is not as bad as people +believe Friedman _"glaringly contradicts two of his main theses, (1) that the +worker is free to choose and (2) that no government social programs have +achieved the results promised by its proponents."_ As Rayack notes, by +_"admitting the existence of involuntary unemployment, Friedman is, in +essence, denying that . . . the market protects the worker's freedom to +choose. . . In addition, since those social programs have made it possible for +the worker to be 'choosy; in seeking employment, to that extent the welfare +state has increased his freedom."_ [**Op. Cit.**, p. 130] But, of course, the +likes of von Mises will dismiss Friedman as a "socialist" and no further +thought is required. + +That governments started to pay out unemployment benefit is not surprising, +given that mass unemployment can produce mass discontent. This caused the +state to start paying out a dole in order eliminate the possibility of crime +as well as working class self-help, which could conceivably have undermined +the status quo. The elite was well aware of the danger in workers organising +for their own benefit and tried to counter-act it. What the likes of von Mises +forget is that the state has to consider the long term viability of the system +rather than the ideologically correct position produced by logically deducting +abstract principles. + +Sadly, in pursuing of ideologically correct answers, capitalist apologists +often ignore common sense. If one believes people exist for the economy and +not the economy for people, one becomes willing to sacrifice people and their +society today for the supposed economic benefit of future generations (in +reality, current profits). If one accepts the ethics of mathematics, a future +increase in the size of the economy is more important than current social +disruption. Thus Polanyi again: _"a social calamity is primarily a cultural +not an economic phenomenon that can be measured by income figures."_ [**Op. +Cit.**, p. 157] And it is the nature of capitalism to ignore or despise what +cannot be measured. + +This does not mean that state intervention cannot have bad effects on the +economy or society. Given the state's centralised, bureaucratic nature, it +would be impossible for it **not** to have some bad effects. State +intervention can and does make bad situations worse in some cases. It also has +a tendency for self-perpetuation. As Elisee Reclus put it: + +> _ "As soon as an institution is established, even if it should be only to +combat flagrant abuses, it creates them anew through its very existence. It +has to adapt to its bad environment, and in order to function, it must do so +in a pathological way. Whereas the creators of the institution follow only +noble ideals, the employees that they appoint must consider above all their +remuneration and the continuation of their employment."_ [_"The Modern +State"_, pp. 201-15, John P Clark and Camille Martin (eds.), **Anarchy, +Geography, Modernity**, p. 207] + +As such, welfare within a bureaucratic system will have problems but getting +rid of it will hardly **reduce** inequality (as proven by the onslaught on it +by Thatcher and Reagan). This is unsurprising, for while the state bureaucracy +can never eliminate poverty, it can and does reduce it -- if only to keep the +bureaucrats secure in employment by showing some results. + +Moreover, as Malatesta notes, _"the practical evidence [is] that whatever +governments do is always motivated by the desire to dominate, and is always +geared to defending, extending and perpetuating its privileges and those of +the class of which it is both the representative and defender."_ [**Anarchy**, +p. 24] In such circumstances, it would be amazing that state intervention did +not have negative effects. However, to criticise those negative effects while +ignoring or downplaying the far worse social problems which produced the +intervention in the first place is both staggeringly illogical and deeply +hypocritical. As we discuss later, in [section D.1.5](secD1.html#secd15), the +anarchist approach to reforms and state intervention is based on this +awareness. + +## D.1.2 Is state intervention the result of democracy? + +No. Social and economic intervention by the modern state began long before +universal suffrage became widespread. While this intervention was usually in +the interests of the capitalist class, it was sometimes done explicitly in the +name of the general welfare and the public interest. Needless to say, while +the former usually goes unmentioned by defenders of capitalism, the latter is +denounced and attacked as violations of the natural order (often in terms of +the sinister sounding "collectivist" measures). + +That democracy is not the root cause for the state's interference in the +market is easily seen from the fact that non-democratic capitalist states +presided over by defenders of "free market" capitalism have done so. For +example, in Britain, acts of state intervention were introduced when property +and sexual restrictions on voting rights still existed. More recently, taking +Pinochet's neo-liberal dictatorship in Chile, we find that the state, as would +be expected, _"often intervened on behalf of private and foreign business +interests."_ Given the history of capitalism, this is to be expected. However, +the state also practised social intervention at times, partly to diffuse +popular disaffection with the economic realities the system generated +(disaffection that state oppression could not control) and partly to counter- +act the negative effects of its own dogmas. As such, _"[f]ree-market +ideologues are reluctant to acknowledge that even the Pinochet government +intervened in many cases in the market-place in last-minute attempts to offset +the havoc wrecked by its free-market policies (low-income housing, air +quality, public health, etc.)"_ [Joseph Collins and John Lear, **Chile's Free- +Market Miracle: A Second Look**, p. 254] + +The notion that it is "democracy" which causes politicians to promise the +electorate state action in return for office is based on a naive viewpoint of +representative democracy. The centralist and hierarchical nature of +"representative" democracy means that the population at large has little real +control over politicians, who are far more influenced by big business, +business lobby groups, and the state bureaucracy. This means that truly +popular and democratic pressures are limited within the capitalist state and +the interests of elites are far more decisive in explaining state actions. + +Obviously anarchists are well aware that the state does say it intervenes to +protect the interests of the general public, not the elite. While much of this +is often rhetoric to hide policies which (in reality) benefit corporate +interests far more than the general public, it cannot be denied that such +intervention does exist, to some degree. However, even here the evidence +supports the anarchist claim that the state is an instrument of class rule, +not a representative of the general interest. This is because such reforms +have, in general, been few and far between compared to those laws which +benefit the few. + +Moreover, historically when politicians have made legal changes favouring the +general public rather than the elite they have done so only after intense +social pressure from below. For examples, the state only passed pro-union laws +only when the alternative was disruptive industrial conflict. In the US, the +federal government, at best, ignored or, at worse, actively suppressed labour +unions during the 19th century. It was only when mineworkers were able to shut +down the anthracite coal fields for months in 1902, threatening disruption of +heating supplies around the country, that Teddy Roosevelt supported union +demands for binding arbitration to raise wages. He was the first President in +American history to intervene in a strike in a positive manner on behalf of +workers. + +This can be seen from the "New Deal" and related measures of limited state +intervention to stimulate economic recovery during the Great Depression. These +were motivated by more material reasons than democracy. Thus Takis Fotopoulos +argues that _"[t]he fact . . .that 'business confidence' was at its lowest +could go a long way in explaining the much more tolerant attitude of those +controlling production towards measures encroaching on their economic power +and profits. In fact, it was only when -- and as long as -- state +interventionism had the approval of those actually controlling production that +it was successful."_ [_"The Nation-state and the Market"_, **Op. Cit.**, p. +55] As anarchist Sam Dolgoff notes, the New Deal in America (and similar +policies elsewhere) was introduced, in part, because the _"whole system of +human exploitation was threatened. The political state saved itself, and all +that was essential to capitalism, doing what 'private enterprise' could not +do. Concessions were made to the workers, the farmers, the middle-class, while +the private capitalists were deprived of some of their power."_ [**The +American Labor Movement**, pp. 25-6] Much the same can be said of the post-war +Keynesianism consensus, which combined state aid to the capitalist class with +social reforms. These reforms were rarely the result of generous politicians +but rather the product of social pressures from below and the needs of the +system as a whole. For example, the extensive reforms made by the 1945 Labour +Government in the UK was the direct result of ruling class fear, not +socialism. As Quentin Hogg, a Conservative M.P., put it in the House of +Parliament in 1943: _"If you do not give the people social reforms, they are +going to give you revolution."_ Memories of the near revolutions across Europe +after the First World War were obviously in many minds, on both sides. + +Needless to say, when the ruling class considered a specific reform to be +against its interests, it will be abolished or restricted. An example of this +can be seen in the 1934 Wagner Act in the USA, which gave US labour its first +and last political victory. The Act was passed due to the upsurge in wildcat +strikes, factory occupations and successful union organising drives which were +spreading throughout the country. Its purpose was specifically to calm this +struggle in order to preserve "labour peace." The act made it legal for unions +to organise, but this placed labour struggles within the boundaries of legal +procedures and so meant that they could be more easily controlled. In +addition, this concession was a form of appeasement whose effect was to make +those involved in union actions less likely to start questioning the +fundamental bases of the capitalist system. Once the fear of a militant labour +movement had passed, the Wagner Act was undermined and made powerless by new +laws, laws which made illegal the tactics which forced the politicians to pass +the law in the first place and increased the powers of bosses over workers. +The same can be said of other countries. + +The pattern is clear. It is always the case that things need to change on the +ground first and then the law acknowledges the changes. Any state intervention +on behalf of the general public or workers have all followed people and +workers organising and fighting for their rights. If labour or social "peace" +exists because of too little organising and protesting or because of lack of +strength in the workplace by unions, politicians will feel no real pressure to +change the law and, consequently, refuse to. As Malatesta put it, the _"only +limit to the oppression of government is that power with which the people show +themselves capable of opposing it . . . When the people meekly submit to the +law, or their protests are feeble and confined to words, the government +studies its own interests and ignores the needs of the people; when the +protests are lively, insistent, threatening, the government . . . gives way or +resorts to repression."_ [**Errico Malatesta: His Life and Ideas**, p. 196] + +Needless to say, the implication of classical liberal ideology that popular +democracy is a threat to capitalism is the root of the fallacy that democracy +leads to state intervention. The notion that by limiting the franchise the +rich will make laws which benefit all says more about the classical liberals' +touching faith in the altruism of the rich than it does about their +understanding of human nature, the realities of both state and capitalism and +their grasp of history. The fact that they can join with John Locke and claim +with a straight face that all must abide by the rules that only the elite make +says a lot about their concept of "freedom." + +Some of the more modern classical liberals (for example, many right-wing +"libertarians") advocate a "democratic" state which cannot intervene in +economic matters. This is no solution, however, as it only gets rid of the +statist response to real and pressing social problems caused by capitalism +without supplying anything better in its place. This is a form of paternalism, +as the elite determines what is, and is not, intervention and what the masses +should, and should not, be able to do (in their interests, of course). Then +there is the obvious conclusion that any such regime would have to exclude +change. After all, if people can change the regime they are under they may +change it in ways that the right does not support. The provision for ending +economic and other reforms would effectively ban most opposition parties as, +by definition, they could do nothing once in power. How this differs from a +dictatorship would be hard to say -- after all, most dictatorships have +parliamentary bodies which have no power but which can talk a lot. + +Needless to say, the right often justify this position by appealing to the +likes of Adam Smith but this, needless to say, fails to appreciate the +changing political and economic situation since those days. As market +socialist Allan Engler argues: + +> _ "In Smith's day government was openly and unashamedly an instrument of +wealth owners. Less than 10 per cent of British men -- and no women at all -- +had the right to vote. When Smith opposed government interference in the +economy, he was opposing the imposition of wealth owners' interests on +everybody else. Today, when neoconservatives oppose state interference, their +aim to the opposite: to stop the representatives of the people from +interfering with the interests of wealth owners."_ [**Apostles of Greed**, p. +104] + +As well as the changing political situation, Smith's society was without the +concentrations of economic power that marks capitalism as a developed system. +Whether Smith would have been happy to see his name appropriated to defend +corporate power is, obviously, a moot point. However, he had no illusions that +the state of his time interfered to bolster the elite, not the many (for +example: _"Whenever the law has attempted to regulate the wages of workmen, it +has always been rather to lower them than to raise them."_ [**The Wealth of +Nations**, p. 119]). As such, it is doubtful he would have agreed with those +who involve his name to defend corporate power and trusts while advocating the +restriction of trade unions as is the case with modern day neo-liberalism: + +> _ "Whenever the legislature attempts to regulate the differences between +masters and their workmen, its counsellors are always masters. When the +regulation, therefore, is in favour of the workmen, it is always just and +equitable . . . When masters combine together in order to reduce the wages of +their workmen, they commonly enter into a private bond or agreement . . . Were +the workmen to enter into a contrary combination of the same kind. not to +accept of a certain wage under a certain penalty, the law would punish them +very severely; and if dealt impartially, it would treat the masters in the +same way."_ [**Op. Cit.**, p. 129] + +The interest of merchants and master manufacturers, Smith stressed, _"is +always in some respects different from, and even opposite to, that of the +public . . . The proposal of any new law or regulation of commerce which comes +from this order ought always to be listened to with great precaution, and +ought never to be adopted till after having been long and carefully examined, +not only with the most scrupulous, but with the most suspicious attention. It +comes from an order of men whose interest is never exactly the same with that +of the public, who have generally an interest to deceive and even to oppress +the public, and who accordingly have, upon many occasions, both deceived and +oppressed it."_ [**Op. Cit.**, pp. 231-2] These days Smith would have likely +argued that this position applies equally to attempts by big business to +**revoke** laws and regulations! + +To view the state intervention as simply implementing the wishes of the +majority is to assume that classes and other social hierarchies do not exist, +that one class does not oppress and exploit another and that they share common +interests. It means ignoring the realities of the current political system as +well as economic, for political parties will need to seek funds to campaign +and that means private cash. Unsurprisingly, they will do what their backers +demands and this dependence the wealthy changes the laws all obey. This means +that any government will tend to favour business and the wealthy as the +parties are funded by them and so they get some say over what is done. Only +those parties which internalise the values and interests of their donors will +prosper and so the wealthy acquire an unspoken veto power over government +policy. In other words, parties need to beg the rich for election funds. Some +parties do, of course, have trade union funding, but this is easily +counteracted by pressure from big business (i.e., that useful euphemism, _"the +markets"_) and the state bureaucracy. This explains why the unions in, say, +Britain spend a large part of their time under Labour governments trying to +influence it by means of strikes and lobbying. + +The defenders of "free market" capitalism appear oblivious as to the reasons +**why** the state has approved regulations and nationalisations as well as +**why** trade unions, (libertarian and statist) socialist and populist +movements came about in the first place. Writing all these off as the products +of ideology and/or economic ignorance is far too facile an explanation, as is +the idea of power hungry bureaucrats seeking to extend their reach. The truth +is much more simple and lies at the heart of the current system. The reasons +why various "anti-capitalist" social movements and state interventions arise +with such regular periodicity is because of the effects of an economic system +which is inherently unstable and exploitative. For example, social movements +arose in the 19th century because workers, artisans and farmers were suffering +the effects of a state busy creating the necessary conditions for capitalism. +They were losing their independence and had become, or were being turned, into +wage slaves and, naturally, hated it. They saw the negative effects of +capitalism on their lives and communities and tried to stop it. + +In terms of social regulation, the fact is that they were often the result of +pressing needs. Epidemics, for example, do not respect property rights and the +periodic deep recessions that marked 19th century capitalism made the desire +to avoid them an understandable one on the part of the ruling elite. Unlike +their ideological followers in the latter part of the century and onwards, the +political economists of the first half of the nineteenth century were too +intelligent and too well informed to advocate out-and-out laissez-faire. They +grasped the realities of the economic system in which they worked and thought +and, as a result, were aware of clash between the logic of pure abstract +theory and the demands of social life and morality. While they stressed the +pure theory, the usually did so in order to justify the need for state +intervention in some particular aspect of social or economic life. John Stuart +Mill's famous chapter on _"the grounds and limits of the laissez-faire and +non-interference principle"_ in his **Principles of Political Economy** is, +perhaps, the most obvious example of this dichotomy (unsurprisingly, von Mises +dismissed Mill as a "socialist" -- recognising the problems which capitalism +itself generates will make you ideologically suspect to the true believer). + +To abolish these reforms without first abolishing capitalism is to return to +the social conditions which produced the social movements in the first place. +In other words, to return to the horrors of the 19th century. We can see this +in the USA today, where this process of turning back the clock is most +advanced: mass criminality, lower life expectancy, gated communities, +increased work hours, and a fortune spent on security. However, this should +not blind us to the limitations of these movements and reforms which, while +coming about as a means to overcome the negative effects of corporate +capitalism upon the population, **preserved** that system. In terms of +successful popular reform movements, the policies they lead to were (usually) +the minimum standard agreed upon by the capitalists themselves to offset +social unrest. + +Unsurprisingly, most opponents of state intervention are equally opposed to +popular movements and the pressures they subject the state to. However trying +to weaken (or even get rid of) the social movements which have helped reform +capitalism ironically helps bolster the power and centralisation of the state. +This is because to get rid of working class organisations means eliminating a +key counter-balance to the might of the state. Atomised individuals not only +cannot fight capitalist exploitation and oppression, they also cannot fight +and restrict the might of the state nor attempt to influence it even a +fraction of what the wealthy elite can via the stock market and management +investment decisions. As such, von Hayek's assertion that _"it is inexcusable +to pretend that . . . the pressure which can be brought by the large firms or +corporation is comparable to that of the organisation of labour"_ is right, +but in the exact opposite way he intended. [**Law, Legislation and Liberty**, +vol. III, p. 89] Outside the imagination of conservatives and right-wing +liberals, big business has much greater influence than trade unions on +government policy (see [section D.2](secD2.html) for some details). While +trade union and other forms of popular action are more visible than elite +pressures, it does not mean that the form does not exist or less influential. +Quite the reverse. The latter may be more noticeable, true, but is only +because it has to be in order to be effective and because the former is so +prevalent. + +The reality of the situation can be seen from looking at the US, a political +system where union influence is minimal while business influence and lobbying +is large scale (and has been since the 1980s). A poll of popular attitudes +about the 2005 US budget _"revealed that popular attitudes are virtually the +inverse of policy."_ In general, there is a _"dramatic divide between public +opinion and public policy,"_ but public opinion has little impact on state +officials. Unsurprisingly, the general population _"do not feel that the +government is responsive to the public will."_ The key to evaluating whether a +state is a functioning democracy is dependent on _"what public opinion is on +major issues"_ and _"how it relates to public policy."_ In the case of the US, +business interests are supreme and, as such, _"[n]ot only does the US +government stand apart from the rest of the world on many crucial issues, but +even from its own population."_ The state _"pursues the strategic and economic +interests of dominant sectors of the domestic population,"_ unless forced +otherwise by the people (for _"rights are not likely to be granted by +benevolent authorities"_ but rather by _"education and organising"_). In +summary, governments implement policies which benefit _"the short-term +interests of narrow sectors of power and wealth . . . It takes wilful +blindness not to see how these commitments guide . . . policy."_ [Chomsky, +**Failed States**, p. 234, p. 235, p. 228, p. 229, p. 262, p. 263 and p. 211] +A clearer example of how capitalist "democracy" works can hardly be found. + +Von Hayek showed his grasp of reality by stating that the real problem is +_"not the selfish action of individual firms but the selfishness of organised +groups"_ and so _"the real exploiters in our present society are not egotistic +capitalists . . . but organisations which derive their power from the moral +support of collective action and the feeling of group loyalty."_ [**Op. +Cit.**, p. 96] So (autocratic) firms and (state privileged) corporations are +part of the natural order, but (self-organised and, at worse, relatively +democratic) unions are not. Ignoring the factual issues of the power and +influence of wealth and business, the logical problem with this opinion is +clear. Companies are, of course, _"organised groups"_ and based around +_"collective action"_. The difference is that the actions and groups are +dictated by the few individuals at the top. As would be expected, the +application of his ideas by the Thatcher government not only bolstered +capitalist power and resulted in increased inequality and exploitation (see +[section J.4.2](secJ4.html#secj42)) but also a strengthening and +centralisation of state power. One aspect of this the introduction of +government regulation of unions as well as new legislation which increase +police powers to restrict the right to strike and protest (both of which were, +in part, due opposition to free market policies by the population). + +Anarchists may agree that the state, due to its centralisation and +bureaucracy, crushes the spontaneous nature of society and is a handicap to +social progress and evolution. However, leaving the market alone to work its +course fallaciously assumes that people will happily sit back and let market +forces rip apart their communities and environment. Getting rid of state +intervention without getting rid of capitalism and creating a free society +would mean that the need for social self-protection would still exist but that +there would be even less means of achieving it than now. The results of such a +policy, as history shows, would be a catastrophe for the working class (and +the environment, we must add) and beneficial only for the elite (as intended, +of course). + +Ultimately, the implication of the false premise that democracy leads to state +intervention is that the state exists for the benefit of the majority, which +uses the state to exploit the elite! Amazingly, many capitalist apologists +accept this as a valid inference from their premise, even though it's +obviously a **reductio ad absurdum** of that premise as well as going against +the facts of history. That the ruling elite is sometimes forced to accept +state intervention outside its preferred area of aid for itself simply means +that, firstly, capitalism is an unstable system which undermines its own +social and ecological basis and, secondly, that they recognise that reform is +preferable to revolution (unlike their cheerleaders). + +## D.1.3 Is state intervention socialistic? + +No. Libertarian socialism is about self-liberation and self-management of +one's activities. Getting the state to act for us is the opposite of these +ideals. In addition, the question implies that socialism is connected with its +nemesis, statism, and that socialism means even more bureaucratic control and +centralisation (_"socialism is the contrary of governmentalism."_ [Proudhon, +**No Gods, No Masters**, vol. 1, p. 63]). As Kropotkin stressed: _"State +bureaucracy and centralisation are as irreconcilable with socialism as was +autocracy with capitalist rule."_ [**Evolution and Environment**, p. 185] The +history of both social democracy and state socialism proved this, with the +former merely reforming some aspects of capitalism while keeping the system +intact while the latter created an even worse form of class system. + +The identification of socialism with the state is something that social +democrats, Stalinists and capitalist apologists **all** agree upon. However, +as we'll see in [section H.3.13](secH3.html#sech313), "state socialism" is in +reality just state capitalism -- the turning of the world into "one office and +one factory" (to use Lenin's expression). Little wonder that most sane people +join with anarchists in rejecting it. Who wants to work under a system in +which, if one does not like the boss (i.e. the state), one cannot even quit? + +The theory that state intervention is "creeping socialism" takes the laissez- +faire ideology of capitalism at its face value, not realising that it is +ideology rather than reality. Capitalism is a dynamic system and evolves over +time, but this does not mean that by moving away from its theoretical starting +point it is negating its essential nature and becoming socialistic. Capitalism +was born from state intervention, and except for a very short period of +laissez-faire which ended in depression has always depended on state +intervention for its existence. As such, while there _"may be a residual sense +to the notion that the state serves as an equaliser, in that without its +intervention the destructive powers of capitalism would demolish social +existence and the physical environment, a fact that has been well understood +by the masters of the private economy who have regularly called upon the state +to restrain and organise these forces. But the common idea that the government +acts as a social equaliser can hardly be put forth as a general principle."_ +[Noam Chomsky, **The Chomsky Reader**, p. 185] + +The list of state aid to business is lengthy and can hardly be considered as +socialistic or egalitarian is aim (regardless of its supporters saying it is +about creating "jobs" rather than securing profits, the reality of the +situation). Government subsidies to arms companies and agribusiness, its +subsidy of research and development work undertaken by government-supported +universities, its spending to ensure a favourable international climate for +business operations, its defence of intellectual property rights, its tort +reform (i.e. the business agenda of limiting citizen power to sue +corporations), its manipulation of unemployment rates, and so forth, are all +examples of state intervention which can, by no stretch of the imagination be +considered as "socialistic." As left-liberal economist Dean Baker notes: + +> _ "The key flaw in the stance that most progressives have taken on economic +issues is that they have accepted a framing whereby conservatives are assumed +to support market outcomes, while progressives want to rely on the government +. . . The reality is that conservatives have been quite actively using the +power of the government to shape market outcomes in ways that redistribute +income upward. However, conservatives have been clever enough to not own up to +their role in this process, pretending all along that everything is just the +natural working of the market. And, progressives have been foolish enough to +go along with this view."_ [**The Conservative Nanny State: How the Wealthy +Use the Government to Stay Rich and Get Richer**, p. v] + +He stresses, that _"both conservatives and liberals want government +intervention. The difference between them is the goal of government +intervention, and the fact that conservatives are smart enough to conceal +their dependence on the government."_ They _"want to use the government to +distribute income upward to higher paid workers, business owners, and +investors. They support the establishment of rules and structures that have +this effect."_ Dean discusses numerous examples of right-wing forms of state +action, and notes that _"[i]n these areas of public policy . . . conservatives +are enthusiastic promoters of big government. They are happy to have the +government intervene into the inner workings of the economy to make sure that +money flows in the direction they like -- upward. It is accurate to say that +conservatives don't like big government social programs, but not because they +don't like big government. The problem with big government social programs is +that they tend to distribute money downward, or provide benefits to large +numbers of people."_ It seems redundant to note that _"conservatives don't own +up to the fact that the policies they favour are forms of government +intervention. Conservatives do their best to portray the forms of government +intervention that they favour, for example, patent and copyright protection, +as simply part of the natural order of things."_ [**Op. Cit.**, p. 1 and p. 2] + +This, it should be stressed, is unexpected. As we explained in [section +B.2](secB2.html), the state is an instrument of minority rule. As such, it +strains belief that state intervention would be socialist in nature. After +all, if the state is an agent of a self-interesting ruling class, then its +laws are inevitably biased in its favour. The ultimate purpose of the state +and its laws are the protection of private property and so the form of law is +a class weapon while its content is the protection of class interests. They +are inseparable. + +So the state and its institutions can _"challenge the use of authority by +other institutions, such as cruel parents, greedy landlords, brutal bosses, +violent criminals"_ as well as _"promot[ing] desirable social activities, such +as public works, disaster relief, communications and transport systems, poor +relief, education and broadcasting."_ Anarchists argue, though, the state +remains _"primarily . . . oppressive"_ and its _"main function is in fact to +hold down the people, to limit freedom"_ and that _"all the benevolent +functions of the state can be exercised and often have been exercised by +voluntary associations."_ Moreover, _"the essential function of the state is +to maintain the existing inequality"_ and so _"cannot redistribute wealth +fairly because it is the main agency of the unfair distribution."_ This is +because it is _"the political expression of the economic structure, that it is +the representative of the people who own or control the wealth of the +community and the oppressor of the people who do the work which creates +wealth."_ [Walters, **About Anarchism**, p. 36 and p. 37] + +The claim that state intervention is "socialist" also ignores the realities of +power concentration under capitalism. Real socialism equalises power by +redistributing it to the people, but, as Noam Chomsky points out, _"[i]n a +highly inegalitarian society, it is most unlikely that government programs +will be equalisers. Rather, it is to be expected that they will be designed +and manipulated by private power for their own benefits; and to a significant +degree the expectation is fulfilled. It is not very likely that matters could +be otherwise in the absence of mass popular organisations that are prepared to +struggle for their rights and interests."_ [**Op. Cit.**, p. 184] The notion +that "welfare equals socialism" is nonsense, although it can reduce poverty +and economic inequality somewhat. As Colin Ward notes, _"when socialists have +achieved power"_ they have produced nothing more than _"[m]onopoly capitalism +with a veneer of social welfare as a substitute for social justice."_ +[**Anarchy in Action**, p. 18] + +This analysis applies to state ownership and control of industry. Britain, for +example, saw the nationalisation of roughly 20% of the economy by the 1945 +Labour Government. These were the most unprofitable sections of the economy +but, at the time, essential for the economy as a whole. By taking it into +state ownership, these sections could be rationalised and developed at public +expense. Rather than nationalisation being feared as "socialism," the +capitalist class had no real issue with it. As anarchists at the time noted, +_"the real opinions of capitalists can be seen from Stock Exchange conditions +and statements of industrialists [rather] than the Tory Front bench . . . [and +from these we] see that the owning class is not at all displeased with the +record and tendency of the Labour Party."_ [Vernon Richards (ed.), **Neither +Nationalisation nor Privatisation -- Selections from Freedom 1945-1950**, p. +9] + +Moreover, the example of nationalised industries is a good indicator of the +non-socialist nature of state intervention. Nationalisation meant replacing +the capitalist bureaucrat with a state one, with little real improvement for +those subjected to the "new" regime. At the height of the British Labour +Party's post-war nationalisations, anarchists were pointing out its anti- +socialist nature. Nationalisation was _"really consolidating the old +individual capitalist class into a new and efficient class of managers to run +. . . state capitalism"_ by _"installing the really creative industrialists in +dictatorial managerial positions."_ [Vernon Richards (ed.), **Op. Cit.**, p. +10] Thus, in practice, the real examples of nationalisation confirmed +Kropotkin's prediction that it would be _"an exchange of present capitalism +for state-capitalism"_ and simply be _"nothing but a new, perhaps improved, +but still undesirable form of the wage system."_ [**Evolution and +Environment**, p. 193 and p. 171] The nationalised industries were expected, +of course, to make a profit, partly for _"repaying the generous compensation +plus interest to the former owners of the mainly bankrupt industries that the +Labour government had taken over."_ [Richards, **Op. Cit.**, p. 7] + +Ultimately, state ownership at local or national level is hardly socialistic +in principle or in practice. As Kropotkin stressed, _"no reasonable man [or +woman] will expect that Municipal Socialism, any more than Co-operation, could +solve to any extent the Social problem."_ This was because it was _"self- +evident that [the capitalists] will not let themselves be expropriated without +opposing resistance. They may favour municipal [or state] enterprise for a +time; but the moment they see that it really begins to reduce the number of +paupers . . . or gives them regular employment, and consequently threatens to +reduce the profits of the exploiters, they will soon put an end to it."_ +[**Act for Yourselves**, p. 94 and p. 95] The rise of Monetarism in the 1970s +and the subsequent enthronement of the "Natural Rate" of unemployment thesis +proves this argument. + +While state intervention is hardly socialistic, what can be said is that _"the +positive feature of welfare legislation is that, contrary to the capitalist +ethic, it is a testament to human solidarity. The negative feature is +precisely that it is an arm of the state."_ [Colin Ward, **Talking Anarchy**, +p. 79] For anarchists, while _"we are certainly in full sympathy with all that +is being done to widen the attributes of city life and to introduce +communistic conceptions into it. But it is only through a Social Revolution, +made by the workers themselves, that the present exploitation of Labour by +Capital can be altered."_ [Kropotkin, **Op. Cit.**, pp. 95-6] As British +anarchists stressed during the first post-war Labour Government: + +> _ "The fact that the alternative, under capitalism, is destitution and the +sharper anomalies of poverty, does not make the Liberal-Socialistic +alternative a sound proposition." + +> + +> "The only rational insurance against the evils of poverty and industrialism +and old age under the wages system is the abolition of poverty and the wages +system, and the transformation of industrialism to serve human ends instead of +grinding up human beings."_ [Vernon Richards (ed.), **World War - Cold War**, +p. 347] + +In reality, rather than genuine socialism we had reformists _"operating +capitalism while trying to give it a socialist gloss."_ [**Op. Cit.**, p. 353] +The fact is that the ruling class oppose those forms of state intervention +which aim, at least in rhetoric, to help working class people. This does not +make such reforms socialistic. The much more substantial state intervention +for the elite and business are simply part of the natural order and go +unmentioned. That this amounts to a welfare state for the wealthy or socialism +for the rich is, of course, one of the great unspeakable truths of capitalism. + +## D.1.4 Is laissez-faire capitalism actually without state intervention? + +The underlying assumption in the neo-liberal and conservative attacks against +state intervention is the assumption that their minimal state is without it. +The reality of the situation is, of course, different. Even the minimal state +of the ideologues dreams intervenes on behalf of the ruling class in order to +defend capitalist power and the property and property rights this flows from. + +This means that the laissez-faire position is a form of state intervention as +well. State "neutrality" considered as simply enforcing property rights (the +"minimal state") instantly raises the question of **whose** conception of +property rights, popular ones or capitalist ones? Unsurprisingly, the +capitalist state enforces capitalist notions of property. In other words, it +sanctions and supports economic inequality and the privileges and power of +those who own property and, of course, the social relationships such a system +generates. Yet by defending capitalist property, the state can hardly remain +"neutral" with regards to ownership and the power it generates. In other +words, the "neutral" state **has** to intervene to defend the authority of the +boss or landlord over the workers they exploit and oppress. It is not a +"public body" defending some mythical "public interest" but rather a defender +of class society and the socio-economic relationships such a system creates. +Political power, therefore, reflects and defends economic and social power. + +As Kropotkin argued, the _"major portion"_ of laws have _"but one object -- to +protect private property, i.e. wealth acquired by the exploitation of man by +man. Their aim is to open to capital fresh fields for exploitation, and to +sanction the new forms which that exploitation continually assumes, as capital +swallows up another branch of human activity . . . They exist to keep up the +machinery of government which serves to secure to capital the exploitation and +monopoly of wealth produced."_ This means that all modern states _"all serve +one God -- capital; all have but one object \-- to facilitate the exploitation +of the worker by the capitalist."_ [**Anarchism**, p. 210] + +Given that the capitalist market is marked by inequalities of power, any legal +framework will defend that power. The state simply allows the interaction +between parties to determine the norms of conduct in any contract. This +ensures that the more powerful party to impose its desires on the weaker one +as the market, by definition, does not and cannot have any protections against +the imposition of private power. The state (or legal code) by enforcing the +norms agreed to by the exchange is just as much a form of state intervention +as more obvious forms of state action. In other words, the state's monopoly of +power and coercion is used to enforce the contracts reached between the +powerful and powerless. As such contracts will hardly be neutral, the state +cannot be a neutral arbiter when presiding over capitalism. The net result is +simply that the state allows the more powerful party to an exchange to have +authority over the weaker party -- all under the fiction of equality and +freedom. And, as Malatesta stressed, state power and centralisation will have +to increase: + +> _ "liberalism, is in theory a kind of anarchy without socialism, and +therefore is simply a lie, for freedom is not possible without equality, and +real anarchy cannot exist without solidarity, without socialism. The criticism +liberals direct at government consists of wanting to deprive it of some of its +functions and to call upon the capitalists to fight it out among themselves, +but it cannot attack the repressive functions which are of its essence: for +with the **gendarme** the property owner could not exist, indeed the +government's powers of repression must perforce increase as free competition +results in more discord and inequality."_ [**Anarchy**, p. 46] + +His comments were more than confirmed by the rise of neo-liberalism nearly a +century later which combined the "free(r) market" with a strong state marked +by more extensive centralisation and police powers. + +This is unsurprising, as laissez-faire capitalism being _"unable to solve its +celebrated problem of the harmony of interests, [is forced] to impose laws, if +only provisional ones, and abdicates in its turn before this new authority +that is incompatible with the practice of liberty."_ [Proudhon, quoted by Alan +Ritter, **The Political Thought of Pierre-Joseph Proudhon**, p. 122] Thus +capitalism always has to rely on the state, on political coercion, if only the +minimal state, to assure its survival. The capitalist market has to, in other +words, resort to the coercion it claims to avoid once people start to question +its shortcomings. Of course, this coercion need not be monopolised in the form +of state police and armed forces. It has been enforced successfully by private +police forces and security guards, but it does not change the fact that force +is required to maintain capitalist property, power and property rights. + +In summary, **all** forms of capitalism rest on the superior force of economic +elites who have the backing of the state to defend the sources of that power +as well as any contracts it has agreed to. In other words, "laissez-faire" +capitalism does not end state intervention, it simply creates a situation +where the state leaves the market process to the domination of those who +occupy superior market positions. As Kropotkin put it, capitalism _"is called +the freedom of transactions but it is more truly called the freedom of +exploitation."_ [**Words of a Rebel**, p. 119] + +Given this, it may be objected that in this case there is no reason for the +ruling class to interfere with the economy. If economic coercion is +sufficient, then the elite has no need to turn to the state for aid. This +objection, however, fails to appreciate that the state **has** to interfere to +counteract the negative impacts of capitalism. Moreover, as we discussed in +[section C.7](secC7.html), economic coercion becomes less pressing during +periods of low unemployment and these tend to provoke a slump. It is in the +interests of the ruling elite to use state action to reduce the power of the +working classes in society. Thus we find the Federal Reserve in the USA +studying economic statistics to see if workers are increasing their bargaining +power on the labour market (i.e. are in a position to demand more wages or +better conditions). If so, then interest rates are increased and the resulting +unemployment and job insecurity make workers more likely to put up with low +pay and do what their bosses demand. As Doug Henwood notes, _"policy makers +are exceedingly obsessed with wage increases and the state of labour +militancy. They're not only concerned with the state of the macroeconomy, +conventionally defined, they're also concerned with the state of the class +struggle, to use the old-fashioned language."_ [**Wall Street**, p. 219] +Little wonder the ruling class and its high priests within the "science" of +economics have embraced the concept of a "natural rate" of unemployment (see +[section C.9](secC9.html) on this and as we indicated in [section +C.6](secC6.html), this has been **very** enriching for the ruling class since +1980). + +Ultimately, the business class wants the state to intervene in the economy +beyond the minimum desired by a few ideologues of capitalism simply to ensure +it gets even more wealth and power -- and to ensure that the system does not +implode. Ironically, to get capitalism to work as some of its defenders want +it to would require a revolution in itself \-- against the capitalists! Yet if +we go to the trouble of fighting public tyranny (the state), why should we +stop there? Why should private tyranny (capitalism, its autocratic structures +and hierarchical social relationships) remain untouched? Particularly, as +Chomsky notes, under capitalism _"minimising the state means strengthening the +private sectors. It narrows the domain within which public influence can be +expressed. That's not an anarchist goal . . . It's minimising the state and +increasing an even worse power,"_ namely capitalist firms and corporations +which are _"private totalitarian organisations."_ [**Chomsky on Anarchism**, +p. 214 and p. 213] In other words, if a government "privatises" some +government function, it is not substituting a market for a bureaucracy. It is +substituting a private bureaucracy for a public one, usually at rock-bottom +prices, so that some more capitalists can make a profit. All the economic +mumbo-jumbo is just a smokescreen for this fact. + +## D.1.5 Do anarchists support state intervention? + +So where do anarchists stand on state intervention? This question does not +present a short answer simply because it is a complex issue. On the one hand, +as Proudhon stressed, the state exists to _"maintain **order** in society, by +consecrating and sanctifying obedience of the citizens to the State, +subordination of the poor to the rich, of the common people to the upper +class, of the worker to the idler."_ [**The General Idea of the Revolution**, +p. 243] In such circumstances, appealing to the state makes little sense. On +the other hand, the modern state does do some good things (to varying +degrees). As a result of past popular struggles, there is a basic welfare +system in some countries which does help the poorest sections of society. That +aspect of state intervention is what is under attack by the right under the +slogan of "minimising the state." + +In the long term, of course, the real solution is to abolish capitalism _"and +both citizens and communities will have no need of the intervention of the +State."_ [Proudhon, **Op. Cit.**, p. 268] In a free society, social self- +defence would not be statist but would be similar in nature to trade unionism, +co-operatives and pressure groups -- individuals working together in voluntary +associations to ensure a free and just society -- within the context of an +egalitarian, decentralised and participatory system which eliminates or +reduces the problems in the first place (see [section I](secIcon.html)). + +However, that does not answer the question of what we do in the here and now +when faced with demands that the welfare state (for the working class, **not** +corporate welfare) and other reforms be rolled back. This attack has been on +going since the 1970s, accelerating since 1980. We should be clear that claims +to be minimising the state should be taken with a massive pitch of salt as the +likes of Reagan were _"elected to office promising to downsize government and +to 'get the government off the people's back,' even though what he meant was +to deregulate big business, and make them free to exploit the workers and make +larger profits."_ [Lorenzo Kom'boa Ervin, **Anarchism and the Black +Revolution**, p. 100] As such, it would be a big mistake to confuse anarchist +hostility to the state with the rhetoric of right-wing politicians seeking to +reduce social spending (Brian Oliver Sheppard discusses this issue well in his +article _"Anarchism vs. Right-Wing 'Anti-Statism'"_ [**Anarcho-Syndicalist +Review**, no. 31, Spring 2001]). Chomsky puts it well: + +> _ "State authority is now under severe attack in the more democratic +societies, but not because it conflicts with the libertarian vision. Rather +the opposite: because it offers (weak) protection to some aspects of that +vision. Governments have a fatal flaw: unlike the private tyrannies, the +institutions of state power and authority offer to the despised public an +opportunity to play some role, however limited, in managing their own affairs. +That defect is intolerable to the masters . . . the goals of a committed +anarchist should be to defend some state institutions from the attack against +them, while trying at the same time to pry them open to more meaningful public +participation -- and, ultimately, to dismantle them in a much more free +society, of the appropriate circumstances can be achieved."_ [**Chomsky on +Anarchism**, p. 193 and p. 194] + +There is, of course, a tension in this position. The state may be influenced +by popular struggle but it remains an instrument of **capitalist** rule. It +may intervene in society as a result of people power and by the necessity to +keep the system as a whole going, but it is bureaucratic and influenced by the +wealthy and big business. Indeed, the onslaught on the welfare state by both +Thatcher and Reagan was conducted under a "democratic" mandate although, in +fact, these governments took advantage of the lack of real accountability +between elections. They took advantage of an aspect of the state which +anarchists had been warning of for decades, being _"well aware that [the +politician] can now commit crimes with immunity, [and so] the elected official +finds himself immediately exposed to all sorts of seductions on behalf of the +ruling classes"_ and so implemented policies _"solicited by big industry, high +officials, and above all, by international finance."_ [Elisee Reclus, **The +Modern State**, p. 208 and pp. 208-9] + +As such, while anarchists are against the state, our position on state +intervention depends on the specific issue at hand. Most of us think state +health care services and unemployment benefits (for example) are more socially +useful than arms production, and in lieu of more anarchistic solutions, better +than the alternative of "free market" capitalism. This does not mean we are +happy with state intervention, which in practice undermines working class +self-help, mutual aid and autonomy. Also, state intervention of the "social" +nature is often paternalistic, run by and for the "middle classes" (i.e. +professional/managerial types and other self-proclaimed "experts"). However, +until such time as a viable anarchist counterculture is created, we have +little option but to "support" the lesser evil (and make no mistake, it **is** +an evil). + +Taking the issue of privatisation of state owned and run industry, the +anarchist position is opposition to both. As we noted in [section +D.1.3](secD1.html#secd13), the anarchist prediction that if you substitute +government ownership for private ownership, _"nothing is changed but the +stockholders and the management; beyond that, there is not the least +difference in the position of the workers."_ [Proudhon, quoted by Ritter, +**Op. Cit.**, pp. 167-8] However, privatisation is a rip-off of the general +public for the benefit of the wealthy: + +> _ "Privatisation of public services -- whether it is through the direct sale +of utilities or through indirect methods such as PFI and PPP -- involves a +massive transfer of wealth from taxpayers to the pockets of private business +interests. It negates the concept of there being such a thing as 'public +service' and subjects everything to the bottom line of profit. In other words +it seeks to maximise the profits of a few at the expense of wages and social +obligations. Furthermore, privatisation inevitably leads to an attack on wages +and working conditions - conditions which have been fought for through years +of trade union agitation are done away with at the scratch of a pen."_ [Gregor +Kerr, _"Privatisation: the rip-off of public resources"_, pp. 14-18, **Black +and Red Revolution**, no. 11, p. 16] + +In response to such "reforms", anarchists propose an alternatives to both +options. Anarchists aim not at state ownership but to _"transfer all that is +needed for production . . . from the hands of the individual capitalists into +those of the communities of producers and consumers."_ [Kropotkin, +**Environment and Evolution**, pp. 169-70] In other words, while _"[i]n +today's world 'public sector' has come to mean 'government.' It is only if +'public sector' can be made to mean 'people's ownership' in a real sense that +the call for public ownership can be a truly radical one."_ [Kerr, **Op. +Cit.**, p. 18] This is based on a common-sense conclusion from the analysis of +the state as an instrument of the ruling class: + +> _ "While anarchists oppose the privatisation of state assets and services +for the reasons discussed above, we do not call -- as some on the left do -- +for the 'nationalisation' of services as a solution to problems . . . We'd be +expecting the same politicians who are busily implementing the neo-liberal +agenda to now take on the role of workers' protectors . . . it is important to +point out that the 'nationalise it' or 'take it into public ownership' slogan +is far too often spun out by people on the left without their taking into +account that there is a massive difference between state control/ownership and +workers' control/ownership . . . we all know that even if the revenues . . . +were still in state ownership, spending it on housing the homeless or reducing +hospital waiting lists would not top the agenda of the government. + +> + +> "Put simply, state ownership does not equal workers' ownership . . . we are +sold the lie that the resource . . . is 'public property.' The reality however +is that far from being in the ownership of 'the public,' ordinary people have +no direct say in the allocation of these resources. Just as working class +people are consistently alienated from the product of their labour, this +selling of the idea of 'public ownership' over which the public have no real +say leads to an increase in apathy and a sense of helplessness among ordinary +people. It is much more likely that the political establishment who control +the purse strings supposedly 'in the public interest' will actually spend +revenues generated from these 'public assets' on measures that will have the +long-term effect of re-enforcing rather than alleviating social division. +Public policy consistently results in an increase in the gap between the well- +off and the poor."_ [Kerr, Opt. Cit.**, pp. 16-7 and p. 17] + +Thus an anarchist approach to this issue would be to reject both privatisation +**and** nationalisation in favour of socialisation, i.e. placing nationalised +firms under workers' self-management. In the terms of public utilities, such +as water and power suppliers, they could be self-managed by their workers in +association with municipal co-operatives -- based on one member, one vote -- +which would be a much better alternative than privatising what is obviously a +natural monopoly (which, as experience shows, simply facilitates the fleecing +of the public for massive private profit). Christie and Meltzer state the +obvious: + +> _ "It is true that government takes over the control of certain necessary +social functions. It does not follow that **only** the state could assume such +control. The postmen are 'civil servants' only because the State makes them +such. The railways were not always run by the state, They belonged to the +capitalists [and do once more, at least in the UK], and could as easily have +been run by the railway workers. + +> + +> "The opponents of anarchism assure us that if we put government under a ban, +there would be no education, for the state controls the schools. There would +be no hospitals - where would the money come from? Nobody would work -- who +would pay their wages? . . . But in reality, not . . . the state, but the +people provide what the people have. If the people do not provide for +themselves, the state cannot help them. It only appears to do so because it is +in control. Those who have power may apportion work or regulate the standard +of living, but this is part of the attack upon the people, not something +undertaken on their behalf."_ [**The Floodgates of Anarchy**, p. 148-149] + +Much the same can be said of other aspects of state intervention. For example, +if we look at state education or welfare an anarchist solution could be to +press for _"workers' control by all the people involved"_ in an institution, +in other words _"the extension of the principle of freedom from the economic +to the political side of the health [and education] system[s]."_ [Nicholas +Walters, **About Anarchism**, p. 76] The aim is to create _"new forms of +organisation for the social functions that the state fulfils through the +bureaucracy."_ [Colin Ward, **Anarchy in Action**, p. 19] This means that +anarchists, as part of the wider socialist, labour and social movements seek +_"to counterbalance as much as we [can] the centralistic, bureaucratic +ambitions of Social Democracy."_ [Kropotkin, **Act for Yourselves**, p. 120] +This applies both to the organisation and tactics of popular movements as well +as the proposed reforms and how they are implemented. + +In terms of social reforms, anarchists stress that it cannot be left in the +hands of politicians (i.e. the agents of the ruling class). It should be +obvious that if you let the ruling class decide (on the basis of their own +needs and priorities) which reforms to introduce you can guess which ones will +be implemented. If the state establishes what is and is not a "reform", then +it will implement those which it favours in a manner which benefits itself and +the capitalist class. Such top-down "liberalisation" will only increase the +power and freedom of the capitalist class and make capitalist and statist +exploitation more efficient. It will not undermine the restrictions on liberty +for the many which ensure the profits, property and power of the few in the +first place. That is, there will be minor changes around the edges of the +state system in order to give more "freedom" to landlords and employers to +lord it over their tenants and workers. This can be seen from the experience +of neo-liberalism across the world. + +This means that the decision of what aspects of statism to dismantle first +should **never** be handed over to politicians and bureaucrats who are +inevitably agents of the capitalist class. It should be decided from below and +guided by an overall strategy of dismantling capitalism **as a system.** That +means that any reforms should be aimed at those forms of state intervention +which bolster the profits and power of the ruling class and long before +addressing those laws which are aimed at making exploitation and oppression +tolerable for the working class. If this is not done, then any "reforms" will +be directed by the representatives of the business class and, consequently, +aim to cut social programmes people actually need while leaving welfare for +the rich in place. As such, anarchists argue that pressure from below is +required to prioritise reforms based on genuine need rather than the interests +of capital. For example, in the UK this would involve, say, urging the +privatisation of the Royal Family before even thinking about "reforming" the +National Health Service or fighting for the state to "get off the backs" of +the unions trying to deregulate business. The key is that people reject a +_"naive appeal to the legislators and high officials, waiting for salvation +through their deliberations and decrees."_ In reality _"freedom does not come +begging, but rather must be conquered."_ [Reclus, **Op. Cit.**, p. 210] This +is not done, then the results will simply confirm Voltairine de Cleyre's +insight: + +> _ "Nearly all laws which were originally framed with the intention of +benefiting workers, have either turned into weapons in their enemies' hands, +or become dead letters unless the workers through their organisations have +directly enforced their observance. So that in the end, it is direct action +that has to be relied on anyway."_ [**The Voltairine de Cleyre Reader**, p. +59] + +A classic example of the former are the anti-trust laws in America, originally +aimed at breaking the power of capitalist monopoly but were soon turned +against labour unions and strikers. De Cleyre's second point is a truism and, +obviously, means that anarchists aim to strengthen popular organisations and +create mass movements which use direct action to defend their rights. Just +because there are laws protecting workers, for example, there is no guarantee +that they will be enforced -- unless workers themselves are strong enough to +make sure the bosses comply with the law. + +Anarchists are in favour of self-directed activity and direct action to get +improvements and defend reforms in the here and now. By organising strikes and +protests ourselves, we can improve our lives. This does not mean that using +direct action to get favourable laws passed or less-favourable ones revoked is +a waste of time. Far from it. However, unless ordinary people use their own +strength and grassroots organisations to enforce the law, the state and +employers will honour any disliked law purely in the breach. By trusting the +state, social self-protection against the market and power concentrations +becomes hollow. In the end, what the state gives (or, more correctly, is +pressurised into giving), it can take away but what we create and run +ourselves is always responsive to **our** desires and interests. We have seen +how vulnerable state welfare is to pressures from the capitalist class to see +that this is a truism. + +This is not to deny that in many ways such state "support" can be used as a +means of regaining some of the power and labour stolen from us by capitalists +in the first place. State intervention **can** give working people more +options than they otherwise would have. If state action could not be used in +this way, it is doubtful that capitalists and their hired "experts" would +spend so much time trying to undermine and limit it. As the capitalist class +happily uses the state to enforce its power and property rights, working +people making whatever use they can of it is to be expected. Be that as it +may, this does not blind anarchists to the negative aspects of the welfare +state and other forms of state intervention (see [section +J.5.15](secJ5.html#secj515) for anarchist perspectives on the welfare state). + +One problem with state intervention, as Kropotkin saw, is that the state's +absorption of social functions _"necessarily favoured the development of an +unbridled, narrow-minded individualism. In proportion as the obligations +towards the State grew in numbers, the citizens were evidently relieved from +their obligations towards each other."_ [**Mutual Aid**, p. 183] In the case +of state "social functions," such as the British National Health Service, +although they were created as a **result** of the social atomisation caused by +capitalism, they have tended to **reinforce** the individualism and lack of +personal and social responsibility that produced the need for such action in +the first place. The pressing need, therefore, is for working class people +need _"independent control . . . of their own welfare programs. Mutual aid and +welfare arrangements are necessary."_ [Sam Dolgoff, **The American Labour +Movement**, p. 26] Specific forms of community and social self-help and their +historical precedents are discussed in [section J.5.16](secJ5.html#secj516). + +This means that the anarchist task is building popular resistance to the state +and capitalism and that may, at time, involves resisting attempts to impose +"reforms" which harm the working class and enrich and empower the ruling +class. As such, few anarchists subscribe to the notion that we should support +capitalism inspired "minimising" of the state in the believe that this will +increase poverty and inequality and so speed up the arrival of a social +revolution. However, such a position fails to appreciate that social change is +only possible when the hope for a better future has not been completely +destroyed: + +> _ "Like many others I have believed in my youth that as social conditions +became worse, those who suffered so much would come to realise the deeper +causes of their poverty and suffering. I have since been convinced that such a +belief is a dangerous illusion . . . There is a pitch of material and +spiritual degradation from which a man can no longer rise. Those who have been +born into misery and never knew a better state are rarely able to resist and +revolt . . . Certainly the old slogan, 'The worse the better', was based on an +erroneous assumption. Like that other slogan, 'All or nothing', which made +many radical oppose any improvement in the lot of the workers, even when the +workers demanded it, on the ground that it would distract the mind of the +proletariat, and turn it away from the road which leads to social +emancipation. It is contrary to all the experience of history and of +psychology; people who are not prepared to fight for the betterment of their +living conditions are not likely to fight for social emancipation. Slogans of +this kind are like a cancer in the revolutionary movement."_ [Rudolf Rocker, +**London Years**, pp. 25-6] + +The anarchist position is, therefore, a practical one based on the specific +situation rather than a simplistic application of what is ideologically +correct. Rolling back the state in the abstract is not without problems in a +class and hierarchy ridden system where opportunities in life are immensely +unequal. As such, any _"effort to develop and implement government programs +that really were equalisers would lead to a form of class war, and in the +present state of popular organisations and distribution of effective power, +there can hardly be much doubt as to who would win."_ [Chomsky, **The Chomsky +Reader**, p. 184] Anarchists seek to build the grassroots resistance for +politicians like Reagan, Bush Snr and Jnr, Thatcher and so on do not get +elected without some serious institutional forces at work. It would be insane +to think that once a particularly right-wing politician leaves office those +forces will go away or stop trying to influence the political decision making +process. + +The task of anarchists therefore is not to abstractly oppose state +intervention but rather contribute to popular self-organisation and struggle, +creating pressures from the streets and workplaces that governments cannot +ignore or defy. This means supporting direct action rather than electioneering +(see [section J.2](secJ2.html)) for the _"make-up of the government, the +names, persons and political tendencies which rubbed shoulders in it, were +incapable of effecting the slightest amendment to the enduring quintessence of +the state organism . . . And the price of entering the of strengthening the +state is always unfailingly paid in the currency of a weakening of the forces +offering it their assistance. For every reinforcement of state power there is +always . . . a corresponding debilitation of grassroots elements. Men may come +and go, but the state remains."_ [Jose Peirats, **The CNT in the Spanish +Revolution**, vol. 2, p. 150] + diff --git a/markdown/secD10.md b/markdown/secD10.md new file mode 100644 index 0000000000000000000000000000000000000000..589b989d9772b2793ff350bdcb4f6eabbf0a506c --- /dev/null +++ b/markdown/secD10.md @@ -0,0 +1,528 @@ +# D.10 How does capitalism affect technology? + +Technology has an obvious effect on individual freedom, in some ways +increasing it, in others restricting it. However, since capitalism is a social +system based on inequalities of power, it is a truism that technology will +reflect those inequalities as it does not develop in a social vacuum. As +Bookchin puts it: + +> _"Along side its positive aspects, technological advance has a distinctly +negative, socially regressive side. If it is true that technological progress +enlarges the historical potentiality for freedom, it is also true that the +bourgeois control of technology reinforces the established organisation of +society and everyday life. Technology and the resources of abundance furnish +capitalism with the means for assimilating large sections of society to the +established system of hierarchy and authority . . . By their centralistic and +bureaucratic tendencies, the resource of abundance reinforce the monopolistic, +centralistic and bureaucratic tendencies in the political apparatus . . . +[Technology can be used] for perpetuating hierarchy, exploitation and +unfreedom."_ [**Post-Scarcity Anarchism**, p. 3] + +No technology evolves and spreads unless there are people who benefit from it +and have sufficient means to disseminate it. In a capitalist society, +technologies useful to the rich and powerful are generally the ones that +spread. This can be seen from capitalist industry, where technology has been +implemented specifically to deskill the worker, so replacing the skilled, +valued craftsperson with the easily trained and replaced "mass worker." By +making trying to make any individual worker dispensable, the capitalist hopes +to deprive workers of a means of controlling the relation between their effort +on the job and the pay they receive. In Proudhon's words, the _"machine, or +the workshop, after having degraded the labourer by giving him a master, +completes his degeneracy by reducing him from the rank of artisan to that of +common workman."_ [**System of Economical Contradictions**, p. 202] + +So, unsurprisingly, technology within a hierarchical society will tend to re- +enforce hierarchy and domination. Managers/capitalists will select technology +that will protect and extend their power (and profits), not weaken it. Thus, +while it is often claimed that technology is "neutral" this is not (and can +never be) the case. Simply put, "progress" within a hierarchical system will +reflect the power structures of that system. + +As sociologist George Reitzer notes, technological innovation under a +hierarchical system soon results in _"increased control and the replacement of +human with non-human technology. In fact, the replacement of human with non- +human technology is very often motivated by a desire for greater control, +which of course is motivated by the need for profit-maximisation. The great +sources of uncertainty and unpredictability in any rationalising system are +people . . . McDonaldisation involves the search for the means to exert +increasing control over both employees and customers."_ [**The McDonaldisation +of Society**, p. 100] For Reitzer, capitalism is marked by the _"irrationality +of rationality,"_ in which this process of control results in a system based +on crushing the individuality and humanity of those who live within it. + +In this process of controlling employees for the purpose of maximising profit, +deskilling comes about because skilled labour is more expensive than unskilled +or semi-skilled and skilled workers have more power over their working +conditions and work due to the difficulty in replacing them. Unskilled labour +makes it easier to "rationalise" the production process with methods like +Taylorism, a system of strict production schedules and activities based on the +amount of time (as determined by management) that workers "need" to perform +various operations in the workplace, thus requiring simple, easily analysed +and timed movements. As companies are in competition, each has to copy the +most "efficient" (i.e. profit maximising) production techniques introduced by +the others in order to remain profitable, no matter how dehumanising this may +be for workers. Thus the evil effects of the division of labour and deskilling +becoming widespread. Instead of managing their own work, workers are turned +into human machines in a labour process they do not control, instead being +controlled by those who own the machines they use (see also Harry Braverman, +**Labour and Monopoly Capital: The Degradation of Work in the Twentieth +Century**). + +As Max Stirner noted (echoing Adam Smith), this process of deskilling and +controlling work means that _"[w]hen everyone is to cultivate himself into +man, condemning a man to **machine-like labour** amounts to the same thing as +slavery. . . . Every labour is to have the intent that the man be satisfied. +Therefore he must become a **master** in it too, be able to perform it as a +totality. He who in a pin-factory only puts on heads, only draws the wire, +works, as it were mechanically, like a machine; he remains half-trained, does +not become a master: his labour cannot **satisfy** him, it can only +**fatigue** him. His labour is nothing by itself, has no object **in itself,** +is nothing complete in itself; he labours only into another's hands, and is +**used** (exploited) by this other."_ [**The Ego and Its Own**, p. 121] +Kropotkin makes a similar argument against the division of labour (_"machine- +like labour"_) in **The Conquest of Bread** (see chapter XV -- _"The Division +of Labour"_) as did Proudhon (see chapters III and IV of **System of +Economical Contradictions**). + +Modern industry is set up to ensure that workers do not become "masters" of +their work but instead follow the orders of management. The evolution of +technology lies in the relations of power within a society. This is because +_"the viability of a design is not simply a technical or even economic +evaluation but rather a political one. A technology is deemed viable if it +conforms to the existing relations of power."_ [David Noble, **Progress +without People**, p. 63] + +This process of controlling, restricting, and de-individualising labour is a +key feature of capitalism. Work that is skilled and controlled by workers is +empowering to them in two ways. Firstly it gives them pride in their work and +themselves. Secondly, it makes it harder to replace them or suck profits out +of them. Therefore, in order to remove the "subjective" factor (i.e. +individuality and worker control) from the work process, capital needs methods +of controlling the workforce to prevent workers from asserting their +individuality, thus preventing them from arranging their own lives and work +and resisting the authority of the bosses. This need to control workers can be +seen from the type of machinery introduced during the Industrial Revolution. +According to Andrew Ure (author of **Philosophy of Manufactures**), a +consultant for the factory owners at the time: + +> _"In the factories for spinning coarse yarn . . . the mule-spinners [skilled +workers] have abused their powers beyond endurance, domineering in the most +arrogant manner . . . over their masters. High wages, instead of leading to +thankfulness of temper and improvement of mind, have, in too many cases, +cherished pride and supplied funds for supporting refractory spirits in +strikes . . . During a disastrous turmoil of [this] kind . . . several of the +capitalists . . . had recourse to the celebrated machinists . . . of +Manchester . . . [to construct] a self-acting mule . . . This invention +confirms the great doctrine already propounded, that when capital enlists +science in her service, the refractory hand of labour will always be taught +docility."_ [quoted by Noble, **Op. Cit.**, p. 125] + +Proudhon quotes an English Manufacturer who argues the same point: + +> _"The insubordination of our workmen has given us the idea of dispensing +with them. We have made and stimulated every imaginable effort to replace the +service of men by tools more docile, and we have achieved our object. +Machinery has delivered capital from the oppression of labour."_ [**System of +Economical Contradictions**, p. 189] + +It is important to stress that technological innovation was not driven by +reasons of economic efficiency as such but rather to break the power of +workers at the point of production. Once that was done, initially uneconomic +investments could become economically viable. As David Noble summarises, +during the Industrial Revolution _"Capital invested in machines that would +reinforce the system of domination [in the workplace], and this decision to +invest, which might in the long run render the chosen technique economical, +was not itself an economical decision but a political one, with cultural +sanction."_ [**Op. Cit.**, p. 6] + +Needless to say, this use of technology within the class war continued. A +similar process was at work in the US, where the rise in trade unionism +resulted in _"industrial managers bec[oming] even more insistent that skill +and initiative not be left on the shop floor, and that, by the same token, +shop floor workers not have control over the reproduction of relevant skills +through craft-regulated apprenticeship training. Fearful that skilled shop- +floor workers would use their scare resources to reduce their effort and +increase their pay, management deemed that knowledge of the shop-floor process +must reside with the managerial structure."_ [William Lazonick, **Organisation +and Technology in Capitalist Development**, p. 273] + +American managers happily embraced Taylorism (aka "scientific management"), +according to which the task of the manager was to gather into his possession +all available knowledge about the work he oversaw and reorganise it. Taylor +himself considered the task for workers was _"to do what they are told to do +promptly and without asking questions or making suggestions."_ [quoted by +David Noble, **American By Design**, p. 268] Taylor also relied exclusively +upon incentive-pay schemes which mechanically linked pay to productivity and +had no appreciation of the subtleties of psychology or sociology (which would +have told him that enjoyment of work and creativity is more important for +people than just higher pay). Unsurprisingly, workers responded to his schemes +by insubordination, sabotage and strikes and it was _"discovered . . . that +the 'time and motion' experts frequently knew very little about the proper +work activities under their supervision, that often they simply guessed at the +optimum rates for given operations . . . it meant that the arbitrary authority +of management has simply been reintroduced in a less apparent form."_ [David +Noble, **Op. Cit.**, p. 272] Although, now, the power of management could hide +begin the "objectivity" of "science." + +Katherine Stone also argues that the _"transfer of skill [from the worker to +management] was not a response to the necessities of production, but was, +rather, a strategy to rob workers of their power"_ by _"tak[ing] knowledge and +authority from the skilled workers and creating a management cadre able to +direct production."_ Stone highlights that this deskilling process was +combined by a _"divide and rule"_ policy by management based on wage +incentives and new promotion policies. This created a reward system in which +workers who played by the rules would receive concrete gains in terms of +income and status. Over time, such a structure would become to be seen as +_"the natural way to organise work and one which offered them personal +advancement"_ even though, _"when the system was set up, it was neither +obvious nor rational. The job ladders were created just when the skill +requirements for jobs in the industry were diminishing as a result of the new +technology, and jobs were becoming more and more equal as to the learning time +and responsibility involved."_ The modern structure of the capitalist +workplace was created to break workers resistance to capitalist authority and +was deliberately _"aimed at altering workers' ways of thinking and feeling -- +which they did by making workers' individual 'objective' self-interests +congruent with that of the employers and in conflict with workers' collective +self-interest."_ It was a means of _"labour discipline"_ and of _"motivating +workers to work for the employers' gain and preventing workers from uniting to +take back control of production."_ Stone notes that the _"development of the +new labour system in the steel industry was repeated throughout the economy in +different industries. As in the steel industry, the core of these new labour +systems were the creation of artificial job hierarchies and the transfer of +skills from workers to the managers."_ [_"The Origins of Job Structure in the +Steel Industry,"_ pp. 123-157, Root & Branch (ed.), **Root and Branch: The +Rise of the Workers' Movements**, p. 155, p. 153, p. 152 and pp. 153-4] + +This process of deskilling workers was complemented by other factors -- state +protected markets (in the form of tariffs and government orders -- the _"lead +in technological innovation came in armaments where assured government orders +justified high fixed-cost investments"_); the use of _"both political and +economic power [by American Capitalists] to eradicate and diffuse workers' +attempts to assert shop-floor control"_; and _"repression, instigated and +financed both privately and publicly, to eliminate radical elements [and often +not-so-radical elements as well, we must note] in the American labour +movement."_ [William Lazonick, **Competitive Advantage on the Shop Floor**, p. +218 and p. 303] Thus state action played a key role in destroying craft +control within industry, along with the large financial resources of +capitalists compared to workers. Bringing this sorry story up to date, we find +_"many, if not most, American managers are reluctant to develop skills [and +initiative] on the shop floor for the fear of losing control of the flow of +work."_ [William Lazonick, **Organisation and Technology in Capitalist +Development**, pp. 279-280] Nor should we forget that many technologies are +the product of state aid. For example, in the case of automation _"the state, +especially the military, has played a central role. Not only has it subsidised +extravagant developments that the market could not or refused to bear but it +absorbed excessive costs and thereby kept afloat those competitors who would +otherwise have sunk."_ [**Op. Cit.**, p. 83] + +Given that there is a division of knowledge in society (and, obviously, in the +workplace as well) this means that capitalism has selected to introduce a +management and technology mix which leads to inefficiency and waste of +valuable knowledge, experience and skills. Thus the capitalist workplace is +both produced by and is a weapon in the class struggle and reflects the +shifting power relations between workers and employers. The creation of +artificial job hierarchies, the transfer of skills away from workers to +managers and technological development are all products of class struggle. +Thus technological progress and workplace organisation within capitalism have +little to do with "efficiency" and far more to do with profits and power. +_"Capitalism does not utilise a socially nature technology for capitalist +ends,"_ Cornelius Castoriadis correctly argued. It has _"created a capitalist +technology, which is by no means neutral. The real intention of capitalist +technology is not to develop production for production's sake: It is to +subordinate and dominate the producers"_ and _"to eliminate the human element +in productive labour."_ This means that capitalist technologies will evolve, +that there is _"a process of 'natural selection,' affecting technical +inventions as they are applied to industry. Some are preferred to others"_ and +will be _"the ones that fit in with capitalism's basic need to deal with +labour power as a measurable, supervisable, and interchangeable commodity."_ +Thus technology will be selected _"within the framework of its own class +rationality."_ [**Social and Political Writings**, vol. 2, p. 104] + +This means that while self-management has consistently proven to be more +efficient (and empowering) than hierarchical management structures, capitalism +actively selects **against** it. This is because capitalism is motivated +purely by increasing the power and profits for the bosses, and both are best +done by disempowering workers and empowering bosses (i.e. the maximisation of +power) -- even though this concentration of power harms efficiency by +distorting and restricting information flow and the gathering and use of +widely distributed knowledge within the firm (as in any command economy) as +well as having a serious impact on the wider economy and social efficiency. +Thus the last refuge of the capitalist or technophile (namely that the +productivity gains of technology outweigh the human costs or the means used to +achieve them) is doubly flawed. Firstly, disempowering technology may maximise +profits, but it need not increase efficient utilisation of resources or +workers' time, skills or potential. Secondly, _"when investment does in fact +generate innovation, does such innovation yield greater productivity? . . . +After conducting a poll of industry executives on trends in automation, +**Business Week** concluded in 1982 that 'there is a heavy backing for capital +investment in a variety of labour-saving technologies that are designed to +fatten profits without necessary adding to productive output.'"_ David Noble +concludes that _"whenever managers are able to use automation to 'fatten +profits' and enhance their authority (by eliminating jobs and extorting +concessions and obedience from the workers who remain) without at the same +time increasing social product, they appear more than ready to do."_ [David +Noble, **Progress Without People**, pp. 86-87 and p. 89] As we argue in +greater detail later, in [section J.5.12](secJ5.html#secj512), efficiency and +profit maximisation are two different things, with such deskilling and +management control actually **reducing** efficiency -- compared to workers' +control -- but as it allows managers to maximise profits the capitalist market +selects it. + +Of course the claim is that higher wages follow increased investment and +technological innovation ("in the long run" -- although usually "the long run" +has to be helped to arrive by workers' struggle and protest!). Passing aside +the question of whether slightly increased consumption really makes up for +dehumanising and uncreative work, we must note that it is usually the +capitalist who **really** benefits from technological change in money terms. +For example, between 1920 and 1927 (a period when unemployment caused by +technology became commonplace) the automobile industry (which was at the +forefront of technological change) saw wages rise by 23.7%. Thus, claim +supporters of capitalism, technology is in all our interests. However, capital +surpluses rose by 192.9% during the same period -- 8 times faster! Little +wonder wages rose! Similarly, over the last 20 years the USA and many other +countries have seen companies "down-sizing" and "right-sizing" their workforce +and introducing new technologies. The result? Simply put, the 1970s saw the +start of _"no-wage growth expansions."_ Before the early 1970s, _"real wage +growth tracked the growth of productivity and production in the economy +overall. After . . ., they ceased to do so. . . Real wage growth fell sharply +below measured productivity growth."_ [James K. Galbraith, **Created +Unequal**, p. 79] So while real wages have stagnated, profits have been +increasing as productivity rises and the rich have been getting richer -- +technology yet again showing whose side it is on. + +Overall, as David Noble notes (with regards to manufacturing in the early +1990s): + +> _"U.S. Manufacturing industry over the last thirty years . . . [has seen] +the value of capital stock (machinery) relative to labour double, reflecting +the trend towards mechanisation and automation. As a consequence . . . the +absolute output person hour increased 115%, more than double. But during this +same period, real earnings for hourly workers . . . rose only 84%, less than +double. Thus, after three decades of automation-based progress, workers are +now earning less relative to their output than before. That is, they are +producing more for less; working more for their boss and less for +themselves."_ [**Op. Cit.**, pp. 92-3] + +Noble continues: + +> _"For if the impact of automation on workers has not been ambiguous, neither +has the impact on management and those it serves -- labour's loss has been +their gain. During the same first thirty years of our age of automation, +corporate after tax profits have increased 450%, more than five times the +increase in real earnings for workers."_ [**Op. Cit.**, p. 95] + +But why? Because labour has the ability to produce a flexible amount of output +(use value) for a given wage. Unlike coal or steel, a worker can be made to +work more intensely during a given working period and so technology can be +utilised to maximise that effort as well as increasing the pool of potential +replacements for an employee by deskilling their work (so reducing workers' +power to get higher wages for their work). Thus technology is a key way of +increasing the power of the boss, which in turn can increase output per worker +while ensuring that the workers' receive relatively less of that output back +in terms of wages -- _"Machines,"_ argued Proudhon, _"promised us an increase +of wealth they have kept their word, but at the same time endowing us with an +increase of poverty. They promised us liberty . . . [but] have brought us +slavery."_ [**Op. Cit.**, p. 199] + +But do not get us wrong, technological progress does not imply that we are +victims. Far from it, much innovation is the direct result of our resistance +to hierarchy and its tools. For example, capitalists turned to Taylorism and +"scientific management" in response to the power of skilled craft workers to +control their work and working environment (the famous 1892 Homestead strike, +for example, was a direct product of the desire of the company to end the +skilled workers' control and power on the shop-floor). Such management schemes +never last in the long run nor totally work in the short run either -- which +explains why hierarchical management continues, as does technological +deskilling. Workers always find ways of using new technology to increase their +power within the workplace, undermining management decisions to their own +advantage). As left-wing economist William Lazonick puts it: + +> _"Because it is the workers, not managers, who are actually doing the work, +access to information on the effort-saving potential of a machine will be +asymmetric, giving workers a distinct advantage in determining the pace of +work. In addition, workers through their unions will attempt to exert +industry-wide control over the relation between effort and pay on newly +diffused technology. The resultant relation between effort and earnings will +depend on the exercise of social power, not on abstract 'laws' of proportional +change."_ [**Competitive Advantage on the Shop Floor**, pp. 66-7] + +This means that the _"economic effectiveness of the factory as a mode of work +organisation did not occur within a social vacuum but depend[s] on the +historical evolution of conditions that determined the relative power of +capitalists and workers to structure the relation between effort and pay."_ As +such, it is important not to overemphasise the _"independent influence of +technology as opposed to the relations of production in the determination of +work organisation. Because machinery does change the skill content of work, it +can potentially serve as an instrument of social power. How and to what extent +it does so, however, depends not only on the nature of the technology but also +on the nature of the social environment into which it is introduced."_ Thus +the introduction of machinery into the capitalist labour process _"is only a +necessary, not sufficient, condition for the displacement of worker control +over the relation between effort and pay."_ [Lazonick, **Op. Cit.**, p. 52 and +p. 63] Needless to say, capitalists have always appealed to the state to help +create a suitable social environment. + +This analysis applies to both the formal and informal organisation of workers +in workplace. Just as the informal structures and practices of working people +evolve over time in response to new technology and practices, so does union +organisation. In response to Taylorism, factory and other workers created a +whole new structure of working class power -- a new kind of unionism based on +the industrial level. For example, the IWW was formed specifically to create +industrial unions arguing that _"[l]abourers are no longer classified by +difference in trade skill, but the employer assigns them according to the +machine which they are attached. These divisions, far from representing +differences in skill or interests among the labourers, are imposed by the +employers that workers may be pitted against one another and spurred to +greater exertion in the shop, and that all resistance to capitalist tyranny +may be weakened by artificial distinctions."_ [quoted by Stone, **Op. Cit.**, +p. 157] + +For this reason, anarchists and syndicalists argued for, and built, industrial +unions -- one union per workplace and industry -- in order to combat these +divisions and effectively resist capitalist tyranny. This can be seen in many +different countries. In Spain, the C.N.T. (an anarcho-syndicalist union) +adopted the **sindicato unico** (one union) in 1918 which united all workers +of the same workplace in the same union (by uniting skilled and unskilled in a +single organisation, the union increased their fighting power). In the UK, the +shop stewards movement arose during the first world war based on workplace +organisation (a movement inspired by the pre-war syndicalist revolt and which +included many syndicalist activists). This movement was partly in response to +the reformist TUC unions working with the state during the war to suppress +class struggle. In Germany, the 1919 near revolution saw the creation of +revolutionary workplace unions and councils (and a large increase in the size +of the anarcho-syndicalist union FAU which was organised by industry). + +This process was not limited to just libertarian unions. In the USA, the 1930s +saw a massive and militant union organising drive by the C.I.O. based on +industrial unionism and collective bargaining (inspired, in part, by the +example of the I.W.W. and its broad organisation of unskilled workers). More +recently, workers in the 1960s and 70s responded to the increasing reformism +and bureaucratic nature of such unions as the CIO and TUC by organising +themselves directly on the shop floor to control their work and working +conditions. This informal movement expressed itself in wildcat strikes against +both unions and management, sabotage and unofficial workers' control of +production (see John Zerzan's essay _"Organised Labour and the Revolt Against +Work"_ in **Elements of Refusal**). In the UK, the shop stewards' movement +revived itself, organising much of the unofficial strikes and protests which +occurred in the 1960s and 70s. A similar tendency was seen in many countries +during this period. + +So in response to a new developments in technology and workplace organisation, +workers' developed new forms of resistance which in turn provokes a response +by management. Thus technology and its (ab)uses are very much a product of the +class struggle, of the struggle for freedom in the workplace. With a given +technology, workers and radicals soon learn to resist it and, sometimes, use +it in ways never dreamed of to resist their bosses and the state (which +necessitates a transformation of within technology again to try and give the +bosses an upper hand!). The use of the Internet, for example, to organise, +spread and co-ordinate information, resistance and struggles is a classic +example of this process (see Jason Wehling, _"'Netwars' and Activists Power on +the Internet"_, **Scottish Anarchist** no. 2 for details). There is always a +"guerrilla war" associated with technology, with workers and radicals +developing their own tactics to gain counter control for themselves. Thus much +technological change reflects **our** power and activity to change our own +lives and working conditions. We must never forget that. + +While some may dismiss our analysis as "Luddite," to do so is make +"technology" an idol to be worshipped rather than something to be critically +analysed. Indeed, it would be temping to argue that worshippers of +technological progress are, in effect, urging us **not** to think and to +sacrifice ourselves to a new abstraction like the state or capital. Moreover, +such attacks misrepresent the ideas of the Luddites themselves -- they never +actually opposed **all** technology or machinery. Rather, they opposed _"all +Machinery hurtful to Commonality"_ (as a March 1812 letter to a hated +Manufacturer put it). Rather than worship technological progress (or view it +uncritically), the Luddites subjected technology to critical analysis and +evaluation. They opposed those forms of machinery that harmed themselves or +society. Unlike those who smear others as "Luddites," the labourers who broke +machines were not intimidated by the modern notion of progress. As John Clark +notes, they _"chose to smash the dehumanising machinery being imposed on them, +rather than submit to domination and degradation in the name of technical +progress."_ [**The Anarchist Moment**, p. 102] Their sense of right and wrong +was not clouded by the notion that technology was somehow inevitable, neutral +or to be worshipped without question. + +The Luddites did not think that **human** values (or their own interests) were +irrelevant in evaluating the benefits and drawbacks of a given technology and +its effects on workers and society as a whole. Nor did they consider their +skills and livelihood as less important than the profits and power of the +capitalists. In other words, they would have agreed with Proudhon's later +comment that machinery _"plays the leading role in industry, man is +secondary"_ **and** they acted to change this relationship. [**Op. Cit.**, p. +204] The Luddites were an example of working people deciding what their +interests were and acting to defend them by their own direct action -- in this +case opposing technology which benefited the ruling class by giving them an +edge in the class struggle. Anarchists follow this critical approach to +technology, recognising that it is not neutral nor above criticism. That this +is simply sensible can be seen from the world around us, where capitalism has, +to quote Rocker, made work _"soulless and has lost for the individual the +quality of creative joy. By becoming a dreary end-in-itself it has degraded +man into an eternal galley slave and robbed him of that which is most +precious, the inner joy of accomplished work, the creative urge of the +personality. The individual feels himself to be only an insignificant element +of a gigantic mechanism in whose dull monotone every personal note dies out."_ +He has _"became the slave of the tool he created."_ There has been a _"growth +of technology at the expense of human personality."_ [**Nationalism and +Culture**, p. 253 and p. 254] + +For capital, the source of problems in industry is people. Unlike machines, +people can think, feel, dream, hope and act. The "evolution" of technology +must, therefore, reflect the class struggle within society and the struggle +for liberty against the forces of authority. Technology, far from being +neutral, reflects the interests of those with power. Technology will only be +truly our friend once we control it ourselves and **modify** to reflect +**human** values (this may mean that some forms of technology will have to be +written off and replaces by new forms in a free society). Until that happens, +most technological processes -- regardless of the other advantages they may +have -- will be used to exploit and control people. Thus Proudhon's comments +that _"in the present condition of society, the workshop with its hierarchical +organisation, and machinery"_ could only serve _"exclusively the interests of +the least numerous, the least industrious, and the wealthiest class"_ rather +than _"be employed for the benefit of all."_ [**Op. Cit.**, p. 205] + +While resisting technological "progress" which is considered harmful to people +or the planet (by means up to and including machine breaking) is essential in +the here and now, the issue of technology can only be truly solved when those +who use a given technology control its development, introduction and use. +(_"The worker will only respect machinery **on the day** when it becomes his +friend, shortening his work, rather than as **today**, his enemy, taking away +jobs, killing workers,"_ in the words of French syndicalist Emile Pouget +[quoted by David Noble, **Op. Cit.**, p. 15]). Little wonder, therefore, that +anarchists consider workers' self-management as a key means of solving the +problems created by technology. Proudhon, for example, argued that the +solution to the problems created by the division of labour and technology +could only be solved by _"association"_, and _"by a broad education, by the +obligation of apprenticeship, and by the co-operation of all who take part in +the collective work."_ This would ensure that _"the division of labour can no +longer be a cause of degradation for the workman [or workwoman]."_ [**The +General Idea of the Revolution**, p. 223] + +While as far as technology goes, it may not be enough to get rid of the boss +this is a necessary first step. Unless this is done, it will be impossible to +transform existing technologies or create new ones which enhance freedom +rather than controlling and shaping the worker (or user in general) and +enhancing the power and profits of the capitalist. This means that in an +anarchist society, technology would have to be transformed and/or developed +which empowered those who used it, so reducing any oppressive aspects of it. +In the words of Cornelius Castoriadis, the _"conscious transformation of +technology will therefore be a central task of a society of free workers."_ +[**Op. Cit.**, p. 104] As German anarchist Gustav Landauer stressed, most are +_"completely unaware of how fundamentally the technology of the socialists +differs from capitalist technology . . . Technology will, in a cultured +people, have to be directed to the psychology of free people who want to use +it."_ This will happen when _"the workers themselves determine under what +conditions they want to work,"_ step out of _"capitalism mentally and +physically"_, and _"cease playing a role in it and begin to be men [and +women]."_ [_"For Socialism,"_ pp. 184-6, **Anarchism**, Robert Graham (ed.), +p. 285 and p. 286] + +Thus most anarchists would agree with Bookchin's comment that technology _"is +necessarily liberatory or consistently beneficial to man's development"_ but +we _"do not believe that man is destined to be enslaved by technology and +technological modes of thought."_ A free society _"will not want to negate +technology precisely because it is liberated and can strike a balance"_ and +create a _"technology for life,"_ a liberatory technology based on human and +ecological needs. [**Op. Cit.**, p. 43 and p. 80] See [section +I.4.9](secI4.html#seci49) for more discussion on technology within an +anarchist society. + diff --git a/markdown/secD11.md b/markdown/secD11.md new file mode 100644 index 0000000000000000000000000000000000000000..28b8e5c8b1a8b8f8bffd3102161530d63998de17 --- /dev/null +++ b/markdown/secD11.md @@ -0,0 +1,625 @@ +# D.11 Can politics and economics be separated from each other? + +A key aspect of anarchism is the idea that the political and economic aspects +of society cannot be separated. [Section D](secDcon.html) has been an attempt +to show how these two aspects of society interact and influence each other. +This means that economic liberty cannot be separated from political liberty +and vice versa. If working class people are subject to authoritarian political +organisations then their economic liberty will likewise be restricted and, +conversely, if their economic freedoms are limited then so, too, will their +political freedoms. As Proudhon put it, _"industrial liberty is inseparable +from political liberty."_ [quoted by Alan Ritter, **The Political Thought of +Pierre-Joseph Proudhon**, p. 188] + +Some disagree, arguing that economic liberty is of primary importance. When +Milton Friedman died in 2006, for example, many of his supporters parroted his +defence of working with the Pinochet regime and noted that Chile had +(eventually) become a democracy. For Friedman, this justified his praise for +the "economic liberty" the regime had introduced and rationalised the advice +he gave it. For him, Chile provided his earlier assertion that _"economic +freedom is an indispensable means toward the achievement of political +freedom."_ For while Friedman stated that there was _"an intimate connection +between economics and politics,"_ he meant simply that capitalism was required +to produce democracy (to use his words, _"capitalism is a necessary condition +for political freedom"_). [**Capitalism and Freedom**, p. 8 and p. 10] + +So it should first be stressed that by "economic liberty" Friedman meant +capitalism and by "political liberty" he meant representative government and a +democratic state. Anarchists would disagree that either of those institutions +have much to do with genuine liberty. However, we will ignore this for the +moment and take his general point. Sadly, such a position makes little sense. +In fact, Friedman's separation of "economic" and "political" liberties is +simply wrong as well as having authoritarian implications and lacking +empirical basis. + +The easiest way of showing that statism and capitalism cannot be separated is +to look at a country where "economic liberty" (i.e. free market capitalism) +existed but "political liberty" (i.e. a democratic government with basic human +rights) did not. The most obvious example is Pinochet's Chile, an experiment +which Friedman praised as an "economic miracle" shortly before it collapsed. +In [section C.11](secC11.html) we discussed the Chilean "economic miracle" at +face value, refusing to discuss the issue of whether describing the regime as +one of "economic liberty" could be justified. Rather, we exposed the results +of applying what leading ideologues of capitalism have called "free market" +policies on the country. As would be expected, the results were hardly an +"economic miracle" if you were working class. Which shows how little our lives +are valued by the elite and their "experts." + +As to be expected with Friedman, the actual experience of implementing his +economic dogmas in Chile refuted them. Much the same can be said of his +distinction of "economic" and "political" liberty. Friedman discussed the +Chilean regime in 1991, arguing that _"Pinochet and the military in Chile were +led to adopt free market principles after they took over only because they did +not have any other choice."_ [**Economic Freedom, Human Freedom, Political +Freedom**] This is an interesting definition of _"free market principles."_ It +seems to be compatible with a regime in which the secret police can seize +uppity workers, torture them and dump their bodies in a ditch as a warning to +others. + +For Friedman, the economic and political regimes could be separated. As he put +it, _"I have nothing good to say about the political regime that Pinochet +imposed. It was a terrible political regime. The real miracle of Chile is not +how well it has done economically; the real miracle of Chile is that a +military junta was willing to go against its principles and support a free +market regime designed by principled believers in a free market."_ [**Op. +Cit.**] How, exactly, could the political regime **not** impact on the +economic one? How is a "free market" possible if people who make up the labour +market are repressed and in fear of their lives? True, the Chilean workers +could, as workers in Tsarist Russia, _"change their jobs without getting +permission from political authorities"_ (as Friedman put it [**Capitalism and +Freedom**, p. 10]), however this is only a small part of what anarchists +consider to be genuine economic liberty. + +To see why, it is useful to show a snapshot of what life was like under +Friedman's "economic liberty" for working class people. Once this is done, it +is easy to see how incredulous Friedman was being. Peter Winn gives a good +description of what Chile's "economic liberty" was based on: + +> _"In the wake of the coup, most of the 'revolutionary' leaders of the +textile workers disappeared, some to unmarked graves, jails, or concentration +camps, others to exile or the underground resistance. Moreover, when the +textile factories resumed production, it was under military administration and +with soldiers patrolling the plants. Authoritarian management and industrial +discipline were reimposed at the point of a bayonet, and few workers dared to +protest. Some feared for their lives or liberty; many more feared for their +jobs. Military intelligence officers interrogated the workers one by one, +pressing them to inform on each other and then firing those considered to be +leftist activists. The dismissals often continued after the mills were +returned to their former owners, at first for political reasons or for +personal revenge, but, with the recession of 1975, for economic motives as +well. The unions, decimated by their leadership losses, intimidated by the +repression, and proscribed by military decree from collective bargaining, +strikes, or other militant actions, were incapable of defending their members' +jobs, wages, or working conditions. With wages frozen and prices rising +rapidly, living standards fell precipitously, even for those fortunate enough +to keep their jobs."_ [_"No Miracle for Us"_, Peter Winn (ed.), **Victims of +the Chilean Miracle: Workers and Neoliberalism in the Pinochet Era, +1973-2002**, p. 131] + +In the copper mines, _"[h]undreds of leftist activists were fired, and many +were arrested and tortured . . . the military exercised a firm control over +union leaders and activity within the unions remained dormant until the +1980s."_ The _"decade following the military coup was defined by intense +repression and a generalised climate of terror and fear."_ Workers recalled +that people who spoke at union meetings were detained and until 1980 police +permission was required to hold a meeting, which was held under police +supervision. At work, _"supervisors and foremen ruled with an authoritarian +discipline"_ while miners _"reported that spies denounced workers who talked +politics or spoke at union meetings to the company administration and +police."_ [Thomas Miller Klubock, _"Class, Community, and Neoliberalism in +Chile"_, Winn (ed.), **Op. Cit.**, p. 214 p. 216 and p. 217] + +Over all, Workers _"bore the brunt of the repression during the military take- +over and throughout the Pinochet regime. The armed forces viewed workers -- +and the level of organisation they had achieved under previous governments -- +as the greatest threat to traditional power structure in Chile . . . Armed +troops went after workers in general and union members and leaders in +particular with a virulence that contradicted their claim to be stamping out +'class hatred.'"_ As for the relationship between "economic" and "political" +liberty, the latter was dependent on the end of the former: _"Fear of +repression was clearly essential to the implementation of free-market labour +policies, but far more pervasive was the fear of unemployment"_ generated by +the so-called "economic miracle." [John Lear and Joseph Collins, _"Working in +Chile's Free Market"_, pp. 10-29, **Latin American Perspectives**, vol. 22, +No. 1, pp. 12-3 and p. 14] + +Thus the ready police repression made strikes and other forms of protest both +impractical and dangerous. When working class people did take to the streets +after the economic crash of 1982, they were subject to intense state +repression as Pinochet _"cracked down, sending in army troops to curb the +demonstrators."_ According to a report by the Roman Catholic Church 113 +protesters had been killed during social protest, with several thousand +detained for political activity and protests between May 1983 and mid-1984. +Thousands of strikers were also fired and union leaders jailed. [Rayack, **Op. +Cit.**, p. 70] In fact, the _"brutal government repression put even the +militant copper miners on the defensive."_ [Winn, _"The Pinochet Era"_, Winn +(ed.), **Op. Cit.**, p. 43] Workers were aware that the regime _"was likely to +use the full rigour of the law against workers who acted in defence of their +interests. Moreover, even though the arbitrary actions of the secret police +diminished in the last years of the dictatorship, they did not disappear, nor +did their internalised legacy. Fear of becoming a target of repression still +exercised a chilling effect on both workers and their leaders."_ [Winn, _"No +Miracle for Us"_, Winn (ed.), **Op. Cit.**, p. 133] + +All of which puts into stark light Friedman's 1982 comment that _"Chile is an +even more amazing political miracle. A military regime has supported reforms +that sharply reduce the role of the state and replace control from the top +with control from the bottom."_ [quoted by Rayack, **Not so Free to Choose**, +p. 37] Clearly Friedman had no idea what he was talking about. While the +_"role of the state"_ **was** reduced in terms of welfare for the masses, it +was obviously massively **increased** in terms of warfare against them (we +will address the _"control from the bottom"_ nonsense shortly). + +For anarchists, it is simply common-sense that "economic liberty" cannot exist +within an authoritarian state for the mass of the population. In reality, the +economic and political regime cannot be so easily compartmentalised. As +Malatesta noted, _"every economic question of some importance automatically +becomes a political question . . . Workers' organisations must therefore, of +necessity, adopt a line of action in face of present as well as possible +future government action."_ [**Errico Malatesta: His Life and Ideas**, pp. +130-1] Such common-sense is sadly lacking with Friedman who seriously seems to +believe that "economic liberty" could exist without the freedom of workers to +take collective action if they so desired. In other words, the "economic +miracle" Friedman praises was built on the corpses, fears and backs of working +class people. Unlike Friedman, Chile's workers and bosses know that +_"employers could count on the backing of the military in any conflict with +workers."_ [Lear and Collins, **Op. Cit.**, p. 13] As can be seen, Malatesta +had a much firmer grasp of the question of liberty that Friedman, as expected +as the latter equals it with capitalism and its hierarchies while the former +spent much of his live in prison and exile trying to increase the freedom of +working class people by fighting the former and the state which maintains +them. + +As we argued in [section D.1.4](secD1.html#secd14), laissez-faire capitalism +does not end statism. Rather it focuses it on purely defending economic power +(i.e. "economic liberty" for the capitalist class). The example of Chile's +"economic liberty" proves this beyond doubt and shows that the separation of +economic and political freedom is impossible and, consequently, both +capitalism **and** the state need to be fought and, ultimately, abolished. + +## D.11.1 What does Chile tell us about the right and its vision of liberty? + +The key to understanding how Friedman managed to ignore the obvious lack of +"economic liberty" for the bulk of the population under Pinochet lies in +remembering that he is a supporter of capitalism. As capitalism is a +hierarchical system in which workers sell their liberty to a boss, it comes as +no real surprise that Friedman's concern for liberty is selective. + +Pinochet did introduce free-market capitalism, but this meant real liberty +only for the rich. For the working class, "economic liberty" did not exist, as +they did not manage their own work nor control their workplaces and lived +under a fascist state. The liberty to take economic (never mind political) +action in the forms of forming unions, going on strike, organising go-slows +and so on was severely curtailed by the very likely threat of repression. Of +course, the supporters of the Chilean "Miracle" and its "economic liberty" did +not bother to question how the suppression of political liberty effected the +economy or how people acted within it. They maintained that the repression of +labour, the death squads, the fear installed in rebel workers could be ignored +when looking at the economy. But in the real world, people will put up with a +lot more if they face the barrel of a gun than if they do not. So the claim +that "economic liberty" existed in Chile makes sense only if we take into +account that there was only **real** liberty for one class. The bosses may +have been "left alone" but the workers were not, unless they submitted to +authority (capitalist or state). Hardly what most people would term as +"liberty". + +Beyond the ideologues of capitalism who term themselves "economists," it is +generally admitted that the "labour market," if it exists, is a somewhat +unique market. As "labour" cannot be separated from its owner, it means that +when you "buy" labour you "buy" the time, and so liberty, of the individual +involved. Rather than be bought on the market all at once, as with a slave, +the wage slave's life is bought piecemeal. This is the key to understanding +Friedman's nonsensical claims for never forget that by "economic freedom" he +means capitalism. To understand the difference we need only compare two of +Friedman's arguments to the reality of capitalism. Once we do that then his +blindness to Chile's neo-liberal dictatorship's impact on genuine economic +liberty becomes clear. + +The most obvious fallacy within his argument is this assertion: + +> _"A characteristic feature of a free private market is that all parties to a +transaction believe that they are going to be better off by that transaction. +It is not a zero sum game in which some can benefit only at the expense of +others. It is a situation in which everybody thinks he is going to be better +off."_ [**Economic Freedom, Human Freedom, Political Freedom**] + +Who can deny that the worker who sells her liberty to the autocrat of a +capitalist firm is _"going to be better off"_ than one starving to death? As +we noted in [section B.4.1](secB4.html#secb41), Friedman avoids the obvious +fact that a capitalist economy is dependent on there being a class of people +who have no means of supporting themselves **except** by selling their labour +(i.e. liberty). While full employment will mitigate this dependency (and, as a +result, bring the system to crisis), it never goes away. And given that +Pinochet's _"free market regime designed by principled believers in a free +market"_ had substantial unemployment, it is unsurprising that the capitalist +was _"better off"_ than the worker as a result. As the experience of the +_"free private market"_ in Chile suggests, workers need to be free to organise +without the fear of death squads otherwise they will be oppressed and +exploited by their bosses. By denying that freedom, Pinochet's regime could +only be considered "free" by the ideologues and savants of capitalism. The +only positive thing that can be said is that it provided empirical evidence +that the ideal neo-classical labour market would increase inequality and +exploitation (see [section C.11.3](secC11.html#secc113)). + +The problem with Friedman's argument is that he fails to recognise the +hierarchical nature of capitalism and the limited liberty it produces. This +can be seen from Friedman's comparison of military dictatorships to +capitalism: + +> _"Almost all military juntas are adverse to economic freedom for obvious +reasons. The military is organised from the top down: the general tells the +colonel, the colonel tells the captain, the captain tells the lieutenant, and +so on. A market economy is organised from the bottom up: the consumer tells +the retailer, the retailer tells the wholesaler, the wholesaler tells the +producer, and the producer delivers. The principles underlying a military +organisation are precisely the reverse of those underlying a market +organisation."_ [**Op. Cit.**] + +Obviously geometry was not Friedman's strong point. A "market economy" is +characterised by **horizontal** links between workplaces and consumers, not +vertical ones. However, the key issue is that the dominant _"market +organisation"_ under capitalism **_is_** marked by the _"principles underlying +a military organisation."_ To present a more accurate picture than Friedman, +in the _"market organisation"_ of a capitalist firm the boss tells the worker +what to do. It is _"organised from the top down"_ just as a military junta is. +That Friedman ignores the organisational structure which 90% of the population +have to operate within for most of their waking hours is significant. It shows +how little he understands of capitalism and "economic freedom." + +In Pinochet's Chile, the workplace **did** become more like _"a military +organisation."_ Without effective unions and basic human rights, the bosses +acted like the autocrats they are. Discussing the textile industry, Peter Winn +notes that _"most mill owners took full advantage of the regime's probusiness +Labour Code . . . At many mills, sweatshop conditions prevailed, wages were +low, and management was authoritarian, even tyrannical . . . Workers might +resent these conditions, but they often felt powerless to oppose them. +Informers and the threat of dismissal kept even alienated and discontented +workers in line."_ [_"No Miracle for Us"_, Winn (ed.), **Op. Cit.**, p. 132 +and pp. 132-3] John Lear and Joseph Collins generalise the picture, noting +that _"[i]n wake of the coup, factory owners suddenly had absolute control +over their workers and could fire any worker without case. From 1973 through +1978, practically every labour right for organised and unorganised workers was +suspended. All tools of collective bargaining, including of course the right +to strike, were outlawed."_ [**Op. Cit.**, p. 13] The Junta themselves had no +illusions about the military-like regime they desired within the workplace, +stating in 1974 its intention of _"imposing authority and discipline in +production and labour relations."_ [quoted by Joseph Collins and John Lear, +**Chile's Free-Market Miracle: A Second Look**, p. 27] + +The reality of life under Pinochet for working class people should make anyone +with sense wary of praising the regime in any way, but Friedman argued that +the _"results were spectacular. Inflation came down sharply. After a +transitory period of recession and low output that is unavoidable in the +course of reversing a strong inflation, output started to expand, and ever +since, the Chilean economy has performed better than any other South American +economy."_ [**Op. Cit.**] Of course, by downplaying the deep recession caused +by applying his recommended _"shock-treatment"_ policies, Friedman can confuse +the high growth resulting from coming out of the boom combined with ready +repression on labour with sound economic policies. Strangely he failed to +mention the _"spectacular"_ recession of 1982 which wiped out the gains of +1976 to 1981. As indicated in [section C.11](secC11.html), looking over the +whole of the Pinochet period the results were hardly _"spectacular"_ (unless +you were rich) and the moderate gains were paid for by the working class in +terms of longer hours, lower pay and political and economic oppression. + +In other words, Friedman and the 'Chicago boys' provided an appearance of +technical respectability to the dreams, greed and power of the landlords and +capitalists who made up the Chilean oligarchy. The military simply applied the +brutal force required to achieve those goals. As such, there is only an +apparent contradiction between political tyranny and "economic liberty," not a +real one. Repression for the working class and "economic liberty" for the +elite are two sides of the same coin. + +This should be common-sense and, as such, it is nonsensical for the likes of +Friedman to support an economic policy while pretending to reject the system +of terror it required to implement. After all, economic policies do not occur +in a social and political vacuum. They are conditioned by, and at the same +time modify, the social and political situation where they are put into +practice. Thus there cannot be "economic liberty" for workers if they expect a +visit from the secret police if they talk back to their boss. Yet for Friedman +and those like him, there seems to be a lack of awareness of such basic and +obvious facts. There is a necessary connection between economic policy (and +its outcome) and the socio-political setting in which it is implemented. + +Friedman exposes the utter hypocrisy of the supporters of capitalism. His +myopia about the reality of the regime was expressed in articles which amount +to little more than apologetics for the dictatorship. For example, in 1982 he +noted in response to the economic problems of the previous year _"the +opposition to the free-market policies that had been largely silence by +success is being given full voice."_ [quoted by Rayack, **Op. Cit.**, p. p. +63] No mention that the real cause of the _"silence"_ of the opposition was +not the _"success"_ of policies which had impoverished the working class and +enriched the elite but, rather, the expectation of a visit by the secret +police. Given that Pinochet had sent murder squads to kill prominent +dissidents abroad, Friedman's comments are incredulous -- particularly as +Allende's former foreign minister, Orlando Letelier, was assassinated in +Washington in 1976 by a car bomb. + +The state terror, the violation of human rights and drastic control and +suppression of every form of meaningful dissent is discussed (and often +condemned) as something only indirectly linked, or indeed entirely unrelated, +to the economic policies that the military imposed. To publicly praise and +support the economic policies adopted by the dictatorship while regretting its +political regime is simply illogical hypocrisy. However, it does expose the +limited nature of the right's concept of liberty as well as its priorities and +values. + +## D.11.2 But surely Chile proves that "economic freedom" creates political +freedom? + +As noted above, Friedman defended his praise for the Pinochet regime by +arguing that its "economic liberty" helped produce the end of the +dictatorship. In the words of Friedman: + +> _"The economic development and the recovery produced by economic freedom in +turn promoted the public's desire for a greater degree of political freedom . +. . In Chile, the drive for political freedom, that was generated by economic +freedom and the resulting economic success, ultimately resulted in a +referendum that introduced political democracy. Now, at long last, Chile has +all three things: political freedom, human freedom and economic freedom. Chile +will continue to be an interesting experiment to watch to see whether it can +keep all three or whether, now that it has political freedom, that political +freedom will tend to be used to destroy or reduce economic freedom."_ [**Op. +Cit.**] + +It is hard to find an account so skewed by ideological blindness as this. The +notion that Chile's "free market" capitalism provided the base for eliminating +Pinochet's dictatorship is hard to defend. If it were true then we would +expect Pinochet's rule to be substantially shorter than other military +dictatorships in the region. However, this is **not** the case. For example, +Argentina's Military Junta lasted from 1976 to 1983, 7 years; Peru's 12 years +(1968 to 1980); Uruguay's 12 years (1973 to 1985); Bolivia's 18 years (1964 to +1982). Pinochet's lasted 17 years, exceeded by Brazil's 21 years (1964 to +1985). If Friedman's argument were valid then Pinochet would have fallen long +before the rest. In fact, Chile was one of the last Latin American countries +to return to democracy. + +Nor can it be said that ending of the Pinochet regime was an automatic outcome +of economic forces. Rather, it was a product of struggle by ordinary people +who took to the streets in the early 1980s to protest in the face of state +repression. The regime was subject to popular pressures from below and these, +not capitalism, were the key factor. After all, it was not "economic liberty" +which produced the desire for "political freedom." Working class people could +remember what political freedom was before it was destroyed in order to create +Friedman's "economic liberty" and tried to recreate it. + +In the face of state terror, political activists and trade unionists fought +the regime. The 1988 referendum Friedman alludes to was the product of this +heroic activity, not some abstract economic force. As Cathy Schneider points +out, the 1983-86 _"cycle of protests had set the stage for a negotiated +transition to democracy in 1990."_ These protests, it should be noted, were +subject to extreme state repression (one demonstration saw Pinochet send +18,000 troops onto the streets, who shot 129 people, 29 fatally, and tortured +some of the 1,000 arrested). [**Shantytown protest in Pinochet's Chile**, p. +194 and p. 165] Peter Winn, for example, notes _"the resistance of workers to +both the dictatorship and its neoliberal policies, often against great odds +and at great risks."_ In fact, _"during the Pinochet era, with its repression +and restrictions on union activism, Chile's workers displayed great creativity +in devising new ways to resist . . . Nor was this resistance confined to the +workplace or workers' issues . . . it was Chile's workers who first raised the +flag of political resistance against the dictatorship in the 1970s and +sustained it during the years when political parties were banned. And it was +the copper miners who mobilised the social protests and political opposition +to the military regime in the 1980s to demand an end to Pinochet's +dictatorship and the restoration of democracy and civil liberties."_ +[_"Introduction"_, Winn (ed.), **Op. Cit.**, p. 11] This is confirmed by John +Lear and Joseph Collins, who note that _"[d]uring the mid-1980s, unions were +fundamental to organising the national protests that led eventually to the +negotiations of the 1988 plebiscite."_ [**Op. Cit.**, p. 20] + +This, it should be noted, has always been the case. Political freedoms have +**never** been given by the powers that be but rather won by long struggles by +working class people. This has always been the case, as Kropotkin stressed +basic political liberties were _"extorted from parliament by force, by +agitations that threatened to become rebellions. It was by establishing trade +unions and practising strike action despite the edicts of Parliament and the +hangings"_ that workers _"won the right to associate and strike"_ in Britain +for example. [**Words of a Rebel**, pp. 123-4] To ignore that often heroic +struggle shows an ignorance about history which only matches an ignorance +about liberty. The history of capitalism is important in this regard. It first +developed under Absolutist states which used its power to bolster the position +of their capitalist class within both national (against the working class) and +international markets (against foreign competitors). As we discuss in [section +F.8](secF8.html), they actively intervened to create the pre-conditions for +generalised wage slavery before becoming a handicap to the rising bourgeoisie. +These regimes were generally replaced by liberal states with limited voting +rights which generally lifted the burden of state regulation from the +capitalist class. The working class had to fight long and hard to win basic +civil liberties and the vote. As Chomsky notes, such progress _"didn't just +happen; it happened through the struggles of the labour movement, and the +Civil Rights Movement, and the women's movement, and everything else. It's the +popular movements which expanded the domain of freedom of speech [and other +liberties] until it began to be meaningful."_ [**Understanding Power**, pp. +268-9] + +Once these rights were won, the ruling elite has always turned to fascism to +control them once they started to threaten their power and wealth. This +obviously applies to Chile. Until the coup of 11 September 1973, Chile had +been seen increasing participation of the working class in economic and social +decision making. The coup was, simply, a massive class revenge of the wealthy +against a working class which had dared to imagine that another world was +possible. Unsurprisingly, given the key role of working class people in the +struggle for freedom, _"Worker leaders and activists . . . were central +targets of the military regime's state terror, whose goal was to intimidate +them into passivity, in large part so that neoliberal policies could be +imposed."_ [Peter Winn, _"Introduction"_, **Op. Cit.**, p. 12] Equally +unsurprising, those who had taken to the streets aimed for political freedom +in order to **end** the "economic liberty" imposed by the regime. + +This means that Friedman's maxim that economic liberty is required to produce +political liberty is a deeply flawed position to take. Not only does it ignore +the popular struggles which have always had to be fought to end minority +government, it also allows its advocates to justify and work with +authoritarian regimes. At best, this position ensures that you will be +indifferent to the destruction of political freedom as long as "economic +liberty" (i.e. capitalism) was secured. At worse, it ensures that you would +actively support such a destruction as you can justify it in terms of a return +to "democracy" in the long run. Friedman and the "Chicago Boys" express both +ends of that spectrum. That he can comment on _"the paradox that economic +freedom produces political freedom but political freedom may destroy economic +freedom"_ in the context of Chile is staggering, as it was the destruction of +"political freedom" that allowed "economic freedom" (for the rich) to be +imposed. [**Op. Cit.**] In reality, Chile provides evidence to support the +alternative argument that the introduction of free market capitalism requires +the elimination or, at best, the reduction of "political liberty." + +In other words, fascism was an ideal political environment to introduce +"economic liberty" **because** it had destroyed political liberty. Perhaps we +should conclude that the denial of political liberty is both necessary and +sufficient in order to create (and preserve) "free market" capitalism? After +all, the history of capitalism has been marked by the ruling class +overthrowing "political liberty" when their power was threatened by popular +movements. In other words, that Malatesta was right to argue that the +_"capitalists can maintain the struggle in the economic field so long as +workers demand small . . . improvements; but as soon as they see their profits +seriously diminished and the very existence of their privileges threatened, +they appeal to government and if it is not sufficiently understanding and not +strong enough to defend them . . . they use their own wealth to finance new +repressive forces and to set up a new government which will serve them +better."_ [**Op. Cit.**, p. 131] + +Friedman's argument implies that "economic liberty" is more important than +"political liberty," so making people less concerned about dictatorships as +long as they support the interests of the capitalist class. While the long +list of capitalists, conservatives and right-wing ("classical") liberals who +supported fascism or fascist-like regimes shows that giving them an +ideological prop to justify it is unnecessary, it is hardly wise. + +Then there is the question of whether Chile does, in fact, have genuine +political liberty (i.e. a democratic government). The answer is, not quite. +Chile's democracy is a "managed" one, constrained both by the political legacy +of Pinochet's constitution and the threat of military intervention. +Significantly, Friedman seems unconcerned about the quality of the post- +Pinochet democracy Chile experiences. Simply put, the existence of an +electoral regime cannot be confused with democracy or "political liberty." + +It is clear that Pinochet went into the 1988 plebiscite expecting to win +(particularly as he tried to rig it like the 1980 one). According to many +reports from members of his cabinet and staff, he was absolutely furious and +wanted to annul the results. The popular backlash this would have created +ensured he abided by the result. Instead, he ensured that the new governments +had to accept his authoritarian constitution and decree-laws. In other words, +knowing he would be replaced he immediately took steps to limit the subsequent +democratically elected governments as well as remaining as the head of the +armed forces (as we discuss below, this obviously ensures the threat of a coup +hung over the new governments). + +This means that post-Pinochet Chile is not your typical "democracy." Pinochet +became an unelected senator for life after his retirement as armed forces +commander in March 1998 and 28% of the Senate is _"designated,"_ including +four retired military officers named by the National Security Council. +Pinochet also imposed a _"unique binomial electoral law, [in] which to elect +two deputies or senators from the same district, a party or electoral alliance +needed to double its opponent's vote -- a difficult feat -- or else the +opponent received an equal number of seats in congress."_ This ensured +rightist control of the Senate despite a decade of majority victories by the +centre-left in elections and so _"Pinochet's 'designated senators' and +undemocratic electoral law continued to frustrate the popular will and limit +Chile's restored democracy."_ The majority could not _"pass laws without the +consent of its rightist opponents."_ Pinochet used _"final months as president +to decree laws that would hamstring his opponents, even if a majority of the +electorate supported them."_ In addition, any new government was _"confronted +by a judiciary and government bureaucracy packed by Pinochet with his own +adherents. Moreover, the Right enjoyed a near monopoly of the press and media +that grew as the decade advanced."_ [Winn, _"The Pinochet Era"_, **Op. Cit.**, +p. 64 and p. 49] + +Thus Chile is lumbered with Pinochet's legacy, _"the authoritarian +constitution of 1980, which sought to create a 'protected democracy' under +military tutelage. It was written so as to be difficult to amend and designed +to handcuff a future opposition government and frustrate popular will."_ It +_"removed the military from civilian control, while submitting future elected +governments to a military-dominated National Security Council with a vague but +broad purview."_ It also _"banned measures against private property."_ With +some _"relative minor modifications of some of its most egregious features +during the transition to democracy"_ it remained _"in effect for the rest of +the century"_ and in 2004 was _"still Chile's fundamental charter."_ [Winn, +**Op. Cit.**, p. 30] This constitution built upon the work of +right-"libertarian" Friedrich von Hayek and, unsurprisingly aimed to insulate +"economic liberty" from popular pressures, i.e. to limit and reduce democracy +to secure the freedom of capitalism (and, of course, the capitalist class). + +In addition, the threat of military intervention is always at the forefront of +political discussions. For example, on 11 September 1990, Pinochet _"warned +that he would lead another coup is conditions warranted it. In 1993, when +investigations into an arms procurement scandal implicated his son, Pinochet +ordered combat-ready troops and tanks onto the streets for an 'exercise' . . . +Throughout the Aylwin presidency, Pinochet maintained an army 'shadow cabinet' +that acted as a political pressure group."_ Unsurprisingly, the first post- +Pinochet government _"often backed down in practice for the sake of social +peace \-- or out of fear of endangering the transition to democracy. As a +result, Aylwin was unable to fulfil his promises of constitutional and +institutional reforms that would reverse Pinochet's authoritarian legacy."_ +This was because the new government thought that the coup and dictatorship +_"reflected the decision of business elites to call in the military, because +they could not protect their core interests under Chile's radicalised +democracy. The lesson that . . . [they] drew . . . was that to avoid its +repetition in the 1990s it was necessary to reassure business that its +interests would be protected."_ [Winn, **Op. Cit.**, p. 50 and p. 53] + +The limited nature of Chile's democracy was seen in 1998, when Pinochet was +arrested in Britain in regard of a warrant issued by a Spanish Judge for the +murders of Spanish citizens during his regime. Commentators, particularly +those on the right, stressed that Pinochet's arrest could undermine Chile's +"fragile democracy" by provoking the military. In other words, Chile is only a +democracy in-so-far as the military let it be. Of course, few commentators +acknowledged the fact that this meant that Chile was not, in fact, a democracy +after all. + +All of which explains why subsequent governments have only tinkered with the +free-market policies introduced by Pinochet. They have dared not reverse them +not due to their popular nature but to the obvious fact that recent Chilean +history shows that progressive politicians and their supporters have something +to fear besides losing an election. Unsurprisingly, workers _"socio-economic +aspirations were postponed in the interest of not jeopardising the transition +and their expectations of labour law reform were sacrificed on the same +alter."_ [Winn, _"Introduction"_, Winn (ed.), **Op. Cit.**, p. 10] While 2002 +saw the election of the first socialist president since Allende, it is +unlikely that Chile will experience anything beyond minor reforms -- the +legacy of fear and political restrictions will ensure that the ruling class +will have little to fear from "political liberty" being used by politicians to +curb their power and wealth. + +Then there is the social legacy of 17 years of dictatorship. As one expert on +Latin America, Cathy Scheider, noted in 1993, _"the transformation of the +economic and political system"_ under Pinochet _"has had a profound impact on +the world view of the typical Chilean,"_ with most having _"little contact +with other workers or with their neighbours, and only limited time with their +family. Their exposure to political or labour organisations is minimal. . . +they lack either the political resources or the disposition to confront the +state. The fragmentation of opposition communities has accomplished what brute +military repression could not. It has transformed Chile, both culturally and +politically, from a country of active participatory grassroots communities, to +a land of disconnected, apolitical individuals. The cumulative impact of this +change is such that we are unlikely to see any concerted challenge to the +current ideology in the near future."_ [quoted by Noam Chomsky, **World +Orders, Old and New**, p. 184] + +In such circumstances, political liberty can be re-introduced, as no one is in +a position to effectively use it. In addition, Chileans live with the memory +that challenging the state in the near past resulted in a fascist dictatorship +murdering thousands of people as well as repeated and persistent violations of +human rights by the junta, not to mention the existence of "anti-Marxist" +death squads -- for example in 1986 _"Amnesty International accused the +Chilean government of employing death squads."_ [P. Gunson, A. Thompson, G. +Chamberlain, **Op. Cit.**, p. 86] According to one Human Rights group, the +Pinochet regime was responsible for 11,536 human rights violations between +1984 and 1988 alone. [Calculation of _"Comite Nacional de Defensa do los +Derechos del Pueblo,"_ reported in **Fortin**, September 23, 1988] + +These facts that would have a strongly deterrent effect on people +contemplating the use of political liberty to actually **change** the status +quo in ways that the military and economic elites did not approve of. This +does not mean, of course, that the Chilean people are not resisting oppression +and exploitation and rebuilding their organisations, simply that using free +speech, striking and other forms of social action is more difficult. That is +protects and increases the power, wealth and authority of the employer and +state over their wage slaves goes without sating -- it was what was intended. +As Kropotkin pointed out years ago, _"freedom of press . . . and all the rest, +are only respected if the people do not make use of them against the +privileged classes. But the day the people begin to take advantage of them to +undermine those privileges, then the so-called liberties will be cast +overboard."_ [**Op. Cit.**, p. 42] Chile is a classic example of this, a +bloody example which helps deter genuine democracy in that country decades +later. + diff --git a/markdown/secD2.md b/markdown/secD2.md new file mode 100644 index 0000000000000000000000000000000000000000..cf6ce7d7a673247f4f1d2d482a8b6bbac254edb3 --- /dev/null +++ b/markdown/secD2.md @@ -0,0 +1,441 @@ +# D.2 What influence does wealth have over politics? + +The short answer is: a great deal of influence, directly and indirectly. We +have already touched on this in [section B.2.3](secB2.html#secb23). Here we +will expand on those remarks. + +State policy in a capitalist democracy is usually well-insulated from popular +influence but very open to elite influence and money interests. Let's consider +the possibility of direct influence first. It's obvious that elections cost +money and that only the rich and corporations can realistically afford to take +part in a major way. Even union donations to political parties cannot +effectively compete with those from the business classes. For example, in the +1972 US presidential elections, of the $500 million spent, only about $13 +million came from trade unions. The vast majority of the rest undoubtedly came +from Big Business and wealthy individuals. For the 1956 elections, the last +year for which direct union-business comparisons are possible, the +contributions of 742 businessmen matched those of unions representing 17 +million workers. This, it should be stressed was at a time when unions had +large memberships and before the decline of organised labour in America. Thus +the evidence shows that it is _"irrefutable"_ that _"businessmen contribute +vastly greater sums of money to political campaigns than do other groups [in +society]. Moreover, they have special ease of access to government officials, +and they are disproportionately represented at all upper levels of +government."_ [David Schweickart, **Against Capitalism**, pp. 210-1] + +Therefore, logically, politics will be dominated by the rich and powerful \-- +in fact if not in theory -- since, in general, only the rich can afford to run +and only parties supported by the wealthy will gain enough funds and +favourable press coverage to have a chance (see [section D.3](secD3.html) for +the wealthy's control of the mass media). Of course, there are many countries +which do have labour-based parties, often allied with union movements, as is +the case in Western Europe, for example. Yet even here, the funds available +for labour parties are always less than those of capitalist supported parties, +meaning that the ability of the former to compete in "fair" elections is +hindered. In addition, the political agenda is dominated by the media and as +the media are owned by and dependent upon advertising from business, it is +hardly surprising that independent labour-based political agendas are +difficult to follow or be taken seriously. Unsurprisingly, many of these so- +called labour or social-democratic parties have moved to the right +(particularly since the 1980s). In Britain, for example, the New Labour +government which was elected in 1997 simply, in the main, followed the +policies of the previous Conservative Governments and saw its main funding +switch from unions to wealthy business men (sometimes in the form of "loans" +which could be hidden from the accounts). Significantly, New Labour's success +was in part dependent on support from the right-wing media empire of Rupert +Murdoch (Blair even consulted with him on policy, indicating his hold over the +government). + +Then there are the barriers involved once a party has gained office. Just +because a party has become the government, it does not mean that they can +simply implement their election promises. There are also significant pressures +on politicians from the state bureaucracy itself. The state structure is +designed to ensure that real power lies not in the hands of elected +representatives but rather in the hands of officials, of the state bureaucracy +which ensures that any pro-labour political agenda will be watered down and +made harmless to the interests of the ruling class. We discuss this in +[section J.2.2](secJ2.html#secj22) and will not do so here. + +To this it must be added that wealth has a massive **indirect** influence over +politics (and so over society and the law). We have noted above that wealth +controls the media and its content. However, beyond this there is what can be +called "Investor Confidence," which is another important source of influence. +This is _"the key to capitalist stability,"_ notes market socialist David +Schweickart. _"If a government initiates policies that capitalists perceive to +be opposed to their interests, they may, with neither organisation nor even +spitefulness, become reluctant to invest [or actually dis-invest] in the +offending country (or region or community), not if 'the climate for business +is bad.' The outcome of such isolated acts is an economic downturn, and hence +political instability. So a government . . . has no real choice but to regard +the interests of business as privileged. In a very real sense, what is good +for business really is good for the country. If business suffers, so will +everyone else."_ [**Op. Cit.**, pp. 214-5] + +Hence Chomsky's comment that when _"popular reform candidates . . . get +elected . . . you get [a] capital strike -- investment capital flows out of +the country, there's a lowering of investment, and the economy grinds to a +halt . . . The reason is quite simple. In our society, real power does not +happen to lie in the political system, it lies in the private economy; that's +were the decisions are made about what's produced, how much is produced, +what's consumed, where investment takes place, who has jobs, who controls the +resources, and so on and so forth. And as long as that remains the case, +changes inside the political system can make **some** difference -- I don't +want to say it's zero -- but the differences are going to be very slight."_ +This means that government policy is forced to make _"the rich folk happy"_ +otherwise _"everything's going to grind to a halt."_ [**Understanding Power**, +pp. 62-3] As we discuss in the [next section](secD2.html#secd21), this is +precisely what **has** happened. + +David Noble provides a good summary of the effects of such indirect pressures +when he writes firms _"have the ability to transfer production from one +country to another, to close a plant in one and reopen it elsewhere, to direct +and redirect investment wherever the 'climate' is most favourable [to +business]. . . . [I]t has enabled the corporation to play one workforce off +against another in the pursuit of the cheapest and most compliant labour +(which gives the misleading appearance of greater efficiency). . . [I]t has +compelled regions and nations to compete with one another to try and attract +investment by offering tax incentives, labour discipline, relaxed +environmental and other regulations and publicly subsidised infrastructure. . +. Thus has emerged the great paradox of our age, according to which those +nations that prosper most (attract corporate investment) by most readily +lowering their standard of living (wages, benefits, quality of life, political +freedom). The net result of this system of extortion is a universal lowering +of conditions and expectations in the name of competitiveness and +prosperity."_ [**Progress Without People**, pp. 91-92] + +And, we must note, even when a country **does** lower its standard of living +to attract investment or encourage its own business class to invest (as the +USA and UK did by means of recession to discipline the workforce by high +unemployment) it is no guarantee that capital will stay. US workers have seen +their companies' profits rise while their wages have stagnated and (in reward) +hundreds of thousands have been "down-sized" or seen their jobs moved to +Mexico or South East Asia sweatshops. In the far east, Japanese, Hong Kong, +and South Korean workers have also seen their manufacturing jobs move to low +wage (and more repressive/authoritarian) countries such as China and +Indonesia. + +As well as the mobility of capital, there is also the threat posed by public +debt. As Doug Henwood notes, _"[p]ublic debt is a powerful way of assuring +that the state remains safely in capital's hands. The higher a government's +debt, the more it must please its bankers. Should bankers grow displeased, +they will refuse to roll over old debts or to extend new financing on any but +the most punishing terms (if at all). The explosion of [US] federal debt in +the 1980s vastly increased the power of creditors to demand austere fiscal and +monetary policies to dampen the US economy as it recovered . . . from the +1989-92 slowdown."_ [**Wall Street**, pp. 23-24] And, we must note, Wall +street made a fortune on the debt, directly and indirectly. + +This analysis applies within countries as well. Commenting on Clinton's plans +for the devolution of welfare programmes from Federal to State government in +America, Noam Chomsky makes the important point that _"under conditions of +relative equality, this could be a move towards democracy. Under existing +circumstances, devolution is intended as a further blow to the eroding +democratic processes. Major corporations, investment firms, and the like, can +constrain or directly control the acts of national governments and can set one +national workforce against another. But the game is much easier when the only +competing player that might remotely be influenced by the 'great beast' is a +state government, and even middle-sized enterprise can join in. The shadow +cast by business [over society and politics] can thus be darker, and private +power can move on to greater victories in the name of freedom."_ [Noam +Chomsky, _"Rollback III"_, **Z Magazine**, March, 1995] + +Economic blackmail is a very useful weapon in deterring freedom. Little wonder +Proudhon argued that the _"Revolutionary principle . . . is Liberty. In other +words, no more government of man by man through the accumulation of capital."_ +[quoted by Jack Hayward, **After the French Revolution**, p. 177] + +## D.2.1 Is capital flight really that powerful? + +Yes. By capital flight, business can ensure that any government which becomes +too independent and starts to consider the interests of those who elected it +will be put back into its place. Therefore we cannot expect a different group +of politicians to react in different ways to the same institutional influences +and interests. It's no coincidence that the Australian Labour Party and the +Spanish Socialist Party introduced "Thatcherite" policies at the same time as +the "Iron Lady" implemented them in Britain. The New Zealand Labour government +is a case in point, where _"within a few months of re-election [in 1984], +finance minister Roger Douglas set out a programme of economic 'reforms' that +made Thatcher and Reagan look like wimps. . . .[A]lmost everything was +privatised and the consequences explained away in marketspeak. Division of +wealth that had been unknown in New Zealand suddenly appeared, along with +unemployment, poverty and crime."_ [John Pilger, _"Breaking the one party +state,"_ **New Statesman**, 16/12/94] + +An extreme example of capital flight being used to "discipline" a naughty +administration can be seen from Labour governments in Britain during the 1960s +and 1970s. Harold Wilson, the Labour Prime Minister between 1964 and 1970, +recorded the pressures his government was under from "the markets": + +> _ "We were soon to learn that decisions on pensions and taxation were no +longer to be regarded, as in the past, as decisions for parliament alone. The +combination of tax increases with increased social security benefits provoked +the first of a series of attacks on sterling, by speculators and others, which +beset almost every section of the government for the next five years."_ [**The +Labour Government 1964-1970**, p. 31] + +He also had to _"listen night after night to demands that there should be cuts +in government expenditure, and particularly in those parts of government +expenditure which related to social services. It was not long before we were +being asked, almost at pistol-point to cut back on expenditure"_ by the +Governor of the Bank of England, the stock exchange's major mouthpiece. [**Op. +Cit.**, p. 34] One attempt to pressurise Wilson resulted in him later +reflecting: + +> _ "Not for the first time, I said that we had now reached the situation +where a newly elected government with a mandate from the people was being +told, not so much by the Governor of the Bank of England but by international +speculators, that the policies on which we had fought the election could not +be implemented; that the government was to be forced into the adoption of Tory +policies to which it was fundamentally opposed. The Governor confirmed that +that was, in fact, the case."_ [**Op. Cit.**, p. 37] + +Only the bluff of threatening to call another general election allowed Wilson +to win that particular battle but his government was constrained. It +implemented only some of the reforms it had won the election on while +implementing many more policies which reflected the wishes of the capitalist +class (for example, attempts to shackle the rank and file of the unions). + +A similar process was at work against the 1974 to 1979 Labour government. In +January, 1974, the FT Index for the London Stock Exchange stood at 500 points. +In February, the Miner's went on strike, forcing Heath (the Tory Prime +Minister) to hold (and lose) a general election. The new Labour government +(which included some left-wingers in its cabinet) talked about nationalising +the banks and much heavy industry. In August, 1974, Tony Benn announced plans +to nationalise the ship building industry. By December, the FT index had +fallen to 150 points. [John Casey, _"The Seventies"_, **The Heavy Stuff**, no. +3, p. 21] By 1976 the Treasury was _"spending $100 million a day buying back +its own money on the markets to support the pound."_ [**The Times**, 10/6/76] + +**The Times** [27/5/76] noted that _"the further decline in the value of the pound has occurred despite the high level of interest rates. . . . [D]ealers said that selling pressure against the pound was not heavy or persistent, but there was an almost total lack of interest amongst buyers. The drop in the pound is extremely surprising in view of the unanimous opinion of bankers, politicians and officials that the currency is undervalued."_ While there was much talk of private armies and military intervention, this was not needed. As anarchist John Casey argues, the ruling class _"chose to play the economic card . . . They decided to subdue the rogue Labour administration by pulling the financial plugs out of the economy . . . This resulted in the stock market and the pound plummeting . . . This was a much neater solution than bullets and forced the Wilson government to clean up the mess by screwing the working class with public spending cuts and a freeze on wage claims . . . The whole process of economic sabotage was neatly engineering through third parties like dealers in the currency markets."_ [**Op. Cit.**, p. 23] + +The Labour government, faced with the power of international capital, ended up +having to receive a temporary "bailing out" by the IMF, which imposed a +package of cuts and controls, to which Labour's response was, in effect, +_"We'll do anything you say,"_ as one economist described it. The social costs +of these policies were disastrous, with unemployment rising to the then +unheard-of-height of one million. And let's not forget that they _"cut +expenditure by twice the amount the IMF were promised"_ in an attempt to +appear business-friendly. [Peter Donaldson, **A Question of Economics**, p. +89] By capital flight, a slightly radical Labour government was brought to +heel. + +Capital will not invest in a country that does not meet its approval. In 1977, +the Bank of England failed to get the Labour government to abolish its +exchange controls. Between 1979 and 1982 the Tories abolished them and ended +restrictions on lending for banks and building societies: + +> _ "The result of the abolition of exchange controls was visible almost +immediately: capital hitherto invested in the U.K. began going abroad. In the +**Guardian** of 21 September, 1981, Victor Keegan noted that 'Figures +published last week by the Bank of England show that pension funds are now +investing 25% of their money abroad (compared with almost nothing a few years +ago) and there has been no investment at all (net) by unit trusts in the UK +since exchange controls were abolished.'"_ [Robin Ramsay, _"Mrs Thatcher, +North Sea and the Hegemony of the City"_, pp. 2-9, **Lobster**, no. 27, p. 3] + +This contributed to the general mismanagement of the economy by Thatcher's +Monetarist government. While Milton Friedman had predicted _"only a modest +reduction in output and employment will be a side effect of reducing inflation +to single figures by 1982,"_ the actual results of applying his ideas were +drastically different. [quoted by Michael Stewart, **Keynes and After**, p. +179] Britain experienced its deepest recession since the 1930s, with +unemployment nearly tripling between 1979 and 1985 (officially, from around 5% +to 13% but the real figure was even higher as the government changed the +method of measuring it to reduce the figures!). Total output fell by 2.5% in +1980 and another 1.5% in 1981. By 1984 manufacturing investment was still 30% +lower in 1979. [Steward, **Op. Cit.**, p. 180] Poverty and inequality soared +as unemployment and state repression broke the back of the labour movement and +working class resistance. + +Eventually, capital returned to the UK as Thatcher's government had subdued a +militant working class, shackled the trade unions by law and made the welfare +state difficult to live on. It reversed many of the partial gains from +previous struggles and ended a situation where people had enough dignity not +to accept any job offered or put up with an employer's authoritarian +practices. These factors created "inflexibility" in the labour market, so that +the working class had to be taught a lesson in "good" economics (in part, +ironically, by mismanaging the economy by applying neoclassical dogmas in +their Monetarist form!). + +Needless to say, the situation in the 21st century has become worse. There has +been a _"huge rise in international borrowing . . . in international capital +markets since the liberalisation moves of the 1970s, and [a] significant +increase in foreign penetration of national central government bond markets."_ +This means that it is _"obvious that no central government today may follow +economic policies that are disapproved of by the capital markets, which have +the power to create an intolerable economic pressure on the respective +country's borrowing ability, currency value and investment flows."_ [Takis +Fotopoulos, **Toward an Inclusive Democracy**, p. 42] We discuss globalisation +in more detail in [section D.5](secD5.html). + +Unsurprisingly, when left-wing governments have been elected into office after +the 1980s, they have spent a lot of time during the election showing how +moderate they are to the capitalist class ("the markets"). This moderation +continued once in office and any reforms implemented have been of a minor +nature and placed within a general neo-liberal context. This was the fate of +the British Labour government of Tony Blair, while in Brazil the government of +Lula (a former lathe operator, labour union leader and Brazil's first working- +class president) was termed "Tropical Blairism" by left-wing critics. Rather +than use popular mandate to pursue social justice, they have governed for the +rich. Given the role of the state and the pressures governments experience +from capital, anarchists were not surprised. + +Of course, exceptions can occur, with popular governments implementing +significant reforms when economic and political circumstances are favourable. +However, these generally need popular movements at the same time to be really +effective and these, at some stage, come into conflict with the reformist +politicians who hold them back. Given the need for such extra-parliamentary +movements to ensure reforms anarchists consider their time better spent +building these than encouraging illusions about voting for radical politicians +to act for us (see [section J.2](secJ2.html) for details). + +## D.2.2 How extensive is business propaganda? + +Business spends a lot of money to ensure that people accept the status quo. +Referring again to the US as an example (where such techniques are common), +various means are used to get people to identify "free enterprise" (meaning +state-subsidised private power with no infringement of managerial +prerogatives) as "the American way." The success of these campaigns is clear, +since many American working people (for example) now object to unions ing too +much power or irrationally rejecting all radical ideas as "Communism" (i.e. +Stalinism) regardless of their content. By the 1990s, it had even made +"liberal" (i.e. mildly reformist centre-left policies) into a swear word in +some parts of the country. + +This is unsurprising and its roots can be found in the success of sort of +popular movements business propaganda was created to combat. As Chomsky +argues, due to popular struggles, _"the state has limited capacity to coerce"_ +in the advanced capitalist countries (although it is always there, to be used +when required). This meant that _"elite groups -- the business world, state +managers and so on -- recognised early on that they are going to have to +develop massive methods of control of attitude and opinion, because you cannot +control people by force anymore and therefore you have to modify their +consciousness so that they don't perceive that they are living under +conditions of alienation, oppression, subordination and so on. In fact, that's +what probably a couple trillion dollars are spent on each year in the US, very +self-consciously, from the framing of television advertisements for two-year +olds to what you are taught in graduate school economics programs. It's +designed to create a consciousness of subordination and it's also intended +specifically and pretty consciously to suppress normal human emotions."_ +[**Chomsky on Anarchism**, p. 223] + +This process became apparent in the 1960s. In the words of Edward Herman: + +> _ "The business community of the United States was deeply concerned over the +excesses of democracy in the United States in the 1960s, and it has tried hard +to rectify this problem by means of investments in both politicians and +informing public opinion. The latter effort has included massive institutional +advertising and other direct and indirect propaganda campaigns, but it has +extended to attempts to influence the content of academic ideas . . . [With] a +significant portion of academic research coming from foundations based on +business fortunes . . . [and money] intended to allow people with preferred +viewpoints to be aided financially in obtaining academic status and influence +and in producing and disseminating books."_ [_"The Selling of Market +Economics,"_ pp. 173-199, **New Ways of Knowing**, Marcus G. Raskin and +Herbert J. Bernstein (eds.), p. 182] + +Wealth, in other words, is employed to shape the public mind and ensure that +challenges to that wealth (and its source) are reduced. These include funding +private foundations and institutes ("think-tanks") which can study, promote +and protect ways to advance the interests of the few. It can also include the +private funding of university chairs as well as the employment of PR companies +to attack opponents and sell to the public the benefits not only of specific +companies their activities but also the whole socio-economic system. In the +words of Australian Social Scientist Alex Carey the _"twentieth century has +been characterised by three developments of great political importance: the +growth of democracy, the growth of corporate power, and the growth of +corporate propaganda as a means of protecting corporate power against +democracy."_ [quoted by Noam Chomsky, **World Orders, Old and New**, p. 89] + +By 1978, American business was spending $1 billion a year on grassroots +propaganda. [Chomsky, **Op. Cit.**, p. 93] This is known as _"Astroturf"_ by +PR insiders, to reflect the appearance of popular support, without the +substance, and _"grasstops"_ whereby influential citizens are hired to serve +as spokespersons for business interests. In 1983, there existed 26 general +purpose foundations for this purpose with endowments of $100 million or more, +as well as dozens of corporate foundations. One extremely wealth conservative, +Richard Mellon Scaife, was giving $10 million a year through four foundations +and trusts. [G. William Domhoff, **Who Rules America Now?**, p. 92 and p. 94] +These, along with media power, ensure that force -- always an inefficient +means of control -- is replaced by (to use a term associated with Noam +Chomsky) the _"manufacture of consent"_: the process whereby the limits of +acceptable expression are defined by the wealthy. + +Various institutions are used to get Big Business's message across, for +example, the Joint Council on Economic Education, ostensibly a charitable +organisation, funds economic education for teachers and provides books, +pamphlets and films as teaching aids. In 1974, 20,000 teachers participated in +its workshops. The aim is to induce teachers to present corporations in an +uncritical light to their students. Funding for this propaganda machine comes +from the American Bankers Association, AT&T;, the Sears Roebuck Foundation +and the Ford Foundation. As Domhoff points out, _"[a]lthough it [and other +bodies like it] has not been able to bring about active acceptance of all +power elite policies and perspectives, on economic or other domestic issues, +it has been able to ensure that opposing opinions have remained isolated, +suspect and only partially developed."_ [**Op. Cit.**, pp. 103-4] + +In other words, "unacceptable" ideas are marginalised, the limits of +expression defined, and all within a society apparently based on "the free +marketplace of ideas." + +This process has been going on for some time. For example _"[i]n April 1947, +the Advertising Council announced a $100 million campaign to use all media to +'sell' the American economic system -- as they conceived it -- to the American +people; the program was officially described as a 'major project of educating +the American people about the economic facts of life.' Corporations 'started +extensive programs to indoctrinate employees,' the leading business journal +**Fortune** reported, subjected their captive audiences to 'Courses in +Economic Education' and testing them for commitment to the 'free enterprise +system -- that is, Americanism.' A survey conducted by the American Management +Association (AMA) found that many corporate leaders regarded 'propaganda' and +'economic education' as synonymous, holding that 'we want our people to think +right'. . . [and that] 'some employers view. . . [it] as a sort of 'battle of +loyalties' with the unions' -- a rather unequal battle, given the resources +available."_ These huge PR campaigns _"employed the media, cinema, and other +devices to identify 'free enterprise' -- meaning state-subsidised private +power with no infringement on managerial prerogatives -- as 'the American +way,' threatened by dangerous subversives."_ [Noam Chomsky, **Op. Cit.**, pp. +89-90 and p. 89] + +By 1995, $10 billion was considered a _"conservative estimate"_ on how much +money was spent on public relations. The actual amount is unknown, as PR +industry (and their clients, of course) _"carefully conceals most of its +activities from public view. This invisibility is part of a deliberate +strategy for manipulating public opinion and government policy."_ The net +effect is that the wealth of _"large corporations, business associations and +governments"_ is used to _"out-manoeuvre, overpower and outlast true citizen +reformers."_ In other words: _"Making the World Safe from Democracy."_ [John +Stauber and Sheldon Rampton, **Toxic Sludge is Good for You!**, p. 13, p. 14 +and p. 13] The public relations industry, as Chomsky notes, is a means by +which _"the oppressors . . . instil their assumptions as the perspective from +which you [should] look at the world"_ and is _"done extremely consciously."_ +[**Propaganda and the Public Mind**, p. 166] + +The effects of this business propaganda are felt in all other aspects of life, +ensuring that while the US business class is extremely class conscious, the +rest of the American population considers "class" a swear word! It does have +an impact. The rise of, say, "supply-side" economics in the late 1970s can be +attributed to the sheer power of its backers rather than its intellectual or +scientific merit (which, even in terms of mainstream economics, were slim). +Much the same can be said for Monetarism and other discredited free-market +dogmas. Hence the usual targets for these campaigns: taxes, regulation of +business, welfare (for the poor, not for business), union corruption (when +facing organising drives), and so on. All, of course, wrapped up in populist +rhetoric which hides the real beneficiaries of the policies (for example, tax +cut campaigns which strangely fail to mention that the elite will benefit +most, or entirely, from the proposed legislation). + +Ironically, the apparent success of this propaganda machine shows the inherent +contradiction in the process. Spin and propaganda, while influential, cannot +stop people experiencing the grim consequences when the business agenda is +applied. While corporate propaganda has shaped the American political scene +significantly to the right since the 1970s, it cannot combat the direct +experience of stagnating wages, autocratic bosses, environmental degradation, +economic insecurity and wealth polarisation indefinitely. The actual objective +reality of neo-liberal capitalism will always come into glaring contrast with +the propaganda used to justify and extend it. Hence the rising budgets for +these activities cannot counteract the rising unease the American people feel +about the direction their country is taking. The task of anarchists is to help +the struggle, in America and across the globe, by which they can take their +country and lives back from the elite. + diff --git a/markdown/secD3.md b/markdown/secD3.md new file mode 100644 index 0000000000000000000000000000000000000000..6a4843eab335224ea06691f3b6d413508902844c --- /dev/null +++ b/markdown/secD3.md @@ -0,0 +1,636 @@ +# D.3 How does wealth influence the mass media? + +In a word, massively. This, in turn, influences the way people see the world +and, as a result, the media is a key means by which the general population +come to accept, and support, _"the arrangements of the social, economic, and +political order."_ The media, in other words _"are vigilant guardians +protecting privilege from the threat of public understanding and +participation."_ This process ensures that state violence is not necessary to +maintain the system as _"more subtle means are required: the manufacture of +consent, [and] deceiving the masses with 'necessary illusions."_ [Noam +Chomsky, **Necessary Illusions**, pp. 13-4 and p. 19] The media, in other +words, are a key means of ensuring that the dominant ideas within society are +those of the dominant class. + +Noam Chomsky has helped develop a detailed and sophisticated analyse of how +the wealthy and powerful use the media to propagandise in their own interests +behind a mask of objective news reporting. Along with Edward Herman, he has +developed the _**"Propaganda Model"**_ of the media works. Herman and Chomsky +expound this analysis in their book **Manufacturing Consent: The Political +Economy of the Mass Media**, whose main theses we will summarise in this +section (unless otherwise indicated all quotes are from this work). We do not +suggest that we can present anything other than a summary here and, as such, +we urge readers to consult **Manufacturing Consent** itself for a full +description and extensive supporting evidence. We would also recommend +Chomsky's **Necessary Illusions** for a further discussion of this model of +the media. + +Chomsky and Herman's "propaganda model" of the media postulates a set of five +_"filters"_ that act to screen the news and other material disseminated by the +media. These _"filters"_ result in a media that reflects elite viewpoints and +interests and mobilises _"support for the special interests that dominate the +state and private activity."_ [**Manufacturing Consent**, p. xi] These +_"filters"_ are: (1) the size, concentrated ownership, owner wealth, and +profit orientation of the dominant mass-media firms; (2) advertising as the +primary income source of the mass media; (3) the reliance of the media on +information provided by government, business, and "experts" funded and +approved by these primary sources and agents of power; (4) _"flak"_ (negative +responses to a media report) as a means of disciplining the media; and (5) +_"anticommunism"_ as a national religion and control mechanism. It is these +filters which ensure that genuine objectivity is usually lacking in the media +(needless to say, some media, such as Fox news and the right-wing newspapers +like the UK's Sun, Telegraph and Daily Mail, do not even try to present an +objective perspective). + +_"The raw material of news must pass through successive filters leaving only +the cleansed residue fit to print,"_ Chomsky and Herman maintain. The filters +_"fix the premises of discourse and interpretation, and the definition of what +is newsworthy in the first place, and they explain the basis and operations of +what amount to propaganda campaigns."_ [p. 2] We will briefly consider the +nature of these five filters below before refuting two common objections to +the model. As with Chomsky and Herman, examples are mostly from the US media. +For more extensive analysis, we would recommend two organisations which study +and critique the performance of the media from a perspective informed by the +"propaganda model." These are the American **Fairness & Accuracy In +Reporting** (FAIR) and the UK based **MediaLens** (neither, it should be +pointed out, are anarchist organisations). + +Before discussing the "propaganda model", we will present a few examples by +FAIR to show how the media reflects the interests of the ruling class. War +usually provides the most obvious evidence for the biases in the media. For +example, Steve Rendall and Tara Broughel analysed the US news media during the +first stage of the 2003 invasion of Iraq and found that official voices +dominated it _"while opponents of the war have been notably +underrepresented,"_ Nearly two-thirds of all sources were pro-war, rising to +71% of US guests. Anti-war voices were a mere 10% of all sources, but just 6% +of non-Iraqi sources and 3% of US sources. _"Thus viewers were more than six +times as likely to see a pro-war source as one who was anti-war; with U.S. +guests alone, the ratio increases to 25 to 1."_ Unsurprisingly, official +voices, _"including current and former government employees, whether civilian +or military, dominated network newscasts"_ (63% of overall sources). Some +analysts did criticise certain aspects of the military planning, but such +_"the rare criticisms were clearly motivated by a desire to see U.S. military +efforts succeed."_ While dissent was quite visible in America, _"the networks +largely ignored anti-war opinion."_ FAIR found that just 3% of US sources +represented or expressed opposition to the war in spite of the fact more than +one in four Americans opposed it. In summary, _"none of the networks offered +anything resembling proportionate coverage of anti-war voices"_. [_"Amplifying +Officials, Squelching Dissent"_, **Extra!** May/June 2003] + +This perspective is common during war time, with the media's rule of thumb +being, essentially, that to support the war is to be objective, while to be +anti-war is to carry a bias. The media repeats the sanitised language of the +state, relying on official sources to inform the public. Truth-seeking +independence was far from the media agenda and so they made it easier for +governments to do what they always do, that is lie. Rather than challenge the +agenda of the state, the media simply foisted them onto the general +population. Genuine criticism only starts to appear when the costs of a +conflict become so high that elements of the ruling class start to question +tactics and strategy. Until that happens, any criticism is minor (and within a +generally pro-war perspective) and the media acts essentially as the fourth +branch of the government rather than a Fourth Estate. The Iraq war, it should +be noted, was an excellent example of this process at work. Initially, the +media simply amplified elite needs, uncritically reporting the Bush +Administration's pathetic "evidence" of Iraqi WMD (which quickly became +exposed as the nonsense it was). Only when the war became too much of a burden +did critical views start being heard and then only in a context of being +supportive of the goals of the operation. + +This analysis applies as much to domestic issues. For example, Janine Jackson +reported how most of the media fell in step with the Bush Administration's +attempts in 2006 to trumpet a "booming" U.S. economy in the face of public +disbelief. As she notes, there were _"obvious reasons [for] the majority of +Americans dissent . . . Most American households are not, in fact, seeing +their economic fortunes improve. GDP is up, but virtually all the growth has +gone into corporate profits and the incomes of the highest economic brackets. +Wages and incomes for average workers, adjusted for inflation, are down in +recent years; the median income for non-elderly households is down 4.8 percent +since 2000 . . .The poverty rate is rising, as is the number of people in +debt."_ Yet _"rather than confront these realities, and explore the +implications of the White House's efforts to deny them, most mainstream media +instead assisted the Bush team's PR by themselves feigning confusion over the +gap between the official view and the public mood."_ They did so by presenting +_"the majority of Americans' understanding of their own economic situation . . +. as somehow disconnected from reality, ascribed to 'pessimism,' ignorance or +irrationality . . . But why these ordinary workers, representing the majority +of households, should not be considered the arbiters of whether or not 'the +economy' is good is never explained."_ Barring a few exceptions, the media did +not _"reflect the concerns of average salaried workers at least as much as +those of the investor class."_ Needless to say, which capitalist economists +were allowed space to discuss their ideas, progressive economists did not. +[_"Good News! The Rich Get Richer: Lack of applause for falling wages is media +mystery,"_ **Extra!**, March/April 2006] Given the nature and role of the +media, this reporting comes as no surprise. + +We stress again, before continuing, that this is a **summary** of Herman's and +Chomsky's thesis and we cannot hope to present the wealth of evidence and +argument available in either **Manufacturing Consent** or **Necessary +Illusions**. We recommend either of these books for more information on and +evidence to support the "propaganda model" of the media. Unless otherwise +indicated, all quotes in this section of the FAQ are from Herman and Chomsky's +**Manufacturing Consent**. + +## D.3.1 How does the structure of the media affect its content? + +Even a century ago, the number of media with any substantial outreach was +limited by the large size of the necessary investment, and this limitation has +become increasingly effective over time. As in any well developed market, this +means that there are very effective **natural** barriers to entry into the +media industry. Due to this process of concentration, the ownership of the +major media has become increasingly concentrated in fewer and fewer hands. As +Ben Bagdikian's stresses in his 1987 book **Media Monopoly**, the 29 largest +media systems account for over half of the output of all newspapers, and most +of the sales and audiences in magazines, broadcasting, books, and movies. The +_"top tier"_ of these -- somewhere between 10 and 24 systems -- along with the +government and wire services, _"defines the news agenda and supplies much of +the national and international news to the lower tiers of the media, and thus +for the general public."_ [p. 5] Since then, media concentration has +increased, both nationally and on a global level. Bagdikian's 2004 book, **The +New Media Monopoly**, showed that since 1983 the number of corporations +controlling most newspapers, magazines, book publishers, movie studios, and +electronic media have shrunk from 50 to five global-dimension firms, operating +with many of the characteristics of a cartel -- Time-Warner, Disney, News +Corporation, Viacom and Germany-based Bertelsmann. + +These _"top-tier companies are large, profit-seeking corporations, owned and +controlled by very wealthy people . . . Many of these companies are fully +integrated into the financial market"_ which means that _"the pressures of +stockholders, directors and bankers to focus on the bottom line are +powerful."_ [p. 5] These pressures have intensified in recent years as media +stocks have become market favourites and as deregulation has increased +profitability and so the threat of take-overs. These ensure that these +_"control groups obviously have a special take on the status quo by virtue of +their wealth and their strategic position in one of the great institutions of +society. And they exercise the power of this strategic position, if only by +establishing the general aims of the company and choosing its top +management."_ [p. 8] + +The media giants have also diversified into other fields. For example GE, and +Westinghouse, both owners of major television networks, are huge, diversified +multinational companies heavily involved in the controversial areas of weapons +production and nuclear power. GE and Westinghouse depend on the government to +subsidise their nuclear power and military research and development, and to +create a favourable climate for their overseas sales and investments. Similar +dependence on the government affect other media. + +Because they are large corporations with international investment interests, +the major media tend to have a right-wing political bias. In addition, members +of the business class own most of the mass media, the bulk of which depends +for their existence on advertising revenue (which in turn comes from private +business). Business also provides a substantial share of "experts" for news +programmes and generates massive "flak." Claims that the media are "left- +leaning" are sheer disinformation manufactured by the "flak" organisations +described below (in [section D.3.4). Thus Herman and Chomsky: + +> _"the dominant media forms are quite large businesses; they are controlled +by very wealthy people or by managers who are subject to sharp constraints by +owners and other market-profit-oriented forces; and they are closely +interlocked, and have important common interests, with other major +corporations, banks, and government. This is the first powerful filter that +effects news choices."_ [p. 14] + +Needless to say, reporters and editors will be selected based upon how well +their work reflects the interests and needs of their employers. Thus a radical +reporter and a more mainstream one both of the same skills and abilities would +have very different careers within the industry. Unless the radical reporter +toned down their copy, they are unlikely to see it printed unedited or +unchanged. Thus the structure within the media firm will tend to penalise +radical viewpoints, encouraging an acceptance of the status quo in order to +further a career. This selection process ensures that owners do not need to +order editors or reporters what to do -- to be successful they will have to +internalise the values of their employers. + +## D.3.2 What is the effect of advertising on the mass media? + +The main business of the media is to sell audiences to advertisers. +Advertisers thus acquire a kind of de facto licensing authority, since without +their support the media would cease to be economically viable. And it is +**affluent** audiences that get advertisers interested. As Chomsky and Herman +put it, the _"idea that the drive for large audiences makes the mass media +'democratic' thus suffers from the initial weakness that its political +analogue is a voting system weighted by income!"_ [p.16] + +As regards TV, in addition to _"discrimination against unfriendly media +institutions, advertisers also choose selectively among programs on the basis +of their own principles. With rare exceptions these are culturally and +politically conservative. Large corporate advertisers on television will +rarely sponsor programs that engage in serious criticisms of corporate +activities."_ Accordingly, large corporate advertisers almost never sponsor +programs that contain serious criticisms of corporate activities, such as +negative ecological impacts, the workings of the military-industrial complex, +or corporate support of and benefits from Third World dictatorships. This +means that TV companies _"learn over time that such programs will not sell and +would have to be carried at a financial sacrifice, and that, in addition, they +may offend powerful advertisers."_ More generally, advertisers will want _"to +avoid programs with serious complexities and disturbing controversies that +interfere with the 'buying mood.'"_ [p. 17] + +Political discrimination is therefore structured into advertising allocations +by wealthy companies with an emphasis on people with money to buy. In +addition, _"many companies will always refuse to do business with ideological +enemies and those whom they perceive as damaging their interests."_ Thus overt +discrimination adds to the force of the _"voting system weighted by income."_ +This has had the effect of placing working class and radical papers at a +serious disadvantage. Without access to advertising revenue, even the most +popular paper will fold or price itself out of the market. Chomsky and Herman +cite the British pro-labour and pro-union **Daily Herald** as an example of +this process. At its peak, the **Daily Herald** had almost double the +readership of **The Times**, the **Financial Times** and **The Guardian** +combined, yet even with 8.1% of the national circulation it got 3.5% of net +advertising revenue and so could not survive on the "free market." As Herman +and Chomsky note, a _"mass movement without any major media support, and +subject to a great deal of active press hostility, suffers a serious +disability, and struggles against grave odds."_ With the folding of the +**Daily Herald**, the labour movement lost its voice in the mainstream media. +[pp. 17-8 and pp. 15-16] + +Thus advertising is an effective filter for news choice (and, indeed, survival +in the market). + +## D.3.3 Why do the media rely on government and business "experts" for +information? + +As Herman and Chomsky stress, basic economics explains why the mass media +_"are drawn into a symbiotic relationship with powerful sources of +information"_ as well as _"reciprocity of interest."_ The media need _"a +steady, reliable flow of raw material of news. They have daily news demands +and imperative news schedules that they must meet."_ They cannot afford to +have reporters and cameras at all locations and so economics _"dictates that +they concentrate their resources where significant news often occurs."_ [p. +18] This means that bottom-line considerations dictate that the media +concentrate their resources where news, rumours and leaks are plentiful, and +where regular press conferences are held. The White House, Pentagon, and the +State Department, in Washington, D.C., are centres of such activity on a +national scale, while city hall and police departments are their local +equivalents. In addition, trade groups, businesses and corporations also +provide regular stories that are deemed as newsworthy and from credible +sources. + +In other words, government and corporate sources have the great merit of being +recognisable and credible by their status and prestige; moreover, they have +the most money available to produce a flow of news that the media can use. For +example, the Pentagon has a public-information service employing many +thousands of people, spending hundreds of millions of dollars every year, and +far outspending not only the public-information resources of any dissenting +individual or group but the **aggregate** of such groups. Only the corporate +sector has the resources to produce public information and propaganda on the +scale of the Pentagon and other government bodies. The Chamber of Commerce, a +business collective, had a 1983 budget for research, communications, and +political activities of $65 million. Besides the US Chamber of Commerce, there +are thousands of state and local chambers of commerce and trade associations +also engaged in public relations and lobbying activities. As we noted in +[section D.2](secD2.html), the corporate funding of PR is massive. Thus +_"business corporations and trade groups are also regular purveyors of stories +deemed newsworthy. These bureaucracies turn out a large volume of material +that meets the demands of news organisations for reliable, scheduled flows."_ +[p. 19] + +To maintain their pre-eminent position as sources, government and business- +news agencies expend much effort to make things easy for news organisations. +They provide the media organisations with facilities in which to gather, give +journalists advance copies of speeches and upcoming reports; schedule press +conferences at hours convenient for those needing to meet news deadlines; +write press releases in language that can be used with little editing; and +carefully organise press conferences and photo-opportunity sessions. This +means that, in effect, _"the large bureaucracies of the powerful **subsidise** +the mass media, and gain special access by their contribution to reducing the +media's costs of acquiring the raw materials of, and producing, news."_ [p. +22] + +This economic dependency also allows corporations and the state to influence +the media. The most obvious way is by using their _"personal relationships, +threats, and rewards to further influence and coerce the media. The media may +feel obligated to carry extremely dubious stories and mute criticism in order +not to offend sources and disturb a close relationship. It is very difficult +to call authorities on whom one depends for daily news liars, even if they +tell whoppers."_ Critical sources may be avoided not only due to the higher +costs in finding them and establishing their credibility, but because the +established _"primary sources may be offended and may even threaten the media +with using them."_ [p. 22] As well as refusing to co-operate on shows or +reports which include critics, corporations and governments may threaten the +media with loss of access if they ask too many critical questions or delve +into inappropriate areas. + +In addition, _"more important, powerful sources regularly take advantage of +media routines and dependency to 'manage' the media, to manipulate them into +following a special agenda and framework . . . Part of this management process +consists of inundating the media with stories, which serve sometimes to foist +a particular line and frame on the media . . . and at other times to chase +unwanted stories off the front page or out of the media altogether."_ [p. 23] + +The dominance of official sources would, of course, be weakened by the +existence of highly respectable unofficial sources that gave dissident views +with great authority. To alleviate this problem, the power elite uses the +strategy of _"co-opting the experts"_ \-- that is, putting them on the payroll +as consultants, funding their research, and organising think tanks that will +hire them directly and help disseminate the messages deemed essential to elite +interests. "Experts" on TV panel discussions and news programs are often drawn +from such organisations, whose funding comes primarily from the corporate +sector and wealthy families -- a fact that is, of course, never mentioned on +the programs where they appear. This allows business, for example, to sell its +interests as objective and academic while, in fact, they provide a thin veneer +to mask partisan work which draws the proper conclusions desired by their pay +masters. + +This process of creating a mass of experts readily available to the media +_"has been carried out on a deliberate and a massive scale."_ These ensure +that _"the corporate viewpoint"_ is effectively spread as the experts work is +_"funded and their outputs . . . disseminated to the media by a sophisticated +propaganda effort. The corporate funding and clear ideological purpose in the +overall effort had no discernible effect on the credibility of the +intellectuals so mobilised; on the contrary, the funding and pushing of their +ideas catapulted them into the press."_ [p. 23 and p. 24] + +## D.3.4 How is "flak" used as a means of disciplining the media? + +_"Flak"_ is a term used by Herman and Chomsky to refer _"to negative responses +to a media statement or program."_ Such responses may be expressed as phone +calls, letters, telegrams, e-mail messages, petitions, lawsuits, speeches, +bills before Congress, or _"other modes of complaint, threat, or punishment."_ +Flak may be generated centrally, by organisations, or it may come from the +independent actions of individuals (sometimes encouraged to act by media hacks +such as right-wing talk show hosts or newspapers). _"If flak is produced on a +large-scale, or by individuals or groups with substantial resources, it can be +both uncomfortable and costly to the media."_ [p. 26] + +This is for many reasons. Positions need to be defended within and outwith an +organisation, sometimes in front of legislatures and (perhaps) in the courts. +Advertisers are very concerned to avoid offending constituencies who might +produce flak, and their demands for inoffensive programming exerts pressure on +the media to avoid certain kinds of facts, positions, or programs that are +likely to call forth flak. This can have a strong deterrence factor, with +media organisations avoiding certain subjects and sources simply to avoid +having to deal with the inevitable flak they will receive from the usual +sources. The ability to produce flak _"is related to power,"_ as it is +expensive to generate on scale which is actually effective. [p. 26] +Unsurprisingly, this means that the most effective flak comes from business +and government who have the funds to produce it on a large scale. + +The government itself is _"a major producer of flak, regularly assailing, +threatening, and 'correcting' the media, trying to contain any deviations from +the established line in foreign or domestic policy."_ However, the right-wing +plays a major role in deliberately creating flak. For example, during the +1970s and 1980s, the corporate community sponsored the creation of such +institutions as the American Legal Foundation, the Capital Legal Foundation, +the Media Institute, the Center for Media and Public Affairs, and Accuracy in +Media (AIM), which may be regarded as organisations designed for the specific +purpose of producing flak. Freedom House is an older US organisation which had +a broader design but whose flak-producing activities became a model for the +more recent organisations. The Media Institute, for instance, was set up in +1972 and is funded by wealthy corporate patrons, sponsoring media monitoring +projects, conferences, and studies of the media. The main focus of its studies +and conferences has been the alleged failure of the media to portray business +accurately and to give adequate weight to the business point of view, but it +also sponsors works which "expose" alleged left-wing bias in the mass media. +[p. 28 and pp. 27-8] + +And, it should be noted, while the flak machines _"steadily attack the media, +the media treats them well. They receive respectful attention, and their +propagandistic role and links to a large corporate program are rarely +mentioned or analysed."_ [p. 28] Indeed, such attacks _"are often not +unwelcome, first because response is simple or superfluous; and second, +because debate over this issue helps entrench the belief that the media are . +. . independent and objective, with high standards of professional integrity +and openness to all reasonable views"_ which is _"quite acceptable to +established power and privilege -- even to the media elites themselves, who +are not averse to the charge that they may have gone to far in pursuing their +cantankerous and obstreperous ways in defiance of orthodoxy and power."_ +Ultimately, such flak _"can only be understood as a demand that the media +should not even reflect the range of debate over tactical questions among the +dominant elites, but should serve only those segments that happen to manage +the state at a particular moment, and should do so with proper enthusiasm and +optimism about the causes -- noble by definition -- in which state power is +engaged."_ [Chomsky, **Necessary Illusions**, p. 13 and p. 11] + +## D.3.5 Why is "anticommunism" used as control mechanism? + +The final filter which Herman and Chomsky discuss is the ideology of +anticommunism. "Communism" is of course regarded as the ultimate evil by the +corporate rich, since the ideas of collective ownership of productive assets +_"threatens the very root of their class position and superior status."_ As +the concept is _"fuzzy,"_ it can be widely applied and _"can be used against +anybody advocating policies that threaten property interests."_ [p. 29] Hence +the attacks on third-world nationalists as "socialists" and the steady +expansion of "communism" to apply to any form of socialism, social democracy, +reformism, trade unionism or even "liberalism" (i.e. any movement which aims +to give workers more bargaining power or allow ordinary citizens more voice in +public policy decisions). + +Hence the ideology of anticommunism has been very useful, because it can be +used to discredit anybody advocating policies regarded as harmful to corporate +interests. It also helps to divide the Left and labour movements, justifies +support for pro-US fascist regimes abroad as "lesser evils" than communism, +and discourages liberals from opposing such regimes for fear of being branded +as heretics from the national religion. This process has been aided immensely +by the obvious fact that the "communist" regimes (i.e. Stalinist +dictatorships) have been so terrible. + +Since the collapse of the USSR and related states in 1989, the utility of +anticommunism has lost some of its power. Of course, there are still a few +official communist enemy states, like North Korea, Cuba, and China, but these +are not quite the threat the USSR was. North Korea and Cuba are too +impoverished to threaten the world's only super-power (that so many Americans +think that Cuba was ever a threat says a lot about the power of propaganda). +China is problematic, as Western corporations now have access to, and can +exploit, its resources, markets and cheap labour. As such, criticism of China +will be mooted, unless it starts to hinder US corporations or become too much +of an economic rival. + +So we can still expect, to some degree, abuses or human rights violations in +these countries are systematically played up by the media while similar abuses +in client states are downplayed or ignored. Chomsky and Herman refer to the +victims of abuses in enemy states as **worthy victims,** while victims who +suffer at the hands of US clients or friends are **unworthy victims.** Stories +about worthy victims are often made the subject of sustained propaganda +campaigns, to score political points against enemies. For example: + +> _"If the government of corporate community and the media feel that a story +is useful as well as dramatic, they focus on it intensively and use it to +enlighten the public. This was true, for example, of the shooting down by the +Soviets of the Korean airliner KAL 007 in early September 1983, which +permitted an extended campaign of denigration of an official enemy and greatly +advanced Reagan administration arms plans." + +> + +> "In sharp contrast, the shooting down by Israel of a Libyan civilian +airliner in February 1973 led to no outcry in the West, no denunciations for +'cold-blooded murder,' and no boycott. This difference in treatment was +explained by the **New York Times** precisely on the grounds of utility: 'No +useful purpose is served by an acrimonious debate over the assignment of blame +for the downing of a Libyan airliner in the Sinai peninsula last week.' There +**was** a very 'useful purpose' served by focusing on the Soviet act, and a +massive propaganda campaign ensued."_ [p. 32] + +As noted, since the end of the Cold War, anti-communism has not been used as +extensively as it once was to mobilise support for elite crusades. Other +enemies have to be found and so the "Drug War" or "anti-terrorism" now often +provide the public with "official enemies" to hate and fear. Thus the Drug War +was the excuse for the Bush administration's invasion of Panama, and "fighting +narco-terrorists" has more recently been the official reason for shipping +military hardware and surveillance equipment to Mexico (where it's actually +being used against the Zapatista rebels in Chiapas, whose uprising is +threatening to destabilise the country and endanger US investments). After +9/11, terrorism became the key means of forcing support for policies. The +mantra _"you are either with us or with the terrorists"_ was used to bolster +support and reduce criticism for both imperial adventures as well as a whole +range of regressive domestic policies. + +Whether any of these new enemies will prove to be as useful as anticommunism +remains to be seen. It is likely, particularly given how "communism" has +become so vague as to include liberal and social democratic ideas, that it +will remain the bogey man of choice -- particularly as many within the +population both at home and abroad continue to support left-wing ideas and +organisations. Given the track record of neo-liberalism across the globe, +being able to tar its opponents as "communists" will remain a useful tool. + +## D.3.6 Isn't the "propaganda model" a conspiracy theory? + +No, far from it. Chomsky and Herman explicitly address this charge in +**Manufacturing Consent** and explain why it is a false one: + +> _"Institutional critiques such as we present in this book are commonly +dismissed by establishment commentators as 'conspiracy theories,' but this is +merely an evasion. We do not use any kind of 'conspiracy' hypothesis to +explain mass-media performance. In fact, our treatment is much closer to a +'free market' analysis, with the results largely an outcome of the workings of +market forces."_ [p. xii] + +They go on to suggest what some of these "market forces" are. One of the most +important is the weeding-out process that determines who gets the journalistic +jobs in the major media: _"Most biased choices in the media arise from the +preselection of right-thinking people, internalised preconceptions, and the +adaptation of personnel to the constraints of ownership, organisation, market, +and political power."_ This is the key, as the model _"helps us to understand +how media personnel adapt, and are adapted, to systemic demands. Given the +imperatives of corporate organisation and the workings of the various filters, +conformity to the needs and interests of privileged sectors is essential to +success."_ This means that those who do not display the requisite values and +perspectives will be regarded as irresponsible and/or ideological and, +consequently, will not succeed (barring a few exceptions). In other words, +those who _"adapt, perhaps quite honestly, will then be able to assert, +accurately, that they perceive no pressures to conform. The media are indeed +free . . . for those who have internalised the required values and +perspectives."_ [p. xii and p. 304] + +In other words, important media employees learn to internalise the values of +their bosses: _"Censorship is largely self-censorship, by reporters and +commentators who adjust to the realities of source and media organisational +requirements, and by people at higher levels within media organisations who +are chosen to implement, and have usually internalised, the constraints +imposed by proprietary and other market and governmental centres of power."_ +But, it may be asked, isn't it still a conspiracy theory to suggest that media +leaders all have similar values? Not at all. Such leaders _"do similar things +because they see the world through the same lenses, are subject to similar +constraints and incentives, and thus feature stories or maintain silence +together in tacit collective action and leader-follower behaviour."_ [p. xii] + +The fact that media leaders share the same fundamental values does not mean, +however, that the media are a solid monolith on all issues. The powerful often +disagree on the tactics needed _"to attain generally shared aims, [and this +gets] reflected in media debate. But views that challenge fundamental premises +or suggest that the observed modes of exercise of state power are based on +systemic factors will be excluded from the mass media even when elite +controversy over tactics rages fiercely."_ [p. xii] This means that viewpoints +which question the legitimacy of elite aims or suggest that state power is +being exercised in elite interests rather than the "national" interest will be +excluded from the mass media. As such, we would expect the media to encourage +debate within accepted bounds simply because the ruling class is not +monolithic and while they agree on keeping the system going, they disagree on +the best way to do so. + +Therefore the "propaganda model" has as little in common with a "conspiracy +theory" as saying that the management of General Motors acts to maintain and +increase its profits. As Chomsky notes, _"[t]o confront power is costly and +difficult; high standards of evidence and argument are imposed, and critical +analysis is naturally not welcomed by those who are in a position to react +vigorously and to determine the array of rewards and punishments. Conformity +to a 'patriotic agenda,' in contrast, imposes no such costs."_ This means that +_"conformity is the easy way, and the path to privilege and prestige . . . It +is a natural expectation, on uncontroversial assumptions, that the major media +and other ideological institutions will generally reflect the perspectives and +interests of established power."_ [**Necessary Illusions**, pp. 8-9 and p. 10] + +## D.3.7 Isn't the model contradicted by the media reporting government and +business failures? + +As noted above, the claim that the media are "adversarial" or (more +implausibly) that they have a "left-wing bias" is due to right-wing PR +organisations. This means that some "inconvenient facts" are occasionally +allowed to pass through the filters in order to give the **appearance** of +"objectivity" -- precisely so the media can deny charges of engaging in +propaganda. As Chomsky and Herman put it: _"the 'naturalness' of these +processes, with inconvenient facts allowed sparingly and within the proper +framework of assumptions, and fundamental dissent virtually excluded from the +mass media (but permitted in a marginalised press), makes for a propaganda +system that is far more credible and effective in putting over a patriotic +agenda than one with official censorship."_ [p. xiv] + +To support their case against the "adversarial" nature of the media, Herman +and Chomsky look into the claims of such right-wing media PR machines as +Freedom House. However, it is soon discovered that _"the very examples offered +in praise of the media for their independence, or criticism of their excessive +zeal, illustrate exactly the opposite."_ Such flak, while being worthless as +serious analysis, does help to reinforce the myth of an "adversarial media" +and so is taken seriously by the media. By saying that both right and left +attack them, the media presents themselves as neutral, balanced and objective +-- a position which is valid only if both criticisms are valid and of equal +worth. This is not the case, as Herman and Chomsky prove, both in terms of +evidence and underlying aims and principles. Ultimately, the attacks by the +right on the media are based on the concern _"to protect state authority from +an intrusive public"_ and so _"condemn the media for lack of sufficient +enthusiasm in supporting official crusades."_ In other words, that the +_"existing level of subordination to state authority is often deemed +unsatisfactory."_ [p. xiv and p. 301] The right-wing notion that the media are +"liberal" or "left-wing" says far more about the authoritarian vision and aims +of the right than the reality of the media. + +Therefore the "adversarial" nature of the media is a myth, but this is not to +imply that the media does not present critical analysis. Herman and Chomsky in +fact argue that the _"mass media are not a solid monolith on all issues."_ and +do not deny that it does present facts (which they do sometimes themselves +cite). This _"affords the opportunity for a classic **non sequitur**, in which +the citations of facts from the mainstream press by a critic of the press is +offered as a triumphant 'proof' that the criticism is self-refuting, and that +media coverage of disputed issues is indeed adequate."_ But, as they argue, +_"[t]hat the media provide some facts about an issue . . . proves absolutely +nothing about the adequacy or accuracy of that coverage. The mass media do, in +fact, literally suppress a great deal . . . But even more important in this +context is the question given to a fact - its placement, tone, and +repetitions, the framework within which it is presented, and the related facts +that accompany it and give it meaning (or provide understanding) . . . there +is no merit to the pretence that because certain facts may be found by a +diligent and sceptical researcher, the absence of radical bias and de facto +suppression is thereby demonstrated."_ [p. xii and pp xiv-xv] + +As they stress, the media in a democratic system is different from one in a +dictatorship and so they _"do not function in the manner of the propaganda +system of a totalitarian state. Rather, they permit -- indeed, encourage -- +spirited debate, criticism, and dissent, as long as these remain faithfully +within the system of presuppositions and principles that constitute an elite +consensus, a system so powerful as to be internalised largely without +awareness."_ Within this context, _"facts that tend to undermine the +government line, if they are properly understood, can be found."_ Indeed, it +is _"possible that the volume of inconvenient facts can expand, as it did +during the Vietnam War, in response to the growth of a critical constituency +(which included elite elements from 1968). Even in this exceptional case, +however, it was very rare for news and commentary to find their way into the +mass media if they failed to conform to the framework of established dogma +(postulating benevolent U.S aims, the United States responding to aggression +and terror, etc.)"_ While during the war and after, _"apologists for state +policy commonly pointed to the inconvenient facts, the periodic 'pessimism' of +media pundits, and the debates over tactics as showing that the media were +'adversarial' and even 'lost' the war,"_ in fact these _"allegations are +ludicrous."_ [p. 302 and p. xiv] A similar process, it should be noted, +occurred during the invasion and occupation of Iraq. + +To summarise, as Chomsky notes _"what is essential is the power to set the +agenda."_ This means that debate _"cannot be stilled, and indeed, in a +properly functioning system of propaganda, it should not be, because it has a +system-reinforcing character if constrained within proper bounds. What is +essential is to set the bounds firmly. Controversy may rage as long as it +adheres to the presuppositions that define the consensus of elites, and it +should furthermore be encourages within these bounds, this helping to +establish these doctrines as the very condition of thinkable thought while +reinforcing the belief that freedom reigns."_ [**Necessary Illusions**, p. 48] + diff --git a/markdown/secD4.md b/markdown/secD4.md new file mode 100644 index 0000000000000000000000000000000000000000..4e8624290523630443a17c9a4bfb4df4f4a4592b --- /dev/null +++ b/markdown/secD4.md @@ -0,0 +1,146 @@ +# D.4 What is the relationship between capitalism and the ecological crisis? + +Environmental damage has reached alarming proportions. Almost daily there are +new upwardly revised estimates of the severity of global warming, ozone +destruction, topsoil loss, oxygen depletion from the clearing of rain forests, +acid rain, toxic wastes and pesticide residues in food and water, the +accelerating extinction rate of natural species, etc., etc. Almost all +scientists now recognise that global warming may soon become irreversible, +with devastating results for humanity. Those few who reject this consensus are +usually paid by corporations with a vested interest in denying the reality of +what their companies are doing to the planet (such as oil companies). That +sections of the ruling class have become aware of the damage inflicted on the +planet's eco-systems suggests that we have only a few decades before they +irreparably damaged. + +Most anarchists see the ecological crisis as rooted in the psychology of +domination, which emerged with the rise of hierarchy (including patriarchy, +classes, and the first primitive states) during the Late Neolithic. Murray +Bookchin, one of the pioneers of eco-anarchism, points out that _"[t]he +hierarchies, classes, propertied forms, and statist institutions that emerged +with social domination were carried over conceptually into humanity's +relationship with nature. Nature too became increasingly regarded as a mere +resource, an object, a raw material to be exploited as ruthlessly as slaves on +a latifundium."_ [**Toward an Ecological Society** p. 41] In his view, without +uprooting the psychology of domination, all attempts to stave off ecological +catastrophe are likely to be mere palliatives and so doomed to failure. + +Bookchin argues that _"the conflict between humanity and nature is an +extension of the conflict between human and human. Unless the ecology movement +encompasses the problem of domination in all its aspects, it will contribute +**nothing** toward eliminating the root causes of the ecological crisis of our +time. If the ecology movement stops at mere reformism in pollution and +conservation control - at mere 'environmentalism' - without dealing radically +with the need for an expanded concept of revolution, it will merely serve as a +safety value for the existing system of natural and human exploitation."_ +[**Op. Cit.**, p. 43] Since capitalism is the vehicle through which the +psychology of domination finds its most ecologically destructive outlet, most +eco-anarchists give the highest priority to dismantling it: + +> _"Literally, the system in its endless devouring of nature will reduce the +entire biosphere to the fragile simplicity of our desert and arctic biomes. We +will be reversing the process of organic evolution which has differentiated +flora and fauna into increasingly complex forms and relationships, thereby +creating a simpler and less stable world of life. The consequences of this +appalling regression are predictable enough in the long run -- the biosphere +will become so fragile that it will eventually collapse from the standpoint +human survival needs and remove the organic preconditions for human life. That +this will eventuate from a society based on production for the sake of +production is . . . merely a matter of time, although when it will occur is +impossible to predict."_ [**Op. Cit.**, p. 68] + +This is not to say that ecological destruction did not exist before the rise +of capitalism. This is not the case. Social problems, and the environmental +destruction they create, _"lie not only in the conflict between wage labour +and capital"_ they also _"lie in the conflicts between age-groups and sexes +within the family, hierarchical modes of instruction in the schools, the +bureaucratic usurpation of power within the city, and ethnic divisions within +society. Ultimately, they stem from a hierarchical sensibility of command and +obedience that begins with the family and merely reaches its most visible +social form in the factory, bureaucracy and military. I cannot emphasise too +strongly that these problems emerged long before capitalism."_ However, +capitalism is the dominant economic form today and so the _"modern urban +crisis largely reflects the divisions that capitalism has produced between +society and nature."_ [**Op. Cit.**, p. 29 and p. 28] + +Capitalism, unlike previous class and hierarchical systems, has an +expansionist nature which makes it incompatible with the planet's ecology. So +it is important to stress that capitalism must be **eliminated** because it +**cannot** reform itself so as to become "environment friendly," contrary to +the claims of so-called "green" capitalists. This is because _"[c]apitalism +not only validates precapitalist notions of the domination of nature, . . . it +turns the plunder of nature into society's law of life. To quibble with this +kind of system about its values, to try to frighten it with visions about the +consequences of growth is to quarrel with its very metabolism. One might more +easily persuade a green plant to desist from photosynthesis than to ask the +bourgeois economy to desist from capital accumulation."_ [**Op. Cit.**, p. 66] + +Thus capitalism causes ecological destruction because it is based upon +domination (of human over human and so humanity over nature) and continual, +endless growth (for without growth, capitalism would die). This can be seen +from the fact that industrial production has increased fifty fold between 1950 +and the 1990s. Obviously such expansion in a finite environment cannot go on +indefinitely without disastrous consequences. Yet it is impossible **in +principle** for capitalism to kick its addiction to growth. It is important to +understand why. + +Capitalism is based on production for profit. In order to stay profitable, a +firm needs to make a profit. In other words, money must become more money. +This can be done in two ways. Firstly, a firm can produce new goods, either in +response to an existing need or (by means of advertising) by creating a new +one. Secondly, by producing a new good more cheaply than other firms in the +same industry in order to successfully compete. If one firm increases its +productivity (as all firms must try to do), it will be able to produce more +cheaply, thus undercutting its competition and capturing more market share +(until eventually it forces less profitable firms into bankruptcy). Hence, +constantly increasing productivity is essential for survival. + +There are two ways to increase productivity, either by passing on costs to +third parties (externalities) or by investing in new means of production. The +former involves, for example, polluting the surrounding environment or +increasing the exploitation of workers (e.g. longer hours and/or more intense +work for the same amount of pay). The latter involves introducing new +technologies that reduce the amount of labour necessary to produce the same +product or service. Due to the struggle of workers to prevent increases in the +level of their exploitation and by citizens to stop pollution, new +technologies are usually the main way that productivity is increased under +capitalism (though of course capitalists are always looking for ways to avoid +regulations and to increase the exploitation of workers on a given technology +by other means as well). + +But new technologies are expensive, which means that in order to pay for +continuous upgrades, a firm must continually sell **more** of what it +produces, and so must keep expanding its capital. To stay in the same place +under capitalism is to tempt crisis -- thus a firm must always strive for more +profits and thus must always expand and invest. In order to survive, a firm +must constantly expand and upgrade its capital and production levels so it can +sell enough to **keep** expanding and upgrading its capital -- i.e. "grow or +die," or _"production for the sake of production"_ (to user Marx's term). This +means that the accumulation of capital is at the heart of the system and so it +is impossible in principle for capitalism to solve the ecological crisis, +because "grow or die" is inherent in its nature: + +> _"To speak of 'limits to growth' under a capitalistic market economy is as +meaningless as to speak of limits of warfare under a warrior society. The +moral pieties, that are voiced today by many well-meaning environmentalists, +are as naive as the moral pieties of multinationals are manipulative. +Capitalism can no more be 'persuaded' to limit growth than a human being can +be 'persuaded' to stop breathing. Attempts to 'green' capitalism, to make it +'ecological', are doomed by the very nature of the system as a system of +endless growth."_ [Bookchin, **Remaking Society**, pp. 93-94] + +As long as capitalism exists, it will **necessarily** continue its _"endless +devouring of nature,"_ until it removes the _"organic preconditions for human +life."_ For this reason there can be no compromise with capitalism: We must +destroy it before it destroys us. And time is running out. + +Capitalists, of course, do not accept this conclusion. Many simply ignore the +evidence or view the situation through rose-coloured spectacles, maintaining +that ecological problems are not as serious as they seem or that science will +find a way to solve them before it's too late. Some are aware of the problem, +but they fail to understand its roots and, as such, advocate reforms which are +based on either regulation or (more usually in these neo-liberal days) on +"market" based solutions. In [section E](secEcon.html) we will show why these +arguments are unsound and why libertarian socialism is our best hope for +preventing ecological catastrophe. + diff --git a/markdown/secD5.md b/markdown/secD5.md new file mode 100644 index 0000000000000000000000000000000000000000..9de0262d1750bcc7444bcf65bdfe10d518f9db3e --- /dev/null +++ b/markdown/secD5.md @@ -0,0 +1,1601 @@ +# D.5 What causes imperialism? + +In a word: power. Imperialism is the process by which one country dominates +another directly, by political means, or indirectly, by economic means, in +order to steal its wealth (either natural or produced). This, by necessity, +means the exploitation of working people in the dominated nation. Moreover, it +can also aid the exploitation of working people in the imperialist nation +itself. As such, imperialism cannot be considered in isolation from the +dominant economic and social system. Fundamentally the cause is the same +inequality of power, which is used in the service of exploitation. + +While the rhetoric used for imperial adventures may be about self-defence, +defending/exporting "democracy" and/or "humanitarian" interests, the reality +is much more basic and grim. As Chomsky stresses, _"deeds consistently accord +with interests, and conflict with words -- discoveries that must not, however, +weaken our faith in the sincerity of the declarations of our leaders."_ This +is unsurprising as states are always _"pursuing the strategic and economic +interests of dominant sectors to the accompaniment of rhetorical flourishes +about its exceptional dedication to the highest values"_ and so _"the evidence +for . . . the proclaimed messianic missions reduces to routine +pronouncements"_ (faithfully repeated by the media) while _"counter-evidence +is mountainous."_ [**Failed States**, p. 171 and pp. 203-4] + +We must stress that we are concentrating on the roots of imperialism here. We +do not, and cannot, provide a detailed history of the horrors associated with +it. For US imperialism, the works of Noam Chomsky are recommended. His books +**Turning the Tide** and **The Culture of Terrorism** expose the evils of US +intervention in Central America, for example, while **Deterring Democracy**, +**Rogue States: The Rule of Force in World Affairs** and **Failed States: The +Abuse of Power and the Assault on Democracy** present a wider perspective. +**Killing Hope: US Military and CIA Interventions Since World War II** and +**Rogue State: A Guide to the World's Only Superpower** by William Blum are +also worth reading. For post-1945 British imperialism, Mark Curtis's **Web of +Deceit: Britain's Real Role in the World** and **Unpeople: Britain's Secret +Human Rights Abuses** are recommended. + +As we will discuss in the following sections, imperialism has changed over +time, particularly during the last two hundred years (where its forms and +methods have evolved with the changing needs of capitalism). But even in the +pre-capitalist days of empire building, imperialism was driven by economic +forces and needs. In order to make one's state secure, in order to increase +the wealth available to the state, its ruling bureaucracy and its associated +ruling class, it had to be based on a strong economy and have a sufficient +resource base for the state and ruling elite to exploit (both in terms of +human and natural resources). By increasing the area controlled by the state, +one increased the wealth available. + +States by their nature, like capital, are expansionist bodies, with those who +run them always wanting to increase the range of their power and influence +(this can be seen from the massive number of wars that have occurred in Europe +over the last 500 years). This process was began as nation-states were created +by Kings declaring lands to be their private property, regardless of the +wishes of those who actually lived there. Moreover, this conflict did not end +when monarchies were replaced by more democratic forms of government. As +Bakunin argued: + +> _"we find wars of extermination, wars among races and nations; wars of +conquest, wars to maintain equilibrium, political and religious wars, wars +waged in the name of 'great ideas' . . . , patriotic wars for greater national +unity . . . And what do we find beneath all that, beneath all the hypocritical +phrases used in order to give these wars the appearance of humanity and right? +Always the same economic phenomenon: **the tendency on the part of some to +live and prosper at the expense of others.** All the rest is mere humbug. The +ignorant and naive, and the fools are entrapped by it, but the strong men who +direct the destinies of the State know only too well that underlying all those +wars there is only one motive: pillage, the seizing of someone else's wealth +and the enslavement of someone else's labour."_ [**The Political Philosophy of +Bakunin**, p. 170] + +However, while the economic motive for expansion is generally the same, the +economic system which a nation is based on has a definite impact on what +drives that motive as well as the specific nature of that imperialism. Thus +the empire building of ancient Rome or Feudal England has a different economic +base (and so driving need) than, say, the imperialism of nineteenth century +Germany and Britain or twentieth and twenty-first century United States. Here +we will focus mainly on modern capitalist imperialism as it is the most +relevant one in the modern world. + +Capitalism, by its very nature, is growth-based and so is characterised by the +accumulation and concentration of capital. Companies **must** expand in order +to survive competition in the marketplace. This, inevitably, sees a rise in +international activity and organisation as a result of competition over +markets and resources within a given country. By expanding into new markets in +new countries, a company can gain an advantage over its competitors as well as +overcome limited markets and resources in the home nation. In Bakunin's words: + +> _"just as capitalist production and banking speculation, which in the long +run swallows up that production, must, under the threat of bankruptcy, +ceaselessly expand at the expense of the small financial and productive +enterprises which they absorb, must become universal, monopolistic enterprises +extending all over the world -- so this modern and necessarily military State +is driven on by an irrepressible urge to become a universal State. . . . +Hegemony is only a modest manifestation possible under the circumstances, of +this unrealisable urge inherent in every State. And the first condition of +this hegemony is the relative impotence and subjection of all the neighbouring +States."_ [**Op. Cit.**, p. 210] + +Therefore, economically and politically, the imperialistic activities of +**both** capitalist and state-capitalist (i.e. the Soviet Union and other +"socialist" nations) comes as no surprise. Capitalism is inevitably +imperialistic and so _"[w]ar, capitalism and imperialism form a veritable +trinity,"_ to quote Dutch pacifist-syndicalist Bart de Ligt [**The Conquest of +Violence**, p. 64] The growth of big business is such that it can no longer +function purely within the national market and so they have to expand +internationally to gain advantage in and survive. This, in turn, requires the +home state of the corporations also to have global reach in order to defend +them and to promote their interests. Hence the economic basis for modern +imperialism, with _"the capitalistic interests of the various countries +fight[ing] for the foreign markets and compete with each other there"_ and +when they _"get into trouble about concessions and sources of profit,"_ they +_"call upon their respective governments to defend their interests . . . to +protect the privileges and dividends of some . . . capitalist in a foreign +country."_ [Alexander Berkman, **What is Anarchism?**, p. 31] Thus a +capitalist class needs the power of nation states not only to create internal +markets and infrastructure but also to secure and protect international +markets and opportunities in a world of rivals and **their** states. + +As power depends on profits within capitalism, this means that modern +imperialism is caused more by economic factors than purely political +considerations (although, obviously, this factor does play a role). +Imperialism serves capital by increasing the pool of profits available for the +imperialistic country in the world market as well as reducing the number of +potential competitors. As Kropotkin stressed, _"capital knows no fatherland; +and if high profits can be derived from the work of Indian coolies whose wages +are only one-half of those of English workmen [or women], or even less, +capital will migrate to India, as it has gone to Russian, although its +migration may mean starvation for Lancashire."_ [**Fields, Factories and +Workshops**, p. 57] + +Therefore, capital will travel to where it can maximise its profits -- +regardless of the human or environmental costs at home or abroad. This is the +economic base for modern imperialism, to ensure that any trade conducted +benefits the stronger party more than the weaker one. Whether this trade is +between nations or between classes is irrelevant, the aim of imperialism is to +give business an advantage on the market. By travelling to where labour is +cheap and the labour movement weak (usually thanks to dictatorial regimes), +environmental laws few or non-existent, and little stands in the way of +corporate power, capital can maximise its profits. Moreover, the export of +capital allows a reduction in the competitive pressures faced by companies in +the home markets (at least for short periods). + +This has two effects. Firstly, the industrially developed nation (or, more +correctly corporation based in that nation) can exploit less developed +nations. In this way, the dominant power can maximise for itself the benefits +created by international trade. If, as some claim, trade always benefits each +party, then imperialism allows the benefits of international trade to accrue +more to one side than the other. Secondly, it gives big business more weapons +to use to weaken the position of labour in the imperialist nation. This, +again, allows the benefits of trade (this time the trade of workers liberty +for wages) to accrue to more to business rather than to labour. + +How this is done and in what manner varies and changes, but the aim is always +the same -- exploitation. + +This can be achieved in many ways. For example, allowing the import of cheaper +raw materials and goods; the export of goods to markets sheltered from foreign +competitors; the export of capital from capital-rich areas to capital-poor +areas as the investing of capital in less industrially developed countries +allows the capitalists in question to benefit from lower wages; relocating +factories to countries with fewer (or no) social and environmental laws, +controls or regulations. All these allow profits to be gathered at the expense +of the working people of the oppressed nation (the rulers of these nations +generally do well out of imperialism, as would be expected). The initial +source of exported capital is, of course, the exploitation of labour at home +but it is exported to less developed countries where capital is scarcer and +the price of land, labour and raw materials cheaper. These factors all +contribute to enlarging profit margins: + +> _"The relationship of these global corporations with the poorer countries +had long been an exploiting one . . . Whereas U.S. corporations in Europe +between 1950 and 1965 invested $8.1 billion and made $5.5 billion in profits, +in Latin America they invested $3.8 billion and made $11.2 billion in profits, +and in Africa they invested $5.2 billion and made $14.3 bullion in profits."_ +[Howard Zinn, **A People's History of the United States**, p. 556] + +Betsy Hartman, looking at the 1980s, concurs. _"Despite the popular Western +image of the Third World as a bottomless begging bowl,"_ she observes, _"it +today gives more to the industrialised world than it takes. Inflows of +official 'aid' and private loans and investments are exceeded by outflows in +the form of repatriated profits, interest payments, and private capital sent +abroad by Third World Elites."_ [quoted by George Bradford, **Woman's Freedom: +Key to the Population Question**, p. 77] + +In addition, imperialism allows big business to increase its strength with +respect to its workforce in the imperialist nation by the threat of switching +production to other countries or by using foreign investments to ride out +strikes. This is required because, while the "home" working class are still +exploited and oppressed, their continual attempts at organising and resisting +their exploiters proved more and more successful. As such, _"the opposition of +the white working classes to the . . . capitalist class continually gain[ed] +strength, and the workers . . . [won] increased wages, shorter hours, +insurances, pensions, etc., the white exploiters found it profitable to obtain +their labour from men [,women and children] of so-called inferior race . . . +Capitalists can therefore make infinitely more out there than at home."_ [Bart +de Ligt, **Op. Cit.**, p. 49] + +As such, imperialism (like capitalism) is not only driven by the need to +increase profits (important as this is, of course), it is also driven by the +class struggle -- the need for capital to escape from the strength of the +working class in a particular country. From this perspective, the export of +capital can be seen in two ways. Firstly, as a means of disciplining +rebellious workers at home by an "investment strike" (capital, in effect, runs +away, so causing unemployment which disciplines the rebels). Secondly, as a +way to increase the 'reserve army' of the unemployed facing working people in +the imperialist nations by creating new competitors for their jobs (i.e. +dividing, and so ruling, workers by playing one set of workers against +another). Both are related, of course, and both seek to weaken working class +power by the fear of unemployment. This process played a key role in the rise +of globalisation -- see [section D.5.3](secD5.html#secd53) for details. + +Thus imperialism, which is rooted in the search from surplus profits for big +business, is also a response to working class power at home. The export of +capital is done by emerging and established transnational companies to +overcome a militant and class consciousness working class which is often too +advanced for heavy exploitation, and finance capital can make easier and +bigger profits by investing productive capital elsewhere. It aids the +bargaining position of business by pitting the workers in one country against +another, so while they are being exploited by the same set of bosses, those +bosses can use this fictional "competition" of foreign workers to squeeze +concessions from workers at home. + +Imperialism has another function, namely to hinder or control the +industrialisation of other countries. Such industrialisation will, of course, +mean the emergence of new capitalists, who will compete with the existing ones +both in the "less developed" countries and in the world market as a whole. +Imperialism, therefore, attempts to reduce competition on the world market. As +we discuss in the [next section](secD5.html#secd51), the nineteenth century +saw the industrialisation of many European nations as well as America, Japan +and Russia by means of state intervention. However, this state-led +industrialisation had a drawback, namely that it created more and more +competitors on the world market. Moreover, as Kropotkin noted, they has the +advantage that the _"new manufacturers . . . begin where"_ the old have +_"arrived after a century of experiments and groupings"_ and so they _"are +built according to the newest and best models which have been worked out +elsewhere."_ [**Op. Cit.**, p. 32 and p. 49] Hence the need to stop new +competitors and secure raw materials and markets, which was achieved by +colonialism: + +> _"Industries of all kinds decentralise and are scattered all over the globe; +and everywhere a variety, an integrated variety, of trades grows, instead of +specialisation . . . each nation becomes in its turn a manufacturing nation . +. . For each new-comer the first steps only are difficult . . . The fact is so +well felt, if not understood, that the race for colonies has become the +distinctive feature of the last twenty years [Kropotkin is writing in 1912]. +Each nation will have her own colonies. But colonies will not help."_ [**Op. +Cit.**, p. 75] + +Imperialism hinders industrialisation in two ways. The first way was direct +colonisation, a system which has effectively ended. The second is by indirect +means -- namely the extraction of profits by international big business. A +directly dominated country can be stopped from developing industry and be +forced to specialise as a provider of raw materials. This was the aim of +"classic" imperialism, with its empires and colonial wars. By means of +colonisation, the imperialist powers ensure that the less-developed nation +stays that way -- so ensuring one less competitor as well as favourable access +to raw materials and cheap labour. French anarchist Elisee Reclus rightly +called this a process of creating _"colonies of exploitation."_ [quoted by +John P Clark and Camille Martin (eds.), **Anarchy, Geography, Modernity**, p. +92] + +This approach has been superseded by indirect means (see [next +section](secD5.html#secd51)). Globalisation can be seen as an intensification +of this process. By codifying into international agreements the ability of +corporations to sue nation states for violating "free trade," the possibility +of new competitor nations developing is weakened. Industrialisation will be +dependent on transnational corporations and so development will be hindered +and directed to ensure corporate profits and power. Unsurprisingly, those +nations which **have** industrialised over the last few decades (such as the +East Asian Tiger economies) have done so by using the state to protect +industry and control international finance. + +The new attack of the capitalist class ("globalisation") is a means of +plundering local capitalists and diminish their power and area of control. The +steady weakening and ultimate collapse of the Eastern Block (in terms of +economic/political performance and ideological appeal) also played a role in +this process. The end of the Cold War meant a reduction in the space available +for local elites to manoeuvre. Before this local ruling classes could, if they +were lucky, use the struggle between US and USSR imperialism to give them a +breathing space in which they could exploit to pursue their own agenda (within +limits, of course, and with the blessing of the imperialist power in whose +orbit they were in). The Eastern Tiger economies were an example of this +process at work. The West could use them to provide cheap imports for the home +market as well as in the ideological conflict of the Cold War as an example of +the benefits of the "free market" (not that they were) and the ruling elites, +while maintaining a pro-west and pro-business environment (by force directed +against their own populations, of course), could pursue their own economic +strategies. With the end of the Cold War, this factor is no longer in play and +the newly industrialised nations are now an obvious economic competitor. The +local elites are now "encouraged" (by economic blackmail via the World Bank +and the IMF) to embrace US economic ideology. Just as neo-liberalism attacks +the welfare state in the Imperialist nations, so it results in a lower +tolerance of local capital in "less developed" nations. + +However, while imperialism is driven by the needs of capitalism it cannot end +the contradictions inherent in that system. As Reclus put it in the late +nineteenth century, _"the theatre expands, since it now embraces the whole of +the land and seas. But the forces that struggled against one another in each +particularly state are precisely those that fight across the earth. In each +country, capital seeks to subdue the workers. Similarly, on the level of the +broadest world market, capital, which had grown enormously, disregards all the +old borders and seeks to put the entire mass of producers to work on behalf of +its profits, and to secure all the consumers in the world."_ [Reclus, quoted +by Clark and Martin (eds.), **Op. Cit.**, p. 97] + +This struggle for markets and resources does, by necessity, lead to conflict. +This may be the wars of conquest required to initially dominate an +economically "backward" nation (such as the US invasion of the Philippines, +the conquest of Africa by West European states, and so on) or maintain that +dominance once it has been achieved (such as the Vietnam War, the Algerian +War, the Gulf War and so on). Or it may be the wars between major imperialist +powers once the competition for markets and colonies reaches a point when they +cannot be settled peacefully (as in the First and Second World Wars). As +Kropotkin argued: + +> _"men no longer fight for the pleasure of kings, they fight for the +integrity of revenues and for the growing wealth . . . [for the] benefit of +the barons of high finance and industry . . . [P]olitical preponderance . . . +is quite simply a matter of economic preponderance in international markets. +What Germany, France, Russia, England, and Austria are all trying to win . . . +is not military preponderance: it is economic domination. It is the right to +impose their goods and their customs tariffs on their neighbours; the right to +exploit industrially backward peoples; the privilege of building railroads . . +. to appropriate from a neighbour either a port which will activate commerce, +or a province where surplus merchandise can be unloaded . . . When we fight +today, it is to guarantee our great industrialists a profit of 30%, to assure +the financial barons their domination at the Bourse [stock-exchange], and to +provide the shareholders of mines and railways with their incomes."_ [**Words +of a Rebel**, pp. 65-6] + +In summary, current imperialism is caused by, and always serves, the needs and +interests of Capital. If it did not, if imperialism were bad for business, the +business class would oppose it. This partly explains why the colonialism of +the 19th century is no more (the other reasons being social resistance to +foreign domination, which obviously helped to make imperialism bad for +business as well, and the need for US imperialism to gain access to these +markets after the second world war). There are now more cost-effective means +than direct colonialism to ensure that "underdeveloped" countries remain open +to exploitation by foreign capital. Once the costs exceeded the benefits, +colonialist imperialism changed into the neo-colonialism of multinationals, +political influence, and the threat of force. Moreover, we must not forget +that any change in imperialism relates to changes in the underlying economic +system and so the changing nature of modern imperialism can be roughly linked +to developments within the capitalist economy. + +Imperialism, then, is basically the ability of countries to globally and +locally dictate trade relations and investments with other countries in such a +way as to gain an advantage over the other countries. When capital is invested +in foreign nations, the surplus value extracted from the workers in those +nations are not re-invested in those nations. Rather a sizeable part of it +returns to the base nation of the corporation (in the form of profits for that +company). Indeed, that is to be expected as the whole reason for the +investment of capital in the first place was to get more out of the country +than the corporation put into it. Instead of this surplus value being re- +invested into industry in the less-developed nation (as would be the case with +home-grown exploiters, who are dependent on local markets and labour) it ends +up in the hands of foreign exploiters who take them out of the dominated +country. This means that industrial development as less resources to draw on, +making the local ruling class dependent on foreign capital and its whims. + +This can be done directly (by means of invasion and colonies) or indirectly +(by means of economic and political power). Which method is used depends on +the specific circumstances facing the countries in question. Moreover, it +depends on the balance of class forces within each country as well (for +example, a nation with a militant working class would be less likely to pursue +a war policy due to the social costs involved). However, the aim of +imperialism is always to enrich and empower the capitalist and bureaucratic +classes. + +## D.5.1 How has imperialism changed over time? + +The development of Imperialism cannot be isolated from the general dynamics +and tendencies of the capitalist economy. Imperialist capitalism, therefore, +is not identical to pre-capitalist forms of imperialism, although there can, +of course, be similarities. As such, it must be viewed as an advanced stage of +capitalism and not as some kind of deviation of it. This kind of imperialism +was attained by some nations, mostly Western European, in the late 19th and +early 20th-century. Since then it has changed and developed as economic and +political developments occurred, but it is based on the same basic principles. +As such, it is useful to describe the history of capitalism in order to fully +understand the place imperialism holds within it, how it has changed, what +functions it provides and, consequently, how it may change in the future. + +Imperialism has important economic advantages for those who run the economy. +As the needs of the business class change, the forms taken by imperialism also +change. We can identify three main phases: classic imperialism (i.e. +conquest), indirect (economic) imperialism, and globalisation. We will +consider the first two in this section and globalisation in [section +D.5.3](secD5.html#secd53). However, for all the talk of globalisation in +recent years, it is important to remember that capitalism has always been an +international system, that the changing forms of imperialism reflect this +international nature and that the changes within imperialism are in response +to developments within capitalism itself. + +Capitalism has always been expansive. Under mercantilism, for example, the +"free" market was nationalised **within** the nation state while state aid was +used to skew international trade on behalf of the home elite and favour the +development of capitalist industry. This meant using the centralised state +(and its armed might) to break down "internal" barriers and customs which +hindered the free flow of goods, capital and, ultimately, labour. We should +stress this as the state has always played a key role in the development and +protection of capitalism. The use of the state to, firstly, protect infant +capitalist manufacturing and, secondly, to create a "free" market (i.e. free +from the customs and interference of society) should not be forgotten, +particularly as this second ("internal") role is repeated "externally" through +imperialism. Needless to say, this process of "internal" imperialism within +the country by the ruling class by means of the state was accompanied by +extensive violence against the working class (also see [section +F.8](secF8.html)). + +So, state intervention was used to create and ensure capital's dominant +position at home by protecting it against foreign competition and the recently +dispossessed working class. This transition from feudal to capitalist economy +enjoyed the active promotion of the state authorities, whose increasing +centralisation ran parallel with the growing strength and size of merchant +capital. It also needed a powerful state to protect its international trade, +to conquer colonies and to fight for control over the world market. The +absolutist state was used to actively implant, help and develop capitalist +trade and industry. + +The first industrial nation was Britain. After building up its industrial base +under mercantilism and crushing its rivals in various wars, it was in an ideal +position to dominate the international market. It embraced free trade as its +unique place as the only capitalist/industrialised nation in the world market +meant that it did not have to worry about competition from other nations. Any +free exchange between unequal traders will benefit the stronger party. Thus +Britain, could achieve domination in the world market by means of free trade. +This meant that goods were exported rather than capital. + +Faced with the influx of cheap, mass produced goods, existing industry in +Europe and the Americas faced ruin. As economist Nicholas Kaldor notes, _"the +arrival of cheap factory-made English goods **did** cause a loss of employment +and output of small-scale industry (the artisanate) both in European countries +(where it was later offset by large-scale industrialisation brought about by +protection) and even more in India and China, where it was no so offset."_ +[**Further Essays on Applied Economics**, p. 238] The existing industrial base +was crushed, industrialisation was aborted and unemployment rose. These +countries faced two possibilities: turn themselves into providers of raw +materials for Britain or violate the principles of the market and +industrialise by protectionism. + +In many nations of Western Europe (soon to be followed by the USA and Japan), +the decision was simple. Faced with this competition, these countries utilised +the means by which Britain had industrialised -- state protection. Tariff +barriers were raised, state aid was provided and industry revived sufficiently +to turn these nations into successful competitors of Britain. This process was +termed by Kropotkin as _"the consecutive development of nations"_ (although he +underestimated the importance of state aid in this process). No nation, he +argued, would let itself become specialised as the provider of raw materials +or the manufacturer of a few commodities but would diversify into many +different lines of production. Obviously no national ruling class would want +to see itself be dependent on another and so industrial development was +essential (regardless of the wishes of the general population). Thus a nation +in such a situation _"tries to emancipate herself from her dependency . . . +and rapidly begins to manufacture all those goods she used to import."_ +[**Fields, Factories and Workshops**, p. 49 and p. 32] + +Protectionism may have violated the laws of neo-classical economics, but it +proved essential for industrialisation. While, as Kropotkin argued, +protectionism ensured _"the high profits of those manufacturers who do not +improve their factories and chiefly rely upon cheap labour and long hours,"_ +it also meant that these profits would be used to finance industry and develop +an industrial base. [**Op. Cit.**, p. 41] Without this state aid, it is +doubtful that these countries would have industrialised (as Kaldor notes, +_"all the present 'developed' or 'industrialised' countries established their +industries through 'import substitution' by means of protective tariffs and/or +differential subsidies."_ [**Op. Cit.**, p. 127]). + +Within the industrialising country, the usual process of competition driving +out competitors continued. More and more markets became dominated by big +business (although, as Kropotkin stressed, without totally eliminating smaller +workshops within an industry and even creating more around them). Indeed, as +Russian anarchist G. P. Maximoff stressed, the _"specific character of +Imperialism is . . . the concentration and centralisation of capital in +syndicates, trusts and cartels, which . . . have a decisive voice, not only in +the economic and political life of their countries, but also in the life of +the nations of the worlds a whole."_ [**Program of Anarcho-Syndicalism**, p. +10] The modern multi-national and transnational corporations are the latest +expression of this process. + +Simply put, the size of big business was such that it had to expand +internationally as their original national markets were not sufficient and to +gain further advantages over their competitors. Faced with high tariff +barriers and rising international competition, industry responded by exporting +capital as well as finished goods. This export of capital was an essential way +of beating protectionism (and even reap benefits from it) and gain a foothold +in foreign markets (_"protective duties have no doubt contributed . . . +towards attracting German and English manufacturers to Poland and Russia"_ +[Kropotkin, **Op. Cit.**, p. 41]). In addition, it allowed access to cheap +labour and raw materials by placing capital in foreign lands As part of this +process colonies were seized to increase the size of "friendly" markets and, +of course, allow the easy export of capital into areas with cheap labour and +raw materials. The increased concentration of capital this implies was +essential to gain an advantage against foreign competitors and dominate the +international market as well as the national one. + +This form of imperialism, which arose in the late nineteenth century, was +based on the creation of larger and larger businesses and the creation of +colonies across the globe by the industrialised nations. Direct conquest had +the advantage of opening up more of the planet for the capitalist market, thus +leading to more trade and exploitation of raw materials and labour. This gave +a massive boost to both the state and the industries of the invading country +in terms of new profits, so allowing an increase in the number of capitalists +and other social parasites that could exist in the developed nation. As +Kropotkin noted at the time, _"British, French, Belgian and other capitalists, +by means of the ease with which they exploit countries which themselves have +no developed industry, today control the labour of hundreds of millions of +those people in Eastern Europe, Asia, and Africa. The result is that the +number of those people in the leading industrialised countries of Europe who +live off the work of others doesn't gradually decrease at all. Far from it."_ +[_"Anarchism and Syndicalism"_, **Black Flag**, no. 210, p. 26] + +As well as gaining access to raw materials, imperialism allows the dominating +nation to gain access to markets for its goods. By having an empire, products +produced at home can be easily dumped into foreign markets with less developed +industry, undercutting locally produced goods and consequently destroying the +local economy (and so potential competitors) along with the society and +culture based on it. Empire building is a good way of creating privileged +markets for one's goods. By eliminating foreign competition, the imperialist +nation's capitalists can charge monopoly prices in the dominated country, so +ensuring high profit margins for capitalist business. This adds with the +problems associated with the over-production of goods: + +> _"The workman being unable to purchase with their wages the riches they are +producing, industry must search for new markets elsewhere, amidst the middle +classes of other nations. It must find markets, in the East, in Africa, +anywhere; it must increase, by trade, the number of its serfs in Egypt, in +India, on the Congo. But everywhere it finds competitors in other nations +which rapidly enter into the same line of industrial development. And wars, +continuous wars, must be fought for the supremacy in the world-market -- wars +for the possession of the East, wars for getting possession of the seas, wars +for the right of imposing heavy duties on foreign merchandise."_ [Kropotkin, +**Anarchism**, pp. 55-6] + +This process of expansion into non-capitalist areas also helps Capital to +weather both the subjective and objective economic pressures upon it which +cause the business cycle (see [section C.7](secC7.html) for more details). As +wealth looted from less industrially developed countries is exported back to +the home country, profit levels can be protected both from working-class +demands and from any relative decline in surplus-value production caused by +increased capital investment (see [section C.2](secC2.html) for more on +surplus value). In fact, the working class of the imperialist country could +receive improved wages and living conditions as the looted wealth was imported +into the country and that meant that the workers could fight for, and win, +improvements that otherwise would have provoked intense class conflict. And as +the sons and daughters of the poor emigrated to the colonies to make a living +for themselves on stolen land, the wealth extracted from those colonies helped +to overcome the reduction in the supply of labour at home which would increase +its market price. This loot also helps reduce competitive pressures on the +nation's economy. Of course, these advantages of conquest cannot totally +**stop** the business cycle nor eliminate competition, as the imperialistic +nations soon discovered. + +Therefore, the "classic" form of imperialism based on direct conquest and the +creation of colonies had numerous advantages for the imperialist nations and +the big business which their states represented. + +These dominated nations were, in the main, pre-capitalist societies. The +domination of imperialist powers meant the importation of capitalist social +relationships and institutions into them, so provoking extensive cultural and +physical resistance to these attempts of foreign capitalists to promote the +growth of the free market. However, peasants', artisans' and tribal people's +desires to be "left alone" was never respected, and "civilisation" was forced +upon them "for their own good." As Kropotkin realised, _"force is necessary to +continually bring new 'uncivilised nations' under the same conditions [of wage +labour]."_ [**Anarchism and Anarchist Communism**, p. 53] Anarchist George +Bradford also stresses this, arguing that we _"should remember that, +historically, colonialism, bringing with it an emerging capitalist economy and +wage system, destroyed the tradition economies in most countries. By +substituting cash crops and monoculture for forms of sustainable agriculture, +it destroyed the basic land skills of the people whom it reduced to plantation +workers."_ [**How Deep is Deep Ecology**, p. 40] Indeed, this process was in +many ways similar to the development of capitalism in the "developed" nations, +with the creation of a class of landless workers who forms the nucleus of the +first generation of people given up to the mercy of the manufacturers. + +However, this process had objective limitations. Firstly, the expansion of +empires had the limitation that there were only so many potential colonies out +there. This meant that conflicts over markets and colonies was inevitable (as +the states involved knew, and so they embarked on a policy of building larger +and larger armed forces). As Kropotkin argued before the First World War, the +real cause of war at the time was _"the competition for markets and the right +to exploit nations backward in industry."_ [quoted by Martin Miller, +**Kropotkin**, p. 225] Secondly, the creation of trusts, the export of goods +and the import of cheap raw materials cannot stop the business cycle nor "buy- +off" the working class indefinitely (i.e. the excess profits of imperialism +will never be enough to grant more and more reforms and improvements to the +working class in the industrialised world). Thus the need to overcome economic +slumps propelled business to find new ways of dominating the market, up to and +including the use of war to grab new markets and destroy rivals. Moreover, war +was a good way of side tracking class conflict at home -- which, let us not +forget, had been reaching increasingly larger, more militant and more radical +levels in all the imperialist nations (see John Zerzan's _"Origins and Meaning +of WWI"_ in his **Elements of Refusal**). + +Thus this first phase of imperialism began as the growing capitalist economy +started to reach the boundaries of the nationalised market created by the +state within its own borders. Imperialism was then used to expand the area +that could be colonised by the capital associated with a given nation-state. +This stage ended, however, once the dominant powers had carved up the planet +into different spheres of influence and there was nowhere left to expand into. +In the competition for access to cheap raw materials and foreign markets, +nation-states came into conflict with each other. As it was obvious that a +conflict was brewing, the major European countries tried to organise a +"balance of power." This meant that armies were built and navies created to +frighten other countries and so deter war. Unfortunately, these measures were +not enough to countermand the economic and power processes at play (_"Armies +equipped to the teeth with weapons, with highly developed instruments of +murder and backed by military interests, have their own dynamic interests,"_ +as Goldman put it [**Red Emma Speaks**, p. 353]). War did break out, a war +over empires and influence, a war, it was claimed, that would end all wars. As +we now know, of course, it did not because it did not fight the root cause of +modern wars, capitalism. + +After the First World War, the identification of nation-state with national +capital became even more obvious, and can be seen in the rise of extensive +state intervention to keep capitalism going -- for example, the rise of +Fascism in Italy and Germany and the efforts of "national" governments in +Britain and the USA to "solve" the economic crisis of the Great Depression. +However, these attempts to solve the problems of capital did not work. The +economic imperatives at work before the first world war had not gone away. Big +business still needed markets and raw materials and the statification of +industry under fascism only aided to the problems associated with imperialism. +Another war was only a matter of time and when it came most anarchists, as +they had during the first world war, opposed both sides and called for +revolution: + +> _"the present struggle is one between rival Imperialisms and for the +protection of vested interests. The workers in every country, belonging to the +oppressed class, have nothing in common with these interests and the political +aspirations of the ruling class. Their immediate struggle is their +**emancipation.** **Their** front line is the workshop and factory, not the +Maginot Line where they will just rot and die, whilst their masters at home +pile up their ill-gotten gains."_ [_"War Commentary"_, quoted Mark Shipway, +**Anti-Parliamentary Communism**, p. 170] + +After the Second World War, the European countries yielded to pressure from +the USA and national liberation movements and grated many former countries +"independence" (often after intense conflict). As Kropotkin predicted, such +social movements were to be expected for with the growth of capitalism _"the +number of people with an interest in the capitulation of the capitalist state +system also increases."_ [_"Anarchism and Syndicalism"_, **Op. Cit.**, p. 26] +Unfortunately these "liberation" movements transformed mass struggle from a +potential struggle against capitalism into movements aiming for independent +capitalist nation states (see [section D.7](secD7.html)). Not, we must stress, +that the USA was being altruistic in its actions, independence for colonies +weakened its rivals as well as allowing US capital access to those markets. + +This process reflected capital expanding even more **beyond** the nation-state +into multinational corporations. The nature of imperialism and imperialistic +wars changed accordingly. In addition, the various successful struggles for +National Liberation ensured that imperialism had to change itself in face of +popular resistance. These two factors ensured that the old form of imperialism +was replaced by a new system of "neo-colonialism" in which newly "independent" +colonies are forced, via political and economic pressure, to open their +borders to foreign capital. If a state takes up a position which the imperial +powers consider "bad for business," action will be taken, from sanctions to +outright invasion. Keeping the world open and "free" for capitalist +exploitation has been America's general policy since 1945. It springs directly +from the expansion requirements of private capital and so cannot be +fundamentally changed. However, it was also influenced by the shifting needs +resulting from the new political and economic order and the rivalries existing +between imperialist nations (particularly those of the Cold War). As such, +which method of intervention and the shift from direct colonialism to neo- +colonialism (and any "anomalies") can be explained by these conflicts. + +Within this basic framework of indirect imperialism, many "developing" nations +did manage to start the process of industrialising. Partly in response to the +Great Depression, some former colonies started to apply the policies used so +successfully by imperialist nations like Germany and America in the previous +century. They followed a policy of "import substitution" which meant that they +tried to manufacture goods like, for instance, cars that they had previously +imported. Without suggesting this sort of policy offered a positive +alternative (it was, after all, just local capitalism) it did have one big +disadvantage for the imperialist powers: it tended to deny them both markets +and cheap raw materials (the current turn towards globalisation was used to +break these policies). As such, whether a nation pursued such policies was +dependent on the costs involved to the imperialist power involved. + +So instead of direct rule over less developed nations (which generally proved +to be too costly, both economically and politically), indirect forms of +domination were now preferred. These are rooted in economic and political +pressure rather than the automatic use of violence, although force is always +an option and is resorted to if "business interests" are threatened. This is +the reality of the expression "the international community" -- it is code for +imperialist aims for Western governments, particularly the U.S. and its junior +partner, the U.K. As discussed in [section D.2.1](secD2.html#secd21), economic +power can be quite effective in pressuring governments to do what the +capitalist class desire even in advanced industrial countries. This applies +even more so to so-called developing nations. + +In addition to the stick of economic and political pressure, the imperialist +countries also use the carrot of foreign aid and investment to ensure their +aims. This can best be seen when Western governments provide lavish funds to +"developing" states, particularly petty right-wing despots, under the +pseudonym "foreign aid." Hence the all to common sight of US Presidents +supporting authoritarian (indeed, dictatorial) regimes while at the same time +mouthing nice platitudes about "liberty" and "progress." The purpose of this +foreign aid, noble-sounding rhetoric about freedom and democracy aside, is to +ensure that the existing world order remains intact and that US corporations +have access to the raw materials and markets they need. Stability has become +the watchword of modern imperialists, who see **any** indigenous popular +movements as a threat to the existing world order. The U.S. and other Western +powers provide much-needed war material and training for the military of these +governments, so that they may continue to keep the business climate friendly +to foreign investors (that means tacitly and overtly supporting fascism around +the globe). + +Foreign aid also channels public funds to home based transnational companies +via the ruling classes in Third World countries. It is, in other words, is a +process where the poor people of rich countries give their money to the rich +people of poor countries to ensure that the investments of the rich people of +rich countries is safe from the poor people of poor countries! Needless to +say, the owners of the companies providing this "aid" also do very well out of +it. This has the advantage of securing markets as other countries are +"encouraged" to buy imperialist countries' goods (often in exchange for "aid", +typically military "aid") and open their markets to the dominant power's +companies and their products. + +Thus, the Third World sags beneath the weight of well-funded oppression, while +its countries are sucked dry of their native wealth, in the name of +"development" and in the spirit of "democracy" and "freedom". The United +States leads the West in its global responsibility (another favourite +buzzword) to ensure that this peculiar kind of "freedom" remains unchallenged +by any indigenous movements. The actual form of the regime supported is +irrelevant, although fascist states are often favoured due to their stability +(i.e. lack of popular opposition movements). As long as the fascist regimes +remain compliant and obedient to the West and capitalism thrives unchallenged +then they can commit any crime against their own people while being praised +for making progress towards "democracy." However, the moment they step out of +line and act in ways which clash with the interests of the imperialist powers +then their short-comings will used to justify intervention (the example of +Saddam Hussein is the most obvious one to raise here). As for "democracy,"_ +this can be tolerated by imperialism as long as its in _"the traditional sense +of 'top-down' rule by elites linked to US power, with democratic forms of +little substance -- unless they are compelled to do so, by their own +populations in particular."_ This applies _"internally"_ as well as abroad, +for _"democracy is fine as long as it . . . does not risk popular interference +with primary interests of power and wealth."_ Thus the aim is to ensure _"an +obedient client state is firmly in place, the general perferene of conquerors, +leaving just military bases for future contingencies."_ [**Failed States**, p. +171, p. 204 and p. 148] + +In these ways, markets are kept open for corporations based in the advanced +nations all without the apparent use of force or the need for colonies. +However, this does not mean that war is not an option and, unsurprisingly, the +post-1945 period has been marked by imperialist conflict. These include old- +fashioned direct war by the imperialist nation (such as the Vietnam and Iraq +wars) as well as new-style imperialistic wars by proxy (such as US support for +the Contras in Nicaragua or support for military coups against reformist or +nationalist governments). As such, if a regime becomes too independent, +military force always remains an option. This can be seen from the 1990 Gulf +War, when Saddam invaded Kuwait (and all his past crimes, conducted with the +support of the West, were dragged from the Memory Hole to justify war). + +Least it be considered that we are being excessive in our analysis, let us not +forget that the US _"has intervened well over a hundred times in the internal +affairs of other nations since 1945. The rhetoric has been that we have done +so largely to preserve or restore freedom and democracy, or on behalf of human +rights. The reality has been that [they] . . . have been consistently designed +and implemented to further the interests of US (now largely transnational) +corporations, and the elites both at home and abroad who profit from their +depredations."_ [Henry Rosemont, Jr., _"U.S. Foreign Policy: the Execution of +Human Rights"_, pp. 13-25, **Social Anarchism**, no. 29 p. 13] This has +involved the overthrow of democratically elected governments (such as in Iran, +1953; Guatemala, 1954; Chile, 1973) and their replacement by reactionary +right-wing dictatorships (usually involving the military). As George Bradford +argues, _"[i]n light of [the economic] looting [by corporations under +imperialism], it should become clearer . . . why nationalist regimes that +cease to serve as simple conduits for massive U.S. corporate exploitation come +under such powerful attack -- Guatemala in 1954, Chile in 1973 . . . Nicaragua +[in the 1980s] . . . [U.S.] State Department philosophy since the 1950s has +been to rely on various police states and to hold back 'nationalistic regimes' +that might be more responsive to 'increasing popular demand for immediate +improvements in the low living standards of the masses,' in order to 'protect +our resources' -- in their countries!"_ [**How Deep is Deep Ecology?**, p. 62] + +This is to be expected, as imperialism is the only means of defending the +foreign investments of a nation's capitalist class, and by allowing the +extraction of profits and the creation of markets, it also safeguards the +future of private capital. + +This process has not come to an end and imperialism is continuing to evolve +based on changing political and economic developments. The most obvious +political change is the end of the USSR. During the cold war, the competition +between the USA and the USSR had an obvious impact on how imperialism worked. +On the one hand, acts of imperial power could be justified in fighting +"Communism" (for the USA) or "US imperialism" (for the USSR). On the other, +fear of provoking a nuclear war or driving developing nations into the hands +of the other side allowed more leeway for developing nations to pursue +policies like import substitution. With the end of the cold-war, these options +have decreased considerably for developing nations as US imperialism how has, +effectively, no constraints beyond international public opinion and pressure +from below. As the invasion of Iraq in 2003 shows, this power is still weak +but sufficient to limit some of the excesses of imperial power (for example, +the US could not carpet bomb Iraq as it had Vietnam). + +The most obvious economic change is the increased global nature of capitalism. +Capital investments in developing nations have increased steadily over the +years, with profits from the exploitation of cheap labour flowing back into +the pockets of the corporate elite in the imperialist nation, not to its +citizens as a whole (though there are sometimes temporary benefits to other +classes, as discussed in [section D.5.4](secD5.html#secd54)). With the +increasing globalisation of big business and markets, capitalism (and so +imperialism) is on the threshold of a new transformation. Just as direct +imperialism transformed into in-direct imperialism, so in-direct imperialism +is transforming into a global system of government which aims to codify the +domination of corporations over governments. This process is often called +"globalisation" and we discuss it in [section D.5.3](secD5.html#secd53). +First, however, we need to discuss non-private capitalist forms of imperialism +associated with the Stalinist regimes and we do that in the [next +section](secD5.html#secd52). + +## D.5.2 Is imperialism just a product of private capitalism? + +While we are predominantly interested in **capitalist** imperialism, we cannot +avoid discussing the activities of the so-called "socialist" nations (such as +the Soviet Union, China, etc.). Given that modern imperialism has an economic +base caused in developed capitalism by, in part, the rise of big business +organised on a wider and wider scale, we should not be surprised that the +state capitalist ("socialist") nations are/were also imperialistic. As the +state-capitalist system expresses the logical end point of capital +concentration (the one big firm) the same imperialistic pressures that apply +to big business and its state will also apply to the state capitalist nation. + +In the words of libertarian socialist Cornelius Castoriadis: + +> _"But if imperialist expansion is the necessary expression of an economy in +which the process of capital concentration has arrived at the stage of +monopoly domination, this is true a fortiori for an economy in which this +process of concentration has arrived at its natural limit . . . In other +words, imperialist expansion is even more necessary for a totally concentrated +economy . . . That they are realised through different modes (for example, +capital exportation play a much more restricted role and acts in a different +way than is the case with monopoly domination) is the result of the +differences separating bureaucratic capitalism from monopoly capitalism, but +at bottom this changes nothing. + +> + +> "We must strongly emphasise that the imperialistic features of capital are +not tied to 'private' or 'State' ownership of the means of production . . . +the same process takes place if, instead of monopolies, there is an exploiting +bureaucracy; in other words, this bureaucracy also can **exploit**, but only +on the condition that it **dominates.**"_ [**Political and Social Writings**, +vol. 1, p. 159] + +Given this, it comes as no surprise that the state-capitalist countries also +participated in imperialist activities, adventures and wars, although on a +lesser scale and for slightly different reasons than those associated with +private capitalism. However, regardless of the exact cause the USSR _"has +always pursued an imperialist foreign policy, that it is the state and not the +workers which owns and controls the whole life of the country."_ Given this, +it is unsurprising that _"world revolution was abandoned in favour of +alliances with capitalist countries. Like the bourgeois states the USSR took +part in the manoeuvrings to establish a balance of power in Europe."_ This has +its roots in its internal class structure, as _"it is obvious that a state +which pursues an imperialist foreign policy cannot itself by revolutionary"_ +and this is shown in _"the internal life of the USSR"_ where _"the means of +wealth production"_ are _"owned by the state which represents, as always, a +privileged class -- the bureaucracy."_ [_"USSR -- Anarchist Position,"_ pp. +21-24, Vernon Richards (ed.), **The Left and World War II**, p. 22 and p. 23] + +This process became obvious after the defeat of Nazi Germany and the creation +of Stalinist states in Eastern Europe. As anarchists at the time noted, this +was _"the consolidation of Russian imperialist power"_ and their +_"incorporation . . . within the structure of the Soviet Union."_ As such, +_"all these countries behind the Iron Curtain are better regarded as what they +really [were] -- satellite states of Russia."_ [_"Russia's Grip Tightens"_, +pp. 283-5, Vernon Richards (ed.), **World War - Cold War**, p. 285 and p. 284] +Of course, the creation of these satellite states was based on the inter- +imperialist agreements reached at the Yalta conference of February 1945. + +As can be seen by Russia's ruthless policy towards her satellite regimes, +Soviet imperialism was more inclined to the defence of what she already had +and the creation of a buffer zone between herself and the West. This is not to +deny that the ruling elite of the Soviet Union did not try to exploit the +countries under its influence. For example, in the years after the end of the +Second World War, the Eastern Block countries paid the USSR millions of +dollars in reparations. As in private capitalism, the _"satellite states were +regarded as a source of raw materials and of cheap manufactured goods. Russia +secured the satellites exports at below world prices. And it exported to them +at above world prices."_ Thus trade _"was based on the old imperialist +principle of buying cheap and selling dear -- very, very dear!"_ [Andy +Anderson, **Hungary '56**, pp. 25-6 and p. 25] However, the nature of the +imperialist regime was such that it discouraged too much expansionism as +_"Russian imperialism [had] to rely on armies of occupation, utterly +subservient quisling governments, or a highly organised and loyal political +police (or all three). In such circumstances considerable dilution of Russian +power occur[red] with each acquisition of territory."_ [_"Russian +Imperialism"_, pp. 270-1, Vernon Richards (ed.), **Op. Cit.**, p. 270] + +Needless to say, the form and content of the state capitalist domination of +its satellite countries was dependent on its own economic and political +structure and needs, just as traditional capitalist imperialism reflected its +needs and structures. While direct exploitation declined over time, the +satellite states were still expected to develop their economies in accordance +with the needs of the Soviet Bloc as a whole (i.e., in the interests of the +Russian elite). This meant the forcing down of living standards to accelerate +industrialisation in conformity with the requirements of the Russian ruling +class. This was because these regimes served not as outlets for excess Soviet +products but rather as a means of _"plugging holes in the Russian economy, +which [was] in a chronic state of underproduction in comparison to its +needs."_ As such, the _"form and content"_ of this regimes' _"domination over +its satellite countries are determined fundamentally by its own economic +structure"_ and so it would be _"completely incorrect to consider these +relations identical to the relations of classical colonialism."_ [Castoriadis, +**Op. Cit.**, p. 187] So part of the difference between private and state +capitalist was drive by the need to plunder these countries of commodities to +make up for shortages caused by central planning (in contrast, capitalist +imperialism tended to export goods). As would be expected, within this overall +imperialist agenda the local bureaucrats and elites feathered their own nests, +as with any form of imperialism. + +As well as physical expansionism, the state-capitalist elites also aided +"anti-imperialist" movements when it served their interests. The aim of this +was to placed such movements and any regimes they created within the Soviet or +Chinese sphere of influence. Ironically, this process was aided by imperialist +rivalries with US imperialism as American pressure often closed off other +options in an attempt to demonise such movements and states as "communist" in +order to justify supporting their repression or for intervening itself. This +is **not** to suggest that Soviet regime was encouraging "world revolution" by +this support. Far from it, given the Stalinist betrayals and attacks on +genuine revolutionary movements and struggles (the example of the Spanish +Revolution is the obvious one to mention here). Soviet aid was limited to +those parties which were willing to subjugate themselves and any popular +movements they influenced to the needs of the Russian ruling class. Once the +Stalinist parties had replaced the local ruling class, trade relations were +formalised between the so-called "socialist" nations for the benefit of both +the local and Russian rulers. In a similar way, and for identical needs, the +Western Imperialist powers supported murderous local capitalist and feudal +elites in their struggle against their own working classes, arguing that it +was supporting "freedom" and "democracy" against Soviet aggression. + +The turning of Communist Parties into conduits of Soviet elite interests +became obvious under Stalin, when the twists and turns of the party line were +staggering. However, it actually started under Lenin and Trotsky and _"almost +from the beginning"_ the Communist International (Comintern) _"served +primarily not as an instrument for World Revolution, but as an instrument of +Russian Foreign Policy."_ This explains _"the most bewildering changes of +policy and political somersaults"_ it imposed on its member parties. +Ultimately, _"the allegedly revolutionary aims of the Comintern stood in +contrast to the diplomatic relations of the Soviet Union with other +countries."_ [Marie-Louise Berneri, **Neither East Nor West**, p. 64 and p. +63] As early as 1920, the Dutch Council Communist Anton Pannekoek was arguing +that the Comintern opposition to anti-parliamentarianism was rooted _"in the +needs of the Soviet Republic"_ for _"peaceful trade with the rest of the +world."_ This meant that the Comintern's policies were driven _"by the +political needs of Soviet Russia."_ [_"Afterword to World Revolution and +Communist Tactics,"_ D.A. Smart (ed.), **Pannekoek and Gorter's Marxism**, p. +143 and p. 144] This is to be expected, as the regime had always been state +capitalist and so the policies of the Comintern were based on the interests of +a (state) capitalist regime. + +Therefore, imperialism is not limited to states based on private capitalism -- +the state capitalist regimes have also been guilty of it. This is to be +expected, as both are based on minority rule, the exploitation and oppression +of labour and the need to expand the resources available to it. This means +that anarchists oppose all forms of capitalist imperialism and raise the +slogan _"Neither East nor West."_ We _"cannot alter our views about Russia [or +any other state capitalist regime] simply because, for imperialist reasons, +American and British spokesmen now denounce Russia totalitarianism. We know +that their indignation is hypocritical and that they may become friendly to +Russia again if it suits their interests."_ [Marie-Louise Berneri, **Op. +Cit.**, p. 187] In the clash of imperialism, anarchists support neither side +as both are rooted in the exploitation and oppression of the working class. + +Finally, it is worthwhile to refute two common myths about state capitalist +imperialism. The first myth is that state-capitalist imperialism results in a +non-capitalist regimes and that is why it is so opposed to by Western +interests. From this position, held by many Trotskyists, it is argued that we +should support such regimes against the West (for example, that socialists +should have supported the Russian invasion of Afghanistan). This position is +based on a fallacy rooted in the false Trotskyist notion that state ownership +of the means of production is inherently socialist. + +Just as capitalist domination saw the transformation of the satellite's +countries social relations from pre-capitalist forms in favour of capitalist +ones, the domination of "socialist" nations meant the elimination of +traditional bourgeois social relations in favour of state capitalist ones. As +such, the nature and form of imperialism was fundamentally identical and +served the interests of the appropriate ruling class in each case. This +transformation of one kind of class system into another explains the root of +the West's very public attacks on Soviet imperialism. It had nothing to do +with the USSR being considered a "workers' state" as Trotsky, for example, +argued. _"Expropriation of the capitalist class,"_ argued one anarchist in +1940, _"is naturally terrifying"_ to the capitalist class _"but that does not +prove anything about a workers' state . . . In Stalinist Russia expropriation +is carried out . . . by, and ultimately for the benefit of, the bureaucracy, +not by the workers at all. The bourgeoisie are afraid of expropriation, of +power passing out of their hands, whoever seizes it from them. They will +defend their property against any class or clique. The fact that they are +indignant [about Soviet imperialism] proves their fear -- it tells us nothing +at all about the agents inspiring that fear."_ [J.H., _"The Fourth +International"_, pp. 37-43, Vernon Richards (ed.), **Op. Cit.**, pp. 41-2] +This elimination of tradition forms of class rule and their replacement with +new forms is required as these are the only economic forms compatible with the +needs of the state capitalist regimes to exploit these countries on a regular +basis. + +The second myth is the notion that opposition to state-capitalist imperialism +by its subject peoples meant support for Western capitalism. In fact, the +revolts and revolutions which repeatedly flared up under Stalinism almost +always raised genuine socialist demands. For example, the 1956 Hungarian +revolution _"was a social revolution in the fullest sense of the term. Its +object was a fundamental change in the relations of production, and in the +relations between ruler and ruled in factories, pits and on the land."_ Given +this, unsurprisingly Western political commentary _"was centred upon the +nationalistic aspects of the Revolution, no matter how trivial."_ This was +unsurprising, as the West was _"opposed both to its methods and to its aims . +. . What capitalist government could genuinely support a people demanding +'workers' management of industry' and already beginning to implement this on +an increasing scale?"_ The revolution _"showed every sign of making both them +and their bureaucratic counterparts in the East redundant."_ The revolt itself +was rooted _"[n]ew organs of struggle,"_ workers' councils _"which embodied, +in embryo, the new society they were seeking to achieve."_ [Anderson, **Op. +Cit.**, p.6, p. 106 and p. 107] + +The ending of state capitalism in Eastern Europe in 1989 has ended its +imperialist domination of those countries. However, it has simply opened the +door for private-capitalist imperialism as the revolts themselves remained +fundamentally at the political level. The ruling bureaucracy was faced with +both popular pressure from the streets and economic stagnation flowing from +its state-run capitalism. Being unable to continue as before and unwilling, +for obvious reasons, to encourage economic and political participation, it +opted for the top-down transformation of state to private capitalism. +Representative democracy was implemented and state assets were privatised into +the hands of a new class of capitalists (often made up of the old bureaucrats) +rather than the workers themselves. In other words, the post-Stalinist regimes +are still class systems and now subject to a different form of imperialism -- +namely, globalisation. + +## D.5.3 Does globalisation mean the end of imperialism? + +No. While it is true that the size of multinational companies has increased +along with the mobility of capital, the need for nation-states to serve +corporate interests still exists. With the increased mobility of capital, i.e. +its ability to move from one country and invest in another easily, and with +the growth in international money markets, we have seen what can be called a +"free market" in states developing. Corporations can ensure that governments +do as they are told simply by threatening to move elsewhere (which they will +do anyway, if it results in more profits). + +Therefore, as Howard Zinn stresses, _"it's very important to point out that +globalisation is in fact imperialism and that there is a disadvantage to +simply using the term 'globalisation' in a way that plays into the thinking of +people at the World Bank and journalists . . . who are agog at globalisation. +They just can't contain their joy at the spread of American economic and +corporate power all over the world. . . it would be very good to puncture that +balloon and say 'This is imperialism.'"_ [**Bush Drives us into Bakunin's +Arms**] Globalisation is, like the forms of imperialism that preceded it, a +response to both objective economic forces and the class struggle. Moreover, +like the forms that came before, it is rooted in the economic power of +corporations based in a few developed nations and political power of the +states that are the home base of these corporations. These powers influence +international institutions and individual countries to pursue neo-liberal +policies, the so-called "Washington Consensus" of free market reforms, +associated with globalisation. + +Globalisation cannot be understood unless its history is known. The current +process of increasing international trade, investment and finance markets +started in the late 60s and early 1970s. Increased competition from a re-built +Europe and Japan challenged US domination combined with working class struggle +across the globe to leave the capitalist world feeling the strain. +Dissatisfaction with factory and office life combined with other social +movements (such as the women's movement, anti-racist struggles, anti-war +movements and so on) which demanded more than capitalism could provide. The +near revolution in France, 1968, is the most famous of these struggles but it +occurred all across the globe. + +For the ruling class, the squeeze on profits and authority from ever- +increasing wage demands, strikes, stoppages, boycotts, squatting, protests and +other struggles meant that a solution had to be found and the working class +disciplined (and profits regained). One part of the solution was to "run away" +and so capital flooded into certain areas of the "developing" world. This +increased the trends towards globalisation. Another solution was the embrace +of Monetarism and tight money (i.e. credit) policies. It is a moot point +whether those who applied Monetarism actually knew it was nonsense and, +consequently, sought an economic crisis or whether they were simply +incompetent ideologues who knew little about economics and mismanaged the +economy by imposing its recommendations, the outcome was the same. It resulted +in increases in the interest rate, which helped deepen the recessions of the +early 1980s which broke the back of working class resistance in the U.K. and +U.S.A. High unemployment helped to discipline a rebellious working class and +the new mobility of capital meant a virtual "investment strike" against +nations which had a "poor industrial record" (i.e. workers who were not +obedient wage slaves). Moreover, as in any economic crisis, the "degree of +monopoly" (i.e. the dominance of large firms) in the market increased as +weaker firms went under and others merged to survive. This enhancing the +tendencies toward concentration and centralisation which always exist in +capitalism, so ensuring an extra thrust towards global operations as the size +and position of the surviving firms required wider and larger markets to +operate in. + +Internationally, another crisis played its role in promoting globalisation. +This was the Debit Crisis of the late 1970s and early 1980s. Debt plays a +central role for the western powers in dictating how their economies should be +organised. The debt crisis proved an ideal leverage for the western powers to +force "free trade" on the "third world." This occurred when third world +countries faced with falling incomes and rising interest rates defaulted on +their loans (loans that were mainly given as a bribe to the ruling elites of +those countries and used as a means to suppress the working people of those +countries \-- who now, sickenly, are expected to repay them!). + +Before this, as noted in [section D.5.1](secD5.html#secd51), many countries +had followed a policy of "import substitution." This tended to create new +competitors who could deny transnational corporations both markets and cheap +raw materials. With the debt crisis, the imperialist powers could end this +policy but instead of military force, the governments of the west sent in the +International Monetary Fund (IMF) and World Bank (WB). The loans required by +"developing" nations in the face of recession and rising debt repayments meant +that they had little choice but to agree to an IMF-designed economic reform +programme. If they refused, not only were they denied IMF funds, but also WB +loans. Private banks and lending agencies would also pull out, as they lent +under the cover of the IMF -- the only body with the power to both underpin +loans and squeeze repayment from debtors. These policies meant introducing +austerity programmes which, in turn, meant cutting public spending, freezing +wages, restricting credit, allowing foreign multinational companies to cherry +pick assets at bargain prices, and passing laws to liberalise the flow of +capital into and out of the country. Not surprisingly, the result was +disastrous for the working population, but the debts were repaid and both +local and international elites did very well out of it. So while workers in +the West suffered repression and hardship, the fate of the working class in +the "developing" world was considerably worse. + +Leading economist Joseph Stiglitz worked in the World Bank and described some +of dire consequences of these policies. He notes how the neo-liberalism the +IMF and WB imposed has, _"too often, not been followed by the promised growth, +but by increased misery"_ and workers _"lost their jobs [being] forced into +poverty"_ or _"been hit by a heightened sense of insecurity"_ if they remained +in work. For many _"it seems closer to an unmitigated disaster."_ He argues +that part of the problem is that the IMF and WB have been taken over by true +believers in capitalism and apply market fundamentalism in all cases. Thus, +they _"became the new missionary institutions"_ of _"free market ideology"_ +through which _"these ideas were pushed on reluctant poor countries."_ Their +policies were _"based on an ideology -- market fundamentalism \-- that +required little, if any, consideration of a country's particular circumstances +and immediate problems. IMF economists could ignore the short-term effects +their policies might have on [a] country, content in the belief **in the long +run** the country would be better off"_ \-- a position which many working +class people there rejected by rioting and protest. In summary, globalisation +_"as it has been practised has not lived up to what its advocates promised it +would accomplish . . . In some cases it has not even resulted in growth, but +when it has, it has not brought benefits to all; the net effect of the +policies set by the Washington Consensus had all too often been to benefit the +few at the expense of the many, the well-off at the expense of the poor."_ +[**Globalisation and Its Discontents**, p. 17, p. 20, p. 13, p. 36 and p. 20] + +While transnational companies are, perhaps, the most well-known +representatives of this process of globalisation, the power and mobility of +modern capitalism can be seen from the following figures. From 1986 to 1990, +foreign exchange transactions rose from under $300 billion to $700 billion +daily and were expected to exceed $1.3 trillion in 1994. The World Bank +estimates that the total resources of international financial institutions at +about $14 trillion. To put some kind of perspective on these figures, the +Balse-based Bank for International Settlement estimated that the aggregate +daily turnover in the foreign exchange markets at nearly $900 billion in April +1992, equal to 13 times the Gross Domestic Product of the OECD group of +countries on an annualised basis [**Financial Times**, 23/9/93]. In Britain, +some $200-300 billion a day flows through London's foreign exchange markets. +This is the equivalent of the UK's annual Gross National Product in two or +three days. Needless to say, since the early 1990s, these amounts have grown +to even higher levels (daily currency transactions have risen from a mere $80 +billion in 1980 to $1.26 billion in 1995. In proportion to world trade, this +trading in foreign exchange rose from a ration of 10:1 to nearly 70:1 [Mark +Weisbrot, **Globalisation for Whom?**]). + +Little wonder that a **Financial Times** special supplement on the IMF stated +that _"Wise governments realise that the only intelligent response to the +challenge of globalisation is to make their economies more acceptable."_ +[**Op. Cit.**] More acceptable to business, that is, not their populations. As +Chomsky put it, _"free capital flow creates what's sometimes called a 'virtual +parliament' of global capital, which can exercise veto power over government +policies that it considers irrational. That means things like labour rights, +or educational programmes, or health, or efforts to stimulate the economy, or, +in fact, anything that might help people and not profits (and therefore +irrational in the technical sense)."_ [**Rogue States**, pp. 212-3] + +This means that under globalisation, states will compete with each other to +offer the best deals to investors and transnational companies -- such as tax +breaks, union busting, no pollution controls, and so forth. The effects on the +countries' ordinary people will be ignored in the name of future benefits (not +so much pie in the sky when you die, more like pie in the future, maybe, if +you are nice and do what you are told). For example, such an "acceptable" +business climate was created in Britain, where _"market forces have deprived +workers of rights in the name of competition."_ [**Scotland on Sunday**, +9/1/95] Unsurprisingly. number of people with less than half the average +income rose from 9% of the population in 1979 to 25% in 1993. The share of +national wealth held by the poorer half of the population has fallen from one +third to one quarter. However, as would be expected, the number of +millionaires has increased, as has the welfare state for the rich, with the +public's tax money being used to enrich the few via military Keynesianism, +privatisation and funding for Research and Development. Like any religion, the +free-market ideology is marked by the hypocrisy of those at the top and the +sacrifices required from the majority at the bottom. + +In addition, the globalisation of capital allows it to play one work force +against another. For example, General Motors plans to close two dozen plants +in the United States and Canada, but it has become the largest employer in +Mexico. Why? Because an _"economic miracle"_ has driven wages down. Labour's +share of personal income in Mexico has _"declined from 36 percent in the +mid-1970's to 23 percent by 1992."_ Elsewhere, General Motors opened a $690 +million assembly plant in the former East Germany. Why? Because there workers +are willing to _"work longer hours than their pampered colleagues in western +Germany"_ (as the **Financial Times** put it) at 40% of the wage and with few +benefits. [Noam Chomsky, **World Orders, Old and New**, p. 160] + +This mobility is a useful tool in the class war. There has been _"a +significant impact of NAFTA on strikebreaking. About half of union organising +efforts are disrupted by employer threats to transfer production abroad, for +example . . . The threats are not idle. When such organising drives succeed, +employers close the plant in whole or in part at triple the pre-NAFTA rate +(about 15 percent of the time). Plant-closing threats are almost twice as high +in more mobile industries (e.g. manufacturing vs. construction)."_ [**Rogue +States**, pp. 139-40] This process is hardly unique to America, and takes +place all across the world (including in the "developing" world itself). This +process has increased the bargaining power of employers and has helped to hold +wages down (while productivity has increased). In the US, the share of +national income going to corporate profits increased by 3.2 percentage points +between 1989 and 1998. This represents a significant redistribution of the +economic pie. [Mark Weisbrot, **Op. Cit.**] Hence the need for +**international** workers' organisation and solidarity (as anarchists have +been arguing since Bakunin [**The Political Philosophy of Bakunin**, pp. +305-8]). + +This means that such agreements such as NAFTA and the Multilateral Agreement +on Investment (shelved due to popular protest and outrage but definitely not +forgotten) considerably weaken the governments of nation-states -- but only in +one area, the regulation of business. Such agreements restrict the ability of +governments to check capital flight, restrict currency trading, eliminate +environment and labour protection laws, ease the repatriation of profits and +anything else that might impede the flow of profits or reduce business power. +Indeed, under NAFTA, corporations can sue governments if they think the +government is hindering its freedom on the market. Disagreements are settled +by unelected panels outside the control of democratic governments. Such +agreements represent an increase in corporate power and ensure that states can +only intervene when it suits corporations, not the general public. + +The ability of corporations to sue governments was enshrined in chapter 11 of +NAFTA. In a small town in the Mexican state of San Luis Potosi, a California +firm -- Metalclad -- a commercial purveyor of hazardous wastes, bought an +abandoned dump site nearby. It proposed to expand on the dumpsite and use it +to dump toxic waste material. The people in the neighbourhood of the dump site +protested. The municipality, using powers delegated to it by the state, +rezoned the site and forbid Metalclad to extend its land holdings. Metalclad, +under Chapter 11 of NAFTA, then sued the Mexican government for damage to its +profit margins and balance sheet as a result of being treated unequally by the +people of San Luis Potosi. A trade panel, convened in Washington, agreed with +the company. [Naomi Klein, **Fences and Windows**, pp. 56-59] In Canada, the +Ethyl corporation sued when the government banned its gasoline additive as a +health hazard. The government settled "out of court" to prevent a public +spectacle of a corporation overruling the nation's Parliament. + +NAFTA and other Free Trade agreements are designed for corporations and +corporate rule. Chapter 11 was not enshrined in the NAFTA in order to make a +better world for the people of Canada, any more than for the people of San +Luis Potosi but, instead, for the capitalist elite. This is an inherently +imperialist situation, which will "justify" further intervention in the +"developing" nations by the US and other imperialist nations, either through +indirect military aid to client regimes or through outright invasion, +depending on the nature of the _"crisis of democracy"_ (a term used by the +Trilateral Commission to characterise popular uprisings and a politicising of +the general public). + +However, force is always required to protect private capital. Even a +globalised capitalist company still requires a defender. After all, _"[a]t the +international level, U.S. corporations need the government to insure that +target countries are 'safe for investment' (no movements for freedom and +democracy), that loans will be repaid, contracts kept, and international law +respected (but only when it is useful to do so)."_ [Henry Rosemont, Jr., **Op. +Cit.**, p. 18] For the foreseeable future, America seems to be the global +rent-a-cop of choice -- particularly as many of the largest corporations are +based there. + +It makes sense for corporations to pick and choose between states for the best +protection, blackmailing their citizens to pay for the armed forces via taxes. +It is, in other words, similar to the process at work within the US when +companies moved to states which promised the most favourable laws. For +example, New Jersey repealed its anti-trust law in 1891-2 and amended its +corporation law in 1896 to allow companies to be as large as they liked, to +operate anywhere and to own other corporations. This drew corporations to it +until Delaware offered even more freedoms to corporate power until other +states offered similar laws. In other words, competed for revenue by writing +laws to sell to corporations and the mobility of corporations meant that they +bargained from a superior position. Globalisation is simply this process on a +larger scale, as capital will move to countries whose governments supply what +it demands (and punish those which do not). Therefore, far from ending +imperialism, globalisation will see it continue, but with one major +difference: the citizens in the imperialist countries will see even fewer +benefits from imperialism than before, while, as ever, still having to carry +the costs. + +So, in spite of claims that governments are powerless in the face of global +capital, we should never forget that state power has increased drastically in +one area -- in state repression against its own citizens. No matter how mobile +capital is, it still needs to take concrete form to generate surplus value. +Without wage salves, capital would not survive. As such, it can never +permanently escape from its own contradictions -- wherever it goes, it has to +create workers who have a tendency to disobey and do problematic things like +demand higher wages, better working conditions, go on strike and so on +(indeed, this fact has seen companies based in "developing" nations move to +less "developed" to find more compliant labour). + +This, of course, necessitates a strengthening of the state in its role as +protector of property and as a defence against any unrest provoked by the +inequalities, impoverishment and despair caused by globalisation (and, of +course, the hope, solidarity and direct action generated by that unrest within +the working class). Hence the rise of the neo-liberal consensus in both +Britain and the USA saw an increase in state centralisation as well as the +number of police, police powers and in laws directed against the labour and +radical movements. + +As such, it would be a mistake (as many in the anti-globalisation movement do) +to contrast the market to the state. State and capital are not opposed to each +other \-- in fact, the opposite is the case. The modern state exists to +protect capitalist rule, just as every state exists to defend minority rule, +and it is essential for nation states to attract and retain capital within +their borders to ensure their revenue by having a suitably strong economy to +tax. Globalisation is a state-led initiative whose primary aim is to keep the +economically dominant happy. The states which are being "undermined" by +globalisation are not horrified by this process as certain protestors are, +which should give pause for thought. States are complicit in the process of +globalisation -- unsurprisingly, as they represent the ruling elites who +favour and benefit from globalisation. Moreover, with the advent of a "global +market" under GATT, corporations still need politicians to act for them in +creating a "free" market which best suits their interests. Therefore, by +backing powerful states, corporate elites can increase their bargaining powers +and help shape the "New World Order" in their own image. + +Governments may be, as Malatesta put it, the property owners **gendarme**, but +they can be influenced by their subjects, unlike multinationals. NAFTA was +designed to reduce this influence even more. Changes in government policy +reflect the changing needs of business, modified, of course, by fear of the +working population and its strength. Which explains globalisation -- the need +for capital to strengthen its position vis--vis labour by pitting one labour +force against -- and our next step, namely to strengthen and globalise working +class resistance. Only when it is clear that the costs of globalisation -- in +terms of strikes, protests, boycotts, occupations, economic instability and so +on -- is higher than potential profits will business turn away from it. Only +international working class direct action and solidarity will get results. +Until that happens, we will see governments co-operating in the process of +globalisation. + +So, for better or for worse, globalisation has become the latest buzz word to +describe the current stage of capitalism and so we shall use it here. It use +does have two positive side effects though. Firstly, it draws attention to the +increased size and power of transnational corporations and their impact on +global structures of governance **and** the nation state. Secondly, it allows +anarchists and other protesters to raise the issue of international solidarity +and a globalisation from below which respects diversity and is based on +people's needs, not profit. + +After all, as Rebecca DeWitt stresses, anarchism and the WTO _"are well suited +opponents and anarchism is benefiting from this fight. The WTO is practically +the epitome of an authoritarian structure of power to be fought against. +People came to Seattle because they knew that it was wrong to let a secret +body of officials make policies unaccountable to anyone except themselves. A +non-elected body, the WTO is attempting to become more powerful than any +national government . . . For anarchism, the focus of global capitalism +couldn't be more ideal."_ [_"An Anarchist Response to Seattle,"_ pp. 5-12, +**Social Anarchism**, no. 29, p. 6] + +To sum up, globalisation will see imperialism change as capitalism itself +changes. The need for imperialism remains, as the interests of private capital +still need to be defended against the dispossessed. All that changes is that +the governments of the imperialistic nations become even more accountable to +capital and even less to their populations. + +## D.5.4 What is the relationship between imperialism and the social classes +within capitalism? + +The two main classes within capitalist society are, as we indicated in +[section B.7](secB7.html), the ruling class and the working class. The grey +area between these two classes is sometimes called the middle class. As would +be expected, different classes have different positions in society and, +therefore, different relationships with imperialism. Moreover, we have to also +take into account the differences resulting from the relative positions of the +nations in question in the world economic and political systems. The ruling +class in imperialist nations will not have identical interests as those in the +dominated ones, for example. As such, our discussion will have indicate these +differences as well. + +The relationship between the ruling class and imperialism is quite simple: It +is in favour of it when it supports its interests and when the benefits +outweigh the costs. Therefore, for imperialist countries, the ruling class +will always be in favour of expanding their influence and power as long as it +pays. If the costs outweigh the benefits, of course, sections of the ruling +class will argue against imperialist adventures and wars (as, for example, +elements of the US elite did when it was clear that they would lose both the +Vietnam war and, perhaps, the class war at home by continuing it). + +There are strong economic forces at work as well. Due to capital's need to +grow in order to survive and compete on the market, find new markets and raw +materials, it needs to expand (as we discussed in [section D.5](secD5.html)). +Consequently, it needs to conquer foreign markets and gain access to cheap raw +materials and labour. As such, a nation with a powerful capitalist economy +will need an aggressive and expansionist foreign policy, which it achieves by +buying politicians, initiating media propaganda campaigns, funding right-wing +think tanks, and so on, as previously described. + +Thus the ruling class benefits from, and so usually supports, imperialism -- +only, we stress, when the costs out-weight the benefits will we see members of +the elite oppose it. Which, of course, explains the elites support for what is +termed "globalisation." Needless to say, the ruling class has done **very** +well over the last few decades. For example, in the US, the gaps between rich +and poor **and** between the rich and middle income reaching their widest +point on record in 1997 (from the **Congressional Budget Office** study on +Historic Effective Tax Rates 1979-1997). The top 1% saw their after-tax +incomes rise by $414,200 between 1979-97, the middle fifth by $3,400 and the +bottom fifth fell by -$100. The benefits of globalisation are concentrated at +the top, as is to be expected (indeed, almost all of the income gains from +economic growth between 1989 and 1998 accrued to the top 5% of American +families). + +Needless to say, the local ruling classes of the dominated nations may not see +it that way. While, of course, local ruling classes do extremely well from +imperialism, they need not **like** the position of dependence and +subordination they are placed in. Moreover, the steady stream of profits +leaving the country for foreign corporations cannot be used to enrich local +elites even more. Just as the capitalist dislikes the state or a union +limiting their power or taxing/reducing their profits, so the dominated +nation's ruling class dislikes imperialist domination and will seek to ignore +or escape it whenever possible. This is because _"every State, in so far as it +wants to live not only on paper and not merely by sufferance of its +neighbours, but to enjoy real independence -- inevitably must become a +conquering State."_ [Bakunin, **Op. Cit.**, p. 211] So the local ruling class, +while benefiting from imperialism, may dislike its dependent position and, if +it feels strong enough, may contest their position and gain more independence +for themselves. + +Many of the post-war imperialist conflicts were of this nature, with local +elites trying to disentangle themselves from an imperialist power. Similarly, +many conflicts (either fought directly by imperialist powers or funded +indirectly by them) were the direct result of ensuring that a nation trying to +free itself from imperialist domination did not serve as a positive example +for other satellite nations. Which means that local ruling classes can come +into conflict with imperialist ones. These can express themselves as wars of +national liberation, for example, or just as normal conflicts (such as the +first Gulf War). As competition is at the heart of capitalism, we should not +be surprised that sections of the international ruling class disagree and +fight each other. + +The relationship between the working class and imperialism is more complex. In +traditional imperialism, foreign trade and the export of capital often make it +possible to import cheap goods from abroad and increase profits for the +capitalist class, and in this sense, workers can gain because they can improve +their standard of living without necessarily coming into system threatening +conflict with their employers (i.e. struggle can win reforms which otherwise +would be strongly resisted by the capitalist class). Thus living standard may +be improved by low wage imports while rising profits may mean rising wages for +some key workers (CEOs giving themselves higher wages because they control +their own pay rises does not, of course, count!). Therefore, in imperialistic +nations during economic boom times, one finds a tendency among the working +class (particularly the unorganised sector) to support foreign military +adventurism and an aggressive foreign policy. This is part of what is often +called the "embourgeoisement" of the proletariat, or the co-optation of labour +by capitalist ideology and "patriotic" propaganda. Needless to say, those +workers made redundant by these cheap imports may not consider this as a +benefit and, by increasing the pool of unemployment and the threat of +companies outsourcing work and moving plants to other countries, help hold or +drive down wages for most of the working population (as has happened in +various degrees in Western countries since the 1970s). + +However, as soon as international rivalry between imperialist powers becomes +too intense, capitalists will attempt to maintain their profit rates by +depressing wages and laying people off in their own country. Workers' real +wages will also suffer if military spending goes beyond a certain point. +Moreover, if militarism leads to actual war, the working class has much more +to lose than to gain as they will be fighting it and making the necessary +sacrifices on the "home front" in order to win it. In addition, while +imperialism can improve living conditions (for a time), it cannot remove the +hierarchical nature of capitalism and therefore cannot stop the class +struggle, the spirit of revolt and the instinct for freedom. So, while workers +in the developed nations may sometimes benefit from imperialism, such periods +cannot last long and cannot end the class struggle. + +Rudolf Rocker was correct to stress the contradictory (and self-defeating) +nature of working class support for imperialism: + +> _"No doubt some small comforts may sometimes fall to the share of the +workers when the bourgeoisie of their country attain some advantage over that +of another country; but this always happens at the cost of their own freedom +and the economic oppression of other peoples. The worker . . . participates to +some extent in the profits which, without effort on their part, fall into the +laps of the bourgeoisie of his country from the unrestrained exploitation of +colonial peoples; but sooner or later there comes the time when these people +too, wake up, and he has to pay all the more dearly for the small advantages +he has enjoyed. . . . Small gains arising from increased opportunity of +employment and higher wages may accrue to the workers in a successful state +from the carving out of new markets at the cost of others; but at the same +time their brothers on the other side of the border have to pay for them by +unemployment and the lowering of the standards of labour. The result is an +ever widening rift in the international labour movement . . . By this rift the +liberation of the workers from the yoke of wage-slavery is pushed further and +further into the distance. As long as the worker ties up his interests with +those of the bourgeoisie of his country instead of with his class, he must +logically also take in his stride all the results of that relationship. He +must stand ready to fight the wars of the possessing classes for the retention +and extension of their markets, and to defend any injustice they may +perpetrate on other people . . . Only when the workers in every country shall +come to understand clearly that their interests are everywhere the same, and +out of this understanding learn to act together, will the effective basis be +laid for the international liberation of the working class."_ [**Anarcho- +Syndicalism**, p. 71] + +Ultimately, any _"collaboration of workers and employers . . . can only result +in the workers being condemned to . . . eat the crumbs that fall from the rich +man's table."_ [Rocker, **Op. Cit.**, pp. 70-1] This applies to both the +imperialist and the satellite state, of course. Moreover, as imperialism needs +to have a strong military force available for it and as a consequence it +required militarism at home. This has an impact at home in that resources +which could be used to improve the quality of life for all are funnelled +towards producing weapons (and profits for corporations). Moreover, militarism +is directed not only at external enemies, but also against those who threaten +elite role at home. We discuss militarism in more detail in [section +D.8](secD8.html). + +However, under globalisation things are somewhat different. With the increase +in world trade and the signing of "free trade" agreements like NAFTA, the +position of workers in the imperialist nations need not improve. For example, +since the 1970s, the wages \-- adjusted for inflation -- of the typical +American employee have actually fallen, even as the economy has grown. In +other words, the majority of Americans are no longer sharing in the gains from +economic growth. This is very different from the previous era, for example +1946-73, when the real wages of the typical worker rose by about 80 percent. +Not that this globalisation has aided the working class in the "developing" +nations. In Latin America, for example, GDP per capita grew by 75 percent from +1960-1980, whereas between 1981 and 1998 it has only risen 6 percent. [Mark +Weisbrot, Dean Baker, Robert Naiman, and Gila Neta, **Growth May Be Good for +the Poor-- But are IMF and World Bank Policies Good for Growth?**] + +As Chomsky noted, _"[t]o the credit of the **Wall Street Journal**, it points +out that there's a 'but.' Mexico has 'a stellar reputation,' and it's an +economic miracle, but the population is being devastated. There's been a 40 +percent drop in purchasing power since 1994. The poverty rate is going up and +is in fact rising fast. The economic miracle wiped out, they say, a generation +of progress; most Mexicans are poorer than their parents. Other sources reveal +that agriculture is being wiped out by US-subsidised agricultural imports, +manufacturing wages have declines about 20 percent, general wages even more. +In fact, NAFTA is a remarkable success: it's the first trade agreement in +history that's succeeded in harming the populations of all three countries +involved. That's quite an achievement."_ In the U.S., _"the medium income +(half above, half below) for families has gotten back now to what it was in +1989, which is below what it was in the 1970s."_ [**Rogue States**, pp. 98-9 +and p. 213] + +An achievement which was predicted. But, of course, while occasionally +admitting that globalisation may harm the wages of workers in developed +countries, it is argued that it will benefit those in the "developing" world. +It is amazing how open to socialist arguments capitalists and their supporters +are, as long as its not their income being redistributed! As can be seen from +NAFTA, this did not happen. Faced with cheap imports, agriculture and local +industry would be undermined, increasing the number of workers seeking work, +so forcing down wages as the bargaining power of labour is decreased. Combine +this with governments which act in the interests of capital (as always) and +force the poor to accept the costs of economic austerity and back business +attempts to break unions and workers resistance then we have a situation where +productivity can increase dramatically while wages fall behind (either +relatively or absolutely). As has been the case in both the USA and Mexico, +for example. + +This reversal has had much to do with changes in the global "rules of the +game," which have greatly favoured corporations and weakened labour. +Unsurprisingly, the North American union movement has opposed NAFTA and other +treaties which empower business over labour. Therefore, the position of labour +within both imperialist and dominated nations can be harmed under +globalisation, so ensuring international solidarity and organisation have a +stronger reason to be embraced by both sides. This should not come as a +surprise, however, as the process towards globalisation was accelerated by +intensive class struggle across the world and was used as a tool against the +working class (see [last section](secD5.html#secd53)). + +It is difficult to generalise about the effects of imperialism on the "middle +class" (i.e. professionals, self-employed, small business people, peasants and +so on -- **not** middle income groups, who are usually working class). Some +groups within this strata stand to gain, others to lose (in particular, +peasants who are impoverished by cheap imports of food). This lack of common +interests and a common organisational base makes the middle class unstable and +susceptible to patriotic sloganeering, vague theories of national or racial +superiority, or fascist scapegoating of minorities for society's problems. For +this reason, the ruling class finds it relatively easy to recruit large +sectors of the middle class to an aggressive and expansionist foreign policy, +through media propaganda campaigns. Since many in organised labour tends to +perceive imperialism as being against its overall best interests, and thus +usually opposes it, the ruling class is able to intensify the hostility of the +middle class to the organised working class by portraying the latter as +"unpatriotic" and "unwilling to sacrifice" for the "national interest." Sadly, +the trade union bureaucracy usually accepts the "patriotic" message, +particularly at times of war, and often collaborates with the state to further +imperialistic interests. This eventually brings them into conflict with the +rank-and-file, whose interests are ignored even more than usual when this +occurs. + +To summarise, the ruling class is usually pro-imperialism -- as long as it is +in their interests (i.e. the benefits outweigh the costs). The working class, +regardless of any short term benefit its members may gain, end up paying the +costs of imperialism by having to fight its wars and pay for the militarism it +produces. So, under imperialism, like any form of capitalism, the working +class will pay the bill required to maintain it. This means that we have a +real interest in ending it -- particularly as under globalisation the few +benefits that used to accrue to us are much less. + diff --git a/markdown/secD6.md b/markdown/secD6.md new file mode 100644 index 0000000000000000000000000000000000000000..f329cd271daa0022d6ddb310fff1be49ae93e090 --- /dev/null +++ b/markdown/secD6.md @@ -0,0 +1,241 @@ +# D.6 Are anarchists against Nationalism? + +Yes, anarchists are opposed to nationalism in all its forms. British +anarchists Stuart Christie and Albert Meltzer simply point out the obvious: +_"As a nation implies a state, it is not possible to be a nationalist and an +anarchist."_ [**The Floodgates of Anarchy**, p. 59fn] + +To understand this position, we must first define what anarchists mean by +nationalism. For many people, it is just the natural attachment to home, the +place one grew up. Nationality, as Bakunin noted, is a _"natural and social +fact,"_ as _"every people and the smallest folk-unit has its own character, +its own specific mode of existence, its own way of speaking, feeling, +thinking, and acting; and it is this idiosyncrasy that constitutes the essence +of nationality."_ [**The Political Philosophy of Bakunin**, p. 325] These +feelings, however, obviously do not exist in a social vacuum. They cannot be +discussed without also discussing the nature of these groups and what classes +and other social hierarchies they contain. Once we do this, the anarchist +opposition to nationalism becomes clear. + +This means that anarchists distinguish between **nationality** (that is, +cultural affinity) and **nationalism** (confined to the state and government +itself). This allows us to define what we support and oppose -- nationalism, +at root, is destructive and reactionary, whereas cultural difference and +affinity is a source of community, social diversity and vitality. + +Such diversity is to be celebrated and allowed to express it itself on its own +terms. Or, as Murray Bookchin puts it, _"[t]hat specific peoples should be +free to fully develop their own cultural capacities is not merely a right but +a desideratum. The world would be a drab place indeed if a magnificent mosaic +of different cultures does not replace the largely decultured and homogenised +world created by modern capitalism."_ [_"Nationalism and the 'National +Question'"_, pp. 8-36. **Society and Nature**, No. 5, pp. 28-29] But, as he +also warns, such cultural freedom and variety should **not** be confused with +nationalism. The latter is far more (and ethically, a lot less) than simple +recognition of cultural uniqueness and love of home. Nationalism is the love +of, or the desire to create, a nation-state and for this reason anarchists are +opposed to it, in all its forms. + +This means that nationalism cannot and must not be confused with nationality. +The later is a product of social processes while the former to a product of +state action and elite rule. Social evolution cannot be squeezed into the +narrow, restricting borders of the nation state without harming the +individuals whose lives **make** that social development happen in the first +place. + +The state, as we have seen, is a centralised body invested with power and a +social monopoly of force. As such it pre-empts the autonomy of localities and +peoples, and in the name of the "nation" crushes the living, breathing reality +of "nations" (i.e. peoples and their cultures) with one law, one culture and +one "official" history. Unlike most nationalists, anarchists recognise that +almost all "nations" are in fact not homogeneous, and so consider nationality +to be far wider in application than just lines on maps, created by conquest. +Hence we think that recreating the centralised state in a slightly smaller +area, as nationalist movements generally advocate, cannot solve what is called +the "national question." + +Ultimately, as Rudolf Rocker argued, the _"**nation is not the cause, but the +result of the state. It is the state that creates the nation, not the nation +the state**."_ Every state _"is an artificial mechanism imposed upon [people] +from above by some ruler, and it never pursues any other ends but to defend +and make secure the interests of privileged minorities within society."_ +Nationalism _"has never been anything but the political religion of the modern +state."_ [**Nationalism and Culture**, p. 200 and p. 201] It was created to +reinforce the state by providing it with the loyalty of a people of shared +linguistic, ethnic, and cultural affinities. And if these shared affinities do +not exist, the state will create them by centralising education in its own +hands, imposing an "official" language and attempting to crush cultural +differences from the peoples within its borders. + +This is because it treats groups of people not as unique individuals but +rather _"as if they were individuals with definite traits of character and +peculiar psychic properties or intellectual qualities"_ which _"must +irrevocably lead to the most monstrously deceptive conclusions."_ [Rocker, +**Op. Cit.**, p. 437] This creates the theoretical justification for +authoritarianism, as it allows the stamping out of all forms of individuality +and local customs and cultures which do not concur with the abstract standard. +In addition, nationalism hides class differences within the "nation" by +arguing that all people must unite around their supposedly common interests +(as members of the same "nation"), when in fact they have nothing in common +due to the existence of hierarchies and classes. + +Malatesta recognised this when he noted that you cannot talk about states like +they were _"homogeneous ethnographic units, each having its proper interests, +aspirations, and mission, in opposition to the interests, aspirations, and +mission of rival units. This may be true relatively, as long as the oppressed, +and chiefly the workers, have no self-consciousness, fail to recognise the +injustice of their inferior position, and make themselves the docile tools of +the oppressors."_ In that case, it is _"the dominating class only that +counts"_ and this _"owning to its desire to conserve and to enlarge its power +. . . may excite racial ambitions and hatred, and send its nation, its flock, +against 'foreign' countries, with a view to releasing them from their present +oppressors, and submitting them to its own political and economical +domination."_ Thus anarchists have _"always fought against patriotism, which +is a survival of the past, and serves well the interests of the oppressors."_ +[**Errico Malatesta: His Life and Ideas**, p. 244] + +Thus nationalism is a key means of obscuring class differences and getting +those subject to hierarchies to accept them as "natural." As such, it plays an +important role in keeping the current class system going (unsurprisingly, the +nation-state and its nationalism arose at the same time as capitalism). As +well dividing the working class internationally, it is also used within a +nation state to turn working class people born in a specific nation against +immigrants. By getting native-born workers to blame newcomers, the capitalist +class weakens the resistance to their power as well as turning economic issues +into racial/nationalist ones. In practice, however, nationalism is a _"state +ideology"_ which boils down to saying it is _"'our country' as opposed to +**theirs**, meaning **we** were the serfs of the government first."_ [Christie +and Meltzer, **Op. Cit.**, p. 71] It tries to confuse love of where you grow +up or live with _"love of the State"_ and so nationalism is _"not the faithful +expression"_ of this natural feeling but rather _"an expression distorted by +means of a false abstraction, always for the benefit of an exploiting +minority."_ [Bakunin, **Op. Cit.**, p. 324] + +Needless to say, the nationalism of the bourgeoisie often comes into direct +conflict with the people who make up the nation it claims to love. Bakunin +simply stated a truism when he noted that the capitalist class _"would rather +submit"_ to a _"foreign yoke than renounce its social privileges and accept +economic equality."_ This does not mean that the _"bourgeoisie is unpatriotic; +on the contrary patriotism, in the narrowest sense, is its essential virtue. +But the bourgeoisie love their country only because, for them, the country, +represented by the State, safeguards their economic, political, and social +privileges. Any nation withdrawing their protection would be disowned by them, +Therefore, for the bourgeoisie, the country **is** the State. Patriots of the +State, they become furious enemies of the masses if the people, tried of +sacrificing themselves, of being used as a passive footstool by the +government, revolt against it. If the bourgeoisie had to choose between the +masses who rebel against the State"_ and a foreign invader, _"they would +surely choose the latter."_ [**Bakunin on Anarchism**, pp. 185-6] Given this, +Bakunin would have not been surprised by either the rise of Fascism in Italy +nor when the Allies in post-fascist Italy _"crush[ed] revolutionary +movements"_ and gave _"their support to fascists who made good by becoming +Allied Quislings."_ [Marie-Louise Berneri, **Neither East Nor West**, p. 97] + +In addition, nationalism is often used to justify the most horrific crimes, +with the Nation effectively replacing God in terms of justifying injustice and +oppression and allowing individuals to wash their hands of their own actions. +For _"under cover of the nation everything can be hid"_ argues Rocker (echoing +Bakunin, we must note). _"The national flag covers every injustice, every +inhumanity, every lie, every outrage, every crime. The collective +responsibility of the nation kills the sense of justice of the individual and +brings man to the point where he overlooks injustice done; where, indeed, it +may appear to him a meritorious act if committed in the interests of the +nation."_ [**Op. Cit.**, p. 252] So when discussing nationalism: + +> _"we must not forget that we are always dealing with the organised +selfishness of privileged minorities which hide behind the skirts of the +nation, hide behind the credulity of the masses. We speak of national +interests, national capital, national spheres of interest, national honour, +and national spirit; but we forget that behind all this there are hidden +merely the selfish interests of power-loving politicians and money-loving +business men for whom the nation is a convenient cover to hide their personal +greed and their schemes for political power from the eyes of the world."_ +[Rocker, **Op. Cit.**, pp. 252-3] + +Hence we see the all too familiar sight of successful "national liberation" +movements replacing foreign oppression with a home-based one. Nationalist +governments introduce _"the worse features of the very empires from which +oppressed peoples have tried to shake loose. Not only do they typically +reproduce state machines that are as oppressive as the ones that colonial +powers imposed on them, but they reinforce those machines with cultural, +religious, ethnic, and xenophobic traits that are often used to foster +regional and even domestic hatreds and sub-imperialisms."_ [Bookchin, **Op. +Cit.**, p. 30] This is unsurprising as nationalism delivers power to local +ruling classes as it relies on taking state power. As a result, nationalism +can never deliver freedom to the working class (the vast majority of a given +"nation") as its function is to build a mass support base for local elites +angry with imperialism for blocking their ambitions to rule and exploit +"their" nation and fellow country people. + +In fact, nationalism is no threat to capitalism or even to imperialism. It +replaces imperialist domination with local elite and foreign oppression and +exploitation with native versions. That sometimes the local elites, like +imperial ones, introduce reforms which benefit the majority does not change +the nature of the new regimes although this does potentially bring them into +conflict with imperialist powers. As Chomsky notes, for imperialism the +_"threat is not nationalism, but independent nationalism, which focuses on the +needs of the population, not merely the wealthy sectors and the foreign +investors to whom they are linked. Subservient nationalism that does not +succumb to these heresies is quite welcome"_ and it is _"quite willing to deal +with them if they are willing to sell the country to the foreign master, as +Third World elites (including now those in much of Eastern Europe) are often +quite willing to do, since they may greatly benefit even as their countries +are destroyed."_ [_"Nationalism and the New World Order"_ pp. 1-7, **Society +and Nature**, No. 5, pp. 4-5] However, independent nationalism is like social +democracy in imperialist countries in that it may, at best, reduce the evils +of the class system and social hierarchies but it never gets rid of them (at +worse, it creates new classes and hierarchies clustered around the state +bureaucracy). + +Anarchists oppose nationalism in all its forms as harmful to the interests of +those who make up a given nation and their cultural identities. As Rocker put +it, peoples and groups of peoples have _"existed long before the state put in +its appearance"_ and _"develop without the assistance of the state. They are +only hindered in their natural development when some external power interferes +by violence with their life and forces it into patterns which it has not known +before."_ A nation, in contrast, _"encompasses a whole array of different +peoples and groups of peoples who have by more or less violent means been +pressed together into the frame of a common state."_ In other words, the +_"nation is, then, unthinkable without the state."_ [**Op. Cit.**, p. 201] + +Given this, we do support nationality and cultural difference, diversity and +self-determination as a natural expression of our love of freedom and support +for decentralisation. This should not, however, be confused with supporting +nationalism. In addition, it goes without saying that a nationality that take +on notions of racial, cultural or ethnic "superiority" or "purity" or believe +that cultural differences are somehow rooted in biology get no support from +anarchists. Equally unsurprisingly, anarchists have been the most consistent +foes of that particularly extreme form of nationalism, fascism (_"a politico- +economic state where the ruling class of each country behaves towards its own +people as . . . it has behaved to the colonial peoples under its heel."_ [Bart +de Ligt, **The Conquest of Violence**, p. 74]). Moreover, we do not support +those aspects of specific cultures which reflect social hierarchies (for +example, many traditional cultures have sexist and homophobic tendencies). By +supporting nationality, we do not advocate tolerating these. Nor do the +negative aspects of specific cultures justify another state imposing its will +on it in the name of "civilising" it. As history shows, such "humanitarian" +intervention is just a mask for justifying imperialist conquest and +exploitation and it rarely works as cultural change has to flow from below, by +the actions of the oppressed themselves, in order to be successful. + +In opposition to nationalism, Anarchists are _"proud of being +internationalists."_ We seek _"the end of all oppression and of all +exploitation,"_ and so aim _"to awaken a consciousness of the antagonism of +interests between dominators and dominated, between exploiters and workers, +and to develop the class struggle inside each country, and the solidarity +among all workers across the frontiers, as against any prejudice and any +passion of either race or nationality."_ [Malatesta, **Op. Cit.**, p. 244] + +We must stress that anarchists, being opposed to all forms of exploitation and +oppression, are against a situation of external domination where the one +country dominates the people and territory of another country (i.e., +imperialism -- see [section D.5](secD5.html)). This flows from our basic +principles as _"[t]rue internationalism will never be attained except by the +independence of each nationality, little or large, compact or disunited -- +just as anarchy is in the independence of each individual. If we say no +government of man over man, how can [we] permit the government of conquered +nationalities by the conquering nationalities?"_ [Kropotkin, quoted by Martin +A. Miller, **Kropotkin**, p. 231] As we discuss in the [next +section](secD7.html), while rejecting Nationalism anarchists do not +necessarily oppose national liberation struggles against foreign domination. + diff --git a/markdown/secD7.md b/markdown/secD7.md new file mode 100644 index 0000000000000000000000000000000000000000..3880a1fe51747a5d8bec9a52ac5edaa3f4148429 --- /dev/null +++ b/markdown/secD7.md @@ -0,0 +1,308 @@ +# D.7 Are anarchists opposed to National Liberation struggles? + +Obviously, given the anarchist analysis of imperialism discussed in [section +D.5](secD5.html), anarchists are opposed to imperialism and wars it inevitably +causes. Likewise, as noted in the [last section](secD6.html), we are against +any form of nationalism. Anarchists oppose nationalism just as much as they +oppose imperialism -- neither offer a way to a free society. While we oppose +imperialism and foreign domination and support decentralisation, it does not +mean that anarchists blindly support national liberation movements. In this +section we explain the anarchist position on such movements. + +Anarchists, it should be stressed, are not against globalisation or +international links and ties as such. Far from it, we have always been +internationalists and are in favour of **_"globalisation from below,"_** one +that respects and encourages diversity and difference while sharing the world. +However, we have no desire to live in a world turned bland by corporate power +and economic imperialism. As such, we are opposed to capitalist trends which +commodify culture as it commodifies social relationships. We want to make the +world an interesting place to live in and that means opposing both actual +(i.e. physical, political and economic) imperialism as well as the cultural +and social forms of it. + +However, this does not mean that anarchists are indifferent to the national +oppression inherent within imperialism. Far from it. Being opposed to all +forms of hierarchy, anarchists cannot be in favour of a system in which a +country dominates another. The Cuban anarchists spoke for all of us when they +stated that they were _"against all forms of imperialism and colonialism; +against the economic domination of peoples . . . against military pressure to +impose upon peoples political and economic system foreign to their national +cultures, customs and social systems . . . We believe that among the nations +of the world, the small are as worthy as the big. Just as we remain enemies of +national states because each of them hold its own people in subjection; so +also are we opposed to the super-states that utilise their political, economic +and military power to impose their rapacious systems of exploitation on weaker +countries. As against all forms of imperialism, we declare for revolutionary +internationalism; for the creation of great confederations of free peoples for +their mutual interests; for solidarity and mutual aid."_ [quoted by Sam +Dolgoff, **The Cuban Revolution: A Critical Perspective**, p. 138] + +It is impossible to be free while dependent on the power of another. If the +capital one uses is owned by another country, one is in no position to resist +the demands of that country. If you are dependent on foreign corporations and +international finance to invest in your nation, then you have to do what they +want (and so the ruling class will suppress political and social opposition to +please their backers as well as maintain themselves in power). To be self- +governing under capitalism, a community or nation must be economically +independent. The centralisation of capital implied by imperialism means that +power rests in the hands of a few others, not with those directly affected by +the decisions made by that power. This power allows them to define and impose +the rules and guidelines of the global market, forcing the many to follow the +laws the few make. Thus capitalism soon makes a decentralised economy, and so +a free society, impossible. As such, anarchists stress decentralisation of +industry and its integration with agriculture (see [section +I.3.8](secI3.html#seci38)) within the context of socialisation of property and +workers' self-management of production. Only this can ensure that production +meets the needs of all rather than the profits of a few. + +Moreover, anarchists also recognise that economic imperialism is the parent of +cultural and social imperialism. As Takis Fotopoulos argues, _"the +marketisation of culture and the recent liberalisation and deregulation of +markets have contributed significantly to the present cultural homogenisation, +with traditional communities and their cultures disappearing all over the +world and people converted to consumers of a mass culture produced in the +advanced capitalist countries and particularly the USA."_ [**Towards an +Inclusive Democracy**, p. 40] Equally, we are aware, to quote Chomsky, that +racism _"is inherent in imperial rule"_ and that it is _"inherent in the +relation of domination"_ that imperialism is based on. [**Imperial +Ambitions**, p. 48] + +It is this context which explains the anarchist position on national +liberation struggles. While we are internationalists, we are against all forms +of domination and oppression -- including national ones. This means that we +are not indifferent to national liberation struggles. Quite the opposite. In +the words of Bakunin: + +> _"Fatherland and nationality are, like individuality, each a natural and +social fact, physiological and historical at the same time; neither of them is +a principle. Only that can be called a human principle which is universal and +common to all men; and nationality separates men . . . What is a principle is +the respect which everyone should have for natural facts, real or social. +Nationality, like individuality, is one of those facts . . . To violate it is +to commit a crime . . . And that is why I feel myself always the patriot of +all oppressed fatherlands."_ [**The Political Philosophy of Bakunin**, p. 324] + +This is because nationality _"is a historic, local fact which, like all real +and harmless facts, has the right to claim general acceptance."_ This means +that _"[e]very people, like every person, is involuntarily that which it is +and therefore has a right to be itself. Therein lies the so-called national +rights."_ Nationality, Bakunin stressed, _"is not a principle; it is a +legitimate fact, just as individuality is. Every nationality, great or small, +has the incontestable right to be itself, to live according to its own nature. +This right is simply the corollary of the general principal of freedom."_ +[**Op. Cit.** p. 325] + +More recently Murray Bookchin has expressed similar sentiments. _"No left +libertarian,"_ he argued, _"can oppose the **right** of a subjugated people to +establish itself as an autonomous entity -- be it in a [libertarian] +confederation . . . or as a nation-state based in hierarchical and class +inequities."_ Even so, anarchists do not elevate the idea of national +liberation _"into a mindless article of faith,"_ as much of the Leninist- +influenced left has done. We do not call for support for the oppressed nation +without first inquiring into _"**what kind of society** a given 'national +liberation' movement would likely produce."_ To do so, as Bookchin points out, +would be to _"support national liberation struggles for instrumental purposes, +merely as a means of 'weakening' imperialism,"_ which leads to _"a condition +of moral bankruptcy"_ as socialist ideas become associated with the +authoritarian and statist goals of the "anti-imperialist" dictatorships in +"liberated" nations. _"But to oppose an oppressor is not equivalent to calling +for **support** for everything formerly colonised nation-states do."_ +[_"Nationalism and the 'National Question'"_, pp. 8-36, **Society and +Nature**, No. 5, p. 31, p. 25, p. 29 and p. 31] + +This means that anarchists oppose foreign oppression and are usually +sympathetic to attempts by those who suffer it to end it. This does not mean +that we necessarily support national liberation movements as such (after all, +they usually desire to create a new state) but we cannot sit back and watch +one nation oppress another and so act to stop that oppression (by, for +example, protesting against the oppressing nation and trying to get them to +change their policies and withdraw from the oppressed nations affairs). Nor +does it mean we are uncritical of specific expressions of nationality and +popular cultures. Just as we are against sexist, racist and homophobic +individuals and seek to help them change their attitudes, we are also opposed +to such traits within peoples and cultures and urge those who are subject to +such popular prejudices to change them by their own efforts with the practical +and moral solidarity of others (any attempt to use state force to end such +discrimination rarely works and is often counter-productive as it entrenches +such opinions). Needless to say, justifying foreign intervention or occupation +by appeals to end such backward cultural traits is usually hypocritical in the +extreme and masks more basic interests. An obvious example is the Christian +and Republican right and its use of the position of women in Afghanistan to +bolster support for the invasion of 2001 (the sight of the American Taliban +discovering the importance of feminism -- in other countries, of course -- was +surreal but not unexpected given the needs of the moment and their basis in +_"reasons of state"_). + +The reason for this critical attitude to national liberation struggles is that +they usually counterpoise the common interests of "the nation" to those of a +(foreign) oppressor and assume that **class** and social hierarchies (i.e. +internal oppression) are irrelevant. Although nationalist movements often cut +across classes, they in practice seek to increase autonomy for certain parts +of society (namely the local elites) while ignoring that of other parts +(namely the working class who are expected to continue being subject to class +and state oppression). For anarchists, a new national state would not bring +any fundamental change in the lives of most people, who would still be +powerless both economically and socially. Looking around the world at all the +many nation-states in existence, we see the same gross disparities in power, +influence and wealth restricting self-determination for working-class people, +even if they are free "nationally." It seems hypocritical for nationalist +leaders to talk of liberating their own nation from imperialism while +advocating the creation of a capitalist nation-state, which will be oppressive +to its own population (and, perhaps, eventually become imperialistic itself as +it develops to a certain point and has to seek foreign outlets for its +products and capital). The fate of all former colonies provides ample support +for this conclusion. + +As Bakunin stressed, nationalists do not understand that _"the spontaneous and +free union of the living forces of a nation has nothing in common with their +artificial concentration at once mechanistic and forced in the political +centralisation of the unitary state; and because [they] confused and +identified these two very opposing things [they have] not only been the +promoter of the independence of [their] country [they have] become at the same +time . . . the promoter of its present slavery."_ [quoted by Jean Caroline +Cahm, _"Bakunin"_, pp. 22-49, Eric Cahm and Vladimir Claude Fisera (eds), +**Socialism and Nationalism**, vol. 1, p. 36] + +In response to national liberation struggles, anarchists stress the self- +liberation of the working class, which can be only achieved by its members' +own efforts, creating and using their own organisations. In this process there +can be no separation of political, social and economic goals. The struggle +against imperialism cannot be separated from the struggle against capitalism. +This has been the approach of most, if not all, anarchist movements in the +face of foreign domination -- the combination of the struggle against foreign +domination with the class struggle against native oppressors. In many +different countries (including Bulgaria, Mexico, Cuba and Korea) anarchists +have tried, by their _"propaganda, and above all **action**, [to] encourage +the masses to turn the struggle for political independence into the struggle +for the Social Revolution."_ [Sam Dolgoff, **Op. Cit.**, p. 41] In other +words, a people will free only _"by the general uprising of the labouring +masses."_ [Bakunin, quoted by Cahm, **Op. Cit.**, p. 36] + +History has shown the validity of this argument, as well as the fears of +Mexican anarchist Ricardo Flores Magon that it is _"the duty of all the poor +to work and to struggle to break the chains that enslave us. To leave the +solution of our problems to the educated and the rich classes is to +voluntarily put ourselves in the grasp of their claws."_ For _"a simple change +of rulers is not a fount of liberty"_ and _"any revolutionary program that +doesn't contain a clause concerning the taking of the lands [and workplaces] +by the people is a program of the ruling classes, who will never struggle +against their own interests."_ [**Dreams of Freedom**, p. 142 and p. 293] As +Kropotkin stressed, the _"failure of all nationalist movements . . . lies in +this curse . . . that the economic question . . . remains on the side . . . In +a word, it seems to me that in each national movement we have a major task: to +set forth the question [of nationalism] on an economic basis and carry out +agitation against serfdom [and other forms of exploitation] at one with the +struggle against [oppression by] foreign nationality."_ [quoted by Martin A. +Miller, **Kropotkin**, p. 230] + +Moreover, we should point out that Anarchists in imperialist countries have +also opposed national oppression by both words and deeds. For example, the +prominent Japanese Anarchist Kotoku Shusi was framed and executed in 1910 +after campaigning against Japanese expansionism. In Italy, the anarchist +movement opposed Italian expansionism into Eritrea and Ethiopia in the 1880s +and 1890s, and organised a massive anti-war movement against the 1911 invasion +of Libya. In 1909, the Spanish Anarchists organised a mass strike against +intervention in Morocco. More recently, anarchists in France struggled against +two colonial wars (in Indochina and Algeria) in the late 50's and early 60's, +anarchists world-wide opposed US aggression in Latin America and Vietnam +(without, we must note, supporting the Cuban and Vietnamese Stalinist +regimes), opposed the Gulf War (during which most anarchists raised the call +of _"No war but the class war"_) as well as opposing Soviet imperialism. + +In practice national liberation movements are full of contradictions between +the way the rank and file sees progress being made (and their hopes and +dreams) and the wishes of their ruling class members/leaders. The leadership +will always resolve this conflict in favour of the future ruling class, at +best paying lip-service to social issues by always stressing that addressing +them must be postponed to **after** the foreign power has left the country. +That makes it possible for individual members of these struggles to realise +the limited nature of nationalism and break from these politics towards +anarchism. At times of major struggle and conflict this contradiction will +become very apparent and at this stage it is possible that large numbers may +break from nationalism in practice, if not in theory, by pushing the revolt +into social struggles and changes. In such circumstances, theory may catch up +with practice and nationalist ideology rejected in favour of a wider concept +of freedom, particularly **if** an alternative that addresses these concerns +exists. Providing that anarchists do not compromise our ideals such movements +against foreign domination can be wonderful opportunities to spread our +politics, ideals and ideas -- and to show up the limitations and dangers of +nationalism itself and present a viable alternative. + +For anarchists, the key question is whether freedom is for abstract concepts +like "the nation" or for the individuals who make up the nationality and give +it life. Oppression must be fought on all fronts, within nations and +internationally, in order for working-class people to gain the fruits of +freedom. Any national liberation struggle which bases itself on nationalism is +doomed to failure as a movement for extending human freedom. Thus anarchists +_"refuse to participate in national liberation fronts; they participate in +class fronts which may or may not be involved in national liberation +struggles. The struggle must spread to establish economic, political and +social structures in the liberated territories, based on federalist and +libertarian organisations."_ [Alfredo M. Bonanno, **Anarchism and the National +Liberation Struggle**, p. 12] + +The Makhnovist movement in the Ukraine expressed this perspective well when it +was fighting for freedom during the Russian Revolution and Civil War. The +Ukraine at the time was a very diverse country, with many distinct national +and ethnic groups living within it which made this issue particularly complex: + +> _"Clearly, each national group has a natural and indisputable entitlement to +speak its language, live in accordance with its customs, retain its beliefs +and rituals . . . in short, to maintain and develop its national culture in +every sphere. It is obvious that this clear and specific stance has absolutely +nothing to do with narrow nationalism of the 'separatist' variety which pits +nation against nation and substitutes an artificial and harmful separation for +the struggle to achieve a natural social union of toilers in one shared social +communion. + +> + +> "In our view, national aspirations of a natural, wholesome character +(language, customs, culture, etc.) can achieve full and fruitful satisfaction +only in the union of nationalities rather than in their antagonism . . . + +> + +> "The speedy construction of a new life on [libertarian] socialist +foundations will ineluctably lead to development of the culture peculiar to +each nationality. Whenever we Makhnovist insurgents speak of independence of +the Ukraine, we ground it in the social and economic plane of the toilers. We +proclaim the right of the Ukrainian people (and every other nation) to self- +determination, not in the narrow, nationalist sense . . . but in the sense of +the toilers' right to self-determination. We declare that the toiling folk of +the Ukraine's towns and countryside have shown everyone through their heroic +fight that they do not wish any longer to suffer political power and have no +use for it, and that they consciously aspire to a libertarian society. We thus +declare that all political power . . . is to be regarded . . . as an enemy and +counter-revolutionary. To the very last drop of their blood they will wage a +ferocious struggle against it, in defence of their entitlement to self- +organisation."_ [quoted by Alexandre Skirda, **Nestor Makhno Anarchy's +Cossack**, pp. 377-8] + +So while anarchists unmask nationalism for what it is, we do not disdain the +basic struggle for identity and self-management which nationalism diverts. We +encourage direct action and the spirit of revolt against all forms of +oppression -- social, economic, political, racial, sexual, religious and +national. By this method, we aim to turn national liberation struggles into +**_human_** liberation struggles. And while fighting against oppression, we +struggle for anarchy, a free confederation of communes based on workplace and +community assemblies. A confederation which will place the nation-state, all +nation-states, into the dust-bin of history where it belongs. This struggle +for popular self-determination is, as such, considered to be part of a wider, +international movement for _"a social revolution cannot be confined to a +single isolated country, it is by its very nature international in scope"_ and +so popular movements must _"link their aspirations and forces with the +aspirations and forces of all other countries"_ and so the _"only way of +arriving at emancipation lies in the fraternity of oppressed peoples in an +international alliance of all countries."_ [Bakunin, quoted by Cahm, **Op. +Cit.**, p. 40 and p. 36] + +And as far as "national" identity within an anarchist society is concerned, +our position is clear and simple. As Bakunin noted with respect to the Polish +struggle for national liberation during the last century, anarchists, as +_"adversaries of every State, . . . reject the rights and frontiers called +historic. For us Poland only begins, only truly exists there where the +labouring masses are and want to be Polish, it ends where, renouncing all +particular links with Poland, the masses wish to establish other national +links."_ [quoted by Jean Caroline Cahm, **Op. Cit.**, p. 43] + diff --git a/markdown/secD8.md b/markdown/secD8.md new file mode 100644 index 0000000000000000000000000000000000000000..28a858f645eb25550c46e1bc2aa7312bfb6b5ebe --- /dev/null +++ b/markdown/secD8.md @@ -0,0 +1,274 @@ +# D.8 What causes militarism and what are its effects? + +There are three main causes of capitalist militarism. + +Firstly, there is the need to contain the domestic enemy - the oppressed and +exploited sections of the population. As Emma Goldman argued, the military +machine _"is not directed only against the external enemy; it aims much more +at the internal enemy. It concerns that element of labour which has learned +not to hope for anything from our institutions, that awakened part of the +working people which has realised that the war of classes underlies all wars +among nations, and that if war is justified at all it is the war against +economic dependence and political slavery, the two dominant issues involved in +the struggle of the classes."_ In other words, the nation _"which is to be +protected by a huge military force is not"_ that _"of the people, but that of +the privileged class; the class which robs and exploits the masses, and +controls their lives from the cradle to the grave."_ [**Red Emma Speaks**, p. +352 and p. 348] + +The second, as noted in the section on imperialism, is that a strong military +is necessary in order for a ruling class to pursue an aggressive and +expansionist foreign policy in order to defend its interests globally. For +most developed capitalist nations, this kind of foreign policy becomes more +and more important because of economic forces, i.e. in order to provide +outlets for its goods and capital to prevent the system from collapsing by +expanding the market continually outward. This outward expansion of, and so +competition between, capital needs military force to protect its interests +(particularly those invested in other countries) and give it added clout in +the economic jungle of the world market. This need has resulted in, for +example, _"hundreds of US bases [being] placed all over the world to ensure +global domination."_ [Chomsky, **Failed States**, p. 11] + +The third major reason for militarism is to bolster a state's economy. +Capitalist militarism promotes the development of a specially favoured group +of companies which includes _"all those engaged in the manufacture and sale of +munitions and in military equipment for personal gain and profit."_ [Goldman, +**Op. Cit.**, p. 354] These armaments companies ("defence" contractors) have a +direct interest in the maximum expansion of military production. Since this +group is particularly wealthy, it exerts great pressure on government to +pursue the type of state intervention and, often, the aggressive foreign +policies it wants. As Chomsky noted with respect to the US invasion and +occupation of Iraq: + +> _"Empires are costly. Running Iraq is not cheap. Somebody's paying. +Somebody's paying the corporations that destroyed Iraq and the corporations +that are rebuilding it. in both cases, they're getting paid by the U.S. +taxpayer. Those are gifts from U.S. taxpayers to U.S. Corporations . . . The +same tax-payers fund the military-corporate system of weapons manufacturers +and technology companies that bombed Iraq . . . It's a transfer of wealth from +the general population to narrow sectors of the population."_ [**Imperial +Ambitions**, pp. 56-7] + +This "special relationship" between state and Big Business also has the +advantage that it allows the ordinary citizen to pay for industrial Research +and Development. As Noam Chomsky points out in many of his works, the +_"Pentagon System,"_ in which the public is forced to subsidise research and +development of high tech industry through subsidies to defence contractors, is +a covert substitute in the US for the overt industrial planning policies of +other "advanced" capitalist nations, like Germany and Japan. Government +subsidies provide an important way for companies to fund their research and +development at taxpayer expense, which often yields "spin-offs" with great +commercial potential as consumer products (e.g. computers). Needless to say, +all the profits go to the defence contractors and to the commercial companies +who buy licences to patented technologies from them, rather than being shared +with the public which funded the R&D; that made the profits possible. Thus +militarism is a key means of securing technological advances within +capitalism. + +It is necessary to provide some details to indicate the size and impact of +military spending on the US economy: + +> _"Since 1945. . . there have been new industries sparking investment and +employment . . In most of them, basic research and technological progress were +closely linked to the expanding military sector. The major innovation in the +1950s was electronics . . . [which] increased its output 15 percent per year. +It was of critical importance in workplace automation, with the federal +government providing the bulk of the research and development (R&D;) +dollars for military-orientated purposes. Infrared instrumentation, pressure +and temperature measuring equipment, medical electronics, and thermoelectric +energy conversion all benefited from military R&D.; By the 1960s indirect +and direct military demand accounted for as much as 70 percent of the total +output of the electronics industry. Feedbacks also developed between +electronics and aircraft, the second growth industry of the 1950s. By 1960 . . +. [i]ts annual investment outlays were 5.3 times larger than their 1947-49 +level, and over 90 percent of its output went to the military. Synthetics +(plastics and fibres) was another growth industry owning much of its +development to military-related projects. Throughout the 1950s and 1960s, +military-related R&D;, including space, accounted for 40 to 50 percent of +total public and private R&D; spending and at least 85% of federal +government share."_ [Richard B. Du Boff, **Accumulation and Power**, pp. +103-4] + +As another economist notes, it is _"important to recognise that the role of +the US federal government in industrial development has been substantial even +in the post-war period, thanks to the large amount of defence-related +procurements and R&D; spending, which have had enormous spillover effects. +The share of the US federal government in total R&D; speanding, which was +only 16 per cent in 1930, remained between one-half and two-thirds during the +postwar years. Industries such as computers, aerospace and the internet, where +the USA still maintains an international edge despite the decline in its +overall technological leadership, would not have existed without defence- +related R&D; funding by the country's federal government."_ Moreover, the +state also plays a _"crucial role"_ in supporting R&D; in the +pharmaceutical industry. [Ha-Joon Chang, **Kicking Away the Ladder**, p. 31] + +Not only this, government spending on road building (initially justified using +defence concerns) also gave a massive boost to private capital (and, in the +process, totally transformed America into a land fit for car and oil +corporations). The cumulative impact of the 1944, 1956 and 1968 Federal +Highway Acts _"allowed $70 billion to be spent on the interstates without [the +money] passing through the congressional appropriations board."_ The 1956 Act +_"[i]n effect wrote into law the 1932 National Highway Users Conference +strategy of G[eneral] M[otors] chairman Alfred P. Sloan to channel gasoline +and other motor vehicle-related excise taxes into highway construction."_ GM +also bought-up and effectively destroyed public transit companies across +America, so reducing competition against private car ownership. The net effect +of this state intervention was that by 1963-66 _"one in every six business +enterprise was directly dependent on the manufacture, distribution, servicing, +and the use of motor vehicles."_ The impact of this process is still evident +today -- both in terms of ecological destruction and in the fact that +automobile and oil companies are still dominate the top twenty of the Fortune +500. [**Op. Cit.**, p. 102] + +This system, which can be called military Keynesianism, has three advantages +over socially-based state intervention. Firstly, unlike social programmes, +military intervention does not improve the situation (and thus, hopes) of the +majority, who can continue to be marginalised by the system, suffer the +discipline of the labour market and feel the threat of unemployment. Secondly, +it acts likes welfare for the rich, ensuring that while the many are subject +to market forces, the few can escape that fate - while singing the praises of +the "free market". And, thirdly, it does not compete with private capital -- +in fact, it supplements it. + +Because of the connection between militarism and imperialism, it was natural +after World War II that America should become the world's leading military +state at the same time that it was becoming the world's leading economic +power, and that strong ties developed between government, business, and the +armed forces. American "military capitalism" is described in detail below, but +the remarks also apply to a number of other "advanced" capitalist states. + +In his farewell address, President Eisenhower warned of the danger posed to +individual liberties and democratic processes by the _"military-industrial +complex,"_ which might, he cautioned, seek to keep the economy in a state of +continual war-readiness simply because it is good business. This echoed the +warning which had been made earlier by sociologist C. Wright Mills (in **The +Power Elite**), who pointed out that since the end of World War II the +military had become enlarged and decisive to the shape of the entire American +economy, and that US capitalism had in fact become a military capitalism. This +situation has not substantially changed since Mills wrote, for it is still the +case that all US military officers have grown up in the atmosphere of the +post-war military-industrial alliance and have been explicitly educated and +trained to carry it on. Moreover, many powerful corporations have a vested +interest in maintaining this system and will be funding and lobbying +politicians and their parties to ensure its continuance. + +That this interrelationship between corporate power and the state expressed by +militarism is a key aspect of capitalism can be seen from the way it survived +the end of the Cold War, the expressed rationale for this system: + +> _"With the Cold war no longer available, it was necessary to reframe +pretexts not only for [foreign] intervention but also for militarised state +capitalism at home. The Pentagon budget presented to Congress a few months +after the fall of the Berlin Wall remained largely unchanged, but was packaged +in a new rhetorical framework, presented in the National Security Strategy of +March 1990. Once priority was to support advanced industry in traditional +ways, in sharp violation of the free market doctrines proclaimed and imposed +on others. The National Security Strategy called for strengthening 'the +defence industrial base' (essentially, high-tech industry) with incentives 'to +invest in new facilities and equipment as well as in research and +development.' As in the past, the costs and risks of the coming phases of the +industrial economy were to be socialised, with eventual profits privatised, a +form of state socialism for the rich on which much of the advanced US economy +relies, particularly since World War II."_ [**Failed States**, p. 126] + +This means that US defence businesses, which are among the biggest lobbyists, +cannot afford to lose this "corporate welfare." Unsurprisingly, they did not. +So while many politicians asserted a "peace dividend" was at hand when the +Soviet Bloc collapsed, this has not came to pass. Although it is true that +some fat was trimmed from the defence budget in the early 1990s, both economic +and political pressures have tended to keep the basic military-industrial +complex intact, insuring a state of global war-readiness and continuing +production of ever more advanced weapons systems into the foreseeable future. +Various excuses were used to justify continued militarism, none of them +particularly convincing due to the nature of the threat. + +The first Gulf War was useful, but the quick defeat of Saddam showed how +little a threat he actually was. The Iraq invasion of 2003 proved that his +regime, while temporarily helpful to the Pentagon, was not enough of a menace +to warrant the robust defence budgets of yore now given that his military +machine had been smashed. This did not, of course, stop the Bush +Administration spinning the threat and lying to the world about (non-existent) +Iraqi "Weapons of Mass Destruction" (this is unsurprising, though, given how +the Soviet military machine had also been hyped and its threat exaggerated to +justify military spending). Other "threats" to the world's sole super-power +such as Cuba, Iran, Libya and North Korea are equally unconvincing to any one +with a firm grasp of reality. Luckily for the US state, a new enemy appeared +in the shape of Islamic Terrorism. + +The terrorist atrocity of 9/11 was quickly used to justify expanding US +militarism (and expanding the power of the state and reducing civil +liberties). In its wake, various government bureaucracies and corporations +could present their wish-lists to the politicians and expect them to be passed +without real comment all under the guise of "the war on terror." As this +threat is so vague and so widespread, it is ideal to justify continuing +militarism as well as imperial adventures across the global (any state can be +attacked simply be declaring it is harbouring terrorists). It can also be used +to justify attacks on existing enemies, such as Iraq and the other countries +in the so-called "axis of evil" and related states. As such, it was not +surprising to hear about the possible Iranian nuclear threat and about the +dangers of Iranian influence even while the US military was bogged down in the +quagmire of Iraq. + +While the Bush Administration's doctrine of _"pre-emptive war"_ (i.e. +aggression) may have, as Chomsky noted, _"broken little new ground"_ and have +been standard (but unspoken) US policy from its birth, its does show how +militarism will be justified for some time to come. [**Op. Cit.**, p. 85] It +(and the threat of terrorism which is used to justify it) provides the +Pentagon with more arguments for continued high levels of defence spending and +military intervention. In a nutshell, then, the trend toward increasing +militarism is not likely to be checked as the Pentagon has found a +sufficiently dangerous and demonic enemy to justify continued military +spending in the style to which it's accustomed. + +Thus the demands of US military capitalism still take priority over the needs +of the people. For example, Holly Sklar points out that Washington, Detroit, +and Philadelphia have higher infant death rates than Jamaica or Costa Rica and +that Black America as a whole has a higher infant mortality rate than Nigeria; +yet the US still spends less public funds on education than on the military, +and more on military bands than on the National Endowment for the Arts. +[_"Brave New World Order,"_ Cynthia Peters (ed.), **Collateral Damage**, pp. +3-46] But of course, politicians continue to maintain that education and +social services must be cut back even further because there is "no money" to +fund them. As Chomsky so rightly says: + +> _"It is sometimes argued that concealing development of high-tech industry +under the cover of 'defence' has been a valuable contribution to society. +Those who do not share that contempt for democracy might ask what decisions +the population would have made if they had been informed of the real options +and allowed to choose among them. Perhaps they might have preferred more +social spending for health, education, decent housing, a sustainable +environment for future generations, and support for the United Nations, +international law, and diplomacy, as polls regularly show. We can only guess, +since fear of democracy barred the option of allowing the public into the +political arena, or even informing them about what was being done in their +name."_ [**Op. Cit.**, p. 127] + +Finally, as well as skewing resource allocation and wealth away from the +general public, militarism also harms freedom and increases the threat of war. +The later is obvious, as militarism cannot help but feed an arms race as +countries hurry to increase their military might in response to the +developments of others. While this may be good for profits for the few, the +general population have to hope that the outcome of such rivalries do not lead +to war. As Goldman noted about the First World War, can be, in part, _"traced +to the cut-throat competition for military equipment . . . Armies equipped to +the teeth with weapons, with highly developed instruments of murder backed by +their military interests, have their own dynamic functions."_ [**Op. Cit.**, +p. 353] + +As to freedom, as an institution the military is based on the _"unquestioning +obedience and loyalty to the government."_ (to quote, as Goldman did, one US +General). The ideal soldier, as Goldman puts it, is _"a cold-blooded, +mechanical, obedient tool of his military superiors"_ and this position cannot +be harmonised with individual liberty. Indeed, _"[c]an there be anything more +destructive of the true genius of liberty than . . . the spirit of +unquestioning obedience?"_ [**Op. Cit.**, pp. 52-4] As militarism becomes +bigger, this spirit of obedience widens and becomes more dominant in the +community. It comes to the fore during periods of war or in the run up to war, +when protest and dissent are equated to treason by those in power and their +supporters. The war hysteria and corresponding repression and authoritarianism +which repeatedly sweeps so-called "free" nations shows that militarism has a +wider impact than just economic development and wasted resources. As Bakunin +noted, _"where military force prevails, there freedom has to take its leave -- +especially the freedom and well-being of the working people."_ [**The +Political Philosophy of Bakunin**, pp. 221-2] + diff --git a/markdown/secD9.md b/markdown/secD9.md new file mode 100644 index 0000000000000000000000000000000000000000..4f1458eef6834d6c3dc3d256055d22de26460187 --- /dev/null +++ b/markdown/secD9.md @@ -0,0 +1,830 @@ +# D.9 Why does political power become concentrated under capitalism? + +Under capitalism, political power tends to become concentrated in the +executive branch of government, along with a corresponding decline in the +effectiveness of parliamentary institutions. As Kropotkin discussed in his +account of _"Representative Government,"_ parliaments grew out of the struggle +of capitalists against the power of centralised monarchies during the early +modern period. This meant that the function of parliaments was to check and +control the exercise of executive power when it was controlled by another +class (namely the aristocracy and landlords). The role of Parliaments +flourished and reached the peak of their prestige in the struggle against the +monarchy and immediately afterwards. + +With the end of absolute monarchy, legislatures become battlegrounds of +contending parties, divided by divergent class and group interests. This +reduces their capacity for positive action, particularly when struggle outside +parliament is pressurising representatives to take some interest in public +concerns. The ruling class also needs a strong centralised state that can +protect its interests internally and externally and which can ignore both +popular demands and the vested interests of specific sections of the dominant +economic and social elites in order to pursue policies required to keep the +system as a whole going. This means that there will be a tendency for +Parliaments to give up its prerogatives, building up a centralised and +uncontrolled authority in the form of an empowered executive against which, +ironically, it had fought against at its birth. + +This process can be seen clearly in the history of the United States. Since +World War II, power has become centralised in the hands of the president to +such an extent that some scholars now refer to an _"imperial presidency,"_ +following Arthur Schlesinger's 1973 book of that title. In the UK, Prime +Minister Tony Blair has been repeatedly criticised for his _"presidential"_ +form of government, while Parliament has been repeatedly side-tracked. This +builds on tendencies which flow back to, at least, the Thatcher government +which started the neo-liberal transformation of the UK with its associated +rise in inequality, social polarisation and increases in state centralisation +and authority. + +Contemporary US presidents' appropriation of congressional authority, +especially in matters relating to national security, has paralleled the rise +of the United States as the world's strongest and most imperialistic military +power. In the increasingly dangerous and interdependent world of the 20th +century, the perceived need for a leader who can act quickly and decisively, +without possibly disastrous obstruction by Congress, has provided an impetus +for ever greater concentration of power in the White House. This concentration +has taken place in both foreign and domestic policy, but it has been catalysed +above all by a series of foreign policy decisions in which modern US +presidents have seized the most vital of all government powers, the power to +make war. For example, President Truman decided to commit troops in Korea +without prior congressional approval while the Eisenhower Administration +established a system of pacts and treaties with nations all over the globe, +making it difficult for Congress to limit the President's deployment of troops +according to the requirements of treaty obligations and national security, +both of which were left to presidential judgement. The CIA, a secretive agency +accountable to Congress only after the fact, was made the primary instrument +of US intervention in the internal affairs of other nations for national +security reasons. This process of executive control over war reached a peak +post-911, with Bush's nonsense of a _"pre-emptive"_ war and public +acknowledgement of a long standing US policy that the Commander-in-Chief was +authorised to take "defensive" war measures without congressional approval or +UN authorisation. + +And as they have continued to commit troops to war without congressional +authorisation or genuine public debate, the President's unilateral policy- +making has spilled over into domestic affairs as well. Most obviously, thanks +to Bush I and Clinton, important economic treaties (like GATT and NAFTA) can +be rammed through Congress as _"fast-track"_ legislation, which limits the +time allowed for debate and forbids amendments. Thanks to Jimmy Carter, who +reformed the Senior Executive Service to give the White House more control +over career bureaucrats, and Ronald Reagan, who politicised the upper levels +of the executive branch to an unprecedented degree, presidents can now pack +government with their spoilsmen and reward partisan bureaucrats (the lack of +response by FEMA during the Katrina hurricane is an example of this). Thanks +to the first Bush, presidents now have a powerful new technique to enhance +presidential prerogatives and erode the intent of Congress even further -- +namely, signing laws while announcing that they will not obey them. Fifth, +thanks also to Bush, yet another new instrument of arbitrary presidential +power has been created: the "tsar," a presidential appointee with vague, +sweeping charges that overlap with or supersede the powers of department +heads. [Michael Lind, _"The Case for Congressional Power: the Out-of-Control +Presidency,"_ **The New Republic**, Aug. 14, 1995] + +Thus we find administrations bypassing or weakening official government +agencies or institutions to implement policies that are not officially +permitted. In the US, the Reagan Administration's Iran-Contra affair is an +example. During that episode the National Security Council, an arm of the +executive branch, secretly funded the Contras, a mercenary counter- +revolutionary force in Central America, in direct violation of the Boland +Amendment which Congress had passed for the specific purpose of prohibiting +such funding. Then there is the weakening of government agencies to the point +where they can no longer effectively carry out their mandate. Reagan's tenure +in the White House again provides a number of examples. The Environmental +Protection Agency, for instance, was for all practical purposes neutralised +when employees dedicated to genuine environmental protection were removed and +replaced with people loyal to corporate polluters. Such detours around the law +are deliberate policy tools that allow presidents to exercise much more actual +power than they appear to have on paper. Finally, the President's authority to +determine foreign and domestic policy through National Security Directives +that are kept secret from Congress and the American people. Such NSDs cover a +virtually unlimited field of actions, shaping policy that may be radically +different from what is stated publicly by the White House and involving such +matters as interference with First Amendment rights, initiation of activities +that could lead to war, escalation of military conflicts, and even the +commitment of billions of dollars in loan guarantees -- all without +congressional approval or even knowledge. + +President Clinton's use of an Executive Order to bail out Mexico from its debt +crisis after Congress failed to appropriate the money falls right into the +authoritarian tradition of running the country by fiat, a process which +accelerated with his successor George Bush (in keeping with the general +tendencies of Republican administrations in particular). The second Bush took +this disdain for democracy and the law even further. His administration has +tried to roll back numerous basic liberties and rights as well. He has sought +to strip people accused of crimes of rights that date as far back as the Magna +Carta in Anglo-American jurisprudence: elimination of presumption of +innocence, keeping suspects in indefinite imprisonment, ending trial by +impartial jury, restricting access to lawyers and knowledge of evidence and +charges against the accused. He has regularly stated when signing legislation +that he will assert the right to ignore those parts of laws with which he +disagrees. His administration has adopted policies which have ignored the +Geneva Convention (labelled as _"quaint"_) and publicly tolerated torture of +suspects and prisoners of war. That this underlying authoritarianism of +politicians is often belied by their words should go without saying (an +obvious fact, somehow missed by the mainstream media, which made satire +redundant in the case the second Bush). + +Not that this centralisation of powers has bothered the representatives whom +are being disempowered by it. Quite the reverse. This is unsurprising, for +under a leader which _"guarantees 'order' -- that is to say internal +exploitation and external expansion -- than the parliament submits to all his +caprices and arms him with ever new powers . . . That is understandable: all +government has tendency to become personal since that is its origin and its +essence . . . it will always search for the man on whom it can unload the +cares of government and to whom in turn it will submit. As long as we confide +to a small group all the economic, political, military, financial and +industrial prerogatives with which we arm them today, this small group will +necessarily be inclined . . . to submit to a single chief."_ [Kropotkin, **Op. +Cit.**, p. 128] As such, there are institutional forces at work within the +government organisational structure which encourage these tendencies and as +long as they find favour with business interests they will not be challenged. + +This is a key factor, of course. If increased authoritarianism and +concentration of decision making were actually harming the interests of the +economically dominant elite then more concern would be expressed about them in +what passes for public discourse. However, the reduction of democratic +processes fits in well with the neo-liberal agenda (and, indeed, this agenda +dependent on it). As Chomsky notes, _"democracy reduces to empty form"_ when +the votes of the general public votes no impact or role in determining +economic and social development. In other words, _"neoliberal reforms are +antithetical to promotion of democracy. They are not designed to shrink the +state, as often asserted, but to strengthen state institutions to serve even +more than before the needs of the substantial people."_ This has seen +_"extensive gerrymandering to prevent competition for seats in the House, the +most democratic of government institutions and therefore the most worrisome,"_ +while congress has been _"geared to implementing the pro-business policies"_ +and the White House has been reconstructed into top-down systems, in a similar +way to that of a corporation (_"In structure, the political counterpart to a +corporation is a totalitarian state."_) [**Op. Cit.**, p. 218, p. 237 and p. +238] + +The aim is to exclude the general politic from civil society, creating Locke's +system of rule by property owners only. As one expert (and critic) on Locke +argues in his scheme, the _"labouring class, being without estate, are subject +to, but not full members of civil society"_ and the _"right to rule (more +accurately, the right to control any government) is given to men of estate +only."_ The working class will be in but not part of civil society in the same +way that they are in but not part of a company. The labouring class may do the +actual work in a capitalist firm, but they _"cannot take part in the operation +of the company at the same level as the owners."_ Thus the ideal (classical) +"liberal" state is a _"joint-stock company of owners whose majority decision +binds not only themselves but also their employees."_ [C. B. MacPherson, **The +Political Theory of Possessive Individualism**, p. 248, p. 249 and p. 251] The +aim of significant sections of the right and the ruling class is to achieve +this goal within the context of a nominally democratic state which, on paper, +allows significant civil liberties but which, in practice, operates like a +corporation. Liberty for the many will be reduced to market forms, the ability +to buy and sell, within the rules designed by and for the property owners. +Centralised state power within an overall authoritarian social culture is the +best way to achieve this aim. + +It should be stressed that the rise of inequality and centralised state power +has came about by design, not by accident. Both trends delight the rich and +the right, whose aim has always been to exclude the general population from +the public sphere, eliminate taxation on wealth and income derived from owning +it and roll back the limited reforms the general population have won over the +years. In his book **Post-Conservative America** Kevin Phillips, one of the +most knowledgeable and serious conservative ideologues, discusses the +possibility of fundamental alterations that he regards as desirable in the US +government. His proposals leave no doubt about the direction in which the +Right wishes to proceed. _"Governmental power is too diffused to make +difficult and necessary economic and technical decisions,"_ Phillips +maintains. _"[A]ccordingly, the nature of that power must be re-thought. Power +at the federal level must be augmented, and lodged for the most part in the +executive branch."_ [p. 218] He assures us that all the changes he envisions +can be accomplished without altering the Constitution. + +As one moderate British Conservative MP has documented, the "free-market" +Conservative Thatcher government of the 1980s increased centralisation of +power and led a sustained _"assault on local government."_ One key reason was +_"dislike of opposition"_ which applied to _"intermediate institutions"_ +between the individual and the state. These _"were despised and disliked +because they got in the way of 'free-market forces' . . . and were liable to +disagree with Thatcherite policies."_ Indeed, they simply abolished elected +local governments (like the Greater London Council) which were opposed to the +policies of the central government. They controlled the rest by removing their +power to raise their own funds, which destroyed their local autonomy. The net +effect of neo-liberal reforms was that Britain became _"ever more +centralised"_ and local government was _"fragmenting and weakening."_ +[**Dancing with Dogma**, p. 261, p. 262 and p. 269] + +This reversal of what, traditionally, conservatives and even liberals had +argued had its roots in the "free market" capitalist ideology. For _"[n]othing +is to stand in the way of the free market, and no such fripperies as +democratic votes are to be allowed to upset it. The unadulterated free market +is unalterable, and those who dislike it or suffer from it must learn to put +up with it. In Rousseau's language, they must be forced to be free."_ as such +there was _"no paradox"_ to the _"Thatcherite devotion to both the free market +and a strong state"_ as the _"establishment of individualism and a free-market +state is an unbending if not dictatorial venture which demands the prevention +of collective action and the submission of dissenting institutions and +individuals."_ Thus rhetoric about "liberty" and rolling back the state can +easily be _"combined in practice with centralisation and the expansion of the +state's frontiers."_ [**Op. Cit.**, pp. 273-4 and p. 273] A similar process +occurred under Reagan in America. + +As Chomsky stresses, the _"antidemocratic thrust has precedents, of course, +but is reaching new heights"_ under the current set of _"reactionary +statists"_ who _"are dedicated warriors. With consistency and passion that +approach caricature, their policies serve the serve the substantial people -- +in fact, an unusually narrow sector of them -- and disregard or harm the +underlying population and future generations. They are also seeking to use +their current opportunities to institutionalise these arrangements, so that it +will be no small task to reconstruct a more humane and democratic society."_ +[**Op. Cit.**, p. 238 and p. 236] As we noted in [section D.1](secD1.html), +the likes of Reagan, Thatcher and Bush do not appear by accident. They and the +policies they implement reflect the interests of significant sectors of the +ruling elite and their desires. These will not disappear if different, more +progressive sounding, politicians are elected. Nor will the nature of the +state machine and its bureaucracy, nor will the workings and needs of the +capitalist economy. + +This helps explains why the distinctions between the two major parties in the +US have been, to a large extent, virtually obliterated. Each is controlled by +the corporate elite, albeit by different factions within it. Despite many +tactical and verbal disagreements, virtually all members of this elite share a +basic set of principles, attitudes, ideals, and values. Whether Democrat or +Republican, most of them have graduated from the same Ivy League schools, +belong to the same exclusive social clubs, serve on the same interlocking +boards of directors of the same major corporations, and send their children to +the same private boarding schools (see G. William Domhoff, **Who Rules America +Now?** and C. Wright Mills, **The Power Elite**). Perhaps most importantly, +they share the same psychology, which means that they have the same priorities +and interests: namely, those of corporate America. That the Democrats are +somewhat more dependent and responsive to progressive working class people +while the Republicans are beholden to the rich and sections of the religious +right come election time should not make us confuse rhetoric with the reality +of policies pursued and underlying common assumptions and interests. + +This means that in the USA there is really only one party -- the Business +Party -- which wears two different masks to hide its real face from the +public. Similar remarks apply to the liberal democratic regimes in the rest of +the advanced capitalist states. In the UK, Blair's "New Labour" has taken over +the mantle of Thatcherism and have implemented policies based on its +assumptions. Unsurprisingly, it received the backing of numerous right-wing +newspapers as well as funding from wealthy individuals. In other words, the UK +system has mutated into a more US style one of two Business parties one of +which gets more trade union support than the other (needless to say, it is +unlikely that Labour will be changing its name to "Capital" unless forced to +by the trading standards office nor does it look likely that the trade union +bureaucracy will reconsider their funding in spite of the fact New Labour +simply ignored them when not actually attacking them!). The absence of a true +opposition party, which itself is a main characteristic of authoritarian +regimes, is thus an accomplished fact already, and has been so for many years. + +Besides the reasons noted above, another cause of increasing political +centralisation under capitalism is that industrialisation forces masses of +people into alienated wage slavery, breaking their bonds to other people, to +the land, and to tradition, which in turn encourages strong central +governments to assume the role of surrogate parent and to provide direction +for their citizens in political, intellectual, moral, and even spiritual +matters. (see Hannah Arendt, **The Origins of Totalitarianism**). And as +Marilyn French emphasises in **Beyond Power**, the growing concentration of +political power in the capitalist state can also be attributed to the form of +the corporation, which is a microcosm of the authoritarian state, since it is +based on centralised authority, bureaucratic hierarchy, antidemocratic +controls, and lack of individual initiative and autonomy. Thus the millions of +people who work for large corporations tend automatically to develop the +psychological traits needed to survive and "succeed" under authoritarian rule: +notably, obedience, conformity, efficiency, subservience, and fear of +responsibility. The political system naturally tends to reflect the +psychological conditions created at the workplace, where most people spend +about half their time. + +Reviewing such trends, Marxist Ralph Miliband concludes that _"it points in +the direction of a regime in which democratic forms have ceased to provide +effective constraints upon state power."_ The _"distribution of power"_ will +become _"more unequal"_ and so _"[h]owever strident the rhetoric of democracy +and popular sovereignty may be, and despite the 'populist' overtones which +politics must now incorporate, the trend is toward the ever-greater +appropriation of power at the top."_ [**Divided Societies**, p. 166 and p. +204] As such, this reduction in genuine liberty, democracy and growth in +executive power does not flow simply from the intentions of a few bad apples. +Rather, they reflect economic developments, the needs of the system as a whole +plus the pressures associated with the way specific institutions are +structured and operate as well as the need to exclude, control and marginalise +the general population. Thus while we can struggle and resist specific +manifestations of this process, we need to fight and eliminate their root +causes within capitalism and statism themselves if we want to turn them back +and, eventually, end them. + +This increase in centralised and authoritarian rule may not result in obvious +elimination of such basic rights as freedom of speech. However, this is due to +the success of the project to reduce genuine freedom and democracy rather than +its failure. If the general population are successfully marginalised and +excluded from the public sphere (i.e. turned into Locke's system of being +within but not part of a society) then a legal framework which recognises +civil liberties would still be maintained. That most basic liberties would +remain relatively intact and that most radicals will remain unmolested would +be a testimony to the lack of power possessed by the public at large in the +existing system. That is, countercultural movements need not be a concern to +the government until they become broader-based and capable of challenging the +existing socio-economic order -- only then is it "necessary" for the +repressive, authoritarian forces to work on undermining the movement. So long +as there is no effective organising and no threat to the interests of the +ruling elite, people are permitted to say whatever they want. This creates the +illusion that the system is open to all ideas, when, in fact, it is not. But, +as the decimation of the Wobblies and anarchist movement after the First World +War first illustrated, the government will seek to eradicate any movement that +poses a significant threat. + +## D.9.1 What is the relationship between wealth polarisation and +authoritarian government? + +We have previously noted the recent increase in the rate of wealth +polarisation, with its erosion of working-class living standards (see [section +B.7](secB7.html)). This process has been referred to by Noam Chomsky as +"Third-Worldisation." It is appearing in a particularly acute form in the US +-- the "richest" industrialised nation which also has the highest level of +poverty, since it is the most polarised -- but the process can be seen in +other "advanced" industrial nations as well, particularly in the UK. As neo- +liberalism has spread, so has inequality soared. + +Third World governments are typically authoritarian, since harsh measures are +required to suppress rebellions among their impoverished and discontented +masses. Hence "Third-Worldisation" implies not only economic polarisation but +also increasingly authoritarian governments. As Philip Slater puts it, a +large, educated, and alert "middle class" (i.e. average income earners) has +always been the backbone of democracy, and anything that concentrates wealth +tends to weaken democratic institutions. [**A Dream Deferred**, p. 68] This +analysis is echoed by left-liberal economist James K. Galbraith: + +> _"As polarisation of wages, incomes and wealth develops, the common +interests and common social programs of society fall into decline. We have +seen this too, in this country over thirty years, beginning with the erosion +of public services and public investments, particularly in the cities, with +the assault on the poor and on immigrants and the disabled that led to the +welfare bill of 1996, and continuing now manufactured crises of Medicare and +the social security system. The haves are on the march. With growing +inequality, so grows their power. And so also diminish the voices of +solidarity and mutual reinforcement, the voices of civil society, the voices +of a democratic and egalitarian middle class."_ [**Created Unequal: The Crisis +in American Pay**, p. 265] + +If this is true, then along with increasing wealth polarisation in the US we +should expect to see signs of growing authoritarianism. This hypothesis is +confirmed by numerous facts, including the following: continuing growth of an +_"imperial presidency"_ (concentration of political power); extralegal +operations by the executive branch (e.g. the Iran-Contra scandal, the Grenada +and Panama invasions); skyrocketing incarceration rates; more official secrecy +and censorship; the rise of the Far Right; more police and prisons; FBI +requests for massive wiretapping capability; and so on. Public support for +draconian measures to deal with crime reflect the increasingly authoritarian +mood of citizens beginning to panic in the face of an ongoing social +breakdown, which has been brought about, quite simply, by ruling-class greed +that has gotten out of hand -- a fact that is carefully obscured by the media. +The 911 attacks have been used to bolster these authoritarian trends, as would +be expected. + +One might think that representative democracy and constitutionally guaranteed +freedoms would make an authoritarian government impossible in the United +States and other liberal democratic nations with similar constitutional +"protections" for civil rights. In reality, however, the declaration of a +"national emergency" would allow the central government to ignore +constitutional guarantees with impunity and set up what Hannah Arendt calls +_"invisible government"_ \-- mechanisms allowing an administration to +circumvent constitutional structures while leaving them nominally in place. +The erosion of civil liberties and increase in state powers post-911 in both +the US and UK should show that such concerns are extremely valid. + +In response to social breakdown or "terrorism," voters may turn to martial- +style leaders (aided by the media). Once elected, and with the support of +willing legislatures and courts, administrations could easily create much more +extensive mechanisms of authoritarian government than already exist, giving +the executive branch virtually dictatorial powers. Such administrations could +escalate foreign militarism, further expand the funding and scope of the +police, national guard units, secret police and foreign intelligence agencies, +and authorise more widespread surveillance of citizens as well as the +infiltration of dissident political groups (all of which happened in post-911 +America). There would be a corresponding rise of government secrecy (as +_"popular understanding of the workings of government is not conducive to +instilling proper reverence for powerful leaders and their nobility."_ +[Chomsky, **Failed States**, p.238]). These developments would not occur all +at once, but so gradually, imperceptibly, and logically -- given the need to +maintain "law and order" -- that most people would not even be aware that an +authoritarian take-over was underway. Indeed, there is substantial evidence +that this is already underway in the US (see **Friendly Fascism** by Bertram +Gross for details). + +We will examine some of the symptoms of growing authoritarianism listed above, +again referring primarily to the example of the United States. The general +trend has been a hollowing out of even the limited democratic structures +associated with representative states in favour of a purely formal appearance +of elections which are used to justify ignoring the popular will, +authoritarianism and "top-down" rule by the executive. While these have always +been a feature of the state (and must be, if it is to do its function as we +discussed in [section B.2](secB2.html)) the tendencies are increasing and +should be of concern for all those who seek to protect, never mind, expand +what human rights and civil liberties we have. While anarchists have no +illusions about the nature of even so-called democratic states, we are not +indifferent to the form of state we have to endure and how it changes. As +Malatesta put it: + +> _"there is no doubt that the worst of democracies is always preferable, if +only from an educational point of view, than the best of dictatorships. Of +course democracy, so-called government of the people, is a lie; but the lie +always slightly binds the liar and limits the extent of his arbitrary power . +. . Democracy is a lie, it is oppression and is in reality, oligarchy; that +is, government by the few to the advantage of a privileged class. But we can +still fight it in the name of freedom and equality, unlike those who have +replaced it or want to replace it with something worse."_ [**The Anarchist +Revolution**, p. 77] + +We must stress that as long as governments exist, then this struggle against +authoritarianism will continue. As Kropotkin argued, these tendencies _"do not +depend on individuals; they are inherent in the institution."_ We must always +remember that _"[o]f its own accord, representative government does not offer +real liberties, and it can accommodate itself remarkably well to despotism. +Freedoms have to be seized from it, as much as they do from absolute kings; +and once they have been gained they must be defended against parliament as +much as they were against a king."_ [**Words of a Rebel**, p. 137 and p. 123] + +So we cannot assume that legal rights against and restrictions on state or +economic power are enough in themselves. Liberty needs to be continually +defended by the mass of the population who cannot leave it to others to act +for them. _"If we want . . . to leave the gates wide open to reaction,"_ +Kropotkin put it, _"we have only to confide our affairs to a representative +government."_ Only _"extra-parliamentary agitation"_ will stop the state +_"imping[ing] continually on the country's political rights"_ or +_"suppress[ing] them with a strike of the pen."_ The state must always _"find +itself faced by a mass of people ready to rebel."_ [**Op. Cit.** p. 129 and p. +124] + +## D.9.2 Why is government surveillance of citizens on the increase? + +Authoritarian governments are characterised by fully developed secret police +forces, extensive government surveillance of civilians, a high level of +official secrecy and censorship, and an elaborate system of state coercion to +intimidate and silence dissenters. All of these phenomena have existed in the +US since suppression of the anarchist inspired No-Conscription League and the +IWW for its unionising and anti-war activity. The post-World War I Red Scare +and Palmer raids continued this process of wartime jailings and intimidation, +combined with the deportation of aliens (the arrest, trial and subsequent +deportation of Alexander Berkman and Emma Goldman is but one example of this +war on radicals). [Howard Zinn, **A People's History of America**, pp. 363-7] + +However, since World War II these systems have taken more extreme forms, +especially during the 1980s and 2000s. Indeed, one of the most disturbing +revelations to emerge from the Iran-Contra affair was the Reagan +administration's contingency plan for imposing martial law. Alfonso Chardy, a +reporter for the Miami Herald, revealed in July 1987 that Lt. Col. Oliver +North, while serving on the National Security Council's staff, had worked with +the Federal Emergency Management Agency on a plan to suspend the Bill of +Rights by imposing martial law in the event of _"national opposition to a US +military invasion abroad."_ [Richard O. Curry (ed.), **Freedom at Risk: +Secrecy, Censorship, and Repression in the 1980s**] However, this rise in +authoritarian-style government policies is not limited to just possibilities +and so in this section we will examine the operations of the secret police in +the USA since the 1950s. First, however, we must stress that these tendencies +are hardly US specific. For example, the secret services in the UK have +regularly spied on left-wing groups as well as being heavily involved in +undermining the 1984-5 Miners strike. [S. Milne, **The Enemy Within**] + +The creation of an elaborate US "national security" apparatus has come about +gradually since 1945 through congressional enactments, numerous executive +orders and national security directives, and a series of Supreme Court +decisions that have eroded First Amendment rights. The policies of the Reagan +administration, however, reflected radical departures from the past, as +revealed not only by their comprehensive scope but by their +institutionalisation of secrecy, censorship, and repression in ways that will +be difficult, if not impossible, to eradicate. As Richard Curry points out, +the Reagan administration's success stems _"from major structural and +technological changes that have occurred in American society during the +twentieth century -- especially the emergence of the modern bureaucratic State +and the invention of sophisticated electronic devices that make surveillance +possible in new and insidious ways."_ [**Op. Cit.**, p. 4] + +The FBI has used _"countersubversive"_ surveillance techniques and kept lists +of people and groups judged to be potential national security threats since +the days of the Red Scare in the 1920s. Such activities were expanded in the +late 1930s when Franklin Roosevelt instructed the FBI to gather information +about Fascist and Communist activities in the US and to conduct investigations +into possible espionage and sabotage (although for most of the 1920s and +1930s, fascists and fascist sympathisers were, at best, ignored and, at worse, +publicly praised while anti-fascists like anarchist Carol Tresca were spied on +and harassed by the authorities. [Nunzio Pernicone, **Carlo Tresca**]). FBI +chief J. Edgar Hoover interpreted these directives as authorising open-ended +inquiries into a very broad category of potential "subversives"; and by +repeatedly misinforming a succession of careless or indifferent presidents and +attorneys general about the precise scope of Roosevelt's directives, Hoover +managed for more than 30 years to elicit tacit executive approval for +continuous FBI investigations into an ever-expanding class of political +dissidents. [Geoffrey R. Stone, _"The Reagan Administration, the First +Amendment, and FBI Domestic Security Investigations,"_ Curry (ed.), **Op. +Cit.**] + +The advent of the Cold War, ongoing conflicts with the Soviet Union, and fears +of the "international Communist conspiracy" provided justification not only +for covert CIA operations and American military intervention in countries all +over the globe, but also contributed to the FBI's rationale for expanding its +domestic surveillance activities. Thus in 1957, without authorisation from +Congress or any president, Hoover launched a highly secret operation called +COINTELPRO: + +> _"From 1957 to 1974, the bureau opened investigative files on more than half +a million 'subversive' Americans. In the course of these investigations, the +bureau, in the name of 'national security,' engaged in widespread wire- +tapping, bugging, mail-openings, and break-ins. Even more insidious was the +bureau's extensive use of informers and undercover operative to infiltrate and +report on the activities and membership of 'subversive' political associations +ranging from the Socialist Workers Party to the NAACP to the Medical Committee +for Human Rights to a Milwaukee Boy Scout troop."_ [Stone, **Op. Cit.**, p. +274] + +But COINTELPRO involved much more than just investigation and surveillance. As +Chomsky notes, it was _"one of its major programs of repression"_ and was used +to discredit, weaken, and ultimately destroy the New Left and Black radical +movements of the sixties and early seventies, i.e. to silence the major +sources of political dissent and opposition. It's aim was to _"disrupt"_ a +wide range of popular movements _"by instigating violence in the ghetto, +direct participation in police assassination of a Black Panther organiser, +burglaries and harassment of the Socialist Workers Party over many years, and +other methods of defamation and disruption."_ [**Necessary Illusions**, p. +189] + +The FBI fomented violence through the use of agents provocateurs and destroyed +the credibility of movement leaders by framing them, bringing false charges +against them, distributing offensive materials published in their name, +spreading false rumours, sabotaging equipment, stealing money, and other dirty +tricks. By such means the Bureau exacerbated internal frictions within +movements, turning members against each other as well as other groups. For +example, during the civil rights movement, while the government was making +concessions and verbally supporting the movement, the FBI was harassing and +breaking up black groups. Between 1956 and 1971, the FBI took 295 actions +against black groups as part of COLINTELPRO. [Zinn, **Op. Cit.**, p. 455] + +Government documents show the FBI and police involved in creating acrimonious +disputes which ultimately led to the break-up of such groups as Students for a +Democratic Society, the Black Panther Party, and the Liberation News Service. +The Bureau also played a part in the failure of such groups to form alliances +across racial, class, and regional lines. The FBI is implicated in the +assassination of Malcolm X, who was killed in a "factional dispute" that the +Bureau bragged of having "developed" in the Nation of Islam. Martin Luther +King, Jr., was the target of an elaborate FBI plot to drive him to suicide +before he was conveniently killed by a lone sniper. Other radicals were +portrayed as "Communists", criminals, adulterers, or government agents, while +still others were murdered in phoney "shoot-outs" where the only shooting was +done by the police. + +These activities finally came to public attention because of the Watergate +investigations, congressional hearings, and information obtained under the +Freedom of Information Act (FOIA). In response to the revelations of FBI +abuse, Attorney General Edward Levi in 1976 set forth a set of public +guidelines governing the initiation and scope of the bureau's domestic +security investigations, severely restricting its ability to investigate +political dissidents. + +The Levi guidelines, however, proved to be only a temporary reversal of the +trend. Although throughout his presidency Ronald Reagan professed to be +against the increase of state power in regard to domestic policy, he in fact +expanded the power of the national bureaucracy for "national security" +purposes in systematic and unprecedented ways. One of the most significant of +these was his immediate elimination of the safeguards against FBI abuse that +the Levi guidelines had been designed to prevent. This was accomplished +through two interrelated executive branch initiatives: Executive Order 12333, +issued in 1981, and Attorney General William French Smith's guidelines, which +replaced Levi's in 1983. The Smith guidelines permitted the FBI to launch +domestic security investigations if the facts _"reasonably indicated"_ that +groups or individuals were involved in criminal activity. More importantly, +however, the new guidelines also authorised the FBI to _"anticipate or prevent +crime."_ As a result, the FBI could now investigate groups or individuals +whose statements _"advocated"_ criminal activity or indicated an **apparent +intent** to engage in crime, particularly crimes of violence. + +As Curry notes, the language of the Smith guidelines provided FBI officials +with sufficient interpretative latitude to investigate virtually any group or +individual it chose to target, including political activists who opposed the +administration's foreign policy. Not surprisingly, under the new guidelines +the Bureau immediately began investigating a wide variety of political +dissidents, quickly making up for the time it had lost since 1976. +Congressional sources show that in 1985 alone the FBI conducted 96 +investigations of groups and individuals opposed to the Reagan +Administration's Central American policies, including religious organisations +who expressed solidarity with Central American refugees. + +Since the 1980s, the state has used the threat of "terrorism" (both domestic +and international) to bolster its means of repression. The aim has been to +allow the President, on his own initiative and by his own definition, to +declare any person or organisation "terrorist" and so eliminate any rights +they may, in theory, have. The 911 attacks were used to pass in effect a +"wish-list" (in the form of the PATRIOT act) of measures long sought by both +the secret state and the right but which they had difficulty in passing +previously due to public scrutiny. Post-911, as after the Oklahoma bombing, +much opposition was muted while those that did raise their voices were +dismissed as, at best, naive or, at worse, pro-terrorist. + +Post-911, presidential rulings are considered as conclusive while the Attorney +General was handed new enforcement powers, e.g. suspects would be considered +guilty unless proven innocent, and the source or nature of the evidence +brought against suspects would not have to be revealed if the Justice +Department claimed a _"national security"_ interest in suppressing such facts, +as of course it would. Security agencies were given massive new powers to +gather information on and act against suspected "terrorists" (i.e., any enemy +of the state, dissident or critic of capitalism). As intended, the ability to +abuse these powers is staggering. They greatly increased the size and funding +of the FBI and gave it the power to engage in "anti-terrorist" activities all +over the country, without judicial oversight. Unsurprisingly, during the run- +up to the Iraq invasion of 2003, the anti-war movement was targeted with these +new powers of surveillance. That the secret state, for example, seriously +argued that potential "terrorists" could exist within Quaker peace groups says +it all. Unsurprisingly, given the history of the secret state the new measures +were turned against the Left, as COINTELPRO and similar laws were in the past. + +If, as the Bush Administration continually asserted, the terrorists hate the +west for our freedoms (rather than their self-proclaimed hatred of US foreign +policy) then that government is the greatest appeaser the world has ever seen +(not to mention the greatest recruiting agent they ever had). It has done more +to undermine freedom and increase state power (along with the threat of +terrorism) that the terrorists ever dreamed. However, it would be a mistake to +draw the conclusion that it is simply incompetence, arrogance and ignorance +which was at work (tempting as that may be). Rather, there are institutional +factors at work as well (a fact that becomes obvious when looking at the +history of the secret state and its activities). The fact that such draconian +measures were even considered says volumes about the direction in which the US +-- and by implication the other "advanced" capitalist states -- are headed. + +## D.9.3 What causes justifications for racism to appear? + +The tendency toward social breakdown which is inherent in the growth of wealth +polarisation, as discussed above, is also producing a growth in racism in the +countries affected. As we have seen, social breakdown leads to the +increasingly authoritarian government prompted by the need of the ruling class +to contain protest and civil unrest among those at the bottom of the wealth +pyramid. In the US those in the lowest economic strata belong mostly to racial +minorities, while in several European countries there are growing populations +of impoverished minorities from the Third World, often from former colonies. +The desire of the more affluent strata to justify their superior economic +positions is, as one would expect, causing racially based theories of +privilege to become more popular. + +That racist feelings are gaining strength in America is evidenced by the +increasing political influence of the right, whose thinly disguised racism +reflects the darkening vision of a growing segment of the conservative +community. Further evidence can be seen in the growth of ultraconservative +extremist groups preaching avowedly racist philosophies, such as the Ku Klux +Klan, the Aryan Nations, the White Aryan Resistance, and others (see James +Ridgeway's **Blood in the Face: The Ku Klux Klan, Aryan Nations, Nazi +Skinheads, and the Rise of a New White Culture**). Much the same can be said +of Europe, with the growth of parties like the BNP in Britain, the FN in +France and similar organisations elsewhere. + +Most conservative politicians have taken pains to distance themselves +officially from the extreme right. Yet they are dependent on getting votes of +those influenced by the right-wing media personalities and the extreme right. +This means that this racism cannot help seep into their election campaigns +and, unsurprisingly, mainstream conservative politicians have used, and +continue to use, code words and innuendo ("welfare queens," "quotas," etc.) to +convey a thinly veiled racist message. This allows mainstream right-wingers to +exploit the budding racism of lower- and middle-class white youths, who must +compete for increasingly scarce jobs with desperate minorities who are willing +to work at very low wages. As Lorenzo Lom'boa Ervin notes: + +> _"Basing themselves on alienated white social forces, the Nazis and Klan are +trying to build a mass movement which can hire itself out to the Capitalists +at the proper moment and assume state power . . . Fascism is the ultimate +authoritarian society when in power, even though it has changed its face to a +mixture of crude racism and smoother racism in the modern democratic state. + +> + +> "So in addition to the Nazis and the Klan, there are other Right-Wing forces +that have been on the rise . . . They include ultra-conservative rightist +politicians and Christian fundamentalist preachers, along with the extreme +right section of the Capitalist ruling class itself, small business owners, +talk show hosts . . . along with the professors, economists, philosophers and +others in academia who are providing the ideological weapons for the +Capitalist offensive against the workers and oppresses people. So not all +racists wear sheets. These are the 'respectable' racists, the New Right +conservatives . . . The Capitalist class has already shown their willingness +to use this conservative movement as a smoke screen for an attack on the Labor +movement, Black struggle, and the entire working class."_ [**Anarchism and the +Black Revolution**, p. 18] + +The expanding popularity of such racist groups in the US is matched by a +similar phenomenon in Europe, where xenophobia and a weak economy have +propelled extreme right-wing politicians into the limelight on promises to +deport foreigners. This poisons the whole mainstream political spectrum, with +centre and centre-left politicians pandering to racism and introducing aspects +of the right's agenda under the rhetoric of "addressing concerns" and raising +the prospect that by not doing what the right wants, the right will expand in +influence. How legitimising the right by implementing its ideas is meant to +undercut their support is never explained, but the "greater evil" argument +does have its utility for every opportunistic politician (particularly one +under pressure from the right-wing media whipping up scare stories about +immigration and such like to advance the interests of their wealthy backers). + +What easier way is there to divert people's anger than onto scapegoats? Anger +about bad housing, no housing, boring work, no work, bad wages and conditions, +job insecurity, no future, and so on. Instead of attacking the real causes of +these (and other) problems, people are encouraged to direct their anger +against people who face the same problems just because they have a different +skin colour or come from a different part of the world! Little wonder +politicians and their rich backers like to play the racist card -- it diverts +attention away from them and the system they run (i.e. the **real** causes of +our problems). + +Racism, in other words, tries to turn **class** issues into "race" issues. +Little wonder that sections of the ruling elite will turn to it, as and when +required. Their class interests (and, often, their personal bigotry) requires +them to do so -- a divided working class will never challenge their position +in society. This means that justifications for racism appear for two reasons. +Firstly, to try and justify the existing inequalities within society (for +example, the infamous -- and highly inaccurate -- _"Bell Curve"_ and related +works). Secondly, to divide the working class and divert anger about living +conditions and social problems away from the ruling elite and their system +onto scapegoats in our own class. After all, _"for the past fifty years +American business has been organising a major class war, and they needed +troops -- there **are** votes after all, and you can't just come before the +electorate and say, 'Vote for me, I'm trying to screw you.' So what they've +had to do is appeal to the population on some other grounds. Well, there +aren't a lot of other grounds, and everybody picks the same ones . . . -- +jingoism, racism, fear, religious fundamentalism: These are ways of appealing +to people if you're trying to organise a mass base of support for policies +that are really intended to crush them."_ [Chomsky, **Understanding Power**, +pp. 294-5] + +Part of the right-wing resurgence in the US and elsewhere has been the +institutionalisation of the Reagan-Bush brand of conservatism, whose hallmark +was the reinstatement, to some degree, of laissez-faire economic policies +(and, to an even larger degree, of laissez-faire rhetoric). A "free market," +Reagan's economic "experts" argued, necessarily produced inequality; but by +allowing unhindered market forces to select the economically fittest and to +weed out the unfit, the economy would become healthy again. The wealth of +those who survived and prospered in the harsh new climate would ultimately +benefit the less fortunate, through a "trickle-down" effect which was supposed +to create millions of new high-paying jobs. + +All this would be accomplished by deregulating business, reducing taxes on the +wealthy, and dismantling or drastically cutting back federal programmes +designed to promote social equality, fairness, and compassion. The aptly named +Laffer Curve (although invented without the burden of any empirical research +or evidence) alleged to illustrate how cutting taxes actually **raises** +government revenue. When this program of pro-business policies was applied the +results were, unsurprisingly, the opposite of that proclaimed, with wealth +flooding upwards and the creation of low-paying, dead-end jobs (the biggest +"Laffers" in this scenario were the ruling class, who saw unprecedented gains +in wealth at the expense of the rest of us). + +The Reaganites' doctrine of inequality gave the official seal of approval to +ideas of racial superiority that right-wing extremists had used for years to +rationalise the exploitation of minorities. If, on average, blacks and +Hispanics earn only about half as much as whites; if more than a third of all +blacks and a quarter of all Hispanics lived below the poverty line; if the +economic gap between whites and non-whites was growing -- well, that just +proved that there was a racial component in the Social-Darwinian selection +process, showing that minorities "deserved" their poverty and lower social +status because they were "less fit." By focusing on individuals, laissez-faire +economics hides the social roots of inequality and the effect that economic +institutions and social attitudes have on inequality. In the words of left- +liberal economist James K. Galbraith: + +> _"What the economists did, in effect, was to reason backward, from the +troublesome effect to a cause that would rationalise and justify it . . . [I]t +is the work of the efficient market [they argued], and the fundamental +legitimacy of the outcome is not supposed to be questioned. + +> + +> "The **apologia** is a dreadful thing. It has distorted our understanding, +twisted our perspective, and crabbed our politics. On the right, as one might +expect, the winners on the expanded scale of wealth and incomes are given a +reason for self-satisfaction and an excuse for gloating. Their gains are due +to personal merit, the application of high intelligence, and the smiles of +fortune. Those on the loosing side are guilty of sloth, self-indulgence, and +whining. Perhaps they have bad culture. Or perhaps they have bad genes. While +no serious economist would make that last leap into racist fantasy, the +underlying structure of the economists' argument has undoubtedly helped to +legitimise, before a larger public, those who promote such ideas."_ [**Op. +Cit.**, p. 264] + +The logical corollary of this social Darwinism is that whites who are "less +fit" (i.e., poor) also deserve their poverty. But philosophies of racial +hatred are not necessarily consistent. Thus the ranks of white supremacist +organisations have been swollen in recent years by undereducated and +underemployed white youths frustrated by a declining industrial labour market +and a noticeably eroding social status. [Ridgeway, **Op. Cit.**, p.186] Rather +than drawing the logical Social-Darwinian conclusion -- that they, too, are +"inferior" -- they have instead blamed blacks, Hispanics, Asians, and Jews for +"unfairly" taking their jobs. Thus the neo-Nazi skinheads, for example, have +been mostly recruited from disgruntled working-class whites below the age of +30. This has provided leaders of right-wing extremist groups with a growing +base of potential storm troopers. + +Therefore, laissez-faire ideology helps create a social environment in which +racist tendencies can increase. Firstly, it does so by increasing poverty, job +insecurity, inequality and so on which right-wing groups can use to gather +support by creating scapegoats in our own class to blame (for example, by +blaming poverty on blacks "taking our jobs" rather than capitalists moving +their capital to other, more profitable, countries or them cutting wages and +conditions for **all** workers -- and as we point out in [section +B.1.4](secB1.html#secb14), racism, by dividing the working class, makes +poverty and inequality **worse** and so is self-defeating). Secondly, it abets +racists by legitimising the notions that inequalities in pay and wealth are +due to racial differences rather than a hierarchical system which harms +**all** working class people (and uses racism to divide, and so weaken, the +oppressed). By pointing to individuals rather than to institutions, +organisations, customs, history and above all power -- the relative power +between workers and capitalists, citizens and the state, the market power of +big business, etc. -- laissez-faire ideology points analysis into a dead-end +as well as apologetics for the wealthy, apologetics which can be, and are, +utilised by racists to justify their evil politics. + diff --git a/markdown/secDcon.md b/markdown/secDcon.md new file mode 100644 index 0000000000000000000000000000000000000000..f3069bd8bd78c990ba8f65187555d6284d01db64 --- /dev/null +++ b/markdown/secDcon.md @@ -0,0 +1,71 @@ +# Section D - How do statism and capitalism affect society? + +## [Introduction + +## [D.1 Why does state intervention occur?](secD1.html) + +### [D.1.1 Does state intervention cause the problems to begin +with?](secD1.html#secd11) +[D.1.2 Is state intervention the result of democracy?](secD1.html#secd12) +[D.1.3 Is state intervention socialistic?](secD1.html#secd13) +[D.1.4 Is laissez-faire capitalism actually without state +intervention?](secD1.html#secd14) +[D.1.5 Do anarchists support state intervention?](secD1.html#secd15) + +## [D.2 What influence does wealth have over politics?](secD2.html) + +### [D.2.1 Is capital flight that powerful?](secD2.html#secd21) +[D.2.2 How extensive is business propaganda?](secD2.html#secd22) + +## [D.3 How does wealth influence the mass media?](secD3.html) + +### [D.3.1 How does the structure of the media affect its +content?](secD3.html#secd31) +[D.3.2 What is the effect of advertising on the mass +media?](secD3.html#secd32) +[D.3.3 Why do the media rely on government and business "experts" for +information?](secD3.html#secd33) +[D.3.4 How is "flak" used as a means of disciplining the +media?](secD3.html#secd34) +[D.3.5 Why is "anticommunism" used as control mechanism?](secD3.html#secd35) +[D.3.6 Isn't the "propaganda model" a conspiracy theory?](secD3.html#secd36) +[D.3.7 Isn't the model contradicted by the media reporting government and +business failures?](secD3.html#secd37) + +## [D.4 What is the relationship between capitalism and the ecological +crisis?](secD4.html) + +## [D.5 What causes imperialism?](secD5.html) + +### [D.5.1 Has imperialism changed over time?](secD5.html#secd51) +[D.5.2 Is imperialism just a product of private +capitalism?](secD5.html#secd52) +[D.5.3 Does globalisation mean the end of imperialism?](secD5.html#secd53) +[ D.5.4 What is the relationship between imperialism and the social classes +within capitalism?](secD5.html#secd54) + +## [D.6 Are anarchists against Nationalism?](secD6.html) + +## [D.7 Are anarchists opposed to National Liberation struggles?](secD7.html) + +## [D.8 What causes militarism and what are its effects?](secD8.html) + +## [D.9 Why does political power become concentrated under +capitalism?](secD9.html) + +### [D.9.1 What is the relationship between wealth polarisation and +authoritarian government?](secD9.html#secd91) +[D.9.2 Why is government surveillance of citizens on the +increase?](secD9.html#secd92) +[D.9.3 What causes justifications for racism to appear?](secD9.html#secd93) + +## [D.10 How does capitalism affect technology?](secD10.html) + +## [D.11 Can politics and economics be separated from each +other?](secD11.html) + +### [D.11.1 What does Chile tell us about the right and its vision of +liberty?](secD11.html#secd111) +[D.11.2 But surely Chile proves that "economic freedom" creates political +freedom?](secD11.html#secd112) + diff --git a/markdown/secDint.md b/markdown/secDint.md new file mode 100644 index 0000000000000000000000000000000000000000..50b9707d7817e2a3fca964afa51a4de7d32c7010 --- /dev/null +++ b/markdown/secDint.md @@ -0,0 +1,123 @@ +# Section D - How do statism and capitalism affect society? + +This section of the FAQ indicates how both statism and capitalism affect the +society they exist in. It is a continuation of sections B ([Why do anarchists +oppose the current system?](secBcon.html)) and C ([What are the myths of +capitalist economics?](secCcon.html)) and it discusses the impact of the +underlying social and power relationships within the current system on +society. + +This section is important because the institutions and social relationships +capitalism and statism spawn do not exist in a social vacuum, they have deep +impacts on our everyday lives. These effects go beyond us as individuals (for +example, the negative effects of hierarchy on our individuality) and have an +effect on how the political institutions in our society work, how technology +develops, how the media operates and so on. As such, it is worthwhile to point +out how (and why) statism and capitalism affect society as a whole outwith the +narrow bounds of politics and economics. + +So here we sketch some of the impact concentrations of political and economic +power have upon society. While many people attack the *results* of these +processes (like specific forms of state intervention, ecological destruction, +imperialism, etc.) they usually ignore their *causes.* This means that the +struggle against social evils will be never-ending, like a doctor fighting the +symptoms of a disease without treating the disease itself or the conditions +which create it in the first place. We have indicated the roots of the +problems we face in earlier sections; now we discuss how these impact on other +aspects of our society. This section of the FAQ explores the interactions of +the causes and results and draws out how the authoritarian and exploitative +nature of capitalism and the state affects the world we live in. + +It is important to remember that most supporters of capitalism refuse to do +this. Yes, some of them point out **some** flaws and problems within society +but they never relate them to the system as such. As Noam Chomsky points out, +they _"ignor[e] the catastrophes of capitalism or, on the rare occasions when +some problem is noticed, attribut[e] them to any cause **other** than the +system that consistently brings them about."_ [**Deterring Democracy**, p. +232] Thus we have people, say, attacking imperialist adventures while, at the +same time, supporting the capitalist system which drives it. Or opposing state +intervention in the name of "freedom" while supporting an economic system +which by its working forces the state to intervene simply to keep it going and +society together. The contradictions multiple, simply because the symptoms are +addressed, never the roots of the problems. + +That the system and its effects are interwoven can best be seen from the fact +that while right-wing parties have been elected to office promising to reduce +the role of the state in society, the actual size and activity of the state +has not been reduced, indeed it has usually increased in scope (both in size +and in terms of power and centralisation). This is unsurprising, as "free +market" implies strong (and centralised) state -- the "freedom" of management +to manage means that the freedom of workers to resist authoritarian management +structures must be weakened by state action. Thus, ironically, state +intervention within society will continue to be needed in order to ensure that +society survives the rigours of market forces and that elite power and +privilege are protected from the masses. + +The thing to remember is that the political and economic spheres are not +independent. They interact in many ways, with economic forces prompting +political reactions and changes, and vice versa. Overall, as Kropotkin +stressed, there are _"intimate links . . . between the political regime and +the economic regime."_ [**Words of a Rebel**, p. 118] These means that it is +impossible to talk of, say, capitalism as if it could exist without shaping +and being shaped by the state and society. Equally, to think that the state +could intervene as it pleased in the economy fails to take into account the +influence economic institutions and forces have on it. This has always been +the case, as the state _"is a hybridisation of political and social +institutions, of coercive with distributive functions, of highly punitive with +regulatory procedures, and finally of class with administrative needs -- this +melding process has produced very real ideological and practical paradoxes +that persist as major issues today."_ [Bookchin, **The Ecology of Freedom**, +p. 196] These paradoxes can only be solved, anarchists argue, by abolishing +the state and the social hierarchies it either creates (the state bureaucracy) +or defends (the economically dominant class). Until then, reforms of the +system will be incomplete, be subject to reversals and have unintended +consequences. + +These links and interaction between statism and capitalism are to be expected +due to their similar nature. As anarchists have long argued, at root they are +based on the same hierarchical principle. Proudhon, for example, regarded +_"the capitalist principle"_ and _"the governmental principle"_ as _"one and +the same principle . . . abolition of the exploitation of man by man and the +abolition of the government of man by man, are one and the same formula."_ +[quoted by Wayne Thorpe, **"The Workers Themselves"**, p. 279] This means that +anarchists reject the notion that political reforms are enough in themselves +and instead stress that they must be linked to (or, at least, take into +account) economic change. This means, for example, while we oppose specific +imperialist wars and occupation, we recognise that they will reoccur until +such time as the economic forces which generate them are abolished. Similarly, +we do not automatically think all attempts to reduce state intervention should +be supported simply because they appear to reduce the state. Instead, we +consider who is introducing the reforms, why they are doing so and what the +results will be. If the "reforms" are simply a case of politicians redirecting +state intervention away from the welfare state to bolster capitalist power and +profits, we would not support the change. Anarchist opposition to neo- +liberalism flows from our awareness of the existence of economic and social +power and inequality and its impact on society and the political structure. + +In some ways, this section discusses class struggle **from above**, i.e. the +attacks on the working class conducted by the ruling class by means of its +state. While it appears that every generation has someone insisting that the +"class war" is dead and/or obsolete (Tony Blair did just that in the late +1990s), what they mean is that class struggle **from below** is dead (or, at +least, they wish it so). What is ignored is that the class struggle from above +continues even if class struggle from the below appears to have disappeared +(until it reappears in yet another form). This should be unsurprising as any +ruling class will be seeking to extend its profits, powers and privileges, a +task aided immensely by the reduced pressure from below associated with +periods of apparent social calm (Blair's activities in office being a striking +confirmation of this). Ultimately, while you may seek to ignore capitalism and +the state, neither will ignore you. That this produces resistance should be +obvious, as is the fact that demise of struggle from below have always been +proven wrong. + +By necessity, this section will not (indeed, cannot) cover all aspects of how +statism and capitalism interact to shape both the society we live in and +ourselves as individuals. We will simply sketch the forces at work in certain +important aspects of the current system and how anarchists view them. Thus our +discussion of imperialism, for example, will not get into the details of +specific wars and interventions but rather give a broad picture of why they +happen and why they have changed over the years. However, we hope to present +enough detail for further investigation as well as an understanding of how +anarchists analyse the current system based on our anti-authoritarian +principles and how the political and economic aspects of capitalism interact. + diff --git a/markdown/secE1.md b/markdown/secE1.md new file mode 100644 index 0000000000000000000000000000000000000000..c8601356f14de270218c37c749f480020f92b1c5 --- /dev/null +++ b/markdown/secE1.md @@ -0,0 +1,582 @@ +# E.1 What are the root causes of our ecological problems? + +The dangers associated with environmental damage have become better known over +the last few decades. In fact, awareness of the crisis we face has entered +into the mainstream of politics. Those who assert that environmental problems +are minor or non-existent have, thankfully, become marginalised (effectively, +a few cranks and so-called "scientists" funded by corporations and right-wing +think tanks). Both politicians and corporations have been keen to announce +their "green" credentials. Which is ironic, as anarchists would argue that +both the state and capitalism are key causes for the environmental problems we +are facing. + +In other words, anarchists argue that pollution and the other environmental +problems we face are symptoms. The disease itself is deeply imbedded in the +system we live under and need to be addressed alongside treating the more +obvious results of that deeper cause. Otherwise, to try and eliminate the +symptoms **by themselves** can be little more than a minor palliative and, +fundamentally, pointless as they will simply keep reappearing until their root +causes are eliminated. + +For anarchists, as we noted in [section A.3.3](secA3.html#seca33), the root +causes for our ecological problems lie in social problems. Bookchin uses the +terms _"first nature"_ and _"second nature"_ to express this idea. First +nature is the environment while second nature is humanity. The latter can +shape and influence the former, for the worse or for the better. How it does +so depends on how it treats itself. A decent, sane and egalitarian society +will treat the environment it inhabits in a decent, sane and respective way. A +society marked by inequality, hierarchies and exploitation will trend its +environment as its members treat each other. Thus _"all our notions of +dominating nature stem from the very real domination of human by human."_ The +_"domination of human by human **preceded** the notion of dominating nature. +Indeed, human domination of human gave rise to the very **idea** of dominating +nature."_ This means, obviously, that _"it is not until we eliminate +domination in all its forms . . . that we will really create a rational, +ecological society."_ [**Remaking Society**, p. 44] + +By degrading ourselves, we create the potential for degrading our environment. +This means that anarchists _"emphasise that ecological degradation is, in +great part, a product of the degradation of human beings by hunger, material +insecurity, class rule, hierarchical domination, patriarchy, ethnic +discrimination, and competition."_ [Bookchin, _"The Future of the Ecology +Movement,"_ pp. 1-20, **Which Way for the Ecology Movement?**, p. 17] This is +unsurprising, for _"nature, as every materialist knows, is not something +merely external to humanity. We are a part of nature. Consequently, in +dominating nature we not only dominate an 'external world' -- we also dominate +ourselves."_ [John Clark, **The Anarchist Moment**, p. 114] + +We cannot stress how important this analysis is. We cannot ignore _"the deep- +seated division in society that came into existence with hierarchies and +classes."_ To do so means placing _"young people and old, women and men, poor +and rich, exploited and exploiters, people of colour and whites **all** on a +par that stands completely at odds with social reality. Everyone, in turn, +despite the different burdens he or she is obliged to bear, is given the same +responsibility for the ills of our planet. Be they starving Ethiopian children +or corporate barons, all people are held to be equally culpable in producing +present ecological problems."_ These become _"**de-socialised**"_ and so this +perspective _"side-step[s] the profoundly social roots of present-day +ecological dislocations"_ and _"**deflects** innumerable people from engaging +in a practice that could yield effective social change."_ It _"easily plays +into the hands of a privileged stratum who are only too eager to blame all the +human victims of an exploitative society for the social and ecological ills of +our time."_ [**The Ecology of Freedom**, p. 33] + +Thus, for eco-anarchists, hierarchy is the fundamental root cause of our +ecological problems. Hierarchy, notes Bookchin includes economic class _"and +even gives rise to class society historically"_ but it _"goes beyond this +limited meaning imputed to a largely economic form of stratification."_ It +refers to a system of _"command and obedience in which elites enjoy varying +degrees of control over their subordinates without necessarily exploiting +them."_ [**Ecology of Freedom**, p. 68] Anarchism, he stressed, _"anchored +ecological problems for the first time in hierarchy, not simply in economic +classes."_ [**Remaking Society**, p. 155] + +Needless to say, the forms of hierarchy have changed and evolved over the +years. The anarchist analysis of hierarchies goes _"well beyond economic forms +of exploitation into cultural forms of domination that exist in the family, +between generations and sexes, among ethnic groups, in institutions of +political, economic, and social management, and very significantly, in the way +we experience reality as a whole, including nature and non-human life-forms."_ +[**Op. Cit.**, p. 46] This means that anarchists recognise that ecological +destruction has existed in most human societies and is not limited just to +capitalism. It existed, to some degree, in all hierarchical pre-capitalist +societies and, of course, in any hierarchical post-capitalist ones as well. +However, as most of us live under capitalism today, anarchists concentrate our +analysis to that system and seek to change it. Anarchists stress the need to +end capitalism simply because of its inherently anti-ecological nature (_"The +history of 'civilisation' has been a steady process of estrangement from +nature that has increasingly developed into outright antagonism."_). Our +society faces _"a breakdown not only of its values and institutions, but also +of its natural environment. This problem is not unique to our times"_ but +previous environmental destruction _"pales before the massive destruction of +the environment that has occurred since the days of the Industrial Revolution, +and especially since the end of the Second World War. The damage inflicted on +the environment by contemporary society encompasses the entire world . . . The +exploitation and pollution of the earth has damaged not only the integrity of +the atmosphere, climate, water resources, soil, flora and fauna of specific +regions, but also the basic natural cycles on which all living things +depend."_ [Bookchin, **Ecology of Freedom**, p. 411 and p. 83] + +This has its roots in the "grow-or-die" nature of capitalism we discussed in +[section D.4](secD4.html). An ever-expanding capitalism must inevitably come +into collision with a finite planet and its fragile ecology. Firms whose aim +is to maximise their profits in order to grow will happily exploit whoever and +whatever they can to do so. As capitalism is based on exploiting people, can +we doubt that it will also exploit nature? It is unsurprising, therefore, that +this system results in the exploitation of the real sources of wealth, namely +nature and people. It is as much about robbing nature as it is about robbing +the worker. To quote Murray Bookchin: + +> _ "Any attempt to solve the ecological crisis within a bourgeois framework +must be dismissed as chimerical. Capitalism is inherently anti-ecological. +Competition and accumulation constitute its very law of life, a law . . . +summarised in the phrase, 'production for the sake of production.' Anything, +however hallowed or rare, 'has its price' and is fair game for the +marketplace. In a society of this kind, nature is necessarily treated as a +mere resource to be plundered and exploited. The destruction of the natural +world, far being the result of mere hubristic blunders, follows inexorably +from the very logic of capitalist production."_ [**Post-Scarcity Anarchism**, +pp. viii-ix] + +So, in a large part, environmental problems derive from the fact that +capitalism is a competitive economy, guided by the maxim "grow or die." This +is its very law of life for unless a firm expands, it will be driven out of +business or taken over by a competitor. Hence the capitalist economy is based +on a process of growth and production for their own sake. _"No amount of +moralising or pietising,"_ stresses Bookchin, _"can alter the fact that +rivalry at the most molecular base of society is a bourgeois law of life . . . +Accumulation to undermine, buy out, or otherwise absorb or outwit a competitor +**is a condition for existence in a capitalist economic order.**"_ This means +_"a capitalistic society based on competition and growth for its own sake must +ultimately devour the natural world, just like an untreated cancer must +ultimately devour its host. Personal intentions, be they good or bad, have +little to do with this unrelenting process. An economy that is structured +around the maxim, 'Grow or Die,' must **necessarily** pit itself against the +natural world and leave ecological ruin in its wake as its works it way +through the biosphere."_ [**Remaking Society**, p. 93 and p. 15] + +This means that good intentions and ideals have no bearing on the survival of +a capitalist enterprise. There is a very simple way to be "moral" in the +capitalist economy: namely, to commit economic suicide. This helps explain +another key anti-ecological tendency within capitalism, namely the drive to +externalise costs of production (i.e., pass them on to the community at large) +in order to minimise private costs and so maximise profits and so growth. As +we will discuss in more detail in [section E.3](secE3.html), capitalism has an +in-built tendency to externalise costs in the form of pollution as it rewards +the kind of short-term perspective that pollutes the planet in order to +maximise the profits of the capitalist. This is also driven by the fact that +capitalism's need to expand also reduces decision making from the quantitative +to the qualitative. In other words, whether something produces a short-term +profit is the guiding maxim of decision making and the price mechanism itself +suppresses the kind of information required to make ecologically informed +decisions. + +As Bookchin summarises, capitalism _"has made social evolution hopelessly +incompatible with ecological evolution."_ [**Ecology of Freedom**, p. 14] It +lacks a sustainable relation to nature not due to chance, ignorance or bad +intentions but due to its very nature and workings. + +Fortunately, as we discussed in [section D.1](secD1.html), capitalism has +rarely been allowed to operate for long entirely on its own logic. When it +does, counter-tendencies develop to stop society being destroyed by market +forces and the need to accumulate money. Opposition forces always emerge, +whether these are in the form of state intervention or in social movements +aiming for reforms or more radical social change (the former tends to be the +result of the latter, but not always). Both force capitalism to moderate its +worst tendencies. + +However, state intervention is, at best, a short-term. This is because the +state is just as much a system of social domination, oppression and +exploitation as capitalism. Which brings us to the next key institution which +anarchists argue needs to be eliminated in order to create an ecological +society: the state. If, as anarchists argue, the oppression of people is the +fundamental reason for our ecological problems then it logically follows that +the state **cannot** be used to either create and manage an ecological +society. It is a hierarchical, centralised, top-down organisation based on the +use of coercion to maintain elite rule. It is, as we stressed in [section +B.2](secB2.html), premised on the monopolisation of power in the hands of a +few. In other words, it is the opposite of commonly agreed ecological +principles such as freedom to develop, decentralisation and diversity. + +As Bookchin put it, the _"notion that human freedom can be achieved, much less +perpetuated, through a state of **any** kind is monstrously oxymoronic -- a +contradiction in terms."_ This is because _"statist forms"_ are based on +_"centralisation, bureaucratisation, and the professionalisation of power in +the hands of elite bodies."_ This flows from its nature for one of its +_"**essential functions is to confine, restrict, and essentially suppress +local democratic institutions and initiatives.**"_ It has been organised to +reduce public participation and control, even scrutiny. [_"The Ecological +Crisis, Socialism, and the need to remake society,"_ pp. 1-10, **Society and +Nature**, vol. 2, no. 3, p. 8 and p. 9] If the creation of an ecological +society requires individual freedom and social participation (and it does) +then the state by its very nature and function excludes both. + +The state's centralised nature is such that it cannot handle the complexities +and diversity of life. _"No administrative system is capable of representing"_ +a community or, for that matter, an eco-system argues James C. Scott _"except +through a heroic and greatly schematised process of abstraction and +simplification. It is not simply a question of capacity . . . It is also a +question of purpose. State agents have no interest -- nor should they -- in +describing an entire social reality . . . Their abstractions and +simplifications are disciplined by a small number of objectives."_ This means +that the state is unable to effectively handle the needs of ecological +systems, including human ones. Scott analyses various large-scale state +schemes aiming at social improvement and indicates their utter failure. This +failure was rooted in the nature of centralised systems. He urges us _"to +consider the kind of human subject for whom all these benefits were being +provided. This subject was singularly abstract."_ The state was planning _"for +generic subjects who needed so many square feet of housing space, acres of +farmland, litres of clean water, and units of transportation and so much food, +fresh air, and recreational space. Standardised citizens were uniform in their +needs and even interchangeable. What is striking, of course, is that such +subjects . . . have, for purposes of the planning exercise, no gender; no +tastes; no history; no values; no opinions or original ideas, no traditions, +and no distinctive personalities to contribute to the enterprise . . . The +lack of context and particularity is not an oversight; it is the necessary +first premise of any large-scale planning exercise. To the degree that the +subjects can be treated as standardised units, the power of resolution in the +planning exercise is enhanced . . . The same logic applies to the +transformation of the natural world."_ [**Seeing like a State**, pp. 22-3 and +p. 346] + +A central power reduces the participation and diversity required to create an +ecological society and tailor humanity's interaction with the environment in a +way which respects local conditions and eco-systems. In fact, it helps creates +ecological problems by centralising power at the top of society, limiting and +repressing the freedom of individuals communities and peoples as well as +standardising and so degrading complex societies and eco-systems. As such, the +state is just as anti-ecological as capitalism is as it shares many of the +same features. As Scott stresses, capitalism _"is just as much an agency of +homogenisation, uniformity, grids, and heroic simplification as the state is, +with the difference being that, for capitalists, simplification must pay. A +market necessarily reduces quality to quantity via the price mechanism and +promotes standardisation; in markets, money talks, not people . . . the +conclusions that can be drawn from the failures of modern projects of social +engineering are as applicable to market-driven standardisation as they are to +bureaucratic homogeneity."_ [**Op. Cit.**, p. 8] + +In the short term, the state may be able to restrict some of the worse +excesses of capitalism (this can be seen from the desire of capitalists to +fund parties which promise to deregulate an economy, regardless of the social +and environmental impact of so doing). However, the interactions between these +two anti-ecological institutions are unlikely to produce long term +environmental solutions. This is because while state intervention can result +in beneficial constraints on the anti-ecological and anti-social dynamics of +capitalism, it is always limited by the nature of the state itself. As we +noted in [section B.2.1](secB2.html#secb21), the state is an instrument of +class rule and, consequently, extremely unlikely to impose changes that may +harm or destroy the system itself. This means that any reform movement will +have to fight hard for even the most basic and common-sense changes while +constantly having to stop capitalists ignoring or undermining any reforms +actually passed which threaten their profits and the accumulation of capital +as a whole. This means that counterforces are always set into motion by ruling +class and even sensible reforms (such as anti-pollution laws) will be +overturned in the name of "deregulation" and profits. + +Unsurprisingly, eco-anarchists, like all anarchists, reject appeals to state +power as this _"invariably legitimates and strengthens the State, with the +result that it disempowers the people."_ They note that ecology movements +_"that enter into parliamentary activities not only legitimate State power at +the expense of popular power,"_ they also are _"obligated to function +**within** the State"_ and _"must 'play the game,' which means that they must +shape their priorities according to predetermined rules over which they have +no control."_ This results in _"an ongoing **process** of degeneration, a +steady devolution of ideals, practices, and party structures"_ in order to +achieve _"very little"_ in _"arrest[ing] environmental decay."_ [**Remaking +Society**, p. 161, p. 162 and p. 163] The fate of numerous green parties +across the world supports that analysis. + +That is why anarchists stress the importance of creating social movements +based on direct action and solidarity as the means of enacting reforms under a +hierarchical society. Only when we take a keen interest and act to create and +enforce reforms will they stand any chance of being applied successfully. If +such social pressure does not exist, then any reform will remain a dead-letter +and ignored by those seeking to maximise their profits at the expense of both +people and planet. As we discuss in [section J](secJcon.html), this involves +creating alternative forms of organisation like federations of community +assemblies (see [section J.5.1](secJ5.html#secj51)) and industrial unions (see +[section J.5.2](secJ5.html#secj52)). Given the nature of both a capitalist +economy and the state, this makes perfect sense. + +In summary, the root cause of our ecological problems likes in hierarchy +within humanity, particularly in the form of the state and capitalism. +Capitalism is a "grow-or-die" system which cannot help destroy the environment +while the state is a centralised system which destroys the freedom and +participation required to interact with eco-systems. Based on this analysis, +anarchists reject the notion that all we need do is get the state to regulate +the economy as the state is part of the problem as well as being an instrument +of minority rule. Instead, we aim to create an ecological society and end +capitalism, the state and other forms of hierarchy. This is done by +encouraging social movements which fight for improvements in the short term by +means direct action, solidarity and the creation of popular libertarian +organisations. + +## E.1.1 Is industry the cause of environmental problems? + +Some environmentalists argue that the root cause of our ecological crisis lies +in industry and technology. This leads them to stress that "industrialism" is +the problem and that needs to be eliminated. An extreme example of this is +primitivism (see [section A.3.9](secA3.html#seca39)), although it does appear +in the works of "deep ecologists" and liberal greens. However, most anarchists +are unconvinced and agree with Bookchin when he noted that "cries against +'technology' and 'industrial society' [are] two very safe, socially natural +targets against which even the bourgeoisie can inveigh in Earth Day +celebrations, as long as minimal attention is paid to the social relations in +which the mechanisation of society is rooted."_ Instead, ecology needs _"a +confrontational stance toward capitalism and hierarchical society"_ in order +to be effective and fix the root causes of our problems. [**The Ecology of +Freedom**, p. 54] + +Claiming that "industrialism" rather than "capitalism" is the cause of our +ecological problems allowed greens to point to both the west and the so-called +"socialist" countries and draw out what was common to both (i.e. terrible +environmental records and a growth mentality). In addition, it allowed green +parties and thinkers to portray themselves as being "above" the "old" +conflicts between socialism and capitalism (hence the slogan _"Neither Right +nor Left, but in front"_). Yet this position rarely convinced anyone as any +serious green thinker soon notes that the social roots of our environmental +problems need to be addressed and that brings green ideas into conflict with +the status quo (it is no coincidence that many on the right dismiss green +issues as nothing more than a form of socialism or, in America, "liberalism"). +However, by refusing to clearly indicate opposition to capitalism this +position allowed many reactionary ideas (and people!) to be smuggled into the +green movement (the population myth being a prime example). As for +"industrialism" exposing the similarities between capitalism and Stalinism, it +would have been far better to do as anarchists had done since 1918 and call +the USSR and related regimes what they actually were, namely "state +capitalism." + +Some greens (like many defenders of capitalism) point to the terrible +ecological legacy of the Stalinist countries of Eastern Europe and elsewhere. +For supporters of capitalism, this was due to the lack of private property in +these systems while, for greens, it showed that environmental concerns where +above both capitalism and "socialism." Needless to say, by "capitalism" +anarchists mean both private and state forms of that system. As we argued in +[section B.3.5](secB3.html#secb35), under Stalinism the state bureaucracy +controlled and so effectively owned the means of production. As under private +capitalism, an elite monopolised decision making and aimed to maximise their +income by oppressing and exploiting the working class. Unsurprisingly, they +had as little consideration "first nature" (the environment) as they had for +"second nature" (humanity) and dominated, oppressed and exploited both (just +as private capitalism does). + +As Bookchin emphasised the ecological crisis stems not only from private +property but from the principle of domination itself -- a principle embodied +in institutional hierarchies and relations of command and obedience which +pervade society at many different levels. Thus, _"[w]ithout changing the most +molecular relationships in society -- notably, those between men and women, +adults and children, whites and other ethnic groups, heterosexuals and gays +(the list, in fact, is considerable) -- society will be riddled by domination +even in a socialistic 'classless' and 'non-exploitative' form. It would be +infused by hierarchy even as it celebrated the dubious virtues of 'people's +democracies,' 'socialism' and the 'public ownership' of 'natural resources,' +And as long as hierarchy persists, as long as domination organises humanity +around a system of elites, the project of dominating nature will continue to +exist and inevitably lead our planet to ecological extinction."_ [**Toward an +Ecological Society**, p. 76] + +Given this, the real reasons for why the environmental record of Stalinist +regimes were worse that private capitalism can easily be found. Firstly, any +opposition was more easily silenced by the police state and so the ruling +bureaucrats had far more lee-way to pollute than in most western countries. In +other words, a sound environment requires freedom, the freedom of people to +participate and protest. Secondly, such dictatorships can implement +centralised, top-down planning which renders their ecological impact more +systematic and widespread (James C. Scott explores this at great length in his +excellent book **Seeing like a State**). + +Fundamentally, though, there is no real difference between private and state +capitalism. That this is the case can be seen from the willingness of +capitalist firms to invest in, say, China in order to take advantage of their +weaker environmental laws and regulations plus the lack of opposition. It can +also be seen from the gutting of environmental laws and regulation in the west +in order to gain competitive advantages. Unsurprisingly, laws to restrict +protest have been increasingly passed in many countries as they have embraced +the neo-liberal agenda with the Thatcher regime in the UK and its successors +trail-blazing this process. The centralisation of power which accompanies such +neo-liberal experiments reduces social pressures on the state and ensures that +business interests take precedence. + +As we argued in [section D.10](secD10.html), the way that technology is used +and evolves will reflect the power relations within society. Given a +hierarchical society, we would expect a given technology to be used in +repressive ways regardless of the nature of that technology itself. Bookchin +points to the difference between the Iroquois and the Inca. Both societies +used the same forms of technology, but the former was a fairly democratic and +egalitarian federation while the latter was a highly despotic empire. As such, +technology _"does not fully or even adequately account for the institutional +differences"_ between societies. [**The Ecology of Freedom**, p. 331] This +means that technology does not explain the causes for ecological harm and it +is possible to have an anti-ecological system based on small-scale +technologies: + +> _ "Some of the most dehumanising and centralised social systems were +fashioned out of very 'small' technologies; but bureaucracies, monarchies, and +military forces turned these systems into brutalising cudgels to subdue +humankind and, later, to try to subdue nature. To be sure, a large-scale +technics will foster the development of an oppressively large-scale society; +but every warped society follows the dialectic of its own pathology of +domination, irrespective of the scale of its technics. It can organise the +'small' into the repellent as surely as it can imprint an arrogant sneer on +the faces of the elites who administer it . . . Unfortunately, a preoccupation +with technical size, scale, and even artistry deflects our attention away from +the most significant problems of technics -- notably, its ties with the ideals +and social structures of freedom."_ [Bookchin, **Op. Cit.**, pp. 325-6] + +In other words, "small-scale" technology will not transform an authoritarian +society into an ecological one. Nor will applying ecologically friendly +technology to capitalism reduce its drive to grow at the expense of the planet +and the people who inhabit it. This means that technology is an aspect of a +wider society rather than a socially neutral instrument which will **always** +have the same (usually negative) results. As Bookchin stressed, a _"liberatory +technology presupposes liberatory institutions; a liberatory sensibility +requires a liberatory society. By the same token, artistic crafts are +difficult to conceive without an artistically crafted society, and the +'inversion of tools' is impossible with a radical inversion of all social and +productive relationships."_ [**Op. Cit.**, pp. 328-9] + +Finally, it should be stressed that attempts to blame technology or industry +for our ecological problems have another negative effect than just obscuring +the real causes of those problems and turning attention away from the elites +who implement specific forms of technology to further their aims. It also +means denying that technology can be transformed and new forms created which +can help produce an ecologically balanced society: + +> _ "The knowledge and physical instruments for promoting a harmonisation of +humanity with nature and of human with human are largely at hand or could +easily be devised. Many of the physical principles used to construct such +patently harmful facilities as conventional power plants, energy-consuming +vehicles, surface-mining equipment and the like could be directed to the +construction of small-scale solar and wind energy devices, efficient means of +transportation, and energy-saving shelters."_ [Bookchin, **Op. Cit.**, p. 83] + +We must understand that _"the very **idea** of dominating first nature has its +origins in the domination of human by human"_ otherwise _"we will lose what +little understanding we have of the social origin of our most serious +ecological problems."_ It this happens then we cannot solve these problems, as +it _"will grossly distort humanity's potentialities to play a creative role in +non-human as well as human development."_ For _"the human capacity to reason +conceptually, to fashion tools and devise extraordinary technologies"_ can all +_"be used for the good of the biosphere, not simply for harming it. What is of +**pivotal** importance in determining whether human beings will creatively +foster the evolution of first nature or whether they will be highly +destructive to non-human and human beings alike is precisely the kind of +**society** we establish, not only the kind of sensibility we develop."_ +[**Op. Cit.**, p. 34] + +## E.1.2 What is the difference between environmentalism and ecology? + +As we noted in [section A.3.3](secA3.html#seca33), eco-anarchists contrast +ecology with environmentalism. The difference is important as it suggests both +a different analysis of where our ecological problems come from and the best +way to solve them. As Bookchin put it: + +> _ "By 'environmentalism' I propose to designate a mechanistic, instrumental +outlook that sees nature as a passive habitat composed of 'objects' such as +animals, plants, minerals, and the like that must merely be rendered more +serviceable for human use . . . Within this context, very little of a social +nature is spared from the environmentalist's vocabulary: cities become 'urban +resources' and their inhabitants 'human resources' . . . Environmentalism . . +. tends to view the ecological project for attaining a harmonious relationship +between humanity and nature as a truce rather than a lasting equilibrium. The +'harmony' of the environmentalist centres around the development of new +techniques for plundering the natural world with minimal disruption of the +human 'habitat.' Environmentalism does not question the most basic premise of +the present society, notably, that humanity must dominant nature; rather, it +seeks to **facilitate** than notion by developing techniques for diminishing +the hazards caused by the reckless despoliation of the environment."_ [**The +Ecology of Freedom**, p. 86] + +So eco-anarchists call the position of those who seek to reform capitalism and +make it more green "environmentalism" rather than ecology. The reasons are +obvious, as environmentalists _"focus on specific issues like air and water +pollution"_ while ignoring the social roots of the problems they are trying to +solve. In other words, their outlook _"rest[s] on an instrumental, almost +engineering approach to solving ecological dislocations. To all appearances, +they wanted to adapt the natural world to the needs of the existing society +and its exploitative, capitalist imperatives by way of reforms that minimise +harm to human health and well-being. The much-needed goals of formulating a +project for radical social change and for cultivating a new sensibility toward +the natural world tended to fall outside the orbit of their practical +concerns."_ Eco-anarchists, while supporting such partial structures, stress +that _"these problems originate in a hierarchical, class, and today, +competitive capitalist system that nourishes a view of the natural world as a +mere agglomeration of 'resources' for human production and consumption."_ +[**Op. Cit.**, pp. 15-6] + +This is the key. As environmentalism does not bring into question the +underlying notion of the present society that man must dominate nature it +cannot present anything other than short-term solutions for the various +symptoms of the underlying problem. Moreover, as it does not question +hierarchy, it simply adjusts itself to the status quo. Thus liberal +environmentalism is so _"hopelessly ineffectual"_ because _"it takes the +present social order for granted"_ and is mired in _"the paralysing belief +that a market society, privately owned property, and the present-day +bureaucratic nation-state cannot be changed in any basic sense. Thus, it is +the prevailing order that sets the terms of any 'compromise' or 'trade-off'"_ +and so _"the natural world, including oppressed people, always loses something +piece by piece, until everything is lost in the end. As long as liberal +environmentalism is structured around the social status quo, property rights +always prevail over public rights and power always prevails over +powerlessness. Be it a forest, wetlands, or good agricultural soil, a +'developer' who owns any of these 'resources' usually sets the terms on which +every negotiation occurs and ultimately succeeds in achieving the triumph of +wealth over ecological considerations."_ [Bookchin, **Remaking Society**, p. +15] + +This means that a truly ecological perspective seeks to end the situation +where a few govern the many, not to make the few nicer. As Chomsky once noted +on the issue of _"corporate social responsibility"_, he could not discuss the +issue as such because he did _"not accept some of its presuppositions, +specifically with regard to the legitimacy of corporate power"_ as he did not +see any _"justification for concentration of private power"_ than _"in the +political domain."_ Both would _"act in a socially responsible way -- as +benevolent despots -- when social strife, disorder, protest, etc., induce them +to do so for their own benefit."_ He stressed that in a capitalist society +_"socially responsible behaviour would be penalised quickly in that +competitors, lacking such social responsibility, would supplant anyone so +misguided as to be concerned with something other than private benefit."_ This +explains why real capitalist systems have always _"been required to safeguard +social existence in the face of the destructive forces of private capitalism"_ +by means of _"substantial state control."_ However, the _"central questions . +. . are not addressed, but rather begged"_ when discussing corporate social +responsibility. [**Language and Politics**, p. 275] + +Ultimately, the key problem with liberal environmentalism (as with liberalism +in general) is that it tends, by definition, to ignore class and hierarchy. +The "we are all in this together" kind of message ignores that most of +decisions that got us into our current ecological and social mess were made by +the rich as they have control over resources and power structures (both +private and public). It also suggests that getting us out of the mess must +involve taking power and wealth back from the elite -- if for no other reason +because working class people do not, by themselves, have the resources to +solve the problem. + +Moreover, the fact is the ruling class do **not** inhabit quite the same +polluted planet as everyone else. Their wealth protects them, to a large +degree, to the problems that they themselves have created and which, in fact, +they owe so much of that wealth to (little wonder, then, they deny there is a +serious problem). They have access to a better quality of life, food and local +environment (no toxic dumps and motorways are near their homes or holiday +retreats). Of course, this is a short term protection but the fate of the +planet is a long-term abstraction when compared to the immediate returns on +one's investments. So it is not true to say that **all** parts of the ruling +class are in denial about the ecological problems. A few are aware but many +more show utter hatred towards those who think the planet is more important +than profits. + +This means that such key environmentalist activities such as education and +lobbying are unlikely to have much effect. While these may produce **some** +improvements in terms of our environmental impact, it cannot stop the long- +term destruction of our planet as the ecological crisis is _"**systemic** \-- +and not a matter of misinformation, spiritual insensitivity, or lack of moral +integrity. The present social illness lies not only in the outlook that +pervades the present society; it lies above all in the very **structure** and +**law of life** in the system itself, in its imperative, which no entrepreneur +or corporation can ignore without facing destruction: growth, more growth, and +still more growth."_ [Murray Bookchin, _"The Ecological Crisis, Socialism, and +the need to remake society,"_ pp. 1-10, **Society and Nature**, vol. 2, no. 3, +pp. 2-3] This can only be ended by ending capitalism, not by appeals to +consumers to buy eco-friendly products or to capitalists to provide them: + +> _ "Accumulation is determined not by the good or bad intentions of the +individual bourgeois, but by the commodity relationship itself . . . It is not +the perversity of the bourgeois that creates production for the sake of +production, but the very market nexus over which he presides and to which he +succumbs. . . . It requires a grotesque self-deception, or worse, an act of +ideological social deception, to foster the belief that this society can undo +its very law of life in response to ethical arguments or intellectual +persuasion."_ [**Toward an Ecological Society**, p. 66] + +Sadly, much of what passes for the green movement is based on this kind of +perspective. At worse, many environmentalists place their hopes on green +consumerism and education. At best, they seek to create green parties to work +within the state to pass appropriate regulations and laws. Neither option gets +to the core of the problem, namely a system in which there are _"oppressive +human beings who literally own society and others who are owned by it. Until +society can be reclaimed by an undivided humanity that will use its collective +wisdom, cultural achievements, technological innovations, scientific +knowledge, and innate creativity for its own benefit and for that of the +natural world, all ecological problems will have their roots in social +problems."_ [Bookchin, **Remaking Society**, p. 39] + diff --git a/markdown/secE2.md b/markdown/secE2.md new file mode 100644 index 0000000000000000000000000000000000000000..227c6a814f28b9fb094832f0b6de6d7bdea326de --- /dev/null +++ b/markdown/secE2.md @@ -0,0 +1,454 @@ +# E.2 What do eco-anarchists propose instead of capitalism? + +Given what eco-anarchists consider to be the root cause of our ecological +problems (as discussed in the [last section](secE1.html)), it should come as +no surprise that they think that the current ecological crisis can only be +really solved by eliminating those root causes, namely by ending domination +within humanity and creating an anarchist society. So here we will summarise +the vision of the free society eco-anarchists advocate before discussing the +limitations of various non-anarchist proposals to solve environmental problems +in subsequent sections. + +However, before so doing it is important to stress that eco-anarchists +consider it important to fight against ecological and social problems today. +Like all anarchists, they argue for direct action and solidarity to struggle +for improvements and reforms under the current system. This means that eco- +anarchism _"supports every effort to conserve the environment"_ in the here +and now. The key difference between them and environmentalists is that eco- +anarchists place such partial struggles within a larger context of changing +society as a whole. The former is part of _"waging a delaying action against +the rampant destruction of the environment"_ the other is _"a create movement +to totally revolutionise the social relations of humans to each other and of +humanity to nature."_ [Murray Bookchin, **Toward an Ecological Society**, p. +43] This is one of the key differences between an ecological perspective and +an environmental one (a difference discussed in [section +E.1.2](secE1.html#sece12)). Finding ways to resist capitalism's reduction of +the living world to resources and commodities and its plunder of the planet, +our resistance to specific aspects of an eco-cidal system, are merely a +starting point in the critique of the whole system and of a wider struggle for +a better society. As such, our outline of an ecological society (or ecotopia) +is not meant to suggest an indifference to partial struggles and reforms +within capitalism. It is simply to indicate why anarchists are confident that +ending capitalism and the state will create the necessary preconditions for a +free and ecologically viable society. + +This perspective flows from the basic insight of eco-anarchism, namely that +ecological problems are not separate from social ones. As we are part of +nature, it means that how we interact and shape with it will be influenced by +how we interact and shape ourselves. As Reclus put it _"every people gives, so +to speak, new clothing to the surrounding nature. By means of its fields and +roads, by its dwelling and every manner of construction, by the way it +arranges the trees and the landscape in general, the populace expresses the +character of its own ideals. If it really has a feeling for beauty, it will +make nature more beautiful. If, on the other hand, the great mass of humanity +should remain as it is today, crude, egoistic and inauthentic, it will +continue to mark the face of the earth with its wretched traces. Thus will the +poet's cry of desperation become a reality: 'Where can I flee? Nature itself +has become hideous.'"_ In order to transform how we interact with nature, we +need to transform how we interact with each other. _"Fortunately,"_ Reclus +notes, _"a complete alliance of the beautiful and the useful is possible."_ +[quoted by Clark and Martin (eds.) , **Anarchy, Geography, Modernity**, p. 125 +and p. 28] + +Over a century later, Murray Bookchin echoed this insight: + +> _ "The views advanced by anarchists were deliberately called **social** +ecology to emphasise that major ecological problems have their roots in social +problems -- problems that go back to the very beginnings of patricentric +culture itself. The rise of capitalism, with a law of life based on +competition, capital accumulation, and limitless growth, brought these +problems -- ecological and social -- to an acute point; indeed, one that was +unprecedented in any prior epoch of human development. Capitalist society, by +recycling the organise world into an increasingly inanimate, inorganic +assemblage of commodities, was destined to simplify the biosphere, thereby +cutting across the grain of natural evolution with its ages-long thrust +towards differentiation and diversity. + +> + +> "To reverse this trend, capitalism had to be replaced by an ecological +society based on non-hierarchical relationships, decentralised communities, +eco-technologies like solar power, organic agriculture, and humanly scaled +industries -- in short, by face-to-face democratic forms of settlement +economically and structurally tailored to the ecosystems in which they were +located."_ [**Remaking Society**, pp. 154-5] + +The vision of an ecological society rests on the obvious fact that people can +have both positive and negative impacts on the environment. In current +society, there are vast differences and antagonisms between privileged whites +and people of colour, men and women, rich and poor, oppressor and oppressed. +Remove those differences and antagonisms and our interactions with ourselves +and nature change radically. In other words, there is a vast difference +between free, non-hierarchical, class, and stateless societies on the one +hand, and hierarchical, class-ridden, statist, and authoritarian ones and how +they interact with the environment. + +Given the nature of ecology, it should come as no surprise that social +anarchists have been at the forefront of eco-anarchist theory and activism. It +would be fair to say that most eco-anarchists, like most anarchists in +general, envision an ecotopia based on communist-anarchist principles. This +does not mean that individualist anarchists are indifferent to environmental +issues, simply that most anarchists are unconvinced that such solutions will +actually end the ecological crisis we face. Certain of the proposals in this +section are applicable to individualist anarchism (for example, the arguments +that co-operatives will produce less growth and be less likely to pollute). +However, others are not. Most obviously, arguments in favour of common +ownership and against the price mechanism are not applicable to the market +based solutions of individualist anarchism. It should also be pointed out, +that much of the eco-anarchist critique of capitalist approaches to ecological +problems are also applicable to individualist and mutualist anarchism as well +(particularly the former, as the latter does recognise the need to regulate +the market). While certain aspects of capitalism would be removed in an +individualist anarchism (such as massive inequalities of wealth, capitalist +property rights as well as direct and indirect subsidies to big business), it +is still has the informational problems associated with markets as well as a +growth orientation. + +Here we discuss the typical eco-anarchist view of a free ecological society, +namely one rooted in social anarchist principles. Eco-anarchists, like all +consistent anarchists advocate workers' self-management of the economy as a +necessary component of an ecologically sustainable society. This usually means +society-wide ownership of the means of production and all productive +enterprises self-managed by their workers (as described further in [section +I.3](secI3.html)). This is a key aspect of making a truly ecological society. +Most greens, even if they are not anarchists, recognise the pernicious +ecological effects of the capitalist "grow or die" principle; but unless they +are also anarchists, they usually fail to make the connection between that +principle and the **hierarchical form** of the typical capitalist corporation. +The capitalist firm, like the state, is centralised, top-down and autocratic. +These are the opposite of what an ecological ethos would suggest. In contrast, +eco-anarchists emphasise the need for socially owned and worker self-managed +firms. + +This vision of co-operative rather than hierarchical production is a common +position for almost all anarchists. Communist and non-communist social +anarchists, like mutualists and collectivists, propose co-operative workplaces +but differ in how best to distribute the products produced. The former urge +the abolition of money and sharing according to need while the latter see +income related to work and surpluses are shared equally among all members. +Both of these systems would produce workplaces which would be under far less +pressure toward rapid expansion than the traditional capitalist firm (as +individualist anarchism aims for the abolition of rent, profit and interest +it, too, will have less expansive workplaces). + +The slower growth rate of co-operatives has been documented in a number of +studies, which show that in the traditional capitalist firm, owners' and +executives' percentage share of profits greatly increases as more employees +are added to the payroll. This is because the corporate hierarchy is designed +to facilitate exploitation by funnelling a disproportionate share of the +surplus value produced by workers to those at the top of the pyramid (see +[section C.2](secC2.html)) Such a design gives ownership and management a very +strong incentive to expand, since, other things being equal, their income +rises with every new employee hired. [David Schweickart, **Against +Capitalism**, pp. 153-4] Hence the hierarchical form of the capitalist +corporation is one of the main causes of runaway growth as well as social +inequality and the rise of big business and oligopoly in the so-called "free" +market. + +By contrast, in an equal-share worker co-operative, the addition of more +members simply means more people with whom the available pie will have to be +equally divided -- a situation that immensely reduces the incentive to expand. +Thus a libertarian-socialist economy will not be under the same pressure to +grow. Moreover, when introducing technological innovations or facing declining +decline for goods, a self-managed workplace would be more likely to increase +leisure time among producers rather than increase workloads or reduce numbers +of staff. + +This means that rather than produce a few big firms, a worker-controlled +economy would tend to create an economy with more small and medium sized +workplaces. This would make integrating them into local communities and eco- +systems far easier as well as making them more easily dependent on green +sources of energy. Then there are the other ecological advantages to workers' +self-management beyond the relative lack of expansion of specific workplaces +and the decentralisation this implies. These are explained well by market +socialist David Schweickart: + +> _ "To the extent that emissions affect the workers directly on the job (as +they often do), we can expect a self-managed firm to pollute less. Workers +will control the technology; it will not be imposed on them from without. + +> + +> "To the extent that emissions affect the local community, they are likely to +be less severe, for two reasons. Firstly, workers (unlike capitalist owners) +will necessarily live nearby, and so the decision-makers will bear more of the +environmental costs directly. Second . . . a self-managed firm will not be +able to avoid local regulation by running away (or threatening to do so). The +great stick that a capitalist firm holds over the head of a local community +will be absent. Hence absent will be the macrophenomenon of various regions of +the country trying to compete for firms by offering a 'better business +climate' (i.e. fewer environmental restrictions)."_ [**Op. Cit.**, p. 145] + +For an ecological society to work, it requires the active participation of +those doing productive activity. They are often the first to be affected by +industrial pollution and have the best knowledge of how to stop it happening. +As such, workplace self-management is an essential requirement for a society +which aims to life in harmony with its surrounds (and with itself, as a key +aspect of social unfreedom would be eliminated in the form of wage slavery). + +For these reasons, libertarian socialism based on producer co-operatives is +essential for the type of economy necessary to solve the ecological crisis. +These all feed directly into the green vision as _"ecology points to the +necessity of decentralisation, diversity in natural and social systems, human- +scale technology, and an end to the exploitation of nature."_ [John Clark, +**The Anarchist Moment**, p. 115] This can only be achieved on a society which +bases itself on workers' self-management as this would facilitate the +decentralisation of industries in ways which are harmonious with nature. + +So far, all forms of social anarchism are in agreement. However, eco- +anarchists tend to be communist-anarchists and oppose both mutualism and +collectivism. This is because workers' ownership and self-management places +the workers of an enterprise in a position where they can become a +particularistic interest within their community. This may lead to these firms +acting purely in their own narrow interests and against the local community. +They would be, in other words, outside of community input and be solely +accountable to themselves. This could lead to a situation where they become +"collective capitalists" with a common interest in expanding their +enterprises, increasing their "profits" and even subjecting themselves to +irrational practices to survive in the market (i.e., harming their own wider +and long-term interests as market pressures have a distinct tendency to +produce a race to the bottom -- see [section I.1.3](secI1.html#seci13) for +more discussion). This leads most eco-anarchists to call for a confederal +economy and society in which communities will be decentralised and freely give +of their resources without the use of money. + +As a natural compliment to workplace self-management, eco-anarchists propose +communal self-management. So, although it may have appeared that we focus our +attention on the economic aspects of the ecological crisis and its solution, +this is not the case. It should always be kept in mind that all anarchists see +that a complete solution to our many ecological and social problems must be +multi-dimensional, addressing all aspects of the total system of hierarchy and +domination. This means that only anarchism, with its emphasis on the +elimination of authority in **all** areas of life, goes to the fundamental +root of the ecological crisis. + +The eco-anarchist argument for direct (participatory) democracy is that +effective protection of the planet's ecosystems requires that all people are +able to take part at the grassroots level in decision-making that affects +their environment, since they are more aware of their immediate eco-systems +and more likely to favour stringent environmental safeguards than politicians, +state bureaucrats and the large, polluting special interests that now dominate +the "representative" system of government. Moreover, real change must come +from below, not from above as this is the very source of the social and +ecological problems that we face as it divests individuals, communities and +society as a whole of their power, indeed right, to shape their own destinies +as well as draining them of their material and "spiritual" resources (i.e., +the thoughts, hopes and dreams of people). + +Simply put, it should be hardly necessary to explore in any great depth the +sound ecological and social reasons for decentralising decision making power +to the grassroots of society, i.e. to the people who have to live with the +decisions being reached. The decentralised nature of anarchism would mean that +any new investments and proposed solutions to existing problems would be +tailored to local conditions. Due to the mobility of capital, laws passed +under capitalism to protect the environment have to be created and implemented +by the central government to be effective. Yet the state, as discussed in +[section E.1](secE1.html), is a centralised structure unsuited to the task of +collecting and processing the information and knowledge required to customise +decisions to local ecological and social circumstances. This means that +legislation, precisely due to its scope, cannot be finely tuned to local +conditions (and so can generate local opposition, particularly if whipped up +by corporate front organisations). In an eco-anarchist society, +decentralisation would not have the threat of economic power hanging over it +and so decisions would be reached which reflected the actual local needs of +the population. As they would be unlikely to want to pollute themselves or +their neighbours, eco-anarchists are confident that such local empowerment +will produce a society which lives with, rather than upon, the environment. + +Thus eco-communities (or eco-communes) are a key aspect of an ecotopia. Eco- +communes, Bookchin argued, will be _"networked confederally through +ecosystems, bioregions, and biomes"_ and be _"artistically tailored to their +naturally surrounding. We can envision that their squares will be interlaced +by streams, their places of assembly surrounded by groves, their physical +contours respected and tastefully landscaped, their soils nurtured caringly to +foster plant variety for ourselves, our domestic animals, and wherever +possible the wildlife they may support on their fringes."_ They would be +decentralised and _"scaled to human dimensions,"_ using recycling as well as +integrating _"solar, wind, hydraulic, and methane-producing installations into +a highly variegated pattern for producing power. Agriculture, aquaculture, +stockraising, and hunting would be regarded as crafts -- an orientation that +we hope would be extended as much as possible to the fabrication of use-values +of nearly all kinds. The need to mass-produce goods in highly mechanised +installations would be vastly diminished by the communities' overwhelming +emphasis on quality and permanence."_ [**The Ecology of Freedom**, p. 444] + +This means that local communities will generate social and economic policies +tailored to their own unique ecological circumstances, in co-operation with +others (it is important stress that eco-communes do not imply supporting local +self-sufficiency and economic autarchy as values in themselves). Decisions +that have regional impact are worked out by confederations of local +assemblies, so that everybody affected by a decision can participate in making +it. Such a system would be self-sufficient as workplace and community +participation would foster creativity, spontaneity, responsibility, +independence, and respect for individuality -- the qualities needed for a +self-management to function effectively. Just as hierarchy shapes those +subject to it in negative ways, participation would shape us in positive ways +which would strengthen our individuality and enrich our freedom and +interaction with others and nature. + +That is not all. The communal framework would also impact on how industry +would develop. It would allow eco-technologies to be prioritised in terms of +R&D; and subsidised in terms of consumption. No more would green +alternatives and eco-technologies be left unused simply because most people +cannot afford to buy them nor would their development be under-funded simply +because a capitalist sees little profit form it or a politician cannot see any +benefit from it. It also means that the broad outlines of production are +established at the community assembly level while they are implemented in +practice by smaller collective bodies which also operate on an egalitarian, +participatory, and democratic basis. Co-operative workplaces form an integral +part of this process, having control over the production process and the best +way to implement any general outlines. + +It is for these reasons that anarchists argue that common ownership combined +with a use-rights based system of possession is better for the environment as +it allows everyone the right to take action to stop pollution, not simply +those who are directly affected by it. As a framework for ecological ethics, +the communal system envisioned by social anarchists would be far better than +private property and markets in protecting the environment. This is because +the pressures that markets exert on their members would not exist, as would +the perverse incentives which reward anti-social and anti-ecological +practices. Equally, the anti-ecological centralisation and hierarchy of the +state would be ended and replaced with a participatory system which can take +into account the needs of the local environment and utilise the local +knowledge and information that both the state and capitalism suppresses. + +Thus a genuine solution to the ecological crisis presupposes communes, i.e. +participatory democracy in the social sphere. This is a transformation that +would amount to a political revolution. However, as Bakunin continually +emphasised, a political revolution of this nature cannot be envisioned without +a **socio-economic** revolution based on workers' self-management. This is +because the daily experience of participatory decision-making, non- +authoritarian modes of organisation, and personalistic human relationships +would not survive if those values were denied during working hours. Moreover, +as mentioned above, participatory communities would be hard pressed to survive +the pressure that big business would subject them to. + +Needless to say, the economic and social aspects of life cannot be considered +in isolation. For example, the negative results of workplace hierarchy and its +master-servant dynamic will hardly remain there. Given the amount of time that +most people spend working, the political importance of turning it into a +training ground for the development of libertarian values can scarcely be +overstated. As history has demonstrated, political revolutions that are not +based upon social changes and mass psychological transformation -- that is, by +a deconditioning from the master/slave attitudes absorbed from the current +system -- result only in the substitution of new ruling elites for the old +ones (e.g. Lenin becoming the new "Tsar" and Communist Party aparatchiks +becoming the new "aristocracy"). Therefore, besides having a slower growth +rate, worker co-operatives with democratic self-management would lay the +psychological foundations for the kind of directly democratic political system +necessary to protect the biosphere. Thus "green" libertarian socialism is the +only proposal radical enough to solve the ecological crisis. + +Ecological crises become possible only within the context of social relations +which weaken people's capacities to fight an organised defence of the planet's +ecology and their own environment. This means that the restriction of +participation in decision-making processes within hierarchical organisations +such as the state and capitalism firms help create environmental along with +social problems by denying those most affected by a problem the means of +fixing it. Needless to say, hierarchy within the workplace is a prerequisite +to accumulation and so growth while hierarchy within a community is a +prerequisite to defend economic and social inequality as well as minority rule +as the disempowered become indifferent to community and social issues they +have little or no say in. Both combine to create the basis of our current +ecological crisis and both need to be ended. + +Ultimately, a free nature can only begin to emerge when we live in a fully +participatory society which itself is free of oppression, domination and +exploitation. Only then will we be able to rid ourselves of the idea of +dominating nature and fulfil our potential as individuals and be a creative +force in natural as well social evolution. That means replacing the current +system with one based on freedom, equality and solidarity. Once this is +achieved, _"social life will yield a sensitive development of human and +natural diversity, falling together into a well balanced harmonious whole. +Ranging from community through region to entire continents, we will see a +colourful differentiation of human groups and ecosystems, each developing its +unique potentialities and exposing members of the community to a wide spectrum +of economic, cultural and behavioural stimuli. Falling within our purview will +be an exciting, often dramatic, variety of communal forms -- here marked by +architectural and industrial adaptations to semi-arid ecosystems, there to +grasslands, elsewhere by adaptation to forested areas. We will witness a +creative interplay between individual and group, community and environment, +humanity and nature."_ [Bookchin, **Post-Scarcity Anarchism**, p. 39] + +So, to conclude, in place of capitalism eco-anarchists favour ecologically +responsible forms of libertarian socialism, with an economy based on the +principles of complementarily with nature; decentralisation (where possible +and desirable) of large-scale industries, reskilling of workers, and a return +to more artisan-like modes of production; the use of eco-technologies and +ecologically friendly energy sources to create green products; the use of +recycled and recyclable raw materials and renewable resources; the integration +of town and country, industry and agriculture; the creation of self-managed +eco-communities which exist in harmony with their surroundings; and self- +managed workplaces responsive to the wishes of local community assemblies and +labour councils in which decisions are made by direct democracy and co- +ordinated (where appropriate and applicable) from the bottom-up in a free +federation. Such a society would aim to develop the individuality and freedom +of all its members in order to ensure that we end the domination of nature by +humanity by ending domination within humanity itself. + +This is the vision of a green society put forth by Murray Bookchin. To quote +him: + +> _ "We must create an ecological society -- not merely because such a society +is desirable but because it is direly necessary. We must begin to live in +order to survive. Such a society involves a fundamental reversal of all the +trends that mark the historic development of capitalist technology and +bourgeois society -- the minute specialisation or machines and labour, the +concentration of resources and people in gigantic industrial enterprises and +urban entities, the stratification and bureaucratisation of life, the divorce +of town from country, the objectification of nature and human beings. In my +view, this sweeping reversal means that we must begin to decentralise our +cities and establish entirely new eco-communities that are artistically +moulded to the ecosystems in which they are located . . . + +> + +> "Such an eco-community . . . would heal the split between town and country, +indeed, between mind and body by fusing intellectual with physical work, +industry with agriculture in a rotation or diversification of vocational +tasks. An eco-community would be supported by a new kind of technology -- or +eco-technology -- one composed of flexible, versatile machinery whose +productive applications would emphasise durability and quality . . ."_ +[**Toward an Ecological Society**, pp. 68-9] + +Lastly, we need to quickly sketch out how anarchists see the change to an +ecological society happening as there is little point having an aim if you +have no idea how to achieve it. + +As noted above, eco-anarchists (like all anarchists) do not counterpoise an +ideal utopia to existing society but rather participate in current ecological +struggles. Moreover, we see that struggle itself as the link between what is +and what could be. This implies, at minimum, a two pronged strategy of +neighbourhood movements and workplace organising as a means of both fighting +and abolishing capitalism. These would work together, with the former +targeting, say, the disposal of toxic wastes and the latter stopping the +production of toxins in the first place. Only when workers are in a position +to refuse to engage in destructive practices or produce destructive goods can +lasting ecological change emerge. Unsurprisingly, modern anarchists and +anarcho-syndicalists have been keen to stress the need for a green syndicalism +which addresses ecological as well as economical exploitation. The ideas of +community and industrial unionism are discussed in more detail in [section +J.5](secJ5.html) along with other anarchist tactics for social change. +Needless to say, such organisations would use direct action as their means of +achieving their goals (see [section J.2](secJ2.html)). It should be noted that +some of Bookchin's social ecologist followers advocate, like him, greens +standing in local elections as a means to create a counter-power to the state. +As we discuss in [section J.5.14](secJ5.html#secj514), this strategy (called +Libertarian Municipalism) finds few supporters in the wider anarchist +movement. + +This strategy flows, of course, into the structures of an ecological society. +As we discuss in [section I.2.3](secI2.html#seci23), anarchists argue that the +framework of a free society will be created in the process of fighting the +existing one. Thus the structures of an eco-anarchist society (i.e. eco- +communes and self-managed workplaces) will be created by fighting the ecocidal +tendencies of the current system. In other words, like all anarchists eco- +anarchists seek to create the new world while fighting the old one. This means +what we do now is, however imperfect, an example of what we propose instead of +capitalism. That means we act in an ecological fashion today in order to +ensure that we can create an ecological society tomorrow. + +For more discussion of how an anarchist society would work, see [section +I](secIcon.html). We will discuss the limitations of various proposed +solutions to the environmental crisis in the following sections. + diff --git a/markdown/secE3.md b/markdown/secE3.md new file mode 100644 index 0000000000000000000000000000000000000000..33bdef3317c14963f07e0295667473e5c192b595 --- /dev/null +++ b/markdown/secE3.md @@ -0,0 +1,1363 @@ +# E.3 Can private property rights protect the environment? + +Environmental issues have become increasingly important over the decades. When +Murray Bookchin wrote his first works on our ecological problems in the 1950s, +he was only one of a small band. Today, even right-wing politicians have to +give at least some lip-service to environmental concerns while corporations +are keen to present their green credentials to the general public (even if +they do not, in fact, have any). + +As such, there has been a significant change. This is better late than never, +considering that the warnings made by the likes of Bookchin in the 1950s and +1960s have come true to a threateningly worrying degree. Sadly, eco-anarchist +solutions are still ignored but that is unsurprising as they go to the heart +of the ecological problem, namely domination within humanity as the +precondition for the domination of nature and the workings of the capitalist +economy. It is hardly likely that those who practice and benefit from that +oppression and exploitation will admit that they are causing the problems! +Hence the need to appear green in order to keep a fundamentally anti-green +system going. + +Of course, some right-wingers are totally opposed to ecological issues. They +seriously seem to forget without a viable ecology, there would be no +capitalism. Ayn Rand, for example, dismissed environmental concerns as being +anti-human and had little problem with factory chimneys belching smoke into +the atmosphere (her fondness for chimneys and skyscrapers would have have made +Freud reach for his notepad). As Bob Black once noted, _"Rand remarked that +she **worshipped** smokestacks. For her . . . they not only stood for, they +**were** the epitome of human accomplishment. She must have meant it since she +was something of a human smokestack herself; she was a chain smoker, as were +the other rationals in her entourage. In the end she abolished her own +breathing: she died of lung cancer."_ [_"Smokestack Lightning,"_ **Friendly +Fire**, p. 62] The fate of this guru of capitalism is a forewarning for our +collective one if we ignore the environment and our impact on it. + +The key to understanding why so many on the right are dismissive of ecological +concerns is simply that ecology cannot be squeezed into their narrow +individualistic property based politics. Ecology is about interconnectiveness, +about change and interaction, about the sources of life and how we interact +with them and they with us. Moreover, ecology is rooted in the **quality** of +life and goes not automatically view quantity as the key factor. As such, the +notion that more is better does not strike the ecologist as, in itself, a good +thing. The idea that growth is good as such is the principle associated with +cancer. Ecology also destroys the individualistic premise of capitalist +economics. It exposes the myth that the market ensures everyone gets exactly +what they want -- for if you consume eco-friendly products but others do not +then you are affected by their decisions as the environmental impact affects +all. Equally, the notion that the solution to GM crops should letting "the +market" decide fails to take into account that such crops spread into local +eco-systems and contaminate whole areas (not to mention the issue of corporate +power enclosing another part of the commons). The market "solution" in this +case would result in everyone, to some degree, consuming GM crops eventually. +None of this can be fitted into the capitalist ideology. + +However, while vocal irrational anti-green perspectives lingers on in some +sections of the right (particularly those funded by the heaviest polluters), +other supporters of capitalism have considered the problems of ecological +destruction in some degree. Some of this is, of course, simply greenwashing +(i.e., using PR and advertising to present a green image while conducting +business as usual). Some of it is funding think tanks which use green-sounding +names, imagery and rhetoric to help pursue a decidedly anti-ecological +practice and agenda. Some of is, to some degree, genuine. Al Gore's campaign +to make the world aware of the dangers of climate change is obviously sincere +and important work (although it is fair to point out the lack of green +policies being raised during his 2000 Presidential election campaign and the +poverty of his proposed solutions and means of change). Nicholas Stern's 2006 +report on climate change produced for the UK government is another example and +it gives an insight into the mentality of such environmentalists. The report +did produce quite an impact (plus its dismissal by the usual suspects). The +key reason for that was, undoubtedly, due to it placing a money sum on the +dangers of environmental disruption. Such is capitalism -- people and planet +can go to the dogs, but any threat to profits must be acted upon. As the +British PM at the time put it, any Climate Change Bill must be _"fully +compatible with the interests of businesses and consumers as well."_ Which is +ironic, as it is the power of money which is causing the bulk of the problems +we face. + +Which is what we will discuss here, namely whether private property can be +used to solve our environmental problems. Liberal environmentalists base their +case on capitalist markets aided with some form of state intervention. Neo- +liberal and right-"libertarian" environmentalists base their case purely on +capitalist markets and reject any role for the state bar that of defining and +enforcing private property rights. Both, however, assume that capitalism will +remain and tailor their policies around it. Anarchists question that +particularly assumption particularly given, as we discussed in [section +E.1](secE1.html), the fundamental reason why capitalism cannot be green is its +irrational "grow-or-die" dynamic. However, there are other aspects of the +system which contribute to capitalism bringing ecological crisis sooner rather +than later. These flow from the nature of private property and the market +competition it produces (this discussion, we should stress, ignores such +factors as economic power which will be addressed in [section +E.3.2](secE3.html#sece32)). + +The market itself causes ecological problems for two related reasons: +externalities and the price mechanism. It is difficult making informed +consumption decisions under capitalism because rather than provide enough +information to make informed decisions, the market hinders the flow of +relevant information and suppresses essential knowledge. This is particularly +the case with environmental information and knowledge. Simply put, we have no +way of knowing from a given price the ecological impact of the products we +buy. One such area of suppressed information is that involving externalities. +This is a commonly understood problem. The market actively rewards those +companies which inflict externalities on society. This is the _"routine and +regular harms caused to **others** \-- workers, consumers, communities, the +environment."_ These are termed _"externalities"_ in _"the coolly technical +jargon of economics"_ and the capitalist company is an _"externalising +machine"_ and it is _"no exaggeration to say that the corporation's built in +compulsion to externalise its costs is at the root of many of the world's +social and environmental ills."_ [Joel Bakan, **The Corporation**, p. 60 and +p. 61] + +The logic is simple, by externalising (imposing) costs on others (be it +workers, customers or the planet) a firm can reduce its costs and make higher +profits. Thus firms have a vested interest in producing externalities. To put +it crudely, pollution pays while ecology costs. Every pound a business spends +on environmental protections is one less in profits. As such, it makes +economic sense to treat the environment like a dump and externalise costs by +pumping raw industrial effluent into the atmosphere, rivers, and oceans. The +social cost of so doing weighs little against the personal profits that result +from inflicting diffuse losses onto the general public. Nor should we discount +the pressure of market forces in this process. In order to survive on the +market, firms may have to act in ways which, while profitable in the short- +run, are harmful in the long term. For example, a family-owned farm may be +forced to increase production using environmentally unsound means simply in +order to avoid bankruptcy. + +As well as economic incentives, the creation of externalities flows from the +price mechanism itself. The first key issue, as green economist E. F. +Schumacher stressed, is that the market is based on _"total quantification at +the expense of qualitative differences; for private enterprise is not +concerned with what it produces but only what it gains from production."_ This +means that the _"judgement of economics . . . is an extremely **fragmentary** +judgement; out of the large number of aspects which in real life have to be +seen and judged together before a decision can be taken, economics supplies +only one -- whether a thing yields a profit **to those who undertake it** or +not."_ [**Small is Beautiful**, p. 215 and p. 28] This leads to a simplistic +decision making perspective: + +> _ "Everything becomes crystal clear after you have reduced reality to one -- +one only -- of its thousand aspects. You know what to do -- whatever produces +profits; you know what to avoid -- whatever reduces them or makes a loss. And +there is at the same time a perfect measuring rod for the degree of success or +failure. Let no-one befog the issue by asking whether a particular action is +conducive to the wealth and well-being of society, whether it leads to moral, +aesthetic, or cultural enrichment. Simply find out whether it pays."_ [**Op. +Cit.**, p. 215] + +This means that key factors in decision making are, at best, undermined by the +pressing need to make profits or, at worse, simply ignored as a handicap. So +_"in the market place, for practical reasons, innumerable qualitative +distinctions which are of vital importance for man and society are suppressed; +they are not allowed to surface. Thus the reign of quantity celebrates its +greatest triumphs in 'The Market.'"_ This feeds the drive to externalise +costs, as it is _"based on a definition of cost which excludes all 'free +goods,' that is to say, the entire God-given environment, except for those +parts of it that have been privately appropriated. This means that an activity +can be economic although it plays hell with the environment, and that a +competing activity, if at some cost it protects and conserves the environment, +will be uneconomic."_ To summarise: _"it is inherent in the methodology of +economics to **ignore man's dependence on the natural world.**"_ [**Op. +Cit.**, p. 30 and p. 29] + +Ultimately, should our decision-making be limited to a single criteria, namely +whether it makes someone a profit? Should our environment be handed over to a +system which bases itself on confusing efficient resource allocation with +maximising profits in an economy marked by inequalities of wealth and, +consequently, on unequal willingness and ability to pay? In other words, +biodiversity, eco-system stability, clean water and air, and so forth only +become legitimate social goals when the market places a price on them +sufficient for a capitalist to make money from them. Such a system can only +fail to achieve a green society simply because ecological concerns cannot be +reduced to one criteria (_"The discipline of economics achieves its formidable +resolving power by transforming what might otherwise be considered qualitative +matters into quantitative issues with a single metric and, as it were, a +bottom line: profit or loss."_ [James C. Scott, **Seeing like a State**, p. +346]). This is particularly the case when even economists admit that the +market under-supplies public goods, of which a clean and aesthetically +pleasing environment is the classic example. Markets may reflect, to some +degree, individual consumer preferences distorted by income distribution but +they are simply incapable of reflecting collective values (a clean environment +and spectacular views are inherently collective goods and cannot be enclosed). +As a result, capitalists will be unlikely to invest in such projects as they +cannot make everyone who uses them pay for the privilege. + +Then there is the tendency for the market to undermine and destroy practical +and local knowledge on which truly ecological decisions need to be based. +Indigenous groups, for example, have accumulated an enormous body of knowledge +about local ecological conditions and species which are ignored in economic +terms or eliminated by competition with those with economic power. Under +markets, in other words, unarticulated knowledge of soil conditions and bio- +diversity which have considerable value for long-term sustainability is +usually lost when it meets agribusiness. + +Practical knowledge, i.e. local and tacit knowledge which James C. Scott terms +metis, is being destroyed and replaced _"by standardised formulas legible from +the centre"_ and this _"is virtually inscribed in the activities of both the +state and large-scale bureaucratic capitalism."_ The _"logic animating the +project . . . is one of control and appropriation. Local knowledge, because it +is dispersed and relatively autonomous, is all but unappropriable. The +reduction or, more utopian still, the elimination of metis and the local +control its entails are preconditions, in the case of the state, of +administrative order and fiscal appropriation and, in the case of the large +capitalism firm, of worker discipline and profit."_ [**Op. Cit.**, pp. 335-6] +Green socialist John O'Neill provides a similar analysis: + +> _ "far from fostering the existence of practical and local knowledge, the +spread of markets often appears to do the opposite: the growth of global +markets is associated with the disappearance of knowledge that is local and +practical, and the growth of abstract codifiable information . . . the market +as a mode of co-ordination appears to foster forms of abstract codifiable +knowledge . . . The knowledge of weak and marginal actors in markets, such as +peasant and marginalised indigenous communities, tends to be lost to those who +hold market power. The epistemic value of knowledge claims bear no direct +relation to their market value. Local and often unarticulated knowledge of +soil conditions and crop varieties that have considerable value for long-term +sustainability of agriculture has no value in markets and hence is always +liable to loss when it comes into contact with oil-based agricultural +technologies of those who do have market power. The undermining of local +practical knowledge in market economies has also been exacerbated by the +global nature of both markets and large corporate actors who require knowledge +that is transferable across different cultures and contexts and hence abstract +and codifiable . . . Finally, the demand for commensurability and +calculability runs against the defence of local and practical knowledge. This +is not just a theoretical problem but one with real institutional embodiments. +The market encourages a spirit of calculability . . . That spirit is the +starting point for the algorithmic account of practical reason which requires +explicit common measures for rational choice and fails to acknowledge the +existence of choice founded upon practical judgement. More generally it is not +amicable to forms of knowledge that are practical, local and uncodifiable."_ +[**Markets, Deliberation and Environment**, pp. 192-3] + +Thus the market tends to replace traditional forms of agriculture and working +practices (and the complex knowledge and expertises associated with both) with +standardised techniques which aim to extract as much profit in the short-term +as possible by concentrating power into the hands of management and their +appointed experts. That they cannot even begin to comprehend the local +conditions and practical knowledge and skills required to effectively use the +resources available in a sustainable manner should go without saying. +Unfortunately, the economic clout of big business is such that it can defeat +traditional forms of knowledge in the short-term (the long-term effect of such +exploitation is usually considered someone else's problem). + +So, given this analysis, it comes as no surprise to anarchists that private +property has not protected the environment. In fact, it is one of the root +causes of our ecological problems. Markets hide the ecological and health +information necessary for environmentally sound decisions. Ultimately, +environmental issues almost always involve value judgements and the market +stops the possibility of producing a public dialogue in which these values can +be discussed and enriched. Instead, it replaces this process by an aggregation +of existing preferences (shaped by economic pressures and necessity) skewed in +favour of this generation's property owners. An individual's interest, like +that of the public as a whole, is not something which exists independently of +the decision-making processes used but rather is something which is shaped by +them. Atomistic processes focused on a simplistic criteria will produce +simplistic decisions which have collectively irrational results. Collective +decision making based on equal participation of all will produce decisions +which reflect **all** the concerns of **all** affected in a process which will +help produce empowered and educated individuals along with informed decisions. + +Some disagree. For these the reason why there is environmental damage is not +due to too much private property but because there is too little. This +perspective derives from neo-classical and related economic theory and it +argues that ecological harm occurs because environmental goods and bads are +unpriced. They come free, in other words. This suggests that the best way to +protect the environment is to privatise everything and to create markets in +all areas of life. This perspective, needless to say, is entirely the opposite +of the standard eco-anarchist one which argues that our environmental problems +have their root in market mechanisms, private property and the behaviour they +generate. As such, applying market norms even more rigorously and into areas +of life that were previously protected from markets will tend to make +ecological problems worse, not better. + +As would be expected, the pro-property perspective is part of the wider turn +to free(r) market capitalism since the 1970s. With the apparent success of +Thatcherism and Reaganism (at least for the people who count under capitalism, +i.e. the wealthy) and the fall of Stalinism in the Eastern Block, the 1980s +and 1990s saw a period of capitalist triumphantism. This lead to an increase +in market based solutions to every conceivable social problem, regardless of +how inappropriate and/or insane the suggestions were. This applies to +ecological issues as well. The publication of **Free Market Environmentalism** +by Terry L. Anderson and Donald R. Leal in 1991 saw ideas previously +associated with the right-"libertarian" fringe become more mainstream and, +significantly, supported by corporate interests and the think-tanks and +politicians they fund. + +Some see it as a deliberate plan to counteract a growing ecological movement +which aims to change social, political and economic structures in order to get +at the root cases of our environmental problems. Activist Sara Diamond +suggested that _"[s]ome farsighted corporations are finding that the best +'bulwark' against 'anti-corporation' environmentalism is the creation and +promotion of an alternative model called 'free market environmentalism.'"_ +[_"Free Market Environmentalism,"_ **Z Magazine**, December 1991] Whatever the +case, the net effect of this reliance on markets is to depoliticise +environmental debates, to transform issues which involve values and affect +many people into ones in which the property owner is given priority and where +the criteria for decision making becomes one of profit and loss. It means, +effectively, ending debates over **why** ecological destruction happens and +what we should do about it and accepting the assumptions, institutions and +social relationships of capitalism as a given as well as privatising yet more +of the world and handing it over to capitalists. Little wonder it is being +proposed as an alternative by corporations concerned about their green image. +At the very least, it is fair to say that the corporations who punt free +market environmentalism as an alternative paradigm for environmental policy +making are not expecting to pay more by internalising their costs by so doing. + +As with market fundamentalism in general, private property based +environmentalism appears to offer solutions simply because it fails to take +into account the reality of any actual capitalist system. The notion that all +we have to do is let markets work ignores the fact that any theoretical claim +for the welfare superiority of free-market outcomes falls when we look at any +real capitalist market. Once we introduce, say, economic power, imperfect +competition, public goods, externalities or asymmetric information then the +market quickly becomes a god with feet of clay. This is what we will explore +in the rest of this section while the [next section](secE4.html) will discuss +a specific example of how laissez-faire capitalism cannot be ecological as +proved by one of its most fervent ideologues. Overall, anarchists feel we have +a good case on why is unlikely that private property can protect the +environment. + +## E.3.1 Will privatising nature save it? + +No, it will not. To see why, it is only necessary to look at the arguments and +assumptions of those who advocate such solutions to our ecological problems. + +The logic behind the notion of privatising the planet is simple. Many of our +environmental problems stem, as noted in the [last section](secE3.html), from +externalities. According to the "market advocates" this is due to there being +unowned resources for if someone owned them, they would sue whoever or +whatever was polluting them. By means of private property and the courts, +pollution would end. Similarly, if an endangered species or eco-system were +privatised then the new owners would have an interest in protecting them if +tourists, say, were willing to pay to see them. Thus the solution to +environmental problems is simple. Privatise everything and allow people's +natural incentive to care for their own property take over. + +Even on this basic level, there are obvious problems. Why assume that +**capitalist** property rights are the only ones, for example? However, the +crux of the problem is clear enough. This solution only works if we assume +that the "resources" in question make their owners a profit or if they are +willing and able to track down the polluters. Neither assumption is robust +enough to carry the weight that capitalism places on our planet's environment. +There is no automatic mechanism by which capitalism will ensure that +environmentally sound practices will predominate. In fact, the opposite is far +more likely. + +At its most basic, the underlying rationale is flawed. It argues that it is +only by giving the environment a price can we compare its use for different +purposes. This allows the benefits from preserving a forest to be compared to +the benefits of cutting it down and building a shopping centre over it. Yet by +"benefits" it simply means economic benefits, i.e. whether it is profitable +for property owners to do so, rather than ecologically sensible. This is an +important difference. If more money can be made in turning a lake into a toxic +waste dump then, logically, its owners will do so. Similarly, if timber prices +are not rising at the prevailing profit or interest rate, then a self- +interested firm will seek to increase its profits and cut-down its trees as +fast as possible, investing the returns elsewhere. They may even sell such +cleared land to other companies to develop. This undermines any claim that +private property rights and environmental protection go hand-in-hand. + +As Glenn Albrecht argues, such a capitalist "solution" to environmental +problems is only _"likely to be effective in protecting species [or +ecosystems] which are commercially important only if the commercial value of +that species [or ecosystem] exceeds that of other potential sources of income +that could be generated from the same 'natural capital' that the species +inhabits If, for example, the conservation of species for ecotourism generates +income which is greater than that which could be gained by using their habit +for the growing of cash crops, then the private property rights of the owners +of the habitat will effectively protect those species . . . However, this +model becomes progressively less plausible when we are confronted with rare +but commercially unimportant species [or ecosystems] versus very large +development proposals that are inconsistent with their continual existence. +The less charismatic the species, the more 'unattractive' the ecosystem, the +more likely it will be that the development proposal will proceed. The +'rights' of developers will eventually win out over species and ecosystems +since . . . bio-diversity itself has no right to exist and even if it did, the +clash of rights between an endangered species and multi-national capital would +be a very uneven contest."_ [_"Ethics, Anarchy and Sustainable Development"_, +pp. 95-118, **Anarchist Studies**, vol. 2, no. 2, pp. 104-5] + +So the conservation of endangered species or eco-systems is not automatically +achieved using the market. This is especially the case when there is little, +or no, economic value in the species or eco-system in question. The most +obvious example is when there is only a limited profit to be made from a piece +of land by maintaining it as the habitat of a rare species. If any alternative +economic uses for that land yields a greater profit then that land will be +developed. Moreover, if a species looses its economic value as a commodity +then the property owners will become indifferent to its survival. Prices +change and so an investment which made sense today may not look so good +tomorrow. So if the market price of a resource decreases then it becomes +unlikely that its ecological benefits will outweigh its economic ones. +Overall, regardless of the wider ecological importance of a specific eco- +system or species it is likely that their owner will prioritise short-term +profits over environmental concerns. It should go without saying that +threatened or endangered eco-systems and species will be lost under a +privatised regime as it relies on the willingness of profit-orientated +companies and individuals to take a loss in order to protect the environment. + +Overall, advocates of market based environmentalism need to present a case +that **all** plants, animals and eco-systems are valuable commodities in the +same way as, say, fish are. While a case for market-based environmentalism can +be made by arguing that fish have a market price and, as such, owners of +lakes, rivers and oceans would have an incentive to keep their waters clean in +order to sell fish on the market, the same cannot be said of all species and +habitats. Simply put, not all creatures, plants and eco-systems with an +ecological value will have an economic one as well. + +Moreover, markets can send mixed messages about the environmental policies +which should be pursued. This may lead to over investment in some areas and +then a slump. For example, rising demand for recycled goods may inspire an +investment boom which, in turn, may lead to over-supply and then a crash, with +plants closing as the price falls due to increased supply. Recycling may then +become economically unviable, even though it remains ecologically essential. +In addition, market prices hardly provide an accurate signal regarding the +"correct" level of ecological demands in a society as they are constrained by +income levels and reflect the economic pressures people are under. Financial +security and income level play a key role, for in the market not all votes are +equal. A market based allocation of environmental goods and bads does not +reflect the obvious fact the poor may appear to value environmental issues +less than the wealthy in this scheme simply because their preferences (as +expressed in the market) are limited by lower budgets. + +Ultimately, market demand can change without the underlying demand for a +specific good changing. For example, since the 1970s the real wages of most +Americans have stagnated while inequality has soared. As a result, fewer +households can afford to go on holidays to wilderness areas or buy more +expensive ecologically friendly products. Does that imply that the people +involved now value the environment less simply because they now find it harder +to make ends meet? Equally, if falling living standards force people to take +jobs with dangerous environmental consequences does than really provide an +accurate picture of people's desires? It takes a giant leap of faith (in the +market) to assume that falling demand for a specific environmental good +implies that reducing environmental damage has become less valuable to people. +Economic necessity may compel people to act against their best impulses, even +strongly felt natural values (an obvious example is that during recessions +people may be more willing to tolerate greenhouse gas emissions simply because +they need the work). + +Nor can it be claimed that all the relevant factors in ecological decision +making can take the commodity form, i.e. be given a price. This means that +market prices do not, in fact, actually reflect people's environmental values. +Many aspects of our environment simply cannot be given a market price (how can +you charge people to look at beautiful scenery?). Then there is the issue of +how to charge a price which reflects the demand of people who wish to know +that, say, the rainforest or wilderness exists and is protected but who will +never visit either? Nor are future generations taken into account by a value +that reflects current willingness to pay and might not be consistent with +long-term welfare or even survival. And how do you factor in the impact a +cleaner environment has on protecting or extending human lives? Surely a +healthy environment is worth much more than simply lost earnings and the +medical bills and clean-up activities saved? At best, you could factor this in +by assuming that the wage premium of workers in dangerous occupations reflects +it but a human life is, surely, worth more than the wages required to attract +workers into dangerous working conditions. Wages are **not** an objective +measure of the level of environmental risks workers are willing to tolerate as +they are influenced by the overall state of the economy, the balance of class +power and a whole host of other factors. Simply put, fear of unemployment and +economic security will ensure that workers tolerate jobs that expose them and +their communities to high levels of environmental dangers. + +Economic necessity drives decisions in the so-called "free" market (given a +choice between clean air and water and having a job, many people would choose +the latter simply because they have to in order to survive). These factors can +only be ignored which means that environmental values **cannot** be treated +like commodities and market prices **cannot** accurately reflect environmental +values. The key thing to remember is that the market does not meet demand, it +meets **effective** demand (i.e. demands backed up with money). Yet people +want endangered species and eco-systems protected even if there is no +effective demand for them on the market (nor could be). We will return to this +critical subject in the [next section](secE3.html#sece32). + +Then there are the practicalities of privatising nature. How, for example, do +we "privatise" the oceans? How do we "privatise" whales and sharks in order to +conserve them? How do we know if a whaling ship kills "your" whale? And what +if "your" shark feeds on "my" fish? From whom do we buy these resources in the +first place? What courts must be set up to assess and try crimes and define +damages? Then there are the costs of defining and enforcing private rights by +means of the courts. This would mean individual case-by-case adjudications +which increase transaction costs. Needless to say, such cases will be +influenced by the resources available to both sides. Moreover, the judiciary +is almost always the least accountable and representative branch of the state +and so turning environmental policy decisions over to them will hardly ensure +that public concerns are at the foremost of any decision (such a move would +also help undermine trial by jury as juries often tend to reward sizeable +damages against corporations in such cases, a factor corporations are all too +aware of). + +This brings us to the problem of actually proving that the particles of a +specific firm has inflicted a specific harm on a particular person and their +property. Usually, there are multiple firms engaging in polluting the +atmosphere and it would be difficult, if not impossible, to legally establish +the liability of any particular firm. How to identify which particular +polluter caused the smog which damaged your lungs and garden? Is it an +individual company? A set of companies? All companies? Or is it +transportation? In which case, is it the specific car which finally caused +your cancer or a specific set of car uses? Or all car users? Or is it the +manufacturers for producing such dangerous products in the first place? + +Needless to say, even this possibility is limited to the current generation. +Pollution afflicts future generations as well and it is impossible for their +interests to be reflected in court for "future harm" is not the question, only +present harm counts. Nor can non-human species or eco-systems sue for damage, +only their owners can and, as noted above, they may find it more profitable to +tolerate (or even encourage) pollution than sue. Given that non-owners cannot +sue as they are not directly harmed, the fate of the planet will rest in the +hands of the property-owning class and so the majority are effectively +dispossessed of any say over their environment beyond what their money can +buy. Transforming ecological concerns into money ensures a monopoly by the +wealthy few: + +> _ "In other words, the environment is assumed to be something that can be +'valued,' in a similar way that everything else is assigned a value within the +market economy. + +> + +> "However, apart from the fact that there is no way to put an 'objective' +value on most of the elements that constitute the environment (since they +affect a subjective par excellence factor, i.e. the quality of life), the +solution suggested . . . implies the extension of the marketisation process to +the environment itself. In other words, it implies the assignment of a market +value to the environment . . . so that the effects of growth onto it are +'internalised' . . . The outcome of such a process is easily predictable: the +environment will either be put under the control of the economic elites that +control the market economy (in case an actual market value be assigned to it) +or the state (in case an imputed value is only possible). In either case, not +only the arrest of the ecological damage is \-- at least -- doubtful, but the +control over Nature by elites who aim to dominate it -- using 'green' +prescriptions this time -- is perpetuated."_ [Takis Fotopoulous, _"Development +or Democracy?"_, pp. 57-92, **Society and Nature**, No. 7, pp. 79-80] + +Another key problem with using private property in regard to environmental +issues is that they are almost always reactive, almost never proactive. Thus +the pollution needs to have occurred before court actions are taken as strict +liability generally provides after-the-fact compensation for injuries +received. If someone does successfully sue for damages, the money received can +hardly replace an individual or species or eco-system. At best, it could be +argued that the threat of being sued will stop environmentally damaging +activities but there is little evidence that this works. If a company +concludes that the damages incurred by court action is less than the potential +profits to be made, then they will tolerate the possibility of court action +(particularly if they feel that potential victims do not have the time or +resources available to sue). This kind of decision was most infamously done by +General Motors when it designed its Malibu car. The company estimated that the +cost of court awarded damages per car was less than ensuring that the car did +not explode during certain kinds of collusion and so allowed people to die in +fuel-fed fires rather than alter the design. Unfortunately for GM, the jury +was horrified (on appeal, the damages were substantially reduced). [Joel +Bakan, **The Corporation**, pp. 61-5] + +So this means that companies seeking to maximise profits have an incentive to +cut safety costs on the assumption that the risk of so doing will be +sufficiently low to make it worthwhile and that any profits generated will +more than cover the costs of any trial and damages imposed. As eco-anarchist +David Watson noted in regards to the Prudhoe Bay disaster, it _"should go +without saying that Exxon and its allies don't try their best to protect the +environment or human health. Capitalist institutions produce to accumulate +power and wealth, not for any social good. Predictably, in order to cut costs, +Exxon steadily dismantled what emergency safeguards it had throughout the +1980s, pointing to environmental studies showing a major spill as so unlikely +that preparation was unnecessary. So when the inevitable came crashing down, +the response was complete impotence and negligence."_ [**Against the +Megamachine**, p. 57] As such, it cannot be stressed too much that the only +reason companies act any different (if and when they do) is because outside +agitators -- people who understand and cared about the planet and people more +than they did about company profits \-- eventually forced them to. + +So given all this, it is clear that privatising nature is no guarantee that +environmental problems will be reduced. In fact, it is more likely to have the +opposite effect. Even its own advocates suggest that their solution may +produce **more** pollution than the current system of state regulation. Terry +L. Anderson and Donald R. Leal put it this way: + +> _ "If markets produce 'too little' clean water because dischargers do not +have to pay for its use, then political solutions are equally likely to +produce 'too much' clean water because those who enjoy the benefits do not pay +the cost . . . Just as pollution externalities can generate too much dirty +air, political externalities can generate too much water storage, clear- +cutting, wilderness, or water quality . . . Free market environmentalism +emphasises the importance of market process in determining optimal amounts of +resource use."_ [**Free Market Environmentalism**, p. 23] + +What kind of environmentalism considers the possibility of "too much" clean +air and water? This means, ironically, that from the perspective of free- +market "environmentalism" that certain ecological features may be over- +protected as a result of the influence of non-economic goals and priorities. +Given that this model is proposed by many corporate funded think tanks, it is +more than likely that their sponsors think there is "too much" clean air and +water, "too much" wilderness and "too much" environmental goods. In other +words, the "optimal" level of pollution is currently too low as it doubtful +that corporations are seeking to increase their costs of production by +internalising even more externalities. + +Equally, we can be sure that "too much" pollution _"is where the company +polluting the water has to pay too much to clean up the mess they make. It +involves a judgement that costs to the company are somehow synonymous with +costs to the community and therefore can be weighed against benefits to the +community."_ Such measures _"grant the highest decision-making power over +environmental quality to those who currently make production decisions. A +market system gives power to those most able to pay. Corporations and firms, +rather than citizens or environmentalists, will have the choice about whether +to pollute (and pay the charges or buy credits to do so)."_ [Sharon Beder, +**Global Spin**, p. 104] + +The surreal notion of "too much" clean environment does indicate another key +problem with this approach, namely its confusion of need and demand with +**effective** demand. The fact is that people may desire a clean environment, +but they may not be able to afford to pay for it on the market. In a similar +way, there can be "too much" food while people are starving to death simply +because people cannot afford to pay for it (there is no effective demand for +food, but an obvious pressing need). Much the same can be said of environment +goods. A lack of demand for a resource today does **not** mean it is not +valued by individuals nor does it mean that it will not be valued in the +future. However, in the short-term focus produced by the market such goods +will be long-gone, replaced by more profitable investments. + +The underlying assumption is that a clean environment is a luxury which we +must purchase from property owners rather than a right we have as human +beings. Even if we assume the flawed concept of self-ownership, the principle +upon which defenders of capitalism tend to justify their system, the principle +should be that our ownership rights in our bodies excludes it being harmed by +the actions of others. In other words, a clean environment should be a basic +right for all. Privatising the environment goes directly against this basic +ecological insight. + +The state's environmental record **has** often been terrible, particularly as +its bureaucrats have been influenced by private interest groups when +formulating and implementing environmental policies. The state is far more +likely to be "captured" by capitalist interests than by environmental groups +or even the general community. Moreover, its bureaucrats have all too often +tended to weight the costs and benefits of specific projects in such a way as +to ensure that any really desired ones will go ahead, regardless of what local +people want or what the environmental impact will really be. Such projects, +needless to say, will almost always have powerful economic interests behind +them and will seek to ensure that "development" which fosters economic growth +is pursued. This should be unsurprising. If we assume, as "market advocates" +do, that state officials seek to further their own interests then classes with +the most economic wealth are most likely to be able to do that the best. That +the state will reflect the interests of those with most private property and +marginalise the property-less should, therefore, come as no surprise. + +Yet the state is not immune to social pressure from the general public or the +reality of environmental degradation. This is proved, in its own way, by the +rise of corporate PR, lobbying and think-tanks into multi-million pound +industries. So while the supporters of the market stress its ability to change +in the face of consumer demand, their view of the alternatives is extremely +static and narrow. They fail, unsurprisingly, to consider the possibility of +alternative forms of social organisation. Moreover, they also fail to mention +that popular struggles can influence the state by means of direct action. For +them, state officials will always pursue their own private interests, +irrespective of popular pressures and social struggles (or, for that matter, +the impact of corporate lobbying). While it is possible that the state will +favour specific interests and policies, it does not mean that it cannot be +forced to consider wider ones by the general public (until such time as it can +be abolished, of course). + +As we discussed in [section D.1.5](secD1.html#secd15), the fact the state can +be pressured by the general public is precisely why certain of its secondary +functions have been under attack by corporations and the wealthy (a task which +their well-funded think-tanls provide the rationales for). If all this is the +case (and it is), then why expect cutting out the middle-person by privatising +nature to improve matters? By its own logic, therefore, privatising nature is +hardly going to produce a better environment as it is unlikely that +corporations would fund policies which would result in more costs for +themselves and less access to valuable natural resources. As free market +environmentalism is premised on economic solutions to ecological problems and +assumes that economic agents will act in ways which maximise their own +benefit, such an obvious conclusion should come naturally to its advocates. +For some reason, it does not. + +Ultimately, privatising nature rests on the ridiculous notion that a clean +environment is a privilege which we must buy rather than a right. Under "free +market environmentalism" private property is assumed to be the fundamental +right while there is no right to a clean and sustainable environment. In other +words, the interests of property owners are considered the most important +factor and the rest of us are left with the possibility of asking them for +certain environmental goods which they may supply if they make a profit from +so doing. This prioritisation and categorisation is by no means obvious and +uncontroversial. Surely the right to a clean and liveable environment is more +fundamental than those associated with property? If we assume this then the +reduction of pollution, soil erosion, and so forth are not goods for which we +must pay but rather rights to which we are entitled. In other words, +protecting species and ecosystem as well as preventing avoidable deaths and +illnesses are fundamental issues which simply transcend the market. Being +asked to put a price on nature and people is, at best, meaningless, or, at +worse, degrading. It suggests that the person simply does not understand why +these things are important. + +But why should we be surprised? After all, private property bases itself on +the notion that we must buy access to land and other resources required for a +fully human life. Why should a clean environment and a healthy body be any +different? Yet again, we see the derived rights (namely private property) +trumping the fundamental base right (namely the right of self-ownership which +should automatically exclude harm by pollution). That this happens so +consistently should not come as too great a surprise, given that the theory +was invented to justify the appropriation of the fruits of the worker's labour +by the property owner (see [section B.4.2](secB4.html#secb42)). Why should we +be surprised that this is now being used to appropriate the rights of +individuals to a clean environment and turn it into yet another means of +expropriating them from their birthrights? + +## E.3.2 How does economic power contribute to the ecological crisis? + +So far in this section we have discussed why markets fail to allocate +environmental resources. This is due to information blocks and costs, lack of +fully internalised prices (externalities) and the existence of public goods. +Individual choices are shaped by the information available to them about the +consequences of their actions, and the price mechanism blocks essential +aspects of this and so information is usually partial at best within the +market. Worse, it is usually distorted by advertising and the media as well as +corporate and government spin and PR. Local knowledge is undermined by market +power, leading to unsustainable practices to reap maximum short term profits. +Profits as the only decision making criteria also leads to environmental +destruction as something which may be ecologically essential may not be +economically viable. All this means that the price of a good cannot indicate +its environmental impact and so that market failure is pervasive in the +environmental area. Moreover, capitalism is as unlikely to produce their fair +distribution of environmental goods any more than any other good or resource +due to differences in income and so demand (particularly as it takes the +existing distribution of wealth as the starting point). The reality of our +environmental problems provides ample evidence for this analysis. + +During this discussion we have touched upon another key issue, namely how +wealth can affect how environmental and other externalities are produced and +dealt with in a capitalist system. Here we extend our critique by addressed an +issue we have deliberately ignored until now, namely the distribution and +wealth and its resulting economic power. The importance of this factor cannot +be stressed too much, as "market advocates" at best downplay it or, at worse, +ignore it or deny it exists. However, it plays the same role in environmental +matters as it does in, say, evaluating individual freedom within capitalism. +Once we factor in economic power the obvious conclusion is the market based +solutions to the environment will result in, as with freedom, people selling +it simply to survive under capitalism (as we discussed in [section +B.4](secB4.html), for example). + +It could be argued that strictly enforcing property rights so that polluters +can be sued for any damages made will solve the problem of externalities. If +someone suffered pollution damage on their property which they had not +consented to then they could issue a lawsuit in order to get the polluter to +pay compensation for the damage they have done. This could force polluters to +internalise the costs of pollution and so the threat of lawsuits can be used +as an incentive to avoid polluting others. + +While this approach could be considered as **part** of any solution to +environmental problems under capitalism, the sad fact is it ignores the +realities of the capitalist economy. The key phrase here is "not consented to" +as it means that pollution would be fine if the others agree to it (in return, +say, for money). This has obvious implications for the ability of capitalism +to reduce pollution. For just as working class people "consent" to hierarchy +within the workplace in return for access to the means of life, so to would +they "consent" to pollution. In other words, the notion that pollution can be +stopped by means of private property and lawsuits ignores the issue of class +and economic inequality. Once these are factored in, it soon becomes clear +that people may put up with externalities imposed upon them simply because of +economic necessity and the pressure big business can inflict. + +The first area to discuss is inequalities in wealth and income. Not all +economic actors have equal resources. Corporations and the wealthy have far +greater resources at their disposal and can spend millions of pounds in +producing PR and advertising (propaganda), fighting court cases, influencing +the political process, funding "experts" and think-tanks, and, if need be, +fighting strikes and protests. Companies can use _"a mix of cover-up, +publicity campaigns and legal manoeuvres to continue operations unimpeded."_ +They can go to court to try an _"block more stringent pollution controls."_ +[David Watson, **Against the Megamachine**, p. 56] Also while, in principle, +the legal system offers equal protection to all in reality, wealthy firms and +individuals have more resources than members of the general public. This means +that they can employ large numbers of lawyers and draw out litigation +procedures for years, if not decades. + +This can be seen around us today. Unsurprisingly, the groups which bear a +disproportionate share of environmental burdens are the poorest ones. Those at +the bottom of the social hierarchy have less resources available to fight for +their rights. They may not be aware of their rights in specific situations and +not organised enough to resist. This, of course, explains why companies spend +so much time attacking unions and other forms of collective organisation which +change that situation. Moreover as well as being less willing to sue, those on +lower income may be more willing to be bought-off due to their economic +situation. After all, tolerating pollution in return for some money is more +tempting when you are struggling to make ends meet. + +Then there is the issue of effective demand. Simply put, allocation of +resources on the market is based on money and not need. If more money can be +made in, say, meeting the consumption demands of the west rather than the +needs of local people then the market will "efficiently" allocate resources +away from the latter to the former regardless of the social and ecological +impact. Take the example of Biofuels which have been presented by some as a +means of fuelling cars in a less environmentally destructive way. Yet this +brings people and cars into direct competition over the most "efficient" (i.e. +most profitable) use of land. Unfortunately, effective demand is on the side +of cars as their owners usually live in the developed countries. This leads to +a situation where land is turned from producing food to producing biofuels, +the net effect of which is to reduce supply of food, increase its price and so +produce an increased likelihood of starvation. It also gives more economic +incentive to destroy rainforests and other fragile eco-systems in order to +produce more biofuel for the market. + +Green socialist John O'Neill simply states the obvious: + +> _ "[The] treatment of efficiency as if it were logically independent of +distribution is at best misleading, for the determination of efficiency +already presupposes a given distribution of rights . . . [A specific outcome] +is always relative to an initial starting point . . . If property rights are +changed so also is what is efficient. Hence, the opposition between +distributional and efficiency criteria is misleading. Existing costs and +benefits themselves are the product of a given distribution of property +rights. Since costs are not independent of rights they cannot guide the +allocation of rights. Different initial distributions entail differences in +whose preferences are to count. Environmental conflicts are often about who +has rights to environment goods, and hence who is to bear the costs and who is +to bear the benefits . . . Hence, environmental policy and resource decision- +making cannot avoid making normative choices which include questions of +resource distribution and the relationships between conflicting rights claims +. . . The monetary value of a 'negative externality' depends on social +institutions and distributional conflicts -- willing to pay measures, actual +or hypothetical, consider preferences of the higher income groups [as] more +important than those of lower ones. If the people damaged are poor, the +monetary measure of the cost of damage will be lower -- 'the poor sell +cheap.'"_ [**Markets, Deliberation and Environment**, pp. 58-9] + +Economic power also impacts on the types of contracts people make. It does not +take too much imagination to envision the possibility that companies may make +signing waivers that release it from liability a condition for working there. +This could mean, for example, a firm would invest (or threaten to move +production) only on condition that the local community and its workers sign a +form waiving the firm of any responsibility for damages that may result from +working there or from its production process. In the face of economic +necessity, the workers may be desperate enough to take the jobs and sign the +waivers. The same would be the case for local communities, who tolerate the +environmental destruction they are subjected to simply to ensure that their +economy remains viable. This already happens, with some companies including a +clause in their contracts which states the employee cannot join a union. + +Then there is the threat of legal action by companies. _"Every year,"_ records +green Sharon Beder, _"thousands of Americans are sued for speaking out against +governments and corporations. Multi-million dollar law suits are being filed +against individual citizens and groups for circulating petitions, writing to +public officials, speaking at, or even just attending, public meetings, +organising a boycott and engaging in peaceful demonstrations."_ This trend has +spread to other countries and the intent is the same: to silence opposition +and undermine campaigns. This tactic is called a SLAPP (for _**"Strategic +Lawsuits Against Public Participation"**_) and is a civil court action which +does not seek to win compensation but rather aims _"to harass, intimidate and +distract their opponents . . . They win the political battle, even when they +lose the court case, if their victims and those associated with them stop +speaking out against them."_ This is an example of economic power at work, for +the cost to a firm is just part of doing business but could bankrupt an +individual or environmental organisation. In this way _"the legal system best +serves those who have large financial resources at their disposal"_ as such +cases take _"an average of three years to be settled, and even if the person +sued wins, can cost tens of thousands of dollars in legal fees. Emotional +stress, disillusionment, diversion of time and energy, and even divisions +within families, communities and groups can also result."_ [**Global Spin**, +pp. 63-7] + +A SLAPP usually deters those already involved from continuing to freely +participate in debate and protest as well as deterring others from joining in. +The threat of a court case in the face of economic power usually ensures that +SLAPPS do not go to trial and so its objective of scaring off potential +opponents usually works quickly. The reason can be seen from the one case in +which a SLAPP backfired, namely the McLibel trial. After successfully forcing +apologies from major UK media outlets like the BBC, Channel 4 and the Guardian +by threatening legal action for critical reporting of the company, McDonald's +turned its attention to the small eco-anarchist group London Greenpeace (which +is not affiliated with Greenpeace International). This group had produced a +leaflet called _"What's Wrong with McDonald's"_ and the company sent spies to +its meetings to identify people to sue. Two of the anarchists refused to be +intimidated and called McDonald's bluff. Representing themselves in court, the +two unemployed activists started the longest trial in UK history. After three +years and a cost of around 10 million, the trial judge found that some of the +claims were untrue (significantly, McDonald's had successfully petitioned the +judge not to have a jury for the case, arguing that the issues were too +complex for the public to understand). While the case was a public relations +disaster for the company, McDonald's keeps going as before using the working +practices exposed in the trial and remains one of the world's largest +corporations confident that few people would have the time and resources to +fight SLAPPs (although the corporation may now think twice before suing +anarchists!). + +Furthermore, companies are known to gather lists of known "trouble-makers" +These "black lists" of people who could cause companies "trouble" (i.e., by +union organising or suing employers over "property rights" issues) would often +ensure employee "loyalty," particularly if new jobs need references. Under +wage labour, causing one's employer "problems" can make one's current and +future position difficult. Being black-listed would mean no job, no wages, and +little chance of being re-employed. This would be the result of continually +suing in defence of one's property rights -- assuming, of course, that one had +the time and money necessary to sue in the first place. Hence working-class +people are a weak position to defend their rights under capitalism due to the +power of employers both within and without the workplace. All these are strong +incentives **not** to rock the boat, particularly if employees have signed a +contract ensuring that they will be fired if they discuss company business +with others (lawyers, unions, media, etc.). + +Economic power producing terrible contracts does not affect just labour, it +also effects smaller capitalists as well. As we discussed in [section +C.4](secC4.html), rather than operating "efficiently" to allocate resources +within perfect competition any real capitalist market is dominated by a small +group of big companies who make increased profits at the expense of their +smaller rivals. This is achieved, in part, because their size gives such firms +significant influence in the market, forcing smaller companies out of business +or into making concessions to get and maintain contracts. + +The negative environmental impact of such a process should be obvious. For +example, economic power places immense pressures towards monoculture in +agriculture. In the UK the market is dominated by a few big supermarkets. +Their suppliers are expected to produce fruits and vegetables which meet the +requirements of the supermarkets in terms of standardised products which are +easy to transport and store. The large-scale nature of the operations ensure +that farmers across Britain (indeed, the world) have to turn their farms into +suppliers of these standardised goods and so the natural diversity of nature +is systematically replaced by a few strains of specific fruits and vegetables +over which the consumer can pick. Monopolisation of markets results in the +monoculture of nature. + +This process is at work in all capitalist nations. In American, for example, +the _"centralised purchasing decisions of the large restaurant chains and +their demand for standardised products have given a handful of corporations an +unprecedented degree of power over the nation's food supply . . . obliterating +regional differences, and spreading identical stores throughout the country . +. . The key to a successful franchise . . . can be expressed in one world: +'uniformity.'"_ This has resulted in the industrialisation of food production, +with the _"fast food chains now stand[ing] atop a huge food-industrial complex +that has gained control of American agriculture . . . large multinationals . . +. dominate one commodity market after another . . . The fast food chain's vast +purchasing power and their demand for a uniform product have encouraged +fundamental changes in how cattle are raised, slaughter, and processed into +ground beef. These changes have made meatpacking . . . into the most dangerous +job in the United States . . . And the same meat industry practices that +endanger these workers have facilitated the introduction of deadly pathogens . +. . into America's hamburger meat."_ [Eric Schlosser, **Fast Food Nation**, p. +5 and pp. 8-9] + +Award winning journalist Eric Schlosser has presented an excellent insight in +this centralised and concentrated food-industrial complex in his book **Fast +Food Nation**. Schlosser, of course, is not alone in documenting the +fundamentally anti-ecological nature of the capitalism and how an alienated +society has created an alienated means of feeding itself. As a non-anarchist, +he does fail to drawn the obvious conclusion (namely abolish capitalism) but +his book does present a good overview of the nature of the processed at work +and what drives them. Capitalism has created a world where even the smell and +taste of food is mass produced as the industrialisation of agriculture and +food processing has lead to the product (it is hard to call it food) becoming +bland and tasteless and so chemicals are used to counteract the effects of +producing it on such a scale. It is standardised food for a standardised +society. As he memorably notes: _"Millions of . . . people at that very moment +were standing at the same counter, ordering the same food from the same menu, +food that tasted everywhere the same."_ The Orwellian world of modern +corporate capitalism is seen in all its glory. A world in which the industry +group formed to combat Occupational Safety and Health Administration +regulation is called _"Alliance for Workplace Safety"_ and where the processed +food's taste has to have the correct _"mouthfeel."_ Unsurprisingly, the +executives of these companies talk about _"the very essence of freedom"_ and +yet their corporation's _"first commandant is that only production counts . . +. The employee's duty is to follow orders. Period."_ In this irrational world, +technology will solve all our problems, even the ones it generates itself. For +example, faced with the serious health problems generated by the +industrialisation of meat processing, the meatpacking industry advocated yet +more technology to "solve" the problems caused by the existing technology. +Rather than focusing on the primary causes of meat contamination, they +proposed irradiating food. Of course the firms involved want to replace the +word _"irradiation"_ with the phrase _"cold pasteurisation"_ due to the public +being unhappy with the idea of their food being subject to radiation. + +All this is achievable due to the economic power of fewer and fewer firms +imposing costs onto their workers, their customers and, ultimately, the +planet. + +The next obvious factor associated with economic power are the pressures +associated with capital markets and mobility. Investors and capitalists are +always seeking the maximum return and given a choice between lower profits due +to greater environmental regulation and higher profits due to no such laws, +the preferred option will hardly need explaining. After all, the investor is +usually concerned with the returns they get in their investment, **not** in +its physical condition nor in the overall environmental state of the planet +(which is someone else's concern). This means that investors and companies +interest is in moving their capital to areas which return most money, not +which have the best environmental impact and legacy. Thus the mobility of +capital has to be taken into account. This is an important weapon in ensuring +that the agenda of business is untroubled by social concerns and environmental +issues. After all, if the owners and managers of capital consider that a +state's environmental laws too restrictive then it can simply shift +investments to states with a more favourable business climate. This creates +significant pressures on communities to minimise environmental protection both +in order to retain existing business and attract new ones. + +Let us assume that a company is polluting a local area. It is usually the case +that capitalist owners rarely live near the workplaces they own, unlike +workers and their families. This means that the decision makers do not have to +live with the consequences of their decisions. The "free market" capitalist +argument would be, again, that those affected by the pollution would sue the +company. We will assume that concentrations of wealth have little or no effect +on the social system (which is a **highly** unlikely assumption, but never +mind). Surely, if local people did successfully sue, the company would be +harmed economically -- directly, in terms of the cost of the judgement, +indirectly in terms of having to implement new, eco-friendly processes. Hence +the company would be handicapped in competition, and this would have obvious +consequences for the local (and wider) economy. + +This gives the company an incentive to simply move to an area that would +tolerate the pollution if it were sued or even threatened with a lawsuit. Not +only would existing capital move, but fresh capital would not invest in an +area where people stand up for their rights. This -- the natural result of +economic power -- would be a "big stick" over the heads of the local +community. And when combined with the costs and difficulties in taking a large +company to court, it would make suing an unlikely option for most people. That +such a result would occur can be inferred from history, where we see that +multinational firms have moved production to countries with little or no +pollution laws and that court cases take years, if not decades, to process. + +This is the current situation on the international market, where there is +competition in terms of environment laws. Unsurprisingly, industry tends to +move to countries which tolerate high levels of pollution (usually because of +authoritarian governments which, like the capitalists themselves, simply +ignore the wishes of the general population). Thus we have a market in +pollution laws which, unsurprisingly, supplies the ability to pollute to meet +the demand for it. This means that developing countries _"are nothing but a +dumping ground and pool of cheap labour for capitalist corporations. Obsolete +technology is shipped there along with the production of chemicals, medicines +and other products banned in the developed world. Labour is cheap, there are +few if any safety standards, and costs are cut. But the formula of cost- +benefit still stands: the costs are simply borne by others, by the victims of +Union Carbide, Dow, and Standard Oil."_ [David Watson, **Op. Cit.**, p. 44] +This, it should be noted, makes perfect economic sense. If an accident +happened and the poor actually manage to successfully sue the company, any +payments will reflect their lost of earnings (i.e., not very much). + +As such, there are other strong economic reasons for doing this kind of +pollution exporting. You can estimate the value of production lost because of +ecological damage and the value of earnings lost through its related health +problems as well as health care costs. This makes it more likely that +polluting industries will move to low-income areas or countries where the +costs of pollution are correspondingly less (particularly compared to the +profits made in selling the products in high-income areas). Rising incomes +makes such goods as safety, health and the environment more valuable as the +value of life is, for working people, based on their wages. Therefore, we +would expect pollution to be valued less when working class people are +affected by it. In other words, toxic dumps will tend to cluster around poorer +areas as the costs of paying for the harm done will be much less. The same +logic underlies the arguments of those who suggest that Third World countries +should be dumping grounds for toxic industrial wastes since life is cheap +there + +This was seen in early 1992 when a memo that went out under the name of the +then chief economist of the World Bank, Lawrence Summers, was leaked to the +press. Discussing the issue of _"dirty"_ Industries, the memo argued that the +World Bank should _"be encouraging MORE migration of the dirty industries"_ to +Less Developed Countries and provided three reasons. Firstly, the +_"measurements of the costs of health impairing pollution depends on the +foregone earnings from increased morbidity and mortality"_ and so _"pollution +should be done in the country with the lowest cost, which will be the country +with the lowest wages."_ Secondly, _"that under-populated countries in Africa +are vastly UNDER-polluted, their air quality is probably vastly inefficiently +low compared to Los Angeles or Mexico City."_ Thirdly, the _"demand for a +clean environment for aesthetic and health reasons is likely to have very high +income elasticity."_ Concern over pollution related illness would be higher in +a country where more children survive to get them. _"Also, much of the concern +over industrial atmosphere discharge is about visibility impairing +particulates . . . Clearly trade in goods that embody aesthetic pollution +concerns could be welfare enhancing. While production is mobile the +consumption of pretty air is a non-tradable."_ The memo notes _"the economic +logic behind dumping a load of toxic waste in the lowest wage country is +impeccable and we should face up to that"_ and ends by stating that the +_"problem with the arguments against all of these proposals for more +pollution"_ in the third world _"could be turned around and used more or less +effectively against every Bank proposal for liberalisation."_ [**The +Economist**, 08/02/1992] + +While Summers accepted the criticism for the memo, it was actually written by +Lant Pritchett, a prominent economist at the Bank. Summers claimed he was +being ironic and provocative. **The Economist**, unsurprisingly, stated _"his +economics was hard to answer"_ while criticising the language used. This was +because clean growth may slower than allowing pollution to occur and this +would stop _"helping millions of people in the third world to escape their +poverty."_ [15/02/1992] So not only is poisoning the poor with pollution is +economically correct, it is in fact required by morality. Ignoring the false +assumption that growth, any kind of growth, always benefits the poor and the +utter contempt shown for both those poor themselves and our environment what +we have here is the cold logic that drives economic power to move location to +maintain its right to pollute our common environment. Economically, it is +perfectly logical but, in fact, totally insane (this helps explain why making +people "think like an economist" takes so many years of indoctrination within +university walls and why so few achieve it). + +Economic power works in other ways as well. A classic example of this at work +can be seen from the systematic destruction of public transport systems in +America from the 1930s onwards (see David St. Clair's **The Motorization of +American Cities** for a well-researched account of this). These systems were +deliberately bought by automotive (General Motors), oil, and tire corporations +in order to eliminate a less costly (both economically **and** ecologically) +competitor to the automobile. This was done purely to maximise sales and +profits for the companies involved yet it transformed the way of life in +scores of cities across America. It is doubtful that if environmental concerns +had been considered important at the time that they would have stopped this +from happening. This means that individual consumption decisions will be made +within an market whose options can be limited simply by a large company buying +out and destroying alternatives. + +Then there is the issue of economic power in the media. This is well +understood by corporations, who fund PR, think-tanks and "experts" to +counteract environmental activism and deny, for example, that humans are +contributing to global warming. Thus we have the strange position that only +Americans think that there is a debate on the causes of global warming rather +than a scientific consensus. The actions of corporate funded "experts" and PR +have ensured **that** particular outcome. As Sharon Beder recounts in her book +**Global Spin: The Corporate Assault on Environmentalism**, a large amount of +money is being spent on number sophisticated techniques to change the way +people think about the environment, what causes the problems we face and what +we can and should do about it. Compared to the resources of environmental and +green organisations, it is unsurprising that this elaborate multi-billion +pound industry has poisoned public debate on such a key issue for the future +of humanity by propaganda and dis-information. + +Having substantial resources available means that the media can be used to +further an anti-green agenda and dominate the debate (at least for a while). +Take, as an example, **The Skeptical Environmentalist**, a book by Bjrn +Lomborg (a political scientist and professor of statistics at the University +of Aarhus in Denmark). When it was published in 2001, it caused a sensation +with its claims that scientists and environmental organisations were making, +at best, exaggerated and, at worse, false claims about the world's +environmental problems. His conclusion was panglossian in nature, namely that +there was not that much to worry about and we can continue as we are. That, of +course, was music to the ears of those actively destroying the environment as +it reduces the likelihood that any attempt will be made to stop them. + +Unsurprisingly, the book was heavily promoted by the usual suspects and, as a +result received significant attention from the media. However, the +**extremely** critical reviews and critiques it subsequently produced from +expert scientists on the issues Lomborg discussed were less prominently +reviewed in the media, if at all. That critics of the book argued that it was +hardly an example of good science based on objectivity, understanding of the +underlying concepts, appropriate statistical methods and careful peer review +goes without saying. Sadly, the fact that numerous experts in the fields +Lomborg discussed showed that his book was seriously flawed, misused data and +statistics and marred by flawed logic and hidden value judgements was not +given anything like the same coverage even though this information is far more +important in terms of shaping public perception. Such works and their +orchestrated media blitz provides those with a vested interest in the status +quo with arguments that they should be allowed to continue their anti- +environmental activities and agenda. Moreover, it takes up the valuable time +of those experts who have to debunk the claims rather than do the research +needed to understand the ecological problems we face and propose possible +solutions. + +As well as spin and propaganda aimed at adults, companies are increasingly +funding children's education. This development implies obvious limitations on +the power of education to solve ecological problems. Companies will hardly +provide teaching materials or fund schools which educate their pupils on the +**real** causes of ecological problems. Unsurprisingly, a 1998 study in the US +by the Consumers Union found that 80% of teaching material provided by +companies was biased and provided students with incomplete or slanted +information that favoured its sponsor's products and views [Schlosser, **Op. +Cit.**, p. 55] The more dependent a school is on corporate funds, the less +likely it will be to teach its students the necessity to question the +motivations and activities of business. That business will not fund education +which it perceives as anti-business should go without saying. As Sharon Beder +summarises, _"the infiltration of school curricula through banning some texts +and offering corporate-based curriculum material and lesson plans in their +place can conflict with educational objectives, and also with the attainment +of an undistorted understanding of environmental problems."_ [**Op. Cit.**, +pp. 172-3] + +This indicates the real problem of purely "educational" approaches to solving +the ecological crisis, namely that the ruling elite controls education (either +directly or indirectly). This is to be expected, as any capitalist elite must +control education because it is an essential indoctrination tool needed to +promote capitalist values and to train a large population of future wage- +slaves in the proper habits of obedience to authority. Thus capitalists cannot +afford to lose control of the educational system. And this means that such +schools will not teach students what is really necessary to avoid ecological +disaster: namely the dismantling of capitalism itself. And we may add, +alternative schools (organised by libertarian unions and other associations) +which used libertarian education to produce anarchists would hardly be +favoured by companies and so be effectively black-listed - a real deterrent to +their spreading through society. Why would a capitalist company employ a +graduate of a school who would make trouble for them once employed as their +wage slave? + +Finally, needless to say, the combined wealth of corporations and the rich +outweighs that of even the best funded environmental group or organisation (or +even all of them put together). This means that the idea of such groups +buying, say, rainforest is unlikely to succeed as they simply do not have the +resources needed -- they will be outbid by those who wish to develop +wilderness regions. This is particularly the case once we accept the framework +of economic self-interest assumed by market theory. This implies that +organisations aiming to increase the income of individual's will be better +funded than those whose aim is to preserve the environment for future +generations. As recent developments show, companies can and do use that +superior resources to wage a war for hearts and minds in all aspects of +society, staring in the schoolroom. Luckily no amount of spin can nullify +reality or the spirit of freedom and so this propaganda war will continue as +long as capitalism does. + +In summary, market solutions to environmental problems under capitalism will +always suffer from the fact that real markets are marked by economic +inequalities and power. + +## E.3.3 Can capitalism's focus on short-term profitability deal with the +ecological crisis? + +No a word, no. This is another key problem associated with capitalism's +ability to deal with the ecological crisis it helps create. Due to the nature +of the market, firms are forced to focus on short-term profitability rather +than long-term survival. This makes sense. If a company does not make money +now, it will not be around later. + +This, obviously, drives the creation of "externalities" discussed in previous +sections. Harmful environmental effects such as pollution, global warming, +ozone depletion, and destruction of wildlife habitat are not counted as "costs +of production" in standard methods of accounting because they are borne by +everyone in the society. This gives companies a strong incentive to ignore +such costs as competition forces firms to cut as many costs as possible in +order to boost short-term profits. + +To give an obvious example, if a firm has to decide between installing a piece +of costly equipment which reduces its pollution and continuing as it currently +is, then it is more likely to do the latter. If the firm **does** invest then +its costs are increased and it will lose its competitive edge compared to its +rivals who do not make a similar investment. The "rational" decision is, +therefore, not to invest, particularly if by externalising costs it can +increase its profits or market share by cutting prices. In other words, the +market rewards the polluters and this is a powerful incentive to maximise such +activities. The market, in other words, provides incentives to firms to +produce externalities as part their drive for short-term profitability. While +this is rational from the firm's position, it is collectively irrational as +the planet's ecology is harmed. + +The short-term perspective can also be seen by the tendency of firms to under- +invest in developing risky new technologies. This is because basic research +which may take years, if not decades, to develop and most companies are +unwilling to take on that burden. Unsurprisingly, most advanced capitalist +countries see such work funded by the state (as we noted in [section +D.8](secD8.html), over 50% of total R&D; funding has been provided by the +federal state in the USA). Moreover, the state has provided markets for such +products until such time as markets have appeared for them in the commercial +sector. Thus capitalism, by itself, will tend to under-invest in long term +projects: + +> _ "in a competitive system you do **short-term planning only** . . . Let's +take corporate managers, where there's no real confusion about what they're +doing. They are maximising profit and market share in the short term. In fact, +if they were not to do that, they would no longer exist. Let's be concrete. +Suppose that some automobile company, say General Motors, decides to devote +their resources to planning for something that will be profitable ten years +from now. Suppose that's where they divert their resources: they want to think +in some long-term conception of market dominance. Their rivals are going to +maximising profit and power in the short term, and they're going to take over +the market, and General Motors won't be in business. That's true for the +owners and also for the managers. The managers want to stay managers. They can +fight off hostile take-over bids, they can keep from being replaced, as long +as they contribute to short-term profitability. As a result, long-term +considerations are rarely considered in competitive systems."_ [Noam Chomsky, +**Language and Politics**, p. 598] + +This does not mean that firms will not look into future products nor do +research and development. Many do (particularly if helped by the state). Nor +does it imply that some industries do not have a longer-term perspective. It +simply shows that such activity is not the normal state of affairs. Moreover, +any such "long-term" perspective is rarely more than a decade while an +ecological perspective demands much more than this. This also applies to +agriculture, which is increasingly being turned into agribusiness as small +farmers are being driven out of business. Short-termism means that progress in +agriculture is whatever increases the current yield of a crop even if means +destroying the sources of fertility in the long run in order to maintain +current fertility by adding more and more chemicals (which run off into +rivers, seep into the water table and end up in the food itself. + +This kind of irrational short-term behaviour also afflicts capital markets as +well. The process works in the same way Chomsky highlights. Suppose there are +3 companies, X, Y, and Z and suppose that company X invests in the project of +developing a non-polluting technology within ten years. At the same time its +competitors, Y and Z, will be putting their resources into increasing profits +and market share in the coming days and months and over the next year. During +that period, company X will be unable to attract enough capital from investors +to carry out its plans, since investors will flock to the companies that are +most immediately profitable. This means that the default position under +capitalism is that the company (or country) with the lowest standards enjoys a +competitive advantage, and drags down the standards of other companies (or +countries). Sometimes, though, capital markets experience irrational bubbles. +During the dot.com boom of the 1990s, investors did plough money into internet +start-ups and losses were tolerated for a few years in the expectation of high +profits in the near future. When that did not happen, the stock market crashed +and investors turned away from that market in droves. If something similar +happened to eco-technologies, the subsequent aftermath may mean that funding +essential for redressing our interaction with the environment would not be +forthcoming until the memories of the crash had disappeared in the next bubble +frenzy. + +Besides, thanks to compound interest benefits far in the future have a very +small present value. If $1 were left in a bank at 5% annual interest, it would +be worth more than $2 million after 300 years. So if it costs $1 today to +prevent ecological damage worth $2 million in the 24th century then economic +theory argues that our descendants would be better off with us putting that $1 +in the bank. This would suggest that basing our responsibility to future +generations on economics may not be the wisest course. + +The supporter of capitalism may respond by arguing that business leaders are +as able to see long-term negative environmental effects as the rest of us. But +this is to misunderstand the nature of the objection. It is not that business +leaders **as individuals** are any less able to see what's happening to the +environment. It is that if they want to keep their jobs they have to do what +the system requires, which is to concentrate on what is most profitable in the +short term. Thus if the president of company X has a mystical experience of +oneness with nature and starts diverting profits into pollution control while +the presidents of Y and Z continue with business as usual, the stockholders of +company X will get a new president who is willing to focus on short-term +profits like Y and Z. As Joel Bakan stresses, managers of corporations _"have +a legal duty to put shareholders' interests above all others . . . Corporate +social responsibility is thus illegal -- at least when it is genuine."_ Ones +which _"choose social and environmental goals over profits -- who try and act +morally -- are, in fact, immoral"_ as their role in both the economy and +economic ideology is to _"make much as much money as possible for +shareholders."_ [**The Corporation**, pp. 36-7 and p. 34] + +In general, then, if one company tries to devote resources to develop products +or processes that are ecologically responsible, they will simply be undercut +by other companies which are not doing so (assuming such products or processes +are more expensive, as they generally are as the costs are not inflicted on +other people and the planet). While some products may survive in small niche +markets which reflect the fact that many people are willing and able to pay +more to protect their world, in general they will not be competitive in the +market and so the ecologically damaging products will have the advantage. In +other words, capitalism has a built-in bias toward short-term gain, and this +bias -- along with its inherent need for growth -- means the planet will +continue its free-fall toward ecological disaster so long as capitalism +exists. + +This suggests that attempts to address ecological problems like pollution and +depletion of resources by calling for public education are unlikely to work. +While it is true that this will raise people's awareness to the point of +creating enough demand for environment-friendly technologies and products that +they will be profitable to produce, it does not solve the problem that the +costs involved in doing such research now cannot be met by a possible future +demand. Moreover, the costs of such technology can initially be quite high and +so the effective demand for such products may not be sufficient. For example, +energy-saving light bulbs have been around for some time but have been far +more expensive that traditional ones. This means that for those on lower- +incomes who would, in theory, benefit most from lower-energy bills cannot +afford them. Thus their short-term income constrains undermine long-term +benefits. + +Even if the research is completed, the market itself can stop products being +used. For example, the ability to produce reasonably inexpensive solar +photovoltaic power cells has existed for some time. The problem is that they +are currently very expensive and so there is a limited demand for them. This +means that no capitalist wants to risk investing in factory large enough to +take advantage of the economies of scale possible. The net effect is that +short-term considerations ensure that a viable eco-technology has been +margainalised. + +This means that no amount of education can countermand the effects of market +forces and the short-term perspective they inflict on us all. If faced with a +tight budget and relatively expensive "ecological" products and technology, +consumers and companies may be forced to choose the cheaper, ecologically +unfriendly product to make ends meet or survive in the market. Under +capitalism, we may be free to choose, but the options are usually lousy +choices, and not the only ones potentially available in theory (this is a key +problem with green consumerism -- see [section E.5](secE5.html)). + +The short-termism of capitalism has produced, in effect, a system which is _"a +massive pyramid scheme that will collapse somewhere down the line when all the +major players have already retired from the game. Of course when the last of +these hustlers cash in their chips, there won't be any place left to retire +to."_ [David Watson, **Op. Cit.**, p. 57] + diff --git a/markdown/secE4.md b/markdown/secE4.md new file mode 100644 index 0000000000000000000000000000000000000000..7932f5fa914869eaeda0d1bbf2eb534f6f7d45a6 --- /dev/null +++ b/markdown/secE4.md @@ -0,0 +1,836 @@ +# E.4 Can laissez-faire capitalism protect the environment? + +In a word, no. Here we explain why using as our example the arguments of a +leading right-"libertarian." + +As discussed in the [last section](secE3.html), there is plenty of reason to +doubt the claim that private property is the best means available to protect +the environment. Even in its own terms, it does not do so and this is +compounded once we factor in aspects of any real capitalist system which are +habitually ignored by supporters of that system (most obviously, economic +power derived from inequalities of wealth and income). Rather than the problem +being too little private property, our environmental problems have their +source not in a failure to apply market principles rigorously enough, but in +their very spread into more and more aspects of our lives and across the +world. + +That capitalism simply cannot have an ecological nature can be seen from the +work of right-"libertarian" Murray Rothbard, an advocate of extreme laissez- +faire capitalism. His position is similar to that of other free market +environmentalists. As pollution can be considered as an infringement of the +property rights of the person being polluted then the solution is obvious. +Enforce "absolute" property rights and end pollution by suing anyone imposing +externalities on others. According to this perspective, only absolute private +property (i.e. a system of laissez-faire capitalism) can protect the +environment. + +This viewpoint is pretty much confined to the right-"libertarian" defenders of +capitalism and those influenced by them. However, given the tendency of +capitalists to appropriate right-"libertarian" ideas to bolster their power +much of Rothbard's assumptions and arguments have a wider impact and, as such, +it is useful to discuss them and their limitations. The latter is made +extremely easy as Rothbard himself has indicated why capitalism and the +environment simply do not go together. While paying lip-service to +environmental notions, his ideas (both in theory and in practice) are +inherently anti-green and his solutions, as he admitted himself, unlikely to +achieve their (limited) goals. + +Rothbard's argument seems straight forward enough and, in theory, promises the +end of pollution. Given the problems of externalities, of companies polluting +our air and water resources, he argued that their root lie not in capitalist +greed, private property or the market rewarding anti-social behaviour but by +the government refusing to protect the rights of private property. The remedy +is simple: privatise everything and so owners of private property would issue +injunctions and pollution would automatically stop. For example, if there were +"absolute" private property rights in rivers and seas their owners would not +permit their pollution: + +> _ "if private firms were able to own the rivers and lakes . . . then anyone +dumping garbage . . . would promptly be sued in the courts for their +aggression against private property and would be forced by the courts to pay +damages and to cease and desist from any further aggression. Thus, only +private property rights will insure an end to pollution-invasion of resources. +Only because rivers are unowned is there no owner to rise up and defend his +precious resource from attack."_ [**For a New Liberty**, p. 255] + +The same applies to air pollution: + +> _ "The remedy against air pollution is therefore crystal clear . . . The +remedy is simply for the courts to return to their function of defending +person and property rights against invasion, and therefore to enjoin anyone +from injecting pollutants into the air . . . The argument against such an +injunctive prohibition against pollution that it would add to the costs of +industrial production is as reprehensible as the pre-Civil War argument that +the abolition of slavery would add to the costs of growing cotton, and +therefore abolition, however morally correct, was 'impractical.' For this +means that the polluters are able to impose all of the high costs of pollution +upon those whose lungs and property rights they have been allowed to invade +with impunity."_ [**Op. Cit.**, p. 259] + +This is a valid point. Regulating or creating markets for emissions means that +governments tolerate pollution and so allows capitalists to impose its often +high costs onto others. The problem is that Rothbard's solution cannot achieve +this goal as it ignores economic power. Moreover, this argument implies that +the consistent and intellectually honest right-"libertarian" would support a +zero-emissions environmental policy. However, as we discuss in the [next +section](secE4.html#sece41), Rothbard (like most right-"libertarians") turned +to various legalisms like "provable harm" and ideological constructs to ensure +that this policy would not be implemented. In fact, he argued extensively on +how polluters **could** impose costs on other people under his system. First, +however, we need to discuss the limitations of his position before discussing +how he later reprehensibly refuted his own arguments. Then in [section +E.4.2](secE4.html#sece42) we will indicate how his own theory cannot support +the privatisation of water or the air nor the preservation of wilderness +areas. Needless to say, much of the critique presented in [section +E.3](secE3.html) is also applicable here and so we will summarise the key +issues in order to reduce repetition. + +As regards the issue of privatising natural resources like rivers, the most +obvious issue is that Rothbard ignores one major point: why **would** the +private owner be interested in keeping it clean? What if the rubbish dumper is +the corporation that owns the property? Why not just assume that the company +can make more money turning the lakes and rivers into dumping sites, or trees +into junk mail? This scenario is no less plausible. In fact, it is more likely +to happen in many cases as there is a demand for such dumps by wealthy +corporations who would be willing to pay for the privilege. + +So to claim that capitalism will protect the environment is just another +example of free market capitalists trying to give the reader what he or she +wants to hear. In practice, the idea that extending property rights to rivers, +lakes and so forth (if possible) will stop ecological destruction all depends +on the assumptions used. Thus, for example, if it is assumed that ecotourism +will produce more income from a wetland than draining it for cash crops, then, +obviously, the wetlands are saved. If the opposite assumption is made, the +wetlands are destroyed. + +But, of course, the supporter of capitalism will jump in and say that if +dumping were allowed, this would cause pollution, which would affect others +who would then sue the owner in question. "Maybe" is the answer to this claim, +for there are many circumstances where a lawsuit would be unlikely to happen. +For example, what if the locals are slum dwellers and cannot afford to sue? +What if they are afraid that their landlords will evict them if they sue +(particularly if the landlords also own the polluting property in question)? +What if many members of the affected community work for the polluting company +and stand to lose their jobs if they sue? All in all, this argument ignores +the obvious fact that resources are required to fight a court case and to make +and contest appeals. In the case of a large corporation and a small group of +even average income families, the former will have much more time and +resources to spend in fighting any lawsuit. This is the case today and it +seems unlikely that it will change in any society marked by inequalities of +wealth and power. In other words, Rothbard ignores the key issue of economic +power: + +> _ "Rothbard appears to assume that the courts will be as accessible to the +victims of pollution as to the owner of the factory. Yet it is not unlikely +that the owner's resources will far exceed those of his victims. Given this +disparity, it is not at all clear that persons who suffer the costs of +pollution will be able to bear the price of relief. + +> + +> "Rothbard's proposal ignores a critical variable: power. This is not +surprising. Libertarians [sic!] are inclined to view 'power' and 'market' as +antithetical terms . . . In Rothbard's discussion, the factor owner has no +power over those who live near the factory. If we define power as comparative +advantage under restricted circumstances, however, we can see that he may. He +can exercise that power by stretching out the litigation until his opponent's +financial resources are exhausted. In what is perhaps a worst case example, +though by no means an unrealistic scenario, the owner of an industry on which +an entire community depends for its livelihood may threaten to relocate unless +local residents agree to accept high levels of pollution. In this instance, +the 'threat' is merely an announcement by the owner that he will move his +property, as is his right, unless the people of the community 'freely' assent +to his conditions . . . There is no reason to believe that all such persons +would seek injunctive relief . . . Some might be willing to tolerate the +pollution if the factory owner would provide compensation. In short, the owner +could pay to pollute. This solution . . . ignores the presence of power in the +market. It is unlikely that the 'buyers' and 'sellers' of pollution will be on +an equal footing."_ [Stephen L. Newman, **Liberalism at wits' end**, pp. +121-2] + +There is strong reason to believe that some people may tolerate pollution in +return for compensation (as, for example, a poor person may agree to let +someone smoke in their home in return for $100 or accept a job in a smoke +filled pub or bar in order to survive in the short term regardless of the +long-term danger of lung cancer). As such, it is always possible that, due to +economic necessity in an unequal society, that a company may pay to be able to +pollute. As we discussed in [section E.3.2](secE3.html#sece32), the demand for +the ability to pollute freely has seen a shift in industries from the west to +developing nations due to economic pressures and market logic: + +> _ "Questions of intergenerational equity and/or justice also arise in the +context of industrial activity which is clearly life threatening or seriously +diminishes the quality of life. Pollution of the air, water, soil and food in +a way that threatens human health is obviously not sustainable, yet it is +characteristic of much industrial action. The greatest burden of the life and +health threatening by-products of industrial processes falls on those least +able to exercise options that provide respite. The poor have risks to health +**imposed** on them while the wealthy can afford to purchase a healthy +lifestyle. In newly industrialising countries the poorest people are often +faced with no choice in living close to plants which present a significant +threat to the local population . . . With the international trend toward +moving manufacturing industry to the cheapest sources of labour, there is an +increasing likelihood that standards in occupational health and safety will +decline and damage to human and environmental health will increase."_ [Glenn +Albrecht, _"Ethics, Anarchy and Sustainable Development"_, pp. 95-118, +**Anarchist Studies**, vol. 2, no. 2, pp. 107-8] + +The tragedy at Bhopal in India is testimony to this process. This should be +unsurprising, as there is a demand for the ability to pollute from wealthy +corporations and this has resulted in many countries supplying it. This +reflects the history of capitalism within the so-called developed countries as +well. As Rothbard laments: + +> _ "[F]actory smoke and many of its bad effects have been known ever since +the Industrial Revolution, known to the extent that the American courts, +during the late -- and as far back as the early -- 19th century made the +deliberate decision to allow property rights to be violated by industrial +smoke. To do so, the courts had to -- and did -- systematically change and +weaken the defences of property rights embedded in Anglo-Saxon common law . . +. the courts systematically altered the law of negligence and the law of +nuisance to **permit** any air pollution which was not unusually greater than +any similar manufacturing firm, one that was not more extensive than the +customary practice of polluters."_ [**Op. Cit.**, p. 257] + +Left-wing critic of right-"libertarianism" Alan Haworth points out the obvious +by stating that _"[i]n this remarkably -- wonderfully -- self-contradictory +passage, we are invited to draw the conclusion that private property **must** +provide the solution to the pollution problem from an account of how it +clearly did **not.**"_ In other words 19th-century America -- which for many +right-"libertarians" is a kind of "golden era" of free-market capitalism -- +saw a move _"from an initial situation of well-defended property rights to a +later situation where greater pollution was tolerated."_ This means that +private property cannot provide a solution the pollution problem. [**Anti- +Libertarianism**, p. 113] + +It is likely, as Haworth points out, that Rothbard and other free marketeers +will claim that the 19th-century capitalist system was not pure enough, that +the courts were motivated to act under pressure from the state (which in turn +was pressured by powerful industrialists). But can it be purified by just +removing the government and privatising the courts, relying on a so-called +"free market for justice"? The pressure from the industrialists remains, if +not increases, on the privately owned courts trying to make a living on the +market. Indeed, the whole concept of private courts competing in a "free +market for justice" becomes absurd once it is recognised that those with the +most money will be able to buy the most "justice" (as is largely the case +now). Also, this faith in the courts ignores the fact suing would only occur +**after** the damage has already been done. It's not easy to replace +ecosystems and extinct species. And if the threat of court action had a +"deterrent" effect, then pollution, murder, stealing and a host of other +crimes would long ago have disappeared. + +To paraphrase Haworth, the characteristically "free market" capitalist +argument that if X were privately owned, Y would almost certainly occur, is +just wishful thinking. + +Equally, it would be churlish to note that this change in the law (like so +many others) was an essential part of the creation of capitalism in the first +place. As we discuss in [section F.8](secF8.html), capitalism has always been +born of state intervention and the toleration of pollution was one of many +means by which costs associated with creating a capitalist system were imposed +on the general public. This is still the case today, with (for example) the +**Economist** magazine happily arguing that the migration of dirty industries +to the third world is _"desirable"_ as there is a _"trade-off between growth +and pollution control."_ Inflicting pollution on the poorest sections of +humanity is, of course, in their own best interests. As the magazine put it, +_"[i]f clean growth means slower growth, as it sometimes will, its human cost +will be lives blighted by a poverty that would otherwise have been mitigated. +That is why it is wrong for the World Bank or anybody else to insist upon +rich-country standards of environmental practices in developing countries . . +. when a trade off between cleaner air and less poverty has to be faced, most +poor countries will rightly want to tolerate more pollution than rich +countries do in return for more growth."_ [_"Pollution and the Poor"_, **The +Economist**, 15/02/1992] That "poor countries" are just as state, class and +hierarchy afflicted as "rich-country" ones and so it is **not** the poor who +will be deciding to _"tolerate"_ pollution in return for higher profits (to +use the correct word rather than the economically correct euphemism). Rather, +it will be inflicted upon them by the ruling class which runs their country. +That members of the elite are willing to inflict the costs of +industrialisation on the working class in the form of pollution is +unsurprising to anyone with a grasp of reality and how capitalism develops and +works (it should be noted that the magazine expounded this particular argument +to defend the infamous Lawrence Summers memo discussed in [section +E.3.2](secE3.html#sece32)). + +Finally, let us consider what would happen is Rothbard's schema could actually +be applied. It would mean that almost every modern industry would be faced +with law suits over pollution. This would mean that the costs of product would +soar, assuming production continued at all. It is likely that faced with +demands that industry stop polluting, most firms would simply go out of +business (either due to the costs involved in damages or simply because no +suitable non-polluting replacement technology exists) As Rothbard here +considers **all** forms of pollution as an affront to property rights, this +also applies to transport. In other words, "pure" capitalism would necessitate +the end of industrial society. While such a prospect may be welcomed by some +deep ecologists and primitivists, few others would support such a solution to +the problems of pollution. + +Within a decade of his zero-emissions argument, however, Rothbard had changed +his position and presented a right-"libertarian" argument which essentially +allowed the polluters to continue business as usual, arguing for a system +which, he admitted, would make it nearly impossible for individuals to sue +over pollution damage. As usual, given a choice between individual freedom and +capitalism Rothbard choose the latter. As such, as Rothbard himself proves +beyond reasonable doubt, the extension of private property rights will be +unable to protect the environment. We discuss this in the [next +section](secE4.html#sece41). + +## E.4.1 Will laissez-faire capitalism actually end pollution? + +No, it will not. In order to show why, we need only quote Murray Rothbard's +own arguments. It is worth going through his arguments to see exactly why +"pure" capitalism simply cannot solve the ecological crisis. + +As noted in the [last section](secE4.html), Rothbard initially presented an +argument that free market capitalism would have a zero-emissions policy. +Within a decade, he had substantially changed his tune in an article for the +right-"libertarian" think-tank the **Cato Institute**. Perhaps this change of +heart is understandable once you realise that most free market capitalist +propagandists are simply priests of a religion convenient to the interests of +the people who own the marketplace. Rothbard founded the think-tank which +published this article along with industrialist Charles Koch in 1977. Koch +companies are involved in the petroleum, chemicals, energy, minerals, +fertilisers industries as well as many others. To advocate a zero-pollution +policy would hardly be in the Institute's enlightened self-interest as its +backers would soon be out of business (along with industrial capitalism as a +whole). + +Rothbard's defence of the right to pollute is as ingenious as it is +contradictory to his original position. As will be discussed in [section +F.4](secF4.html), Rothbard subscribes to a _"homesteading"_ theory of property +and he utilises this not only to steal the actual physical planet (the land) +from this and future generations but also our (and their) right to a clean +environment. He points to _"more sophisticated and modern forms of +homesteading"_ which can be used to _"homestead"_ pollution rights. If, for +example, a firm is surrounded by unowned land then it can pollute to its +hearts content. If anyone moves to the area then the firm only becomes liable +for any excess pollution over this amount. Thus firms _"can be said to have +**homesteaded a pollution easement** of a certain degree and type."_ He points +to an _"exemplary"_ court case which rejected the argument of someone who +moved to an industrial area and then sued to end pollution. As the plaintiff +had voluntarily moved to the area, she had no cause for complaint. In other +words, polluters can simply continue to pollute under free market capitalism. +This is particularly the case as clean air acts would not exist in libertarian +legal theory, such an act being _"illegitimate and itself invasive and a +criminal interference with the property rights of noncriminals."_ [_"Law, +Property Rights, and Air Pollution,"_ pp. 55-99, **Cato Journal**, Vol. 2, No. +1, p. 77, p. 79 and p. 89] + +In the [last section](secE4.html), we showed how Rothbard had earlier argued +that the solution to pollution was to privatise everything. Given that rivers, +lakes and seas are currently **unowned** this implies that the current levels +of pollution would be the initial "homesteaded" level and so privatisation +will not, in fact, reduce pollution at all. At best, it may stop pollution +getting worse but even this runs into the problem that pollution usually +increases slowly over time and would be hard to notice and much harder to +prove which incremental change produced the actual quantitative change. + +Which leads to the next, obvious, problem. According to Rothbard you can sue +provided that _"the polluter has not previously established a homestead +easement,"_ _"prove strict causality from the actions of the defendant. . . +beyond a reasonable doubt"_ and identify _"**those who actually** commit the +deed"_ (i.e. the employees involved, **not** the company). [**Op. Cit.**, p. +87] Of course, how do you know and prove that a specific polluter is +responsible for a specific environmental or physical harm? It would be near +impossible to identify which company contributed which particles to the smog +which caused pollution related illnesses. Polluters, needless to say, have the +right to buy-off a suit which would be a handy tool for wealthy corporations +in an unequal society to continue polluting as economic necessity may induce +people to accept payment in return for tolerating it. + +Turning to the pollution caused by actual products, such as cars, Rothbard +argues that _"libertarian [sic!] principle"_ requires a return to **privity,** +a situation where the manufacturers of a product are not responsible for any +negative side-effects when it is used. In terms of transport pollution, the +_"guilty polluter should be each individual car owner and not the automobile +manufacturer, who is not responsible for the actual tort and the actual +emission."_ This is because the manufacturer does not know how the car will be +used (Rothbard gives an example that it may not be driven but was bought +_"mainly for aesthetic contemplation by the car owner"_!). He admits that +_"the situation for plaintiffs against auto emissions might seem hopeless +under libertarian law."_ Rest assured, though, as _"the roads would be +privately owned"_ then the owner of the road could be sued for the emissions +going _"into the lungs or airspace of other citizens"_ and so _"would be +liable for pollution damage."_ This would be _"much more feasible than suing +each individual car owner for the minute amount of pollutants he might be +responsible for."_ [**Op. Cit.**, p. 90 and p. 91] + +The problems with this argument should be obvious. Firstly, roads are +currently "unowned" under the right-"libertarian" perspective (they are owned +by the state which has no right to own anything). This means, as Rothbard has +already suggested, any new road owners would have already created a +"homesteading" right to pollute (after all, who would buy a road if they +expected to be sued by so doing?). Secondly, it would be extremely difficult +to say that specific emissions from a specific road caused the problems and +Rothbard stresses that there must be _"proof beyond reasonable doubt."_ Road- +owners as well as capitalist firms which pollute will, like the tobacco +industry, be heartened to read that _"statistical correlation . . . cannot +establish causation, certainly not for a rigorous legal proof of guilt or +harm."_ After all, _"many smokers never get lung cancer"_ and _"many lung +cancer sufferers have never smoked."_ [**Op. Cit.**, p. 92 and p. 73] So if +illnesses cluster around, say, roads or certain industries then this cannot be +considered as evidence of harm caused by the pollution they produce. + +Then there is the question of who is responsible for the damage inflicted. +Here Rothbard runs up against the contradictions within wage labour. +Capitalism is based on the notion that a person's liberty/labour can be +sold/alienated to another who can then use it as they see fit. This means +that, for the capitalist, the worker has no claim on the products and services +that labour has produced. Strangely, according to Rothbard, this alienation of +responsibility suddenly is rescinded when that sold labour commits an action +which has negative consequences for the employer. Then it suddenly becomes +nothing to do with the employer and the labourer becomes responsible for their +labour again. + +Rothbard is quite clear that he considers that the owners of businesses are +**not** responsible for their employee's action. He gives the example of an +employer who hires an incompetent worker and suffers the lost of his wages as +a result. However, _"there appears to be no legitimate reason for forcing the +employer to bear the **additional** cost of his employee's tortious +behaviour."_ For a corporation _"does not act; only individuals act, and each +must be responsible for his own actions and those alone."_ He notes that +employers are sued because they _"generally have more money than employees, so +that it becomes more convenient . . . to stick the wealthier class with the +liability."_ [**Op. Cit.**, p. 76 and p. 75] + +This ignores the fact that externalities are imposed on others in order to +maximise the profits of the corporation. The stockholders directly benefit +from the "tortious behaviour" of their wage slaves. For example, if a manager +decides to save 1,000,000 by letting toxic waste damage to occur to then the +owners benefit by a higher return on their investment. To state that is the +manager who must pay for any damage means that the owners of a corporation or +business are absolved for any responsibility for the actions of those hired to +make money for them. In other words, they accumulate the benefits in the form +of more income but not the risks or costs associated with, say, imposing +externalities onto others. That the _"wealthier class"_ would be happy to see +such a legal system should go without saying. + +The notion that as long as _"the tort is committed by the employee in the +course of furthering, even only in part, his employer's business, then the +employer is also liable"_ is dismissed as _"a legal concept so at war with +libertarianism, individualism, and capitalism, and suited only to a +precapitalist society."_ [**Op. Cit.**, p. 74 and p. 75] If this principle is +against "individualism" then it is simply because capitalism violates +individualism. What Rothbard fails to appreciate is that the whole basis of +capitalism is that it is based on the worker selling his time/liberty to the +boss. As Mark Leier puts it in his excellent biography of Bakunin: + +> _ "The primary element of capitalism is wage labour It is this that makes +capitalism what it is . . . The employer owns and controls the coffee shop or +factory where production takes place and determines who will be hired and +fired and how things will be produced; that's what it means to be a 'boss.' +Workers produce goods or services for their employer. Everything they produce +on the job belongs to the capitalist: workers have no more right to the coffee +or cars they produce than someone off the street. Their employer, protected by +law and by the apparatus of the state, owns all they produce. The employer +then sells the goods that have been produced and gives the workers a portion +of the value they have created. Capitalists and workers fight over the precise +amounts of this portion, but the capitalist system is based on the notion that +the capitalist owns everything that is produced and controls how everything is +produced."_ [**Bakunin: The Creative Passion**, p. 26] + +This is clearly the case when a worker acts in a way which increases profits +without externalities. The most obvious case is when workers' produce more +goods than they receive back in wages (i.e. the exploitation at the heart of +capitalism -- see [section C.2](secC2.html)). Why should that change when the +action has an externality? While it may benefit the boss to argue that he +should gain the profits of the worker's actions but not the costs it hardly +makes much logical sense. The labour sold becomes the property of the buyer +who is then entitled to appropriate the produce of that labour. There is no +reason for this to suddenly change when the product is a negative rather than +a positive. It suggests that the worker has sold both her labour and its +product to the employer unless it happens to put her employer in court, then +it suddenly becomes her's again! + +And we must note that it is Rothbard's arguments own arguments which are +_"suited only to a precapitalist society."_ As David Ellerman notes, the slave +was considered a piece of property under the law **unless** he or she +committed a crime. Once that had occurred, the slave became an autonomous +individual in the eyes of the law and, as a result, could be prosecuted as an +individual rather than his owner. This exposed a fundamental inconsistency +_"in a legal system that treats the same individual as a thing in normal work +and legally as a person when committing a crime."_ Much the same applies to +wage labour as well. When an employee commits a negligent tort then _"the +tortious servant emerges from the cocoon of non-responsibility metamorphosed +into a responsible human agent."_ In other words, _"the employee is said to +have stepped outside the employee's role."_ [**Property and Contract in +Economics**, p. 125, p. 128 and p. 133] Rothbard's argument is essentially the +same as that of the slave-owner, with the boss enjoying the positive fruits of +their wage slaves activities but not being responsible for any negative +results. + +So, to summarise, we have a system which will allow pollution to continue as +this right has been "homesteaded" while, at the same, making it near +impossible to sue individual firms for their contribution to the destruction +of the earth. Moreover, it rewards the owners of companies for any +externalities inflicted while absolving them of any responsibility for the +actions which enriched them. And Rothbard asserts that _"private ownership"_ +can solve _"many 'externality' problems"_! The key problem is, of course, that +for Rothbard the _"overriding factor in air pollution law, as in other parts +of the law, should be libertarian and property rights principles"_ rather +than, say, stopping the destruction of our planet or even defending the right +of individual's not to die of pollution related diseases. [**Op. Cit.**, p. 91 +and p. 99] Rothbard shows that for the defender of capitalism, given a choice +between property and planet/people the former will always win. + +To conclude, Rothbard provides more than enough evidence to disprove his own +arguments. This is not a unique occurrence. As discussed in the [next +section](secE4.html#sece42) he does the same as regards owning water and air +resources. + +## E.4.2 Can wilderness survive under laissez-faire capitalism? + +No. This conclusion comes naturally from the laissez-faire capitalist defence +of private property as expounded by Murray Rothbard. Moreover, ironically, he +also destroys his own arguments for ending pollution by privatising water and +air. + +For Rothbard, labour is the key to turning unowned natural resources into +private property. As he put it, _"before the homesteader, no one really used +and controlled -- and hence owned -- the land. The pioneer, or homesteader, is +the man who first brings the valueless unused natural objects into production +and use."_ [**The Ethics of Liberty**, p. 49] + +Starting with the question of wilderness (a topic close to many eco- +anarchists' and other ecologists' hearts) we run into the usual problems and +self-contradictions which befalls right-"libertarian" ideology. Rothbard +states clearly that _"libertarian theory must invalidate [any] claim to +ownership"_ of land that has _"never been transformed from its natural state"_ +(he presents an example of an owner who has left a piece of his _"legally +owned"_ land untouched). If another person appears who **does** transform the +land, it becomes _"justly owned by another"_ and the original owner cannot +stop her (and should the original owner _"use violence to prevent another +settler from entering this never-used land and transforming it into use"_ they +also become a _"criminal aggressor"_). Rothbard also stresses that he is +**not** saying that land must continually be in use to be valid property. +[**Op. Cit.**, pp. 63-64] This is unsurprising, as that would justify landless +workers seizing the land from landowners during a depression and working it +themselves and we cannot have that now, can we? + +Now, where does that leave wilderness? In response to ecologists who oppose +the destruction of the rainforest, many supporters of capitalism suggest that +they put their money where their mouth is and **buy** rainforest land. In this +way, it is claimed, rainforest will be protected (see [section +B.5](secB5.html) for why such arguments are nonsense). As ecologists desire +the rainforest **because it is wilderness** they are unlikely to "transform" +it by human labour (its precisely that they want to stop). From Rothbard's +arguments it is fair to ask whether logging companies have a right to +"transform" the virgin wilderness owned by ecologists, after all it meets +Rothbard's criteria (it is still wilderness). Perhaps it will be claimed that +fencing off land "transforms" it (hardly what you imagine "mixing labour" with +to mean, but never mind) -- but that allows large companies and rich +individuals to hire workers to fence in vast tracks of land (and recreate the +land monopoly by a "libertarian" route). But as discussed in [section +F.4.1](secF4.html#secf41), fencing off land does not seem to imply that it +becomes property in Rothbard's theory. And, of course, fencing in areas of +rainforest disrupts the local eco-system -- animals cannot freely travel, for +example -- which, again, is what ecologists desire to stop. Would Rothbard +have accepted a piece of paper as "transforming" land? We doubt it (after all, +in his example the wilderness owner **did** legally own it) \-- and so most +ecologists will have a hard time in pure capitalism (wilderness is just not an +option). + +Moreover, Rothbard's "homesteading" theory actually violates his support for +unrestricted property rights. What if a property owner **wants** part of her +land to remain wilderness? Their desires are violated by the "homesteading" +theory (unless, of course, fencing things off equals "transforming" them, +which it apparently does not). How can companies provide wilderness holidays +to people if they have no right to stop settlers (including large companies) +"homesteading" that wilderness? Then there is the question of wild animals. +Obviously, they can only become owned by either killing them or by +domesticating them (the only possible means of "mixing your labour" with +them). Does it mean that someone only values, say, a polar bear when they kill +it or capture it for a zoo? + +At best, it could be argued that wilderness would be allowed **if** the land +was transformed first then allowed to return to the wild. This flows from +Rothbard's argument that there is no requirement that land continue to be used +in order for it to continue to be a person's property. As he stresses, _"our +libertarian [sic!] theory holds that land needs only be transformed **once** +to pass into private ownership."_ [**Op. Cit.**, p. 65] This means that land +could be used and then allowed to fall into disuse for the important thing is +that once labour is mixed with the natural resources, it remains owned in +perpetuity. However, destroying wilderness in order to recreate it is simply +an insane position to take as many eco-systems are extremely fragile and will +not return to their previous state. Moreover, this process takes a long time +during which access to the land will be restricted to all but those the owner +consents to. + +And, of course, where does Rothbard's theory leave hunter-gatherer or nomad +societies. They **use** the resources of the wilderness, but they do not +"transform" them (in this case you cannot easily tell if virgin land is empty +or being used). If a group of nomads find its traditionally used, but natural, +oasis appropriated by a homesteader what are they to do? If they ignore the +homesteaders claims he can call upon the police (public or private) to stop +them -- and then, in true Rothbardian fashion, the homesteader can refuse to +supply water to them unless they pay for the privilege. And if the history of +the United States and other colonies are anything to go by, such people will +become "criminal aggressors" and removed from the picture. + +As such, it is important to stress the social context of Rothbard's Lockean +principles. As John O'Neill notes, Locke's labour theory of property was used +not only to support enclosing common land in England but also as a +justification for stealing the land of indigenous population's across the +world. For example, the _"appropriation of America is justified by its being +brought into the world of commence and hence cultivation . . . The Lockean +account of the 'vast wilderness' of America as land uncultivated and unshaped +by the pastoral activities of the indigenous population formed part of the +justification of the appropriation of native land."_ [**Markets, Deliberation +and Environment**, p. 119] That the native population was **using** the land +was irrelevant as Rothbard himself noted. As he put it, the Indians _"laid +claim to vast reaches of land which they hunted but which they did not +transform by cultivation."_ [**Conceived in Liberty**, vol. 1, p. 187]. This +meant that _"the bulk of Indian-claimed land was not settled and transformed +by the Indians"_ and so settlers were _"at least justified in ignoring vague, +abstract claims."_ The Indian hunting based claims were _"dubious."_ [**Op. +Cit.**, vol. 2, p. 54 and p. 59] The net outcome, of course, was that the +_"vague, abstract"_ Indian claims to hunting lands were meet with the concrete +use of force to defend the newly appropriated (i.e. stolen) land (force which +quickly reached the level of genocide). + +So unless people bestowed some form of transforming labour over the wilderness +areas then any claims of ownership are unsubstantiated. At most, tribal people +and nomads could claim the wild animals they killed and the trails that they +cleared. This is because a person would _"have to use the land, to 'cultivate' +it in some way, before he could be asserted to own it."_ This cultivation is +not limited to _"tilling the soil"_ but also includes clearing it for a house +or pasture or caring for some plots of timber. [**Man, Economy, and State, +with Power and Market**, p. 170] Thus game preserves or wilderness areas could +**not** exist in a pure capitalist society. This has deep ecological +implications as it automatically means the replacement of wild, old-growth +forests with, at best, managed ones. These are **not** an equivalent in +ecological terms even if they have approximately the same number of trees. As +James C. Scott stresses: + +> _ "Old-growth forests, polycropping, and agriculture with open-pollinated +landraces **may** not be as productive, in the short run, as single-species +forests and fields or identical hybrids. But they are demonstrably more +stable, more self-sufficient, and less vulnerable to epidemics and +environmental stress . . . Every time we replace 'natural capital' (such as +wild fish stocks or old-growth forests) with what might be termed 'cultivated +natural capital' (such as fish farms or tree plantations), we gain ease of +appropriation and in immediate productivity, but at the cost of more +maintenance expenses and less 'redundancy, resiliency, and stability' . . . +Other things being equal . . . the less diverse the cultivated natural +capital, the more vulnerable and nonsustainable it becomes. The problem is +that in most economic systems, the external costs (in water or air pollution, +for example, or the exhaustion of non-renewable resources, including a +reduction in biodiversity) accumulate long before the activity becomes +unprofitable in a narrow profit-and-loss sense."_ [**Seeing like a State**, p. +353] + +Forests which are planned as a resource are made ecologically simplistic in +order to make them economically viable (i.e., to reduce the costs involved in +harvesting the crop). They tend to be monocultures of one type of tree and +conservationists note that placing all eggs in one basket could prompt an +ecological disaster. A palm oil monoculture which replaces rainforest to +produce biofuel, for example, would be unable to support the rich diversity of +wildlife as well as leaving the environment vulnerable to catastrophic +disease. Meanwhile, local people dependent on the crop could be left high and +dry if it fell out of favour on the global market. + +To summarise, capitalism simply cannot protect wilderness and, by extension, +the planet's ecology. Moreover, it is no friend to the indigenous population +who use but do not "transform" their local environment. + +It should also be noted that underlying assumption behind this and similar +arguments is that other cultures and ways of life, like many eco-systems and +species, are simply not worth keeping. While lip-service is made to the notion +of cultural diversity, the overwhelming emphasis is on universalising the +capitalist model of economic activity, property rights and way of life (and a +corresponding ignoring of the role state power played in creating these as +well as destroying traditional customs and ways of life). Such a model for +development means the replacement of indigenous customs and communitarian- +based ethics by a commercial system based on an abstract individualism with a +very narrow vision of what constitutes self-interest. These new converts to +the international order would be forced, like all others, to survive on the +capitalist market. With vast differences in wealth and power such markets +have, it is likely that the net result would simply be that new markets would +be created out of the natural 'capital' in the developing world and these +would soon be exploited. + +As an aside, we must note that Rothbard fails to realise -- and this comes +from his worship of capitalism and his "Austrian economics" -- is that people +value many things which do not, indeed cannot, appear on the market. He claims +that wilderness is _"valueless unused natural objects"_ for it people valued +them, they would use -- i.e. transform \-- them. But unused things may be of +**considerable** value to people, wilderness being a classic example. And if +something **cannot** be transformed into private property, does that mean +people do not value it? For example, people value community, stress-free +working environments, meaningful work -- if the market cannot provide these, +does that mean they do not value them? Of course not (see Juliet Schor's **The +Overworked American** on how working people's desire for shorter working hours +was not transformed into options on the market). + +So it should be remembered that in valuing impacts on nature, there is a +difference between use values (i.e. income from commodities produced by a +resource) and non-use values (i.e., the value placed on the existence of a +species or wilderness). The former are usually well-defined, but often small +while the latter are often large, but poorly defined. For example, the Exxon +Valdez oil spill in Alaska resulted in losses to people who worked and lived +in the affected area of an estimated $300 million. However, the existence +value of the area to the American population was $9 billion. In other words, +the amount that American households were reportedly willing to pay to prevent +a similar oil spill in a similar area was 30 times larger. Yet this non-use +value cannot be taken into account in Rothbard's schema as nature is not +considered a value in itself but merely a resource to be exploited. + +Which brings us to another key problem with Rothbard's argument: he simply +cannot justify the appropriation of water and atmosphere by means of his own +principles. To show why, we need simply consult Rothbard's own writings on the +subject. + +Rothbard has a serious problem here. As noted above, he subscribed to a +Lockean vision of property. In this schema, property is generated by mixing +labour with unowned resources. Yet you simply cannot mix your labour with +water or air. In other words, he is left with a system of property rights +which cannot, by their very nature, be extended to common goods like water and +air. Let us quote Rothbard on this subject: + +> _ "it is true that the high seas, in relation to shipping lanes, are +probably inappropriable, because of their abundance in relation to shipping +routes. This is **not** true, however, of **fishing** rights. Fish are +definitely not available in unlimited quantities, relatively to human wants. +Therefore, they are appropriable . . . In a free [sic!] society, fishing +rights to the appropriate areas of oceans would be owned by the first users of +these areas and then useable or saleable to other individuals. Ownership of +areas of water that contain fish is directly analogous to private ownership of +areas of land or forests that contain animals to be hunted . . . water can +definitely be marked off in terms of latitudes and longitudes. These +boundaries, then would circumscribe the area owned by individuals, in the full +knowledge that fish and water can move from one person's property to +another."_ [**Man, Economy, and State, with Power and Market**, pp. 173-4] + +In a footnote to this surreal passage, he added that it _"is rapidly becoming +evident that air lanes for planes are becoming scare and, in a free [sic!] +society, would be owned by first users."_ + +So, travellers crossing the sea gain no property rights by doing so but those +travelling through the air do. Why this should be the case is hard to explain +as, logically, both acts "transform" the commons by "labour" in exactly the +same manner (i.e. not at all). Why **should** fishing result in absolute +property rights in oceans, seas, lakes and rivers? Does picking a fruit give +you property rights in the tree or the forest it stands in? Surely, at best, +it gives you a property right in the fish and fruit? And what happens if area +of water is so polluted that there are no fish? Does that mean that this body +of water is impossible to appropriate? How does it become owned? Surely it +cannot and so it will always remain a dumping ground for waste? + +Looking at the issue of land and water, Rothbard asserts that owning water is +_"directly analogous"_ to owning land for hunting purposes. Does this mean +that the landowner who hunts cannot bar travellers from their land? Or does it +mean that the sea-owner can bar travellers from crossing their property? +Ironically, as shown above, Rothbard later explicitly rejected the claims of +Native Americans to own their land because they hunted animals on it. The +same, logically, applies to his arguments that bodies of water can be +appropriated. + +Given that Rothbard is keen to stress that labour is required to transform +land into private property, his arguments are self-contradictory and highly +illogical. It should also be stressed that here Rothbard nullifies his +criteria for appropriating private property. Originally, only labour being +used on the resource can turn it into private property. Now, however, the only +criteria is that it is scare. This is understandable, as fishing and +travelling through the air cannot remotely be considered "mixing labour" with +the resource. + +It is easy to see why Rothbard produced such self-contradictory arguments over +the years as each one was aimed at justifying and extending the reach of +capitalist property rights. Thus the Indians' hunting claims could be rejected +as these allowed the privatising of the land while the logically identical +fishing claims could be used to allow the privatisation of bodies of water. +Logic need not bother the ideologue when he seeking ways to justify the +supremacy of the ideal (capitalist private property, in this case). + +Finally, since Rothbard (falsely) claims to be an anarchist, it is useful to +compare his arguments to that of Proudhon's. Significantly, in the founding +work of anarchism Proudhon presented an analysis of this issue directly +opposite to Rothbard's. Let us quote the founding father of anarchism on this +important matter: + +> _ "A man who should be prohibited from walking in the highways, from resting +in the fields, from taking shelter in caves, from lighting fires, from picking +berries, from gathering herbs and boiling them in a bit of baked clay, -- such +a man could not live. Consequently the earth -- like water, air, and light -- +is a primary object of necessity which each has a right to use freely, without +infringing another's right. Why, then, is the earth appropriated? . . . [An +economist] assures us that it is because it is not INFINITE. The land is +limited in amount. Then . . . it ought to be appropriated. It would seem, on +the contrary, that he ought to say, Then it ought not to be appropriated. +Because, no matter how large a quantity of air or light any one appropriates, +no one is damaged thereby; there always remains enough for all. With the soil, +it is very different. Lay hold who will, or who can, of the sun's rays, the +passing breeze, or the sea's billows; he has my consent, and my pardon for his +bad intentions. But let any living man dare to change his right of territorial +possession into the right of property, and I will declare war upon him, and +wage it to the death!"_ [**What is Property?**, p. 106] + +Unlike Locke who at least paid lip-service to the notion that the commons can +be enclosed when there is enough and as good left for others to use, Rothbard +turn this onto its head. In his "Lockean" schema, a resource can be +appropriated only when it is scare (i.e. there is **not** enough and as good +left for others). Perhaps it comes as no surprise that Rothbard rejects the +_**"Lockean proviso"**_ (and essentially argues that Locke was not a +consistent Lockean as his work is _"riddled with contradictions and +inconsistencies"_ and have been _"expanded and purified"_ by his followers. +[**The Ethics of Liberty**, p. 22]). + +Rothbard is aware of what is involved in accepting the Lockean Proviso \-- +namely the existence of private property (_"Locke's proviso may lead to the +outlawry of **all** private property of land, since one can always say that +the reduction of available land leaves everyone else . . . worse off"_ [**Op. +Cit.**, p. 240]). The Proviso **does** imply the end of capitalist property +rights which is why Rothbard, and other right-"libertarians", reject it while +failing to note that Locke himself simply assumed that the invention of money +transcended this limitation. [C.B. MacPherson, **The Political Theory of +Individualism**, pp. 203-20] As we discussed in [section +B.3.4](secB3.html#secb34), it should be stressed that this limitation is +considered to be transcended purely in terms of material wealth rather than +its impact on individual liberty or dignity which, surely, should be of prime +concern for someone claiming to favour "liberty." What Rothbard failed to +understand that Locke's Proviso of apparently limiting appropriation of land +as long as there was enough and as good for others was a ploy to make the +destruction of the commons palatable to those with a conscience or some +awareness of what liberty involves. This can be seen from the fact this +limitation could be transcended at all (in the same way, Locke justified the +exploitation of labour by arguing that it was the property of the worker who +sold it to their boss -- see [section B.4.2](secB4.html#secb42) for details). +By getting rid of the Proviso, Rothbard simply exposes this theft of our +common birthright in all its unjust glory. + +It is simple. Either you reject the Proviso and embrace capitalist property +rights (and so allow one class of people to be dispossessed and another +empowered at their expense) or you take it seriously and reject private +property in favour of possession and liberty. Anarchists, obviously, favour +the latter option. Thus Proudhon: + +> _ "Water, air, and light are **common** things, not because they are +**inexhaustible**, but because they are **indispensable**; and so +indispensable that for that very reason Nature has created them in quantities +almost infinite, in order that their plentifulness might prevent their +appropriation. Likewise the land is indispensable to our existence, -- +consequently a common thing, consequently unsusceptible of appropriation; but +land is much scarcer than the other elements, therefore its use must be +regulated, not for the profit of a few, but in the interest and for the +security of all. + +> + +> "In a word, equality of rights is proved by equality of needs. Now, equality +of rights, in the case of a commodity which is limited in amount, can be +realised only by equality of possession . . . From whatever point we view this +question of property -- provided we go to the bottom of it -- we reach +equality."_ [**Op. Cit.**, p. 107] + +To conclude, it would be unfair to simply quote Keynes evaluation of one work +by von Hayek, another leading "Austrian Economist," namely that it _"is an +extraordinary example of how, starting with a mistake, a remorseless logician +can end up in bedlam."_ This is only partly true as Rothbard's account of +property rights in water and air is hardly logical (although it is remorseless +once we consider its impact when applied in an unequal and hierarchical +society). That this nonsense is in direct opposition to the anarchist +perspective on this issue should not come as a surprise any more than its +incoherence. As we discuss in [section F](secFcon.html), Rothbard's claims to +being an "anarchist" are as baseless as his claim that capitalism will protect +the environment. + diff --git a/markdown/secE5.md b/markdown/secE5.md new file mode 100644 index 0000000000000000000000000000000000000000..6eba13ba4b4166f2b81187ffac9afceb5c9ccfb3 --- /dev/null +++ b/markdown/secE5.md @@ -0,0 +1,353 @@ +# E.5 Can ethical consumerism stop the ecological crisis? + +No. At best, it can have a limited impact in reducing environmental +degradation and so postpone the ecological crisis. At worse, it could +accelerate that crisis by creating new markets and thus increasing growth. + +Before discussing why and just so there is no misunderstanding, we must stress +that anarchists fully recognise that using recycled or renewable raw +materials, reducing consumption and buying "ecologically friendly" products +and technologies **are** very important. As such, we would be the last to +denounce such a thing. But such measures are of very limited use as solutions +to the ecological problems we face. At best they can only delay, not prevent, +capitalism's ultimate destruction of the planet's ecological base. + +Green consumerism is often the only thing capitalism has to offer in the face +of mounting ecological destruction. Usually it boils down to nothing more than +slick advertising campaigns by big corporate polluters to hype band-aid +measures such as using a few recycled materials or contributing money to a +wildlife fund, which are showcased as "concern for the environment" while off +camera the pollution and devouring of non-renewable resources goes on. They +also engage in "greenwashing", in which companies lavishly fund PR campaigns +to paint themselves "green" without altering their current polluting +practices! + +This means that apparently "green" companies and products actually are not. +Many firms hire expensive Public Relations firms and produce advertisements to +paint a false image of themselves as being ecologically friendly (i.e. perform +"greenwashing"). This indicates a weakness of market economies -- they hinder +(even distort) the flow of information required for consumers to make informed +decisions. The market does not provide enough information for consumers to +determine whether a product **is** actually green or not -- it just gives them +a price supplemented by (often deliberately misleading) advertising designed +to manipulate the consumer and present an appropriate corporate image. +Consumers have to rely on other sources, many of which are minority journals +and organisations and so difficult to find, to provide them with the accurate +information required to countermand the power and persuasion of advertising +and the work of PR experts. This helps explain why, for example, _"large +agribusiness firms are now attempting, like Soviet commissars, to stifle +criticism of their policies"_ by means of _"veggie libel laws."_ These laws, +which in 2001 had been passed in 13 American states (_"backed by +agribusiness"_) _"make it illegal to criticise agricultural commodities in a +manner inconsistent with 'reasonable' scientific evidence. The whole concept +of 'veggie libel' laws is probably unconstitutional; nevertheless, these laws +remain on the books."_ [Eric Schlosser, **Fast Food Nation**, p. 266] + +We should not discount the impact of PR experts in shaping the way people see +the world or decide to consume. A lot of resources are poured into corporate +Public Relations in order to present a green image. _"In the perverse world of +corporate public relations,"_ note critics John Stauber and Sheldon Rampton, +_"propagandising and lobbying **against** environmental protection is called +'environmental' or 'green' PR. 'Greenwashing' is a more accurate pejorative +now commonly used to describe the ways that polluters employ deceptive PR to +falsely paint themselves an environmentally responsible public image . . . +Today a virulent, pro-industry, **anti**-environmentalism is on the rise . . . +PR experts . . . are waging and winning a war against environmentalists on +behalf of corporate clients in the chemical, energy, food, automobile, +forestry and mining industries."_ A significant amount of cash is spent (an +estimated $1 billion a year by the mid-1990s) _"on the services of anti- +environmental PR professionals and on 'greenwashing' their corporate image."_ +[**Toxic Sludge is Good for You!**, p. 125] See the chapter called _"Silencing +Spring"_ in Stauber's and Rampton's book **Toxic Sludge is Good for You!** for +a good summary of this use of PR firms. + +Even apparently ecologically friendly firms like "The Body Shop" can present a +false image of what they do. For example, journalist Jon Entine investigated +that company in 1994 and discovered that only a minuscule fraction of its +ingredients came from **Trade Not Aid** (a program claimed to aid developing +countries). Entine also discovered that the company also used many outdated, +off-the-shelf product formulas filled with non-renewable petrochemicals as +well as animal tested ingredients. When Entine contacted the company he +received libel threats and it hired a PR company to combat his story. [Stauber +and Rampton, **Op. Cit.**, pp. 74-5] This highlights the dangers of looking to +consumerism to solve ecological problems. As Entine argued: + +> _ "The Body Shop is a corporation with the privileges and power in society +as all others. Like other corporations it makes products that are +unsustainable, encourages consumerism, uses non-renewable materials, hires +giant PR and law firms, and exaggerates its environment policies. If we are to +become a sustainable society, it is crucial that we have institutions . . . +that are truly sustainable. The Body Shop has deceived the public by trying to +make us think that they are a lot further down the road to sustainability than +they really are. We should . . . no longer . . . lionise the Body Shop and +others who claim to be something they are not."_ [quoted by Stauber and +Rampton, **Op. Cit.**, p. 76] + +Even ignoring the distorting influence of advertising and corporate-paid PR, +the fundamental issue remains of whether consumerism can actually +fundamentally influence how business works. One environmental journalist puts +the arguments well in his excellent book on "Fast Food" (from the +industrialisation of farming, to the monopolisation of food processing, to the +standardisation of food consumption it). As he puts corporations will _"sell +free-range, organic, grass-fed hamburgers if you demand it. They will sell +whatever sells at a profit."_ [Eric Schlosser, **Op. Cit.**, p. 269] He +complements this position by suggesting various regulations and some role for +trade unions. + +Which, of course, is true. It is equally true that we are not forced to buy +any specific product, which is why companies spend so much in convincing us to +buy their products. Yet even ignoring the influence of advertising, it is +unlikely that using the market will make capitalism nicer. Sadly, the market +rewards the anti-social activities that Schlosser and other environmentalists +chronicle. As he himself notes, the _"low price of a fast food hamburger does +not reflect its real cost . . . The profits of the fast food chains have been +made possible by the losses imposed on the rest of society."_ [**Op. Cit.**, +p. 261] This means that the idea that by using the market we can "reform" +capitalism is flawed simply because even "good" companies have to make a +profit and so will be tempted to cut costs, inflict them on third parties +(such as workers, consumers and the planet). The most obvious form of such +externalities is pollution. Such anti-social and anti-ecological behaviour +makes perfect business sense as prices fall when costs are passed on to others +in the form of externalities. Thus firms which employ debt-slaves in +sweatshops while polluting the atmosphere in a third-world dictatorship will +have lower costs and so prices than those employing unionised workers under +eco-friendly regulations. + +The amazing thing is that being concerned about such issues is considered as a +flaw in economics. In fact, seeking the lowest price and ignoring the social +and ecological impact of a product is _"considered virtuousness"_ by the +market and by economists for, as green economist E. F. Schumacher, pointed out +_"[i]f a buyer refused a good bargain because he suspected that the cheapness +of the goods in question stemmed from exploitation or other despicable +practices (except theft), he would be open to criticism of behaving +'uneconomically' which is viewed as nothing less than a fall from grace. +Economists and others are wont to treat such eccentric behaviour with derision +if not indignation. The religion of economics has its own code of ethics, and +the First Commandment is to behave 'economically.'"_ [**Small is Beautiful**, +p. 30] And, of course, such a consumer would face numerous competitors who +will happily take advantage of such activities. + +Then there is the issue of how the market system hides much more information +than it gives (a factor we will return to in [section +I.1.2](secI1.html#seci12)). Under the price system, customers have no way of +knowing the ecological (or social) impact of the products they buy. All they +have is a price and that simply does not indicate how the product was produced +and what costs were internalised in the final price and which were +externalised. Such information, unsurprisingly, is usually supplied +**outside** the market by ecological activists, unions, customer groups and so +on. Then there is the misinformation provided by the companies themselves in +their adverts and PR campaigns. The skilfully created media images of +advertising can easily swamp the efforts of these voluntary groups to inform +the public of the facts of the social and environmental costs of certain +products. Besides, any company has the threat of court action to silence their +critics as the cost in money, resources, energy and time to fight for free +speech in court is an effective means to keep the public ignorant about the +dark side of capitalism. + +This works the other way too. Simply put, a company has no idea whether you +not buying a product is based on ethical consumption decisions or whether it +is due to simple dislike of the product. Unless there is an organised consumer +boycott, i.e. a collective campaign, then the company really has no idea that +it is being penalised for its anti-ecological and/or anti-social actions. +Equally, corporations are so interlinked that it can make boycotts +ineffective. For example, unless you happened to read the business section on +the day McDonalds bought a sizeable share in Pret-a-Manger you would have no +idea that going there instead of McDonalds would be swelling the formers +profits. + +Ultimately, the price mechanism does not provide enough information for the +customer to make an informed decision about the impact of their purchase and, +by reducing prices, actively rewards the behaviour Schlosser condemns. After +all, what is now "organic" production was just the normal means of doing it. +The pressures of the market, the price mechanism so often suggested as a tool +for change, ensured the industrialisation of farming which so many now rightly +condemn. By reducing costs, market demand increased for the cheaper products +and these drove the other, more ecologically and socially sound, practices out +of business. + +Which feeds into the issue of effective demand and income limitations. The +most obvious problem is that the market is **not** a consumer democracy as +some people have more votes than others (in fact, the world's richest people +have more "votes" than the poorest billions, combined!). Those with the most +"votes" (i.e. money) will hardly be interested in changing the economic system +which placed them in that position. Similarly, those with the least "votes" +will be more willing to buy ecologically destructive products simply to make +ends meet rather than any real desire to do so. In addition, one individual's +decision **not** to buy something will easily be swamped by others seeking the +best deal, i.e. the lowest prices, due to economic necessity or ignorance. +Money (quantity) counts in the market, not values (quality). + +Then there is the matter of sourcing of secondary products. After all, most +products we consume are made up of a multitude of other goods and it is +difficult, if not impossible, to know where these component parts come from. +Thus we have no real way of knowing whether your latest computer has parts +produced in sweatshops in third-world countries nor would a decision not to +buy it be communicated that far back down the market chain (in fact, the +company would not even know that you were even **thinking** about buying a +product unless you used non-market means to inform them and then they may +simply dismiss an individual as a crank). + +So the notion that consumerism can be turned to pressurising companies is +deeply flawed. This is **not** to suggest that we become unconcerned about how +we spend our money. Far from it. Buying greener products rather than the +standard one does have an impact. It just means being aware of the limitations +of green consumerism, particularly as a means of changing the world. Rather, +we must look to changing how goods are produced. This applies, of course, to +shareholder democracy as well. Buying shares in a firm rarely results in an +majority at the annual meetings nor, even if it did, does it allow an +effective say in the day-to-day decisions management makes. + +Thus green consumerism is hindered by the nature of the market -- how the +market reduces everything to price and so hides the information required to +make truly informed decisions on what to consume. Moreover, it is capable of +being used to further ecological damage by the use of PR to paint a false +picture of the companies and their environmental activities. In this way, the +general public think things are improving while the underlying problems remain +(and, perhaps, get worse). Even assuming companies are honest and do minimise +their environmental damage they cannot face the fundamental cause of the +ecological crisis in the "grow-or-die" principle of capitalism ("green" firms +need to make profits, accumulate capital and grow bigger), nor do they address +the pernicious role of advertising or the lack of public control over +production and investment under capitalism. Hence it is a totally inadequate +solution. + +As green Sharon Beder notes, green marketing aims at _"increasing consumption, +not reducing it. Many firms [seek] to capitalise on new markets created by +rising environmental consciousness"_ with such trends prompting _"a surge of +advertisements and labels claiming environmental benefits. Green imagery was +used to sell products, and caring for the environment became a marketing +strategy"_ and was a _"way of redirecting a willingness to spend less into a +willingness to buy green products."_ This means that firms can _"expand their +market share to include consumers that want green products. Since +manufacturers still make environmentally damaging products and retailers still +sell non-green products on shelves next to green ones, it is evident that +green marketing is merely a way of expanding sales. If they were genuinely +concerned to protect the environment they would replace the unsound products +with sound ones, not just augment their existing lines."_ Moreover, green +marketing _"does not necessarily mean green products, but false and misleading +claims can be hard for consumers to detect"_ while the _"most cynical +marketers simply use environmental imagery to conjure up the impression that a +product is good for the environment without making any real claims at all."_ +Ultimately, green consumerism _"reduces people to consumers. Their power to +influence society is reduced to their purchasing power."_ It _"does not deal +with issues such as economic growth on a finite planet, the power of +transnational corporations, and the way power is structured in our society."_ +[**Global Spin**, pp. 176-80] + +Andrew Watson sums up green consumerism very eloquently as follows: + +> _ "green consumerism, which is largely a cynical attempt to maintain profit +margins, does not challenge capital's eco-cidal accumulation, but actually +facilitates it by opening a new market. All products, no matter how 'green', +cause some pollution, use some resources and energy, and cause some ecological +disturbance. This would not matter in a society in which production was +rationally planned, but in an exponentially expanding economy, production, +however 'green', would eventually destroy the Earth's environment. Ozone- +friendly aerosols, for example, still use other harmful chemicals; create +pollution in their manufacture, use and disposal; and use large amounts of +resources and energy. Of course, up to now, the green pretensions of most +companies have been exposed largely as presenting an acceptably green image, +with little or no substance. The market is presented as the saviour of the +environment. Environmental concern is commodified and transformed into +ideological support for capitalism. Instead of raising awareness of the causes +of the ecological crisis, green consumerism mystifies them. The solution is +presented as an individual act rather than as the collective action of +individuals struggling for social change. The corporations laugh all the way +to the bank."_ [**From Green to Red**, pp. 9-10] + +"Ethical" consumerism, like "ethical" investment, is still based on profit +making, the extraction of surplus value from others. This is hardly "ethical," +as it cannot challenge the inequality in exchange and power that lies at the +heart of capitalism nor the authoritarian social relationships it creates. +Therefore it cannot really undermine the ecologically destructive nature of +capitalism. + +In addition, since capitalism is a world system, companies can produce and +sell their non-green and dangerous goods elsewhere. Many of the products and +practices banned or boycotted in developed countries are sold and used in +developing ones. For example, Agent Orange (used as to defoliate forests +during the Vietnam War by the US) is used as an herbicide in the Third World, +as is DDT. Agent Orange contains one of the most toxic compounds known to +humanity and was responsible for thousands of deformed children in Vietnam. +Ciba-Geigy continued to sell Enterovioform (a drug which caused blindness and +paralysis in at least 10,000 Japanese users of it) in those countries that +permitted it to do so. Many companies have moved to developing countries to +escape the stricter pollution and labour laws in the developed countries. + +Neither does green consumerism question why it should be the ruling elites +within capitalism that decide what to produce and how to produce it. Since +these elites are driven by profit considerations, if it is profitable to +pollute, pollution will occur. Moreover, green consumerism does not challenge +the (essential) capitalist principle of consumption for the sake of +consumption, nor can it come to terms with the fact that "demand" is created, +to a large degree, by "suppliers," specifically by advertising agencies that +use a host of techniques to manipulate public tastes, as well as using their +financial clout to ensure that "negative" (i.e. truthful) stories about +companies' environmental records do not surface in the mainstream media. + +Because ethical consumerism is based **wholly** on market solutions to the +ecological crisis, it is incapable even of recognising a key **root** cause of +that crisis, namely the atomising nature of capitalism and the social +relationships it creates. Atomised individuals ("soloists") cannot change the +world, and "voting" on the market hardly reduces their atomisation. As Murray +Bookchin argues, _"[t]ragically, these millions [of "soloists"] have +surrendered their social power, indeed, their very personalities, to +politicians and bureaucrats who live in a nexus of obedience and command in +which they are normally expected to play subordinate roles. **Yet this is +precisely the immediate cause of the ecological crisis of our time** \-- a +cause that has its historic roots in the market society that engulfs us."_ +[**Toward an Ecological Society**, p. 81] This means that fighting ecological +destruction today must be a **social** movement rather than one of individual +consumption decisions or personalistic transformation. These can go on without +questioning the ecocidal drive of capitalism which _"will insidiously simplify +the biosphere (making due allowances for 'wilderness' reserves and theme +parks), steadily reduce the organic to the inorganic and the complex to the +simple, and convert soil into sand -- all at the expense of the biosphere's +integrity and viability. The state will still be an ever-present means for +keeping oppressed people at bay and will 'manage' whatever crises emerge as +best it can. Ultimately, society will tend to become more and more +authoritarian, public life will atrophy."_ [Bookchin, _"The Future of the +Ecology Movement,"_ pp. 1-20, **Which Way for the Ecology Movement?**, p. 14] + +All this is not to suggest that individual decisions on what to consume are +irrelevant, far from it. Nor are consumer boycotts a waste of time. If +organised into mass movements and linked to workplace struggle they can be +very effective. It is simply to point out that individual actions, important +as they are, are no solution to **social** problems. Thus Bookchin: + +> _ "The fact is that we are confronted by a thoroughly irrational social +system, not simply by predatory individuals who can be won over to ecological +ideas by moral arguments, psychotherapy, or even the challenges of a troubled +public to their products and behaviour . . . One can only commend the +individuals who by virtue of their consumption habits, recycling activities. +and appeals for a new sensibility undertake public activities to stop +ecological degradation. Each surely does his or her part. But it will require +a much greater effort -- and organised, clearly conscious, and forward-looking +political **movement** \-- to meet the basic challenges posed by our +aggressively **anti**-ecological society. + +> + +> "Yes, we as individuals should change our lifestyles as much as possible, +but it is the utmost short-sightedness to believe that that is all or even +primarily what we have to do. We need to restructure the entire society, even +as we engage in lifestyle changes and single-issue struggles against +pollution, nuclear power plants, the excessive use of fossil fuels, the +destruction of soil, and so forth. We must have a coherent analysis of the +deep-seated hierarchical relationships and systems of domination, as well as +class relationships and economic exploitation, that degrade people as well as +the environment."_ [_"The Ecological Crisis, Socialism, and the need to remake +society,"_ pp. 1-10, **Society and Nature**, vol. 2, no. 3, p. 4] + +Using the capitalist market to combat the effects produced by that same market +is no alternative. Until capitalism and the state are dismantled, solutions +like ethical consumerism will be about as effective as fighting a forest fire +with a water pistol. Such solutions are doomed to failure because they promote +individual responses to social problems, problems that by their very nature +require collective action, and deal only with the symptoms, rather than +focusing on the cause of the problem in the first place. Real change comes +from collective struggle, not individual decisions within the market place +which cannot combat the cancerous growth principle of the capitalist economy. +As such, ethical consumerism does not break from the logic of capitalism and +so is doomed to failure. + diff --git a/markdown/secE6.md b/markdown/secE6.md new file mode 100644 index 0000000000000000000000000000000000000000..cf613e033dd826f9525072ea791126c7d8bda283 --- /dev/null +++ b/markdown/secE6.md @@ -0,0 +1,425 @@ +# E.6 What is the population myth? + +The idea that population growth is the **key** cause of ecological problems is +extremely commonplace. Even individuals associated with such radical green +groups as **Earth First!** have promoted it. It is, however, a gross +distortion of the truth. **Capitalism** is the main cause of both +overpopulation **and** the ecological crisis. + +Firstly, we should point out that all the "doomsday" prophets of the +"population bomb" have been proved wrong time and time again. The dire +predictions of Thomas Malthus, the originator of the population myth, have not +come true, yet neo-Malthusians continue to mouth his reactionary ideas. In +fact Malthus wrote his infamous _"Essay on the Principles of Population"_ +which inflicted his _"law of population"_ onto the world in response to the +anarchist William Godwin and other social reformers. In other words, it was +explicitly conceived as an attempt to "prove" that social stratification, and +so the status quo, was a "law of nature" and that poverty was the fault of the +poor themselves, not the fault of an unjust and authoritarian socio-economic +system. As such, the "theory" was created with political goals in mind and as +a weapon in the class struggle (as an aside, it should be noted that Darwin +argued his theory of natural selection was _"the doctrine of Malthus applied +to the whole animal and vegetable kingdom."_ [quoted by Peter Marshall, +**Nature's Web**, p. 320] In other words, anarchism, indirectly, inspired the +theory of evolution. Perhaps unsurprisingly, in the form of Social Darwinism +this was also used against working class people and social reform). + +As Kropotkin summarised, Malthus work was _"pernicious"_ in its influence. It +_"summed up ideas already current in the minds of the wealth-possessing +minority"_ and arose to combat the _"ideas of equality and liberty"_ awakened +by the French and American revolutions. Malthus asserted against Godwin _"that +no equality is possible; that the poverty of the many is not due to +institutions, but is a natural **law.**"_ This meant he _"thus gave the rich a +kind of scientific argument against the ideas of equality."_ However, it was +simply _"a pseudo-scientific"_ assertion which reflected _"the secret desires +of the wealth-possessing classes"_ and not a scientific hypothesis. This is +obvious as technology has ensured that Malthus's fears are _"groundless"_ +while they are continually repeated. [**Fields, Factories and Workshops +Tomorrow**, p. 77, p. 78 and p. 79] + +That the theory was fundamentally ideological in nature can be seen from +Malthus himself. It is interesting to note that in contrast, and in direct +contradiction to his population "theory," as an economist Malthus was worried +about the danger of **over-production** within a capitalist economy. He was +keen to defend the landlords from attacks by Ricardo and had to find a reason +for their existence. To do this, he attacked Say's Law (the notion that over- +production was impossible in a free market economy). Utilising the notion of +effective demand, he argued that capitalist saving caused the threat of over- +production and it was the landlords luxury consumption which made up the +deficit in demand this caused and ensured a stable economy. As Marxist David +McNally points out, the _"whole of this argument is completely at odds with +the economic analysis"_ of his essay on population. According to that, the +_"chronic . . . danger which confronts society is **underproduction** of food +relative to people."_ In his economics book, the world _"is threatened by +**overproduction.** Rather than there being too little supply relative to +demand, there is now too little demand relative to supply."_ In fact, Malthus +even went so far as to argue for the poor to be employed in building roads and +public works! No mention of "excess" population there, which indicates well +the ideological nature of his over-population theory. As McNally shows, it was +the utility of Malthus's practical conclusions in his "Essay on the Principles +of Population" for fighting the poor law and the right to subsistence (i.e. +welfare provisions) which explained his popularity: _"he made classical +economics an open enemy of the working class."_ [_"The Malthusian Moment: +Political Economy versus Popular Radicalism"_, pp. 62-103, **Against the +Market**, p. 85 and p. 91] + +So it is easy to explain the support Malthus and his assertions got in spite +of the lack of empirical evidence and the self-contradictory utterances of its +inventor. Its support rests simply in its utility as a justification for the +inhuman miseries inflicted upon the British people by "its" ruling class of +aristocrats and industrialists was the only reason why it was given the time +of day. Similarly today, its utility to the ruling class ensures that it keeps +surfacing every so often, until forced to disappear again once the actual +facts of the case are raised. That the population myth, like "genetic" +justifications for race-, class- and gender-based oppression, keeps appearing +over and over again, even after extensive evidence has disproved it, indicates +its usefulness to the ideological guardians of the establishment. + +Neo-Malthusianism basically blames the victims of capitalism for their +victimisation, criticising ordinary people for "breeding" or living too long, +thus ignoring (at best) or justifying (usually) **privilege** \-- the social +root of hunger. To put it simply, the hungry are hungry because they are +excluded from the land or cannot earn enough to survive. In Latin America, for +example, 11% of the population was landless in 1961, by 1975 it was 40%. +Approximately 80% of all Third World agricultural land is owned by 3% of +landowners. As anarchist George Bradford stresses, Malthusians _"do not +consider the questions of land ownership, the history of colonialism, and +where social power lies. So when the poor demand their rights, the Malthusians +see 'political instability' growing from population pressure."_ [**Woman's +Freedom: Key to the Population Question**, p. 77] Bookchin makes a similar +critique: + +> _ "the most sinister feature about neo-Malthusianism is the extent to which +it actively deflects us from dealing with the social origins of our ecological +problems -- indeed, the extent to which it places the blame for them on the +victims of hunger rather than those who victimise them. Presumably, if there +is a 'population problem' and famine in Africa, it is the ordinary people who +are to blame for having too many children or insisting on living too long -- +an argument advanced by Malthus nearly two centuries ago with respect to +England's poor. The viewpoint not only justifies privilege; it fosters +brutalisation and degrades the neo-Malthusians even more than it degrades the +victims of privilege."_ [_"The Population Myth"_, pp. 30-48, **Which Way for +the Ecology Movement?**, p. 34] + +Increased population is not the cause of landlessness, it is the result of it. +If a traditional culture, its values, and its sense of identity are destroyed, +population growth rates increase dramatically. As in 17th- and 18th-century +Britain, peasants in the Third World are kicked off their land by the local +ruling elite, who then use the land to produce cash crops for export while +their fellow country people starve. Like Ireland during the Potato Famine, the +Third World nations most affected by famine have also been exporters of food +to the developed nations. Malthusianism is handy for the wealthy, giving them +a "scientific" excuse for the misery they cause so they can enjoy their blood- +money without remorse. It is unwise for greens to repeat such arguments: + +> _ "It's a betrayal of the entire message of social ecology to ask the +world's poor to deny themselves access to the necessities of life on grounds +that involve long-range problems of ecological dislocation, the shortcomings +of 'high' technology, and very specious claims of natural shortages in +materials, while saying nothing at all about the artificial scarcity +engineered by corporate capitalism."_ [**The Ecology of Freedom**, p. 350] + +In a country that is being introduced to the joys of capitalism by state +intervention (the usual means by which traditional cultures and habits are +destroyed to create a "natural system of liberty"), population soon explodes +as a result of the poor social and economic conditions in which people find +themselves. In the inner-city ghettos of the First World, social and economic +conditions similar to those of the Third World give rise to similarly elevated +birth rates. When ghetto populations are composed mostly of minorities, as in +countries like the US, higher birth rates among the minority poor provides a +convenient extra excuse for racism, "proving" that the affected minorities are +"inferior" because they "lack self-control," are "mere animals obsessed with +procreation," etc. Much the same was said of Irish Catholics in the past and, +needless to say, such an argument ignores the fact that slum dwellers in, for +example, Britain during the Industrial Revolution were virtually all white but +still had high birth rates. + +Population growth, far from being the cause of poverty, is in fact a result of +it. There is an inverse relationship between per capita income and the +fertility rate -- as poverty decreases, so do the population rates. When +people are ground into the dirt by poverty, education falls, women's rights +decrease, and contraception is less available. Having children then becomes +virtually the only survival means, with people resting their hopes for a +better future in their offspring. Therefore social conditions have a major +impact on population growth. In countries with higher economic and cultural +levels, population growth soon starts to fall off. Today, for example, much of +Europe has seen birth rates fall beyond the national replacement rate. This is +the case even in Catholic countries, which one would imagine would have +religious factors encouraging large families. + +To be clear, we are **not** saying that overpopulation is not a very serious +problem. Obviously, population growth **cannot** be ignored or solutions put +off until capitalism is eliminated. We need to immediately provide better +education and access to contraceptives across the planet as well as raising +cultural levels and increasing women's rights in order to combat +overpopulation **in addition to** fighting for land reform, union organising +and so on. Overpopulation only benefits the elite by keeping the cost of +labour low. This was the position of the likes of Emma Goldman and other +radicals of her time: + +> _ "Many working-class radicals accepted the logic that excessive numbers +were what kept the poor in their misery. During the nineteenth century there +were courageous attempts to disseminate birth-control information both to +promote lower population and to make it possible for women to control their +own reproductivity and escape male domination. Birth control was the province +of feminism, radical socialism and anarchism."_ [Bradford, **Op. Cit.**, p. +69] + +Unlike many neo-Malthusians Goldman was well aware that **social** reasons +explained why so many people went hungry. As she put it, _"if the masses of +people continue to be poor and the rich grow ever richer, it is not because +the earth is lacking in fertility and richness to supply the need of an +excessive race, but because the earth is monopolised in the hands of the few +to the exclusion of the many."_ She noted that the promotion of large families +had vested interests behind it, although working class people _"have learned +to see in large families a millstone around their necks, deliberately imposed +upon them by the reactionary forces in society because a large family +paralyses the brain and benumbs the muscles of the masses . . . [The worker] +continues in the rut, compromises and cringes before his master, just to earn +barely enough to feed the many little mouths. He dare not join a revolutionary +organisation; he dare not go on strike; he dare not express an opinion."_ +[_"The Social Aspects of Birth Control"_, **Anarchy! An Anthology of Emma +Goldman's Mother Earth**, p. 135 and pp. 136-7] This support for birth +control, it should be stressed, resulted in Goldman being arrested. Malthus, +like many of his followers _"opposed contraception as immoral, preferring to +let the poor starve as a 'natural' method of keeping numbers down. For him, +only misery, poverty, famine, disease, and war would keep population from +expanding beyond the carrying capacity of the land."_ [Bradford, **Op. Cit.**, +p. 69] + +Unsurprisingly, Goldman linked the issue of birth control to that of women's +liberation arguing that _"I never will acquiesce or submit to authority, nor +will I make peace with a system which degrades woman to a mere incubator and +which fattens on her innocent victims. I now and here declare war upon this +system."_ The key problem was that woman _"has been on her knees before the +altar of duty imposed by God, by Capitalism, by the State, and by Morality"_ +for ages. Once that changed, the issue of population would solve itself for +_"[a]fter all it is woman whom is risking her health and sacrificing her youth +in the reproduction of the race. Surely she ought to be in a position to +decide how many children she should bring into world, whether they should be +brought into the world by the man she loves and because she wants the child, +or should be born in hatred and loathing."_ [**Op. Cit.**, p. 140 and p. 136] + +Other anarchists have echoed this analysis. George Bradford, for example, +correctly notes that _"the way out of the [ecological] crisis lies in the +practical opening toward freedom of self-expression and selfhood for women +that is the key to the destruction of hierarchy."_ In other words, women's +_"freedom and well-being are at the centre of the resolution to the population +problem, and that can only be faced within the larger social context."_ That +means _"real participation in social decision-making, real health concerns, +access to land, and the overthrow of patriarchal domination."_ [**Op. Cit.**, +p. 68 and p. 82] Bookchin makes the same point, noting that population growth +rates have fallen in developed countries because _"of the **freedom** that +women have acquired over recent decades to transcend the role that patriarchy +assigned to them as mere reproductive factories."_ [_"The Future of the +Ecology Movement,"_ pp. 1-20, **Which Way for the Ecology Movement?**, p. 19] + +This means that an **increase** of freedom will solve the population question. +Sadly, many advocates of neo-Malthusianism extend control over people from +women to all. The advocates of the "population myth," as well as getting the +problem wrong, also (usually) suggest very authoritarian "solutions" -- for +example, urging an increase in state power with a "Bureau of Population +Control" to "police" society and ensure that the state enters the bedroom and +our most personal relationships. Luckily for humanity and individual freedom, +since they misconceive the problem, such "Big Brother" solutions are not +required. + +So, it must be stressed the "population explosion" is not a neutral theory, +and its invention reflected class interests at the time and continual use +since then is due to its utility to vested interests. We should not be fooled +into thinking that overpopulation is the main cause of the ecological crisis, +as this is a strategy for distracting people from the root-cause of both +ecological destruction and population growth today: namely, the capitalist +economy and the inequalities and hierarchical social relationships it +produces. As such, those who stress the issue of population numbers get it +backward. Poverty causes high birth rates as people gamble on having large +families so that some children will survive in order to look after the parents +in their old age. Eliminate economic insecurity and poverty, then people have +less children. + +Some Greens argue that it is impossible for **everyone** to have a high +standard of living, as this would deplete available resources and place too +much pressure on the environment. However, their use of statistics hides a +sleight of hand which invalidates their argument. As Bookchin correctly +argues: + +> _ "Consider the issue of population and food supply in terms of mere numbers +and we step on a wild merry-go-round that does not support neo-Malthusian +predictions of a decade ago, much less a generation ago. Such typically neo- +Malthusian stunts as determining the 'per capita consumption' of steel, oil, +paper, chemicals, and the like of a nation by dividing the total tonnage of +the latter by the national population, such that every man, women, and child +is said to 'consume' a resultant quantity, gives us a picture that is +blatantly false and functions as a sheer apologia for the upper classes. The +steel that goes into a battleship, the oil that is used to fuel a tank, and +the paper that is covered by ads hardly depicts the human consumption of +materials. Rather, it is stuff consumed by all the Pentagons of the world that +help keep a 'grow-or-die economy in operation -- goods, I may add, whose +function is to destroy and whose destiny is to be destroyed."_ [_"The +Population Myth"_, pp. 30-48, **Which Way for the Ecology Movement?**, pp. +34-5] + +Focusing on averages, in other words, misses out the obvious fact we live in a +highly unequal societies which results in a few people using many resources. +To talk about consumption and not to wonder how many Rolls Royces and mansions +the "average" person uses means producing skewed arguments. Equally, it is +possible to have more just societies with approximately the same living +standards with significantly **less** consumption of resources and **less** +pollution and waste produced. We need only compare America with Europe to see +this. One could point out, for example, that Europeans enjoy more leisure +time, better health, less poverty, less inequality and thus more economic +security, greater intergenerational economic mobility, better access to high- +quality social services like health care and education, and manage to do it +all in a far more environmentally sustainable way (Europe generates about half +the CO2 emissions for the same level of GDP) compared to the US. + +In fact, even relatively minor changes in how we work can have significant +impact. For example, two economists at the Center for Economic and Policy +Research produced a paper comparing U.S. and European energy consumption and +related it to hours worked. They concluded that if Americans chose to take +advantage of their high level of productivity by simply shortening the +workweek or taking longer holidays rather than producing more, there would +follow a number of benefits. Specifically, if the U.S. followed Western Europe +in terms of work hours then not only would workers find themselves with seven +additional weeks of time off, the US would consume some 20% less energy and if +this saving was directly translated into lower carbon emissions then it would +have emitted 3% less carbon dioxide in 2002 than in 1990 (this level of +emissions is only 4% above the negotiated target of the Kyoto Protocol). If +Europe following IMF orthodoxy and increased working hours, this would have a +corresponding negative impact on energy use and emissions (not to mention +quality of life). [David Rosnick and Mark Weisbrot, **Are Shorter Work Hours +Good for the Environment?**] Of course, any such choice is influenced by +social institutions and pressures and, as such, part of a wider social +struggle for change. + +In other words, we must question the underlying assumption of the neo- +Malthusians that society and technology are static and that the circumstances +that produced historic growth and consumption rates will remain unchanged. +This is obviously false, since humanity is not static. To quote Bookchin +again: + +> _ "by reducing us to studies of line graphs, bar graphs, and statistical +tables, the neo-Malthusians literally freeze reality as it is. Their numerical +extrapolations do not construct any reality that is new; they mere extend, +statistic by statistic, what is basically old and given . . . We are taught to +accept society, behaviour, and values as they **are**, not as they should be +or even **could** be. This procedure places us under the tyranny of the status +quo and divests us of any ability to think about radically changing the world. +I have encountered very few books or articles written by neo-Malthusians that +question whether we should live under any kind of money economy at all, any +statist system of society, or be guided by profit oriented behaviour. There +are books and articles aplenty that explain 'how to' become a 'morally +responsible' banker, entrepreneur, landowner, 'developer,' or, for all I know, +arms merchant. But whether the whole system called capitalism (forgive me!), +be it corporate in the west or bureaucratic in the east, must be abandoned if +we are to achieve an ecological society is rarely discussed."_ [**Op. Cit.**, +p. 33] + +It is probably true that an "American" living standard is not possible for the +population of the world at its present level (after all, the US consumes 40% +of the world's resources to support only 5% of its population). For the rest +of the world to enjoy that kind of standard of living we would require the +resources of multiple Earths! Ultimately, anything which is not renewable is +exhaustible. The real question is when will it be exhausted? How? Why? And by +whom? As such, it is important to remember that this "standard of living" is a +product of an hierarchical system which produces an alienated society in which +consumption for the sake of consumption is the new god. In a grow-or-die +economy, production and consumption must keep increasing to prevent economic +collapse. This need for growth leads to massive advertising campaigns to +indoctrinate people with the capitalist theology that more and more must be +consumed to find "happiness" (salvation), producing consumerist attitudes that +feed into an already-present tendency to consume in order to compensate for +doing boring, pointless work in a hierarchical workplace. Unless a +transformation of values occurs that recognises the importance of **living** +as opposed to **consuming,** the ecological crisis **will** get worse. It is +impossible to imagine such a radical transformation occurring under capitalism +and so a key aim of eco-anarchists is to encourage people to consider what +they need to live enriched, empowering and happy lives rather than participate +in the rat race capitalism produces (even if you do win, you remain a rat). + +Nor it cannot be denied that developments like better health care, nutrition, +and longer lifespans contribute to overpopulation and are made possible by +"industry." But to see such developments as primary causes of population +growth is to ignore the central role played by poverty, the disruption of +cultural patterns, and the need for cheap labour due to capitalism. There are +always elevated birth rates associated with poverty, whether or not medical +science improves significantly (for example, during the early days of +capitalism). "Industrialism" is in fact a term used by liberal Greens (even +when they call themselves "deep") who do not want to admit that the ecological +crisis cannot be solved without the complete overthrow of capitalism, +pretending instead that the system can become "green" through various band-aid +reforms. "Controlling population growth" is always a key item on such +liberals' agendas, taking the place of "eliminating capitalism," which should +be the centrepiece. _"Population control is substituted for social justice, +and the problem is actually aggravated by the Malthusian 'cure',"_ points out +feminist Betsy Hartmann. [quoted by Bradford, **Op. Cit.**, p. 77] + +After all, there **is** enough food to feed the world's population but its +distribution reflects inequalities in wealth, power and effective demand (this +is most obviously seen when food is exported from famine areas as there is no +effective demand for it there, a sadly regular occurrence). The _"myth that +population increases in places like the Sudan, for example, result in famine"_ +can only survive if we ignore _"the notorious fact that the Sudanese could +easily feed themselves if they were not forced by the American-controlled +World Bank and International Monetary Fund to grow cotton instead of grains."_ +[Bookchin, **Remaking Society**, p. 11] Hence the importance of class analysis +and an awareness of hierarchy. We can hardly talk of "our" resources when +those resources are owned by a handful of giant corporations. Equally, we +cannot talk about "our" industrial impact on the planet when the decisions of +industry are made by a bosses and most of us are deliberately excluded from +the decision making process. While it makes sense for the ruling elite to +ignore such key issues, it counter-productive for radicals to do so and blame +"people" or their numbers for social and environmental problems: + +> _ "The most striking feature of such way of thinking is not only that it +closely parallels the way of thinking that is found in the corporate world. +What is more serious is that it serves to deflect our attention from the role +society plays in producing ecological breakdown. If 'people' as a **species** +are responsible for environmental dislocations, these dislocations cease to be +the result of **social** dislocations. A mythic 'Humanity' is created -- +irrespective of whether we are talking about oppressed minorities, women, +Third World people, or people in the First World -- in which everyone is +brought into complicity with powerful corporate elites in producing +environmental dislocations. In this way, the social roots of ecological +problems are shrewdly obscured . . . [W]e can dismiss or explain away hunger, +misery, or illness as 'natural checks' that are imposed on human beings to +retain the 'balance of nature.' We can comfortably forget that much of the +poverty and hunger that afflicts the world has its origins in the corporate +exploitation of human beings and nature -- in agribusiness and social +oppression."_ [**Op. Cit.**, pp. 9-10] + +Looking at population numbers simply misses the point. As Murray Bookchin +argues, this _"arithmetic mentality which disregards the social context of +demographics is incredibly short-sighted. Once we accept without any +reflection or criticism that we live in a 'grow-or-die' capitalistic society +in which accumulation is literally a law of economic survival and competition +is the motor of 'progress,' anything we have to say about population is +basically meaningless. The biosphere will eventually be destroyed whether five +billion or fifty million live on the planet. Competing firms in a 'dog-eat- +dog' market must outproduce each other if they are to remain in existence. +They must plunder the soil, remove the earth's forests, kill off its wildlife, +pollute its air and waterways not because their intentions are necessarily +bad, although they usually are . . . but because they must simply survive. +Only a radical restructuring of society as a whole, including its anti- +ecological sensibilities, can remove this all commanding social compulsion."_ +[_"The Population Myth"_, pp. 30-48, **Op. Cit.**, p. 34] A sane society would +not be driven by growth for the sake of growth and would aim to reduce +production by reducing the average working week to ensure both an acceptable +standard of living **plus** time to enjoy it. So it is not a case that the +current industrial system is something we need to keep. Few anarchists +consider a social revolution as simply expropriating current industry and +running it more or less as it is now. While expropriating the means of life is +a necessary first step, it is only the start of a process in which we +transform the way we interact with nature (which, of course, includes people). + +To conclude, as Bradford summarises the _"salvation of the marvellous green +planet, our Mother Earth, depends on the liberation of women -- and children, +and men -- from social domination, exploitation and hierarchy. They must go +together."_ [**Op. Cit.**, p. 68] By focusing attention away from the root +causes of ecological and social disruption -- i.e. capitalism and hierarchy -- +and onto their victims, the advocates of the "population myth" do a great +favour to the system that creates mindless growth. Hence the population myth +will obviously find favour with ruling elites, and this -- as opposed to any +basis for the myth in scientific fact -- will ensure its continual re- +appearance in the media and education. + diff --git a/markdown/secEcon.md b/markdown/secEcon.md new file mode 100644 index 0000000000000000000000000000000000000000..f38c05cace453ff3ea8dba8502895a280a5a5c9e --- /dev/null +++ b/markdown/secEcon.md @@ -0,0 +1,32 @@ +# Section E - What do anarchists think causes ecological problems? + +## [Introduction](secEint.html) + +## [E.1 What are the root causes of our ecological problems?](secE1.html) + +### [E.1.1 Is industrythe cause of environmental +problems?](secE1.html#sece11) +[E.1.2 What is the difference between environmentalism and +ecology?](secE1.html#sece12) + +## [E.2 What do eco-anarchists propose instead of capitalism?](secE2.html) + +## [E.3 Can private property rights protect the environment?](secE3.html) + +### [E.3.1 Will privatising nature save it?](secE3.html#sece31) +[E.3.2 How does economic power contribute to the ecological +crisis?](secE3.html#sece32) +[E.3.3 Can capitalism's focus on short-term profitability deal with the +ecological crisis?](secE3.html#sece33) + +## [E.4 Can laissez-faire capitalism protect the environment?](secE4.html) + +### [E.4.1 Will laissez-faire capitalism actually end +pollution?](secE4.html#sece41) +[E.4.2 Can laissez-faire wilderness survive under +capitalism?](secE4.html#sece42) + +## [E.5 Can ethical consumerism stop the ecological crisis?](secE5.html) + +## [E.6 What is the population myth?](secE6.html) + diff --git a/markdown/secEint.md b/markdown/secEint.md new file mode 100644 index 0000000000000000000000000000000000000000..67a6857d7f3b8b271a668c5da844a09a4742ab39 --- /dev/null +++ b/markdown/secEint.md @@ -0,0 +1,262 @@ +# Section E - What do anarchists think causes ecological problems? + +This section of the FAQ expands upon section D.4 (["What is the relationship +between capitalism and the ecological crisis?"](secD4.html)) in which we +indicated that since capitalism is based upon the principle of "grow or die," +a "green" capitalism is impossible. By its very nature capitalism must expand, +creating new markets, increasing production and consumption, and so invading +more ecosystems, using more resources, and upsetting the interrelations and +delicate balances that exist with ecosystems. We have decided to include a +separate section on this to stress how important green issues are to anarchism +and what a central place ecology has in modern anarchism. + +Anarchists have been at the forefront of ecological thinking and the green +movement for decades. This is unsurprisingly, as many key concepts of +anarchism are also key concepts in ecological thought. In addition, the +ecological implications of many anarchist ideas (such as decentralisation, +integration of industry and agriculture, and so forth) has meant that +anarchists have quickly recognised the importance of ecological movements and +ideas. + +Murray Bookchin in particular has placed anarchist ideas at the centre of +green debate as well as bringing out the links anarchism has with ecological +thinking. His eco-anarchism (which he called **social ecology**) was based on +emphasising the **social** nature of the ecological problems we face. In such +classic works as **Post-Scarcity Anarchism**, **Toward an Ecological Society** +and **The Ecology of Freedom** he has consistently argued that humanity's +domination of nature is the result of domination **within** humanity itself. + +However, anarchism has always had an ecological dimension. As Peter Marshall +notes in his extensive overview of ecological thought, ecologists _"find in +Proudhon two of their most cherished social principles: federalism and +decentralisation."_ He _"stands as an important forerunner of the modern +ecological movement for his stress on the close communion between humanity and +nature, for his belief in natural justice, for his doctrine of federalism and +for his insight that liberty is the mother and not the daughter of order."_ +[**Nature's Web**, p. 307 and p. 308] For Proudhon, a key problem was that +people viewed the land as _"something which enables them to levy a certain +revenue each year. Gone is the deep feeling for nature."_ People _"no longer +love the soil. Landowners sell it, lease it, divide it into shares, prostitute +it, bargain with it and treat it as an object of speculation. Farmers torture +it, violate it, exhaust it and sacrifice it to their impatient desire for +gain. They never become one with it."_ We _"have lost our feeling for +nature."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 261] + +Other precursors of eco-anarchism can be found in Peter Kropotkin's writings. +For example, in his classic work **Fields, Factories and Workshops**, +Kropotkin argued the case for _"small is beautiful"_ 70 years before E. F. +Schumacher coined the phase, advocating _"a harmonious balance between +agriculture and industry. Instead of the concentration of large factories in +cities, he called for economic as well as social decentralisation, believing +that diversity is the best way to organise production by mutual co-operation. +He favoured the scattering of industry throughout the country and the +integration of industry and agriculture at the local level."_ His vision of a +decentralised commonwealth based on an integration of agriculture and industry +as well as manual and intellectual work has obvious parallels with much modern +green thought, as does his stress on the need for **appropriate** levels of +technology and his recognition that the capitalist market distorts the +development, size and operation of technology and industry. Through his +investigations in geography and biology, Kropotkin discovered species to be +interconnected with each other and with their environment. **Mutual Aid** is +the classic source book on the survival value of co-operation within species +which Kropotkin regarded as an important factor of evolution, arguing that +those who claim competition within and between species is the chief or only +factor have distorted Darwin's work. All this ensures that Kropotkin is _"a +great inspiration to the modern ecological movement."_ [Marshall, **Op. +Cit.**, p. 311 and p. 312] + +As well as Kropotkin's work, special note must be made of French anarchist +Elisee Reclus. As Clark and Martin note, Reclus introduced _"a strongly +ecological dimension into the tradition of anarchist and libertarian social +theory"._ He made _"a powerful contribution to introducing this more +ecological perspective into anarchist thought,"_ of _"looking beyond the +project of planetary domination and attempting to restore humanity to its +rightful place within, rather than above, nature."_ Reclus, _"much more than +Kropotkin, introduced into anarchist theory themes that were later developed +in social ecology and eco-anarchism."_ [John P. Clark and Camille Martin +(ed.), **Anarchy, Geography, Modernity**, p. 19] For example, in 1866 Reclus +argued as follows: + +> _ "Wild nature is so beautiful. Is it really necessary for man, in seizing +it, to proceed with mathematical precision in exploiting each new conquered +domain and then mark his possession with vulgar constructions and perfectly +straight boundaries? If this continues to occur, the harmonious contrasts that +are one of the beauties of the earth will soon give way to depressing +uniformity . . . + +> + +> "The question of knowing which of the works of man serves to beautify and +which contributes to the degradation of external nature can seem pointless to +so-called practical minds; nevertheless, it is a matter of the greatest +importance. Humanity's development is most intimately connected with the +nature that surrounds it. A secret harmony exists between the earth and the +peoples whom it nourishes, and when reckless societies allow themselves to +meddle with that which creates the beauty of their domain, they always end up +regretting it."_ [quoted by Clark and Martin, **Op. Cit.**, pp. 125-6] + +_"Man,"_ Reclus says, can find beauty in _"the intimate and deeply seated +harmony of his work with that of nature."_ Like the eco-anarchists a century +later, he stressed the social roots of our environmental problems arguing that +a _"complete union of Man with Nature can only be effected by the destruction +of the frontiers between castes as well as between peoples."_ He also +indicated that the exploitation of nature is part and parcel of capitalism, +for _"it matters little to the industrialist . . . whether he blackens the +atmosphere with fumes . . . or contaminates it with foul-smelling vapours."_ +_"Since nature is so often desecrated by speculators precisely because of its +beauty,"_ Reclus argued, _"it is not surprising that farmers and +industrialists, in their own exploitative endeavours, fail to consider whether +they contribute to defacing the land."_ The capitalist is _"concerned not with +making his work harmonious with the landscape."_ [quoted by Clark and Martin, +**Op. Cit.**, p. 28, p. 30, p. 124 and p. 125] Few modern day eco-anarchists +would disagree. + +So, while a specifically ecological anarchism did not develop until the +revolutionary work done by Murray Bookchin from the 1950's onwards, anarchist +theory has had a significant "proto-green" content since at least the 1860s. +What Bookchin and writers like him did was to make anarchism's implicit +ecological aspects explicit, a work which has immensely enriched anarchist +theory and practice. + +In addition to pointing out the key role ecology plays within anarchism, this +section is required to refute some commonly proposed solutions to the +ecological problems we face. While it is wonderful that green ideas have +becoming increasingly commonplace, the sad fact is that many people have +jumped on the green bandwagon whose basic assumptions and practices are deeply +anti-ecological. Thus we find fascists expounding on their environmental +vision or defenders of capitalism proposing "ecological" solutions based on +expanding private property rights. Similarly, we find the notion of green +consumerism raised as viable means of greening the planet (rather than as an +addition to social struggle) or a focus on symptoms (such as population +growth) rather than root causes. This section refutes many such flawed +suggestions. + +A key concept to remember in our discussion is that between environmentalism +and ecology. Following Bookchin, eco-anarchists contrast their ideas with +those who seek to reform capitalism and make it more green (a position they +term _"environmentalism"_ rather than ecology). The latter _"focus on specific +issues like air and water pollution"_ while ignoring the social roots of the +problems they are trying to solve. In other words, their outlook _"rest[s] on +an instrumental, almost engineering approach to solving ecological +dislocations. To all appearances, they wanted to adapt the natural world to +the needs of the existing society and its exploitative, capitalist imperatives +by way of reforms that minimise harm to human health and well-being. The much- +needed goals of formulating a project for radical social change and for +cultivating a new sensibility toward the natural world tended to fall outside +the orbit of their practical concerns."_ Eco-anarchists, while supporting such +partial struggles, stress that _"these problems originate in a hierarchical, +class, and today, competitive capitalist system that nourishes a view of the +natural world as a mere agglomeration of 'resources' for human production and +consumption."_ [**The Ecology of Freedom**, pp. 15-6] This means that while +some kind of environmentalism may be possible under capitalism or some other +authoritarian system, an ecological approach is impossible. Simply put, the +concerns of ecology cannot be squeezed into a hierarchical perspective or +private property. Just as an eco-system cannot be commanded, divided and +enclosed, nor can a truly ecological vision. Attempts to do so will impoverish +both. + +As we discuss in the [next section](secE1.html), for anarchists the root cause +of our ecological problems is hierarchy in society compounded by a capitalist +economy. For anarchists, the notion of an ecological capitalism is, literally, +impossible. Libertarian socialist Takis Fotopoulous has argued that the main +reason why the project of "greening" capitalism is just a utopian dream _"lies +in a fundamental contradiction that exists between the logic and dynamic of +the growth economy, on the one hand, and the attempt to condition this dynamic +with qualitative interests"_ on the other. [_"Development or Democracy?"_, pp. +57-92, **Society and Nature**, No. 7, p. 82] Green issues, like social ones, +are inherently qualitative in nature and, as such, it is unsurprising that a +system based on profit would ignore them. + +Under capitalism, ethics, nature and humanity all have a price tag. And that +price tag is god. This is understandable as every hierarchical social system +requires a belief-system. Under feudalism, the belief-system came from the +Church, whereas under capitalism, it pretends to come from science, whose +biased practitioners (usually funded by the state and capital) are the new +priesthood. Like the old priesthoods, only those members who produce +"objective research" become famous and influential -- "objective research" +being that which accepts the status quo as "natural" and produces what the +elite want to hear (i.e. apologetics for capitalism and elite rule will always +be praised as "objective" and "scientific" regardless of its actual scientific +and factual content, the infamous "bell curve" and Malthus's "Law of +Population" being classic examples). More importantly, capitalism needs +science to be able to measure and quantify everything in order to sell it. +This mathematical faith is reflected in its politics and economics, where +quantity is more important than quality, where 5 votes are better than 2 +votes, where $5 is better than $2. And like all religions, capitalism needs +sacrifice. In the name of "free enterprise," "economic efficiency," +"stability" and "growth" it sacrifices individuality, freedom, humanity, and +nature for the power and profits of the few. + +Understanding the social roots of the problems we face is the key. Many greens +attack what they consider the "wrong ideas" of modern society, its +"materialistic values" and counter-pose **new** ideas, more in tune with a +green society. This approach, however, misses the point. Ideas and values do +not "just happen", but are the **product** of a given set of social +relationships and the struggles they produce. This means that it is not just a +matter of changing our values in a way that places humanity in harmony with +nature (important though that is), but also of understanding the **social** +and **structural** origins of the ecological crisis. Ideas and values **do** +need to be challenged, but unless the authoritarian social relationships, +hierarchy and inequalities in power (i.e. what produces these values and +ideas) are also challenged and, more importantly, **changed** an ecological +society is impossible. So unless other Greens recognise that this crisis did +not develop in a social vacuum and is not the "fault" of people as **people** +(as opposed to people in a hierarchical society), little can be done root out +the systemic causes of the problems that we and the planet face. + +Besides its alliance with the ecology movement, eco-anarchism also finds +allies in the feminist and peace movements, which it regards, like the ecology +movement, as implying the need for anarchist principles. Thus eco-anarchists +think that global competition between nation-states is responsible not only +for the devouring of nature but is also the primary cause of international +military tensions, as nations seek to dominate each other by military force or +the threat thereof. As international competition becomes more intense and +weapons of mass destruction spread, the seeds are being sown for catastrophic +global warfare involving nuclear, chemical, and/or biological weapons. Because +such warfare would be the ultimate ecological disaster, eco-anarchism and the +peace movement are but two aspects of the same basic project. Similarly, eco- +anarchists recognise that domination of nature and male domination of women +have historically gone hand in hand, so that eco-feminism is yet another +aspect of eco-anarchism. Since feminism, ecology, and peace are key issues of +the Green movement, anarchists believe that many Greens are implicitly +committed to anarchism, whether they realise it or not, and hence that they +should adopt anarchist principles of direct action rather than getting bogged +down in trying to elect people to state offices. + +Here we discuss some of the main themes of eco-anarchism and consider a few +suggestions by non-anarchists about how to protect the environment. In +[section E.1](secE1.html), we summarise why anarchists consider why a green +society cannot be a capitalist one (and vice versa). [Section E.2](secE2.html) +presents a short overview of what an ecological society would be like. +[Section E.3](secE3.html) refutes the false capitalist claim that the answer +to the ecological crisis is to privatise everything while [section +E.4](secE4.html) discusses why capitalism is anti-ecological and its +defenders, invariably, anti-green. Then we indicate why green consumerism is +doomed to failure in [section E.5](secE5.html) before, in [section +E.6](secE6.html), refuting the myth that population growth is a **cause** of +ecological problems rather than the **effect** of deeper issues. + +Obviously, these are hardly the end of the matter. Some tactics popular in the +green movement are shared by others and we discuss these elsewhere. For +example, the issue of electing Green Parties to power will be addressed in +section J.2.4 (["Surely voting for radical parties will be +effective?"](secJ2.html#secj24)) and so will be ignored here. The question of +"single-issue" campaigns (like C.N.D. and Friends of the Earth) will be +discussed in [section J.1.4](secJ1.html#secj14). Remember that eco-anarchists, +like all anarchists, take a keen interest in many other issues and struggles +and just because we do not discuss something here does not mean we are +indifferent to it. + +For anarchists, unless we resolve the underlying contradictions within +society, which stem from domination, hierarchy and a capitalist economy, +ecological disruption will continue and grow, putting our Earth in increasing +danger. We need to resist the system and create new values based on quality, +not quantity. We must return the human factor to our alienated society before +we alienate ourselves completely off the planet. + +Peter Marshall's **Nature's Web** presents a good overview of all aspects of +green thought over human history from a libertarian perspective, including +excellent summaries of such anarchists as Proudhon, Kropotkin and Bookchin (as +well as libertarian socialist William Morris and his ecologically balanced +utopia **News from Nowhere**). + diff --git a/markdown/secF1.md b/markdown/secF1.md new file mode 100644 index 0000000000000000000000000000000000000000..c39bb325e6e580aca23a5a01864900724e6ae7e1 --- /dev/null +++ b/markdown/secF1.md @@ -0,0 +1,538 @@ +# F.1 Are "anarcho"-capitalists really anarchists? + +In a word, no. While "anarcho"-capitalists obviously try to associate +themselves with the anarchist tradition by using the word "anarcho" or by +calling themselves "anarchists" their ideas are distinctly at odds with those +associated with anarchism. As a result, any claims that their ideas are +anarchist or that they are part of the anarchist tradition or movement are +false. + +"Anarcho"-capitalists claim to be anarchists because they say that they oppose +government. As noted in the [last section](secFint.html), they use a +dictionary definition of anarchism. However, this fails to appreciate that +anarchism is a **political theory**. As dictionaries are rarely politically +sophisticated things, this means that they fail to recognise that anarchism is +more than just opposition to government, it is also marked a opposition to +capitalism (i.e. exploitation and private property). Thus, opposition to +government is a necessary but not sufficient condition for being an anarchist +-- you also need to be opposed to exploitation and capitalist private +property. As "anarcho"-capitalists do not consider interest, rent and profits +(i.e. capitalism) to be exploitative nor oppose capitalist property rights, +they are not anarchists. + +Part of the problem is that Marxists, like many academics, also tend to assert +that anarchists are simply against the state. It is significant that both +Marxists and "anarcho"-capitalists tend to define anarchism as purely +opposition to government. This is no co-incidence, as both seek to exclude +anarchism from its place in the wider socialist movement. This makes perfect +sense from the Marxist perspective as it allows them to present their ideology +as the only serious anti-capitalist one around (not to mention associating +anarchism with "anarcho"-capitalism is an excellent way of discrediting our +ideas in the wider radical movement). It should go without saying that this is +an obvious and serious misrepresentation of the anarchist position as even a +superficial glance at anarchist theory and history shows that no anarchist +limited their critique of society simply at the state. So while academics and +Marxists seem aware of the anarchist opposition to the state, they usually +fail to grasp the anarchist critique applies to all other authoritarian social +institutions and how it fits into the overall anarchist analysis and struggle. +They seem to think the anarchist condemnation of capitalist private property, +patriarchy and so forth are somehow superfluous additions rather than a +logical position which reflects the core of anarchism: + +> _ "Critics have sometimes contended that anarchist thought, and classical +anarchist theory in particular, has emphasised opposition to the state to the +point of neglecting the real hegemony of economic power. This interpretation +arises, perhaps, from a simplistic and overdrawn distinction between the +anarchist focus on political domination and the Marxist focus on economic +exploitation . . . there is abundant evidence against such a thesis throughout +the history of anarchist thought."_ [John P. Clark and Camille Martin, +**Anarchy, Geography, Modernity**, p. 95] + +So Reclus simply stated the obvious when he wrote that _"the anti- +authoritarian critique to which the state is subjected applies equally to all +social institutions."_ [quoted by Clark and Martin, **Op. Cit.**, p. 140] +Proudhon, Bakunin, Kropotkin, Goldman and so on would all agree with that. +While they all stressed that anarchism was against the state they quickly +moved on to present a critique of private property and other forms of +hierarchical authority. So while anarchism obviously opposes the state, +_"sophisticated and developed anarchist theory proceeds further. It does not +stop with a criticism of political organisation, but goes on to investigate +the authoritarian nature of economic inequality and private property, +hierarchical economic structures, traditional education, the patriarchal +family, class and racial discrimination, and rigid sex- and age-roles, to +mention just a few of the more important topics."_ For the _"essence of +anarchism is, after all, not the theoretical opposition to the state, but the +practical and theoretical struggle against domination."_ [John Clark, **The +Anarchist Moment**, p. 128 and p. 70] + +This is also the case with individualist anarchists whose defence of certain +forms of property did stop them criticising key aspects of **capitalist** +property rights. As Jeremy Jennings notes, the _"point to stress is that all +anarchists, and not only those wedded to the predominant twentieth-century +strain of anarchist communism have been critical of private property to the +extent that it was a source of hierarchy and privilege."_ He goes on to state +that anarchists like Tucker and Spooner _"agreed with the proposition that +property was legitimate only insofar as it embraced no more than the total +product of individual labour."_ [_"Anarchism"_, **Contemporary Political +Ideologies**, Roger Eatwell and Anthony Wright (eds.), p. 132] This is +acknowledged by the likes of Rothbard who had to explicitly point how that his +position on such subjects was fundamentally different (i.e., at odds) with +individualist anarchism. + +As such, it would be fair to say that most "anarcho"-capitalists are +capitalists first and foremost. If aspects of anarchism do not fit with some +element of capitalism, they will reject that element of anarchism rather than +question capitalism (Rothbard's selective appropriation of the individualist +anarchist tradition is the most obvious example of this). This means that +right-"libertarians" attach the "anarcho" prefix to their ideology because +they believe that being against government intervention is equivalent to being +an anarchist (which flows into their use of the dictionary definition of +anarchism). That they ignore the bulk of the anarchist tradition should prove +that there is hardly anything anarchistic about them at all. They are not +against authority, hierarchy or the state -- they simply want to privatise +them. + +Ironically, this limited definition of "anarchism" ensures that +"anarcho"-capitalism is inherently self-refuting. This can be seen from +leading "anarcho"-capitalist Murray Rothbard. He thundered against the evil of +the state, arguing that it _"arrogates to itself a monopoly of force, of +ultimate decision-making power, over a given territorial area."_ In and of +itself, this definition is unremarkable. That a few people (an elite of +rulers) claim the right to rule others must be **part** of any sensible +definition of the state or government. However, the problems begin for +Rothbard when he notes that _"[o]bviously, in a free society, Smith has the +ultimate decision-making power over his own just property, Jones over his, +etc."_ [**The Ethics of Liberty**, p. 170 and p. 173] The logical +contradiction in this position should be obvious, but not to Rothbard. It +shows the power of ideology, the ability of mere words (the expression +_"private property"_) to turn the bad (_"ultimate decision-making power over a +given area"_) into the good (_"ultimate decision-making power over a given +area"_). + +Now, this contradiction can be solved in only **one** way -- the users of the +_"given area"_ are also its owners. In other words, a system of possession (or +"occupancy and use") as favoured by anarchists. However, Rothbard is a +capitalist and supports private property, non-labour income, wage labour, +capitalists and landlords. This means that he supports a divergence between +ownership and use and this means that this _"ultimate decision-making power"_ +extends to those who **use,** but do not own, such property (i.e. tenants and +workers). The statist nature of private property is clearly indicated by +Rothbard's words -- the property owner in an "anarcho"-capitalist society +possesses the _"ultimate decision-making power"_ over a given area, which is +also what the state has currently. Rothbard has, ironically, proved by his own +definition that "anarcho"-capitalism is not anarchist. + +Of course, it would be churlish to point out that the usual name for a +political system in which the owner of a territory is also its ruler is, in +fact, monarchy. Which suggests that while "anarcho"-capitalism may be called +"anarcho-statism" a far better term could be "anarcho-monarchism." In fact, +some "anarcho"-capitalists have made explicit this obvious implication of +Rothbard's argument. Hans-Hermann Hoppe is one. + +Hoppe prefers monarchy to democracy, considering it the superior system. He +argues that the monarch is the **private** owner of the government -- all the +land and other resources are **owned** by him. Basing himself on Austrian +economics (what else?) and its notion of time preference, he concludes that +the monarch will, therefore, work to maximise both current income and the +total capital value of his estate. Assuming self-interest, his planning +horizon will be farsighted and exploitation be far more limited. Democracy, in +contrast, is a publicly-owned government and the elected rulers have use of +resources for a short period only and **not** their capital value. In other +words, they do not own the country and so will seek to maximise their short- +term interests (and the interests of those they think will elect them into +office). In contrast, Bakunin stressed that if anarchism rejects democracy it +was _"hardly in order to reverse it but rather to advance it,"_ in particular +to extend it via _"the great economic revolution without which every right is +but an empty phrase and a trick."_ He rejected wholeheartedly _"the camp of +aristocratic . . . reaction."_ [**The Basic Bakunin**, p. 87] + +However, Hoppe is not a traditional monarchist. His ideal system is one of +**competing** monarchies, a society which is led by a _"voluntarily +acknowledged 'natural' elite -- a **nobilitas naturalis**"_ comprised of +_"families with long-established records of superior achievement, +farsightedness, and exemplary personal conduct."_ This is because _"a few +individuals quickly acquire the status of an elite"_ and their inherent +qualities will _"more likely than not [be] passed on within a few -- noble -- +families."_ The sole "problem" with traditional monarchies was _"with +**monopoly**, not with elites or nobility,"_ in other words the King +monopolised the role of judge and their subjects could not turn to other +members of the noble class for services. [_"The Political Economy of Monarchy +and Democracy and the Idea of a Natural Order,"_ pp. 94-121, **Journal of +Libertarian Studies**, vol. 11, no. 2, p. 118 and p. 119] + +Which simply confirms the anarchist critique of "anarcho"-capitalism, namely +that it is **not** anarchist. This becomes even more obvious when Hoppe +helpfully expands on the reality of "anarcho"-capitalism: + +> _ "In a covenant concluded among proprietor and community tenants for the +purpose of protecting their private property, no such thing as a right to free +(unlimited) speech exists, not even to unlimited speech on one's own tenant- +property. One may say innumerable things and promote almost any idea under the +sun, but naturally no one is permitted to advocate ideas contrary to the very +purpose of the covenant of preserving private property, such as democracy and +communism. There can be no tolerance towards democrats and communists in a +libertarian social order. They will have to be physically separated and +expelled from society. Likewise in a covenant founded for the purpose of +protecting family and kin, there can be no tolerance toward those habitually +promoting lifestyles incompatible with this goal. They -- the advocates of +alternative, non-family and kin-centred lifestyles such as, for instance, +individual hedonism, parasitism, nature-environment worship, homosexuality, or +communism -- will have to be physically removed from society, too, if one is +to maintain a libertarian order."_ [**Democracy: the God that Failed**, p. +218] + +Thus the proprietor has power/authority over his tenants and can decree what +they can and cannot do, excluding anyone whom they consider as being +subversive (in the tenants' own interests, of course). In other words, the +autocratic powers of the boss are extended into **all** aspects of society -- +all under the mask of advocating liberty. Sadly, the preservation of property +rights destroys liberty for the many (Hoppe states clearly that for the +"anarcho"-capitalist the _"natural outcome of the voluntary transactions +between various private property owners is decidedly non-egalitarian, +hierarchical and elitist."_ [_"The Political Economy of Monarchy and Democracy +and the Idea of a Natural Order,"_ **Op. Cit.**, p. 118]). Unsurprisingly, +Chomsky argued that right-wing "libertarianism" has _"no objection to tyranny +as long as it is private tyranny."_ In fact it (like other contemporary +ideologies) _"reduce[s] to advocacy of one or another form of illegitimate +authority, quite often real tyranny."_ [**Chomsky on Anarchism**, p. 235 and +p. 181] As such, it is hard not to conclude that "anarcho"-capitalism is +little more than a play with words. It is not anarchism but a cleverly +designed and worded surrogate for elitist, autocratic conservatism. Nor is too +difficult to conclude that genuine anarchists and libertarians (of all types) +would not be tolerated in this so-called _"libertarian social order."_ + +Some "anarcho"-capitalists do seem dimly aware of this glaringly obvious +contradiction. Rothbard, for example, does present an argument which could be +used to solve it, but he utterly fails. He simply ignores the crux of the +matter, that capitalism is based on hierarchy and, therefore, cannot be +anarchist. He does this by arguing that the hierarchy associated with +capitalism is fine as long as the private property that produced it was +acquired in a "just" manner. Yet in so doing he yet again draws attention to +the identical authority structures and social relationships of the state and +property. As he puts it: + +> _"**If** the State may be said to properly **own** its territory, then it is +proper for it to make rules for everyone who presumes to live in that area. It +can legitimately seize or control private property because there **is** no +private property in its area, because it really owns the entire land surface. +**So long** as the State permits its subjects to leave its territory, then, it +can be said to act as does any other owner who sets down rules for people +living on his property."_ [**Op. Cit.**, p. 170] + +Obviously Rothbard argues that the state does not "justly" own its territory. +He asserts that _"our homesteading theory"_ of the creation of private +property _"suffices to demolish any such pretensions by the State apparatus"_ +and so the problem with the state is that it _"claims and exercises a +compulsory monopoly of defence and ultimate decision-making over an area +larger than an individual's justly-acquired property."_ [**Op. Cit.**, p. 171 +and p. 173] There are four fundamental problems with his argument. + +First, it assumes his "homesteading theory" is a robust and libertarian +theory, but neither is the case (see [section F.4.1](secF4.html#secf41)). +Second, it ignores the history of capitalism. Given that the current +distribution of property is just as much the result of violence and coercion +as the state, his argument is seriously flawed. It amounts to little more than +an _**"immaculate conception of property"**_ unrelated to reality. Third, even +if we ignore these issues and assume that private property could be and was +legitimately produced by the means Rothbard assumes, it does not justify the +hierarchy associated with it as current and future generations of humanity +have, effectively, been excommunicated from liberty by previous ones. If, as +Rothbard argues, property is a natural right and the basis of liberty then why +should the many be excluded from their birthright by a minority? In other +words, Rothbard denies that liberty should be universal. He chooses property +over liberty while anarchists choose liberty over property. Fourthly, it +implies that the fundamental problem with the state is **not**, as anarchists +have continually stressed, its hierarchical and authoritarian nature but +rather the fact that it does not justly own the territory it claims to rule. + +Even worse, the possibility that private property can result in **more** +violations of individual freedom (at least for non-proprietors ) than the +state of its citizens was implicitly acknowledged by Rothbard. He uses as a +hypothetical example a country whose King is threatened by a rising +"libertarian" movement. The King responses by _"employ[ing] a cunning +stratagem,"_ namely he _"proclaims his government to be dissolved, but just +before doing so he arbitrarily parcels out the entire land area of his kingdom +to the 'ownership' of himself and his relatives."_ Rather than taxes, his +subjects now pay rent and he can _"regulate the lives of all the people who +presume to live on"_ his property as he sees fit. Rothbard then asks: + +> _"Now what should be the reply of the libertarian rebels to this pert +challenge? If they are consistent utilitarians, they must bow to this +subterfuge, and resign themselves to living under a regime no less despotic +than the one they had been battling for so long. Perhaps, indeed, **more** +despotic, for now the king and his relatives can claim for themselves the +libertarians' very principle of the absolute right of private property, an +absoluteness which they might not have dared to claim before."_ [**Op. Cit.**, +p. 54] + +It should go without saying that Rothbard argues that we should reject this +_"cunning stratagem"_ as a con as the new distribution of property would not +be the result of "just" means. However, he failed to note how his argument +undermines his own claims that capitalism can be libertarian. As he himself +argues, not only does the property owner have the same monopoly of power over +a given area as the state, it is **more** despotic as it is based on the +_"absolute right of private property"_! And remember, Rothbard is arguing **in +favour** of "anarcho"-capitalism (_"if you have unbridled capitalism, you will +have all kinds of authority: you will have **extreme** authority."_ [Chomsky, +**Understanding Power**, p. 200]). The fundamental problem is that Rothbard's +ideology blinds him to the obvious, namely that the state and private property +produce identical social relationships (ironically, he opines the theory that +the state owns its territory _"makes the State, as well as the King in the +Middle Ages, a feudal overlord, who at least theoretically **owned** all the +land in his domain"_ without noticing that this makes the capitalist or +landlord a King and a feudal overlord within "anarcho"-capitalism. [**Op. +Cit.**, p. 171]). + +One group of Chinese anarchists pointed out the obvious in 1914. As anarchism +_"takes opposition to authority as its essential principle,"_ anarchists aim +to _"sweep away all the evil systems of present society which have an +authoritarian nature"_ and so _"our ideal society"_ would be _"without +landlords, capitalists, leaders, officials, representatives or heads of +families."_ [quoted by Arif Dirlik, **Anarchism in the Chinese Revolution**, +p. 131] Only this, the elimination of all forms of hierarchy (political, +economic and social) would achieve genuine anarchism, a society without +authority (an-archy). In practice, private property is a major source of +oppression and authoritarianism within society -- there is little or no +freedom subject to a landlord or within capitalist production (as Bakunin +noted, _"the worker sells his person and his liberty for a given time"_). In +stark contrast to anarchists, "anarcho"-capitalists have no problem with +landlords and factory fascism (i.e. wage labour), a position which seems +highly illogical for a theory calling itself libertarian. If it were truly +libertarian, it would oppose all forms of domination, not just statism +(_"Those who reject authoritarianism will require nobody' permission to +breathe. The libertarian . . . is not grateful to get permission to reside +anywhere on his own planet and denies the right of any one to screen off bits +of it for their own use or rule."_ [Stuart Christie and Albert Meltzer, +**Floodgates of Anarchy**, p. 31]). This illogical and self-contradictory +position flows from the "anarcho"-capitalist definition of freedom as the +absence of coercion and will be discussed in [section F.2](secF2.html) in more +detail. The ironic thing is that "anarcho"-capitalists implicitly prove the +anarchist critique of their own ideology. + +Of course, the "anarcho"-capitalist has another means to avoid the obvious, +namely the assertion that the market will limit the abuses of the property +owners. If workers do not like their ruler then they can seek another. Thus +capitalist hierarchy is fine as workers and tenants "consent" to it. While the +logic is obviously the same, it is doubtful that an "anarcho"-capitalist would +support the state just because its subjects can leave and join another one. As +such, this does not address the core issue -- the authoritarian nature of +capitalist property (see [section A.2.14](secA2.html#seca214)). Moreover, this +argument completely ignores the reality of economic and social power. Thus the +"consent" argument fails because it ignores the social circumstances of +capitalism which limit the choice of the many. + +Anarchists have long argued that, as a class, workers have little choice but +to "consent" to capitalist hierarchy. The alternative is either dire poverty +or starvation. "Anarcho"-capitalists dismiss such claims by denying that there +is such a thing as economic power. Rather, it is simply freedom of contract. +Anarchists consider such claims as a joke. To show why, we need only quote +(yet again) Rothbard on the abolition of slavery and serfdom in the 19th +century. He argued, correctly, that the _"**bodies** of the oppressed were +freed, but the property which they had worked and eminently deserved to own, +remained in the hands of their former oppressors. With economic power thus +remaining in their hands, the former lords soon found themselves virtual +masters once more of what were now free tenants or farm labourers. The serfs +and slaves had tasted freedom, but had been cruelly derived of its fruits."_ +[**Op. Cit.**, p. 74] + +To say the least, anarchists fail to see the logic in this position. Contrast +this with the standard "anarcho"-capitalist claim that if market forces +("voluntary exchanges") result in the creation of _"tenants or farm +labourers"_ then they are free. Yet labourers dispossessed by market forces +are in exactly the same social and economic situation as the ex-serfs and ex- +slaves. If the latter do not have the fruits of freedom, neither do the +former. Rothbard sees the obvious _"economic power"_ in the latter case, but +denies it in the former (ironically, Rothbard dismissed economic power under +capitalism in the same work. [**Op. Cit.**, pp. 221-2]). It is only Rothbard's +ideology that stops him from drawing the obvious conclusion -- identical +economic conditions produce identical social relationships and so capitalism +is marked by _"economic power"_ and _"virtual masters."_ The only solution is +for "anarcho"-capitalist to simply say that the ex-serfs and ex-slaves were +actually free to choose and, consequently, Rothbard was wrong. It might be +inhuman, but at least it would be consistent! + +Rothbard's perspective is alien to anarchism. For example, as individualist +anarchist William Bailie noted, under capitalism there is a class system +marked by _"a dependent industrial class of wage-workers"_ and _"a privileged +class of wealth-monopolisers, each becoming more and more distinct from the +other as capitalism advances."_ This has turned property into _"a social +power, an economic force destructive of rights, a fertile source of injustice, +a means of enslaving the dispossessed."_ He concluded: _"Under this system +equal liberty cannot obtain."_ Bailie notes that the modern _"industrial world +under capitalistic conditions"_ have _"arisen under the **regime** of status"_ +(and so _"law-made privileges"_) however, it seems unlikely that he would have +concluded that such a class system would be fine if it had developed naturally +or the current state was abolished while leaving that class structure intact. +[**The Individualist Anarchists**, p. 121] As we discuss in [section +G.4](secG4.html), Individualist Anarchists like Tucker and Yarrows ended up +recognising that even the freest competition had become powerless against the +enormous concentrations of wealth associated with corporate capitalism. + +Therefore anarchists recognise that "free exchange" or "consent" in unequal +circumstances will reduce freedom as well as increasing inequality between +individuals and classes. As we discuss in [section F.3](secF3.html), +inequality will produce social relationships which are based on hierarchy and +domination, **not** freedom. As Noam Chomsky put it: + +> _"Anarcho-capitalism, in my opinion, is a doctrinal system which, if ever +implemented, would lead to forms of tyranny and oppression that have few +counterparts in human history. There isn't the slightest possibility that its +(in my view, horrendous) ideas would be implemented, because they would +quickly destroy any society that made this colossal error. The idea of 'free +contract' between the potentate and his starving subject is a sick joke, +perhaps worth some moments in an academic seminar exploring the consequences +of (in my view, absurd) ideas, but nowhere else."_ [**Noam Chomsky on +Anarchism**, interview with Tom Lane, December 23, 1996] + +Clearly, then, by its own arguments "anarcho"-capitalism is not anarchist. +This should come as no surprise to anarchists. Anarchism, as a political +theory, was born when Proudhon wrote **What is Property?** specifically to +refute the notion that workers are free when capitalist property forces them +to seek employment by landlords and capitalists. He was well aware that in +such circumstances property _"violates equality by the rights of exclusion and +increase, and freedom by despotism . . . [and has] perfect identity with +robbery."_ He, unsurprisingly, talks of the _"proprietor, to whom [the worker] +has sold and surrendered his liberty."_ For Proudhon, anarchy was _"the +absence of a master, of a sovereign"_ while _"proprietor"_ was _"synonymous"_ +with _"sovereign"_ for he _"imposes his will as law, and suffers neither +contradiction nor control."_ This meant that _"property engenders despotism,"_ +as _"each proprietor is sovereign lord within the sphere of his property."_ +[**What is Property**, p. 251, p. 130, p. 264 and pp. 266-7] It must also be +stressed that Proudhon's classic work is a lengthy critique of the kind of +apologetics for private property Rothbard espouses to salvage his ideology +from its obvious contradictions. + +So, ironically, Rothbard repeats the same analysis as Proudhon but draws the +**opposite** conclusions and expects to be considered an anarchist! Moreover, +it seems equally ironic that "anarcho"-capitalism calls itself "anarchist" +while basing itself on the arguments that anarchism was created in opposition +to. As shown, "anarcho"-capitalism makes as much sense as "anarcho-statism" -- +an oxymoron, a contradiction in terms. The idea that "anarcho"-capitalism +warrants the name "anarchist" is simply false. Only someone ignorant of +anarchism could maintain such a thing. While you expect anarchist theory to +show this to be the case, the wonderful thing is that "anarcho"-capitalism +itself does the same. + +Little wonder Bob Black argues that _"[t]o demonise state authoritarianism +while ignoring identical albeit contract-consecrated subservient arrangements +in the large-scale corporations which control the world economy is fetishism +at its worst."_ [_"The Libertarian As Conservative"_, **The Abolition of Work +and Other Essays**, pp. 142] Left-liberal Stephen L. Newman makes the same +point: + +> _ "The emphasis [right-wing] libertarians place on the opposition of liberty +and political power tends to obscure the role of authority in their worldview +. . . the authority exercised in private relationships, however \-- in the +relationship between employer and employee, for instance -- meets with no +objection. . . . [This] reveals a curious insensitivity to the use of private +authority as a means of social control. Comparing public and private +authority, we might well ask of the [right-wing] libertarians: When the price +of exercising one's freedom is terribly high, what practical difference is +there between the commands of the state and those issued by one's employer? . +. . Though admittedly the circumstances are not identical, telling disgruntled +empowers that they are always free to leave their jobs seems no different in +principle from telling political dissidents that they are free to emigrate."_ +[**Liberalism at Wit's End**, pp. 45-46] + +As Bob Black pointed out, right libertarians argue that _"'one can at least +change jobs.' But you can't avoid having a job -- just as under statism one +can at least change nationalities but you can't avoid subjection to one +nation-state or another. But freedom means more than the right to change +masters."_ [**Op. Cit.**, p. 147] The similarities between capitalism and +statism are clear -- and so why "anarcho"-capitalism cannot be anarchist. To +reject the authority (the _"ultimate decision-making power"_) of the state and +embrace that of the property owner indicates not only a highly illogical +stance but one at odds with the basic principles of anarchism. This whole- +hearted support for wage labour and capitalist property rights indicates that +"anarcho"-capitalists are not anarchists because they do not reject all forms +of **archy.** They obviously support the hierarchy between boss and worker +(wage labour) and landlord and tenant. Anarchism, by definition, is against +all forms of archy, including the hierarchy generated by capitalist property. +To ignore the obvious archy associated with capitalist property is highly +illogical and trying to dismiss one form of domination as flowing from "just" +property while attacking the other because it flows from "unjust" property is +not seeing the wood for the trees. + +In addition, we must note that such inequalities in power and wealth will need +"defending" from those subject to them ("anarcho"-capitalists recognise the +need for private police and courts to defend property from theft -- and, +anarchists add, to defend the theft and despotism associated with property!). +Due to its support of private property (and thus authority), +"anarcho"-capitalism ends up retaining a state in its "anarchy": namely a +**private** state whose existence its proponents attempt to deny simply by +refusing to call it a state, like an ostrich hiding its head in the sand. As +one anarchist so rightly put it, "anarcho"-capitalists _"simply replaced the +state with private security firms, and can hardly be described as anarchists +as the term is normally understood."_ [Brian Morris, _"Global Anti- +Capitalism"_, pp. 170-6, **Anarchist Studies**, vol. 14, no. 2, p. 175] As we +discuss more fully in [section F.6](secF6.html) this is why +"anarcho"-capitalism is better described as "private state" capitalism as +there would be a functional equivalent of the state and it would be just as +skewed in favour of the propertied elite as the existing one (if not more so). +As Albert Meltzer put it: + +> _"Commonsense shows that any capitalist society might dispense with a +'State' . . . but it could not dispense with organised government, or a +privatised form of it, if there were people amassing money and others working +to amass it for them. The philosophy of 'anarcho-capitalism' dreamed up by the +'libertarian' New Right, has nothing to do with Anarchism as known by the +Anarchist movement proper. It is a lie . . . Patently unbridled capitalism . . +. needs some force at its disposal to maintain class privileges, either from +the State itself or from private armies. What they believe in is in fact a +limited State -- that is, one in which the State has one function, to protect +the ruling class, does not interfere with exploitation, and comes as cheap as +possible for the ruling class. The idea also serves another purpose . . . a +moral justification for bourgeois consciences in avoiding taxes without +feeling guilty about it."_ [**Anarchism: Arguments For and Against**, p. 50] + +For anarchists, this need of capitalism for some kind of state is +unsurprising. For _"Anarchy without socialism seems equally as impossible to +us [as socialism without anarchy], for in such a case it could not be other +than the domination of the strongest, and would therefore set in motion right +away the organisation and consolidation of this domination; that is to the +constitution of government."_ [Errico Malatesta, **Errico Malatesta: His Life +and Ideas**, p. 148] Because of this, the "anarcho"-capitalist rejection of +the anarchist critique of capitalism and our arguments on the need for +equality, they cannot be considered anarchists or part of the anarchist +tradition. To anarchists it seems bizarre that "anarcho"-capitalists want to +get rid of the state but maintain the system it helped create and its function +as a defender of the capitalist class's property and property rights. In other +words, to reduce the state purely to its function as (to use Malatesta's apt +word) the gendarme of the capitalist class is **_not_** an anarchist goal. + +Thus anarchism is far more than the common dictionary definition of "no +government" -- it also entails being against all forms of **archy**, including +those generated by capitalist property. This is clear from the roots of the +word "anarchy." As we noted in [section A.1](secA1.html), the word anarchy +means "no rulers" or "contrary to authority." As Rothbard himself +acknowledges, the property owner is the ruler of their property and, +therefore, those who use it. For this reason "anarcho"-capitalism cannot be +considered as a form of anarchism -- a real anarchist must logically oppose +the authority of the property owner along with that of the state. As +"anarcho"-capitalism does not explicitly (or implicitly, for that matter) call +for economic arrangements that will end wage labour and usury it cannot be +considered anarchist or part of the anarchist tradition. While anarchists have +always opposed capitalism, "anarcho"-capitalists have embraced it and due to +this embrace their "anarchy" will be marked by relationships based upon +subordination and hierarchy (such as wage labour), **not** freedom (little +wonder that Proudhon argued that _"property is despotism"_ \-- it creates +authoritarian and hierarchical relationships between people in a similar way +to statism). Their support for "free market" capitalism ignores the impact of +wealth and power on the nature and outcome of individual decisions within the +market (see sections [F.2](secF2.html) and [F.3](secF3.html) for further +discussion). Furthermore, any such system of (economic and social) power will +require extensive force to maintain it and the "anarcho"-capitalist system of +competing "defence firms" will simply be a new state, enforcing capitalist +power, property rights and law. + +Thus the "anarcho"-capitalist and the anarchist have different starting +positions and opposite ends in mind. Their claims to being anarchists are +bogus simply because they reject so much of the anarchist tradition as to make +what little they do pay lip-service to non-anarchist in theory and practice. +Little wonder Peter Marshall said that _"few anarchists would accept the +'anarcho-capitalists' into the anarchist camp since they do not share a +concern for economic equality and social justice."_ As such, +"anarcho"-capitalists, _"even if they do reject the State, might therefore +best be called right-wing libertarians rather than anarchists."_ [**Demanding +the Impossible**, p. 565] + diff --git a/markdown/secF2.md b/markdown/secF2.md new file mode 100644 index 0000000000000000000000000000000000000000..2d36e94eb712c5a56bb621e5581a06f95b859b59 --- /dev/null +++ b/markdown/secF2.md @@ -0,0 +1,791 @@ +# F.2 What do "anarcho"-capitalists mean by freedom? + +For "anarcho"-capitalists, the concept of freedom is limited to the idea of +_"freedom from."_ For them, freedom means simply freedom from the _"initiation +of force,"_ or the _"non-aggression against anyone's person and property."_ +[Murray Rothbard, **For a New Liberty**, p. 23] The notion that real freedom +must combine both freedom _"to"_ **and** freedom _"from"_ is missing in their +ideology, as is the social context of the so-called freedom they defend. + +Before continuing, it is useful to quote Alan Haworth when he notes that +_"[i]n fact, it is surprising how **little** close attention the concept of +freedom receives from libertarian writers. Once again **Anarchy, State, and +Utopia** is a case in point. The word 'freedom' doesn't even appear in the +index. The word 'liberty' appears, but only to refer the reader to the 'Wilt +Chamberlain' passage. In a supposedly 'libertarian' work, this is more than +surprising. It is truly remarkable."_ [**Anti-Libertarianism**, p. 95] Why +this is the case can be seen from how the right-"libertarian" defines freedom. + +In right-"libertarian" and "anarcho"-capitalist ideology, freedom is +considered to be a product of property. As Murray Rothbard puts it, _"the +libertarian defines the concept of 'freedom' or 'liberty'. . .[as a] condition +in which a person's ownership rights in his body and his legitimate material +property rights are not invaded, are not aggressed against. . . . Freedom and +unrestricted property rights go hand in hand."_ [**Op. Cit.**, p.41] + +This definition has some problems, however. In such a society, one cannot +(legitimately) do anything with or on another's property if the owner +prohibits it. This means that an individual's only **guaranteed** freedom is +determined by the amount of property that he or she owns. This has the +consequence that someone with no property has no guaranteed freedom at all +(beyond, of course, the freedom not to be murdered or otherwise harmed by the +deliberate acts of others). In other words, a distribution of property is a +distribution of freedom, as the right-"libertarians" themselves define it. It +strikes anarchists as strange that an ideology that claims to be committed to +promoting freedom entails the conclusion that some people should be more free +than others. Yet this is the logical implication of their view, which raises a +serious doubt as to whether "anarcho"-capitalists are actually interested in +freedom at all. + +Looking at Rothbard's definition of "liberty" quoted above, we can see that +freedom is actually no longer considered to be a fundamental, independent +concept. Instead, freedom is a derivative of something more fundamental, +namely the _"legitimate rights"_ of an individual, which are identified as +property rights. In other words, given that "anarcho"-capitalists and +right-"libertarians" in general consider the right to property as "absolute," +it follows that freedom and property become one and the same. This suggests an +alternative name for the right Libertarian, namely **_"Propertarian."_** And, +needless to say, if we do not accept the right-libertarians' view of what +constitutes "legitimate rights," then their claim to be defenders of liberty +is weak. + +Another important implication of this "liberty as property" concept is that it +produces a strangely alienated concept of freedom. Liberty, as we noted, is no +longer considered absolute, but a derivative of property \-- which has the +important consequence that you can "sell" your liberty and still be considered +free by the ideology. This concept of liberty is usually termed "self- +ownership." But, to state the obvious, I do not "own" myself, as if were an +object somehow separable from my subjectivity -- I **am** myself (see [section +B.4.2](secB4.html#secb42)). However, the concept of "self-ownership" is handy +for justifying various forms of domination and oppression -- for by agreeing +(usually under the force of circumstances, we must note) to certain contracts, +an individual can "sell" (or rent out) themselves to others (for example, when +workers sell their labour power to capitalists on the "free market"). In +effect, "self-ownership" becomes the means of justifying treating people as +objects -- ironically, the very thing the concept was created to stop! As +anarchist L. Susan Brown notes, _"[a]t the moment an individual 'sells' labour +power to another, he/she loses self-determination and instead is treated as a +subjectless instrument for the fulfilment of another's will."_ [**The Politics +of Individualism**, p. 4] + +Given that workers are paid to obey, you really have to wonder which planet +Murray Rothbard was on when he argued that a person's _"labour service is +alienable, but his **will** is not"_ and that he _"cannot alienate his +**will**, more particularly his control over his own mind and body."_ He +contrasts private property and self-ownership by arguing that _"[a]ll physical +property owned by a person is alienable . . . I can give away or sell to +another person my shoes, my house, my car, my money, etc. But there are +certain vital things which, in natural fact and in the nature of man, are +**in**alienable . . . [his] will and control over his own person are +inalienable."_ [**The Ethics of Liberty**, p. 40, p. 135 and pp. 134-5] Yet +_"labour services"_ are unlike the private possessions Rothbard lists as being +alienable. As we argued in [section B.1](secB1.html) a person's _"labour +services"_ and _"will"_ cannot be divided -- if you sell your labour services, +you also have to give control of your body and mind to another person. If a +worker does not obey the commands of her employer, she is fired. That Rothbard +denied this indicates a total lack of common-sense. Perhaps Rothbard would +have argued that as the worker can quit at any time she does not really +alienate their will (this seems to be his case against slave contracts -- see +[section F.2.2](secF2.html#secf22)). But this ignores the fact that between +the signing and breaking of the contract and during work hours (and perhaps +outside work hours, if the boss has mandatory drug testing or will fire +workers who attend union or anarchist meetings or those who have an +"unnatural" sexuality and so on) the worker **does** alienate his will and +body. In the words of Rudolf Rocker, _"under the realities of the capitalist +economic form . . . there can . . . be no talk of a 'right over one's own +person,' for that ends when one is compelled to submit to the economic +dictation of another if he does not want to starve."_ [**Anarcho- +Syndicalism**, p. 10] + +Ironically, the rights of property (which are said to flow from an +individual's self-ownership of themselves) becomes the means, under +capitalism, by which self-ownership of non-property owners is denied. The +foundational right (self-ownership) becomes denied by the derivative right +(ownership of things). _"To treat others and oneself as property,"_ argues L. +Susan Brown, _"objectifies the human individual, denies the unity of subject +and object and is a negation of individual will . . . [and] destroys the very +freedom one sought in the first place. The liberal belief in property, both +real and in the person, leads not to freedom but to relationships of +domination and subordination."_ [**Op. Cit.**, p. 3] Under capitalism, a lack +of property can be just as oppressive as a lack of legal rights because of the +relationships of domination and subjection this situation creates. That people +"consent" to this hierarchy misses the point. As Alexander Berkman put it: + +> _ "The law says your employer does not steal anything from you, because it +is done with your consent. You have agreed to work for your boss for certain +pay, he to have all that you produce . . . + +> + +> "But did you really consent? + +> + +> "When the highway man holds his gun to your head, you turn your valuables +over to him. You 'consent' all right, but you do so because you cannot help +yourself, because you are **compelled** by his gun. + +> + +> "Are you not **compelled** to work for an employer? Your need compels you +just as the highwayman's gun. You must live . . . You can't work for yourself +. . . The factories, machinery, and tools belong to the employing class, so +you **must** hire yourself out to that class in order to work and live. +Whatever you work at, whoever your employer may be, it always comes to the +same: you must work **for him**. You can't help yourself. You are +**compelled**."_ [**What is Anarchism?**, p. 11] + +Due to this class monopoly over the means of life, workers (usually) are at a +disadvantage in terms of bargaining power -- there are more workers than jobs +(see [ section C.9](secC9.html)). Within capitalism there is no equality +between owners and the dispossessed, and so property is a source of **power.** +To claim that this power should be "left alone" or is "fair" is _"to the +anarchists. . . preposterous. Once a State has been established, and most of +the country's capital privatised, the threat of physical force is no longer +necessary to coerce workers into accepting jobs, even with low pay and poor +conditions. To use [right-"libertarian"] Ayn Rand's term, 'initial force' has +**already taken place,** by those who now have capital against those who do +not. . . . In other words, if a thief died and willed his 'ill-gotten gain' to +his children, would the children have a right to the stolen property? Not +legally. So if 'property is theft,' to borrow Proudhon's quip, and the fruit +of exploited labour is simply legal theft, then the only factor giving the +children of a deceased capitalist a right to inherit the 'booty' is the law, +the State. As Bakunin wrote, 'Ghosts should not rule and oppress this world, +which belongs only to the living.'"_ [Jeff Draughn, **Between Anarchism and +Libertarianism**] + +Or, in other words, right-Libertarianism fails to _"meet the charge that +normal operations of the market systematically places an entire class of +persons (wage earners) in circumstances that compel them to accept the terms +and conditions of labour dictated by those who offer work. While it is true +that individuals are formally free to seek better jobs or withhold their +labour in the hope of receiving higher wages, in the end their position in the +market works against them; they cannot live if they do not find employment. +When circumstances regularly bestow a relative disadvantage on one class of +persons in their dealings with another class, members of the advantaged class +have little need of coercive measures to get what they want."_ [Stephen L. +Newman, **Liberalism at Wit's End**, p. 130] Eliminating taxation does not end +oppression, in other words. As Tolstoy put it: + +> _ "in Russia serfdom was only abolished when all the land had been +appropriated. When land was granted to the peasants, it was burdened with +payments which took the place of the land slavery. In Europe, taxes that kept +the people in bondage began to be abolished only when the people had lost +their land, were unaccustomed to agricultural work, and . . . quite dependent +on the capitalists . . . [They] abolish the taxes that fall on the workers . . +. only because the majority of the people are already in the hands of the +capitalists. One form of slavery is not abolished until another has already +replaced it."_ [**The Slavery of Our Times**, p. 32] + +So Rothbard's argument (as well as being contradictory) misses the point (and +the reality of capitalism). Yes, **if** we define freedom as _"the absence of +coercion"_ then the idea that wage labour does not restrict liberty is +unavoidable, but such a definition is useless. This is because it hides +structures of power and relations of domination and subordination. As Carole +Pateman argues, _"the contract in which the worker allegedly sells his labour +power is a contract in which, since he cannot be separated from his +capacities, he sells command over the use of his body and himself . . . To +sell command over the use of oneself for a specified period . . . is to be an +unfree labourer. The characteristics of this condition are captured in the +term **wage slave**."_ [**The Sexual Contract**, p. 151] + +In other words, contracts about property in the person inevitably create +subordination. "Anarcho"-capitalism defines this source of unfreedom away, but +it still exists and has a major impact on people's liberty. For anarchists +freedom is better described as "self-government" or "self-management" -- to be +able to govern ones own actions (if alone) or to participate in the +determination of join activity (if part of a group). Freedom, to put it +another way, is not an abstract legal concept, but the vital concrete +possibility for every human being to bring to full development all their +powers, capacities, and talents which nature has endowed them. A key aspect of +this is to govern one own actions when within associations (self-management). +If we look at freedom this way, we see that coercion is condemned but so is +hierarchy (and so is capitalism for during working hours people are not free +to make their own plans and have a say in what affects them. They are order +takers, **not** free individuals). + +It is because anarchists have recognised the authoritarian nature of +capitalist firms that they have opposed wage labour and capitalist property +rights along with the state. They have desired to replace institutions +structured by subordination with institutions constituted by free +relationships (based, in other words, on self-management) in **all** areas of +life, including economic organisations. Hence Proudhon's argument that the +_"workmen's associations . . . are full of hope both as a protest against the +wage system, and as an affirmation of **reciprocity**"_ and that their +importance lies _"in their denial of the rule of capitalists, money lenders +and governments."_ [**The General Idea of the Revolution**, pp. 98-99] + +Unlike anarchists, the "anarcho"-capitalist account of freedom allows an +individual's freedom to be rented out to another while maintaining that the +person is still free. It may seem strange that an ideology proclaiming its +support for liberty sees nothing wrong with the alienation and denial of +liberty but, in actual fact, it is unsurprising. After all, contract theory is +a _"theoretical strategy that justifies subjection by presenting it as +freedom"_ and has _"turned a subversive proposition [that we are born free and +equal] into a defence of civil subjection."_ Little wonder, then, that +contract _"creates a relation of subordination"_ and not of freedom [Carole +Pateman, **Op. Cit.**, p. 39 and p. 59] Little wonder, then, that Colin Ward +argued that, as an anarchist, he is _"by definition, a socialist"_ and that +_"[w]orkers' control of industrial production"_ is _"the only approach +compatible with anarchism."_ [**Talking Anarchy**, p. 25 and p. 26] + +Ultimately, any attempt to build an ethical framework starting from the +abstract individual (as Rothbard does with his _"legitimate rights"_ method) +will result in domination and oppression between people, **not** freedom. +Indeed, Rothbard provides an example of the dangers of idealist philosophy +that Bakunin warned about when he argued that while _"[m]aterialism denies +free will and ends in the establishment of liberty; idealism, in the name of +human dignity, proclaims free will, and on the ruins of every liberty founds +authority."_ [**God and the State**, p. 48] That this is the case with +"anarcho"-capitalism can be seen from Rothbard's wholehearted support for wage +labour, landlordism and the rules imposed by property owners on those who use, +but do not own, their property. Rothbard, basing himself on abstract +individualism, cannot help but justify authority over liberty. This, +undoubtedly, flows from the right-liberal and conservative roots of his +ideology. Individualist anarchist Shawn Wilbar once defined Wikipedia as _"the +most successful modern experiment in promoting obedience to authority as +freedom."_ However, Wikipedia pales into insignificance compared to the +success of liberalism (in its many forms) in doing precisely that. Whether +politically or economically, liberalism has always rushed to justify and +rationalise the individual subjecting themselves to some form of hierarchy. +That "anarcho"-capitalism does this under the name "anarchism" is deeply +insulting to anarchists. + +Overall, we can see that the logic of the right-"libertarian" definition of +"freedom" ends up negating itself because it results in the creation and +encouragement of **authority,** which is an **opposite** of freedom. For +example, as Ayn Rand pointed out, _"man has to sustain his life by his own +effort, the man who has no right to the product of his effort has no means to +sustain his life. The man who produces while others dispose of his product, is +a slave."_ [**The Ayn Rand Lexicon: Objectivism from A to Z**, pp. 388-9] But, +as was shown in [section C.2](secC2.html), capitalism is based on, as Proudhon +put it, workers working _"for an entrepreneur who pays them and keeps their +products,"_ and so is a form of **theft.** Thus, by "libertarian" capitalism's +**own** logic, capitalism is based not on freedom, but on (wage) slavery; for +interest, profit and rent are derived from a worker's **unpaid** labour, i.e. +_"others dispose of his [sic] product."_ + +Thus it is debatable that a right-"libertarian" or "anarcho" capitalist +society would have less unfreedom or authoritarianism in it than "actually +existing" capitalism. In contrast to anarchism, "anarcho"-capitalism, with its +narrow definitions, restricts freedom to only a few areas of social life and +ignores domination and authority beyond those aspects. As Peter Marshall +points out, their _"definition of freedom is entirely negative. It calls for +the absence of coercion but cannot guarantee the positive freedom of +individual autonomy and independence."_ [**Demanding the Impossible**, p. 564] +By confining freedom to such a narrow range of human action, +"anarcho"-capitalism is clearly **not** a form of anarchism. Real anarchists +support freedom in every aspect of an individual's life. + +In short, as French anarchist Elisee Reclus put it there is _"an abyss between +two kinds of society,"_ one of which is _"constituted freely by men of good +will, based on a consideration of their common interests"_ and another which +_"accepts the existence of either temporary or permanent masters to whom [its +members] owe obedience."_ [quoted by Clark and Martin, **Anarchy, Geography, +Modernity**, p. 62] In other words, when choosing between anarchism and +capitalism, "anarcho"-capitalists pick the latter and call it the former. + +## F.2.1 How does private property affect freedom? + +The right-"libertarian" either does not acknowledge or dismisses as irrelevant +the fact that the (absolute) right of private property may lead to extensive +control by property owners over those who use, but do not own, property (such +as workers and tenants). Thus a free-market capitalist system leads to a very +selective and class-based protection of "rights" and "freedoms." For example, +under capitalism, the "freedom" of employers inevitably conflicts with the +"freedom" of employees. When stockholders or their managers exercise their +"freedom of enterprise" to decide how their company will operate, they violate +their employee's right to decide how their labouring capacities will be +utilised and so under capitalism the "property rights" of employers will +conflict with and restrict the "human right" of employees to manage +themselves. Capitalism allows the right of self-management only to the few, +not to all. Or, alternatively, capitalism does not recognise certain human +rights as **universal** which anarchism does. + +This can be seen from Austrian Economist W. Duncan Reekie's defence of wage +labour. While referring to _"intra-firm labour markets"_ as _"hierarchies"_, +Reekie (in his best _**ex cathedra**_ tone) states that _"[t]here is nothing +authoritarian, dictatorial or exploitative in the relationship. Employees +order employers to pay them amounts specified in the hiring contract just as +much as employers order employees to abide by the terms of the contract."_ +[**Markets, Entrepreneurs and Liberty**, p. 136 and p. 137]. Given that _"the +terms of contract"_ involve the worker agreeing to obey the employers orders +and that they will be fired if they do not, its pretty clear that the ordering +that goes on in the _"intra-firm labour market"_ is decidedly **one way**. +Bosses have the power, workers are paid to obey. And this begs the question: +**if** the employment contract creates a free worker, why must she abandon her +liberty during work hours? + +Reekie actually recognises this lack of freedom in a "round about" way when he +notes that _"employees in a firm at any level in the hierarchy can exercise an +entrepreneurial role. The area within which that role can be carried out +increases the more authority the employee has."_ [**Op. Cit.**, p. 142] Which +means workers **are** subject to control from above which restricts the +activities they are allowed to do and so they are **not** free to act, make +decisions, participate in the plans of the organisation, to create the future +and so forth within working hours. And it is strange that while recognising +the firm as a hierarchy, Reekie tries to deny that it is authoritarian or +dictatorial -- as if you could have a hierarchy without authoritarian +structures or an unelected person in authority who is not a dictator. His +confusion is shared by Austrian guru Ludwig von Mises, who asserted that the +_"entrepreneur and capitalist are not irresponsible autocrats"_ because they +are _"unconditionally subject to the sovereignty of the consumer"_ while, **on +the next page**, admitting there was a _"managerial hierarchy"_ which contains +_"the average subordinate employee."_ [**Human Action**, p. 809 and p. 810] It +does not enter his mind that the capitalist may be subject to some consumer +control while being an autocrat to their subordinated employees. Again, we +find the right-"libertarian" acknowledging that the capitalist managerial +structure is a hierarchy and workers are subordinated while denying it is +autocratic to the workers! Thus we have "free" workers within a relationship +distinctly **lacking** freedom -- a strange paradox. Indeed, if your personal +life were as closely monitored and regulated as the work life of millions of +people across the world, you would rightly consider it the worse form of +oppression and tyranny. + +Somewhat ironically, right-wing liberal and "free market" economist Milton +Friedman contrasted _"central planning involving the use of coercion -- the +technique of the army or the modern totalitarian state"_ with _"voluntary co- +operation between individuals -- the technique of the marketplace"_ as two +distinct ways of co-ordinating the economic activity of large groups +(_"millions"_) of people. [**Capitalism and Freedom**, p. 13] However, this +misses the key issue of the internal nature of the company. As +right-"libertarians" themselves note, the internal structure of a capitalist +company is hierarchical. Indeed, the capitalist company **is** a form of +central planning and so shares the same "technique" as the army. As Peter +Drucker noted in his history of General Motors, _"[t]here is a remarkably +close parallel between General Motors' scheme of organisation and those of the +two institutions most renowned for administrative efficiency: that of the +Catholic Church and that of the modern army."_ [quoted by David Engler, +**Apostles of Greed**, p. 66] Thus capitalism is marked by a series of +totalitarian organisations. Dictatorship does not change much -- nor does it +become less fascistic -- when discussing economic structures rather than +political ones. To state the obvious, _"the employment contract (like the +marriage contract) is not an exchange; both contracts create social relations +that endure over time - social relations of subordination."_ [Carole Pateman, +**The Sexual Contract**, p. 148] + +Perhaps Reekie (like most right-"libertarians") will maintain that workers +voluntarily agree ("consent") to be subject to the bosses dictatorship (he +writes that _"each will only enter into the contractual agreement known as a +firm if each believes he will be better off thereby. The firm is simply +another example of mutually beneficial exchange."_ [**Op. Cit.**, p. 137]). +However, this does not stop the relationship being authoritarian or +dictatorial (and so exploitative as it is **highly** unlikely that those at +the top will not abuse their power). Representing employment relations as +voluntary agreement simply mystifies the existence and exercise of power +within the organisation so created. + +As we argue further in the [section F.3](secF3.html), in a capitalist society +workers have the option of finding a job or facing abject poverty and/or +starvation. Little wonder, then, that people "voluntarily" sell their labour +and "consent" to authoritarian structures! They have little option to do +otherwise. So, **within** the labour market workers **can** and **do** seek +out the best working conditions possible, but that does not mean that the +final contract agreed is "freely" accepted and not due to the force of +circumstances, that both parties have equal bargaining power when drawing up +the contract or that the freedom of both parties is ensured. + +Which means to argue (as right-"libertarians" do) that freedom cannot be +restricted by wage labour because people enter into relationships they +consider will lead to improvements over their initial situation totally misses +the point. As the initial situation is not considered relevant, their argument +fails. After all, agreeing to work in a sweatshop 14 hours a day **is** an +improvement over starving to death -- but it does not mean that those who so +agree are free when working there or actually **want** to be there. They are +not and it is the circumstances, created and enforced by the law (i.e., the +state), that have ensured that they "consent" to such a regime (given the +chance, they would desire to **change** that regime but cannot as this would +violate their bosses property rights and they would be repressed for trying). + +So the right-wing "libertarian" right is interested only in a narrow concept +of freedom (rather than in freedom or liberty as such). This can be seen in +the argument of Ayn Rand that _"**Freedom**, in a political context, means +freedom from government coercion. It does **not** mean freedom from the +landlord, or freedom from the employer, or freedom from the laws of nature +which do not provide men with automatic prosperity. It means freedom from the +coercive power of the state -- and nothing else!"_ [**Capitalism: The Unknown +Ideal**, p. 192] By arguing in this way, right-"libertarians" ignore the vast +number of authoritarian social relationships that exist in capitalist society +and, as Rand does here, imply that these social relationships are like _"the +laws of nature."_ However, if one looks at the world without prejudice but +with an eye to maximising freedom, the major coercive institutions are the +state **and** capitalist social relationships (and the latter relies on the +former). It should also be noted that, unlike gravity, the power of the +landlord and boss depends on the use of force -- gravity does not need +policemen to make things fall! + +The right "libertarian," then, far from being a defender of freedom, is in +fact a keen defender of certain forms of authority. As Kropotkin argued +against a forerunner of right-"libertarianism": + +> _ "The modern Individualism initiated by Herbert Spencer is, like the +critical theory of Proudhon, a powerful indictment against the dangers and +wrongs of government, but its practical solution of the social problem is +miserable -- so miserable as to lead us to inquire if the talk of 'No force' +be merely an excuse for supporting landlord and capitalist domination."_ +[**Act For Yourselves**, p. 98] + +To defend the "freedom" of property owners is to defend authority and +privilege -- in other words, statism. So, in considering the concept of +liberty as "freedom from," it is clear that by defending private property (as +opposed to possession) the "anarcho"-capitalist is defending the power and +authority of property owners to govern those who use "their" property. And +also, we must note, defending all the petty tyrannies that make the work lives +of so many people frustrating, stressful and unrewarding. + +Anarchism, by definition, is in favour of organisations and social +relationships which are non-hierarchical and non-authoritarian. Otherwise, +some people are more free than others. Failing to attack hierarchy leads to +massive contradiction. For example, since the British Army is a volunteer one, +it is an "anarchist" organisation! Ironically, it can also allow a state to +appear "libertarian" as that, too, can be considered voluntary arrangement as +long as it allows its subjects to emigrate freely. So equating freedom with +(capitalist) property rights does not protect freedom, in fact it actively +denies it. This lack of freedom is only inevitable as long as we accept +capitalist private property rights. If we reject them, we can try and create a +world based on freedom in all aspects of life, rather than just in a few. + +## F.2.2 Do "libertarian"-capitalists support slavery? + +Yes. It may come as a surprise to many people, but right-"Libertarianism" is +one of the few political theories that justifies slavery. For example, Robert +Nozick asks whether _"a free system would allow [the individual] to sell +himself into slavery"_ and he answers _"I believe that it would."_ [**Anarchy, +State and Utopia**, p. 371] While some right-"libertarians" do not agree with +Nozick, there is no logical basis in their ideology for such disagreement. + +This can be seen from "anarcho"-capitalist Walter Block, who, like Nozick, +supports voluntary slavery. As he puts it, _"if I own something, I can sell it +(and should be allowed by law to do so). If I can't sell, then, and to that +extent, I really don't own it."_ Thus agreeing to sell yourself for a lifetime +_"is a bona fide contract"_ which, if _"abrogated, theft occurs."_ He +critiques those other right-wing "libertarians" (like Murray Rothbard) who +oppose voluntary slavery as being inconsistent to their principles. Block, in +his words, seeks to make _"a tiny adjustment"_ which _"strengthens +libertarianism by making it more internally consistent."_ He argues that his +position shows _"that contract, predicated on private property [can] reach to +the furthest realms of human interaction, even to voluntary slave contracts."_ +[_"Towards a Libertarian Theory of Inalienability: A Critique of Rothbard, +Barnett, Smith, Kinsella, Gordon, and Epstein,"_ pp. 39-85, **Journal of +Libertarian Studies**, vol. 17, no. 2, p. 44, p. 48, p. 82 and p. 46] + +So the logic is simple, you cannot really own something unless you can sell +it. Self-ownership is one of the cornerstones of laissez-faire capitalist +ideology. Therefore, since you own yourself you can sell yourself. + +This defence of slavery should not come as a surprise to any one familiar with +classical liberalism. An elitist ideology, its main rationale is to defend the +liberty and power of property owners and justify unfree social relationships +(such as government and wage labour) in terms of "consent." Nozick and Block +just takes it to its logical conclusion. This is because his position is not +new but, as with so many other right-"libertarian" ones, can be found in John +Locke's work. The key difference is that Locke refused the term _"slavery"_ +and favoured _"drudgery"_ as, for him, slavery mean a relationship _"between a +lawful conqueror and a captive"_ where the former has the power of life and +death over the latter. Once a _"compact"_ is agreed between them, _"an +agreement for a limited power on the one side, and obedience on the other . . +. slavery ceases."_ As long as the master could not kill the slave, then it +was _"drudgery."_ Like Nozick, he acknowledges that _"men did sell themselves; +but, it is plain, this was only to drudgery, not to slavery: for, it is +evident, the person sold was not under an absolute, arbitrary, despotical +power: for the master could not have power to kill him, at any time, whom, at +a certain time, he was obliged to let go free out of his service."_ [Locke, +**Second Treatise of Government**, Section 24] In other words, voluntary +slavery was fine but just call it something else. + +Not that Locke was bothered by **involuntary** slavery. He was heavily +involved in the slave trade. He owned shares in the **"Royal Africa Company"** +which carried on the slave trade for England, making a profit when he sold +them. He also held a significant share in another slave company, the **"Bahama +Adventurers."** In the _"Second Treatise"_, Locke justified slavery in terms +of _"Captives taken in a just war,"_ a war waged against aggressors. [Section +85] That, of course, had nothing to do with the **actual** slavery Locke +profited from (slave raids were common, for example). Nor did his "liberal" +principles stop him suggesting a constitution that would ensure that _"every +freeman of Carolina shall have absolute power and authority over his Negro +slaves."_ The constitution itself was typically autocratic and hierarchical, +designed explicitly to _"avoid erecting a numerous democracy."_ [**The Works +of John Locke**, vol. X, p. 196] + +So the notion of contractual slavery has a long history within right-wing +liberalism, although most refuse to call it by that name. It is of course +simply embarrassment that stops many right-"libertarians" calling a spade a +spade. They incorrectly assume that slavery has to be involuntary. In fact, +historically, voluntary slave contracts have been common (David Ellerman's +**Property and Contract in Economics** has an excellent overview). Any new +form of voluntary slavery would be a "civilised" form of slavery and could +occur when an individual would "agree" to sell their lifetime's labour to +another (as when a starving worker would "agree" to become a slave in return +for food). In addition, the contract would be able to be broken under certain +conditions (perhaps in return for breaking the contract, the former slave +would have pay damages to his or her master for the labour their master would +lose -- a sizeable amount no doubt and such a payment could result in debt +slavery, which is the most common form of "civilised" slavery. Such damages +may be agreed in the contract as a "performance bond" or "conditional +exchange." + +In summary, right-"libertarians" are talking about "civilised" slavery (or, in +other words, civil slavery) and not forced slavery. While some may have +reservations about calling it slavery, they agree with the basic concept that +since people own themselves they can sell themselves, that is sell their +labour for a lifetime rather than piecemeal. + +We must stress that this is no academic debate. "Voluntary" slavery has been a +problem in many societies and still exists in many countries today +(particularly third world ones where bonded labour -- i.e. where debt is used +to enslave people -- is the most common form). With the rise of sweat shops +and child labour in many "developed" countries such as the USA, "voluntary" +slavery (perhaps via debt and bonded labour) may become common in all parts of +the world -- an ironic (if not surprising) result of "freeing" the market and +being indifferent to the actual freedom of those within it. + +Some right-"libertarians" are obviously uneasy with the logical conclusion of +their definition of freedom. Murray Rothbard, for example, stressed the +_"unenforceability, in libertarian theory, of voluntary slave contracts."_ Of +course, **other** "libertarian" theorists claim the exact opposite, so +_"libertarian theory"_ makes no such claim, but never mind! Essentially, his +objection revolves around the assertion that a person _"cannot, in nature, +sell himself into slavery and have this sale enforced -- for this would mean +that his future will over his own body was being surrendered in advance"_ and +that if a _"labourer remains totally subservient to his master's will +voluntarily, he is not yet a slave since his submission is voluntary."_ +However, as we noted in [section F.2](secF2.html), Rothbard emphasis on +quitting fails to recognise the actual denial of will and control over ones +own body that is explicit in wage labour. It is this failure that pro-slave +contract "libertarians" stress -- they consider the slave contract as an +extended wage contract. Moreover, a modern slave contract would likely take +the form of a _"performance bond,"_ on which Rothbard laments about its +_"unfortunate suppression"_ by the state. In such a system, the slave could +agree to perform X years labour or pay their master substantial damages if +they fail to do so. It is the threat of damages that enforces the contract and +such a "contract" Rothbard does agree is enforceable. Another means of +creating slave contracts would be _"conditional exchange"_ which Rothbard also +supports. As for debt bondage, that too, seems acceptable. He surreally notes +that paying damages and debts in such contracts is fine as _"money, of course, +**is** alienable"_ and so forgets that it needs to be earned by labour which, +he asserts, is **not** alienable! [**The Ethics of Liberty,** pp. 134-135, p. +40, pp. 136-9, p. 141 and p. 138] + +It should be noted that the slavery contract cannot be null and void because +it is unenforceable, as Rothbard suggests. This is because the doctrine of +specific performance applies to all contracts, not just to labour contracts. +This is because **all** contracts specify some future performance. In the case +of the lifetime labour contract, then it can be broken as long as the slave +pays any appropriate damages. As Rothbard puts it elsewhere, _"if A has agreed +to work for life for B in exchange for 10,000 grams of gold, he will have to +return the proportionate amount of property if he terminates the arrangement +and ceases to work."_ [**Man, Economy, and State**, vol. I , p. 441] This is +understandable, as the law generally allows material damages for breached +contracts, as does Rothbard in his support for the _"performance bond"_ and +_"conditional exchange."_ Needless to say, having to pay such damages (either +as a lump sum or over a period of time) could turn the worker into the most +common type of modern slave, the debt-slave. + +And it is interesting to note that even Murray Rothbard is not against the +selling of humans. He argued that children are the property of their parents +who can (bar actually murdering them by violence) do whatever they please with +them, even sell them on a _"flourishing free child market."_ [**The Ethics of +Liberty**, p. 102] Combined with a whole hearted support for child labour +(after all, the child can leave its parents if it objects to working for them) +such a "free child market" could easily become a "child slave market" -- with +entrepreneurs making a healthy profit selling infants and children or their +labour to capitalists (as did occur in 19th century Britain). Unsurprisingly, +Rothbard ignores the possible nasty aspects of such a market in human flesh +(such as children being sold to work in factories, homes and brothels). But +this is besides the point. + +Of course, this theoretical justification for slavery at the heart of an +ideology calling itself "libertarianism" is hard for many right-"libertarians" +to accept and so they argue that such contracts would be very hard to enforce. +This attempt to get out of the contradiction fails simply because it ignores +the nature of the capitalist market. If there is a demand for slave contracts +to be enforced, then companies will develop to provide that "service" (and it +would be interesting to see how two "protection" firms, one defending slave +contracts and another not, could compromise and reach a peaceful agreement +over whether slave contracts were valid). Thus we could see a so-called "free" +society producing companies whose specific purpose was to hunt down escaped +slaves (i.e. individuals in slave contracts who have not paid damages to their +owners for freedom). Of course, perhaps Rothbard would claim that such slave +contracts would be "outlawed" under his _"general libertarian law code"_ but +this is a denial of market "freedom". If slave contracts **are** "banned" then +surely this is paternalism, stopping individuals from contracting out their +"labour services" to whom and however long they "desire". You cannot have it +both ways. + +So, ironically, an ideology proclaiming itself to support "liberty" ends up +justifying and defending slavery. Indeed, for the right-"libertarian" the +slave contract is an exemplification, not the denial, of the individual's +liberty! How is this possible? How can slavery be supported as an expression +of liberty? Simple, right-"libertarian" support for slavery is a symptom of a +**deeper** authoritarianism, namely their uncritical acceptance of contract +theory. The central claim of contract theory is that contract is the means to +secure and enhance individual freedom. Slavery is the antithesis to freedom +and so, in theory, contract and slavery must be mutually exclusive. However, +as indicated above, some contract theorists (past and present) have included +slave contracts among legitimate contracts. This suggests that contract theory +cannot provide the theoretical support needed to secure and enhance individual +freedom. + +As Carole Pateman argues, _"contract theory is primarily about a way of +creating social relations constituted by subordination, not about exchange."_ +Rather than undermining subordination, contract theorists justify modern +subjection -- _"contract doctrine has proclaimed that subjection to a master +-- a boss, a husband -- is freedom."_ [**The Sexual Contract**, p. 40 and p. +146] The question central to contract theory (and so right-Libertarianism) is +not "are people free" (as one would expect) but "are people free to +subordinate themselves in any manner they please." A radically different +question and one only fitting to someone who does not know what liberty means. + +Anarchists argue that not all contracts are legitimate and no free individual +can make a contract that denies his or her own freedom. If an individual is +able to express themselves by making free agreements then those free +agreements must also be based upon freedom internally as well. Any agreement +that creates domination or hierarchy negates the assumptions underlying the +agreement and makes itself null and void. In other words, voluntary government +is still government and a defining characteristic of an anarchy must be, +surely, "no government" and "no rulers." + +This is most easily seen in the extreme case of the slave contract. John +Stuart Mill stated that such a contract would be "null and void." He argued +that an individual may voluntarily choose to enter such a contract but in so +doing _"he abdicates his liberty; he foregoes any future use of it beyond that +single act. He therefore defeats, in his own case, the very purpose which is +the justification of allowing him to dispose of himself. . .The principle of +freedom cannot require that he should be free not to be free. It is not +freedom, to be allowed to alienate his freedom."_ He adds that _"these +reasons, the force of which is so conspicuous in this particular case, are +evidently of far wider application."_ [quoted by Pateman, **Op. Cit.**, pp. +171-2] + +And it is such an application that defenders of capitalism fear (Mill did in +fact apply these reasons wider and unsurprisingly became a supporter of a +market syndicalist form of socialism). If we reject slave contracts as +illegitimate then, logically, we must also reject **all** contracts that +express qualities similar to slavery (i.e. deny freedom) including wage +slavery. Given that, as David Ellerman points out, _"the voluntary slave . . . +and the employee cannot in fact take their will out of their intentional +actions so that they could be 'employed' by the master or employer"_ we are +left with _"the rather implausible assertion that a person can vacate his or +her will for eight or so hours a day for weeks, months, or years on end but +cannot do so for a working lifetime."_ [**Property and Contract in +Economics**, p. 58] This is Rothbard's position. + +The implications of supporting voluntary slavery is quite devastating for all +forms of right-wing "libertarianism." This was proven by Ellerman when he +wrote an extremely robust defence of it under the pseudonym "J. Philmore" +called **The Libertarian Case for Slavery** (first published in **The +Philosophical Forum**, xiv, 1982). This classic rebuttal takes the form of +"proof by contradiction" (or **reductio ad absurdum**) whereby he takes the +arguments of right-libertarianism to their logical end and shows how they +reach the memorably conclusion that the _"time has come for liberal economic +and political thinkers to stop dodging this issue and to critically re-examine +their shared prejudices about certain voluntary social institutions . . . this +critical process will inexorably drive liberalism to its only logical +conclusion: libertarianism that finally lays the true moral foundation for +economic and political slavery."_ Ellerman shows how, from a +right-"libertarian" perspective there is a _"fundamental contradiction"_ in a +modern liberal society for the state to prohibit slave contracts. He notes +that there _"seems to be a basic shared prejudice of liberalism that slavery +is inherently involuntary, so the issue of genuinely voluntary slavery has +received little scrutiny. The perfectly valid liberal argument that +involuntary slavery is inherently unjust is thus taken to include voluntary +slavery (in which case, the argument, by definition, does not apply). This has +resulted in an abridgement of the freedom of contract in modern liberal +society."_ Thus it is possible to argue for a _"civilised form of contractual +slavery."_ ["J. Philmore,", **Op. Cit.**] + +So accurate and logical was Ellerman's article that many of its readers were +convinced it **was** written by a right-"libertarian" (including, we have to +say, us!). One such writer was Carole Pateman, who correctly noted that +_"[t]here is a nice historical irony here. In the American South, slaves were +emancipated and turned into wage labourers, and now American contractarians +argue that all workers should have the opportunity to turn themselves into +civil slaves."_ [**Op. Cit.**, p. 63]). + +The aim of Ellerman's article was to show the problems that employment (wage +labour) presents for the concept of self-government and how contract need not +result in social relationships based on freedom. As "Philmore" put it, _"[a]ny +thorough and decisive critique of voluntary slavery or constitutional non- +democratic government would carry over to the employment contract -- which is +the voluntary contractual basis for the free-market free-enterprise system. +Such a critique would thus be a **reductio ad absurdum**."_ As _"contractual +slavery"_ is an _"extension of the employer-employee contract,"_ he shows that +the difference between wage labour and slavery is the time scale rather than +the principle or social relationships involved. [**Op. Cit.**] This explains +why the early workers' movement called capitalism _**"wage slavery"**_ and why +anarchists still do. It exposes the unfree nature of capitalism and the +poverty of its vision of freedom. While it is possible to present wage labour +as "freedom" due to its "consensual" nature, it becomes much harder to do so +when talking about slavery or dictatorship (and let us not forget that Nozick +also had no problem with autocracy -- see [section B.4](secB4.html)). Then the +contradictions are exposed for all to see and be horrified by. + +All this does not mean that we must reject free agreement. Far from it! Free +agreement is **essential** for a society based upon individual dignity and +liberty. There are a variety of forms of free agreement and anarchists support +those based upon co-operation and self-management (i.e. individuals working +together as equals). Anarchists desire to create relationships which reflect +(and so express) the liberty that is the basis of free agreement. Capitalism +creates relationships that deny liberty. The opposition between autonomy and +subjection can only be maintained by modifying or rejecting contract theory, +something that capitalism cannot do and so the right-wing "libertarian" +rejects autonomy in favour of subjection (and so rejects socialism in favour +of capitalism). + +So the real contrast between genuine libertarians and right-"libertarians" is +best expressed in their respective opinions on slavery. Anarchism is based +upon the individual whose individuality depends upon the maintenance of free +relationships with other individuals. If individuals deny their capacities for +self-government through a contract the individuals bring about a qualitative +change in their relationship to others -- freedom is turned into mastery and +subordination. For the anarchist, slavery is thus the paradigm of what freedom +is **not**, instead of an exemplification of what it is (as +right-"libertarians" state). As Proudhon argued: + +> _"If I were asked to answer the following question: What is slavery? and I +should answer in one word, It is murder, my meaning would be understood at +once. No extended argument would be required to show that the power to take +from a man his thought, his will, his personality, is a power of life and +death; and that to enslave a man is to kill him."_ [**What is Property?**, p. +37] + +In contrast, the right-"libertarian" effectively argues that "I support +slavery because I believe in liberty." It is a sad reflection of the ethical +and intellectual bankruptcy of our society that such an "argument" is actually +proposed by some people under the name of liberty. The concept of "slavery as +freedom" is far too Orwellian to warrant a critique -- we will leave it up to +right-"libertarians" to corrupt our language and ethical standards with an +attempt to prove it. + +From the basic insight that slavery is the opposite of freedom, the anarchist +rejection of authoritarian social relations quickly follows: + +> _"Liberty is inviolable. I can neither sell nor alienate my liberty; every +contract, every condition of a contract, which has in view the alienation or +suspension of liberty, is null: the slave, when he plants his foot upon the +soil of liberty, at that moment becomes a free man . . . Liberty is the +original condition of man; to renounce liberty is to renounce the nature of +man: after that, how could we perform the acts of man?"_ [P.J. Proudhon, **Op. +Cit.**, p. 67] + +The employment contract (i.e. wage slavery) abrogates liberty. It is based +upon inequality of power and _"exploitation is a consequence of the fact that +the sale of labour power entails the worker's subordination."_ [Carole +Pateman, **Op. Cit.**, p. 149] Hence Proudhon's support for self-management +and opposition to capitalism -- any relationship that resembles slavery is +illegitimate and no contract that creates a relationship of subordination is +valid. Thus in a truly anarchistic society, slave contracts would be +unenforceable \-- people in a truly free (i.e. non-capitalist) society would +**never** tolerate such a horrible institution or consider it a valid +agreement. If someone was silly enough to sign such a contract, they would +simply have to say they now rejected it in order to be free -- such contracts +are made to be broken and without the force of a law system (and private +defence firms) to back it up, such contracts will stay broken. + +The right-"libertarian" support for slave contracts (and wage slavery) +indicates that their ideology has little to do with liberty and far more to do +with justifying property and the oppression and exploitation it produces. +Their theoretical support for permanent and temporary voluntary slavery and +autocracy indicates a deeper authoritarianism which negates their claims to be +libertarians. + diff --git a/markdown/secF3.md b/markdown/secF3.md new file mode 100644 index 0000000000000000000000000000000000000000..d882764c2760cf85f4ef81226a6ae72886fa7868 --- /dev/null +++ b/markdown/secF3.md @@ -0,0 +1,1021 @@ +# F.3 Why do anarcho"-capitalists place little or no value on equality? + +Murray Rothbard argued that _"the 'rightist' libertarian is not opposed to +inequality."_ [**For a New Liberty**, p. 47] In contrast, genuine libertarians +oppose inequality because it has harmful effects on individual liberty. Part +of the reason "anarcho"-capitalism places little or no value on "equality" +derives from their definition of that term. _"A and B are 'equal,'"_ Rothbard +argued, _"if they are identical to each other with respect to a given +attribute . . . There is one and only one way, then, in which any two people +can really be 'equal' in the fullest sense: they must be identical in **all** +their attributes."_ He then pointed out the obvious fact that _"men are not +uniform . . . the species, mankind, is uniquely characterised by a high degree +of variety, diversity, differentiation: in short, inequality."_ +[**Egalitarianism as a Revolt against Nature and Other Essays**, p. 4 and p.5] + +In others words, every individual is unique -- something no egalitarian has +ever denied. On the basis of this amazing insight, he concludes that equality +is impossible (except "equality of rights") and that the attempt to achieve +"equality" is a _"revolt against nature."_ The utility of Rothbard's sophistry +to the rich and powerful should be obvious as it moves analysis away from the +social system we live in and onto biological differences. This means that +because we are all unique, the outcome of our actions will not be identical +and so social inequality flows from natural differences and not due to the +economic system we live under. Inequality of endowment, in this perspective, +implies inequality of outcome and so social inequality. As individual +differences are a fact of nature, attempts to create a society based on +"equality" (i.e. making everyone identical in terms of possessions and so +forth) is impossible and "unnatural." That this would be music to the ears of +the wealthy should go without saying. + +Before continuing, we must note that Rothbard is destroying language to make +his point and that he is not the first to abuse language in this particular +way. In George Orwell's **1984**, the expression _"all men are created equal"_ +could be translated into Newspeak _"but only in the same sense in which **All +men are redhaired** is a possible Oldspeak sentence. It did not contain a +grammatical error, but it expressed a palpable untruth -- i.e. that all men +are of equal size, weight, or strength."_ [_"Appendix: The Principles of +Newspeak"_, **1984**, p. 246] It is nice to know that "Mr. Libertarian" is +stealing ideas from Big Brother, and for the same reason: to make critical +thought impossible by restricting the meaning of words. + +"Equality," in the context of political discussion, does not mean "identical," +it means equality of rights, respect, worth, power and so forth. It does not +imply treating everyone identically (for example, expecting an eighty year old +man to do identical work as an eighteen violates treating both equally with +respect as unique individuals). Needless to say, no anarchist has ever +advocated such a notion of equality as being identical. As discussed in +[section A.2.5](secA2.html#seca25), anarchists have always based our arguments +on the need for social equality on the fact that, while people are different, +we all have the same right to be free and that inequality in wealth produces +inequalities of liberty. For anarchists: + +> _"equality does not mean an equal amount but equal **opportunity** . . . Do +not make the mistake of identifying equality in liberty with the forced +equality of the convict camp. True anarchist equality implies freedom, not +quantity. It does not mean that every one must eat, drink, or wear the same +things, do the same work, or live in the same manner. Far from it: the very +reverse, in fact. Individual needs and tastes differ, as appetites differ. It +is **equal** opportunity to satisfy them that constitutes true equality. Far +from levelling, such equality opens the door for the greatest possible variety +of activity and development. For human character is diverse, and only the +repression of this free diversity results in levelling, in uniformity and +sameness. Free opportunity and acting out your individuality means development +of natural dissimilarities and variations. . . . Life in freedom, in anarchy +will do more than liberate man merely from his present political and economic +bondage. That will be only the first step, the preliminary to a truly human +existence."_ [**What is Anarchism?**, pp. 164-5] + +So it is precisely the diversity of individuals (their uniqueness) which +drives the anarchist support for equality, not its denial. Thus anarchists +reject the Rothbardian-Newspeak definition of equality as meaningless. No two +people are identical and so imposing "identical" equality between them would +mean treating them as **unequals**, i.e. not having equal worth or giving them +equal respect as befits them as human beings and fellow unique individuals. + +So what should we make of Rothbard's claim? It is tempting just to quote +Rousseau when he argued _"it is . . . useless to inquire whether there is any +essential connection between the two inequalities [social and natural]; for +this would be only asking, in other words, whether those who command are +necessarily better than those who obey, and if strength of body or of mind, +wisdom, or virtue are always found in particular individuals, in proportion to +their power or wealth: a question fit perhaps to be discussed by slaves in the +hearing of their masters, but highly unbecoming to reasonable and free men in +search of the truth."_ [**The Social Contract and Discourses**, p. 49] This +seems applicable when you see Rothbard proclaim that inequality of individuals +will lead to inequalities of income as _"each man will tend to earn an income +equal to his 'marginal productivity.'"_ This is because _"some men"_ (and it +is always men!) are _"more intelligent, others more alert and farsighted, than +the remainder of the population"_ and capitalism will _"allow the rise of +these natural aristocracies."_ In fact, for Rothbard, all government, in its +essence, is a conspiracy against the superior man. [**The Logic of Action +II**, p. 29 and p. 34] But a few more points should be raised. + +The uniqueness of individuals has always existed but for the vast majority of +human history we have lived in very egalitarian societies. If social +inequality did, indeed, flow from natural inequalities then **all** societies +would be marked by it. This is not the case. Indeed, taking a relatively +recent example, many visitors to the early United States noted its egalitarian +nature, something that soon changed with the rise of capitalism (a rise +dependent upon state action, we must add). This implies that the society we +live in (its rights framework, the social relationships it generates and so +forth) has far more of a decisive impact on inequality than individual +differences. Thus certain rights frameworks will tend to magnify "natural" +inequalities (assuming that is the source of the initial inequality, rather +than, say, violence and force). As Noam Chomsky argues: + +> _"Presumably it is the case that in our 'real world' some combination of +attributes is conducive to success in responding to 'the demands of the +economic system.' Let us agree, for the sake of discussion, that this +combination of attributes is in part a matter of native endowment. Why does +this (alleged) fact pose an 'intellectual dilemma' to egalitarians? Note that +we can hardly claim much insight into just what the relevant combination of +attributes may be . . . One might suppose that some mixture of avarice, +selfishness, lack of concern for others, aggressiveness, and similar +characteristics play a part in getting ahead and 'making it' in a competitive +society based on capitalist principles. . . . Whatever the correct collection +of attributes may be, we may ask what follows from the fact, if it is a fact, +that some partially inherited combination of attributes tends to material +success? All that follows . . . is a comment on our particular social and +economic arrangements . . . The egalitarian might respond, in all such cases, +that the social order should be changed so that the collection of attributes +that tends to bring success no longer do so. He might even argue that in a +more decent society, the attributes that now lead to success would be +recognised as pathological, and that gentle persuasion might be a proper means +to help people to overcome their unfortunate malady."_ [**The Chomsky +Reader**, p. 190] + +So if we change society then the social inequalities we see today would +disappear. It is more than probable that natural difference has been long ago +been replaced with **social** inequalities, especially inequalities of +property. And as we argue in [section F.8](secF8.html) these inequalities of +property were initially the result of force, **not** differences in ability. +Thus to claim that social inequality flows from natural differences is false +as most social inequality has flown from violence and force. This initial +inequality has been magnified by the framework of capitalist property rights +and so the inequality within capitalism is far more dependent upon, say, the +existence of wage labour rather than "natural" differences between +individuals. + +This can be seen from existing society: we see that in workplaces and across +industries many, if not most, unique individuals receive identical wages for +identical work (although this often is not the case for women and blacks, who +receive less wages than male, white workers for identical labour). Similarly, +capitalists have deliberately introduced wage inequalities and hierarchies for +no other reason that to divide and so rule the workforce (see [section +D.10](secD10.html)). Thus, if we assume egalitarianism **is** a revolt against +nature, then much of capitalist economic life is in such a revolt and when it +is not, the "natural" inequalities have usually been imposed artificially by +those in power either within the workplace or in society as a whole by means +of state intervention, property laws and authoritarian social structures. +Moreover, as we indicated in [section C.2.5](secC2.html#secc25), anarchists +have been aware of the _**collective**_ nature of production within capitalism +since Proudhon wrote **What is Property?** in 1840. Rothbard ignores both the +anarchist tradition and reality when he stresses that individual differences +produce inequalities of outcome. As an economist with a firmer grasp of the +real world put it, the _"notion that wages depend on personal skill, as +expressed in the value of output, makes no sense in any organisation where +production is interdependent and joint -- which is to say it makes no sense in +virtually any organisation."_ [James K. Galbraith, **Created Unequal**, p. +263] + +Thus "natural" differences do not necessarily result in inequality as such nor +do such differences have much meaning in an economy marked by joint +production. Given a different social system, "natural" differences would be +encouraged and celebrated far wider than they are under capitalism (where +hierarchy ensures the crushing of individuality rather than its encouragement) +without any reduction in social equality. At its most basic, the elimination +of hierarchy within the workplace would not only increase freedom but also +reduce inequality as the few would not be able to monopolise the decision +making process and the fruit of joint productive activity. So the claim that +"natural" differences generate social inequalities is question begging in the +extreme -- it takes the rights framework of capitalism as a given and ignores +the initial source of inequality in property and power. Indeed, inequality of +outcome or reward is more likely to be influenced by social conditions rather +than individual differences (as would be expected in a society based on wage +labour or other forms of exploitation). + +Rothbard is at pains to portray egalitarians as driven by envy of the rich. It +is hard to credit "envy" as the driving force of the likes of Bakunin and +Kropotkin who left the life of wealthy aristocrats to become anarchists, who +suffered imprisonment in their struggles for liberty for all rather than an +elite. When this is pointed out, the typical right-wing response is to say +that this shows that **real** working class people are not socialists. In +other words if you are a working class anarchist then you are driven by envy +and if not, if you reject your class background, then you show that socialism +is not a working class movement! So driven by this assumption and hatred for +socialism Rothbard went so far as to distort Karl Marx's words to fit it into +his own ideological position. He stated that _"Marx concedes the truth of the +charge of anti-communists then and now"_ that communism was the expression of +envy and a desire to reduce all to a common level. Except, of course, Marx did +nothing of the kind. In the passages Rothbard presented as evidence for his +claims, Marx is critiquing what he termed "crude" communism (the _"this type +of communism"_ in the passage Rothbard quoted but clearly did not understand) +and it is, therefore, not surprising Marx _"clearly did not stress this dark +side of communist revolution in the his later writings"_ as he explicitly +**rejected** this type of communism! For Rothbard, all types of socialism seem +to be identical and identified with central planning -- hence his bizarre +comment that _"Stalin established socialism in the Soviet Union."_ [**The +Logic of Action II**, pp. 394-5 and p. 200] + +Another reason for "anarcho"-capitalist lack of concern for equality is that +they think that (to use Robert Nozick's expression) _"liberty upsets +patterns"_. It is argued that equality (or any _"end-state principle of +justice"_) cannot be _"continuously realised without continuous interference +with people's lives,"_ i.e. can only be maintained by restricting individual +freedom to make exchanges or by taxation of income. [**Anarchy, State, and +Utopia**, pp. 160-3] However, what this argument fails to acknowledge is that +inequality also restricts individual freedom and that the capitalist property +rights framework is not the only one possible. After all, money is power and +inequalities in terms of power easily result in restrictions of liberty and +the transformation of the majority into order takers rather than free +producers. In other words, once a certain level of inequality is reached +property does not promote, but actually conflicts with, the ends which render +private property legitimate. As we argue in [the next +section](secF3.html#secf31), inequality can easily led to the situation where +self-ownership is used to justify its own negation and so unrestricted +property rights will undermine the meaningful self-determination which many +people intuitively understand by the term "self-ownership" (i.e., what +anarchists would usually call "freedom" rather than self-ownership). Thus +private property itself leads to continuous interference with people's lives, +as does the enforcement of Nozick's "just" distribution of property and the +power that flows from such inequality. Moreover, as many critics have noted +Nozick's argument assumes what it sets out to proves. As one put it, while +Nozick may _"wish to defend capitalist private property rights by insisting +that these are founded in basic liberties,"_ in fact he _"has produced . . . +an argument for unrestricted private property using unrestricted private +property, and thus he begs the question he tries to answer."_ [Andrew +Kerhohan, _"Capitalism and Self-Ownership"_, pp. 60-76, **Capitalism**, Ellen +Frankel Paul, Fred D. Miler, Jr, Jeffrey Paul and John Ahrens (eds.), p. 71] + +So in response to the claim that equality could only be maintained by +continuously interfering with people's lives, anarchists would say that the +inequalities produced by capitalist property rights also involve extensive and +continuous interference with people's lives. After all, as Bob Black notes +_"it is apparent that the source of greatest direct duress experienced by the +ordinary adult is **not** the state but rather the business that employs him +[or her]. Your foreman or supervisor gives you more or-else orders in a week +than the police do in a decade."_ [_"The Libertarian As Conservative"_, **The +Abolition of Work and Other Essays**, p. 145] For example, a worker employed +by a capitalist cannot freely exchange the machines or raw materials they have +been provided with to use but Nozick does not class this distribution of +"restricted" property rights as infringing liberty (nor does he argue that +wage slavery itself restricts freedom, of course). Thus claims that equality +involves infringing liberty ignores the fact that inequality also infringes +liberty (never mind the significant negative effects of inequality, both of +wealth and power, we discussed in [section B.1](secB1.html)). A reorganisation +of society could effectively minimise inequalities by eliminating the major +source of such inequalities (wage labour) by self-management. We have no +desire to restrict free exchanges (after all, most anarchists desire to see +the "gift economy" become a reality sooner or later) but we argue that free +exchanges need not involve the unrestricted capitalist property rights Nozick +assumes (see [section I.5.12](secI5.html#seci512) for a discussion of +"capitalistic acts" within an anarchist society). + +Rothbard, ironically, is aware of the fact that inequality restricts freedom +for the many. As he put it _"inequality of control"_ is an _"inevitable +corollary of freedom"_ for in any organisation _"there will always be a +minority of people who will rise to the position of leaders and others who +will remain as followers in the rank and file."_ [**Op. Cit.**, p. 30] To +requote Bob Black: _"Some people giving orders and others obeying them: this +is the essence of servitude."_ [**Op. Cit.**, p. 147] Perhaps if Rothbard had +spent some time in a workplace rather than in a tenured academic post he may +have realised that bosses are rarely the natural elite he thought they were. +Like the factory owner Engels, he was blissfully unaware that it is the self- +activity of the non-"elite" on the shop floor (the product of which the boss +monopolises) that keeps the whole hierarchical structure going (as we discuss +in [section H.4.4](secH4.html#sech44), the work to rule -- were workers do +**exactly** what the boss orders them to do -- is a devastating weapon in the +class struggle). It does seem somewhat ironic that the anti-Marxist Rothbard +should has recourse to the same argument as Engels in order to refute the +anarchist case for freedom within association! It should also be mentioned +that Black has also recognised this, noting that right-"libertarianism" and +mainstream Marxism _"are as different as Coke and Pepsi when it comes to +consecrating class society and the source of its power, work. Only upon the +firm foundation of factory fascism and office oligarchy do libertarians and +Leninists dare to debate the trivial issues dividing them."_ [**Op. Cit.**, p. +146] + +So, as Rothbard admits, inequality produces a **class** system and +authoritarian social relationships which are rooted in ownership and control +of private property. These produce specific areas of conflict over liberty, a +fact of life which Rothbard (like other "anarcho"-capitalists) is keen to deny +as we discuss in [section F.3.2](secF3.html#secf32). Thus, for anarchists, the +"anarcho"-capitalist opposition to equality misses the point and is extremely +question begging. Anarchists do not desire to make people "identical" (which +would be impossible and a total denial of liberty **and** equality) but to +make the social relationships between individuals equal in **power.** In other +words, they desire a situation where people interact together without +institutionalised power or hierarchy and are influenced by each other +"naturally," in proportion to how the (individual) **differences** between +(social) **equals** are applicable in a given context. To quote Michael +Bakunin, _"[t]he greatest intelligence would not be equal to a comprehension +of the whole. Thence results . . . the necessity of the division and +association of labour. I receive and I give -- such is human life. Each +directs and is directed in his turn. Therefore there is no fixed and constant +authority, but a continual exchange of mutual, temporary, and, above all, +voluntary authority and subordination."_ [**God and the State**, p. 33] + +Such an environment can only exist within self-managed associations, for +capitalism (i.e. wage labour) creates very specific relations and institutions +of authority. It is for this reason anarchists are socialists. In other words, +anarchists support equality precisely **because** we recognise that everyone +is unique. If we are serious about "equality of rights" or "equal freedom" +then conditions must be such that people can enjoy these rights and liberties. +If we assume the right to develop one's capacities to the fullest, for +example, then inequality of resources and so power within society destroys +that right simply because most people do not have the means to freely exercise +their capacities (they are subject to the authority of the boss, for example, +during work hours). + +So, in direct contrast to anarchism, right-"libertarianism" is unconcerned +about any form of equality except "equality of rights". This blinds them to +the realities of life; in particular, the impact of economic and social power +on individuals within society and the social relationships of domination they +create. Individuals may be "equal" before the law and in rights, but they may +not be free due to the influence of social inequality, the relationships it +creates and how it affects the law and the ability of the oppressed to use it. +Because of this, all anarchists insist that equality is essential for freedom, +including those in the Individualist Anarchist tradition the +"anarcho"-capitalist tries to co-opt (_"Spooner and Godwin insist that +inequality corrupts freedom. Their anarchism is directed as much against +inequality as against tyranny"_ and so _"[w]hile sympathetic to Spooner's +individualist anarchism, they [Rothbard and David Friedman] fail to notice or +conveniently overlook its egalitarian implications."_ [Stephen L. Newman, +**Liberalism at Wit's End**, p. 74 and p. 76]). Without social equality, +individual freedom is so restricted that it becomes a mockery (essentially +limiting freedom of the majority to choosing **which** master will govern them +rather than being free). + +Of course, by defining "equality" in such a restrictive manner, Rothbard's own +ideology is proved to be nonsense. As L.A. Rollins notes, _"Libertarianism, +the advocacy of 'free society' in which people enjoy 'equal freedom' and +'equal rights,' is actually a specific form of egalitarianism. As such, +Libertarianism itself is a revolt against nature. If people, by their very +biological nature, are unequal in all the attributes necessary to achieving, +and preserving 'freedom' and 'rights' . . . then there is no way that people +can enjoy 'equal freedom' or 'equal rights'. If a free society is conceived as +a society of 'equal freedom,' then there ain't no such thing as 'a free +society'."_ [**The Myth of Natural Law**, p. 36] Under capitalism, freedom is +a commodity like everything else. The more money you have, the greater your +freedom. "Equal" freedom, in the Newspeak-Rothbardian sense, **cannot** exist! +As for "equality before the law", its clear that such a hope is always dashed +against the rocks of wealth and market power. As far as rights go, of course, +both the rich and the poor have an "equal right" to sleep under a bridge +(assuming the bridge's owner agrees of course!); but the owner of the bridge +and the homeless have **different** rights, and so they cannot be said to have +"equal rights" in the Newspeak-Rothbardian sense either. Needless to say, poor +and rich will not "equally" use the "right" to sleep under a bridge, either. + +As Bob Black observed: _"The time of your life is the one commodity you can +sell but never buy back. Murray Rothbard thinks egalitarianism is a revolt +against nature, but his day is 24 hours long, just like everybody else's."_ +[**Op. Cit.**, p. 147] + +By twisting the language of political debate, the vast differences in power in +capitalist society can be "blamed" not on an unjust and authoritarian system +but on "biology" (we are all unique individuals, after all). Unlike genes +(although biotechnology corporations are working on this, too!), human society +**can** be changed, by the individuals who comprise it, to reflect the basic +features we all share in common -- our humanity, our ability to think and +feel, and our need for freedom. + +## F.3.1 Why is this disregard for equality important? + +Simply because a disregard for equality soon ends with liberty for the +majority being negated in many important ways. Most "anarcho"-capitalists and +right-Libertarians deny (or at best ignore) market power. Rothbard, for +example, claims that economic power does not exist under capitalism; what +people call _"economic power"_ is _"simply the right under freedom to refuse +to make an exchange"_ and so the concept is meaningless. [**The Ethics of +Liberty**, p. 222] + +However, the fact is that there are substantial power centres in society (and +so are the source of hierarchical power and authoritarian social relations) +which are **not the state.** As Elisee Reclus put it, the _"power of kings and +emperors has limits, but that of wealth has none at all. The dollar is the +master of masters."_ Thus wealth is a source of power as _"the essential +thing"_ under capitalism _"is to train oneself to pursue monetary gain, with +the goal of commanding others by means of the omnipotence of money. One's +power increases in direct proportion to one's economic resources."_ [quoted by +John P. Clark and Camille Martin (eds.), **Anarchy, Geography, Modernity**, p. +95 and pp. 96-7] Thus the central fallacy of "anarcho"-capitalism is the +(unstated) assumption that the various actors within an economy have +relatively equal power. This assumption has been noted by many readers of +their works. For example, Peter Marshall notes that _"'anarcho-capitalists' +like Murray Rothbard assume individuals would have equal bargaining power in a +[capitalist] market-based society."_ [**Demanding the Impossible**, p. 46] +George Walford also makes this point in his comments on David Friedman's **The +Machinery of Freedom**: + +> _"The private ownership envisaged by the anarcho-capitalists would be very +different from that which we know. It is hardly going too far to say that +while the one is nasty, the other would be nice. In anarcho-capitalism there +would be no National Insurance, no Social Security, no National Health Service +and not even anything corresponding to the Poor Laws; there would be no public +safety-nets at all. It would be a rigorously competitive society: work, beg or +die. But as one reads on, learning that each individual would have to buy, +personally, all goods and services needed, not only food, clothing and shelter +but also education, medicine, sanitation, justice, police, all forms of +security and insurance, even permission to use the streets (for these also +would be privately owned), as one reads about all this a curious feature +emerges: everybody always has enough money to buy all these things. + +> + +> "There are no public casualty wards or hospitals or hospices, but neither is +there anybody dying in the streets. There is no public educational system but +no uneducated children, no public police service but nobody unable to buy the +services of an efficient security firm, no public law but nobody unable to buy +the use of a private legal system. Neither is there anybody able to buy much +more than anybody else; no person or group possesses economic power over +others. + +> + +> "No explanation is offered. The anarcho-capitalists simply take it for +granted that in their favoured society, although it possesses no machinery for +restraining competition (for this would need to exercise authority over the +competitors and it is an **anarcho**\- capitalist society) competition would +not be carried to the point where anybody actually suffered from it. While +proclaiming their system to be a competitive one, in which private interest +rules unchecked, they show it operating as a co-operative one, in which no +person or group profits at the cost of another."_ [**On the Capitalist +Anarchists**] + +This assumption of (relative) equality comes to the fore in Murray Rothbard's +"Homesteading" concept of property (discussed in [section +F.4.1](secF4.html#secf41)). "Homesteading" paints a picture of individuals and +families going into the wilderness to make a home for themselves, fighting +against the elements and so forth. It does **not** invoke the idea of +transnational corporations employing tens of thousands of people or a +population without land, resources and selling their labour to others. +Rothbard as noted argued that economic power does not exist (at least under +capitalism, as we saw in [section F.1](secF1.html) he does make \-- highly +illogical -- exceptions). Similarly, David Friedman's example of a pro-death +penalty and anti-death penalty "defence" firm coming to an agreement (see +[section F.6.3](secF6.html#secf63)) implicitly assumes that the firms have +equal bargaining powers and resources -- if not, then the bargaining process +would be very one-sided and the smaller company would think twice before +taking on the larger one in battle (the likely outcome if they cannot come to +an agreement on this issue) and so compromise. + +However, the right-"libertarian" denial of market power is unsurprising. The +_"necessity, not the redundancy, of the assumption about natural equality_ is +required _"if the inherent problems of contract theory are not to become too +obvious."_ If some individuals **are** assumed to have significantly more +power are more capable than others, and if they are always self-interested, +then a contract that creates equal partners is impossible -- the pact will +establish an association of masters and servants. Needless to say, the strong +will present the contract as being to the advantage of both: the strong no +longer have to labour (and become rich, i.e. even stronger) and the weak +receive an income and so do not starve. [Carole Pateman, **The Sexual +Contract**, p. 61] So if freedom is considered as a function of ownership then +it is very clear that individuals lacking property (outside their own body, of +course) lose effective control over their own person and labour (which was, +least we forget, the basis of their equal natural rights). When ones +bargaining power is weak (which is typically the case in the labour market) +exchanges tend to magnify inequalities of wealth and power over time rather +than working towards an equalisation. + +In other words, "contract" need not replace power if the bargaining position +and wealth of the would-be contractors are not equal (for, if the bargainers +had equal power it is doubtful they would agree to sell control of their +liberty/labour to another). This means that "power" and "market" are not +antithetical terms. While, in an abstract sense, all market relations are +voluntary in practice this is not the case within a capitalist market. A large +company has a comparative advantage over smaller ones, communities and +individual workers which will definitely shape the outcome of any contract. +For example, a large company or rich person will have access to more funds and +so stretch out litigations and strikes until their opponents resources are +exhausted. Or, if a company is polluting the environment, the local community +may put up with the damage caused out of fear that the industry (which it +depends upon) would relocate to another area. If members of the community +**did** sue, then the company would be merely exercising its property rights +when it threatened to move to another location. In such circumstances, the +community would "freely" consent to its conditions or face massive economic +and social disruption. And, similarly, _"the landlords' agents who threatened +to discharge agricultural workers and tenants who failed to vote the +reactionary ticket"_ in the 1936 Spanish election were just exercising their +legitimate property rights when they threatened working people and their +families with economic uncertainty and distress. [Murray Bookchin, **The +Spanish Anarchists**, p. 260] + +If we take the labour market, it is clear that the "buyers" and "sellers" of +labour power are rarely on an equal footing (if they were, then capitalism +would soon go into crisis -- see [ section C.7](secC7.html)). As we stressed +in [section C.9](secC9.html), under capitalism competition in labour markets +is typically skewed in favour of employers. Thus the ability to refuse an +exchange weighs most heavily on one class than another and so ensures that +"free exchange" works to ensure the domination (and so exploitation) of one by +the other. Inequality in the market ensures that the decisions of the majority +of people within it are shaped in accordance with that needs of the powerful, +not the needs of all. It was for this reason, for example, that the Individual +Anarchist J.K. Ingalls opposed Henry George's proposal of nationalising the +land. Ingalls was well aware that the rich could outbid the poor for leases on +land and so the dispossession of the working class would continue. + +The market, therefore, does not end power or unfreedom -- they are still +there, but in different forms. And for an exchange to be truly voluntary, both +parties must have equal power to accept, reject, or influence its terms. +Unfortunately, these conditions are rarely meet on the labour market or within +the capitalist market in general. Thus Rothbard's argument that economic power +does not exist fails to acknowledge that the rich can out-bid the poor for +resources and that a corporation generally has greater ability to refuse a +contract (with an individual, union or community) than vice versa (and that +the impact of such a refusal is such that it will encourage the others +involved to compromise far sooner). In such circumstances, formally free +individuals will have to "consent" to be unfree in order to survive. Looking +at the tread-mill of modern capitalism, at what we end up tolerating for the +sake of earning enough money to survive it comes as no surprise that +anarchists have asked whether the market is serving us or are we serving it +(and, of course, those who have positions of power within it). + +So inequality cannot be easily dismissed. As Max Stirner pointed out, free +competition _"is not 'free,' because I lack the **things** for competition."_ +Due to this basic inequality of wealth (of "things") we find that _"[u]nder +the **regime** of the commonality the labourers always fall into the hands of +the possessors . . . of the capitalists, therefore. The labourer cannot +**realise** on his labour to the extent of the value that it has for the +customer . . . The capitalist has the greatest profit from it."_ [**The Ego +and Its Own**, p. 262 and p. 115] It is interesting to note that even Stirner +recognised that capitalism results in exploitation and that its roots lie in +inequalities in property and so power. And we may add that value the labourer +does not _"realise"_ goes into the hands of the capitalists, who invest it in +more "things" and which consolidates and increases their advantage in "free" +competition. To quote Stephan L. Newman: + +> _"Another disquieting aspect of the libertarians' refusal to acknowledge +power in the market is their failure to confront the tension between freedom +and autonomy. . . Wage labour under capitalism is, of course, formally free +labour. No one is forced to work at gun point. Economic circumstance, however, +often has the effect of force; it compels the relatively poor to accept work +under conditions dictated by owners and managers. The individual worker +retains freedom [i.e. negative liberty] but loses autonomy [positive +liberty]."_ [**Liberalism at Wit's End**, pp. 122-123] + +If we consider "equality before the law" it is obvious that this also has +limitations in an (materially) unequal society. Brian Morris notes that for +Ayn Rand, _"[u]nder capitalism . . . politics (state) and economics +(capitalism) are separated . . . This, of course, is pure ideology, for Rand's +justification of the state is that it 'protects' private property, that is, it +supports and upholds the economic power of capitalists by coercive means."_ +[**Ecology & Anarchism**, p. 189] The same can be said of "anarcho"-capitalism +and its "protection agencies" and _"general libertarian law code."_ If within +a society a few own all the resources and the majority are dispossessed, then +any law code which protects private property **automatically** empowers the +owning class. Workers will **always** be initiating force if they rebel +against their bosses or act against the code and so equality before the law" +reflects and reinforces inequality of power and wealth. This means that a +system of property rights protects the liberties of some people in a way which +gives them an unacceptable degree of power over others. And this critique +cannot be met merely by reaffirming the rights in question, we have to assess +the relative importance of the various kinds of liberty and other values we +hold dear. + +Therefore right-"libertarian" disregard for equality is important because it +allows "anarcho"-capitalism to ignore many important restrictions of freedom +in society. In addition, it allows them to brush over the negative effects of +their system by painting an unreal picture of a capitalist society without +vast extremes of wealth and power (indeed, they often construe capitalist +society in terms of an ideal -- namely artisan production \-- that is +**pre**-capitalist and whose social basis has been eroded by capitalist +development). Inequality shapes the decisions we have available and what ones +we make: + +> _"An 'incentive' is always available in conditions of substantial social +inequality that ensure that the 'weak' enter into a contract. When social +inequality prevails, questions arise about what counts as voluntary entry into +a contract. This is why socialists and feminists have focused on the +conditions of entry into the employment contract and the marriage contract. +Men and women . . . are now juridically free and equal citizens, but, in +unequal social conditions, the possibility cannot be ruled out that some or +many contracts create relationships that bear uncomfortable resemblances to a +slave contract."_ [Carole Pateman, **Op. Cit.**, p. 62] + +This ideological confusion of right-libertarianism can also be seen from their +opposition to taxation. On the one hand, they argue that taxation is wrong +because it takes money from those who "earn" it and gives it to the poor. On +the other hand, "free market" capitalism is assumed to be a more equal +society! If taxation takes from the rich and gives to the poor, how will +"anarcho"-capitalism be more egalitarian? That equalisation mechanism would be +gone (of course, it could be claimed that all great riches are purely the +result of state intervention skewing the "free market" but that places all +their "rags to riches" stories in a strange position). Thus we have a problem: +either we have relative equality or we do not. Either we have riches, and so +market power, or we do not. And its clear from the likes of Rothbard, +"anarcho"-capitalism will not be without its millionaires (there is, according +to him, apparently nothing un-libertarian about _"hierarchy, wage-work, +granting of funds by libertarian millionaires, and a libertarian party"_ +[quoted by Black, **Op. Cit.**, p. 142]). And so we are left with market power +and so extensive unfreedom. + +Thus, for a ideology that denounces egalitarianism as a _"revolt against +nature"_ it is pretty funny that they paint a picture of "anarcho"-capitalism +as a society of (relative) equals. In other words, their propaganda is based +on something that has never existed, and never will: an egalitarian capitalist +society. Without the implicit assumption of equality which underlies their +rhetoric then the obvious limitations of their vision of "liberty" become too +obvious. Any real laissez-faire capitalism would be unequal and _"those who +have wealth and power would only increase their privileges, while the weak and +poor would go to the wall . . . Right-wing libertarians merely want freedom +for themselves to protect their privileges and to exploit others."_ [Peter +Marshall, **Op. Cit.**, p. 653] + +## F.3.2 Can there be harmony of interests in an unequal society? + +Like the right-liberalism it is derived from, "anarcho"-capitalism is based on +the concept of _"harmony of interests"_ which was advanced by the likes of +Frdric Bastiat in the 19th century and Rothbard's mentor Ludwig von Mises in +the 20th. For Rothbard, _"all classes live in harmony through the voluntary +exchange of goods and services that mutually benefits them all."_ This meant +that capitalists and workers have no antagonistic class interests [**Classical +Economics: An Austrian Perspective on the History of Economic Thought**, Vol. +2, p. 380 and p. 382] + +For Rothbard, class interest and conflict does not exist within capitalism, +except when it is supported by state power. It was, he asserted, _"fallacious +to employ such terms as 'class interests' or 'class conflict' in discussing +the market economy."_ This was because of two things: _"harmony of interests +of different groups"_ **and** _"lack of homogeneity among the interests of any +one social class."_ It is only in _"relation to **state** action that the +interests of different men become welded into 'classes'."_ This means that the +_"homogeneity **emerges from** the interventions of the government into +society."_ [**Conceived in Liberty**, vol. 1, p. 261] So, in other words, +class conflict is impossible under capitalism because of the wonderful +coincidence that there are, simultaneously, both common interests between +individuals and classes and lack of any! + +You do not need to be an anarchist or other socialist to see that this +argument is nonsense. Adam Smith, for example, simply recorded reality when he +noted that workers and bosses have _"interests [which] are by no means the +same. The workmen desire to get as much, the masters to give as little as +possible. The former are disposed to combine in order to raise, the latter to +lower the wages of labour."_ [**The Wealth of Nations**, p. 58] The state, +Smith recognised, was a key means by which the property owning class +maintained their position in society. As such, it **reflects** economic class +conflict and interests and does not **create** it (this is **not** to suggest +that economic class is the only form of social hierarchy of course, just an +extremely important one). American workers, unlike Rothbard, were all too +aware of the truth in Smith's analysis. For example, one group argued in 1840 +that the bosses _"hold us then at their mercy, and make us work solely for +their profit . . . The capitalist has no other interest in us, than to get as +much labour out of us as possible. We are hired men, and hired men, like hired +horses, have no souls."_ Thus _"their interests as capitalist, and ours as +labourers, are directly opposite"_ and _"in the nature of things, hostile, and +irreconcilable."_ [quoted by Christopher L. Tomlins, **Law, Labor, and +Ideology in the Early American Republic**, p. 10] Then there is Alexander +Berkman's analysis: + +> _ "It is easy to understand why the masters don't want you to be organised, +why they are afraid of a real labour union. They know very well that a strong, +fighting union can compel higher wages and better conditions, which means less +profit for the plutocrats. That is why they do everything in their power to +stop labour from organising . . . + +> + +> "The masters have found a very effective way to paralyse the strength of +organised labour. They have persuaded the workers that they have the same +interests as the employers . . . and what is good for the employer is also +good for his employees . . . If your interests are the same as those of your +boss, then why should you fight him? That is what they tell you . . . It is +good for the industrial magnates to have their workers believe [this] . . . +[as they] will not think of fighting their masters for better conditions, but +they will be patient and wait till the employer can 'share his prosperity' +with them . . . If you listen to your exploiters and their mouthpieces you +will be 'good' and consider only the interests of your masters . . . but no +one cares about **your** interests . . . 'Don't be selfish,' they admonish +you, while the boss is getting rich by your being good and unselfish. And they +laugh in their sleeves and thank the Lord that you are such an idiot. + +> + +> "But . . . the interests of capital and labour are not the same. No greater +lie was ever invented than the so-called 'identity of interests' . . . It is +clear that . . . they are entirely opposite, in fact antagonistic to each +other."_ [**What is Anarchism?**, pp. 74-5] + +That Rothbard denies this says a lot about the power of ideology. + +Rothbard was clear what unions do, namely limit the authority of the boss and +ensure that workers keep more of the surplus value they produce. As he put it, +unions _"attempt to persuade workers that they can better their lot at the +expense of the employer. Consequently, they invariably attempt as much as +possible to establish work rules that hinder management's directives . . . In +other words, instead of agreeing to submit to the work orders of management in +exchange for his pay, the worker now set up not only minimum wages, but also +work rules without which they refuse to work."_ This will _"lower output."_ +[**The Logic of Action II**, p. 40 and p. 41] Notice the assumption, that the +income of and authority of the boss are sacrosanct. + +For Rothbard, unions lower productivity and harm profits because they contest +the authority of the boss to do what they like on their property (apparently, +laissez-faire was not applicable for working class people during working +hours). Yet this implicitly acknowledges that there **are** conflicts of +interests between workers and bosses. It does not take too much thought to +discover possible conflicts of interests which could arise between workers who +seek to maximise their wages and minimise their labour and bosses who seek to +minimise their wage costs and maximise the output their workers produce. It +could be argued that if workers do win this conflict of interests then their +bosses will go out of business and so they harm themselves by not obeying +their industrial masters. The rational worker, in this perspective, would be +the one who best understood that his or her interests have become the same as +the interests of the boss because his or her prosperity will depend on how +well their firm is doing. In such cases, they will put the interest of the +firm before their own and not hinder the boss by questioning their authority. +If that is the case, then "harmony of interests" simply translates as "bosses +know best" and "do what you are told" -- and such obedience is a fine +"harmony" for the order giver we are sure! + +So the interesting thing is that Rothbard's perspective produces a distinctly +servile conclusion. If workers do not have a conflict of interests with their +bosses then, obviously, the logical thing for the employee is to do whatever +their boss orders them to do. By serving their master, they automatically +benefit themselves. In contrast, anarchists have rejected such a position. For +example, William Godwin rejected capitalist private property precisely because +of the _"spirit of oppression, the spirit of servility, and the spirit of +fraud"_ it produced. [**An Enquiry into Political Justice**, p. 732] + +Moreover, we should note that Rothbard's diatribe against unions also +implicitly acknowledges the socialist critique of capitalism which stresses +that it is being subject to the authority of boss during work hours which +makes exploitation possible (see [section C.2](secC2.html)). If wages +represented the workers' "marginal" contribution to production, bosses would +not need to ensure their orders were followed. So any real boss fights unions +precisely because they limit their ability to extract as much product as +possible from the worker for the agreed wage. As such, the hierarchical social +relations within the workplace ensure that there are no _"harmony of +interests"_ as the key to a successful capitalist firm is to minimise wage +costs in order to maximise profits. It should also be noted that Rothbard has +recourse to another concept "Austrian" economists claims to reject during his +anti-union comments. Somewhat ironically, he appeals to equilibrium analysis +as, apparently, _"wage rates on the non-union labour market will always tend +toward equilibrium in a smooth and harmonious manner"_ (in another essay, he +opines that _"in the Austrian tradition . . . the entrepreneur harmoniously +adjusts the economy in the direction of equilibrium"_). [**Op. Cit.**, p. 41 +and p. 234] True, he does not say that the wages will reach equilibrium (and +what stops them, unless, in part, it is the actions of entrepreneurs +disrupting the economy?) however, it is strange that the labour market can +approximate a situation which Austrian economists claim does not exist! +However, as noted in [section C.1.6](secC1.html#secc16) this fiction is +required to hide the obvious economic power of the boss class under +capitalism. + +Somewhat ironically, given his claims of _"harmony of interests,"_ Rothbard +was well aware that landlords and capitalists have always used the state to +further their interests. However, he preferred to call this _"mercentilism"_ +rather than capitalism. As such, it is amusing to read his short article +_"Mercentilism: A Lesson for Our Times?"_ as it closely parallels Marx's +classic account of _"Primitive Accumulation"_ contained in volume 1 of +**Capital**. [Rothbard, **Op. Cit.**, pp. 43-55] The key difference is that +Rothbard simply refused to see this state action as creating the necessary +preconditions for his beloved capitalism nor does it seem to impact on his +mantra of _"harmony of interests"_ between classes. In spite of documenting +exactly how the capitalist and landlord class used the state to enrich +themselves at the expense of the working class, he refuses to consider how +this refutes any claim of _"harmony of interests"_ between exploiter and +exploited. + +Rothbard rightly notes that mercantilism involved the _"use of the state to +cripple or prohibit one's competition."_ This applies to both foreign +capitalists and to the working class who are, of course, competitors in terms +of how income is divided. Unlike Marx, he simply failed to see how +mercantilist policies were instrumental for building an industrial economy and +creating a proletariat. Thus he thunders against mercantilism for _"lowering +interest rates artificially"_ and promoting inflation which _"did not benefit +the poor"_ as _"wages habitually lagged behind the rise in prices."_ He +describes the _"desperate attempts by the ruling classes to coerce wages below +their market rates."_ Somewhat ironically, given the "anarcho"-capitalist +opposition to legal holidays, he noted the mercantilists _"dislike of +holidays, by which the 'nation' was deprived of certain amounts of labour; the +desire of the individual worker for leisure was never considered worthy of +note."_ So why were such "bad" economic laws imposed? Simply because the +landlords and capitalists were in charge of the state. As Rothbard notes, +_"this was clearly legislation for the benefit of the feudal landlords and to +the detriment of the workers"_ while Parliament _"was heavily landlord- +dominated."_ In Massachusetts the upper house consisted _"of the wealthiest +merchants and landowners."_ The mercantilists, he notes but does not ponder, +_"were frankly interested in exploiting [the workers'] labour to the utmost."_ +[**Op. Cit.**, p. 44, p. 46, p. 47, p. 51, p. 48, p. 51, p. 47, p. 54 and p. +47] Yet these policies made perfect sense from their class perspective, they +were essential for maximising a surplus (profits) which was subsequently +invested in developing industry. As such, they were very successful and laid +the foundation for the industrial capitalism of the 19th century. The key +change between mercantilism and capitalism proper is that economic power is +greater as the working class has been successfully dispossessed from the means +of life and, as such, political power need not be appealed to as often and can +appear, in rhetoric at least, defensive. + +Discussing attempts by employers in Massachusetts in 1670 and 1672 to get the +state to enforce a maximum wage Rothbard opined that there _"seemed to be no +understanding of how wages are set in an unhampered market."_ [**Conceived in +Liberty**, vol. 2, p. 18] On the contrary, dear professor, the employers were +perfectly aware of how wages were set in a market where workers have the upper +hand and, consequently, sought to use the state to hamper the market. As they +have constantly done since the dawn of capitalism as, unlike certain +economists, they are fully aware of the truth of _"harmony of interests"_ and +acted accordingly. As we document in [section F.8](secF8.html), the history of +capitalism is filled with the capitalist class using the state to enforce the +kind of _"harmony of interests"_ which masters have always sought -- +obedience. This statist intervention has continued to this day as, in +practice, the capitalist class has never totally relied on economic power to +enforce its rule due to the instability of the capitalist market \-- see +[section C.7](secC7.html) \-- as well as the destructive effects of market +forces on society and the desire to bolster its position in the economy at the +expense of the working class -- see [section D.1](secD1.html). That the +history and current practice of capitalism was not sufficient to dispel +Rothbard of his _"harmony of interests"_ position is significant. But, as +Rothbard was always at pains to stress as a good "Austrian" economist, +empirical testing does not prove or disprove a theory and so the history and +practice of capitalism matters little when evaluating the pros and cons of +that system (unless its history confirms Rothbard's ideology then he does make +numerous empirical statements). + +For Rothbard, the obvious **class** based need for such policies is missing. +Instead, we get the pathetic comment that only _"certain"_ merchants and +manufacturers _"benefited from these mercantilist laws."_ [**The Logic of +Action II**, p. 44] He applied this same myopic perspective to "actually +existing" capitalism as well, of course, lamenting the use of the state by +certain capitalists as the product of economic ignorance and/or special +interests specific to the capitalists in question. He simply could not see the +forest for the trees. This is hardly a myopia limited to Rothbard. Bastiat +formulated his _"harmony of interests"_ theory precisely when the class +struggle between workers and capitalists had become a threat to the social +order, when socialist ideas of all kinds (including anarchism, which Bastiat +explicitly opposed) were spreading and the labour movement was organising +illegally due to state bans in most countries. As such, he was propagating the +notion that workers and bosses had interests in common when, in practice, it +was most obviously the case they had not. What "harmony" that did exist was +due to state repression of the labour movement, itself a strange necessity if +labour and capital **did** share interests. + +The history of capitalism causes problems within "anarcho"-capitalism as it +claims that everyone benefits from market exchanges and that this, not +coercion, produces faster economic growth. If this **is** the case, then why +did some individuals reject the market in order to enrich themselves by +political means and, logically, impoverish themselves in the long run (and it +has been an **extremely** long run)? And why have the economically dominant +class generally also been the ones to control the state? After all, if there +are no class interests or conflict then why has the property owning classes +always sought state aid to skew the economy in its interests? If the classes +**did** have harmonious interests then they would have no need to bolster +their position nor would they seek to. Yet state policy has always reflected +the needs of the property-owning elite -- subject to pressures from below, of +course (as Rothbard rather lamely notes, without pondering the obvious +implications, the _"peasantry and the urban labourers and artisans were never +able to control the state apparatus and were therefore at the bottom of the +state-organised pyramid and exploited by the ruling groups."_ [**Conceived in +Liberty**, vol. 1, p. 260]). It is no coincidence that the working classes +have not been able to control the state nor that legislation is _"grossly the +favourer of the rich against the poor."_ [William Godwin, **Op. Cit.**, p. 93] +They **are** the ones passing the laws, after all. This long and continuing +anti-labour intervention in the market does, though, place Rothbard's opinion +that government is a conspiracy against the superior man in a new light! + +So when right-"libertarians" assert that there are _"harmony of interests"_ +between classes in an unhampered market, anarchists simply reply by pointing +out that the very fact we have a "hampered" market shows that no such thing +exists within capitalism. It will be argued, of course, that the +right-"libertarian" is against state intervention for the capitalists (beyond +defending their property which is a significant use of state power in and of +itself) and that their political ideas aim to stop it. Which is true (and why +a revolution would be needed to implement it!). However, the very fact that +the capitalist class has habitually turned to the state to bolster its +economic power is precisely the issue as it shows that the right-"libertarian" +harmony of interests (on which they place so much stress as the foundation of +their new order) simply does not exist. If it did, then the property owning +class would never have turned to the state in the first place nor would it +have tolerated "certain" of its members doing so. + +If there were harmony of interests between classes, then the bosses would not +turn to death squads to kill rebel workers as they have habitually done (and +it should be stressed that libertarian union organisers have been assassinated +by bosses and their vigilantes, including the lynching of IWW members and +business organised death squads against CNT members in Barcelona). This use of +private and public violence should not be surprising, for, at the very least, +as Mexican anarchist Ricardo Flores Magon noted, there can be no real +fraternity between classes _"because the possessing class is always disposed +to perpetuate the economic, political, and social system that guarantees it +the tranquil enjoyment of its plunders, while the working class makes efforts +to destroy this iniquitous system."_ [**Dreams of Freedom**, p. 139] + +Rothbard's obvious hatred of unions and strikes can be explained by his +ideological commitment to the _"harmony of interests."_ This is because +strikes and the need of working class people to organise gives the lie to the +doctrine of _"harmony of interests"_ between masters and workers that +apologists for capitalism like Rothbard suggested underlay industrial +relations. Worse, they give credibility to the notion that there exists +opposed interests between classes. Strangely, Rothbard himself provides more +than enough evidence to refute his own dogmas when he investigates state +intervention on the market. + +Every ruling class seeks to deny that it has interests separate from the +people under it. Significantly those who deny class struggle the most are +usually those who practice it the most (for example, Mussolini, Pinochet and +Thatcher all proclaimed the end of class struggle while, in America, the +Republican-right denounces anyone who points out the results of **their** +class war on the working class as advocating "class war"). The elite has long +been aware, as Black Nationalist Steve Biko put it, that the _"most potent +weapon in the hands of the oppressor is the mind of the oppressed."_ Defenders +of slavery and serfdom presented it as god's will and that the master's duty +was to treat the slave well just as the slave's duty was to obey (while, of +course, blaming the slave if the master did not hold up his side of the +covenant). So every hierarchical system has its own version of the _"harmony +of interests"_ position and each hierarchical society which replaces the last +mocks the previous incarnations of it while, at the same time, solemnly +announcing that **this** society truly does have harmony of interests as its +founding principle. Capitalism is no exception, with many economists repeating +the mantra that every boss has proclaimed from the dawn of time, namely that +workers and their masters have common interests. As usual, it is worthwhile to +quote Rothbard on this matter. He (rightly) takes to task a defender of the +slave master's version of _"harmony of interests"_ and, in so doing, exposes +the role of economics under capitalism. To quote Rothbard: + +> _"The increasing alienation of the slaves and the servants led . . . the +oligarchy to try to win their allegiance by rationalising their ordeal as +somehow natural, righteous, and divine. So have tyrants always tried to dupe +their subjects into approving -- or at least remaining resigned to -- their +fate . . . Servants, according to the emphatically non-servant [Reverend +Samuel] Willard, were duty-bound to revere and obey their masters, to serve +them diligently and cheerfully, and to be patient and submissive even to the +cruellest master. A convenient ideology indeed for the masters! . . . All the +subjects must do, in short, was to surrender their natural born gift of +freedom and independence, to subject themselves completely to the whims and +commands of others, who could then be blindly trusted to 'take care' of them +permanently . . . + +> + +> "Despite the myths of ideology and the threats of the whip, servants and +slaves found many ways of protest and rebellion. Masters were continually +denouncing servants for being disobedient, sullen, and lazy."_ [**Conceived in +Liberty**, vol. 2, pp. 18-19] + +Change Reverend Samuel Willard to the emphatically non-worker Professor Murray +Rothbard and we have a very succinct definition of the role his economics +plays within capitalism. There are differences. The key one was that while +Willard wanted permanent servitude, Rothbard sought a temporary form and +allowed the worker to change masters. While Willard turned to the whip and the +state, Rothbard turned to absolute private property and the capitalist market +to ensure that workers had to sell their liberty to the boss class +(unsurprisingly, as Willard lived in an economy whose workers had access to +land and tools while in Rothbard's time the class monopolisation of the means +of life was complete and workers have little alternative but to sell their +liberty to the owning class). + +Rothbard did not seek to ban unions and strikes. He argued that his system of +absolute property rights would simply make it nearly impossible for unions to +organise or for any form of collective action to succeed. Even basic picketing +would be impossible for, as Rothbard noted many a time, the pavement outside +the workplace would be owned by the boss who would be as unlikely to allow +picketing as he would allow a union. Thus we would have private property and +economic power making collective struggle **de facto** illegal rather than the +**de jure** illegality which the state has so enacted on behalf of the +capitalists. As he put it, while unions were _"theoretically compatible with +the existence of a purely free market"_ he doubted that it would be possible +as unions relied on the state to be "neutral" and tolerate their activities as +they _"acquire almost all their power through the wielding of force, +specifically force against strike-beakers and against the property of +employers."_ [**The Logic of Action II**, p. 41] Thus we find +right-"libertarians" in favour of "defensive" violence (i.e., that limited to +defending the property and power of the capitalists and landlords) while +denouncing as violence any action of those subjected to it. + +Rothbard, of course, allowed workers to leave their employment in order to +seek another job if they felt exploited. Yet for all his obvious hatred of +unions and strikes, Rothbard does not ask the most basic question -- if there +is not clash of interests between labour and capital then why do unions even +exist and why do bosses always resist them (often brutally)? And why has +capital always turned to the state to bolster its position in the labour +market? If there were really harmony of interests between classes then capital +would not have turned repeatedly to the state to crush the labour movement. +For anarchists, the reasons are obvious as is why the bosses always deny any +clash of interests for _"it is to the interests of capital to keep the workers +from understanding that they are wage slaves. The 'identity of interest'; +swindle is one of the means of doing it . . . All those who profit from wage +slavery are interested in keeping up the system, and all of them naturally try +to prevent the workers from understanding the situation."_ [Berkman, **Op. +Cit.**, p. 77] + +Rothbard's vociferous anti-unionism and his obvious desire to make any form of +collective action by workers impossible in practice if not in law shows how +economics has replaced religion as a control mechanism. In any hierarchical +system it makes sense for the masters to indoctrinate the servant class with +such self-serving nonsense but only capitalists have the advantage that it is +proclaimed a "science" rather than, say, a religion. Yet even here, the +parallels are close. As Colin Ward noted in passing, the _"so-called +Libertarianism of the political Right"_ is simply _"the worship of the market +economy."_ [**Talking Anarchy**, p. 76] So while Willard appealed to god as +the basis of his natural order, Rothbard appeal to "science" was nothing of +the kind given the ideological apriorism of "Austrian" economics. As a +particularly scathing reviewer of one of his economics books rightly put it, +the _"main point of the book is to show that the never-never land of the +perfectly free market economy represents the best of all conceivable worlds +giving maximum satisfaction to all participants. Whatever is, is right in the +free market . . . It would appear that Professor Rothbard's book is more akin +to systematic theology than economics . . . its real interest belongs to the +student of the sociology of religion."_ [D.N. Winch, **The Economic Journal**, +vol. 74, No. 294, pp. 481-2] + +To conclude, it is best to quote Emma Goldman's biting dismissal of the right- +liberal individualism that Rothbard's ideology is just another form of. She +rightly attacked that _"'rugged individualism' which is only a masked attempt +to repress and defeat the individual and his individuality. So-called +Individualism is the social and economic **laissez-faire**: the exploitation +of the masses by classes by means of trickery, spiritual debasement and +systematic indoctrination of the servile spirit . . . That corrupt and +perverse 'individualism' is the strait-jacket of individuality . . . This +'rugged individualism' has inevitably resulted in the greatest modern slavery, +the crassest class distinctions . . . 'Rugged individualism' has meant all the +'individualism' for the masters, while the people are regimented into a slave +caste to serve a handful of self-seeking 'supermen' . . . [and] in whose name +political tyranny and social oppression are defended and held up as virtues +while every aspiration and attempt of man to gain freedom and social +opportunity to live is denounced as . . . evil in the name of that same +individualism."_ [**Red Emma Speaks**, p. 112] + +So, to conclude. Both the history and current practice of capitalism shows +that there can be no harmony of interests in an unequal society. Anyone who +claims otherwise has not been paying attention. + diff --git a/markdown/secF4.md b/markdown/secF4.md new file mode 100644 index 0000000000000000000000000000000000000000..031468613fcc24e8dd1060288c22e4973d7df01f --- /dev/null +++ b/markdown/secF4.md @@ -0,0 +1,507 @@ +# F.4 What is the right-"libertarian" position on private property? + +Right-"libertarians" are not interested in eliminating capitalist private +property and thus the authority, oppression and exploitation which goes with +it. They make an idol of private property and claim to defend "absolute" and +"unrestricted" property rights. In particular, taxation and theft are among +the greatest evils possible as they involve coercion against "justly held" +property. It is true that they call for an end to the state, but this is not +because they are concerned about the restrictions of liberty experienced by +wage slaves and tenants but because they wish capitalists and landlords not to +be bothered by legal restrictions on what they can and cannot do on their +property. Anarchists stress that the right-"libertarians" are not opposed to +workers being exploited or oppressed (in fact, they deny that is possible +under capitalism) but because they do not want the state to impede capitalist +"freedom" to exploit and oppress workers even more than is the case now! Thus +they _"are against the State simply because they are capitalists first and +foremost."_ [Peter Marshall, **Demanding the Impossible**, p. 564] + +It should be obvious **why** someone is against the state matters when +evaluating claims of a thinker to be included within the anarchist tradition. +For example, socialist opposition to wage labour was shared by the pro-slavery +advocates in the Southern States of America. The latter opposed wage labour as +being worse than its chattel form because, it was argued, the owner had an +incentive to look after his property during both good and bad times while the +wage worker was left to starve during the latter. This argument does not place +them in the socialist camp any more than socialist opposition to wage labour +made them supporters of slavery. As such, "anarcho"-capitalist and +right-"libertarian" opposition to the state should not be confused with +anarchist and left-libertarian opposition. The former opposes it because it +restricts capitalist power, profits and property while the latter opposes it +because it is a bulwark of all three. + +Moreover, in the capitalist celebration of property as the source of liberty +they deny or ignore the fact that private property is a source of "tyranny" in +itself (as we have indicated in sections [B.3](secB3.html) and +[B.4](secB4.html), for example). As we saw in [section F.1](secF1.html), this +leads to quite explicit (if unaware) self-contradiction by leading +"anarcho"-capitalist ideologues. As Tolstoy stressed, the _"retention of the +laws concerning land and property keeps the workers in slavery to the +landowners and the capitalists, even though the workers are freed from +taxes."_ [**The Slavery of Our Times**, pp. 39-40] Hence Malatesta: + +> _ "One of the basic tenets of anarchism is the abolition of [class] +monopoly, whether of the land, raw materials or the means of production, and +consequently the abolition of exploitation of the labour of others by those +who possess the means of production. The appropriation of the labour of others +is from the anarchist and socialist point of view, theft."_ [**Errico +Malatesta: His Life and Ideas**, pp. 167-8] + +As much anarchists may disagree about other matters, they are united in +condemning capitalist property. Thus Proudhon argued that property was +_"theft"_ and _"despotism"_ while Stirner indicated the religious and statist +nature of private property and its impact on individual liberty when he wrote: + +> _"Property in the civic sense means **sacred** property, such that I must +**respect** your property. 'Respect for property!' . . . The position of +affairs is different in the egoistic sense. I do not step shyly back from your +property, but look upon it always as **my** property, in which I respect +nothing. Pray do the like with what you call my property! + +> + +> "With this view we shall most easily come to an understanding with each +other. + +> + +> "The political liberals are anxious that . . . every one be free lord on his +ground, even if this ground has only so much area as can have its requirements +adequately filled by the manure of one person . . . Be it ever so little, if +one only has somewhat of his own -- to wit, a **respected** property: The more +such owners . . . the more 'free people and good patriots' has the State. + +> + +> "Political liberalism, like everything religious, counts on **respect,** +humaneness, the virtues of love. Therefore does it live in incessant vexation. +For in practice people respect nothing, and everyday the small possessions are +bought up again by greater proprietors, and the 'free people' change into day +labourers. + +> + +> "If, on the contrary, the 'small proprietors' had reflected that the great +property was also theirs, they would not have respectively shut themselves out +from it, and would not have been shut out . . . Instead of owning the world, +as he might, he does not even own even the paltry point on which he turns +around."_ [**The Ego and Its Own**, pp. 248-9] + +While different anarchists have different perspectives on what comes next, we +are all critical of the current capitalist property rights system. Thus +"anarcho"-capitalists reject totally one of the common (and so defining) +features of all anarchist traditions -- the opposition to capitalist property. +From Individualist Anarchists like Tucker to Communist-Anarchists like +Bookchin, anarchists have been opposed to what William Godwin termed +_"accumulated property."_ This was because it was in _"direct contradiction"_ +to property in the form of _"the produce of his [the worker's] own industry"_ +and so it allows _"one man. . . [to] dispos[e] of the produce of another man's +industry."_ [**The Anarchist Reader**, pp. 129-131] + +For anarchists, capitalist property is a source exploitation and domination, +**not** freedom (it undermines the freedom associated with possession by +creating relations of domination between owner and employee). Hardly +surprising, then, that, according to Murray Bookchin, Murray Rothbard +_"attacked me as an anarchist with vigour because, as he put it, I am opposed +to private property."_ Bookchin, correctly, dismisses "anarcho-capitalists as +_"proprietarians"_ [_"A Meditation on Anarchist Ethics"_, pp. 328-346, **The +Raven**, no. 28, p. 343] + +We will discuss Rothbard's "homesteading" justification of private property in +the [next section](secF4.html#secf41). However, we will note here one aspect +of right-"libertarian" absolute and unrestricted property rights, namely that +it easily generates evil side effects such as hierarchy and starvation. As +economist and famine expert Amartya Sen notes: + +> _"Take a theory of entitlements based on a set of rights of 'ownership, +transfer and rectification.' In this system a set of holdings of different +people are judged to be just (or unjust) by looking at past history, and not +by checking the consequences of that set of holdings. But what if the +consequences are recognisably terrible? . . .[R]efer[ing] to some empirical +findings in a work on famines . . . evidence [is presented] to indicate that +in many large famines in the recent past, in which millions of people have +died, there was no over-all decline in food availability at all, and the +famines occurred precisely because of shifts in entitlement resulting from +exercises of rights that are perfectly legitimate. . . . [Can] famines . . . +occur with a system of rights of the kind morally defended in various ethical +theories, including Nozick's[?] I believe the answer is straightforwardly yes, +since for many people the only resource that they legitimately possess, viz. +their labour-power, may well turn out to be unsaleable in the market, giving +the person no command over food . . . [i]f results such as starvations and +famines were to occur, would the distribution of holdings still be morally +acceptable despite their disastrous consequences? There is something deeply +implausible in the affirmative answer."_ [**Resources, Values and +Development**, pp. 311-2] + +Thus "unrestricted" property rights can have seriously bad consequences and so +the existence of "justly held" property need not imply a just or free society +-- far from it. The inequalities property can generate can have a serious on +individual freedom (see [section F.3](secF3.html)). Indeed, Murray Rothbard +argued that the state was evil not because it restricted individual freedom +but because the resources it claimed to own were not "justly" acquired. If +they were, then the state could deny freedom within its boundaries just as any +other property owner could. Thus right-"libertarian" theory judges property +**not** on its impact on current freedom but by looking at past history. This +has the interesting side effect, as we noted in [section F.1](secF1.html), of +allowing its supporters to look at capitalist and statist hierarchies, +acknowledge their similar negative effects on the liberty of those subjected +to them but argue that one is legitimate and the other is not simply because +of their history. As if this changed the domination and unfreedom that both +inflict on people living today! + +This flows from the way "anarcho"-capitalists define "freedom," namely so that +only **deliberate** acts which violate your (right-"libertarian" defined) +rights by other humans beings that cause unfreedom (_"we define freedom . . . +as the **absence of invasion** by another man of an man's person or +property."_ [Rothbard, **The Ethics of Liberty**, p. 41]). This means that if +no-one deliberately coerces you then you are free. In this way the workings of +the capitalist private property can be placed alongside the "facts of nature" +and ignored as a source of unfreedom. However, a moments thought shows that +this is not the case. Both deliberate and non-deliberate acts can leave +individuals lacking freedom. A simply analogy will show why. + +Let us assume (in an example paraphrased from Alan Haworth's excellent book +**Anti-Libertarianism** [p. 49]) that someone kidnaps you and places you down +a deep (naturally formed) pit, miles from anyway, which is impossible to climb +up. No one would deny that you are unfree. Let us further assume that another +person walks by and accidentally falls into the pit with you. According to +right-"libertarianism", while you are unfree (i.e. subject to deliberate +coercion) your fellow pit-dweller is perfectly free for they have subject to +the "facts of nature" and not human action (deliberate or otherwise). Or, +perhaps, they "voluntarily choose" to stay in the pit, after all, it is "only" +the "facts of nature" limiting their actions. But, obviously, both of you are +in **exactly the same position,** have **exactly the same choices** and so are +**equally** unfree! Thus a definition of "liberty" that maintains that only +deliberate acts of others -- for example, coercion -- reduces freedom misses +the point totally. In other words, freedom is path independent and the +_"forces of the market cannot provide genuine conditions for freedom any more +than the powers of the State. The victims of both are equally enslaved, +alienated and oppressed."_ [Peter Marshall, **Demanding the Impossible**, p. +565] + +It is worth quoting Noam Chomsky at length on this subject: + +> _"Consider, for example, the [right-'libertarian'] 'entitlement theory of +justice' . . . [a]ccording to this theory, a person has a right to whatever he +has acquired by means that are just. If, by luck or labour or ingenuity, a +person acquires such and such, then he is entitled to keep it and dispose of +it as he wills, and a just society will not infringe on this right. + +> + +> "One can easily determine where such a principle might lead. It is entirely +possible that by legitimate means -- say, luck supplemented by contractual +arrangements 'freely undertaken' under pressure of need -- one person might +gain control of the necessities of life. Others are then free to sell +themselves to this person as slaves, if he is willing to accept them. +Otherwise, they are free to perish. Without extra question-begging conditions, +the society is just. + +> + +> "The argument has all the merits of a proof that 2 + 2 = 5 . . . Suppose +that some concept of a 'just society' is advanced that fails to characterise +the situation just described as unjust. . . Then one of two conclusions is in +order. We may conclude that the concept is simply unimportant and of no +interest as a guide to thought or action, since it fails to apply properly +even in such an elementary case as this. Or we may conclude that the concept +advanced is to be dismissed in that it fails to correspond to the +pretheorectical notion that it intends to capture in clear cases. If our +intuitive concept of justice is clear enough to rule social arrangements of +the sort described as grossly unjust, then the sole interest of a +demonstration that this outcome might be 'just' under a given 'theory of +justice' lies in the inference by **reductio ad absurdum** to the conclusion +that the theory is hopelessly inadequate. While it may capture some partial +intuition regarding justice, it evidently neglects others. + +> + +> "The real question to be raised about theories that fail so completely to +capture the concept of justice in its significant and intuitive sense is why +they arouse such interest. Why are they not simply dismissed out of hand on +the grounds of this failure, which is striking in clear cases? Perhaps the +answer is, in part, the one given by Edward Greenberg in a discussion of some +recent work on the entitlement theory of justice. After reviewing empirical +and conceptual shortcomings, he observes that such work 'plays an important +function in the process of . . . 'blaming the victim,' and of protecting +property against egalitarian onslaughts by various non-propertied groups.' An +ideological defence of privileges, exploitation, and private power will be +welcomed, regardless of its merits. + +> + +> "These matters are of no small importance to poor and oppressed people here +and elsewhere."_ [**The Chomsky Reader**, pp. 187-188] + +The glorification of property rights has always been most strongly advocated +by those who hold the bulk of property in a society. This is understandable as +they have the most to gain from this. Those seeking to increase freedom in +society would be wise to understand why this is the case and reject it. + +The defence of capitalist property does have one interesting side effect, +namely the need arises to defend inequality and the authoritarian +relationships inequality creates. Due to (capitalist) private property, wage +labour would still exist under "anarcho"-capitalism (it is capitalism after +all). This means that "defensive" force, a state, is required to "defend" +exploitation, oppression, hierarchy and authority from those who suffer them. +Inequality makes a mockery of free agreement and "consent" as we have +continually stressed. As Peter Kropotkin pointed out long ago: + +> _"When a workman sells his labour to an employer . . . it is a mockery to +call that a free contract. Modern economists may call it free, but the father +of political economy -- Adam Smith -- was never guilty of such a +misrepresentation. As long as three-quarters of humanity are compelled to +enter into agreements of that description, force is, of course, necessary, +both to enforce the supposed agreements and to maintain such a state of +things. Force -- and a good deal of force -- is necessary to prevent the +labourers from taking possession of what they consider unjustly appropriated +by the few. . . . The Spencerian party [proto-right-'libertarians'] perfectly +well understand that; and while they advocate no force for changing the +existing conditions, they advocate still more force than is now used for +maintaining them. As to Anarchy, it is obviously as incompatible with +plutocracy as with any other kind of -cracy."_ [**Anarchism and Anarchist +Communism**, pp. 52-53] + +Because of this need to defend privilege and power, "anarcho"-capitalism is +best called "private-state" capitalism. As anarchists Stuart Christie and +Albert Meltzer argue, the _"American oil baron, who sneers at any form of +State intervention in his manner of conducting business -- that is to say, of +exploiting man and nature -- is also able to 'abolish the State' to a certain +extent. But he has to build up a repressive machine of his own (an army of +sheriffs to guard his interests) and takes over as far as he can, those +functions normally exercised by the government, excluding any tendency of the +latter that might be an obstacle to his pursuit of wealth."_ [**Floodgates of +Anarchy**, p. 12] Unsurprising "anarcho"-capitalists propose private security +forces rather than state security forces (police and military) -- a proposal +that is equivalent to bringing back the state under another name. This will be +discussed in more detail in [section F.6](secF6.html). + +By advocating private property, right-"libertarians" contradict many of their +other claims. For example, they tend to oppose censorship and attempts to +limit freedom of association within society when the state is involved yet +they will wholeheartedly support the right of the boss or landlord when they +ban unions or people talking about unions on their property. They will oppose +closed shops when they are worker created but have no problems when bosses +make joining the company union a mandatory requirement for taking a position. +Then they say that they support the right of individuals to travel where they +like. They make this claim because they assume that only the state limits free +travel but this is a false assumption. Owners must agree to let you on their +land or property (_"people only have the right to move to those properties and +lands where the owners desire to rent or sell to them."_ [Murray Rothbard, +**The Ethics of Liberty**, p. 119]. There is no "freedom of travel" onto +private property (including private roads). Therefore immigration may be just +as hard under "anarcho"-capitalism as it is under statism (after all, the +state, like the property owner, only lets people in whom it wants to let in). +Private property, as can be seen from these simple examples, is the state writ +small. Saying it is different when the boss does it is not convincing to any +genuine libertarian. + +Then there is the possibility of alternative means of living. +Right-"libertarians" generally argue that people can be as communistic as they +want on their own property. They fail to note that all groups would have no +choice about living under laws based on the most rigid and extreme +interpretation of property rights invented and surviving within the economic +pressures such a regime would generate. If a community cannot survive in the +capitalist market then, in their perspective, it deserves its fate. Yet this +Social-Darwinist approach to social organisation is based on numerous +fallacies. It confuses the market price of something with how important it is; +it confuses capitalism with productive activity in general; and it confuses +profits with an activities contribution to social and individual well being; +it confuses freedom with the ability to pick a master rather than as an +absence of a master. Needless to say, as they consider capitalism as the most +efficient economy ever the underlying assumption is that capitalist systems +will win out in competition with all others. This will obviously be aided +immensely under a law code which is capitalist in nature. + +## F.4.1 What is wrong with a "homesteading" theory of property? + +So how do "anarcho"-capitalists justify property? Looking at Murray Rothbard, +we find that he proposes a _"homesteading theory of property"_. In this theory +it is argued that property comes from occupancy and mixing labour with natural +resources (which are assumed to be unowned). Thus the world is transformed +into private property, for _"title to an unowned resource (such as land) comes +properly only from the expenditure of labour to transform that resource into +use."_ [**The Ethics of Liberty**, p. 63] + +His theory, it should be stressed, has its roots in the same Lockean tradition +as Robert Nozick's (which we critiqued in [section B.3.4](secB4.html#secb34)). +Like Locke, Rothbard paints a conceptual history of individuals and families +forging a home in the wilderness by the sweat of their labour (it is tempting +to rename his theory the **_"immaculate conception of property"_** as his +conceptual theory is so at odds with actual historical fact). His one +innovation (if it can be called that) was to deny even the rhetorical +importance of what is often termed the Lockean Proviso, namely the notion that +common resources can be appropriated only if there is enough for others to do +likewise. As we noted in [section E.4.2](secE4.html#sece42) this was because +it could lead (horror of horrors!) to the outlawry of all private property. + +Sadly for Rothbard, his "homesteading" theory of property was refuted by +Proudhon in **What is Property?** in 1840 (along with many other +justifications of property). Proudhon rightly argued that _"if the liberty of +man is sacred, it is equally sacred in all individuals; that, if it needs +property for its objective action, that is, for its life, the appropriation of +material is equally necessary for all . . . Does it not follow that if one +individual cannot prevent another . . . from appropriating an amount of +material equal to his own, no more can he prevent individuals to come."_ And +if all the available resources are appropriated, and the owner _"draws +boundaries, fences himself in . . . Here, then, is a piece of land upon which, +henceforth, no one has a right to step, save the proprietor and his friends . +. . Let [this]. . . multiply, and soon the people . . . will have nowhere to +rest, no place to shelter, no ground to till. They will die at the +proprietor's door, on the edge of that property which was their birthright."_ +[**What is Property?**, pp. 84-85 and p. 118] + +Proudhon's genius lay in turning apologies for private property against it by +treating them as absolute and universal as its apologists treated property +itself. To claims like Rothbard's that property was a natural right, he +explained that the essence of such rights was their universality and that +private property ensured that this right could not be extended to all. To +claims that labour created property, he simply noted that private property +ensured that most people have no property to labour on and so the outcome of +that labour was owned by those who did. As for occupancy, he simply noted that +most owners do not occupancy all the property they own while those who do use +it do not own it. In such circumstances, how can occupancy justify property +when property excludes occupancy? Proudhon showed that the defenders of +property had to choose between self-interest and principle, between hypocrisy +and logic. + +Rothbard picks the former over the latter and his theory is simply a rationale +for a specific class based property rights system (_"[w]e who belong to the +proletaire class, property excommunicates us!"_ [P-J Proudhon, **Op. Cit.**, +p. 105]). As Rothbard **himself** admitted in respect to the aftermath of +slavery and serfdom, not having access to the means of life places one the +position of unjust dependency on those who do and so private property creates +economic power as much under his beloved capitalism as it did in post-serfdom +(see [section F.1](secF1.html)). Thus, Rothbard's account, for all its +intuitive appeal, ends up justifying capitalist and landlord domination and +ensures that the vast majority of the population experience property as theft +and despotism rather than as a source of liberty and empowerment (which +possession gives). + +It also seems strange that while (correctly) attacking social contract +theories of the state as invalid (because _"no past generation can bind later +generations"_ [**Op. Cit.**, p. 145]) he fails to see he is doing **exactly +that** with his support of private property (similarly, Ayn Rand argued that +_"[a]ny alleged 'right' of one man, which necessitates the violation of the +right of another, is not and cannot be a right"_ but, obviously, appropriating +land does violate the rights of others to walk, use or appropriate that land +[**Capitalism: The Unknown Ideal**, p. 325]). Due to his support for +appropriation and inheritance, Rothbard is clearly ensuring that future +generations are **not** born as free as the first settlers were (after all, +they cannot appropriate any land, it is all taken!). If future generations +cannot be bound by past ones, this applies equally to resources and property +rights. Something anarchists have long realised -- there is no defensible +reason why those who first acquired property should control its use and +exclude future generations. + +Even if we take Rothbard's theory at face value we find numerous problems with +it. If title to unowned resources comes via the _"expenditure of labour"_ on +it, how can rivers, lakes and the oceans be appropriated? The banks of the +rivers can be transformed, but can the river itself? How can you mix your +labour with water? "Anarcho"-capitalists usually blame pollution on the fact +that rivers, oceans, and so forth are unowned but as we discussed in [section +E.4](secE4.html), Rothbard provided no coherent argument for resolving this +problem nor the issue of environmental externalities like pollution it was +meant to solve (in fact, he ended up providing polluters with sufficient +apologetics to allow them to continue destroying the planet). + +Then there is the question of what equates to "mixing" labour. Does fencing in +land mean you have "mixed labour" with it? Rothbard argues that this is not +the case (he expresses opposition to _"arbitrary claims"_). He notes that it +is **not** the case that _"the first discoverer . . . could properly lay claim +to"_ a piece of land by _"laying out a boundary for the area."_ He thinks that +_"their claim would still be no more than the boundary **itself**, and not to +any of the land within, for only the boundary will have been transformed and +used by men"_ However, if the boundary **is** private property and the owner +refuses others permission to cross it, then the enclosed land is inaccessible +to others! If an "enterprising" right-"libertarian" builds a fence around the +only oasis in a desert and refuses permission to cross it to travellers unless +they pay his price (which is everything they own) then the person **has** +appropriated the oasis without "transforming" it by his labour. The travellers +have the choice of paying the price or dying (and any oasis owner is well +within his rights letting them die). Given Rothbard's comments, it is probable +that he could claim that such a boundary is null and void as it allows +"arbitrary" claims -- although this position is not at all clear. After all, +the fence builder **has** transformed the boundary and "unrestricted" property +rights is what the right-"libertarian" is all about. One thing is true, if the +oasis became private property by some means then refusing water to travellers +would be fine as _"the owner is scarcely being 'coercive'; in fact he is +supplying a vital service, and should have the right to refuse a sale or +charge whatever the customers will pay. The situation may be unfortunate for +the customers, as are many situations in life."_ [**Op. Cit.**, p. 50f and p. +221] That the owner is providing _"a vital service"_ only because he has +expropriated the common heritage of humanity is as lost on Rothbard as is the +obvious economic power that this situation creates. + +And, of course, Rothbard ignores the fact of economic power -- a transnational +corporation can "transform" far more virgin resources in a day by hiring +workers than a family could in a year. A transnational "mixing" the labour it +has bought from its wage slaves with the land does not spring into mind +reading Rothbard's account of property but in the real world that is what +happens. This is, perhaps, unsurprising as the whole point of Locke's theory +was to justify the appropriation of the product of other people's labour by +their employer. + +Which is another problem with Rothbard's account. It is completely ahistoric +(and so, as we noted above, is more like an _"immaculate conception of +property"_). He has transported "capitalist man" into the dawn of time and +constructed a history of property based upon what he is trying to justify. He +ignores the awkward historic fact that land was held in common for millennium +and that the notion of "mixing" labour to enclose it was basically invented to +justify the expropriation of land from the general population (and from native +populations) by the rich. What **is** interesting to note, though, is that the +**actual** experience of life on the US frontier (the historic example +Rothbard seems to want to claim) was far from the individualistic framework he +builds upon it and (ironically enough) it was destroyed by the development of +capitalism. + +As Murray Bookchin notes, in rural areas there _"developed a modest +subsistence agriculture that allowed them to be almost wholly self-sufficient +and required little, if any, currency."_ The economy was rooted in barter, +with farmers trading surpluses with nearby artisans. This pre-capitalist +economy meant people enjoyed _"freedom from servitude to others"_ and +_"fostered"_ a _"sturdy willingness to defend [their] independence from +outside commercial interlopers. This condition of near-autarchy, however, was +not individualistic; rather it made for strong community interdependence . . . +In fact, the independence that the New England yeomanry enjoyed was itself a +function of the co-operative social base from which it emerged. To barter +home-grown goods and objects, to share tools and implements, to engage in +common labour during harvesting time in a system of mutual aid, indeed, to +help new-comers in barn-raising, corn-husking, log-rolling, and the like, was +the indispensable cement that bound scattered farmsteads into a united +community."_ Bookchin quotes David P. Szatmary (author of a book on Shay' +Rebellion) stating that it was a society based upon _"co-operative, community +orientated interchanges"_ and not a _"basically competitive society."_ [**The +Third Revolution**, vol. 1, p. 233] + +Into this non-capitalist society came capitalist elements. Market forces and +economic power soon resulted in the transformation of this society. Merchants +asked for payment in specie (gold or silver coin), which the farmers did not +have. In addition, money was required to pay taxes (taxation has always been a +key way in which the state encouraged a transformation towards capitalism as +money could only be made by hiring oneself to those who had it). The farmers +_"were now cajoled by local shopkeepers"_ to _"make all their payments and +meet all their debts in money rather than barter. Since the farmers lacked +money, the shopkeepers granted them short-term credit for their purchases. In +time, many farmers became significantly indebted and could not pay off what +they owed, least of all in specie."_ The creditors turned to the courts and +many the homesteaders were dispossessed of their land and goods to pay their +debts. In response Shay's rebellion started as the _"urban commercial elites +adamantly resisted [all] peaceful petitions"_ while the _"state legislators +also turned a deaf ear"_ as they were heavily influenced by these same elites. +This rebellion was an important factor in the centralisation of state power in +America to ensure that popular input and control over government were +marginalised and that the wealthy elite and their property rights were +protected against the many (_"Elite and well-to-do sectors of the population +mobilised in great force to support an instrument that clearly benefited them +at the expense of the backcountry agrarians and urban poor."_) [Bookchin, +**Op. Cit.**, p. 234, p. 235 and p. 243]). Thus the homestead system was, +ironically, undermined and destroyed by the rise of capitalism (aided, as +usual, by a state run by and for the rich). + +So while Rothbard's theory as a certain appeal (reinforced by watching too +many Westerns, we imagine) it fails to justify the "unrestricted" property +rights theory (and the theory of freedom Rothbard derives from it). All it +does is to end up justifying capitalist and landlord domination (which is what +it was intended to do). + diff --git a/markdown/secF5.md b/markdown/secF5.md new file mode 100644 index 0000000000000000000000000000000000000000..23adcb0014b6e53e5be950de95f1b6b1aa22795b --- /dev/null +++ b/markdown/secF5.md @@ -0,0 +1,222 @@ +# F.5 Will privatising "the commons" increase liberty? + +"Anarcho"-capitalists aim for a situation in which _"no land areas, no square +footage in the world shall remain 'public,'"_ in other words **everything** +will be _"privatised."_ [Murray Rothbard, **Nations by Consent**, p. 84] They +claim that privatising "the commons" (e.g. roads, parks, etc.) which are now +freely available to all will increase liberty. Is this true? Here we will +concern ourselves with private ownership of commonly used "property" which we +all take for granted (and often pay for with taxes). + +Its clear from even a brief consideration of a hypothetical society based on +"privatised" roads (as suggested by Murray Rothbard [**For a New Liberty**, +pp. 202-203] and David Friedman [**The Machinery of Freedom**, pp. 98-101]) +that the only increase of liberty will be for the ruling elite. As +"anarcho"-capitalism is based on paying for what one uses, privatisation of +roads would require some method of tracking individuals to ensure that they +pay for the roads they use. In the UK, for example, during the 1980s the +British Tory government looked into the idea of toll-based motorways. +Obviously having toll-booths on motorways would hinder their use and restrict +"freedom," and so they came up with the idea of tracking cars by satellite. +Every vehicle would have a tracking device installed in it and a satellite +would record where people went and which roads they used. They would then be +sent a bill or have their bank balances debited based on this information (in +the fascist city-state/company town of Singapore such a scheme **has** been +introduced). In London, the local government has introduced a scheme which +allowed people to pay for public transport by electronic card. It also allowed +the government to keep a detailed record of where and when people travelled, +with obvious civil liberty implications. + +If we extrapolate from these to a system of **fully** privatised "commons," it +would clearly require all individuals to have tracking devices on them so they +could be properly billed for use of roads, pavements, etc. Obviously being +tracked by private firms would be a serious threat to individual liberty. +Another, less costly, option would be for private guards to randomly stop and +question car-owners and individuals to make sure they had paid for the use of +the road or pavement in question. "Parasites" would be arrested and fined or +locked up. Again, however, being stopped and questioned by uniformed +individuals has more in common with police states than liberty. Toll-boothing +**every** street would be highly unfeasible due to the costs involved and +difficulties for use that it implies. Thus the idea of privatising roads and +charging drivers to gain access seems impractical at best and distinctly +freedom endangering at worse. Would giving companies that information for all +travellers, including pedestrians, **really** eliminate all civil liberty +concerns? + +Of course, the option of owners letting users have free access to the roads +and pavements they construct and run would be difficult for a profit-based +company. No one could make a profit in that case. If companies paid to +construct roads for their customers/employees to use, they would be +financially hindered in competition with other companies that did not, and +thus would be unlikely to do so. If they restricted use purely to their own +customers, the tracking problem appears again. So the costs in creating a +transport network and then running it explains why capitalism has always +turned to state aid to provide infrastructure (the potential power of the +owners of such investments in charging monopoly prices to other capitalists +explains why states have also often regulated transport). + +Some may object that this picture of extensive surveillance of individuals +would not occur or be impossible. However, Murray Rothbard (in a slightly +different context) argued that technology would be available to collate +information about individuals. He argued that _"[i]t should be pointed out +that modern technology makes even more feasible the collection and +dissemination of information about people's credit ratings and records of +keeping or violating their contracts or arbitration agreements. Presumably, an +anarchist [sic!] society would see the expansion of this sort of dissemination +of data."_ [**Society Without A State"**, p. 199] So with the total +privatisation of society we could also see the rise of private Big Brothers, +collecting information about individuals for use by property owners. The +example of the **Economic League** (a British company which provided the +"service" of tracking the political affiliations and activities of workers for +employers) springs to mind. + +And, of course, these privatisation suggestions ignore differences in income +and market power. If, for example, variable pricing is used to discourage road +use at times of peak demand (to eliminate traffic jams at rush-hour) as is +suggested both by Murray Rothbard and David Friedman, then the rich will have +far more "freedom" to travel than the rest of the population. And we may even +see people having to go into debt just to get to work or move to look for +work. + +Which raises another problem with notion of total privatisation, the problem +that it implies the end of freedom of travel. Unless you get permission or +(and this seems more likely) pay for access, you will not be able to travel +**anywhere.** As Rothbard **himself** makes clear, "anarcho"-capitalism means +the end of the right to roam. He states that _"it became clear to me that a +totally privatised country would not have open borders at all. If every piece +of land in a country were owned . . . no immigrant could enter there unless +invited to enter and allowed to rent, or purchase, property."_ What happens to +those who cannot **afford** to pay for access or travel (i.e., exit) is not +addressed (perhaps, being unable to exit a given capitalist's land they will +become bonded labourers? Or be imprisoned and used to undercut workers' wages +via prison labour? Perhaps they will just be shot as trespassers? Who can +tell?). Nor is it addressed how this situation actually **increases** freedom. +For Rothbard, a _"totally privatised country would be as closed as the +particular inhabitants and property owners [**not** the same thing, we must +point out] desire. It seems clear, then, that the regime of open borders that +exists **de facto** in the US really amounts to a compulsory opening by the +central state. . . and does not genuinely reflect the wishes of the +proprietors."_ [**Nations by Consent**, p. 84 and p. 85] Of course, the wishes +of **non**-proprietors (the vast majority) do not matter in the slightest. +Thus, it is clear, that with the privatisation of "the commons" the right to +roam, to travel, would become a privilege, subject to the laws and rules of +the property owners. This can hardly be said to **increase** freedom for +anyone bar the capitalist class. + +Rothbard acknowledges that _"in a fully privatised world, access rights would +obviously be a crucial part of land ownership."_ [**Op. Cit.**, p. 86] Given +that there is no free lunch, we can imagine we would have to pay for such +"rights." The implications of this are obviously unappealing and an obvious +danger to individual freedom. The problem of access associated with the idea +of privatising the roads can only be avoided by having a "right of passage" +encoded into the "general libertarian law code." This would mean that road +owners would be required, by law, to let anyone use them. But where are +"absolute" property rights in this case? Are the owners of roads not to have +the same rights as other owners? And if "right of passage" is enforced, what +would this mean for road owners when people sue them for car-pollution related +illnesses? (The right of those injured by pollution to sue polluters is the +main way "anarcho"-capitalists propose to protect the environment -- see +[section E.4](secE4.html)). It is unlikely that those wishing to bring suit +could find, never mind sue, the millions of individual car owners who could +have potentially caused their illness. Hence the road-owners would be sued for +letting polluting (or unsafe) cars onto "their" roads. The road-owners would +therefore desire to restrict pollution levels by restricting the right to use +their property, and so would resist the "right of passage" as an "attack" on +their "absolute" property rights. If the road-owners got their way (which +would be highly likely given the need for "absolute" property rights and is +suggested by the variable pricing way to avoid traffic jams mentioned above) +and were able to control who used their property, freedom to travel would be +**very** restricted and limited to those whom the owner considered +"desirable." Indeed, Murray Rothbard supports such a regime (_"In the free +[sic!] society, they [travellers] would, in the first instance, have the right +to travel only on those streets whose owners agree to have them there."_ +[**The Ethics of Liberty**, p. 119]). The threat to liberty in such a system +is obvious -- to all but Rothbard and other right-"libertarians", of course. + +To take another example, let us consider the privatisation of parks, streets +and other public areas. Currently, individuals can use these areas to hold +political demonstrations, hand out leaflets, picket and so on. However, under +"anarcho"-capitalism the owners of such property can restrict such liberties +if they desire, calling such activities "initiation of force" (although they +cannot explain how speaking your mind is an example of "force"). Therefore, +freedom of speech, assembly and a host of other liberties we take for granted +would be eliminated under a right-"libertarian" regime. Or, taking the case of +pickets and other forms of social struggle, its clear that privatising "the +commons" would only benefit the bosses. Strikers or political activists +picketing or handing out leaflets in shopping centres are quickly ejected by +private security even today. Think about how much worse it would become under +"anarcho"-capitalism when the whole world becomes a series of malls -- it +would be impossible to hold a picket when the owner of the pavement objects +(as Rothbard himself gleefully argued. [**Op. Cit.**, p. 132]). If the owner +of the pavement also happens to be the boss being picketed, which Rothbard +himself considered most likely, then workers' rights would be zero. Perhaps we +could also see capitalists suing working class organisations for littering +their property if they do hand out leaflets (so placing even greater stress on +limited resources). + +The I.W.W. went down in history for its rigorous defence of freedom of speech +because of its rightly famous "free speech" fights in numerous American cities +and towns. The city bosses worried by the wobblies' open air public meetings +simply made them illegal. The I.W.W. used direct action and carried on holding +them. Violence was inflicted upon wobblies who joined the struggle by "private +citizens," but in the end the I.W.W. won (for Emma Goldman's account of the +San Diego struggle and the terrible repression inflicted on the libertarians +by the "patriotic" vigilantes see **Living My Life** [vol. 1, pp. 494-503]). +Consider the case under "anarcho"-capitalism. The wobblies would have been +"criminal aggressors" as the owners of the streets have refused to allow +"subversives" to use them to argue their case. If they refused to acknowledge +the decree of the property owners, private cops would have taken them away. +Given that those who controlled city government in the historical example were +the wealthiest citizens in town, its likely that the same people would have +been involved in the fictional ("anarcho"-capitalist) account. Is it a good +thing that in the real account the wobblies are hailed as heroes of freedom +but in the fictional one they are "criminal aggressors"? Does converting +public spaces into private property **really** stop restrictions on free +speech being a bad thing? + +Of course, Rothbard (and other right-"libertarians") are aware that +privatisation will not remove restrictions on freedom of speech, association +and so on (while, at the same time, trying to portray themselves as supporters +of such liberties!). However, for them such restrictions are of no +consequence. As Rothbard argues, any _"prohibitions would not be state +imposed, but would simply be requirements for residence or for use of some +person's or community's land area."_ [**Nations by Consent**, p. 85] Thus we +yet again see the blindness of right-"libertarians" to the commonality between +private property and the state we first noted in [section F.1](secF1.html). +The state also maintains that submitting to its authority is the requirement +for taking up residence in its territory. As Tucker noted, the state can be +defined as (in part) _"the assumption of sole authority over a given area and +all within it."_ [**The Individualist Anarchists**, p. 24] If the property +owners can determine "prohibitions" (i.e. laws and rules) for those who use +the property then they are the _"sole authority over a given area and all +within it,"_ i.e. a state. Thus privatising "the commons" means subjecting the +non-property owners to the rules and laws of the property owners -- in effect, +privatising the state and turning the world into a series of monarchies and +oligarchies without the pretence of democracy and democratic rights. + +These examples can hardly be said to be increasing liberty for society as a +whole, although "anarcho"-capitalists seem to think they would. So far from +**increasing** liberty for all, then, privatising the commons would only +increase it for the ruling elite, by giving them yet another monopoly from +which to collect income and exercise their power over. It would **reduce** +freedom for everyone else. Ironically, therefore, Rothbard ideology provides +more than enough evidence to confirm the anarchist argument that private +property and liberty are fundamentally in conflict. _"It goes without saying +that th[e] absolute freedom of thought, speech, and action"_ anarchists +support _"is incompatible with the maintenance of institutions that restrict +free thought, rigidify speech in the form of a final and irrevocable vow, and +even dictate that the worker fold his arms and die of hunger at the owners' +command."_ [Elisee Reclus, quoted by John P. Clark and Camille Martin (eds.), +**Anarchy, Geography, Modernity**, p. 159] As Peter Marshall notes, _"[i]n the +name of freedom, the anarcho-capitalists would like to turn public spaces into +private property, but freedom does not flourish behind high fences protected +by private companies but expands in the open air when it is enjoyed by all."_ +[**Demanding the Impossible**, p. 564] + +Little wonder Proudhon argued that _"if the public highway is nothing but an +accessory of private property; if the communal lands are converted into +private property; if the public domain, in short, is guarded, exploited, +leased, and sold like private property -- what remains for the proletaire? Of +what advantage is it to him that society has left the state of war to enter +the regime of police?"_ [**System of Economic Contradictions**, p. 371] + diff --git a/markdown/secF6.md b/markdown/secF6.md new file mode 100644 index 0000000000000000000000000000000000000000..f29c9d4c4a3871cb6bfaaca7b5f1befed6b4517e --- /dev/null +++ b/markdown/secF6.md @@ -0,0 +1,933 @@ +# F.6 Is "anarcho"-capitalism against the state? + +No. Due to its basis in private property, "anarcho"-capitalism implies a class +division of society into bosses and workers. Any such division will require a +state to maintain it. However, it need not be the same state as exists now. +Regarding this point, "anarcho"-capitalism plainly advocates "defence +associations" to protect property. For the "anarcho"-capitalist these private +companies are not states. For anarchists, they most definitely. As Bakunin put +it, the state _"is authority, domination, and force, organised by the +property-owning and so-called enlightened classes against the masses."_ [**The +Basic Bakunin**, p. 140] It goes without saying that "anarcho"-capitalism has +a state in the anarchist sense. + +According to Murray Rothbard [**Society Without A State**, p. 192], a state +must have one or both of the following characteristics: + +1) The ability to tax those who live within it. +2) It asserts and usually obtains a coerced monopoly of the provision of +defence over a given area. + +He makes the same point elsewhere. [**The Ethics of Liberty**, p. 171] +Significantly, he stresses that _"our definition of anarchism"_ is a system +which _"provides no legal sanction"_ for aggression against person and +property rather than, say, being against government or authority. [**Society +without a State**, p. 206] + +Instead of this, the "anarcho"-capitalist thinks that people should be able to +select their own "defence companies" (which would provide the needed police) +and courts from a free market in "defence" which would spring up after the +state monopoly has been eliminated. These companies _"all . . . would have to +abide by the basic law code,"_ [**Op. Cit.**, p. 206] Thus a _"general +libertarian law code"_ would govern the actions of these companies. This "law +code" would prohibit coercive aggression at the very least, although to do so +it would have to specify what counted as legitimate property, how said can be +owned and what actually constitutes aggression. Thus the law code would be +quite extensive. + +How is this law code to be actually specified? Would these laws be +democratically decided? Would they reflect common usage (i.e. custom)? "Supply +and demand"? "Natural law"? Given the strong dislike of democracy shown by +"anarcho"-capitalists, we think we can safely say that some combination of the +last two options would be used. Murray Rothbard argued for "Natural Law" and +so the judges in his system would _"not [be] making the law but finding it on +the basis of agreed-upon principles derived either from custom or reason."_ +[**Op. Cit.**, p. 206] David Friedman, on the other hand, argues that +different defence firms would sell their own laws. [**The Machinery of +Freedom**, p. 116] It is sometimes acknowledged that non-"libertarian" laws +may be demanded (and supplied) in such a market although the obvious fact that +the rich can afford to pay for more laws (either in quantity or in terms of +being more expensive to enforce) is downplayed. + +Around this system of "defence companies" is a free market in "arbitrators" +and "appeal judges" to administer justice and the _"basic law code."_ Rothbard +believes that such a system would see _"arbitrators with the best reputation +for efficiency and probity"_ being _"chosen by the various parties in the +market"_ and _"will come to be given an increasing amount of business."_ +Judges _"will prosper on the market in proportion to their reputation for +efficiency and impartiality."_ [**Op. Cit.**, p. 199 and p. 204] Therefore, +like any other company, arbitrators would strive for profits with the most +successful ones would _"prosper"_, i.e. become wealthy. Such wealth would, of +course, have no impact on the decisions of the judges, and if it did, the +population (in theory) are free to select any other judge. Of course, the +competing judges would **also** be striving for profits and wealth -- which +means the choice of character may be somewhat limited! -- and the laws which +they were using to guide their judgements would be enforcing capitalist +rights. + +Whether or not this system would work as desired is discussed in the following +sections. We think that it will not. Moreover, we will argue that +"anarcho"-capitalist "defence companies" meet not only the criteria of +statehood we outlined in [section B.2](secB2.html), but also Rothbard's own +criteria for the state. As regards the anarchist criterion, it is clear that +"defence companies" exist to defend private property; that they are +hierarchical (in that they are capitalist companies which defend the power of +those who employ them); that they are professional coercive bodies; and that +they exercise a monopoly of force over a given area (the area, initially, +being the property of the person or company who is employing the company). Not +only that, as we discuss in [section F.6.4](secF6.html#secf64) these "defence +companies" also matches the right-libertarian and "anarcho"-capitalist +definition of the state. For this (and other reasons), we should call the +"anarcho"-capitalist defence firms "private states" -- that is what they are +-- and "anarcho"-capitalism "private state" capitalism. + +## F.6.1 What's wrong with this "free market" justice? + +It does not take much imagination to figure out whose interests prosperous +arbitrators, judges and defence companies would defend: their own as well as +those who pay their wages -- which is to say, other members of the rich elite. +As the law exists to defend property, then it (by definition) exists to defend +the power of capitalists against their workers. Rothbard argued that the +_"judges"_ would _"not [be] making the law but finding it on the basis of +agreed-upon principles derived either from custom or reason."_ [**Society +without a State**, p. 206] However, this begs the question: **whose** reason? +**whose** customs? Do individuals in different classes share the same customs? +The same ideas of right and wrong? Would rich and poor desire the same from a +_"basic law code"_? Obviously not. The rich would only support a code which +defended their power over the poor. + +Rothbard does not address this issue. He stated that "anarcho"-capitalism +would involve _"taking the largely libertarian common law, and correcting it +by the use of man's reason, before enshrining it as a permanently fixed +libertarian law code."_ [_"On Freedom and the Law"_, **New Individualist +Review**, Winter 1962, p. 40] Needless to say, _"man"_ does not exist -- it is +an abstraction (and a distinctly collectivist one, we should note). There are +only individual men and women and so individuals and **their** reason. By +_"man's reason"_ Rothbard meant, at best, the prejudices of those individuals +with whom he agreed with or, at worse, his own value judgements. Needless to +say, what is considered acceptable will vary from individual to individual and +reflect their social position. Similarly, as Kropotkin stressed, "common law" +does not develop in isolation of class struggles and so is a mishmash of +customs genuinely required by social life and influences imposed by elites by +means of state action. [**Anarchism**, pp. 204-6] This implies what should be +_"corrected"_ from the "common law" will also differ based on their class +position and their general concepts of what is right and wrong. History is +full of examples of lawyers, jurists and judges (not to mention states) +_"correcting"_ common law and social custom in favour of a propertarian +perspective which, by strange co-incidence, favoured the capitalists and +landlords, i.e. those of the same class as the politicians, lawyers, jurists +and judges (see [section F.8](secF8.html) for more details). We can imagine +the results of similar "correcting" of common law by those deemed worthy by +Rothbard and his followers of representing both "man" and "natural law." + +Given these obvious points, it should come as no surprise that Rothbard solves +this problem by explicitly excluding the general population from deciding +which laws they will be subject to. As he put it, _"it would not be a very +difficult task for Libertarian lawyers and jurists to arrive at a rational and +objective code of libertarian legal principles and procedures . . . This code +would then be followed and applied to specific cases by privately-competitive +and free-market courts and judges, all of whom would be pledged to abide by +the code."_ [_"The Spooner-Tucker Doctrine: An Economist's View"_, pp. 5-15, +**Journal of Libertarian Studies**, Vol. 20, No. 1, p. 7] By jurist Rothbard +means a professional or an expert who studies, develops, applies or otherwise +deals with the law, i.e. a lawyer or a judge. That is, law-making by +privately-competitive judges and lawyers. And not only would the law be +designed by experts, so would its interpretation: + +> _"If legislation is replaced by such judge-made law fixity and certainty . . +. will replace the capriciously changing edicts of statutory legislation. The +body of judge-made law changes very slowly . . . decisions properly apply only +to the particular case, judge-made law -- in contrast to legislation -- +permits a vast body of voluntary, freely-adapted rules, bargains, and +arbitrations to proliferate as needed in society. The twin of the free market +economy, then, is . . . a proliferation of voluntary rules interpreted and +applied by experts in the law."_ [_"On Freedom and the Law"_, **Op. Cit.** p. +38] + +In other words, as well as privatising the commons in land he also seeks to +privatise "common law." This will be expropriated from the general population +and turned over to wealthy judges and libertarian scholars to "correct" as +they see fit. Within this mandatory legal regime, there would be "voluntary" +interpretations yet it hardly taxes the imagination to see how economic +inequality would shape any "bargains" made on it. So we have a legal system +created and run by judges and jurists within which specific interpretations +would be reached by "bargains" conducted between the rich and the poor. A fine +liberation indeed! + +So although only _"finding"_ the law, the arbitrators and judges still exert +an influence in the "justice" process, an influence not impartial or neutral. +As the arbitrators themselves would be part of a profession, with specific +companies developing within the market, it does not take a genius to realise +that when _"interpreting"_ the _"basic law code,"_ such companies would hardly +act against their own interests as companies. As we noted in [section +F.3.2](secF3.html#secf32), the basic class interest of keeping the current +property rights system going will still remain -- a situation which wealthy +judges would be, to say the least, happy to see continue. In addition, if the +"justice" system was based on "one dollar, one vote," the "law" would best +defend those with the most "votes" (the question of market forces will be +discussed in [section F.6.3](secF6.html#secf63)). Moreover, even if "market +forces" would ensure that "impartial" judges were dominant, all judges would +be enforcing a **very** partial law code (namely one that defended +**capitalist** property rights). Impartiality when enforcing partial laws +hardly makes judgements less unfair. + +Thus, due to these three pressures -- the interests of arbitrators/judges, the +influence of money and the nature of the law -- the terms of "free agreements" +under such a law system would be tilted in favour of lenders over debtors, +landlords over tenants, employers over employees, and in general, the rich +over the poor just as we have today. This is what one would expect in a system +based on "unrestricted" property rights and a (capitalist) free market. + +Some "anarcho"-capitalists, however, claim that just as cheaper cars were +developed to meet demand, so cheaper defence associations and "people's +arbitrators" would develop on the market for the working class. In this way +impartiality will be ensured. This argument overlooks a few key points. + +Firstly, the general "libertarian" law code would be applicable to **all** +associations, so they would have to operate within a system determined by the +power of money and of capital. The law code would reflect, therefore, property +**not** labour and so "socialistic" law codes would be classed as "outlaw" +ones. The options then facing working people is to select a firm which best +enforced the **capitalist** law in their favour. And as noted above, the +impartial enforcement of a biased law code will hardly ensure freedom or +justice for all. This means that saying the possibility of competition from +another judge would keep them honest becomes meaningless when they are all +implementing the **same** capitalist law! + +Secondly, in a race between a Jaguar and a Volkswagen Beetle, who is more +likely to win? The rich would have "the best justice money can buy," even more +than they do now. Members of the capitalist class would be able to select the +firms with the best lawyers, best private cops and most resources. Those +without the financial clout to purchase quality "justice" would simply be out +of luck -- such is the "magic" of the marketplace. + +Thirdly, because of the tendency toward concentration, centralisation, and +oligopoly under capitalism (due to increasing capital costs for new firms +entering the market, as discussed in [section C.4](secC4.html)), a few +companies would soon dominate the market -- with obvious implications for +"justice." Different firms will have different resources and in a conflict +between a small firm and a larger one, the smaller one is at a disadvantage. +They may not be in a position to fight the larger company if it rejects +arbitration and so may give in simply because, as the "anarcho"-capitalists so +rightly point out, conflict and violence will push up a company's costs and so +they would have to be avoided by smaller ones (it is ironic that the +"anarcho"-capitalist implicitly assumes that every "defence company" is +approximately of the same size, with the same resources behind it and in real +life this would clearly **not** the case). Moreover, it seems likely that a +Legal-Industrial complex would develop, with other companies buying shares in +"defence" firms as well as companies which provide lawyers and judges (and +vice versa). We would also expect mergers to develop as well as cross- +ownership between companies, not to mention individual judges and security +company owners and managers having shares in other capitalist firms. Even if +the possibility that the companies providing security and "justice" have links +with other capitalism firms is discounted then the fact remains that these +firms would hardly be sympathetic to organisations and individuals seeking to +change the system which makes them rich or, as property owners and bosses, +seeking to challenge the powers associated with both particularly if the law +is designed from a propertarian perspective. + +Fourthly, it is **very** likely that many companies would make subscription to +a specific "defence" firm or court a requirement of employment and residence. +Just as today many (most?) workers have to sign no-union contracts (and face +being fired if they change their minds), it does not take much imagination to +see that the same could apply to "defence" firms and courts. This was/is the +case in company towns (indeed, you can consider unions as a form of "defence" +firm and these companies refused to recognise them). As the labour market is +almost always a buyer's market, it is not enough to argue that workers can +find a new job without this condition. They may not and so have to put up with +this situation. And if (as seems likely) the laws and rules of the property- +owner will take precedence in any conflict, then workers and tenants will be +at a disadvantage no matter how "impartial" the judges. + +Ironically, some "anarcho"-capitalists (like David Friedman) have pointed to +company/union negotiations as an example of how different defence firms would +work out their differences peacefully. Sadly for this argument, union rights +under "actually existing capitalism" were hard fought for, often resulting in +strikes which quickly became mini-wars as the capitalists used the full might +associated with their wealth to stop them getting a foothold or to destroy +them if they had. In America the bosses usually had recourse to private +defence firms like the Pinkertons to break unions and strikes. Since 1935 in +America, union rights have been protected by the state in direct opposition to +capitalist "freedom of contract." Before the law was changed (under pressure +from below, in the face of business opposition and violence), unions were +usually crushed by force -- the companies were better armed, had more +resources and had the law on their side (Rothbard showed his grasp of American +labour history by asserting that union _"restrictions and strikes"_ were the +_"result of government privilege, notably in the Wagner Act of 1935."_ [**The +Logic of Action II**, p. 194]). Since the 1980s and the advent of the free(r) +market, we can see what happens to "peaceful negotiation" and "co-operation" +between unions and companies when it is no longer required and when the +resources of both sides are unequal. The market power of companies far exceeds +those of the unions and the law, by definition, favours the companies. As an +example of how competing "protection agencies" will work in an +"anarcho"-capitalist society, it is far more insightful than originally +intended! + +Now let us consider Rothbard's _"basic law code"_ itself. For Rothbard, the +laws in the _"general libertarian law code"_ would be unchangeable, selected +by those considered as "the voice of nature" (with obvious authoritarian +implications). David Friedman, in contrast, argues that as well as a market in +defence companies, there will also be a market in laws and rights. However, +there will be extensive market pressure to unify these differing law codes +into one standard one (imagine what would happen if ever CD manufacturer +created a unique CD player, or every computer manufacturer different sized +floppy-disk drivers -- little wonder, then, that over time companies +standardise their products). Friedman himself acknowledges that this process +is likely (and uses the example of standard paper sizes to illustrate it). +Which suggests that competition would be meaningless as **all** firms would be +enforcing the same (capitalist) law. + +In any event, the laws would not be decided on the basis of "one person, one +vote"; hence, as market forces worked their magic, the "general" law code +would reflect vested interests and so be very hard to change. As rights and +laws would be a commodity like everything else in capitalism, they would soon +reflect the interests of the rich -- particularly if those interpreting the +law are wealthy professionals and companies with vested interests of their +own. Little wonder that the individualist anarchists proposed "trial by jury" +as the only basis for real justice in a free society. For, unlike professional +"arbitrators," juries are ad hoc, made up of ordinary people and do not +reflect power, authority, or the influence of wealth. And by being able to +judge the law as well as a conflict, they can ensure a populist revision of +laws as society progresses. + +Rothbard, unsurprisingly, is at pains to dismiss the individualist anarchist +idea of juries judging the law as well as the facts, stating it would give +each free-market jury _"totally free rein over judicial decisions"_ and this +_"could not be expected to arrive at just or even libertarian decisions."_ +[_"The Spooner-Tucker Doctrine: An Economist's View"_, **Op. Cit.**, p.7] +However, the opposite is the case as juries made up of ordinary people will be +more likely to reach just decisions which place genuinely libertarian +positions above a law dedicated to maintaining capitalist property and power. +History is full of examples of juries acquitting people for so-called crimes +against property which are the result of dire need or simply reflect class +injustice. For example, during the Great Depression unemployed miners in +Pennsylvania _"dug small mines on company property, mined coal, trucked it to +cities and sold it below the commercial rate. By 1934, 5 million tons of this +'bootleg' coal were produced by twenty thousand men using four thousand +vehicles. When attempts were made to prosecute, local juries would not +convict, local jailers would not imprison."_ [Howard Zinn, **A People's +History of the United States**, pp. 385-6] It is precisely this outcome which +causes Rothbard to reject that system. + +Thus Rothbard postulated a **judge** directed system of laws in stark contrast +to individualist anarchism's **jury** directed system. It is understandable +that Rothbard would seek to replace juries with judges, it is the only way he +can exclude the general population from having a say in the laws they are +subjected to. Juries allow the general public to judge the law as well as any +crime and so this would allow those aspects "corrected" by +right-"libertarians" to seep back into the "common law" and so make private +property and power accountable to the general public rather than vice versa. +Moreover, concepts of right and wrong evolve over time and in line with +changes in socio-economic conditions. To have a "common law" which is +unchanging means that social evolution is considered to have stopped when +Murray Rothbard decided to call his ideology "anarcho"-capitalism. + +In a genuinely libertarian system, social customs (common law) would evolve +based on what the general population thought was right and wrong based on +changing social institutions and relationships between individuals. That is +why ruling classes have always sought to replace it with state determined and +enforced laws. Changing social norms and institutions can be seen from +property. As Proudhon noted, property _"changed its nature"_ over time. +Originally, _"the word **property** was synonymous with . . . **individual +possession**"_ but it became more _"complex"_ and turned into **private +property** \-- _"the right to use it by his neighbour's labour."_ [**What is +Property?**, p. 395] The changing nature of property created relations of +domination and exploitation between people absent before. For the capitalist, +however, both the tools of the self-employed artisan and the capital of a +transnational corporation are both forms of "property" and so basically +identical. Changing social relations impact on society and the individuals who +make it up. This would be reflected in any genuinely libertarian society, +something right-"libertarians" are aware of. They, therefore, seek to freeze +the rights framework and legal system to protect institutions, like property, +no matter how they evolve and come to replace whatever freedom enhancing +features they had with oppression. Hence we find Rothbard's mentor, Ludwig von +Mises asserting that _"[t]here may possibly be a difference of opinion about +whether a particular institution is socially beneficial or harmful. But once +it has been judged [by whom?] beneficial, one can no longer contend that, for +some inexplicable reason, it must be condemned as immoral."_ [**Liberalism**, +p. 34] Rothbard's system is designed to ensure that the general population +cannot judge whether a particular institution has changed is social impact. +Thus a system of "defence" on the capitalist market will continue to reflect +the influence and power of property owners and wealth and not be subject to +popular control beyond choosing between companies to enforce the capitalist +laws. + +Ultimately, such an "anarcho"-capitalist system would be based on simple +absolute principles decided in advance by a small group of ideological +leaders. We are then expected to live with the consequences as best we can. If +people end up in a worse condition than before then that is irrelevant as that +we have enforced the eternal principles they have proclaimed as being in our +best interests. + +## F.6.2 What are the social consequences of such a system? + +The "anarcho" capitalist imagines that there will be police agencies, "defence +associations," courts, and appeals courts all organised on a free-market basis +and available for hire. As David Wieck points out, however, the major problem +with such a system would not be the corruption of "private" courts and police +forces (although, as suggested above, this could indeed be a problem): + +> _"There is something more serious than the 'Mafia danger', and this other +problem concerns the role of such 'defence' institutions in a given social and +economic context. + +> + +> "[The] context . . . is one of a free-market economy with no restraints upon +accumulation of property. Now, we had an American experience, roughly from the +end of the Civil War to the 1930's, in what were in effect private courts, +private police, indeed private governments. We had the experience of the +(private) Pinkerton police which, by its spies, by its **agents +provocateurs,** and by methods that included violence and kidnapping, was one +of the most powerful tools of large corporations and an instrument of +oppression of working people. We had the experience as well of the police +forces established to the same end, within corporations, by numerous companies +. . . (The automobile companies drew upon additional covert instruments of a +private nature, usually termed vigilante, such as the Black Legion). These +were, in effect, private armies, and were sometimes described as such. The +territories owned by coal companies, which frequently included entire towns +and their environs, the stores the miners were obliged by economic coercion to +patronise, the houses they lived in, were commonly policed by the private +police of the United States Steel Corporation or whatever company owned the +properties. The chief practical function of these police was, of course, to +prevent labour organisation and preserve a certain balance of 'bargaining.' . +. . These complexes were a law unto themselves, powerful enough to ignore, +when they did not purchase, the governments of various jurisdictions of the +American federal system. This industrial system was, at the time, often +characterised as feudalism."_ [**Anarchist Justice**, pp. 223-224] + +For a description of the weaponry and activities of these private armies, the +Marxist economic historian Maurice Dobb presents an excellent summary in +**Studies in Capitalist Development**. [pp. 353-357] According to a report on +_"Private Police Systems"_ quoted by Dobb, in a town dominated by Republican +Steel the _"civil liberties and the rights of labour were suppressed by +company police. Union organisers were driven out of town."_ Company towns had +their own (company-run) money, stores, houses and jails and many corporations +had machine-guns and tear-gas along with the usual shot-guns, rifles and +revolvers. The _"usurpation of police powers by privately paid 'guards and +'deputies', often hired from detective agencies, many with criminal records"_ +was _"a general practice in many parts of the country."_ + +The local (state-run) law enforcement agencies turned a blind-eye to what was +going on (after all, the workers **had** broken their contracts and so were +"criminal aggressors" against the companies) even when union members and +strikers were beaten and killed. The workers own defence organisations +(unions) were the only ones willing to help them, and if the workers seemed to +be winning then troops were called in to "restore the peace" (as happened in +the Ludlow strike, when strikers originally cheered the troops as they thought +they would defend them; needless to say, they were wrong). + +Here we have a society which is claimed by many "anarcho"-capitalists as one +of the closest examples to their "ideal," with limited state intervention, +free reign for property owners, etc. What happened? The rich reduced the +working class to a serf-like existence, capitalist production undermined +independent producers (much to the annoyance of individualist anarchists at +the time), and the result was the emergence of the corporate America that +"anarcho"-capitalists (sometimes) say they oppose. + +Are we to expect that "anarcho"-capitalism will be different? That, unlike +before, "defence" firms will intervene on behalf of strikers? Given that the +_"general libertarian law code"_ will be enforcing capitalist property rights, +workers will be in exactly the same situation as they were then. Support of +strikers violating property rights would be a violation of the law and be +costly for profit making firms to do (if not dangerous as they could be +"outlawed" by the rest). This suggests that "anarcho"-capitalism will extend +extensive rights and powers to bosses, but few if any rights to rebellious +workers. And this difference in power is enshrined within the fundamental +institutions of the system. This can easily be seen from Rothbard's numerous +anti-union tirades and his obvious hatred of them, strikes and pickets (which +he habitually labelled as violent). As such it is not surprising to discover +that Rothbard complained in the 1960s that, because of the Wagner Act, the +American police _"commonly remain 'neutral' when strike-breakers are molested +or else blame the strike-breakers for 'provoking' the attacks on them . . . +When unions are permitted to resort to violence, the state or other enforcing +agency has implicitly delegated this power to the unions. The unions, then, +have become 'private states.'"_ [**The Logic of Action II**, p. 41] The role +of the police was to back the property owner against their rebel workers, in +other words, and the state was failing to provide the appropriate service (of +course, that bosses exercising power over workers provoked the strike is +irrelevant, while private police attacking picket lines is purely a form of +"defensive" violence and is, likewise, of no concern). + +In evaluating "anarcho"-capitalism's claim to be a form of anarchism, Peter +Marshall notes that _"private protection agencies would merely serve the +interests of their paymasters."_ [**Demanding the Impossible**, p. 653] With +the increase of private "defence associations" under "really existing +capitalism" today (associations that many "anarcho"-capitalists point to as +examples of their ideas), we see a vindication of Marshall's claim. There have +been many documented experiences of protesters being badly beaten by private +security guards. As far as market theory goes, the companies are only +supplying what the buyer is demanding. The rights of others are **not a +factor** (yet more "externalities," obviously). Even if the victims +successfully sue the company, the message is clear -- social activism can +seriously damage your health. With a reversion to _"a general libertarian law +code"_ enforced by private companies, this form of "defence" of "absolute" +property rights can only increase, perhaps to the levels previously attained +in the heyday of US capitalism, as described above by Wieck. + +## F.6.3 But surely market forces will stop abuses by the rich? + +Unlikely. The rise of corporations within America indicates exactly how a +_"general libertarian law code"_ would reflect the interests of the rich and +powerful. The laws recognising corporations as "legal persons" were **not** +primarily a product of "the state" but of private lawyers hired by the rich. +As Howard Zinn notes: + +> _"the American Bar Association, organised by lawyers accustomed to serving +the wealthy, began a national campaign of education to reverse the [Supreme] +Court decision [that companies could not be considered as a person]. . . . By +1886, they succeeded . . . the Supreme Court had accepted the argument that +corporations were 'persons' and their money was property protected by the +process clause of the Fourteenth Amendment . . . The justices of the Supreme +Court were not simply interpreters of the Constitution. They were men of +certain backgrounds, of certain [class] interests."_ [**A People's History of +the United States**, p. 255] + +Of course it will be argued that the Supreme Court is chosen by the government +and is a state enforced monopoly and so our analysis is flawed. Yet this is +not the case. As Rothbard made clear, the _"general libertarian law code"_ +would be created by lawyers and jurists and everyone would be expected to obey +it. Why expect **these** lawyers and jurists to be any less class conscious +then those in the 19th century? If the Supreme Court _"was doing its bit for +the ruling elite"_ then why would those creating the law system be any +different? _"How could it be neutral between rich and poor,"_ argues Zinn, +_"when its members were often former wealthy lawyers, and almost always came +from the upper class?"_ [**Op. Cit.**, p. 254] Moreover, the corporate laws +came about because there was a demand for them. That demand would still have +existed in "anarcho"-capitalism. Now, while there may nor be a Supreme Court, +Rothbard does maintain that _"the basic Law Code . . . would have to be agreed +upon by all the judicial agencies"_ but he maintains that this _"would imply +no unified legal system"_! Even though _"[a]ny agencies that transgressed the +basic libertarian law code would be open outlaws"_ and soon crushed this is +**not**, apparently, a monopoly. [**The Ethics of Liberty**, p. 234] So, you +either agree to the law code or you go out of business. And that is **not** a +monopoly! Therefore, we think, our comments on the Supreme Court are valid +(see also [section F.7.2](secF7.html#secf72)). + +If all the available defence firms enforce the same laws, then it can hardly +be called "competitive"! And if this is the case (and it is) _"when private +wealth is uncontrolled, then a police-judicial complex enjoying a clientele of +wealthy corporations whose motto is self-interest is hardly an innocuous +social force controllable by the possibility of forming or affiliating with +competing 'companies.'"_ [Wieck, **Op. Cit.**, p. 225] This is particularly +true if these companies are themselves Big Business and so have a large impact +on the laws they are enforcing. If the law code recognises and protects +capitalist power, property and wealth as fundamental **any** attempt to change +this is "initiation of force" and so the power of the rich is written into the +system from the start! + +(And, we must add, if there is a general libertarian law code to which all +must subscribe, where does that put customer demand? If people demand a non- +libertarian law code, will defence firms refuse to supply it? If so, will not +new firms, looking for profit, spring up that will supply what is being +demanded? And will that not put them in direct conflict with the existing, +pro-general law code ones? And will a market in law codes not just reflect +economic power and wealth? David Friedman, who is for a market in law codes, +argues that _"[i]f almost everyone believes strongly that heroin addiction is +so horrible that it should not be permitted anywhere under any circumstances +anarcho-capitalist institutions will produce laws against heroin. Laws are +being produced on the market, and that is what the market wants."_ And he adds +that _"market demands are in dollars, not votes. The legality of heroin will +be determined, not by how many are for or against but how high a cost each +side is willing to bear in order to get its way."_ [**The Machinery of +Freedom**, p. 127] And, as the market is less than equal in terms of income +and wealth, such a position will mean that the capitalist class will have a +higher effective demand than the working class and more resources to pay for +any conflicts that arise. Thus any law codes that develop will tend to reflect +the interests of the wealthy.) + +Which brings us nicely on to the next problem regarding market forces. + +As well as the obvious influence of economic interests and differences in +wealth, another problem faces the "free market" justice of +"anarcho"-capitalism. This is the _"general libertarian law code"_ itself. +Even if we assume that the system actually works like it should in theory, the +simple fact remains that these "defence companies" are enforcing laws which +explicitly defend capitalist property (and so social relations). Capitalists +own the means of production upon which they hire wage-labourers to work and +this is an inequality established **prior** to any specific transaction in the +labour market. This inequality reflects itself in terms of differences in +power within (and outside) the company and in the "law code" of +"anarcho"-capitalism which protects that power against the dispossessed. + +In other words, the law code within which the defence companies work assumes +that capitalist property is legitimate and that force can legitimately be used +to defend it. This means that, in effect, "anarcho"-capitalism is based on a +monopoly of law, a monopoly which explicitly exists to defend the power and +capital of the wealthy. The major difference is that the agencies used to +protect that wealth will be in a weaker position to act independently of their +pay-masters. Unlike the state, the "defence" firm is not remotely accountable +to the general population and cannot be used to equalise even slightly the +power relationships between worker and capitalist (as the state has, on +occasion done, due to public pressure and to preserve the system as a whole). +And, needless to say, it is very likely that the private police forces +**will** give preferential treatment to their wealthier customers (which +business does not?) and that the law code will reflect the interests of the +wealthier sectors of society (particularly if prosperous judges administer +that code) in reality, even if not in theory. Since, in capitalist practice, +"the customer is always right," the best-paying customers will get their way +in "anarcho"-capitalist society. + +For example, in chapter 29 of **The Machinery of Freedom**, David Friedman +presents an example of how a clash of different law codes could be resolved by +a bargaining process (the law in question is the death penalty). This process +would involve one defence firm giving a sum of money to the other for them +accepting the appropriate (anti/pro capital punishment) court. Friedman claims +that _"[a]s in any good trade, everyone gains"_ but this is obviously not +true. Assuming the anti-capital punishment defence firm pays the pro one to +accept an anti-capital punishment court, then, yes, both defence firms have +made money and so are happy, so are the anti-capital punishment consumers but +the pro-death penalty customers have only (perhaps) received a cut in their +bills. Their desire to see criminals hanged (for whatever reason) has been +ignored (if they were not in favour of the death penalty, they would not have +subscribed to that company). Friedman claims that the deal, by allowing the +anti-death penalty firm to cut its costs, will ensure that it _"keep its +customers and even get more"_ but this is just an assumption. It is just as +likely to loose customers to a defence firm that refuses to compromise (and +has the resources to back it up). Friedman's assumption that lower costs will +automatically win over people's passions is unfounded as is the assumption +that both firms have equal resources and bargaining power. If the pro-capital +punishment firm demands more than the anti can provide and has larger weaponry +and troops, then the anti defence firm may have to agree to let the pro one +have its way. So, all in all, it is **not** clear that _"everyone gains"_ \-- +there may be a sizeable percentage of those involved who do not "gain" as +their desire for capital punishment is traded away by those who claimed they +would enforce it. This may, in turn, produce a demand for defence firms which +do **not** compromise with obvious implications for public peace. + +In other words, a system of competing law codes and privatised rights does not +ensure that **all** individual interests are meet. Given unequal resources +within society, it is clear that the "effective demand" of the parties +involved to see their law codes enforced is drastically different. The wealthy +head of a transnational corporation will have far more resources available to +him to pay for **his** laws to be enforced than one of his employees on the +assembly line. Moreover, as we noted in [section F.3.1](secF3.html#secf31), +the labour market is usually skewed in favour of capitalists. This means that +workers have to compromise to get work and such compromises may involve +agreeing to join a specific "defence" firm or not join one at all (just as +workers are often forced to sign non-union contracts today in order to get +work). In other words, a privatised law system is very likely to skew the +enforcement of laws in line with the skewing of income and wealth in society. +At the very least, unlike every other market, the customer is **not** +guaranteed to get exactly what they demand simply because the product they +"consume" is dependent on others within the same market to ensure its supply. +The unique workings of the law/defence market are such as to deny customer +choice (we will discuss other aspects of this unique market shortly). Wieck +summed by pointing out the obvious: + +> _"any judicial system is going to exist in the context of economic +institutions. If there are gross inequalities of power in the economic and +social domains, one has to imagine society as strangely compartmentalised in +order to believe that those inequalities will fail to reflect themselves in +the judicial and legal domain, and that the economically powerful will be +unable to manipulate the legal and judicial system to their advantage. To +abstract from such influences of context, and then consider the merits of an +abstract judicial system. . . is to follow a method that is not likely to take +us far. This, by the way, is a criticism that applies. . .to any theory that +relies on a rule of law to override the tendencies inherent in a given social +and economic system"_ [**Op. Cit.**, p. 225] + +There is another reason why "market forces" will not stop abuse by the rich, +or indeed stop the system from turning from private to public statism. This is +due to the nature of the "defence" market (for a similar analysis of the +"defence" market see right-"libertarian" economist Tyler Cowen's _"Law as a +Public Good: The Economics of Anarchy"_ [**Economics and Philosophy**, no. 8 +(1992), pp. 249-267] and _"Rejoinder to David Friedman on the Economics of +Anarchy"_ [**Economics and Philosophy**, no. 10 (1994), pp. 329-332]). In +"anarcho"-capitalist theory it is assumed that the competing "defence +companies" have a vested interest in peacefully settling differences between +themselves by means of arbitration. In order to be competitive on the market, +companies will have to co-operate via contractual relations otherwise the +higher price associated with conflict will make the company uncompetitive and +it will go under. Those companies that ignore decisions made in arbitration +would be outlawed by others, ostracised and their rulings ignored. By this +process, it is argued, a system of competing "defence" companies will be +stable and not turn into a civil war between agencies with each enforcing the +interests of their clients against others by force. + +However, there is a catch. Unlike every other market, the businesses in +competition in the "defence" industry **must** co-operate with its fellows in +order to provide its services for its customers. They need to be able to agree +to courts and judges, agree to abide by decisions and law codes and so forth. +In economics there are other, more accurate, terms to describe co-operative +activity between companies: collusion and cartels. These are when companies in +a specific market agree to work together (co-operate) to restrict competition +and reap the benefits of monopoly power by working to achieve the same ends in +partnership with each other. By stressing the co-operative nature of the +"defence" market, "anarcho"-capitalists are implicitly acknowledging that +collusion is built into the system. The necessary contractual relations +between agencies in the "protection" market require that firms co-operate and, +by so doing, to behave (effectively) as one large firm (and so resemble a +normal state even more than they already do). Quoting Adam Smith seems +appropriate here: _"People of the same trade seldom meet together, even for +merriment and diversion, but the conversation ends in a conspiracy against the +public, or in some contrivance to raise prices."_ [**The Wealth of Nations**, +p. 117] Having a market based on people of the same trade co-operating seems, +therefore, an unwise move. + +For example, when buying food it does not matter whether the supermarkets +visited have good relations with each other. The goods bought are independent +of the relationships that exist between competing companies. However, in the +case of private states this is **not** the case. If a specific "defence" +company has bad relationships with other companies in the market then it is +against a customer's self-interest to subscribe to it. Why subscribe to a +private state if its judgements are ignored by the others and it has to resort +to violence to be heard? This, as well as being potentially dangerous, will +also push up the prices that have to be paid. Arbitration is one of the most +important services a defence firm can offer its customers and its market share +is based upon being able to settle interagency disputes without risk of war or +uncertainty that the final outcome will not be accepted by all parties. Lose +that and a company will lose market share. + +Therefore, the market set-up within the "anarcho"-capitalist "defence" market +is such that private states **have to co-operate** with the others (or go out +of business fast) and this means collusion can take place. In other words, a +system of private states will have to agree to work together in order to +provide the service of "law enforcement" to their customers and the result of +such co-operation is to create a cartel. However, unlike cartels in other +industries, the "defence" cartel will be a stable body simply because its +members **have** to work with their competitors in order to survive. + +Let us look at what would happen after such a cartel is formed in a specific +area and a new "defence company" desired to enter the market. This new company +will have to work with the members of the cartel in order to provide its +services to its customers (note that "anarcho"-capitalists already assume that +they _"will have to"_ subscribe to the same law code). If the new defence firm +tries to under-cut the cartel's monopoly prices, the other companies would +refuse to work with it. Having to face constant conflict or the possibility of +conflict, seeing its decisions being ignored by other agencies and being +uncertain what the results of a dispute would be, few would patronise the new +"defence company." The new company's prices would go up and it would soon face +either folding or joining the cartel. Unlike every other market, if a "defence +company" does not have friendly, co-operative relations with other firms in +the same industry then it will go out of business. + +This means that the firms that are co-operating have simply to agree not to +deal with new firms which are attempting to undermine the cartel in order for +them to fail. A "cartel busting" firm goes out of business in the same way an +outlaw one does -- the higher costs associated with having to solve all its +conflicts by force, not arbitration, increases its production costs much +higher than the competitors and the firm faces insurmountable difficulties +selling its products at a profit (ignoring any drop of demand due to fears of +conflict by actual and potential customers). Even if we assume that many +people will happily join the new firm in spite of the dangers to protect +themselves against the cartel and its taxation (i.e. monopoly profits), enough +will remain members of the cartel so that co-operation will still be needed +and conflict unprofitable and dangerous (and as the cartel will have more +resources than the new firm, it could usually hold out longer than the new +firm could). In effect, breaking the cartel may take the form of an armed +revolution -- as it would with any state. + +The forces that break up cartels and monopolies in other industries (such as +free entry -- although, of course the "defence" market will be subject to +oligopolistic tendencies as any other and this will create barriers to entry) +do not work here and so new firms have to co-operate or loose market share +and/or profits. This means that "defence companies" will reap monopoly profits +and, more importantly, have a monopoly of force over a given area. + +It is also likely that a multitude of cartels would develop, with a given +cartel operating in a given locality. This is because law enforcement would be +localised in given areas as most crime occurs where the criminal lives (few +criminals would live in Glasgow and commit crimes in Paris). However, as +defence companies have to co-operate to provide their services, so would the +cartels. Few people live all their lives in one area and so firms from +different cartels would come into contact, so forming a cartel of cartels. +This cartel of cartels may (perhaps) be less powerful than a local cartel, but +it would still be required and for exactly the same reasons a local one is. +Therefore "anarcho"-capitalism would, like "actually existing capitalism," be +marked by a series of public states covering given areas, co-ordinated by +larger states at higher levels. Such a set up would parallel the United States +in many ways except it would be run directly by wealthy shareholders without +the sham of "democratic" elections. Moreover, as in the USA and other states +there will still be a monopoly of rules and laws (the _"general libertarian +law code"_). + +Hence a monopoly of private states will develop in addition to the existing +monopoly of law and this is a de facto monopoly of force over a given area +(i.e. some kind of public state run by share holders). New companies +attempting to enter the "defence" industry will have to work with the existing +cartel in order to provide the services it offers to its customers. The cartel +is in a dominant position and new entries into the market either become part +of it or fail. This is exactly the position with the state, with "private +agencies" free to operate as long as they work to the state's guidelines. As +with the monopolist _"general libertarian law code"_, if you do not toe the +line, you go out of business fast. + +"Anarcho"-capitalists claim that this will not occur, but that the co- +operation needed to provide the service of law enforcement will somehow +**not** turn into collusion between companies. However, they are quick to +argue that renegade "agencies" (for example, the so-called "Mafia problem" or +those who reject judgements) will go out of business because of the higher +costs associated with conflict and not arbitration. Yet these higher costs are +ensured because the firms in question do not co-operate with others. If other +agencies boycott a firm but co-operate with all the others, then the boycotted +firm will be at the same disadvantage \-- regardless of whether it is a cartel +buster or a renegade. So the "anarcho"-capitalist is trying to have it both +ways. If the punishment of non-conforming firms cannot occur, then +"anarcho"-capitalism will turn into a war of all against all or, at the very +least, the service of social peace and law enforcement cannot be provided. If +firms cannot deter others from disrupting the social peace (one service the +firm provides) then "anarcho"-capitalism is not stable and will not remain +orderly as agencies develop which favour the interests of their own customers +and enforce their own law codes at the expense of others. If collusion cannot +occur (or is too costly) then neither can the punishment of non-conforming +firms and "anarcho"-capitalism will prove to be unstable. + +So, to sum up, the "defence" market of private states has powerful forces +within it to turn it into a monopoly of force over a given area. From a +privately chosen monopoly of force over a specific (privately owned) area, the +market of private states will turn into a monopoly of force over a general +area. This is due to the need for peaceful relations between companies, +relations which are required for a firm to secure market share. The unique +market forces that exist within this market ensure collusion and the system of +private states will become a cartel and so a public state - unaccountable to +all but its shareholders, a state of the wealthy, by the wealthy, for the +wealthy. + +## F.6.4 Why are these "defence associations" states? + +It is clear that "anarcho"-capitalist defence associations meet the criteria +of statehood outlined in section B.2 (["Why are anarchists against the +state"](secB2.html)). They defend property and preserve authority +relationships, they practice coercion, and are hierarchical institutions which +govern those under them on behalf of a "ruling elite," i.e. those who employ +both the governing forces and those they govern. Thus, from an anarchist +perspective, these "defence associations" are most definitely states. + +What is interesting, however, is that by their own definitions a very good +case can be made that these "defence associations" are states in the +"anarcho"-capitalist sense too. Capitalist apologists usually define a +"government" (or state) as something which has a monopoly of force and +coercion within a given area. Relative to the rest of the society, these +defence associations would have a monopoly of force and coercion of a given +piece of property: thus, by the "anarcho"-capitalists' **own definition** of +statehood, these associations would qualify! + +If we look at Rothbard's definition of statehood, which requires (a) the power +to tax and/or (b) a _"coerced monopoly of the provision of defence over a +given area"_, "anarcho"-capitalism runs into trouble. + +In the first place, the costs of hiring defence associations will be deducted +from the wealth created by those who use, but do not own, the property of +capitalists and landlords. Let us not forget that a capitalist will only +employ a worker or rent out land and housing if they make a profit from so +doing. Without the labour of the worker, there would be nothing to sell and no +wages to pay for rent and so a company's or landlord's "defence" firm will be +paid from the revenue gathered from the capitalists power to extract a tribute +from those who use, but do not own, a property. In other words, workers would +pay for the agencies that enforce their employers' authority over them via the +wage system and rent -- taxation in a more insidious form. + +In the second, under capitalism most people spend a large part of their day on +other people's property -- that is, they work for capitalists and/or live in +rented accommodation. Hence if property owners select a "defence association" +to protect their factories, farms, rental housing, etc., their employees and +tenants will view it as a _"coerced monopoly of the provision of defence over +a given area."_ For certainly the employees and tenants will not be able to +hire their own defence companies to expropriate the capitalists and landlords. +So, from the standpoint of the employees and tenants, the owners do have a +monopoly of "defence" over the areas in question. Of course, the +"anarcho"-capitalist will argue that the tenants and workers "consent" to +**all** the rules and conditions of a contract when they sign it and so the +property owner's monopoly is not "coerced." However, the "consent" argument is +so weak in conditions of inequality as to be useless (see [section +F.3.1](secF3.html#secf31), for example) and, moreover, it can and has been +used to justify the state. In other words, "consent" in and of itself does not +ensure that a given regime is not statist. So an argument along these lines is +deeply flawed and can be used to justify regimes which are little better than +"industrial feudalism" (such as, as indicated in [section B.4](secB4.html), +company towns, for example -- an institution which right-"libertarians" have +no problem with). Even the _"general libertarian law code,"_ could be +considered a "monopoly of government over a particular area," particularly if +ordinary people have no real means of affecting the law code, either because +it is market-driven and so is money-determined, or because it will be +"natural" law and so unchangeable by mere mortals. + +In other words, **if** the state _"arrogates to itself a monopoly of force, of +ultimate decision-making power, over a given area territorial area"_ then its +pretty clear that the property owner shares this power. As we indicated in +[section F.1](secF1.html), Rothbard agrees that the owner is, after all, the +_"ultimate decision-making power"_ in their workplace or on their land. If the +boss takes a dislike to you (for example, you do not follow their orders) then +you get fired. If you cannot get a job or rent the land without agreeing to +certain conditions (such as not joining a union or subscribing to the "defence +firm" approved by your employer) then you either sign the contract or look for +something else. Rothbard fails to draw the obvious conclusion and instead +refers to the state _"prohibiting the voluntary purchase and sale of defence +and judicial services."_ [**The Ethics of Liberty**, p. 170 and p. 171] But +just as surely as the law of contract allows the banning of unions from a +property, it can just as surely ban the sale and purchase of defence and +judicial services (it could be argued that market forces will stop this +happening, but this is unlikely as bosses usually have the advantage on the +labour market and workers have to compromise to get a job). After all, in the +company towns, only company money was legal tender and company police the only +law enforcers. + +Therefore, it is obvious that the "anarcho"-capitalist system meets the +Weberian criteria of a monopoly to enforce certain rules in a given area of +land. The _"general libertarian law code"_ is a monopoly and property owners +determine the rules that apply on their property. Moreover, if the rules that +property owners enforce are subject to rules contained in the monopolistic +_"general libertarian law code"_ (for example, that they cannot ban the sale +and purchase of certain products \-- such as defence -- on their own +territory) then "anarcho"-capitalism **definitely** meets the Weberian +definition of the state (as described by Ayn Rand as an institution _"that +holds the exclusive power to **enforce** certain rules of conduct in a given +geographical area"_ [**Capitalism: The Unknown Ideal**, p. 239]) as its "law +code" overrides the desires of property owners to do what they like on their +own property. + +Therefore, no matter how you look at it, "anarcho"-capitalism and its +"defence" market promotes a _"monopoly of ultimate decision making power"_ +over a _"given territorial area"_. It is obvious that for anarchists, the +"anarcho"-capitalist system is a state system. And, as we note, a reasonable +case can be made for it also being a state in the "anarcho"-capitalist sense +as well. So, in effect, "anarcho"-capitalism has a **different** sort of +state, one in which bosses hire and fire the policeman. As anarchist Peter +Sabatini notes: + +> _"Within [right] Libertarianism, Rothbard represents a minority perspective +that actually argues for the total elimination of the state. However +Rothbard's claim as an anarchist is quickly voided when it is shown that he +only wants an end to the public state. In its place he allows countless +private states, with each person supplying their own police force, army, and +law, or else purchasing these services from capitalist vendors . . . Rothbard +sees nothing at all wrong with the amassing of wealth, therefore those with +more capital will inevitably have greater coercive force at their disposal, +just as they do now."_ [**Libertarianism: Bogus Anarchy**] + +Far from wanting to abolish the state, then, "anarcho"-capitalists only desire +to privatise it - to make it solely accountable to capitalist wealth. Their +"companies" perform the same services as the state, for the same people, in +the same manner. However, there is one slight difference. Property owners +would be able to select between competing companies for their "services." +Because such "companies" are employed by the boss, they would be used to +reinforce the totalitarian nature of capitalist firms by ensuring that the +police and the law they enforce are not even slightly accountable to ordinary +people. Looking beyond the "defence association" to the defence market itself +(as we argued in the [last section](secF6.html#secf63)), this will become a +cartel and so become some kind of public state. The very nature of the private +state, its need to co-operate with others in the same industry, push it +towards a monopoly network of firms and so a monopoly of force over a given +area. Given the assumptions used to defend "anarcho"-capitalism, its system of +private statism will develop into public statism -- a state run by managers +accountable only to the share-holding elite. + +To quote Peter Marshall again, the "anarcho"-capitalists _"claim that all +would benefit from a free exchange on the market, it is by no means certain; +any unfettered market system would most likely sponsor a reversion to an +unequal society with defence associations perpetuating exploitation and +privilege."_ [**Demanding the Impossible**, p. 565] History, and current +practice, prove this point. + +In short, "anarcho"-capitalists are not anarchists at all, they are just +capitalists who desire to see private states develop -- states which are +strictly accountable to their paymasters without even the sham of democracy we +have today. Hence a far better name for "anarcho"-capitalism would be +"private-state" capitalism. At least that way we get a fairer idea of what +they are trying to sell us. Bob Black put it well: _"To my mind a right-wing +anarchist is just a minarchist who'd abolish the state to his own satisfaction +by calling it something else . . . They don't denounce what the state does, +they just object to who's doing it."_ [_"The Libertarian As Conservative"_, +**The Abolition of Work and Other Essays**, p. 144] + diff --git a/markdown/secF7.md b/markdown/secF7.md new file mode 100644 index 0000000000000000000000000000000000000000..6168651e1bddd9fd0dea63396517f0122d47ed15 --- /dev/null +++ b/markdown/secF7.md @@ -0,0 +1,891 @@ +# F.7 How does the history of "anarcho"-capitalism show that it is not +anarchist? + +Of course, "anarcho"-capitalism does have historic precedents and +"anarcho"-capitalists spend considerable time trying to co-opt various +individuals into their self-proclaimed tradition of "anti-statist" liberalism. +That, in itself, should be enough to show that anarchism and +"anarcho"-capitalism have little in common as anarchism developed in +opposition to liberalism and its defence of capitalism. Unsurprisingly, these +"anti-state" liberals tended to, at best, refuse to call themselves anarchists +or, at worse, explicitly deny they were anarchists. + +One "anarcho"-capitalist overview of their tradition is presented by David M. +Hart. His perspective on anarchism is typical of the school, noting that in +his essay anarchism or anarchist _"are used in the sense of a political theory +which advocates the maximum amount of individual liberty, a necessary +condition of which is the elimination of governmental or other organised +force."_ [_"Gustave de Molinari and the Anti-statist Liberal Tradition: Part +I"_, pp. 263-290, **Journal of Libertarian Studies**, vol. V, no. 3, p. 284] +Yet anarchism has **never** been solely concerned with abolishing the state. +Rather, anarchists have always raised economic and social demands and goals +along with their opposition to the state. As such, anti-statism may be a +necessary condition to be an anarchist, but not a sufficient one to count a +specific individual or theory as anarchist. + +Specifically, anarchists have turned their analysis onto private property +noting that the hierarchical social relationships created by inequality of +wealth (for example, wage labour) restricts individual freedom. This means +that if we do seek _"the maximum of individual liberty"_ then our analysis +cannot be limited to just the state or government. Thus a libertarian critique +of private property is an essential aspect of anarchism. Consequently, to +limit anarchism as Hart does requires substantial rewriting of history, as can +be seen from his account of William Godwin. + +Hart tries to co-opt of William Godwin into the ranks of "anti-state" +liberalism, arguing that he _"defended individualism and the right to +property."_ [**Op. Cit.**, p. 265] He, of course, quotes from Godwin to +support his claim yet strangely truncates Godwin's argument to exclude his +conclusion that _"[w]hen the laws of morality shall be clearly understood, +their excellence universally apprehended, and themselves seen to be coincident +with each man's private advantage, the idea of property in this sense will +remain, but no man will have the least desire, for purposes of ostentation or +luxury, to possess more than his neighbours."_ In other words, personal +property (possession) would still exist but not private property in the sense +of capital or inequality of wealth. For Godwin, _"it follows, upon the +principles of equal and impartial justice, that the good things of the world +are a common stock, upon which one man has a valid a title as another to draw +for what he wants."_ [**An Enquiry into Political Justice**, p. 199 and p. +703] Rather than being a liberal Godwin moved beyond that limited ideology to +provide the first anarchist critique of private property and the authoritarian +social relationships it created. His vision of a free society would, to use +modern terminology, be voluntary (_**libertarian**_) communism. + +This analysis is confirmed in book 8 of Godwin's classic work, entitled _**"On +Property."**_ Needless to say, Hart fails to mention this analysis, +unsurprisingly as it was later reprinted as a socialist pamphlet. Godwin +thought that the _"subject of property is the key-stone that completes the +fabric of political justice."_ Like Proudhon, he subjected property as well as +the state to an anarchist analysis. For Godwin, there were _"three degrees"_ +of property. The first is possession of things you need to live. The second is +_"the empire to which every man is entitled over the produce of his own +industry."_ The third is _"that which occupies the most vigilant attention in +the civilised states of Europe. It is a system, in whatever manner +established, by which one man enters into the faculty of disposing of the +produce of another man's industry."_ He notes that it is _"clear therefore +that the third species of property is in direct contradiction to the second."_ +[**Op. Cit.**, p. 701 and p. 710-2] The similarities with Proudhon's classic +analysis of private property are obvious (and it should be stressed that the +two founders of the anarchist tradition independently reached the same +critique of private property). + +Godwin, unlike classical liberals, saw the need to _"point out the evils of +accumulated property,"_ arguing that the _"spirit of oppression, the spirit of +servility, and the spirit of fraud . . . are the immediate growth of the +established administration of property. They are alike hostile to intellectual +and moral improvement."_ Thus private property harms the personality and +development those subjected to the authoritarian social relationships it +produces, for _"accumulation brings home a servile and truckling spirit"_ and +such accumulated property _"treads the powers of thought in the dust, +extinguishes the sparks of genius, and reduces the great mass of mankind to be +immersed in sordid cares."_ This meant that the _"feudal spirit still survives +that reduced the great mass of mankind to the rank of slaves and cattle for +the service of a few."_ Like the socialist movement he inspired, Godwin argued +that _"it is to be considered that this injustice, the unequal distribution of +property, the grasping and selfish spirit of individuals, is to be regarded as +one of the original sources of government, and, as it rises in its excesses, +is continually demanding and necessitating new injustice, new penalties and +new slavery."_ He stressed, _"let it never be forgotten that accumulated +property is usurpation"_ and considered the evils produced by monarchies, +courts, priests, and criminal laws to be _"imbecile and impotent compared to +the evils that arise out of the established administration of property."_ +[**Op. Cit.**, p. 732, p. 725, p. 730, p. 726, pp. 717-8, p. 718 and p. 725] + +Unsurprisingly given this analysis, Godwin argued against the current system +of property and in favour of _"the justice of an equal distribution of the +good things of life."_ This would be based on _"[e]quality of conditions, or, +in other words, an equal admission to the means of improvement and pleasure"_ +as this _"is a law rigorously enjoined upon mankind by the voice of justice."_ +[**Op. Cit.**, p. 725 and p. 736] Thus his anarchist ideas were applied to +private property, noting like subsequent anarchists that economic inequality +resulted in the loss of liberty for the many and, consequently, an anarchist +society would see a radical change in property and property rights. As +Kropotkin noted, Godwin _"stated in 1793 in a quite definite form the +political and economic principle of Anarchism."_ Little wonder he, like so +many others, argued that Godwin was _"the first theoriser of Socialism without +government -- that is to say, of Anarchism."_ [**Environment and Evolution**, +p. 62 and p. 26] For Kropotkin, anarchism was by definition not restricted to +purely political issues but also attacked economic hierarchy, inequality and +injustice. As Peter Marshall confirms, _"Godwin's economics, like his +politics, are an extension of his ethics."_ [**Demanding the Impossible**, p. +210] + +Godwin's theory of property is significant because it prefigured what was to +become standard nineteenth century socialist thought on the matter. In +Britain, his ideas influenced Robert Owen and, as a result, the early +socialist movement in that country. His analysis of property, as noted, was +identical to and predated Proudhon's classic anarchist analysis. As such, to +state, as Hart did, that Godwin simply _"concluded that the state was an evil +which had to be reduced in power if not eliminated completely"_ while not +noting his analysis of property gives a radically false presentation of his +ideas. [**Op. Cit.**, p. 265] However, it does fit into his flawed assertion +that anarchism is purely concerned with the state. Any evidence to the +contrary is simply ignored. + +## F.7.1 Are competing governments anarchism? + +No, of course not. Yet according to "anarcho"-capitalism, it is. This can be +seen from the ideas of Gustave de Molinari. + +Hart is on firmer ground when he argues that the 19th century French economist +Gustave de Molinari is the true founder of "anarcho"-capitalism. With +Molinari, he argues, _"the two different currents of anarchist thought +converged: he combined the political anarchism of Burke and Godwin with the +nascent economic anarchism of Adam Smith and Say to create a new forms of +anarchism"_ that has been called _"anarcho-capitalism, or free market +anarchism."_ [**Op. Cit.**, p. 269] Of course, Godwin (like other anarchists) +did not limit his anarchism purely to "political" issues and so he discussed +_"economic anarchism"_ as well in his critique of private property (as +Proudhon also did). As such, to artificially split anarchism into political +and economic spheres is both historically and logically flawed. While some +dictionaries limit "anarchism" to opposition to the state, anarchists did and +do not. + +The key problem for Hart is that Molinari refused to call himself an +anarchist. He did not even oppose government, as Hart himself notes Molinari +proposed a system of insurance companies to provide defence of property and +_"called these insurance companies 'governments' even though they did not have +a monopoly within a given geographical area."_ As Hart notes, Molinari was the +sole defender of such free-market justice at the time in France. [David M. +Hart, _"Gustave de Molinari and the Anti-statist Liberal Tradition: Part II"_, +pp. 399-434, **Journal of Libertarian Studies**, vol. V, no. 4, p. 415 and p. +411] Molinari was clear that he wanted _"a regime of free government,"_ +counterpoising _"monopolist or communist governments"_ to _"free +governments."_ This would lead to _"freedom of government"_ rather than its +abolition (i.e., not freedom **from** government). For Molinari the future +would not bring _"the suppression of the state which is the dream of the +anarchists . . . It will bring the diffusion of the state within society. That +is . . . 'a free state in a free society.'"_ [quoted by Hart, **Op. Cit.**, p. +429, p. 411 and p. 422] As such, Molinari can hardly be considered an +anarchist, even if "anarchist" is limited to purely being against government. + +Moreover, in another sense Molinari was in favour of the state. As we discuss +in [section F.6](secF6.html), these companies would have a monopoly within a +given geographical area -- they have to in order to enforce the property +owner's power over those who use, but do not own, the property in question. +The key contradiction can be seen in Molinari's advocating of company towns, +privately owned communities (his term was a _"proprietary company"_). Instead +of taxes, people would pay rent and the _"administration of the community +would be either left in the hands of the company itself or handled special +organisations set up for this purpose."_ Within such a regime _"those with the +most property had proportionally the greater say in matters which affected the +community."_ If the poor objected then they could simply leave. [**Op. Cit.**, +pp. 421-2 and p. 422] + +Given this, the idea that Molinari was an anarchist in any form can be +dismissed. His system was based on privatising government, not abolishing it +(as he himself admitted). This would be different from the current system, of +course, as landlords and capitalists would be hiring police directly to +enforce their decisions rather than relying on a state which they control +indirectly. This system would not be anarchist as can be seen from American +history. There capitalists and landlords created their own private police +forces and armies, which regularly attacked and murdered union organisers and +strikers. As an example, there is Henry Ford's Service Department (private +police force): + +> _"In 1932 a hunger march of the unemployed was planned to march up to the +gates of the Ford plant at Dearborn. . . The machine guns of the Dearborn +police and the Ford Motor Company's Service Department killed [four] and +wounded over a score of others. . . Ford was fundamentally and entirely +opposed to trade unions. The idea of working men questioning his prerogatives +as an owner was outrageous . . . [T]he River Rouge plant. . . was dominated by +the autocratic regime of Bennett's service men. Bennett . . organise[d] and +train[ed] the three and a half thousand private policemen employed by Ford. +His task was to maintain discipline amongst the work force, protect Ford's +property [and power], and prevent unionisation. . . Frank Murphy, the mayor of +Detroit, claimed that 'Henry Ford employs some of the worst gangsters in our +city.' The claim was well based. Ford's Service Department policed the gates +of his plants, infiltrated emergent groups of union activists, posed as +workers to spy on men on the line. . . Under this tyranny the Ford worker had +no security, no rights. So much so that any information about the state of +things within the plant could only be freely obtained from ex-Ford workers."_ +[Huw Beynon, **Working for Ford**, pp. 29-30] + +The private police attacked women workers handing out pro-union leaflets and +gave them _"a severe beating."_ At Kansas and Dallas _"similar beatings were +handed out to the union men."_ This use of private police to control the work +force was not unique. General Motors _"spent one million dollars on espionage, +employing fourteen detective agencies and two hundred spies at one time +[between 1933 and 1936]. The Pinkerton Detective Agency found anti-unionism +its most lucrative activity."_ [**Op. Cit.**, p. 34 and p. 32] We must also +note that the Pinkerton's had been selling their private police services for +decades before the 1930s. For over 60 years the Pinkerton Detective Agency had +_"specialised in providing spies, agent provocateurs, and private armed forces +for employers combating labour organisations."_ By 1892 it _"had provided its +services for management in seventy major labour disputes, and its 2,000 active +agents and 30,000 reserves totalled more than the standing army of the +nation."_ [Jeremy Brecher, **Strike!**, p. 55] With this force available, +little wonder unions found it so hard to survive in the USA. + +Only an "anarcho"-capitalist would deny that this is a private government, +employing private police to enforce private power. Given that unions could be +considered as "defence" agencies for workers, this suggests a picture of how +"anarcho"-capitalism may work in practice radically different from than that +produced by its advocates. The reason is simple, it does not ignore inequality +and subjects property to an anarchist analysis. Little wonder, then, that +Proudhon stressed that it _"becomes necessary for the workers to form +themselves into democratic societies, with equal conditions for all members, +on pain of a relapse into feudalism."_ Anarchism, in other words, would see +_"[c]apitalistic and proprietary exploitation stopped everywhere, the wage +system abolished"_ and so _"the economic organisation [would] replac[e] the +governmental and military system."_ [**The General Idea of the Revolution**, +p. 227 and p. 281] Clearly, the idea that Proudhon shared the same political +goal as Molinari is a joke. He would have dismissed such a system as little +more than an updated form of feudalism in which the property owner is +sovereign and the workers subjects (also see [section B.4](secB4.html)). + +Unsurprisingly, Molinari (unlike the individualist anarchists) attacked the +jury system, arguing that its obliged people to _"perform the duties of +judges. This is pure communism."_ People would _"judge according to the colour +of their opinions, than according to justice."_ [quoted by Hart, **Op. Cit.**, +p. 409] As the jury system used amateurs (i.e. ordinary people) rather than +full-time professionals it could not be relied upon to defend the power and +property rights of the rich. As we noted in [section +F.6.1](secF6.html#secf61), Rothbard criticised the individualist anarchists +for supporting juries for essentially the same reasons. + +But, as is clear from Hart's account, Molinari had little concern that working +class people should have a say in their own lives beyond consuming goods and +picking bosses. His perspective can be seen from his lament that in those +_"colonies where slavery has been abolished without the compulsory labour +being replaced with an equivalent quantity of free [sic!] labour [i.e., wage +labour], there has occurred the opposite of what happens everyday before our +eyes. Simple workers have been seen to exploit in their turn the industrial +**entrepreneurs,** demanding from them wages which bear absolutely no relation +to the legitimate share in the product which they ought to receive. The +planters were unable to obtain for their sugar a sufficient price to cover the +increase in wages, and were obliged to furnish the extra amount, at first out +of their profits, and then out of their very capital. A considerable number of +planters have been ruined as a result . . . It is doubtless better that these +accumulations of capital should be destroyed than that generations of men +should perish [Marx: 'how generous of M. Molinari'] but would it not be better +if both survived?"_ [quoted by Karl Marx, **Capital**, vol. 1, p. 937f] + +So workers exploiting capital is the _"opposite of what happens everyday +before our eyes"_? In other words, it is normal that entrepreneurs _"exploit"_ +workers under capitalism? Similarly, what is a _"legitimate share"_ which +workers _"ought to receive"_? Surely that is determined by the eternal laws of +supply and demand and not what the capitalists (or Molinari) thinks is right? +And those poor former slave drivers, they really do deserve our sympathy. What +horrors they face from the impositions subjected upon them by their ex- +chattels -- they had to reduce their profits! How dare their ex-slaves refuse +to obey them in return for what their ex-owners think was their _"legitimate +share in the produce"_! How _"simple"_ these workers were, not understanding +the sacrifices their former masters suffer nor appreciating how much more +difficult it is for their ex-masters to create _"the product"_ without the +whip and the branding iron to aid them! As Marx so rightly comments: _"And +what, if you please, is this 'legitimate share', which, according to +[Molinari's] own admission, the capitalist in Europe daily neglects to pay? +Over yonder, in the colonies, where the workers are so 'simple' as to +'exploit' the capitalist, M. Molinari feels a powerful itch to use police +methods to set on the right road that law of supply and demand which works +automatically everywhere else." _ [**Op. Cit.**, p. 937f] + +An added difficulty in arguing that Molinari was an anarchist is that he was a +contemporary of Proudhon, the first self-declared anarchist, and lived in a +country with a vigorous anarchist movement. Surely if he was really an +anarchist, he would have proclaimed his kinship with Proudhon and joined in +the wider movement. He did not, as Hart notes as regards Proudhon: + +> _"their differences in economic theory were considerable, and it is probably +for this reason that Molinari refused to call himself an anarchist in spite of +their many similarities in political theory. Molinari refused to accept the +socialist economic ideas of Proudhon . . . in Molinari's mind, the term +'anarchist' was intimately linked with socialist and statist economic views."_ +[**Op. Cit.**, p. 415] + +Yet Proudhon's economic views, like Godwin's, flowed from his anarchist +analysis and principles. They cannot be arbitrarily separated as Hart +suggests. So while arguing that _"Molinari was just as much an anarchist as +Proudhon,"_ Hart forgets the key issue. Proudhon was aware that private +property ensured that the proletarian did not exercise _"self-government"_ +during working hours, i.e. that he was ruled by another. As for Hart claiming +that Proudhon had _"statist economic views"_ it simply shows how far an +"anarcho"-capitalist perspective is from genuine anarchism. Proudhon's +economic analysis, his critique of private property and capitalism, flowed +from his anarchism and was an integral aspect of it. + +By restricting anarchism purely to opposition to the state, Hart is +impoverishing anarchist theory and denying its history. Given that anarchism +was born from a critique of private property as well as government, this shows +the false nature of Hart's claim that _"Molinari was the first to develop a +theory of free-market, proprietary anarchism that extended the laws of the +market and a rigorous defence of property to its logical extreme."_ [**Op. +Cit.**, p. 415 and p. 416] Hart shows how far from anarchism Molinari was as +Proudhon had turned his anarchist analysis to property, showing that _"defence +of property"_ lead to the oppression of the many by the few in social +relationships identical to those which mark the state. Moreover, Proudhon, +argued the state would always be required to defend such social relations. +Privatising it would hardly be a step forward. + +Unsurprisingly, Proudhon dismissed the idea that the laissez faire capitalists +shared his goals. _"The school of Say,"_ Proudhon argued, was _"the chief +focus of counter-revolution next to the Jesuits"_ and _"has for ten years past +seemed to exist only to protect and applaud the execrable work of the +monopolists of money and necessities, deepening more and more the obscurity of +a science [economics] naturally difficult and full of complications"_ (much +the same can be said of "anarcho"-capitalists, incidentally). For Proudhon, +_"the disciples of Malthus and of Say, who oppose with all their might any +intervention of the State in matters commercial or industrial, do not fail to +avail themselves of this seemingly liberal attitude, and to show themselves +more revolutionary than the Revolution. More than one honest searcher has been +deceived thereby."_ However, this apparent "anti-statist" attitude of +supporters of capitalism is false as pure free market capitalism cannot solve +the social question, which arises because of capitalism itself. As such, it +was impossible to abolish the state under capitalism. Thus _"this inaction of +Power in economic matters was the foundation of government. What need should +we have of a political organisation, if Power once permitted us to enjoy +economic order?"_ Instead of capitalism, Proudhon advocated the _"constitution +of Value,"_ the _"organisation of credit,"_ the elimination of interest, the +_"establishment of workingmen's associations"_ and _"the use of a just +price."_ [**The General Idea of the Revolution**, p. 225, p. 226 and p. 233] + +Clearly, then, the claims that Molinari was an anarchist fail as he, unlike +his followers, was aware of what anarchism actually stood for. Hart, in his +own way, acknowledges this: + +> _"In spite of his protestations to the contrary, Molinari should be +considered an anarchist thinker. His attack on the state's monopoly of defence +must surely warrant the description of anarchism. His reluctance to accept +this label stemmed from the fact that the socialists had used it first to +describe a form of non-statist society which Molinari definitely opposed. Like +many original thinkers, Molinari had to use the concepts developed by others +to describe his theories. In his case, he had come to the same political +conclusions as the communist anarchists although he had been working within +the liberal tradition, and it is therefore not surprising that the terms used +by the two schools were not compatible. It would not be until the latter half +of the twentieth century that radical, free-trade liberals would use the word +'anarchist' to describe their beliefs."_ [**Op. Cit.**, p. 416] + +It should be noted that Proudhon was **not** a communist-anarchist, but the +point remains (as an aside, Rothbard also showed his grasp of anarchism by +asserting that _"the demented Bakunin"_ was a _"leading anarcho-communist,"_ +who _"emphasised [the lumpenproletariat] in the 1840s."_ [**The Logic of +Action II**, p. 388 and p. 381] Which would have been impressive as not only +did Bakunin become an anarchist in the 1860s, anarcho-communism, as anyone +with even a basic knowledge of anarchist history knows, developed after his +death nor did Bakunin emphasise the lumpenproletariat as the agent of social +change, Rothbardian and Marxian inventions not withstanding). The aims of +anarchism were recognised by Molinari as being inconsistent with his ideology. +Consequently, he (rightly) refused the label. If only his self-proclaimed +followers in the _"latter half of the twentieth century"_ did the same then +anarchists would not have to bother with them! + +It does seem ironic that the founder of "anarcho"-capitalism should have come +to the same conclusion as modern day anarchists on the subject of whether his +ideas are a form of anarchism or not! + +## F.7.2 Is government compatible with anarchism? + +Of course not, but ironically this is the conclusion arrived at by Hart's +analyst of the British "voluntaryists," particularly Auberon Herbert. +Voluntaryism was a fringe part of the right-wing individualist movement +inspired by Herbert Spencer, a leading spokesman for free market capitalism in +the later half of the nineteenth century. Like Hart, leading +"anarcho"-capitalist Hans-Hermann Hoppe believes that Herbert _"develop[ed] +the Spencerian idea of equal freedom to its logically consistent anarcho- +capitalist end."_ [**Anarcho-Capitalism: An Annotated Bibliography**] + +Yet, as with Molinari, there is a problem with presenting this ideology as +anarchist, namely that its leading light, Herbert, explicitly rejected the +label "anarchist" and called for both a government and a democratic state. +Thus, apparently, both state and government are _"logically consistent"_ with +"anarcho"-capitalism and vice versa! + +Herbert was clearly aware of individualist anarchism and distanced himself +from it. He argued that such a system would be _"pandemonium."_ He thought +that we should _"not direct our attacks - as the anarchists do - **against all +government** , against government in itself"_ but _"only against the +overgrown, the exaggerated, the insolent, unreasonable and indefensible forms +of government, which are found everywhere today."_ Government should be +_"strictly limited to its legitimate duties in defence of self-ownership and +individual rights."_ He stressed that _"we are governmentalists . . . formally +constituted by the nation, employing in this matter of force the majority +method."_ Moreover, Herbert knew of, and rejected, individualist anarchism, +considering it to be _"founded on a fatal mistake."_ [**Essay X: The +Principles Of Voluntaryism And Free Life**] He repeated this argument in other +words, stating that anarchy was a _"contradiction,"_ and that the +Voluntaryists _"reject the anarchist creed."_ He was clear that they _"believe +in a national government, voluntary supported . . . and only entrusted with +force for protection of person and property."_ He called his system of a +national government funded by non-coerced contributions _"the Voluntary +State."_ [_"A Voluntaryist Appeal"_, **Herbert Spencer and the Limits of the +State**, Michael W. Taylor (ed.), p. 239 and p. 228] As such, claims that +Herbert was an anarchist cannot be justified. + +Hart is aware of this slight problem, quoting Herbert's claim that he aimed +for _"regularly constituted government, generally accepted by all citizens for +the protection of the individual."_ [quoted by Hart, **Op. Cit.**, p. 86] Like +Molinari, Herbert was aware that anarchism was a form of socialism and that +the political aims could not be artificially separated from its economic and +social aims. As such, he was right **not** to call his ideas anarchism as it +would result in confusion (particularly as anarchism was a much larger +movement than his). As Hart acknowledges, _"Herbert faced the same problems +that Molinari had with labelling his philosophy. Like Molinari, he rejected +the term 'anarchism,' which he associated with the socialism of Proudhon and . +. . terrorism."_ While _"quite tolerant"_ of individualist anarchism, he +thought they _"were mistaken in their rejections of 'government.'"_ However, +Hart knows better than Herbert about his own ideas, arguing that his ideology +_"is in fact a new form of anarchism, since the most important aspect of the +modern state, the monopoly of the use of force in a given area, is rejected in +no uncertain terms by both men."_ [**Op. Cit.**, p. 86] He does mention that +Benjamin Tucker called Herbert a _"true anarchist in everything but name,"_ +but Tucker denied that Kropotkin was an anarchist suggesting that he was +hardly a reliable guide. [quoted by Hart, **Op. Cit.**, p. 87] As it stands, +it seems that Tucker (unlike other anarchists) was mistaken in his evaluation +of Herbert's politics. + +While there were similarities between Herbert's position and individualist +anarchism, _"the gulf"_ between them _"in other respects was unbridgeable"_ +notes historian Matthew Thomas. _"The primary concern of the individualists +was with the preservation of existing property relations and the maintenance +of some form of organisation to protect these relations. . . Such a vestigial +government was obviously incompatible with the individualist anarchist desire +to abolish the state. The anarchists also demanded sweeping changes in the +structure of property relations through the destruction of the land and +currency monopolies. This they argued, would create equal opportunities for +all. The individualists however rejected this and sought to defend the vested +interests of the property-owning classes. The implications of such differences +prevented any real alliance."_ [**Anarchist Ideas and Counter-Cultures in +Britain, 1880-1914**, p. 20] Anarchist William R. McKercher, in his analysis +of the libertarian (socialist) movement of late 19th century Britain, +concludes (rightly) that Herbert _"was often mistakenly taken as an +anarchist"_ but _"a reading of Herbert's work will show that he was not an +anarchist."_ [**Freedom and Authority**, p. 199fn and p. 73fn] The leading +British social anarchist journal of the time noted that the _"Auberon +Herbertites in England are sometimes called Anarchists by outsiders, but they +are willing to compromise with the inequity of government to maintain private +property."_ [**Freedom**, Vol. II, No. 17, 1888] + +Some non-anarchists **did** call Herbert an anarchist. For example, J. A. +Hobson, a left-wing liberal, wrote a critique of Herbert's politics called _"A +Rich Man's Anarchism."_ Hobson argued that Herbert's support for exclusive +private property would result in the poor being enslaved to the rich. Herbert, +_"by allowing first comers to monopolise without restriction the best natural +supplies"_ would allow them _"to thwart and restrict the similar freedom of +those who come after."_ Hobson gave the _"extreme instance"_ of an island +_"the whole of which is annexed by a few individuals, who use the rights of +exclusive property and transmission . . . to establish primogeniture."_ In +such a situation, the bulk of the population would be denied the right to +exercise their faculties or to enjoy the fruits of their labour, which Herbert +claimed to be the inalienable rights of all. Hobson concluded: _"It is thus +that the 'freedom' of a few (in Herbert's sense) involves the 'slavery' of the +many."_ [quoted by M. W. Taylor, **Men Versus the State**, pp. 248-9] M. W. +Taylor notes that _"of all the points Hobson raised . . . this argument was +his most effective, and Herbert was unable to provide a satisfactory +response."_ [**Op. Cit.**, p. 249] + +The ironic thing is that Hobson's critique simply echoed the **anarchist** one +and, moreover, simply repeated Proudhon's arguments in **What is Property?**. +As such, from an anarchist perspective, Herbert's inability to give a reply +was unsurprising given the power of Proudhon's libertarian critique of private +property. In fact, Proudhon used a similar argument to Hobson's, presenting +_"a colony . . . in a wild district"_ rather than an island. His argument and +conclusions are the same, though, with a small minority becoming _"proprietors +of the whole district"_ and the rest _"dispossessed"_ and _"compelled to sell +their birthright."_ He concluded by saying _"[i]n this century of bourgeois +morality . . . the moral sense is so debased that I should not be at all +surprised if I were asked, by many a worthy proprietor, what I see in this +that is unjust and illegitimate? Debased creature! galvanised corpse! how can +I expect to convince you, if you cannot tell robbery when I show it to you?"_ +[**What is Property?**, pp. 125-7] Which shows how far Herbert's position was +from genuine anarchism -- and how far "anarcho"-capitalism is. + +So, economically, Herbert was not an anarchist, arguing that the state should +protect Lockean property rights. Of course, Hart may argue that these economic +differences are not relevant to the issue of Herbert's anarchism but that is +simply to repeat the claim that anarchism is solely concerned with government, +a claim which is hard to support. This position cannot be maintained, +particularly given that both Herbert and Molinari defended the right of +capitalists and landlords to force their employees and tenants to follow their +orders. Their "governments" existed to defend the capitalist from rebellious +workers, to break unions, strikes and occupations. In other words, they were a +monopoly of the use of force in a given area to enforce the monopoly of power +in a given area (namely, the wishes of the property owner). While they may +have argued that this was "defence of liberty," in reality it is defence of +power and authority. + +What about if we just look at the political aspects of his ideas? Did Herbert +actually advocate anarchism? No, far from it. He clearly demanded a minimal +state based on voluntary taxation. The state would not use force of any kind, +_"except for purposes of restraining force."_ He argued that in his system, +while _"the state should compel no services and exact no payments by force,"_ +it _"should be free to conduct many useful undertakings . . . in competition +with all voluntary agencies . . . in dependence on voluntary payments."_ +[Herbert, **Essay X: The Principles Of Voluntaryism And Free Life**] As such, +_"the state"_ would remain and unless he is using the term "state" in some +highly unusual way, it is clear that he means a system where individuals live +under a single elected government as their common law maker, judge and +defender within a given territory. + +This becomes clearer once we look at how the state would be organised. In his +essay **"A Politician in Sight of Haven,"** Herbert does discuss the +franchise, stating it would be limited to those who paid a voluntary _"income +tax"_ and anyone _"paying it would have the right to vote; those who did not +pay it would be -- as is just -- without the franchise. There would be no +other tax."_ The law would be strictly limited, of course, and the +_"government . . . must confine itself simply to the defence of life and +property, whether as regards internal or external defence."_ In other words, +Herbert was a minimal statist, with his government elected by a majority of +those who choose to pay their income tax and funded by that (and by any other +voluntary taxes they decided to pay). Whether individuals and companies could +hire their own private police in such a regime is irrelevant in determining +whether it is an anarchy. + +This can be best seen by comparing Herbert with Ayn Rand. No one would ever +claim Rand was an anarchist, yet her ideas were extremely similar to +Herbert's. Like Herbert, Rand supported laissez-faire capitalism and was +against the "initiation of force." Like Herbert, she extended this principle +to favour a government funded by voluntary means [_"Government Financing in a +Free Society,"_ **The Virtue of Selfishness**, pp. 116-20] Moreover, like +Herbert, she explicitly denied being an anarchist and, again like Herbert, +thought the idea of competing defence agencies ("governments") would result in +chaos. The similarities with Herbert are clear, yet no "anarcho"-capitalist +would claim that Rand was an anarchist, yet some do claim that Herbert was. + +This position is, of course, deeply illogical and flows from the non-anarchist +nature of "anarcho"-capitalism. Perhaps unsurprisingly, when Rothbard +discusses the ideas of the "voluntaryists" he fails to address the key issue +of who determines the laws being enforced in society. For Rothbard, the key +issue was **who** is enforcing the law, not where that law comes from (as +long, of course, as it is a law code he approved of). The implications of this +is significant, as it implies that "anarchism" need not be opposed to either +the state nor government! This can be clearly seen from Rothbard's analysis of +Herbert's voluntary taxation position. + +Rothbard, correctly, notes that Herbert advocated voluntary taxation as the +means of funding a state whose basic role was to enforce Lockean property +rights. The key point of his critique was **not** who determines the law but +who enforces it. For Rothbard, it should be privatised police and courts and +he suggests that the _"voluntary taxationists have never attempted to answer +this problem; they have rather stubbornly assumed that no one would set up a +competing defence agency within a State's territorial limits."_ If the state +**did** bar such firms, then that system is not a genuine free market. +However, _"if the government **did** permit free competition in defence +service, there would soon no longer be a central government over the +territory. Defence agencies, police and judicial, would compete with one +another in the same uncoerced manner as the producers of any other service on +the market."_ [**Power and Market**, p. 122 and p. 123] + +Obviously this misses the point totally. What Rothbard ignores is who +determines the laws which these private "defence" agencies would enforce. If +the laws are made by a central government then the fact that citizen's can +hire private police and attend private courts does not stop the regime being +statist. We can safely assume Rand, for example, would have had no problem +with companies providing private security guards or the hiring of private +detectives within the context of her minimal state. Ironically, Rothbard +stresses the need for such a monopoly legal system: + +> _"While 'the government' would cease to exist, the same cannot be said for a +constitution or a rule of law, which, in fact, would take on in the free +society a far more important function than at present. For the freely +competing judicial agencies would have to be guided by a body of absolute law +to enable them to distinguish objectively between defence and invasion. This +law, embodying elaborations upon the basic injunction to defend person and +property from acts of invasion, would be codified in the basic legal code. +Failure to establish such a code of law would tend to break down the free +market, for then defence against invasion could not be adequately achieved."_ +[**Op. Cit.**, p. 123-4] + +So if you violate the _"absolute law"_ defending (absolute) property rights +then you would be in trouble. The problem now lies in determining who sets +that law. For Rothbard, as we noted in [section F.6.1](secF6.html#secf61), his +system of monopoly laws would be determined by judges, Libertarian lawyers and +jurists. The "voluntaryists" proposed a different solution, namely a central +government elected by the majority of those who voluntarily decided to pay an +income tax. In the words of Herbert: + +> _"We agree that there must be a central agency to deal with crime -- an +agency that defends the liberty of all men, and employs force against the uses +of force; but my central agency rests upon voluntary support, whilst Mr. +Levy's central agency rests on compulsory support."_ [quoted by Carl Watner, +_"The English Individualists As They Appear In Liberty,"_ pp. 191-211, +**Benjamin R. Tucker and the Champions of Liberty**, p. 194] + +And all Rothbard is concerned over private cops would exist or not! This lack +of concern over the existence of the state and government flows from the +strange fact that "anarcho"-capitalists commonly use the term "anarchism" to +refer to any philosophy that opposes all forms of initiatory coercion. Notice +that government does not play a part in this definition, thus Rothbard can +analyse Herbert's politics without commenting on who determines the law his +private "defence" agencies enforce. For Rothbard, _"an anarchist society"_ is +defined _"as one where there is no legal possibility for coercive aggression +against the person and property of any individual."_ He then moved onto the +state, defining that as an _"institution which possesses one or both (almost +always both) of the following properties: (1) it acquires its income by the +physical coercion known as 'taxation'; and (2) it acquires and usually obtains +a coerced monopoly of the provision of defence service (police and courts) +over a given territorial area."_ [**Society without a State**, p. 192] + +This is highly unusual definition of "anarchism," given that it utterly fails +to mention or define government. This, perhaps, is understandable as any +attempt to define it in terms of _"monopoly of decision-making power"_ results +in showing that capitalism is statist (see [section F.1](secF1.html) for a +summary). The key issue here is the term _"legal possibility."_ That +suggestions a system of laws which determine what is _"coercive aggression"_ +and what constitutes what is and what is not legitimate "property." Herbert is +considered by some "anarcho"-capitalists as one of them. Which brings us to a +strange conclusion that, for "anarcho"-capitalists you can have a system of +"anarchism" in which there is a government and state -- as long as the state +does not impose taxation nor stop private police forces from operating! + +As Rothbard argues _"if a government based on voluntary taxation permits free +competition, the result will be the purely free-market system . . . The +previous government would now simply be one competing defence agency among +many on the market."_ [**Power and Market**, p. 124] That the government is +specifying what is and is not legal does not seem to bother him or even cross +his mind. Why should it, when the existence of government is irrelevant to his +definition of anarchism and the state? That private police are enforcing a +monopoly law determined by the government seems hardly a step in the right +direction nor can it be considered as anarchism. Perhaps this is unsurprising, +for under his system there would be _"a basic, common Law Code"_ which _"all +would have to abide by"_ as well as _"some way of resolving disputes that will +gain a majority consensus in society . . . whose decision will be accepted by +the great majority of the public."_ [**"Society without a State,"**, p. 205] + +That this is simply a state under a different name can be seen from looking at +other right-wing liberals. Milton Friedman, for example, noted (correctly) +that the _"consistent liberal is not an anarchist."_ He stated that government +_"is essential"_ for providing a _"legal framework"_ and provide _"the +definition of property rights."_ In other words, to _"determine, arbitrate and +enforce the rules of the game."_ [**Capitalism and Freedom**, p. 34, p. 15, p. +25, p. 26 and p. 27] For Ludwig von Mises _"liberalism is not anarchism, nor +has it anything whatsoever to do with anarchism."_ Liberalism _"restricts the +activity of the state in the economic sphere exclusively to the protection of +property."_ [**Liberalism**, p. 37 and p. 38] The key difference between these +liberals and Rothbard's brand of liberalism is that rather than an elected +parliament making laws, "anarcho"-capitalism would have a general law code +produced by "libertarian" lawyers, jurists and judges. Both would have laws +interpreted by judges. Rothbard's system is also based on a legal framework +which would both provide a definition of property rights and determine the +rules of the game. However, the means of enforcing and arbitrating those laws +would be totally private. Yet even this is hardly a difference, as it is +doubtful if Friedman or von Mises (like Rand or Herbert) would have barred +private security firms or voluntary arbitration services as long as they +followed the law of the land. The only major difference is that Rothbard's +system explicitly excludes the general public from specifying or amending the +laws they are subject to and allows (prosperous) judges to interpret and add +to the (capitalist) law. Perhaps this dispossession of the general public is +the only means by which the minimal state will remain minimal (as Rothbard +claimed) and capitalist property, authority and property rights remain secure +and sacrosanct, yet the situation where the general public has no say in the +regime and the laws they are subjected to is usually called dictatorship, not +"anarchy." + +At least Herbert is clear that his politics was a governmental system, unlike +Rothbard who assumes a monopoly law but seems to think that this is not a +government or a state. As David Wieck argued, this is illogical for according +to Rothbard _"all 'would have to' conform to the same legal code"_ and this +can only be achieved by means of _"the forceful action of adherents to the +code against those who flout it"_ and so _"in his system **there would stand +over against every individual the legal authority of all the others.** An +individual who did not recognise private property as legitimate would surely +perceive this as a tyranny of law, a tyranny of the majority or of the most +powerful -- in short, a hydra-headed state. If the law code is itself unitary, +then this multiple state might be said to have properly a single head -- the +law . . . But it looks as though one might still call this 'a state,' under +Rothbard's definition, by satisfying **de facto** one of his pair of +sufficient conditions: 'It asserts and usually obtains a coerced monopoly of +provision of defence service (police and courts) over a given territorial +area' . . . Hobbes's individual sovereign would seem to have become many +sovereigns -- with but one law, however, and in truth, therefore, a single +sovereign in Hobbes's more important sense of the latter term. One might +better, and less confusingly, call this a libertarian state than an anarchy."_ +[**Anarchist Justice**, pp. 216-7] + +The obvious recipients of the coercion of the new state would be those who +rejected the authority of their bosses and landlords, those who reject the +Lockean property rights Rothbard and Herbert hold dear. In such cases, the +rebels and any "defence agency" (like, say, a union) which defended them would +be driven out of business as it violated the law of the land. How this is +different from a state banning competing agencies is hard to determine. This +is a _"difficulty"_ argues Wieck, which _"results from the attachment of a +principle of private property, and of unrestricted accumulation of wealth, to +the principle of individual liberty. This increases sharply the possibility +that many reasonable people who respect their fellow men and women will find +themselves outside the law because of dissent from a property interpretation +of liberty."_ Similarly, there are the economic results of capitalism. _"One +can imagine,"_ Wieck continues, _"that those who lose out badly in the free +competition of Rothbard's economic system, perhaps a considerable number, +might regard the legal authority as an alien power, a state for them, based on +violence, and might be quite unmoved by the fact that, just as under +nineteenth century capitalism, a principle of liberty was the justification +for it all."_ [**Op. Cit.**, p. 217 and pp. 217-8] + +## F.7.3 Can there be a "right-wing" anarchism? + +In a word, no. This can be seen from "anarcho"-capitalism itself as well as +its attempts to co-opt the US individualist anarchists into its family tree. + +Hart mentions the individualist anarchists, calling Tucker's ideas _"**laissez +faire** liberalism."_ [**Op. Cit.**, p. 87] However, Tucker called his ideas +_"socialism"_ and presented a left-wing critique of most aspects of +liberalism, particularly its Lockean based private property rights. Tucker +based much of his ideas on property on Proudhon, so if Hart dismisses the +latter as a socialist then this must apply to Tucker as well. Given that he +notes that there are _"two main kinds of anarchist thought,"_ namely +_"communist anarchism which denies the right of an individual to seek profit, +charge rent or interest and to own property"_ and a _"'right-wing' proprietary +anarchism, which vigorously defends these rights"_ then Tucker, like Godwin, +would have to be placed in the _"left-wing"_ camp. [_"Gustave de Molinari and +the Anti-statist Liberal Tradition: Part II"_, **Op. Cit.**, p. 427] Tucker, +after all, argued that he aimed for the end of profit, interest and rent and +attacked private property in land and housing beyond "occupancy and use." It +is a shame that Hart was so ignorant of anarchism to ignore all the other +forms of anarchism which, while anti-capitalist, were not communist. + +As has been seen, Hart's account of the history of "anti-state" liberalism is +flawed. Godwin is included only by ignoring his views on property, views which +in many ways reflects the later "socialist" (i.e. anarchist) analysis of +Proudhon. He then discusses a few individuals who were alone in their opinions +even within the extreme free market right and all of whom knew of anarchism +and explicitly rejected that name for their respective ideologies. In fact, +they preferred the term _"government"_ or _"state"_ to describe their systems +which, on the face of it, would be hard to reconcile with the usual +"anarcho"-capitalist definition of anarchism as being "no government" or +simply "anti-statism." Hart's discussion of individualist anarchism is equally +flawed, failing to discuss their economic views (just as well, as its links to +"left-wing" anarchism would be obvious). + +However, the similarities of Molinari's views with what later became known as +"anarcho"-capitalism are clear. Hart notes that with Molinari's death in 1912, +_"liberal anti-statism virtually disappeared until it was rediscovered by the +economist Murray Rothbard in the late 1950's"_ [_"Gustave de Molinari and the +Anti-statist Liberal Tradition: Part III"_, **Op. Cit.**, p. 88] While this +fringe is somewhat bigger than previously, the fact remains that the ideas +expounded by Rothbard are just as alien to the anarchist tradition as +Molinari's. It is a shame that Rothbard, like his predecessors, did not call +his ideology something other than anarchism. Not only would it have been more +accurate, it would also have lead to much less confusion and no need to write +this section of the FAQ! It is a testament to their lack of common sense that +Rothbard and other "anarcho"-capitalists failed to recognise that, given a +long-existing socio-political theory and movement called anarchism, they could +not possibly call themselves "anarchists" without conflating of their own +views with those of the existing tradition. Yet rather than introducing a new +term into political vocabulary (or using Molinari's terminology) they +preferred to try fruitlessly to appropriate a term used by others. They seemed +to have forgotten that political vocabulary and usage are path dependent. +Hence we get subjected to articles which talk about the new "anarchism" while +trying to disassociate "anarcho"-capitalism from the genuine anarchism found +in media reports and history books. As it stands, the only reason why +"anarcho"-capitalism is considered a form of "anarchism" by some is because +one person (Rothbard) decided to steal the name of a well established and +widespread political and social theory and movement in the 1950s and apply it +to an ideology with little, if anything, in common with it. + +As Hart inadvertently shows, it is not a firm base to build a claim. That +anyone can consider "anarcho"-capitalism as anarchist simply flows from a lack +of knowledge about anarchism -- as numerous anarchists have argued. For +example, _"Rothbard's conjunction of anarchism with capitalism,"_ according to +David Wieck, _"results in a conception that is entirely outside the mainstream +of anarchist theoretical writings or social movements . . . this conjunction +is a self-contradiction."_ He stressed that _"the main traditions of anarchism +are entirely different. These traditions, and theoretical writings associated +with them, express the perspectives and the aspirations, and also, sometimes, +the rage, of the oppressed people in human society: not only those +economically oppressed, although the major anarchist movements have been +mainly movements of workers and peasants, but also those oppressed by power in +all those social dimensions . . . including of course that of political power +expressed in the state."_ In other words, anarchism represents _"a moral +commitment"_ which Rothbard's position is _"diametrically opposite"_ to. +[**Anarchist Justice**, p. 215, p. 229 and p. 234] + +It is a shame that some academics consider only the word Rothbard uses as +relevant rather than the content and its relation to anarchist theory and +history. If they did, they would soon realise that the expressed opposition of +so many anarchists to "anarcho"-capitalism is something which cannot be +ignored or dismissed. In other words, a "right-wing" anarchist cannot and does +not exist, no matter how often sections of the right try to use that word to +describe their ideology. + +The reason is simple. Anarchist economics and politics cannot be artificially +separated. They are intrinsically linked. Godwin and Proudhon did not stop +their analysis at the state. They extended it the social relationships +produced by inequality of wealth, i.e. economic power as well as political +power. To see why, we need only consult Rothbard's work. As noted in the [last +section](secF7.html#secf72), for Rothbard the key issue with the "voluntary +taxationists" was not who determined the _"body of absolute law"_ but rather +who enforced it. In his discussion, he argued that a democratic "defence +agency" is at a disadvantage in his "free market" system. As he put it: + +> _"It would, in fact, be competing at a severe disadvantage, having been +established on the principle of 'democratic voting.' Looked at as a market +phenomenon, 'democratic voting' (one vote per person) is simply the method of +the consumer 'co-operative.' Empirically, it has been demonstrated time and +again that co-operatives cannot compete successfully against stock-owned +companies, especially when both are equal before the law. There is no reason +to believe that co-operatives for defence would be any more efficient. Hence, +we may expect the old co-operative government to 'wither away' through loss of +customers on the market, while joint-stock (i.e., corporate) defence agencies +would become the prevailing market form."_ [**Power and Market**, p. 125] + +Notice how he assumes that both a co-operative and corporation would be +_"equal before the law."_ But who determines that law? Obviously **not** a +democratically elected government, as the idea of "one person, one vote" in +determining the common law all are subject to is _"inefficient."_ Nor does he +think, like the individualist anarchists, that the law would be judged by +juries along with the facts. As we note in [section F.6.1](secF6.html#secf61), +he rejected that in favour of it being determined by _"Libertarian lawyers and +jurists."_ Thus the law is unchangeable by ordinary people and enforced by +private defence agencies hired to protect the liberty and property of the +owning class. In the case of a capitalist economy, this means defending the +power of landlords and capitalists against rebel tenants and workers. + +This means that Rothbard's _"common Law Code"_ will be determined, +interpreted, enforced and amended by corporations based on the will of the +majority of shareholders, i.e. the rich. That hardly seems likely to produce +equality before the law. As he argues in a footnote: + +> _"There is a strong **a priori** reason for believing that corporations will +be superior to co-operatives in any given situation. For if each owner +receives only one vote regardless of how much money he has invested in a +project (and earnings are divided in the same way), there is no incentive to +invest more than the next man; in fact, every incentive is the other way. This +hampering of investment militates strongly against the co-operative form."_ +[**Op. Cit.**, p. 125] + +So **if** the law is determined and interpreted by defence agencies and courts +then it will be done so by those who have invested most in these companies. As +it is unlikely that the rich will invest in defence firms which do not support +their property rights, power, profits and definition of property, it is clear +that agencies which favour the wealthy will survive on the market. The idea +that market demand will counter this class rule seems unlikely, given +Rothbard's own argument. In order to compete successfully you need more than +demand, you need sources of investment. If co-operative defence agencies do +form, they will be at a market disadvantage due to lack of investment. As +argued in [section J.5.12](secJ5.html#secj512), even though co-operatives are +more efficient than capitalist firms lack of investment (caused by the lack of +control by capitalists Rothbard notes) stops them replacing wage slavery. Thus +capitalist wealth and power inhibits the spread of freedom in production. If +we apply Rothbard's argument to his own system, we suggest that the market in +"defence" will also stop the spread of more libertarian associations thanks to +capitalist power and wealth. In other words, like any market, Rothbard's +"defence" market will simply reflect the interests of the elite, not the +masses. + +Moreover, we can expect any democratic defence agency (like a union) to +support, say, striking workers or squatting tenants, to be crushed. This is +because, as Rothbard stresses, **all** "defence" firms would be expected to +apply the _"common"_ law, as written by _"Libertarian lawyers and jurists."_ +If they did not they would quickly be labelled "outlaw" agencies and crushed +by the others. Ironically, Tucker would join Bakunin and Kropotkin in an +"anarchist" court accused to violating "anarchist" law by practising and +advocating "occupancy and use" rather than the approved Rothbardian property +rights. Even if these democratic "defence" agencies could survive and not be +driven out of the market by a combination of lack of investment and violence +due to their "outlaw" status, there is another problem. As we discussed in +[section F.1](secF1.html), landlords and capitalists have a monopoly of +decision making power over their property. As such, they can simply refuse to +recognise any democratic agency as a legitimate defence association and use +the same tactics perfected against unions to ensure that it does not gain a +foothold in their domain. + +Clearly, then, a "right-wing" anarchism is impossible as any system based on +capitalist property rights will simply be an oligarchy run by and for the +wealthy. As Rothbard notes, any defence agency based on democratic principles +will not survive in the "market" for defence simply because it does not allow +the wealthy to control it and its decisions. Little wonder Proudhon argued +that laissez-faire capitalism meant _"the victory of the strong over the weak, +of those who own property over those who own nothing."_ [quoted by Peter +Marshall, **Demanding the Impossible**, p. 259] + diff --git a/markdown/secF8.md b/markdown/secF8.md new file mode 100644 index 0000000000000000000000000000000000000000..bffaf9e39ceba809a2b62aa27009e4e0b69b3780 --- /dev/null +++ b/markdown/secF8.md @@ -0,0 +1,1972 @@ +# F.8 What role did the state take in the creation of capitalism? + +If the "anarcho"-capitalist is to claim with any plausibility that "real" +capitalism is non-statist or that it can exist without a state, it must be +shown that capitalism evolved naturally, in opposition to state intervention. +In reality, the opposite is the case. Capitalism was born from state +intervention. In the words of Kropotkin, _"the State . . . and capitalism . . +. developed side by side, mutually supporting and re-enforcing each other."_ +[**Anarchism**, p. 181] + +Numerous writers have made this point. For example, in Karl Polanyi's flawed +masterpiece **The Great Transformation** we read that _"the road to the free +market was opened and kept open by an enormous increase in continuous, +centrally organised and controlled interventionism"_ by the state. [p. 140] +This intervention took many forms -- for example, state support during +"mercantilism," which allowed the "manufactures" (i.e. industry) to survive +and develop, enclosures of common land, and so forth. In addition, the slave +trade, the invasion and brutal conquest of the Americas and other "primitive" +nations, and the looting of gold, slaves, and raw materials from abroad also +enriched the European economy, giving the development of capitalism an added +boost. Thus Kropotkin: + +> _"The history of the genesis of capital has already been told by socialists +many times. They have described how it was born of war and pillage, of slavery +and serfdom, of modern fraud and exploitation. They have shown how it is +nourished by the blood of the worker, and how little by little it has +conquered the whole world . . . Law . . . has followed the same phases as +capital . . . they have advanced hand in hand, sustaining one another with the +suffering of mankind."_ [**Op. Cit.**, p. 207] + +This process is what Karl Marx termed _**"primitive accumulation"**_ and was +marked by extensive state violence. Capitalism, as he memorably put it, +_"comes dripping from head to toe, from every pore, with blood and dirt"_ and +the _"starting-point of the development that gave rise both to the wage- +labourer and to the capitalist was the enslavement of the worker."_ +[**Capital**, vol. 1, p. 926 and p. 875] Or, if Kropotkin and Marx seem too +committed to be fair, we have John Stuart Mill's summary that the _"social +arrangements of modern Europe commenced from a distribution of property which +was the result, not of just partition, or acquisition by industry, but of +conquest and violence."_ [**Principles of Political Economy**, p. 15] + +The same can be said of all countries. As such, when supporters of +"libertarian" capitalism say they are against the "initiation of force," they +mean only **new** initiations of force: for the system they support was born +from numerous initiations of force in the past (moreover, it also requires +state intervention to keep it going \-- [section D.1](secD1.html) addresses +this point in some detail). Indeed, many thinkers have argued that it was +precisely this state support and coercion (particularly the separation of +people from the land) that played the **key** role in allowing capitalism to +develop rather than the theory that _"previous savings"_ did so. As left-wing +German thinker Franz Oppenheimer (whom Murray Rothbard selectively quoted) +argued, _"the concept of a 'primitive accumulation,' or an original store of +wealth, in land and in movable property, brought about by means of purely +economic forces"_ while _"seem[ing] quite plausible"_ is in fact _"utterly +mistaken; it is a 'fairly tale,' or it is a class theory used to justify the +privileges of the upper classes."_ [**The State**, pp. 5-6] As Individualist +anarchist Kevin Carson summarised as part of his excellent overview of this +historic process: + +> _ "Capitalism has never been established by means of the free market. It has +always been established by a revolution from above, imposed by a ruling class +with its origins in the Old Regime . . . by a pre-capitalist ruling class that +had been transformed in a capitalist manner. In England, it was the landed +aristocracy; in France, Napoleon III's bureaucracy; in Germany, the Junkers; +in Japan, the Meiji. In America, the closest approach to a 'natural' bourgeois +evolution, industrialisation was carried out by a mercantilist aristocracy of +Federalist shipping magnates and landlords."_ [_"Primitive Accumulation and +the Rise of Capitalism,"_ **Studies in Mutualist Political Economy**] + +This, the actual history of capitalism, will be discussed in the following +sections. So it is ironic to hear right-"libertarians" sing the praises of a +capitalism that never existed and urge its adoption by all nations, in spite +of the historical evidence suggesting that only state intervention made +capitalist economies viable -- even in that Mecca of "free enterprise," the +United States. As Noam Chomsky argues, _"who but a lunatic could have opposed +the development of a textile industry in New England in the early nineteenth +century, when British textile production was so much more efficient that half +the New England industrial sector would have gone bankrupt without very high +protective tariffs, thus terminating industrial development in the United +States? Or the high tariffs that radically undermined economic efficiency to +allow the United States to develop steel and other manufacturing capacities? +Or the gross distortions of the market that created modern electronics?"_ +[**World Orders, Old and New**, p. 168] Such state interference in the economy +is often denounced and dismissed by right-"libertarians" as mercantilism. +However, to claim that "mercantilism" is not capitalism makes little sense. +Without mercantilism, "proper" capitalism would never have developed, and any +attempt to divorce a social system from its roots is ahistoric and makes a +mockery of critical thought (particularly as "proper" capitalism turns to +mercantilism regularly). + +Similarly, it is somewhat ironic when "anarcho"-capitalists and other right +"libertarians" claim that they support the freedom of individuals to choose +how to live. After all, the working class was not given **that** particular +choice when capitalism was developing. Instead, their right to choose their +own way of life was constantly violated and denied -- and justified by the +leading capitalist economists of the time. To achieve this, state violence had +one overall aim, to dispossess the labouring people from access to the means +of life (particularly the land) and make them dependent on landlords and +capitalists to earn a living. The state coercion _"which creates the capital- +relation can be nothing other than the process which divorces the worker from +the ownership of the conditions of his own labour; it is a process which +operates two transformations, whereby the social means of subsistence and +production are turned into capital, and the immediate producers are turned +into wage-labourers. So-called primitive accumulation, therefore, is nothing +else than the historical process of divorcing the producer from the means of +production."_ [Marx, **Op. Cit.**, pp. 874-5] So to claim that **now** (after +capitalism has been created) we get the chance to try and live as we like is +insulting in the extreme. The available options we have are not independent of +the society we live in and are decisively shaped by the past. To claim we are +"free" to live as we like (within the laws of capitalism, of course) is +basically to argue that we are able (in theory) to "buy" the freedom that +every individual is due from those who have stolen it from us in the first +place. It ignores the centuries of state violence required to produce the +"free" worker who makes a "voluntary" agreement which is compelled by the +social conditions that this created. + +The history of state coercion and intervention is inseparable from the history +of capitalism: it is contradictory to celebrate the latter while claiming to +condemn the former. In practice capitalism has **always** meant intervention +in markets to aid business and the rich. That is, what has been called by +supporters of capitalism "laissez-faire" was nothing of the kind and +represented the political-economic program of a specific fraction of the +capitalist class rather than a set of principles of "hands off the market." As +individualist anarchist Kevin Carson summaries, _"what is nostalgically called +'laissez-faire' was in fact a system of continuing state intervention to +subsidise accumulation, guarantee privilege, and maintain work discipline."_ +[**The Iron Fist behind the Invisible Hand**] Moreover, there is the apparent +unwillingness by such "free market" advocates (i.e. supporters of "free +market" capitalism) to distinguish between historically and currently unfree +capitalism and the other truly free market economy that they claim to desire. +It is common to hear "anarcho"-capitalists point to the state-based capitalist +system as vindication of their views (and even more surreal to see them point +to **pre**-capitalist systems as examples of their ideology). It should be +obvious that they cannot have it both ways. + +In other words, Rothbard and other "anarcho"-capitalists treat capitalism as +if it were the natural order of things rather than being the product of +centuries of capitalist capture and use of state power to further their own +interests. The fact that past uses of state power have allowed capitalist +norms and assumptions to become the default system by their codification in +property law and justified by bourgeois economic does not make it natural. The +role of the state in the construction of a capitalist economy cannot be +ignored or downplayed as government has always been an instrument in creating +and developing such a system. As one critic of right-"libertarian" ideas put +it, Rothbard _"completely overlooks the role of the state in building and +maintaining a capitalist economy in the West. Privileged to live in the +twentieth century, long after the battles to establish capitalism have been +fought and won, Rothbard sees the state solely as a burden on the market and a +vehicle for imposing the still greater burden of socialism. He manifests a +kind of historical nearsightedness that allows him to collapse many centuries +of human experience into one long night of tyranny that ended only with the +invention of the free market and its 'spontaneous' triumph over the past. It +is pointless to argue, as Rothbard seems ready to do, that capitalism would +have succeeded without the bourgeois state; the fact is that all capitalist +nations have relied on the machinery of government to create and preserve the +political and legal environments required by their economic system."_ That, of +course, has not stopped him _"critis[ing] others for being unhistorical."_ +[Stephen L. Newman, **Liberalism at Wit's End**, pp. 77-8 and p. 79] + +Thus we have a key contradiction within "anarcho"-capitalism. While they +bemoan state intervention in the market, their underlying assumption is that +it had no real effect on how society has evolved over the centuries. By a +remarkable coincidence, the net effect of all this state intervention was to +produce a capitalist economy identical in all features as one which would have +been produced if society had been left alone to evolve naturally. It does seem +strange that state violence would happen to produce the same economic system +as that produced by right-"libertarians" and Austrian economists logically +deducing concepts from a few basic axioms and assumptions. Even more of a +coincidence, these conclusions also happen to be almost exactly the same as +what those who have benefited from previous state coercion want to hear -- +namely, the private property is good, trade unions and strikes are bad, that +the state should not interfere with the power of the bosses and should not +even think about helping the working class (employed or unemployed). As such, +while their advice and rhetoric may have changed, the social role of +economists has not. State action was required to dispossess the direct +producers from the means of life (particularly the land) and to reduce the +real wage of workers so that they have to provide regular work in a obedient +manner. In this, it and the capitalists received much advice from the earliest +economists as Marxist economic historian Michael Perelman documents in great +detail. As he summarises, _"classical political economy was concerned with +promoting primitive accumulation in order to foster capitalist development, +even though the logic of primitive accumulation was in direct conflict with +the classical political economists' purported adherence to the values of +laissez-faire."_ [**The Invention of Capitalism**, p. 12] The turn to +"laissez-faire" was possible because direct state power could be mostly +replaced by economic power to ensure the dependency of the working class. + +Needless to say, some right-"libertarians" recognise that the state played +**some** role in economic life in the rise and development of capitalism. So +they contrast "bad" business people (who took state aid) and "good" ones (who +did not). Thus Rothbard's comment that Marxists have _"made no particular +distinction between 'bourgeoisie' who made use of the state, and bourgeoisie +who acted on the free market."_ [**The Ethics of Liberty**, p. 72] But such an +argument is nonsense as it ignores the fact that the "free market" is a +network (and defined by the state by the property rights it enforces). This +means that state intervention in one part of the economy will have +ramifications in other parts, particularly if the state action in question is +the expropriation and/or protection of productive resources (land and +workplaces) or the skewing of the labour market in favour of the bosses. In +other words, the individualistic perspective of "anarcho"-capitalism blinds +its proponents to the obvious collective nature of working class exploitation +and oppression which flows from the collective and interconnected nature of +production and investment in any real economy. State action supported by +sectors of the capitalist class has, to use economic jargon, positive +externalities for the rest. They, in general, benefit from it **_as a class_** +just as working class people suffers from it collectively as it limits their +available choices to those desired by their economic and political masters +(usually the same people). As such, the right-"libertarian" fails to +understand the **class** basis of state intervention. + +For example, the owners of the American steel and other companies who grew +rich and their companies big behind protectionist walls were obviously "bad" +bourgeoisie. But were the bourgeoisie who supplied the steel companies with +coal, machinery, food, "defence" and so on not also benefiting from state +action? And the suppliers of the luxury goods to the wealthy steel company +owners, did they not benefit from state action? Or the suppliers of +commodities to the workers that laboured in the steel factories that the +tariffs made possible, did they not benefit? And the suppliers to these +suppliers? And the suppliers to these suppliers? Did not the users of +technology first introduced into industry by companies protected by state +orders also not benefit? Did not the capitalists who had a large pool of +landless working class people to select from benefit from the "land monopoly" +even though they may not have, unlike other capitalists, directly advocated +it? It increased the pool of wage labour for **all** capitalists and increased +their bargaining position/power in the labour market at the expense of the +working class. In other words, such a policy helped maintain capitalist market +power, irrespective of whether individual capitalists encouraged politicians +to vote to create/maintain it. And, similarly, **all** American capitalists +benefited from the changes in common law to recognise and protect capitalist +private property and rights that the state enforced during the 19th century +(see [section B.2.5](secB2.html#secb25)). + +Rothbard, in other words, ignores class theft and the accumulative effect of +stealing both productive property and the products of the workers who use it. +He considered the _"moral indignation"_ of socialism arose from the argument +_"that the capitalists have stolen the rightful property of the workers, and +therefore that existing titles to accumulated capital are unjust."_ He argued +that given _"this hypothesis, the remainder of the impetus for both Marxism +and anarchosyndicalism follow quite logically."_ However, Rothbard's +"solution" to the problem of past force seems to be (essentially) a +justification of existing property titles and not a serious attempt to +understand or correct past initiations of force that have shaped society into +a capitalist one and still shape it today. This is because he is simply +concerned with returning property which has been obviously stolen and can be +returned to those who have been directly dispossessed or their descendants +(for example, giving land back to peasants or tenant farmers). If this cannot +be done then the _"title to that property, belongs properly, justly and +ethically to its current possessors."_ [**Op. Cit.**, p. 52 and p. 57] At +best, he allows nationalised property and any corporation which has the bulk +of its income coming from the state to be "homesteaded" by their workers +(which, according to Rothbard's arguments for the end of Stalinism, means they +will get shares in the company). The end result of his theory is to leave +things pretty much as they are. This is because he could not understand that +the exploitation of the working class was/is collective in nature and, as +such, is simply impossible to redress it in his individualistic term of +reference. + +To take an obvious example, if the profits of slavery in the Southern states +of America were used to invest in factories in the Northern states (as they +were), does giving the land to the freed slaves in 1865 **really** signify the +end of the injustice that situation produced? Surely the products of the +slaves work were stolen property just as much as the land was and, as a +result, so is any investment made from it? After all, investment elsewhere was +based on the profits extracted from slave labour and _"much of the profits +earned in the northern states were derived from the surplus originating on the +southern plantations."_ [Perelman, **Op. Cit.**, p. 246] In terms of the wage +workers in the North, they have been indirectly exploited by the existence of +slavery as the investment this allowed reduced their bargaining power on the +market as it reduced their ability to set up business for themselves by +increasing the fixed costs of so doing. And what of the investment generated +by the exploitation of these wage workers? As Mark Leier points out, the +capitalists and landlords _"may have purchased the land and machinery, but +this money represented nothing more than the expropriated labour of others."_ +[**Bakunin**, p. 111] If the land should be returned to those who worked it as +Rothbard suggests, why not the industrial empires that were created on the +backs of the generations of slaves who worked it? And what of the profits made +from the generations of wage slaves who worked on these investments? And what +of the investments which these profits allowed? Surely if the land should be +given to those who worked it then so must any investments it generated? And +assuming that those currently employed can rightly seize their workplaces, +what about those previously employed and **their** descendants? Why should +they be excluded from the riches their ancestors helped create? + +To talk in terms of individuals misses all this and the net result is to +ensure that the results of centuries of coercion and theft are undisturbed. +This is because it is the working class **as a whole** who have been +expropriated and whose labour has been exploited. The actual individuals +involved and their descendants would be impossible to identify nor would it be +possible to track down how the stolen fruits of their labour were invested. In +this way, the class theft of our planet and liberty as well as the products of +generations of working class people will continue safely. + +Needless to say, some governments interfere in the economy more than others. +Corporations do not invest in or buy from suppliers based in authoritarian +regimes by accident. They do not just happen to be here, passively benefiting +from statism and authoritarianism. Rather they choose **between** states to +locate in based precisely on the cheapness of the labour supply. In other +words, they prefer to locate in dictatorships and authoritarian regimes in +Central America and Southeast Asia **because** those regimes interfere in the +labour market the most -- while, of course, talking about the very "free +market" and "economic liberty" those regimes deny to their subjects. For +Rothbard, this seems to be just a coincidence or a correlation rather than +systematic for the collusion between state and business is the fault, not of +capitalism, but simply of particular capitalists. The system, in other words, +is pure; only individuals are corrupt. But, for anarchists, the origins of the +modern capitalist system lies not in the individual qualities of capitalists +as such but in the dynamic and evolution of capitalism itself -- a complex +interaction of class interest, class struggle, social defence against the +destructive actions of the market, individual qualities and so forth. In other +words, Rothbard's claims are flawed -- they fail to understand capitalism as a +**system**, its dynamic nature and the authoritarian social relationships it +produces and the need for state intervention these produce and require. + +So, when the right suggests that "we" be "left alone," what they mean by "we" +comes into clear focus when we consider how capitalism developed. Artisans and +peasants were only "left alone" to starve (sometimes not even that, as the +workhouse was invented to bring vagabonds to the joy of work), and the working +classes of industrial capitalism were only "left alone" outside work and for +only as long as they respected the rules of their "betters." As Marx memorably +put it, the _"newly freed men became sellers of themselves only after they had +been robbed of all their own means of production, and all the guarantees of +existence afforded by the old feudal arrangements. And this history, the +history of their expropriation, is written in the annals of mankind in letters +of blood and fire."_ [**Op. Cit.**, p. 875] As for the other side of the class +divide, they desired to be "left alone" to exercise their power over others as +we will see. That modern "capitalism" is, in effect, a kind of "corporate +mercantilism," with states providing the conditions that allow corporations to +flourish (e.g. tax breaks, subsidies, bailouts, anti-labour laws, etc.) says +more about the statist roots of capitalism than the ideologically correct +definition of capitalism used by its supporters. + +In fact, if we look at the role of the state in creating capitalism we could +be tempted to rename "anarcho"-capitalism "marxian-capitalism". This is +because, given the historical evidence, a political theory can be developed by +which the "dictatorship of the bourgeoisie" is created and that this +capitalist state "withers away" into "anarchy". That this means replacing the +economic and social ideas of Marxism and their replacement by their direct +opposite should not mean that we should reject the idea (after all, that is +what "anarcho"-capitalism has done to Individualist Anarchism!). But we doubt +that many "anarcho"-capitalists will accept such a name change (even though +this would reflect their politics far better; after all they do not object to +past initiations of force, just current ones and many do seem to think that +the modern state **will** wither away due to market forces). + +This is suggested by the fact that Rothbard did not advocate change from below +as the means of creating "anarchy." He helped found the so-called Libertarian +Party in 1971 which, like Marxists, stands for political office. With the fall +of Stalinism in 1989, Rothbard faced whole economies which could be +"homesteaded" and he argued that _"desocialisation"_ (i.e., de-nationalisation +as, like Leninists, he confused socialisation with nationalisation) +_"necessarily involves the action of that government surrendering its property +to its private subjects . . . In a deep sense, getting rid of the socialist +state requires that state to perform one final, swift, glorious act of self- +immolation, after which it vanishes from the scene."_ (compare to Engels' +comment that _"the taking possession of the means of production in the name of +society"_ is the state's _"last independent act as a state."_ [**Selected +Works**, p. 424]). He considered the _"capital goods built by the State"_ as +being _"philosophically unowned"_ yet failed to note whose labour was +exploited and taxed to build them in the first place (needless to say, he +rejected the ideas of shares to all as this would be _"egalitarian handouts . +. . to undeserving citizens,"_ presumably the ill, the unemployed, retirees, +mothers, children, and future generations). [**The Logic of Action II**, p. +213, p. 212 and p. 209] + +Industrial plants would be transferred to workers currently employed there, +but not by their own direct action and direct expropriation. Rather, the state +would do so. This is understandable as, left to themselves, the workers may +not act quite as he desired. Thus we see him advocating the transfer of +industry from the state bureaucracy to workers by means of _"private, +negotiable shares"_ as ownership was _"not to be granted to collectives or co- +operatives or workers or peasants holistically, which would only bring back +the ills of socialism in a decentralised and chaotic syndicalist form."_ His +"homesteading" was not to be done by the workers themselves rather it was a +case of _"granting shares to workers"_ by the state. He also notes that it +should be a _"priority"_ for the government _"to return all stolen, +confiscated property to its original owners, or to their heirs."_ This would +involve _"finding original landowners"_ \-- i.e., the landlord class whose +wealth was based on exploiting the serfs and peasants. [**Op. Cit.**, p. 210 +and pp. 211-2] Thus expropriated peasants would have their land returned but +not, apparently, any peasants working land which had been taken from their +feudal and aristocratic overlords by the state. Thus those who had just been +freed from Stalinist rule would have been subjected to "libertarian" rule to +ensure that the transition was done in the economically correct way. As it +was, the neo-classical economists who did oversee the transition ensured that +ownership and control transferred directly to a new ruling class rather than +waste time issuing "shares" which would eventually end up in a few hands due +to market forces (the actual way it was done could be considered a modern form +of "primitive accumulation" as it ensured that capital goods did not end up in +the hands of the workers). + +But this is beside the point. The fact remains that state action was required +to create and maintain capitalism. Without state support it is doubtful that +capitalism would have developed at all. So the only "capitalism" that has +existed is a product of state support and intervention, and it has been +characterised by markets that are considerably less than free. Thus, serious +supporters of truly free markets (like the American Individualist Anarchists) +have not been satisfied with "capitalism" -- have, in fact, quite rightly and +explicitly opposed it. Their vision of a free society has always been at odds +with the standard capitalist one, a fact which "anarcho"-capitalists bemoan +and dismiss as "mistakes" and/or the product of "bad economics." Apparently +the net effect of all this state coercion has been, essentially, null. It has +**not**, as the critics of capitalism have argued, fundamentally shaped the +development of the economy as capitalism would have developed naturally by +itself. Thus an economy marked by inequalities of wealth and power, where the +bulk of the population are landless and resourceless and where interest, rent +and profits are extracted from the labour of working people would have +developed anyway regardless of the state coercion which marked the rise of +capitalism and the need for a subservient and dependent working class by the +landlords and capitalists which drove these policies simply accelerated the +process towards "economic liberty." However, it is more than mere coincidence +that capitalism and state coercion are so intertwined both in history and in +current practice. + +In summary, like other apologists for capitalism, right-wing "libertarians" +advocate that system without acknowledging the means that were necessary to +create it. They tend to equate it with any market system, failing to +understand that it is a specific kind of market system where labour itself is +a commodity. It is ironic, of course, that most defenders of capitalism stress +the importance of markets (which have pre-dated capitalism) while downplaying +the importance of wage labour (which defines it) along with the violence which +created it. Yet as both anarchists and Marxists have stressed, money and +commodities do not define capitalism any more than private ownership of the +means of production. So it is important to remember that from a socialist +perspective capitalism is **not** identical to the market. As we stressed in +[section C.2](secC2.html), both anarchists and Marxists argue that where +people produce for themselves, is not capitalist production, i.e. when a +worker sells commodities this is not capitalist production. Thus the +supporters of capitalism fail to understand that a great deal of state +coercion was required to transform pre-capitalist societies of artisans and +peasant farmers selling the produce of their labour into a capitalist society +of wage workers selling themselves to bosses, bankers and landlords. + +Lastly, it should be stressed that this process of primitive accumulation is +not limited to private capitalism. State capitalism has also had recourse to +such techniques. Stalin's forced collectivisation of the peasantry and the +brutal industrialisation involved in five-year plans in the 1930s are the most +obvious example). What took centuries in Britain was condensed into decades in +the Soviet Union and other state capitalist regimes, with a corresponding +impact on its human toil. However, we will not discuss these acts of state +coercion here as we are concerned primarily with the actions required to +create the conditions required for private capitalism. + +Needless to say, this section cannot hope to go into all the forms of state +intervention across the globe which were used to create or impose capitalism +onto an unwilling population. All we can do is provide a glimpse into the +brutal history of capitalism and provide enough references for those +interested to pursue the issue further. The first starting point should be +Part VIII (_"So-Called Primitive Accumulation"_) of volume 1 of Marx's +**Capital**. This classic account of the origins of capitalism should be +supplemented by more recent accounts, but its basic analysis is correct. +Marxist writers have expanded on Marx's analysis, with Maurice Dobb's +**Studies in the Development of Capitalism** and David McNally's **Against the +Market** are worth consulting, as is Michael Perelman's **The Invention of +Capitalism**. Kropotkin's **Mutual Aid** has a short summary of state action +in destroying communal institutions and common ownership of land, as does his +**The State: It's Historic Role**. Rudolf Rocker's **Nationalism and Culture** +is also essential reading. Individualist Anarchist Kevin Carson's **Studies in +Mutualist Political Economy** provides an excellent summary (see part 2, +_"Capitalism and the State: Past, Present and Future"_) as does his essay +**The Iron Fist behind the Invisible Hand**. + +## F.8.1 What social forces lay behind the rise of capitalism? + +Capitalist society is a relatively recent development. For Marx, while markets +have existed for millennium _"the capitalist era dates from the sixteenth +century."_ [**Capital**, vol. 1, p. 876] As Murray Bookchin pointed out, for a +_"long era, perhaps spanning more than five centuries,"_ capitalism +_"coexisted with feudal and simple commodity relationships"_ in Europe. He +argues that this period _"simply cannot be treated as 'transitional' without +reading back the present into the past."_ [**From Urbanisation to Cities**, p. +179] In other words, capitalism was not a inevitable outcome of "history" or +social evolution. + +Bookchin went on to note that capitalism existed _"with growing significance +in the mixed economy of the West from the fourteenth century up to the +seventeenth"_ but that it _"literally exploded into being in Europe, +particularly England, during the eighteenth and especially nineteenth +centuries."_ [**Op. Cit.**, p. 181] The question arises, what lay behind this +_"growing significance"_? Did capitalism _"explode"_ due to its inherently +more efficient nature or where there other, non-economic, forces at work? As +we will show, it was most definitely the second -- capitalism was born not +from economic forces but from the political actions of the social elites which +its usury enriched. Unlike artisan (simple commodity) production, wage labour +generates inequalities and wealth for the few and so will be selected, +protected and encouraged by those who control the state in their own economic +and social interests. + +The development of capitalism in Europe was favoured by two social elites, the +rising capitalist class within the degenerating medieval cities and the +absolutist state. The medieval city was _"thoroughly changed by the gradual +increase in the power of commercial capital, due primarily to foreign trade . +. . By this the inner unity of the commune was loosened, giving place to a +growing caste system and leading necessarily to a progressive inequality of +social interests. The privileged minorities pressed ever more definitely +towards a centralisation of the political forces of the community. . . +Mercantilism in the perishing city republics led logically to a demand for +larger economic units [i.e. to nationalise the market]; and by this the desire +for stronger political forms was greatly strengthened . . . Thus the city +gradually became a small state, paving the way for the coming national +state."_ [Rudolf Rocker, **Nationalism and Culture**, p. 94] Kropotkin +stressed that in this destruction of communal self-organisation the state not +only served the interests of the rising capitalist class but also its own. +Just as the landlord and capitalist seeks a workforce and labour market made +up of atomised and isolated individuals, so does the state seek to eliminate +all potential rivals to its power and so opposes _"all coalitions and all +private societies, whatever their aim."_ [**The State: It's Historic role**, +p. 53] + +The rising economic power of the proto-capitalists conflicted with that of the +feudal lords, which meant that the former required help to consolidate their +position. That aid came in the form of the monarchical state which, in turn, +needed support against the feudal lords. With the force of absolutism behind +it, capital could start the process of increasing its power and influence by +expanding the "market" through state action. This use of state coercion was +required because, as Bookchin noted, _"[i]n every pre-capitalist society, +countervailing forces . . . existed to restrict the market economy. No less +significantly, many pre-capitalist societies raised what they thought were +insuperable obstacles to the penetration of the State into social life."_ He +noted the _"power of village communities to resist the invasion of trade and +despotic political forms into society's abiding communal substrate."_ State +violence was required to break this resistance and, unsurprisingly the _"one +class to benefit most from the rising nation-state was the European +bourgeoisie . . . This structure . . . provided the basis for the next great +system of labour mobilisation: the factory."_ [**The Ecology of Freedom**, pp. +207-8 and p. 336] The absolutist state, noted Rocker, _"was dependent upon the +help of these new economic forces, and vice versa_ and so it _"at first +furthered the plans of commercial capital"_ as its coffers were filled by the +expansion of commerce. Its armies and fleets _"contributed to the expansion of +industrial production because they demanded a number of things for whose +large-scale production the shops of small tradesmen were no longer adapted. +Thus gradually arose the so-called manufactures, the forerunners of the later +large industries."_ [**Op. Cit.**, pp. 117-8] As such, it is impossible to +underestimate the role of state power in creating the preconditions for both +agricultural and industrial capitalism. + +Some of the most important state actions from the standpoint of early industry +were the so-called Enclosure Acts, by which the "commons" -- the free farmland +shared communally by the peasants in most rural villages -- was "enclosed" or +incorporated into the estates of various landlords as private property (see +[section F.8.3](secF8.html#secf83)). This ensured a pool of landless workers +who had no option but to sell their labour to landlords and capitalists. +Indeed, the widespread independence caused by the possession of the majority +of households of land caused the rising class of capitalists to complain, as +one put it, _"that men who should work as wage-labourers cling to the soil, +and in the naughtiness of their hearts prefer independence as squatters to +employment by a master."_ [quoted by Allan Engler, **The Apostles of Greed**, +p. 12] Once in service to a master, the state was always on hand to repress +any signs of _"naughtiness"_ and _"independence"_ (such as strikes, riots, +unions and the like). For example, Seventeenth century France saw a _"number +of decrees . . . which forbade workers to change their employment or which +prohibited assemblies of workers or strikes on pain of corporal punishment or +even death. (Even the Theological Faculty of the University of Paris saw fit +to pronounce solemnly against the sin of workers' organisation)."_ [Maurice +Dobb, **Studies in Capitalism Development**, p. 160] + +In addition, other forms of state aid ensured that capitalist firms got a head +start, so ensuring their dominance over other forms of work (such as co- +operatives). A major way of creating a pool of resources that could be used +for investment was the use of mercantilist policies which used protectionist +measures to enrich capitalists and landlords at the expense of consumers and +their workers. For example, one of most common complaints of early capitalists +was that workers could not turn up to work regularly. Once they had worked a +few days, they disappeared as they had earned enough money to live on. With +higher prices for food, caused by protectionist measures, workers had to work +longer and harder and so became accustomed to factory labour. In addition, +mercantilism allowed native industry to develop by barring foreign competition +and so allowed industrialists to reap excess profits which they could then use +to increase their investments. In the words of Marxist economic historian +Maurice Dobb: + +> _"In short, the Mercantile System was a system of State-regulated +exploitation through trade which played a highly important rule in the +adolescence of capitalist industry: it was essentially the economic policy of +an age of primitive accumulation."_ [**Op. Cit.**, p. 209] + +As Rocker summarises, _"when absolutism had victoriously overcome all +opposition to national unification, by its furthering of mercantilism and +economic monopoly it gave the whole social evolution a direction which could +only lead to capitalism."_ [**Op. Cit.**, pp. 116-7] + +Mercantilist policies took many forms, including the state providing capital +to new industries, exempting them from guild rules and taxes, establishing +monopolies over local, foreign and colonial markets, and granting titles and +pensions to successful capitalists. In terms of foreign trade, the state +assisted home-grown capitalists by imposing tariffs, quotas, and prohibitions +on imports. They also prohibited the export of tools and technology as well as +the emigration of skilled workers to stop competition (this applied to any +colonies a specific state may have had). Other policies were applied as +required by the needs of specific states. For example, the English state +imposed a series of Navigation Acts which forced traders to use English ships +to visit its ports and colonies (this destroyed the commerce of Holland, its +chief rival). Nor should the impact of war be minimised, with the demand for +weapons and transportation (including ships) injecting government spending +into the economy. Unsurprisingly, given this favouring of domestic industry at +the expense of its rivals and the subject working class population the +mercantilist period was one of generally rapid growth, particularly in +England. + +As we discussed in [section C.10](secC10.html), some kind of mercantilism has +always been required for a country to industrialise. Over all, as economist +Paul Ormerod puts it, the _"advice to follow pure free-market polices seems . +. . to be contrary to the lessons of virtually the whole of economic history +since the Industrial Revolution . . . every country which has moved into . . . +strong sustained growth . . . has done so in outright violation of pure, free- +market principles."_ These interventions include the use of _"tariff +barriers"_ to protect infant industries, _"government subsidies"_ and _"active +state intervention in the economy."_ He summarises: _"The model of +entrepreneurial activity in the product market, with judicious state support +plus repression in the labour market, seems to be a good model of economic +development."_ [**The Death of Economics**, p. 63] + +Thus the social forces at work creating capitalism was a combination of +capitalist activity and state action. But without the support of the state, it +is doubtful that capitalist activity would have been enough to generate the +initial accumulation required to start the economic ball rolling. Hence the +necessity of Mercantilism in Europe and its modified cousin of state aid, +tariffs and "homestead acts" in America. + +## F.8.2 What was the social context of the statement "laissez-faire?" + +The honeymoon of interests between the early capitalists and autocratic kings +did not last long. _"This selfsame monarchy, which for weighty reasons sought +to further the aims of commercial capital and was. . . itself aided in its +development by capital, grew at last into a crippling obstacle to any further +development of European industry."_ [Rudolf Rocker, **Nationalism and +Culture**, p. 117] + +This is the social context of the expression _"laissez-faire"_ \-- a system +which has outgrown the supports that protected it in its early stages. Just as +children eventually rebel against the protection and rules of their parents, +so the capitalists rebelled against the over-bearing support of the absolutist +state. Mercantilist policies favoured some industries and harmed the growth of +others. The rules and regulations imposed upon those it did favour reduced the +flexibility of capitalists to changing environments. As Rocker argues, _"no +matter how the absolutist state strove, in its own interest, to meet the +demands of commerce, it still put on industry countless fetters which became +gradually more and more oppressive . . . [it] became an unbearable burden . . +. which paralysed all economic and social life."_ [**Op. Cit.**, p. 119] All +in all, mercantilism became more of a hindrance than a help and so had to be +replaced. With the growth of economic and social power by the capitalist +class, this replacement was made easier. As Errico Malatesta notes: + +> _"The development of production, the vast expansion of commerce, the +immeasurable power assumed by money . . . have guaranteed this supremacy [of +economic power over political power] to the capitalist class which, no longer +content with enjoying the support of the government, demanded that government +arise from its own ranks. A government which owed its origin to the right of +conquest . . . though subject by existing circumstances to the capitalist +class, went on maintaining a proud and contemptuous attitude towards its now +wealthy former slaves, and had pretensions to independence of domination. That +government was indeed the defender, the property owners' gendarme, but the +kind of gendarmes who think they are somebody, and behave in an arrogant +manner towards the people they have to escort and defend, when they don't rob +or kill them at the next street corner; and the capitalist class got rid of it +. . . and replac[ed] it by a government of its own choosing, at all times +under its control and specifically organised to defend that class against any +possible demands by the disinherited."_ [**Anarchy**, pp. 22-3] + +Malatesta here indicates the true meaning of _"leave us alone,"_ or _"laissez- +faire."_ The **absolutist** state (not "the state" per se) began to interfere +with capitalists' profit-making activities and authority, so they determined +that it had to go -- which the rising capitalist class did when they utilised +such popular movements as the English, French and American revolutions. In +such circumstances, when the state is not fully controlled by the capitalist +class, then it makes perfect sense to oppose state intervention no matter how +useful it may have been in the past -- a state run by aristocratic and feudal +landlords does not produce class legislation in quite the right form. That +changes when members of the capitalist class hold state power and when the +landlords start acting more like rural capitalists and, unsurprisingly, +laissez-faire was quickly modified and then abandoned once capitalists could +rely on a **_capitalist_** state to support and protect its economic power +within society. + +When capitalism had been rid of unwanted interference by the hostile use of +state power by non-capitalist classes then laissez-faire had its utility (just +as it has its utility today when attacking social welfare). Once this had been +accomplished then state intervention in society was encouraged and applauded +by capitalists. _"It is ironic that the main protagonists of the State, in its +political and administrative authority, were the middle-class Utilitarians, on +the other side of whose Statist banner were inscribed the doctrines of +economic Laissez Faire."_ [E.P. Thompson, **The Making of the English Working +Class**, p. 90] Capitalists simply wanted **capitalist** states to replace +monarchical states, so that heads of government would follow state economic +policies regarded by capitalists as beneficial to their class as a whole. And +as development economist Lance Taylor argues: + +> _"In the long run, there are no laissez-faire transitions to modern economic +growth. The state has always intervened to create a capitalist class, and then +it has to regulate the capitalist class, and then the state has to worry about +being taken over by the capitalist class, but the state has always been +there."_ [quoted by Noam Chomsky, **Year 501**, p. 104] + +In order to attack mercantilism, the early capitalists had to ignore the +successful impact of its policies in developing industry and a "store of +wealth" for future economic activity. As William Lazonick points out, _"the +political purpose of [Adam Smith's] the **Wealth of Nations** was to attack +the mercantilist institutions that the British economy had built up over the +previous two hundred years. Yet in proposing institutional change, Smith +lacked a dynamic historical analysis. In his attack on these institutions, +Smith might have asked why the extent of the world market available to Britain +in the late eighteenth century was **so uniquely under British control.** If +Smith had asked this 'big question,' he might have been forced to grant credit +for Britain's extent of the world market to the very mercantilist institutions +he was attacking."_ Moreover, he _"might have recognised the integral relation +between economic and political power in the rise of Britain to international +dominance."_ Overall, _"[w]hat the British advocates of laissez-faire +neglected to talk about was the role that a system of national power had +played in creating conditions for Britain to embark on its dynamic development +path . . . They did not bother to ask how Britain had attained th[e] position +[of 'workshop of the world'], while they conveniently ignored the on going +system of national power -- the British Empire -- that . . . continued to +support Britain's position."_ [**Business Organisation and the Myth of the +Market Economy**, p. 2, p. 3 and p.5] + +Similar comments are applicable to American supporters of laissez faire who +fail to notice that the "traditional" American support for world-wide free +trade is quite a recent phenomenon. It started only at the end of the Second +World War (although, of course, **within** America military Keynesian policies +were utilised). While American industry was developing, the state and +capitalist class had no time for laissez-faire (see [section +F.8.5](secF8.html#secf85) for details). After it had grown strong, the United +States began preaching laissez-faire to the rest of the world -- and began to +kid itself about its own history, believing its slogans about laissez-faire as +the secret of its success. Yet like all other successful industrialisers, the +state could aid capitalists directly and indirectly (via tariffs, land policy, +repression of the labour movement, infrastructure subsidy and so on) and it +would "leave them alone" to oppress and exploit workers, exploit consumers, +build their industrial empires and so forth. + +Takis Fotopoules indicates that the social forces at work in "freeing" the +market did not represent a "natural" evolution towards freedom: + +> _"Contrary to what liberals and Marxists assert, marketisation of the +economy was not just an evolutionary process, following the expansion of trade +under mercantilism . . . modern [i.e. capitalist] markets did not evolve out +of local markets and/or markets for foreign goods . . . the nation-state, +which was just emerging at the end of the Middle Ages, played a crucial role +creating the conditions for the 'nationalisation' of the market . . . and . . +. by freeing the market from effective social control."_ [_"The Nation-state +and the Market"_, pp. 37-80 **Society and Nature**, Vol. 2, No. 2, pp. 44-45] + +The "freeing" of the market means freeing those who "own" most of the market +(i.e. the wealthy elite) from _"effective social control,"_ but the rest of +society was not as lucky. Kropotkin makes a similar point: _"While giving the +capitalist any degree of free scope to amass his wealth at the expense of the +helpless labourers, the government has **nowhere** and **never** . . . +afforded the labourers the opportunity 'to do as they pleased'."_ +[**Anarchism**, p. 182] + +So, the expression "laissez-faire" dates from the period when capitalists were +objecting to the restrictions that helped create them in the first place. It +has little to do with freedom as such and far more to do with the needs of +capitalist power and profits. It should also be remembered that at this time +the state was run by the rich and for the rich. Elections, where they took +place, involved the wealthiest of male property owners. This meant there were +two aspects in the call for laissez-faire. On the one hand, by the elite to +eliminate regulations and interventions they found burdensome and felt +unnecessary as their social position was secure by their economic power +(mercantilism evolved into capitalism proper when market power was usually +sufficient to produce dependency and obedience as the working class had been +successfully dispossessed from the land and the means of production). On the +other, serious social reformers (like Adam Smith) who recognised that the +costs of such elite inspired state regulations generally fell on working class +people. The moral authority of the latter was used to bolster the desire of +the former to maximise their wealth by imposing costs of others (workers, +customers, society and the planet's eco-system) with the state waiting in the +wings to support them as and when required. + +Unsurprising, working class people recognised the hypocrisy of this +arrangement (even if most modern-day right-"libertarians" do not and provide +their services justifying the actions and desires of repressive and +exploitative oligarchs seeking monopolistic positions). They turned to +political and social activism seeking to change a system which saw economic +and political power reinforce each other. Some (like the Chartists and +Marxists) argued for political reforms to generalise democracy into genuine +one person, one vote. In this way, political liberty would be used to end the +worse excesses of so-called "economic liberty" (i.e., capitalist privilege and +power). Others (like mutualists) aimed at economic reforms which ensure that +the capitalist class would be abolished by means of genuine economic freedom. +Finally, most other anarchists argued that revolutionary change was required +as the state and capitalism were so intertwined that both had to be ended at +the same time. However, the struggle against state power always came from the +general population. As Murray Bookchin argued, it is an error to depict this +_"revolutionary era and its democratic aspirations as 'bourgeois,' an imagery +that makes capitalism a system more committed to freedom, or even ordinary +civil liberties, than it was historically."_ [**From Urbanisation to Cities**, +p. 180f] While the capitalist class may have benefited from such popular +movements as the English, American and French revolutions but these +revolutions were not led, never mind started or fought, by the bourgeoisie. + +Not much as changed as capitalists are today seeking maximum freedom from the +state to ensure maximum authority over their wage slaves and society. The one +essential form of support the "Libertarian" right wants the state (or +"defence" firms) to provide capitalism is the enforcement of property rights +-- the right of property owners to "do as they like" on their own property, +which can have obvious and extensive social impacts. What "libertarian" +capitalists object to is attempts by others -- workers, society as a whole, +the state, etc. -- to interfere with the authority of bosses. That this is +just the defence of privilege and power (and **not** freedom) has been +discussed in [section B](secBcon.html) and elsewhere in [section +F](secFcon.html), so we will not repeat ourselves here. Samuel Johnson once +observed that _"we hear the loudest **yelps** for liberty among the drivers of +Negroes."_ [quoted by Noam Chomsky, **Year 501**, p. 141] Our modern +"libertarian" capitalist drivers of wage-slaves are yelping for exactly the +same kind of "liberty." + +## F.8.3 What other forms did state intervention in creating capitalism take? + +Beyond being a paymaster for new forms of production and social relations as +well as defending the owners' power, the state intervened economically in +other ways as well. As we noted in [section B.2.5](secB2.html#secb25), the +state played a key role in transforming the law codes of society in a +capitalistic fashion, ignoring custom and common law when it was convenient to +do so. Similarly, the use of tariffs and the granting of monopolies to +companies played an important role in accumulating capital at the expense of +working people, as did the breaking of unions and strikes by force. + +However, one of the most blatant of these acts was the enclosure of common +land. In Britain, by means of the Enclosure Acts, land that had been freely +used by poor peasants was claimed by large landlords as private property. As +socialist historian E.P. Thompson summarised, _"the social violence of +enclosure consisted . . . in the drastic, total imposition upon the village of +capitalist property-definitions."_ [**The Making of the English Working +Class**, pp. 237-8] Property rights, which favoured the rich, replaced the use +rights and free agreement that had governed peasants use of the commons. +Unlike use rights, which rest in the individual, property rights require state +intervention to create and maintain. _"Parliament and law imposed capitalist +definitions to exclusive property in land,"_ Thompson notes. This process +involved ignoring the wishes of those who used the commons and repressing +those who objected. Parliament was, of course, run by and for the rich who +then simply _"observed the rules which they themselves had made."_ [**Customs +in Common**, p. 163] + +Unsurprisingly, many landowners would become rich through the enclosure of the +commons, heaths and downland while many ordinary people had a centuries old +right taken away. Land enclosure was a gigantic swindle on the part of large +landowners. In the words of one English folk poem written in 1764 as a protest +against enclosure: + +_ They hang the man, and flog the woman, +That steals the goose from off the common; +But let the greater villain loose, +That steals the common from the goose. +_ + +It should be remembered that the process of enclosure was not limited to just +the period of the industrial revolution. As Colin Ward notes, _"in Tudor +times, a wave of enclosures by land-owners who sought to profit from the high +price of wool had deprived the commoners of their livelihood and obliged them +to seek work elsewhere or become vagrants or squatters on the wastes on the +edges of villages."_ [**Cotters and Squatters**, p. 30] This first wave +increased the size of the rural proletariat who sold their labour to +landlords. Nor should we forget that this imposition of capitalist property +rights did not imply that it was illegal. As Michael Perelman +notes,_"[f]ormally, this dispossession was perfectly legal. After all, the +peasants did not have property rights in the narrow sense. They only had +traditional rights. As markets evolved, first land-hungry gentry and later the +bourgeoisie used the state to create a legal structure to abrogate these +traditional rights."_ [**The Invention of Capitalism**, pp. 13-4] + +While technically legal as the landlords made the law, the impact of this +stealing of the land should not be under estimated. Without land, you cannot +live and have to sell your liberty to others. This places those with capital +at an advantage, which will tend to increase, rather than decrease, the +inequalities in society (and so place the landless workers at an increasing +disadvantage over time). This process can be seen from early stages of +capitalism. With the enclosure of the land an agricultural workforce was +created which had to travel where the work was. This influx of landless ex- +peasants into the towns ensured that the traditional guild system crumbled and +was transformed into capitalistic industry with bosses and wage slaves rather +than master craftsmen and their journeymen. Hence the enclosure of land played +a key role, for _"it is clear that economic inequalities are unlikely to +create a division of society into an employing master class and a subject +wage-earning class, unless access to the means of production, including land, +is by some means or another barred to a substantial section of the +community."_ [Maurice Dobb, **Studies in Capitalist Development**, p. 253] + +The importance of access to land is summarised by this limerick by the +followers of Henry George (a 19th century writer who argued for a _"single +tax"_ and the nationalisation of land). The Georgites got their basic argument +on the importance of land down these few, excellent, lines: + +_ A college economist planned +To live without access to land +He would have succeeded +But found that he needed +Food, shelter and somewhere to stand. +_ + +Thus anarchists concern over the _"land monopoly"_ of which the Enclosure Acts +were but one part. The land monopoly, to use Tucker's words, _"consists in the +enforcement by government of land titles which do not rest upon personal +occupancy and cultivation."_ [**The Anarchist Reader**, p. 150] So it should +be remembered that common land did **not** include the large holdings of +members of the feudal aristocracy and other landlords. This helped to +artificially limit available land and produce a rural proletariat just as much +as enclosures. + +It is important to remember that wage labour first developed on the land and +it was the protection of land titles of landlords and nobility, combined with +enclosure, that meant people could not just work their own land. The pressing +economic circumstances created by enclosing the land and enforcing property +rights to large estates ensured that capitalists did not have to point a gun +at people's heads to get them to work long hours in authoritarian, +dehumanising conditions. In such circumstances, when the majority are +dispossessed and face the threat of starvation, poverty, homelessness and so +on, "initiation of force" is **not required.** But guns **were** required to +enforce the system of private property that created the labour market in the +first place, to enclosure common land and protect the estates of the nobility +and wealthy. + +By decreasing the availability of land for rural people, the enclosures +destroyed working-class independence. Through these Acts, innumerable peasants +were excluded from access to their former means of livelihood, forcing them to +seek work from landlords or to migrate to the cities to seek work in the newly +emerging factories of the budding industrial capitalists who were thus +provided with a ready source of cheap labour. The capitalists, of course, did +not describe the results this way, but attempted to obfuscate the issue with +their usual rhetoric about civilisation and progress. Thus John Bellers, a +17th-century supporter of enclosures, claimed that commons were _"a hindrance +to Industry, and . . . Nurseries of Idleness and Insolence."_ The _"forests +and great Commons make the Poor that are upon them too much like the +**indians.**"_ [quoted by Thompson, **Op. Cit.**, p. 165] Elsewhere Thompson +argues that the commons _"were now seen as a dangerous centre of indiscipline +. . . Ideology was added to self-interest. It became a matter of public- +spirited policy for gentlemen to remove cottagers from the commons, reduce his +labourers to dependence."_ [**The Making of the English Working Class**, pp. +242-3] David McNally confirms this, arguing _"it was precisely these elements +of material and spiritual independence that many of the most outspoken +advocates of enclosure sought to destroy."_ Eighteenth-century proponents of +enclosure _"were remarkably forthright in this respect. Common rights and +access to common lands, they argued, allowed a degree of social and economic +independence, and thereby produced a lazy, dissolute mass of rural poor who +eschewed honest labour and church attendance . . . Denying such people common +lands and common rights would force them to conform to the harsh discipline +imposed by the market in labour."_ [**Against the Market**, p. 19] + +The commons gave working-class people a degree of independence which allowed +them to be "insolent" to their betters. This had to be stopped, as it +undermined to the very roots of authority relationships within society. The +commons **increased** freedom for ordinary people and made them less willing +to follow orders and accept wage labour. The reference to "Indians" is +important, as the independence and freedom of Native Americans is well +documented. The common feature of both cultures was communal ownership of the +means of production and free access to it (usufruct). This is discussed +further in section I.7 ([Won't Libertarian Socialism destroy +individuality?](secI7.html)). As Bookchin stressed, the factory _"was not born +from a need to integrate labour with modern machinery,"_ rather it was to +regulate labour and make it regular. For the _"irregularity, or 'naturalness,' +in the rhythm and intensity of traditional systems of work contributed more +towards the bourgeoisie's craze for social control and its savagely anti- +naturalistic outlook than did the prices or earnings demanded by its +employees. More than any single technical factor, this irregularity led to the +rationalisation of labour under a single ensemble of rule, to a discipline of +work and regulation of time that yielded the modern factory . . . the initial +goal of the factory was to dominate labour and destroy the worker's +independence from capital."_ [**The Ecology of Freedom** p. 406] + +Hence the pressing need to break the workers' ties with the land and so the +_"loss of this independence included the loss of the worker's contact with +food cultivation . . . To live in a cottage . . . often meant to cultivate a +family garden, possibly to pasture a cow, to prepare one's own bread, and to +have the skills for keeping a home in good repair. To utterly erase these +skills and means of a livelihood from the worker's life became an industrial +imperative."_ Thus the worker's _"complete dependence on the factory and on an +industrial labour market was a compelling precondition for the triumph of +industrial society . . . The need to destroy whatever independent means of +life the worker could garner . . . all involved the issue of reducing the +proletariat to a condition of total powerlessness in the face of capital. And +with that powerlessness came a supineness, a loss of character and community, +and a decline in moral fibre."_ [Bookchin, **Op. Cit.,**, pp. 406-7] +Unsurprisingly, there was a positive association between enclosure and +migration out of villages and a _"definite correlation . . . between the +extent of enclosure and reliance on poor rates . . . parliamentary enclosure +resulted in out-migration and a higher level of pauperisation."_ Moreover, +_"the standard of living was generally much higher in those areas where +labourer managed to combine industrial work with farming . . . Access to +commons meant that labourers could graze animals, gather wood, stones and +gravel, dig coal, hunt and fish. These rights often made the difference +between subsistence and abject poverty."_ [David McNally, **Op. Cit.**, p. 14 +and p. 18] Game laws also ensured that the peasantry and servants could not +legally hunt for food as from the time of Richard II (1389) to 1831, no person +could kill game unless qualified by estate or social standing. + +The enclosure of the commons (in whatever form it took -- see [section +F.8.5](secF8.html#secf85) for the US equivalent) solved both problems -- the +high cost of labour, and the freedom and dignity of the worker. The enclosures +perfectly illustrate the principle that capitalism requires a state to ensure +that the majority of people do not have free access to any means of livelihood +and so must sell themselves to capitalists in order to survive. There is no +doubt that if the state had "left alone" the European peasantry, allowing them +to continue their collective farming practices ("collective farming" because, +as Kropotkin shows, the peasants not only shared the land but much of the farm +labour as well), capitalism could not have taken hold (see **Mutual Aid** for +more on the European enclosures [pp. 184-189]). As Kropotkin notes, +_"[i]nstances of commoners themselves dividing their lands were rare, +everywhere the State coerced them to enforce the division, or simply favoured +the private appropriation of their lands"_ by the nobles and wealthy. Thus +_"to speak of the natural death of the village community [or the commons] in +virtue of economical law is as grim a joke as to speak of the natural death of +soldiers slaughtered on a battlefield."_ [**Mutual Aid**, p. 188 and p. 189] + +Once a labour market **was** created by means of enclosure and the land +monopoly, the state did **not** passively let it work. When market conditions +favoured the working class, the state took heed of the calls of landlords and +capitalists and intervened to restore the "natural" order. The state actively +used the law to lower wages and ban unions of workers for centuries. In +Britain, for example, after the Black Death there was a "servant" shortage. +Rather than allow the market to work its magic, the landlords turned to the +state and the result was **_"the Statute of Labourers"_** of 1351: + +> _ "Whereas late against the malice of servants, which were idle, and not +willing to serve after the pestilence, without taking excessive wages, it was +ordained by our lord the king . . . that such manner of servants . . . should +be bound to serve, receiving salary and wages, accustomed in places where they +ought to serve in the twentieth year of the reign of the king that now is, or +five or six years before; and that the same servants refusing to serve in such +manner should be punished by imprisonment of their bodies . . . now forasmuch +as it is given the king to understand in this present parliament, by the +petition of the commonalty, that the said servants having no regard to the +said ordinance, . . to the great damage of the great men, and impoverishing of +all the said commonalty, whereof the said commonalty prayeth remedy: wherefore +in the said parliament, by the assent of the said prelates, earls, barons, and +other great men, and of the same commonalty there assembled, to refrain the +malice of the said servants, be ordained and established the things +underwritten."_ + +Thus state action was required because labourers had increased bargaining +power and commanded higher wages which, in turn, led to inflation throughout +the economy. In other words, an early version of the NAIRU (see [section +C.9](secC9.html)). In one form or another this statute remained in force right +through to the 19th century (later versions made it illegal for employees to +"conspire" to fix wages, i.e., to organise to demand wage increases). Such +measures were particularly sought when the labour market occasionally favoured +the working class. For example, _"[a]fter the Restoration [of the English +Monarchy],"_ noted Dobb, _"when labour-scarcity had again become a serious +complaint and the propertied class had been soundly frightened by the +insubordination of the Commonwealth years, the clamour for legislative +interference to keep wages low, to drive the poor into employment and to +extend the system of workhouses and 'houses of correction' and the farming out +of paupers once more reached a crescendo."_ The same occurred on Continental +Europe. [**Op. Cit.**, p. 234] + +So, time and again employers called on the state to provide force to suppress +the working class, artificially lower wages and bolster their economic power +and authority. While such legislation was often difficult to enforce and often +ineffectual in that real wages did, over time, increase, the threat and use of +state coercion would ensure that they did not increase as fast as they may +otherwise have done. Similarly, the use of courts and troops to break unions +and strikes helped the process of capital accumulation immensely. Then there +were the various laws used to control the free movement of workers. _"For +centuries,"_ notes Colin Ward, _"the lives of the poor majority in rural +England were dominated by the Poor law and its ramifications, like the +Settlement Act of 1697 which debarred strangers from entering a parish unless +they had a Settlement Certificate in which their home parish agreed to take +them back if they became in need of poor relief. Like the Workhouse, it was a +hated institution that lasted into the 20th century."_ [**Op. Cit.**, p. 31] + +As Kropotkin stressed, _"it was the State which undertook to settle . . . +griefs"_ between workers and bosses _"so as to guarantee a 'convenient' +livelihood"_ (convenient for the masters, of course). It also acted _"severely +to prohibit all combinations . . . under the menace of severe punishments . . +. Both in the town and in the village the State reigned over loose +aggregations of individuals, and was ready to prevent by the most stringent +measures the reconstitution of any sort of separate unions among them."_ +Workers who formed unions _"were prosecuted wholesale under the Master and +Servant Act -- workers being summarily arrested and condemned upon a mere +complaint of misbehaviour lodged by the master. Strikes were suppressed in an +autocratic way . . . to say nothing of the military suppression of strike +riots . . . To practice mutual support under such circumstances was anything +but an easy task . . . After a long fight, which lasted over a hundred years, +the right of combing together was conquered."_ [**Mutual Aid**, p. 210 and p. +211] It took until 1813 until the laws regulating wages were repealed while +the laws against combinations remained until 1825 (although that did not stop +the Tolpuddle Martyrs being convicted of "administering an illegal oath" and +deported to Tasmania in 1834). Fifty years later, the provisions of the +statues of labourers which made it a civil action if the boss broke his +contract but a criminal action if the worker broke it were repealed. Trade +unions were given legal recognition in 1871 while, at the same time, another +law limited what the workers could do in a strike or lockout. The British +ideals of free trade never included freedom to organise. + +(Luckily, by then, economists were at hand to explain to the workers that +organising to demand higher wages was against their own self-interest. By a +strange coincidence, all those laws against unions had actually **helped** the +working class by enforcing the necessary conditions for perfect competition in +labour market! What are the chances of that? Of course, while considered +undesirable from the perspective of mainstream economists -- and, by strange +co-incidence, the bosses -- unions are generally not banned these days but +rather heavily regulated. The freedom loving, deregulating Thatcherites passed +six Employment Acts between 1980 and 1993 restricting industrial action by +requiring pre-strike ballots, outlawing secondary action, restricting +picketing and giving employers the right to seek injunctions where there is +doubt about the legality of action -- in the workers' interest, of course as, +for some reason, politicians, bosses and economists have always known what +best for trade unionists rather than the trade unionists themselves. And if +they objected, well, that was what the state was for.) + +So to anyone remotely familiar with working class history the notion that +there could be an economic theory which ignores power relations between bosses +and workers is a particularly self-serving joke. Economic relations always +have a power element, even if only to protect the property and power of the +wealthy -- the Invisible Hand always counts on a very visible Iron Fist when +required. As Kropotkin memorably put it, the rise of capitalism has always +seen the State _"tighten the screw for the worker"_ and _"impos[ing] +industrial serfdom."_ So what the bourgeoisie _"swept away as harmful to +industry"_ was anything considered as _"useless and harmful"_ but that class +_"was at pains not to sweep away was the power of the State over industry, +over the factory serf."_ Nor should the role of public schooling be +overlooked, within which _"the spirit of voluntary servitude was always +cleverly cultivated in the minds of the young, and still is, in order to +perpetuate the subjection of the individual to the State."_ [**The State: Its +Historic Role**, pp. 52-3 and p. 55] Such education also ensured that children +become used to the obedience and boredom required for wage slavery. + +Like the more recent case of fascist Chile, "free market" capitalism was +imposed on the majority of society by an elite using the authoritarian state. +This was recognised by Adam Smith when he opposed state intervention in **The +Wealth of Nations**. In Smith's day, the government was openly and unashamedly +an instrument of wealth owners. Less than 10 per cent of British men (and no +women) had the right to vote. When Smith opposed state interference, he was +opposing the imposition of wealth owners' interests on everybody else (and, of +course, how "liberal", never mind "libertarian", is a political system in +which the many follow the rules and laws set-down in the so-called interests +of all by the few? As history shows, any minority given, or who take, such +power **will** abuse it in their own interests). Today, the situation is +reversed, with neo-liberals and right-"libertarians" opposing state +interference in the economy (e.g. regulation of Big Business) so as to prevent +the public from having even a minor impact on the power or interests of the +elite. The fact that "free market" capitalism always requires introduction by +an authoritarian state should make all honest "Libertarians" ask: How "free" +is the "free market"? + +## F.8.4 Aren't the enclosures a socialist myth? + +The short answer is no, they are not. While a lot of historical analysis has +been spent in trying to deny the extent and impact of the enclosures, the +simple fact is (in the words of noted historian E.P. Thompson) enclosure _"was +a plain enough case of class robbery, played according to the fair rules of +property and law laid down by a parliament of property-owners and lawyers."_ +[**The Making of the English Working Class**, pp. 237-8] + +The enclosures were one of the ways that the _"land monopoly"_ was created. +The land monopoly referred to feudal and capitalist property rights and +ownership of land by (among others) the Individualist Anarchists. Instead of +an _"occupancy and use"_ regime advocated by anarchists, the land monopoly +allowed a few to bar the many from the land -- so creating a class of people +with nothing to sell but their labour. While this monopoly is less important +these days in developed nations (few people know how to farm) it was essential +as a means of consolidating capitalism. Given the choice, most people +preferred to become independent farmers rather than wage workers (see [next +section](secF8.html#secf85)). As such, the _"land monopoly"_ involves more +than simply enclosing common land but also enforcing the claims of landlords +to areas of land greater than they can work by their own labour. + +Needless to say, the titles of landlords and the state are generally ignored +by supporters of capitalism who tend to concentrate on the enclosure movement +in order to downplay its importance. Little wonder, for it is something of an +embarrassment for them to acknowledge that the creation of capitalism was +somewhat less than "immaculate" -- after all, capitalism is portrayed as an +almost ideal society of freedom. To find out that an idol has feet of clay and +that we are still living with the impact of its origins is something pro- +capitalists must deny. So **are** the enclosures a socialist myth? Most claims +that it is flow from the work of the historian J.D. Chambers' famous essay +_"Enclosures and the Labour Supply in the Industrial Revolution."_ [**Economic +History Review**, 2nd series, no. 5, August 1953] In this essay, Chambers +attempts to refute Karl Marx's account of the enclosures and the role it +played in what Marx called _"primitive accumulation."_ + +We cannot be expected to provide an extensive account of the debate that has +raged over this issue (Colin Ward notes that _"a later series of scholars have +provided locally detailed evidence that reinforces"_ the traditional socialist +analysis of enclosure and its impact. [**Cotters and Squatters**, p. 143]). +All we can do is provide a summary of the work of William Lazonick who +presented an excellent reply to those who claim that the enclosures were an +unimportant historical event (see his _"Karl Marx and Enclosures in England."_ +[**Review of Radical Political Economy**, no. 6, pp. 1-32]). Here, we draw +upon his subsequent summarisation of his critique provided in his books +**Competitive Advantage on the Shop Floor** and **Business Organisation and +the Myth of the Market Economy**. + +There are three main claims against the socialist account of the enclosures. +We will cover each in turn. + +Firstly, it is often claimed that the enclosures drove the uprooted cottager +and small peasant into industry. However, this was never claimed. As Lazonick +stresses while some economic historians _"have attributed to Marx the notion +that, in one fell swoop, the enclosure movement drove the peasants off the +soil and into the factories. Marx did not put forth such a simplistic view of +the rise of a wage-labour force . . . Despite gaps and omission in Marx's +historical analysis, his basic arguments concerning the creation of a landless +proletariat are both important and valid. The transformations of social +relations of production and the emergence of a wage-labour force in the +agricultural sector were the critical preconditions for the Industrial +Revolution."_ [**Competitive Advantage on the Shop Floor**, pp. 12-3] + +It is correct, as the critics of Marx stress, that the agricultural revolution +associated with the enclosures **increased** the demand for farm labour as +claimed by Chambers and others. And this is the whole point -- enclosures +created a pool of dispossessed labourers who had to sell their time/liberty to +survive and whether this was to a landlord or an industrialist is irrelevant +(as Marx himself stressed). As such, the account by Chambers, ironically, +_"confirms the broad outlines of Marx's arguments"_ as it implicitly +acknowledges that _"over the long run the massive reallocation of access to +land that enclosures entailed resulted in the separation of the mass of +agricultural producers from the means of production."_ So the _"critical +transformation was not the level of agricultural employment before and after +enclosure but the changes in employment relations caused by the reorganisation +of landholdings and the reallocation of access to land."_ [**Op. Cit.**, p. +29, pp. 29-30 and p. 30] Thus the key feature of the enclosures was that it +created a supply for farm labour, a supply that had no choice but to work for +another. Once freed from the land, these workers could later move to the towns +in search for better work: + +> _ "Critical to the Marxian thesis of the origins of the industrial labour +force is the transformation of the social relations of agriculture and the +creation, in the first instance, of an agricultural wage-labour force that +might eventually, perhaps through market incentives, be drawn into the +industrial labour force."_ [**Business Organisation and the Myth of the Market +Economy**, p. 273] + +In summary, when the critics argue that enclosures increased the demand for +farm labour they are not refuting Marx but confirming his analysis. This is +because the enclosures had resulted in a transformation in employment +relations in agriculture with the peasants and farmers turned into wage +workers for landlords (i.e., rural capitalists). For if wage labour is the +defining characteristic of capitalism then it matters little if the boss is a +farmer or an industrialist. This means that the _"critics, it turns out, have +not differed substantially with Marx on the facts of agricultural +transformation. But by ignoring the historical and theoretical significance of +the resultant changes in the social relations of **agricultural** production, +the critics have missed Marx's main point."_ [**Competitive Advantage on the +Shop Floor**, p. 30] + +Secondly, it is argued that the number of small farm owners increased, or at +least did not greatly decline, and so the enclosure movement was unimportant. +Again, this misses the point. Small farm owners can still employ wage workers +(i.e. become capitalist farmers as opposed to "yeomen" -- an independent +peasant proprietor). As Lazonick notes, _"[i]t is true that after 1750 some +petty proprietors continued to occupy and work their own land. But in a world +of capitalist agriculture, the yeomanry no longer played an important role in +determining the course of capitalist agriculture. As a social class that could +influence the evolution of British economy society, the yeomanry had +disappeared."_ Moreover, Chambers himself acknowledged that for the poor +without legal rights in land, then enclosure injured them. For _"the majority +of the agricultural population . . . had only customary rights. To argue that +these people were not treated unfairly because they did not possess legally +enforceable property rights is irrelevant to the fact that they were +dispossessed by enclosures. Again, Marx's critics have failed to address the +issue of the transformation of access to the means of production as a +precondition for the Industrial Revolution."_ [**Op. Cit.**, p. 32 and p. 31] + +Thirdly, it is often claimed that it was population growth, rather than +enclosures, that caused the supply of wage workers. So was population growth +more important than enclosures? Given that enclosure impacted on the +individuals and social customs of the time, it is impossible to separate the +growth in population from the social context in which it happened. As such, +the population argument ignores the question of whether the changes in society +caused by enclosures and the rise of capitalism have an impact on the observed +trends towards earlier marriage and larger families after 1750. Lazonick +argues that _"[t]here is reason to believe that they did."_ [**Op. Cit.**, p. +33] Overall, Lazonick notes that _"[i]t can even be argued that the changed +social relations of agriculture altered the constraints on early marriage and +incentives to childbearing that contributed to the growth in population. The +key point is that transformations in social relations in production can +influence, and have influenced, the quantity of wage labour supplied on both +agricultural and industrial labour markets. To argue that population growth +created the industrial labour supply is to ignore these momentous social +transformations"_ associated with the rise of capitalism. [**Business +Organisation and the Myth of the Market Economy**, p. 273] + +In other words, there is good reason to think that the enclosures, far from +being some kind of socialist myth, in fact played a key role in the +development of capitalism. As Lazonick notes, _"Chambers misunderstood"_ the +_"argument concerning the 'institutional creation' of a proletarianised (i.e. +landless) workforce. Indeed, Chamber's own evidence and logic tend to support +the Marxian [and anarchist!] argument, when it is properly understood."_ +[**Op. Cit.**, p. 273] + +Lastly, it must be stressed that this process of dispossession happened over +hundreds of years. It was not a case of simply driving peasants off their land +and into factories. In fact, the first acts of expropriation took place in +agriculture and created a rural proletariat which had to sell their +labour/liberty to landlords and it was the second wave of enclosures, in the +eighteenth and nineteenth centuries, that was closely connected with the +process of industrialisation. The enclosure movement, moreover, was imposed in +an uneven way, affecting different areas at different times, depending on the +power of peasant resistance and the nature of the crops being grown (and other +objective conditions). Nor was it a case of an instant transformation -- for a +long period this rural proletariat was not totally dependent on wages, still +having some access to the land and wastes for fuel and food. So while rural +wage workers did exist throughout the period from 1350 to the 1600s, +capitalism was not fully established in Britain yet as such people comprised +only a small proportion of the labouring classes. The acts of enclosure were +just one part of a long process by which a proletariat was created. + +## F.8.5 What about the lack of enclosures in the Americas? + +The enclosure movement was but one part of a wide-reaching process of state +intervention in creating capitalism. Moreover, it is just one way of creating +the _"land monopoly"_ which ensured the creation of a working class. The +circumstances facing the ruling class in the Americas were distinctly +different than in the Old World and so the "land monopoly" took a different +form there. In the Americas, enclosures were unimportant as customary land +rights did not really exist (at least once the Native Americans were +eliminated by violence). Here the problem was that (after the original users +of the land were eliminated) there were vast tracts of land available for +people to use. Other forms of state intervention were similar to that applied +under mercantilism in Europe (such as tariffs, government spending, use of +unfree labour and state repression of workers and their organisations and so +on). All had one aim, to enrich and power the masters and dispossess the +actual producers of the means of life (land and means of production). + +Unsurprisingly, due to the abundance of land, there was a movement towards +independent farming in the early years of the American colonies and subsequent +Republic and this pushed up the price of remaining labour on the market by +reducing the supply. Capitalists found it difficult to find workers willing to +work for them at wages low enough to provide them with sufficient profits. It +was due to the difficulty in finding cheap enough labour that capitalists in +America turned to slavery. All things being equal, wage labour **is** more +productive than slavery but in early America all things were **not** equal. +Having access to cheap (indeed, free) land meant that working people had a +choice, and few desired to become wage slaves and so because of this, +capitalists turned to slavery in the South and the "land monopoly" in the +North. + +This was because, in the words of Maurice Dobb, it _"became clear to those who +wished to reproduce capitalist relations of production in the new country that +the foundation-stone of their endeavour must be the restriction of land- +ownership to a minority and the exclusion of the majority from any share in +[productive] property."_ [**Studies in Capitalist Development**, pp. 221-2] As +one radical historian puts it, _"[w]hen land is 'free' or 'cheap'. as it was +in different regions of the United States before the 1830s, there was no +compulsion for farmers to introduce labour-saving technology. As a result, +'independent household production' . . . hindered the development of +capitalism . . . [by] allowing large portions of the population to escape wage +labour."_ [Charlie Post, _"The 'Agricultural Revolution' in the United +States"_, pp. 216-228, **Science and Society**, vol. 61, no. 2, p. 221] + +It was precisely this option (i.e. of independent production) that had to be +destroyed in order for capitalist industry to develop. The state had to +violate the holy laws of "supply and demand" by controlling the access to land +in order to ensure the normal workings of "supply and demand" in the labour +market (i.e. that the bargaining position favoured employer over employee). +Once this situation became the typical one (i.e., when the option of self- +employment was effectively eliminated) a more (protectionist based) "laissez- +faire" approach could be adopted, with state action used indirectly to favour +the capitalists and landlords (and readily available to protect private +property from the actions of the dispossessed). + +So how was this transformation of land ownership achieved? + +Instead of allowing settlers to appropriate their own farms as was often the +case before the 1830s, the state stepped in once the army had cleared out +(usually by genocide) the original users. Its first major role was to enforce +legal rights of property on unused land. Land stolen from the Native Americans +was sold at auction to the highest bidders, namely speculators, who then sold +it on to farmers. This process started right _"after the revolution, [when] +huge sections of land were bought up by rich speculators"_ and their claims +supported by the law. [Howard Zinn, **A People's History of the United +States**, p. 125] Thus land which should have been free was sold to land- +hungry farmers and the few enriched themselves at the expense of the many. Not +only did this increase inequality within society, it also encouraged the +development of wage labour -- having to pay for land would have ensured that +many immigrants remained on the East Coast until they had enough money. Thus a +pool of people with little option but to sell their labour was increased due +to state protection of unoccupied land. That the land usually ended up in the +hands of farmers did not (could not) countermand the shift in class forces +that this policy created. + +This was also the essential role of the various "Homesteading Acts" and, in +general, the _"Federal land law in the 19th century provided for the sale of +most of the public domain at public auction to the higher bidder . . . Actual +settlers were forced to buy land from speculators, at prices considerably +above the federal minimal price."_ (which few people could afford anyway). +[Charlie Post, **Op. Cit.**, p. 222] This is confirmed by Howard Zinn who +notes that 1862 Homestead Act _"gave 160 acres of western land, unoccupied and +publicly owned, to anyone who would cultivate it for five years . . . Few +ordinary people had the $200 necessary to do this; speculators moved in and +bought up much of the land. Homestead land added up to 50 million acres. But +during the Civil War, over 100 million acres were given by Congress and the +President to various railroads, free of charge."_ [**Op. Cit.**, p. 233] +Little wonder the Individualist Anarchists supported an _"occupancy and use"_ +system of land ownership as a key way of stopping capitalist and landlord +usury as well as the development of capitalism itself. + +This change in the appropriation of land had significant effects on +agriculture and the desirability of taking up farming for immigrants. As Post +notes, _"[w]hen the social conditions for obtaining and maintaining possession +of land change, as they did in the Midwest between 1830 and 1840, pursuing the +goal of preserving [family ownership and control] . . . produced very +different results. In order to pay growing mortgages, debts and taxes, family +farmers were compelled to specialise production toward cash crops and to +market more and more of their output."_ [**Op. Cit.**, p. 221-2] + +So, in order to pay for land which was formerly free, farmers got themselves +into debt and increasingly turned to the market to pay it off. Thus, the +_"Federal land system, by transforming land into a commodity and stimulating +land speculation, made the Midwestern farmers dependent upon markets for the +continual possession of their farms."_ Once on the market, farmers had to +invest in new machinery and this also got them into debt. In the face of a bad +harvest or market glut, they could not repay their loans and their farms had +to be sold to so do so. By 1880, 25% of all farms were rented by tenants, and +the numbers kept rising. In addition, the _"transformation of social property +relations in northern agriculture set the stage for the 'agricultural +revolution' of the 1840s and 1850s . . . [R]ising debts and taxes forced +Midwestern family farmers to compete as commodity producers in order to +maintain their land-holding . . . The transformation . . . was the central +precondition for the development of industrial capitalism in the United +States."_ [Charlie Post, **Op. Cit.**, p. 223 and p. 226] + +It should be noted that feudal land owning was enforced in many areas of the +colonies and the early Republic. Landlords had their holdings protected by the +state and their demands for rent had the full backing of the state. This lead +to numerous anti-rent conflicts. [Howard Zinn, **A People's History of the +United States**, p. 84 and pp. 206-11] Such struggles helped end such +arrangements, with landlords being "encouraged" to allow the farmers to buy +the land which was rightfully theirs. The wealth appropriated from the farmers +in the form of rent and the price of the land could then be invested in +industry so transforming feudal relations on the land into capitalist +relations in industry (and, eventually, back on the land when the farmers +succumbed to the pressures of the capitalist market and debt forced them to +sell). + +This means that Murray Rothbard's comment that _"once the land was purchased +by the settler, the injustice disappeared"_ is nonsense -- the injustice was +transmitted to other parts of society and this, the wider legacy of the +original injustice, lived on and helped transform society towards capitalism. +In addition, his comment about _"the establishment in North America of a truly +libertarian land system"_ would be one the Individualist Anarchists of the +period would have seriously disagreed with! [**The Ethics of Liberty**, p. 73] +Rothbard, at times, seems to be vaguely aware of the importance of land as the +basis of freedom in early America. For example, he notes in passing that _"the +abundance of fertile virgin land in a vast territory enabled individualism to +come to full flower in many areas."_ [**Conceived in Liberty**, vol. 2, p. +186] Yet he did not ponder the transformation in social relationships which +would result when that land was gone. In fact, he was blas about it. _"If +latecomers are worse off,"_ he opined, _"well then that is their proper +assumption of risk in this free and uncertain world. There is no longer a vast +frontier in the United States, and there is no point crying over the fact."_ +[**The Ethics of Liberty**, p. 240] Unsurprisingly we also find Murray +Rothbard commenting that Native Americans _"lived under a collectivistic +regime that, for land allocation, was scarcely more just than the English +governmental land grab."_ [**Conceived in Liberty**, vol. 1, p. 187] That such +a regime made for **increased** individual liberty and that it was precisely +the independence from the landlord and bosses this produced which made +enclosure and state land grabs such appealing prospects for the ruling class +was lost on him. + +Unlike capitalist economists, politicians and bosses at the time, Rothbard +seemed unaware that this _"vast frontier"_ (like the commons) was viewed as a +major problem for maintaining labour discipline and appropriate state action +was taken to reduce it by restricting free access to the land in order to +ensure that workers were dependent on wage labour. Many early economists +recognised this and advocated such action. Edward Wakefield was typical when +he complained that _"where land is cheap and all are free, where every one who +so pleases can easily obtain a piece of land for himself, not only is labour +dear, as respects the labourer's share of the product, but the difficulty is +to obtain combined labour at any price."_ This resulted in a situation were +few _"can accumulate great masses of wealth"_ as workers _"cease . . . to be +labourers for hire; they . . . become independent landowners, if not +competitors with their former masters in the labour market."_ Unsurprisingly, +Wakefield urged state action to reduce this option and ensure that labour +become cheap as workers had little choice but to seek a master. One key way +was for the state to seize the land and then sell it to the population. This +would ensure that _"no labourer would be able to procure land until he had +worked for money"_ and this _"would produce capital for the employment of more +labourers."_ [quoted by Marx, **Op. Cit., **, p. 935, p. 936 and p. 939] Which +is precisely what did occur. + +At the same time that it excluded the working class from virgin land, the +state granted large tracts of land to the privileged classes: to land +speculators, logging and mining companies, planters, railroads, and so on. In +addition to seizing the land and distributing it in such a way as to benefit +capitalist industry, the _"government played its part in helping the bankers +and hurting the farmers; it kept the amount of money -- based in the gold +supply -- steady while the population rose, so there was less and less money +in circulation. The farmer had to pay off his debts in dollars that were +harder to get. The bankers, getting loans back, were getting dollars worth +more than when they loaned them out -- a kind of interest on top of interest. +That was why so much of the talk of farmers' movements in those days had to do +with putting more money in circulation."_ [Zinn, **Op. Cit.**, p. 278] This +was the case with the Individualist Anarchists at the same time, we must add. + +Overall, therefore, state action ensured the transformation of America from a +society of independent workers to a capitalist one. By creating and enforcing +the "land monopoly" (of which state ownership of unoccupied land and its +enforcement of landlord rights were the most important) the state ensured that +the balance of class forces tipped in favour of the capitalist class. By +removing the option of farming your own land, the US government created its +own form of enclosure and the creation of a landless workforce with little +option but to sell its liberty on the "free market". They was nothing +"natural" about it. Little wonder the Individualist Anarchist J.K. Ingalls +attacked the "land monopoly" with the following words: + +> _"The earth, with its vast resources of mineral wealth, its spontaneous +productions and its fertile soil, the free gift of God and the common +patrimony of mankind, has for long centuries been held in the grasp of one set +of oppressors by right of conquest or right of discovery; and it is now held +by another, through the right of purchase from them. All of man's natural +possessions . . . have been claimed as property; nor has man himself escaped +the insatiate jaws of greed. The invasion of his rights and possessions has +resulted . . . in clothing property with a power to accumulate an income."_ +[quoted by James Martin, **Men Against the State**, p. 142] + +Marx, correctly, argued that _"the capitalist mode of production and +accumulation, and therefore capitalist private property, have for their +fundamental condition the annihilation of that private property which rests on +the labour of the individual himself; in other words, the expropriation of the +worker."_ [**Capital**, Vol. 1, p. 940] He noted that to achieve this, the +state is used: + +> _"How then can the anti-capitalistic cancer of the colonies be healed? . . . +Let the Government set an artificial price on the virgin soil, a price +independent of the law of supply and demand, a price that compels the +immigrant to work a long time for wages before he can earn enough money to buy +land, and turn himself into an independent farmer."_ [**Op. Cit.**, p. 938] + +Moreover, tariffs were introduced with _"the objective of manufacturing +capitalists artificially"_ for the _"system of protection was an artificial +means of manufacturing manufacturers, or expropriating independent workers, of +capitalising the national means of production and subsistence, and of forcibly +cutting short the transition . . . to the modern mode of production,"_ to +capitalism [**Op. Cit.**, p. 932 and pp. 921-2] + +So mercantilism, state aid in capitalist development, was also seen in the +United States of America. As Edward Herman points out, the _"level of +government involvement in business in the United States from the late +eighteenth century to the present has followed a U-shaped pattern: There was +extensive government intervention in the pre-Civil War period (major +subsidies, joint ventures with active government participation and direct +government production), then a quasi-laissez faire period between the Civil +War and the end of the nineteenth century [a period marked by "the aggressive +use of tariff protection" and state supported railway construction, a key +factor in capitalist expansion in the USA], followed by a gradual upswing of +government intervention in the twentieth century, which accelerated after +1930."_ [**Corporate Control, Corporate Power**, p. 162] + +Such intervention ensured that income was transferred from workers to +capitalists. Under state protection, America industrialised by forcing the +consumer to enrich the capitalists and increase their capital stock. +_"According to one study, if the tariff had been removed in the 1830s 'about +half the industrial sector of New England would have been bankrupted' . . . +the tariff became a near-permanent political institution representing +government assistance to manufacturing. It kept price levels from being driven +down by foreign competition and thereby shifted the distribution of income in +favour of owners of industrial property to the disadvantage of workers and +customers."_ This protection was essential, for the _"end of the European wars +in 1814 . . . reopened the United States to a flood of British imports that +drove many American competitors out of business. Large portions of the newly +expanded manufacturing base were wiped out, bringing a decade of near- +stagnation."_ Unsurprisingly, the _"era of protectionism began in 1816, with +northern agitation for higher tariffs."_ [Richard B. Du Boff, **Accumulation +and Power**, p. 56, p. 14 and p. 55] Combined with ready repression of the +labour movement and government "homesteading" acts (see [section +F.8.5](secF8.html#secf85)), tariffs were the American equivalent of +mercantilism (which, after all, was above all else a policy of protectionism, +i.e. the use of government to stimulate the growth of native industry). Only +once America was at the top of the economic pile did it renounce state +intervention (just as Britain did, we must note). + +This is **not** to suggest that government aid was limited to tariffs. The +state played a key role in the development of industry and manufacturing. As +John Zerzan notes, the _"role of the State is tellingly reflected by the fact +that the 'armoury system' now rivals the older 'American system of +manufactures' term as the more accurate to describe the new system of +production methods"_ developed in the early 1800s. [**Elements of Refusal**, +p. 100] By the middle of the nineteenth century _"a distinctive 'American +system of manufactures' had emerged . . . The lead in technological innovation +[during the US Industrial Revolution] came in armaments where assured +government orders justified high fixed-cost investments in special-pursue +machinery and managerial personnel. Indeed, some of the pioneering effects +occurred in government-owned armouries."_ Other forms of state aid were used, +for example the textile industry _"still required tariffs to protect [it] from +. . . British competition."_ [William Lazonick, **Competitive Advantage on the +Shop Floor**, p. 218 and p. 219] The government also _"actively furthered this +process [of 'commercial revolution'] with public works in transportation and +communication."_ In addition to this "physical" aid, _"state government +provided critical help, with devices like the chartered corporation"_ [Richard +B. Du Boff, **Op. Cit.**, p. 15] As we noted in [section +B.2.5](secB2.html#secb25), there were changes in the legal system which +favoured capitalist interests over the rest of society. + +Nineteenth-century America also went in heavily for industrial planning -- +occasionally under that name but more often in the name of national defence. +The military was the excuse for what is today termed rebuilding +infrastructure, picking winners, promoting research, and co-ordinating +industrial growth (as it still is, we should add). As Richard B. Du Boff +points out, the "anti-state" backlash of the 1840s onwards in America was +highly selective, as the general opinion was that _"[h]enceforth, if +governments wished to subsidise private business operations, there would be no +objection. But if public power were to be used to control business actions or +if the public sector were to undertake economic initiatives on its own, it +would run up against the determined opposition of private capital."_ [**Op. +Cit.**, p. 26] + +State intervention was not limited to simply reducing the amount of available +land or enforcing a high tariff. _"Given the independent spirit of workers in +the colonies, capital understood that great profits required the use of unfree +labour."_ [Michael Perelman, **The Invention of Capitalism**, p. 246] It was +also applied in the labour market as well. Most obviously, it enforced the +property rights of slave owners (until the civil war, produced when the pro- +free trade policies of the South clashed with the pro-tariff desires of the +capitalist North). The evil and horrors of slavery are well documented, as is +its key role in building capitalism in America and elsewhere so we will +concentrate on other forms of obviously unfree labour. Convict labour in +Australia, for example, played an important role in the early days of +colonisation while in America indentured servants played a similar role. + +Indentured service was a system whereby workers had to labour for a specific +number of years usually in return for passage to America with the law +requiring the return of runaway servants. In theory, of course, the person was +only selling their labour. In practice, indentured servants were basically +slaves and the courts enforced the laws that made it so. The treatment of +servants was harsh and often as brutal as that inflicted on slaves. Half the +servants died in the first two years and unsurprisingly, runaways were +frequent. The courts realised this was a problem and started to demand that +everyone have identification and travel papers. + +It should also be noted that the practice of indentured servants also shows +how state intervention in one country can impact on others. This is because +people were willing to endure indentured service in the colonies because of +how bad their situation was at home. Thus the effects of primitive +accumulation in Britain impacted on the development of America as most +indentured servants were recruited from the growing number of unemployed +people in urban areas there. Dispossessed from their land and unable to find +work in the cities, many became indentured servants in order to take passage +to the Americas. In fact, between one half to two thirds of all immigrants to +Colonial America arrived as indentured servants and, at times, three-quarters +of the population of some colonies were under contracts of indenture. That +this allowed the employing class to overcome their problems in hiring "help" +should go without saying, as should its impact on American inequality and the +ability of capitalists and landlords to enrich themselves on their servants +labour and to invest it profitably. + +As well as allowing unfree labour, the American state intervened to ensure +that the freedom of wage workers was limited in similar ways as we indicated +in [section F.8.3](secF8.html#secf83). _"The changes in social relations of +production in artisan trades that took place in the thirty years after 1790,"_ +notes one historian, _"and the . . . trade unionism to which . . . it gave +rise, both replicated in important respects the experience of workers in the +artisan trades in Britain over a rather longer period . . . The juridical +responses they provoked likewise reproduced English practice. Beginning in +1806, American courts consciously seized upon English common law precedent to +combat journeymen's associations."_ Capitalists in this era tried to _"secure +profit . . . through the exercise of disciplinary power over their +employees."_ To achieve this _"employers made a bid for legal aid"_ and it is +here _"that the key to law's role in the process of creating an industrial +economy in America lies."_ As in the UK, the state invented laws and issues +proclamations against workers' combinations, calling them conspiracies and +prosecuting them as such. Trade unionists argued that laws which declared +unions as illegal combinations should be repealed as against the Constitution +of the USA while _"the specific cause of trademens protestations of their +right to organise was, unsurprisingly, the willingness of local authorities to +renew their resort to conspiracy indictments to countermand the growing power +of the union movement."_ Using criminal conspiracy to counter combinations +among employees was commonplace, with the law viewing a _"collective quitting +of employment [as] a criminal interference"_ and combinations to raise the +rate of labour _"indictable at common law."_ [Christopher L. Tomlins, **Law, +Labor, and Ideology in the Early American Republic**, p. 113, p. 295, p. 159 +and p. 213] By the end of the nineteenth century, state repression for +conspiracy was replaced by state repression for acting like a trust while +actual trusts were ignored and so laws, ostensibly passed (with the help of +the unions themselves) to limit the power of capital, were turned against +labour (this should be unsurprising as it was a capitalist state which passed +them). [Howard Zinn, **A People's History of the United States**, p. 254] + +Another key means to limit the freedom of workers was denying departing +workers their wages for the part of the contract they had completed. This +_"underscored the judiciary's tendency to articulate their approval"_ of the +hierarchical master/servant relationship in terms of its _"social utility: It +was a necessary and desirable feature of the social organisation of work . . . +that the employer's authority be reinforced in this way."_ Appeals courts held +that _"an employment contract was an entire contract, and therefore that no +obligation to pay wages existed until the employee had completed the agreed +term."_ Law suits _"by employers seeking damages for an employee's departure +prior to the expiry of an agreed term or for other forms of breach of contract +constituted one form of legally sanctioned economic discipline of some +importance in shaping the employment relations of the nineteenth century."_ +Thus the boss could fire the worker without paying their wages while if the +worker left the boss he would expect a similar outcome. This was because the +courts had decided that the _"employer was entitled not only to receipt of the +services contracted for in their entirety prior to payment but also to the +obedience of the employee in the process of rendering them."_ [Tomlins, **Op. +Cit.**, pp. 278-9, p. 274, p. 272 and pp. 279-80] The ability of workers to +seek self-employment on the farm or workplace or even better conditions and +wages were simply abolished by employers turning to the state. + +So, in summary, the state could remedy the shortage of cheap wage labour by +controlling access to the land, repressing trade unions as conspiracies or +trusts and ensuring that workers had to obey their bosses for the full term of +their contract (while the bosses could fire them at will). Combine this with +the extensive use of tariffs, state funding of industry and infrastructure +among many other forms of state aid to capitalists and we have a situation +were capitalism was imposed on a pre-capitalist nation at the behest of the +wealthy elite by the state, as was the case with all other countries. + +## F.8.6 How did working people view the rise of capitalism? + +The best example of how hated capitalism was can be seen by the rise and +spread of the labour and socialist movements, in all their many forms, across +the world. It is no coincidence that the development of capitalism also saw +the rise of socialist theories. Nor was it a coincidence that the rising +workers movement was subjected to extensive state repression, with unions, +strikes and other protests being systematically repressed. Only once capital +was firmly entrenched in its market position could economic power come to +replace political force (although, of course, that always remained ready in +the background to defend capitalist property and power). + +The rise of unions, socialism and other reform movements and their repression +was a feature of **all** capitalist countries. While America is sometime +portrayed as an exception to this, in reality that country was also marked by +numerous popular movements which challenged the rise of capitalism and the +transformation of social relationships within the economy from artisanal self- +management to capitalist wage slavery. As in other countries, the state was +always quick to support the capitalist class against their rebellious wage +slaves, using first conspiracy and then anti-trust laws against working class +people and their organisations. So, in order to fully understand how different +capitalism was from previous economic systems, we will consider early +capitalism in the US, which for many right-"libertarians" is **the** example +of the "capitalism-equals-freedom" argument. + +Early America was pervaded by artisan production -- individual ownership of +the means of production. Unlike capitalism, this system is **not** marked by +the separation of the worker from the means of life. Most people did not have +to work for another, and so did not. As Jeremy Brecher notes, in 1831 the +_"great majority of Americans were farmers working their own land, primarily +for their own needs. Most of the rest were self-employed artisans, merchants, +traders, and professionals. Other classes -- employees and industrialists in +the North, slaves and planters in the South -- were relatively small. The +great majority of Americans were independent and free from anybody's +command."_ [**Strike!**, p. xxi] So the availability of land ensured that in +America, slavery and indentured servants were the only means by which +capitalists could get people to work for them. This was because slaves and +servants were not able to leave their masters and become self-employed farmers +or artisans. As noted in the [last section](secF8.html#secf85) this material +base was, ironically, acknowledged by Rothbard but the implications for +freedom when it disappeared was not. While he did not ponder what would happen +when that supply of land ended and whether the libertarian aspects of early +American society would survive, contemporary politicians, bosses, and +economists did. Unsurprisingly, they turned to the state to ensure that +capitalism grew on the grave of artisan and farmer property. + +Toward the middle of the 19th century the economy began to change. Capitalism +began to be imported into American society as the infrastructure was improved +by state aid and tariff walls were constructed which allowed home-grown +manufacturing companies to develop. Soon, due to (state-supported) capitalist +competition, artisan production was replaced by wage labour. Thus "evolved" +modern capitalism. Many workers understood, resented, and opposed their +increasing subjugation to their employers, which could not be reconciled with +the principles of freedom and economic independence that had marked American +life and had sunk deeply into mass consciousness during the days of the early +economy. In 1854, for example, a group of skilled piano makers hoped that +_"the day is far distant when they [wage earners] will so far forget what is +due to manhood as to glory in a system forced upon them by their necessity and +in opposition to their feelings of independence and self-respect. May the +piano trade be spared such exhibitions of the degrading power of the day +[wage] system."_ [quoted by Brecher and Costello, **Common Sense for Hard +Times**, p. 26] + +Clearly the working class did not consider working for a daily wage, in +contrast to working for themselves and selling their own product, to be a step +forward for liberty or individual dignity. The difference between selling the +product of one's labour and selling one's labour (i.e. oneself) was seen and +condemned (_"[w]hen the producer . . . sold his product, he retained himself. +But when he came to sell his labour, he sold himself . . . the extension [of +wage labour] to the skilled worker was regarded by him as a symbol of a deeper +change."_ [Norman Ware, **The Industrial Worker, 1840-1860**, p. xiv]). +Indeed, one group of workers argued that they were _"slaves in the strictest +sense of the word"_ as they had _"to toil from the rising of the sun to the +going down of the same for our masters -- aye, masters, and for our daily +bread."_ [quoted by Ware, **Op. Cit.**, p. 42] Another group argued that _"the +factory system contains in itself the elements of slavery, we think no sound +reasoning can deny, and everyday continues to add power to its incorporate +sovereignty, while the sovereignty of the working people decreases in the same +degree."_ [quoted by Brecher and Costello, **Op. Cit.**, p. 29] For working +class people, free labour meant something radically different than that +subscribed to by employers and economists. For workers, free labour meant +economic independence through the ownership of productive equipment or land. +For bosses, it meant workers being free of any alternative to consenting to +authoritarian organisations within their workplaces -- if that required state +intervention (and it did), then so be it. + +The courts, of course, did their part in ensuring that the law reflected and +bolstered the power of the boss rather than the worker. _"Acting piecemeal,"_ +summarises Tomlins, _"the law courts and law writers of the early republic +built their approach to the employment relationship on the back of English +master/servant law. In the process, they vested in the generality of +nineteenth-century employers a controlling authority over the employees +founded upon the pre-industrial master's claim to property in his servant's +personal services."_ Courts were _"having recourse to master/servant's +language of power and control"_ as the _"preferred strategy for dealing with +the employment relation"_ and so advertised their conclusion that _"employment +relations were properly to be conceived of as generically hierarchical."_ +[**Op. Cit.**, p. 231 and p. 225] As we noted in [ last +section](secF8.html#secf85) the courts, judges and jurists acted to outlaw +unions as conspiracies and force workers to work the full length of their +contracts. In addition, they also reduced employer liability in industrial +accidents (which, of course, helped lower the costs of investment as well as +operating costs). + +Artisans and farmers correctly saw this as a process of downward mobility +toward wage labour and almost as soon as there were wage workers, there were +strikes, machine breaking, riots, unions and many other forms of resistance. +John Zerzan's argument that there was a _"relentless assault on the worker's +historical rights to free time, self-education, craftsmanship, and play was at +the heart of the rise of the factory system"_ is extremely accurate. +[**Elements of Refusal**, p. 105] And it was an assault that workers resisted +with all their might. In response to being subjected to the wage labour, +workers rebelled and tried to organise themselves to fight the powers that be +and to replace the system with a co-operative one. As the printer's union +argued, its members _"regard such an organisation [a union] not only as an +agent of immediate relief, but also as an essential to the ultimate +destruction of those unnatural relations at present subsisting between the +interests of the employing and the employed classes . . . when labour +determines to sell itself no longer to speculators, but to become its own +employer, to own and enjoy itself and the fruit thereof, the necessity for +scales of prices will have passed away and labour will be forever rescued from +the control of the capitalist."_ [quoted by Brecher and Costello, **Op. +Cit.**, pp. 27-28] + +Little wonder, then, why wage labourers considered capitalism as a modified +form of slavery and why the term _"wage slavery"_ became so popular in the +labour and anarchist movements. It was just reflecting the feelings of those +who experienced the wages system at first hand and who created the labour and +socialist movements in response. As labour historian Norman Ware notes, the +_"term 'wage slave' had a much better standing in the forties [of the 19th +century] than it has today. It was not then regarded as an empty shibboleth of +the soap-box orator. This would suggest that it has suffered only the normal +degradation of language, has become a **cliche**, not that it is a grossly +misleading characterisation."_ [**Op. Cit.**, p. xvf] It is no coincidence +that, in America, the first manufacturing complex in Lowell was designed to +symbolise its goals and its hierarchical structure nor that its design was +emulated by many of the penitentiaries, insane asylums, orphanages and +reformatories of the period. [Bookchin, **The Ecology of Freedom**, p. 392] + +These responses of workers to the experience of wage labour is important as +they show that capitalism is by no means "natural." The fact is the first +generation of workers tried to avoid wage labour is at all possible -- they +hated the restrictions of freedom it imposed upon them. Unlike the +bourgeoisie, who positively eulogised the discipline they imposed on others. +As one put it with respect to one corporation in Lowell, New England, the +factories at Lowell were _"a new world, in its police it is **imperium in +imperio**. It has been said that an absolute despotism, justly administered . +. . would be a perfect government . . . For at the same time that it is an +absolute despotism, it is a most perfect democracy. Any of its subjects can +depart from it at pleasure . . . Thus all the philosophy of mind which enter +vitally into government by the people . . . is combined with a set of rule +which the operatives have no voice in forming or administering, yet of a +nature not merely perfectly just, but human, benevolent, patriarchal in a high +degree."_ Those actually subjected to this _"benevolent"_ dictatorship had a +somewhat different perspective. Workers, in contrast, were perfectly aware +that wage labour was wage slavery -- that they were decidedly **unfree** +during working hours and subjected to the will of another. The workers +therefore attacked capitalism precisely because it was despotism +(_"monarchical principles on democratic soil"_) and thought they _"who work in +the mills ought to own them."_ Unsurprisingly, when workers did revolt against +the benevolent despots, the workers noted how the bosses responded by marking +_"every person with intelligence and independence . . . He is a suspected +individual and must be either got rid of or broken in. Hundreds of honest +labourers have been dismissed from employment . . . because they have been +suspected of knowing their rights and daring to assert them."_ [quoted by +Ware, **Op. Cit.**, p. 78, p. 79 and p. 110] + +While most working class people now are accustomed to wage labour (while often +hating their job) the actual process of resistance to the development of +capitalism indicates well its inherently authoritarian nature and that people +were not inclined to accept it as "economic freedom." Only once other options +were closed off and capitalists given an edge in the "free" market by state +action did people accept and become accustomed to wage labour. As E. P. +Thompson notes, for British workers at the end of the 18th and beginning of +the 19th centuries, the _"gap in status between a 'servant,' a hired wage- +labourer subject to the orders and discipline of the master, and an artisan, +who might 'come and go' as he pleased, was wide enough for men to shed blood +rather than allow themselves to be pushed from one side to the other. And, in +the value system of the community, those who resisted degradation were in the +right."_ [**The Making of the English Working Class**, p. 599] + +Opposition to wage labour and factory fascism was/is widespread and seems to +occur wherever it is encountered. _"Research has shown"_, summarises William +Lazonick, _"that the 'free-born Englishman' of the eighteenth century -- even +those who, by force of circumstance, had to submit to agricultural wage labour +-- tenaciously resisted entry into the capitalist workshop."_ [**Competitive +Advantage on the Shop Floor**, p. 37] British workers shared the dislike of +wage labour of their American cousins. A _"Member of the Builders' Union"_ in +the 1830s argued that the trade unions _"will not only strike for less work, +and more wages, but will ultimately **abolish wages**, become their own +masters and work for each other; labour and capital will no longer be separate +but will be indissolubly joined together in the hands of workmen and work- +women."_ [quoted by E. P. Thompson, **Op. Cit.**, p. 912] This perspective +inspired the **Grand National Consolidated Trades Union** of 1834 which had +the _"two-fold purpose of syndicalist unions -- the protection of the workers +under the existing system and the formation of the nuclei of the future +society"_ when the unions _"take over the whole industry of the country."_ +[Geoffrey Ostergaard, **The Tradition of Workers' Control**, p. 133] As +Thompson noted, _"industrial syndicalism"_ was a major theme of this time in +the labour movement. _"When Marx was still in his teens,"_ he noted, British +trade unionists had _"developed, stage by stage, a theory of syndicalism"_ in +which the _"unions themselves could solve the problem of political power"_ +along with wage slavery. This vision was lost _"in the terrible defeats of +1834 and 1835."_ [**Op. Cit.**, p. 912 and p. 913] In France, the mutualists +of Lyons had come to the same conclusions, seeking _"the formation of a series +of co-operative associations"_ which would _"return to the workers control of +their industry."_ Proudhon would take up this theme, as would the anarchist +movement he helped create. [K. Steven Vincent, **Pierre-Jospeh Proudhon and +the Rise of French Republican Socialism**, pp. 162-3] Similar movements and +ideas developed elsewhere, as capitalism was imposed (subsequent developments +were obviously influenced by the socialist ideas which had arisen earlier and +so were more obviously shaped by anarchist and Marxist ideas). + +This is unsurprising, the workers then, who had not been swallowed up whole by +the industrial revolution, could make critical comparisons between the factory +system and what preceded it. _"Today, we are so accustomed to this method of +production [capitalism] and its concomitant, the wage system, that it requires +quite an effort of imagination to appreciate the significance of the change in +terms of the lives of ordinary workers . . . the worker became **alienated** . +. . from the means of production and the products of his labour . . . In these +circumstances, it is not surprising that the new socialist theories proposed +an alternative to the capitalist system which would avoid this alienation."_ +While wage slavery may seem "natural" today, the first generation of wage +labourers saw the transformation of the social relationships they experienced +in work, from a situation in which they controlled their own work (and so +themselves) to one in which **others** controlled them, and they did not like +it. However, while many modern workers instinctively hate wage labour and +having bosses, without the awareness of some other method of working, many put +up with it as "inevitable." The first generation of wage labourers had the +awareness of something else (although a flawed and limited something else as +it existed in a hierarchical and class system) and this gave then a deep +insight into the nature of capitalism and produced a deeply radical response +to it and its authoritarian structures. Anarchism (like other forms of +socialism) was born of the demand for liberty and resistance to authority +which capitalism had provoked in its wage slaves. With our support for +workers' self-management of production, _"as in so many others, the anarchists +remain guardians of the libertarian aspirations which moved the first rebels +against the slavery inherent in the capitalist mode of production."_ +[Ostergaard, **Op. Cit.**, p. 27 and p. 90] + +State action was required produce and protect the momentous changes in social +relations which are central to the capitalist system. However, once capital +**has** separated the working class from the means of life, then it no longer +had to rely as much on state coercion. With the choice now between wage +slavery or starving, then the appearance of voluntary choice could be +maintained as economic power was/is usually effective enough to ensure that +state violence could be used as a last resort. Coercive practices are still +possible, of course, but market forces are usually sufficient as the market is +usually skewed against the working class. However, the role of the state +remains a key to understanding capitalism as a system rather than just +specific periods of it. This is because, as we stressed in [section +D.1](secD1.html), state action is not associated only with the past, with the +transformation from feudalism to capitalism. It happens today and it will +continue to happen as long as capitalism continues. + +Far from being a "natural" development, then, capitalism was imposed on a +society by state action, by and on behalf of ruling elites. Those working +class people alive at the time viewed it as _"unnatural relations"_ and +organised to overcome it. It is from such movements that all the many forms of +socialism sprang, including anarchism. This is the case with the European +anarchism associated with Proudhon, Bakunin and Kropotkin as well as the +American individualist anarchism of Warren and Tucker. The links between +anarchism and working class rebellion against the autocracy of capital and the +state is reflected not only in our theory and history, but also in our +anarchist symbols. The Black Flag, for example, was first raised by rebel +artisans in France and its association with labour insurrection was the reason +why anarchists took it up as our symbol (see the appendix on ["The Symbols of +Anarchy"](append2.html)). So given both the history of capitalism and +anarchism, it becomes obvious any the latter has always opposed the former. It +is why anarchists today still seek to encourage the desire and hope for +political **and** economic freedom rather than the changing of masters we have +under capitalism. Anarchism will continue as long as these feelings and hopes +still exist and they will remain until such time as we organise and abolish +capitalism and the state. + diff --git a/markdown/secFcon.md b/markdown/secFcon.md new file mode 100644 index 0000000000000000000000000000000000000000..062a399456cf1d22d7aecd278c85142100c184e7 --- /dev/null +++ b/markdown/secFcon.md @@ -0,0 +1,79 @@ +# Section F - Is "anarcho"-capitalism a type of anarchism? + +## [Introduction](secFint.html) + +[ + +## F.1 Are "anarcho"-capitalists really anarchists?](secF1.html) + +[ + +## F.2 What do "anarcho"-capitalists mean by freedom? + +](secF2.html) + +### [F.2.1 How does private property affect freedom?](secF2.html#secf21) +[F.2.2 Do "libertarian"-capitalists support slavery?](secF2.html#secf22) + +[ + +## F.3 Why do "anarcho"-capitalists generally place no value on equality? + +### [F.3.1 Why is this disregard for equality important?](secF3.html#secf31) +[F.3.2 Can there be harmony of interests in an unequal +society?](secF3.html#secf32) + +[ + +## F.4 What is the right-"libertarian" position on private property? + +](secF4.html) + +### [F.4.1 What is wrong with a "homesteading" theory of +property?](secF4.html#secf41) + +[ + +## F.5 Will privatising "the commons" increase liberty? + +](secF5.html) [ + +## F.6 Is "anarcho" capitalism against the state? + +](secF6.html) + +### [F.6.1 What's wrong with this "free market" justice?](secF6.html#secf61) +[F.6.2 What are the social consequences of such a system?](secF6.html#secf62) +[F.6.3 But surely Market Forces will stop abuse by the +rich?](secF6.html#secf63) +[F.6.4 Why are these "defence associations" states?](secF6.html#secf64) + +[ + +## F.7 How does the history of "anarcho"-capitalism show that it is not +anarchist? + +](secF7.html) + +### [F.7.1 Are competing governments anarchism?](secF7.html#secf71) +[F.7.2 Is government compatible with anarchism?](secF7.html#secf72) +[F.7.3 Can there be a "right-wing" anarchism?](secF7.html#secf73) + +[ + +## F.8 What role did the state take in the creation of capitalism? + +](secF8.html) + +### [F.8.1 What social forces lay behind the rise of +capitalism?](secF8.html#secf81) +[F.8.2 What was the social context of the statement "laissez- +faire"?](secF8.html#secf82) +[F.8.3 What other forms did state intervention in creating capitalism +take?](secF8.html#secf83) +[F.8.4 Aren't the enclosures a socialist myth?](secF8.html#secf84) +[F.8.5 What about the lack of enclosures in the Americas?](secF8.html#secf85) +[F.8.6 How did working people view the rise of capitalism?](secF8.html#secf86) + +### + diff --git a/markdown/secFint.md b/markdown/secFint.md new file mode 100644 index 0000000000000000000000000000000000000000..ae9e808a382f400c0c6635dfc4a09487e9f366f0 --- /dev/null +++ b/markdown/secFint.md @@ -0,0 +1,314 @@ +# Section F - Is "anarcho"-capitalism a type of anarchism? + +Anyone who has followed political discussion on the net has probably come +across people calling themselves "libertarians" but arguing from a right-wing, +pro-capitalist perspective. For most people outside of North America, this is +weird as the term _"libertarian"_ is almost always used in conjunction with +_"socialist"_ or _"communist"_ (particularly in Europe and, it should be +stressed, historically in America). In the US, though, the Right has partially +succeeded in appropriating the term "libertarian" for itself. Even stranger is +that a few of these right-wingers have started calling themselves "anarchists" +in what must be one of the finest examples of an oxymoron in the English +language: "Anarcho-capitalist"!!! + +Arguing with fools is seldom rewarded, but to let their foolishness to go +unchallenged risks allowing them to deceive those who are new to anarchism. +This is what this section of the FAQ is for, to show why the claims of these +"anarchist" capitalists are false. Anarchism has always been anti-capitalist +and any "anarchism" that claims otherwise cannot be part of the anarchist +tradition. It is important to stress that anarchist opposition to the so- +called capitalist "anarchists" do **not** reflect some kind of debate within +anarchism, as many of these types like to pretend, but a debate between +anarchism and its old enemy, capitalism. In many ways this debate mirrors the +one between Peter Kropotkin and Herbert Spencer (an English capitalist minimal +statist) at the turn the 19th century and, as such, it is hardly new. + +At that time, people like Spencer tended to call themselves "liberals" while, +as Bookchin noted, _"libertarian"_ was _"a term created by nineteenth-century +European anarchists, not by contemporary American right-wing proprietarians."_ +[**The Ecology of Freedom**, p. 57] David Goodway concurs, stating that +_"libertarian"_ has been _"frequently employed by anarchists"_ as an +alternative name for our politics for over a century. However, the _"situation +has been vastly complicated in recent decades with the rise of . . . extreme +right-wing laissez-faire philosophy . . . and [its advocates] adoption of the +words 'libertarian' and 'libertarianism.' It has therefore now become +necessary to distinguish between their right libertarianism and the left +libertarianism of the anarchist tradition."_ [**Anarchist Seeds Beneath the +Snow**, p. 4] This appropriation of the term "libertarian" by the right not +only has bred confusion, but also protest as anarchists have tried to point +out the obvious, namely that capitalism is marked by **authoritarian** social +relationships and so there are good reasons for anarchism being a +fundamentally anti-capitalist socio-political theory and movement. That a +minority of the right "libertarians" have also tried to appropriate +"anarchist" to describe their authoritarian politics is something almost all +anarchists reject and oppose. + +That the vast majority of anarchists reject the notion of "anarcho"-capitalism +as a form of anarchism is an inconvenient fact for its supporters. Rather than +address this, they generally point to the fact that some academics state that +"anarcho"-capitalism is a form of anarchism and include it in their accounts +of our movement and ideas. That some academics do this is true, but +irrelevant. What counts is what anarchists think anarchism is. To place the +opinions of academics above that of anarchists implies that anarchists know +nothing about anarchism, that we do not really understand the ideas we +advocate but academics do! Yet this is the implication. As such the near +universal rejection of "anarcho"-capitalism as a form of anarchism within +anarchist circles is significant. However, it could be argued that as a few +anarchists (usually individualist ones, but not always) **do** admit +"anarcho"-capitalism into our movement that this (very small) minority shows +that the majority are "sectarian." Again, this is not convincing as some +individuals in any movement will hold positions which the majority reject and +which are, sometimes, incompatible with the basic principles of the movement +(Proudhon's sexism and racism are obvious examples). Equally, given that +anarchists and "anarcho"-capitalists have fundamentally _**different**_ +analyses and goals it is hardly "sectarian" to point this out (being +"sectarian" in politics means prioritising differences and rivalries with +politically close groups). + +Some scholars do note the difference. For example, Jeremy Jennings, in his +excellent overview of anarchist theory and history, argues that it is _"hard +not to conclude that these ideas ["anarcho"-capitalism] -- with roots deep in +classical liberalism -- are described as anarchist only on the basis of a +misunderstanding of what anarchism is."_ [_"Anarchism"_, **Contemporary +Political Ideologies**, Roger Eatwell and Anthony Wright (eds.), p. 142] +Barbara Goodwin reaches a similar conclusion, noting that the +"anarcho"-capitalists' _"true place is in the group of right-wing +libertarians"_ not in anarchism for _"[w]hile condemning absolutely state +coercion, they tacitly condone the economic and interpersonal coercion which +would prevail in a totally **laissez-faire** society. Most anarchists share +the egalitarian ideal with socialists: anarcho-capitalists abhor equality and +socialism equally."_ [**Using Political Ideas**, p. 138] + +Sadly, these seem to be the minority in academic circles as most are happy to +discuss right-"libertarian" ideology as a subclass of anarchism in spite of +there being so little in common between the two. Their inclusion does really +seem to derive from the fact that "anarcho"-capitalists **call** themselves +anarchists and the academics take this at face value. Yet, as one anarchist +notes, having a _"completely fluid definition of anarchism, allows for anyone +and anything to be described as such, no matter how authoritarian and anti- +social."_ [Benjamin Franks, _"Mortal Combat"_, pp. 4-6, **A Touch of Class**, +no. 1, p. 5] Also, given that many academics approach anarchism from what +could be termed the "dictionary definition" methodology rather than as a +political movement approach there is a tendency for "anarcho"-capitalist +claims to be taken at face value. As such, it is useful to stress that +anarchism is a social movement with a long history and while its adherents +have held divergent views, it has never been limited to simply opposition to +the state (i.e. the dictionary definition). + +The "anarcho"-capitalist argument that it is a form of anarchism hinges on +using the dictionary definition of "anarchism" and/or "anarchy." They try to +define anarchism as being "opposition to government," and nothing else. Of +course, many (if not most) dictionaries "define" anarchy as "chaos" or +"disorder" but we never see "anarcho"-capitalists use those particular +definitions! Moreover, and this should go without saying, dictionaries are +hardly politically sophisticated and their definitions rarely reflect the wide +range of ideas associated with political theories and their history. Thus the +dictionary "definition" of anarchism will tend to ignore its consistent views +on authority, exploitation, property and capitalism (ideas easily discovered +if actual anarchist texts are read). And for this strategy to work, a lot of +"inconvenient" history and ideas from all branches of anarchism must be +ignored. From individualists like Tucker to communists like Kropotkin and +considered anarchism as part of the wider socialist movement. Therefore +"anarcho"-capitalists are not anarchists in the same sense that rain is not +dry. + +Significantly, the inventor of the term "anarcho"-capitalism, Murray Rothbard +had no impact on the anarchist movement even in North America. His influence, +unsurprisingly, was limited to the right, particularly in so-called +"libertarian" circles. The same can be said of "anarcho"-capitalism in +general. This can be seen from the way Rothbard is mentioned in Paul Nursey- +Bray's bibliography on anarchist thinkers. This is an academic book, a +reference for libraries. Rothbard is featured, but the context is very +suggestive. The book includes Rothbard in a section titled _"On the Margins of +Anarchist Theory."_ His introduction to the Rothbard section is worth quoting: + +> _ "Either the inclusion or the omission of Rothbard as an anarchist is +likely, in one quarter or another, to be viewed as contentious. Here, his +Anarcho-Capitalism is treated as marginal, since, while there are linkages +with the tradition of individualist anarchism, there is a dislocation between +the mutualism and communitarianism of that tradition and the free market +theory, deriving from Ludwig von Mises and Friedrich von Hayek, that underpins +Rothbard's political philosophy, and places him in the modern Libertarian +tradition."_ [**Anarchist Thinkers and Thought**, p. 133] + +This is important, for while Rothbard (like other "anarcho"-capitalists) +appropriates **some** aspects of individualist anarchism he does so in a +highly selective manner and places what he does take into an utterly different +social environment and political tradition. So while there are similarities +between both systems, there are important differences as we will discuss in +detail in [section G](secGcon.html) along with the anti-capitalist nature of +individualist anarchism (i.e. those essential bits which Rothbard and his +followers ignore or dismiss). Needless to say, Nursey-Bray does not include +"anarcho"-capitalism in his discussion of anarchist schools of thought in the +bibliography's introduction. + +Of course, we cannot stop the "anarcho"-capitalists using the words "anarcho", +"anarchism" and "anarchy" to describe their ideas. The democracies of the west +could not stop the Chinese Stalinist state calling itself the People's +Republic of China. Nor could the social democrats stop the fascists in Germany +calling themselves "National Socialists". Nor could the Italian anarcho- +syndicalists stop the fascists using the expression "National Syndicalism". +This does not mean their names reflected their content -- China is a +dictatorship, not a democracy; the Nazi's were not socialists (capitalists +made fortunes in Nazi Germany because it crushed the labour movement); and the +Italian fascist state had nothing in common with anarcho-syndicalist ideas of +decentralised, "from the bottom up" unions and the abolition of the state and +capitalism. + +It could be argued (and it has) that the previous use of a word does not +preclude new uses. Language changes and, as such, it is possible for a **new** +kind of "anarchism" to develop which has little, or no, similarities with what +was previously known as anarchism. Equally, it could be said that new +developments of anarchism have occurred in the past which were significantly +different from old versions (for example, the rise of communist forms of +anarchism in opposition to Proudhon's anti-communist mutualism). Both +arguments are unconvincing. The first just makes a mockery of the concept of +language and breeds confusion. If people start calling black white, it does +not make it so. Equally, to call an ideology with little in common with a +known and long established socio-political theory and movement the same name +simply results in confusion. No one takes, say, fascists seriously when they +call their parties "democratic" nor would we take Trotskyists seriously if +they started to call themselves "libertarians" (as some have started to do). +The second argument fails to note that developments within anarchism built +upon what came before and did not change its fundamental (socialistic) basis. +Thus communist and collectivist anarchism are valid forms of anarchism because +they built upon the key insights of mutualism rather than denying them. + +A related defence of "anarcho"-capitalism as a form of anarchism is the +suggestion that the problem is one of terminology. This argument is based on +noting that "anarcho"-capitalists are against "actually existing" capitalism +and so _"we must distinguish between 'free-market capitalism' . . . and 'state +capitalism' . . . The two are as different as day and night."_ [Rothbard, +**The Logic of Action II**, p. 185] It would be churlish indeed to point out +that the **real** difference is that one exists while the other has existed +only in Rothbard's head. Yet point it out we must, for the simple fact is that +not only do "anarcho"-capitalists use the word anarchism in an unusual way +(i.e. in opposition to what has always been meant by the term), they also use +the word capitalism in a like manner (i.e., to refer to something that has +never existed). It should go without saying that using words like "capitalism" +and "anarchism" in ways radically different to traditional uses cannot help +but provoke confusion. Yet is it a case that "anarcho"-capitalists have simply +picked a bad name for their ideology? Hardly, as its advocates will quickly +rush to defend exploitation (non-labour income) and capitalist property rights +as well as the authoritarian social structures produced with them. Moreover, +as good capitalist economists the notion of an economy without interest, rent +and profit is considered highly inefficient and so unlikely to develop. As +such, their ideology is rooted in a perspective and an economy marked by wage +labour, landlords, banking and stock markets and so hierarchy, oppression and +exploitation, i.e. a capitalist one. + +So they have chosen their name well as it shows in clear light how far they +are from the anarchist tradition. As such, almost all anarchists would agree +with long-time anarchist activist Donald Rooum's comment that _"self-styled +'anarcho-capitalists' (not to be confused with anarchists of any persuasion) +[simply] want the state abolished as a regulator of capitalism, and government +handed over to capitalists."_ They are _"wrongly self-styled 'anarchists'"_ +because they _"do not oppose capitalist oppression"_ while genuine anarchists +are _"extreme libertarian socialists."_ [**What Is Anarchism?**, p. 7, pp. +12-13 and p. 10] As we stress in [section F.1](secF1.html), +"anarcho"-capitalists do not oppose the hierarchies and exploitation +associated with capitalism (wage labour and landlordism) and, consequently, +have no claim to the term "anarchist." Just because someone uses a label it +does not mean that they support the ideas associated with that label and this +is the case with "anarcho"-capitalism -- its ideas are at odds with the key +ideas associated with all forms of traditional anarchism (even individualist +anarchism which is often claimed, usually by "anarcho"-capitalists, as being a +forefather of the ideology). + +We are covering this topic in an anarchist FAQ for three reasons. Firstly, the +number of "libertarian" and "anarcho"-capitalists on the net means that those +seeking to find out about anarchism may conclude that they are "anarchists" as +well. Secondly, unfortunately, some academics and writers have taken their +claims of being anarchists at face value and have included their ideology in +general accounts of anarchism (the better academic accounts do note that +anarchists generally reject the claim). These two reasons are obviously +related and hence the need to show the facts of the matter. The last reason is +to provide other anarchists with arguments and evidence to use against +"anarcho"-capitalism and its claims of being a new form of "anarchism." + +So this section of the FAQ does not, as we noted above, represent some kind of +"debate" within anarchism. It reflects the attempt by anarchists to reclaim +the history and meaning of anarchism from those who are attempting to steal +its name. However, our discussion also serves two other purposes. Firstly, +critiquing right "libertarian" theories allows us to explain anarchist ones at +the same time and indicate why they are better. Secondly, and more +importantly, it shares many of the same assumptions and aims of neo- +liberalism. This was noted by Bob Black in the early 1980s, when a _"wing of +the Reaganist Right . . . obviously appropriated, with suspect selectivity, +such libertarian themes as deregulation and voluntarism. Ideologues indignate +that Reagan has travestied their principles. Tough shit! I notice that it's +**their** principles, not mine, that he found suitable to travesty."_ [_"The +Libertarian As Conservative"_, pp. 141-8, **The Abolition of Work and Other +Essays**, pp. 141-2] This was echoed by Noam Chomsky two decades later when he +stated that _"nobody takes [right-wing libertarianism] seriously"_ (as +_"everybody knows that a society that worked by . . . [its] principles would +self-destruct in three seconds"_). The _"only reason"_ why some people in the +ruling elite _"pretend to take it seriously is because you can use it as a +weapon"_ in the class struggle [**Understanding Power**, p. 200] As neo- +liberalism is being used as the ideological basis of the current attack on the +working class, critiquing "anarcho"-capitalism also allows us to build +theoretical weapons to use to resist this attack and aid our side in the class +war. + +The results of the onslaught of free(r) market capitalism along with anarchist +criticism of "anarcho"-capitalism has resulted in some "anarcho"-capitalists +trying to re-brand their ideology as "market anarchism." This, from their +perspective, has two advantages. Firstly, it allows them to co-opt the likes +of Tucker and Spooner (and, sometimes, even Proudhon!) into their family tree +as all these supported markets (while systematically attacking capitalism). +Secondly, it allows them to distance their ideology from the grim reality of +neo-liberalism and the results of making capitalism more "free market." Simply +put, going on about the benefits of "free market" capitalism while freer +market capitalism is enriching the already wealthy and oppressing and +impoverishing the many is hard going. Using the term "market anarchism" to +avoid both the reality of anarchism's anti-capitalist core and the reality of +the freer market capitalism they have helped produce makes sense in the +marketplace of ideas (the term "blackwashing" seems appropriate here). The +fact is that however laudable its stated aims, "anarcho"-capitalism is deeply +flawed due to its simplistic nature and is easy to abuse on behalf of the +economic oligarchy that lurks behind the rhetoric of economic textbooks in +that "special case" so ignored by economists, namely reality. + +Anarchism has always been aware of the existence of "free market" capitalism, +particularly its extreme (minimal state) wing, and has always rejected it. As +we discuss in [section F.7](secF7.html), anarchists from Proudhon onwards have +rejected it (and, significantly, vice versa). As academic Alan Carter notes, +anarchist concern for equality as a necessary precondition for genuine freedom +_"is one very good reason for not confusing anarchists with liberals or +economic 'libertarians' -- in other words, for not lumping together everyone +who is in some way or another critical of the state. It is why calling the +likes of Nozick 'anarchists' is highly misleading."_ [_"Some notes on +'Anarchism'"_, pp. 141-5, **Anarchist Studies**, vol. 1, no. 2, p. 143] So +anarchists have evaluated "free market" capitalism and rejected it as non- +anarchist since the birth of anarchism and so attempts by "anarcho"-capitalism +to say that their system is "anarchist" flies in the face of this long history +of anarchist analysis. That some academics fall for their attempts to +appropriate the anarchist label for their ideology is down to a false premise: +it _"is judged to be anarchism largely because some anarcho-capitalists +**say** they are 'anarchists' and because they criticise the State."_ [Peter +Sabatini, **Social Anarchism**, no. 23, p. 100] + +More generally, we must stress that most (if not all) anarchists do not want +to live in a society **just like this one** but without state coercion and +(the initiation of) force. Anarchists do not confuse "freedom" with the +"right" to govern and exploit others nor with being able to change masters. It +is not enough to say we can start our own (co-operative) business in such a +society. We want the abolition of the capitalist system of authoritarian +relationships, not just a change of bosses or the possibility of little +islands of liberty within a sea of capitalism (islands which are always in +danger of being flooded and our freedom destroyed). Thus, in this section of +the FAQ, we analysis many "anarcho"-capitalist claims on their own terms (for +example, the importance of equality in the market or why replacing the state +with private defence firms is simply changing the name of the state rather +than abolishing it) but that does not mean we desire a society nearly +identical to the current one. Far from it, we want to transform this society +into one more suited for developing and enriching individuality and freedom. + +Finally, we dedicate this section of the FAQ to those who have seen the real +face of "free market" capitalism at work: the working men and women (anarchist +or not) murdered in the jails and concentration camps or on the streets by the +hired assassins of capitalism. + +For more discussion on this issue, see the appendix ["Anarchism and +'Anarcho'-capitalism"](append1.html) + diff --git a/markdown/secG1.md b/markdown/secG1.md new file mode 100644 index 0000000000000000000000000000000000000000..074ce23489d9e964fbb80f0a1aee17f36c39524b --- /dev/null +++ b/markdown/secG1.md @@ -0,0 +1,2064 @@ +# G.1 Are individualist anarchists anti-capitalist? + +To answer this question, it is necessary to first define what we mean by +capitalism and socialism. While there is a tendency for supporters of +capitalism (and a few socialists!) to equate it with the market and private +property, this is not the case. It is possible to have both and not have +capitalism (as we discuss in [section G.1.1](secG1.html#secg11) and [section +G.1.2](secG1.html#secg12), respectively). Similarly, the notion that +"socialism" means, by definition, state ownership and/or control, or that +being employed by the state rather than by private capital is "socialism" is +distinctly wrong. While some socialists have, undoubtedly, defined socialism +in precisely such terms, socialism as a historic movement is much wider than +that. As Proudhon put it, _"[m]odern Socialism was not founded as a sect or +church; it has seen a number of different schools."_ [**Selected Writings of +Pierre-Joseph Proudhon**, p. 177] + +As Proudhon, Bakunin, Kropotkin and Tucker all stressed, anarchism is one of +those schools. For Kropotkin, anarchism was _"the no-government system of +socialism."_ [**Anarchism**, p. 46] Likewise, for Tucker, there were _"two +schools of socialistic thought"_, one of which represented authority and the +other liberty, namely _"State Socialism and Anarchism."_ [**The Individualist +Anarchists**, pp. 78-9] It was _"not Socialist Anarchism against Individualist +Anarchism, but of Communist Socialism against Individualist Socialism."_ +[Tucker, **Liberty**, no. 129, p. 2] As one expert on Individualist Anarchism +noted, Tucker _"looked upon anarchism as a branch of the general socialist +movement."_ [James J. Martin, **Men Against the State**, pp. 226-7] Thus we +find Individualist anarchist Victor Yarros, like Tucker, talking about _"the +position and teachings of the Anarchistic Socialists"_ when referring to his +ideas. [**Liberty**, no. 98, p. 5] + +Part of problem is that in the 20th century, the statist school of socialism +prevailed both within the labour movement (at least in English speaking +countries or until fascism destroyed it in mainland Europe and elsewhere) and +within the revolutionary movement (first as social democracy, then as +Communism after the Russian Revolution). This lead, it should be noted, to +anarchists not using the term "socialist" to describe their ideas as they did +not want to be confused with either reformed capitalism (social democracy) or +state capitalism (Leninism and Stalinism). As anarchism was understood as +being inherently anti-capitalist, this did not become an issue until certain +right-wing liberals started calling themselves "anarcho"-capitalists (somewhat +ironically, these liberals joined with the state socialists in trying to limit +anarchism to anti-statism and denying their socialist credentials). Another +part of the problem is that many, particularly those in America, derive their +notion of what socialism is from right-wing sources who are more than happy to +agree with the Stalinists that socialism **is** state ownership. This is case +with right-"libertarians", who rarely study the history or ideas of socialism +and instead take their lead from such fanatical anti-socialists as Ludwig von +Mises and Murray Rothbard. Thus they equate socialism with social democracy or +Leninism/Stalinism, i.e. with state ownership of the means of life, the +turning of part or the whole working population into employees of the +government or state regulation and the welfare state. In this they are often +joined by social democrats and Marxists who seek to excommunicate all other +kinds of socialism from the anti-capitalist movement. + +All of which leads to some strange contradictions. If "socialism" **is** +equated to state ownership then, clearly, the individualist anarchists are not +socialists but, then, neither are the social anarchists! Thus if we assume +that the prevailing socialism of the 20th century defines what socialism is, +then quite a few self-proclaimed socialists are not, in fact, socialists. This +suggests that socialism cannot be limited to state socialism. Perhaps it would +be easier to define "socialism" as restrictions on private property? If so, +then, clearly, social anarchists are socialists but then, as we will prove, so +are the individualist anarchists! + +Of course, not all the individualist anarchists used the term "socialist" or +"socialism" to describe their ideas although many did. Some called their ideas +Mutualism and explicitly opposed socialism (William Greene being the most +obvious example). However, at root the ideas were part of the wider socialist +movement and, in fact, they followed Proudhon in this as he both proclaimed +himself a socialist while also attacking it. The apparent contradiction is +easily explained by noting there are two schools of socialism, state and +libertarian. Thus it is possible to be both a (libertarian) socialist and +condemn (state) socialist in the harshest terms. + +So what, then, is socialism? Tucker stated that _"the bottom claim of +Socialism"_ was _"that labour should be put in possession of its own,"_ that +_"the natural wage of labour is its product"_ and _"interest, rent, and profit +. . . constitute the trinity of usury."_ [**The Individualist Anarchists**, p. +78 and p. 80] This definition also found favour with Kropotkin who stated that +socialism _"in its wide, generic, and true sense"_ was an _"effort to +**abolish** the exploitation of labour by capital."_ [**Anarchism**, p. 169] +For Kropotkin, anarchism was _"brought forth by the same critical and +revolutionary protest which gave rise to Socialism in general"_, socialism +aiming for _"the negation of Capitalism and of society based on the subjection +of labour to capital."_ Anarchism, unlike other socialists, extended this to +oppose _"what constitutes the real strength of Capitalism: the State and its +principle supports."_ [**Environment and Evolution**, p. 19] Tucker, +similarly, argued that Individualist anarchism was a form of socialism and +would result in the _"emancipation of the workingman from his present slavery +to capital."_ [**Instead of a Book**, p. 323] + +The various schools of socialism present different solutions to this +exploitation and subjection. From the nationalisation of capitalist property +by the state socialists, to the socialisation of property by the libertarian +communists, to the co-operatives of mutualism, to the free market of the +individualist anarchists, all are seeking, in one way or the other, to ensure +the end of the domination and exploitation of labour by capital. The +disagreements between them all rest in whether their solutions achieve this +aim and whether they will make life worth living and enjoyable (which also +explains why individualist and social anarchists disagree so much!). For +anarchists, state socialism is little more than state **capitalism**, with a +state monopoly replacing capitalist monopolies and workers being exploited by +one boss (the state) rather than many. So all anarchists would agree with +Yarrows when he argued that _"[w]hile **State** Socialism removes the disease +by killing the patient, **no**-State Socialism offers him the means of +recovering strength, health, and vigour."_ [**Liberty**, no. 98, p. 5] + +So, why are the individualist anarchists anti-capitalists? There are two main +reasons. + +Firstly, the Individualist Anarchists opposed profits, interest and rent as +forms of exploitation (they termed these non-labour incomes _**"usury"**_, but +as Tucker stressed usury was _"but another name for the exploitation of +labour."_ [**Liberty**, no. 122, p. 4]). To use the words of Ezra Heywood, the +Individualist Anarchists thought _"Interest is theft, Rent Robbery, and Profit +Only Another Name for Plunder."_ [quoted by Martin Blatt, _"Ezra Heywood & +Benjamin Tucker,"_, pp. 28-43, **Benjamin R. Tucker and the Champions of +Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 29] Non-labour incomes +are merely _"different methods of levying tribute for the use of capital."_ +Their vision of the good society was one in which _"the usurer, the receiver +of interest, rent and profit"_ would not exist and Labour would _"secure its +natural wage, its entire product."_ [Tucker, **The Individualist Anarchists**, +p. 80, p. 82 and p. 85] This would also apply to dividends, _"since no idle +shareholders could continue in receipt of dividends were it not for the +support of monopoly, it follows that these dividends are no part of the proper +reward of ability."_ [Tucker, **Liberty**, no. 282, p. 2] + +In addition, as a means of social change, the individualists suggested that +activists start _"inducing the people to steadily refuse the payment of rents +and taxes."_ [**Instead of a Book** pp. 299-300] These are hardly statements +with which capitalists would agree. Tucker, as noted, also opposed interest, +considering it usury (exploitation and a _"crime"_) pure and simple and one of +the means by which workers were denied the full fruits of their labour. +Indeed, he looked forward to the day when _"any person who charges more than +cost for any product [will] . . . be regarded very much as we now regard a +pickpocket."_ This _"attitude of hostility to usury, in any form"_ hardly fits +into the capitalist mentality or belief system. [**Op. Cit.**, p. 155] +Similarly, Ezra Heywood considered profit-taking _"an injustice which ranked +second only to legalising titles to absolute ownership of land or raw- +materials."_ [James J. Martin, **Op. Cit.**, p. 111] Opposition to profits, +rent or interest is hardly capitalistic -- indeed, the reverse. + +Thus the Individualist Anarchists, like the social anarchists, opposed the +exploitation of labour and desired to see the end of capitalism by ensuring +that labour would own what it produced. They desired a society in which there +would no longer be capitalists and workers, only workers. The worker would +receive the full product of his/her labour, so ending the exploitation of +labour by capital. In Tucker's words, a free society would see _"each man +reaping the fruits of his labour and no man able to live in idleness on an +income from capital"_ and so society would _"become a great hive of +Anarchistic workers, prosperous and free individuals"_ combining _"to carry on +their production and distribution on the cost principle."_ [**The +Individualist Anarchists**, p. 276] + +Secondly, the Individualist Anarchists favoured a new system of land ownership +based on _**"occupancy and use."**_ So, as well as this opposition to +capitalist usury, the individualist anarchists also expressed opposition to +capitalist ideas on property (particularly property in land). J.K. Ingalls, +for example, considered that _"the private domination of the land"_ originated +in _"usurpation only, whether of the camp, the court or the market. Whenever +such a domination excludes or deprives a single human being of his equal +opportunity, it is a violation, not only of the public right, and of the +social duty, but of the very principle of law and morals upon which property +itself is based."_ [quoted by Martin, **Op. Cit.**, p. 148f] As Martin +comments, for Ingalls, _"[t]o reduce land to the status of a commodity was an +act of usurpation, enabling a group to 'profit by its relation to production' +without the expenditure of labour time."_ [**Op. Cit.**, p. 148] These ideas +are identical to Proudhon's and Ingalls continues in this Proudhonian +_"occupancy and use"_ vein when he argues that possession _"remains +**possession**, and can never become **property**, in the sense of absolute +dominion, except by positive statue [i.e. state action]. Labour can only claim +**occupancy**, and can lay no claim to more than the usufruct."_ Current +property ownership in land were created by _"forceful and fraudulent taking"_ +of land, which _"could give no justification to the system."_ [quoted by +Martin, **Op. Cit.**, p. 149] + +The capitalist system of land ownership was usually termed the _**"land +monopoly"**_, which consisted of _"the enforcement by government of land +titles which do not rest upon personal occupancy and cultivation."_ Under +anarchism, individuals would _"no longer be protected by their fellows in +anything but personal occupancy and cultivation of land"_ and so _"ground rent +would disappear."_ [Tucker, **The Individualist Anarchists**, p. 85] This +applied to what was on the land as well, such as housing: + +> _ "If a man exerts himself by erecting a building on land which afterward, +by the operation of the principle of occupancy and use, rightfully becomes +another's, he must, upon demand of the subsequent occupant, remove from this +land the results of his self-exertion, or, failing so to do, sacrifice his +property therein."_ [**Liberty**, no. 331, p. 4] + +This would apply to both the land and what was on it. This meant that +_"tenants would not be forced to pay . . . rent"_ nor would landlords _"be +allowed to seize their property."_ This, as Tucker noted, was a complete +rejection of the capitalist system of property rights and saw anarchism being +dependent on _"the Anarchistic view that occupancy and use should condition +and limit landholding becom[ing] the prevailing view."_ [**The Individualist +Anarchists**, p. 162 and p. 159] As Joseph Labadie put it, socialism includes +any theory _"which has for its object the **changing of the present status of +property** and the relations one person or class holds to another. In other +words, any movement which has for its aim the changing of social relations, of +companionships, of associations, of powers of one class over another class, is +Socialism."_ [our emphasis, **Liberty**, no. 158, p. 8] As such, both social +and individualist anarchists are socialists as both aimed at changing the +present status of property. + +It should also be noted here that the individualist anarchist ideal that +competition in banking would drive interest to approximately zero is their +equivalent to the social anarchist principle of free access to the means of +life. As the only cost involved would be an administration charge which covers +the labour involved in running the mutual bank, all workers would have access +to "capital" for (in effect) free. Combine this with "occupancy and use" in +terms of land use and it can be seen that both individualist and social +anarchists shared a common aim to make the means of life available to all +without having to pay a tribute to an owner or be dependent on a ruling +capitalist or landlord class. + +For these reasons, the Individualist Anarchists are clearly anti-capitalist. +While an Individualist Anarchy would be a market system, it would not be a +capitalist one. As Tucker argued, the anarchists realised _"the fact that one +class of men are dependent for their living upon the sale of their labour, +while another class of men are relieved of the necessity of labour by being +legally privileged to sell something that is not labour. . . . And to such a +state of things I am as much opposed as any one. But the minute you remove +privilege. . . every man will be a labourer exchanging with fellow-labourers . +. . What Anarchistic-Socialism aims to abolish is usury . . . it wants to +deprive capital of its reward."_ As noted above, the term _"usury,"_ for +Tucker, was simply a synonym for _"the exploitation of labour."_ [**Instead of +a Book**, p. 404 and p. 396] + +The similarities with social anarchism are obvious. Like them, the +individualist anarchists opposed capitalism because they saw that profit, rent +and interest were all forms of exploitation. As communist-anarchist Alexander +Berkman noted, _"[i]f the worker would get his due -- that is, the things he +produces or their equivalent -- where would the profits of the capitalist come +from? If labour owned the wealth it produced, there would be no capitalism."_ +Like social anarchists they opposed usury, to have to pay purely for +access/use for a resource. It ensured that a _"slice of their daily labour is +taken from [the workers] for the privilege of **using** these factories"_ +[**What is Anarchism?**, p. 44 and p. 8] For Marx, abolishing interest and +interest-bearing capital _"means the abolition of capital and of capitalist +production itself."_ [**Theories of Surplus Value**, vol. 3, p. 472] A +position, incidentally, also held by Proudhon who maintained that _"reduction +of interest rates to vanishing point is itself a revolutionary act, because it +is destructive of capitalism."_ [quoted by Edward Hyams, **Pierre-Joseph +Proudhon: His Revolutionary Life, Mind and Works**, p. 188] Like many +socialists, Individualist Anarchists used the term "interest" to cover all +forms of surplus value: _"the use of money"_ plus _"house-rent, dividends, or +share of profits"_ and having to _"pay a tax to somebody who owns the land."_ +_"In doing away with interest, the cause of inequality in material +circumstances will be done away with."_ [John Beverley Robinson, **The +Individualist Anarchists**, pp. 144-5] + +Given that Individualist Anarchism aimed to abolish interest along with rent +and profit it would suggest that it is a socialist theory. Unsurprisingly, +then, Tucker agreed with Marx's analysis on capitalism, namely that it lead to +industry concentrating into the hands of a few and that it robbed workers of +the fruits of the toil (for Francis Tandy it was a case of _"the Marxian +theory of surplus value, upon which all Socialistic philosophy -- whether +State or Anarchistic -- is necessarily based"_ [**Op. Cit.**, no. 312, p. 3]). +Tucker quoted a leading Marxist's analysis of capitalism and noted that +_"Liberty endorses the whole of it, excepting a few phrases concerning the +nationalisation of industry and the assumption of political power by working +people."_ However, he was at pains to argue that this analysis was first +expounded by Proudhon, _"that the tendency and consequences of capitalistic +production . . . were demonstrated to the world time and time again during the +twenty years preceding the publication of 'Das Kapital'" _ by the French +anarchist. This included _"the historical persistence of class struggles in +successive manifestations"_ as well as _"the theory that labour is the source +and measure of value."_ _"Call Marx, then, the father of State socialism, if +you will,"_ argued Tucker, _"but we dispute his paternity of the general +principles of economy on which all schools of socialism agree."_ [**Liberty**, +no. 35, p. 2] + +This opposition to profits, rent and interest as forms of exploitation and +property as a form of theft clearly makes individualist anarchism anti- +capitalist and a form of (libertarian) socialism. In addition, it also +indicates well the common ground between the two threads of anarchism, in +particular their common position to capitalism. The social anarchist Rudolf +Rocker indicates well this common position when he argues: + +> _"it is difficult to reconcile personal freedom with the existing economic +system. Without doubt the present inequality of economic interests and the +resulting class conflicts in society are a continual danger to the freedom of +the individual . . . [T]he undisturbed natural development of human +personality is impossible in a system which has its root in the shameless +exploitation of the great mass of the members of society. One cannot be free +either politically or personally so long as one is in economic servitude of +another and cannot escape from this condition. This was recognised by men like +Godwin, Warren, Proudhon, Bakunin, [and women like Goldman and de Cleyre, we +must add!] and many others who subsequently reached the conviction that the +domination of man over man will not disappear until there is an end of the +exploitation of man by man."_ [**Nationalism and Culture**, p. 167] + +There are other, related, reasons why the individualist anarchists must be +considered left-wing libertarians rather than right-wing ones. Given their +opposition to non-labour income, they saw their proposals as having +egalitarian implications. As regards equality, we discover that they saw their +ideas as promoting it. Thus we find Tucker arguing that that the _"happiness +possible in any society that does not improve upon the present in the matter +of distribution of wealth, can hardly be described as beatific."_ He was +clearly opposed to _"the inequitable distribution of wealth"_ under capitalism +and equally clearly saw his proposals as a means of reducing it substantially. +The abolition of those class monopolies which create interest, rent and profit +would reduce income and wealth inequalities substantially. However, there was +_"one exception, and that a comparatively trivial one"_, namely economic rent +(the natural differences between different bits of land and individual +labour). This _"will probably remain with us always. Complete liberty will +very much lessen it; of that I have no doubt . . . At the worst, it will be a +small matter, no more worth consideration in comparison with the liberty than +the slight disparity that will always exist in consequence of inequalities of +skill."_ [_"Why I am an Anarchist"_, pp. 132-6, **Man!**, M. Graham (ed.), pp. +135-6] Another individualist anarchist, John Beverley Robinson, agreed: + +> _"When privilege is abolished, and the worker retains all that he produces, +then will come the powerful trend toward equality of material reward for +labour that will produce substantial financial and social equality, instead of +the mere political equality that now exists."_ [**Patterns of Anarchy**, pp. +278-9] + +As did Lysander Spooner, who pointed out that the _"wheel of fortune, in the +present state of things, is of such enormous diameter"_ and _"those on its top +are on so showy a height"_ wjile _"those underneath it are in such a pit of +debt, oppression, and despair."_ He argued that under his system _"fortunes +could hardly be represented by a wheel; for it would present no such height, +no such depth, no such irregularity of motion as now. It should rather be +represented by an extended surface, varied somewhat by inequalities, but still +exhibiting a general level, affording a safe position for all, and creating no +necessity, for either force or fraud, on the part of anyone to secure his +standing."_ Thus Individualist anarchism would create a condition _"neither of +poverty, nor riches; but of moderate competency \-- such as will neither +enervate him by luxury, nor disable him by destitution; but which will at once +give him and opportunity to labour, (both mentally and physically) and +stimulate him by offering him all the fruits of his labours."_ [quoted by +Stephan L. Newman, **Liberalism at Wit's End**, p. 72 and p. 73] + +As one commentator on individualist anarchism, Wm. Gary Kline, correctly +tsummarised: + +> _"Their proposals were designed to establish true equality of opportunity . +. . and they expected this to result in a society without great wealth or +poverty. In the absence of monopolistic factors which would distort +competition, they expected a society of largely self-employed workmen with no +significant disparity of wealth between any of them since all would be +required to live at their own expense and not at the expense of exploited +fellow human beings."_ [**The Individualist Anarchists: A Critique of +Liberalism**, pp. 103-4] + +Hence, like social anarchists, the Individualist Anarchists saw their ideas as +a means towards equality. By eliminating exploitation, inequality would soon +decrease as wealth would no longer accumulate in the hands of the few (the +owners). Rather, it would flow back into the hands of those who produced it +(i.e. the workers). Until this occurred, society would see _"[o]n one side a +dependent class of wage-workers and on the other a privileged class of wealth- +monopolisers, each become more and more distinct from the other as capitalism +advances."_ This has _"resulted in a grouping and consolidation of wealth +which grows apace by attracting all property, no matter by whom produced, into +the hands of the privileged, and hence property becomes a social power, an +economic force destructive of rights, a fertile source of injustice, a means +of enslaving the dispossessed."_ [William Ballie, **The Individualist +Anarchists**, p. 121] + +Moreover, like the social anarchists, the Individualist Anarchists were aware +that the state was not some neutral machine or one that exploited all classes +purely for its own ends. They were aware that it was a vehicle of **class +rule,** namely the rule of the capitalist class over the working class. +Spooner thought that that _"holders of this monopoly [of the money supply] now +rule and rob this nation; and the government, in all its branches, is simply +their tool"_ and that _"the employers of wage labour . . . are also the +monopolists of money."_ [Spooner, **A Letter to Grover Cleveland**, p. 42 and +p. 48] Tucker recognised that _"capital had so manipulated legislation"_ that +they gained an advantage on the capitalist market which allowed them to +exploit labour. [**The Individualist Anarchists**, pp. 82-3] He was quite +clear that the state was a **capitalist** state, with _"Capitalists hav[ing] +placed and kept on the statute books all sorts of prohibitions and taxes"_ to +ensure a "free market" skewed in favour of themselves. [**Instead of a Book**, +p. 454] A.H. Simpson argued that the Individualist Anarchist _"knows very well +that the present State . . . is simply the tool of the property-owning +class."_ [**The Individualist Anarchists**, p. 92] Thus both wings of the +anarchist movement were united in their opposition to capitalist exploitation +and their common recognition that the state was a tool of the capitalist +class, used to allow them to exploit the working class. + +Tucker, like other individualist anarchists, also supported labour unions, and +although he opposed violence during strikes he recognised that it was caused +by frustration due to an unjust system. Indeed, like social anarchists, he +considered _"the labourer in these days [as] a soldier. . . His employer is . +. . a member of an opposing army. The whole industrial and commercial world is +in a state of internecine war, in which the proletaires are massed on one side +and the proprietors on the other."_ The cause of strikes rested in the fact +that _"before . . . strikers violated the equal liberty of others, their own +right to equality of liberty had been wantonly and continuously violated"_ by +the capitalists using the state, for the _"capitalists . . . in denying [a +free market] to [the workers] are guilty of criminal invasion."_ [**Instead of +a Book**, p. 460 and p. 454] _"With our present economic system,"_ Tucker +stressed, _"almost every strike is just. For what is justice in production and +distribution? That labour, which creates all, shall have **all.**"_ +[**Liberty**, no. 19, p. 1] + +Another important aspects of unions and strikes were that they represented +both a growing class consciousness and the ability to change society. _"It is +the power of the great unions to paralyse industry and **ignore** the +government that has alarmed the political burglars,"_ argued Victor Yarrows. +This explained why unions and strikes were crushed by force as _"the State can +have no rival, say the plutocrats, and the trades unions, with the sympathetic +strike and boycott as weapons, are becoming too formidable."_ Even defeated +strikes were useful as they ensured that _"the strikers and their sympathisers +will have acquired some additional knowledge of the essential nature of the +beast, government, which plainly has no other purpose at present than to +protect monopoly and put down all opposition to it."_ _"There is such a thing +as the solidarity of labour,"_ Yarrows went on, _"and it is a healthy and +encouraging sign that workmen recognise the need of mutual support and co- +operation in their conflict with monopoly and its official and unofficial +servants. Labour has to fight government as well as capital, 'law and order' +as well as plutocracy. It cannot make the slightest movement against monopoly +without colliding with some sort of 'authority', Federal, State, or +municipal."_ The problem was that the unions _"have no clear general aims and +deal with results rather than causes."_ [**Liberty**, no. 291, p. 3] + +This analysis echoed Tucker's, who applauded the fact that _"[a]nother era of +strikes apparently is upon us. In all trades and in all sections of the +country labour is busy with its demands and its protests. Liberty rejoices in +them. They give evidence of life and spirit and hope and growing intelligence. +They show that the people are beginning to know their rights, and, knowing, +dare to maintain them. Strikes, whenever and wherever inaugurated, deserve +encouragement from all true friends of labour."_ [**Op. Cit.**, no. 19, p. 1] +Even failed strikes were useful, for they exposed _"the tremendous and +dangerous power now wielded by capital."_ [**Op. Cit.**, no. 39, p. 1] The +_"capitalists and their tools, the legislatures, already begin to scent the +impending dangers of trades-union socialism and initiatory steps are on foot +in the legislatures of several states to construe labour combinations as +conspiracies against commerce and industry, and suppress them by law."_ [**Op. +Cit.**, no. 22, p. 3] + +Some individualist anarchists, like Dyer Lum and Joseph Labadie, were union +organisers while Ezra Heywood _"scoffed at supporters of the status quo, who +saw no evidence of the tyranny on the part of capital, and who brought up the +matter of free contract with reference to labourers. This argument was no +longer valid. Capital controlled land, machinery, steam power, waterfalls, +ships, railways, and above all, money and public opinion, and was in a +position to wait out recalcitrancy at its leisure."_ [Martin, **Op. Cit.**, p. +107] For Lum, _"behind the capitalist . . . privilege stands as support"_ and +so social circumstances matter. _"Does liberty exist,"_ he argued, _"where +rent, interest, and profit hold the employee in economic subjection to the +legalised possessor of the means of life? To plead for individual liberty +under the present social conditions, to refuse to abate one jot of control +that legalised capital has over individual labour, and to assert that the +demand for restrictive or class legislation comes only from the voluntary +associations of workmen [i.e., trade unions] is not alone the height of +impudence, but a barefaced jugglery of words."_ [**Liberty**, no. 101, p. 5] + +Likewise, Tucker advocated and supported many other forms of non-violent +direct action as well as workplace strikes, such as boycotts and rent strikes, +seeing them as important means of radicalising the working class and creating +an anarchist society. However, like social anarchists the Individualist +Anarchists did not consider labour struggle as an end in itself -- they +considered reforms (and discussion of a _"fair wage"_ and _"harmony between +capital and labour"_) as essentially _"conservative"_ and would be satisfied +with no less than _"the abolition of the monopoly privileges of capital and +interest-taking, and the return to labour of the full value of its +production."_ [Victor Yarros, quoted by Martin, **Op. Cit.**, p. 206f] + +Therefore, it is clear that both social and Individualist Anarchists share +much in common, including an opposition to capitalism. The former may have +been in favour of free exchange but between equally situated individuals. Only +given a context of equality can free exchange be considered to benefit both +parties equally and not generate growing inequalities which benefit the +stronger of the parties involved which, in turn, skews the bargaining position +of those involved in favour of the stronger (also see [section +F.3](secF3.html)). + +It is unsurprising, therefore, that the individualist anarchists considered +themselves as socialists. Like Proudhon, they desired a (libertarian) +socialist system based on the market but without exploitation and which rested +on possession rather than capitalist private property. With Proudhon, only the +ignorant or mischievous would suggest that such a system was capitalistic. The +Individualist Anarchists, as can be seen, fit very easily into Kropotkin's +comments that _"the anarchists, in common with all socialists . . . maintain +that the now prevailing system of private ownership in land, and our +capitalist production for the sake of profits, represent a monopoly which runs +against both the principles of justice and the dictates of utility."_ +[**Anarchism**, p. 285] While they rejected the communist-anarchist solution +to the social question, they knew that such a question existed and was rooted +in the exploitation of labour and the prevailing system of property rights. + +So why is Individualist Anarchism and Proudhon's mutualism socialist? Simply +because they opposed the exploitation of labour by capital and proposed a +means of ending it. The big debate between social and individualist anarchists +is revolves around whether the other school can **really** achieve this common +goal and whether its proposed solution would, in fact, secure meaningful +individual liberty for all. + +## G.1.1 What about their support of the free market? + +Many, particularly on the "libertarian"-right, would dismiss claims that the +Individualist Anarchists were socialists. By their support of the "free +market" the Individualist Anarchists, they would claim, show themselves as +really supporters of capitalism. Most, if not all, anarchists would reject +this claim. Why is this the case? + +This because such claims show an amazing ignorance of socialist ideas and +history. The socialist movement has had a many schools, many of which, but not +all, opposed the market and private property. Given that the right +"libertarians" who make such claims are usually not well informed of the ideas +they oppose (i.e. of socialism, particularly **libertarian** socialism) it is +unsurprising they claim that the Individualist Anarchists are not socialists +(of course the fact that many Individualist Anarchists argued they **were** +socialists is ignored). Coming from a different tradition, it is unsurprising +they are not aware of the fact that socialism is not monolithic. Hence we +discover right-"libertarian" guru von Mises claiming that the _"essence of +socialism is the entire elimination of the market."_ [**Human Action**, p. +702] This would have come as something of a surprise to, say, Proudhon, who +argued that _"[t]o suppress competition is to suppress liberty itself."_ +[**The General Idea of the Revolution**, p. 50] Similarly, it would have +surprised Tucker, who called himself a socialist while supporting a freer +market than von Mises ever dreamt of. As Tucker put it: + +> _"**Liberty** has always insisted that Individualism and Socialism are not +antithetical terms; that, on the contrary, the most perfect Socialism is +possible only on condition of the most perfect Individualism; and that +Socialism includes, not only Collectivism and Communism, but also that school +of Individualist Anarchism which conceives liberty as a means of destroying +usury and the exploitation of labour."_ [**Liberty**, no. 129, p. 2] + +Hence we find Tucker calling his ideas both _"Anarchistic Socialism"_ and +_"Individualist Socialism"_ while other individualist anarchists have used the +terms _"free market anti-capitalism"_ and _"free market socialism"_ to +describe the ideas. + +The central fallacy of the argument that support for markets equals support +for capitalism is that many self-proclaimed socialists are not opposed to the +market. Indeed, some of the earliest socialists were market socialists (people +like Thomas Hodgskin and William Thompson, although the former ended up +rejecting socialism and the latter became a communal-socialist). Proudhon, as +noted, was a well known supporter of market exchange. German sociologist Franz +Oppenheimer expounded a similar vision to Proudhon and called himself a +_"liberal socialist"_ as he favoured a free market but recognised that +capitalism was a system of exploitation. [_"Introduction"_, **The State**, p. +vii] Today, market socialists like David Schweickart (see his **Against +Capitalism** and **After Capitalism**) and David Miller (see his **Market, +State, and community: theoretical foundations of market socialism**) are +expounding a similar vision to Proudhon's, namely of a market economy based on +co-operatives (albeit one which retains a state). Unfortunately, they rarely, +if ever, acknowledge their debt to Proudhon (needless to say, their Leninist +opponents do as, from their perspective, it damns the market socialists as not +being real socialists). + +It could, possibly, be argued that these self-proclaimed socialists did not, +in fact, understand what socialism "really meant." For this to be the case, +**other**, more obviously socialist, writers and thinkers would dismiss them +as not being socialists. This, however, is not the case. Thus we find Karl +Marx, for example, writing of _"the socialism of Proudhon."_ [**Capital**, +vol. 1, p. 161f] Engels talked about Proudhon being _"the Socialist of the +small peasant and master-craftsman"_ and of _"the Proudhon school of +Socialism."_ [Marx and Engels, **Selected Works**, p. 254 and p. 255] Bakunin +talked about Proudhon's _"socialism, based on individual and collective +liberty and upon the spontaneous action of free associations."_ He considered +his own ideas as _"Proudhonism widely developed and pushed right to these, its +final consequences"_ [**Michael Bakunin: Selected Writings**, p. 100 and p. +198] For Kropotkin, while Godwin was _"first theoriser of Socialism without +government -- that is to say, of Anarchism"_ Proudhon was the second as he, +_"without knowing Godwin's work, laid anew the foundations of Anarchism."_ He +lamented that _"many modern Socialists"_ supported _"centralisation and the +cult of authority"_ and so _"have not yet reached the level of their two +predecessors, Godwin and Proudhon."_ [**Evolution and Environment**, pp. 26-7] +These renown socialists did not consider Proudhon's position to be in any way +anti-socialist (although, of course, being critical of whether it would work +and its desirability if it did). Tucker, it should be noted, called Proudhon +_"the father of the Anarchistic school of Socialism."_ [**Instead of a Book**, +p. 381] Little wonder, then, that the likes of Tucker considered themselves +socialists and stated numerous times that they were. + +Looking at Tucker and the Individualist anarchists we discover that other +socialists considered them socialists. Rudolf Rocker stated that _"it is not +difficult to discover certain fundamental principles which are common to all +of them and which divide them from all other varieties of socialism. They all +agree on the point that man be given the full reward of his labour and +recognise in this right the economic basis of all personal liberty. They all +regard the free competition of individual and social forces as something +inherent in human nature . . . They answered the socialists of other schools +who saw in **free competition** one of the destructive elements of capitalist +society that the evil lies in the fact we have too little rather than too much +competition, since the power of monopoly has made competition impossible."_ +[**Pioneers of American Freedom**, p. 160] Malatesta, likewise, saw many +schools of socialism, including _"anarchist or authoritarian, mutualist or +individualist."_ [**Errico Malatesta: His Life and Ideas**, p. 95] + +Adolph Fischer, one of the Haymarket Martyrs and contemporary of Tucker, +argued that _"every anarchist is a socialist, but every socialist is not +necessarily an anarchist. The anarchists are divided into two factions: the +communistic anarchists and the Proudhon or middle-class anarchists."_ The +former _"advocate the communistic or co-operative method of production"_ while +the latter _"do not advocate the co-operative system of production, and the +common ownership of the means of production, the products and the land."_ +[**The Autobiographies of the Haymarket Martyrs**, p. 81] However, while not +being communists (i.e. aiming to eliminate the market), he obviously +recognised the Individualists Anarchists as fellow socialists (we should point +out that Proudhon **did** support co-operatives, but they did not carry this +to communism as do most social anarchists -- as is clear, Fischer means +communism by the term _"co-operative system of production"_ rather than co- +operatives as they exist today and Proudhon supported -- see [section +G.4.2](secG4.html#secg42)). + +Thus claims that the Individualist Anarchists were not "really" socialists +because they supported a market system cannot be supported. The simple fact is +that those who make this claim are, at best, ignorant of the socialist +movement, its ideas and its history or, at worse, desire, like many Marxists, +to write out of history competing socialist theories. For example, Leninist +David McNally talks of the _"anarcho-socialist Pierre-Joseph Proudhon"_ and +how Marx combated _"Proudhonian socialism"_ before concluding that it was _ +"non-socialism"_ because it has _"wage-labour and exploitation."_ [**Against +the Market**, p. 139 and p. 169] Of course, that this is not true (even in a +Marxist sense) did not stop him asserting it. As one reviewer correctly points +out, _"McNally is right that even in market socialism, market forces rule +workers' lives"_ and this is _"a serious objection. But it is not tantamount +to capitalism or to wage labour"_ and it _"does not have exploitation in +Marx's sense (i.e., wrongful expropriation of surplus by non-producers)"_ +[Justin Schwartz, **The American Political Science Review**, Vol. 88, No. 4, +p. 982] For Marx, as we noted in [section C.2](secC2.html), commodity +production only becomes capitalism when there is the exploitation of wage +labour. This is the case with Proudhon as well, who differentiated between +possession and private property and argued that co-operatives should replace +capitalist firms. While their specific solutions may have differed (with +Proudhon aiming for a market economy consisting of artisans, peasants and co- +operatives while Marx aimed for communism, i.e. the abolition of money via +state ownership of capital) their analysis of capitalism and private property +were identical -- which Tucker consistently noted (as regards the theory of +surplus value, for example, he argued that _"Proudhon propounded and proved +[it] long before Marx advanced it."_ [**Liberty**, no. 92, p. 1]) + +As Tucker argued, _"the fact that State Socialism . . . has overshadowed other +forms of Socialism gives it no right to a monopoly of the Socialistic idea."_ +[**Instead of a Book**, pp. 363-4] It is no surprise that the authoritarian +left and "libertarian" right have united to define socialism in such a way as +to eliminate anarchism from its ranks -- they both have an interest in +removing a theory which exposes the inadequacies of their dogmas, which +explains how we can have both liberty **and** equality and have a decent, free +and just society. + +There is another fallacy at the heart of the claim that markets and socialism +do not go together, namely that all markets are capitalist markets. So another +part of the problem is that the same word often means different things to +different people. Both Kropotkin and Lenin said they were "communists" and +aimed for "communism." However, it does not mean that the society Kropotkin +aimed for was the same as that desired by Lenin. Kropotkin's communism was +decentralised, created and run from the bottom-up while Lenin's was +fundamentally centralised and top-down. Similarly, both Tucker and the Social- +Democrat (and leading Marxist) Karl Kautsky called themselves a "socialist" +yet their ideas on what a socialist society would be like were extremely +different. As J.W. Baker notes, _"Tucker considered himself a socialist . . . +as the result of his struggle against 'usury and capitalism,' but anything +that smelled of 'state socialism' was thoroughly rejected."_ [_"Native +American Anarchism,"_ pp. 43-62, **The Raven**, vol. 10, no. 1, p. 60] This, +of course, does not stop many "anarcho"-capitalists talking about "socialist" +goals as if all socialists were Stalinists (or, at best, social democrats). In +fact, "socialist anarchism" has included (and continues to include) advocates +of truly free markets as well as advocates of a non-market socialism which has +absolutely nothing in common with the state capitalist tyranny of Stalinism. +Similarly, they accept a completely ahistorical definition of "capitalism," so +ignoring the massive state violence and support by which that system was +created and is maintained. + +The same with terms like "property" and the "free market," by which the +"anarcho"-capitalist assumes the individualist anarchist means the same thing +as they do. We can take land as an example. The individualist anarchists +argued for an _**"occupancy and use"**_ system of "property" (see [next +section](secG1.html#secg12) for details). Thus in their "free market," land +would not be a commodity as it is under capitalism and so under individualist +anarchism absentee landlords would be considered as aggressors (for under +capitalism they use state coercion to back up their collection of rent against +the actual occupiers of property). Tucker argued that local defence +associations should treat the occupier and user as the rightful owner, and +defend them against the aggression of an absentee landlord who attempted to +collect rent. An "anarcho"-capitalist would consider this as aggression +**against** the landlord and a violation of "free market" principles. Such a +system of "occupancy and use" would involve massive violations of what is +considered normal in a capitalist "free market." Equally, a market system +which was based on capitalist property rights in land would **not** be +considered as genuinely free by the likes of Tucker. + +This can be seen from Tucker's debates with supporters of laissez-faire +capitalism such as Auberon Herbert (who, as discussed in [section +F.7.2](secF7.html#secf72), was an English minimal statist and sometimes called +a forerunner of "anarcho"-capitalism). Tucker quoted an English critic of +Herbert, who noted that _"When we come to the question of the ethical basis of +property, Mr. Herbert refers us to 'the open market'. But this is an evasion. +The question is not whether we should be able to sell or acquire 'in the open +market' anything which we rightfully possess, but how we come into rightful +possession."_ [**Liberty**, no. 172, p. 7] Tucker rejected the idea _"that a +man should be allowed a title to as much of the earth as he, in the course of +his life, with the aid of all the workmen that he can employ, may succeed in +covering with buildings. It is occupancy **and** use that Anarchism regards as +the basis of land ownership, . . . A man cannot be allowed, merely by putting +labour, to the limit of his capacity and beyond the limit of his person use, +into material of which there is a limited supply and the use of which is +essential to the existence of other men, to withhold that material from other +men's use; and any contract based upon or involving such withholding is as +lacking in sanctity or legitimacy as a contract to deliver stolen goods."_ +[**Op. Cit.**, no. 331, p. 4] + +In other words, an individualist anarchist would consider an +"anarcho"-capitalist "free market" as nothing of the kind and vice versa. For +the former, the individualist anarchist position on "property" would be +considered as forms of regulation and restrictions on private property and so +the "free market." The individualist anarchist would consider the +"anarcho"-capitalist "free market" as another system of legally maintained +privilege, with the free market distorted in favour of the wealthy. That +capitalist property rights were being maintained by private police would not +stop that regime being unfree. This can be seen when "anarcho"-capitalist +Wendy McElroy states that _"radical individualism hindered itself . . . +Perhaps most destructively, individualism clung to the labour theory of value +and refused to incorporate the economic theories arising within other branches +of individualist thought, theories such as marginal utility. Unable to embrace +statism, the stagnant movement failed to adequately comprehend the logical +alternative to the state -- a free market."_ [_"Benjamin Tucker, **Liberty**, +and Individualist Anarchism"_, pp. 421-434, **The Independent Review**, vol. +II, No. 3, p. 433] Therefore, rather than being a source of commonality, +individualist anarchism and "anarcho"-capitalism actually differ quite +considerably on what counts as a genuinely free market. + +So it should be remembered that "anarcho"-capitalists at best agree with +Tucker, Spooner, et al on fairly vague notions like the "free market." They do +not bother to find out what the individualist anarchists meant by that term. +Indeed, the "anarcho"-capitalist embrace of different economic theories means +that they actually reject the reasoning that leads up to these nominal +"agreements." It is the "anarcho"-capitalists who, by rejecting the underlying +economics of the mutualists, are forced to take any "agreements" out of +context. It also means that when faced with obviously anti-capitalist +arguments and conclusions of the individualist anarchists, the +"anarcho"-capitalist cannot explain them and are reduced to arguing that the +anti-capitalist concepts and opinions expressed by the likes of Tucker are +somehow "out of context." In contrast, the anarchist can explain these so- +called "out of context" concepts by placing them into the context of the ideas +of the individualist anarchists and the society which shaped them. + +The "anarcho"-capitalist usually admits that they totally disagree with many +of the essential premises and conclusions of the individualist anarchist +analyses (see [next section](secG3.html)). The most basic difference is that +the individualist anarchists rooted their ideas in the labour theory of value +while the "anarcho"-capitalists favour mainstream marginalist theory. It does +not take much thought to realise that advocates of socialist theories and +those of capitalist ones will naturally develop differing notions of what is +and what should be happening within a given economic system. One difference +that **has** in fact arisen is that the notion of what constitutes a "free +market" has differed according to the theory of value applied. Many things can +be attributed to the workings of a "free" market under a capitalist analysis +that would be considered symptoms of economic unfreedom under most socialist +driven analyses. + +This can be seen if you look closely at the case of Tucker's comments that +anarchism was simply _"consistent Manchesterianism."_ If this is done then a +simple example of this potential confusion can be found. Tucker argued that +anarchists _"accused"_ the Manchester men _"of being inconsistent,"_ that +while being in favour of laissez faire for _"the labourer in order to reduce +his wages"_ they did not believe _"in liberty to compete with the capitalist +in order to reduce his usury."_ [**The Individualist Anarchists**, p. 83] To +be consistent in this case is to be something other -- and more demanding in +terms of what is accepted as "freedom" -- than the average Manchesterian (i.e. +a supporter of "free market" capitalism). By _"consistent Manchesterism"_, +Tucker meant a laissez-faire system in which class monopolies did not exist, +where capitalist private property in land and intellectual property did not +exist. In other words, a free market purged of its capitalist aspects. +Partisans of the capitalist theory see things differently, of course, feeling +justified in calling many things "free" that anarchists would not accept, and +seeing "constraint" in what the anarchists simply thought of as "consistency." +This explains both his criticism of capitalism **and** state socialism: + +> _ "The complaint of the Archist Socialists that the Anarchists are bourgeois +is true to this extent and no further -- that, great as is their detestation +for a bourgeois society, they prefer its partial liberty to the complete +slavery of State Socialism."_ [_"Why I am an Anarchist"_, pp. 132-6, **Man!**, +M. Graham (ed.), p. 136] + +It should be clear that a "free market" will look somewhat different depending +on your economic presuppositions. Ironically, this is something +"anarcho"-capitalists implicitly acknowledge when they admit they do not agree +with the likes of Spooner and Tucker on many of their key premises and +conclusions (but that does not stop them claiming -- despite all that -- that +their ideas are a modern version of individualist anarchism!). Moreover, the +"anarcho"-capitalist simply dismisses all the reasoning that got Tucker there +-- that is like trying to justify a law citing Leviticus but then saying "but +of course all that God stuff is just absurd." You cannot have it both ways. +And, of course, the "anarcho"-capitalist support for non-labour based +economics allow them to side-step (and so ignore) much of what anarchists -- +communists, collectivists, individualists, mutualists and syndicalists alike +-- consider authoritarian and coercive about "actually existing" capitalism. +But the difference in economic analysis is critical. No matter what they are +called, it is pretty clear that individualist anarchist standards for the +freedom of markets are far more demanding than those associated with even the +freest capitalist market system. + +This is best seen from the development of individualist anarchism in the 20th +century. As historian Charles A. Madison noted, it _"began to dwindle rapidly +after 1900. Some of its former adherents joined the more aggressive +communistic faction . . . many others began to favour the rising socialist +movement as the only effective weapon against billion-dollar corporations."_ +[_"Benjamin R. Tucker: Individualist and Anarchist,"_ pp. 444-67, **The New +England Quarterly**, Vol. 16, No. 3, pp. p. 464] Other historians have noted +the same. _"By 1908,"_ argued Eunice Minette Schuster _"the industrial system +had fastened its claws into American soil"_ and while the _"Individualist +Anarchists had attempted to destroy monopoly, privilege, and inequality, +originating in the lack of opportunity"_ the _"superior force of the system +which they opposed . . . overwhelmed"_ them. Tucker left America in 1908 and +those who remained _"embraced either Anarchist-Communism as the result of +governmental violence against the labourers and their cause, or abandoned the +cause entirely."_ [**Native American Anarchism**, p. 158, pp. 159-60 and p. +156] While individualist anarchism did not entirely disappear with the ending +of **Liberty**, social anarchism became the dominant trend in America as it +had elsewhere in the world. + +As we note in [section G.4](secG4.html), the apparent impossibility of mutual +banking to eliminate corporations by economic competition was one of the +reasons Voltairine de Cleyre pointed to for rejecting individualist anarchism +in favour of communist-anarchism. This problem was recognised by Tucker +himself thirty years after **Liberty** had been founded. In the postscript to +a 1911 edition of his famous essay _"State Socialism and Anarchism"_, he +argued that when he wrote it 25 years earlier _"the denial of competition had +not effected the enormous concentration of wealth that now so gravely +threatens social order"_ and so while a policy of mutual banking might have +stopped and reversed the process of accumulation in the past, the way now was +_"not so clear."_ This was because the tremendous capitalisation of industry +now made the money monopoly a convenience, but no longer a necessity. Admitted +Tucker, the _"trust is now a monster which . . . even the freest competition, +could it be instituted, would be unable to destroy"_ as _"concentrated +capital"_ could set aside a sacrifice fund to bankrupt smaller competitors and +continue the process of expansion of reserves. Thus the growth of economic +power, producing as it does natural barriers to entry from the process of +capitalist production and accumulation, had resulted in a situation where +individualist anarchist solutions could no longer reform capitalism away. The +centralisation of capital had _"passed for the moment beyond their reach."_ +The problem of the trusts, he argued, _"must be grappled with for a time +solely by forces political or revolutionary,"_ i.e., through confiscation +either through the machinery of government _"or in denial of it."_ Until this +_"great levelling"_ occurred, all individualist anarchists could do was to +spread their ideas as those trying to _"hasten it by joining in the propaganda +of State Socialism or revolution make a sad mistake indeed."_ [quoted by James +J. Martin, **Op. Cit.**, pp. 273-4] + +In other words, the economic power of _"concentrated capital"_ and _"enormous +concentration of wealth"_ placed an insurmountable obstacle to the realisation +of anarchy. Which means that the abolition of usury and relative equality were +considered **ends** rather than side effects for Tucker and if free +competition could not achieve these then such a society would **not** be +anarchist. If economic inequality was large enough, it meant anarchism was +impossible as the rule of capital could be maintained by economic power alone +without the need for extensive state intervention (this was, of course, the +position of revolutionary anarchists like Bakunin, Most and Kropotkin in the +1870s and onwards whom Tucker dismissed as not being anarchists). + +Victor Yarros is another example, an individualist anarchist and associate of +Tucker, who by the 1920s had abandoned anarchism for social democracy, in part +because he had become convinced that economic privilege could not be fought by +economic means. As he put it, the most _"potent"_ of the _"factors and forces +[which] tended to undermine and discredit that movement"_ was _"the amazing +growth of trusts and syndicates, of holding companies and huge corporations, +of chain banks and chain stores."_ This _"gradually and insidiously shook the +faith of many in the efficacy of mutual banks, co-operative associations of +producers and consumers, and the competition of little fellows. Proudhon's +plan for a bank of the people to make industrial loans without interest to +workers' co-operatives, or other members, seemed remote and inapplicable to an +age of mass production, mechanisation, continental and international +markets."_ [_"Philosophical Anarchism: Its Rise, Decline, and Eclipse"_, pp. +470-483, **The American Journal of Sociology**, vol. 41, no. 4, p. 481] + +If the individualist anarchists shared the "anarcho"-capitalist position or +even shared a common definition of "free markets" then the _"power of the +trusts"_ would simply not be an issue. This is because "anarcho"-capitalism +does not acknowledge the existence of such power, as, by definition, it does +not exist in capitalism (although as noted in [section F.1](secF1.html) +Rothbard himself proved critics of this assertion right). Tucker's comments, +therefore, indicate well how far individualist anarchism actually is from +"anarcho"-capitalism. The "anarcho"-capitalist desires free markets no matter +their result or the concentration of wealth existing at their introduction. As +can be seen, Tucker saw the existence of concentrations of wealth as a problem +and a hindrance towards anarchy. Thus Tucker was well aware of the dangers to +individual liberty of inequalities of wealth and the economic power they +produce. Equally, if Tucker supported the "free market" above all else then he +would not have argued this point. Clearly, then, Tucker's support for the +"free market" cannot be abstracted from his fundamental principles nor can it +be equated with a "free market" based on capitalist property rights and +massive inequalities in wealth (and so economic power). Thus individualist +anarchist support for the free market does not mean support for a +**capitalist** "free market." + +In summary, the "free market" as sought by (say) Tucker would not be classed +as a "free market" by right-wing "libertarians." So the term "free market" +(and, of course, "socialism") can mean different things to different people. +As such, it would be correct to state that **all** anarchists oppose the "free +market" by definition as all anarchists oppose the **capitalist** "free +market." And, just as correctly, "anarcho"-capitalists would oppose the +individualist anarchist "free market," arguing that it would be no such thing +as it would be restrictive of property rights (**capitalist** property rights +of course). For example, the question of resource use in an individualist +society is totally different than in a capitalist "free market" as landlordism +would not exist. This is a restriction on capitalist property rights and a +violation of a capitalist "free market." So an individualist "free market" +would not be considered so by right-wing "libertarians" due to the substantial +differences in the rights on which it would be based (with no right to +capitalist private property being the most important). + +All this means that to go on and on about individualist anarchism and it +support for a free market simply misses the point. No one denies that +individualist anarchists were (and are) in favour of a "free market" but this +did not mean they were not socialists nor that they wanted the same kind of +"free market" desired by "anarcho"-capitalism or that has existed under +capitalism. Of course, whether their economic system would actually result in +the abolition of exploitation and oppression is another matter and it is on +this issue which social anarchists disagree with individualist anarchism +**not** whether they are socialists or not. + +## G.1.2 What about their support of "private property"? + +The notion that because the Individualist Anarchists supported "private +property" they supported capitalism is distinctly wrong. This is for two +reasons. Firstly, private property is not the distinctive aspect of capitalism +-- exploitation of wage labour is. Secondly, and more importantly, what the +Individualist Anarchists meant by "private property" (or "property") was +distinctly different than what is meant by theorists on the +"libertarian"-right or what is commonly accepted as "private property" under +capitalism. Thus support of private property does not indicate a support for +capitalism. + +On the first issue, it is important to note that there are many different +kinds of private property. If quoting Karl Marx is not **too** out of place: + +> _"Political economy confuses, on principle, two very different kinds of +private property, one of which rests on the labour of the producer himself, +and the other on the exploitation of the labour of others. It forgets that the +latter is not only the direct antithesis of the former, but grows on the +former's tomb and nowhere else. + +> + +> "In Western Europe, the homeland of political economy, the process of +primitive accumulation is more of less accomplished . . . + +> + +> "It is otherwise in the colonies. There the capitalist regime constantly +comes up against the obstacle presented by the producer, who, as owner of his +own conditions of labour, employs that labour to enrich himself instead of the +capitalist. The contradiction of these two diametrically opposed economic +systems has its practical manifestation here in the struggle between them."_ +[**Capital**, vol. 1, p. 931] + +So, under capitalism, _"property turns out to be the right, on the part of the +capitalist, to appropriate the unpaid labour of others, or its product, and +the impossibility, on the part of the worker, of appropriating his own +product."_ In other words, property is not viewed as being identical with +capitalism. _"The historical conditions of [Capital's] existence are by no +means given with the mere circulation of money and commodities. It arises only +when the owner of the means of production and subsistence finds the free +worker available on the market, as the seller of his own labour-power."_ Thus +wage-labour, for Marx, is the necessary pre-condition for capitalism, **not** +"private property" as such as _"the means of production and subsistence, while +they remain the property of the immediate producer, are not capital. They only +become capital under circumstances in which they serve at the same time as +means of exploitation of, and domination over, the worker."_ [**Op. Cit.**, p. +730, p. 264 and p. 938] + +For Engels, _"[b]efore capitalistic production"_ industry was _"based upon the +private property of the labourers in their means of production"_, i.e., _"the +agriculture of the small peasant"_ and _"the handicrafts organised in +guilds."_ Capitalism, he argued, was based on capitalists owning _"**social** +means of production only workable by a collectivity of men"_ and so they +_"appropriated . . . the product of the **labour of others**."_ Both, it +should be noted, had also made this same distinction in the **Communist +Manifesto**, stating that _"the distinguishing feature of Communism is not the +abolition of property generally, but the abolition of bourgeois property."_ +Artisan and peasant property is _"a form that preceded the bourgeois form"_ +which there _"is no need to abolish"_ as _"the development of industry has to +a great extent already destroyed it."_ This means that communism _"derives no +man of the power to appropriate the products of society; all that it does is +to deprive him of the power to subjugate the labour of others by means of such +appropriation."_ [Marx and Engels, **Selected Works**, p. 412, p. 413, p. 414, +p. 47 and p. 49] + +We quote Marx and Engels simply because as authorities on socialism go, they +are ones that right-"libertarians" (or Marxists, for that matter) cannot +ignore or dismiss. Needless to say, they are presenting an identical analysis +to that of Proudhon in **What is Property?** and, significantly, Godwin in his +**Political Justice** (although, of course, the conclusions drawn from this +common critique of capitalism were radically different in the case of +Proudhon). This is, it must be stressed, simply Proudhon's distinction between +property and possession (see [section B.3.1](secB3.html#secb31)). The former +is theft and despotism, the latter is liberty. In other words, for genuine +anarchists, "property" is a _**social relation**_ and that a key element of +anarchist thinking (both social and individualist) was the need to redefine +that relation in accord with standards of liberty and justice. + +So what right-"libertarians" do when they point out that the individualist +anarchists supported property is to misunderstand the socialist critique of +capitalism. They, to paraphrase Marx, confuse two very different kinds of +"property," one of which rests on the labour of the producers themselves and +the other on the exploitation of the labour of others. They do not analyse the +social relationships between people which the property in question generates +and, instead, concentrate on **things** (i.e. property). Thus, rather than +being interested in people and the relationships they create between +themselves, the right-"libertarian" focuses on property (and, more often than +not, just the word rather than what the word describes). This is a strange +position for someone seeking liberty to take, as liberty is a product of +social interaction (i.e. the relations we have and create with others) and not +a product of things (property is not freedom as freedom is a relationship +between people, not things). They confuse property with possession (and vice +versa). + +In pre-capitalist social environments, when property is directly owned by the +producer, capitalist defences of private property can be used against it. Even +John Locke's arguments in favour of private property could be used against +capitalism. As Murray Bookchin makes clear regarding pre-capitalist society: + +> _"Unknown in the 1640s, the non-bourgeois aspects of Locke's theories were +very much in the air a century and a half later . . . [In an artisan/peasant +society] a Lockean argument could be used as effectively against the merchants +. . . to whom the farmers were indebted, as it could against the King [or the +State]. Nor did the small proprietors of America ever quite lose sight of the +view that attempts to seize their farmsteads and possessions for unpaid debts +were a violation of their 'natural rights,' and from the 1770s until as late +as the 1930s they took up arms to keep merchants and bankers from +dispossessing them from land they or their ancestors had wrestled from +'nature' by virtue of their own labour. The notion that property was sacred +was thus highly elastic: it could be used as effectively by pre-capitalist +strata to hold on to their property as it could by capitalists strata to +expand their holdings."_ [**The Third Revolution**, vol. 1, pp. 187-8] + +The individualist anarchists inherited this perspective on property and sought +means of ending the transformation of American society from one where labour- +property predominated into one where capitalist private property (and so +exploitation) predominated. Thus their opposition to state interference in the +economy as the capitalists were using the state to advance this process (see [ +section F.8.5](secF8.html#secf85)). + +So artisan and co-operative property is not capitalist. It does not generate +relationships of exploitation and domination as the worker owns and controls +their own means of production. It is, in effect, a form of socialism (a +_"petit bourgeois"_ form of socialism, to use the typical insulting Marxist +phrase). Thus support for "private property" need not mean support for +capitalism (as shown, for example, by the Individualist Anarchists). To claim +otherwise is to ignore the essential insight of socialism and totally distort +the socialist case against capitalism. + +To summarise, from an anarchist (and Marxist) perspective capitalism is +**not** defined by "property" as such. Rather, it is defined by private +property, property which is turned into a means of exploiting the labour of +those who use it. For most anarchists, this is done by means of wage labour +and abolished by means of workers' associations and self-management (see [next +section](secG1.html#secg13) for a discussion of individualist anarchism and +wage labour). To use Proudhon's terminology, there is a fundamental difference +between property and possession. + +Secondly, and more importantly, what the Individualist Anarchists meant by +"private property" (or "property") was distinctly different than what is meant +by supporters of capitalism. Basically, the "libertarian" right exploit, for +their own ends, the confusion generated by the use of the word "property" by +the likes of Tucker to describe a situation of "possession." Proudhon +recognised this danger. He argued that _"it is proper to call different things +by different names, if we keep the name 'property' for the former [individual +possession], we must call the latter [the domain of property] robbery, repine, +brigandage. If, on the contrary, we reserve the name 'property' for the +latter, we must designate the former by the term **possession** or some other +equivalent; otherwise we should be troubled with an unpleasant synonym."_ +[**What is Property?**, p. 373] Unfortunately Tucker, who translated this +work, did not heed Proudhon's words of wisdom and called possession in an +anarchist society by the word "property" (but then, neither did Proudhon in +the latter part of his life!) + +Looking at Tucker's arguments, it is clear that the last thing Tucker +supported was capitalist property rights. For example, he argued that +_"property, in the sense of individual possession, is liberty"_ and contrasted +this with capitalist property. [**Instead of a Book**, p. 394] That his ideas +on "property" were somewhat different than that associated with +right-"libertarian" thinkers is most clearly seen with regards to land. Here +we discover him advocating _"occupancy and use"_ and rejecting the "right" of +land owners to bar the landless from any land they owned but did not +**personally** use. Rent was _"due to that denial of liberty which takes the +shape of land monopoly, vesting titles to land in individuals and associations +which do not use it, and thereby compelling the non-owning users to pay +tribute to the non-using owners as a condition of admission to the competitive +market."_ Anarchist opposition of rent did _"not mean simply the freeing of +unoccupied land. It means the freeing of all land not occupied **by the +owner.** In other words, it means land ownership limited by occupancy and +use."_ [Tucker, **The Individualist Anarchists**, p. 130 and p. 155] This +would result in a _"system of occupying ownership . . . accompanied by no +legal power to collect rent."_ [**Instead of a Book**, p. 325] + +A similar position was held by John Beverley Robinson. He argued that there +_"are two kinds of land ownership, proprietorship or property, by which the +owner is absolute lord of the land, to use it or to hold it out of use, as it +may please him; and possession, by which he is secure in the tenure of land +which he uses and occupies, but has no claim upon it at all if he ceases to +use it."_ Moreover, _"[a]ll that is necessary to do away with Rent is to away +with absolute property in land."_ [**Patterns of Anarchy**, p. 272] Joseph +Labadie, likewise, stated that _"the two great sub-divisions of Socialists"_ +(anarchists and State Socialists) both _"agree that the resources of nature -- +land, mines, and so forth -- should not be held as private property and +subject to being held by the individual for speculative purposes, that use of +these things shall be the only valid title, and that each person has an equal +right to the use of all these things. They all agree that the present social +system is one composed of a class of slaves and a class of masters, and that +justice is impossible under such conditions."_ [**What is Socialism?**] + +Thus the Individualist Anarchists definition of "property" differed +considerably from that of the capitalist definition. As they themselves +acknowledge. Robinson argued that _"the only real remedy is a change of heart, +through which land using will be recognised as proper and legitimate, but land +holding will be regarded as robbery and piracy."_ [**Op. Cit.**, p. 273] +Tucker, likewise, indicated that his ideas on "property" were not the same as +existing ones when he argued that _"the present system of land tenure should +be changed to one of occupancy and use"_ and that _"no advocate of occupancy- +and-use tenure of land believes that it can be put in force, until as a theory +it has been as generally . . . seen and accepted as the prevailing theory of +ordinary private property."_ [**Occupancy and Use verses the Single Tax**] +Thus, for Tucker, anarchism is dependent on _"the Anarchistic view that +occupancy and use should condition and limit landholding becom[ing] the +prevailing view."_ [**The Individualist Anarchists**, p. 159] + +Based on this theory of "property" Tucker opposed landlords and rent, arguing +that anarchy _"means the freeing of all land not occupied **by the owner**"_ +that is, _"land ownership limited by occupancy and use."_ He extended this +principle to housing, arguing that _"Anarchic associations"_ would _"not +collect your rent, and might not even evict your tenant"_ and _"tenants would +not be forced to pay you rent, nor would you be allowed to seize their +property. The Anarchic Associations would look upon your tenants very much as +they would look upon your guests."_ [**Op. Cit.**, p. 155 and p. 162] In fact, +individualist anarchism would _"accord the actual occupant and user of land +the right to that which is upon the land, who left it there when abandoning +the land."_ [Tucker, **Liberty**, no. 350, p. 4] + +In the case of land and housing, almost all Individualist Anarchists argued +that the person who lives or works on it (even under lease) would be regarded +_"as the occupant and user of the land on which the house stands, and as the +owner of the house itself,"_ that is they become _"the owner of both land and +house as soon as he becomes the occupant."_ [Tucker, **Occupancy and Use +Versus the Single Tax**] For Tucker, occupancy and use was _"the Anarchistic +solution of the land question"_ as it allowed free access to land to all, to +be _"enjoyed by the occupant without payment of tribute to a non-occupant."_ +This applied to what was on the land as well, for if A builds a house, and +rents it to B, who lives or works in it under the lease then Tucker would +_"regard B as the occupant and user of the land on which the house stands, and +as **the owner of the house itself.**"_ [**Liberty**, no. 308, p. 4] + +Needless to say, the individualist anarchists were just as opposed to that +mainstay of modern capitalism, the corporation. For Greene corporations +_"disarrange our social organisation, and make the just distribution of the +products of labour impossible."_ [quoted by Wm. Gary Kline, **The +Individualist Anarchists: A Critique of Liberalism**, p. 94] While opposing +state attempts to limit trusts (it did not get to the root of the problem +which lay in class privilege), Tucker took it for granted that _"corporate +privileges are in themselves a wrong."_ [**The Individualist Anarchists**, p. +129] Given that "occupancy and use" applies to what is on the land, it +logically follows that for those workplaces with absentee owners (i.e., owners +who hire managers to run them) then these are abandoned by their owners. By +the "occupancy and use" criteria, the land and what is on it reverts to those +actually using them (i.e., the workers in question). Corporations and +shareowners, in other words, are extremely unlikely to exist in individualist +anarchism. + +Hence to claim that the Individualist Anarchists supported capitalist property +rights is false. As can be seen, they advocated a system which differed +significantly to the current system, indeed they urged the restriction of +property rights to a form of possession. Unfortunately, by generally using the +term "property" to describe this new system of possession they generated +exactly the confusion that Proudhon foretold. Sadly, right-"libertarians" use +this confusion to promote the idea that the likes of Tucker supported +capitalist property rights and so capitalism. As Tucker argued, _"[d]efining +it with Proudhon as the sum total of legal privileges bestowed upon the holder +wealth, [individualist anarchism] agrees with Proudhon that property is +robbery. But using the word in the commoner acceptation, as denoting the +labour's individual possession of his product or of his proportional share of +the joint product of himself and others, [it] holds that property is +liberty."_ [**Liberty**, no. 122, p. 4] + +If, as it is sometimes suggested, the difference between a right "libertarian" +is that they despise the state because it hinders the freedom of property +while left libertarians condemn it because it is a bastion of property, it is +worthwhile to note two important facts. Firstly, that individualist anarchism +condemns the state because it protects the land monopoly, i.e., capitalist +property rights in land and what is on it, rather than a system of "occupancy +and use." Secondly, that all schools of anarchist oppose capitalism because it +is based on the exploitation of labour, an exploitation which the state +protects. Hence de Cleyre: _"I wish a sharp distinction made between the legal +institution of property, and property in the sense that what a man definitely +produces by his own labour is his own."_ The inequality and oppressions of +capitalism are _"the inevitable result of the whole politico-economic lie that +man can be free and the institution of property continue to exist."_ +[**Exquisite Rebel**, p. 297] Given this, given these bastions of property +against which the both the individualist and social anarchists turn their +fire, it is obvious that both schools are left libertarians. + +For these reasons it is clear that just because the Individualist Anarchists +supported (a form of) "property" does not mean they are capitalists. After +all, as we note in the [section G.2](secG2.html) communist-anarchists +recognise the necessity of allowing individuals to own and work their own land +and tools if they so desire yet no one claims that they support "private +property." Equally, that many of the Individualist Anarchists used the term +"property" to describe a system of possession (or _"occupancy-and-use"_) +should not blind us to the non-capitalist nature of that "property." Once we +move beyond looking at the words they used to what they meant by those words +we clearly see that their ideas are distinctly different from those of +supporters of capitalism. In fact, they share a basic commonality with social +anarchism (_"Property will lose a certain attribute which sanctifies it now. +The absolute ownership of it -- 'the right to use or abuse' will be abolished +-- and possession, use, will be the only title."_ [Albert R. Parsons, +**Anarchism: Its Philosophy and Scientific Basis**, p. 173]). This should be +unsurprising given the influence of Proudhon on both wings of the movement. + +As Malatesta noted, recognising the _"the right of workers to the products of +their own labour,"_ demanding _"the abolition of interest"_ and _"the division +of land and the instruments of labour among those who wish to use them"_ would +be _"a socialist school different from [communist-anarchism], but it is still +socialism."_ It would be a _"mutualist"_ socialism. [**At the Caf**, p. 54 and +p. 56] In other words, property need not be incompatible with socialism. It +all depends on the type of property being advocated. + +## G.1.3 What about their support for wage labour? + +As we have argued in [section A.2.8](secA2.html#seca28) and elsewhere, a +consistent anarchist must oppose wage labour as this is a form of hierarchical +authority. While social anarchism has drawn this logical conclusion from +anarchist principles, individualist anarchism has not. While many of its +supporters have expressed opposition to wage labour along with other forms +hierarchical organisation, some (like Tucker) did not. The question is whether +supporting wage labour disqualifies them from the socialist movement or not. + +Within individualist anarchism, there are two different positions on this +matter. Some of them clearly opposed wage labour as inherently exploitative +and saw their socio-economic ideas as a means of ending it. Others argued that +it was not wage labour **as such** which was the problem and, as a +consequence, they did not expect it to disappear under anarchy. So opposition +to exploitation of labour was a universal thread in Individualist Anarchist +thought, as it was in the social anarchist movement. However, opposition to +wage slavery was a common, but not universal, thread within the individualist +anarchist tradition. As we discuss in [section G.4](secG4.html), this is one +of the key reasons why social anarchists reject individualist anarchism, +arguing that this makes it both inconsistent in terms of general anarchist +principles as well in the principles of individualist anarchism. + +Voltairine de Cleyre in her overview of anarchism put the difference in terms +of individualist anarchism and mutualist anarchism. As she put it, the +_"extreme individualists"_ held that the _"essential institutions of +Commercialism are in themselves good, and are rendered vicious merely by the +interference by the State."_ This meant _"the system of employer and employed, +buying and selling, banking, and all the other essential institutions of +Commercialism"_ would exist under their form of anarchism. Two key differences +were that property in land would be modified so that it could be _"held by +individuals or companies for such time and in such allotments as they use +only"_ and that _"wages would rise to the full measure of the individual +production, and forever remain there"_ as _"bosses would be hunting for men +rather than men bosses."_ In other words, land would no longer owned as under +capitalism and workers would no longer be exploited as profit, interest and +rent could not exist and the worker would get the full product of his or her +labour in wages. In contrast, mutualist anarchism _"is a modification of the +program of Individualism, laying more emphasis upon organisation, co-operation +and free federation of the workers. To these the trade union is the nucleus of +the free co-operative group, which will obviate the necessity of an employer . +. . The mutualist position on the land question is identical with that of the +Individualists."_ The _"material factor which accounts for such differences as +there are between Individualists and Mutualists"_ was due to the former being +intellectual workers and so _"never know[ing] directly the oppressions of the +large factory, nor mingled with workers' associations. The Mutualists had; +consequently their leaning towards a greater Communism."_ [_"Anarchism"_, +**Exquisite Rebel**, p. 77 and p. 78] + +Next, we must clarify what is meant by **_"wage labour"_** and the related +term **_"wages system."_** They are not identical. Marx, for example, +corrected the Gotha Programme's _"abolition of the wage system"_ by saying +_"it should read: system of wage labour"_ (although that did not stop him +demanding _"the ultimate abolition of the wages system"_ elsewhere). [Marx and +Engels, **Selected Works**, p. 324 and p. 226] The difference lies in whether +there is communism (distribution according to need) or socialism (distribution +according to work done), as in Marx's (in)famous difference between a lower +and higher phase of communism. It is the difference between a distribution of +goods based on deeds and one based on needs and Kropotkin famous polemic _"The +collectivist Wages System"_ rests on it. He argued that the wages system was +based on _"renumeration to each according to the time spent in producing, +while taking into account the productivity of his labour"_. In other words: +_"To each according to his deeds."_ [**The Conquest of Bread**, p. 162 and p. +167] Such a wages system could exist in different forms. Most obviously, and +the focus of Kropotkin's critique, it could be a regime where the state owned +the means of production and paid its subjects according to their labour (i.e., +state socialism). It could also refer to a system of artisans, peasants and +co-operatives which sold the product of their labour on a market or exchanged +their goods with others based on labour-time notes (i.e., associational +socialism). + +This should not be confused with wage labour, in which a worker sells their +labour to a boss. This results in a hierarchical social relationship being +created in which the worker is the servant of the employer. The employer, as +they own the labour of the worker, also keeps the product of said labour and +as we argued in [section C.2](secC2.html), this places the boss is in a +position to get the worker to produce more than they get back in wages. In +other words, wage labour is based on oppression and can result in exploitation +as the bosses control both the production process (i.e., the labour of the +workers) and the goods it produces. It is this which explains socialist +opposition to wage labour -- it is the means by which labour is exploited +under capitalism (anarchist opposition to wage labour includes this but also +extends it to include its denial of freedom to those subject to workplace +hierarchy). + +So for the purposes of this discussion _**"wage labour"**_ refers to +hierarchical social relationships **within** production while _**"wages +system"**_ refers to how goods are distributed once they are produced. Thus +you can have a wages system without wage labour but not wage labour without a +wages system. Communist-anarchists aim for the abolition of both wage labour +and the wages system while mutualist-anarchists only aim to get rid of the +first one. + +The problem is that the terms are sometimes mixed up, with "wages" and "wages +system" being confused with "wage labour." This is the case with the +nineteenth century American labour movement which tended to use the term +"wages system" to refer to wage labour and the expression _"abolition of the +wages system"_ to refer to the aim of replacing capitalism with a market +system based on producer co-operatives. This is reflected in certain +translations of Proudhon. Discussing the _"workmen's associations"_ founded in +France during the 1848 revolution, Proudhon noted that _"the workmen, in order +to dispense with middlemen . . . , capitalists, etc., . . . have had to work a +little more, and get along with less wages."_ So he considered workers +associations as paying "wages" and so, obviously, meant by "wages" labour +income, **not** wage labour. The term "wage labour" was translated as "wages +system," so we find Proudhon arguing that the _"workmen's associations"_ are +_"a protest against the wage system"_ and a _"denial of the rule of +capitalists."_ Proudhon's aim was _"Capitalistic and proprietary exploitation, +stopped everywhere, the wage system abolished, equal and just exchange +guaranteed."_ [**The General Idea of the Revolution**, pp. 89-90, p. 98 and p. +281] This has been translated as _"Capitalist and landlord exploitation halted +everywhere, wage-labour abolished."_ [quoted by John Ehrenberg, **Proudhon and +his Age**, p. 116] + +We are sorry to belabour this point, but it is essential for understanding the +anarchist position on wage labour and the differences between different +schools of socialism. So before discussing the relation of individualist +anarchism to wage labour we needed to clarify what is meant by the term, +particularly as some people use the term wages to mean any kind of direct +payment for labour and so wage labour is sometimes confused with the wages +system. Similarly, the terms wage labour and wages systems are often used +interchangeably when, in fact, they refer to different things and abolition +the wages system can mean different things depending on who is using the +expression. + +So after this unfortunately essential diversion, we can now discuss the +position of individualist anarchism on wage labour. Unfortunately, there is no +consistent position on this issue within the tradition. Some follow social +anarchism in arguing that a free society would see its end, others see no +contradiction between their ideas and wage labour. We will discuss each in +turn. + +Joshua King Ingalls, for example, praised attempts to set up communities based +on libertarian principles as _"a demonstration . . . that none need longer +submit to the tyranny and exactions of the swindler and speculator in the +products of others toil. The example would be speedily followed by others who +would break away from the slavery of wages, and assert their independence of +capital."_ [_"Method of Transition for the Consideration of the True Friends +of Human Rights and Human Progress,"_ **Spirit of the Age**, Vol. I, No. 25, +pp. 385-387] The _"present relation of 'Capital and Labor' is . . . really a +mixed relation between contract and status; held by fiction of law as one of +'freedom of contract,' while it retains potentially all the essential features +of serfdom. Industrially and economically, the relation is substantially the +same as that which existed between the chattel and his owner, and the serf and +his lord."_ Ingalls pointed to _"the terrible fear of being 'out of a job,' +which freedom of contract means to a wage-worker."_ [_"Industrial Wars and +Governmental Interference,"_ **The Twentieth Century**, September 6, 1894, pp. +11-12] _"To reward capital,"_ he argued, _"is a direct inversion of natural +right, as the right of man must be acknowledged paramount to that of property +. . . Any system, securing a premium to capital, however small, must result in +the want, degradation and servitude of one class, and in bestowing unearned +wealth and power upon another."_ [_"Man and Property, their Rights and +Relations,"_ **Spirit of the Age**, vol. I, no. 8, pp. 114-116] Like Proudhon, +he recognised that joint productive activity resulted in an output greater +than that possible by the same number of people working in isolation, an +output monopolised by those who owned the workplace or land in question: + +> _ "That the operation of any wealth increasing enterprise is co-operative +needs only stating . . . and its logic in division of the product of the +conjoint labour, can only be frustrated by the fiction that the worker has +contracted away his share of the increase by accepting wages. But, being +dispossessed of his common right to land, and to opportunity to use the common +materials and forces, he can make no equitable contract and cannot be lawfully +thus concluded . . . The only pretence which prevents this distribution, is +the plea that the worker in accepting wages, has tacitly contracted away his +share of the increase, has made a sale of his interest. Even this subterfuge +fails logically however, whenever the operators reduce the rate of +compensation without the full concurrence of the co-operative workers, and +their just claim to joint ownership obtains again. It is altogether too late, +to urge that this is a mere matter of exchange; so much money, so much +labour-; and that the operator may lay off and take on whom he pleases. It +never was, as economists teach, a matter of exchange, but one of co-operative +endeavour."_ [_"Industrial Wars and Governmental Interference,"_ **The +Twentieth Century**, September 6, 1894, pp. 11-12] + +Unsurprisingly given this analysis he saw the need to replace wage labour +(which he called _"false and immoral"_) with a better system: _"the adoption +of honesty in our useful industries, and a reciprocal system of exchange, +would unfold a grand and universal cooperative movement, seems so clear to +me."_ [_"The Wage Question"_, **The American Socialist**, Vol. 2, No. 38, p. +298] This would result in a boost to economic activity: + +> _ "No one, say they, will do anything but for profits. But the man who works +for wages has no profits; and is not only destitute of this stimulus, but his +labour product is minus the profits of the capitalist, landlord, and +forestaller. A rational economy would seem to require, that if any one +received extra inducement to act, it should be that one who did the most +labourious and repulsive work. It is thus seen, that while exorbitant profits +afford an unnatural stimulus, in mere wages we have an inadequate motive to +action."_ [_"Labor, Wages, And Capital. Division Of Profits Scientifically +Considered"_, **Brittan's Quarterly Journal**, No. I, pp. 66-79] + +The land monopoly was _"the foundation of class dominion and of poverty and +industrial subjection."_ [quoted by Bowman N. Hall, _"Joshua K. Ingalls, +American Individualist: Land Reformer, Opponent of Henry George and Advocate +of Land Leasing, Now an Established Mode",_ pp. 383-96, **American Journal of +Economics and Sociology**, Vol. 39, No. 4, p. 387] Without access to land, +people would have no option to sell their liberty to others and, as such, the +abolition of slavery and wage labour were related: + +> _ "The right to life involves the right to land to live and labour upon. +Commercial ownership of land which enables one to exclude another from it, and +thus enforces involuntary idleness, is as destructive of human freedom as +ownership of the person, enforcing involuntary service . . . Liberation of the +slaves would bring their labour in more direct competition with our over- +crowded and poorly paid wage-workers. I did not offer this as a reason against +the abolition of chattel slavery, but as a reason why the friends of +emancipation from chattel slavery should unite with the friends for the +emancipation of the wage worker, by restoring him the right to land, for the +production of the means of life . . . The real issue was between the rights of +labour and the rights of ownership."_ [quoted by Bowman N. Hall, **Op. Cit.**, +p. 385] + +This analysis was a common theme in pre-civil war libertarian circles. As +historian James J. Martin noted, _"[t]o men like Warren and Evens chattel +slavery was merely one side of a brutal situation, and although sympathetic +with its opponents, refused to take part in the struggle [against slavery] +unless it was extended to a wholesale attack on what they termed 'wage +slavery' in the states where Negro slavery no longer existed."_ [**Men Against +the State**, p. 81] Such a view, we may add, was commonplace in radical +working class journals and movements of the time. Thus we find George Henry +Evans (who heavily influenced Individualist Anarchists like Warren and Ingalls +with the ideas of land reform based on _"occupancy and use"_) writing: + +> _"I was formally, like yourself, sir, a very warm advocate of the abolition +of (black) slavery. This was before I saw that there was white slavery. Since +I saw this, I have materially changed my views as to the means of abolishing +Negro slavery. I now see clearly, I think, that to give the landless black the +privilege of changing masters now possessed by the landless white, would +hardly be a benefit to him in exchange for his surety of support in sickness +and old age, although he is in a favourable climate."_ [quoted by Martin, +**Op. Cit.**, p. 81f] + +Ingalls, likewise, _"considered the only 'intelligent' strike [by workers as] +one which would be directed against wage work altogether."_ For Lysander +Spooner, liberty meant that the worker was entitled to _"all the fruits of his +own labour"_ and argued that this _"might be feasible"_ only when _"every man +[was] own employer or work for himself in a direct way, since working for +another resulted in a portion being diverted to the employer."_ [Martin, **Op. +Cit.**, p. 153 and p. 172] To quote Spooner: + +> _ "When a man knows that he is to have **all** the fruits of his labour, he +labours with more zeal, skill, and physical energy, than when he knows -- as +in the case of one labouring for wages -- that a portion of the fruits of his +labour are going to another. . . In order that each man may have the fruits of +his own labour, it is important, as a general rule, that each man should be +his own employer, or work directly for himself, and not for another for wages; +because, in the latter case, a part of the fruits of his labour go to his +employer, instead of coming to himself . . . That each man may be his own +employer, it is necessary that he have materials, or capital, upon which to +bestow his labour."_ [**Poverty: Its Illegal Causes and Legal Cure**, p. 8] + +Wage labour had a negative impact on those subject to it in terms of their +personal development. _"The mental independence of each individual would be +greatly promoted by his pecuniary independence,"_ Spooner argued. _"Freedom of +thought, and the free utterance of thought, are, to a great degree, suppressed +. . . by their dependence upon the will and favour of others, for that +employment by which they must obtain their daily bread. They dare not +investigate, or if they investigate, dare not freely avow and advocate those +moral, social, religious, political, and economical truths, which alone calm +rescue them from their degradation, lest they should thereby sacrifice their +bread by stirring the jealousy of those out whom they are dependent, and who +derive their power, wealth, and consequence from the ignorance and servitude +of the poor."_ [**Op. Cit.**, p. 54] As we argued in [section +B.1](secB1.html), all forms of hierarchy (including wage labour) distorts the +personality and harms the individual psychologically. + +Spooner argued that it was state restrictions on credit and money (the _"money +monopoly"_ based on banks requiring specie to operate) as the reason why +people sell themselves to others on the labour market. As he put it, _"a +monopoly of money . . . . put[s] it wholly out of the power of the great body +of wealth-producers to hire the capital needed for their industries; and thus +compel them . . . -- by the alternative of starvation -- to sell their labour +to the monopolists of money . . . [who] plunder all the producing classes in +the prices of their labour."_ Spooner was well aware that it was capitalists +who ran the state (_"the employers of wage labour . . . are also the +monopolists of money"_). In his ideal society, the _"amount of money capable +of being furnished . . . is so great that every man, woman, and child. . . +could get it, and go into business for himself, or herself -- either singly, +or in partnerships -- and be under no necessity to act as a servant, or sell +his or her labour to others. All the great establishments, of every kind, now +in the hands of a few proprietors, but employing a great number of wage +labourers, would be broken up; for few, or no persons, who could hire capital, +and do business for themselves, would consent to labour for wages for +another."_ [**A Letter to Grover Cleveland**, p. 20, p. 48 and p. 41] + +As Eunice Minette Schuster noted, Spooner's _"was a revolt against the +industrial system"_, a _"**return** to **pre-industrial** society."_ He +_"would destroy the factory system, wage labour . . . by making every +individual a small capitalist, an independent producer"_ and _"turn the clock +of time backwards, not forward."_ This position seems to have been a common +one, for _"the early American Individualists aimed to return . . . to an +economic system where everyone would be a small, independent proprietor."_ +[**Native American Anarchism**, p. 148, pp. 151-2 and p. 157] As another +commentator on individualist anarchism also noted, _"the dominant vision of +the future was obviously that of a relatively modest scale of production . . . +underpinned by individual, self-employed workers"_ and so the individualist +anarchists _"expected a society of largely self-employed workmen with no +significant disparity of wealth between any of them."_ [Wm. Gary Kline **The +Individualist Anarchists**, p. 95 and p. 104] + +This is not to say that all the individualist anarchists ignored the rise of +large scale industrial production. Far from it. Tucker, Greene and Lum all +recognised that anarchism had to adjust to the industrial system and proposed +different solutions for it. Greene and Lum followed Proudhon and advocated co- +operative production while Tucker argued that mutual banks could result in a +non-exploitative form of wage labour developing. + +William Greene pronounced that _"[t]here is no device of the political +economists so infernal as the one which ranks labour as a commodity, varying +in value according to supply and demand . . . To speak of labour as +merchandise is treason; for such speech denies the true dignity of man . . . +Where labour is merchandise in fact . . . there man is merchandise also, +whether in England or South Carolina."_ This meant that, _"[c]onsidered from +this point of view, the price of commodities is regulated not by the labour +expended in their production, but by the distress and want of the labouring +class. The greater the distress of the labourer, the more willing will he be +to work for low wages, that is, the higher will be the price he is willing to +give for the necessaries of life. When the wife and children of the labourer +ask for bread, and he has none to give them, then, according to the political +economists, is the community prosperous and happy; for then the rate of wages +is low, and commodities command a high price in labour."_ [**Mutual Banking**, +pp. 49-50 and p. 49] + +Greene's alternative was co-operation in production, consumption and exchange. +_"The triple formula of practical mutualism"_, he argued, was _"the associated +workshop"_ for production, the _"protective union store"_ for consumption and +the _"the Mutual Bank"_ for exchange. All three were required, for _"the +Associated Workshop cannot exist for a single day without the Mutual Bank and +the Protective Union Store."_ Without mutual banking, the productive co- +operatives would not survive as it would not gain access to credit or at a +high rate (_"How do you advance the cause of labour by putting your associated +neck under the heel of capital? Your talk about 'the emancipation of labour' +is wind and vapour; labour cannot be emancipated by any such process."_) Thus +the _"Associated Workshop ought to be an organisation of personal credit. For +what is its aim and purpose? Is it not the emancipation of the labourer from +all dependence upon capital and capitalists?"_ [**Op. Cit.**, p. 37, p. 34, p. +35 and p. 34] The example of the Mondragon co-operative complex in the Basque +country confirms the soundness of Greene's analysis. + +Here we see a similar opposition to the commodification of labour (and so +labourers) within capitalism that also marks social anarchist thought. As +Rocker notes, Greene _"emphasised more strongly the **principle of +association** than did Josiah Warren and more so than Spooner had done."_ He +had a _"strong sympathy for the **principle of association.** In fact, the +theory of Mutualism is nothing less that co-operative labour based on the cost +principle."_ He also _"rejected . . . the designation of labour as a +**commodity**"_ and _"constantly endeavoured to introduce his ideas into the +youthful labour movement . . . so as to prevent the social problem being +regarded by labour as only a question of wages."_ [**Pioneers of American +Freedom**,, p. 108, p. 109, pp. 111-2 and p. 112] This support for producers' +associations alongside mutual banks is identical to Proudhon's ideas -- which +is unsurprising as Greene was a declared follower of the French anarchist. +Martin also indicates Greene's support for co-operation and associative labour +and its relation to the wider labour movement: + +> _"Coming at a time when the labour and consumer groups were experimenting +with 'associated workshops' and 'protective union stores,' Greene suggested +that the mutual bank be incorporated into the movement, forming what he called +'complementary units of production, consumption, and exchange . . . the triple +formula of practical mutualism.'"_ [**Op. Cit.**, pp. 134-5] + +Dyer Lum was another individualist anarchist who opposed wage labour and +supported co-operative production. Like Greene, Lum took an active part in the +labour movement and was a union organiser. As he put it, the Knights of Labor +aimed to work for the _"abolishment of the wage-system"_ as well as the right +of life requiring the right to the means of living. Dyer, while rejecting +their infatuation with political action, had _"the fullest sympathy"_ for +their aims and supported their economic measures. [**Liberty**, no. 82, p. 7] +Unsurprisingly, as one historian notes, _"Lum began to develop an ideology +that centred on the labour reformers' demand: 'The Wage System must go!'"_ He +joined _"the ideological path of labour reformers who turned to a radicalised +laissez-faire explanation of wage slavery."_ [Frank H. Brooks, _"Ideology, +Strategy, and Organization: Dyer Lum and the American Anarchist Movement"_, +pp. 57-83, **Labor History**, vol. 34, No. 1, p. 63 and p. 67] Like the +communist-anarchists of the IWPA, for Lum trade unions were both the means of +fighting capitalism and the way to abolish wage labour: + +> _ "Anarchists in Chicago tended to be much more sympathetic to class +organisation, specifically unions, because they had many contacts to local +unions and the Knights of Labor. The issue was not resolved at the founding +conference of the IWPA, but the Chicago anarchists did manage to get a +resolution passed stating that 'we view in trades unions based upon +progressive principles \-- the abolition of the wages-system -- the corner- +stone of a better society structure than the present one.' + +> + +> "Lum agreed wholeheartedly with this resolution, particularly the phrase +'abolition of the wages-system.' This phrase not only confirmed the +ideological link between anarchism and labour reform, but also paralleled +similar language in the declaration of principles of the Knights of Labor. By +1886, Lum had joined the Knights and he urged other anarchists, particularly +individualists, to support their struggles. Lum continued to be involved with +organised labour for the next seven years, seeing unions as a practical +necessity in the struggle against class politics and state repression."_ +[Brooks, **Op. Cit.**, pp. 70-1] + +However, _"[d]espite the similarity between the evolution of Lum's strategy +and that of the revolutionary anti-statist socialists in the IWPA, his +analysis of 'wage slavery' was considerably more individualistic."_ [Brooks, +**Op. Cit.**, p. 66] Lum saw it as resulting primarily from state interference +in the economy which reduced the options available to working class people. +With a genuine free market based on free land and free credit workers would +work for themselves, either as independent producers or in co-operatives +(_"where capital seeks labour . . . where authority dissolves under the genial +glow of liberty, and necessity for wage-labour disappears."_ [Dyer D. Lum, +contained in Albert Parsons, **Anarchism**, p. 153]). Thus a key element of +_"Lum's anarchism was his mutualist economics, an analysis of 'wage slavery' +and a set of reforms that would 'abolish the wage system.'"_ [Brooks, **Op. +Cit.**, p. 71] Voltairine de Cleyre, in her individualist anarchist days, +concurred with her mentor Lum, arguing for a _"complete international +federation of labour, whose constituent groups shall take possession of land, +mines, factories, all the instruments of production, issue their own +certificates of exchange, and, in short, conduct their own industry without +regulative interference from law-makers or employers."_ [**The Voltairine de +Cleyre Reader**, p. 6] + +European individualist anarchists, it should be noted had a similar +perspective. As mentioned in [section A.3.1](secA3.html#seca31), Frenchman E. +Armand argued that _"ownership of the means of production and free disposal of +his produce"_ was _"the quintessential guarantee of the autonomy of the +individual"_ but only as long as _"the proprietor does not transfer it to +someone else or reply upon the services of someone else in operating it."_ [_ +"Mini-Manual of the Anarchist Individualist"_, pp. 145-9, **Anarchism**, +Robert Graham (ed.), p. 147] Another French individualist anarchist, Ernest +Lesigne, argued that in a free society, _"there should be no more +proletaires"_ as _"everybody"_ would be _"proprietor."_ This would result in +_"The land to the cultivator. The mine to the miner. The tool to the labourer. +The product to the producer."_ [quoted approvingly by Tucker, **Instead of a +Book**, p. 17 and p. 18] Lesigne considered _"co-operative production"_ as _"a +solution to the great problem of social economy, -- the delivery of products +to the consumer at cost"_ and as a means of producers to _"receive the value +of your product, of your effort, without having to deal with a mass of +hucksters and exploiters."_ [**The Individualist Anarchists**, p. 123] + +In other words, many individualist anarchists envisioned a society without +wage labour and, instead, based upon peasant, artisan and associated/co- +operative labour (as in Proudhon's vision). In other words, a +**non**-capitalist society or, more positively, a (libertarian) socialist one +as the workers' own and control the means of production they use. Like social +anarchists, they opposed capitalist exploitation, wage slavery and property +rights. However, not all individualist anarchists held this position, a +notable exception being Benjamin Tucker and many of his fellow contributors of +**Liberty**. Tucker asserted against the common labour movement and social +anarchist equation of capitalism with wage slavery that _"[w]ages is not +slavery. Wages is a form of voluntary exchange, and voluntary exchange is a +form of Liberty."_ [**Liberty**, no. 3, p. 1] + +The question how is, does this support of wage labour equate to support for +capitalism? The answer to that depends on whether you see such a system as +resulting in the exploitation of labour. If socialism is, to requote +Kropotkin, _"understood in its wide, generic, and true sense"_ as _"an effort +to **abolish** the exploitation of labour by capital"_ then even those +Individualist Anarchists who support wage labour must be considered as +socialists due to their opposition to usury. It is for this reason we discover +Rudolf Rocker arguing that Stephan P. Andrews was _"one of the most versatile +and significant exponents of libertarian socialism"_ in the USA in spite of +his belief that _"the specific cause of the economic evil [of capitalism] is +founded not on the existence of the wage system"_ but, rather, on the +exploitation of labour, _"on the unjust compensation of the worker"_ and the +usury that _"deprives him of a part of his labour."_ [**Op. Cit.**, p. 85 and +pp. 77-8] His opposition to exploitation meant he was a socialist, an +opposition which individualist anarchism was rooted in from its earliest days +and the ideas of Josiah Warren: + +> _"The aim was to circumvent the exploitation inherent in capitalism, which +Warren characterised as a sort of 'civilised cannibalism,' by exchanging goods +on co-operative rather than supply and demand principles."_ [J.W. Baker, +_"Native American Anarchism,"_ pp. 43-62, **The Raven**, vol. 10, no. 1, p. +51] + +So should not be implied that the term socialist is restricted simply to those +who oppose wage labour. It should be noted that for many socialists, wage +labour is perfectly acceptable -- as long as the state is the boss. As Tucker +noted, State Socialism's _"principle plank"_ is _"the confiscation of **all** +capital by the State"_, so stopping _"the liberty of those non-aggressive +individuals who are thus prevented from carrying on business for themselves or +assuming relations between themselves as employer and employee if they prefer, +and who are obliged to become employees of the State against their will."_ +[**Instead of a Book**, p. 378] Of course, such a position is not a very good +form of socialism which is why anarchists have tended to call such schemes +state-capitalism (an analysis which was confirmed once the Soviet Union was +created, incidentally). If state bureaucrats own and control the means of +production, it would not come as too great a surprise if they, like private +bosses, did so to maximise their incomes and minimise that of their employees. + +Which explains why the vast majority of anarchists do not agree with Tucker's +position. Individualist anarchists like Tucker considered it as a truism that +in their society the exploitation of labour could not exist. Thus even if some +workers did sell their liberty, they would still receive the full product of +their labour. As Tucker put it, _"when interest, rent and profit disappear +under the influence of free money, free land, and free trade, it will make no +difference whether men work for themselves, or are employed, or employ others. +In any case they can get nothing but that wage for their labour which free +competition determines."_ [**Op. Cit.**, p. 274] Whether this could actually +happen when workers sell their liberty to an employer is, of course, where +other anarchists disagree. The owner of a workplace does not own simply his +(labour) share of the total product produced within it. He (and it usually is +a he) owns everything produced while workers get their wages. The employer, +therefore, has an interest in getting workers to produce as much as they can +during the period they are employed. As the future price of the commodity is +unknown, it is extremely unlikely that workers will be able to accurately +predict it and so it is unlikely that their wages will always equal the cost +price of the product. As such, the situation that an individual worker would +get his "natural" wage would be unlikely and so they would be exploited by +their employer. At best, it could be argued that in the long run wages will +rise to that level but, as Keynes noted, in the long run we are all dead and +Tucker did not say that the free market would end exploitation eventually. So +individual ownership of large-scale workplaces would not, therefore, end +exploitation. + +In other words, if (as Tucker argued) individualist anarchism desires _"[n]ot +to abolish wages, but to make **every** man dependent upon wages and to secure +every man his **whole** wages"_ then this, logically, can only occur under +workers control. We discuss this in more detail in [section +G.4.1](secG4.html#secg41), where we also indicate how social anarchists +consider Tucker's position to be in a basic contradiction to anarchist +principles. Not only that, as well as being unlikely to ensure that labour +received its full product, it also contradicts his own principle of +_**"occupancy and use"**_. As such, while his support for non-exploitative +wage labour does not exclude him from the socialist (and so anarchist) +movement, it does suggest an inconsistent anarchism, one which can +(fortunately) be easily made consistent by bringing it fully in line with its +own stated ideals and principles. + +Finally, we must note that there is a certain irony in this, given how keenly +Tucker presented himself as a follower of Proudhon. This was because Proudhon +agreed with Tucker's anarchist opponents, arguing continually that wage labour +needed to be replaced by co-operative production to end exploitation and +oppression in production. Proudhon and his followers, in the words of one +historian, thought workers _"should be striving for the abolition of salaried +labour and capitalist enterprise."_ This was by means of co-operatives and +their _"perspective was that of artisan labour . . . The manager/employer +(patron) was a superfluous element in the production process who was able to +deny the worker just compensation for his labour merely by possessing the +capital that paid for the workshop, tools, and materials."_ [Julian P. W. +Archer, **The First International in France, 1864-1872**, p. 45] As Frank H. +Brooks put it, _"Lum drew from the French anarchist Proudhon . . . a radical +critique of classical political economy and . . . a set of positive reforms in +land tenure and banking . . . Proudhon paralleled the native labour reform +tradition in several ways. Besides suggesting reforms in land and money, +Proudhon urged producer cooperation."_ [**Op. Cit.**, p. 72] We discuss this +aspect of Proudhon's ideas in [section G.4.2](secG4.html#secg42). + +So, to conclude, it can be seen that individualist anarchists hold two +positions on wage labour. Some are closer to Proudhon and the mainstream +anarchist tradition than others while a few veer extremely close to +liberalism. While all are agreed that their system would end the exploitation +of labour, some of them saw the possibility of a non-exploitative wage labour +while others aimed for artisan and/or co-operative production to replace it. +Suffice to say, while few social anarchists consider non-exploitative wage +labour as being very likely it is the opposition to non-labour income which +makes individualist anarchism socialist (albeit, an inconsistent and flawed +version of libertarian socialism). + +## G.1.4 Why is the social context important in evaluating Individualist +Anarchism? + +When reading the work of anarchists like Tucker and Warren, we must remember +the social context of their ideas, namely the transformation of America from a +pre-capitalist to a capitalist society. The individualist anarchists, like +other socialists and reformers, viewed with horror the rise of capitalism and +its imposition on an unsuspecting American population, supported and +encouraged by state action (in the form of protection of private property in +land, restricting money issuing to state approved banks using specie, +government orders supporting capitalist industry, tariffs, suppression of +unions and strikes, and so on). In other words, the individualist anarchists +were a response to the social conditions and changes being inflicted on their +country by a process of _"primitive accumulation"_ (see [section +F.8](secF8.html)). + +The non-capitalist nature of the early USA can be seen from the early +dominance of self-employment (artisan and peasant production). At the +beginning of the 19th century, around 80% of the working (non-slave) male +population were self-employed. The great majority of Americans during this +time were farmers working their own land, primarily for their own needs. Most +of the rest were self-employed artisans, merchants, traders, and +professionals. Other classes \-- employees (wage workers) and employers +(capitalists) in the North, slaves and planters in the South -- were +relatively small. The great majority of Americans were independent and free +from anybody's command -- they owned and controlled their means of production. +Thus early America was, essentially, a pre-capitalist society. However, by +1880, the year before Tucker started **Liberty**, the number of self-employed +had fallen to approximately 33% of the working population. Now it is less than +10%. [Samuel Bowles and Herbert Gintis, **Schooling in Capitalist America**, +p. 59] As the US Census described in 1900, until about 1850 _"the bulk of +general manufacturing done in the United States was carried on in the shop and +the household, by the labour of the family or individual proprietors, with +apprentice assistants, as contrasted with the present system of factory +labour, compensated by wages, and assisted by power."_ [quoted by Jeremy +Brecher and Tim Costello, **Common Sense for Hard Times**, p. 35] Thus the +post-civil war period saw _"the factory system become general. This led to a +large increase in the class of unskilled and semi-skilled labour with inferior +bargaining power. Population shifted from the country to the city . . . It was +this milieu that the anarchism of Warren-Proudhon wandered."_ [Eunice Minette +Schuster, **Native American Anarchism**, pp. 136-7] + +It is **only** in this context that we can understand individualist anarchism, +namely as a revolt against the destruction of working-class independence and +the growth of capitalism, accompanied by the growth of two opposing classes, +capitalists and proletarians. This transformation of society by the rise of +capitalism explains the development of **both** schools of anarchism, social +and individualist. _"American anarchism,"_ Frank H. Brooks argues, _"like its +European counterpart, is best seen as a nineteenth century development, an +ideology that, like socialism generally, responded to the growth of industrial +capitalism, republican government, and nationalism. Although this is clearest +in the more collectivistic anarchist theories and movements of the late +nineteenth century (Bakunin, Kropotkin, Malatesta, communist anarchism, +anarcho-syndicalism), it also helps to explain anarchists of early- to mid- +century such as Proudhon, Stirner and, in America, Warren. For all of these +theorists, a primary concern was the 'labour problem' -- the increasing +dependence and immiseration of manual workers in industrialising economies."_ +[_"Introduction"_, **The Individualist Anarchists**, p. 4] + +The Individualist Anarchists cannot be viewed in isolation. They were part of +a wider movement seeking to stop the capitalist transformation of America. As +Bowles and Ginitis note, this _"process has been far from placid. Rather, it +has involved extended struggles with sections of U.S. labour trying to counter +and temper the effects of their reduction to the status of wage labour."_ The +rise of capitalism _"marked the transition to control of work by nonworkers"_ +and _"with the rise of entrepreneurial capital, groups of formerly independent +workers were increasingly drawn into the wage-labour system. Working people's +organisations advocated alternatives to this system; land reform, thought to +allow all to become an independent producer, was a common demand. Worker co- +operatives were a widespread and influential part of the labour movement as +early as the 1840s . . . but failed because sufficient capital could not be +raised."_ [**Op. Cit.**, p. 59 and p. 62] It is no coincidence that the issues +raised by the Individualist Anarchists (land reform via _"occupancy-and-use"_, +increasing the supply of money via mutual banks and so on) reflect these +alternatives raised by working class people and their organisations. Little +wonder Tucker argued that: + +> _"Make capital free by organising credit on a mutual plan, and then these +vacant lands will come into use . . . operatives will be able to buy axes and +rakes and hoes, and then they will be independent of their employers, and then +the labour problem will solved."_ [**Instead of a Book**, p. 321] + +Thus the Individualist Anarchists reflect the aspirations of working class +people facing the transformation of an society from a pre-capitalist state +into a capitalist one. Changing social conditions explain why Individualist +Anarchism must be considered socialistic. As Murray Bookchin noted: + +> _"Th[e] growing shift from artisanal to an industrial economy gave rise to a +gradual but major shift in socialism itself. For the artisan, socialism meant +producers' co-operatives composed of men who worked together in small shared +collectivist associations, although for master craftsmen it meant mutual aid +societies that acknowledged their autonomy as private producers. For the +industrial proletarian, by contrast, socialism came to mean the formation of a +mass organisation that gave factory workers the collective power to +expropriate a plant that no single worker could properly own. These +distinctions led to two different interpretations of the 'social question' . . +. The more progressive craftsmen of the nineteenth century had tried to form +networks of co-operatives, based on individually or collectively owned shops, +and a market knitted together by a moral agreement to sell commodities +according to a 'just price' or the amount of labour that was necessary to +produce them. Presumably such small-scale ownership and shared moral precepts +would abolish exploitation and greedy profit-taking. The class-conscious +proletarian . . . thought in terms of the complete socialisation of the means +of production, including land, and even of abolishing the market **as such**, +distributing goods according to needs rather than labour . . . They advocated +**public** ownership of the means of production, whether by the state or by +the working class organised in trade unions."_ [**The Third Revolution**, vol. +2, p. 262] + +So, in this evolution of socialism we can place the various brands of +anarchism. Individualist anarchism is clearly a form of artisanal socialism +(which reflects its American roots) while communist anarchism and anarcho- +syndicalism are forms of industrial (or proletarian) socialism (which reflects +its roots in Europe). Proudhon's mutualism bridges these extremes, advocating +as it does artisan socialism for small-scale industry and agriculture and co- +operative associations for large-scale industry (which reflects the state of +the French economy in the 1840s to 1860s). With the changing social conditions +in the US, the anarchist movement changed too, as it had in Europe. Hence the +rise of communist-anarchism in addition to the more native individualist +tradition and the change in Individualist Anarchism itself: + +> _"Green emphasised more strongly the **principle of association** than did +Josiah Warren and more so than Spooner had done. Here too Proudhon's influence +asserts itself. . . In principle there is essentially no difference between +Warren and Proudhon. The difference between them arises from a dissimilarity +of their respective environments. Proudhon lived in a country where the sub- +division of labour made co-operation in social production essential, while +Warren had to deal with predominantly small individual producers. For this +reason Proudhon emphasised the **principle of association** far more than +Warren and his followers did, although Warren was by no means opposed to this +view."_ [Rudolf Rocker, **Pioneers of American Freedom**, p. 108] + +As noted in [section A.3](secA3.html), Voltairine de Cleyre subscribed to a +similar analysis, as does another anarchist, Peter Sabatini, more recently: + +> _"The chronology of anarchism within the United States corresponds to what +transpired in Europe and other locations. An organised anarchist movement +imbued with a revolutionary collectivist, then communist, orientation came to +fruition in the late 1870s. At that time, Chicago was a primary centre of +anarchist activity within the USA, due in part to its large immigrant +population. . . + +> + +> "The Proudhonist anarchy that Tucker represented was largely superseded in +Europe by revolutionary collectivism and anarcho-communism. The same +changeover occurred in the US, although mainly among subgroups of working +class immigrants who were settling in urban areas. For these recent immigrants +caught up in tenuous circumstances within the vortex of emerging corporate +capitalism, a revolutionary anarchy had greater relevancy than go slow +mutualism."_ [**Libertarianism: Bogus Anarchy**] + +Murray Bookchin argued that the development of communist-anarchism _"made it +possible for anarchists to adapt themselves to the new working class, the +industrial proletariat, . . . This adaptation was all the more necessary +because capitalism was now transforming not only European [and American] +society but the very nature of the European [and American] labour movement +itself."_ [**Op. Cit.**, p. 259] In other words, there have been many schools +of socialism, all influenced by the changing society around them. As Frank H. +Brooks notes, _"before Marxists monopolised the term, socialism, was a broad +concept, as indeed Marx's critique of the 'unscientific' varieties of +socialism in the **Communist Manifesto** indicated. Thus, when Tucker claimed +that the individualist anarchism advocated in the pages of **Liberty** was +socialist, he was not engaged in obfuscation or rhetorical bravado."_ +[_"Libertarian Socialism"_, pp. 75-7, **The Individualist Anarchists**, p. 75] + +Looking at the society in which their ideas developed (rather than +ahistorically projecting modern ideas backward) we can see the socialist core +of Individualist Anarchism. It was, in other words, an un-Marxian form of +socialism (as was mutualism and communist-anarchism). Thus, to look at the +Individualist Anarchists from the perspective of "modern socialism" (say, +communist-anarchism or Marxism) means to miss the point. The social conditions +which produced Individualist Anarchism were substantially different from those +existing today (and those which produced communist-anarchism and Marxism) and +so what was a possible solution to the _"social problem"_ **then** may not be +one suitable **now** (and, indeed, point to a different kind of socialism than +that which developed later). Moreover, Europe in the 1870s was distinctly +different than America (although, of course, the USA **was** catching up). For +example, there was still vast tracks of unclaimed land (once the Native +Americans had been removed, of course) available to workers. In the towns and +cities, artisan production _"remained important . . . into the 1880s"_ [David +Montgomery, **The Fall of the House of Labour**, p. 52] Until the 1880s, the +possibility of self-employment was a real one for many workers, a possibility +being hindered by state action (for example, by forcing people to buy land via +Homestead Acts, restricting banking to those with specie, suppressing unions +and strikes and so on -- see [section F.8.5](secF8.html#secf85)). Little +wonder that Individualist Anarchism was considered a real solution to the +problems generated by the creation of capitalism in the USA and that, by the +1880s, Communist Anarchist became the dominant form of anarchism. By that time +the transformation of America was nearing completion and self-employment was +no longer a real solution for the majority of workers. + +This social context is essential for understanding the thought of people like +Greene, Spooner and Tucker. For example, as Stephen L. Newman points out, +Spooner _"argues that every man ought to be his own employer, and he envisions +a world of yeoman farmers and independent entrepreneurs."_ [**Liberalism at +Wit's End**, p. 72] This sort of society was in the process of being destroyed +when Spooner was writing. Needless to say, the Individualist Anarchists did +not think this transformation was unstoppable and proposed, like other +sections of US labour, various solutions to problems society faced. Given the +commonplace awareness in the population of artisan production and its +advantages in terms of liberty, it is hardly surprising that the individualist +anarchists supported "free market" solutions to social problems. For, given +the era, this solution implied workers' control and the selling of the product +of labour, not the labourer him/herself. Unsurprisingly, therefore, the +_"greatest part [of **Liberty**'s readers] proves to be of the +professional/intellectual class: the remainder includes independent +manufacturers and merchants, artisans and skilled workers . . . The +anarchists' hard-core supporters were the socio-economic equivalents of +Jefferson's yeoman-farmers and craftsworkers: a freeholder-artisan-independent +merchant class allied with freethinking professionals and intellectuals. These +groups -- in Europe as well as in America -- had socio-economic independence, +and through their desire to maintain and improve their relatively free +positions, had also the incentive to oppose the growing encroachments of the +capitalist State."_ [Morgan Edwards, _"Neither Bombs Nor Ballots: **Liberty** +& the Strategy of Anarchism"_, pp. 65-91, **Benjamin R. Tucker and the +Champions of Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 85] + +Individualist anarchism is obviously an aspect of a struggle between the +system of peasant and artisan production of early America and the state +encouraged system of capitalism. Indeed, their analysis of the change in +American society from one of mainly independent producers into one based +mainly upon wage labour has many parallels with Karl Marx's analysis of +_"primitive accumulation"_ in the Americas and elsewhere presented in chapter +33 of **Capital** (_"The Modern Theory of Colonization"_). It is this process +which Individualist Anarchism protested against, the use of the state to +favour the rising capitalist class. So the social context the individualist +anarchists lived in must be remembered. America at the times was a +predominantly rural society and industry was not as developed as it is now +wage labour would have been minimised. As Wm. Gary Kline argues: + +> _"Committed as they were to equality in the pursuit of property, the +objective for the anarchist became the construction of a society providing +equal access to those things necessary for creating wealth. The goal of the +anarchists who extolled mutualism and the abolition of all monopolies was, +then, a society where everyone willing to work would have the tools and raw +materials necessary for production in a non-exploitative system . . . the +dominant vision of the future society . . . [was] underpinned by individual, +self-employed workers."__ [**The Individualist Anarchists: A Critique of +Liberalism**, p. 95] + +This social context helps explain why some of the individualist anarchists +were indifferent to the issue of wage labour, unlike most anarchists. A +limited amount of wage labour within a predominantly self-employed economy +does not make a given society capitalist any more than a small amount of +governmental communities within an predominantly anarchist world would make it +statist. As Marx put it, in such socities _"the separation of the worker from +the conditions of labour and from the soil . . . does not yet exist, or only +sporadically, or on too limited a scale . . . Where, amongst such curious +characters, is the 'field of abstinence' for the capitalists? . . . Today's +wage-labourer is tomorrow's independent peasant or artisan, working for +himself. He vanishes from the labour-market -- but not into the workhouse."_ +There is a _"constant transformation of wage-labourers into independent +producers, who work for themselves instead of for capital"_ and so _"the +degree of exploitation of the wage-labourer remain[s] indecently low."_ In +addition, the _"wage-labourer also loses, along with the relation of +dependence, the feeling of dependence on the abstemious capitalist."_ [**Op. +Cit.**, pp. 935-6] Within such a social context, the anti-libertarian aspects +of wage labour are minimised and so could be overlooked by otherwise sharp +critics of authoritarianism as Tucker and Andrews. + +Therefore Rocker was correct when he argued that Individualist Anarchism was +_"above all . . . rooted in the peculiar social conditions of America which +differed fundamentally from those of Europe."_ [**Op. Cit.**, p. 155] As these +conditions changed, the viability of Individualist Anarchism's solution to the +social problem decreased (as acknowledged by Tucker in 1911, for example \-- +see [section G.1.1](secG1.html#secg11)). Individualist Anarchism, argued +Morgan Edwards, _"appears to have dwindled into political insignificance +largely because of the erosion of its political-economic base, rather than +from a simple failure of strategy. With the impetus of the Civil War, +capitalism and the State had too great a head start on the centralisation of +economic and political life for the anarchists to catch up. This +centralisation reduced the independence of the intellectual/professional and +merchant artisan group that were the mainstay of the **Liberty** circle."_ +[**Op. Cit.**, pp. 85-6] While many of the individualist anarchists adjusted +their own ideas to changing social circumstances, as can be seen by Greene's +support for co-operatives (_"the principle of association"_) as the only means +of ending exploitation of labour by capital, the main forum of the movement +(**Liberty**) did not consistently subscribe to this position nor did their +support for union struggles play a major role in their strategy. Faced with +another form of anarchism which supported both, unsurprisingly communist- +anarchism replaced it as the dominant form of anarchism by the start of the +20th century in America. + +If these social conditions are not taken into account then the ideas of the +likes of Tucker and Spooner will be distorted beyond recognition. Similarly, +by ignoring the changing nature of socialism in the face of a changing society +and economy, the obvious socialistic aspects of their ideas will be lost. +Ultimately, to analyse the Individualist Anarchists in an a-historic manner +means to distort their ideas and ideals. Moreover, to apply those ideas in a +non-artisan economy without the intention of radically transforming the socio- +economic nature of that society towards one based on artisan production one +would mean to create a society distinctly different than one they envisioned +(see [ section G.3](secG3.html) for further discussion). + diff --git a/markdown/secG2.md b/markdown/secG2.md new file mode 100644 index 0000000000000000000000000000000000000000..ae590283ed6919723705c54e88b7af8352c183d5 --- /dev/null +++ b/markdown/secG2.md @@ -0,0 +1,1095 @@ +# G.2 Why do individualist anarchists reject social anarchism? + +As noted in the [last section](secG1.html), the individualist anarchists +considered themselves as anti-capitalists and many called themselves +mutualists and socialists. It may be objected that they opposed the more +obviously socialist types of anarchism like communist-anarchism and, as a +consequence, should be considered as supporters of capitalism. This is not the +case as can be seen from **why** they rejected communist-anarchism. The key +thing to remember is that capitalism does not equal the market. So while the +individualist anarchists advocated a market economy, it _"is evident from +their writings that they rejected both capitalism and communism -- as did +Proudhon."_ [Brian Morris, _"Global Anti-Capitalism"_, pp. 170-6, **Anarchist +Studies**, vol. 14, no. 2, p. 175] + +It should noted that while Tucker came to excommunicate non-individualist +forms of anarchism from the movement, his initial comments on the likes of +Bakunin and Kropotkin were very favourable. He reprinted articles by Kropotkin +from his paper **La Revolte**, for example, and discussed _"the Anarchistic +philosophy, as developed by the great Proudhon and actively propagated by the +heroic Bakunin and his successors on both sides of the Atlantic."_ +[**Liberty**, no. 26, p. 3] After the rise of the IWPA in the early 1880s and +the Haymarket police riot of 1886, Tucker changed his position. Now it was a +case that the _"Anarchistic social ideal"_ was _"utterly inconsistent with +that of those Communists who falsely call themselves Anarchists while at the +same time advocating a **regime** of Archism fully as despotic as that of the +State Socialists themselves."_ For Tucker, real anarchists did not advocate, +like communist anarchists, _"forcible expropriation"_ nor _"force as a +revolutionary agent and authority as a safeguard of the new social order."_ +[**The Individualist Anarchists**, pp. 88-9] As will become clear, Tucker's +summation of communist-anarchism leaves a lot to be desired. However, even +after the break between individualist and communist anarchism in America, +Tucker saw that both had things in common as both were socialists: + +> _ "To be sure, there is a certain and very sincere comradeship that must +exist between all honest antagonists of the exploitation of labour, but the +word comrade cannot gloss over the vital difference between so-called +Communist-Anarchism and Anarchism proper."_ [**Liberty**, no. 172, p. 1] + +Social anarchists would agree with Tucker in part, namely the need not to +gloss over vital differences between anarchist schools but most reject +Tucker's attempts to exclude other tendencies from _"Anarchism proper."_ +Instead, they would agree with Kropotkin and, while disagreeing with certain +aspects of the theory, refuse to excommunicate him from the anarchist +movement. As we discuss in [section G.2.5](secG2.html#secg25), few anarchists +agreed with Tucker's sectarianism at the time and communist-anarchism was, and +remains, the dominant tendency within anarchism. + +It is these disagreements to which we now turn. It should be stressed, though, +that the individualist anarchists, while tending to excommunicate social +anarchism, also had many inclusive moments and so it makes these objections +often seem petty and silly. Yes, there was certainly pettiness involved and it +worked both ways and there was a certain amount of tit-for-tat, just as there +is now (although to a much lesser degree these days). Anarchist-communist +opposition to what some of them sadly called _"bourgeois anarchism"_ was a +fact, as was individualist anarchist opposition to communist-anarchism. Yet +this should not blind us to what both schools had in common. However, if it +were not for some opponents of anarchism (particularly those seeking to +confuse libertarian ideas with propertarian ones) dragging these (mostly +resolved) disagreements back into the light of day this section would be a lot +shorter. As it is, covering these disagreements and showing how they could be +resolved is a useful task -- if only to show how individualist and communist +anarchism are not as alien as some make out. + +There were four main objections made to communist-anarchism by the +individualists. Firstly, that communist-anarchism was compulsory and any +compulsory system could not be anarchist. Secondly, that a revolution would be +imposing anarchism and so contradicted its principles. Thirdly, that +distribution by need was based on altruism and, consequently, unlikely to +succeed. Fourthly, that the communist-anarchists are determining how a free +society would be organised which is authoritarian. Needless to say, communist- +anarchists rejected these claims as being false and while we have already +sketched these arguments, objections and replies in [section A.3.1 +](secA3.html#seca31) it is worthwhile to repeat (and expand on) them here as +these disagreements are sometimes highlighted by those who fail to stress what +both schools have in common and, consequently, distort the debates and issues +involved. + +We will discuss these objections in the following sections. + +## G.2.1 Is communist-anarchism compulsory? + +Some individualist anarchists argued that communist-anarchists wanted to force +everyone to be communists and, as such, this proved they were not anarchists. +This objection is, ironically, both the most serious **and** the easiest to +refute. As Tucker noted, _"to eliminate the compulsory element from Communism +is to remove, in the view of every man who values liberty above aught else, +the **chief** objection to it."_ [**Liberty**, no. 122, p. 5] For Henry +Appleton, there was _"a class of ranting enthusiasts who falsely call +themselves Anarchists"_ who advocated both violence and _"levelling"_. _"All +Communism,"_ he asserted, _"under whatever guise, is the natural enemy of +Anarchism and a Communist sailing under the flag of Anarchism is as false a +figure as could be invented."_ Yet, ironically, A. H. Simpson disproved that +particular claim for while attacking communism he ended by stating his +_"argument applies only to aggressive Communists"_ and that _"[v]oluntary +Communism can exist and, if successful, flourish under Anarchy."_ So, +apparently, **some** kinds of communism are compatible with anarchism after +all! Victor Yarrows, likewise, pointed to _"two different schools"_ of +communists, those who support _"voluntary Communism, which they intend to +reach by the Anarchistic method"_ and those who _"plot the forcible +suppression of the entire system"_ of private property. Only the former was +_"voluntary or Anarchistic Communism."_ [**The Individualist Anarchists**, pp. +89-90, p. 94, p. 95 and p. 96] + +This, it should be noted, is more than enough to disprove any claims that +genuine anarchists cannot be communists. + +So, the question is whether communist-anarchists are in favour of forcing +people to be communists. If their communism is based on voluntary association +then, according to the Individualist Anarchists themselves, it is a form of +anarchism. Unsurprisingly, we discover that communist-anarchists have long +argued that their communism was voluntary in nature and that working people +who did not desire to be communists would be free not to be. + +This position can be found in Kropotkin, from his earliest writings to his +last. Thus we discover him arguing that an anarchist revolution _"would take +care not to touch the holding of the peasant who cultivates it himself . . . +without wage labour. But we would expropriate all land that was not cultivated +by the hands of those who at present possess the land."_ This was compatible +with communism because libertarian communists aimed at _"the complete +expropriation of all those who have the means of exploiting human beings; the +return to the community of the nation of everything that in the hands of +anyone can be used to exploit others."_ Following Proudhon's analysis, private +property was different from individual possession and as long as _"social +wealth remains in the hands of the few who possess it today"_ there would be +exploitation. Instead, the aim was to see such social wealth currently +monopolised by the capitalist class _"being placed, on the day of the +revolution, at the free disposition of all the workers."_ This would _"create +the situation where each person may live by working freely, without being +forced to sell his work and his liberty to others."_ [**Words of a Rebel**, p. +214, pp. 207-8, p. 207 and p. 208] If someone desired to work outside of the +commune, then that was perfectly compatible with this aim. + +This position was followed in later works. The _"scope of Expropriation,"_ +Kropotkin argued was clear and would only _"apply to everything that enables +any man -- be he financier, mill-owner, or landlord -- to appropriate the +product of others' toil."_ Thus only those forms of property based on wage +labour would be expropriated. In terms of housing, the same general rule +applies (_"the expropriation of dwellings contains the whole social +revolution"_). Kropotkin explicitly discusses the man who _"by dint of +privation has contrived to buy a house just large enough to hold his family. +And we are going to deprive him of his hard-earned happiness, to turn him into +the street! Certainly not . . . Let him work in his little garden, too."_ +Anarchist-communism _"will make the lodger understand that he need not pay his +former landlord any more rent. Stay where you are, but rent free."_ [**The +Conquest of Bread**, p. 61, p. 95, pp. 95-6 and p. 96] + +Which, incidentally, was **exactly** the same position as Tucker (see [section +G.1.2](secG1.html#secg12)) and so Kropotkin's analysis of the land monopoly +was identical: + +> _ "when we see a peasant who is in possession of just the amount of land he +can cultivate, we do not think it reasonable to turn him off his little farm. +He exploits nobody, and nobody would have the right to interfere with his +work. But if he possesses under the capitalist law more than he can cultivate +himself, we consider that we must not give him the right of keeping that soil +for himself, leaving it uncultivated when it might be cultivated by others, or +of making others cultivate it for his benefit."_ [**Act for Yourselves**, p. +104] + +For Kropotkin, communism _"must be the work of all, a natural growth, a +product of the constructive genius of the great mass. Communism cannot be +imposed from above; it could not live even for a few months if the constant +and daily co-operation of all did not uphold it. It must be free."_ +[**Anarchism**, p. 140] + +Malatesta agreed. Anarchism, he stressed, _"cannot be imposed, both on moral +grounds in regard to freedom, as well as because it is impossible to apply +'willy nilly' a regime of justice for all. It cannot be imposed on a minority +by a majority. Neither can it be imposed by a majority on one or more +minorities."_ Thus _"anarchists who call themselves communists"_ do so _"not +because they wish to impose their particular way of seeing things on others"_ +but because _"they are convinced, until proved wrong, that the more human +beings are joined in brotherhood, and the more closely they co-operate in +their efforts for the benefit of all concerned, the greater is the well-being +and freedom which each can enjoy."_ _Imposed communism,"_ he stressed, _"would +be the most detestable tyranny that the human mind could conceive. And free +and voluntary communism is ironical if one has not the right and the +possibility to live in a different regime, collectivist, mutualist, +individualist -- as one wishes, always on condition that there is no +oppression or exploitation of others."_ He agreed with Tucker that _"State +communism, which is authoritarian and imposed, is the most hateful tyranny +that has ever afflicted, tormented and handicapped mankind."_ [**Errico +Malatesta: His Life and Ideas**, p. 21, p. 34, p. 103 and p. 34] + +Therefore, arguing that the land and machinery should be common property does +**not** preclude individuals possessing it independently of communes as both +are rooted in individual possession (or "occupancy and use") rather than +private property. The key anarchist difference between property and possession +explains any perceived contradiction in the communist position. Thus we find +Kropotkin arguing that a communist-anarchist society is one _"without having +the soil, the machinery, the capital in short, in the hands of private owners. +We all believe that free organisations of workers would be able to carry on +production on the farm and on the factory, as well, and probably much better, +than it is conducted now under the individual ownership of the capitalist."_ +The commune _"shall take into possession of all the soil, the dwelling-houses, +the manufactures, the mines and the means of communication."_ [**Act for +Yourselves**, p. 103 and p. 104] + +This in no way contradicts his argument that the individuals will not be +forced to join a commune. This is because the aim of anarchist-communism is, +to quote another of Kropotkin's works, to place _"the product reaped or +manufactured at the disposal of all, leaving to each the liberty to consume +them as he pleases in his own home."_ [**The Place of Anarchism in the +Evolution of Socialist Thought**, p. 7] Thus individual ownership meant +individual ownership of resources used by others rather than individual +possession of resources which individuals used. This can be seen from his +comment that _"some poor fellow"_ who _"has contrived to buy a house just +large enough to hold his family"_ would not be expropriated by the commune +(_"by all means let him stay there"_) while also asserting _"[w]ho, then, can +appropriate for himself the tiniest plot of ground in such a city, without +committing a flagrant injustice?"_ [**Conquest of Bread**, p. 90] + +Kropotkin's opposition to private appropriation of land can only be understood +in context, namely from his discussion on the _"abolition of rent"_ and the +need for _"free dwellings"_, i.e. the end of landlordism. Kropotkin accepted +that land could and would be occupied for personal use -- after all, people +need a place to live! In this he followed Proudhon, who also argued that +_"Land cannot be appropriated"_ (Chapter 3, part 1 of **What is Property?**). +For the French anarchist, the land _"is limited in amount"_ and so _"it ought +not to be appropriated"_ (_"let any living man dare change his right of +territorial possession into the right of property, and I will declare war upon +him, and wage it to the death!"_). This meant that _"the land is indispensable +to our existence, \-- consequently a common thing, consequently insusceptible +of appropriation."_ Overall, _"labour has no inherent power to appropriate +natural wealth."_ [**What is Property?**, p. 106, p. 107 and p. 116] Proudhon, +it is well known, supported the use of land (and other resources) for personal +use. How, then, can he argue that the _"land cannot be appropriated"_? Is +Proudhon subject to the same contradiction as Kropotkin? Of course not, once +we take into account the fundamental difference between private property and +possession, appropriation and use which underlies both individualist **and** +communist anarchism. As Malatesta argued: + +> _ "Communism is a free agreement: who doesn't accept it or maintain it +remains outside of it . . . Everyone has **the right to land, to the +instruments of production** and all the advantages that human beings can enjoy +in the state of civilisation that humanity has reached. If someone does not +want to accept a communist life and the obligations that it supposes, it is +their business. They and those of a like mind will come to an agreement . . . +[They] will have **the same rights as the communists** over the natural wealth +and accumulated products of previous generations . . . I have always spoken of +free agreement, of free communism. How can there be liberty without a possible +alternative?"_ [our emphasis, **At the caf**, pp. 69-70] + +Compare this to individualist anarchist Stephen Byington's comment that +_"[t]hose who wish to unite in the communistic enjoyment of their labour will +be free to do so; those who wish to hold the products of their labour as +private property will be equally free to do so."_ [quoted by Wm. Gary Kline, +**The Individualist Anarchists: A Critique of Liberalism**, p. 93] The +similarities are as obvious as between Proudhon's and Kropotkin's arguments. + +The same, it must be stressed, can be said of the _"Chicago Anarchists"_ whom +Tucker labelled as authoritarians. Thus we find Albert Parsons, for example, +denouncing that kind of private property which allows exploitation to happen. +The key problem was that _"the necessary means for the existence of all has +been appropriated and monopolised by a few. The land, the implements of +production and communication, the resources of life, are now held as private +property, and its owners exact tribute from the propertyless"_ (_"Wealth is +power"_). The aim of communist-anarchism was to ensure the _"[f]ree access to +the means of production [which] is the natural right of every man able and +willing to work."_ This implied that _"[a]ll organisation will be voluntary +with the sacred right forever reserved for each individual 'to think and to +rebel.'"_ This meant that as far as the _"final outcome"_ of social change was +involved _"many disciples of anarchism believe [it] will be communism -- the +common possession of the resources of life and the productions of united +labour. No anarchist is compromised by this statement, who does not reason out +the future outlook in this way."_ [**Anarchism: Its Philosophy and Scientific +Basis**, p. 97, p. 99, p. 96 ,p. 174 and pp. 174-5] This did not exclude +mutualism or individualist anarchism: + +> _ "Many expedients will be tried by which a just return may be awarded the +worker for his exertions. The time check or labour certificate, which will be +honoured at the store-houses hour for hour, will no doubt have its day. But +the elaborate and complicated system of book-keeping this would necessitate, +the impossibility of balancing one man's hour against another's with accuracy, +and the difficulty in determining how much more one man owed natural +resources, condition, and the studies and achievements of past generations, +than did another, would, we believe, prevent this system from obtaining a +thorough and permanent establishment. The mutual banking system . . . may be +in operation in the future free society. Another system, more simple . . . +appears the most acceptable and likely to prevail. Members of the groups . . . +if honest producers . . . will be honoured in any other group they may visit, +and given whatever is necessary for their welfare and comfort."_ [**Op. +Cit.**, p. 175] + +As we discuss in [section G.4](secG4.html), this was the same conclusion that +Voltairine de Cleyre reached three decades later. This was rooted in a similar +analysis of property as Proudhon and Tucker, namely _"possession"_ or +_"occupancy and use"_: _"The workshops will drop into the hands of the +workers, the mines will fall to the miners, and the land and all other things +will be controlled by those who posses and use them. There will be, there can +then be no title to anything aside from its possession and use."_ The likes of +Parsons supported communism was not because of an opposition between +"communism" and "occupancy and use" but rather, like Kropotkin, because of +_"the utter impossibility of awarding to each an exact return for the amount +of labour performed will render absolute communism a necessity sooner or +later."_ [**Op. Cit.**, p. 105 and p. 176] So while capitalism _"expropriates +the masses for the benefit of the privileged class . . . socialism teaches how +all may possess property . . . [and] establish a universal system of co- +operation, and to render accessible to each and every member of the human +family the achievements and benefits of civilisation which, under capitalism, +are being monopolised by a privileged class."_ [August Spies, contained in +Parsons, **Op. Cit.**, pp. 63-4] + +All of which indicates that Tucker did not really understand communist- +anarchism when he argued that communism is _"the force which compels the +labourer to pool his product with the products of all and forbids him to sell +his labour or his products."_ [**Instead of a Book**, p. 400] Rather, +communist-anarchists argue that communism must be free and voluntary. In other +words, a communist-anarchist society would not "forbid" anything as those who +are part of it must be in favour of communism for it to work. The option of +remaining outside the communist-anarchist society is there, as (to requote +Kropotkin) expropriation would _"apply to everything that enables any man [or +woman] . . . to appropriate the product of others' toil."_ [**The Conquest of +Bread**, p. 61] Thus communist-anarchism would "forbid" exactly what +Individualist Anarchism would "forbid" -- property, not possession (i.e. any +form of "ownership" not based on "occupancy and use"). + +Tucker, at times, admits that this is the case. For example, he once noted +that _"Kropotkin says, it is true, that he would allow the individual access +to the land; but he proposes to strip him of capital entirely, and as he +declares a few pages further on that without capital agriculture is +impossible, it follows that such access is an empty privilege not at all +equivalent to the liberty of individual production."_ [quoted by George +Woodcock and Ivan Avakumovic, **The Anarchist Prince**, p. 279] However, as +two biographers of Kropotkin note, Tucker _"partly misinterprets his opponent, +as when he suggests that the latter's idea of communist anarchism would +**prevent** the individual from working on his own if he wished (a fact which +Kropotkin always explicitly denied, since the basis of his theory was the +voluntary principle)."_ [Woodcock and Avakumovic, **Op. Cit.**, p. 280] To +quote Kropotkin himself: + +> _ "when we see a Sheffield cutler, or a Leeds clothier working with their +own tools or handloom, we see no use in taking the tools or the handloom to +give to another worker. The clothier or cutler exploit nobody. But when we see +a factory whose owners claim to keep to themselves the instruments of labour +used by 1,400 girls, and consequently exact from the labour of these girls . . +. profit . . . we consider that the people . . . are fully entitled to take +possession of that factory and to let the girls produce . . . for themselves +and the rest of the community . . . and take what they need of house room, +food and clothing in return."_ [**Act for Yourselves**, p. 105] + +So Kropotkin argued that a communist-anarchist revolution would **not** +expropriate the tools of self-employed workers who exploited no-one. Malatesta +also argued that in an anarchist society _"the peasant [is free] to cultivate +his piece of land, alone if he wishes; free is the shoe maker to remain at his +last or the blacksmith in his small forge."_ Thus these two very famous +communist-anarchists also supported "property" but they are recognised as +obviously socialists. This apparent contradiction is resolved when it is +understood that for communist-anarchists (like all anarchists) the abolition +of property does not mean the end of possession and so _"would not harm the +independent worker whose real title is possession and the work done"_ unlike +capitalist property. [Malatesta, **Op. Cit.**, p. 103] Compare this with +Yarros' comment that _"[s]mall owners would not suffer from the application of +the 'personal use' principle, while large owners, who have come into +possession of the landed property, or the capital with which they purchased +the landed property, by means that equal liberty could not sanction, would +have no principle to base any protest on."_ [**Liberty**, no. 197, p. 2] In +other words, **all** anarchists (as we argue in [section B.3](secB3.html)) +oppose private property but support possession (we return to this issue in +[section I.6.2](secI6.html#seci62) as it is an all too common fallacy). + +## G.2.2 Is communist-anarchism violent? + +Having shown that communist-anarchist is a valid form of anarchism even in +terms of individualist anarchism in the [last section](secG2.html#secg22), it +is now necessary to discuss the issue of methods, i.e., the question of +revolution and violence. This is related to the first objection, with Tucker +arguing that _"their Communism is another State, while my voluntary +cooperation is not a State at all. It is a very easy matter to tell who is an +Anarchist and who is not. Do you believe in any form of imposition upon the +human will by force?"_ [**Liberty**, no. 94, p. 4] However, Tucker was well +aware that the state imposed its will on others by force and so the question +was whether revolution was the right means of ending its oppression. + +To a large degree, discussion on the question of revolution was clouded by the +fact it took place during the height of the _"propaganda by the deed"_ period +in anarchist history (see [section A.2.18](secA2.html#seca218)). As George +Woodcock noted, a _"cult of violence . . . marked and marred"_ the IWPA and +alienated the individualist anarchists. [**Anarchism**, p. 393] Johann Most +was the focus for much of this rhetoric (see Paul Avrich's **The Haymarket +Tragedy**, particularly the chapter entitled _"Cult of Dynamite"_). However, +the reason why talk of dynamite found an audience had nothing to do with +anarchism but rather because of the violence regularly directed against +striking workers and unions. As we discuss more fully in [section +G.3.1](secG3.html#secg31), strikes were habitually repressed by violence (by +the state or by the employer's private police). The massive 1877 strike wave, +for example, saw the **Chicago Times** urge the use of hand grenades against +strikers while employers organised _"private guards and bands of uniformed +vigilantes"_ which _"roamed the streets, attacking and dispersing groups of +workers._ Business leaders concluded that _"the chief lesson of the strike as +the need for a stronger apparatus of repression"_ and presented the city of +Chicago with two Gatling guns to aid that task. _"The erection of government +armouries in the centres of American cities dates from this period."_ This +repression and the vitriolic ruling class rhetoric used _"set a pattern for +the future and fuelled the hatreds and passions without which the Haymarket +tragedy would not have occurred."_ [Paul Avrich, **The Haymarket Tragedy**, p. +33 and p. 35] + +Given this general infatuation with dynamite and violence which this state and +employer violence provoked, the possibility for misunderstanding was more than +likely (as well as giving the enemies of anarchism ample evidence to demonise +it while allowing the violence of the system they support to be downplayed). +Rather than seeing communist-anarchists as thinking a revolution was the +product of mass struggle, it was easy to assume that by revolution they meant +acts of violence or terrorism conducted by a few anarchists on behalf of +everyone else (this false perspective is one which Marxists to this day tend +to repeat when dismissing anarchism). In such a situation, it is easy to see +why so many individualist anarchists thought that a small group of anarchists +sought to impose communism by means of violence. However, this was not the +case. According to Albert Parsons, the communist-anarchists argued that the +working class _"will be driven to use [force] in self-defence, in self- +preservation against those who are degrading, enslaving and destroying them."_ +[**The Autobiographies of the Haymarket Martyrs**, p. 46] As August Spies put +it, _"[t]o charge us with an attempt to overthrow the present system on or +about May 4th, and then establish anarchy, is too absurd a statement, I think, +even for a political office-holder to make . . . Only mad men could have +planned such a brilliant scheme."_ Rather, _"we have predicted from the +lessons history teaches, that the ruling classes of to-day would no more +listen to the voice of reason than their predecessors; that they would attempt +by brute force to stay the wheel of progress."_ [contained in Parsons, +**Anarchism: Its Philosophy and Scientific Basis**, p. 55] Subsequent events +have proven that Spies and Parsons had a point! + +Thus arguments about violence should not result in the assumption that the +individualist anarchists were pacifists as the subject usually is not violence +as such but rather assassinations and attempts of minorities to use violence +to create "anarchy" by destroying the state on behalf of the general +population. _"To brand the policy of terrorism and assassination as immoral is +ridiculously weak,"_ argued Tucker. _"**Liberty** does not assume to set any +limit on the right of an invaded individual to choose his own methods of +defence. The invader, whether an individual or a government forfeits all claim +to consideration from the invaded. This truth is independent of the character +of the invasion."_ This meant that the _"right to resist oppression by +violence is beyond doubt. But its exercise would be unwise unless the +suppression of free thought, free speech, and a free press were enforced so +stringently that all other means of throwing it off had become hopeless."_ +Ultimately, though, the _"days of armed revolution have gone by. It is too +easily put down."_ [**Instead of a Book**, p. 430, p. 439 and p. 440] + +Except for a small group of hard-core insurrectionists, few social anarchists +think that violence should be the first recourse in social struggle. The +ultra-revolutionary rhetoric associated with the 1883-6 period is not feature +of the anarchist movement in general and so lessons have been learned. As far +as strategy goes, the tactics advocated by social anarchists involve the same +ones that individualist anarchists support, namely refusal of obedience to all +forms of authority. This would include workplace, rent and tax strikes, +occupations, protests and such like. Violence has always been seen as the last +option, to be used only in self-defence (or, sometimes, in revenge for greater +acts of violence by oppressors). The problem is that any effective protest +will result in the protesters coming into conflict with either the state or +property owners. For example, a rent strike will see the agents of the +property owner trying to evict tenants, as would a workers strike which +occupied the workplace. Similarly, in the Seattle protests in 1999 the police +used force against the non-violent protesters blocking the roads long before +the Black Bloc started breaking windows (which is, in itself, non-violent as +it was directed against corporate property, not people -- unlike the police +action). Unless the rebels simply did what they were told, then any non- +violent protest could become violent -- but only because private property +ultimately rests on state violence, a fact which becomes obvious when people +refuse to acknowledge it and its privileges (_"There is only one law for the +poor, to wit: Obey the rich."_ [Parsons, **Op. Cit.**, p. 97]). Thus Adolph +Fischer, one of the Haymarket Martyrs: + +> _ "Would a peaceful solution of the social question be possible, the +anarchists would be the first ones to rejoice over it. + +> + +> "But is it not a fact that on occasion of almost every strike the minions of +the institutions of private property -- militia, police, deputy sheriffs; yes, +even federal troops -- are being called to the scenes of conflict between +capital and labour, in order to protect the interests of capital? . . . What +peaceful means should the toilers employ? There is, for example, the strike? +If the ruling classes want to enforce the 'law' they can have every striker +arrested and punished for 'intimidation' and conspiracy. A strike can only be +successful if the striking workingmen prevent their places being occupied by +others. But this prevention is a crime in the eyes of the law. Boycott? In +several states the 'courts of justice' have decided that the boycott is a +violation of the law, and in consequence thereof, a number of boycotts have +had the pleasure of examining the inner construction of penitentiaries 'for +'conspiracy' against the interests of capital."_ [**The Autobiographies of the +Haymarket Martyrs**, pp. 85-6] + +Some individualist anarchists did agree with this position. Dyer Lum, for +example, _"supported revolutionary violence on practical and historical +grounds. Practically speaking, Lum did not believe that 'wage slavery' could +be ended by non-violence because capitalists would surely use force to +resist."_ [Frank H. Brooks, _"Ideology, Strategy, and Organization: Dyer Lum +and the American Anarchist Movement"_, pp. 57-83, **Labor History**, vol. 34, +No. 1, p. 71] Spooner's rhetoric could be as violent sounding as Johann Most +at his worse and he called upon the subjects of the British Empire to rise in +revolt (see his pamphlet **Revolution**). Equally, many social anarchists are +pacifists or believe that anarchism can come about by means of reform and not +revolution. Thus the reform/revolution divide does not quite equal the +individualist/social anarchist divide, although it is fair to say that most +individualist anarchists were and are reformists. + +So, it must be stressed that most individualist anarchists did not oppose +revolution **as such**. Rather they considered it as both unlikely to succeed +and unnecessary. They rejected revolutionary expropriation _"not because we +deem such expropriation unjust, invasive, criminal, but solely because we are +we are convinced that there is a better, safer, and wiser way for labour to +pursue with a view to emancipation."_ With mutual banks, they argued, it +became possible _"for labour to gradually lift itself into the position to +command its full share of wealth, and absorb in the shape of wages all that is +now alienated from it in the forms of profit, interest proper, and monopoly +rent."_ [Yarrows, **Liberty**, no. 171, p. 5] As such, their aims were the +same as communist-anarchism (namely to end exploitation of labour and the +abolition of the state) but their means were different. Both, however, were +well aware that the capitalism could not be ended by political action (i.e., +voting). _"That the privileged class"_, argued William Bailie _"will submit to +expropriation, even if demanded at the ballot-box, is a delusion possible only +to him who knows not the actual situation confronting the people of this +country."_ [_"The Rule of the Monopolists"_, **Liberty**, no. 368, p. 4] + +However, there was one area of life that was excluded from their opposition to +expropriation: the land. As Yarros put it, _"the Anarchists' position on the +land question, which involves the dispossession of present landlords and the +entire abolition of the existing system of land tenure . . . They wish to +expropriate the landlords, and allow the landless to settle on land which does +not now belong to them."_ This _"[o]ne exception . . . we are compelled to +make"_ involved _"believ[ing] that the landless **will**, individually and for +the purpose of occupying ownership, take possession of the land not personally +occupied and used by landlord, and **will** protect each other in the +possession of such lands against any power hostile to them."_ [**Op. Cit.**, +no. 171, p. 4 and p. 5] + +Yet as subsequent history has shown, landlords are just as likely to organise +and support violent counter-revolutionary movements in the face of land reform +as are industrial capitalists. Both sections of the capitalist class supported +fascists like Mussolini, Franco and Pinochet in the face of even moderate +attempts at expropriation by either reformist governments or the peasants +themselves. So as the history of land reform shows, landlords are more than +willing to turn to death squads and fascism to resist it. To suggest that +squatting land would provoke less capitalist violence than, say, expropriating +workplaces simply cannot be supported in the light of 20th century history. +The choice, then, is simply to allow the landlords and capitalists to keep +their property and try to but it back from them or use political or +revolutionary means to expropriate them. Communist-anarchists thought that the +mutual banks would not work and so supported expropriation by means of a mass +revolt, a social revolution. + +As such, communist-anarchists are not revolutionaries by choice but rather +because they do not think capitalism can be reformed away nor that the ruling +class will freely see their power, property and privileges taken from them. +They reject the mutualist and individualist anarchist suggestion that mutual +banks could provide enough credit to compete capitalism away and, even if it +could, the state would simply outlaw it. This perspective does **not** imply, +as many enemies of anarchist suggest, that social anarchists always seek to +use violence but rather that we are aware that the state and capitalists will +use violence against any effective protest. So, the methods social anarchists +urge -- strikes, occupations, protests, and so forth -- are all inherently +non-violent but resistance by the state and capitalist class to these acts of +rebellion often results in violence (which is dutifully reported as violence +by the rebels, not the powerful, in the media). That the capitalist class will +use violence and force to maintain its position _"is demonstrated in every +strike which threatens their power; by every lock-out, by every discharge; by +every black-list."_ [Parsons, **Anarchism: Its Philosophy and Scientific +Basis**, p. 105] Ultimately, the workings of capitalism itself provokes +resistance to it. Even if no anarchist participated in, or help organise, +strikes and protests they would occur anyway and the state would inevitably +intervene to defend "law and order" and "private property" -- as the history +of every class system proves. So communist-anarchism does not produce the +class war, the class war produces communist-anarchism. + +In addition, Tucker thought that a violent revolution would not succeed for +without an awareness of anarchist ideals in the general public, the old system +would soon return. _"If government should be abruptly and entirely abolished +tomorrow,"_ he argued, _"there would probably ensue a series of physical +conflicts about land and many other things, ending in reaction and a revival +of the old tyranny."_ [**Instead of a Book**, p. 329] Almost all revolutionary +anarchists would agree with his analysis (see [section +A.2.16](secA2.html#seca216)). Such anarchists have always seen revolution as +the end of a long process of self-liberation and self-education through +struggle. All anarchists reject the idea that all that was required was to +eliminate the government, by whatever means, and the world would be made +right. Rather, we have seen anarchism as a social movement which, like anarchy +itself, requires the participation of the vast majority to be viable. Hence +anarchist support for unions and strikes, for example, as a means of creating +more awareness of anarchism and its solutions to the social question (see +[section J.1](secJ1.html)). This means that communist-anarchists do not see +revolution as imposing anarchism, but rather as an act of self-liberation by a +people sick of being ruled by others and act to free themselves of tyranny. + +So, in summary, in terms of tactics there is significant overlap between the +strategies advocated by both social and individualist anarchists. The key +difference is that the former do not think that the latter's mutual banks make +expropriation unnecessary while the individualist anarchists think that +expropriation of capital would provoke the state into attacking and it would +be unlikely that the rebels would win. Both, however, can agree that violence +should only be used in self-defence and that for most of the time it is not +required as other forms of resistance are far more effective. + +## G.2.3 Does communist-anarchism aim to destroy individuality? + +Then there is the desirability of communism as such. A. H. Simpson argued that +_"Anarchism is egoism; Communism is altruism"_ and altruism in any form will +involve _"the duty of the individual to sacrifice himself to God, the State, +the community, the 'cause' of anything, superstition that always makes for +tyranny. This idea, whether under Theocracy or Communism, will result in the +same thing -- always authority."_ He did, though, argue that in a free society +people who _"desire to have their individuality submerged in the crowd"_ would +be free to set up their own communes. [**The Individualist Anarchists**, p. 92 +and p. 94] This flows from Joshua Warren's experiences on Robert Owen's co- +operative community **New Harmony** and the conclusions he drew from its +collapse. Warren essentially began the individualist anarchist tradition by +concluding that any sort of collective emphasis was bound to fail because it +prevented people from sufficiently addressing individual concerns, since +supposed collective concerns would inevitably take their place. The failure of +these communities was rooted in a failure to understand the need for +individual self-government. Thus, for Warren, it _"seemed that the differences +of opinion, tastes, and purposes **increased** just in proportion to the +demand for conformity"_ and so it _"appeared that it was nature's own inherent +law of diversity that had conquered us . . . Our 'united interests' were +directly at war with the individualities of persons and circumstances."_ +[quoted by George Woodcock, **Anarchism**, p. 390] Thus, property within the +limits of occupancy and use, and within an economy dominated by the cost +principle or some close equivalent, had to be a necessary protection for the +individual from both the potential tyranny of the group (communism) and from +inequalities in wealth (capitalism). + +In return, communist-anarchists would agree. _"Phalansteries,_ argued +Kropotkin, _"are repugnant to millions of human beings."_ While most people +feel _"the necessity of meeting his [or her] fellows for the pursue of common +work . . . it is not so for the hours of leisure"_ and such communities _"do +not take this into account."_ Thus a commune system does not imply communal +living (although such arrangements _"can please some"_). Rather it was a case +of _"isolated apartments . . . Isolation, alternating with time spent in +society, is the normal desire of human nature."_ [**The Conquest of Bread**, +pp. 123-4] Kropotkin in his discussion on why intentional communities like +that of Owen's failed repeated many of Warren's points and stressed that they +were based on the authoritarian spirit and violated the need for individual +liberty, isolation and diversity (see his **Small Communal Experiments and Why +They Fail**). The aim of communist-anarchism is to create a communist society +based on individual liberty and freely joined functional groups. It does not +aim to burden individuals with communal issues beyond those required by said +groupings. Thus self-managed communities involve managing only those affairs +which truly rest in joint needs, with the interests of individuals and other +groups only being discussed if they are harming others and other means of +resolving disputes have failed. Whether this can actually happen, of course, +will be discovered in a free society. If it did not, the communist-anarchists +would be the first to seek alternative economic and social arrangements which +guaranteed liberty. + +It should also go without saying that no communist-anarchist sought a system +by which individuals would have their personality destroyed. As Kropotkin +stressed: + +> _ "Anarchist Communism maintains that most valuable of all conquests -- +individual liberty -- and moreover extends it and gives it a solid basis -- +economic liberty -- without which political liberty is delusive; it does not +ask the individual who has rejected god, god the king, and god the parliament, +to give himself unto himself a god more terrible than any of the preceding \-- +god the Community, or to abdicate upon its alter his independence, his will, +his tastes, and to renew the vow of asceticism which he formally made before +the crucified god. It says to him, on the contrary, 'No society is free so +long as the individual is not so! Do not seek to modify society by imposing +upon it an authority which shall make everything right; if you do you will +fail . . . abolish the conditions which allow some to monopolise the fruit of +labour of others.'"_ [**The Place of Anarchism in Socialistic Evolution**, pp. +14-5] + +Of course, denying that communist-anarchists seek such a regime is not the +same as saying that such a regime would not be created by accident. +Unsurprisingly, communist-anarchists have spent some time arguing that their +system would not be subject to such a degeneration as its members would be +aware of the danger and act to stop it (see, for example, [section +I.5.6](secI5.html#seci56)). The key to understanding communist-anarchism is to +recognise that it is based on free access. It does not deny an individual (or +even a group of individuals) the ability to work their own land or workplace, +it simply denies them the ability to exclude others from it unless they agree +to be their servant first. The sharing of the products of labour is considered +as the means to reduce even more any authority in society as people can swap +workplaces and communities with ease, without worrying about whether they can +put food on their table or not. + +Of course, there is slight irony to Simpson's diatribe against communism in +that it implicitly assumes that private property is not a god and that +individuals should respect it regardless of how it impacts on them and their +liberty. Would it not be altruism of the worse kind if working class people +did not simply take the land and capital they need to survive rather than sell +their labour and liberty to its owners? So why exclude private property (even +in a modified form) from individualist anarchist scorn? As we argue in +[section G.6](secG6.html) this was Max Stirner's position and, fundamentally, +the communist-anarchist one too. Communist-anarchists oppose private property +as it generates relationships of authority and these harm those subject to +them and, as a consequence, they argue that it is in the **self**-interest of +the individuals so oppressed to expropriate private property and share the +whole world. + +The issue of sharing and what it implied also caused some individualist +anarchists to oppose it. Henry Appleton argued that _"all communism rests upon +an artificial attempt to level things, as against a social development resting +upon untrammelled individual sovereignty."_ The _"true Anarchist . . . is +opposed to all manner of artificial levelling machines. How pitiful the +ignorance which accuses him of wanting to level everything, when the very +integral thought of Anarchism is opposed to levelling!"_ [**The Individualist +Anarchists**, p. 89] However, as we have indicated in [section +A.2.5](secA2.html#seca25), all genuine anarchists, **including communist- +anarchists**, are opposed to making or treating people as if they were +identical. In fact, the goal of communist-anarchism has always been to ensure +and protect the natural diversity of individuals by creating social conditions +in which individuality can flourish. The fundamental principle of communism is +the maxim _**"from each according to their abilities, to each according to +their needs."**_ There is nothing there about _"levelling"_ or (which amounts +to the same thing), _"equality of outcome."_ To make an obvious point: _"If +one person need medical treatment and another is more fortunate, they are not +to be granted an equal amount of medical care, and the same is true of other +human needs._ Hence Chomsky talks of the _"authentic left"_ who recognise that +individuals _"will differ in their aspirations, their abilities, and their +personal goals"_ and seek a society which allows that diversity to fully +flourish. [**The Chomsky Reader**, p. 191 and p. 192] In the words of Rudolf +Rocker: + +> _ "a far greater degree of economic equality . . . would . . . be no +guarantee against political and social oppression. Economic equality alone is +not social liberation. It is just this which Marxism and all the other schools +of authoritarian Socialism have never understood. Even in prison, in the +cloister, or in the barracks one finds a fairly high degree of economic +equality, as all the inmates are provided with the same dwelling, the same +food, the same uniform, and the same tasks . . . [this was] the vilest +despotism . . . the human being was merely the automation of a higher will, on +whose decisions he had not the slightest influence. It was not without reason +that Proudhon saw in a 'Socialism' without freedom the worst form of slavery. +The urge for social justice can only develop properly and be effective, when +it grows out of man's sense of personal freedom and is based on that. In other +words **Socialism will be free, or it will not be at all**. In its recognition +of this lies the genuine and profound justification for the existence of +Anarchism."_ [**Anarcho-Syndicalism**, p. 14] + +Therefore, anarchists _"demand the abolition of all economic monopolies and +the common ownership of the soil and all other means of production, the use of +which must be available to all without distinction; for personal and social +freedom is conceivable only on the basis of equal economic advantages for +everybody._ [**Op. Cit.**, p. 11] As Kropotkin stressed, anarchists recognise +that there are two types of communism, libertarian and authoritarian and _"our +communism, is not that of the authoritarian school: it is anarchist communism, +communism without government, free communism. It is a synthesis of the two +chief aims pursued by humanity since the dawn of its history -- economic +freedom and political freedom."_ It is based on _"everybody, contributing for +the common well-being to the full extent of his [or her] capacities . . . +enjoy[ing] also from the common stock of society to the fullest possible +extent of his [or her] needs."_ Thus it is rooted in individual tastes and +diversity, on _"putting the wants of the individual **above** the valuation of +the services he [or she] has rendered, or might render, to society."_ Thus +communism was _"the best basis for individual development and freedom"_ and so +_"the full expansion of man's faculties, the superior development of what is +original in him, the greatest fruitfulness of intelligences, feeling and +will."_ It would ensure the _"most powerful development of individuality, of +individual originality."_ The _"most powerful development of individuality, of +individual originality . . . can only be produced when the first needs of food +and shelter are satisfied"_ and this was why _"communism and anarchism"_ are +_"a necessary complement to one another."_ [**Anarchism**, p. 61, p. 59, p. 60 +and p. 141] + +So, communist-anarchists would actually agree with individualist anarchists +like Simpson and oppose any notion of _"levelling"_ (artificial or otherwise). +The aim of libertarian communism is to increase diversity and individuality, +**not** to end it by imposing an abstract equality of outcome or of +consumption that would utter ignore individual tastes or preferences. Given +that communist-anarchists like Kropotkin and Malatesta continually stressed +this aspect of their ideas, Simpson was simply confusing libertarian and +authoritarian forms of communism for polemical effect rather than presenting a +true account of the issues at hand. + +A firmer critique of communist-anarchism can be found when Tucker argued that +_"Kropotkinian anarchism means the liberty to eat, but not to cook; to drink, +but not to brew; to wear, but not to spin; to dwell, but not to build; to +give, but not to sell or buy; to think, but not to print; to speak, but not to +hire a hall; to dance, but not to pay the fiddler."_ [quoted by George +Woodcock and Ivan Avakumovic, **Op. Cit.**, p. 279] Yet even this contains a +distortion, as it is clear that communist-anarchism is based on the assumption +that members of a communist society **would** have to contribute (if +physically able, of course) to the common resources in order to gain access to +them. The notion that Kropotkin thought that a communist society would only +take into account _"to each according to their needs"_ while ignoring _"from +each according to their abilities"_ seems hard to square with his published +arguments. While it is true that individual contributions would not be exactly +determined, it is false to suggest that communist-anarchism ignores the +obvious truism that in order to consume you first need to produce. Simply put, +if someone seeks to live off the work of others in a free society those within +it would be asked to leave and provide for themselves. By their actions, they +have shown that they do not want to live in a communist commune and those who +do wish to live as communists would feel no particular need to provide for +those who do not (see [section I.4.14](secI4.html#seci414)). + +This can be seen when Tucker quoted **Freedom** saying that _"in the +transitional revolutionary period communities and individuals may be obliged +in self-defence to make it their rule that 'He who will not work neither shall +he eat.' It is not always possible for us to act up to our principles and . . +. expediency may force us to confine our Communism to those who are willing to +be our brothers and equals."_ Somewhat incredibly, Tucker stated _"I am not +quite clear as to the meaning of this, and would ask to be enlightened on the +question whether those objectionable individuals are to be let alone to live +in their own way, or whether the State Socialistic plan would be pursued in +dealing with them."_ [**Liberty**, no. 149, p. 1] Clearly, his anti-communism +got in the way of any attempt to build bridges or acknowledge that communist- +anarchists had no desire (as noted above) to force people to be communists nor +to have the "communism" of those unwilling (rather than unable) to contribute +imposed on them! + +## G.2.4 What other reasons do individualists give for rejecting communist- +anarchism? + +The other differences are not as major. Some individualist anarchists took +umbrage because the communist-anarchists predicted that an anarchist society +would take a communal form, so prescribing the future development of a free +society in potentially authoritarian ways. As James Martin summarised, it was +Tucker's _"belief that 'in all subsequent social co-operation no manner of +organisation or combination whatsoever shall be binding upon any individual +without his consent,' and to decide in advance upon a communal structure +violated this maxim from the start."_ [**Men Against the State**, p. 222] +Others took umbrage because the communist-anarchists refused to spell out in +sufficient detail exactly how their vision would work. + +Communist-anarchists reply in four main ways. Firstly, the individualist +anarchists themselves predicted roughly how they thought a free society would +look and function, namely one on individual ownership of production based +around mutual banks. Secondly, communist-anarchists presented any vision as +one which was consistent with libertarian principles, i.e., their suggestions +for a free society was based on thinking about the implication of anarchist +principles in real life. There seemed little point in advocating anarchism if +any future society would be marked by authority. To not discuss how a free +society could work would result in authoritarian solutions being imposed (see +[section I.2.1](secI2.html#seci21)). Thirdly, they were at pains to link the +institutions of a free society to those already being generated within +capitalism but in opposition to its hierarchical nature (see [section +I.2.3](secI2.html#seci23)). Fourthly, presenting more than a sketch would be +authoritarian as it is up to a free people to create their own society and +solve their problems themselves (see [section I.2](secI2.html)). + +Clearly, A. H. Simpson was wrong when he asserted that communist-anarchists +argued thusly: _"Abolish private property by instituting compulsory Communism, +and the State will go."_ No communist-anarchist has ever argued for compulsory +communism. Somewhat ironically, Simpson went on to argue that _"difference +between Communism and Anarchy is plainly observable in their methods. Abolish +the State . . . that bulwark of the robber system . . . says the Anarchist. +Abolish private property, the source of all evil and injustice, parent of the +State, says the Communist."_ [**The Individualist Anarchists**, p. 92] Yet +communist-anarchists do **not** subscribe to the position of abolishing +private property first, **then** the state. As we note when refuting the +opposite assertion by Marxists in [section H.2.4](secH2.html#sech24), +anarchists like Kropotkin and Malatesta followed Bakunin in arguing that +**both** needed to be abolished at the same time. Kropotkin, for example, did +not divide economic and political issues, for him it was a case of _"the +political and economic principles of Anarchism."_ [**Anarchism**, p. 159] + +This unity of economic and political aspects of anarchism exists within +Individualist Anarchism too, but it is hidden by the unfortunately tendency of +its supporters of discussing certain forms of private property as state +enforced monopolies. So to a large degree many of the disagreements between +the two schools of anarchism were rooted in semantics. Thus we find William +Bailie arguing that the anarchist-communist _"assumption that rent and +interest are due to private property is not proven"_ as _"both rent and +interest are the result of monopoly, of restricted individual liberty."_ +[**Liberty**, no. 261, p. 1] In other words, rent is caused because the state +enforces property rights which the individualist anarchists disagree with. +Thus when individualist anarchists argue they seek to get rid of the state, +they **also** mean the end of capitalist property rights (particularly in +land). That this can lead to confusion is obvious as, in the usual sense of +the word, rent **is** caused by private property. The communists-anarchists, +in contrast, generally used the term "private property" and "property" in the +same way that Proudhon used it in 1840, namely property which allows its owner +to exploit the labour of another. As such, they had no problem with those who +laboured by themselves on their own property. + +The lack of a market in communist-anarchism led some individualist anarchists +like William Bailie to argue that it _"ignores the necessity for any machinery +to adjust economic activities to their ends."_ Either its supporters _"exalt a +chaotic and unbalanced condition"_ or they will produce an _"insufferable +hierarchy."_ [**The Individualist Anarchists**, p. 116] Thus, to use modern +terms, either communist-anarchists embrace central planning or their system +simply cannot produce goods to meet demand with over-production of unwanted +goods and under-production of desired ones. Needless to say, communist- +anarchists argue that it is possible to bring the demand and production of +goods into line without requiring centralised planning (which would be +inefficient and a dire threat to individual freedom -- Kropotkin's arguments +against state capitalism were proved right in Soviet Russia). It would require +a system of horizontal links between self-managed workplaces and the +transmission of appropriate information to make informed decisions (see +[section I](secIcon.html) for a discussion of some possibilities). + +Another objection to communist-anarchism was raised by Proudhon during his +debates with the state communists of his time who also raised the slogan +_"from each according to their abilities, to each according to their needs."_ +For Proudhon, wages in the sense of payment for labour would still exist in a +anarchist society. This was because of two main reasons. Firstly, rewarding +labour for its actual work done would be a great incentive in ensuring that it +was efficiently done and meet the consumers requirements. Secondly, he +considered communism as being potentially authoritarian in that society would +determine what an individual should contribute and consume. As he put it: + +> _ "Who then shall determine the capacity? who shall be the judge of the +needs? + +> + +> "You say that my capacity is 100: I maintain that it is only 90. You add +that my needs are 90: I affirm that they are 100. There is a difference +between us of twenty upon needs and capacity. It is, in other words, the well- +known debate between **demand** and **supply**. Who shall judge between the +society and me? + +> + +> "If the society persists, despite my protests, I resign from it, and that is +all there is to it. The society comes to an end from lack of associates. + +> + +> "If, having recourse to force, the society undertakes to compel me; if it +demands from me sacrifice and devotion, I say to it: Hypocrite! you promised +to deliver me from being plundered by capital and power; and now, in the name +of equality and fraternity, in your turn, you plunder me. Formerly, in order +to rob me, they exaggerated my capacity and minimised my needs. They said that +products cost me so little, that I needed so little to live! You are doing the +same thing. What difference is there then between fraternity and the wage +system?"_ [**The General Idea of the Revolution**, pp. 96-7] + +Yet even here Proudhon shows the libertarian communist solution to this +possible problem, namely free association. If there were a conflict between +individuals within a free commune in terms of their contributions and +consumption then the individual is free to leave (and, conversely, the commune +is free to expel an individual). Said individuals can seek another communist +commune and join it or, conversely, work for themselves in their present +location. Ultimately, free association means the freedom **not** to associate +and libertarian communism is rooted in that truism. Thus, communist-anarchists +would agree with the French anarchism when he _"conclude[d] that a single +association can never include all the workmen in one industry, nor all +industrial corporations, nor, **a fortiori**, a nation of 36 millions of men; +therefore that the principle of association does not offer the required +solution."_ [**Op. Cit.**, p. 85] Like Proudhon, communist-anarchists base +their anarchism on federations of associations and communes, with these +federations and associations formed as and when they were required for joint +activity. Thus the federation of communist communes and workplaces would play +a similar role as Proudhon's _"agro-industrial federation,"_ namely to end +_"wage labour or economic servitude"_ and _"to protect"_ against _"capitalist +and financial feudalism, both within them and from the outside"_ as well as +ensuring _"increasing equality"_ and the _"application of application on the +largest possible scale of the principles of mutualism"_ and _"economic +solidarity."_ [**The Principle of Federation**, p. 70 and p. 71] + +The key difference, of course, between Proudhon's mutualism and Kropotkin's +communism was (as latter stressed) that the former supported payment for +labour in terms of money or labour-cheques while the latter argued that this +would be a modification of the wages system rather than its total abolition. +Yet by divorcing payment for labour from its consumption, Proudhon argued that +communism, like monopoly, made it difficult to determine exactly the costs +involved in producing goods. The French anarchist argued that there was no way +of knowing the real cost of anything produced outside the market. This could +be seen from monopolies within capitalism: + +> _ "How much does the tobacco sold by the administration cost? How much is it +worth? You can answer the first of these questions: you need only call at the +first tobacco shop you see. But you can tell me nothing about the second, +because you have no standard of comparison and are forbidden to verify by +experiment the items of cost of administration. Therefore the tobacco +business, made into a monopoly, necessarily costs society more than it brings +in; it is an industry which, instead of subsisting by its own product, lives +by subsidies."_ [**System of Economical Contradictions**, pp. 232-3] + +Communist-anarchists reply by noting that the price of something is not +independent of the degree of monopoly of an industry and so natural barriers +to competition can skew prices. Equally, competition can be a race to the +bottom and that competitors can undermine their own working conditions and +enjoyment of life in order to gain an advantage (or, more often, simply +survive) on the market. As we argue in [section I.1.3](secI13.html#seci13), +markets have a tendency to undermine equality and solidarity and, over time, +erode the basis of a free society. + +As an aside, Proudhon's argument has obvious similarities with von Mises' much +later attack on communism which is usually called the "socialist calculation +argument" (see [section I.1.1](secI1.html#seci11)). As discussed in [section +I.1.2](secI1.html#seci12), von Mises' argument was question begging in the +extreme and our critique of that applies equally to Proudhon's claims. As +such, communist-anarchists argue that market prices usually do **not** reflect +the real costs (in terms of their effects on individuals, society and the +planet's ecology) -- even those prices generated by non-capitalist markets. +Moreover, due to Proudhon's opposition to rent and interest, his own argument +could be turned against mutualism and individualist anarchism as followers of +von Mises have done. Without rent and interest, they argue, there is no way of +identifying how much land or credit is worth and so resource use will be +inefficient. Of course, this assumes that capitalist definitions of efficiency +and "cost" are the only valid ones which is not the case. So, arguing that +markets are required to correctly value goods and services is a two-edged +sword, argue communist-anarchists. + +One of the joys of Proudhon is that he provides material to critique both +Kropotkin's communist-anarchism **and** Tucker's individualist anarchism for +while opposed to communism he was equally opposed to wage labour, as we +indicate in [section G.4.2](secG4.html#secg42) (as such, those who quote +Proudhon's attacks on communism but fail to note his attacks on wage slavery +are extremely dishonest). Under mutualism, there would not be wage labour. +Rather than employers paying wages to workers, workers would form co- +operatives and pay themselves a share of the income they collectively +produced. As Robert Graham put it, _"[t]hat both Tucker and Bakunin could +claim Proudhon as their own illustrates the inherent ambiguity and elusiveness +of his thought . . . With his death, that synthesis broke down into its +conflicting parts."_ [_"Introduction"_, Pierre-Joseph Proudhon, **The General +idea of the Revolution**, p. xxxi] Social anarchism emphasised the self- +management, associational and federalist aspects of Proudhon's ideas along +with his critique of private property while individualist anarchism tended to +stress his support for possession, "wages" (i.e., labour income), competition +and markets. + +## G.2.5 Do most anarchists agree with the individualists on communist- +anarchism? + +No, far from it. Most anarchists in the late nineteenth century recognised +communist-anarchism as a genuine form of anarchism and it quickly replaced +collectivist anarchism as the dominant tendency. + +So few anarchists found the individualist solution to the social question or +the attempts of some of them to excommunicate social anarchism from the +movement convincing. Across the world, including in America itself, communist +anarchism became the bulk of the movement (social anarchism is the +_"mainstream of anarchist theory"_ and in the _"historical anarchist +movement"_ where anarcho-communism and anarcho-syndicalism have been +_"predominating."_ [John Clark, **The Anarchist Moment**, p. 143]). That is +still the situation to this day, with individualist anarchism being a small +part of the movement (again, it mostly exists in America and, to an even +lesser degree, Britain). Moreover, with the notable exception of Johann Most, +most leading communist-anarchists refused to respond in kind and recognised +individualist anarchism as a form of anarchism (usually one suited to +conditions in pre-industrial America). Kropotkin, for example, included +Individualist Anarchism in his 1911 account of Anarchism for the +**Encyclopaedia Britannica** as well as his pamphlet **Modern Science and +Anarchism**. + +It should also be stressed that not all individualist anarchists followed +Tucker's lead in refusing to call communist anarchism a form of anarchism. +Joseph Labadie, Dyer Lum and Voltairine de Cleyre (when she was an +individualist), for example, recognised the likes of Albert and Lucy Parsons, +Kropotkin, Goldman and Berkman as fellow anarchists even if they disagreed +with some of their methods and aspects of their preferred solution to the +social problem. For Labadie, _"[o]ne may want liberty to advance the interests +of Communism, another to further the cause of individualism"_ and so nothing +can _"stand in the way of uniting with other Anarchists who believe in +Communism to get more liberty"_ [**The Individualist Anarchists**, p. 260 and +p. 262] Today, few (if any) individualist anarchists try to excommunicate +other anarchists from the movement, thankfully leaving the diatribes and +sectarianism of a few individuals in the nineteenth century where they belong. + +Suffice to say, an account of anarchism which excluded social anarchism would +be a very short work indeed and, unsurprisingly, all serious accounts of +anarchism concentrate on social anarchism, its thinkers and its organisations. +Which, unfortunately, ensures that the diversity and richness of individualist +anarchism is somewhat lost, as are its social roots and context (which, in +turn, allows some academics to confuse individualist anarchism with +"anarcho"-capitalism based on a superficial analysis of words like "property" +and "markets"). This predominance of social anarchism is reflected in the +movements journals. + +While some of its admirers stress that **Liberty** was the longest lasting +American anarchist paper, in fact a social anarchist paper has that claim to +fame. **Fraye Arbeter Shtime** (**The Free Voice of Labour**) was a Yiddish +language anarchist periodical which was first published in 1890 and lasted +until 1977\. This was followed by the Italian anarchist paper **L'Adunata dei +Refrattari** which was published between 1922 and 1971. So when James Martin +stated that **Liberty** was _"the longest-lived of any radical periodical of +economic or political nature in the nation's history"_ in 1953 he was wrong. +[**Men Against the State**, p. 208] In terms of the English language, the +London based communist-anarchist journal **Freedom** has existed (in various +forms) from 1886 and so beats any claim made for **Liberty** as being the +longest lasting English language anarchist journal by several decades. The +anarcho-syndicalist **Black Flag**, another British based journal, began +publication in 1971 and was still being published over 30 years later. As far +as the longest running US-based anarchist journal, that title now goes to the +social anarchist magazine **Anarchy: A Journal of Desire Armed** which was +founded in 1980 and is still going strong. This is, we stress, not to diminish +**Liberty** and its achievement but simply to put it into the context of the +wider movement and the fact that, outside of America, social anarchism **is** +the anarchist movement (and even within America, social anarchism was and is +the bulk of it). + +In summary, then, while individualist anarchism opposed communist-anarchism +much of this opposition was rooted in misunderstandings and, at times, +outright distortion. Once these are corrected, it becomes clear that both +schools of anarchism share significant ideas in common. This is +unsurprisingly, given the impact of Proudhon on both of them as well as their +common concerns on the social question and participation in the labour and +other popular movements. As both are (libertarian) socialists inspired by many +of the same intellectual and social influences, this should come as no +surprise. That a few individualist and communist anarchists tried to deny +those common influences should not blind us to them or the fact that both +schools of anarchism are compatible. + +Ultimately, though, anarchism should be wide enough and generous enough to +include both communist and individualist anarchism. Attempts to excommunicate +one or the other seem petty given how much each has in common and, moreover, +given that both are compatible with each other as both are rooted in similar +perspectives on possession, capitalist property rights and voluntary +association. Once the differences in terminology are understood, the +differences are not impossible to reconcile. + diff --git a/markdown/secG3.md b/markdown/secG3.md new file mode 100644 index 0000000000000000000000000000000000000000..732aa218b6ae5385dd7c17e0a00ca796cbc85922 --- /dev/null +++ b/markdown/secG3.md @@ -0,0 +1,2000 @@ +# G.3 Is "anarcho"-capitalism a new form of individualist anarchism? + +No. As Carole Pateman once pointed out, _"[t]here has always been a strong +radical individualist tradition in the USA. Its adherents have been divided +between those who drew anarchist, egalitarian conclusions, and those who +reduced political life to the capitalist economy writ large, to a series of +exchanges between unequally situated individuals."_ [**The Problem of +Political Obligation**, p. 205] What right-"libertarians" and +"anarcho"-capitalists do is to confuse these two traditions, ignoring +fundamental aspects of individualist anarchism in order to do so. Thus +anarchist Peter Sabatini: + +> _"in those rare moments when [Murray] Rothbard (or any other [right-wing] +Libertarian) does draw upon individualist anarchism, he is always highly +selective about what he pulls out. Most of the doctrine's core principles, +being decidedly anti-Libertarianism, are conveniently ignored, and so what +remains is shrill anti-statism conjoined to a vacuous freedom in hackneyed +defence of capitalism. In sum, the 'anarchy' of Libertarianism reduces to a +liberal fraud."_ [**Libertarianism: Bogus Anarchy**] + +As class struggle anarchist Benjamin Franks notes individualist anarchism +_"has similarities with, but is not identical to, anarcho-capitalism."_ +[**Rebel Alliances**, p. 44] For Colin Ward, while the _"mainstream"_ of +anarchist propaganda _"has been **anarchist-communism**"_ there are _"several +traditions of **individualist anarchism**"_, including that associated with +Max Stirner and _"a remarkable series of 19th-century American figures"_ who +_"differed from free-market liberals in their absolute mistrust of American +capitalism, and in their emphasis on mutualism."_ Ward was careful to note +that by the _"late 20th century the word 'libertarian' . . . was appropriated +by a new group of American thinkers"_ and so _"it is necessary to examine the +modern individualist 'libertarian' response from the standpoint of the +anarchist tradition."_ It was found to be wanting, for while Rothbard was +_"the most aware of the actual anarchist tradition among the anarcho- +capitalist apologists"_ he may have been _"aware of a tradition, but he is +singularly unaware of the old proverb that freedom for the pike means death +for the minnow."_ The individualist anarchists were _"busy social inventors +exploring the potential of autonomy."_ The _"American 'libertarians' of the +20th century are academics rather than social activists, and their +inventiveness seems to be limited to providing an ideology for untrammelled +market capitalism."_ [**Anarchism: A Short Introduction**, pp. 2-3, p. 62, p. +67, and p. 69] + +In this section we will sketch these differences between the genuine +libertarian ideas of Individualist Anarchism and the bogus "anarchism" of +right-"libertarian" ideology. This discussion builds upon our general critique +of "anarcho"-capitalism we presented in [section F](secFcon.html). However, +here we will concentrate on presenting individualist anarchist analysis of +"anarcho"-capitalist positions rather than, as before, mostly social anarchist +ones (although, of course, there are significant overlaps and similarities). +In this way, we can show the fundamental differences between the two theories +for while there are often great differences between specific individualist +anarchist thinkers all share a vision of a free society distinctly at odds +with the capitalism of their time as well as the "pure" system of economic +textbooks and right-"libertarian" dreams (which, ironically, so often reflects +the 19th century capitalism the individualist anarchists were fighting). + +First it should be noted that some "anarcho"-capitalists shy away from the +term, preferring such expressions as "market anarchist" or "individualist +anarchist." This suggests that there is some link between their ideology and +that of Tucker and his comrades. However, the founder of "anarcho"-capitalism, +Murray Rothbard, refused that label for, while _"strongly tempted,"_ he could +not do so because _"Spooner and Tucker have in a sense pre-empted that name +for their doctrine and that from that doctrine I have certain differences."_ +Somewhat incredibly Rothbard argued that on the whole politically _"these +differences are minor,"_ economically _"the differences are substantial, and +this means that my view of the consequences of putting our more of less common +system into practice is very far from theirs."_ [_"The Spooner-Tucker +Doctrine: An Economist's View"_, pp. 5-15, **Journal of Libertarian Studies**, +vol. 20, no. 1, p. 7] + +What an understatement! Individualist anarchists advocated an economic system +in which there would have been very little inequality of wealth and so of +power (and the accumulation of capital would have been minimal without profit, +interest and rent). Removing this social and economic basis would result in +**substantially** different political regimes. In other words, politics is not +isolated from economics. As anarchist David Wieck put it, Rothbard _"writes of +society as though some part of it (government) can be extracted and replaced +by another arrangement while other things go on before, and he constructs a +system of police and judicial power without any consideration of the influence +of historical and economic context."_ [**Anarchist Justice**, p. 227] + +Unsurprisingly, the political differences he highlights **are** significant, +namely _"the role of law and the jury system"_ and _"the land question."_ The +former difference relates to the fact that the individualist anarchists +_"allow[ed] each individual free-market court, and more specifically, each +free-market jury, totally free rein over judicial decision."_ This horrified +Rothbard. The reason is obvious, as it allows real people to judge the law as +well as the facts, modifying the former as society changes and evolves. For +Rothbard, the idea that ordinary people should have a say in the law is +dismissed. Rather, _"it would not be a very difficult task for Libertarian +lawyers and jurists to arrive at a rational and objective code of libertarian +legal principles and procedures."_ [**Op. Cit.**, pp. 7-8] Of course, the fact +that _"lawyers"_ and _"jurists"_ may have a radically different idea of what +is just than those subject to their laws is not raised by Rothbard, never mind +answered. While Rothbard notes that juries may defend the people against the +state, the notion that they may defend the people against the authority and +power of the rich is not even raised. That is why the rich have tended to +oppose juries as well as popular assemblies. Unsurprisingly, as we indicated +in [section F.6.1](secF6.html#secf61), Rothbard wanted laws to be made by +judges, lawyers, jurists and other "libertarian" experts rather than jury +judged and driven. In other words, to exclude the general population from any +say in the law and how it changes. This hardly a _"minor"_ difference! It is +like a supporter of the state saying that it is a _"minor"_ difference if you +favour a dictatorship rather than a democratically elected government. As +Tucker argued, _"it is precisely in the tempering of the rigidity of +enforcement that one of the chief excellences of Anarchism consists . . . +under Anarchism all rules and laws will be little more than suggestions for +the guidance of juries, and that all disputes . . . will be submitted to +juries which will judge not only the facts but the law, the justice of the +law, its applicability to the given circumstances, and the penalty or damage +to be inflicted because of its infraction . . . under Anarchism the law . . . +will be regarded as **just** in proportion to its flexibility, instead of now +in proportion to its rigidity."_ [**The Individualist Anarchists**, pp. 160-1] +In others, the law will evolve to take into account changing social +circumstances and, as a consequence, public opinion on specific events and +rights. Tucker's position is fundamentally **democratic** and evolutionary +while Rothbard's is autocratic and fossilised. + +This is particularly the case if you are proposing an economic system which is +based on inequalities of wealth, power and influence and the means of +accumulating more. As we note in [section G.3.3](secG3.html#secg33), one of +individualist anarchists that remained pointed this out and opposed Rothbard's +arguments. As such, while Rothbard may have subscribed to a system of +competing defence companies like Tucker, he expected them to operate in a +substantially different legal system, enforcing different (capitalist) +property rights and within a radically different socio-economic system. These +differences are hardly _"minor"_. As such, to claim that "anarcho"-capitalism +is simply individualist anarchism with "Austrian" economics shows an utter +lack of understanding of what individualist anarchism stood and aimed for. + +On the land question, Rothbard opposed the individualist position of +_"occupancy and use"_ as it _"would automatically abolish all rent payments +for land."_ Which was precisely **why** the individualist anarchists advocated +it! In a predominantly rural economy, as was the case during most of the 19th +century in America, this would result in a significant levelling of income and +social power as well as bolstering the bargaining position of non-land workers +by reducing the numbers forced onto the labour market (which, as we note in +[section F.8.5](secF8.html#secf85), was the rationale for the state enforcing +the land monopoly in the first place). He bemoans that landlords cannot charge +rent on their _"justly-acquired private property"_ without noticing that is +begging the question as anarchists deny that this is _"justly-acquired"_ land +in the first place. Unsurprising, Rothbard considered _"the proper theory of +justice in landed property can be found in John Locke"_, ignoring the awkward +fact that the first self-proclaimed anarchist book was written **precisely** +to refute that kind of theory and expose its anti-libertarian implications. +His argument simply shows how far from anarchism his ideology is. For +Rothbard, it goes without saying that the landlord's _"freedom of contract"_ +tops the worker's freedom to control their own work and live and, of course, +their right to life. [**Op. Cit.**, p. 8 and p. 9] + +For anarchists, _"the land is indispensable to our existence, consequently a +common thing, consequently insusceptible of appropriation."_ [Proudhon, **What +is Property?**, p. 107] Tucker looked forward to a time when capitalist +property rights in land were ended and _"the Anarchistic view that occupancy +and use should condition and limit landholding becomes the prevailing view."_ +This _"does not simply mean the freeing of unoccupied land. It means the +freeing of all land not occupied **by the owner**"_ and _"tenants would not be +forced to pay you rent, nor would you be allowed to seize their property. The +Anarchic associations would look upon your tenants very much as they would +look upon your guests."_ [**The Individualist Anarchists**, p. 159, p. 155 and +p. 162] The ramifications of this position on land use are significant. At its +most basic, what counts as force and coercion, and so state intervention, are +fundamentally different due to the differing conceptions of property held by +Tucker and Rothbard. If we apply, for example, the individualist anarchist +position on land to the workplace, we would treat the workers in a factory as +the rightful owners, on the basis of occupation and use; at the same time, we +could treat the share owners and capitalists as aggressors for attempting to +force their representatives as managers on those actually occupying and using +the premises. The same applies to the landlord against the tenant farmer. +Equally, the outcome of such differing property systems will be radically +different -- in terms of inequalities of wealth and so power (with having +others working for them, it is unlikely that would-be capitalists or landlords +would get rich). Rather than a _"minor"_ difference, the question of land use +fundamentally changes the nature of the society built upon it and whether it +counts as genuinely libertarian or not. + +Tucke was well aware of the implications of such differences. Supporting a +scheme like Rothbard's meant _"departing from Anarchistic ground,"_ it was +_"Archism"_ and, as he stressed in reply to one supporter of such property +rights, it opened the door to other authoritarian positions: _"Archism in one +point is taking him to Archism is another. Soon, if he is logical, he will be +an Archist in all respects."_ It was a _"fundamentally foolish"_ position, +because it _"starts with a basic proposition that must be looked upon by all +consistent Anarchists as obvious nonsense."_ _"What follows from this?"_ asked +Tucker. _"Evidently that a man may go to a piece of vacant land and fence it +off; that he may then go to a second piece and fence that off; then to a +third, and fence that off; then to a fourth, a fifth, a hundredth, a +thousandth, fencing them all off; that, unable to fence off himself as many as +he wishes, he may hire other men to do the fencing for him; and that then he +may stand back and bar all other men from using these lands, or admit them as +tenants at such rental as he may choose to extract."_ It was _"a theory of +landed property which all Anarchists agree in viewing as a denial of equal +liberty."_ It is _"utterly inconsistent with the Anarchistic doctrine of +occupancy and use as the limit of property in land."_ [**Liberty**, No. 180, +p. 4 and p. 6] This was because of the dangers to liberty capitalist property +rights in land implied: + +> _"I put the right of occupancy and use above the right of contract . . . +principally by my interest in the right of contract. Without such a preference +the theory of occupancy and use is utterly untenable; without it . . . it +would be possible for an individual to acquire, and hold simultaneously, +virtual titles to innumerable parcels of land, by the merest show of labour +performed thereon . . . [This would lead to] the virtual ownership of the +entire world by a small fraction of its inhabitants . . . [which would see] +the right of contract, if not destroyed absolutely, would surely be impaired +in an intolerable degree."_ [**Op. Cit.**, no. 350, p. 4] + +Clearly a position which Rothbard had no sympathy for, unlike landlords. +Strange, though, that Rothbard did not consider the obvious liberty destroying +effects of the monopolisation of land and natural resources as _"rational +grounds"_ for opposing landlords but, then, as we noted in [section +F.1](secF1.html) when it came to private property Rothbard simply could not +see its state-like qualities -- even when he pointed them out himself! For +Rothbard, the individualist anarchist position involved a _"hobbling of land +sites or of optimum use of land ownership and cultivation and such arbitrary +misallocation of land injures all of society."_ [Rothbard, **Op. Cit.**, p. 9] +Obviously, those subject to the arbitrary authority of landlords and pay them +rent are not part of _"society"_ and it is a strange coincidence that the +interests of landlords just happen to coincide so completely with that of +_"all of society"_ (including their tenants?). And it would be churlish to +remind Rothbard's readers that, as a methodological individualist, he was +meant to think that there is no such thing as _"society"_ \-- just +individuals. And in terms of these individuals, he clearly favoured the +landlords over their tenants and justifies this by appealing, like any crude +collectivist, to an abstraction (_"society"_) to which the tenants must +sacrifice themselves and their liberty. Tucker would not have been impressed. + +For Rothbard, the nineteenth century saw _"the establishment in North America +of a truly libertarian land system."_ [**The Ethics of Liberty**, p. 73] In +contrast, the Individualist Anarchists attacked that land system as the _"land +monopoly"_ and looked forward to a time when _"the libertarian principle to +the tenure of land"_ was actually applied [Tucker, **Liberty**, no. 350, p. 5] +So given the central place that "occupancy and use" lies in individualist +anarchism, it was extremely patronising for Rothbard to assert that _"it seems +. . . a complete violation of the Spooner-Tucker 'law of equal liberty' to +prevent the legitimate owner from selling his land to someone else."_ [_"The +Spooner-Tucker Doctrine: An Economist's View"_, **Op. Cit.**, p. 9] +Particularly as Tucker had explicitly addressed this issue and indicated the +logical and common sense basis for this so-called "violation" of their +principles. Thus "occupancy and use" was _"the libertarian principle to the +tenure of land"_ because it stopped a class of all powerful landlords +developing, ensuring a real equality of opportunity and liberty rather than +the formal "liberty" associated with capitalism which, in practice, means +selling your liberty to the rich. + +Somewhat ironically, Rothbard bemoaned that it _"seems to be a highly +unfortunate trait of libertarian and quasi-libertarian groups to spend the +bulk of their time and energy emphasising their most fallacious or +unlibertarian points."_ [**Op. Cit.**, p. 14] He pointed to the followers of +Henry George and their opposition to the current land holding system and the +monetary views of the individualist anarchists as examples (see [section +G.3.6](secG3.html#secg36) for a critique of Rothbard's position on mutual +banking). Of course, both groups would reply that Rothbard's positions were, +in fact, both fallacious and unlibertarian in nature. As, indeed, did Tucker +decades before Rothbard proclaimed his private statism a form of "anarchism." +Yarros' critique of those who praised capitalism but ignored the state imposed +restrictions that limited choice within it seems as applicable to Rothbard as +it did Herbert Spencer: + +> _ "A system is voluntary when it is voluntary all round . . . not when +certain transactions, regarded from certain points of view, appear Voluntary. +Are the circumstances which compel the labourer to accept unfair terms law- +created, artificial, and subversive of equal liberty? That is the question, +and an affirmative answer to it is tantamount to an admission that the present +system is not voluntary in the true sense."_ [**Liberty**, no. 184, p. 2] + +So while "anarcho"-capitalists like Walter Block speculate on how starving +families renting their children to wealthy paedophiles is acceptable _"on +libertarian grounds"_ it is doubtful that any individualist anarchist would be +so blas about such an evil. [_"Libertarianism vs. Objectivism: A Response to +Peter Schwartz,"_ pp. 39-62, **Reason Papers**, Vol. 26, Summer 2003, p. 20] +Tucker, for example, was well aware that liberty without equality was little +more than a bad joke. _"If,"_ he argued, _"after the achievement of all +industrial freedoms, economic rent should prove to be the cause of such +inequalities in comfort that an effective majority found themselves at the +point of starvation, they would undoubtedly cry, 'Liberty be damned!' and +proceed to even up; and I think that at that stage of the game they would be +great fools if they didn't. From this it will be seen that I am no[t] . . . a +stickler for absolute equal liberty under all circumstances."_ Needless to +say, he considered this outcome as unlikely and was keen to _"[t]ry freedom +first."_ [**Liberty**, no. 267, p. 2 and p. 3] + +The real question is why Rothbard considered this a **political** difference +rather than an economic one. Unfortunately, he did not explain. Perhaps +because of the underlying **socialist** perspective behind the anarchist +position? Or perhaps the fact that feudalism and monarchism was based on the +owner of the land being its ruler suggests a political aspect to propertarian +ideology best left unexplored? Given that the idea of grounding rulership on +land ownership receded during the Middle Ages, it may be unwise to note that +under "anarcho"-capitalism the landlord and capitalist would, likewise, be +sovereign over the land **and** those who used it? As we noted in [section +F.1](secF1.html), this is the conclusion that Rothbard does draw. As such, +there **is** a political aspect to this difference, namely the difference +between a libertarian social system and one rooted in authority. + +Ultimately, _"the expropriation of the mass of the people from the soil forms +the basis of the capitalist mode of production."_ [Marx, **Capital**, vol. 1, +p. 934] For there are _"two ways of oppressing men: either directly by brute +force, by physical violence; or indirectly by denying them the means of life +and this reducing them to a state of surrender."_ In the second case, +government is _"an organised instrument to ensure that dominion and privilege +will be in the hands of those who . . . have cornered all the means of life, +first and foremost the land, which they make use of to keep the people in +bondage and to make them work for their benefit."_ [Malatesta, **Anarchy**, p. +21] Privatising the coercive functions of said government hardly makes much +difference. + +As such, Rothbard was right to distance himself from the term individualist +anarchism. It is a shame he did not do the same with anarchism as well! + +## G.3.1 Is "anarcho"-capitalism American anarchism? + +Unlike Rothbard, some "anarcho"-capitalists are more than happy to proclaim +themselves "individualist anarchists" and so suggest that their notions are +identical, or nearly so, with the likes of Tucker, Ingalls and Labadie. As +part of this, they tend to stress that individualist anarchism is uniquely +American, an indigenous form of anarchism unlike social anarchism. To do so, +however, means ignoring not only the many European influences on individualist +anarchism itself (most notably, Proudhon) but also downplaying the realities +of American capitalism which quickly made social anarchism the dominant form +of Anarchism in America. Ironically, such a position is deeply contradictory +as "anarcho"-capitalism itself is most heavily influenced by a European +ideology, namely "Austrian" economics, which has lead its proponents to reject +key aspects of the indigenous American anarchist tradition. + +For example, "anarcho"-capitalist Wendy McElroy does this in a short essay +provoked by the Seattle protests in 1999. While Canadian, her rampant American +nationalism is at odds with the internationalism of the individualist +anarchists, stating that after property destruction in Seattle which placed +American anarchists back in the media social anarchism _"is not American +anarchism. Individualist anarchism, the indigenous form of the political +philosophy, stands in rigorous opposition to attacking the person or property +of individuals."_ Like an ideological protectionist, she argued that _"Left +[sic!] anarchism (socialist and communist) are foreign imports that flooded +the country like cheap goods during the 19th century."_ [**Anarchism: Two +Kinds**] Apparently Albert and Lucy Parsons were un-Americans, as was +Voltairine de Cleyre who turned from individualist to communist anarchism. And +best not mention the social conditions in America which quickly made +communist-anarchism predominant in the movement or that individualist +anarchists like Tucker proudly proclaimed their ideas socialist! + +She argued that _"[m]any of these anarchists (especially those escaping +Russia) introduced lamentable traits into American radicalism"_ such as +_"propaganda by deed"_ as well as a class analysis which _"divided society +into economic classes that were at war with each other."_ Taking the issue of +_"propaganda by the deed"_ first, it should be noted that use of violence +against person or property was hardly alien to American traditions. The Boston +Tea Party was just as _"lamentable"_ an attack on _"property of individuals"_ +as the window breaking at Seattle while the revolution and revolutionary war +were hardly fought using pacifist methods or respecting the _"person or +property of individuals"_ who supported imperialist Britain. Similarly, the +struggle against slavery was not conducted purely by means Quakers would have +supported (John Brown springs to mind), nor was (to use just one example) +Shay's rebellion. So _"attacking the person or property of individuals"_ was +hardly alien to American radicalism and so was definitely **not** imported by +_"foreign"_ anarchists. + +Of course, anarchism in American became associated with terrorism (or +_"propaganda by the deed"_) due to the Haymarket events of 1886 and Berkman's +assassination attempt against Frick during the Homestead strike. +Significantly, McElroy makes no mention of the substantial state and employer +violence which provoked many anarchists to advocate violence in self-defence. +For example, the great strike of 1877 saw the police opened fire on strikers +on July 25th, killing five and injuring many more. _"For several days, +meetings of workmen were broken up by the police, who again and again +interfered with the rights of free speech and assembly."_ The **Chicago +Times** called for the use of hand grenades against strikers and state troops +were called in, killing a dozen strikers. _"In two days of fighting, between +25 and 50 civilians had been killed, some 200 seriously injured, and between +300 and 400 arrested. Not a single policeman or soldier had lost his life."_ +This context explains why many workers, including those in reformist trade +unions as well as anarchist groups like the IWPA, turned to armed self-defence +("violence"). The Haymarket meeting itself was organised in response to the +police firing on strikers and killing at least two. The Haymarket bomb was +thrown after the police tried to break-up a peaceful meeting by force: _"It is +clear then that . . . it was the police and not the anarchists who were the +perpetrators of the violence at the Haymarket."_ All but one of the deaths and +most of the injuries were caused by the police firing indiscriminately in the +panic after the explosion. [Paul Avrich, **The Maymarket Tragedy**, pp. 32-4, +p. 189, p. 210, and pp. 208-9] As for Berkman's assassination attempt, this +was provoked by the employer's Pinkerton police opening fire on strikers, +killing and wounding many. [Emma Goldman, **Living My Life**, vol. 1, p. 86] + +In other words, it was **not** foreign anarchists or alien ideas which +associated anarchism with violence but, rather, the reality of American +capitalism. As historian Eugenia C. Delamotte puts it, _"the view that +anarchism stood for violence . . . spread rapidly in the mainstream press from +the 1870s"_ because of _"the use of violence against strikers and +demonstrators in the labour agitation that marked these decades -- struggles +for the eight-hour day, better wages, and the right to unionise, for example. +Police, militia, and private security guards harassed, intimidated, +bludgeoned, and shot workers routinely in conflicts that were just as +routinely portrayed in the media as worker violence rather than state +violence; labour activists were also subject to brutal attacks, threats of +lynching, and many other forms of physical assault and intimidation . . . the +question of how to respond to such violence became a critical issue in the +1870s, with the upswelling of labour agitation and attempts to suppress it +violently."_ [**Voltairine de Cleyre and the Revolution of the Mind**, pp. +51-2] + +Joseph Labadie, it should be noted, thought the _"Beastly police"_ got what +they deserved at Haymarket as they had attempted to break up a peaceful public +meeting and such people should _"go at the peril of their lives. If it is +necessary to use dynamite to protect the rights of free meeting, free press +and free speech, then the sooner we learn its manufacture and use . . . the +better it will be for the toilers of the world."_ The radical paper he was +involved in, the **Labor Leaf**, had previously argued that _"should trouble +come, the capitalists will use the regular army and militia to shoot down +those who are not satisfied. It won't be so if the people are equally ready."_ +Even reformist unions were arming themselves to protect themselves, with many +workers applauding their attempts to organise union militias. As worker put +it, _"[w]ith union men well armed and accustomed to military tactics, we could +keep Pinkerton's men at a distance . . . Employers would think twice, too, +before they attempted to use troops against us . . . Every union ought to have +its company of sharpshooters."_ [quoted by Richard Jules Oestreicher, +**Solidarity and Fragmentation**, p. 200 and p. 135] + +While the violent rhetoric of the Chicago anarchists was used at their trial +and is remembered (in part because enemies of anarchism take great glee in +repeating it), the state and employer violence which provoked it has been +forgotten or ignored. Unless this is mentioned, a seriously distorted picture +of both communist-anarchism **and** capitalism are created. It is significant, +of course, that while the **words** of the Martyrs are taken as evidence of +anarchism's violent nature, the actual violence (up to and including murder) +against strikers by state and private police apparently tells us nothing about +the nature of the state or capitalist system (Ward Churchill presents an +excellent summary such activities in his article _"From the Pinkertons to the +PATRIOT Act: The Trajectory of Political Policing in the United States, 1870 +to the Present"_ [**CR: The New Centennial Review**, Vol. 4, No. 1, pp. +1-72]). + +So, as can be seen, McElroy distorts the context of anarchist violence by +utterly ignoring the far worse capitalist violence which provoked it. Like +more obvious statists, she demonises the resistance to the oppressed while +ignoring that of the oppressor. Equally, it should also be noted Tucker +rejected violent methods to end class oppression not out of principle, but +rather strategy as there _"was no doubt in his mind as to the righteousness of +resistance to oppression by recourse to violence, but his concern now was with +its expedience . . . he was absolutely convinced that the desired social +revolution would be possible only through the utility of peaceful propaganda +and passive resistance."_ [James J. Martin, **Men Against the State**, p. 225] +For Tucker _"as long as freedom of speech and of the press is not struck down, +there should be no resort to physical force in the struggle against +oppression."_ [quoted by Morgan Edwards, _"Neither Bombs Nor Ballots: Liberty +& the Strategy of Anarchism"_, pp. 65-91, **Benjamin R. Tucker and the +Champions of Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 67] Nor +should we forget that Spooner's rhetoric could be as blood-thirsty as Johann +Most's at times and that American individualist anarchist Dyer Lum was an +advocate of insurrection. + +As far as class analysis does, which _"divided society into economic classes +that were at war with each other"_, it can be seen that the "left" anarchists +were simply acknowledging the reality of the situation -- as did, it must be +stressed, the individualist anarchists. As we noted in [section +G.1](secG1.html), the individualist anarchists were well aware that there was +a class war going on, one in which the capitalist class used the state to +ensure its position (the individualist anarchist _"knows very well that the +present State is an historical development, that it is simply the tool of the +property-owning class; he knows that primitive accumulation began through +robbery bold and daring, and that the freebooters then organised the State in +its present form for their own self-preservation."_ [A.H. Simpson, **The +Individualist Anarchists**, p. 92]). Thus workers had a right to a genuinely +free market for _"[i]f the man with labour to sell has not this free market, +then his liberty is violated and his property virtually taken from him. Now, +such a market has constantly been denied . . . to labourers of the entire +civilised world. And the men who have denied it are . . . Capitalists . . . +[who] have placed and kept on the statue-books all sorts of prohibitions and +taxes designed to limit and effective in limiting the number of bidders for +the labour of those who have labour to sell."_ [**Instead of a Book**, p. 454] +For Joshua King Ingalls, _"[i]n any question as between the worker and the +holder of privilege, [the state] is certain to throw itself into the scale +with the latter, for it is itself the source of privilege, the creator of +class rule."_ [quoted by Bowman N. Hall, _"Joshua K. Ingalls, American +Individualist: Land Reformer, Opponent of Henry George and Advocate of Land +Leasing, Now an Established Mode,"_ pp. 383-96, **American Journal of +Economics and Sociology**, Vol. 39, No. 4, p. 292] Ultimately, the state was +_"a police force to regulate the people in the interests of the plutocracy."_ +[Ingalls, quoted by Martin, **Op. Cit.**, p. 152] + +Discussing Henry Frick, manager of the Homestead steelworkers who was shot by +Berkman for using violence against striking workers, Tucker noted that Frick +did not _"aspire, as I do, to live in a society of mutually helpful equals"_ +but rather it was _"his determination to live in luxury produced by the toil +and suffering of men whose necks are under his heel. He has deliberately +chosen to live on terms of hostility with the greater part of the human +race."_ While opposing Berkman's act, Tucker believed that he was _"a man with +whom I have much in common, -- much more at any rate than with such a man as +Frick."_ Berkman _"would like to live on terms of equality with his fellows, +doing his share of work for not more than his share of pay."_ [**The +Individualist Anarchists**, pp. 307-8] Clearly, Tucker was well aware of the +class struggle and why, while not supporting such actions, violence occurred +when fighting it. + +As Victor Yarros summarised, for the individualist anarchists the _"State is +the servant of the robbers, and it exists chiefly to prevent the expropriation +of the robbers and the restoration of a free and fair field for legitimate +competition and wholesome, effective voluntary cooperation."_ [_"Philosophical +Anarchism: Its Rise, Decline, and Eclipse"_, pp. 470-483, **The American +Journal of Sociology**, vol. 41, no. 4, p. 475] For "anarcho"-capitalists, the +state exploits all classes subject to it (perhaps the rich most, by means of +taxation to fund welfare programmes and legal support for union rights and +strikes). + +So when McElroy states that, _"Individualist anarchism rejects the State +because it is the institutionalisation of force against peaceful +individuals"_, she is only partly correct. While it may be true for +"anarcho"-capitalism, it fails to note that for the individualist anarchists +the modern state was the institutionalisation of force by the capitalist class +to deny the working class a free market. The individualist anarchists, in +other words, like social anarchists also rejected the state because it imposed +certain class monopolies and class legislation which ensured the exploitation +of labour by capital -- a significant omission on McElroy's part. _"Can it be +soberly pretended for a moment that the State . . . is purely a defensive +institution?"_ asked Tucker. _"Surely not . . . you will find that a good +nine-tenths of existing legislation serves . . . either to prescribe the +individual's personal habits, or, worse still, to create and sustain +commercial, industrial, financial, and proprietary monopolies which deprive +labour of a large part of the reward that it would receive in a perfectly free +market."_ [Tucker, **Instead of a Book**, pp. 25-6] In fact: + +> _"As long as a portion of the products of labour are appropriated for the +payment of fat salaries to useless officials and big dividends to idle +stockholders, labour is entitled to consider itself defrauded, and all just +men will sympathise with its protest."_ [Tucker, **Liberty**, no. 19, p. 1] + +It goes without saying that almost all "anarcho"-capitalists follow Rothbard +in being totally opposed to labour unions, strikes and other forms of working +class protest. As such, the individualist anarchists, just as much as the +"left" anarchists McElroy is so keen to disassociate them from, argued that +_"[t]hose who made a profit from buying or selling were class criminals and +their customers or employees were class victims. It did not matter if the +exchanges were voluntary ones. Thus, left anarchists hated the free market as +deeply as they hated the State."_ [McElroy, **Op. Cit.**] Yet, as any +individualist anarchist of the time would have told her, the "free market" did +not exist because the capitalist class used the state to oppress the working +class and reduce the options available to choose from so allowing the +exploitation of labour to occur. Class analysis, in other words, was not +limited to _"foreign"_ anarchism, nor was the notion that making a profit was +a form of exploitation (usury). As Tucker continually stressed: _"Liberty will +abolish interest; it will abolish profit; it will abolish monopolistic rent; +it will abolish taxation; it will abolish the exploitation of labour."_ [**The +Individualist Anarchists**, p. 157] + +It should also be noted that the "left" anarchist opposition to the +individualist anarchist "free market" is due to an analysis which argues that +it will not, in fact, result in the anarchist aim of ending exploitation nor +will it maximise individual freedom (see [section G.4](secG4.html)). We do not +"hate" the free market, rather we love individual liberty and seek the best +kind of society to ensure free people. By concentrating on markets being free, +"anarcho"-capitalism ensures that it is wilfully blind to the freedom- +destroying similarities between capitalist property and the state (as we +discussed in [section F.1](secF1.html)). An analysis which many individualist +anarchists recognised, with the likes of Dyer Lum seeing that replacing the +authority of the state with that of the boss was no great improvement in terms +of freedom and so advocating co-operative workplaces to abolish wage slavery. +Equally, in terms of land ownership the individualist anarchists opposed any +voluntary exchanges which violated _"occupancy and use"_ and so they, so, +_"hated the free market as deeply as they hated the State."_ Or, more +correctly, they recognised that voluntary exchanges can result in +concentrations of wealth and so power which made a mockery of individual +freedom. In other words, that while the market may be free the individuals +within it would not be. + +McElroy partly admits this, saying that _"the two schools of anarchism had +enough in common to shake hands when they first met. To some degree, they +spoke a mutual language. For example, they both reviled the State and +denounced capitalism. But, by the latter, individualist anarchists meant +'state-capitalism' the alliance of government and business."_ Yet this +_"alliance of government and business"_ has been the only kind of capitalism +that has ever existed. They were well aware that such an alliance made the +capitalist system what it was, i.e., a system based on the exploitation of +labour. William Bailie, in an article entitled _"The Rule of the Monopolists"_ +simply repeated the standard socialist analysis of the state when he talked +about the _"gigantic monopolies, which control not only our industry, but all +the machinery of the State, -- legislative, judicial, executive, -- together +with school, college, press, and pulpit."_ Thus the _"preponderance in the +number of injunctions against striking, boycotting, and agitating, compared +with the number against locking-out, blacklisting, and the employment of armed +mercenaries."_ The courts could not ensure justice because of the +_"subserviency of the judiciary to the capitalist class . . . and the nature +of the reward in store for the accommodating judge."_ Government _"is the +instrument by means of which the monopolist maintains his supremacy"_ as the +law-makers _"enact what he desires; the judiciary interprets his will; the +executive is his submissive agent; the military arm exists in reality to +defend **his** country, protect **his** property, and suppress **his** +enemies, the workers on strike."_ Ultimately, _"when the producer no longer +obeys the State, his economic master will have lost his power."_ [**Liberty**, +no. 368, p. 4 and p. 5] Little wonder, then, that the individualist anarchists +thought that the end of the state and the class monopolies it enforces would +produce a radically different society rather than one essentially similar to +the current one but without taxes. Their support for the "free market" implied +the end of capitalism and its replacement with a new social system, one which +would end the exploitation of labour. + +She herself admits, in a roundabout way, that "anarcho"-capitalism is +significantly different that individualist anarchism. _"The schism between the +two forms of anarchism has deepened with time,"_ she asserts. This was +_"[l]argely due to the path breaking work of Murray Rothbard"_ and so, unlike +genuine individualist anarchism, the new _"individualist anarchism"_ (i.e., +"anarcho"-capitalism) _"is no longer inherently suspicious of profit-making +practices, such as charging interest. Indeed, it embraces the free market as +the voluntary vehicle of economic exchange"_ (does this mean that the old +version of it did not, in fact, embrace _"the free market"_ after all?) This +is because it _"draws increasingly upon the work of Austrian economists such +as Mises and Hayek"_ and so _"it draws increasingly farther away from left +anarchism"_ and, she fails to note, the likes of Warren and Tucker. As such, +it would be churlish to note that "Austrian" economics was even more of a +_"foreign import"_ much at odds with American anarchist traditions as +communist anarchism, but we will! After all, Rothbard's support of usury +(interest, rent and profit) would be unlikely to find much support from +someone who looked forward to the development of _"an attitude of hostility to +usury, in any form, which will ultimately cause any person who charges more +than cost for any product to be regarded very much as we now regard a +pickpocket."_ [Tucker, **The Individualist Anarchists**, p. 155] Nor, as noted +above, would Rothbard's support for an _"Archist"_ (capitalist) land ownership +system have won him anything but dismissal nor would his judge, jurist and +lawyer driven political system have been seen as anything other than rule by +the few rather than rule by none. + +Ultimately, it is a case of influences and the kind of socio-political +analysis and aims it inspires. Unsurprisingly, the main influences in +individualist anarchism came from social movements and protests. Thus poverty- +stricken farmers and labour unions seeking monetary and land reform to ease +their position and subservience to capital all plainly played their part in +shaping the theory, as did the Single-Tax ideas of Henry George and the +radical critiques of capitalism provided by Proudhon and Marx. In contrast, +"anarcho"-capitalism's major (indeed, predominant) influence is "Austrian" +economists, an ideology developed (in part) to provide intellectual support +against such movements and their proposals for reform. As we will discuss in +the [next section](secG3.html#secg32), this explains the quite fundamental +differences between the two systems for all the attempts of +"anarcho"-capitalists to appropriate the legacy of the likes of Tucker. + +## G.3.2 What are the differences between "anarcho"-capitalism and +individualist anarchism? + +The key differences between individualist anarchism and "anarcho"-capitalism +derive from the fact the former were socialists while the latter embrace +capitalism with unqualified enthusiasm. Unsurprisingly, this leans to +radically different analyses, conclusions and strategies. It also expresses +itself in the vision of the free society expected from their respective +systems. Such differences, we stress, all ultimately flow from fact that the +individualist anarchists were/are socialists while the likes of Rothbard are +wholeheartedly supporters of capitalism. + +As scholar Frank H. Brooks notes, _"the individualist anarchists hoped to +achieve socialism by removing the obstacles to individual liberty in the +economic realm."_ This involved making equality of opportunity a reality +rather than mere rhetoric by ending capitalist property rights in land and +ensuring access to credit to set-up in business for themselves. So while +supporting a market economy _"they were also advocates of socialism and +critics of industrial capitalism, positions that make them less useful as +ideological tools of a resurgent capitalism."_ [**The Individualist +Anarchists**, p. 111] Perhaps unsurprisingly, most right-"libertarians" get +round this problem by hiding or downplaying this awkward fact. Yet it remains +essential for understanding both individualist anarchism and why +"anarcho"-capitalism is not a form of anarchism. + +Unlike both individualist and social anarchists, "anarcho"-capitalists support +capitalism (a "pure" free market type, which has never existed although it has +been approximated occasionally as in 19th century America). This means that +they totally reject the ideas of anarchists with regards to property and +economic analysis. For example, like all supporters of capitalists they +consider rent, profit and interest as valid incomes. In contrast, all +Anarchists consider these as exploitation and agree with the Tucker when he +argued that _"**[w]hoever** contributes to production is alone entitled. +**What** has no rights that **who** is bound to respect. **What** is a thing. +**Who** is a person. Things have no claims; they exist only to be claimed. The +possession of a right cannot be predicted of dead material, but only a living +person."_ [quoted by Wm. Gary Kline, **The Individualist Anarchists**, p. 73] + +This, we must note, is the fundamental critique of the capitalist theory that +capital is productive. In and of themselves, fixed costs do not create value. +Rather value is creation depends on how investments are developed and used +once in place. Because of this the Individualist Anarchists, like other +anarchists, considered non-labour derived income as usury, unlike +"anarcho"-capitalists. Similarly, anarchists reject the notion of capitalist +property rights in favour of possession (including the full fruits of one's +labour). For example, anarchists reject private ownership of land in favour of +a "occupancy and use" regime. In this we follow Proudhon's **What is +Property?** and argue that _"property is theft"_ as well as _"despotism"_. +Rothbard, as noted in the [section F.1](secF1.html), rejected this +perspective. + +As these ideas are an **essential** part of anarchist politics, they cannot be +removed without seriously damaging the rest of the theory. This can be seen +from Tucker's comments that _"**Liberty** insists. . . [on] the abolition of +the State and the abolition of usury; on no more government of man by man, and +no more exploitation of man by man."_ [quoted by Eunice Schuster, **Native +American Anarchism**, p. 140] Tucker indicates here that anarchism has +specific economic **and** political ideas, that it opposes capitalism along +with the state. Therefore anarchism was never purely a "political" concept, +but always combined an opposition to oppression with an opposition to +exploitation. The social anarchists made exactly the same point. Which means +that when Tucker argued that _"**Liberty** insists on Socialism. . . -- true +Socialism, Anarchistic Socialism: the prevalence on earth of Liberty, +Equality, and Solidarity"_ he knew exactly what he was saying and meant it +wholeheartedly. [**Instead of a Book**, p. 363] So because +"anarcho"-capitalists embrace capitalism and reject socialism, they cannot be +considered anarchists or part of the anarchist tradition. + +There are, of course, overlaps between individualist anarchism and +"anarcho"-capitalism, just as there are overlaps between it and Marxism (and +social anarchism, of course). However, just as a similar analysis of +capitalism does not make individualist anarchists Marxists, so apparent +similarities between individualist anarchism and "anarcho"-capitalism does not +make the former a forerunner of the latter. For example, both schools support +the idea of "free markets." Yet the question of markets is fundamentally +second to the issue of property rights for what is exchanged on the market is +dependent on what is considered legitimate property. In this, as Rothbard +noted, individualist anarchists and "anarcho"-capitalists differ and different +property rights produce different market structures and dynamics. This means +that capitalism is not the only economy with markets and so support for +markets cannot be equated with support for capitalism. Equally, opposition to +markets is **not** the defining characteristic of socialism. As such, it +**is** possible to be a market socialist (and many socialist are) as "markets" +and "property" do not equate to capitalism as we proved in sections +[G.1.1](secG1.html#secg11) and [G.1.2](secG1.html#secg12) respectively. + +One apparent area of overlap between individualist anarchism and +"anarcho"-capitalism is the issue of wage labour. As we noted in [section +G.1.3](secG1.html#secg13), unlike social anarchists, some individualist +anarchists were not consistently against it. However, this similarity is more +apparent than real as the individualist anarchists were opposed to +exploitation and argued (unlike "anarcho"-capitalism) that in their system +workers bargaining powers would be raised to such a level that their wages +would equal the full product of their labour and so it would not be an +exploitative arrangement. Needless to say, social anarchists think this is +unlikely to be the case and, as we discuss in [section +G.4.1](secG4.html#secg41), individualist anarchist support for wage labour is +in contradiction to many of the stated basic principles of the individualist +anarchists themselves. In particular, wage labour violates "occupancy and use" +as well as having more than a passing similarity to the state. + +However, these problems can be solved by consistently applying the principles +of individualist anarchism, unlike "anarcho"-capitalism, and that is why it is +a real (if inconsistent) school of anarchism. Moreover, the social context +these ideas were developed in and would have been applied ensure that these +contradictions would have been minimised. If they had been applied, a genuine +anarchist society of self-employed workers would, in all likelihood, have been +created (at least at first, whether the market would increase inequalities is +a moot point between anarchists). Thus we find Tucker criticising Henry George +by noting that he was _"enough of an economist to be very well aware that, +whether it has land or not, labour which can get no capital \-- that is, which +is oppressed by capital -- cannot, without accepting the alternative of +starvation, refuse to reproduce capital for the capitalists."_ Abolition of +the money monopoly will increase wages, so allowing workers to _"steadily lay +up money, with which he can buy tools to compete with his employer or to till +his bit of land with comfort and advantage. In short, he will be an +independent man, receiving what he produces or an equivalent thereof. How to +make this the lot of all men is the labour question. Free land will not solve +it. Free money, supplemented by free land, will."_ [**Liberty**, no. 99 , p. 4 +and p. 5] Sadly, Rothbard failed to reach George's level of understanding (at +least as regards his beloved capitalism). + +Which brings us another source of disagreement, namely on the effects of state +intervention and what to do about it. As noted, during the rise of capitalism +the bourgeoisie were not shy in urging state intervention against the masses. +Unsurprisingly, working class people generally took an anti-state position +during this period. The individualist anarchists were part of that tradition, +opposing what Marx termed _"primitive accumulation"_ in favour of the pre- +capitalist forms of property and society it was destroying. + +However, when capitalism found its feet and could do without such obvious +intervention, the possibility of an "anti-state" capitalism could arise. Such +a possibility became a definite once the state started to intervene in ways +which, while benefiting the system as a whole, came into conflict with the +property and power of individual members of the capitalist and landlord class. +Thus social legislation which attempted to restrict the negative effects of +unbridled exploitation and oppression on workers and the environment were +having on the economy were the source of much outrage in certain bourgeois +circles: + +> _"Quite independently of these tendencies [of individualist anarchism] . . . +the anti-state bourgeoisie (which is also anti-statist, being hostile to any +social intervention on the part of the State to protect the victims of +exploitation -- in the matter of working hours, hygienic working conditions +and so on), and the greed of unlimited exploitation, had stirred up in England +a certain agitation in favour of pseudo-individualism, an unrestrained +exploitation. To this end, they enlisted the services of a mercenary pseudo- +literature . . . which played with doctrinaire and fanatical ideas in order to +project a species of 'individualism' that was absolutely sterile, and a +species of 'non-interventionism' that would let a man die of hunger rather +than offend his dignity."_ [Max Nettlau, **A Short History of Anarchism**, p. +39] + +This perspective can be seen when Tucker denounced Herbert Spencer as a +champion of the capitalistic class for his vocal attacks on social legislation +which claimed to benefit working class people but staying strangely silent on +the laws passed to benefit (usually indirectly) capital and the rich. +"Anarcho"-capitalism is part of that tradition, the tradition associated with +a capitalism which no longer needs obvious state intervention as enough wealth +as been accumulated to keep workers under control by means of market power. + +In other words, there is substantial differences between the victims of a +thief trying to stop being robbed and be left alone to enjoy their property +and the successful thief doing the same! Individualist Anarchist's were aware +of this. For example, Victor Yarros stressed this key difference between +individualist anarchism and the proto-"libertarian" capitalists of +"voluntaryism": + +> _"[Auberon Herbert] believes in allowing people to retain all their +possessions, no matter how unjustly and basely acquired, while getting them, +so to speak, to swear off stealing and usurping and to promise to behave well +in the future. We, on the other hand, while insisting on the principle of +private property, in wealth honestly obtained under the reign of liberty, do +not think it either unjust or unwise to dispossess the landlords who have +monopolised natural wealth by force and fraud. We hold that the poor and +disinherited toilers would be justified in expropriating, not alone the +landlords, who notoriously have no equitable titles to their lands, but +**all** the financial lords and rulers, all the millionaires and very wealthy +individuals. . . . Almost all possessors of great wealth enjoy neither what +they nor their ancestors rightfully acquired (and if Mr. Herbert wishes to +challenge the correctness of this statement, we are ready to go with him into +a full discussion of the subject). . . . + +> + +> "If he holds that the landlords are justly entitled to their lands, let him +make a defence of the landlords or an attack on our unjust proposal."_ [quoted +by Carl Watner, _"The English Individualists As They Appear In Liberty,"_ pp. +191-211, **Benjamin R. Tucker and the Champions of Liberty**, Coughlin, +Hamilton and Sullivan (eds.), pp. 199-200] + +It could be argued, in reply, that some "anarcho"-capitalists do argue that +stolen property should be returned to its rightful owners and, as a result, do +sometimes argue for land reform (namely, the seizing of land by peasants from +their feudal landlords). However, this position is, at best, a pale shadow of +the individualist anarchist position or, at worse, simply rhetoric. As leading +"anarcho"-capitalist Walter Block pointed out: + +> _ "While this aspect of libertarian theory sounds very radical, in practice +it is less so. This is because the claimant always needs proof. Possession is +nine tenths of the law, and to overcome the presumption that property is now +in the hands of its rightful owners required that an evidentiary burden by +overcome. The further back in history was the initial act of aggression (not +only because written evidence is less likely to be available), the less likely +it is that there can be proof of it."_ [**Op. Cit.**, pp. 54-5] + +Somewhat ironically, Block appears to support land reform in Third World +countries in spite of the fact that the native peoples have no evidence to +show that they are the rightful owners of the land they work. Nor does he +bother himself to wonder about the wider social impact of such theft, namely +in the capital that was funded using it. If the land was stolen, then so was +its products and so was any capital bought with the profits made from such +goods. But, as he says, this aspect of right-"libertarian" ideology _"sounds +very radical"_ but _"in practice it is less so."_ Apparently, theft **is** +property! Not to mention that nine tenths of property is currently possessed +(i.e., used) not by its "rightful owners" but rather those who by economic +necessity have to work for them. This is a situation the law was designed to +protect, including (apparently) a so-called "libertarian" one. + +This wider impact is key. As we indicated in [section F.8](secF8.html), state +coercion (particularly in the form of the land monopoly) was essential in the +development of capitalism. By restricting access to land, working class people +had little option but to seek work from landlords and capitalists. Thus the +stolen land ensured that workers were exploited by the landlord and the +capitalist and so the exploitation of the land monopoly was spread throughout +the economy, with the resulting exploited labour being used to ensure that +capital accumulated. For Rothbard, unlike the individualist anarchists, the +land monopoly had limited impact and can be considered separately from the +rise of capitalism: + +> _ "the emergence of wage-labour was an enormous boon for many thousands of +poor workers and saved them from starvation. If there is no wage labour, as +there was not in most production before the Industrial Revolution, then each +worker must have enough money to purchase his own capital and tools. One of +the great things about the emergence of the factory system and wage labour is +that poor workers did not have to purchase their own capital equipment; this +could be left to the capitalists."_ [**Konkin on Libertarian Strategy**] + +Except, of course, **before** the industrial revolution almost all workers +did, in fact, have their own capital and tools. The rise of capitalism was +based on what the exclusion of working people from the land by means of the +land monopoly. Farmers were barred, by the state, from utilising the land of +the aristocracy while their access to the commons was stripped from them by +the imposition of capitalist property rights by the state. Thus Rothbard is +right, in a sense. The emergence of wage-labour was based on the fact that +workers had to purchase access to the land from those who monopolised it by +means of state action -- which was precisely what the individualist anarchists +opposed. Wage labour, after all, first developed **on the land** not with the +rise of the factory system. Even Rothbard, we hope, would not have been so +crass as to say that landlordism was an enormous boon for those poor workers +as it saved them from starvation for, after all, one of the great things about +landlordism is that poor workers did not have to purchase their own land; that +could be left to the landlords. + +The landless workers, therefore, had little option but to seek work from those +who monopolised the land. Over time, increasing numbers found work in industry +where employers happily took advantage of the effects of the land monopoly to +extract as much work for as little pay as possible. The profits of both +landlord and capitalist exploitation were then used to accumulate capital, +reducing the bargaining power of the landless workers even more as it became +increasingly difficult to set-up in business due to natural barriers to +competition. It should also be stressed that once forced onto the labour +market, the proletariat found itself subjected to numerous state laws which +prevented their free association (for example, the banning of unions and +strikes as conspiracies) as well as their ability to purchase their own +capital and tools. Needless to say, the individualist anarchists recognised +this and considered the ability of workers to be able to purchase their own +capital and tools as an essential reform and, consequently, fought against the +money monopoly. They reasoned, quite rightly, that this was a system of class +privilege designed to keep workers in a position of dependency on the +landlords and capitalists, which (in turn) allowed exploitation to occur. This +was also the position of many workers, who rather than consider capitalism a +boon, organised to defend their freedom and to resist exploitation -- and the +state complied with the wishes of the capitalists and broke that resistance. + +Significantly, Tucker and other individualist anarchists saw state +intervention has a result of capital manipulating legislation to gain an +advantage on the so-called free market which allowed them to exploit labour +and, as such, it benefited the **whole** capitalist class (_"If, then, the +capitalist, by abolishing the free market, compels other men to procure their +tools and advantages of him on less favourable terms than they could get +before, while it may be better for them to come to his terms than to go +without the capital, does he not deduct from their earnings?"_ [Tucker, +**Liberty**, no. 109, p. 4]). Rothbard, at best, acknowledges that **some** +sections of big business benefit from the current system and so fails to have +a comprehensive understanding of the dynamics of capitalism as a **system** +(rather as an ideology). This lack of understanding of capitalism as a +historic and dynamic system rooted in class rule and economic power is +important in evaluating "anarcho"-capitalist claims to anarchism. + +Then there is the issue of strategy, with Rothbard insisting on _"political +action,"_ namely voting for the Libertarian Party (or least non-"libertarian" +party). _"I see no other conceivable strategy for the achievement of liberty +than political action,"_ he stated. Like Marxists, voting was seen as the +means of achieving the abolition of the state, as _"a militant and +abolitionist [Libertarian Party] in control of Congress could wipe out all the +[non-'libertarian'] laws overnight . . . No other strategy for liberty can +work."_ [**Op. Cit.**] The individualist anarchists, like other anarchists, +rejected such arguments as incompatible with genuine libertarian principles. +As Tucker put it, voting could not be libertarian as it would make the voter +_"an accomplice in aggression."_ [**The Individualist Anarchists**, p. 305] + +Rothbard's position indicates an interesting paradox. Rothbard wholeheartedly +supported _"political action"_ as the only means of achieving the end of the +state. Marxists (when not excommunicating anarchism from the socialist +movement) often argue that they agree with the anarchists on the ends +(abolition of the state) but only differed on the means (i.e., political +action over direct action). Obviously, no one calls Marx an anarchist and this +is precisely because he aimed to use political action to achieve the abolition +of the state. Yet, for some reason, Rothbard's **identical** position on +tactics makes some call him an anarchist. So, given Rothbard's argument that +the state must be seized first by a political party by means of _"political +action"_ in order to achieve his end, the question must be raised why he is +considered an anarchist at all. Marx and Engels, like Lenin, all made +identical arguments against anarchism, namely that political action was +essential so that the Socialist Party could seize state power and implement +the necessary changes to ensure that the state withered away. No one has ever +considered them anarchists in spite of the common aim of ending the state yet +many consider Rothbard to be an anarchist despite advocating the same methods +as the Marxists. As we noted in [section F.8](secF8.html), a better term for +"anarcho"-capitalism could be "Marxist-capitalism" and Rothbard's argument for +"political action" confirms that suggestion. + +Needless to say, other strategies favoured by many individualists anarchists +were rejected by "anarcho"-capitalists. Unlike Tucker, Lum and others, +Rothbard was totally opposed to trade unions and strikes, viewing unions as +coercive institutions which could not survive under genuine capitalism (given +the powers of property owners and the inequalities of such a society, he may +well have been right in thinking workers would be unable to successfully +defend their basic freedoms against their masters but that is another issue). +The individualist anarchists were far more supportive. Henry Cohen, for +example, considered the union as a _"voluntary association formed for the +mutual benefit of its members, using the boycott and other passive weapons in +its fight against capitalism and the State."_ This was _"very near the +Anarchist idea."_ Some individualists were more critical of unions than +others. One, A.H. Simpson, argued that the trade unions _"are as despotic and +arbitrary as any other organisation, and no more Anarchistic than the Pullman +or Carnegie companies."_ In other words, the unions were to be opposed because +they were like capitalist corporations! [**The Individualist Anarchists**, p. +285 and p. 288] For Tucker, as we note in [section G.5](secG5.html), unions +were _"a movement for self-government on the part of the people"_ and it was +_"in supplanting"_ the state _"by an intelligent and self-governing socialism +that the trades unions develop their chief significance."_ [**Liberty**, no. +22, p. 3] + +So the claims that "anarcho"-capitalism is a new form of individualist +anarchism can only be done on the basis of completely ignoring the actual +history of capitalism as well as ignoring the history, social context, +arguments, aims and spirit of individualist anarchism. This is only convincing +if the actual ideas and aims of individualist anarchism are unknown or ignored +and focus is placed on certain words used (like "markets" and "property") +rather than the specific meanings provided to them by its supporters. Sadly, +this extremely superficial analysis is all too common -- particularly in +academic circles and, of course, in right-"libertarian" ones. + +Finally, it may be objected that "anarcho"-capitalism is a diverse, if small, +collection of individuals and some of them are closer to individualist +anarchism than others. Which is, of course, true (just as some Marxists are +closer to social anarchism than others). A few of them do reject the notion +than hundreds of years of state-capitalist intervention has had little impact +on the evolution of the economy and argue that a genuinely free economy would +see the end of the current form of property rights and non-labour income as +well as the self-employment and co-operatives becoming the dominant form of +workplace organisation (the latter depends on the former, of course, for +without the necessary social preconditions a preference for self-employment +will remain precisely that). As Individualist Anarchist Shawn Wilbur put, +there is a difference between those "anarcho"-capitalists who are ideologues +for capitalism first and foremost and the minority who are closer to +traditional anarchist aspirations. If the latter manage to jettison the +baggage they have inherited from "Austrian" economics as well as the likes of +Murray Rothbard and realise that they are, in fact, free market socialists and +**not** in favour of capitalism then few anarchists would hold their past +against them any more than they would a state socialist or left-liberal who +realised the error of their ways. Until they do, though, few anarchists would +accept them as anarchists. + +## G.3.3 What about "anarcho"-capitalists' support of "defence associations"? + +It would be fair to say that "anarcho"-capitalist interest in individualist +anarchism rests on their argument that, to quote Tucker, _"defense is a +service, like any other service"_, and that such a service could and should be +provided by private agencies paid for like any other commodity on the market. +[**Liberty**, no. 104, p. 4] Therefore: + +> _ "Anarchism means no government, but it does not mean no laws and no +coercion. This may seem paradoxical, but the paradox vanishes when the +Anarchist definition of government is kept in view. Anarchists oppose +government, not because they disbelieve in punishment of crime and resistance +to aggression, but because they disbelieve in compulsory protection. +Protection and taxation without consent is itself invasion; hence Anarchism +favours a system of voluntary taxation and protection."_ [**Op. Cit.**, no. +212, p. 2] + +While most of the rest of the theory is ignored or dismissed as being the +product of "bad" economics, this position is considered the key link between +the two schools of thought. However, it is not enough to say that both the +individualist anarchists and "anarcho"-capitalists support a market in +protection, you need to look at what forms of property are being defended and +the kind of society within which it is done. Change the social context, change +the kinds of property which are being defended and you change the nature of +the society in question. In other words, defending capitalist property rights +within an unequal society is radically different in terms of individual +liberty than defending socialistic property rights within an equal society -- +just as a market economy based on artisan, peasant and co-operative production +is fundamentally different to one based on huge corporations and the bulk of +the population being wage slaves. Only the most superficial analysis would +suggest that they are the same and label both as being "capitalist" in nature. + +It should, therefore, not be forgotten that the individualist anarchists +advocated a system rooted in individual possession of land and tools plus the +free exchange of the products of labour between self-employed people or wage +workers who receive the full equivalent of their product. This means that they +supported the idea of a market in "defence associations" to ensure that the +fruits of an individual's labour would not be stolen by others. Again, the +social context of individualist anarchism -- namely, an egalitarian economy +without exploitation of labour (see [section G.3.4](secG3.html#secg34)) -- is +crucial for understanding these proposals. However, as in their treatment of +Tucker's support for contract theory, "anarcho"-capitalists remove the +individualist anarchists' ideas about free-market defence associations and +courts from the social context in which they were proposed, using those ideas +in an attempt to turn the individualists into defenders of capitalism. + +As indicated in [section G.1.4](secG1.html#secg14), the social context in +question was one in which an economy of artisans and peasant farmers was being +replaced by a state-backed capitalism. This context is crucial for +understanding the idea of the "defence associations" that Tucker suggested. +For what he proposed was clearly **not** the defence of capitalist property +relations. This can be seen, for example, in his comments on land use. Thus: + +> _"'The land for the people' . . . means the protection by . . . voluntary +associations for the maintenance of justice . . . of all people who desire to +cultivate land in possession of whatever land they personally cultivate . . . +and the positive refusal of the protecting power to lend its aid to the +collection of any rent, whatsoever."_ [**Instead of a Book**, p. 299] + +There is no mention here of protecting **capitalist** farming, i.e. employing +wage labour; rather, there is explicit mention that only land being used for +**personal** cultivation -- thus **without** employing wage labour -- would be +defended. In other words, the defence association would defend _"occupancy and +use"_ (which is a clear break with capitalist property rights) and not the +domination of the landlord over society or those who use the land the landlord +claims to own. This means that certain contracts were not considered valid +within individualist anarchism even if they were voluntarily agreed to by the +parties involved and so would not be enforceable by the "defence +associations." As Tucker put it: + +> _ "A man cannot be allowed, merely by putting labour, to the limit of his +capacity and beyond the limit of his personal use, into material of which +there is a limited supply and the use of which is essential to the existence +of other men, to withhold that material from other men's use; and any contract +based upon or involving such withholding is lacking in sanctity or legitimacy +as a contract to deliver stolen goods."_ [**Liberty**, No. 321, p. 4] + +Refusal to pay rent on land is a key aspect of Tucker's thought, and it is +significant that he explicitly rejects the idea that a defence association can +be used to collect it. In addition, as a means towards anarchy, Tucker +suggests _"inducing the people to steadily refuse the payment of rent and +taxes."_ [**Instead of a Book**, p. 299] It is hard to imagine that a +landowner influenced by Murray Rothbard or David Friedman would support such +an arrangement or a "defence association" that supported it. As such, the +individualist anarchist system would impose restrictions on the market from an +"anarcho"-capitalist perspective. Equally, from an individualist anarchist +perspective, "anarcho"-capitalism would be enforcing a key class monopoly by +force and so would simply be another kind of state. As Tucker put it in reply +to the proto-right-"libertarian" Auberon Herbert: + +> _ "It is true that Anarchists . . . do, in a sense, propose to get rid of +ground-rent by force. That is to say, if landlords should try to evict +occupants, the Anarchists advice the occupants to combine to maintain their +ground by force . . . But it is also true that the Individualists . . . +propose to get rid of theft by force . . . The Anarchists justify the use of +machinery (local juries, etc.) to adjust the property question involved in +rent just as the Individualists justify similar machinery to adjust the +property question involved in theft."_ [**Op. Cit.**, no. 172, p. 7] + +It comes as no surprise to discover that Tucker translated Proudhon's **What +is Property?** and subscribed to its conclusion that _"property is robbery"_! + +This opposition to the _"land monopoly"_ was, like all the various economic +proposals made by the individualist anarchists, designed to eliminate the vast +differences in wealth accruing from the _"usury"_ of industrial capitalists, +bankers, and landlords. For example, Josiah Warren _"proposed like Robert Owen +an exchange of notes based on labour time . . . He wanted to establish an +'equitable commerce' in which all goods are exchanged for their cost of +production . . . In this way profit and interest would be eradicated and a +highly egalitarian order would emerge."_ [Peter Marshall, **Demanding the +Impossible**, p. 385] Given that the Warrenites considered that both workers +and managers would receive equal payment for equal hours worked (the manager +may, in fact earn less if it were concluded that their work was less +unpleasant than that done on the shopfloor), the end of a parasitic class of +wealthy capitalists was inevitable. + +In the case of Benjamin Tucker, he was a firm adherent of socialist economic +analysis, believing that a free market and interest-free credit would reduce +prices to the cost of production and increase demand for labour to the point +where workers would receive the full value of their labour. In addition, +recognising that gold was a rare commodity, he rejected a gold-backed money +supply in favour of a land-backed one, as land with _"permanent improvements +on"_ it is _"an excellent basis for currency."_ [**Instead of a Book**, p. +198] Given that much of the population at the time worked on their own land, +such a money system would have ensured easy credit secured by land. Mutualism +replaced the gold standard (which, by its very nature would produce an +oligarchy of banks) with money backed by other, more available, commodities. + +Such a system, the individualist anarchists argued, would be unlikely to +reproduce the massive inequalities of wealth associated with capitalism and +have a dynamic utterly different to that system. They did not consider the +state as some alien body grafted onto capitalism which could be removed and +replaced with "defence associations" leaving the rest of society more or less +the same. Rather, they saw the state as being an essential aspect of +capitalism, defending key class monopolies and restricting freedom for the +working class. By abolishing the state, they automatically abolished these +class monopolies and so capitalism. In other words, they had political **and** +economic goals and ignoring the second cannot help but produce **different** +results. As Voltairine de Cleyre put it in her individualist days, Anarchism +_"means not only the denial of authority, not only a new economy, but a +revision of the principles of morality. It means the development of the +individual as well as the assertion of the individual."_ [**The Voltairine de +Cleyre Reader**, p. 9] + +Right-"libertarians" reject all of this, the social context of Tucker's ideas +on "defence associations." They do not aim for a _"new economy"_, but simply +the existing one without a public state. They have no critique of capitalist +property rights nor any understanding of how such rights can produce economic +power and limit individual freedom. In fact, they attack what they consider +the "bad economics" of the individualists without realising it is +**precisely** these "bad" (i.e. anti-capitalist) economics which will +minimise, if not totally eliminate, any potential threat to freedom associated +with "defence associations." Without the accumulations of wealth inevitable +when workers' do not receive the full product of their labour, it is unlikely +that a "defence association" would act like the private police forces American +capitalists utilised to break unions and strikes both in Tucker's time and +now. Unless this social context exists, any defence associations will soon +become mini-states, serving to enrich the elite few by protecting the usury +they gain from, and their power and control (i.e. government) over, those who +toil. In other words, the "defence associations" of Tucker and Spooner would +not be private states, enforcing the power of capitalists and landlords upon +wage workers. Instead, they would be like insurance companies, protecting +possessions against theft (as opposed to protecting capitalist theft from the +dispossessed as would be the case in "anarcho"-capitalism -- an important +difference lost on the private staters). Where social anarchists disagree with +individualist anarchists is on whether a market system will actually produce +such equality, particularly one without workers' self-management replacing the +authority inherent in the capitalist-labourer social relationship. As we +discuss in [section G.4](secG4.html), without the equality and the egalitarian +relationships of co-operative and artisan production there would be a tendency +for capitalism and private statism to erode anarchy. + +In addition, the emphasis given by Tucker and Lysander Spooner to the place of +juries in a free society is equally important for understanding how their +ideas about defence associations fit into a non-capitalist scheme. For by +emphasising the importance of trial by jury, they knock an important leg from +under the private statism associated with "anarcho"-capitalism. Unlike a +wealthy judge, a jury made up mainly of fellow workers would be more inclined +to give verdicts in favour of workers struggling against bosses or of peasants +being forced off their land by immoral, but legal, means. As Lysander Spooner +argued in 1852, _"[i]f a jury have not the right to judge between the +government and those who disobey its laws, and resist its oppressions, the +government is absolute, and the people, legally speaking, are slaves. Like +many other slaves they may have sufficient courage and strength to keep their +masters somewhat in check; but they are nevertheless known to the law only as +slaves."_ [**Trial by Jury**] It is hardly surprising that Rothbard rejects +this in favour of a legal system determined and interpreted by lawyers, judges +and jurists. Indeed, as we noted in [section F.6.1](secF6.html#secf61), +Rothbard explicitly rejected the idea that juries should be able to judge the +law as well as the facts of a case under his system. Spooner would have had no +problem recognising that replacing government imposed laws with those made by +judges, jurists and lawyers would hardly change the situation much. Nor would +he have been too surprised at the results of a free market in laws in a +society with substantial inequalities in income and wealth. + +Individualist Anarchist Laurance Labadie, the son of Tucker associate Joseph +Labadie, argued in response to Rothbard as follows: + +> _"Mere common sense would suggest that any court would be influenced by +experience; and any free-market court or judge would in the very nature of +things have some precedents guiding them in their instructions to a jury. But +since no case is exactly the same, a jury would have considerable say about +the heinousness of the offence in each case, realising that circumstances +alter cases, and prescribing penalty accordingly. This appeared to Spooner and +Tucker to be a more flexible and equitable administration of justice possible +or feasible, human beings being what they are . . . + +> + +> "But when Mr. Rothbard quibbles about the jurisprudential ideas of Spooner +and Tucker, and at the same time upholds **presumably in his courts** the very +economic evils which are at bottom the very reason for human contention and +conflict, he would seem to be a man who chokes at a gnat while swallowing a +camel."_ [quoted by Mildred J. Loomis and Mark A. Sullivan, _"Laurance +Labadie: Keeper Of The Flame"_, pp. 116-30, **Benjamin R. Tucker and the +Champions of Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 124] + +As we argued in detail in [section F.6](secF6.html), a market for "defence +associations" within an unequal system based on extensive wage labour would +simply be a system of private states, enforcing the authority of the property +owner over those who use but do not own their property. Such an outcome can +only be avoided within an egalitarian society where wage-labour is minimised, +if not abolished totally, in favour of self-employment (whether individually +or co-operatively). In other words, the kind of social context which the +individualist anarchists explicitly or implicitly assumed and aimed for. By +focusing selectively on a few individualist proposals taken out of their +social context, Rothbard and other "anarcho"-capitalists have turned the +libertarianism of the individualist anarchists into yet another ideological +weapon in the hands of (private) statism and capitalism. + +When faced with the actual visions of a good society proposed by such people +as Tucker and Spooner, "anarcho"-capitalists tend to dismiss them as +irrelevant. They argue that it does not matter what Tucker or Spooner thought +would emerge from the application of their system, it is the fact they +advocated the "free market", "private property" and "defence associations" +that counts. In response anarchists note three things. Firstly, individualist +anarchists generally held radically different concepts of what a "free market" +and "private property" would be in their system and so the tasks of any +"defence association" would be radically different. As such, anarchists argue +that "anarcho"-capitalists simply look at the words people use rather than +what they meant by them and the social context in which they are used. +Secondly, it seems a strange form of support to rubbish the desired goals of +people you claim to follow. If someone claimed to be a Marxist while, at the +same time, arguing that Marx was wrong about socialism people would be +justified in questioning their use of that label. Thirdly, and most +importantly, no one advocates a means which would not result in their desired +ends. If Tucker and Spooner did not think their system would result in their +goals they would have either changed their goals or changed their method. As +noted in [section G.1.1](secG1.html#secg11), Tucker explicitly argued that +concentrations of wealth under capitalism had reached such levels that his +system of free competition would not end it. Clearly, then, outcomes were +important to individualist anarchists. + +The lack of commonality can also be seen from the right-"libertarian" response +to Kevin Carson's excellent **Studies in Mutualist Political Economy**, an +impressive modern restatement of the ideas of Tucker and other individualist +anarchists. Leading "anarcho"-capitalist Walter Block dismissed _"Marxists +like Carson"_ and labelled him _"a supposed anarchist"_ who on many issues +_"is out there, way, way out there in some sort of Marxist never-never land."_ +[_"Kevin Carson as Dr. Jeryll and Mr. Hyde"_, pp. 35-46, **Journal of +Libertarian Studies**, vol. 20, no. 1, p. 40, p. 43 and p. 45] Another +right-"libertarian", George Reisman, concurred stated that for the most part +_"Carson is a Marxist"_, while arguing that _"the 'individualist' anarchist +shows himself to be quite the collectivist, attributing to the average person +qualities of independent thought and judgement that are found only in +exceptional individuals."_ Carson's _"views on the nature of ownership give +full support to the conception of anarchy . . . as being nothing but chaos."_ +Overall, _"Carson is essentially a Marxist and his book filled with ignorant +Marxist diatribes against capitalism."_ [_"Freedom is Slavery: Laissez-Faire +capitalism is government intervention"_, **Op. Cit.**, pp. 47-86, p. 47, p. +55, p. 61 and p. 84] Needless to say, all the issues which Block and Geisman +take umbridge at can be found in the works of individualist anarchists like +Tucker (Carson's excellent dissection of these remarkably ignorant diatribes +is well worth reading [_"Carson's Rejoinders"_, pp. 97-136, **Op. Cit.**]). + +So the notion that a joint support for a market in "defence services" can +allow the social and theoretical differences between "anarcho"-capitalism and +individualist anarchism to be ignored is just nonsense. This can best be seen +from the fate of any individualist anarchist defence association within +"anarcho"-capitalism. As it would not subscribe to Rothbard's preferred system +of property rights it would be in violation of the _"general libertarian law +code"_ drawn up and implemented by right-"libertarian" jurists, judges and +lawyers. This would, by definition, make such an association _"outlaw"_ when +it defended tenants against attempts to extract rents from them or to evict +them from the land or buildings they used but did not own. As it is a judge- +run system, no jury would be able to judge the law as well as the crime, so +isolating the capitalist and landlord class from popular opposition. Thus the +ironic situation arises that the _**"Benjamin Tucker defence association"**_ +would be declared an outlaw organisation under "anarcho"-capitalism and driven +out of business (i.e., destroyed) as it broke the land monopoly which the law +monopoly enforces. Even more ironically, such an organisation would survive in +an communist anarchist society (assuming it could find enough demand to make +it worthwhile). + +If the world had had the misfortune of having "anarcho"-capitalism imposed on +it in the nineteenth century, individualist anarchists like Warren, Tucker, +Labadie, Ingalls and Lum would have joined Proudhon, Bakunin, Kropotkin, +Parsons and Goldman in prison for practising _"occupancy and use"_ in direct +violation of the _"general libertarian law code."_ That it was private police, +private courts and private prisons which were enforcing such a regime would +not have been considered that much of an improvement. + +Unsurprisingly, Victor Yarros explicitly distanced himself from those _"want +liberty to still further crush and oppress the people; liberty to enjoy their +plunder without fear of the State's interfering with them . . . liberty to +summarily deal with impudent tenants who refuse to pay tribute for the +privilege of living and working on the soil."_ [**Liberty**, no. 102, p. 4] He +would have had little problem recognising "anarcho"-capitalism as being a +supporter of _"that particular kind of freedom which the **bourgeoisie** +favours, and which is championed by the **bourgeoisie's** loyal servants, +[but] will never prove fascinating to the disinherited and oppressed."_ [**Op. +Cit.**, no. 93, p. 4] + +## G.3.4 Why is individualist anarchist support for equality important? + +Another another key difference between genuine individualist anarchism and +"anarcho"-capitalism is the former's support for equality and the latter's a +lack of concern for it. + +In stark contrast to anarchists of all schools, inequality is not seen to be a +problem with "anarcho"-capitalists (see [section F.3](secF3.html)). However, +it is a truism that not all "traders" are equally subject to the market (i.e., +have the same market power). In many cases, a few have sufficient control of +resources to influence or determine price and in such cases, all others must +submit to those terms or not buy the commodity. When the commodity is labour +power, even this option is lacking -- workers have to accept a job in order to +live. As we argued in [section C.9](secC9.html), workers are usually at a +disadvantage on the labour market when compared to capitalists, and this +forces them to sell their liberty in return for making profits for others. +These profits increase inequality in society as the property owners receive +the surplus value their workers produce. This increases inequality further, +consolidating market power and so weakens the bargaining position of workers +further, ensuring that even the freest competition possible could not +eliminate class power and society (something Tucker eventually recognised as +occurring with the development of trusts within capitalism -- see [section +G.1.1](secG1.html#secg11)). + +By removing the underlying commitment to abolish non-labour income, any +"anarchist" capitalist society would have vast differences in wealth and so +power. Instead of a government imposed monopolies in land, money and so on, +the economic power flowing from private property and capital would ensure that +the majority remained in (to use Spooner's words) _"the condition of +servants"_ (see sections [F.2](secF2.html) and [F.3.1](secF3.html#secf31) for +more on this). The Individualist Anarchists were aware of this danger and so +supported economic ideas that opposed usury (i.e. rent, profit and interest) +and ensured the worker the full value of her labour. While not all of them +called these ideas "socialist" it is clear that these ideas **are** socialist +in nature and in aim (similarly, not all the Individualist Anarchists called +themselves anarchists but their ideas are clearly anarchist in nature and in +aim). This combination of the political and economic is essential as they +mutually reinforce each other. Without the economic ideas, the political ideas +would be meaningless as inequality would make a mockery of them. As Spooner +argued, inequality lead to many social evils: + +> _ "Extremes of difference, in their pecuniary circumstances, divide society +into castes; set up barriers to personal acquaintance; prevent or suppress +sympathy; give to different individuals a widely different experience, and +thus become the fertile source of alienation, contempt, envy, hatred, and +wrong. But give to each man all the fruits of his own labour, and a +comparative equality with others in his pecuniary condition, and caste is +broken down; education is given more equally to all; and the object is +promoted of placing each on a social level with all: of introducing each to +the acquaintance of all; and of giving to each the greatest amount of that +experience, which, being common to all, enables him to sympathise with all, +and insures to himself the sympathy of all. And thus the social virtues of +mankind would be greatly increased."_ [**Poverty: Its Illegal Causes and Legal +Cure**, pp. 46-7] + +Because of the evil effects of inequality on freedom, both social and +individualist anarchists desire to create an environment in which +circumstances would not drive people to sell their liberty to others at a +disadvantage. In other words, they desired an equalisation of market power by +opposing interest, rent and profit and capitalist definitions of private +property. Kline summarises this by saying _"the American [individualist] +anarchists exposed the tension existing in liberal thought between private +property and the ideal of equal access. The Individual Anarchists were, at +least, aware that existing conditions were far from ideal, that the system +itself working against the majority of individuals in their efforts to attain +its promises. Lack of capital, the means to creation and accumulation of +wealth, usually doomed a labourer to a life of exploitation. This the +anarchists knew and they abhorred such a system."_ [**The Individualist +Anarchists: A critique of liberalism**, p. 102] + +And this desire for bargaining equality is reflected in their economic ideas +and by removing these underlying economic ideas of the individualist +anarchists, "anarcho"-capitalism makes a mockery of any ideas they do +appropriate. Essentially, the Individualist Anarchists agreed with Rousseau +that in order to prevent extreme inequality of fortunes you deprive people of +the means to accumulate in the first place and **not** take away wealth from +the rich. An important point which "anarcho"-capitalism fails to understand or +appreciate. + +The Individualist Anarchists assumed that exploitation of labour would be non- +existent in their system, so a general equality would prevail and so economic +power would not undermine liberty. Remove this underlying assumption, assume +that profits could be made and capital accumulated, assume that land can be +monopolised by landlords (as the "anarcho"-capitalists do) and a radically +different society is produced. One in which economic power means that the vast +majority have to sell themselves to get access to the means of life and are +exploited by those who own them in the process. A condition of "free markets" +may exist, but as Tucker argued in 1911, it would not be anarchism. The +**_deus ex machina_** of invisible hands takes a beating in the age of +monopolies. + +So we must stress that the social situation is important as it shows how +apparently superficially similar arguments can have radically different aims +and results depending on who suggests them and in what circumstances. Hence +the importance of individualist anarchist support for equality. Without it, +genuine freedom would not exist for the many and "anarchy" would simply be +private statism enforcing rule by the rich. + +## G.3.5 Would individualist anarchists have accepted "Austrian" economics? + +One of the great myths perpetrated by "anarcho"-capitalists is the notion that +"anarcho"-capitalism is simply individualist anarchism plus "Austrian" +economics. Nothing could be further from the truth, as is clear once the +individualist anarchist positions on capitalist property rights, exploitation +and equality are understood. Combine this with their vision of a free society +as well as the social and political environment they were part of and the +ridiculous nature of such claims become obvious. + +At its most basic, Individualist anarchism was rooted in socialist economic +analysis as would be expected of a self-proclaimed socialist theory and +movement. The "anarcho"-capitalists, in a roundabout way, recognise this with +Rothbard dismissing the economic fallacies of individualist anarchism in +favour of "Austrian" economics. _"There is,"_ he stated, _"in the body of +thought known as 'Austrian economics,' a scientific [sic!] explanation of the +workings of the free market . . . which individualist anarchists could easily +incorporate into their so political and social **Weltanshauung**. But to do +this, they must throw out the worthless excess baggage of money-crankism and +reconsider the nature and justification of the economic categories of +interest, rent and profit."_ Yet Rothbard's assertion is nonsense, given that +the individualist anarchists were well aware of various justifications for +exploitation expounded by the defenders of capitalism and rejected everyone. +He himself noted that the _"individualist anarchists were exposed to critiques +of their economic fallacies; but, unfortunately, the lesson, despite the +weakness of Tucker's replies, did not take."_ [_"The Spooner-Tucker Doctrine: +An Economist's View"_, **Op. Cit.**, p. 14] As such, it seems like extremely +wishful thinking that the likes of Tucker would have rushed to embrace an +economic ideology whose basic aim has always been to refute the claims of +socialism and defend capitalism from attacks on it. + +Nor can it be suggested that the individualist anarchists were ignorant of the +developments within bourgeois economics which the "Austrian" school was part +of. Both Tucker and Yarros, for example, attacked marginal productivity theory +as advocated by John B. Clark. [**Liberty**, no. 305] Tucker critiqued another +anarchist for once being an _"Anarchistic socialist, standing squarely upon +the principles of Liberty and Equity"_ but then _"abandon[ing] Equity by +repudiating the Socialistic theory of value and adopting one which differs but +little, if any, from that held by the ordinary economist."_ [**Op. Cit.**, no. +80, p. 4] So the likes of Tucker were well aware of the so-called marginalist +revolution and rejected it. + +Somewhat ironically, a key founders of "Austrian" economics was quoted +favourably in **Liberty** but only with regards to his devastating critique of +existing theories of interest and profit. Hugo Bilgram asked a defender of +interest whether he had _"ever read Volume 1 of Bhm-Bawerk's 'Capital and +Interest'"_ for in this volume _"the fructification theory is . . . completely +refuted."_ Bilgram, needless to say, did not support Bhm-Bawerk's defence of +usury, instead arguing that restrictions in the amount of money forced people +to pay for its use and _"[t]his, and nothing else, [causes] the interest +accruing to capital, regarding which the modern economists are doing their +utmost to find a theory that will not expose the system of industrial piracy +of today."_ He did not exclude Bhm-Bawerk's theory from his conclusion that +_"since every one of these pet theories is based on some fallacy, [economists] +cannot agree upon any one."_ The abolition of the money monopoly will +_"abolish the power of capital to appropriate a net profit."_ [**Op. Cit.**, +no. 282, p. 11] Tucker himself noted that Bhm-Bawerk _"has refuted all these +ancient apologies for interest -- productivity of capital, abstinence, etc."_ +[**Op. Cit.**, no. 287, p. 5] **Liberty** also published a synopsis of Francis +Tandy's **Voluntary Socialism**, whose chapter 6 was _"devoted to an analysis +of value according to the marginal utility value of Bhm-Bawerk. It also deals +with the Marxian theory of surplus value, showing that all our economic ills +are due to the existence of that surplus value."_ [**Op. Cit.**, no. 334, p. +5] Clearly, then, the individualist anarchists were aware of the "Austrian" +tradition and only embraced its critique of previous defences of non-labour +incomes. + +We have already critiqued the "time preference" justification for interest in +[section C.2.7](secC2.html#secc27) so will not go into it in much detail here. +Rothbard argued that it _"should be remembered by radicals that, if they +wanted to, all workers could refuse to work for wages and instead form their +own producers' co-operatives and wait for years for their pay until the +producers are sold to the consumers; the fact that they do not do so, shows +the enormous advantage of the capital investment, wage-paying system as a +means of allowing workers to earn money far in advance of the sale of their +products."_ And how, Professor Rothbard, are these workers to live during the +years they wait until their products are sold? The reason why workers do not +work for themselves has nothing to do with "time preference" but their lack of +resources, their **class** position. Showing how capitalist ideology clouds +the mind, Rothbard asserted that interest (_"in the shape of 'long-run' +profit"_) would still exist in a _"world in which everyone invested his own +money and nobody loaned or borrowed."_ [**Op. Cit.**, p. 12] Presumably, this +means that the self-employed worker who invests her own money into her own +farm pays herself interest payments just as her labour income is, presumably, +the "profits" from which this "interest" payment is deducted along with the +"rent" for access to the land she owns! + +So it seems extremely unlikely that the individualist anarchists would have +considered "Austrian" economics as anything other than an attempt to justify +exploitation and capitalism, like the other theories they spent so much time +refuting. They would quickly have noted that "time preference", like the +"waiting"/"abstinence" justifications for interest, is based on taking the +current class system for granted and ignoring the economic pressures which +shape individual decisions. In Tucker's words (when he critiqued Henry +George's argument that interest is related to time) _"increase which is purely +the work of time bears a price only because of monopoly."_ The notion that +"time" produced profit or interest was one Tucker was well aware of, and +refuted on many occasions. He argued that it was class monopoly, restrictions +on banking, which caused interest and _"where there is no monopoly there will +be little or no interest."_ If someone _"is to be rewarded for his mere time, +what will reward him save [another]'s labour? There is no escape from this +dilemma. The proposition that the man who for time spent in idleness receives +the product of time employed in labour is a parasite upon the body industrial +is one which . . . [its supporters] can never successfully dispute with men +who understand the rudiments of political economy."_ [**Liberty**, no. 109, p. +4 and p. 5] For Joshua King Ingalls, _"abstinence"_ (or the ability to +_"wait,"_ as it was renamed in the late nineteenth century) was _"a term with +which our cowardly moral scientists and political economists attempt to +conjure up a spirit that will justify the greed of our land and money systems; +by a casuistry similar to that which once would have justified human +slavery."_ [_"Labor, Wages, And Capital. Division Of Profits Scientifically +Considered,"_ **Brittan's Quarterly Journal**, I (1873), pp. 66-79] + +What of the economic justification for that other great evil for individualist +anarchists, rent? Rothbard attacked Adam Smith comment that landlords were +monopolists who demanded rent for nature's produce and like to reap where they +never sowed. As he put it, Smith showed _"no hint of recognition here that the +landlord performs the vital function of allocating the land to its most +productive use."_ [**An Austrian Perspective on the History of Economic +Thought**, vol. 1, p. 456] Yet, as Smith was well aware, it is the farmer who +has to feed himself and pay rent who decides how best to use the land, not the +landlord. All the landlord does is decide whether to throw the farmer off the +land when a more profitable business opportunity arrives (as in, say, during +the Highland clearances) or that it is more "productive" to export food while +local people starve (as in, say, the great Irish famine). It was precisely +this kind of arbitrary power which the individualist anarchists opposed. As +John Beverley Robinson put it, the _"land owner gives nothing whatever, but +permission to you to live and work on his land. He does not give his product +in exchange for yours. He did not produce the land. He obtained a title at law +to it; that is, a privilege to keep everybody off his land until they paid him +his price. He is well called the lord of the land -- the landlord!"_ +[**Patterns of Anarchy**, p. 271] + +Significantly, while Rothbard attacked Henry George's scheme for land +nationalisation as being a tax on property owners and stopping rent playing +the role "Austrian" economic theory assigns it, the individualist anarchists +opposed it because, at best, it would not end landlordism or, at worse, turn +the state into the only landlord. In an unequal society, leasing land from the +state _"would greatly enhance the power of capitalism to engross the control +of the land, since it would relieve it of the necessity of applying large +amounts in purchasing land which it could secure the same control of by lease +. . . It would greatly augment and promote the reign of the capitalism and +displace the independent worker who now cultivates his own acres, but who +would be then unable to compete with organised capital . . . and would be +compelled to give up his holding and sink into the ranks of the proletariat."_ +[Joshua King Ingalls, Bowman N. Hall, _"Joshua K. Ingalls, American +Individualist: Land Reformer, Opponent of Henry George and Advocate of Land +Leasing, Now an Established Mode"_, pp. 383-96, **American Journal of +Economics and Sociology**, Vol. 39, No. 4, p. 394] + +Given Tucker's opposition to rent, interest and profit is should go without +saying that he rejected the neo-classical and "Austrian" notion that a +workers' wages equalled the "marginal product," i.e. its contribution to the +production process (see [section C.2](secC2.html) for a critique of this +position). Basing himself on the socialist critique of classical economics +developed by Proudhon and Marx, he argued that non-labour income was usury and +would be driven to zero in a genuinely free market. As such, any notion that +Tucker thought that workers in a "free market" are paid according to their +marginal product is simply wrong and any claim otherwise shows a utter +ignorance of the subject matter. Individualist anarchists like Tucker strongly +believed that a truly free (i.e. non-capitalist) market would ensure that the +worker would receive the _"full product"_ of his or her labour. Nevertheless, +in order to claim Tucker as a proto-"anarcho"-capitalist, +"anarcho"-capitalists may argue that capitalism pays the "market price" of +labour power, and that this price **does** reflect the _"full product"_ (or +value) of the worker's labour. As Tucker was a socialist, we doubt that he +would have agreed with the "anarcho"-capitalist argument that market price of +labour reflected the value it produced. He, like the other individualist +anarchists, was well aware that labour produces the "surplus value" which was +appropriated in the name of interest, rent and profit. In other words, he very +forcibly rejected the idea that the market price of labour reflects the value +of that labour, considering _"the natural wage of labour is its product"_ and +_"that this wage, or product, is the only just source of income."_ [**Instead +of a Book**, p. 6] + +**Liberty** also favourably quoted a supporter of the silver coinage, General Francis A. Walker, and his arguments in favour of ending the gold standard. It praised his argument as _"far more sound and rational than that of the supercilios, narrow, bigoted monomentallists."_ Walker attacked those _"economists of the **a priori** school, who treat all things industrial as if they were in a state of flux, ready to be poured indifferently into any kind of mould or pattern."_ These economists _"are always on hand with the answer that industrial society will 'readjust' itself to the new conditions"_ and _"it would not matter if wages were at any time unduly depressed by combinations of employers, inasmuch as the excess of profits resulting would infallibly become capital, and as such, constitute an additional demand for labour . . . It has been the teaching of the economists of this sort which has so deeply discredited political economy with the labouring men on the one hand, and with practical business men on the other."_ The _"greatest part of the evil of a diminishing money supply is wrought through the discouragement of enterprise."_ [**Liberty**, no. 287, p. 11] Given that the "Austrian" school takes the **a priori** methodology to ridiculous extremes and is always on hand to defend _"excess of profits"_, _"combinations of employers"_ and the gold standard we can surmise Tucker's reaction to Rothbard's pet economic ideology. + +Somewhat ironically, give Rothbard's attempts to inflict bourgeois economics +along with lots of other capitalist ideology onto individualist anarchism, +Kropotkin noted that supporters of _"individualist anarchism . . . soon +realise that the individualisation they so highly praise is not attainable by +individual efforts, and . . . [some] abandon the ranks of the anarchists, and +are driven into the liberal individualism of the classical economists."_ +[**Anarchism**, p. 297] "Anarcho"-capitalists confuse the ending place of +**ex**-anarchists with their starting point. As can be seen from their attempt +to co-opt the likes of Spooner and Tucker, this confusion only appears +persuasive by ignoring the bulk of their ideas as well as rewriting the +history of anarchism. + +So it can, we think, be save to assume that Tucker and other individualist +anarchists would have little problem in refuting Rothbard's economic fallacies +as well as his goldbug notions (which seem to be a form of the money monopoly +in another form) and support for the land monopoly. Significantly, modern +individualist anarchists like Kevin Carson have felt no need to embrace +"Austrian" economics and retain their socialist analysis while, at the same +time, making telling criticisms of Rothbard's favourite economic ideology and +the apologetics for "actually existing" capitalism its supporters too often +indulge in (Carson calls this _"vulgar libertarianism"_, wherein +right-"libertarians" forget that the current economuy is far from their stated +ideal when it is a case of defending corporations or the wealthy). + +## G.3.6 Would mutual banking simply cause inflation? + +One of the arguments against Individualist and mutualist anarchism, and mutual +banking in general, is that it would just produce accelerating inflation. The +argument is that by providing credit without interest, more and more money +would be pumped into the economy. This would lead to more and more money +chasing a given set of goods, so leading to price rises and inflation. + +Rothbard, for example, dismissed individualist anarchist ideas on mutual +banking as being _"totally fallacious monetary views."_ He based his critique +on "Austrian" economics and its notion of _"time preference"_ (see [section +C.2.7](secC2.html#secc27) for a critique of this position). Mutual banking +would artificially lower the interest rate by generating credit, Rothbard +argued, with the new money only benefiting those who initially get it. This +process "exploits" those further down the line in the form accelerating +inflation. As more and more money was be pumped into the economy, it would +lead to more and more money chasing a given set of goods, so leading to price +rises and inflation. To prove this, Rothbard repeated Hume's argument that +_"if everybody magically woke up one morning with the quantity of money in his +possession doubled"_ then prices would simply doubled. [_"The Spooner-Tucker +Doctrine: An Economist's View"_, **Journal of Libertarian Studies**, vol. 20, +no. 1, p. 14 and p. 10] + +However, Rothbard is assuming that the amount of goods and services are fixed. +This is just wrong and shows a real lack of understanding of how money works +in a real economy. This is shown by the lack of agency in his example, the +money just "appears" by magic (perhaps by means of a laissez-fairy?). Milton +Friedman made the same mistake, although he used the more up to date example +of government helicopters dropping bank notes. As post-Keynesian economist +Nicholas Kaldor pointed out with regards to Friedman's position, the +_"transmission mechanism from money to income remained a 'black box' \-- he +could not explain it, and he did not attempt to explain it either. When it +came to the question of **how** the authorities increase the supply of bank +notes in circulation he answered that they are scattered over populated areas +by means of a helicopter -- though he did not go into the ultimate +consequences of such an aerial Santa Claus."_ [**The Scourge of Monetarism**, +p. 28] + +Friedman's and Rothbard's analysis betrays a lack of understanding of +economics and money. This is unsurprising as it comes to us via neo-classical +economics. In neo-classical economics inflation is always a monetary phenomena +-- too much money chasing too few goods. Milton Friedman's Monetarism was the +logical conclusion of this perspective and although "Austrian" economics is +extremely critical of Monetarism it does, however, share many of the same +assumptions and fallacies (as Hayek's one-time follower Nicholas Kaldor noted, +key parts of Friedman's doctrine are _"closely reminiscent of the Austrian +school of the twenties and the early thirties"_ although it _"misses some of +the subtleties of the Hayekian transmission mechanism and of the money-induced +distortions in the 'structure of production.'"_ [**The Essential Kaldor**, pp. +476-7]). We can reject this argument on numerous points. + +Firstly, the claim that inflation is always and everywhere a monetary +phenomena has been empirically refuted -- often using Friedman's own data and +attempts to apply his dogma in real life. As we noted in [section +C.8.3](secC8.html#secc83), the growth of the money supply and inflation have +no fixed relationship, with money supply increasing while inflation falling. +As such, _"the claim that inflation is always and everywhere caused by +increases in the money supply, and that the rate of inflation bears a stable, +predictable relationship to increases in the money supply is ridiculous."_ +[Paul Ormerod, **The Death of Economics**, p. 96] This means that the +assumption that increasing the money supply by generating credit will always +simply result in inflation cannot be supported by the empirical evidence we +have. As Kaldor stressed, the _"the 'first-round effects' of the helicopter +operation could be anything, depending on where the scatter occurred . . . +there is no reason to suppose that the ultimate effect on the amount of money +in circulation or on incomes would bear any close relation to the initial +injections."_ [**The Scourge of Monetarism**, p. 29] + +Secondly, even if we ignore the empirical record (as "Austrian" economics +tends to do when faced with inconvenient facts) the "logical" argument used to +explain the theory that increases in money will increase prices is flawed. +Defenders of this argument usually present mental exercises to prove their +case (as in Hume and Friedman). Needless to say, such an argument is spurious +in the extreme simply because money does not enter the economy in this +fashion. It is generated to meet specific demands for money and is so, +generally, used productively. In other words, money creation is a function of +the demand for credit, which is a function of the needs of the economy (i.e. +it is endogenous) and **not** determined by the central bank injecting it into +the system (i.e. it is **not** exogenous). And this indicates why the argument +that mutual banking would produce inflation is flawed. It does not take into +account the fact that money will be used to generate **_new_** goods and +services. + +As leading Post-Keynesian economist Paul Davidson argued, the notion that +_"inflation is always and everywhere a monetary phenomenon"_ (to use +Friedman's expression) is _"ultimately based on the old homily that inflation +is merely 'too many dollars chasing too few goods.'"_ Davidson notes that +_"[t]his 'too many dollars clich is usually illustrated by employing a two- +island parable. Imagine a hypothetical island where the only available goods +are 10 apples and the money supply consists of, say, 10 $1 bills. If all the +dollars are used to purchase the apples, the price per apple will be $1. For +comparison, assume that on a second island there are 20 $1 bills and only 10 +apples. All other things being equal, the price will be $2 per apple. Ergo, +inflation occurs whenever the money supply is excessive relative to the +available goods."_ The similarities with Rothbard's argument are clear. So are +its flaws as _"no explanation is given as to why the money supply was greater +on the second island. Nor is it admitted that, if the increase in the money +supply is associated with entrepreneurs borrowing 'real bills' from banks to +finance an increase in payrolls necessary to harvest, say, 30 additional +apples so that the $20 chases 40 apples, then the price will be only $0.50 per +apple. If a case of 'real bills' finance occurs, then an increase in the money +supply is not associated with higher prices but with greater output."_ +[**Controversies in Post Keynesian Economics**, p. 100] Davidson is +unknowingly echoing Tucker (_"It is the especial claim of free banking that it +will increase production . . . If free banking were only a picayanish attempt +to distribute more equitably the small amount of wealth now produced, I would +not waste a moment's energy on it."_ [**Liberty**, no. 193, p. 3]). + +This, in reply to the claims of neo-classical economics, indicates why mutual +banking would not increase inflation. Like the neo-classical position, +Rothbard's viewpoint is static in nature and does not understand how a real +economy works. Needless to say, he (like Friedman) did not discuss how the new +money gets into circulation. Perhaps, like Hume, it was a case of the money +fairy (laissez-fairy?) placing the money into people's wallets. Maybe it was a +case, like Friedman, of government (black?) helicopters dropping it from the +skies. Rothbard did not expound on the mechanism by which money would be +created or placed into circulation, rather it just appears one day out of the +blue and starts chasing a given amount of goods. However, the individualist +anarchists and mutualists did not think in such bizarre (typically, economist) +ways. Rather than think that mutual banks would hand out cash willy-nilly to +passing strangers, they realistically considered the role of the banks to be +one of evaluating useful investment opportunities (i.e., ones which would be +likely to succeed). As such, the role of credit would be to **increase** the +number of goods and services in circulation along with money, so ensuring that +inflation is not generated (assuming that it is caused by the money supply, of +course). As one Individualist Anarchist put it, _"[i]n the absence of such +restrictions [on money and credit], imagine the rapid growth of wealth, and +the equity in its distribution, that would result."_ [John Beverley Robinson, +**The Individualist Anarchists**, p. 144] Thus Tucker: + +> _ "A is a farmer owning a farm. He mortgages his farm to a bank for $1,000, +giving the bank a mortgage note for that sum and receiving in exchange the +bank's notes for the same sum, which are secured by the mortgage. With the +bank-notes A buys farming tools of B. The next day B uses the notes to buy of +C the materials used in the manufacture of tools. The day after, C in turn +pays them to D in exchange for something he needs. At the end of a year, after +a constant succession of exchanges, the notes are in the hands of Z, a dealer +in farm produce. He pays them to A, who gives in return $1,000 worth of farm +products which he has raised during the year. Then A carries the notes to the +bank, receives in exchange for them his mortgage note, and the bank cancels +the mortgage. Now, in this whole circle of transactions, has there been any +lending of capital? If so, who was the lender? If not, who is entitled to +interest?"_ [**Instead of a Book**, p. 198] + +Obviously, in a real economy, as Rothbard admits _"inflation of the money +supply takes place a step at a time and that the first beneficiaries, the +people who get the new money first, gain at the expense of the people +unfortunate enough to come last in line."_ This process is _"plunder and +exploitation"_ as the _"prices of things they [those last in line] have to buy +shooting up before the new injection [of money] filters down to them."_ [**Op. +Cit.**, p. 11] Yet this expansion of the initial example, again, assumes that +there is no increase in goods and services in the economy, that the _"first +beneficiaries"_ do nothing with the money bar simply buying more of the +existing goods and services. It further assumes that this existing supply of +goods and services is unchangeable, that firms do not have inventories of +goods and sufficient slack to meet unexpected increases in demand. In reality, +of course, a mutual bank would be funding productive investments and any firm +will respond to increasing demand by increasing production as their +inventories start to decline. In effect, Rothbard's analysis is just as static +and unrealistic as the notion of money suddenly appearing overnight in +people's wallets. Perhaps unsurprisingly Rothbard compared the credit +generation of banks to the act of counterfeiters so showing his utter lack of +awareness of how banks work in a credit-money (i.e., real) economy. + +The "Austrian" theory of the business cycle is rooted in the notion that banks +artificially lower the rate of interest by providing more credit than their +savings and specie reverses warrant. Even in terms of pure logic, such an +analysis is flawed as it cannot reasonably be asserted that all +"malinvestment" is caused by credit expansion as capitalists and investors +make unwise decisions all the time, irrespective of the supply of credit. Thus +it is simply false to assert, as Rothbard did, that the _"process of +inflation, as carried out in the real [sic!] world"_ is based on _"new money"_ +entered the market by means of _"the loan market"_ but _"this fall is strictly +temporary, and the market soon restores the rate to its proper level."_ A +crash, according to Rothbard, is the process of restoring the rate of interest +to its _"proper"_ level yet a crash can occur even if the interest rate is at +that rate, assuming that the banks can discover this equilibrium rate and have +an incentive to do so (as we discussed in [section C.8](secC8.html) both are +unlikely). Ultimately, credit expansion fails under capitalism because it runs +into the contradictions within the capitalist economy, the need for +capitalists, financiers and landlords to make profits via exploiting labour. +As interest rates increase, capitalists have to service their rising debts +putting pressure on their profit margins and so raising the number of +bankruptcies. In an economy without non-labour income, the individualist +anarchists argued, this process is undercut if not eliminated. + +So expanding this from the world of fictional government helicopters and money +fairies, we can see why Rothbard is wrong. Mutual banks operate on the basis +of providing loans to people to set up or expand business, either as +individuals or as co-operatives. When they provide a loan, in other words, +they **increase** the amount of goods and services in the economy. Similarly, +they do not simply increase the money supply to reduce interest rates. Rather, +they reduce interest rates to increase the demand for money in order to +increase the productive activity in an economy. By producing new goods and +services, inflation is kept at bay. Would increased demand for goods by the +new firms create inflation? Only if every firm was operating at maximum +output, which would be a highly unlikely occurrence in reality (unlike in +economic textbooks). + +So what, then does case inflation? Inflation, rather than being the result of +monetary factors, is, in fact, a result of profit levels and the dynamic of +the class struggle. In this most anarchists agree with post-Keynesian +economics which views inflation as _"a symptom of an on-going struggle over +income distribution by the exertion of market power."_ [Paul Davidson, **Op. +Cit.**, p. 102] As workers' market power increases via fuller employment, +their organisation, militancy and solidarity increases so eroding profits as +workers keep more of the value they produce. Capitalists try and maintain +their profits by rising prices, thus generating inflation (i.e. general price +rises). Rather than accept the judgement of market forces in the form of lower +profits, capitalists use their control over industry and market power of their +firms to maintain their profit levels at the expense of the consumer (i.e., +the workers and their families). + +In this sense, mutual banks **could** contribute to inflation -- by reducing +unemployment by providing the credit needed for workers to start their own +businesses and co-operatives, workers' power would increase and so reduce the +power of managers to extract more work for a given wage and give workers a +better economic environment to ask for better wages and conditions. This was, +it should be stressed, a key reason why the individualist anarchists supported +mutual banking: + +> _ "people who are now deterred from going into business by the ruinously +high rates which they must pay for capital with which to start and carry on +business will find their difficulties removed . . . This facility of acquiring +capital will give an unheard of impetus to business, and consequently create +an unprecedented demand for labour -- a demand which will always be in excess +of the supply, directly to the contrary of the present condition of the labour +market . . . Labour will then be in a position to dictate its wages."_ +[Tucker, **The Individualist Anarchists**, pp. 84-5] + +And, it must also be stressed, this was a key reason why the capitalist class +turned against Keynesian full employment policies in the 1970s (see [section +C.8.3](secC8.html#secc83)). Lower interest rates and demand management by the +state lead precisely to the outcome predicted by the likes of Tucker, namely +an increase in working class power in the labour market as a result of a +lowering of unemployment to unprecedented levels. This, however, lead to +rising prices as capitalists tried to maintain their profits by passing on +wage increases rather than take the cut in profits indicated by economic +forces. This could also occur if mutual banking took off and, in this sense, +mutual banking could produce inflation. However, such an argument against the +scheme requires the neo-classical and "Austrian" economist to acknowledge that +capitalism cannot produce full employment and that the labour market must +always be skewed in favour of the capitalist to keep it working, to maintain +the inequality of bargaining power between worker and capitalist. In other +words, that capitalism needs unemployment to exist and so cannot produce an +efficient and humane allocation of resources. + +By supplying working people with money which is used to create productive co- +operatives and demand for their products, mutual banks increase the amount of +goods and services in circulation as it increases the money supply. Combined +with the elimination of profit, rent and interest, inflationary pressures are +effectively undercut (it makes much more sense to talk of a interest/rent +/profits-prices spiral rather than a wages-prices spiral when discussing +inflation). Only in the context of the ridiculous examples presented by neo- +classical and "Austrian" economics does increasing the money supply result in +rising inflation. Indeed, the "sound economic" view, in which if the various +money-substitutes are in a fixed and constant proportion to "real money" (i.e. +gold or silver) then inflation would not exist, ignores the history of money +and the nature of the banking system. It overlooks the fact that the emergence +of bank notes, fractional reserve banking and credit was a spontaneous +process, not planned or imposed by the state, but rather came from the profit +needs of capitalist banks which, in turn, reflected the real needs of the +economy (_"The truth is that, as the exchanges of the world increased, and the +time came when there was not enough gold and silver to effect these exchanges, +so . . . people had to resort to paper promises."_ [John Beverley Robinson, +**Op. Cit.**, p. 139]). What **was** imposed by the state, however, was the +imposition of legal tender, the use of specie and a money monopoly (_"attempt +after attempt has been made to introduce credit money outside of government +and national bank channels, and the promptness of the suppression has always +been proportional to the success of the attempt."_ [Tucker, **Liberty**, no. +193, p. 3]). + +Given that the money supply is endogenous in nature, any attempt to control +the money supply will fail. Rather than control the money supply, which would +be impossible, the state would have to use interest rates. To reduce the +demand for money, interest rates would be raised higher and higher, causing a +deep recession as business cannot maintain their debt payments and go +bankrupt. This would cause unemployment to rise, weakening workers' bargaining +power and skewing the economy back towards the bosses and profits \-- so +making working people pay for capitalism's crisis. Which, essentially, is what +the Thatcher and Reagan governments did in the early 1980s. Finding it +impossible to control the money supply, they raised interest rates to dampen +down the demand for credit, which provoked a deep recession. Faced with +massive unemployment, workers' market power decreased and their bosses +increased, causing a shift in power and income towards capital. + +So, obviously, in a capitalist economy the increasing of credit is a source of +instability. While not causing the business cycle, it does increase its +magnitude. As the boom gathers strength, banks want to make money and increase +credit by lowering interest rates below what they should be to match savings. +Capitalists rush to invest, so soaking up some of the unemployment which +always marks capitalism. The lack of unemployment as a disciplinary tool is +why the boom turns to bust, not the increased investment. Given that in a +mutualist system, profits, interest and rent do not exist then erosion of +profits which marks the top of a boom would not be applicable. If prices drop, +then labour income drops. Thus a mutualist society need not fear inflation. As +Kaldor argued with regard to the current system, _"under a 'credit-money' +system . . . unwanted or excess amounts of money **could never come into +existence**; it is the increase in the value of transactions . . . which calls +forth an increase in the 'money supply' (whether in the form of bank balances +or notes in circulation) as a result of the net increase in the value of +working capital at the various stages of production and distribution."_ [**Op. +Cit.**, p. 46] The gold standard cannot do what a well-run credit-currency can +do, namely tailor the money supply to the economy's demand for money. The +problem in the nineteenth century was that a capitalist credit-money economy +was built upon a commodity-money base, with predictably bad results. + +Would this be any different under Rothbard's system? Probably not. For +Rothbard, each bank would have 100% reserve of gold with a law passed that +defined fractional reserve banking as fraud. How would this affect mutual +banks? Rothbard argued that attempts to create mutual banks or other non-gold +based banking systems would be allowed under his system. Yet, how does this +fit into his repeated call for a 100% gold standard for banks? Why would a +mutual bank be excluded from a law on banking? Is there a difference between a +mutual bank issuing credit on the basis of a secured loan rather than gold and +a normal bank doing so? Needless to say, Rothbard never did address the fact +that the customers of the banks **know** that they practised fractional +reserve banking and still did business with them. Nor did he wonder why no +enterprising banker exploited a market niche by advertising a 100% reserve +policy. He simply assumed that the general public subscribed to his gold-bug +prejudices and so would not frequent mutual banks. As for other banks, the +full might of the law would be used to stop them practising the same policies +and freedoms he allowed for mutual ones. So rather than give people the +freedom to choose whether to save with a fractional reserve bank or not, +Rothbard simply outlawed that option. Would a regime inspired by Rothbard's +goldbug dogmas really allow mutual banks to operate when it refuses other +banks the freedom to issue credit and money on the same basis? It seems +illogical for that to be the case and so would such a regime not, in fact, +simply be a new form of the money monopoly Tucker and his colleagues spent so +much time combating? One thing is sure, though, even a 100% gold standard will +not stop credit expansion as firms and banks would find ways around the law +and it is doubtful that private defence firms would be in a position to +enforce it. + +Once we understand the absurd examples used to refute mutual banking plus the +real reasons for inflation (i.e., _"a symptom of a struggle over the +distribution of income."_ [Davidson, **Op. Cit.**, p. 89]) and how credit- +money actually works, it becomes clear that the case against mutual banking is +far from clear. Somewhat ironically, the post-Keynesian school of economics +provides a firm understanding of how a real credit system works compared to +Rothbard's logical deductions from imaginary events based on propositions +which are, at root, identical with Walrasian general equilibrium theory (an +analysis "Austrians" tend to dismiss). It may be ironic, but not unsurprising +as Keynes praised Proudhon's follower Silvio Gesell in **The General Theory** +(also see Dudley Dillard's essay _"Keynes and Proudhon"_ [**The Journal of +Economic History**, vol. 2, No. 1, pp. 63-76]). Libertarian Marxist Paul +Mattick noted Keynes debt to Proudhon, and although Keynes did not subscribe +to Proudhon's desire to use free credit to fund _"independent producers and +workers' syndicates"_ as a means create an economic system _"without +exploitation"_ he did share the Frenchman's _"attack upon the payment of +interest"_ and wish to see the end of the rentier. [**Marx and Keynes**, p. 5 +and p. 6] + +Undoubtedly, given the "Austrian" hatred of Keynes and his economics +(inspired, in part, by the defeat inflicted on Hayek's business cycle theory +in the 1930s by the Keynesians) this will simply confirm their opinion that +the Individualist Anarchists did not have a sound economic analysis! As +Rothbard noted, the individualist anarchist position was _"simply pushing to +its logical conclusion a fallacy adopted widely by preclassical and by current +Keynesian writers."_ [**Op. Cit.**, p. 10] However, Keynes was trying to +analyse the economy as it is rather than deducing logically desired +conclusions from the appropriate assumptions needed to confirm the prejudices +of the assumer (like Rothbard). In this, he did share the same method if not +exactly the same conclusions as the Individualist Anarchists and Mutualists. + +Needless to say, social anarchists do not agree that mutual banking can reform +capitalism away. As we discuss in [section G.4](secG4.html), this is due to +many factors, including the nature barriers to competition capital +accumulation creates. However, this critique is based on the real economy and +does not reflect Rothbard's abstract theorising based on pre-scientific +methodology. While other anarchists may reject certain aspects of Tucker's +ideas on money, we are well aware, as one commentator noted, that his +_"position regarding the State and money monopoly derived from his Socialist +convictions"_ where socialism _"referred to an intent to fundamentally +reorganise the societal systems so as to return the full product of labour to +the labourers."_ [Don Werkheiser, _"Benjamin R. Tucker: Champion of Free +Money"_, pp. 212-221, **Benjamin R. Tucker and the Champions of Liberty**, +Coughlin, Hamilton and Sullivan (eds.), p. 212] + diff --git a/markdown/secG4.md b/markdown/secG4.md new file mode 100644 index 0000000000000000000000000000000000000000..224c7e309e00e50c7c67be0ad99c65f2aca66a55 --- /dev/null +++ b/markdown/secG4.md @@ -0,0 +1,1752 @@ +# G.4 Why do social anarchists reject individualist anarchism? + +As James J. Martin notes, _"paralleling"_ European social anarchism +_"chronologically was a kindred but nearly unconnected phenomenon in America, +seeking the same ends through individualistic rather than collectivistic +dynamics."_ [**Men Against the State**, p. ix] + +When the two movements meet in American in the 1880s, the similarities and +differences of both came into sharp relief. While both social and +individualist anarchists reject capitalism as well as the state and seek an +end to the exploitation of labour by capital (i.e. to usury in all its forms), +both schools of anarchism rejected each others solutions to the social +problem. The vision of the social anarchists was more communally based, urging +social ownership of the means of life. In contrast, reflecting the pre- +dominantly pre-capitalist nature of post-revolution US society, the +Individualist Anarchists urged possession of the means of life and mutual +banking to end profit, interest and rent and ensure every worker access to the +capital they needed to work for themselves (if they so desired). While social +anarchists placed co-operatives (i.e., workers' self-management) at the centre +of their vision of a free society, many individualist anarchists did not as +they thought that mutual banking would end exploitation by ensuring that +workers received the full product of their labour. + +Thus their vision of a free society and the means to achieve it were somewhat +different (although, we stress, **not** mutually exclusive as communist +anarchists supported artisan possession of the means of possession for those +who rejected communism and the Individualist Anarchists supported voluntary +communism). Tucker argued that a communist could not be an anarchist and the +communist-anarchists argued that Individualist Anarchism could not end the +exploitation of capital by labour. Here we indicate why social anarchists +reject individualist anarchism (see [section G.2](secG2.html) for a summary of +why Individualist Anarchists reject social anarchism). + +Malatesta summarises the essential points of difference as well as the source +of much of the misunderstandings: + +> _ "The individualists assume, or speak as if they assumed, that the +(anarchist) communists wish to impose communism, which of course would put +them right outside the ranks of anarchism. + +> + +> "The communists assume, or speak as if they assumed, that the (anarchist) +individualists reject every idea of association, want the struggle between +men, the domination of the strongest -- and this would put them not only +outside the anarchist movement but outside humanity. + +> + +> "In reality those who are communists are such because they see in communism +freely accepted the realisation of brotherhood, and the best guarantee for +individual freedom. And individualists, those who are really anarchists, are +anti-communist because they fear that communism would subject individuals +nominally to the tyranny of the collectivity and in fact to that of the party +or caste which, with the excuse of administering things, would succeed in +taking possession of the power to dispose of material things and thus of the +people who need them. Therefore they want each individual, or each group, to +be in a position to enjoy freely the product of their labour in conditions of +equality with other individuals and groups, with whom they would maintain +relations of justice and equity. + +> + +> "In which case it is clear that there is no basic difference between us. +But, according to the communists, justice and equity are, under natural +conditions impossible of attainment in an individualistic society, and thus +freedom too would not be attained. + +> + +> "If climatic conditions throughout the world were the same, if the land were +everywhere equally fertile, if raw materials were evenly distributed and +within reach of all who needed them, if social development were the same +everywhere in the world . . . then one could conceive of everyone . . . +finding the land, tools and raw materials needed to work and produce +independently, without exploiting or being exploited. But natural and +historical conditions being what they are, how is it possible to establish +equality and justice between he who by chance finds himself with a piece of +arid land which demands much labour for small returns with him who has a piece +of fertile and well sited land?" Of between the inhabitant of a village lost +in the mountains or in the middle of a marshy area, with the inhabitants of a +city which hundreds of generations of man have enriched with all the skill of +human genius and labour?_ [**Errico Malatesta: His Life and Ideas**, pp. 31-2] + +The social anarchist opposition to individualist anarchism, therefore, +resolves around the issues of inequality, the limitations and negative impact +of markets and whether wage-labour is consistent with anarchist principles +(both in general and in terms of individualist anarchism itself). We discuss +the issue of wage labour and anarchist principles in the [next +section](secG4.html#secg41) and argue in [section G.4.2](secG4.html#secg42) +that Tucker's support for wage-labour, like any authoritarian social +relationship, ensures that this is an inconsistent form of anarchism. Here we +concentration on issues of inequality and markets. + +First, we must stress that individualist anarchism plays an important role in +reminding all socialists that capitalism does **not** equal the market. +Markets have existed before capitalism and may, if we believe market +socialists like David Schweickart and free market socialists like Benjamin +Tucker and Kevin Carson, even survive it. While some socialists (particularly +Leninists echoing, ironically, supporters of capitalism) equate capitalism +with the market, this is not the case. Capitalism is a specific form of market +economy based on certain kinds of property rights which result in generalised +wage labour and non-labour incomes (exploitation). This means that the +libertarian communist critique of capitalism is to a large degree independent +of its critique of markets and their negative impact. Equally, the libertarian +communist critique of markets, while applicable to capitalism, applies to +other kinds of economy. It is fair to say, though, that capitalism tends to +intensify and worsen the negative effects of markets. + +Second, we must also note that social anarchists are a diverse grouping and +include the mutualism of Proudhon, Bakunin's collectivism and Kropotkin's +communism. All share a common hostility to wage labour and recognise, to +varying degrees, that markets tend to have negative aspects which can +undermine the libertarian nature of a society. While Proudhon was the social +anarchist most in favour of competition, he was well aware of the need for +self-managed workplaces to federate together to protect themselves from its +negative aspects -- aspects he discussed at length. His _"agro-industrial +federation"_ was seen as a means of socialising the market, of ensuring that +competition would not reach such levels as to undermine the freedom and +equality of those within it. Individualist anarchists, in contrast, tended not +to discuss the negative effects of markets in any great depth (if at all), +presumably because they thought that most of the negative effects would +disappear along with capitalism and the state. Other anarchists are not so +optimistic. + +So, two key issues between social and individualist anarchism are the related +subjects of property and competition. As Voltairine de Cleyre put it when she +was an individualist anarchist: + +> _ "She and I hold many differing views on both Economy and Morals . . . Miss +Goldmann [sic!] is a communist; I am an individualist. She wishes to destroy +the right of property, I wish to assert it. I make my war upon privilege and +authority, whereby the right of property, the true right in that which is +proper to the individual, is annihilated. She believes that co-operation would +entirely supplant competition; I hold that competition in one form or another +will always exist, and that it is highly desirable it should."_ [**The +Voltairine de Cleyre Reader**, p. 9] + +The question of "property" is subject to much confusion and distortion. It +should be stressed that both social and individualist anarchists argue that +the only true property is that produced by labour (mental and physical) and +capitalism results in some of that being diverted to property owners in the +form of interest, rent and profits. Where they disagree is whether it is +possible and desirable to calculate an individual's contribution to social +production, particularly within a situation of joint labour. For Tucker, it +was a case of creating _"the economic law by which every man may get the +equivalent of his product."_ [quoted by George Woodcock and Ivan Avakumovic, +**The Anarchist Prince**, p. 279] Social anarchists, particularly communist +ones, question whether it is possible in reality to discover such a thing in +any society based on joint labour (_"which it would be difficult to imagine +could exist in any society where there is the least complexity of +production."_ [George Woodcock and Ivan Avakumovic, **Op. Cit.**, p. 280]). + +This was the crux of Kropotkin's critique of the various schemes of "labour +money" and "labour vouchers" raised by other schools of socialism (like +mutualism, collectivism and various state socialist systems). They may abolish +wage labour (or, at worse, create state capitalism) but they did not abolish +the wages system, i.e., payment according to work done. This meant that a +system of individualist distribution was forced upon a fundamentally co- +operative system of production and so was illogical and unjust (see +Kropotkin's _"The Collectivist Wage System"_ in **The Conquest of Bread**). +Thus Daniel Gurin: + +> _ "This method of remuneration, derived from modified individualism, is in +contradiction to collective ownership of the means of production, and cannot +bring about a profound revolutionary change in man. It is incompatible with +anarchism; a new form of ownership requires a new form of remuneration. +Service to the community cannot be measured in units of money. Needs will have +to be given precedence over services, and all the products of the labour of +all must belong to all, each to take his share of them freely. **To each +according to his need** should be the motto of libertarian communism."_ +[**Anarchism**, p. 50] + +Simply put, wages rarely reflect the actual contribution of a specific person +to social well-being and production nor do they reflect their actual needs. To +try and get actual labour income to reflect the actual contribution to society +would be, communist-anarchists argued, immensely difficult. How much of a +product's price was the result of better land or more machinery, luck, the +willingness to externalise costs, and so on? Voltairine de Cleyre summarised +this problem and the obvious solution: + +> _ "I concluded that as to the question of exchange and money, it was so +exceedingly bewildering, so impossible of settlement among the professors +themselves, as to the nature of value, and the representation of value, and +the unit of value, and the numberless multiplications and divisions of the +subject, that the best thing ordinary workingmen or women could do was to +organise their industry so as to get rid of money altogether. I figured it +this way: Im not any more a fool than the rest of ordinary humanity; Ive +figured and figured away on this thing for years, and directly I thought +myself middling straight, there came another money reformer and showed me the +hole in that scheme, till, at last , it appears that between 'bills of +credit,' and 'labour notes' and 'time checks,' and 'mutual bank issues,' and +'the invariable unit of value,' none of them have any sense. How many +thousands of years is it going to get this sort of thing into peoples heads by +mere preaching of theories. Let it be this way: Let there be an end of the +special monopoly on securities for money issues. Let every community go ahead +and try some member's money scheme if it wants; - let every individual try it +if he pleases. But better for the working people let them all go. Let them +produce together, co-operatively rather than as employer and employed; let +them fraternise group by group, let each use what he needs of his own product, +and deposit the rest in the storage-houses, and let those others who need +goods have them as occasion arises."_ [**Exquisite Rebel**, p. 62] + +And, obviously, it must be stressed that "property" in the sense of personal +possessions would still exist in communist-anarchism. As the co-founder of +**Freedom** put it: + +> _ "Does Anarchism, then, it may be asked, acknowledge no **Meum** or +**Tuum**, no personal property? In a society in which every man is free to +take what he requires, it is hardly conceivable that personal necessaries and +conveniences will not be appropriated, and difficult to imagine why they +should not . . . When property is protected by no legal enactments, backed by +armed force, and is unable to buy personal service, it resuscitation on such a +scale as to be dangerous to society is little to be dreaded. The amount +appropriated by each individual, and the manner of his appropriation, must be +left to his own conscience, and the pressure exercised upon him by the moral +sense and distinct interests of his neighbours."_ [Charlotte Wilson, +**Anarchist Essays**, p. 24] + +To use an appropriate example, public libraries are open to all local +residents and they are free to borrow books from the stock available. When the +book is borrowed, others cannot come along and take the books from a person's +home. Similarly, an individual in a communist society can take what they like +from the common stocks and use it as they see fit. They do not need permission +from others to do so, just as people freely go to public parks without +requiring a vote by the local community on whether to allow access or not. +Communism, in other words, does not imply community control of personal +consumption nor the denial of individuals to appropriate and use the common +stock of available goods. Socialised consumption does **not** mean "society" +telling people what to consume but rather ensuring that all individuals have +free access to the goods produced by all. As such, the issue is not about +"property" in the sense of personal property but rather "property" in the +sense of access to the means of life by those who use them. Will owner +occupiers be able to exclude others from, say, their land and workplaces +unless they agree to be their servants? + +Which brings us to a key issue between certain forms of individualist +anarchism and social anarchism, namely the issue of wage labour. As capitalism +has progressed, the size of workplaces and firms have increased. This has lead +to a situation were ownership and use has divorced, with property being used +by a group of individuals distinct from the few who are legally proclaimed to +be its owners. The key problem arises in the case of workplaces and how do +non-possessors gain access to them. Under social anarchism, any new members of +the collective automatically become part of it, with the same rights and +ability to participate in decision making as the existing ones. In other +words, socialised production does **not** mean that "society" will allocate +individuals work tasks but rather it ensures that all individuals have free +access to the means of life. Under individualist anarchism, however, the +situation is not as clear with some (like Tucker) supporting wage labour. This +suggests that the holders of workplaces can exclude others from the means of +life they possess and only allow them access only under conditions which +create hierarchical social relationships between them. Thus we could have a +situation in which the owners who actually manage their own workplaces are, in +effect, working capitalists who hire others to do specific tasks in return for +a wage. + +The problem is highlighted in Tucker's description of what would replace the +current system of statism (and note he calls it _"scientific socialism"_ thus +squarely placing his ideas in the anti-capitalist camp): + +> _"we have something very tangible to offer , . . We offer non-compulsive +organisation. We offer associative combination. We offer every possible method +of voluntary social union by which men and women may act together for the +furtherance of well-being. In short, we offer voluntary scientific socialism +in place of the present compulsory, unscientific organisation which +characterises the State and all of its ramifications."_ [quoted by Martin, +**Op. Cit.**, p. 218] + +Yet it is more than possible for voluntary social unions to be authoritarian +and exploitative (we see this every day under capitalism). In other words, not +every form of non-compulsive organisation is consistent with libertarian +principles. Given Tucker's egoism, it is not hard to conclude that those in +stronger positions on the market will seek to maximise their advantages and +exploit those who are subject to their will. As he put it, _"[s]o far as +inherent right is concerned, might is the only measure. Any man . . . and any +set of men . . . have the right, if they have the power, to kill or coerce +other men and to make the entire world subservient to their ends. Society's +right to enslave the individual and the individual's right to enslave society +are only unequal because their powers are unequal."_ In the market, all +contracts are based ownership of resources which exist before any specific +contracts is made. If one side of the contract has more economic power than +the other (say, because of their ownership of capital) then it staggers belief +that egoists will not seek to maximise said advantage and so the market will +tend to increase inequalities over time rather than reduce them. If, as Tucker +argued, _"Anarchic associations would recognise the right of individual +occupants to combine their holdings and work them under any system they might +agree upon, the arrangement being always terminable at will, with reversion to +original rights"_ then we have the unfortunate situation where inequalities +will undermine anarchism and defence associations arising which will defend +them against attempts by those subject to them to use direct action to rectify +the situation. [**The Individualist Anarchists**, p. 25 and p. 162] + +Kropotkin saw the danger, arguing that such an idea _"runs against the +feelings of equality of most of us"_ and _"brings the would-be +'Individualists' dangerously near to those who imagine themselves to represent +a 'superior breed' \-- those to whom we owe the State . . . and all other +forms of oppression."_ [**Evolution and Environment**, p. 84] As we discuss in +the [next section](secG4.html#secg41), it is clear that wage labour (like any +hierarchical organisation) is not consistent with general anarchist principles +and, furthermore, in direct contradiction to individualist anarchist +principles of "occupancy and use." Only if "occupancy and use" is consistently +applied and so wage labour replaced by workers associations can the +inequalities associated with market exchanges not become so great as to +destroy the equal freedom of all required for anarchism to work. + +Individualist anarchists reply to this criticism by arguing that this is +derived from a narrow reading of Stirner's ideas and that they are in favour +of universal egoism. This universal egoism and the increase in competition +made possible by mutual banking will ensure that workers will have the upper- +hand in the market, with the possibility of setting up in business themselves +always available. In this way the ability of bosses to become autocrats is +limited, as is their power to exploit their workers as a result. Social +anarchists argue, in response, that the individualists tend to underestimate +the problems associated with natural barriers to entry in an industry. This +could help generate generalised wage labour (and so a new class of exploiters) +as workers face the unpleasant choice of working for a successful firm, being +unemployed or working for low wages in an industry with lower barriers to +entry. This process can be seen under capitalism when co-operatives hire wage +workers and not include them as members of the association (i.e. they exercise +their ownership rights to exclude others). As Proudhon argued: + +> _"I have shown the contractor, at the birth of industry, negotiating on +equal terms with his comrades, who have since become his workmen. It is plain, +in fact, that this original equality was bound to disappear through the +advantageous position of the master and the dependent position of the wage- +workers. In vain does the law assure the right of each to enterprise . . . +When an establishment has had leisure to develop itself, enlarge its +foundations, ballast itself with capital, and assure itself a body of patrons, +what can a workman do against a power so superior?"_ [**System of Economical +Contradictions**, p. 202] + +Voltairine de Cleyre also came to this conclusion. Discussing the limitations +of the Single Tax land reform, she noted that _"the stubborn fact always came +up that no man would employ another to work for him unless he could get more +for his product than he had to pay for it, and that being the case, the +inevitable course of exchange and re-exchange would be that the man having +received less than the full amount, could buy back less than the full amount, +so that eventually the unsold products must again accumulate in the +capitalist's hands; and again the period of non-employment arrives."_ This +obviously applied to individualist anarchism. In response to objections like +this, individualists tend to argue that competition for labour would force +wages to equal output. Yet this ignores natural barriers to competition: _"it +is well enough to talk of his buying hand tools, or small machinery which can +be moved about; but what about the gigantic machinery necessary to the +operation of a mine, or a mill? It requires many to work it. If one owns it, +will he not make the others pay tribute for using it?"_ [**Op. Cit.**, p. 60 +and p. 61] + +As such, a free market based on wage labour would be extremely unlikely to +produce a non-exploitative society and, consequently, it would not be +socialist and so not anarchist. Moreover, the successful business person would +seek to secure his or her property and power and so employ police to do so. +_"I confess that I am not in love with all these little states,"_ proclaimed +de Cleyre, _"and it is . . . the thought of the anarchist policeman that has +driven me out of the individualist's camp, wherein I for some time resided." _ +[quoted by Eugenia C. Delamotte, **Gates of Freedom**, p. 25] This outcome can +only be avoided by consistently applying "occupancy and use" in such as way as +to eliminate wage labour totally. Only this can achieve a society based on +freedom **of** association as well as freedom **within** association. + +As we noted in [section G.2](secG2.html), one of the worries of individualist +anarchists is that social anarchism would subject individuals to group +pressures and concerns, violating individual autonomy in the name of +collective interests. Thus, it is argued, the individual will become of slave +of the group in practice if not in theory under social anarchism. However, an +inherent part of our humanity is that we associate with others, that we form +groups and communities. To suggest that there are no group issues within +anarchism seems at odds with reality. Taken literally, of course, this implies +that such a version of "anarchy" there would be no forms of association at +all. No groups, no families, no clubs: nothing bar the isolated individual. It +implies no economic activity beyond the level of peasant farming and one- +person artisan workplaces. Why? Simply because any form of organisation +implies "group issues." Two people deciding to live together or one hundred +people working together becomes a group, twenty people forming a football club +becomes a group. And these people have joint interests and so group issues. In +other words, to deny group issues is implying a social situation that has +never existed nor ever will. Thus Kropotkin: + +> _"to reason in this way is to pay . . . too large a tribute to metaphysical +dialectics, and to ignore the facts of life. It is impossible to conceive a +society in which the affairs of any one of its members would not concern many +other members, if not all; still less a society in which a continual contact +between its members would not have established an interest of every one +towards all others, which would render it **impossible** to act without +thinking of the effects which our actions may have on others."_ [**Evolution +and Environment**, p. 85] + +Once the reality of "group issues" is acknowledged, as most individualist +anarchists do, then the issue of collective decision making automatically +arises. There are two ways of having a group. You can be an association of +equals, governing yourselves collectively as regards collective issues. Or you +can have capitalists and wage slaves, bosses and servants, government and +governed. Only the first, for obvious reasons, is compatible with anarchist +principles. Freedom, in other words, is a product of how we interact with each +other, not of isolation. Simply put, anarchism is based on self-management of +group issues, not in their denial. Free association is, in this perspective, a +necessary but not sufficient to guarantee freedom. Therefore, social +anarchists reject the individualists' conception of anarchy, simply because it +can, unfortunately, allow hierarchy (i.e. government) back into a free society +in the name of "liberty" and "free contracts." Freedom is fundamentally a +social product, created in and by community. It is a fragile flower and does +not fare well when bought and sold on the market. + +Moreover, without communal institutions, social anarchists argue, it would be +impossible to specify or supply group or public goods. In addition, occupancy +and use would, on the face of it, preclude such amenities which are utilised +by members of a community such as parks, roads or bridges -- anything which is +used but not occupied continually. In terms of roads and bridges, who actually +occupies and uses them? The drivers? Those who maintain it? The occupiers of +the houses which it passes? Those who funded it construction? If the last, +then why does this not apply to housing and other buildings left on land? And +how are the owners to collect a return on their investment unless by employing +police to bar access to non-payers? And would such absentee owners not also +seek to extend their appropriations to other forms of property? Would it not +be far easier to simply communalise such forms of commonly used "property" +rather than seek to burden individuals and society with the costs of policing +and restricting access to them? + +After all, social anarchists note, for Proudhon there was a series of +industries and services that he had no qualms about calling _"public works"_ +and which he considered best handled by communes and their federations. Thus +_"the control undertaking such works will belong to the municipalities, and to +districts within their jurisdiction"_ while _"the control of carrying them out +will rest with the workmen's associations."_ This was due to both their nature +and libertarian values and so the _"direct, sovereign initiative of +localities, in arranging for public works that belong to them, is a +consequence of the democratic principle and the free contract: their +subordination to the State is . . . a return to feudalism."_ Workers' self- +management of such public workers was, again, a matter of libertarian +principles for _"it becomes necessary for the workers to form themselves into +democratic societies, with equal conditions for all members, on pain of a +relapse into feudalism."_ [**The General Idea of the Revolution**, p. 276 and +p. 277] + +In the case of a park, either it is open to all or it is fenced off and police +used to bar access. Taking "occupancy and use" as our starting point then it +becomes clear that, over time, either the community organises itself +communally or a park becomes private property. If a group of people frequent a +common area then they will have to discuss how to maintain it -- for example, +arrange for labour to be done on it, whether to have a play-ground for +children or to have a duck pond, whether to increase the numbers and types of +trees, and so forth. That implies the development of communal structures. In +the case of new people using the amenity, either they are excluded from it +(and have to pay for access) or they automatically join the users group and so +the park is, in effect, common property and socialised. In such circumstances, +it would be far easier simply to ignore the issue of individual contributions +and base access on need (i.e., communistic principles). However, as already +indicated in [section G.2.1](secG2.html#secg21), social anarchists reject +attempts to coerce other workers into joining a co-operative or commune. +Freedom cannot be given, it must be taken and social anarchism, like all forms +of anarchy, cannot be imposed. How those who reject social anarchism will gain +access to common property will depend, undoubtedly, on specific circumstances +and who exactly is involved and how they wish to utilise it. As such, it will +be difficult to generalise as each commune will determine what is best and +reach the appropriate contracts with any individualist anarchists in their +midst or vicinity. + +It should also be pointed out (and this may seem ironic), wage labour does +have the advantage that people can move to new locations and work without +having to sell their old means of living. Often moving somewhere can be a +hassle if one has to sell a shop or home. Many people prefer not to be tied +down to one place. This is a problem in a system based on "occupancy and use" +as permanently leaving a property means that it automatically becomes +abandoned and so its users may be forced to stay in one location until they +find a buyer for it. This is not an issue in social anarchism as access to the +means of life is guaranteed to all members of the free society. + +Most social anarchists also are critical of the means which individualists +anarchists support to achieve anarchy, namely to abolish capitalism by the +creation of mutual banks which would compete exploitation and oppression away. +While mutual banks could aid the position of working class people under +capitalism (which is why Bakunin and other social anarchists recommended +them), they cannot undermine or eliminate it. This is because capitalism, due +to its need to accumulate, creates **natural** barriers to entry into a market +(see [section C.4](secC4.html)). Thus the physical size of the large +corporation would make it immune to the influence of mutual banking and so +usury could not be abolished. Even if we look at the claimed indirect impact +of mutual banking, namely an increase in the demand of labour and so wages, +the problem arises that if this happens then capitalism would soon go into a +slump (with obvious negative effects on small firms and co-operatives). In +such circumstances, the number of labourers seeking work would rise and so +wages would fall and profits rise. Then it is a case of whether the workers +would simply tolerate the slump and let capitalism continue or whether they +would seize their workplaces and practice the kind of expropriation +individualist anarchists tended to oppose. + +This problem was recognised by many individualist anarchists themselves and it +played a significant role in its decline as a movement. By 1911 Tucker had +come to the same conclusions as communist-anarchists on whether capitalism +could be reformed away. As we noted in [section G.1.1](secG1.html#secg11), he +_"had come to believe that free banking and similar measures, even if +inaugurated, were no longer adequate to break the monopoly of capitalism or +weaken the authority of the state."_ [Paul Avrich, **Anarchist Voices**, p. 6] +While admitted that political or revolutionary action was required to destroy +the concentrations of capital which made anarchy impossible even with free +competition, he rejected the suggestion that individualist anarchists should +join in such activity. Voltairine de Cleyre came to similar conclusions +earlier and started working with Emma Goldman before becoming a communist- +anarchist sometime in 1908. Perhaps unsurprisingly, one historian argues that +as the _"native American variety of anarchism dissolved in the face of +increasing State repression and industrialisation, rationalisation, and +concentration of capital, American anarchists were forced either to acquiesce +or to seek a more militant stain of anarchism: this latter presented itself in +the form of Communist Anarchism . . . Faith in peaceful evolution toward an +anarchist society seemed archaic and gradually faded."_ [Kline, **The +Individualist Anarchists**, p. 83] + +So while state action may increase the degree of monopoly in an industry, the +natural tendency for any market is to place barriers (natural ones) to new +entries in terms of set-up costs and so on. This applies just as much to co- +operatives as it does to companies based on wage-labour. It means that if the +relation between capital and labour was abolished **within** the workplace (by +their transformation into co-operatives) but they remained the property of +their workers, it would only be a matter of time before the separation of the +producers from their means of production reproduced itself. This is because, +within any market system, some firms fail and others succeed. Those which fail +will create a pool of unemployed workers who will need a job. The successful +co-operatives, safe behind their natural barriers to entry, would be in a +stronger position than the unemployed workers and so may hire them as wage +labourers -- in effect, the co-operative workers would become "collective +capitalists" hiring other workers. This would end workers' self-management (as +not all workers are involved in the decision making process) as well as +workers' ownership, i.e. _"occupancy and use,"_ (as not all workers' would own +the means of production they used). The individual workers involved may +"consent" to becoming wage slaves, but that is because it is the best option +available rather than what they really want. Which, of course, is the same as +under capitalism. + +This was why Proudhon argued that _"every worker employed in the association"_ +must have _"an undivided share in the property of the company"_ in order to +ensure workers' self-management. [**Op. Cit.**, p. 222] Only this could ensure +_"occupancy and use"_ and so self-management in a free society (i.e. keep that +society free). Thus in anarchism, as de Cleyre summarised, it is _"a settled +thing that to be free one must have liberty of access to the sources and means +of production"_ Without socialisation of the means of life, liberty of access +could be denied. Little wonder she argued that she had become _"convinced that +a number of the fundamental propositions of individualistic economy would +result in the destruction of equal liberty."_ The only logical anarchist +position is _"that some settlement of the whole labour question was needed +which would not split up the people again into land possessors and employed +wage-earners."_ Hence her movement from individualism towards, first, +mutualism and then communism -- it was the only logical position to take in a +rapidly industrialising America which had made certain concepts of +individualism obsolete. It was her love of freedom which made her sensitive to +the possibility of any degeneration back into capitalism: _"the instinct of +liberty naturally revolted not only at economic servitude, but at the outcome +of it, class-lines."_ [**Op. Cit.**, p. 58, p. 105, p. 61 and p. 55] As we +argue in [section G.4.2](secG4.html#secg42) such a possibility can be avoided +only by a consistent application of "occupancy and use" which, in practice, +would be nearly identical to the communalisation or socialisation of the means +of life. + +This issue is related to the question of inequality within a market economy +and whether free exchanges tend to reduce or increase any initial +inequalities. While Individualist Anarchists argue for the _"cost principle"_ +(i.e. cost being the limit of price) the cost of creating the same commodity +in different areas or by different people is not equal. Thus the market price +of a good **cannot** really equal the multitude of costs within it (and so +price can only equal a workers' labour in those few cases where that labour +was applied in average circumstances). This issue was recognised by Tucker, +who argued that _"economic rent . . . is one of nature's inequalities. It will +probably remain with us always. Complete liberty will every much lessen it; of +that I have no doubt."_ [_"Why I am an Anarchist"_, pp. 132-6, **Man!**, M. +Graham (ed.), pp. 135-6] However, argue social anarchists, the logic of market +exchange produces a situation where the stronger party to a contract seeks to +maximise their advantage. Given this, free exchange will tend to **increase** +differences in wealth and income over time, not eliminate them. As Daniel +Gurin summarised: + +> _ "Competition and the so-called market economy inevitably produce +inequality and exploitation, and would do so even if one started from complete +equality. They could not be combined with workers' self-management unless it +were on a temporary basis, as a necessary evil, until (1) a psychology of +'honest exchange' had developed among the workers; (2) most important, society +as a whole had passed from conditions of shortage to the stage of abundance, +when competition would lose its purpose . . . The libertarian communist would +condemn Proudhon's version of a collective economy as being based on a +principle of conflict; competitors would be in a position of equality at the +start, only to be hurled into a struggle which would inevitably produce +victors and vanquished, and where goods would end up by being exchanged +according to the principles of supply and demand."_ [**Op. Cit.**, pp. 53-4] + +Thus, even a non-capitalist market could evolve towards inequality and away +from fair exchange. It was for this reason that Proudhon argued that a portion +of income from agricultural produce be paid into a central fund which would be +used to make equalisation payments to compensate farmers with less favourably +situated or less fertile land. As he put it, economic rent _"in agriculture +has no other cause than the inequality in the quality of land . . . if anyone +has a claim on account of this inequality . . . [it is] the other land workers +who hold inferior land. That is why in our scheme for liquidation [of +capitalism] we stipulated that every variety of cultivation should pay a +proportional contribution, destined to accomplish a balancing of returns among +farm workers and an assurance of products."_ [**Op. Cit.**, p. 209] His +advocacy of federations of workers' associations was, likewise, seen as a +means of abolishing inequalities. + +Unlike Proudhon, however, individualist anarchists did not propose any scheme +to equalise income. Perhaps Tucker was correct and the differences would be +slight, but in a market situation exchanges tend to magnify differences, +**not** reduce them as the actions of self-interested individuals in unequal +positions will tend to exacerbate differences. Over time these slight +differences would become larger and larger, subjecting the weaker party to +relatively increasingly worse contracts. Without equality, individualist +anarchism would quickly become hierarchical and non-anarchist. As the +communist-anarchist paper **Freedom** argued in the 1880s: + +> _"Are not the scandalous inequalities in the distribution of wealth today +merely the culminate effect of the principle that every man is justified in +securing to himself everything that his chances and capacities enable him to +lay hands on? + +> + +> "If the social revolution which we are living means anything, it means the +destruction of this detestable economic principle, which delivers over the +more social members of the community to the domination of the most unsocial +and self-interested."_ [**Freedom**, vol. 2, no. 19] + +**Freedom**, it should be noted, is slightly misrepresenting the position of individualist anarchists. They did **not** argue that every person could appropriate all the property he or she could. Most obviously, in terms of land they were consistently opposed to a person owning more of it than they actually used. They also tended to apply this to what was on the land as well, arguing that any buildings on it were abandoned when the owner no longer used them. Given this, individualist anarchists have stressed that such a system would be unlikely to produce the inequalities associated with capitalism (as Kropotkin noted, equality was essential and was implicitly acknowledged by individualists themselves who argued that their system _"would offer no danger, because the rights of each individual would have been limited by the equal rights of all others."_ [**Evolution and Environment**, p. 85]). Thus contemporary individualist anarchist Joe Peacott: + +> _ "Although individualists envision a society based on private property, we +oppose the economic relationships of capitalism, whose supporters misuse words +like private enterprise and free markets to justify a system of monopoly +ownership in land and the means of production which allows some to skim off +part or even most of the wealth produced by the labour of others. Such a +system exists only because it is protected by the armed power of government, +which secures title to unjustly acquired and held land, monopolises the supply +of credit and money, and criminalises attempts by workers to take full +ownership of the means of production they use to create wealth. This state +intervention in economic transactions makes it impossible for most workers to +become truly independent of the predation of capitalists, banks, and +landlords. Individualists argue that without the state to enforce the rules of +the capitalist economy, workers would not allow themselves to be exploited by +these thieves and capitalism would not be able to exist . . . + +> + +> "One of the criticisms of individualist economic proposals raised by other +anarchists is that a system based on private ownership would result in some +level of difference among people in regard to the quality or quantity of +possessions they have. In a society where people are able to realise the full +value of their labour, one who works harder or better than another will +possess or have the ability to acquire more things than someone who works less +or is less skilled at a particular occupation . . . + +> + +> "The differences in wealth that arise in an individualist community would +likely be relatively small. Without the ability to profit from the labour of +others, generate interest from providing credit, or extort rent from letting +out land or property, individuals would not be capable of generating the huge +quantities of assets that people can in a capitalist system. Furthermore, the +anarchist with more things does not have them at the expense of another, since +they are the result of the owner's own effort. If someone with less wealth +wishes to have more, they can work more, harder, or better. There is no +injustice in one person working 12 hours a day and six days a week in order to +buy a boat, while another chooses to work three eight hour days a week and is +content with a less extravagant lifestyle. If one can generate income only by +hard work, there is an upper limit to the number and kind of things one can +buy and own."_ [**Individualism and Inequality**] + +However, argue social anarchists, market forces may make such an ideal +impossible to achieve or maintain. Most would agree with Peter Marshall's +point that _"[u]ndoubtedly real difficulties exist with the economic position +of the individualists. If occupiers became owners overnight as Benjamin Tucker +recommended, it would mean in practice that those with good land or houses +would merely become better off than those with bad. Tucker's advocacy of +'competition everywhere and always' among occupying owners, subject to the +only moral law of minding your own business might will encourage individual +greed rather than fair play for all."_ [**Demanding the Impossible**, p. 653] + +Few social anarchists are convinced that all the problems associated with +markets and competition are purely the result of state intervention. They +argue that it is impossible to have most of the underlying pre-conditions of a +competitive economy without the logical consequences of them. It is fair to +say that individualist anarchists tend to ignore or downplay the negative +effects of markets while stressing their positive ones. + +While we discuss the limitations of markets in [section +I.1.3](secI1.html#seci13), suffice to say here that competition results in +economic forces developing which those within the market have to adjust to. In +other words, the market may be free but those within it are not. To survive on +the market, firms would seek to reduce costs and so implement a host of +dehumanising working practices in order to compete successfully on the market, +things which they would resist if bosses did it. Work hours could get longer +and longer, for example, in order to secure and maintain market position. +This, in turn, affects our quality of life and our relationship with our +partners, children, parents, friends, neighbours and so on. That the profits +do not go to the executives and owners of businesses may be a benefit, it +matters little if people are working longer and harder in order to invest in +machinery to ensure market survival. Hence **survival,** not **living,** would +be the norm within such a society, just as it is, unfortunately, in +capitalism. + +Ultimately, Individualist Anarchists lose sight of the fact that success and +competition are not the same thing. One can set and reach goals without +competing. That we may loose more by competing than by co-operating is an +insight which social anarchists base their ideas on. In the end, a person can +become a success in terms of business but lose sight of their humanity and +individuality in the process. In contrast, social anarchists stress community +and co-operation in order to develop us as fully rounded individuals. As +Kropotkin put it, _"the **individualisation** they so highly praise is not +attainable by individual efforts."_ [**Anarchism**, p. 297] + +As we noted in [section D.1](secD1.html), the capitalist state intervenes into +the economy and society to counteract the negative impact of market forces on +social life and the environment as well as, of course, protecting and +enhancing the position of itself and the capitalist class. As individualist +anarchism is based on markets (to some degree), it seems likely that market +forces would have similar negative impacts (albeit to a lesser degree due to +the reduced levels of inequality implied by the elimination of non-labour +incomes). Without communal institutions, social anarchists argue, +individualist anarchism has no means of counteracting the impact of such +forces except, perhaps, by means of continual court cases and juries. Thus +social issues would not be discussed by all affected but rather by small sub- +groups retroactively addressing individual cases. + +Moreover, while state action may have given the modern capitalist an initial +advantage on the market, it does not follow that a truly free market will not +create similar advantages naturally over time. And if it did, then surely a +similar system would develop? As such, it does not follow that a non- +capitalist market system would remain such. In other words, it is true that +extensive state intervention was required to **create** capitalism but after a +time economic forces can usually be relied upon to allow wage workers to be +exploited. The key factor is that while markets have existed long before +capitalism, that system has placed them at the centre of economic activity. In +the past, artisans and farmers produced for local consumers, with the former +taking their surplus to markets. In contrast, capitalism has produced a system +where producers are primarily geared to exchanging **all** goods they create +on an extensive market rather simply a surplus locally. This implies that the +dynamics of a predominantly market system may be different from those in the +past in which the market played a much smaller role and where self-sufficiency +was always a possibility. It is difficult to see how, for example, car workers +or IT programmers could produce for their own consumption using their own +tools. + +So in a market economy with a well developed division of labour it is possible +for a separation of workers from their means of production to occur. This is +particularly the case when the predominant economic activity is not farming. +Thus the net effect of market transactions could be to re-introduce class +society simply by their negative long-term consequences. That such a system +developed without state aid would make it no less unfree and unjust. It is of +little use to point out that such a situation is **not** what the +Individualist Anarchists desired for it is a question of whether their ideas +would actually result in what they wanted. Social anarchists have fears that +it will not. Significantly, as we noted in [section G.3](secG3.html), Tucker +was sensible enough to argue that those subject to such developments should +rebel against it. + +In response, individualist anarchists could argue that the alternative to +markets would be authoritarian (i.e., some form of central planning) and/or +inefficient as without markets to reward effort most people would not bother +to work well and provide for the consumer. So while markets do have problems +with them, the alternatives are worse. Moreover, when social anarchists note +that there is a remarkable correlation between competitiveness in a society +and the presence of clearly defined "have" and "have-not" groups individualist +anarchists would answer that the causation flows not from competitiveness to +inequality but from inequality to competitiveness. In a more equal society +people would be less inclined to compete as ruthlessly as under capitalism and +so the market would not generate as many problems as it does today. Moreover, +eliminating the artificial barriers erected by the state would allow a +universal competition to develop rather than the one sided form associated +with capitalism. With a balance of market power, competition would no longer +take the form it currently does. + +Yet, as noted above, this position ignores natural barriers to competition The +accumulation needs of a competitive market economy do not disappear just +because capitalism has been replaced by co-operatives and mutual credit banks. +In any market economy, firms will try to improve their market position by +investing in new machinery, reducing prices by improving productivity and so +on. This creates barriers to new competitors who have to expend more money in +order to match the advantages of existing firms. Such amounts of money may not +be forthcoming from even the biggest mutual bank and so certain firms would +enjoy a privileged position on the market. Given that Tucker defined a +monopolist as _"any person, corporation, or institution whose right to engage +in any given pursuit of life is secured, either wholly or partially, by any +agency whatsoever -- whether the nature of things or the force of events or +the decree of arbitrary power -- against the influence of competition"_ we may +suggest that due to **natural** barriers, an individualist anarchist society +would not be free of monopolists and so of usury. [quoted by James J. Martin, +**Men Against the State**, p. 210] + +For this reason, even in a mutualist market certain companies would receive a +bigger slice of profits than (and at the expense of) others. This means that +exploitation would still exist as larger companies could charge more than cost +for their products. It could be argued that the ethos of an anarchist society +would prevent such developments happening but, as Kropotkin noted, this has +problems, firstly because of _"the difficulty if estimating the **market** +value"_ of a product based on _"average time"_ or cost necessary to produce it +and, secondly, if that could be done then to get people _"to agree upon such +an estimation of their work would already require a deep penetration of the +Communist principles into their ideas."_ [**Environment and Evolution**, p. +84] In addition, the free market in banking would also result in **its** +market being dominated by a few big banks, with similar results. As such, it +is all fine and well to argue that with rising interest rates more competitors +would be drawn into the market and so the increased competition would +automatically reduce them but that is only possible if there are no serious +natural barriers to entry. + +This obviously impacts on how we get from capitalism to anarchism. Natural +barriers to competition limit the ability to compete exploitation away. So as +to its means of activism, individualist anarchism exaggerates the potential of +mutual banks to fund co-operatives. While the creation of community-owned and +-managed mutual credit banks would help in the struggle for a free society, +such banks are not enough in themselves. Unless created as part of the social +struggle against capitalism and the state, and unless combined with community +and strike assemblies, mutual banks would quickly die, because the necessary +social support required to nurture them would not exist. Mutual banks must be +part of a network of other new socio-economic and political structures and +cannot be sustained in isolation from them. This is simply to repeat our +earlier point that, for most social anarchists, capitalism cannot be reformed +away. As such, social anarchists would tend to agree with the summary provided +by this historian: + +> _ "If [individualist anarchists] rejected private ownership of property, +they destroyed their individualism and 'levelled' mankind. If they accepted +it, they had the problem of offering a solution whereby the inequalities [of +wealth] would not amount to a tyranny over the individual. They meet the same +dilemma in 'method.' If they were consistent libertarian individualists they +could not force from 'those who had' what they had acquired justly or +unjustly, but if they did not force it from them, they perpetuated +inequalities. They met a stone wall."_ [Eunice Minette Schuster, **Native +American Anarchism**, p. 158] + +So while Tucker believed in direct action, he opposed the "forceful" +expropriation of social capital by the working class, instead favouring the +creation of a mutualist banking system to replace capitalism with a non- +exploitative system. Tucker was therefore fundamentally a **reformist,** +thinking that anarchy would evolve from capitalism as mutual banks spread +across society, increasing the bargaining power of labour. And reforming +capitalism over time, by implication, always means tolerating boss's control +during that time. So, at its worse, this is a reformist position which becomes +little more than an excuse for tolerating landlord and capitalist domination. + +Also, we may note, in the slow transition towards anarchism, we would see the +rise of pro-capitalist "defence associations" which **would** collect rent +from land, break strikes, attempt to crush unions and so on. Tucker seemed to +have assumed that the anarchist vision of _"occupancy-and-use"_ would become +universal. Unfortunately, landlords and capitalists would resist it and so, +ultimately, an Individualist Anarchist society would have to either force the +minority to accept the majority wishes on land use (hence his comments on +there being _"no legal power to collect rent"_) or the majority are dictated +to by the minority who are in favour of collecting rent and hire "defence +associations" to enforce those wishes. With the head start big business and +the wealthy have in terms of resources, conflicts between pro- and anti- +capitalist "defence associations" would usually work against the anti- +capitalist ones (as trade unions often find out). In other words, reforming +capitalism would not be as non-violent or as simple as Tucker maintained. The +vested powers which the state defends will find other means to protect +themselves when required (for example, when capitalists and landlords backed +fascism and fascist squads in Italy after workers "occupied and used" their +workplaces and land workers and peasants "occupied and used" the land in +1920). We are sure that economists will then rush to argue that the resulting +law system that defended the collection of rent and capitalist property +against "occupancy and use" was the most "economically efficient" result for +"society." + +In addition, even if individualist mutualism **did** result in an increase in +wages by developing artisan and co-operative ventures that decreased the +supply of labour in relation to its demand, this would not eliminate the +subjective and objective pressures on profits that produce the business cycle +within capitalism (see [section C.7](secC7.html)). In fact, it was increase +the subjective pressures considerably as was the case under the social +Keynesian of the post-war period. Unsurprisingly, business interests sought +the necessary "reforms" and ruthlessly fought the subsequent strikes and +protests to achieve a labour market more to their liking (see [section +C.8.2](secC8.html#secc82) for more on this). This means that an increase in +the bargaining power of labour would soon see capital moving to non-anarchist +areas and so deepening any recession caused by a lowering of profits and other +non-labour income. This could mean that during an economic slump, when +workers' savings and bargaining position were weak, the gains associated with +mutualism could be lost as co-operative firms go bust and mutual banks find it +hard to survive in a hostile environment. + +Mutual banks would not, therefore, undermine modern capitalism, as recognised +by social anarchists from Bakunin onward. They placed their hopes in a social +revolution organised by workplace and community organisations, arguing that +the ruling class would be as unlikely to tolerate being competed away as they +would be voted away. The collapse of social Keynesianism into neo-liberalism +shows that even a moderately reformed capitalism which increased working class +power will not be tolerated for too long. In other words, there was a need for +social revolution which mutual banks do not, and could not, eliminate. + +However, while social anarchists disagree with the proposals of individualist +anarchists, we do still consider them to be a form of anarchism -- one with +many flaws and one perhaps more suited to an earlier age when capitalism was +less developed and its impact upon society far less than it is now (see +[section G.1.4](secG1.html#secg14)). Individualist and social anarchism could +co-exist happily in a free society and neither believes in forcing the other +to subscribe to their system. As Paul Nursey-Bray notes _"linking all of these +approaches . . . is not just the belief in individual liberty and its +corollary, the opposition to central or state authority, but also a belief in +community, and an equality of community members."_ The _"discussion over forms +of property . . . should not be allowed to obscure the commonality of the idea +of the free community of self-regulating individuals."_ And so _"there are +meeting points in the crucial ideas of individual autonomy and community that +suggest, at least, a basis for the discussion of equality and property +relations."_ [**Anarchist Thinkers and Thought**, p. xvi] + +## G.4.1 Is wage labour consistent with anarchist principles? + +No, it is not. This can be seen from social anarchism, where opposition to +wage labour as hierarchical and exploitative is taken as an obvious and +logical aspect of anarchist principles. However, ironically, this conclusion +must also be drawn from the principles expounded by individualist anarchism. +However, as noted in [section G.1.3](secG1.html#secg13), while many +individualist anarchists opposed wage labour and sought it end not all did. +Benjamin Tucker was one of the latter. To requote him: + +> _"Wages is not slavery. Wages is a form of voluntary exchange, and voluntary +exchange is a form of Liberty."_ [**Liberty**, no. 3, p. 1] + +The question of wage labour was one of the key differences between Tucker and +communist-anarchist Johann Most. For Most, it signified that Tucker supported +the exploitation of labour. For Tucker, Most's opposition to it signified that +he was not a real anarchist, seeking to end freedom by imposing communism onto +all. In response to Most highlighting the fact that Tucker supported wage +labour, Tucker argued as followed: + +> _ "If the men who oppose wages -- that is, the purchase and sale of labour +-- were capable of analysing their thought and feelings, they would see that +what really excites their anger is not the fact that labour is bought and +sold, but the fact that one class of men are dependent for their living upon +the sale of their labour, while another class of men are relieved of the +necessity of labour by being legally privileged to sell something that is not +labour, and that, but for the privilege, would be enjoyed by all gratuitously. +And to such a state of things I am as much opposed as any one. But the minute +you remove privilege, the class that now enjoy it will be forced to sell their +labour, and then, when there will be nothing but labour with which to buy +labour, the distinction between wage-payers and wage-receivers will be wiped +out, and every man will be a labourer exchanging with fellow-labourers. Not to +abolish wages, but to make every man dependent upon wages and secure to every +man his whole wages is the aim of Anarchistic Socialism. What Anarchistic +Socialism aims to abolish is usury. It does not want to deprive labour of its +reward; it wants to deprive capital of its reward. It does not hold that +labour should not be sold; it holds that capital should not be hired at +usury."_ [**Liberty**, no. 123, p. 4] + +Social anarchists, in reply, would argue that Tucker is missing the point. The +reason why almost all anarchists are against wage labour is because it +generates social relationships based on authority and, as such, it sets the +necessary conditions for the exploitation of labour to occur. If we take the +creation of employer-employee relationships within an anarchy, we see the +danger of private statism arising (as in "anarcho"-capitalism) and so the end +of anarchy. Such a development can be seen when Tucker argued that if, in an +anarchy, _"any labourers shall interfere with the rights of their employers, +or shall use force upon inoffensive 'scabs,' or shall attack their employers' +watchmen . . . I pledge myself that, as an Anarchist and in consequence of my +Anarchistic faith, I will be among the first to volunteer as a member of a +force to repress these disturbers of order, and, if necessary, sweep them from +the earth."_ [**Op. Cit.**, p. 455] Tucker's comments were provoked by the +Homestead strike of 1892, where the striking steelworkers fought with, and +defeated, their employer's Pinkerton thugs sent to break the strike (Tucker, +it should be stressed supported the strikers but not their methods and +considered the capitalist class as responsible for the strike by denying +workers a free market). + +In such a situation, these defence associations would be indeed "private +states" and here Tucker's ideas unfortunately do parallel those of the +"anarcho"-capitalists (although, as Tucker thought that the employees would +not be exploited by the employer, this does not suggest that Tucker can be +considered a forefather of "anarcho"-capitalism). As Kropotkin warned, _"[f]or +their self-defence, both the citizen and group have a right to any violence +[within individualist anarchy] . . . Violence is also justified for enforcing +the duty of keeping an agreement. Tucker . . . opens . . . the way for +reconstructing under the heading of the 'defence' all the functions of the +State."_ [**Anarchism**, p. 297] + +Such an outcome is easy to avoid, however, by simply consistently applying +individualist anarchist principles and analysis to wage labour. To see why, it +is necessary simply to compare private property with Tucker's definition of +the state. + +How did Tucker define the state? All states have two common elements, +_"aggression"_ and _"the assumption of sole authority over a given area and +all within it, exercised generally for the double purpose of more complete +oppression of its subjects and extension of its boundaries."_ This monopoly of +authority is important, as _"I am not aware that any State has ever tolerated +a rival State within its borders."_ So the state, Tucker stated, is _"the +embodiment of the principle of invasion in an individual, or a band of +individuals, assuming to act as representatives or masters of the entire +people within a given area."_ The _"essence of government is control, or the +attempt to control. He who attempts to control another is a governor, an +aggressor, an invader . . . he who resists another's attempt to control is not +an aggressor, an invader, a governor, but simply a defender, a protector."_ In +short, _"the Anarchistic definition of government: the subjection of the non- +invasive individual to an external will."_ [**The Individualist Anarchists**, +p. 24] + +The similarities with capitalist property (i.e., one based on wage labour) is +obvious. The employer assumes and exercises _"sole authority over a given area +and all within it,"_ they are the boss after all and so capitalists are the +_"masters of the entire people within a given area."_ That authority is used +to control the employees in order to maximise the difference between what they +produce and what they get paid (i.e., to ensure exploitation). As August +Spies, one of the Haymarket Martyrs, noted: + +> _ "I was amazed and was shocked when I became acquainted with the condition +of the wage-workers in the New World. + +> + +> "The factory: the ignominious regulations, the surveillance, the spy system, +the servility and lack of manhood among the workers and the arrogant arbitrary +behaviour of the boss and his associates -- all this made an impression upon +me that I have never been able to divest myself of. At first I could not +understand why the workers, among them many old men with bent backs, silently +and without a sign of protest bore every insult the caprice of the foreman or +boss would heap upon them. I was not then aware of the fact that the +opportunity to work was a privilege, a favour, and that it was in the power of +those who were in the possession of the factories and instruments of labour to +deny or grant this privilege. I did not then understand how difficult it was +to find a purchaser for ones labour, I did not know then that there were +thousands and thousands of idle human bodies in the market, ready to hire out +upon most any conditions, actually begging for employment. I became conscious +of this, very soon, however, and I knew then why these people were so servile, +whey suffered the humiliating dictates and capricious whims of their +employers."_ [**The Autobiographies of the Haymarket Martyrs**, pp. 66-7] + +That this is a kind of state-like authority becomes clear when we consider +company towns. As Ward Churchill notes, the _"extent of company power over +workers included outright ownership of the towns in which they lived, a matter +enabling employers to garner additional profits by imposing exorbitant rates +of rent, prices for subsistence commodities, tools, and such health care as +was available. Conditions in these 'company towns' were such that, by 1915, +the Commission on Industrial Relations was led to observe that they displayed +'every aspect of feudalism except the recognition of special duties on the +part of the employer.' The job of the Pinkertons -- first for the railroads, +then more generally -- was to prevent workers from organising in a manner that +might enable them to improve their own circumstances, thus reducing corporate +profits."_ [_"From the Pinkertons to the PATRIOT Act: The Trajectory of +Political Policing in the United States, 1870 to the Present"_, pp. 1-72, +**CR: The New Centennial Review**, vol. 4, No. 1, pp. 11-2] In the words of +one historian of the Pinkerton Agency _"[b]y the mid-1850s a few businessmen +saw the need for greater control over their employees; their solution was to +sponsor a private detective system. In February 1855, Allan Pinkerton, after +consulting with six midwestern railroads, created such an agency in Chicago."_ +[Frank Morn, quoted by Churchill, **Op. Cit.**, p. 4] As we have noted in +[section F.7.1](secF7.html#secf671), such regimes remained into the 1930s, +with corporations having their own well armed private police to enforce the +propertarian hierarchy (see also [section F.6.2](secF6.html#secf62)). + +So, in terms of monopoly of authority over a given area the capitalist company +and the state share a common feature. The reason why wage labour violates +Individualist Anarchist principles is clear. If the workers who use a +workplace do not own it, then someone else will (i.e. the owner, the boss). +This in turn means that the owner can tell those who use the resource what to +do, how to do it and when. That is, they are the sole authority over the +workplace and those who use it. However, according to Tucker, the state can be +defined (in part) as _"the assumption of sole authority over a given area and +all within it."_ Tucker considered this element as _"common to all States"_ +and so opposition to the state logically implies support for workers' self- +management for only in this case can people govern themselves during the +working day (see [section B.4](secB4.html) for more discussion). Even with +Tucker's other aspect, _"aggression"_, there are issues. Competition is +inherently aggressive, with companies seeking to expand their market share, go +into new markets, drive their competitors out of business, and so forth. +Within the firm itself, bosses always seek to make workers do more work for +less, threatening them with the sack if they object. + +Tucker's comments on strikers brings to light an interesting contradiction in +his ideas. After all, he favoured a system of "property" generally defined by +use and occupancy, that is whoever uses and possesses is to be consider the +owner. As we indicated in [section G.1.2](secG1.html#secg12), this applied to +both the land and what was on it. In particular, Tucker pointed to the example +of housing and argued that rent would not be collected from tenants nor would +they be evicted for not paying it. Why should this position change when it is +a workplace rather than a house? Both are products of labour, so that cannot +be the criteria. Nor can it be because one is used for work as Tucker +explicitly includes the possibility that a house could be used as a workplace. + +Thus we have a massive contradiction between Tucker's "occupancy and use" +perspective on land use and his support for wage labour. One letter to +**Liberty** (by "Egoist") pointed out this contradiction. As the letter put +it, _"if production is carried on in groups, as it now is, who is the legal +occupier of the land? The employer, the manager, or the ensemble of those +engaged in the co-operative work? The latter appearing the only rational +answer."_ [**Op. Cit.**, no. 143, p. 4] Sadly, Tucker's reply did not address +this particular question and so we are left with an unresolved contradiction. + +Looking at the Homestead strike which provoked Tucker's rant against strikers, +the similarities between wage labour and statism become even clearer. The +3,800 workers locked out by Carnegie at Homestead in 1892 definitely occupied +and used the works from which they were barred entry by the owners. The +owners, obviously, did not use the workplace themselves -- they hired +**others** to occupy and use it **for** them. Now, why should _"occupancy and +use"_ be acceptable for land and housing but not for workplaces? There is no +reason and so wage labour, logically, violates _"occupancy and use"_ \-- for +under wage labour, those who occupy and use a workplace do not own or control +it. Hence _"occupancy and use"_ logically implies workers' control and +ownership. + +The Homestead lockout of 1892, ironically enough, occurred when the owners of +the steel mill provoked the union in order to break its influence in the +works. In other words, the property owners practised _"aggression"_ to ensure +their _"sole authority over a given area and all within it"_ (to use Tucker's +words). As such, the actions of the capitalist property owners meets Tucker's +definition of the state exactly. According to the Carnegie Steel Company, it +had _"a legal right to the enjoyment of our property, and to operate it as we +please . . . But for years our works have been managed . . . by men who do not +own a dollar in them. This will stop right here. The Carnegie Steel Company +will hereafter control their works in the employment of labour."_ Secretary +Lovejoy of the corporation was clear on this, and its wider impact, arguing +that _"[t]his outbreak will settle one matter forever, and that is that the +Homestead mill hereafter will be run non-union . . . other mills heretofore +union [will] become non-union and thus free their owners from the arbitrary +dictation of labour unions."_ [quoted by Peter Krause, **The Battle for +Homestead 1880-1892**, p. 12 and pp. 39-40] + +In other words, the workers will henceforth be submit to the arbitrary +dictation of the owners, who would be free to exercise their authority without +hindrance of those subject to it. Unsurprisingly, for the workers, the strike +was over their freedom and independence, of their ability to control their own +labour. As one historian notes, the _"lockout crushed the largest trade union +in America . . . the victory at Homestead gave Carnegie and his fellow +steelmasters carte blanche in the administration of their works. The lockout +put 'the employers in the saddle' -- precisely where they would remain, +without union interference, for four decades."_ The Pinkerton agents _"were +preparing to enforce the authority putatively designated to them by Henry Clay +Frick"_ (although Frick _"had been counting on the ultimate authority of the +state from the outset."_). [Peter Krause, **Op. Cit.**, p. 13, p. 14 and p. +25] + +Nor was the 1892 lockout an isolated event. There had been a long history of +labour disputes at Homestead. In 1882, for example, a strike occurred over the +_"question of complete and absolute submission on the part of manufacturers to +the demands of their men,"_ in the words of one ironmaster. [quoted by Krause, +**Op. Cit.**, p. 178] It was a question of power, whether bosses would have +sole and total authority over a given area and all within it. The workers won +that strike, considering it _"a fight for freedom."_ As such, the 1892 lockout +was the end result of years of management attempts to break the union and so +_"in creating and fortifying the system that had, over the years, produced the +conditions for this violence, Carnegie's role cannot be denied. What provoked +the apparently 'barbaric' and 'thankless' workers of Homestead was not, as an +account limited to that day might indicate, the sudden intrusion of Pinkerton +agents into their dispute but the slow and steady erosion of their rights and +their power, over which Carnegie and his associates in steel and politics had +presided for years, invisibly but no less violently."_ [Krause, **Op. Cit.**, +p. 181 and p. 43] + +The conflict at Homestead was thus directly related to the issue of ensuring +that the _"sole authority over a given area and all within it"_ rested in the +hands of the capitalists. This required smashing the union for, as Tucker +noted, no state _"has ever tolerated a rival State within its borders."_ The +union was a democratic organisation, whose _"basic organisation . . . was the +lodge, which elected its own president and also appointed a mill committee to +enforce union rules within a given department of the steelworks. The union +maintained a joint committee of the entire works."_ Elected union officials +who _"act[ed] without the committee's authorisation"_ were _"replaced. Over +and above the Advisory Committee stood the mass meeting"_ which was _"often +open to all workers,"_ not just union members. This union democracy was the +key to the strike, as Carnegie and his associates _"were deeply troubled by +its effects in the workplace. So troubled, in fact, that beyond the issue of +wages or any issues related to it, it was unionism itself that was the primary +target of Carnegie's concern."_ [Krause, **Op. Cit.**, p. 293] + +Instead of a relatively libertarian regime, in which those who did the work +managed it, the lockout resulted in the imposition of a totalitarian regime +for the _"purpose of more complete oppression of its subjects"_ and by its +competitive advantage on the market, the _"extension of its boundaries"_ (to +use Tucker's description of the state). _"Without the encumbrance of the +union,"_ notes Krause, _"Carnegie was able to slash wages, impose twelve-hour +workdays, eliminate five hundred jobs, and suitably assuage his republican +conscience with the endowment of a library."_ And so _"the labour difficulties +that precipitated the Homestead Lockout had less to do with quantifiable +matter such as wages and wage scales than with the politics of the workers' +claim to a franchise within the mill -- that is, the legitimacy, authority, +and power of the union."_ [**Op. Cit.**, p. 361 and p. 294] + +The contradictions in wage labour become clear when Secretary Lovejoy stated +that with the lockout the owners had declared that _"we have decided to run +our Homestead Mill ourselves."_ [quoted by Krause, **Op. Cit.**, p. 294] +Except, of course, they did no such thing. The workers who occupied and used +the steel mills still did the work, but without even the smallest say in their +labour. A clearer example of why wage labour violates the individualist +anarchist principle of "occupancy and use" would be harder to find. As labour +historian David Montgomery put it, the Homestead lockout was a _"crisp and +firm declaration that workers' control was illegal -- that the group +discipline in the workplace and community by which workers enforced their code +of mutualism in opposition to the authority and power of the mill owners was +tantamount to insurrection against the republic -- clearly illuminated the +ideological and political dimensions of workplace struggles."_ [**The Fall of +the House of Labour**, p. 39] This defeat of America's most powerful trade +union was achieved by means of a private police, supported by the State +militia. + +Thus we have numerous contradictions in Tucker's position. On the one hand, +occupancy and use precludes landlords renting land and housing but includes +capitalists hiring workers to "occupancy and use" their land and workplaces; +the state is attacked for being a monopoly of power over a given area while +the boss can have the same authority; opposing voluntary wage labour shows +that you are an authoritarian, but opposing voluntary landlordism is +libertarian. Yet, there is no logical reason for workplaces to be excluded +from "occupancy and use." As Tucker put it: + +> _ "Occupancy and use is the only title to land in which we will protect you; +if you attempt to use land which another is occupying and using, we will +protect him against you; if another attempts to use land to which you lay +claim, but which you are not occupying and using, we will not interfere with +him; but of such land as you occupy and use you are the sole master, and we +will not ourselves take from you, or allow anyone else to take from you, +whatever you may get out of such land."_ [**Liberty**, no. 252, p. 3] + +Needless to say, neither Carnegie nor Frick were occupying and using the +Homestead steel-mills nor were any of the other shareholders. It was precisely +the autocratic authority of the owners which their private army and the state +militia sought to impose on those who used, but did not own, the steel-mills +(as the commander of the state troops noted, others _"can hardly believe the +actual communism of these people. They believe the works are theirs quite as +much as Carnegie's."_ [quoted by Jeremy Brecher, **Strike!**, p. 60] As we +discuss in the [next section](secG4.html#secg42), this is precisely why most +anarchists have opposed wage labour as being incompatible with general +anarchist principles. In other words, a consistent anarchism precludes all +forms of authoritarian social relationships. + +There is another reason why wage labour is at odds with anarchist principles. +This is to do with our opposition to exploitation and usury. Simply put, there +are the problems in determining what are the "whole wages" of the employer and +the employee. The employer, of course, does not simply get his "share" of the +collectively produced output, they get the whole amount. This would mean that +the employer's "wages" are simply the difference between the cost of inputs +and the price the goods were sold on the market. This would imply that the +market wage of the labour has to be considered as equalling the workers' +_"whole wage"_ and any profits equalling the bosses _"whole wage"_ (some early +defences of profit did argue precisely this, although the rise of shareholding +made such arguments obviously false). The problem arises in that the +employer's income is not determined independently of their ownership of +capital and their monopoly of power in the workplace. This means that the boss +can appropriate for themselves all the advantages of co-operation and self- +activity within the workplace simply because they owned it. Thus, "profits" do +not reflect the labour ("wages") of the employer. + +It was this aspect of ownership which made Proudhon such a firm supporter of +workers associations. As he put it, a _"hundred men, uniting or combining +their forces, produce, in certain cases, not a hundred times, but two hundred, +three hundred, a thousand times as much. This is what I have called +**collective force**. I even drew from this an argument, which, like so many +others, remains unanswered, against certain forms of appropriation: that it is +not sufficient to pay merely the wages of a given number of workmen, in order +to acquire their product legitimately; that they must be paid twice, thrice or +ten times their wages, or an equivalent service rendered to each one of +them."_ Thus, _"all workers must associate, inasmuch as collective force and +division of labour exist everywhere, to however slight a degree."_ Industrial +democracy, in which _"all positions are elective, and the by-laws subject to +the approval of the members_, would ensure that _"the collective force, which +is a product of the community, ceases to be a source of profit to a small +number of managers"_ and becomes _"the property of all the workers."_ [**The +General Idea of the Revolution**, pp. 81-2, p. 217, p. 222 and p. 223] + +Proudhon had first expounded this analysis in **What is Property?** in 1840 +and, as K. Steven Vincent notes, this was _"[o]one of the reasons Proudhon +gave for rejecting 'property' [and] was to become an important motif of +subsequent socialist thought."_ Thus _"collective endeavours produced an +additional value"_ which was _"unjustly appropriated by the +**proprietaire.**"_ [**Pierre-Joseph Proudhon the Rise of French Republican +Socialism** p. 64 and p. 65] Marx, it should be noted, concurred. Without +mentioning Proudhon, he stressed how a capitalist buys the labour-power of 100 +men and _"can set the 100 men to work. He pays them the value of 100 +independent labour-powers, but does not pay them for the combined labour power +of the 100."_ [**Capital**, Vol. 1, p. 451] Only co-operative workplaces can +ensure that the benefits of co-operative labour are not monopolised by the few +who happen to own, and so control, the means of production. + +If this is not done, then it becomes a case of simply renaming "profits" to +"wages" and saying that they are the result of the employers work rather than +their ownership of capital. However, this is not the case as some part of the +"wages" of the employer is derived purely from their owning capital (and is +usury, charging to allow use) while, for the workers, it is unlikely to equal +their product in the short run. Given that the major rationale for the +Homestead strike of 1892 **was** to secure the despotism of the property +owner, the results of breaking the union should be obvious. According to David +Brody in his work **The Steel Workers**, after the union was broken _"the +steel workers output doubled in exchange for an income rise of one-fifth . . . +The accomplishment was possible only with a labour force powerless to oppose +the decisions of the steel men."_ [quoted by Jeremy Brecher, **Op. Cit.**, p. +62] At Homestead, between 1892 and 1907 the daily earnings of highly-skilled +plate-mill workers fell by a fifth while their hours increased from eight to +twelve. [Brecher, **Op. Cit.**, p. 63] Who would dare claim that the profits +this increased exploitation created somehow reflected the labour of the +managers rather than their total monopoly of authority within the workplace? + +The logic is simple -- which boss would employ a worker unless they expected +to get more out of their labour than they pay in wages? And why does the +capitalist get this reward? They own "capital" and, consequently, their +"labour" partly involves excluding others from using it and ordering about +those whom they do allow in -- in exchange for keeping the product of their +labour. As Marx put it, _"the worker works under the control of the capitalist +to whom his labour belongs"_ and _"the product is the property of the +capitalist and not that of the worker, its immediate producer."_ And so +_"[f]rom the instant he steps into the workshop, the use-value of his labour- +power and therefore its use, which is labour, belongs to the capitalist."_ +[**Op. Cit.**, p. 291 and p. 292] This suggests that exploitation takes place +within production and so a contract for wages made beforehand simply cannot be +expected to anticipate the use-value extracted by the boss from the workers +subjected to his authority. Thus wage labour and exploitation would go hand- +in-hand -- and so Most's horror at Tucker's support for it. + +As best, it could be argued that such "wages" would be minimal as workers +would be able to swap jobs to get higher wages and, possibly, set up co- +operatives in competition. However, this amounts to saying that, in the long +run, labour gets its full product and to say that is to admit in the short +term that labour **is** exploited. Yet nowhere did Tucker argue that labour +would get its full product **eventually** in a free society, rather he +stressed that liberty would result in the end of exploitation. Nor should we +be blind to the fact that a market economy is a dynamic one, making the long +run unlikely to ever appear (_"in the long run we are all dead"_ as Keynes +memorably put it). Combine this with the natural barriers to competition we +indicated in [section G.4](secG4.html) and we are left with problems of +usury/exploitation in an individualist anarchist system. + +The obvious solution to these problems is to be found in Proudhon, namely the +use of co-operatives for any workplace which cannot be operated by an +individual. This was the also the position of the Haymarket anarchists, with +August Spies (for example) arguing that _"large factories and mines, and the +machinery of exchange and transportation . . . have become too vast for +private control. Individuals can no longer monopolise them."_ [contained in +Albert Parsons, **Anarchism: Its Philosophy and Scientific Basis**, pp. 60-1] +Proudhon denounced property as _"despotism"_, for Albert Parsons the _"wage +system of labour is a despotism."_ [**Op. Cit.**, p. 21] + +As Frank H. Brooks notes, _"producer and consumer co-operatives were a staple +of American labour reform (and of Proudhonian anarchism)."_ This was because +they _"promised the full reward of labour to the producer, and commodities at +cost to the consumer."_ [**The Individualist Anarchists**, p. 110] This was +the position of Voltairine de Cleyre (during her individualist phase) as well +as her mentor Dyer Lum: + +> _ "Lum drew from the French anarchist Proudhon . . . a radical critique of +classical political economy and . . . a set of positive reforms in land tenure +and banking . . . Proudhon paralleled the native labour reform tradition in +several ways. Besides suggesting reforms in land and money, Proudhon urged +producer co-operation."_ [Frank H. Brooks, _"Ideology, Strategy, and +Organization: Dyer Lum and the American Anarchist Movement"_, pp. 57-83, +**Labor History**, Vol. 34, No. 1, p. 72] + +So, somewhat ironically given his love of Proudhon, it was, in fact, Most who +was closer to the French anarchist's position on this issue than Tucker. +Kropotkin echoed Proudhon's analysis when he noted that _"the only guarantee +not to be robbed of the fruits of your labour is to possess the instruments of +labour."_ [**The Conquest of Bread**, p. 145] In other words, for a self- +proclaimed follower of Proudhon, Tucker ignored the French anarchist's +libertarian arguments against wage labour. The key difference between the +communist-anarchists and Proudhon was on the desirability of making the +product of labour communal or not (although both recognised the right of +people to share as they desired). However, it must be stressed that Proudhon's +analysis was not an alien one to the individualist anarchist tradition. Joshua +King Ingalls, for example, presented a similar analysis to Proudhon on the +issue of joint production as well as its solution in the form of co-operatives +(see [section G.1.3](secG1.html#secg13) for details) and Dyer Lum was a firm +advocator of the abolition of wage labour. So integrating the insights of +social anarchism on this issue with individualist anarchism would not be +difficult and would build upon existing tendencies within it. + +In summary, social anarchists argue that individualist anarchism does not +solve the social question. If it did, then they would be individualists. They +argue that in spite of Tucker's claims, workers would still be exploited in +any form of individualist anarchism which retained significant amounts of wage +labour as well as being a predominantly hierarchical, rather than libertarian, +society. As we argue in the [next section](secG4.html#secg42), this is why +most anarchists consider individualist anarchism as being an inconsistent form +of anarchism. + +## G.4.2 Why do social anarchists think individualism is inconsistent +anarchism? + +From our discussion of wage labour in the [last section](secG4.html#secg41), +some may consider that Tucker's support for wage labour would place him +outside the ranks of anarchism. After all, this is one of the key reasons why +most anarchists reject "anarcho"-capitalism as a form of anarchism. Surely, it +could be argued, if Murray Rothbard is not an anarchist, then why is Tucker? + +That is not the case and the reason is obvious -- Tucker's support for wage +labour is inconsistent with his ideas on "occupancy and use" while Rothbard's +are in line with his capitalist property rights. Given the key place self- +management holds in almost all anarchist thought, unsurprisingly we find +Chomsky summarising the anarchist position thusly: + +> _"A consistent anarchist must oppose private ownership of the means of +production and the wage slavery which is a component of this system, as +incompatible with the principle that labour must be freely undertaken and +under the control of the producer . . . A consistent anarchist must oppose not +only alienated labour but also the stupefying specialisation of labour that +takes place when the means for developing production."_ [_"Notes on +Anarchism"_, **Chomsky on Anarchism**, p. 123] + +Thus the _"consistent anarchist, then, will be a socialist, but a socialist of +a particular sort."_ [**Op. Cit.**, p. 125] Which suggests that Tucker's +position is one of inconsistent anarchism. While a socialist, he did not take +his libertarian positions to their logical conclusions -- the abolition of +wage labour. There is, of course, a certain irony in this. In response to +Johann Most calling his ideas _"Manchesterism"_, Tucker wrote _"what better +can a man who professes Anarchism want than that? For the principle of +Manchesterism is liberty, and consistent Manchesterism is consistent adherence +to liberty. The only inconsistency of the Manchester men lies in their +infidelity to liberty in some of its phases. And these infidelity to liberty +in some of its phases is precisely the fatal inconsistency of the 'Freiheit' +school . . . Yes, genuine A narchism is consistent Manchesterism, and +Communistic or pseudo-Anarchism is inconsistent Manchesterism."_ [**Liberty**, +no. 123, p. 4] + +In other words, if individualist anarchism is, as Tucker claimed, _"consistent +Manchesterism"_ then, argue social anarchists, individualist anarchism is +"inconsistent" anarchism. This means that some of Tucker's arguments +contradict some of his own fundamental principles, most obviously his +indifference to wage labour. This, as argued, violates "occupancy and use", +his opposition to exploitation and, as it is a form of hierarchy, his +anarchism. + +To see what we mean we must point out that certain individualist anarchists +are not the only "inconsistent" ones that have existed. The most obvious +example is Proudhon, whose sexism is well known, utterly disgraceful and is in +direct contradiction to his other ideas and principles. While Proudhon +attacked hierarchy in politics and economics, he fully supported patriarchy in +the home. This support for a form of archy does not refute claims that +Proudhon was an anarchist, it just means that certain of his ideas were +inconsistent with his key principles. As one French anarcha-feminist critic of +Proudhon put it in 1869: _"These so-called lovers of liberty, if they are +unable to take part in the direction of the state, at least they will be able +to have a little monarchy for their personal use, each in his own home . . . +Order in the family seems impossible to them -- well then, what about in the +state?"_ [Andr Lo, quoted by Carolyn J. Eichner, _"'Vive La Commune!' +Feminism, Socialism, and Revolutionary Revival in the Aftermath of the 1871 +Paris Commune,"_, pp. 68-98, **Journal of Women's History**, Vol. 15, No.2, p. +75] Rejecting monarchy and hierarchy on the state level and within the +workplace while supporting it -- in the form of rule by the father -- on the +family level was simply illogical and inconsistent. Subsequent anarchists +(from Bakunin onwards) solved this obvious contradiction by consistently +applying anarchist principles and opposing sexism and patriarchy. In other +words, by critiquing Proudhon's sexism by means of the very principles he +himself used to critique the state and capitalism. + +Much the same applies to individualist anarchists. The key issue is that, +given their own principles, individualist anarchism can easily become +**consistent** anarchism. That is why it is a school of anarchism, unlike +"anarcho"-capitalism. All that is required is to consistently apply "occupancy +and use" to workplaces (as Proudhon advocated). By consistently applying this +principle they can finally end exploitation along with hierarchy, so bringing +all their ideas into line. + +Tucker's position is also in direct opposition to Proudhon's arguments, which +is somewhat ironic since Tucker stressed being inspired by and following the +French anarchist and his ideas (Tucker referred to Proudhon as being both +_"the father of the Anarchistic school of socialism"_ as well as _"being the +Anarchist **par excellence**"_ [Tucker, **Instead of a Book**, p. 391]). +Tucker is distinctly at odds with Proudhon who consistently opposed wage- +labour and so, presumably, was also an advocate of _"pseudo-Anarchism"_ +alongside Kropotkin and Most. For Proudhon, the worker has _"sold and +surrendered his liberty"_ to the proprietor, with the proprietor being _"a +man, who, having absolute control of an instrument of production, claims the +right to enjoy the product of the instrument without using it himself."_ This +leads to exploitation and if _"the labourer is proprietor of the value which +he creates, it follows"_ that _"all production being necessarily collective, +the labourer is entitled to a share of the products and profits commensurate +with his labour"_ and that, _"all accumulated capital being social property, +no one can be its exclusive proprietor."_ [**What is Property?**, p. 130, p. +293 and p. 130] With _"machinery and the workshop, divine right -- that is, +the principle of authority -- makes its entrance into political economy. +Capital . . . Property . . . are, in economic language, the various names of . +. . Power, Authority."_ Thus, under capitalism, the workplace has a +_"hierarchical organisation."_ There are three alternatives, capitalism +(_"that is, monopoly and what follows"_), state socialism (_"exploitation by +the State"_) _"or else . . . a solution based on equality, -- in other words, +the organisation of labour, which involves the negation of political economy +and the end of property."_ [**System of Economical Contradictions**, pp. 203-4 +and p. 253] + +For Proudhon, employees are _"subordinated, exploited"_ and their _"permanent +condition is one of obedience."_ The wage worker is, therefore, a _"slave."_ +Indeed, capitalist companies _"plunder the bodies and souls of wage workers"_ +and they are _"an outrage upon human dignity and personality."_ However, in a +co-operative the situation changes and the worker is an _"associate"_ and +_"forms a part of the producing organisation"_ and _"forms a part of the +sovereign power, of which he was before but the subject."_ Without co- +operation and association, _"the workers . . . would remain related as +subordinates and superiors, and there would ensue two industrial castes of +masters and wage-workers, which is repugnant to a free and democratic +society."_ [**The General Idea of the Revolution in the Nineteenth Century**, +p. 216, p. 219 and p. 216] As Robert Graham notes, _"Proudhon's market +socialism is indissolubly linked to his notions of industry democracy and +workers' self-management."_ [_"Introduction"_, **Op. Cit.,**, p. xxxii] + +This analysis lead Proudhon to call for co-operatives to end wage labour. This +was most consistently advocated in his **The General Idea of the Revolution** +but appears repeatedly in his work. Thus we find him arguing in 1851 that +socialism is _"the elimination of misery, the abolition of capitalism and of +wage-labour, the transformation of property, . . . the effective and direct +sovereignty of the workers, . . . the substitution of the contractual regime +for the legal regime."_ [quoted by John Ehrenberg, **Proudhon and his Age**, +p. 111] Fourteen years later, he argued the same, with the aim of his +mutualist ideas being _"the complete emancipation of the workers . . . the +abolition of the wage worker."_ Thus a key idea of Proudhon's politics is the +abolition of wage labour: _"Industrial Democracy must. . . succeed Industrial +Feudalism."_ [quoted by K. Steven Vincent, **Pierre-Joseph Proudhon and the +Rise of French Republican Socialism** p. 222 and p. 167] _"In democratising +us,"_ Proudhon argued, _"revolution has launched us on the path of industrial +democracy."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 63] + +(As an aside, it is deeply significant how different Proudhon's analysis of +hierarchy and wage-labour is to Murray Rothbard's. For Rothbard, both +_"hierarchy"_ and _"wage-work"_ were part of _"a whole slew of institutions +necessary to the triumph of liberty"_ (others included _"granting of funds by +libertarian millionaires, and a libertarian political party"_). He strenuously +objected to those _"indicting"_ such institutions _"as non-libertarian or non- +market"_. [**Konkin on Libertarian Strategy**] For Proudhon -- as well as +Bakunin, Kropotkin, and others -- both wage-labour and hierarchy were anti- +libertarian by their very nature. How could hier-archy be _"necessary"_ for +the triumph of an-archy? Logically, it makes no sense. An-**archy**, by +definition, means no-archy rather than wholehearted support for a specific +form of **archy**, namely hier-**archy**! At best, Rothbard was a "voluntary +archist" not an anarchist.) + +As Charles A. Dana put it (in a work published by Tucker and described by him +as _"a really intelligent, forceful, and sympathetic exposition of mutual +banking"_), _"[b]y introducing mutualism into exchanges and credit we +introduce it everywhere, and labour will assume a new aspect and become truly +democratic."_ Labour _"must be reformed by means of association as well as +banking"_ for _"if labour be not organised, the labourers will be made to toil +for others to receive the fruit thereof as heretofore."_ These co-operatives +_"to a great extent abolish the exploitation of the employed worker by the +employing capitalist, and make the worker his own employer; but, in order to +completely gain that end, the associations must be associated, united in one +body for mutual aid."_ This is _"the Syndicate of Production."_ [**Proudhon +and His _"Bank of the People"_**, p. 45, p. 50 and p. 54] Tucker, however, +asserted that Proudhon included the syndicate of production _"to humour those +of his associated who placed stress on these features. He did not consider +them of any value."_ [**Op. Cit.**, pp. 51-2] However, he was simply +incorrect. Industrial democracy was a key aspect of Proudhon's ideas, as was +the creation of an _"agro-industrial federation"_ based on these self-managed +associations. This can be seen from Tucker's own comparison of Marx and +Proudhon made on the formers death: + +> _ "For Karl Marx, the 'egalitaire', we feel the profoundest respect; as for +Karl Marx, the 'authoritaire', we must consider him an enemy. . . . Proudhon +was years before Marx [in discussing the struggle of the classes and the +privileges and monopolies of capital]. . . . The vital difference between +Proudhon and Marx [was] to be found in their respective remedies which they +proposed. Man would nationalise the productive and distributive forces; +Proudhon would individualise and associate them. Marx would make the labourers +political masters; Proudhon would abolish political mastership entirely . . . +Man believed in compulsory majority rule; Proudhon believed in the voluntary +principle. In short, Marx was an 'authoritaire'; Proudhon was a champion of +Liberty."_ [**Liberty**, no. 35, p. 2] + +Ironically, therefore, by Tucker placing so much stress in opposing capitalist +**exploitation,** instead of capitalist **oppression,** he was actually closer +to the _"authoritaire"_ Marx than Proudhon and, like Marx, opened the door to +various kinds of domination and restrictions on individual self-government +within anarchism. Again we see a support for contract theory creating +authoritarian, not libertarian, relationships between people. Simply out, the +social relationships produced by wage labour shares far too much in common +with those created by the state **not** to be of concern to any genuine +libertarian. Arguing that it is based on consent is as unconvincing as those +who defend the state in similar terms. + +And we must add that John Stuart Mill (who agreed with the Warrenite slogan +_"Individual Sovereignty"_) faced with the same problem that wage labour made +a mockery of individual liberty came to the same conclusion as Proudhon. He +thought that if _"mankind is to continue to improve"_ (and it can only improve +within liberty, we must add) then in the end one form of association will +predominate, _"not that which can exist between a capitalist as chief, and +workpeople without a voice in management, but the association of the labourers +themselves on terms of equality, collectively owning the capital with which +they carry on their operations, and working under managers elected and +removable by themselves."_ [quoted by Carole Pateman, **Participation and +Democratic Theory**, p. 34] + +Tucker himself pointed out that _"the essence of government is control. . . He +who attempts to control another is a governor, an aggressor, an invader."_ +[**Instead of a Book**, p. 23] So when Tucker suggests that (non-exploitative, +and so non-capitalist) wage labour could exist in individualist anarchy there +is a distinct contradiction. Unlike wage labour under capitalism, workers +would employ other workers and all would (in theory) receive the full product +of their labour. Be that as it may, such relationships are not libertarian and +so contradict Tucker's own theories on individual liberty (as Proudhon and +Mill recognised with their own, similar, positions). Wage labour is based on +the control of the worker by the employer; hence Tucker's contract theory can +lead to a form of "voluntary" and "private" government within the workplace. +This means that, while outside of a contract an individual is free, within it +he or she is governed. This violates Tucker's concept of _"equality of +liberty,"_ since the boss has obviously more liberty than the worker during +working hours. + +Therefore, logically, individualist anarchism must follow Proudhon and support +co-operatives and self-employment in order to ensure the maximum individual +self-government and labour's _"natural wage."_ So Tucker's comments about +strikers and wage labour show a basic inconsistency in his basic ideas. This +conclusion is not surprising. As Malatesta argued: + +> _"The individualists give the greatest importance to an abstract concept of +freedom and fail to take into account, or dwell on the fact, that real, +concrete freedom is the outcome of solidarity and voluntary co-operation . . . +They certainly believe that to work in isolation is fruitless and that an +individual, to ensure a living as a human being and to materially and morally +enjoy all the benefits of civilisation, must either exploit -- directly or +indirectly -- the labour of others . . . or associate with his [or her] +fellows and share their pains and the joys of life. And since, being +anarchists, they cannot allow the exploitation of one by another, they must +necessarily agree that to be free and live as human beings they have to accept +some degree and form of voluntary communism."_ [**The Anarchist Revolution**, +p. 16] + +Occupancy and use, therefore, implies the collective ownership of resources +used by groups which, in turn, implies associative labour and self-management. +In other words, _"some degree and form of voluntary communism."_ Ultimately, +as John P. Clark summarised, opposition to authority which is limited to just +the state hardly makes much sense from a libertarian perspective: + +> _ "Neither . . . is there any reason to consider such a position a very +consistent or convincing form of anarchism . . . A view of anarchism which +seeks to eliminate coercion and the state, but which overlooks other ways in +which people dominate other people, is very incomplete and quite contradictory +type of anarchism. The most thorough-going and perceptive anarchist theories +have shown that all types of domination are interrelated, all are destructive, +and all must be eliminated . . . Anarchism may begin as a revolt against +political authority, but if followed to its logical conclusion it becomes an +all-encompassing critique of the will to dominate and all its +manifestations."_ [**Max Stirner's Egoism**, pp. 92-3] + +Certain individualist anarchists were keenly aware of the fact that even free +association need not be based on freedom for both parties. Take, for example, +marriage. Marriage, correctly argued John Beverley Robinson, is based on _"the +promise to obey"_ and this results in _"a very real subordination."_ As part +of _"the general progress toward freedom in all things,"_ marriage will +_"become the union of those who are both equal and both free."_ [**Liberty**, +no. 287, p. 2] Why should property associated subordination be any better than +patriarchal subordination? Does the fact that one only lasts 8 or 12 hours +rather than 24 hours a day really make one consistent with libertarian +principles and the other not? + +Thus Tucker's comments on wage labour indicates a distinct contradiction in +his ideas. It violates his support for _"occupancy and use"_ as well as his +opposition to the state and usury. It could, of course, be argued that the +contradiction is resolved because the worker consents to the authority of the +boss by taking the job. However, it can be replied that, by this logic, the +citizen consents to the authority of the state as a democratic state allows +people to leave its borders and join another one -- that the citizen does not +leave indicates they consent to the state (this flows from Locke). When it +came to the state, anarchists are well aware of the limited nature of this +argument (as one individualist anarchist put it: _"As well say that the +government of New York or even of the United States is voluntary, and, if you +don't like New York Sunday laws, etc., you can secede and go to -- South +Carolina."_ [A. H. Simpson, **The Individualist Anarchists**, p. 287]). In +other words, consent of and by itself does not justify hierarchy for if it +did, the current state system would be anarchistic. This indicates the +weakness of contract theory as a means of guaranteeing liberty and its +potential to generate, and justify, authoritarian social relationships rather +than libertarian and liberty enhancing ones. + +This explains anarchist opposition to wage labour, it undermines liberty and, +as a result, allows exploitation to happen. Albert Parsons put it well. Under +capitalism labour _"is a commodity and wages is the price paid for it. The +owner of this commodity \-- of labour -- sells it, that is himself, to the +owner of capital in order to live . . . The reward of the wage labourer's +activity is not the product of his labour -- far from it."_ This implies +exploitation and so class struggle as there is a _"irreconcilable conflict +between wage labourers and capitalists, between those who buy labour or sell +its products, and the wage worker who sells labour (himself) in order to +live."_ This is because the boss will seek to use their authority over the +worker to make them produce more for the agreed wage. Given this, during a +social revolution the workers _"first act will, of necessity, be the +application of communistic principles. They will expropriate all wealth; they +will take possession of all foundries, workshops, factories, mines, etc., for +in no other way could they be able to continue to produce what they require on +a basis of equality, and be, at the same time, independent of any authority."_ +[**Anarchism: Its Philosophy and Scientific Basis**, p. 99, p. 104 and p. 166] +Hence Kropotkin's comment that _"anarchism . . . refuses all hierarchical +organisation and preaches free agreement."_ [**Anarchism**, p. 137] To do +otherwise is to contradict the basic ideas of anarchism. + +Peter Kropotkin recognised the statist implications of some aspects of +anarchist individualism which Tucker's strike example highlights. Tucker's +anarchism, due to its uncritical support for contract theory, could result in +a few people dominating economic life, because _"no force"_ would result in +the perpetuation of authority structures, with freedom simply becoming the +_"right to full development"_ of _"privileged minorities."_ But, Kropotkin +argued, _"as such monopolies cannot be maintained otherwise than under the +protection of a monopolist legislation and an organised coercion by the State, +the claims of these individualists necessarily end up in a return to the State +idea and to that same coercion which they so fiercely attack themselves. Their +position is thus the same as that of Spencer and of the so-called 'Manchester +school' of economists, who also begin by a severe criticism of the State and +end up in its full recognition in order to maintain the property monopolies, +of which the State is the necessary stronghold."_ [**Op. Cit.**, p. 162] + +Such would be the possible (perhaps probable) result of the individualists' +contract theory of freedom without a social background of communal self- +management and ownership. As can be seen from capitalism, a society based on +the abstract individualism associated with contract theory would, in practice, +produce social relationships based on power and authority (and so force -- +which would be needed to back up that authority), **not** liberty. As we +argued in [section A.2.14](secA2.html#seca214), voluntarism is **not** enough +in itself to preserve freedom. This result, as noted in [section +A.3](secA3.html), could **only** be avoided by workers' control, which is in +fact the logical implication of Tucker's and other individualists' proposals. +This is hardly a surprising implication, since as we've seen, artisan +production was commonplace in 19th-century America and its benefits were +extolled by many individualists. Without workers' control, individualist +anarchism would soon become a form of capitalism and so statism -- a highly +unlikely intention of individualists like Tucker, who hated both. + +Therefore, given the assumptions of individualist anarchism in both their +economic and political aspects, it is forced along the path of co-operative, +not wage, labour. In other words, individualist anarchism is a form of +socialism as workers receive the full product of their labour (i.e. there is +no non-labour income) and this, in turn, logically implies a society in which +self-managed firms compete against each other on the free market, with workers +selling the product of their labour and not the labour itself. As this unites +workers with the means of production they use, it is **not** capitalism and +instead a form of socialism based upon worker ownership and control of the +places they work. + +For individualist anarchists not to support co-operatives results in a +contradiction, namely that the individualist anarchism which aims to secure +the worker's _"natural wage"_ cannot in fact do so, while dividing society +into a class of order givers and order takers which violates individual self- +government. It is this contradiction within Tucker's thought which the self- +styled "anarcho"-capitalists take advantage of in order to maintain that +individualist anarchism in fact implies capitalism (and so private-statism), +not workers' control. In order to reach this implausible conclusion, a few +individualist anarchist ideas are ripped from their social context and applied +in a way that makes a mockery of them. + +Given this analysis, it becomes clear why few social anarchists exclude +individualist anarchism from the anarchist tradition while almost all do so +for "anarcho"-capitalism. The reason is simple and lies in the analysis that +any individualist anarchism which supports wage labour is **inconsistent** +anarchism. It **can** easily be made **consistent** anarchism by applying its +own principles consistently. In contrast, "anarcho"-capitalism rejects so many +of the basic, underlying, principles of anarchism and has consistently +followed the logical conclusions of such a rejection into private statism and +support for hierarchical authority associated with private property that it +cannot be made consistent with the ideals of anarchism. In constrast, given +its **own** principles, individualist anarchism can easily become +**consistent** anarchism. That is why it is a school of anarchism, unlike +"anarcho"-capitalism. All that is required is to consistently apply "occupancy +and use" to workplaces (as Proudhon advocated as did many individualist +anarchists). By consistently applying this principle it finally ends +exploitation along with hierarchy, so bringing all its ideals into line. + +As Malatesta argued, _"anarchy, as understood by the anarchists and as only +they can interpret it, is based on socialism. Indeed were it not for those +schools of socialism which artificially divide the natural unity of the social +question, and consider some aspects out of context . . . we could say straight +out that anarchy is synonymous with socialism, for both stand for the +abolition of the domination and exploitation of man by man, whether exercised +at bayonet point or by a monopoly of the means of life."_ Without socialism, +liberty is purely _"liberty . . . for the strong and the property owners to +oppress and exploit the weak, those who have nothing . . . [so] lead[ing] to +exploitation and domination, in other words, to authority . . . for freedom is +not possible without equality, and real anarchy cannot exist without +solidarity, without socialism."_ [**Anarchy**, p. 48 and p. 47] + diff --git a/markdown/secG5.md b/markdown/secG5.md new file mode 100644 index 0000000000000000000000000000000000000000..b96cf76a99afa676a5ce6284414a76f2ee4a80b5 --- /dev/null +++ b/markdown/secG5.md @@ -0,0 +1,481 @@ +# G.5 Benjamin Tucker: Capitalist or Anarchist? + +Benjamin Tucker, like all genuine anarchists, was against both the state and +capitalism, against both oppression and exploitation. While not against the +market and property he was firmly against capitalism as it was, in his eyes, a +state-supported monopoly of social capital (tools, machinery, etc.) which +allows owners to exploit their employees, i.e., to avoid paying workers the +full value of their labour. He thought that the _"labouring classes are +deprived of their earnings by usury in its three forms, interest, rent and +profit."_ [quoted by James J. Martin, **Men Against the State**, p. 210f] +Therefore _"Liberty will abolish interest; it will abolish profit; it will +abolish monopolistic rent; it will abolish taxation; it will abolish the +exploitation of labour; it will abolish all means whereby any labourer can be +deprived of any of his product."_ [**The Individualist Anarchists**, p. 157] + +This stance puts him squarely in the libertarian socialist tradition and, +unsurprisingly, Tucker referred to himself many times as a socialist and +considered his philosophy to be _"Anarchistic socialism."_ For Tucker, +capitalist society was exploitative and stopped the full development of all +and so had to be replaced: + +> _"[This] society is fundamentally anti-social. The whole so-called social +fabric rests on privilege and power, and is disordered and strained in every +direction by the inequalities that necessarily result therefrom. The welfare +of each, instead of contributing to that of all, as it naturally should and +would, almost invariably detracts from that of all. Wealth is made by legal +privilege a hook with which to filch from labour's pockets. Every man who gets +rich thereby makes his neighbours poor. The better off one is, the worse the +rest are . . . Labour's Deficit is precisely equal to the Capitalist's +Efficit. + +> + +> "Now, Socialism wants to change all this. Socialism says . . . that no man +shall be able to add to his riches except by labour; that is adding to his +riches by his labour alone no man makes another man poorer; that on the +contrary every man this adding to his riches makes every other man richer; . . +. that every increase in capital in the hands of the labourer tends, in the +absence of legal monopoly, to put more products, better products, cheaper +products, and a greater variety of products within the reach of every man who +works; and that this fact means the physical, mental, and moral perfecting of +mankind, and the realisation of human fraternity."_ [**Instead of a Book**, +pp. 361-2] + +It is true that he also sometimes railed against "socialism," but in those +cases it is clear that he was referring to **state** socialism. Like many +anarchists (including Proudhon, Bakunin and Kropotkin), he argued that there +are two kinds of socialism based upon two different principles: + +> _"The two principles referred to are Authority and Liberty, and the names of +the two schools of Socialistic thought which fully and unreservedly represent +one or the other of them are, respectively, State Socialism and Anarchism. +Whoso knows what these two schools want and how they propose to get it +understands the Socialistic movement. For, just as it has been said that there +is no half-way house between Rome and Reason, so it may be said that there is +no half-way house between State Socialism and Anarchism."_ [**The Anarchist +Reader**, p. 150] + +Like other socialists, Tucker argued that profits _"to a few mean robbery of +others, -- monopoly. Andrews and Warren, realising this, make individual +sovereignty **and** the cost principle the essential conditions of a true +civilisation."_ [**Liberty**, no. 94, p. 1] Like Proudhon, he argued that +_"property, in the sense of individual possession, is liberty."_ [**Op. +Cit.**, no. 122, p. 4] However, unlike state socialists and communist- +anarchists, Tucker saw a key role for a market system under socialism. In this +he followed Proudhon who also argued that competition was required to ensure +that prices reflected the labour costs involved in producing it and so +interest, rent and profit were opposed because they did not reflect actual +costs but simply usury paid to the wealthy for being allowed to use part of +their wealth, a part the rich could comfortably lend out to others as they +were not using it. Once capitalism was abolished, the market would be able to +reach its full promise and become a means of enriching all rather than the +few: + +> _ "Liberty's aim -- universal happiness -- is that of all Socialists, in +contrast with that of the Manchester men -- luxury fed by misery. But its +principle -- individual sovereignty -- is that of the Manchester men, in +contrast with that of the Socialists -- individual subordination. But +individual sovereignty, **when logically carried out**, leads, not to luxury +fed by misery, but to comfort for all industrious persons and death for all +idle ones."_ [**Liberty**, no. 89, p. 1] + +As other anarchists have also argued, likewise for Tucker -- the state is the +_"protector"_ of the exploiter. _"Usury is the serpent gnawing at labour's +vitals, and only liberty can detach and kill it. Give labourers their liberty +and they will keep their wealth."_ [**The Individualist Anarchists**, p. 89] +From this it is clear that he considered laissez-faire capitalism to be +opposed to genuine individual sovereignty. This was because it was based on +the state interfering in the market by enforcing certain restrictions on +competition in favour of the capitalist class and certain types of private +property. Thus his opposition to the state reflected his opposition to +capitalist property rights and the abolition of the state automatically meant +their abolition as well. + +Tucker spent considerable time making it clear that he was against capitalist +private property rights, most notably in land and what was on it. He supported +Proudhon's argument that _"property is theft,"_ even translating many of +Proudhon's works including the classic _"What is Property?"_ where that phrase +originated. Tucker advocated **possession** (or _"occupancy and use,"_ to use +his preferred expression for the concept) but not private property, believing +that empty land, houses, and so on should be squatted by those who could use +them, as labour (i.e. use) would be the only title to "property" (Tucker +opposed all non-labour income as usury). For Tucker, the true _"Anarchistic +doctrine"_ was _"occupancy and use as the basis and limit of land ownership."_ +Supporting the current property rights regime meant _"departing from +Anarchistic ground."_ It was _"Archism"_ and _"all Anarchists agree in viewing +[it] as a denial of equal liberty"_ and _"utterly inconsistent with the +Anarchistic doctrine of occupancy and use as the limit of property in land."_ +[**Liberty**, no. 180, p. 4 and p. 6] He looked forward to the day when _"the +Anarchistic view that occupancy and use should condition and limit landholding +becomes the prevailing view."_ [**Op. Cit.**, no. 162, p. 5] + +This was because Tucker did not believe in a _"natural right"_ to property nor +did he approve of unlimited holdings of scarce goods and _"in the case of +land, or of any other material the supply of which is so limited that all +cannot hold it in unlimited quantities, Anarchism undertakes to protect no +titles except such as are based on actual occupancy and use."_ [**Instead of a +Book**, p. 61] He clearly recognised that allowing "absolute" rights to +private property in land would result in the liberty of non-owners being +diminished and so _"I put the right of occupancy and use above the right of +contract . . . principally by my interest in the right of contract. Without +such a preference the theory of occupancy and use is utterly untenable; +without it . . . it would be possible for an individual to acquire, and hold +simultaneously, virtual titles to innumerable parcels of land, by the merest +show of labour performed thereon._ This would lead to _"the virtual ownership +of the entire world by a small fraction of its inhabitants"_ which would +result in _"the right of contract, if not destroyed absolutely, would surely +be impaired in an intolerable degree."_ [**Liberty**, no. 350, p. 4] Thus +_"[i]t is true . . . that Anarchism does not recognise the principle of human +rights. But it recognises human equality as a necessity of stable society."_ +[**Instead of a Book**, p. 64] + +So Tucker considered private property in land use (which he called the _"land +monopoly"_) as one of the four great evils of capitalism. According to Tucker, +_"the land monopoly . . . consists in the enforcement by government of land +titles which do not rest upon personal occupancy and cultivation . . . the +individual should no longer be protected by their fellows in anything but +personal occupation and cultivation of land."_ _"Rent"_, he argued, _"is due +to the denial of liberty which takes the shape of the land monopoly, vesting +titles to land in individuals and associations which do not use it, and +thereby compelling the non-owning users to pay tribute to the non-using owners +as a condition of admission to the competitive market."_ the land _"should be +free to all, and no one would control more than he [or she] used."_ [**The +Individualist Anarchists**, p. 85, p. 130 and p. 114] Ending this monopoly +would, he thought, reduce the evils of capitalism and increase liberty +(particularly in predominantly agricultural societies such as the America of +his era). For those who own no property have no room for the soles of their +feet unless they have the permission of those who do own property, hardly a +situation that would increase, never mind protect, freedom for all. +Significantly, Tucker extended this principle to what was on the land, and so +Tucker would _"accord the actual occupant and user of land the right to that +which is upon the land, who left it there when abandoning the land."_ +[**Liberty**, no. 350, p. 4] The freedom to squat empty land and buildings +would, in the absence of a state to protect titles, further contribute to the +elimination of rent: + +> _"Ground rent exists only because the State stands by to collect it and to +protect land titles rooted in force or fraud. Otherwise land would be free to +all, and no one could control more than he used."_ [quoted by James J. Martin, +**Op. Cit.**, p. 210] + +This would lead to _"the abolition of landlordism and the annihilation of +rent."_ [**Instead of a Book**, p. 300] Significantly, Tucker considered the +**Irish Land League** (an organisation which used non-payment of rent to +secure reforms against the British state) as _"the nearest approach, on a +large scale, to perfect Anarchistic organisation that the world has yet seen. +An immense number of local groups . . . each group autonomous, each free . . . +each obeying its own judgement . . . all co-ordinated and federated."_ [**The +Individualist Anarchists**, p. 263] + +The other capitalist monopolies were based on credit, tariffs and patents and +all were reflected in (and supported by) the law. As far as tariffs went, this +was seen as a statist means of _"fostering production at high prices"_ which +the workers paid for. Its abolition _"would result in a great reduction in the +prices of all articles taxed._ [**Op. Cit.**, p. 85 and p. 86] With +capitalists in the protected industries being unable to reap high profits, +they would be unable to accumulate capital to the same degree and so the +market would also become more equal. As for patents, Tucker considered that +there was _"no more justification for the claim of the discoverer of an idea +to exclusive use of it than there would have been for a claim on the part of +the man who first 'struck oil' to ownership of the entire oil region or +petroleum product . . . The central injustice of copyright and patent law is +that it compels the race to pay an individual through a long term of years a +monopoly price for knowledge that he has discovered today, although some other +man or men might, and in many cases very probably would, have discovered it +tomorrow."_ [**Liberty**, no. 173, p. 4] The state, therefore, protects the +inventors (or, these days, the company the inventors work for) _"against +competition for a period long enough to enable them to extort from the people +a reward enormously in excess of the labour measure of their services -- in +other words, in giving certain people a right of property for a term of years +in laws and facts of Nature, and the power to extract tribute from others for +the use of this natural wealth, which should be open to all."_ [**The +Individualist Anarchists**, p. 86] + +However, the key monopoly was the credit monopoly. Tucker believed that +bankers monopoly of the power to create credit and currency was the linchpin +of capitalism. Although he thought that all forms of monopoly are detrimental +to society, he maintained that the banking monopoly is the worst, since it is +the root from which both the industrial-capitalist and landlordist monopolies +grow and without which they would wither and die. For, if credit were not +monopolised, its price (i.e. interest rates) would be much lower, which in +turn would drastically lower the price of capital goods and buildings -- +expensive items that generally cannot be purchased without access to credit. +This would mean that the people currently _"deterred from going into business +by the ruinously high rates they must pay for capital with which to start and +carry on business will find their difficulties removed"_ (they would simply +_"pay for the labour of running the banks"_). This _"facility of acquiring +capital will give an unheard of impetus to business, and consequently create +an unprecedented demand for labour -- a demand which will always be in excess +of the supply, directly to the contrary of the present condition of the labour +market . . . Labour will then be in a position to dictate its wages."_ [**Op. +Cit.**, p. 84 and p. 85] + +Following Proudhon, Tucker argued that if any group of people could legally +form a "mutual bank" and issue credit based on any form of collateral they saw +fit to accept, the price of credit would fall to the labour cost of the +paperwork involved in running the bank. He claimed that banking statistics +show this cost to be less than one percent of principal, and hence, that a +one-time service fee which covers this cost and no more is the only **non- +usurious** charge a bank can make for extending credit. This charge should not +be called "interest" since, as it represented the labour-cost in providing, it +is non-exploitative. This would ensure that workers could gain free access to +the means of production (and so, in effect, be the individualist equivalent of +the communist-anarchist argument for socialisation). + +Tucker believed that under mutual banking, capitalists' ability to extract +surplus value from workers in return for the use of tools, machinery, etc. +would be eliminated because workers would be able to obtain zero-interest +credit and use it to buy their own instruments of production instead of +"renting" them, as it were, from capitalists. _"Make capital free by +organising credit on a mutual plan,"_ stressed Tucker, _"and then these vacant +lands will come into use . . . operatives will be able to buy axes and rakes +and hoes, and then they will be independent of their employers, and then the +labour problem will solved."_ [**Instead of a Book**, p. 321] Easy access to +mutual credit would result in a huge increase in the purchase of capital +goods, creating a high demand for labour, which in turn would greatly increase +workers' bargaining power and thus raise their wages toward equivalence with +the value their labour produces. + +For Tucker, reforms had to be applied at the heart of the system and so he +rejected the notion of setting up intentional communities based on anarchist +principles in the countryside or in other countries. _"Government makes itself +felt alike in city and in country,"_ he argued, _"capital has its usurious +grip on the farm as surely as on the workshop, and the oppression and +exactions of neither government nor capital can be avoided by migration. The +State is the enemy, and the best means of fighting it can be found in +communities already existing."_ He stressed that _"I care nothing for any +reform that cannot be effected right here in Boston among the every day people +whom I meet in the streets."_ [quoted by Martin, **Op. Cit.**, p. 249 and p. +248] + +It should be noted that while his social and political vision remained mostly +the same over his lifetime, Tucker's rationale for his system changed +significantly. Originally, like the rest of the American individualist +anarchist tradition he subscribed to a system of natural rights. Thus he +advocated "occupancy and use" based on a person's right to have access to the +means of life as well as its positive effects on individual liberty. However, +under the influence of Max Stirner's book **The Ego and Its Own**, Tucker +along with many of his comrades, became egoists (see [next +section](secG6.html) for a discussion of Stirner). This resulted in Tucker +arguing that while previously _"it was my habit to talk glibly of the right of +man to land"_ this was _"a bad habit, and I long ago sloughed it off."_ Now a +person's _"only right over the land is his might over it."_ [**Instead of a +Book**, p. 350] Contracts were seen as the means of securing the peaceful +preservation of the ego's personality as it would be against a person's self- +interest to aggress against others (backed-up, of course, by means of freely +joined defence associations). It should be noted that the issue of egoism +split the individualist anarchist movement and lead to its further decline. + +Tucker's ideal society was one of small entrepreneurs, farmers, artisans, +independent contractors and co-operative associations based around a network +of mutual banks. He looked to alternative institutions such as co-operative +banks and firms, schools and trade unions, combined with civil disobedience in +the form of strikes, general strikes, tax and rent strikes and boycotts to +bring anarchism closer. He was firm supporter of the labour movement and +_"strikes, whenever and wherever inaugurated, deserve encouragement from all +the friends of labour . . . They show that people are beginning to know their +rights, and knowing, dare to maintain them."_ Echoing Bakunin's thoughts on +the subject, Tucker maintained that strikes should be supported and encouraged +because _"as an awakening agent, as an agitating force, the beneficent +influence of a strike is immeasurable . . . with our present economic system +almost every strike is just. For what is justice in production and +distribution? That labour, which creates all, shall have **all.**"_ +[**Liberty**, no. 19, p. 7] While critical of certain aspects of trade +unionism, Tucker was keen to stress that _"it is not to be denied for a moment +that workingmen are obliged to unite and act together in order, not to +successfully contend with, but to defend themselves at least to some extent +from, the all-powerful possessors of natural wealth and capital."_ [**Op. +Cit.**, no. 158, p. 1] + +Like the anarcho-syndicalists and many other social anarchists, Tucker +considered Labour unions as a positive development, being a _"crude step in +the direction of supplanting the State"_ and involved a _"movement for self- +government on the part of the people, the logical outcome of which is ultimate +revolt against those usurping political conspiracies which manifest themselves +in courts and legislatures. Just as the [Irish] Land League has become a +formidable rival of the British State, so the amalgamated trades unions may +yet become a power sufficiently strong to defy the legislatures and overthrow +them."_ Thus unions were _"a potent sign of emancipation."_ Indeed, he called +the rise of the unions _"trades-union socialism,"_ saw in it a means of +_"supplanting"_ the state by _"an intelligent and self-governing socialism"_ +and indicated that _"imperfect as they are, they are the beginnings of a +revolt against the authority of the political State. They promise the coming +substitution of industrial socialism for usurping legislative mobism."_ [**The +Individualist Anarchists**, pp. 283-284] Hence we see the co-operative nature +of the voluntary organisations supported by Tucker and a vision of socialism +being based on self-governing associations of working people. + +In this way working people would reform capitalism away by non-violent social +protest combined with an increase in workers' bargaining power by alternative +voluntary institutions and free credit. Exploitation would be eliminated and +workers would gain economic liberty. His ideal society would be classless, +with _"each man reaping the fruit of his labour and no man able to live in +idleness on an income from capital"_ and society _"would become a great hive +of Anarchistic workers, prosperous and free individuals."_ While, like all +anarchists, he rejected _"abolute equality"_ he did envision an egalitarian +society whose small differences in wealth were rooted in labour, not property, +and so liberty, while abolishing exploitation, would _"not abolish the limited +inequality between one labourer's product and another's . . . Liberty will +ultimately make all men rich; it will not make all men equally rich."_ [**The +Individualist Anarchists**, p. 276, p. 156 and p. 157] He firmly believed that +the _"most perfect Socialism is possible only on the condition of the most +perfect individualism."_ [quoted by Peter Marshall, **Demanding the +Impossible**, p. 390] + +As we noted in [section G.1.3](secG1.html#secg13), there is one apparent area +of disagreement between Tucker and most other socialists, namely the issue of +wage labour. For almost all anarchists the employer/employee social +relationship does not fit in well with Tucker's statement that _"if the +individual has the right to govern himself, all external government is +tyranny."_ [**The Individualist Anarchists**, p. 86] However, even here the +differences are not impossible to overcome. It is important to note that +because of Tucker's proposal to increase the bargaining power of workers +through access to mutual credit, his individualist anarchism is not only +compatible with workers' control but would in fact **promote** it (as well as +logically requiring it -- see [section G.4.1](secG4.html#secg41)). + +For if access to mutual credit were to increase the bargaining power of +workers to the extent that Tucker claimed it would, they would then be able +to: (1) demand and get workplace democracy; and (2) pool their credit to buy +and own companies collectively. This would eliminate the top-down structure of +the firm and the ability of owners to pay themselves unfairly large salaries +as well as reducing capitalist profits to zero by ensuring that workers +received the full value of their labour. Tucker himself pointed this out when +he argued that Proudhon (like himself) _"would individualise and associate"_ +workplaces by mutualism, which would _"place the means of production within +the reach of all."_ [quoted by Martin, **Op. Cit.**, p. 228] Proudhon used the +word _"associate"_ to denote co-operative (i.e. directly democratic) +workplaces (and given Proudhon's comments -- quoted in [section +G.4.2](secG4.html#secg42) \-- on capitalist firms we can dismiss any attempt +to suggest that the term _"individualise"_ indicates support for capitalist +rather than artisan/peasant production, which is the classic example of +individualised production). For as Proudhon recognised, only a system without +wage slavery (and so exploitation) would ensure the goal of all anarchists: +_"the greatest amount of liberty compatible with equality of liberty."_ +[Tucker, **Instead of a Book**, p. 131] + +Thus the logical consequence of Tucker's proposals would be a system +equivalent in most important respects to the kind of system advocated by other +left libertarians. In terms of aspirations, Tucker's ideas reflected those of +social anarchists -- a form of socialism rooted in individual liberty. His +fire was directed against the same targets, exploitation and oppression and so +state and capital. He aimed for a society without inequalities of wealth where +it would be impossible to exploit another's labour and where free access to +the means of life were secured by mutual banking and "occupancy and use" +applied to land and what was on it. He considered laissez-faire capitalism to +be a system of state-supported privilege rather than as an ideal to be aimed +for. He argued extensively that getting rid of the state would mean getting +rid of capitalist property rights and so, like other anarchists, he did not +artificially divide economic and political issues. In other words, like social +anarchists, he was against the state because it protected specific kinds of +private property, kinds which allowed its owners to extract tribute from +labour. + +In summary, then, Tucker _"remained a left rather than a right-wing +libertarian."_ [Marshall, **Op. Cit.**, p. 391] When he called himself a +socialist he knew well what it meant and systematically fought those (usually, +as today, Marxists and capitalists) who sought to equate it with state +ownership. John Quail, in his history of British Anarchism, puts his finger on +the contextual implications and limitations of Tucker's ideas when he wrote: + +> _"Tucker was a Proudhonist and thus fundamentally committed to a society +based on small proprietorship. In the American context, however, where the +small landowner was often locked in battle with large capitalist interests, +this did not represent the reactionary position it often did later where it +could easily degenerate into an 'Anarchism for small business-men.' Tucker had +a keen sense of the right of the oppressed to struggle against oppression."_ +[**The Slow Burning Fuse**, p. 19] + +As we stressed in [section G.1.4](secG1.html#secg14), many of Tucker's +arguments can only be fully understood in the context of the society in which +he developed them, namely the transformation of America from a pre-capitalist +into a capitalist one by means of state intervention (the process of +_"primitive accumulation"_ to use Marx's phrase -- see [section +F.8.5](secF8.html#secf85)). At that time, it was possible to argue that access +to credit would allow workers to set-up business and undermine big business. +However, eventually Tucker had come to argue that this possibility had +effectively ended and even the freest market would not be able to break-up the +economic power of corporations and trusts (see [section +G.1.1](secG1.html#secg11)). + +In this, ironically, Tucker came to the same conclusion as his old enemy +Johann Most had done three decades previously. In the 1880s, Tucker had argued +that wage labour would be non-exploitative under individualist anarchy. This +was part of the reason why Most had excommunicated Tucker from anarchism, for +he thought that Tucker's system could not, by definition, end exploitation due +to its tolerance of wage labour, an argument Tucker disputed but did not +disprove (see [section G.4.1](secG4.html) for more discussion on this issue). +In 1888 Tucker had speculated that _"the question whether large concentrations +of capital for production on the large scale confronts us with the +disagreeable alternative of either abolishing private property or continuing +to hold labour under the capitalistic yoke."_ [**Liberty**, no. 122, p. 4] By +1911, he had come to the conclusion that the latter had come to pass and +considered revolutionary or political action as the only means of breaking up +such concentrations of wealth (although he was against individualists +anarchists participating in either strategy). [Martin, **Op. Cit.**, pp. +273-4] In other words, Tucker recognised that economic power existed and, as a +consequence, free markets were not enough to secure free people in conditions +of economic inequality. + +There are, of course, many differences between the anarchism of, say, Bakunin +and Kropotkin and that of Tucker. Tucker's system, for example, does retain +some features usually associated with capitalism, such as competition between +firms in a free market. However, the fundamental socialist objection to +capitalism is not that it involves markets or "private property" but that it +results in exploitation. Most socialists oppose private property and markets +because they result in exploitation and have other negative consequences +rather than an opposition to them as such. Tucker's system was intended to +eliminate exploitation and involves a radical change in property rights, which +is why he called himself a socialist and why most other anarchists concurred. +This is why we find Kropotkin discussing Tucker in his general accounts of +anarchism, accounts which note that the anarchists _"constitute the left +wing"_ of the socialists and which make no comment that Tucker's ideas were +any different in this respect. [**Anarchism**, p. 285] A position, needless to +say, Tucker also held as he considered his ideas as part of the wider +socialist movement. + +This fact is overlooked by "anarcho"-capitalists who, in seeking to make +Tucker one of their "founding fathers," point to the fact that he spoke of the +advantages of owning "property." But it is apparent that by "property" he was +referring to simple "possession" of land, tools, etc. by independent artisans, +farmers, and co-operating workers (he used the word property _"as denoting the +labourer's individual possession of his product or his share of the joint +product of himself and others."_ [Tucker, **Instead of a Book**, p. 394]. For, +since Tucker saw his system as eliminating the ability of capitalists to +maintain exploitative monopolies over the means of production, it is therefore +true **by definition** that he advocated the elimination of "private property" +in the capitalist sense. + +So while it is true that Tucker placed "property" and markets at the heart of +his vision of anarchy, this does not make he a supporter of capitalism (see +sections [G.1.1](secG1.html#secg11) and [G.1.2](secG1.html#secg12)). Unlike +supporters of capitalism, the individualist anarchists identified "property" +with simple "possession," or _"occupancy and use"_ and considered profit, rent +and interest as exploitation. Indeed, Tucker explicitly stated that _"all +property rests on a labour title, and no other property do I favour."_ +[**Instead of a Book**, p. 400] Because of their critique of capitalist +property rights and their explicit opposition to usury (profits, rent and +interest) individualist anarchists like Tucker could and did consider +themselves as part of the wider socialist movement, the libertarian wing as +opposed to the statist/Marxist wing. + +Thus, Tucker is clearly a left libertarian rather than a forefather of right- +wing "libertarianism". In this he comes close to what today would be called a +market socialist, albeit a non-statist variety. As can be seen, his views are +directly opposed to those of right "libertarians" like Murray Rothbard on a +number of key issues. Most fundamentally, he rejected "absolute" property +rights in land which are protected by laws enforced either by private security +forces or a "night watchman state." He also recognised that workers were +exploited by capitalists, who use the state to ensure that the market was +skewed in their favour, and so urged working people to organise themselves to +resist such exploitation and, as a consequence, supported unions and strikes. +He recognised that while formal freedom may exist in an unequal society, it +could not be an anarchy due to the existence of economic power and the +exploitation and limitations in freedom it produced. His aim was a society of +equals, one in which wealth was equally distributed and any differences would +be minor and rooted in actual work done rather than by owning capital or land +and making others produce it for them. This clearly indicates that Rothbard's +claim to have somehow modernised Tucker's thought is **false** \-- "ignored" +or "changed beyond recognition" would be more appropriate. + diff --git a/markdown/secG6.md b/markdown/secG6.md new file mode 100644 index 0000000000000000000000000000000000000000..88ed4396313d42002176578028e686582e6ed7d2 --- /dev/null +++ b/markdown/secG6.md @@ -0,0 +1,529 @@ +# G.6 What are the ideas of Max Stirner? + +To some extent, Stirner's work **The Ego and Its Own** is like a Rorschach +test. Depending on the reader's psychology, he or she can interpret it in +drastically different ways. Hence, a few have tried to use Stirner's ideas to +defend capitalism while others have used them to argue for anarcho- +syndicalism. For example, many in the anarchist movement in Glasgow, Scotland, +took Stirner's _"Union of Egoists"_ literally as the basis for their anarcho- +syndicalist organising in the 1940s and beyond. Similarly, we discover the +noted anarchist historian Max Nettlau stating that _"[o]n reading Stirner, I +maintain that he cannot be interpreted except in a socialist sense."_ [**A +Short History of Anarchism**, p. 55] In this section of the FAQ, we will +indicate why, in our view, the latter, syndicalistic, interpretation of egoism +is far more appropriate than the capitalistic one. + +It should be noted, before continuing, that Stirner's work has had a bigger +impact on individualist anarchism than social anarchism. Benjamin Tucker and +many of his comrades embraced egoism when they became aware of **The Ego and +Its Own** (a development which provoked a split in individualist circles +which, undoubtedly, contributed to its decline). However, his influence was +not limited to individualist anarchism. As John P. Clark notes, Stirner _"has +also been seen as a significant figure by figures who are more in the +mainstream of the anarchist tradition. Emma Goldman, for example, combines an +acceptance of many of the principles of anarcho-syndicalism and anarcho- +communism with a strong emphasis on individuality and personal uniqueness. The +inspiration for this latter part of her outlook comes from thinkers like . . . +Stirner. Herbert Read has commented on the value of Stirner's defence of +individuality."_ [**Max Stirner's Egoism**, p. 90] Daniel Gurin's classic +introduction to anarchism gives significant space to the German egoist, +arguing he _"rehabilitated the individual at a time when the philosophical +field was dominated by Hegelian anti-individualism and most reformers in the +social field had been led by the misdeeds of bourgeois egotism to stress its +opposite"_ and pointed to _"the boldness and scope of his thought."_ +[**Anarchism**, p. 27] From meeting anarchists in Glasgow during the Second +World War, long-time anarchist activist and artist Donald Rooum likewise +combined Stirner and anarcho-communism. In America, the short-lived +Situationist influenced group _"For Ourselves"_ produced the inspired **The +Right to Be Greedy: Theses on the Practical Necessity of Demanding +Everything**, a fusion of Marx and Stirner which proclaimed a _"communist +egoism"_ based on the awareness that greed _"in its fullest sense is the +**only possible** basis of communist society."_ + +It is not hard to see why so many people are influenced by Stirner's work. It +is a classic, full of ideas and a sense of fun which is lacking in many +political writers. For many, it is only known through the criticism Marx and +Engels subjected it too in their book **The German Ideology**. As with their +later attacks on Proudhon and Bakunin, the two Germans did not accurately +reflect the ideas they were attacking and, in the case of Stirner, they made +it their task to make them appear ridiculous and preposterous. That they took +so much time and energy to do so suggests that Stirner's work is far more +important and difficult to refute than their notoriously misleading diatribe +suggests. That in itself should prompt interest in his work. + +As will become clear from our discussion, social anarchists have much to gain +from understanding Stirner's ideas and applying what is useful in them. While +some may object to our attempt to place egoism and communism together, +pointing out that Stirner rejected "communism". Quite! Stirner did not +subscribe to libertarian communism, because it did not exist when he was +writing and so he was directing his critique against the various forms of +**state** communism which did. Moreover, this does not mean that anarcho- +communists and others may not find his work of use to them. And Stirner would +have approved, for nothing could be more foreign to his ideas than to limit +what an individual considers to be in their best interest. Unlike the narrow +and self-defeating "egoism" of, say, Ayn Rand, Stirner did not prescribe what +was and was not in a person's self-interest. He did not say you should act in +certain ways because he preferred it, he did not redefine selfishness to allow +most of bourgeois morality to remain intact. Rather he urged the individual to +think for themselves and seek their own path. Not for Stirner the grim +"egoism" of "selfishly" living a life determined by some guru and which only +that authority figure would approve of. True egoism is not parroting what +Stirner wrote and agreeing with everything he expounded. Nothing could be more +foreign to Stirner's work than to invent "Stirnerism." As Donald Rooum put it: + +> _ "I am happy to be called a Stirnerite anarchist, provided 'Stirnerite' +means one who agrees with Stirner's general drift, not one who agrees with +Stirner's every word. Please judge my arguments on their merits, not on the +merits of Stirner's arguments, and not by the test of whether I conform to +Stirner."_ [_"Anarchism and Selfishness"_, pp. 251-9, **The Raven**, no. 3, p. +259fn] + +With that in mind, we will summarise Stirner's main arguments and indicate why +social anarchists have been, and should be, interested in his ideas. Saying +that, John P. Clark presents a sympathetic and useful social anarchist +critique of his work in **Max Stirner's Egoism**. Unless otherwise indicated +all quotes are from Stirner's **The Ego and Its Own**. + +So what is Stirner all about? Simply put, he is an Egoist, which means that he +considers self-interest to be the root cause of an individual's every action, +even when he or she is apparently doing "altruistic" actions. Thus: _"I am +everything to myself and I do everything **on my account**."_ Even love is an +example of selfishness, _"because love makes me happy, I love because loving +is natural to me, because it pleases me."_ He urges others to follow him and +_"take courage now to really make **yourselves** the central point and the +main thing altogether."_ As for other people, he sees them purely as a means +for self-enjoyment, a self-enjoyment which is mutual: _"For me you are nothing +but my food, even as I am fed upon and turned to use by you. We have only one +relation to each other, that of **usableness,** of utility, of use."_ [p. 162, +p. 291 and pp. 296-7] + +For Stirner, all individuals are unique (_"My flesh is not their flesh, my +mind is not their mind,"_) and should reject any attempts to restrict or deny +their uniqueness: _"To be looked upon as a mere **part,** part of society, the +individual cannot bear -- because he is **more**; his uniqueness puts from it +this limited conception."_ Individuals, in order to maximise their uniqueness, +must become aware of the **real** reasons for their actions. In other words +they must become conscious, not unconscious, egoists. An unconscious, or +involuntary, egoist is one _"who is always looking after his own and yet does +not count himself as the highest being, who serves only himself and at the +same time always thinks he is serving a higher being, who knows nothing higher +than himself and yet is infatuated about something higher."_ [p. 138, p. 265 +and p. 36] In contrast, egoists are aware that they act purely out of self- +interest, and if they support a "higher being," it is not because it is a +noble thought but because it will benefit them. + +Stirner himself, however, has no truck with "higher beings." Indeed, with the +aim of concerning himself purely with his own interests, he attacks all +"higher beings," regarding them as a variety of what he calls _"spooks,"_ or +ideas to which individuals sacrifice themselves and by which they are +dominated. First amongst these is the abstraction _"Man"_, into which all +unique individuals are submerged and lost. As he put it, _"liberalism is a +religion because it separates my essence from me and sets it above me, because +it exalts 'Man' to the same extent as any other religion does to God . . . it +sets me beneath Man."_ Indeed, he _"who is infatuated with **Man** leaves +persons out of account so far as that infatuation extends, and floats in an +ideal, sacred interest. **Man**, you see, is not a person, but an ideal, a +spook."_ [p. 176 and p.79] Among the many _"spooks"_ Stirner attacks are such +notable aspects of capitalist life as private property, the division of +labour, the state, religion, and (at times) society itself. We will discuss +Stirner's critique of capitalism before moving onto his vision of an egoist +society and how it relates to social anarchism. + +For the egoist, private property is a spook which _"lives by the grace of +**law**"_ and it _"becomes 'mine' only by effect of the law"_. In other words, +private property exists purely _"through the **protection of the State,** +through the State's grace."_ Recognising its need for state protection, +Stirner is also aware that _"[i]t need not make any difference to the 'good +citizens' who protects them and their principles, whether an absolute King or +a constitutional one, a republic, if only they are protected. And what is +their principle, whose protector they always 'love'? Not that of labour"_, +rather it is _"**interesting-bearing possession** . . . **labouring capital**, +therefore . . . labour certainly, yet little or none at all of one's own, but +labour of capital and of the -- subject labourers."_ [p. 251, p. 114, p. 113 +and p. 114] + +As can be seen from capitalist support for fascism, Stirner was correct -- as +long as a regime supports capitalist interests, the 'good citizens' (including +many on the so-called "libertarian" right)) will support it. Stirner sees that +not only does private property require state protection, it also leads to +exploitation and oppression. As noted in [section D.10](secD10.html), like +subsequent anarchists like Kropotkin, Stirner attacked the division of labour +resulting from private property for its deadening effects on the ego and +individuality of the worker: + +> _"When everyone is to cultivate himself into man, condemning a man to +**machine-like labour** amounts to the same thing as slavery . . . Every +labour is to have the intent that the man be satisfied. Therefore he must +become a **master** in it too, be able to perform it as a totality. He who in +a pin-factory only puts on heads, only draws the wire, works, as it were +mechanically, like a machine; he remains half-trained, does not become a +master: his labour cannot **satisfy** him, it can only **fatigue** him. His +labour is nothing by itself, has no object **in itself,** is nothing complete +in itself; he labours only into another's hands, and is **used** (exploited) +by this other."_ [p. 121] + +Stirner had nothing but contempt for those who defended property in terms of +"natural rights" and opposed theft and taxation with a passion because it +violates said rights. _"Rightful, or legitimate property of another,"_ he +stated, _"will by only that which **you** are content to recognise as such. If +your content ceases, then this property has lost legitimacy for you, and you +will laugh at absolute right to it."_ After all, _"what well-founded objection +could be made against theft"_ [p. 278 and p. 251] He was well aware that +inequality was only possible as long as the masses were convinced of the +sacredness of property. In this way, the majority end up without property: + +> _ "Property in the civic sense means **sacred** property, such that I must +**respect** your property . . . Be it ever so little, if one only has somewhat +of his own - to wit, a **respected** property: The more such owners . . . the +more 'free people and good patriots' has the State. + +> + +> "Political liberalism, like everything religious, counts on **respect**, +humaneness, the virtues of love . . . For in practice people respect nothing, +and everyday the small possessions are bought up again by greater proprietors, +and the 'free people' change into day labourers."_ [p. 248] + +Thus free competition _"is not 'free,' because I lack the **things** for +competition."_ Due to this basic inequality of wealth (of "things"), _"[u]nder +the **regime** of the commonality the labourers always fall into the hands of +the possessors . . . of the capitalists, therefore. The labourer cannot +**realise** on his labour to the extent of the value that it has for the +customer."_ [p. 262 and p. 115] In other words, the working class is exploited +by the capitalists and landlords. + +Moreover, it is the exploitation of labour which is the basis of the state, +for the state _"rests on the **slavery of labour.** If **labour becomes +free**, the State is lost."_ Without surplus value to feed off, a state could +not exist. For Stirner, the state is the greatest threat to his individuality: +_"**I** am free in **no** State."_ This is because the state claims to be +sovereign over a given area, while, for Stirner, only the ego can be sovereign +over itself and that which it uses (its _"property"_): _"I am my **own** only +when I am master of myself."_ Thus the state _"is not thinkable without +lordship and servitude (subjection); for the State must will to be the lord of +all that it embraces."_ Stirner also warned against the illusion in thinking +that political liberty means that the state need not be a cause of concern for +_"[p]olitical liberty means that the **polis**, the State, is free; . . . not, +therefore, that I am free of the State. . . It does not mean **my** liberty, +but the liberty of a power that rules and subjugates me; it means that one of +my **despots** . . . is free."_ [p. 116, p. 226, p. 169, p. 195 and p. 107] + +Therefore Stirner urges insurrection against all forms of authority and +**dis**-respect for property. For _"[i]f man reaches the point of losing +respect for property, everyone will have property, as all slaves become free +men as soon as they no longer respect the master as master."_ And in order for +labour to become free, all must have _"property."_ _"The poor become free and +proprietors only when they **rise.**"_ Thus, _"[i]f we want no longer to leave +the land to the landed proprietors, but to appropriate it to ourselves, we +unite ourselves to this end, form a union, a **socit**, that makes **itself** +proprietor . . . we can drive them out of many another property yet, in order +to make it **our** property, the property of the -- **conquerors**."_ Thus +property _"deserves the attacks of the Communists and Proudhon: it is +untenable, because the civic proprietor is in truth nothing but a propertyless +man, one who is everywhere **shut out**. Instead of owning the world, as he +might, he does not own even the paltry point on which he turns around."_ [p. +258, p. 260, p. 249 and pp. 248-9] + +Stirner recognises the importance of self-liberation and the way that +authority often exists purely through its acceptance by the governed. As he +argues, _"no thing is sacred of itself, but my **declaring it sacred,** by my +declaration, my judgement, my bending the knee; in short, by my conscience."_ +It is from this worship of what society deems _"sacred"_ that individuals must +liberate themselves in order to discover their true selves. And, +significantly, part of this process of liberation involves the destruction of +**hierarchy.** For Stirner, _"Hierarchy is domination of thoughts, domination +of mind!,"_ and this means that we are _"kept down by those who are supported +by thoughts."_ [p. 72 and p. 74] That is, by our own willingness to not +question authority and the sources of that authority, such as private property +and the state: + +> _ "Proudhon calls property 'robbery' (**le vol**) But alien property -- and +he is talking of this alone -- is not less existent by renunciation, cession, +and humility; it is a **present**. Who so sentimentally call for compassion as +a poor victim of robbery, when one is just a foolish, cowardly giver of +presents? Why here again put the fault on others as if they were robbing us, +while we ourselves do bear the fault in leaving the others unrobbed? The poor +are to blame for there being rich men."_ [p. 315] + +For those, like modern-day "libertarian" capitalists, who regard "profit" as +the key to "selfishness," Stirner has nothing but contempt. Because "greed" is +just one part of the ego, and to spend one's life pursuing only that part is +to deny all other parts. Stirner called such pursuit _"self-sacrificing,"_ or +a _"one-sided, unopened, narrow egoism,"_ which leads to the ego being +possessed by one aspect of itself. For _"he who ventures everything else for +**one thing,** one object, one will, one passion . . . is ruled by a passion +to which he brings the rest as sacrifices."_ [p. 76] + +For the true egoist, capitalists are _"self-sacrificing"_ in this sense, +because they are driven only by profit. In the end, their behaviour is just +another form of self-denial, as the worship of money leads them to slight +other aspects of themselves such as empathy and critical thought (the bank +balance becomes the rule book). A society based on such "egoism" ends up +undermining the egos which inhabit it, deadening one's own and other people's +individuality and so reducing the vast potential "utility" of others to +oneself. In addition, the drive for profit is not even based on self-interest, +it is forced upon the individual by the workings of the market (an alien +authority) and results in labour _"claim[ing] all our time and toil,"_ leaving +no time for the individual _"to take comfort in himself as the unique."_ [pp. +268-9] + +Stirner also turns his analysis to "socialism" and "communism," and his +critique is as powerful as the one he directs against capitalism. This attack, +for some, gives his work an appearance of being pro-capitalist, while, as +indicated above, it is not. Stirner did attack socialism, but he (rightly) +attacked **state** socialism, not libertarian socialism, which did not really +exist at that time (the only well known anarchist work at the time was +Proudhon's **What is Property?**, published in 1840 and this work obviously +could not fully reflect the developments within anarchism that were to come). +He also indicated why moralistic (or altruistic) socialism is doomed to +failure, and laid the foundations of the theory that socialism will work only +on the basis of egoism (communist-egoism, as it is sometimes called). Stirner +correctly pointed out that much of what is called socialism was nothing but +warmed up liberalism, and as such ignores the individual: _"Whom does the +liberal look upon as his equal? Man! . . ., In other words, he sees in you, +not **you**, but the **species.**"_ A socialism that ignores the individual +consigns itself to being state capitalism, nothing more. "Socialists" of this +school forget that "society" is made up of individuals and that it is +individuals who work, think, love, play and enjoy themselves. Thus: _"That +society is no ego at all, which could give, bestow, or grant, but an +instrument or means, from which we may derive benefit . . . of this the +socialists do not think, because they -- as liberals -- are imprisoned in the +religious principle and zealously aspire after -- a sacred society, such as +the State was hitherto."_ [p. 123] + +Of course, for the egoist libertarian communism can be just as much an option +as any other socio-political regime. As Stirner stressed, egoism _"is not +hostile to the tenderest of cordiality . . . nor of socialism: in short, it is +not inimical to any interest: it excludes no interest. It simply runs counter +to un-interest and to the uninteresting: it is not against love but against +sacred love . . . not against socialists, but against the sacred socialists."_ +[**No Gods, No Masters**, vol. 1, p. 23] After all, if it aids the individual +then Stirner had no more problems with libertarian communism that, say, rulers +or exploitation. Yet this position does not imply that egoism tolerates the +latter. Stirner's argument is, of course, that those who are subject to either +have an interest in ending both and should unite with those in the same +position to end it rather than appealing to the good will of those in power. +As such, it goes without saying that those who find in egoism fascistic +tendencies are fundamentally wrong. Fascism, like any class system, aims for +the elite to rule and provides various spooks for the masses to ensure this +(the nation, tradition, property, and so on). Stirner, on the other hand, +urges an universal egoism rather than one limited to just a few. In other +words, he would wish those subjected to fascistic domination to reject such +spooks and to unite and rise against those oppressing them: + +> _ "Well, who says that every one can do everything? What are you there for, +pray, you who do not need to put up with everything? Defend yourself, and no +one will do anything to you! He who would break your will has to do with you, +and is your **enemy**. Deal with him as such. If there stand behind you for +your protection some millions more, then you are an imposing power and will +have an easy victory."_ [p. 197] + +That Stirner's desire for individual autonomy becomes transferred into support +for rulership for the few and subjection for the many by many of his critics +simply reflects the fact we are conditioned by class society to accept such +rule as normal -- and hope that our masters will be kind and subscribe to the +same spooks they inflict on their subjects. It is true, of course, that a +narrow "egoism" would accept and seek such relationships of domination but +such a perspective is not Stirner's. This can be seen from how Stirner's +egoist vision could fit with social anarchist ideas. + +The key to understanding the connection lies in Stirner's idea of the _"union +of egoists,"_ his proposed alternative mode of organising society. Stirner +believed that as more and more people become egoists, conflict in society will +decrease as each individual recognises the uniqueness of others, thus ensuring +a suitable environment within which they can co-operate (or find _"truces"_ in +the _"war of all against all"_). These _"truces"_ Stirner termed _**"Unions of +Egoists."_** They are the means by which egoists could, firstly, +_"annihilate"_ the state, and secondly, destroy its creature, private +property, since they would _"multiply the individual's means and secure his +assailed property."_ [p. 258] + +The unions Stirner desires would be based on free agreement, being spontaneous +and voluntary associations drawn together out of the mutual interests of those +involved, who would _"care best for their welfare if they **unite** with +others."_ [p. 309] The unions, unlike the state, exist to ensure what Stirner +calls _"intercourse,"_ or _"union"_ between individuals. To better understand +the nature of these associations, which will replace the state, Stirner lists +the relationships between friends, lovers, and children at play as examples. +[**No Gods, No Masters**, vol. 1, p. 25] These illustrate the kinds of +relationships that maximise an individual's self-enjoyment, pleasure, freedom, +and individuality, as well as ensuring that those involved sacrifice nothing +while belonging to them. Such associations are based on mutuality and a free +and spontaneous co-operation between equals. As Stirner puts it, _"intercourse +is mutuality, it is the action, the **commercium,** of individuals."_ [p. 218] +Its aim is _"pleasure"_ and _"self-enjoyment."_ Thus Stirner sought a broad +egoism, one which appreciated others and their uniqueness, and so criticised +the narrow egoism of people who forgot the wealth others are: + +> _"But that would be a man who does not know and cannot appreciate any of the +delights emanating from an interest taken in others, from the consideration +shown to others. That would be a man bereft of innumerable pleasures, a +wretched character . . . would he not be a wretched egoist, rather than a +genuine Egoist? . . . The person who loves a human being is, by virtue of that +love, a wealthier man that someone else who loves no one."_ [**No Gods, No +Masters**, vol. 1, p. 23] + +In order to ensure that those involved do not sacrifice any of their +uniqueness and freedom, the contracting parties have to have roughly the same +bargaining power and the association created must be based on self-management +(i.e. equality of power). Only under self-management can all participate in +the affairs of the union and express their individuality. Otherwise, we have +to assume that some of the egoists involved will stop being egoists and will +allow themselves to be dominated by another, which is unlikely. As Stirner +himself argued: + +> _ "But is an association, wherein most members allow themselves to be lulled +as regards their most natural and most obvious interests, actually an Egoist's +association? Can they really be 'Egoists' who have banded together when one is +a slave or a serf of the other?. . . + +> + +> "Societies wherein the needs of some are satisfied at the expense of the +rest, where, say, some may satisfy their need for rest thanks to the fact that +the rest must work to the point of exhaustion, and can lead a life of ease +because others live in misery and perish of hunger, or indeed who live a life +of dissipation because others are foolish enough to live in indigence, etc., +such societies . . . [are] more of a religious society, a communion held as +sacrosanct by right, by law and by all the pomp and circumstance of the +courts."_ [**Op. Cit.**, p. 24] + +Therefore, egoism's revolt against all hierarchies that restrict the ego +logically leads to the end of authoritarian social relationships, particularly +those associated with private property and the state. Given that capitalism is +marked by extensive differences in bargaining power outside its "associations" +(i.e. firms) and power within these "associations" (i.e. the worker/boss +hierarchy), from an egoist point of view it is in the self-interest of those +subjected to such relationships to get rid of them and replace them with +unions based on mutuality, free association, and self-management. Ultimately, +Stirner stresses that it is in the workers' **self-interest** to free +themselves from both state and capitalist oppression. Sounding like an +anarcho-syndicalist, Stirner recognised the potential for strike action as a +means of self-liberation: + +> _ "The labourers have the most enormous power in their hands, and, if they +once become thoroughly conscious of it and used it, nothing could withstand +them; they would only have to stop labour, regard the product of labour as +theirs, and enjoy it. This is the sense of the labour disturbances which show +themselves here and there."_ [p. 116] + +Given the holistic and egalitarian nature of the union of egoists, it can be +seen that it shares little with the so-called free agreements of capitalism +(in particular wage labour). The hierarchical structure of capitalist firms +hardly produces associations in which the individual's experiences can be +compared to those involved in friendship or play, nor do they involve +equality. An essential aspect of the _"union of egoists"_ for Stirner was such +groups should be "owned" by their members, not the members by the group. That +points to a **libertarian** form of organisation within these "unions" (i.e. +one based on equality and participation), **not** a hierarchical one. If you +have no say in how a group functions (as in wage slavery, where workers have +the "option" of "love it or leave it") then you can hardly be said to own it, +can you? Indeed, Stirner argues, for _ "[o]nly in the union can you assert +yourself as unique, because the union does not possess you, but you possess it +or make it of use to you."_ [p. 312] + +Thus, Stirner's _"union of egoists"_ cannot be compared to the employer- +employee contract as the employees cannot be said to "own" the organisation +resulting from the contract (nor do they own themselves during work time, +having sold their labour/liberty to the boss in return for wages -- see +[section B.4](secB4.html)). Only within a participatory association can you +_"assert"_ yourself freely and subject your maxims, and association, to your +_"ongoing criticism"_ \-- in capitalist contracts you can do both only with +your bosses' permission. + +And by the same token, capitalist contracts do not involve "leaving each other +alone" (a la "anarcho"-capitalism). No boss will "leave alone" the workers in +his factory, nor will a landowner "leave alone" a squatter on land he owns but +does not use. Stirner rejects the narrow concept of "property" as private +property and recognises the **social** nature of "property," whose use often +affects far more people than those who claim to "own" it: _"I do not step +shyly back from your property, but look upon it always as **my** property, in +which I 'respect' nothing. Pray do the like with what you call my property!"_ +[p. 248] This view logically leads to the idea of both workers' self- +management and grassroots community control (as will be discussed more fully +in [section I](secIcon.html)) as those affected by an activity will take a +direct interest in it and not let "respect" for "private" property allow them +to be oppressed by others. + +Moreover, egoism (self-interest) must lead to self-management and mutual aid +(solidarity), for by coming to agreements based on mutual respect and social +equality, we ensure non-hierarchical relationships. If I dominate someone, +then in all likelihood I will be dominated in turn. By removing hierarchy and +domination, the ego is free to experience and utilise the full potential of +others. As Kropotkin argued in **Mutual Aid**, individual freedom and social +co-operation are not only compatible but, when united, create the most +productive conditions for all individuals within society. + +Stirner reminds the social anarchist that communism and collectivism are not +sought for their own sake but to ensure individual freedom and enjoyment. As +he argued: _"But should competition some day disappear, because concerted +effort will have been acknowledged as more beneficial than isolation, then +will not every single individual inside the associations be equally egoistic +and out for his own interests?"_ [**Op. Cit.**, p. 22] This is because +competition has its drawbacks, for _"[r]estless acquisition does not let us +take breath, take a calm **enjoyment**. We do not get the comfort of our +possessions. . . Hence it is at any rate helpful that we come to an agreement +about **human** labours that they may not, as under competition, claim all our +time and toil."_ [p. 268] In other words, in the market only the market is +free not those subject to its pressures and necessities -- an important truism +which defenders of capitalism always ignore. + +Forgetting about the individual was, for Stirner, the key problem with the +forms of communism he was familiar with and so this _"organisation of labour +touches only such labours as others can do for us . . . the rest remain +egoistic, because no one can in your stead elaborate your musical +compositions, carry out your projects of painting, etc.; nobody can replace +Raphael's labours. The latter are labours of a unique person, which only he is +competent to achieve."_ He went on to ask _"for whom is time to be gained [by +association]? For what does man require more time than is necessary to refresh +his wearied powers of labour? Here Communism is silent."_ Unlike egoism, which +answers: _"To take comfort in himself as unique, after he has done his part as +man!"_ In other words, competition _"has a continued existence"_ because _"all +do not attend to **their affair** and come to an **understanding** with each +other about it."_ [p. 269 and p. 275] As can be seen from Chapter 8 of +Kropotkin's **Conquest of Bread** (_"The Need for Luxury"_), communist- +anarchism builds upon this insight, arguing that communism is required to +ensure that all individuals have the time and energy to pursue their own +unique interests and dreams (see [section I.4](secI4.html)). + +Stirner notes that socialising property need not result in genuine freedom if +it is not rooted in individual use and control. He states _"the lord is +proprietor. Choose then whether you want to be lord, or whether society shall +be!"_ He notes that many communists of his time attacked alienated property +but did not stress that the aim was to ensure access for all individuals. +_"Instead of transforming the alien into own,"_ Stirner noted, _"they play +impartial and ask only that all property be left to a third party, such as +human society. They revindicate the alien not in their own name, but in a +third party's"_ Ultimately, of course, under libertarian communism it is not +"society" which uses the means of life but individuals and associations of +individuals. As Stirner stressed: _"Neither God nor Man ('human society') is +proprietor, but the individual."_ [p. 313, p. 315 and p. 251] This is why +social anarchists have always stressed self-management -- only that can bring +collectivised property into the hands of those who utilise it. Stirner places +the focus on decision making back where it belongs -- in the individuals who +make up a given community rather than abstractions like "society." + +Therefore Stirner's union of egoists has strong connections with social +anarchism's desire for a society based on freely federated individuals, co- +operating as equals. His central idea of "property" -- that which is used by +the ego -- is an important concept for social anarchism because it stresses +that hierarchy develops when we let ideas and organisations own us rather than +vice versa. A participatory anarchist community will be made up of individuals +who must ensure that it remains their "property" and be under their control; +hence the importance of decentralised, confederal organisations which ensure +that control. A free society must be organised in such a way to ensure the +free and full development of individuality and maximise the pleasure to be +gained from individual interaction and activity. Lastly, Stirner indicates +that mutual aid and equality are based not upon an abstract morality but upon +self-interest, both for defence against hierarchy and for the pleasure of co- +operative intercourse between unique individuals. + +Stirner demonstrates brilliantly how abstractions and fixed ideas (_"spooks"_) +influence the very way we think, see ourselves, and act. He shows how +hierarchy has its roots within our own minds, in how we view the world. He +offers a powerful defence of individuality in an authoritarian and alienated +world, and places subjectivity at the centre of any revolutionary project, +where it belongs. Finally, he reminds us that a free society must exist in the +interests of all, and must be based upon the self-fulfilment, liberation and +enjoyment of the individual. + diff --git a/markdown/secG7.md b/markdown/secG7.md new file mode 100644 index 0000000000000000000000000000000000000000..ecceb0cb4709fab2193f70d7b364c3b6086ab157 --- /dev/null +++ b/markdown/secG7.md @@ -0,0 +1,607 @@ +# G.7 Lysander Spooner: right-"libertarian" or libertarian socialist? + +Murray Rothbard and others on the "libertarian" right have argued that +Lysander Spooner is another individualist anarchist whose ideas support +"anarcho"-capitalism's claim to be part of the anarchist tradition. It is fair +to say that Spooner's critique of the state, rooted in _"natural rights"_ +doctrine, was quoted favourably by Rothbard on many occasions, making Spooner +the 19th century anarchist most likely to be referenced by him. This is +understandable as Spooner was undoubtedly the closest to liberalism of the +individualist anarchists, making him more amenable to appropriation than the +others (particularly those, like Tucker, who called themselves socialists). + +As will be shown below, however, any claim that Spooner provides retroactive +support for "anarcho"-capitalist claims of being a form of anarchism is +untrue. This is because, regardless of his closeness to liberalism, Spooner's +vision of a free society was fundamentally anti-capitalist. It is clear that +Spooner was a left-libertarian who was firmly opposed to capitalism. The +ignoring (at best) or outright dismissal (at worse) of Spooner's economic +ideas and vision of a free society by right-"libertarians" should be more than +enough to show that Spooner cannot be easily appropriated by the right +regardless of his (from an anarchist position) unique, even idiosyncratic, +perspective on property rights. + +That Spooner was against capitalism can be seen in his opposition to wage +labour, which he wished to eliminate by turning capital over to those who work +it. Like other anarchists, he wanted to create a society of associated +producers -- self-employed farmers, artisans and co-operating workers -- +rather than wage-slaves and capitalists. For example, Spooner writes: + +> _"every man, woman, and child. . . could . . . go into business for himself, +or herself -- either singly, or in partnerships -- and be under no necessity +to act as a servant, or sell his or her labour to others. All the great +establishments, of every kind, now in the hands of a few proprietors, but +employing a great number of wage labourers, would be broken up; for few, or no +persons, who could hire capital, and do business for themselves, would consent +to labour for wages for another."_ [**A Letter to Grover Cleveland**, p. 41] + +Wage-labour, Spooner argued, meant that workers did not labour for their own +benefit _"but only for the benefit of their employers."_ The workers are +_"mere tools and machines in the hands of their employers."_ [**Op. Cit.**, p. +50] Thus he considered that _"it was necessary that every man be his own +employer or work for himself in a direct way, since working for another +resulted in a portion being diverted to the employer. To be one's own +employer, it was necessary for one to have access to one's own capital."_ +[James J. Martin, **Men Against the State**, p. 172] This was because wage +labour resulted in exploitation: + +> _ "When a man knows that he is to have **all** the fruits of his labour, he +labours with more zeal, skill, and physical energy, than when he knows -- as +in the case of one labouring for wages -- that a portion of the fruits of his +labour are going to another. . . In order that each man may have the fruits of +his own labour, it is important, as a general rule, that each man should be +his own employer, or work directly for himself, and not for another for wages; +because, in the latter case, a part of the fruits of his labour go to his +employer, instead of coming to himself . . . That each man may be his own +employer, it is necessary that he have materials, or capital, upon which to +bestow his labour."_ [**Poverty: Its Illegal Causes and Legal Cure**, p. 8] + +This preference for a system based on simple commodity production in which +capitalists and wage slaves are replaced by self-employed and co-operating +workers puts Spooner squarely in the **anti-capitalist** camp with other +anarchists. And, we may add, the egalitarianism he expected to result from his +system indicates the left-libertarian nature of his ideas, turning the present +_"wheel of fortune"_ into _"an extended surface, varied somewhat by +inequalities, but still exhibiting a general level, affording a safe position +for all, and creating no necessity, for either force or fraud, on the part of +anyone, to enable him to secure his standing."_ [quoted by Peter Marshall, +**Demanding the Impossible**, pp. 388-9] Thus: + +> _ "That the principle of allowing each man to have, (so far as it is +consistent with the principles of natural law that he can have,) all the +fruits of his own labour, would conduce to a more just and equal distribution +of wealth than now exists, is a proposition too self-evident almost to need +illustration. It is an obvious principle of natural justice, that each man +should have the fruits of his own labour . . . It is also an obvious fact, +that the property produced by society, is now distributed in very unequal +proportions among those whose labour produced it, and with very little regard +to the actual value of each ones labour in producing it."_ [**Poverty: Its +Illegal Causes and Legal Cure**, p. 7] + +For Spooner, as with other left-libertarians, equality was seen as the +necessary basis for liberty. As he put it, the _"practice of each man's +labouring for himself, instead of labouring for another for wages"_ would _"be +greatly promoted by a greater equality of wealth."_ Not only that, it _"would +also contribute to the increase of labour-saving inventions -- because when a +man is labouring for himself, and is to have all the proceeds of his labour, +he applies his mind, with his hands, much more than when he is labouring for +another."_ [**Op. Cit.**, p. 42] As he stressed equality will have many +positive outcomes beyond the abolition of wage labour and increased +productiveness: + +> _ "Extremes of difference, in their pecuniary circumstances, divide society +into castes; set up barriers to personal acquaintance; prevent or suppress +sympathy; give to different individuals a widely different experience, and +thus become the fertile source of alienation, contempt, envy, hatred, and +wrong. But give to each man all the fruits of his own labour, and a +comparative equality with others in his pecuniary condition, and caste is +broken down; education is given more equally to all; and the object is +promoted of placing each on a social level with all: of introducing each to +the acquaintance of all; and of giving to each the greatest amount of that +experience, wealth, being common to all, enables him to sympathise with all, +and insures to himself the sympathy of all. And thus the social virtues of +mankind would be greatly increased."_ [**Op. Cit.**, pp. 46-7] + +Independence in producing would lead to independence in all aspects of life, +for it was a case of the _"higher self-respect also, which a man feels, and +the higher social position he enjoys, when he is master of his own industry, +than when he labours for another."_ [**Op. Cit.**, p. 35] It is quite +apparent, then, that Spooner was against wage labour and, therefore, was no +supporter of capitalism. Perhaps unsurprisingly, Spooner (like William Greene) +had been a member of the **First International**. [George Woodcock, +**Anarchism**, p. 393] + +Whether Spooner's ideas are relevant now, given the vast amount of capital +needed to start companies in established sectors of the economy, is another +question. Equally, it seems unlikely that a reversion to pre-industrial forms +of economy is feasible even if we assume that Spooner's claims about the +virtues of a free market in credit are correct. But one thing is clear: +Spooner was opposed to the way America was developing in the 19th century. He +had no illusions about tariffs, for example, seeing them as a means of +accumulating capital as they _"enable[d] the home producers . . . to make +fortunes by robbing everybody else in the prices of their goods."_ Such +protectionism _"originated with the employers"_ as the workers _"could not +have had no hope of carrying through such a scheme, if they alone were to +profit; because they could have had no such influence with governments."_ [**A +Letter to Grover Cleveland** p. 20 and p. 44] He had no illusions that the +state was anything else than a machine run by and for the wealthy. + +Spooner viewed the rise of capitalism with disgust and suggested a way for +non-exploitative and non-oppressive economic relationships to become the norm +again in US society, a way based on eliminating a root feature of capitalism +-- wage-labour -- through a system of easy credit, which he believed would +enable artisans and farmers to obtain their own means of production and work +for themselves. As we stressed in [section G.1.2](secG1.html#secg12) +capitalism is based not on property as such but rather property which is not +owned by those who use it (i.e., Proudhon's distinction between property and +possession which was echoed by, among others, Marx). Like more obvious +socialists like Proudhon and Marx, Spooner was well aware that wage labour +resulted in exploitation and, as a result, urged its abolition to secure the +worker the full produce of their labour. + +As such, Spooner's analysis of capitalism was close to that of social +anarchists and Marxists. This is confirmed by an analysis of his famous works +**Natural Law** (unless otherwise indicated, all subsequent quotes are from +this work). + +Spooner's support of "Natural Law" has also been taken as "evidence" that +Spooner was a proto-right-"libertarian." Most obviously, this ignores the fact +that support for "Natural Law" is not limited to right-"libertarians" and has +been used to justify, among other things, feudalism, slavery, theocracy, +liberty, fascism as well as communism. As such, "natural rights" justification +for property need not imply a support for capitalism or suggest that those who +hold similar views on them will subscribe to the same vision of a good +society. Of course, most anarchists do not find theories of "natural law," be +they those of right-"libertarians", fascists or whatever, to be particularly +compelling. Certainly the ideas of "Natural Law" and "Natural Rights," as +existing independently of human beings in the sense of the ideal Platonic +Forms, are difficult for most anarchists to accept **per se**, because such +ideas are inherently authoritarian as they suggest a duty to perform certain +actions for no other reason than obedience to some higher authority regardless +of their impact on individuals and personal goals. Most anarchists would agree +with Tucker when he called such concepts _"religious"_ (Robert Anton Wilson's +**Natural Law: or don't put a rubber on your willy** is an excellent +discussion of the flaws of such concepts). + +Spooner, unfortunately, did subscribe to the cult of _"immutable and +universal"_ Natural Laws. If we look at his "defence" of Natural Law we can +see how weak (and indeed silly) it is. Replacing the word _"rights"_ with the +word _"clothes"_ in the following passage shows the inherent weakness of his +argument: + +> _"if there be no such principle as justice, or natural law, then every human +being came into the world utterly destitute of rights; and coming so into the +world destitute of rights, he must forever remain so. For if no one brings any +rights with him into the world, clearly no one can ever have any rights of his +own, or give any to another. And the consequence would be that mankind could +never have any rights; and for them to talk of any such things as their +rights, would be to talk of things that had, never will, and never can have +any existence."_ + +And, we add, unlike the "Natural Laws" of _"gravitation, . . . of light, the +principles of mathematics"_ to which Spooner compares them, he is perfectly +aware that his "Natural Law" can be _"trampled upon"_ by other humans. +However, unlike gravity (which does not need enforcing) it is obvious that +Spooner's "Natural Law" has to be enforced by human beings as it is within +human nature to steal. In other words, it is a moral code, **not** a "Natural +Law" like gravity. Appeals to make this specific moral code to be considered +the universal one required by nature are unconvincing, particularly as such +absolutist schemes generally end up treating the rights in question (usually +property related ones) as more important than actual people. Hence we find, +for example, supporters of "natural rights" to property (like Murray Rothbard) +willing to deny economic power, the restrictions of liberty it creates and its +similarity to the state in the social relations it creates simply because +property is sacred (see [section F.1](secF1.html)). + +Interestingly, Spooner did come close to a **rational,** non-metaphysical +source for rights when he pointed out that _"Men living in contact with each +other, and having intercourse together, cannot avoid learning natural law."_ +This indicates the **social** nature of rights, of our sense of right and +wrong, and so rights and ethics can exist without believing in religious +concepts as "Natural Law." In addition, we can say that his support for juries +indicates an unconscious recognition of the **social** nature (and so +evolution) of any concepts of human rights. In other words, by arguing +strongly for juries to judge human conflict, he implicitly recognises that the +concepts of right and wrong in society are **not** indelibly inscribed in law +tomes as the "true law," but instead change and develop as society does (as +reflected in the decisions of the juries). In addition, he states that +_"[h]onesty, justice, natural law, is usually a very plain and simple +matter,"_ which is _"made up of a few simple elementary principles, of the +truth and justice of which every ordinary mind has an almost intuitive +perception,"_ thus indicating that what is right and wrong exists in "ordinary +people" and not in "prosperous judges" or any other small group claiming to +speak on behalf of "truth." + +As can be seen, Spooner's account of how "natural law" will be administered is +radically different from, say, Murray Rothbard's and indicates a strong +egalitarian context foreign to right-libertarianism. As we noted in [section +G.3](secG3.html), Rothbard explicitly rejected Spooner's ideas on the +importance of jury driven law (for Spooner, _"the jurors were to judge the +law, and the justice of the law."_ [**Trial by Jury**, p. 134]). As far as +"anarcho"-capitalism goes, one wonders how Spooner would regard the +"anarcho"-capitalist "protection firm," given his comment that _"[a]ny number +of scoundrels, having money enough to start with, can establish themselves as +a 'government'; because, with money, they can hire soldiers, and with soldiers +extort more money; and also compel general obedience to their will."_ [**No +Treason**, p. 22] This is the use of private police to break strikes and +unions in a nutshell. Compare this to Spooner's description of his voluntary +justice associations: + +> _"it is evidently desirable that men should associate, so far as they freely +and voluntarily can do so, for the maintenance of justice among themselves, +and for mutual protection against other wrong-doers. It is also in the highest +degree desirable that they should agree upon some plan or system of judicial +proceedings"_ + +At first glance, one may be tempted to interpret Spooner's justice +organisations as a subscription to "anarcho"-capitalist style protection +firms. A more careful reading suggests that Spooner's actual conception is +more based on the concept of mutual aid, whereby people provide such services +for themselves and for others rather than buying them on a fee-per-service +basis. A very different concept. As he put it elsewhere, _"[a]ll legitimate +government is a mutual insurance company"_ in which _"insured persons are +shareholders of a company."_ It is likely that this would be a co-operative as +the _"free administration of justice . . . must necessarily be a part of every +system of government which is not designed to be an engine in the hands of the +rich for the oppression of the poor."_ It seems unlikely that Spooner would +have supported unequal voting rights based on wealth particularly as _"all +questions as to the **rights** of the corporation itself, must be determined +by members of the corporation itself . . . by the unanimous verdict of a +tribunal fairly representing the whole people"_ such as a jury [**Trial by +Jury**, p. 223, p. 172 and p. 214] + +These comments are particularly important when we consider Spooner's +criticisms of finance capitalists, like the Rothschilds. Here he departs even +more strikingly from right-"libertarian" positions. For he believes that sheer +wealth has intrinsic power, even to the extent of allowing the wealthy to +coerce the government into behaving at their behest. For Spooner, governments +are _"the merest hangers on, the servile, obsequious, fawning dependants and +tools of these blood-money loan-mongers, on whom they rely for the means to +carry on their crimes."_ Thus the wealthy can _"make [governments] and use +them"_ as well as being able to _"unmake them . . . the moment they refuse to +commit any crime we require of them, or to pay over to us such share of the +proceeds of their robberies as we see fit to demand."_ Indeed, Spooner +considers _"these soulless blood-money loan-mongers"_ as _"the real rulers,"_ +not the government (who are simply their agents). Thus governments are +_"little or nothing else than mere tools, employed by the wealthy to rob, +enslave, and (if need be) murder those who have less wealth, or none at all."_ +[**No Treason**, p. 50, p. 51, p. 52 and p. 47] This is an extremely class +conscious analysis of the state, one which mirrors the standard socialist one +closely. + +If one grants that highly concentrated wealth has intrinsic power and may be +used in such a Machiavellian manner as Spooner claims, then simple opposition +to the state is not sufficient. Logically, any political theory claiming to +promote liberty should also seek to limit or abolish the institutions that +facilitate large concentrations of wealth. As shown above, Spooner regarded +wage labour under capitalism as one of these institutions, because without it +_"large fortunes could rarely be made at all by one individual."_ Hence for +Spooner, as for social anarchists, to be anti-statist also necessitates being +anti-capitalist. + +This can be clearly seen for his analysis of history, when he asks: _"Why is +it that [Natural Law] has not, ages ago, been established throughout the world +as the one only law that any man, or all men, could rightfully be compelled to +obey?"_ Spooner's answer is given in his interpretation of how the State +evolved, where he postulates that it was formed through the initial ascendancy +of a land-holding, slave-holding class by military conquest and oppressive +enslavement of the peasantry: + +> _"These tyrants, living solely on plunder, and on the labour of their +slaves, and applying all their energies to the seizure of still more plunder, +and the enslavement of still other defenceless persons; increasing, too, their +numbers, perfecting their organisations, and multiplying their weapons of war, +they extend their conquests until, in order to hold what they have already +got, it becomes necessary for them to act systematically, and co-operate with +each other in holding their slaves in subjection. + +> + +> "But all this they can do only by establishing what they call a government, +and making what they call laws . . . Thus substantially all the legislation of +the world has had its origin in the desires of one class of persons to plunder +and enslave others, **and hold them as property.**"_ + +Nothing too provocative here, simply Spooner's view of government as a tool of +the wealth-holding, slave-owning class. What is more interesting is Spooner's +view of the subsequent development of (post-slavery) socio-economic systems: + +> _ "In process of time, the robber, or slaveholding, class -- who had seized +all the lands, and held all the means of creating wealth -- began to discover +that the easiest mode of managing their slaves, and making them profitable, +was **not** for each slaveholder to hold his specified number of slaves, as he +had done before, and as he would hold so many cattle, but to give them so much +liberty as would throw upon themselves (the slaves) the responsibility of +their own subsistence, and yet compel them to sell their labour to the land- +holding class -- their former owners -- for just what the latter might choose +to give them."_ + +Here Spooner echoes the standard anarchist critique of capitalism. Note that +he is no longer talking about slavery but rather about economic relations +between a wealth-holding class and a 'freed' class of workers and tenant +farmers. Clearly he does **not** view this relation --wage labour -- as a +voluntary association, because the former slaves have little option but to be +employed by members of the wealth-owning class. As he put it elsewhere, their +wealth ensures that they have _"control of those great armies of servants -- +the wage labourers -- from whom all their wealth is derived, and whom they can +now coerce by the alternative of starvation, to labour for them."_ [**A Letter +to Grover Cleveland**, p. 48] Thus we have the standard socialist analysis +that economic power, wealth itself, is a source of coercion. + +Spooner points out that by monopolising the means of wealth creation while at +the same time requiring the newly 'liberated' slaves to provide for +themselves, the robber class thus continues to receive the benefits of the +labour of the former slaves while accepting none of the responsibility for +their welfare. _"Of course,"_ Spooner continued _"these liberated slaves, as +some have erroneously called them, having no lands, or other property, and no +means of obtaining an independent subsistence, had no alternative -- to save +themselves from starvation -- but to sell their labour to the landholders, in +exchange only for the coarsest necessaries of life; not always for so much +even as that."_ Thus while technically "free," the apparently liberated +working class lack the ability to provide for their own needs and hence remain +dependent on the wealth-owning class. This echoes not right-"libertarian" +analysis of capitalism, but left-libertarian and other socialist viewpoints: + +> _"These liberated slaves, as they were called, were now scarcely less slaves +than they were before. Their means of subsistence were perhaps even more +precarious than when each had his own owner, who had an interest to preserve +his life."_ + +This is an interesting comment. Spooner suggests that the liberated slave +class were perhaps **better off as slaves.** Most anarchists would not go so +far, although we would agree that employees are subject to the power of those +who employ them and so are no long self-governing individuals -- in other +words, that capitalist social relationships deny self-ownership and freedom. +Spooner denounced the power of the economically dominant class, noting that +the workers _"were liable, at the caprice or interest of the landholders, to +be thrown out of home, employment, and the opportunity of even earning a +subsistence by their labour."_ Lest the reader doubt that Spooner is actually +discussing employment here (and not slavery), he explicitly includes being +made unemployed as an example of the arbitrary nature of wage labour and +indicates that this is a source of class conflict and danger for the ruling +class: _"They were, therefore, in large numbers, driven to the necessity of +begging, stealing, or starving; and became, of course, dangerous to the +property and quiet of their late masters."_ And so the _"consequence was, that +these late owners found it necessary, for their own safety and the safety of +their property, to organise themselves more perfectly as a government **and +make laws for keeping these dangerous people in subjection.**"_ + +In other words, the robber class creates legislation which will protect its +power, namely its property, against the dispossessed. Hence we see the +creation of "law code" by the wealthy which serves to protect their interests +while effectively making attempts to change the status quo illegal. This +process is in effect similar to the right-"libertarian" concept of a judge +interpreted and developed "general libertarian law code" which exercises a +monopoly over a given area and which exists to defend the "rights" of property +against "initiation of force," i.e. attempts to change the system into a new +one. Spooner goes on: + +> _"The purpose and effect of these laws have been to maintain, in the hands +of robber, or slave holding class, a monopoly of all lands, and, as far as +possible, of all other means of creating wealth; and thus to keep the great +body of labourers in such a state of poverty and dependence, as would compel +them to sell their labour to their tyrants for the lowest prices at which life +could be sustained."_ + +Thus Spooner identified the underlying basis for legislation (as well as the +source of much misery, exploitation and oppression throughout history) as the +result of the monopolisation of the means of wealth creation by an elite +class. We doubt he would have considered that calling these laws "libertarian" +would in any change their oppressive and class-based nature. The state was an +instrument of the wealthy few, not some neutral machine which furthered its +own interests, and so _"the whole business of legislation, which has now grown +to such gigantic proportions, had its origin in the conspiracies, which have +always existed among the few, for the purpose of holding the many in +subjection, and extorting from them their labour, and all the profits of their +labour."_ Characterising employment as extortion may seem rather extreme, but +it makes sense given the exploitative nature of profit under capitalism, as +left libertarians have long recognised (see [section C.2](secC2.html)). + +Perhaps unsurprisingly, given Spooner's rhetorical denunciation of the state +as being a gang of murderers and thieves employed by the wealthy few to +oppress and exploit the many, he was not shy in similarly extreme rhetoric in +advocating revolution. In this (as in many other things) Spooner was a very +atypical individualist anarchist and his language could be, at times, as +extreme as Johann Most. Thus we find Spooner in 1880 _"advocat[ing] that the +Irish rise up and kill their British landlords since be believed that when a +person's life, liberty, and property -- his natural rights -- are denied, that +person has a natural right to kill those who would deny these rights. Spooner +called for a class war."_ [Wm. Gary Kline, **The Individualist Anarchists**, +p. 41] Elsewhere he thundered: + +> _ "**Who** compose the real governing power in the country? . . . How shall +we find these men? How shall we know them from others? . . . Who, of our +neighbours, are members of this secret band of robbers and murderers? How can +we know which are **their** houses, that we may burn or demolish them? Which +**their** property, that we may destroy it? Which their persons, that we may +kill them, and rid the world and ourselves of such tyrants and monsters?"_ +[**No Treason**, p. 46] + +It should be noted that this fierce and militant rhetoric is never mentioned +by those who seek to associate social anarchism with violence. + +Spooner's analysis of the root causes of social problems grew more radical and +consistent over time. Initially, he argued that there was a _"class of +employers, who now stand between the capitalist and labourer, and, by means of +usury laws, sponge money from the former, and labour from the latter, and put +the plunder into their own pockets."_ These usury laws _"are the contrivances, +not of the retired rich men, who have capital to loan . . . but of those few +'enterprising' 'business men,' as they are called, who, in and out of +legislatures, are more influential than either the rich or the poor; who +control the legislation of the country, and who, by means of usury laws, can +sponge money from those who are richer, and labour from those who are poorer +than themselves -- and thus make fortunes. . . . And they are almost the only +men who do make fortunes . . . large fortunes could rarely be made at all by +one individual, except by his sponging capital and labour from others."_ If +_"free competition in banking were allowed, the rate of interest would be +brought very low, and bank loans would be within the reach of everybody."_ +[**Poverty: Its Illegal Causes and Legal Cure**, p. 35, p. 11 and p. 15] + +This is a wonderfully self-contradictory analysis, with Spooner suggesting +that industrial capitalists are both the only wealthy people around and, at +the same time, sponge money off the rich who have more money than them! +Equally, he seemed to believe that allowing interest rates to rise without +legal limit will, first, produce more people willing to take out loans and +then, when it fell below the legal limit, would produce more rich people +willing to loan their cash. And as the aim of these reforms was to promote +equality, how would paying interest payments to the already very wealthy help +achieve that goal? As can be seen, his early work was directed at industrial +capital only and he sought _"the establishment of a sort of partnership +relation between the capitalist and labourer, or lender and borrower -- the +former furnishing capital, the latter labour."_ However, he opposed the idea +that debtors should pay their debts in case of failure, stating _"the +capitalist is made to risk his capital on the final success of the enterprise, +without any claim upon the debtor in case of failure"_ and this _"is the true +relation between capital and labour, (or, what is the same thing, between the +lender and borrower.)"_ [**Op. Cit.**, pp. 29-30] It is doubtful that rich +lenders would concur with Spooner on that! + +However, by the 1880s Spooner had lost his illusions that finance capital was +fundamentally different from industrial capital. Now it was a case, like the +wider individualist anarchist movement he had become aware of and joined, of +attacking the money monopoly. His mature analysis recognised that _"the +employers of wage labour"_ were _"also the monopolists of money"_ and so both +wings of the capitalist class aimed to _"reduce [the public] to the condition +of servants; and to subject them to all the extortions as their employers -- +the holders of privileged money -- may choose to practice upon them."_ _"The +holders of this monopoly now rule and rob this nation; and the government, in +all its branches, is simply their tool."_ [**A Letter to Grover Cleveland**, +p. 48, p. 39, p. 48] Thus Spooner came to see, like other socialists that both +finance and industrial capital share a common goal in oppressing and +exploiting the working class and that the state is simply an organ of +(minority) class rule. In this, his politics became more in line with other +individualist anarchists. This analysis is, needless to say, a left- +libertarian one rather than right-"libertarian." + +Of course, it may be objected that Spooner was a right-Libertarian" because he +supported the market and private property. However, as we argued in [section +G.1.1](secG1.html#secg11) support for the market does not equate to support +for capitalism (no matter how often the ideologues of capitalism proclaim it +so). As noted, markets are not the defining feature of capitalism as there +were markets long before capitalism existed. So the fact that Spooner retained +the concept of markets does not necessarily make him a supporter of +capitalism. As for "property", this question is more complex as Spooner is the +only individualist anarchist to apparently reject the idea of "occupancy and +use." Somewhat ironically, he termed the doctrine that _"which holds that a +man has a right to lay his hands on any thing, which has no other man's hands +upon it, no matter who may have been the producer"_ as _"absolute communism"_ +and contrasted this with _"individual property . . . which says that each man +has an absolute dominion, as against all other men, over the products and +acquisitions of his own labour, whether he retains them in his actual +possession or not."_ This Spooner subscribed to Locke's theory and argued that +the _"**natural** wealth of the world belongs to those who **first** take +possession of it . . . There is no limit, fixed by the law of nature, to the +amount of property one may acquire, simply by taking possession of natural +wealth, not already possessed, except the limit fixed by power or ability to +take such possession, without doing violence to the person or property of +others."_ [**The Law of Intellectual Property**, p. 88 and pp. 21-2] From this +position he argued that the inventor should have intellectual property rights +forever, a position in direct contradiction to the opinions of other +anarchists (and even capitalist law and right-"libertarians" like Murray +Rothbard). + +Unsurprisingly, Tucker called Spooner's work on Intellectual Property +_"positively foolish because it is fundamentally foolish, -- because, that is +to say, its discussion of the acquisition of the right of property starts with +a basic proposition that must be looked upon by all consistent Anarchists as +obvious nonsense."_ This was because it _"defines taking possession of a thing +as the bestowing of valuable labour upon it, such, for instance, in the case +of land, as cutting down the trees or building a fence around it. What follows +from this? Evidently that a man may go to a piece of vacant land and fence it +off; that he may then go to a second piece and fence that off; then to a +third, and fence that off; then to a fourth, a fifth, a hundredth, a +thousandth, fencing them all off; that, unable to fence off himself as many as +he wishes, he may hire other men to do the fencing for him; and that then he +may stand back and bar all other men from using these lands, or admit them as +tenants at such rental as he may choose to extract._ According to Tucker, +Spooner _"bases his opposition to . . . landlords on the **sole** ground that +they or their ancestors took their lands **by the sword** from the original +holders . . . I then asked him whether if"_ a landlord _"had found unoccupied +the very lands that he now holds, and had fenced them off, he would have any +objection to raise against [his] title to and leasing of these lands. He +declared emphatically that he would not. Whereupon I protested that his +pamphlet, powerful as it was within its scope, did not go to the bottom of the +land question."_ [**Liberty**, no. 182, p. 6] For Tucker, the implications of +Spooner's argument were such that he stressed that it was not, in fact, +anarchist at all (he called it _"Archist"_) and, as a result, rejected them. + +Thus we have a contradiction. Spooner attacked the government for it _"denies +the **natural** right of human beings to live on this planet. This it does by +denying their **natural** right to those things that are indispensable to the +maintenance of life."_ [**A Letter to Grover Cleveland**, p. 33] Yet what +happens if, by market forces, all the land and capital becomes owned by a few +people? The socio-economic situation of the mass of the population is in +exactly the same situation as under a system founded by stealing the land by +the few. Equally, having to pay for access to the land results in just as much +a deduction from the product of work as wage labour. If property is a "natural +right" then they must be universal and so must be extended to everyone \-- +like all rights -- and this implies an end to absolute property rights +(_"Because the right to live and to develop oneself fully is equal for all,"_ +Proudhon argued, _"and because inequality of conditions is an obstacle to the +exercise of this right."_ [quoted by John Enrenberg, **Proudhon and his Age**, +pp. 48-9]). However, saying that it is fair to suggest, given his arguments in +favour of universal self-employment, that Spooner did not think that his +system of property rights would be abused to produce a landlord class and, as +such, did not see the need to resolve the obvious contradictions in his +ideology. Whether he was correct in that assumption is another matter. + +Which indicates why Spooner must be considered an anarchist regardless of his +unique position on property rights within the movement. As we argued in +[section A.3.1](secA3.html#seca31), only a system where the users of land or a +workplace own it can it be consistent with anarchist principles. Otherwise, if +there are bosses and landlords, then that society would be inherently +hierarchical and so _**Archist**_. Spooner's vision of a free society, rooted +as it is in self-employment, meets the criteria of being genuinely libertarian +in spite of the property rights used to justify it. Certain +"anarcho"-capitalists may subscribe to a similar theory of property but they +use it to justify an economy rooted in wage labour and so hierarchy. + +Somewhat ironically, then, while certain of Spooner's ideas were closer to +Rothbard's than other individualist anarchists (most notably, a "natural +rights" defence of property) in terms of actual outcomes of applying his +ideas, his vision is the exact opposition of that of the "anarcho"-capitalist +guru. For Spooner, rather than being a revolt against nature, equality and +liberty were seen to be mutually self-enforcing; rather than a necessary and +essential aspect of a (so-called) free economy, wage labour was condemned as +producing inequality, servitude and a servile mentality. Moreover, the +argument that capitalists deny workers _"all the fruits"_ of their labour is +identical to the general **socialist** position that capitalism is +exploitative. All of which undoubtedly explains why Rothbard only selectively +quoted from Spooner's critique of the state rather and ignored the socio- +economic principles which underlay his political analysis and hopes for a free +society. Yet without those aspects of his ideas, Spooner's political analysis +is pressed into service of an ideology it is doubtful he would have agreed +with. + +As such, we must agree with Peter Marshall, who notes that Spooner +_"recommends that every man should be his own employer, and he depicts an +ideal society of independent farmers and entrepreneurs who have access to easy +credit. If every person received the fruits of his own labour, the just and +equal distribution of wealth would result."_ Because of this, he classifies +Spooner as a **left** libertarian as _"his concern with equality as well as +liberty makes him a left-wing individualist anarchist. Indeed, while his +starting-point is the individual, Spooner goes beyond classical liberalism in +his search for a form of rough equality and a community of interests._ [**Op. +Cit.**, p. 389] This is also noted by Stephan L. Newman, who writes that while +right-"libertarians" are generally _"sympathic to Spooner's individualist +anarchism, they fail to notice or conveniently overlook its egalitarian +implications . . . They accept inequality as the price of freedom"_ and +_"habour no reservations about the social consequences of capitalism."_ +Spooner _"insist[s] that inequality corrupts freedom. [His] anarchism is +directed as much against inequality as against tyranny."_ Spooner _"attempt[s] +to realise th[e] promise of social harmony by recreating [a] rough equality of +condition"_ and so joins the _"critics of modern capitalism and champions of +the Jeffersonian idea of the autonomous individual -- independent yeoman and +the self-employed mechanic."_ **Liberalism at Wit's End**, p. 76, p. 74 and p. +91] + +In summary, as can be seen, as with other individualist anarchists, there is a +great deal of commonality between Spooner's ideas and those of social +anarchists. Spooner perceives the same sources of exploitation and oppression +inherent in monopolistic control of the means of production by a wealth-owning +class as do social anarchists. His solutions may differ, but he observes +exactly the same problems. In other words, Spooner is a left libertarian, and +his individualist anarchism is just as anti-capitalist as the ideas of, say, +Bakunin, Kropotkin or Chomsky. Spooner, in spite of his closeness to classical +liberalism, was no more a capitalist than Rothbard was an anarchist. + diff --git a/markdown/secGcon.md b/markdown/secGcon.md new file mode 100644 index 0000000000000000000000000000000000000000..3033ab154bc9b841f144ceef38d74c05f593fb42 --- /dev/null +++ b/markdown/secGcon.md @@ -0,0 +1,51 @@ +# Section G - Is individualist anarchism capitalistic? + +## [Introduction](secGint.html) + +## [G.1 Are individualist anarchists anti-capitalist?](secG1.html) + +### [G.1.1 What about their support of the free market?](secG1.html#secg11) +[G.1.2 What about their support of "private property"?](secG1.html#secg12) +[G.1.3 What about their support for wage labour?](secG1.html#secg13) +[G.1.4 Why is the social context important in evaluating Individualist +Anarchism?](secG1.html#secg14) + +## [G.2 Why do individualist anarchists reject social anarchism?](secG2.html) + +### [G.2.1 Is communist-anarchism compulsory?](secG2.html#secg21) +[G.2.2 Is communist-anarchism violent?](secG2.html#secg22) +[G.2.3 Does communist-anarchism aim to destroy +individuality?](secG2.html#secg23) +[G.2.4 What other reasons do individualists give for rejecting communist- +anarchism?](secG2.html#secg24) +[G.2.5 Do most anarchists agree with the individualists on communist- +anarchism?](secG2.html#secg25) + +## [G.3 Is "anarcho"-capitalism a new form of individualist +anarchism?](secG3.html) + +### [G.3.1 Is "anarcho"-capitalism American anarchism?](secG3.html#secg31) +[G.3.2 What are the differences between "anarcho"-capitalism and individualist +anarchism?](secG3.html#secg32) +[G.3.3 What about "anarcho"-capitalism's support of "defence +associations"?](secG3.html#secg33) +[G.3.4 Why is individualist anarchist support for equality +important?](secG3.html#secg34) +[G.3.5 Would individualist anarchists have accepted "Austrian" +economics?](secG3.html#secg35) +[G.3.6 Would mutual banking simply cause inflation?](secG3.html#secg36) + +## [G.4 Why do social anarchists reject individualist anarchism?](secG4.html) + +### [G.4.1 Is wage labour consistent with anarchist +principles?](secG4.html#secg41) +[G.4.2 Why do social anarchists think individualism is inconsistent +anarchism?](secG4.html#secg42) + +## [G.5 Benjamin Tucker: capitalist or anarchist?](secG5.html) + +## [G.6 What are the ideas of Max Stirner?](secG6.html) + +## [G.7 Lysander Spooner: right-"libertarian" or libertarian +socialist?](secG7.html) + diff --git a/markdown/secGint.md b/markdown/secGint.md new file mode 100644 index 0000000000000000000000000000000000000000..13c31fd2fc3f5cbf4ba7f909a3fcf2bffba6add7 --- /dev/null +++ b/markdown/secGint.md @@ -0,0 +1,309 @@ +# Section G - Is individualist anarchism capitalistic? + +The short answer is, no, it is not. While a diverse tendency, the +individualist anarchists were opposed to the exploitation of labour, all forms +of non-labour income (such as profits, interest and rent) as well as +capitalist property rights (particularly in land). While aiming for a free +market system, they considered laissez-faire capitalism to be based on various +kinds of state enforced class monopoly which ensured that labour was subjected +to rule, domination and exploitation by capital. As such it is deeply +**anti**-capitalist and many individualist anarchists, including its leading +figure Benjamin Tucker, explicitly called themselves socialists (indeed, +Tucker often referred to his theory as **_"Anarchistic-Socialism"_**). + +So, in this section of our anarchist FAQ we indicate why the individualist +anarchists cannot be classified as "ancestors" of the bogus libertarians of +the "anarcho"-capitalist school. Rather, they must be classified as +libertarian **socialists** due to their opposition to exploitation, critique +of capitalist property rights and concern for equality, albeit being on the +liberal wing of anarchist thought. Moreover, while all wanted to have an +economy in which all incomes were based on labour, many also opposed wage +labour, i.e. the situation where one person sells their labour to another +rather than the product of that labour (a position which, we argue, their +ideas logically imply). So while **some** of their ideas do overlap with those +of the "anarcho"-capitalist school they are not capitalistic, no more than the +overlap between their ideas and anarcho-communism makes them communistic. + +In this context, the creation of "anarcho"-capitalism may be regarded as yet +another tactic by capitalists to reinforce the public's perception that there +are no viable alternatives to capitalism, i.e. by claiming that "even +anarchism implies capitalism." In order to justify this claim, they have +searched the history of anarchism in an effort to find some thread in the +movement that can be used for this purpose. They think that with the +individualist anarchists they have found such a thread. However, such an +appropriation requires the systematic ignoring or dismissal of key aspects of +individualist-anarchism (which, of course, the right-"libertarian" does). +Somewhat ironically, this attempt by right-"libertarians" to exclude +individualist anarchism from socialism parallels an earlier attempt by state +socialists to do the same. Tucker furiously refuted such attempts in an +article entitled _"Socialism and the Lexicographers"_, arguing that _"the +Anarchistic Socialists are not to be stripped of one half of their title by +the mere dictum of the last lexicographer."_ [**Instead of a Book**, p. 365] + +Nevertheless, in the individualists we find anarchism coming closest to +"classical" liberalism and being influenced by the ideas of Herbert Spencer, a +forefather of "libertarian" capitalism (of the minimal state variety). As +Kropotkin summarised, their ideas were _"a combination of those of Proudhon +with those of Herbert Spencer."_ [**Anarchism**, p. 296] What the +"anarcho"-capitalist is trying to is to ignore Proudhon's influence (i.e. the +socialist aspect of their theories) which just leaves Spencer, who was a +right-wing liberal. To reduce individualist anarchism so is to destroy what +makes it a unique political theory and movement. While both Kropotkin and +Tucker praised Spencer as a synthetic philosopher and social scientist, they +were both painfully aware of the limitations in his socio-political ideas. +Tucker considered his attacks on all forms of socialism (including Proudhon) +as authoritarian as being, at best, misinformed or, at worse, dishonest. He +also recognised the apologetic and limited nature of his attacks on state +intervention, noting that _"amid his multitudinous illustrations . . . of the +evils of legislation, he in every instance cites some law passed ostensibly at +least to protect labour, alleviating suffering, or promote the people's +welfare. But never once does he call attention to the far more deadly and +deep-seated evils growing out of the innumerable laws creating privilege and +sustaining monopoly."_ Unsurprisingly, he considered Spencer as a _"champion +of the capitalistic class."_ [quoted by James J. Martin, **Men Against the +State**, p. 240] As we will discuss in [section G.3](secG3.html), it is likely +that he would have drawn the same conclusion about "anarcho"-capitalism. + +This does not mean that the majority thread within the anarchist movement is +uncritical of individualist anarchism. Far from it! Social anarchists have +argued that this influence of non-anarchist ideas means that while its +_"criticism of the State is very searching, and [its] defence of the rights of +the individual very powerful,"_ like Spencer it _"opens . . . the way for +reconstituting under the heading of 'defence' all the functions of the +State."_ [Kropotkin, **Op. Cit.**, p. 297] This flows, social anarchists +argue, from the impact of liberal principles and led some individualist +anarchists like Benjamin Tucker to support contract theory in the name of +freedom, without being aware of the authoritarian social relationships that +could be implied by it, as can be seen under capitalism (other individualist +anarchists were more aware of this contradiction as we will see). Therefore, +social anarchists tend to think of individualist anarchism as an inconsistent +form of anarchism, one which could become consistent by simply logically +applying its own principles (see [section G.4](secG4.html)). On their part, +many individualist anarchists simply denied that social anarchists where +anarchists, a position other anarchists refute (see [section +G.2](secG2.html)). As such, this section can also be considered, in part, as a +continuation of the discussion begun in [section A.3](secA3.html). + +Few thinkers are completely consistent. Given Tucker's adamant anti-statism +and anti-capitalism, it is likely that had he realised the authoritarian +social relationships which contract theory tends to produce (and justify) when +involving employing labour, he would have modified his views in such a way as +to eliminate the contradiction (particularly as contracts involving wage +labour directly contradicts his support for "occupancy and use"). It is +understandable why he failed to do so, however, given the social context in +which he lived and agitated. In Tucker's America, self-employment was still a +possibility on a wide scale (in fact, for much of the nineteenth century it +was the dominant form of economic activity). His reforms were aimed at making +it easier for workers to gain access to both land and machinery, so allowing +wage workers to become independent farmers or artisans. Unsurprisingly, +therefore, he viewed individualist anarchism as a society of workers, not one +of capitalists and workers. Moreover, as we will argue in [section +G.4.1](secG4.html#secg41), his love for freedom and opposition to usury +logically implies artisan and co-operative labour -- people selling the +products of their labour, as opposed to the labour itself -- which itself +implies self-management in production (and society in general), not +authoritarianism within the workplace (this was the conclusion of Proudhon as +well as Kropotkin). Nevertheless, it is this inconsistency -- the non- +anarchist aspect of individualist anarchism -- which right "libertarians" like +Murray Rothbard select and concentrate on, ignoring the anti-capitalist +context in which this aspect of individualist thought exists within. As David +Wieck pointed out: + +> _"Out of the history of anarchist thought and action Rothbard has pulled +forth a single thread, the thread of individualism, and defines that +individualism in a way alien even to the spirit of a Max Stirner or a Benjamin +Tucker, whose heritage I presume he would claim -- to say nothing of how alien +is his way to the spirit of Godwin, Proudhon, Bakunin, Kropotkin, Malatesta, +and the historically anonymous persons who through their thoughts and action +have tried to give anarchism a living meaning. Out of this thread Rothbard +manufactures one more bourgeois ideology."_ [**Anarchist Justice**, pp. +227-228] + +It is with this in mind that we discuss the ideas of people like Tucker. As +this section of the FAQ will indicate, even at its most liberal, +individualist, extreme anarchism was fundamentally **anti**-capitalist. Any +concepts which "anarcho"-capitalism imports from the individualist tradition +ignore both the theoretical underpinnings of their ideas as well as the social +context of self-employment and artisan production within which those concepts +arose, thus turning them into something radically different from what was +intended by their originators. As we discuss in [section +G.1.4](secG1.html#secg14) the social context in which individualist anarchism +developed is essential to understanding both its politics and its limitations +(_"Anarchism in America is not a **foreign importation** but a product of the +social conditions of this country and its historical traditions,"_ although it +is _"true that American anarchism was also influenced later by European +ideas."_ [Rudolf Rocker, **Pioneers of American Freedom**, p. 163]). + +Saying that, it would be a mistake to suggest (as some writers have) that +individualist anarchism can be viewed purely in American terms. While +understanding the nature of American society and economy at the time is +essential to understanding individualist anarchism, it would be false to imply +that only individualist anarchism was the product of America conditions and +subscribed to by Americans while social anarchism was imported from Europe by +immigrants. After all, Albert and Lucy Parsons were both native-born Americans +who became communist-anarchists while Emma Goldman and Alexander Berkman only +become anarchists once they had arrived in America. Native-born Voltairine de +Cleyre moved from individualist to communist anarchism. Josiah Warren may have +been born in Boston, but he developed his anarchism after his experiences in a +experimental community set up by Welsh socialist Robert Owen (who, in turn, +was inspired by William Godwin's ideas). While Warren and Proudhon may have +developed their ideas independently, American libertarians became aware of +Proudhon and other European socialists as radical journals had correspondents +in France during the 1848 revolution and partial translations of radical +writings from Europe appeared as quickly as they could be transmitted and +translated. Individualist anarchists like William Greene and Tucker were +heavily influenced by the ideas of Proudhon and so imported aspects of +European anarchism into American individualist anarchism while the likes of +the French individualist E. Armand brought aspects of American anarchism into +the European movement. Similarly, both Spooner and Greene had been members of +the First International while individualist anarchists Joseph Labadie and Dyer +Lum where organisers of the **Knights of Labor** union along with Albert and +Lucy Parsons. Lum later joined the anarcho-communist inspired **International +Working People's Association** (IWPA) and edited its English language paper +(the **Alarm**) when Parson was imprisoned awaiting execution. All forms of +anarchism were, in other words, a combination of European and American +influences, both in terms of ideas and in terms of social experiences and +struggles, even organisations. + +While red-baiting and cries of "Un-American" may incline some to stress the +"native-born" aspect of individualist anarchism (particularly those seeking to +appropriate that tendency for their own ends), both wings of the US movement +had native-born and foreign members, aspects and influences (and, as Rocker +noted, the _"so-called white civilisation of [the American] continent is the +work of European immigrants."_ [**Op. Cit.**, p. 163]). While both sides +tended to denounce and attack the other (particularly after the Haymarket +events), they had more in common than the likes of Benjamin Tucker and Johann +Most would have been prepared to admit and each tendency, in its own way, +reflected aspects of American society and the drastic transformation it was +going through at the time. Moreover, it was changes in American society which +lead to the steady rise of social anarchism and its eclipse of individualist +anarchism from the 1880s onwards. While there has been a tendency to stress +individualist tendency in accounts of American anarchism due to its unique +characteristics, only those _"without a background in anarchist history"_ +would think _"that the individualist anarchists were the larger segment of the +anarchist movement in the U.S. at the time. Nothing could be farther from the +truth. The collectivist branch of anarchism was much stronger among radicals +and workers during the late nineteenth century and early twentieth century +than the individualist brand. Before the Civil War, the opposite would be +true."_ [Greg Hall, **Social Anarchism**, no. 30, pp. 90-91] + +By the 1880s, social anarchism had probably exceeded the size of the "home- +grown" individualists in the United States. The IWPA had some five thousand +members at its peak with perhaps three times as many supporters. [Paul Avrich, +**The Haymarket Tragedy**, p. 83] Its journals had an aggregate circulation of +over 30,000. [George Woodcock, **Anarchism**, p. 395] In contrast, the leading +individualist newspaper **Liberty** _"probably never had more than 600 to 1000 +subscribers, but it was undoubtedly read by more than that."_ [Charles H. +Hamilton, _"Introduction"_, p. 1-19, **Benjamin R. Tucker and the Champions of +Liberty**, Coughlin, Hamilton and Sullivan (eds.), p. 10] The repression after +Haymarket took its toll and the progress of social anarchism was hindered for +a decade. However, _"[b]y the turn of the century, the anarchist movement in +America had become predominantly communist in orientation."_ [Paul Avrich, +**Anarchist Voices**, p. 5] As an added irony for those who stress the +individualist nature of anarchism in America while dismissing social anarchism +as a foreign import, the first American newspaper to use the name **"An- +archist"** was published in Boston in 1881 by anarchists within the social +revolutionary branch of the movement. [Paul Avrich, **The Haymarket Tragedy**, +p. 57] Equally ironic, given the appropriation of the term by the American +right, the first anarchist journal to use the term "libertarian" (**La +Libertaire, Journal du Mouvement Social**) was published in New York between +1858 and 1861 by French communist-anarchist Joseph Djacque. [Max Nettlau, **A +Short History of Anarchism**, pp. 75-6] + +All this is not to suggest that individualist anarchism does not have American +roots nor that many of its ideas and visions were not significantly shaped by +American social conditions and developments. Far from it! It is simply to +stress that it did not develop in complete isolation of European anarchism +during the latter half of the nineteenth century and that the social anarchism +which overtook by the end of that century was also a product of American +conditions (in this case, the transformation of a pre-capitalist society into +a capitalist one). In other words, the rise of communist anarchism and the +decline of individualist anarchism by the end of the nineteenth century +reflected American society just as much as the development of the latter in +the first place. Thus the rise of capitalism in America meant the rise of an +anarchism more suitable to the social conditions and social relationships +produced by that change. Unsurprisingly, therefore, individualist anarchism +remains the minority trend in American anarchism to this day with such +comrades as Joe Peacott (see his pamphlet **Individualism Reconsidered**), +Kevin Carson (see his book **Studies in Mutualist Political Economy**) and +Shawn Wilbur (who has painstakingly placed many rare early individualist and +mutualist anarchist works onto the internet) keeping its ideas alive. + +So like social anarchism, individualist anarchism developed as a response to +the rise of capitalism and the transformation of American society this +produced. As one academic put it, the _"early anarchists, though staunchly +individualistic, did not entertain a penchant for . . . capitalism. Rather, +they saw themselves as socialists opposed to the state socialism of Karl Marx. +The individualist anarchists saw no contradiction between their individualist +stance and their rejection of capitalism."_ She stresses that they were +_"fervent anti-capitalists"_ and thought that _"workers created value through +their labour, a value appropriated by owners of businesses . . . The +individualist anarchists blamed capitalism for creating inhumane working +conditions and for increasing inequalities of wealth. Their self-avowed +'socialism' was rooted in their firm belief in equality, material as well as +legal."_ This, however, did not stop her asserting that _"contemporary +anarcho-capitalists are descendants of nineteenth-century individualist +anarchists such as Josiah Warren, Lysander Spooner, and Benjamin Tucker."_ +[Susan Love Brown, pp. 99-128, _"The Free Market as Salvation from +Government"_, **Meanings of the Market**, James G. Carrier (ed.), p. 104, p. +107, p. 104 and p. 103] Trust an academic to ignore the question of how +related **are** two theories which differ on such a key issue as whether to be +anti-capitalist or not! + +Needless to say, some "anarcho"-capitalists are well aware of the fact that +individualist anarchists were extremely hostile to capitalism while supporting +the "free market." Unsurprisingly, they tend to downplay this opposition, +often arguing that the anarchists who point out the anti-capitalist positions +of the likes of Tucker and Spooner are quoting them out of context. The truth +is different. In fact, it is the "anarcho"-capitalist who takes the ideas of +the individualist anarchists from both the historical and theoretical context. +This can be seen from the "anarcho"-capitalist dismissal of the individualist +anarchists' "bad" economics as well as the nature of the free society wanted +by them. + +It is possible, no doubt, to trawl through the many issues of, say, +**Liberty** or the works of individualist anarchism to find a few comments +which may be used to bolster a claim that anarchism need not imply socialism. +However, a few scattered comments here and there are hardly a firm basis to +ignore the vast bulk of anarchist theory and its history as a movement. This +is particularly the case when applying this criteria consistently would mean +that communist anarchism, for example, would be excommunicated from anarchism +simply because of the opinions of **some** individualist anarchists. Equally, +it may be possible to cobble together all the non-anarchist positions of +individualist anarchists and so construct an ideology which justified wage +labour, the land monopoly, usury, intellectual property rights, and so on but +such an ideology would be nothing more than a mockery of individualist +anarchism, distinctly at odds with its spirits and aims. It would only +convince those ignorant of the anarchist tradition. + +It is not a fitting tribute to the individualist anarchists that their ideas +are today being associated with the capitalism that they so clearly despised +and wished to abolish. As one modern day Individualist Anarchist argues: + +> _ "It is time that anarchists recognise the valuable contributions of . . . +individualist anarchist theory and take advantage of its ideas. It would be +both futile and criminal to leave it to the capitalist libertarians, whose +claims on Tucker and the others can be made only by ignoring the violent +opposition they had to capitalist exploitation and monopolistic 'free +enterprise' supported by the state."_ [J.W. Baker, _"Native American +Anarchism,"_ pp. 43-62, **The Raven**, vol. 10, no. 1, pp. 61-2] + +We hope that this section of the FAQ will go some way to explaining the ideas +and contributions of individualist anarchism to a new generation of rebels. +Given the diversity of individualist anarchism, it is hard to generalise about +it (some are closer to classical liberalism than others, for example, while a +few embraced revolutionary means of change such as Dyer Lum). However, we will +do our best to draw out the common themes of the movement, indicating where +certain people differed from others. Similarly, there are distinct differences +between European and American forms of mutualism, regardless of how often +Tucker invoked Proudhon's name to justify his own interpretations of anarchism +and we will indicate these (these differences, we think, justify calling the +American branch individualist anarchism rather than mutualism). We will also +seek to show why social anarchism rejects individualist anarchism (and vice +versa) as well as giving a critical evaluation of both positions. Given the +diverse nature of individualist anarchism, we are sure that we will not cover +all the positions and individuals associated with it but we hope to present +enough to indicate why the likes of Tucker, Labadie, Yarros and Spooner +deserve better than to be reduced to footnotes in books defending an even more +extreme version of the capitalism they spent their lives fighting. + diff --git a/markdown/secH1.md b/markdown/secH1.md new file mode 100644 index 0000000000000000000000000000000000000000..26217bbe21a6530e2878b02e2c3d9f0c0a483910 --- /dev/null +++ b/markdown/secH1.md @@ -0,0 +1,2886 @@ +# H.1 Have anarchists always opposed state socialism? + +Yes. Anarchists have always argued that real socialism cannot be created using +a state. The basic core of the argument is simple. Socialism implies equality, +yet the state signifies inequality - inequality in terms of power. As we +argued in [section B.2](secB2.html), anarchists consider one of the defining +aspects of the state is its hierarchical nature. In other words, the +delegation of **power** into the hands of a few. As such, it violates a core +idea of socialism, namely social equality. Those who make up the governing +bodies in a state have more power than those who have elected them (see +[section I.1](secI1.html)). + +It is with this perspective that anarchists have combated the idea of state +socialism and Marxism (although we should stress that libertarian forms of +Marxism, such as council communism, have strong similarities to anarchism). In +the case of the Russian Revolution, the anarchists were amongst the first on +the left to be suppressed by the Bolsheviks. Indeed, the history of Marxism +is, in part, a history of its struggles against anarchists just as the history +of anarchism is also, in part, a history of its struggle against the various +forms of Marxism and its offshoots. + +While both Stirner and Proudhon wrote many pages against the evils and +contradictions of state socialism, anarchists have only really been fighting +the Marxist form of state socialism since Bakunin. This is because, until the +First International, Marx and Engels were relatively unknown socialist +thinkers. Proudhon was aware of Marx (they had meant in France in the 1840s +and had corresponded) but Marxism was unknown in France during his life time +and so Proudhon did not directly argue against Marxism (he did, however, +critique Louis Blanc and other French state socialists). Similarly, when +Stirner wrote **The Ego and Its Own** Marxism did not exist bar a few works by +Marx and Engels. Indeed, it could be argued that Marxism finally took shape +after Marx and Engels had read Stirner's classic work and produced their +notoriously inaccurate diatribe, **The German Ideology**, against him. +However, like Proudhon, Stirner attacked **other** state socialists and +communists. + +Before discussing Bakunin's opposition and critique of Marxism in the [next +section](secH1.html#sech11), we should consider the thoughts of Stirner and +Proudhon on state socialism. These critiques contain may important ideas and +so are worth summarising. However, it is worth noting that when both Stirner +and Proudhon were writing communist ideas were all authoritarian in nature. +Libertarian communism only developed after Bakunin's death in 1876\. This +means that when Proudhon and Stirner were critiquing "communism" they were +attacking a specific form of communism, the form which subordinated the +individual to the community. Anarchist communists like Kropotkin and Malatesta +also opposed such kinds of "communism" (as Kropotkin put it, _"before and in +1848"_ communism _"was put forward in such a shape as to fully account for +Proudhon's distrust as to its effect upon liberty. The old idea of Communism +was the idea of monastic communities . . . The last vestiges of liberty and of +individual energy would be destroyed, if humanity ever had to go through such +a communism."_ [**Act for Yourselves**, p. 98]). Of course, it may be likely +that Stirner and Proudhon would have rejected libertarian communism as well, +but bear in mind that not all forms of "communism" are identical. + +For Stirner, the key issue was that communism (or socialism), like liberalism, +looked to the _"human"_ rather than the unique. _"To be looked upon as a mere +**part**, part of society,"_ asserted Stirner, _"the individual cannot bear - +because he is **more**; his uniqueness puts from it this limited conception."_ +As such, his protest against socialism was similar to his protest against +liberalism (indeed, he drew attention to their similarity by calling it +_"social liberalism"_). Stirner was aware that capitalism was not the great +defender of freedom it was claimed to be by its supporters. _"Restless +acquisition,"_ he argued, _"does not let us take breath, take a claim +**enjoyment**: we do not get the comfort of our possessions."_ Communism, by +the _"organisation of labour,"_ can _"bear its fruit"_ so that _"we come to an +agreement about **human** labours, that they may not, as under competition, +claim all our time and toil."_ However, communism _"is silent"_ over _"for +whom is time to be gained."_ He, in contrast, stresses that it is for the +individual, _"To take comfort in himself as the unique."_ [**The Ego and Its +Own**, p. 265 and pp. 268-9] Thus state socialism does not recognise that the +purpose of association is to free the individual and instead subjects the +individual to a new tyranny: + +> _"it is not another State (such as a 'people's State') that men aim at, but +their **union,** uniting, this ever-fluid uniting of everything standing - A +State exists even without my co-operation . . . the independent establishment +of the State founds my lack of independence; its condition as a 'natural +growth,' its organism, demands that my nature do not grow freely, but be cut +to fit it."_ [**Op. Cit.**, p. 224] + +Similarly, Stirner argued that _"Communism, by the abolition of all personal +property, only presses me back still more into dependence on another, to wit, +on the generality or collectivity"_ which is _"a condition hindering my free +movement, a sovereign power over me. Communism rightly revolts against the +pressure that I experience from individual proprietors; but still more +horrible is the might that it puts in the hands of the collectivity."_ [**Op. +Cit.**, p. 257] History has definitely confirmed this fear. By nationalising +property, the various state socialist regimes turned the worker from a servant +of the capitalist into a serf of the state. In contrast, communist-anarchists +argue for free association and workers' self-management as the means of +ensuring that socialised property does not turn into the denial of freedom +rather than as a means of ensuring it. As such, Stirner's attack on what Marx +termed _"vulgar communism"_ is still important and finds echoes in communist- +anarchist writings as well as the best works of Marx and his more libertarian +followers (see [section I.4](secI4.html) on how libertarian communism is not +_"silent"_ on these matters and incorporates Stirner's legitimate concerns and +arguments). + +Similar arguments to Stirner's can be found in Proudhon's works against the +various schemes of state socialism that existing in France in the middle of +the nineteenth century. He particularly attacked the ideas of Louis Blanc. +Blanc, whose most famous book was **Organisation du Travail** (**Organisation +of Work**, first published in 1840) argued that social ills resulted from +competition and they could be solved by means of eliminating it via government +initiated and financed reforms. More specifically, Blanc argued that it was +_"necessary to use the whole power of the state"_ to ensure the creation and +success of workers' associations (or _"social workshops"_). Since that _"which +the proletarians lack to free themselves are the tools of labour,"_ the +government _"must furnish them"_ with these. _"The state,"_ in short, _"should +place itself resolutely at the head of industry."_ [quoted by K. Steven +Vincent, **Pierre-Joseph Proudhon and the Rise of French Republican +Socialism**, p. 139] Capitalists would be encouraged to invest money in these +workshops, for which they would be guaranteed interest payments but the +workers would keep the remaining profits generated by the workshops. Such +state-initiated workshops would soon prove to be more efficient than privately +owned industry and, by charging lower prices, force privately owned industry +either out of business or to change into social workshops, so eliminating +competition. + +Proudhon objected to this scheme on many levels. He argued that Blanc's scheme +appealed _"to the state for its silent partnership; that is, he gets down on +his knees before the capitalists and recognises the sovereignty of monopoly."_ +Given that Proudhon saw the state as an instrument of the capitalist class, +asking that state to abolish capitalism was illogical and impossible. +Moreover, by getting the funds for the "social workshop" from capitalists, +Blanc's scheme was hardly undermining their power. _"Capital and power,"_ +Proudhon argued, _"secondary organs of society, are always the gods whom +socialism adores; if capital and power did not exist, it would invent them."_ +[quoted by Vincent, **Op. Cit.**, p. 157] He stressed the authoritarian nature +of Blanc's scheme: + +> _ "M. Blanc is never tired of appealing to authority, and socialism loudly +declares itself anarchistic; M. Blanc places power above society, and +socialism tends to subordinate it to society; M. Blanc makes social life +descend from above, and socialism maintains that it springs up and grows from +below; M. Blanc runs after politics, and socialism is in quest of science. No +more hypocrisy, let me say to M. Blanc: you desire neither Catholicism nor +monarchy nor nobility, but you must have a God, a religion, a dictatorship, a +censorship, a hierarchy, distinctions, and ranks. For my part, I deny your +God, your authority, your sovereignty, your judicial State, and all your +representative mystifications."_ [**System of Economical Contradictions**, p. +263] + +Equally, Proudhon opposed the "top-down" nature of Blanc's ideas. As it was +run by the state, the system of workshops would hardly be libertarian as +_"hierarchy would result from the elective principle . . . as in +constitutional politics. But these social workshops again, regulated by law, - +will they be anything but corporations? What is the bond of corporations? The +law. Who will make the law? The government."_ Such a regime, Proudhon argued, +would be unlikely to function well and the net result would be _"all reforms +ending, now in hierarchical corporation, now in State monopoly, or the tyranny +of communism."_ [**Op. Cit.**, p. 269 and p. 271] This was because of the +perspective of state socialists: + +> _ "As you cannot conceive of society without hierarchy, you have made +yourselves the apostles of authority; worshippers of power, you think only of +strengthening it and muzzling liberty; your favourite maxim is that the +welfare of the people must be achieved in spite of the people; instead of +proceeding to social reform by the extermination of power and politics, you +insist on a reconstruction of power and politics."_ [**Op. Cit.**, p. 397] + +Instead of reform from above, Proudhon stressed the need for working class +people to organise themselves for their own liberation. As he put it, the +_"problem before the labouring classes . . . [is] not in capturing, but in +subduing both power and monopoly, - that is, in generating from the bowels of +the people, from the depths of labour, a greater authority, a more potent +fact, which shall envelop capital and the state and subjugate them."_ For, +_"to combat and reduce power, to put it in its proper place in society, it is +of no use to change the holders of power or introduce some variation into its +workings: an agricultural and industrial combination must be found by means of +which power, today the ruler of society, shall become its slave."_ This was +because the state _"finds itself inevitably enchained to capital and directed +against the proletariat."_ [**Op. Cit.**, p. 398, p. 397 and p. 399] +Unsurprisingly, Proudhon stressed in 1848 that _"the proletariat must +emancipate itself without the help of the government."_ [quoted by George +Woodcock, **Pierre-Joseph Proudhon**, p. 125] In addition, by guaranteeing +interest payments, Blanc's scheme insured the continued exploitation of labour +by capital and, of course, while opposing capitalist competition, Proudhon did +not consider it wise to abolish all forms of the market. + +Proudhon argued for a two-way approach to undermining capitalism from below: +the creation of workers associations and the organisation of credit. By +creating mutual banks, which provided credit at cost, workers could create +associations to compete with capitalist firms, drive them out of business and +so eliminate exploitation once and for all by workers' self-management. In +this way, the working class would emancipate itself from capitalism and build +a socialist society from below upwards by their own efforts and activities. +Proudhon, as Marxist Paul Thomas notes, _"believed fervently . . . in the +salvation of working men, by their own efforts, through economic and social +action alone . . . Proudhon advocated, and to a considerable extent inspired, +the undercutting of this terrain [of the state] from without by means of +autonomous working-class associations."_ [**Karl Marx and the Anarchists**, +pp. 177-8] Rejecting violent revolution (as well as strikes as counter- +productive), Proudhon argued for economic means to end economic exploitation +and, as such, he saw anarchism as coming about by reform (unlike later social +anarchists, who were generally revolutionaries and argued that capitalism +cannot be reformed away and so supported strikes and other forms of collective +working class direct action, struggle and combative organisation). + +Unsurprisingly, Proudhon's ideas were shaped by the society in lived and +agitated in. In the mid-nineteenth century, the bulk of the French working +class were artisans and peasants and so such an approach reflected the social +context in which it was proposed. With a predominance of small-scale industry, +the notion of free credit provided by mutual banks as the means of securing +working class people access to the means of production is theoretically +feasible. It was this social context which informed Proudhon's ideas (see +[section H.2.3](secH2.html#sech23)). He never failed to stress that +association would be tyranny if imposed upon peasants and artisans (rather, he +thought that associations would be freely embraced by these workers if they +thought it was in their interests to). However, he did not ignore the rise of +large-scale industry and explicitly proposed workers' associations (i.e., co- +operatives) for those industries which objectively needed it (i.e. capitalist +industry) and for those other toilers who desired it. The net effect was the +same, though, namely to abolish wage labour. + +It was this opposition to wage labour which drove Proudhon's critique of state +socialism. He continually stressed that state ownership of the means of +production was a danger to the liberty of the worker and simply the +continuation of capitalism with the state as the new boss. As he put it in +1848, he _"did not want to see the State confiscate the mines, canals and +railways; that would add to monarchy, and more wage slavery. We want the +mines, canals, railways handed over to democratically organised workers' +associations . . . these associations [will] be models for agriculture, +industry and trade, the pioneering core of that vast federation of companies +and societies woven into the common cloth of the democratic social Republic."_ +He contrasted workers' associations run by and for their members to those +_"subsidised, commanded and directed by the State,"_ which would crush _"all +liberty and all wealth, precisely as the great limited companies are doing."_ +[**No Gods, No Masters**, vol. 1, p. 62 and p. 105] + +Marx, of course, had replied to Proudhon's work **System of Economic +Contradictions** with his **Poverty of Philosophy**. However, Marx's work +aroused little interest when published although Proudhon did carefully read +and annotate his copy of it, claiming it to be _"a libel"_ and a _"tissue of +abuse, calumny, falsification and plagiarism"_ (he even called Marx _"the +tapeworm of Socialism."_) [quoted by Woodcock, **Op. Cit.**, p. 102] Sadly, +Proudhon did not reply publicly to Marx's work due to an acute family crisis +and then the start of the 1848 revolution in France. However, given his views +of Louis Blanc and other socialists who saw socialism being introduced after +the seizing of state power, he would hardly have been supportive of Marx's +ideas. + +So while none of Proudhon's and Stirner's arguments were directly aimed at +Marxism, their critiques are applicable to much of mainstream Marxism as this +inherited many of the ideas of the state socialism they attacked. Much of +their analysis was incorporated in the collectivist and communist ideas of the +anarchists that followed them (some directly, as from Proudhon, some by co- +incidence as Stirner's work was quickly forgotten and only had an impact on +the anarchist movement when he was rediscovered in the 1890s). This can be +seen from the fact that Proudhon's ideas on the management of production by +workers' associations, opposition to nationalisation as state-capitalism and +the need for action from below by working people themselves, all found their +place in communist-anarchism and anarcho-syndicalism and in their critique of +mainstream Marxism (such as social democracy) and Leninism. Echoes of these +critiques can be found Bakunin's comments of 1868: + +> _ "I hate Communism because it is the negation of liberty and because for me +humanity is unthinkable without liberty. I am not a Communist, because +Communism concentrates and swallows up in itself for the benefit of the State +all the forces of society, because it inevitably leads to the concentration of +property in the hands of the State . . . I want to see society and collective +or social property organised from below upwards, by way of free associations, +not from above downwards, by means of any kind of authority whatsoever . . . +That is the sense in which I am a Collectivist and not a Communist."_ [quoted +by K.J. Kenafick, **Michael Bakunin and Karl Marx**, pp. 67-8] + +It is with Bakunin that Marxism and Anarchism came into direct conflict as it +was Bakunin who lead the struggle against Marx in the **International +Workingmen's Association** between 1868 and 1872. It was in these exchanges +that the two schools of socialism (the libertarian and the authoritarian) +clarified themselves. With Bakunin, the anarchist critique of Marxism (and +state socialism in general) starts to reach its mature form. We discuss +Bakunin's critique in the [next section](secH1.html#sech11). + +## H.1.1 What was Bakunin's critique of Marxism? + +Bakunin and Marx famously clashed in the first **International Working Men's +Association** between 1868 and 1872. This conflict helped clarify the +anarchist opposition to the ideas of Marxism and can be considered as the +first major theoretical analysis and critique of Marxism by anarchists. Later +critiques followed, of course, particularly after the degeneration of Social +Democracy into reformism and the failure of the Russian Revolution (both of +which allowed the theoretical critiques to be enriched by empirical evidence) +but the Bakunin/Marx conflict laid the ground for what came after. As such, an +overview of Bakunin's critique is essential as anarchists continued to develop +and expand upon it (particularly after the experiences of actual Marxist +movements and revolutions confirmed it). + +First, however, we must stress that Marx and Bakunin had many similar ideas. +They both stressed the need for working people to organise themselves to +overthrow capitalism by a social revolution. They argued for collective +ownership of the means of production. They both constantly stressed that the +emancipation of the workers must be the task of the workers themselves. They +differed, of course, in exactly how these common points should be implemented +in practice. Both, moreover, had a tendency to misrepresent the opinions of +the other on certain issues (particularly as their struggle reached its +climax). Anarchists, unsurprisingly, argue Bakunin has been proved right by +history, so confirming the key aspects of his critique of Marx. + +So what was Bakunin's critique of Marxism? There are six main areas. Firstly, +there is the question of current activity (i.e. whether the workers' movement +should participate in "politics" and the nature of revolutionary working class +organisation). Secondly, there is the issue of the form of the revolution +(i.e. whether it should be a political **then** an economic one, or whether it +should be both at the same time). Thirdly, there is the prediction that state +socialism will be exploitative, replacing the capitalist class with the state +bureaucracy. Fourthly, there is the issue of the "dictatorship of the +proletariat." Fifthly, there is the question of whether political power +**can** be seized by the working class as a whole or whether it can only be +exercised by a small minority. Sixthly, there was the issue of whether the +revolution be centralised or decentralised in nature. We shall discuss each in +turn. + +On the issue of current struggle, the differences between Marx and Bakunin are +clear. For Marx, the proletariat had to take part in bourgeois elections as an +organised political party. As the resolution of the (gerrymandered) Hague +Congress of First International put it: _"In its struggle against the +collective power of the propertied classes the proletariat cannot act as a +class except by constituting itself a political party, distinct from and +opposed to, all old parties formed by the propertied classes . . . The +conquest of political power has therefore become the great duty of the working +class."_ [**Collected Works**, vol. 23, p. 243] + +This political party must stand for elections and win votes. As Marx argued in +the preamble of the French Workers' Party, the workers must turn the franchise +_"from a means of deception . . . into an instrument of emancipation."_ This +can be considered as part of the process outlined in the **Communist +Manifesto**, where it was argued that the _"immediate aim of the Communists is +the same as that of all the other proletarian parties,"_ namely the _"conquest +of political power by the proletariat,"_ the _"first step in the revolution by +the working class"_ being _"to raise the proletariat to the position of ruling +class, to win the battle of democracy."_ Engels later stressed (in 1895) that +the _"**Communist Manifesto** had already proclaimed the winning of universal +suffrage, of democracy, as one of the first and most important tasks of the +militant proletariat"_ and that German Social Democracy had showed workers of +all countries _"how to make use of universal suffrage."_ [**Marx and Engels +Reader**, p. 566, p. 484, p. 490 and p. 565] + +With this analysis in mind, Marxist influenced political parties have +consistently argued for and taken part in election campaigns, seeking office +as a means of spreading socialist ideas and as a means of pursuing the +socialist revolution. The Social Democratic parties which were the first +Marxist parties (and which developed under the watchful eyes of Marx and +Engels) saw revolution in terms of winning a majority within Parliamentary +elections and using this political power to abolish capitalism (once this was +done, the state would "wither away" as classes would no longer exist). In +effect, as we discuss in [section H.3.10](secH3.html#sech310), these parties +aimed to reproduce Marx's account of the forming of the Paris Commune on the +level of the national Parliament. + +Bakunin, in contrast, argued that while the communists _"imagine they can +attain their goal by the development and organisation of the political power +of the working classes . . . aided by bourgeois radicalism"_ anarchists +_"believe they can succeed only through the development and organisation of +the non-political or anti-political power of the working classes."_ The +Communists _"believe it necessary to organise the workers' forces in order to +seize the political power of the State,"_ while anarchists _"organise for the +purpose of destroying it."_ Bakunin saw this in terms of creating new organs +of working class power in opposition to the state, organised _"from the bottom +up, by the free association or federation of workers, starting with the +associations, then going on to the communes, the region, the nations, and, +finally, culminating in a great international and universal federation."_ In +other words, a system of workers' councils. As such, he constantly argued for +workers, peasants and artisans to organise into unions and join the +**International Workingmen's Association**, so becoming _"a real force . . . +which knows what to do and is therefore capable of guiding the revolution in +the direction marked out by the aspirations of the people: a serious +international organisation of workers' associations of all lands capable of +replacing this departing world of **states.**"_ [**Bakunin on Anarchism**, pp. +262-3, p. 270 and p. 174] To Marx's argument that workers should organise +politically (i.e., send their representations to Parliament) Bakunin realised +that when _"common workers"_ are sent _"to Legislative Assemblies"_ the result +is that the _"worker-deputies, transplanted into a bourgeois environment, into +an atmosphere of purely bourgeois ideas, will in fact cease to be workers and, +becoming Statesmen, they will become bourgeois . . . For men do not make their +situations; on the contrary, men are made by them."_ [**The Basic Bakunin**, +p. 108] + +As far as history goes, the experience of Social Democracy confirmed Bakunin's +analysis. A few years after Engels death in 1895, German Social Democracy was +racked by the "revisionism" debate. This debate did not spring from the minds +of a few leaders, isolated from the movement, but rather expressed +developments **within** the movement itself. In effect, the revisionists +wanted to adjust the party rhetoric to what the party was actually doing and +so the battle against the revisionists basically represented a battle between +what the party **said** it was doing and its actual practice. As one of the +most distinguished historians of this period put it, the _"distinction between +the contenders remained largely a subjective one, a difference of ideas in the +evaluation of reality rather than a difference in the realm of action."_ [C. +Schorske, **German Social Democracy**, p. 38] By the start of the First World +War, the Social Democrats had become so corrupted by its activities in +bourgeois institutions they supported its state (and ruling class) and voted +for war credits rather than denounce the war as Imperialist slaughter for +profits. Clearly, Bakunin was proved right. (see also [section +J.2.6](secJ2.html#secj26) for more discussion on the effect of electioneering +on radical parties). + +However, we must stress that because Bakunin rejected participating in +bourgeois politics, it did not mean that he rejected "politics" or "political +struggle" in general (see [section J.2.10](secJ2.html#secj210)). Bakunin +clearly advocated what would later by termed a syndicalist strategy (see +[section H.2.8](secH2.html#sech28)). This union movement would be complemented +by a specific anarchist organisation which would work within it to influence +it towards anarchist aims by the _"natural influence"_ of its members (see +[section J.3.7](secJ3.html#secj37)). + +Comparing Bakunin and Marx, it is clear whom history has validated. Even that +anti-anarchist Stalinist hack Eric Hobsbawn could not avoid admitting that +_"the remarkable achievement of Spanish anarchism which was to create a +working-class movement that remained genuinely revolutionary. Social +democratic and . . . even communist trade unions have rarely been able to +escape either schizophrenia [i.e., revolutionary rhetoric hiding reformist +practice] or betrayal of their socialist convictions."_ [**Revolutionaries**, +p. 104] This is probably the only accurate comment made in his various +diatribes on anarchism but, of course, he did not allow the implications of +his statement to bother his faith in Leninist ideology. So given the long +history of reformism and betrayal of socialist principles by radicals +utilising elections and political parties, it comes as no surprise that +anarchists consider both Bakunin's critique and alternative to be confirmed by +experience ([section J.2](secJ2.html) discusses direct action and +electioneering). + +Which brings us to the second issue, namely the nature of the revolution +itself. For Bakunin, a revolution meant a **social** revolution from below. +This involved both the abolition of the state **and** the expropriation of +capital. In his words, _"the revolution must set out from the first [to] +radically and totally to destroy the State."_ The _"natural and necessary +consequences"_ of which will be the _"confiscation of all productive capital +and means of production on behalf of workers' associations, who are to put +them to collective use . . . the federative Alliance of all working men's +associations . . . will constitute the Commune."_ There _"can no longer be any +successful political . . . revolution unless the political revolution is +transformed into social revolution."_ [**Michael Bakunin: Selected Writings**, +p. 170 and p. 171] + +Which, incidentally, disproves Engels' claims that Bakunin _"does not regard +capital . . . but the **state** as the main evil to be abolished"_ after which +_"capitalism will go to blazes of itself."_ [**The Marx-Engels Reader**, p. +728] This misrepresents Bakunin's position, as he always stressed that +economic and political transformation _"must be accomplished together and +simultaneously."_ [**The Basic Bakunin**, p. 106] Given that Bakunin thought +the state was the protector of capitalism, no economic change could be +achieved until such time as it was abolished. This also meant that Bakunin +considered a political revolution before an economic one to mean the continued +slavery of the workers. As he argued, _"[t]o win political freedom first can +signify no other thing but to win this freedom only, leaving for the first +days at least economic and social relations in the same old state, - that is, +leaving the proprietors and capitalists with their insolent wealth, and the +workers with their poverty."_ With capitalists' economic power intact, could +the workers' **political** power remain strong? As such, _"every political +revolution taking place prior to and consequently without a social revolution +must necessarily be a bourgeois revolution, and a bourgeois revolution can +only be instrumental in bringing about bourgeois Socialism \- that is, it is +bound to end in a new, more hypocritical and more skilful, but no less +oppressive, exploitation of the proletariat by the bourgeois."_ [**The +Political Philosophy of Bakunin**, p. 294 and p. 289] + +Did Marx and Engels hold this position? Apparently so. Discussing the Paris +Commune, Marx noted that it was _"the political form at last discovered under +which to work out the economic emancipation of labour,"_ and as the +_"political rule of the producer cannot coexist with the perpetuation of his +social slavery"_ the Commune was to _"serve as a lever for uprooting the +economic foundations upon which rests the existence of classes."_ Engels +argued that the _"proletariat seizes the public power, and by means of this +transforms the . . . means of production . . . into public property."_ In the +**Communist Manifesto** they argued that _"the first step in the revolution by +the working class"_ is the _"rais[ing] the proletariat to the position of +ruling class, to win the battle of democracy."_ The proletariat _"will use its +political supremacy to wrest, by degrees, all capital from the bourgeois, to +centralise all instruments of production in the hands of the State, i.e. of +the proletariat organised as the ruling class."_ [**Op. Cit.**, p. 635, p. 717 +and p. 490] + +This is made even clearer in Engels' _"Principles of Communism"_ (often +considered as a draft of the **Manifesto**). That document stressed that it +was not possible for _"private property to be abolished at one stroke"_, +arguing that _"the proletarian revolution will transform existing society +gradually."_ The revolution _"will establish a **democratic constitution**, +and through this, the direct or indirect dominance of the proletariat. Direct +in England, where the proletarians are already a majority of the people."_ +_"Democracy"_, Engels went on, _"would be quite useless to the proletariat if +it were not immediately used as a means of carrying through further measures +directly attacking private ownership."_ [**Collected Works**, vol. 6, p. 350] +Decades later, when Marx discussed what the "dictatorship of the proletariat" +meant, he argued (in reply to Bakunin's question of _"over whom will the +proletariat rule?"_) that it simply meant _"that so long as other classes +continue to exist, the capitalist class in particular, the proletariat fights +it (for with the coming of the proletariat to power, its enemies will not yet +have disappeared), it must use measures of **force**, hence governmental +measures; if it itself still remains a class and the economic conditions on +which the class struggle and the existence of classes have not yet +disappeared, they must be forcibly removed or transformed, and the process of +their transformation must be forcibly accelerated."_ [**The Marx-Engels +Reader**, pp. 542-3] Note, "capitalists," not "former capitalists," so +implying that the members of the proletariat are, in fact, still proletarians +after the "socialist" revolution and so still subject to wage slavery under +economic masters. Which makes perfect sense, as otherwise the term +_"dictatorship of the proletariat"_ would be meaningless. + +Then there is the issue of when the working class could seize political power. +As Engels put it, the struggle _"between bourgeoisie and proletariat can only +be fought out in a republic."_ This is _"the form in which the struggle must +be fought out"_ and in countries without a republic, such as Germany at the +time, workers would _"have to **conquer** it."_ [Marx and Engels, **The +Socialist Revolution**, p. 264] Decades previously, Engels has argued that the +_"first, fundamental condition for the introduction of community of property +is the political liberation of the proletariat through a democratic +constitution."_ [**Collected Works**, vol. 6, p. 102] Thus the bourgeois +revolution would come first, then the proletarian one. The **Communist +Manifesto** had raised the possibility of a bourgeois revolution in Germany +being _"but a prelude to an immediately following proletarian revolution."_ +[**Selected Writings**, p. 63] Within two years, Marx and Engels argued that +this was wrong, that a socialist revolution was not possible in Continental +Europe for some time. Even in the 1880s, Engels was still arguing that a +proletarian revolution was not immediately possible in Germany and the first +results of any revolution would be a bourgeois republic within which the task +of social democracy was to build its forces and influence. + +Clearly, then, Marx and Engels considered the creation of a republic in a well +developed capitalist economy as the basis for seizing of state power as the +key event and, later, the expropriation of the expropriators would occur. Thus +the economic power of the capitalists would remain, with the proletariat +utilising political power to combat and reduce it. Anarchists argue that if +the proletariat does not hold economic power, its political power would at +best be insecure and would in fact degenerate. Would the capitalists just sit +and wait while their economic power was gradually eliminated by political +action? And what of the proletariat during this period? Will they patiently +obey their bosses, continue to be oppressed and exploited by them until such +time as the end of their "social slavery" has been worked out (and by whom)? +Would they be happy to fight for a bourgeois republic first, then wait for an +unspecified period of time before the party leadership proclaimed that the +time was ripe to introduce socialism? + +As the experience of the Russian Revolution showed, the position of Marx and +Engels proved to be untenable. Bakunin's perspective was repeated by a Russian +worker in 1906 when he expressed his impatience with Menshevik strategy: + +> _ "Here [the Mensheviks] . . . tells us that the workers' congress is the +best means of assuring the independence of the proletariat in the bourgeois +revolution; otherwise, we workers will play the role of cannon fodder in it. +So I ask: what is the insurance for? Will we really make the bourgeois +revolution? Is it possible that we will spill blood twice - once for the +victory of the bourgeois revolution, and the time for the victory of our +proletarian revolution? No, comrades, it is not to be found in the party +programme [that this must be so]; but if we workers are to spill blood, then +only once, for freedom and socialism."_ [quoted by Abraham Ascher, **The +Mensheviks in the Russian Revolution**, p. 43] + +In 1917, this lesson was well learned and the Russian workers initially +followed Bakunin's path (mostly spontaneously and without significant +influence by anarchists and anarcho-syndicalists). The Mensheviks repeated +their mistakes of 1905 as they _"proved unable to harness this revolutionary +potential to any practical purpose. They were blinded by their rigid marxist +formula of 'bourgeois revolution first, socialist revolution later' and tired +to restrain the masses. They preached self-abnegation to them, told them to +stand aside until such times as the bourgeoisie had built a solid capitalist +system. This made no sense to workers and peasants - why should they renounce +the power that was in their hands already?"_ Leading Menshevik Fedor Dan +_"admitted in 1946 that the Menshevik concept of the bourgeois revolution +rested on 'illusions'"_ [Vera Broido, **Lenin and the Mensheviks**, p 14 and +p. 15] Once Lenin returned to Russia, the Bolsheviks broke with this +previously shared perspective and started to support and encourage the +radicalisation of the workers and so managed to gain popular support. However, +they did so partially and incompletely and, as a consequence, finally held +back and so fatally undermined the revolution. + +After the February revolution paralysed the state, the workers organised +factory committees and raised the idea and practice of workers self-management +of production. The Russian anarchists supported this movement whole-heartedly, +arguing that it should be pushed as far as it would go. In contrast, Lenin +argued for _"workers' control over the capitalists."_ [**The Lenin +Anthology**, p. 402] This was, unsurprisingly, the policy applied immediately +after the Bolshevik seizure of power. However, as one Leninist writer admits, +_"[t]wo overwhelmingly powerful forces obliged the Bolsheviks to abandon this +'reformist' course."_ One was the start of the civil war, the other _"was the +fact that the capitalists used their remaining power to make the system +unworkable. At the end of 1917 the All Russian Congress of employers declared +that those 'factories in which the control is exercised by means of active +interference in the administration will be closed.' The workers' natural +response to the wave of lockouts which followed was to demand that their +[sic!] state nationalise the factories."_ [John Rees, _"In Defence of +October"_, pp. 3-82, **International Socialism**, no. 52, p. 42] By July 1918, +only one-fifth of nationalised firms had been done so by the state, the rest +by local committees from below (which, incidentally, shows the +unresponsiveness of centralised power). Clearly, the idea that a social +revolution can come after a political was shown to be a failure - the +capitalist class used its powers to disrupt the economic life of Russia. + +Faced with the predictable opposition by capitalists to their system of +"control" the Bolsheviks nationalised the means of production. Sadly, +**within** the nationalised workplace the situation of the worker remained +essentially unchanged. Lenin had been arguing for one-man management +(appointed from above and armed with "dictatorial" powers) since late April +1918 (see [section H.3.14](secH3.html#sech314)). This aimed at replacing the +capitalists with state appointed managers, **not** workers self-management. In +fact, as we discuss in [section H.6.2](secH6.html#sech62) the party leaders +repeatedly overruled the factory committees' suggestions to build socialism +based on their management of the economy in favour of centralised state +control. Bakunin's fear of what would happen if a political revolution +preceded a social one came true. The working class continued to be exploited +and oppressed as before, first by the bourgeoisie and then by the new +bourgeoisie of state appointed managers armed with all the powers of the old +ones (plus a few more). Russia confirmed Bakunin's analysis that a revolution +must immediately combine political and economic goals in order for it to be +successful. + +The experience of Bolshevik Russia also confirms Bakunin's prediction that +state socialism would simply be state capitalism. As Bakunin stressed, the +state _"is the government from above downwards of an immense number of men +[and women], very different from the point of view of the degree of their +culture, the nature of the countries or localities that they inhabit, the +occupations they follow, the interests and aspirations directing them - the +State is the government of all these by one or another minority."_ The state +_"has always been the patrimony of some privileged class"_ and _"when all +other classes have exhausted themselves"_ it _"becomes the patrimony of the +bureaucratic class."_ The Marxist state _"will not content itself with +administering and governing the masses politically"_ it will _"also administer +the masses economically, concentrating in the hands of the State the +production and distribution of wealth."_ This will result in _"a new class, a +new hierarchy of real and counterfeit scientists and scholars, and the world +will be divided into a minority ruling in the name of knowledge, and an +immense ignorant majority. And then, woe unto the mass of ignorant ones!"_ +Thus exploitation by a new bureaucratic class would be the only result when +the state becomes _"the sole proprietor"_ and _"the only banker, capitalist, +organiser, and director of all national labour, and the distributor of all its +products."_ [**Bakunin on Anarchism**, pp. 317-8, p. 318 and p. 217] +Subsequent anarchists have tended to call such a regime **state capitalism** +(see [section H.3.13](secH3.html#sech313)). + +The Bolshevik leadership's rejection of the factory committees and their +vision of socialism also confirmed Bakunin's fear that Marxism urges the +people _"not only not abolish the State, but, on the contrary, they must +strengthen it and enlarge it, and turn it over to . . . the leaders of the +Communist party . . . who will then liberate them in their own way."_ The +economic regime imposed by the Bolsheviks, likewise, confirmed Bakunin +critique as the state _"control[led] all the commerce, industry, agriculture, +and even science. The mass of the people will be divided into two armies, the +agricultural and the industrial under the direct command of the state +engineers, who will constitute the new privileged political-scientific +class."_ Unsurprisingly, this new state-run economy was a disaster which, +again, confirmed his warning that unless this minority _"were endowed with +omniscience, omnipresence, and the omnipotence which the theologians attribute +to God, [it] could not possibly know and foresee the needs of its people, or +satisfy with an even justice those needs which are most legitimate and +pressing."_ [**Op. Cit.**, p. 332, pp. 332-3 and p. 318] + +Which brings us to the "dictatorship of the proletariat." While many Marxists +basically use this term to describe the defence of the revolution and so argue +that anarchists do not see the for that, this is incorrect. Anarchists from +Bakunin onwards have argued that a revolution would have to defend itself from +counter revolution and yet we reject the concept totally (see [section +H.2.1](secH2.html#sech21) for a refutation of claims that anarchists think a +revolution does not need defending). To understand why Bakunin rejected the +concept, we must provide some historical context. + +Anarchists in the nineteenth century rejected the idea of the "dictatorship of +the proletariat" in part because the proletariat was a **minority** of working +class people at the time. To argue for a dictatorship of the proletariat meant +to argue for the dictatorship of a **minority** class, a class which excluded +the majority of toiling people. When Marx and Engels wrote the **Communist +Manifesto**, for example, over 80% of the population of France and Germany +were peasants or artisans - what they termed the "petit-bourgeois". This meant +that their claim that the _"proletarian movement is the self-conscious, +independent movement of the immense majority, in the interests of the immense +majority"_ was simply not true. Rather, for Marx's life-time (and for many +decades afterwards) the proletarian movement was like _"[a]ll previous +movements,"_ namely _"movements of minorities, or in the interests of +minorities."_ Not that Marx and Engels were unaware of this for they also +noted that _"[i]n countries like France"_ the peasants _"constitute far more +than half of the population."_ In 1875 Marx commented that _"the majority of +the 'toiling people' in Germany consists of peasants, and not of +proletarians."_ He stressed elsewhere around the same time that _"the peasant +. . . forms a more of less considerable majority . . . in the countries of the +West European continent."_ [**The Marx-Engels Reader**, p. 482, p. 493, p. 536 +and p. 543] + +Clearly, then, Marx and Engels vision of proletarian revolution was one which +involved a minority dictating to the majority and so Bakunin rejected it. His +opposition rested on the fact that a "dictatorship of the proletariat," at the +time, actually meant a dictatorship by a **minority** of working people and so +a "revolution" which excluded the majority of working people (i.e. artisans +and peasants). As he argued in 1873: + +> _ "If the proletariat is to be the ruling class . . . then whom will it +rule? There must be yet another proletariat which will be subject to this new +rule, this new state. It may be the peasant rabble . . . which, finding itself +on a lower cultural level, will probably be governed by the urban and factory +proletariat."_ [**Statism and Anarchy**, pp. 177-8] + +For Bakunin, to advocate the "dictatorship of the proletariat" in an +environment where the vast majority of working people were peasants would be a +disaster. It is only when we understand this social context that we can +understand Bakunin's opposition to Marx's "dictatorship of the proletariat" - +it would be a dictatorship of a minority class over the rest of the working +population (he took it as a truism that the capitalist and landlord classes +should be expropriated and stopped from destroying the revolution!). Bakunin +continually stressed the need for a movement and revolution of **all** working +class people (see [section H.2.7](secH2.html#sech27)) and that the peasants +_"will join cause with the city workers as soon as they become convinced that +the latter do not pretend to impose their will or some political or social +order invented by the cities for the greater happiness of the villages; they +will join cause as soon as they are assured that the industrial workers will +not take their lands away."_ For an _"uprising by the proletariat alone would +not be enough; with that we would have only a political revolution which would +necessarily produce a natural and legitimate reaction on the part of the +peasants, and that reaction, or merely the indifference of the peasants, would +strangle the revolution of the cities."_ [**The Political Philosophy of +Bakunin**, p. 401 and p. 378] + +This explains why the anarchists at the St. Imier Congress argued that _"every +political state can be nothing but organised domination for the benefit of one +class, to the detriment of the masses, and that should the proletariat itself +seize power, it would in turn become a new dominating and exploiting class."_ +As the proletariat was a minority class at the time, their concerns can be +understood. For anarchists then, and now, a social revolution has to be truly +popular and involve the majority of the population in order to succeed. +Unsurprisingly, the congress stressed the role of the proletariat in the +struggle for socialism, arguing that _"the proletariat of all lands . . . must +create the solidarity of revolutionary action . . . independently of and in +opposition to all forms of bourgeois politics."_ Moreover, the aim of the +workers' movement was _"free organisations and federations . . . created by +the spontaneous action of the proletariat itself, [that is, by] the trade +bodies and the autonomous communes."_ [quoted in **Bakunin on Anarchism**, p. +438, p. 439 and p. 438] + +Hence Bakunin's comment that _"the designation of the proletariat, the world +of the workers, as **class** rather than as **mass**"_ was _"deeply +antipathetic to us revolutionary anarchists who unconditionally advocate full +popular emancipation."_ To do so, he argued, meant _"[n]othing more or less +than a new aristocracy, that of the urban and industrial workers, to the +exclusion of the millions who make up the rural proletariat and who . . . will +in effect become subjects of this great so-called popular State."_ [**Michael +Bakunin: Selected Writings**, pp. 253-4] + +Again, the experiences of the Russian Revolution confirm Bakunin's worries. +The Bolsheviks implemented the dictatorship of the city over the countryside, +with disastrous results (see [section H.6.2](secH6.html#sech62) for more +details). + +One last point on this subject. While anarchists reject the "dictatorship of +the proletariat" we clearly do not reject the key role the proletariat must +play in any social revolution (see [section H.2.2](secH2.html#sech22) on why +the Marxist assertion anarchists reject class struggle is false). We only +reject the idea that the proletariat must dictate over other working people +like peasants and artisans. We do not reject the need for working class people +to defend a revolution, nor the need for them to expropriate the capitalist +class nor for them to manage their own activities and so society. + +Then there is the issue of whether, even if the proletariat **does** seize +political power, whether the whole class can actually exercise it. Bakunin +raised the obvious questions: + +> _ "For, even from the standpoint of that urban proletariat who are supposed +to reap the sole reward of the seizure of political power, surely it is +obvious that this power will never be anything but a sham? It is bound to be +impossible for a few thousand, let alone tens or hundreds of thousands of men +to wield that power effectively. It will have to be exercised by proxy, which +means entrusting it to a group of men elected to represent and govern them, +which in turn will unfailingly return them to all the deceit and subservience +of representative or bourgeois rule. After a brief flash of liberty or +orgiastic revolution, the citizens of the new State will wake up slaves, +puppets and victims of a new group of ambitious men."_ [**Op. Cit.**, pp. +254-5] + +He repeated this argument: _"What does it mean, 'the proletariat raised to a +governing class?' Will the entire proletariat head the government? The Germans +number about 40 million. Will all 40 millions be members of the government? +The entire nation will rule, but no one will be ruled. Then there will be no +government, no state; but if there is a state, there will also be those who +are ruled, there will be slaves."_ Bakunin argued that Marxism resolves this +dilemma _"in a simple fashion. By popular government they mean government of +the people by a small number of representatives elected by the people. So- +called popular representatives and rulers of the state elected by the entire +nation on the basis of universal suffrage - the last word of the Marxists, as +well as the democratic school - is a lie behind which lies the despotism of a +ruling minority is concealed, a lie all the more dangerous in that it +represents itself as the expression of a sham popular will."_ [**Statism and +Anarchy**, p. 178] + +So where does Marx stand on this question. Clearly, the self-proclaimed +followers of Marx support the idea of "socialist" governments (indeed, many, +including Lenin and Trotsky, went so far as to argue that party dictatorship +was essential for the success of a revolution - see [next +section](secH1.html#sech12)). Marx, however, is less clear. He argued, in +reply to Bakunin's question if all Germans would be members of the government, +that _"[c]ertainly, because the thing starts with the self-government of the +township."_ However, he also commented that _"[c]an it really be that in a +trade union, for example, the entire union forms its executive committee,"_ +suggesting that there **will** be a division of labour between those who +govern and those who obey in the Marxist system of socialism. [**The Marx- +Engels Reader**, p. 545 and p. 544] Elsewhere he talks about _"a socialist +government"_ coming _"to the helm in a country"_. [**Collected Works**, vol. +46, p. 66] As we discuss in [section H.3.10](secH3.html#sech310), both Marx +and Engels saw universal suffrage in a republic as expressing the political +power of the working class. + +So Bakunin's critique holds, as Marx clearly saw the "dictatorship of the +proletariat" involving a socialist government having power. For Bakunin, like +all anarchists, if a political party is the government, then clearly its +leaders are in power, not the mass of working people they claim to represent. +Anarchists have, from the beginning, argued that Marx made a grave mistake +confusing working class power with the state. This is because the state is the +means by which the management of people's affairs is taken from them and +placed into the hands of a few. It signifies delegated **power.** As such, the +so-called "workers' state" or "dictatorship of the proletariat" is a +contradiction in terms. Instead of signifying the power of the working class +to manage society it, in fact, signifies the opposite, namely the handing over +of that power to a few party leaders at the top of a centralised structure. +This is because _"all State rule, all governments being by their very nature +placed outside the people, must necessarily seek to subject it to customs and +purposes entirely foreign to it. We therefore declare ourselves to be foes . . +. of all State organisations as such, and believe that the people can be happy +and free, when, organised from below upwards by means of its own autonomous +and completely free associations, without the supervision of any guardians, it +will create its own life."_ [Bakunin, **Marxism, Freedom and the State**, p. +63] Hence Bakunin's constant arguments for a decentralised, federal system of +workers councils organised from the bottom-up. Again, the transformation of +the Bolshevik government into a dictatorship **over** the proletariat during +the early stages of the Russian Revolution supports Bakunin's critique of +Marxism. + +Related to this issue is Bakunin's argument that Marxism created a privileged +position for socialist intellectuals in both the current social movement and +in the social revolution. This was because Marx stressed that his theory was a +"scientific socialism" and, Bakunin argued, that implied _"because thought, +theory and science, at least in our times, are in the possession of very few, +these few ought to be the leaders of social life"_ and they, not the masses, +should organise the revolution _"by the dictatorial powers of this learned +minority, which presumes to express the will of the people."_ This would be +_"nothing but a despotic control of the populace by a new and not at all +numerous aristocracy of real and pseudoscientists"_ and so there would _"be a +new [ruling] class, a new hierarchy of real and counterfeit scientists and +scholars, and the world will be divided into a minority ruling in the name of +knowledge, and an immense ignorant majority. And then, woe unto the mass of +ignorant ones!"_ Thus _"every state, even the pseudo-People's State concocted +by Mr. Marx, is in essence only a machine ruling the masses from above, +through a privileged minority of conceited intellectuals who imagine that they +know what the people need and want better than do the people themselves."_ The +Russian anarchist predicted that _"the organisation and the rule of the new +society by socialist savants"_ would be _"the worse of all despotic +governments!"_ [**Bakunin on Anarchism**, pp. 328-9, p. 331, p. 319, p. 338 +and p. 295] History proved Bakunin right, with the Bolshevik regime being +precisely that. As we discuss in [section H.5](secH5.html), Lenin's +vanguardism did produce such a result, with the argument that the party +leadership knew the objective needs of working class people better than they +themselves did being used to justify party dictatorship and the strict +centralisation of social life in the hands of its leadership. + +Which brings us to the last issue, namely whether the revolution will be +decentralised or centralised. For Marx, the issue is somewhat confused by his +support for the Paris Commune and its federalist programme (written, we must +note, by a follower of Proudhon). However, in 1850, Marx stood for extreme +centralisation of power, arguing that the workers _"must not only strive for a +single and indivisible German republic, but also within this republic for the +most determined centralisation of power in the hands of the state authority."_ +He argued that in a nation like Germany _"where there is so many relics of the +Middle Ages to be abolished"_ it _"must under no circumstances be permitted +that every village, every town and every province should put a new obstacle in +the path of revolutionary activity, which can proceed with full force from the +centre."_ He stressed that _"[a]s in France in 1793 so today in Germany it is +the task of the really revolutionary party to carry through the strictest +centralisation."_ [**The Marx-Engels Reader**, pp. 509-10] Lenin followed this +aspect of Marx's ideas, arguing that _"Marx was a centralist"_ and applying +this perspective both in the party and once in power [**The Essential Works of +Lenin**, p. 310] + +Obviously, this issue dove-tails into the question of whether the whole class +exercises power under the "dictatorship of the proletariat." In a centralised +system, obviously, power **has to be** exercised by a few (as Marx's argument +in 1850 showed). Centralism, by its very nature excludes the possibility of +extensive participation in the decision making process. Moreover, the +decisions reached by such a body could not reflect the real needs of society. +In the words of Bakunin: + +> _ "What man, what group of individuals, no matter how great their genius, +would dare to think themselves able to embrace and understand the plethora of +interests, attitudes and activities so various in every country, every +province, locality and profession."_ [**Michael Bakunin: Selected Writings**, +p. 240] + +He stressed that _"the revolution should be and should everywhere remain +independent of the central point, which must be its expression and product - +not its source, guide and cause . . . the awakening of all local passions and +the awakening of spontaneous life at all points, must be well developed in +order for the revolution to remain alive, real and powerful."_ Anarchists +reject centralisation because it destroys the mass participation a revolution +requires in order to succeed. Therefore we do _"not accept, even in the +process of revolutionary transition, either constituent assemblies, +provisional governments or so-called revolutionary dictatorships; because we +are convinced that revolution is only sincere, honest and real in the hands of +the masses, and that when it is concentrated in those of a few ruling +individuals it inevitably and immediately becomes reaction."_ Rather, the +revolution _"everywhere must be created by the people, and supreme control +must always belong to the people organised into a free federation of +agricultural and industrial associations . . . organised from the bottom +upwards by means of revolutionary delegation."_ [**Op. Cit.**, pp. 179-80, p. +237 and p. 172] + +This, we must stress, does not imply isolation. Bakunin always emphasised the +importance of federal organisation to co-ordinate struggle and defence of the +revolution. As he put it, all revolutionary communes would need to federate in +order _"to organise the necessary common services and arrangements for +production and exchange, to establish the charter of equality, the basis of +all liberty - a charter utterly negative in character, defining what has to be +abolished for ever rather than the positive forms of local life which can be +created only by the living practice of each locality - and to organise common +defence against the enemies of the Revolution."_ [**Op. Cit.**, p. 179] + +Ironically, it is a note by Engels to the 1885 edition of Marx's 1850 article +which shows the fallacy of the standard Marxist position on centralisation and +the validity of Bakunin's position. As Engels put it, _"this passage is based +on a misunderstanding"_ and it was now _"a well known fact that throughout the +whole [Great French] revolution . . . the whole administration of the +departments, arrondissements and communes consisted of authorities elected by +the respective constituents themselves, and that these authorities acted with +complete freedom within general state laws [and] that precisely this +provincial and local self-government . . . became the most powerful lever of +the revolution."_ [**The Marx-Engels Reader**, p. 510f] Marx's original +comments imply the imposition of freedom by the centre on a population not +desiring it (and how could the centre be representative of the majority in +such a case?). Moreover, how could a revolution be truly social if it was not +occurring in the grassroots across a country? Unsurprisingly, local autonomy +has played a key role in every real revolution. + +As such, Bakunin has been proved right. Centralism has always killed a +revolution and, as he always argued, real socialism can only be worked from +below, by the people of every village, town, and city. The problems facing the +world or a revolution cannot be solved by a few people at the top issuing +decrees. They can only be solved by the active participation of the mass of +working class people, the kind of participation centralism and government by +their nature exclude. + +Given Marx's support for the federal ideas of the Paris Commune, it can be +argued that Marxism is not committed to a policy of strict centralisation +(although Lenin, of course, argued that Marx **was** a firm supporter of +centralisation). What is true is, to quote Daniel Gurin, that Marx's comments +on the Commune differ _"noticeably from Marx's writings of before and after +1871"_ while Bakunin's were _"in fact quite consistent with the lines he +adopted in his earlier writings."_ [**No Gods, No Masters**, vol. 1, p. 167] +Indeed, as Bakunin himself noted, while the Marxists _"saw all their ideas +upset by the uprising"_ of the Commune, they _"found themselves compelled to +take their hats off to it. They went even further, and proclaimed that its +programme and purpose were their own, in face of the simplest logic and their +own true sentiments."_ This modification of ideas by Marx in the light of the +Commune was not limited just to federalism, he also praised its system of +mandating recallable delegates. This was a position which Bakunin had been +arguing for a number of years previously but which Marx had never advocated. +In 1868, for example, Bakunin was talking about a _"Revolutionary Communal +Council"_ composed of _"delegates . . . vested with plenary but accountable +and removable mandates."_ [**Michael Bakunin: Selected Writings**, p. 261 and +pp. 170-1] As such, the Paris Commune was a striking confirmation of Bakunin's +ideas on many levels, **not** Marx's (who adjusted his ideas to bring them in +line with Bakunin's!). + +Since Bakunin, anarchists have deepen this critique of Marxism and, with the +experience of both Social-Democracy and Bolshevism, argue that he predicted +key failures in Marx's ideas. Given that his followers, particularly Lenin and +Trotsky, have emphasised (although, in many ways, changed them) the +centralisation and "socialist government" aspects of Marx's thoughts, +anarchists argue that Bakunin's critique is as relevant as ever. Real +socialism can only come from below. + +For more on Bakunin's critique of Marxism, Mark Leier's excellent biography of +the Russian Anarchist (**Bakunin: The Creative Passion**) is worth consulting, +as is Brian Morris's **Bakunin: The Philosophy of Freedom**. John Clark has +two useful essays on this subject in his **The Anarchist Moment** while +Richard B. Saltman's **The Social and Political Thought of Michael Bakunin** +contains an excellent chapter on Bakunin and Marx. A good academic account can +be found in Alvin W. Gouldner's _"Marx's Last Battle: Bakunin and the First +International"_ (**Theory and Society**, Vol. 11, No. 6) which is a revised +and shortened version of a chapter of his **Against Fragmentation: the Origins +of Marxism and the Sociology of Intellectuals**. Obviously, though, Bakunin's +original writings should be the first starting point. + +## H.1.2 What are the key differences between Anarchists and Marxists? + +There are, of course, important similarities between anarchism and Marxism. +Both are socialist, oppose capitalism and the current state, support and +encourage working class organisation and action and see class struggle as the +means of creating a social revolution which will transform society into a new +one. However, the differences between these socialist theories are equally +important. In the words of Errico Malatesta: + +> _ "The important, fundamental dissension [between anarchists and Marxists] +is [that] . . . [Marxist] socialists are authoritarians, anarchists are +libertarians. + +> + +> "Socialists want power . . . and once in power wish to impose their +programme on the people. . . Anarchists instead maintain, that government +cannot be other than harmful, and by its very nature it defends either an +existing privileged class or creates a new one; and instead of inspiring to +take the place of the existing government anarchists seek to destroy every +organism which empowers some to impose their own ideas and interests on +others, for they want to free the way for development towards better forms of +human fellowship which will emerge from experience, by everyone being free +and, having, of course, the economic means to make freedom possible as well as +a reality."_ [**Errico Malatesta: His Life and Ideas**, p. 142] + +The other differences derive from this fundamental one. So while there are +numerous ways in which anarchists and Marxists differ, their root lies in the +question of power. Socialists seek power (in the name of the working class and +usually hidden under rhetoric arguing that party and class power are the +same). Anarchists seek to destroy hierarchical power in all its forms and +ensure that everyone is free to manage their own affairs (both individually +and collectively). From this comes the differences on the nature of a +revolution, the way the working class movement should organise and the tactics +it should apply and so on. A short list of these differences would include the +question of the "dictatorship of the proletariat", the standing of +revolutionaries in elections, centralisation versus federalism, the role and +organisation of revolutionaries, whether socialism can only come _"from +below"_ or whether it is possible for it come _"from below"_ and _"from +above"_ and a host of others (i.e. some of the differences we indicated in the +[last section](secH1.html#sech11) during our discussion of Bakunin's critique +of Marxism). Indeed, there are so many it is difficult to address them all +here. As such, we can only concentrate on a few in this and the following +sections. + +One of the key issues is on the issue of confusing party power with popular +power. The logic of the anarchist case is simple. In any system of +hierarchical and centralised power (for example, in a state or governmental +structure) then those at the top are in charge (i.e. are in positions of +power). It is **not** "the people," nor "the proletariat," nor "the masses," +it is those who make up the government who have and exercise real power. As +Malatesta argued, government means _"the delegation of power, that is the +abdication of initiative and sovereignty of all into the hands of a few"_ and +_"if . . . , as do the authoritarians, one means government action when one +talks of social action, then this is still the resultant of individual forces, +but only of those individuals who form the government."_ [**Anarchy**, p. 40 +and p. 36] Therefore, anarchists argue, the replacement of party power for +working class power is inevitable because of the nature of the state. In the +words of Murray Bookchin: + +> _ "Anarchist critics of Marx pointed out with considerable effect that any +system of representation would become a statist interest in its own right, one +that at best would work against the interests of the working classes +(including the peasantry), and that at worst would be a dictatorial power as +vicious as the worst bourgeois state machines. Indeed, with political power +reinforced by economic power in the form of a nationalised economy, a +'workers' republic' might well prove to be a despotism (to use one of +Bakunin's more favourite terms) of unparalleled oppression . . . + +> + +> "Republican institutions, however much they are intended to express the +interests of the workers, necessarily place policy-making in the hands of +deputies and categorically do not constitute a 'proletariat organised as a +ruling class.' If public policy, as distinguished from administrative +activities, is not made by the people mobilised into assemblies and +confederally co-ordinated by agents on a local, regional, and national basis, +then a democracy in the precise sense of the term does not exist. The powers +that people enjoy under such circumstances can be usurped without difficulty . +. . [I]f the people are to acquire real power over their lives and society, +they must establish - and in the past they have, for brief periods of time +established - well-ordered institutions in which they themselves directly +formulate the policies of their communities and, in the case of their regions, +elect confederal functionaries, revocable and strictly controllable, who will +execute them. Only in this sense can a class, especially one committed to the +abolition of classes, be mobilised as a class to manage society."_ [_"The +Communist Manifesto: Insights and Problems"_, pp. 14-17, **Black Flag**, no. +226, pp. 16-7] + +This is why anarchists stress direct democracy (self-management) in free +federations of free associations. It is the only way to ensure that power +remains in the hands of the people and is not turned into an alien power above +them. Thus Marxist support for statist forms of organisation will inevitably +undermine the liberatory nature of the revolution. + +Thus the **real** meaning of a workers state is simply that the **party** has +the real power, not the workers. That is nature of a state. Marxist rhetoric +tends to hide this reality. As an example, we can point to Lenin's comments in +October, 1921. In an essay marking the fourth anniversary of the Bolshevik +Revolution, Lenin stated that the Soviet system _"provides the maximum of +democracy for the workers and peasants; at the same time, it marks a break +with **bourgeois** democracy and the rise of a new, epoch-making type of +democracy, namely, proletarian democracy, or the dictatorship of the +proletariat."_ [**Collected Works**, vol. 33, p. 55] Yet Lenin's comments came +just a few months after factions within the Communist Party had been banned +and after the Kronstadt rebellion and a wave of strikes calling for free +soviet elections had been repressed. It was written years after Lenin had +asserted that _"[w]hen we are reproached with having established a +dictatorship of one party . . . we say, 'Yes, it is a dictatorship of one +party! This is what we stand for and we shall not shift from that position . . +.'"_ [**Op. Cit.**, vol. 29, p. 535] And, of course, they had not shifted from +that position! Clearly, the term _"proletarian democracy"_ had a drastically +different meaning to Lenin than to most people! + +The identification of party power and working class power reaches its height +(or, more correctly, depth) in the works of Lenin and Trotsky. Lenin, for +example, argued that _"the Communists' correct understanding of his tasks"_ +lies in _"correctly gauging the conditions and the moment when the vanguard of +the proletariat can successfully assume power, when it will be able \- during +and after the seizure of power - to win adequate support from sufficiently +broad strata of the working class and of the non-proletarian working masses, +and when it is able thereafter to maintain, consolidate, and extend its rule +by educating, training and attracting ever broader masses of the working +people."_ Note, the vanguard (the party) seizes power, **not** the masses. +Indeed, he stressed that the _"mere presentation of the question - +'dictatorship of the party **or** dictatorship of the class: dictatorship +(party) of the leaders **or** dictatorship (party) of the masses?' - testifies +to most incredible and hopelessly muddled thinking"_ and _"[t]o go so far . . +. as to contrast, **in general**, the dictatorship of the masses with a +dictatorship of the leaders is ridiculously absurd, and stupid."_ [**The Lenin +Anthology**, p. 575, p. 567 and p. 568] + +Lenin stressed this idea numerous times. For example, he argued that _"the +dictatorship of the proletariat cannot be exercised through an organisation +embracing the whole of the class, because in all capitalist countries (and not +only over here, in one of the most backward) the proletariat is still so +divided, so degraded, and so corrupted in parts . . . that an organisation +taking in the whole proletariat cannot directly exercise proletarian +dictatorship. It can be exercised only by a vanguard . . . Such is the basic +mechanism of the dictatorship of the proletariat, and the essentials of +transition from capitalism to communism . . . for the dictatorship of the +proletariat cannot be exercised by a mass proletarian organisation."_ +[**Collected Works**, vol. 32, p. 21] This position had became Communist +orthodoxy both in Russia and internationally since early 1919. The American +socialist John Reed, author of **Ten Days that Shook the World**, was a +defender of _"the value of centralisation"_ and _"the dictatorship of a +revolutionary minority"_ (noting that _"the Communist Party is supreme in +Russia"_). [**Shaking the World**, p. 238] Similarly with the likes of Amedeo +Bordiga, the first leader of the Communist Party in Italy. + +Victor Serge, the ex-anarchist and enthusiastic convert to Bolshevism, argued +this mainstream Bolshevik position until the mid-1930s. In 1919, it was a case +that _"dictatorship"_ was not some kind of "proletarian" dictatorship by the +masses. He, like the leading Bolsheviks, explicitly argued against this. Yes, +he wrote, _"if we are looking at what should, that is at what **ought to**, be +the case"_ but this _"seems doubtful"_ in reality. _"For it appears that by +force of circumstances one group is obliged to impose itself on the others and +to go ahead of them, breaking them if necessary, in order then to exercise +exclusive dictatorship."_ The militants _"leading the masses . . . cannot rely +on the consciousness, the goodwill or the determination of those they have to +deal with; for the masses who will follow them or surround them will be warped +by the old regime, relatively uncultivated, often unaware, torn by feelings +and instincts inherited from the past."_ So _"revolutionaries will have to +take on the dictatorship without delay."_ The experience of Russia _"reveals +an energetic and innovative minority which is compelled to make up for the +deficiencies in the education of the backward masses by the use of +compulsion."_ And so the party _"is in a sense the nervous system of the +class. Simultaneously the consciousness and the active, physical organisation +of the dispersed forces of the proletariat, which are often ignorant of +themselves and often remain latent or express themselves contradictorily."_ +And what of the masses? What was their role? Serge was equally blunt. While +the party is _"supported by the entire working population,"_ strangely enough, +_"it maintains its unique situation in dictatorial fashion"_ while the workers +are _"[b]ehind"_ the communists, _"sympathising instinctively with the party +and carrying out the menial tasks required by the revolution."_ [**Revolution +in Danger**, p. 106, p. 92, p. 115, p. 67, p. 66 and p. 6] + +Such are the joys of socialist liberation. The party thinks for the worker +while they carry out the _"menial tasks"_ of the revolution. Like doing the +work and following the orders - as in any class system. + +Trotsky agreed with this lesson and in 1926 opined that the _"dictatorship of +the party does not contradict the dictatorship of the class either +theoretically or practically; but is the expression of it, if the regime of +workers' democracy is constantly developed more and more."_ [**The Challenge +of the Left Opposition (1926-27)**, p. 76] The obvious contradictions and +absurdities of this assertion are all too plain. Needless to say, when +defending the concept of _"the dictatorship of the party"_ he linked it to +Lenin (and so to Leninist orthodoxy): + +> _ "Of course, the foundation of our regime is the dictatorship of a class. +But this in turn assumes . . . it is class that has come to self-consciousness +through its vanguard, which is to say, through the party. Without this, the +dictatorship could not exist . . . Dictatorship is the most highly +concentrated function of function of a class, and therefore the basic +instrument of a dictatorship is a party. In the most fundamental aspects a +class realises its dictatorship through a party. That is why Lenin spoke not +only of the dictatorship of the class but also the dictatorship of the party +and, **in a certain sense**, made them identical."_ [**Op. Cit.**, pp. 75-6] + +He repeated this position on party dictatorship into the late 1930s, long +after it had resulted in the horrors of Stalinism: + +> _ "The revolutionary dictatorship of a proletarian party is for me not a +thing that one can freely accept or reject: It is an objective necessity +imposed upon us by the social realities - the class struggle, the +heterogeneity of the revolutionary class, the necessity for a selected +vanguard in order to assure the victory. The dictatorship of a party belongs +to the barbarian prehistory as does the state itself, but we can not jump over +this chapter, which can open (not at one stroke) genuine human history. . . +The revolutionary party (vanguard) which renounces its own dictatorship +surrenders the masses to the counter-revolution . . . Abstractly speaking, it +would be very well if the party dictatorship could be replaced by the +'dictatorship' of the whole toiling people without any party, but this +presupposes such a high level of political development among the masses that +it can never be achieved under capitalist conditions. The reason for the +revolution comes from the circumstance that capitalism does not permit the +material and the moral development of the masses."_ [**Writings of Leon +Trotsky 1936-37**, pp. 513-4] + +Significantly, this was the year after his apparent (and much belated) embrace +of soviet democracy in **The Revolution Betrayed**. Moreover, as we discuss in +[section H.3.8](secH3.html#sech38), he was just repeating the same arguments +he had made while in power during the Russian Revolution. Nor was he the only +one. Zinoviev, another leading Bolshevik, argued in 1920 along the same lines: + +> _ "soviet rule in Russia could not have been maintained for three years - +not even three weeks - without the iron dictatorship of the Communist Party. +Any class conscious worker must understand that the dictatorship of the +working class can be achieved only by the dictatorship of its vanguard, i.e., +by the Communist Party . . . All questions of economic reconstruction, +military organisation, education, food supply - all these questions, on which +the fate of the proletarian revolution depends absolutely, are decided in +Russia before all other matters and mostly in the framework of the party +organisations . . . Control by the party over soviet organs, over the trade +unions, is the single durable guarantee that any measures taken will serve not +special interests, but the interests of the entire proletariat."_ [quoted by +Oskar Anweiler, **The Soviets**, pp. 239-40] + +Three years later, at the Communist Party's congress, he made light of +_"comrades who think that the dictatorship of the party is a thing to be +realised in practice but not spoken about."_ He went on to argue that what was +needed was _"a **single** powerful central committee which is leader of +everything . . . in this is expressed the dictatorship of the party."_ The +Congress itself resolved that _"the dictatorship of the working class cannot +be assured otherwise than in the form of a dictatorship of its leading +vanguard, i.e., the Communist Party."_ [quoted by E.H. Carr, **The Bolshevik +Revolution 1917-1923**, vol. 1, p. 236, pp. 236-7 and p. 237] + +How these positions can be reconciled with workers' democracy, power or +freedom is not explained. As such, the idea that Leninism (usually considered +as mainstream Marxism) is inherently democratic or a supporter of power to the +people is clearly flawed. Equally flawed are the attempts by Leninists to +distance themselves from, and rationalise, these positions in terms of the +"objective circumstances" (such as civil war) facing the Russian Revolution. +As we discuss in [section H.6](secH6.html), Bolshevik authoritarianism started +**before** these problems began and continued long after they ended (in part +because the policies pursued by the Bolshevik leadership had roots in their +ideology and, as a result, that ideology itself played a key role in the +failure of the revolution). + +Ultimately, though, the leading lights of Bolshevism concluded from their +experiences that the dictatorship of the proletariat could only be achieved by +the dictatorship of the party and they generalised this position for **all** +revolutions. Even in the prison camps in the late 1920s and early 1930s, +_"almost all the Trotskyists continued to consider that 'freedom of party' +would be 'the end of the revolution.' 'Freedom to choose one's party - that is +Menshevism,' was the Trotskyists' final verdict."_ [Ante Ciliga, **The Russian +Enigma**, p. 280] While few Leninists today would subscribe to this position, +the fact is when faced with the test of revolution the founders of their +ideology not only practised the dictatorship of the party, they raised it to +an ideological truism. Sadly, most modern day Trotskyists ignore this awkward +fact in favour of inaccurate claims that Trotsky's **Left Opposition** +_"framed a policy along [the] lines"_ of _"returning to genuine workers' +democracy"_. [Chris Harman, **Bureaucracy and Revolution in Eastern Europe**, +p. 19] In reality, as "Left Oppositionist" Victor Serge pointed out, _"the +greatest reach of boldness of the Left Opposition in the Bolshevik Party was +to demand the restoration of inner-Party democracy, and it never dared dispute +the theory of single-party government - by this time, it was too late."_ +[**The Serge-Trotsky Papers**, p. 181] + +Significantly, this position on party rule has its roots in the uneven +political development within the working class (i.e. that the working class +contains numerous political perspectives within it). As the party (according +to Leninist theory) contains the most advanced ideas (and, again according to +Leninist theory, the working class cannot reach beyond a trade union +consciousness by its own efforts), the party must take power to ensure that +the masses do not make "mistakes" or "waver" (show "vacillation") during a +revolution. From such a perspective to the position of party dictatorship is +not far (and a journey that all the leading Bolsheviks, including Lenin and +Trotsky did in fact take). + +These arguments by leading Bolsheviks confirm Bakunin's fear that the Marxists +aimed for _"a tyranny of the minority over a majority in the name of the +people - in the name of the stupidity of the many and the superior wisdom of +the few."_ [**Marxism, Freedom and the State**, p. 63] + +In contrast, anarchists argue that precisely because of political differences +we need the fullest possible democracy and freedom to discuss issues and reach +agreements. Only by discussion and self-activity can the political +perspectives of those in struggle develop and change. In other words, the fact +Bolshevism uses to justify its support for party power is the strongest +argument against it. For anarchists, the idea of a revolutionary government is +a contradiction. As Malatesta put it, _"if you consider these worthy electors +as unable to look after their own interests themselves, how is it that they +will know how to choose for themselves the shepherds who must guide them? And +how will they be able to solve this problem of social alchemy, of producing a +genius from the votes of a mass of fools?"_ [**Anarchy**, pp. 53-4] As such, +anarchists think that power should be in the hands of the masses themselves. +Only freedom or the struggle for freedom can be the school of freedom. That +means that, to quote Bakunin, _"since it is the people which must make the +revolution everywhere . . . the ultimate direction of it must at all times be +vested in the people organised into a free federation of agricultural and +industrial organisations . . . organised from the bottom up through +revolutionary delegation."_ [**No God, No Masters**, vol. 1, pp. 155-6] + +Clearly, then, the question of state/party power is one dividing anarchists +and most Marxists. Again, though, we must stress that libertarian Marxists +agree with anarchists on this subject and reject the whole idea that +rule/dictatorship of a party equals the dictatorship of the working class. As +such, the Marxist tradition as a whole does not confuse this issue, although +the majority of it does. So not all Marxists are Leninists. A few (council +communists, Situationists, and so on) are far closer to anarchism. They also +reject the idea of party power/dictatorship, the use of elections, for direct +action, argue for the abolition of wage slavery by workers' self-management of +production and so on. They represent the best in Marx's work and should not be +lumped with the followers of Bolshevism. Sadly, they are in the minority. + +Finally, we should indicate other important areas of difference as summarised +by Lenin in his work **The State and Revolution**: + +> _ "The difference between the Marxists and the anarchists is this: 1) the +former, while aiming at the complete abolition of the state, recognise that +this aim can only be achieved after classes have been abolished by the +socialist revolution, as the result of the establishment of socialism which +leads to the withering away of the state. The latter want to abolish the state +completely overnight, failing to understand the conditions under which the +state can be abolished 2) the former recognise that after the proletariat has +conquered political power it must utterly destroy the old state machine and +substitute for it a new one consisting of the organisation of armed workers, +after the type of the Commune. The latter, while advocating the destruction of +the state machine, have absolutely no idea of **what** the proletariat will +put in its place and **how** it will use its revolutionary power; the +anarchists even deny that the revolutionary proletariat should utilise its +state power, its revolutionary dictatorship; 3) the former demand that the +proletariat be prepared for revolution by utilising the present state; the +latter reject this."_ [**Essential Works of Lenin**, p. 358] + +We will discuss each of these points in the next three sections. Point one +will be discussed in [section H.1.3](secH1.html#sech13), the second in +[section H.1.4](secH1.html#sech14) and the third and final one in [section +H.1.5](secH1.html#sech15). + +## H.1.3 Why do anarchists wish to abolish the state _"overnight"_? + +As indicated at the end of the [last section](secH1.html#sech12), Lenin argued +that while Marxists aimed _"at the complete abolition of the state"_ they +_"recognise that this aim can only be achieved after classes have been +abolished by the socialist revolution"_ while anarchists _"want to abolish the +state completely overnight."_ This issue is usually summarised by Marxists +arguing that a new state is required to replace the destroyed bourgeois one. +This new state is called by Marxists _**"the dictatorship of the +proletariat"**_ or a workers' state. Anarchists reject this transitional state +while Marxists embrace it. Indeed, according to Lenin _"a Marxist is one who +**extends** the acceptance of the class struggle to the acceptance of the +**dictatorship of the proletariat**."_ [**Essential Works of Lenin**, p. 358 +and p. 294] + +So what does the "dictatorship of the proletariat" actually mean? Generally, +Marxists seem to imply that this term simply means the defence of the +revolution and so the anarchist rejection of the dictatorship of the +proletariat means, for Marxists, the denial the need to defend a revolution. +This particular straw man was used by Lenin in **The State and Revolution** +when he quoted Marx's article _"Indifference to Politics"_ to suggest that +anarchists advocated workers _"laying down their arms"_ after a successful +revolution. Such a _"laying down [of] their arms"_ would mean _"abolishing the +state"_ while keeping their arms _"in order to crush the resistance of the +bourgeoisie"_ would mean _"giv[ing] the state a revolutionary and transitory +form,"_ so setting up _"their revolutionary dictatorship in place of the +dictatorship of the bourgeoisie."_ [Marx, quoted by Lenin, **Op. Cit.**, p. +315] + +That such an argument can be made, never mind repeated, suggests a lack of +honesty. It assumes that the Marxist and Anarchist definitions of "the state" +are identical. They are not. For anarchists the state, government, means _"the +delegation of power, that is the abdication of initiative and sovereignty of +all into the hands of a few."_ [Malatesta, **Anarchy**, p. 41] For Marxists, +the state is _"an organ of class **rule**, an organ for the **oppression** of +one class by another."_ [Lenin, **Op. Cit.**, p. 274] That these definitions +are in conflict is clear and unless this difference is made explicit, +anarchist opposition to the "dictatorship of the proletariat" cannot be +clearly understood. + +Anarchists, of course, agree that the current state is the means by which the +bourgeois class enforces its rule over society. In Bakunin's words, _"the +political state has no other mission but to protect the exploitation of the +people by the economically privileged classes."_ [**The Political Philosophy +of Bakunin**, p. 221] _"Throughout history, just as in our time, government is +either the brutal, violent, arbitrary rule of the few over the many or it is +an organised instrument to ensure that domination and privilege will be in the +hands of those who . . . have cornered all the means of life."_ Under +capitalism, as Malatesta succulently put, the state is _"the bourgeoisie's +servant and **gendarme**."_ [**Op. Cit.**, p. 21 and p. 23] The reason why the +state is marked by centralised power is due to its role as the protector of +(minority) class rule. As such, a state cannot be anything but a defender of +minority power as its centralised and hierarchical structure is designed for +that purpose. If the working class really were running society, as Marxists +claim they would be in the "dictatorship of the proletariat," then it would +not be a state. As Bakunin put it: _"Where all rule, there are no more ruled, +and there is no State."_ [**Op. Cit.**, p. 223] + +The idea that anarchists, by rejecting the "dictatorship of the proletariat," +also reject defending a revolution is false. We do not equate the +"dictatorship of the proletariat" with the need to defend a revolution or +expropriating the capitalist class, ending capitalism and building socialism. +Anarchists from Bakunin onwards have taken both of these necessities for +granted. As we discuss this particular Marxist straw man in [section +H.2.1](secH2.html#sech21), we will leave our comments on anarchist awareness +of the need to defend a revolution at this. + +Anarchists, then, do not reject defending a revolution and our opposition to +the so-called "revolutionary" or "socialist" state is not based on this, +regardless of what Marx and Lenin asserted. Rather, we argue that the state +can and must be abolished "overnight" during a social revolution because any +state, including the so-called "dictatorship of the proletariat", is marked by +hierarchical power and can only empower the few at the expense of the many. +The state will not "wither away" as Marxists claim simply because it excludes, +by its very nature, the active participation of the bulk of the population and +ensures a new class division in society: those in power (the party) and those +subject to it (the working class). Georges Fontenis sums up anarchist concerns +on this issue: + +> _ "The formula 'dictatorship of the proletariat' has been used to mean many +different things. If for no other reason it should be condemned as a cause of +confusion. With Marx it can just as easily mean the centralised dictatorship +of the party which claims to represent the proletariat as it can the +federalist conception of the Commune. + +> + +> "Can it mean the exercise of political power by the victorious working +class? No, because the exercise of political power in the recognised sense of +the term can only take place through the agency of an exclusive group +practising a monopoly of power, separating itself from the class and +oppressing it. And this is how the attempt to use a State apparatus can reduce +the dictatorship of the proletariat to the dictatorship of the party over the +masses. + +> + +> "But if by dictatorship of the proletariat is understood collective and +direct exercise of 'political power', this would mean the disappearance of +'political power' since its distinctive characteristics are supremacy, +exclusivity and monopoly. It is no longer a question of exercising or seizing +political power, it is about doing away with it all together! + +> + +> "If by dictatorship is meant the domination of the majority by a minority, +then it is not a question of giving power to the proletariat but to a party, a +distinct political group. If by dictatorship is meant the domination of a +minority by the majority (domination by the victorious proletariat of the +remnants of a bourgeoisie that has been defeated as a class) then the setting +up of dictatorship means nothing but the need for the majority to efficiently +arrange for its defence its own social Organisation. + +> + +> [...] + +> + +> "The terms 'domination', 'dictatorship' and 'state' are as little +appropriate as the expression 'taking power' for the revolutionary act of the +seizure of the factories by the workers. + +> + +> We reject then as inaccurate and causes of confusion the expressions +'dictatorship of the proletariat', 'taking political power', 'workers state', +'socialist state' and 'proletarian state'."_ [**Manifesto of Libertarian +Communism**, pp. 22-3] + +So anarchists argue that the state has to be abolished "overnight" simply +because a state is marked by hierarchical power and the exclusion of the bulk +of the population from the decision making process. It cannot be used to +implement socialism simply because it is not designed that way. To extend and +defend a revolution a state is not required. Indeed, it is a hindrance: + +> _ "The mistake of authoritarian communists in this connection is the belief +that fighting and organising are impossible without submission to a +government; and thus they regard anarchists . . . as the foes of all +organisation and all co-ordinated struggle. We, on the other hand, maintain +that not only are revolutionary struggle and revolutionary organisation +possible outside and in spite of government interference but that, indeed, +that is the only effective way to struggle and organise, for it has the active +participation of all members of the collective unit, instead of their +passively entrusting themselves to the authority of the supreme leaders. + +> + +> "Any governing body is an impediment to the real organisation of the broad +masses, the majority. Where a government exists, then the only really +organised people are the minority who make up the government; and . . . if the +masses do organise, they do so against it, outside it, or at the very least, +independently of it. In ossifying into a government, the revolution as such +would fall apart, on account of its awarding that government the monopoly of +organisation and of the means of struggle."_ [Luigi Fabbri, _"Anarchy and +'Scientific' Communism"_, pp. 13-49, **The Poverty of Statism**, Albert +Meltzer (ed.), p. 27] + +This is because of the hierarchical nature of the state, its delegation of +power into the hands of the few and so a so-called "revolutionary" government +can have no other result than a substitution of the few (the government) for +the many (the masses). This, in turn, undermines the mass participation and +action from below that a revolution needs to succeed and flourish. _"Instead +of acting for themselves,"_ Kropotkin argued, _"instead of marching forward, +instead of advancing in the direction of the new order of things, the people, +confiding in their governors, entrusted to them the charge of taking the +initiative."_ However, social change is the product of _"the people in +action"_ and _"the brain of a few individuals [are] absolutely incapable of +finding solutions"_ to the problems it will face _"which can only spring from +the life of the people."_ For anarchists, a revolution _"is not a simple +change of governors. It is the taking possession by the people of all social +wealth"_ and this cannot be achieved _"be decrees emanating from a +government."_ This _"economic change"_ will be _"so immense and so profound"_ +that it is _"impossible for one or any individual to elaborate the different +social forms which must spring up in the society of the future. This +elaboration of new social forms can only be made by the collective work of the +masses"_ and _"[a]ny authority external to it will only be an obstacle_, a +_"drag on the action of the people."_ A revolutionary state, therefore, +_"becomes the greatest obstacle to the revolution"_ and to _"dislodge it"_ +requires the people _"to take up arms, to make another revolution."_ +[**Anarchism**, p. 240, p. 241, pp. 247-8, p. 248, p. 249, p. 241 and p. 242] +Which, we should stress, was exactly what happened in Russia, where anarchists +and others (such as the Kronstadt rebels) called for a _"Third Revolution"_ +against the Bolshevik state and the party dictatorship and state capitalism it +had created. + +For anarchists, the abolition of the state does not mean rejecting the need to +extend or defend a revolution (quite the reverse!). It means rejecting a +system of organisation designed by and for minorities to ensure their rule. To +create a state (even a "workers' state") means to delegate power away from the +working class and eliminate their power in favour of party power (_"the +principle error of the [Paris] Commune, an unavoidable error, since it derived +from the very principle on which power was constituted, was precisely that of +being a government, and of substituting itself for the people by force of +circumstances."_ [Elise Reclus, quoted John P. Clark and Camille Martin, +**Anarchy, Geography, Modernity**, p. 72]). + +In place of a state anarchists' argue for a free federation of workers' +organisations as the means of conducting a revolution (and the framework for +its defence). Most Marxists seem to confuse centralism and federalism, with +Lenin stating that _"if the proletariat and the poor peasants take state power +into their own hands, organise themselves quite freely in communes, and unite +the action of all the communes in striking at capital . . . won't that be +centralism? Won't that be the most consistent democratic centralism and, +moreover, proletarian centralism?"_ No, it would be federalism, the most +consistent federalism as advocated by Proudhon and Bakunin and, under the +influence of the former, suggested by the Paris Commune. Lenin argued that +some _"simply cannot conceive of the possibility of voluntary centralism, of +the voluntary fusion of the proletarian communes, for the sole purpose of +destroying bourgeois rule and the bourgeois state machine."_ [**The Lenin +Anthology**, p. 348] Yet _"voluntary centralism"_ is, at best, just another +why of describing federalism - assuming that "voluntary" really means that, of +course. At worse, and in practice, such centralism simply places all the +decision making at the centre, at the top, and all that is left is for the +communes to obey the decisions of a few party leaders. + +As we discuss in the [next section](secH1.html#sech14), anarchists see this +federation of workers' associations and communes (the framework of a free +society) as being based on the organisations working class people create in +their struggle against capitalism. These self-managed organisations, by +refusing to become part of a centralised state, will ensure the success of a +revolution. + +## H.1.4 Do anarchists have _"absolutely no idea"_ of what to put in place of +the state? + +Lenin's second claim was that anarchists, _"while advocating the destruction +of the state machine, have absolutely no idea of **what** the proletariat will +put in its place"_ and compared this to the Marxists who argued for a new +state machine _"consisting of armed workers, after the type of the [Paris] +Commune."_ [**Essential Works of Lenin**, p. 358] + +For anarchists, Lenin's assertion simply shows his unfamiliarity with +anarchist literature and need not be taken seriously - anyone familiar with +anarchist theory would simply laugh at such comments. Sadly, most Marxists are +**not** familiar with that theory, so we need to explain two things. Firstly, +anarchists have very clear ideas on what to "replace" the state with (namely a +federation of communes based on working class associations). Secondly, that +this idea is based on the idea of armed workers, inspired by the Paris Commune +(although predicted by Bakunin). + +Moreover, for anarchists Lenin's comment seems somewhat incredulous. As George +Barrett put it, in reply to the question _"if you abolish government, what +will you put it its place,"_ this _"seems to an Anarchist very much as if a +patient asked the doctor, 'If you take away my illness, what will you give me +in its place?' The Anarchist's argument is that government fulfils no useful +purpose . . . It is the headquarters of the profit-makers, the rent-takers, +and of all those who take from but who do not give to society. When this class +is abolished by the people so organising themselves to run the factories and +use the land for the benefit of their free communities, i.e. for their own +benefit, then the Government must also be swept away, since its purpose will +be gone. The only thing then that will be put in the place of government will +be the free organisation of the workers. When Tyranny is abolished, Liberty +remains, just as when disease is eradicated health remains."_ [**Objections to +Anarchism**, p. 356] + +Barrett's answer contains the standard anarchist position on what will be the +organisational basis of a revolutionary society, namely that the _"only thing +then that will be put in the place of government will be the free organisation +of the workers."_ This is a concise summary of anarchist theory and cannot be +bettered. This vision, as we discuss in [section I.2.3](secI2.html#seci23) in +some detail, can be found in the work of Bakunin, Kropotkin, Malatesta and a +host of other anarchist thinkers. Since anarchists from Bakunin onwards have +stressed that a federation of workers' associations would constitute the +framework of a free society, to assert otherwise (as Lenin did) is little more +than a joke or a slander. To quote Bakunin: + +> _ "The future social organisation must be made solely from the bottom up, by +the free association or federation of workers, firstly in their unions, then +in the communes, regions, nations and finally in a great federation, +international and universal."_ [**Michael Bakunin: Selected Writings**, p. +206] + +Similar ideas can easily be found in the works of other anarchists. While the +actual names and specific details of these federations of workers' +associations may change (for example, the factory committees and soviets in +the Russian Revolution, the collectives in Spain, the section assemblies in +the French Revolution are a few of them) the basic ideas are the same. Bakunin +also pointed to the means of defence, a workers' militia (the people armed, as +per the Paris Commune - [section H.2.1](secH2.html#sech21)). + +A major difference between anarchism and Marxism which Lenin points to is, +clearly, false. Anarchists are well aware of what should _"replace"_ the +bourgeois state and have always been so. The **real** difference is simply +that anarchists say what they mean while Lenin's "new" state did not, in fact, +mean working class power but rather party power. + +As for Lenin's comment that we have _"absolutely no ideas"_ of how the working +class _"will use its revolutionary power"_ suggests more ignorance, as we have +urged working people to expropriate the expropriators, reorganise production +under workers' self-management and start to construct society from the bottom +upwards (a quick glance at Kropotkin's **Conquest of Bread**, for example, +would soon convince any reader of the inaccuracy of Lenin's comment). This +summary by the anarchist Jura Federation (written in 1880) gives a flavour of +anarchist ideas on this subject: + +> _ "The bourgeoisie's power over the popular masses springs from economic +privileges, political domination and the enshrining of such privileges in the +laws. So we must strike at the wellsprings of bourgeois power, as well as its +various manifestations. + +> + +> "The following measures strike us as essential to the welfare of the +revolution, every bit as much as armed struggle against its enemies: + +> + +> "The insurgents must confiscate social capital, landed estates, mines, +housing, religious and public buildings, instruments of labour, raw materials, +gems and precious stones and manufactured products: + +> + +> "All political, administrative and judicial authorities are to be deposed . +. . What should the organisational measures of the revolution be? + +> + +> "Immediate and spontaneous establishment of trade bodies: provisional +assumption by those of . . . social capital . . .: local federation of a +trades bodies and labour organisation: + +> + +> "Establishment of neighbourhood groups and federations of same . . . + +> + +> "Organisation of the insurgent forces . . . the federation of all the +revolutionary forces of the insurgent Communes . . . Federation of Communes +and organisation of the masses, with an eye to the revolution's enduring until +such time as all reactionary activity has been completely eradicated . . . +Once trade bodies have been have been established, the next step is to +organise local life. The organ of this life is to be the federation of trades +bodies and it is this local federation which is to constitute the future +Commune."_ [**No Gods, No Masters**, vol. 1, pp. 246-7] + +Clearly, anarchists do have some ideas on what the working class will +_"replace"_ the state with and how it will use its _"revolutionary power"_! + +Similarly, Lenin's statement that _"the anarchists even deny that the +revolutionary proletariat should utilise its state power, its revolutionary +dictatorship"_ again distorts the anarchist position. As we argued in [the +last section](secH1.html#sech13), our objection to the "state power" of the +proletariat is precisely **because** it cannot, by its very nature as a state, +actually allow the working class to manage society directly (and, of course, +it automatically excludes other sections of the working masses, such as the +peasantry and artisans). We argued that, in practice, it would simply mean the +dictatorship of a few party leaders. This position, we must stress, was one +Lenin himself was arguing in the year after completing **State and +Revolution** and so the leading Bolsheviks confirmed the anarchist argument +that the "dictatorship of the proletariat" would, in fact, become a +dictatorship **over** the proletariat by the party. + +Italian anarchist Camillo Berneri summed up the differences well: + +> _ "The Marxists . . . foresee the natural disappearance of the State as a +consequence of the destruction of classes by the means of 'the dictatorship of +the proletariat,' that is to say State Socialism, whereas the Anarchists +desire the destruction of the classes by means of a social revolution which +eliminates, with the classes, the State. The Marxists, moreover, do not +propose the armed conquest of the Commune by the whole proletariat, but the +propose the conquest of the State by the party which imagines that it +represents the proletariat. The Anarchists allow the use of direct power by +the proletariat, but they understand by the organ of this power to be formed +by the entire corpus of systems of communist administration-corporate +organisations [i.e. industrial unions], communal institutions, both regional +and national-freely constituted outside and in opposition to all political +monopoly by parties and endeavouring to a minimum administrational +centralisation."_ [_"Dictatorship of the Proletariat and State Socialism"_, +pp. 51-2, **Cienfuegos Press Anarchist Review**, no. 4, p. 52] + +Clearly, Lenin's assertions are little more than straw men. Anarchists are not +only well aware of the need for a federation of working class associations +(workers' councils or soviets) to replace the state, they were advocating it +long before Lenin took up this perspective in 1917 (as we discuss in [section +H.3.10](secH3.html#sech310)). The key difference being, of course, anarchists +meant it will Lenin saw it as a means of securing Bolshevik party power. + +Lastly, it should also be noted that Marxists, having taken so long to draw +the same conclusions as anarchists like Proudhon and Bakunin, have tended to +make a fetish of workers councils. As an example, we find Chris Harman of the +British SWP complaining that the Argentinean masses organised themselves in +the wrong way as part of their revolt against neo-liberalism which started in +December 2001. He states that the _"neighbourhood committees and popular +assemblies"_ created by the revolt _"express the need of those who have +overthrown presidents to organise themselves"_ and notes _"they have certain +similarities with the characteristic forms of mass self organisation that +arose in the great working class struggles of the 20th century - the workers' +councils or soviets."_ But, he stressed, _"they also have very important +differences from these."_ Yet Harman's complaints show his own confusions, +seriously arguing that _"the popular assemblies are not yet bodies of +delegates. The people at them represent themselves, but do not have an organic +connection with some group of people who they represent - and who can recall +them if they do not carry out their will."_ [_"Argentina: rebellion at the +sharp end of the world crisis"_, pp. 3-48, **International Socialism**, vol. +94, p. 25] That, of course, is the whole point - they are popular +**assemblies**! A popular assembly does not "represent" anyone because its +members govern themselves, i.e. are directly democratic. They are the +elemental bodies which recall any delegates who do not implement their +mandate! But given that Leninism aims at party power, this concern for +representation is perfectly understandable, if lamentable. + +So rather than celebrate this rise in mass self-management and self- +organisation, Harman complains that these _"popular assemblies are not +anchored in the workplaces where millions of Argentineans are still drawn +together on a daily basis to toil."_ Need it be said that such an SWP approved +organisation will automatically exclude the unemployed, housewives, the +elderly, children and other working class people who were taking part in the +struggle? In addition, any capitalist crisis is marked by rising unemployment, +firms closing and so on. While workplaces must and have been seized by their +workers, it is a law of revolutions that the economic disruption they cause +results in increased unemployment (in this Kropotkin's arguments in **The +Conquest of Bread** have been confirmed time and time again). Significantly, +Harman admits that they include _"organisations of unemployed workers"_ as +well as _"that in some of the assemblies an important leading role is played +by unemployed activists shaped by their role in past industrial struggles."_ +He does not, however, note that creating workers' councils would end their +active participation in the revolt. [**Op. Cit.**, p. 25] + +That the Argentine working class formed organs of power which were not totally +dependent on the workplace was, therefore, a good sign. Factory assemblies and +federations must be formed but as a complement to, rather than as a +replacement of, the community assemblies. Harman states that the assemblies +were _"closer to the sections - the nightly district mass meetings - of the +French Revolution than to the workers' councils of 1905 and 1917 in Russia"_ +and complains that a _"21st century uprising was taking the form of the +archetypal 18th century revolution!"_ [**Op. Cit.**. p. 25 and p. 22] Did the +Argentineans not realise that a 21st century uprising should mimic _"the great +working class struggles of the 20th century"_, particularly that which took +place in a mostly pre-capitalist Tsarist regime which was barely out of the +18th century itself? Did they not realise that the leaders of the vanguard +party know better than themselves how they should organise and conduct their +struggles? That the people of the 21st century knew best how to organise their +own revolts is lost of Harman, who prefers to squeeze the realities of modern +struggles into the forms which Marxists took so long to recognise in the first +place. Given that anarchists have been discussing the possibilities of +community assemblies for some time, perhaps we can expect Leninists to +recognise their importance in a few decades? After all, the Bolsheviks in +Russia were slow to realise the significance of the soviets in 1905 so +Harman's position is hardly surprising. + +So, it is easy to see what anarchists think of Lenin's assertion that +_"Anarchism had failed to give anything even approaching a true solution of +the concrete political problems, **viz**., must the old state machine be +**smashed**? and **what** should supersede it?"_ [**Op. Cit.**, p. 350] We +simply point out that Lenin was utterly distorting the anarchist position on +social revolution. Revolutionary anarchists had, since the 1860s, argued that +workers' councils (soviets) could be both a weapon of class struggle against +capitalism and the state as well as the framework of the future (libertarian) +socialist society. Lenin only came to superficially similar conclusions in +1917. Which means that when he talked of workers' councils, Lenin was only +repeating Bakunin - the difference being we anarchists mean it! + +## H.1.5 Why do anarchists reject _"utilising the present state"_? + +This is another key issue, the question of Marxists demanding (in the words of +Lenin) _"that the proletariat be prepared for revolution by utilising the +present state"_ while anarchists _"reject this."_ [**Essential Works of +Lenin**, p. 358] By this, Lenin meant the taking part of socialists in +bourgeois elections, standing candidates for office and having socialist +representatives in Parliament and other local and national state bodies. In +other words, what Marx termed _"political action"_ and the Bolsheviks +_"revolutionary Parliamentarianism."_ + +For anarchists, the use of elections does not "prepare" the working class for +revolution (i.e. managing their own affairs and society). Rather, it prepares +them to follow leaders and let others act for them. In the words of Rudolf +Rocker: + +> _ "Participation in the politics of the bourgeois States has not brought the +labour movement a hair's-breadth nearer to Socialism, but thanks to this +method, Socialism has almost been completely crushed and condemned to +insignificance . . . Participation in parliamentary politics has affected the +Socialist Labour movement like an insidious poison. It destroyed the belief in +the necessity of constructive Socialist activity, and, worse of all, the +impulse to self-help, by inoculating people with the ruinous delusion that +salvation always comes from above."_ [**Anarcho-Syndicalism**, p. 54] + +While electoral ("political") activity ensures that the masses become +accustomed to following leaders and letting them act on their behalf, +anarchists' support direct action as _"the best available means for preparing +the masses to manage their own personal and collective interests; and besides, +anarchists feel that even now the working people are fully capable of handling +their own political and administrative interests."_ Political action, in +contrast, needs centralised _"authoritarian organisations"_ and results in +_"ceding power by all to someone, the delegate, the representative"_. "For +direct pressure put against the ruling classes by the masses, the Socialist +Party has substituted representation"_ and _"instead of fostering the class +struggle . . . it has adopted class collaboration in the legislative arena, +without which all reforms would remain a vain hope."_ [Luigi Galleani, **The +End of Anarchism?**, pp. 13-4, p. 14 and p. 12] + +Anarchists, therefore, argue that we need to reclaim the power which has been +concentrated into the hands of the state. That is why we stress direct action. +Direct action means action by the people themselves, that is action directly +taken by those directly affected. Through direct action, we dominate our own +struggles, it is we who conduct it, organise it, manage it. We do not hand +over to others our own acts and task of self-liberation. That way, we become +accustomed to managing our own affairs, creating alternative, libertarian, +forms of social organisation which can become a force to resist the state, win +reforms and, ultimately, become the framework of a free society. In other +words, direct action creates organs of self-activity (such as community +assemblies, factory committees, workers' councils, and so on) which, to use +Bakunin's words, are _"creating not only the ideas but also the facts of the +future itself."_ + +The idea that socialists standing for elections somehow prepares working class +people for revolution is simply wrong. Utilising the state, standing in +elections, only prepares people for following leaders - it does not encourage +the self-activity, self-organisation, direct action and mass struggle required +for a social revolution. Moreover, as Bakunin predicted use of elections has a +corrupting effect on those who use it. The history of radicals using elections +has been a long one of betrayal and the transformation of revolutionary +parties into reformist ones (see [section J.2.6](secJ2.html#secj26) for more +discussion). Using the existing state ensures that the division at the heart +of existing society (namely a few who govern and the many who obey) is +reproduced in the movements trying to abolish it. It boils down to handing +effective leadership to special people, to "leaders," just when the situation +requires working people to solve their own problems and take matters into +their own hands: + +> _ "The Social Question will be put . . . long before the Socialists have +conquered a few seats in Parliament, and thus the solution of the question +will be actually in the hands of the workmen [and women] themselves . . . + +> + +> "Under the influence of government worship, they may try to nominate a new +government . . . and they may entrust it with the solution of all +difficulties. It is so simple, so easy, to throw a vote into the ballot-box, +and to return home! So gratifying to know that there is somebody who will +arrange your own affairs for the best, while you are quietly smoking your pipe +and waiting for orders which you have only to execute, not to reason about."_ +[Kropotkin, **Act for Yourselves**, p. 34] + +Only the struggle for freedom (or freedom itself) can be the school for +freedom, and by placing power into the hands of leaders, utilising the +existing state ensures that socialism is postponed rather than prepared for. +As such, strikes and other forms of direct action _"are of enormous value; +they create, organise, and form a workers' army, an army which is bound to +break down the power of the bourgeoisie and the State, and lay the ground for +a new world."_ [Bakunin, **The Political Philosophy of Bakunin**, pp. 384-5] +In contrast, utilising the present state only trains people in following +leaders and so socialism _"lost its creative initiative and became an ordinary +reform movement . . . content with success at the polls, and no longer +attributed any importance to social upbuilding."_ [Rocker, **Op. Cit.**, p. +55] + +Which highlights another key problem with the notion of utilising the present +state as Marxist support for electioneering is somewhat at odds with their +claims of being in favour of collective, mass action. There is nothing more +isolated, atomised and individualistic than voting. It is the act of one +person in a box by themselves. It is the total opposite of collective +struggle. The individual is alone before, during and after the act of voting. +Indeed, unlike direct action, which, by its very nature, throws up new forms +of organisation in order to manage and co-ordinate the struggle, voting +creates no alternative social structures. Nor can it as it is not based on nor +does it create collective action or organisation. It simply empowers an +individual (the elected representative) to act on behalf of a collection of +other individuals (the voters). Such delegation will hinder collective +organisation and action as the voters expect their representative to act and +fight for them - if they did not, they would not vote for them in the first +place! + +Given that Marxists usually slander anarchists as "individualists" the irony +is delicious! + +If we look at the anti-Poll-Tax campaign in the UK in the late 1980s and early +1990s, we can see what would happen to a mass movement which utilised +electioneering. The various left-wing parties, particularly Militant (now the +Socialist Party) spent a lot of time and effort lobbying Labour Councillors +not to implement the tax (with no success). Let us assume they had succeeded +and the Labour Councillors had refused to implement the tax (or "socialist" +candidates had been elected to stop it). What would have happened? Simply that +there would not have been a mass movement or mass organisation based on non- +payment, nor self-organised direct action to resist warrant sales, nor +community activism of any form. Rather, the campaign would have consisted to +supporting the councillors in their actions, mass rallies in which the leaders +would have informed us of their activities on our behalf and, perhaps, rallies +and marches to protest any action the government had inflicted on them. The +leaders may have called for some form of mass action but this action would not +have come from below and so not a product of working class self-organisation, +self-activity and self-reliance. Rather, it would have been purely re-active +and a case of follow the leader, without the empowering and liberating aspects +of taking action by yourself, as a conscious and organised group. It would +have replaced the struggle of millions with the actions of a handful of +leaders. + +Of course, even discussing this possibility indicates how remote it is from +reality. The Labour Councillors were not going to act - they were far too +"practical" for that. Years of working within the system, of using elections, +had taken their toll decades ago. Anarchists, of course, saw the usefulness of +picketing the council meetings, of protesting against the Councillors and +showing them a small example of the power that existed to resist them if they +implemented the tax. As such, the picket would have been an expression of +direct action, as it was based on showing the power of our direct action and +class organisations. Lobbying, however, was building illusions in "leaders" +acting for us and based on pleading rather than defiance. But, then again, +Militant desired to replace the current leaders with themselves and so had an +interest in promoting such tactics and focusing the struggle on leaders and +whether they would act for people or not. + +Unfortunately, the Socialists never really questioned **why** they had to +lobby the councillors in the first place - if utilising the existing state +**was** a valid radical or revolutionary tactic, why has it always resulted in +a de-radicalising of those who use it? This would be the inevitable results of +any movement which "complements" direct action with electioneering. The focus +of the movement will change from the base to the top, from self-organisation +and direct action from below to passively supporting the leaders. This may not +happen instantly, but over time, just as the party degenerates by working +within the system, the mass movement will be turned into an electoral machine +for the party - even arguing against direct action in case it harms the +election chances of the leaders. Just as the trade union leaders have done +again and again in Britain and elsewhere. + +So anarchists point to the actual record of Marxists _"utilising the present +state"_. Murray Bookchin's comments about the German Social Democrats are +appropriate here: + +> _"[T]he party's preoccupation with parliamentarism was taking it ever away +from anything Marx had envisioned. Instead of working to overthrow the +bourgeois state, the SPD, with its intense focus on elections, had virtually +become an engine for getting votes and increasing its Reichstag representation +within the bourgeois state . . . The more artful the SPD became in these +realms, the more its membership and electorate increased and, with the growth +of new pragmatic and opportunistic adherents, the more it came to resemble a +bureaucratic machine for acquiring power under capitalism rather than a +revolutionary organisation to eliminate it."_ [**The Third Revolution**, vol. +2, p. 300] + +The reality of working within the state soon transformed the party and its +leadership, as Bakunin predicted. If we look at Leninism, we discover a +similar failure to consider the evidence: + +> _"From the early 1920s on, the Leninist attachment to pre-WWI social +democratic tactics such as electoral politics and political activity within +pro-capitalist labour unions dominated the perspectives of the so-called +Communist. But if these tactics were correct ones, why didn't they lead to a +less dismal set of results? We must be materialists, not idealists. What was +the actual outcome of the Leninist strategies? Did Leninist strategies result +in successful proletarian revolutions, giving rise to societies worthy of the +human beings that live in them? The revolutionary movement in the inter-war +period was defeated."_ [Max Anger, _"The Spartacist School of Falsification"_, +pp. 50-2, **Anarchy: A Journal of Desire Armed**, no. 43, pp. 51-2] + +As Scottish Anarchist Ethel McDonald argued in 1937, the tactics urged by +Lenin were a disaster in practice: + +> _"At the Second Congress of the Third International, Moscow, a comrade who +is with us now in Spain, answering Zinoviev, urged faith in the syndicalist +movement in Germany and the end of parliamentary communism. He was ridiculed. +Parliamentarianism, communist parliamentarianism, but still parliamentarianism +would save Germany. And it did . . . Saved it from Socialism. Saved it for +Fascism. Parliamentary social democracy and parliamentary communism have +destroyed the socialist hope of Europe, has made a carnage of human liberty. +In Britain, parliamentarianism saved the workers from Socialism . . . Have you +not had enough of this huge deception? Are you still prepared to continue in +the same old way, along the same old lines, talking and talking and doing +nothing?"_ [_"The Volunteer Ban"_, pp. 72-5, **Workers City**, Farquhar McLay +(ed.), p. 74] + +When the Nazis took power in 1933 in Germany the 12 million Socialist and +Communist voters and 6 million organised workers took no action. In Spain, it +was the anarcho-syndicalist CNT which lead the battle against fascism on the +streets and helped create one of the most important social revolutions the +world has seen. The contrast could not be more clear. And many Marxists urge +us to follow Lenin's advice today! + +All in all, the history of socialists actually using elections has been a +dismal failure and was obviously a failure long before 1917. Subsequent +experience has only confirmed that conclusion. Rather than prepare the masses +for revolution, it has done the opposite. As we argue in [section +J.2](secJ2.html), this is to be expected. That Lenin could still argue along +these lines even after the rise of reformism ("revisionism") in the 1890s and +the betrayal of social democracy in 1914 indicates a lack of desire to learn +the lessons of history. + +The negative effects of _"utilising"_ the present state are, sometimes, +acknowledged by Marxists although this rarely interferes with their support +for standing in elections. Thus we find that advocate of "revolutionary" +parliamentarianism, Trotsky, noting that _[i]f parliamentarianism served the +proletariat to a certain extent as a training school for revolution, then it +also served the bourgeoisie to a far greater extent as the school of counter- +revolutionary strategy. Suffice it to say that by means of parliamentarianism +the bourgeoisie was able so to educate the Social Democracy that it is today +[1924] the main prop of private property."_ [**Lessons of October**, pp. +170-1] Of course, the followers of Lenin and Trotsky are made of sterner stuff +than those of Marx and Engels and so utilising the same tactics will have a +different outcome. As one-time syndicalist William Gallacher put it in reply +to Lenin's question _"[i]f the workers sent you to represent them in +Parliament, would you become corrupt?"_: _"No, I'm sure that under no +circumstances could the bourgeoisie corrupt me."_ [quoted by Mark Shipway, +**Anti-Parliamentary Communism**, p. 21] Mere will-power, apparently, is +sufficient to counteract the pressures and influences of parliamentarianism +which Marx and Engels, unlike Bakunin, failed to predict but whose legacy +still haunts the minds of those who claim to be _"scientific socialists"_ and +so, presumably, base their politics on facts and experience rather than +wishful thinking. + +This is why anarchists reject the notion of radicals utilising the existing +state and instead urge direct action and solidarity outside of bourgeois +institutions. Only this kind of struggle creates the spirit of revolt and new +popular forms of organisation which can fight and replace the hierarchical +structures of capitalist society. Hence anarchists stress the need of working +class people to _"rely on themselves to get rid of the oppression of Capital, +without expecting that the same thing can be done for them by anybody else. +The emancipation of the workmen [and women] must be the act of the workmen +[and women] themselves."_ [Kropotkin, **Op. Cit.**, p. 32] Only this kind of +movement and struggle can maximise the revolutionary potential of struggles +for reforms within capitalism. As history shows, the alternative has +repeatedly failed. + +It should be noted, however, that not all Marxists have refused to recognise +the lessons of history. Libertarian Marxists, such as council communists, also +reject _"utilising the present state"_ to train the proletariat for revolution +(i.e. for socialists to stand for elections). Lenin attacked these Marxists +who had drawn similar conclusions as the anarchists (**after** the failure of +social-democracy) in his 1920 diatribe **Left-wing Communism: An Infantile +Disorder**. In that pamphlet he used the experiences of the Bolsheviks in +semi-Feudal Tsarist Russia to combat the conclusions drawn by socialists in +the advanced capitalist countries with sizeable social democratic parties. +Lenin's arguments for revolutionary Parliamentarianism did not convince the +anti-Parliamentarians who argued that its _"significance lies not in its +content, but in the person of the author, for the arguments are scarcely +original and have for the most part already been used by others . . . their +fallacy resides mainly in the equation of the conditions, parties, +organisations and parliamentary practice of Western Europe with their Russian +counterparts."_ [Anton Pannekoek, **Pannekoek and Gorter's Marxism**, p. 143] +While anarchists would disagree with the underlying assumption that Marx was +right in considering parliamentarianism as essential and it only became +problematic later, we would agree whole-heartedly with the critique presented +(unsurprisingly, as we made it first). + +Pannekoek's article along with Herman Gorter's **Open Letter to Comrade +Lenin** are essential reading for those who are taken in with Lenin's +arguments, along with the chapter on _"Socialism"_ in Alexander Berkman's +**What is Anarchism?**. Interestingly, the Comintern asked Berkman to +translate Lenin's **Left-Wing Communism** and he agreed until he read its +contents. He then said he would continue if he could write a rebuttal, a +request which was rejected. For anarchists, placing the word "revolutionary" +in front of "parliamentarianism" does not provide a shield against the +negative influences and pressures which naturally arise by utilising that +tactic. Given the sorry history of radicals doing so, this is unsurprising. +What is surprising is how so many Marxists are willing to ignore that history +in favour of Lenin's pamphlet. + +## H.1.6 Why do anarchists try to _"build the new world in the shell of the +old"_? + +Another key difference between anarchists and Marxists is on how the movement +against capitalism should organise in the here and now. Anarchists argue that +it should prefigure the society we desire - namely it should be self-managed, +decentralised, built and organised from the bottom-up in a federal structure. +This perspective can be seen from the justly famous _"Circular of the +Sixteen"_ issued at the Sonvillier congress by the libertarian wing of the +First International: + +> _ "The future society must be nothing else than the universalisation of the +organisation that the International has formed for itself. We must therefore +take care to make this organisation as close as possible to our ideal. How +could one want an equalitarian and free society to issue from an authoritarian +organisation? It is impossible. The International, the embryo of the future +human society is held to be henceforward, the faithful image of our principles +of liberty and of federation, and is considered to reject any principle +tending to authority and dictatorship."_ [quoted by K.J. Kenafick, **Michael +Bakunin and Karl Marx**, pp. 262-3] + +Anarchists apply this insight to all organisations they take part in, +stressing that the only way we can create a self-managed society is by self- +managing our own struggles and organisations today. It is an essential part of +our politics that we encourage people to _"learn how to participate in the +life of the organisation and to do without leaders and permanent officials"_ +and _"practice direct action, decentralisation, autonomy and free +initiative."_ This flows logically from our politics, as it is _"obvious that +anarchists should seek to apply to their personal and political lives this +same principle upon which, they believe, the whole of human society should be +based."_ [Malatesta, **The Anarchist Revolution**, p. 94] In this way we turn +our class organisations (indeed, the class struggle itself) into practical and +effective _"schools of anarchism"_ in which we learn to manage our own affairs +without hierarchy and bosses and so popular organisations become the cells of +the new society: + +> _ "Libertarian forms of organisation have the enormous responsibility of +trying to resemble the society they are seeking to develop. They can tolerate +no disjunction between ends and means. Direct action, so integral to the +management of a future society, has its parallel in the use of direct action +to change society. Communal forms, so integral to the structure of a future +society, have their parallel in the use of communal forms - collectives, +affinity groups, and the like - to change society. The ecological ethics, +confederal relationships, and decentralised structures we would expect to find +in a future society, are fostered by the values and networks we try to use in +achieving an ecological society."_ [Murray Bookchin, **The Ecology of +Freedom**, pp. 446-7] + +Marxists reject this argument. Instead they stress the importance of +centralisation and consider the anarchist argument as utopian. For effective +struggle, strict centralisation is required as the capitalist class and state +is also centralised. In other words, to fight for socialism there is a need to +organise in a way which the capitalists have utilised - to fight fire with +fire. Unfortunately they forget to extinguish a fire you have to use water. +Adding more flame will only increase the combustion, **not** put it out! + +Of course, Marx and Engels misrepresented the anarchist position. They +asserted that the anarchist position implied that the Paris Communards _"would +not have failed if they had understood that the Commune was 'the embryo of the +future human society' and had cast away all discipline and all arms, that is, +the things which must disappear when there are no more wars!"_ [**Collected +Works**, vol. 23, p. 115] Needless to say this is simply a slander on the +anarchist position particularly as anarchists are well aware of the need to +defend a revolution (see [section H.2.1](secH2.html#sech21)) and the need for +**self**-discipline (see [section H.4](secH4.html)). Anarchists, as the +Circular makes clear, recognise that we cannot totally reflect the future and +so the current movement can only be _"as near as possible to our ideal."_ Thus +we have to do things, such as fighting the bosses, rising in insurrection, +smashing the state or defending a revolution, which we would not have to do in +a socialist society. However, we can do these things in a manner which is +consistent with our values and our aims. For example, a strike can be run in +two ways. Either it can be managed via assemblies of strikers and co-ordinated +by councils of elected, mandated and recallable delegates or it can be run +from the top-down by a few trade union leaders. The former, of course, is the +anarchist way and it reflects _"the future human society"_ (and, ironically, +is paid lip-service to by Marxists). + +Such common sense, unfortunately, was lacking in Marx and Engels, who instead +decided to utter nonsense for a cheap polemical point. Neither answered the +basic point - how do people become able to manage society if they do not +directly manage their own organisations and struggles today? How can a self- +managed society come about unless people practice it in the here and now? Can +people create a socialist society if they do not implement its basic ideas in +their current struggles and organisations? Equally, it would be churlish to +note that the Commune's system of federalism by mandated delegates had been +advocated by Bakunin for a number of years before 1871 and, unsurprisingly, he +took the revolt as a striking, if incomplete, confirmation of anarchism (see +[section A.5.1](secA5.html#seca51)). + +The Paris Commune, it must be stressed, brought the contradictions of the +Marxist attacks on anarchism to the surface. It is deeply sad to read, say, +Engels attacking anarchists for holding certain position yet praising the 1871 +revolution when it implement exactly the same ideas. For example, in his +deeply inaccurate diatribe _"The Bakuninists at Work"_, Engels was keen to +distort the federalist ideas of anarchism, dismissing _"the so-called +principles of anarchy, free federation of independent groups."_ [**Collected +Works**, vol. 23, p. 297] Compare this to his praise for the Paris Commune +which, he gushed, refuted the Blanquist notion of a revolution sprung by a +vanguard which would create _"the strictest, dictatorial centralisation of all +power in the hands of the new revolutionary government."_ Instead the Commune +_"appealed to [the provinces] to form a free federation of all French Communes +. . . a national organisation which for the first time was really created by +the nation itself. It was precisely the oppressing power of the former +centralised government . . . which was to fall everywhere, just as it had +fallen in Paris."_ [**Selected Writings**, pp. 256-7] + +Likewise, Engels praised the fact that, to combat the independence of the +state from society, the Commune introduced wages for officials the same as +that _"received by other workers"_ and the use of _"the binding mandate to +delegates to representative bodies."_ [**Op. Cit.**, p. 258] Compare this to +Engels attack on anarchist support for binding mandates (which, like our +support for free federation, pre-dated the Commune). Then it was a case of +this being part of Bakunin's plans to control the international _"for a secret +society . . . there is nothing more convenient than the imperative mandate"_ +as all its members vote one way, while the others will _"contradict one +another."_ Without these binding mandates, _"the common sense of the +independent delegates will swiftly unite them in a common party against the +party of the secret society."_ Obviously the notion that delegates from a +group should reflect the wishes of that group was lost on Engels. He even +questioned the utility of this system for _"if all electors gave their +delegates imperative mandates concerning all points in the agenda, meetings +and debates of the delegates would be superfluous."_ [**Collected Works**, +vol. 22, p. 281 and p. 277] It should be noted that Trotsky shared Engels +dislike of "representatives" being forced to actually represent the views of +their constituents within the party. [**In Defense of Marxism**, pp. 80-1] + +Clearly a _"free federation"_ of Communes and binding mandates are bad when +anarchists advocate them but excellent when workers in revolt implement them! +Why this was the case Engels failed to explain. However, it does suggest that +anarchist ideas that we must reflect the future in how we organise today is no +hindrance to revolutionary change and, in fact, reflects what is required to +turn a revolt into a genuine social revolution. + +Engels asserted that the anarchist position meant that _"the proletariat is +told to organise not in accordance with the requirements of the struggle . . . +but according to the vague notions of a future society entertained by some +dreamers."_ [**Op. Cit.**, vol. 23, p. 66] In this he was wrong, as he failed +to understand that the anarchist position was produced by the class struggle +itself. He failed to understand how that struggle reflects our aspirations for +a better world, how we see what is wrong with modern society and seek to +organise to end such abuses rather than perpetuate them in new forms. Thus the +trade unions which Bakunin argued would be the basis of a free society are +organised from the bottom-up and based upon the direct participation of the +workers. This form of organisation was not forced upon the workers by some +intellectuals thinking they were a good idea. Rather they were created to +fight the bosses and reflected the fact that workers were sick of being +treating as servants and did not wish to see that repeated in their own +organisations. + +As Bakunin argued, when a union delegates authority to its officials it may be +_"very good for the committees, but [it is] not at all favourable for the +social, intellectual, and moral progress of the collective power of the +International."_ The committees _"substituted their own will and their own +ideas for that of the membership"_ while the membership expressed +_"indifference to general problems"_ and left _"all problems to the decisions +of committees."_ This could only be solved by _"call[ing] general membership +meetings,"_ that is _"popular assemblies."_ Bakunin goes on to argue that the +_"organisation of the International, having as its objective not the creation +of new despotism but the uprooting of all domination, will take on an +essentially different character than the organisation of the State."_ This +must be the _"organisation of the trade sections and their representation by +the Chambers of Labour"_ and these _"bear in themselves the living seeds of +the new society which is to replace the old world. They are creating not only +the ideas, but also the facts of the future itself."_ [**Bakunin on +Anarchism**, pp. 246-7 and p. 255] + +Ou Shengbai, a Chinese anarchist, argued that libertarians _"deeply feel that +the causes of popular misery are these: (1) Because of the present political +system power is concentrated in a few hands with the result that the majority +of the people do not have the opportunity for free participation. (2) Because +of the capitalist system all means of production are concentrated in the hands +of the capitalists with the results that the benefits that ought to accrue to +labourers are usurped by capitalists._ [quoted by Arif Dirlik, **Anarchism in +the Chinese Revolution**, p. 235] Does it make much sense to organise in ways +which reflect these problems? Surely the reason why people become socialists +is because they seek to change society, to give the mass of the population an +opportunity for free participation and to manage their own affairs. Why +destroy those hopes and dreams by organising in a way which reflects the +society we oppose rather than the one we desire? + +Ultimately, Engels dismissed the practical experiences of working class +people, dismissed our ability to create a better world and our ability to +dream. In fact, he seems to think there is some division of labour between +_"the proletariat"_ who do the struggling and _"some dreamers"_ who provide +the ideas. The notion that working class people can both struggle **and** +dream was lost on him, as was the notion that our dreams shape our struggles +and our struggles shape our dreams. People resist oppression and exploitation +because we want to determine what goes on in our lives and to manage our own +affairs. In that process, we create new forms of organisation which allows +that to happen, ones that reflect our dreams of a better world. This is not in +opposition to the needs of the struggle, as Engels asserted, but are rather an +expression of it. To dismiss this process, to advocate organisational methods +which are the very antithesis of what working class people have shown, +repeatedly, what they want, is the height of arrogance and, ultimately, little +more than a dismissal of the hopes, dreams and creative self-activity of +working class people. As libertarian socialist Cornelius Castoriadis put it: + +> _ "the organisation's inspiration can come only from the socialist +structures created by the working class in the course of its own history. It +must let itself be guided by the principles on which the soviet and the +factory council were founded . . . the principles of workers' management must +govern the operation and structure of the organisation. Apart from them, there +are only capitalist principles, which, as we have seen, can only result in the +establishment of capitalist relationships."_ [**Political and Social +Writings**, vol. 2, pp. 217-8] + +Ironically enough, given their own and their followers claims of Marxism's +proletarian core, it was Marx and Engels who were at odds with the early +labour movement, **not** Bakunin and the anarchists. Historian Gwyn A. +Williams notes in the early British labour movement there were _"to be no +leaders"_ and the organisations were _"consciously modelled on the civil +society they wished to create."_ [**Artisans and Sans-Culottes**, p. 72] +Lenin, unsurprisingly, dismissed the fact that the British workers _"thought +it was an indispensable sign of democracy for all the members to do all the +work of managing the unions"_ as _"primitive democracy"_ and _"absurd."_ He +also complained about _"how widespread is the 'primitive' conception of +democracy among the masses of the students and workers"_ in Russia. +[**Essential Works of Lenin**, pp. 162-3] Clearly, the anarchist perspective +reflects the ideas the workers' movement before it degenerates into reformism +and bureaucracy while Marxism reflects it during this process of degeneration. +Needless to say, the revolutionary nature of the early union movement clearly +shows who was correct! + +Anarchists, in other words, simply generalised the experiences of the workers +in struggle and Bakunin and his followers were expressing a common position +held by many in the International. Even Marx paid lip-service to this when he +stated _"in contrast to old society . . . a new society is springing up"_ and +the _"Pioneer of that new society is the International Working Men's +Association."_ [**Selected Works**, p. 263] Clearly, considering the +International as the embryo of the future society is worthy only of scorn as +the correct position is to consider it merely as a pioneer! + +As such, libertarians _"lay no claims to originality in proposing this [kind +of prefigurative organisation]. In every revolution, during most strikes and +daily at the level of workshop organisation, the working class resorts to this +type of direct democracy."_ [Maurice Brinton, **For Workers' Power**, p. 48] +Given how Marxists pay lip-service to such forms of working class self- +organisation, it seems amusing to hear them argue that this is correct for +everyone else but not themselves and their own organisations! Apparently, the +same workers who are expected to have the determination and consciousness +necessary to overthrow capitalism and create a new world in the future are +unable to organise themselves in a socialist manner today. Instead, we have to +tolerate so-called "revolutionary" organisations which are just as +hierarchical, top-down and centralised as the system which provoked our anger +at its injustice in the first and which we are trying to end! + +Related to this is the fact that Marxists (particularly Leninists) favour +centralisation while anarchists favour decentralisation within a federal +organisation. Anarchists do not think that decentralisation implies isolation +or narrow localism. We have always stressed the importance of federalism to +co-ordinate decisions. Power would be decentralised, but federalism ensures +collective decisions and action. Under centralised systems, anarchists argue, +power is placed into the hands of a few leaders. Rather than the real +interests and needs of the people being co-ordinated, centralism simply means +the imposition of the will of a handful of leaders, who claim to "represent" +the masses. Co-ordination from below, in other words, is replaced by coercion +from above in the centralised system and the needs and interests of all are +replaced by those of a few leaders at the centre. + +Such a centralised, inevitably top-down, system can only be counter- +productive, both practically and in terms of generating socialist +consciousness: + +> _ "Bolsheviks argue that to fight the highly centralised forces of modern +capitalism requires an equally centralised type of party. This ignores the +fact that capitalist centralisation is based on coercion and force and the +exclusion of the overwhelming majority of the population from participating in +any of its decisions . . . + +> + +> "The very structure of these organisations ensures that their personnel do +not think for themselves, but unquestioningly carry out the instructions of +their superiors . . . + +> + +> "Advocates of 'democratic centralism' insist that it is the only type of +organisations which can function effectively under conditions of illegality. +This is nonsense. The 'democratic centralist' organisation particularly +vulnerable to police persecution. When all power is concentrated in the hands +of the leaders, their arrest immediately paralyses the whole organisation. +Members trained to accept unquestioningly the instruction of an all-wise +Central Committee will find it very difficult to think and act for themselves. +The experiences of the German Communist Party [under the Nazis] confirm this. +With their usual inconsistency, the Trotskyists even explain the demise of +their Western European sections during World War II by telling people how +their leaders were murdered by the Gestapo!"_ [Maurice Brinton, **Op. Cit.**, +p. 43] + +As we discuss in depth in [section H.5](secH5.html) the Leninist vanguard +party does, ironically, create in embryo a new world simply because once in +power it refashions society in **its** image. However, no anarchist would +consider such a centralised, hierarchical top-down class system rooted in +bureaucratic power as being remotely desirable or remotely socialist. + +Therefore anarchists _"recognised neither the state nor pyramidal +organisation"_ Kropotkin argued, while Marxists _"recognised the state and +pyramidal methods of organisation"_ which _"stifled the revolutionary spirit +of the rank-and-file workers."_ [**Conquest of Bread and Other Writings**, p. +212] The Marxist perspective inevitably places power into the hands of a few +leaders, who then decree which movements to support and encourage based on +what is best for the long term benefit of the party itself rather than the +working class. Thus we find Engels arguing while Marxists were _"obliged to +support every **real** popular movement"_ they also had to ensure _"that the +scarcely formed nucleus of our proletarian Party is not sacrificed in vain and +that the proletariat is not decimated in futile local revolts,"_ for example +_"a blood-letting like that of 1871 in Paris."_ [Marx and Engels, **The +Socialist Revolution**, p. 294 and p. 320] This produces a conservative +approach to social struggle, with mass actions and revolutionary situations +ignored or warned against because of the potential harm it could inflict on +the party. Unsurprisingly, every popular revolution has occurred against the +advice of the so-called "revolutionary" Marxist leadership including the Paris +Commune and the 1917 February revolution in Russia (even the October seize of +power was done in the face of resistance from the Bolshevik party machine). + +It is for these reasons that anarchists _"[a]s much as is humanly possible . . +. try to reflect the liberated society they seek to achieve"_ and _"not +slavishly duplicate the prevailing system of hierarchy, class and authority."_ +Rather than being the abstract dreams of isolated thinkers, these +_"conclusions . . . emerge from an exacting study of past revolutions, of the +impact centralised parties have had on the revolutionary process"_ and history +has more than confirmed the anarchist warning that the _"revolutionary party, +by duplicating these centralistic, hierarchical features would reproduce +hierarchy and centralism in the post revolutionary society."_ [Murray +Bookchin, **Post-Scarcity Anarchism**, p. 138, p. 139 and p. 137] Moreover, we +base our arguments on how social movements should organise on the experiences +of past struggles, of the forms of organisation spontaneously produced by +those struggles and which, therefore, reflect the needs of those struggles and +the desire for a better way of life which produced them. Ultimately, no one +knows when a revolution turns the hopes and aspirations of today into +tomorrow's reality and it would be wise to have some experience of managing +our own affairs before hand. + +By failing to understand the importance of applying a vision of a free society +to the current class struggle, Marxists help ensure that society never is +created. By copying bourgeois methods within their "revolutionary" +organisations (parties and unions) they ensure bourgeois ends (inequality and +oppression). + +## H.1.7 Haven't you read Lenin's _"State and Revolution"_? + +This question is often asked of people who critique Marxism, particularly its +Leninist form. Lenin's **State and Revolution** is often considered his most +democratic work and Leninists are quick to point to it as proof that Lenin and +those who follow his ideas are not authoritarian. As such, it is an important +question. So how do anarchists reply when people point them to Lenin's work as +evidence of the democratic (even libertarian) nature of Marxism? Anarchists +reply in two ways. + +Firstly, we argue many of the essential features of Lenin's ideas are to be +found in anarchist theory and, in fact, had been aspects of anarchism for +decades **before** Lenin put pen to paper. Bakunin, for example, talked about +mandated delegates from workplaces federating into workers' councils as the +framework of a (libertarian) socialist society in the 1860s as well as popular +militias to defend a revolution. Moreover, he was well aware that revolution +was a **process** rather than an event and so would take time to develop and +flourish. Hence Murray Bookchin: + +> _ "Bakunin, Kropotkin, and Malatesta were not so naive as to believe that +anarchism could be established over night. In imputing this notion to Bakunin, +Marx and Engels wilfully distorted the Russian anarchist's views. Nor did the +anarchists . . . believe that abolition of the state involved 'laying down of +arms' immediately after the revolution, to use Marx's obscurantist choice of +terms, thoughtlessly repeated by Lenin in **State and Revolution**. Indeed, +much that passes for 'Marxism' in **State and Revolution** is pure anarchism - +for example, the substitution of revolutionary militias for professional armed +bodies and the substitution of organs of self-management for parliamentary +bodies. What is authentically Marxist in Lenin's pamphlet is the demand for +'strict centralism,' the acceptance of a 'new' bureaucracy, and the +identification of soviets with a state."_ [**Post-Scarcity Anarchism**, p. +137] + +That this is the case is hidden in Lenin's work as he deliberately distorts +anarchist ideas in it (see sections [H.1.3](secH1.html#sech13) and +[H.1.4](secH1.html#sech14) for example). Therefore, when Marxists ask whether +anarchist have read Lenin's **State and Revolution** we reply by arguing that +most of Lenin's ideas were first expressed by anarchists and his work just +strikes anarchists as little more than a re-hash of many of our own ideas but +placed in a statist context which totally and utterly undermines them in +favour of party rule. + +Secondly, anarchists argue that regardless of what Lenin argued for in **State +and Revolution**, he did not apply those ideas in practice (indeed, he did the +exact opposite). Therefore, the question of whether we have read Lenin's work +simply drives home how the ideological nature and theoretical bankruptcy of +Leninism. This is because the person is asking you to evaluate their politics +based on what they say rather than on what they do, like any politician. + +To use an analogy, what would you say to a politician who has cut welfare +spending by 50% and increased spending on the military and who argues that +this act is irrelevant and that you should look at their manifesto which +states that they were going to do the opposite? You would dismiss this +argument as laughable and them as liars as you would evaluate them by their +actions, not by what they say. Leninists, by urging you to read Lenin's +**State and Revolution** are asking you to evaluate them by what their +manifesto says and ignore what they did. Anarchists, on the other hand, ask +you to evaluate the Leninist manifesto by comparing it to what they actually +did in power. Such an evaluation is the only means by which we can judge the +validity of Leninist claims and politics. + +As we discuss the role of Leninist ideology in the fate of the Russian +Revolution in [section H.6](secH6.html) we will provide a summary of Lenin's +claims in his famous work **State and Revolution** and what he did in practice +here. Suffice to say the difference between reality and rhetoric was extremely +large and, therefore, it is a damning indictment of Bolshevism. Post-October, +the Bolsheviks not only failed to introduce the ideas of Lenin's book, they in +fact introduced the exact opposite. As one historian puts it: + +> _ "To consider 'State and Revolution' as the basic statement of Lenin's +political philosophy - which non-Communists as well as Communists usually do - +is a serious error. Its argument for a utopian anarchism never actually became +official policy. The Leninism of 1917 . . . came to grief in a few short +years; it was the revived Leninism of 1902 which prevailed as the basis for +the political development of the USSR."_ [Robert V. Daniels, **The Conscience +of the Revolution**, pp. 51-2] + +Daniels is being far too lenient with the Bolsheviks. It was not, in fact, _"a +few short years"_ before the promises of 1917 were broken. In some cases, it +was a few short hours. In others, a few short months. However, in a sense +Daniels is right. It did take until 1921 before all hope for saving the +Russian Revolution finally ended. + +Simply put, if the **State and Revolution** is the manifesto of Bolshevism, +then not a single promise in that work was kept by the Bolsheviks when they +got into power. As such, Lenin's work cannot be used to evaluate Bolshevik +ideology as Bolshevism paid no attention to it once it had taken state power. +While Lenin and his followers chant rhapsodies about the Soviet State (this +'highest and most perfect system of democracy") they quickly turned its +democratic ideas into a fairy-tale, and an ugly fairy-tale at that, by simply +ignoring it in favour of party power (and party dictatorship). To state the +obvious, to quote theory and not relate it to the practice of those who claim +to follow it is a joke. If you look at the actions of the Bolsheviks after the +October Russian Revolution you cannot help draw the conclusion that Lenin's +**State and Revolution** has nothing to do with Bolshevik policy and presents +a false image of what Leninists desire. As such, we must present a comparison +between rhetoric and realty. + +In order to show that this is the case, we need to summarise the main ideas +contained in Lenin's work. Moreover, we need to indicate what the Bolsheviks +did, in fact, do. Finally, we need to see if the various rationales justifying +these actions hold water. + +So what did Lenin argue for in **State and Revolution**? Writing in the mid- +1930s, anarchist Camillo Berneri summarised the main ideas of that work as +follows: + +> _ "The Leninist programme of 1917 included these points: the discontinuance +of the police and standing army, abolition of the professional bureaucracy, +elections for all public positions and offices, revocability of all officials, +equality of bureaucratic wages with workers' wages, the maximum of democracy, +peaceful competition among the parties within the soviets, abolition of the +death penalty."_ [_"The Abolition and Extinction of the State,"_ pp. 50-1, +**Cienfuegos Press Anarchist Review**, no. 4, p. 50] + +As he noted, _"[n]ot a single one of the points of this programme has been +achieved."_ This was, of course, under Stalinism and most Leninists will +concur with Berneri. However what Leninists tend not to mention is that by the +end of the 7 month period of Bolshevik rule before the start of the civil war +(i.e., from November 1917 to May 1918) none of these points existed. So, as an +example of what Bolshevism "really" stands for it seems strange to harp on +about a work which was never really implemented when the its author was in a +position to do so (i.e. before the onslaught of a civil war Lenin thought was +inevitable anyway!). Similarly, if **State and Revolution** indicates the +features a "workers' state" must have then, by May 1918, Russia did not have +such a state and so, logically, it can only be considered as such only if we +assume that the good intentions of its rulers somehow overcome its political +and economic structure (which, sadly, **is** the basic Trotskyist defence of +Leninism against Stalinism!). + +To see that Berneri's summary is correct, we need to quote Lenin directly. +Obviously the work is a wide ranging defence of Lenin's interpretation of +Marxist theory on the state. As it is an attempt to overturn decades of +Marxist orthodoxy, much of the work is quotes from Marx and Engels and Lenin's +attempts to enlist them for his case (we discuss this issue in [section +H.3.10](secH3.html#sech310)). Equally, we need to ignore the numerous straw +men arguments about anarchism Lenin inflicts on his reader. Here we simply +list the key points as regards Lenin's arguments about his "workers' state" +and how the workers would maintain control of it: + +> 1) Using the Paris Commune as a prototype, Lenin argued for the abolition of +_"parliamentarianism"_ by turning _"representative institutions from mere +'talking shops' into working bodies."_ This would be done by removing _"the +division of labour between the legislative and the executive."_ [**Essential +Works of Lenin**, p. 304 and p. 306] + +> + +> 2) _"All officials, without exception, to be elected and subject to recall +**at any time**"_ and so _"directly responsible to their constituents."_ +[**Op. Cit.**, p. 302 and p. 306] + +> + +> 3) The _"immediate introduction of control and superintendence by **all,** +so that **all** shall become 'bureaucrats' for a time and so that, therefore, +**no one** can become a 'bureaucrat'."_ Proletarian democracy would _"take +immediate steps to cut bureaucracy down to the roots . . . to the complete +abolition of bureaucracy"_ as the _"**essence** of bureaucracy"_ is officials +becoming transformed_" into privileged persons divorced from the masses and +**superior to** the masses."_ [**Op. Cit.**, p. 355 and p. 360] + +> + +> 4) There should be no _"special bodies of armed men"_ standing apart from +the people _"since the majority of the people itself suppresses its +oppressors, a 'special force' is no longer necessary."_ Using the example of +the Paris Commune, Lenin suggested this meant _"abolition of the standing +army"_ by the _"armed masses."_ [**Op. Cit.**, p. 275, p. 301 and p. 339] + +> + +> 5) The new (workers) state would be _"the organisation of violence for the +suppression of . . . the exploiting class, i.e. the bourgeoisie. The toilers +need a state only to overcome the resistance of the exploiters"_ who are _"an +insignificant minority,"_ that is _"the landlords and the capitalists."_ This +would see _"an immense expansion of democracy . . . for the poor, democracy +for the people"_ while, simultaneously, imposing _"a series of restrictions on +the freedom of the oppressors, the exploiters, the capitalists . . . their +resistance must be broken by force: it is clear that where there is +suppression there is also violence, there is no freedom, no democracy."_ +[**Op. Cit.**, p. 287 and pp. 337-8] + +This would be implemented after the current, bourgeois, state had been +smashed. This would be the _"dictatorship of the proletariat"_ and be _"the +introduction of complete democracy for the people."_ [**Op. Cit.**, p. 355] +However, the key practical ideas on what the new "semi-state" would be are +contained in these five points. He generalised these points, considering them +valid for all countries. + +The first point as the creation of "working bodies", the combining of +legislative and executive bodies. The first body to be created by the +Bolshevik revolution was the "Council of People's Commissars" (CPC) This was a +government separate from and above the Central Executive Committee (CEC) of +the soviets congress which, in turn, was separate from and above the national +soviet congress. It was an executive body elected by the soviet congress, but +the soviets themselves were not turned into "working bodies." The promises of +Lenin's **State and Revolution** did not last the night. + +The Bolsheviks, it must be stressed, clearly recognised that the Soviets had +alienated their power to this body with the party's Central Committee arguing +in November 1917 that _"it is impossible to refuse a purely Bolshevik +government without treason to the slogan of the power of the Soviets, since a +majority at the Second All-Russian Congress of Soviets . . . handed power over +to this government."_ [contained in Robert V. Daniels (ed.), **A Documentary +History of Communism**, vol. 1, pp. 128-9] However, it could be argued that +Lenin's promises were kept as the new government simply gave itself +legislative powers four days later. Sadly, this is not the case. In the Paris +Commune the delegates of the people took executive power into their own hands. +Lenin reversed this and his executive took legislative power from the hands of +the people's delegates. As we discuss in [section H.6.1](secH6.html#sech61), +this concentration of power into executive committees occurred at all levels +of the soviet hierarchy. + +What of the next principle, namely the election and recall of all officials? +This lasted slightly longer, namely around 5 months. By March of 1918, the +Bolsheviks started a systematic campaign against the elective principle in the +workplace, in the military and even in the soviets. In the workplace, Lenin +was arguing for appointed one-man managers _"vested with dictatorial powers"_ +by April 1918 (see [section H.3.14](secH3.html#sech314)). In the military, +Trotsky simply decreed the end of elected officers in favour of appointed +officers. As far as the soviets go, the Bolsheviks were refusing to hold +elections because they _"feared that the opposition parties would show +gains."_ When elections were held, _"Bolshevik armed force usually overthrew +the results"_ in provincial towns. Moreover, the Bolsheviks _"pack[ed] local +soviets"_ with representatives of organisations they controlled _"once they +could not longer count on an electoral majority."_ [Samuel Farber, **Before +Stalinism**, p. 22, p. 24 and p. 33] This kind of packing was even practised +at the national level when the Bolsheviks gerrymandered a Bolshevik majority +at the Fifth Congress of Soviets. So much for competition among the parties +within the soviets! And as far as the right of recall went, the Bolsheviks +only supported this when the workers were recalling the opponents of the +Bolsheviks, not when the workers were recalling them. + +Then there was the elimination of bureaucracy. The new state soon had a new +bureaucratic and centralised system quickly emerge around it. Rather than +immediately cutting the size and power of the bureaucracy, it _"grew by leaps +and bounds. Control over the new bureaucracy constantly diminished, partly +because no genuine opposition existed. The alienation between 'people' and +'officials,' which the soviet system was supposed to remove, was back again. +Beginning in 1918, complaints about 'bureaucratic excesses,' lack of contact +with voters, and new proletarian bureaucrats grew louder and louder."_ [Oskar +Anweiler, **The Soviets**, p. 242] So the rise of a state bureaucracy started +immediately with the seizure of power by the Bolsheviks, particularly as the +state's functions grew to include economic decisions as well as political +ones. Instead of the state starting to _"wither away"_ it grew: + +> _ "The old state's political apparatus was 'smashed,' but in its place a new +bureaucratic and centralised system emerged with extraordinary rapidity. After +the transfer of government to Moscow in March 1918 it continued to expand . . +. As the functions of the state expanded so did the bureaucracy, and by August +1918 nearly a third of Moscow's working population were employed in offices. +The great increase in the number of employees . . . took place in early to +mid-1918 and, thereafter, despite many campaigns to reduce their number, they +remained a steady proportion of the falling population"_ [Richard Sakwa, _"The +Commune State in Moscow in 1918,"_ pp. 429-449, **Slavic Review**, vol. 46, +no. 3/4, pp. 437-8] + +This, anarchists would stress, is an inherent feature of centralised system. +As such, this rise of bureaucracy confirmed anarchist predictions that +centralisation will recreate bureaucracy. After all, some means were required +to gather, collate and provide information by which the central bodies made +their decisions. Overtime, this permanent collection of bodies would become +the real power in the state, with the party members nominally in charge really +under the control of an unelected and uncontrolled officialdom. Thus a +necessary side-effect of Bolshevik centralism was bureaucracy and it soon +became the real power in the state (and, ultimately, in the 1920s became the +social base for the rise of Stalin). This is to be expected as any state _"is +already a privileged class and cut off from the people"_ and would _"seek to +extend its powers, to be beyond public control, to impose its own policies and +to give priority to special interests."_ Moreover, _"what an all-powerful, +oppressive, all-absorbing oligarchy must be one which has at its services, +that is at its disposal, all social wealth, all public services."_ [Malatesta, +**Anarchy**, p. 36 and p. 37] + +Then there is the fourth point, namely the elimination of the standing army, +the suppression of _"special bodies of armed men"_ by the _"armed masses."_ +This promise did not last two months. On the 20th of December, 1917, the +Council of People's Commissars decreed the formation of a political (secret) +police force, the _"Extraordinary Commission to Fight Counter-Revolution."_ +This was more commonly known by the Russian initials of the first two terms of +its official name: The Cheka. + +While it was initially a small organisation, as 1918 progressed it grew in +size and activity. The Cheka soon became a key instrument of Bolshevik rule +and it was most definitely a _"special body of armed men"_ and not the same as +the _"armed workers."_ In other words, Lenin's claims in **State and +Revolution** did not last two months and in under six months the Bolshevik +state had a mighty group of _"armed men"_ to impose its will. This is not all. +The Bolsheviks also conducted a sweeping transformation of the military within +the first six months of taking power. During 1917, the soldiers and sailors +(encouraged by the Bolsheviks and other revolutionaries) had formed their own +committees and elected officers. In March 1918, Trotsky simply abolished all +this by decree and replaced it with appointed officers (usually ex-Tsarist +ones). In this way, the Red Army was turned from a workers' militia (i.e. an +armed people) into a _"special body"_ separate from the general population. + +So instead of eliminating a _"special force"_ above the people, the Bolsheviks +did the opposite by creating a political police force (the Cheka) and a +standing army (in which elections were a set aside by decree). These were +special, professional, armed forces standing apart from the people and +unaccountable to them. Indeed, they were used to repress strikes and working +class unrest which refutes the idea that Lenin's "workers' state" would simply +be an instrument of violence directed at the exploiters. As the Bolsheviks +lost popular support, they turned the violence of the "worker's state" against +the workers (and, of course, the peasants). When the Bolsheviks lost soviet +elections, force was used to disband them. Faced with strikes and working +class protest during this period, the Bolsheviks responded with state violence +(see [section H.6.3](secH6.html#sech63)). So, as regards the claim that the +new ("workers") state would repress only the exploiters, the truth was that it +was used to repress whoever opposed Bolshevik power, including workers and +peasants. If, as Lenin stressed, _"where there is suppression there is also +violence, there is no freedom, no democracy"_ then there cannot be working +class freedom or democracy if the "workers' state" is suppressing that class. + +As can be seen, after the first six months of Bolshevik rule not a single +measure advocated by Lenin in **State and Revolution** existed in +"revolutionary" Russia. Some of the promises were broken quite quickly +(overnight, in one case). Most took longer. Yet Leninists may object by noting +that many Bolshevik degrees did, in fact, reflect **State and Revolution**. +For example, the democratisation of the armed forces was decreed in late +December 1917. However, this was simply acknowledging the existing +revolutionary gains of the military personnel. Similarly, the Bolsheviks +passed a decree on workers' control which, again, simply acknowledged the +actual gains by the grassroots (and, in fact, limited them for further +development). + +Yet this cannot be taken as evidence of the democratic nature of Bolshevism as +most governments faced with a revolutionary movement will acknowledge and +"legalise" the facts on the ground (until such time as they can neutralise or +destroy them). For example, the Provisional Government created after the +February Revolution also legalised the revolutionary gains of the workers (for +example, legalising the soviets, factory committees, unions, strikes and so +forth). The real question is whether Bolshevism continued to encourage these +revolutionary gains once it had consolidated its power. It did not. Indeed, it +can be argued that the Bolsheviks simply managed to do what the Provisional +Government it replaced had failed to do, namely destroy the various organs of +popular self-management created by the revolutionary masses. So the +significant fact is not that the Bolsheviks recognised the gains of the masses +but that their toleration of the application of what their followers say were +their real principles did not last long and, significantly, the leading +Bolsheviks did not consider the abolition of such principles as harming the +"communist" nature of the regime. + +We have stressed this period for a reason. This was the period **before** the +out-break of major Civil War and thus the policies applied show the actual +nature of Bolshevism, it's essence if you like. This is a significant period +as most Leninists blame the failure of Lenin to live up to his promises on +this even. In reality, the civil war was **not** the reason for these +betrayals - simply because it had not started yet. Each of the promises were +broken in turn months before the civil war happened. _"All Power to the +Soviets"_ became, very quickly, "All Power to the Bolsheviks." Unsurprisingly, +as this was Lenin's aim all along and so we find him in 1917 continually +repeating this basic idea (see [section H.3.3](secH3.html#sech33)). + +Given this, the almost utter non-mention of the party and its role in **State +and Revolution** is deeply significant. Given the emphasis that Lenin had +always placed on the party, it's absence is worrying. When the party is +mentioned in that work, it is done so in an ambiguous manner. For example, +Lenin noted that _"[b]y educating the workers' party, Marxism educates the +vanguard of the proletariat which is capable of assuming power and of +**leading the whole people** to socialism, of directing and organising the new +order."_ It is not clear whether it is the vanguard or the proletariat as a +whole which assumes power. Later, he stated that _"the dictatorship of the +proletariat"_ was _"the organisation of the vanguard of the oppressed as the +ruling class for the purpose of crushing the oppressors."_ [**Essential Works +of Lenin**, p. 288 and p. 337] Based on subsequent Bolshevik practice after +the party seized power, it seems clear that it is the vanguard which assumes +power rather than the whole class. + +As such, given this clear and unambiguous position throughout 1917 by Lenin, +it seems incredulous, to say the least, for Leninist Tony Cliff to assert that +_"[t]o start with Lenin spoke of the **proletariat,** the **class** \- not the +Bolshevik Party - assuming state power."_ [**Lenin**, vol. 3, p. 161] Surely +the title of one of Lenin's most famous pre-October essays, usually translated +as _"Can the Bolsheviks Retain State Power?"_, should have given the game +away? As would, surely, quoting numerous calls by Lenin for the Bolsheviks to +seize power? Apparently not. + +Where does that leave Lenin's **State and Revolution**? Well, modern-day +Leninists still urge us to read it, considering it his greatest work and the +best introduction to what Leninism really stands for. For example, we find +Leninist Tony Cliff calling that book _"Lenin's real testament"_ while, at the +same time, acknowledging that its _"message . . . which was the guide for the +first victorious proletarian revolution, was violated again and again during +the civil war."_ Not a very good _"guide"_ or that convincing a _"message"_ if +it was not applicable in the very circumstances it was designed to be applied +in (a bit like saying you have an excellent umbrella but it only works when it +is not raining). Moreover, Cliff is factually incorrect. As we discuss in +[section H.6](secH6.html), the Bolsheviks _"violated"_ that _"guide"_ before +the civil war started (i.e. when _"the victories of the Czechoslovak troops +over the Red Army in June 1918, that threatened the greatest danger to the +Soviet republic,"_ to quote Cliff). [**Op. Cit.**, p. 161 and p. 18] +Similarly, much of the economic policies implemented by the Bolsheviks had +their roots in that book and the other writings by Lenin from 1917. + +The conclusions of dissent Marxist Samuel Farber seem appropriate here. As he +puts it, _"the very fact that a Sovnarkom had been created as a separate body +from the CEC [Central Executive Committee] of the soviets clearly indicates +that, Lenin's **State and Revolution** notwithstanding, the separation of at +least the top bodies of the executive and the legislative wings of the +government remained in effect in the new Soviet system."_ This suggests _"that +**State and Revolution** did not play a decisive role as a source of policy +guidelines for 'Leninism in power.'"_ After all, _"immediately after the +Revolution the Bolsheviks established an executive power . . . as a clearly +separate body from the leading body of the legislature . . . Therefore, some +sections of the contemporary Left appear to have greatly overestimated the +importance that **State and Revolution** had for Lenin's government. I would +suggest that this document . . . can be better understood as a distant, +although doubtless sincere [!], socio-political vision . . . as opposed to its +having been a programmatic political statement, let alone a guide to action, +for the period immediately after the successful seizure of power."_ [**Op. +Cit.**, pp. 20-1 and p. 38] + +That is **one** way of looking at it. Another would be to draw the conclusion +that a _"distant . . . socio-political vision"_ drawn up to sound like a +_"guide to action"_ which was then immediately ignored is, at worse, little +more than a deception, or, at best, a theoretical justification for seizing +power in the face of orthodox Marxist dogma. Whatever the rationale for Lenin +writing his book, one thing is true - it was never implemented. Strange, then, +that Leninists today urge use to read it to see what "Lenin really wanted." +Particularly given that so few of its promises were actually implemented +(those that were just recognised the facts on the ground) and **all** of were +no longer applied in less than six months after the seize of power. + +It will be objected in defence of Leninism that it is unfair to hold Lenin +responsible for the failure to apply his ideas in practice. The terrible Civil +War, in which Soviet Russia was attacked by numerous armies, and the resulting +economic chaos meant that the objective circumstances made it impossible to +implement his democratic ideas. This argument contains flaws. Firstly, as we +indicated above, the undemocratic policies of the Bolsheviks started +**before** the start of the Civil War (so suggesting that the hardships of the +Civil War were not to blame). Secondly, Lenin himself mocked those who argued +that revolution was out of the question because of difficult circumstances and +so to blame these for the failure of the Bolsheviks to apply the ideas in +**State and Revolution** means to argue that those ideas are inappropriate for +a revolution (which, we must stress, is what the leading Bolsheviks actually +**did** end up arguing by their support for party dictatorship). You cannot +have it both ways. + +Lenin at no time indicated in **State and Revolution** that it was impossible +or inapplicable to apply those ideas during a revolution in Russia (quite the +reverse!). Given that Marxists, including Lenin, argue that a "dictatorship of +the proletariat" is required to defend the revolution against capitalist +resistance it seems incredulous to argue that Lenin's major theoretical work +on that regime was impossible to apply in precisely the circumstances it was +designed for. + +All in all, discussing Lenin's **State and Revolution** without indicating +that the Bolsheviks failed to implement its ideas (indeed, did the exact +opposite) suggests a lack of honesty. It also suggests that the libertarian +ideas Lenin appropriated in that work could not survive being grafted onto the +statist ideas of mainstream Marxism. In the words of historian Marc Ferro: + +> _ "In a way, **The State and Revolution** even laid the foundations and +sketched out the essential features of an alternative to Bolshevik power, and +only the pro-Leninist tradition has used it, almost to quieten its conscience, +because Lenin, once in power, ignored its conclusions. The Bolsheviks, far +from causing the state to wither away, found endless reasons for justifying +its enforcement."_ [**October 1917**, pp. 213-4] + +Anarchists would suggest that this alternative was anarchism. The Russian +Revolution shows that a workers state, as anarchists have long argued, means +minority power, not working class self-management of society. As such, Lenin's +work indicates the contradictory nature of Marxism - while claiming to support +democratic/libertarian ideals they promote structures (such as centralised +states) which undermine those values in favour of party rule. The lesson is +clear, only libertarian means can ensure libertarian ends and they have to be +applied consistently within libertarian structures to work. To apply them to +statist ones will simply fail. + diff --git a/markdown/secH2.16.md b/markdown/secH2.16.md new file mode 100644 index 0000000000000000000000000000000000000000..565eae437bc47c97ad5d54a257fb49bc8fecd85c --- /dev/null +++ b/markdown/secH2.16.md @@ -0,0 +1,279 @@ +## H.2.16 Does the Spanish Revolution show the failure of anarchism? + +The actions of the anarchists of the CNT and FAI during the Spanish Civil War +is almost always mentioned by Marxists when they attack anarchism. Take, for +example, Pat Stack: + +> _ "This question of state power, and which class holds it, was to prove +crucial for revolutionaries during the Spanish Civil War and in particular +during the revolutionary upheavals in Catalonia. Here anarchism faced its +greatest test and greatest opportunity, yet it failed the former and therefore +missed the latter. + +> + +> "When the government in the region under the leadership of Companys admitted +its impotence and offered to dissolve, effectively handing power to the +revolutionary forces, the anarchists turned them down. CNT leader and FAI . . +. militant Garcia Oliver explained, 'The CNT and the FAI decided on +collaboration and democracy, renouncing revolutionary totalitarianism which +would lead to the strangulation of the revolution by the anarchist and +Confederal dictatorship. We had to choose, between Libertarian Communism, +which meant anarchist dictatorship, and democracy, which meant collaboration.' +The choice was between leaving the state intact and paving the way for +Franco's victory or building a workers' government in Catalonia which could +act as a focal point for the defeat of Franco and the creation of the +structures of a new workers' state. In choosing the former the anarchists were +refusing to distinguish between a capitalist state and a workers' state . . . +The movement that started by refusing to build a workers' state ended up by +recognising a capitalist one and betraying the revolution in the process."_ +[_"Anarchy in the UK?"_, **Socialist Review**, no. 246] + +There are four key flaws in this kind of argument. First, there is the actual +objective situation in which the decision to collaborate was made in. +Strangely, for all his talk of anarchists ignoring _"material conditions"_ +when we discuss the Russian revolution, Stack fails to mention any when he +discusses the decisions of the Spanish Anarchists. As such, his critique is +pure idealism, without any attempt to ground it in the objective circumstances +facing the CNT and FAI. Second, the quote provided as the only evidence for +Stack's analysis dates from a year **after** the decision was made. Rather +than reflect the actual concerns of the CNT and FAI at the time, they reflect +the attempts of the leaders of an organisation which had significantly +departed from its libertarian principles to justify their actions. While this +obviously suits Stack's idealist analysis of events, its use can be flawed for +this reason. Thirdly, clearly the decision of the CNT and FAI **ignored** +anarchist theory. As such, it seems ironic to blame anarchism when anarchists +ignores its recommendations, yet this is what Stack argues. Lastly, there is +the counter-example of Aragon, which clearly refutes Stack's analysis. + +To understand why the CNT and FAI made the decisions it did, it is necessary +to do what Stack fails to do, namely to provide some context. The decision to +ignore anarchist theory, ignore the state rather than smashing it and work +with other anti-fascist organisations was made immediately after the army had +been defeated on the streets of Barcelona on the 20th of July, 1936. It is +this fact, the success of a popular insurrection in one region against a +**nation wide** military coup, which helps place the CNT's decisions into +context. Catalonia is but one region in Spain. While the CNT had great +strength, it was not uniform. Some areas, such as around Madrid and in +Asturias, the socialist UGT was stronger (although the CNT had been making +inroads in both areas). + +This meant any decision to introduce libertarian communism in Catalonia would +have, in all likelihood, meant isolation within Republican Spain and the +possibility that the CNT would have to fight both the Republican state **as +well as** Franco. So the decision to collaborate was obviously driven by fear +of Franco and the concern not to divide the forces fighting him. As a 1937 CNT +report put it, the union had a _"difficult alternative: to completely destroy +the state, to declare war against the Rebels, the government, foreign +capitalists . . . or collaborating."_ [quoted by Robert Alexander, **The +Anarchists in the Spanish Civil War**, vol. 2, p. 1156] + +As such, the **real** choice facing the CNT was not _"between leaving the +state intact . . . or building a workers' government in Catalonia which could +act as a focal point for the defeat of Franco"_ but rather something +drastically different. Either work with other anti-fascists against Franco so +ensuring unity against the common enemy and implement anarchism after victory +**or** immediately implement libertarian communism and possibly face a +conflict on two fronts, against Franco **and** the Republic (and, possibly, +imperialist intervention against the social revolution). This situation made +the CNT-FAI decide to collaborate with other anti-fascist groups in the +Catalan **Central Committee of Anti-Fascist Militias**. To downplay these +objective factors and simply blame the decision on anarchist politics is a +joke. This dilemma was the one which was driving the decisions of the CNT +leadership, **not** any failings in anarchist politics. + +Similarly, the Garica Oliver quote provided by Stack dated from July 1937. +They were made as justifications of CNT-FAI actions and were designed for +political effect. They cannot be taken at face value as they are totally +contradictory. He was arguing that libertarian communism (a society based on +directly democratic free associations organised and run from the bottom up) +was an _"anarchist dictatorship"_ and **less** democratic than the capitalist +Republic he had been fighting against between 1931 and 1936! Moreover, +libertarian communism **was** the revolution. As such, to choose it over +capitalist democracy to stop _"the strangulation of the revolution"_ makes no +sense, as the revolution which was created by the rank-and-file of the +anarchist movement after the defeat of Franco was based on libertarian +communist ideas and ideals! + +It is safe to take Garica Oliver's words with a large pinch of salt. To rely +upon them for an analysis of the actions of the Spanish Anarchists or the +failings of anarchism suggests an extremely superficial perspective. This is +particularly the case when we look at both the history of the CNT and +anarchist theory. As noted in [section H.1.4](secH1.html#sech14), according to +anarchist ideas, the social revolution, to quote Bakunin, must _"totally +destroy the State,"_ expropriate capital and the land _"on behalf of workers' +associations"_ and create _"the federative Alliance of all working men's +associations"_ which _"will constitute the Commune."_ [**Michael Bakunin: +Selected Writings**, p. 170] As can be seen, the CNT ignored these +recommendations. Given that the CNT did **not** destroy the state, nor create +a federation of workers' councils, then how can anarchist theory be blamed? It +seems strange to point to the failure of anarchists to apply their politics as +an example of the failure of those politics, yet this is what Stack is doing. + +As we discuss in [section I.8.11](secI8.html#seci811), the CNT leadership, +going against anarchist theory, decided to postpone the revolution until +**after** Franco was defeated. As the Catalan CNT leadership put it in August +1936: + +> _ "Reports have also been received from other regions. There has been some +talk about the impatience of some comrades who wish to go further than +crushing fascism, but for the moment the situation in Spain as a whole is +extremely delicate. In revolutionary terms, Catalonia is an oasis within +Spain. + +> + +> "Obviously no one can foresee the changes which may follow the civil war and +the conquest of that part of Spain which is still under the control of +mutinous reactionaries."_ [quoted by Jose Peirats, **The CNT in the Spanish +Revolution**, vol. 1, pp. 151-2] + +As can be seen, concern that Catalonia would be isolated from the rest of the +Republic is foremost in their minds. Equally, there is the acknowledgement +that many CNT members were applying anarchist politics by fighting fascism via +a revolutionary war. This can be seen by the rank and file of the CNT and FAI +ignoring the decision to "postpone" the revolution in favour of an anti- +fascist war. All across Republican Spain, workers and peasants started to +expropriate capital and the land, placing it under workers' self-management. +They did so on their own initiative. They also applied anarchist ideas in full +in Aragon, where the **Council of Aragon** was created in October 1936 at a +meeting of delegates from CNT unions, village collectives and militia columns. +In other words, the creation of a federation of workers' associations as +argued by Bakunin. Little wonder Stack fails to mention what happened in +Aragon: it would undermine his argument against anarchism to mention it. + +To contrast Catalonia and Aragon shows the weakness of Stack's argument. The +same organisation, with the same politics, yet different results. How can +anarchist ideas be blamed for what happened in Catalonia when they had been +applied in Aragon? Such a position could not be logically argued and, +unsurprisingly, Aragon usually fails to get mentioned by Marxists when +discussing Anarchism during the Spanish Civil War. The continuity of what +happened in Aragon with the ideas of anarchism and the CNT's 1936 Zaragoza +Resolution on Libertarian Communism is clear. + +In summary, how could anarchism have _"failed"_ during the Spanish Revolution +when it was ignored in Catalonia (for fear of fascism) and applied in Aragon? +How can it be argued that anarchist politics were to blame when those very +same politics had formed the Council of Aragon? It cannot. Simply put, the +Spanish Civil War showed the failure of certain anarchists to apply their +ideas in a difficult situation rather than the failure of anarchism. + +Needless to say, Stack also claims that the **Friends of Durruti** group +developed towards Marxism. As he puts it: + +> _ "Interestingly the one Spanish anarchist group that developed the most +sophisticated critique of all this was the Friends of Durutti [sic!]. As +[Trotskyist] Felix Morrow points out, 'They represented a conscious break with +the anti-statism of traditional anarchism. They explicitly declared the need +for democratic organs of power, juntas or soviets, in the overthrow of +capitalism, and the necessary state measures of repression against the +counter-revolution.' The failure of the Spanish anarchists to understand +exactly that these were the stark choices workers' power, or capitalist power +followed by reaction."_ + +That Stack could not bother to spell Durruti's name correctly shows how +seriously we should take this analysis. The **Friends of Durruti** (FoD) were +an anarchist grouping within the CNT and FAI which, like a large minority of +others, strongly and consistently opposed the policy of anti-fascist unity. +Rather than signify a _"conscious break"_ with anarchism, it signified a +conscious **return** to it. This can be clearly seen when we compare their +arguments to those of Bakunin. As noted by Stack, the FoD argued for +_"juntas"_ in the overthrow of capitalism and to defend against counter- +revolution. Yet this was **exactly** what revolutionary anarchists have argued +for since Bakunin (see [section H.2.1](secH2.html#sech21) for details). The +continuity of the ideas of the FoD with the pre-Civil War politics of the CNT +and the ideas of revolutionary anarchism are clear. As such, the FoD were +simply arguing for a return to the traditional positions of anarchism and +cannot be considered to have broken with it. If Stack or Morrow knew anything +about anarchism, then they would have known this. + +As such, the failure of the Spanish anarchists was not the _"stark choice"_ +between _"workers' power"_ and _"capitalist power"_ but rather the making of +the wrong choice in the real dilemma of introducing anarchism (which would, by +definition, be based on workers' power, organisation and self-management) or +collaborating with other anti-fascist groups in the struggle against the +greater enemy of Franco (i.e. fascist reaction). That Stack does not see this +suggests that he simply has no appreciation of the dynamics of the Spanish +Revolution and prefers abstract sloganeering to a serious analysis of the +problems facing it. + +Stack ends by summarising: + +> _ "The most important lesson . . . is that whatever ideals and gut instincts +individual anarchists may have, anarchism, both in word and deed, fails to +provide a roadworthy vehicle for human liberation. Only Marxism, which sees +the centrality of the working class under the leadership of a political party, +is capable of leading the working class to victory."_ + +As a useful antidote to these claims, we need simply quote Trotsky on what the +Spanish anarchists should have done. In his words: _"Because the leaders of +the CNT renounced dictatorship **for themselves** they left the place open for +the Stalinist dictatorship."_ Hardly an example of "workers' power"! Or, as he +put it earlier in the same year, a _"revolutionary party, even having seized +power (of which the anarchist leaders were incapable in spite of the heroism +of the anarchist workers), is still by no means the sovereign ruler of +society."_ [our emphasis, **Writings 1936-7**, p. 514 and p. 488] Rather than +seeing _"democratic organs of power, juntas or soviets, in the overthrow of +capitalism"_ as being the key issue, Trotsky considered the party as being the +decisive factor. At best, such organs would be used to achieve party power and +would simply be a fig-leaf for its rule (see [section +H.3.11](secH3.html#sech311) for more on this). + +Clearly, the leading Marxist at the time was not arguing for the _"centrality +of the working class under the leadership of a political party."_ He was +arguing for the dictatorship of a "revolutionary" party _**over**_ the working +class. Rather than the working class being "central" to the running of a +revolutionary regime, Trotsky saw the party taking that position. What sort of +_"victory"_ is possible when the party has dictatorial power over the working +class and the _"sovereign ruler"_ of society? Simply the kind of "victory" +that leads to Stalinism. + +Anarchists reject this vision. They also reject the first step along this +path, namely the identification of party power with workers' power. Simply +put, if the "revolutionary" party is in power then the working class is not. +Rather than seeing working class organisations as the means by which working +people run society, Leninists see them purely in instrumental terms - the +means by which the party can seize power. As the Russian Revolution proved +beyond doubt, in a conflict between workers' power and party power Leninists +will suppress the former to ensure the latter. + +To paraphrase Stack, the most important lesson from both the Russian and +Spanish revolutions is that whatever ideals and gut instincts individual +Leninists may have, Leninism, both in word and deed, fails to provide a +roadworthy vehicle for human liberation. Only Anarchism, which sees the +centrality of the working class self-management of the class struggle and +revolution, is capable of ensuring the creation of a real, free, socialist +society. + +Therefore, rather than see the failure of anarchism, the Spanish Revolution +showed the failure of anarchists to apply their politics due to exceptionally +difficult objective circumstances, a mistake which almost all anarchists +acknowledge and have learned from. This does not justify the decision, rather +it helps to explain it. Moreover, the Spanish Revolution also has a clear +example of anarchism being applied in the Council of Aragon. As such, it is +hard to blame anarchism for the failure of the CNT when the same organisation +applied its ideas successfully there. Simply put, Marxist claims that the +Spanish Revolution shows the failure of anarchist ideas are not only wrong, +they are extremely superficial and not rooted in the objective circumstances +of the time. + +Lastly, it could be argued that our critique of the standard Leninist attack +on anarchism during the Spanish Revolution is similar to that presented by +Leninists to justify Bolshevik authoritarianism during the Russian one. After +all, Leninists like Stack point to the objective circumstances facing Lenin's +regime - its isolation, civil war and economic problems - as explaining its +repressive actions. However, this is not the case as the defeat of the Spanish +Revolution was due to anarchists **not** applying our ideas while, for Russia, +it was due to the Bolsheviks **applying** their ideology. The difficulties +that faced the Russian Revolution pushed the Bolsheviks further down the road +they where already travelling down (not to mention that Bolshevik ideology +significantly contributed to making many of these problem worse). As we +discuss in [section H.6](secH6.html), the notion that "objective +circumstances" explains Bolshevik tyranny is simply unconvincing, particularly +given the role Bolshevik ideology played in this process. + +For more discussion of the Spanish Revolution and its lessons for anarchists, +see [section I.8](secI8.html). In addition, the appendix _["Marxists and +Spanish Anarchism"](append32.html)_ has a much fuller discussion of this issue +(including whether the **Friends of Durruti** broke with anarchism). + diff --git a/markdown/secH2.md b/markdown/secH2.md new file mode 100644 index 0000000000000000000000000000000000000000..85bfe69093f76992a272cc6d1c02b841a50c2112 --- /dev/null +++ b/markdown/secH2.md @@ -0,0 +1,4638 @@ +# H.2 What parts of anarchism do Marxists particularly misrepresent? + +Many people involved in politics will soon discover that Marxist groups +(particularly Leninist ones) organise "debates"_ about anarchism. These +meetings are usually entitled _"Marxism and Anarchism"_ and are usually +organised after anarchists have been active in the area or have made the +headlines somewhere. + +These meetings, contrary to common sense, are usually not a debate as (almost +always) no anarchists are invited to argue the anarchist viewpoint and, +therefore, they present a one-sided account of _"Marxism and Anarchism"_ in a +manner which benefits the organisers. Usually, the format is a speaker +distorting anarchist ideas and history for a long period of time (both +absolutely in terms of the length of the meeting and relatively in terms of +the boredom inflicted on the unfortunate attendees). It will soon become +obvious to those attending that any such meeting is little more than an +unprincipled attack on anarchism with little or no relationship to what +anarchism is actually about. Those anarchists who attend such meetings usually +spend most of their allotted (usually short) speaking time refuting the +nonsense that is undoubtedly presented. Rather than a **real** discussion +between the differences between anarchism and "Marxism" (i.e. Leninism), the +meeting simply becomes one where anarchists correct the distortions and +misrepresentations of the speaker in order to create the basis of a real +debate. If the reader does not believe this summary we would encourage them to +attend such a meeting and see for themselves. + +Needless to say, we cannot hope to reproduce the many distortions produced in +such meetings. However, when anarchists do hit the headlines (such as in the +1990 poll tax riot in London and the anti-globalisation movement of the late +1990s and early 2000s), various Marxist papers will produce articles on +"Anarchism" as well. Like the meetings, the articles are full of so many +elementary errors that it takes a lot of effort to think they are the product +of ignorance rather than a conscious desire to lie (the appendix [_"Anarchism +and Marxism"_](append3.html) contains a few replies to such articles). In +addition, many of the founding fathers of Marxism (and Leninism) also decided +to attack anarchism in similar ways, so this activity does have a long +tradition in Marxist circles (particularly in Leninist and Trotskyist ones). +Sadly, Max Nettlau's comments on Marx and Engels are applicable to many of +their followers today. He argued that they _"acted with that shocking lack of +honesty which was characteristic of **all** their polemics. They worked with +inadequate documentation, which, according to their custom, they supplemented +with arbitrary declarations and conclusions \- accepted as truth by their +followers although they were exposed as deplorable misrepresentations, errors +and unscrupulous perversions of the truth."_ [**A Short History of +Anarchism**, p. 132] As the reader will discover, this summary has not lost +its relevance today. If you read Marxist "critiques" of anarchism you will +soon discover the same repetition of "accepted" truths, the same inadequate +documentation, the same arbitrary declarations and conclusions as well as an +apparent total lack of familiarity with the source material they claim to be +analysing. + +This section of the FAQ lists and refutes many of the most common distortions +Marxists make with regards to anarchism. As will become clear, many of the +most common Marxist attacks on anarchism have little or no basis in fact but +have simply been repeated so often by Marxists that they have entered the +ideology (the idea that anarchists think the capitalist class will just +disappear being, probably, the most famous one). + +Moreover, Marxists make many major and minor distortions of anarchist theory +in passing. For example, Eric Hobsbawm wrote of the _"extremism of the +anarchist rejection of state and organisation"_ while being well aware, as a +leading Marxist historian, of numerous anarchist organisations. +[**Revolutionaries**, p. 113] This kind of nonsense has a long history, with +Engels asserting in his infamous diatribe _"The Bakuninists at work"_ that +Bakunin _"[a]s early as September 1870 (in his **Lettres a un francais** +[Letters to a Frenchman]) . . . had declared that the only way to drive the +Prussians out of France by a revolutionary struggle was to do away with all +forms of centralised leadership and leave each town, each village, each parish +to wage war on its own."_ For Engels anarchist federalism _"consisted +precisely in the fact that each town acted on its own, declaring that the +important thing was not co-operation with other towns but separation from +them, this precluding any possibility of a combined attack."_ This meant _"the +fragmentation and isolation of the revolutionary forces which enabled the +government troops to smash one revolt after the other."_ According to Engels, +the anarchists _"proclaimed [this] a principle of supreme revolutionary +wisdom."_ [**Collected Works**, vol. 23, p. 592] + +In fact, the truth is totally different. Bakunin did, of course, reject +_"centralised leadership"_ as it would be _"necessarily very circumscribed, +very short-sighted, and its limited perception cannot, therefore, penetrate +the depth and encompass the whole complex range of popular life."_ However, it +is a falsehood to state that he denied the need for co-ordination of struggles +and federal organisations from the bottom up. As he put it, the revolution +must _"foster the self-organisation of the masses into autonomous bodies, +federated from the bottom upwards."_ With regards to the peasants, he thought +they will _"come to an understanding, and form some kind of organisation . . . +to further their mutual interests . . . the necessity to defend their homes, +their families, and their own lives against unforeseen attack . . . will +undoubtedly soon compel them to contract new and mutually suitable +arrangements."_ The peasants would be _"freely organised from the bottom up."_ +Rather than deny the need for co-ordination, Bakunin stressed it: _"the +peasants, like the industrial city workers, should unite by federating the +fighting battalions, district by district, assuring a common co-ordinated +defence against internal and external enemies."_ [_"Letters to a Frenchman on +the present crisis"_, **Bakunin on Anarchism**, p. 196, p. 206, p. 207 and p. +190] In this he repeated his earlier arguments concerning social revolution - +arguments that Engels was well aware of. + +In other words, Engels deliberately misrepresented Bakunin's ideas while being +an attack on federalism when, in fact, federalism was **not** actually +implemented. It should also be mentioned that Engels opposed the Spanish +workers rising in revolt in the first place. _"A few years of peaceful +bourgeois republic,"_ he argued, _"would prepare the ground in Spain for a +proletarian revolution"_ and _"instead of staging isolated, easily crushed +rebellions,"_ he hoped that the _"Spanish workers will make use of the +republic"_ with a _"view to an approaching revolution."_ He ended by asking +them not to give the bourgeois government _"an excuse to suppress the +revolutionary movement."_ [**Op. Cit.**, pp. 420-1] In his post-revolt +diatribe, Engels repeated this analysis and suggested that the "Bakuninists" +should have simply stood for election: + +> _ "At quiet times, when the proletariat knows beforehand that at best it can +get only a few representatives to parliament and have no chance whatever of +winning a parliamentary majority, the workers may sometimes be made to believe +that it is a great revolutionary action to sit out the elections at home, and +in general, not to attack the State in which they live and which oppresses +them, but to attack the State as such which exists nowhere and which +accordingly cannot defend itself."_ [**Op. Cit.**, p. 583] + +For some reason, few Leninist quote these recommendations to the Spanish +workers nor do they dwell on the reformist and bureaucratic nature of the +Socialist party inspired by this advice. As we discuss in [section +H.3.10](secH3.html#sech310), the notion that voting in elections was to +_"attack the State"_ fits in well with the concept that universal suffrage +equalled the _"political power"_ of the proletariat and the democratic +republic was the _"specific form"_ of its dictatorship. Again, for some +strange reason, few Leninists mention that either. + +The distortions can be somewhat ironic, as can be seen when Trotsky asserted +in 1937 that anarchists are _"willing to replace Bakunin's patriarchal +'federation of free communes' by the more modern federation of free soviets."_ +[**Writings 1936-37**, p. 487] It is hard to know where to start in this +incredulous rewriting of history. Firstly, Bakunin's federation of free +communes was, in fact, based on workers' councils ("soviets") - see [section +I.2.3](secI2.html#seci23). As for the charge of supporting _"patriarchal"_ +communes, nothing could be further from the truth. In his discussion of the +Russian peasant commune (the mir) Bakunin argued that _"patriarchalism"_ was +one of its _"three dark features,"_ indeed _"the main historical evil . . . +against which we are obliged to struggle with all our might."_ This _"evil"_, +he stressed, _"has distorted the whole of Russian life"_ and the _"despotism +of the father"_ turned the family _"into a school of triumphant force and +tyranny, of daily domestic baseness and depravity."_ The _"same patriarchal +principle, the same vile despotism, and the same base obedience prevail +within"_ the peasant commune. Any revolt against _"the hated state power and +bureaucratic arbitrariness . . . simultaneously becomes a revolt against the +despotism of the commune."_ The _"war against patriarchalism is now being +waged in virtually every village and every family."_[**Statism and Anarchy**, +p. 206, pp. 209-10, p. 210 and p. 214] + +As can be seen Trotsky's summary of Bakunin's ideas is totally wrong. Not only +did his ideas on the organisation of the free commune as a federation of +workers' associations predate the soviets by decades, he also argued against +patriarchal relationships and urged their destruction in the Russian peasant +commune (and elsewhere). Indeed, if any one fits Trotsky's invention it is +Marx, not Bakunin. After all, Marx came round (eventually) to Bakunin's +position that the peasant commune could be the basis for Russia to jump +straight to socialism (and so by-passing capitalism) but without Bakunin's +critical analysis of that institution and its patriarchal and other _"dark"_ +features. Similarly, Marx never argued that the future socialist society would +be based on workers' associations and their federation (i.e. workers' +councils). His vision of revolution was formulated in typically bourgeois +structures such as the Paris Commune's municipal council. + +We could go on, but space precludes discussing every example. Suffice to say, +it is not wise to take any Marxist assertion of anarchist thought or history +at face value. A common technique is to quote anarchist writers out of context +or before they become anarchists. For example, Marxist Paul Thomas argues that +Bakunin favoured _"blind destructiveness"_ and yet quotes more from Bakunin's +pre-anarchist works (as well as Russian nihilists) than Bakunin's anarchist +works to prove his claim. Similarly, Thomas claims that Bakunin _"defended the +**federes** of the Paris Commune of 1871 on the grounds that they were strong +enough to dispense with theory altogether,"_ yet his supporting quote clearly +does not, in fact, say this. [**Karl Marx and the Anarchists**, pp. 288-90 and +p. 285] What Bakunin was, in fact, arguing was simply that theory must +progress from experience and that any attempt to impose a theory on society +would be doomed to create a _"Procrustean bed"_ as no government could +_"embrace the infinite multiplicity and diversity of the real aspirations, +wishes and needs whose sum total constitutes the collective will of a +people."_ He explicitly contrasted the Marxist system of _"want[ing] to impose +science upon the people"_ with the anarchist desire _"to diffuse science and +knowledge among the people, so that the various groups of human society, when +convinced by propaganda, may organise and spontaneously combine into +federations, in accordance with their natural tendencies and their real +interests, but never according to a plan traced in advance and **imposed upon +the ignorant masses** by a few 'superior' minds."_ [**The Political Theory of +Bakunin**, p. 300] A clear misreading of Bakunin's argument but one which fits +nicely into Marxist preconceptions of Bakunin and anarchism in general. + +This tendency to quote out of context or from periods when anarchists were not +anarchists probably explains why so many of these Marxist accounts of +anarchism are completely lacking in references. Take, for example, the British +SWP's Pat Stack who, in the face of stiff competition, wrote one of the most +inaccurate diatribes against anarchism the world has had the misfortunate to +see (namely _"Anarchy in the UK?"_ [**Socialist Review**, no. 246]). There is +not a single reference in the whole article, which is just as well, given the +inaccuracies contained in it. Without references, the reader would not be able +to discover for themselves the distortions and simple errors contained in it. + +For example, Stack asserts that Bakunin _"claimed a purely 'instinctive +socialism.'"_ However, the truth is different and this quote from Bakunin is +one by him comparing himself and Marx in the 1840s! In fact, the **anarchist** +Bakunin argued that _"instinct as a weapon is not sufficient to safeguard the +proletariat against the reactionary machinations of the privileged classes,"_ +as instinct _"left to itself, and inasmuch as it has not been transformed into +consciously reflected, clearly determined thought, lends itself easily to +falsification, distortion and deceit."_ [**The Political Philosophy of +Bakunin**, p. 215] Bakunin saw the process of class struggle as the means of +transforming instinct into conscious thought. As he put it, the _"goal, then, +is to make the worker fully aware of what he [or she] wants, to unjam within +him [or her] a steam of thought corresponding to his [or her] instinct."_ This +is done by _"a single path, that of **emancipation through practical +action**,"_ by _"workers' solidarity in their struggle against the bosses,"_ +of _"collective struggle of the workers against the bosses."_ This would be +complemented by socialist organisations _"propagandis[ing] its principles."_ +[**The Basic Bakunin**, p. 102, p. 103 and p. 109] Clearly, Stack is totally +distorting Bakunin's ideas on the subject. + +This technique of quoting Bakunin when he spoke about (or when he wrote in) +his pre-anarchist days in the 1840s, i.e. nearly 20 years **before** he became +an anarchist, or from Proudhon's non-anarchist and posthumously published work +on property (in which Proudhon saw small-scale property as a bulwark against +state tyranny) to attack anarchism is commonplace. So it is always wise to +check the source material and any references (assuming that they are +provided). Only by doing this can it be discovered whether a quote reflects +the opinions of individuals when they were anarchists or whether they are +referring to periods when they were no longer, or had not yet become, +anarchists. + +Ultimately, though, these kinds of articles by Marxists simply show the +ideological nature of their own politics and say far more about Marxism than +anarchism. After all, if their politics were strong they would not need to +distort anarchist ideas! In addition, these essays are usually marked by a lot +of (usually inaccurate) attacks on the ideas (or personal failings) of +individual anarchists (usually Proudhon and Bakunin and sometimes Kropotkin). +No modern anarchist theorist is usually mentioned, never mind discussed. +Obviously, for most Marxists, anarchists must repeat parrot-like the ideas of +these "great men." However, while Marxists may do this, anarchists have always +rejected this approach. We deliberately call ourselves **anarchists** rather +than Proudhonists, Bakuninists, Kropotkinists, or after any other person. As +Malatesta argued in 1876 (the year of Bakunin's death) _"[w]e follow ideas and +not men, and rebel against this habit of embodying a principle in a man."_ +[**Errico Malatesta: His Life and Ideas**, p. 198] + +Therefore, anarchists, unlike many (most?) Marxists do not believe that some +prophet wrote down the scriptures in past centuries and if only we could reach +a correct understanding of these writings today we would see the way forward. +Chomsky put it extremely well: + +> _ "The whole concept of Marxist or Freudian or anything like that is very +odd. These concepts belong to the history of organised religion. Any living +person, no matter how gifted, will make some contributions intermingled with +error and partial understanding. We try to understand and improve on their +contributions and eliminate the errors. But how can you identify yourself as a +Marxist, or a Freudian, or an X-ist, whoever X may be? That would be to treat +the person as a God to be revered, not a human being whose contributions are +to be assimilated and transcended. It's a crazy idea, a kind of idolatry."_ +[**The Chomsky Reader**, pp. 29-30] + +This means that anarchists recognise that any person, no matter how great or +influential, are just human. They make mistakes, they fail to live up to all +the ideals they express, they are shaped by the society they live in, and so +on. Anarchists recognise this fact and extract the positive aspects of past +anarchist thinkers, reject the rest and develop what we consider the living +core of their ideas, learn from history and constantly try to bring anarchist +ideas up-to-date (after all, a lot has changed since the days of Proudhon, +Bakunin and Kropotkin and this has to be taken into account). As Max Nettlau +put it with regards to Proudhon, _"we have to extract from his work useful +teachings that would be of great service to our modern libertarians, who +nevertheless have to find their own way from theory to practice and to the +critique of our present-day conditions, as Proudhon did in his time. This does +not call for a slavish imitation; it implies using his work to inspire us and +enable us to profit by his experience."_ [**A Short History of Anarchism**, +pp. 46-7] Similarly for other anarchists \- we see them as a source of +inspiration upon which to build rather than a template which to copy. This +means to attack anarchism by, say, attacking Bakunin's or Proudhon's personal +failings is to totally miss the point. While anarchists may be inspired by the +ideas of, say, Bakunin or Proudhon it does not mean we blindly follow all of +their ideas. Far from it! We critically analysis their ideas and keep what is +living and reject what is useless or dead. Sadly, such common sense is lacking +in many who critique anarchism. + +However, the typical Marxist approach does have its benefits from a political +perspective. It is very difficult for Marxists and Leninists to make an +objective criticism of Anarchism for, as Albert Meltzer pointed out, _"by its +nature it undermines all the suppositions basic to Marxism. Marxism was held +out to be the basic working class philosophy (a belief which has utterly +ruined the working class movement everywhere). It holds that the industrial +proletariat cannot owe its emancipation to anyone but themselves alone. It is +hard to go back on that and say that the working class is not yet ready to +dispense with authority placed over it . . . Marxism normally tries to refrain +from criticising anarchism as such - unless driven to doing so, when it +exposes its own authoritarianism . . . and concentrates its attacks not on +Anarchism, but on Anarchists."_ [**Anarchism: Arguments for and Against**, p. +62] Needless to say, this technique is the one usually applied by Marxists +(although, we must stress that usually their account of the ideas of Proudhon, +Bakunin, and Kropotkin are so distorted that they fail even to do this!). + +So anarchist theory has developed since Proudhon, Bakunin and Kropotkin. At +each period in history anarchism advanced in its understanding of the world, +the anarchism of Bakunin was a development of that of Proudhon, these ideas +were again developed by the anarcho-communists of the 1880s and by the +syndicalists of the 1890's, by the Italian Malatesta, the Russian Kropotkin, +the Mexican Flores Magon and many other individuals and movements. Today we +stand on their shoulders, not at their feet. + +As such, to concentrate on the ideas of a few _"leaders"_ misses the point +totally. While anarchism contains many of the core insights of, say, Bakunin, +it has also developed them and added to them. It has, concretely, taken into +account, say, the lessons of the Russian and Spanish revolutions and so on. As +such, even assuming that Marxist accounts of certain aspects of the ideas of +Proudhon, Bakunin and Kropotkin were correct, they would have to be shown to +be relevant to modern anarchism to be of any but historical interest. Sadly, +Marxists generally fail to do this and, instead, we are subject to a (usually +inaccurate) history lesson. + +In order to understand, learn from and transcend previous theorists we must +honestly present their ideas. Unfortunately many Marxists do not do this and +so this section of the FAQ involves correcting the many mistakes, distortions, +errors and lies that Marxists have subjected anarchism to. Hopefully, with +this done, a real dialogue can develop between Marxists and anarchists. +Indeed, this has happened between libertarian Marxists (such as council +communists and Situationists) and anarchists and both tendencies have +benefited from it. Perhaps this dialogue between libertarian Marxists and +anarchists is to be expected, as the mainstream Marxists have often +misrepresented the ideas of libertarian Marxists as well - when not dismissing +them as anarchists! + +## H.2.1 Do anarchists reject defending a revolution? + +According to many Marxists anarchists either reject the idea of defending a +revolution or think that it is not necessary. The Trotskyists of **Workers' +Power** present a typical Marxist account of what **they** consider as +anarchist ideas on this subject: + +> _ "the anarchist conclusion is not to build any sort of state in the first +place - not even a democratic workers' state. But how could we stop the +capitalists trying to get their property back, something they will definitely +try and do? + +> + +> "Should the people organise to stop the capitalists raising private armies +and resisting the will of the majority? If the answer is yes, then that +organisation - whatever you prefer to call it - is a state: an apparatus +designed to enable one class to rule over another. + +> + +> "The anarchists are rejecting something which is necessary if we are to beat +the capitalists and have a chance of developing a classless society."_ +[_"What's wrong with anarchism?"_, pp. 12-13, **World Revolution: Prague S26 +2000**, p. 13] + +It would be simple to quote Malatesta from 1891 on this issue and leave it at +that. As he put some seem to suppose _"that anarchists, in the name of their +principles, would wish to see that strange freedom respected which violates +and destroys the freedom and life of others. They seem almost to believe that +after having brought down government and private property we would allow both +to be quietly built up again, because of respect for the **freedom** of those +who might feel the need to be rulers and property owners. A truly curious way +of interpreting our ideas."_ [**Anarchy**, pp. 42-3] Pretty much common sense, +so you would think! Sadly, this appears to not be the case. As such, we have +to explain anarchist ideas on the defence of a revolution and why this +necessity need not imply a state and, if it did, then it signifies the end of +the revolution. + +The argument by **Workers' Power** is very common with the Leninist left and +contains three fallacies, which we expose in turn. Firstly, we have to show +that anarchists have always seen the necessity of defending a revolution. This +shows that the anarchist opposition to the _"democratic workers' state"_ (or +_"dictatorship of the proletariat"_) has nothing to do with beating the ruling +class and stopping them regaining their positions of power. Secondly, we have +to discuss the anarchist and Marxist definitions of what constitutes a +_"state"_ and show what they have in common and how they differ. Thirdly, we +must summarise why anarchists oppose the idea of a _"workers' state"_ in order +for the **real** reasons why anarchists oppose it to be understood. Each issue +will be discussed in turn. + +For revolutionary anarchists, it is a truism that a revolution will need to +defend itself against counter-revolutionary threats. Bakunin, for example, +while strenuously objecting to the idea of a _"dictatorship of the +proletariat"_ also thought a revolution would need to defend itself: + +> _ "Immediately after established governments have been overthrown, communes +will have to reorganise themselves along revolutionary lines . . . In order to +defend the revolution, their volunteers will at the same time form a communal +militia. But no commune can defend itself in isolation. So it will be +necessary to radiate revolution outward, to raise all of its neighbouring +communes in revolt . . . and to federate with them for common defence."_ [**No +Gods, No Masters**, vol. 1, p. 142] + +And: + +> _ "the Alliance of all labour associations . . . will constitute the Commune +. . . there will be a standing federation of the barricades and a +Revolutionary Communal Council . . . [made up of] delegates . . . invested +with binding mandates and accountable and revocable at all times . . . all +provinces, communes and associations . . . [will] delegate deputies to an +agreed place of assembly (all . . . invested with binding mandated and +accountable and subject to recall), in order to found the federation of +insurgent associations, communes and provinces . . . and to organise a +revolutionary force with the capacity of defeating the reaction . . . it is +through the very act of extrapolation and organisation of the Revolution with +an eye to the mutual defences of insurgent areas that the universality of the +Revolution . . . will emerge triumphant."_ [**Op. Cit.**, pp. 155-6] + +Malatesta agreed, explicitly pointing to _"corps of volunteers (anarchist +formations)"_ as a means of defending a revolution from _"attempts to reduce a +free people to a state of slavery again."_ To defend a revolution required +_"the necessary geographical and mechanical knowledge, and above all large +masses of the population willing to go and fight. A government can neither +increase the abilities of the former nor the will and courage of the latter."_ +[**Anarchy**, p. 42] Decades later, his position had not changed and he was +still arguing for the _"creation of voluntary militia, without powers to +interfere as militia in the life of the community, but only to deal with any +armed attacks by the forces of reaction to re-establish themselves, or to +resist outside intervention"_ for only _"the people in arms, in possession of +the land, the factories and all the natural wealth"_ could _"defend . . . the +revolution."_ [**Errico Malatesta: His Life and Ideas**, p. 166 and p. 170] + +Alexander Berkman concurred. In his classic introduction to anarchism, he +devoted a whole chapter to the issue which he helpfully entitled _"Defense of +the Revolution"_. He noted that it was _"your duty, as an Anarchist, to +protect your liberty, to resist coercion and compulsion . . . the social +revolution . . . will defend itself against invasion from any quarter . . . +The armed workers and peasants are the only effective defence of the +revolution. By means of their unions and syndicates they must always be on +guard against counter-revolutionary attack."_ [**What is Anarchism?**, pp. +231-2] Emma Goldman clearly and unambiguously stated that she had _"always +insisted that an armed attack on the Revolution must be met with armed force"_ +and that _"an armed counter-revolutionary and fascist attack can be met in no +way except by an armed defence."_ [**Vision on Fire**, p. 222 and p. 217] +Kropotkin, likewise, took it as a given that _"a society in which the workers +would have a dominant voice"_ would require a revolution to create and _"each +time that such a period of accelerated evolution and reconstruction on a grand +scale begins, civil war is liable to break out on a small or large scale."_ +The question was _"how to attain the greatest results with the most limited +amount of civil war, the smallest number of victims, and a minimum of mutual +embitterment."_ To achieve this there was _"only one means; namely, that the +oppressed part of society should obtain the clearest possible conception of +what they intend to achieve, and how, and that they should be imbued with the +enthusiasm which is necessary for that achievement."_ Thus, _"there are +periods in human development when a conflict is unavoidable, and civil war +breaks out quite independently of the will of particular individuals."_ +[**Memiors of a Revolutionist**, pp. 270-1] + +So Durruti, while fighting at the front during the Spanish revolution, was not +saying anything new or against anarchist theory when he stated that _"the +bourgeois won't let us create a libertarian communist society simply because +we want to. They'll fight back and defend their privileges. The only way we +can establish libertarian communism is by destroying the bourgeoisie"_ [quoted +by Abel Paz, **Durruti in the Spanish Revolution**, p. 484] Clearly, anarchism +has always recognised the necessity of defending a revolution and proposed +ideas to ensure it (ideas applied with great success by, for example, the +Makhnovists in the Ukrainian Revolution and the CNT militias during the +Spanish). As such, any assertion that anarchism rejects the necessity of +defending a revolution is simply false. Sadly, it is one Marxists make +repeatedly (undoubtedly inspired by Engels similar distortions - see [section +H.4.7](secH4.html#sech47)). + +Which, of course, brings us to the second assertion, namely that any attempt +to defend a revolution means that a state has been created (regardless of what +it may be called). For anarchists, such an argument simply shows that Marxists +do not really understand what a state is. While the Trotskyist definition of a +_"state"_ may be (to quote **Workers' Power**) _"an apparatus designed to +enable one class to rule another,"_ the anarchist definition is somewhat +different. Anarchists, of course, do not deny that the modern state is (to use +Malatesta's excellent expression) _"the bourgeoisie's servant and +**gendarme**."_ [**Anarchy**, p. 23] However, as we discuss in [section +H.3.7](secH3.html#sech37), the Marxist analysis is superficial and +fundamentally metaphysical rather than scientific. Anarchists take an +evolutionary perspective on the state and, as a result, argue that every state +that has ever existed has defended the power of a minority class and, +unsurprisingly, has developed certain features to facilitate this. The key one +is centralisation of power. This ensures that the working people are excluded +from the decision making process and power remains a tool of the ruling class. +As such, the centralisation of power (while it may take many forms) is the key +means by which a class system is maintained and, therefore, a key aspect of a +state. + +As Kropotkin put, the State idea _"includes the existence of a power situated +above society"_ as well as _"a **territorial concentration** as well as the +concentration of many functions of the life of societies in the hands of a +few."_ It _"implies some new relationships between members of society . . . in +order to subject some classes to the domination of others"_ and this becomes +obvious _"when one studies the origins of the State."_ [**The State: Its +Historic Role**, p. 10] This was the case with representative democracy: + +> _"To attack the central power, to strip it of its prerogatives, to +decentralise, to dissolve authority, would have been to abandon to the people +the control of its affairs, to run the risk of a truly popular revolution. +That is why the bourgeoisie sought to reinforce the central government even +more."_ [Kropotkin, **Words of a Rebel**, p. 143] + +This meant, Kropotkin continued, that the _"representative system was +organised by the bourgeoisie to ensure their domination, and it will disappear +with them. For the new economic phase that is about to begin we must seek a +new form of political organisation, based on a principle quite different from +that of representation. The logic of events imposes it."_ [**Op. Cit.**, p. +125] This suggests that the Marxist notion that we can use a state (i.e., any +centralised and hierarchical social structure) to organise and defend a social +revolution is based on flawed reasoning in which it _"seems to be taken for +granted that Capitalism and the workers' movement both have the same end in +view. If this were so, they might perhaps use the same means; but as the +capitalist is out to perfect his system of exploitation and government, whilst +the worker is out for emancipation and liberty, naturally the same means +cannot be employed for both purposes."_ [George Barrett, **Objections to +Anarchism**, p. 343] + +To reproduce in the new society social structures which share the same +characteristics (such as centralisation and delegation of power) which mark +the institutions of class society would be a false step, one which can only +recreate a new form of class system in which a new ruling elite govern and +exploit the many. So while we agree with Marxists that the main function of +the state is to defend class society, we also stress the structure of the +state has evolved to execute that role. In the words of Rudolf Rocker: + +> _ "[S]ocial institutions . . . do not arise arbitrarily, but are called into +being by special needs to serve definite purposes . . . The newly arisen +possessing classes had need of a political instrument of power to maintain +their economic and social privileges over the masses of their own people . . . +Thus arose the appropriate social conditions for the evolution of the modern +state, as the organ of political power of privileged castes and classes for +the forcible subjugation and oppression of the non-possessing classes . . . +Its external forms have altered in the course of its historical development, +but its functions have always been the same . . . And just as the functions of +the bodily organs of . . . animals cannot be arbitrarily altered, so that, for +example, one cannot at will hear with his eyes and see with his ears, so also +one cannot at pleasure transform an organ of social oppression into an +instrument for the liberation of the oppressed. The state can only be what it +is: the defender of mass-exploitation and social privileges, and creator of +privileged classes."_ [**Anarcho-Syndicalism**, pp. 14-5] + +As such, a new form of society, one based on the participation of all in the +affairs of society (and a classless society can be nothing else) means the end +of the state. This is because it has been designed to **exclude** the +participation a classless society needs in order to exist. In anarchist eyes, +it is an abuse of the language to call the self-managed organisations by which +the former working class manage (and defend) a free society a state. + +However, as **Workers Power** indicate, it could be objected that the +anarchist vision of a federation of communal and workplace assemblies and +volunteer militias to defend it is simply a new form of state. In other words, +that the anarchists advocate what most people (including most Marxists) would +call a state as this federal system is based on social organisation, +collective decision making and (ultimately) the armed people. This was the +position of Marx and Engels, who asserted against Bakunin that _"to call this +machine a 'revolutionary Commune organised from the bottom to top' makes +little difference. The name changes nothing of the substance"_ for to be able +to do anything at all the communal councils _"must be vested with some power +and supported by a public force."_ [**Collected Works**, vol. 23, p. 469] + +Anarchists reject this argument. To quote Daniel Gurin, initially Bakunin used +the term state _"as synonyms for 'social collective.' The anarchists soon saw, +however, that it was rather dangerous for them to use the same word as the +authoritarians while giving it a quite different meaning. They felt that a new +concept called for a new word and that the use of the old term could be +dangerously ambiguous; so they ceased to give the name 'State' to the social +collective of the future."_ [**Anarchism**, pp. 60-1] This is more than mere +labels or semantics as it gets to the heart of the difference between +libertarian and authoritarian conceptions of society and social change. +Anarchists argue that the state is structured to ensure minority rule and, +consequently, a "workers' state" would be a new form of minority rule over the +workers. For this reason we argue that working class self-management from the +bottom-up cannot be confused with a "state." The Russian Revolution showed the +validity of this, with the Bolsheviks calling their dictatorship a "workers' +state" in spite of the workers having no power in it. + +Anarchists have long pointed out that government is not the same as collective +decision making and to call the bottom-up communal system anarchists aim for a +"state" when its role is to promote and ensure mass participation in social +life is nonsense. That Marxists are vaguely aware of this obvious fact +explains why they often talk of a "semi-state", a "new kind of state", a state +"unique in history," or use some other expression to describe their post- +revolutionary system. This would be a state (to use Engels words) which is +_"no longer a state in the proper sense of the word."_ [quoted by Lenin, **Op. +Cit.**, p. 319] If that **is** the case, then why call it state? + +Somewhat ironically, Engels provided more than enough support for the +anarchist position. It is perfectly possible to have social organisation and +it **not** be a state. When discussing the Native American Iroquois +Confederacy, Engels noted that _"organ of the Confederacy was a Federal +Council"_ which was _"elected . . . and could always be removed"_ by popular +assemblies. There was _"no chief executive"_ but _"two supreme war chiefs"_ +and _"[w]hen war broke out it was carried on mainly by volunteers."_ Yet this +was _"the organisation of a society which as yet knows no **state**."_ +[**Selected Works**, p. 517, p. 518 and p. 516] In the anarchist commune there +is a federal council elected and mandated by popular assemblies. These, in +turn, are federated in a similar bottom-up manner. The means of production +have been expropriated and held by society as a whole and so classes have been +abolished. Volunteer militias have been organised for self-defence against +counter-revolutionary attempts to subject the free people to authority. Why is +this **not** a society which _"knows no **state**"_? Is it because the +anarchist commune is fighting against the capitalist class? If so, does this +mean that the Iroquois Confederacy became a state when it waged war against +those seeking to impose bourgeois rule on it? That is doubtful and so Marx's +assertion is simply wrong and reflects both the confusion at the heart of the +Marxist theory of the state and the illogical depths Marxists sink to when +attacking anarchism. + +This not a matter of mere "labels" as Marxists assert, but rather gets to the +key issue of who has the real power in a revolution - the people armed or a +new minority (the "revolutionary" government). In other words, most Marxists +cannot tell the difference between libertarian organisation (power to the base +and decision making from the bottom-up) and the state (centralised power in a +few hands and top-down decision making). Which helps explain why the Bolshevik +revolution was such a failure. The confusion of working class power with party +power is one of the root problems with Marxism. So why do most Marxists tend +to call their post-revolutionary organisation a state? Simply because, at some +level, they recognise that, in reality, the working class does not wield power +in the so-called "workers' state": the party does. This was the case in +Russia. The working class never wielded power under the Bolsheviks and here is +the most obvious contradiction in the Marxist theory of the state - a +contradiction which, as we discuss in [section H.3.8](secH3.html#sech38) the +Leninists solved by arguing that the party had to assert its power **over** +the working class for its own good. + +Moreover, as we discuss in [section H.3.9](secH3.html#sech39), it is both +simplistic and wrong to argue that the state is simply the tool of economic +classes. The state is a source of social inequality in and of itself and, +consequently, can oppress and exploit the working class just as much as, and +independently of, any economically dominant class: + +> _"**All political power inevitably creates a privileged situation** for the +men who exercise it. Thus it violates, from the beginning, the equalitarian +principle and strikes at the heart of the Social Revolution . . . [It] +inevitably becomes a source of other privileges, even if it does not depend on +the bourgeoisie. Having taken over the Revolution, having mastered it, and +bridled it, **power is compelled to create a bureaucratic apparatus**, +indispensable to all authority which wants to maintain itself, to command, to +order - in a word, 'to govern'. Rapidly, it attracts around itself all sorts +of elements eager to dominate and exploit. + +> + +> "**Thus it forms a new privileged caste**, at first politically and later +economically . . . It sows everywhere the seed of inequality and soon infects +the whole social organism."_ [Voline, **The Unknown Revolution**, p. 249] + +So if it **were** simply a question of consolidating a revolution and its +self-defence then there would be no argument: + +> _ "But perhaps the truth is simply this: . . . [some] take the expression +'dictatorship of the proletariat' to mean simply the revolutionary action of +the workers in taking possession of the land and the instruments of labour, +and trying to build a society and organise a way of life in which there will +be no place for a class that exploits and oppresses the producers. + +> + +> "Thus constructed, the 'dictatorship of the proletariat' would be the +effective power of all workers trying to bring down capitalist society and +would thus turn into Anarchy as soon as resistance from reactionaries would +have ceased and no one can any longer seek to compel the masses by violence to +obey and work for him. In which case, the discrepancy between us would be +nothing more than a question of semantics. Dictatorship of the proletariat +would signify the dictatorship of everyone, which is to say, it would be a +dictatorship no longer, just as government by everybody is no longer a +government in the authoritarian, historical and practical sense of the word. + +> + +> "But the real supporters of 'dictatorship of the proletariat' do not take +that line, as they are making quite plain in Russia. Of course, the +proletariat has a hand in this, just as the people has a part to play in +democratic regimes, that is to say, to conceal the reality of things. In +reality, what we have is the dictatorship of one party, or rather, of one +party's leaders: a genuine dictatorship, with its decrees, its penal +sanctions, its henchmen and above all its armed forces, which are at present +[1919] also deployed in the defence of the revolution against its external +enemies, but which will tomorrow be used to impose the dictator's will upon +the workers, to apply a break on revolution, to consolidate the new interests +in the process of emerging and protect a new privileged class against the +masses."_ [Malatesta, **No Gods, No Masters**, vol. 2, pp. 38-9] + +The question is, therefore, one of **who** _"seizes power"_ \- will it be the +mass of the population or will it be a party claiming to represent it. The +difference is vital and it confuses the issue to use the same word "state" to +describe two such fundamentally different structures as a "bottom-up" self- +managed communal federation and a "top-down" hierarchical centralised +organisation (such as has been every state that has existed). This explains +why anarchists reject the idea of a _"democratic workers' state"_ as the means +by which a revolution defends itself. Rather than signify working class power +or management of society, it signifies the opposite - the seizure of power of +a minority (in this case, the leaders of the vanguard party). + +Anarchists argue that the state is designed to exclude the mass of the +population from the decision making process. This, ironically for Trotskyism, +was one of the reasons why leading Bolsheviks (including Lenin and Trotsky) +argued for a workers state. The centralisation of power implied by the state +was essential so that the vanguard party could ignore (to use **Worker's +Power**'s phrase) _"the will of the majority."_ This particular perspective +was clearly a lesson they learned from their experiences during the Russian +Revolution - as we discussed in [section H.1.2](secH1.html#sech12) the notion +that the _"dictatorship of the proletariat"_ was, in fact, the _"dictatorship +of the party"_ was a commonplace ideological truism in Leninist circles. As +anarchists had warned, it was a dictatorship **over** the proletariat and +acknowledged as such by the likes of Lenin and Trotsky. + +Needless to say, **Workers' Power** (like most Trotskyists) blame the +degeneration of the Russian revolution on the Civil War and its isolation. +However, the creation of a party dictatorship was not seen in these terms and, +moreover, as we discuss in detail in [section H.6](secH6.html) the Bolshevik +undermining of working class autonomy and democracy started well **before** +the outbreak of civil war, thus confirming anarchist theory. These conclusions +of leading Leninists simply justified the actions undertaken by the Bolsheviks +from the start. + +This is why anarchists reject the idea of a _"democratic workers' state."_ +Simply put, as far as it is a state, it cannot be democratic and in as far as +it is democratic, it cannot be a state. The Leninist idea of a _"workers' +state"_ means, in fact, the seizure of power by the party. This, we must +stress, naturally follows from the reality of the state. It is designed for +minority rule and excludes, by its very nature, mass participation and this +aspect of the state was one which the leading lights of Bolshevism agreed +with. Little wonder, then, that in practice the Bolshevik regime suppressed of +any form of democracy which hindered the power of the party. Maurice Brinton +summed up the issue well when he argued that _"'workers' power' cannot be +identified or equated with the power of the Party - as it repeatedly was by +the Bolsheviks . . . What 'taking power' really implies is that the vast +majority of the working class at last realises its ability to manage both +production and society - and organises to this end."_ [**The Bolsheviks and +Workers' Control**, p. xiv] + +In summary, therefore, anarchists reject the idea that the defence of a +revolution can be conducted by a state. As Bakunin once put it, there is the _ +"Republic-State"_ and there is _"the system of the Republic-Commune, the +Republic-Federation, i.e. the system of **Anarchism.** This is the politics of +the Social Revolution, which aims at the abolition of the **State** and +establishment of the economic, entirely free organisation of the people - +organisation from bottom to top by means of federation."_ [**The Political +Philosophy of Bakunin**, p. 314] Indeed, creating a new state will simply +destroy the most important gain of any revolution - working class autonomy - +and its replacement by another form of minority rule (by the party). +Anarchists have always argued that the defence of a revolution must not be +confused with the state and so argue for the abolition of the state **and** +the defence of a revolution. Only when working class people actually run +themselves society will a revolution be successful. For anarchists, this means +that _"effective emancipation can be achieved only by the **direct, +widespread, and independent action** . . . **of the workers themselves**, +grouped . . . in their own class organisations . . . on the basis of concrete +action and self-government, **helped but not governed**, by revolutionaries +working in the very midst of, and not above the mass and the professional, +technical, defence and other branches."_ [Voline, **Op. Cit.**, p. 197] + +This means that anarchists argue that the state cannot be transformed or +adjusted, but has to be smashed by a social revolution and replaced with +organisations and structures created by working class people during their own +struggles (see [section H.1.4](secH1.html#sech14) for details). Anarchist +opposition to the so-called workers' state has absolutely **nothing** to do +with the issue of defending a revolution, regardless of what Marxists assert. + +## H.2.2 Do anarchists reject _"class conflict"_ and _"collective struggle"_? + +Of course not. Anarchists have always taken a keen interest in the class +struggle, in the organisation, solidarity and actions of working class people. +Anarchist Nicholas Walter summarised the obvious and is worth quoting at +length: + +> _ "Virtually all forms of revolutionary socialism during the nineteenth +century, whether authoritarian or libertarian, were based on the concept of +class struggle . . . The term anarchist was first adopted by Pierre-Joseph +Proudhon in 1840, and although he disliked the class struggle, he recognised +it existed, and took sides in it when he had to . . . during the French +Revolution of 1848, he insisted that he was on the side of the proletariat +against the bourgeoisie . . . his last book was a positive study of the need +for specially proletarian politics . . . + +> + +> "The actual anarchist movement was founded later, by the anti-authoritarian +sections of the First International . . . They accepted [its] founding Address +. . ., drafted by Karl Marx, which assumed the primacy of the class struggle +and insisted that 'the emancipation of the working classes must be conquered +by the working classes themselves'; they accepted the Programme of the +International Alliance of Social Democracy (1869), drafted by Michael Bakunin, +which assumed the primacy of the class struggle . . . and they accepted the +declaration of the St. Imier Congress which assumed the primacy of the class +struggle and insisted that 'rejecting all compromise to arrive at the +accomplishment of the social revolution, the proletarians of all countries +must establish, outside all bourgeois politics, the solidarity of +revolutionary action' . . . This was certainly the first anarchist movement, +and this movement was certainly based on a libertarian version of the concept +of the class struggle. + +> + +> "Most of the leaders of this movement - first Michael Bakunin, James +Guillaume, Errico Malatesta, Carlo Caliero, later Peter Kropotkin, Louise +Michel, Emile Pouget, Jean Grave, and so on - took for granted that there was +a struggle between the proletariat and the bourgeoisie and that the social +revolution would be conducted by the former against the latter. They derived +such ideas . . . from the traditional theory of revolutionary socialism and +the traditional practice of working-class action . . . + +> + +> "The great revolutions of the early twentieth century - in Mexico, Russia, +Spain - all derived from the class struggle and all involved anarchist +intervention on the side of the working class. The great martyrs of the +anarchist movement - from Haymarket in 1887 through Francisco Ferrer in 1909 +to Sacco and Vanzetti in 1927 - were killed in the class struggle. The great +partisans of anarchist warfare - from Emiliano Zapata through Nestor Makhno to +Buenaventura Durruti - were all fighting in the class struggle. + +> + +> "So . . . class struggle in anarchism . . . [and] its importance in the +anarchist movement is incontrovertible."_ [**The Anarchist Past and other +essays**, pp. 60-2] + +Anyone even remotely aware of anarchism and its history could not fail to +notice that class struggle plays a key role in anarchist theory, particularly +(but not exclusively) in its revolutionary form. To assert otherwise is simply +to lie about anarchism. Sadly, Marxists have been known to make such an +assertion. + +For example, Pat Stack of the British SWP argued that anarchists _"dismiss . . +. the importance of the collective nature of change"_ and so _"downplays the +centrality of the working class"_ in the revolutionary process. This, he +argues, means that for anarchism the working class _"is not the key to +change."_ He stresses that for Proudhon, Bakunin and Kropotkin _"revolutions +were not about . . . collective struggle or advance"_ and that anarchism +_"despises the collectivity."_ Amazingly he argues that for Kropotkin, _"far +from seeing class conflict as the dynamic for social change as Marx did, saw +co-operation being at the root of the social process."_ Therefore, _"[i]t +follows that if class conflict is not the motor of change, the working class +is not the agent and collective struggle not the means. Therefore everything +from riot to bomb, and all that might become between the two, was legitimate +when ranged against the state, each with equal merit."_ [_"Anarchy in the +UK?"_, **Socialist Review**, no. 246] Needless to say, he makes the usual +exception for anarcho-syndicalists, thereby showing his total ignorance of +anarchism **and** syndicalism (see [section H.2.8](secH2.html#sech28)). + +Assertions like these are simply incredible. It is hard to believe that anyone +who is a leading member of a Leninist party could write such nonsense which +suggests that Stack is aware of the truth and simply decides to ignore it. All +in all, it is **very** easy to refute these assertions. All we have to do is, +unlike Stack, to quote from the works of Bakunin, Kropotkin and other +anarchists. Even the briefest familiarity with the writings of revolutionary +anarchism would soon convince the reader that Stack really does not know what +he is talking about. + +Take, for example, Bakunin. Rather than reject class conflict, collective +struggle or the key role of the working class, Bakunin based his political +ideas on all three. As he put it, there was, _"between the proletariat and the +bourgeoisie, an irreconcilable antagonism which results inevitably from their +respective stations in life."_ He stressed that _"war between the proletariat +and the bourgeoisie is unavoidable"_ and would only end with the _"abolition +of the bourgeoisie as a distinct class."_ In order for the worker to _"become +strong"_ he _"must unite"_ with other workers in _"the union of all local and +national workers' associations into a world-wide association, **the great +International Working-Men's Association.**"_ It was only _"through practice +and collective experience"_ and _"the progressive expansion and development of +the economic struggle [that] will bring [the worker] more to recognise his [or +her] true enemies: the privileged classes, including the clergy, the +bourgeoisie, and the nobility; and the State, which exists only to safeguard +all the privileges of those classes."_ There was _"but a single path, that of +**emancipation through practical action**"_ which _"has only one meaning. It +means workers' solidarity in their struggle against the bosses. It means +**trades-unions, organisation, and the federation of resistance funds.**"_ +Then, _"when the revolution \- brought about by the force of circumstances - +breaks out, the International will be a real force and know what it has to +do"_, namely to _"take the revolution into its own hands"_ and become _"an +earnest international organisation of workers' associations from all +countries"_ which will be _"capable of replacing this departing political +world of States and bourgeoisie."_ [**The Basic Bakunin**, pp. 97-8, p. 103 +and p. 110] + +Hardly the words of a man who rejected class conflict, the working class and +the collective nature of change! Nor is this an isolated argument from +Bakunin, it recurs continuously throughout Bakunin's works. For Bakunin, the +_"initiative in the new movement will belong to the people . . . in Western +Europe, to the city and factory workers - in Russia, Poland, and most of the +Slavic countries, to the peasants."_ However, _"in order that the peasants +rise up, it is absolutely necessary that the initiative in this revolutionary +movement be taken up by the city workers . . . who combine in themselves the +instincts, ideas, and conscious will of the Social Revolution."_ [**The +Political Philosophy of Bakunin**, p. 375] Similarly, he argued that +_"equality"_ was the _"aim"_ of the International Workers' Association and +_"the organisation of the working class its strength, the unification of the +proletariat the world over . . . its weapon, its only policy."_ He stressed +that _"to create a people's force capable of crushing the military and civil +force of the State, it is necessary to organise the proletariat."_ [quoted by +K.J. Kenafick, **Michael Bakunin and Karl Marx**, p. 95 and p. 254] + +Strikes played a very important role in Bakunin's ideas (as they do in all +revolutionary anarchist thought). He saw the strike as _"the beginnings of the +social war of the proletariat against the bourgeoisie . . . Strikes are a +valuable instrument from two points of view. Firstly, they electrify the +masses . . . awaken in them the feeling of the deep antagonism which exists +between their interests and those of the bourgeoisie . . . secondly they help +immensely to provoke and establish between the workers of all trades, +localities and countries the consciousness and very fact of solidarity: a +twofold action, both negative and positive, which tends to constitute directly +the new world of the proletariat, opposing it almost in an absolute way to the +bourgeois world."_ [quoted by Caroline Cahm, **Kropotkin and the Rise of +Revolutionary Anarchism 1872-1886**, pp. 216-217] For Bakunin, strikes train +workers for social revolution as they _"create, organise, and form a workers' +army, an army which is bound to break down the power of the bourgeoisie and +the State, and lay the ground for a new world."_ [**The Political Philosophy +of Bakunin**, pp. 384-5] + +The revolution would be _"an insurrection of all the people and the voluntary +organisation of the workers from below upward."_ [**Statism and Anarchy**, p. +179] As we argue in [section I.2.3](secI2.html#seci23), the very process of +collective class struggle would, for Bakunin and other anarchists, create the +basis of a free society. Thus, in Bakunin's eyes, the _"future social +organisation must be made solely from the bottom upwards, by the free +association or federation of workers, firstly in their unions, then in the +communes, regions, nations and finally in a great federation, international +and universal."_ [**Michael Bakunin: Selected Writings**, p. 206] + +In other words, the basic structure created by the revolution would be based +on the working classes own combat organisations, as created in their struggles +against oppression and exploitation. The link between present and future would +be labour unions (workers' associations), which played the key role of both +the means to abolish capitalism and the state and as the framework of a +socialist society. For Bakunin, the _"very essence of socialism"_ lies in +_"the irrepressible conflict between the workers and the exploiters of +labour."_ A _"living, powerful, socialist movement"_ can _"be made a reality +only by the awakened revolutionary consciousness, the collective will, and the +organisation of the working masses themselves."_ [**Bakunin on Anarchism**, p. +191 and p. 212] Therefore, it was essential to _"[o]rganise always more and +more the practical militant international solidarity of the toilers of all +trades and of all countries, and remember . . . you will find an immense, an +irresistible force in this universal collectivity."_ Hence Bakunin's support +for self-discipline within self-managed organisations, which came directly +from the his awareness of the **collective** nature of social change: _"Today, +in revolutionary action as in labour itself, collectivism must replace +individualism. Understand clearly that in organising yourselves you will be +stronger than all the political leaders in the world."_ [quoted by Kenafick, +**Op. Cit.**, p. 291 and p. 244] + +All of which is quite impressive for someone who was a founding father of a +theory which, according to Stack, downplayed the _"centrality of the working +class,"_ argued that the working class was _"not the key to change,"_ +dismissed _"the importance of the collective nature of change"_ as well as +_"collective struggle or advance"_ and _"despises the collectivity"_! Clearly, +to argue that Bakunin held any of these views simply shows that the person +making such statements does not have a clue what they are talking about. + +The same, needless to say, applies to all revolutionary anarchists. Kropotkin +built upon Bakunin's arguments and, like him, based his politics on collective +working class struggle and organisation. He consistently stressed that _"the +Anarchists have always advised taking an active part in those workers' +organisations which carry on the **direct** struggle of Labour against Capital +and its protector \- the State."_ Such struggle, _"better than any other +indirect means, permits the worker to obtain some temporary improvements in +the present conditions of work, while it opens his eyes to the evil done by +Capitalism and the State that supports it, and wakes up his thoughts +concerning the possibility of organising consumption, production, and exchange +without the intervention of the capitalist and the State."_ [**Evolution and +Environment**, pp. 82-3] In his article on _"Anarchism"_ for the +**Encyclopaedia Britannica**, Kropotkin stressed that anarchists _"have +endeavoured to promote their ideas directly amongst the labour organisations +and to induce those unions to a direct struggle against capital, without +placing their faith in parliamentary legislation."_ [**Anarchism**, p. 287] + +Far from denying the importance of collective class struggle, he actually +stressed it again and again. As he once wrote, _"to make the revolution, the +mass of workers will have to organise themselves. Resistance and the strike +are excellent means of organisation for doing this."_ He argued that it was +_"a question of organising societies of resistance for all trades in each +town, of creating resistance funds against the exploiters, of giving more +solidarity to the workers' organisations of each town and of putting them in +contact with those of other towns, of federating them . . . Workers' +solidarity must no longer be an empty word by practised each day between all +trades and all nations."_ [quoted by Cahm, **Op. Cit.**, pp. 255-6] + +As can be seen, Kropotkin was well aware of the importance of popular, mass, +struggles. As he put it, anarchists _"know very well that any popular movement +is a step towards the social revolution. It awakens the spirit of revolt, it +makes men [and women] accustomed to seeing the established order (or rather +the established disorder) as eminently unstable."_ [**Words of a Rebel**, p. +203] As regards the social revolution, he argues that _"a decisive blow will +have to be administered to private property: from the beginning, the workers +will have to proceed to take over all social wealth so as to put it into +common ownership. This revolution can only be carried out by the workers +themselves."_ In order to do this, the masses have to build their own +organisation as the _"great mass of workers will not only have to constitute +itself outside the bourgeoisie . . . it will have to take action of its own +during the period which will precede the revolution . . . and this sort of +action can only be carried out when a strong **workers' organisation** +exists."_ This meant, of course, it was _"the mass of workers we have to seek +to organise. We . . . have to submerge ourselves in the organisation of the +people . . . When the mass of workers is organised and we are with it to +strengthen its revolutionary idea, to make the spirit of revolt against +capital germinate there . . . then it will be the social revolution."_ [quoted +by Caroline Cahm, **Op. Cit.**, pp. 153-4] + +He saw the class struggle in terms of _"a multitude of acts of revolt in all +countries, under all possible conditions: first, individual revolt against +capital and State; then collective revolt - strikes and working-class +insurrections \- both preparing, in men's minds as in actions, a revolt of the +masses, a revolution."_ Clearly, the mass, collective nature of social change +was not lost on Kropotkin who pointed to a _"multitude of risings of working +masses and peasants"_ as a positive sign. Strikes, he argued, _"were once 'a +war of folded arms'"_ but now were _"easily turning to revolt, and sometimes +taking the proportions of vast insurrections."_ [**Anarchism**, p. 144] + +Kropotkin could not have been clearer. Somewhat ironically, given Stack's +assertions, Kropotkin explicitly opposed the Marxism of his time (Social +Democracy) precisely **because** it had _"moved away from a pure labour +movement, in the sense of a direct struggle against capitalists by means of +strikes, unions, and so forth."_ The Marxists, he stated, opposed strikes and +unions because they _"diverted forces from electoral agitation"_ while +anarchists _"reject[ed] a narrowly political struggle [and] inevitably became +a more revolutionary party, both in theory and in practice."_ [**The Conquest +of Bread and Other Writings**, pp. 207-8, p. 208 and p. 209] + +And Pat Stack argues that Kropotkin did not see _"class conflict as the +dynamic for social change,"_ nor _"class conflict"_ as _"the motor of change"_ +and the working class _"not the agent and collective struggle not the means"_! +Truly incredible and a total and utter distortion of Kropotkin's ideas on the +subject. + +As for other anarchists, we discover the same concern over class conflict, +collective struggle and organisation and the awareness of a mass social +revolution by the working class. Emma Goldman, for example, argued that +anarchism _"stands for direct action"_ and that _"[t]rade unionism, the +economic area of the modern gladiator, owes its existence to direct action . . +. In France, in Spain, in Italy, in Russian, nay even in England (witness the +growing rebellion of English labour unions), direct, revolutionary economic +action has become so strong a force in the battle for industrial liberty as to +make the world realise the tremendous importance of labour's power. The +General Strike [is] the supreme expression of the economic consciousness of +the workers . . . Today every great strike, in order to win, must realise the +importance of the solidaric general protest."_ [**Anarchism and Other +Essays**, pp. 65-6] She placed collective class struggle at the centre of her +ideas and, crucially, she saw it as the way to create an anarchist society: + +> _"It is this war of classes that we must concentrate upon, and in that +connection the war against false values, against evil institutions, against +all social atrocities. Those who appreciate the urgent need of co-operating in +great struggles . . . must organise the preparedness of the masses for the +overthrow of both capitalism and the state. Industrial and economic +preparedness is what the workers need. That alone leads to revolution at the +bottom . . . That alone will give the people the means to take their children +out of the slums, out of the sweat shops and the cotton mills . . . That alone +leads to economic and social freedom, and does away with all wars, all crimes, +and all injustice."_ [**Red Emma Speaks**, pp. 355-6] + +For Malatesta, _"the most powerful force for social transformation is the +working class movement . . . Through the organisations established for the +defence of their interests, workers acquire an awareness of the oppression +under which they live and of the antagonisms which divide them from their +employers, and so begin to aspire to a better life, get used to collective +struggle and to solidarity."_ This meant that anarchists _"must recognise the +usefulness and importance of the workers' movement, must favour its +development, and make it one of the levers of their action, doing all they can +so that it . . . will culminate in a social revolution."_ Anarchists must +_"deepen the chasm between capitalists and wage-slaves, between rulers and +ruled; preach expropriation of private property and the destruction of +State."_ The new society would be organised _"by means of free association and +federations of producers and consumers."_ [**Errico Malatesta: His Life and +Ideas**, p. 113, pp. 250-1 and p. 184] Alexander Berkman, unsurprisingly, +argued the same thing. As he put it, only _"the workers"_ as _"the worst +victims of present institutions,"_ could abolish capitalism an the state as +_"it is to their own interest to abolish them . . . labour's emancipation +means at the same time the redemption of the whole of society."_ He stressed +that _"**only the right organisation of the workers** can accomplish what we +are striving for . . . Organisation from the bottom up, beginning with the +shop and factory, on the foundation of the joint interests of the workers +everywhere . . . alone can solve the labour question and serve the true +emancipation of man[kind]."_ [**What is Anarchism?**, p. 187 and p. 207] + +As can be seen, the claim that Kropotkin or Bakunin, or anarchists in general, +ignored the class struggle and collective working class struggle and +organisation is either a lie or indicates ignorance. Clearly, anarchists have +placed working class struggle, organisation and collective direct action and +solidarity at the core of their politics (and as the means of creating a +libertarian socialist society) from the start. Moreover, this perspective is +reflected in the anarchist flag itself as we discuss in our [appendix on the +symbols of anarchism](append2.html). According to Louise Michel the _"black +flag is the flag of strikes."_ [**The Red Virgin: Memoirs of Louise Michel**, +p. 168] If anarchism does, as some Marxists assert, reject class conflict and +collective struggle then using a flag associated with an action which +expresses both seems somewhat paradoxical. However, for those with even a +basic understanding of anarchism and its history there is no paradox as +anarchism is obviously based on class conflict and collective struggle. + +Also see [section H.2.8](secH2.html#sech28) for a discussion of the +relationship of anarchism to syndicalism. + +## H.2.3 Does anarchism yearn _"for what has gone before"_? + +Leninist Pat Stack states that one of the _"key points of divergence"_ between +anarchism and Marxism is that the former, _"far from understanding the +advances that capitalism represented, tended to take a wistful look back. +Anarchism shares with Marxism an abhorrence of the horrors of capitalism, but +yearns for what has gone before."_ [_"Anarchy in the UK?"_, **Socialist +Review**, no. 246] + +Like his other _"key point"_ (namely the rejection of class struggle - see +[last section](secH2.html#sech22)), Stack is simply wrong. Even the quickest +look at the works of Proudhon, Bakunin and Kropotkin would convince the reader +that this is simply distortion. Rather than look backwards for our ideas of +social life, anarchists have always been careful to base our ideas on the +current state of society and what anarchist thinkers considered positive +current trends within it. + +The dual element of progress is important to remember. Capitalism is a class +society, marked by exploitation, oppression and various social hierarchies. In +such a society progress can hardly be neutral. It will reflect vested +interests, the needs of those in power, the rationales of the economic system +(e.g. the drive for profits) and those who benefit from it, the differences in +power between states and companies and so on. Equally, it will be shaped by +the class struggle, the resistance of the working classes to exploitation and +oppression, the objective needs of production, etc. As such, trends in society +will reflect the various class conflicts, social hierarchies, power +relationships and so on which exist within it. + +This is particularly true of the economy. The development of the industrial +structure of a capitalist economy will be based on the fundamental need to +maximise the profits and power of the capitalists. As such, it will develop +(either by market forces or by state intervention) in order to ensure this. +This means that various tendencies apparent in capitalist society exist +specifically to aid the development of capital. It does not follow that +because a society which places profits above people has found a specific way +of organising production "efficient" it means that a socialist society will +do. As such, anarchist opposition to specific tendencies within capitalism +(such as the increased concentration and centralisation of companies) does not +mean a _"yearning"_ for the past. Rather, it shows an awareness that +capitalist methods are precisely that and that they need not be suited for a +society which replaces the profit system with human and ecological need as the +criteria for decision making. + +For anarchists, this means questioning the assumptions of capitalist progress +and so the first task of a revolution after the expropriation of the +capitalists and the destruction of the state will be to transform the +industrial structure and how it operates, not keep it as it is. Anarchists +have long argued that capitalist methods cannot be used for socialist ends. In +our battle to democratise and socialise the workplace, in our awareness of the +importance of collective initiatives by the direct producers in transforming +their work situation, we show that factories are not merely sites of +production, but also of reproduction \- the reproduction of a certain +structure of social relations based on the division between those who give +orders and those who take them. Moreover, the structure of industry has +developed to maximise profits. Why assume that this structure will be equally +as efficient in producing useful products by meaningful work which does not +harm the environment, society or those who do the actual tasks? A further +aspect of this is that many of the struggles today, from the Zapatistas in +Chiapas to those against Genetically Modified (GM) food and nuclear power are +precisely based on the understanding that capitalist "progress" can not be +uncritically accepted. To resist the expulsion of people from the land in the +name of progress or the introduction of terminator seeds is not to look back +to _"what had gone"_, although this is also precisely what the proponents of +capitalist globalisation often accuse us of. Rather, it is to put **_"people +before profit."_** + +That so many Marxists fail to understand this suggests that their ideology +subscribes to notions of "progress" which simply builds upon capitalist ones. +As such, only a sophist would confuse a critical evaluation of trends within +capitalism with a yearning for the past. It means to buy into the whole +capitalist notion of "progress" which has always been part of justifying the +inhumanities of the status quo. Simply put, just because a process is rewarded +by the profit driven market it does not mean that it makes sense from a human +or ecological perspective. For example, as we argue in [section +J.5.11](secJ5.html#secj511), the capitalist market hinders the spread of co- +operatives and workers' self-management in spite of their well documented +higher efficiency and productivity. From the perspective of the needs of the +capitalists, this makes perfect sense. In terms of the workers and efficient +allocation and use of resources, it does not. Would Marxists argue that +because co-operatives and workers' self-management of production are marginal +aspects of the capitalist economy it means that they will play no part in a +sane society or that if a socialist expresses interest in them it means that +are _"yearning"_ for a past mode of production? We hope not. + +This common Marxist failure to understand anarchist investigations of the +future is, ironically enough, joined with a total failure to understand the +social conditions in which anarchists have put forward their ideas. For all +his claims that anarchists ignore _"material conditions,"_ it is Pat Stack +(and others like him) who does so in his claims against Proudhon. Stack calls +the Frenchman _"the founder of modern anarchism"_ and states that Marx dubbed +Proudhon _"the socialist of the small peasant or master craftsman."_ +Typically, Stack gets even this wrong as it was Engels who used those words, +although Marx would probably have not disagreed if he had been alive when they +were penned. [**The Marx-Engels Reader**, p. 626] From this, Stack implies +that Proudhon was _"yearning for the past"_ when he advanced his mutualist +ideas. + +Nothing, however, could be further from the truth. This is because the society +in which the French anarchist lived was predominately artisan and peasant in +nature. This was admitted by Marx and Engels in the **Communist Manifesto** +(_"[i]n countries like France"_ the peasants _"constitute far more than half +of the population."_ [**Op. Cit.**, p. 493]). As such, for Proudhon to +incorporate the aspirations of the majority of the population is not to +_"yearn for what has gone before"_ but rather an extremely sensible position +to take. This suggests that for Engels to state that the French anarchist was +_"the socialist of the small peasant or master craftsman"_ was unsurprising, a +simple statement of fact, as the French working classes were, at the time, +predominately small peasants or master craftsmen (or artisans). It, in other +words, reflected the society Proudhon lived in and, as such, did not reflect +desires for the past but rather a wish to end exploitation and oppression +**now** rather than some unspecified time in the future. + +Moreover, Proudhon's ideas cannot be limited to just that as Marxists try to +do. As K. Steven Vincent points out Proudhon's _"social theories may not be +reduced to a socialism for only the peasant class, nor was it a socialism only +for the petite bourgeois; it was a socialism of and for French workers. And in +the mid-nineteenth century . . . most French workers were still artisans."_ +Indeed, _"[w]hile Marx was correct in predicting the eventual predominance of +the industrial proletariat vis--vis skilled workers, such predominance was +neither obvious nor a foregone conclusion in France during the nineteenth +century. The absolute number of small industries even increased during most of +the century."_ [**Pierre-Joseph Proudhon and the Rise of French Republican +Socialism**, p. 5 and p. 282] Proudhon himself noted in 1851 that of a +population of 36 million, 24 million were peasants and 6 million were +artisans. Of the remaining 6 million, these included wage-workers for whom +_"workmen's associations"_ would be essential as _"a protest against the wage +system,"_ the _"denial of the rule of capitalists"_ and for _"the management +of large instruments of labour."_ [**The General Idea of the Revolution**, pp. +97-8] + +To summarise, if the society in which you live is predominately made-up of +peasants and artisans then it is hardly an insult to be called _"the socialist +of the small peasant or master craftsman."_ Equally, it can hardly represent a +desire for _"what has gone before"_ to tailor your ideas to the actual +conditions in the country in which you live! And Stack accuses **anarchists** +of ignoring _"material conditions"_! + +Neither can it be said that Proudhon ignored the development of +industrialisation in France during his lifetime. Quite the reverse, in fact, +as indicated above. Proudhon did **not** ignore the rise of large-scale +industry and argued that such industry should be managed by the workers' +themselves via workers associations. As he put it, _"certain industries"_ +required _"the combined employment of a large number of workers"_ and so the +producer is _"a collectivity."_ In such industries _"we have no choice"_ and +so _"it is necessary to form an **association** among the workers"_ because +_"without that they would remain related as subordinates and superiors, and +there would ensue two industrial castes of masters and wage-workers, which is +repugnant to a free and democratic society."_ [**Op. Cit.**, pp. 215-6] Even +Engels had to grudgingly admit that Proudhon supported _"the association of +workers"_ for _"large-industry and large establishments, such as railways."_ +[**Op. Cit.**, p. 626] + +All in all, Stack is simply showing his ignorance of both Proudhon's ideas +**and** the society (the _"material conditions"_) in which they were shaped +and were aimed for. As can be seen, Proudhon incorporated the development of +large-scale industry within his mutualist ideas and so the need to abolish +wage labour by workers' associations and workers' control of production. +Perhaps Stack can fault Proudhon for seeking the end of capitalism too soon +and for not waiting patiently will it developed further (if he does, he will +also have to attack Marx, Lenin and Trotsky as well for the same failing!), +but this has little to do with _"yearn[ing] for what has gone before."_ + +After distorting Proudhon's ideas on industry, Stack does the same with +Bakunin. He asserts the following: + +_ + +> "Similarly, the Russian anarchist leader Bakunin argued that it was the +progress of capitalism that represented the fundamental problem. For him +industrialisation was an evil. He believed it had created a decadent western +Europe, and therefore had held up the more primitive, less industrialised Slav +regions as the hope for change."_ + +Now, it would be extremely interesting to find out where, exactly, Stack +discovered that Bakunin made these claims. After all, they are at such odds +with Bakunin's anarchist ideas that it is temping to conclude that Stack is +simply making it up. This, we suggest, explains the total lack of references +for such an outrageous claim. Looking at what appears to be his main source, +we discover Paul Avrich writing that _"[i]n 1848"_ (i.e. nearly 20 years +**before** Bakunin became an anarchist!) Bakunin _"spoke of the decadence of +Western Europe and saw hope in the primitive, less industrialised Slavs for +the regeneration of the Continent."_ [**Anarchist Portraits**, p. 8] The +plagiarism is obvious, as are the distortions. Given that Bakunin became an +anarchist in the mid-1860s, how his pre-anarchist ideas are relevant to an +evaluation of anarchism escapes logic. It makes as much sense as quoting Marx +to refute fascism as Mussolini was originally the leader of the left-wing of +the Italian Socialist Party! + +It is, of course, simple to refute Stack's claims. We need only do that which +he does not, namely quote Bakunin. For someone who thought _"industrialisation +was an evil,"_ a key aspect of Bakunin's ideas on social revolution was the +seizing of industry and its placing under social ownership. As he put it, +_"capital and all tools of labour belong to the city workers - to the workers +associations. The whole organisation of the future should be nothing but a +free federation of workers \- agricultural workers as well as factory workers +and associations of craftsmen."_ [**The Political Philosophy of Bakunin**, p. +410] Bakunin argued that _"to destroy . . . all the instruments of labour . . +. would be to condemn all humanity - which is infinity too numerous today to +exist . . . on the simple gifts of nature . . . - to . . . death by +starvation. Thus capital cannot and must not be destroyed. It must be +preserved."_ Only when workers _"obtain not individual but **collective** +property in capital"_ and when capital is no longer _"concentrated in the +hands of a separate, exploiting class"_ will they be able _"to smash the +tyranny of capital."_ [**The Basic Bakunin**, pp. 90-1] He stressed that only +_"associated labour, this is labour organised upon the principles of +reciprocity and co-operation, is adequate to the task of maintaining the +existence of a large and somewhat civilised society."_ Moreover, the _"whole +secret of the boundless productivity of human labour consists first of all in +applying . . . scientifically developed reason . . . and then in the division +of that labour."_ [**The Political Philosophy of Bakunin**, pp. 341-2] Hardly +the thoughts of someone opposed to industrialisation! Unsurprisingly, then, +Eugene Pyziu noted that _"[i]n an article printed in 1868 [Bakunin] rejected +outright the doctrine of the rottenness of the West and of the messianic +destiny of Russia."_ [**The Doctrine of Anarchism of Michael A. Bakunin**, p. +61] + +Rather than oppose industrialisation and urge the destruction of industry, +Bakunin considered one of the first acts of the revolution would be workers' +associations taking over the means of production and turning them into +collective property managed by the workers themselves. Hence Daniel Gurin's +comment: + +> _ "Proudhon and Bakunin were 'collectivists,' which is to say they declared +themselves without equivocation in favour of the common exploitation, not by +the State but by associated workers of the large-scale means of production and +of the public services. Proudhon has been quite wrongly presented as an +exclusive enthusiast of private property."_ [_"From Proudhon to Bakunin"_, pp. +23-33, **The Radical Papers**, Dimitrios I. Roussopoulos (ed.), p. 32] + +Clearly, Stack does not have the faintest idea of what he is talking about! +Nor is Kropotkin any safer than Proudhon or Bakunin from Stack's distortions: + +> _ "Peter Kropotkin, another famous anarchist leader to emerge in Russia, +also looked backwards for change. He believed the ideal society would be based +on small autonomous communities, devoted to small scale production. He had +witnessed such communities among Siberian peasants and watchmakers in the +Swiss mountains."_ + +First, we must note the plagiarism. Stack is summarising Paul Avrich's summary +of Kropotkin's ideas. [**Op. Cit.**, p. 62] Rather than go to the source +material, Stack provides an interpretation of someone else's interpretation of +someone else's ideas! Clearly, the number of links in the chain means that +something is going to get lost in the process and, of course, it does. The +something which "gets lost" is, unfortunately, Kropotkin's ideas. + +Ultimately, Stack is simply showing his total ignorance of Kropotkin's ideas +by making such a statement. At least Avrich expanded upon his summary to +mention that Kropotkin's positive evaluation of using modern technology and +the need to apply it on an appropriate level to make work and the working +environment as pleasant as possible. As Avrich summarises, _"[p]laced in small +voluntary workshops, machinery would rescue human beings from the monotony and +toil of large-scale capitalist enterprise, allow time for leisure and cultural +pursuits, and remove forever the stamp of inferiority traditionally borne by +manual labour."_ [**Op. Cit.**, p. 63] Hardly _"backward looking"_ to desire +the application of science and technology to transform the industrial system +into one based on the needs of people rather than profit! + +Stack must be hoping that the reader has, like himself, not read Kropotkin's +classic work **Fields, Factories and Workshops** for if they have then they +would be aware of the distortion Stack subjects Kropotkin's ideas to. While +Avrich does present, in general, a reasonable summary of Kropotkin's ideas, he +does place it into a framework of his own making. Kropotkin while stressing +the importance of decentralising industry within a free society did not look +backward for his inspiration. Rather, he looked to trends within existing +society, trends he thought pointed in an anti-capitalist direction. This can +be seen from the fact he based his ideas on detailed analysis of current +developments in the economy and came to the conclusion that industry would +spread across the global (which has happened) and that small industries will +continue to exist side by side with large ones (which also has been +confirmed). From these facts he argued that a socialist society would aim to +decentralise production, combining agriculture with industry and both using +modern technology to the fullest. This was possible only after a social +revolution which expropriated industry and the land and placed social wealth +into the hands of the producers. Until then, the positive trends he saw in +modern society would remain circumcised by the workings of the capitalist +market and the state. + +As we discuss the fallacy that Kropotkin (or anarchists in general) have +argued for _"small autonomous communities, devoted to small scale production"_ +in [section I.3.8](secI3.html#seci38), we will not do so here. Suffice to say, +he did not, as is often asserted, argue for _"small-scale production"_ (he +still saw the need for factories, for example) but rather for production +geared to _**appropriate**_ levels, based on the objective needs of production +(without the distorting effects generated by the needs of capitalist profits +and power) and, of necessity, the needs of those who work in and live +alongside industry (and today we would add, the needs of the environment). In +other words, the transformation of capitalism into a society human beings +could live full and meaningful lives in. Part of this would involve creating +an industry based on human needs. _"Have the factory and the workshop at the +gates of your fields and gardens and work in them,"_ he argued. _"Not those +large establishments, of course, in which huge masses of metals have to be +dealt with and which are better placed at certain spots indicated by Nature, +but the countless variety of workshops and factories which are required to +satisfy the infinite diversity of tastes among civilised men [and women]."_ +The new factories and workplaces would be _"airy and hygienic, and +consequently economical, . . . in which human life is of more account than +machinery and the making of extra profits."_ [**Fields, Factories and +Workshops Tomorrow**, p. 197] Under capitalism, he argued, the whole discourse +of economics (like industrial development itself) was based on the logic and +rationale of the profit motive: + +> _ "Under the name of profits, rent and interest upon capital, surplus value, +and the like, economists have eagerly discussed the benefits which the owners +of land or capital, or some privileged nations, can derive, either from the +under-paid work of the wage-labourer, or from the inferior position of one +class of the community towards another class, or from the inferior economical +development of one nation towards another nation. . . + +> + +> "In the meantime the great question - 'What have we to produce, and how?' +necessarily remained in the background . . . The main subject of social +economy - that is, the **economy of energy required for the satisfaction of +human needs** \- is consequently the last subject which one expects to find +treated in a concrete form in economical treatises."_ [**Op. Cit.**, p. 17] + +Kropotkin's ideas were, therefore, an attempt to discuss how a post-capitalist +society could develop, based on an extensive investigation of current trends +within capitalism, and reflecting the needs which capitalism ignores. To +fetishise big industry, as Leninists tend to do, means locking socialism +itself into the logic of capitalism and, by implication, sees a socialist +society which will basically be the same as capitalism, using the technology, +industrial structure and industry developed under class society without change +(see [section H.3.12](secH3.html#sech312)). Rather than condemn Kropotkin, +Stack's comments (and those like them) simply show the poverty of the Leninist +critique of capitalism and its vision of the socialist future. + +All in all, anyone who claims that anarchism is _"backward looking"_ or +_"yearns for the past"_ simply has no idea what they are talking about. + +## H.2.4 Do anarchists think _"the state is the main enemy"_? + +Pat Stack argues that _"the idea that dominates anarchist thought"_ is _"that +the state is the main enemy, rather than identifying the state as one aspect +of a class society that has to be destroyed."_ [_"Anarchy in the UK?"_, +**Socialist Review**, no. 246] Marxist Paul Thomas states that _"Anarchists +insist that the basis source of social injustice is the state."_ [**Karl Marx +and the Anarchists**, p. 2] + +On the face of it, such assertions make little sense. After all, was not the +first work by the first self-declared anarchist called **What is Property?** +and contained the revolutionary maxim **_"property is theft"_**? Surely this +fact alone would be enough to put to rest the notion that anarchists view the +state as the main problem in the world? Obviously not. Flying in the face of +this well known fact as well as anarchist theory, Marxists have constantly +repeated the falsehood that anarchists consider the state as the main enemy. +Indeed, Stack and Thomas are simply repeating an earlier assertion by Engels: + +> _ "Bakunin has a peculiar theory of his own, a medley of Proudhonism and +communism. The chief point concerning the former is that he does not regard +capital, i.e. the class antagonism between capitalists and wage workers which +has arisen through social development, but the **state** as the main enemy to +be abolished . . . our view [is] that state power is nothing more than the +organisation which the ruling classes - landowners and capitalists \- have +provided for themselves in order to protect their social privileges, Bakunin +maintains that it is the **state** which has created capital, that the +capitalist has his capital **only be the grace of the state.** As, therefore, +the state is the chief evil, it is above all the state which must be done away +with and then capitalism will go to blazes of itself. We, on the contrary, +say: Do away with capital, the concentration of all means of production in the +hands of a few, and the state will fall of itself. The difference is an +essential one . . . the abolition of capital **is** precisely the social +revolution."_ [Marx, Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, +p. 71] + +As will come as no surprise, Engels did not bother to indicate where he +discovered Bakunin's ideas on these matters. Similarly, his followers raise +this kind of assertion as a truism, apparently without the need for evidence +to support the claim. This is hardly surprising as anarchists, including +Bakunin, have expressed an idea distinctly at odds with Engels' claims, namely +that the social revolution would be marked by the abolition of capitalism and +the state at the same time. That this is the case can be seen from John Stuart +Mill who, unlike Engels, saw that Bakunin's ideas meant _"not only the +annihilation of all government, but getting all property of all kinds out of +the hands of the possessors to be used for the general benefit."_ [_"Chapters +on Socialism,"_ **Principles of Political Economy**, p. 376] If the great +liberal thinker could discern this aspect of anarchism, why not Engels? + +After all, this vision of a **social** revolution (i.e. one that combined +political, social **and** economic goals) occurred continuously throughout +Bakunin's writings when he was an anarchist. Indeed, to claim that he, or +anarchists in general, just opposed the state suggests a total unfamiliarity +with anarchist theory. For Bakunin, like all anarchists, the abolition of the +state occurs at the same time as the abolition of capital. This joint +abolition **is** precisely the social revolution. As one academic put it: + +> _ "In Bakunin's view, the struggle against the main concentration of power +in society, the state, was **no less necessary** than the struggle against +capital. Engels, however, puts the matter somewhat differently, arguing that +for Bakunin the state was the main enemy, as if Bakunin had not held that +capital, too, was an enemy and that its expropriation was a necessary even if +not sufficient condition for the social revolution . . . [Engels'] formulation +. . . distorts Bakunin's argument, which also held capital to be an evil +necessary to abolish"_ [Alvin W. Gouldner, _"Marx's Last Battle: Bakunin and +the First International"_, pp. 853-884, **Theory and Society**, Vol. 11, No. +6, pp. 863-4] + +In 1865, for example, we discover Bakunin arguing that anarchists _"seek the +destruction of all States"_ in his _"Program of the Brotherhood."_ Yet he also +argued that a member of this association _"must be socialist"_ and see that +_"labour"_ was the _"sole producer of social assets"_ and so _"anyone enjoying +these without working is an exploiter of another man's labour, a thief."_ They +must also _"understand that there is no liberty in the absence of equality"_ +and so the _"attainment of the widest liberty"_ is possible only _"amid the +most perfect (de jure and de facto) political, economic and social equality."_ +The _"sole and supreme objective"_ of the revolution _"will be the effective +political, economic and social emancipation of the people."_ This was because +political liberty _"is not feasible without political equality. And the latter +is impossible without economic and social equality."_ This means that the +_"land belongs to everyone. But usufruct of it will belong only to those who +till it with their own hands."_ As regards industry, _"through the unaided +efforts and economic powers of the workers' associations, capital and the +instruments of labour will pass into the possession of those who will apply +them . . . through their own labours."_ He opposed sexism, for women are +_"equal in all political and social rights."_ Ultimately, _"[n]o revolution +could succeed . . . unless it was simultaneously a political and a social +revolution. Any exclusively political revolution . . . will, insofar as it +consequently does not have the immediate, effective, political and economic +emancipation of the people as its primary objective, prove to be . . . +illusory, phoney."_ [**No Gods, No Masters**, vol. 1, pp. 134-41] + +In 1868, Bakunin was arguing the same ideas. The _"Association of the +International Brethren seeks simultaneously universal, social, philosophical, +economic and political revolution, so that the present order of things, rooted +in property, exploitation, domination and the authority principle"_ will be +destroyed. The _"revolution as we understand it will . . . set about the . . . +complete destruction of the State . . . The natural and necessary upshot of +that destruction"_ will include the _"[d]issolution of the army, magistracy, +bureaucracy, police and clergy"_ and _"[a]ll productive capital and +instruments of labour . . . be[ing] confiscated for the benefit of toilers +associations, which will have to put them to use in collective production"_ as +well as the _"[s]eizure of all Church and State properties."_ The _"federated +Alliance of all labour associations . . . will constitute the Commune."_ The +people _"must make the revolution everywhere, and . . . ultimate direction of +it must at all times be vested in the people organised into a free federation +of agricultural and industrial associations . . . organised from the bottom +up."_ [**Op. Cit.**, pp. 152-6] + +As these the words of a person who considered the state as the _"chief evil"_ +or _"that the state is the main enemy"_? Of course not, rather Bakunin clearly +identified the state as one aspect of a class society that has to be +destroyed. As he put it, the _"State, which has never had any task other than +to regularise, sanction and . . . protect the rule of the privileged classes +and exploitation of the people's labour for the rich, must be abolished. +Consequently, this requires that society be organised from the bottom up +through the free formation and free federation of worker associations, +industrial, agricultural, scientific and artisan alike, . . . founded upon +collective ownership of the land, capital, raw materials and the instruments +of labour, which is to say, all large-scale property . . . leaving to private +and hereditary possession only those items that are actually for personal +use."_ [**Op. Cit.**, p. 182] Clearly, as Wayne Thorpe notes, for Bakunin +_"[o]nly the simultaneous destruction of the state and of the capitalist +system, accompanied by the organisation from below of a federalist system of +administration based upon labour's economic associations . . . could achieve +true liberty."_ [**"The Workers Themselves"**, p. 6] + +Rather than seeing the state as the main evil to be abolished, Bakunin always +stressed that a revolution must be economic **and** political in nature, that +it must ensure political, economic and social liberty and equality. As such, +he argued for **both** the destruction of the state and the expropriation of +capital (both acts conducted, incidentally, by a federation of workers' +associations or workers' councils). While the apparatus of the state was being +destroyed (_"Dissolution of the army, magistracy, bureaucracy, police and +clergy"_), capitalism was also being uprooted and destroyed (_"All productive +capital and instruments of labour . . . confiscated for the benefit of toilers +associations"_). To assert, as Engels did, that Bakunin ignored the necessity +of abolishing capitalism and the other evils of the current system while +focusing exclusively on the state, is simply distorting his ideas. As Mark +Leier summarises in his excellent biography of Bakunin, Engels _"was just +flat-out wrong . . . What Bakunin did argue was that the social revolution had +to be launched against the state and capitalism simultaneously, for the two +reinforced each other."_ [**Bakunin: The Creative Passion**, p. 274] + +Kropotkin, unsurprisingly, argued along identical lines as Bakunin. He +stressed that _"the revolution will burn on until it has accomplished its +mission: the abolition of property-owning and of the State."_ This revolution, +he re-iterated, would be a _"mass rising up against property and the State."_ +Indeed, Kropotkin always stressed that _"there is one point to which all +socialists adhere: the expropriation of capital must result from the coming +revolution."_ This mean that _"the area of struggle against capital, and +against the sustainer of capital - government"_ could be one in which +_"various groups can act in agreement"_ and so _"any struggle that prepares +for that expropriation should be sustained in unanimity by all the socialist +groups, to whatever shading they belong."_ [**Words of a Rebel**, p. 75 and p. +204] Little wonder Kropotkin wrote his famous article _"Expropriation"_ on +this subject! As he put it: + +> _ "Expropriation - that is the guiding word of the coming revolution, +without which it will fail in its historic mission: the complete expropriation +of all those who have the means of exploiting human beings; the return to the +community of the nation of everything that in the hands of anyone can be used +to exploit others."_ [**Op. Cit.**, pp. 207-8] + +This was because he was well aware of the oppressive nature of capitalism: +_"For the worker who **must sell** his labour, it is impossible to remain +**free**, and it is precisely because it is impossible that we are anarchists +and communists."_ [**Selected Writings on Anarchism and Revolution**, p. 305] +For Kropotkin, _"the task we impose ourselves"_ is to acquire _"sufficient +influence to induce the workmen to avail themselves of the first opportunity +of taking possession of land and the mines, of railways and factories,"_ to +bring working class people _"to the conviction that they must reply on +themselves to get rid of the oppression of Capital."_ [**Act for Yourselves**, +p. 32] Strange words if Marxist assertions were true. As can be seen, +Kropotkin is simply following Bakunin's ideas on the matter. He, like Bakunin, +was well aware of the evils of capitalism and that the state protects these +evils. + +Unsurprisingly, he called anarchism _"the no-government system of socialism."_ +[**Anarchism**, p. 46] For Kropotkin, the _"State is there to protect +exploitation, speculation and private property; it is itself the by-product of +the rapine of the people. The proletariat must rely on his own hands; he can +expect nothing of the State. It is nothing more than an organisation devised +to hinder emancipation at all costs."_ [**Words of a Rebel**, p. 27] Rather +than see the state as the main evil, he clearly saw it as the protector of +capitalism \- in other words, as one aspect of a class system which needed to +be replaced by a better society: + +> _ "The very words Anarchist-Communism show in what direction society, in our +opinion, is already going, and one what lines it can get rid of the oppressive +powers of Capital and Government . . . The first conviction to acquire is that +nothing short of expropriation on a vast scale, carried out by the workmen +themselves, can be the first step towards a reorganisation of our production +on Socialist principles."_ [Kropotkin, **Act for Yourselves**, pp. 32-3] + +Similarly with all other anarchists. Emma Goldman, for example, summarised for +all anarchists when she argued that anarchism _"really stands for"_ the +_"liberation of the human body from the domination of property; liberation +from the shackles and restraint of government."_ Goldman was well aware that +wealth _"means power; the power to subdue, to crush, to exploit, the power to +enslave, to outrage, to degrade."_ She considered property _"not only a +hindrance to human well-being, but an obstacle, a deadly barrier, to all +progress."_ A key problem of modern society was that _"man must sell his +labour"_ and so _"his inclination and judgement are subordinated to the will +of a master."_ Anarchism, she stressed, was the _"the only philosophy that can +and will do away with this humiliating and degrading situation . . . There can +be no freedom in the large sense of the word . . . so long as mercenary and +commercial considerations play an important part in the determination of +personal conduct."_ The state, ironically for Stack's claim, was _"necessary +**only** to maintain or protect property and monopoly."_ [**Red Emma Speaks**, +p. 73, p. 66, p. 50 and p. 51] + +Errico Malatesta, likewise, stressed that, for _"all anarchists,"_ it was +definitely a case that the _"abolition of political power is not possible +without the simultaneous destruction of economic privilege."_ The _"Anarchist +Programme"_ he drafted listed _"Abolition of private property"_ before +_"Abolition of government"_ and argued that _"the present state of society"_ +was one in _"which some have inherited the land and all social wealth, while +the mass of the people, disinherited in all respects, is exploited and +oppressed by a small possessing class."_ It ends by arguing that anarchism +wants _"the complete destruction of the domination and exploitation of man by +man"_ and for _"expropriation of landowners and capitalists for the benefit of +all; and the abolition of government."_ [**Errico Malatesta: His Life and +Ideas**, p. 158, p. 184, p. 183, p. 197 and p. 198] Nearly three decades +previously, we find Malatesta arguing the same idea. As he put it in 1891, +anarchists _"struggle for anarchy, and for socialism, because we believe that +anarchy and socialism must be realised immediately, that is to say that in the +revolutionary act we must drive government away, abolish property . . . human +progress is measured by the extent government power and private property are +reduced."_ [**Anarchy**, p. 54] + +Little wonder Bertrand Russell stated that anarchism _"is associated with +belief in the communal ownership of land and capital"_ because, like Marxism, +it has the _"perception that private capital is a source of tyranny by certain +individuals over others."_ [**Roads to Freedom**, p. 40] Russell was, of +course, simply pointing out the obvious. As Brian Morris correctly summarises: + +> _ "Another criticism of anarchism is that it has a narrow view of politics: +that it sees the state as the fount of all evil, ignoring other aspects of +social and economic life. This is a misrepresentation of anarchism. It partly +derives from the way anarchism has been defined, and partly because Marxist +historians have tried to exclude anarchism from the broader socialist +movement. But when one examines the writings of classical anarchists. . . as +well as the character of anarchist movements. . . it is clearly evident that +it has never had this limited vision. It has always challenged all forms of +authority and exploitation, and has been equally critical of capitalism and +religion as it has been of the state."_ [_"Anthropology and Anarchism,"_ pp. +35-41, **Anarchy: A Journal of Desire Armed**, no. 45, p, p. 40] + +All in all, Marxist claims that anarchists view the state as the _"chief +evil"_ or see the destruction of the state as the _"main idea"_ of anarchism +are simply talking nonsense. In fact, rather than anarchists having a narrow +view of social liberation, it is, in fact, Marxists who do so. By +concentrating almost exclusively on the (economic) class source of +exploitation, they blind themselves to other forms of exploitation and +domination that can exist independently of (economic) class relationships. +This can be seen from the amazing difficulty that many of them got themselves +into when trying to analyse the Stalinist regime in Russia. Anarchists are +well aware that the state is just one aspect of the current class system but +unlike Marxists we recognise that _"class rule must be placed in the much +**larger** context of hierarchy and domination as a whole."_ [Murray Bookchin, +**The Ecology of Freedom**, p. 28] This has been the anarchist position from +the nineteenth century onwards and one which is hard not to recognise if you +are at all familiar with the anarchist movement and its theory. As one +historian notes, we have never been purely anti-state, but also anti- +capitalist and opposed to all forms of oppression: + +> _ "Anarchism rejected capitalism . . . not only because it viewed it as +inimical to social equality, but also because it saw it as a form of +domination detrimental to individual freedom. Its basic tenet regarded +hierarchical authority - be it the state, the church, the economic elite, or +patriarchy - as unnecessary and deleterious to the maximisation of human +potential."_ [Jose Moya, **Italians in Buenos Aires's Anarchist Movement**, p. +197] + +So we oppose the state because it is just one aspect of a class ridden and +hierarchical system. We just recognise that all the evils of that system must +be destroyed at the same time to ensure a **social** revolution rather than +just a change in who the boss is. + +## H.2.5 Do anarchists think _"full blown"_ socialism will be created +overnight? + +Another area in which Marxists misrepresent anarchism is in the assertion that +anarchists believe a completely socialist society (an ideal or _"utopian"_ +society, in other words) can be created _"overnight."_ As Marxist Bertell +Ollman puts it, _"[u]nlike anarcho-communists, none of us [Marxists] believe +that communism will emerge full blown from a socialist revolution. Some kind +of transition and period of indeterminate length for it to occur are +required."_ [Bertell Ollman (ed.), **Market Socialism: The Debate among +Socialists**, p. 177] This assertion, while it is common, fails to understand +the anarchist vision of revolution. We consider it a **process** and not an +event: _"By revolution we do not mean just the insurrectionary act."_ +[Malatesta, **Errico Malatesta: His Life and Ideas**, p. 156] + +Once this is understood, the idea that anarchists think a _"full blown"_ +anarchist society will be created _"overnight"_ is a fallacy. As Murray +Bookchin pointed out, _"Bakunin, Kropotkin, Malatesta were not so naive as to +believe that anarchism could be established overnight. In imputing this notion +to Bakunin, Marx and Engels wilfully distorted the Russian anarchist's +views."_ [**Post-Scarcity Anarchism**, p. 137] Indeed, Kropotkin stressed that +anarchists _"do not believe that in any country the Revolution will be +accomplished at a stroke, in the twinkling of a eye, as some socialists +dream."_ Moreover, _"[n]o fallacy more harmful has ever been spread than the +fallacy of a 'One-day Revolution.'"_ [**The Conquest of Bread**, p. 81] +Bakunin argued that a _"more or less prolonged transitional period"_ would +_"naturally follow in the wake of the great social crisis"_ implied by social +revolution. [**The Political Philosophy of Bakunin**, p. 412] The question, +therefore, is not whether there will be a _"transitional"_ society after a +revolution but what **kind** of transition will it be. + +So anarchists are aware that a _"full blown"_ communist society will not come +about immediately. Rather, the creation of such a society will be a +**process** which the revolution will start off. As Alexander Berkman put it +in his classic introduction to communist-anarchist ideas _"you must not +confuse the social revolution with anarchy. Revolution, in some of its stages, +is a violent upheaval; anarchy is a social condition of freedom and peace. The +revolution is the **means** of bringing anarchy about but it is not anarchy +itself. It is to pave the road for anarchy, to establish conditions which will +make a life of liberty possible."_ However, the _"end shapes the means"_ and +so _"to achieve its purpose the revolution must be imbued with and directed by +the anarchist spirit and ideas . . . the social revolution must be anarchist +in method as in aim."_ [**What is Anarchism?**, p. 231] + +Berkman also acknowledged that _"full blown"_ communism was not likely after a +successful revolution. _"Of course,"_ he argued, _"when the social revolution +has become thoroughly organised and production is functioning normally there +will be enough for everybody. But in the first stages of the revolution, +during the process of re-construction, we must take care to supply the people +as best we can, and equally, which means rationing."_ Clearly, in such +circumstances _"full blown"_ communism would be impossible and, +unsurprisingly, Berkman argued that would not exist. However, the principles +that inspire communism and anarchism could be applied immediately. This meant +that both the state and capitalism would be abolished. While arguing that +_"[t]here is no other way of securing economic equality, which alone is +liberty"_ than communist anarchism, he also stated that it is _"likely . . . +that a country in social revolution may try various economic experiments . . . +different countries and regions will probably try out various methods, and by +practical experience learn the best way. The revolution is at the same time +the opportunity and justification for it."_ Rather than _"dictate to the +future, to prescribe its mode of conduct"_, Berkman argued that his _"purpose +is to suggest, in board outline the principles which must animate the +revolution, the general lines of action it should follow if it is to +accomplish its aim - the reconstruction of society on a foundation of freedom +and equality."_ [**Op. Cit.**, p. 215 and p. 230] + +Malatesta argued along similar lines. While urging the _"complete destruction +of the domination and exploitation of man by man"_ by the _"expropriation of +landlords and capitalists for the benefit of all"_ and _"the abolition of +government,"_ he recognised that in _"the post-revolutionary period, in the +period of reorganisation and transition, there might be 'offices for the +concentration and distribution of the capital of collective enterprises', that +there might or might not be titles recording the work done and the quantity of +goods to which one is entitled."_ However, he stressed that this _"is +something we shall have to wait and see about, or rather, it is a problem +which will have many and varied solutions according to the system of +production and distribution which will prevail in the different localities and +among the many . . . groupings that will exist."_ He argued that while, +eventually, all groups of workers (particularly the peasants) will +_"understand the advantages of communism or at least of the direct exchange of +goods for goods,"_ this may not happen _"in a day."_ If some kind of money was +used, then people should _"ensure that [it] truly represents the useful work +performed by its possessors"_ rather than being that _"powerful means of +exploitation and oppression"_ is currently is. [**Errico Malatesta: His Life +and Ideas**, pp. 198-9 and pp. 100-1] Emma Goldman, also, saw _"a society +based on voluntary co-operation of productive groups, communities and +societies loosely federated together, eventually developing into a free +communism, actuated by a solidarity of interests."_ [**Red Emma Speaks**, p. +50] + +So rather than seeing a _"full blown"_ communist society appearing instantly +from a revolution, anarcho-communists see a period of transition in which the +degree of communism in a given community or area is dependent on the objective +conditions facing it. This period of transition would see different forms of +social experimentation but the desire is to see libertarian communist +principles as the basis of as much of this experimentation as possible. To +claim that anarcho-communists ignore reality and see communism as being +created overnight is simply a distortion of their ideas. Rather, they are +aware that the development towards communism is dependent on local conditions, +conditions which can only be overcome in time and by the liberated community +re-organising production and extending it as required. Thus we find Malatesta +arguing 1884 that communism could be brought about immediately only in a very +limited number of areas and, _"for the rest,"_ collectivism would have to be +accepted _"for a transitional period."_ This was because, _"[f]or communism to +be possible, a high stage of moral development is required of the members of +society, a sense of solidarity both elevated and profound, which the upsurge +of the revolution may not suffice to induce. This doubt is the more justified +in that material conditions favourable to this development will not exist at +the beginning."_ [quoted by Daniel Gurin, **Anarchism**, p. 51] + +Clearly, our argument contradicts the widely held view that anarchists +believed an utopian world would be created instantly after a revolution. Of +course, by asserting that anarchists think _"full blown communism"_ will occur +without some form of transitional period, Marxists paint a picture of +anarchism as simply utopian, a theory which ignores objective reality in +favour of wishful thinking. However, as seen above, such is not the case. +Anarchists are aware that _"full blown communism"_ is dependent on objective +conditions and, therefore, cannot be implemented until those conditions are +meet. Until such time as the objective conditions are reached, various means +of distributing goods, organising and managing production, and so on will be +tried. Such schemes will be based as far as possible on communistic +principles. + +Such a period of transition would be based on libertarian and communist +principles. The organisation of society would be anarchist - the state would +be abolished and replaced by a free federation of workers and community +associations. The economic structure would be socialist - production would be +based on self-managed workplaces and the principles of distribution would be +as communistic as possible under the given objective conditions. + +It also seems strange for Marxists to claim that anarchists thought a _"full +blown"_ communist society was possible _"overnight"_ given that anarchists had +always noted the difficulties facing a social revolution. Kropotkin, for +example, continually stressed that a revolution would face extensive economic +disruption. In his words: + +> _ "A political revolution can be accomplished without shaking the +foundations of industry, but a revolution where the people lay hands upon +property will inevitably paralyse exchange and production . . . This point +cannot be too much insisted upon; the reorganisation of industry on a new +basis . . . cannot be accomplished in a few days; nor, on the other hand, will +people submit to be half starved for years in order to oblige the theorists +who uphold the wage system. To tide over the period of stress they will demand +what they have always demanded in such cases - communisation of supplies - the +giving of rations."_ [**The Conquest of Bread**, pp. 72-3] + +The basic principles of this "transition" period would, therefore, be based on +the _"socialising of production, consumption and exchange."_ The state would +be abolished and _"federated Communes"_ would be created. The end of +capitalism would be achieved by the _"expropriation"_ of _"everything that +enables any man - be he financier, mill-owner, or landlord - - to appropriate +the product of others' toil."_ Distribution of goods would be based on _"no +stint or limit to what the community possesses in abundance, but equal sharing +and dividing of those commodities which are scare or apt to run short."_ +[**Op. Cit.**, p. 136, p. 61 and p. 76] Clearly, while not _"full blown"_ +communism by any means, such a regime does lay the ground for its eventual +arrival. As Max Nettlau summarised, _"[n]othing but a superficial +interpretation of some of Kropotkin's observations could lead one to conclude +that anarchist communism could spring into life through an act of sweeping +improvisation, with the waving of a magic wand."_ [**A Short History of +Anarchism**, p. 80] + +This was what happened in the Spanish Revolution, for example. Different +collectives operated in different ways. Some tried to introduce free +communism, some a combination of rationing and communism, others introduced +equal pay, others equalised pay as much as possible and so on. Over time, as +economic conditions changed and difficulties developed the collectives changed +their mode of distribution to take them into account. These collectives +indicate well the practical aspects of anarchist and its desire to accommodate +and not ignore reality. + +Lastly, and as an aside, it this anarchist awareness of the disruptive effects +of a revolution on a country's economy which, in part, makes anarchists +extremely sceptical of pro-Bolshevik rationales that blame the difficult +economic conditions facing the Russian Revolution for Bolshevik +authoritarianism (see [section H.6.1](secH6.html#sech61) for a fuller +discussion of this). If, as Kropotkin argued, a social revolution inevitably +results in massive economic disruption then, clearly, Bolshevism should be +avoided if it cannot handle such inevitable events. In such circumstances, +centralisation would only aid the disruption, not reduce it. This awareness of +the problems facing a social revolution also led anarchists to stress the +importance of local action and mass participation. As Kropotkin put it, the +_"immense constructive work demanded by a social revolution cannot be +accomplished by a central government . . . It has need of knowledge, of brains +and of the voluntary collaboration of a host of local and specialised forces +which alone can attack the diversity of economic problems in their local +aspects."_ [**Anarchism**, pp. 255-6] Without this local action, co-ordinated +joint activity would remain a dead letter. + +In summary, anarchists acknowledge that **politically** there is no +transitional period (i.e. the state must be abolished and replaced by a free +federation of self-managed working class organisations). Economically +anarchists recognise that different areas will develop in different ways and +so there will be various economical transitional forms. Rather than seeing +_"full blown communism"_ being the instant result of a socialist revolution, +anarchist-communists actually argue the opposite - _"full blown communism"_ +will develop only after a successful revolution and the inevitable period of +social reconstruction which comes after it. A _"full blown"_ communist economy +will develop as society becomes ready for it. What we **do** argue is that any +transitional economic form must be based on the principles of the type of +society it desires. In other words, any transitional period must be as +communistic as possible if communism is your final aim and, equally, it must +be libertarian if your final goal is freedom. + +Also see [section I.2.2](secI2.html#seci22) for further discussion on this +issue. + +## H.2.6 How do Marxists misrepresent Anarchist ideas on mutual aid? + +Anarchist ideas on mutual aid are often misrepresented by Marxists. Looking at +Pat Stack's _"Anarchy in the UK?"_ article, for example, we find a +particularly terrible misrepresentation of Kropotkin's ideas. Indeed, it is so +incorrect that it is either a product of ignorance or a desire to deceive (and +as we shall indicate, it is probably the latter). Here is Stack's account of +Kropotkin's ideas: + +> _ "And the anarchist Peter Kropotkin, far from seeing class conflict as the +dynamic for social change as Marx did, saw co-operation being at the root of +the social process. He believed the co-operation of what he termed 'mutual +aid' was the natural order, which was disrupted by centralised states. Indeed +in everything from public walkways and libraries through to the Red Cross, +Kropotkin felt he was witnessing confirmation that society was moving towards +his mutual aid, prevented only from completing the journey by the state. It +follows that if class conflict is not the motor of change, the working class +is not the agent and collective struggle not the means."_ [_"Anarchy in the +UK?"_, **Socialist Review**, no. 246] + +There are three issues with Stack's summary. Firstly, Kropotkin did not, in +fact, reject class conflict as the _"dynamic of social change"_ nor reject the +working class as its _"agent."_ Secondly, all of Stack's examples of _"Mutual +Aid"_ do not, in fact, appear in Kropotkin's classic book **Mutual Aid**. They +do appear in other works by Kropotkin but **not** as examples of _"mutual +aid."_ Thirdly, in **Mutual Aid** Kropotkin discusses such aspects of working +class _"collective struggle"_ as strikes and unions. All in all, it is Stack's +total and utter lack of understanding of Kropotkin's ideas which immediately +stands out from his comments. + +As we have discussed how collective, working class direct action, organisation +and solidarity in the class struggle were at the core of Kropotkin's politics +in [section H.2.2](secH2.html#sech22), we will not do so here. Rather, we will +discuss how Stack lies about Kropotkin's ideas on mutual aid. As just noted, +the examples Stack lists are not to be found in Kropotkin's classic work +**Mutual Aid**. Now, **if** Kropotkin **had** considered them as examples of +_"mutual aid"_ then he would have listed them in that work. This does not +mean, however, that Kropotkin did not mention these examples. He does, but in +other works (notably his essay **Anarchist-Communism: Its Basis and +Principles**) and he does **not** use them as examples of mutual aid. Here are +Kropotkin's own words on these examples: + +> _ "We maintain, moreover, not only that communism is a desirable state of +society, but that the growing tendency of modern society is precisely towards +communism - free communism - notwithstanding the seemingly contradictory +growth of individualism. In the growth of individualism . . . we see merely +the endeavours of the individual towards emancipating himself from the +steadily growing powers of capital and the State. But side by side with this +growth we see also . . . the latent struggle of the producers of wealth to +maintain the partial communism of old, as well as to reintroduce communist +principles in a new shape, as soon as favourable conditions permit it. . . the +communist tendency is continually reasserting itself and trying to make its +way into public life. The penny bridge disappears before the public bridge; +and the turnpike road before the free road. The same spirit pervades thousands +of other institutions. Museums, free libraries, and free public schools; parks +and pleasure grounds; paved and lighted streets, free for everybody's use; +water supplied to private dwellings, with a growing tendency towards +disregarding the exact amount of it used by the individual; tramways and +railways which have already begun to introduce the season ticket or the +uniform tax, and will surely go much further in this line when they are no +longer private property: all these are tokens showing in what direction +further progress is to be expected. + +> + +> "It is in the direction of putting the wants of the individual **above** the +valuation of the service he has rendered, or might render, to society; in +considering society as a whole, so intimately connected together that a +service rendered to any individual is a service rendered to the whole +society."_ [**Anarchism**, pp. 59-60] + +As is clear, the examples Stack selects have nothing to do with mutual aid in +Kropotkin's eyes. Rather, they are examples of communistic tendencies within +capitalism, empirical evidence that can be used to not only show that +communism can work but also that it is not a utopian social solution but an +expression of tendencies within society. Simply put, he is using examples from +existing society to show that communism is not impossible. + +Similarly with Stack's other examples, which are **not** used as expressions +of _"mutual aid"_ but rather as evidence that social life can be organised +without government. [**Op. Cit.**, pp. 65-7] Just as with communism, he gave +concrete examples of libertarian tendencies within society to prove the +possibility of an anarchist society. And just like his examples of communistic +activities within capitalism, his examples of co-operation without the state +are not listed as examples of _"mutual aid."_ + +All this would suggest that Stack has either not read Kropotkin's works or +that he has and consciously decided to misrepresent his ideas. In fact, its a +combination of the two. Stack (as proven by his talk at **Marxism 2001**) +gathered his examples of _"mutual aid"_ from Paul Avrich's essay _"Kropotkin's +Ethical Anarchism"_ contained in his **Anarchist Portraits**. As such, he has +not read the source material. Moreover, he simply distorted what Avrich wrote. +In other words, not only has he not read Kropotkin's works, he consciously +decided to misrepresent the secondary source he used. This indicates the +quality of almost all Marxist critiques of anarchism. + +For example, Avrich correctly noted that Kropotkin did not _"deny that the +'struggle for existence' played an important role in the evolution of species. +In **Mutual Aid** he declares unequivocally that 'life **is** struggle; and in +that struggle the fittest survive.'"_ Kropotkin simply argued that co- +operation played a key role in determining who was, in fact, the fittest. +Similarly, Avrich listed many of the same examples Stack presents but not in +his discussion of Kropotkin's ideas on mutual aid. Rather, he correctly did so +in his discussion of how Kropotkin saw examples of anarchist communism +_"manifesting itself 'in the thousands of developments of modern life.'"_ This +did not mean that Kropotkin did not see the need for a social revolution, +quite the reverse. As Avrich noted, Kropotkin _"did not shrink from the +necessity of revolution"_ as he _"did not expect the propertied classes to +give up their privileges and possession without a fight."_ This _"was to be a +**social** revolution, carried out by the masses themselves"_ achieved by +means of _"expropriation"_ of social wealth. [**Anarchist Portraits**, p. 58, +p. 62 and p. 66] + +So much for Stack's claims. As can be seen, they are not only a total +misrepresentation of Kropotkin's work, they are also a distortion of his +source! + +A few more points need to be raised on this subject. + +Firstly, Kropotkin never claimed that mutual aid _"was the natural order."_ +Rather, he stressed that Mutual Aid was (to use the subtitle of his book on +the subject) _"a factor of evolution."_ As he put it, mutual aid _"represents +one of the factors of evolution"_, another being _"the self-assertion of the +individual, not only to attain personal or caste superiority, economical, +political, and spiritual, but also in its much more important although less +evident function of breaking through the bonds, always prone to become +crystallised, which the tribe, the village community, the city, and the State +impose upon the individual."_ Thus Kropotkin recognised that there is class +struggle within society as well as _"the self-assertion of the individual +taken as a progressive element"_ (i.e., struggle against forms of social +association which now hinder individual freedom and development). Kropotkin +did not deny the role of struggle, in fact the opposite as he stressed that +the book's examples concentrated on mutual aid simply because mutual struggle +(between individuals of the same species) had _"already been analysed, +described, and glorified from time immemorial"_ and, as such, he felt no need +to illustrate it. He did note that it _"was necessary to show, first of all, +the immense part which this factor plays in the evolution of both the animal +world and human societies. Only after this has been fully recognised will it +be possible to proceed to a comparison between the two factors."_ [**Mutual +Aid**, p. 231 and pp. 231-2] So at no stage did Kropotkin deny either factor +(unlike the bourgeois apologists he was refuting). + +Secondly, Stack's argument that Kropotkin argued that co-operation was the +natural order is in contradiction with his other claims that anarchism +_"despises the collectivity"_ and _"dismiss[es] the importance of the +collective nature of change"_ (see [section H.2.2](secH2.html#sech22)). How +can you have co-operation without forming a collective? And, equally, surely +support for co-operation clearly implies the recognition of the _"collective +nature of change"_? Moreover, had Stack bothered to _**read**_ Kropotkin's +classic he would have been aware that both unions and strikes are listed as +expressions of _"mutual aid"_ (a fact, of course, which would undermine +Stack's silly assertion that anarchists reject collective working class +struggle and organisation). Thus we find Kropotkin stating that _"Unionism"_ +expressed the _"worker's need of mutual support"_ as well as discussing how +the state _"legislated against the workers' unions"_ and that these were _"the +conditions under which the mutual-aid tendency had to make its way."_ _"To +practise mutual support under such circumstances was anything but an easy +task."_ This repression failed, as _"the workers' unions were continually +reconstituted"_ and spread, forming _"vigourous federal organisations . . . to +support the branches during strikes and prosecutions."_ In spite of the +difficulties in organising unions and fighting strikes, he noted that _"every +year there are thousands of strikes . . . the most severe and protracted +contests being, as a rule, the so-called 'sympathy strikes,' which are entered +upon to support locked-out comrades or to maintain the rights of the unions."_ +Anyone (like Kropotkin) who had _"lived among strikers speak with admiration +of the mutual aid and support which are constantly practised by them."_ [**Op. +Cit.**, pp. 210-3] + +Kropotkin, as noted, recognised the importance of struggle or competition as a +means of survival but also argued that co-operation within a species was the +best means for it to survive in a hostile environment. This applied to life +under capitalism. In the hostile environment of class society, then the only +way in which working class people could survive would be to practice mutual +aid (in other words, solidarity). Little wonder, then, that Kropotkin listed +strikes and unions as expressions of mutual aid in capitalist society. +Moreover, if we take Stack's arguments at face value, then he clearly is +arguing that solidarity is not an important factor in the class struggle and +that mutual aid and co-operation cannot change the world! Hardly what you +would expect a socialist to argue. In other words, his inaccurate diatribe +against Kropotkin backfires on his own ideas. + +Thirdly, **Mutual Aid** is primarily a work of popular science and not a work +on revolutionary anarchist theory like, say, **The Conquest of Bread** or +**Words of a Rebel**. As such, it does not present a full example of +Kropotkin's revolutionary ideas and how mutual aid fits into them. However, it +does present some insights on the question of social progress which indicate +that he did not think that _"co-operation"_ was _"at the root of the social +process,"_ as Stack claims. For example, Kropotkin noted that _"[w]hen Mutual +Aid institutions . . . began . . . to lose their primitive character, to be +invaded by parasitic growths, and thus to become hindrances to process, the +revolt of individuals against these institutions took always two different +aspects. Part of those who rose up strove to purify the old institutions, or +to work out a higher form of commonwealth."_ But at the same time, others +_"endeavoured to break down the protective institutions of mutual support, +with no other intention but to increase their own wealth and their own +powers."_ In this conflict _"lies the real tragedy of history."_ He also noted +that the mutual aid tendency _"continued to live in the villages and among the +poorer classes in the towns."_ Indeed, _"in so far as"_ as new _"economical +and social institutions"_ were _"a creation of the masses"_ they _"have all +originated from the same source"_ of mutual aid. [**Op. Cit.**, pp. 18-9 and +p. 180] Clearly, Kropotkin saw history marked by both co-operation and +conflict as you would expect in a society divided by class and hierarchy. + +Significantly, Kropotkin considered **Mutual Aid** as an attempt to write +history from below, from the perspective of the oppressed. As he put it, +history, _"such as it has hitherto been written, is almost entirely a +description of the ways and means by which theocracy, military power, +autocracy, and, later on, the richer classes' rule have been promoted, +established, and maintained."_ The _"mutual aid factor has been hitherto +totally lost sight of; it was simply denied, or even scoffed at."_ [**Op. +Cit.**, p. 231] He was well aware that mutual aid (or solidarity) could not be +applied between classes in a class society. Indeed, as noted, his chapters on +mutual aid under capitalism contain the strike and union. As he put it in an +earlier work: + +> _"What solidarity can exist between the capitalist and the worker he +exploits? Between the head of an army and the soldier? Between the governing +and the governed?"_ [**Words of a Rebel**, p. 30] + +In summary, Stack's assertions about Kropotkin's theory of _"Mutual Aid"_ are +simply false. He simply distorts the source material and shows a total +ignorance of Kropotkin's work (which he obviously has not bothered to read +before criticising it). A truthful account of _"Mutual Aid"_ would involve +recognising that Kropotkin showed it being expressed in both strikes and +labour unions and that he saw solidarity between working people as the means +of not only surviving within the hostile environment of capitalism but also as +the basis of a mass revolution which would end it. + +## H.2.7 Who do anarchists see as their _"agents of social change"_? + +It is often charged, usually without any evidence, that anarchists do not see +the working class as the _"agent"_ of the social revolution. Pat Stack, for +example, states _"the failure of anarchism [is] to understand the centrality +of the working class itself."_ He argues that for Marx, _"the working class +would change the world and in the process change itself. It would become the +agent for social advance and human liberty."_ For Bakunin, however, _"skilled +artisans and organised factory workers, far from being the source of the +destruction of capitalism, were 'tainted by pretensions and aspirations'. +Instead Bakunin looked to those cast aside by capitalism, those most damaged, +brutalised and marginalised. The lumpen proletariat, the outlaws, the +'uncivilised, disinherited, illiterate', as he put it, would be his agents for +change."_ [_"Anarchy in the UK?"_, **Socialist Review**, no. 246] He fails to +provide any references for his accusations. This is unsurprising, as to do so +would mean that the reader could check for themselves the validity of Stack's +claims. + +Take, for example, the quote _"uncivilised, disinherited, illiterate"_ Stack +uses as evidence. This expression is from an essay written by Bakunin in 1872 +and which expressed what he considered the differences between his ideas and +those of Marx. The quote can be found on page 294 of **Bakunin on Anarchism**. +On the previous page, we discover Bakunin arguing that _"for the International +to be a real power, it must be able to organise within its ranks the immense +majority of the proletariat of Europe, of America, of all lands."_ [p. 293] +Clearly Stack is quoting out of context, distorting Bakunin's position to +present a radically false image of anarchism. Moreover, as we will indicate, +Stack's also quotes them outside the historical context as well. + +Let us begin with Bakunin's views on _"skilled artisans and organised factory +workers."_ In **Statism and Anarchy**, for example, we discover Bakunin +arguing that the _"proletariat . . . must enter the International [Workers' +Association] en masse, form factory, artisan, and agrarian sections, and unite +them into local federations"_ for _"the sake of its own liberation."_ [p. 51] +This perspective is the predominant one in Bakunin's ideas with the Russian +continually arguing that anarchists saw _"the new social order"_ being +_"attained . . . through the social (and therefore anti-political) +organisation and power of the working masses of the cities and villages."_ He +argued that _"only the trade union sections can give their members . . . +practical education and consequently only they can draw into the organisation +of the International the masses of the proletariat, those masses without whose +practical co-operation . . . the Social Revolution will never be able to +triumph."_ The International, in Bakunin's words, _"organises the working +masses . . . from the bottom up"_ and that this was _"the proper aim of the +organisation of trade union sections."_ He stressed that revolutionaries must +_"[o]rganise the city proletariat in the name of revolutionary Socialism . . . +[and] unite it into one preparatory organisation together with the +peasantry."_ [**The Political Philosophy of Bakunin**, p. 300, p. 310, p. 319 +and p. 378] + +This support for organised workers and artisans can also be seen from the rest +of the essay Stack distorts, in which Bakunin discusses the _"flower of the +proletariat"_ as well as the policy that the **International Workingmen's +Association** should follow (i.e. the organised revolutionary workers). He +argued that its _"sections and federations [must be] free to develop its own +policies . . . [to] attain real unity, basically economic, which will +necessarily lead to real political unity . . . The foundation for the unity of +the International . . . has already been laid by the common sufferings, +interests, needs, and real aspirations of the workers of the whole world."_ He +stressed that _"the International has been . . . the work of the proletariat +itself . . . It was their keen and profound instinct as workers . . . which +impelled them to find the principle and true purpose of the International. +They took the common needs already in existence as the foundation and saw the +**international organisation of economic conflict against capitalism** as the +true objective of this association. In giving it exclusively this base and +aim, the workers at once established the entire power of the International. +They opened wide the gates to all the millions of the oppressed and +exploited."_ The International, as well as _"organising local, national and +international strikes"_ and _"establishing national and international trade +unions,"_ would discuss _"political and philosophical questions."_ The workers +_"join the International for one very practical purpose: solidarity in the +struggle for full economic rights against the oppressive exploitation by the +bourgeoisie."_ [**Bakunin on Anarchism**, pp. 297-8, pp. 298-9 and pp. 301-2] + +All this, needless to say, makes a total mockery of Stack's claim that Bakunin +did not see _"skilled artisans and organised factory workers"_ as _"the source +of the destruction of capitalism"_ and _"agents for change."_ Indeed, it is +hard to find a greater distortion of Bakunin's ideas. Rather than dismiss +_"skilled artisans"_ and _"organised factory workers"_ Bakunin desired to +organise them along with agricultural workers into unions and get these unions +to affiliate to the **International Workers' Association**. He argued again +and again that the working class, organised in union, were the means of making +a revolution (i.e. _"the source of the destruction of capitalism,"_ to use +Stack's words). + +Only in **this** context can we understand Bakunin's comments which Stack +(selectively) quotes. Any apparent contradiction generated by Stack's quoting +out of context is quickly solved by looking at Bakunin's work. This reference +to the _"uncivilised, disinherited, illiterate"_ comes from a polemic against +Marx. From the context, it can quickly be seen that by these terms Bakunin +meant the bulk of the working class. In his words: + +> _ "To me the flower of the proletariat is not, as it is to the Marxists, the +upper layer, the aristocracy of labour, those who are the most cultured, who +earn more and live more comfortably that all the other workers. Precisely this +semi-bourgeois layer of workers would, if the Marxists had their way, +constitute their **fourth governing class.** This could indeed happen if the +great mass of the proletariat does not guard against it. By virtue of its +relative well-being and semi-bourgeois position, this upper layer of workers +is unfortunately only too deeply saturated with all the political and social +prejudices and all the narrow aspirations and pretensions of the bourgeoisie. +Of all the proletariat, this upper layer is the least socialist, the most +individualist. + +> + +> "By the **flower of the proletariat**, I mean above all that great mass, +those millions of the uncultivated, the disinherited, the miserable, the +illiterates . . . I mean precisely that eternal 'meat' (on which governments +thrive), that great **rabble of the people** (underdogs, 'dregs of society') +ordinarily designated by Marx and Engels by the phrase . . . +Lumpenproletariat"_ [**Bakunin on Anarchism**, p. 294] + +Thus Bakunin contrasted a _"semi-bourgeois"_ layer to the _"great mass of the +proletariat."_ In a later work, Bakunin makes the same point, namely that +there was _"a special category of relatively affluent workers, earning higher +wages, boasting of their literary capacities and . . . impregnated by a +variety of bourgeois prejudices . . . in Italy . . . they are insignificant in +number and influence . . . In Italy it is the extremely poor proletariat that +predominates. Marx speaks disdainfully, but quite unjustly, of this +**Lumpenproletariat.** For in them, and only in them, and not in the bourgeois +strata of workers, are there crystallised the entire intelligence and power of +the coming Social Revolution."_ [**Op. Cit.**, p. 334] Again it is clear that +Bakunin is referring to a small minority within the working class and **not** +dismissing the working class as a whole. He explicitly pointed to the _ +"**bourgeois-influenced** minority of the urban proletariat"_ and contrasted +this minority to _"the mass of the proletariat, both rural and urban."_ +[**Michael Bakunin: Selected Writings**, p. 254] + +Clearly, Stack is distorting Bakunin's ideas on this subject when he claims +that Bakunin thought **all** workers were _"tainted by pretensions and +aspirations."_ In fact, like Marx, Engels and Lenin, Bakunin differentiated +between different types of workers. This did not mean he rejected organised +workers or skilled artisans nor the organisation of working people into +revolutionary unions, quite the reverse. As can be seen, Bakunin argued there +was a group of workers who accepted bourgeois society and did relatively well +under it. It was **these** workers who were _"frequently no less egoistic than +bourgeois exploiters, no less pernicious to the International than bourgeois +socialists, and no less vain and ridiculous than bourgeois nobles."_ [**The +Basic Bakunin**, p. 108] It is comments like this that Marxists quote out of +context and use for their claims that Bakunin did not see the working class as +the agent of social change. However, rather than refer to the whole working +class, Stack quotes Bakunin's thoughts in relation to a minority strata within +it. Clearly, from the context, Bakunin **did not** mean **all** working class +people. + +Also, let us not forget the historical context. After all, when Bakunin was +writing the vast majority of the working population across the world was, in +fact, illiterate and disinherited. To get some sort of idea of the numbers of +working people who would have been classed as _"the uncultivated, the +disinherited, the miserable, the illiterates"_ we have to provide some +numbers. In Spain, for example, _"in 1870, something like 60 per cent of the +population was illiterate."_ [Gerald Brenan, **The Spanish Labyrinth**, p. 50] +In Russia, in 1897 (i.e. 21 years after Bakunin's death), _"only 21% of the +total population of European Russia was literate. This was mainly because of +the appallingly low rate of literacy in the countryside - 17% compared to 45% +in the towns."_ [S.A. Smith, **Red Petrograd**, p. 34] Stack, in effect, is +excluding the majority of the working masses from the working class movement +**and** the revolution in the 1860-70s by his comments. Little wonder Bakunin +said what he said. By ignoring the historical context (as he ignores the +context of Bakunin's comments), Stack misleads the reader and presents a +distinctly distorted picture of Bakunin's thought. + +In other words, Bakunin's comments on the _"flower of the proletariat"_ apply +to the majority of the working class during his lifetime and for a number of +decades afterwards and **not** to an underclass, not to what Marx termed the +"lumpenproletariat". As proven above, Bakunin's _"lumpenproletariat"_ is not +what Marxists mean by the term. If Bakunin had meant the same as Marx by the +"lumpenproletariat" then this would not make sense as the "lumpenproletariat" +for Marx were not wage workers. This can best be seen when Bakunin argues that +the International must organise this _"flower of the proletariat"_ and conduct +economic collective struggle against the capitalist class. In his other works +(and in the specific essay these quotes are derived from) Bakunin stressed the +need to organise all workers and peasants into unions to fight the state and +bosses and his arguments that workers associations should not only be the +means to fight capitalism but also the framework of an anarchist society. +Clearly, Sam Dolgoff's summary of Bakunin's ideas on this subject is the +correct one: + +> _ "Bakunin's **Lumpenproletariat** . . . was broader than Marx's, since it +included all the submerged classes: unskilled, unemployed, and poor workers, +poor peasant proprietors, landless agricultural labourers, oppressed racial +minorities, alienated and idealistic youth, declasse intellectuals, and +'bandits' (by whom Bakunin meant insurrectionary 'Robin Hoods' like Pugachev, +Stenka Razin, and the Italian Carbonari)."_ [_"Introduction"_, **Bakunin on +Anarchism**, pp. 13-4] + +Moreover, the issue is clouded by translation issues as well. As Mark Leier +notes Bakunin _"rarely used the word 'lumpenproletariat.' While he does use +the French word **canaille**, this is better translated as 'mob' or 'rabble' . +. . When Bakunin does talk about the **canaille** or rabble, he usually refers +not to the lumpenproletariat as such but to the poorer sections of the working +class . . . While we might translate 'destitute proletariat' as +'lumpenproletariat,' Bakunin himself . . . is referring to a portion of the +proletariat and the peasantry, not the lumpenproletariat."_ [** Bakunin: The +Creative Passion**, p. 221] + +Nor is Stack the only Marxist to make such arguments as regards Bakunin. Paul +Thomas quotes Bakunin arguing that the working class _"remains socialist +without knowing it"_ because of _"the very force of its position"_ and _"all +the conditions of its material existence"_ and then, incredulously, adds that +_"[i]t is for this reason that Bakunin turned away from the proletariat and +its scientific socialism"_ towards the peasantry. [**Karl Marx and the +Anarchists**, p. 291] A more distorted account of Bakunin's ideas would be +hard to find (and there is a lot of competition for that particular honour). +The quotes Thomas provides are from Bakunin's _"The Policy of the +International"_ in which he discussed his ideas on how the International +Working-Men's Association should operate (namely _"the collective struggle of +the workers against the bosses"_). At the time (and for some time after) +Bakunin called himself a revolutionary socialist and argued that by class +struggle, the worker would soon _"recognise himself [or herself] to be a +revolutionary socialist, and he [or she] will act like one."_ [**The Basic +Bakunin**, p. 103] As such, the argument that the social position workers are +placed makes them _"socialist without knowing"_ does not, in fact, imply that +Bakunin thought they would become Marxists (_"scientific socialism"_) and, +therefore, he turned against them. Rather, it meant that, for Bakunin, +anarchist ideas were a product of working class life and it was a case of +turning instinctive feelings into conscious thought by collective struggle. As +noted above, Bakunin did not _"turn away"_ from these ideas nor the +proletariat. Indeed, Bakunin held to the importance of organising the +proletariat (along with artisans and peasants) to the end of his life. Quite +simply, Thomas is distorting Bakunin's ideas. + +Lastly, we have to point out a certain irony (and hypocrisy) in Marxist +attacks on Bakunin on this subject. This is because Marx, Engels and Lenin +held similar views on the corrupted _"upper strata"_ of the working class as +Bakunin did. Indeed, Marxists have a specific term to describe this semi- +bourgeois strata of workers, namely the _"labour aristocracy."_ Marx, for +example, talked about the trade unions in Britain being _"an aristocratic +minority"_ and the _"great mass of workers . . . has long been outside"_ them +(indeed, _"the most wretched mass has never belonged."_) [**Collected Works**, +vol. 22, p. 614] Engels also talked about _"a small, privileged, 'protected' +minority"_ within the working class, which he also called _"the working-class +aristocracy."_ [**Op. Cit.**, vol. 27, p. 320 and p. 321] Lenin approvingly +quotes Engels arguing that the _"English proletariat is actually becoming more +and more bourgeois, so that this most bourgeois of all nations is apparently +aiming at the possession of . . . a bourgeois proletariat **alongside** the +bourgeoisie."_ [quoted by Lenin, **Collected Works**, vol. 22, p. 283] Like +Lenin, Engels explained this by the dominant position of Britain within the +world market. Indeed, Lenin argued that _"a section of the British proletariat +becomes bourgeois."_ For Lenin, imperialist _"superprofits"_ make it +_"**possible to bribe** the labour leaders and the upper stratum of the labour +aristocracy."_ This _"stratum of workers-turned-bourgeois, or the labour +aristocracy, who are quite philistine in their mode of life, in the size of +their earnings and in their entire outlook . . . are the real **agents of the +bourgeoisie in the working-class** movement, the labour lieutenants of the +capitalist class."_ [**Op. Cit.**, p. 284 and p. 194] + +As can be seen, this is similar to Bakunin's ideas and, ironically enough, +nearly identical to Stack's distortion of those ideas (particularly in the +case of Marx). However, only someone with a desire to lie would suggest that +any of them dismissed the working class as their _"agent of change"_ based on +this (selective) quoting. Unfortunately, that is what Stack does with Bakunin. +Ultimately, Stack's comments seem hypocritical in the extreme attacking +Bakunin while remaining quiet on the near identical comments of his heroes. + +It should be noted that this analysis is confirmed by non-anarchists who have +actually studied Bakunin. Wayne Thorpe, an academic who specialises in +syndicalism, presents an identical summary of Bakunin's ideas on this matter. +[**"The Workers Themselves"**, p. 280] Marxist selective quoting not +withstanding, for Bakunin (as another academic noted) _"it seemed self-evident +that the revolution, even in Eastern Europe, required the unity of peasantry +and city workers because of the latter's more advanced consciousness."_ The +notion that Bakunin stressed the role of the lumpenproletariat is a _"popular +stereotype"_ but is one _"more distorted by its decisive omissions than in +what it says."_ _"Marx"_, he correctly summarised, _"accented the +revolutionary role of the urban proletariat and tended to deprecate the +peasantry, while Bakunin, although **accepting** the vanguard role of the +proletariat in the revolution, felt that the peasantry, too, approached +correctly, also had great potential for revolution."_ [Alvin W. Gouldner, +_"Marx's Last Battle: Bakunin and the First International"_, pp. 853-884, +**Theory and Society**, Vol. 11, No. 6, p. 871, p. 869 and p. 869] This flowed +from Bakunin's materialist politics: + +> _ "Not restricting the revolution to those societies in which an advanced +industrialism had produced a massive urban proletariat, Bakunin observed +sensibly that the class composition of the revolution was bound to differ in +industrially advanced Western Europe and in Eastern European where the economy +was still largely agricultural . . . This is a far cry, then, from the Marxist +stereotype of Bakunin-the-anarchist who relied exclusively on the backward +peasantry and ignored the proletariat."_ [**Op. Cit.**, p. 870] + +All in all, once a historic and textual context is placed on Bakunin's words, +it is clear which social class was considered as the social revolution's +_"agents of change"_: the working class (i.e. wage workers, artisans, peasants +and so on). In this, other revolutionary anarchists follow him. Looking at +Kropotkin we find a similar perspective to Bakunin's. In his first political +work, Kropotkin explicitly raised the question of _"where our activity be +directed"_ and answered it _"categorically"_ \- _"unquestionably among the +peasantry and urban workers."_ In fact, he _"consider[ed] this answer the +fundamental position in our practical program."_ This was because _"the +insurrection must proceed among the peasantry and urban workers themselves"_ +if it were to succeed. As such, revolutionaries _"must not stand outside the +people but among them, must serve not as a champion of some alien opinions +worked out in isolation, but only as a more distinct, more complete expression +of the demands of the people themselves."_ [**Selected Writings on Anarchism +and Revolution**, pp. 85-6] + +That was in 1873. Nearly 30 years later, Kropotkin expressed identical +opinions stating that he _"did not need to overrate the qualities of the +workers in order to espouse the cause of the social, predominantly workers' +revolution."_ The need was to _"forge solidarity"_ between workers and it was +_"precisely to awaken this solidarity - without which progress would be +difficult - that we must work to insure that the syndicates and the trade +unions not be pushed aside by the bourgeois."_ The social position of the +working class people ensured their key role in the revolution: _"Being +exploited today at the bottom of the social ladder, it is to his advantage to +demand equality. He has never ceased demanding it, he has fought for it and +will fight for it again, whereas the bourgeois . . . thinks it is to his +advantage to maintain inequality."_ Unsurprisingly, Kropotkin stressed that +_"I have always preached active participation in the workers' movement, in the +**revolutionary workers' movement**"_ [**Op. Cit.**, p. 299, pp. 299-300, p. +300 and p. 304] + +Much the same can be said for the likes of Goldman, Berkman, Malatesta and so +on - as even a basic familiarity with their writings and activism would +confirm. Of all the major anarchist thinkers, it could be objected that Murray +Bookchin fits Stack's distortions. After all, he did attack _"The Myth of the +Proletariat"_ as the agent of revolutionary change, arguing that _"the +traditional class struggle ceases to have revolutionary implications; it +reveals itself as the physiology of the prevailing society, not as the labour +pains of birth."_ Yet, even here, Bookchin explicitly argued that he made _"no +claims that a social revolution is possible without the participation of the +industrial proletariat"_ and noted that he _"tries to show how the proletariat +can be won to the revolutionary movement by stressing issues that concern +quality of life and work."_ Thus _"class struggle does not centre around +material exploitation alone"_ but has a wider understanding which cannot be +reduced to _"a single class defined by its relationship to the means of +production."_ Like other anarchists, he saw social change coming from the +oppressed, as _"the alienated and oppressed sectors of society are now the +**majority** of the people."_ In other words, for Bookchin (if not other +anarchists) expressions like _"class struggle"_ simply _"fail to encompass the +cultural and spiritual revolt that is taking place along with the economic +struggle."_ [**Post-Scarcity Anarchism**, p. 117, p. 150, p. 151 and p. 152] + +So Bookchin's apparent rejection of class struggle and the "proletariat" is +not, on closer reading, any such thing. He urged a wider form of struggle, one +which includes issues such as hierarchy, oppression, ecological matters and so +on rather than the exclusive concern with economic exploitation and class +which many radicals (usually Marxists) focus on. Somewhat ironically, it +should be noted that this "rejection" in part flowed from Bookchin's own past +in the Stalinist and Trotskyist movements, both of which tended to idealise +the industrial worker and limit "proletarian" to that specific sub-section of +the working class. Bookchin himself expressed this blinkered perspective when +he _"dispose[d] of the notion that anyone is a 'proletarian' who has nothing +to sell but his labour power"_ as Marx and Engels considered that class as +_"reaching its most advanced form in the **industrial** proletariat, which +corresponded to the most advanced form of capital."_ [**Op. Cit.**, p. 115fn] +Sadly, Bookchin reinforced this debased notion of working class and our +struggle in the very process of trying to overcome it. Yet he always argued +for a wider concept of social struggle which included, but was not limited to, +economic class and exploitation and, as a result, included all sections of the +working class and not just workers in large-scale industry. In this he +followed a long anarchist tradition. + +To conclude, for anarchists, the social revolution will be made by the working +class (_"Anarchists, like Socialists, usually believe in the doctrine of class +war."_ [Bertrand Russell, **Roads to Freedom**, p. 38]). However, as British +anarchist Benjamin Franks summarises, _"[b]ecause anarchists hold to a broader +view of the working class, which includes the lumpenproletariat, they have +been accused of promoting this section above others. This standard marxist +interpretation of anarchism is inaccurate; anarchists simply include the +lumpenproletariat as part of the working class, rather than exclude or exalt +it."_ [**Rebel Alliances**, p. 168] Ultimately, for anyone to claim that +Bakunin, for any social anarchist, rejects the working class as an agent of +social change simply shows their ignorance of the politics they are trying to +attack. + +## H.2.8 What is the relationship of anarchism to syndicalism? + +One of the most common Marxist techniques when they discuss anarchism is to +contrast the likes of Bakunin and Kropotkin to the revolutionary syndicalists. +The argument runs along the lines that "classical" anarchism is +individualistic and rejects working class organisation and power while +syndicalism is a step forward from it (i.e. a step closer to Marxism). Sadly, +such arguments simply show the ignorance of the author rather than any form of +factual basis. When the ideas of revolutionary anarchists like Bakunin and +Kropotkin are compared to revolutionary syndicalism, the similarities are soon +discovered. + +This kind of argument can be found in Pat Stack's essay _"Anarchy in the UK?"_ +After totally distorting the ideas of anarchists like Bakunin and Kropotkin, +Stack argues that anarcho-syndicalists _"tended to look to the spontaneity and +anti-statism of anarchism, the economic and materialist analysis of Marxism, +and the organisational tools of trade unionism. Practically every serious +anarchist organisation came from or leant on this tradition . . . The huge +advantage they had over other anarchists was their understanding of the power +of the working class, the centrality of the point of production (the +workplace) and the need for collective action."_ [**Socialist Review**, no. +246] + +Given that Stack's claims that anarchists reject the _"need for collective +action,"_ do not understand _"the power of the working class"_ and the +_"centrality"_ of the workplace are simply inventions, it would suggest that +Stack's _"huge advantage"_ does not, in fact, exist and is pure nonsense. +Bakunin, Kropotkin and all revolutionary anarchists, as proven in [section +H.2.2](secH2.html#sech22), already understood all this and based their +politics on the need for collective working class struggle at the point of +production. As such, by contrasting anarcho-syndicalism with anarchism (as +expressed by the likes of Bakunin and Kropotkin) Stack simply shows his utter +and total ignorance of his subject matter. + +Moreover, if he bothered to read the works of the likes of Bakunin and +Kropotkin he would discover that many of their ideas were identical to those +of revolutionary syndicalism. For example, Bakunin argued that the +_"organisation of the trade sections, their federation in the International, +and their representation by Chambers of Labour, . . . [allow] the workers . . +. [to] combin[e] theory and practice . . . [and] bear in themselves the living +germs of **the social order**, which is to replace the bourgeois world. They +are creating not only the ideas but also the facts of the future itself."_ +[quoted by Rudolf Rocker, **Anarcho-Syndicalism**, p. 50] Like the +syndicalists, he argued _"the natural organisation of the masses . . . is +organisation based on the various ways that their various types of work define +their day-to-day life; it is organisation by trade association"_ and once +_"every occupation . . . is represented within the International [Working- +Men's Association], its organisation, the organisation of the masses of the +people will be complete."_ Moreover, Bakunin stressed that the working class +had _"but a single path, that of **emancipation through practical action**_ +which meant _"workers' solidarity in their struggle against the bosses"_ by _ +"**trades-unions, organisation, and the federation of resistance funds**"_ +[**The Basic Bakunin**, p. 139 and p. 103] + +Like the syndicalists, Bakunin stressed working class self-activity and +control over the class struggle: + +> _ "Toilers count no longer on anyone but yourselves. Do not demoralise and +paralyse your growing strength by being duped into alliances with bourgeois +Radicalism . . . Abstain from all participation in bourgeois Radicalism and +organise outside of it the forces of the proletariat. The bases of this +organisation are already completely given: they are the workshops and the +federation of workshops, the creation of fighting funds, instruments of +struggle against the bourgeoisie, and their federation, not only national, but +international. + +> + +> "And when the hour of revolution sounds, you will proclaim the liquidation +of the State and of bourgeois society, anarchy, that is to say the true, frank +people's revolution . . . and the new organisation from below upwards and from +the circumference to the centre."_ [quoted by K.J. Kenafick, **Michael Bakunin +and Karl Marx**, pp. 120-1] + +Like the later syndicalists, Bakunin was in favour of a general strike as a +means of bringing about a social revolution. As _"strikes spread from one +place to another, they come close to turning into a general strike. And with +the ideas of emancipation that now hold sway over the proletariat, a general +strike can result only in a great cataclysm which forces society to shed its +old skin."_ He raised the possibility that this could _"arrive before the +proletariat is sufficiently organised"_ and dismissed it because the strikes +expressed the self-organisation of the workers for the _"necessities of the +struggle impel the workers to support one another"_ and the _"more active the +struggle becomes . . . the stronger and more extensive this federation of +proletarians must become."_ Thus strikes _"indicate a certain collective +strength already"_ and _"each strike becomes the point of departure for the +formation of new groups."_ He rejected the idea that a revolution could be +_"arbitrarily"_ made by _"the most powerful associations."_ Rather they were +produced by _"the force of circumstances."_ As with the syndicalists, Bakunin +argued that not all workers needed to be in unions before a general strike or +revolution could take place. A minority (perhaps _"one worker in ten")_ needed +to be organised and they would influence the rest so ensuring _"at critical +moments"_ the majority would _"follow the International's lead."_ [**The Basic +Bakunin**, pp. 149-50, p. 109 and p. 139] + +As with the syndicalists, the new society would be organised _"by free +federation, from below upwards, of workers' associations, industrial as well +as agricultural . . . in districts and municipalities at first; federation of +these into regions, of the regions into nations, and the nations into a +fraternal Internationalism."_ Moreover, _"capital, factories, all the means of +production and raw material"_ would be owned by _"the workers' organisations"_ +while the land would be given _"to those who work it with their own hands."_ +[quoted by Kenafick, **Op. Cit.**, p. 241 and p. 240] Compare this to the +syndicalist CGT's 1906 **Charter of Amiens** which declared _"the trade union +today is an organisation of resistance"_ but _"in the future [it will] be the +organisation of production and distribution, the basis of social +reorganisation."_ [quoted by Wayne Thorpe, **"The Workers Themselves"**, p. +201] + +The similarities with revolutionary syndicalism could not be clearer. Little +wonder that all serious historians see the obvious similarities between +anarcho-syndicalism and Bakunin's anarchism. For example, George R. Esenwein's +(in his study of early Spanish anarchism) comments that syndicalism _"had deep +roots in the Spanish libertarian tradition. It can be traced to Bakunin's +revolutionary collectivism."_ He also notes that the class struggle was +_"central to Bakunin's theory."_ [**Anarchist Ideology and the Working Class +Movement in Spain, 1868-1898**, p. 209 and p. 20] Caroline Cahm, likewise, +points to _"the basic syndicalist ideas of Bakunin"_ and that he _"argued that +trade union organisation and activity in the International [Working Men's +Association] were important in the building of working-class power in the +struggle against capital . . . He also declared that trade union based +organisation of the International would not only guide the revolution but also +provide the basis for the organisation of the society of the future."_ Indeed, +he _"believed that trade unions had an essential part to play in the +developing of revolutionary capacities of the workers as well as building up +the organisation of the masses for revolution."_ [**Kropotkin and the Rise of +Revolutionary Anarchism**, p. 219, p. 215 and p. 216] Paul Avrich, in his +essay _"The Legacy of Bakunin,"_ agreed. _"Bakunin,"_ he stated, _"perhaps +even more than Proudhon, was a prophet of revolutionary syndicalism, who +believed that a free federation of trade unions would be the 'living germs of +a new social order which is to replace the bourgeois world.'"_ [**Anarchist +Portraits**, pp. 14-15] Bertrand Russell noted that _"[h]ardly any of these +ideas [associated with syndicalism] are new: almost all are derived from the +Bakunist [sic!] section of the old International"_ and that this was _"often +recognised by Syndicalists themselves."_ [**Roads to Freedom**, p. 52] The +syndicalists, notes Wayne Thorpe, _"identified the First International with +its federalist wing . . . [r]epresented . . . initially by the Proudhonists +and later and more influentially by the Bakuninists."_ [**Op. Cit.**, p. 2] + +Needless to say, anarchists agree with this perspective. Arthur Lehning, for +example, summarises the anarchist perspective when he commented that +_"Bakunin's collectivist anarchism . . . ultimately formed the ideological and +theoretical basis of anarcho-syndicalism."_ [_"Introduction"_, **Michael +Bakunin: Selected Writings**, p. 29] Anarchist academic David Berry also notes +that _"anarchist syndicalist were keen to establish a lineage with Bakunin . . +. the anarchist syndicalism of the turn of the century was a revival of a +tactic"_ associated with _"the Bakuninist International."_ [**A History of the +French Anarchist Movement, 1917-1945**, p. 17] Another, Mark Leier, points out +that _"the Wobblies drew heavily on anarchist ideas pioneered by Bakunin."_ +[**Bakunin: The Creative Passion**, p. 298] Kropotkin argued that syndicalism +_"is nothing other than the rebirth of the International - federalist, worker, +Latin."_ [quoted by Martin A. Miller, **Kropotkin**, p. 176] Malatesta stated +in 1907 that he had _"never ceased to urge the comrades into that direction +which the syndicalists, forgetting the past, call **new**, even though it was +already glimpsed and followed, in the International, by the first of the +anarchists."_ [**The Anarchist Reader**, p. 221] Little wonder that Rudolf +Rocker stated in his classic introduction to the subject that anarcho- +syndicalism was _"a direct continuation of those social aspirations which took +shape in the bosom of the First International and which were best understood +and most strongly held by the libertarian wing of the great workers' +alliance."_ [**Anarcho-Syndicalism**, p. 54] Murray Bookchin just stated the +obvious: + +> _ "Long before syndicalism became a popular term in the French labour +movement of the late [eighteen]nineties, it already existed in the Spanish +labour movement of the early seventies. The anarchist-influenced Spanish +Federation of the old IWMA was . . . distinctly syndicalist."_ [_"Looking Back +at Spain,"_ pp. 53-96, Dimitrios I. Roussopoulos (ed.), **The Radical +Papers**, p. 67] + +Perhaps, in the face of such evidence (and the writings of Bakunin himself), +Marxists could claim that the sources we quote are either anarchists or +"sympathetic" to anarchism. To counter this is very easy, we need only quote +Marx and Engels. Marx attacked Bakunin for thinking that the _"working class . +. . must only organise themselves by trades-unions"_ and _"not occupy itself +with **politics.**"_ Engels argued along the same lines, having a go at the +anarchists because in the _"Bakuninist programme a general strike is the lever +employed by which the social revolution is started"_ and that they admitted +_"this required a well-formed organisation of the working class"_ (i.e. a +trade union federation). Indeed, he summarised Bakunin's strategy as being to +_"organise, and when **all** the workers, hence the majority, are won over, +dispose all the authorities, abolish the state and replace it with the +organisation of the International."_ [Marx, Engels and Lenin, **Anarchism and +Anarcho-Syndicalism**, p. 48, p. 132, p. 133 and p. 72] Ignoring the +misrepresentations of Marx and Engels about the ideas of their enemies, we can +state that they got the basic point of Bakunin's ideas \- the centrality of +trade union organisation and struggle as well as the use of strikes and the +general strike. Therefore, you do not have to read Bakunin to find out the +similarities between his ideas and syndicalism, you can read Marx and Engels. +Clearly, most Marxist critiques of anarchism have not even done that! + +Latter anarchists, needless to say, supported the syndicalist movement and, +moreover, drew attention to its anarchist roots. Emma Goldman noted that in +the First International _"Bakunin and the Latin workers"_ forged ahead _"along +industrial and Syndicalist lines"_ and stated that syndicalism _"is, in +essence, the economic expression of Anarchism"_ and that _"accounts for the +presence of so many Anarchists in the Syndicalist movement. Like Anarchism, +Syndicalism prepares the workers along direct economic lines, as conscious +factors in the great struggles of to-day, as well as conscious factors in the +task of reconstructing society."_ After seeing syndicalist ideas in action in +France in 1900, she _"immediately began to propagate Syndicalist ideas."_ The +_"most powerful weapon"_ for liberation was _"the conscious, intelligent, +organised, economic protest of the masses through direct action and the +general strike."_ [**Red Emma Speaks**, p. 89, p. 91, p. 90 and p. 60] + +Kropotkin argued anarchist communism _"wins more and more ground among those +working-men who try to get a clear conception as to the forthcoming +revolutionary action. The syndicalist and trade union movements, which permit +the workingmen to realise their solidarity and to feel the community of their +interests better than any election, prepare the way for these conceptions."_ +[**Anarchism**, p. 174] His support for anarchist participation in the labour +movement was strong, considering it a key method of preparing for a revolution +and spreading anarchist ideas amongst the working classes: _ "The **syndicat** +is absolutely necessary. It is the sole force of the workers which continues +the direct struggle against capital without turning to parliamentarism."_ +[quoted by Miller, **Op. Cit.**, p. 177] + +_"Revolutionary Anarchist Communist propaganda within the Labour Unions,"_ +Kropotkin stressed, _"had always been a favourite mode of action in the +Federalist or 'Bakuninist' section of the International Working Men's +Association. In Spain and in Italy it had been especially successful. Now it +was resorted to, with evident success, in France and **Freedom** [the British +Anarchist paper he helped create in 1886] eagerly advocated this sort of +propaganda."_ [**Act For Yourselves**, pp. 119-20] Caroline Cahm notes in her +excellent account of Kropotkin's ideas between 1872 and 1886, he _"was anxious +to revive the International as an organisation for aggressive strike action to +counteract the influence of parliamentary socialists on the labour movement."_ +This resulted in Kropotkin advocating a _"remarkable fusion of anarchist +communist ideas with both the bakuninist [sic!] internationalist views adopted +by the Spanish Federation and the syndicalist ideas developed in the Jura +Federation in the 1870s."_ This included seeing the importance of +revolutionary labour unions, the value of the strikes as a mode of direct +action and syndicalist action developing solidarity. _"For Kropotkin,"_ she +summarises, _"revolutionary syndicalism represented a revival of the great +movement of the Anti-authoritarian International . . . It seems likely that he +saw in it the [strikers International] which he had advocated earlier."_ +[**Op. Cit.**, p. 257 and p. 268] + +Clearly, any one claiming that there is a fundamental difference between +anarchism and syndicalism is talking nonsense. Syndicalist ideas were being +argued by the likes of Bakunin and Kropotkin before syndicalism emerged in the +French CGT in the 1890s as a clearly labelled revolutionary theory. Rather +than being in conflict, the ideas of syndicalism find their roots in the ideas +of Bakunin and "classical" anarchism. This would be quickly seen if the actual +writings of Bakunin and Kropotkin were consulted. There **are,** of course, +differences between anarchism and syndicalism, but they are **not** those +usually listed by Marxists ([section J.3.9](secJ3.html#secj39) discusses these +differences and, as will quickly be discovered, they are **not** based on a +rejection of working class organisation, direct action, solidarity and +collective struggle!). + +Ultimately, claims like Pat Stack's simply show how unfamiliar the author is +with the ideas they are pathetically attempting to critique. Anarchists from +Bakunin onwards shared most of the same ideas as syndicalism (which is +unsurprising as most of the ideas of anarcho-syndicalism have direct roots in +the ideas of Bakunin). In other words, for Stack, the _"huge advantage"_ +anarcho-syndicalists have _"over other anarchists"_ is that they, in fact, +share the same _"understanding of the power of the working class, the +centrality of the point of production (the workplace) and the need for +collective action"_! This, in itself, shows the bankruptcy of Stack's claims +and those like it. + +## H.2.9 Do anarchists have _"liberal"_ politics? + +Another assertion by Marxists is that anarchists have _"liberal"_ politics or +ideas. For example, one Marxist argues that the _"programme with which Bakunin +armed his super-revolutionary vanguard called for the 'political, economic and +social equalisation of classes and individuals of both sexes, beginning with +the abolition of the right of inheritance.' This is **liberal** politics, +implying nothing about the abolition of capitalism."_ [Derek Howl, _"The +Legacy of Hal Draper,"_ pp. 137-49, **International Socialism**, no. 52, p. +148] + +That Howl is totally distorting Bakunin's ideas can quickly be seen by looking +at the whole of the programme. The passage quoted is from item 2 of the +_"Programme of the Alliance."_ Strangely Howle fails to quote the end of that +item, namely when it states this _"equalisation"_ was _"in pursuance of the +decision reached by the last working men's Congress in Brussels, the land, the +instruments of work and all other capital may become the collective property +of the whole of society and be utilised only by the workers, in other words by +the agricultural and industrial associations."_ If this was not enough to +indicate the abolition of capitalism, item 4 states that the Alliance +_"repudiates all political action whose target is anything except the triumph +of the workers' cause over Capital."_ [**Michael Bakunin: Selected Writings**, +p. 174] + +Howl's dishonesty is clear. Bakunin **explicitly** argued for the abolition of +capitalism in the same item Howl (selectively) quotes from. If the +socialisation of land and capital under the control of workers' associations +is not the abolition of capitalism, we wonder what is! + +Equally as dishonest as this quoting out of context is Howl's non-mention of +the history of the expression _"political, economic and social equalisation of +classes and individuals of both sexes."_ After Bakunin sent the Alliance +programme to the General Council of the **International Workingmen's +Association**, he received a letter date March 9, 1869 from Marx which stated +that the term _"the equalisation of classes"_ _"literally interpreted"_ would +mean _"harmony of capital and labour"_ as _"persistently preached by the +bourgeois socialists."_ The letter argued that it was _"not the logically +impossible 'equalisation of classes', but the historically necessary, +superseding 'abolition of classes'"_ which was the _"true secret of the +proletarian movement"_ and which _"forms the great aim of the International +Working Men's Association."_ Significantly, the letter adds the following: + +> _ "Considering, however, the context in which that phrase 'equalisation of +classes' occurs, it seems to be a mere slip of the pen, and the General +Council feels confident that you will be anxious to remove from your program +an expression which offers such a dangerous misunderstanding."_ [**Collected +Works**, vol. 21, p. 46] + +And, given the context, Marx was right. The phrase _"equalisation of classes"_ +placed in the context of the political, economic and social equalisation of +individuals obviously implies the abolition of classes. The logic is simple. +If both worker and capitalist shared the same economic and social position +then wage labour would not exist (in fact, it would be impossible as it is +based on social and economic **inequality**) and so class society would not +exist. Similarly, if the tenant and the landlord were socially equal then the +landlord would have no power over the tenant, which would be impossible. +Bakunin agreed with Marx on the ambiguity of the term and the Alliance changed +its Programme to call for _"the final and total abolition of classes and the +political, economic and social equalisation of individuals of either sex."_ +[Bakunin, **Op. Cit.** p. 174] This change ensured the admittance of the +Alliance sections into the International Workingmen's Association (although +this did not stop Marx, like his followers, bringing up this _"mere slip of +the pen"_ years later). However, Howl repeating the changed phrase +_"equalisation of classes"_ out of context helps discredit anarchism and so it +is done. + +Simply put, anarchists are **not** liberals. We are well aware of the fact +that without equality, liberty is impossible except for the rich. As Nicolas +Walter put it, _"[l]ike liberals, anarchists want freedom; like socialists, +anarchists want equality. But we are not satisfied by liberalism alone or by +socialism alone. Freedom without equality means that the poor and weak are +less free than the rich and strong, and equality without freedom means that we +are all slaves together. Freedom and equality are not contradictory, but +complementary; in place of the old polarisation of freedom versus equality - +according to which we are told that more freedom equals less equality, and +more equality equals less freedom - anarchists point out that in practice you +cannot have one without the other. Freedom is not genuine if some people are +too poor or too weak to enjoy it, and equality is not genuine is some people +are ruled by others."_ [**About Anarchism**, p. 29] Clearly, anarchists do +**not** have liberal politics. Quite the reverse, as we subject it to +extensive critique from a working class perspective. + +To the claim that anarchism _"combines a socialist critique of capitalism with +a liberal critique of socialism,"_ anarchists reply that it is mistaken. [Paul +Thomas, **Karl Marx and the Anarchists**, p. 7] Rather, anarchism is simply a +socialist critique of both capitalism and the state. Freedom under capitalism +is fatally undermined by inequality - it simply becomes the freedom to pick a +master. This violates liberty and equality, as does the state. _"Any State at +all,"_ argued Bakunin, _"no matter what kind, is a domination and +exploitation. It is a negation of Socialism, which wants an equitable human +society delivered from all tutelage, from all authority and political +domination as well as economic exploitation."_ [quoted by Kenafick, **Op. +Cit.**, pp. 95-6] As such, state structures violate not only liberty but also +equality. There is no real equality in power between, say, the head of the +government and one of the millions who may, or may not, have voted for them. +As the Russian Revolution proved, there can be no meaningful equality between +a striking worker and the "socialist" political police sent to impose the will +of the state, i.e., the "socialist" ruling elite. + +This means that if anarchists are concerned about freedom (both individual +**and** collective) it is not because we are influenced by liberalism. Quite +the reverse, as liberalism happily tolerates hierarchy and the restrictions of +liberty implied by private property, wage labour and the state. As Bakunin +argued, capitalism turns _"the worker into a subordinate, a passive and +obedient servant."_ [**The Political Philosophy of Bakunin**, p. 188] So +anarchism rejects liberalism (although, as Bakunin put it, _"[i]f socialism +disputes radicalism, this is hardly to reverse it but rather to advance it."_ +[**The Basic Bakunin**, p. 87]). Therefore, anarchism rejects liberalism, not +because it supports the idea of freedom, but precisely because it does not go +far enough and fails to understand that without equality, freedom is little +more than freedom for the master. In fact, as we argue in [section +H.4](secH4.html), it is Marxism itself which has a distinctly liberal +perspective of freedom, seeing it restricted by association rather than +association being an expression of it. + +Lastly, a few words on the mentality that could suggest that anarchist concern +for liberty means that it is a form of liberalism. Rather than suggest the +bankruptcy of anarchism it, in fact, suggests the bankruptcy of the politics +of the person making the accusation. After all, the clear implication is that +a concern with individual, collective and social freedom is alien to socialist +ideas. It also strikes at the heart of socialism - its concern for equality - +as it clearly implies that some have more power (namely the right to suppress +the liberty of others) than the rest. As such, it suggests a superficial +understanding of **real** socialism (see also our discussion of Marxist claims +about anarchist "elitism" in [section H.2.11](secH2.html#sech211)). + +To argue that a concern for freedom means _"liberalism"_ (or, equally, +_"individualism"_) indicates that the person is not a socialist. After all, a +concern that every individual controls their daily lives (i.e. to be free) +means a wholehearted support for collective self-management of group affairs. +It means a vision of a revolution (and post-revolutionary society) based on +direct working class participation and management of society from below +upwards. To dismiss this vision by dismissing the principles which inspire it +as _"liberalism"_ means to support rule from above by the "enlightened" elite +(i.e. the party) and the hierarchical state structures. It means arguing for +**party** power, not **class** power, as liberty is seen as a **danger** to +the revolution and so the people must be protected against the "petty- +bourgeois"/"reactionary" narrowness of the people (to requote Bakunin, _"every +state, even the pseudo-People's State concocted by Mr. Marx, is in essence +only a machine ruling the masses from above, through a privileged minority of +conceited intellectuals who imagine that they know what the people need and +want better than do the people themselves."_ [**Bakunin on Anarchism**, p. +338]). Rather than seeing free debate of ideas and mass participation as a +source of strength, it sees it as a source of "bad influences" which the +masses must be protected from. + +Moreover, it suggests a total lack of understanding of the difficulties that a +social revolution will face. Unless it is based on the active participation of +the majority of a population, any revolution will fail. The construction of +socialism, of a new society, will face thousands of unexpected problems and +seek to meet the needs of millions of individuals, thousands of communities +and hundreds of cultures. Without the individuals and groups within that +society being in a position to freely contribute to that constructive task, it +will simply wither under the bureaucratic and authoritarian rule of a few +party leaders. As such, individual liberties are an essential aspect of +**genuine** social reconstruction - without freedom of association, assembly, +organisation, speech and so on, the active participation of the masses will be +replaced by an isolated and atomised collective of individuals subjected to +autocratic rule from above. + +As ex-anarchist turned Bolshevik Victor Serge concluded in the late 1930s +(when it was far too late) the _"fear of liberty, which is the fear of the +masses, marks almost the entire course of the Russian Revolution. If it is +possible to discover a major lesson, capable of revitalising Marxism . . . one +might formulate it in these terms: Socialism is essentially democratic -- the +word, 'democratic', being used here in its libertarian sense."_ [**The Serge- +Trotsky Papers**, p. 181] + +Ultimately, as Rudolf Rocker suggested, the _"urge for social justice can only +develop properly and be effective, when it grows out of man's sense of +personal freedom and it based on that. In other words **Socialism will be +free, or it will not be at all.** In its recognition of this lies the genuine +and profound justification for the existence of Anarchism."_ [**Anarcho- +Syndicalism**, p. 14] + +## H.2.10 Are anarchists against leadership? + +It is a common assertion by Marxists that anarchists reject the idea of +_"leadership"_ and so think in terms of a totally spontaneous revolution. This +is also generally understood to imply that anarchists do not see the need for +revolutionaries to organise together to influence the class struggle in the +here and now. Hence the British SWP's Duncan Hallas: + +> _ "That an organisation of socialist militants is necessary is common ground +on the left, a few anarchist purists apart. But what kind of organisation? One +view, widespread amongst newly radicalised students and young workers, is that +of the libertarians . . . [They have] hostility to centralised, co-ordinated +activity and profound suspicion of anything smacking of 'leadership.' On this +view nothing more than a loose federation of working groups is necessary or +desirable. The underlying assumptions are that centralised organisations +inevitably undergo bureaucratic degeneration and that the spontaneous +activities of working people are the sole and sufficient basis for the +achievement of socialism . . . some libertarians draw the conclusion that a +revolutionary socialist party is a contradiction in terms. This, of course, is +the traditional anarcho-syndicalist position."_ [**Towards a revolutionary +socialist party**, p. 39] + +Ignoring the usual patronising references to the age and experience of non- +Leninists, this argument can be faulted on many levels. Firstly, while +libertarians do reject centralised structures, it does **not** mean we reject +co-ordinated activity. This may be a common Marxist argument, but it is a +straw man one. Secondly, anarchists do **not** reject the idea of +_"leadership."_ We simply reject the idea of hierarchical leadership. Thirdly, +while all anarchists do think that a _"revolutionary socialist party"_ is a +contradiction in terms, it does not mean that we reject the need for +revolutionary organisations (i.e. organisations of anarchists). While opposing +centralised and hierarchical political parties, anarchists have long saw the +need for anarchist groups and federations to discuss and spread our ideas and +influence. We will discuss each issue in turn. + +The first argument is the least important. For Marxists, co-ordination equals +centralism and to reject centralisation means to reject co-ordination of joint +activity. For anarchists, co-ordination does not each centralism or +centralisation. This is why anarchism stresses federation and federalism as +the means of co-ordinating joint activity. Under a centralised system, the +affairs of all are handed over to a handful of people at the centre. Their +decisions are then binding on the mass of the members of the organisation +whose position is simply that of executing the orders of those whom the +majority elect. This means that power rests at the top and decisions flow from +the top downwards. As such, the "revolutionary" party simply mimics the very +society it claims to oppose (see [ section H.5.6](secH5.html#sech56)) as well +as being extremely ineffective (see [section H.5.8](secH5.html#sech58)) + +In a federal structure, in contrast, decisions flow from the bottom up by +means of councils of elected, mandated and recallable **delegates**. In fact, +we discover anarchists like Bakunin and Proudhon arguing for elected, mandated +and recallable delegates rather than for representatives in their ideas of how +a free society worked years before the Paris Commune applied them in practice. +The federal structure exists to ensure that any co-ordinated activity +accurately reflects the decisions of the membership. As such, anarchists _"do +not deny the need for co-ordination between groups, for discipline, for +meticulous planning, and for unity in action. But they believe that co- +ordination, discipline, planning, and unity in action must be achieved +**voluntarily,** by means of a self-discipline nourished by conviction and +understanding, not by coercion and a mindless, unquestioning obedience to +orders from above."_ This means we _"vigorously oppose the establishment of an +organisational structure that becomes an end in itself, of committees that +linger on after their practical tasks have been completed, of a 'leadership' +that reduces the 'revolutionary' to a mindless robot."_ [Murray Bookchin, +**Post-Scarcity Anarchism**, p. 139] In other words, co-ordination comes +**_from below_** rather than being imposed from above by a few leaders. To use +an analogy, federalist co-ordination is the co-ordination created in a strike +by workers resisting their bosses. It is created by debate amongst equals and +flows from below upwards. Centralised co-ordination is the co-ordination +imposed from the top-down by the boss. + +Secondly, anarchists are not against all forms of _"leadership."_ We are +against hierarchical and institutionalised forms of leadership. In other +words, of giving **power** to leaders. This is the key difference, as Albert +Meltzer explained. _"In any grouping some people,"_ he argued, _"do naturally +'give a lead.' But this should not mean they are a class apart. What they +always reject is institutionalised leadership. That means their supporters +become blind followers and the leadership not one of example or originality +but of unthinking acceptance."_ Any revolutionary in a factory where the +majority have no revolutionary experience, will at times, "give a lead." +However, _"no real Anarchist . . . would agree to be part of an +**institutionalised leadership.** Neither would an Anarchist wait for a lead, +but give one."_ [**Anarchism: Arguments for and against**, p. 58 and p. 59] + +This means, as we argue in [section J.3.6](secJ3.html#secj36), that anarchists +seek to influence the class struggle as **equals.** Rather than aim for +positions of power, anarchists want to influence people by the power of their +ideas as expressed in the debates that occur in the organisations created in +the social struggle itself. This is because anarchists recognise that there is +an unevenness in the level of ideas within the working class. This fact is +obvious. Some workers accept the logic of the current system, others are +critical of certain aspects, others (usually a minority) are consciously +seeking a better society (and are anarchists, ecologists, Marxists, etc.) and +so on. Only constant discussion, the clash of ideas, combined with collective +struggle can develop political awareness and narrow the unevenness of ideas +within the oppressed. As Malatesta argued, _"[o]nly freedom or the struggle +for freedom can be the school for freedom."_ [**Errico Malatesta: His Life and +Ideas**, p. 59] + +From this perspective, it follows that any attempt to create an +institutionalised leadership structure means the end of the revolutionary +process. Such "leadership" automatically means a hierarchical structure, one +in which the leaders have power and make the decisions for the rest. This just +reproduces the old class division of labour between those who think and those +who act (i.e. between order givers and order takers). Rather than the +revolutionary masses taking power in such a system, it is the "leaders" (i.e. +a specific party hierarchy) who do so and the masses role becomes, yet again, +simply that of selecting which boss tells them what to do. + +So the anarchist federation does not reject the need of "leadership" in the +sense of giving a led, of arguing its ideas and trying to win people to them. +It does reject the idea that "leadership" should become separated from the +mass of the people. Simply put, no party, no group of leaders have all the +answers and so the active participation of all is required for a successful +revolution. It is not a question of organisation versus non-organisation, or +"leadership" versus non-"leadership" but rather what **_kind_** of +organisation and the **_kind_** of leadership. + +Clearly, then, anarchists do not reject or dismiss the importance of +politically aware minorities organising and spreading their ideas within +social struggles. As Caroline Cahm summarised in her excellent study of +Kropotkin's thought, _"Kropotkin stressed the role of heroic minorities in the +preparation for revolution."_ [**Kropotkin and the Rise of Revolutionary +Anarchism, 1872-86**, p. 276] Yet, as John Crump correctly argued, the _"key +words here are **in the preparation for revolution.** By their courage and +daring in opposing capitalism and the state, anarchist minorities could teach +by example and thereby draw increasing numbers into the struggle. But +Kropotkin was not advocating substitutionism; the idea that a minority might +carry out the revolution in place of the people was as alien to him as the +notion that a minority would exercise rule after the revolution. In fact, +Kropotkin recognised that the former would be a prescription for the latter."_ +[**Hatta Shuzo and Pure Anarchism in Interwar Japan**, p. 9] In Kropotkin's +own words: + +> _ "The idea of anarchist communism, today represented by feeble minorities, +but increasingly finding popular expression, will make its way among the mass +of the people. Spreading everywhere, the anarchist groups . . . will take +strength from the support they find among the people, and will raise the red +flag of the revolution . . . On that day, what is now the minority will become +the People, the great mass, and that mass rising against property and the +State, will march forward towards anarchist communism."_ [**Words of a +Rebel**, p. 75] + +This influence would be gained simply by the correctness of our ideas and the +validity of our suggestions. This means that anarchists seek influence +_"through advice and example, leaving the people . . . to adopt our methods +and solutions if these are, or seem to be, better than those suggested and +carried out by others."_ As such, any anarchist organisation would _"strive +acquire overwhelming influence in order to draw the [revolutionary] movement +towards the realisation of our ideas. But such influence must be won by doing +more and better than others, and will be useful if won in that way."_ This +means rejecting _"taking over command, that is by becoming a government and +imposing one's own ideas and interests through police methods."_ [Malatesta, +**The Anarchist Revolution**, pp. 108-9] + +Moreover, unlike leading Marxists like Lenin and Karl Kautsky, anarchists +think that socialist ideas are developed **within** the class struggle rather +than outside it by the radical intelligentsia (see [section H.5](secH5.html)). +Kropotkin argued that _"modern socialism has emerged out of the depths of the +people's consciousness. If a few thinkers emerging from the bourgeoisie have +given it the approval of science and the support of philosophy, the basis of +the idea which they have given their own expression has nonetheless been the +product of the collective spirit of the working people. The rational socialism +of the International is still today our greatest strength, and it was +elaborated in working class organisation, under the first influence of the +masses. The few writers who offered their help in the work of elaborating +socialist ideas have merely been giving form to the aspirations that first saw +their light among the workers."_ [**Op. Cit.**, p. 59] In other words, +anarchists are a part of the working class (either by birth or by rejecting +their previous class background and becoming part of it), the part which has +generalised its own experiences, ideas and needs into a theory called +_"anarchism"_ and seeks to convince the rest of the validity of its ideas and +tactics. This would be a dialogue, based on both learning **and** teaching. + +As such, this means that the relationship between the specifically anarchist +groups and oppressed peoples in struggle is a two way one. As well as trying +to influence the social struggle, anarchists also try and learn from the class +struggle and try to generalise from the experiences of their own struggles and +the struggles of other working class people. Rather than seeing the anarchist +group as some sort of teacher, anarchists see it as simply part of the social +struggle and its ideas can and must develop from active participation within +that struggle. As anarchists agree with Bakunin and reject the idea that their +organisations should take power on behalf of the masses, it is clear that such +groups are not imposing alien ideas upon people but rather try to clarify the +ideas generated by working class people in struggle. It is an objective fact +that there is a great difference in the political awareness within the masses +of oppressed people. This uneven development means that they do not accept, +all at once or in their totality, revolutionary ideas. There are layers. +Groups of people, by ones and twos and then in larger numbers, become +interested, read literature, talk with others, and create new ideas. The first +groups that explicitly call their ideas _"anarchism"_ have the right and duty +to try to persuade others to join them. This is not opposed to the self- +organisation of the working class, rather it is how working class people self- +organise. + +Lastly, most anarchists recognise the need to create specifically anarchist +organisations to spread anarchist ideas and influence the class struggle. +Suffice to say, the idea that anarchists reject this need to organise +politically in order to achieve a revolution is not to be found in the theory +and practice of all the major anarchist thinkers nor in the history and +current practice of the anarchist movement itself. As Leninists themselves, at +times, admit. Ultimately, if spontaneity was enough to create (and ensure the +success of) a social revolution then we would be living in a libertarian +socialist society. The fact that we are not suggests that spontaneity, however +important, is not enough in itself. This simple fact of history is understood +by anarchists and we organise ourselves appropriately. + +See [section J.3](secJ3.html) for more details on what organisations +anarchists create and their role in anarchist revolutionary theory ([Section +J.3.6](secJ3.html#secj36), for example, has a fuller discussion of the role of +anarchist groups in the class struggle). For a discussion of the role of +anarchists in a revolution, see [section J.7.5](secJ7.html#secj75). + +## H.2.11 Are anarchists _"anti-democratic"_? + +One of the common arguments against anarchism is that it is _"anti- +democratic"_ (or _"elitist"_). For example, a member of the British +**Socialist Workers Party** denounces anarchism for being _"necessarily deeply +anti-democratic"_ due to its _"thesis of the absolute sovereignty of the +individual ego as against the imposition of **any** 'authority' over it,"_ +which, its is claimed, is the _"distinctly anarchist concept."_ This position +is an _"idealist conception"_ in which _"**any** authority is seen as +despotic; 'freedom' and 'authority' (and therefore 'freedom' and 'democracy') +are opposites. This presumption of opposition to 'authority' was fostered by +liberalism."_ This is contrasted with the Marxist _"materialist understanding +of society"_ in which it _"was clear that 'authority' is necessary in **any** +society where labour is collaborative."_ [Derek Howl, _"The Legacy of Hal +Draper,"_ pp. 137-49, **International Socialism**, no. 52, p. 145] Hal Draper +is quoted arguing that: + +> _By the 'principle of authority' the consistent anarchist means principled +opposition to any exercise of authority, including opposition to authority +derived from the most complete democracy and exercised in completely +democratic fashion . . . Of all ideologies, anarchism is the one most +fundamentally anti-democratic in principle, since it is not only unalterably +hostile to democracy in general but particularly to any socialist democracy of +the most ideal kind that could be imagined."_ + +Such as argument is, of course, just ridiculous. Indeed, it is flawed on so +many levels its hard to know where to start. The obvious place is the claim +that anarchism is the most _"fundamentally anti-democratic in principle."_ +Now, given that there are fascists, monarchists, supporters (like Trotsky) of +_"party dictatorship"_ and a host of others who advocate minority rule (even +by one person) over everyone else, can it be argued with a straight face that +anarchism is the most _"anti-democratic"_ because it argues for the liberty of +all? Is the idea and practice of absolute monarchy and fascism **really** more +democratic than anarchism? Clearly not, although this does indicate the +quality of this kind of argument. Equally, the notion that liberalism rests on +a _"presumption of opposition to 'authority'"_ cannot be supported by even a +casual understanding of the subject. That ideology has always sought ways to +justify the authority structures of the liberal state not to mention the +hierarchies produced by capitalist private property. So the notion that +liberalism is against "authority" is hard to square with both its theory and +reality. + +Another obvious point is that anarchists do not see **any** authority as +_"despotic."_ As we discuss in [section H.4](secH4.html), this common Marxist +assertion is simply not true. Anarchists have always been very clear on the +fact they reject specific kinds of authority and not _"authority"_ as such. In +fact, by the term _"principal of authority,"_ Bakunin meant **hierarchical** +authority, and not all forms of _"authority"_. This explains why Kropotkin +argued that _"the origin of the anarchist conception of society"_ lies in +_"the criticism"_ of the _"hierarchical organisations and the authoritarian +conceptions of society"_ and stressed that anarchism _"refuses all +hierarchical organisation."_ [**Anarchism**, p. 158 and p. 137] + +This means, just to state the obvious, that making and sticking by collective +decisions are **not** acts of authority. Rather they simply expressions of +individual autonomy. Clearly in most activities there is a need to co-operate +with other people. Indeed, **living** involves the _"absolute sovereignty of +the individual ego"_ (as if anarchists like Bakunin used such terms!) being +_"restricted"_ by exercising that _"sovereignty."_ Take, for example, playing +football. This involves finding others who seek to play the game, organising +into teams, agreeing on rules and so on. All terrible violations of the +_"absolute sovereignty of the individual ego,"_ yet it was precisely the +_"sovereignty"_ of the _"individual"_ which produced the desire to play the +game in the first place. What sort of _"sovereignty"_ is it that negates +itself when it is exercised? Clearly, then, the Marxist "summary" of anarchist +ideas on this matter, like of many others, is poverty stricken. + +And, unsurprisingly enough, we find anarchist thinkers like Bakunin and +Kropotkin attacking this idea of _"the absolute sovereignty of the individual +ego"_ in the most severe terms. Indeed, they thought was a bourgeois theory +which simply existed to justify the continued domination and exploitation of +working class people by the ruling class. Kropotkin quite clearly recognised +its anti-individual and unfree nature by labelling it _"the authoritarian +individualism which stifles us"_ and stressing its _"narrow-minded, and +therefore foolish"_ nature. [**Conquest of Bread**, p. 130] Similarly, it +would do the Marxist argument little good if they quoted Bakunin arguing that +the _"freedom of individuals is by no means an individual matter. It is a +collective matter, a collective product. No individual can be free outside of +human society or without its co-operation"_ or that he considered +_"individualism"_ as a _"bourgeois principle."_ [**The Basic Bakunin**, p. 46 +and p. 57] He had nothing but contempt for, as he put it, _"that +individualistic, egotistical, malicious and illusory freedom"_ which was +_"extolled"_ by all the _"schools of bourgeois liberalism."_ [**Michael +Bakunin: Selected Writings**, p. 196] + +Perhaps, of course, these two famous anarchists were not, in fact, +_"consistent"_ anarchists, but that claim is doubtful. + +The notion that anarchism is inherently an extreme form of "individualism" +seems to be the great assumption of Marxism. Hence the continual repetition of +this "fact" and the continual attempt to link revolutionary anarchism with +Stirner's ideas (the only anarchist to stress the importance of the _"ego"_). +Thus we find Engels talking about _"Stirner, the great prophet of contemporary +anarchism - Bakunin has taken a great deal from him . . . Bakunin blended +[Stirner] with Proudhon and labelled the blend 'anarchism'"_ For Marx, +_"Bakunin has merely translated Proudhon's and Stirner's anarchy into the +crude language of the Tartars."_ [Marx, Engels and Lenin, **Anarchism and +Anarcho-Syndicalism**, p. 175 and p. 153] In reality, of course, Stirner was +essentially unknown to the anarchist movement until his book was rediscovered +in the late nineteenth century and even then his impact was limited. In terms +of Bakunin, while his debt to Proudhon is well known and obvious, the link +with Stirner seems to have existed only in the heads of Marx and Engels. As +Mark Leier notes, _"there is no evidence of this . . . Bakunin mentions +Stirner precisely once in his collected works, and then only in passing . . . +as far as can be determined, Bakunin had no interest, even a negative one, in +Stirner's ideas."_ [**Bakunin: The Creative Passion**, p. 97] Nor was Proudhon +influenced by Stirner (it is doubtful he even knew of him) while Stirner +criticised the French anarchist. Does that mean Stirner is the only +"consistent" anarchist? Moreover, even in terms of Stirner, Marxist diatribes +about the _"absolute sovereignty of the individual ego"_ fail to note that the +egoist himself advocated organisation (_"the union of egos"_) and was well +aware that it required agreements between individuals which, in the abstract, +reduced "liberty" (the union _"offer[s] a greater measure of liberty"_ while +containing a lesser amount of _"unfreedom"_ [**The Ego and Its Own**, p. +308]). + +Anarchism does, of course, derive from the Greek for _"without authority"_ or +_"without rulers"_ and this, unsurprisingly, informs anarchist theory and +visions of a better world. This means that anarchism is against the +_"domination of man by man"_ (and woman by woman, woman by man, and so on). +However, _"[a]s knowledge has penetrated the governed masses . . . the people +have revolted against the form of authority then felt most intolerable. This +spirit of revolt in the individual and the masses, is the natural and +necessary fruit of the spirit of domination; the vindication of human dignity, +and the saviour of social life."_ Thus _"freedom is the necessary preliminary +to any true and equal human association."_ [Charlotte Wilson, **Anarchist +Essays**, p. 54 and p. 40] In other words, anarchism comes from the struggle +of the oppressed against their rulers and is an expression of individual and +social freedom. Anarchism was born from the class struggle. + +Taking individual liberty as a good thing, the next question is how do free +individuals co-operate together in such a way as to ensure their continued +liberty (_"The belief in freedom assumes that human beings can co-operate."_ +[Emma Goldman, **Red Emma Speaks**, p. 442]). This suggests that any +association must be one of equality between the associating individuals. This +can only be done when everyone involved takes a meaningful role in the +decision making process and because of this anarchists stress the need for +**self-government** (usually called _**self-management**_) of both individuals +and groups. Self-management within free associations and decision making from +the bottom-up is the only way domination can be eliminated. This is because, +by making our own decisions ourselves, we automatically end the division of +society into governors and governed (i.e. end hierarchy). As Anarchism clearly +means support for freedom and equality, it automatically implies opposition to +all forms of hierarchical organisation and authoritarian social relationship. +This means that anarchist support for individual liberty does not end, as many +Marxists assert, in the denial of organisation or collective decision making +but rather in support for **self-managed** groups. Only this form of +organisation can end the division of society into rulers and ruled, oppressor +and oppressed, exploiter and exploited and create an environment in which +individuals can associate without denying their freedom and equality. + +Therefore, the **positive** side of anarchism (which naturally flows from its +opposition to authority) results in a political theory which argues that +people must control their own struggles, organisations and affairs directly. +This means we support mass assemblies and their federation via councils of +mandated delegates subject to recall if they break their mandates (i.e. they +act as they see fit, i.e. as politicians or bureaucrats, and not as the people +who elected them desire). This way people directly govern themselves and +control their own lives, allowing those affected by a decision to have a say +in it and so they manage their own affairs directly and without hierarchy. +Rather than imply an "individualism"_ which denies the importance of +association and the freedom it can generate, anarchism implies an opposition +to hierarchy in all its forms and the support free association of equals. In +other words, anarchism can generally be taken to mean support for self- +government or self-management, both by individuals and by groups. + +In summary, anarchist support for individual liberty incurs a similar support +for self-managed groups. In such groups, individuals co-operate as equals to +maximise their liberty. This means, for anarchists, Marxists are just +confusing co-operation with coercion, agreement with authority, association +with subordination. Thus the Marxist _"materialist"_ concept of authority +distorts the anarchist position and, secondly, is supra-historical in the +extreme. Different forms of decision making are lumped together, independent +of the various forms it may assume. To equate hierarchical and self-managed +decision making, antagonistic and harmonious forms of organisation, alienated +authority or authority retained in the hands of those directly affected by it, +can only be a source of confusion. Rather than being a _"materialistic"_ +approach, the Marxist one is pure philosophical idealism - the postulating of +a-historic concepts independently of the individuals and societies that +generate specific social relationships and ways of working together. + +Similarly, it would be churlish to note that Marxists themselves have +habitually rejected democratic authority when it suited them. Even that +_"higher type of democracy"_ of the soviets was ignored by the Bolshevik party +once it was in power. As we discuss in [section H.6.1](secH6.html#sech61), +faced with the election of non-Bolshevik majorities to the soviets, Bolshevik +armed force was used to overthrow the results. In addition, they also +gerrymanderd soviets once they could not longer count on an electoral +majority. In the workplace, the Bolsheviks replaced workers' economic +democracy with _"one-man management"_ appointed from above, by the state, +armed with _"dictatorial power"_ (see [section H.3.14](secH3.html#sech314)). +As discussed in [section H.3.8](secH3.html#sech38), the Bolsheviks generalised +their experiences exercising power into explicit support for party +dictatorship. Throughout the 1920s and 30s, Trotsky repeated this conclusion +and repeated advocated party dictatorship, urging the party to use its power +to crush opposition in the working class to its rule. For the Bolshevik +tradition, the power of the party to ignore the wishes of the class it claims +to represent is a fundamental ideological position. + +So, remember when Lenin or Trotsky argue for _"party dictatorship"_, the over- +riding of the democratic decisions of the masses by the party, the elimination +of workers factory committees in favour of appointed managers armed with +_"dictatorial"_ power or when the Bolshevik disbanded soviets with non- +Bolshevik majorities, it is **anarchism** which is fundamentally _"anti- +democratic"_! All in all, that anyone can claim that anarchism is more _"anti- +democratic"_ than Leninism is a joke. + +However, all these anti-democratic acts do fit in nicely with Howl's +_"materialist"_ Marxist concept that _"'authority' is necessary in **any** +society where labour is collaborative."_ Since _"authority"_ is essential and +all forms of collective decision making are necessarily _"authoritarian"_ and +involve _"subordination,"_ then it clearly does not really matter how +collectives are organised and how decisions are reached. Hence the lack of +concern for the liberty of the working people subjected to the (peculiarly +bourgeois-like) forms of authority preferred by Lenin and Trotsky. It was +precisely for this reason, to differentiate between egalitarian (and so +libertarian) forms of organisation and decision making and authoritarian ones, +that anarchists called themselves _"anti-authoritarians."_ + +Even if we ignore all the anti-democratic acts of Bolshevism (or justify them +in terms of the problems facing the Russian Revolution, as most Leninists do), +the anti-democratic nature of Leninist ideas still come to the fore. The +Leninist support for centralised state power brings their attack on anarchism +as being _"anti-democratic"_ into clear perspective and, ultimately, results +in the affairs of millions being decided upon by a handful of people in the +Central Committee of the vanguard party. As an example, we will discuss +Trotsky's arguments against the Makhnovist movement in the Ukraine. + +For Trotsky, the Makhnovists were against _"Soviet power."_ This, he argued, +was simply _"the authority of all the local soviets in the Ukraine"_ as they +all _"recognise the central power which they themselves have elected."_ +Consequently, the Makhnovists rejected not only central authority but also the +local soviets as well. Trotsky also suggested that there were no _"appointed"_ +persons in Russia as _"there is no authority in Russia but that which is +elected by the whole working class and working peasantry. It follows [!] that +commanders appointed by the central Soviet Government are installed in their +positions by the will of the working millions."_ He stressed that one can +speak of _"appointed"_ persons _"only under the bourgeois order, when Tsarist +officials or bourgeois ministers appointed at their own discretion commanders +who kept the soldier masses subject to the bourgeois classes."_ When the +Makhnovists tried to call the fourth regional conference of peasants, workers +and partisans to discuss the progress of the Civil War in early 1919, Trotsky, +unsurprisingly enough, _"categorically banned"_ it. With typical elitism, he +noted that the Makhnovist movement had _"its roots in the ignorant masses"_! +[**How the Revolution Armed**, vol. II, p. 277, p. 280, p. 295 and p. 302] + +In other words, because the Bolshevik government had been given power by a +national Soviet Congress in the past (and only remained there by +gerrymandering and disbanding soviets), he (as its representative) had the +right to ban a conference which would have expressed the wishes of millions of +workers, peasants and partisans fighting for the revolution! The fallacious +nature of his arguments is easily seen. Rather than executing the will of +millions of toilers, Trotsky was simply executing his own will. He did not +consult those millions nor the local soviets which had, in Bolshevik ideology, +surrendered their power to the handful of people in the central committee of +the Bolshevik Party. By banning the conference he was very effectively +undermining the practical, functional democracy of millions and replacing it +with a purely formal "democracy" based on empowering a few leaders at the +centre. Yes, indeed, truly democracy in action when one person can deny a +revolutionary people its right to decide its own fate! + +Unsurprisingly, the anarchist Nestor Makhno replied by arguing that he +considered it _"an inviolable right of the workers and peasants, a right won +by the revolution, to call congresses on their own account, to discuss their +affairs. That is why the prohibition by the central authorities on the calling +of such congresses . . . represent a direct and insolent violation of the +rights of the workers."_ [quoted by Peter Arshinov, **The History of the +Makhnovist Movement**, p. 129] We will leave it to the readers to decide which +of the two, Trotsky or Makhno, showed the fundamentally _"anti-democratic"_ +perspective. + +Moreover, there are a few theoretical issues that need to be raised on this +matter. Notice, for example, that no attempt is made to answer the simple +question of why having 51% of a group automatically makes you right! It is +taken for granted that the minority should subject themselves to the will of +the majority before that will is even decided upon. Does that mean, for +example, that Marxists refuse minorities the right of civil disobedience if +the majority acts in a way which harms their liberties and equality? If, for +example, the majority in community decides to implement race laws, does that +mean that Marxists would **oppose** the discriminated minority taking direct +action to undermine and abolish them? Or, to take an example closer to +Marxism, in 1914 the leaders of the Social Democratic Party in the German +Parliament voted for war credits. The anti-war minority of that group went +along with the majority in the name of "democracy," "unity" and "discipline". +Would Howl and Draper argue that they were right to do so? If they were not +right to betray the ideas of Marxism and international working class +solidarity, then why not? They did, after all, subject themselves to the +_"most perfect socialist democracy"_ and so, presumably, made the correct +decision. + +Simply put, the arguments that anarchists are _"anti-democratic"_ are +question-begging in the extreme, when not simply hypocritical. + +As a general rule-of-thumb, anarchists have little problem with the minority +accepting the decisions of the majority after a process of free debate and +discussion. As we argue in [section A.2.11](secA2.html#seca211), such +collective decision making is compatible with anarchist principles - indeed, +is based on them. By governing ourselves directly, we exclude others governing +us. However, we do not make a fetish of this, recognising that, in certain +circumstances, the minority must and should ignore majority decisions. For +example, if the majority of an organisation decide on a policy which the +minority thinks is disastrous then why should they follow the majority? +Equally, if the majority make a decision which harms the liberty and equality +of a non-oppressive and non-exploitative minority, then that minority has the +right to reject the "authority" of the majority. Hence Carole Pateman: + +> _ "The essence of liberal social contract theory is that individuals ought +to promise to, or enter an agreement to, obey representatives, to whom they +have alienated their right to make political decisions . . . Promising . . . +is an expression of individual freedom and equality, yet commits individuals +for the future. Promising also implies that individuals are capable of +independent judgement and rational deliberation, and of evaluating and +changing their own actions and relationships; promises may sometimes +justifiably be broken. However, to promise to obey is to deny or limit, to a +greater or lesser degree, individuals' freedom and equality and their ability +to exercise these capacities. To promise to obey is to state that, in certain +areas, the person making the promise is no longer free to exercise her +capacities and decide upon her own actions, and is no longer equal, but +subordinate."_ [**The Problem of Political Obligation**, p. 19] + +Thus, for anarchists, a democracy which does not involve individual rights to +dissent, to disagree and to practice civil disobedience would violate freedom +and equality, the very values Marxists usually claim to be at the heart of +their politics. The claim that anarchism is _"anti-democratic"_ basically +hides the argument that the minority must become the slave of the majority - +with no right of dissent when the majority is wrong (in practice, of course, +it is usually meant the orders and laws of the minority who are elected to +power). In effect, it wishes the minority to be subordinate, not equal, to the +majority. Anarchists, in contrast, because we support self-management also +recognise the importance of dissent and individuality - in essence, because we +are in favour of self-management ("democracy" does not do the concept justice) +we also favour the individual freedom that is its rationale. We support the +liberty of individuals because we believe in self-management ("democracy") so +passionately. + +So Howl and Draper fail to understand the rationale for democratic decision +making - it is not based on the idea that the majority is always right but +that individual freedom requires democracy to express and defend itself. By +placing the collective above the individual, they undermine democratic values +and replace them with little more than tyranny by the majority (or, more +likely, a tiny minority who claim to represent the majority). + +Moreover, progress is determined by those who dissent and rebel against the +status quo and the decisions of the majority. That is why anarchists support +the right of dissent in self-managed groups - in fact, dissent, refusal, +revolt by individuals and minorities is a key aspect of self-management. Given +that Leninists do not support self-management (rather they, at best, support +the Lockean notion of electing a government as being "democracy") it is hardly +surprising they, like Locke, view dissent as a danger and something to +denounce. Anarchists, on the other hand, recognising that self-management's +(i.e. direct democracy's) rationale and base is in individual freedom, +recognise and support the rights of individuals to rebel against what they +consider as unjust impositions. As history shows, the anarchist position is +the correct one - without rebellion, numerous minorities would never have +improved their position and society would stagnate. Indeed, Howl's and +Draper's comments are just a reflection of the standard capitalist diatribe +against strikers and protestors - they do not need to protest, for they live +in a "democracy." + +This Marxist notion that anarchists are "anti-democratic" gets them into +massive contradictions. Lance Selfa's highly inaccurate and misleading article +_"Emma Goldman: A life of controversy"_ is an example of this [**International +Socialist Review**, no. 34, March-April 2004] Ignoring the far more +substantial evidence for Leninist elitism, Selfa asserted that _"Goldman never +turned away from the idea that heroic individuals, not masses, make history"_ +and quotes from her 1910 essay _"Minorities Versus Majorities"_ to prove this. +Significantly, he does not actually refute the arguments Goldman expounded. He +does, needless to say, misrepresent them. + +The aim of Goldman's essay was to state the obvious - that the mass is not the +source for new ideas. Rather, new, progressive, ideas are the product of +minorities and which then spread to the majority by the actions of those +minorities. Even social movements and revolutions start when a minority takes +action. Trade unionism, for example, was (and still is) a minority movement in +most countries. Support for racial and sexual equality was long despised (or, +at best, ignored) by the majority and it took a resolute minority to advance +that cause and spread the idea in the majority. The Russian Revolution did not +start with the majority. It started when a minority of women workers (ignoring +the advice of the local Bolsheviks) took to the streets and from these +hundreds grew into a movement of hundreds of thousands. + +The facts are clearly on the side of Goldman, not Selfa. Given that Goldman +was expounding such an obvious law of social evolution, it seems incredulous +that Selfa has a problem with it. This is particularly the case as Marxism +(particularly its Leninist version) implicitly recognises this. As Marx +argued, the ruling ideas of any epoch are those of the ruling class. Likewise +for Goldman: _"Human thought has always been falsified by tradition and +custom, and perverted false education in the interests of those who held power +. . . by the State and the ruling class."_ Hence the _"continuous struggle"_ +against _"the State and even against 'society,' that is, against the majority +subdued and hypnotised by the State and State worship."_ If this were not the +case, as Goldman noted, no state could save itself or private property from +the masses. Hence the need for people to break from their conditioning, to act +for themselves. As she argued, such direct action is _"the salvation of man"_ +as it _"necessitates integrity, self-reliance, and courage."_ [**Red Emma +Speaks**, p. 111 and p. 76] + +Thus Goldman, like other anarchists, was not dismissing the masses, just +stressing the obvious: namely that socialism is a process of self-liberation +and the task of the conscious minority is to encourage this process by +encouraging the direct action of the masses. Hence Goldman's support for +syndicalism and direct action, a support Selfa (significantly) fails to inform +his readers of. + +So was Goldman's rejection of "majorities" the elitism Selfa claims it was? +No, far from it. This is clear from looking at that work in context. For +example, in a debate between her and a socialist she used the Lawrence strike +_"as an example of direct action."_ [**Living My Life**, vol. 1., p. 491] The +workers in one of the mills started the strike by walking out. The next day +five thousand at another mill struck and marched to another mill and soon +doubled their number. The strikers soon had to supply food and fuel for +50,000. [Howard Zinn, **A People's History of the United States**, pp. 327-8] +Rather than the strike being the act of the majority, it was the direct action +of a minority which started it and it then spread to the majority (a strike, +incidentally, Goldman supported and fund raised for). It should also be noted +that the Lawrence strike reflected her ideas of how a general strike could be +started by _"one industry or by a small, conscious minority among the +workers"_ which _"is soon taken up by many other industries, spreading like +wildfire."_ [**Red Emma Speaks**, p. 95] + +Do Marxists really argue that this was "elitist"? If so, then every +spontaneous revolt is "elitist". Every attempt by oppressed minorities to +resist their oppression is "elitist." Indeed, every attempt to change society +is "elitist" as if it involves a minority not limiting themselves to simply +advancing new ideas but, instead, taking direct action to raise awareness or +to resist hierarchy in the here and now. Revolutions occur when the ideas of +the majority catch up with the minority who inspire others with their ideas +and activity. So in his keenness to label the anarchist movement "elitist", +Selfa has also, logically, so-labelled the labour, feminist, peace and civil +rights movements (among many others). + +Equally embarrassing for Selfa, Trotsky (a person whom he contrasts favourably +with Goldman despite the fact he was a practitioner and advocate of party +dictatorship) agreed with the anarchists on the importance of minorities. As +he put it during the debate on Kronstadt in the late 1930s, a _"revolution is +'made' directly by a **minority**. The success of a revolution is possible, +however, only where this minority finds more or less support, or at least +friendly neutrality, on the part of the majority. The shift in different +stages of the revolution . . . is directly determined by changing political +relations between the minority and the majority, between the vanguard and the +class."_ [Lenin and Trotsky, **Kronstadt**, p. 85] Not that this makes Trotsky +an elitist for Selfa, of course. The key difference is that Goldman did not +argue that this minority should seize power and rule the masses, regardless of +the wishes of that majority, as Trotsky did (see [section +H.1.2](secH1.html#sech12)). As Goldman noted, the _"Socialist demagogues know +that [her argument is true] as well as I, but they maintain the myth of the +virtues of the majority, because their very scheme means the perpetuation of +power"_ and _"authority, coercion and dependence rest on the mass, but never +freedom."_ [**Op. Cit.**, p. 85] + +So, yes, anarchists do support individual freedom to resist even +democratically made decisions simply because democracy **has to be** based on +individual liberty. Without the right of dissent, democracy becomes a joke and +little more than a numerical justification for tyranny. This does not mean we +are _"anti-democratic,"_ indeed the reverse as we hold true to the fundamental +rationale for democratic decision-making - it allows individuals to combine as +equals and not as subordinates and masters. Moreover, diversity is essential +for any viable eco-system and it is essential in any viable society (and, of +course, any society worth living in). This means that a healthy society is one +which encourages diversity, individuality, dissent and, equally, self-managed +associations to ensure the freedom of all. As Malatesta argued: + +> _"There are matters over which it is worth accepting the will of the +majority because the damage caused by a split would be greater than that +caused by error; there are circumstances in which discipline becomes a duty +because to fail in it would be to fail in the solidarity between the oppressed +and would mean betrayal in face of the enemy. But when one is convinced that +the organisation is pursuing a course which threatens the future and makes it +difficult to remedy the harm done, then it is a duty to rebel and to resist +even at the risk of providing a split . . . What is essential is that +individuals should develop a sense of organisation and solidarity, and the +conviction that fraternal co-operation is necessary to fight oppression and to +achieve a society in which everyone will be able to enjoy his [or her] own +life."_ [**Errico Malatesta: His Life and Ideas**, pp. 132-3] + +This means that anarchists are not against majority decision making as such. +We simply recognise it has limitations. In practice, the need for majority and +minority to come to an agreement is one most anarchists would recognise: + +> _ "But such an adaptation [of the minority to the decisions of the majority] +on the one hand by one group must be reciprocal, voluntary and must stem from +an awareness of need and of goodwill to prevent the running of social affairs +from being paralysed by obstinacy. It cannot be imposed as a principle and +statutory norm. . . + +> + +> "So . . . anarchists deny the right of the majority to govern in human +society in general . . . how is it possible . . . to declare that anarchists +should submit to the decisions of the majority before they have even heard +what those might be?"_ [Malatesta, **The Anarchist Revolution**, pp. 100-1] + +Therefore, while accepting majority decision making as a key aspect of a +revolutionary movement and a free society, anarchists do not make a fetish of +it. We recognise that we must use our own judgement in evaluating each +decision reached simply because the majority is not always right. We must +balance the need for solidarity in the common struggle and needs of common +life with critical analysis and judgement. As Malatesta argued: + +> _ "In any case it is not a question of being right or wrong; it is a +question of freedom, freedom for all, freedom for each individual so long as +he [or she] does not violate the equal freedom of others. No one can judge +with certainty who is right and who is wrong, who is closer to the truth and +which is the best road for the greatest good for each and everyone. Experience +through freedom is the only means to arrive at the truth and the best +solutions; and there is no freedom if there is not the freedom to be wrong. + +> + +> "In our opinion, therefore, it is necessary that majority and minority +should succeed in living together peacefully and profitably by mutual +agreement and compromise, by the intelligent recognition of the practical +necessities of communal life and of the usefulness of concessions which +circumstances make necessary."_ [**Errico Malatesta: His Life and Ideas**, p. +72] + +Needless to say, our arguments apply with even more force to the decisions of +the **representatives** of the majority, who are in practice a very small +minority. Leninists usually try and confuse these two distinct forms of +decision making. When Leninists discuss majority decision making they almost +always mean the decisions of those elected by the majority - the central +committee or the government - rather than the majority of the masses or an +organisation. Ultimately, the Leninist support for democracy (as the Russian +Revolution showed) is conditional on whether the majority supports them or +not. Anarchists are not as hypocritical or as elitist as this, arguing that +everyone should have the same rights the Leninists usurp for their leaders. + +This counterpoising of socialism to "individualism" is significant. The aim of +socialism is, after all, to increase individual liberty (to quote the +**Communist Manifesto**, to create _"an association, in which the free +development of each is the condition for the free development of all."_ [**The +Marx-Engels Reader**, p. 491]). As such, authentic socialism **is** +"individualist" in its aspirations and denounces capitalism for being a +partial and flawed individualism which benefits the few at the expense of the +many (in terms of their development and individuality). This can be seen when +Goldman, for example, argued that anarchism _"alone stresses the importance of +the individual, his [or her] possibilities and needs in a free society."_ It +_"insists that the centre of gravity in society is the individual - that he +must think for himself, act freely, and live fully. The aim of Anarchism is +that every individual in the world shall be able to do so."_ Needless to say, +she differentiated her position from bourgeois ideology: _"Of course, this has +nothing in common with a much boasted 'rugged individualism.' Such predatory +individualism is really flabby, not rugged . . . Their 'rugged individualism' +is simply one of the many pretences the ruling class makes to unbridled +business and political extortion."_ [**Op. Cit.**, p. 442 and p. 443] This +support for individuality did not preclude solidarity, organising unions, +practising direct action, supporting syndicalism, desiring communism and so +on, but rather **required** it (as Goldman's own life showed). It flows +automatically from a love of freedom for all. Given this, the typical Leninist +attacks against anarchism for being "individualism" simply exposes the state +capitalist nature of Bolshevism: + +> _ "capitalism promotes egotism, not individuality or 'individualism.' . . . +the ego it created . . . [is] shrivelled . . . The term 'bourgeois +individualism,' an epithet widely used by the left today against libertarian +elements, reflects the extent to which bourgeois ideology permeates the +socialist project; indeed, the extent to which the 'socialist' project (as +distinguished from the libertarian communist project) is a mode of state +capitalism."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. 194fn] + +Therefore the Marxist attack on anarchism as _"anti-democratic"_ is not only +false, it is ironic and hypocritical. Firstly, anarchists do **not** argue for +_"the absolute sovereignty of the individual ego."_ Rather, we argue for +individual freedom. This, in turn, implies a commitment to self-managed forms +of social organisation. This means that anarchists do not confuse agreement +with (hierarchical) authority. Secondly, Marxists do not explain why the +majority is always right or why their opinions are automatically the truth. +Thirdly, the logical conclusions of their arguments would result in the +absolute enserfment of the individual to the representatives of the majority. +Fourthly, rather than being supporters of democracy, Marxists like Lenin and +Trotsky explicitly argued for minority rule and the ignoring of majority +decisions when they clashed with the decisions of the ruling party. Fifthly, +their support for "democratic" centralised power means, in practice, the +elimination of democracy in the grassroots. As can be seen from Trotsky's +arguments against the Makhnovists, the democratic organisation and decisions +of millions can be banned by a single individual. + +All in all, Marxists claims that anarchists are _"anti-democratic"_ just +backfire on Marxism. + +## H.2.12 Does anarchism survive only in the absence of a strong workers' +movement? + +Derek Howl argues that anarchism _"survives only in the absence of a strong +workers movement"_ and is the politics of _"non-proletarians."_ As he puts it, +there _"is a class basis to this. Just as Proudhon's 'anarchism' reflected the +petty bourgeoisie under pressure, so too Bakuninism as a movement rested upon +non-proletarians . . . In Italy Bakuninism was based upon the large 'lumpen +bourgeoisie', doomed petty bourgeois layers. In Switzerland the Jura +Federation . . . was composed of a world of cottage industry stranded between +the old world and the new, as were pockets of newly proletarianised peasants +that characterised anarchism in Spain."_ He approvingly quotes Hal Draper +assertion that anarchism _"was an ideology alien to the life of modern working +people."_ [_"The Legacy of Hal Draper,"_ pp. 137-49, **International +Socialism**, no. 52, p. 148] + +Ignoring the obvious contradiction of _"newly proletarianised peasants"_ being +_"non-proletarians,"_ we have the standard Marxist _"class analysis"_ of +anarchism. This is to assert that anarchism is _"non-proletarian"_ while +Marxism is _"proletarian."_ On the face of it, such an assertion seems to fly +in the face of historical facts. After all, when Marx and Engels were writing +the **Communist Manifesto**, the proletariat was a tiny minority of the +population of a mostly rural, barely industrialised Germany. Perhaps it was +Engels' experiences as a capitalist in England that allowed him an insight +into _"the life of modern working people?"_ It should also be noted that +neither Howel or Draper is being original, they are simply repeating Marx's +assertion that anarchism _"continues to exist only where there is as yet no +proper workers' movement. This is a fact."_ [**Collected Works**, vol. 24, p. +247] + +Beyond this there are a few problems with this type of argument. Firstly, +there are the factual problems. Simply put, anarchism appealed to _"modern"_ +working people and Marxism has appealed to the _"non-proletarian"_ groups and +individuals (and vice versa, of course). This can be seen from the examples +Howl lists as well as the rise of syndicalist ideas after the reformism of the +first Marxist movement (social democracy) became apparent. In fact, the rise +of Marxism within the labour movement is associated with its descent into +reformism, **not** revolution. Secondly, there is the slight ideological +problem that Lenin himself argued that the working class, by its own efforts, +did not produce socialist ideas which were generated far from _"the life of +modern working people"_ by the intelligentsia. Lastly, there is the assumption +that two long dead Germans, living in an environment where _"modern working +people"_ (proletarians) were a small minority of the working population, could +really determine for all time what is (and is not) _"proletarian"_ politics. + +Taking the countries Howl lists, we can see that any claim that anarchism is +_"alien"_ to the working class is simply false. Looking at each one, it is +clearly the case that, for Marxists, the **politics** of the people involved +signify their working class credentials, **not** their actual economic or +social class. Thus we have the sociological absurdity that makes anarchist +workers _"petty bourgeois"_ while actual members of the bourgeoisie (like +Engels) or professional revolutionaries (and the sons of middle class families +like Marx, Lenin and Trotsky) are considered as representatives of +_"proletarian"_ politics. Indeed, when these radical members of the middle- +class repress working class people (as did Lenin and Trotsky were in power) +they **remain** figures to be followed and their acts justified in terms of +the "objective" needs of the working people they are oppressing! Ultimately, +for most Marxists, whether someone is _"non-proletariat"_ depends on their +ideological viewpoint and not, in fact, their actual class. + +Hence we discover Marx and Engels (like their followers) blaming Bakunin's +success in the International, as one historian notes, _"on the middle-class +leadership of Italy's socialist movement and the backwardness of the country. +But if middle-class leaders were the catalysts of proletarian revolutionary +efforts in Italy, this was also true of every other country in Europe, not +excluding the General Council in London."_ [T.R. Ravindranathan, **Bakunin and +the Italians**, p. 168] And by interpreting the difficulties for Marxism in +this way, Marx and Engels (like their followers) need not question their own +ideas and assumptions. As Nunzio Pernicone notes, _"[f]rom the outset, Engels +had consistently underestimated Bakunin as a political adversary and refused +to believe that Italian workers might embrace anarchist doctrines."_ However, +_"even a casual perusal of the internationalist and dissident democratic press +would have revealed to Engels that Bakuninism was rapidly developing a +following among Italian artisans and workers. But this reality flew in the +face of his unshakeable belief that Italian internationalists were all a 'gang +of declasses, the refuse of the bourgeoisie.'"_ Even after the rise of the +Italian Marxism in the 1890s, _"the anarchist movement was proportionately +more working-class than the PSI"_ and the _"the number of bourgeois +intellectuals and professionals that supported the PSI [Italian Socialist +Party] was vastly greater"_ than those supporting anarchism. Indeed, _"the +percentage of party membership derived from the bourgeoisie was significantly +higher in the PSI than among the anarchists."_ [**Italian Anarchism, +1864-1892**, p. 82 and p. 282] Ironically, given Engels diatribes against the +Italian anarchists stopping workers following _"proletarian"_ (i.e. Marxist) +politics and standing for elections, _"as the PSI grew more working-class, +just before the outbreak of war [in 1914], its Directorate [elected by the +party congress] grew more anti-parliamentary."_ [Gwyn A. Williams, +**Proletarian Order**, p. 29] + +As we noted in [section A.5.5](secA5.html#seca55), the role of the anarchists +and syndicalists compared to the Marxists during the 1920 near revolution +suggested that the real _"proletarian"_ revolutionaries were, in fact, the +former and **not** the latter. All in all, the history of the Italian labour +movement clearly show that, for most Marxists, whether a group represents the +_"proletariat"_ is simply dependent on their ideological commitment, **not** +their actual class. + +As regards the Jura Federation, we discover that its support was wider than +suggested. As Marxist Paul Thomas noted, _"Bakunin's initial support in +Switzerland - like Marx's in England - came from resident aliens, political +refugees . . . but he also gathered support among **Gastarbeitier** for whom +Geneva was already a centre, where builders, carpenters and workers in heavy +industry tended to be French or Italian . . . Bakunin . . . also marshalled +considerable support among French speaking domestic workers and watchmakers in +the Jura."_ [**Karl Marx and the Anarchists**, p. 390] It would be interesting +to hear a Marxist claim that _"heavy industry"_ represented the past or _"non- +proletarian"_ elements! Similarly, E. H. Carr in his (hostile) biography of +Bakunin, noted that the _"sections of the International at Geneva fell into +two groups."_ Skilled craftsmen formed the _"Right wing"_ while _"the +builders, carpenters, and workers in the heavier trades, the majority of whom +were immigrants from France and Italy, represented the Left."_ Unsurprisingly, +these different groups of workers had different politics. The craftsmen +_"concentrated on . . . reform"_ while the others _"nourished hopes of a +complete social upheaval."_ Bakunin, as would be expected, _"fanned the spirit +of revolt"_ among these, the proletarian workers and soon had a _"commanding +position in the Geneva International."_ [**Michael Bakunin**, p. 361] It +should be noted that Marx and the General Council of the International +consistently supported the reformist wing of the International in Geneva which +organised political alliances with the middle-class liberals during elections. +Given these facts, it is little wonder that Howl concentrates on the support +Bakunin received from domestic workers producing watches. To mention the +support for Bakunin by organised, obviously proletarian, workers would +undermine his case and so it is ignored. + +Lastly, there is Spain. It seems funny that a Marxist would use Spain as an +example **against** the class roots of anarchism. After all, that is one of +the countries where anarchism dominated the working class movement. As one +historian points out, _"it was not until the 1860s - when anarchism was +introduced - that a substantive working class movement began to emerge"_ and +_"throughout the history of Spanish anarchism, its survival depended in large +measure on the anarchists' ability to maintain direct links with the +workers."_ [George R. Esenwein, **Anarchist Ideology and the Working-Class +Movement in Spain, 1868-1898**, p. 6 and p. 207] As well as organising _"newly +proletarianised peasants,"_ the "Bakuninists" also organised industrial +workers - indeed, far more successfully than the Socialists. Ironically, the +UGT only started to approach the size of the CNT once it had started to +organise _"newly proletarianised peasants"_ in the 1930s (i.e., anarchist +unions organised more of the industrial working class than the Socialist +ones). From such a fact, we wonder if Marxists would argue that socialism +rested on _"non-proletarian"_ elements? + +Moreover, the logic of dismissing anarchism as _"non-proletarian"_ because it +organised _"newly proletarianised peasants"_ is simply laughable. After all, +capitalism needed landless labours in order to start. This meant that the +first proletarians lived in rural areas and were made up of ex-peasants. When +these ex-peasants arrived in the towns and cities, they were still _"newly +proletarianised peasants."_ To ignore these groups of workers would mean +potentially harming the labour movement. And, of course, a large section of +Bolshevik support in 1917 was to be found in _"newly proletarianised +peasants"_ whether in the army or working in the factories. Ironically enough, +the Mensheviks argued that the Bolsheviks gained their influence from worker- +peasant industrial _"raw recruits"_ and not from the genuine working class. +[Orlando Figes, **A People's Tragedy**, p. 830] As such, to dismiss anarchism +because it gained converts from similar social strata as the Bolsheviks seems, +on the face of it, a joke. + +As can be seen Howl's attempts to subject anarchism to a _"class analysis"_ +simply fails. He selects the evidence which fits his theory and ignores that +which does not. However, looking at the very examples he bases his case on +shows how nonsensical it is. Simply put, anarchist ideas appealed to many +types of workers, including typically _"proletarian"_ ones who worked in +large-scale industries. What they seem to have in common is a desire for +radical social change, organised by themselves in their own combative class +organs (such as unions). Moreover, like the early British workers movement, +they considered these unions, as well as being organs of class struggle, could +also be the framework of a free socialist society. Such a perspective is +hardly backward (indeed, since 1917 most Marxists pay lip-service to this +vision!). + +Which brings us to the next major problem with Howl's argument, namely the +fate of Marxism and the _"strong"_ labour movement it allegedly is suited for. +Looking at the only nation which did have a _"modern"_ working class during +the most of Marx's life, Britain, the _"strong"_ labour movement it produced +was (and has) not been anarchist, it is true, but neither was it (nor did it +become) Marxist. Rather, it has been a mishmash of conflicting ideas, +predominately reformist state socialist ones which owe little, if anything, to +Marx. Indeed, the closest Britain came to developing a wide scale +revolutionary working class movement was during the _"syndicalist revolt"_ of +the 1910s. Ironically, some Marxists joined this movement simply because the +existing Marxist parties were so reformist or irrelevant to the _"life of +modern working people."_ + +Looking at other countries, we find the same process. The rise of social +democracy (Marxism) in the international labour movement simply signified the +rise of reformism. Instead of producing a **revolutionary** labour movement, +Marxism helped produce the opposite (although, initially, hiding reformist +activity behind revolutionary rhetoric). So when Howl asserts that anarchism +_"survives in the absence of a strong workers' movement,"_ we have to wonder +what planet he is on. + +Thus, to state matters more correctly, anarchism flourishes during those +periods when the labour movement and its members are radical, taking direct +action and creating new forms of organisation which are still based on +workers' self-management. This is to be expected as anarchism is both based +upon and is the result of workers' self-liberation through struggle. In less +militant times, the effects of bourgeois society and the role of unions within +the capitalist economy can de-radicalise the labour movement and lead to the +rise of bureaucracy within it. It is then, during periods when the class +struggle is low, that reformist ideas spread. Sadly, Marxism aided that spread +by its tactics - the role of electioneering focused struggle away from direct +action and into the ballot-box and so onto leaders rather than working class +self-activity. + +Moreover, if we look at the current state of the labour movement, then we +would have to conclude that Marxism is _"an ideology alien to the life of +modern working people."_ Where are the large Marxist working class unions and +parties? There are a few large reformist socialist and Stalinist parties in +continental Europe, but these are not Marxist in any meaningful sense of the +word. Most of the socialist ones used to be Marxist, although they relatively +quickly stopped being revolutionary in any meaningful sense of the word a very +long time ago (some, like the German Social Democrats, organised counter- +revolutionary forces to crush working class revolt after the First World War). +As for the Stalinist parties, it would be better to consider it a sign of +shame that they get any support in the working class at all. In terms of +revolutionary Marxists, there are various Trotskyist sects arguing amongst +themselves on who is the **real** vanguard of the proletariat, but **no** +Marxist labour movement. + +Which, of course, brings us to the next point, namely the ideological problems +for Leninists themselves by such an assertion. After all, Lenin himself argued +that _"the life of modern working people"_ could only produce _"trade-union +consciousness."_ According to him, socialist ideas were developed +independently of working people by the socialist (middle-class) +_"intelligentsia."_ As we discuss in [section H.5.1](secH5.html#sech51), for +Lenin, socialism was an ideology which was alien to the life of modern working +class people. + +Lastly, there is the question of whether Marx and Engels can seriously be +thought of as being able to decree once and for all what is and is not +_"proletarian"_ politics. Given that neither of these men were working class +(one was a capitalist!) it makes the claim that they would know +_"proletarian"_ politics suspect. Moreover, they formulated their ideas of +what constitute _"proletarian"_ politics before a modern working class +actually developed in any country bar Britain. This means, that from the +experience of **one** section of the proletariat in **one** country in the +1840s, Marx and Engels have decreed for all time what is and is not a +_"proletarian"_ set of politics! On the face of it, it is hardly a convincing +argument, particularly as we have over 150 years of experience of these +tactics with which to evaluate them! + +Based on this perspective, Marx and Engels opposed all other socialist groups +as _"sects"_ if they did not subscribe to their ideas. Ironically, while +arguing that all other socialists were fostering their sectarian politics onto +the workers movement, they themselves fostered their own perspective onto it. +Originally, because the various sections of the International worked under +different circumstances and had attained different degrees of development, the +theoretical ideals which reflected the real movement also diverged. The +International, therefore, was open to all socialist and working class +tendencies and its general policies would be, by necessity, based on +conference decisions that reflected this divergence. These decisions would be +determined by free discussion within and between sections of all economic, +social and political ideas. Marx, however, replaced this policy with a common +program of _"political action"_ (i.e. electioneering) by mass political +parties via the fixed Hague conference of 1872. Rather than having this +position agreed by the normal exchange of ideas and theoretical discussion in +the sections guided by the needs of the practical struggle, Marx imposed what +**he** considered as the future of the workers movement onto the International +- and denounced those who disagreed with him as sectarians. The notion that +what Marx considered as necessary might be another sectarian position imposed +on the workers' movement did not enter his head nor those of his followers: + +> _ "Marx had indeed insisted, in the earlier years of the First +International, on the need for building on actual movements rather than +constructing a dogma which movements were then required to fit. But when the +actual movements took forms which he disliked, as they largely did in Spain +and Italy, in Germany under Lassalle's influence, and in Great Britain as soon +as the Trade Unions' most immediate demands had been met, he was apt to forget +his own precepts and to become the grand inquisitor into heretical misdeeds."_ +[G.D.H. Cole, **A History of Socialist Thought**, vol. 2, p. 256] + +That support for _"political action"_ was just as "sectarian" as support for +non-participation in elections can be seen from Engels 1895 comment that +_"[t]here had long been universal suffrage in France, but it had fallen into +disrepute through the misuse to which the Bonapartist government had put it . +. . It also existed in Spain since the republic, but in Spain boycott of +elections was ever the rule of all serious opposition parties . . . The +revolutionary workers of the Latin countries had been wont to regard the +suffrage as a snare, as an instrument of government trickery."_ [**Marx-Engels +Reader**, p. 565] Needless to say, he had failed to mention those little facts +when he was attacking anarchists for expressing the opinions of the +_"revolutionary workers of the Latin countries"_ and _"all serious opposition +parties"_ in the 1870s! Similarly, the Haymarket Martyrs had moved from a +Marxist position on elections to an anarchist one after their own experiences +using the ballot box, as did the many British socialists who became +syndicalists in the early years of the 20th century. It seems strange to +conclude that these positions are not expressions of working class struggle +while that of Marx and Engels are, particularly given the terrible results of +that strategy! + +Thus the Marxist claim that true working class movements are based on mass +political parties based on hierarchical, centralised, leadership and those who +reject this model and political action (electioneering) are sects and +sectarians is simply their option and little more. Once we look at the +workers' movement without the blinkers created by Marxism, we see that +Anarchism was a movement of working class people using what they considered +valid tactics to meet their own social, economic and political goals - tactics +and goals which evolved to meet changing circumstances. Seeing the rise of +anarchism and syndicalism as the political expression of the class struggle, +guided by the needs of the practical struggle they faced naturally follows +when we recognise the Marxist model for what it is - just one possible +interpretation of the future of the workers' movement rather than **the** +future of that movement (and as the history of Social Democracy indicates, the +predictions of Bakunin and the anarchists within the First International were +proved correct). + +This tendency to squeeze the revolutionary workers' movement into the forms +decreed by two people in the mid-nineteenth century has proved to be +disastrous for it. Even after the total failure of social democracy, the idea +of _"revolutionary"_ parliamentarianism was fostered onto the Third +International by the Bolsheviks in spite of the fact that more and more +revolutionary workers in advanced capitalist nations were rejecting it in +favour of direct action and autonomous working class self-organisation. +Anarchists and libertarian Marxists based themselves on this actual movement +of working people, influenced by the failure of _"political action,"_ while +the Bolsheviks based themselves on the works of Marx and Engels and their own +experiences in a backward, semi-feudal society whose workers had already +created factory committees and soviets by direct action. It was for this +reason that the anarcho-syndicalist Augustin Souchy said he referred _"to the +tendencies that exist in the modern workers' movement"_ when he argued at the +Second Congress of the Communist International: + +> _ "It must be granted that among revolutionary workers the tendency toward +parliamentarism is disappearing more and more. On the contrary, a strong anti- +parliamentary tendency is becoming apparent in the ranks of the most advanced +part of the proletariat. Look at the Shop Stewards' movement [in Britain] or +Spanish syndicalism . . . The IWW is absolutely antiparliamentary . . . I want +to point out that the idea of antiparliamentarism is asserting itself more +strongly in Germany . . . as a result of the revolution itself . . . We must +view the question in this light."_ [**Proceedings and Documents of the Second +Congress 1920**, vol. 1, pp. 176-7] + +Of course, this perspective of basing yourself on the ideas and tactics +generated by the class struggle was rejected in favour of a return to the +principles of Marx and Engels and their vision of what constituted a genuine +_"proletarian"_ movement. If these tactics were the correct ones, then why did +they not lead to a less dismal set of results? After all, the degeneration of +social democracy into reformism would suggest their failure and sticking +_"revolutionary"_ before their tactics (as in _"revolutionary +parliamentarianism"_) changes little. Marxists, like anarchists, are meant to +be materialists, not idealists. What was the actual outcome of the Leninist +strategies? Did they result in successful proletarian revolutions. No, they +did not. The revolutionary wave peaked and fell and the Leninist parties +themselves very easily and quickly became Stalinised. Significantly, those +areas with a large anarchist, syndicalist or quasi-syndicalist (e.g. the +council communists) workers movements (Italy, Spain and certain parts of +Germany) came closest to revolution and by the mid-1930s, only Spain with its +strong anarchist movement had a revolutionary labour movement. Therefore, +rather than representing _"non-proletarian"_ or _"sectarian"_ politics forced +upon the working class, anarchism reflected the politics required to built a +**revolutionary** workers' movement rather than a reformist mass party. + +As such, perhaps we can finally lay to rest the idea that Marx predicted the +whole future of the labour movement and the path it must take like some kind +of socialist Nostradamus. Equally, we can dismiss Marxist claims of the _"non- +proletarian"_ nature of anarchism as uninformed and little more than an +attempt to squeeze history into an ideological prison. As noted above, in +order to present such an analysis, the actual class compositions of +significant events and social movements have to be manipulated. This is the +case of the Paris Commune, for example, which was predominantly a product of +artisans (i.e. the _"petit bourgeoisie"_), **not** the industrial working +class and yet claimed by Marxists as an example of the _"dictatorship of the +proletariat."_ Ironically, many of the elements of the Commune praised by Marx +can be found in the works of Proudhon and Bakunin which pre-date the uprising. +Similarly, the idea that workers' fighting organisations ("soviets") would be +the means to abolish the state and the framework of a socialist society can be +found in Bakunin's works, decades before Lenin paid lip-service to this idea +in 1917. For a theory allegedly resting on _"non-proletarian"_ elements +anarchism has successfully predicted many of the ideas Marxists claim to have +learnt from proletarian class struggle! + +So, in summary, the claims that anarchism is _"alien"_ to working class life, +that it is _"non-proletarian"_ or _"survives in the absence of a strong +workers' movement"_ are simply false. Looking objectively at the facts of the +matter quickly shows that this is the case. + +## H.2.13 Do anarchists reject _"political"_ struggles and action? + +A common Marxist claim is that anarchists and syndicalists ignore or dismiss +the importance of _"political"_ struggles or action. This is not true. Rather, +as we discuss in [section J.2.10](secJ2.html#secj210), we think that +_"political"_ struggles should be conducted by the same means as social and +economic struggles, namely by direct action, solidarity and working class +self-organisation. + +As this is a common assertion, it is useful to provide a quick summary of why +anarchists do not, in fact, reject _"political"_ struggles and action as such. +Rather, to quote Bakunin, anarchism _"does not reject politics generally. It +will certainly be forced to involve itself insofar as it will be forced to +struggle against the bourgeois class. It only rejects bourgeois politics"_ as +it _"establishes the predatory domination of the bourgeoisie."_ [**The +Political Philosophy of Bakunin**, p. 313] For Kropotkin, it was a truism that +it was _"absolutely impossible . . . to confine the ideas of the working mass +within the narrow circle of reductions in working hours and wage increases . . +. The social question compels attention."_ This fact implied two responses: +_"the workers' organisation propels itself either into the sterile path of +parliamentary politics as in Germany, or into the path of revolution."_ +[quoted by Caroline Cahm, **Kropotkin and the rise of Revolutionary Anarchism, +1872-1886**, p. 241] + +So while Marxists often argue that anarchists are exclusively interested in +economic struggle and reject _"politics"_ or _"political action,"_ the truth +of the matter is different. We are well aware of the importance of political +issues, although anarchists reject using bourgeois methods in favour of direct +action. Moreover, we are aware that any social or economic struggle has its +political aspects and that such struggles bring the role of the state as +defender of capitalism and the need to struggle against it into focus: + +> _ "There is no serious strike that occurs today without the appearance of +troops, the exchange of blows and some acts of revolt. Here they fight with +the troops; there they march on the factories; . . . in Pittsburgh in the +United States, the strikers found themselves masters of a territory as large +as France, and the strike became the signal for a general revolt against the +State; in Ireland the peasants on strike found themselves in open revolt +against the State. Thanks to government intervention the rebel against the +factory becomes the rebel against the State."_ [Kropotkin, quoted by Caroline +Cahm, **Op. Cit.**, p. 256] + +As Malatesta argued, from _"the economic struggle one must pass to the +political struggle, that is to struggle against government; and instead of +opposing the capitalist millions with the workers' few pennies scraped +together with difficulty, one must oppose the rifles and guns which defend +property with the more effective means that the people will be able to defeat +force by force."_ [**Errico Malatesta: His Life and Ideas**, pp. 193-4] + +This means that the question of whether to conduct political struggles is +**not** the one which divides anarchists from Marxists. Rather, it is a +question of **how** this struggle is fought. For anarchists, this struggle is +best fought using **direct action** (see [section J.2](secJ2.html)) and +fighting working class organisations based in our workplaces and communities. +For Marxists, the political struggle is seen as being based on standing +candidates in bourgeois elections. This can be seen from the resolution passed +by the socialist ("Second") International in 1893. This resolution was +designed to exclude anarchists and stated that only _"those Socialist Parties +and Organisations which recognise the organisation of workers and of political +action"_ could join the International. By _"political action"_ it meant _"that +the working-class organisations seek, in as far as possible, to use or conquer +political rights and the machinery of legislation for the furthering of the +interests of the proletariat and the conquest of political power."_ [quoted by +Susan Milner, **The Dilemmas of Internationalism**, p. 49] Significantly, +while this International and its member parties (particular the German Social +Democrats) were happy to expel anarchists, they never expelled the leading +reformists from their ranks. + +So, in general, anarchists use the word _"political action"_ to refer +exclusively to the taking part of revolutionaries in bourgeois elections (i.e. +electioneering or parliamentarianism). It does not mean a rejection of +fighting for political reforms or a lack of interest in political issues, +quite the reverse in fact. The reason **why** anarchists reject this tactic is +discussed in [section J.2.6](secJ2.html#secj26)). + +For Kropotkin, the idea that you could somehow "prepare" for a revolution by +electioneering was simply a joke. _"As if the bourgeoisie,"_ he argued, +_"still holding on to its capital, could allow them [the socialists] to +experiment with socialism even if they succeeded in gaining control of power! +As if the conquest of the municipalities were possible without the conquest of +the factories."_ He saw that _"those who yesterday were considered socialists +are today letting go of socialism, by renouncing its mother idea ["the need to +replace the wage system and to abolish individual ownership of . . . social +capital"] and passing over into the camp of the bourgeoisie, while retaining, +so as to hide their turnabout, the label of socialism."_ [**Words of a +Rebel**, p. 181 and p. 180] The differences in results between direct action +and electioneering were obvious: + +> _ "However moderate the war cry - provided it is in the domain of relations +between capital and labour - as soon as it proceeds to put it into practice by +revolutionary methods, it ends by increasing it and will be led to demand the +overthrow of the regime of property. On the other hand a party which confines +itself to parliamentary politics ends up abandoning its programme, however +advanced it may have been at the beginning."_ [Kropotkin, quoted by Cahm, +**Op. Cit.**, p. 252] + +Ultimately, the bourgeois tactics used ended up with bourgeois results. As +Emma Goldman argued, socialism _"was led astray by the evil spirit of +politics"_ and _"landed in the [political] trap and has now but one desire - +to adjust itself to the narrow confines of its cage, to become part of the +authority, part of the very power that has slain the beautiful child Socialism +and left behind a hideous monster."_ [**Red Emma Speaks**, p. 103] The net +effect of _"political action"_ was the corruption of the socialist movement +into a reformist party which betrayed the promise of socialism in favour of +making existing society better (so it can last longer). This process confirmed +Bakunin's predictions. As Kropotkin put it: + +> _ "The middle class will not give up its power without a struggle. It will +resist. And in proportion as Socialists will become part of the Government and +share power with the middle class, their Socialism will grow paler and paler. +This is, indeed, what Socialism is rapidly doing. Were this no so, the middle +classes . . . would not share their power with the Socialists."_ [**Evolution +and Environment**, p. 102] + +In addition, as we argue in [section J.2.5](secJ2.html#secj25), direct action +is either based on (or creates) forms of self-managed working class +organisations. The process of collective struggle, in other words, +necessitates collective forms of organisation and decision making. These +combative organisations, as well as conducting the class struggle under +capitalism, can also be the framework of a free society (see [section +H.1.4](secH1.html#sech14)). However, standing in elections does **not** +produce such alternative social structures and, indeed, hinders them as the +focus for social changes becomes a few leaders working in existing (i.e. +bourgeois) structures and bodies (see [section H.1.5](secH1.html#sech15)). + +As can be seen, anarchists reject _"political"_ struggle (i.e. electioneering) +for good (and historically vindicated) reasons. This makes a mockery of +Marxists assertions (beginning with Marx) that anarchists like Bakunin +_"opposed all political action by the working class since this would imply +'recognition' of the existing state."_ [Derek Howl, _"The Legacy of Hal +Draper,"_ pp. 13-49, **International Socialism**, no. 52, p. 147] This, in +fact, is a common Marxist claim, namely that anarchists reject _"political +struggle"_ on principle (i.e. for idealistic purposes). In the words of +Engels, Bakunin was _"opposed to all political action by the working class, +since this would in fact involve recognition of the existing state."_ [Marx, +Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, p. 49] Sadly, like +all Marxists, he failed to indicate where, in fact, Bakunin actually said +that. As can be seen, this was **not** the case. Bakunin, like all +revolutionary anarchists, rejected _"political action"_ (in the sense of +electioneering) simply because they feared that such tactics would be +counterproductive and undermine the revolutionary nature of the labour +movement. As the experience of Marxist Social Democracy showed, he was +correct. + +In summary, while anarchists reject standing of socialists in elections +(_"political action,"_ narrowly defined), we do not reject the need to fight +for political reforms or specific political issues. However, we see such +action as being based on collective working class **direct action** organised +around combative organs of working class self-management and power rather than +the individualistic act of placing a cross on a piece of power once every few +years and letting leaders fight your struggles for you. + +## H.2.14 Are anarchist organisations _"ineffective,"_ _"elitist"_ or +_"downright bizarre"_? + +Marxists often accuse anarchist organisations of being _"elitist"_ or +_"secret."_ Pat Stack (of the British SWP) ponders the history of anarchist +organisation (at least the SWP version of that history): + +> _ "how otherwise [than Leninist vanguard political parties] do +revolutionaries organise? Apart from the serious efforts of anarcho- +syndicalists to grapple with this problem, anarchists have failed to pose any +serious alternative. In as much as they do, they have produced either the +ineffective, the elitist or the downright bizarre. Bakunin's organisation, the +'Alliance of Social Democracy', managed all three: 'The organisation had two +overlapping forms, one secret, involving only the "intimates", and one public, +the Alliance of Social Democracy. Even in its open, public mode, the alliance +was to be a highly centralised organisation, with all decisions on the +national level approved by the Central Committee. Since it was the real +controlling body, the secret organisation was even more tightly centralised . +. . with first a Central Committee, then a "central Geneva section" acting as +the "permanent delegation of the permanent Central Committee", and, finally, +within the central Geneva section a "Central Bureau", which was to be both the +"executive power . . . composed of three, or five, or even seven members" of +the secret organisation and the executive directory of the public +organisation.' + +> + +> "That this was far more elitist and less democratic than Lenin's model is +clear."_ [_"Anarchy in the UK?"_, **Socialist Review**, no. 246] + +There are, as is obvious, numerous problems with Stack's assertions. Firstly, +he makes absolutely **no** attempt to discuss anarchist ideas on the question +of revolutionary organisation. Rather, he prefers to present a somewhat +distorted account of the ideas of Bakunin on the structural aspects of his +organisation, ideas which died with him in 1876! Secondly, as Stack fails to +discuss how anarchists (including Bakunin) see their organisations operating, +its hard to determine whether they are _"ineffective"_ or _"elitist."_ This is +hardly surprising, as they are neither. Thirdly, even as regards his own +example (Bakunin's Alliance) his claim that it was _"ineffectual"_ seems +inappropriate in the extreme. Whether it was _"elitist"_ or _"downright +bizarre"_ is hard to determine, as Stack quotes an unnamed author and their +quotes from its structure. Fourthly, and ironically for Stack, Lenin's +_"model"_ shared many of the same features as those of Bakunin's! + +Significantly, Stack fails to discuss any of the standard anarchist ideas on +how revolutionaries should organise. As we discuss in [section +J.3](secJ3.html), there are three main types: the _"synthesis"_ federation, +the _"class struggle"_ federation and those inspired by the _"Platform."_ In +the twenty-first century, these are the main types of anarchist organisation. +As such, it would be extremely hard to argue that these are _"elitist,"_ +_"ineffective"_ or _"downright bizarre."_ What these organisational ideas have +in common is the vision of an anarchist organisation as a federation of +autonomous self-managed groups which work with others as equals. How can +directly democratic organisations, which influence others by the force of +their ideas and by their example, be _"elitist"_ or _"downright bizarre"_? +Little wonder, then, that Stack used an example from 1868 to attack anarchism +in the twenty-first century! If he actually presented an honest account of +anarchist ideas then his claims would quickly be seen to be nonsense. And as +for the claim of being _"ineffective,"_ well, given that Stack's article is an +attempt to combat anarchist influence in the anti-globalisation movement it +would suggest the opposite. + +Even looking at the example of Bakunin's Alliance, we can see evidence that +Stack's summary is simply wrong. It seems strange for Stack to claim that the +Alliance was _"ineffective."_ After all, Marx spent many years combating it +(and Bakunin's influence) in the First International. Indeed, so effective was +it that anarchist ideas dominated most sections of that organisation, forcing +Marx to move the General Council to America to ensure that it did not fall +into the hands of the anarchists (i.e. of the majority). Moreover, it was +hardly _"ineffective"_ when it came to building the International. As Marxist +Paul Thomas notes, _"the International was to prove capable of expanding its +membership only at the behest of the Bakuninists [sic!]"_ and _"[w]herever the +International was spreading, it was doing so under the mantle of Bakuninism."_ +[**Karl Marx and the Anarchists**, p. 315 and p. 319] Even Engels had to admit +that the Spanish section was _"one of finest organisations within the +International_ (which the Spanish Marxists had to _"rescue from the influence +of the Alliance humbugs"_). [**Collected Works**, vol. 23, p. 292] + +Yet Stack considers this as an example of an _"ineffective"_ organisation! +But, to be fair, this seems to have been a common failing with Marxists. In +1877, for example, Engels showed his grasp of things by saying _"we may safely +predict that the new departure [in Spain] will not come from these 'anarchist' +spouters, but from the small body of intelligent and energetic workmen who, in +1872, remained true to the International."_ [Marx, Engels, Lenin, **Anarchism +and Anarcho-Syndicalism**, p. 163] In reality, the Spanish Socialist Party was +bureaucratic and reformist to the core while it was the anarchists who made +the Spanish labour movement the most dynamic and revolutionary in the world. + +As regards Stack's summary of Bakunin's organisation goes, we must note that +Stack is quoting an unnamed source on Bakunin's views on this subject. We, +therefore, have no way of evaluating whether this is a valid summary of +Bakunin's ideas on this matter. As we indicate elsewhere (see [section +J.3.7](secJ3.html#secj37)) Leninist summaries of Bakunin's ideas on secret +organising usually leave a lot to be desired (by usually leaving a lot out or +quoting out of context certain phrases). As such, and given the total lack of +relevance of this model for anarchists since the 1870s, we will not bother to +discuss this summary. Simply put, it is a waste of time to discuss an +organisational model which no modern anarchist supports. + +Moreover, there is a key way in which Bakunin's ideas on this issue were far +**less** _"elitist"_ and **more** _"democratic"_ than Lenin's model. Simply, +Bakunin always stressed that his organisation _"rules out any idea of +dictatorship and custodial control."_ [**Michael Bakunin: Selected Writings**, +p. 172] The _"main purpose and task of the organisation,"_ he argued, would be +to _"help the people to achieve self-determination."_ It would _"not threaten +the liberty of the people because it is free from all official character"_ and +_"not placed above the people like state power."_ Its programme _"consists of +the fullest realisation of the liberty of the people"_ and its influence is +_"not contrary to the free development and self-determination of the people, +or its organisation from below according to its own customs and instincts +because it acts on the people only by the natural personal influence of its +members who are not invested with any power."_ Thus the revolutionary group +would be the _"helper"_ of the masses, with an "organisation within the people +itself."_ [quoted by Michael Confino, **Daughter of a Revolutionary**, p. 259, +p. 261, p. 256 and p. 261] The revolution itself would see _"an end to all +masters and to domination of every kind, and the free construction of popular +life in accordance with popular needs, not from above downward, as in the +state, but from below upward, by the people themselves, dispensing with all +governments and parliaments - a voluntary alliance of agricultural and factory +worker associations, communes, provinces, and nations; and, finally, . . . +universal human brotherhood triumphing on the ruins of all the states."_ +[Bakunin, **Statism and Anarchy**, p. 33] In other words, Bakunin saw the +social revolution in terms of popular participation and control, **not** the +seizing of power by a "revolutionary" party or group. + +Unlike Lenin, Bakunin did not confuse party power with people power. His +organisation, for all it faults (and they were many), did not aim to take +power in the name of the working class and exercise power through a +centralised, top-down state. Rather, its would be based on the _"natural +influence"_ of its members within mass organisations. The influence of +anarchists would, therefore, be limited to the level by which their specific +ideas were accepted by other members of the same organisations after +discussion and debate. As regards the nature of the labour movement, we must +point out that Bakunin provided the same _"serious"_ answer as the anarcho- +syndicalists - namely, revolutionary labour unionism. As we discuss in +[section H.2.8](secH2.html#sech28), Bakunin's ideas on this matter are nearly +identical to those of the syndicalists Stack praises. + +As noted, however, no anarchist group has reproduced the internal structure of +the Alliance, which means that Stack's point is simply historical in nature. +Sadly this is not the case with his own politics as the ideas he attacks +actually parallel Lenin's model in many ways (although, as indicated above, +how Bakunin's organisation would function in the class struggle was +fundamentally different, as Lenin's party sought power for itself). Given that +Stack is proposing Lenin's model as a viable means of organising +revolutionaries, it is useful to summarise it. We shall take as an example two +statements issued by the Second World Congress of the Communist International +in 1920 under the direction of Lenin. These are _"Twenty-One Conditions of +Communism"_ and _"Theses on the Role of the Communist Party in the Proletarian +Revolution."_ These two documents provide a vision of Leninist organisation +which is fundamentally elitist. + +Lenin's _"model"_ is clear from these documents. The parties adhering to the +Communist International had to have two overlapping forms, one legal (i.e. +public) and another _"illegal"_ (i.e. secret). It was the _"duty"_ of these +parties _"to create everywhere a parallel illegal organisational apparatus."_ +[**Proceedings and Documents of the Second Congress 1920**, vol. 2, p. 767] +Needless to say, this illegal organisation would be the real controlling body, +as it would have to be made up of trusted communists and could only be even +more tightly centralised than the open party as its members could only be +appointed from above by the illegal organisation's central committee. To +stress that the _"illegal"_ (i.e. secret) organisation controlled the party, +the Communist International agreed that that _"[i]n countries where the +bourgeoisie . . . is still in power, the Communist parties must learn to +combine legal and illegal activity in a planned way. However, the legal work +must be placed under the actual control of the illegal party at all times."_ +[**Op. Cit.**, vol. 1, p. 198-9] In this, it should be noted, the Leninists +followed Marx's in 1850 comments (which he later rejected) on the need to +_"establish an independent secret and public organisation of the workers' +party."_ [**Collected Works**, vol. 10, p. 282] + +Even in its open, public mode, the Communist Party was to be a highly +centralised organisation, with all decisions on the national level made by the +Central Committee. The parties must be as centralised as possible, with a +party centre which has strength and authority and is equipped with the most +comprehensive powers. Also, the party press and other publications, and all +party publishing houses, must be subordinated to the party presidium. This +applied on an international level as well, with the decisions of the Communist +International's Executive Committee binding on all parties belonging to it. +[**Op. Cit.**, vol. 2, p. 769] Moreover, _"Communist cells of all kinds must +be subordinate to each other in a strictly hierarchical order of rank as +precisely as possible."_ Democratic centralism itself was fundamentally +hierarchical, with its _"basic principles"_ being that _"the higher bodies +shall be elected by the lower, that all instructions of the higher bodies are +categorically and necessarily binding on the lower."_ Indeed, _"there shall be +a strong party centre whose authority is universally and unquestionably +recognised for all leading party comrades in the period between congresses."_ +Any _"advocacy of broad 'autonomy' for the local party organisations only +weakens the ranks of the Communist Party"_ and _"favours petty-bourgeois, +anarchist and disruptive tendencies."_ [**Op. Cit.**, vol. 1, p. 198] + +It seems strange for Stack to argue that Bakunin's ideas (assuming he presents +an honest account of them, of course) were _"far more elitist and less +democratic than Lenin's model"_ as they obviously were not. Indeed, the +similarities between Stack's summary of Bakunin's ideas and Leninist theory +are striking. The Leninist party has the same division between open and secret +(legal and illegal) structures as in Bakunin's, the same centralism and top- +down nature. Lenin argued that _"[i]n all countries, even in those that are +freest, most 'legal,' and most 'peaceful' . . . it is now absolutely +indispensable for every Communist Party to systematically combine legal and +illegal work, legal and illegal organisation."_ He stressed that _"[o]nly the +most reactionary philistine, no matter what cloak of fine 'democratic' and +pacifist phrases he may don, will deny this fact or the conclusion that of +necessity follows from it, viz., that all legal Communist parties must +immediately form illegal organisations for the systematic conduct of illegal +work."_ [**Collected Works**, vol. 31, p. 195] This was due to the threat of +state repression, which also faced Bakunin's Alliance. As Murray Bookchin +argued, _"Bakunin's emphasis on conspiracy and secrecy can be understood only +against the social background of Italy, Spain, and Russia the three countries +in Europe where conspiracy and secrecy were matters of sheer survival."_ +[**The Spanish Anarchists**, p. 24] + +For anarchists, the similarity in structure between Bakunin and Lenin is no +source of embarrassment. Rather, we argue that it is due to a similarity in +political conditions in Russia and **not** similarities in political ideas. If +we look at Bakunin's ideas on social revolution and the workers' movement we +see a fully libertarian perspective \- of a movement from the bottom-up, based +on the principles of direct action, self-management and federalism. Anarchists +since his death have applied **these** ideas to the specific anarchist +organisation as well, rejecting the non-libertarian elements of Bakunin's +ideas which Stack correctly (if somewhat hypocritically and dishonestly) +denounces. All in all, Stack has shown himself to be a hypocrite or, at best, +a _"most reactionary philistine"_ (to use Lenin's choice expression). + +In addition, it would be useful to evaluate the effectiveness of Stack's +Leninist alternative. Looking at the outcome of the Russian Revolution, we can +only surmise that it is not very effective. This was because its goal is meant +to be a socialist society based on soviet democracy. Did the Russian +Revolution actually result in such a society? Far from it. The Kronstadt +revolt was repressed in 1921 because it demanded soviet democracy. Nor was +this an isolated example. The Bolsheviks had been disbanding soviets with +elected non-Bolshevik majorities since early 1918 (i.e. **before** the start +of the Civil War) and by 1920 leading Bolsheviks were arguing that +dictatorship of the proletariat could only be expressed by means of the +dictatorship of the party. Clearly, the Bolshevik method is hardly +_"effective"_ in the sense of achieving its stated goals. Nor was it +particularly effective before the revolution either. During the 1905 +revolution, the Bolsheviks opposed the councils of workers' deputies (soviets) +which had been formed and gave them an ultimatum: either accept the programme +of the Bolsheviks or else disband! The soviets ignored them. In February 1917 +the Bolshevik party opposed the actions that produced the revolution which +overthrew the Tsar. Simply put, the one event that validates the Bolshevik +model is the October Revolution of 1917 and even that failed (see [section +H.5.12](secH5.html#sech512)). + +Moreover, it backfires on his own politics. The very issues which Stack raises +as being _"elitist"_ in Bakunin (secret and open organisation, centralisation, +top-down decision making) are shared by Lenin. Given that no other anarchist +organisation has ever followed the Alliance structure (and, indeed, it is even +doubtful the Alliance followed it!), it makes a mockery of the scientific +method to base a generalisation on an exception rather than the norm (indeed, +the only exception). For Stack to use Bakunin's ideas on this issue as some +kind of evidence against anarchism staggers belief. Given that anarchists +reject Bakunin's ideas on this subject while Leninists continue to subscribe +to Lenin's, it is very clear that Stack is being extremely hypocritical in +this matter. + +One of Stack's comrades in the SWP highlighted another of the great Marxist +myths about anarchist organisation when he stated categorically that _"[a]ll +the major anarchist organisations in history have been centralised but have +operated in secret."_ As evidence they echo Stack's distortions of Bakunin's +Alliance before stating that the _"anarchist organisation inside the Spanish +C.N.T., the F.A.I., was centralised and secret. A revolutionary party thrives +on open debate and common struggle with wider groups of workers."_ +[**Socialist Worker**, no. 1714, 16/09/2000] + +It is just as well it stated _"all the major anarchist organisations"_ as it +is vague enough to allow the denial of obvious counter-examples as not being +"major" enough. We can point to hundreds of anarchist organisations that +are/were not secret. For example, the Italian Anarchist Union (UAI) was a non- +secret organisation. Given that it had around 20,000 members in 1920, we +wonder by what criteria the SWP excludes it from being a _"major anarchist +organisation"_? After all, estimates of the membership of the F.A.I. vary from +around 6,000 to around 30,000. Bakunin's "Alliance" amounted to, at most, +under 100. In terms of size, the UAI was equal to the F.A.I. and outnumbered +the "Alliance" considerably. Why was the UAI not a _"major anarchist +organisation"_? Then there are the French anarchist organisations. In the +1930, the **Union Anarchiste** had over 2,000 members, an influential +newspaper and organised many successful public meetings and campaigns (see +David Berry's **A History of the French Anarchist movement, 1917-1945** for +details). Surely that counts as a _"major anarchist organisation"_? Today, the +French Anarchist Federation has a weekly newspaper and groups all across +France as well as in Belgium. That is not secret and is one of the largest +anarchist organisations in the world. We wonder why the SWP excluded such +examples? Needless to say, all of these were based on federal structures +rather than centralised ones. + +As for the Spanish Anarchists, the common Leninist notion that it was +centralised seems to flow from Felix Morrow's assertion that _"Spanish +Anarchism had in the FAI a highly centralised party apparatus through which it +maintained control of the CNT."_ [**Revolution and Counter-Revolution in +Spain**, p. 100] Like the SWP, no attempt was made to provide evidence to +support this claim. It undoubtedly flows from the dogmatic Leninist belief +that centralism is automatically more efficient than federalism combined with +the fact that the Leninists could not take over the CNT. However, in reality, +the FAI neither controlled the CNT nor was it centralised or secret. + +The FAI - the Iberian Anarchist Federation - was a federation of regional +federations (including the Portuguese Anarchist Union). These regional +federations, in turn, were federations of highly autonomous anarchist affinity +groups. _"Like the CNT,"_ noted Murray Bookchin, _"the FAI was structured +along confederal lines . . . Almost as a matter of second nature, dissidents +were permitted a considerable amount of freedom in voicing and publishing +material against the leadership and established policies."_ The FAI _"was more +loosely jointed as an organisation than many of its admirers and critics seem +to recognise. It has no bureaucratic apparatus, no membership cards or dues, +and no headquarters with paid officials, secretaries, and clerks. . . They +jealously guarded the autonomy of their affinity groups from the authority of +higher organisational bodies - a state of mind hardly conducive to the +development of a tightly knit, vanguard organisation . . . It had no official +program by which all **faistas** could mechanically guide their actions."_ +[**The Spanish Anarchists**, pp. 197-8] So regardless of Morrow's claims, the +FAI was a federation of autonomous affinity groups in which, as one member put +it, _"[e]ach FAI group thought and acted as it deemed fit, without bothering +about what the others might be thinking or deciding . . . they had no . . . +opportunity or jurisdiction . . . to foist a party line upon the grass- +roots."_ [Francisco Carrasquer, quoted by Stuart Christie, **We, the +Anarchists!**, p. 28] + +Was the F.A.I. a "secret" organisation? When it was founded in 1927, Spain was +under the dictatorship of Primo de Rivera and so it was illegal and secret by +necessity. As Stuart Christie correctly notes, _"[a]s an organisation publicly +committed to the overthrow of the dictatorship, the F.A.I. functioned, from +1927 to 1931, as an illegal rather than a secret organisation. From the birth +of the Republic in 1931 onwards, the F.A.I. was simply an organisation which, +until 1937, refused to register as an organisation as required by Republican +Law."_ [**Op. Cit.**, p. 24] Thus it was illegal rather than secret. As one +anarchist militant asked, _"[i]f it was secret, how come I was able to attend +F.A.I. meetings without ever having joined or paid dues to the 'specific' +organisation?"_ [Francesco Carrasquer, quoted by Christie, **Op. Cit.**, p. +24] The organisation held public meetings, attended by thousands, as well as +journals and newspapers. Its most notable members, such as Durruti, hardly +kept their affiliation secret. Moreover, given the periods of repression +suffered by the Spanish libertarian movement throughout its history (including +being banned and forced underground during the Republic) being an illegal +organisation made perfect sense. The SWP, like most Marxists, ignore +historical context and so mislead the reader. + +Did the F.A.I. ignore _"open debate and common struggle."_ No, of course not. +The members of the F.A.I. were also members of the C.N.T. The C.N.T. was based +around mass assemblies in which all members could speak. It was here that +members of the F.A.I. took part in forming C.N.T. policy along with other +C.N.T. members. Anarchists in the C.N.T. who were not members of the F.A.I. +indicate this. Jose Borras Casacarosa noted that _"[o]ne has to recognise that +the F.A.I. did not intervene in the C.N.T. from above or in an authoritarian +manner as did other political parties in the unions. It did so from the base +through militants . . . the decisions which determined the course taken by the +C.N.T. were taken under constant pressure from these militants."_ Jose Campos +states that F.A.I. militants _"tended to reject control of confederal +committees and only accepted them on specific occasions . . . if someone +proposed a motion in assembly, the other F.A.I. members would support it, +usually successfully. It was the individual standing of the faista in open +assembly."_ [quoted by Stuart Christie, **Op. Cit.**, p. 62] It should be +remembered that at union conferences and congresses the _"delegates, whether +or not they were members of the FAI, were presenting resolutions adopted by +their unions at open membership meetings. Actions taken at the congress had to +be reported back to their unions at open meetings, and given the degree of +union education among the members, it was impossible for delegates to support +personal, non-representative positions."_ [Juan Gomez Casas, **Anarchist +Organisation: The History of the FAI**, p. 121] + +Significantly, it should be noted that Morrow was re-cycling an argument which +was produced by the reformist wing of the CNT in the 1930s after it had lost +influence in the union rank-and-file (_"The myth of the FAI as conqueror and +ruler of the CNT was created basically by the **Treinistas**."_ [Juan Gomez +Casas, **Op. Cit.**, p. 134] ). That a Trotskyist should repeat the arguments +of failed bureaucrats in the CNT is not too surprising in that Trotskyism +itself is simply the ideology of Russian failed bureaucrats. + +Clearly, the standard Marxist account of anarchist organisations leave a lot +to be desired. They concentrate on just one or two examples (almost always +Bakunin's Alliance or the FAI, usually both) and ignore the vast bulk of +anarchist organisations. Their accounts of the atypical organisations they do +pick is usually flawed, particularly in the case of the FAI where they simply +do not understand the historic context nor how it actually did organise. +Finally, somewhat ironically, in their attacks on Bakunin's ideas they fail to +note the similarities between his ideas and Lenin's and, equally +significantly, the key areas in which they differ. All in all, anarchists +would argue that it is Leninist ideas on the vanguard party which are +_"elitist,"_ _"ineffective"_ and _"downright bizarre."_ As we discuss in +[section H.5](secH5.html), the only thing the Leninist "revolutionary"_ party +is effective for is replacing one set of bosses with a new set (the leaders of +the party). + diff --git a/markdown/secH3.md b/markdown/secH3.md new file mode 100644 index 0000000000000000000000000000000000000000..7b987acefec5e6047700e0553478df09583a6b33 --- /dev/null +++ b/markdown/secH3.md @@ -0,0 +1,6327 @@ +# H.3 What are the myths of state socialism? + +Ask most people what socialism means and they will point to the Soviet Union, +China, Cuba and a host of other authoritarian, centralised, exploitative and +oppressive party dictatorships. These regimes have in common two things. +Firstly, the claim that their rulers are Marxists or socialists. Secondly, +that they have successfully alienated millions of working class people from +the very idea of socialism. Indeed, the supporters of capitalism simply had to +describe the "socialist paradises" as they really are in order to put people +off socialism. The Stalinist regimes and their various apologists (and even +"opponents", like the Trotskyists, who defended them as _"degenerated workers' +states"_) let the bourgeoisie have an easy time in dismissing all working- +class demands and struggles as so many attempts to set up similar party +dictatorships. + +The association of _"socialism"_ or _"communism"_ with these dictatorships has +often made anarchists wary of calling themselves socialists or communists in +case our ideas are associated with them. As Errico Malatesta argued in 1924: + +> _ "I foresee the possibility that the communist anarchists will gradually +abandon the term 'communist': it is growing in ambivalence and falling into +disrepute as a result of Russian 'communist' despotism. If the term is +eventually abandoned this will be a repetition of what happened with the word +'socialist.' We who, in Italy at least, were the first champions of socialism +and maintained and still maintain that we are the true socialists in the broad +and human sense of the word, ended by abandoning the term to avoid confusion +with the many and various authoritarian and bourgeois deviations of socialism. +Thus too we may have to abandon the term 'communist' for fear that our ideal +of free human solidarity will be confused with the avaricious despotism which +has for some time triumphed in Russia and which one party, inspired by the +Russian example, seeks to impose world-wide."_ [**The Anarchist Revolution**, +p. 20] + +That, to a large degree happened with anarchists simply calling themselves by +that name (without adjectives) or libertarians to avoid confusion. This, +sadly, resulted in two problems. Firstly, it gave Marxists even more potential +to portray anarchism as being primarily against the state and not being as +equally opposed to capitalism, hierarchy and inequality (as we argue in +[section H.2.4](secH2.html#sech24), anarchists have opposed the state as just +one aspect of class and hierarchical society). Secondly, extreme right-wingers +tried to appropriate the names _"libertarian"_ and _"anarchist"_ to describe +their vision of extreme capitalism as _"anarchism,"_ they claimed, was simply +_"anti-government"_ (see [section F](secFcon.html) for discussion on why +"anarcho"-capitalism is not anarchist). To counter these distortions of +anarchist ideas, many anarchists have re-appropriated the use of the words +_"socialist"_ and _"communist,"_ although always in combination with the words +_"anarchist"_ and _"libertarian."_ + +Such combination of words is essential as the problem Malatesta predicted +still remains. If one thing can be claimed for the 20th century, it is that it +has seen the word _"socialism"_ become narrowed and restricted into what +anarchists call _"state socialism"_ \- socialism created and run from above, +by the state (i.e. by the state bureaucracy and better described as state +capitalism). This restriction of "socialism" has been supported by both +Stalinist and Capitalist ruling elites, for their own reasons (the former to +secure their own power and gain support by associating themselves with +socialist ideals, the latter by discrediting those ideas by associating them +with the horror of Stalinism). The Stalinist _"leadership thus portrays itself +as socialist to protect its right to wield the club, and Western ideologists +adopt the same pretence in order to forestall the threat of a more free and +just society."_ The latter use it as _"a powerful ideological weapon to +enforce conformity and obedience,"_ to _"ensure that the necessity to rent +oneself to the owners and managers of these [capitalist] institutions will be +regarded as virtually a natural law, the only alternative to the 'socialist' +dungeon."_ In reality, _"if there is a relation"_ between Bolshevism and +socialism, _"it is the relation of contradiction."_ [_"The Soviet Union versus +Socialism"_, pp. 47-52, **The Radical Papers**, Dimitrios I. Roussopoulos +(ed.), pp. 47-8] + +This means that anarchists and other libertarian socialists have a major task +on their hands - to reclaim the promise of socialism from the distortions +inflicted upon it by both its enemies (Stalinists and capitalists) and its +erstwhile and self-proclaimed supporters (Social Democracy and its offspring +Bolshevism). A key aspect of this process is a critique of both the practice +and ideology of Marxism and its various offshoots. Only by doing this can +anarchists prove, to quote Rocker, that _"**Socialism will be free, or it will +not be at all**."_ [**Anarcho-Syndicalism**, p. 14] + +Such a critique raises the problem of which forms of "Marxism" to discuss. +There is an extremely diverse range of Marxist viewpoints and groups in +existence. Indeed, the different groups spend a lot of time indicating why all +the others are not "real" Marxists (or Marxist-Leninists, or Trotskyists, and +so on) and are just "sects" without "real" Marxist theory or ideas. This +"diversity" is, of course, a major problem (and somewhat ironic, given that +some Marxists like to insult anarchists by stating there are as many forms of +anarchism as anarchists!). Equally, many Marxists go further than dismissing +specific groups. Some even totally reject other branches of their movement as +being non-Marxist (for example, some Marxists dismiss Leninism as having +little, or nothing, to do with what they consider the _"real"_ Marxist +tradition to be). This means that discussing Marxism can be difficult as +Marxists can argue that our FAQ does not address the arguments of this or that +Marxist thinker, group or tendency. + +With this in mind, this section of the FAQ will concentrate on the works of +Marx and Engels (and so the movement they generated, namely Social Democracy) +as well as the Bolshevik tradition started by Lenin and continued (by and +large) by Trotsky. These are the core thinkers (and the recognised +authorities) of most Marxists and so latter derivations of these tendencies +can be ignored (for example Maoism, Castroism and so on). It should also be +noted that even this grouping will produce dissent as some Marxists argue that +the Bolshevik tradition is not part of Marxism. This perspective can be seen +in the _"impossiblist"_ tradition of Marxism (e.g. the **Socialist Party of +Great Britain** and its sister parties) as well as in the left/council +communist tradition (e.g. in the work of such Marxists as Anton Pannekoek and +Paul Mattick). The arguments for their positions are strong and well worth +reading (indeed, any honest analysis of Marxism and Leninism cannot help but +show important differences between the two). However, as the vast majority of +Marxists today are also Leninists, we have to reflect this in our FAQ (and, in +general, we do so by referring to "mainstream Marxists" as opposed to the +small minority of libertarian Marxists). + +Another problem arises when we consider the differences not only between +Marxist tendencies, but also within a specific tendency before and after its +representatives seize power. For example, as Chomsky pointed out, _"there are +. . . very different strains of Leninism . . . there's the Lenin of 1917, the +Lenin of the 'April Theses' and **State and Revolution**. That's one Lenin. +And then there's the Lenin who took power and acted in ways that are +unrecognisable . . . compared with, say, the doctrines of 'State and +Revolution.' . . . this [is] not very hard to explain. There's a big +difference between the libertarian doctrines of a person who is trying to +associate himself with a mass popular movement to acquire power and the +authoritarian power of somebody who's taken power and is trying to consolidate +it. . . that is true of Marx also. There are competing strains in Marx."_ As +such, this section of our FAQ will try and draw out the contradictions within +Marxism and indicate what aspects of the doctrine aided the development of the +"second" Lenin for the seeds from which authoritarianism grew post-October +1917 existed from the start. Anarchists agree with Chomsky, namely that he +considered it _"characteristic and unfortunate that the lesson that was drawn +from Marx and Lenin for the later period was the authoritarian lesson. That +is, it's the authoritarian power of the vanguard party and destruction of all +popular forums in the interests of the masses. That's the Lenin who became +know to later generations. Again, not very surprisingly, because that's what +Leninism really was in practice."_ [**Language and Politics**, p. 152] + +Ironically, given Marx's own comments on the subject, a key hindrance to such +an evaluation is the whole idea and history of Marxism itself. While, as +Murray Bookchin noted _"to his lasting credit,"_ Marx tried (to some degree) +_"to create a movement that looks to the future instead of to the past,"_ his +followers have not done so. _"Once again,"_ Bookchin argued, _"the dead are +walking in our midst - ironically, draped in the name of Marx, the man who +tried to bury the dead of the nineteenth century. So the revolution of our own +day can do nothing better than parody, in turn, the October Revolution of 1918 +and the civil war of 1918-1920 . . . The complete, all-sided revolution of our +own day . . . follows the partial, the incomplete, the one-sided revolutions +of the past, which merely changed the form of the 'social question,' replacing +one system of domination and hierarchy by another."_ [**Post-Scarcity +Anarchism**, p. 108 and p. 109] In Marx's words, the _"tradition of all the +dead generations weighs down like a nightmare on the brain of the living."_ +Yet his own work, and the movements it inspired, now add to this dead-weight. +In order to ensure, as Marx put it, the social revolution draws is poetry from +the future rather than the past, Marxism itself must be transcended. + +Which, of course, means evaluating both the theory **and** practice of +Marxism. For anarchists, it seems strange that for a body of work whose +followers stress is revolutionary and liberating, its results have been so +bad. If Marxism is so obviously revolutionary and democratic, then why have so +few of the people who read it drawn those conclusions? How could it be +transmuted so easily into Stalinism? Why are there so few **libertarian** +Marxists, if it were Lenin (or, following Lenin, Social Democracy) which +"misinterpreted" Marx and Engels? So when Marxists argue that the problem is +in the interpretation of the message not in the message itself, anarchists +reply that the reason these numerous, allegedly false, interpretations exist +at all simply suggests that there are limitations within Marxism **as such** +rather than the readings it has been subjected to. When something repeatedly +fails and produces such terrible results in the progress then there has to be +a fundamental flaw somewhere. Thus Cornelius Castoriadis: + +> _ "Marx was, in fact, the first to stress that the significance of a theory +cannot be grasped independently of the historical and social practice it +inspires and initiates, to which it gives rise, in which it prolongs itself +and under cover of which a given practice seeks to justify itself. + +> + +> "Who, today, would dare proclaim that the only significance of Christianity +for history is to be found in reading unaltered versions of the Gospels or +that the historical practice of various Churches over a period of some 2,000 +years can teach us nothing fundamental about the significance of this +religious movement? A 'faithfulness to Marx' which would see the historical +fate of Marxism as something unimportant would be just as laughable. It would +in fact be quite ridiculous. Whereas for the Christian the revelations of the +Gospels have a transcendental kernel and an intemporal validity, no theory +could ever have such qualities in the eyes of a Marxist. To seek to discover +the meaning of Marxism only in what Marx wrote (while keeping quiet about what +the doctrine has become in history) is to pretend - in flagrant contradiction +with the central ideas of that doctrine - that real history doesn't count and +that the truth of a theory is always and exclusively to be found 'further on.' +It finally comes to replacing revolution by revelation and the understanding +of events by the exegesis of texts."_ [_"The Fate of Marxism,"_ pp. 75-84 +**The Anarchist Papers**, Dimitrios Roussopoulos (ed.), p. 77] + +This does not mean forsaking the work of Marx and Engels. It means rejecting +once and for all the idea that two people, writing over a period of decades +over a hundred years ago have all the answers. As should be obvious! +Ultimately, anarchists think we have to **build** upon the legacy of the past, +not squeeze current events into it. We should stand on the shoulders of +giants, not at their feet. + +Thus this section of our FAQ will attempt to explain the various myths of +Marxism and provide an anarchist critique of it and its offshoots. Of course, +the ultimate myth of Marxism is what Alexander Berkman called _"The Bolshevik +Myth,"_ namely the idea that the Russian Revolution was a success. However, +given the scope of this revolution, we will not discuss it fully here except +when it provides useful empirical evidence for our critique (see [section +H.6](secH6.html) for more on the Russian Revolution). Our discussion here will +concentrate for the most part on Marxist theory, showing its inadequacies, its +problems, where it appropriated anarchist ideas and how anarchism and Marxism +differ. This is a big task and this section of the FAQ can only be a small +contribution to it. + +As noted above, there are minority trends in Marxism which are libertarian in +nature (i.e. close to anarchism). As such, it would be simplistic to say that +anarchists are _"anti-Marxist"_ and we generally do differentiate between the +(minority) libertarian element and the authoritarian mainstream of Marxism +(i.e. Social-Democracy and Leninism in its many forms). Without doubt, Marx +contributed immensely to the enrichment of socialist ideas and analysis (as +acknowledged by Bakunin, for example). His influence, as to be expected, was +both positive and negative. For this reason he must be read and discussed +critically. This FAQ is a contribution to this task of transcending the work +of Marx. As with anarchist thinkers, we must take what is useful from Marx and +reject the rubbish. But never forget that anarchists are anarchists precisely +because we think that anarchist thinkers have got more right than wrong and we +reject the idea of tying our politics to the name of a long dead thinker. + +## H.3.1 Do Anarchists and Marxists want the same thing? + +Ultimately, the greatest myth of Marxism is the idea that anarchists and most +Marxists want the same thing. Indeed, it could be argued that it is anarchist +criticism of Marxism which has made them stress the similarity of long term +goals with anarchism. _"Our polemics against [the Marxists],"_ Bakunin argued, +_"have forced them to recognise that freedom, or anarchy - that is, the +voluntary organisation of the workers from below upward - is the ultimate goal +of social development."_ He stressed that the means to this apparently similar +end were different. The Marxists _"say that [a] state yoke, [a] dictatorship, +is a necessary transitional device for achieving the total liberation of the +people: anarchy, or freedom, is the goal, and the state, or dictatorship, is +the means . . . We reply that no dictatorship can have any other objective +than to perpetuate itself, and that it can engender and nurture only slavery +in the people who endure it. Liberty can be created only by liberty, by an +insurrection of all the people and the voluntary organisation of the workers +from below upwards."_ [**Statism and Anarchy**, p. 179] + +As such, it is commonly taken for granted that the ends of both Marxists and +Anarchists are the same, we just disagree over the means. However, within this +general agreement over the ultimate end (a classless and stateless society), +the details of such a society are somewhat different. This, perhaps, is to be +expected given the differences in means. As is obvious from Bakunin's +argument, anarchists stress the unity of means and goals, that the means which +are used affect the goal reached. This unity between means and ends is +expressed well by Martin Buber's observation that _"[o]ne cannot in the nature +of things expect a little tree that has been turned into a club to put forth +leaves."_ [**Paths in Utopia**, p. 127] In summary, we cannot expect to reach +our end destination if we take a path going in the opposite direction. As +such, the agreement on ends may not be as close as often imagined. + +So when it is stated that anarchists and state socialists want the same thing, +the following should be borne in mind. Firstly, there are key differences on +the question of current tactics. Secondly, there is the question of the +immediate aims of a revolution. Thirdly, there is the long term goals of such +a revolution. These three aspects form a coherent whole, with each one +logically following on from the last. As we will show, the anarchist and +Marxist vision of each aspect are distinctly different, so suggesting that the +short, medium **and** long term goals of each theory are, in fact, different. +We will discuss each aspect in turn. + +First, there is the question of the nature of the revolutionary movement. Here +anarchists and most Marxists have distinctly opposing ideas. The former argue +that both the revolutionary organisation (i.e. an anarchist federation) and +the wider labour movement should be organised in line with the vision of +society which inspires us. This means that it should be a federation of self- +managed groups based on the direct participation of its membership in the +decision making process. Power, therefore, is decentralised and there is no +division between those who make the decisions and those who execute them. We +reject the idea of others acting on our behalf or on behalf of the people and +so urge the use of direct action and solidarity, based upon working class +self-organisation, self-management and autonomy. Thus, anarchists apply their +ideas in the struggle against the current system, arguing what is "efficient" +from a hierarchical or class position is deeply inefficient from a +revolutionary perspective. + +Marxists disagree. Most Marxists are also Leninists. They argue that we must +form a _"vanguard"_ party based on the principles of _"democratic centralism"_ +complete with institutionalised and hierarchical leadership. They argue that +how we organise today is independent of the kind of society we seek and that +the party should aim to become the recognised leadership of the working class. +Every thing they do is subordinated to this end, meaning that no struggle is +seen as an end in itself but rather as a means to gaining membership and +influence for the party until such time as it gathers enough support to seize +power. As this is a key point of contention between anarchists and Leninists, +we discuss this in some detail in [section H.5](secH5.html) and its related +sections and so not do so here. + +Obviously, in the short term anarchists and Leninists cannot be said to want +the same thing. While we seek a revolutionary movement based on libertarian +(i.e. revolutionary) principles, the Leninists seek a party based on +distinctly bourgeois principles of centralisation, delegation of power and +representative over direct democracy. Both, of course, argue that only their +system of organisation is effective and efficient (see [section +H.5.8](secH5.html#sech58) on a discussion why anarchists argue that the +Leninist model is not effective from a revolutionary perspective). The +anarchist perspective is to see the revolutionary organisation as part of the +working class, encouraging and helping those in struggle to clarify the ideas +they draw from their own experiences and its role is to provide a lead rather +than a new set of leaders to be followed (see [section +J.3.6](secJ3.html#secj36) for more on this). The Leninist perspective is to +see the revolutionary party as the leadership of the working class, +introducing socialist consciousness into a class which cannot generate itself +(see [section H.5.1](secH5.html#sech51)). + +Given the Leninist preference for centralisation and a leadership role by +hierarchical organisation, it will come as no surprise that their ideas on the +nature of post-revolutionary society are distinctly different from anarchists. +While there is a tendency for Leninists to deny that anarchists have a clear +idea of what will immediately be created by a revolution (see [section +H.1.4](secH1.html#sech14)), we do have concrete ideas on the kind of society a +revolution will immediately create. This vision is in almost every way +different from that proposed by most Marxists. + +Then there is the question of the state. Anarchists, unsurprisingly enough, +seek to destroy it. Simply put, while anarchists want a stateless and +classless society and advocate the means appropriate to those ends, most +Marxists argue that in order to reach a stateless society we need a new +"workers'" state, a state, moreover, in which their party will be in charge. +Trotsky, writing in 1906, made this clear: _"Every political party deserving +of the name aims at seizing governmental power and thus putting the state at +the service of the class whose interests it represents."_ [quoted by Israel +Getzler, **Marxist Revolutionaries and the Dilemma of Power**, p. 105] This +fits in with Marx's and Engels's repeated equation of universal suffrage with +the political power or political supremacy of the working class. In other +words, _"political power"_ simply means the ability to nominate a government +(see [section H.3.10](secH3.html#sech310)). + +While Marxists like to portray this new government as _"the dictatorship of +the proletariat,"_ anarchist argue that, in fact, it will be the dictatorship +**over** the proletariat. This is because if the working class **is** the +ruling class (as Marxists claim) then, anarchists argue, how can they delegate +their power to a government and remain so? Either the working class directly +manages its own affairs (and so society) or the government does. Any state is +simply rule by a few and so is incompatible with socialism (we discuss this +issue in [section H.3.7](secH3.html#sech37)). The obvious implication of this +is that Marxism seeks party rule, not working class direct management of +society (as we discuss in [section H.3.8](secH3.html#sech38), the Leninist +tradition is extremely clear on this matter). + +Then there is the question of the building blocks of socialism. Yet again, +there is a clear difference between anarchism and Marxism. Anarchists have +always argued that the basis of socialism is working class organisations, +created in the struggle against capitalism and the state. This applies to both +the social and economic structure of a post-revolutionary society. For most +forms of Marxism, a radically different picture has been the dominant one. As +we discuss in [section H.3.10](secH3.html#sech310), Marxists only reached a +similar vision for the political structure of socialism in 1917 when Lenin +supported the soviets as the framework of his workers' state. However, as we +prove in [section H.3.11](secH3.html#sech311), he did so for instrumental +purposes only, namely as the best means of assuring Bolshevik power. If the +soviets clashed with the party, it was the latter which took precedence. +Unsurprisingly, the Bolshevik mainstream moved from _"All Power to the +Soviets"_ to _"dictatorship of the party"_ rather quickly. Thus, unlike +anarchism, most forms of Marxism aim for party power, a "revolutionary" +government above the organs of working class self-management. + +Economically, there are also clear differences. Anarchists have consistently +argued that the workers _"ought to be the real managers of industries."_ +[Peter Kropotkin, **Fields, Factories and Workshops Tomorrow**, p. 157] To +achieve this, we have pointed to various organisations over time, such as +factory committees and labour unions. As we discuss in more detail in [section +H.3.12](secH3.html#sech312), Lenin, in contrast, saw socialism as being +constructed on the basis of structures and techniques (including management +ones) developed under capitalism. Rather than see socialism as being built +around new, working class organisations, Lenin saw it being constructed on the +basis of developments in capitalist organisation. _"The Leninist road to +socialism,"_ notes one expert on Lenin, _"emphatically ran through the terrain +of monopoly capitalism. It would, according to Lenin, abolish neither its +advanced technological base nor its institutionalised means for allocating +resources or structuring industry. . . The institutionalised framework of +advanced capitalism could, to put it shortly, be utilised for realisation of +specifically socialist goals. They were to become, indeed, the principal +(almost exclusive) instruments of socialist transformation."_ [Neil Harding, +**Leninism**, p.145] + +The role of workers' in this vision was basically unchanged. Rather than +demand, like anarchists, workers' self-management of production in 1917, Lenin +raised the demand for _"country-wide, all-embracing workers' control over the +capitalists"_ (and this is the _"important thing"_, **not** _"confiscation of +the capitalists' property"_) [**The Lenin Anthology**, p. 402] Once the +Bolsheviks were in power, the workers' own organs (the factory committees) +were integrated into a system of state control, losing whatever power they +once held at the point of production. Lenin then modified this vision by +replacing capitalists with (state appointed) _"one-man management"_ over the +workers (see [section H.3.14](secH3.html#sech314)). In other words, a form of +**state** capitalism in which workers would still be wage slaves under bosses +appointed by the state. Unsurprisingly, the _"control"_ workers exercised over +their bosses (i.e. those with **real** power in production) proved to be as +elusive in production as it was in the state. In this, Lenin undoubtedly +followed the lead of the **Communist Manifesto** which stressed state +ownership of the means of production without a word about workers' self- +management of production. As we discuss in [section +H.3.13](secH3.html#sech313), state "socialism" cannot help being _"state +capitalism"_ by its very nature. + +Needless to say, as far as means go, few anarchists and syndicalists are +complete pacifists. As syndicalist Emile Pouget argued, _"[h]istory teaches +that the privileged have never surrendered their privileges without having +been compelled so to do and forced into it by their rebellious victims. It is +unlikely that the bourgeoisie is blessed with an exceptional greatness of soul +and will abdicate voluntarily"_ and so _"[r]ecourse to force . . . will be +required."_ [**The Party Of Labour**] This does not mean that libertarians +glorify violence or argue that all forms of violence are acceptable (quite the +reverse!), it simply means that for self-defence against violent opponents +violence is, unfortunately, sometimes required. + +The way an anarchist revolution would defend itself also shows a key +difference between anarchism and Marxism. As we discussed in [section +H.2.1](secH2.html#sech21), anarchists (regardless of Marxist claims) have +always argued that a revolution needs to defend itself. This would be +organised in a federal, bottom-up way as the social structure of a free +society. It would be based on voluntary working class militias. This model of +working class self-defence was applied successfully in both the Spanish and +Ukrainian revolutions (by the CNT-FAI and the Makhnovists, respectively). In +contrast, the Bolshevik method of defending a revolution was the top-down, +hierarchical and centralised "Red Army". As the example of the Makhnovists +showed, the "Red Army" was not the only way the Russian Revolution could have +been defended although it was the only way Bolshevik power could be. + +So while Anarchists have consistently argued that socialism must be based on +working class self-management of production and society based on working class +organisations, the Leninist tradition has not supported this vision (although +it has appropriated some of its imagery to gain popular support). Clearly, in +terms of the immediate aftermath of a revolution, anarchists and Leninists do +not seek the same thing. The former want a free society organised and run from +below-upwards by the working class based on workers self-management of +production while the latter seek party power in a new state structure which +would preside over an essentially state capitalist economy. + +Lastly, there is the question of the long term goal. Even in this vision of a +classless and stateless society there is very little in common between +anarchist communism and Marxist communism, beyond the similar terminology used +to describe it. This is blurred by the differences in terminology used by both +theories. Marx and Engels had raised in the 1840s the (long term) goal of _"an +association, in which the free development of each is the condition for the +free development of all"_ replacing _"the old bourgeois society, with its +classes and class antagonisms,"_ in the **Communist Manifesto**. Before this +_"vast association of the whole nation"_ was possible, the proletariat would +be _"raise[d] . . . to the position of ruling class"_ and _"all capital"_ +would be _"centralise[d] . . . in the hands of the State, i.e. of the +proletariat organised as the ruling class."_ As economic classes would no +longer exist, _"the public power would lose its political character"_ as +political power _"is merely the organised power of one class for oppressing +another."_ [**Selected Works**, p. 53] + +It was this, the means to the end, which was the focus of much debate (see +[section H.1.1](secH1.html#sech11) for details). However, it cannot be assumed +that the ends desired by Marxists and anarchists are identical. The argument +that the _"public power"_ could stop being _"political"_ (i.e. a state) is a +tautology, and a particularly unconvincing one at that. After all, if +_"political power"_ is defined as being an instrument of class rule it +automatically follows that a classless society would have a non-political +_"public power"_ and so be without a state! This does not imply that a +_"public power"_ would no longer exist as a structure within (or, more +correctly, over) society, it just implies that its role would no longer be +_"political"_ (i.e. an instrument of class rule). Given that, according to the +Manifesto, the state would centralise the means of production, credit and +transportation and then organise it _"in accordance with a common plan"_ using +_"industrial armies, especially for agriculture"_ this would suggest that the +state structure would remain even after its _"political"_ aspects had, to use +Engels words, _"die[d] out."_ [Marx and Engels, **Op. Cit.**, pp. 52-3 and p. +424] + +From this perspective, the difference between anarchist communism and Marxist- +communism is clear. _"While both,"_ notes John Clark, _"foresee the +disappearance of the state, the achievement of social management of the +economy, the end of class rule, and the attainment of human equality, to +mention a few common goals, significant differences in ends still remain. +Marxist thought has inherited a vision which looks to high development of +technology with a corresponding degree of centralisation of social +institutions which will continue even after the coming of the social +revolution. . . . The anarchist vision sees the human scale as essential, both +in the techniques which are used for production, and for the institutions +which arise from the new modes of association . . . In addition, the anarchist +ideal has a strong hedonistic element which has seen Germanic socialism as +ascetic and Puritanical."_ [**The Anarchist Moment**, p. 68] Thus Marx +presents _"a formulation that calls not for the ultimate abolition of the +State but suggests that it will continue to exist (however differently it is +reconstituted by the proletariat) as a 'nonpolitical' (i.e., administrative) +source of authority."_ [Murray Bookchin, **The Ecology of Freedom**, p. 196fn] + +Moreover, it is unlikely that such a centralised system could become stateless +and classless in actuality. As Bakunin argued, in the Marxist state _"there +will be no privileged class. Everybody will be equal, not only from the +judicial and political but also from the economic standpoint. This is the +promise at any rate . . . So there will be no more class, but a government, +and, please note, an extremely complicated government which, not content with +governing and administering the masses politically . . . will also administer +them economically, by taking over the production and **fair** sharing of +wealth, agriculture, the establishment and development of factories, the +organisation and control of trade, and lastly the injection of capital into +production by a single banker, the State."_ Such a system would be, in +reality, _"the reign of the **scientific mind,** the most aristocratic, +despotic, arrogant and contemptuous of all regimes"_ base on _"a new class, a +new hierarchy of real or bogus learning, and the world will be divided into a +dominant, science-based minority and a vast, ignorant majority."_ [**Michael +Bakunin: Selected Writings**, p. 266] + +George Barrett's words also seem appropriate: + +> _ "The modern Socialist . . . have steadily worked for centralisation, and +complete and perfect organisation and control by those in authority above the +people. The anarchist, on the other hand, believes in the abolition of that +central power, and expects the free society to grow into existence from below, +starting with those organisations and free agreements among the people +themselves. It is difficult to see how, by making a central power control +everything, we can be making a step towards the abolition of that power."_ +[**Objections to Anarchism**, p. 348] + +Indeed, by giving the state increased economic activities it ensures that this +so-called "transitional" state grows with the implementation of the Marxist +programme. Moreover, given the economic tasks the state now does it hardly +makes much sense to assert it will "wither away" \- unless you think that the +centralised economic planning which this regime does also "withers away." Marx +argued that once the _"abolition of classes"_ has _"been attained"_ then _"the +power of the State . . . disappears, and the functions of government are +transformed into simple administrative functions."_ [Marx, Engels and Lenin, +**Anarchism and Anarcho-Syndicalism**, p. 76] In other words, the state +apparatus does not "wither away" rather its function as an instrument of class +rule does. This is an automatic result of classes themselves withering away as +private property is nationalised. Yet as class is defined as being rooted in +ownership of the means of production, this becomes a meaningless tautology. +Obviously, as the state centralises the means of production into its own hands +then (the existing) economic classes cease to exist and, as a result, the +state "disappears." Yet the power and size of the State is, in fact, increased +by this process and so the elimination of economic classes actually increases +the power and size of the state machine. + +As Brain Morris notes, _"Bakunin's fears that under Marx's kind of socialism +the workers would continue to labour under a regimented, mechanised, +hierarchical system of production, without direct control over their labour, +has been more than confirmed by the realities of the Bolshevik system. Thus, +Bakunin's critique of Marxism has taken on an increasing relevance in the age +of bureaucratic State capitalism."_ [**Bakunin: The Philosophy of Freedom**, +p. 132] Thus the _"central confusions of Marxist political theorists"_ are +found in the discussion on the state in **The Communist Manifesto**. If class +is _"an exclusively economic category, and if the old conditions of production +are changed so that there is no longer any private ownership of the means of +production, then classes no longer exist by definition when they are defined +in terms of . . . the private ownership of the means of production . . . If +Marx also defines 'political power' as 'the organised power of one [economic] +class for oppressing another', then the . . . argument is no more than a +tautology, and is trivially true."_ Unfortunately, as history has confirmed, +_"we cannot conclude . . . if it is a mere tautology, that with a condition of +no private ownership of the means of production there could be no . . . +dominant and subordinate strata."_ [Alan Carter, **Marx: A Radical Critique**, +p. 221 and pp. 221-2] + +Unsurprisingly, therefore, anarchists are not convinced that a highly +centralised structure (as a state is) managing the economic life of society +can be part of a truly classless society. While economic class as defined in +terms of ownership of the means of production may not exist, social classes +(defined in terms of inequality of power, authority and control) will continue +simply because the state is designed to create and protect minority rule (see +[section H.3.7](secH3.html#sech37)). As Bolshevik and Stalinist Russia showed, +nationalising the means of production does not end class society. As Malatesta +argued: + +> _ "When F. Engels, perhaps to counter anarchist criticisms, said that once +classes disappear the State as such has no **raison d'tre** and transforms +itself from a government of men into an administration of thing, he was merely +playing with words. Whoever has power over things has power over men; whoever +governs production also governs the producers; who determines consumption is +master over the consumer. + +> + +> "This is the question; either things are administered on the basis of free +agreement of the interested parties, and this is anarchy; or they are +administered according to laws made by administrators and this is government, +it is the State, and inevitably it turns out to be tyrannical. + +> + +> "It is not a question of the good intentions or the good will of this or +that man, but of the inevitability of the situation, and of the tendencies +which man generally develops in given circumstances."_ [**Errico Malatesta: +His Life and Ideas**, p. 145] + +The anarchist vision of the future society, therefore, does not exactly match +the state communist vision, as much as the latter would like to suggest it +does. The difference between the two is authority, which cannot be anything +but the largest difference possible. Anarchist economic and organisational +theories are built around an anti-authoritarian core and this informs both our +means and aims. For anarchists, the Leninist vision of socialism is +unattractive. Lenin continually stressed that his conception of socialism and +_"state capitalism"_ were basically identical. Even in **State and +Revolution**, allegedly Lenin's most libertarian work, we discover this +particularly unvisionary and uninspiring vision of "socialism": + +> _ "**All** citizens are transformed into the salaried employees of the state +. . . **All** citizens become employees and workers of a **single** national +state 'syndicate' . . . The whole of society will have become a single office +and a single factory with equality of work and equality of pay."_ [**Essential +Works of Lenin**, p. 348] + +To which, anarchists point to Engels and his comments on the tyrannical and +authoritarian character of the modern factory (as we discuss in [section +H.4.4](secH4.html#sech44)). Clearly, Lenin's idea of turning the world into +one big factory takes on an extremely frightening nature given Engels' lovely +vision of the lack of freedom in the workplace. + +For these reasons anarchists reject the simplistic Marxist analysis of +inequality being rooted simply in economic class. Such an analysis, as the +comments of Lenin and Engels prove, show that social inequality can be +smuggled in by the backdoor of a proposed classless and stateless society. +Thus Bookchin: + +> _ "Basic to anti-authoritarian Socialism --specifically, to Anarchist +Communism - is the notion that hierarchy and domination cannot be subsumed by +class rule and economic exploitation, indeed, that they are more fundamental +to an understanding of the modern revolutionary project . . . Power of human +over human long antedates **the very formation of classes and economic modes +of social oppression.** . . . This much is clear: it will no longer do to +insist that a classless society, freed from material exploitation, will +necessarily be a liberated society. There is nothing in the social future to +suggest that bureaucracy is incompatible with a classless society, the +domination of women, the young, ethnic groups or even professional strata."_ +[**Toward an Ecological Society**, pp. 208-9] + +Ultimately, anarchists see that _"there is a realm of domination that is +broader than the realm of material exploitation. The tragedy of the socialist +movement is that, steeped in the past, it uses the methods of domination to +try to 'liberate' us from material exploitation."_ Needless to say, this is +doomed to failure. Socialism _"will simply mire us in a world we are trying to +overcome. A non-hierarchical society, self-managed and free of domination in +all its forms, stands on the agenda today, not a hierarchical system draped in +a red flag."_ [Bookchin, **Op. Cit.**, p. 272 and pp. 273-4] + +In summary, it cannot be said that anarchists and most Marxists want the same +thing. While they often use the same terms, these terms often hide radically +different concepts. Just because, say, anarchists and mainstream Marxists talk +about _"social revolution,"_ _"socialism,"_ _"all power to the soviets"_ and +so on, it does not mean that we mean the same thing by them. For example, the +phrase _"all power to the soviets"_ for anarchists means exactly that (i.e. +that the revolution must be directly managed by working class organs). +Leninists mean _"all power to a central government elected by a national +soviet congress."_ Similarly with other similar phrases (which shows the +importance of looking at the details of any political theory and its history). + +We have shown that discussion over ends is as important as discussion over +means as they are related. As Kropotkin once pointed out, those who downplay +the importance of discussing the _"order of things which . . . should emerge +from the coming revolution"_ in favour of concentrating on _"practical +things"_ are being less than honest as _"far from making light of such +theories, they propagate them, and all that they do now is a logical extension +of their ideas. In the end those words 'Let us not discuss theoretical +questions' really mean: 'Do not subject our theory to discussion, but help us +to put it into execution.'"_ [**Words of a Rebel**, p. 200] + +Hence the need to critically evaluate both ends and means. This shows the +weakness of the common argument that anarchists and Leftists share some common +visions and so we should work with them to achieve those common things. Who +knows what happens after that? As can be seen, this is not the case. Many +aspects of anarchism and Marxism are in opposition and cannot be considered +similar (for example, what a Leninist considers as socialism is extremely +different to what an anarchist thinks it is). If you consider "socialism" as +being a "workers' state" presided over by a "revolutionary" government, then +how can this be reconciled with the anarchist vision of a federation of self- +managed communes and workers' associations? As the Russian Revolution shows, +only by the armed might of the _"revolutionary"_ government crushing the +anarchist vision. + +The only thing we truly share with these groups is a mutual opposition to +existing capitalism. Having a common enemy does not make someone friends. +Hence anarchists, while willing to work on certain mutual struggles, are well +aware there is substantial differences in both terms of means and goals. The +lessons of revolution in the 20th Century is that once in power, Leninists +will repress anarchists, their current allies against the capitalist system. +This is does not occur by accident, it flows from the differences in vision +between the two movements, both in terms of means and goals. + +## H.3.2 Is Marxism _"socialism from below"_? + +Some Marxists, such as the **International Socialist Tendency**, like to +portray their tradition as being _"socialism from below."_ Under _"socialism +from below,"_ they place the ideas of Marx, Engels, Lenin and Trotsky, arguing +that they and they alone have continued this, the true, ideal of socialism +(Hal Draper's essay _"The Two Souls of Socialism"_ seems to have been the +first to argue along these lines). They contrast this idea of socialism _"from +below"_ with _"socialism from above,"_ in which they place reformist socialism +(social democracy, Labourism, etc.), elitist socialism (Lassalle and others +who wanted educated and liberal members of the middle classes to liberate the +working class) and Stalinism (bureaucratic dictatorship over the working +class). Anarchism, it is argued, should be placed in the latter camp, with +Proudhon and Bakunin showing that anarchist libertarianism simply a _"myth"_. + +For those who uphold this idea, _"Socialism from below"_ is simply the self- +emancipation of the working class by its own efforts. To anarchist ears, the +claim that Marxism (and in particular Leninism) is socialism _"from below"_ +sounds paradoxical, indeed laughable. This is because anarchists from Proudhon +onwards have used the imagery of socialism being created and run from below +upwards. They have been doing so for far longer than Marxists have. As such, +_"socialism from below"_ simply sums up the **_anarchist_** ideal! + +Thus we find Proudhon in 1848 talking about being a _"revolutionary **from +below**"_ and that every _"serious and lasting Revolution"_ was _"made **from +below,** by the people."_ A _"Revolution **from above**"_ was _"pure +governmentalism,"_ _"the negation of collective activity, of popular +spontaneity"_ and is _"the oppression of the wills of those below."_ [quoted +by George Woodcock, **Pierre-Joseph Proudhon**, p. 143] For Proudhon, the +means of this revolution _"from below"_ would be federations of working class +associations for both credit (mutual banks) and production (workers' +associations or co-operatives) as well as federations of communes +(democratically organised communities). The workers, _"organised among +themselves, without the assistance of the capitalist"_ would march by _"[w]ork +to the conquest of the world"_ by the _"force of principle."_ Thus capitalism +would be reformed away by the actions of the workers themselves. The _"problem +of association,"_ Proudhon argued, _"consists in organising . . . the +**producers,** and by this subjecting capital and subordinating power. Such is +the war of liberty against authority, a war of the producer against the non- +producer; a war of equality against privilege . . . An agricultural and +industrial combination must be found by means of which power, today the ruler +of society, shall become its slave."_ [quoted by K. Steven Vincent, **Pierre- +Joseph Proudhon and the Rise of French Republican Socialism**, p. 148 and p. +157] Ultimately, _"any revolution, to be effective, must be spontaneous and +emanate, not from the heads of authorities, but from the bowels of the people +. . . the only connection between government and labour is that labour, in +organising itself, has the abrogation of governments as its mission."_ +[Proudhon, **No Gods, No Masters**, vol. 1, p. 52] + +Similarly, Bakunin saw an anarchist revolution as coming _"from below."_ As he +put it, _"liberty can be created only by liberty, by an insurrection of all +the people and the voluntary organisation of the workers from below upward."_ +[**Statism and Anarchy**, p. 179] Elsewhere he wrote that _"popular +revolution"_ would _"create its own organisation from the bottom upwards and +from the circumference inwards, in accordance with the principle of liberty, +and not from the top downwards and from the centre outwards, as in the way of +authority."_ [**Michael Bakunin: Selected Writings**, p. 170] His vision of +revolution and revolutionary self-organisation and construction from below was +a core aspect of his anarchist ideas and he argued repeatedly for _"the free +organisation of the people's lives in accordance with their needs - not from +the top down, as we have it in the State, but from the bottom up, an +organisation formed by the people themselves . . . a free union of +associations of agricultural and factory workers, of communes, regions, and +nations."_ He stressed that _"the politics of the Social Revolution"_ was +_"the abolition of the State"_ and _"the economic, altogether free +organisation of the people, an organisation from below upward, by means of +federation."_ [**The Political Philosophy of Bakunin**, pp. 297-8] + +While Proudhon wanted to revolutionise society, he rejected revolutionary +means to do so (i.e. collective struggle, strikes, insurrection, etc.). +Bakunin, however, was a revolutionary in this, the popular, sense of the word. +Yet he shared with Proudhon the idea of socialism being created by the working +class itself. As he put it, in _"a social revolution, which in everything is +diametrically opposed to a political revolution, the actions of individuals +hardly count at all, whereas the spontaneous action of the masses is +everything. All that individuals can do is clarify, propagate and work out the +ideas corresponding to the popular instinct, and, what is more, to contribute +their incessant efforts to revolutionary organisation of the natural power of +the masses - but nothing else beyond that; the rest can and should be done by +the people themselves . . . revolution can be waged and brought to its full +development only through the spontaneous and continued mass action of groups +and associations of the people."_ [**Op. Cit.**, pp. 298-9] + +Therefore, the idea of _"socialism from below"_ is a distinctly anarchist +notion, one found in the works of Proudhon and Bakunin and repeated by +anarchists ever since. As such, to hear Marxists appropriate this obviously +anarchist terminology and imagery appears to many anarchists as opportunistic +and attempt to cover the authoritarian reality of mainstream Marxism with +anarchist rhetoric. Moreover, the attempt to suggest that anarchism is part of +the elitist _"socialism from above"_ school rests on little more that +selective quoting of Proudhon and Bakunin (including from Bakunin's pre- +anarchist days) to present a picture of their ideas distinctly at odds with +reality. However, there are "libertarian" strains of Marxism which are close +to anarchism. Does this mean that there are no elements of a _"socialism from +below"_ to be found in Marx and Engels? + +If we look at Marx, we get contradictory impressions. On the one hand, he +argued that freedom _"consists in converting the state from an organ +superimposed upon society into one completely subordinate to it."_ Combine +this with his comments on the Paris Commune (see his _"The Civil War in +France"_), we can say that there are clearly elements of _"socialism from +below"_ in Marx's work. On the other hand, he often stresses the need for +strict centralisation of power. In 1850, for example, he argued that the +workers must _"not only strive for a single and indivisible German republic, +but also within this republic for the most determined centralisation of power +in the hands of the state authority."_ This was because _"the path of +revolutionary activity"_ can _"proceed only from the centre."_ This meant that +the workers must be opposed to the _"federative republic"_ planned by the +democrats and _"must not allow themselves to be misguided by the democratic +talk of freedom for the communities, of self-government, etc."_ This +centralisation of power was essential to overcome local autonomy, which would +allow _"every village, every town and every province"_ to put _"a new obstacle +in the path"_ the revolution due to _"local and provincial obstinacy."_ +Decades later, Marx dismissed Bakunin's vision of _"the free organisation of +the worker masses from bottom to top"_ as _"nonsense."_ [**Marx-Engels +Reader**, p. 537, p. 509 and p. 547] + +Thus we have a contradiction. While arguing that the state must become +subordinate to society, we have a central power imposing its will on _"local +and provincial obstinacy."_ This implies a vision of revolution in which the +centre (indeed, _"the state authority"_) forces its will on the population, +which (by necessity) means that the centre power is _"superimposed upon +society"_ rather than _"subordinate"_ to it. Given his dismissal of the idea +of organisation from bottom to top, we cannot argue that by this he meant +simply the co-ordination of local initiatives. Rather, we are struck by the _ +"top-down"_ picture of revolution Marx presents. Indeed, his argument from +1850 suggests that Marx favoured centralism not only in order to prevent the +masses from creating obstacles to the revolutionary activity of the +_"centre,"_ but also to prevent them from interfering with their own +liberation. + +Looking at Engels, we discover him writing that _"[a]s soon as our Party is in +possession of political power it has simply to expropriate the big landed +proprietors just like the manufacturers in industry . . . thus restored to the +community [they] are to be turned over by us to the rural workers who are +already cultivating them and are to be organised into co-operatives."_ He even +states that this expropriation may _"be compensated,"_ depending on _"the +circumstances which we obtain power, and particularly by the attitude adopted +by these gentry."_ [**Selected Writings**, pp. 638-9] Thus we have the party +taking power, then expropriating the means of life **for the workers** and, +lastly, _"turning over"_ these to them. While this fits into the general +scheme of the **Communist Manifesto**, it cannot be said to be _"socialism +from below"_ which can only signify the direct expropriation of the means of +production by the workers themselves, organising themselves into free producer +associations to do so. + +It may be argued that Marx and Engels did not exclude such a solution to the +social question. For example, we find Engels stating that _"the question is +not whether the proletariat when it comes to power will simply seize by force +the tools of production, the raw materials and means of subsistence"_ or +_"whether it will redeem property therein by instalments spread over a long +period."_ To attempt to predict this _"for all cases would be utopia-making."_ +[**Collected Works**, vol. 23, p. 386] However, Engels is assuming that the +social revolution (the proletariat _"com[ing] to power"_) comes **before** the +social revolution (the seizure of the means of production). In this, we can +assume that it is the "revolutionary" government which does the seizing (or +redeeming) rather than rebel workers. + +This vision of revolution as the party coming to power can be seen from +Engels' warning that the _"worse thing that can befall the leader of an +extreme party is to be compelled to assume power at a time when the movement +is not yet ripe for the domination of the class he represents and for the +measures this domination implies."_ [**Op. Cit.**, vol. 10, p. 469] Needless +to say, such a vision is hard to equate with _"socialism from below"_ which +implies the active participation of the working class in the direct management +of society from the bottom-up. If the leaders _"assume power"_ then **they** +have the real power, not the class they claim to _"represent."_ Equally, it +seems strange that socialism can be equated with a vision which equates +_"domination"_ of a class being achieved by the fact a leader _"represents"_ +it. Can the working class really be said to be the ruling class if its role in +society is to select those who exercise power on its behalf (i.e. to elect +representatives)? Bakunin quite rightly answered in the negative. While +representative democracy may be acceptable to ensure bourgeois rule, it cannot +be assumed that it can be utilised to create a socialist society. It was +designed to defend class society and its centralised and top-down nature +reflects this role. + +Moreover, Marx and Engels had argued in **The Holy Family** that the +_"question is not what this or that proletarian, or even the whole of the +proletariat at the moment **considers** as its aim. The question is **what the +proletariat is**, and what, consequent on that **being**, it will be compelled +to do."_ [quoted by Murray Bookchin, **The Spanish Anarchists**, p. 280] As +Murray Bookchin argued: + +> _ "These lines and others like them in Marx's writings were to provide the +rationale for asserting the authority of Marxist parties and their armed +detachments over and even against the proletariat. Claiming a deeper and more +informed comprehension of the situation than 'even the whole of the +proletariat at the given moment,' Marxist parties went on to dissolve such +revolutionary forms of proletarian organisation as factory committees and +ultimately to totally regiment the proletariat according to lines established +by the party leadership."_ [**Op. Cit.**, p. 289] + +Thus the ideological underpinning of a _"socialism from above"_ is expounded, +one which dismisses what the members of the working class actually want or +desire at a given point (a position which Trotsky, for one, explicitly +argued). A few years later, they argued in **The Communist Manifesto** that +_"a portion of the bourgeois goes over to the proletariat, and in particular, +a portion of the bourgeois ideologists, who have raised themselves to the +level of comprehending theoretically the historical movement as a whole."_ +They also noted that the Communists are _"the most advanced and resolute +section of the working-class parties"_ and _"they have over the great mass of +the proletariat the advantage of clearly understanding the line of march, the +conditions, and the general results of the proletarian movement."_ This gives +a privileged place to the party (particularly the _"bourgeois ideologists"_ +who join it), a privileged place which their followers had no problem abusing +in favour of party power and hierarchical leadership from above. As we discuss +in [section H.5](secH5.html), Lenin was just expressing orthodox Social- +Democratic (i.e. Marxist) policy when he argued that socialist consciousness +was created by bourgeois intellectuals and introduced into the working class +from outside. Against this, we have to note that the Manifesto states that the +proletarian movement was _"the self-conscious, independent movement of the +immense majority, in the interests of the immense majority"_ (although, as +discussed in [section H.1.1](secH1.html#sech11), when they wrote this the +proletariat was a **minority** in all countries bar Britain). [**Selected +Works**, p. 44, p. 46 and p. 45] + +Looking at the tactics advocated by Marx and Engels, we see a strong support +for _"political action"_ in the sense of participating in elections. This +support undoubtedly flows from Engels's comments that universal suffrage _"in +an England two-thirds of whose inhabitants are industrial proletarians means +the exclusive political rule of the working class with all the revolutionary +changes in social conditions which are inseparable from it."_ [**Collected +Works**, vol. 10, p. 298] Marx, likewise, repeatedly argued along identical +lines. For example, in 1855, he stated that _"universal suffrage . . . implies +the assumption of political power as means of satisfying [the workers'] social +means"_ and, in Britain, _"revolution is the direct content of universal +suffrage."_ [**Op. Cit.**, vol. 11, pp. 335-6] Yet how could an entire class, +the proletariat organised as a _"movement"_ exercise its power under such a +system? While the atomised voting to nominate representatives (who, in +reality, held the real power in society) may be more than adequate to ensure +bourgeois, i.e. minority, power, could it be used for working class, i.e. +majority, power? + +This seems highly unlikely because such institutions are designed to place +policy-making in the hands of representatives and were created explicitly to +**exclude** mass participation in order to ensure bourgeois control (see +[section B.2.5](secB2.html#secb25)). They do not (indeed, cannot) constitute a +_"proletariat organised as a ruling class."_ If public policy, as +distinguished from administrative activities, is not made by the people +themselves, in federations of self-managed assemblies, then a movement of the +vast majority does not, cannot, exist. For people to acquire real power over +their lives and society, they must establish institutions organised and run, +as Bakunin constantly stressed, from below. This would necessitate that they +themselves directly manage their own affairs, communities and workplaces and, +for co-ordination, mandate federal assemblies of revocable and strictly +controllable delegates, who will execute their decisions. Only in this sense +can a majority class, especially one committed to the abolition of all +classes, organise as a class to manage society. + +As such, Marx and Engels tactics are at odds with any idea of _"socialism from +below."_ While, correctly, supporting strikes and other forms of working class +direct action (although, significantly, Engels dismissed the general strike) +they placed that support within a general political strategy which emphasised +electioneering and representative forms. This, however, is a form of struggle +which can only really be carried out by means of leaders. The role of the +masses is minor, that of voters. The focus of the struggle is at the top, in +parliament, where the duly elected leaders are. As Luigi Galleani argued, this +form of action involved the _"ceding of power by all to someone, the delegate, +the representative, individual or group."_ This meant that rather than the +anarchist tactic of _"direct pressure put against the ruling classes by the +masses,"_ the Socialist Party _"substituted representation and the rigid +discipline of the parliamentary socialists,"_ which inevitably resulted in it +_"adopt[ing] class collaboration in the legislative arena, without which all +reforms would remain a vain hope."_ It also resulted in the socialists needing +_"authoritarian organisations"_, i.e. ones which are centralised and +disciplined from above down. [**The End of Anarchism?**, p. 14, p. 12 and p. +14] The end result was the encouragement of a viewpoint that reforms (indeed, +the revolution) would be the work of leaders acting on behalf of the masses +whose role would be that of voters and followers, not active participants in +the struggle (see [section J.2](secJ2.html) for a discussion on direct action +and why anarchists reject electioneering). + +By the 1890s, the top-down and essentially reformist nature of these tactics +had made their mark in both Engels' politics and the practical activities of +the Social-Democratic parties. Engels _"introduction"_ to Marx's **The Class +Struggles in France** indicated how far Marxism had progressed and undoubtedly +influenced by the rise of Social-Democracy as an electoral power, it stressed +the use of the ballot box as the ideal way, if not the only way, for the party +to take power. He noted that _"[w]e, the 'revolutionists', the +'overthrowers'"_ were _"thriving far better on legal methods than on illegal +methods and overthrow"_ and the bourgeoisie _"cry despairingly . . . legality +is the death of us"_ and were _"much more afraid of the legal than of the +illegal action of the workers' party, of the results of elections than of +those of rebellion."_ He argued that it was essential _"not to fitter away +this daily increasing shock force [of party voters] in vanguard skirmishes, +but to keep it intact until the decisive day."_ [**Selected Writings**, p. +656, p. 650 and p. 655] + +The net effect of this would simply be keeping the class struggle within the +bounds decided upon by the party leaders, so placing the emphasis on the +activities and decisions of those at the top rather than the struggle and +decisions of the mass of working class people themselves. As we noted in +[section H.1.1](secH1.html#sech11), when the party was racked by the +_"revisionism"_ controversy after Engels death, it was fundamentally a +conflict between those who wanted the party's rhetoric to reflect its +reformist tactics and those who sought the illusion of radical words to cover +the reformist practice. The decision of the Party leadership to support their +state in the First World War simply proved that radical words cannot defeat +reformist tactics. + +Needless to say, from this contradictory inheritance Marxists had two ways of +proceeding. Either they become explicitly anti-state (and so approach +anarchism) or become explicitly in favour of party and state power and so, by +necessity, _"revolution from above."_ The council communists and other +libertarian Marxists followed the first path, the Bolsheviks and their +followers the second. As we discuss in the [next section](secH3.html#sech33), +Lenin explicitly dismissed the idea that Marxism proceeded _"only from +below,"_ stating that this was an anarchist principle. Nor was he shy in +equating party power with working class power. Indeed, this vision of +socialism as involving party power was not alien to the mainstream social- +democracy Leninism split from. The leading left-wing Menshevik Martov argued +as follows: + +> _ "In a class struggle which has entered the phase of civil war, there are +bound to be times when the advance guard of the revolutionary class, +representing the interests of the broad masses but ahead of them in political +consciousness, is obliged to exercise state power by means of a dictatorship +of the revolutionary minority. Only a short-sighted and doctrinaire viewpoint +would reject this prospect as such. The real question at stake is whether this +dictatorship, which is unavoidable at a certain stage of any revolution, is +exercised in such a way as to consolidate itself and create a system of +institutions enabling it to become a permanent feature, or whether, on the +contrary, it is replaced as soon as possible by the organised initiative and +autonomy of the revolutionary class or classes as a whole. The second of these +methods is that of the revolutionary Marxists who, for this reason, style +themselves Social Democrats; the first is that of the Communists."_ [**The +Mensheviks in the Russian Revolution**, Abraham Ascher (ed.), p. 119] + +All this is to be expected, given the weakness of the Marxist theory of the +state. As we discuss in [section H.3.7](secH3.html#sech37), Marxists have +always had an a-historic perspective on the state, considering it as purely an +instrument of class rule rather than what it is, an instrument of **minority** +class rule. For anarchists, the _"State is the minority government, from the +top downward, of a vast quantity of men."_ This automatically means that a +socialism, like Marx's, which aims for a socialist government and a workers' +state automatically becomes, against the wishes of its best activists, +_"socialism from above."_ As Bakunin argued, Marxists are _"worshippers of +State power, and necessarily also prophets of political and social discipline +and champions of order established from the top downwards, always in the name +of universal suffrage and the sovereignty of the masses, for whom they save +the honour and privilege of obeying leaders, elected masters."_ [**Michael +Bakunin: Selected Writings**, p. 265 and pp. 237-8] + +For this reason anarchists from Bakunin onwards have argued for a bottom-up +federation of workers' councils as the basis of revolution and the means of +managing society after capitalism and the state have been abolished. If these +organs of workers' self-management are co-opted into a state structure (as +happened in Russia) then their power will be handed over to the real power in +any state - the government and its bureaucracy. The state is the delegation of +power - as such, it means that the idea of a _"workers' state"_ expressing +_"workers' power"_ is a logical impossibility. If workers are running society +then power rests in their hands. If a state exists then power rests in the +hands of the handful of people at the top, not in the hands of all. The state +was designed for minority rule. No state can be an organ of working class +(i.e. majority) self-management due to its basic nature, structure and design. + +So, while there are elements of _"socialism from below"_ in the works of Marx +and Engels they are placed within a distinctly centralised and authoritarian +context which undermines them. As John Clark summarises, _"in the context of +Marx's consistent advocacy of centralist programmes, and the part these +programmes play in his theory of social development, the attempt to construct +a **libertarian** Marxism by citing Marx's own proposals for social change +would seem to present insuperable difficulties."_ [**Op. Cit.**, p. 93] + +## H.3.3 Is Leninism _"socialism from below"_? + +As discussed in the [last section](secH3.html#sech32), Marx and Engels left +their followers with an ambiguous legacy. On the one hand, there **are** +elements of _"socialism from below"_ in their politics (most explicitly in +Marx's comments on the libertarian influenced Paris Commune). On the other, +there are distinctly centralist and statist themes in their work. + +From this legacy, Leninism took the statist themes. This explains why +anarchists think the idea of Leninism being _"socialism from below"_ is +incredible. Simply put, the actual comments and actions of Lenin and his +followers show that they had no commitment to a _"socialism from below."_ As +we will indicate, Lenin disassociated himself repeatedly from the idea of +politics _"from below,"_ considering it (quite rightly) an anarchist idea. In +contrast, he stressed the importance of a politics which somehow combined +action _"from above"_ and _"from below."_ For those Leninists who maintain +that their tradition is _"socialism from below"_ (indeed, the only _"real"_ +socialism _"from below"_), this is a major problem and, unsurprisingly, they +generally fail to mention it. + +So what was Lenin's position on _"from below"_? In 1904, during the debate +over the party split into Bolsheviks and Mensheviks, Lenin stated that the +argument _"[b]ureaucracy **versus** democracy is in fact centralism **versus** +autonomism; it is the organisational principle of revolutionary Social- +Democracy as opposed to the organisational principle of opportunist Social- +Democracy. The latter strives to proceed from the bottom upward, and, +therefore, wherever possible . . . upholds autonomism and 'democracy,' carried +(by the overzealous) to the point of anarchism. The former strives to proceed +from the top downward."_ [**Collected Works**, vol. 7, pp. 396-7] Thus it is +the non-Bolshevik (_"opportunist"_) wing of Marxism which bases itself on the +_"organisational principle"_ of _"from the bottom upward,"_ not the Bolshevik +tradition (as we note in [section H.5.5](secH5.html#sech55), Lenin also +rejected the _"primitive democracy"_ of mass assemblies as the basis of the +labour and revolutionary movements). Moreover, this vision of a party run from +the top down was enshrined in the Bolshevik ideal of _"democratic +centralism"_. How you can have _"socialism from below"_ when your +_"organisational principle"_ is _"from the top downward"_ is not explained by +Leninist exponents of _"socialism from below."_ + +Lenin repeated this argument in his discussion on the right tactics to apply +during the near revolution of 1905. He mocked the Mensheviks for only wanting +_"pressure from below"_ which was _"pressure by the citizens on the +revolutionary government."_ Instead, he argued for _"pressure . . . from above +as well as from below,"_ where _"pressure from above"_ was _"pressure by the +revolutionary government on the citizens."_ He notes that Engels _"appreciated +the importance of action from above"_ and that he saw the need for _"the +utilisation of the revolutionary governmental power."_ Lenin summarised his +position (which he considered as being in line with that of orthodox Marxism) +by stating: _"Limitation, in principle, of revolutionary action to pressure +from below and renunciation of pressure also from above is **anarchism.**"_ +[**Op. Cit.**, vol. 8, p. 474, p. 478, p. 480 and p. 481] This seems to have +been a common Bolshevik position at the time, with Stalin stressing in the +same year that _"action only from 'below'"_ was _"an anarchist principle, +which does, indeed, fundamentally contradict Social-Democratic tactics."_ +[**Collected Works**, vol. 1, p. 149] + +It is in this context of _"above and below"_ in which we must place Lenin's +comments in 1917 that socialism was _"democracy from below, without a police, +without a standing army, voluntary social duty by a **militia** formed from a +universally armed people."_ [**Op. Cit.**, vol. 24, p. 170] Given that Lenin +had rejected the idea of _"only from below"_ as an anarchist principle (which +it is), we need to bear in mind that this _"democracy from below"_ was +**always** placed in the context of a Bolshevik government. Lenin always +stressed that the _"Bolsheviks must assume power."_ The Bolsheviks _"can and +**must** take state power into their own hands."_ He raised the question of +_"will the Bolsheviks dare take over full state power alone?"_ and answered +it: _"I have already had occasion . . . to answer this question in the +affirmative."_ Moreover, _"a political party . . . would have no right to +exist, would be unworthy of the name of party . . . if it refused to take +power when opportunity offers."_ [**Op. Cit.**, vol. 26, p. 19 and p. 90] +Lenin's _"democracy from below"_ always meant representative government, +**not** popular power or self-management. The role of the working class was +that of voters and so the Bolsheviks' first task was _"to convince the +majority of the people that its programme and tactics are correct."_ The +second task _"that confronted our Party was to capture political power."_ The +third task was for _"the Bolshevik Party"_ to _"**administer** Russia,"_ to be +the _"governing party."_ [**Op. Cit.**, vol. 27, pp. 241-2] Thus Bolshevik +power was equated with working class power. + +Towards the end of 1917, he stressed this vision of a Bolshevik run +_"democracy from below"_ by arguing that since _"the 1905 revolution Russia +has been governed by 130,000 landowners . . . Yet we are told that the 240,000 +members of the Bolshevik party will not be able to govern Russia, govern her +in the interests of the poor."_ He even equated rule by the party with rule by +the class, noting that _"proletarian revolutionary power"_ and _Bolshevik +power"_ are _"now one the same thing."_ He admitted that the proletariat could +not actually govern itself for _"[w]e know that an unskilled labourer or a +cook cannot immediately get on with the job of state administration . . . We +demand that **training** in th[is] work . . . be conducted by the class- +conscious workers and soldiers."_ The _"class-conscious workers must lead, but +for the work of administration they can enlist the vast mass of the working +and oppressed people."_ Thus democratic sounding rhetoric, in reality, hide +the fact that the party would govern (i.e., have power) and working people +would simply administer the means by which its decisions would be implemented. +Lenin also indicated that once in power, the Bolsheviks _"shall be fully and +unreservedly in favour of a strong state power and of centralism."_ [**Op. +Cit.**, vol. 26, p. 111, p. 179, p. 113, p. 114 and p. 116] + +Clearly, Lenin's position had not changed. The goal of the revolution was +simply a Bolshevik government, which, if it were to be effective, had to have +the real power in society. Thus, socialism would be implemented from above, by +the _"strong"_ and centralised government of the _"class-conscious workers"_ +who would _"lead"_ and so the party would _"govern"_ Russia, in the +_"interests"_ of the masses. Rather than govern themselves, they would be +subject to _"the power of the Bolsheviks"_. While, eventually, the _"working"_ +masses would take part in the administration of state decisions, their role +would be the same as under capitalism as, we must note, there is a difference +between making policy and carrying it out, between the _"work of +administration"_ and governing, a difference Lenin obscures. In fact, the name +of this essay clearly shows who would be in control under Lenin: _"Can the +Bolsheviks retain State Power?"_ + +As one expert noted, the Bolsheviks made _"a distinction between the execution +of policy and the making of policy. The 'broad masses' were to be the +executors of state decrees, not the formulators of legislation."_ However, by +_"claiming to draw 'all people' into [the state] administration, the +Bolsheviks claimed also that they were providing a greater degree of democracy +than the parliamentary state."_ [Frederick I. Kaplan, **Bolshevik Ideology and +the Ethics of Soviet Labor**, p. 212] The difference is important. Ante +Ciliga, once a political prisoner under Stalin, once noted how the secret +police _"liked to boast of the working class origin of its henchmen."_ He +quoted a fellow prisoner, and ex-Tsarist convict, who retorted: _"You are +wrong if you believe that in the days of the Tsar the gaolers were recruited +from among dukes and the executioners from among the princes!"_ [**The Russian +Enigma**, pp. 255-6] + +All of which explains the famous leaflet addressed to the workers of Petrograd +immediately after the October Revolution, informing them that _"the revolution +has won."_ The workers were called upon to _"show . . . **the greatest +firmness and endurance,** in order to facilitate the execution of all the aims +of the new People's Government."_ They were asked to _"cease immediately all +economic and political strikes, to take up your work, and do it in perfect +order . . . All to your places"_ as the _"best way to support the new +Government of Soviets in these days"_ was _"by doing your job."_ [quoted by +John Read, **Ten Days that Shook the World**, pp. 341-2] Which smacks far more +of _"socialism from above"_ than _"socialism from below"_! + +The implications of Lenin's position became clearer after the Bolsheviks had +taken power. Now it was the concrete situation of a "revolutionary" government +exercising power _"from above"_ onto the very class it claimed to represent. +As Lenin explained to his political police, the Cheka, in 1920: + +> _ "Without revolutionary coercion directed against the avowed enemies of the +workers and peasants, it is impossible to break down the resistance of these +exploiters. On the other hand, revolutionary coercion is bound to be employed +towards the wavering and unstable elements among the masses themselves."_ +[**Op. Cit.**, vol. 42, p. 170] + +It could be argued that this position was forced on Lenin by the problems +facing the Bolsheviks in the Civil War, but such an argument is flawed. This +is for two main reasons. Firstly, according to Lenin himself civil war was +inevitable and so, unsurprisingly, Lenin considered his comments as +universally applicable. Secondly, this position fits in well with the idea of +pressure _"from above"_ exercised by the "revolutionary" government against +the masses (and nothing to do with any sort of _"socialism from below"_). +Indeed, _"wavering"_ and _"unstable"_ elements is just another way of saying +_"pressure from below,"_ the attempts by those subject to the "revolutionary" +government to influence its policies. As we noted in [section +H.1.2](secH1.html#sech12), it was in this period (1919 and 1920) that the +Bolsheviks openly argued that the _"dictatorship of the proletariat"_ was, in +fact, the _"dictatorship of the party"_ (see [section +H.3.8](secH3.html#sech38) on how the Bolsheviks modified the Marxist theory of +the state in line with this). Rather than the result of the problems facing +Russia at the time, Lenin's comments simply reflect the unfolding of certain +aspects of his ideology when his party held power (as we make clear in +[section H.6"](secH6.html) the ideology of the ruling party and the ideas held +by the masses are also factors in history). + +To show that Lenin's comments were not caused by circumstantial factors, we +can turn to his infamous work **Left-Wing Communism**. In this 1920 tract, +written for the Second Congress of the Communist International, Lenin +lambasted those Marxists who argued for direct working class power against the +idea of party rule (i.e. the various council communists around Europe). We +have already noted in [section H.1.2](secH1.html#sech12) that Lenin had argued +in that work that it was _"ridiculously absurd, and stupid"_ to _"a contrast, +**in general**, between the dictatorship of the masses and the dictatorship of +the leaders."_ [**The Lenin Anthology**, p. 568] Here we provide his +description of the _"top-down"_ nature of Bolshevik rule: + +> _ "In Russia today, the connection between leaders, party, class and masses +. . . are concretely as follows: the dictatorship is exercised by the +proletariat organised in the Soviets and is guided by the Communist Party . . +. The Party, which holds annual congresses . . ., is directed by a Central +Committee of nineteen elected at the congress, while the current work in +Moscow has to be carried on by [two] still smaller bodies . . . which are +elected at the plenary sessions of the Central Committee, five members of the +Central Committee to each bureau. This, it would appear, is a full-fledged +'oligarchy.' No important political or organisational question is decided by +any state institution in our republic [sic!] without the guidance of the +Party's Central Committee. + +> + +> "In its work, the Party relies directly on the **trade unions**, which . . +.have a membership of over four million and are formally **non-Party**. +Actually, all the directing bodies of the vast majority of the unions . . . +are made up of Communists, and carry out of all the directives of the Party. +Thus . . . we have a formally non-communist . . . very powerful proletarian +apparatus, by means of which the Party is closely linked up with the **class** +and **the masses,** and by means of which, under the leadership of the Party, +the **class dictatorship** of the class is exercised."_ [**Op. Cit.**, pp. +571-2] + +This was _"the general mechanism of the proletarian state power viewed 'from +above,' from the standpoint of the practical realisation of the dictatorship"_ +and so _"all this talk about 'from above' **or** 'from below,' about 'the +dictatorship of leaders' **or** 'the dictatorship of the masses,'"_ is +_"ridiculous and childish nonsense."_ [**Op. Cit.**, p. 573] Lenin, of course, +did not bother to view _"proletarian"_ state power _"from below,"_ from the +viewpoint of the proletariat. If he had, perhaps he would have recounted the +numerous strikes and protests broken by the Cheka under martial law, the +gerrymandering and disbanding of soviets, the imposition of _"one-man +management"_ onto the workers in production, the turning of the unions into +agents of the state/party and the elimination of working class freedom by +party power? Which suggests that there are fundamental differences, at least +for the masses, between _"from above"_ and _"from below."_ + +At the Comintern congress itself, Zinoviev announced that _"the dictatorship +of the proletariat is at the same time the dictatorship of the Communist +Party."_ [**Proceedings and Documents of the Second Congress 1920**, vol. 1, +p. 152] Trotsky also universalised Lenin's argument when he pondered the +important decisions of the revolution and who would make them in his reply to +the delegate from the Spanish anarcho-syndicalist union the CNT: + +> _ "Who decides this question [and others like it]? We have the Council of +People's Commissars but it has to be subject to some supervision. Whose +supervision? That of the working class as an amorphous, chaotic mass? No. The +Central Committee of the party is convened to discuss . . . and to decide . . +. Who will solve these questions in Spain? The Communist Party of Spain."_ +[**Op. Cit.**, p. 174] + +As is obvious, Trotsky was drawing general lessons from the Russian Revolution +for the international revolutionary movement. Needless to say, he still argued +that the _"working class, represented and led by the Communist Party, [was] in +power here"_ in spite of it being _"an amorphous, chaotic mass"_ which did not +make any decisions on important questions affecting the revolution! + +Incidentally, his and Lenin's comments of 1920 disprove Trotsky's later +assertion that it was _"[o]nly after the conquest of power, the end of the +civil war, and the establishment of a stable regime"_ when _"the Central +Committee little by little begin to concentrate the leadership of Soviet +activity in its hands. Then would come Stalin's turn."_ [**Stalin**, vol. 1, +p. 328] While it was definitely the _"conquest of power"_ by the Bolsheviks +which lead to the marginalisation of the soviets, this event cannot be shunted +to after the civil war as Trotsky would like (particularly as Trotsky admitted +that in 1917 _"[a]fter eight months of inertia and of democratic chaos, came +the dictatorship of the Bolsheviks."_ [**Op. Cit.**, vol. 2, p. 242]). We must +note Trotsky argued for the _"objective necessity"_ of the _"revolutionary +dictatorship of a proletarian party"_ well into the 1930s (see [section +H.1.2](secH1.html#sech12)) . + +Clearly, the claim that Leninism (and its various off-shoots like Trotskyism) +is _"socialism from below"_ is hard to take seriously. As proven above, the +Leninist tradition is explicitly against the idea of _"only from below,"_ with +Lenin explicitly stating that it was an _"anarchist stand"_ to be for +_"'action only from below', not 'from below and from above'"_ which was the +position of Marxism. [**Collected Works**, vol. 9, p. 77] Once in power, Lenin +and the Bolsheviks implemented this vision of _"from below and from above,"_ +with the highly unsurprising result that _"from above"_ quickly repressed +_"from below"_ (which was dismissed as _"wavering"_ by the masses). This was +to be expected, for a government to enforce its laws, it has to have power +over its citizens and so socialism _"from above"_ is a necessary side-effect +of Leninist theory. + +Ironically, Lenin's argument in **State and Revolution** comes back to haunt +him. In that work he had argued that the _"dictatorship of the proletariat"_ +meant _"democracy for the people"_ which _"imposes a series of restrictions on +the freedom of the oppressors, the exploiters, the capitalists."_ These must +be crushed _"in order to free humanity from wage-slavery; their resistance +must be broken by force; it is clear that where there is suppression there is +also violence, there is no freedom, no democracy."_ [**Essential Works of +Lenin**, pp. 337-8] If the working class itself is being subject to +_"suppression"_ then, clearly, there is _"no freedom, no democracy"_ for that +class - and the people _"will feel no better if the stick with which they are +being beaten is labelled 'the people's stick'."_ [Bakunin, **Bakunin on +Anarchism**, p. 338] + +So when Leninists argue that they stand for the _"principles of socialism from +below"_ and state that this means the direct and democratic control of society +by the working class then, clearly, they are being less than honest. Looking +at the tradition they place themselves, the obvious conclusion which must be +reached is that Leninism is **not** based on _"socialism from below"_ in the +sense of working class self-management of society (i.e. the only condition +when the majority can _"rule"_ and decisions truly flow from below upwards). +At best, they subscribe to the distinctly bourgeois vision of _"democracy"_ as +being simply the majority designating (and trying to control) its rulers. At +worse, they defend politics which have eliminated even this form of democracy +in favour of party dictatorship and _"one-man management"_ armed with +_"dictatorial"_ powers in industry (most members of such parties do not know +how the Bolsheviks gerrymandered and disbanded soviets to maintain power, +raised the dictatorship of the party to an ideological truism and +wholeheartedly advocated _"one-man management"_ rather than workers' self- +management of production). As we discuss in [section H.5](secH5.html), this +latter position flows easily from the underlying assumptions of vanguardism +which Leninism is based on. + +So, Lenin, Trotsky and so on simply cannot be considered as exponents of +_"socialism from below."_ Any one who makes such a claim is either ignorant of +the actual ideas and practice of Bolshevism or they seek to deceive. For +anarchists, _"socialism from below"_ can only be another name, like +libertarian socialism, for anarchism (as Lenin, ironically enough, +acknowledged). This does not mean that _"socialism from below,"_ like +_"libertarian socialism,"_ is identical to anarchism, it simply means that +libertarian Marxists and other socialists are far closer to anarchism than +mainstream Marxism. + +## H.3.4 Don't anarchists just quote Marxists selectively? + +No, far from it. While it is impossible to quote everything a person or an +ideology says, it is possible to summarise those aspects of a theory which +influenced the way it developed in practice. As such, **any** account is +_"selective"_ in some sense, the question is whether this results in a +critique rooted in the ideology and its practice or whether it presents a +picture at odds with both. As Maurice Brinton put it in the introduction to +his classic account of workers' control in the Russian Revolution: + +> _ "Other charges will also be made. The quotations from Lenin and Trotsky +will not be denied but it will be stated that they are 'selective' and that +'other things, too' were said. Again, we plead guilty. But we would stress +that there are hagiographers enough in the trade whose 'objectivity' . . . is +but a cloak for sophisticated apologetics . . . It therefore seems more +relevant to quote those statements of the Bolshevik leaders of 1917 which +helped determine Russia's evolution [towards Stalinism] rather those other +statements which, like the May Day speeches of Labour leaders, were forever to +remain in the realm of rhetoric."_ [**The Bolsheviks and Workers' Control**, +p. xv] + +Hence the need to discuss all aspects of Marxism rather than take what its +adherents like to claim for it as granted. In this, we agree with Marx himself +who argued that we cannot judge people by what they say about themselves but +rather what they do. Unfortunately while many self-proclaimed Marxists (like +Trotsky) may quote these comments, fewer apply them to their own ideology or +actions (again, like Trotsky). + +This can be seen from the almost ritualistic way many Marxists response to +anarchist (or other) criticisms of their ideas. When they complain that +anarchists _"selectively"_ quote from the leading proponents of Marxism, they +are usually at pains to point people to some document which they have selected +as being more _"representative"_ of their tradition. Leninists usually point +to Lenin's **State and Revolution**, for example, for a vision of what Lenin +_"really"_ wanted. To this anarchists reply by, as we discussed in [section +H.1.7](secH1.html#sech17), pointing out that much of that passes for 'Marxism' +in **State and Revolution** is anarchist and, equally important, it was not +applied in practice. This explains an apparent contradiction. Leninists point +to the Russian Revolution as evidence for the democratic nature of their +politics. Anarchists point to it as evidence of Leninism's authoritarian +nature. Both can do this because there is a substantial difference between +Bolshevism before it took power and afterwards. While the Leninists ask you to +judge them by their manifesto, anarchists say judge them by their record! + +Simply put, Marxists quote selectively from their own tradition, ignoring +those aspects of it which would be unappealing to potential recruits. While +the leaders may know their tradition has skeletons in its closet, they try +their best to ensure no one else gets to know. Which, of course, explains +their hostility to anarchists doing so! That there is a deep divide between +aspects of Marxist rhetoric and its practice and that even its rhetoric is not +consistent we will now prove. By so doing, we can show that anarchists do not, +in fact, quote Marxist's _"selectively."_ + +As an example, we can point to the leading Bolshevik Grigorii Zinoviev. In +1920, as head of the Communist International he wrote a letter to the +**Industrial Workers of the World**, a revolutionary labour union, which +stated that the _"Russian Soviet Republic . . . is the most highly centralised +government that exists. It is also the most democratic government in history. +For all the organs of government are in constant touch with the working +masses, and constantly sensitive to their will."_ The same year he explained +to the Second Congress of the Communist International that _"[t]oday, people +like Kautsky come along and say that in Russia you do not have the +dictatorship of the working class but the dictatorship of the party. They +think this is a reproach against us. Not in the least! We have a dictatorship +of the working class and that is precisely why we also have a dictatorship of +the Communist Party. The dictatorship of the Communist Party is only a +function, an attribute, an expression of the dictatorship of the working class +. . . [T]he dictatorship of the proletariat is at the same time the +dictatorship of the Communist Party."_ [**Proceedings and Documents of the +Second Congress 1920**, vol. 2, p. 928 and pp. 151-2] + +It seems redundant to note that the second quote is the accurate one, the one +which matches the reality of Bolshevik Russia. Therefore it is hardly +_"selective"_ to quote the latter and not the former, as it expresses the +reality of Bolshevism rather than its rhetoric. + +This duality and the divergence between practice and rhetoric comes to the +fore when Trotskyists discuss Stalinism and try to counter pose the Leninist +tradition to it. For example, we find the British SWP's Chris Harman arguing +that the _"whole experience of the workers' movement internationally teaches +that only by regular elections, combined with the right of recall by shop- +floor meetings can rank-and-file delegates be made really responsible to those +who elect them."_ [**Bureaucracy and Revolution in Eastern Europe**, pp. +238-9] Significantly, Harman does not mention that both Lenin and Trotsky +rejected this experience once in power. As we discuss in [section +H.3.8](secH3.html#sech38), Leninism came not only to practice but to argue +theoretically for state power explicitly to eliminate such control from below. +How can the numerous statements of leading Leninists (including Lenin and +Trotsky) on the necessity of party dictatorship be reconciled with it? + +The ironies do not stop there, of course. Harman correctly notes that under +Stalinism, the _"bureaucracy is characterised, like the private capitalist +class in the West, by its control over the means of production."_ [**Op. +Cit.**, p. 147] However, he fails to note that it was **Lenin,** in early +1918, who had raised and then implemented such _"control"_ in the form of _ +"one-man management."_ As he put it: _"Obedience, and unquestioning obedience +at that, during work to the one-man decisions of Soviet directors, of the +dictators elected or appointed by Soviet institutions, vested with dictatorial +powers."_ [**Collected Works**, vol. 27, p. 316] To **fail** to note this link +between Lenin and the Stalinist bureaucracy on this issue is quoting +_"selectively."_ + +The contradictions pile up. Harman argues that _"people who seriously believe +that workers at the height of revolution need a police guard to stop them +handing their factories over to capitalists certainly have no real faith in +the possibilities of a socialist future."_ [**Op. Cit.**, p. 144] Yet this +does not stop him praising the regime of Lenin and Trotsky and contrasting it +with Stalinism, in spite of the fact that this was precisely what the +Bolsheviks **did** from 1918 onwards! Indeed this tyrannical practice played a +role in provoking the strikes in Petrograd which preceded the Kronstadt revolt +in 1921, when _"the workers wanted the special squads of armed Bolsheviks, who +carried out a purely police function, withdrawn from the factories."_ [Paul +Avrich, **Kronstadt 1921**, p. 42] It seems equally strange that Harman +denounces the Stalinist suppression of the Hungarian revolution for workers' +democracy and genuine socialism while he defends the Bolshevik suppression of +the Kronstadt revolt for the same goals. Similarly, when Harman argues that if +by _"political party"_ it is _"meant a party of the usual sort, in which a few +leaders give orders and the masses merely obey . . . then certainly such +organisations added nothing to the Hungarian revolution."_ However, as we +discuss in [section H.5](secH5.html), such a party was **precisely** what +Leninism argued for and applied in practice. Simply put, the Bolsheviks were +never a party _"that stood for the councils taking power."_ [**Op. Cit.**, p. +186 and p. 187] As Lenin repeatedly stressed, its aim was for the Bolshevik +party to take power **through** the councils (see [section +H.3.11](secH3.html#sech311)). Once in power, the councils were quickly +marginalised and became little more than a fig-leaf for party rule. + +This confusion between what was promised and what was done is a common feature +of Leninism. Felix Morrow, for example, wrote what is usually considered the +definitive Trotskyist work on the Spanish Revolution (in spite of it being, as +we discuss in the appendix _["Marxists and Spanish +Anarchism,"](append32.html)_ deeply flawed). Morrow stated that the +_"essential points of a revolutionary program [are] all power to the working +class, and democratic organs of the workers, peasants and combatants, as the +expression of the workers' power."_ [**Revolution and Counter-Revolution in +Spain**, p. 133] How this can be reconciled with, say, Trotsky's opinion of +ten years previously that _"[w]ith us the dictatorship of the party (quite +falsely disputed theoretically by Stalin) is the expression of the socialist +dictatorship of the proletariat . . . The dictatorship of a party is a part of +the socialist revolution"_? [**Leon Trotsky on China**, p. 251] Or with +Lenin's and Trotsky's repeated call for the party to seize and exercise power? +Or their opinion that an organisation taking in the whole proletariat cannot +directly exercise the proletarian dictatorship? How can the working class +_"have all power"_ if power is held not by mass organisations but rather by a +vanguard party? Particularly, as we note in [section H.1.2](secH1.html#sech12) +when party dictatorship is placed at the heart of Leninist ideology. + +Given all this, who is quoting who _"selectively"_? The Marxists who ignore +what the Bolsheviks did when in power and repeatedly point to Lenin's **The +State and Revolution** or the anarchists who link what they did with what they +said outside of that holy text? Considering this absolutely contradictory +inheritance, anarchists feel entitled to ask the question _"Will the real +Leninist please stand up?"_ What is it to be, popular democracy or party rule? +If we look at Bolshevik practice, the answer is the latter anarchists argue. +Ironically, the likes of Lenin and Trotsky concurred, incorporating the +necessity of party power into their ideology as a key lesson of the Russian +revolution. As such, anarchists do not feel they are quoting Leninism +_"selectively"_ when they argue that it is based on party power, not working +class self-management. That Leninists often publicly deny this aspect of their +own ideology or, at best, try to rationalise and justify it, suggests that +when push comes to shove (as it does in every revolution) they will make the +same decisions and act in the same way. + +In addition there is the question of what could be called the _"social +context."_ Marxists often accuse anarchists of failing to place the quotations +and actions of, say, the Bolsheviks into the circumstances which generated +them. By this they mean that Bolshevik authoritarianism can be explained +purely in terms of the massive problems facing them (i.e. the rigours of the +Civil War, the economic collapse and chaos in Russia and so on). As we discuss +this question in [section H.6](secH6.html), we will simply summarise the +anarchist reply by noting that this argument has three major problems with it. +Firstly, there is the problem that Bolshevik authoritarianism started +**before** the start of the Civil War and, moreover, intensified **after** its +end. As such, the Civil War cannot be blamed. The second problem is simply +that Lenin continually stressed that civil war and economic chaos was +inevitable during a revolution. If Leninist politics cannot handle the +inevitable then they are to be avoided. Equally, if Leninists blame what they +should **know** is inevitable for the degeneration of the Bolshevik revolution +it would suggest their understanding of what revolution entails is deeply +flawed. The last problem is simply that the Bolsheviks did not care. As Samuel +Farber notes, _"there is no evidence indicating that Lenin or any of the +mainstream Bolshevik leaders lamented the loss of workers' control or of +democracy in the soviets, or at least referred to these losses as a retreat, +as Lenin declared with the replacement of War Communism by NEP in 1921. In +fact . . . the very opposite is the case."_ [**Before Stalinism**, p. 44] +Hence the continuation (indeed, intensification) of Bolshevik authoritarianism +after their victory in the civil war. Given this, it is significant that many +of the quotes from Trotsky given above date from the late 1930s. To argue, +therefore, that "social context" explains the politics and actions of the +Bolsheviks seems incredulous. + +Lastly, it seems ironic that Marxists accuse anarchists of quoting +_"selectively."_ After all, as proven in [section H.2](secH2.html), this is +**exactly** what Marxists do to anarchism! + +In summary, rather than quote _"selectively"_ from the works and practice of +Marxism, anarchists summarise those tendencies of both which, we argue, +contribute to its continual failure in practice as a revolutionary theory. +Moreover, Marxists themselves are equally as _"selective"_ as anarchists in +this respect. Firstly, as regards anarchist theory and practice and, secondly, +as regards their own. + +## H.3.5 Has Marxist appropriation of anarchist ideas changed it? + +As is obvious in any account of the history of socialism, Marxists (of various +schools) have appropriated key anarchist ideas and (often) present them as if +Marxists thought of them first. + +For example, as we discuss in [section H.3.10](secH3.html#sech310), it was +anarchists who first raised the idea of smashing the bourgeois state and +replacing it with the fighting organisations of the working class (such as +unions, workers' councils, etc.). It was only in 1917, decades after +anarchists had first raised the idea, that Marxists started to argue these +ideas but, of course, with a twist. While anarchists meant that working class +organisations would be the basis of a free society, Lenin saw these organs as +the best means of achieving Bolshevik party power. + +Similarly with the libertarian idea of the _"militant minority."_ By this, +anarchists and syndicalists meant groups of workers who gave an example by +their direct action which their fellow workers could imitate (for example by +leading wildcat strikes which would use flying pickets to get other workers to +join in). This "militant minority"_ would be at the forefront of social +struggle and would show, by example, practice and discussion, that their ideas +and tactics were the correct ones. After the Russian Revolution of 1917, +Bolsheviks argued that this idea was similar to their idea of a vanguard +party. This ignored two key differences. Firstly that the libertarian +_"militant minority"_ did not aim to take power on behalf of the working class +but rather to encourage it, by example, to manage its own struggles and +affairs (and, ultimately, society). Secondly, that _"vanguard parties"_ are +organised in hierarchical ways alien to the spirit of anarchism. While both +the _"militant minority"_ and _"vanguard party"_ approaches are based on an +appreciation of the uneven development of ideas within the working class, +vanguardism transforms this into a justification for party rule **over** the +working class by a so-called _"advanced"_ minority (see [section +H.5](secH5.html) for a full discussion). Other concepts, such as _"workers' +control,"_ direct action, and so on have suffered a similar fate. + +A classic example of this appropriation of anarchist ideas into Marxism is +provided by the general strike. In 1905, Russia had a near revolution in which +the general strike played a key role. Unsurprisingly, as anarchists had been +arguing for the general strike since the 1870s, we embraced these events as a +striking confirmation of our long held ideas on revolutionary change. Marxists +had a harder task as such ideas were alien to mainstream Social Democracy. Yet +faced with the success and power of the general strike in practice, the more +radical Marxists, like Rosa Luxemburg, had to incorporate it into their +politics. + +Yet they faced a problem. The general strike was indelibly linked with such +hearsays as anarchism and syndicalism. Had not Engels himself proclaimed the +nonsense of the general strike in his diatribe _"The Bakuninists at work"_? +Had his words not been repeated ad infinitum against anarchists (and radical +socialists) who questioned the wisdom of social democratic tactics, its +reformism and bureaucratic inertia? The Marxist radicals knew that Engels +would again be invoked by the bureaucrats and reformists in the Social +Democratic movement to throw cold water over any attempt to adjust Marxist +politics to the economic power of the masses as expressed in mass strikes. The +Social Democratic hierarchy would simply dismiss them as "anarchists." This +meant that Luxemburg was faced with the problem of proving Engels was right, +even when he was wrong. + +She did so in an ingenious way. Like Engels himself, she simply distorted what +the anarchists thought about the general strike in order to make it acceptable +to Social Democracy. Her argument was simple. Yes, Engels had been right to +dismiss the "general strike" idea of the anarchists in the 1870s. But today, +thirty years later, Social Democrats should support the general strike (or +mass strike, as she called it) because the concepts were different. The +anarchist "general strike" was utopian. The Marxist "mass strike" was +practical. + +To discover why, we need to see what Engels had argued in the 1870s. Engels, +mocked the anarchists (or "Bakuninists") for thinking that _"a general strike +is the lever employed by which the social revolution is started."_ He accusing +them of imagining that _"[o]ne fine morning, all the workers in all the +industries of a country, or even of the whole world, stop work, thus forcing +the propertied classes either humbly to submit within four weeks at most, or +to attack the workers, who would then have the right to defend themselves and +use the opportunity to pull down the entire old society."_ He stated that at +the September 1 1873 Geneva congress of the anarchist Alliance of Social +Democracy, it was _"universally admitted that to carry out the general strike +strategy, there had to be a perfect organisation of the working class and a +plentiful funds."_ He noted that that was _"the rub"_ as no government would +stand by and _"allow the organisation or funds of the workers to reach such a +level."_ Moreover, the revolution would happen long before _"such an ideal +organisation"_ was set up and if they had been _"there would be no need to use +the roundabout way of a general strike"_ to achieve it. [**Collected Works**, +vol. 23, pp. 584-5] + +Rosa Luxemburg repeated Engels arguments in her essay _"The Mass Strike, the +Political Party and the Trade Unions"_ in order to show how her support for +the general strike was in no way contrary to Marxism. [**Rosa Luxemburg +Speaks**, pp. 153-218] Her "mass strike" was different from the anarchist +"general strike" as mocked by Engels as it was dynamic process and could not +be seen as one act, one isolated action which overthrows the bourgeoisie. +Rather, the mass strike to the product of the everyday class struggle within +society, leads to a direct confrontation with the capitalist state and so it +was inseparable from the revolution. + +The only problem with all this is that the anarchists did not actually argue +along the lines Engels and Luxemburg claimed. Most obviously, as we indicated +in [section H.2.8](secH2.html#sech28), Bakunin saw the general strike as a +**dynamic** process which would **not** be set for a specific date and did +**not** need all workers to be organised before hand. As such, Bakunin's ideas +are totally at odds with Engels assertions on what anarchist ideas on the +general strike were about (they, in fact, reflect what actually happened in +1905). + +But what of the "Bakuninists"? Again, Engels account leaves a lot to be +desired. Rather than the September 1873 Geneva congress being, as he claimed, +of the (disbanded) Alliance of Social Democracy, it was in fact a meeting of +the non-Marxist federations of the First International. Contra Engels, +anarchists did not see the general strike as requiring all workers to be +perfectly organised and then passively folding arms _"one fine morning."_ The +Belgian libertarians who proposed the idea at the congress saw it as a tactic +which could mobilise workers for revolution, _"a means of bringing a movement +onto the street and leading the workers to the barricades."_ Moreover, leading +anarchist James Guillaume explicitly rejected the idea that it had _"to break +out everywhere at an appointed day and hour"_ with a resounding _"No!"_ In +fact, he stressed that they did _"not even need to bring up this question and +suppose things could be like this. Such a supposition could lead to fatal +mistakes. The revolution has to be contagious."_ [quoted by Caroline Cahm, +**Kropotkin and the Rise of Revolutionary Anarchism 1872-1886**, p. 223 and p. +224] + +Another account of this meeting notes that how the general strike was to start +was _"left unsaid"_, with Guillaume _"recognis[ing] that it as impossible for +the anarchists simply to set the hour for the general strike."_ Another +anarchist did _"not believe that the strike was a sufficient means to win the +social revolution"_ but could _"set the stage for the success of an armed +insurrection."_ Only one delegate, regardless of Engels' claims, thought it +_"demanded the utmost organisation of the working class"_ and if that were the +case _"then the general strike would not be necessary."_ This was the delegate +from the reformist British trade unions and he was _"attack[ing]"_ the general +strike as _"an absurd and impractical proposition."_ [Phil H. Goodstein, **The +Theory of the General Strike**, pp. 43-5] + +Perhaps this is why Engels did not bother to quote a single anarchist when +recounting their position on this matter? Needless to say, Leninists continue +to parrot Engels assertions to this day. The facts are somewhat different. +Clearly, the "anarchist" strategy of overthrowing the bourgeoisie with one big +general strike set for a specific date exists only in Marxist heads, nowhere +else. Once we remove the distortions promulgated by Engels and repeated by +Luxemburg, we see that the 1905 revolution and _"historical dialectics"_ did +not, as Luxemburg claim, validate Engels and disprove anarchism. Quite the +reverse as the general strikes in Russia followed the anarchist ideas of a +what a general strike would be like quite closely. Little wonder, then, that +Kropotkin argued that the 1905 general strike _"demonstrated"_ that the Latin +workers who had been advocating the general strike _"as a weapon which would +irresistible in the hands of labour for imposing its will"_ had been +_"right._" [**Selected Writings on Anarchism and Revolution**, p. 288] + +So, contra Luxemburg, _"the fatherland of Bakunin"_ was **not** _"the burial- +place of [anarchism's] teachings."_ [**Op. Cit.**, p. 157] As Nicholas Walter +argued, while the numbers of actual anarchists was small, _"the 1905 +Revolution was objectively an anarchist revolution. The military mutinies, +peasant uprisings and workers' strikes (culminating in a general strike), led +to the establishment of soldiers' and workers' councils . . . and peasants' +communes, and the beginning of agrarian and industrial expropriation - all +along the lines suggested by anarchist writers since Bakunin."_ [**The +Anarchist Past and Other Essays**, p. 122] The real question must be when will +Marxists realise that quoting Engels does not make it true? + +Moreover, without becoming an insurrection, as anarchists had stressed, the +limits of the general strike were exposed in 1905. Unlike the some of the +syndicalists in the 1890s and 1900s, this limitation was understood by the +earliest anarchists. Consequently, they saw the general strike as the start of +a revolution and not as the revolution itself. So, for all the Leninist +accounts of the 1905 revolution claiming it for their ideology, the facts +suggest that it was anarchism, not Marxism, which was vindicated by it. +Luxemburg was wrong. The _"land of Bakunin's birth"_ provided an unsurpassed +example of how to make a revolution precisely because it applied (and +confirmed) anarchist ideas on the general strike (and, it should be added, +workers' councils). Marxists (who had previously quoted Engels to dismiss such +things) found themselves repudiating aspect upon aspect of their dogma to +remain relevant. Luxemburg, as Bookchin noted, _"grossly misrepresented the +anarchist emphasis on the general strike after the 1905 revolution in Russia +in order to make it acceptable to Social Democracy."_ (he added that Lenin +_"was to engage in the same misrepresentation on the issue of popular control +in **State and Revolution**"_). [**Towards an Ecological Society**, p. 227fn] + +As such, while Marxists have appropriated certain anarchist concepts, it does +not automatically mean that they mean exactly the same thing by them. Rather, +as history shows, radically different concepts can be hidden behind similar +sounding rhetoric. As Murray Bookchin argued, many Marxist tendencies _"attach +basically alien ideas to the withering conceptual framework of Marxism - not +to say anything new but to preserve something old with ideological +formaldehyde - to the detriment of any intellectual growth that the +distinctions are designed to foster. This is mystification at its worst, for +it not only corrupts ideas but the very capacity of the mind to deal with +them. If Marx's work can be rescued for our time, it will be by dealing with +it as an invaluable part of the development of ideas, not as pastiche that is +legitimated as a 'method' or continually 'updated' by concepts that come from +an alien zone of ideas."_ [**Op. Cit.**, p. 242f] + +This is not some academic point. The ramifications of Marxists appropriating +such _"alien ideas"_ (or, more correctly, the rhetoric associated with those +ideas) has had negative impacts on actual revolutionary movements. For +example, Lenin's definition of _"workers' control"_ was radically different +than that current in the factory committee movement during the Russian +Revolution (which had more in common with anarchist and syndicalist use of the +term). The similarities in rhetoric allowed the factory committee movement to +put its weight behind the Bolsheviks. Once in power, Lenin's position was +implemented while that of the factory committees was ignored. Ultimately, +Lenin's position was a key factor in creating state capitalism rather than +socialism in Russia (see [section H.3.14](secH3.html#sech314) for more +details). + +This, of course, does not stop modern day Leninists appropriating the term +workers' control _"without bating an eyelid. Seeking to capitalise on the +confusion now rampant in the movement, these people talk of 'workers' control' +as if a) they meant by those words what the politically unsophisticated mean +(i.e. that working people should themselves decide about the fundamental +matters relating to production) and b) as if they - and the Leninist doctrine +to which they claim to adhere - had always supported demands of this kind, or +as if Leninism had always seen in workers' control the universally valid +foundation of a new social order, rather than just a **slogan** to be used for +manipulatory purposes in specific and very limited historical contexts."_ +[Maurice Brinton, **The Bolsheviks and Workers' Control**, p. iv] This clash +between the popular idea of workers' control and the Leninist one was a key +reason for the failure of the Russian Revolution precisely because, once in +power, the latter was imposed. + +Thus the fact that Leninists have appropriated libertarian (and working class) +ideas and demands does not, in fact, mean that we aim for the same thing (as +we discussed in [section H.3.1](secH3.html#sech31), this is far from the +case). The use of anarchist/popular rhetoric and slogans means little and we +need to look at the content of the ideas proposed. Given the legacy of the +appropriation of libertarian terminology to popularise authoritarian parties +and its subsequent jettison in favour of authoritarian policies once the party +is in power, anarchists have strong grounds to take Leninist claims with a +large pinch of salt! + +Equally with examples of actual revolutions. As Martin Buber noted, while +_"Lenin praises Marx for having 'not yet, in 1852, put the concrete question +as to what should be set up in place of the State machinery after it had been +abolished,'"_ Lenin argued that _"it was only the Paris Commune that taught +Marx this."_ However, as Buber correctly pointed out, the Paris Commune _"was +the realisation of the thoughts of people who had put this question very +concretely indeed . . . the historical experience of the Commune became +possible only because in the hearts of passionate revolutionaries there lived +the picture of a decentralised, very much 'de-Stated' society, which picture +they undertook to translate into reality. The spiritual fathers of the Commune +had such that ideal aiming at decentralisation which Marx and Engels did not +have, and the leaders of the Revolution of 1871 tried, albeit with inadequate +powers, to begin the realisation of that idea in the midst of revolution."_ +[**Paths in Utopia**, pp. 103-4] Thus, while the Paris Commune and other +working class revolts are praised, their obvious anarchistic elements (which +were usually often predicted by anarchist thinkers) are not mentioned. This +results in some strange dichotomies. For example, Bakunin's vision of +revolution is based on a federation of workers' councils, predating Marxist +support for such bodies by decades, yet Marxists argue that Bakunin's ideas +have nothing to teach us. Or, the Paris Commune being praised by Marxists as +the first _"dictatorship of the proletariat"_ when it implements federalism, +delegates being subjected to mandates and recall and raises the vision of a +socialism of associations while anarchism is labelled "petit-bourgeois"_ in +spite of the fact that these ideas can be found in works of Proudhon and +Bakunin which predate the 1871 revolt! + +From this, we can draw two facts. Firstly, anarchism has successfully +predicted certain aspects of working class revolution. Anarchist K.J. Kenafick +stated the obvious when he argues that any _"comparison will show that the +programme set out [by the Paris Commune] is . . . the system of Federalism, +which Bakunin had been advocating for years, and which had first been +enunciated by Proudhon. The Proudhonists . . . exercised considerable +influence in the Commune. This 'political form' was therefore not 'at last' +discovered; it had been discovered years ago; and now it was proven to be +correct by the very fact that in the crisis the Paris workers adopted it +almost automatically, under the pressure of circumstance, rather than as the +result of theory, as being the form most suitable to express working class +aspirations."_ [**Michael Bakunin and Karl Marx**, pp. 212-3] Rather than +being somehow alien to the working class and its struggle for freedom, +anarchism in fact bases itself on the class struggle. This means that it +should come as no surprise when the ideas of anarchism are developed and +applied by those in struggle, for those ideas are just generalisations derived +from past working class struggles! If anarchism ideas are applied +spontaneously by those in struggle, it is because those involved are +themselves drawing similar conclusions from their own experiences. + +The other fact is that while mainstream Marxism often appropriated certain +aspects of libertarian theory and practice, it does so selectively and places +them into an authoritarian context which undermines their libertarian nature. +Hence anarchist support for workers councils becomes transformed by Leninists +into a means to ensure party power (i.e. state authority) rather than working +class power or self-management (i.e. no authority). Similarly, anarchist +support for leading by example becomes transformed into support for party rule +(and often dictatorship). Ultimately, the practice of mainstream Marxism shows +that libertarian ideas cannot be transplanted selectively into an +authoritarian ideology and be expected to blossom. + +Significantly, those Marxists who **do** apply anarchist ideas honestly are +usually labelled by their orthodox comrades as _"anarchists."_ As an example +of Marxists appropriating libertarian ideas honestly, we can point to the +council communist and currents within Autonomist Marxism. The council +communists broke with the Bolsheviks over the question of whether the party +would exercise power or whether the workers' councils would. Needless to say, +Lenin labelled them an _"anarchist deviation."_ Currents within Autonomist +Marxism have built upon the council communist tradition, stressing the +importance of focusing analysis on working class struggle as the key dynamic +in capitalist society. + +In this they go against the mainstream Marxist orthodoxy and embrace a +libertarian perspective. As libertarian socialist Cornelius Castoriadis +argued, _"the economic theory expounded [by Marx] in **Capital** is based on +the postulate that capitalism has managed completely and effectively to +transform the worker - who appears there only as labour power - into a +commodity; therefore the use value of labour power - the use the capitalist +makes of it - is, as for any commodity, completely determined by the use, +since its exchange value - wages - is determined solely by the laws of the +market . . . This postulate is necessary for there to be a 'science of +economics' along the physico-mathematical model Marx followed . . . But he +contradicts the most essential fact of capitalism, namely, that the use value +and exchange value of labour power are objectively indeterminate; they are +determined rather by the struggle between labour and capital both in +production and in society. Here is the ultimate root of the 'objective' +contradictions of capitalism . . . The paradox is that Marx, the 'inventor' of +class struggle, wrote a monumental work on phenomena determined by this +struggle in which the struggle itself was entirely absent."_ [**Political and +Social Writings**, vol. 2, pp. 202-3] Castoriadis explained the limitations of +Marx's vision most famously in his _"Modern Capitalism and Revolution."_ +[**Op. Cit.**, pp. 226-343] + +By rejecting this heritage which mainstream Marxism bases itself on and +stressing the role of class struggle, Autonomist Marxism breaks decisively +with the Marxist mainstream and embraces a position previously associated with +anarchists and other libertarian socialists. The key role of class struggle in +invalidating all deterministic economic _"laws"_ was expressed by French +syndicalists at the start of the twentieth century. This insight predated the +work of Castoriadis and the development of Autonomist Marxism by over 50 years +and is worth quoting at length: + +> _ "the keystone of socialism . . . proclaimed that 'as a general rule, the +average wage would be no more than what the worker strictly required for +survival'. And it was said: 'That figure is governed by capitalist pressure +alone and this can even push it below the minimum necessary for the working +man's subsistence . . . The only rule with regard to wage levels is the +plentiful or scarce supply of man-power . . .' + +> + +> "By way of evidence of the relentless operation of this law of wages, +comparisons were made between the worker and a commodity: if there is a glut +of potatoes on the market, they are cheap; if they are scarce, the price rises +. . . It is the same with the working man, it was said: his wages fluctuate in +accordance with the plentiful supply or dearth of labour! + +> + +> "No voice was raised against the relentless arguments of this absurd +reasoning: so the law of wages may be taken as right . . . for as long as the +working man [or woman] is content to be a commodity! For as long as, like a +sack of potatoes, she remains passive and inert and endures the fluctuations +of the market . . . For as long as he bends his back and puts up with all of +the bosses' snubs, . . . the law of wages obtains. + +> + +> "But things take a different turn the moment that a glimmer of consciousness +stirs this worker-potato into life. When, instead off dooming himself to +inertia, spinelessness, resignation and passivity, the worker wakes up to his +worth as a human being and the spirit of revolt washes over him: when he +bestirs himself, energetic, wilful and active . . . [and] once the labour bloc +comes to life and bestirs itself . . . then, the laughable equilibrium of the +law of wages is undone."_ [Emile Pouget, **Direct Action**, pp. 9-10] + +And Marx, indeed, had compared the worker to a commodity, stating that labour +power _"is a commodity, neither more nor less than sugar. The former is +measured by the clock, the latter by the scale."_ [**Selected Works**, p. 72] +However, as Castoridias argued, unlike sugar the extraction of the use value +of labour power _"is not a technical operation; it is a process of bitter +struggle in which half the time, so to speak, the capitalists turn out to be +losers."_ [**Op. Cit.**, p. 248] A fact which Pouget stressed in his critique +of the mainstream socialist position: + +> _ "A novel factor has appeared on the labour market: the will of the worker! +And this factor, not pertinent when it comes to setting the price of a bushel +of potatoes, has a bearing upon the setting of wages; its impact may be large +or small, according to the degree of tension of the labour force which is a +product of the accord of individual wills beating in unison - but, whether it +be strong or weak, there is no denying it. + +> + +> "Thus, worker cohesion conjures up against capitalist might a might capable +of standing up to it. The inequality between the two adversaries - which +cannot be denied when the exploiter is confronted only by the working man on +his own - is redressed in proportion with the degree of cohesion achieved by +the labour bloc. From then on, proletarian resistance, be it latent or acute, +is an everyday phenomenon: disputes between labour and capital quicken and +become more acute. Labour does not always emerge victorious from these partial +struggles: however, even when defeated, the struggle workers still reap some +benefit: resistance from them has obstructed pressure from the employers and +often forced the employer to grant some of the demands put."_ [**Op. Cit.**, +p. 10] + +The best currents of Autonomist Marxism share this anarchist stress on the +power of working people to transform society and to impact on how capitalism +operates. Unsurprisingly, most Autonomist Marxists reject the idea of the +vanguard party and instead, like the council communists, stress the need for +**autonomist** working class self-organisation and self-activity (hence the +name!). They agree with Pouget when he argued that direct action _"spells +liberation for the masses of humanity"_, it _"puts paid to the age of miracles +\- miracles from Heaven, miracles from the State - and, in contraposition to +hopes vested in 'providence' (no matter what they may be) it announces that it +will act upon the maxim: salvation lies within ourselves!"_ [**Op. Cit.**, p. +3] As such, they draw upon anarchistic ideas and rhetoric (for many, +undoubtedly unknowingly) and draw anarchistic conclusions. This can be seen +from the works of the leading US Autonomist Marxist Harry Cleaver. His +excellent essay _"Kropotkin, Self-Valorisation and the Crisis of Marxism"_ is +by far the best Marxist account of Kropotkin's ideas and shows the +similarities between communist-anarchism and Autonomist Marxism. [**Anarchist +Studies**, vol.2 , no. 2, pp. 119-36] Both, he points out, share a _"common +perception and sympathy for the power of workers to act autonomously"_ +regardless of the _"substantial differences"_ on other issues. [**Reading +Capital Politically**, p. 15] + +As such, the links between the best Marxists and anarchism can be substantial. +This means that some Marxists have taken on board many anarchist ideas and +have forged a version of Marxism which is basically libertarian in nature. +Unfortunately, such forms of Marxism have always been a minority current +within it. Most cases have seen the appropriation of anarchist ideas by +Marxists simply as part of an attempt to make mainstream, authoritarian +Marxism more appealing and such borrowings have been quickly forgotten once +power has been seized. + +Therefore appropriation of rhetoric and labels should not be confused with +similarity of goals and ideas. The list of groupings which have used +inappropriate labels to associate their ideas with other, more appealing, ones +is lengthy. Content is what counts. If libertarian sounding ideas **are** +being raised, the question becomes one of whether they are being used simply +to gain influence or whether they signify a change of heart. As Bookchin +argued: + +> _ "Ultimately, a line will have to be drawn that, by definition, excludes +any project that can tip decentralisation to the side of centralisation, +direct democracy to the side of delegated power, libertarian institutions to +the side of bureaucracy, and spontaneity to the side of authority. Such a +line, like a physical barrier, must irrevocably separate a libertarian zone of +theory and practice from the hybridised socialisms that tend to denature it. +This zone must build its anti-authoritarian, utopian, and revolutionary +commitments into the very recognition it has of itself, in short, into the +very way it defines itself. . . . to admit of domination is to cross the line +that separates the libertarian zone from the [state] socialist."_ [**Op. +Cit.**, pp. 223-4] + +Unless we know exactly what we aim for, how to get there and who our **real** +allies are we will get a nasty surprise once our self-proclaimed "allies" take +power. As such, any attempt to appropriate anarchist rhetoric into an +authoritarian ideology will simply fail and become little more than a mask +obscuring the real aims of the party in question. As history shows. + +## H.3.6 Is Marxism the only revolutionary politics which have worked? + +Some Marxists will dismiss our arguments, and anarchism, out of hand. This is +because anarchism has not lead a "successful" revolution while Marxism has. +The fact, they assert, that there has never been a serious anarchist +revolutionary movement, let alone a successful anarchist revolution, in the +whole of history proves that Marxism works. For some Marxists, practice +determines validity. Whether something is true or not is not decided +intellectually in wordy publications and debates, but in reality. + +For Anarchists, such arguments simply show the ideological nature of most +forms of Marxism. The fact is, of course, that there has been many anarchistic +revolutions which, while ultimately defeated, show the validity of anarchist +theory (the ones in Spain and in the Ukraine being the most significant). +Moreover, there have been serious revolutionary anarchist movements across the +world, the majority of them crushed by state repression (usually fascist or +communist based). However, this is not the most important issue, which is the +fate of these "successful" Marxist movements and revolutions. The fact that +there has never been a "Marxist" revolution which has not become a party +dictatorship proves the need to critique Marxism. + +So, given that Marxists argue that Marxism is **the** revolutionary working +class political theory, its actual track record has been appalling. After all, +while many Marxist parties have taken part in revolutions and even seized +power, the net effect of their "success" have been societies bearing little or +no relationship to socialism. Rather, the net effect of these revolutions has +been to discredit socialism by associating it with one-party states presiding +over state capitalist economies. + +Equally, the role of Marxism in the labour movement has also been less than +successful. Looking at the first Marxist movement, social democracy, it ended +by becoming reformist, betraying socialist ideas by (almost always) supporting +their own state during the First World War and going so far as crushing the +German revolution and betraying the Italian factory occupations in 1920. +Indeed, Trotsky stated that the Bolshevik party was _"the only revolutionary"_ +section of the Second International, which is a damning indictment of Marxism. +[**Stalin**, vol. 1, p. 248] Just as damning is the fact that neither Lenin or +Trotsky noticed it before 1914! In fact, Lenin praised the _"fundamentals of +parliamentary tactics"_ of German and International Social Democracy, +expressing the opinion that they were _"at the same time implacable on +questions of principle and always directed to the accomplishment of the final +aim"_ in his obituary of August Bebel in 1913! [**Collected Works**, vol. 19, +p. 298] For those that way inclined, some amusement can be gathered comparing +Engels glowing predictions for these parties and their actual performance (in +the case of Spain and Italy, his comments seem particularly ironic). + +As regards Bolshevism itself, the one "revolutionary" party in the world, it +avoided the fate of its sister parties simply because there no question of +applying social democratic tactics within bourgeois institutions as these did +not exist in Tsarist Russia. Moreover, the net result of its seizure of power +was, first, a party dictatorship and state capitalism under Lenin, then their +intensification under Stalin and the creation of a host of Trotskyist sects +who spend a considerable amount of time justifying and rationalising the +ideology and actions of the Bolsheviks which helped create the Stalinism. +Given the fate of Bolshevism in power, Bookchin simply stated the obviously: + +> _ "None of the authoritarian technics of change has provided successful +'paradigms', unless we are prepared to ignore the harsh fact that the Russian, +Chinese, and Cuban 'revolutions' were massive counterrevolutions that blight +our entire century."_ [**The Ecology of Freedom**, p. 446] + +Clearly, a key myth of Marxism is the idea that it has been a successful +movement. In reality, its failures have been consistent and devastating so +suggesting it is time to re-evaluate the whole ideology and embrace a +revolutionary theory like anarchism. Indeed, it would be no exaggeration to +argue that every _"success"_ of Marxism has, in fact, proved that the +anarchist critique of Marxism was correct. Thus, as Bakunin predicted, the +Social-Democratic parties became reformist and the _"dictatorship of the +proletariat"_ became the _"dictatorship **over** the proletariat."_ With +"victories" like these, Marxism does not need failures! Thus Murray Bookchin: + +> _ "A theory which is so readily 'vulgarised,' 'betrayed,' or, more +sinisterly, institutionalised into bureaucratic power by nearly all its +adherents may well be one that lends itself to such 'vulgarisations,' +'betrayals,' and bureaucratic forms **as a normal condition of its +existence.** What may seem to be 'vulgarisations, 'betrayals,' and +bureaucratic manifestations of its tenets in the heated light of doctrinal +disputes may prove to be the fulfilment of its tenets in the cold light of +historical development."_ [**Toward an Ecological Society**, p. 196] + +Hence the overwhelming need to critically evaluate Marxist ideas and history +(such as the Russian Revolution - see [section H.6](secH6.html)). Unless we +honestly discuss and evaluate all aspects of revolutionary ideas, we will +never be able to build a positive and constructive revolutionary movement. By +seeking the roots of Marxism's problems, we can enrich anarchism by avoiding +possible pitfalls and recognising and building upon its strengths (e.g., where +anarchists have identified, however incompletely, problems in Marxism which +bear on revolutionary ideas, practice and transformation). + +If this is done, anarchists are sure that Marxist claims that Marxism is +**the** revolutionary theory will be exposed for the baseless rhetoric they +are. + +## H.3.7 What is wrong with the Marxist theory of the state? + +For anarchists, the idea that a state (any state) can be used for socialist +ends is simply ridiculous. This is because of the nature of the state as an +instrument of minority class rule. As such, it precludes the mass +participation required for socialism and would create a new form of class +society. + +As we discussed in [section B.2](secB2.html), the state is defined by certain +characteristics (most importantly, the centralisation of power into the hands +of a few). Thus, for anarchists, _"the word 'State' . . . should be reserved +for those societies with the hierarchical system and centralisation."_ [Peter +Kropotkin, **Ethics**, p. 317f] This defining feature of the state has not +come about by chance. As Kropotkin argued in his classic history of the state, +_"a social institution cannot lend itself to **all** the desired goals, since, +as with every organ, [the state] developed according to the function it +performed, in a definite direction and not in all possible directions."_ This +means, by _"seeing the State as it has been in history, and as it is in +essence today"_ the conclusion anarchists _"arrive at is for the abolition of +the State."_ Thus the state has _"developed in the history of human societies +to prevent the direct association among men [and women] to shackle the +development of local and individual initiative, to crush existing liberties, +to prevent their new blossoming - all this in order to subject the masses to +the will of minorities."_ [**The State: Its Historic Role**, p. 56] + +So if the state, as Kropotkin stressed, is defined by _"the existence of a +power situated above society, but also of a **territorial concentration** as +well as the concentration **in the hands of a few of many functions in the +life of societies**"_ then such a structure has not evolved by chance. +Therefore _"the pyramidal organisation which is the essence of the State"_ +simply _"cannot lend itself to a function opposed to the one for which it was +developed in the course of history,"_ such as the popular participation from +below required by social revolution and socialism. [**Op. Cit.**, p. 10, p. 59 +and p. 56] Based on this evolutionary analysis of the state, Kropotkin, like +all anarchists, drew the conclusion _"that the State organisation, having been +the force to which the minorities resorted for establishing and organising +their power over the masses, cannot be the force which will serve to destroy +these privileges."_ [**Evolution and Environment**, p. 82] + +This does **not** mean that anarchists dismiss differences between types of +state, think the state has not changed over time or refuse to see that +different states exist to defend different ruling minorities. Far from it. +Anarchists argue that _"[e]very economic phase has a political phase +corresponding to it, and it would be impossible to touch private property +unless a new mode of political life be found at the same time."_ _"A society +founded on serfdom,"_ Kropotkin explained, _"is in keeping with absolute +monarchy; a society based on the wage system, and the exploitation of the +masses by the capitalists finds it political expression in +parliamentarianism."_ As such, the state form changes and evolves, but its +basic function (defender of minority rule) and structure (delegated power into +the hands of a few) remains. Which means that _"a free society regaining +possession of the common inheritance must seek, in free groups and free +federations of groups, a new organisation, in harmony with the new economic +phase of history."_ [**The Conquest of Bread**, p. 54] + +As with any social structure, the state has evolved to ensure that it carries +out its function. In other words, the state is centralised because it is an +instrument of minority domination and oppression. Insofar as a social system +is based on decentralisation of power, popular self-management, mass +participation and free federation from below upwards, it is not a state. If a +social system is, however, marked by delegated power and centralisation it is +a state and cannot be, therefore, a instrument of social liberation. Rather it +will become, slowly but surely, _"whatever title it adopts and whatever its +origin and organisation may be"_ what the state has always been, a instrument +for _"oppressing and exploiting the masses, of defending the oppressors and +the exploiters."_ [Malatesta, **Anarchy**, p. 23] Which, for obvious reasons, +is why anarchists argue for the destruction of the state by a free federation +of self-managed communes and workers' councils (see [section +H.1.4](secH1.html#sech14) for further discussion). + +This explains why anarchists reject the Marxist definition and theory of the +state. For Marxists, _"the state is nothing but a machine for the oppression +of one class by another."_ While it has been true that, historically, it is +_"the state of the most powerful, economically dominant class, which, through +the medium of the state, becomes also the politically dominant class, and this +acquires the means of holding down and exploiting the oppressed class,"_ this +need not always be the case. The state is _"at best an evil inherited by the +proletariat after its victorious struggle for class supremacy,"_ although it +_"cannot avoid having to lop off at once as much as possible"_ of it _"until +such time as a generation reared in new, free social conditions is able to +throw the entire lumber of the state on the scrap heap."_ This new state, +often called the _"dictatorship of the proletariat,"_ would slowly _"wither +away"_ (or _"dies out"_) as classes disappear and the state _"at last . . . +becomes the real representative of the whole of society"_ and so _"renders +itself unnecessary."_ Engels is at pains to differentiate this position from +that of the anarchists, who demand _"the abolition of the state out of hand."_ +[**Selected Works**, p. 258, pp. 577-8, p. 528 and p. 424] + +For anarchists, this argument has deep flaws. Simply put, unlike the anarchist +one, this is not an empirically based theory of the state. Rather, we find +such a theory mixed up with a metaphysical, non-empirical, a-historic +definition which is based not on what the state **is** but rather what it +**could** be. Thus the argument that the state _"is nothing but a machine for +the oppression of one class by another"_ is trying to draw out an abstract +essence of the state rather than ground what the state is on empirical +evidence and analysis. This perspective, anarchists argue, simply confuses two +very different things, namely the state and popular social organisation, with +potentially disastrous results. By calling the popular self-organisation +required by a social revolution the same name as a hierarchical and +centralised body constructed for, and evolved to ensure, minority rule, the +door is wide open to confuse popular power with party power, to confuse rule +by the representatives of the working class with working class self-management +of the revolution and society. + +Indeed, at times, Marx seemed to suggest that **any** form of social +organisation is a state. At one point he complained that the French mutualists +argued that _"[e]verything [was] to broken down into small '**groupes**' or +'**communes**', which in turn form an 'association', but not a state."_ +[**Collected Works**, vol. 42, p. 287] Unsurprisingly, then, that Kropotkin +noted _"the German school which takes pleasure in confusing **State** with +**Society**."_ This was a _"confusion"_ made by those _"who cannot visualise +Society without a concentration of the State."_ Yet this _"is to overlook the +fact that Man lived in Societies for thousands of years before the State had +been heard of"_ and that _"communal life"_ had _"been destroyed by the +State."_ So _"large numbers of people [have] lived in communes and free +federations"_ and these were not states as the state _"is only one of the +forms assumed by society in the course of history. Why then make no +distinction between what is permanent and what is accidental?"_ [**The State: +Its Historic Role**, pp. 9-10] + +As we discussed in [section H.2.1](secH2.html#sech21), anarchist opposition to +the idea of a "dictatorship of the proletariat" should not be confused with +idea that anarchists do not think that a social revolution needs to be +defended. Rather, our opposition to the concept rests on the confusion which +inevitably occurs when you mix up scientific analysis with metaphysical +concepts. By drawing out an a-historic definition of the state, Engels helped +ensure that the _"dictatorship of the proletariat"_ became the _"dictatorship +over the proletariat"_ by implying that centralisation and delegated power +into the hands of the few can be considered as an expression of popular power. + +To explain why, we need only to study the works of Engels himself. Engels, in +his famous account of the **Origin of the Family, Private Property and the +State**, defined the state as follows: + +> _ "The state is . . . by no means a power forced on society from without . . +. Rather, it is a product of society at a certain stage of development; it is +an admission . . . that it has split into irreconcilable antagonisms . . . in +order that these antagonisms and classes with conflicting economic interests +might not consume themselves and society in fruitless struggle, it became +necessary to have power seemingly standing above society that would alleviate +the conflict . . . this power, arisen out of society but placing itself above +it, and alienating itself more and more from it, is the state."_ [**Selected +Writings**, p. 576] + +The state has two distinguishing features, firstly (and least importantly) it +_"divides its subjects **according to territory.**"_ The second _"is the +establishment of a **public power** which no longer directly coincides with +the population organising itself as an armed force. This special public power +is necessary because a self-acting armed organisation of the population has +become impossible since the split into classes . . . This public power exists +in every state; it consists not merely of armed men but also of material +adjuncts, prisons and institutions of coercion of all kinds."_ Thus _"an +essential feature of the state is a public power distinct from the mass of the +people."_ [**Op. Cit.**, pp. 576-7 and pp. 535-6] + +In this, the Marxist position concurs with the anarchist. Engels discussed the +development of numerous ancient societies to prove his point. Talking of Greek +society, he argued that it was based on a popular assembly which was +_"sovereign"_ plus a council. This social system was not a state because +_"when every adult male member of the tribe was a warrior, there was as yet no +public authority separated from the people that could have been set up against +it. Primitive democracy was still in full bloom, and this must remain the +point of departure in judging power and the status of the council."_ +Discussing the descent of this society into classes, he argued that this +required _"an institution that would perpetuate, not only the newly-rising +class division of society, but the right of the possessing class to exploit +the non-possessing class and the rule of the former over the latter."_ +Unsurprisingly, _"this institution arrived. The **state** was invented."_ The +original communal organs of society were _"superseded by real governmental +authorities"_ and the defence of society (_"the actual 'people in arms'"_) was +_"taken by an armed 'public power' at the service of these authorities and, +therefore, also available against the people."_ With the rise of the state, +the communal council was _"transformed into a senate."_ [**Op. Cit.**, pp. +525-6, p. 528 and p. 525] + +Thus the state arises specifically to exclude popular self-government, +replacing it with minority rule conducted via a centralised, hierarchical top- +down structure (_"government . . . is the natural protector of capitalism and +other exploiters of popular labour."_ [Bakunin, **Michael Bakunin: Selected +Writings**, p. 239]). + +This account of the rise of the state is at direct odds with Engels argument +that the state is simply an instrument of class rule. For the _"dictatorship +of the proletariat"_ to be a state, it would have to constitute a power above +society, be different from the people armed, and so be _"a public power +distinct from the mass of the people."_ However, Marx and Engels are at pains +to stress that the _"dictatorship of the proletariat"_ will not be such a +regime. However, how can you have something (namely _"a public power distinct +from the mass of the people"_) you consider as _"an essential feature"_ of a +state missing in an institution you call the same name? It is a bit like +calling a mammal a _"new kind of reptile"_ in spite of the former not being +cold-blooded, something you consider as _"an essential feature"_ of the +latter! + +This contradiction helps explains Engels comments that _"[w]e would therefore +propose to replace **state** everywhere by **Gemeinwesen,** a good old German +word which can very well convey the meaning of the French word '**commune'**"_ +He even states that the Paris Commune _"was no longer a state in the proper +sense of the word."_ However, this comment does not mean that Engels sought to +remove any possible confusion on the matter, for he still talked of _"the +state"_ as _"only a transitional institution which is used in the struggle, in +the revolution, to hold down's one's adversaries by force . . . so long as the +proletariat still **uses** the state, it does not use it the interests of +freedom but in order to hold down its adversaries, and as soon as it becomes +possible to speak of freedom the state as such ceases to exist."_ [**Op. +Cit.**, p. 335] Thus the state would still exist and, furthermore, is **not** +identified with the working class as a whole (_"a self-acting armed +organisation of the population"_), rather it is an institution standing apart +from the _"people armed"_ which is used, by the proletariat, to crush its +enemies. + +(As an aside, we must stress that to state that it only becomes possible to +_"speak of freedom"_ after the state and classes cease to exist is a serious +theoretical error. Firstly, it means to talk about _"freedom"_ in the +abstract, ignoring the reality of class and hierarchical society. To state the +obvious, in class society working class people have their freedom restricted +by the state, wage labour and other forms of social hierarchy. The aim of +social revolution is the conquest of liberty by the working class by +overthrowing hierarchical rule. Freedom for the working class, by definition, +means stopping any attempts to restrict that freedom by its adversaries. To +state the obvious, it is not a _"restriction"_ of the freedom of would-be +bosses to resist their attempts to impose their rule! As such, Engels failed +to consider revolution from a working class perspective - see [section +H.4.7](secH4.html#sech47) for another example of this flaw. Moreover his +comments have been used to justify restrictions on working class freedom, +power and political rights by Marxist parties once they have seized power. +_"Whatever power the State gains,"_ correctly argued Bookchin, _"it always +does so at the expense of popular power. Conversely, whatever power the people +gain, they always acquire at the expense of the State. To legitimate State +power, in effect, is to delegitimate popular power."_ [**Remaking Society**, +p. 160]) + +Elsewhere, we have Engels arguing that _"the characteristic attribute of the +former state"_ is that while society _"had created its own organs to look +after its own special interests"_ in the course of time _"these organs, at +whose head was the state power, transformed themselves from the servants of +society into the masters of society."_ [**Op. Cit.**, p. 257] Ignoring the +obvious contradiction with his earlier claims that the state and communal +organs were different, with the former destroying the latter, we are struck +yet again by the idea of the state as being defined as an institution above +society. Thus, if the post revolutionary society is marked by _"the state"_ +being dissolved into society, placed under its control, then it is not a +state. To call it a _"new and truly democratic"_ form of _"state power"_ makes +as little sense as calling a motorcar a _"new"_ form of bicycle. As such, when +Engels argues that the Paris Commune _"was no longer a state in the proper +sense of the word"_ or that when the proletariat seizes political power it +_"abolishes the state as state"_ we may be entitled to ask what it is, a state +or not a state. [**Op. Cit.**, p. 335 and p. 424] It cannot be both, it cannot +be a _"public power distinct from the mass of the people"_ **and** _"a self- +acting armed organisation of the population."_ If it is the latter, then it +does not have what Engels considered as _"an essential feature of the state"_ +and cannot be considered one. If it is the former, then any claim that such a +regime is the rule of the working class is automatically invalidated. That +Engels mocked the anarchists for seeking a revolution _"without a provisional +government and in the total absence of any state or state-like institution, +which are to be destroyed"_ we can safely say that it is the former. [Marx, +Engels and Lenin, **Anarchism and Anarcho-Syndicalism**, p. 156] + +Given that _"primitive democracy,"_ as Engels noted, defended itself against +its adversaries without such an institution shows that to equate the defence +of working class freedom with the state is not only unnecessary, it simply +leads to confusion. For this reason anarchists do not confuse the necessary +task of defending and organising a social revolution with creating a state. +Thus, the problem for Marxism is that the empirical definition of the state +collides with the metaphysical, the actual state with its Marxist essence. As +Italian Anarchist Camillo Berneri argued: _"'The Proletariat' which seizes the +state, bestowing on it the complete ownership of the means of production and +destroying itself as proletariat and the state 'as the state' is a +metaphysical fantasy, a political hypostasis of social abstractions."_ [_"The +Abolition and Extinction of the State,"_ pp. 50-1, **Cienfuegos Press +Anarchist Review**, no. 4, p. 50] + +This is no academic point, as we explain in the [next +section](secH3.html#sech38) this confusion has been exploited to justify party +power **over** the proletariat. Thus, as Berneri argued, Marxists _"do not +propose the armed conquest of the commune by the whole proletariat, but they +propose the conquest of the State by the party which imagines it represents +the proletariat. The Anarchists allow the use of direct power by the +proletariat, but they understand the organ of this power to be formed by the +entire corpus of systems of communist administration - corporate organisations +[i.e. industrial unions], communal institutions, both regional and national - +freely constituted outside and in opposition to all political monopoly by +parties and endeavouring to a minimum administrational centralisation."_ Thus +_"the Anarchists desire the destruction of the classes by means of a social +revolution which eliminates, with the classes, the State."_ [_"Dictatorship of +the Proletariat and State Socialism"_, pp 51-2, **Op. Cit.**, p. 52] +Anarchists are opposed to the state because it is not neutral, it cannot be +made to serve our interests. The structures of the state are only necessary +when a minority seeks to rule over the majority. We argue that the working +class can create our own structures, organised and run from below upwards, to +ensure the efficient running of everyday life. + +By confusing two radically different things, Marxism ensures that popular +power is consumed and destroyed by the state, by a new ruling elite. In the +words of Murray Bookchin: + +> _ "Marx, in his analysis of the Paris Commune of 1871, has done radical +social theory a considerable disservice. The Commune's combination of +delegated policy-making with the execution of policy by its own +administrators, a feature of the Commune which Marx celebrated, is a major +failing of that body. Rousseau quite rightly emphasised that popular power +cannot be delegated without being destroyed. One either has a fully empowered +popular assembly or power belongs to the State."_ [_"Theses on Libertarian +Municipalism"_, pp. 9-22, **The Anarchist Papers**, Dimitrios Roussopoulos +(ed.), p. 14] + +If power belongs to the state, then the state is a public body distinct from +the population and, therefore, not an instrument of working class power. +Rather, as an institution designed to ensure minority rule, it would ensure +its position within society and become either the ruling class itself or +create a new class which instrument it would be. As we discuss in [section +H.3.9](secH3.html#sech39) the state cannot be considered as a neutral +instrument of economic class rule, it has specific interests in itself which +can and does mean it can play an oppressive and exploitative role in society +independently of an economically dominant class. + +Which brings us to the crux of the issue whether this "new" state will, in +fact, be unlike any other state that has ever existed. Insofar as this "new" +state is based on popular self-management and self-organisation, anarchists +argue that such an organisation cannot be called a state as it is **not** +based on delegated power. _"As long as,"_ as Bookchin stressed, _"the +institutions of power consisted of armed workers and peasants as distinguished +from a professional bureaucracy, police force, army, and cabal of politicians +and judges, they were no[t] a State . . . These institutions, in fact +comprised a revolutionary people in arms . . . not a professional apparatus +that could be regarded as a State in any meaningful sense of the term."_ +[_"Looking Back at Spain,"_ pp. 53-96, **The Radical Papers**, Dimitrios I. +Roussopoulos (ed.), p. 86] This was why Bakunin was at pains to emphasis that +a _"federal organisation, from below upward, of workers' associations, groups, +communes, districts, and ultimately, regions and nations"_ could not be +considered as the same as _"centralised states"_ and were _"contrary to their +essence."_ [**Statism and Anarchy**, p. 13] + +So when Lenin argued in **State and Revolution** that in the _"dictatorship of +the proletariat"_ the _"organ of suppression is now the majority of the +population, and not the minority"_ and that _"since the majority of the people +**itself** suppresses its oppressors, a 'special force' for the suppression +[of the bourgeoisie] is **no longer necessary**"_ he is confusing two +fundamentally different things. As Engels made clear, such a social system of +_"primitive democracy"_ is not a state. However, when Lenin argued that _"the +more the functions of state power devolve upon the people generally, the less +need is there for the existence of this power,"_ he was implicitly arguing +that there would be, in fact, a _"public power distinct from mass of the +people"_ and so a state in the normal sense of the word based on delegated +power, _"special forces"_ separate from the armed people and so on. +[**Essential Works of Lenin**, p. 301] + +That such a regime would not _"wither away"_ has been proven by history. The +state machine does not (indeed, **cannot**) represent the interests of the +working classes due to its centralised, hierarchical and elitist nature - all +it can do is represent the interests of the party in power, its own +bureaucratic needs and privileges and slowly, but surely, remove itself from +popular control. This, as anarchists have constantly stressed, is why the +state is based on the delegation of power, on hierarchy and centralisation. +The state is organised in this way to facilitate minority rule by excluding +the mass of people from taking part in the decision making processes within +society. If the masses actually did manage society directly, it would be +impossible for a minority class to dominate it. Hence the need for a state. +Which shows the central fallacy of the Marxist theory of the state, namely it +argues that the rule of the proletariat will be conducted by a structure, the +state, which is designed to exclude the popular participation such a concept +demands! + +Considered another way, _"political power"_ (the state) is simply the power of +minorities to enforce their wills. This means that a social revolution which +aims to create socialism cannot use it to further its aims. After all, if the +state (i.e. _"political power"_) has been created to further minority class +rule (as Marxists and anarchists agree) then, surely, this function has +determined how the organ which exercises it has developed. Therefore, we would +expect organ and function to be related and impossible to separate. So when +Marx argued that the conquest of political power had become the great duty of +the working class because landlords and capitalists always make use of their +political privileges to defend their economic monopolies and enslave labour, +he drew the wrong conclusion. + +Building on a historically based (and so evolutionary) understanding of the +state, anarchists concluded that it was necessary not to seize political power +(which could only be exercised by a minority within any state) but rather to +destroy it, to dissipate power into the hands of the working class, the +majority. By ending the regime of the powerful by destroying their instrument +of rule, the power which was concentrated into their hands automatically falls +back into the hands of society. Thus, working class power can only be concrete +once _"political power"_ is shattered and replaced by the social power of the +working class based on its own class organisations (such as factory +committees, workers' councils, unions, neighbourhood assemblies and so on). As +Murray Bookchin put it: + +> _ "the slogan 'Power to the people' can only be put into practice when the +power exercised by social elites is dissolved into the people. Each individual +can then take control of his [or her] daily life. If 'Power to the people' +means nothing more than power to the 'leaders' of the people, then the people +remain an undifferentiated, manipulated mass, as powerless after the +revolution as they were before."_ [**Post-Scarcity Anarchism**, p. xif] + +In practice, this means that any valid social revolution needs to break the +state and **not** replace it with another one. This is because, in order to be +a state, any state structure must be based on delegated power, hierarchy and +centralisation (_"every State, even the most Republican and the most +democratic . . . . are in essence only machines governing the masses from +above"_ and _"[i]f there is a State, there must necessarily be domination, and +therefore slavery; a State without slavery, overt or concealed, is unthinkable +- and that is why we are enemies of the State."_ [Bakunin, **The Political +Philosophy of Bakunin**, p. 211 and p. 287]). If power is devolved to the +working class then the state no longer exists as its _"essential feature"_ (of +delegated power) is absent. What you have is a new form of the _"primitive +democracy"_ which existed before the rise of the state. While this new, +modern, form of self-management will have to defend itself against those +seeking to recreate minority power, this does not mean that it becomes a +state. After all, the tribes with _"primitive democracy"_ had to defend +themselves against their adversaries and so that, in itself, does not means +that these communities had a state (see [section H.2.1](secH2.html#sech21)). +Thus defence of a revolution, as anarchists have constantly stressed, does not +equate to a state as it fails to address the key issue, namely who has +**power** in the system - the masses or their leaders. + +This issue is fudged by Marx. When Bakunin, in _"Statism and Anarchy"_, asked +the question _"Will the entire proletariat head the government?"_, Marx argued +in response: + +> _ "Does in a trade union, for instance, the whole union constitute the +executive committee? Will all division of labour in a factory disappear and +also the various functions arising from it? And will everybody be at the top +in Bakunin's construction built from the bottom upwards? There will in fact be +no below then. Will all members of the commune also administer the common +affairs of the region? In that case there will be no difference between +commune and region. 'The Germans [says Bakunin] number nearly 40 million. +Will, for example, all 40 million be members of the government?' Certainly, +for the thing begins with the self-government of the commune."_ [Marx, Engels +and Lenin, **Anarchism and Anarcho-Syndicalism**, pp. 150-1] + +As Alan Carter argues, _"this might have seemed to Marx [over] a century ago +to be satisfactory rejoinder, but it can hardly do today. In the infancy of +the trade unions, which is all Marx knew, the possibility of the executives of +a trade union becoming divorced from the ordinary members may not have seemed +to him to be a likely outcome, We, however, have behind us a long history of +union leaders 'selling out' and being out of touch with their members. Time +has ably demonstrated that to reject Bakunin's fears on the basis of the +practice of trade union officials constitutes a woeful complacency with regard +to power and privilege - a complacency that was born ample fruit in the form +of present Marxist parties and 'communist' societies . . . [His] dispute with +Bakunin shows quite clearly that Marx did not stress the continued control of +the revolution by the mass of the people as a prerequisite for the +transcendence of all significant social antagonisms."_ [**Marx: A Radical +Critique**, pp. 217-8] Non-anarchists have also noticed the poverty of Marx's +response. For example, as David W. Lovell puts it, _"[t]aken as a whole, +Marx's comments have dodged the issue. Bakunin is clearly grappling with the +problems of Marx's transition period, in particular the problem of leadership, +while Marx refuses to discuss the political form of what must be (at least in +part) class rule by the proletariat."_ [**From Marx to Lenin**, p. 64] + +As we discussed in [section H.3.1](secH3.html#sech31), Marx's _"Address to the +Communist League,"_ with its stress on _"the most determined centralisation of +power in the hands of the state authority"_ and that _"the path of +revolutionary activity . . . can only proceed with full force from the +centre,"_ suggests that Bakunin's fears were valid and Marx's answer simply +inadequate. [**Marx-Engels Reader**, p. 509] Simply put, if, as Engels argued, +_"an essential feature of the state is a public power distinct from the mass +of the people,"_ then, clearly Marx's argument of 1850 (and others like it) +signifies a state in the usual sense of the word, one which has to be +_"distinct"_ from the mass of the population in order to ensure that the +masses are prevented from interfering with their own revolution. This was not, +of course, the desire of Marx and Engels but this result flows from their +theory of the state and its fundamental flaws. These flaws can be best seen +from their repeated assertion that the capitalist democratic state could be +captured via universal suffrage and used to introduce socialism (see [section +H.3.10](secH3.html#sech310)) but it equally applies to notions of creating new +states based on the centralisation of power favoured by ruling elites since +class society began. + +As Kropotkin stressed, _"one does not make an historical institution follow in +the direction to which one points - that is in the opposite direction to the +one it has taken over the centuries."_ To expect this would be a _"a sad and +tragic mistake"_ simply because _"the old machine, the old organisation, [was] +slowly developed in the course of history to crush freedom, to crush the +individual, to establish oppression on a legal basis, to create monopolists, +to lead minds astray by accustoming them to servitude"_. [**The State: Its +Historic Role**, pp. 57-8] A social revolution needs new, non-statist, forms +of social organisation to succeed: + +> _ "To give full scope to socialism entails rebuilding from top to bottom a +society dominated by the narrow individualism of the shopkeeper. It is not as +has sometimes been said by those indulging in metaphysical wooliness just a +question of giving the worker 'the total product of his labour'; it is a +question of completely reshaping all relationships . . . In ever street, in +every hamlet, in every group of men gathered around a factory or along a +section of the railway line, the creative, constructive and organisational +spirit must be awakened in order to rebuild life - in the factory, in the +village, in the store, in production and in distribution of supplies. All +relations between individuals and great centres of population have to be made +all over again, from the very day, from the very moment one alters the +existing commercial or administrative organisation. + +> + +> "And they expect this immense task, requiring the free expression of popular +genius, to be carried out within the framework of the State and the pyramidal +organisation which is the essence of the State! They expect the State . . . to +become the lever for the accomplishment of this immense transformation. They +want to direct the renewal of a society by means of decrees and electoral +majorities... How ridiculous!"_ [Kropotkin, **Op. Cit.**, pp. 58-9] + +Ultimately, the question, of course, is one of power. Does the _"executive +committee"_ have the fundamental decision making power in society, or does +that power lie in the mass assemblies upon which a federal socialist society +is built? If the former, we have rule by a few party leaders and the +inevitable bureaucratisation of the society and a state in the accepted sense +of the word. If the latter, we have a basic structure of a free and equal +society and a new organisation of popular self-management which eliminates the +existence of a public power above society. This is not playing with words. It +signifies the key issue of social transformation, an issue which Marxism tends +to ignore or confuse matters about when discussing. Bookchin clarified what is +at stake: + +> _ "To some neo-Marxists who see centralisation and decentralisation merely +as difference of degree, the word 'centralisation' may merely be an awkward +way of denoting means for **co-ordinating** the decisions made by +decentralised bodies. Marx, it is worth noting, greatly confused this +distinction when he praised the Paris Commune as a 'working, not a +parliamentary body, executive and legislative at the same time.' In point of +fact, the consolidation of 'executive and legislative' functions in a single +body was regressive. It simply identified the process of policy-making, a +function that rightly should belong to the people in assembly, with the +technical execution of these policies, a function that should be left to +strictly administrative bodies subject to rotation, recall, limitations of +tenure . . . Accordingly, the melding of policy formation with administration +placed the institutional emphasis of classical [Marxist] socialism on +centralised bodies, indeed, by an ironical twist of historical events, +bestowing the privilege of formulating policy on the 'higher bodies' of +socialist hierarchies and their execution precisely on the more popular +'revolutionary committees' below."_ [**Toward an Ecological Society**, pp. +215-6] + +By confusing co-ordination with the state (i.e. with delegation of power), +Marxism opens the door wide open to the _"dictatorship of the proletariat"_ +being a state _"in the proper sense."_ In fact, not only does Marxism open +that door, it even invites the state _"in the proper sense"_ in! This can be +seen from Engels comment that just as _"each political party sets out to +establish its rule in the state, so the German Social-Democratic Workers' +Party is striving to establish **its** rule, the rule of the working class."_ +[**Collected Works**, vol. 23, p. 372] By confusing rule by the party _"in the +state"_ with _"rule of the working class,"_ Engels is confusing party power +and popular power. For the party to _"establish **its** rule,"_ the state in +the normal sense (i.e. a structure based on the delegation of power) has to be +maintained. As such, the _"dictatorship of the proletariat"_ signifies the +delegation of power by the proletariat into the hands of the party and that +implies a _"public power distinct from the mass of the people"_ and so +minority rule. This aspect of Marxism, as we argue in the [next +section](secH3.html#sech38), was developed under the Bolsheviks and became +_"the dictatorship of the party"_ (i.e. the dictatorship **over** the +proletariat): + +> _ "since Marx vigorously opposed Bakunin's efforts to ensure that only +libertarian and decentralist means were employed by revolutionaries so as to +facilitate the revolution remaining in the hands of the mass of workers, he +must accept a fair measure of culpability for the authoritarian outcome of the +Russian Revolution . . . + +> + +> "Bakunin was not satisfied with trusting revolutionary leaders to liberate +the oppressed . . . The oppressed people had to made aware that the only +security against replacing one repressive structure with another was the +deliberate retaining of control of the revolution by the whole of the working +classes, and not naively trusting it to some vanguard."_ [Alan Carter, **Marx: +A Radical Critique** pp. 218-9] + +It is for this reason why anarchists are extremely critical of Marxist ideas +of social revolution. As Alan Carter argues: + +> _ "It is to argue not against revolution, but against 'revolutionary' praxis +employing central authority. It is to argue that any revolution must remain in +the hands of the mass of people and that they must be aware of the dangers of +allowing power to fall into the hands of a minority in the course of the +revolution. Latent within Marxist theory . . . is the tacit condoning of +political inequality in the course and aftermath of revolutionary praxis. Only +when such inequality is openly and widely rejected can there be any hope of a +libertarian communist revolution. The lesson to learn is that we must oppose +not revolutionary practice, but **authoritarian** 'revolutionary' practice. +Such authoritarian practice will continue to prevail in revolutionary circles +as long as the Marxist theory of the state and the corresponding theory of +power remain above criticism within them."_ [**Op. Cit.**, p. 231] + +In summary, the Marxist theory of the state is simply a-historic and +postulates some kind of state "essence" which exists independently of actual +states and their role in society. To confuse the organ required by a minority +class to execute and maintain its rule and that required by a majority class +to manage society is to make a theoretical error of great magnitude. It opens +the door to the idea of party power and even party dictatorship. As such, the +Marxism of Marx and Engels is confused on the issue of the state. Their +comments fluctuate between the anarchist definition of the state (based, as it +is, on generalisations from historical examples) and the a-historic definition +(based not on historical example but rather derived from a supra-historical +analysis). Trying to combine the metaphysical with the scientific, the +authoritarian with the libertarian, could only leave their followers with a +confused legacy and that is what we find. + +Since the death of the founding fathers of Marxism, their followers have +diverged into two camps. The majority have embraced the metaphysical and +authoritarian concept of the state and proclaimed their support for a +_"workers' state."_ This is represented by social-democracy and it radical +offshoot, Leninism. As we discuss in the [next section](secH3.html#sech38), +this school has used the Marxist conception of the state to allow for rule +over the working class by the _"revolutionary"_ party. The minority has become +increasingly and explicitly anti-state, recognising that the Marxist legacy is +contradictory and that for the proletarian to directly manage society then +there can be no power above them. To this camp belongs the libertarian +Marxists of the council communist, Situationist and other schools of thought +which are close to anarchism. + +## H.3.8 What is wrong with the Leninist theory of the state? + +As discussed in the [last section](secH3.html#sech37), there is a +contradiction at the heart of the Marxist theory of the state. On the one +hand, it acknowledges that the state, historically, has always been an +instrument of minority rule and is structured to ensure this. On the other, it +argues that you can have a state (the _"dictatorship of the proletariat"_) +which transcends this historical reality to express an abstract essence of the +state as an _"instrument of class rule."_ This means that Marxism usually +confuses two very different concepts, namely the state (a structure based on +centralisation and delegated power) and the popular self-management and self- +organisation required to create and defend a socialist society. + +This confusion between two fundamentally different concepts proved to be +disastrous when the Russian Revolution broke out. Confusing party power with +working class power, the Bolsheviks aimed to create a "workers' state" in +which their party would be in power (see [section +H.3.3](secH3.html#secH.3.3)). As the state was an instrument of class rule, it +did not matter if the new "workers' state" was centralised, hierarchical and +top-down like the old state as the structure of the state was considered +irrelevant in evaluating its role in society. Thus, while Lenin seemed to +promise a radical democracy in which the working class would directly manage +its own affairs in his **State and Revolution**, in practice he implemented a +_"dictatorship of the proletariat"_ which was, in fact, _"the organisation of +the vanguard of the oppressed as the ruling class."_ [**Essential Works of +Lenin**, p. 337] In other words, the vanguard party in the position of head of +the state, governing on behalf of the working class which, in turn, meant that +the new "workers' state" was fundamentally a state in the usual sense of the +word. This quickly lead to a dictatorship **over**, not of, the proletariat +(as Bakunin had predicted). This development did not come as a surprise to +anarchists, who had long argued that a state is an instrument of minority rule +and cannot change its nature. To use the state to affect socialist change is +impossible, simply because it is not designed for such a task. As we argued in +[section B.2](secB2.html), the state is based on centralisation of power +explicitly to ensure minority rule and for this reason has to be abolished +during a social revolution. + +As Voline summarised, there is _"an explicit, irreconcilable contradiction +between the very essence of State Socialist power (if it triumphs) and that of +the true Social Revolutionary process."_ This was because _"**the basis of +State Socialism** and delegated power is **the explicit non-recognition of +[the] principles of the Social Revolution.** The characteristic traits of +Socialist ideology and practice . . . do not belong to the future, but are +wholly a part of the bourgeois past . . . Once this model has been applied, +the true principles of the Revolution are fatally abandoned. Then follows, +inevitably, the rebirth, under another name, of the exploitation of the +labouring masses, with all its consequences."_ Thus _"the forward march of the +revolutionary masses towards real emancipation, towards the creation of new +forms of social life, is incompatible with the very principle of State power . +. . the authoritarian principle and the revolutionary principle are +diametrically opposed and mutually exclusive."_ [**The Unknown Revolution**, +p. 247 and p. 248] + +Ironically, the theoretical lessons Leninists gained from the experience of +the Russian Revolution confirm the anarchist analysis that the state structure +exists to facilitate minority rule and marginalise and disempower the majority +to achieve that rule. This can be seen from the significant revision of the +Marxist position which occurred once the Bolshevik party become the ruling +party. Simply put, after 1917 leading representatives of Leninism stressed +that state power was **not** required to repress resistance by the ex-ruling +class as such, but, in fact, was also necessitated by the divisions within the +working class. In other words, state power was required because the working +class was not able to govern itself and so required a grouping (the party) +above it to ensure the success of the revolution and overcome any _"wavering"_ +within the masses themselves. + +While we have discussed this position in [section H.1.2](secH1.html#sech12) +and so will be repeating ourselves to some degree, it is worth summarising +again the arguments put forward to justify this revision. This is because they +confirm what anarchists have always argued, namely that the state is an +instrument of minority rule and **not** one by which working class people can +manage their own affairs directly. As the quotations from leading Leninists +make clear, it is **precisely** this feature of the state which recommends it +for party (i.e. minority) power. The contradiction at the heart of the Marxist +theory of the state we pointed out in the [section H.3.7](secH3.html#sech37) +has been resolved in Leninism. It supports the state precisely because it is +_"a public power distinct from the mass of the people,"_ rather than an +instrument of working class self-management of society. + +Needless to say, his latter day followers point to Lenin's apparently +democratic, even libertarian, sounding 1917 work, **The State and Revolution** +when asked about the Leninist theory of the state. As our discussion in +[section H.1.7](secH1.html#sech17) proved, the ideas expounded in his pamphlet +were rarely, if at all, applied in practice by the Bolsheviks. Moreover, it +was written before the seizure of power. In order to see the validity of his +argument we must compare it to his and his fellow Bolshevik leaders opinions +once the revolution had "succeeded." What lessons did they generalise from +their experiences and how did these lessons relate to **State and +Revolution**? + +The change can be seen from Trotsky, who argued quite explicitly that _"the +proletariat can take power only through its vanguard"_ and that _"the +necessity for state power arises from an insufficient cultural level of the +masses and their heterogeneity."_ Only with _"support of the vanguard by the +class"_ can there be the _"conquest of power"_ and it was in _"this sense the +proletarian revolution and dictatorship are the work of the whole class, but +only under the leadership of the vanguard."_ Thus, rather than the working +class as a whole seizing power, it is the _"vanguard"_ which takes power - _"a +revolutionary party, even after seizing power . . . is still by no means the +sovereign ruler of society."_ Thus state power is required to **govern the +masses,** who cannot exercise power themselves. As Trotsky put it, _"[t]hose +who propose the abstraction of Soviets to the party dictatorship should +understand that only thanks to the Bolshevik leadership were the Soviets able +to lift themselves out of the mud of reformism and attain the state form of +the proletariat."_ [**Writings 1936-37**, p. 490, p. 488 and p. 495] + +Logically, though, this places the party in a privileged position. So what +happens if the working class no longer supports the vanguard? Who takes +priority? Unsurprisingly, in both theory and practice, the party is expected +to rule over the masses. This idea that state power was required due to the +limitations within the working class is reiterated a few years later in 1939. +Moreover, the whole rationale for party dictatorship came from the fundamental +rationale for democracy, namely that any government should reflect the +changing opinions of the masses: + +> _ "The very same masses are at different times inspired by different moods +and objectives. It is just for this reason that a centralised organisation of +the vanguard is indispensable. Only a party, wielding the authority it has +won, is capable of overcoming the vacillation of the masses themselves . . . +if the dictatorship of the proletariat means anything at all, then it means +that the vanguard of the proletariat is armed with the resources of the state +in order to repel dangers, including those emanating from the backward layers +of the proletariat itself."_ [_"The Moralists and Sycophants against +Marxism"_, pp. 53-66, **Their Morals and Ours**, p. 59] + +Needless to say, **by definition** everyone is _"backward"_ when compared to +the _"vanguard of the proletariat."_ Moreover, as it is this _"vanguard"_ +which is _"armed with the resources of the state"_ and **not** the proletariat +as a whole we are left with one obvious conclusion, namely party dictatorship +rather than working class democracy. How Trotsky's position is compatible with +the idea of the working class as the "ruling class" is not explained. However, +it fits in well with the anarchist analysis of the state as an instrument +designed to ensure minority rule. + +Thus the possibility of party dictatorship exists if popular support fades. +Which is, significantly, precisely what **had** happened when Lenin and +Trotsky were in power. In fact, these arguments built upon other, equally +elitist statement which had been expressed by Trotsky when he held the reins +of power. In 1920, for example, he argued that while the Bolsheviks have +_"more than once been accused of having substituted for the dictatorship of +the Soviets the dictatorship of the party,"_ in fact _"it can be said with +complete justice that the dictatorship of the Soviets became possible only by +means of the dictatorship of the party."_ This, just to state the obvious, was +his argument seventeen years later. _"In this 'substitution' of the power of +the party for the power of the working class,"_ Trotsky added, _"there is +nothing accidental, and in reality there is no substitution at all. The +Communists express the fundamental interests of the working class."_ +[**Terrorism and Communism**, p. 109] In early 1921, he argued again for Party +dictatorship at the Tenth Party Congress: + +> _ "The Workers' Opposition has come out with dangerous slogans, making a +fetish of democratic principles! They place the workers' right to elect +representatives above the Party, as if the party were not entitled to assert +its dictatorship even if that dictatorship temporarily clashed with the +passing moods of the workers' democracy. It is necessary to create amongst us +the awareness of the revolutionary birthright of the party, which is obliged +to maintain its dictatorship, regardless of temporary wavering even in the +working classes. This awareness is for us the indispensable element. The +dictatorship does not base itself at every given moment on the formal +principle of a workers' democracy."_ [quoted by Samuel Farber, **Before +Stalinism**, p. 209] + +The similarities with his arguments of 1939 are obvious. Unsurprisingly, he +maintained this position in the intervening years. He stated in 1922 that _"we +maintain the dictatorship of our party!"_ [**The First Five Years of the +Communist International**, vol. 2, p. 255] The next year saw him arguing that +_"[i]f there is one question which basically not only does not require +revision but does not so much as admit the thought of revision, it is the +question of the dictatorship of the Party."_ He stressed that _"[o]ur party is +the ruling party"_ and that _"[t]o allow any changes whatever in this field"_ +meant _"bring[ing] into question all the achievements of the revolution and +its future."_ He indicated the fate of those who **did** question the party's +position: _"Whoever makes an attempt on the party's leading role will, I hope, +be unanimously dumped by all of us on the other side of the barricade."_ +[**Leon Trotsky Speaks**, p. 158 and p. 160] + +By 1927, when Trotsky was in the process of being _"dumped"_ on the _"other +side of the barricade"_ by the ruling bureaucracy, he **still** argued for +_"the Leninist principle, inviolable for every Bolshevik, that the +dictatorship of the proletariat is and can be realised only through the +dictatorship of the party."_ It was stressed that the _"dictatorship of the +proletariat [sic!] demands as its very core a single proletarian party."_ +[**The Challenge of the Left Opposition (1926-7)**, p. 395 and p. 441] As we +noted in [section H.1.2](secH1.html#sech12), ten years later, he was still +explicitly arguing for the _"revolutionary dictatorship of a proletarian +party"_. + +Thus, for Trotsky over a twenty year period, the _"dictatorship of the +proletariat"_ was fundamentally a _"dictatorship of the party."_ While the +working class may be allowed some level of democracy, the rule of the party +was repeatedly given precedence. While the party may be placed into power by a +mass revolution, once there the party would maintain its position of power and +dismiss attempts by the working class to replace it as _"wavering"_ or +_"vacillation"_ due to the _"insufficient cultural level of the masses and +their heterogeneity."_ In other words, the party dictatorship was required to +protect working class people from themselves, their tendency to change their +minds based on changing circumstances, evaluating the results of past +decisions, debates between different political ideas and positions, make their +own decisions, reject what is in their best interests (as determined by the +party), and so on. Thus the underlying rationale for democracy (namely that it +reflects the changing will of the voters, their _"passing moods"_ so to speak) +is used to justify party dictatorship! + +The importance of party power **over** the working class was not limited to +Trotsky. It was considered of general validity by all leading Bolsheviks and, +moreover, quickly became mainstream Bolshevik ideology. In March 1923, for +example, the Central Committee of the Communist Party in a statement issued to +mark the 25th anniversary of the founding of the Bolshevik Party. This +statement summarised the lessons gained from the Russian revolution. It stated +that _"the party of the Bolsheviks proved able to stand out fearlessly against +the vacillations within its own class, vacillations which, with the slightest +weakness in the vanguard, could turn into an unprecedented defeat for the +proletariat."_ Vacillations, of course, are expressed by workers' democracy. +Little wonder the statement rejects it: _"The dictatorship of the working +class finds its expression in the dictatorship of the party."_ [_"To the +Workers of the USSR"_ in G. Zinoviev, **History of the Bolshevik Party**, p. +213 and p. 214] + +Trotsky and other leading Bolsheviks were simply following Lenin's lead, who +had admitted at the end of 1920 that while _"the dictatorship of the +proletariat"_ was _"inevitable"_ in the _"transition of socialism,"_ it is +_"not exercised by an organisation which takes in all industrial workers."_ +The reason _"is given in the theses of the Second Congress of the Communist +International on the role of political parties"_ (more on which later). This +means that _"the Party, shall we say, absorbs the vanguard of the proletariat, +and this vanguard exercises the dictatorship of the proletariat."_ This was +required because _"in all capitalist countries . . . the proletariat is still +so divided, so degraded, and so corrupted in parts"_ that it _"can be +exercised only by a vanguard . . . the dictatorship of the proletariat cannot +be exercised by a mass proletarian organisation."_ [**Collected Works**, vol. +32, p. 20 and p. 21] For Lenin, _"revolutionary coercion is bound to be +employed towards the wavering and unstable elements among the masses +themselves."_ [**Op. Cit.**, vol. 42, p. 170] Needless to say, Lenin failed to +mention this aspect of his system in **The State and Revolution** (a failure +usually repeated by his followers). It is, however, a striking confirmation of +Bakunin's comments _"the State cannot be sure of its own self-preservation +without an armed force to defend it against its own **internal enemies,** +against the discontent of its own people."_ [**Michael Bakunin: Selected +Writings**, p. 265] + +Looking at the lessons leading leaders of Leninism gained from the experience +of the Russian Revolution, we have to admit that the Leninist _"workers' +state"_ will not be, in fact, a _"new"_ kind of state, a _"semi-state,"_ or, +to quote Lenin, a _"new state"_ which _"is **no longer** a state in the proper +sense of the word."_ If, as Lenin argued in early 1917, the state _"in the +proper sense of the term is domination over the people by contingents of armed +men divorced from the people,"_ then Bolshevism in power quickly saw the need +for a state _"in the proper sense."_ [**Op. Cit.**, vol. 24, p. 85] While this +state _"in the proper sense"_ had existed from the start of Bolshevik rule, it +was only from early 1919 onwards (at the latest) that the leaders of +Bolshevism had openly brought what they said into line with what they did. It +was only by being a _"state in the proper sense"_ could the Bolshevik party +rule and exercise _"the dictatorship of the party"_ over the _"wavering"_ +working class. + +So when Lenin stated that _"Marxism differs from anarchism in that it +recognises **the need for a state** for the purpose of the transition to +socialism,"_ anarchists agree. [**Op. Cit.**, vol. 24, p. 85] Insofar as +"Marxism" aims for, to quote Lenin, the party to _"take state power into [its] +own hands,"_ to become _"the governing party"_ and considers one of its key +tasks for _"our Party to capture political power"_ and to _"administer"_ a +country, then we can safely say that the state needed is a state _"in the +proper sense,"_ based on the centralisation and delegation of power into the +hands of a few (see our discussion of Leninism as _**"socialism from above"**_ +in [section H.3.3](secH3.html#sech33) for details). + +This recreation of the state _"in the proper sense"_ did not come about by +chance or simply because of the _"will to power"_ of the leaders of +Bolshevism. Rather, there are strong institutional pressures at work within +any state structure (even a so-called _"semi-state"_) to turn it back into a +_"proper"_ state. We discuss this in more detail in [section +H.3.9](secH3.html#sech39). However, we should not ignore that many of the +roots of Bolshevik tyranny can be found in the contradictions of the Marxist +theory of the state. As noted in the [last section](secH3.html#sech37), for +Engels, the seizure of power by the party meant that the working class was in +power. The Leninist tradition builds on this confusion between party and class +power. It is clear that the _"dictatorship of the proletariat"_ is, in fact, +rule by the party. In Lenin's words: + +> _ "Engels speaks of **a government that is required for the domination of a +class** . . . Applied to the proletariat, it consequently means a government +**that is required for the domination of the proletariat,** i.e. the +dictatorship of the proletariat for the effectuation of the socialist +revolution."_ [**Op. Cit.**, vol. 8, p. 279] + +The role of the working class in this state was also indicated, as _"only a +revolutionary dictatorship supported by the vast majority of the people can be +at all durable."_ [**Op. Cit.**, p. 291] In other words the _"revolutionary +government"_ has the power, not the working class in whose name it governs. In +1921 he made this explicit: _"To govern you need an army of steeled +revolutionary Communists. We have it, and it is called the Party."_ The +_"Party is the leader, the vanguard of the proletariat, which rules +directly."_ For Lenin, as _"long as we, the Party's Central Committee and the +whole Party, continue to run things, that is govern we shall never - we cannot +- dispense with . . . removals, transfers, appointments, dismissals, etc."_ of +workers, officials and party members from above. [**Op. Cit.**, vol. 32, p. +62, p. 98 and p. 99] Unsurprisingly, these powers were used by Lenin, and then +Stalin, to destroy opposition (although the latter applied coercive measures +**within** the party which Lenin only applied to non-party opponents). + +So much for _"workers' power,"_ _"socialism from below"_ and other such +rhetoric. + +This vision of "socialism" being rooted in party power over the working class +was the basis of the Communist International's resolution of the role of the +party. This resolution is, therefore, important and worth discussing. It +argues that the Communist Party _"is **part** of the working class,"_ namely +its _"most advanced, most class-conscious, and therefore most revolutionary +part."_ It is _"distinguished from the working class as a whole in that it +grasps the whole historic path of the working class in its entirety and at +every bend in that road endeavours to defend not the interests of individual +groups or occupations but the interests of the working class as a whole."_ +[**Proceedings and Documents of the Second Congress 1920**, vol. 1, p. 191] +However, in response it can be argued that this simply means the _"interests +of the party"_ as only it can understand what _"the interests of the working +class as a whole"_ actually are. Thus we have the possibility of the party +substituting its will for that of the working class simply because of what +Leninists term the _"uneven development"_ of the working class. As Alan Carter +argues, these _"conceptions of revolutionary organisation maintain political +and ideological domination by retaining supervisory roles and notions of +privileged access to knowledge . . . the term 'class consciousness' is +employed to facilitate such domination over the workers. It is not what the +workers think, but what the party leaders think they ought to think that +constitutes the revolutionary consciousness imputed to the workers."_ The +ideological basis for a new class structure is created as the _"Leninist +revolutionary praxis . . . is carried forward to post-revolutionary +institutions,"_ [**Marx: A Radical Critique**, p. 175] + +The resolution stresses that before the revolution, the party _"will encompass +. . . only a minority of the workers."_ Even after the _"seizure of power,"_ +it will still _"not be able to unite them all into its ranks +organisationally."_ It is only after the _"final defeat of the bourgeois +order"_ will _"all or almost all workers begin to join"_ it. Thus the party is +a **minority** of the working class. The resolution then goes on to state that +_"[e]very class struggle is a political struggle. This struggle, which +inevitably becomes transformed into civil war, has as its goal the conquest of +political power. Political power cannot be seized, organised, and directed +other than by some kind of political party."_ [**Op. Cit.**, p. 192, p. 193] +And as the party is a _"part"_ of the working class which cannot _"unite"_ all +workers _"into its ranks,"_ this means that political power can only be +_"seized, organised, and directed"_ by a **minority.** + +Thus we have minority rule, with the party (or more correctly its leaders) +exercising political power. The idea that the party _"must **dissolve** into +the councils, that the councils can **replace** the Communist Party"_ is +_"fundamentally wrong and reactionary."_ This is because, to _"enable the +soviets to fulfil their historic tasks, there must . . . be a strong Communist +Party, one that does not simply 'adapt' to the soviets but is able to make +them renounce 'adaptation' to the bourgeoisie."_ [**Op. Cit.**, p. 196] Thus +rather than the workers' councils exercising power, their role is simply that +of allowing the Communist Party to seize political power. + +As we indicated in [section H.3.4](secH3.html#sech34), the underlying +assumption behind this resolution was made clear by Zinoviev during his +introductory speech to the congress meeting which finally agreed the +resolution: the dictatorship of the party **was** the dictatorship of the +proletariat. Little wonder that Bertrand Russell, on his return from Lenin's +Russia in 1920, wrote that: + +> _ "Friends of Russia here [in Britain] think of the dictatorship of the +proletariat as merely a new form of representative government, in which only +working men and women have votes, and the constituencies are partly +occupational, not geographical. They think that 'proletariat' means +'proletariat,' but 'dictatorship' does not quite mean 'dictatorship.' This is +the opposite of the truth. When a Russian Communist speak of a dictatorship, +he means the word literally, but when he speaks of the proletariat, he means +the word in a Pickwickian sense. He means the 'class-conscious' part of the +proletariat, i.e. the Communist Party. He includes people by no means +proletarian (such as Lenin and Tchicherin) who have the right opinions, and he +excludes such wage-earners as have not the right opinions, whom he classifies +as lackeys of the **bourgeoisie.**"_ [**The Practice and Theory of +Bolshevism**, pp. 26-27] + +Significantly, Russell pointed, like Lenin, to the Comintern resolution on the +role of the Communist Party. In addition, he noted the reason why this party +dictatorship was required: _"No conceivable system of free elections would +give majorities to the Communists, either in the town or country."_ [**Op. +Cit.**, pp. 40-1] + +Nor are followers of Bolshevism shy in repeating its elitist conclusions. +Founder and leader of the British SWP, Tony Cliff, for example, showed his +lack of commitment to working class democracy when he opined that the _"actual +level of democracy, as well as centralism, [during a revolution] depends on +three basic factors: 1. the strength of the proletariat; 2. the material and +cultural legacy left to it by the old regime; and 3. the strength of +capitalist resistance. The level of democracy feasible must be in direct +proportion to the first two factors, and in inverse proportion to the third. +The captain of an ocean liner can allow football to be played on his vessel; +on a tiny raft in a stormy sea the level of tolerance is far lower."_ +[**Lenin**, vol. 3, p. 179] That Cliff compares working class democracy to +football says it all. Rather than seeing it as the core gain of a revolution, +he relegates it to the level of a **game,** which may or may not be +_"tolerated"_! And need we speculate who the paternalistic _"captain"_ in +charge of the ship of the state would be? + +Replacing Cliff's revealing analogies we get the following: _"The party in +charge of a workers' state can allow democracy when the capitalist class is +not resisting; when it is resisting strongly, the level of tolerance is far +lower."_ So, democracy will be _"tolerated"_ in the extremely unlikely +situation that the capitalist class will not resist a revolution! That the +party has no right to _"tolerate"_ democracy or not is not even entertained by +Cliff, its right to negate the basic rights of the working class is taken as a +given. Clearly the key factor is that the party is in power. It **may** +_"tolerate"_ democracy, but ultimately his analogy shows that Bolshevism +considers it as an added extra whose (lack of) existence in no way determines +the nature of the _"workers' state"_ (unless, of course, he is analysing +Stalin's regime rather than Lenin's then it becomes of critical importance!). +Perhaps, therefore, we may add another _"basic factor"_ to Cliff's three; +namely _"4. the strength of working class support for the party."_ The level +of democracy feasible must be in direct proportion to this factor, as the +Bolsheviks made clear. As long as the workers vote for the party, then +democracy is wonderful. If they do not, then their _"wavering"_ and _"passing +moods"_ cannot be _"tolerated"_ and democracy is replaced by the dictatorship +of the party. Which is no democracy at all. + +Obviously, then, if, as Engels argued, _"an essential feature of the state is +a public power distinct from the mass of the people"_ then the regime +advocated by Bolshevism is not a _"semi-state"_ but, in fact, a normal state. +Trotsky and Lenin are equally clear that said state exists to ensure that the +_"mass of the people"_ do not participate in public power, which is exercised +by a minority, the party (or, more correctly, the leaders of the party). One +of the key aims of this new state is to repress the _"backward"_ or +_"wavering"_ sections of the working class (although, by definition, all +sections of the working class are _"backward"_ in relation to the +_"vanguard"_). Hence the need for a _"public power distinct from the people"_ +(as the suppression of the strike wave and Kronstadt in 1921 shows, elite +troops are always needed to stop the army siding with their fellow workers). +And as proven by Trotsky's comments after he was squeezed out of power, this +perspective was **not** considered as a product of _"exceptional +circumstances."_ Rather it was considered a basic lesson of the revolution, a +position which was applicable to all future revolutions. In this, Lenin and +other leading Bolsheviks concurred. + +The irony (and tragedy) of all this should not be lost. In his 1905 diatribe +against anarchism, Stalin had denied that Marxists aimed for party +dictatorship. He stressed that there was _"a dictatorship of the minority, the +dictatorship of a small group . . . which is directed against the people . . . +Marxists are the enemies of such a dictatorship, and they fight such a +dictatorship far more stubbornly and self-sacrificingly than do our noisy +Anarchists."_ The practice of Bolshevism and the ideological revisions it +generated easily refutes Stalin's claims. The practice of Bolshevism showed +that his claim that _"[a]t the head"_ of the _"dictatorship of the proletarian +majority . . . stand the masses"_ is in sharp contradiction with Bolshevik +support for _"revolutionary"_ governments. Either you have (to use Stalin's +expression) _"the dictatorship of the streets, of the masses, a dictatorship +directed against all oppressors"_ or you have party power **in the name of the +street, of the masses.** [**Collected Works**, vol. 1, p. 371-2] The +fundamental flaw in Leninism is that it confuses the two and so lays the +ground for the very result anarchists predicted and Stalin denied. + +While anarchists are well aware of the need to defend a revolution (see +[section H.2.1](secH2.html#sech21)), we do not make the mistake of equating +this with a state. Ultimately, the state cannot be used as an instrument of +liberation - it is not designed for it. Which, incidentally, is why we have +not discussed the impact of the Russian Civil War on the development of +Bolshevik ideology. Simply put, the _"workers' state"_ is proposed, by +Leninists, as the means to defend a revolution. As such, you cannot blame what +it is meant to be designed to withstand (counter-revolution and civil war) for +its _"degeneration."_ If the _"workers' state"_ cannot handle what its +advocates claim it exists for, then its time to look for an alternative and +dump the concept in the dustbin of history. + +In summary, Bolshevism is based on a substantial revision of the Marxist +theory of the state. While Marx and Engels were at pains to stress the +accountability of their new state to the population under it, Leninism has +made a virtue of the fact that the state has evolved to exclude that mass +participation in order to ensure minority rule. Leninism has done so +explicitly to allow the party to overcome the _"wavering"_ of the working +class, the very class it claims is the "ruling class" under socialism! In +doing this, the Leninist tradition exploited the confused nature of the state +theory of traditional Marxism. The Leninist theory of the state is flawed +simply because it is based on creating a _"state in the proper sense of the +word,"_ with a public power distinct from the mass of the people. This was the +major lesson gained by the leading Bolsheviks (including Lenin and Trotsky) +from the Russian Revolution and has its roots in the common Marxist error of +confusing party power with working class power. So when Leninists point to +Lenin's **State and Revolution** as the definitive Leninist theory of the +state, anarchists simply point to the lessons Lenin himself gained from +actually conducting a revolution. Once we do, the slippery slope to the +Leninist solution to the contradictions inherit in the Marxist theory of the +state can be seen, understood and combated. + +## H.3.9 Is the state simply an agent of economic power? + +As we discussed in [section H.3.7](secH3.html#sech37), the Marxist theory of +the state confuses an empirical analysis of the state with a metaphysical one. +While Engels is aware that the state developed to ensure minority class rule +and, as befits its task, evolved specific characteristics to execute that +role, he also raised the idea that the state (_"as a rule"_) is _"the state of +the most powerful, economically dominant class"_ and _"through the medium of +the state, becomes also the politically dominant class."_ Thus the state can +be considered, in essence, as _"nothing but a machine for the oppression of +one class by another."_ _"At a certain stage of economic development"_, Engels +stressed, _"which was necessarily bound up with the split in society into +classes, the state became a necessity owning to this split."_ [**Selected +Works**, pp. 577-8, p. 579 and p. 258] For Lenin, this was _"the basic idea of +Marxism on the question of the historical role and meaning of the state,"_ +namely that _"the state is an organ of class **rule**, the organ for the +**oppression** of one class by another."_ [**Essential Works of Lenin**, p. +273 and p. 274] + +The clear implication is that the state is simply an instrument, without +special interests of its own. If this is the case, the use of a state by the +proletariat is unproblematic (and so the confusion between working class self- +organisation and the state we have discussed in various sections above is +irrelevant). This argument can lead to simplistic conclusions, such as once a +"revolutionary" government is in power in a "workers state" we need not worry +about abuses of power or even civil liberties (this position was commonplace +in Bolshevik ranks during the Russian Civil War, for example). It also is at +the heart of Trotsky's contortions with regards to Stalinism, refusing to see +the state bureaucracy as a new ruling class simply because the state, by +definition, could not play such a role. + +For anarchists, this position is a fundamental weakness of Marxism, a sign +that the mainstream Marxist position significantly misunderstands the nature +of the state and the needs of social revolution. However, we must stress that +anarchists would agree that the state generally does serve the interests of +the economically dominant classes. Bakunin, for example, argued that the State +_"is authority, domination, and forced, organised by the property-owning and +so-called enlightened classes against the masses."_ He saw the social +revolution as destroying capitalism and the state at the same time, that is +_"to overturn the State's domination, and that of the privileged classes whom +it solely represents."_ [**The Basic Bakunin**, p. 140] However, anarchists do +not reduce our analysis and understanding of the state to this simplistic +Marxist level. While being well aware that the state is the means of ensuring +the domination of an economic elite, as we discussed in [section +B.2.5](secB2.html#secb25), anarchists recognise that the state machine also +has interests of its own. The state, for anarchists, is the delegation of +power into the hands of a few. This creates, by its very nature, a privileged +position for those at the top of the hierarchy: + +> _ "A government [or state], that is a group of people entrusted with making +the laws and empowered to use the collective force to oblige each individual +to obey them, is already a privileged class and cut off from the people. As +any constituted body would do, it will instinctively seek to extend its +powers, to be beyond public control, to impose its own policies and to give +priority to its special interests. Having been put in a privileged position, +the government is already at odds with the people whose strength it disposes +of."_ [Malatesta, **Anarchy**, p. 36] + +The Bolshevik regime during the Russia revolution proved the validity of this +analysis. The Bolsheviks seized power in the name of the soviets yet soon +marginalised, gerrymandered and disbanded them to remain in power while +imposing a vision of socialism (more correctly, state capitalism) at odds with +popular aspirations. + +Why this would be the case is not hard to discover. Given that the state is a +highly centralised, top-down structure it is unsurprising that it develops +around itself a privileged class, a bureaucracy, around it. The inequality in +power implied by the state is a source of privilege and oppression independent +of property and economic class. Those in charge of the state's institutions +would aim to protect (and expand) their area of operation, ensuring that they +select individuals who share their perspectives and who they can pass on their +positions. By controlling the flow of information, of personnel and resources, +the members of the state's higher circles can ensure its, and their own, +survival and prosperity. As such, politicians who are elected are at a +disadvantage. The state is the permanent collection of institutions that have +entrenched power structures and interests. The politicians come and go while +the power in the state lies in its institutions due to their permanence. It is +to be expected that such institutions would have their own interests and would +pursue them whenever they can. + +This would not fundamentally change in a new "workers' state" as it is, like +all states, based on the delegation and centralisation of power into a few +hands. Any "workers' government" would need a new apparatus to enforce its +laws and decrees. It would need effective means of gathering and collating +information. It would thus create _"an entirely new ladder of administration +to extend it rule and make itself obeyed."_ While a social revolution needs +mass participation, the state limits initiative to the few who are in power +and _"it will be impossible for one or even a number of individuals to +elaborate the social forms"_ required, which _"can only be the collective work +of the masses . . . Any kind of external authority will merely be an obstacle, +a hindrance to the organic work that has to be accomplished; it will be no +better than a source of discord and of hatreds."_ [Kropotkin, **Words of a +Rebel**, p. 169 and pp. 176-7] + +Rather than "withering away," any "workers' state" would tend to grow in terms +of administration and so the government creates around itself a class of +bureaucrats whose position is different from the rest of society. This would +apply to production as well. Being unable to manage everything, the state +would have to re-introduce hierarchical management in order to ensure its +orders are met and that a suitable surplus is extracted from the workers to +feed the needs of the state machine. By creating an economically powerful +class which it can rely on to discipline the workforce, it would simply +recreate capitalism anew in the form of _"state capitalism"_ (this is +precisely what happened during the Russian Revolution). To enforce its will +onto the people it claims to represent, specialised bodies of armed people +(police, army) would be required and soon created. All of which is to be +expected, as state socialism _"entrusts to a few the management of social life +and [so] leads to the exploitation and oppression of the masses by the few."_ +[Malatesta, **Op. Cit.**, p. 47] + +This process takes time. However, the tendency for government to escape from +popular control and to generate privileged and powerful institutions around it +can be seen in all revolutions, including the Paris Commune and the Russian +Revolution. In the former, the Communal Council was _"largely ignored . . . +after it was installed. The insurrection, the actual management of the city's +affairs and finally the fighting against the Versaillese, were undertaken +mainly by popular clubs, the neighbourhood vigilance committees, and the +battalions of the National Guard. Had the Paris Commune (the Municipal +Council) survived, it is extremely doubtful that it could have avoided +conflict with these loosely formed street and militia formations. Indeed, by +the end of April, some six weeks after the insurrection, the Commune +constituted an 'all-powerful' Committee of Public Safety, a body redolent with +memories of the Jacobin dictatorship and the Terror , which suppressed not +only the right in the Great [French] Revolution of a century earlier, but also +the left."_ [Murray Bookchin, **Post-Scarcity Anarchism**, p. 90] A minority +of council members (essentially those active in the International) stated that +_"the Paris Commune has surrendered its authority to a dictatorship"_ and it +was _"hiding behind a dictatorship that the electorate have not authorised us +to accept or to recognise."_ [**The Paris Commune of 1871: The View from the +Left**, Eugene Schulkind (ed.), p. 187] The Commune was crushed before this +process could fully unfold, but the omens were there (although it would have +undoubtedly been hindered by the local scale of the institutions involved). As +we discuss in [section H.6](secH6.html), a similar process of a +"revolutionary" government escaping from popular control occurred right from +the start of the Russian Revolution. The fact the Bolshevik regime lasted +longer and was more centralised (and covered a larger area) ensured that this +process developed fully, with the "revolutionary" government creating around +itself the institutions (the bureaucracy) which finally subjected the +politicians and party leaders to its influence and then domination. + +Simply put, the vision of the state as merely an instrument of class rule +blinds its supporters to the dangers of **political** inequality in terms of +power, the dangers inherent in giving a small group of people power over +everyone else. The state has certain properties **because it is a state** and +one of these is that it creates a bureaucratic class around it due to its +centralised, hierarchical nature. Within capitalism, the state bureaucracy is +(generally) under the control of the capitalist class. However, to generalise +from this specific case is wrong as the state bureaucracy is a class in itself +- and so trying to abolish classes without abolishing the state is doomed to +failure: + +> _ "The State has always been the patrimony of some privileged class: the +sacerdotal class, the nobility, the bourgeoisie \- and finally, when all the +other classes have exhausted themselves, the class of the bureaucracy enters +upon the stage and then the State falls, or rises, if you please to the +position of a machine."_ [Bakunin, **The Political Philosophy of Bakunin**, p. +208] + +Thus the state cannot simply be considered as an instrument of rule by +economic classes. It can be quite an effective parasitical force in its own +right, as both anthropological and historical evidence suggest. The former +raises the possibility that the state arose before economic classes and that +its roots are in inequalities in power (i.e. hierarchy) within society, not +inequalities of wealth. The latter points to examples of societies in which +the state was not, in fact, an instrument of (economic) class rule but rather +pursued an interest of its own. + +As regards anthropology, Michael Taylor summarises that the _"evidence does +not give [the Marxist] proposition [that the rise of economic classes caused +the creation of the state] a great deal of support. Much of the evidence which +has been offered in support of it shows only that the primary states, not long +after their emergence, were economically stratified. But this is of course +consistent also with the simultaneous rise . . . of political and economic +stratification, or with the **prior** development of the state - i.e. of +**political** stratification \- and the creation of economic stratification by +the ruling class."_ [**Community, Anarchy and Liberty**, p. 132] He quotes +Elman Service on this: + +> _ "In all of the archaic civilisations and historically known chiefdoms and +primitive states the 'stratification' was . . . mainly of two classes, the +governors and the governed - political strata, not strata of ownership +groups."_ [quoted by Taylor, **Op. Cit.**, p. 133] + +Taylor argues that it the _"weakening of community and the development of +gross inequalities are the **concomitants** and **consequences** of state +formation."_ He points to the _"germ of state formation"_ being in the +informal social hierarchies which exist in tribal societies. [**Op. Cit.**, p. +133 and p. 134] Thus the state is not, initially, a product of economic +classes but rather an independent development based on inequalities of social +power. Harold Barclay, an anarchist who has studied anthropological evidence +on this matter, concurs: + +> _ "In Marxist theory power derives primarily, if not exclusively, from +control of the means of production and distribution of wealth, that is, from +economic factors. Yet, it is evident that power derived from knowledge - and +usually 'religious' style knowledge - is often highly significant, at least in +the social dynamics of small societies. . . Economic factors are hardly the +only source of power. Indeed, we see this in modern society as well, where the +capitalist owner does not wield total power. Rather technicians and other +specialists command it as well, not because of their economic wealth, but +because of their knowledge."_ [quoted by Alan Carter, **Marx: A Radical +Critique**, p. 191] + +If, as Bookchin summarises, _"hierarchies precede classes"_ then trying to use +a hierarchical structure like the state to abolish them is simply wishful +thinking. + +As regards more recent human history, there have been numerous examples of the +state existing without being an instrument of (economic) class rule. Rather, +the state **was** the ruling class. While the most obvious example is the +Stalinist regimes where the state bureaucracy ruled over a state capitalist +economy, there have been plenty of others, as Murray Bookchin pointed out: + +> _ "Each State is not necessarily an institutionalised system of violence in +the interests of a specific ruling class, as Marxism would have us believe. +There are many examples of States that **were** the 'ruling class' and whose +own interests existed quite apart from - even in antagonism to - privileged, +presumably 'ruling' classes in a given society. The ancient world bears +witness to distinctly capitalistic classes, often highly privileged and +exploitative, that were bilked by the State, circumscribed by it, and +ultimately devoured by it - which is in part why a capitalist society never +emerged out of the ancient world. Nor did the State 'represent' other class +interests, such as landed nobles, merchants, craftsmen, and the like. The +Ptolemaic State in Hellenistic Egypt was an interest in its own right and +'represented' no other interest than its own. The same is true of the Aztec +and the Inca States until they were replaced by Spanish invaders. Under the +Emperor Domitian, the Roman State became the principal 'interest' in the +empire, superseding the interests of even the landed aristocracy which held +such primacy in Mediterranean society. . . + +> + +> "Near-Eastern State, like the Egyptian, Babylonian, and Persian, were +virtually extended households of individual monarchs . . . Pharaohs, kings, +and emperors nominally held the land (often co-jointly with the priesthood) in +the trust of the deities, who were either embodied in the monarch or were +represented by him. The empires of Asian and North African kings were +'households' and the population was seen as 'servants of the palace' . . . + +> + +> "These 'states,' in effect, were not simply engines of exploitation or +control in the interests of a privileged 'class.' . . . The Egyptian State was +very real but it 'represented' nothing other than itself."_ [**Remaking +Society**, pp. 67-8] + +Bakunin pointed to Turkish Serbia, where economically dominant classes _"do +not even exist - there is only a bureaucratic class. Thus, the Serbian state +will crush the Serbian people for the sole purpose of enabling Serbian +bureaucrats to live a fatter life."_ [**Statism and Anarchy**, p. 54] Leninist +Tony Cliff, in his attempt to prove that Stalinist Russia was state capitalist +and its bureaucracy a ruling class, pointed to various societies which _"had +deep class differentiation, based not on private property but on state +property. Such systems existed in Pharaonic Egypt, Moslem Egypt, Iraq, Persia +and India."_ He discusses the example of Arab feudalism in more detail, where +_"the feudal lord had no permanent domain of his own, but a member of a class +which collectively controlled the land and had the right to appropriate +rent."_ This was _"ownership of the land by the state"_ rather than by +individuals. [**State Capitalism in Russia**, pp. 316-8] As such, the idea +that the state is simply an instrument of class rule seems unsupportable. As +Gaston Leval argued, _"the State, by its nature, tends to have a life of its +own."_ [quoted by Sam Dolgoff, **A Critique of Marxism**, p. 10] + +Marx's _"implicit theory of the state - a theory which, in reducing political +power to the realisation of the interests of the dominant economic classes, +precludes any concern with the potentially authoritarian and oppressive +outcome of authoritarian and centralised revolutionary methods . . . This +danger (namely, the dismissal of warranted fears concerning political power) +is latent in the central features of Marx's approach to politics."_ [Alan +Carter, **Op. Cit.**, p. 219] To summarise the obvious conclusion: + +> _ "By focusing too much attention on the economic structure of society and +insufficient attention on the problems of political power, Marx has left a +legacy we would done better not to inherit. The perceived need for +authoritarian and centralised revolutionary organisation is sanctioned by +Marx's theory because his theoretical subordination of political power to +economic classes apparently renders post-revolutionary political power +unproblematic."_ [**Op. Cit.**, p. 231] + +Many factors contributed to Stalinism, including Marxism's defective theory of +the state. In stressing that socialism meant nationalising property, it lead +to state management which, in turn, expropriated the working class as a vast +managerial bureaucracy was required to run it. Moreover, Marxism disguised +this new ruling class as it argues that the state 'represents' a class and had +no interests of itself. Thus we have Trotsky's utter inability to understand +Stalinism and his insane formula that the proletariat remained the ruling +class under Stalin (or, for that matter, under himself and Lenin)! Simply put, +by arguing that the state was an instrument of class rule, Marxism ensured it +presented a false theory of social change and could not analysis its resulting +class rule when the inevitable consequences of this approach was implemented. + +However, there is more to Marxism than its dominant theory of the state. Given +this blindness of orthodox Marxism to this issue, it seems ironic that one of +the people responsible for it also provides anarchists with evidence to back +up our argument that the state is not simply an instrument of class rule but +rather has interests of its own. Thus we find Engels arguing that proletariat, +_"in order not to lose again its only just conquered supremacy,"_ would have +_"to safeguard itself against its own deputies and officials, by declaring +them all, without exception, subject to recall at any moment."_ [**Selected +Works**, p. 257] Yet, if the state was simply an instrument of class rule such +precautions would not be necessary. Engels comments show an awareness that the +state can have interests of its own, that it is not simply a machine of class +rule. + +Aware of the obvious contradiction, Engels argued that the state _"is, as a +rule, the state of the most powerful, economically dominant class which, +through the medium of the state, becomes the politically dominant class . . . +By way of exception, however, periods occur in which the warring classes +balance each other, so nearly that the state power, as ostensible mediator, +acquires, for the moment, a certain degree of independence of both."_ He +pointed to the _"absolute monarchy of the seventeenth and eighteenth +centuries"_, which held the balance between the nobility and the bourgeoisie +against one another as well as _"the Bonapartism of the First, and still more +of the Second French Empire."_ It should be noted that, elsewhere, Engels was +more precise on how long the state was, in fact, controlled by the +bourgeoisie, namely two years: _"In France, where the bourgeoisie as such, as +a class in its entirety, held power for only two years, 1849 and 1850, under +the republic, it was able to continue its social existence only by abdicating +its political power to Louis Bonaparte and the army."_ [**Op. Cit.**, pp. +577-8 and p. 238] So, in terms of French history, Engels argued that _"by way +of exception"_ accounted for over 250 hundred years, the 17th and 18th +centuries and most of the 19th, bar a two year period! Even if we are generous +and argue that the 1830 revolution placed one section of the bourgeoisie +(finance capital) into political power, we are still left with over 200 +hundred years of state "independence" from classes! Given this, it would be +fair to suggest that the "exception" should be when it **is** an instrument of +class rule, not when it is not! + +This was no isolated case. In Prussia _"members of the bourgeoisie have a +majority in the Chamber . . . But where is their power over the state? . . . +the mass of the bourgeoisie . . . does not **want** to rule."_ [**Op. Cit.**, +pp. 236-7] And so, in Germany, there exists _"alongside the basic condition of +the old absolute monarchy - an equilibrium between the landowner aristocracy +and the bourgeoisie - the basic condition of modern Bonapartism - an +equilibrium between the bourgeoisie and the proletariat."_ This meant that +_"both in the old absolute monarchy and in the modern Bonapartist monarchy the +real government power lies in the hands of a special caste of army officers +and state officials"_ and so the _"independence of this case, which appears to +occupy a position outside and, so to speak, above society, gives the state the +semblance of independence in relation to society."_ However, this did not stop +Engels asserting that the _"state is nothing but the organised collective +power of the exploiting classes, the landlords and the capitalists as against +the exploited classes, the peasants and the workers. What the individual +capitalists . . . do not want, their state also does not want."_ [**Collected +Works**, vol. 23, p. 363 and p. 362] + +So, according to Engels, the executive of the state, like the state itself, +can become independent from classes if the opposing classes were balanced. +This analysis, it must be pointed out, was an improvement on the earliest +assertions of Marx and Engels on the state. In the 1840s, it was a case of the +_"independence of the state is only found nowadays in those countries where +the estates have not yet completely developed into classes . . . where +consequently no section of the population can achieve dominance over the +others."_ [**Op. Cit.**, vol. 5, p. 90] For Engels, _"[f]rom the moment the +state administration and legislature fall under the control of the +bourgeoisie, the independence of the bureaucracy ceases to exist."_ [**Op. +Cit.**, vol. 6, p. 88] It must, therefore, have come as a surprise for Marx +and Engels when the state and its bureaucracy appeared to become independent +in France under Napoleon III. + +Talking of which, it should be noted that, initially for Marx, under +Bonapartism _"the state power is not suspended in mid air. Bonaparte +represents a class, and the most numerous class of French society at that, the +**small-holding [Parzellen] peasants**."_ The Bonaparte _"who dispersed the +bourgeois parliament is the chosen of the peasantry."_ However, this class is +_"incapable of enforcing their class interests in their own name . . . They +cannot represent themselves, they must be represented. Their representative +must at the same time appear as their master, as an authority over them, as an +unlimited governmental power . . . The political influence of the small- +holding peasants, therefore, finds its final expression in the executive power +subordinating society to itself."_ Yet Marx himself admits that this regime +experienced _"peasant risings in half of France"_, organised _"raids on the +peasants by the army"_ and the _"mass incarceration and transportation of +peasants."_ A strange form of class rule, when the class represented is +oppressed by the regime! Rest assured, though, the _"Bonaparte dynasty +represents not the revolutionary, but the conservative peasant."_ Then Marx, +without comment, pronounced Bonaparte to be _"the representative of the +**lumpenproletariat** to which he himself, his entourage, his government and +his army belong."_ [**Selected Works**, p. 170, p. 171 and p. 176] + +It would be fair to say that Marx's analysis is somewhat confused and seems an +ad hoc explanation to the fact that in a modern society the state appeared to +become independent of the economically dominant class. Yet if a regime is +systematically oppressing a class then it is fair to conclude that is **not** +representing that class in any way. Bonaparte's power did not, in other words, +rest on the peasantry. Rather, like fascism, it was a means by which the +bourgeoisie could break the power of the working class and secure its own +class position against possible social revolution. As Bakunin argued, it was a +_"despotic imperial system"_ which the bourgeois _"themselves founded out of +fear of the Social Revolution."_ [**The Basic Bakunin**, p. 63] Thus the +abolition of bourgeois rule was more apparent than real: + +> _"As soon as the people took equality and liberty seriously, the bourgeoisie +. . . retreated into reaction . . . They began by suppressing universal +suffrage . . . The fear of Social Revolution . . . . hurled this downfallen +class . . . into the arms of the dictatorship of Napoleon III . . . We should +not think that the Bourgeois Gentlemen were too inconvenienced . . . [Those +who] applied themselves earnestly and exclusively to the great concern of the +bourgeoisie, the exploitation of the people . . . were well protected and +powerfully supported . . . All went well, according to the desires of the +bourgeoisie."_ [**Op. Cit.**, pp. 62-3] + +Somewhat ironically, then, a key example used by Marxists for the +"independence" of the state is no such thing. Bonapartism did not represent a +"balance" between the proletariat and bourgeoisie but rather the most naked +form of state rule required in the fact of working class revolt. It was a +counter-revolutionary regime which reflected a defeat for the working class, +not a "balance" between it and the capitalist class. + +Marx's confusions arose from his belief that, for the bourgeoisie, the +parliamentary republic _"was the unavoidable condition of their **common** +rule, the sole form of state in which their general class interest subjected +itself at the same time both the claims of their particular factions and all +the remaining classes of society."_ [**Selected Works**, pp. 152-3] The +abolition of the republic, the replacement of the government, was, for him, +the end of the political rule of the bourgeoisie as he argued that _"the +industrial bourgeoisie applauds with servile bravos the **coup dtat** of +December 2, the annihilation of parliament, the downfall of its own rule, the +dictatorship of Bonaparte."_ He repeated this identification: _"Passing of the +parliamentary regime and of bourgeois rule. Victory of Bonaparte."_ +[**Selected Writings**, pp. 164-5 and p. 166] Political rule was equated to +which party held power and so, logically, universal suffrage was _"the +equivalent of political power for the working class . . . where the +proletariat forms the large majority of the population."_ Its _"inevitable +result_ would be _"**the political supremacy of the working class**."_ +[**Collected Works**, vol. 11, pp. 335-6] This was, of course, simply wrong +(on both counts) as he, himself, seemed to became aware of two decades later. + +In 1871 he argued that _"the State power assumed more and more the character +of the national power of capital over labour, of a public force organised for +social enslavement, of an engine of class despotism."_ This meant that _"in +view of the threatened upheaval of the proletariat, [the bourgeoisie] now used +that State power mercilessly and ostentatiously as the national war-engine of +capital against labour"_ and so were _"bound not only to invest the executive +with continually increased powers of repression, but at the same time to +divest their own parliamentary stronghold . . . of all its own means of +defence against the Executive. The Executive, in the person of Louis +Bonaparte, turned them out."_ Marx now admitted that this regime only +_"professed to rest upon the peasantry"_ while, _"[i]n reality, it was the +only form of government possible at a time when the bourgeoisie had already +lost, and the working class had not yet acquired, the faculty of ruling the +nation."_ However, _"[u]nder its sway, bourgeois society, freed from political +cares, attained a development unexpected even by itself."_ [**Selected +Works**, p. 285, p. 286, pp. 286-7 and p. 287] + +Yet capitalists often do well under regimes which suppress the basic liberties +of the working class and so the bourgeoisie remained the ruling class and the +state remained its organ. In other words, there is no "balance" between +classes under Bonapartism even if the political regime is not subject to +electoral control by the bourgeoisie and has more independence to pursue its +own agenda. + +This is not the only confirmation of the anarchist critique of the Marxist +theory of the state which can be found in Marxism itself. Marx, at times, also +admitted the possibility of the state **not** being an instrument of +(economic) class rule. For example, he mentioned the so-called _**"Asiatic +Mode of Production"**_ in which _"there are no private landowners"_ but rather +_"the state . . . which confronts"_ the peasants _"directly as simultaneously +landowner and sovereign, rent and tax coincide . . . Here the state is the +supreme landlord. Sovereignty here is landed property concentrated on a +national scale."_ [**Capital**, vol. 3, p. 927] Thus _"the State [is] the real +landlord"_ in the _"Asiatic system"_ [**Collected Works**, vol. 12, p. 215] In +other words, the ruling class could be a state bureaucracy and so be +independent of economic classes. Unfortunately this analysis remained woefully +undeveloped and no conclusions were drawn from these few comments, perhaps +unsurprisingly as it undermines the claim that the state is merely the +instrument of the economically dominant class. It also, of course, has +applicability to state socialism and certain conclusions could be reached that +suggested it, as Bakunin warned, would be a new form of class rule. + +The state bureaucracy as the ruling class can be seen in Soviet Russia (and +the other so-called "socialist" regimes such as China and Cuba). As +libertarian socialist Ante Ciliga put it, _"the manner in which Lenin +organised industry had handed it over entirely into the hands of the +bureaucracy,"_ and so the workers _"became once more the wage-earning manpower +in other people's factories. Of socialism there remained in Russia no more +than the word."_ [**The Russian Enigma**, p. 280 and p. 286] Capitalism became +state capitalism under Lenin and Trotsky and so the state, as Bakunin +predicted and feared, became the new ruling class under Marxism (see [section +H.3.14](secH3.html#sech314) for more discussion of this). + +The confusions of the Marxist theory of the state ensured that Trotsky, for +example, failed to recognise the obvious, namely that the Stalinist state +bureaucracy was a ruling class. Rather, it was the _"new ruling caste"_, or +_"the ruling stratum"_. While admitting, at one stage, that the _"transfer of +the factories to the State changed the situation of the workers only +juridically"_ Trotsky then ignored the obvious conclusion that this has left +the working class as an exploited class under a (new) form of capitalism to +assert that the _"nature"_ of Stalinist Russia was _"a proletarian State"_ +because of its _"nationalisation"_ of the means of life (which _"constitute +the basis of the Soviet social structure"_). He admitted that the _"Soviet +Bureaucracy has expropriated the proletariat politically"_ but has done so +_"in order by methods of **its own** to defend the social conquests"_ of the +October Revolution. He did not ponder too deeply the implications of admitting +that the _"means of production belong to the State. But the State, so to +speak, 'belongs' to the bureaucracy."_ [**The Revolution Betrayed**, p. 93, p. +136, p. 228, p. 235 and p. 236] If that is so, only ideology can stop the +obvious confusion being drawn, namely that the state bureaucracy was the +ruling class. But that is precisely what happened with Trotsky's confusion +expressing itself thusly: + +> _"In no other regime has a bureaucracy ever achieved such a degree of +independence from the dominating class . . . it is something more than a +bureaucracy. It is in the full sense of the word the sole privileged and +commanding stratum in the Soviet society."_ [**Op. Cit.**, p. 235] + +By this, Trotsky suggested that the working class was the _"dominating class"_ +under Stalinism! In fact, the bureaucracy _"continues to preserve State +property only to the extent it fears the proletariat"_ while, at the same +time, the bureaucracy has _"become [society's] lord"_ and _"the Soviet state +has acquired a totalitarian-bureaucratic character"_! This nonsense is +understandable, given the unwillingness to draw the obvious conclusion from +the fact that the bureaucracy was _"compelled to defend State property as the +source of its power and its income. In this aspect of its activity it still +remains a weapon of proletarian dictatorship."_ [**Op. Cit.**, p. 112, p. 107, +p. 238 and p. 236] By commanding nationalised property, the bureaucracy, like +private capitalists, could exploit the labour of the working class and did. +That the state owned the means of production did not stop this being a form of +class system. + +It is simply nonsense to claim, as Trotsky did, that the _"anatomy of society +is determined by its economic relations. So long as the forms of property that +have been created by the October Revolution are not overthrown, the +proletariat remains the ruling class."_ [**Writings of Leon Trotsky 1933-34**, +p. 125] How could the proletariat be the _"ruling class"_ if it were under the +heel of a totalitarian dictatorship? State ownership of property was precisely +the means by which the bureaucracy enforced its control over production and so +the source of its economic power and privileges. To state the obvious, if the +working class does not control the property it is claimed to own then someone +else does. The economic relationship thus generated is a hierarchical one, in +which the working class is an oppressed class. + +Significantly, Trotsky combated those of his followers who drew the same +conclusions as had anarchists and libertarian Marxists while he and Lenin held +the reigns of power. Perhaps this ideological blindness is understandable, +given Trotsky's key role in creating the bureaucracy in the first place. So +Trotsky did criticise, if in a confused manner, the Stalinist regime for its +_"injustice, oppression, differential consumption, and so on, even if he had +supported them when he himself was in the elite."_ [Neil C. Fernandez, +**Capitalism and Class Struggle in the USSR**, p. 180]). Then there is the +awkward conclusion that if the bureaucracy were a ruling class under Stalin +then Russia was also state capitalist under Lenin and Trotsky for the economic +relations were identical in both (this obvious conclusion haunts those, like +the British SWP, who maintain that Stalinism was State Capitalist but not +Bolshevism - see [section H.3.13](secH3.html#sech313)). Suffice to say, if the +state itself can be the "economically dominant class" then the state cannot be +a mere instrument of an economic class. + +Moreover, Engels also presented another analysis of the state which suggested +that it arose **before** economic classes appeared. In 1886 he wrote of how +society _"creates for itself an organ for the safeguarding of its common +interests against internal and external attacks. This organ is the state +power. Hardly come into being, this organ makes itself independent **vis-- +vis** society: and, indeed, the more so, the more it becomes the organ of a +particular class, the more it directly enforces the supremacy of that class."_ +_"Society",_ he argued four years later, _"gives rise to certain common +function which it cannot dispense with. The persons appointed for this purpose +form a new branch of the division of labour **within society**. This gives +them particular interests, distinct, too, from the interests of those who +empowered them; they make themselves independent of the latter and - the state +is in being."_ [**Op. Cit.**, p. 617 and pp. 685-6] In this schema, the +independence of the state comes **first** and is then captured by rising +economically powerful class. + +Regardless of when and how the state arises, the key thing is that Engels +recognised that the state was _"endowed with relative independence."_ Rather +than being a simple expression of economic classes and their interests, this +_"new independent power, while having in the main to follow the movement of +production, reacts in its turn, by virtue of its inherent relative +independence - that is, the relative independence once transferred to it and +gradually further developed - upon the conditions and course of production. It +is the interaction of two unequal forces: on the one hand, the economic +movement, on the other, the new political power, which strives for as much +independence as possible, and which, having once been established, is endowed +with a movement of its own."_ There were three types of _"reaction of the +state power upon economic development."_ The state can act _"in the same +direction"_ and then it is _"more rapid"_ or it can _"oppose"_ it and _"can do +great damage to the economic development."_ Finally, it can _"prevent the +economic development proceeding along certain lines, and prescribe other +lines."_ Finally he stated _"why do we fight for the political dictatorship of +the proletariat if political power is economically impotent? Force (that is, +state power) is also an economic power!"_ [**Op. Cit.**, p. 686 and p. 689] + +Conversely, anarchists reply, why fight for _"the political dictatorship of +the proletariat"_ when you yourself admit that the state can become +_"independent"_ of the classes you claim it represents? Particularly when you +**increase** its potential for becoming independent by centralising it even +more and giving it economic powers to complement its political ones! + +So the Marxist theory of the state is that is an instrument of class rule - +except when it is not. Its origins lie in the rise of class antagonisms - +except when it does not. It arises after the break up of society into classes +- except when it does not. Which means, of course, the state is **not** just +an instrument of class rule and, correspondingly, the anarchist critique is +confirmed. This explains why the analysis of the _"Asiatic Mode of +Production"_ is so woefully underdeveloped in Marx and Engels as well as the +confused and contradictory attempt to understand Bonapartism. + +To summarise, if the state can become _"independent"_ of economic classes or +even exist without an economically dominant class, then that implies that it +is no mere machine, no mere _"instrument"_ of class rule. It implies the +anarchist argument that the state has interests of its own, generated by its +essential features and so, therefore, cannot be used by a majority class as +part of its struggle for liberation is correct. Simply put, Anarchists have +long _"realised - feared - that any State structure, whether or not socialist +or based on universal suffrage, has a certain independence from society, and +so may serve the interests of those within State institutions rather than the +people as a whole or the proletariat."_ [Brian Morris, **Bakunin: The +Philosophy of Freedom**, p. 134] Thus _"the state certainly has interests of +its own . . . [,] acts to protect [them] . . . and protects the interests of +the bourgeoisie when these interests happen to coincide with its own, as, +indeed, they usually do."_ [Carter, **Op. Cit.**, p. 226] + +As Mark Leier quips, Marxism _"has usually - save when battling anarchists - +argued that the state has some 'relative autonomy' and is not a direct, simple +reflex of a given economic system."_ [**Bakunin: The Constructive Passion**, +p. 275] The reason why the more sophisticated Marxist analysis of the state is +forgotten when it comes to attacking anarchism should be obvious - it +undermines the both the Marxist critique of anarchism and its own theory of +the state. Ironically, arguments and warnings about the _"independence"_ of +the state by Marxists imply that the state has interests of its own and cannot +be considered simply as an instrument of class rule. They suggest that the +anarchist analysis of the state is correct, namely that any structure based on +delegated power, centralisation and hierarchy must, inevitably, have a +privileged class in charge of it, a class whose position enables it to not +only exploit and oppress the rest of society but also to effectively escape +from popular control and accountability. This is no accident. The state is +structured to enforce minority rule and exclude the majority. + +## H.3.10 Has Marxism always supported the idea of workers' councils? + +One of the most widespread myths associated with Marxism is the idea that +Marxism has consistently aimed to smash the current (bourgeois) state and +replace it by a _"workers' state"_ based on working class organisations +created during a revolution. + +This myth is sometimes expressed by those who should know better (i.e. +Marxists). According to John Rees (of the British Socialist Workers Party) it +has been a _"cornerstone of revolutionary theory"_ that _"the soviet is a +superior form of democracy because it unifies political and economic power."_ +This _"cornerstone"_ has, apparently, existed _"since Marx's writings on the +Paris Commune."_ [_"In Defence of October,"_, pp. 3-82, **International +Socialism**, no. 52, p. 25] In fact, nothing could be further from the truth, +as Marx's writings on the Paris Commune prove beyond doubt. + +The Paris Commune, as Marx himself noted, was _"formed of the municipal +councillors, chosen by universal suffrage in the various wards of the town."_ +[**Selected Works**, p. 287] As Marx made clear, it was definitely **not** +based on delegates from workplaces and so could **not** unify political and +economic power. Indeed, to state that the Paris Commune was a soviet is simply +a joke, as is the claim that Marxists supported soviets as revolutionary +organs to smash and replace the state from 1871. In fact Marxists did not +subscribe to this _"cornerstone of revolutionary theory"_ until 1917 when +Lenin argued that the Soviets would be the best means of ensuring a Bolshevik +government. Which explains why Lenin's use of the slogan _"All Power to the +Soviets"_ and call for the destruction of the bourgeois state came as such a +shock to his fellow Marxists. Unsurprisingly, given the long legacy of +anarchist calls to smash the state and their vision of a socialist society +built from below by workers councils, many Marxists called Lenin an anarchist! +Therefore, the idea that Marxists have always supported workers councils' is +untrue and any attempt to push this support back to 1871 simply a farcical. + +Not all Marxists are as ignorant of their political tradition as Rees. As his +fellow party member Chris Harman recognised, _"[e]ven the 1905 [Russian] +revolution gave only the most embryonic expression of how a workers' state +would in fact be organised. The fundamental forms of workers' power - the +soviets (workers' councils) - were not recognised."_ It was _"[n]ot until the +February revolution [of 1917 that] soviets became central in Lenin's writings +and thought."_ [**Party and Class**, p. 18 and p. 19] Before then, Marxists +had held the position, to quote Karl Kautsky from 1909 (who is, in turn, +quoting his own words from 1893), that the democratic republic _"was the +particular form of government in which alone socialism can be realised."_ He +added, after the Russian Revolution, that _"not a single Marxist revolutionary +repudiated me, neither Rosa Luxemburg nor Klara Zetkin, neither Lenin nor +Trotsky."_ [**The Road to Power**, p. 34 and p. xlviii] + +Lenin himself, even after Social Democracy supported their respective states +in the First World War and before his return to Russia, still argued that +Kautsky's work contained _"a most complete exposition of the tasks of our +times"_ and _"it was most advantageous to the German Social-Democrats (in the +sense of the promise they held out), and moreover came from the pen of the +most eminent writer of the Second International . . . Social-Democracy . . . +wants conquest of political power by the proletariat, the dictatorship of the +proletariat."_ [**Collected Works**, vol. 21, p. 94] There was no hint that +Marxism stood for anything other than seizing power in a republic, as +expounded by the likes of Kautsky. + +Before continuing it should be stressed that Harman's summary is correct only +if we are talking about the Marxist movement. Looking at the wider +revolutionary movement, two groups definitely recognised the importance of the +soviets as a form of working class power and as the framework of a socialist +society. These were the anarchists and the Social-Revolutionary Maximalists, +both of whom _"espoused views that corresponded almost word for word with +Lenin's April 1917 program of 'All power to the soviets.'"_ The _"aims of the +revolutionary far left in 1905"_ Lenin _"combined in his call for soviet power +[in 1917], when he apparently assimilated the anarchist program to secure the +support of the masses for the Bolsheviks."_ [Oskar Anweiler, **The Soviets**, +p. 94 and p. 96] + +So before 1917, when Lenin claimed to have discovered what had eluded all the +previous followers of Marx and Engels (including himself!), it was only +anarchists (or those close to them such as the SR-Maximalists) who argued that +the future socialist society would be structurally based around the organs +working class people themselves created in the process of the class struggle +and revolution. For example, the syndicalists _"regarded the soviets . . . as +admirable versions of the **bourses du travail**, but with a revolutionary +function added to suit Russian conditions. Open to all leftist workers +regardless of specific political affiliation, the soviets were to act as +nonpartisan labour councils improvised 'from below' . . . with the aim of +bringing down the old regime."_ The anarchists of **Khleb i Volia** _"also +likened the 1905 Petersburg Soviet - as a non-party mass organisation - to the +central committee of the Paris Commune of 1871."_ [Paul Avrich, **The Russian +Anarchists**, pp. 80-1] In 1907, it was concluded that the revolution required +_"the proclamation in villages and towns of workers' communes with soviets of +workers' deputies . . . at their head."_ [quoted by Alexandre Skirda, **Facing +the Enemy**, p. 77] These ideas can be traced back to Bakunin, so, ironically, +the idea of the superiority of workers' councils **has** existed from around +the time of the Paris Commune, but only in anarchist theory. + +So, if Marxists did not support workers' councils until 1917, what **did** +Marxists argue should be the framework of a socialist society before this +date? To discover this, we must look to Marx and Engels. Once we do, we +discover that their works suggest that their vision of socialist +transformation was fundamentally based on the bourgeois state, suitably +modified and democratised to achieve this task. As such, rather than present +the true account of the Marxist theory of the state Lenin interpreted various +inexact and ambiguous statements by Marx and Engels (particularly from Marx's +defence of the Paris Commune) to justify his own actions in 1917. Whether his +1917 revision of Marxism in favour of workers' councils as the means to +socialism is in keeping with the **spirit** of Marx is another matter of +course. For the **Socialist Party of Great Britain** and its sister parties, +Lenin violated both the letter **and** the spirit of Marx and they stress his +arguments in favour of utilising universal suffrage to introduce socialism +(indeed, their analysis of Marx and critique of Lenin is substantially the +same as the one presented here). For the council communists, who embraced the +idea of workers' councils but broke with the Bolsheviks over the issue of +whether the councils or the party had power, Lenin's analysis, while flawed in +parts, is in the general spirit of Marx and they stress the need to smash the +state and replace it with workers' councils. In this, they express the best in +Marx. When faced with the Paris Commune and its libertarian influences he +embraced it, distancing himself (for a while at least) with many of his +previous ideas. + +So what was the original (orthodox) Marxist position? It can be seen from +Lenin who, as late December 1916 argued that _"Socialists are in favour of +utilising the present state and its institutions in the struggle for the +emancipation of the working class, maintaining also that the state should be +used for a specific form of transition from capitalism to socialism."_ Lenin +attacked Bukharin for _"erroneously ascribing this [the anarchist] view to the +socialist"_ when he had stated socialists wanted to _"abolish"_ the state or +_"blow it up."_ He called this _"transitional form"_ the dictatorship of the +proletariat, _"which is **also** a state."_ [**Collected Works**, vol. 23, p. +165] In other words, the socialist party would aim to seize power within the +existing republican state and, after making suitable modifications to it, use +it to create socialism. + +That this position was the orthodox one is hardly surprising, given the actual +comments of both Marx and Engels. For example Engels argued in April 1883 +while he and Marx saw _"the gradual dissolution and ultimate disappearance of +that political organisation called **the State**"_ as _"**one** of the final +results of the future revolution,"_ they _"at the same time . . . have always +held that . . . the proletarian class will first have to possess itself of the +organised political force of the State and with its aid stamp out the +resistance of the Capitalist class and re-organise society."_ The idea that +the proletariat needs to _"possess"_ the existing state is made clear when he +notes that the anarchists _"reverse the matter"_ by advocating that the +revolution _"has to **begin** by abolishing the political organisation of the +State."_ For Marxists _"the only organisation the victorious working class +finds **ready-made** for use, is that of the State. It may require adaptation +to the new functions. But to destroy that at such a moment, would be to +destroy the only organism by means of which the working class can exert its +newly conquered power."_ [our emphasis, **Op. Cit.**, vol. 47, p. 10] + +Obviously the only institution which the working class _"finds ready-made for +use"_ is the democratic (i.e., bourgeois) state, although, as Engels stressed, +it _"may require adaptation."_ In Engels' 1871 introduction to Marx's _"The +Civil War in France"_, this analysis is repeated when Engels asserted that the +state _"is nothing but a machine for the oppression of one class by another"_ +and that it is _"at best an evil inherited by the proletariat after its +victorious struggle for class supremacy, whose worst sides the victorious +proletariat, just like the Commune, cannot avoid having to lop off at once as +much as possible."_ [**Selected Works**, p. 258] + +If the proletariat creates a **new** state to replace the bourgeois one, then +how can it be _"ready-made for use"_ and _"an evil inherited"_ by it? If, as +Lenin argued, Marx and Engels thought that the working class had to smash the +bourgeois state and replace it with a new one, why would it have _"to lop off +at once as much as possible"_ from the state it had just _"inherited"_? + +Three years later, Engels made his position clear: _"With respect to the +proletariat the republic differs from the monarchy only in that it is the +**ready-for-use** form for the future rule of the proletariat."_ He went on to +state that the French socialists _"are at an advantage compared to us in +already having it"_ and warned against _"baseless"_ illusions such as seeking +to _"entrust socialist tasks to it while it is dominated by the bourgeoisie."_ +[Marx and Engels, **The Socialist Revolution**, p. 296] This was, +significantly, simply repeating Engels 1891 argument from his critique of the +draft of the Erfurt program of the German Social Democrats: + +> _ "If one thing is certain it is that our Party and the working class can +only come to power under the form of a democratic republic. This is even the +specific form for the dictatorship of the proletariat, as the Great French +Revolution has already shown."_ [**Collected Works**, vol. 27, p. 227] + +Clearly Engels does not speak of a "commune-republic" or anything close to a +soviet republic, as expressed in Bakunin's work or the libertarian wing of the +First International with their ideas of a "trade-union republic" or a free +federation of workers' associations. Clearly and explicitly he speaks of the +democratic republic, the current state (_"an evil inherited by the +proletariat"_) which is to be seized and transformed. + +Unsurprisingly, when Lenin came to quote this passage in **State and +Revolution** he immediately tried to obscure its meaning. _"Engels,"_ he +wrote, _"repeated here in a particularly striking form the fundamental idea +which runs through all of Marx's work, namely, that the democratic republic is +the nearest approach to the dictatorship of the proletariat."_ [**The Lenin +Anthology**, p. 360] However, obviously Engels did nothing of the kind. He did +not speak of the political form which _"is the nearest approach"_ to the +dictatorship, rather he wrote only of _"the specific form"_ of the +dictatorship, the _"only"_ form in which _"our Party"_ can come to power. Hal +Draper, likewise, denied that Engels meant what he clearly wrote, arguing that +he **really** meant the Paris Commune. _"Because of the expression 'great +French revolution,'"_ Draper asserted, _"the assumption has often been made +that Engels meant the French Revolution of 1789; but the idea that he, or +anyone else, could view 1789 (or 1793) as a 'dictatorship of the proletariat' +is too absurd to entertain."_ [**The 'dictatorship of the proletariat' from +Marx to Lenin**, p. 37fn] + +Yet, contextually, no evidence exists to support such a claim and what does +disputes it - Engels discusses French history and makes no mention of the +Commune but **does** mention the republic of 1792 to 1799 (significantly, +Lenin makes no attempt to suggest that Engels meant the Paris Commune or +anything else bar a democratic republic). In fact, Engels goes on to argue +that _"[f]rom 1792 to 1799 each French department, each commune, enjoyed +complete self-government on the American model, and this is what we too must +have. How self-government is to be organised and how we can manage without a +bureaucracy has been shown to us by America and the first French Republic."_ +Significantly, Engels was explicitly discussing the need for a _"republican +party programme"_, commenting that it would be impossible for _"our best +people to become ministers"_ under an Emperor and arguing that, in Germany at +the time, they could not call for a republic and had to raise the _"demand for +**the concentration of all political power in the hands of the people's +representatives**."_ Engels stressed that _"the proletariat can only use the +form of the one and indivisible republic"_ with _"self-government"_ meaning +_"officials elected by universal suffrage"_. [**Op. Cit.**, pp. 227-9] + +Clearly, the _"assumption"_ Draper denounced makes more sense than his own or +Lenin's. This is particularly the case when it is clear that both Marx and +Engels viewed the French Republic under the Jacobins as a situation where the +proletariat held political power (although, like Marx with the Paris Commune, +they do not use the term "dictatorship of the proletariat" to describe it). +Engels wrote of _"the rule of the Mountain party"_ as being _"the short time +when the proletariat was at the helm of the state in the French Revolution"_ +and _"from May 31, 1793 to July 26, 1794 . . . not a single bourgeois dared +show his face in the whole of France."_ Marx, similarly, wrote of this period +as one in which _"the proletariat overthrows the political rule of the +bourgeoisie"_ but due to the _"material conditions"_ its acts were _"in +service"_ of the bourgeois revolution. The _"bloody action of the people"_ +only _"prepared the way for"_ the bourgeoisie by destroying feudalism, +something which the bourgeoisie was not capable of. [**Op. Cit.**, vol. 6, p. +373, p. 5 and p. 319] + +Apparently Engels did **not** consider it _"too absurd to entertain"_ that the +French Republic of 1793 was _"a 'dictatorship of the proletariat'"_ and, +ironically, Draper's _"anyone else"_ turned out to be Marx! Moreover, this was +well known in Marxist circles long before Draper made his assertion. Julius +Martov (for example) after quoting Marx on this issue summarised that, for +Marx and Engels, the _"Reign of Terror in France was the momentary domination +of the democratic petty bourgeoisie and the proletariat over all the +possessing classes, including the authentic bourgeoisie."_ [**The State and +Socialist Revolution**, p. 51] + +Similarly, Lenin quoted Engels on the proletariat seizing _"state power"_ and +nationalising the means of production, an act by which it _"abolishes itself +as proletariat"_ **and** _"abolishes the state as state."_ Significantly, it +is **Lenin** who has to write that _"Engels speaks here of the proletarian +revolution 'abolishing' the **bourgeois** state, while the words about the +state withering away refer to the remnants of the **proletariat** state +**after** the socialist revolution."_ Yet Engels himself makes no such +differentiation and talks purely of _"the state"_ and it _"becom[ing] the real +representative of the whole of society"_ by _"taking possession of the means +of production in the name of society."_ Perhaps Lenin was right and Engels +really meant two different states but, sadly, he failed to make that point +explicitly, so allowing Marxism, to use Lenin's words, to be subjected to +_"the crudest distortion"_ by its followers, _"prune[d]"_ and _"reduc[ed] . . +. to opportunism."_ [**Op. Cit.**, pp. 320-2] + +Then there are Engels 1887 comments that in the USA the workers _"next step +towards their deliverance"_ was _"the formation of a political workingmen's +party, with a platform of its own, and the conquest of the Capitol and the +White House for its goal."_ This new party _"like all political parties +everywhere . . . aspires to the conquest of political power."_ Engels then +discusses the _"electoral battle"_ going on in America. [Marx and Engels, +**Collected Works**, vol. 26, p. 435 and p. 437] Significantly, 40 years +previously in 1847, Engels had argued that the revolution _"will establish a +**democratic constitution**, and through this, the direct . . . dominance of +the proletariat"_ where _"the proletarians are already a majority of the +people."_ He noted that _"a democratic constitution has been introduced"_ in +America. [**Op. Cit.**, vol. 6, p. 350 and p. 356] The continuity is +significant, particularly as these identical arguments come before and after +the Paris Commune of 1871. + +This was no isolated statement. Engels had argued along the same lines (and, +likewise, echoed early statements) as regards Britain in 1881, _"where the +industrial and agricultural working class forms the immense majority of the +people, democracy means the dominion of the working class, neither more nor +less. Let, then, that working class prepare itself for the task in store for +it - the ruling of this great Empire . . . And the best way to do this is to +use the power already in their hands, the actual majority they possess . . . +to send to Parliament men of their own order."_ In case this was not clear +enough, he lamented that _"[e]verywhere the labourer struggles for political +power, for direct representation of his class in the legislature - everywhere +but in Great Britain."_ [**Op. Cit.**, vol. 24, p. 405] For Engels: + +> _ "In every struggle of class against class, the next end fought for is +political power; the ruling class defends its political supremacy, that is to +say its safe majority in the Legislature; the inferior class fights for, first +a share, then the whole of that power, in order to become enabled to change +existing laws in conformity with their own interests and requirements. Thus +the working class of Great Britain for years fought ardently and even +violently for the People's Charter [which demanded universal suffrage and +yearly general elections], which was to give it that political power."_ [**Op. +Cit.**, p. 386] + +The 1st of May, 1893, saw Engels argue that the task of the British working +class was not only to pursue economic struggles _"but above all in winning +political rights, parliament, through the working class organised into an +independent party"_ (significantly, the original manuscript stated _"but in +winning parliament, the political power"_). He went on to state that the 1892 +general election saw the workers give a _"taste of their power, hitherto +unexerted."_ [**Op. Cit.**, vol. 27, p. 395] This, significantly, is in line +with his 1870 comment that in Britain _"the bourgeoisie could only get its +real representative . . . into government only by extension of the franchise, +whose consequences are bound to put an end to all bourgeois rule."_ +[**Selected Works**, p. 238] + +Marx seems to see voting for a government as being the same as political power +as the _"fundamental contradiction"_ of a democracy under capitalism is that +the classes _"whose social slavery the constitution is to perpetuate"_ it +_"puts in possession of political power through universal suffrage."_ +[**Collected Works**, vol. 10, p. 79] For Engels in 1847, _"democracy has as +its necessary consequence the political rule of the proletariat."_ Universal +suffrage would _"make political power pass from the middle class to the +working class"_ and so _"the democratic movement"_ is _"striving for the +political domination of the proletariat."_ [**Op. Cit.**, vol. 7, p. 299, p. +440 and p. 368] As noted in [section H.3.9](secH3.html#sech39), Marx concluded +that Bonaparte's coup ended the political power of the bourgeoisie and, for +Engels, _"the whole bourgeoisie ruled, but for three years only"_ during the +Second French Republic of 1848-51. Significantly, during the previous regime +of Louis-Philippe (1830-48) _"a very small portion of the bourgeois ruled the +kingdom"_ as _"by far the larger part were excluded from the suffrage by high +[property] qualifications."_ [**Op. Cit.**, vol. 27, p. 297] + +All of which, of course, fits into Marx's account of the Paris Commune where, +as noted above, the Commune _"was formed of the municipal councillors"_ who +had been _"chosen by universal suffrage in the various wards of the town"_ in +the municipal elections held on March 26th, 1871. Once voted into office, the +Commune then smashed the state machine inherited by it, recognising that _"the +working class cannot simply lay hold of the ready-made state machinery, and +wield it for its own purposes."_ The _"first decree of the Commune . . . was +the suppression of the standing army, and the substitution for it of the armed +people."_ Thus the Commune lops off one of the _"ubiquitous organs"_ +associated with the _"centralised State power"_ once it had inherited the +state via elections. [**Selected Works**, p. 287, p. 285, p. 287 and p. 285] +Indeed, this is precisely what **was** meant, as confirmed by Engels in a +letter written in 1884 clarifying what Marx meant: + +> _ "It is simply a question of showing that the victorious proletariat must +first refashion the old bureaucratic, administrative centralised state power +before it can use it for its own purposes: whereas all bourgeois republicans +since 1848 inveighed against this machinery so long as they were in the +opposition, but once they were in the government they took it over without +altering it and used it partly against the reaction but still more against the +proletariat."_ [**Collected Works**, vol. 47, p. 74] + +Interestingly, in the second outline of the **Civil War in France**, Marx used +words almost identical to Engels latter explanation: + +> _"But the proletariat cannot, as the ruling classes and their different +rival fractions have done in the successive hours of their triumph, simply lay +hold on the existent State body and wield this ready-made agency for their own +purpose. The first condition for the holding of political power, is to +**transform its working machinery** and destroy it as an instrument of class +rule."_ [our emphasis, **Collected Works**, vol. 22, p. 533] + +It is, of course, true that Marx expressed in his defence of the Commune the +opinion that new _"Communal Constitution"_ was to become a _"reality by the +destruction of the State power"_ yet he immediately argues that _"the merely +repressive organs of the old government power were to be amputated"_ and _"its +legitimate functions were to be wrestles from"_ it and _"restored to the +responsible agents of society."_ [**Selected Works**, pp. 288-9] This +corresponds to Engels arguments about removing aspects from the state +inherited by the proletariat and signifies the _"destruction"_ of the state +machinery (its bureaucratic-military aspects) rather than the republic itself. + +In other words, Lenin was right to state that _"Marx's idea is that the +working class must **break up, smash** the 'ready-made state machinery,' and +not confine itself to merely laying hold of it."_ This was never denied by +thinkers like Karl Kautsky, rather they stressed that for Marx and Engels +universal suffrage was the means by which political power would be seized (at +least in a republic) while violent revolution would be the means to create a +republic and to defend it against attempts to restore the old order. As Engels +put it in 1886, Marx had drawn _"the conclusion that, at least in Europe, +England is the only country where the inevitable social revolution might be +effected entirely by peaceful and legal means. He certainly never forgot to +add that he hardly expected the English ruling classes to submit, without a +'pro-slavery rebellion,' to this peaceful and legal revolution."_ [_"Preface +to the English edition"_ in Marx, **Capital**, vol. 1, p. 113] Thus Kautsky +stressed that the abolition of the standing army was _"absolutely necessary if +the state is to be able to carry out significant social reforms"_ once the +party of the proletariat was in a position to _"control legislation."_ This +would mean _"the most complete democracy, a militia system"_ after, echoing +the **Communist Manifesto**, _"the conquest of democracy"_ had been achieved. +[**The Road to Power**, p. 69, p. 70 and p. 72] + +Essentially, then, Lenin was utilising a confusion between smashing the state +and smashing the state machine once the workers' party had achieved a majority +within a democratic republic. In other words, Lenin was wrong to assert that +_"this lesson . . . had not only been completely ignored, but positively +distorted by the prevailing, Kautskyite, 'interpretation' of Marxism."_ As we +have proved _"the false notion that universal suffrage 'in the **present-day** +state' is really capable of revealing the will of the majority of the working +people and of securing its realisation"_ was **not** invented by the _"petty- +bourgeois democrats"_ nor _"the social-chauvinists and opportunists."_ It can +be found repeatedly in the works of Engels and Marx themselves and so +_"Engels's perfectly clear, concise and concrete statement is distorted at +every step"_ not only _"at every step in the propaganda and agitation of the +'official' (i.e., opportunist) socialist parties"_ but also by Engels himself! +[**Op. Cit.** p. 336 and pp. 319-20] + +Significantly, we find Marx recounting in 1852 how the _"executive power with +its enormous bureaucratic and military organisation, with its wide-ranging and +ingenious state machinery . . . sprang up in the days of the absolute +monarchy, with the decay of the feudal system which it had helped to hasten."_ +After 1848, _"in its struggle against the revolution, the parliamentary +republic found itself compelled to strengthen, along with the repressive, the +resources and centralisation of governmental power. All revolutions perfected +this machine instead of smashing it. The parties that contended in turn for +domination regarded the possession of this huge state edifice as the principal +spoils of the victor."_ However, _"under the absolute monarchy, during the +first Revolution, under Napoleon, bureaucracy was only the means of preparing +the class rule of the bourgeoisie. Under the Restoration, under Louis +Philippe, under the parliamentary republic, it was the instrument of the +ruling class, however much it strove for power of its own."_ It was _"[o]nly +under the second Bonaparte does the state seem to have made itself completely +independent."_ [**Selected Works**, pp. 169-70] + +This analysis is repeated in **The Civil War in France**, except the +expression _"the State power"_ is used as an equivalent to the _"state +machinery."_ Again, the state machine/power is portrayed as coming into +existence **before** the republic: _"The centralised state power, with its +ubiquitous organs of standing army, police, bureaucracy, clergy, and +judicature . . . originates from the days of absolute monarchy."_ Again, the +_"bourgeois republicans . . . took the state power"_ and used it to repress +the working class. Again, Marx called for _"the destruction of the state +power"_ and noted that the Commune abolished the standing army, the privileged +role of the clergy, and so on. The Commune's _"very existence presupposed the +non-existence of monarchy, which, in Europe at least, is the normal +encumbrance and indispensable cloak of class rule. It supplied the republic +with the basis of really democratic institutions."_ [**Op. Cit.** p. 285, p. +286, p. 288 and p. 290] + +Obviously, then, what the socialist revolution had to smash existed **before** +the republican state was created and was an inheritance of pre-bourgeois rule +(even if the bourgeoisie utilised it for its own ends). How this machine was +to be smashed was left unspecified but given that it was not identical to the +_"parliamentary republic"_ Marx's arguments cannot be taken as evidence that +the democratic state needed to be smashed or destroyed rather than seized by +means of universal suffrage (and reformed appropriately, by _"smashing"_ the +_"state machinery"_ as well as including recall of representatives and the +combining of administrative and legislative tasks into their hands). Clearly, +Lenin's attempt to equate the _"parliamentary republic"_ with the _"state +machinery"_ cannot be supported in Marx's account. At best, it could be argued +that it is the spirit of Marx's analysis, perhaps bringing it up to date. +However, this was **not** Lenin's position (he maintained that social +democracy had hidden Marx's clear call to smash the bourgeois democratic +state). + +Unsurprisingly, Lenin does not discuss the numerous quotes by Marx and Engels +on this matter which clearly contradict his thesis. Nor mention that in 1871, +a few months after the Commune, Marx argued that in Britain, _"the way to show +[i.e., manifest] political power lies open to the working class. Insurrection +would be madness where peaceful agitation would more swiftly and surely do the +work."_ [**Collected Works**, vol. 22, p. 602] The following year, saw him +suggest that America could join it as _"the workers can achieve their aims by +peaceful means"_ there as well [**Op. Cit.**, vol. 23, p. 255] How if Marx +**had** concluded that the capitalist state had to be destroyed rather than +captured and refashioned then he quickly changed his mind! In fact, during the +Commune itself, in April 1871, Marx had written to his friend Ludwig Kugelman +_"[i]f you look at the last chapter of my **Eighteenth Brumaire** you will +find that I say that the next attempt of the French revolution will be no +longer, as before, to transfer the bureaucratic military machine from one hand +to another, but to break it, and that is essential for every real peoples +revolution on the Continent. And this is what our heroic Party [sic!] comrades +in Paris are attempting."_ [**Op. Cit.**, vol. 44, p. 131] As noted above, +Marx explicitly noted that the bureaucratic military machine predated the +republic and was, in effect, inherited by it. + +Lenin did note that Marx _"restricts his conclusion to the Continent"_ on the +issue of smashing the state machine, but does not list an obvious factor, that +the UK approximated universal suffrage, in why this was the case (thus Lenin +did not note that Engels, in 1891, added _"democratic republics like France"_ +to the list of states where _"the old society may peacefully evolve into the +new."_ [**Op. Cit.**, vol. 27, p. 226]). In 1917, Lenin argued, _"this +restriction"_ was _"no longer valid"_ as both Britain and America had +_"completely sunk into the all-European filthy, bloody morass of bureaucratic- +military institutions."_ [**Op. Cit.**, pp. 336-7] Subsequently, he repeated +this claim in his polemic against Karl Kautsky, stating that notions that +reforming the state were now out of date because of _"the existence of +**militarism** and a **bureaucracy**"_ which _"were **non-existent** in +Britain and America"_ in the 1870s. He pointed to how _"the most democratic +and republican bourgeoisie in America . . . deal with workers on strike"_ as +further proof of his position. [**Collected Works**, vol. 28, p. 238 and p. +244] However, this does not impact on the question of whether universal +suffrage could be utilised in order to be in a position to smash this state +machine or not. Equally, Lenin failed to acknowledge the violent repression of +strikes in the 1870s and 1880s in America (such as the Great Upheaval of 1877 +or the crushing of the 8 hour day movement after the Haymarket police riot of +1886). As Martov argued correctly: + +> _ "The theoretic possibility [of peaceful reform] has not revealed itself in +reality. But the sole fact that he admitted such a possibility shows us +clearly Marxs opinion, leaving no room for arbitrary interpretation. What Marx +designated as the 'destruction of the State machine' . . . was the destruction +of the **military and bureaucratic apparatus** that the bourgeois democracy +had inherited from the monarchy and perfected in the process of consolidating +the rule of the bourgeois class. There is nothing in Marxs reasoning that even +suggests the destruction of the **State organisation as such** and the +replacement of the State during the revolutionary period, that is during the +dictatorship of the proletariat, with a social bond formed on a **principle +opposed to that of the State.** Marx and Engels foresaw such a substitution +only at the end of a process of 'a progressive withering away' of the State +and all the functions of social **coercion**. They foresaw this atrophy of the +State and the functions of social coercion to be the result of the prolonged +existence of the socialist regime."_ [**Op. Cit.**, p. 31] + +It should also be remembered that Marx's comments on smashing the state +machine were made in response to developments in France, a regime that Marx +and Engels viewed as **not** being purely bourgeois. Marx notes in his account +of the Commune how, in France, _"[p]eculiar historical circumstances"_ had +_"prevented the classical development . . . of the bourgeois form of +government."_ [**Selected Works**, p. 289] For Engels, Proudhon _"confuses the +French Bureaucratic government with the normal state of a bourgeoisie that +rules both itself and the proletariat."_ [**Collected Works**, vol. 11, p. +548] In the 1870s, Marx considered Holland, Britain and the USA to have _"the +genuine capitalist state."_ [**Op. Cit.**, vol. 24, p. 499] Significantly, it +was precisely these states in which Marx had previously stated a peaceful +revolution could occur: + +> _ "We know that the institutions, customs and traditions in the different +countries must be taken into account; and we do not deny the existence of +countries like America, England, and if I knew your institutions better I +might add Holland, where the workers may achieve their aims by peaceful means. +That being the true, we must admit that in most countries on the continent it +is force which must be the lever of our revolution; it is force which will +have to be resorted to for a time in order to establish the rule of the +workers."_ [**Op. Cit.**, vol. 23, p. 255] + +Interestingly, in 1886, Engels expanded on Marx's speculation as regards +Holland and confirmed it. Holland, he argued, as well as _"a residue of local +and provincial self-government"_ also had _"an absence of any real bureaucracy +in the French or Prussian sense"_ because, alone in Western Europe, it did not +have an _"absolute monarchy"_ between the 16th and 18th century. This meant +that _"only a few changes will have to be made to establish that free self- +government by the working [people] which will necessarily be our best tool in +the organisation of the mode of production."_ [**Op. Cit.**, vol. 47, pp. +397-8] Few would argue that smashing the state and its replacement with a new +workers' one would really constitute a _"few changes"_! However, Engels +position does fit in with the notion that the _"state machine"_ to be smashed +is a legacy of absolute monarchy rather than the state structure of a +bourgeois democratic republic. It also shows the nature of a Marxist +revolution in a republic, in a _"genuine capitalist state"_ of the type Marx +and Engels expected to be the result of the first stage of any revolt. + +The source of Lenin's restatement of the Marxist theory of the state which +came as such a shock to so many Marxists can be found in the nature of the +Paris Commune. After all, the major influence in terms of _"political vision"_ +of the Commune was anarchism. The _"rough sketch of national organisation +which the Commune had no time to develop"_ which Marx praises but does not +quote was written by a follower of Proudhon. [**Selected Works**, p. 288] It +expounded a clearly **federalist** and "bottom-up" organisational structure. +It clearly implied _"the destruction of the State power"_ rather than seeking +to _"inherit"_ it. Based on this libertarian revolt, it is unsurprising that +Marx's defence of it took on a libertarian twist. As noted by Bakunin, who +argued that its _"general effect was so striking that the Marxists themselves, +who saw their ideas upset by the uprising, found themselves compelled to take +their hats off to it. They went further, and proclaimed that its programme and +purpose where their own, in face of the simplest logic . . . This was a truly +farcical change of costume, but they were bound to make it, for fear of being +overtaken and left behind in the wave of feeling which the rising produced +throughout the world."_ [**Michael Bakunin: Selected Writings**, p. 261] + +The nature of **The Civil War in France** and the circumstances in which it +was written explains why. Marx, while publicly opposing any kind of revolt +before hand, did support the Commune once it began. His essay is primarily a +propaganda piece in defence of it and is, fundamentally, reporting on what the +Commune actually did and advocated. Thus, as well as reporting the Communal +Constitution's vision of a federation of communes, we find Marx noting, also +without comment, that Commune decreed _"the surrender to associations of +workmen, under reserve of compensation, of all closed workshops and +factories."_ [**Op. Cit.**, p. 294] While Engels, at times, suggested that +this could be a possible policy for a socialist government, it is fair to say +that few Marxists consider Marx's reporting of this particular aspect of the +Commune as being a key aspect of his ideology. As Marx's account reports on +the facts of the Commune it could hardly **not** reflect the libertarian ideas +which were so strong in both it and the French sections of the International - +ideas he had spent much time and energy opposing. Moreover, given the frenzy +of abuse the Communards were subject to it by the bourgeoisie, it was unlikely +that Marx would have aided the reaction by being overly critical. Equally, +given how positively the Commune had been received in working class and +radical circles Marx would have been keen to gain maximum benefit from it for +both the International and his own ideology and influence. This would also +have ensured that Marx kept his criticisms quiet, particularly as he was +writing on behalf of an organisation which was not Marxist and included +various different socialist tendencies. + +This means that to fully understand Marx and Engels, we need to look at +**all** their writings, before and after the Paris Commune. It is, therefore, +significant that **immediately** after the Commune Marx stated that workers +could achieve socialism by utilising existing democratic states **and** that +the labour movement should take part in political action and send workers to +Parliament. There is no mention of a federation of communes in these proposals +and they reflect ideas both he and Engels had expressed since the 1840s. Ten +years after the Commune, Marx stated that it was _"merely an uprising of one +city in exceptional circumstances._ [**Collected Works**, vol. 46, p. 66] +Similarly, a mere 3 years after the Commune, Engels argued that the key thing +in Britain was _"to form anew a strong workers' party with a definite +programme, and the best political programme they could wish for was the +People's Charter."_ [**Op. Cit.**, vol. 23, p. 614] The Commune was not +mentioned and, significantly, Marx had previously defined this programme in +1855 as being _"to increase and extend the omnipotence of Parliament by +elevating it to peoples power. They [the Chartists] are not breaking up +parliamentarism but are raising it to a higher power."_ [**Op. Cit.**, vol. +14, p. 243] + +As such, Marx's defence of the Commune should not mean ignoring the whole body +of his and Engels work, nor should Marx's conclusion that the _"state +machinery"_ must be smashed in a successful revolution be considered to be in +contradiction with his comments on utilising the existing democratic republic. +It does, however, suggest that Marx's reporting of the Proudhon-influenced +ideas of the Communards cannot be taken as a definitive account of his ideas +on social transformation. + +The fact that Marx did not mention anything about abolishing the existing +state and replacing it with a new one in his contribution to the _"Program of +the French Workers Party"_ in 1880 is significant. It said that the +_"collective appropriation"_ of the means of production _"can only proceed +from a revolutionary action of the class of producers - the proletariat - +organised in an independent political party."_ This would be _"pursued by all +the means the proletariat has at its disposal including universal suffrage +which will thus be transformed from the instrument of deception that it has +been until now into an instrument of emancipation."_ [**Op. Cit.**, vol. 24, +p. 340] There is nothing about overthrowing the existing state and replacing +it with a new state, rather the obvious conclusion which is to be drawn is +that universal suffrage was the tool by which the workers would achieve +socialism. It does fit in, however, with Marx's repeated comments that +universal suffrage was the equivalent of political power for the working class +where the proletariat was the majority of the population. Or, indeed, Engels +numerous similar comments. It explains the repeated suggestion by Marx that +there were countries like America and Britain _"where the workers can achieve +their aims by peaceful means."_ There is Engels: + +> _ "One can imagine that the old society could peacefully grow into the new +in countries where all power is concentrated in the people's representatives, +where one can constitutionally do as one pleases as soon as a majority of the +people give their support; in democratic republics like France and America, in +monarchies such as England, where the dynasty is powerless against the popular +will. But in Germany, where the government is virtually all-powerful and the +Reichstag and other representative bodies are without real power, to proclaim +likewise in Germany . . . is to accept the fig leaf of absolutism and to bind +oneself to it."_ [**Op. Cit.**, vol. 27, p. 226] + +This, significantly, repeats Marx's comments in an unpublished article from +1878 on the Reichstag debates on the anti-socialist laws where, in part, he +suggested that _"[i]f in England . . . or the United States, the working class +were to gain a majority in Parliament or Congress, they could by lawful means, +rid themselves of such laws and institutions as impeded their development . . +. However, the 'peaceful' movement might be transformed into a 'forcible' one +by resistance on the part of those interested in restoring the former state of +affairs; if . . . they are put down by **force**, it is as rebels against +'lawful' force."_ [**Op. Cit.**, vol. 24, p. 248] Sadly, he never finished and +published it but it is in line with many of his public pronouncements on this +subject. + +Marx also excluded countries on the European mainland (with the possible +exception of Holland) from his suggestions of peaceful reform. In those +countries, presumably, the first stage of the revolution would be, as stressed +in the **Communist Manifesto**, creating a fully democratic republic (_"to win +the battle for democracy"_ \- see [section H.1.1](secH1.html#sech11)). As +Engels put it, _"the first and direct result of the revolution with regard to +the **form** can and **must** be nothing but the **bourgeois** republic. But +this will be here only a brief transitional period . . . The bourgeois +republic . . . will enable us to **win over the great masses of the workers to +revolutionary socialism** . . . Only them can we successfully take over."_ The +_"proletariat can only use the form of the one and indivisible republic"_ for +it is _"the sole political form in which the struggle between the proletariat +and the bourgeoisie can be fought to a finish."_ [Marx and Engels, **The +Socialist Revolution**, p. 265, p. 283 and p. 294] As he summarised: + +> _"Marx and I, for forty years, repeated ad nauseam that for us the +democratic republic is the only political form in which the struggle between +the working class and the capitalist class can first be universalised and then +culminate in the decisive victory of the proletariat."_ [**Collected Works**, +vol. 27, p. 271] + +It is for these reasons that orthodox Marxism up until 1917 held the position +that the socialist revolution would be commenced by seizing the existing state +(usually by the ballot box, or by insurrection if that was impossible). Martov +in his discussion of Lenin's "discovery" of the "real" Marxist theory on the +state (in **State and Revolution**) stressed that the idea that the state +should be smashed by the workers who would then _"transplant into the +structure of society the forms of **their own** combat organisations"_ was a +libertarian idea, alien to Marx and Engels. While acknowledging that _"in our +time, working people take to 'the idea of the soviets' after knowing them as +combat organisations formed in the process of the class struggle at a sharp +revolutionary stage,"_ he distanced Marx and Engels quite successfully from +such a position. [**Op. Cit.**, p. 42] As such, he makes a valid contribution +to Marxism and presents a necessary counter-argument to Lenin's claims (at +which point, we are sure, nine out of ten Leninists will dismiss our argument +regardless of how well it explains apparent contradictions in Marx and Engels +or how much evidence can be presented in support of it!). + +This position should not be confused with a totally reformist position, as +social-democracy became. Marx and Engels were well aware that a revolution +would be needed to create and defend a republic. Engels, for example, noted +_"how totally mistaken is the belief that a republic, and not only a republic, +but also a communist society, can be established in a cosy, peaceful way."_ +Thus violent revolution was required to create a republic \- Marx and Engels +were revolutionaries, after all. Within a republic, both recognised that +insurrection would be required to defend democratic government against +attempts by the capitalist class to maintain its economic position. Universal +suffrage was, to quote Engels, _"a splendid weapon"_ which, while _"slower and +more boring than the call to revolution"_, was _"ten times more sure and what +is even better, it indicates with the most perfect accuracy the day when a +call to armed revolution has to be made."_ This was because it was _"even ten +to one that universal suffrage, intelligently used by the workers, will drive +the rulers to overthrow legality, that is, to put us in the most favourable +position to make revolution."_ _"The big mistake"_, Engels argued, was _"to +think that the revolution is something that can be made overnight. As a matter +of fact it is a process of development of the masses that takes several years +even under conditions accelerating this process."_ Thus it was a case of, _"as +a revolutionary, any means which leads to the goal is suitable, including the +most violent and the most pacific."_ [Marx and Engels, **The Socialist +Revolution**, p. 283, p. 189, p. 265 and p. 274] However, over time and as +social democratic parties and universal suffrage spread, the emphasis did +change from insurrection (the **Communist Manifesto**'s _"violent overthrow of +the bourgeoisie"_) to Engels last pronouncement that _"the conditions of +struggle had essentially changed. Rebellion in the old style, street fighting +with barricades . . . , was to a considerable extent obsolete."_ [**Selected +Works**, p. 45 and pp. 653-4] + +Obviously, neither Marx nor Engels (unlike Bakunin, significantly) saw the +rise of reformism which usually made this need for the ruling class to +_"overthrow legality"_ redundant. Nor, for that matter, did they see the +effect of economic power in controlling workers parties once in office. Sure, +armed coups have taken place to overthrow even slightly reformist governments +but, thanks to the use of "political action", the working class was in no +position to _"make revolution"_ in response. Not, of course, that these have +been required in most republics as utilising Marxist methods have made many +radical parties so reformist that the capitalists can easily tolerate their +taking office or can utilise economic and bureaucratic pressures to control +them. + +So far from arguing, as Lenin suggested, for the destruction of the capitalist +state, Marx and Engels consistently advocated the use of universal suffrage to +gain control over the state, control which then would be used to smash or +shatter the _"state machine."_ Revolution would be required to create a +republic and to defend it against reaction, but the key was the utilisation of +political action to take political power within a democratic state. The +closest that Marx or Engels came to advocating workers councils was in 1850 +when Marx suggested that the German workers _"establish their own +revolutionary workers' governments"_ alongside of the _"new official +governments"_. These could be of two forms, either of _"municipal committees +and municipal councils"_ or _"workers' clubs or workers' committees."_ There +is no mention of how these would be organised but their aim would be to +supervise and threaten the official governments _"by authorities backed by the +whole mass of the workers."_ These clubs would be _"centralised"_. In +addition, _"workers candidates are [to be] put up alongside of the bourgeois- +democratic candidates"_ to _"preserve their independence"_. (although this +"independence" meant taking part in bourgeois institutions so that _"the +demands of the workers must everywhere be governed by the concessions and +measures of the democrats."_). [**The Marx-Engels Reader**, p. 507, p. 508 and +p. 510] So while these _"workers' committees"_ could, in theory, be elected +from the workplace Marx made no mention of this possibility (talk of +_"municipal councils"_ suggests that such a possibility was alien to him). It +also should be noted that Marx was echoing Proudhon who, the year before, had +argued that the clubs _"had to be organised. The organisation of popular +societies was the fulcrum of democracy, the corner-stone of the republican +order."_ [**No Gods, No Masters**, vol. 1, p. 48] So, as with the soviets, +even the idea of workers' clubs as a means of ensuring mass participation was +first raised by anarchists (although, of course, inspired by working class +self-organisation during the 1848 French revolution). + +All this may seem a bit academic to many. Does it matter? After all, most +Marxists today subscribe to some variation of Lenin's position and so, in some +aspects, what Marx and Engels really thought is irrelevant. Indeed, it is +possible that Marx faced with workers' councils, as he was with the Commune, +would have embraced them (perhaps not, as he was dismissive of similar ideas +expressed in the libertarian wing of the First International). After all, the +Mensheviks used Marx's 1850s arguments to support their activities in the +soviets in 1905 (while the Bolshevik's expressed hostility to both the policy +and the soviets) and, of course, there is nothing in them to exclude such a +position. What is important is that the idea that Marxists have always +subscribed to the idea that a social revolution would be based on the workers' +own combat organisations (be they unions, soviets or whatever) is a relatively +new one to the ideology. If, as John Rees asserts, _"the socialist revolution +must counterpoise the soviet to parliament . . . precisely because it needs an +organ which combines economic power - the power to strike and take control of +the workplaces - with an insurrectionary bid for political power"_ and +_"breaking the old state"_ then the ironic thing is that it was Bakunin, +**not** Marx, who advocated such a position. [**Op. Cit.**, p. 25] Given this, +the shock which met Lenin's arguments in 1917 can be easily understood. + +Rather than being rooted in the Marxist vision of revolution, as it has been +in anarchism since at least the 1860s, workers councils have played, rhetoric +aside, the role of fig-leaf for party power (libertarian Marxism being a +notable exception). They have been embraced by its Leninist wing purely as a +means of ensuring party power. Rather than being seen as the most important +gain of a revolution as they allow mass participation, workers' councils have +been seen, and used, simply as a means by which the party can seize power. +Once this is achieved, the soviets can be marginalised and ignored without +affecting the "proletarian" nature of the revolution in the eyes of the party: + +> _ "while it is true that Lenin recognised the different functions and +democratic raison d'tre for both the soviets and his party, in the last +analysis it was the party that was more important than the soviets. In other +words, the party was the final repository of working-class sovereignty. Thus, +Lenin did not seem to have been reflected on or have been particularly +perturbed by the decline of the soviets after 1918."_ [Samuel Farber, **Before +Stalinism**, p. 212] + +This perspective can be traced back to the lack of interest Marx and Engels +expressed in the forms which a proletarian revolution would take, as +exemplified by Engels comments on having to _"lop off"_ aspects of the state +_"inherited"_ by the working class. The idea that the organisations people +create in their struggle for freedom may help determine the outcome of the +revolution is missing. Rather, the idea that any structure can be appropriated +and (after suitable modification) used to rebuild society is clear. This +cannot but flow from the flawed Marxist theory of the state we discussed in +[section H.3.7](secH3.html#sech37). If, as Marx and Engels argued, the state +is simply an instrument of class rule then it becomes unproblematic to utilise +the existing republican state or create a new form of state complete with +representative structures. The Marxist perspective, moreover, cannot help take +emphasis away from the mass working class organisations required to rebuild +society in a socialist manner and place it on the group who will _"inherit"_ +the state and _"lop off"_ its negative aspects, namely the party and the +leaders in charge of both it and the new "workers' state." + +This focus towards the party became, under Lenin (and the Bolsheviks in +general) a purely instrumental perspective on workers' councils and other +organisations. They were of use purely in so far as they allowed the Bolshevik +party to take power (indeed Lenin constantly identified workers' power and +soviet power with Bolshevik power and as Martin Buber noted, for Lenin **_"All +power to the Soviets!"_** meant, at bottom, **_"All power to the Party through +the Soviets!"_**). It can, therefore, be argued that his book **State and +Revolution** was a means to use Marx and Engels to support his new found idea +of the soviets as being the basis of creating a Bolshevik government rather +than a principled defence of workers' councils as the framework of a socialist +revolution. We discuss this issue in the [next section](secH3.html#sech311). + +## H.3.11 Does Marxism aim to give power to workers organisations? + +The short answer depends on which branch of Marxism you mean. + +If you are talking about libertarian Marxists such as council communists, +Situationists and so on, then the answer is a resounding "yes." Like +anarchists, these Marxists see a social revolution as being based on working +class self-management and, indeed, criticised (and broke with) Bolshevism +precisely on this question. Some Marxists, like the **Socialist Party of Great +Britain**, stay true to Marx and Engels and argue for using the ballot box +(see [last section](secH3.html#sech310)) although this not exclude utilising +such organs once political power is seized by those means. However, if we look +at the mainstream Marxist tradition (namely Leninism), the answer has to be an +empathic "no." + +As we noted in [section H.1.4](secH1.html#sech14), anarchists have long argued +that the organisations created by the working class in struggle would be the +initial framework of a free society. These organs, created to resist +capitalism and the state, would be the means to overthrow both as well as +extending and defending the revolution (such bodies have included the +"soviets" and "factory committees" of the Russian Revolution, the collectives +in the Spanish revolution, popular assemblies of the 2001 Argentine revolt +against neo-liberalism and the French Revolution, revolutionary unions and so +on). Thus working class self-management is at the core of the anarchist vision +and so we stress the importance (and autonomy) of working class organisations +in the revolutionary movement and the revolution itself. Anarchists work +within such bodies at the base, in the mass assemblies, and do not seek to +replace their power with that of their own organisation (see [section +J.3.6](secJ3.html#secj36)). + +Leninists, in contrast, have a different perspective on such bodies. Rather +than placing them at the heart of the revolution, Leninism views them purely +in instrumental terms - namely, as a means of achieving party power. Writing +in 1907, Lenin argued that _"Social-Democratic Party organisations may, in +case of necessity, participate in inter-party Soviets of Workers' Delegates . +. . and in congresses . . . of these organisations, and may organise such +institutions, provided this is done on strict Party lines for the purpose of +developing and strengthening the Social-Democratic Labour Party"_, that is +_"utilise"_ such organs _"for the purpose of developing the Social-Democratic +movement."_ Significantly, given the fate of the soviets post-1917, Lenin +noted that the party _"must bear in mind that if Social-Democratic activities +among the proletarian masses are properly, effectively and widely organised, +such institutions may actually become superfluous."_ [**Collected Works**, +vol. 12, pp. 143-4] Thus the means by which working class can manage their own +affairs would become _"superfluous"_ once the party was in power. How the +working class could be considered the "ruling class" in such a society is hard +to understand. + +As Oscar Anweiler summarises in his account of the soviets during the two +Russian Revolutions: + +> _ "The drawback of the new 'soviet democracy' hailed by Lenin in 1906 is +that he could envisage the soviets only as **controlled** organisations; for +him they were instruments by which the party controlled the working masses, +rather than true forms of a workers democracy. The basic contradiction of the +Bolshevik soviet system - which purports to be a democracy of all working +people but in reality recognises only the rule of one party - is already +contained in Lenin's interpretation of the soviets during the first Russian +revolution."_ [**The Soviets**, p. 85] + +Thirteen years later, Lenin repeated this same vision of party power as the +goal of revolution in his infamous diatribe against "Left-wing" Communism +(i.e. those Marxists close to anarchism) as we noted in [section +H.3.3](secH3.html#sech33). The Bolsheviks had, by this stage, explicitly +argued for party dictatorship and considered it a truism that the whole +proletariat could not rule nor could the proletarian dictatorship be exercised +by a mass working class organisation. Therefore, rather than seeing revolution +being based upon the empowerment of working class organisation and the +socialist society being based on this, Leninists see workers organisations in +purely instrumental terms as the means of achieving a Leninist government: + +> _ "With all the idealised glorification of the soviets as a new, higher, and +more democratic type of state, Lenin's principal aim was revolutionary- +strategic rather than social-structural . . . The slogan of the soviets was +primarily tactical in nature; the soviets were in theory organs of mass +democracy, but in practice tools for the Bolshevik Party. In 1917 Lenin +outlined his transitional utopia without naming the definitive factor: the +party. To understand the soviets' true place in Bolshevism, it is not enough, +therefore, to accept the idealised picture in Lenin's state theory. Only an +examination of the actual give-and-take between Bolsheviks and soviets during +the revolution allows a correct understanding of their relationship."_ [Oscar +Anweiler, **Op. Cit.**, pp. 160-1] + +Simply out, Leninism confuses the party power and workers' power. An example +of this "confusion" can be found in most Leninist works. For example, John +Rees argues that _"the essence of the Bolsheviks' strategy . . . was to take +power from the Provisional government and put it in the hands of popular +organs of working class power - a point later made explicit by Trotsky in his +**Lessons of October**."_ [_"In Defence of October"_, pp. 3-82, +**International Socialism**, no. 52, p. 73] However, in reality Lenin had +always been clear that the essence of the Bolsheviks' strategy was the taking +of power by the Bolshevik party **itself.** He explicitly argued for Bolshevik +power during 1917, considering the soviets as the best means of achieving +this. He constantly equated Bolshevik rule with working class rule. Once in +power, this identification did not change. As such, rather than argue for +power to be placed into _"the hands of popular organs of working class power"_ +Lenin argued this only insofar as he was sure that these organs would then +**immediately** pass that power into the hands of a Bolshevik government. + +This explains his turn against the soviets after July 1917 when he considered +it impossible for the Bolsheviks to gain a majority in them. It can be seen +when the Bolshevik party's Central Committee opposed the idea of a coalition +government immediately after the overthrow of the Provisional Government in +October 1917. As it explained, _"a purely Bolshevik government"_ was +_"impossible to refuse"_ since _"a majority at the Second All-Russian Congress +of Soviets . . . handed power over to this government."_ [quoted by Robert V. +Daniels, **A Documentary History of Communism**, pp. 127-8] A mere ten days +after the October Revolution the Left Social Revolutionaries charged that the +Bolshevik government was ignoring the Central Executive Committee of the +Soviets, established by the second Congress of Soviets as the supreme organ in +society. Lenin dismissed their charges, stating that _"the new power could not +take into account, in its activity, all the rigmarole which would set it on +the road of the meticulous observation of all the formalities."_ [quoted by +Frederick I. Kaplan, **Bolshevik Ideology and the Ethics of Soviet Labour**, +p. 124] Clearly, the soviets did not have _"All Power,"_ they promptly handed +it over to a Bolshevik government (and Lenin implies that he was not bound in +any way to the supreme organ of the soviets in whose name he ruled). All of +which places Rees' assertions into the proper context and shows that the +slogan _"All Power to the Soviets"_ is used by Leninists in a radically +different way than most people would understand by it! It also explains why +soviets were disbanded if the opposition won majorities in them in early 1918 +(see [section H.6.1](secH6.html#sech61)). The Bolsheviks only supported +_"Soviet power"_ when the soviets were Bolshevik. As was recognised by leading +left-Menshevik Julius Martov, who argued that the Bolsheviks loved Soviets +only when they were _"in the hands of the Bolshevik party."_ [quoted by Israel +Getzler, **Op. Cit.**, p. 174] Which explains Lenin's comment that _"[o]nly +the development of this war [Kornilov's counter-revolutionary rebellion in +August 1917] can bring **us** to power but we must **speak** of this as little +as possible in our agitation (remembering very well that even tomorrow events +may put us in power and then we will not let it go)."_ [quoted by Neil +Harding, **Leninism**, p. 253] + +All this can be confirmed, unsurprisingly enough, by looking at the essay Rees +references. When studying Trotsky's work we find the same instrumentalist +approach to the question of the _"popular organs of working class power."_ +Yes, there is some discussion on whether soviets or _"some of form of +organisation"_ like factory committees could become _"organs of state power"_ +but this is always within the context of party power. This is stated quite +clearly by Trotsky in his essay when he argued that the _"essential aspect"_ +of Bolshevism was the _"training, tempering, and organisation of the +proletarian vanguard as enables the latter to seize power, arms in hand."_ +[**Lessons of October**, p. 167 and p. 127] As such, the vanguard seizes +power, **not** _"popular organs of working class power."_ Indeed, the idea +that the working class can seize power itself is raised and dismissed: + +> _ "But the events have proved that without a party capable of directing the +proletarian revolution, the revolution itself is rendered impossible. The +proletariat cannot seize power by a spontaneous uprising . . . there is +nothing else that can serve the proletariat as a substitute for its own +party."_ [**Op. Cit.**, p. 117] + +Hence soviets were not considered as the _"essence"_ of Bolshevism, rather the +_"fundamental instrument of proletarian revolution is the party."_ Popular +organs are seen purely in instrumental terms, with such organs of "workers' +power" discussed in terms of the strategy and program of the party not in +terms of the value that such organs have as forms of working class self- +management of society. Why should he, when _"the task of the Communist party +is the conquest of power for the purpose of reconstructing society"_? [**Op. +Cit.**, p. 118 and p. 174] + +This can be clearly seen from Trotsky's discussion of the "October Revolution" +of 1917 in **Lessons of October**. Commenting on the Bolshevik Party +conference of April 1917, he stated that the _"whole of . . . [the] Conference +was devoted to the following fundamental question: Are we heading toward the +conquest of power in the name of the socialist revolution or are we helping +(anybody and everybody) to complete the democratic revolution? . . . Lenin's +position was this: . . . the capture of the soviet majority; the overthrow of +the Provisional Government; the seizure of power through the soviets."_ [**Op. +Cit.**, p. 134] Note, **through** the soviets not **by** the soviets, thus +showing that the Party would hold the real power, not the soviets of workers' +delegates. This is confirmed when Trotsky stated that _"to prepare the +insurrection and to carry it out under cover of preparing for the Second +Soviet Congress and under the slogan of defending it, was of inestimable +advantage to us"_ and that it was _"one thing to prepare an armed insurrection +under the naked slogan of the seizure of power by the party, and quite another +thing to prepare and then carry out an insurrection under the slogan of +defending the rights of the Congress of Soviets."_ The Soviet Congress just +provided _"the legal cover"_ for the Bolshevik plans. [**Op. Cit.**, p. 134, +p. 158 and p. 161] + +Thus we have the _"seizure of power through the soviets"_ with _"an armed +insurrection"_ for _"the seizure of power by the party"_ being hidden by _"the +slogan"_ (_"the legal cover"_) of defending the Soviets! Hardly a case of +placing power in the hands of working class organisations. Trotsky **did** +note that in 1917 the _"soviets had to either disappear entirely or take real +power into their hands."_ However, he immediately added that _"they could take +power . . . only as the dictatorship of the proletariat directed by a single +party."_ [**Op. Cit.**, p. 126] Clearly, the _"single party"_ has the real +power, **not** the soviets an unsurprisingly the rule of _"a single party"_ +also amounted to the soviets effectively disappearing as they quickly became +mere ciphers it. Soon the _"direction"_ by _"a single party"_ became the +dictatorship of that party **over** the soviets, which (it should be noted) +Trotsky defended wholeheartedly when he wrote **Lessons of October** (and, +indeed, into the 1930s). + +This cannot be considered as a one-off. Trotsky repeated this analysis in his +**History of the Russian Revolution**, when he stated that the _"question, +what mass organisations were to serve the party for leadership in the +insurrection, did not permit an **a priori,** much less a categorical, +answer."_ Thus the _"mass organisations"_ serve the party, not vice versa. +This instrumentalist perspective can be seen when Trotsky noted that when +_"the Bolsheviks got a majority in the Petrograd Soviet, and afterward a +number of others,"_ the _"phrase 'Power to the Soviets' was not, therefore, +again removed from the order of the day, but received a new meaning: All power +to the **Bolshevik** soviets."_ This meant that the _"party was launched on +the road of armed insurrection through the soviets and in the name of the +soviets."_ As he put it in his discussion of the July days in 1917, the army +_"was far from ready to raise an insurrection in order to give power to the +Bolshevik Party"_ and so _"the state of popular consciousness . . . made +impossible the seizure of power by the Bolsheviks in July."_ [vol. 2, p. 303, +p. 307, p. 78 and p. 81] So much for _"all power to the Soviets"_! He even +quotes Lenin: _"The Bolsheviks have no right to await the Congress of Soviets. +They ought to seize the power right **now.**"_ Ultimately, the _"Central +Committee adopted the motion of Lenin as the only thinkable one: to form a +government of the Bolsheviks only."_ [vol. 3, pp. 131-2 and p. 299] + +So where does this leave the assertion that the Bolsheviks aimed to put power +into the hands of working class organisations? Clearly, Rees' summary of both +Trotsky's essay and the _"essence"_ of Bolshevism leave a lot to be desired. +As can be seen, the _"essence"_ of Trotsky's essay and of Bolshevism is the +importance of party power, not workers' power (as recognised by another member +of the SWP: _"The masses needed to be profoundly convinced that there was no +alternative to Bolshevik power."_ [Tony Cliff, **Lenin**, vol. 2, p. 265]). +Trotsky even provided us with an analogy which effectively and simply refutes +Rees' claims. _"Just as the blacksmith cannot seize the red hot iron in his +naked hand,"_ Trotsky asserted, _"so the proletariat cannot directly seize +power; it has to have an organisation accommodated to this task."_ While +paying lip service to the soviets as the organisation _"by means of which the +proletariat can both overthrow the old power and replace it,"_ he added that +_"the soviets by themselves do not settle the question"_ as they may _"serve +different goals according to the programme and leadership. The soviets receive +their programme from the party . . . the revolutionary party represents the +brain of the class. The problem of conquering the power can be solved only by +a definite combination of party with soviets."_ [**The History of the Russian +Revolution**, vol. 3, pp. 160-1 and p. 163] + +Thus the key organisation was the party, **not** the mass organisations of the +working class. Indeed, Trotsky was quite explicit that such organisations +could only become the state form of the proletariat under the party +dictatorship. Significantly, Trotsky fails to indicate what would happen when +these two powers clash. Certainly Trotsky's role in the Russian revolution +tells us that the power of the party was more important to him than democratic +control by workers through mass bodies and as we have shown in [section +H.3.8](secH3.html#sech38), Trotsky explicitly argued that a state was required +to overcome the _"wavering"_ in the working class which could be expressed by +democratic decision making. + +Given this legacy of viewing workers' organisations in purely instrumental +terms, the opinion of Martov (the leading left-Menshevik during the Russian +Revolution) seems appropriate. He argued that _"[a]t the moment when the +revolutionary masses expressed their emancipation from the centuries old yoke +of the old State by forming 'autonomous republics of Kronstadt' and trying +Anarchist experiments such as 'workers' control,' etc. - at that moment, the +'dictatorship of the proletariat and the poorest peasantry' (said to be +incarnated in the real dictatorship of the opposed 'true' interpreters of the +proletariat and the poorest peasantry: the chosen of Bolshevist Communism) +could only consolidate itself by first dressing itself in such Anarchist and +anti-State ideology."_ [**The State and Socialist Revolution**, p. 47] As can +be seen, Martov had a point. As the text used as evidence that the Bolsheviks +aimed to give power to workers organisations shows, this was **not** an aim of +the Bolshevik party. Rather, such workers organs were seen purely as a means +to the end of party power. + +In contrast, anarchists argue for direct working class self-management of +society. When we argue that working class organisations must be the framework +of a free society we mean it. We do not equate party power with working class +power or think that _"All power to the Soviets"_ is possible if they +immediately delegate that power to the leaders of the party. This is for +obvious reasons: + +> _ "If the revolutionary means are out of their hands, if they are in the +hands of a techno-bureaucratic elite, then such an elite will be in a position +to direct to their own benefit not only the course of the revolution, but the +future society as well. If the proletariat are to **ensure** that an elite +will not control the future society, they must prevent them from controlling +the course of the revolution."_ [Alan Carter, **Marx: A Radical Critique**, p. +165] + +Thus the slogan _"All power to the Soviets"_ for anarchists means exactly that +- organs for the working class to run society directly, based on mandated, +recallable delegates. This slogan fitted perfectly with our ideas, as +anarchists had been arguing since the 1860's that such workers' councils were +both a weapon of class struggle against capitalism and the framework of the +future libertarian society. For the Bolshevik tradition, that slogan simply +means that a Bolshevik government will be formed over and above the soviets. +The difference is important, _"for the Anarchists declared, if 'power' really +should belong to the soviets, it could not belong to the Bolshevik party, and +if it should belong to that Party, as the Bolsheviks envisaged, it could not +belong to the soviets."_ [Voline, **The Unknown Revolution**, p. 213] Reducing +the soviets to simply executing the decrees of the central (Bolshevik) +government and having their All-Russian Congress be able to recall the +government (i.e. those with **real** power) does not equal _"all power,"_ +quite the reverse - the soviets will simply be a fig-leaf for party power. + +In summary, rather than aim to place power into the hands of workers' +organisations, most Marxists do not. Their aim is to place power into the +hands of the party. Workers' organisations are simply means to this end and, +as the Bolshevik regime showed, if they clash with that goal, they will be +simply be disbanded. However, we must stress that not all Marxist tendencies +subscribe to this. The council communists, for example, broke with the +Bolsheviks precisely over this issue, the difference between party and class +power. + +## H.3.12 Is big business the precondition for socialism? + +A key idea in most forms of Marxism is that the evolution of capitalism itself +will create the preconditions for socialism. This is because capitalism tends +to result in big business and, correspondingly, increased numbers of workers +subject to the _"socialised"_ production process within the workplace. The +conflict between the socialised means of production and their private +ownership is at the heart of the Marxist case for socialism: + +> _ "Then came the concentration of the means of production and of the +producers in large workshops and manufactories, their transformation into +actual socialised means of production and socialised producers. But the +socialised producers and means of production and their products were still +treated, after this change, just as they had been before . . . the owner of +the instruments of labour . . . appropriated to himself . . . exclusively the +product of the **labour of others.** Thus, the products now produced socially +were not appropriated by those who actually set in motion the means of +production and actually produced the commodities, but by the **capitalists** . +. . The mode of production is subjected to this [individual or private] form +of appropriation, although it abolishes the conditions upon which the latter +rests. + +> + +> "This contradiction, which gives to the new mode of production its +capitalistic character, **contains the germ of the whole of the social +antagonisms of today.**"_ [Engels, **Marx-Engels Reader**, pp. 703-4] + +It is the business cycle of capitalism which show this contradiction between +socialised production and capitalist appropriation the best. Indeed, the +_"fact that the socialised organisation of production within the factory has +developed so far that it has become incompatible with the anarchy of +production in society, which exists side by side with and dominates it, is +brought home to the capitalists themselves by the violent concentration of +capital that occurs during crises."_ The pressures of socialised production +results in capitalists merging their properties _"in a particular branch of +industry in a particular country"_ into _"a trust, a union for the purpose of +regulating production."_ In this way, _"the production of capitalistic society +capitulates to the production upon a definite plan of the invading socialistic +society."_ This _"transformation"_ can take the form of _"joint-stock +companies and trusts, or into state ownership."_ The later does not change the +_"capitalist relation"_ although it does have _"concealed within it"_ the +_"technical conditions that form the elements of that solution."_ This _"shows +itself the way to accomplishing this revolution. **The proletariat seizes +political power and turns the means of production into state property.**"_ +[**Op. Cit.**, p. 709, p. 710, p. 711, p. 712 and p. 713] + +Thus the centralisation and concentration of production into bigger and bigger +units, into big business, is seen as the evidence of the need for socialism. +It provides the objective grounding for socialism, and, in fact, this analysis +is what makes Marxism _"scientific socialism."_ This process explains how +human society develops through time: + +> _ "In the social production of their life, men enter into definite relations +that are indispensable and independent of their will, relations of production +which correspond to a definite stage of development of their material +productive forces. The sum total of these relations of production constitutes +the economic structure of society, the real foundation, on which rises a legal +and political superstructure and to which correspond definite forms of social +consciousness . . . At a certain stage of their development, the material +productive forces come in conflict with the existing relations of production +or \- what is but a legal expression for the same thing \- with the property +relations within which they have been at work hitherto. From forms of +development of the productive forces these relations turn into their fetters. +Then begins an epoch of social revolution. With the change of the economic +foundation the entire immense superstructure is more or less rapidly +transformed."_ [Marx, **Op. Cit.**, pp. 4-5] + +The obvious conclusion to be drawn from this is that socialism will come about +due to tendencies inherent within the development of capitalism. The +_"socialisation"_ implied by collective labour within a firm grows steadily as +capitalist companies grow larger and larger. The objective need for socialism +is therefore created and so, for most Marxists, **_"big is beautiful."_** +Indeed, some Leninists have invented terminology to describe this, which can +be traced back to at least as far as Bolshevik (and Left Oppositionist) Evgeny +Preobrazhensky (although his perspective, like most Leninist ones, has deep +roots in the Social Democratic orthodoxy of the Second International). +Preobrazhensky, as well as expounding the need for _"primitive socialist +accumulation"_ to build up Soviet Russia's industry, also discussed _"the +contradiction of the law of planning and the law of value."_ [Hillel Ticktin, +_"Leon Trotsky and the Social Forces Leading to Bureaucracy, 1923-29"_, pp. +45-64, **The Ideas of Leon Trotsky**, Hillel Ticktin and Michael Cox (eds.), +p. 45] Thus Marxists in this tradition (like Hillel Ticktin) argue that the +increased size of capital means that more and more of the economy is subject +to the despotism of the owners and managers of capital and so the _"anarchy"_ +of the market is slowly replaced with the conscious planning of resources. +Marxists sometimes call this the _"objective socialisation of labour"_ (to use +Ernest Mandel's term). Thus there is a tendency for Marxists to see the +increased size and power of big business as providing objective evidence for +socialism, which will bring these socialistic tendencies within capitalism to +full light and full development. Needless to say, most will argue that +socialism, while developing planning fully, will replace the autocratic and +hierarchical planning of big business with democratic, society-wide planning. + +This position, for anarchists, has certain problems associated with it. One +key drawback, as we discuss in the [next section](secH3.html#sech313), is it +focuses attention away from the internal organisation within the workplace +onto ownership and links between economic units. It ends up confusing +capitalism with the market relations between firms rather than identifying it +with its essence, wage slavery. This meant that many Marxists consider that +the basis of a socialist economy was guaranteed once property was +nationalised. This perspective tends to dismiss as irrelevant the way +production is managed. The anarchist critique that this simply replaced a +multitude of bosses with one, the state, was (and is) ignored. Rather than +seeing socialism as being dependent on workers' management of production, this +position ends up seeing socialism as being dependent on organisational links +between workplaces, as exemplified by big business under capitalism. Thus the +_"relations of production"_ which matter are **not** those associated with +wage labour but rather those associated with the market. This can be seen from +the famous comment in **The Manifesto of the Communist Party** that the +bourgeoisie _"cannot exist without constantly revolutionising the instruments +of production, and thereby the relations of production, and with them the +whole relations of society."_ [Marx and Engels, **Op. Cit.**, p. 476] But the +one relation of production it **cannot** revolutionise is the one generated by +the wage labour at the heart of capitalism, the hierarchical relations at the +point of production. As such, it is clear that by _"relations of production"_ +Marx and Engels meant something else than wage slavery, namely, the internal +organisation of what they term _"socialised production."_ + +Capitalism is, in general, as dynamic as Marx and Engels stressed. It +transforms the means of production, the structure of industry and the links +between workplaces constantly. Yet it only modifies the form of the +organisation of labour, not its content. No matter how it transforms machinery +and the internal structure of companies, the workers are still wage slaves. At +best, it simply transforms much of the hierarchy which governs the workforce +into hired managers. This does not transform the fundamental social +relationship of capitalism, however and so the _"relations of production"_ +which prefigure socialism are, precisely, those associated with the +_"socialisation of the labour process"_ which occurs **within** capitalism and +are no way antagonistic to it. + +This mirrors Marx's famous prediction that the capitalist mode of production +produces _"the centralisation of capitals"_ as one capitalist _"always strikes +down many others."_ This leads to _"the further socialisation of labour and +the further transformation of the soil and other means of production into +socially exploited and therefore communal means of production takes on a new +form."_ Thus capitalist progress itself objectively produces the necessity for +socialism as it socialises the production process and produces a working class +_"constantly increasing in numbers, and trained, united and organised by the +very mechanism of the capitalist process of production. The monopolisation of +capital becomes a fetter upon the mode of production . . . The centralisation +of the means of production and the socialisation of labour reach a point at +which they become incompatible with their capitalist integument. This +integument is burst asunder. The knell of capitalist private property sounds. +The expropriators are expropriated."_ [**Capital**, vol. 1, pp. 928-9] Note, +it is not the workers who organise themselves but rather they are _"organised +by the very mechanism of the capitalist process of production."_ Even in his +most libertarian work, _"The Civil War in France"_, this perspective can be +found. He, rightly, praised attempts by the Communards to set up co-operatives +(although distinctly failed to mention Proudhon's obvious influence) but then +went on to argue that the working class had _"no ready-made utopias to +introduce"_ and that _"to work out their own emancipation, and along with it +that that higher form to which present society is irresistibly tending by its +own economical agencies"_ they simply had _"to set free the elements of the +new society with which old collapsing bourgeois society itself is pregnant."_ +[**Marx-Engels Reader**, pp. 635-6] + +Then we have Marx, in his polemic against Proudhon, arguing that social +relations _"are closely bound up with productive forces. In acquiring new +productive forces men change their mode of production; and in changing their +mode of production, in changing the way of earning their living, they change +their social relations. The hand-mill gives you society with the feudal lord; +the steam-mill, society with the industrial capitalist."_ [**Collected +Works**, vol. 6, p. 166] On the face of it, this had better **not** be true. +After all, the aim of socialism is to expropriate the property of the +industrial capitalist. If the social relationships **are** dependent on the +productive forces then, clearly, socialism is impossible as it will have to be +based, initially, on the legacy of capitalism. Fortunately, the way a +workplace is managed is not predetermined by the technological base of +society. As is obvious, a steam-mill can be operated by a co-operative, so +making the industrial capitalist redundant. That a given technological basis +(or productive forces) can produces many different social and political +systems can easily be seen from history. Murray Bookchin gives one example: + +> _ "Technics . . . does not fully or even adequately account for the +institutional differences between a fairly democratic federation such as the +Iroquois and a highly despotic empire such as the Inca. From a strictly +instrumental viewpoint, the two structures were supported by almost identical +'tool kits.' Both engaged in horticultural practices that were organised +around primitive implements and wooden hoes. Their weaving and metalworking +techniques were very similar . . . At the **community** level, Iroquois and +Inca populations were immensely similar . . . + +> + +> "Yet at the **political** level of social life, a democratic confederal +structure of five woodland tribes obviously differs decisively from a +centralised, despotic structure of mountain Indian chiefdoms. The former, a +highly libertarian confederation . . . The latter, a massively authoritarian +state . . . Communal management of resources and produce among the Iroquois +tribes occurred at the clan level. By contrast, Inca resources were largely +state-owned, and much of the empire's produce was simply confiscation . . . +and their redistribution from central and local storehouses. The Iroquois +worked together freely . . . the Inca peasantry provided corvee labour to a +patently exploitative priesthood and state apparatus under a nearly industrial +system of management."_ [**The Ecology of Freedom**, pp. 331-2] + +Marx's claim that a given technological level implies a specific social +structure is wrong. However, it does suggest that our comments that, for Marx +and Engels, the new _"social relationships"_ which develop under capitalism +which imply socialism are relations between workplaces, **not** those between +individuals and so classes are correct. The implications of this position +became clear during the Russian revolution. + +Later Marxists built upon this "scientific" groundwork. Lenin, for example, +argued that _"the difference between a socialist revolution and a bourgeois +revolution is that in the latter case there are ready made forms of capitalist +relationships; Soviet power [in Russia] does not inherit such ready made +relationships, if we leave out of account the most developed forms of +capitalism, which, strictly speaking, extended to a small top layer of +industry and hardly touched agriculture."_ [**Collected Works**, vol. 27, p. +90] Thus, for Lenin, _"socialist"_ relationships are generated within big +business, relationships "socialism" would _"inherit"_ and universalise. As +such, his comments fit in with the analysis of Marx and Engels we have +presented above. However, his comments also reveal that Lenin had no idea that +socialism meant the transformation of the relations of production, i.e. +workers managing their own activity. This, undoubtedly, explains the +systematic undermining of the factory committee movement by the Bolsheviks in +favour of state control (see Maurice Brinton's classic account of this +process, **The Bolsheviks and Workers' Control**). + +The idea that socialism involved simply taking over the state and +nationalising the _"objectively socialised"_ means of production can be seen +in both mainstream social-democracy and its Leninist child. Rudolf Hilferding +argued that capitalism was evolving into a highly centralised economy, run by +big banks and big firms. All what was required to turn this into socialism +would be its nationalisation: + +> _ "Once finance capital has brought the most important branches of +production under its control, it is enough for society, through its conscious +executive organ - the state conquered by the working class - to seize finance +capital in order to gain immediate control of these branches of production . . +. taking possession of six large Berlin banks would . . . greatly facilitate +the initial phases of socialist policy during the transition period, when +capitalist accounting might still prove useful."_ [**Finance Capital**, pp. +367-8] + +Lenin basically disagreed with this only in-so-far as the party of the +proletariat would take power via revolution rather than by election (_"the +state conquered by the working class"_ equals the election of a socialist +party). Lenin took it for granted that the difference between Marxists and +anarchists is that _"the former stand for centralised, large-scale communist +production, while the latter stand for disconnected small production."_ +[**Collected Works**, vol. 23, p. 325] The obvious implication of this is that +anarchist views _"express, not the future of bourgeois society, which is +striving with irresistible force towards the socialisation of labour, but the +present and even the past of that society, the domination of blind chance over +the scattered and isolated small producer."_ [**Op. Cit.**, vol. 10, p. 73] + +Lenin applied this perspective during the Russian Revolution. For example, he +argued in 1917 that his immediate aim was for a _"state capitalist"_ economy, +this being a necessary stage to socialism. As he put it, _"socialism is merely +the next step forward from state-capitalist monopoly . . . socialism is merely +state-capitalist monopoly **which is made to serve the interests of the whole +people** and has to that extent **ceased** to be capitalist monopoly."_ [**Op. +Cit.**, vol. 25, p. 358] The Bolshevik road to "socialism" ran through the +terrain of state capitalism and, in fact, simply built upon its +institutionalised means of allocating recourses and structuring industry. As +Lenin put it, _"the modern state possesses an apparatus which has extremely +close connections with the banks and syndicates [i.e., trusts] , an apparatus +which performs an enormous amount of accounting and registration work . . . +This apparatus must not, and should not, be smashed. It must be wrestled from +the control of the capitalists,"_ it _"must be subordinated to the proletarian +Soviets"_ and _"it must be expanded, made more comprehensive, and nation- +wide."_ This meant that the Bolsheviks would _"not invent the organisational +form of work, but take it ready-made from capitalism"_ and _"borrow the best +models furnished by the advanced countries."_ [**Op. Cit.**, vol. 26, pp. +105-6 and p. 110] + +The institutional framework of capitalism would be utilised as the principal +(almost exclusive) instruments of "socialist" transformation. _"**Without big +banks Socialism would be impossible,**"_ argued Lenin, as they _"are the +'state apparatus' which we need to bring about socialism, and which we **take +ready-made** from capitalism; our task here is merely to **lop off** what +capitalistically mutilates this excellent apparatus, to make it **even +bigger,** even more democratic, even more comprehensive. A single State Bank, +the biggest of the big . . . will constitute as much as nine-tenths of the +**socialist** apparatus. This will be country-wide book-keeping, country-wide +accounting of the production and distribution of goods."_ While this is _"not +fully a state apparatus under capitalism,"_ it _"will be so with us, under +socialism."_ For Lenin, building socialism was easy. This _"nine-tenths of the +socialist apparatus"_ would be created _"at one stroke, by a single decree."_ +[**Op. Cit.**, p. 106] Once in power, the Bolsheviks implemented this vision +of socialism being built upon the institutions created by monopoly capitalism. +Moreover, Lenin quickly started to advocate and implement the most +sophisticated capitalist methods of organising labour, including _"one-man +management"_ of production, piece-rates and Taylorism (_"scientific +management"_). This was not done accidentally or because no alternative +existed (as we discuss in [section H.6.2](secH6.html#sech62), workers were +organising federations of factory committees which could have been, as +anarchists argued at the time, the basis of a genuine socialist economy). + +As Gustav Landuer commented, when mainstream Marxists _"call the capitalist +factory system a social production . . . we know the real implications of +their socialist forms of labour."_ [**For Socialism**, p. 70] As can be seen, +this glorification of large-scale, state-capitalist structures can be traced +back to Marx and Engels, while Lenin's support for capitalist production +techniques can be explained by mainstream Marxism's lack of focus on the +social relationships at the point of production. + +For anarchists, the idea that socialism can be built on the framework provided +to us by capitalism is simply ridiculous. Capitalism has developed industry +and technology to further the ends of those with power, namely capitalists and +managers. Why should they use that power to develop technology and industrial +structures which lead to workers' self-management and power rather than +technologies and structures which enhance their own position vis--vis their +workers and society as a whole? As such, technological and industrial +development is not "neutral" or just the "application of science." They are +shaped by class struggle and class interest and cannot be used for different +ends. Simply put, socialism will need to develop **new** forms of economic +organisation based on socialist principles. The concept that monopoly +capitalism paves the way for socialist society is rooted in the false +assumption that the forms of social organisation accompanying capital +concentration are identical with the socialisation of production, that the +structures associated with collective labour under capitalism are the same as +those required under socialism is achieve **genuine** socialisation. This +false assumption, as can be seen, goes back to Engels and was shared by both +Social Democracy and Leninism despite their other differences. + +While anarchists are inspired by a vision of a non-capitalist, decentralised, +diverse society based on appropriate technology and appropriate scale, +mainstream Marxism is not. Rather, it sees the problem with capitalism is that +its institutions are not centralised and big enough. As Alexander Berkman +correctly argues: + +> _ "The role of industrial decentralisation in the revolution is +unfortunately too little appreciated. . . Most people are still in the +thraldom of the Marxian dogma that centralisation is 'more efficient and +economical.' They close their eyes to the fact that the alleged 'economy' is +achieved at the cost of the workers' limb and life, that the 'efficiency' +degrades him to a mere industrial cog, deadens his soul, kills his body. +Furthermore, in a system of centralisation the administration of industry +becomes constantly merged in fewer hands, producing a powerful bureaucracy of +industrial overlords. It would indeed be the sheerest irony if the revolution +were to aim at such a result. It would mean the creation of a new master +class."_ [**What is Anarchism?**, p. 229] + +That mainstream Marxism is soaked in capitalist ideology can be seen from +Lenin's comments that when _"the separate establishments are amalgamated into +a single syndicate, this economy [of production] can attain tremendous +proportions, as economic science teaches us."_ [**Op. Cit.**, vol. 25, p. 344] +Yes, **capitalist** economic science, based on **capitalist** definitions of +efficiency and economy and on **capitalist** criteria! That Bolshevism bases +itself on centralised, large scale industry because it is more "efficient" and +"economic" suggests nothing less than that its "socialism" will be based on +the same priorities of capitalism. This can be seen from Lenin's idea that +Russia had to learn from the advanced capitalist countries, that there was +only one way to develop production and that was by adopting capitalist methods +of "rationalisation" and management. Thus, for Lenin in early 1918 _"our task +is to study the state capitalism of the Germans, to spare **no effort** in +copying it and not to shrink from adopting **dictorial** methods to hasten the +copying of it."_ [**Op. Cit.**, vol. 27, p. 340] In the words of Luigi Fabbri: + +> _ "Marxist communists, especially Russian ones, are beguiled by the distant +mirage of big industry in the West or America and mistake for a system of +production what is only a typically capitalist means of speculation, a means +of exercising oppression all the more securely; and they do not appreciate +that that sort of centralisation, far from fulfilling the real needs of +production, is, on the contrary, precisely what restricts it, obstructs it and +applies a brake to it in the interests of capital. + +> + +> "Whenever [they] talk about 'necessity of production' they make no +distinction between those necessities upon which hinge the procurement of a +greater quantity and higher quality of products - this being all that matters +from the social and communist point of view - and the necessities inherent in +the bourgeois regime, the capitalists' necessity to make more profit even +should it mean producing less to do so. If capitalism tends to centralise its +operations, it does so not for the sake of production, but only for the sake +of making and accumulating more money."_ [_"Anarchy and 'Scientific' +Communism"_, pp. 13-49, **The Poverty of Statism**, Albert Meltzer (ed.), pp. +21-22] + +Efficiency, in other words, does not exist independently of a given society or +economy. What is considered "efficient" under capitalism may be the worse form +of inefficiency in a free society. The idea that socialism may have +**different** priorities, need **different** methods of organising production, +have **different** visions of how an economy was structured than capitalism, +is absent in mainstream Marxism. Lenin thought that the institutions of +bourgeois economic power, industrial structure and capitalist technology and +techniques could be "captured" and used for other ends. Ultimately, though, +capitalist means and organisations can only generate capitalist ends. It is +significant that the _"one-man management,"_ piece-work, Taylorism, etc. +advocated and implemented under Lenin are usually listed by his followers as +evils of Stalinism and as proof of its anti-socialist nature. + +Equally, it can be argued that part of the reason why large capitalist firms +can "plan" production on a large scale is because they reduce the decision +making criteria to a few variables, the most significant being profit and +loss. That such simplification of input data may result in decisions which +harm people and the environment goes without a saying. _"The lack of context +and particularity,"_ James C. Scott correctly notes, _"is not an oversight; it +is the necessary first premise of any large-scale planning exercise. To the +degree that the subjects can be treated as standardised units, the power of +resolution in the planning exercise is enhanced. Questions posed within these +strict confines can have definitive, quantitative answers. The same logic +applies to the transformation of the natural world. Questions about the volume +of commercial wood or the yield of wheat in bushels permit more precise +calculations than questions about, say, the quality of the soil, the +versatility and taste of the grain, or the well-being of the community. The +discipline of economics achieves its formidable resolving power by +transforming what might otherwise be considered qualitative matters into +quantitative issues with a single metric and, as it were, a bottom line: +profit or loss."_ [**Seeing like a State**, p. 346] Whether a socialist +society could factor in all the important inputs which capitalism ignores +within an even more centralised planning structure is an important question. +It is extremely doubtful that there could be a positive answer to it. This +does not mean, we just stress, that anarchists argue exclusively for "small- +scale" production as many Marxists, like Lenin, assert (as we prove in +[section I.3.8](secI3.html#seci38), anarchists have always argued for +**appropriate** levels of production and scale). It is simply to raise the +possibility of what works under capitalism may be undesirable from a +perspective which values people and planet instead of power and profit. + +As should be obvious, anarchism is based on critical evaluation of technology +and industrial structure, rejecting the whole capitalist notion of "progress" +which has always been part of justifying the inhumanities of the status quo. +Just because something is rewarded by capitalism it does not mean that it +makes sense from a human or ecological perspective. This informs our vision of +a free society and the current struggle. We have long argued that that +capitalist methods cannot be used for socialist ends. In our battle to +democratise and socialise the workplace, in our awareness of the importance of +collective initiatives by the direct producers in transforming their work +situation, we show that factories are not merely sites of production, but also +of reproduction - the reproduction of a certain structure of social relations +based on the division between those who give orders and those who take them, +between those who direct and those who execute. + +It goes without saying that anarchists recognise that a social revolution will +have to start with the industry and technology which is left to it by +capitalism and that this will have to be expropriated by the working class +(this expropriation will, of course, involve transforming it and, in all +likelihood, rejecting of numerous technologies, techniques and practices +considered as "efficient" under capitalism). This is **not** the issue. The +issue is who expropriates it and what happens to it next. For anarchists, the +means of life are expropriated directly by society, for most Marxists they are +expropriated by the state. For anarchists, such expropriation is based +workers' self-management and so the fundamental capitalist _"relation of +production"_ (wage labour) is abolished. For most Marxists, state ownership of +production is considered sufficient to ensure the end of capitalism (with, if +we are lucky, some form of _"workers' control"_ over those state officials who +do management production - see [section H.3.14](secH3.html#sech314)). + +In contrast to the mainstream Marxist vision of socialism being based around +the institutions inherited from capitalism, anarchists have raised the idea +that the _"free commune"_ would be the _"medium in which the ideas of modern +Socialism may come to realisation."_ These _"communes would federate"_ into +wider groupings. Labour unions (or other working class organs created in the +class struggle such as factory committees) were _"not only an instrument for +the improvement of the conditions of labour, but also . . . an organisation +which might . . . take into its hands the management of production."_ Large +labour associations would _"come into existence for the inter-communal +service[s]."_ Such communes and workers' organisations as the basis of +_"Socialist forms of life could find a much easier realisation"_ than the +_"seizure of all industrial property by the State, and the State organisation +of agriculture and industry."_ Thus railway networks _"could be much better +handled by a Federated Union of railway employees, than by a State +organisation."_ Combined with co-operation _"both for production and for +distribution, both in industry and agriculture,"_ workers' self-management of +production would create _"samples of the bricks"_ of the future society +(_"even samples of some of its rooms"_). [Kropotkin, **The Conquest of +Bread**, pp. 21-23] + +This means that anarchists also root our arguments for socialism in a +scientific analysis of tendencies within capitalism. However, in opposition to +the analysis of mainstream Marxism which focuses on the objective tendencies +within capitalist development, anarchists emphasis the **oppositional** nature +of socialism to capitalism. Both the _"law of value"_ and the _"law of +planning"_ are tendencies **within** capitalism, that is aspects of +capitalism. Anarchists encourage class struggle, the direct conflict of +working class people against the workings of all capitalism's "laws". This +struggle produces **mutual aid** and the awareness that we can care best for +our own welfare if we **unite** with others - what we can loosely term the +_"law of co-operation"_ or _"law of mutual aid"_. This law, in contrast to the +Marxian _"law of planning"_ is based on working class subjectively and +develops within society only in **opposition** to capitalism. As such, it +provides the necessary understanding of where socialism will come from, from +**below**, in the spontaneous self-activity of the oppressed fighting for +their freedom. This means that the basic structures of socialism will be the +organs created by working class people in their struggles against exploitation +and oppress (see [section I.2.3](secI2.html#seci23) for more details). Gustav +Landauer's basic insight is correct (if his means were not totally so) when he +wrote that _"Socialism will not grow out of capitalism but away from it"_ +[**Op. Cit.**, p. 140] In other words, tendencies **opposed** to capitalism +rather than ones which are part and parcel of it. + +Anarchism's recognition of the importance of these tendencies towards mutual +aid within capitalism is a key to understanding what anarchists do in the here +and now, as will be discussed in [section J](secJcon.html). In addition, it +also laid the foundation of understanding the nature of an anarchist society +and what creates the framework of such a society in the here and now. +Anarchists do not abstractly place a better society (anarchy) against the +current, oppressive one. Instead, we analysis what tendencies exist within +current society and encourage those which empower and liberate people. Based +on these tendencies, anarchists propose a society which develops them to their +logical conclusion. Therefore an anarchist society is created not through the +developments within capitalism, but in social struggle against it. + +## H.3.13 Why is state socialism just state capitalism? + +For anarchists, the idea that socialism can be achieved via state ownership is +simply ridiculous. For reasons which will become abundantly clear, anarchists +argue that any such _"socialist"_ system would simply be a form of _"state +capitalism."_ Such a regime would not fundamentally change the position of the +working class, whose members would simply be wage slaves to the state +bureaucracy rather than to the capitalist class. Marxism would, as Kropotkin +predicted, be _"the worship of the State, of authority and of State Socialism, +which is in reality nothing but State capitalism."_ [quoted by Ruth Kinna, +_"Kropotkin's theory of Mutual Aid in Historical Context"_, pp. 259-283, +**International Review of Social History**, No. 40, p. 262] + +However, before beginning our discussion of why anarchists think this we need +to clarify our terminology. This is because the expression _"state +capitalism"_ has three distinct, if related, meanings in socialist +(particularly Marxist) thought. Firstly, _"state capitalism"_ was/is used to +describe the current system of big business subject to extensive state control +(particularly if, as in war, the capitalist state accrues **extensive** powers +over industry). Secondly, it was used by Lenin to describe his immediate aims +after the October Revolution, namely a regime in which the capitalists would +remain but would be subject to a system of state control inherited by the new +_"proletarian"_ state from the old capitalist one. The third use of the term +is to signify a regime in which the state **replaces** the capitalist class +**totally** via nationalisation of the means of production. In such a regime, +the state would own, manage and accumulate capital rather than individual +capitalists. + +Anarchists are opposed to all three systems described by the term _"state +capitalism."_ Here we concentrate on the third definition, arguing that state +socialism would be better described as _"state capitalism"_ as state ownership +of the means of life does not get to the heart of capitalism, namely wage +labour. Rather it simply replaces private bosses with the state and changes +the form of property (from private to state property) rather than getting rid +of it. + +The idea that socialism simply equals state ownership (nationalisation) is +easy to find in the works of Marxism. The **Communist Manifesto**, for +example, states that the _"proletariat will use its political supremacy to +wrest, by degrees, all capital from the bourgeoisie, to centralise all +instruments of production into the hands of the State."_ This meant the +_"[c]entralisation of credit in the hands of the State, by means of a national +bank with State capital and an exclusive monopoly,"_ the _"[c]entralisation of +the means of communication and transport in the hands of the State,"_ +_"[e]xtension of factories and instruments of production owned by the State"_ +and the _"[e]stablishment of industrial armies, especially for agriculture."_ +[Marx and Engels, **Selected Works**, pp. 52-3] Thus _"feudal estates . . . +mines, pits, and so forth, would become property of the state"_ as well as +_"[a]ll means of transport,"_ with _"the running of large-scale industry and +the railways by the state."_ [**Collected Works**, vol. 7, p. 3, p. 4 and p. +299] + +Engels repeats this formula thirty-two years later in **Socialism: Utopian and +Scientific** by asserting that capitalism itself _"forces on more and more the +transformation of the vast means of production, already socialised, into state +property. **The proletariat seizes political power and turns the means of +production into state property.**"_ Socialism is **not** equated with state +ownership of productive forces by a capitalist state, _"but concealed within +it are the technical conditions that form the elements of that solution"_ to +the social problem. It simply _"shows itself the way to accomplishing this +revolution. **The proletariat seizes political power and turns the means of +production into state property.**"_ Thus state ownership **after** the +proletariat seizes power is the basis of socialism, when by this _"first act"_ +of the revolution the state _"really constitutes itself as the representative +of the whole of society."_ [**Marx-Engels Reader**, p. 713, p. 712 and p. 713] + +What is significant from these programmatic statements on the first steps of +socialism is the total non-discussion of what is happening at the point of +production, the non-discussion of the social relations in the workplace. +Rather we are subjected to discussion of _"the contradiction between +socialised production and capitalist appropriation"_ and claims that while +there is _"socialised organisation of production within the factory,"_ this +has become _"incompatible with the anarchy of production in society."_ The +obvious conclusion to be drawn is that "socialism" will inherit, without +change, the _"socialised"_ workplace of capitalism and that the fundamental +change is that of ownership: _"The proletariat seized the public power, and by +means of this transforms the socialised means of production . . . into public +property. By this act, the proletariat frees the means of production from the +character of capital they have thus far borne."_ [Engels, **Op. Cit.**, p. 709 +and p. 717] + +That the Marxist movement came to see state ownership rather than workers' +management of production as the key issue is hardly surprising. Thus we find +leading Social-Democrats arguing that socialism basically meant the state, +under Social-Democratic control of course, acquiring the means of production +and nationalising them. Rudolf Hilferding presented what was Marxist orthodoxy +at the time when he argued that in _"a communist society"_ production _"is +consciously determined by the social central organ,"_ which would decide +_"what is to be produced and how much, where and by whom."_ While this +information is determined by the market forces under capitalism, in socialism +it _"is given to the members of the socialist society by their authorities . . +. we must derive the undisturbed progress of the socialist economy from the +laws, ordinances and regulations of socialist authorities."_ [quoted by +Nikolai Bukharin, **Economy Theory of the Leisure Class**, p. 157] The +Bolsheviks inherited this concept of "socialism" and implemented it, with +terrible results. + +This vision of society in which the lives of the population are controlled by +_"authorities"_ in a _"social central organ"_ which tells the workers what to +do, while in line with the **Communist Manifesto**, seems less that appealing. +It also shows why state socialism is not socialism at all. Thus George +Barrett: + +> _ "If instead of the present capitalist class there were a set of officials +appointed by the Government and set in a position to control our factories, it +would bring about no revolutionary change. The officials would have to be +paid, and we may depend that, in their privileged positions, they would expect +good remuneration. The politicians would have to be paid, and we already know +their tastes. You would, in fact, have a non-productive class dictating to the +producers the conditions upon which they were allowed to use the means of +production. As this is exactly what is wrong with the present system of +society, we can see that State control would be no remedy, while it would +bring with it a host of new troubles . . . under a governmental system of +society, whether it is the capitalism of today or a more a perfected +Government control of the Socialist State, the essential relationship between +the governed and the governing, the worker and the controller, will be the +same; and this relationship so long as it lasts can be maintained only by the +bloody brutality of the policeman's bludgeon and the soldier's rifle."_ [**The +Anarchist Revolution**, pp. 8-9] + +The key to seeing why state socialism is simply state capitalism can be found +in the lack of change in the social relationships at the point of production. +The workers are still wage slaves, employed by the state and subject to its +orders. As Lenin stressed in **State and Revolution**, under Marxist Socialism +_"**[a]ll** citizens are transformed into hired employees of the state . . . +**All** citizens become employees and workers of a single country-wide state +'syndicate' . . . The whole of society will have become a single office and a +single factory, with equality of labour and pay."_ [**Collected Works**, vol. +25, pp. 473-4] Given that Engels had argued, against anarchism, that a factory +required subordination, authority, lack of freedom and _"a veritable despotism +independent of all social organisation,"_ Lenin's idea of turning the world +into one big factory takes on an extremely frightening nature. [**Marx-Engels +Reader**, p. 731] A reality which one anarchist described in 1923 as being the +case in Lenin's Russia: + +> _ "The nationalisation of industry, removing the workers from the hands of +individual capitalists, delivered them to the yet more rapacious hands of a +single, ever-present capitalist boss, the State. The relations between the +workers and this new boss are the same as earlier relations between labour and +capital, with the sole difference that the Communist boss, the State, not only +exploits the workers, but also punishes them himself . . . Wage labour has +remained what it was before, except that it has taken on the character of an +obligation to the State . . . It is clear that in all this we are dealing with +a simple substitution of State capitalism for private capitalism."_ [Peter +Arshinov, **History of the Makhnovist Movement**, p. 71] + +All of which makes Bakunin's comments seem justified (as well as stunningly +accurate): + +> _ "**Labour financed by the State** \- such is the fundamental principle of +**authoritarian Communism,** of State Socialism. The State, **having become +the sole proprietor** . . . will have become sole capitalist, banker, money- +lender, organiser, director of all national work, and the distributor of its +profits."_ [**The Political Philosophy of Bakunin**, p. 293] + +Such a system, based on those countries _"where modern capitalist development +has reached its highest point of development"_ would see _"the gradual or +violent expropriation of the present landlords and capitalists, or of the +appropriation of all land and capital by the State. In order to be able to +carry out its great economic and social mission, this State will have to be +very far-reaching, very powerful and highly centralised. It will administer +and supervise agriculture by means of its appointed mangers, who will command +armies of rural workers organised and disciplined for that purpose. At the +same time, it will set up a single bank on the ruins of all existing banks."_ +Such a system, Bakunin correctly predicted, would be _"a barracks regime for +the proletariat, in which a standardised mass of men and women workers would +wake, sleep, work and live by rote; a regime of privilege for the able and the +clever."_ [**Michael Bakunin: Selected Writings**, p. 258 and p. 259] + +Proudhon, likewise was well aware that state ownership did not mean the end of +private property, rather it meant a change in who ordered the working class +about. _"We do not want,"_ he stated, _"to see the State confiscate the mines, +canals and railways; that would be to add to monarchy, and more wage slavery. +We want the mines, canals, railways handed over to democratically organised +workers' associations"_ which would be the start of a _"vast federation of +companies and societies woven into the common cloth of the democratic social +Republic."_ He contrasted workers' associations run by and for their members +to those _"subsidised, commanded and directed by the State,"_ which would +crush _"all liberty and all wealth, precisely as the great limited companies +are doing."_ [**No Gods, No Masters**, vol. 1, p. 62 and p. 105] + +Simply put, if workers did not directly manage their own work then it matters +little who formally owns the workplaces in which they toil. As Maurice Brinton +argued, libertarian socialists _"hold that the 'relations of production' - the +relations which individuals or groups enter into with one another in the +process of producing wealth - are the essential foundations of any society. A +certain pattern of relations of production is the common denominator of all +class societies. This pattern is one in which the producer does not dominate +the means of production but on the contrary both is 'separated from them' and +from the products of his [or her] own labour. In all class societies the +producer is in a position of subordination to those who manage the productive +process. Workers' management of production - implying as it does the total +domination of the producer over the productive process - is not for us a +marginal matter. It is the core of our politics. It is the only means whereby +authoritarian (order-giving, order-taking) relations in production can be +transcended and a free, communist or anarchist, society introduced."_ He went +on to note that _"the means of production may change hands (passing for +instance from private hands into those of a bureaucracy, collectively owning +them) without this revolutionising the relations of production. Under such +circumstances - and whatever the formal status of property - the society is +still a class society for production is still managed by an agency other than +the producers themselves. Property relations, in other words, do not +necessarily reflect the relations of production. They may serve to mask them - +and in fact they often have."_ [**The Bolsheviks and Workers' Control**, pp. +vii-vii] + +As such, for anarchists (and libertarian Marxists) the idea that state +ownership of the means of life (the land, workplaces, factories, etc.) is the +basis of socialism is simply wrong. Therefore, _"Anarchism cannot look upon +the coming revolution as a mere substitution . . . of the State as the +universal capitalist for the present capitalists."_ [Kropotkin, **Evolution +and Environment**, p. 106] Given that the _"State organisation having always +been . . . the instrument for establishing monopolies in favour of the ruling +minorities, [it] cannot be made to work for the destruction of these +monopolies. The anarchists consider, therefore, that to hand over to the State +all the main sources of economic life - the land, the mines, the railways, +banking, insurance, and so on - as also the management of all the main +branches of industry . . . would mean to create a new instrument of tyranny. +State capitalism would only increase the powers of bureaucracy and +capitalism."_ [Kropotkin, **Anarchism**, p. 286] Needless to say, a society +which was not democratic in the workplace would not remain democratic +politically either. Either democracy would become as formal as it is within +any capitalist republic or it would be replaced by dictatorship. So, without a +firm base in the direct management of production, any "socialist" society +would see working class social power (_"political power"_) and liberty wither +and die, just like a flower ripped out of the soil. + +Unsurprisingly, given all this, we discover throughout history the co- +existence of private and state property. Indeed, the nationalisation of key +services and industries has been implemented under all kinds of capitalist +governments and within all kinds of capitalist states (which proves the non- +socialist nature of state ownership). Moreover, anarchists can point to +specific events where the capitalist class has used nationalisation to +undermine revolutionary gains by the working class. The best example by far is +in the Spanish Revolution, when the Catalan government used nationalisation +against the wave of spontaneous, anarchist inspired, collectivisation which +had placed most of industry into the direct hands of the workers. The +government, under the guise of legalising the gains of the workers, placed +them under state ownership to stop their development, ensure hierarchical +control and so class society. A similar process occurred during the Russian +Revolution under the Bolsheviks. Significantly, _"many managers, at least +those who remained, appear to have preferred nationalisation (state control) +to workers' control and co-operated with Bolshevik commissars to introduce it. +Their motives are not too difficult to understand . . . The issue of who runs +the plants - who makes decisions - is, and probably always will be, the +crucial question for managers in any industrial relations system."_ [Jay B. +Sorenson, **The Life and Death of Soviet Trade Unionism**, pp. 67-8] As we +discuss in the [next section](secH3.html#sech314), the managers and +capitalists were not the only ones who disliked _"workers' control,"_ the +Bolsheviks did so as well, and they ensured that it was marginalised within a +centralised system of state control based on nationalisation. + +As such, anarchists think that a utterly false dichotomy has been built up in +discussions of socialism, one which has served the interests of both +capitalists and state bureaucrats. This dichotomy is simply that the economic +choices available to humanity are "private" ownership of productive means +(capitalism), or state ownership of productive means (usually defined as +"socialism"). In this manner, capitalist nations used the Soviet Union, and +continue to use autocracies like North Korea, China, and Cuba as examples of +the evils of "public" ownership of productive assets. While the hostility of +the capitalist class to such regimes is often used by Leninists as a rationale +to defend them (as _"degenerated workers' states"_, to use the Trotskyist +term) this is a radically false conclusion. As one anarchist argued in 1940 +against Trotsky (who first raised this notion): + +> _"Expropriation of the capitalist class is naturally terrifying to 'the +bourgeoisie of the whole world,' but that does not prove anything about a +workers' state . . . In Stalinist Russia expropriation is carried out . . . +by, and ultimately for the benefit of, the bureaucracy, not by the workers at +all. The bourgeoisie are afraid of expropriation, of power passing out of +their hands, whoever seizes it from them. They will defend their property +against any class or clique. The fact that they are indignant [about +Stalinism] proves their fear - it tells us nothing at all about the agents +inspiring that fear."_ [J.H., _"The Fourth International"_, pp. 37-43, **The +Left and World War II**, Vernon Richards (ed.), pp. 41-2] + +Anarchists see little distinction between "private" ownership of the means of +life and "state" ownership. This is because the state is a highly centralised +structure specifically designed to exclude mass participation and so, +therefore, necessarily composed of a ruling administrative body. As such, the +"public" cannot actually "own" the property the state claims to hold in its +name. The ownership and thus control of the productive means is then in the +hands of a ruling elite, the state administration (i.e. bureaucracy). The +_"means of wealth production"_ are _"owned by the state which represents, as +always, a privileged class - the bureaucracy."_ The workers _"do not either +individually or collectively own anything, and so, as elsewhere, are compelled +to sell their labour power to the employer, in this case the state."_ [_"USSR +- The Anarchist Position"_, pp. 21-24, **Op. Cit.**, p. 23] Thus, the means of +production and land of a state "socialist" regime are **not** publicly owned - +rather, they are owned by a bureaucratic elite, **in the name of the people**, +a subtle but important distinction. As one Chinese anarchist put it: + +> _ "Marxian socialism advocates the centralisation not only of political +power but also of capital. The centralisation of political power is dangerous +enough in itself; add to that the placing of all sources of wealth in the +hands of the government, and the so-called state socialism becomes merely +state capitalism, with the state as the owner of the means of production and +the workers as its labourers, who hand over the value produced by their +labour. The bureaucrats are the masters, the workers their slaves. Even though +they advocate a state of the dictatorship of workers, the rulers are +bureaucrats who do not labour, while workers are the sole producers. +Therefore, the suffering of workers under state socialism is no different from +that under private capitalism."_ [Ou Shengbai, quoted by Arif Dirlik, +**Anarchism in the Chinese Revolution**, p. 224] + +In this fashion, decisions about the allocation and use of the productive +assets are not made by the people themselves, but by the administration, by +economic planners. Similarly, in "private" capitalist economies, economic +decisions are made by a coterie of managers. In both cases the managers make +decisions which reflect their own interests and the interests of the owners +(be it shareholders or the state bureaucracy) and **not** the workers involved +or society as a whole. In both cases, economic decision-making is top-down in +nature, made by an elite of administrators - bureaucrats in the state +socialist economy, capitalists or managers in the "private" capitalist +economy. The much-lauded distinction of capitalism is that unlike the +monolithic, centralised state socialist bureaucracy it has a **choice** of +bosses (and choosing a master is not freedom). And given the similarities in +the relations of production between capitalism and state "socialism," the +obvious inequalities in wealth in so-called "socialist" states are easily +explained. The relations of production and the relations of distribution are +inter-linked and so inequality in terms of power in production means +inequality in control of the social product, which will be reflected in +inequality in terms of wealth. The mode of distributing the social product is +inseparable from the mode of production and its social relationships. Which +shows the fundamentally confused nature of Trotsky's attempts to denounce the +Stalinist regime's privileges as "bourgeois" while defending its "socialist" +economic base (see Cornelius Castoriadis, _"The Relations of Production in +Russia"_, pp. 107-158, **Political and Social Writings**, vol. 1). + +In other words, private property exists if some individuals (or groups) +control/own things which are used by other people. This means, unsurprising, +that state ownership is just a form of property rather than the negation of +it. If you have a highly centralised structure (as the state is) which plans +and decides about all things within production, then this central +administrative would be the real owner because it has the exclusive right to +decide how things are used, **not** those using them. The existence of this +central administrative strata excludes the abolition of property, replacing +socialism or communism with state owned "property," i.e. **state** capitalism. +As such, state ownership does **not** end wage labour and, therefore, social +inequalities in terms of wealth and access to resources. Workers are still +order-takers under state ownership (whose bureaucrats control the product of +their labour and determine who gets what). The only difference between workers +under private property and state property is the person telling them what to +do. Simply put, the capitalist or company appointed manager is replaced by a +state appointed one. + +As anarcho-syndicalist Tom Brown stressed, when _"the many control the means +whereby they live, they will do so by abolishing private ownership and +establishing common ownership of the means of production, with workers' +control of industry."_ However, this is _"not to be confused with +nationalisation and state control"_ as _"ownership is, in theory, said to be +vested in the people"_ but, in fact _"control is in the hands of a small class +of bureaucrats."_ Then _"common ownership does not exist, but the labour +market and wage labour go on, the worker remaining a wage slave to State +capitalism."_ Simply put, common ownership _"demands common control. This is +possible only in a condition of industrial democracy by workers' control."_ +[**Syndicalism**, p. 94] In summary: + +> _ "Nationalisation is not Socialisation, but State Capitalism . . . +Socialisation . . . is not State ownership, but the common, social ownership +of the means of production, and social ownership implies control by the +producers, not by new bosses. It implies Workers' Control of Industry - and +that is Syndicalism."_ [**Op. Cit.**, p. 111] + +However, many Marxists (in particular Leninists) state they are in favour of +both state ownership **and** _"workers' control."_ As we discuss in more depth +in [next section](secH3.html#sech314), while they mean the same thing as +anarchists do by the first term, they have a radically different meaning for +the second (it is for this reason modern-day anarchists generally use the term +_"workers' self-management"_). To anarchist ears, the combination of +nationalisation (state ownership) and _"workers' control"_ (and even more so, +self-management) simply expresses political confusion, a mishmash of +contradictory ideas which simply hides the reality that state ownership, by +its very nature, precludes workers' control. As such, anarchists reject such +contradictory rhetoric in favour of _"socialisation"_ and _"workers' self- +management of production."_ History shows that nationalisation will always +undermine workers' control at the point of production and such rhetoric always +paves the way for state capitalism. + +Therefore, anarchists are against both nationalisation **and** privatisation, +recognising both as forms of capitalism, of wage slavery. We believe in +genuine public ownership of productive assets, rather than corporate/private +or state/bureaucratic control. Only in this manner can the public address +their own economic needs. Thus, we see a third way that is distinct from the +popular "either/or" options forwarded by capitalists and state socialists, a +way that is entirely more democratic. This is workers' self-management of +production, based on social ownership of the means of life by federations of +self-managed syndicates and communes. + +Finally, it should be mentioned that some Leninists do have an analysis of +Stalinism as "state capitalist," most noticeably the British SWP. According to +the creator of this theory, Tony Cliff, Stalinism had to be considered a class +system because _"[i]f the state is the repository of the means of production +and the workers do not control it, they do not own the means of production, +i.e., they are not the ruling class."_ Which is fine, as far as it goes +(anarchists would stress the social relations **within** production as part of +our criteria for what counts as socialism). The problems start to accumulate +when Cliff tries to explain why Stalinism was (state) capitalist. + +For Cliff, internally the USSR could be viewed as one big factory and the +division of labour driven by bureaucratic decree. Only when Stalinism was +_"viewed within the international economy the basic features of capitalism can +be discerned."_ Thus it is international competition which makes the USSR +subject to "the law of value" and, consequently, capitalist. However, as +international trade was tiny under Stalinism _"competition with other +countries is mainly military."_ It is this indirect competition in military +matters which made Stalinist Russia capitalist rather than any internal +factor. [**State capitalism in Russia**, pp. 311-2, p. 221 and p. 223] + +The weakness of this argument should be obvious. From an anarchist position, +it fails to discuss the social relations within production and the obvious +fact that workers could, and did, move workplaces (i.e., there was a market +for labour). Cliff only mentions the fact that the Stalinist regime's plans +were never fulfilled when he shows up the inefficiencies of Stalinist +mismanagement. With regards to labour, that appears to be divided according to +the plan. Similarly, to explain Stalinism's "capitalist" nature as being a +product of military competition with other, more obviously, capitalist states +is a joke. It is like arguing that Ford is a capitalist company because BMW +is! As one libertarian Marxist put it: _"One can only wonder as to the type of +contortions Cliff might have got into if Soviet military competition had been +with China alone!"_ [Neil C. Fernandez, **Capitalism and Class Struggle in the +USSR**, p. 65] Significantly, Cliff raised the possibility of single world- +wide Stalinist regime and concluded it would **not** be state capitalist, it +would _"be a system of exploitation not subject to the law of value and all +its implications."_ [**Op. Cit.**, p. 225] As Fernandez correctly summarises: + +> _ "Cliff's position appears untenable when it is remembered that whatever +capitalism may or may not entail, what it **is** a mode of production, defined +by a certain type of social production relations. If the USSR is capitalist +simply because it produces weaponry to compete with those countries that +themselves would have been capitalist even without such competition, then one +might as well say the same about tribes whose production is directed to the +provision of tomahawks in the fight against colonialism."_ [**Op. Cit.**, p. +65] + +Strangely, as Marxist, Cliff seemed unaware that, for Marx, "competition" did +not define capitalism. As far as trade goes, the _"character of the production +process from which [goods] derive is immaterial"_ and so on the market +commodities come _"from all modes of production"_ (for example, they could be +_"the produce of production based on slavery, the product of peasants . . ., +of a community . . . , of state production (such as existed in earlier epochs +of Russian history, based on serfdom) or half-savage hunting peoples"_). +[**Capital**, vol. 2, pp. 189-90] This means that trade _"exploits a given +mode of production but does not create it"_ and so relates _"to the mode of +production from outside."_ [**Capital**, vol. 3, p. 745] Much the same can be +said of military competition - it does not define the mode of production. + +There are other problems with Cliff's argument, namely that it implies that +Lenin's regime was also state capitalist (as anarchists stress, but Leninists +deny). If, as Cliff suggests, a "workers' state" is one in which _"the +proletariat has direct or indirect control, no matter how restricted, over the +state power"_ then Lenin's regime was not one within six months. Similarly, +workers' self-management was replaced by one-man management under Lenin, +meaning that Stalin inherited the (capitalistic) relations of production +rather than created them. Moreover, if it were military competition which made +Stalinism "state capitalist" then, surely, so was Bolshevik Russia when it was +fighting the White and Imperialist armies during the Civil War. Nor does Cliff +prove that a proletariat actually existed under Stalinism, raising the clear +contradiction that _"[i]f there is only one employer, a 'change of masters' is +impossible . . . a mere formality"_ while also attacking those who argued that +Stalinism was _"bureaucratic collectivism"_ because Russian workers were +**not** proletarians but rather slaves. So this _"mere formality"_ is used to +explain that the Russian worker is a proletarian, not a slave, and so Russia +was state capitalist in nature! [Cliff, **Op. Cit.**, p. 310, p. 219, p. 350 +and p. 348] + +All in all, attempts to draw a clear line between Leninism and Stalinism as +regards its state capitalist nature are doomed to failure. The similarities +are far too obvious and simply support the anarchist critique of state +socialism as nothing more than state capitalism. Ultimately, _"Trotskyism +merely promises socialism by adopting the same methods, and mistakes, which +have produced Stalinism."_ [J.H., _"The Fourth International"_, pp. 37-43, +**The Left and World War II**, Vernon Richards (ed.), p. 43] + +## H.3.14 Don't Marxists believe in workers' control? + +As we discussed in the [last section](secH3.html#sech313), anarchists consider +the usual association of state ownership with socialism to be false. We argue +that it is just another form of the wages system, of capitalism, albeit with +the state replacing the capitalist and so state ownership, for anarchists, is +simply state capitalism. Instead we urge socialisation based on workers' self- +management of production. Libertarian Marxists concur. + +Some mainstream Marxists, however, say they seek to combine state ownership +with _"workers' control."_ This can be seen from Trotsky, for example, who +argued in 1938 for _"workers' control . . . the penetration of the workers' +eye into all open and concealed springs of capitalist economy . . . workers' +control becomes a school for planned economy. On the basis of the experience +of control, the proletariat will prepare itself for direct management of +nationalised industry when the hour for that eventuality strikes."_ This, it +is argued, proves that nationalisation (state ownership and control) is not +_"state capitalism"_ but rather _"control is the first step along the road to +the socialist guidance of economy."_ [**The Death Agony of Capitalism and the +Tasks of the Fourth International**, p. 73 and p. 74] This explains why many +modern day Leninists are often heard voicing support for what anarchists +consider an obvious oxymoron, namely _"nationalisation under workers' +control."_ + +Anarchists are not convinced. This is because of two reasons. Firstly, because +by the term _"workers' control"_ anarchists and Leninists mean two radically +different things. Secondly, when in **power** Trotsky advocated radically +different ideas. Based on these reasons, anarchists view Leninist calls for +_"workers' control"_ simply as a means of gaining popular support, calls which +will be ignored once the real aim, party power, has been achieved: it is an +example of Trotsky's comment that _"[s]logans as well as organisational forms +should be subordinated to the indices of the movement."_ [**Op. Cit.**, p. 72] +In other words, rather than express a commitment to the ideas of worker's +control of production, mainstream Marxist use of the term _"workers' control"_ +is simply an opportunistic technique aiming at securing support for the +party's seizure of power and once this is achieved it will be cast aside in +favour of the first part of the demands, namely state ownership and so +control. In making this claim anarchists feel they have more than enough +evidence, evidence which many members of Leninist parties simply know nothing +about. + +We will look first at the question of terminology. Anarchists traditionally +used the term _"workers' control"_ to mean workers' full and direct control +over their workplaces, and their work. However, after the Russian Revolution a +certain ambiguity arose in using that term. This is because specific demands +which were raised during that revolution were translated into English as +_"workers' control"_ when, in fact, the Russian meaning of the word +(**kontrolia**) was far closer to _"supervision"_ or _"steering."_ Thus the +term _"workers' control"_ is used to describe two radically different +concepts. + +This can be seen from Trotsky when he argued that the workers should _"demand +resumption, as public utilities, of work in private businesses closed as a +result of the crisis. Workers' control in such case would be replaced by +direct workers' management."_ [**Op. Cit.**, p. 73] Why workers' employed in +open capitalist firms were not considered suitable for _"direct workers' +management"_ is not explained, but the fact remains Trotsky clearly +differentiated between management and control. For him, _"workers' control"_ +meant _"workers supervision"_ over the capitalist who retained power. Thus the +_"slogan of workers control of production"_ was not equated to actual workers +control over production. Rather, it was _"a sort of economic dual power"_ +which meant that _"ownership and right of disposition remain in the hands of +the capitalists."_ This was because it was _"obvious that the power is not yet +in the hands of the proletariat, otherwise we would have not workers' control +of production but the control of production by the workers' state as an +introduction to a regime of state production on the foundations of +nationalisation."_ [Trotsky, **The Struggle Against Fascism in Germany**, p. +91 and p. 92] + +This vision of _"workers' control"_ as simply supervision of the capitalist +managers and a prelude to state control and, ultimately, nationalisation can +be found in Lenin. Rather than seeing _"workers' control"_ as workers managing +production directly, he always saw it in terms of workers' _"controlling"_ +those who did. It simply meant _"the country-wide, all-embracing, omnipresent, +most precise and most conscientious **accounting** of the production and +distribution of goods."_ He clarified what he meant, arguing for _"country- +wide, all-embracing workers' control over the capitalists"_ who would still +manage production. Significantly, he considered that _"as much as nine-tenths +of the **socialist** apparatus"_ required for this _"country-wide **book- +keeping,** country-wide **accounting** of the production and distribution of +goods"_ would be achieved by nationalising the _"big banks,"_ which _"**are** +the 'state apparatus' which we **need** to bring about socialism"_ (indeed, +this was considered _"something in the nature of the **skeleton** of socialist +society"_). This structure would be taken intact from capitalism for _"the +modern state possesses an apparatus which has extremely close connection with +the banks and [business] syndicates . . . this apparatus must not, and should +not, be smashed."_ [**Collected Works**, vol. 26, p. 105, p. 107, p. 106 and +pp. 105-6] Over time, this system would move towards full socialism. + +Thus, what Leninists mean by _"workers' control"_ is radically different than +what anarchists traditionally meant by that term (indeed, it was radically +different from the workers' definition, as can be seen from a resolution of +the Bolshevik dominated First Trade Union Congress which complained that _"the +workers misunderstand and falsely interpret workers' control."_ [quoted by M. +Brinton, **The Bolsheviks and Workers' Control**, p. 32]). It is for this +reason that from the 1960s English speaking anarchists and other libertarian +socialists have been explicit and have used the term _"workers' self- +management"_ rather than _"workers' control"_ to describe their aims. +Mainstream Marxists, however have continued to use the latter slogan, +undoubtedly, as we note in [section H.3.5](secH3.html#sech35), to gain members +from the confusion in meanings. + +Secondly, there is the example of the Russian Revolution itself. As historian +S.A. Smith correctly summarises, the Bolshevik party _"had no position on the +question of workers' control prior to 1917."_ The _"factory committees +launched the slogan of workers' control of production quite independently of +the Bolshevik party. It was not until May that the party began to take it +up."_ However, Lenin used _"the term ['workers' control'] in a very different +sense from that of the factory committees."_ In fact Lenin's proposals were +_"thoroughly statist and centralist in character, whereas the practice of the +factory committees was essentially local and autonomous."_ While those +Bolsheviks _"connected with the factory committees assigned responsibility for +workers' control of production chiefly to the committees"_ this _"never became +official Bolshevik party policy."_ In fact, _"the Bolsheviks never deviated +before or after October from a commitment to a statist, centralised solution +to economic disorder. The disagreement between the two wings of the socialist +movement [i.e., the Mensheviks and Bolsheviks] was not about state control in +the abstract, but what **kind** of state should co-ordinate control of the +economy: a bourgeois state or a workers' state?"_ They _"did not disagree +radically in the specific measures which they advocated for control of the +economy."_ Lenin _"never developed a conception of workers' self-management. +Even after October, workers' control remained for him fundamentally a matter +of 'inspection' and 'accounting' . . . rather than as being necessary to the +transformation of the process of production by the direct producers. For +Lenin, the transformation of capitalist relations of production was achieved +at central-state level, rather than at enterprise level. Progress to socialism +was guaranteed by the character of the state and achieved through policies by +the central state - not by the degree of power exercised by workers on the +shop floor."_ [**Red Petrograd**, p. 153, p. 154, p. 159, p. 153, p. 154 and +p. 228] + +Thus the Bolshevik vision of _"workers' control"_ was always placed in a +statist context and it would be exercised not by workers' organisations but +rather by state capitalist institutions. This has nothing in common with +control by the workers themselves and their own class organisations as +advocated by anarchists. In May 1917, Lenin was arguing for the +_"establishment of state control over all banks, and their amalgamation into a +single central bank; also control over the insurance agencies and big +capitalist syndicates."_ [**Collected Works**, vol. 24, p. 311] He reiterated +this framework later that year, arguing that _"the new means of control have +been created **not** by us, but by capitalism in its military-imperialist +stage"_ and so _"the proletariat takes its weapons from capitalism and does +not 'invent' or 'create them out of nothing.'"_ The aim was _"compulsory +amalgamation in associations under state control,"_ _"by workers' control of +the **workers' state**."_ [**Op. Cit.**, vol. 26, p. 108, p. 109 and p. 108] +The factory committees were added to this _"state capitalist"_ system but they +played only a very minor role in it. Indeed, this system of state control was +designed to limit the power of the factory committees: + +> _ "One of the first decrees issues by the Bolshevik Government was the +Decree on Workers' Control of 27 November 1917. By this decree workers' +control was institutionalised . . . Workers' control implied the persistence +of private ownership of the means of production, though with a 'diminished' +right of disposal. The organs of workers' control, the factory committees, +were not supposed to evolve into workers' management organs after the +nationalisation of the factories. The hierarchical structure of factory work +was not questioned by Lenin . . . To the Bolshevik leadership the transfer of +power to the working class meant power to its leadership, i.e. to the party. +Central control was the main goal of the Bolshevik leadership. The hasty +creation of the VSNKh (the Supreme Council of the National Economy) on 1 +December 1917, with precise tasks in the economic field, was a significant +indication of fact that decentralised management was not among the projects of +the party, and that the Bolsheviks intended to counterpoise central direction +of the economy to the possible evolution of workers' control toward self- +management."_ [Silvana Malle, **The Economic Organisation of War Communism, +1918-1921**, p. 47] + +Once in power, the Bolsheviks soon turned away from even this limited vision +of workers' control and in favour of _"one-man management."_ Lenin raised this +idea in late April 1918 and it involved granting state appointed _"individual +executives dictatorial powers (or 'unlimited' powers)."_ Large-scale industry +required _"thousands subordinating their will to the will of one,"_ and so the +revolution _"demands"_ that _"the people unquestioningly obey the single will +of the leaders of labour."_ Lenin's _"superior forms of labour discipline"_ +were simply hyper-developed capitalist forms. The role of workers in +production was the same, but with a novel twist, namely _"unquestioning +obedience to the orders of individual representatives of the Soviet government +during the work."_ This support for wage slavery was combined with support for +capitalist management techniques. _"We must raise the question of piece-work +and apply and test it in practice,"_ argued Lenin, _"we must raise the +question of applying much of what is scientific and progressive in the Taylor +system; we must make wages correspond to the total amount of goods turned +out."_ [Lenin, **Op. Cit.**, vol. 27, p. 267, p. 269, p. 271 and p. 258] + +This vision had already been applied in practice, with the _"first decree on +the management of nationalised enterprises in March 1918"_ which had +_"established two directors at the head of each enterprise . . . Both +directors were appointed by the central administrators."_ An _"economic and +administrative council"_ was also created in the workplace, but this _"did not +reflect a syndicalist concept of management."_ Rather it included +representatives of the employees, employers, engineers, trade unions, the +local soviets, co-operatives, the local economic councils and peasants. This +composition _"weakened the impact of the factory workers on decision-making . +. . The workers' control organs [the factory committees] remained in a +subordinate position with respect to the council."_ Once the Civil War broke +out in May 1918, this process was accelerated. By 1920, most workplaces were +under one-man management and the Communist Party at its Ninth Congress had +_"promoted one-man management as the most suitable form of management."_ +[Malle, **Op. Cit.**, p. 111, p. 112, p. 141 and p. 128] In other words, the +manner in which Lenin organised industry had handed it over entirely into the +hands of the bureaucracy. + +Trotsky did not disagree with all this, quite the reverse - he wholeheartedly +defended the imposing of _"one-man management"_. As he put it in 1920, _"our +Party Congress . . . expressed itself in favour of the principle of one-man +management in the administration of industry . . . It would be the greatest +possible mistake, however, to consider this decision as a blow to the +independence of the working class. The independence of the workers is +determined and measured not by whether three workers or one are placed at the +head of a factory."_ As such, it _"would consequently be a most crying error +to confuse the question as to the supremacy of the proletariat with the +question of boards of workers at the head of factories. The dictatorship of +the proletariat is expressed in the abolition of private property in the means +of production, in the supremacy over the whole Soviet mechanism of the +collective will of the workers, and not at all in the form in which individual +economic enterprises are administered."_ The term _"collective will of the +workers"_ is simply a euphemism for the Party which Trotsky had admitted had +_"substituted"_ its dictatorship for that of the Soviets (indeed, _"there is +nothing accidental"_ in this _"'substitution' of the power of the party for +the power of the working class"_ and _"in reality there is no substitution at +all."_ The _"dictatorship of the Soviets became possible only by means of the +dictatorship of the party"_). The unions _"should discipline the workers and +teach them to place the interests of production above their own needs and +demands."_ He even argued that _"the only solution to economic difficulties +from the point of view of both principle and of practice is to treat the +population of the whole country as the reservoir of the necessary labour power +. . . and to introduce strict order into the work of its registration, +mobilisation and utilisation."_ [**Terrorism and Communism**, p. 162, p. 109, +p. 143 and p. 135] + +Trotsky did not consider this a result of the Civil War. Again, the opposite +was the case: _"I consider if the civil war had not plundered our economic +organs of all that was strongest, most independent, most endowed with +initiative, we should undoubtedly have entered the path of one-man management +in the sphere of economic administration much sooner and much less +painfully."_ [**Op. Cit.**, pp. 162-3] Significantly, discussing developments +in Russia since the N.E.P, Trotsky a few years later argued that it was +_"necessary for each state-owned factory, with its technical director and with +its commercial director, to be subjected not only to control from the top - by +the state organs - but also from below, by the market which will remain the +regulator of the state economy for a long time to come."_ Workers' control, as +can be seen, was not even mentioned, nor considered as an essential aspect of +control _"from below."_ As Trotsky also stated that _"[u]nder socialism +economic life will be directed in a centralised manner,"_ our discussion of +the state capitalist nature of mainstream Marxism we presented in the [last +section](secH3.html#sech313) is confirmed. [**The First Five Years of the +Communist International**, vol. 2, p. 237 and p. 229] + +The contrast between what Trotsky did when he was in power and what he argued +for after he had been expelled is obvious. Indeed, the arguments of 1938 and +1920 are in direct contradiction to each other. Needless to say, Leninists and +Trotskyists today are fonder of quoting Trotsky and Lenin when they did not +have state power rather than when they did. Rather than compare what they said +to what they did, they simply repeat ambiguous slogans which meant radically +different things to Lenin and Trotsky than to the workers' who thrust them +into power. For obvious reasons, we feel. Given the opportunity for latter day +Leninists to exercise power, we wonder if a similar process would occur again? +Who would be willing to take that chance? + +As such, any claim that mainstream Marxism considers _"workers' control"_ as +an essential feature of its politics is simply nonsense. For a comprehensive +discussion of _"workers' control"_ during the Russian Revolution Maurice +Brinton's account cannot be bettered. As he stressed, _"only the ignorant or +those willing to be deceived can still kid themselves into believing that +proletarian power **at the point of production** was ever a fundamental tenet +or objective of Bolshevism."_ [**The Bolsheviks and Workers' Control**, p. 14] + +All this is not some academic point. As Brinton noted, faced _"with the +bureaucratic monstrosity of Stalinist and post-Stalinist Russia, yet wishing +to retain some credibility among their working class supporters, various +strands of Bolshevism have sought posthumously to rehabilitate the concept of +'workers' control.'"_ The facts show that between 1917 and 1921 _"all attempts +by the working class to assert real power over production \- or to transcend +the narrow role allocated by to it by the Party - were smashed by the +Bolsheviks, after first having been denounced as anarchist or anarcho- +syndicalist deviations. Today workers' control is presented as a sort of sugar +coating to the pill of nationalisation of every Trotskyist or Leninist micro- +bureaucrat on the make. Those who strangled the viable infant are now hawking +the corpse around "_ [**For Workers' Power**, p. 165] Little has changes since +Brinton wrote those words in the 1960s, with Leninists today proclaiming with +a straight face that they stand for "self-management"! + +The roots of this confusion can be found in Marx and Engels. In the struggle +between authentic socialism (i.e. workers' self-management) and state +capitalism (i.e. state ownership) there **are** elements of the correct +solution to be found in their ideas, namely their support for co-operatives. +For example, Marx praised the efforts made within the Paris Commune to create +co-operatives, so _"transforming the means of production, land and capital . . +. into mere instruments of free and associated labour."_ He argued that _"[i]f +co-operative production is not to remain a shame and a snare; if it is to +supersede the Capitalist system; if united co-operative societies are to +regulate national production upon a common plan, thus taking it under their +own control, and putting an end to the constant anarchy and periodical +convulsions which are the fatality of Capitalist production \- what else . . . +would it be but Communism, 'possible' Communism?"_ [**Selected Works**, pp. +290-1] In the 1880s, Engels suggested as a reform the putting of public works +and state-owned land into the hands of workers' co-operatives rather than +capitalists. [**Collected Works**, vol. 47, p. 239] + +These comments should not be taken as being totally without aspects of +nationalisation. Engels argued for _"the transfer - initially on lease - of +large estates to autonomous co-operatives under state management and effected +in such a way that the State retains ownership of the land."_ He stated that +neither he nor Marx _"ever doubted that, in the course of transition to a +wholly communist economy, widespread use would have to be made of co-operative +management as an intermediate stage. Only it will mean so organising things +that society, i.e. initially the State, retains ownership of the means of +production and thus prevents the particular interests of the co-operatives +from taking precedence over those of society as a whole."_ [**Op. Cit.**, p. +389] However, Engels comments simply bring home the impossibilities of trying +to reconcile state ownership and workers' self-management. While the advocacy +of co-operatives is a positive step forward from the statist arguments of the +**Communist Manifesto**, Engels squeezes these libertarian forms of organising +production into typically statist structures. How _"autonomous co-operatives"_ +can co-exist with (and under!) _"state management"_ and _"ownership"_ is not +explained, not to mention the fatal confusion of socialisation with +nationalisation. + +In addition, the differences between the comments of Marx and Engels are +obvious. While Marx talks of _"united co-operative societies,"_ Engels talks +of _"the State."_ The former implies a free federation of co-operatives, the +latter a centralised structure which the co-operatives are squeezed into and +under. The former is socialist, the latter is state capitalist. From Engels +argument, it is obvious that the stress is on state ownership and management +rather than self-management. This confusion became a source of tragedy during +the Russian Revolution when the workers, like their comrades during the +Commune, started to form a federation of factory committees while the +Bolsheviks squeezed these bodies into a system of state control which was +designed to marginalise them. + +Moreover, the aims of the Paris workers were at odds with the vision of the +**Communist Manifesto** and in line with anarchism - most obviously Proudhon's +demands for workers associations to replace wage labour and what he called, in +his **Principle of Federation**, an _"agro-industrial federation."_ Thus the +Commune's idea of co-operative production was a clear expression of what +Proudhon explicitly called _"industrial democracy,"_ a _"reorganisation of +industry, under the jurisdiction of all those who compose it."_ [quoted by K. +Steven Vincent, **Pierre-Joseph Proudhon and the Rise of French Republican +Socialism**, p. 225] Thus, while Engels (in part) echoes Proudhon's ideas, he +does not go fully towards a self-managed system of co-operation and co- +ordination based on the workers' own organisations. Significantly, Bakunin and +later anarchists simply developed these ideas to their logical conclusion. + +Marx, to his credit, supported these libertarian visions when applied in +practice by the Paris workers during the Commune and promptly revised his +ideas. This fact has been obscured somewhat by Engels historical revisionism +in this matter. In his 1891 introduction to Marx's _"The Civil War in +France"_, Engels painted a picture of Proudhon being opposed to association +(except for large-scale industry) and stressed that _"to combine all these +associations in one great union"_ was _"the direct opposite of the Proudhon +doctrine"_ and so _"the Commune was the grave of the Proudhon doctrine."_ +[**Selected Works**, p. 256] However, as noted, this is nonsense. The forming +of workers' associations and their federation was a key aspect of Proudhon's +ideas and so the Communards were obviously acting in his spirit. Given that +the **Communist Manifesto** stressed state ownership and failed to mention co- +operatives at all, the claim that the Commune acted in its spirit seems a tad +optimistic. He also argued that the _"economic measures"_ of the Commune were +driven not by _"principles"_ but by _"simple, practical needs."_ This meant +that _"the confiscation of shut-down factories and workshops and handing them +over to workers' associations"_ were _"not at all in accordance with the +spirit of Proudhonism but certainly in accordance with the spirit of German +scientific socialism"_! This seems unlikely, given Proudhon's well known and +long-standing advocacy of co-operatives as well as Marx's comment in 1866 that +in France the workers (_"particularly those of Paris"_!) _"are strongly +attached, without knowing it [!], to the old rubbish"_ and that the _"Parisian +gentlemen had their heads full of the emptiest Proudhonist phrases."_ [Marx, +Engels, Lenin, **Anarchism and Anarcho-Syndicalism**, p. 92, p. 46 and p. 45] + +What did this _"old rubbish"_ consist of? Well, in 1869 the delegate of the +Parisian Construction Workers' Trade Union argued that _"[a]ssociation of the +different corporations [labour unions/associations] on the basis of town or +country . . . leads to the commune of the future . . . Government is replaced +by the assembled councils of the trade bodies, and by a committee of their +respective delegates."_ In addition, _"a local grouping which allows the +workers in the same area to liase on a day to day basis"_ and _"a linking up +of the various localities, fields, regions, etc."_ (i.e. international trade +or industrial union federations) would ensure that _"labour organises for +present and future by doing away with wage slavery."_ This _"mode of +organisation leads to the labour representation of the future."_ [**No Gods, +No Masters**, vol. 1, p. 184] + +To state the obvious, this had clear links with both Proudhon's ideas **and** +what the Commune did in practice. Rather than being the _"grave"_ of +Proudhon's ideas on workers' associations, the Commune saw their birth, i.e. +their application. Rather than the Parisian workers becoming Marxists without +knowing it, Marx had become a follower of Proudhon! The idea of socialism +being based on a federation of workers' associations was not buried with the +Paris Commune. It was integrated into all forms of social anarchism (including +communist-anarchism and anarcho-syndicalism) and recreated every time there is +a social revolution. + +In ending we must note that anarchists are well aware that individual +workplaces could pursue aims at odds with the rest of society (to use Engels +expression, their _"particular interests"_). This is often termed +_"localism."_ Anarchists, however, argue that the mainstream Marxist solution +is worse than the problem. By placing self-managed workplaces under state +control (or ownership) they become subject to even worse _"particular +interests,"_ namely those of the state bureaucracy who will use their power to +further their own interests. In contrast, anarchists advocate federations of +self-managed workplaces to solve this problem. This is because the problem of +_"localism"_ and any other problems faced by a social revolution will be +solved in the interests of the working class only if working class people +solve them themselves. For this to happen it requires working class people to +manage their own affairs directly and that implies self-managed organising +from the bottom up (i.e. anarchism) rather than delegating power to a minority +at the top, to a "revolutionary" party or state. This applies economically, +socially and politically. As Bakunin argued, the _"revolution should not only +be made for the people's sake; it should also be made by the people."_ [**No +Gods, No Masters**, vol. 1, p. 141] + diff --git a/markdown/secH4.md b/markdown/secH4.md new file mode 100644 index 0000000000000000000000000000000000000000..0777587d184ea3c4de5c00a1716eed05cb98c2d9 --- /dev/null +++ b/markdown/secH4.md @@ -0,0 +1,1184 @@ +# H.4 Didn't Engels refute anarchism in _"On Authority"_? + +No, far from it. Engels (in)famous essay _"On Authority"_ is often pointed to +by Marxists of various schools as refuting anarchism. Indeed, it is often +considered the essential Marxist work for this and is often trotted out (pun +intended) when anarchist influence is on the rise. However this is not the +case. In fact, his essay is both politically flawed and misrepresentative. As +such, anarchists do not think that Engels refuted anarchism in his essay but +rather just showed his ignorance of the ideas he was critiquing. This +ignorance essentially rests on the fact that the whole concept of authority +was defined and understood differently by Bakunin and Engels, meaning that the +latter's critique was flawed. While Engels may have thought that they both +were speaking of the same thing, in fact they were not. + +For Engels, all forms of group activity meant the subjection of the +individuals that make it up. As he put it, _"whoever mentions combined action +speaks of organisation"_ and so it is not possible _"to have organisation +without authority,"_ as authority means _"the imposition of the will of +another upon ours . . . authority presupposes subordination."_ [**Marx-Engels +Reader**, p. 731 and p. 730] Given that, Engels considered the ideas of +Bakunin to fly in the face of common sense and so show that he, Bakunin, did +not know what he was talking about. However, in reality, it was Engels who did +this. + +The first fallacy in Engels account is that anarchists, as we indicated in +[section B.1](secB1.html), do not oppose all forms of authority. Bakunin was +extremely clear on this issue and differentiated between **types** of +authority, of which he opposed only certain kinds. For example, he asked the +question _"[d]oes it follow that I reject all authority?"_ and answered quite +clearly: _"No, far be it from me to entertain such a thought."_ He +acknowledged the difference between being **an** authority - an expert - and +being **in** authority. This meant that _"[i]f I bow before the authority of +the specialists and declare myself ready to follow, to a certain extent and so +long as it may seem to me to be necessary, their general indications and even +their directions, it is because their authority is imposed upon me by no one . +. . I bow before the authority of specialists because it is imposed upon me by +my own reason."_ Similarly, he argued that anarchists _"recognise all natural +authority, and all influence of fact upon us, but none of right; for all +authority and all influence of right, officially imposed upon us, immediately +becomes a falsehood and an oppression."_ He stressed that the _"only great and +omnipotent authority, at once natural and rational, the only one we respect, +will be that of the collective and public spirit of a society founded on +equality and solidarity and the mutual respect of all its members."_ [**The +Political Philosophy of Bakunin**, p. 253, p. 241 and p. 255] + +Bakunin contrasted this position with the Marxist one, whom he argued were +_"champions of the social order built from the top down, always in the name of +universal suffrage and the sovereignty of the masses upon whom they bestow the +honour of obeying their leaders, their elected masters."_ In other words, a +system based on delegated **power** and so **hierarchical** authority. This +excludes the masses from governing themselves (as in the state) and this, in +turn, _"means domination, and any domination presupposes the subjugation of +the masses and, consequently, their exploitation for the benefit of some +ruling minority."_ [**Bakunin on Anarchism**, p. 277] + +So while Bakunin and other anarchists, on occasion, **did** argue that +anarchists reject _"all authority"_ they, as Carole Pateman correctly notes, +_"tended to treat 'authority' as a synonym for 'authoritarian,' and so have +identified 'authority' with hierarchical power structures, especially those of +the state. Nevertheless, their practical proposals and some of their +theoretical discussions present a different picture."_ [**The Problem of +Political Obligation**, p. 141] This can be seen when Bakunin noted that _"the +principle of **authority**"_ was the _"eminently theological, metaphysical and +political idea that the masses, **always** incapable of governing themselves, +must submit at all times to the benevolent yoke of a wisdom and a justice, +which in one way or another, is imposed from above."_ [**Marxism, Freedom and +the State**, p. 33] Clearly, by the term _"principle of authority"_ Bakunin +meant **hierarchy** rather than organisation and the need to make agreements +(what is now called self-management). + +Bakunin, clearly, did not oppose **all** authority but rather a specific kind +of authority, namely **hierarchical** authority. This kind of authority placed +power into the hands of a few. For example, wage labour produced this kind of +authority, with a _"meeting . . . between master and slave . . . the worker +sells his person and his liberty for a given time."_ The state is also based +hierarchical authority, with _"those who govern"_ (i.e. _"those who frame the +laws of the country as well as those who exercise the executive power"_) being +in an _"exceptional position diametrically opposed to . . . popular +aspirations"_ towards liberty. They end up _"viewing society from the high +position in which they find themselves"_ and so _"[w]hoever says political +power says domination"_ over _"a more or less considerable section of the +population."_ [**The Political Philosophy of Bakunin**, p. 187 and p. 218] + +Thus hierarchical authority is top-down, centralised and imposed. It is +**this** kind of authority Bakunin had in mind when he argued that anarchists +_"are in fact enemies of all authority"_ and it will _"corrupt those who +exercise [it] as much as those who are compelled to submit to [it]."_ [**Op. +Cit.**, p. 249] In other words, "authority" was used as shorthand for +"hierarchy" (or "hierarchical authority"), the imposition of decisions rather +than agreement to abide by the collective decisions you make with others when +you freely associate with them. In place of this kind of authority, Bakunin +proposed a _"natural authority"_ based on the masses _"governing themselves."_ +He did not object to the need for individuals associating themselves into +groups and managing their own affairs, rather he opposed the idea that co- +operation necessitated hierarchy: + +> _ "Hence there results, for science as well as for industry, the necessity +of division and association of labour. I take and I give - such is human life. +Each is an authoritative leader and in turn is led by others. Accordingly +there is no fixed and constant authority, but continual exchange of mutual, +temporary, and, above all, voluntary authority and subordination."_ [**Op. +Cit.**, pp. 353-4] + +This kind of free association would be the expression of liberty rather than +(as in hierarchical structures) its denial. Anarchists reject the idea of +giving a minority (a government) the power to make our decisions for us. +Rather, power should rest in the hands of all, not concentrated in the hands +of a few. We are well aware of the need to organise together and, therefore, +the need to stick by decisions reached. The importance of solidarity in +anarchist theory is an expression of this awareness. However, there are +different kinds of organisation. There can be no denying that in a capitalist +workplace or army there is "organisation" and "discipline" yet few, if any, +sane persons would argue that this distinctly top-down and hierarchical form +of working together is something to aspire to, particularly if you seek a free +society. This cannot be compared to making and sticking by a collective +decision reached by free discussion and debate within a self-governing +associations. As Bakunin argued: + +> _ "Discipline, mutual trust as well as unity are all excellent qualities +when properly understood and practised, but disastrous when abused . . . [one +use of the word] discipline almost always signifies despotism on the one hand +and blind automatic submission to authority on the other . . . + +> + +> "Hostile as I am to [this,] the authoritarian conception of discipline, I +nevertheless recognise that a certain kind of discipline, not automatic but +voluntary and intelligently understood is, and will ever be, necessary +whenever a greater number of individuals undertake any kind of collective work +or action. Under these circumstances, discipline is simply the voluntary and +considered co-ordination of all individual efforts for a common purpose. At +the moment of revolution, in the midst of the struggle, there is a natural +division of functions according to the aptitude of each, assessed and judged +by the collective whole: Some direct and others carry out orders. But no +function remains fixed and it will not remain permanently and irrevocably +attached to any one person. Hierarchical order and promotion do not exist, so +that the executive of yesterday can become the subordinate of tomorrow. No one +rises above the others, and if he does rise, it is only to fall back again a +moment later, like the waves of the sea forever returning to the salutary +level of equality. + +> + +> "In such a system, power, properly speaking, no longer exists. Power is +diffused to the collectivity and becomes the true expression of the liberty of +everyone, the faithful and sincere realisation of the will of all . . . this +is the only true discipline, the discipline necessary for the organisation of +freedom. This is not the kind of discipline preached by the State . . . which +wants the old, routine-like, automatic blind discipline. Passive discipline is +the foundation of every despotism."_ [**Bakunin on Anarchism**, pp. 414-5] + +Clearly Engels misunderstood the anarchist conception of liberty. Rather than +seeing it as essentially negative, anarchists argue that liberty is expressed +in two different, but integrated, ways. Firstly, there is rebellion, the +expression of autonomy in the face of authority. This is the negative aspect +of it. Secondly, there is association, the expression of autonomy by working +with your equals. This is the positive aspect of it. As such, Engels +concentrates on the negative aspect of anarchist ideas, ignoring the positive, +and so paints a false picture of anarchism. Freedom, as Bakunin argued, is a +product of connection, not of isolation. How a group organises itself +determines whether it is authoritarian or libertarian. If the individuals who +take part in a group manage the affairs of that group (including what kinds of +decisions can be delegated) then that group is based on liberty. If that power +is left to a few individuals (whether elected or not) then that group is +structured in an authoritarian manner. This can be seen from Bakunin's +argument that power must be _"diffused"_ into the collective in an anarchist +society. Clearly, anarchists do not reject the need for organisation nor the +need to make and abide by collective decisions. Rather, the question is how +these decisions are to be made - are they to be made from below, by those +affected by them, or from above, imposed by a few people in authority. + +Only a sophist would confuse hierarchical power with the power of people +managing their own affairs. It is an improper use of words to denote equally +as "authority" two such opposed concepts as individuals subjected to the +autocratic power of a boss and the voluntary co-operation of conscious +individuals working together as equals. The lifeless obedience of a governed +mass cannot be compared to the organised co-operation of free individuals, yet +this is what Engels did. The former is marked by hierarchical power and the +turning of the subjected into automations performing mechanical movements +without will and thought. The latter is marked by participation, discussion +and agreement. Both are, of course, based on co-operation but to argue that +latter restricts liberty as much as the former simply confuses co-operation +with coercion. It also indicates a distinctly liberal conception of liberty, +seeing it restricted by association with others rather than seeing association +as an expression of liberty. As Malatesta argued: + +> _ "The basic error . . . is in believing that organisation is not possible +without authority. + +> + +> "Now, it seems to us that organisation, that is to say, association for a +specific purpose and with the structure and means required to attain it, is a +necessary aspect of social life. A man in isolation cannot even live the life +of a beast . . . Having therefore to join with other humans . . . he must +submit to the will of others (be enslaved) or subject others to his will (be +in authority) or live with others in fraternal agreement in the interests of +the greatest good of all (be an associate). Nobody can escape from this +necessity."_ [**Errico Malatesta: His Life and Ideas**, pp. 84-5] + +Therefore, organisation is _"only the practice of co-operation and +solidarity"_ and is a _"natural and necessary condition of social life."_ +[Malatesta, **Op. Cit.**, p. 83] Clearly, the question is not whether we +organise, but how do we do so. This means that, for anarchists, Engels +confused vastly different concepts: _"Co-ordination is dutifully confused with +command, organisation with hierarchy, agreement with domination - indeed, +'imperious' domination."_ [Murray Bookchin, **Towards an Ecological Society**, +pp. 126-7] + +Socialism will only exist when the discipline currently enforced by the stick +in the hand of the boss is replaced by the conscious self-discipline of free +individuals. It is not by changing who holds the stick (from a capitalist to a +"socialist" boss) that socialism will be created. It is only by the breaking +up and uprooting of this slavish spirit of discipline, and its replacement by +self-management, that working people will create a new discipline what will be +the basis of socialism (the voluntary self-discipline Bakunin talked about). +As Kropotkin memorably put it: + +> _ "Having been brought up in a serf-owner's family, I entered active life, +like all young men of my time, with a great deal of confidence in the +necessity of commanding, ordering, scolding, punishing, and the like. But +when, at an early stage, I had to manage serious enterprises and to deal with +men, and when each mistake would lead at once to heavy consequences, I began +to appreciate the difference between acting on the principle of command and +discipline and acting on the principle of common understanding. The former +works admirably in a military parade, but it is worth nothing where real life +is concerned, and the aim can be achieved only through the severe effort of +many converging wills."_ [**Memoirs of a Revolutionist**, p. 202] + +Clearly, then, Engels did not refute anarchism by his essay. Rather, he +refuted a straw man of his own creation. The question was **never** one of +whether certain tasks need co-operation, co-ordination, joint activity and +agreement. It was, in fact, a question of **how** that is achieved. As such, +Engels diatribe misses the point. Instead of addressing the actual politics of +anarchism or their actual use of the word "authority," he rather addressed a +series of logical deductions he draws from a false assumption regarding those +politics. Engels essay shows, to paraphrase Keynes cutting remarks against von +Hayek, the bedlam that can be created when a remorseless logician deduces away +from an incorrect starting assumption. + +For collective activity anarchists recognise the need to make and stick by +agreements. Collective activity of course needs collective decision making and +organisation. In so far as Engels had a point to his diatribe (namely that +group efforts meant co-operating with others), Bakunin (like any anarchist) +would have agreed. The question was how are these decisions to be made, not +whether they should be or not. Ultimately, Engels confused agreement with +hierarchy. Anarchists do not. + +## H.4.1 Does organisation imply the end of liberty? + +Engels argument in _"On Authority"_ can be summed up as any form of collective +activity means co-operating with others and that this means the individual +subordinates themselves to others, specifically the group. As such, authority +cannot be abolished as organisation means that _"the will of a single +individual will always have to subordinate itself, which means that questions +are settled in an authoritarian way."_ [**Op. Cit.**, p. 731] + +Engels argument proves too much. As every form of joint activity involves +agreement and _"subordination,"_ then life itself becomes _"authoritarian."_ +The only free person, according to Engels' logic, would be the hermit. +Anarchists reject such nonsense. As George Barrett argued: + +> _ "To get the full meaning out of life we must co-operate, and to co-operate +we must make agreements with our fellow-men. But to suppose that such +agreements mean a limitation of freedom is surely an absurdity; on the +contrary, they are the exercise of our freedom. + +> + +> "If we are going to invent a dogma that to make agreements is to damage +freedom, then at once freedom becomes tyrannical, for it forbids men [and +women] to take the most ordinary everyday pleasures. For example, I cannot go +for a walk with my friend because it is against the principle of Liberty that +I should agree to be at a certain place at a certain time to meet him. I +cannot in the least extend my own power beyond myself, because to do so I must +co-operate with someone else, and co-operation implies an agreement, and that +is against Liberty. It will be seen at once that this argument is absurd. I do +not limit my liberty, but simply exercise it, when I agree with my friend to +go for a walk. + +> + +> "If, on the other hand, I decide from my superior knowledge that it is good +for my friend to take exercise, and therefore I attempt to compel him to go +for a walk, then I begin to limit freedom. This is the difference between free +agreement and government."_ [**Objections to Anarchism**, pp. 348-9] + +If we took Engels' argument seriously then we would have to conclude that +living makes freedom impossible! After all by doing any joint activity you +"subordinate" yourself to others and so, ironically, exercising your liberty +by making decisions and associating with others would become a denial of +liberty. Clearly Engels argument is lacking something! + +Perhaps this paradox can be explained once we recognise that Engels is using a +distinctly liberal view of freedom \- i.e. freedom from. Anarchists reject +this. We see freedom as holistic - freedom from and freedom to. This means +that freedom is maintained by the kind of relationships we form with others, +**not** by isolation. As Bakunin argued, _"man in isolation can have no +awareness of his liberty. Being free for man means being acknowledged, +considered and treated as such by another man. Liberty is therefore a feature +not of isolation but of interaction, not of exclusion but rather of +connection"_. [**Michael Bakunin: Selected Writings**, p. 147] Liberty is +denied when we form hierarchical relationships with others not necessarily +when we associate with others. To combine with other individuals is an +expression of individual liberty, **not** its denial! We are aware that +freedom is impossible outside of association. Within an association absolute +"autonomy" cannot exist, but such a concept of "autonomy" would restrict +freedom to such a degree that it would be so self-defeating as to make a +mockery of the concept of autonomy and no sane person would seek it. To +requote Malatesta, freedom we want _"is not an absolute metaphysical, abstract +freedom"_ but _"a real freedom, possible freedom, which is the conscious +community of interests, voluntary solidarity."_ [**Anarchy**, p. 43] + +To state the obvious, anarchists are well aware that _"anyone who associates +and co-operates with others for a common purpose must feel the need to co- +ordinate his [or her] actions with those of his [or her] fellow members and do +nothing that harms the work of others and, thus, the common cause; and respect +the agreements that have been made - except when wishing sincerely to leave +the association when emerging differences of opinion or changed circumstances +or conflict over preferred methods make co-operation impossible or +inappropriate."_ [Malatesta, **The Anarchist Revolution**, pp. 107-8] For +anarchists, collective organisation and co-operation does not mean the end of +individuality. Bakunin expressed it well: + +> _ "You will think, you will exist, you will act collectively, which +nevertheless will not prevent in the least the full development of the +intellectual and moral faculties of each individual. Each of you will bring to +you his own talents, and in all joining together you will multiply your value +a hundred fold. Such is the law of collective action . . . in giving your +hands to each other for this action in common, you will promise to each other +a mutual fraternity which will be . . . a sort of free contract . . . Then +proceed collectively to action you will necessarily commence by practising +this fraternity between yourselves . . . by means of regional and local +organisations . . . you will find in yourselves strength that you had never +imagined, if each of you acted individually, according to his own inclination +and not as a consequence of a unanimous resolution, discussed and accepted +beforehand."_ [quoted by K.J. Kenafick, **Michael Bakunin and Karl Marx**, pp. +244-5] + +So, unlike the essentially (classical) liberal position of Engels, anarchists +recognise that freedom is a product of how we associate. This need not imply +continual agreement nor an unrealistic assumption that conflict and +uncooperative behaviour will disappear. For those within an organisation who +refuse to co-operate, anarchists argue that this problem is easily solved. +Freedom of association implies the freedom **not** to associate and so those +who ignore the decisions reached collectively and disrupt the organisation's +workings would simply be _"compelled to leave"_ the association. In this way, +a free association _"could protect itself without the authoritarian +organisation we have nowadays."_ [Kropotkin, **The Conquest of Bread**, p. +152] + +Clearly, Engels "critique" hides more than it explains. Yes, co-operation and +coercion both involve people working jointly together, but they are **not** to +be equated. While Bakunin recognised this fundamental difference and tried, +perhaps incompletely, to differentiate them (by arguing against _"the +principle of authority"_) and to base his politics on the difference, Engels +obscures the differences and muddies the water by confusing the two radically +different concepts within the word "authority." Any organisation or group is +based on co-operation and co-ordination (Engels' "principle of authority"). +How that co-operation is achieved is dependent on the **type** of organisation +in question and that, in turn, specifies the **social** relationships within +it. It is these social relationships which determine whether an organisation +is authoritarian or libertarian, not the universal need to make and stick by +agreements. + +Ultimately, Engels is simply confusing obedience with agreement, coercion with +co-operation, organisation with authority, objective reality with despotism. + +Rather than seeing organisation as restricting freedom, anarchists argue that +the **kind** of organisation we create is what matters. We can form +relationships with others which are based on equality, not subordination. As +an example, we point to the differences between marriage and free love (see +[next section](secH4.html#sech42)). Once it is recognised that decisions can +be made on the basis of co-operation between equals, Engels essay can be seen +for what it is - a deeply flawed piece of cheap and inaccurate diatribe. + +## H.4.2 Does free love show the weakness of Engels' argument? + +Yes! Engels, let us not forget, argued, in effect, that any activities which +_"replace isolated action by combined action of individuals"_ meant _"the +imposition of the will of another upon ours"_ and so _"the will of the single +individual will have to subordinate itself, which means that questions are +settled in an authoritarian manner."_ This, for Engels, means that +_"authority"_ has not _"disappeared"_ under anarchism but rather it has only +_"changed its form."_ [**Op. Cit.**, pp. 730-1] + +However, to say that authority just changes its form misses the qualitative +differences between authoritarian and libertarian organisation. Precisely the +differences which Bakunin and other anarchists tried to stress by calling +themselves anti-authoritarians and being against the _"principle of +authority."_ By arguing that all forms of association are necessarily +"authoritarian," Engels is impoverishing the liberatory potential of +socialism. He ensures that the key question of liberty within our associations +is hidden behind a mass of sophistry. + +As an example, look at the difference between marriage and free love. Both +forms necessitate two individuals living together, sharing the same home, +organising their lives together. The same situation and the same commitments. +But do both imply the same social relationships? Are they both +_"authoritarian"_? + +Traditionally, the marriage vow is based on the wife promising to obey the +husband. Her role is simply that of obedience (in theory, at least). As Carole +Pateman argues, _"[u]ntil late into the nineteenth century the legal and civil +position of a wife resembled that of a slave"_ and, in theory, she _"became +the property of her husband and stood to him as a slave/servant to a master."_ +[**The Sexual Contract**, p. 119 and pp. 130-1] As such, an obvious social +relationship exists - an authoritarian one in which the man has power over the +woman. We have a relationship based on domination and subordination. + +In free love, the couple are equals. They decide their own affairs, together. +The decisions they reach are agreed between them and no domination takes place +(unless you think making an agreement equals domination or subordination). +They both agree to the decisions they reach, based on mutual respect and give +and take. Subordination to individuals does not meaningfully exist (at best, +it could be argued that both parties are "dominated" by their decisions, +hardly a meaningful use of the word). Instead of subordination, there is free +agreement. + +Both types of organisation apply to the same activities - a couple living +together. Has "authority" just changed its form as Engels argued? Of course +not. There is a substantial difference between the two. The former is +authoritarian. One part of the organisation dictates to the other. The latter +is libertarian as neither dominates (or they, as a couple, "dominate" each +other as individuals - surely an abuse of the language, we hope you agree!). +Each part of the organisation agrees to the decision. Do all these differences +just mean that we have changed name of "authority" or has authority been +abolished and liberty created? This was the aim of Bakunin's terminology, +namely to draw attention to the qualitative change that has occurred in the +social relationships generated by the association of individuals when +organised in an anarchist way. A few Marxists have also seen this difference. +For example, Rosa Luxemburg repeated (probably unknowingly) Bakunin's +distinction between forms of discipline and organisation when she argued that: + +> _ "We misuse words and we practice self-deception when we apply the same +term - discipline - to such dissimilar notions as: (1) the absence of thought +and will in a body with a thousand automatically moving hands and legs, and +(2) the spontaneous co-ordination of the conscious, political acts of a body +of men. What is there in common between the regulated docility of an oppressed +class and the self-discipline and organisation of a class struggling for its +emancipation? . . . The working class will acquire the sense of the new +discipline, the freely assumed self-discipline of the social democracy, not as +a result of the discipline imposed on it by the capitalist state, but by +extirpating, to the last root, its old habits of obedience and servility."_ +[**Rosa Luxemburg Speaks**, pp. 119-20] + +Engels is confusing two radically different means of decision making by +arguing both involve subordination and authority. The difference is clear: the +first involves the domination of an individual over another while the second +involves the "subordination" of individuals to the decisions and agreements +they make. The first is authority, the second is liberty. As Kropotkin put it: + +> _ "This applies to all forms of association. Cohabitation of two individuals +under the same roof may lead to the enslavement of one by the will of the +other, as it may also lead to liberty for both. The same applies to the family +or . . . to large or small associations, to each social institution . . . + +> + +> "Communism is capable of assuming all forms of freedom or of oppression - +which other institutions are unable to do. It may produce a monastery where +all implicitly obey the orders of their superior, and it may produce an +absolutely free organisation, leaving his full freedom to the individual, +existing only as long as the associates wish to remain together, imposing +nothing on anybody, being anxious rather to defend, enlarge, extend in all +directions the liberty of the individual. Communism may be authoritarian (in +which case the community will soon decay) or it may be Anarchist. The State, +on the contrary, cannot be this. It is authoritarian or it ceases to be the +State."_ [**Small Communal Experiments and Why They Fail**, pp. 12-3] + +Therefore, the example of free love indicates that, for anarchists, Engels +arguments are simply pedantic sophistry. It goes without saying that +organisation involves co-operation and that, by necessity, means that +individuals come to agreements between themselves to work together. The +question is **how** do they do that, not whether they do so or not. As such, +Engels' arguments confuse agreement with hierarchy, co-operation with +coercion. Simply put, the **way** people conduct joint activity determines +whether an organisation is libertarian or authoritarian. That was why +anarchists called themselves anti-authoritarians, to draw attention to the +different ways of organising collective life. + +## H.4.3 How do anarchists propose to run a factory? + +In his campaign against anti-authoritarian ideas within the First +International, Engels asks in a letter written in January 1872 _"how do these +people [the anarchists] propose to run a factory, operate a railway or steer a +ship without having in the last resort one deciding will, without a single +management"_? [**The Marx-Engels Reader**, p. 729] + +This could only be asked if Engels was totally ignorant of Bakunin's ideas and +his many comments supporting co-operatives as the means by which workers would +_"organise and themselves conduct the economy without guardian angels, the +state or their former employers."_ Bakunin was _"convinced that the co- +operative movement will flourish and reach its full potential only in a +society where the land, the instruments of production, and hereditary property +will be owned and operated by the workers themselves: by their freely +organised federations of industrial and agricultural workers."_ [**Bakunin on +Anarchism**, p. 399 and p. 400] Which meant that Bakunin, like all anarchists, +was well aware of how a factory or other workplace would be organised: + +> _ "Only associated labour, that is, labour organised upon the principles of +reciprocity and co-operation, is adequate to the task of maintaining . . . +civilised society."_ [**The Political Philosophy of Bakunin**, p. 341] + +By October of that year, Engels had finally _"submitted arguments like these +to the most rabid anti-authoritarians"_ who replied to run a factory, railway +or ship did require organisation _"but here it was not a case of authority +which we confer on our delegates, **but of a commission entrusted!**"_ Engels +commented that the anarchists _"think that when they have changed the names of +things they have changed the things themselves."_ He, therefore, thought that +authority will _"only have changed its form"_ rather than being abolished +under anarchism as _"whoever mentions combined action speaks of organisation"_ +and it is not possible _"to have organisation without authority."_ [**Op. +Cit.**, p. 732 and p. 731] + +However, Engels is simply confusing two different things, authority and +agreement. To make an agreement with another person is an exercise of your +freedom, not its restriction. As Malatesta argued, _"the advantages which +association and the consequent division of labour offer"_ meant that humanity +_"developed towards solidarity."_ However, under class society _"the +advantages of association, the good that Man could drive from the support of +his fellows"_ was distorted and a few gained _"the advantages of co-operation +by subjecting other men to [their] will instead of joining with them."_ This +oppression _"was still association and co-operation, outside of which there is +no possible human life; but it was a way of co-operation, imposed and +controlled by a few for their personal interest."_ [**Anarchy**, pp. 30-1] +Anarchists seek to organise association to eliminate domination. This would be +done by workers organising themselves collectively to make their own decisions +about their work (workers' self-management, to use modern terminology). This +did not necessitate the same authoritarian social relationships as exist under +capitalism: + +> _ "Of course in every large collective undertaking, a division of labour, +technical management, administration, etc., is necessary. But authoritarians +clumsily play on words to produce a **raison d'tre** for government out of the +very real need for the organisation of work. Government . . . is the concourse +of individuals who have had, or have seized, the right and the means to make +laws and to oblige people to obey; the administrator, the engineer, etc., +instead are people who are appointed or assume the responsibility to carry out +a particular job and do so. Government means the delegation of power, that is +the abdication of initiative and sovereignty of all into the hands of a few; +administration means the delegation of work, that is tasks given and received, +free exchange of services based on free agreement. . . Let one not confuse the +function of government with that of administration, for they are essentially +different, and if today the two are often confused, it is only because of +economic and political privilege."_ [**Op. Cit.**, pp. 41-2] + +For a given task, co-operation and joint activity may be required by its very +nature. Take, for example, a train network. The joint activity of numerous +workers are required to ensure that it operates successfully. The driver +depends on the work of signal operators, for example, and guards to inform +them of necessary information essential for the smooth running of the network. +The passengers are dependent on the driver and the other workers to ensure +their journey is safe and quick. As such, there is an objective need to co- +operate but this need is understood and agreed to by the people involved. + +If a specific activity needs the co-operation of a number of people and can +only be achieved if these people work together as a team and, therefore, need +to make and stick by agreements, then this is undoubtedly a natural fact which +the individual can only rebel against by leaving the association. Similarly, +if an association considers it wise to elect a delegate whose tasks have been +allocated by that group then, again, this is a natural fact which the +individuals in question have agreed to and so has not been imposed upon them +by any external will - the individual has been convinced of the need to co- +operate and does so. + +If an activity requires the co-operation of numerous individuals then, +clearly, that is a natural fact and there is not much the individuals involved +can do about it. Anarchists are not in the habit of denying common sense. The +question is simply **how** do these individuals co-ordinate their activities. +Is it by means of self-management or by hierarchy (authority)? So anarchists +have always been clear on how industry would be run - by the workers' +themselves in their own free associations. In this way the domination of the +boss would be replaced by agreements between equals. + +## H.4.4 How does the class struggle refute Engels' arguments? + +Engels argued that large-scale industry (or, indeed, any form of organisation) +meant that "authority" was required. He stated that factories should have +_"Lasciate ogni autonomia, voi che entrate"_ (_"Leave, ye that enter in, all +autonomy behind"_) written above their doors. That is the basis of capitalism, +with the wage worker being paid to obey. This obedience, Engels argued, was +necessary even under socialism, as applying the _"forces of nature"_ meant _"a +veritable despotism independent of all social organisation."_ This meant that +_"[w]anting to abolish authority in large-scale industry is tantamount to +wanting to abolish industry itself."_ [**Op. Cit.**, p. 731] + +The best answer to Engels claims can be found in the class struggle. Given +that Engels was a capitalist (an actual owner of a factory), he may have not +been aware of the effectiveness of _"working to rule"_ when practised by +workers. This basically involves doing **exactly** what the boss tells you to +do, regardless of the consequences as regards efficiency, production and so +on. Quite simply, workers refusing to practice autonomy can be an extremely +effective and powerful weapon in the class struggle. + +This weapon has long been used by workers and advocated by anarchists, +syndicalists and wobblies. For example, the IWW booklet **How to fire your +boss** argues that _"[w]orkers often violate orders, resort to their own +techniques of doing things, and disregard lines of authority simply to meet +the goals of the company. There is often a tacit understanding, even by the +managers whose job it is to enforce the rules, that these shortcuts must be +taken in order to meet production quotas on time."_ It argues, correctly, that +_"if each of these rules and regulations were followed to the letter"_ then +_"[c]onfusion would result - production and morale would plummet. And best of +all, the workers can't get in trouble with the tactic because they are, after +all, 'just following the rules.'"_ The British anarcho-syndicalists of the +**Direct Action Movement** agreed and even quoted an industrial expert on the +situation: + +> _ "If managers' orders were completely obeyed, confusion would result and +production and morale would be lowered. In order to achieve the goals of the +organisation workers must often violate orders, resort to their own techniques +of doing things, and disregard lines of authority. Without this kind of +systematic sabotage much work could not be done. This unsolicited sabotage in +the form of disobedience and subterfuge is especially necessary to enable +large bureaucracies to function effectively."_ [J.A.C. Brown, quoted in +**Direct Action in Industry**] + +Another weapon of workers' resistance is what has been called _"Working +without enthusiasm"_ and is related to the "work to rule." This tactic aims at +_"slowing production"_ in order to win gains from management: + +> _ "Even the simplest repetitive job demands a certain minimum of initiative +and in this case it is failing to show any non-obligatory initiative . . . +[This] leads to a fall in production - above all in quality. The worker +carries out every operation minimally; the moment there is a hitch of any kind +he abandons all responsibility and hands over to the next man above him in the +hierarchy; he works mechanically, not checking the finished object, not +troubling to regulate his machine. In short he gets away with as much as he +can, but never actually does anything positively illegal."_ [Pierre Dubois, +**Sabotage in Industry**, p. 51] + +The practice of _"working to rule"_ and _"working without enthusiasm"_ shows +how out of touch Engels (like any capitalist) was with the realities of shop +floor life. These forms of direct action are extremely effective **because** +the workers refuse to act autonomously in industry, to work out the problems +they face during the working day themselves, and instead place all the +decisions on the authority required, according to Engels, to run the factory. +The factory itself quickly grinds to a halt. What keeps it going is not the +_"imperious"_ will of authority, but rather the autonomous activity of workers +thinking and acting for themselves to solve the numerous problems they face +during the working day. In contrast, the hierarchical perspective _"ignores +essential features of any real, functioning social order. This truth is best +illustrated in a work-to-rule strike, which turns on the fact that any +production process depends on a host of informal practices and improvisations +that could never be codified. By merely following the rules meticulously, the +workforce can virtually halt production."_ [James C. Scott, **Seeing like a +State**, p. 6] As Cornelius Castoriadis argued: + +> _ "Resistance to exploitation expresses itself in a drop in **productivity +as well as exertion on the workers' part** . . . At the same time it is +expressed in the disappearance of the **minimum** collective and spontaneous +**management and organisation** of work that the workers normally and of +necessity puts out. No modern factory could function for twenty-four hours +without this spontaneous organisation of work that groups of workers, +independent of the official business management, carry out by filling in the +gaps of official production directives, by preparing for the unforeseen and +for regular breakdowns of equipment, by compensating for management's +mistakes, etc. + +> + +> "Under 'normal' conditions of exploitation, workers are torn between the +need to organise themselves in this way in order to carry out their work - +otherwise there are repercussions for them - and their natural desire to do +their work, on the one hand, and, on the other, the awareness that by doing so +they only are serving the boss's interests. Added to those conflicting +concerns are the continual efforts of factory's management apparatus to +'direct' all aspects of the workers' activity, which often results only in +preventing them from organising themselves."_ [**Political and Social +Writings**, vol. 2, p. 68] + +Needless to say, co-operation and co-ordination are required in any collective +activity. Anarchists do not deny this fact of nature, but the example Engels +considered as irrefutable simply shows the fallacy of his argument. If large- +scale industry were run along the lines argued by Engels, it would quickly +grind to halt. So trying to eliminate workers' autonomy is difficult as +_"[i]ndustrial history shows"_ that _"such management attempts to control the +freedom of the work force invariably run up against the contradiction that the +freedom is necessary for quality production."_ [David Noble, **Forces of +Production**, p. 277] + +Ironically, the example of Russia under Lenin and Trotsky reinforces this +fact. _"Administrative centralisation"_ was enforced on the railway workers +which, in turn, _"led more to ignorance of distance and the inability to +respond properly to local circumstances . . . 'I have no instructions' became +all the more effective as a defensive and self-protective rationalisation as +party officials vested with unilateral power insisted all their orders be +strictly obeyed. Cheka ruthlessness instilled fear, but repression . . . only +impaired the exercise of initiative that daily operations required."_ [William +G. Rosenberg, _"The Social Background to Tsektran"_, pp. 349-373, **Party, +State, and Society in the Russian Civil War**, Diane P. Koenker, William G. +Rosenberg and Ronald Grigor Suny (eds.), p. 369] Without the autonomy required +to manage local problems, the operation of the railways was seriously harmed +and, unsurprisingly, a few months after Trotsky subjected to railway workers +to the _"militarisation of labour"_ in September 1920, there was a +_"disastrous collapse of the railway network in the winter of 1920-1."_ +[Jonathan Aves, **Workers against Lenin**, p. 102] There can be no better way +to cripple an economy than to impose Lenin's demand that the task of workers +was that of _"unquestioningly obeying the will of the Soviet leader, of the +dictator, **during** the work."_ [**Collected Works**, vol. 27, p. 270] + +As the experience of workers' in struggle shows, it is the **abolition** of +autonomy which ensures the abolition of large-scale industry, not its +exercise. The conscious decision by workers to **not** exercise their autonomy +brings industry grinding to a halt and are effective tools in the class +struggle. As any worker know, it is only our ability to make decisions +autonomously that keeps industry going. + +Rather than abolishing authority making large-scale industry impossible, it is +the abolishing of autonomy which quickly achieves this. The issue is how do we +organise industry so that this essential autonomy is respected and co- +operation between workers achieved based on it. For anarchists, this is done +by self-managed workers associations in which hierarchical authority is +replaced by collective self-discipline. + +## H.4.5 Is the way industry operates _"independent of all social +organisation"_? + +As noted in the [last section](secH4.html#sech45), Engels argued that applying +the _"forces of nature"_ meant _"a veritable despotism independent of all +social organisation."_ This meant that _"[w]anting to abolish authority in +large-scale industry is tantamount to wanting to abolish industry itself."_ +[**Op. Cit.**, p. 731] + +For anarchists, Engels' comments ignore the reality of class society in an +important way. Modern (_"large-scale"_) industry has not developed neutrally +or naturally, independently of all social organisation as Engels claimed. +Rather it has been shaped by the class struggle along with technology (which +is often a weapon in that conflict - see [section D.10](secD10.html)). As +Castoriadis argued: + +> _ "Management organises production with a view of achieving 'maximum +efficiency.' But the first result of this sort of organisation is to stir up +the workers' revolt against production itself . . . To combat the resistance +of the workers, the management institutes an ever more minute division of +labour and tasks . . . Machines are invented, or selected, according to one +fundamental criterion: Do they assist in the struggle of management against +workers, do they reduce yet further the worker's margin of autonomy, do they +assist in eventually replacing him [or her] altogether? In this sense, the +organisation of production today . . . is **class organisation.** Technology +is predominantly **class technology.** No . . . manager would ever introduce +into his plant a machine which would increase the freedom of a particular +worker or of a group of workers to run the job themselves, even if such a +machine increased production. + +> + +> "The workers are by no means helpless in this struggle. They constantly +invent methods of self-defence. They break the rules, while 'officially' +keeping them. They organise informally, maintain a collective solidarity and +discipline."_ [**The Meaning of Socialism**, pp. 9-10] + +So one of the key aspects of the class struggle is the conflict of workers +against attempts by management to eliminate their autonomy within the +production process. This struggle generates the machines which Engels claims +produce a _"veritable despotism independent of all social organisation."_ +Regardless of what Engels implies, the way industry has developed is not +independent of class society and its "despotism" has been engineered that way. +For example, it may be a fact of nature that ten people may be required to +operate a machine, but that machine is not such a fact, it is a human +invention and so can be changed. Nor is it a fact of nature that work +organisation should be based on a manager dictating to the workers what to do +- rather it could be organised by the workers themselves, using collective +self-discipline to co-ordinate their joint effort. + +David Noble quotes one shop steward who stated the obvious, namely that +workers are _"not automatons. We have eyes to see with, ears to hear with, and +mouths to talk."_ As Noble comments, _"[f]or management . . . that was +precisely the problem. Workers controlled the machines, and through their +unions had real authority over the division of labour and job content."_ +[**Forces of Production**, p. 37] This autonomy was what managers constantly +struggled against and introduced technology to combat. So Engels' notion that +machinery was "despotic" hides the nature of class society and the fact that +authority is a social relationship, a relationship between people and not +people and things. And, equally, that different kinds of organisation meant +different social relationships to do collective tasks. It was precisely to +draw attention to this that anarchists called themselves anti-authoritarians. + +Clearly, Engels is simply ignoring the actual relations of authority within +capitalist industry and, like the capitalism he claims to oppose, is raising +the needs of the bosses to the plane of "natural fact." Indeed, is this not +the refrain of every boss or supporter of capitalism? Right-wing "libertarian" +guru Ludwig von Mises spouted this kind of nonsense when he argued that +_"[t]he root of the syndicalist idea is to be seen in the belief that +entrepreneurs and capitalists are irresponsible autocrats who are free to +conduct their affairs arbitrarily. . . . The fundamental error of this +argument is obvious [sic!]. The entrepreneurs and capitalists are not +irresponsible autocrats. They are unconditionally subject to the sovereignty +of the consumers. The market is a consumers' democracy."_ [**Human Action**, +p. 814] In other words, it is not the bosses fault that they dictate to the +worker. No, of course not, it is the despotism of the machine, of nature, of +the market, of the customer, anyone and anything **but** the person **with** +authority who is actually giving the orders and punishing those who do not +obey! + +Needless to say, like Engels, von Mises is fundamentally flawed simply because +the boss is not just repeating the instructions of the market (assuming that +it is a "consumers' democracy," which it is not). Rather, they give their own +instructions based on their own sovereignty over the workers. The workers +could, of course, manage their own affairs and meet the demands of consumers +directly. The "sovereignty" of the market (just like the "despotism" of +machines and joint action) is independent of the social relationships which +exist within the workplace, but the social relationships themselves are not +predetermined by it. Thus the same workshop can be organised in different ways +and so the way industry operates **is** dependent on social organisation. The +workers can manage their own affairs or be subjected to the rule of a boss. To +say that "authority" still exists simply means to confuse agreement with +obedience. + +The importance of differentiating between types of organisation and ways of +making decisions can be seen from the experience of the class struggle. During +the Spanish Revolution anarchists organised militias to fight the fascists. +One was lead by anarchist militant Durruti. His military adviser, Prez Farras, +a professional soldier, was concerned about the application of libertarian +principles to military organisation. Durruti replied: + +> _ "I've said it once and I'll say it again: I've been an anarchist my entire +life and the fact that I'm responsible for this human collectivity won't +change my convictions. It was as an anarchist that I agreed to carry out the +task that the Central Committee of the Anti-Fascist Militias entrusted me. + +> + +> "I don't believe - and everything happening around us confirms this - that +you can run a workers' militia according to classic military rules. I believe +that discipline, co-ordination, and planning are indispensable, but we +shouldn't define them in terms taken from the world that we're destroying. We +have to build on new foundations. My comrades and I are convinced that +solidarity is the best incentive for arousing an individual's sense of +responsibility and a willingness to accept discipline as an act of self- +discipline. + +> + +> "War has been imposed upon us . . . but our goal is revolutionary victory. +This means defeating the enemy, but also a radical change in men. For that +change to occur, man must learn to live and conduct himself as a free man, an +apprenticeship that develops his personality and sense of responsibility, his +capacity to be master of his own acts. The workers on the job not only +transforms the material on which he works, but also transforms himself through +that work. The combatant is nothing more than a worker whose tool is a rifle - +and he should strive toward the same objective as a worker. One can't behave +like an obedient soldier but rather as a conscious man who understands the +importance of what he's doing. I know that it's not easy to achieve this, but +I also know that what can't be accomplished with reason will not be obtained +by force. If we have to sustain our military apparatus by fear, then we won't +have changed anything except the colour of the fear. It's only by freeing +itself from free that society can build itself in freedom."_ [quoted by Abel +Paz, **Durruti: In The Spanish Revolution**, p. 474] + +Is it really convincing to argue that the individuals who made up the militia +are subject to the same social relationships as those in a capitalist or +Leninist army? The same, surely, goes for workers associations and wage +labour. Ultimately, the flaw in Engels' argument can be best seen simply +because he thinks that the _"automatic machinery of a big factory is much more +despotic than the small capitalist who employ workers ever have been."_ [**Op. +Cit.**, p. 731] Authority and liberty become detached from human beings, as if +authoritarian social relationships can exist independently of individuals! It +is a **social** relationship anarchists oppose, not an abstraction. + +Engels' argument is applicable to **any** society and to **any** task which +requires joint effort. If, for example, a table needs four people to move it +then those four people are subject to the "despotism" of gravity! Under such +"despotism" can we say its irrelevant whether these four people are slaves to +a master who wants the table moved or whether they agree between themselves to +move the table and on the best way to do it? In both cases the table movers +are subject to the same "despotism" of gravity, yet in the latter example they +are **not** subject to the despotism of other human beings as they clearly are +in the former. Engels is simply playing with words! + +The fallacy of Engels' basic argument can be seen from this simple example. He +essentially uses a **liberal** concept of freedom (i.e. freedom exists prior +to society and is reduced within it) when attacking anarchism. Rather than see +freedom as a product of interaction, as Bakunin did, Engels sees it as a +product of isolation. Collective activity is seen as a realm of necessity (to +use Marx's phrase) and not one of freedom. Indeed, machines and the forces of +nature are considered by Engels' as "despots"! As if despotism were not a +specific set of relationships between **humans.** As Bookchin argued: + +> _ "To Engels, the factory is a natural fact of technics, not a specifically +bourgeois mode of rationalising labour; hence it will exist under communism as +well as capitalism. It will persist 'independently of all social +organisation.' To co-ordinate a factory's operations requires 'imperious +obedience,' in which factory hands lack all 'autonomy.' Class society or +classless, the realm of necessity is also a realm of command and obedience, of +ruler and ruled. In a fashion totally congruent with all class ideologists +from the inception of class society, Engels weds Socialism to command and rule +as a natural fact. Domination is reworked from a social attribute into a +precondition for self-preservation in a technically advanced society."_ +[**Towards an Ecological Society**, p. 206] + +Given this, it can be argued that Engels' _"On Authority"_ had a significant +impact in the degeneration of the Russian Revolution into state capitalism. By +deliberately obscuring the differences between self-managed and authoritarian +organisation, he helped provide Bolshevism with ideological justification for +eliminating workers self-management in production. After all, if self- +management and hierarchical management both involve the same _"principle of +authority,"_ then it does not really matter how production is organised and +whether industry is managed by the workers or by appointed managers (as Engels +stressed, authority in industry was independent of the social system and all +forms of organisation meant subordination). Murray Bookchin draws the obvious +conclusion from Engels' (and Marx's) position: _"Obviously, the factory +conceived of as a 'realm of necessity' [as opposed to a 'realm of freedom'] +requires no need for self-management."_ [**Op. Cit.**, p. 126] Thus it is no +great leap from the arguments of Engels in _"On Authority"_ to Lenin's +arguments justifying the imposition of capitalist organisational forms during +the Russian Revolution: + +> _"Firstly, the question of principle, namely, is the appointment of +individuals, dictators with unlimited powers, in general compatible with the +fundamental principles of Soviet government? . . . concerning the significance +of individual dictatorial powers from the point of view of the specific tasks +of the present moment, it must be said that large-scale machine industry - +which is precisely the material source, the productive source, the foundation +of socialism - calls for absolute and strict unity of will, which directs the +joint labours of hundreds, thousands and tens of thousands of people . . . But +how can strict unity of will be ensured? By thousands subordinating their will +to the will of one . . . **unquestioning subordination** to a single will is +absolutely necessary for the success of processes organised on the pattern of +large-scale machine industry. On the railways it is twice and three times as +necessary . . . Today . . . revolution demands - precisely in the interests of +its development and consolidation, precisely in the interests of socialism - +that the people **unquestioningly obey the single will** of the leaders of +labour."_ [**Collected Works**, vol. 27, pp. 267-9] + +Hence the Bolsheviks need not have to consider whether replacing factory +committees with appointed managers armed with _"dictatorial powers"_ would +have any effect on the position of workers in socialism (after all, the were +subject to subordination either way). Nor did they have to worry about putting +economic power into the hands of a state-appointed bureaucracy as "authority" +and subordination were required to run industry no matter what. Engels had +used the modern factory system of mass production as a direct analogy to argue +against the anarchist call for workers' councils, for autonomy, for +participation, for self-management. Authority, hierarchy, and the need for +submission and domination is inevitable given the current mode of production, +both Engels and Lenin argued. Little wonder, then, the worker become the serf +of the state under the Bolsheviks. In his own way, Engels contributed to the +degeneration of the Russian Revolution by providing the rationale for the +Bolsheviks disregard for workers' self-management of production. + +Simply put, Engels was wrong. The need to co-operate and co-ordinate activity +may be independent of social development, but the nature of a society does +impact on how this co-operation is achieved. If it is achieved by hierarchical +means, then it is a class society. If it is achieved by agreements between +equals, then it is a socialist one. As such, how industry operates **is** +dependent on the society it is part of. An anarchist society would run +industry based on the free agreement of workers united in free associations. +This would necessitate making and sticking to joint decisions but this co- +ordination would be between equals, not master and servant. By not recognising +this fact, Engels fatally undermined the cause of socialism. + +## H.4.6 Why does Engels' "On Authority" harm Marxism? + +Ironically, Engels' essay _"On Authority"_ also strikes at the heart of +Marxism and its critique of anarchism. Forgetting what he had written in 1873, +Engels argued in 1894 that for him and Marx the _"ultimate political aim is to +overcome the whole state and therefore democracy as well."_ [quoted by Lenin, +_"State and Revolution"_, **Essential Works of Lenin**, p. 331] Lenin argued +that _"the abolition of the state means also the abolition of democracy."_ +[**Op. Cit.**, p. 332] + +The problems arise from the awkward fact that Engels' _"On Authority"_ had +stated that any form of collective activity meant "authority" and so the +subjection of the minority to the majority (_"if possible"_) and _"the +imposition of the will of another upon ours."_ [**Marx-Engels Reader**, p. 731 +and p. 730] Aware of the contradiction, Lenin stresses that _"someone may even +begin to fear we are expecting the advent of an order of society in which the +subordination of the minority to the majority will not be respected."_ That +was not the case, however. He simply rejected the idea that democracy was +_"the recognition of this principle"_ arguing that _"democracy is a **state** +which recognises the subordination of the minority to the majority, i.e. an +organisation for the systematic use of **violence** by one class against the +other, by one section of the population against another."_ He argued that +_"the need for violence against people in general, the need for the +**subjection** of one man to another, will vanish, since people will **become +accustomed** to observing the elementary conditions of social life **without +force** and **without subordination.**"_ [**Op. Cit.**, pp. 332-3] + +Talk about playing with words! Earlier in his work Lenin summarised Engels +**"On Authority"** by stating that _"is it not clear that . . . complex +technical units, based on the employment of machinery and the ordered co- +operation of many people, could function without a certain amount of +subordination, without some authority or power."_ [**Op. Cit.**, p. 316] Now, +however, he argued that communism would involve no _"subordination"_ while, at +the same time, be based on the _"the principle of the subordination of the +minority to the majority"_! A contradiction? Perhaps no, as he argued that the +minority would _"become accustomed"_ to the conditions of _"social life"_ \- +in other words the recognition that sticking to your agreements you make with +others does not involve "subordination." This, ironically, would confirm +anarchist ideas as we argue that making agreements with others, as equals, +does not involve domination or subordination but rather is an expression of +autonomy, of liberty. + +Similarly, we find Engels arguing in **Anti-Duhring** that socialism _"puts an +end to the former subjection of men to their own means of production"_ and +that _"productive labour, instead of being a means of subjugating men, will +become a means of their emancipation."_ This work was written in 1878, six +years after _"On Authority"_ where he stressed that _"the automatic machinery +of a big factory is much more despotic than the small capitalists who employ +workers ever have been"_ and _"subdu[ing] the forces of nature . . . avenge +themselves"_ upon _"man"_ by _"subjecting him . . . to a veritable despotism +independent of all social organisation."_ [**Op. Cit.**, p. 720, p. 721 and p. +731] Engels is clearly contradicting himself. When attacking the anarchists, +he argues that the _"subjection"_ of people to the means of production was +inevitable and utterly _"independent of all social organisation."_ Six years +later he proclaims that socialism will abolish this inescapable subjection to +the _"veritable despotism"_ of modern industry! + +As can be seen from both Engels and Lenin, we have a contradiction within +Marxism. On the one hand, they argue that authority (_"subjection"_) will +always be with us, no matter what, as _"subordination"_ and _"authority"_ is +independent of the specific social society we live in. On the other, they +argue that Marxist socialism will be without a state, _"without +subordination"_, _"without force"_ and will end the _"subjection of men to +their own means of production."_ The two positions cannot be reconciled. + +Simply put, if **"On Authority"** is correct then, logically, it means that +not only is anarchism impossible but also Marxist socialism. Lenin and Engels +are trying to have it both ways. On the one hand, arguing that anarchism is +impossible as any collective activity means subjection and subordination, on +the other, that socialism will end that inevitable subjection. And, of course, +arguing that democracy will be "overcome" while, at the same time, arguing +that it can never be. Ultimately, it shows that Engels essay is little more +than a cheap polemic without much merit. + +Even worse for Marxism is Engels' comment that authority and autonomy _"are +relative things whose spheres vary with the various phases of society"_ and +that _"the material conditions of production and circulation inevitably +develop with large-scale industry and large-scale agriculture, and +increasingly tend to enlarge the scope of this authority."_ Given that this is +_"a veritable despotism"_ and Marxism aims at _"one single vast plan"_ in +modern industry, then the scope for autonomy, for freedom, is continually +reduced during the working day. [**Op. Cit.**, p. 732, p. 731 and p. 723] If +machinery and industry means despotism, as Engels claimed against Bakunin, +then what does that mean for Lenin's aim to ensure _"the transformation of the +whole state economic mechanism into a single huge machine . . . as to enable +hundreds of millions of people to be guided by a single plan?"_ [**Collected +Works**, vol. 27, pp. 90-1] Surely such an economy would be, to use Engels' +words, a _"a veritable despotism"_? + +The only possible solution is reducing the working day to a minimum and so the +time spent as a slave to the machine (and plan) is reduced. The idea that work +should be transformed into creative, empowering and liberating experience is +automatically destroyed by Engels' argument. Like capitalism, Marxist- +Socialism is based on "work is hell" and the domination of the producer. +Hardly an inspiring vision of the future. + +## H.4.7 Is revolution _"the most authoritarian thing there is"_? + +As well as the argument that "authority" is essential for every collective +activity, Engels raises another argument against anarchism. This second +argument is that revolutions are by nature authoritarian. In his words, a +_"revolution is certainly the most authoritarian thing there is; it is the act +whereby one part of the population imposes its will upon the other part by +means of rifles, bayonets and cannon - authoritarian means, if such there be +at all; and if the victorious party does not want to have fought in vain, it +must maintain this rule by means of the terror its arms inspire in the +reactionaries."_ [**Marx-Engels Reader**, p. 733] + +Yet such an analysis is without class analysis and so will, by necessity, +mislead the writer and the reader. Engels argues that revolution is the +imposition by _"one part of the population"_ on another. Very true - but +Engels fails to indicate the nature of class society and, therefore, of a +social revolution. In a class society _"one part of the population"_ +constantly _"imposes its will upon the other part"_ \- those with power impose +their decisions to those beneath them in the social hierarchy. In other words, +the ruling class imposes its will on the working class everyday in work by the +hierarchical structure of the workplace and in society by the state. +Discussing the "population" as if it were not divided by classes and so +subject to specific forms of authoritarian social relationships is liberal +nonsense. + +Once we recognise that the "population" in question is divided into classes we +can easily see the fallacy of Engels argument. In a social revolution, the act +of revolution is the overthrow of the power and authority of an oppressing and +exploiting class by those subject to that oppression and exploitation. In +other words, it is an act of **liberation** in which the hierarchical power of +the few over the many is eliminated and replaced by the freedom of the many to +control their own lives. It is hardly authoritarian to destroy authority! Thus +a social revolution is, fundamentally, an act of liberation for the oppressed +who act in their own interests to end the system in which _"one part of +population imposes its will upon the other"_ everyday. + +Malatesta stated the obvious: + +> _ "To fight our enemies effectively, we do not need to deny the principle of +freedom, not even for one moment: it is sufficient for us to want real freedom +and to want it for all, for ourselves as well as for others. + +> + +> "We want to expropriate the property-owning class, and with violence, since +it is with violence that they hold on to social wealth and use it to exploit +the working class. Not because freedom is a good thing for the future, but +because it is a good thing, today as well as tomorrow, and the property +owners, be denying us the means of exercising our freedom, in effect, take it +away from us. + +> + +> "We want to overthrow the government, all governments - and overthrow them +with violence since it is by the use of violence that they force us into +obeying - and once again, not because we sneer at freedom when it does not +serve our interests but because governments are the negation of freedom and it +is not possible to be free without getting rid of them . . . + +> + +> "The freedom to oppress, to exploit . . . is the denial of freedom: and the +fact that our enemies make irrelevant and hypocritical use of the word freedom +is not enough to make us deny the principle of freedom which is the +outstanding characteristic of our movement and a permanent, constant and +necessary factor in the life and progress of humanity."_ [**Errico Malatesta: +His Life and Ideas**, p. 51] + +It seems strange that Engels, in effect, is arguing that the abolition of +tyranny is tyranny against the tyrants! As Malatesta so clearly argued, +anarchists _"recognise violence only as a means of legitimate self-defence; +and if today they are in favour of violence it is because they maintain that +slaves are always in a state of legitimate defence."_ [**Op. Cit.**, p. 59] As +such, Engels fails to understand the revolution from a **working class** +perspective (perhaps unsurprisingly, as he was a capitalist). The "authority" +of the "armed workers" over the bourgeois is, simply, the defence of the +workers' freedom against those who seek to end it by exercising/recreating the +very authoritarian social relationships the revolution sought to end in the +first place. This explains why, as we discussed in [section +H.2.1](secH2.html#sech21) anarchists have always argued that a revolution +would need to defend itself against those seeking to return the masses to +their position at the bottom of the social hierarchy. + +To equate the defence of freedom with "authority" is, in anarchist eyes, an +expression of confused politics. Ultimately, Engels is like the liberal who +equates the violence of the oppressed to end oppression with that the +oppressors! + +Needless to say, this applies to the class struggle as well. Is, for example, +a picket line really authoritarian because it tries to impose its will on the +boss, police or scabs? Rather, is it not defending the workers' freedom +against the authoritarian power of the boss and their lackeys (the police and +scabs)? Is it "authoritarian" to resist authority and create a structure - a +strike assembly and picket line - which allows the formally subordinated +workers to manage their own affairs directly and without bosses? Is it +"authoritarian" to combat the authority of the boss, to proclaim your freedom +and exercise it? Of course not. + +Structurally, a strikers' assembly and picket line - which are forms of self- +managed association - cannot be compared to an "authority" (such as a state). +To try and do so fails to recognise the fundamental difference. In the +strikers' assembly and picket line the strikers themselves decide policy and +do not delegate power away into the hands of an authority (any strike +committee executes the strikers decisions or is replaced). In a state, +**power** is delegated into the hands of a few who then use that power as they +see fit. This by necessity disempowers those at the base, who are turned into +mere electors and order takers (i.e. an authoritarian relationship is +created). Such a situation can only spell death of a social revolution, which +requires the active participation of all if it is to succeed. It also, +incidentally, exposes a central fallacy of Marxism, namely that it claims to +desire a society based on the participation of everyone yet favours a form of +organisation - centralisation \- that excludes that participation. + +Georges Fontenis summarises anarchist ideas on this subject when he wrote: + +> _ "And so against the idea of State, where power is exercised by a +specialised group isolated from the masses, we put the idea of direct workers +power, where accountable and controlled elected delegates (who can be recalled +at any time and are remunerated at the same rate as other workers) replace +hierarchical, specialised and privileged bureaucracy; where militias, +controlled by administrative bodies such as soviets, unions and communes, with +no special privileges for military technicians, realising the idea of the +armed people, replace an army cut off from the body of Society and +subordinated to the arbitrary power of a State or government."_ [**Manifesto +of Libertarian Communism**, p. 24] + +Anarchists, therefore, are no more impressed with this aspect of Engels +critique than his "organisation equals authority" argument. In summary, his +argument is simply a liberal analysis of revolution, totally without a class +basis or analysis and so fails to understand the anarchist case nor answer it. +To argue that a revolution is made up of two groups of people, one of which +_"imposes its will upon the other"_ fails to indicate the social relations +that exist between these groups (classes) and the relations of authority +between them which the revolution is seeking to overthrow. As such, Engels +critique totally misses the point. + diff --git a/markdown/secH5.md b/markdown/secH5.md new file mode 100644 index 0000000000000000000000000000000000000000..9cafe4a2606d53ae6feb35ed1b526b1a5b8ab0f3 --- /dev/null +++ b/markdown/secH5.md @@ -0,0 +1,2834 @@ +# H.5 What is vanguardism and why do anarchists reject it? + +Many socialists follow the ideas of Lenin and, in particular, his ideas on +vanguard parties. These ideas were expounded by Lenin in his (in)famous work +**What is to be Done?** which is considered as one of the important books in +the development of Bolshevism. + +The core of these ideas is the concept of _"vanguardism,"_ or the _"vanguard +party."_ According to this perspective, socialists need to organise together +in a party, based on the principles of _"democratic centralism,"_ which aims +to gain a decisive influence in the class struggle. The ultimate aim of such a +party is revolution and its seizure of power. Its short term aim is to gather +into it all _"class conscious"_ workers into a _"efficient"_ and _"effective"_ +party, alongside members of other classes who consider themselves as +revolutionary Marxists. The party would be strictly centralised, with all +members expected to submit to party decisions, speak in one voice and act in +one way. Without this _"vanguard,"_ injecting its politics into the working +class (who, it is asserted, can only reach trade union consciousness by its +own efforts), a revolution is impossible. + +Lenin laid the foundation of this kind of party in his book **What is to be +Done?** and the vision of the _"vanguard"_ party was explicitly formalised in +the Communist International. As Lenin put it, _"Bolshevism **has created** the +ideological and tactical foundations of a Third International . . . Bolshevism +**can serve as a model of tactics for all.**"_ [**Collected Works**, vol. 28, +pp. 292-3] Using the Russian Communist Party as its model, Bolshevik ideas on +party organisation were raised as a model for revolutionaries across the +world. Since then, the various followers of Leninism and its offshoots like +Trotskyism have organised themselves in this manner (with varying success). + +The wisdom of applying an organisational model that had been developed in the +semi-feudal conditions of Tsarist Russia to **every** country, regardless of +its level of development, has been questioned by anarchists from the start. +After all, could it not be wiser to build upon the revolutionary tendencies +which had developed in specific countries rather than import a new model which +had been created for, and shaped by, radically different social, political and +economic conditions? The wisdom of applying the vanguard model is not +questioned on these (essentially materialist) points by those who subscribe to +it. While revolutionary workers in the advanced capitalist nations subscribed +to anarchist and syndicalist ideas, this tradition is rejected in favour of +one developed by, in the main, bourgeois intellectuals in a nation which was +still primarily feudal and absolutist. The lessons learned from years of +struggle in actual capitalist societies were simply rejected in favour of +those from a party operating under Tsarism. While most supporters of +vanguardism will admit that conditions now are different than in Tsarist +Russia, they still subscribe to organisational method developed in that +context and justify it, ironically enough, because of its "success" in the +totally different conditions that prevailed in Russia in the early 20th +Century! And Leninists claim to be materialists! + +Perhaps the reason why Bolshevism rejected the materialist approach was +because most of the revolutionary movements in advanced capitalist countries +were explicitly anti-parliamentarian, direct actionist, decentralist, +federalist and influenced by libertarian ideas? This materialist analysis was +a key aspect of the council communist critique of Lenin's **Left-Wing +Communism**, for example (see Herman Gorter's **Open Letter to Comrade Lenin** +for one excellent reply to Bolshevik arguments, tactics and assumptions). This +attempt to squeeze every working class movement into **one** "officially +approved" model dates back to Marx and Engels. Faced with any working class +movement which did **not** subscribe to their vision of what they should be +doing (namely organising in political parties to take part in "political +action," i.e. standing in bourgeois elections) they simply labelled it as the +product of non-proletarian "sects." They went so far as to gerrymander the +1872 conference of the First International to make acceptance of "political +action" mandatory on all sections in an attempt to destroy anarchist influence +in it. + +So this section of our FAQ will explain why anarchists reject this model. In +our view, the whole concept of a _"vanguard party"_ is fundamentally anti- +socialist. Rather than present an effective and efficient means of achieving +revolution, the Leninist model is elitist, hierarchical and highly inefficient +in achieving a socialist society. At best, these parties play a harmful role +in the class struggle by alienating activists and militants with their +organisational principles and manipulative tactics within popular structures +and groups. At worse, these parties can seize power and create a new form of +class society (a state capitalist one) in which the working class is oppressed +by new bosses (namely, the party hierarchy and its appointees). + +However, before discussing why anarchists reject "vanguardism" we need to +stress a few points. Firstly, anarchists recognise the obvious fact that the +working class is divided in terms of political consciousness. Secondly, from +this fact most anarchists recognise the need to organise together to spread +our ideas as well as taking part in, influencing and learning from the class +struggle. As such, anarchists have long been aware of the need for +revolutionaries to organise **as revolutionaries.** Thirdly, anarchists are +well aware of the importance of revolutionary minorities playing an inspiring +and "leading" role in the class struggle. We do not reject the need for +revolutionaries to _"give a lead"_ in struggles, we reject the idea of +institutionalised leadership and the creation of a leader/led hierarchy +implicit (and sometimes no so implicit) in vanguardism. + +As such, we do not oppose _"vanguardism"_ for these reasons. So when Leninists +like Tony Cliff argue that it is _"unevenness in the class [which] makes the +party necessary,"_ anarchists reply that _"unevenness in the class"_ makes it +essential that revolutionaries organise together to influence the class but +that organisation does not and need not take the form of a vanguard party. +[Tony Cliff, **Lenin**, vol. 2, p. 149] This is because we reject the concept +and practice for three reasons. + +Firstly, and most importantly, anarchists reject the underlying assumption of +vanguardism. It is based on the argument that _"socialist consciousness"_ has +to be introduced into the working class from outside. We argue that not only +is this position empirically false, it is fundamentally anti-socialist in +nature. This is because it logically denies that the emancipation of the +working class is the task of the working class itself. Moreover, it serves to +justify elite rule. Some Leninists, embarrassed by the obvious anti-socialist +nature of this concept, try and argue that Lenin (and so Leninism) does not +hold this position. We show that such claims are false. + +Secondly, there is the question of organisational structure. Vanguard parties +are based on the principle of _"democratic centralism"_. Anarchists argue that +such parties, while centralised, are not, in fact, democratic nor can they be. +As such, the _"revolutionary"_ or _"socialist"_ party is no such thing as it +reflects the structure of the capitalist system it claims to oppose. + +Lastly, anarchists argue that such parties are, despite the claims of their +supporters, not actually very efficient or effective in the revolutionary +sense of the word. At best, they hinder the class struggle by being slow to +respond to rapidly changing situations. At worse, they are "efficient" in +shaping both the revolution and the post-revolutionary society in a +hierarchical fashion, so re-creating class rule. + +So these are key aspects of the anarchist critique of vanguardism, which we +discuss in more depth in the following sections. It is a bit artificial to +divide these issues into different sections because they are all related. The +role of the party implies a specific form of organisation (as Lenin himself +stressed), the form of the party influences its effectiveness. It is for ease +of presentation we divide up our discussion so. + +## H.5.1 Why are vanguard parties anti-socialist? + +The reason why vanguard parties are anti-socialist is simply because of the +role assigned to them by Lenin, which he thought was vital. Simply put, +without the party, no revolution would be possible. As Lenin put it in 1900, +_"[i]solated from Social-Democracy, the working class movement becomes petty +and inevitably becomes bourgeois."_ [**Collected Works**, vol. 4, p. 368] In +**What is to be Done?**, he expands on this position: + +> _ "Class political consciousness can be brought to the workers **only from +without,** that is, only outside of the economic struggle, outside the sphere +of relations between workers and employers. The sphere from which alone it is +possible to obtain this knowledge is the sphere of relationships between +**all** the various classes and strata and the state and the government - the +sphere of the interrelations between **all** the various classes."_ +[**Essential Works of Lenin**, p. 112] + +Thus the role of the party is to inject socialist politics into a class +incapable of developing them itself. + +Lenin is at pains to stress the Marxist orthodoxy of his claims and quotes the +_"profoundly true and important"_ comments of Karl Kautsky on the subject. +[**Op. Cit.**, p. 81] Kautsky, considered the "pope" of Social-Democracy, +stated that it was _"absolutely untrue"_ that _"socialist consciousness"_ was +a _"necessary and direct result of the proletarian class struggle."_ Rather, +_"socialism and the class struggle arise side by side and not one out of the +other . . . Modern socialist consciousness can arise only on the basis of +profound scientific knowledge . . . The vehicles of science are not the +proletariat, but the **bourgeois intelligentsia**: it was in the minds of some +members of this stratum that modern socialism originated, and it was they who +communicated it to the more intellectually developed proletarians who, in +their turn, introduced it into the proletarian class struggle."_ Kautsky +stressed that _"socialist consciousness is something introduced into the +proletarian class struggle from without."_ [quoted by Lenin, **Op. Cit.**, pp. +81-2] + +So Lenin, it must be stressed, was not inventing anything new here. He was +simply repeating the orthodox Marxist position and, as is obvious, +wholeheartedly agreed with Kautsky's pronouncements (any attempt to claim that +he did not or later rejected it is nonsense, as we prove in [section +H.5.4](secH5.html#sech54)). Lenin, with his usual modesty, claimed to speak on +behalf of the workers when he wrote that _"intellectuals must talk to us, and +tell us more about what we do not know and what we can never learn from our +factory and 'economic' experience, that is, you must give us political +knowledge."_ [**Op. Cit.**, p. 108] Thus we have Lenin painting a picture of a +working class incapable of developing _"political knowledge"_ or _"socialist +consciousness"_ by its own efforts and so is reliant on members of the party, +themselves either radical elements of the bourgeoisie and petty-bourgeoisie or +educated by them, to provide it with such knowledge. + +The obvious implication of this argument is that the working class cannot +liberate itself by its own efforts. Without the radical bourgeois to provide +the working class with "socialist" ideas, a socialist movement, let alone +society, is impossible. If the working class cannot develop its own political +theory by its own efforts then it cannot conceive of transforming society and, +at best, can see only the need to work within capitalism for reforms to +improve its position in society. A class whose members cannot develop +political knowledge by its own actions cannot emancipate itself. It is, by +necessity, dependent on others to shape and form its movements. To quote +Trotsky's telling analogy on the respective roles of party and class, leaders +and led: + +> _ "Without a guiding organisation, the energy of the masses would dissipate +like steam not enclosed in a piston. But nevertheless, what moves things is +not the piston or the box, but the steam."_ [**History of the Russian +Revolution**, vol. 1, p. 17] + +While Trotsky's mechanistic analogy may be considered as somewhat crude, it +does expose the underlying assumptions of Bolshevism. After all, did not Lenin +argue that the working class could not develop _"socialist consciousness"_ by +themselves and that it had to be introduced from without? How can you expect +steam to create a piston? You cannot. Thus we have a blind, elemental force +incapable of conscious thought being guided by a creation of science, the +piston (which, of course, is a product of the work of the _"vehicles of +science,"_ namely the **bourgeois intelligentsia**). In the Leninist +perspective, if revolutions are the locomotives of history (to use Marx's +words) then the masses are the steam, the party the locomotive and the leaders +the train driver. The idea of a future society being constructed +democratically from below by the workers themselves rather than through +periodically elected leaders seems to have passed Bolshevism past. This is +unsurprising, given that the Bolsheviks saw the workers in terms of blindly +moving steam in a box, something incapable of being creative unless an outside +force gave them direction (instructions). + +Libertarian socialist Cornelius Castoriadis provides a good critique of the +implications of the Leninist position: + +> _ "No positive content, nothing new capable of providing the foundation for +the reconstruction of society could arise out of a mere awareness of poverty. +From the experience of life under capitalism the proletariat could derive no +new principles either for organising this new society or for orientating it in +another direction. Under such conditions, the proletarian revolution becomes . +. . a simple reflex revolt against hunger. It is impossible to see how +socialist society could ever be the result of such a reflex . . . Their +situation forces them to suffer the consequences of capitalism's +contradictions, but in no way does it lead them to discover its causes. An +acquaintance with these causes comes not from experiencing the production +process but from theoretical knowledge . . . This knowledge may be accessible +to individual workers, but not to the proletariat **qua** proletariat. Driven +by its revolt against poverty, but incapable of self-direction since its +experiences does not give it a privileged viewpoint on reality, the +proletariat according to this outlook, can only be an infantry in the service +of a general staff of specialists. These specialists **know** (from +considerations that the proletariat as such does not have access to) what is +going wrong with present-day society and how it must be modified. The +traditional view of the economy and its revolutionary perspective can only +found, and actually throughout history has only founded, a **bureaucratic +politics** . . . [W]hat we have outlined are the consequences that follow +objectively from this theory. And they have been affirmed in an ever clearer +fashion within the actual historical movement of Marxism, culminating in +Stalinism."_ [**Social and Political Writings**, vol. 2, pp. 257-8] + +Thus we have a privileged position for the party and a perspective which can +(and did) justify party dictatorship **over** the proletariat. Given the +perspective that the working class cannot formulate its own "ideology" by its +own efforts, of its incapacity to move beyond _"trade union consciousness"_ +independently of the party, the clear implication is that the party could in +no way be bound by the predominant views of the working class. As the party +embodies _"socialist consciousness"_ (and this arises outside the working +class and its struggles) then opposition of the working class to the party +signifies a failure of the class to resist alien influences. As Lenin put it: + +> _ "Since there can be no talk of an independent ideology being developed by +the masses of the workers in the process of their movement, **the only choice +is**: either bourgeois or socialist ideology. There is no middle course . . . +Hence, to belittle socialist ideology **in any way,** to **deviate from it in +the slightest degree** means strengthening bourgeois ideology. There is a lot +of talk about spontaneity, but the **spontaneous** development of the labour +movement leads to its becoming subordinated to bourgeois ideology . . . Hence +our task, the task of Social-Democracy, is to **combat spontaneity,** to +**divert** the labour movement from its spontaneous, trade unionist striving +to go under the wing of the bourgeoisie, and to bring it under the wing of +revolutionary Social-Democracy."_ [**Op. Cit.**, pp. 82-3] + +The implications of this argument became clear once the Bolsheviks seized +power. As a justification for party dictatorship, you would be hard pressed to +find any better. If the working class revolts against the ruling party, then +we have a _"spontaneous"_ development which, inevitably, is an expression of +bourgeois ideology. As the party represents socialist consciousness, any +deviation in working class support for it simply meant that the working class +was being _"subordinated"_ to the bourgeoisie. This meant, obviously, that to +_"belittle"_ the _"role"_ of the party by questioning its rule meant to +_"strengthen bourgeois ideology"_ and when workers spontaneously went on +strike or protested against the party's rule, the party had to _"combat"_ +these strivings in order to maintain working class rule! As the _"masses of +the workers"_ cannot develop an _"independent ideology,"_ the workers are +rejecting socialist ideology in favour of bourgeois ideology. The party, in +order to defend the "the revolution" (even the "rule of the workers"!) has to +impose its will onto the class, to _"combat spontaneity."_ + +As we saw in [section H.1.2](secH1.html#sech12), none of the leading +Bolsheviks were shy about drawing these conclusions once in power and faced +with working class revolt against their rule. Indeed, they raised the idea +that the _"dictatorship of the proletariat"_ was also, in fact, the +_"dictatorship of the party"_ and, as we discussed in [section +H.3.8](secH3.html#sech38) integrated this into their theory of the state. +Thus, Leninist ideology implies that _"workers' power"_ exists independently +of the workers. This means that the sight of the _"dictatorship of the +proletariat"_ (i.e. the Bolshevik government) repressing the proletariat is to +be expected. + +This elitist perspective of the party, the idea that it and it alone possesses +knowledge can be seen from the resolution of the Communist International on +the role of the party. It stated that _"the working class without an +independent political party is a body without a head."_ [**Proceedings and +Documents of the Second Congress 1920**, vol. 1, p. 194] This use of +biological analogies says more about Bolshevism that its authors intended. +After all, it suggests a division of labour which is unchangeable. Can the +hands evolve to do their own thinking? Of course not. Yet again, we have an +image of the class as unthinking brute force. As the Cohen-Bendit brothers +argued, the _"Leninist belief that the workers cannot spontaneously go beyond +the level of trade union consciousness is tantamount to beheading the +proletariat, and then insinuating the Party as the head . . . Lenin was wrong, +and in fact, in Russia the Party was forced to decapitate the workers' +movement with the help of the political police and the Red Army under the +brilliant leadership of Trotsky and Lenin."_ [**Obsolute Communism**, pp. +194-5] + +As well as explaining the subsequent embrace of party dictatorship **over** +the working class, vanguardism also explains the notorious inefficiency of +Leninist parties faced with revolutionary situations we discuss in [section +H.5.8](secH5.html#sech58). Basing themselves on the perspective that all +spontaneous movements are inherently bourgeois they could not help but be +opposed to autonomous class struggle and the organisations and tactics it +generates. James C. Scott, in his excellent discussion of the roots and flaws +in Lenin's ideas on the party, makes the obvious point that since, for Lenin, +_"authentic, revolutionary class consciousness could never develop +autonomously within the working class, it followed that that the actual +political outlook of workers was always a threat to the vanguard party."_ +[**Seeing like a State**, p. 155] As Maurice Brinton argued, the _"Bolshevik +cadres saw their role as the leadership of the revolution. Any movement not +initiated by them or independent of their control could only evoke their +suspicion."_ These developments, of course, did not occur by chance or +accidentally for _"a given ideological premise (the preordained hegemony of +the Party) led necessarily to certain conclusions in practice."_ [**The +Bolsheviks and Workers' Control**, p. xi and p. xii] + +Bakunin expressed the implications of the vanguardist perspective extremely +well. It is worthwhile quoting him at length: + +> _ "Idealists of all sorts, metaphysicians, positivists, those who uphold the +priority of science over life, the doctrinaire revolutionists - all of them +champion with equal zeal although differing in their argumentation, the idea +of the State and State power, seeing in them, quite logically from their point +of view, the only salvation of society. **Quite logically,** I say, having +taken as their basis the tenet - a fallacious tenet in our opinion - that +thought is prior to life, and abstract theory is prior to social practice, and +that therefore sociological science must become the starting point for social +upheavals and social reconstruction - they necessarily arrived at the +conclusion that since thought, theory, and science are, for the present at +least, the property of only a very few people, those few should direct social +life; and that on the morrow of the Revolution the new social organisation +should be set up not by the free integration of workers' associations, +villages, communes, and regions from below upward, conforming to the needs and +instincts of the people, but solely by the dictatorial power of this learned +minority, allegedly expressing the general will of the people."_ [**The +Political Philosophy of Bakunin**, pp. 283-4] + +The idea that _"socialist consciousness"_ can exist independently of the +working class and its struggle suggests exactly the perspective Bakunin was +critiquing. For vanguardism, the abstract theory of socialism exists prior to +the class struggle and exists waiting to be brought to the masses by the +educated few. The net effect is, as we have argued, to lay the ground for +party dictatorship. The concept is fundamentally anti-socialist, a +justification for elite rule and the continuation of class society in new, +party approved, ways. + +## H.5.2 Have vanguardist assumptions been validated? + +Lenin claimed that workers can only reach a _"trade union consciousness"_ by +their own efforts. Anarchists argue that such an assertion is empirically +false. The history of the labour movement is marked by revolts and struggles +which went far further than just seeking reforms as well as revolutionary +theories derived from such experiences. + +The category of _"economic struggle"_ corresponds to no known social reality. +Every _"economic"_ struggle is _"political"_ in some sense and those involved +can, and do, learn political lessons from them. As Kropotkin noted in the +1880s, there _"is almost no serious strike which occurs together with the +appearance of troops, the exchange of blows and some acts of revolt. Here they +fight with the troops; there they march on the factories . . . Thanks to +government intervention the rebel against the factory becomes the rebel +against the State."_ [quoted by Caroline Cahm, **Kropotkin and the Rise of +Revolutionary Anarchism**, p. 256] If history shows anything, it shows that +workers are more than capable of going beyond _"trade union consciousness."_ +The Paris Commune, the 1848 revolts and, ironically enough, the 1905 and 1917 +Russian Revolutions show that the masses are capable of revolutionary +struggles in which the self-proclaimed _"vanguard"_ of socialists spend most +of their time trying to catch up with them! + +The history of Bolshevism also helps discredit Lenin's argument that the +workers cannot develop socialist consciousness alone due to the power of +bourgeois ideology. Simply put, if the working class is subjected to bourgeois +influences, then so are the _"professional"_ revolutionaries within the party. +Indeed, the strength of such influences on the "professionals" of revolution +**must** be higher as they are not part of proletarian life. If social being +influences consciousness then if a revolutionary is no longer part of the +working class then they no longer are rooted in the social conditions which +generate socialist theory and action. No longer connected with collective +labour and working class life, the _"professional"_ revolutionary is more +likely to be influenced by the social milieu he or she now is part of (i.e. a +bourgeois, or at best petit-bourgeois, environment). + +This tendency for the _"professional"_ revolutionary to be subject to +bourgeois influences can continually be seen from the history of the Bolshevik +party. As Trotsky himself noted: + +> _ "It should not be forgotten that the political machine of the Bolshevik +Party was predominantly made up of the intelligentsia, which was petty +bourgeois in its origin and conditions of life and Marxist in its ideas and in +its relations with the proletariat. Workers who turned professional +revolutionists joined this set with great eagerness and lost their identity in +it. The peculiar social structure of the Party machine and its authority over +the proletariat (neither of which is accidental but dictated by strict +historical necessity) were more than once the cause of the Party's vacillation +and finally became the source of its degeneration . . . In most cases they +lacked independent daily contact with the labouring masses as well as a +comprehensive understanding of the historical process. They thus left +themselves exposed to the influence of alien classes."_ [**Stalin**, vol. 1, +pp. 297-8] + +He pointed to the example of the First World War, when, _"even the Bolshevik +party did not at once find its way in the labyrinth of war. As a general rule, +the confusion was most pervasive and lasted longest amongst the Party's +higher-ups, who came in direct contact with bourgeois public opinion."_ Thus +the professional revolutionaries _"were largely affected by compromisist +tendencies, which emanated from bourgeois circles, while the rank and file +Bolshevik workingmen displayed far greater stability resisting the patriotic +hysteria that had swept the country."_ [**Op. Cit.**, p. 248 and p. 298] It +should be noted that he was repeating earlier comments on the _"immense +intellectual backsliding of the upper stratum of the Bolsheviks during the +war"_ was caused by _"isolation from the masses and isolation from those +abroad - that is primarily from Lenin."_ [**History of the Russian +Revolution**, vol. 3, p. 134] As we discuss in [section +H.5.12](secH5.html#sech512), even Trotsky had to admit that during 1917 the +working class was far more revolutionary than the party and the party more +revolutionary than the _"party machine"_ of _"professional revolutionaries."_ + +Ironically enough, Lenin himself recognised this aspect of intellectuals after +he had praised their role in bringing "revolutionary" consciousness to the +working class. In his 1904 work **One Step Forward, Two Steps Back**, he +argued that it was now the presence of _"large numbers of radical +intellectuals in the ranks"_ which has ensured that _"the opportunism which +their mentality produces had been, and is, bound to exist."_ [**Collected +Works**, vol. 7, pp. 403-4] According to Lenin's new philosophy, the working +class simply needs to have been through the _"schooling of the factory"_ in +order to give the intelligentsia lessons in political discipline, the very +same intelligentsia which up until then had played the leading role in the +Party and had given political consciousness to the working class. In his +words: + +> _ "For the factory, which seems only a bogey to some, represents that +highest form of capitalist co-operation which has united and disciplined the +proletariat, taught it to organise . . . And it is Marxism, the ideology of +the proletariat trained by capitalism, has been and is teaching . . . unstable +intellectuals to distinguish between the factory as a means of exploitation +(discipline based on fear of starvation) and the factory as a means of +organisation (discipline based on collective work . . .). The discipline and +organisation which come so hard to the bourgeois intellectual are very easily +acquired by the proletariat just because of this factory 'schooling.'"_ [**Op. +Cit.**, pp. 392-3] + +Lenin's analogy is, of course, flawed. The factory is a _"means of +exploitation"_ because its _"means of organisation"_ is top-down and +hierarchical. The _"collective work"_ which the workers are subjected to is +organised by the boss and the _"discipline"_ is that of the barracks, not that +of free individuals. In fact, the _"schooling"_ for revolutionaries is **not** +the factory, but the class struggle - healthy and positive self-discipline is +generated by the struggle against the way the workplace is organised under +capitalism. Factory discipline, in other words, is completely different from +the discipline required for social struggle or revolution. Workers become +revolutionary in so far as they reject the hierarchical discipline of the +workplace and develop the self-discipline required to fight it. + +A key task of anarchism is to encourage working class revolt against this type +of discipline, particularly in the capitalist workplace. The _"discipline"_ +Lenin praises simply replaces human thought and association with the following +of orders and hierarchy. Thus anarchism aims to undermine capitalist (imposed +and brutalising) discipline in favour of solidarity, the _"discipline"_ of +free association and agreement based on the community of struggle and the +political consciousness and revolutionary enthusiasm that struggle creates. +Thus, for anarchists, the model of the factory can never be the model for a +revolutionary organisation any more than Lenin's vision of society as _"one +big workplace"_ could be our vision of socialism (see [section +H.3.1](secH3.html#sech31)). Ultimately, the factory exists to reproduce +hierarchical social relationships and class society just as much as it exists +to produce goods. + +It should be noted that Lenin's argument does not contradict his earlier ones. +The proletarian and intellectual have complementary jobs in the party. The +proletariat is to give lessons in political discipline to the intellectuals as +they have been through the process of factory (i.e. hierarchical) discipline. +The role of the intellectuals as providers of _"political consciousness"_ is +the same and so they give political lessons to the workers. Moreover, his +vision of the vanguard party is basically the same as in **What is to Be +Done?**. This can be seen from his comments that the leading Menshevik Martov +_"**lumps together** in the party organised and unorganised elements, those +who lend themselves to direction and those who do not, the advanced and the +incorrigibly backward."_ He stressed that the _"division of labour under the +direction of a centre evokes from him [the intellectual] a tragicomical outcry +against transforming people into 'cogs and wheels.'"_ [**Op. Cit.**, p. 258 +and p. 392] Thus there is the same division of labour as in the capitalist +factory, with the boss (the _"centre"_) having the power to direct the workers +(who submit to _"direction"_). Thus we have a "revolutionary" party organised +in a **capitalist** manner, with the same _"division of labour"_ between order +givers and order takers. + +## H.5.3 Why does vanguardism imply party power? + +As we discussed in [section H.5.1](secH5.html#sech51), anarchists argue that +the assumptions of vanguardism lead to party rule over the working class. +Needless to say, followers of Lenin disagree. For example, Chris Harman of the +British **Socialist Workers Party** argues the opposite case in his essay +_"Party and Class."_ However, his own argument suggests the elitist +conclusions libertarians have draw from Lenin's. + +Harman argues that there are two ways to look at the revolutionary party, the +Leninist way and the traditional social-democratic way (as represented by the +likes of Trotsky and Rosa Luxemburg in 1903-5). _"The latter,"_ he argues, +_"was thought of as a party of the whole [working] class . . . All the +tendencies within the class had to be represented within it. Any split within +it was to be conceived of as a split within the class. Centralisation, +although recognised as necessary, was feared as a centralisation over and +against the spontaneous activity of the class. Yet it was precisely in this +kind of party that the 'autocratic' tendencies warned against by Luxemburg +were to develop most. For within it the confusion of member and sympathiser, +the massive apparatus needed to hold together a mass of only half-politicised +members in a series of social activities, led to a toning down of political +debate, a lack of political seriousness, which in turn reduced the ability of +the members to make independent political evaluations and increased the need +for apparatus-induced involvement."_ [**Party and Class**, p. 32] + +Thus, the lumping together into one organisation all those who consider +themselves as _"socialist"_ and agree with the party's aims creates in a mass +which results in _"autocratic"_ tendencies within the party organisation. As +such, it is important to remember that _"the Party, as the vanguard of the +working class, must not be confused with the entire class."_ [**Op. Cit.**, p. +22] For this reason, the party must be organised in a specific manner which +reflect his Leninist assumptions: + +> _ "The alternative [to the vanguard party] is the 'marsh' - where elements +motivated by scientific precision are so mixed up with those who are +irremediably confused as to prevent any decisive action, effectively allowing +the most backward to lead."_ [**Op. Cit.**, p. 30] + +The problem for Harman is to explain how the proletariat can become the ruling +class if this were true. He argues that _"the party is not the embryo of the +workers' state - the workers' council is. The working class as a whole will be +involved in the organisations that constitute the state, the most backward as +well as the most progressive elements."_ The _"function of the party is not to +be the state."_ [**Op. Cit.**, p. 33] The implication is that the working +class will take an active part in the decision making process during the +revolution (although the level of this _"involvement"_ is unspecified, +probably for good reasons as we explain). If this **is** the case, then the +problem of the mass party reappears, but in a new form (we must also note that +this problem must have also appearing in 1917, when the Bolshevik party opened +its doors to become a mass party). + +As the _"organisations that constitute the state"_ are made up of the working +class _"as a whole,"_ then, obviously, they cannot be expected to wield power +(i.e. directly manage the revolution from below). If they did, then the party +would be _"mixed up"_ with the _"irremediably confused"_ and so could not lead +(as we discuss in [section H.5.5](secH5.html#sech55), Lenin linked +_"opportunism"_ to _"primitive"_ democracy, i.e. self-management, within the +party). Hence the need for party power. Which, of course, explains Lenin's +1920 comments that an organisation embracing the whole working class cannot +exercise the _"dictatorship of the proletariat"_ and that a _"vanguard"_ is +required to do so (see [section H.1.2](secH1.html#sech12) for details). Of +course, Harman does not explain how the _"irremediably confused"_ are able to +judge that the party is the best representative of its interests. Surely if +someone is competent enough to pick their ruler, they must also be competent +enough to manage their own affairs directly? Equally, if the _"irremediably +confused"_ vote against the party once it is in power, what happens? Will the +party submit to the _"leadership"_ of what it considers _"the most backward"_? +If the Bolsheviks are anything to go by, the answer has to be no. + +Ironically, Harman argues that it _"is worth noting that in Russia a real +victory of the apparatus over the party required precisely the bringing into +the party hundreds of thousands of 'sympathisers,' a dilution of the 'party' +by the 'class.' . . . The Leninist party does not suffer from this tendency to +bureaucratic control precisely because it restricts its membership to those +willing to be serious and disciplined enough to take **political** and +**theoretical** issues as their starting point, and to subordinate all their +activities to those."_ [**Op. Cit.**, p. 33] It would be churlish to note +that, firstly, the party had already imposed its dictatorship on the working +class by that time and, secondly, his own party is regularly attacked by its +own dissidents for being bureaucratic (see [section +H.5.11](secH5.html#sech511)). + +Significantly, this substitution of the rule of the party for working class +self-government and the party apparatus for the party membership does not +happen by accident. In order to have a socialist revolution, the working class +as a whole must participate in the process so the decision making +organisations will be based on the party being _"mixed up"_ with the +_"irremediably confused"_ as if they were part of a non-Leninist party. So +from Harman's own assumptions, this by necessity results in an _"autocratic"_ +regime within the new _"workers' state."_ + +This was implicitly recognised by the Bolsheviks when they stressed that the +function of the party was to become the government, the head of the state, to +_"assume power"_, (see [section H.3.3](secH3.html#sech33)). Thus, while the +working class _"as a whole"_ will be _"involved in the organisations that +constitute the state,"_ the party (in practice, its leadership) will hold +power. And for Trotsky, this substitution of the party for the class was +inevitable: + +> _ "We have more than once been accused of having substituted for the +dictatorship of the Soviets the dictatorship of our party. Yet it can be said +with complete justice that the dictatorship of the Soviets became possible +only by means of the dictatorship of the party. It is thanks to the clarity of +its theoretical vision and its strong revolutionary organisation that the +party has afforded to the Soviets the possibility of becoming transformed from +shapeless parliaments of labour into the apparatus of the supremacy of labour. +In this 'substitution' of the power of the party for the power of the working +class there is nothing accidental, and in reality there is no substitution at +all. The Communists express the fundamental interests of the working class. It +is quite natural that, in the period in which history brings up those +interests . . . the Communists have become the recognised representatives of +the working class as a whole."_ [**Terrorism and Communism**, p. 109] + +He noted that within the state, _"the last word belongs to the Central +Committee of the party."_ [**Op. Cit.**, p. 107] As we discuss in [section +H.3.8](secH3.html#sech38), he held this position into the 1930s. + +This means that given Harman's own assumptions, autocratic rule by the party +is inevitable. Ironically, he argues that _"to be a 'vanguard' is not the same +as to substitute one's own desires, or policies or interests, for those of the +class."_ He stresses that an _"organisation that is concerned with +participating in the revolutionary overthrow of capitalism by the working +class cannot conceive of substituting itself for the organs of the direct rule +of that class."_ [**Op. Cit.**, p. 33 and p. 34] However, the logic of his +argument suggests otherwise. Simply put, his arguments against a broad party +organisation are also applicable to self-management during the class struggle +and revolution. The rank and file party members are _"mixed up"_ in the class. +This leads to party members becoming subject to bourgeois influences. This +necessitates the power of the higher bodies over the lower (see [section +H.5.5](secH5.html#sech55)). The highest party organ, the central committee, +must rule over the party machine, which in turn rules over the party members, +who, in turn, rule over the workers. This logical chain was, ironically +enough, recognised by Trotsky in 1904 in his polemic against Lenin: + +> _ "The organisation of the party substitutes itself for the party as a +whole; then the central committee substitutes itself for the organisation; and +finally the 'dictator' substitutes himself for the central committee."_ +[quoted by Harman, **Op. Cit.**, p. 22] + +Obviously once in power this substitution was less of a concern for him! +Which, however, does not deny the insight Trotsky had previously showed about +the dangers inherent in the Bolshevik assumptions on working class spontaneity +and how revolutionary ideas develop. Dangers which he, ironically, helped +provide empirical evidence for. + +This false picture of the party (and its role) explains the progression of the +Bolshevik party after 1917. As the soviets organised all workers, we have the +problem that the party (with its _"scientific"_ knowledge) is swamped by the +class. The task of the party is to _"persuade, not coerce these [workers] into +accepting its lead"_ and, as Lenin made clear, for it to take political power. +[Harman, **Op. Cit.**, p. 34] Once in power, the decisions of the party are in +constant danger of being overthrown by the working class, which necessitates a +state run with _"iron discipline"_ (and the necessary means of coercion) by +the party. With the disempowering of the mass organisations by the party, the +party itself becomes a substitute for popular democracy as being a party +member is the only way to influence policy. As the party grows, the influx of +new members _"dilutes"_ the organisation, necessitating a similar growth of +centralised power at the top of the organisation. This eliminated the +substitute for proletarian democracy which had developed within the party +(which explains the banning of factions within the Bolshevik party in 1921). +Slowly but surely, power concentrates into fewer and fewer hands, which, +ironically enough, necessitates a bureaucracy to feed the party leaders +information and execute its will. Isolated from all, the party inevitably +degenerates and Stalinism results. + +We are sure that many Trotskyists will object to our analysis, arguing that we +ignore the problems facing the Russian Revolution in our discussion. Harman +argues that it was _"not the form of the party that produces party as opposed +to soviet rule, but the decimation of the working class"_ that occurred during +the Russian Revolution. [**Op. Cit.**, p. 37] This is false. As noted, Lenin +was always explicit about the fact that the Bolshevik's sought party rule +(_"full state power"_) and that their rule **was** working class rule. As +such, we have the first, most basic, substitution of party power for workers +power. Secondly, as we discuss in [section H.6.1](secH6.html#sech61), the +Bolshevik party had been gerrymandering and disbanding soviets before the +start of the Civil War, so proving that the war cannot be held accountable for +this process of substitution. Thirdly, Leninists are meant to know that civil +war is inevitable during a revolution. To blame the inevitable for the +degeneration of the revolution is hardly convincing (particularly as the +degeneration started before the civil war broke out). + +Unsurprisingly, anarchists reject the underlying basis of this progression, +the idea that the working class, by its own efforts, is incapable of +developing beyond a _"trade union consciousness."_ The actions of the working +class itself condemned these attitudes as outdated and simply wrong long +before Lenin's infamous comments were put on paper. In every struggle, the +working class has created its own organisations to co-ordinate its struggle. +In the process of struggle, the working class changes its perspectives. This +process is uneven in both quantity and quality, but it does happen. However, +anarchists do not think that **all** working class people will, at the same +time, spontaneously become anarchists. If they did, we would be in an +anarchist society today! As we argue in [section J.3](secH3.html), anarchists +acknowledge that political development within the working class is uneven. The +difference between anarchism and Leninism is how we see socialist ideas +developing and how revolutionaries influence that process. + +In every class struggle there is a radical minority which takes the lead and +many of this minority develop revolutionary conclusions from their +experiences. As such, members of the working class develop their own +revolutionary theory and it does not need bourgeois intellectuals to inject it +into them. Anarchists go on to argue that this minority (along with any +members of other classes who have broken with their background and become +libertarians) should organise and work together. The role of this +revolutionary organisation is to spread, discuss and revise its ideas and help +others draw the same conclusions as they have from their own, and others, +experiences. The aim of such a group is, by word and deed, to assist the +working class in its struggles and to draw out and clarify the libertarian +aspects of this struggle. It seeks to abolish the rigid division between +leaders and led which is the hallmark of class society by drawing the vast +majority of the working class into social struggle and revolutionary politics +by encouraging their direct management of the struggle. Only this +participation and the political discussion it generates will allow +revolutionary ideas to become widespread. + +In other words, anarchists argue that precisely **because** of political +differences ("unevenness") we need the fullest possible democracy and freedom +to discuss issues and reach agreements. Only by discussion and self-activity +can the political perspectives of those in struggle develop and change. In +other words, the fact Bolshevism uses to justify its support for party power +is the strongest argument against it. + +Our differences with vanguardism could not be more clear. + +## H.5.4 Did Lenin abandon vanguardism? + +Vanguardism rests on the premise that the working class cannot emancipate +itself. As such, the ideas of Lenin as expounded in **What is to be Done?** +(**WITBD**) contradicts the key idea of Marx that the emancipation of the +working class is the task of the working class itself. Thus the paradox of +Leninism. On the one hand, it subscribes to an ideology allegedly based on +working class self-liberation. On the other, the founder of that school wrote +an obviously influential work whose premise not only logically implies that +they cannot, it also provides the perfect rationale for party dictatorship +over the working class (and as the history of Leninism in power shows, this +underlying premise was much stronger than any democratic-sounding rhetoric). + +It is for this reason that many Leninists are somewhat embarrassed by Lenin's +argument in that key text. Hence we see Chris Harman writing that _"the real +theoretical basis for [Lenin's] argument on the party is not that the working +class is incapable on its own of coming to theoretical socialist consciousness +. . . The real basis for his argument is that the level of consciousness in +the working class is never uniform."_ [**Party and Class**, pp. 25-6] In other +words, Harman changes the focus of the question away from the point explicitly +and repeatedly stated by Lenin that the working class was incapable on its own +of coming to socialist consciousness and that he was simply repeating Marxist +orthodoxy when he did. + +Harman bases his revision on Lenin's later comments regarding his book, namely +that he sought to _"straighten matters out"_ by _"pull[ing] in the other +direction"_ to the _"extreme"_ which the _"economists"_ had went to. +[**Collected Works**, vol. 6, p. 491] He repeated this in 1907, as we will +discuss shortly. While Lenin may have been right to attack the _"economists"_, +his argument that socialist consciousness comes to the working class only +_"from without"_ is not a case of going too far in the other direction; it is +wrong. Simply put, you do not attack ideas you disagree with by arguing an +equally false set of ideas. This suggests that Harman's attempt to downplay +Lenin's elitist position is flawed. Simply put, the _"real theoretical basis"_ +of the argument was precisely the issue Lenin himself raised, namely the +incapacity of the working class to achieve socialist consciousness by itself. +It is probably the elitist conclusions of this argument which drives Harman to +try and change the focus to another issue, namely the political unevenness +within the working class. + +Some go to even more extreme lengths, denying that Lenin even held such a +position. For example, Hal Draper argued at length that Lenin did not, in +fact, hold the opinions he actually expressed in his book! While Draper covers +many aspects of what he called the _"Myth of Lenin's 'Concept of The Party'"_ +in his essay of the same name, we will concentrate on the key idea, namely +that socialist ideas are developed outside the class struggle by the radical +intelligentsia and introduced into the working class from without. Here, as +argued in [section H.5.1](secH5.html#sech51), is the root of the anti- +socialist basis of Leninism. + +So what did Draper say? On the one hand, he denied that Lenin held this theory +(he states that it is a _"virtually non-existent theory"_ and _"non-existent +after **WITBD**"_). He argued that those who hold the position that Lenin +actually meant what he said in his book _"never quote anything other than +**WITBD**,"_ and stated that this is a _"curious fact"_ (a fact we will +disprove shortly). Draper argued as follows: _"Did Lenin put this theory +forward even in **WITBD**? Not exactly."_ He then noted that Lenin _"had just +read this theory in the most prestigious theoretical organ of Marxism of the +whole international socialist movement"_ and it had been _"put forward in an +important article by the leading Marxist authority,"_ Karl Kautsky and so +_"Lenin first paraphrased Kautsky"_ before _"quot[ing] a long passage from +Kautsky's article."_ + +This much, of course, is well known by anyone who has read Lenin's book. By +paraphrasing and quoting Kautsky as he does, Lenin is showing his agreement +with Kautsky's argument. Indeed, Lenin states before quoting Kautsky that his +comments are _"profoundly true and important"_. [**Essential Works of Lenin**, +p. 79] By explicitly agreeing with Kautsky, it can be said that it also +becomes Lenin's theory as well! Over time, particularly after Kautsky had been +labelled a _"renegade"_ by Lenin, Kautsky's star waned and Lenin's rose. +Little wonder the argument became associated with Lenin rather than the +discredited Kautsky. Draper then speculated that _"it is curious . . . that no +one has sought to prove that by launching this theory . . . Kautsky was laying +the basis for the demon of totalitarianism."_ A simply reason exists for this, +namely the fact that Kautsky, unlike Lenin, was never the head of a one-party +dictatorship and justified this system politically. Indeed, Kautsky attacked +the Bolsheviks for this, which caused Lenin to label him a _"renegade."_ +Kautsky, in this sense, can be considered as being inconsistent with his +political assumptions, unlike Lenin who took these assumptions to their +logical conclusions. + +How, after showing the obvious fact that _"the crucial 'Leninist' theory was +really Kautsky's,"_ he then wondered: _"Did Lenin, in **WITBD**, adopt +Kautsky's theory?"_ He answered his own question with an astounding _"Again, +not exactly"_! Clearly, quoting approvingly of a theory and stating it is +_"profoundly true"_ does not, in fact, make you a supporter of it! What +evidence does Draper present for his amazing answer? Well, Draper argued that +Lenin _"tried to get maximum mileage out of it against the right wing; this +was the point of his quoting it. If it did something for Kautsky's polemic, he +no doubt figured that it would do something for his."_ Or, to present a more +simple and obvious explanation, Lenin **agreed** with Kautsky's _"profoundly +true"_ argument! + +Aware of this possibility, Draper tried to combat it. _"Certainly,"_ he +argued, _"this young man Lenin was not (yet) so brash as to attack his 'pope' +or correct him overtly. But there was obviously a feeling of discomfort. While +showing some modesty and attempting to avoid the appearance of a head-on +criticism, the fact is that Lenin inserted two longish footnotes rejecting (or +if you wish, amending) precisely what was worst about the Kautsky theory on +the role of the proletariat."_ So, here we have Lenin quoting Kautsky to prove +his own argument (and noting that Kautsky's words were _"profoundly true and +important"_!) but _"feeling discomfort"_ over what he has just approvingly +quoted! Incredible! + +So how does Lenin _"amend"_ Kautsky's _"profoundly true and important"_ +argument? In two ways, according to Draper. Firstly, in a footnote which _"was +appended right after the Kautsky passage"_ Lenin quoted. Draper argued that it +_"was specifically formulated to undermine and weaken the theoretical content +of Kautsky's position. It began: 'This does not mean, of course, that the +workers have no part in creating such an ideology.' But this was exactly what +Kautsky did mean and say. In the guise of offering a caution, Lenin was +proposing a modified view. 'They [the workers] take part, however,' Lenin's +footnote continued, 'not as workers, but as socialist theoreticians, as +Proudhons and Weitlings; in other words, they take part only when they are +able . . .' In short, Lenin was reminding the reader that Kautsky's sweeping +statements were not even 100% true historically; he pointed to exceptions."_ +Yes, Lenin **did** point to exceptions **in order to refute objections to +Kautsky's argument before they were raised**! It is clear that Lenin was +**not** refuting Kautsky. Thus Proudhon adds to socialist ideology in so far +as he is a _"socialist theoretician"_ and not a worker! How clear can you be? +This can be seen from the rest of the sentence Draper truncates. Lenin +continued by noting that people like Proudhon _"take part only to the extent +that they are able, more or less, to acquire the knowledge of their age and +advance that knowledge."_ { + +Op. Cit.**, p. 82f] In other words, insofar as they learn from the _"vehicles +of science."_ Neither Kautsky or Lenin denied that it was possible for workers +to acquire such knowledge and pass it on (sometimes even develop it). However +this does **not** mean that they thought workers, as part of their daily life +and struggle **as workers,** could develop _"socialist theory."_ Thus Lenin's +footnote reiterated Kautsky's argument rather than, as Draper hoped, refute +it. + +Draper turns to another footnote, which he noted _"was not directly tied to +the Kautsky article, but discussed the 'spontaneity' of the socialist idea. +'It is often said,' Lenin began, 'that the working class **spontaneously** +gravitates towards socialism. This is perfectly true in the sense that +socialist theory reveals the causes of the misery of the working class . . . +and for that reason the workers are able to assimilate it so easily,' but he +reminded that this process itself was not subordinated to mere spontaneity. +'The working class spontaneously gravitates towards socialism; nevertheless, . +. . bourgeois ideology spontaneously imposes itself upon the working class to +a still greater degree.'"_ Draper argued that this _"was obviously written to +modify and recast the Kautsky theory, without coming out and saying that the +Master was wrong."_ So, here we have Lenin approvingly quoting Kautsky in the +main text while, at the same time, providing a footnote to show that, in fact, +he did not agree with what he has just quoted! Truly amazing - and easily +refuted. + +Lenin's footnote stressed, in a part Draper did not consider it wise to quote, +that workers appreciate socialist theory _"**provided,** however, that this +theory does not step aside for spontaneity and **provided** it subordinates +spontaneity to itself."_ [**Op. Cit.**, p. 84f] In other words, workers +_"assimilate"_ socialist theory only when socialist theory does not adjust +itself to the _"spontaneous"_ forces at work in the class struggle. The +workers adjust to socialist theory, they do not create it. Thus, rather than +refuting Kautsky by the backdoor, Lenin in this footnote still agreed with +him. Socialism does not develop, as Kautsky stressed, from the class struggle +but rather has to be injected into it. This means, by necessity, the party +_"subordinates spontaneity to itself."_ + +Draper argued that this _"modification"_ simply meant that there _"are several +things that happen 'spontaneously,' and what will win out is not decided only +by spontaneity"_ but as can be seen, this is not the case. Only when +_"spontaneity"_ is subordinated to the theory (i.e. the party) can socialism +be won, a totally different position. As such, when Draper asserted that +_"[a]ll that was clear at this point was that Lenin was justifiably +dissatisfied with the formulation of Kautsky's theory,"_ he was simply +expressing wishful thinking. This footnote, like the first one, continued the +argument developed by Lenin in the main text and in no way is in contradiction +to it. As is obvious. + +Draper as final evidence of his case asserted that it _"is a curious fact that +no one has ever found this alleged theory anywhere else in Lenin's voluminous +writings, not before and not after [**WITBD**]. It never appeared in Lenin +again. No Leninologist has ever quoted such a theory from any other place in +Lenin."_ However, as this theory was the orthodox Marxist position, Lenin had +no real need to reiterate this argument continuously. After all, he had quoted +the acknowledged leader of Marxism on the subject explicitly to show the +orthodoxy of his argument and the non-Marxist base of those he argued against. +Once the debate had been won and orthodox Marxism triumphant, why repeat the +argument again? This, as we will see, was exactly the position Lenin **did** +take in 1907 when he wrote an introduction to a book which contained **What is +to Be Done?**. + +In contradiction to Draper's claim, Lenin **did** return to this matter. In +October 1905 he wrote an a short article in praise of an article by Stalin on +this very subject. Stalin had sought to explain Lenin's ideas to the Georgian +Social-Democracy and, like Lenin, had sought to root the argument in Marxist +orthodoxy (partly to justify the argument, partly to expose the Menshevik +opposition as being non-Marxists). Stalin argued along similar lines to Lenin: + +> _ "the question now is: who works out, who is able to work out this +socialist consciousness (i.e. scientific socialism)? Kautsky says, and I +repeat his idea, that the masses of proletarians, as long as they remain +proletarians, have neither the time nor the opportunity to work out socialist +consciousness . . . The vehicles of science are the intellectuals . . . who +have both the time and opportunity to put themselves in the van of science and +workout socialist consciousness. Clearly, socialist consciousness is worked +out by a few Social-Democratic intellectuals who posses the time and +opportunity to do so."_ [**Collected Works**, vol. 1, p. 164] + +Stalin stressed the Marxist orthodoxy by stating Social-Democracy _"comes in +and introduces socialist consciousness into the working class movement. This +is what Kautsky has in mind when he says 'socialist consciousness is something +introduced into the proletarian class struggle from without.'"_ [**Op. Cit.**, +pp. 164-5] That Stalin was simply repeating Lenin's and Kautsky's arguments is +clear, as is the fact it was considered the orthodox position within social- +democracy. + +If Draper was right, then Lenin would have taken the opportunity to attack +Stalin's article and express the alternative viewpoint Draper was convinced he +held. Lenin, however, put pen to paper to **praise** Stalin's work, noting +_"the splendid way in which the problem of the celebrated 'introduction of a +consciousness from without' had been posed."_ Lenin explicitly agreed with +Stalin's summary of his argument, writing that _"social being determines +consciousness . . . Socialist consciousness corresponds to the position of the +proletariat"_ before quoting Stalin: _"'Who can and does evolve this +consciousness (scientific socialism)?'"_ He answers by again approvingly +quoting Stalin: _"its 'evolution' is a matter for a few Social-Democratic +intellectuals who posses the necessary means and time.'"_ Lenin did argue that +Social-Democracy meets _"an instinctive **urge** towards socialism"_ when it +_"comes to the proletariat with the message of socialism,"_ but this does not +counter the main argument that the working class cannot develop socialist +consciousness by it own efforts and the, by necessity, elitist and +hierarchical politics that flow from this position. [Lenin, **Collected +Works**, vol. 9, p. 388] + +That Lenin did not reject his early formulations can also be seen from in his +introduction to the pamphlet _"Twelve Years"_ which contained **What is to be +Done?**. Rather than explaining the false nature of that work's more infamous +arguments, Lenin in fact defended them. For example, as regards the question +of professional revolutionaries, he argued that the statements of his +opponents now _"look ridiculous"_ as _"**today** the idea of an organisation +of professional revolutionaries has **already** scored a complete victory,"_ a +victory which _"would have been impossible if this idea had not been pushed to +the **forefront** at the time."_ He noted that his work had _"vanquished +Economism . . . and finally **created** this organisation."_ On the question +of socialist consciousness, he simply reiterated the Marxist orthodoxy of his +position, noting that its _"formulation of the relationship between +spontaneity and political consciousness was agreed upon by all the **Iskra** +editors . . . Consequently, there could be no question of any difference in +principle between the draft Party programme and **What is to be Done?** on +this issue."_ So while Lenin argued that his book _"straightens out what had +been twisted by the Economists,"_ (who had _"gone to one extreme"_) he did not +correct his earlier arguments. [**Collected Works**, vol. 13, p. 101, p. 102 +and p. 107] + +Looking at Lenin's arguments at the Communist International on the question of +the party we see an obvious return to the ideas of **WITBD** (see [section +H.5.5](secH5.html#sech55)). Here was have a similar legal/illegal duality, +strict centralism, strong hierarchy and the vision of the party as the +_"head"_ of the working class (i.e. its consciousness). In **Left-Wing +Communism**, Lenin mocks those who reject the idea that dictatorship by the +party is the same as that of the class (see [section +H.3.3](secH3.html#sech33)). + +For Draper, the key problem was that critics of Lenin _"run two different +questions together: (a) What was, historically, the **initial** role of +intellectuals in the beginnings of the socialist movement, and (b) what **is** +\- and above all, what should be - the role of bourgeois intellectuals in a +working-class party today."_ He argued that Kautsky did not believe that +_"**if** it can be shown that intellectuals historically played a certain +initiatory role, they **must** and **should** continue to play the same role +now and forever. It does not follow; as the working class matured, it tended +to throw off leading strings."_ However, this is unconvincing. If socialist +consciousness cannot be generated by the working class by its own struggles +then this is applicable now and in the future. Thus workers who join the +socialist movement will be repeating the party ideology, as developed by +intellectuals in the past. If they **do** develop new theory, it would be, as +Lenin stressed, _"not as workers, but as socialist theoreticians"_ and so +socialist consciousness still does not derive from their own class +experiences. This places the party in a privileged position vis--vis the +working class and so the elitism remains. + +Somewhat ironically given how much Draper is at pains to distance his hero +Lenin from claims of elitism, he himself **agreed** with the arguments of +Kautsky and Lenin. For Draper socialism did **not** develop out of the class +struggle: _"As a matter of fact, in the International of 1902 no one really +had any doubts about the historical facts concerning the beginnings of the +movement."_ This was true. Plekhanov, the father of Russian Marxism, made +similar arguments to Kautsky's before Lenin put pen to paper. For Plekhanov, +the socialist intelligentsia _"will bring **consciousness** into the working +class."_ It must _"become the leader of the working class"_ and _"explain to +it its political and economic interests."_ This would _"prepare them to play +an independent role in the social life of Russia."_ [quoted by Neil Harding, +**Lenin's Political Thought**, vol. 1, p. 50 and p. 51] + +As one expert notes, _"Lenin's position . . . did not differ in any +essentials"_ from those _"Plekhanov had himself expressed."_ Its _"basic +theses were his own"_, namely that it is _"clear from Plekhanov's writing that +it was the intelligentsia which virtually created the working class movement +in its conscious form. It brought it science, revolutionary theory and +organisation."_ In summary, _"Lenin's views of the Party . . . are not to be +regarded as extraordinary, innovatory, perverse, essentially Jacobin or +unorthodox. On the contrary"_ they were _"the touchstone of orthodoxy"_ and so +_"what it [**What is to be Done?**] presented at the time"_ was _"a +restatement of the principles of Russian Marxist orthodoxy."_ By quoting +Kautsky, Lenin also proved that he was simply repeating the general Marxist +orthodoxy: _"Those who dispute Lenin's conclusions on the genesis of socialist +consciousness must it seems, also dispute Kautsky's claim to represent Social- +Democratic orthodoxy."_ [Harding, **Op. Cit.**, p. 170, p. 172, pp. 50-1, p. +187, p. 188, p. 189 and p. 169] + +Moreover, Engels wrote some interesting words in the 1840s on this issue which +places the subsequent development of Marxism into sharper light. He noted that +_"it is evident that the working-men's movement is divided into two sections, +the Chartists and the Socialists. The Chartists are theoretically the more +backward, the less developed, but they are genuine proletarians . . . The +Socialists are more far-seeing . . . but proceeding originally from the +bourgeoisie, are for this reason unable to amalgamate completely with the +working class. The union of Socialism with Chartism . . . will be the next +step . . . Then, only when this has been achieved, will the working class be +the true intellectual leader of England."_ Thus socialist ideas have to be +introduced into the proletariat, as they are _"more backward"_ and cannot be +expected to develop theory for themselves! In the same year, he expounded on +what this _"union"_ would entail, writing in an Owenite paper that _"the union +between the German philosophers . . . and the German working men . . . is all +but accomplished. With the philosophers to think, and the working mean to +fight for us, will any earthly power be strong enough to resist our +progress?"_ [**Collected Works**, vol. 4, pp. 526-7 and p. 236] This, of +course, fits in with the **Communist Manifesto**'s assertion that _"a small +section of the ruling class cuts itself adrift, and joins the revolutionary +class."_ Today, this _"portion of the bourgeois ideologists"_ have _"raised +themselves to the level of comprehending theoretically the historical movement +as a whole."_ [**The Marx-Engels Reader**, p. 481] This, needless to say, +places _"bourgeois ideologists"_ (like Marx, Engels, Kautsky and Lenin) in a +privileged position within the movement and has distinctly vanguardist +undercurrents. + +Seemingly unaware how this admission destroyed his case, Draper went on to +ask: _"But what followed from those facts?"_ To which he argued that Marx and +Engels _"concluded, from the same facts and subsequent experiences, that the +movement had to be sternly warned against the influence of bourgeois +intellectuals inside the party."_ (We wonder if Marx and Engels included +themselves in the list of _"bourgeois intellectuals"_ the workers had to be +_"sternly warned"_ about?) Thus, amusingly enough, Draper argued that Marx, +Engels, Kautsky and Lenin all held to the _"same facts"_ that socialist +consciousness developed outside the experiences of the working classes! + +Ultimately, the whole rationale for the kind of wishful thinking that Draper +inflicted on us is flawed. As noted above, you do not combat what you think is +an incorrect position with one which you consider as also being wrong or do +not agree with! You counter what you consider as an incorrect position with +one you consider correct and agree with. As Lenin, in **WITBD**, explicitly +did. This means that later attempts by his followers to downplay the ideas +raised in Lenin's book are unconvincing. Moreover, as he was simply repeating +Social-Democratic orthodoxy it seems doubly unconvincing. + +Clearly, Draper was wrong. Lenin did, as indicated above, actually meant what +he said in **WITBD**. The fact that Lenin quoted Kautsky simply shows, as +Lenin intended, that this position was the orthodox Social Democratic one, +held by the mainstream of the party (one with roots in Marx and Engels). Given +that Leninism was (and still is) a "radical" offshoot of this movement, this +should come as no surprise. However, Draper's comments remind us how religious +many forms of Marxism are - why do we need facts when we have the true faith? + +## H.5.5 What is _"democratic centralism"_? + +Anarchists oppose vanguardism for three reasons, one of which is the way it +recommends how revolutionaries should organise to influence the class +struggle. + +So how is a "vanguard" party organised? To quote the Communist International's +1920 resolution on the role of the Communist Party in the revolution, the +party must have a _"centralised political apparatus"_ and _"must be organised +on the basis of iron proletarian centralism."_ This, of course, suggests a +top-down structure internally, which the resolution explicitly calls for. In +its words, _"Communist cells of every kind must be subordinate to one another +as precisely as possible in a strict hierarchy."_ [**Proceedings and Documents +of the Second Congress 1920**, vol. 1, p. 193, p. 198 and p. 199] Therefore, +the vanguard party is organised in a centralised, top-down way. However, this +is not all, as well as being _"centralised,"_ the party is also meant to be +democratic, hence the expression _"democratic centralism."_ On this the +resolution states: + +> _ "The Communist Party must be organised on the basis of democratic +centralism. The most important principle of democratic centralism is election +of the higher party organs by the lowest, the fact that all instructions by a +superior body are unconditionally and necessarily binding on lower ones, and +existence of a strong central party leadership whose authority over all +leading party comrades in the period between one party congress and the next +is universally accepted."_ [**Op. Cit.**, p. 198] + +For Lenin, speaking in the same year, democratic centralism meant _"only that +representatives from the localities meet and elect a responsible body which +must then govern . . . Democratic centralism consists in the Congress checking +on the Central Committee, removing it and electing a new one."_ [quoted by +Robert Service, **The Bolshevik Party in Revolution**, p. 131] Thus, +_"democratic centralism"_ is inherently top-down, although the _"higher"_ +party organs are, in principle, elected by the _"lower."_ However, the key +point is that the central committee is the active element, the one whose +decisions are implemented and so the focus of the structure is in the +_"centralism"_ rather than the _"democratic"_ part of the formula. + +As we noted in [section H.2.14](secH2.html#sech214), the Communist Party was +expected to have a dual structure, one legal and the other illegal. It goes +without saying that the illegal structure is the real power in the party and +that it cannot be expected to be as democratic as the legal party, which in +turn would be less than democratic as the illegal would have the real power +within the organisation. + +All this has clear parallels with Lenin's **What is to be done?**, where he +argued for _"a powerful and strictly secret organisation, which concentrates +in its hands all the threads of secret activities, an organisation which of +necessity must be a centralised organisation."_ This call for centralisation +is not totally dependent on secrecy, though. As he noted, _"specialisation +necessarily presupposes centralisation, and in its turn imperatively calls for +it."_ Such a centralised organisation would need leaders and Lenin argued that +_"no movement can be durable without a stable organisation of leaders to +maintain continuity."_ As such, _"the organisation must consist chiefly of +persons engaged in revolutionary activities as a profession."_ Thus, we have a +centralised organisation which is managed by specialists, by _"professional +revolutionaries."_ This does not mean that these all come from the bourgeoisie +or petit bourgeoisie. According to Lenin a _"workingman agitator who is at all +talented and 'promising' **must not be left** to work eleven hours a day in a +factory. We must arrange that he be maintained by the Party, that he may in +due time go underground."_ [**Essential Works of Lenin**, p. 158, p. 153, p. +147, p. 148 and p. 155] + + + + Thus the full time professional revolutionaries are drawn from all classes +into the party apparatus. However, in practice the majority of such full- +timers were/are middle class. Trotsky noted that _"just as in the Bolshevik +committees, so at the [1905] Congress itself, there were almost no workingmen. +The intellectuals predominated."_ [**Stalin**, vol. 1, p. 101] This did not +change, even after the influx of working class members in 1917 the _"incidence +of middle-class activists increases at the highest echelons of the hierarchy +of executive committees."_ [Robert Service, **Op. Cit.**, p. 47] An ex-worker +was a rare sight in the Bolshevik Central Committee, an actual worker non- +existent. However, regardless of their original class background what unites +the full-timers is not their origin but rather their current relationship with +the working class, one of separation and hierarchy. + + + + The organisational structure of this system was made clear at around the same +time as **What is to be Done?**, with Lenin arguing that the factory group (or +cell) of the party _"must consist of a small number of **revolutionaries,** +receiving **direct from the [central] committee** orders and power to conduct +the whole social-democratic work in the factory. All members of the factory +committee must regard themselves as agents of the [central] committee, bound +to submit to all its directions, bound to observe all 'laws and customs' of +this 'army in the field' in which they have entered and which they cannot +leave without permission of the commander."_ [quoted by E.H. Carr, **The +Bolshevik Revolution**, vol. 1, p. 33] The similarities to the structure +proposed by Lenin and agreed to by the Comintern in 1920 is obvious. Thus we +have a highly centralised party, one run by _"professional revolutionaries"_ +from the top down. + + + + It will be objected that Lenin was discussing the means of party building +under Tsarism and advocated wider democracy under legality. However, given +that in 1920 he universalised the Bolshevik experience and urged the creation +of a dual party structure (based on legal and illegal structures), his +comments on centralisation are applicable to vanguardism in general. Moreover, +in 1902 he based his argument on experiences drawn from democratic capitalist +regimes. As he argued, _"no revolutionary organisation has ever practised +**broad** democracy, nor could it, however much it desired to do so."_ This +was not considered as just applicable in Russia under the Tsar as Lenin then +goes on to quote the Webb's _"book on trade unionism"_ in order to clarify +what he calls _"the confusion of ideas concerning the meaning of democracy."_ +He noted that _"in the first period of existence in their unions, the British +workers thought it was an indispensable sign of democracy for all members to +do all the work of managing the unions."_ This involved _"all questions +[being] decided by the votes of all the members"_ and all _"official duties"_ +being _"fulfilled by all the members in turn."_ He dismissed _"such a +conception of democracy"_ as _"absurd"_ and _"historical experience"_ made +them _"understand the necessity for representative institutions"_ and _"full- +time professional officials."_ [**Essential Works of Lenin**, p. 161 and pp. +162-3] + + + + Needless to say, Lenin linked this to Kautsky, who _"shows the need for +**professional** journalists, parliamentarians, etc., for the Social- +Democratic leadership of the proletarian class struggle"_ and who _"attacks +the 'socialism of anarchists and **litterateurs**' who . . . proclaim the +principle that laws should be passed directly by the whole people, completely +failing to understand that in modern society this principle can have only a +relative application."_ The universal nature of his dismissal of self- +management within the revolutionary organisation in favour of representative +forms is thus stressed. Significantly, Lenin stated that this _"'primitive' +conception of democracy"_ exists in two groups, the _"masses of the students +and workers"_ and the _"Economists of the Bernstein persuasion"_ (i.e. +reformists). Thus the idea of directly democratic working class organisations +is associated with opportunism. He was generous, noting that he _"would not, +of course, . . . condemn practical workers who have had too few opportunities +for studying the theory and practice of real democratic [sic!] organisation"_ +but individuals _"play[ing] a leading role"_ in the movement should be so +condemned! [**Op. Cit.**, p. 163] These people should know better! Thus +_"real"_ democratic organisation implies the restriction of democracy to that +of electing leaders and any attempt to widen the input of ordinary members is +simply an expression of workers who need educating from their _"primitive"_ +failings! + + + + In summary, we have a model of a _"revolutionary"_ party which is based on +full-time _"professional revolutionaries"_ in which the concept of direct +democracy is replaced by a system of, at best, representative democracy. It is +highly centralised, as befitting a specialised organisation. As noted in +[section H.3.3](secH3.html#sech33), the _"organisational principle of +revolutionary Social-Democracy"_ was _"to proceed from the top downward"_ +rather than _"from the bottom upward."_ [Lenin, **Collected Works**, vol. 7, +pp. 396-7] Rather than being only applicable in Tsarist Russia, Lenin drew on +examples from advanced, democratic capitalist countries to justify his model +in 1902 and in 1920 he advocated a similar hierarchical and top-down +organisation with a dual secret and public organisation in the **Communist +International**. The continuity of ideas is clear. + + + + ## H.5.6 Why do anarchists oppose _"democratic centralism"_? + + + + What to make of Lenin's suggested model of _"democratic centralism"_ +discussed in the [last section](secH5.html#sech55)? It is, to use Cornelius +Castoriadis's term, a _"revolutionary party organised on a capitalist manner"_ +and so in practice the _"democratic centralist"_ party, while being +centralised, will not be very democratic. In fact, the level of democracy +would reflect that in a capitalist republic rather than a socialist society: + +> _ "The dividing up of tasks, which is indispensable wherever there is a need +for co-operation, becomes a real division of labour, the labour of giving +orders being separate from that of carrying them out . . . this division +between directors and executants tends to broaden and deepen by itself. The +leaders specialise in their role and become indispensable while those who +carry out orders become absorbed in their concrete tasks. Deprived of +information, of the general view of the situation, and of the problems of +organisation, arrested in their development by their lack of participation in +the overall life of the Party, the organisation's rank-and-file militants less +and less have the means or the possibility of having any control over those at +the top. + +"This division of labour is supposed to be limited by 'democracy.' But +democracy, which should mean that **the majority rules,** is reduced to +meaning that the majority **designates its rulers;** copied in this way from +the model of bourgeois parliamentary democracy, drained of any real meaning, +it quickly becomes a veil thrown over the unlimited power of the rulers. The +base does not run the organisation just because once a year it elects +delegates who designate the central committee, no more than the people are +sovereign in a parliamentary-type republic because they periodically elect +deputies who designate the government. + +"Let us consider, for example, 'democratic centralism' as it is supposed to +function in an ideal Leninist party. That the central committee is designated +by a 'democratically elected' congress makes no difference since, once it is +elected, it has complete (statutory) control over the body of the Party (and +can dissolve the base organisations, kick out militants, etc.) or that, under +such conditions, it can determine the composition of the next congress. The +central committee could use its powers in an honourable way, these powers +could be reduced; the members of the Party might enjoy 'political rights' such +as being able to form factions, etc. Fundamentally this would not change the +situation, for the central committee would still remain the organ that defines +the political line of the organisation and controls its application from top +to bottom, that, in a word, has permanent monopoly on the job of leadership. +The expression of opinions only has a limited value once the way the group +functions prevents this opinion from forming on solid bases, i.e. permanent +**participation** in the organisation's activities and in the solution of +problems that arise. If the way the organisation is run makes the solution of +general problems the specific task and permanent work of a separate category +of militants, only their opinion will, or will appear, to count to the +others."_ [Castoriadis, **Social and Political Writings**, vol. 2, pp. 204-5] + + + + Castoriadis' insight is important and strikes at the heart of the problem +with vanguard parties. They simply reflect the capitalist society they claim +to represent. As such, Lenin's argument against _"primitive"_ democracy in the +revolutionary and labour movements is significant. When he asserts that those +who argue for direct democracy _"completely"_ fail to _"understand that in +modern society this principle can have only a relative application,"_ he is +letting the cat out of the bag. [Lenin, **Op. Cit.**, p. 163] After all, +_"modern society"_ is capitalism, a class society. In such a society, it is +understandable that self-management should not be applied as it strikes at the +heart of class society and how it operates. That Lenin can appeal to _"modern +society"_ without recognising its class basis says a lot. The question +becomes, if such a _"principle"_ is valid for a class system, is it applicable +in a socialist society and in the movement aiming to create such a society? +Can we postpone the application of our ideas until _"after the revolution"_ or +can the revolution only occur when we apply our socialist principles in +resisting class society? + + + + In a nutshell, can the same set of organisational structures be used for the +different ends? Can bourgeois structures be considered neutral or have they, +in fact, evolved to ensure and protect minority rule? Ultimately, form and +content are not independent of each other. Form and content adapt to fit each +other and they cannot be divorced in reality. Thus, if the bourgeoisie embrace +centralisation and representation they have done so because it fits perfectly +with their specific form of class society. Neither centralisation and +representation can undermine minority rule and, if they did, they would +quickly be eliminated. + + + + Interestingly, both Bukharin and Trotsky acknowledged that fascism had +appropriated Bolshevik ideas. The former demonstrated at the 12th Congress of +the Communist Party in 1923 how Italian fascism had _"adopted and applied in +practice the experiences of the Russian revolution"_ in terms of their +_"methods of combat."_ In fact, _"[i]f one regards them from the **formal** +point of view, that is, from the point of view of the technique of their +political methods, then one discovers in them a complete application of +Bolshevik tactics. . . in the sense of the rapid concentration of forced [and] +energetic action of a tightly structured military organisation."_ [quoted by +R. Pipes, **Russia Under the Bolshevik Regime, 1919-1924**, p. 253] The +latter, in his uncompleted biography on Stalin noted that _"Mussolini stole +from the Bolsheviks . . . Hitler imitated the Bolsheviks and Mussolini."_ +[**Stalin**, vol. 2, p. 243] The question arises as to whether the same +tactics and structures serve both the needs of fascist reaction **and** +socialist revolution? Now, if Bolshevism can serve as a model for fascism, it +must contain structural and functional elements which are also common to +fascism. After all, no one has detected a tendency of Hitler or Mussolini, in +their crusade against democracy, the organised labour movement and the left, +to imitate the organisational principles of anarchism. + + + + Surely we can expect decisive structural differences to exist between +capitalism and socialism if these societies are to have different aims. Where +one is centralised to facilitate minority rule, the other must be +decentralised and federal to facilitate mass participation. Where one is top- +down, the other must be from the bottom-up. If a _"socialism"_ exists which +uses bourgeois organisational elements then we should not be surprised if it +turns out to be socialist in name only. The same applies to revolutionary +organisations. As the anarchists of **Trotwatch** explain: + +> _ "In reality, a Leninist Party simply reproduces and institutionalises +existing capitalist power relations inside a supposedly 'revolutionary' +organisation: between leaders and led; order givers and order takers; between +specialists and the acquiescent and largely powerless party workers. And that +elitist power relation is extended to include the relationship between the +party and class."_ [**Carry on Recruiting!**, p. 41] + + + + If you have an organisation which celebrates centralisation, having an +institutionalised _"leadership"_ separate from the mass of members becomes +inevitable. Thus the division of labour which exists in the capitalist +workplace or state is created. Forms cannot and do not exist independently of +people and so imply specific forms of social relationships within them. These +social relationships shape those subject to them. Can we expect the same forms +of authority to have different impacts simply because the organisation has +_"socialist"_ or _"revolutionary"_ in its name? Of course not. It is for this +reason that anarchists argue that only in a _"libertarian socialist movement +the workers learn about non-dominating forms of association through creating +and experimenting with forms such as libertarian labour organisations, which +put into practice, through struggle against exploitation, principles of +equality and free association."_ [John Clark, **The Anarchist Moment**, p. 79] + + + + As noted above, a _"democratic centralist"_ party requires that the _"lower"_ +party bodies (cells, branches, etc.) should be subordinate to the higher ones +(e.g. the central committee). The higher bodies are elected at the (usually) +annual conference. As it is impossible to mandate for future developments, the +higher bodies therefore are given carte blanche to determine policy which is +binding on the whole party (hence the _"from top-down"_ principle). In between +conferences, the job of full time (ideally elected, but not always) officers +is to lead the party and carry out the policy decided by the central +committee. At the next conference, the party membership can show its approval +of the leadership by electing another. The problems with this scheme are +numerous: + +> _ "The first problem is the issue of hierarchy. Why should 'higher' party +organs interpret party policy any more accurately than 'lower' ones? The pat +answer is that the 'higher' bodies compromise the most capable and experienced +members and are (from their lofty heights) in a better position to take an +overall view on a given issue. In fact what may well happen is that, for +example, central committee members may be more isolated from the outside world +than mere branch members. This might ordinarily be the case because given the +fact than many central committee members are full timers and therefore +detached from more real issues such as making a living . . ."_ [ACF, **Marxism +and its Failures**, p. 8] + + + + Equally, in order that the _"higher"_ bodies can evaluate the situation they +need effective information from the _"lower"_ bodies. If the _"lower"_ bodies +are deemed incapable of formulating their own policies, how can they be wise +enough, firstly, to select the right leaders and, secondly, determine the +appropriate information to communicate to the _"higher"_ bodies? Given the +assumptions for centralised power in the party, can we not see that +_"democratic centralised"_ parties will be extremely inefficient in practice +as information and knowledge is lost in the party machine and whatever +decisions which are reached at the top are made in ignorance of the real +situation on the ground? As we discuss in [section H.5.8](secH5.html#sech58), +this is usually the fate of such parties. + + + + Within the party, as noted, the role of _"professional revolutionaries"_ (or +_"full timers"_) is stressed. As Lenin argued, any worker which showed any +talent must be removed from the workplace and become a party functionary. Is +it surprising that the few Bolshevik cadres (i.e. professional +revolutionaries) of working class origin soon lost real contact with the +working class? Equally, what will their role **within** the party be? As we +discuss in [section H.5.12](sech5.html#sech512), their role in the Bolshevik +party was essentially conservative in nature and aimed to maintain their own +position. + + + + That the anarchist critique of _"democratic centralism"_ is valid, we need +only point to the comments and analysis of numerous members (and often soon to +be ex-members) of such parties. Thus we get a continual stream of articles +discussing why specific parties are, in fact, _"bureaucratic centralist"_ +rather than "democratic centralist"_ and what is required to reform them. That +every _"democratic centralist"_ party in existence is not that democratic does +not hinder their attempts to create one which is. In a way, the truly +_"democratic centralist"_ party is the Holy Grail of modern Leninism. As we +discuss in [section H.5.10](secH5.html#sech510), their goal may be as mythical +as that of the Arthurian legends. + + + + ## H.5.7 Is the way revolutionaries organise important? + + + + As we discussed in the [last section](secH5.html#sech56), anarchists argue +that the way revolutionaries organise today is important. However, according +to some of Lenin's followers, the fact that the "revolutionary" party is +organised in a non-revolutionary manner does not matter. In the words of Chris +Harman, a leading member of the British **Socialist Workers Party**, +_"[e]xisting under capitalism, the revolutionary organisation [i.e. the +vanguard party] will of necessity have a quite different structure to that of +the workers' state that will arise in the process of overthrowing +capitalism."_ [**Party and Class**, p. 34] + + + + However, in practice this distinction is impossible to make. If the party is +organised in specific ways then it is so because this is conceived to be +_"efficient,"_ _"practical"_ and so on. Hence we find Lenin arguing against +_"backwardness in organisation"_ and that the _"point at issue is whether our +ideological struggle is to have **forms of a higher type** to clothe it, forms +of Party organisation binding on all."_ Why would the "workers' state" be +based on "backward" or "lower" kinds of organisational forms? If, as Lenin +remarked, _"the organisational principle of revolutionary Social-Democracy"_ +was _"to proceed from the top downward"_, why would the party, once in power, +reject its _"organisational principle"_ in favour of one it thinks is +_"opportunist,"_ _"primitive"_ and so on? [**Collected Works**, vol. 7, p. +389, p. 388 and pp. 396-7] + + + + Therefore, as the **vanguard** the party represents the level to which the +working class is supposed to reach then its organisational principles must, +similarly, be those which the class must reach. As such, Harman's comments are +incredulous. How we organise today is hardly irrelevant, particularly if the +revolutionary organisation in question seeks (to use Lenin's words) to +_"tak[e] full state power alone."_ [**Op. Cit.**, vol. 26, p. 94] These +prejudices (and the political and organisational habits they generate) will +influence the shaping of the _"workers' state"_ by the party once it has taken +power. This decisive influence of the party and its ideological as well as +organisational assumptions can be seen when Trotsky argued in 1923 that _"the +party created the state apparatus and can rebuild it anew . . . from the party +you get the state, but not the party from the state."_ [**Leon Trotsky +Speaks**, p. 161] This is to be expected, after all the aim of the party is to +take, hold and execute power. Given that the vanguard party is organised as it +is to ensure effectiveness and efficiency, why should we assume that the +ruling party will not seek to recreate these organisational principles once in +power? As the Russian Revolution proves, this is the case (see [section +H.6](secH6.html)) + + + + To claim how we organise under capitalism is not important to a revolutionary +movement is simply not true. The way revolutionaries organise have an impact +both on themselves and how they will view the revolution developing. An +ideological prejudice for centralisation and "top-down" organisation will not +disappear once the revolution starts. Rather, it will influence the way the +party acts within it and, if it aims to seize power, how it will exercise that +power once it has. + + + + For these reasons anarchists stress the importance of building the new world +in the shell of the old (see [section H.1.6](secH1.html#sech16)). All +organisations create social relationships which shape their memberships. As +the members of these parties will be part of the revolutionary process, they +will influence how that revolution will develop and any "transitional" +institutions which are created. As the aim of such organisations is to +facilitate the creation of socialism, the obvious implication is that the +revolutionary organisation must, itself, reflect the society it is trying to +create. Clearly, then, the idea that how we organise as revolutionaries today +can be considered somehow independent of the revolutionary process and the +nature of post-capitalist society and its institutions cannot be maintained +(particularly if the aim of the _"revolutionary"_ organisation is to seize +power on behalf of the working class). + + + + As we argue elsewhere (see [section J.3](secJ3.html)) anarchists argue for +revolutionary groups based on self-management, federalism and decision making +from below. In other words, we apply within our organisations the same +principles as those which the working class has evolved in the course of its +own struggles. Autonomy is combined with federalism, so ensuring co-ordination +of decisions and activities is achieved from below upwards by means of +mandated and recallable delegates. Effective co-operation is achieved as it is +informed by and reflects the needs on the ground. Simply put, working class +organisation and discipline - as exemplified by the workers' council or strike +committee - represents a completely different thing from **capitalist** +organisation and discipline, of which Leninists are constantly asking for more +(albeit draped with the Red Flag and labelled _"revolutionary"_). And as we +discuss in the [next section](secH5.html#sech58), the Leninist model of top- +down centralised parties is marked more by its failures than its successes, +suggesting that not only is the vanguard model undesirable, it is also +unnecessary. + + + + ## H.5.8 Are vanguard parties effective? + + + + In a word, no. Vanguard parties have rarely been proven to be effective +organs for fermenting revolutionary change which is, let us not forget, their +stated purpose. Indeed, rather than being in the vanguard of social struggle, +the Leninist parties are often the last to recognise, let alone understand, +the initial stirrings of important social movements and events. It is only +once these movements have exploded in the streets that the self-proclaimed +"vanguards" notice them and decide they require the party's leadership. + + + + Part of this process are constant attempts to install their political program +onto movements that they do not understand, movements that have proven to be +successful using different tactics and methods of organisation. Rather than +learn from the experiences of others, social movements are seen as raw +material, as a source of new party members, to be used in order to advance the +party rather than the autonomy and combativeness of the working class. This +process was seen in the _"anti-globalisation"_ or _"anti-capitalist"_ movement +at the end of the 20th century. This started without the help of these self- +appointed vanguards, who once it appeared spent a lot of time trying to catch +up with the movement while criticising its proven organisational principles +and tactics. + + + + The reasons for such behaviour are not too difficult to find. They lie in the +organisational structure favoured by these parties and the mentality lying +behind them. As anarchists have long argued, a centralised, top-down structure +will simply be unresponsive to the needs of those in struggle. The inertia +associated with the party hierarchy will ensure that it responds slowly to new +developments and its centralised structure means that the leadership is +isolated from what is happening on the ground and cannot respond +appropriately. The underlying assumption of the vanguard party, namely that +the party represents the interests of the working class, makes it unresponsive +to new developments within the class struggle. As Lenin argued that +spontaneous working class struggle tends to reformism, the leaders of a +vanguard party automatically are suspicious of new developments which, by +their very nature, rarely fit into previously agreed models of _"proletarian"_ +struggle. The example of Bolshevik hostility to the soviets spontaneously +formed by workers during the 1905 Russian revolution is one of the best known +examples of this tendency. + + + + Murray Bookchin is worth quoting at length on this subject: + +> _ "The 'glorious party,' when there is one, almost invariably lags behind +the events . . . In the beginning . . . it tends to have an inhibitory +function, not a 'vanguard' role. Where it exercises influence, it tends to +slow down the flow of events, not 'co- ordinate' the revolutionary forces. +This is not accidental. The party is structured along hierarchical lines +**that reflect the very society it professes to oppose.** Despite its +theoretical pretensions, it is a bourgeois organism, a miniature state, with +an apparatus and a cadre whose function it is to **seize** power, not +**dissolve** power. Rooted in the pre-revolutionary period, it assimilates all +the forms, techniques and mentality of bureaucracy. Its membership is schooled +in obedience and in the preconceptions of a rigid dogma and is taught to +revere the leadership. The party's leadership, in turn, is schooled in habits +born of command, authority, manipulation and egomania. This situation is +worsened when the party participates in parliamentary elections. In election +campaigns, the vanguard party models itself completely on existing bourgeois +forms and even acquires the paraphernalia of the electoral party. . . + +"As the party expands, the distance between the leadership and the ranks +inevitably increases. Its leaders not only become 'personages,' they lose +contact with the living situation below. The local groups, which know their +own immediate situation better than any remote leaders, are obliged to +subordinate their insights to directives from above. The leadership, lacking +any direct knowledge of local problems, responds sluggishly and prudently. +Although it stakes out a claim to the 'larger view,' to greater 'theoretical +competence,' the competence of the leadership tends to diminish as one ascends +the hierarchy of command. The more one approaches the level where the real +decisions are made, the more conservative is the nature of the decision-making +process, the more bureaucratic and extraneous are the factors which come into +play, the more considerations of prestige and retrenchment supplant +creativity, imagination, and a disinterested dedication to revolutionary +goals. + +"The party becomes less efficient from a revolutionary point of view the more +it seeks efficiency by means of hierarchy, cadres and centralisation. Although +everyone marches in step, the orders are usually wrong, especially when events +begin to move rapidly and take unexpected turns - as they do in all +revolutions. . . + +"On the other hand, this kind of party is extremely vulnerable in periods of +repression. The bourgeoisie has only to grab its leadership to destroy +virtually the entire movement. With its leaders in prison or in hiding, the +party becomes paralysed; the obedient membership has no one to obey and tends +to flounder. Demoralisation sets in rapidly. The party decomposes not only +because of the repressive atmosphere but also because of its poverty of inner +resources. + +"The foregoing account is not a series of hypothetical inferences, it is a +composite sketch of all the mass Marxian parties of the past century - the +Social Democrats, the Communists and the Trotskyist party of Ceylon (the only +mass party of its kind). To claim that these parties failed to take their +Marxian principles seriously merely conceals another question: why did this +failure happen in the first place? The fact is, these parties were co-opted +into bourgeois society because they were structured along bourgeois lines. The +germ of treachery existed in them from birth."_ [**Post-Scarcity Anarchism**, +pp. 123-6] + + + + The evidence Bookchin summarises suggests that vanguard parties are less than +efficient in promoting revolutionary change. Sluggish, unresponsive, +undemocratic, they simply cannot adjust to the dynamic nature of social +struggle, never mind revolution. This is to be expected: + +> _ "For the state centralisation is the appropriate form of organisation, +since it aims at the greatest possible uniformity in social life for the +maintenance of political and social equilibrium. But for a movement whose very +existence depends on prompt action at any favourable moment and on the +independent thought and action of its supporters, centralism could but be a +curse by weakening its power of decision and systematically repressing all +immediate action. If, for example, as was the case in Germany, every local +strike had first to be approved by the Central, which was often hundreds of +miles away and was not usually in a position to pass a correct judgement on +the local conditions, one cannot wonder that the inertia of the apparatus of +organisation renders a quick attack quite impossible, and there thus arises a +state of affairs where the energetic and intellectually alert groups no longer +serve as patterns for the less active, but are condemned by these to +inactivity, inevitably bringing the whole movement to stagnation. Organisation +is, after all, only a means to an end. When it becomes an end in itself, it +kills the spirit and the vital initiative of its members and sets up that +domination by mediocrity which is the characteristic of all bureaucracies."_ +[Rudolf Rocker, **Anarcho-Syndicalism**, p. 61] + + + + As we discuss in [section H.5.12](secH5.html#sech512), the example of the +Bolshevik party during the Russian Revolution amply proves Rocker's point. +Rather than being a highly centralised, disciplined vanguard party, the +Bolshevik party was marked by extensive autonomy throughout its ranks. Party +discipline was regularly ignored, including by Lenin in his attempts to get +the central party bureaucracy to catch up with the spontaneous revolutionary +actions and ideas of the Russian working class. As Bookchin summarised, the +_"Bolshevik leadership was ordinarily extremely conservative, a trait that +Lenin had to fight throughout 1917 \- first in his efforts to reorient the +Central Committee against the provisional government (the famous conflict over +the 'April Theses'), later in driving the Central Committee toward +insurrection in October. In both cases he threatened to resign from the +Central Committee and bring his views to 'the lower ranks of the party.'"_ +Once in power, however, _"the Bolsheviks tended to centralise their party to +the degree that they became isolated from the working class."_ [**Op. Cit.**, +pp. 126 and p. 127] + + + + The "vanguard" model of organising is not only inefficient and ineffective +from a revolutionary perspective, it generates bureaucratic and elitist +tendencies which undermine any revolution unfortunate enough to be dominated +by such a party. For these extremely practical and sensible reasons anarchists +reject it wholeheartedly. As we discuss in the [next +section](secH5.html#sech59), the only thing vanguard parties **are** effective +at is to supplant the diversity produced and required by revolutionary +movements with the drab conformity produced by centralisation and to replace +popular power and freedom with party power and tyranny. + + + + ## H.5.9 What are vanguard parties effective at? + + + + As we discussed the [last section](secH5.html#sech58), vanguard parties are +not efficient as agents of revolutionary change. So, it may be asked, what +**are** vanguard parties effective at? If they are harmful to revolutionary +struggle, what are they good at? The answer to this is simple. No anarchist +would deny that vanguard parties are extremely efficient and effective at +certain things, most notably reproducing hierarchy and bourgeois values into +so-called _"revolutionary"_ organisations and movements. As Murray Bookchin +put it, the party _"is efficient in only one respect - in moulding society in +its own hierarchical image if the revolution is successful. It recreates +bureaucracy, centralisation and the state. It fosters the very social +conditions which justify this kind of society. Hence, instead of 'withering +away,' the state controlled by the 'glorious party' preserves the very +conditions which 'necessitate' the existence of a state - and a party to +'guard' it."_ [**Post-Scarcity Anarchism**, pp. 125-6] + + + + By being structured along hierarchical lines that reflect the very system +that it professes to oppose, the vanguard party very "effectively" reproduces +that system within both the current radical social movements **and** any +revolutionary society that may be created. This means that once in power, it +shapes society in its own image. Ironically, this tendency towards +conservatism and bureaucracy was noted by Trotsky: + +> _ "As often happens, a sharp cleavage developed between the classes in +motion and the interests of the party machines. Even the Bolshevik Party +cadres, who enjoyed the benefit of exceptional revolutionary training, were +definitely inclined to disregard the masses and to identify their own special +interests and the interests of the machine on the very day after the monarchy +was overthrown. What, then, could be expected of these cadres when they became +an all-powerful state bureaucracy?"_ [**Stalin**, vol. 1, p. 298] + + + + In such circumstances, it is unsurprising that urging party power and +identifying it with working class power would have less than revolutionary +results. Discussing the Bolsheviks in 1905 Trotsky points out this tendency +existed from the start: + +> _ "The habits peculiar to a political machine were already forming in the +underground. The young revolutionary bureaucrat was already emerging as a +type. The conditions of conspiracy, true enough, offered rather merge scope +for such formalities of democracy as electiveness, accountability and control. +Yet, undoubtedly the committeemen narrowed these limitations considerably more +than necessity demanded and were far more intransigent and severe with the +revolutionary workingmen than with themselves, preferring to domineer even on +occasions that called for lending an attentive ear to the voice of the +masses."_ [**Op. Cit.**, p. 101] + + + + He quoted Krupskaya, a party member, on these party bureaucrats, the +_"committeemen."_ Krupskaya stated that _"as a rule"_ they _"did not recognise +any party democracy"_ and _"did not want any innovations. The 'committeeman' +did not desire, and did not know how to, adapt himself to rapidly changing +conditions."_ [quoted by Trotsky, **Op. Cit.**, p. 101] This conservatism +played havoc in the party during 1917, incidentally. It would be no +exaggeration to argue that the Russian revolution occurred in spite of, rather +than because of, Bolshevik organisational principles (see [section +H.5.12](secH5.html#sech512)). These principles, however, came into their own +once the party had seized power, ensuring the consolidation of bureaucratic +rule by an elite. + + + + That a vanguard party helps to produces a bureaucratic regime once in power +should not come as a surprise. If the party, to use Trotsky's expression, +exhibits a _"caste tendency of the committeemen"_ can we be surprised if once +in power it reproduces such a tendency in the state it is now the master of? +[**Op. Cit.**, p. 102] And this _"tendency"_ can be seen today in the +multitude of Leninist sects that exist. + + + + ## H.5.10 Why does _"democratic centralism"_ produce _"bureaucratic +centralism"_? + + + + In spite of the almost ritualistic assertions that vanguard parties are _"the +most democratic the world has seen,"_ an army of ex-members, expelled +dissidents and disgruntled members testify that they do not live up to the +hype. They argue that most, if not all, "vanguard" parties are not +_"democratic centralist"_ but are, in fact, _"bureaucratic centralist."_ +Within the party, in other words, a bureaucratic clique controls it from the +top-down with little democratic control, never mind participation. For +anarchists, this is hardly surprising. The reasons why this continually +happens are rooted in the nature of _"democratic centralism"_ itself. + + + + Firstly, the assumption of _"democratic centralism"_ is that the membership +elect a leadership and give them the power to decide policy between +conferences and congresses. This has a subtle impact on the membership, as it +is assumed that the leadership has a special insight into social problems +above and beyond that of anyone else, otherwise they would not have been +elected to such an important position. Thus many in the membership come to +believe that disagreements with the leadership's analysis, even before they +had been clearly articulated, are liable to be wrong. Doubt dares not speak +its name. Unquestioning belief in the party leadership has been an all to +common recurring theme in many accounts of vanguard parties. The hierarchical +structure of the party promotes a hierarchical mentality in its members. + + + + Conformity within such parties is also reinforced by the intense activism +expected by members, particularly leading activists and full-time members. +Paradoxically, the more deeply people participate in activism, the harder it +becomes to reflect on what they are doing. The unrelenting pace often induces +exhaustion and depression, while making it harder to _"think your way out"_ \- +too many commitments have been made and too little time is left over from +party activity for reflection. Moreover, high levels of activism prevent many, +particularly the most committed, from having a personal life outside their +role as party members. This high-speed political existence means that rival +social networks atrophy through neglect, so ensuring that the party line is +the only perspective which members get exposed to. Members tend to leave, +typically, because of exhaustion, crisis, even despair rather than as the +result of rational reflection and conscious decision. + + + + Secondly, given that vanguard parties are based on the belief that they are +the guardians of _"scientific socialism,"_ this means that there is a tendency +to squeeze all of social life into the confines of the party's ideology. +Moreover, as the party's ideology is a "science" it is expected to explain +everything (hence the tendency of Leninists to expound on every subject +imaginable, regardless of whether the author knows enough about the subject to +discuss it in an informed way). The view that the party's ideology explains +everything eliminates the need for fresh or independent thought, precludes the +possibility of critically appraising past practice or acknowledging mistakes, +and removes the need to seek meaningful intellectual input outside the party's +own ideological fortress. As Victor Serge, anarchist turned Bolshevik, +admitted in his memoirs: _"Bolshevik thinking is grounded in the possession of +the truth. The Party is the repository of truth, and any form of thinking +which differs from it is a dangerous or reactionary error. Here lies the +spiritual source of its intolerance. The absolute conviction of its lofty +mission assures it of a moral energy quite astonishing in its intensity - and, +at the same time, a clerical mentality which is quick to become +Inquisitorial."_ [**Memoirs of a Revolutionary**, p. 134] + + + + The intense level of activism means that members are bombarded with party +propaganda, are in endless party meetings, or spend time reading party +literature and so, by virtue of the fact that there is not enough time to read +anything, members end up reading nothing but party publications. Most points +of contact with the external world are eliminated or drastically curtailed. +Indeed, such alternative sources of information and such thinking is regularly +dismissed as being contaminated by bourgeois influences. This often goes so +far as to label those who question any aspect of the party's analysis +revisionists or deviationists, bending to the _"pressures of capitalism,"_ and +are usually driven from the ranks as heretics. All this is almost always +combined with contempt for all other organisations on the Left (indeed, the +closer they are to the party's own ideological position the more likely they +are to be the targets of abuse). + + + + Thirdly, the practice of _"democratic centralism"_ also aids this process +towards conformity. Based on the idea that the party must be a highly +disciplined fighting force, the party is endowed with a powerful central +committee and a rule that all members must publicly defend the agreed-upon +positions of the party and the decisions of the central committee, whatever +opinions they might hold to the contrary in private. Between conferences, the +party's leading bodies usually have extensive authority to govern the party's +affairs, including updating party doctrine and deciding the party's response +to current political events. + + + + As unity is the key, there is a tendency to view any opposition as a +potential threat. It is not at all clear when _"full freedom to criticise"_ +policy internally can be said to disturb the unity of a defined action. The +norms of democratic centralism confer all power between conferences onto a +central committee, allowing it to become the arbiter of when a dissident +viewpoint is in danger of weakening unity. The evidence from numerous vanguard +parties suggest that their leaderships usually view **any** dissent as +precisely such a disruption and demand that dissidents cease their action or +face expulsion from the party. + + + + It should also be borne in mind that Leninist parties also view themselves as +vitally important to the success of any future revolution. This cannot help +but reinforce the tendency to view dissent as something which automatically +imperils the future of the planet and, therefore, something which must be +combated at all costs. As Lenin stressed an a polemic directed to the +international communist movement in 1920, _"[w]hoever brings about even the +slightest weakening of the iron discipline of the party of the proletariat +(especially during its dictatorship) is actually aiding the bourgeoisie +against the proletariat."_ [**Collected Works**, vol. 31, p. 45] As can be +seen, Lenin stresses the importance of _"iron discipline"_ at all times, not +only during the revolution when _"the party"_ is applying _"its dictatorship"_ +(see [section H.3.8](secH3.html#sech38) for more on this aspect of Leninism). +This provides a justification of whatever measures are required to restore the +illusion of unanimity, including the trampling underfoot of whatever rights +the membership may have on paper and the imposition of any decisions the +leadership considers as essential between conferences. + + + + Fourthly, and more subtly, it is well known that when people take a public +position in defence of a proposition, there is a strong tendency for their +private attitudes to shift so that they harmonise with their public behaviour. +It is difficult to say one thing in public and hold to a set of private +beliefs at variance with what is publicly expressed. In short, if people tell +others that they support X (for whatever reason), they will slowly begin to +change their own opinions and, indeed, internally come to support X. The more +public such declarations have been, the more likely it is that such a shift +will take place. This has been confirmed by empirical research (see R. +Cialdini's **Influence: Science and Practice**). This suggests that if, in the +name of democratic centralism, party members publicly uphold the party line, +it becomes increasingly difficult to hold a private belief at variance with +publicly expressed opinions. The evidence suggests that it is not possible to +have a group of people presenting a conformist image to society at large while +maintaining an inner party regime characterised by frank and full discussion. +Conformity in public tends to produce conformity in private. So given what is +now known of social influence, _"democratic centralism"_ is almost certainly +destined to prevent genuine internal discussion. This is sadly all too often +confirmed in the internal regimes of vanguard parties, where debate is often +narrowly focused on a few minor issues of emphasis rather than fundamental +issues of policy and theory. + + + + It has already been noted (in [section H.5.5](secH5.html#sech55)) that the +organisational norms of democratic centralism imply a concentration of power +at the top. There is abundant evidence that such a concentration has been a +vital feature of every vanguard party and that such a concentration limits +party democracy. An authoritarian inner party regime is maintained, which +ensures that decision making is concentrated in elite hands. This regime +gradually dismantles or ignores all formal controls on its activities. Members +are excluded from participation in determining policy, calling leaders to +account, or expressing dissent. This is usually combined with persistent +assurances about the essentially democratic nature of the organisation, and +the existence of exemplary democratic controls - on paper. Correlated with +this inner authoritarianism is a growing tendency toward the abuse of power by +the leaders, who act in arbitrary ways, accrue personal power and so on (as +noted by Trotsky with regards to the Bolshevik party machine). Indeed, it is +often the case that activities that would provoke outrage if engaged in by +rank-and-file members are tolerated when their leaders do it. As one group of +Scottish libertarians noted: + +> _ "Further, in so far as our Bolshevik friends reject and defy capitalist +and orthodox labourist conceptions, they also are as much 'individualistic' as +the anarchist. Is it not boasted, for example, that on many occasions Marx, +Lenin and Trotsky were prepared to be in a minority of one - if they thought +they were more correct than all others on the question at issue? In this, like +Galileo, they were quite in order. Where they and their followers, obsessed by +the importance of their own judgement go wrong, is in their tendency to refuse +this inalienable right to other protagonists and fighters for the working +class."_ [APCF, _"Our Reply,"_ **Class War on the Home Front**, p. 70] + + + + As in any hierarchical structure, the tendency is for those in power to +encourage and promote those who agree with them. This means that members +usually find their influence and position in the party dependent on their +willingness to conform to the hierarchy and its leadership. Dissenters will +rarely find their contribution valued and advancement is limited, which +produces a strong tendency not to make waves. As Miasnikov, a working class +Bolshevik dissident, argued in 1921, _"the regime within the party"_ meant +that _"if someone dares to have the courage of his convictions,"_ they are +called either a self-seeker or, worse, a counter-revolutionary, a Menshevik or +an SR. Moreover, within the party, favouritism and corruption were rife. In +Miasnikov's eyes a new type of Communist was emerging, the toadying careerist +who _"knows how to please his superiors."_ [quoted by Paul Avrich, **Bolshevik +Opposition to Lenin**, p. 8 and p. 7] At the last party congress Lenin +attended, Miasnikov was expelled. Only one delegate, V. V. Kosior, _"argued +that Lenin had taken the wrong approach to the question of dissent. If someone +. . . had the courage to point out deficiencies in party work, he was marked +down as an oppositionist, relieved of authority, placed under surveillance, +and - a reference to Miasnikov - even expelled from the party."_ [Paul Avrich, +**Op. Cit.**, p. 15] Serge noted about the same period that Lenin _"proclaimed +a purge of the Party, aimed at those revolutionaries who had come in from +other parties - i.e. those who were not saturated with the Bolshevik +mentality. This meant the establishment within the Party of a dictatorship of +the old Bolsheviks, and the direction of disciplinary measures, not against +the unprincipled careerists and conformist late-comers, but against those +sections with a critical outlook."_ [**Op. Cit.**, p. 135] + + + + This, of course, also applies to the party congress, on paper the sovereign +body of the organisation. All too often resolutions at party conferences will +either come from the leadership or be completely supportive of its position. +If branches or members submit resolutions which are critical of the +leadership, enormous pressure is exerted to ensure that they are withdrawn. +Moreover, often delegates to the congress are not mandated by their branches, +so ensuring that rank and file opinions are not raised, never mind discussed. +Other, more drastic measures have been known to occur. Victor Serge saw what +he termed the _"Party steamroller"_ at work in early 1921 when _"the voting +[was] rigged for Lenin's and Zinoviev's 'majority'"_ in one of the districts +of Petrograd. [**Op. Cit.**, p.123] + + + + All to often, such parties have "elected" bodies which have, in practice, +usurped the normal democratic rights of members and become increasingly +removed from formal controls. All practical accountability of the leaders to +the membership for their actions is eliminated. Usually this authoritarian +structure is combined with militaristic sounding rhetoric and the argument +that the "revolutionary" movement needs to be organised in a more centralised +way than the current class system, with references to the state's forces of +repression (notably the army). As Murray Bookchin argued, the Leninist _"has +always had a grudging admiration and respect for that most inhuman of all +hierarchical institutions, the military."_ [**Toward an Ecological Society**, +p. 254f] + + + + The modern day effectiveness of the vanguard party can be seen by the strange +fact that many Leninists fail to join any of the existing parties due to their +bureaucratic internal organisation and that many members are expelled (or +leave in disgust) as a result of their failed attempts to make them more +democratic. If vanguard parties are such positive organisations to be a member +of, why do they have such big problems with member retention? Why are there so +many vocal ex-members? Why are so many Leninists ex-members of vanguard +parties, desperately trying to find an actual party which matches their own +vision of democratic centralism rather than the bureaucratic centralism which +seems the norm? + + + + Our account of the workings of vanguard parties explains, in part, why many +anarchists and other libertarians voice concern about them and their +underlying ideology. We do so because their practices are disruptive and +alienate new activists, hindering the very goal (socialism/revolution) they +claim to be aiming for. As anyone familiar with the numerous groupings and +parties in the Leninist left will attest, the anarchist critique of +vanguardism seems to be confirmed in reality while the Leninist defence seems +sadly lacking (unless, of course, the person is a member of such a party and +then their organisation is the exception to the rule!). + + + + ## H.5.11 Can you provide an example of the negative nature of vanguard +parties? + + + + Yes. Our theoretical critique of vanguardism we have presented in the last +few sections is more than proved by the empirical evidence of such parties in +operation today. Rarely do "vanguard"_ parties reach in practice the high +hopes their supporters like to claim for them. Such parties are usually small, +prone to splitting as well as leadership cults, and usually play a negative +role in social struggle. A long line of ex-members complain that such parties +are elitist, hierarchical and bureaucratic. + + + + Obviously we cannot hope to discuss all such parties. As such, we will take +just one example, namely the arguments of one group of dissidents of the +biggest British Leninist party, the **Socialist Workers Party**. It is worth +quoting their account of the internal workings of the SWP at length: + +> _ "The SWP is not democratic centralist but bureaucratic centralist. The +leadership's control of the party is unchecked by the members. New +perspectives are initiated exclusively by the central committee (CC), who then +implement their perspective against all party opposition, implicit or +explicit, legitimate or otherwise. + +"Once a new perspective is declared, a new cadre is selected from the top +down. The CC select the organisers, who select the district and branch +committees - any elections that take place are carried out on the basis of +'slates' so that it is virtually impossible for members to vote against the +slate proposed by the leadership. Any members who have doubts or disagreements +are written off as 'burnt out' and, depending on their reaction to this, may +be marginalised within the party and even expelled. + +"These methods have been disastrous for the SWP in a number of ways: Each new +perspective requires a new cadre (below the level of the CC), so the existing +cadre are actively marginalised in the party. In this way, the SWP has failed +to build a stable and experienced cadre capable of acting independently of the +leadership. Successive layers of cadres have been driven into passivity, and +even out of the revolutionary movement altogether. The result is the loss of +hundreds of potential cadres. Instead of appraising the real, uneven +development of individual cadres, the history of the party is written in terms +of a star system (comrades currently favoured by the party) and a demonology +(the 'renegades' who are brushed aside with each turn of the party). As a +result of this systematic dissolution of the cadre, the CC grows ever more +remote from the membership and increasingly bureaucratic in its methods. In +recent years the national committee has been abolished (it obediently voted +for its own dissolution, on the recommendation of the CC), to be replaced by +party councils made up of those comrades active at any one time (i.e. those +who already agree with current perspectives); district committees are +appointed rather than elected; the CC monopolise all information concerning +the party, so that it is impossible for members to know much about what +happens in the party outside their own branch; the CC give a distorted account +of events rather than admit their mistakes . . . history is rewritten to +reinforce the prestige of the CC . . . The outcome is a party whose +conferences have no democratic function, but serve only to orientate party +activists to carry out perspectives drawn up before the delegates even set out +from their branches. At every level of the party, strategy and tactics are +presented from the top down, as pre-digested instructions for action. At every +level, the comrades 'below' are seen only as a passive mass to be shifted into +action, rather than as a source of new initiatives . . . + +"The only exception is when a branch thinks up a new tactic to carry out the +CC's perspective. In this case, the CC may take up this tactic and apply it +across the party. In no way do rank and file members play an active role in +determining the strategy and theory of the party - except in the negative +sense that if they refuse to implement a perspective eventually even the CC +notice, and will modify the line to suit. A political culture has been created +in which the leadership outside of the CC consists almost solely of comrades +loyal to the CC, willing to follow every turn of the perspective without +criticism . . . Increasingly, the bureaucratic methods used by the CC to +enforce their control over the political direction of the party have been +extended to other areas of party life. In debates over questions of +philosophy, culture and even anthropology an informal party 'line' emerged +(i.e. concerning matters in which there can be no question of the party taking +a 'line'). Often behind these positions lay nothing more substantial than the +opinions of this or that CC member, but adherence to the line quickly became a +badge of party loyalty, disagreement became a stigma, and the effect was to +close down the democracy of the party yet further by placing even questions of +theory beyond debate. Many militants, especially working class militants with +some experience of trade union democracy, etc., are often repelled by the +undemocratic norms in the party and refuse to join, or keep their distance +despite accepting our formal politics."_ [ISG, **Discussion Document of Ex-SWP +Comrades**] + + + + The dissidents argue that a _"democratic"_ party would involve the +_"[r]egular election of all party full-timers, branch and district leadership, +conference delegates, etc. with the right of recall,"_ which means that in the +SWP appointment of full-timers, leaders and so on is the norm. They argue for +the _"right of branches to propose motions to the party conference"_ and for +the _"right for members to communicate horizontally in the party, to produce +and distribute their own documents."_ They stress the need for _"an +independent Control Commission to review all disciplinary cases (independent +of the leadership bodies that exercise discipline), and the right of any +disciplined comrades to appeal directly to party conference."_ They argue that +in a democratic party _"no section of the party would have a monopoly of +information"_ which indicates that the SWP's leadership is essentially +secretive, withholding information from the party membership. Even more +significantly, given our discussion on the influence of the party structure on +post-revolutionary society in [section H.5.7](secH5.html#sech57), they argue +that _"[w]orst of all, the SWP are training a layer of revolutionaries to +believe that the organisational norms of the SWP are a shining example of +proletarian democracy, applicable to a future socialist society. Not +surprisingly, many people are instinctively repelled by this idea."_ + + + + Some of these critics of specific Leninist parties do not give up hope and +still look for a truly democratic centralist party rather than the +bureaucratic centralist ones which seem so common. For example, our group of +ex-SWP dissidents argue that _"[a]nybody who has spent time involved in +'Leninist' organisations will have come across workers who agree with Marxist +politics but refuse to join the party because they believe it to be +undemocratic and authoritarian. Many draw the conclusion that Leninism itself +is at fault, as every organisation that proclaims itself Leninist appears to +follow the same pattern."_ [ISG, **Lenin vs. the SWP: Bureaucratic Centralism +Or Democratic Centralism?**] This is a common refrain with Leninists - when +reality says one thing and the theory another, it must be reality that is at +fault. Yes, every Leninist organisation may be bureaucratic and authoritarian +but it is not the theory's fault that those who apply it are not capable of +actually doing so successfully. Such an application of scientific principles +by the followers of _"scientific socialism"_ is worthy of note - obviously the +usual scientific method of generalising from facts to produce a theory is +inapplicable when evaluating _"scientific socialism"_ itself. However, rather +than ponder the possibility that _"democratic centralism"_ does not actually +work and automatically generates the _"bureaucratic centralism,"_ they point +to the example of the Russian revolution and the original Bolshevik party as +proof of the validity of their hopes. + + + + Indeed, it would be no exaggeration to argue that the only reason people take +the vanguard party organisational structure seriously is the apparent success +of the Bolsheviks in the Russian revolution. However, as noted above, even the +Bolshevik party was subject to bureaucratic tendencies and as we discuss in +the [next section](secH5.html#secH512), the experience of the 1917 Russian +Revolutions disprove the effectiveness of _"vanguard"_ style parties. The +Bolshevik party of 1917 was a totally different form of organisation than the +ideal _"democratic centralist"_ type argued for by Lenin in 1902 and 1920. As +a model of revolutionary organisation, the "vanguardist"_ one has been proven +false rather than confirmed by the experience of the Russian revolution. +Insofar as the Bolshevik party was effective, it operated in a non-vanguardist +way and insofar as it did operate in such a manner, it held back the struggle. + + + + ## H.5.12 Surely the Russian Revolution proves that vanguard parties work? + + + + No, far from it. Looking at the history of vanguardism we are struck by its +failures, not its successes. Indeed, the proponents of _"democratic +centralism"_ can point to only one apparent success of their model, namely the +Russian Revolution. Strangely, though, we are warned by Leninists that failure +to use the vanguard party will inevitably condemn future revolutions to +failure: + +> _ "The proletariat can take power only through its vanguard. . . Without the +confidence of the class in the vanguard, without support of the vanguard by +the class, there can be no talk of the conquest of power . . . The Soviets are +the only organised form of the tie between the vanguard and the class. A +revolutionary content can be given to this form only by the party. This is +proved by the positive experience of the October Revolution and by the +negative experience of other countries (Germany, Austria, finally, Spain). No +one has either shown in practice or tried to explain articulately on paper how +the proletariat can seize power without the political leadership of a party +that knows what it wants."_ [Trotsky, **Writings 1936-37**, p. 490] + + + + To anarchist ears, such claims seem out of place. After all, did the Russian +Revolution actually result in socialism or even a viable form of soviet +democracy? Far from it. Unless you picture revolution as simply the changing +of the party in power, you have to acknowledge that while the Bolshevik party +**did** take power in Russian in November 1917, the net effect of this was +**not** the stated goals that justified that action. Thus, if we take the term +"effective" to mean "an efficient means to achieve the desired goals" then +vanguardism has not been proven to be effective, quite the reverse (assuming +that your desired goal is a socialist society, rather than party power). +Needless to say, Trotsky blames the failure of the Russian Revolution on +_"objective"_ factors rather than Bolshevik policies and practice, an argument +we address in [section H.6](secH6.html) and will not do so here. + + + + So while Leninists make great claims for the effectiveness of their chosen +kind of party, the hard facts of history are against their positive evaluation +of vanguard parties. Ironically, even the Russian Revolution disproves the +claims of Leninists. The fact is that the Bolshevik party in 1917 was very far +from the _"democratic centralist"_ organisation which supporters of +vanguardism like to claim it is. As such, its success in 1917 lies more in its +divergence from the principles of _"democratic centralism"_ than in their +application. The subsequent degeneration of the revolution and the party is +marked by the increasing **application** of those principles in the life of +the party. + + + + Thus, to refute the claims of the _"effectiveness"_ and _"efficiency"_ of +vanguardism, we need to look at its one and only success, namely the Russian +Revolution. As the Cohen-Bendit brothers argued, _"far from leading the +Russian Revolution forwards, the Bolsheviks were responsible for holding back +the struggle of the masses between February and October 1917, and later for +turning the revolution into a bureaucratic counter-revolution - in both cases +because of the party's very nature, structure and ideology."_ Indeed, _"[f]rom +April to October, Lenin had to fight a constant battle to keep the Party +leadership in tune with the masses."_ [**Obsolete Communism**, p. 183 and p. +187] It was only by continually violating its own _"nature, structure and +ideology"_ that the Bolshevik party played an important role in the +revolution. Whenever the principles of _"democratic centralism"_ were applied, +the Bolshevik party played the role the Cohen-Bendit brothers subscribed to it +(and once in power, the party's negative features came to the fore). + + + + Even Leninists acknowledge that, to quote Tony Cliff, throughout the history +of Bolshevism, _"a certain conservatism arose."_ Indeed, _"[a]t practically +all sharp turning points, Lenin had to rely on the lower strata of the party +machine against the higher, or on the rank and file against the machine as a +whole."_ [**Lenin**, vol. 2, p. 135] This fact, incidentally, refutes the +basic assumptions of Lenin's party schema, namely that the broad party +membership, like the working class, was subject to bourgeois influences so +necessitating central leadership and control from above. + + + + Looking at both the 1905 and 1917 revolutions, we are struck by how often +this _"conservatism"_ arose and how often the higher bodies lagged behind the +spontaneous actions of the masses and the party membership. Looking at the +1905 revolution, we discover a classic example of the inefficiency of +"democratic centralism." Facing the rise of the soviets, councils of workers' +delegates elected to co-ordinate strikes and other forms of struggle, the +Bolsheviks did not know what to do. _"The Petersburg Committee of the +Bolsheviks,"_ noted Trotsky, _"was frightened at first by such an innovation +as a non-partisan representation of the embattled masses, and could find +nothing better to do than to present the Soviet with an ultimatum: immediately +adopt a Social-Democratic program or disband. The Petersburg Soviet as a +whole, including the contingent of Bolshevik workingmen as well ignored this +ultimatum without batting an eyelash."_ [**Stalin**, vol. 1, p. 106] More than +that, _"[t]he party's Central Committee published the resolution on October +27, thereby making it the binding directive for all other Bolshevik +organisations."_ [Oskar Anweiler, **The Soviets**, p. 77] It was only the +return of Lenin which stopped the Bolshevik's open attacks against the Soviet. +As we discuss in [section H.6.2](secH6.html#sech62), the rationale for these +attacks is significant as they were based on arguing that the soviets could +not reflect workers' interests because they were elected by the workers! The +implications of this perspective came clear in 1918, when the Bolsheviks +gerrymandered and disbanded soviets to remain in power (see [section +H.6.1](secH6.html#sech61)). That the Bolshevik's position flowed naturally +from Lenin's arguments in **What is to be Done?** is clear. Thus the +underlying logic of Lenin's vanguardism ensured that the Bolsheviks played a +negative role with regards the soviets which, combined with "democratic +centralism" ensured that it was spread far and wide. Only by ignoring their +own party's principles and staying in the Soviet did rank and file Bolsheviks +play a positive role in the revolution. This divergence of top and bottom +would be repeated in 1917. + + + + Given this, perhaps it is unsurprising that Leninists started to rewrite the +history of the 1905 revolution. Victor Serge, an anti-Stalinist Leninist, +asserted in the late 1920s that in 1905 the Petrograd Soviet was _"led by +Trotsky and inspired by the Bolsheviks."_ [**Year One of the Russian +Revolution**, p. 36]. While the former claim is partially correct, the latter +is not. As noted, the Bolsheviks were initially opposed the soviets and +systematically worked to undermine them. Unsurprisingly, Trotsky at that time +was a Menshevik, not a Bolshevik. After all, how could the most revolutionary +party that ever existed have messed up so badly? How could democratic +centralism faired so badly in practice? Best, then, to suggest that it did not +and give the Bolsheviks a role better suited to the rhetoric of Bolshevism +than its reality. + + + + Trotsky was no different. He, needless to say, denied the obvious +implications of these events in 1905. While admitting that the Bolsheviks +_"adjusted themselves more slowly to the sweep of the movement"_ and that the +Mensheviks _"were preponderant in the Soviet,"_ he tries to save vanguardism +by asserting that _"the general direction of the Soviet's policy proceeded in +the main along Bolshevik lines."_ So, in spite of the lack of Bolshevik +influence, in spite of the slowness in adjusting to the revolution, Bolshevism +was, in fact, the leading set of ideas in the revolution! Ironically, a few +pages later, he mocks the claims of Stalinists that Stalin had _"isolated the +Mensheviks from the masses"_ by noting that the _"figures hardly bear [the +claims] out."_ [**Op. Cit.**, p. 112 and p. 117] Shame he did not apply this +criteria to his own assertions. + + + + Of course, every party makes mistakes. The question is, how did the _"most +revolutionary party of all time"_ fare in 1917. Surely that revolution proves +the validity of vanguardism and "democratic centralism"? After all, there was +a successful revolution, the Bolshevik party did seize power. However, the +apparent success of 1917 was not due to the application of "democratic +centralism," quite the reverse. While the myth of 1917 is that a highly +efficient, democratic centralist vanguard party ensured the overthrow of the +Provisional Government in November 1917 in favour of the Soviets (or so it +seemed at the time) the facts are somewhat different. Rather, the Bolshevik +party throughout 1917 was a fairly loose collection of local organisations +(each more than willing to ignore central commands and express their +autonomy), with much internal dissent and infighting and no discipline beyond +what was created by common loyalty. The "democratic centralist" party, as +desired by Lenin, was only created in the course of the Civil War and the +tightening of the party dictatorship. In other words, the party became more +like a "democratic centralist" one as the revolution degenerated. As such, the +various followers of Lenin (Stalinists, Trotskyists and their multitude of +offshoots) subscribe to a myth, which probably explains their lack of success +in reproducing a similar organisation since. So assuming that the Bolsheviks +did play an important role in the Russian revolution, it was because it was +**not** the centralised, disciplined Bolshevik party of Leninist myth. Indeed, +when the party **did** operate in a vanguardist manner, failure was soon to +follow. + + + + This claim can be proven by looking at the history of the 1917 revolution. +The February revolution started with a spontaneous protests and strikes yet +_"the Petrograd organisation of the Bolsheviks opposed the calling of strikes +precisely on the eve of the revolution which was destined to overthrow the +Tsar. Fortunately, the workers ignored the Bolshevik 'directives' and went on +strike anyway. In the events which followed, no one was more surprised by the +revolution than the 'revolutionary' parties, including the Bolsheviks."_ +[Murray Bookchin, **Post-Scarcity Anarchism**, p. 123] Trotsky quoted one of +the Bolshevik leaders at the time: + +> _ "Absolutely no guiding initiative from the party centres was felt . . . +the Petrograd Committee had been arrested and the representative of the +Central Committee . . . was unable to give any directives for the coming +day."_ [quoted by Trotsky, **History of the Russian Revolution**, vol. 1, p. +147] + + + + Not the best of starts. Of course rank and file Bolsheviks took part in the +demonstrations, street fights and strikes and so violated the principles their +party was meant to be based on. As the revolution progressed, so did the dual +nature of the Bolshevik party (i.e. its practical divergence from "democratic +centralism" in order to be effective and attempts to force it back into that +schema which handicapped the revolution). However, during 1917, "democratic +centralism" was ignored in order to ensure the Bolsheviks played any role at +all in the revolution. As one historian of the party makes clear, in 1917 and +until the outbreak of the Civil War, the party operated in ways that few +modern "vanguard" parties would tolerate: + +> _ "The committees were a law unto themselves when it came to accepting +orders from above. Democratic centralism, as vague a principle of internal +administration as there ever has been, was commonly held at least to enjoin +lower executive bodies that they should obey the behests of all higher bodies +in the organisational hierarchy. But town committees in practice had the +devil's own job in imposing firm leadership . . . Insubordination was the rule +of the day whenever lower party bodies thought questions of importance were at +stake. + +"Suburb committees too faced difficulties in imposing discipline. Many a party +cell saw fit to thumb its nose at higher authority and to pursue policies +which it felt to be more suited to local circumstances or more desirable in +general. No great secret was made of this. In fact, it was openly admitted +that hardly a party committee existed which did not encounter problems in +enforcing its will even upon individual activists."_ [Robert Service, **The +Bolshevik Party in Revolution 1917-1923**, pp. 51-2] + + + + So while Lenin's ideal model of a disciplined, centralised and top-down party +had been expounded since 1902, the operation of the party never matched his +desire. As Service notes, _"a disciplined hierarchy of command stretching down +from the regional committees to party cells"_ had _"never existed in Bolshevik +history."_ In the heady days of the revolution, when the party was flooded by +new members, Bolshevik party life was the exact opposite of that usually +considered (by both opponents and supporters of Bolshevism) as it normal mode +of operation. _"Anarchist attitudes to higher authority,"_ he argues, _"were +the rule of the day"_ and _"no Bolshevik leader in his right mind could have +contemplated a regular insistence upon rigid standards of hierarchical control +and discipline unless he had abandoned all hope of establishing a mass +socialist party."_ This meant that _"in the Russia of 1917 it was the easiest +thing in the world for lower party bodies to rebut the demands and pleas by +higher authority."_ He stresses that _"[s]uburb and town committees . . . +often refused to go along with official policies . . . they also . . . +sometimes took it into their heads to engage in active obstruction."_ [**Op. +Cit.**, p. 80, p. 62 p. 56 and p. 60] + + + + This worked both ways, of course. Town committees did _"snub their nose at +lower-echelon viewpoints in the time before the next election. Try as hard as +they might, suburb committees and ordinary cells could meanwhile do little to +rectify matters beyond telling their own representative on their town +committee to speak on their behalf. Or, if this too failed, they could resort +to disruptive tactics by criticising it in public and refusing it all +collaboration."_ [**Op. Cit.**, pp. 52-3] Even by early 1918, the Bolshevik +party bore little resemblance to the "democratic centralist" model desires by +Lenin: + +> _ "The image of a disciplined hierarchy of party committees was therefore +but a thin, artificial veneer which was used by Bolshevik leaders to cover up +the cracked surface of the real picture underneath. Cells and suburb +committees saw no reason to kow-tow to town committees; nor did town +committees feel under compulsion to show any greater respect to their +provincial and regional committees than before."_ [**Op. Cit.**, p. 74] + + + + It is this insubordination, this local autonomy and action in spite of +central orders which explains the success of the Bolsheviks in 1917. Rather +than a highly centralised and disciplined body of "professional" +revolutionaries, the party saw a _"significant change . . . within the +membership of the party at local level . . . From the time of the February +revolution requirements for party membership had been all but suspended, and +now Bolshevik ranks swelled with impetuous recruits who knew next to nothing +about Marxism and who were united by little more than overwhelming impatience +for revolutionary action."_ [Alexander Rabinowitch, **Prelude to Revolution**, +p. 41] + + + + This mass of new members (many of whom were peasants who had just recently +joined the industrial workforce) had a radicalising effect on the party's +policies and structures. As even Leninist commentators argue, it was this +influx of members who allowed Lenin to gain support for his radical revision +of party aims in April. However, in spite of this radicalisation of the party +base, the party machine still was at odds with the desires of the party. As +Trotsky acknowledged, the situation _"called for resolute confrontation of the +sluggish Party machine with masses and ideas in motion."_ He stressed that +_"the masses were incomparably more revolutionary than the Party, which in +turn was more revolutionary than its committeemen."_ Ironically, given the +role Trotsky usually gave the party, he admits that _"[w]ithout Lenin, no one +had known what to make of the unprecedented situation."_ [**Stalin**, vol. 1, +p. 301, p. 305 and p. 297] + + + + Which is significant in itself. The Bolshevik party is usually claimed as +being the most "revolutionary" that ever existed, yet here is Trotsky +admitting that its leading members did not have a clue what to do. He even +argued that _"[e]very time the Bolshevik leaders had to act without Lenin they +fell into error, usually inclining to the Right."_ [**Op. Cit.**, p. 299] This +negative opinion of the Bolsheviks applied even to the _"left Bolsheviks, +especially the workers"_ whom we are informed _"tried with all their force to +break through this quarantine"_ created by the Bolshevik leaders policy _"of +waiting, of accommodation, and of actual retreat before the Compromisers"_ +after the February revolution and before the arrival of Lenin. Trotsky argued +that _"they did not know how to refute the premise about the bourgeois +character of the revolution and the danger of an isolation of the proletariat. +They submitted, gritting their teeth, to the directions of their leaders."_ +[**History of the Russian Revolution**, vol. 1, p. 273] It seems strange, to +say the least, that without one person the whole of the party was reduced to +such a level given that the aim of the "revolutionary" party was to develop +the political awareness of its members. + + + + Lenin's arrival, according to Trotsky, allowed the influence of the more +radical rank and file to defeat the conservatism of the party machine. By the +end of April, Lenin had managed to win over the majority of the party +leadership to his position. However, this _"April conflict between Lenin and +the general staff of the party was not the only one of its kind. Throughout +the whole history of Bolshevism . . . all the leaders of the party at all the +most important moments stood to the **right** of Lenin."_ [**Op. Cit.**, p. +305] As such, if "democratic centralism" had worked as intended, the whole +party would have been arguing for incorrect positions the bulk of its +existence (assuming, of course, that Lenin was correct most of the time). + + + + For Trotsky, _"Lenin exerted influence not so much as an individual but +because he embodied the influence of the class on the Party and of the Party +on its machine."_ Yet, this was the machine which Lenin had forged, which +embodied his vision of how a "revolutionary" party should operate and was +headed by him. To argue that the party machine was behind the party membership +and the membership behind the class shows the bankruptcy of Lenin's +organisational scheme. This "backwardness", moreover, indicates an +independence of the party bureaucracy from the membership and the membership +from the masses. As Lenin's constantly repeated aim was for the party to seize +power (based on the dubious assumption that class power would only be +expressed, indeed was identical to, party power) this independence held +serious dangers, dangers which became apparent once this goal was achieved. +This is confirmed when Trotsky asked the question _"by what miracle did Lenin +manage in a few short weeks to turn the Party's course into a new channel?"_ +Significantly, he answers as follows: _"Lenin's personal attributes and the +objective situation."_ [**Stalin**, vol. 1, p. 299] No mention is made of the +democratic features of the party organisation, which suggests that without +Lenin the rank and file party members would not have been able to shift the +weight of the party machine in their favour. Trotsky seemed close to admitting +this: + +> _ "As often happens, a sharp cleavage developed between the classes in +motion and the interests of the party machines. Even the Bolshevik Party +cadres, who enjoyed the benefit of exceptional revolutionary training, were +definitely inclined to disregard the masses and to identify their own special +interests and the interests of the machine on the very day after the monarchy +was overthrown."_ [**Op. Cit.**, vol. 1, p. 298] + + + + Thus the party machine, which embodied the principles of "democratic +centralism" proved less than able to the task assigned it in practice. Without +Lenin, it is doubtful that the party membership would have overcome the party +machine: + +> _ "Lenin was strong not only because he understood the laws of the class +struggle but also because his ear was faultlessly attuned to the stirrings of +the masses in motion. He represented not so much the Party machine as the +vanguard of the proletariat. He was definitely convinced that thousands from +among those workers who had borne the brunt of supporting the underground +Party would now support him. The masses at the moment were more revolutionary +than the Party, and the Party more revolutionary than its machine. As early as +March the actual attitude of the workers and soldiers had in many cases become +stormily apparent, and it was widely at variance with the instructions issued +by all the parties, including the Bolsheviks."_ [**Op. Cit.**, p. 299] + + + + Little wonder the local party groupings ignored the party machine, practising +autonomy and initiative in the face of a party machine inclined to +conservatism, inertia, bureaucracy and remoteness. This conflict between the +party machine and the principles it was based on and the needs of the +revolution and party membership was expressed continually throughout 1917: + +> _ "In short, the success of the revolution called for action against the +'highest circles of the party,' who, from February to October, utterly failed +to play the revolutionary role they ought to have taken in theory. The masses +themselves made the revolution, with or even against the party - this much at +least was clear to Trotsky the historian. But far from drawing the correct +conclusion, Trotsky the theorist continued to argue that the masses are +incapable of making a revolution without a leader."_ [Daniel & Gabriel Cohn- +Bendit, **Op. Cit.**, p. 188] + + + + Looking at the development of the revolution from April onwards, we are +struck by the sluggishness of the party hierarchy. At every revolutionary +upsurge, the party simply was not to the task of responding to the needs of +masses and the local party groupings closest to them. The can be seen in June, +July and October itself. At each turn, the rank and file groupings or Lenin +had to constantly violate the principles of their own party in order to be +effective. + + + + For example, when discussing the cancellation by the central committee of a +demonstration planned for June 10th by the Petrograd Bolsheviks, the +unresponsiveness of the party hierarchy can be seen. The _"speeches by Lenin +and Zinoviev [justifying their actions] by no means satisfied the Petersburg +Committee. If anything, it appears that their explanations served to +strengthen the feeling that at best the party leadership had acted +irresponsibly and incompetently and was seriously out of touch with reality."_ +Indeed, many _"blamed the Central Committee for taking so long to respond to +Military Organisation appeals for a demonstration."_ During the discussions in +late June, 1917, on whether to take direct action against the Provisional +Government there was a _"wide gulf"_ between lower organs evaluations of the +current situation and that of the Central Committee. [Rabinowitch, **Op. +Cit.**, p. 88, p. 92 and p. 129] Indeed, among the delegates from the +Bolshevik military groups, only Lashevich (an old Bolshevik) spoke in favour +of the Central Committee position and he noted that _"[f]requently it is +impossible to make out where the Bolshevik ends and the Anarchist begins."_ +[quoted by Rabinowitch, **Op. Cit.**, p. 129] + + + + In the July days, the breach between the local party groups and the central +committee increased. This spontaneous uprising was opposed to by the Bolshevik +leadership, in spite of the leading role of their own militants (along with +anarchists) in fermenting it. While calling on their own activists to restrain +the masses, the party leadership was ignored by the rank and file membership +who played an active role in the event. Sickened by being asked to play the +role of _"fireman"_, the party militants rejected party discipline in order to +maintain their credibility with the working class. Rank and file activists, +pointing to the snowballing of the movement, showed clear dissatisfaction with +the Central Committee. One argued that it _"was not aware of the latest +developments when it made its decision to oppose the movement into the +streets."_ Ultimately, the Central Committee appeal _"for restraining the +masses . . . was removed from"_ **Pravda** _"and so the party's indecision was +reflected by a large blank space on page one."_ [Rabinowitch, **Op. Cit.**, p. +150, p. 159 and p. 175] Ultimately, the indecisive nature of the leadership +can be explained by the fact it did not think it could seize state power for +itself (_"the state of popular consciousness . . . made impossible the seizure +of power by the Bolsheviks in July."_ [Trotsky, **History of the Russian +Revolution**, vol. 2, p. 81]). + + + + The indecision of the party hierarchy did have an effect, of course. While +the anarchists at Kronstadt looked at the demonstration as the start of an +uprising, the Bolsheviks there were _"wavering indecisively in the middle"_ +between them and the Left-Social Revolutionaries who saw it as a means of +applying pressure on the government. This was because they were _"hamstrung by +the indecision of the party Central Committee."_ [Rabinowitch, **Op. Cit.**, +p. 187] Little wonder so many Bolshevik party organisations developed and +protected their own autonomy and ability to act! + + + + Significantly, one of the main Bolshevik groupings which helped organise and +support the July uprising, the Military Organisation, started their own paper +after the Central Committee had decreed after the failed revolt that neither +it, nor the Petersburg Committee, should be allowed to have one. It _"angrily +insisted on what it considered its just prerogatives"_ and in _"no uncertain +terms it affirmed its right to publish an independent newspaper and formally +protested what is referred to as 'a system of persecution and repression of an +extremely peculiar character which had begun with the election of the new +Central Committee.'"_ [Rabinowitch, **Op. Cit.**, p. 227] The Central +Committee backed down, undoubtedly due to the fact it could not enforce its +decision. + + + + This was but one example of what the Cohn-Bendit brothers pointed to, namely +that _"five months after the Revolution and three months before the October +uprising, the masses were still governing themselves, and the Bolshevik +vanguard simply had to toe the line."_ [**Op. Cit.**, p. 186] Within that +vanguard, the central committee proved to be out of touch with the rank and +file, who ignored it rather than break with their fellow workers. + + + + Even by October, the party machine still lagged behind the needs of the +revolution. In fact, Lenin could only impose his view by going over the head +of the Central Committee. According to Trotsky's account, _"this time he [wa]s +not satisfied with furious criticism"_ of the _"ruinous Fabianism of the +Petrograd leadership"_ and _"by way of protest he resign[ed] from the Central +Committee."_ [**History of the Russian Revolution**, vol. 3, p. 131] Trotsky +quoted Lenin as follows: + +> _ "I am compelled to request permission to withdraw from the Central +Committee, which I hereby do, and leave myself freedom of agitation in the +lower ranks of the party and at the party congress."_ [quoted by Trotsky, +**Op. Cit.**, p. 131] + + + + Thus the October revolution was precipitated by a blatant violation of the +principles Lenin spent his life advocating. Indeed, if someone else other than +Lenin had done this we are sure that Lenin, and his numerous followers, would +have dismissed it as the action of a _"petty-bourgeois intellectual"_ who +cannot handle party _"discipline."_ This is itself is significant, as is the +fact that he decided to appeal to the _"lower ranks"_ of the party - rather +than being "democratic" the party machine effectively blocked communication +and control from the bottom-up. Looking to the more radical party membership, +he _"could only impose his view by going over the head of his Central +Committee."_ [Daniel and Gabriel Cohn-Bendit, **Op. Cit.**, p. 187] He made +sure to send his letter of protest to _"the Petrograd and Moscow committees"_ +and also made sure that _"copies fell into the hands of the more reliable +party workers of the district locals."_ By early October (and _"over the heads +of the Central Committee"_) he wrote _"directly to the Petrograd and Moscow +committees"_ calling for insurrection. He also _"appealed to a Petrograd party +conference to speak a firm word in favour of insurrection."_ [Trotsky, **Op. +Cit.**, p. 131 and p. 132] + + + + In October, Lenin had to fight what he called _"a wavering"_ in the _"upper +circles of the party"_ which lead to a _"sort of dread of the struggle for +power, an inclination to replace this struggle with resolutions protests, and +conferences."_ [quoted by Trotsky, **Op. Cit.**, p. 132] For Trotsky, this +represented _"almost a direct pitting of the party against the Central +Committee,"_ required because _"it was a question of the fate of the +revolution"_ and so _"all other considerations fell away."_ On October 8th, +when Lenin addressed the Bolshevik delegates of the forthcoming Northern +Congress of Soviets on this subject, he did so _"personally"_ as there _"was +no party decision"_ and the _"higher institutions of the party had not yet +expressed themselves."_ [Trotsky, **Op. Cit.**, pp. 132-3 and p. 133] +Ultimately, the Central Committee came round to Lenin's position but they did +so under pressure of means at odds with the principles of the party. + + + + This divergence between the imagine and reality of the Bolsheviks explains +their success. If the party had applied or had remained true to the principles +of "democratic centralism" it is doubtful that it would have played an +important role in the movement. As Alexander Rabinowitch argues, Bolshevik +organisational unity and discipline is _"vastly exaggerated"_ and, in fact, +Bolshevik success in 1917 was down to _"the party's internally relatively +democratic, tolerant, and decentralised structure and method of operation, as +well as its essentially open and mass character - in striking contrast to the +traditional Leninist model."_ In 1917, he goes on, _"subordinate party bodies +like the Petersburg Committee and the Military Organisation were permitted +considerable independence and initiative . . . Most importantly, these lower +bodies were able to tailor their tactics and appeals to suit their own +particular constituencies amid rapidly changing conditions. Vast numbers of +new members were recruited into the party . . . The newcomers included tens of +thousands of workers and soldiers . . . who knew little, if anything, about +Marxism and cared nothing about party discipline."_ For example, while the +slogan _"All Power to the Soviets"_ was _"officially withdrawn by the Sixth +[Party] Congress in late July, this change did not take hold at the local +level."_ [**The Bolsheviks Come to Power**, p. 311, p. 312 and p. 313] + + + + It is no exaggeration to argue that if any member of a current vanguard party +acted as the Bolshevik rank and file did in 1917, they would quickly be +expelled (this probably explains why no such party has been remotely +successful since). However, this ferment from below was quickly undermined +within the party with the start of the Civil War. It is from this period when +"democratic centralism" was actually applied within the party and clarified as +an organisational principle: + +> _ "It was quite a turnabout since the anarchic days before the Civil War. +The Central Committee had always advocated the virtues of obedience and co- +operation; but the rank-and-filers of 1917 had cared little about such +entreaties as they did about appeals made by other higher authorities. The +wartime emergency now supplied an opportunity to expatiate on this theme at +will."_ [Service, **Op. Cit.**, p. 91] + + + + Service stresses that _"it appears quite remarkable how quickly the +Bolsheviks, who for years had talked idly about a strict hierarchy of command +inside the party, at last began to put ideas into practice."_ [**Op. Cit.**, +p. 96] + + + + In other words, the conversion of the Bolshevik party into a fully fledged +_"democratic centralist"_ party occurred during the degeneration of the +Revolution. This was both a consequence of the rising authoritarianism within +the party, state and society as well as one of its causes so it is quite +ironic that the model used by modern day followers of Lenin is that of the +party during the decline of the revolution, not its peak. This is not +surprising. Once in power, the Bolshevik party imposed a state capitalist +regime onto the Russian people. Can it be surprising that the party structure +which it developed to aid this process was also based on bourgeois attitudes +and organisation? The party model advocated by Lenin may not have been very +effective during a revolution but it was exceedingly effective at promoting +hierarchy and authority in the post-revolutionary regime. It simply replaced +the old ruling elite with another, made up of members of the radical +intelligentsia and the odd ex-worker or ex-peasant. + + + + This was due to the hierarchical and top-down nature of the party Lenin had +created. While the party base was largely working class, the leadership was +not. Full-time revolutionaries, they were either middle-class intellectuals or +(occasionally) ex-workers and (even rarer) ex-peasants who had left their +class to become part of the party machine. Even the delegates at the party +congresses did not truly reflect class basis of the party membership. For +example, the number of delegates was still dominated by white-collar or others +(59.1% to 40.9%) at the sixth party congress at the end of July 1917. [Cliff, +**Lenin**, vol. 2, p. 160] So while the party gathered more working class +members in 1917, it cannot be said that this was reflected in the party +leadership which remained dominated by non-working class elements. Rather than +being a genuine working class organisation, the Bolshevik party was a +hierarchical group headed by non-working class elements whose working class +base could not effectively control them even during the revolution in 1917. It +was only effective because these newly joined and radicalised working class +members ignored their own party structure and its defining ideology. + + + + After the revolution, the Bolsheviks saw their membership start to decrease. +Significantly, _"the decline in numbers which occurred from early 1918 +onwards"_ started happening _"contrary to what is usually assumed, some months +before the Central Committee's decree in midsummer that the party should be +purged of its 'undesirable' elements."_ These lost members reflected two +things. Firstly, the general decline in the size of the industrial working +class. This meant that the radicalised new elements from the countryside which +had flocked to the Bolsheviks in 1917 returned home. Secondly, the lost of +popular support due to the realities of the Bolshevik regime. This can be seen +from the fact that while the Bolsheviks were losing members, the Left SRS +almost doubled in size to 100,000 (the Mensheviks claimed to have a similar +number). Rather than non-proletarians leaving, _"[i]t is more probable by far +that it was industrial workers who were leaving in droves. After all, it would +have been strange if the growing unpopularity of Sovnarkom in factory milieu +had been confined exclusively to non-Bolsheviks."_ Unsurprisingly, given its +position in power, _"[a]s the proportion of working-class members declined, so +that of entrants from the middle-class rose; the steady drift towards a party +in which industrial workers no longer numerically predominated was under +way."_ By late 1918 membership started to increase again but _"[m]ost +newcomers were not of working-class origin . . . the proportion of Bolsheviks +of working-class origin fell from 57 per cent at the year's beginning to 48 +per cent at the end."_ It should be noted that it was not specified how many +were classed as having working-class origin were still employed in working- +class jobs. [Robert Service, **Op. Cit.**, p. 70, pp. 70-1 and p. 90] A new +ruling elite was thus born, thanks to the way vanguard parties are structured +and the application of vanguardist principles which had previously been +ignored. + + + + In summary, the experience of the Russian Revolution does not, in fact, show +the validity of the "vanguard" model. The Bolshevik party in 1917 played a +leading role in the revolution only insofar as its members violated its own +organisational principles (Lenin included). Faced with a real revolution and +an influx of more radical new members, the party had to practice anarchist +ideas of autonomy, local initiative and the ignoring of central orders which +had no bearing to reality on the ground. When the party did try to apply the +top-down and hierarchical principles of "democratic centralism" it failed to +adjust to the needs of the moment. Moreover, when these principles were +finally applied they helped ensure the degeneration of the revolution. This +was to be expected, given the nature of vanguardism and the Bolshevik vision +of socialism. + diff --git a/markdown/secH6.md b/markdown/secH6.md new file mode 100644 index 0000000000000000000000000000000000000000..ef18a220895037487dce9a9f678872771ee8b62d --- /dev/null +++ b/markdown/secH6.md @@ -0,0 +1,2447 @@ +# H.6 Why did the Russian Revolution fail? + +The greatest myth of Marxism must surely be the idea that the Russian +Revolution failed solely due to the impact of objective factors. While the +date Leninists consider the revolution to have become beyond reform varies +(over time it has moved backwards towards 1917 as the authoritarianism under +Lenin and Trotsky has become better known), the actual reasons are common. For +Leninists, the failure of the revolution was the product of such things as +civil war, foreign intervention, economic collapse and the isolation and +backwardness of Russia and **not** Bolshevik ideology. Bolshevik +authoritarianism, then, was forced upon the party by difficult objective +circumstances. It follows that there are no fundamental problems with Leninism +and so it is a case of simply applying it again, hopefully in more fortuitous +circumstances. + +Anarchists are not impressed by this argument and we will show why by refuting +common Leninist explanations for the failure of the revolution. For +anarchists, Bolshevik ideology played its part, creating social structures (a +new state and centralised economic organisations) which not only disempowered +the masses but also made the objective circumstances being faced much worse. +Moreover, we argue, vanguardism could not help turn the rebels of 1917 into +the ruling elite of 1918. We explore these arguments and the evidence for them +in this section. + +For those who argue that the civil war provoked Bolshevik policies, the +awkward fact is that many of the features of war communism, such as the +imposition of one-man management and centralised state control of the economy, +were already apparent before war communism. As one historian argues, _"[f]rom +the first days of Bolshevik power there was only a weak correlation between +the extent of 'peace' and the mildness or severity of Bolshevik rule, between +the intensity of the war and the intensity of proto-war communist measures . . +. Considered in ideological terms there was little to distinguish the +'breathing space' (April-May 1918) from the war communism that followed."_ +Unsurprisingly, then, _"the breathing space of the first months of 1920 after +the victories over Kolchak and Denikin . . . saw their intensification and the +militarisation of labour"_ and, in fact, _"no serious attempt was made to +review the aptness of war communist policies."_ Ideology _"constantly impinged +on the choices made at various points of the civil war . . . Bolshevik +authoritarianism cannot be ascribed simply to the Tsarist legacy or to adverse +circumstances."_ [Richard Sakwa, **Soviet Communists in Power**, p. 24, p. 27 +and p. 30] The inherent tendencies of Bolshevism were revealed by the civil +war, a war which only accelerated the development of what was implicit (and, +often, not so implicit) in Bolshevik ideology and its vision of socialism, the +state and the role of the party. + +Thus _"the effective conclusion of the Civil War at the beginning of 1920 was +followed by a more determined and comprehensive attempt to apply these so- +called War Communism policies rather than their relaxation"_ and so the +_"apogee of the War Communism economy occurred after the Civil War was +effectively over."_ With the fighting over Lenin _"forcefully raised the +introduction of one-man management . . . Often commissars fresh from the Red +Army were drafted into management positions in the factories."_ By the autumn +of 1920, one-man management was in 82% of surveyed workplaces. This +_"intensification of War Communism labour policies would not have been a +significant development if they had continued to be applied in the same +haphazard manner as in 1919, but in early 1920 the Communist Party leadership +was no longer distracted by the Civil War from concentrating its thoughts and +efforts on the formulation and implementation of its labour policies."_ While +the _" experience of the Civil War was one factor predisposing communists +towards applying military methods"_ to the economy in early 1920, +_"ideological considerations were also important."_ [Jonathan Aves, **Workers +Against Lenin**, p. 2, p. 17, p. 15, p. 30, p. 17 and p. 11] + +So it seems incredulous for Leninist John Rees to assert, for example, that +_"[w]ith the civil war came the need for stricter labour discipline and for . +. . 'one man management'. Both these processes developed lock step with the +war."_ [_"In Defence of October,"_ pp. 3-82, **International Socialism**, no. +52, p. 43] As we discuss in the [next section](secH6.html#sech61), Lenin was +advocating both of these **before** the outbreak of civil war in May 1918 +**and** after it was effectively over. Indeed he explicitly, both before and +after the civil war, stressed that these policies were being implemented +because the lack of fighting meant that the Bolsheviks could turn their full +attention to building socialism. How these facts can be reconciled with claims +of policies being in _"lock step"_ with the civil war is hard to fathom. + +Part of the problem is the rampant confusion within Leninist circles as to +when the practices condemned as Stalinism actually started. For example, Chris +Harman (of the UK's SWP) in his summary of the rise Stalinism asserted that +after _"Lenin's illness and subsequent death"_ the _"principles of October +were abandoned one by one."_ Yet the practice of, and ideological commitment +to, party dictatorship, one-man management in industry, banning opposition +groups/parties (as well as factions within the Communist Party), censorship, +state repression of strikes and protests, piece-work, Taylorism, the end of +independent trade unions and a host of other crimes against socialism were all +implemented under Lenin and normal practice at the time of his death. In other +words, the _"principles of October"_ were abandoned under, and by, Lenin. +Which, incidentally, explains why, Trotsky _"continued to his death to harbour +the illusion that somehow, despite the lack of workers' democracy, Russia was +a 'workers' state.'"_ [**Bureaucracy and Revolution in Eastern Europe**, p. 14 +and p. 20] Simply put, there had been no workers' democracy when Trotsky held +state power and he considered that regime a _"workers' state"_. The question +arises why Harman thinks Lenin's Russia was some kind of "workers' state" if +workers' democracy is the criteria by which such things are to be judged. + +From this it follows that, unlike Leninists, anarchists do not judge a regime +by who happens to be in office. A capitalist state does not become less +capitalist just because a social democrat happens to be prime minister or +president. Similarly, a regime does not become state capitalist just because +Stalin is in power rather than Lenin. While the Marxist analysis concentrates +on the transfer of state power from one regime to another, the anarchist one +focuses on the transfer of power from the state and bosses to working class +people. What makes a regime socialist is the social relationships it has, not +the personal opinions of those in power. Thus if the social relationships +under Lenin are similar to those under Stalin, then the nature of the regime +is similar. That Stalin's regime was far more brutal, oppressive and +exploitative than Lenin's does not change the underlying nature of the regime. +As such, Chomsky is right to point to _"the techniques of use of terminology +to delude"_ with respect to the Bolshevik revolution. Under Lenin and Trotsky, +_"a popular revolution was taken over by a managerial elite who immediately +dismantled all the socialist institutions."_ They used state power to _"create +a properly managed society, run by smart intellectuals, where everybody does +his job and does what he's told . . . That's Leninism. That's **the exact +opposite of socialism**. If socialism means anything, it means workers' +control of production and then on from there. That's the first thing they +destroyed. So why do we call it socialism?"_ [**Language and Politics**, p. +537] + +To refute in advance one obvious objection to our argument, the anarchist +criticism of the Bolsheviks is **not** based on the utopian notion that they +did not create a fully functioning (libertarian) communist society. As we +discussed [section H.2.5](secH2.html#sech25), anarchists have never thought a +revolution would immediately produce such an outcome. As Emma Goldman argued, +she had not come to Russia _"expecting to find Anarchism realised"_ nor did +she _"expect Anarchism to follow in the immediate footsteps of centuries of +despotism and submission."_ Rather, she _"hope[d] to find in Russia at least +the beginnings of the social changes for which the Revolution had been +fought"_ and that _"the Russian workers and peasants as a whole had derived +essential social betterment as a result of the Bolshevik regime."_ Both hopes +were dashed. [**My Disillusionment in Russia**, p. xlvii] Equally, anarchists +were, and are, well aware of the problems facing the revolution, the impact of +the civil war and economic blockade. Indeed, both Goldman and Berkman used +these (as Leninists still do) to rationalise their support for the Bolsheviks, +in spite of their authoritarianism (for Berkman's account see **The Bolshevik +Myth** [pp. 328-31]). Their experiences in Russia, particularly after the end +of the civil war, opened their eyes to the impact of Bolshevik ideology on its +outcome. + +Nor is it a case that anarchists have no solutions to the problems facing the +Russian Revolution. As well as the negative critique that statist structures +are unsuitable for creating socialism, particularly in the difficult economic +circumstances that affects every revolution, anarchists stressed that genuine +social construction had to be based on the people's own organisations and +self-activity. This was because, as Goldman concluded, the state is a _"menace +to the constructive development of the new social structure"_ and _"would +become a dead weight upon the growth of the new forms of life."_ Therefore, +she argued, only the _"industrial power of the masses, expressed through their +libertarian associations - Anarchosyndicalism \- is alone able to organise +successfully the economic life and carry on production"_ If the revolution had +been made a la Bakunin rather than a la Marx _"the result would have been +different and more satisfactory"_ as (echoing Kropotkin) Bolshevik methods +_"conclusively demonstrated how a revolution should **not** be made."_ [**Op. +Cit.**, pp. 253-4 and p. liv] + +It should also be mentioned that the standard Leninist justification for party +dictatorship is that the opposition groups supported the counter-revolution or +took part in armed rebellions against "soviet power" (i.e., the Bolsheviks). +Rees, for example, asserts that some Mensheviks _"joined the Whites. The rest +alternated between accepting the legitimacy of the government and agitating +for its overthrow. The Bolsheviks treated them accordingly."_ [**Op. Cit.**, +p. 65] However, this is far from the truth. As one historian noted, while the +_"charge of violent opposition would be made again and again"_ by the +Bolsheviks, along with being _"active supporters of intervention and of +counter-revolution"_, in fact this _"charge was untrue in relation to the +Mensheviks, and the Communists, if they ever believed it, never succeeded in +establishing it."_ A few individuals did reject the Menshevik _"official +policy of confining opposition to strictly constitutional means"_ and they +were _"expelled from the party, for they had acted without its knowledge."_ +[Leonard Schapiro, **The Origin of the Communist Autocracy**, p. 193] +Significantly, the Bolsheviks annulled their June 14th expulsion of the +Mensheviks from the soviets on the 30th of November of the same year, 1918. +[E. H. Carr, **The Bolshevik Revolution**, vol. 1, p. 180] + +By _"agitating"_ for the _"overthrow"_ of the Bolshevik government, Rees is +referring to the Menshevik tactic of standing for election to soviets with the +aim of securing a majority and so forming a new government! Unsurprisingly, +the sole piece of evidence presented by Rees is a quote from historian E.H. +Carr: _"If it was true that the Bolshevik regime was not prepared after the +first few months to tolerate an organised opposition, it was equally true that +no opposition party was prepared to remain within legal limits. The premise of +dictatorship was common to both sides of the argument."_ [**Op. Cit.**, p. +190] Yet this _"judgment ignores"_ the Mensheviks whose policy of legal +opposition: _"The charge that the Mensheviks were not prepared to remain +within legal limits is part of the Bolsheviks case; it does not survive an +examination of the facts."_ [Schapiro, **Op. Cit.**, p. 355fn] + +As regards the SRs, this issue is more complicated. The right-SRs welcomed and +utilised the rebellion of the Czech Legion in May 1918 to reconvene the +Constituent Assembly (within which they had an overwhelming majority and which +the Bolsheviks had dissolved). After the White General Kolchak overthrew this +government in November 1918 (and so turned the civil war into a Red against +White one), most right-SRs sided with the Bolsheviks and, in return, the +Bolsheviks restated them to the soviets in February 1919\. [Carr, **Op. +Cit.**, p. 356 and p. 180] It must be stressed that, contra Carr, the SRs +aimed for a democratically elected government, not a dictatorship (and +definitely not a White one). With the Left-SRs, it was the Bolsheviks who +denied them their majority at the Fifth All-Congress of Soviets. Their +rebellion was **not** an attempted coup but rather an attempt to force the end +of the Brest-Litovsk treaty with the Germans by restarting the war (as +Alexander Rabinowitch proves beyond doubt in his **The Bolsheviks in Power**). +It would be fair to say that the anarchists, most SRs, the Left SRs and +Mensheviks were not opposed to the revolution, they were opposed to Bolshevik +policy. + +Ultimately, as Emma Goldman came to conclude, _"what [the Bolsheviks] called +'defence of the Revolution' was really only the defence of [their] party in +power."_ [**Op. Cit.**, p. 57] + +At best it could be argued that the Bolsheviks had no alternative but to +impose their dictatorship, as the other socialist parties would have succumbed +to the Whites and so, eventually, a White dictatorship would have replaced the +Red one. This was why, for example, Victor Serge claimed he sided with the +Communists against the Kronstadt sailors even though the latter had right on +their side for _"the country was exhausted, and production practically at a +standstill; there was no reserves of any kind . . . The working-class +**elite** that had been moulded in the struggle against the old regime was +literally decimated. . . . If the Bolshevik dictatorship fell, it was only a +short step to chaos . . . and in the end, through the sheer force of events, +another dictatorship, this time anti-proletarian."_ [**Memoirs of a +Revolutionary**, pp. 128-9] + +This, however, is shear elitism and utterly violates the notion that socialism +is the self-emancipation of the working class. Moreover, it places immense +faith on the goodwill of those in power - a utopian position. Equally, it +should not be forgotten that both the Reds and Whites were anti-working class. +At best it could be argued that the Red repression of working class protests +and strikes as well as opposition socialists would not have been as terrible +as that of the Whites, but that is hardly a good rationale for betraying the +principles of socialism. Yes, libertarians can agree with Serge that embracing +socialist principles may not work. Every revolution is a gamble and may fail. +As libertarian socialist Ante Ciliga correctly argued: + +> _"Let us consider, finally, one last accusation which is commonly +circulated: that action such as that at Kronstadt could have **indirectly** +let loose the forces of the counter-revolution. It is **possible** indeed that +even by placing itself on a footing of workers' democracy the revolution might +have been overthrown; but what is **certain** is that it has perished, and +that it has perished on account of the policy of its leaders. The repression +of Kronstadt, the suppression of the democracy of workers and soviets by the +Russian Communist party, the elimination of the proletariat from the +management of industry, and the introduction of the NEP, already signified the +death of the Revolution."_ [_"The Kronstadt Revolt"_, pp. 330-7, **The +Raven**, no, 8, p. 333 p. 335] + +So it should be stressed that no anarchist would argue that if an anarchist +path had been followed then success would have automatically followed. It is +possible that the revolution would have failed but one thing is sure: by +following the Bolshevik path it **did** fail. While the Bolsheviks may have +remained in power at the end of the civil war, the regime was a party +dictatorship preceding over a state capitalist economy. In such circumstances, +there could no further development towards socialism and, unsurprisingly, +there was none. Ultimately, as the rise of Stalin showed, the notion that +socialism could be constructed without basic working class freedom and self- +government was a baseless illusion. + +As we will show, the notion that objective circumstances (civil war, economic +collapse, and so on) cannot fully explain the failure of the Russian +Revolution. This becomes clear once the awkward fact that Bolshevik +authoritarianism and state capitalist policies started before the outbreak of +civil war is recognised (see [section H.6.1](secH6.html#sech61)); that their +ideology inspired and shaped the policies they implemented and these policies +themselves made the objective circumstances worse (see [section +H.6.2](secH6.html#sech62)); and that the Bolsheviks had to repress working +class protest and strikes against them throughout the civil war, so suggesting +a social base existed for a genuinely socialist approach (see [section +H.6.3](secH6.html#sech63)). + +Finally, there is a counter-example which, anarchists argue, show the impact +of Bolshevik ideology on the fate of the revolution. This is the anarchist +influenced Makhnovist movement (see Peter Arshinov's **The History of the +Makhnovist Movement** or Alexandre Skirda's **Nestor Makhno Anarchy's +Cossack** for more details). Defending the revolution in the Ukraine against +all groups aiming to impose their will on the masses, the Makhnovists were +operating in the same objective conditions facing the Bolsheviks - civil war, +economic disruption, isolation and so forth. However, the policies the +Makhnovists implemented were radically different than those of the Bolsheviks. +While the Makhnovists called soviet congresses, the Bolsheviks disbanded them. +The former encouraged free speech and organisation, the latter crushed both. +While the Bolsheviks raised party dictatorship and one-man management to +ideological truisms, the Makhnovists stood for and implemented workplace, +army, village and soviet self-management. As one historian suggests, far from +being necessary or even functional, Bolshevik policies _"might even have made +the war more difficult and more costly. If the counter-example of Makhno is +anything to go by then [they] certainly did."_ [Christopher Read, **From Tsar +to Soviets**, p. 265] Anarchists argue that it shows the failure of Bolshevism +cannot be put down to purely objective factors like the civil war: the +politics of Leninism played their part. + +Needless to say, this section can only be a summary of the arguments and +evidence. It does not pretend to be a comprehensive account of the revolution +or civil war. It concentrates on the key rationales by modern day Leninists to +justify Bolshevik actions and policies. We do so simply because it would be +impossible to cover every aspect of the revolution and because these +rationales are one of the main reasons why Leninist ideology has not been +placed in the dustbin of history where it belongs. For further discussion, see +[the appendix on the Russian Revolution](append4.html) or Voline's **The +Unknown Revolution**, Alexander Berkman's **The Russian Tragedy** and **The +Bolshevik Myth**, Emma Goldman's **My Disillusionment in Russia** or Maurice +Brinton's essential **The Bolsheviks and Workers' Control**. + +## H.6.1 Can objective factors explain the failure of the Russian Revolution? + +Leninist John Rees recounts the standard argument, namely that the objective +conditions in Russia meant that the _"subjective factor"_ of Bolshevik +ideology _"was reduced to a choice between capitulation to the Whites or +defending the revolution with whatever means were at hands. Within these +limits Bolshevik policy was decisive. But it could not wish away the limits +and start with a clean sheet."_ From this perspective, the key factor was the +_"vice-like pressure of the civil war"_ which _"transformed the state"_ as +well as the _"Bolshevik Party itself."_ Industry was _"reduced . . . to +rubble"_ and the _"bureaucracy of the workers' state was left suspended in +mid-air, its class based eroded and demoralised."_ [_"In Defence of October,"_ +pp. 3-82, **International Socialism**, no. 52, p. 30, p. 70, p. 66 and p. 65] + +Due to these factors, argue Leninists, the Bolsheviks became dictators +**over** the working class and **not** due to their political ideas. +Anarchists are not convinced by this analysis, arguing that is factually and +logically flawed. + +The first problem is factual. Bolshevik authoritarianism started **before** +the start of the civil war and major economic collapse. Whether it is soviet +democracy, workers' economic self-management, democracy in the armed forces or +working class power and freedom generally, the fact is the Bolsheviks had +systematically attacked and undermined it from the start. They also, as we +indicate in [section H.6.3](secH6.html'sech63) repressed working class +protests and strikes along with opposition groups and parties. As such, it is +difficult to blame something which had not started yet for causing Bolshevik +policies. + +Although the Bolsheviks had seized power under the slogan _"All Power to the +Soviets,"_ as we noted in [section H.3.11](secH3.html#sech311) the facts are +the Bolsheviks aimed for party power and only supported soviets as long as +they controlled them. To maintain party power, they had to undermine the +soviets and they did. This onslaught on the soviets started quickly, in fact +overnight when the first act of the Bolsheviks was to create an executive +body, the the Council of People's Commissars (or Sovnarkon), over and above +the soviets. This was in direct contradiction to Lenin's **The State and +Revolution**, where he had used the example of the Paris Commune to argue for +the merging of executive and legislative powers. Then, a mere four days after +this seizure of power by the Bolsheviks, the Sovnarkom unilaterally took for +itself legislative power simply by issuing a decree to this effect: _"This +was, effectively, a Bolshevik coup dtat that made clear the government's (and +party's) pre-eminence over the soviets and their executive organ. +Increasingly, the Bolsheviks relied upon the appointment from above of +commissars with plenipotentiary powers, and they split up and reconstituted +fractious Soviets and intimidated political opponents."_ [Neil Harding, +**Leninism**, p. 253] + +The highest organ of soviet power, the Central Executive Committee (VTsIK) was +turned into little more than a rubber stamp, with its Bolshevik dominated +presidium using its power to control the body. Under the Bolsheviks, the +presidium was converted _"into the **de facto** centre of power within +VTsIK."_ It _"began to award representations to groups and factions which +supported the government. With the VTsIK becoming ever more unwieldy in size +by the day, the presidium began to expand its activities"_ and was used _"to +circumvent general meetings."_ Thus the Bolsheviks were able _"to increase the +power of the presidium, postpone regular sessions, and present VTsIK with +policies which had already been implemented by the Sovnarkon. Even in the +presidium itself very few people determined policy."_ [Charles Duval, _"Yakov +M. Sverdlov and the All-Russian Central Executive Committee of Soviets +(VTsIK)"_, pp. 3-22, **Soviet Studies**, vol. XXXI, no. 1, p.7, p. 8 and p. +18] + +At the grassroots, a similar process was at work with oligarchic tendencies in +the soviets increasing post-October and _"[e]ffective power in the local +soviets relentlessly gravitated to the executive committees, and especially +their presidia. Plenary sessions became increasingly symbolic and +ineffectual."_ The party was _"successful in gaining control of soviet +executives in the cities and at **uezd** and **guberniya** levels. These +executive bodies were usually able to control soviet congresses, though the +party often disbanded congresses that opposed major aspects of current +policies."_ Local soviets _"had little input into the formation of national +policy"_ and _"[e]ven at higher levels, institutional power shifted away from +the soviets."_ [Carmen Sirianni, **Workers' Control and Socialist Democracy**, +p. 204 and p. 203] In Moscow, for example, power in the soviet _"moved away +from the plenum to ever smaller groups at the apex."_ The presidium, created +in November 1917, _"rapidly accrued massive powers."_ [Richard Sakwa, **Soviet +Communists in Power**, p. 166] + +The Bolshevik dominated soviet executives used this power to maintain a +Bolshevik majority, by any means possible, in the face of popular +disillusionment with their regime. In Saratov, for example, _"as early as the +spring of 1918 . . . workers clashed with the soviet"_ while in the April +soviet elections, as elsewhere, the Bolsheviks' _"powerful majority in the +Soviet began to erode"_ as moderate socialists _"criticised the nondemocratic +turn Bolshevik power has taken and the soviet's loss of their independence."_ +[Donald J. Raleigh, **Experiencing Russia's Civil War**, p. 366 and p. 368] +While the influence of the Mensheviks _"had sunk to insignificance by October +1917"_, the _"unpopularity of government policy"_ changed that and by the +_"middle of 1918 the Mensheviks could claim with some justification that large +numbers of the industrial working class were now behind them, and that but for +the systematic dispersal and packing of the soviets, and the mass arrests at +workers' meeting and congresses, their party could have one power by its +policy of constitutional opposition."_ The soviet elections in the spring of +1918 across Russia saw _"arrests, military dispersal, even shootings"_ +whenever Mensheviks _"succeeded in winning majorities or a substantial +representation."_ [Leonard Schapiro, **The Origin of the Communist +Autocracy**, p. 191] + +One such technique to maintain power was to postpone new soviet elections, +another was to gerrymander the soviets to ensure their majority. The +Bolsheviks in Petrograd, for example, faced _"demands from below for the +immediate re-election"_ of the Soviet. However, before the election, the +Bolshevik Soviet confirmed new regulations _"to help offset possible +weaknesses"_ in their _"electoral strength in factories."_ The _"most +significant change in the makeup of the new soviet was that numerically +decisive representation was given to agencies in which the Bolsheviks had +overwhelming strength, among them the Petrograd Trade Union Council, +individual trade unions, factory committees in closed enterprises, district +soviets, and district non-party workers' conferences."_ This ensured that +_"[o]nly 260 of roughly 700 deputies in the new soviet were to be elected in +factories, which guaranteed a large Bolshevik majority in advance"_ and so the +Bolsheviks _"contrived a majority"_ in the new Soviet long before gaining 127 +of the 260 factory delegates. Then there is _"the nagging question of how many +Bolshevik deputies from factories were elected instead of the opposition +because of press restrictions, voter intimidation, vote fraud, or the short +duration of the campaign."_ The SR and Menshevik press, for example, were +reopened _"only a couple of days before the start of voting."_ Moreover, +_"Factory Committees from closed factories could and did elect soviet deputies +(the so-called dead souls), one deputy for each factory with more than one +thousand workers at the time of shutdown"_ while the electoral assemblies for +unemployed workers _"were organised through Bolshevik-dominated trade union +election commissions."_ Overall, then, the Bolshevik election victory _"was +highly suspect, even on the shop floor."_ [Alexander Rabinowitch, **The +Bolsheviks in Power**, pp. 248-9, p. 251 and p. 252] This meant that it was +_"possible for one worker to be represented in the soviet five times . . . +without voting once."_ Thus the soviet _"was no longer a popularly elected +assembly: it had been turned into an assembly of Bolshevik functionaries."_ +[Vladimir N. Brovkin, **The Mensheviks After October**, p. 240] + +When postponing and gerrymandering failed, the Bolsheviks turned to state +repression to remain in power. For all the provincial soviet elections in the +spring and summer of 1918 for which data is available, there was an +_"impressive success of the Menshevik-SR block"_ followed by _"the Bolshevik +practice of disbanding soviets that came under Menshevik-SR control."_ The +_"subsequent wave of anti-Bolshevik uprisings"_ were repressed by force. +[Brovkin, **Op. Cit.**, p. 159] Another historian also notes that by the +spring of 1918 _"Menshevik newspapers and activists in the trade unions, the +Soviets, and the factories had made a considerable impact on a working class +which was becoming increasingly disillusioned with the Bolshevik regime, so +much so that in many places the Bolsheviks felt constrained to dissolve +Soviets or prevent re-elections where Mensheviks and Socialist Revolutionaries +had gained majorities."_ [Israel Getzler, **Martov**, p. 179] + +When the opposition parties raised such issues at the VTsIK, it had no impact. +In April 1918, one deputy _"protested that non-Bolshevik controlled soviets +were being dispersed by armed force, and wanted to discuss the issue."_ The +chairman _"refus[ed] to include it in the agenda because of lack of supporting +material"_ and requested such information be submitted to the presidium of the +soviet. The majority (i.e. the Bolsheviks) _"supported their chairman"_ and +the facts were _"submitted . . . to the presidium, where they apparently +remained."_ [Charles Duval, **Op. Cit.**, pp. 13-14] Given that the VTsIK was +meant to be the highest soviet body between congresses, this lack of concern +clearly shows the Bolshevik contempt for soviet democracy. + +The Bolsheviks also organised rural poor committees, opposed to by all other +parties (particularly the Left-SRs). The Bolshevik leadership _"was well aware +that the **labouring peasantry**, largely represented in the countryside by +the Left Socialist-Revolutionary party, would be excluded from +participation."_ These committees were _"subordinated to central policy and +thus willing to implement a policy opposing the interests of the mass of the +peasants"_ and were also used for the _"disbandment of the peasants' soviets +in which Bolshevik representation was low or nil"_. It should be noted that +between March and August 1918 _"the Bolsheviks were losing power not only in +favour of the Left Socialist-Revolutionaries"_ but also _"in favour of non- +party people."_ [Silvana Malle, **The Economic Organisation of War Communism, +1918-1921**, pp. 366-7] + +Unsurprisingly, the same contempt was expressed at the fifth All-Russian +Soviet Congress in July 1918 when the Bolshevik gerrymandered it to maintain +their majority. The Bolsheviks banned the Mensheviks in the context of +political loses **before** the Civil War, which gave the Bolsheviks an excuse +and they _"drove them underground, just on the eve of the elections to the +Fifth Congress of Soviets in which the Mensheviks were expected to make +significant gains"_. While the Bolsheviks _"offered some formidable fictions +to justify the expulsions"_ there was _"of course no substance in the charge +that the Mensheviks had been mixed in counter-revolutionary activities on the +Don, in the Urals, in Siberia, with the Czechoslovaks, or that they had joined +the worst Black Hundreds."_ [Getzler, **Op. Cit.**, p. 181] + +With the Mensheviks and Right-SRs banned from the soviets, popular +disenchantment with Bolshevik rule was expressed by voting Left-SR. The +Bolsheviks ensured their majority in the congress and, therefore, a Bolshevik +government by gerrymandering it has they had the Petrograd soviet. Thus +_"electoral fraud gave the Bolsheviks a huge majority of congress delegates"_. +In reality, _"the number of legitimately elected Left SR delegates was roughly +equal to that of the Bolsheviks."_ The Left-SRs expected a majority but did +not include _"roughly 399 Bolsheviks delegates whose right to be seated was +challenged by the Left SR minority in the congress's credentials commission."_ +Without these dubious delegates, the Left SRs and SR Maximalists would have +outnumbered the Bolsheviks by around 30 delegates. This ensured _"the +Bolshevik's successful fabrication of a large majority in the Fifth All- +Russian Congress of Soviets."_ [Rabinowitch, **Op. Cit.**, p. 396, p. 288, p. +442 and p. 308] Moreover, the Bolsheviks also _"allowed so-called committees +of poor peasants to be represented at the congress. . . This blatant +gerrymandering ensured a Bolshevik majority . . . Deprived of their democratic +majority the Left SRs resorted to terror and assassinated the German +ambassador Mirbach."_ [Geoffrey Swain, **The Origins of the Russian Civil +War**, p. 176] The Bolsheviks falsely labelled this an uprising against the +soviets and the Left-SRs joined the Mensheviks and Right-SRs in being made +illegal. It is hard not to agree with Rabinowitch when he comments that +_"however understandable framed against the fraudulent composition of the +Fifth All-Russian Congress of Soviets and the ominous developments at the +congresses's start"_ this act _"offered Lenin a better excuse than he could +possibly have hoped for to eliminate the Left SRs as a significant political +rival."_ [**Op. Cit.**, p. 308] + +So before the start of the civil war all opposition groups, bar the Left-SRs, +had suffered some form of state repression by the hands of the Bolshevik +regime (the Bolsheviks had attacked the anarchist movement in April, 1918 +[Paul Avrich, **The Russian Anarchists**, pp. 184-5]). Within six weeks of it +starting **every** opposition group had been excluded from the soviets. +Significantly, in spite of being, effectively, a one-party state Lenin later +proclaimed that soviet power _"is a million times more democratic than the +most democratic bourgeois republic"_ and pointed to the 6th Congress of +Soviets in November with its 97% of Bolsheviks! [**Collected Works**, vol. 28, +p. 248 and p. 303] + +A similar authoritarian agenda was aimed at the armed forces and industry. +Trotsky simply abolished the soldier's committees and elected officers, +stating that _"the principle of election is politically purposeless and +technically inexpedient, and it has been, in practice, abolished by decree."_ +[**How the Revolution Armed**, vol. 1, p. 47] The death penalty for +disobedience was restored, along with, more gradually, saluting, special forms +of address, separate living quarters and other privileges for officers. +Somewhat ironically, nearly 20 years later, Trotsky himself lamented how the +_"demobilisation of the Red Army of five million played no small role in the +formation of the bureaucracy. The victorious commanders assumed leading posts +in the local Soviets, in economy, in education, and they persistently +introduced everywhere that regime which had ensured success in the civil +war."_ For some reason he failed to mention who had introduced that very +regime, although he felt able to state, without shame, that the _"commanding +staff needs democratic control. The organisers of the Red Army were aware of +this from the beginning, and considered it necessary to prepare for such a +measure as the election of commanding staff."_ [**The Revolution Betrayed**, +p. 90 and p. 211] So it would be churlish to note that _"the root of the +problem lay in the very organisation of the army on traditional lines, for +which Trotsky himself had been responsible, and against which the Left +Communists in 1918 had warned."_ [Richard Sakwa, **Soviet Communists in +Power**, p. 231] + +In industry, Lenin, as we discussed in [section H.3.14](secH3.html#sech314), +started to champion one-man management armed with _"dictatorial"_ powers in +April, 1918. Significantly, he argued that his new policies were **not** +driven by the civil war for _"[i]n the main . . . the task of suppressing the +resistance of the exploiters was fulfilled"_ (since _"(approximately) February +1918."_). The task _"now coming to the fore"_ was that of _"organising [the] +**administration** of Russia."_ It _"has become the main and central task"_ +precisely **because** of _"the peace which has been achieved - despite its +extremely onerous character and extreme instability"_ and so _"the Russian +Soviet Republic has gained an opportunity to concentrate its efforts for a +while on the most important and most difficult aspect of the socialist +revolution, namely, the task of organisation."_ This would involve imposing +one-man management, that is _"individual executives"_ with _"dictatorial +powers (or 'unlimited' powers)"_ as there was _"absolutely **no** +contradiction in principle between Soviet (**that is**, socialist) democracy +and the exercise of dictatorial powers by individuals."_ [**Op. Cit.**, vol. +27, p. 242, p. 237, p. 267 and p. 268] + +Trotsky concurred, arguing in the same speech which announced the destruction +of military democracy that workplace democracy _"is not the last word in the +economic constructive work of the proletariat"_. The _"next step must consist +in self-limitation of the collegiate principle"_ and its replacement by +_"[p]olitical collegiate control by the Soviets"_, i.e. the state control +Lenin had repeatedly advocated in 1917. However _"for executive functions we +must appoint technical specialists."_ He ironically called this the working +class _"throwing off the one-man management principles of its masters of +yesterday"_ and failed to recognise it was imposing the one-man management +principles of new masters. As with Lenin, the destruction of workers' power at +the point of production was of little concern for what mattered was that +_"with power in our hands, we, the representatives of the working class"_ +would introduce socialism. [**How the Revolution Armed**, vol. 1, p. 37 and p. +38] + +In reality, the Bolshevik vision of socialism simply replaced private +capitalism with state capitalism, taking control of the economy out of the +hands of the workers and placing it into the hands of the state bureaucracy. +As one historian correctly summarises the s-called workers' state _"oversaw +the reimposition of alienated labour and hierarchical social relations. It +carried out this function in the absence of a ruling class, and them played a +central role in ushering that class into existence - a class which +subsequently ruled not through its ownership of private property but through +its 'ownership' of the state. That state was antagonistic to the forces that +could have best resisted the retreat of the revolution, i.e. the working +class."_ [Simon Pirani, **The Russian Revolution in Retreat, 1920-24**, p. +240] + +Whether it is in regards to soviet, workplace or army democracy or the rights +of the opposition to organise freely and gather support, the facts are the +Bolsheviks had systematically eliminated them **before** the start of the +civil war. So when Trotsky asserted that _"[i]n the beginning, the party had +wished and hoped to preserve freedom of political struggle within the +framework of the Soviets"_ but that it was civil war which _"introduced stern +amendments into this calculation,"_ he was rewriting history. Rather than +being _"regarded not as a principle, but as an episodic act of self-defence"_ +the opposite is the case. As we note in [section H.3.8](secH3.html#sech38) +from roughly October 1918 onwards, the Bolsheviks **did** raise party +dictatorship to a _"principle"_ and did not care that this was _"obviously in +conflict with the spirit of Soviet democracy."_ Trotsky was right to state +that _"on all sides the masses were pushed away gradually from actual +participation in the leadership of the country."_ [**The Revolution +Betrayed**, p. 96 and p. 90] He was just utterly wrong to imply that this +process happened **after** the end of the civil war rather than before its +start and that the Bolsheviks did not play a key role in so doing. Thus, _"in +the soviets and in economic management the embryo of centralised and +bureaucratic state forms had already emerged by mid-1918."_ [Sakwa, **Op. +Cit.**, pp. 96-7] + +It may be argued in objection to this analysis that the Bolsheviks faced +resistance from the start and, consequently, civil war existed from the moment +Lenin seized power and to focus attention on the events of late May 1918 gives +a misleading picture of the pressures they were facing. After all, the +Bolsheviks had the threat of German Imperialism and there were a few (small) +White Armies in existence as well as conspiracies to combat. However, this is +unconvincing as Lenin himself pointed to the ease of Bolshevik success post- +October. On March 14th, 1918, Lenin had proclaimed that _"the civil war was +one continuous triumph for Soviet power"_ and in June argued that _"the +Russian bourgeoisie was defeated in open conflict . . . in the period from +October 1917 to February and March 1918"_. [**Collected Works**, vol. 27, p. +174 and p. 428] It can be concluded that the period up until March 1918 was +not considered by the Bolsheviks themselves as being so bad as requiring the +adjustment of their politics. This explains why, as one historian notes, that +the _"revolt of the Czechoslovak Legion on 25 May 1918 is often considered to +be the beginning of full-scale military activity. There followed a succession +of campaigns."_ This is reflected in Bolshevik policy as well, with war +communism _"lasting from about mid-1918 to March 1921."_ [Sakwa, **Op. Cit.**, +p. 22 and p. 19] + +Significantly, the introduction of one-man management was seen not as an +emergency measure forced upon the Bolsheviks by dire circumstances of civil +war but rather as a natural aspect of building socialism itself. In March, +1918, for example, Lenin argued that civil war _"became a fact"_ on October, +25, 1917 and _"[i]n this civil war . . . victory was achieved with . . . +extraordinary ease . . . The Russia revolution was a continuous triumphal +march in the first months."_ [**Op. Cit.**, pp. 88-9] Looking back at this +time from April 1920, Lenin reiterated his position (_"Dictatorial powers and +one-man management are not contradictory to socialist democracy."_) while also +stressing that this was not forced upon the Bolsheviks by civil war. +Discussing how, again, the civil war was ended and it was time to build +socialism he argued that the _"whole attention of the Communist Party and the +Soviet government is centred on peaceful economic development, on problems of +the dictatorship and of one-man management . . . When we tackled them for the +first time in 1918, there was no civil war and no experience to speak of."_ So +it was _"not only experience"_ of civil war, argued Lenin _"but something more +profound . . . that has induced us now, as it did two years ago, to +concentrate all our attention on labour discipline."_ [**Op. Cit.**, vol. 30, +p. 503 and p. 504] Trotsky also argued that Bolshevik policy was not +conditioned by the civil war (see [section H.3.14](secH3.html#sech314)). + +As historian Jonathan Aves notes, _"the Communist Party took victory as a sign +of the correctness of its ideological approach and set about the task of +economic construction on the basis of an intensification of War Communism +policies."_ [**Workers Against Lenin**, p. 37] In addition, this perspective +flowed, as we argue in the [next section](secH6.html#sech62), from the +Bolshevik ideology, from its vision of socialism, rather than some alien +system imposed upon an otherwise healthy set of ideas. + +Of course, this can be ignored in favour of the argument that party rule was +required for the revolution to succeed. That would be a defendable, if utterly +incorrect, position to take. It would, however, also necessitate ripping up +Lenin's **State and Revolution** as it is clearly not relevant to a socialist +revolution nor can it be considered as the definitive guide of what Leninism +really stands for, as Leninists like to portray it to this day. Given that +this is extremely unlikely to happen, it is fair to suggest that claims that +the Bolsheviks faced "civil war" from the start, so justifying their +authoritarianism, can be dismissed as particularly unconvincing special +pleading. Much the same can be said for the "objective conditions" produced by +the May 1918 to October 1920 civil war argument in general. + +Then there is the logical problem. Leninists say that they are +revolutionaries. As we noted in [section H.2.1](secH2.html#sech21), they +inaccurately mock anarchists for not believing that a revolution needs to +defend itself. Yet, ironically, their whole defence of Bolshevism rests on the +_"exceptional circumstances"_ produced by the civil war they claim is +inevitable. If Leninism cannot handle the problems associated with actually +conducting a revolution then, surely, it should be avoided at all costs. This +is particularly the case as leading Bolsheviks all argued that the specific +problems their latter day followers blame for their authoritarianism were +natural results of any revolution and, consequently, unavoidable. Lenin, for +example, in 1917 mocked those who opposed revolution because _"the situation +is exceptionally complicated."_ He noted _"the development of the revolution +itself **always** creates an **exceptionally** complicated situation"_ and +that it was an _"incredibly complicated and painful process."_ In fact, it was +_"the most intense, furious, desperate class war and civil war. Not a single +great revolution in history has taken place without civil war. And only a 'man +in a muffler' can think that civil war is conceivable without an +'exceptionally complicated situation.'"_ _"If the situation were not +exceptionally complicated there would be no revolution."_ [**Op. Cit.**, vol. +26, pp. 118-9] + +He reiterated this in 1918, arguing that _"every great revolution, and a +socialist revolution in particular, even if there is no external war, is +inconceivable without internal war, i.e., civil war, which is even more +devastating than external war, and involves thousands and millions of cases of +wavering and desertion from one side to another, implies a state of extreme +indefiniteness, lack of equilibrium and chaos."_ [**Op. Cit.**, vol. 27, p. +264] He even argued that revolution in an advanced capitalist nations would be +far more devastating and ruinous than in Russia. [**Op. Cit.**, vol. 28, p. +298] + +Therefore, Lenin stressed, _"it will never be possible to build socialism at a +time when everything is running smoothly and tranquilly; it will never be +possible to realise socialism without the landowners and capitalists putting +up a furious resistance."_ Those _"who believe that socialism can be built at +a time of peace and tranquillity are profoundly mistaken: it will be +everywhere built at a time of disruption, at a time of famine. That is how it +must be."_ Moreover, _"not one of the great revolutions of history has taken +place"_ without civil war and _"without which not a single serious Marxist has +conceived the transition from capitalism to socialism."_ Obviously, _"there +can be no civil war - the inevitable condition and concomitant of socialist +revolution - without disruption."_ [**Op. Cit.**, vol. 27, p. 520, p. 517, p. +496 and p. 497] + +Moreover, anarchists had long argued that a revolution would be associated +with economic disruption, isolation and civil war and, consequently, had +developed their ideas to take these into account. For example, Kropotkin was +_"certain that the coming Revolution . . . will burst upon us in the middle of +a great industrial crisis . . . There are millions of unemployed workers in +Europe at this moment. It will be worse when Revolution has burst upon us . . +. The number of the out-of-works will be doubled as soon as barricades are +erected in Europe and the United States . . . we know that in time of +Revolution exchange and industry suffer most from the general upheaval . . . A +Revolution in Europe means, then, the unavoidable stoppage of at least half +the factories and workshops."_ The _"smallest attack upon property will bring +in its train the complete disorganisation"_ of the capitalist economy. This +meant that society _"itself will be forced to take production in hand . . . +and to reorganise it to meet the needs of the whole people."_ [**The Conquest +of Bread**, pp. 69-70] This prediction was a common feature of Kropotkin's +politics (as can be seen from, say, his _"The First Work of the Revolution"_ +[**Act for Yourselves**, pp. 56-60]). + +Revolutionary anarchism, then, is based on a clear understanding of the nature +of a social revolution, the objective problems it will face and the need for +mass participation and free initiative to solve them. So it must, therefore, +be stressed that the very _"objective factors"_ supporters of Bolshevism use +to justify the actions of Lenin and Trotsky were predicted correctly by +anarchists decades beforehand and integrated into our politics. Moreover, +anarchists had developed their ideas on social revolution to make sure that +these inevitable disruptions would be minimised. By stressing the need for +self-management, mass participation, self-organisation and free federation, +anarchism showed how a free people could deal with the difficult problems they +would face (as we discuss in the [section H.6.2](secH6.html#sech62) there is +substantial evidence to show that Bolshevik ideology and practice made the +problems facing the Russian revolution much worse than they had to be). + +It should also be noted that every revolution has confirmed the anarchist +analysis. For example, the German Revolution after 1918 faced an economic +collapse which was, relatively, just as bad as that facing Russia the year +before. The near revolution produced extensive political conflict, including +civil war, which was matched by economic turmoil. Taking 1928 as the base +year, the index of industrial production in Germany was slightly lower in +1913, namely 98 in 1913 to 100 in 1928. In 1917, the index was 63 and by 1918, +it was 61 (i.e. industrial production had dropped by nearly 40%). In 1919, it +fell again to 37, rising to 54 in 1920 and 65 in 1921. Thus, in 1919, the +_"industrial production reached an all-time low"_ and it _"took until the late +1920s for [food] production to recover its 1912 level."_ [V. R. Berghahn, +**Modern Germany**, p. 258, pp. 67-8 and p. 71] In Russia, the index for large +scale industry fell to 77 in 1917 from 100 in 1913, falling again to 35 in +1918, 26 in 1919 and 18 in 1920. [Tony Cliff, **Lenin**, vol. 3, p. 86] + +Strangely, Leninists do not doubt that the spread of the Russian Revolution to +Germany would have allowed the Bolsheviks more leeway to avoid +authoritarianism and so save the Revolution. Yet this does not seem likely +given the state of the German economy. Comparing the two countries, there is a +similar picture of economic collapse. In the year the revolution started, +production had fallen by 23% in Russia (from 1913 to 1917) and by 43% in +Germany (from 1913 to 1918). Once revolution had effectively started, +production fell even more. In Russia, it fell to 65% of its pre-war level in +1918, in Germany it fell to 62% of its pre-war level in 1919. However, no +Leninist argues that the German Revolution was impossible or doomed to +failure. Similarly, no Leninist denies that a socialist revolution was +possible during the depths of the Great Depression of the 1930s or to post- +world war two Europe, marked as it was by economic collapse. This was the case +in 1917 as well, when economic crisis had been a fact of Russian life +throughout the year. This did not stop the Bolsheviks calling for revolution +and seizing power. Nor did this crisis stop the creation of democratic working +class organisations, such as soviets, trade unions and factory committees +being formed nor did it stop mass collective action. It appears, therefore, +that while the economic crisis of 1917 did not stop the development of +socialist tendencies to combat it, the seizure of power by a socialist party +did. + +To conclude, it seems hypocritical in the extreme for Leninists to blame +difficult circumstances for the failure of the Russian Revolution. As Lenin +himself argued, the Bolsheviks _"never said that the transition from +capitalism to socialism would be easy. It will invoke a whole period of +violent civil war, it will involve painful measures."_ They knew _"that the +transition from capitalism to socialism is a struggle of an extremely +difficult kind"_ and so _"[i]f there ever existed a revolutionary who hoped +that we could pass to the socialist system without difficulties, such a +revolutionary, such a socialist, would not be worth a brass farthing."_ [**Op. +Cit.**, p. 431, p. 433 and pp. 432-3] He would have been surprised to discover +that many of his own followers would be _"such a socialist"_! + +Consequently, it is not hard to conclude that for Leninists difficult +objective circumstances place socialism off the agenda only when they are +holding power. So even if we ignore the extensive evidence that Bolshevik +authoritarianism started before the civil war, the logic of the Leninist +argument is hardly convincing. Yet it does have advantages, for by focusing +attention on the civil war, Leninists also draw attention away from Bolshevik +ideology and tactics. As Peter Kropotkin recounted to Emma Goldman this simply +cannot be done: + +> _ "the Communists are a political party firmly adhering to the idea of a +centralised State, and that as such they were bound to misdirect the course of +the Revolution . . . [Their policies] have paralysed the energies of the +masses and have terrorised the people. Yet without the direct participation of +the masses in the reconstruction of the country, nothing essential could be +accomplished . . . They created a bureaucracy and officialdom . . . [which +were] parasites on the social body . . . It was not the fault of any +particular individual: rather it was the State they had created, which +discredits every revolutionary ideal, stifles all initiative, and sets a +premium on incompetence and waste . . . Intervention and blockade were +bleeding Russia to death, and were preventing the people from understanding +the real nature of the Bolshevik regime."_ [**My Disillusionment in Russia**, +p. 99] + +Obviously, if the "objective" factors do not explain Bolshevik +authoritarianism and the failure of the revolution we are left with the +question of which aspects of Bolshevik ideology impacted negatively on the +revolution. As Kropotkin's comments indicate, anarchists have good reason to +argue that one of the greatest myths of state socialism is the idea that +Bolshevik ideology played no role in the fate of the Russian Revolution. We +turn to this in the [next section](secH6.html#sech62). + +## H.6.2 Did Bolshevik ideology influence the outcome of the Russian +Revolution? + +As we discussed in the [last section](secH6.html#sech61), anarchists reject +the Leninist argument that the failure of Bolshevism in the Russian Revolution +can be blamed purely on the difficult objective circumstances they faced. As +Noam Chomsky summarises: + +> _ "In the stages leading up to the Bolshevik coup in October 1917, there +**were** incipient socialist institutions developing in Russia - workers' +councils, collectives, things like that. And they survived to an extent once +the Bolsheviks took over - but not for very long; Lenin and Trotsky pretty +much eliminated them as they consolidated their power. I mean, you can argue +about the **justification** for eliminating them, but the fact is that the +socialist initiatives were pretty quickly eliminated. + +> + +> "Now, people who want to justify it say, 'The Bolsheviks had to do it' - +that's the standard justification: Lenin and Trotsky had to do it, because of +the contingencies of the civil war, for survival, there wouldn't have been +food otherwise, this and that. Well, obviously the question is, was that true. +To answer that, you've got to look at the historical facts: I don't think it +was true. In fact, I think the incipient socialist structures in Russia were +dismantled **before** the really dire conditions arose . . . But reading their +own writings, my feeling is that Lenin and Trotsky knew what they were doing, +it was conscious and understandable."_ [**Understanding Power**, p. 226] + +Chomsky is right on both counts. The attack on the basic building blocks of +genuine socialism started before the civil war. Moreover, it did not happen by +accident. The attacks were rooted in the Bolshevik vision of socialism. As +Maurice Brinton concluded: + +> _ "there is a clear-cut and incontrovertible link between what happened +under Lenin and Trotsky and the later practices of Stalinism . . . The more +one unearths about this period the more difficult it becomes to define - or +even to see - the 'gulf' allegedly separating what happened in Lenin's time +from what happened later. Real knowledge of the facts also makes it impossible +to accept . . . that the whole course of events was 'historically inevitable' +and 'objectively determined'. Bolshevik ideology and practice were themselves +important and sometimes decisive factors in the equation, at every critical +stage of this critical period."_ [**The Bolsheviks and Workers' Control**, p. +84] + +This is not to suggest that the circumstances played no role in the +development of the revolution. It is simply to indicate that Bolshevik +ideology played its part as well by not only shaping the policies implemented +but also how the results of those policies themselves contributed to the +circumstances being faced. This is to be expected, given that the Bolsheviks +were the ruling party and, consequently, state power was utilised to implement +their policies, policies which, in turn, were influenced by their ideological +preferences and prejudices. Ultimately, to maintain (as Leninists do) that the +ideology of the ruling party played no (or, at best, a minor) part hardly +makes sense logically nor, equally importantly, can it be supported once even +a basic awareness of the development of the Russian Revolution is known. + +A key issue is the Bolsheviks support for centralisation. Long before the +revolution, Lenin had argued that within the party it was a case of _"the +transformation of the power of ideas into the power of authority, the +subordination of lower Party bodies to higher ones."_ [**Collected Works**, +vol. 7, p. 367] Such visions of centralised organisation were the model for +the revolutionary state and, once in power, they did not disappoint. Thus, +_"for the leadership, the principle of maximum centralisation of authority +served more than expedience. It consistently resurfaced as the image of a +peacetime political system as well."_ [Thomas F. Remington, **Building +Socialism in Bolshevik Russia**, p. 91] + +However, by its very nature centralism places power into a few hands and +effectively eliminates the popular participation required for any successful +revolution to develop. The power placed into the hands of the Bolshevik +government was automatically no longer in the hands of the working class. So +when Leninists argue that "objective" circumstances forced the Bolsheviks to +substitute their power for that of the masses, anarchists reply that this +substitution had occurred the moment the Bolsheviks centralised power and +placed it into their own hands. As a result, popular participation and +institutions began to wither and die. Moreover, once in power, the Bolsheviks +were shaped by their new position and the social relationships it created and, +consequently, implemented policies influenced and constrained by the +hierarchical and centralised structures they had created. + +This was not the only negative impact of Bolshevik centralism. It also spawned +a bureaucracy. As we noted in [section H.1.7](secH1.html#sech17), the rise of +a state bureaucracy started immediately with the seizure of power. Thus _"red +tape and vast administrative offices typified Soviet reality"_ as the +Bolsheviks _"rapidly created their own [state] apparatus to wage the political +and economic offensive against the bourgeoisie and capitalism. As the +functions of the state expanded, so did the bureaucracy"_ and so _"following +the revolution the process of institutional proliferation reached +unprecedented heights . . . a mass of economic organisations [were] created or +expanded."_ [Richard Sakwa, **Soviet Communists in Power**, p. 190 and p. 191] +This was a striking confirmation of the anarchist analysis which argued that a +new bureaucratic class develops around any centralised body. This body would +soon become riddled with personal influences and favours, so ensuring that +members could be sheltered from popular control while, at the same time, +exploiting its power to feather their own nest. Overtime, this permanent +collection of bodies would become the real power in the state, with the party +members nominally in charge really under the control of an unelected and +uncontrolled officialdom. This was recognised by Lenin in 1922: + +> _ "If we take Moscow with its 4,700 Communists in responsible positions, and +if we take that huge bureaucratic machine, that gigantic heap, we must ask: +who is directing whom? I doubt very much whether it can truthfully be said +that the Communists are directing that heap. To tell the truth, they are not +directing, they are being directed."_ [**The Lenin Anthology**, p. 527] + +By the end of 1920, there were five times more state officials than industrial +workers (5,880,000 were members of the state bureaucracy). However, the +bureaucracy had existed since the start. In Moscow, in August 1918, state +officials represented 30 per cent of the workforce there and by 1920 the +general number of office workers _"still represented about a third of those +employed in the city"_ (200,000 in November, 1920, rising to 228,000 in July, +1921 and, by October 1922, to 243,000). [Sakwa, **Op. Cit.**, pp. 191-3] And +with bureaucracy came the abuse of it simply because it held **real** power: + +> _ "The prevalence of bureaucracy, of committees and commissions . . . +permitted, and indeed encouraged, endless permutations of corrupt practices. +These raged from the style of living of communist functionaries to bribe- +taking by officials. With the power of allocation of scare resources, such as +housing, there was an inordinate potential for corruption."_ [**Op. Cit.**, p. +193] + +The growth in **power** of the bureaucracy should not, therefore, come as a +major surprise given that it had existed from the start in sizeable numbers. +Yet, for the Bolsheviks _"the development of a bureaucracy"_ was a puzzle, +_"whose emergence and properties mystified them."_ It should be noted that, +_"[f]or the Bolsheviks, bureaucratism signified the escape of this bureaucracy +from the will of the party as it took on a life of its own."_ [**Op. Cit.**, +p. 182 and p. 190] This was the key. They did not object the usurpation of +power by the party (indeed they placed party dictatorship at the core of their +politics and universalised it to a general principle for **all** "socialist" +revolutions). Nor did they object to the centralisation of power and activity +(and so the bureaucratisation of life). As such, the Bolsheviks failed to +understand how their own politics helped the rise of this new ruling class. +They failed to understand the links between centralism and bureaucracy. +Bolshevik nationalisation and centralism (as well as being extremely +inefficient) also ensured that the control of society, economic activity and +its product would be in the hands of the state and, so, class society would +continue. Unsurprisingly, complaints by working class people about the +privileges enjoyed by Communist Party and state officials were widespread. + +Another problem was the Bolshevik vision of (centralised) democracy. Trotsky +is typical. In April 1918 he argued that once elected the government was to be +given total power to make decisions and appoint people as required as it is +_"better able to judge in the matter than"_ the masses. The sovereign people +were expected to simply obey their public servants until such time as they +_"dismiss that government and appoint another."_ Trotsky raised the question +of whether it was possible for the government to act _"against the interests +of the labouring and peasant masses?"_ And answered no! Yet it is obvious that +Trotsky's claim that _"there can be no antagonism between the government and +the mass of the workers, just as there is no antagonism between the +administration of the union and the general assembly of its members"_ is just +nonsense. [**Leon Trotsky Speaks**, p. 113] The history of trade unionism is +full of examples of committees betraying their membership. Needless to say, +the subsequent history Lenin's government shows that there can be +_"antagonism"_ between rulers and ruled and that appointments are always a key +way to further elite interests. + +This vision of top-down "democracy" can, of course, be traced back to Marx and +Lenin (see sections [H.3.2](secH3.html#sech32) and +[H.3.3](secH3.html#sech33)). By equating centralised, top-down decision making +by an elected government with "democracy," the Bolsheviks had the ideological +justification to eliminate the functional democracy associated with the +soviets, factory committees and soldiers committees. The Bolshevik vision of +democracy became the means by which real democracy was eliminated in area +after area of Russian working class life. Needless to say, a state which +eliminates functional democracy in the grassroots will not stay democratic in +any meaningful sense for long. + +Nor does it come as too great a surprise to discover that a government which +considers itself as _"better able to judge"_ things than the people finally +decides to annul any election results it dislikes. As we discussed in [section +H.5](secH5.html), this perspective is at the heart of vanguardism, for in +Bolshevik ideology the party, not the class, is in the final analysis the +repository of class consciousness. This means that once in power it has a +built-in tendency to override the decisions of the masses it claimed to +represent and justify this in terms of the advanced position of the party (as +historian Richard Sakwa notes a _"lack of identification with the Bolshevik +party was treated as the absence of political consciousness altogether"_ +[**Op. Cit.**, p. 94]). Combine this with a vision of "democracy" which is +highly centralised and which undermines local participation then we have the +necessary foundations for the turning of party power into party dictatorship. + +Which brings us to the next issue, namely the Bolshevik idea that the party +should seize power, not the working class as a whole, equating party power +with popular power. The question instantly arises of what happens if the +masses turn against the party? The gerrymandering, disbanding and +marginalisation of the soviets in the spring and summer of 1918 answers that +question (see [last section](secH6.html#sech61)). It is not a great step to +party dictatorship **over** the proletariat from the premises of Bolshevism. +In a clash between soviet democracy and party power, the Bolsheviks +consistently favoured the latter - as would be expected given their ideology. + +This can be seen from the Bolsheviks' negative response to the soviets of +1905\. At one stage the Bolsheviks demanded the St. Petersburg soviet accept +the Bolshevik political programme and then disband. The rationale for these +attacks is significant. The St. Petersburg Bolsheviks were convinced that +_"only a strong party along class lines can guide the proletarian political +movement and preserve the integrity of its program, rather than a political +mixture of this kind, an indeterminate and vacillating political organisation +such as the workers council represents and cannot help but represent."_ +[quoted by Anweiler, **The Soviets**, p. 77] In other words, the soviets could +not reflect workers' interests because they were elected by the workers! The +implications of this perspective became clear in 1918, as are its obvious +roots in Lenin's arguments in **What is to be Done?**. As one historian +argues, the 1905 position on the soviets _"is of particular significance in +understanding the Bolshevik's mentality, political ambitions and **modus +operandi.**"_ The Bolshevik campaign _"was repeated in a number of provincial +soviets"_ and _"reveals that from the outset the Bolsheviks were distrustful +of, if not hostile towards the Soviets, to which they had at best an +instrumental and always party-minded attitude."_ The Bolsheviks actions showed +an _"ultimate aim of controlling [the soviets] and turning them into one-party +organisations, or, failing that, of destroying them."_ [Israel Getzler, _"The +Bolshevik Onslaught on the Non-Party 'Political Profile' of the Petersburg +Soviet of Workers' Deputies October-November 1905"_, **Revolutionary +History**, pp. 123-146, vol. 5, no. 2, pp. 124-5] + +That the mainstream of Bolshevism expressed this perspective once in power +goes without saying, but even dissident Communists expressed identical views. +Left-Communist V. Sorin argued in 1918 that the _"party is in every case and +everywhere superior to the soviets . . . The soviets represent labouring +democracy in general; and its interest, and in particular the interests of the +petty bourgeois peasantry, do not always coincide with the interests of the +proletariat."_ [quoted by Sakwa, **Op. Cit.**, p. 182] As one historian notes, +_"[a]ccording to the Left Communists . . . the party was the custodian of an +interest higher than that of the soviets."_ Unsurprisingly, in the party there +was _"a general consensus over the principles of party dictatorship for the +greater part of the [civil] war. But the way in which these principles were +applied roused increasing opposition."_ [Sakwa, **Op. Cit.**, p. 182 and p. +30] This consensus existed in all the so-called opposition (including the +**Workers' Opposition** and Trotsky's **Left Opposition** in the 1920s). The +ease with which the Bolsheviks embraced party dictatorship is suggestive of a +fundamental flaw in their political perspective which the problems of the +revolution, combined with lost of popular support, simply exposed. + +Then there is the Bolshevik vision of socialism. As we discussed in [section +H.3.12](secH3.html#sech312), the Bolsheviks, like other Marxists at the time, +saw the socialist economy as being built upon the centralised organisations +created by capitalism. They confused state capitalism with socialism. The +former, Lenin wrote in May 1917, _"is a complete **material** preparation for +socialism, the threshold of socialism"_ and so socialism _"is nothing but the +next step forward from state capitalist monopoly."_ It is _"merely state- +capitalist monopoly **which is made to serve the interests of the whole +people** and has to that extent **ceased** to be capitalist monopoly."_ +[**Collected Works**, vol. 25, p. 359 and p. 358] A few months later, he was +talking about how the institutions of state capitalism could be taken over and +used to create socialism. Unsurprisingly, when defending the need for state +capitalism in the spring of 1918 against the "Left Communists," Lenin stressed +that he gave his _"'high' appreciation of state capitalism . . . **before** +the Bolsheviks seized power."_ And, as Lenin noted, his praise for state +capitalism can be found in his **State and Revolution** and so it was +_"significant that [his opponents] did **not** emphasise **this**"_ aspect of +his 1917 ideas. [**Op. Cit.**, vol. 27, p. 341 and p. 354] Unsurprisingly, +modern-day Leninists do not emphasise that element of Lenin's ideas either. + +Given this perspective, it is unsurprising that workers' control was not given +a high priority once the Bolsheviks seized power. While in order to gain +support the Bolsheviks **had** paid lip-service to the idea of workers' +control, as we noted in [section H.3.14](secH3.html#sech314) the party had +always given that slogan a radically different interpretation than the factory +committees had. While the factory committees had seen workers' control as +being exercised directly by the workers and their class organisations, the +Bolshevik leadership saw it in terms of state control in which the factory +committees would play, at best, a minor role. Given who held actual power in +the new regime, it is unsurprising to discover which vision was actually +introduced: + +> _ "On three occasions in the first months of Soviet power, the [factory] +committee leaders sought to bring their model into being. At each point the +party leadership overruled them. The result was to vest both managerial +**and** control powers in organs of the state which were subordinate to the +central authorities, and formed by them."_ [Thomas F. Remington, **Building +Socialism in Bolshevik Russia**, p. 38] + +Given his vision of socialism, Lenin's rejection of the factory committee's +model comes as no surprise. As Lenin put it in 1920, the _"domination of the +proletariat consists in the fact that the landowners and capitalists have been +deprived of their property . . . The victorious proletariat has abolished +property . . . and therein lies its domination as a class. The prime thing is +the question of property."_ [**Op. Cit.**, vol. 30, p. 456] As we proved in +[section H.3.13](secH3.html#sech313), the Bolsheviks had no notion that +socialism required workers' self-management of production and, unsurprisingly, +they, as Lenin had promised, built from the top-down their system of unified +administration based on the Tsarist system of central bodies which governed +and regulated certain industries during the war. The **Supreme Economic +Council** (Vesenka) was set up in December of 1917, and _"was widely +acknowledged by the Bolsheviks as a move towards 'statisation' +(ogosudarstvleniye) of economic authority."_ During the early months of 1918, +the Bolsheviks began implementing their vision of "socialism" and the Vesenka +began _"to build, from the top, its 'unified administration' of particular +industries. The pattern is informative"_ as it _"gradually took over"_ the +Tsarist state agencies such as the **Glakvi** (as Lenin had promised) _"and +converted them . . . into administrative organs subject to [its] direction and +control."_ The Bolsheviks _"clearly opted"_ for the taking over of _"the +institutions of bourgeois economic power and use[d] them to their own ends."_ +This system _"necessarily implies the perpetuation of hierarchical relations +within production itself, and therefore the perpetuation of class society."_ +[Brinton, **Op. Cit.**, p. 22, p. 36 and p. 22] Thus the Supreme Council of +the National Economy _"was an expression of the principle of centralisation +and control from above which was peculiar to the Marxist ideology."_ In fact, +it is _"likely that the arguments for centralisation in economic policy, which +were prevalent among Marxists, determined the short life of the All-Russian +Council of Workers' Control."_ [Silvana Malle, **The Economic Organisation of +War Communism, 1918-1921**, p. 95 and p. 94] + +Moreover, the Bolsheviks had systematically stopped the factory committee +organising together, using their controlled unions to come _"out firmly +against the attempt of the Factory Committees to form a national +organisation."_ The unions _"prevented the convocation of a planned All- +Russian Congress of Factory Committees._ [I. Deutscher, quoted by Brinton, +**Op. Cit.**, p. 19] Given that one of the key criticisms of the factory +committees by leading Bolsheviks was their "localism", this blocking of co- +ordination is doubly damning. + +At this time Lenin _"envisaged a period during which, in a workers' state, the +bourgeoisie would still retain the formal ownership and effective management +of most of the productive apparatus"_ and workers' control _"was seen as the +instrument"_ by which the _"capitalists would be coerced into co-operation."_ +[Brinton, **Op. Cit.**, p. 13] The Bolsheviks turned to one-management in +April, 1918 (it was applied first on the railway workers). As the capitalists +refused to co-operate, with many closing down their workplaces, the Bolsheviks +were forced to nationalise industry and place it fully under state control in +late June 1918. This saw state-appointed "dictatorial" managers replacing the +remaining capitalists (when it was not simply a case of the old boss being +turned into a state manager). The Bolshevik vision of socialism as +nationalised property replacing capitalist property was at the root of the +creation of state capitalism within Russia. This was very centralised and very +inefficient: + +> _ "it seems apparent that many workers themselves . . . had now come to +believe . . . that confusion and anarchy [sic!] **at the top** were the major +causes of their difficulties, and with some justification. The fact was that +Bolshevik administration was chaotic . . . Scores of competitive and +conflicting Bolshevik and Soviet authorities issued contradictory orders, +often brought to factories by armed Chekists. The Supreme Economic Council. . +. issu[ed] dozens of orders and pass[ed] countless directives with virtually +no real knowledge of affairs."_ [William G. Rosenberg, **Russian Labour and +Bolshevik Power**, p. 116] + +Faced with the chaos that their own politics, in part, had created, like all +bosses, the Bolsheviks blamed the workers. Yet abolishing the workers' +committees resulted in _"a terrifying proliferation of competitive and +contradictory Bolshevik authorities, each with a claim of life or death +importance . . . Railroad journals argued plaintively about the correlation +between failing labour productivity and the proliferation of competing +Bolshevik authorities."_ Rather than improving things, Lenin's one-man +management did the opposite, _"leading in many places . . . to a greater +degree of confusion and indecision"_ and _"this problem of contradictory +authorities clearly intensified, rather than lessened."_ Indeed, the _"result +of replacing workers' committees with one man rule . . . on the railways . . . +was not directiveness, but distance, and increasing inability to make +decisions appropriate to local conditions. Despite coercion, orders on the +railroads were often ignored as unworkable."_ It got so bad that _"a number of +local Bolshevik officials . . . began in the fall of 1918 to call for the +restoration of workers' control, not for ideological reasons, but because +workers themselves knew best how to run the line efficiently, and might obey +their own central committee's directives if they were not being constantly +countermanded."_ [William G. Rosenberg, **Workers' Control on the Railroads**, +p. D1208, p. D1207, p. D1213 and pp. D1208-9] + +That it was Bolshevik policies and not workers' control which was to blame for +the state of the economy can be seen from what happened **after** Lenin's one- +man management was imposed. The centralised Bolshevik economic system quickly +demonstrated how to **really** mismanage an economy. The Bolshevik onslaught +against workers' control in favour of a centralised, top-down economic regime +ensured that the economy was handicapped by an unresponsive system which +wasted the local knowledge in the grassroots in favour of orders from above +which were issued in ignorance of local conditions. Thus the **glavki** _"did +not know the true number of enterprises in their branch"_ of industry. To +ensure centralism, customers had to go via a central orders committee, which +would then past the details to the appropriate **glavki** and, unsurprisingly, +it was _"unable to cope with these enormous tasks"_. As a result, workplaces +often _"endeavoured to find less bureaucratic channels"_ to get resources and, +in fact, the _"comparative efficiency of factories remaining outside the +**glavki** sphere increased."_ In summary, the _"shortcomings of the central +administrations and **glavki** increased together with the number of +enterprises under their control"_. [Malle, **Op. Cit.**, p. 232, p. 233 and p. +250] In summary: + +> _ "The most evident shortcoming . . . was that it did not ensure central +allocation of resources and central distribution of output, in accordance with +any priority ranking . . . materials were provided to factories in arbitrary +proportions: in some places they accumulated, whereas in others there was a +shortage. Moreover, the length of the procedure needed to release the products +increased scarcity at given moments, since products remained stored until the +centre issued a purchase order on behalf of a centrally defined customer. +Unused stock coexisted with acute scarcity. The centre was unable to determine +the correct proportions among necessary materials and eventually to enforce +implementation of the orders for their total quantity. The gap between theory +and practice was significant."_ [**Op. Cit.**, p. 233] + +Thus there was a clear _"gulf between the abstraction of the principles on +centralisation and its reality."_ This was recognised at the time and, +unsuccessfully, challenged. Provincial delegates argued that _"[w]aste of time +was . . . the effect of strict compliance of vertical administration . . . +semi-finished products [were] transferred to other provinces for further +processing, while local factories operating in the field were shut down"_ (and +given the state of the transport network, this was a doubly inefficient). The +local bodies, knowing the grassroots situation, _"had proved to be more far- +sighted than the centre."_ For example, flax had been substituted for cotton +long before the centre had issued instructions for this. Arguments reversing +the logic centralisation were raised: _"there was a lot of talk about scarcity +of raw materials, while small factories and mills were stuffed with them in +some provinces: what's better, to let work go on, or to make plans?"_ These +_"expressed feelings . . . about the inefficiency of the **glavk** system and +the waste which was visible locally."_ Indeed, _"the inefficiency of central +financing seriously jeopardised local activity."_ While _"the centre had +displayed a great deal of conservatism and routine thinking,"_ the localities +_"had already found ways of rationing raw materials, a measure which had not +yet been decided upon at the centre."_ [**Op. Cit.**, p.269, p. 270 and pp. +272-3] + +This did not result in changes as such demands _"challenged . . . the central +directives of the party"_ which _"approved the principles on which the +**glavk** system was based"_ and _"the maximum centralisation of production."_ +Even the _"admission that some of the largest works had been closed down, +owning to the scarcity of raw materials and fuel, did not induce the +economists of the party to question the validity of concentration, although in +Russia at the time impediments due to lack of transport jeopardised the whole +idea of convergence of all productive activity in a few centres."_ The party +leadership _"decided to concentrate the tasks of economic reconstruction in +the hands of the higher organs of the state."_ Sadly, _"the **glavk** system +in Russia did not work . . . Confronted with production problems, the central +managers needed the collaboration of local organs, which they could not obtain +both because of reciprocal suspicion and because of a lack of an efficient +system of information, communications and transport. But the failure of +**glavkism** did not bring about a reconsideration of the problems of economic +organisation . . . On the contrary, the ideology of centralisation was +reinforced."_ [**Op. Cit.**, p. 271 and p. 275] + +The failings of centralisation can be seen from the fact that in September +1918, the Supreme Economic Council (SEC) chairman reported that +_"approximately eight hundred enterprises were known to have been nationalised +and another two hundred or so were presumed to be nationalised but were not +registered as such. In fact, well over two thousand enterprises had been taken +over by this time."_ The _"centre's information was sketchy at best"_ and +_"efforts by the centre to exert its power more effectively would provoke +resistance from local authorities."_ [Thomas F. Remington, **Op. Cit.**, pp. +58-9] This kind of clashing could not help but occur when the centre had no +real knowledge nor understanding of local conditions: + +> _ "Organisations with independent claims to power frequently ignored it. It +was deluged with work of an ad hoc character . . . Demands for fuel and +supplies piled up. Factories demanded instructions on demobilisation and +conversion. Its presidium . . . scarcely knew what its tasks were, other than +to direct the nationalisation of industry. Control over nationalisation was +hard to obtain, however. Although the SEC intended to plan branch-wide +nationalisations, it was overwhelmed with requests to order the +nationalisation of individual enterprises. Generally it resorted to the +method, for want of a better one, of appointing a commissar to carry out each +act of nationalisation. These commissars, who worked closely with the Cheka, +had almost unlimited powers over both workers and owners, and acted largely on +their own discretion."_ [**Op. Cit.**, p. 61-2] + +Unsurprisingly, _"[r]esentment of the **glavki** was strongest where local +authorities had attained a high level of competence in co-ordinating local +production. They were understandably distressed when orders from central +organs disrupted local production plans."_ Particularly given that the centre +_"drew up plans for developing or reorganising the economy of a region, either +in ignorance, or against the will, of the local authorities."_ +_"Hypercentralisation"_, ironically, _"multiplied the lines of command and +accountability, which ultimately reduced central control."_ For example, one +small condensed milk plan, employing fewer than 15 workers, _"became the +object of a months-long competition among six organisations."_ Moreover, the +**glavki** _"were filled with former owners."_ Yet _"throughout 1919, as the +economic crisis grew worse and the war emergency sharper the leadership +strengthened the powers of the **glavki** in the interests of +centralisation."_ [**Op. Cit.**, p. 68, p. 69, p. 70 and p. 69] + +A clearer example of the impact of Bolshevik ideology on the fate of the +revolution would be hard to find. While the situation was pretty chaotic in +early 1918, this does not prove that the factory committees' socialism was not +the most efficient way of running things under the (difficult) circumstances. +Unless of course, like the Bolsheviks, you have a dogmatic belief that +centralisation is always more efficient. That favouring the factory +committees, as anarchists stressed then and now, could have been a possible +solution to the economic problems being faced is not utopian. After all rates +of _"output and productivity began to climb steadily after"_ January 1918 and +_"[i]n some factories, production doubled or tripled in the early months of +1918 . . . Many of the reports explicitly credited the factory committees for +these increases."_ [Carmen Sirianni, **Workers' Control and Socialist +Democracy**, p. 109] Another expert notes that there is _"evidence that until +late 1919, some factory committees performed managerial tasks successfully. In +some regions factories were still active thanks to their workers' initiatives +in securing raw materials."_ [Malle, **Op. Cit.**, p. 101] + +Moreover, given how inefficient the Bolshevik system was, it was only the +autonomous self-activity at the base which keep it going. Thus the +Commissariat of Finance was _"not only bureaucratically cumbersome, but [it] +involved mountainous accounting problems"_ and _"with the various offices of +the Sovnarkhoz and commissariat structure literally swamped with 'urgent' +delegations and submerged in paperwork, even the most committed supporters of +the revolution - perhaps one should say **especially** the most committed - +felt impelled to act independently to get what workers and factories needed, +even if this circumvented party directives."_ [William G. Rosenberg, _"The +Social Background to Tsektran,"_ pp. 349-373, **Party, State, and Society in +the Russian Civil War**, Diane P. Koenker, William G. Rosenberg and Ronald +Grigor Suny (eds.), p. 357] _"Requisition and confiscation of resources,"_ as +Malle notes, _"largely undertaken by the **glavki**, worked against any +possible territorial network of complementary industries which might have been +more efficient in reducing delays resulting from central financing, central +ordering, central supply and delivery."_ By integrating the factory committees +into a centralised state structure, this kind of activity became harder to do +and, moreover, came up against official resistance and opposition. +Significantly, due to _"the run-down of large-scale industry and the +bureaucratic methods applied to production orders"_ the Red Army turned to +small-scale workplaces to supply personal equipment. These workplaces +_"largely escaped the **glavk** administration"_ and _"allowed the Bolsheviks +to support a well equipped army amidst general distress and disorganisation."_ +[**Op. Cit.**, p. 251, p. 477 and p. 502] + +Needless to say, Lenin never wavered in his support for one-man management nor +in his belief in the efficiency of centralism to solve all problems, +particularly the problems it itself created in abundance. Nor did his explicit +call to reproduce capitalist social relations in production cause him any +concern for, if the primary issue were property and not who **manages** the +means of production, then factory committees are irrelevant in determining the +socialist nature of the economy. Equally, if (as with Engels) all forms of +organisation are inherently authoritarian then it does not fundamentally +matter whether that authority is exercised by an elected factory committee or +an appointed dictatorial manager (see [section H.4](secH4.html)). And it must +be noted that the politics of the leading members of the factory committee +movement also played its part. While the committees expressed a spontaneous +anarchism, almost instinctively moving towards libertarian ideas, the actual +influence of conscious anarchists was limited. Most of the leaders of the +movement were, or became, Bolsheviks and, as such, shared many of the statist +and centralistic assumptions of the party leadership as well as accepting +party discipline. As such, they did not have the theoretical accruement to +resist their leadership's assault on the factory committees and, as a result, +did integrate them into the trade unions when demanded. + +As well as advocating one-man management, Lenin's proposals also struck at the +heart of workers' power in other ways. For example, he argued that _"we must +raise the question of piece-work and apply it and test in practice; we must +raise the question of applying much of what is scientific and progressive in +the Taylor system"_. [**Op. Cit.**, vol. 27, p. 258] As Leninist Tony Cliff +noted, _"the employers have at their disposal a number of effective methods of +disrupting th[e] unity [of workers as a class]. One of the most important of +these is the fostering of competition between workers by means of piece-work +systems."_ He added that these were used by the Nazis and the Stalinists _"for +the same purpose."_ [**State Capitalism in Russia**, pp. 18-9] Obviously +piece-work is different when Lenin introduces it! + +Other policies undermined working class collectivity. Banning trade helped +undermine a collective response to the problems of exchange between city and +country. For example, a delegation of workers from the Main Workshops of the +Nikolaev Railroad to Moscow reported to a well-attended meeting that _"the +government had rejected their request [to obtain permission to buy food +collectively] arguing that to permit the free purchase of food would destroy +its efforts to come to grips with hunger by establishing a 'food +dictatorship.'"_ [David Mandel, **The Petrograd Workers and the Soviet Seizure +of Power**, p. 392] Bolshevik ideology replaced collective working class +action with an abstract "collective" response via the state, which turned the +workers into isolated and atomised individuals. As such, the Bolsheviks +provided a good example to support Malatesta's argument that _"if . . . one +means government action when one talks of social action, then this is still +the resultant of individual forces, but only of those individuals who form the +government . . . it follows. . . that far from resulting in an increase in the +productive, organising and protective forces in society, it would greatly +reduce them, limiting initiative to a few, and giving them the right to do +everything without, of course, being able to provide them with the gift of +being all-knowing."_ [**Anarchy**, pp. 38-9] Can it be surprising, then, that +Bolshevik policies aided the atomisation of the working class by replacing +collective organisation and action by state bureaucracy? + +The negative impact of Bolshevik ideology showed up in other areas of the +economy as well. For example, the Leninist fetish that bigger was better +resulted in the _"waste of scare resources"_ as the _"general shortage of fuel +and materials in the city took its greatest toll on the largest enterprises, +whose overhead expenditures for heating the plant and firing the furnaces were +proportionately greater than those for smaller enterprises. This point . . . +was recognised later. Not until 1919 were the regime's leaders prepared to +acknowledge that small enterprises, under the conditions of the time, might be +more efficient in using resources; and not until 1921 did a few Bolsheviks +theorists grasp the economic reasons for this apparent violation of their +standing assumption that larger units were inherently more productive."_ +[Remington, **Op. Cit.**, p. 106] Given how disrupted transport was and how +scare supplies were, this kind of ideologically generated mistake could not +fail to have substantial impact. + +Post-October Bolshevik policy is a striking confirmation of the anarchist +argument that a centralised structure would stifle the initiative of the +masses and their own organs of self-management. Not only was it disastrous +from a revolutionary perspective, it was hopelessly inefficient. The +constructive self-activity of the people was replaced by the bureaucratic +machinery of the state. The Bolshevik onslaught on workers' control, like +their attacks on soviet democracy and workers' protest, undoubtedly engendered +apathy and cynicism in the workforce, alienating even more the positive +participation required for building socialism which the Bolshevik mania for +centralisation had already marginalised. The negative results of Bolshevik +economic policy confirmed Kropotkin's prediction that a revolution which +_"establish[ed] a strongly centralised Government"_, leaving it to _"draw up a +statement of all the produce"_ in a country and _"then **command** that a +prescribed quantity"_ of some good _"be sent to such a place on such a day"_ +and _"stored in particular warehouses"_ would _"not merely"_ be _"undesirable, +but it never could by any possibility be put into practice."_ _"In any case,"_ +Kropotkin stressed, _"a system which springs up spontaneously, under stress of +immediate need, will be infinitely preferable to anything invented between +four-walls by hide-bound theorists sitting on any number of committees."_ +[**The Conquest of Bread**, pp. 82-3 and p. 75] + +Some Bolsheviks were aware of the problems. One left-wing Communist, Osinskii, +concluded that _"his six weeks in the provinces had taught him that the centre +must rely on strong regional and provincial councils, since they were more +capable than was the centre of managing the nationalised sector."_ [Remington, +**Op. Cit.**, p. 71] However, Marxist ideology seemed to preclude even finding +the words to describe a possible solution to the problems faced by the regime: +_"I stand not for a local point of view and not for bureaucratic centralism, +but for organised centralism, - I cannot seem to find the actual word just +now, - a more balanced centralism."_ [Osinskii, quoted by Remington, **Op. +Cit.**, p. 71] Any anarchist would know that the word he was struggling to +find was federalism! Little wonder Goldman concluded that anarcho-syndicalism, +not nationalisation, could solve the problems facing Russia: + +> _"Only free initiative and popular participation in the affairs of the +revolution can prevent the terrible blunders committed in Russia. For +instance, with fuel only a hundred versts [about sixty-six miles] from +Petrograd there would have been no necessity for that city to suffer from cold +had the workers' economic organisations of Petrograd been free to exercise +their initiative for the common good. The peasants of the Ukraina would not +have been hampered in the cultivation of their land had they had access to the +farm implements stacked up in the warehouses of Kharkov and other industrial +centres awaiting orders from Moscow for their distribution. These are +characteristic examples of Bolshevik governmentalism and centralisation, which +should serve as a warning to the workers of Europe and America of the +destructive effects of Statism."_ [**My Disillusionment in Russia**, p. 253] + +If Bolshevik industrial policy reflected a basic ignorance of local conditions +and the nature of industry, their agricultural policies were even worse. Part +of the problem was that the Bolsheviks were simply ignorant of peasant life +(as one historian put it, _"the deeply held views of the party on class +struggle had overcome the need for evidence."_ [Christopher Read, **From Tsar +to Soviet**, p. 225]). Lenin, for example, thought that inequality in the +villages was much, much higher than it actually was, a mistaken assumption +which drove the unpopular and counter-productive "Committees of Poor Peasants" +(kombedy) policy of 1918. Rather than a countryside dominated by a few rich +kulaks (peasants who employed wage labour), Russian villages were +predominantly pre-capitalist and based on actual peasant farming (i.e., people +who worked their land themselves). While the Bolsheviks attacked kulaks, they, +at best, numbered only 5 to 7 per cent of the peasantry and even this is high +as only 1 per cent of the total of peasant households employed more than one +labourer. The revolution itself had an equalising effect on peasant life, and +during 1917 _"average size of landholding fell, the extremes of riches and +poverty diminished."_ [Alec Nove, **An economic history of the USSR: +1917-1991**, p. 103 and p. 102] + +By 1919, even Lenin had to admit that the policies pursued in 1918, against +the advice and protest of the Left-SRs, were failures and had alienated the +peasantry. While admitting to errors, it remains the case that it was Lenin +himself, more than anyone, who was responsible for them. Still, there was no +fundamental change in policy for another two years. Defenders of the +Bolsheviks argue that the Bolshevik had no alternative but to use violence to +seize food from the peasants to feed the starving cities. However, this fails +to acknowledge two key facts. Firstly, Bolshevik industrial policy made the +collapse of industry worse and so the lack of goods to trade for grain was, in +part, a result of the government. It is likely that if the factory committees +had been fully supported then the lack of goods to trade may been reduced. +Secondly, it cannot be said that the peasants did not wish to trade with the +cities. They were, but at a fair price as can be seen from the fact that +throughout Russia peasants with bags of grains on their backs went to the city +to exchange them for goods. In fact, in the Volga region official state +sources indicate _"that grain-hoarding and the black market did not become a +major problem until the beginning of 1919, and that during the autumn the +peasants, in general, were 'wildly enthusiastic to sell as much grain as +possible' to the government."_ This changed when the state reduced its fixed +prices by 25% and _"it became apparent that the new government would be unable +to pay for grain procurements in industrial goods."_ [Orlando Figes, **Peasant +Russia, Civil War**, p. 253 and p. 254] Thus, in that region at least, it was +**after** the introduction of central state food requisition in January 1919 +that peasants started to hoard food. Thus Bolshevik policy made the situation +worse. And as Alec Nove noted _"at certain moments even the government itself +was compelled to 'legalise' illegal trade. For example, in September 1918 the +wicked speculators and meshochniki [bag-men] were authorised to take sacks +weighing up to 1.5 poods (54 lbs.) to Petrograd and Moscow, and in this month +. . . they supplied four times more than did the official supply +organisation."_ [**Op. Cit.**, p. 55] + +Yet rather than encourage this kind of self-activity, the Bolsheviks denounced +it as speculation and did all in their power to suppress it (this included +armed pickets around the towns and cities). This, of course, drove the prices +on the black market higher due to the risk of arrest and imprisonment this +entailed and so the regime made the situation worse: _"it was in fact quite +impossible to live on the official rations, and the majority of the supplies +even of bread come through the black market. The government was never able to +prevent this market from functioning, but did sufficiently disrupt it to make +food shortages worse."_ By January 1919, only 19% of all food came through +official channels and rose to around 30% subsequently. Official sources, +however, announced an increase in grain, with total procurements amounting to +30 million poods in the agricultural year 1917-18 to 110 million poods in +1918-19. [Nove, **Op. Cit.**, p. 55 and p. 54] Needless to say, the average +worker in the towns saw nothing of this improvement in official statistics +(and this in spite of dropping urban populations!). + +In the face of repression (up to and including torture and the destruction of +whole villages), the peasantry responded by both cutting back on the amount of +grain planted (something compounded by the state often taking peasant reserves +for next season) and rising in insurrection. Unsurprisingly, opposition groups +called for free trade in an attempt to both feed the cities and stop the +alienation of the peasantry from the revolution. The Bolsheviks denounced the +call, before being forced to accept it in 1921 due to mass pressure from +below. Three years of bad policies had made a bad situation worse. Moreover, +if the Bolsheviks had not ignored and alienated the Left-SRs, gerrymandered +the Fifth All-Russian Congress of Soviets and pushed them into revolt then +their links with the countryside would not have been so weak and sensible +policies which reflected the reality of village life may have been +implemented. + +Nor did it help that the Bolsheviks undermined Russia's extensive network of +consumer co-operatives because they were associated with the moderate +socialists. It should also be noted that the peasants (or "kulaks") were +blamed for food shortages when problems on the transport network or general +bureaucratic mismanagement was the real reason. That there is _"is little +evidence to support the Leninist view"_ that kulaks were behind the peasant +resistance and revolts resulting from the Bolshevik food requisition policies +should go without saying. [Figes, **Op. Cit.**, p. 155] + +Given all this, it is not hard to conclude that alternatives existed to +Bolshevik policies - particularly as even the Bolsheviks had to admit in 1919 +their decisions of the previous year were wrong! The New Economic Policy (NEP) +was introduced in 1921 (under immense popular pressure) in conditions even +worse than those in 1918, for example. Since NEP allowed wage labour, it was a +step backwards from the ideas of the peasantry itself, peasant based parties +like the SRs and Left-SRs as well as such rebels as the Kronstadt sailors. A +more socialistic policy, recognising that peasants exchanging the product of +their labour was **not** capitalism, could have been implemented much earlier +but Bolshevik ignorance and disdain for the peasantry combined with a false +belief that centralised state control was more efficient and more socialist +ensured that this option was unlikely to be pursued, particularly given the +collapse of industrial production Bolshevik state capitalist policies helped +deepen. + +The pre-revolution Bolshevik vision of a socialist system was fundamentally +centralised and, consequently, top-down. This was what was implemented post- +October, with disastrous results. At each turning point, the Bolsheviks tended +to implement policies which reflected their prejudices in favour of +centralism, nationalisation and party power. Unsurprisingly, this also +undermined the genuine socialist tendencies which existed at the time and so +the Bolshevik vision of socialism and democracy played a key role in the +failure of the revolution. Therefore, the Leninist idea that politics of the +Bolsheviks had no influence on the outcome of the revolution, that their +policies during the revolution were a product purely of objective forces, is +unconvincing. This is enforced by the awkward fact that the Bolshevik leaders +_"justified what they were doing in theoretical terms, e.g. in whole books by +Bukharin and Trotsky."_ [Pirani, **The Russian Revolution in Retreat, +1920-24**, p. 9] + +Remember, we are talking about the ideology of a ruling party and so it is +more than just ideas for after the seizure of power, they became a part of the +real social situation within Russia. Individually, party members assumed +leadership posts in all spheres of social life and started to make decisions +influenced by that ideology and its prejudices in favour of centralisation, +the privileged role of the party, the top-down nature of decision making, the +notion that socialism built upon state capitalism, amongst others. Then there +is the hierarchical position which the party leaders found themselves. _"If it +is true that people's real social existence determines their consciousness,"_ +argued Cornelius Castoriadis, _"it is from that moment illusory to expect the +Bolshevik party to act in any other fashion than according to its real social +position. The real social situation of the Party is that of a directorial +organ, and its point of view toward this society henceforth is not necessarily +the same as the one this society has toward itself."_ [**Political and Social +Writings**, vol. 3, p. 97] + +Ultimately, the Bolshevik's acted as if they were trying to prove Bakunin's +critique of Marxism was right (see [section H.1.1](secH1.html#sech11)). +Implementing a dictatorship of the proletariat in a country where the majority +were not proletarians failed while, for the proletariat, it quickly became a +dictatorship **over** the proletariat by the party (and in practice, a few +party leaders and justified by the privileged access they had to socialist +ideology). Moreover, centralisation proved to be as disempowering and +inefficient as Bakunin argued. + +Sadly, far too many Marxists seem keen on repeating rather than learning from +history while, at the same time, ignoring the awkward fact that anarchism's +predictions were confirmed by the Bolshevik experience. It is not hard to +conclude that another form of socialism was essential for the Russian +revolution to have any chance of success. A decentralised socialism based on +workers running their workplaces and the peasants controlling the land was not +only possible but was being implemented by the people themselves. For the +Bolsheviks, only a centralised planned economy was true socialism and, as a +result, fought this alternative socialism and replaced it with a system +reflecting that perspective. Yet socialism needs the mass participation of all +in order to be created. Centralisation, by its very nature, limits that +participation (which is precisely **why** ruling classes have always +centralised power into states). As Russian Anarchist Voline argued, state +power _"seeks more or less to take in its hands the reins of social life. It +**predisposes the masses to passivity**, and all spirit of initiative is +stifled by the very existence of power"_ and so under state socialism the +_"tremendous new creative forces which are latent in the masses thus remain +unused."_ [**The Unknown Revolution**, p. 250] This cannot help have a +negative impact on the development of the revolution and, as anarchists had +long feared and predicted, it did. + +## H.6.3 Were the Russian workers "declassed" and "atomised"? + +A standard Leninist explanation for the dictatorship of the Bolshevik party +(and subsequent rise of Stalinism) is based on the _"atomisation"_ or +_"declassing"_ of the proletariat. Leninist John Rees summarised this +argument: + +> _ "The civil war had reduced industry to rubble. The working class base of +the workers' state, mobilised time and again to defeat the Whites, the rock on +which Bolshevik power stood, had disintegrated. The Bolsheviks survived three +years of civil war and wars in intervention, but only at the cost of reducing +the working class to an atomised, individualised mass, a fraction of its +former size, and no longer able to exercise the collective power that it had +done in 1917 . . . The bureaucracy of the workers' state was left suspended in +mid-air, its class base eroded and demoralised. Such conditions could not help +but have an effect on the machinery of the state and organisation of the +Bolshevik Party."_ [_"In Defence of October,"_ pp. 3-82, **International +Socialism**, no. 52, p. 65] + +It should be noted that this perspective originated in Lenin's arguments that +the Russian proletariat had become "declassed." In 1921 it was the case that +the proletariat, _"owning to the war and to the desperate poverty and ruin, +has become declassed, i.e. dislodged from its class groove, and had ceased to +exist as proletariat . . . the proletariat has disappeared."_ [**Collected +Works**, vol. 33, p. 66] However, unlike his later-day followers, Lenin was +sure that while it _"would be absurd and ridiculous to deny that the fact that +the proletariat is declassed is a handicap"_ it could still _"fulfil its task +of winning and holding state power."_ [**Op. Cit.**, vol. 32, p. 412] Since +Lenin, this argument has been utilised repeatedly by Leninists to justify his +regime as well as explaining both its authoritarianism and the rise of +Stalinism. + +It does, of course, contain an element of truth. The numbers of industrial +workers **did** decrease dramatically between 1918 and 1921, particularly in +Petrograd and Moscow (although the drop in both cities was exceptional, with +most towns seeing much smaller reductions). As one historian summarises, the +_"social turmoil at this time undeniably reduced the size of Russia's working +class . . . . Yet a substantial core of urban workers remained in the +factories, and their attitudes towards the Bolsheviks were indeed +transformed."_ [Donald J. Raleigh, **Experiencing Russia's Civil War**, p. +348] This core was those with the least ties with the countryside - the +genuine industrial worker. + +Nor can it be maintained that the Russian working class was incapable of +collective action during the civil war. Throughout that period, as well as +before and after, the Russian workers proved themselves quite capable of +taking collective action - against the Bolshevik state. Simply put, an +_"atomised, individualised mass"_ does not need extensive state repression to +control it. So while the working class **was** _"a fraction of its former +size"_ it **was** able _"to exercise the collective power it had done in +1917."_ Significantly, rather than decrease over the civil war period, the +mass protests **grew** in militancy. By 1921 these protests and strikes were +threatening the very existence of the Bolshevik dictatorship, forcing it to +abandon key aspects of its economic policies. + +Which shows a key flaw in the standard Leninist account - the Russian working +class, while undoubtedly reduced in size and subject to extreme economic +problems, was still able to organise, strike and protest. This awkward fact +has been systematically downplayed, when not ignored, in Leninist accounts of +this period. As in any class society, the history of the oppressed is ignored +in favour of the resolutions and decisions of the enlightened few at the top +of the social pyramid. Given the relative lack of awareness of working class +protest against the Bolsheviks, it will be necessary to present substantial +evidence of it. + +This process of collective action by workers and Bolshevik repression started +before the Civil War began, continued throughout and after it. For example, +_"[t]hroughout the civil war there was an undercurrent of labour militancy in +Moscow . . . both the introduction and the phasing out of war communism were +marked by particularly active periods of labour unrest."_ In the Moscow area, +while it is _"impossible to say what proportion of workers were involved in +the various disturbances,"_ following the lull after the defeat of the protest +movement in mid-1918 _"each wave of unrest was more powerful than the last, +culminating in the mass movement from late 1920."_ [Richard Sakwa, **Soviet +Communists in Power**, p. 94 and p. 93] This was the case across Russia, with +_"periodic swings in the workers' political temper. When Soviet rule stood in +peril . . . [this] spared the regime the defection of its proletarian base. +During lulls in the fighting, strikes and demonstrations broke out."_ [Thomas +F. Remington, **Building Socialism in Bolshevik Russia**, p. 101] Workers' +resistance and protests against the Bolsheviks shows that not only that a +"workers' state" is a contradiction in terms but also that there was a social +base for possible alternatives to Leninism. + +The early months of Bolshevik rule were marked by _"worker protests, which +then precipitated violent repressions against hostile workers. Such treatment +further intensified the disenchantment of significant segments of Petrograd +labour with Bolshevik-dominated Soviet rule."_ [Alexander Rabinowitch, **Early +Disenchantment with Bolshevik Rule**, p. 37] The first major act of state +repression was an attack on a march in Petrograd in support of the Constituent +Assembly when it opened in January 1918. Early May saw _"the shooting of +protesting housewives and workers in the suburb of Kolpino"_, the _"arbitrary +arrest and abuse of workers"_ in Sestroretsk, the _"closure of newspapers and +arrests of individuals who protested the Kolpino and Sestroretsk events"_ and +_"the resumption of labour unrest and conflict with authorities in other +Petrograd factories."_ This was no isolated event, as _"violent incidents +against hungry workers and their family demanding bread occurred with +increasing regularity."_ [Alexander Rabinowitch, **The Bolsheviks in Power**, +pp. 229-30] The shooting at Kolpino _"triggered a massive wave of indignation +. . . Work temporarily stopped at a number of plants."_ In Moscow, Tula, +Kolomna, Nizhnii-Novoprod, Rybinsk, Orel, Tver' and elsewhere _"workers +gathered to issue new protests."_ In Petrograd, _"textile workers went on +strike for increased food rations and a wave of demonstrations spread in +response to still more Bolshevik arrests."_ This movement was the _"first +major wave of labour protest"_ against the regime, with _"protests against +some form of Bolshevik repression"_ being common. [William Rosenberg, +**Russian Labor and Bolshevik Power**, pp. 123-4] + +This general workers' opposition generated the Menshevik inspired, but +independent, Extraordinary Assembly of Delegates (EAD). _"The emergence of the +EAD"_, Rabinowitch notes, _"was also stimulated by the widespread view that +trade unions, factory committees, and soviets . . . were no longer +representative, democratically run working-class institutions; instead they +had been transformed into arbitrary, bureaucratic government agencies. There +was ample reason for this concern."_ To counter the EAD, the Bolsheviks +organised non-party conferences which, in itself, shows that the soviets had +become as distant from the masses as the opposition argued. District soviets +_"were deeply concerned about their increasing isolation . . . At the end of +March . . . they resolved to convene successive nonparty workers' conferences +. . . in part to undercut the EAD by strengthening ties between district +soviets and workers."_ This was done amidst _"unmistakable signs of the +widening rift between Bolshevik-dominated political institutions and ordinary +factory workers."_ The EAD, argues Rabinowitch, was an expression of the +_"growing disenchantment of Petrograd workers with economic conditions and the +evolving structure and operation of Soviet political institutions"_. [**Op. +Cit.**, p. 224, p. 232 and p. 231] + +Anarchists should be not too surprised that the turning of popular +organisations into parts of a state soon resulted in their growing isolation +from the masses. The state, with its centralised structures, is simply not +designed for mass participation - and this does doubly for the highly +centralised Leninist state. + +These protests and repression continued after the start of the civil war. _"At +the end of May and beginning of June, a wave of strikes to protest the lack of +bread swept Nivskii district factories"_ and _"strikes followed by bloody +clashes between workers and Soviet authorities had erupted in scattered parts +of central Russia."_ On June 21, a general meeting of Obukhov workers _"seized +control of the plant"_ and the next day the assembled workers _"resolved to +demand that the EAD should declare political strikes . . . to protest the +political repression of workers."_ Orders were issued by the authorities _"to +shut down Obukhov plant"_ and _"the neighbourhood surrounding the plant was +placed under martial law."_ [Rabinowitch, **Op. Cit.**, p. 231 and pp. 246-7] +However _"workers were not so readily pacified. In scores of additional +factories and shops protests mounted and rapidly spread along the railways."_ +[Rosenberg, **Op. Cit.**, pp. 126-7] + +Faced with this mounting pressure of spontaneous strikes, the EAD declared a +general for the 2nd of July. The Bolshevik authorities acted quickly: _"Any +sign of sympathy for the strike was declared a criminal act. More arrests were +made. In Moscow, Bolsheviks raided the Aleksandrovsk railroad shops, not +without bloodshed. Dissidence spread."_ On July 1st, _"machine guns were set +up at main points throughout the Petrograd and Moscow railroad junctions, and +elsewhere in both cities as well. Controls were tightened in factories. +Meetings were forcefully dispersed."_ [Rosenberg, **Op. Cit.**, p. 127] +Factories were warned _"that if they participated in the general strike they +would face immediate shutdown, and individual strikes were threatened with +fines or loss of work. Agitators and members of strike committees were subject +to immediate arrest."_ Opposition printing presses _"were sealed, the offices +of hostile trade unions were raided, martial law on lines in the Petrograd +rail hub was declared, and armed patrols with authority to prevent work +stoppages were formed and put on twenty-four hour duty at key points around +the city."_ Perhaps unsurprisingly, given _"the brutal suppression of the +EAD's general strike"_, it was not successful. [Rabinowitch, **Op. Cit.**, p. +254 and p. 259] + +Thus _"[b]y the early summer of 1918"_ there were _"widespread anti-Bolshevik +protests. Armed clashes occurred in the factory districts of Petrograd and +other industrial centres."_ [William Rosenberg, **Op. Cit.**, p. 107] It +should also be noted that at the end of September of that year, there was a +revolt by Baltic Fleet sailors demanding (as they did again in 1921) a +_"return to government by liberated, democratic soviets - that is, 1917-type +soviets."_ As after the more famous 1921 revolt, the Left-SR controlled +Kronstadt soviet had been disbanded and replaced by a Bolshevik revolutionary +committee in July 1918, during the repression after the Left-SR assassination +of the German ambassador. [Rabinowitch, **Op. Cit.**, p. 352 and p. 302] + +As well as state repression, the politics of the opposition played a role in +its defeat. Before October 1918, both the Mensheviks and SRs were in favour of +the Constituent Assembly and Dumas as the main organs of power, with the +soviets playing a minor role. This allowed the Bolsheviks to portray +themselves as defenders of "soviet power" (a position which still held popular +support). Understandably, many workers were unhappy to support an opposition +which aimed to replace the soviets with typically bourgeois institutions. Many +also considered the Bolshevik government as a "soviet power" and so, to some +degree, their own regime. With the civil war starting, many working class +people would also have been uneasy in protesting against a regime which +proclaimed its soviet and socialist credentials. After October 1918, the +Mensheviks supported the idea of (a democratically elected) soviet power, +joining the Left-SRs (who were now effectively illegal after their revolt of +July - see [section H.6.1](secH6.html#sech61)). However, by then it was far +too late as Bolshevik ideology had adjusted to Bolshevik practice and the +party was now advocating party dictatorship. Thus, we find Victor Serge in the +1930s noting that _"the degeneration of Bolshevism"_ was apparent by that +time, _"since at the start of 1919 I was horrified to read an article by +Zinoviev . . . on the monopoly of the party in power."_ [**The Serge-Trotsky +Papers**, p. 188] It should be noted, though, that Serge kept his horror well +hidden throughout this period - and well into the 1930s (see [section +H.1.2](secH1.html#sech12) for his public support for this monopoly). + +As noted above, this cycle of resistance and repression was not limited to +Petrograd. In July 1918, a leading Bolshevik insisted _"that server measures +were needed to deal with strikes"_ in Petrograd while in other cities +_"harsher forms of repression"_ were used. For example, in Tula, in June 1918, +the regime declared _"martial law and arrested the protestors. Strikes +followed and were suppressed by violence"_. In Sormovo, 5,000 workers went on +strike after a Menshevik-SR paper was closed. Violence was _"used to break the +strike."_ [Remington, **Op. Cit.**, p. 105] + +Similar waves of protests and strikes as those in 1918 took place the +following year with 1919 seeing a _"new outbreak of strikes in March"_, with +the _"pattern of repression . . . repeated."_ One strike saw _"closing of the +factory, the firing of a number of workers, and the supervised re-election of +its factory committee."_ In Astrakhan, a mass meeting of 10,000 workers was +fired on by Red Army troops, killing 2,000 (another 2,000 were taken prisoner +and subsequently executed). [Remington, **Op. Cit.**, p. 109] Moscow, at the +end of June, saw a _"committee of defence (KOM) [being] formed to deal with +the rising tide of disturbances."_ The KOM _"concentrated emergency power in +its hands, overriding the Moscow Soviet, and demanding obedience from the +population. The disturbances died down under the pressure of repression."_ +[Sakwa, **Op. Cit.**, pp. 94-5] In the Volga region, delegates to a conference +of railroad workers _"protested the Cheka's arrest of union members, which the +delegates insisted further disrupted transport. It certainly curbed the number +of strikes."_ [Raleigh, **Op. Cit.**, p. 371] In Tula _"after strikes in the +spring of 1919"_ local Menshevik party activists had been arrested while +Petrograd saw _"violent strikes"_ at around the same time. [Jonathan Aves, +**Workers Against Lenin**, p. 19 and p. 23] As Vladimir Brovkin argues in his +account of the strikes and protests of 1919: + +> _ "Data on one strike in one city may be dismissed as incidental. When, +however, evidence is available from various sources on simultaneous +independent strikes in different cities an overall picture begins to emerge. +All strikes developed along a similar timetable: February, brewing discontent; +March and April, peak of strikes: May, slackening in strikes; and June and +July, a new wave of strikes . . . + +> + +> "Workers' unrest took place in Russia's biggest and most important +industrial centres . . . Strikes affected the largest industries, primarily +those involving metal: metallurgical, locomotive, and armaments plants . . . +In some cities . . . textile and other workers were active protesters as well. +In at least five cities . . . the protests resembled general strikes."_ +[_"Workers' Unrest and the Bolsheviks' Response in 1919"_, pp. 350-373, +**Slavic Review**, Vol. 49, No. 3, p. 370] + +These strikes raised both economic and political demands, such as _"free and +fair elections to the soviets."_ Unsurprisingly, in all known cases the +Bolsheviks' _"initial response to strikes was to ban public meetings and +rallies"_ as well as _"occup[ying] the striking plant and dismiss[ing] the +strikers en masse."_ They also _"arrested strikers"_ and executed some. [**Op. +Cit.**, p. 371 and p. 372] + +1920 saw similar waves of strikes and protests. In fact, strike action +_"remained endemic in the first nine months of 1920."_ Soviet figures report a +total of 146 strikes, involving 135,442 workers for the 26 provinces covered. +In Petrograd province, there were 73 strikes with 85,642 participants. _"This +is a high figure indeed, since at this time . . . there were 109,100 workers"_ +in the province. Overall, _"the geographical extent of the February-March +strike wave is impressive"_ and the _"harsh discipline that went with labour +militarisation led to an increase in industrial unrest in 1920."_ [Aves, **Op. +Cit.**, p. 69, p. 70 and p. 80] + +Saratov, for example, saw a wave of factory occupations break out in June and +mill workers went out in July while in August, strikes and walkouts occurred +in its mills and other factories and these _"prompted a spate of arrests and +repression."_ In September railroad workers went out on strike, with arrests +making _"the situation worse, forcing the administration to accept the +workers' demands."_ [Raleigh, **Op. Cit.**, p. 375] In January 1920, a strike +followed a mass meeting at a railway repair shop in Moscow. Attempts to spread +were foiled by arrests. The workshop was closed, depriving workers of their +rations and 103 workers of the 1,600 employed were imprisoned. _"In late March +1920 there were strikes in some factories"_ in Moscow and _"[a]t the height of +the Polish war the protests and strikes, usually provoked by economic issues +but not restricted to them, became particularly frequent . . . The assault on +non-Bolshevik trade unionism launched at this time was probably associated +with the wave of unrest since there was a clear danger that they would provide +a focus for opposition."_ [Sakwa, **Op. Cit.**, p. 95] The _"largest strike in +Moscow in the summer of 1920"_ was by tram workers over the equalisation of +rations. It began on August 12th, when one tram depot went on strike, quickly +followed by others while workers _"in other industries joined in to."_ The +tram workers _"stayed out a further two days before being driven back by +arrests and threats of mass sackings."_ In the textile manufacturing towns +around Moscow _"there were large-scale strikes"_ in November 1920, with 1000 +workers striking for four days in one district and a strike of 500 mill +workers saw 3,000 workers from another mill joining in. [Simon Pirani, **The +Russian Revolution in Retreat, 1920-24**, p. 32 and p. 43] + +In Petrograd the Aleksandrovskii locomotive building works _"had seen strikes +in 1918 and 1919"_ and in August 1920 it again stopped work. The Bolsheviks +locked the workers out and placed guards outside it. The Cheka then arrested +the SRs elected to the soviet from that workplace as well as about 30 workers. +After the arrests, the workers refused to co-operate with elections for new +soviet delegates. The _"opportunity was taken to carry out a general round-up, +and arrests were made"_ at three other works. The enormous Briansk works +_"experienced two major strikes in 1920"_, and second one saw the introduction +of martial law on both the works and the settlement it was situated in. A +strike in Tula saw the Bolsheviks declare a _"state of siege"_, although the +repression _"did not prevent further unrest and the workers put forward new +demands"_ while, in Moscow, a strike in May by printers resulted in their +works _"closed and the strikers sent to concentration camps."_ [Aves, **Op. +Cit.**, p. 41, p. 45, p. 47, pp. 48-9, pp. 53-4 and p. 59] + +These expressions of mass protest and collective action continued in 1921, +unsurprisingly as the civil war was effectively over in the previous autumn. +Even John Rees had to acknowledge the general strike in Russia at the time, +stating that the Kronstadt revolt was _"preceded by a wave of serious but +quickly resolved strikes."_ [**Op. Cit.**, p. 61] Significantly, he failed to +note that the Kronstadt sailors rebelled in solidarity with those strikes and +how it was state repression which _"resolved"_ the strikes. Moreover, he +seriously downplays the scale and importance of these strikes, perhaps +unsurprisingly as _"[b]y the beginning of 1921 a revolutionary situation with +workers in the vanguard had emerged in Soviet Russia"_ with _"the simultaneous +outbreak of strikes in Petrograd and Moscow and in other industrial regions."_ +In February and March 1921, _"industrial unrest broke out in a nation-wide +wave of discontent or **volynka**. General strikes, or very widespread +unrest"_ hit all but one of the country's major industrial regions and +_"workers protest consisted not just of strikes but also of factory +occupations, 'Italian strikes', demonstrations, mass meetings, the beating up +of communists and so on."_ Faced with this massive strike wave, the Bolsheviks +did what many ruling elites do: they called it something else. Rather than +admit it was a strike, they _"usually employed the word **volynka**, which +means only a 'go-slow'"_. [Aves, **Op. Cit.**, p. 3, p. 109, p. 112, pp. +111-2] + +Mid-February 1921 saw workers in Moscow striking and _"massive city-wide +protest spread through Petrograd . . . Strikes and demonstrations spread. The +regime responded as it had done in the past, with lock-outs, mass arrests, +heavy show of force - and concessions."_ [Remington, **Op. Cit.**, p. 111] As +Paul Avrich recounts, in Petrograd these _"street demonstrations were heralded +by a rash of protest meetings"_ workplaces On the 24th of February, the day +after a workplace meeting, the Trubochny factory workforce downed tools and +walked out the factory. Additional workers from nearby factories joined in. +The crowd of 2,000 was dispersed by armed military cadets. The next day, the +Trubochny workers again took to the streets and visited other workplaces, +bringing them out on strike too. In the face of a near general strike, three- +man Defence Committee was formed. Zinoviev _"proclaimed martial law"_ and +_"[o]vernight Petrograd became an armed camp."_ Strikers were locked out and +the _"application of military force and the widespread arrests, not to speak +of the tireless propaganda waged by the authorities"_ was _"indispensable in +restoring order"_ (as were economic concessions). [**Kronstadt 1921**, pp. +37-8, p. 39, pp. 46-7 and p. 50] + +In Moscow, _"industrial unrest . . . turned into open confrontation and +protest spilled on to the streets"_, starting with a _"wave of strikes that +had its centre in the heart of industrial Moscow."_ Strikes were _"also +spreading outside Moscow city itself into the surrounding provinces"_ and so +_"Moscow and Moscow province were put under martial law"._ [Aves, **Op. +Cit.**, p. 130, p. 138, p. 143 and p. 144] This strike wave started when +_"[m]eetings in factories and plants gathered and criticised government +policies, beginning with supply and developing into general political +criticism."_ As was typical, the _"first response of the civil authorities to +the disturbances was increased repression"_ although as _"the number of +striking factories increased some concessions were introduced."_ Military +units called in against striking workers _"refused to open fire, and they were +replaced by the armed communist detachments"_ which did. _"That evening mass +protest meetings were held . . . The following day several factories went on +strike"_ and troops were _"disarmed and locked in as a precaution"_ by the +government against possible fraternising. February 23rd saw a 10,000 strong +street demonstration and _"Moscow was placed under martial law with a 24-hour +watch on factories by the communist detachments and trustworthy army units."_ +The disturbances were accompanied by factory occupations and on the 1st of +March the soviet called on workers _"not to go on strike."_ However, _"wide- +scale arrests deprived the movement of its leadership."_ March 5th saw +disturbances at the Bromlei works, _"resulting in the now customary arrest of +workers. A general meeting at the plant on 25 March called for new elections +to the Moscow Soviet. The management dispersed the meeting but the workers +called on other plants to support the calls for new elections. As usual, the +ringleaders were arrested."_ [Sakwa, **Op. Cit.**, pp. 242-3, p. 245 and p. +246] + +The events at the Bromlei works were significant in that the march 25th mass +meeting passed an anarchist and Left-SR initiated resolution supporting the +Kronstadt rebels. The party _"responded by having them sacked en masse"_. The +workers _"demonstrated through"_ their district _"and inspired some brief +solidarity strikes."_ Over 3000 workers joined the strikes and about 1000 of +these joined the flying picket (managers at one print shop locked their +workers in to stop them joining the protest). While the party was willing to +negotiate economic issues, _"it had no wish to discuss politics with workers"_ +and so arrested those who initiated the resolution, sacked the rest of the +workforce and selectively re-employed them. Two more strikes were conducted +_"to defend the political activists in their midst"_ and two mass meetings +demanded the release of arrested ones. Workers also struck on supply issues in +May, July and August. [Pirani, **Op. Cit.**, pp. 83-4] + +While the Kronstadt revolt took place too late to help the Petrograd strikes, +it did inspire a strike wave in Ekaterinoslavl (in the Ukraine) in May, 1921. +It started in the railway workshops and became _"quickly politicised,"_ with +the strike committee raising a _"series of political ultimatums that were very +similar in content to the demands of the Kronstadt rebels"_ (many of the +resolutions put to the meeting almost completely coincided with them). The +strike _"spread to the other workshops"_ and on June 1st the main large +Ekaterinoslavl factories joined the strike. The strike was spread via the use +of trains and telegraph and soon an area up to fifty miles around the town was +affected. The strike was finally ended by the use of the Cheka, using mass +arrests and shootings. Unsurprisingly, the local communists called the revolt +a _"little Kronstadt."_ [Aves, **Op. Cit.**, pp. 171-3] + +Saratov also saw a mass revolt in March 1921, when a strike by railroad +workers over a reduction in food rations spread to the metallurgical plants +and other large factories _"as workers and non-workers sent representatives to +the railroad shops."_ They forced the Communists to allow the setting up of a +commission to re-examine the activities of all economic organs and the Cheka. +During the next two days, _"the assemblies held at factories to elect +delegates to the commission bitterly denounced the Communists."_ The _"unrest +spilled over into Pokrovsk."_ The commission of 270 had less than ten +Communists and _"demanded the freeing of political prisoners, new elections to +the soviets and to all labour organisations, independent unions, and freedom +of speech, the press, and assembly."_ The Communists _"resolved to shut down +the commission before it could issue a public statement"_ and set up a +Provincial Revolutionary Committee which _"introduced martial law both in the +city and the garrison"_ as well as arresting _"the ringleaders of the workers' +movement."_ The near general strike was broken by a _"wave of repression"_ but +_"railroad workers and dockworkers and some printers refused to resume work."_ +[Raleigh, **Op. Cit.**, pp. 388-9] + +Post-**volynka**, workplaces _"that had been prominent in unrest were +particularly hit by . . . purges . . . The effect on the willingness of +workers to support opposition parties was predictable."_ However, _"the +ability to organise strikes did not disappear"_ and they continued to take +place throughout 1921. The spring of 1922 saw _"a new strike wave."_ [Aves, +**Op. Cit.**, p. 182 and p. 183] For example, in early March, _"long strikes"_ +hit the textile towns around Moscow. At the Glukhovskaia mills 5000 workers +struck for 5 days, 1000 at a nearby factory for 2 days and 4000 at the +Voskresenskaia mills for 6 days. In May, 1921, workers in the city of Moscow +reacted to supply problems _"with a wave of strikes. Party officials reckoned +that in a 24-day period in May there were stoppages at 66 large enterprises."_ +These included a sit-down strike at one of Moscow's largest plants, while +_"workers at engineering factories in Krasnopresnia followed suit, and Cheka +agents reported 'dissent, culminating in strikes and occupation' in Bauman."_ +August 1922 saw 19,000 workers strike in textile mills in Moscow region for +several days. Tram workers also struck that year, while teachers _"organised +strikes and mass meetings"_. Workers usually elected delegates to negotiate +with their trade unions as well as their bosses as both were Communist Party +members. Strike organisers, needless to say, were sacked. [Pirani, **Op. +Cit.**, p. 82, pp. 111-2 and p. 157] + +While the strike wave of early 1921 is the most famous, due to the Kronstadt +sailors rebelling in solidarity with it, the fact is that this was just one of +many strike waves during the 1918 and 1921 period. In response to protests, +_"the government had combined concessions with severe repression to restore +order"_ as well as _"commonly resort[ing] to the lock out as a means of +punishing and purging the work force."_ Yet, _"as the strike waves show, the +regime's sanctions were not sufficient to prevent all anti-Bolshevik political +action."_ [Remington, **Op. Cit.**, p. 111, p. 107, and p. 109] In fact, +repression _"did not prevent strikes and other forms of protest by workers +becoming endemic in 1919 and 1920"_ while in early 1921 the Communist Party +_"faced what amounted to a revolutionary situation. Industrial unrest was only +one aspect of a more general crisis that encompassed the Kronstadt revolt and +the peasant rising in Tambov and Western Siberia."_ This _"industrial unrest +represented a serious political threat to the Soviet regime . . . From +Ekaterinburg to Moscow, from Petrograd to Ekaterinoslavl, workers took to the +streets, often in support of political slogans that called for the end of +Communist Party rule . . . soldiers in many of the strike areas showed +themselves to be unreliable [but] the regime was able to muster enough forces +to master the situation. Soldiers could be replaced by Chekists, officer +cadets and other special units where Party members predominated."_ [Aves, +**Op. Cit.**, p. 187, p. 155 and p. 186] + +Yet, an _"atomised"_ and powerless working class does not need martial law, +lockouts, mass arrests and the purging of the workforce to control it. As +Russian anarchist Ida Mett succinctly put it: _"And if the proletariat was +that exhausted how come it was still capable of waging virtually total general +strikes in the largest and most heavily industrialised cities?"_ [**The +Kronstadt Rebellion**, p. 81] The end of the civil war also saw the Bolsheviks +finally destroy what was left of non-Bolshevik trade unionism. In Moscow, this +took place against fierce resistance of the union members. As one historian +concludes: + +> _ "Reflecting on the determined struggle mounted by printers, bakers and +chemical workers in Moscow during 1920-1, in spite of appalling economic +conditions, being represented by organisations weakened by constant repression +. . . to retain their independent labour organisations it is difficult not to +feel that the social basis for a political alternative existed."_ [Jonathan +Aves, _"The Demise of Non-Bolshevik Trade Unionism in Moscow: 1920-21"_, pp. +101- 33, **Revolutionary Russia**, vol. 2, no. 1, p. 130] + +Elsewhere, Aves argues that an _"examination of industrial unrest after the +Bolshevik seizure of power . . . shows that the Revolution had brought to the +surface resilient traditions of organisation in society and had released +tremendous forces in favour of greater popular participation . . . The +survival of the popular movement through the political repression and economic +devastation of the Civil War testifies to its strength."_ [**Workers Against +Lenin**, p. 186] The idea that the Russian working class was incapable of +collective struggle is hard to defend given this series of struggles (and +state repression). The class struggle in Bolshevik Russia did not stop, it +continued except the ruling class had changed. All the popular energy and +organisation this expressed, which could have been used to combat the problems +facing the revolution and create the foundations of a genuine socialist +society, were wasted in fighting the Bolshevik regime. Ultimately, though, the +_"sustained, though ultimately futile, attempts to revive an autonomous +workers' movement, especially in mid-1918 and from late 1920, failed owing to +repression."_ [Sakwa, **Op. Cit.**, p. 269] Another historian notes that +_"immediately after the civil war"_ there was _"a revival of working class +collective action that culminated in February-March 1921 in a widespread +strike movement and the revolt at the Kronstadt naval base."_ As such, the +position expounded by Rees and other Leninists _"is so one-sided as to be +misleading."_ [Pirani, **Op. Cit.**, p. 7 and p. 23] + +Nor is this commonplace Leninist rationale for Bolshevik rule particularly +original, as it dates back to Lenin and was first formulated _"to justify a +political clamp-down."_ Indeed, this argument was developed in response to +rising working class protest rather than its lack: _"As discontent amongst +workers became more and more difficult to ignore, Lenin . . . began to argue +that the consciousness of the working class had deteriorated . . . workers had +become 'declassed.'"_ However, there _"is little evidence to suggest that the +demands that workers made at the end of 1920 . . . represented a fundamental +change in aspirations since 1917."_ [Aves, **Op. Cit.**, p. 18, p. 90 and p. +91] So while the _"working class had decreased in size and changed in +composition,. . . the protest movement from late 1920 made clear that it was +not a negligible force and that in an inchoate way it retained a vision of +socialism which was not identified entirely with Bolshevik power . . . Lenin's +arguments on the declassing of the proletariat was more a way of avoiding this +unpleasant truth than a real reflection of what remained, in Moscow at least, +a substantial physical and ideological force."_ [Sakwa, **Op. Cit.**, p. 261] + +Nor can it be suggested, as the Bolsheviks did at the time, that these strikes +were conducted by newly arrived workers, semi-peasants without an awareness of +proletarian socialism or traditions. Links between the events in 1917 and +those during the civil war are clear. Jonathan Aves writes that there were +_"distinct elements of continuity between the industrial unrest in 1920 and +1917 . . . As might be anticipated, the leaders of unrest were often to be +found amongst the skilled male workers who enjoyed positions of authority in +the informal shop-floor hierarchies."_ Looking at the strike wave of early +1921 in Petrograd, the _"strongest reason for accepting the idea that it was +established workers who were behind the **volynka** is the form and course of +protest. Traditions of protest reaching back through the spring of 1918 to +1917 and beyond were an important factor in the organisation of the +**volynka**"._ In fact, _"an analysis of the industrial unrest of early 1921 +shows that long-standing workers were prominent in protest."_ [Aves, **Op. +Cit.**, p. 39, p. 126 and p. 91] As another example, _"although the ferment +touched all strata of Saratov workers, it must be emphasised that the skilled +metalworkers, railroad workers, and printers - the most 'conscious' workers - +demonstrated the most determined resistance."_ They _"contested repression and +the Communists' violation of fair play and workplace democracy."_ [Raleigh, +**Op. Cit.**, p. 376] As Ida Mett argued in relation to the strikes in early +1921: + +> _"The population was drifting away from the capital. All who had relatives +in the country had rejoined them. The authentic proletariat remained till the +end, having the most slender connections with the countryside. + +> + +> "This fact must be emphasised, in order to nail the official lies seeking to +attribute the Petrograd strikes . . . to peasant elements, 'insufficiently +steeled in proletarian ideas.' The real situation was the very opposite . . . +There was certainly no exodus of peasants into the starving towns! . . . It +was the famous Petrograd proletariat, the proletariat which had played such a +leading role in both previous revolutions, that was finally to resort to the +classical weapon of the class struggle: the strike."_ [**The Kronstadt +Uprising**, p. 36] + +As one expert on this issue argues, while the number of workers did drop _"a +sizeable core of veteran urban proletarians remained in the city; they did not +all disappear."_ In fact, _"it was the loss of young activists rather than of +all skilled and class-conscious urban workers that caused the level of +Bolshevik support to decline during the Civil War. Older workers had tended to +support the Menshevik Party in 1917"_. Given this, _"it appears that the +Bolshevik Party made deurbanisation and declassing the scapegoats for its +political difficulties when the party's own policies and its unwillingness to +accept changing proletarian attitudes were also to blame."_ It should also be +noted that the notion of declassing to rationalise the party's misfortunes was +used before long before the civil war: _"This was the same argument used to +explain the Bolsheviks' lack of success among workers in the early months of +1917 - that the cadres of conscious proletarians were diluted by +nonproletarian elements."_ [Diane P. Koenker, _"Urbanisation and +Deurbanisation in the Russian Revolution and Civil War"_, pp. 81-104, **Party, +State, and Society in the Russian Civil War**, Diane P. Koenker, William G. +Rosenberg and Ronald Grigor Suny (eds.), p. 96, p. 95, p. 100 and p. 84] + +While there is still much research required, what facts that are available +suggest that throughout the time of Lenin's regime the Russian workers took +collective action in defence of their interests. This is not to say that +workers did not also respond to the problems they faced in an individualistic +manner, often they did. However, such responses were, in part (as we noted in +the [last section](secH6.html#sech62)), because Bolshevik policy **itself** +gave them little choice as it limited their ability to respond collectively. +Yet in the face of difficult economic circumstances, workers turned to mass +meetings and strikes. In response, the Bolshevik's used state repression to +break resistance and protest against their regime. In such circumstances it is +easy to see how the Bolshevik party became isolated from the masses they +claimed to be leading but were, in fact, ruling. This transformation of rebels +into a ruling elite comes as no great surprise given that Bolshevik's aimed to +seize power themselves in a centralised and hierarchical institution, a state, +which has always been the method by which ruling classes secured their +position (as we argued in [section H.3.7](secH3.html#sech37), this perspective +flowed from the flawed Marxist theory of the state). Just as they had to, +first, gerrymander and disband soviets to regime in power in the spring and +summer of 1918, so the Bolsheviks had to clamp down on any form of collective +action by the masses. As such, it is incredulous that latter day Leninists +justify Bolshevik authoritarianism on a lack of collective action by workers +when that authoritarianism was often driven precisely to break it! + +So the claim by John Rees that the _"dialectical relationship between the +Bolsheviks and the working class was broken, shattered because the working +class itself was broke-backed after the civil war"_ leaves a lot to be +desired. [**Op. Cit.**, p. 22] The Bolsheviks did more than their fair share +of breaking the back of the working class. This is unsurprising for a +government which grants to the working class the greatest freedom undermines +its own power by so doing. Even a limited relaxation of its authority will +allow people to organise themselves, listen to alternative points of view and +to act on them. That could not but undermine the rule of the party and so +could not be supported - nor was it. + +For example, in his 1920 diatribe against Left-wing Communism, Lenin pointed +to _"non-Party workers' and peasants' conferences"_ and Soviet Congresses as +means by which the party secured its rule. Yet, **if** the congresses of +soviets were _"**democratic** institutions, the like of which even the best +democratic republics of the bourgeois have never know"_, the Bolsheviks would +have no need to _"support, develop and extend"_ non-Party conferences _"to be +able to observe the temper of the masses, come closer to them, meet their +requirements, promote the best among them to state posts"._ [**The Lenin +Anthology**, p. 573] How the Bolsheviks met _"their requirements"_ is +extremely significant - they disbanded them, just as they had with soviets +with non-Bolshevik majorities in 1918. This was because _"[d]uring the +disturbances"_ of late 1920, _"they provided an effective platform for +criticism of Bolshevik policies."_ Their frequency was decreased and they +_"were discontinued soon afterward."_ [Sakwa, **Op. Cit.**, p. 203] + +In the soviets themselves, workers turned to non-partyism, with non-party +groups winning majorities in soviet delegates from industrial workers' +constituencies in many places. This was the case in Moscow, where Bolshevik +support among _"industrial workers collapsed"_ in favour of non-party people. +Due to support among the state bureaucracy and the usual packing of the soviet +with representatives from Bolshevik controlled organisations, the party had, +in spite of this, a massive majority. Thus the Moscow soviet elections of +April-May 1921 _"provided an opportunity to revive working-class +participation. The Bolsheviks turned it down."_ [Pirani, **Op. Cit.**, pp. +97-100 and p. 23] Indeed, one Moscow Communist leader stated that these soviet +elections had seen _"a high level of activity by the masses and a striving to +be in power themselves."_ [quoted by Pirani, **Op. Cit.**, p. 101] + +1921 also saw the Bolshevik disperse provincial trade unions conferences in +Vologda and Vitebsk _"because they had anti-communist majorities."_ [Aves, +**Op. Cit.**, p. 176] At the All-Russian Congress of Metalworkers' Union in +May, the delegates voted down the party-list of recommended candidates for +union leadership. The Central Committee of the Party _"disregarded every one +of the votes and appointed a Metalworkers' Committee of its own. So much for +'elected and revocable delegates'. Elected by the union rank and file and +revocable by the Party leadership!"_ [Brinton, **Op. Cit.**, p. 83] + +Another telling example is provided in August 1920 by Moscow's striking tram +workers who, in addition to economic demands, called for a general meeting of +all depots. As one historian notes, this was _"significant: here the workers' +movement was trying to get on the first rung of the ladder of organisation, +and being knocked off by the Bolsheviks."_ The party _"responded to the strike +in such a way as to undermine workers' organisation and consciousness"_ and +_"throttl[ed] independent action"_ by _"repression of the strike by means +reminiscent of tsarism."_ The Bolshevik's _"dismissive rejection"_ of the +demand for a city-wide meeting _"spoke volumes about their hostility to the +development of the workers' movement, and landed a blow at the type of +collective democracy that might have better able to confront supply +problems."_ This, along with the other strikes that took place, showed that +_"the workers' movement in Moscow was, despite its numerical weakness and the +burdens of civil war, engaged with political as well as industrial issues . . +. the working class was far from non-existent, and when, in 1921, it began to +resuscitate soviet democracy, the party's decision to make the Moscow soviet +its 'creature' was not effect but cause."_ [Pirani, **Op. Cit.**, p. 32, p. +33, p. 37 and p. 8] + +When such things happen, we can conclude that Bolshevik desire to remain in +power had a significant impact on whether workers were able to exercise +collective power or not. As Pirani concludes: + +> _ "one of the most important choices the Bolsheviks made . . . was to turn +their backs on forms of collective, participatory democracy that workers +briefly attempted to revive [post civil war]. [Available evidence] challenges +the notion . . . that political power was forced on the Bolsheviks because the +working class was so weakened by the civil war that it was incapable of +wielding it. In reality, non-party workers were willing and able to +participate in political processes, but in the Moscow soviet and elsewhere, +were pushed out of them by the Bolsheviks. The party's vanguardism, i.e. its +conviction that it had the right, and the duty, to make political decisions on +the workers' behalf, was now reinforced by its control of the state apparatus. +The working class was politically expropriated: power was progressively +concentrated in the party, specifically in the party elite."_ [**Op. Cit.**, +p. 4] + +It should also be stressed that fear of arrest limited participation. A sadly +typical example of this occurred in April 1920, which saw the first conference +of railway workers on the Perm-Ekaterinburg line. The meeting of 160 delegates +elected a non-Party chairman who _"demanded that delegates be guaranteed +freedom of debate and immunity from arrest."_ [Aves, **Op. Cit.**, p. 44] A +Moscow Metalworkers' Union conference in early February 1921 saw the first +speakers calling _"for the personal safety of the delegates to be guaranteed"_ +before criticisms would be aired. [Sakwa, **Op. Cit.**, p. 244] Later that +year dissidents in the Moscow soviet demanded _"that delegates be given +immunity from arrest unless sanctioned by plenary session of the soviet."_ +Immediately afterwards two of them, including an anarcho-syndicalist, were +detained. It was also proposed that delegates' freedom of speech _"included +immunity from administrative or judicial punishment"_ along with the right of +any number of delegates _"to meet and discuss their work as they chose."_ +[Pirani, **Op. Cit.** p. 104] Worse, _"[b]y the end of 1920 workers not only +had to deal with the imposition of harsh forms of labour discipline, they also +had to face the Cheka in their workplace."_ This could not help hinder working +class collective action, as did the use of the Cheka and other troops to +repress strikes. While it is impossible to accurately measure how many workers +were shot by the Cheka for participation in labour protest, looking at +individual cases _"suggests that shootings were employed to inspire terror and +were not simply used in the occasional extreme case."_ [Aves, **Op. Cit.**, p. +35] Which means, ironically, those who had seized power in 1917 in the name of +the politically conscious proletariat were in fact ensuring their silence by +fear of the Cheka or weeding them out, by means of workplace purges and +shooting. + +Perhaps unsurprisingly, but definitely significantly, of the 17,000 camp +detainees on whom statistical information was available on 1 November 1920, +peasants and workers constituted the largest groups, at 39% and 34% +respectively. Similarly, of the 40,913 prisoners held in December 1921 (of +whom 44% had been committed by the Cheka) nearly 84% were illiterate or +minimally educated, clearly, therefore, either peasants of workers. [George +Leggett, **The Cheka: Lenin's Political Police**, p. 178] Needless to say, +Lenin failed to mention this aspect of his system in **The State and +Revolution** (a failure shared by later Leninists). Ultimately, the +contradictions between Bolshevik rhetoric and the realities of working class +life under their rule was closed by coercion. + +Such forms of repression could not help ensure both economic chaos and push +the revolution away from socialism. As such, it is hard to think of a more +incorrect assertion than Lenin's 1921 one that _"[i]ndustry is indispensable, +democracy is not. Industrial democracy breeds some utterly false ideas."_ +[**Collected Works**, vol. 32, p. 27] Yet without industrial democracy, any +development towards socialism is aborted and the problems of a revolution +cannot be solved in the interests of the working masses. + +This account of workers' protest being crushed by the so-called workers' state +raises an important theoretical question. Following Marx and Engels, Lenin +asserted that the _"state is nothing but a machine for the suppression of one +class by another"_ [**Collected Works**, vol. 28, p. 259] Yet here is the +working class being suppressed by "its" state. If the state is breaking +strikes, including general strikes, by what stretch of the imagination can it +be considered a "workers' state"? Particularly as the workers, like the +Kronstadt sailors, demanded free soviet elections, **not**, as the Leninists +then and now claim, "soviets without Communists" (although one soviet +historian noted with regards the 1921 revolt that _"taking account of the mood +of the workers, the demand for free elections to the soviets meant the +implementation in practice of the infamous slogan of soviets without +communists."_ [quoted by Aves, **Op. Cit.**, p. 123]). If the workers are +being repressed and denied any real say in the state, how can they be +considered the ruling class? And what class is doing the _"suppression"_? As +we discussed in [section H.3.8](secH3.html#sech38), Bolshevik ideology +adjusted to this reality by integrating the need for party dictatorship to +combat the "wavering" within the working class into its theory of the state. +Yet it is the party (i.e., the state) which determines what is and is not +wavering. This suggests that the state apparatus has to be separate from the +working class in order to repress it (as always, in its own interests). + +So anarchists argue that the actual experience of the Bolshevik state shows +that the state is no mere _"machine"_ of class rule but has interests of its +own. Which confirms the anarchist theory of the state rather than the Marxist +(see [section H.3.7](secH3.html#sech37)). It should be stressed that it was +**after** the regular breaking of working class protest and strikes that the +notion of the dictatorship of the party became Bolshevik orthodoxy. This makes +sense, as protests and strikes express "wavering" within the working class +which needs to be solved by state repression. This, however, necessitates a +normal state power, one which is isolated from the working class and which, in +order to enforce its will, **must** (like any state) atomise the working class +people and render them unable, or unwilling, to take collective action in +defence of their interests. For the defenders of Bolshevism to turn round and +blame Bolshevik authoritarianism on the atomisation required for the party to +remain in power and enforce its will is staggering. + +Finally, it should be noted that Zinoviev, a leading Bolshevik, tried to +justify the hierarchical position of the Bolshevik party arguing that _"[i]n +time of strike every worker knows that there must be a Strike Committee - a +centralised organ to conduct the strike, whose orders must be obeyed - +although this Committee is elected and controlled by the rank and file. +**Soviet Russia is on strike against the whole capitalist world. The social +Revolution is a general strike against the whole capitalist system. The +dictatorship of the proletariat is the strike committee of the social +Revolution.**"_ [**Proceedings and Documents of the Second Congress 1920**, +vol. 2, p. 929] + + + + In strikes, however, the decisions which are to be obeyed are those of the +strikers. They should make the decisions and the strike committees should +carry them out. The actual decisions of the Strike Committee should be +accountable to the assembled strikers who have the real power (and so power is +**decentralised** in the hands of the strikers and not in the hands of the +committee). A far better analogy for what happened in Russia was provided by +Emma Goldman: + +> _ "There is another objection to my criticism on the part of the Communists. +Russia is on strike, they say, and it is unethical for a revolutionist to side +against the workers when they are striking against their masters. That is pure +demagoguery practised by the Bolsheviki to silence criticism. + +"It is not true that the Russian people are on strike. On the contrary, the +truth of the matter is that the Russian people have been **locked out** and +that the Bolshevik State - even as the bourgeois industrial master - uses the +sword and the gun to keep the people out. In the case of the Bolsheviki this +tyranny is masked by a world-stirring slogan: thus they have succeeded in +blinding the masses. Just because I am a revolutionist I refuse to side with +the master class, which in Russia is called the Communist Party."_ [**My +Disillusionment in Russia**, p. xlix] + + + + The isolation of the Bolsheviks from the working class was, in large part, +required to ensure their power and, moreover, a natural result of utilising +state structures. _"The struggle against oppression - political, economic, and +social, against the exploitation of man by man"_ argued Alexander Berkman, +_"is always simultaneously a struggle against government as such. The +political State, whatever its form, and constructive revolutionary effort are +irreconcilable. They are mutually exclusive."_ Every revolution _"faces this +alternative: to build freely, independently and despite of the government, or +to choose government with all the limitation and stagnation it involves . . . +Not by the order of some central authority, but organically from life itself, +must grow up the closely knit federation of the industrial, agrarian, and +other associations; by the workers themselves must they be organised and +managed."_ The _"very essence and nature"_ of the socialist state _"excludes +such an evolution. Its economic and political centralisation, its +governmentalism and bureaucratisation of every sphere of activity and effort, +its inevitable militarisation and degradation of the human spirit mechanically +destroy every germ of new life and extinguish the stimuli of creative, +constructive work."_ [**The Bolshevik Myth**, pp. 340-1] By creating a new +state, the Bolsheviks ensured that the mass participation required to create a +genuine socialist society could not be expressed and, moreover, came into +conflict with the Bolshevik authorities and their attempts to impose their +(essentially state capitalist) vision of "socialism". + + + + It need not have been that way. As can be seen from our discussion of labour +protest under the Bolsheviks, even in extremely hard circumstances the Russian +people were able to organise themselves to conduct protest meetings, +demonstrations and strikes. The social base for an alternative to Bolshevik +power and policies existed. Sadly Bolshevik politics, policies and the +repression they required ensured that it could not be used constructively +during the revolution to create a genuine socialist revolution. + diff --git a/markdown/secHcon.md b/markdown/secHcon.md new file mode 100644 index 0000000000000000000000000000000000000000..56b2329ff6f094551e2c89539bbbe3603dc64a95 --- /dev/null +++ b/markdown/secHcon.md @@ -0,0 +1,112 @@ +# Section H - Why do anarchists oppose state socialism? + +## [Introduction](secHint.html) + +## [H.1 Have anarchists always opposed state socialism?](secH1.html) + +### + +[H.1.1 What was Bakunin's critique of Marxism?](secH1.html#sech11) +[H.1.2 What are the key differences between Anarchists and Marxists? +](secH1.html#sech12) +[H.1.3 Why do anarchists wish to abolish the state +_"overnight"_?](secH1.html#sech13) +[H.1.4 Do anarchists have _"absolutely no idea"_ of what to put in place of +the state?](secH1.html#sech14) +[H.1.5 Why do anarchists reject _"utilising the present +state"_?](secH1.html#sech15) +[H.1.6 Why do anarchists try to _"build the new world in the shell of the +old"_?](secH1.html#sech16) +[H.1.7 Haven't you read Lenin's _"State and Revolution"_?](secH1.html#sech17) + +## [H.2 What parts of anarchism do Marxists particularly +misrepresent?](secH2.html) + +### [H.2.1 Do anarchists reject defending a revolution?](secH2.html#sech21) +[H.2.2 Do anarchists reject _"class conflict"_ and _"collective +struggle"_?](secH2.html#sech22) +[H.2.3 Does anarchism yearn _"for what has gone before"_?](secH2.html#sech23) +[H.2.4 Do anarchists think _"the state is the main +enemy"_?](secH2.html#sech24) +[H.2.5 Do anarchists think _"full blown"_ socialism will be created +overnight?](secH2.html#sech25) +[H.2.6 How do Marxists misrepresent Anarchist ideas on mutual +aid?](secH2.html#sech26) +[H.2.7 Who do anarchists see as their _"agents of social +change"_?](secH2.html#sech27) +[H.2.8 What is the relationship of anarchism to +syndicalism?](secH2.html#sech28) +[H.2.9 Do anarchists have _"liberal"_ politics?](secH2.html#sech29) +[H.2.10 Are anarchists against leadership? ](secH2.html#sech210) +[H.2.11 Are anarchists _"anti-democratic"_?](secH2.html#sech211) +[H.2.12 Does anarchism survive only in the absence of a strong workers' +movement?](secH2.html#sech212) +[H.2.13 Do anarchists reject "political" struggles and +action?](secH2.html#sech213) +[H.2.14 Are anarchist organisations _"ineffective," "elitist"_ or _"downright +bizarre"_?](secH2.html#sech214) + +## [H.3 What are the myths of state socialism?](secH3.html) + +### [H.3.1 Do Anarchists and Marxists want the same +thing?](secH3.html#sech31) +[H.3.2 Is Marxism _"socialism from below"_?](secH3.html#sech32) +[H.3.3 Is Leninism _"socialism from below"_?](secH3.html#sech33) +[H.3.4 Don't anarchists just quote Marxists selectively?](secH3.html#sech34) +[H.3.5 Has Marxist appropriation of anarchist ideas changed +it?](secH3.html#sech35) +[H.3.6 Is Marxism the only revolutionary politics which have +worked?](secH3.html#sech36) +[H.3.7 What is wrong with the Marxist theory of the state?](secH3.html#sech37) +[H.3.8 What is wrong with the Leninist theory of the +state?](secH3.html#sech38) +[H.3.9 Is the state simply an agent of economic power?](secH3.html#sech39) +[H.3.10 Has Marxism always supported the idea of workers' +councils?](secH3.html#sech310) +[H.3.11 Does Marxism aim to give power to workers +organisations?](secH3.html#sech311) +[H.3.12 Is big business the precondition for socialism?](secH3.html#sech312) +[H.3.13 Why is state socialism just state capitalism?](secH3.html#sech313) +[H.3.14 Don't Marxists believe in workers' control?](secH3.html#sech314) + +## [H.4 Didn't Engels refute anarchism in _"On Authority"_?](secH4.html) + +### [H.4.1 Does organisation imply the end of liberty? ](secH4.html#sech41) +[H.4.2 Does free love show the weakness of Engels' +argument?](secH4.html#sech42) +[H.4.3 How do anarchists propose to run a factory? ](secH4.html#sech43) +[H.4.4 How does the class struggle refute Engels' +arguments?](secH4.html#sech44) +[H.4.5 Is the way industry operates _"independent of all social +organisation"_?](secH4.html#sech45) +[H.4.6 Why does Engels' "On Authority" harm Marxism?](secH4.html#sech46) +[H.4.7 Is revolution _"the most authoritarian thing there +is"_?](secH4.html#sech47) + +## [H.5 What is vanguardism and why do anarchists reject it?](secH5.html) + +### [H.5.1 Why are vanguard parties anti-socialist?](secH5.html#sech51) +[H.5.2 Have vanguardist assumptions been validated?](secH5.html#sech52) +[H.5.3 Why does vanguardism imply party power?](secH5.html#sech53) +[H.5.4 Did Lenin abandon vanguardism?](secH5.html#sech54) +[H.5.5 What is _"democratic centralism"_?](secH5.html#sech55) +[H.5.6 Why do anarchists oppose _"democratic centralism"_?](secH5.html#sech56) +[H.5.7 Is the way revolutionaries organise important?](secH5.html#sech57) +[H.5.8 Are vanguard parties effective?](secH5.html#sech58) +[H.5.9 What are vanguard parties effective at?](secH5.html#sech59) +[H.5.10 Why does _"democratic centralism"_ produce _"bureaucratic +centralism"_?](secH5.html#sech510) +[H.5.11 Can you provide an example of the negative nature of vanguard +parties?](secH5.html#sech511) +[H.5.12 Surely the Russian Revolution proves that vanguard parties +work?](secH5.html#sech512) + +## [H.6 Why did the Russian Revolution fail?](secH6.html) + +### [H.6.1 Can objective factors explain the failure of the Russian +Revolution?](secH6.html#sech61) +[H.6.2 Did Bolshevik ideology influence the outcome of the Russian +Revolution?](secH6.html#sech62) +[H.6.3 Were the Russian workers "declassed" and +"atomised"?](secH6.html#sech63) + diff --git a/markdown/secHint.md b/markdown/secHint.md new file mode 100644 index 0000000000000000000000000000000000000000..4e1324e5ae065a5c3575e990e8408c5464eab94b --- /dev/null +++ b/markdown/secHint.md @@ -0,0 +1,319 @@ +# Section H - Why do anarchists oppose state socialism? + +The socialist movement has been continually divided, with various different +tendencies and movements. The main tendencies of socialism are state socialism +(Social Democracy, Leninism, Maoism and so on) and libertarian socialism +(anarchism mostly, but also libertarian Marxists and others). The conflict and +disagreement between anarchists and Marxists is legendary. As Benjamin Tucker +noted: + +> _"[I]t is a curious fact that the two extremes of the [socialist movement] . +. . though united . . . by the common claim that labour should be put in +possession of its own, are more diametrically opposed to each other in their +fundamental principles of social action and their methods of reaching the ends +aimed at than either is to their common enemy, existing society. They are +based on two principles the history of whose conflict is almost equivalent to +the history of the world since man came into it . . . + +> + +> "The two principles referred to are AUTHORITY and LIBERTY, and the names of +the two schools of Socialistic thought which fully and unreservedly represent +one or the other are, respectively, State Socialism and Anarchism. Whoso knows +that these two schools want and how they propose to get it understands the +Socialistic movement. For, just as it has been said that there is no half-way +house between Rome and Reason, so it may be said that there is no half-way +house between State Socialism and Anarchism."_ [**The Individualist +Anarchists**, pp. 78-9] + +In addition to this divide between libertarian and authoritarian forms of +socialism, there is another divide between reformist and revolutionary wings +of these two tendencies. _"The term 'anarchist,'"_ Murray Bookchin wrote, _"is +a generic word like the term 'socialist,' and there are probably as many +different kinds of anarchists are there are socialists. In both cases, the +spectrum ranges from individuals whose views derive from an extension of +liberalism (the 'individualist anarchists', the social-democrats) to +revolutionary communists (the anarcho-communists, the revolutionary Marxists, +Leninists and Trotskyites)."_ [**Post-Scarcity Anarchism**, p. 138f] + +In this section of the FAQ we concentrate on the conflict between the +revolutionary wings of both movements. Here we discuss why communist- +anarchists, anarcho-syndicalists and other revolutionary anarchists reject +Marxist theories, particularly the ideas of Leninists and Trotskyites. We will +concentrate almost entirely on the works of Marx, Engels, Lenin and Trotsky as +well as the Russian Revolution. This is because many Marxists reject the +Chinese, Cuban and other revolutions as being infected from the start by +Stalinism. In contrast, there is a general agreement in Marxist circles that +the Russian Revolution was a true socialist revolution and the ideas of Lenin +(and usually Trotsky) follow in Marx's footsteps. What we say against Marx and +Lenin is also applicable to their more controversial followers and, therefore, +we ignore them. We also dismiss out of hand any suggestion that the Stalinist +regime was remotely socialist. Unfortunately many serious revolutionaries +consider Lenin's regime to be an example of a valid socialist revolution so we +have to discuss why it was not. + +As noted, two main wings of the revolutionary socialist movement, anarchism +and Marxism, have always been in conflict. While, with the apparent success of +the Russian revolution, the anarchist movement was overshadowed by Leninism in +many countries, this situation has been changing. In recent years anarchism +has seen a revival as more and more people recognise the fundamentally anti- +socialist nature of the Russian "experiment" and the politics that inspired +it. With this re-evaluation of socialism and the Soviet Union, more and more +people are rejecting Marxism and embracing libertarian socialism. As can be +seen from the press coverage from such events as the anti-Poll Tax riots in +the UK at the start of the 1990s, the London J18 and N30 demonstrations in +1999 as well as those in Prague, Quebec, Genoa and Gothenburg anarchism has +become synonymous with anti-capitalism. + +Needless to say, when anarchists re-appear in the media and news bulletins the +self-proclaimed "vanguard(s) of the proletariat" become worried and hurriedly +write patronising articles on "anarchism" (without bothering to really +understand it or its arguments against Marxism). These articles are usually a +mishmash of lies, irrelevant personal attacks, distortions of the anarchist +position and the ridiculous assumption that anarchists are anarchists because +no one has bothered to inform of us of what "Marxism" is "really" about. We do +not aim to repeat such "scientific" analysis in our FAQ so we shall +concentrate on politics and history. By so doing we will indicate that +anarchists are anarchists because we understand Marxism and reject it as being +unable to lead to a socialist society. + +It is unfortunately common for many Marxists, particularly Leninist influenced +ones, to concentrate on personalities and not politics when discussing +anarchist ideas. In other words, they attack **anarchists** rather than +present a critique of **anarchism**. This can be seen, for example, when many +Leninists attempt to "refute" the whole of anarchism, its theory and history, +by pointing out the personal failings of specific anarchists. They say that +Proudhon was anti-Jewish and sexist, that Bakunin was racist, that Kropotkin +supported the Allies in the First World War and so anarchism is flawed. Yet +this is irrelevant to a critique of anarchism as it does not address anarchist +ideas but rather points to when anarchists fail to live up to them. Anarchist +ideas are ignored by this approach, which is understandable as any critique +which tried to do this would not only fail but also expose the +authoritarianism of mainstream Marxism in the process. + +Even taken at face value, you would have to be stupid to assume that +Proudhon's misogyny or Bakunin's racism had equal weighting with Lenin's and +the Bolsheviks' behaviour (for example, the creation of a party dictatorship, +the repression of strikes, free speech, independent working class +organisation, the creation of a secret police force, the attack on Kronstadt, +the betrayal of the Makhnovists, the violent repression of the Russian +anarchist movement, etc.) in the league table of despicable activity. It seems +strange that personal bigotry is of equal, or even more, importance in +evaluating a political theory than its practice during a revolution. + +Moreover, such a technique is ultimately dishonest. Looking at Proudhon, for +example, his anti-Semitic outbursts remained unpublished in his note books +until well after his ideas and, as Robert Graham points out, _"a reading of +**General Idea of the Revolution** will show, anti-Semitism forms no part of +Proudhon's revolutionary programme."_ [_"Introduction"_, **The General Idea of +the Revolution**, p. xxxvi] Similarly, Bakunin's racism is an unfortunate +aspect of his life, an aspect which is ultimately irrelevant to the core +principles and ideas he argued for. As for Proudhon's sexism it should be +noted that Bakunin and subsequent anarchists totally rejected it and argued +for complete equality between the sexes. Likewise, anarchists from Kropotkin +onwards have opposed racism in all its forms (and the large Jewish anarchist +movement saw that Bakunin's anti-Semitic comments were not a defining aspect +to his ideas). Why mention these aspects of their ideas at all? + +Nor were Marx and Engels free from racist, sexism or homophobic comments yet +no anarchist would dream these were worthy of mention when critiquing their +ideology (for those interested in such matters, Peter Fryer's essay **"Engels: +A Man of his Time"** should be consulted. This is because the anarchist +critique of Marxism is robust and confirmed by substantial empirical evidence +(namely, the failures of social democracy and the Russian Revolution). + +If we look at Kropotkin's support for the Allies in the First World War we +discover a strange hypocrisy on the part of Marxists as well as an attempt to +distort history. Why hypocrisy? Simply because Marx and Engels supported +Prussia during the Franco-Prussian war while, in contrast, Bakunin argued for +a popular uprising and social revolution to stop the war. As Marx wrote to +Engels on July 20th, 1870: + +> _"The French need to be overcome. If the Prussians are victorious, the +centralisation of the power of the State will be useful for the centralisation +of the German working class. Moreover, German ascendancy will transfer the +centre of gravity of the European worker's movement from France to Germany . . +. On a world scale, the ascendancy of the German proletariat the French +proletariat will at the same time constitute the ascendancy of **our** theory +over Proudhon's."_ [quoted by Arthur Lehning, **Michael Bakunin: Selected +Writings**, p. 284] + +Marx, in part, supported the deaths of working class people in war in order to +see **his** ideas become more important than Proudhon's! The hypocrisy of the +Marxists is clear - if anarchism is to be condemned for Kropotkin's actions, +then Marxism must be equally condemned for Marx's. + +This analysis also rewrites history as the bulk of the Marxist movement +supported their respective states during the conflict. A handful of the +parties of the Second International opposed the war (and those were the +smallest ones as well). The father of Russian Marxism, George Plekhanov, +supported the Allies while the German Social Democratic Party (the jewel in +the crown of the Second International) supported its nation-state in the war. +There was just one man in the German Reichstag in August 1914 who did not vote +for war credits (and he did not even vote against them, he abstained). While +there was a small minority of the German Social-Democrats did not support the +war, initially many of this anti-war minority went along with the majority of +party in the name of "discipline" and "democratic" principles. + +In contrast, only a **very** small minority of anarchists supported any side +during the conflict. The bulk of the anarchist movement (including such +leading lights as Malatesta, Rocker, Goldman and Berkman) opposed the war, +arguing that anarchists must _"capitalise upon every stirring of rebellion, +every discontent in order to foment insurrection, to organise the revolution +to which we look for the ending of all of society's iniquities."_ [**No Gods, +No Masters**, vol. 2., p. 36] As Malatesta noted at the time, the pro-war +anarchists were _"not numerous, it is true, but [did have] amongst them +comrades whom we love and respect most."_ He stressed that the _"almost all"_ +of the anarchists _"have remained faithful to their convictions"_ namely _"to +awaken a consciousness of the antagonism of interests between dominators and +dominated, between exploiters and workers, and to develop the class struggle +inside each country, and solidarity among all workers across the frontiers, as +against any prejudice and any passion of either race or nationality."_ +[**Errico Malatesta: His Life and Ideas**, p. 243, p. 248 and p. 244] By +pointing to Kropotkin, Marxists hide the facts that he was very much in a +minority within the anarchist movement and that it was the official Marxist +movement which betrayed the cause of internationalism, not anarchism. Indeed, +the betrayal of the Second International was the natural result of the +_"ascendancy"_ of Marxism over anarchism that Marx had hoped. The rise of +Marxism, in the form of social-democracy, ended as Bakunin predicted, with the +corruption of socialism in the quagmire of electioneering and statism. As +Rudolf Rocker correctly argued, _"the Great War of 1914 was the exposure of +the bankruptcy of political socialism."_ [**Marx and Anarchism**] + +Here we will analyse Marxism in terms of its theories and how they worked in +practice. Thus we will conduct a scientific analysis of Marxism, looking at +its claims and comparing them to what they achieved in practice. Few, if any, +Marxists present such an analysis of their own politics, which makes Marxism +more a belief system than analysis. For example, many Marxists point to the +success of the Russian Revolution and argue that while anarchists attack +Trotsky and Lenin for being statists and authoritarians, that statism and +authoritarianism saved the revolution. In reply, anarchists point out that the +revolution did, in fact, **fail.** The aim of that revolution was to create a +free, democratic, classless society of equals. It created a one party +dictatorship based around a class system of bureaucrats exploiting and +oppressing working class people and a society lacking equality and freedom. As +the stated aims of the Marxist revolution failed to materialise, anarchists +would argue that it failed even though a "Communist" Party remained in power +for over 70 years. And as for statism and authoritarianism "saving" the +revolution, they saved it for Stalin, not socialism. That is nothing to be +proud of. + +From an anarchist perspective, this makes perfect sense as _"[n]o revolution +can ever succeed as factor of liberation unless the MEANS used to further it +be identical in spirit and tendency with the PURPOSE to be achieved."_ [Emma +Goldman, **My Disillusionment in Russia**, p. 261] In other words, statist and +authoritarian means will result in statist and authoritarian ends. Calling a +new state a "workers state" will not change its nature as a form of minority +(and so class) rule. It has nothing to do with the intentions of those who +gain power, it has to do with the nature of the state and the social +relationships it generates. The state structure is an instrument of minority +rule, it **cannot** be used by the majority because it is based on hierarchy, +centralisation and the empowerment of the minority at the top at the expense +of everyone else. States have certain properties **just because they are +states.** They have their own dynamics which place them outside popular +control and are not simply a tool in the hands of the economically dominant +class. Making the minority Socialists within a "workers' state" just changes +the minority in charge, the minority exploiting and oppressing the majority. +As Emma Goldman put it: + +> _"It would be an error to assume that the failure of the Revolution was due +entirely to the character of the Bolsheviki. Fundamentally, it was the result +of the principles and methods of Bolshevism. It was the authoritarian spirit +and principles of the State which stifled the libertarian and liberating +aspirations [unleashed by the revolution] . . . Only this understanding of the +underlying forces that crushed the Revolution can present the true lesson of +that world-stirring event."_ [**Op. Cit.**, p. 250] + +Similarly, in spite of over 100 years of socialists and radicals using +elections to put forward their ideas and the resulting corruption of every +party which has done so, most Marxists still call for socialists to take part +in elections. For a theory which calls itself scientific this ignoring of +empirical evidence, the facts of history, is truly amazing. Marxism ranks with +economics as the "science" which most consistently ignores history and +evidence. + +As this section of the FAQ will make clear, this name calling and +concentration on the personal failings of individual anarchists by Marxists is +not an accident. If we take the ability of a theory to predict future events +as an indication of its power then it soon becomes clear that anarchism is a +far more useful tool in working class struggle and self-liberation than +Marxism. After all, anarchists predicted with amazing accuracy the future +development of Marxism. Bakunin argued that electioneering would corrupt the +socialist movement, making it reformist and just another bourgeois party (see +[section J.2](secJ2.html)). This is what in fact happened to the Social- +Democratic movement across the world by the turn of the twentieth century (the +rhetoric remained radical for a few more years, of course). + +If we look at the "workers' states" created by Marxists, we discover, yet +again, anarchist predictions proved right. Bakunin argued that _"[b]y popular +government they [the Marxists] mean government of the people by a small under +of representatives elected by the people. . . [That is,] government of the +vast majority of the people by a privileged minority. But this minority, the +Marxists say, will consist of workers. Yes, perhaps, of **former** workers, +who, as soon as they become rulers or representatives of the people will cease +to be workers and will begin to look upon the whole workers' world from the +heights of the state. They will no longer represent the people but themselves +and their own pretensions to govern the people."_ [**Statism and Anarchy**, p. +178] The history of every Marxist revolution proves his critique was correct. + +Due to these "workers' states" socialism has become associated with repressive +regimes, with totalitarian state capitalist systems the total opposite of what +socialism is actually about. Nor does it help when self-proclaimed socialists +(such as Trotskyites) obscenely describe regimes that exploit, imprison and +murder wage labourers in Cuba, North Korea, and China as 'workers' states'. +While some neo-Trotskyists (like the British SWP) refuse to defend, in any +way, Stalinist states (as they argue - correctly, even if their analysis is +flawed - that they are state capitalist) most Trotskyists do not. Little +wonder many anarchists do not use the terms "socialist" or "communist" and +just call themselves "anarchists." This is because such terms are associated +with regimes and parties which have nothing in common with our ideas, or, +indeed, the ideals of socialism as such. + +This does not mean that anarchists reject everything Marx wrote. Far from it. +Much of his analysis of capitalism is acceptable to anarchists, for example +(both Bakunin and Tucker considered Marx's economic analysis as important). +Indeed, there are some schools of Marxism which are very libertarian and are +close cousins to anarchism (for example, council communism and Autonomist +Marxism are close to revolutionary anarchism). Unfortunately, these forms of +Libertarian Marxism are a minority current within that movement. So, Marxism +is not all bad - unfortunately the vast bulk of it is and those elements which +are not are found in anarchism anyway. For most, Marxism is the school of +Marx, Engels, Lenin and Trotsky, not Marx, Pannekoek, Gorter, Ruhle and +Mattick. + +The minority libertarian trend of Marxism is based, like anarchism, on a +rejection of party rule, electioneering and creating a "workers' state." Its +supporters also, like anarchists, advocate direct action, self-managed class +struggle, working class autonomy and a self-managed socialist society. These +Marxists oppose the dictatorship of the party over the proletariat and, in +effect, agree with Bakunin on many key issues (such as anti- +parliamentarianism, direct action, workers' councils, etc.). + +These libertarian forms of Marxism should be encouraged and not tarred with +the same brush as Leninism and social democracy (indeed Lenin commented upon +_"the anarchist deviation of the German Communist Workers' Party"_ and the _ +"semi-anarchist elements"_ of the very groups we are referring to here under +the term libertarian Marxism. [**Collected Works**, vol. 32, p. 252 and p. +514]). Over time, hopefully, such comrades will see that the libertarian +element of their thought outweighs the Marxist legacy. So our comments in this +section of the FAQ are mostly directed to the majority form of Marxism, not to +its libertarian wing. + +One last point. We must note that in the past many leading Marxists have +slandered anarchists. Engels, for example, wrote that the anarchist movement +survived because _"the governments in Europe and America are much too +interested in its continued existence, and spend too much money on supporting +it."_ [**Collected Works**, vol. 27, p. 414] So there is often no love lost +between the two schools of socialism. Indeed, Marxists have argued that +anarchism and socialism were miles apart and some even asserted that anarchism +was not even a form of socialism. Lenin (at times) and leading American +Marxist Daniel De Leon took this line, along with many others. This is true, +in a sense, as anarchists are not **state** socialists - we reject such +"socialism" as deeply authoritarian. However, all anarchists **are** members +of the socialist movement and we reject attempts by Marxists to monopolise the +term. Be that as it may, sometimes in this section we may find it useful to +use the term socialist/communist to describe "state socialist" and anarchist +to describe "libertarian socialist/communist." This in no way implies that +anarchists are not socialists. It is purely a tool to make our arguments +easier to read. + diff --git a/markdown/secI1.md b/markdown/secI1.md new file mode 100644 index 0000000000000000000000000000000000000000..873339460f75573234b589ed359c6889448283ee --- /dev/null +++ b/markdown/secI1.md @@ -0,0 +1,2956 @@ +# I.1 Isn't libertarian socialism an oxymoron? + +In a word, no. This question is often asked by those who have come across the +so-called "libertarian" right. As discussed in [section +A.1.3](secA1.html#seca13), the word _"libertarian"_ has been used by +anarchists for far longer than the pro-free market right have been using it. +In fact, anarchists have been using it as a synonym for anarchist for over 150 +years, since 1858\. In comparison, widespread use of the term by the so-called +"libertarian" right dates from the 1970s in America (with, from the 1940s +onwards, limited use by a few individuals). Indeed, outside of North America +_"libertarian"_ is still essentially used as an equivalent of _"anarchist"_ +and as a shortened version of _"libertarian socialist."_ As Noam Chomsky +notes: + +> _ "Let me just say regarding the terminology, since we happen to be in the +United States, we have to be rather careful. Libertarian in the United States +has a meaning which is almost the opposite of what it has in the rest of the +world traditionally. Here, libertarian means ultra right-wing capitalist. In +the European tradition, libertarian meant socialist. So, anarchism was +sometimes called libertarian socialism, a large wing of anarchism, so we have +to be a little careful about terminology."_ [**Reluctant Icon**] + +This in itself does not prove that the term _"libertarian socialist"_ is free +of contradiction. However, as we will show below, the claim that the term is +self-contradictory rests on the assumption that socialism requires the state +in order to exist and that socialism is incompatible with liberty (and the +equally fallacious claim that capitalism is libertarian and does not need the +state). This assumption, as is often true of many objections to socialism, is +based on a misconception of what socialism is, a misconception that many +authoritarian socialists and the state capitalism of Soviet Russia have helped +to foster. In reality it is the term _"state socialism"_ which is the true +oxymoron. + +Sadly many people take for granted the assertion of many on the right and left +that socialism equals Leninism or Marxism and ignore the rich and diverse +history of socialist ideas, ideas that spread from communist and +individualist-anarchism to Leninism. As Benjamin Tucker once noted, _"the fact +that State Socialism . . . has overshadowed other forms of Socialism gives it +no right to a monopoly of the Socialistic idea."_ [**Instead of a Book**, pp. +363-4] Unfortunately, many on the left combine with the right to do exactly +that. Indeed, the right (and, of course, many on the left) consider that, by +definition, "socialism" **is** state ownership and control of the means of +production, along with centrally planned determination of the national economy +(and so social life). + +Yet even a quick glance at the history of the socialist movement indicates +that the identification of socialism with state ownership and control is not +common. For example, Anarchists, many Guild Socialists, council communists +(and other libertarian Marxists), as well as followers of Robert Owen, all +rejected state ownership. Indeed, anarchists recognised that the means of +production did not change their form as capital when the state took over their +ownership nor did wage-labour change its nature when it is the state employing +labour (for example, see [section H.3.13](secH3.html#sech313)). For anarchists +state ownership of capital is not socialistic in the slightest. Indeed, as +Tucker was well aware, state ownership turned **everyone** into a proletarian +(bar the state bureaucracy) -- hardly a desirable thing for a political theory +aiming for the end of wage slavery! + +So what **does** socialism mean? Is it compatible with libertarian ideals? +What do the words _"libertarian"_ and _"socialism"_ actually mean? It is +temping to use dictionary definitions as a starting point, although we should +stress that such a method holds problems as different dictionaries have +different definitions and the fact that dictionaries are rarely politically +sophisticated. Use one definition, and someone else will counter with one more +to their liking. For example, _"socialism"_ is often defined as _"state +ownership of wealth"_ and _"anarchy"_ as _"disorder."_ Neither of these +definitions are useful when discussing political ideas, particularly anarchism +as, obviously, no form of anarchism would be socialist by such a definition +nor do anarchists seek disorder. Therefore, the use of dictionaries is not the +end of a discussion and often misleading when applied to politics. + +Libertarian, though, is generally defined to mean someone who upholds the +principles of liberty, especially individual liberty of thought and action. +Such a situation cannot but be encouraged by socialism, by free access to the +means of life. This is because in such a situation people associate as equals +and so. as John Most and Emma Goldman once argued, the _"system of communism +logically excludes any and every relation between master and servant, and +means really Anarchism."_ [_"Talking about Anarchy"_, p. 28, **Black Flag**, +no. 228, p. 28] In other words, by basing itself on free association and self- +management in every aspect of life the anarchist form of socialism cannot but +be libertarian. + +In other words, there is a reason why anarchists have used the term +libertarian for over 150 years! More to the point, why assume that the right's +recent appropriation of the word be considered the base point? That implies +that private property defends individual liberty rather than suppresses it. +Such an assumption, as anarchists have argued from the start of anarchism as a +distinct socio-political theory, is wrong. As we discussed earlier (see +[section B.4](secB4.html), for example), capitalism denies liberty of thought +and action within the workplace (unless one is the boss, of course). As one +staunch defender of capitalism (and a classical liberal often listed as a +forefather of right-wing "libertarianism") glibly noted, the capitalist _"of +course exercises power over the workers"_, although _"he cannot exercise it +arbitrarily"_ thanks to the market but within this limit _"the entrepreneur is +free to give full rein to his whims"_ and _"to dismiss workers offhand"_ +[Ludwig von Mises, **Socialism**, p. 443 and p. 444] Right-wing "libertarians" +are utterly blind to the liberty-destroying hierarchies associated with +private property, perhaps unsurprisingly as they are fundamentally pro- +capitalist and anti-socialist (equally unsurprisingly, genuine libertarians +tend to call them "propertarians"). As left-wing economist Geoffrey M. Hodgson +correctly notes: + +> _ "By their own logic, [such] market individualists are forced to disregard +the organisational structure of the firm, or to falsely imagine that markets +exist inside it. To do otherwise would be to admit that a system as dynamic as +capitalism depends upon a mode of organisation from which markets are excluded +. . . This . . . allows market individualists to ignore the reality of non- +market organisations in the private sector . . . They can thus ignore the +reality of control and authority within the private capitalist corporation but +remain critical of public sector bureaucracy and state planning."_ +[**Economics and Utopia**, pp. 85-6] + +The propertarian perspective inevitably generates massive contradictions, such +as admitting that both the state and private property share a common monopoly +of decision making over a given area yet opposing only the former (see +[section F.1](secF1.html)). As anarchists have long pointed out, the +hierarchical social relations associated with private property have nothing to +do with individual liberty. Removing the state but keeping private property +would, therefore, not be a step forward: _"A fine business we would make if we +destroyed the State and replaced it with a mass of little States! killing a +monster with one head and keeping a monster with a thousand heads!"_ [Carlo +Cafiero, _"Anarchy and Communism"_, pp. 179-86, **The Raven**, No. 6, p. 181] + +This is why we argue that anarchism is more than just a stateless society, for +while a society without a state is a necessary condition for anarchy it is not +sufficient -- private hierarchies also limit freedom. Hence Chomsky: + +> _"It's all generally based on the idea that hierarchic and authoritarian +structures are not self-justifying. They have to have a justification . . . +For example, your workplace is one point of contact and association. So, +workplaces ought to be democratically controlled by participants . . . there +are all kinds of ways in which people interact with one another. The forms of +organisation and association that grow out of those should be, to the extent +possible, non-authoritarian, non-hierarchic, managed and directed by the +participants."_ [**Reluctant Icon**] + +Therefore, anarchists argue, **real** libertarian ideas **must** be based on +workers self-management, i.e. workers must control and manage the work they +do, determining where and how they do it and what happens to the fruit of +their labour, which in turn means the elimination of wage labour. Or, to use +Proudhon's words, the _"abolition of the proletariat."_ [**Selected Writings +of Pierre-Joseph Proudhon**, p. 179] Unless this is done then the majority of +people will become subject to the authoritarian social relationships the likes +of Mises and other right-wing "libertarians" support. As one communist- +anarchist put it: + +> _ "It is because the individual does not own himself, and is not permitted +to be his true self. He has become a mere market commodity, an instrument for +the accumulation of property -- for others . . . Individuality is stretched on +the Procrustes bed of business . . . If our individuality were to be made the +price of breathing, what ado there would be about the violence done to the +personality! And yet our very right to food, drink and shelter is only too +often conditioned upon our loss of individuality. These things are granted to +the propertyless millions (and how scantily!) only in exchange for their +individuality -- they become the mere instruments of industry."_ [Max +Baginski, _"Stirner: The Ego and His Own"_, pp. 142-151, **Mother Earth**, +Vol. II, No. 3, p. 150] + +Socialism, anarchists argue, can only mean a classless and anti-authoritarian +(i.e. libertarian) society in which people manage their own affairs, either as +individuals or as part of a group (depending on the situation). In other +words, it implies self-management in all aspects of life -- including work. It +has always struck anarchists as somewhat strange and paradoxical (to say the +least) that a system of _"natural"_ liberty (Adam Smith's term, +misappropriated by supporters of capitalism) involves the vast majority having +to sell that liberty in order to survive. Thus to be consistently libertarian +is, logically, to advocate self-management, and so socialism (see [section +G.4.2](secG4.html#secg42)). This explains the long standing anarchist +opposition to the phoney "individualism" associated with classical liberalism +(so-called right-wing "libertarian" ideology, although better termed +"propertarian" to avoid confusion). Thus we find Emma Goldman dismissing +_"this kind of individualism"_ in _"whose name . . . social oppression are +defended and held up as virtues."_ [**Red Emma Speaks**, p. 112] + +As we will discuss in [section I.3.3](secI3.html#seci33), socialisation is +advocated to ensure the elimination of wage labour and is a common theme of +all genuine forms of socialism. In theory at least, anarchist argue that state +socialism does not eliminate wage labour, rather it universalises it. In fact, +state socialism shows that socialism is **necessarily** libertarian, not +statist. For if the state owns the workplace, then the producers do not, and +so they will not be at liberty to manage their own work but will instead be +subject to the state as the boss. Moreover, replacing the capitalist owning +class by state officials in no way eliminates wage labour; in fact it makes it +worse in many cases. Therefore "socialists" who argue for nationalisation of +the means of production are **not** socialists (which means that the Soviet +Union and the other so-called "socialist" countries are **not** socialist nor +are parties which advocate nationalisation socialist). + +Indeed, attempts to associate socialism with the state misunderstands the +nature of socialism. It is an essential principle of socialism that (social) +inequalities between individuals must be abolished to ensure liberty for all +(**natural** inequalities cannot be abolished, nor do anarchists desire to do +so). Socialism, as Proudhon put it, _"is egalitarian above all else."_ [**No +Gods, No Masters**, vol. 1, p. 57] This applies to inequalities of power as +well, especially to **political** power. And any hierarchical system +(particularly the state) is marked by inequalities of power -- those at the +top (elected or not) have more power than those at the bottom. Hence the +following comments provoked by the expulsion of anarchists from the social +democratic Second International: + +> _"It could be argued with much more reason that we are the most logical and +most complete socialists, since we demand for every person not just his [or +her] entire measure of the wealth of society but also his [or her] portion of +social power, which is to say, the real ability to make his [or her] influence +felt, along with that of everybody else, in the administration of public +affairs."_ [Malatesta and Hamon, **Op. Cit.**, vol. 2, p. 20] + +The election of someone to administer public affairs **for you** is not having +a portion of social power. It is, to use of words of Emile Pouget (a leading +French anarcho-syndicalist) _"an act of abdication,"_ the delegating of power +into the hands of a few. [**Op. Cit.**, p. 67] This means that _"**[a]ll +political power inevitably creates a privileged situation** for the men who +exercise it. Thus it violates, from the beginning, the equalitarian +principle."_ [Voline, **The Unknown Revolution**, p. 249] + +From this short discussion we see the links between libertarian and socialism. +To be a true libertarian requires you to support workers' control otherwise +you support authoritarian social relationships. To support workers' control, +by necessity, means that you must ensure that the producers own (and so +control) the means of producing and distributing the goods they create. +Without ownership, they cannot truly control their own activity or the product +of their labour. The situation where workers possess the means of producing +and distributing goods is socialism. Thus to be a true libertarian requires +you to be a socialist. + +Similarly, a true socialist must also support individual liberty of thought +and action, otherwise the producers "possess" the means of production and +distribution in name only. If the state owns the means of life, then the +producers do not and so are in no position to manage their own activity. As +the experience of Russia under Lenin shows, state ownership soon produces +state control and the creation of a bureaucratic class which exploits and +oppresses the workers even more so than their old bosses. Since it is an +essential principle of socialism that inequalities between people must be +abolished in order to ensure liberty, it makes no sense for a genuine +socialist to support any institution based on inequalities of power (and as we +discussed in [section B.2](secB2.html), the state is just such an +institution). To oppose inequality and not extend that opposition to +inequalities in power, especially **political** power, suggests a lack of +clear thinking. Thus to be a true socialist requires you to be a libertarian, +to be for individual liberty and opposed to inequalities of power which +restrict that liberty. + +Therefore, rather than being an oxymoron, _"libertarian socialism"_ indicates +that true socialism must be libertarian and that a libertarian who is not a +socialist is a phoney. As true socialists oppose wage labour, they must also +oppose the state for the same reasons. Similarly, consistent libertarians must +oppose wage labour for the same reasons they must oppose the state. So, +libertarian socialism rejects the idea of state ownership and control of the +economy, along with the state as such. Through workers' self-management it +proposes to bring an end to authority, exploitation, and hierarchy in +production. This in itself will increase, not reduce, liberty. Those who argue +otherwise rarely claim that political democracy results in less freedom than +political dictatorship. + +One last point. It could be argued that many social anarchists smuggle the +state back in via communal ownership of the means of life. This, however, is +not the case. To argue so confuses society with the state. The communal +ownership advocated by collectivist and communist anarchists is not the same +as state ownership. This is because it is based on horizontal relationships +between the actual workers and the "owners" of social capital (i.e. the +federated communities as a whole, which includes the workers themselves we +must stress), not vertical ones as in nationalisation (which are between state +bureaucracies and its "citizens"). Also, such communal ownership is based upon +letting workers manage their own work and workplaces. This means that it is +based upon, and does not replace, workers' self-management. In addition, all +the members of an anarchist community fall into one of three categories: + +(1) producers (i.e. members of a collective or self-employed artisans); +(2) those unable to work (i.e. the old, sick and so on, who **were** +producers); or +(3) the young (i.e. those who **will be** producers). + +Therefore, workers' self-management within a framework of communal ownership +is entirely compatible with libertarian and socialist ideas concerning the +possession of the means of producing and distributing goods by the producers +themselves. Far from there being any contradiction between libertarianism and +socialism, libertarian ideals imply socialist ones, and vice versa. As Bakunin +put it in 1867: + +> _"We are convinced that freedom without Socialism is privilege and +injustice, and that Socialism without freedom is slavery and brutality."_ +[**Bakunin on Anarchism**, p. 127] + +History has proven him correct. Rather that libertarian socialism being the +oxymoron, it is state socialism and libertarian capitalism that are. Both +historically (in terms of who first used the word) and logically (in terms of +opposing all hierarchical organisations) it is anarchists who should be called +libertarians, **not** the propertarian right. + +## I.1.1 Is socialism impossible? + +In 1920, the right-wing economist Ludwig von Mises declared socialism to be +impossible. A leading member of the "Austrian" school of economics, he argued +this on the grounds that without private ownership of the means of production, +there cannot be a competitive market for production goods and without a market +for production goods, it is impossible to determine their values. Without +knowing their values, economic rationality is impossible and so a socialist +economy would simply be chaos: _"the absurd output of a senseless apparatus."_ +For Mises, socialism meant central planning with the economy _"subject to the +control of a supreme authority."_ [_"Economic Calculation in the Socialist +Commonwealth"_, pp. 87-130, **Collectivist Economic Planning**, F.A von Hayek +(ed.), p. 104 and p. 106] While applying his _"economic calculation argument"_ +to Marxist ideas of a future socialist society, his argument, it is claimed, +is applicable to **all** schools of socialist thought, including libertarian +ones. It is on the basis of his arguments that many right-wingers claim that +libertarian (or any other kind of) socialism is impossible in principle. + +Yet as David Schweickart observes _"[i]t has long been recognised that Mises's +argument is logically defective. Even without a market in production goods, +their monetary values can be determined."_ [**Against Capitalism**, p. 88] In +other words, economic calculation based on prices is perfectly possible in a +libertarian socialist system. After all, to build a workplace requires so many +tonnes of steel, so many bricks, so many hours of work and so on. If we assume +a mutualist society, then the prices of these goods can be easily found as the +co-operatives in question would be offer their services on the market. These +commodities would be the inputs for the construction of production goods and +so the latter's monetary values can be found. + +Ironically enough, Mises **did** mention the idea of such a mutualist system +in his initial essay. _"Exchange relations between production-goods can only +be established on the basis of private ownership of the means of production"_ +he asserted. _"When the 'coal syndicate' provides the 'iron syndicate' with +coal, no price can be formed, except when both syndicates are the owners of +the means of production employed in their business. This would not be +socialisation but workers' capitalism and syndicalism."_ [**Op. Cit.**, p. +112] However, his argument is flawed for numerous reasons. + +First, and most obvious, socialisation (as we discuss in [section +I.3.3](secI3.html#seci33)) simply means free access to the means of life. As +long as those who join a workplace have the same rights and liberties as +existing members then there is socialisation. A market system of co- +operatives, in other words, is **not** capitalist as there is no wage labour +involved as a new workers become full members of the syndicate, with the same +rights and freedoms as existing members. Thus there are no hierarchical +relationships between owners and wage slaves (even if these owners also happen +to work there). As all workers' control the means of production they use, it +is not capitalism. + +Second, nor is such a system usually called, as Mises suggests, +_"syndicalism"_ but rather mutualism and he obviously considered its most +famous advocate, Proudhon and his _"fantastic dreams"_ of a mutual bank, as a +socialist. [**Op. Cit.**, p. 88] Significantly, Mises subsequently admitted +that it was _"misleading"_ to call syndicalism workers' capitalism, although +_"the workers are the owners of the means of production"_ it was _"not genuine +socialism, that is, centralised socialism"_, as it _"must withdraw productive +goods from the market. Individual citizens must not dispose of the shares in +the means of production which are allotted to them."_ Syndicalism, i.e., +having those who do the work control of it, was _"the ideal of plundering +hordes"_! [**Socialism**, p. 274fn, p. 270, p. 273 and p. 275] + +His followers, likewise, concluded that "syndicalism" was not capitalism with +Hayek stating that there were _"many types of socialism"_ including +_"communism, syndicalism, guild socialism"_. Significantly, he indicated that +Mises argument was aimed at systems based on the _"central direction of all +economic activity"_ and so _"earlier systems of more decentralised socialism, +like guild-socialism or syndicalism, need not concern us here since it seems +now to be fairly generally admitted that they provide no mechanism whatever +for a rational direction of economic activity."_ [_"The Nature and History of +the Problem"_, pp. 1-40, **Collectivist Economic Planning**, F.A von Hayek +(ed.),p. 17, p. 36 and p. 19] Sadly he failed to indicate who _"generally +admitted"_ such a conclusion. More recently, Murray Rothbard urged the state +to impose private shares onto the workers in the former Stalinist regimes of +Eastern Europe as ownership was _"not to be granted to collectives or co- +operatives or workers or peasants holistically, which would only bring back +the ills of socialism in a decentralised and chaotic syndicalist form."_ +[**The Logic of Action II**, p. 210] + +Third, syndicalism usually refers to a strategy (revolutionary unionism) used +to achieve (libertarian) socialism rather than the goal itself (as Mises +himself noted in a tirade against unions, _"Syndicalism is nothing else but +the French word for trade unionism"_ [**Socialism**, p. 480]). It could be +argued that such a mutualist system could be an aim for some syndicalists, +although most were and still are in favour of libertarian communism (a simple +fact apparently unknown to Mises). Indeed, Mises ignorance of syndicalist +thought is striking, asserting that the _"market is a consumers' democracy. +The syndicalists want to transform it into a producers' democracy."_ [**Human +Action**, p. 809] Most syndicalists, however, aim to **abolish** the market +and **all** aim for workers' control of production to **complement** (not +replace) consumer choice. Syndicalists, like other anarchists, do not aim for +workers' control of consumption as Mises asserts. Given that Mises asserts +that the market, in which one person can have a thousand votes and another +one, is a _"democracy"_ his ignorance of syndicalist ideas is perhaps only one +aspect of a general ignorance of reality. + +More importantly, the whole premise of his critique of mutualism is flawed. +_"Exchange relations in productive goods"_ he asserted, _"can only be +established on the basis of private property in the means of production. If +the Coal Syndicate delivers coal to the Iron Syndicate a price can be fixed +only if both syndicates own the means of production in industry."_ +[**Socialism**, p. 132] This may come as a surprise to the many companies +whose different workplaces sell each other their products! In other words, +capitalism itself shows that workplaces owned by the same body (in this case, +a large company) can exchange goods via the market. That Mises makes such a +statement indicates well the firm basis of his argument in reality. Thus a +socialist society can have extensive autonomy for its co-operatives, just as a +large capitalist firm can: + +> _"the entrepreneur is in a position to separate the calculation of each part +of his total enterprise in such a way that he can determine the role it plays +within his whole enterprise. Thus he can look at each section as if it were a +separate entity and can appraise it according to the share it contributes to +the success of the total enterprise. Within this system of business +calculation each section of a firm represents an integral entity, a +hypothetical independent business, as it were. It is assumed that this section +'owns' a definite part of the whole capital employed in the enterprise, that +it buys from other sections and sells to them, that it has its own expenses +and its own revenues, that its dealings result either in a profit or in a loss +which is imputed to its own conduct of affairs as distinguished from the +result of the other sections. Thus the entrepreneur can assign to each +section's management a great deal of independence . . . Every manager and +submanager is responsible for the working of his section or subsection. It is +to his credit if the accounts show a profit, and it is to his disadvantage if +they show a loss. His own interests impel him toward the utmost care and +exertion in the conduct of his section's affairs."_ [**Human Action**, pp. +301-2] + +So much, then, for the notion that common ownership makes it impossible for +market socialism to work. After all, the libertarian community can just as +easily separate the calculation of each part of its enterprise in such a way +as to determine the role each co-operative plays in its economy. It can look +at each section as if it were a separate entity and appraise it according to +the share it contributes as it is assumed that each section "owns" (i.e., has +use rights over) its definite part. It can then buy from, and sell to, other +co-operatives and a profit or loss can be imputed to evaluate the independent +action of each co-operative and so their own interests impel the co-operative +workers toward the utmost care and exertion in the conduct of their co- +operative's affairs. + +So to refute Mises, we need only repeat what he himself argued about large +corporations! Thus there can be extensive autonomy for workplaces under +socialism and this does not in any way contradict the fact that _"all the +means of production are the property of the community."_ [_"Economic +Calculation in the Socialist Commonwealth"_, **Op. Cit.**, p. 89] +Socialisation, in other words, does **not** imply central planning but rather +free access and free association. In summary, then, Mises confused property +rights with use rights, possession with property, and failed to see now a +mutualist system of socialised co-operatives exchanging products can be a +viable alternative to the current exploitative and oppressive economic regime. + +Such a mutualist economy also strikes at the heart of Mises' claims that +socialism was _"impossible."_ Given that he accepted that there may be +markets, and hence market prices, for consumer goods in a socialist economy +his claims of the impossibility of socialism seems unfounded. For Mises, the +problem for socialism was that _"because no production-good will ever become +the object of exchange, it will be impossible to determine its monetary +value."_ [**Op. Cit.**, p. 92] The flaw in his argument is clear. Taking, for +example, coal, we find that it is both a means of production and of +consumption. If a market in consumer goods is possible for a socialist system, +then competitive prices for production goods is also possible as syndicates +producing production-goods would also sell the product of their labour to +other syndicates or communes. As Mises admitted when discussing one scheme of +guild socialism, _"associations and sub-associations maintain a mutual +exchange-relationship; they receive and give as if they were owners. Thus a +market and market-prices are formed."_ Thus, when deciding upon a new +workplace, railway or house, the designers in question do have access to +competitive prices with which to make their decisions. Nor does Mises' +argument work against communal ownership in such a system as the commune would +be buying products from syndicates in the same way as one part of a company +can buy products from another part of the same company under capitalism. That +goods produced by self-managed syndicates have market-prices does not imply +capitalism for, as they abolish wage labour and are based on free-access +(socialisation), it is a form of socialism (as socialists define it, Mises' +protestations that _"this is incompatible with socialism"_ not-with- +standing!). [**Socialism**, p. 518] + +Murray Rothbard suggested that a self-managed system would fail, and a system +_"composed exclusively of self-managed enterprises is impossible, and would +lead . . . to calculative chaos and complete breakdown."_ When _"each firm is +owned jointly by all factor-owners"_ then _"there is no separation at all +between workers, landowners, capitalists, and entrepreneurs. There would be no +way, then, of separating the wage incomes received from the interest or rent +incomes or profits received. And now we finally arrive at the real reason why +the economy cannot consist completely of such firms (called 'producers' co- +operatives'). For, without an external market for wage rates, rents, and +interest, there would be no rational way for entrepreneurs to allocate factors +in accordance with the wishes of the consumers. No one would know where he +could allocate his land or his labour to provide the maximum monetary gains. +No entrepreneur would know how to arrange factors in their most value- +productive combination to earn greatest profit. There could be no efficiency +in production because the requisite knowledge would be lacking."_ [quoted by +David L. Prychitko, **Markets, Planning and Democracy**, p. 135 and p. 136] + +It is hard to take this argument seriously. Consider, for example, a pre- +capitalist society of farmers and artisans. Both groups of people own their +own means of production (the land and the tools they use). The farmers grow +crops for the artisans who, in turn, provide the farmers with the tools they +use. According to Rothbard, the farmers would have no idea what to grow nor +would the artisans know which tools to buy to meet the demand of the farmers +nor which to use to reduce their working time. Presumably, both the farmers +and artisans would stay awake at night worrying what to produce, wishing they +had a landlord and boss to tell them how best to use their labour and +resources. + +Let us add the landlord class to this society. Now the landlord can tell the +farmer what to grow as their rent income indicates how to allocate the land to +its most productive use. Except, of course, it is still the farmers who decide +what to produce. Knowing that they will need to pay rent (for access to the +land) they will decide to devote their (rented) land to the most profitable +use in order to both pay the rent and have enough to live on. Why they do not +seek the most profitable use without the need for rent is not explored by +Rothbard. Much the same can be said of artisans subject to a boss, for the +worker can evaluate whether an investment in a specific new tool will result +in more income or reduced time labouring or whether a new product will likely +meet the needs of consumers. Moving from a pre-capitalist society to a post- +capitalist one, it is clear that a system of self-managed co-operatives can +make the same decisions without requiring economic masters. This is +unsurprising, given that Mises' asserted that the boss _"of course exercises +power over the workers"_ but that the _"lord of production is the consumer."_ +[**Socialism**, p. 443] In which case, the boss need not be an intermediary +between the real "lord" and those who do the production! + +All in all, Rothbard confirms Kropotkin's comments that economics (_"that +pseudo-science of the bourgeoisie"_) _"does not cease to give praise in every +way to the benefits of individual property"_ yet _"the economists do not +conclude, 'The land to him who cultivates it.' On the contrary, they hasten to +deduce from the situation, 'The land to the lord who will get it cultivated by +wage earners!'"_ [**Words of a Rebel**, pp. 209-10] In addition, Rothbard +implicitly places "efficiency" above liberty, preferring dubious "efficiency" +gains to the actual gains in freedom which the abolition of workplace +autocracy would create. Given a choice between liberty and "efficiency", the +genuine anarchist would prefer liberty. Luckily, though, workplace liberty +increases efficiency so Rothbard's decision is a wrong one. It should also be +noted that Rothbard's position (as is usually the case) is directly opposite +that of Proudhon, who considered it _"inevitable"_ that in a free society +_"the two functions of **wage-labourer** on the one hand, and of **proprietor- +capitalist-contractor** on the other, become equal and inseparable in the +person of every workingman"_. This was the _"first principle of the new +economy, a principle full of hope and of consolation for the labourer without +capital, but a principle full of terror for the parasite and for the tools of +parasitism, who see reduced to naught their celebrated formula: **Capital, +labour, talent**!"_ [**Proudhon's Solution of the Social Problem**, p. 165 and +p. 85] + +And it does seem a strange co-incidence that someone born into a capitalist +economy, ideologically supporting it with a passion and seeking to justify its +class system just happens to deduce from a given set of axioms that landlords +and capitalists happen to play a vital role in the economy! It would not take +too much time to determine if someone in a society without landlords or +capitalists would also logically deduce from the same axioms the pressing +economic necessity for such classes. Nor would it take long to ponder why +Greek philosophers, like Aristotle, concluded that slavery was natural. And it +does seem strange that centuries of coercion, authority, statism, classes and +hierarchies all had absolutely no impact on how society evolved, as the end +product of real history (the capitalist economy) just happens to be the same +as Rothbard's deductions from a few assumptions predict. Little wonder, then, +that "Austrian" economics seems more like rationalisations for some +ideologically desired result than a serious economic analysis. + +Even some dissident "Austrian" economists recognise the weakness of Rothbard's +position. Thus _"Rothbard clearly misunderstands the general principle behind +producer co-operatives and self-management in general."_ In reality, _"[a]s a +democratic method of enterprise organisation, workers' self-management is, in +principle, fully compatible with a market system"_ and so _"a market economy +comprised of self-managed enterprises is consistent with Austrian School +theory . . . It is fundamentally a **market-based system** . . . that doesn't +seem to face the epistemological hurdles . . . that prohibit rational economic +calculation"_ under state socialism. Sadly, socialism is still equated with +central planning, for such a system _"is certainly not socialism. Nor, +however, is it capitalism in the conventional sense of the term."_ In fact, it +is not capitalism at all and if we assume that free access to resources such +as workplaces and credit, then it most definitely **is** socialism (_"Legal +ownership is not the chief issue in defining workers' self-management -- +management is. Worker-managers, though not necessarily the legal owners of all +the factors of production collected within the firm, are free to experiment +and establish enterprise policy as they see fit."_). [David L. Prychitko, +**Op. Cit.**, p. 136, p. 135, pp. 4-5, p. 4 and p. 135] This suggests that +non-labour factors can be purchased from other co-operatives, credit provided +by mutual banks (credit co-operatives) at cost and so forth. As such, a +mutualist system is perfectly feasible. + +Thus economic calculation based on competitive market prices is possible under +a socialist system. Indeed, we see examples of this even under capitalism. For +example, the Mondragon co-operative complex in the Basque Country indicate +that a libertarian socialist economy can exist and flourish. Perhaps it will +be suggested that an economy needs stock markets to price companies, as Mises +did. Thus investment is _"not a matter for the mangers of joint stock +companies, it is essentially a matter of the capitalists"_ in the _"stock +exchanges"_. Investment, he asserted, was _"not a matter of wages"_ of +managers but of _"the capitalist who buys and sell stocks and shares, who make +loans and recover them, who make deposits in the banks."_ [**Socialism**, p. +139] + +It would be churlish to note that the members of co-operatives under +capitalism, like most working class people, are more than able to make +deposits in banks and arrange loans. In a mutualist economy, workers will not +loose this ability just because the banks are themselves co-operatives. +Similarly, it would be equally churlish but essential to note that the stock +market is hardly the means by which capital is actually raised within +capitalism. As David Engler points out, _"[s]upporters of the system . . . +claim that stock exchanges mobilise funds for business. Do they? When people +buy and sell shares, 'no investment goes into company treasuries . . . Shares +simply change hands for cash in endless repetition.' Company treasuries get +funds only from new equity issues. These accounted for an average of a mere +0.5 per cent of shares trading in the US during the 1980s."_ [**Apostles of +Greed**, pp. 157-158] This is echoed by David Ellerman: + +> _"In spite of the stock market's large symbolic value, it is notorious that +it has relatively little to do with the production of goods and services in +the economy (the gambling industry aside). The overwhelming bulk of stock +transactions are in second-hand shares so that the capital paid for shares +usually goes to other stock traders, not to productive enterprises issuing new +shares."_ [**The Democratic Worker-Owned Firm**, p. 199] + +This suggests that the _"efficient allocation of capital in production does +not require a stock market (witness the small business sector [under +capitalism])."_ _"Socialist firms,"_ he notes, _"are routinely attacked as +being inherently inefficient because they have no equity shares exposed to +market valuation. If this argument had any merit, it would imply that the +whole sector of unquoted closely-held small and medium-sized firms in the West +was 'inherently inefficient' -- a conclusion that must be viewed with some +scepticism. Indeed, in the comparison to large corporations with publicly- +traded shares, the closely-held firms are probably **more** efficient users of +capital."_ [**Op. Cit.**, p. 200 and p. 199] + +In terms of the impact of the stock market on the economy there is good reason +to think that this **hinders** economic efficiency by generating a perverse +set of incentives and misleading information flows and so their abolition +would actually **aid** production and productive efficiency). + +Taking the first issue, the existence of a stock market has serious (negative) +effects on investment. As Doug Henwood notes, there _"are serious +communication problems between managers and shareholders."_ This is because +_"[e]ven if participants are aware of an upward bias to earnings estimates [of +companies], and even if they correct for it, managers would still have an +incentive to try to fool the market. If you tell the truth, your accurate +estimate will be marked down by a sceptical market. So, it's entirely rational +for managers to boost profits in the short term, either through accounting +gimmickry or by making only investments with quick paybacks."_ So, managers +_"facing a market [the stock market] that is famous for its preference for +quick profits today rather than patient long-term growth have little choice +but to do its bidding. Otherwise, their stock will be marked down, and the +firm ripe for take-over."_ While _"[f]irms and economies can't get richer by +starving themselves"_ stock market investors _"can get richer when the +companies they own go hungry -- at least in the short term. As for the long +term, well, that's someone else's problem the week after next."_ [**Wall +Street**, p. 171] + +Ironically, this situation has a parallel with Stalinist central planning. +Under that system the managers of State workplaces had an incentive to lie +about their capacity to the planning bureaucracy. The planner would, in turn, +assume higher capacity, so harming honest managers and encouraging them to +lie. This, of course, had a seriously bad impact on the economy. +Unsurprisingly, the similar effects caused by capital markets on economies +subject to them are as bad as well as downplaying long term issues and +investment. In addition, it should be noted that stock-markets regularly +experiences bubbles and subsequent bursts. Stock markets may reflect the +collective judgements of investors, but it says little about the quality of +those judgements. What use are stock prices if they simply reflect herd +mentality, the delusions of people ignorant of the real economy or who fail to +see a bubble? Particularly when the real-world impact when such bubbles burst +can be devastating to those uninvolved with the stock market? + +In summary, then, firms are _"over-whelmingly self-financing -- that is, most +of their investment expenditures are funded through profits (about 90%, on +longer-term averages)"_ The stock markets provide _"only a sliver of +investment funds."_ There are, of course, some _"periods like the 1990s, +during which the stock market serves as a conduit for shovelling huge amounts +of cash into speculative venues, most of which have evaporated . . . Much, +maybe most, of what was financed in the 1990s didn't deserve the money."_ Such +booms do not last forever and are _"no advertisement for the efficiency of our +capital markets."_ [Henwood, **After the New Economy**, p. 187 and p. 188] + +Thus there is substantial reason to question the suggestion that a stock +market is necessary for the efficient allocation of capital. There is no need +for capital markets in a system based on mutual banks and networks of co- +operatives. As Henwood concludes, _"the signals emitted by the stock market +are either irrelevant or harmful to real economic activity, and that the stock +market itself counts little or nothing as a source of finance. Shareholders . +. . have no useful role."_ [**Wall Street**, p. 292] + +Then there is also the ironic nature of Rothbard's assertion that self- +management would ensure there _"could be no efficiency in production because +the requisite knowledge would be lacking."_ This is because capitalist firms +are hierarchies, based on top-down central planning, and this hinders the free +flow of knowledge and information. As with Stalinism, within the capitalist +firm information passes up the organisational hierarchy and becomes +increasingly simplified and important local knowledge and details lost (when +not deliberately falsified to ensure continual employment by suppressing bad +news). The top-management takes decisions based on highly aggregated data, the +quality of which is hard to know. The management, then, suffers from +information and knowledge deficiencies while the workers below lack sufficient +autonomy to act to correct inefficiencies as well as incentive to communicate +accurate information and act to improve the production process. As Cornelius +Castoriadis correctly noted: + +> _"Bureaucratic planning is nothing but the extension to the economy as a +whole of the methods created and applied by capitalism in the 'rational' +direction of large production units. If we consider the most profound feature +of the economy, the concrete situation in which people are placed, we see that +bureaucratic planning is the most highly perfected realisation of the spirit +of capitalism; it pushes to the limit its most significant tendencies. Just as +in the management of a large capitalist production unit, this type of planning +is carried out by a separate stratum of managers . . . Its essence, like that +of capitalist production, lies in an effort to reduce the direct producers to +the role of pure and simple executants of received orders, orders formulated +by a particular stratum that pursues its own interests. This stratum cannot +run things well, just as the management apparatus . . . [in capitalist] +factories cannot run things well. The myth of capitalism's productive +efficiency at the level of the individual factory, a myth shared by bourgeois +and Stalinist ideologues alike, cannot stand up to the most elemental +examination of the facts, and any industrial worker could draw up a +devastating indictment against capitalist 'rationalisation' **judged on its +own terms.** _ + +> _ "First of all, the managerial bureaucracy does not **know** what it is +supposed to be managing. The reality of production escapes it, for this +reality is nothing but the activity of the producers, and the producers do not +inform the managers . . . about what is really taking place. Quite often they +organise themselves in such a way that the managers won't be informed (in +order to avoid increased exploitation, because they feel antagonistic, or +quite simply because they have no interest: It isn't **their** business). _ + +> _ "In the second place, the way in which production is organised is set up +entirely against the workers. They always are being asked, one way or another, +to do more work without getting paid for it. Management's orders, therefore, +inevitably meet with fierce resistance on the part of those who have to carry +them out."_ [**Political and Social Writings**, vol. 2, pp. 62-3] + +This is _"the same objection as that Hayek raises against the possibility of a +planned economy. Indeed, the epistemological problems that Hayek raised +against centralised planned economies have been echoed within the socialist +tradition as a problem within the capitalist firm."_ There is _"a real +conflict within the firm that parallels that which Hayek makes about any +centralised economy."_ [John O'Neill, **The Market**, p. 142] This is because +workers have knowledge about their work and workplace that their bosses lack +and a self-managed co-operative workplace would motivate workers to use such +information to improve the firm's performance. In a capitalist workplace, as +in a Stalinist economy, the workers have no incentive to communicate this +information as _"improvements in the organisation and methods of production +initiated by workers essentially profit capital, which often then seizes hold +of them and turns them against the workers. The workers know it and +consequently they restrict their participation in production . . . They +restrict their output; they keep their ideas to themselves . . . They organise +among themselves to carry out their work, all the while keeping up a facade of +respect for the official way they are supposed to organise their work."_ +[Castoriadis, **Op. Cit.**, pp. 181-2] An obvious example would be concerns +that management would seek to monopolise the workers' knowledge in order to +accumulate more profits, better control the workforce or replace them (using +the higher productivity as an excuse). Thus self-management rather than +hierarchy enhances the flow and use of information in complex organisations +and so improves efficiency. + +This conclusion, it should be stressed, is not idle speculation and that Mises +was utterly wrong in his assertions related to self-management. People, he +stated, _"err"_ in thinking that profit-sharing _"would spur the worker on to +a more zealous fulfilment of his duties"_ (indeed, it _"must lead straight to +Syndicalism"_) and it was _"nonsensical to give 'labour' . . . a share in +management. The realisation of such a postulate would result in syndicalism."_ +[**Socialism**, p. 268, p. 269 and p. 305] Yet, as we note in [section +I.3.2](secI3.html#seci32), the empirical evidence is overwhelmingly against +Mises (which suggests why "Austrians" are so dismissive of empirical evidence, +as it exposes flaws in the great chains of deductive reasoning they so love). +In fact, workers' participation in management and profit sharing enhance +productivity. In one sense, though, Mises is right, in that capitalist firms +will tend not to encourage participation or even profit sharing as it shows to +workers the awkward fact that while the bosses may need them, they do not need +the bosses. As discussed in [section J.5.12](secJ5.html#secj512), bosses are +fearful that such schemes **will** lead to "syndicalism" and so quickly stop +them in order to remain in power -- in spite (or, more accurately, because) of +the efficiency and productivity gains they result in. + +_"Both capitalism and state socialism,"_ summarises Ellerman, _"suffer from +the motivational inefficiency of the employment relation."_ **Op. Cit.**, pp. +210-1] Mutualism would be **more** efficient as well as freer for, once the +stock market and workplace hierarchies are removed, serious blocks and +distortions to information flow will be eliminated. + +Unfortunately, the state socialists who replied to Mises in the 1920s and +1930s did not have such a libertarian economy in mind. In response to Mises +initial challenge, a number of economists pointed out that Pareto's disciple, +Enrico Barone, had already, 13 years earlier, demonstrated the theoretical +possibility of a _"market-simulated socialism."_ However, the principal attack +on Mises's argument came from Fred Taylor and Oscar Lange (for a collection of +their main papers, see **On the Economic Theory of Socialism**). In light of +their work, Hayek shifted the question from theoretical impossibility to +whether the theoretical solution could be approximated in practice. Which +raises an interesting question, for if (state) socialism is _"impossible"_ (as +Mises assured us) then what **did** collapse in Eastern Europe? If the +"Austrians" claim it **was** "socialism" then they are in the somewhat awkward +position that something they assure us is _"impossible"_ existed for decades. +Moreover, it should be noted that both sides of the argument accepted the idea +of central planning of some kind or another. This means that most of the +arguments of Mises and Hayek did not apply to libertarian socialism, which +rejects central planning along with every other form of centralisation. + +Nor was the response by Taylor and Lange particularly convincing in the first +place. This was because it was based far more on neo-classical capitalist +economic theory than on an appreciation of reality. In place of the Walrasian +_"Auctioneer"_ (the "god in the machine" of general equilibrium theory which +ensures that all markets clear) Taylor and Lange presented the _"Central +Planning Board"_ whose job it was to adjust prices so that all markets +cleared. Neo-classical economists who are inclined to accept Walrasian theory +as an adequate account of a working capitalist economy will be forced to +accept the validity of their model of "socialism." Little wonder Taylor and +Lange were considered, at the time, the victors in the "socialist calculation" +debate by most of the economics profession (with the collapse of the Soviet +Union, this decision has been revised somewhat -- although we must point out +that Taylor and Lange's model was not the same as the Soviet system, a fact +conveniently ignored by commentators). + +Unfortunately, given that Walrasian theory has little bearing to reality, we +must also come to the conclusion that the Taylor-Lange "solution" has about +the same relevance (even ignoring its non-libertarian aspects, such as its +basis in state-ownership, its centralisation, its lack of workers' self- +management and so on). Many people consider Taylor and Lange as fore-runners +of _"market socialism."_ This is incorrect -- rather than being market +socialists, they are in fact "neo-classical" socialists, building a +"socialist" system which mimics capitalist economic **theory** rather than its +**reality**. Replacing Walrus's mythical creation of the _"Auctioneer"_ with a +planning board does not really get to the heart of the problem! Nor does their +vision of "socialism" have much appeal -- a re-production of capitalism with a +planning board and a more equal distribution of money income. Anarchists +reject such "socialism" as little more than a nicer version of capitalism, if +that. + +With the collapse of the Soviet Union, it has been fashionable to assert that +_"Mises was right"_ and that socialism is impossible (of course, **during** +the cold war such claims were ignored as the Soviet threat had to boosted and +used as a means of social control and to justify state aid to capitalist +industry). Nothing could be further from the truth as these countries were not +socialist at all and did not even approximate the (libertarian) socialist idea +(the only true form of socialism). The Stalinist countries had authoritarian +_"command economies"_ with bureaucratic central planning, and so their failure +cannot be taken as proof that a decentralised, libertarian socialism cannot +work. Nor can Mises' and Hayek's arguments against Taylor and Lange be used +against a libertarian mutualist or collectivist system as such a system is +decentralised and dynamic (unlike the "neo-classical" socialist model). +Libertarian socialism of this kind did, in fact, work remarkably well during +the Spanish Revolution in the face of amazing difficulties, with increased +productivity and output in many workplaces as well as increased equality and +liberty (see [section I.8](secI8.html)). + +Thus the _"calculation argument"_ does not prove that socialism is impossible. +Mises was wrong in asserting that _"a socialist system with a market and +market prices is as self-contradictory as is the notion of a triangular +square."_ [**Human Action**, p. 706] This is because capitalism is not defined +by markets as such but rather by wage labour, a situation where working class +people do not have free access to the means of production and so have to sell +their labour (and so liberty) to those who do. If quoting Engels is not +**too** out of place, the _"object of production -- to produce commodities -- +**does not import** to the instrument the character of capital"_ as the +_"production of commodities is one of the preconditions for the existence of +capital . . . as long as the producer sells only **what he himself** produces, +he is not a capitalist; he becomes so only from the moment he makes use of his +instrument **to exploit the wage labour of others**."_ [**Collected Works**, +Vol. 47, pp. 179-80] In this, as noted in [section C.2.1](secC2.html#secc21), +Engels was merely echoing Marx (who, in turn, was simply repeating Proudhon's +distinction between property and possession). As mutualism eliminates wage +labour by self-management and free access to the means of production, its use +of markets and prices (both of which pre-date capitalism) does not mean it is +not socialist (and as we note in [section G.1.1](secG1.html#secg11) Marx, +Engels, Bakunin and Kropotkin, like Mises, acknowledged Proudhon as being a +socialist). This focus on the market, as David Schweickart suggests, is no +accident: + +> _"The identification of capitalism with the market is a pernicious error of +both conservative defenders of **laissez-faire** [capitalism] and most left +opponents . . . If one looks at the works of the major apologists for +capitalism . . . one finds the focus of the apology always on the virtues of +the market and on the vices of central planning. Rhetorically this is an +effective strategy, for it is much easier to defend the market than to defend +the other two defining institutions of capitalism. Proponents of capitalism +know well that it is better to keep attention toward the market and away from +wage labour or private ownership of the means of production."_ [_"Market +Socialism: A Defense"_, pp. 7-22, **Market Socialism: the debate among +socialists**, Bertell Ollman (ed.), p. 11] + +The theoretical work of such socialists as David Schweickart (see his books +**Against Capitalism** and **After Capitalism**) present an extensive +discussion of a dynamic, decentralised market socialist system which has +obvious similarities with mutualism -- a link which some Leninists recognise +and stress in order to discredit market socialism via guilt-by-association +(Proudhon _"the anarchist and inveterate foe of Karl Marx . . . put forward a +conception of society, which is probably the first detailed exposition of a +'socialist market.'"_ [Hillel Ticktin, _"The Problem is Market Socialism"_, +pp. 55-80, **Op. Cit.**, p. 56]). So far, most models of market socialism have +not been fully libertarian, but instead involve the idea of workers' control +within a framework of state ownership of capital (Engler in **Apostles of +Greed** is an exception to this, supporting community ownership). Ironically, +while these Leninists reject the idea of market socialism as contradictory +and, basically, not socialist they usually acknowledge that the transition to +Marxist-communism under their workers' state would utilise the market. + +So, as anarchist Robert Graham points out, _"Market socialism is but one of +the ideas defended by Proudhon which is both timely and controversial . . . +Proudhon's market socialism is indissolubly linked with his notions of +industrial democracy and workers' self-management."_ [_"Introduction"_, P-J +Proudhon, **General Idea of the Revolution**, p. xxxii] As we discuss in +[section I.3.5](secI3.html#seci35) Proudhon's system of agro-industrial +federations can be seen as a non-statist way of protecting self-management, +liberty and equality in the face of market forces (Proudhon, unlike +individualist anarchists, was well aware of the negative aspects of markets +and the way market forces can disrupt society). Dissident economist Geoffrey +M. Hodgson is right to suggest that Proudhon's system, in which _"each co- +operative association would be able to enter into contractual relations with +others"_, could be _"described as an early form of 'market socialism'"_. In +fact, _"instead of Lange-type models, the term 'market socialism' is more +appropriately to such systems. Market socialism, in this more appropriate and +meaningful sense, involves producer co-operatives that are owned by the +workers within them. Such co-operatives sell their products on markets, with +genuine exchanges of property rights"_ (somewhat annoyingly, Hodgson +incorrectly asserts that _"Proudhon described himself as an anarchist, not a +socialist"_ when, in reality, the French anarchist repeatedly referred to +himself and his mutualist system as socialist). [**Economics and Utopia**, p. +20, p. 37 and p. 20] + +Thus it is possible for a socialist economy to allocate resources using +markets. By suppressing capital markets and workplace hierarchies, a mutualist +system will improve upon capitalism by removing an important source of +perverse incentives which hinder efficient use of resources as well as long +term investment and social responsibility in addition to reducing inequalities +and increasing freedom. As David Ellerman once noted, many _"still look at the +world in bipolar terms: capitalism or (state) socialism."_ Yet there _"are two +broad traditions of socialism: **state socialism** and **self-management +socialism**. State socialism is based on government ownership of major +industry, while self-management socialism envisions firms being worker self- +managed and not owned or managed by the government."_ [**Op. Cit.**, p. 147] +Mutualism is a version of the second vision and anarchists reject the cosy +agreement between mainstream Marxists and their ideological opponents on the +propertarian right that only state socialism is "real" socialism. + +Finally, it should be noted that most anarchists are not mutualists but rather +aim for (libertarian) communism, the abolition of money. Many do see a +mutualist-like system as an inevitable stage in a social revolution, the +transitional form imposed by the objective conditions facing a transformation +of a society marked by thousands of years of oppression and exploitation +(collectivist-anarchism contains elements of both mutualism and communism, +with most of its supporters seeing it as a transitional system). This is +discussed in [section I.2.2](secI2.html#seci22), while [section +I.1.3](secI1.html#seci13) indicates why most anarchists reject even non- +capitalist markets. So does Mises's argument mean that a socialism that +abolishes the market (such as libertarian communism) is impossible? Given that +the vast majority of anarchists seek a libertarian communist society, this is +an important question. We address it in the [next section](secI1.html#seci12). + +## I.1.2 Is libertarian communism impossible? + +In a word, no. While the _"calculation argument"_ (see [last +section](secI1.html#seci11)) is often used by propertarians (so-called right- +wing "libertarians") as **the** basis for the argument that communism (a +moneyless society) is impossible, it is based on certain false ideas of what +prices do, the nature of the market and how a communist-anarchist society +would function. This is hardly surprising, as Mises based his theory on a +variation of neo-classical economics and the Marxist social-democratic (and so +Leninist) ideas of what a "socialist" economy would look like. So there has +been little discussion of what a true (i.e. libertarian) communist society +would be like, one that utterly transformed the existing conditions of +production by workers' self-management and the abolition of both wage-labour +**and** money. However, it is useful here to indicate exactly why communism +would work and why the _"calculation argument"_ is flawed as an objection to +it. + +Mises argued that without money there was no way a socialist economy would +make "rational" production decisions. Not even Mises denied that a moneyless +society could estimate what is likely to be needed over a given period of time +(as expressed as physical quantities of definite types and sorts of objects). +As he argued, _"calculation **in natura** in an economy without exchange can +embrace consumption-goods only."_ His argument was that the next step, working +out which productive methods to employ, would not be possible, or at least +would not be able to be done "rationally," i.e. avoiding waste and +inefficiency. The evaluation of producer goods _"can only be done with some +kind of economic calculation. The human mind cannot orient itself properly +among the bewildering mass of intermediate products and potentialities without +such aid. It would simply stand perplexed before the problems of management +and location."_ Thus we would quickly see _"the spectacle of a socialist +economic order floundering in the ocean of possible and conceivable economic +combinations without the compass of economic calculation."_ [_"Economic +Calculation in the Socialist Commonwealth"_, pp. 87-130, **Collectivist +Economic Planning**, F.A. von Hayek (ed.), p. 104, p. 103 and p. 110] Hence +the claim that monetary calculation based on market prices is the only +solution. + +This argument is not without its force. How can a producer be expected to know +if tin is a better use of resources than iron when creating a product if all +they know is that iron and tin are available and suitable for their purpose? +Or, if we have a consumer good which can be made with A + 2B or 2A + B (where +A and B are both input factors such as steel, oil electricity, etc.) how can +we tell which method is more efficient (i.e. which one used least resources +and so left the most over for other uses)? With market prices, Mises' argued, +it is simple. If A cost $10 and B $5, then clearly method one would be the +most efficient ($20 versus $25). Without the market, Mises argued, such a +decision would be impossible and so every decision would be _"groping in the +dark."_ [**Op. Cit.**, p. 110] + +Mises' argument rests on three flawed assumptions, two against communism and +one for capitalism. The first two negative assumptions are that communism +entails central planning and that it is impossible to make investment +decisions without money values. We discuss why each is wrong in this section. +Mises' positive assumption for capitalism, namely that markets allow exact and +efficient allocation of resources, is discussed in [section +I.1.5](secI1.html#seci15). + +Firstly, Mises assumes a centralised planned economy. As Hayek summarised, the +crux of the matter was _"the impossibility of a rational calculation in a +centrally directed economy from which prices are necessarily absent"_, one +which _"involves planning on a most extensive scale -- minute direction of +practically all productive activity by one central authority"_. Thus the _"one +central authority has to solve the economic problem of distributing a limited +amount of resources between a practically infinite number of competing +purposes"_ with _"a reasonable degree of accuracy, with a degree of success +equally or approaching the results of competitive capitalism"_ is what +_"constitutes the problem of socialism as a method."_ [_"The Nature and +History of the Problem"_, pp. 1-40, **Op. Cit.**, p. 35, p. 19 and pp. 16-7] + +While this was a common idea in Marxian social democracy (and the Leninism +that came from it), centralised organisations are rejected by anarchism. As +Bakunin argued, _"where are the intellects powerful enough to embrace the +infinite multiplicity and diversity of real interests, aspirations, wishes, +and needs which sum up the collective will of the people? And to invent a +social organisation that will not be a Procrustean bed upon which the violence +of the State will more or less overtly force unhappy society to stretch out?"_ +Moreover, a socialist government, _"unless it were endowed with omniscience, +omnipresence, and the omnipotence which the theologians attribute to God, +could not possibly know and foresee the needs of its people, or satisfy with +an even justice those interests which are most legitimate and pressing."_ +[**Bakunin on Anarchism**, pp. 268-9 and p. 318] For Malatesta, such a system +would require _"immense centralisation"_ and would either be _"an impossible +thing to achieve, or, if possible, would end up as a colossal and very complex +tyranny."_ [**At the Caf**, p. 65] + +Kropotkin, likewise, dismissed the notion of central planning as the +_"economic changes that will result from the social revolution will be so +immense and so profound . . . that it will be impossible for one or even a +number of individuals to elaborate the social forms to which a further society +must give birth. The elaboration of new social forms can only be the +collective work of the masses."_ [**Words of a Rebel**, p. 175] The notion +that a _"strongly centralised Government"_ could _"**command** that a +prescribed quantity"_ of a good _"be sent to such a place on such a day"_ and +be _"received on a given day by a specified official and stored in particular +warehouses"_ was not only _"undesirable"_ but also _"wildly Utopian."_ During +his discussion of the benefits of free agreement against state tutelage, +Kropotkin noted that only the former allowed the utilisation of _"the co- +operation, the enthusiasm, the local knowledge"_ of the people. [**The +Conquest of Bread**, pp. 82-3 and p. 137] + +Kropotkin's own experience had shown how the _"high functionaries"_ of the +Tsarist bureaucracy _"were simply charming in their innocent ignorance"_ of +the areas they were meant to be administrating and how, thanks to Marxism, the +socialist ideal had _"lost the character of something that had to be worked +out by the labour organisations themselves, and became state management of +industries -- in fact, state socialism; that is, state capitalism."_ As an +anarchist, he knew that governments become _"isolated from the masses"_ and so +_"the very success of socialism"_ required _"the ideas of no-government, of +self-reliance, of free initiative of the individual"_ to be _"preached side by +side with those of socialised ownership and production."_ Thus it was +essential that socialism was decentralised, federal and participatory, that +the _"structure of the society which we longed for"_ was _"worked out, in +theory and practice, from beneath"_ in by _"all labour unions"_ with _"a full +knowledge of local needs of each trade and each locality."_ [**Memoirs of a +Revolutionist**, p. 184, p. 360, p. 374-5 and p. 376] + +So anarchists can agree with Mises that central planning cannot work in +practice as its advocates hope. Or, more correctly, Mises agreed with the +anarchists, as we had opposed central planning first. We have long recognised +that no small body of people can be expected to know what happens in society +and plan accordingly (_"No single brain nor any bureau of brains can see to +this organisation."_ [Issac Puente, **Libertarian Communism**, p. 29]). +Moreover, there is the pressing question of freedom as well, for _"the +despotism of [the 'socialist'] State would be equal to the despotism of the +present state, increased by the economic despotism of all the capital which +would pass into the hands of the State, and the whole would be multiplied by +all the centralisation necessary for this new State. And it is for this reason +that we, the Anarchists, friends of liberty, we intend to fight them to the +end."_ [Carlo Cafiero, _"Anarchy and Communism"_, pp. 179-86, **The Raven**, +No. 6, p. 179] + +As John O'Neill summarises, the _"argument against centralised planning is one +that has been articulated within the history of socialist planning as an +argument for democratic and decentralised decision making."_ [**The Market**, +p. 132] So, for good economic and political reasons, anarchists reject central +planning. This central libertarian socialist position feeds directly into +refuting Mises' argument, for while a **centralised** system would need to +compare a large (_"infinite"_) number of possible alternatives to a large +number of possible needs, this is not the case in a **decentralised** system. +Rather than a vast multitude of alternatives which would swamp a centralised +planning agency, one workplace comparing different alternatives to meet a +specific need faces a much lower number of possibilities as the objective +technical requirements (use-values) of a project are known and so local +knowledge will eliminate most of the options available to a small number which +can be directly compared. + +As such, removing the assumption of a central planning body automatically +drains Mises' critique of much of its force -- rather than an _"the ocean of +possible and conceivable economic combinations"_ faced by a central body, a +specific workplace or community has a more limited number of possible +solutions for a limited number of requirements. Moreover, any complex machine +is a product of less complex goods, meaning that the workplace is a consumer +of other workplace's goods. If, as Mises admitted, a customer can decide +between consumption goods without the need for money then the user and +producer of a _"higher order"_ good can decide between consumption goods +required to meet their needs. + +In terms of decision making, it is true that a centralised planning agency +would be swamped by the multiple options available to it. However, in a +decentralised socialist system individual workplaces and communes would be +deciding between a much smaller number of alternatives. Moreover, unlike a +centralised system, the individual firm or commune knows exactly what is +required to meet its needs, and so the number of possible alternatives is +reduced as well (for example, certain materials are simply technically +unsuitable for certain tasks). + +Mises' other assumption is equally flawed. This is that without the market, no +information is passed between producers beyond the final outcome of +production. In other words, he assumed that the final product is all that +counts in evaluating its use. Needless to say, it is true that without more +information than the name of a given product it is impossible to determine +whether using it would be an efficient utilisation of resources. Yet more +information can be provided which can be used to inform decision making. As +socialists Adam Buick and John Crump point out, _"at the level of the +individual production unit or industry, the only calculations that would be +necessary in socialism would be calculations in kind. On the one side would be +recorded the resources (materials, energy, equipment, labour) used up in +production and on the other the amount of good produced, together with any by- +products. . . . Socialist production is simply the production of use values +from use values, and nothing more."_ [**State Capitalism: The Wages System +Under New Management**, p. 137] Thus any good used as an input into a +production process would require the communication of this kind of +information. + +The generation and communication of such information implies a decentralised, +horizontal network between producers and consumers. This is because what +counts as a use-value can only be determined by those directly using it. Thus +the production of use-values from use-values cannot be achieved via central +planning, as the central planners have no notion of the use-value of the goods +being used or produced. Such knowledge lies in many hands, dispersed +throughout society, and so socialist production implies decentralisation. +Capitalist ideologues claim that the market allows the utilisation of such +dispersed knowledge, but as John O'Neill notes, _"the market may be one way in +which dispersed knowledge can be put to good effect. It is not . . . the only +way"_. _"The strength of the epistemological argument for the market depends +in part on the implausibility of assuming that all knowledge could be +centralised upon some particular planning agency"_ he stresses, but Mises' +_"argument ignores, however, the existence of the decentralised but +predominantly non-market institutions for the distribution of knowledge . . . +The assumption that only the market can co-ordinate dispersed non-vocalisable +knowledge is false."_ [**Op. Cit.**, p. 118 and p. 132] + +So, in order to determine if a specific good is useful to a person, that +person needs to know its "cost." Under capitalism, the notion of cost has been +so associated with **price** that we have to put the word "cost" in quotation +marks. However, the real cost of, say, writing a book, is not a sum of money +but so much paper, so much energy, so much ink, so much human labour. In order +to make a rational decision on whether a given good is better for meeting a +given need than another, the would-be consumer requires this information. +However, under capitalism this information is **hidden** by the price. + +Somewhat ironically, given how "Austrian" economics tends to stress that the +informational limitations are at the root of its _"impossibility"_ of +socialism, the fact is that the market hides a significant amount of essential +information required to make a sensible investment decision. This can be seen +from an analysis of Mises' discussion on why labour-time cannot replace money +as a decision-making tool. Using labour, he argued, _"leaves the employment of +material factors of production out of account"_ and presents an example of two +goods, P and Q, which take 10 hours to produce. P takes 8 hours of labour, +plus 2 units of raw material A (which is produced by an hour's socially +necessary labour). Q takes 9 hours of labour and one unit of A. He asserts +that in terms of labour P and Q _"are equivalent, but in value terms P is more +valuable than Q. The former is false, and only the later corresponds to the +nature and purpose of calculation."_ [_"Economic Calculation in the Socialist +Commonwealth"_, **Op. Cit.**, p. 113] + +The flaw in his argument is clear. Assuming that an hour of socially necessary +labour is 10 then, in price terms, P would have 80 of direct labour costs, +with 20 of raw material A while Q would have 90 of direct labour and 10 of A. +Both cost 100 so it hard to see how this _"corresponds to the nature and +purpose of calculation"_! Using less of raw material A is a judgement made +**in addition** to _"calculation"_ in this example. The question of whether to +economise on the use of A simply cannot be made using prices. If P, for +example, can only be produced via a more ecologically destructive process than +Q or if the work process by which P is created is marked by dull, mindless +work but Q's is more satisfying for the people involved than Q may be +considered a better decision. Sadly, that kind of information is **not** +communicated by the price mechanism. + +As John O'Neill points out, _"Mises' earlier arguments against socialist +planning turned on an assumption about commensurability. His central argument +was that rational economic decision-making required a single measure on the +basis of which the worth of alternative states of affairs could be calculated +and compared."_ [**Ecology, Policy and Politics**, p. 115] This central +assumption was unchallenged by Taylor and Lange in their defence of +"socialism", meaning that from the start the debate against Mises was +defensive and based on the argument that socialist planning could mimic the +market and produce results which were efficient from a capitalist point of +view. + +Anarchists question whether using prices means basing all decision making on +one criterion and ignoring all others is a rational thing to do. As O'Neill +suggests, _"the relative scarcity of items . . . hardly exhaust the full gamut +of information that is distributed throughout society which might be relevant +to the co-ordination of economic activities and plans."_ [**The Market**, p. +196] Saying that a good costs 10 does not tell you much about the amount of +pollution its production or use generates, under what conditions of labour it +was produced, whether its price is affected by the market power of the firm +producing it, whether it is produced in an ecologically sustainable way, and +so forth. Similarly, saying that another, similar, good costs 9 does not tell +you whether than 1 difference is due to a more efficient use of inputs or +whether it is caused by imposing pollution onto the planet. + +And do prices **actually** reflect costs? The question of profit, the reward +for owning capital and allowing others to use it, is hardly a cost in the same +way as labour, resources and so on (attempts to explain profits as an +equivalent sacrifice as labour have always been ridiculous and quickly +dropped). When looking at prices to evaluate efficient use for goods, you +cannot actually tell by the price if this is so. Two goods may have the same +price, but profit levels (perhaps under the influence of market power) may be +such that one has a higher cost price than another. The price mechanism fails +to indicate which uses least resources as it is influenced by market power. +Indeed, as Takis Fotopoulos notes, _"[i]f . . . both central planning and the +market economy inevitably lead to concentrations of power, then neither the +former nor the latter can produce the sort of information flows and incentives +which are necessary for the best functioning of any economic system."_ +[**Towards an Inclusive Democracy**, p. 252] Moreover, a good produced under a +authoritarian state which represses its workforce could have a lower price +than one produced in a country which allowed unions to organise and has basic +human rights. The repression would force down the cost of labour, so making +the good in question appear as a more "efficient" use of resources. In other +words, the market can mask inhumanity as "efficiency" and actually reward that +behaviour by market share. + +In other words, market prices can be horribly distorted in that they ignore +quality issues. Exchanges therefore occur in light of false information and, +moreover, with anti-social motivations -- to maximise short-term surplus for +the capitalists regardless of losses to others. Thus they distort valuations +and impose a crass, narrow and ultimately self-defeating individualism. Prices +are shaped by more than costs, with, for example, market power increasing +market prices far higher than actual costs. Market prices also fail to take +into account public goods and so bias allocation choices against them not to +mention ignoring the effects on the wider society, i.e. beyond the direct +buyers and sellers. Similarly, in order to make rational decisions relating to +using a good, you need to know **why** the price has changed for if a change +is permanent or transient implies different responses. Thus the current price +is not enough in itself. Has the good become more expensive temporarily, due, +say, to a strike? Or is it because the supply of the resource has been +exhausted? Actions that are sensible in the former situation will be wrong in +the other. As O'Neill suggests, _"the information [in the market] is passed +back without dialogue. The market informs by 'exit' -- some products find a +market, others do not. 'Voice' is not exercised. This failure of dialogue . . +. represents an informational failure of the market, not a virtue . . . The +market . . . does distribute information . . . it also blocks a great deal."_ +[**Op. Cit.**, p. 99] + +So a purely market-based system leaves out information on which to base +rational resource allocations (or, at the very least, hides it). The reason +for this is that a market system measures, at best, preferences of +**individual** buyers among the **available** options. This assumes that all +the pertinent use-values that are to be outcomes of production are things that +are to be consumed by the individual, rather than use-values that are +collectively enjoyed (like clean air). Prices in the market do not measure +social costs or externalities, meaning that such costs are not reflected in +the price and so you cannot have a rational price system. Similarly, if the +market measures only preferences amongst things that can be monopolised and +sold to individuals, as distinguished from values that are enjoyed +collectively, then it follows that information necessary for rational +decision-making in production is not provided by the market. In other words, +capitalist "calculation" fails because private firms are oblivious to the +social cost of their labour and raw materials inputs. + +Indeed, prices often **mis**-value goods as companies can gain a competitive +advantage by passing costs onto society (in the form of pollution, for +example, or de-skilling workers, increasing job insecurity, and so on). This +externalisation of costs is actually rewarded in the market as consumers seek +the lowest prices, unaware of the reasons **why** it is lower (such +information cannot be gathered from looking at the price). Even if we assume +that such activity is penalised by fines later, the damage is still done and +cannot be undone. Indeed, the company may be able to weather the fines due to +the profits it originally made by externalising costs (see [section +E.3](secE3.html)). Thus the market creates a perverse incentive to subsidise +their input costs through off-the-book social and environmental externalities. +As Chomsky suggests: + +> _"it is by now widely realised that the economist's 'externalities can no +longer be consigned to footnotes. No one who gives a moment's thought to the +problems of contemporary society can fail to be aware of the social costs of +consumption and production, the progressive destruction of the environment, +the utter irrationality of the utilisation of contemporary technology, the +inability of a system based on profit or growth-maximisation to deal with +needs that can only be expressed collectively, and the enormous bias this +system imposes towards maximisation of commodities for personal use in place +of the general improvement of the quality of life."_ [**Radical Priorities**, +pp. 190-1] + +Prices hide the actual costs that production involved for the individual, +society, and the environment, and instead boils everything down into **one** +factor, namely price. There is a lack of dialogue and information between +producer and consumer. + +Moreover, without using another means of cost accounting instead of prices how +can supporters of capitalism know there is a correlation between actual and +price costs? One can determine whether such a correlation exists by measuring +one against the other. If this cannot be done, then the claim that prices +measure costs is a tautology (in that a price represents a cost and we know +that it is a cost because it has a price). If it can be done, then we can +calculate costs in some other sense than in market prices and so the argument +that only market prices represent costs falls. Equally, there may be costs (in +terms of quality of life issues) which **cannot** be reflected in price terms. + +Simply put, the market fails to distribute all relevant information and, +particularly when prices are at disequilibrium, can communicate distinctly +**misleading** information. In the words of two South African anarchists, +_"prices in capitalism provided at best incomplete and partial information +that obscured the workings of capitalism, and would generate and reproduce +economic and social inequalities. Ignoring the social character of the economy +with their methodological individualism, economic liberals also ignored the +social costs of particular choices and the question of externalities."_ +[Michael Schmidt and Lucien van der Walt, **Black Flame**, p. 92] This +suggests that prices cannot be taken to reflect real costs any more that they +can reflect the social expression of the valuation of goods. They are the +result of a conflict waged over these goods and those that acted as their +inputs (including, of course, labour). Market and social power, much more than +need or resource usage, decides the issue. The inequality in the means of +purchasers, in the market power of firms and in the bargaining position of +labour and capital all play their part, so distorting any relationship a price +may have to its costs in terms of resource use. Prices are misshapen. + +Little wonder Kropotkin asked whether _"are we not yet bound to analyse that +compound result we call price rather than to accept it as a supreme and blind +ruler of our actions?"_ [**Fields, Factories and Workshops Tomorrow**, p. 71] +It is precisely these **real** costs, hidden by price, which need to be +communicated to producers and consumers for them to make informed and rational +decisions concerning their economic activity. + +It is useful to remember that Mises argued that it is the **complexity** of a +modern economy that ensures money is required: _"Within the narrow confines of +household economy, for instance, where the father can supervise the entire +economic management, it is possible to determine the significance of changes +in the processes of production, without such aids to the mind [as monetary +calculation], and yet with more or less of accuracy."_ However, _"the mind of +one man alone -- be it ever so cunning, is too weak to grasp the importance of +any single one among the countlessly many goods of higher order. No single man +can ever master all the possibilities of production, innumerable as they are, +as to be in a position to make straightway evident judgements of value without +the aid of some system of computation."_ [**Op. Cit.**, p. 102] + +A libertarian communist society would, it must be stressed, use various _"aids +to the mind"_ to help individuals and groups to make economic decisions. This +would reduce the complexity of economic decision making, by allowing different +options and resources to be compared to each other. Hence the complexity of +economic decision making in an economy with a multitude of goods can be +reduced by the use of rational algorithmic procedures and methods to aid the +process. Such tools would aid decision making, not dominate it as these +decisions affect humans and the planet and should never be made automatically. + +That being the case, a libertarian communist society would quickly develop the +means of comparing the real impact of specific _"higher order"_ goods in terms +of their real costs (i.e. the amount of labour, energy and raw materials used +plus any social and ecological costs). Moreover, it should be remembered that +production goods are made up on inputs of other goods, that is, higher goods +are made up of consumption goods of a lower order. If, as Mises admits, +calculation without money is possible for consumption goods then the creation +of _"higher order"_ goods can be also achieved and a record of its costs made +and communicated to those who seek to use it. + +While the specific _"aids to the mind"_ as well as "costs" and their relative +weight would be determined by the people of a free society, we can speculate +that it would include direct and indirect labour, externalities (such as +pollution), energy use and materials, and so forth. As such, it must be +stressed that a libertarian communist society would seek to communicate the +"costs" associated with any specific product as well as its relative scarcity. +In other words, it needs a means of determining the objective or absolute +costs associated with different alternatives as well as an indication of how +much of a given good is available at a given it (i.e., its scarcity). Both of +these can be determined without the use of money and markets. + +[Section I.4](secI4.html) discusses possible frameworks for an anarchist +economy, including suggestions for libertarian communist economic decision- +making processes. In terms of _"aids to the mind"_, these include methods to +compare goods for resource allocation by indicating the absolute costs +involved in producing a good and the relative scarcity of a specific good, +among other things. Such a framework is necessary because _"an appeal to a +necessary role for practical judgements in decision making is **not** to deny +any role to general principles. Neither . . . does it deny any place for the +use of technical rules and algorithmic procedures . . . Moreover, there is a +necessary role for rules of thumb, standard procedures, the default procedures +and institutional arrangements that can be followed unreflectively and which +**reduce** the scope for **explicit** judgements comparing different states of +affairs. There are limits in time, efficient use of resources and the +dispersal of knowledge which require rules and institutions. Such rules and +institutions can free us for space and time for reflective judgements where +they matter most."_ [John O'Neill, **Ecology, Policy and Politics**, pp. +117-8] It is these _"rules and institutions need themselves to be open to +critical and reflective appraisal."_ [O'Neill, **The Market**, p. 118] + +Economic decisions, in other words, cannot be reduced down to one factor yet +Mises argued that anyone _"who wished to make calculations in regard to a +complicated process of production will immediately notice whether he has +worked more economically than others or not; if he finds, from reference to +the exchange values obtaining in the market, that he will not be able to +produce profitably, this shows that others understand how to make better use +of the higher-order goods in question."_ [**Op. Cit.**, pp. 97-8] However, +this only shows whether someone has worked more **profitably** than others, +not whether it is more economical. Market power automatically muddles this +issue, as does the possibility of reducing the monetary cost of production by +recklessly exploiting natural resources and labour, polluting, or otherwise +passing costs onto others. Similarly, the issue of wealth inequality is +important, for if the production of luxury goods proves more profitable than +basic essentials for the poor does this show that producing the former is a +better use of resources? And, of course, the key issue of the relative +strength of market power between workers and capitalists plays a key role in +determining "profitably." + +Basing your economic decision making on a single criteria, namely +profitability, can, and does, lead to perverse results. Most obviously, the +tendency for capitalists to save money by not introducing safety equipment +(_"To save a dollar the capitalist build their railroads poorly, and along +comes a train, and loads of people are killed. What are their lives to him, if +by their sacrifice he has saved money?"_ [Emma Goldman, **A Documentary +History of the American Years**, vol. 1, p. 157]). Similarly, it is considered +a more "efficient" use of resources to condemn workers to deskilling and +degrading work than "waste" resources in developing machines to eliminate or +reduce it (_"How many machines remain unused solely because they do not return +an immediate profit to the capitalist! . . . How many discoveries, how many +applications of science remain a dead letter solely because they don't bring +the capitalist enough!"_ [Carlo Cafiero, _"Anarchy and Communism"_, pp. +179-86, **The Raven**, No. 6, p. 182]). Similarly, those investments which +have a higher initial cost but which, in the long run, would have, say, a +smaller environmental impact would not be selected in a profit-driven system. + +This has seriously irrational effects, because the managers of capitalist +enterprises are obliged to choose technical means of production which produce +the cheapest results. All other considerations are subordinate, in particular +the health and welfare of the producers and the effects on the environment. +The harmful effects resulting from "rational" capitalist production methods +have long been pointed out. For example, speed-ups, pain, stress, accidents, +boredom, overwork, long hours and so on all harm the physical and mental +health of those involved, while pollution, the destruction of the environment, +and the exhaustion of non-renewable resources all have serious effects on both +the planet and those who live on it. As green economist E. F. Schumacher +argued: + +> _"But what does it **mean** when we say that something is uneconomic? . . . +[S]omething is uneconomic when it fails to earn an adequate profit in terms of +money. The method of economics does not, and cannot, produce any other meaning +. . . The judgement of economics . . . is an extremely **fragmentary** +judgement; out of the large number of aspects which in real life have to be +seen and judged together before a decision can be taken, economics supplies +only one -- whether a money profit accrues **to those who undertake it** or +not."_ [**Small is Beautiful**, pp. 27-8] + +Schumacher stressed that _"about the **fragmentary** nature of the judgements +of economics there can be no doubt whatever. Even with the narrow compass of +the economic calculus, these judgements are necessarily and **methodically** +narrow. For one thing, they give vastly more weight to the short than to the +long term. . . [S]econd, they are based on a definition of cost which excludes +all 'free goods' . . . [such as the] environment, except for those parts that +have been privately appropriated. This means that an activity can be economic +although it plays hell with the environment, and that a competing activity, if +at some cost it protects and conserves the environment, will be uneconomic."_ +Moreover, _"[d]o not overlook the words 'to those who undertake it.' It is a +great error to assume, for instance, that the methodology of economics is +normally applied to determine whether an activity carried out by a group +within society yields a profit to society as a whole."_ [**Op. Cit.**, p. 29] + +To claim that prices include all these "externalities" is nonsense. If they +did, we would not see capital moving to third-world countries with few or no +anti-pollution or labour laws. At best, the "cost" of pollution would only be +included in a price if the company was sued successfully in court for damages +-- in other words, once the damage is done. Ultimately, companies have a +strong interest in buying inputs with the lowest prices, regardless of **how** +they are produced. In fact, the market rewards such behaviour as a company +which was socially responsible would be penalised by higher costs, and so +market prices. It is reductionist accounting and its accompanying _"ethics of +mathematics"_ that produces the _"irrationality of rationality"_ which plagues +capitalism's exclusive reliance on prices (i.e. profits) to measure +"efficiency." + +Ironically enough, Mises also pointed to the irrational nature of the price +mechanism. He stated (correctly) that there are _"extra-economic"_ elements +which _"monetary calculation cannot embrace"_ because of _"its very nature."_ +He acknowledged that these _"considerations themselves can scarcely be termed +irrational"_ and, as examples, listed _"[i]n any place where men regard as +significant the beauty of a neighbourhood or a building, the health, happiness +and contentment of mankind, the honour of individuals or nations."_ He also +noted that _"they are just as much motive forces of rational conduct as are +economic factors"_ but they _"do not enter into exchange relationships."_ How +rational is an economic system which ignores the _"health, happiness and +contentment"_ of people? Or the beauty of their surroundings? Which, moreover, +penalises those who take these factors into consideration? For anarchists, +Mises comments indicate well the inverted logic of capitalism. That Mises can +support a system which ignores the needs of individuals, their happiness, +health, surroundings, environment and so on by _"its very nature"_ says a lot. +His suggestion that we assign monetary values to such dimensions begs the +question and has plausibility only if it assumes what it is supposed to prove. +[**Op. Cit.**, p. 99-100] Indeed, the person who would put a price on +friendship simply would have no friends as they simply do not understand what +friendship is and are thereby excluded from much which is best in human life. +Likewise for other _"extra-economic"_ goods that individual's value, such as +beautiful places, happiness, the environment and so on. + +So essential information required for sensible decision making would have to +be recorded and communicated in a communist society and used to evaluate +different options using agreed methods of comparison. This differs drastically +from the price mechanism as it recognises that mindless, automatic calculation +is impossible in social choices. Such choices have an unavoidable ethical and +social dimension simply because they involve other human beings and the +environment. As Mises himself acknowledged, monetary calculation does not +capture such dimensions. + +We, therefore, need to employ practical judgement in making choices aided by a +full understanding of the **real** social and ecological costs involved using, +of course, the appropriate _"aids to the mind."_ Given that an anarchist +society would be complex and integrated, such aids would be essential but, due +to its decentralised nature, it need not embrace the price mechanism. It can +evaluate the efficiency of its decisions by looking at the **real** costs +involved to society rather than embrace the distorted system of costing +explicit in the price mechanism (as Kropotkin once put it, _"if we analyse +**price**"_ we must _"make a distinction between its different elements"_. +[**Op. Cit.**, p. 72]). + +In summary, then, Mises considered only central planning as genuine socialism, +meaning that a decentralised communism was not addressed. Weighting up the +pros and cons of how to use millions of different goods in the millions of +potential situations they could be used would be impossible in a centralised +system, yet in decentralised communism this is not an issue. Each individual +commune and syndicate would be choosing from the few alternatives required to +meet their needs. With the needs known, the alternatives can be compared -- +particularly if agreed criteria (_"aids to the mind"_) are utilised and the +appropriate agreed information communicated. + +Efficient economic decision making in a moneyless "economy" is possible, +assuming that sufficient information is passed between syndicates and communes +to evaluate the relative and absolute costs of a good. Thus, decisions can be +reached which aimed to reduce the use of goods in short supply or which take +large amounts of resources to produce (or which produce large externalities to +create). While a **centralised** system would be swamped by the large number +of different uses and combinations of goods, a **decentralised** communist +system would not be. + +Thus, anarchists argue that Mises was wrong. Communism **is** viable, but only +if it is **libertarian** communism. Ultimately, though, the real charge is not +that socialism is _"impossible"_ but rather that it would be inefficient, +i.e., it would allocate resources such that too much is used to achieve +specified goals and that there would be no way to check that the allocated +resources were valued sufficiently to warrant their use in the first place. +While some may portray this as a case of planning against markets (no- +planning), this is false. Planning occurs in capitalism (as can be seen from +any business), it is a question of whether capitalism ensures that more plans +can be co-ordinated and needs meet by means of relative prices and profit-loss +accounting than by communism (free access and distribution according to need). +As such, the question is does the capitalist system adds additional problems +to the efficient co-ordination of plans? Libertarian communists argue, yes, it +does (as we discuss at length in [section I.1.5](secI1.html#seci15)). + +All choices involve lost possibilities, so the efficient use of resources is +required to increase the possibilities for creating other goods. At best, all +you can say is that by picking options which cost the least a market economy +will make more resources available for other activities. Yet this assumption +crucially depends equating "efficient" with profitable, a situation which +cannot be predicted beforehand and which easily leads to inefficient +allocation of resources (particularly if we are looking at meeting human +needs). Then there are the costs of using money for if we are talking of +opportunity costs, of the freeing up of resources for other uses, then the +labour and other resources used to process money related activities should be +included. While these activities (banking, advertising, defending property, +and so forth) are essential to a capitalist economy, they are not needed and +unproductive from the standpoint of producing use values or meeting human +need. This would suggest that a libertarian communist economy would have a +productive advantage over a capitalist economy as the elimination of this +structural waste intrinsic to capitalism will free up a vast amount of labour +and materials for socially useful production. This is not to mention the so- +called "costs" which are no such thing, but relate to capitalist property +rights. Thus "rent" may be considered a cost under capitalism, but would +disappear if those who used a resource controlled it rather than pay a tribute +to gain access to it. As Kropotkin argued, _"the capitalist system makes us +pay for everything three or four times its labour value"_ thanks to rent, +profit, interest and the actions of middle men. Such system specific "costs" +hide the actual costs (in terms of labour and resource use) by increasing the +price compared to if we _"reckon our expenses in labour"_. [**Op. Cit.**, p. +68] + +Moreover, somewhat ironically, this "economising" of resources which the +market claims to achieve is not to conserve resources for future generations +or to ensure environmental stability. Rather, it is to allow **more** goods to +be produced in order to accumulate more capital. It could be argued that the +market forces producers to minimise costs on the assumption that lower costs +will be more likely to result in higher profits. However, this leaves the +social impact of such cost-cutting out of the equation. For example, imposing +externalities on others does reduce a firm's prices and, as a result, is +rewarded by the market however alienating and exhausting work or rising +pollution levels does not seem like a wise thing to do. So, yes, it is true +that a capitalist firm will seek to minimise costs in order to maximise +profits. This, at first glance, could be seen as leading to an efficient use +of resources until such time as the results of this become clear. Thus goods +could be created which do not last as long as they could, which need constant +repairing, etc. So a house produced "efficiently" under capitalism could be a +worse place to live simply because costs were reduced by cutting corners (less +insulation, thinner walls, less robust materials, etc.). In addition, the +collective outcome of all these "efficient" decisions could be socially +inefficient as they reduce the quality of life of those subject to them as +well as leading to over-investment, over-production, falling profits and +economic crisis. As such, it could be argued that Mises' argument exposes more +difficulties for capitalism rather than for anarchism. + +Finally, it should be noted that most anarchists would question the criteria +Hayek and Mises used to judge the relative merits of communism and capitalism. +As the former put it, the issue was _"a distribution of income independent of +private property in the means of production and a volume of output which was +at least approximately the same or even greater than that procured under free +competition."_ [_"The Nature and History of the Problem"_, **Op. Cit.**, p. +37] Thus the issue is reduced to that of output (quantity), not issues of +freedom (quality). If slavery or Stalinism **had** produced more output than +free market capitalism, that would not make either system desirable This was, +in fact, a common argument against Stalinism during the 1950s and 1960s when +it **did** appear that central planning was producing more goods (and, +ironically, by the propertarian right against the welfare state for, it should +be remembered, that volume of output, like profitability and so "efficiency", +in the market depends on income distribution and a redistribution from rich to +poor could easily result in more output becoming profitable). Similarly, that +capitalism produces more alcohol and Prozac to meet the higher demand for +dulling the minds of those trying to survive under it would **not** be an +argument against libertarian communism! As we discuss in [section +I.4](secI4.html), while anarchists seek to meet material human needs we do not +aim, as under capitalism, to sacrifice all other goals to that aim as +capitalism does. Thus, to state the obvious, the aim for maximum volume of +output only makes sense under capitalism as the maximum of human happiness and +liberty may occur with a lower volume of output in a free society. The people +of a society without oppression, exploitation and alienation will hardly act +in identical ways, nor seek the same volume of output, as those in one, like +capitalism, marked by those traits! + +Moreover, the volume of output is a somewhat misleading criteria as it totally +ignores its distribution. If the bulk of that volume goes to a few, then that +is hardly a good use of resources. This is hardly an academic concern as can +be seen from the Hayek influenced neo-liberalism of the 1980s onwards. As +economist Paul Krugman notes, the value of the output of an average worker +_"has risen almost 50 percent since 1973. Yet the growing concentration of +income in the hands of a small minority had proceeded so rapidly that we're +not sure whether the typical American has gained anything from rising +productivity."_ This means that wealth have flooded upwards, and _"the lion's +share of economic growth in America over the past thirty years has gone to a +small, wealthy minority."_ [**The Conscience of a Liberal**, p. 124 and p. +244] + +To conclude. Capitalist "efficiency" is hardly rational and for a fully human +and ecological efficiency libertarian communism is required. As Buick and +Crump point out, _"socialist society still has to be concerned with using +resources efficiently and rationally, but the criteria of 'efficiency' and +'rationality' are not the same as they are under capitalism."_ [**Op. Cit.**, +p. 137] Under communist-anarchism, the decision-making system used to +determine the best use of resources is not more or less "efficient" than +market allocation, because it goes beyond the market-based concept of +"efficiency." It does not seek to mimic the market but to do what the market +fails to do. This is important, because the market is not the rational system +its defenders often claim. While reducing all decisions to one common factor +is, without a doubt, an easy method of decision making, it also has serious +side-effects **because** of its reductionistic basis. The market makes +decision making simplistic and generates a host of irrationalities and +dehumanising effects as a result. So, to claim that communism will be "more" +efficient than capitalism or vice versa misses the point. Libertarian +communism will be "efficient" in a totally different way and people will act +in ways considered "irrational" only under the narrow logic of capitalism. + +For another critique of Mises, see Robin Cox's _"The 'Economic Calculation' +controversy: unravelling of a myth"_ [**Common Voice**, Issue 3] + +## I.1.3 What is wrong with markets anyway? + +A lot. Markets soon result in what are termed _"market forces,"_ impersonal +forces which ensure that the people in the economy do what is required of them +in order for the economy to function. The market system, in capitalist +apologetics, is presented to appear as a regime of freedom where no one forces +anyone to do anything, where we "freely" exchange with others as we see fit. +However, the facts of the matter are somewhat different, since the market +often ensures that people act in ways **opposite** to what they desire or +forces them to accept "free agreements" which they may not actually desire. +Wage labour is the most obvious example of this, for, as we indicated in +[section B.4](secB4.html), most people have little option but to agree to work +for others. + +We must stress here that not all anarchists are opposed to the market. +Individualist anarchists favour it while Proudhon wanted to modify it while +retaining competition. For many, the market equals capitalism but this is not +the case as it ignores the fundamental issue of (economic) class, namely who +owns the means of production. Capitalism is unique in that it is based on wage +labour, i.e. a market for labour as workers do not own their own means of +production and have to sell themselves to those who do. Thus it is entirely +possible for a market to exist within a society and for that society **not** +to be capitalist. For example, a society of independent artisans and peasants +selling their product on the market would not be capitalist as workers would +own and control their means of production. Similarly, Proudhon's competitive +system of self-managed co-operatives and mutual banks would be non-capitalist +(and socialist) for the same reason. Anarchists object to capitalism due to +the quality of the social relationships it generates between people (i.e. it +generates authoritarian ones). If these relationships are eliminated then the +kinds of ownership which do so are anarchistic. Thus the issue of ownership +matters only in-so-far it generates relationships of the desired kind (i.e. +those based on liberty, equality and solidarity). To concentrate purely on +"markets" or "property" means to ignore social relationships and the key +aspect of capitalism, namely wage labour. That right-wingers do this is +understandable (to hide the authoritarian core of capitalism) but why +(libertarian or other) socialists should do so is less clear. + +In this section of the FAQ we discuss anarchist objections to the market **as +such** rather than the capitalist market. The workings of the market do have +problems with them which are independent of, or made worse by, the existence +of wage-labour. It is these problems which make most anarchists hostile to the +market and so desire a (libertarian) communist society. So, even if we assume +a mutualist (a libertarian market-socialist) system of competing self-managed +workplaces, then communist anarchists would argue that market forces would +soon result in many irrationalities occurring. + +Most obviously, operating in a market means submitting to the profit +criterion. This means that however much workers might want to employ social +criteria in their decision making, they cannot. To ignore profitability would +cause their firm to go bankrupt. Markets, therefore, create conditions that +compel producers to decide things which are not be in their, or others, +interest, such as introducing deskilling or polluting technology, working +longer hours, and so on, in order to survive on the market. For example, a +self-managed workplace will be more likely to invest in safe equipment and +working practices, this would still be dependent on finding the money to do so +and may still increase the price of their finished product. So we could point +to the numerous industrial deaths and accidents which are due to market forces +making it unprofitable to introduce adequate safety equipment or working +conditions, (conservative estimates for industrial deaths in the USA are +between 14,000 and 25,000 per year plus over 2 million disabled), or to +increased pollution and stress levels which shorten life spans. + +This tendency for self-managed firms to adjust to market forces by increasing +hours, working more intensely, allocating resources to accumulating equipment +rather than leisure time or consumption can be seen in co-operatives under +capitalism. While lacking bosses may reduce this tendency in a post-capitalist +economy, it will not eliminate it. This is why many socialists, including +anarchists, call the way markets force unwilling members of a co-operatives +make such unpleasant decisions a form of "self-exploitation" (although this is +somewhat misleading, as there no exploitation in the capitalist sense of +owners appropriating unpaid labour). For communist-anarchists, a market system +of co-operatives _"has serious limitations"_ as _"a collective enterprise is +not necessarily a commune -- nor is it necessarily communistic in its +outlook."_ This is because it can end up _"competing with like concerns for +resources, customers, privileges, and even profits"_ as they _"become a +particularistic interest"_ and _"are subjected to the same social pressures by +the market in which they must function."_ This _"tends increasingly to +encroach on their higher ethical goals -- generally, in the name of +'efficiency', and the need to 'grow' if they are to survive, and the +overwhelming temptation to acquire larger earnings."_ [Murray Bookchin, +**Remaking Society**, pp. 193-4] + +Similarly, a market of self-managed firms would still suffer from booms and +slumps as the co-operatives response to changes in prices would still result +in over-production (see [section C.7.2](secC7.html#secc72)) and over- +investment (see [section C.7.3](secC7.html#secc73)). While the lack of non- +labour income would help reduce the severity of the business cycle, it seems +unlikely to eliminate it totally. Equally, many of the problems of market- +increased uncertainty and the destabilising aspects of price signals discussed +in [section I.1.5](secI1.html#seci15) are just as applicable to all markets, +including post-capitalist ones. + +This is related to the issue of the _"tyranny of small decisions"_ we +highlighted in [section B.6](secB6.html). This suggests that the aggregate +effect of individual decisions produces social circumstances which are +irrational and against the interests of those subject to them. This is the +case with markets, where competition results in economic pressures which force +its participants to act in certain ways, ways they would prefer not to do but, +as isolated individuals or workplaces, end up doing due to market forces. In +markets, it is rational for people try to buy cheap and sell dear. Each tries +to maximise their income by either minimising their costs or maximising their +prices, not because they particularly want to but because they need to as +taking into account other priorities is difficult as there is no means of +finding them out and deeply inadvisable as it is competitively suicidal as it +places burdens on firms which their competitors need not face. + +As we noted in [section E.3](secE3.html), markets tend to reward those who act +in anti-social ways and externalise costs (in terms of pollution and so on). +In a market economy, it is impossible to determine whether a low cost reflects +actual efficiency or a willingness to externalise, i.e., impose costs on +others. Markets rarely internalise external costs. Two economic agents who +strike a market-rational bargain between themselves need not consider the +consequences of their bargain for other people outside their bargain, nor the +consequences for the earth. In reality, then, market exchanges are never +bilateral agreements as their effects impact on the wider society (in terms +of, say, pollution, inequality and so on). This awkward fact is ignored in the +market. As the left-wing economist Joan Robinson put it: _"In what industry, +in what line of business, are the true social costs of the activity registered +in its accounts? Where is the pricing system that offers the consumer a fair +choice between air to breath and motor cars to drive about in?"_ +[**Contribution to Modern Economics**, p. 10] + +While, to be fair, there will be a reduced likelihood for a workplace of self- +employed workers to pollute their own neighbourhoods in a free society, the +competitive pressures and rewards would still be there and it seems unlikely +that they will be ignored, particularly if survival on the market is at stake +so communist-anarchists fear that while not having bosses, capitalists and +landlords would mitigate some of the irrationalities associated with markets +under capitalism, it will not totally remove them. While the market may be +free, people would not be. + +Even if we assume that self-managed firms resist the temptations and pressures +of the market, any market system is also marked by a continuing need to expand +production and consumption. In terms of environmental impact, a self-managed +firm must still make profits in order to survive and so the economy must grow. +As such, every market system will tend to expand into an environment which is +of fixed size. As well as placing pressure on the planet's ecology, this need +to grow impacts on human activity as it also means that market forces ensure +that work continually has to expand. Competition means that we can never take +it easy, for as Max Stirner argued, _"[r]estless acquisition does not let us +take breath, take a calm **enjoyment**. We do not get the comfort of our +possessions . . . Hence it is at any rate helpful that we come to an agreement +about **human** labours that they may not, as under competition, claim all our +time and toil."_ [**The Ego and Its Own**, p. 268] Value needs to be created, +and that can only be done by labour and so even a non-capitalist market system +will see work dominate people's lives. Thus the need to survive on the market +can impact on broader (non-monetary) measures of welfare, with quality of life +falling as a higher GDP is created as the result of longer working hours with +fewer holidays. Such a regime may, perhaps, be good for material wealth but it +is not great for people. + +The market can also block the efficient use of resources. For example, for a +long time energy efficient light-bulbs were much more expensive than normal +ones. Over the long period, however, they used far less energy than normal +ones, meaning less need to produce more energy (and so burn coal and oil, for +example). However, the high initial price ensured that most people continued +to use the less efficient bulbs and so waste resources. Much the same can be +said of alternative forms of energy, with investment in (say) wind energy +ignored in favour of one-use and polluting energy sources. A purely market +system would not allow decisions which benefit the long-term interests of +people to be made (for example, by distributing energy-efficient light-bulbs +freely or at a reduced cost) as these would harm the profits of those co- +operatives which tried to do so. + +Also, markets do not reflect the values of things we do not put a price upon +(as we argued in [section B.5](secB5.html)). It cannot protect wilderness, for +example, simply because it requires people to turn it into property and sell +it as a commodity. If you cannot afford to visit the new commodity, the market +turns it into something else, no matter how much you value it. The market also +ignores the needs of future generations as they always discount the value of +the long term future. A payment to be made 1,000 years from now (a mere speck +in geological time) has a market value of virtually zero according to any +commonly used discount rate. Even 50 years in the future cannot be adequately +considered as competitive pressures force a short term perspective on people +harmful to present and future generations, plus the ecology of the planet. + +Then there are corrosive effects of the market on human personalities. As we +have argued elsewhere (see [section B.1.3](secB1.html#secb13)), competition in +a free market creates numerous problems -- for example, the creation of an +_"ethics of mathematics"_ and the strange inversion of values in which things +(property/money) become more important than people. This can have a de- +humanising effect, with people becoming cold-hearted calculators who put +profits before people. This can be seen in capitalism, where economic +decisions are far more important than ethical ones -- particularly as such an +inhuman mentality can be rewarded on the market. Merit does not necessarily +breed success, and the successful do not necessarily have merit. The truth is +that, in the words of Noam Chomsky, _"wealth and power tend to accrue to those +who are ruthless, cunning, avaricious, self-seeking, lacking in sympathy and +compassion, subservient to authority and willing to abandon principle for +material gain, and so on . . . Such qualities might be just the valuable ones +for a war of all against all."_ [**For Reasons of State**, pp. 139-140] + +Needless to be said, if the market does reward such people with success it can +hardly be considered as a **good** thing. A system which elevates making money +to the position of the most important individual activity will obviously +result in the degrading of human values and an increase in neurotic and +psychotic behaviour. Little wonder, as Alfie Kohn has argued, competition can +have serious negative effects on us outside of work, with it damaging both our +personal psychology and our interpersonal relationships. Thus competition +_"itself is responsible for the development of a lower moral standard"_ which +places winning at any cost above fairness and justice. Kohn quotes Nathan +Ackerman, the father of family therapy, who noted that the _"strife of +competition reduces empathic sympathy, distorts communication, impairs the +mutuality of support and sharing, and decreases the satisfaction of personal +need."_ [**No Contest**, p. 163 and pp. 142-3] Thus, the market can impoverish +us as individuals, sabotaging self-esteem, promoting conformity, ruining +relationships and making us less than what we could be. This is a problem of +markets as such, not only capitalist ones and so non-capitalist markets could +make us less human and more a robot. + +All market decisions are crucially conditioned by the purchasing power of +those income groups that can back their demands with money. Not everyone can +work (the sick, the very old, children and so forth) and for those who can, +personal circumstances may impact on their income. Moreover, production has +become so interwoven that it _"is utterly impossible to draw a distinction +between the work of each"_ and so we should _"put the **needs** above the +**works**, and first of all to recognise **the right to live**, and later on +**the right to well-being** for all those who took their share in +production."_ This is particularly the case as _"the needs of the individual, +do not always correspond to his **works**"_ \-- for example, _"a man of forty, +father of three children, has other needs than a young man of twenty"_ and +_"the woman who suckles her infant and spends sleepless nights at its bedside, +cannot do as much **work** as the man who has slept peacefully."_ [Kropotkin, +**Conquest of Bread**, p. 170 and p. 171] This was why communist-anarchists +like Kropotkin stressed the need not only to abolish wage-labour but also +money, the wages system. + +So it goes without saying that purchasing power (demand) and need are not +related, with people often suffering simply because they do not have the money +required to purchase, say, health care, housing or food for themselves or +their families. While economic distress may be less in a non-capitalist market +system, it still would exist as would the fear of it. The market is a +continuous bidding for goods, resources, and services, with those who have the +most purchasing power the winners. This means that the market system is the +worst one for allocating resources when purchasing power is unequally +distributed (this is why orthodox economists make the convenient assumption of +a _"given distribution of income"_ when they try to show that a capitalist +allocation of resources is the best one via _"Pareto optimality"_). While a +mutualist system should reduce inequality drastically, it cannot be assumed +that inequalities will not increase over time. This is because inequalities in +resources leads to inequalities of power on the market and, assuming self- +interest, any trade or contract will benefit the powerful more than the +powerless, so re-enforcing and potentially increasing the inequalities and +power between the parties. Similarly, while an anarchist society would be +created with people driven by a sense of solidarity and desire for equality, +markets tend to erode those feelings and syndicates or communes which, thanks +to the resources they control (such as rare raw materials or simply the size +of their investments reducing competitive pressures) have an advantage on the +market may be tempted to use their monopoly power vis--vis other groups in +society to accrue more income for themselves at the expense of less fortunate +syndicates and communes. This could degenerate back into capitalism as any +inequalities that exist between co-operatives would be increased by +competition, forcing weaker co-operatives to fail and so creating a pool of +workers with nothing to sell but their labour. The successful co-operatives +could then hire those workers and so re-introduce wage labour. So these +possibilities could, over time, lead to a return a post-capitalist market +system to capitalism if the inequalities become so great that the new rich +become so alienated from the rest of society they recreate wage-labour and, by +necessity, a state to enforce a desire for property in land and the means of +production against public opinion. + +All this ensures that the market cannot really provide the information +necessary for rational-decision making in terms of ecological impact as well +as human activity and so resources are inefficiently allocated. We all suffer +from the consequences of that, with market forces impoverishing our +environment and quality of life. Thus are plenty of reasons for concluding +that efficiency and the market not only do not necessarily coincide, but, +indeed, necessarily do not coincide. Indeed, rather than respond to individual +needs, the market responds to money (more correctly, profit), which by its +very nature provides a distorted indication of individual preferences (and +does not take into account values which are enjoyed collectively, such as +clean air, or **potentially** enjoyed, such as the wilderness a person may +never visit but desires to see exist and protected). + +This does not mean that social anarchists propose to "ban" the market -- far +from it. This would be impossible. What we do propose is to convince people +that a profit-based market system has distinctly **bad** effects on +individuals, society and the planet's ecology, and that we can organise our +common activity to replace it with libertarian communism. As Max Stirner +argued, competition _"has a continued existence"_ because _"all do not attend +to **their** **affair** and come to an **understanding** with each other about +it . . . . Abolishing competition is not equivalent to favouring the guild. +The difference is this: In the **guild** baking, etc., is the affair of the +guild-brothers; in **competition**, the affair of chance competitors; in the +**union**, of those who require baked goods, and therefore my affair, yours, +the affair of neither guildic nor the concessionary baker, but the affair of +the **united.**"_ [**Op. Cit.**, p. 275] + +Therefore, social anarchists do not appeal purely to altruism in their +struggle against the de-humanising effects of the market, but also to to +egoism: the simple fact that co-operation and mutual aid is in our best +interests as individuals. By co-operating and controlling _"the affairs of the +united,"_ we can ensure a free society which is worth living in, one in which +the individual is not crushed by market forces and has time to fully develop +his or her individuality and uniqueness: + +> _"Solidarity is therefore the state of being in which Man attains the +greatest degree of security and wellbeing; and therefore egoism itself, that +is the exclusive consideration of one's own interests, impels Man and human +society towards solidarity."_ [Errico Malatesta, **Anarchy**, p. 30] + +In conclusion then, communist-anarchists argue that even non-capitalist +markets would result in everyone being so busy competing to further their +"self-interest" that they would loose sight of what makes life worth living +and so harm their **actual** interests. Ultimately, what counts as self- +interest is shaped by the surrounding social system. The pressures of +competing may easily result in short-term and narrow interests taking +precedence over richer, deeper needs and aspirations which a communal system +could allow to flourish by providing the social institutions by which +individuals can discuss their joint interests, formulate them and act to +achieve them. That is, even non-capitalist markets would result in people +simply working long and hard to survive on the market rather than **living**. +If one paradox of authoritarian socialism is that it makes everyone miserable +by forcing them to altruistically look out for the happiness of others, +market-based libertarian socialism could produce the potential paradox of +making everyone miserable by the market forcing them to pursue a limited +notion of self-interest which ensures that they do not have the time or +opportunity to really be happy and at one with themselves and others. + +In other words, bosses act as they do under capitalism in part because markets +force them to. Getting rid of bosses need not eliminate all the economic +pressures which influence the bosses' decisions and, in turn, could force +groups of workers to act in similar ways. Thus a competitive system would +undermine many of the benefits which people sought when they ended capitalism. +This is why some socialists inaccurately call socialist schemes of competing +co-operatives "self-managed capitalism" or "self-exploitation" -- they are +simply drawing attention to the negative aspects of markets which getting rid +of the boss cannot solve. Significantly, Proudhon was well aware of the +negative aspect of market forces and suggested various institutional +structures, such as the ago-industrial federation, to combat them (so while in +favour of competition he was, unlike the individualist anarchists, against the +free market). Communist anarchists, unsurprisingly, argue that individualist +anarchists tend to stress the positive aspects of competition while ignoring +or downplaying its negative sides. While, undoubtedly, capitalism makes the +negative side of competition worse than it could be it does not automatically +follow that a non-capitalist market would not have similar, if smaller, +negative aspects to it. + +## I.1.4 If capitalism is exploitative, then isn't socialism as well? + +Some libertarian Marxists (as well as Leninists) claim that non-communist +forms of socialism are just "self-managed" capitalism. Strangely, +propertarians (the so-called "libertarian" right) also say yes to this +question, arguing that socialist opposition to exploitation does not imply +socialism but what they also call "self-managed" capitalism. Thus some on the +left proclaim anything short of communism is a form of capitalism while, on +the right, some proclaim that communism is exploitative and only a market +system (which they erroneously equate to capitalism) is non-exploitative. + +Both are wrong. First, and most obviously, socialism does not equal communism +(and vice versa). While there is a tendency on both right and left to equate +socialism with communism (particularly Marxism), in reality, as Proudhon once +noted, socialism _"was not founded as a sect or church; it has seen a number +of different schools."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. +177] Only a few of these schools are communist, just as only a few of them are +libertarian. Second, not all socialist schools aim to abolish the market and +payment by deed. Proudhon, for example, opposed communism and state socialism +just as much as he opposed capitalism. Third, capitalism does not equal the +market. The market predates capitalism and, for some libertarian socialists, +will survive it. Even from a Marxist position, a noted in [section +I.1.1](secI.html#seci11), the defining feature of capitalism is **wage +labour**, not the market. + +Why some socialists desire to reduce the choices facing humanity to either +communism or some form of capitalism is frankly strange, but also +understandable because of the potential dehumanising effects of market systems +(as shown under capitalism). Why the propertarian right wishes to do so is +more clear, as it aims to discredit all forms of socialism by equating them to +communism (which, in turn, it equates to central planning and Stalinism). + +Yet this is not a valid inference to make. Opposition to capitalism can imply +both socialism (distribution according to deed, or selling the product of ones +labour) and communism (distribution according to need, or a moneyless +economy). The theory is a critique of capitalism, based on an analysis of that +system as being rooted in the exploitation of labour (as we discussed in +[section C.2](secC2.html)), i.e., it is marked by workers not being paid the +full-value of the goods they create. This analysis, however, is not +necessarily the basis of a socialist economy although it **can** be considered +this as well. As noted, Proudhon used his critique of capitalism as an +exploitative system as the foundation of his proposals for mutual banking and +co-operatives. Marx, on the other hand, used a similar analysis as Proudhon's +purely as a critique of capitalism while hoping for communism. Robert Owen +used it as the basis of his system of labour notes while Kropotkin argued that +such a system was just the wages-system under another form and a free society +_"having taken possession of all social wealth, having boldly proclaimed the +right of all to this wealth . . . will be compelled to abandon any system of +wages, whether in currency or labour-notes."_ [**The Conquest of Bread**, p. +167] + +In other words, though a system of co-operative selling on the market (what is +mistakenly termed "self-managed" capitalism by some) or exchanging labour-time +values would not be communism, it is **not** capitalism. This is because the +workers are not separated from the means of production. Therefore, the +attempts by propertarians to claim that it is capitalism are false, an example +of misinformed insistence that virtually **every** economic system, bar state +socialism and feudalism, is capitalist. However, it could be argued that +communism (based on free access and communal ownership of all resources +including the product of labour) would mean that workers are exploited by non- +workers (the young, the sick, the elderly and so on). As communism abolishes +the link between performance and payment, it could be argued that the workers +under communism would be just as exploited as under capitalism, although (of +course) not by a class of capitalists and landlords but by the community. As +Proudhon put it, while the _"members of a community, it is true, have no +private property"_ the community itself _"is proprietor"_ and so communism +_"is inequality, but not as property is. Property is the exploitation of the +weak by the strong. Communism is the exploitation of the strong by the weak."_ +[**What is Property?**, p. 250] + +Needless to say, subsequent anarchists rejected Proudhon's blanket opposition +to all forms of communism, rejecting this position as only applicable to +authoritarian, not libertarian, communism. Which, it must be remembered, was +the only kind around when this was written in 1840 (as we noted in [section +H.1](secH1.html), what was known as communism in Proudhon's time was +authoritarian). Suffice to say, Proudhon's opposition to communism shares +little with that of the Propertarian-right, which reflects the sad lack of +personal empathy (and so ethics) of the typical defender of capitalism. +However, the notion that communism (distribution according to need) rather +than socialism (distribution according to deed) is exploitative misses the +point as far as communist anarchism goes. This is because of two reasons. + +Firstly, _"Anarchist Communism . . . means voluntary Communism, Communism from +free choice."_ [Alexander Berkman, **What is Anarchism**, p. 148] This means +it is not imposed on anyone but is created and practised only by those who +believe in it. + +Therefore it would be up to the communities and syndicates to decide how they +wish to distribute the products of their labour and individuals to join, or +create, those that meet their ideas of right and wrong. Some may decide on +equal pay, others on payment in terms of labour time, yet others on +communistic associations. The important thing to realise is that individuals +and the co-operatives they join will decide what to do with their output, +whether to exchange it or to distribute it freely. Hence, because it is based +on free agreement, communism-anarchism cannot be exploitative. Members of a +commune or co-operative which is communistic are free to leave, after all. +Needless to say, the co-operatives will usually distribute their product to +others within their confederation and exchange with the non-communist ones in +a different manner. We say "usually" for in the case of emergencies like +earthquakes and so forth the situation would call for, and produce, mutual aid +just as it does today to a large degree, even under capitalism. + +The reason why capitalism is exploitative is that workers **have** to agree to +give the product of their labour to another (the boss, the landlord) in order +to be employed in the first place (see [section B.4](secB4.html)). While they +can choose who to be exploited by (and, to varying degrees, pick the best of +the limited options available to them) they cannot avoid selling their liberty +to property owners (a handful do become self-employed and some manage to join +the exploiting class, but not enough to make either a meaningful option for +the bulk of the working class). In libertarian communism, by contrast, the +workers themselves agree to distribute part of their product to others (i.e. +society as a whole, their neighbours, friends, and so forth). It is based on +free agreement, while capitalism is marked by power, authority, and the firm +(invisible) hand of market forces (supplemented, as necessary, by the visible +fist of the state). As resources are held in common under anarchism, people +always have the option of working alone if they so desired (see [section +I.3.7](secI3.html#seci37)). + +Secondly, unlike under capitalism, there is no separate class which is +appropriating the goods produced. The so-called "non-workers" in a libertarian +communist society have been, or will be, workers. As the noted Spanish +anarchist De Santillan pointed out, _"[n]aturally, children, the aged and the +sick are not considered parasites. The children will be productive when they +grow up. The aged have already made their contribution to social wealth and +the sick are only temporarily unproductive."_ [**After the Revolution**, p. +20] In other words, over their life time, everyone contributes to society and +so using the "account book" mentality of capitalism misses the point. As +Kropotkin put it: + +> _"Services rendered to society, be they work in factory or field, or mental +services, **cannot be** valued in money. There can be no exact measure of +value (of what has been wrongly-termed exchange value), nor of use value, with +regard to production. If two individuals work for the community five hours a +day, year in year out, at different work which is equally agreeable to them, +we may say that on the whole their labour is equivalent. But we cannot divide +their work, and say that the result of any particular day, hour, or minute of +work of the one is worth the result of a minute or hour of the other."_ +[**Conquest of Bread**, p. 168] + +So it is difficult to evaluate how much an individual worker or group of +workers actually contribute to society. This can be seen whenever workers +strike, particularly so-called "key" areas like transport. Then the media is +full of accounts of how much the strike is costing "the economy" and it is +always far more than that of the wages lost in strike action. Yet, according +to capitalist economics, the wages of a worker are equal to their contribution +to production -- no more, no less. Striking workers, in other words, should +only harm the economy to the value of their wages yet, of course, this is +obviously not the case. This is because of the interconnected nature of any +advanced economy, where contributions of individuals are so bound together. + +Needless to say, this does not imply that a free people would tolerate the +able-bodied simply taking without contributing towards the mass of products +and services society. As we discuss in [section I.4.14](secI4.html#seci414), +such people will be asked to leave the community and be in the same situation +as those who do not wish to be communists. + +Ultimately, the focus on calculating exact amounts and on the evaluation of +contributions down to the last penny is exactly the kind of narrow-minded +account-book mentality which makes most people socialists in the first place. +It would be ironic if, in the name of non-exploitation, a similar accounting +mentality to that which records how much surplus value is extracted from +workers under capitalism is continued into a free society. It makes life +easier not to have to worry whether you can afford to visit the doctors or +dentists, not to have to pay for use of roads and bridges, know that you can +visit a public library for a book and so forth. For those who wish to spend +their time calculating such activities and seeking to pay the community for +them simply because they hate the idea of being "exploited" by the "less" +productive, the ill, the young or the old then we are sure that a libertarian +communist society will accommodate them (although we are sure that emergencies +will be an exception and they will be given free access to communal hospitals, +fire services and so forth). + +Thus the notion that communism would be exploitative like capitalism misses +the point. While all socialists accuse capitalism for failing to live up to +its own standards, of not paying workers the full product of their labour, +most do not think that a socialist society should seek to make that full +payment a reality. Life, for libertarian communists, is just too complex and +fleeting to waste time and energy calculating exactly the contribution of each +to society. As Malatesta put it: + +> _"I say that **the worker has the right to the entire product of his work**: +but I recognise that this right is only a formula of abstract justice; and +means, in practice, that there should be no exploitation, that everyone must +work and enjoy the fruits of their labour, according to the custom agreed +among them._ + +> _"Workers are not isolated beings that live for themselves and for +themselves, but social beings . . . Moreover, it is impossible, the more so +with modern production methods, to determine the exact labour that each worker +contributed, just as it is impossible to determine the differences in +productivity of each worker or each group of workers, how much is due to the +fertility of the soil, the quality of the implements used, the advantages or +difficulties flowing from the geographical situation or the social +environment. Hence, the solution cannot be found in respect to the strict +rights of each person, but must be sought in fraternal agreement, in +solidarity."_ [**At the Caf**, pp. 56-7] + +All in all, most anarchists reject the notion that people sharing the world +(which is all communism really means) equates to them being exploited by +others. Rather than waste time trying to record the minutiae of who +contributed exactly what to society, most anarchists are happy if people +contribute to society roughly equal amounts of time and energy and take what +they need in return. To consider such a situation of free co-operation as +exploitative is simply ridiculous (just as well consider the family as the +exploitation of its working members by their non-working partners and +children). Those who do are free to leave such an association and pay their +own way in everything (a task which would soon drive home the simplicity and +utility of communism, most anarchists would suggest). + +## I.1.5 Does capitalism efficiently allocate resources? + +We have discussed, in [section I.1.1](secI1.html#seci11), the negative effects +of workplace hierarchy and stock markets and, in [section +I.1.2](secI1.html#seci12), the informational problems of prices and the +limitations in using profit as the sole criteria for decision making for the +efficient allocation of resources. As such, anarchists have reason to doubt +the arguments of the "Austrian" school of economics that (libertarian) +socialism is impossible, as first suggested by Ludwig Von Mises in 1920. +[_"Economic Calculation in the Socialist Commonwealth"_, **Collectivist +Economic Planning**, F.A von Hayek (ed.), pp. 87-130] Here, we discuss why +anarchists also have strong reason to question the underlying assumption that +capitalism efficiently allocates resources and how this impacts on claims that +"socialism" is impossible. This is based on an awareness of the flaws in any +(implicit) assumption that all prices are at equilibrium, the issue of +uncertainty, the assumption that human well-being is best served by market +forces and, lastly, the problem of periodic economic crisis under capitalism. + +The first issue is that prices only provide adequate knowledge for rational +decision making only if they are at their equilibrium values as this equates +supply and demand. Sadly, for the "Austrian" school and its arguments against +socialism, it rejects the notion that prices could be at equilibrium. While +modern "Austrian" economics is keen to stress its (somewhat underdeveloped) +disequilibrium analysis of capitalism, this was not always the case. When +Mises wrote his 1920 essay on socialism his school of economics was considered +a branch of the neo-classicalism and this can be seen from Mises' critique of +central planning. In fact, it would be fair to say that the neo-"Austrian" +focus of prices as information and (lip-service to) disequilibrium flowed from +the Economic Calculation debate, specifically the awkward fact that their more +orthodox neo-classical peers viewed Lange's "solution" as answering Mises and +Hayek. + +Thus there is a fundamental inconsistency in Mises' argument, namely that +while Austrian economics reject the notion of equilibrium and the perfect +competition of neo-classical economics he nonetheless maintains that market +prices are the correct prices and can be used to make rational decisions. Yet, +in any real market, these correct prices must be ever changing so making the +possibility that _"precise"_ economic decisions by price can go wrong on a +large scale (i.e., in slumps). In other words, Mises effectively assumed away +uncertainty and, moreover, failed to mention that this uncertainty is +increased dramatically within capitalism. + +This can be seen from modern "Austrian" economics which, after the Economic +Calculation debates of the 1920s and 1930s, moved increasingly away from neo- +classical equilibrium theory. However, this opened up a whole new can of worms +which, ironically, weakened the "Austrian" case against socialism. For the +modern "Austrian" economist, the economy is considered not to be in +equilibrium, with entrepreneur being seen as the means by which it brought +towards it. Thus _"this approach postulates a tendency for profit +opportunities to be **discovered** and **grasped** by routine-resisting +entrepreneurial market participants"_, with this _"tending to nudge the market +in the equilibrative direction."_ Lip-service is paid to the obvious fact that +entrepreneurs can make errors but _"**there is no tendency for entrepreneurial +errors to be made.** The tendency which the market generates toward greater +mutual awareness, is not offset by any equal but opposite tendency in the +direction of diminishing awareness"_ and so the _"entrepreneurial market +process may indeed reflect a systematically equilibrative **tendency**, but +this by no means constitutes a **guaranteed** unidirectional, flawlessly +converging trajectory."_ All this results on the _"speculative actions of +entrepreneurs who see opportunities for pure profit in the conditions of +disequilibrium."_ [Israel M. Kirzner, _"Entrepreneurial Discovery and the +Competitive Market Process: An Austrian Approach"_, pp. 60-85, **Journal of +Economic Literature**, Vol. 35, No. 1, p. 71, p. 73, p. 82, p. 72 and p. 68] + +When evaluating this argument, it is useful to remember that _"postulate"_ +means **"to assume without proof to be true"** or **"to take as self- +evident."** At its most simple, this argument ignores how entrepreneurial +activity pushes an economy **away** from equilibrium (unlike radical +economists, only a few "Austrian" economists, such as those who follow Ludwig +Lachmann, recognise that market forces have both equilibrating **and** +disequilibrium effects, acknowledged in passing by Kirzner: _"In a world of +incessant change, they argue, it is precisely those acts of entrepreneurial +boldness which must frustrate any discovery efforts made by fellow +entrepreneurs."_ [**Op. Cit.**, p. 79]). In other words, market activity can +lead to economic crisis and inefficient allocation decisions. A successful +entrepreneur will, by their actions, frustrate the plans of others, most +obviously those of his competitors but also those who require the goods they +used to produce their commodities and those whose incomes are reduced by the +new products being available. It staggers belief to think that **every** +action by a firm will be step towards equilibrium or a better co-ordination of +plans, particularly if you include **unsuccessful** entrepreneurs into the +process. In other words, the market can be as discoordinating as it can be co- +ordinating and it cannot be "postulated" beforehand which will predominate at +any given time. + +There is an obvious example of entrepreneurial activity which leads to +increasing disequilibrium, one (ironically) drawn straight from "Austrian" +economics itself. This is the actions of bankers extending credit and so +deviating from the "natural" (equilibrium) rate of interest. As one post- +Keynesian economist notes, this, the "Austrian" theory of the business cycle, +_"not only proved to be vulnerable to the Cambridge capital critique . . . , +but also appeared to reply upon concepts of equilibrium (the 'natural rate of +interest', for example) that were inconsistent with the broader principles of +Austrian economic theory."_ [J.E. King, **A history of post Keynesian +economics since 1936**, p. 230] As we discussed in [section C.8](secC8.html), +this kind of activity is to be expected of entrepreneurs seeking to make money +from meeting market demand. The net result of this activity is a tendency +**away** from equilibrium. This can be generalised for all markets, with the +profit seeking activities of some businesses frustrating the plans of others. +Ultimately, the implication that all entrepreneurial activity is stabilising, +virtuous arbitrage that removes disequilibria is unconvincing as the +suggestion that the misinformation conveyed by disequilibrium prices can cause +very substantial macroeconomic distortions for only one good (credit). Surely, +the argument as regards interest rates can apply to other disequilibrium +prices, with responses to unsustainable prices for other goods being equally +capable of generating mal-investment (which only becomes apparent when the +prices adjust towards their "natural" levels). After all, any single price +distortion leads to all other prices becoming distorted because of the +ramifications for exchange ratios throughout the economy. + +One of the reasons why neo-classical economists stress equilibrium is that +prices only provide the basis for rational calculation only in that state for +disequilibrium prices can convey extremely misleading information. When people +trade at disequilibrium prices, it has serious impacts on the economy (which +is why neo-classical economics abstracts from it). As one economist notes, if +people _"were to buy and sell at prices which did not clear the market"_ then +once _"such trading has taken place, there can be no guarantee that, even if +an equilibrium exists, the economy will ever converge to it. In fact, it is +likely to move in cycles around the equilibrium."_ This _"is more than a mere +supposition. It is an accurate description of what does happen in the real +world."_ [Paul Ormerod, **The Death of Economics**, pp. 87-8] Once we dismiss +the ideologically driven _"postulate"_ of "Austrian" economics, we can see how +these opportunities for "pure profit" (and, of course, a corresponding pure +lose for the buyer) impacts on the economy and how the market system adds to +uncertainty. As dissident economist Steve Keen puts it: + +> _"However, a change in prices in one market will affect consumer demand in +all other markets. This implies that a move towards equilibrium by one market +could cause some or all others to move away from equilibrium. Clearly it is +possible that this . . . might never settle down to equilibrium._ + +> _"This will be especially so if trades actually occur at disequilibrium -- +as in practice they must . . . A disequilibrium trade will mean that the +people on the winning side of the bargain -- sellers if the price is higher +than equilibrium -- will gain real income at the expense of the losers, +compared to the alleged standard of equilibrium. This shift in income +distribution will then affect all other markets, making the dance of many +markets even more chaotic."_ [**Debunking Economics**, p. 169] + +That prices can, and do, convey extremely misleading information is something +which "Austrians" have a tendency to downplay. Yet in economies closer to +their ideal (for example, nineteenth century America) there were many more +recessions (usually triggered by financial crises arising from the collapse of +speculative bubbles) than in the twentieth and so the economy was +fundamentally more unstable, resulting in the market "precisely" investing in +the "wrong" areas. Of course, it could be argued that there was not really +free market capitalism then (e.g., protectionism, no true free banking due to +regulation by state governments and so on) yet this would be question begging +in the extreme (particularly since the end of the 20th and dawn of the 21st +centuries saw speculative crises precisely in those areas which were regulated +least). + +Thus, the notion that prices can ensure the efficient allocation of resources +is question begging. If prices are in disequilibrium, as "Austrians" suggest, +then the market does not automatically ensure that they move towards +equilibrium. Without equilibrium, we cannot say that prices provide companies +sufficient information to make rational investment decisions. They may act on +price information which is misleading, in that it reflects temporary highs or +lows in the market or which is a result of speculative bubbles. An investment +decision made on the **mis**-information implied in disequilibrium prices is +as likely to produce mal-investment and subsequent macro-economic distortions +as decisions made in light of the interest rate not being at its "natural" +(equilibrium) value. So unless it is assumed that the market is in equilibrium +when an investment decision is made then prices can reflect misinformation as +much as information. These, the obvious implications of disequilibrium, help +undermine Mises' arguments against socialism. + +Even if we assume that prices are at or, at best, near equilibrium when +investment decisions are made, the awkward fact is that these prices do not +tell you prices in the future nor what will be bought when production is +finished. Rather, they tell you what was **thought** to be profitable before +**investment began**. There are always differences between the prices used to +cost various investments and the prices which prevail on the market when the +finished goods are finally sold, suggesting that the market presents +systematically misleading signals. In addition, rival companies respond to the +same price signals by undertaking long term investments at the same time, so +creating the possibility of a general crisis of over-accumulate and over- +production when they are complete. As we discussed in [section +C.7.2](secC7.html#secc72), this is a key factor in the business cycle. Hence +the recurring possibility of over-production, when the aggregate response to a +specific market's rising price results in the market being swamped by good, so +driving the market price down. Thus the market is marked by uncertainty, the +future is not known. So it seems ironic to read Mises asserting that _"in the +socialist commonwealth every economic change becomes an undertaking whose +success can be neither appraised in advance nor later retrospectively +determined. There is only groping in the dark."_ [**Op. Cit.**, p. 110] + +In terms of _"appraised in advance"_, Mises is essentially assuming that +capitalists can see the future. In the real world, rather than in the unreal +world of capitalist economics, the future is unknown and, as a result, success +can only be guessed at. This means that any investment decision under **real** +capitalism is, equally, _"groping in the dark"_ because there is no way to +know, before hand, whether the expectations driving the investment decisions +will come to be. As Mises himself noted as part of his attack on socialism, +_"a static state is impossible in real life, as our economic data are for ever +changing"_ and so, needless to say, the success of an investment **cannot** be +appraised beforehand with any real degree of certainty. Somewhat ironically, +Mises noted that _"the static nature of economic activity is only a +theoretical assumption corresponding to no real state of affairs, however +necessary it may be for our thinking and for the perfection of our knowledge +of economics."_ [**Op. Cit.**, p. 109] Or, for that matter, our critique of +socialism! This can be seen from one his examples against socialism: + +> _"Picture the building of a new railroad. Should it be built at all, and if +so, which out of a number of conceivable roads should be built? In a +competitive and monetary economy, this question would be answered by monetary +calculation. The new road will render less expensive the transport of some +goods, and it may be possible to calculate whether this reduction of expense +transcends that involved in the building and upkeep of the next line. That can +only be calculated in money."_ [**Op. Cit.**, p. 108] + +It _"may be possible"_? Not before hand. At best, an investor could +**estimate** the willingness of firms to swap to the new railroad and whether +those expected costs will result in a profit on both fixed and running costs. +The construction costs can be estimated, although unexpected price rises in +the future may make a mockery of these too, but the amount of future income +cannot. Equally, the impact of building the new railroad will change the +distribution of income as well, which in turn affects prices across the market +and people's consumption decisions which, in turn, affects the profitability +of new railroad investment. Yet all this is ignored in order to attack +socialism. + +In other words, Mises assumes that the future can be accurately predicted in +order to attack socialism. Thus he asserts that a socialist society _"would +issue an edict and decide for or against the projected building. Yet this +decision would depend at best upon vague estimates; it would never be based +upon the foundation of an exact calculation of value."_ [**Op. Cit.**, p. 109] +Yet any investment decision in a **real** capitalist economy depends _"at best +upon vague estimates"_ of future market conditions and expected returns on the +investment. This is because accounting is backward looking, while investment +depends on the unknowable future. + +In other words, _"people recognise that their economic future is uncertain +(nonergodic) and cannot be reliably predicted from existing market +information. Consequently, investment expenditures on production facilities +and people's desire to save are typically based on differing expectations of +an unknowable, uncertain future."_ This means that in an uncertain world +future profits _"can neither be reliably forecasted from existing market +information, nor endogenously determined via today's planned saving propensity +of income earners . . . Thus, unless one assumes that entrepreneurs can +accurately predict the future from here to eternity, current expectations of +prospective yield must depend on the animal optimism or pessimism of +entrepreneurs"_ [Paul Davidson, **John Maynard Keynes**, pp. 62-3] So, yes, +under capitalism you can determine the money cost (price) of a building but +the decision to build is based on estimates and guesses of the future, to use +Mises' words _"vague estimates."_ A change in the market can mean that even a +building which is constructed exactly to expected costs does not produce a +profit and so sits empty. Even in terms of _"exact calculation"_ of inputs +these can change, so undermining the projected final cost and so its profit +margin. + +For a good explanation of the problems of uncertainty, we must turn to Keynes +who placed it at the heart of his analysis of capitalism. _"The actual results +of an investment over a long term of years,"_ argued Keynes, _"very seldom +agree with the initial expectation"_ since _"our existing knowledge does not +provide a sufficient basis for a calculated mathematical expectation. In point +of fact, all sorts of considerations enter into the market valuation which are +in no way relevant to the prospective yield."_ He stressed that _"human +decisions affecting the future, whether personal or political or economic, +cannot depend on strict mathematical expectation, since the basis for making +such calculations does not exist."_ He also suggested that the _"chief +result"_ of wage flexibility _"would be to cause a great instability of +prices, so violent perhaps as to make business calculations futile."_ [**The +General Theory**, p. 152, pp. 162-3 and p. 269] + +Much the same can be said of other prices as well. As Proudhon argued decades +before Mises proclaimed socialism impossible, profit is ultimately an unknown +value. Under capitalism wages are the _"least that can be given"_ to a worker: +_"that is, we do not know."_ The _"price of the merchandise put upon the +market"_ by the capitalist will be the _"highest that he can obtain; that is, +again, we do not know."_ Economics _"admits"_ that _"the prices of merchandise +and labour . . . can be **estimated**"_ and _"that estimation is essentially +an arbitrary operation, which never can lead to sure and certain +conclusions."_ Thus capitalism is based on _"the relation between two +unknowns"_ which _"cannot be determined."_ [**System of Economical +Contradictions**, p. 64] + +So under capitalism **all** decisions are _"groping in the dark"_. Which can, +and does, lead to inefficient allocations of resources: + +> _"It leads, that is to say, to **misdirected** investment. But over and +above this it is an essential characteristic of the boom that investments +which will in fact yield, say, 2 per cent. in conditions of full employment +are made in the expectation of a yield of, say, 6 per cent., and are valued +accordingly. When the disillusion comes, this expectation is replaced by a +contrary 'error of pessimism', with the result that the investments, which +would in fact yield 2 per cent. in conditions of full employment, are expected +to yield less than nothing; and the resulting collapse of new investment then +leads to a state of unemployment in which the investments, which would have +yielded 2 per cent. in conditions of full employment, in fact yield less than +nothing. We reach a condition where there is a shortage of houses, but where +nevertheless no one can afford to live in the houses that there are."_ +[Keynes, **Op. Cit.**, pp. 321-2] + +Thus uncertainty and expectations of profit can lead to massive allocation +inefficiencies and waste. Of course Mises pays lip-service to this uncertainty +of markets. He noted that there are _"ceaseless alternations in other economic +data"_ and that exchange relations are _"subject to constant . . . +fluctuations"_ but those _"fluctuations disturb value calculations only in the +slightest degree"_! He admitted that _"some mistakes are inevitable in such a +calculation"_ but rest assured _"[w]hat remains of uncertainty comes into the +calculation of the uncertainty of future conditions, which is an inevitable +concomitant of the dynamic nature of economic life."_ [**Op. Cit.**, p. 98, p. +110 and p. 111] So, somewhat ironically, Mises assumed that, when attacking +socialism, that prices are so fluid that no central planning agency could ever +compute their correct price and so allocated resources inefficiently yet, when +it comes to capitalism, prices are not so fluid that they make investment +decisions difficult! + +The question is, does capitalism reduce or increase these uncertainties? We +can suggest that capitalism adds two extra layers of uncertainty. As with any +economy, there is the uncertainty that produced goods will meet an actual need +of others (i.e., that it has a use-value). The market adds another layer of +uncertainty by adding the need for its price to exceed costs a market. +Finally, capitalism adds another level of uncertainty in that the capitalist +class must make suffice profits as well. Thus, regardless of how much people +need a specific good if capitalists cannot make a profit from it then it will +not be produced. + +Uncertainty will, of course, afflict a communist-anarchist society. Mistakes +in resource allocation will happen, with some goods over produced at times and +under-produced at others. However, a communist society removes the added +uncertainty associated with a capitalist economy as such mistakes do **not** +lead to general slumps as losses result in the failure of firms and rising +unemployment. In other words, without Mises' precise economic calculation +society will no longer be afflicted by the uncertainty associated with the +profit system. + +Significantly, there are developments within capitalism which point to the +benefits of communism in reducing uncertainty. This is the rise of the large- +scale corporation. In fact, many capitalist firms expand precisely to reduce +the uncertainties associated with market prices and their (negative) impact on +the plans they make. Thus companies integrate horizontally by take-over to +gain more control over investment and supply decisions as well as vertically +to stabilise costs and secure demand for necessary inputs. + +As economist John Kenneth Galbraith noted, when investment is large, _"[n]o +form of market uncertainty is so serious as that involving the terms and +conditions on which capital is obtained."_ As a result internal funds are used +as _"the firm has a secure source of capital"_ and _"no longer faces the risks +of the market."_ This applies to other inputs, for a _"firm cannot +satisfactorily foresee and schedule future action or prepare for contingencies +if it does not know what its prices will be, what its sales will be, what its +costs, including labour and capital costs, will be and what will be available +at these costs. If the market is uncontrolled, it will not know these things . +. . Much of what the firm regards as planning consists in minimising +uncontrolled market influences."_ This partly explains why firms grow (the +other reason is to dominate the market and reap oligopolistic profits). The +_"market is superseded by vertical integration"_ as the firm _"takes over the +source of supply or the outlet"_. This _"does not eliminate market +uncertainty"_ but rather replaces _"the large and unmanageable uncertainty as +to the price"_ of inputs with _"smaller, more diffuse and more manageable +uncertainties"_ such as the costs of labour. A large firm can only control the +market, by _"reducing or eliminating the independence of action"_ of those it +sells to or buys from. This means the behaviour of others can be controlled, +so that _"uncertainty as to that behaviour is reduced."_ Finally, advertising +is used to influence the amount sold. Firms also _"eliminate market +uncertainty"_ by _"entering into contracts specifying prices and amounts to be +provided or bought for substantial periods of time."_ Thus _"one of the +strategies of eliminating market uncertainty is to eliminate the market."_ +[**The New Industrial State** p. 47, pp. 30-6 and p. 47] + +Of course, such attempts to reduce uncertainty within capitalism are +incomplete and subject to breakdown. Such planning systems can come into +conflict with others (for example, the rise of Japanese corporations in the +1970s and 1980s and subsequent decline of American industrial power). They are +centralised, hierarchically structured and based on top-down central planning +(and so subject to the informational problems we highlighted in [section +I.1.2](secI1.html#seci12)). Market forces can reassert themselves, making a +mockery of even the best organised plans. However, these attempts at +transcending the market within capitalism, as incomplete as they are, show a +major problem with relying on markets and market prices to allocate resources. +They add an extra layer of uncertainty which ensure that investors and firms +are as much in the dark about their decisions as Mises argued central planners +would be. As such, to state as Mises does that production in socialism can +_"never be based upon the foundation of an exact calculation of value"_ is +somewhat begging the question. [**Op. Cit.**, p. 109] This is because knowing +the _"exact"_ price of an investment is meaningless as the key question is +whether it makes a profit or not -- and that is unknown when it is made and if +it makes a loss, it is still a waste of resources! So it does not follow that +a knowledge of current prices allows efficient allocation of resources +(assuming, of course, that profitability equates to social usefulness). + +In summary, Mises totally ignored the issues of uncertainty (we do not, and +cannot, know the future) and the collective impact of individual decisions. +Production and investment decisions are made based on expectations about +future profits, yet these (expected) profits depend (in part) on what other +decisions are being, and will be, made. This is because they will affect the +future aggregate supply of a good and so market price, the price of inputs and +the distribution of effective demand. In the market-based (and so fragmented +and atomistic) decision-making Mises assumes, any production and investment +decisions are made on the basis on unavoidable ignorance of the actions of +others and the results of those actions. Of course there is uncertainty which +would affect every social system (such as the weather, discovery of new +sources of energy, raw materials and technology, changing customer needs, and +so forth). However, market based systems add extra levels of uncertainty by +the lack of communication between decision-makers as well as making profit the +be-all-and-end-all of economic rationalism. + +So in terms of Mises' claim that only capitalism ensures that success can be +_"appraised in advance"_, it is clear that in reality that system is as marked +by _"groping in the dark"_ as any other. What of the claim that only markets +can ensure that a project's success is _"later retrospectively determined"_? +By this, Mises makes a flawed assumption -- namely the dubious notion that +what is profitable is right. Thus economically is identified with profitably. +So even if we assume prices provide enough information for rational decision +making, that the economy jumps from one state of equilibrium to another and +that capitalists can predict the future, the awkward fact is that maximising +profit does not equal maximising human well-being. + +Neither well-being nor efficiency equals profitability as the latter does not +take into account **need**. Meeting needs is not _"retrospectively +determined"_ under capitalism, only profit and loss. An investment may fail +not because it is not needed but because there is no effective demand for it +due to income inequalities. So it is important to remember that the +distribution of income determines whether something is an "efficient" use of +resources or not. As Thomas Balogh noted, real income _"is measured in terms +of a certain set of prices ruling in a given period and that these prices will +reflect the prevailing distribution of income. (With no Texan oil millionaires +here would be little chance of selling a baby blue Roll-Royce . . . at a price +ten times the yearly income of a small farmer or sharecropper)."_ [**The +Irrelevance of Conventional Economics**, pp. 98-9] The market demand for +commodities, which allocates resources between uses, is based not on the +tastes of consumers but on the distribution of purchasing power between them. +This, ironically, was mentioned by Mises as part of his attack on socialism, +arguing that the central planners could not use current prices for _"the +transition to socialism must, as a consequence of the levelling out of the +differences in income and the resultant re-adjustments in consumption, and +therefore production, change all economic data."_ [**Op. Cit.**, p. 109] He +did not mention the impact this has in terms of "efficiency" or profitability! +After all, what is and is not profitable ("efficient") depends on effective +demand, which in turn depends of a specific income distribution. Identical +production processes become efficient and inefficient simply by a +redistribution of income from the rich to the poor, and vice versa. Similarly, +changes in market prices may make once profitably investments unprofitable, +without affecting the needs they were satisfying. And this, needless to say, +can have serious impacts on human well-being. + +As discussed in [section C.1.5](secC1.html#secc15), this becomes most obvious +during famines. As Allan Engler points out, _"[w]hen people are denied access +to the means of livelihood, the invisible hand of market forces does not +intervene on their behalf. Equilibrium between supply and demand has no +necessary connection with human need. For example, assume a country of one +million people in which 900,000 are without means of livelihood. One million +bushels of wheat are produced. The entire crop is sold to 100,000 people at +$10 a bushel. Supply and demand are in equilibrium, yet 900 000 people will +face starvation."_ [**Apostles of Greed**, pp. 50-51] In case anyone thinks +that this just happens in theory, the example of numerous famines (from the +Irish famine of the 1840s to those in African countries in 1980s) gives a +classic example of this occurring in practice, with rich landowners exporting +food to the other nations while millions starve in their own. + +So the distributional consequences of the market system play havoc with any +attempt to define what is and is not an "efficient" use of resources. As +markets inform by 'exit' only -- some products find a market, others do not -- +'voice' is absent. The operation of 'exit' rather than 'voice' leaves behind +those without power in the marketplace. For example, the wealthy do not buy +food poisoned with additives, the poor consume it. This means a division grows +between two environments: one inhabited by those with wealth and one inhabited +by those without it. As can be seen from the current capitalist practice of +"exporting pollution" to developing countries, this problem can have serious +ecological and social effects. So, far from the market being a _"democracy"_ +based on _"one dollar, one vote,"_ it is an oligarchy in which, for example, +the _"79,000 Americans who earned the minimum wage in 1987 have the same +influence [or _"vote"_] as Michael Milken, who 'earned' as much as all of them +combined."_ [Michael Albert and Robin Hahnel, **The Political Economy of +Participatory Economics**, p. 21] One dissident economist states the blindly +obvious, namely that the _"market and democracy clash at a fundamental level. +Democracy runs on the principle of 'one man (one person), one vote.' The +market runs on the principle of 'one dollar, one vote.' Naturally, the former +gives equal weight to each person, regardless of the money she/he has. The +latter gives greater weight to richer people."_ This means that the market is +automatically skewed in favour of the wealthy and so _"[l]eaving everything to +the market means that the rich may be able to realise even the most frivolous +element of their desires, while the poor may not be able even to survive \-- +thus the world spends twenty times more research money on slimming drugs than +on malaria, which claims more than a million lives and debilitates millions +more in developing countries every year."_ [Ha-Joon Chang, **Bad Samaritans**, +p. 172 and p. 174] + +In other words, markets are always biased in favour of effective demand, i.e. +in favour of the demands of people with money, and so can never (except in the +imaginary abstractions of neo-classical economics) allocate the necessities of +life to those who need them the most. Thus a simple redistribution of wealth +(via militant unions or the welfare state, for example) could make previously +"bad" investments good simply because the new income allows those who had +previously needed, but could not afford, the good or service in question to +purchase it. So just because something makes a loss under one distribution of +income does not mean that it is an inefficient use of resources in the sense +of meeting human needs (and could make a profit under another, more equal, +distribution of wealth). So the "efficient" allocation of resources in terms +of price (i.e., profit) is often no such thing as the wealthy few skews market +decisions in their favour. + +It is important to remember that, for the "Austrians", preferences are +demonstrated through action in the market and they are not interested in +opinions, thus any preference which is not expressed by action is irrelevant +to them. So any attempt to collectively prioritise, say, building decent +housing for all, provide health care for everyone, abolish poverty, and so +forth are all considered "inefficient" uses of resources as those who receive +them would not, normally, be able to afford them and, consequently, do not +really desire them anyway (as they, needless to say, do not express that +desire by market exchanges!). Yet this ignores the awkward fact that in the +market, people can only act if they have money to make their preferences +known. Thus those who have a need but no money do not count when determining +if the market is efficient or not. There is simply no room for the real people +who can be harmed by real markets. As economist Amartya Sen argues, the +workings of a "pure" capitalist market, as desired by "Austrians" economists +and other propertarians, _"can be problematic since the actual consequences of +the operation of these entitlements can, quite possibly, include rather +terrible results. It can, in particular, lead to the violation of the +substantive freedom of individuals to achieve those things to which they have +reason to attach great importance, including escaping avoidable morality, +being well nourished and healthy, being able to read, write and count and so +on."_ In fact, _"even gigantic famines can result without anyone's [right] +libertarian rights (including property rights) being violated. The destitutes +such as the unemployed or the impoverished may starve precisely because their +'entitlements' . . . do not give them enough food."_ Similarly, +_"deprivation"_ such as _"regular undernourishment"_, the _"lack of medical +care for curable illnesses"_ can _"coexist with all [right] libertarian rights +(including rights of property ownership) being fully satisfied."_ +[**Development as Freedom**, p. 66] + +All of which, it must be stressed, is ignored in the "Austrian" case against +socialism. Ultimately, if providing food to a rich person's pets makes a +profit then it becomes a more economical and efficient use of the resource +than providing food to famine victims who cannot purchase food on the market. +So it should never be forgotten that the "Austrians" insist that only +preferences demonstrated in action are real. So if you cannot act on the +market (i.e., buy something) then your need for it is not real. In other +words, if a person loses their job and, as a consequence, loses their home +then, according to this logic, they do not "need" a home as their +"demonstrated preference" (i.e., their actual choices in action) shows that +they genuinely value living under a bridge (assuming they gain the bridge +owners agreement, of course). + +As an aside, this obvious fact shows that the "Austrian" assertion that +intervention in the market **always** reduces social utility cannot be +supported. The argument that the market maximises utility is based on assuming +a given allocation of resources before the process of free exchange begins. If +someone does not have sufficient income to, say, buy food or essential medical +treatment then this is not reflected in the market. If wealth is redistributed +and they then they get access to the goods in question, then (obviously) their +utility has increased and it is a moot point whether social utility has +decreased as the disutility of the millionaire who was taxed to achieve it +cannot be compared to it. Significantly, those "Austrians" who have sought to +prove that all intervention in the market reduces social utility have failed. +For example, as one dissident "Austrian" economist notes, while Murray +Rothbard _"claimed he offered a purely deductive"_ argument that state +intervention always reduced social utility _"his case [was] logically +flawed."_ He simply assumed that social utility was reduced although he gave +no reason for such an assumption as he admitted that interpersonal comparisons +of utility were impossible. For someone _"who asks that his claims be tested +only by their logic"_, his ultimate conclusions about state intervention _"do +not follow"_ and exhibit _"a careless self-contradiction"_ [David L. +Prychitko, **Markets, Planning and Democracy**, p. 189, p. 111 and p. 110] + +In summary, then, in terms of feedback saying that if something made a profit +then it was efficiently produced confuses efficiency and need with +profitability and effective demand. Something can make a profit by imposing +costs via externalities and lowering quality. Equally, a good may not make a +profit in spite of there being a need for it simply because people cannot +afford to pay for it. + +As such, Mises was wrong to assert that _"[b]etween production for profit and +production for need, there is no contrast."_ [**Socialism**, p. 143] In fact, +it seems incredible that anyone claiming to be an economist could make such a +comment. As Proudhon and Marx (like Smith and Ricardo before them) made clear, +a commodity in order to be exchanged must first have a use-value (utility) to +others. Thus production for profit, by definition, means production for "use" +-- otherwise exchange would not happen. What socialists were highlighting by +contrasting production for profit to need was, firstly, that need comes after +profit and so without profit a good will not be produced no matter how many +people need it. Secondly, it highlights the fact that during crises capitalism +is marked by an over-production of goods reducing profits, so stopping +production, while people who need those goods go without them. Thus capitalism +is marked by homeless people living next to empty housing and hungry people +seeing food exported or destroyed in order to maximise profit. Ultimately, if +the capitalist does not make a profit then it is a bad investment -- +regardless of whether it could be used to meet people's needs and so make +their lives better. In other words, Mises ignores the very basis of capitalism +(production for profit) and depicts it as production aiming at the direct +satisfaction of consumers. + +Equally, that something makes a profit does not mean that it is an efficient +use of resources. If, for example, that profit is achieved by imposing +pollution externalities or by market power then it cannot be said that society +as a whole, rather than the capitalists, have benefited. Similarly, non-market +based systems can be seen to be more efficient than market based ones in terms +of outcome. For example, making health care available to all who need it +rather than those who can afford it is economically "inefficient" in +"Austrian" eyes but only an ideologue would claim that we should not do so +because of this particularly as we can point to the awkward fact that the more +privatised health care systems in the USA and Chile are more inefficient than +the nationalised systems elsewhere in the world. Administration costs are +higher and the societies in question pay far more for an equivalent level of +treatment. Of course, it could be argued that the privatised systems are not +truly private but the awkward fact remains -- the more market based system is +worse, in terms of coverage of the population, cost for treatment, bureaucracy +and health outcomes per pound spent. + +In addition, in a highly unequal society costs are externalised to those at +the bottom of the social hierarchy. The consequences are harmful, as suggested +by the newspeak used to disguise this reality. For example, there is what is +called "increasing flexibility of the labour market." "Flexibility" sounds +great: rigid structures are unappealing and hardly suitable for human growth. +In reality, as Noam Chomsky points out _"[f]lexibility means insecurity. It +means you go to bed at night and don't know if you have a job tomorrow +morning. That's called flexibility of the labour market, and any economist can +explain that's a good thing for the economy, where by 'the economy' now we +understand profit-making. We don't mean by 'the economy' the way people live. +That's good for the economy, and temporary jobs increase flexibility. Low +wages also increase job insecurity. They keep inflation low. That's good for +people who have money, say, bondholders. So these all contribute to what's +called a 'healthy economy,' meaning one with very high profits. Profits are +doing fine. Corporate profits are zooming. But for most of the population, +very grim circumstances. And grim circumstances, without much prospect of a +future, may lead to constructive social action, but where that's lacking they +express themselves in violence."_ [**Keeping the Rabble in Line**, pp. 283-4] +So it simply cannot be assumed that what is good for the economy (profits) +equates to what to good for people (at least the working class). + +Thus the "Austrians" prizes profitability above all and this assumption is at +the root of the "Calculation Argument" against socialism, but this only makes +sense only insofar as efficiency is confused with profit. The market will +invest in coal if profits are higher and, in so doing, contribute to global +warming. It will deny medical care to the sick (no profits and so it is +inefficient) while contributing to, say, a housing bubble because it makes +short-term profits by providing loans to people who really cannot afford it. +It will support all kinds of economic activity, regardless of the wider +impact, and so "efficiency" (i.e., profits) can, and does, contradict both +wisdom and ethics and so, ultimately, an efficient allocation of resources to +meet people's needs. + +Lastly, our critique has so far ignored the periodic crises that hit +capitalist economies which produce massive unemployment and social disruption +-- crises that are due to subjective and objective pressures on the operation +of the price mechanism (see [section C.7](secC7.html) for details). In the +upswing, when expectations are buoyant, firms will invest and produce a +mutually reinforcing expansion. However, the net effect of such decisions +eventually leads to over-investment, excess capacity and over-production -- +mal-investment and the waste of the embodied resources. This leads to lower +than expected profits, expectations change for the worse and the boom turns +into bust, capital equipment is scrapped, workers are unemployed and resources +are either wasted or left idle. + +In a crisis we see the contradiction between use value and exchange value come +to a head. Workers are no less productive than when the crisis started, the +goods and services they create are no less needed than before. The means of +production are just productive as they were. Both are just as capable as +before of affording for everyone a decent standard of living. Even though +people are homeless, housing stands empty. Even though people need goods, +production is stopped. Even though people want jobs, workplaces are closed. +Yet, according to the logic of _"exact"_ "economic calculation", production is +now "inefficient" and should be closed-down, workers made unemployed and +expected to find work by forcing down the wages of those lucky enough to +remain employed in the hope that the owners of the means of life will find it +profitable to exploit them as much as before (for when hard times arrive it is +never long until somebody suggests that the return of prosperity requires +sacrifices at the bottom of the heap and, needless to say, the "Austrian" +economists are usually the first to do so). + +This suggests that the efficient allocation of resources becomes meaningless +if its reality is a cycle where consumers go without essential goods due to +scarcity and high prices followed by businesses going bust because of over- +production and low prices. This process ruins large numbers of people's lives, +not to mention wasting vast stocks of productive equipment and goods. There +are always people who need the over-produced goods and so the market adds to +uncertainty as there is a difference between the over-production of goods and +the over-production of commodities. If more goods were produced in a communist +society this may signify a waste of resources but it would not, as under +capitalism, produce a crisis situation as well! + +So in a real capitalist economy, there are numerous reasons for apparently +rational investment decisions going wrong. Not that these investments produce +goods which people do not need, simply that _"exact"_ "economic calculation" +indicates that they are not making a profit and so are an "inefficient" use of +resources. However, it is question begging in the extreme to argue that if +(thanks to a recession) workers can no longer buy food then is it an +"efficient" allocation of resources that they starve. Similarly, during the +Great Depression, the American government (under the New Deal) hired about 60% +of the unemployed in public works and conservation projects. These saw a +billion trees planted, the whooping crane saved, the modernisation of rural +America, and the building of (among others) the Cathedral of Learning in +Pittsburgh, the Montana state capitol, New York's Lincoln Tunnel and +Triborough Bridge complex, the Tennessee Valley Authority as well as building +or renovating 2,500 hospitals, 45,000 schools, 13,000 parks and playgrounds, +7,800 bridges, 700,000 miles of roads, 1,000 airfields as well as employing +50,000 teachers and rebuilding the country's entire rural school system. Can +all these schemes really be considered a waste of resources simply because +they would never have made a capitalist a profit? + +Of course, our discussion is affected by the fact that "actually existing" +capitalism has various forms of state-intervention. Some of these "socialise" +costs and risks, such as publicly funded creation of an infrastructure and +Research and Development (R&D;). Given that much R&D; is conducted via +state funding (via universities, military procurements, and so on) and (of +course!) the profits of such research are then privatised, question arises +would the initial research have gone ahead if the costs had not been +"socialised"? Would Mises' _"exact"_ calculation have resulted in, say, the +internet being developed? If, as seems likely, not, does not mean our current +use of the World Wide Web is an inefficient use of resources? Then there are +the numerous state interventions which exist to ensure that certain activities +become "efficient" (i.e., profitable) such as specifying and defending +intellectual property rights, the limited liability of corporations and +enforcing capitalist property rights (in land, for example). While we take +this activity for granted when evaluating capitalism, they are serious +imperfections in the market and so what counts as an "efficient" use of +resources. Other state interventions aim to reduce uncertainty and stabilise +the market, such as welfare maintaining aggregate demand. + +Removing these "imperfections" in the market would substantially affect the +persuasiveness of Mises' case. _"What data we do have,"_ notes Doug Henwood, +_"don't lend any support to the notion that the nineteenth century was more +'stable' than the twentieth . . . the price level bounced all over the place, +with periods of inflation alternating with periods of deflation, and GDP +growth in the last three decades . . . was similarly volatile. The busts were +savage, resulting in massive bank failures and very lean times for workers and +farmers."_ [**After the New Economy**, p. 242] Looking at business cycle data +for America, what becomes clear is that some of those regular nineteenth +century slumps were extremely long: the Panic of 1873, for example, was +followed by a recession that lasted 5 1/2 years. The New York Stock Exchange +closed for ten days and 89 of the country's 364 railroads went bankrupt. A +total of 18,000 businesses failed between 1873 and 1875. Unemployment reached +14% by 1876, during a time which became known as the Long Depression. +Construction work lagged, wages were cut, real estate values fell and +corporate profits vanished. + +Given this, given the tendency of capitalism to crisis and to ignore real +needs in favour of effective demand, it is far better to be roughly right than +precisely wrong. In other words, the economic calculation that Mises +celebrates regularly leads to situations where people suffer because it +precisely shows that workplaces should shut because, although nothing had +changed in their productivity and the need of their products, they can no +longer make a profit. Saying, in the middle of a crisis, that people should be +without work, be homeless and go hungry because economic calculation proves +they have no need for employment, homes and food shows the irrationality of +glorifying "economic calculation" as the be all and end all of resource +allocation. + +In summary, then, not only is libertarian communism possible, capitalism +itself makes economic calculation problematic and resource allocation +inefficient. Given the systematic uncertainty which market dynamics imply and +the tendencies to crisis inherent in the system, "economic calculation" +ensures that resources are wasted. Using the profit criteria as the measure of +"efficiency" is also problematic as it ensures that real needs are ignored and +places society in frequent situations (crises) where "economic calculation" +ensures that industries close, so ensuring that goods and services people need +are no longer produced. As Proudhon put it, under capitalism there is _"a +miserable oscillation between usury and bankruptcy."_ [**Proudhon's Solution +of the Social Problem**, p. 63] For anarchists, these drawbacks to capitalist +allocation are obvious. Equally obvious is the reason why Mises failed to +discuss them: ultimately, like neo-classical economics, the "Austrian" school +seeks to eulogise capitalism rather than to understand it. + diff --git a/markdown/secI2.md b/markdown/secI2.md new file mode 100644 index 0000000000000000000000000000000000000000..54fd66b0ab09e235311ca2b1d6b62ce902fe5eb5 --- /dev/null +++ b/markdown/secI2.md @@ -0,0 +1,1006 @@ +# I.2 Is this a blueprint for an anarchist society? + +No, far from it. There can be no such thing as a "blueprint" for a free +society. _"Anarchism"_, as Rocker correctly stressed, _"is no patent solution +for all human problems, no Utopia of a perfect social order, as it has so +often been called, since on principle it rejects all absolute schemes and +concepts. It does not believe in any absolute truth, or in definite final +goals for human development, but in an unlimited perfectibility of social +arrangements and human living conditions, which are always straining after +higher forms of expression, and to which for this reason one can assign no +definite terminus nor set any fixed goal."_ [**Anarcho-Syndicalism**, p. 15] + +All we can do here is indicate those general features that we believe a free +society **must** have in order to qualify as truly libertarian. For example, a +society based on hierarchical management in the workplace (like capitalism) +would not be libertarian and would soon see private or public states +developing to protect the power of those at the top hierarchical positions. +Beyond such general considerations, however, the specifics of how to structure +a non-hierarchical society must remain open for discussion and +experimentation: + +> _"Anarchism, meaning Liberty, is compatible with the most diverse economic +[and social] conditions, on the premise that these cannot imply, as under +capitalist monopoly, the negation of liberty."_ [D. A. de Santillan, **After +the Revolution**, p. 95] + +So, our comments should not be regarded as a detailed plan but rather a series +of suggestions based on what anarchists have traditionally advocated as an +alternative to capitalism combined with what has been tried in various social +revolutions. Anarchists have always been reticent about spelling out their +vision of the future in too much detail for it would be contrary to anarchist +principles to be dogmatic about the precise forms the new society must take. +Free people will create their own alternative institutions in response to +conditions specific to their area as well as their needs, desires and hopes +and it would be presumptuous of us to attempt to set forth universal policies +in advance. As Kropotkin argued, once expropriation of social wealth by the +masses has been achieved _"then, after a period of groping, there will +necessarily arise a new system of organising production and exchange . . . and +that system will be a lot more attuned to popular aspirations and the +requirements of co-existence and mutual relations than any theory, however +splendid, devised by the thinking and imagination of reformers"_. This, +however, did not stop him _"predicting right now that"_ in some areas +influenced by anarchists _"the foundations of the new organisation will be the +free federation of producers' groups and the free federation of Communes and +groups in independent Communes."_ [**No Gods, No Masters**, vol. 1, p. 232] + +This is because what we think now will influence the future just as real +experience will influence and change how we think. Given the libertarian +critique of the state and capitalism, certain kinds of social organisation are +implied. Thus, our recognition that wage-labour creates authoritarian social +relationships and exploitation suggests a workplace in a free society can only +be based on associated and co-operative labour (i.e., self-management). +Similarly, given that the state is a centralised body which delegates power +upwards it is not hard to imagine that a free society would have communal +institutions which were federal and organised from the bottom-up. + +Moreover, given the ways in which our own unfree society has shaped our ways +of thinking, it is probably impossible for us to imagine what new forms will +arise once humanity's ingenuity and creativity is unleashed by the removal of +its present authoritarian fetters. Thus any attempts to paint a detailed +picture of the future will be doomed to failure. Ultimately, anarchists think +that _"the new society should be organised with the direct participation of +all concerned, from the periphery to the centre, freely and spontaneously, at +the prompting of the sentiment of solidarity and under pressure of the natural +needs of society."_ [E. Malatesta and A. Hamon, **Op. Cit.**, vol. 2, p. 20] + +Nevertheless, anarchists have been willing to specify some broad principles +indicating the general framework within which they expect the institutions of +the new society to grow. It is important to emphasise that these principles +are not the arbitrary creations of intellectuals in ivory towers. Rather, they +are based on the actual political, social and economic structures that have +arisen **spontaneously** whenever working class people have attempted to throw +off their chains during eras of heightened revolutionary activity, such as the +Paris Commune, the Russian Revolution, the Spanish Revolution, and the +Hungarian uprising of 1956, France in 1968, the Argentinean revolt against +neo-liberalism in 2001, to name just a few. It is clear, from these examples, +that federations of self-managed workers' councils and community assemblies +appear repeatedly in such popular revolts as people attempt to manage their +own destinies directly, both economically and socially. While their names and +specific organisational structures differ, these can be considered basic +libertarian socialist forms, since they have appeared during all revolutionary +periods. Ultimately, such organisations are the only alternatives to +political, social and economic authority -- unless we make our own decisions +ourselves, someone else will. + +So, when reading these sections, please remember that this is just an attempt +to sketch the outline of a possible future. It is in no way an attempt to +determine **exactly** what a free society would be like, for such a free +society will be the result of the actions of all of society, not just +anarchists. As Malatesta argued: + +> _"it is a question of freedom for everybody, freedom for each individual so +long as he [or she] respects the equal freedom of others."_ + +> _"None can judge with certainty who is right and who is wrong, who is +nearest to the truth, or which is the best way to achieve the greatest good +for each and everyone. Freedom, coupled by experience, is the only way of +discovering the truth and what is best; and there is no freedom if there is a +denial of the freedom to err."_ [**Errico Malatesta: His Life and Ideas**, p. +49] + +And, of course, real life has a habit of over-turning even the most realistic +sounding theories, ideas and ideologies. Marxism, Leninism, Monetarism, +laissez-faire capitalism (among others) have proven time and time again that +ideology applied to real life has effects not predicted by the theory before +hand (although in all four cases, their negative effects where predicted by +others; in the case of Marxism and Leninism by anarchists). Anarchists are +aware of this, which is why we reject ideology in favour of theory and why we +are hesitant to create blue-prints for the future. History has repeatedly +proven Proudhon right when he stated that _"every society declines the moment +it falls into the hands of the ideologists."_ [**System of Economical +Contradictions**, p. 115] + +Only life, as Bakunin stressed, can create and so life must inform theory -- +and so if the theory is producing adverse results it is better to revise the +theory than deny reality or justify the evil effects it creates on real +people. Thus this section of the FAQ is not a blue print, rather it is a +series of suggestions (suggestions drawn, we stress, from actual experiences +of working class revolt and organisation). These suggestions may be right or +wrong and informed by Malatesta's comments that: + +> _"We do not boast that we possess absolute truth, on the contrary, we +believe that **social truth** is not a fixed quantity, good for all times, +universally applicable or determinable in advance, but that instead, once +freedom has been secured, mankind will go forward discovering and acting +gradually with the least number of upheavals and with a minimum of friction. +Thus our solutions always leave the door open to different and, one hopes, +better solutions."_ [**Op. Cit.**, p.21] + +It is for this reason that anarchists, to quote Bakunin, think that the +_"revolution should not only be made for the people's sake; it should also be +made by the people."_ [**No Gods, No Masters**, vol. 1, p. 141] Social +problems will be solved in the interests of the working class only if working +class people solve them themselves. This applies to a social revolution -- it +will only liberate the working class if working class people make it +themselves, using their own organisations and power. Indeed, it is the course +of struggling for social change, to correct social problems, by, say, strikes, +occupations, demonstrations and other forms of direct action, that people can +transform their assumptions about what is possible, necessary and desirable. +The necessity of organising their struggles and their actions ensures the +development of assemblies and other organs of popular power in order to manage +their activity. These create, potentially, an alternative means by which +society can be organised. As Kropotkin argued, _"[a]ny strike trains the +participants for a common management of affairs."_ [quoted by Caroline Cahm, +**Kropotkin and the Rise of Revolutionary Anarchism**, p. 233] The ability of +people to manage their own lives, and so society, becomes increasingly +apparent and the existence of hierarchical authority, the state, the boss or a +ruling class, becomes clearly undesirable and unnecessary. Thus the framework +of the free society will be created by the very process of class struggle, as +working class people create the organisations required to fight for +improvements and change within capitalism (see [section +I.2.3](secI2.html#seci23)). + +Thus, the **actual** framework of an anarchist society and how it develops and +shapes itself is dependent on the needs and desires of those who live in such +a society or are trying to create one. This is why anarchists stress the need +for mass assemblies in both the community and workplace and their federation +from the bottom up to manage common affairs. Anarchy can only be created by +the active participation of the mass of people. In the words of Malatesta, an +anarchist society would be based on _"decisions taken at popular assemblies +and carried out by groups and individuals who have volunteered or are duly +delegated."_ The _"success of the revolution"_ depends on _"a large number of +individuals with initiative and the ability to tackle practical tasks: by +accustoming the masses not to leave the common cause in the hands of a few, +and to delegate, when delegation is necessary, only for specific missions and +for limited duration."_ [**Op. Cit.**, p. 129] This self-management would be +the basis on which an anarchist society would change and develop, with the new +society created by those who live within it. Thus Bakunin: + +> _"revolution everywhere must be created by the people, and supreme control +must always belong to people organised into a free federation of agricultural +and industrial associations . . . organised from the bottom upwards by means +of revolutionary delegation."_ [**Michael Bakunin: Selected Writings**, p. +172] + +And, we must not forget that while we may be able to roughly guess the way an +anarchist society could start initially, we cannot pretend to predict how it +will develop in the long term. A social revolution is just the beginning of a +process of social transformation. Unfortunately, we have to start where we are +now, not where we hope to end up! Therefore our discussion will, by necessity, +reflect the current society as this is the society we will be transforming. +While, for some, this outlook may not be of a sufficient qualitative break +with the world we now inhabit, it is essential. We need to offer and discuss +suggestions for action in the **here and now**, not for some future pie in the +sky world which can only possibly exist years, even decades, **after** a +successful revolution. + +For example, the ultimate goal of anarchism, we stress, is **not** the self- +management of existing workplaces or industries within the same industrial +structure produced by capitalism. However, a revolution will undoubtedly see +the occupation and placing under self-management much of existing industry and +we start our discussion assuming a similar set-up as exists today. This does +not mean that an anarchist society will continue to be like this, we simply +present the initial stages using examples we are all familiar with. It is +simply the first stage of transforming industry into something more +ecologically safe, socially integrated and individually and collectively +empowering for people. + +Some people **seriously** seem to think that after a social revolution working +people will continue using the same technology, in the same old workplaces, in +the same old ways and not change a single thing (except, perhaps, electing +their managers). They simply transfer their own lack of imagination onto the +rest of humanity. For anarchists, it is _"certain, however, that, when they +[the workers] find themselves their own masters, they will modify the old +system to suit their convenience in a variety of ways . . . as common sense is +likely to suggest to free men [and women]."_ [Charlotte M. Wilson, **Anarchist +Essays**, p. 23] So we have little doubt that working people will quickly +transform their work, workplaces and society into one suitable for human +beings, rejecting the legacy of capitalism and create a society we simply +cannot predict. The occupying of workplaces is, we stress, simply the first +stage of the process of transforming them and the rest of society. These words +of the strikers just before the 1919 Seattle General Strike expresses this +perspective well: + +> _"Labour will not only SHUT DOWN the industries, but Labour will REOPEN, +under the management of the appropriate trades, such activities as are needed +to preserve public health and public peace. If the strike continues, Labour +may feel led to avoid public suffering by reopening more and more activities, + +> + +> "UNDER ITS OWN MANAGEMENT. + +> + +> "And that is why we say that we are starting on a road that leads -- NO ONE +KNOWS WHERE!"_ [quoted by Jeremy Brecher, **Strike!**, p. 110] + +People's lives in a post-revolutionary society will not centre around fixed +jobs and workplaces as they do now. Productive activity will go on, but not in +the alienated way it does today. Similarly, in their communities people will +apply their imaginations, skills and hopes to transform them into better +places to live (the beautification of the commune, as the CNT put it). The +first stage, of course, will be to take over their existing communities and +place them under community control. Therefore, it is essential to remember +that our discussion can only provide an indication on how an anarchist society +will operate in the months and years after a successful revolution, an +anarchist society still marked by the legacy of capitalism. However, it would +be a great mistake to think that anarchists do not seek to transform all +aspects of society to eliminate that legacy and create a society fit for +unique individuals to live in. As an anarchist society develops it will, we +stress, transform society in ways we cannot guess at now, based on the +talents, hopes, dreams and imaginations of those living in it. + +Lastly, it could be argued that we spend too much time discussing the _"form"_ +(i.e. the types of organisation and how they make decisions) rather than the +_"content"_ of an anarchist society (the nature of the decisions reached). +Moreover, the implication of this distinction also extends to the +organisations created in the class struggle that would, in all likelihood, +become the framework of a free society. However, form is as, perhaps more, +important than content. This is because _"form"_ and _"content"_ are inter- +related -- a libertarian, participatory _"form"_ of organisation allows the +_"content"_ of a decision, society or struggle to change. Self-management has +an educational effect on those involved, as they are made aware of different +ideas, think about them and decide between them (and, of course, formulate and +present their own ones). Thus the nature of these decisions can and will +evolve. Thus form has a decisive impact on _"content"_ and so we make no +apologies for discussing the form of a free society. As Murray Bookchin +argued: + +> _"To assume that the forms of freedom can be treated merely as forms would +be as absurd as to assume that legal concepts can be treated merely as +questions of jurisprudence. The form and content of freedom, like law and +society, are mutually determined. By the same token, there are forms of +organisation that promote and forms that vitiate the goal of freedom . . . To +one degree or another, these forms either alter the individual who uses them +or inhibit his [or her] further development."_ [**Post-Scarcity Anarchism**, +p. 89] + +And the **content** of decisions are determined by the individuals involved. +Thus participatory, decentralised, self-managed organisations are essential +for the development of the content of decisions because they develop the +individuals who make them. + +## I.2.1 Why discuss what an anarchist society would be like at all? + +Partly, in order to indicate why people should become anarchists. Most people +do not like making jumps in the dark, so an indication of what anarchists +think a desirable society could look like may help those people who are +attracted to anarchism, inspiring them to become committed to its practical +realisation. Partly, it's a case of learning from past mistakes. There have +been numerous anarchistic social experiments on varying scales, and its useful +to understand what happened, what worked and what did not. In that way, +hopefully, we will not make the same mistakes twice. + +However, the most important reason for discussing what an anarchist society +would look like is to ensure that the creation of such a society is the action +of as many people as possible. As Errico Malatesta indicated in the middle of +the Italian revolutionary _"Two Red Years"_ (see [section +A.5.5](secA5.html#seca55)), _"either we all apply our minds to thinking about +social reorganisation, and right away, at the very same moment that the old +structures are being swept away, and we shall have a more humane and more just +society, open to future advances, or we shall leave such matters to the +'leaders' and we shall have a new government."_ [**The Anarchist Revolution**, +p. 69] + +Hence the importance of discussing what the future will be like in the here +and now. The more people who have a fairly clear idea of what a free society +would look like the easier it will be to create that society and ensure that +no important matters are left to others to decide for us. The example of the +Spanish Revolution comes to mind. For many years before 1936, the C.N.T. and +F.A.I. put out publications discussing what an anarchist society would look +like (for example, **After the Revolution** by Diego Abel de Santillan and +**Libertarian Communism** by Isaac Puente), the end product of libertarians +organising and educating in Spain for almost seventy years before the +revolution. When it finally occurred, the millions of people who participated +already shared a similar vision and started to build a society based on it, +thus learning firsthand where their books were wrong and which areas of life +they did not adequately cover. + +So, this discussion of what an anarchist society might look like is not a +drawing up of blueprints, nor is it an attempt to force the future into the +shapes created in past revolts. It is purely and simply an attempt to start +people discussing what a free society would be like and to learn from previous +experiments. However, as anarchists recognise the importance of building the +new world in the shell of the old, our ideas of what a free society would be +like can feed into how we organise and struggle today. And vice versa; for how +we organise and struggle today will have an impact on the future. + +As Malatesta pointed out, such discussions are necessary and essential, for it +is _"absurd to believe that, once government has been destroyed and the +capitalists expropriated, 'things will look after themselves' without the +intervention of those who already have an idea on what has to be done and who +immediately set about doing it"_ for _"social life, as the life of +individuals, does not permit of interruption."_ He stressed that to _"neglect +all the problems of reconstruction or to pre-arrange complete and uniform +plans are both errors, excesses which, by different routes, would led to our +defeat as anarchists and to the victory of new or old authoritarian regime. +The truth lies in the middle."_ [**Op. Cit.**, p. 121] + +Moreover, the importance of discussing the future can help indicate whether +our activities are actually creating a better world. After all, if Karl Marx +had been more willing to discuss his vision of a socialist society then the +Stalinists would have found it much harder to claim that their hellish system +was, in fact, socialism. Given that anarchists like Proudhon and Bakunin gave +a board outline of their vision of a free society it would have been +impossible for anarchism to be twisted as Marxism was. Most anarchists would +agree with Chomsky's evaluation of the issue: + +> _"A movement of the left should distinguish with clarity between its long- +range revolutionary aims and certain more immediate effects it can hope to +achieve . . . + +> "But in the long run, a movement of the left has no chance of success, and +deserves none, unless it develops an understanding of contemporary society and +a vision of a future social order that is persuasive to a large majority of +the population. Its goals and organisational forms must take shape through +their active participation in political struggle [in its widest sense] and +social reconstruction. A genuine radical culture can be created only through +the spiritual transformation of great masses of people the essential feature +of any social revolution that is to extend the possibilities for human +creativity and freedom . . . The cultural and intellectual level of any +serious radical movement will have to be far higher than in the past . . . It +will not be able to satisfy itself with a litany of forms of oppression and +injustice. It will need to provide compelling answers to the question of how +these evils can be overcome by revolution or large-scale reform. To accomplish +this aim, the left will have to achieve and maintain a position of honesty and +commitment to libertarian values."_ [**Radical Priorities**, pp. 189-90] + +We hope that this section of the FAQ, in its own small way, will encourage as +many people as possible to discuss what a libertarian society would be like +and use that discussion to bring it closer. + +## I.2.2 Will it be possible to go straight to an anarchist society from +capitalism? + +Possibly, it depends what is meant by an anarchist society. + +If it is meant a fully classless society (what some people, inaccurately, +would call a "utopia") then the answer is a clear _"no, that would be +impossible."_ Anarchists are well aware that _"class difference do not vanish +at the stroke of a pen whether that pen belongs to the theoreticians or to the +pen-pushers who set out laws or decrees. Only action, that is to say direct +action (not through government) expropriation by the proletarians, directed +against the privileged class, can wipe out class difference."_ [Luigi Fabbri, +_"Anarchy and 'Scientific' Communism"_, pp. 13-49, **The Poverty of Statism**, +pp. 13-49, Albert Meltzer (ed.), p. 30] + +As we discussed in [section H.2.5](secH2.html#sech25), few anarchists consider +it likely that a perfectly functioning libertarian communist society would be +the immediate effect of a social revolution. For anarchists a social +revolution is a **process** and not an event (although, of course, a process +marked by such events as general strikes, uprisings, insurrections and so on). +As Kropotkin argued: + +> _"It is a whole insurrectionary period of three, four, perhaps five years +that we must traverse to accomplish our revolution in the property system and +in social organisation."_ [**Words of a Rebel**, p. 72] + +His famous work **The Conquest of Bread** aimed, to use his words, at +_"prov[ing] that communism -- at least partial -- has more chance of being +established than collectivism, especially in communes taking the lead"_ and +tried _"to indicate how, during a revolutionary period, a large city -- if its +inhabitants have accepted the idea -- could organise itself on the lines of +free communism."_ [**Anarchism**, p. 298] The revolution, in other words, +would progress towards communism after the initial revolt: + +> _"we know that an **uprising** can overthrow and change a government in one +day, while a **revolution** needs three or four years of revolutionary +convulsion to arrive at tangible results . . . if we should expect the +revolution, from its **earliest** insurrections, to have a communist +character, we would have to relinquish the possibility of a revolution, since +in that case there would be need of a strong majority to agree on carrying +through a change in the direction of communism."_ [Kropotkin, quoted by Max +Nettlau, **A Short History of Anarchism**, pp. 282-3] + +In addition, different areas will develop in different speeds and in different +ways, depending on the influences dominant in the area. _"Side by side with +the revolutionised communes,"_ argued Kropotkin, other areas _"would remain in +an expectant attitude, and would go on living on the Individualist system . . +. revolution would break out everywhere, but revolution under different +aspects; in one country State Socialism, in another Federation; everywhere +more or less Socialism, not conforming to any particular rule."_ Thus _"the +Revolution will take a different character in each of the different European +nations; the point attained in the socialisation of wealth will not be +everywhere the same."_ [**The Conquest of Bread**, pp. 81-2 and p. 81] + +Kropotkin was also aware that a revolution would face many problems, including +the disruption of economic activity, civil war and isolation. He argued that +it was _"certain that the coming Revolution . . . will burst upon us in the +middle of a great industrial crisis . . . There are millions of unemployed +workers in Europe at this moment. It will be worse when Revolution has burst +upon us . . . The number of the out-of-works will be doubled as soon as +barricades are erected in Europe and the United States . . . we know that in +time of Revolution exchange and industry suffer most from the general upheaval +. . . A Revolution in Europe means, then, the unavoidable stoppage of at least +half the factories and workshops."_ He stressed that there would be _"the +complete disorganisation"_ of the capitalist economy and that during a +revolution _"[i]nternational commerce will come to a standstill"_ and _"the +circulation of commodities and of provisions will be paralysed."_ This would, +of course, have an impact on the development of a revolution and so the +_"circumstances will dictate the measures."_ [**Op. Cit.**, pp. 69-70, p. 191 +and p. 79] + +Thus we have anarcho-communism being introduced _"during a revolutionary +period"_ rather than instantly and the possibility that it will be _"partial"_ +in many, if not all areas, depending on the _"circumstances"_ encountered. +Therefore the (Marxist inspired) claim that anarchists think a fully communist +society is possible overnight is simply false -- we recognise that a social +revolution takes time to develop after it starts. As Malatesta put it, _"after +the revolution, that is after the defeat of the existing powers and the +overwhelming victory of the forces of insurrection"_ then _"gradualism really +comes into operation. We shall have to study all the practical problems of +life: production, exchange, the means of communication, relations between +anarchist groupings and those living under some kind of authority, between +communist collectives and those living in an individualistic way; relations +between town and country . . . and so on."_ [**Errico Malatesta: His Life and +Ideas**, p. 173] In other words, _"each community will decide for itself +during the transition period the method they deem best for the distribution of +the products of associated labour."_ [James Guillaume, _"On Building the New +Social Order"_, pp. 356-79, **Bakunin on Anarchism**, p. 362] + +However, if by "anarchist society" it is meant a society that has abolished +the state and started the process of transforming society from below then +anarchists argue that such a society is not only possible after a successful +revolution, it is essential. Thus the anarchist social revolution would be +political (abolition of the state), economic (abolition of capitalism) and +social (abolition of hierarchical social relationships). Or, more positively, +the introduction of self-management into every aspect of life. In other words, +_"political transformation"_ and _"economic transformation"_ must be +_"accomplished together and simultaneously."_ [Bakunin, **The Basic Bakunin**, +p. 106] This transformation would be based upon the organisations created by +working class people in their struggle against capitalism and the state (see +[next section](secI2.html#seci23)). Thus the framework of a free society would +be created by the struggle for freedom itself, by the class struggle +**within** but **against** hierarchical society. This revolution would come +**_"from below"_** and would expropriate capital as well as smash the state +(see [section H.2.4](secH2.html#sech24)). Such a society, as Bakunin argued, +will not be "perfect" by any means: + +> _"I do not say that the peasants [and workers], freely organised from the +bottom up, will miraculously create an ideal organisation, confirming in all +respects to our dreams. But I am convinced that what they construct will be +living and vibrant, a thousands times better and more just than any existing +organisation. Moreover, this . . . organisation, being on the one hand open to +revolutionary propaganda . . . , and on the other, not petrified by the +intervention of the State . . . will develop and perfect itself through free +experimentation as fully as one can reasonably expect in our times. + +> + +> "With the abolition of the State, the spontaneous self-organisation of +popular life . . . will revert to the communes. The development of each +commune will take its point of departure the actual condition of its +civilisation."_ [**Bakunin on Anarchism**, p. 207] + +How far such a new social organisation will meet the all the ideals and hopes +of communist-anarchists will vary according to objective circumstances and the +influence of libertarian theory. As people start to liberate themselves they +will under go an ethical and psychological transformation as they act to the +end specific hierarchical social structures and relationships. It does not +imply that people need to be "perfect" nor that a perfect anarchist society +will come about "overnight. Rather, it means that while an anarchist society +(i.e., one without a state or private property) would be created by +revolution, it will be one initially marked by the society it came from and +would require a period of self-activity by which individuals reshape and +change themselves as they are reshaping and changing the world about them. +Thus Malatesta: + +> _"And even after a successful insurrection, could we overnight realise all +desires and pass from a governmental and capitalist hell to a libertarian- +communist heaven which is the complete freedom of man within the wished-for +community of interests with all men?_ + +> _"These are illusions which can take root among authoritarians who look upon +the masses as the raw material which those who have power can, by decrees, +supported by bullets and handcuffs, mould to their will. But these illusions +have not taken among anarchists. We need the people's consensus, and therefore +we must persuade by means of propaganda and example . . . to win over to our +ideas an ever greater number of people."_ [**Op. Cit.**, pp. 82-3] + +So, clearly, the idea of a "one-day revolution" is one rejected as a harmful +fallacy by anarchists. We are aware that revolutions are a **process** and not +an event (or series of events). However, one thing that anarchists do agree on +is that it is essential for both the state and capitalism to be undermined as +quickly as possible. It is true that, in the course of social revolution, we +anarchists may not be able to stop a new state being created or the old one +from surviving. It all depends on the balance of support for anarchist ideas +in the population and how willing people are to introduce them. There is no +doubt, though, that for a social revolt to be fully anarchist, the state and +capitalism must be destroyed and new forms of oppression and exploitation not +put in their place. How quickly after such a destruction we move to a fully +communist-anarchist society is a moot point, dependent on the conditions the +revolution is facing and the ideas and wants of the people making it. + +So the degree which a society which has abolished the state can progress +towards free communism depends on objective conditions and what a free people +want. Bakunin and other collectivists doubted the possibility of introducing a +communistic system instantly after a revolution. For Kropotkin and many other +anarcho-communists, communistic anarchy can, and must, be introduced as far as +possible and as soon as possible in order to ensure a successful revolution. +We should mention here that some anarchists, like the individualists and +mutualists, do not support the idea of revolution and instead see anarchist +alternatives growing within capitalism and slowly replacing it. + +In other words anarchists agree that an anarchist society cannot be created +overnight, for to assume so would be to imagine that anarchists could enforce +their ideas on a pliable population. Libertarian socialism can only be created +from below, by people who want it and understand it, organising and liberating +themselves. _"Communist organisations,"_ argued Kropotkin, _"must be the work +of all, a natural growth, a product of the constructive genius of the great +mass. Communism cannot be imposed from above; it could not live even for a few +months if the constant and daily co-operation of all did not uphold it. It +must be free."_ [**Anarchism**, p. 140] The results of the Russian Revolution +should have cleared away long ago any contrary illusions about how to create +"socialist" societies. The lesson from every revolution is that the mistakes +made by people in liberating themselves and transforming society are always +minor compared to the results of creating authorities, who eliminate such +"ideological errors" by destroying the freedom to make mistakes (and so +freedom as such). Freedom is the only real basis on which socialism can be +built (_"Experience through freedom is the only means to arrive at the truth +and the best solutions; and there is no freedom if there is not the freedom to +be wrong."_ [Malatesta, **Op. Cit.**, p. 72]). Therefore, most anarchists +would agree with Malatesta: + +> _"To organise a [libertarian] communist society on a large scale it would be +necessary to transform all economic life radically, such as methods of +production, of exchange and consumption; and all this could not be achieved +other than gradually, as the objective circumstances permitted and to the +extent that the masses understood what advantages could be gained and were +able to act for themselves."_ [**Op. Cit.**, p. 36] + +This means that while the conditions necessary of a free society would be +created in a broad way by a social revolution, it would be utopian to imagine +everything will be perfect immediately. Few anarchists have argued that such a +jump would be possible -- rather they have argued that revolutions create the +conditions for the evolution towards an anarchist society by abolishing state +and capitalism. _"Besides,"_ argued Alexander Berkman, _"you must not confuse +the social revolution with anarchy. Revolution, in some of its stages, is a +violent upheaval; anarchy is a social condition of freedom and peace. The +revolution is the **means** of bringing anarchy about but it is not anarchy +itself. It is to pave the road to anarchy, to establish conditions which will +make a life of liberty possible."_ However, _"to achieve its purpose the +revolution must be imbued with and directed by the anarchist spirit and ideas. +The end shapes the means . . . the social revolution must be anarchist in +method as in aim."_ [**What is Anarchism?**, p. 231] + +This means that while acknowledging the possibility of a transitional +**society**, anarchists reject the notion of a transitional **state** as +confused in the extreme (and, as can be seen from the experience of Marxism, +dangerous as well). An anarchist society can only be achieved by anarchist +means. Hence French Syndicalist Fernand Pelloutier's comments: + +> _"Nobody believes or expects that the coming revolution . . . will realise +unadulterated anarchist-communism. . . it will erupt, no doubt, before the +work of anarchist education has been completed . . . [and as] a result . . . , +while we do preach perfect communism, it is not in the certainty or +expectation of [libertarian] communism's being the social form of the future: +it is in order to further men's [and women's] education . . . so that, by the +time of the day of conflagration comes, they will have attained maximum +emancipation. But must the transitional state to be endured necessarily or +inevitability be the collectivist [i.e. state socialist/capitalist] jail? +Might it not consist of libertarian organisation confined to the needs of +production and consumption alone, with all political institutions having been +done away with?"_ [**No Gods, No Masters**, vol. 2, p. 55] + +One thing **is** certain: an anarchist social revolution or mass movement will +need to defend itself against attempts by statists and capitalists to defeat +it. Every popular movement, revolt, or revolution has had to face a backlash +from the supporters of the status quo. An anarchist revolution or mass +movement will face (and indeed has faced) such counter-revolutionary +movements. However, this does not mean that the destruction of the state and +capitalism need be put off until after the forces of reaction are defeated. +For anarchists, a social revolution and free society can only be defended by +anti-statist means (for more discussion of this important subject see [section +J.7.6](secJ7.html#secj76)). + +So, given an anarchist revolution which destroys the state, the type and +nature of the economic system created by it will depend on local circumstances +and the level of awareness in society. The individualists are correct in the +sense that what we do now will determine how the future develops. Obviously, +any "transition period" starts in the **here and now,** as this helps +determine the future. Thus, while social anarchists usually reject the idea +that capitalism can be reformed away, we agree with the individualist and +mutualist anarchists that it is essential for anarchists to be active today in +constructing the ideas, ideals and new liberatory institutions of the future +society within the current one. The notion of waiting for the "glorious day" +of total revolution is not one held by anarchists -- just like the notion that +we expect a perfect communist-anarchist society to emerge the day after a +successful revolution. Neither position reflects anarchist ideas on social +change. + +## I.2.3 How is the framework of an anarchist society created? + +Anarchists do not abstractly compare a free society with the current one. +Rather, we see an **organic** connection between what is and what could be. In +other words, anarchists see the initial framework of an anarchist society as +being created under statism and capitalism when working class people organise +themselves to resist hierarchy. As Kropotkin argued: + +> _"To make a revolution it is not . . . enough that there should be . . . +[popular] risings . . . It is necessary that after the risings there should be +something new in the institutions [that make up society], which would permit +new forms of life to be elaborated and established."_ [**The Great French +Revolution**, vol. 1, p. 200] + +Anarchists have seen these new institutions as being linked with the need of +working class people to resist the evils of hierarchy, capitalism and statism, +as being the product of the class struggle and attempts by working class +people to resist authority, oppression and exploitation. Thus the struggle of +working class people to protect and enhance their liberty under hierarchical +society will be the basis for a society **without** hierarchy. This basic +insight allowed anarchists like Bakunin and Proudhon to predict future +developments in the class struggle such as workers' councils (such as those +which developed during the 1905 and 1917 Russian Revolutions). As Oskar +Anweiler notes in his definitive work on the Russian Soviets (Workers' +Councils): + +> _"Proudhon's views are often directly associated with the Russian councils . +. . Bakunin . . ., much more than Proudhon, linked anarchist principles +directly to revolutionary action, thus arriving at remarkable insights into +the revolutionary process that contribute to an understanding of later events +in Russia . . . + +> + +> "In 1863 Proudhon declared . . . 'All my economic ideas as developed over +twenty-five years can be summed up in the words: agricultural-industrial +federation. All my political ideas boil down to a similar formula: political +federation or decentralisation.' . . . Proudhon's conception of a self- +governing state [sic!] founded on producers' corporations [i.e. federations of +co-operatives], is certainly related to the idea of 'a democracy of producers' +which emerged in the factory soviets. To this extent Proudhon can be regarded +as an ideological precursor of the councils . . . + +> + +> "Bakunin . . . suggested the formation of revolutionary committees with +representatives from the barricades, the streets, and the city districts, who +would be given binding mandates, held accountable to the masses, and subject +to recall. These revolutionary deputies were to form the 'federation of the +barricades,' organising a revolutionary commune to immediately unite with +other centres of rebellion . . . + +> + +> "Bakunin proposed the formation of revolutionary committees to elect +communal councils, and a pyramidal organisation of society 'through free +federation from the bottom upward, the association of workers in industry and +agriculture -- first in the communities, then through federation of +communities into districts, districts into nations, and nations into +international brotherhood.' These proposals are indeed strikingly similar to +the structure of the subsequent Russian system of councils . . . + +> + +> "Bakunin's ideas about spontaneous development of the revolution and the +masses' capacity for elementary organisation undoubtedly were echoed in part +by the subsequent soviet movement. . . Because Bakunin . . . was always very +close to the reality of social struggle, he was able to foresee concrete +aspects of the revolution. The council movement during the Russian Revolution, +though not a result of Bakunin's theories, often corresponded in form and +progress to his revolutionary concepts and predictions."_ [**The Soviets**, +pp. 8-11] + +_"As early as the 1860's and 1870's,"_ Paul Avrich also noted, _"the followers +of Proudhon and Bakunin in the First International were proposing the +formation of workers' councils designed both as a weapon of class struggle +against capitalists and as the structural basis of the future libertarian +society."_ [**The Russian Anarchists**, p. 73] + +In this sense, anarchy is not some distant goal but rather an aspect of the +current struggles against domination, oppression and exploitation (i.e. the +class struggle, to use an all-embracing term, although we must stress that +anarchists use this term to cover all struggles against domination). +_"Anarchism,"_ argued Kropotkin, _"is not a mere insight into a remote future. +Already now, whatever the sphere of action of the individual, he [or she] can +act, either in accordance with anarchist principles or on an opposite line."_ +It was _"born among the people \-- in the struggles of real life"_ and _"owes +its origin to the constructive, creative activity of the people."_ +[**Anarchism**, p. 75, p. 150 and p. 149] Thus, _"Anarchism is not . . . a +theory of the future to be realised by divine inspiration. It is a living +force in the affairs of our life, constantly creating new conditions."_ It +_"stands for the spirit of revolt"_ and so _"[d]irect action against the +authority in the shop, direct action against the authority of the law, of +direct action against the invasive, meddlesome authority of our moral code, is +the logical, consistent method of Anarchism."_ [Emma Goldman, **Anarchism and +Other Essays**, p. 63 and p. 66] + +Anarchism draws upon the autonomous self-activity and spontaneity of working +class people in struggle to inform both its political theory and its vision of +a free society. The struggle against hierarchy teaches us not only how to be +anarchists but also gives us a glimpse of what an anarchist society would be +like, what its initial framework could be and the experience of managing our +own activities which is required for such a society to function successfully. + +Therefore, as is clear, anarchists have long had a clear vision of what an +anarchist society would look like and, equally as important, where such a +society would spring from (as we proved in [section H.1.4](secH1.html#sech14) +Lenin's assertion that anarchists _"have absolutely no clear idea of **what** +the proletariat will put in its [the states] place"_ is simply false). It +would, therefore, be useful to give a quick summary of anarchist views on this +subject. + +Proudhon, for example, looked to the self-activity of French workers, artisans +and peasants and used that as the basis of his ideas on anarchism. While +seeing such activity as essentially reformist in nature, like subsequent +revolutionary anarchists he saw the germs of anarchy _"generating from the +bowels of the people, from the depths of labour, a greater authority, a more +potent fact, which shall envelop capital and the State and subjugate them"_ as +_"it is of no use to change the holders of power or introduce some variation +into its workings: an agricultural and industrial combination must be found by +means of which power, today the ruler of society, shall become its slave."_ +[**System of Economical Contradictions**, p. 399 and p. 398] Workers should +follow the example of those already creating co-operatives: + +> _"Do not the workmen's unions at this moment serve as the cradle for the +social revolution . . . ? Are they not always the open school, both +theoretical and practical, where the workman learns the science of the +production and distribution of wealth, where he studies, without masters and +without books, by his own experience solely, the laws of . . . industrial +organisation . . . ?"_ [**General Idea of the Revolution**, p. 78] + +Attempts to form workers associations, therefore, _"should be judged, not by +the more or less successful results which they obtain, but only according to +their silent tendency to assert and establish the social republic."_ The +_"importance of their work lies, not in their petty union interests, but in +their denial of the rule of capitalists, money lenders and governments."_ They +_"should take over the great departments of industry, which are their natural +inheritance."_ [**Op. Cit.**, p. 98-9] + +This linking of the present and the future through the self-activity and self- +organisation of working class people is also found in Bakunin. Unlike +Proudhon, Bakunin stressed **revolutionary** activity and so he saw the +militant labour movement, and the revolution itself, as providing the basic +structure of a free society. As he put it, _"the organisation of the trade +sections and their representation in the Chambers of Labour . . . bear in +themselves the living seeds of the new society which is to replace the old +one. They are creating not only the ideas, but also the facts of the future +itself."_ [**Bakunin on Anarchism**, p. 255] + +The needs of the class struggle would create the framework of a new society, a +federation of workers councils, as _"strikes indicate a certain collective +strength already, a certain understanding among the workers . . . each strike +becomes the point of departure for the formation of new groups."_ [**The Basic +Bakunin**, pp. 149-50] This pre-revolutionary development would be accelerated +by the revolution itself: + +> _"the revolution must set out from the first to radically and totally +destroy the State . . . The natural and necessary consequence of this +destruction will be . . . [among others, the] dissolution of army, magistracy, +bureaucracy, police and priesthood. . . confiscation of all productive capital +and means of production on behalf of workers' associations, who are to put +them to use . . . the federative Alliance of all working men's associations . +. . [will] constitute the Commune . . . [the] Communal Council [will be] +composed of . . . delegates . . . vested with plenary but accountable and +removable mandates. . . all provinces, communes and associations . . . by +first reorganising on revolutionary lines . . . [will] constitute the +federation of insurgent associations, communes and provinces . . . [and] +organise a revolutionary force capable defeating reaction . . . [and for] +self-defence . . . [The] revolution everywhere must be created by the people, +and supreme control must always belong to the people organised into a free +federation of agricultural and industrial associations . . . organised from +the bottom upwards by means of revolutionary delegation."_ [**Michael Bakunin: +Selected Writings**, pp. 170-2] + +Like Bakunin, Kropotkin stressed that revolution transformed those taking part +in it. As he noted in his classic account of the French Revolution, _"by +degrees, the revolutionary education of the people was being accomplished by +the revolution itself."_ Part of this process involved creating new +organisations which allowed the mass of people to take part in the decision +making of the revolution. He pointed to _"the popular Commune,"_ arguing that +_"the Revolution began by creating the Commune . . . and through this +institution it gained . . . immense power."_ He stressed that it was _"by +means of the 'districts' [of the Communes] that . . . the masses, accustoming +themselves to act without receiving orders from the national representatives, +were practising what was to be described later as Direct Self-Government."_ +Such a system did not imply isolation, for while _"the districts strove to +maintain their own independence"_ they also _"sought for unity of action, not +in subjection to a Central Committee, but in a federative union."_ The Commune +_"was thus made **from below upward**, by the federation of the district +organisations; it spring up in a revolutionary way, from popular initiative."_ +Thus the process of class struggle, of the needs of the fighting against the +existing system, generated the framework of an anarchist society for _"the +districts of Paris laid the foundations of a new, free, social organisation."_ +Little wonder he argued that _"the principles of anarchism . . . already dated +from 1789, and that they had their origin, not in theoretical speculations, +but in the **deeds** of the Great French Revolution"_ and that _"the +libertarians would no doubt do the same to-day."_ [**The Great French +Revolution**, vol. 1, p. 261, p. 200, p. 203, p. 206, p. 204 and p. 206] + +Similarly, as we noted in [section H.2.6](secH2.html#sech26) we discover him +arguing in **Mutual Aid** that strikes and labour unions were an expression of +mutual aid in capitalist society. Elsewhere, Kropotkin argued that _"labour +combinations"_ like the _"Sections"_ of French revolution were one of the +_"main popular anarchist currents"_ in history, expressing the _"same popular +resistance to the growing power of the few."_ [**Anarchism**, p. 159] For +Kropotkin, like Bakunin, libertarian labour unions were _"natural organs for +the direct struggle with capitalism and for the composition of the future +social order."_ [quoted by Paul Avrich, **The Russian Anarchists**, p. 81] + +As can be seen, the major anarchist thinkers pointed to forms of organisation +autonomously created and managed by the working class as the framework of an +anarchist society. Both Bakunin and Kropotkin pointed to militant, direct +action based labour unions while Proudhon pointed towards workers' experiments +in co-operative production and mutual credit. Later anarchists followed them. +The anarcho-syndicalists, like Bakunin and Kropotkin, pointed to the +developing labour movement as the framework of an anarchist society, as +providing the basis for the free federation of workers' associations which +would constitute the commune. Others, such as the Russians Maximov, Arshinov, +Voline and Makhno, saw the spontaneously created workers' councils (soviets) +of 1905 and 1917 as the basis of a free society, as another example of +Bakunin's federation of workers' associations. + +Thus, for all anarchists, the structural framework of an anarchist society was +created by the class struggle, by the needs of working class people to resist +oppression, exploitation and hierarchy. As Kropotkin stressed, _"[d]uring a +revolution new forms of life will always germinate on the ruins of the old +forms . . . It is impossible to legislate for the future. All we can do is +vaguely guess its essential tendencies and clear the road for it."_ +[**Evolution and Environment**, pp. 101-2] These essential tendencies were +discovered, in practice, by the needs of the class struggle. The necessity of +practising mutual aid and solidarity to survive under capitalism (as in any +other hostile environment) makes working people and other oppressed groups +organise together to fight their oppressors and exploiters. Thus the co- +operation necessary for a libertarian socialist society, like its +organisational framework, would be generated by the need to resist oppression +and exploitation under capitalism. The process of resistance produces +organisation on a wider and wider scale which, in turn, can become the +framework of a free society as the needs of the struggle promote libertarian +forms of organisation such as decision making from the bottom up, autonomy, +federalism, mandated delegates subject to instant recall and so on. + +For example, a strikers' assembly would be the basic decision-making forum in +a struggle for improved wages and working conditions. It would create a strike +committee to implement its decisions and send delegates to spread the strike. +These delegates inspire other strikes, requiring a new organisation to co- +ordinate the struggle. This results in delegates from all the strikes meeting +and forming a federation (a workers' council). The strikers decide to occupy +the workplace and the strike assemblies take over the means of production. The +strike committees become the basis for factory committees which could +administer the workplaces, based on workers' self-management via workplace +assemblies (the former strikers' assemblies). The federation of strikers' +delegates becomes the local communal council, replacing the existing state +with a self-managed federation of workers' associations. In this way, the +class struggle creates the framework of a free society. + +This, obviously, means that any suggestions of how an anarchist society would +look like are based on the fact that the _**actual**_ framework of a free +society will be the product of _**actual**_ struggles. This means that the +form of the free society will be shaped by the process of social change and +the organs it creates. This is an important point and worth repeating. + +So, as well as changing themselves while they change the world, a people in +struggle also create the means by which they can manage society. By having to +organise and manage their struggles, they become accustomed to self-management +and self-activity and create the possibility of a free society and the +organisations which will exist within it. Anarchy is not a jump into the dark +but rather a natural progression of the struggle for freedom in an unfree +society. The contours of a free society will be shaped by the process of +creating it and, therefore, will not be an artificial construction imposed on +society. Rather, it will be created from below up by society itself as working +class people start to break free of hierarchy. The class struggle thus +transforms those involved as well as society **and** creates the +organisational structure and people required for a libertarian society. + +This clearly suggests that the **means** anarchists support are important as +they are have a direct impact on the ends they create. In other words, means +influence ends and so our means must reflect the ends we seek and empower +those who use them. As the present state of affairs is based on the +oppression, exploitation and alienation of the working class, any tactics used +in the pursuit of a free society must be based on resisting and destroying +those evils. This is why anarchists stress tactics and organisations which +increase the power, confidence, autonomy, initiative, participation and self- +activity of oppressed people. As we indicate in section J ([_"What Do +Anarchists Do?"_](secJcon.html)) this means supporting direct action, +solidarity and self-managed organisations built and run from the bottom-up. +Only by fighting our own battles, relying on ourselves and our own abilities +and power, in organisations we create and run ourselves, can we gain the power +and confidence and experience needed to change society for the better and, +hopefully, create a new society in place of the current one. + +Needless to say, a revolutionary movement will never, at its start, be purely +anarchist: + +> _"All of the workers' and peasants' movements which have taken place . . . +have been movements within the limits of the capitalist regime, and have been +more of less tinged with anarchism. This is perfectly natural and +understandable. The working class do not act within a world of wishes, but in +the real world where they are daily subjected to the physical and +psychological blows of hostile forces . . . the workers continually feel the +influence of all the real conditions of the capitalist regime and of +intermediate groups . . . Consequently it is natural that the struggle which +they undertake inevitably carries the stamp of various conditions and +characteristics of contemporary society. The struggle can never be born in the +finished and perfected anarchist form which would correspond to all the +requirements of the ideas . . . When the popular masses engage in a struggle +of large dimensions, they inevitably start by committing errors, they allow +contradictions and deviations, and only through the process of this struggle +do they direct their efforts in the direction of the ideal for which they are +struggling."_ [Peter Arshinov, **The History of the Makhnovist Movement**, pp. +239-40] + +The role of anarchists is _"to help the masses to take the right road in the +struggle and in the construction of the new society"_ and _"support their +first constructive efforts, assist them intellectually."_ However, the working +class _"once it has mastered the struggle and begins its social construction, +will no longer surrender to anyone the initiative in creative work. The +working class will then direct itself by its own thought; it will create its +society according to its own plans."_ [Arshinov, **Op. Cit.**, pp. 240-1] All +anarchists can do is help this process by being part of it, arguing our case +and winning people over to anarchist ideas (see [section J.3](secJ3.html) for +more details). Thus the process of struggle and debate will, hopefully, turn a +struggle **against** capitalism and statism into one **for** anarchism. In +other words, anarchists seek to preserve and extend the anarchistic elements +that exist in every struggle and to help them become consciously libertarian +by discussion and debate as members of those struggles. + +Lastly, we must stress that it is only the **initial** framework of a free +society which is created in the class struggle. As an anarchist society +develops, it will start to change and develop in ways we cannot predict. The +forms in which people express their freedom and their control over their own +lives will, by necessity, change as these requirements and needs change. As +Bakunin argued: + +> _"Even the most rational and profound science cannot divine the form social +life will take in the future. It can only determine the **negative** +conditions, which follow logically from a rigorous critique of existing +society. Thus, by means of such a critique, social and economic science +rejected hereditary individual property and, consequently, took the abstract +and, so to speak, **negative** position of collective property as a necessary +condition of the future social order. In the same way, it rejected the very +idea of the state or statism, meaning government of society from above +downward . . . Therefore, it took the opposite, or negative, position: +anarchy, meaning the free and independent organisation of all the units and +parts of the community and their voluntary federation from below upward, not +by the orders of any authority, even an elected one, and not by the dictates +of any scientific theory, but as the natural development of all the varied +demands put forth by life itself. + +> + +> "Therefore no scholar can teach the people or even define for himself how +they will and must live on the morrow of the social revolution. That will be +determined first by the situation of each people, and secondly by the desires +that manifest themselves and operate most strongly within them."_ [**Statism +and Anarchy**, pp. 198-9] + +So while it will be reasonable to conclude that, for example, the federation +of strike/factory assemblies and their councils/committees will be the +framework by which production will initially be organised, this framework will +mutate to take into account changing production and social needs. The actual +structures created will, by necessity, be transformed as industry is +transformed from below upwards to meet the real needs of society and producers +as both the structure and nature of work and industry developed under +capitalism bears the marks of its economic class, hierarchies and power (_"a +radical social ecology not only raises traditional issues such as the reunion +of agriculture with industry, but also questions the very structure of +industry itself."_ [Murray Bookchin, **The Ecology of Freedom**, p. 408]). +Therefore, under workers' self-management industry, work and the whole +structure and organisation of production will be transformed in ways we can +only guess at today. We can point the general direction (i.e. self-managed, +ecologically balanced, decentralised, federal, empowering, creative and so on) +but that is all. Similarly, as cities and towns are transformed into +ecologically integrated communes, the initial community assemblies and their +federations will transform along with the transformation of our surroundings. +What they will evolve into we cannot predict, but their fundamentals of +instant recall, delegation over representation, decision making from the +bottom up, and so on will remain. + +So, while anarchists see _"the future in the present"_ as the initial +framework of a free society, we recognise that such a society will evolve and +change. However, the fundamental principles of a free society will not change +and so it is useful to present a summary of how such a society could work, +based on these principles. + diff --git a/markdown/secI3.md b/markdown/secI3.md new file mode 100644 index 0000000000000000000000000000000000000000..9095f9c7aecff157fb6896c18ecd83154a87ca44 --- /dev/null +++ b/markdown/secI3.md @@ -0,0 +1,2584 @@ +# I.3 What could the economic structure of anarchy look like? + +Here we will examine possible frameworks of a libertarian socialist economy. +We stress that it is **frameworks** rather than framework because it is likely +that any anarchist society will see a diverse number of economic systems co- +existing in different areas, depending on what people in those areas want. +_"In each locality,"_ argued Diego Abad de Santillan, _"the degree of +communism, collectivism or mutualism will depend on the conditions prevailing. +Why dictate rules? We who make freedom our banner, cannot deny it in economy. +Therefore there must be free experimentation, free show of initiative and +suggestions, as well as the freedom of organisation."_ As such, anarchism +_"can be realised in a multiformity of economic arrangements, individual and +collective. Proudhon advocated mutualism; Bakunin, collectivism; Kropotkin, +communism. Malatesta has conceived the possibility of mixed agreements, +especially during the first period."_ [**After the Revolution**, p. 97 and p. +96] + +Here, we will highlight and discuss the four major schools of anarchist +economic thought: Individualist anarchism, mutualism, collectivism and +communism. It is up to the reader to evaluate which school best maximises +individual liberty and the good life (as individualist anarchist Joseph +LaBadie wisely said, _"Anarchism will not dictate to them any explicit rules +as to what they must do, but that it opens to them the opportunities of +putting into practice their own ideas of enhancing their own happiness."_ +[**The Individualist Anarchists**, pp. 260-1]). _"Nothing is more contrary to +the real spirit of Anarchy than uniformity and intolerance,"_ argued +Kropotkin. _"Freedom of development implies difference of development, hence +difference of ideas and actions."_ Experience, then, is _"the best teacher, +and the necessary experience can only be gained by entire freedom of action."_ +[quoted by Ruth Kinna, _"Fields of Vision: Kropotkin and Revolutionary +Change"_, pp. 67-86, **SubStance**, Vol. 36, No. 2, p. 81] There may, of +course, be other economic practices but these may not be libertarian. In +Malatesta's words: + +> _"Admitted the basic principle of anarchism -- which is that no-one should +wish or have the opportunity to reduce others to a state of subjection and +oblige them to work for him -- it is clear that all, and only, those ways of +life which respect freedom, and recognise that each individual has an equal +right to the means of production and to the full enjoyment of the product of +his own labour, have anything in common with anarchism."_ [**Errico Malatesta: +His Life and Ideas**, p. 33] + +In addition, it should be kept in mind that in practice it is impossible to +separate the economic realm from the social and political realms, as there are +numerous interconnections between them: anarchist thinkers like Bakunin argued +that the "political" institutions of a free society would be based upon +workplace associations while Kropotkin placed the commune at the heart of his +vision of a communist-anarchist economy **and** society. Thus the division +between social and economic forms is not clear cut in anarchist theory -- as +it should be as society is not, and cannot be, considered as separate from or +inferior to the economy. An anarchist society will try to integrate the social +and economic, embedding the latter in the former in order to stop any harmful +externalities associated economic activity being passed onto society. As Karl +Polanyi argued, capitalism _"means no less than the running of society as an +adjunct to the market. Instead of the economy being being embedded in social +relations, social relations are embedded in the economic system."_ [**The +Great Transformation**, p. 57] Given the negative effects of such an +arrangement, little wonder that anarchism seeks to reverse it. + +Also, by discussing the economy first we are not implying that dealing with +economic domination or exploitation is more important than dealing with other +aspects of the total system of domination, e.g. social hierarchies, +patriarchal values, racism, etc. We follow this order of exposition because of +the need to present one thing at a time, but it would have been equally easy +to start with the social and political structure of anarchy. However, Rudolf +Rocker is correct to argue that an economic transformation in the economy is +an essential aspect of a social revolution: + +> _"[A] social development in this direction [i.e. a stateless society] was +not possible without a fundamental revolution in existing economic +arrangements; for tyranny and exploitation grow on the same tree and are +inseparably bound together. The freedom of the individual is secure only when +it rests on the economic and social well-being of all . . . The personality of +the individual stands the higher, the more deeply it is rooted in the +community, from which arise the richest sources of its moral strength. Only in +freedom does there arise in man the consciousness of responsibility for his +acts and regard for the rights of others; only in freedom can there unfold in +its full strength that most precious of social instinct: man's sympathy for +the joys and sorrows of his fellow men and the resultant impulse toward mutual +aid and in which are rooted all social ethics, all ideas of social justice."_ +[**Nationalism and Culture**, pp. 147-8] + +The aim of any anarchist society would be to maximise freedom and so creative +work: + +> _"If it is correct, as I believe it is, that a fundamental element of human +nature is the need for creative work or creative inquiry, for free creation +without the arbitrary limiting effects of coercive institutions, then of +course it will follow that a decent society should maximise the possibilities +for this fundamental human characteristic to be realised. Now, a federated, +decentralised system of free associations incorporating economic as well as +social institutions would be what I refer to as anarcho-syndicalism. And it +seems to me that it is the appropriate form of social organisation for an +advanced technological society, in which human beings do not have to be forced +into the position of tools, of cogs in a machine."_ [Noam Chomsky, +**Manufacturing Consent: Noam Chomsky and the Media**, p. 31] + +So, as one might expect, since the essence of anarchism is opposition to +hierarchical authority, anarchists totally oppose the way the current economy +is organised. This is because authority in the economic sphere is embodied in +centralised, hierarchical workplaces that give an elite class (capitalists) +dictatorial control over privately owned means of production, turning the +majority of the population into order takers (i.e. wage slaves). In contrast, +the libertarian-socialist economy will be based on decentralised, egalitarian +workplaces in which workers democratically self-manage their productive +activity in **socially** owned means of production. + +The key principles of libertarian socialism are decentralisation, self- +management, socialisation, voluntary association, and free federation. These +principles determine the form and function of both the economic and political +systems. In this section we will consider just the economic system. Bakunin +gives an excellent overview of such an economy when he wrote that in a free +society the _"land belongs to only those who cultivate it with their own +hands; to the agricultural communes. The capital and all the tools of +production belong to the workers; to the workers' associations."_ These +associations are often called _"co-operatives"_ and _"syndicates"_ (see +[section I.3.1](secI3.html#seci31)). This feeds into an essential economic +concept for libertarian socialists is _**"workers' self-management"**_ This +refers to those who do the work managing it, where the land and workplaces are +_"owned and operated by the workers themselves: by their freely organised +federations of industrial and agricultural workers"_ (see [section +I.3.2](secI3.html#seci32)). For most anarchists, _"socialisation"_ is the +necessary foundation for a free society, as only this ensures universal self- +management by allowing free access to the means of production (see [section +I.3.3](secI3.html#seci33)). Thus an anarchist economy would be based on _"the +land, tools of production and all other capital"_ being _"converted into +collective property of the whole of society and utilised only by the workers, +i.e., by their agricultural and industrial associations."_ [**Bakunin on +Anarchy**, p. 247, p. 400 and p. 427] As Berkman summarised: + +> _"The revolution abolishes private ownership of the means of production, +distribution, and with it goes capitalistic business. Personal possession +remains only in the things you use. Thus, your watch is your own, but the +watch factory belongs to the people. Land, machinery, and all other public +utilities will be collective property, neither to be bought nor sold. Actual +use will be considered the only title [in communist anarchism] -- not to +ownership but to possession. The organisation of the coal miners, for example, +will be in charge of the coal mines, not as owners but as the operating +agency. Similarly will the railroad brotherhoods run the railroads, and so on. +Collective possession, co-operatively managed in the interests of the +community, will take the place of personal ownership privately conducted for +profit."_ [**What is Anarchism?**, p. 217] + +So the solution proposed by social anarchists is **society-wide** ownership of +the means of production and distribution, with each workplace run co- +operatively by its members. However, no workplace exists in isolation and +would seek to associate with others to ensure it gets the raw materials it +needs for production and to see what it produces goes to those who need it. +These links would be based on the anarchist principles of free agreement and +voluntary federation (see [section I.3.4](secI3.html#seci34)). For social +anarchists, this would be supplemented by confederal bodies or co-ordinating +councils at two levels: first, between all firms in a particular industry; and +second, between all industries (including agriculture) throughout the society +([section I.3.5](secI3.html#seci35)). Such federations may, depending on the +type of anarchism in question, also include people's financial institutions. + +While, for some anarcho-syndicalists, this structure is seen as enough, most +communist-anarchists consider that the economic federation should be held +accountable to society as a whole (i.e. the economy must be communalised). +This is because not everyone in society is a worker (e.g. the young, the old +and infirm) nor will everyone belong to a syndicate (e.g. the self-employed), +but as they also have to live with the results of economic decisions, they +should have a say in what happens. In other words, in communist-anarchism, +workers make the day-to-day decisions concerning their work and workplaces, +while the social criteria behind these decisions are made by everyone. As +anarchist society is based on free access and a resource is controlled by +those who use it. It is a decentralised, participatory, self-managed, +organisation whose members can secede at any time and in which all power and +initiative arises from and flows back to the grassroots level. Such a society +combines free association, federalism and self-management with communalised +ownership. Free labour is its basis and socialisation exists to complement and +protect it. Such a society-wide economic federation of this sort is **not** +the same thing as a centralised state agency, as in the concept of +nationalised or state-owned industry. + +The exact dynamics of a socialised self-managed system varies between +anarchist schools. Most obviously, as discussed in [section +I.3.6](secI3.html#seci36), while individualists view competition between +workplaces as unproblematic and mutualists see its negative aspects but +consider it necessary, collectivists and communists oppose it and argue that a +free society can do without it. Moreover, socialisation should not be confused +with forced collectivisation -- individuals and groups will be free **not** to +join a syndicate and to experiment in different forms of economy (see [section +I.3.7](secI3.html#seci37)). Lastly, anarchists argue that such a system would +be applicable to all economies, regardless of size and development, and aim +for an economy based on appropriately sized technology (Marxist assertions +**not** withstanding -- see [section I.3.8](secI3.html#seci38)). + +Regardless of the kind of anarchy desired, anarchists all agree on the +importance of decentralisation, free agreement and free association. +Kropotkin's summary of what anarchy would look like gives an excellent feel of +what sort of society anarchists desire: + +> _"harmony in such a society being obtained, not by submission to law, or by +obedience to any authority, but by free agreements concluded between the +various groups, territorial and professional, freely constituted for the sake +of production and consumption, as also for the satisfaction of the infinite +variety of needs and aspirations of a civilised being._ + +> _ "In a society developed on these lines . . . voluntary associations . . . +would represent an interwoven network, composed of an infinite variety of +groups and federations of all sizes and degrees, local, regional, national and +international temporary or more or less permanent -- for all possible +purposes: production, consumption and exchange, communications, sanitary +arrangements, education, mutual protection, defence of the territory, and so +on; and, on the other side, for the satisfaction of an ever-increasing number +of scientific, artistic, literary and sociable needs. _ + +> _ "Moreover, such a society would represent nothing immutable. On the +contrary -- as is seen in organic life at large - harmony would (it is +contended) result from an ever-changing adjustment and readjustment of +equilibrium between the multitudes of forces and influences, and this +adjustment would be the easier to obtain as none of the forces would enjoy a +special protection from the State."_ [**Anarchism**, p. 284] + +If this type of system sounds "utopian" it should be kept in mind that it was +actually implemented and worked quite well in the collectivist economy +organised during the Spanish Revolution of 1936, despite the enormous +obstacles presented by an ongoing civil war as well as the relentless (and +eventually successful) efforts of Republicans, Stalinists and Fascists to +crush it (see [section I.8](secI8.html) for an introduction). + +As well as this (and other) examples of **_"anarchy in action"_** there have +been other libertarian socialist economic systems described in writing. All +share the common features of workers' self-management, co-operation and so on +we discuss here and in [section I.4](secI4.html). These texts include +**Syndicalism** by Tom Brown, **The Program of Anarcho-Syndicalism** by G.P. +Maximoff, **Guild Socialism Restated** and **Self-Government in Industry** by +G.D.H. Cole, **After the Revolution** by Diego Abad de Santillan, **Anarchist +Economics** and **Principles of Libertarian Economy** by Abraham Guillen, +**Workers Councils and the Economics of a Self-Managed Society** by Cornelius +Castoriadis among others. A short summary of Spanish Anarchist visions of the +free society can be found in chapter 3 of Robert Alexander's **The Anarchists +in the Spanish Civil War** (vol. 1). Some anarchists support what is called +_"Participatory Economics"_ (**Parecon**, for short) and **The Political +Economy of Participatory Economics** and **Looking Forward: Participatory +Economics for the Twenty First Century** by Michael Albert and Robin Hahnel +are worth reading as they contain good introductions to that project. + +Fictional accounts include William Morris' **News from Nowhere**, the +excellent **The Dispossessed** by Ursula Le Guin, **Women on the Edge of +Time** by Marge Piercy and **The Last Capitalist** by Steve Cullen. Iain M. +Banks Culture novels are about an anarcho-communist society, but as they are +so technologically advanced they can only give an insight into the aims of +libertarian socialism and the mentality of people living in freedom (**The +State of the Art** and **The Player of Games** contrast the Culture with +hierarchical societies, the Earth in 1977 in the case of the former). + +## I.3.1 What is a _"syndicate"_? + +As we will use the term, a _"syndicate"_ (also called a _"producer co- +operative"_, or _"co-operative"_, for short, sometimes a _"collective"_, +_"producers' commune"_, _"association of producers"_, _"guild factory"_ or +_"guild workplace"_) is a democratically self-managed productive enterprise +whose assets are controlled by its workers. It is a useful generic term to +describe the situation aimed at by anarchists where _"associations of men and +women who . . . work on the land, in the factories, in the mines, and so on, +[are] themselves the managers of production."_ [Kropotkin, **Evolution and +Environment**, p. 78] + +This means that where labour is collective, _"the ownership of production +should also be collective."_ _"Each workshop, each factory,"_ correctly +suggested James Guillaume, _"will organise itself into an association of +workers who will be free to administer production and organise their work as +they think best, provided that the rights of each worker are safeguarded and +the principles of equality and justice are observed."_ This applies to the +land as well, for anarchism aims to answer _"the question of how best to work +the land and what form of possession is best."_ It does not matter whether +peasants _"keep their plots of land and continue to cultivate it with the help +of their families"_ or whether they _"take collective possession of the vast +tracts of land and work them in common"_ as _"the main purpose of the +Revolution"_ has been achieved, namely that _"the land is now the property of +those who cultivate it, and the peasants no longer work for the profit of an +idle exploiter who lives by their sweat."_ Any _"former hired hands"_ will +become _"partners and share . . . the products which their common labour +extracts from the land"_ as _"the Revolution will have abolished agricultural +wage slavery and peonage and the agricultural proletariat will consist only of +free workers living in peace and plenty."_ As with industrial workplaces, the +_"internal organisation . . . need not necessarily be identical; +organisational forms and procedures will vary greatly according to the +preferences of the associated workers."_ The _"administration of the +community"_ could be _"entrusted either to an individual or to a commission of +many members,"_ for example, but would always be _"elected by all the +members."_ [_"On Building the New Social Order"_, pp. 356-79, **Bakunin on +Anarchism**, p. 363, p. 359, p. 360 and p. 361] + +It must be noted that this libertarian goal of abolishing the hierarchical +capitalist workplace and ending wage labour by associating and democratising +industry is as old as anarchism itself. Thus we find Proudhon arguing in 1840 +that the aim was a society of _"possessors without masters"_ (rather than +wage-labourers and tenants _"controlled by proprietors"_) with _"leaders, +instructors, superintendents"_ and so forth being _"chosen from the labourers +by the labourers themselves."_ [**What is Property?**, p. 167 and p. 137] + +_"Mutuality, reciprocity exists,"_ Proudhon argued, _"when all the workers in +an industry, instead of working for an **entrepreneur** who pays them and +keeps their products, work for one another and thus collaborate in the making +of a common product whose profits they share amongst themselves. Extend the +principle of reciprocity as uniting the work of every group, to the Workers' +Societies as units, and you have created a form of civilisation which from all +points of view -- political, economic and aesthetic -- is radically different +from all earlier civilisations."_ In summary: _"All associated and all free"_. +[quoted by Martin Buber, **Paths in Utopia**, pp. 29-30 and p. 30] + +Nor was this idea invented by Proudhon and other anarchists. Rather, it was +first raised by workers themselves and subsequently taken up by the likes of +Proudhon and Bakunin. So working class people came up with this fundamental +libertarian socialist idea by themselves. The idea that wage labour would be +replaced by associated labour was raised in many different countries in the +19th century. In France, it was during the wave of strikes and protests +unleashed by the 1830 revolution. That year saw Parisian printers, for +example, producing a newspaper (**L'Artisan: Journal de la classes ouvriere**) +which suggested that the only way to stop being exploited by a master was for +workers to form co-operatives. During the strikes of 1833, this was echoed by +other skilled workers and so co-operatives were seen by many workers as a +method of emancipation from wage labour. Proudhon even picked up the term +**Mutualisme** from the workers in Lyon in the early 1840s and their ideas of +co-operative credit, exchange and production influenced him as surely as he +influenced them. In America, as Chomsky notes, _"[i]f we go back to the labour +activism from the early days of the industrial revolution, to the working +class press in 1850s, and so on, its got a real anarchist strain to it. They +never heard of European anarchism . . . It was spontaneous. They took for +granted wage labour is little different from slavery, that workers should own +the mills"_ [**Anarchism Interview**] As we noted in [section +F.8.6](secF8.html#secf86), this was a commonplace response for working class +people facing the rise of capitalism. + +In many ways a syndicate is similar to a co-operative under capitalism. +Indeed, Proudhon pointed to such experiments as examples of what he desired, +with _"co-operative associations"_ being a key part of his _"general +liquidation"_ of capitalist society. [**General Idea of the Revolution**, p. +203] Bakunin, likewise, argued that anarchists are _"convinced that the co- +operative will be the preponderant form of social organisation in the future, +in every branch of labour and science."_ [**Basic Bakunin**, p. 153] +Therefore, even from the limited examples of co-operatives functioning in the +capitalist market, the essential features of a libertarian socialist economy +can be seen. The basic economic element, the workplace, will be a free +association of individuals who will organise their joint work as equals. To +quote Bakunin again, _"[o]nly associated labour, that is, labour organised +upon the principles of reciprocity and co-operation, is adequate to the task +of maintaining . . . civilised society."_ [**The Political Philosophy of +Bakunin**, p. 341] + +**_Co-operation_** in this context means that the policy decisions related to their association will be based on the principle of "one member, one vote," with administrative staff elected and held accountable to the workplace as a whole. In the words of economist David Ellerman: _"Every enterprise should be legally reconstructured as a partnership of all who work in the enterprise. Every enterprise should be a democratic worker-owned firm."_ [**The Democratic Worker-Owned Firm**, p. 43] Anarchists, unsurprisingly, reject the Leninist idea that state property means the end of capitalism as simplistic and confused. Ownership is a juridical relationship. The **real** issue is one of management. Do the users of a resource manage it? If so, then we have a real (i.e. libertarian) socialist society. If not, we have some form of class society (for example, in the Soviet Union the state replaced the capitalist class but workers still had no official control over their labour or the product of that labour). + +Workplace self-management does not mean, as some apologists of capitalism +suggest, that knowledge and skill will be ignored and **all** decisions made +by everyone. This is an obvious fallacy, since engineers, for example, have a +greater understanding of their work than non-engineers and under workers' +self-management will control it directly: + +> _"we must understand clearly wherein this Guild democracy consists, and +especially how it bears on relations between different classes of workers +included in a single Guild. For since a Guild includes **all** the workers by +hand and brain engaged in a common service, it is clear that there will be +among its members very wide divergences of function, of technical skill, and +of administrative authority. Neither the Guild as a whole nor the Guild +factory can determine all issues by the expedient of the mass vote, nor can +Guild democracy mean that, on all questions, each member is to count as one +and none more than one. A mass vote on a matter of technique understood only +by a few experts would be a manifest absurdity, and, even if the element of +technique is left out of account, a factory administered by constant mass +votes would be neither efficient nor at all a pleasant place to work in. There +will be in the Guilds technicians occupying special positions by virtue of +their knowledge, and there will be administrators possessing special authority +by virtue both of skill and ability and of personal qualifications."_ [G.D.H. +Cole, **Guild Socialism Restated**, pp. 50-51] + +The fact that some decision-making has been delegated in this manner sometimes +leads people to ask whether a syndicate would not just be another form of +hierarchy. The answer is that it would not be hierarchical because the +workers' assemblies and their councils, open to all workers, would decide what +types of decision-making to delegate, thus ensuring that ultimate power rests +at the base. Moreover, **power** would not be delegated. Malatesta clearly +indicates the difference between administrative decisions and policy +decisions: + +> _"Of course in every large collective undertaking, a division of labour, +technical management, administration, etc. is necessary. But authoritarians +clumsily play on words to produce a **raison dtre** for government out of the +very real need for the organisation of work. Government, it is well to repeat, +is the concourse of individuals who have had, or seized, the right and the +means to make laws and to oblige people to obey; the administrator, the +engineer, etc., instead are people who are appointed or assume the +responsibility to carry out a particular job and so on. Government means the +delegation of power, that is the abdication of initiative and sovereignty of +all into the hands of a few; administration means the delegation of work, that +is tasks given and received, free exchange of services based on free agreement +. . . Let one not confuse the function of government with that of an +administration, for they are essentially different, and if today the two are +often confused, it is only because of economic and political privilege."_ +[**Anarchy**, pp. 41-2] + +Given that power remains in the hands of the workplace assembly, it is clear +that the organisation required for every collective endeavour cannot be +equated with government. Also, never forget that administrative staff are +elected by and accountable to the rest of an association. If, for example, it +turned out that a certain type of delegated decision-making activity was being +abused, it could be revoked by the whole workforce. Because of this grassroots +control, there is every reason to think that crucial types of decision-making +activity which could become a source of power (and so with the potential for +seriously affecting all workers' lives) would not be delegated but would +remain with the workers' assemblies. For example, powers that are now +exercised in an authoritarian manner by managers under capitalism, such as +those of hiring and firing, introducing new production methods or +technologies, changing product lines, relocating production facilities, +determining the nature, pace and rhythm of productive activity and so on would +remain in the hands of the associated producers and **not** be delegated to +anyone. + +New syndicates will be created upon the initiative of individuals within +communities. These may be the initiative of workers in an existing syndicate +who desire to expand production, or members of the local community who see +that the current syndicates are not providing adequately in a specific area of +life. Either way, the syndicate will be a voluntary association for producing +useful goods or services and would spring up and disappear as required. +Therefore, an anarchist society would see syndicates developing spontaneously +as individuals freely associate to meet their needs, with both local and +confederal initiatives taking place. + +While having a common basis in co-operative workplaces, different forms of +anarchism see them work in different ways. Under mutualism, workers organise +themselves into syndicates and share in its gains and losses. This means that +in _"the labour-managed firm there is no profit, only income to be divided +among members. Without employees the labour-managed firm does not have a wage +bill, and labour costs are not counted among the expenses to the subtracted +from profit, as they are in the capitalist firm."_ The _"labour-managed firm +does not hire labour. It is a collective of workers that hires capital and +necessary materials."_ [Christopher Eaton Gunn, **Workers' Self-Management in +the United States**, pp. 41-2] In this way, Proudhon and his followers argued, +exploitation would end and workers would receive the full-product of their +labour. This, it should be noted, does not mean that workers consume all the +proceeds of sales in personal consumption (i.e., no investment). It means that +labour **controls** what to do with the sales income, i.e., how much to invest +and how much to allocate to consumption: + +> _"If Labour appropriated the whole product, that would include appropriating +the liabilities for the property used up in the production process in addition +to appropriating the produced outputs. Present Labour would have to pay input +suppliers (e.g., past labour) to satisfy those liabilities."_ [Ellerman, **Op. +Cit.**, p. 24] + +So under mutualism, surpluses (profits) would be either equally divided +between all members of the co-operative or divided unequally on the basis of +the type of work done, with the percentages allotted to each type being +decided by democratic vote, on the principle of one worker, one vote. Worker +co-operatives of this type do have the virtue of preventing the exploitation +and oppression of labour by capital, since workers are not hired for wages +but, in effect, become partners in the firm. This means that the workers +control both the product of their labour (so that the value-added that they +produce is not appropriated by a privileged elite) and the work process itself +(and so they no longer sell their liberty to others). However, such a limited +form of co-operation is rejected by most anarchists. Non-mutualist anarchists +argue that this, at best, is but a step in the right direction and the +ultimate aim is distribution according to need. + +Production for use rather than profit/money is the key concept that +distinguishes collectivist and communist forms of anarchism from the +competitive mutualism advocated by Proudhon. This is for two reasons. First, +because of the harmful effects of markets we indicated in [section +I.1.3](secI1.html#seci13) could make co-operatives become, in effect, +"collective capitalists" and compete against each other in the market as +ferociously as actual capitalists. As Kropotkin put it, while co-operation had +_"at its origin . . . an essentially mutual aid character"_, it _"is often +described as 'joint-stock individualism'"_ and _"such as it is now, it +undoubtedly tends to breed a co-operative egotism, not only towards the +community at large, but also among the co-operators themselves."_ [**Mutual +Aid**, p. 214] While he was discussing co-operatives under capitalism, his +worries are equally applicable to a mutualist system of competing syndicates. +This would also lead to a situation where market forces ensured that the +workers involved made irrational decisions (from both a social and individual +point of view) in order to survive in the market. For mutualists, this +_"irrationality of rationality"_ is the price to be paid to ensure workers +receive the full product of their labour and, moreover, any attempt to +overcome this problem holds numerous dangers to freedom. Other social +anarchists disagree. They think co-operation between workplaces can increase, +not reduce, freedom. Second, as discussed in [section +I.1.4](secI1.html#seci14), distribution according to work does not take into +account the different needs of the workers (nor non-workers like the ill, the +young and the old). As such, mutualism does not produce what most anarchists +would consider a decent society, one where people co-operate to make a decent +life for all. + +What about entry into a syndicate? In the words of Cole, guilds (syndicates) +are _"open associations which any man [or woman] may join"_ but _"this does +not mean, of course, that any person will be able to claim admission, as an +absolute right, into the guild of his choice."_ This means that there may be +training requirements (for example) and obviously _"a man [or woman] clearly +cannot get into a Guild unless it needs fresh recruits for its work. [The +worker] will have free choice, but only of the available openings."_ [**Op. +Cit.**, p. 75] As David Ellerman notes, it is important to remember that _"the +labour market would not exist"_ in a self-managed economy as labour would +_"always be the residual claimant."_ This means that capital would not be +hiring labour as under capitalism, rather workers would be seeking out +associations to join. _"There would be a job market in the sense of people +looking for firms they could join,"_ Ellerman continues, _"but it would not be +a labour market in the sense of the selling of labour in the employment +contract."_ [**Op. Cit.**, p. 91] + +All schools of social anarchism, therefore, are based on the use rights +resting in the specific syndicate while ownership would be socialised rather +than limited to the syndicate's workers. This would ensure free access to the +means of production as new members of a syndicate would have the same rights +and power as existing members. If this were not the case, then the new members +would be the wage slaves of existing ones and it is **precisely** to avoid +this that anarchists argue for socialisation (see [section +I.3.3](secI3.html#seci33)). With socialisation, free access is guaranteed and +so all workers are in the same position so ensuring self-management and no +return to workplace hierarchy. + +Obviously, as in any society, an individual may not be able to pursue the work +they are most interested in (although given the nature of an anarchist society +they would have the free time to pursue it as a hobby). However, we can +imagine that an anarchist society would take an interest in ensuring a fair +distribution of work and so would try to arrange work sharing if a given work +placement is popular (see [section I.4.13](secI4.html#seci413) on the question +of who will do unpleasant work, and for more on work allocation generally, in +an anarchist society). + +Of course there may be the danger of a syndicate or guild trying to restrict +entry from an ulterior motive, as such the exploitation of monopoly power vis +--vis other groups in society. However, in an anarchist society individuals +would be free to form their own syndicates and this would ensure that such +activity is self-defeating. In addition, in a non-individualist anarchist +system, syndicates would be part of a confederation (see [section +I.3.4](secI3.html#seci34)). It is a responsibility of the inter-syndicate +congresses to assure that membership and employment in the syndicates is not +restricted in any anti-social way. If an individual or group of individuals +felt that they had been unfairly excluded from a syndicate then an +investigation into the case would be organised at the congress. In this way +any attempts to restrict entry would be reduced (assuming they occurred to +begin with). And, of course, individuals are free to form new syndicates or +leave the confederation if they so desire. + +With the question of entry into syndicates comes the question of whether there +would be enough places for those seeking to work (what could be termed +"unemployment"). Ultimately, there are always an objective number of places +available in a workplace: there is little point having people join a syndicate +if there are no machines or materials for them to work on! Would a self- +managed economy ensure that there are enough places available for those who +seek them? + +Perhaps unsurprisingly, neo-classical economics says no and equally +unsurprisingly this conclusion is based not on empirical evidence of real co- +operatives but rather on an abstract model developed in 1958\. The model is +based on deducing the implications of assuming that a labour-managed +(_"'Illyrian"_) firm will seek to maximise net income per worker rather than, +in a capitalist firm, maximising net profit. This results in various perverse +results compared to a capitalist firm. This makes a co-operative-based economy +extremely unstable and inefficient, as well as leading to co-operatives firing +workers when prices rise as this maximises income per (remaining) worker. Thus +a co-operative system ends in _"producing less output and using less labour +than its capitalist counterpart."_ [Benjamin Ward, _"The Firm in Illyria: +Market Syndicalism"_, pp. 566-589, **The American Economic Review**, Vol. 48, +No. 4, p. 580] + +Of course, it would be churlish to note that, unlike the theory, actual +capitalism is marked by extensive unemployment (as noted in [section +C.1.5](secC1.html#secc15), this is not surprising as it is required to secure +bosses' power over their wage slaves). It would be equally churlish to note +that, to quote one Yugoslav economist, this is _"a theory whose predictions +have absolutely nothing to do with the observed facts."_ [Branko Horvat, _"The +Theory of the Worker-Managed Firm Revisited"_, pp. 9-25, **Journal of +Comparative Economics**, vol. 10, no. 1, p. 9] As David Ellerman summarises: + +> _"It might be noted parenthetically that there is a whole academic +literature on what is called the 'Illyrian firm' . . . The main peculiarity of +this model is that it assumes the firm would expel members when that would +increase the net income of the surviving members. The resulting short-run +perversities have endeared the model to capitalist economists. Yet the +Illyrian model had been an academic toy in the grand tradition of much of +modern economics. The predicted short-run behaviour has not been observed in +Yugoslavia or elsewhere, and worker-managed firms such as the Mondragon co- +operatives take membership as a short-run fixed factor . . . Hence we will +continue to treat the Illyrian model with its much-deserved neglect."_ [**Op. +Cit.**, p. 150] + +The experience of self-managed collectives during the Spanish Revolution also +confirms this, with collectives sharing work equitably in order to avoid +laying people off during the harsh economic conditions caused by the Civil War +(for example, one collective _"adopted a three-day workweek, dividing +available work among all those who had worked at the plant -- thereby avoiding +unemployment -- and continued to pay everyone his or her basic salary"_ +[Martha A. Ackelsberg, **Free Women of Spain**, p. 101]). + +We need, therefore, to _"appeal to empirical reality and common sense"_ when +evaluating the claim of neo-classical economics on the issue of co-operatives. +The _"empirical evidence supports"_ the argument that this model is flawed. +There _"has been no tendency for workers to lay off co-workers when times are +good, neither in Mondragon nor in Yugoslavia. Even in bad times, layoffs are +rare."_ Unsurprisingly, _"in the short run, a worker-managed firm responds in +the same fashion as a capitalist firm"_ and workers are added to the +collective to meet increases in demand. [David Schweickart, **Against +Capitalism**, p. 91, p. 92 and p. 93] A conclusion shared by economist +Geoffrey M. Hodgson: + +> _"Much of the evidence we do have about the behaviour of real-world worker +co-operatives is that they respond to changes in market prices in a similar +manner to the capitalist firm . . . Accordingly, the basic assumptions in the +model are questioned by the evidence."_ [**Economics and Utopia**, pp. 223-4] + +So, as Branko Horvat observes, in spite of the neo-classical analysis +producing specific predictions the _"mere fact that nothing of the kind has +ever been observed in real-world economies leaves them undisturbed."_ At most +they would say that a _"self-managed firm may not behave as the theory +predicts, but this is because it behaves irrationally. If something is wrong, +it is not the theory but the reality."_ Interestingly, though, if you assume +that capitalist firms _"maximise the rate of profit, profit per unit +invested"_ rather than total profit then neo-classical theory _"generates +equally absurd results."_ That is why the distinction between short and long +runs was invented, so that in the short run the amount of capital is fixed. If +this is applied to a co-operative, so that _"in the short run, the work force +is fixed"_ then the alleged problems with labour-managed workplaces disappear. +Needless to say, a real co-operative acts on the assumption that the work +force is fixed and as _"the workers are no longer hired"_ this means that the +worker-managers _"do not fire their colleagues when business is slack; they +reduce work time or work for inventories. When the demand temporarily +increases, they work overtime or contract outside work."_ [**Op. Cit.**, pp. +11-13] + +In summary, the neo-classical theory of the labour-managed firm has as much +relation to a real co-operative as neo-classical economics generally does to +capitalism. Significantly, "Austrian" economists generally accept the neo- +classical theory of co-operatives (in part, undoubtedly, as it confirms their +dislike of all forms of socialism). Even one as sympathetic to self-management +as David L. Prychitko accepts it, simply criticising because it _"reduces the +firm to a short-run objective function"_ and _"as long as market **entry** is +allowed, the labour-managed market sheds any possible instability problem."_ +[**Markets, Planning and Democracy**, p. 81] While correct, this criticism +totally misses the point. Yes, in the long run other co-operatives would be +set up and this would increase supply of goods, increase employment and so +forth, yet this should not blind us to the limitations of the assumptions +which drives the neo-classical theory. + +To sum up, syndicates are voluntary associations of workers who manage their +workplace and their own work. Within the syndicate, the decisions which affect +how the workplace develops and changes are in the hands of those who work +there. In addition, it means that each section of the workforce manages its +own activity and sections and that all workers placed in administration tasks +(i.e. _"management"_) are subject to election and recall by those who are +affected by their decisions. The workers' self-management is discussed in the +[next section](secI3.html#seci32). + +Finally, two things. First, as noted in [section G.1.3](secG3.html#secg13) a +few individualist anarchists, although not all, were not opposed to (non- +exploitative) wage labour and so did not place co-operatives at the centre of +their ideas. This position is very much a minority in the anarchist tradition +as it is not consistent with libertarian principles nor likely to end the +exploitation of labour (see [section G.4.1](secG4.html#secg41)), so making +most anarchists think such individualism is inconsistent anarchism (see +[section G.4.2](secG4.html#secg42)). Secondly, it is important to note that +individuals who do not wish to join syndicates will be able to work for +themselves. There is no _"forced collectivisation"_ under **any** form of +libertarian socialism, because coercing people is incompatible with the basic +principles of anarchism. Those who wish to be self-employed will have free +access to the productive assets they need, provided that they neither attempt +to monopolise more of those assets than they and their families can use by +themselves nor attempt to employ others for wages (see [section +I.3.7](secI3.html#seci37)). + +## I.3.2 What is workers' self-management? + +Quite simply, workers' self-management (sometimes called _"workers' control"_) +means that all workers affected by a decision have an equal voice in making +it, on the principle of "one worker, one vote." Thus _"revolution has launched +us on the path of industrial democracy."_ [**Selected Writings of Pierre- +Joseph Proudhon**, p. 63] That is, workers _"ought to be the real managers of +industries."_ [Peter Kropotkin, **Fields, Factories and Workshops Tomorrow**, +p. 157] This is essential to ensure _"a society of equals, who will not be +compelled to sell their hands and their brains to those who choose to employ +them . . . but who will be able to apply their knowledge and capacities to +production, in an organism so constructed as to combine all the efforts for +procuring the greatest possible well-being for all, while full, free scope +will be left for every individual initiative."_ [Kropotkin, **Kropotkin: +Selections from his Writings**, pp. 113-4] As Chomsky put it: + +> _"Compassion, solidarity, friendship are also human needs. They are driving +needs, no less than the desire to increase one's share of commodities or to +improve working conditions. Beyond this, I do not doubt that it is a +fundamental human need to take an active part in the democratic control of +social institutions. If this is so, then the demand for industrial democracy +should become a central goal of any revitalised left with a working-class +base."_ [**Radical Priorities**, p. 191] + +As noted earlier, however, we need to be careful when using the term +_"workers' control,"_ as others use it and give it an entirely different +meaning from the one intended by anarchists. Like the terms _"anarchist"_ and +_"libertarian,"_ it has been co-opted by others to describe less than +libertarian schemes. + +The first to do so were the Leninists, starting with Lenin, who have used the +term "workers' control" to describe a situation were workers have a limited +supervision over either the capitalists or the appointed managers of the so- +called workers' state. These do not equate to what anarchists aim for and, +moreover, such limited experiments have not lasted long (see [section +H.3.14](secH3.html#sech314)). More recently, "workers' control" have been used +by capitalists to describe schemes in which workers' have more say in how +their workplaces are run while maintaining wage slavery (i.e. capitalist +ownership, power and ultimate control). So, in the hands of capitalists, +"workers' control" is now referred to by such terms as "participation", "co- +determination", "consensus", "empowerment", "Japanese-style management," etc. +_"For those whose function it is solve the new problems of boredom and +alienation in the workplace in advanced industrial capitalism, workers' +control is seen as a hopeful solution"_, Sam Dolgoff noted, _"a solution in +which workers are given a modicum of influence, a strictly limited area of +decision-making power, a voice at best secondary in the control of conditions +of the workplace. Workers' control, in a limited form sanctioned by the +capitalists, is held to be the answer to the growing non-economic demands of +the workers."_ [**The Anarchist Collectives**, p. 81] + +The new managerial fad of "quality circles" -- meetings where workers are +encouraged to contribute their ideas on how to improve the company's product +and increase the efficiency with which it is made -- is an example of +"workers' control" as conceived by capitalists. However, when it comes to +questions such as what products to make, where to make them, and (especially) +how revenues from sales should be divided, capitalists and managers do not ask +for or listen to workers' "input." So much for "democratisation," +"empowerment," and "participation"! In reality, capitalistic "workers control" +is merely an another insidious attempt to make workers more willing and "co- +operative" partners in their own exploitation. Needless to say, such schemes +are phoney as they never place **real** power in the hands of workers. In the +end, the owners and their managers have the final say (and so hierarchy +remains) and, of course, profits are still extracted from the workforce. + +Hence anarchists prefer the term **_workers' self-management_**, a concept +which refers to the exercise of workers' power through collectivisation and +federation. It means _"a transition from private to collective ownership"_ +which, in turn, _"call[s] for new relationships among the members of the +working community."_ [Abel Paz, **The Spanish Civil War**, p. 55] Self- +management in this sense _"is not a new form of mediation between the workers +and their capitalist bosses, but instead refers to the very process by which +the workers themselves **overthrow** their managers and take on their own +management and the management of production in their own workplace. Self- +management means the organisation of all workers . . . into a workers' council +or factory committee (or agricultural syndicate), which makes all the +decisions formerly made by the owners and managers."_ [Dolgoff, **Op. Cit.**, +p. 81] Self-management means the end of hierarchy and authoritarian social +relationships in workplace and their replacement by free agreement, collective +decision-making, direct democracy, social equality and libertarian social +relationships. + +As anarchists use the term, workers' self-management means collective worker +ownership, control and direction of all aspects of production, distribution +and investment. This is achieved through participatory-democratic workers' +assemblies, councils and federations, in both agriculture and industry. These +bodies would perform all the functions formerly reserved for capitalist +owners, managers, executives and financiers where these activities actually +relate to productive activity rather than the needs to maximise minority +profits and power (in which case they would disappear along with hierarchical +management). These workplace assemblies will be complemented by people's +financial institutions or federations of syndicates which perform all +functions formerly reserved for capitalist owners, executives, and financiers +in terms of allocating investment funds or resources. + +Workers' self-management is based around general meetings of the whole +workforce, held regularly in every industrial or agricultural syndicate. These +are the source of and final authority over decisions affecting policy within +the workplace as well as relations with other syndicates. These meeting elect +workplace councils whose job is to implement the decisions of these assemblies +and to make the day to day administration decisions that will crop up. These +councils are directly accountable to the workforce and its members subject to +re-election and instant recall. It is also likely that membership of these +councils will be rotated between all members of the syndicate to ensure that +no one monopolises an administrative position. In addition, smaller councils +and assemblies would be organised for divisions, units and work teams as +circumstances dictate. + +In this way, workers would manage their own collective affairs together, as +free and equal individuals. They would associate together to co-operate +without subjecting themselves to an authority over themselves. Their +collective decisions would remain under their control and power. This means +that self-management creates _"an organisation so constituted that by +affording everyone the fullest enjoyment of his [or her] liberty, it does not +permit anyone to rise above the others nor dominate them in any way but +through the natural influence of the intellectual and moral qualities which he +[or she] possesses, **without this influence ever being imposed as a right and +without leaning upon any political institution whatever.**"_ [**The Political +Philosophy of Bakunin**, p. 271] Only by convincing your fellow associates of +the soundness of your ideas can those ideas become the agreed plan of the +syndicate. No one is in a position to impose their ideas simply because of the +post they hold or the work they do. + +Most anarchists think that it is likely that purely administrative tasks and +decisions would be delegated to elected individuals in this way, freeing +workers and assemblies to concentrate on important activities and decisions +rather than being bogged down in trivial details. As Bakunin put it: + +> _"Is not administrative work just as necessary to production as is manual +labour -- if not more so? Of course, production would be badly crippled, if +not altogether suspended, without efficient and intelligent management. But +from the standpoint of elementary justice and even efficiency, the management +of production need not be exclusively monopolised by one or several +individuals. And managers are not at all entitled to more pay. The co- +operative workers associations have demonstrated that the workers themselves, +choosing administrators from their own ranks, receiving the same pay, can +efficiency control and operate industry. The monopoly of administration, far +from promoting the efficiency of production, on the contrary only enhances the +power and privileges of the owners and their managers."_ [**Bakunin on +Anarchism**, p. 424] + +What is important is that what is considered as important or trivial, policy +or administration rests with the people affected by the decisions and subject +to their continual approval. Anarchists do not make a fetish of direct +democracy and recognise that there is more important things in life than +meetings and voting! While workers' assemblies play the key role in self- +management, it is not the focal point of **all** decisions. Rather it is the +place where all the important policy decisions are made, administrative +decisions are ratified or rejected and what counts as a major decision +determined. Needless to say, what is considered as important issues will be +decided upon by the workers themselves in their assemblies. + +Unsurprisingly, anarchists argue that, as well as being more free, workers +self-management is more efficient and productive than the hierarchical +capitalist firm (efficiency here means accomplishing goals without wasting +valued assets). Capitalist firms fail to tap humanitys vast reservoir of +practical knowledge, indeed they block it as any application of that knowledge +is used to enrich the owners rather than those who generate and use it. Thus +the hierarchical firm disenfranchises employees and reduces them to the level +of order-takers with an obvious loss of information, knowledge and insight (as +discussed in [section I.1.1](secI1.html#seci11)). With self-management, that +vast source of knowledge and creativity can be expressed. Thus, self- +management and worker ownership _"should also reap other rewards through the +greater motivation and productivity of the workers."_ [David Ellerman, **The +Democratic Worker-Owned Firm**, p. 139] + +This explains why some firms try to simulate workers' control (by profit- +sharing or "participation" schemes). For, as market socialist David +Schweickart notes, _"the empirical evidence is overwhelming"_ and supports +those who argue for workers' participation. The _"evidence is strong that both +worker participation in management and profit sharing tend to enhance +productivity and that worker-run enterprises often are more productive than +their capitalist counterparts."_ [**Against Capitalism**, p. 100] In fact, 94% +of 226 studies into this issue showed a positive impact, with 60% being +statistically significant, and so the empirical evidence is _"generally +supportive of a positive link between profit sharing and productivity."_ This +applies to co-operatives as well. [Martin L. Weitzman and Douglas L. Kruse, +_"Profit Sharing and Productivity"_, pp. 95-140, **Paying for Productivity**, +Alan S. Blinder (ed.), p. 137, p. 139 and pp. 131-2] Another study concludes +that the _"available evidence is strongly suggestive that for employee +ownership . . . to have a strong impact on performance, it needs to be +accompanied by provisions for worker participation in decision making."_ In +addition, _"narrow differences in wages and status"_, as anarchists have long +argued, _"increase productivity"_. [David I. Levine and Laura D'Andrea Tyson, +_"Participation, Productivity, and the Firm's Environment"_, pp. 183-237, +**Op. Cit.**, p. 210 and p. 211] + +This should be unsurprising, for as Geoffrey M. Hodgson notes, the neo- +classical model of co-operatives _"wrongly assume[s] that social relations and +technology are separable . . . Yet we have much evidence . . . to support the +contention that participation and co-operation can increase technological +efficiency. Production involves people \-- their ideas and aspirations -- and +not simply machines operating under the laws of physics. It seems that, in +their search for pretty diagrams and tractable mathematical models, mainstream +economists often forget this."_ [**Economics and Utopia**, p. 223] + +Therefore anarchists have strong evidence to support Herbert Read's comment +that libertarian socialism would _"provide a standard of living far higher +than that realised under any previous form of social organisation."_ +[**Anarchy and Order**, p. 49] It confirms Cole's comment that the _"key to +real efficiency is self-government; and any system that is not based upon +self-government is not only servile, but also inefficient. Just as the labour +of the wage-slave is better than the labour of the chattel-slave, so . . . +will the labour of the free man [and woman] be better than either."_ [**Self- +Government in Industry**, p. 157] Yet it is important to remember, as +important as this evidence is, real social change comes not from "efficiency" +concerns but from ideals and principles. While anarchists are confident that +workers' self-management will be more efficient and productive than +capitalism, this is a welcome side-effect of the deeper goal of increasing +freedom. The evidence confirms that freedom is the best solution for social +problems but if, for example, slavery or wage-labour proved to be more +productive than free, associated, labour it does not make them more desirable! + +A self-managed workplace, like a self-managed society in general, does not +mean that specialised knowledge (where it is meaningful) will be neglected or +not taken into account. Quite the opposite. Specialists (i.e. workers who are +interested in a given area of work and gain an extensive understanding of it) +are part of the assembly of the workplace, just like other workers. They can +and have to be listened to, like anyone else, and their expert advice included +in the decision making process. Anarchists do not reject the idea of expertise +nor the rational authority associated with it. As we indicated in [section +B.1](secB1.html), anarchists recognise the difference between being _**an**_ +authority (i.e. having knowledge of a given subject) and being _**in**_ +authority (i.e. having power over someone else). as discussed in [section +H.4](secH4.html), we reject the latter and respect the former. + +Such specialisation does not imply the end of self-management, but rather the +opposite. _"The greatest intelligence,"_ Bakunin argued, _"would not be equal +to a comprehension of the whole. Thence results, for science as well as +industry, the necessity of the division and association of labour."_ [**God +and the State**, p. 33] Thus specialised knowledge is part of the associated +workers and not placed above them in positions of power. The other workers in +a syndicate can compliment the knowledge of the specialists with the knowledge +of the work process they have gained by working and so enrich the decision. +Knowledge is distributed throughout society and only a society of free +individuals associated as equals and managing their own activity can ensure +that it is applied effectively (part of the inefficiency of capitalism results +from the barriers to knowledge and information flow created by its +hierarchical workplace). + +A workplace assembly is perfectly able to listen to an engineer, for example, +who suggests various ways of reaching various goals (i.e. if you want X, you +would have to do A or B. If you do A, then C, D and E is required. If B is +decided upon, then F, G, H and I are entailed). But it is the assembly, +**not** the engineer, that decides what goals and methods to be implemented. +As Cornelius Castoriadis put it: _"We are not saying: people will have to +decide **what** to do, and then technicians will tell them **how** to do it. +We say: after listening to technicians, people will decide what to do **and** +how to do it. For the **how** is not neutral -- and the **what** is not +disembodied. What and how are neither **identical**, nor **external** to each +other. A 'neutral' technique is, of course, an illusion. A conveyor belt is +linked to a type of product **and** a type of producer \-- and vice versa."_ +[**Social and Political Writings**, vol. 3, p. 265] + +However, we must stress that while an anarchist society would "inherit" a +diverse level of expertise and specialisation from class society, it would not +take this as unchangeable. Anarchists argue for **_"all-round"_** (or +integral) education as a means of ensuring that everyone has a basic knowledge +or understanding of science, engineering and other specialised tasks. As +Bakunin argued, _"in the interests of both labour and science . . . there +should no longer be either workers or scholars but only human beings."_ +Education must _"prepare every child of each sex for the life of thought as +well as for the life of labour."_ [**The Basic Bakunin**, p. 116 and p. 119] +This does not imply the end of all specialisation (individuals will, of +course, express their individuality and know more about certain subjects than +others) but it does imply the end of the artificial specialisation developed +under capitalism which tries to deskill and disempower the wage worker by +concentrating knowledge into hands of management. + +And, just to state the obvious, self-management does not imply that the mass +of workers decide on the application of specialised tasks. Self-management +implies the autonomy of those who do the work as well as collective decision +making on collective issues. For example, in a self-managed hospital the +cleaning staff would not have a say in the doctors' treatment of patients just +as the doctors would not tell the cleaners how to do their work (of course, it +is likely that an anarchist society will **not** have people whose work is +simply to clean and nothing else, we just use this as an example people will +understand). All members of a syndicate would have a say in what happens in +the workplace as it affects them collectively, but individual workers and +groups of workers would manage their own activity within that collective. + +Needless to say, self-management abolishes the division of labour inherent in +capitalism between order takers and order givers. It integrates (to use +Kropotkin's words) brain work and manual work by ensuring that those who do +the work also manage it and that a workplace is managed by those who use it. +Such an integration of labour will, undoubtedly, have a massive impact in +terms of productivity, innovation and efficiency. As Kropotkin argued, the +capitalist firm has a negative impact on those subject to its hierarchical and +alienating structures: + +> _"The worker whose task has been specialised by the permanent division of +labour has lost the intellectual interest in his [or her] labour, and it is +especially so in the great industries; he has lost his inventive powers. +Formerly, he [or she] invented very much . . . But since the great factory has +been enthroned, the worker, depressed by the monotony of his [or her] work, +invents no more."_ [**Fields, Factories and Workshops Tomorrow**, p. 171] + +Must all the skills, experience and intelligence that very one has be swept +away or crushed by hierarchy? Or could it not become a new fertile source of +progress under a better organisation of production? Self-management would +ensure that the independence, initiative and inventiveness of workers (which +disappears under wage slavery) comes to the fore and is applied. Combined with +the principles of _"all-round"_ (or integral) education (see [section +J.5.13](secJ5.html#secj513)) who can deny that working people could transform +the current economic system to ensure _"well-being for all"_? And we must +stress that by _"well-being"_ we mean well-being in terms of meaningful, +productive activity in humane surroundings and using appropriate technology, +in terms of goods of utility and beauty to help create strong, healthy bodies +and in terms of surroundings which are inspiring to live in and ecologically +integrated. + +Little wonder Kropotkin argued that self-management and the _"erasing [of] the +present distinction between the brain workers and manual worker"_ would see +_"social benefits"_ arising from _"the concordance of interest and harmony so +much wanted in our times of social struggles"_ and _"the fullness of life +which would result for each separate individual, if he [or she] were enabled +to enjoy the use of both . . . mental and bodily powers."_ This is in addition +to the _"increase of wealth which would result from having . . . educated and +well-trained producers."_ [**Op. Cit.**, p. 180] + +Let us not forget that today workers **do** manage their own working time to a +considerable extent. The capitalist may buy a hour of a workers' time but they +have to ensure that the worker follows their orders during that time. Workers +resist this imposition and this results in considerable shop-floor conflict. +Frederick Taylor, for example, introduced his system of _"scientific +management"_ in part to try and stop workers managing their own working +activity. As David Noble notes, workers _"paced themselves for many reason: to +keep time for themselves, to avoid exhaustion, to exercise authority over +their work, to avoid killing so-called gravy piece-rate jobs by overproducing +and risking a pay cut, to stretch out available work for fear of layoffs, to +exercise their creativity, and, last but not least, to express their +solidarity and their hostility to management."_ These were _"[c]oupled with +collective co-operation with their fellows on the floor"_ and _"labour- +prescribed norms of behaviour"_ to achieve _"shop floor control over +production."_ [**Forces of Production**, p. 33] This is why _working to rule"_ +is such an efficient weapon in the class struggle (see [section +H.4.4](secH4.html#sech44)) In other words, workers naturally tend towards +self-management anyway and it is this natural movement towards liberty during +work hours which is combated by bosses (who wins, of course, depends on +objective and subjective pressures which swing the balance of power towards +labour or capital). + +Self-management will built upon this already existing unofficial workers +control over production and, of course, our knowledge of the working process +which actually doing it creates. The conflict over who controls the shop floor +-- either those who do the work or those who give the orders -- not only shows +that self-management is **possible** but also show how it can come about as it +brings to the fore the awkward fact that while the bosses need us, we do not +need them! + +## I.3.3 What does socialisation mean? + +A key aspect of anarchism is the socialisation of the means of life. This +means that the land, housing, workplaces and so forth become common property, +usable by all who need them. Thus Emma Goldman's summary: + +> _"That each and every individual is and ought to be free to own himself and +to enjoy the full fruit of his labour; that man is absolved from all +allegiance to the kings of authority and capital; that he has, by the very +fact of his being, free access to the land and all means of production, and +entire liberty of disposing of the fruits of his efforts; that each and every +individual has the unquestionable right of free and voluntary association with +other equally sovereign individuals for economic, political, social, and other +purposes, and that to achieve this end man must emancipate himself from the +sacredness of property, the respect for man-made law, the fear of the Church, +the cowardice of public opinion, the stupid arrogance of national, racial, +religious, and sex superiority, and from the narrow puritanical conception of +human life."_ [**A Documentary History of the American Years**, vol. 2, pp. +450-1] + +This is required because private ownership of collectively used "property" +(such as workplaces and land) results in a situation where the many have to +sell their labour (i.e., liberty) to the few who own it. This creates +hierarchical and authoritarian social relationships as well as economic +classes. For anarchists, society cannot be divided into _"a possessing and a +non-possessing"_ class system as this is _"a condition of social injustice"_ +as well as making the state _"indispensable to the possessing minority for the +protection of its privileges."_ [Rudolf Rocker, **Anarcho-Syndicalism**, p. +11] In other words, _"as long as land and capital are unappropriated, the +workers are free, and that, when these have a master, the workers also are +slaves."_ [Charlotte M. Wilson, **Anarchist Essays**, p. 21] + +While there is a tendency by state socialists and the right to equate +socialisation with nationalisation, there are key differences which the +different names signify. Nationalisation, in practice and usually in theory, +means that the means of life become state property. This means that rather +than those who need and use a specific part of the co-operative commonwealth +deciding what to do with it, the government does. As we discussed in [section +B.3.5](secB3.html#secb35) this would just be state capitalism, with the state +replacing the current capitalist and landlords. + +As Emma Goldman argued, there is a clear difference between socialisation and +nationalisation. _"The first requirement of Communism,"_ she argued, _"is the +socialisation of the land and of the machinery of production and distribution. +Socialised land and machinery belong to the people, to be settled upon and +used by individuals and groups according to their needs."_ Nationalisation, on +the other hand, means that a resource _"belongs to the state; that is, the +government has control of it and may dispose of it according to its wishes and +views."_ She stressed that _"when a thing is socialised, every individual has +free access to it and may use it without interference from anyone."_ When the +state owned property, _"[s]uch a state of affairs may be called state +capitalism, but it would be fantastic to consider it in any sense +communistic."_ [**Red Emma Speaks**, pp. 406-7] + +Socialisation aims at replacing property rights by use rights. The key to +understanding socialisation is to remember that it is about **free access**. +In other words, that every one has the same rights to the means of life as +everyone else, that no one is exploited or oppressed by those who own the +means of life. In the words of Herbert Read: + +> _"The essential principle of anarchism is that mankind has reached a stage +of development at which it is possible to abolish the old relationship of +master-man (capitalist-proletarian) and substitute a relationship of +egalitarian co-operation. This principle is based, not only on ethical ground, +but also on economic grounds."_ [**Anarchy and Order**, p. 92] + +This implies two things. Firstly, that the means of life are common property, +without an owning class. Secondly, there is free association between equals +within any association and so industrial democracy (or self-management). + +This has been an anarchist position as long as anarchism has been called +anarchism. Thus we find Proudhon arguing in 1840 that _"the land is +indispensable to our existence"_ and _"consequently a common thing, +consequently insusceptible of appropriation"_ and that _"all accumulated +capital being social property, no one can be its exclusive proprietor."_ This +means _"the farmer does not appropriate the field which he sows"_ and _"all +capital . . . being the result of collective labour"_ is _"collective +property."_ Without this there is inequality and a restriction of freedom as +_"the working-man holds his labour by the condescension and necessities of the +master and proprietor."_ The _"civilised labourer who bakes a loaf that he may +eat a slice of bread . . . is not free. His employer . . . is his enemy."_ In +fact, _"neither a commercial, nor an industrial, nor an agricultural +association can be conceived of in the absence of equality."_ The aim was a +society of _"possessors without masters"_ rather than wage-labourers and +tenants _"controlled by proprietors."_ Within any economic association there +would be democracy, with _"leaders, instructors, superintendents"_ and so +forth being _"chosen from the labourers by the labourers themselves, and must +fulfil the conditions of eligibility. It is the same with all public +functions, whether of administration or instruction."_ [**What is Property?**, +p. 107, p. 130, p. 153, p. 128, p. 142, p. 227, p. 167 and p. 137] + +This meant _"democratically organised workers associations"_ and _"[u]nder the +law of association, transmission of wealth does not apply to the instruments +of labour, so cannot become a cause of inequality."_ [Proudhon, **No Gods, No +Masters**, vol. 1., p. 62] Thus workplaces _"are the common and undivided +property of all those who take part therein"_ rather than _"companies of +stockholders who plunder the bodies and souls of the wage workers."_ This +meant free access, with _"every individual employed in the association"_ +having _"an undivided share in the property of the company"_ and has _"a right +to fill any position"_ as _"all positions are elective, and the by-laws +subject to the approval of the members."_ Each member _"shall participate in +the gains and in the losses of the company, in proportion to his [or her] +services."_ [Proudhon, **General Idea of the Revolution**, p. 219 and p. 222] +Proudhon's idea of free credit from a People's Bank, it should be noted, is +another example of free access, of socialisation. Needless to say, anarchists +like Bakunin and Kropotkin based their arguments for socialisation on this +vision of self-managed workplaces and free access to the means of life. For +Bakunin, for example, _"the land, the instruments of work and all other +capital may become the collective property of the whole of society and be +utilised only by the workers, on other words, by the agricultural and +industrial associations."_ [**Michael Bakunin: Selected Writings**, p. 174] + +So the means of production are socialised in the mutualism, collectivism and +communism and all rest on the same principle of equal access. So when someone +joins an existing workers association they become full members of the co- +operative, with the same rights and duties as existing members. In other +words, they participate in the decisions on a basis of one person, one vote. +How the products of that association are distributed vary in different types +of anarchism, but the associations that create them are rooted in the free +association of equals. In contrast, a capitalist society places the owner in +the dominant position and new members of the workforce are employees and so +subordinate members of an organisation which they have no say in (see [section +B.1](secB1.html)). + +Socialisation would mean that workplaces would become _"little republics of +workingmen."_ [Proudhon, quoted by Dorothy W. Douglas, _"Proudhon: A Prophet +of 1848: Part II"_, pp. 35-59, **The American Journal of Sociology**, Vol. 35, +No. 1, p. 45] As economist David Ellerman explains, the democratic workplace +_"is a social community, a community of work rather than a community +residence. It is a republic, or **res publica** of the workplace. The ultimate +governance rights are assigned as personal rights . . . to the people who work +in the firm . . . This analysis shows how a firm can be socialised and yet +remain 'private' in the sense of not being government-owned."_ As noted in +[section I.3.1](secI3.html#seci31), this means the end of the labour market as +there would be free access to workplaces and so workers would not be wage- +labourers employed by bosses. Instead, there would be a people seeking +associations to join and associations seeking new associates to work with. +_"Instead of abolishing the employment relation,"_ Ellerman argues, _"state +socialism nationalised it . . . Only the democratic firm -- where the workers +are jointly self-employed -- is a genuine alternatives to private or public +employment."_ [**The Democratic Worker-Owned Firm**, p. 76 and p. 209] + +So libertarian socialism is based on decentralised decision making within the +framework of socially-owned but independently-run and worker-self-managed +syndicates. The importance of socialisation should not be downplayed. This is +because the self-management of work is not sufficient in and of itself to +ensure an anarchist society. Under feudalism, the peasants managed their own +labour but such a regime was hardly libertarian for, at a minimum, the +peasants paid the landlord rent. An industrial equivalent can be imagined, +where workers hire workplaces and land from capitalists and landlords. As +left-wing economist Geoffrey M. Hodgson suggests: + +> _"Assume that the workers are self-employed but do not own all the means of +production. In this case there still may be powerful owners of factories, +offices and machines . . . the owners of the means of production would still +receive an income, emanating from that ownership. In bargaining with these +owners, the workers would be required to concede the claim of these owners to +an income, as they would be unable to produce without making use of the means +of production owned by others. Hence the workers would still be deprived of . +. . 'surplus value'. Profits would still derive from ownership of the means of +production."_ [**Economics and Utopia**, p. 168] + +This would not be (libertarian) socialism (as workers would still be +exploited) nor would it be capitalism (as there is no wage labour as such, +although there would be a proletariat). Thus genuine anarchism requires +socialisation of the means of life, which ensures free access (no usury). In +other words, self-management (while an essential part of anarchism) is not +sufficient to make a society anarchistic. Without socialism (free access to +the means of life) it would be yet another class system and rooted in +exploitation. To eliminate all exploitation, social anarchists propose that +productive assets such as workplaces and land be owned by society as a whole +and run by syndicates and self-employed individuals. Thus Kropotkin: _"Free +workers, on free land, with free machinery, and freely using all the powers +given to man by science."_ [**Act for Yourselves**, p. 102] + +This vision of socialisation, of free access, also applies to housing. +Proudhon, for example, suggested that payments of rent in housing under +capitalism would be _"carried over to the account of the purchase of the +property"_ and once paid for the house _"shall pass under the control of the +town administration . . . in the name of all the tenants, and shall guarantee +them all a domicile, in perpetuity, at the cost of the building."_ Rented farm +land would be the same and would, once paid for, _"revert immediately to the +town, which shall take the place of the former proprietor."_ Provision _"shall +be made for the supervision of the towns, for the installation of cultivators, +and for the fixing of the boundaries of possessions."_ [**General Idea of the +Revolution**, p. 194 and p. 199] Kropotkin had a similar end in mind, namely +_"the abolition of rent"_, but by different means, namely by _"the +expropriation of houses"_ during a social revolution. This would be _"the +communalising of houses and the right of each family to a decent dwelling."_ +[**The Conquest of Bread**, p. 91 and p. 95] + +It is important to note here that while anarchists tend to stress communes +(see [section I.5](secI5.html)) this does **not** imply communal living in the +sense of one-big family. As Kropotkin, for example, was at pains to stress +such continual communal living is _"repugnant to millions of human beings. The +most reserved man [and woman] certainly feels the necessity of meeting his [or +her] fellows for the pursue of common work . . . But it is not so for the +hours of leisure, reserved for rest and intimacy."_ Communal living in the +sense of a human bee-hive _"can please some, and even all at a certain period +of their life, but the great mass prefers family life (family life of the +future, be it understood). They prefer isolated apartments."_ A community +living together under one roof _"would be hateful, were it the general rule. +Isolation, alternating with time spent in society, is the normal desire of +human nature."_ [**Op. Cit.**, pp. 123-4] Thus the aim is _"Communism, but not +the monastic or barrack-room Communism formerly advocated [by state +socialists], but the free Communism which places the products reaped or +manufactured at the disposal of all, leaving to each the liberty to consume +them as he pleases in his [or her] own home."_ [**The Place of Anarchism in +the Evolution of Socialist Thought**, p. 7] Needless to say, each household, +like each workplace, would be under the control of its users and socialisation +exists to ensure that remains the case (i.e., that people cannot become +tenants/subjects of landlords). + +See [section I.6](secI6.html) for a discussion of how socialisation and free +access could work. + +Beyond this basic vision of self-management and socialisation, the schools of +anarchism vary. Mutualism eliminates wage labour and unites workers with the +means of production they use. Such a system is socialist as it is based on +self-management and workers' control/ownership of the means of production. +However, other social anarchists argue that such a system is little more than +"petit-bourgeois co-operativism" in which the worker-owners of the co- +operatives compete in the marketplace with other co-operatives for customers, +profits, raw materials, etc. -- a situation that could result in many of the +same problems that arise under capitalism or even a return to capitalism (see +[section I.1.3](secI1.html#seci13)). Some Mutualists recognise this danger. +Proudhon, as discussed in [section I.3.5](secI3.html#seci35), advocated an +agro-industrial federation to combat the effects of market forces in +generating inequality and wage labour. In addition, supporters of mutualism +can point to the fact that existing co-operatives rarely fire their members +and are far more egalitarian in nature than corresponding capitalist firms. +This they argue will ensure that mutualism will remain socialist, with easy +credit available to those who are made unemployed to start their own co- +operatives again. + +In contrast, within anarcho-collectivism and anarcho-communism society as a +whole owns the means of life, which allows for the elimination of both +competition for survival and the tendency for workers to develop a proprietary +interest the enterprises in which they work. As Kropotkin argued, _"[t]here is +no reason why the factory . . . should not belong to the community . . . It is +evident that now, under the capitalist system, the factory is the curse of the +village, as it comes to overwork children and to make paupers of its male +inhabitants; and it is quite natural that it should be opposed by all means by +the workers . . . But under a more rational social organisation, the factory +would find no such obstacles; it would be a boon to the village."_ Needless to +say, such a workplace would be based on workers' self-management, as _"the +workers . . . ought to be the real managers of industries."_ [**Fields, +Factories and Workshops Tomorrow**, p. 152 and p. 157] This _"socially +organised industrial production"_ (to use Kropotkin's term) would ensure a +decent standard of living without the problems associated with a market, even +a non-capitalist one. + +In other words, the economy is communalised, with land and the means of +production being turned into common "property". The community determines the +social and ecological framework for production while the workforce makes the +day-to-day decisions about what to produce and how to do it. This is because a +system based purely on workplace assemblies effectively disenfranchises those +individuals who do not work but live with the effects of production (e.g., +ecological disruption). In Murray Bookchin's words, the aim would be to +advance _"a holistic approach to an ecologically oriented economy"_ with key +policy decisions _"made by citizens in face-to-face assemblies -- as +**citizens**, not simply as workers, farmers, or professionals . . . As +citizens, they would function in such assemblies by their highest level -- +their **human** level -- rather than as socially ghettoised beings. They would +express their general human interests, not their particular status +interests."_ These communalised economies would join with others _"into a +regional confederal system. Land, factories, and workshops would be controlled +by the popular assemblies of free communities, not by a nation-state or by +worker-producers who might very well develop a proprietary interest in them."_ +[**Remaking Society**, p. 194] + +An important difference between workplace and community assemblies is that the +former can be narrow in focus while the latter can give a hearing to solutions +that bring out the common ground of people as people rather than as workers in +a specific workplace or industry. This would be in the context of communal +participation, through face-to-face voting of the whole community in local +neighbourhood and confederal assemblies, which will be linked together through +voluntary federations. It does **not** mean that the state owns the means of +production, as under Marxism-Leninism or social democracy, because there is no +state under libertarian socialism (for more on community assemblies, see +[section I.5](secI5.html)). + +This means that when a workplace is communalised workers' self-management is +placed within the broader context of the community, becoming an aspect of +community control. This does not mean that workers' do not control what they +do or how they do it. Rather, it means that the framework within which they +make their decisions is determined by the community. For example, the local +community may decide that production should maximise recycling and minimise +pollution, and workers informed of this decision make investment and +production decisions accordingly. In addition, consumer groups and co- +operatives may be given a voice in the confederal congresses of syndicates or +even in the individual workplaces (although it would be up to local +communities to decide whether this would be practical or not). In these ways, +consumers could have a say in the administration of production and the type +and quality of the product, adding their voice and interests in the creation +as well as the consumption of a product. + +Given the general principle of social ownership and the absence of a state, +there is considerable leeway regarding the specific forms that +collectivisation might take -- for example, in regard to methods of +distribution, the use or non-use of money, etc. -- as can be seen by the +different systems worked out in various areas of Spain during the Revolution +of 1936-39. Nevertheless, freedom is undermined when some communities are poor +while others are wealthy. Therefore the method of surplus distribution must +insure that all communities have an adequate share of pooled revenues and +resources held at higher levels of confederation as well as guaranteed minimum +levels of public services and provisions to meet basic human needs. That is +why anarchists have supported the need for syndicates and communities to +federate (see [next section](secI3.html#seci34)) + +Finally, one key area of disagreement between anarchist schools is how far +socialisation should go. Mutualists think that it should only include the +means of production while communist-anarchists argue that socialisation, to be +consistent, must embrace what is produced as well as what produced it. +Collectivist-anarchists tend to agree with mutualists on this, although many +think that, over time, the economy would evolve into communism as the legacies +of capitalism and scarcity are overcome. Proudhon spoke for the mutualists: + +> _"This, then, is the first point settled: property in product, if we grant +so much, does not carry with it property in the means of production; that +seems to me to need no further demonstration . . . all . . . are proprietors +of their products -- not one is proprietor of the means of production. The +right to product is exclusive -- **jus in re**; the right to means is common +-- **jus ad rem**."_ [**What is Property?**, pp. 120-1] + +For libertarian communists, socialisation should be extended to the products +of labour as well. This means that as well as having free access to the means +of production, people would also have free access to the goods and services +produced by them. Again, this does not imply people having to share the +possessions they use. Rather it means that instead of having to buy the goods +in question they are distributed freely, according to need. To maintain +socialisation of the means of product but not in goods means basing society +_"on two absolutely opposed principles, two principles that contradict one +another continually."_ [Kropotkin, **The Conquest of Bread**, p. 163] The need +is to go beyond the abolition of wage labour into the abolition of money (the +wages system). This is because any attempt at measuring a person's +contribution to society will be flawed and, more importantly, people _"differ +from one another by the amount of their **needs**. There is the young +unmarried woman and the mother of a family of five or six children. For the +employer of our days there is no consideration of the needs of"_ each and +_"the labour cheque . . . acts in the same way."_ [Kropotkin, **Act For +Yourselves**, pp. 108-9] + +Regardless of precisely which mode of distribution specific individuals, +workplaces, communes or areas picks, socialisation would be underlying all. +Free access to the means of production will ensure free individuals, including +the freedom to experiment with different anarchistic economic systems. + +## I.3.4 What relations would exist between individual syndicates? + +Just as individuals associate together to work on and overcome common +problems, so would syndicates. Few, if any, workplaces are totally independent +of others. They require raw materials as inputs and consumers for their +products. Therefore there will be links between different syndicates. These +links are twofold: firstly, free agreements between individual syndicates; +secondly, confederations of syndicates (within branches of industry and +regionally). + +Combined with this desire for free co-operation is a desire to end centralised +systems. The opposition to centralisation is often framed in a distinctly +false manner. This can be seen when Alex Nove, a leading market socialist, +argued that _"there are horizontal links (market), there are vertical links +(hierarchy). What other dimension is there?"_ [**The Economics of Feasible +Socialism**, p. 226] In other words, to oppose central planning means to +embrace the market. This is not true: horizontal links need not be market +based any more than vertical links need be hierarchical. An anarchist society +must be based essentially on horizontal links between individuals and +associations, freely co-operating together as they (not a central body) sees +fit. This co-operation will be source of many links in an anarchist economy. +When a group of individuals or associations meet together and discuss common +interests and make common decisions they will be bound by their own decisions. +This is radically different from a central body giving out orders because +those affected will determine the content of these decisions. In other words, +instead of decisions being handed down from the top, they will be created from +the bottom up. + +Let us consider free agreement. Anarchists recognise the importance of letting +people organise their own lives. This means that they reject central planning +and instead urge direct links between workers' associations. In the words of +Kropotkin, _"[f]ree workers would require a free organisation, and this cannot +have any other basis than free agreement and free co-operation, without +sacrificing the autonomy of the individual."_ Those directly involved in +production (and in consumption) know their needs far better than any +bureaucrat. Thus voluntary agreement is the basis of a free economy, such +agreements being _"entered by free consent, as a free choice between different +courses equally open to each of the agreeing parties."_ [**Anarchism**, p. 52 +and p. 69] Without the concentration of wealth and power associated with +capitalism, free agreement will become real and no longer a mask for +hierarchy. + +The anarchist economy _"starts from below, not from above. Like an organism, +this free society grows into being from the simple unit up to the complex +structure. The need for . . . the individual struggle for life"_ is +_"sufficient to set the whole complex social machinery in motion. Society is +the result of the individual struggle for existence; it is not, as many +suppose, opposed to it."_ So anarchists think that _"[i]n the same way that +each free individual has associated with his brothers [and sisters!] to +produce . . . all that was necessary for life, driven by no other force than +his [or her] desire for the full enjoyment of life, so each institution is +free and self-contained, and co-operates and enters into agreements with +others because by so doing it extends its own possibilities."_ This suggests a +decentralised economy -- even more decentralised than capitalism (which is +decentralised only in capitalist mythology, as shown by big business and +transnational corporations, for example) -- one _"growing ever more closely +bound together and interwoven by free and mutual agreements."_ [George +Barrett, **The Anarchist Revolution**, p. 18] + +An anarchist economy would be based on spontaneous order as workers practised +mutual aid and free association. For communist anarchists, this would take the +form of _"free exchange without the medium of money and without profit, on the +basis of requirement and the supply at hand."_ [Alexander Berkman, **What is +Anarchism?**, p. 217] _"Anarchists"_, summarised Rocker, _"desire a federation +of free communities which shall be bound to one another by their common +economic and social interest and shall arrange their affairs by mutual +agreement and free contract."_ [**Anarcho-Syndicalism**, p. 1] An example of +one such agreement would be orders for products and services: + +> _"This factory of ours is, then, to the fullest extent consistent with the +character of its service, a self-governing unit, managing its own productive +operations, and free to experiment to the heart's content in new methods, to +develop new styles and products. . . This autonomy of the factory is the +safeguard. . . against the dead level of mediocrity, the more than adequate +substitute for the variety which the competitive motive was once supposed to +stimulate, the guarantee of liveliness, and of individual work and +workmanship."_ [G.D.H. Cole, **Guild Socialism Restated**, p. 59] + +This means that free agreement will ensure that customers would be able to +choose their own suppliers, meaning that production units would know whether +they were producing what their customers wanted, when they wanted it (i.e., +whether they were meeting individual and social needs). If they were not, +customers would go elsewhere, to other production units within the same branch +of production. We should stress that in addition to this negative check (i.e. +"exit" by consumers) it is likely, via consumer groups and co-operatives as +well as communes, that workplaces will be subject to positive checks on what +they produced. Consumer groups, by formulating and communicating needs to +producer groups, will have a key role in ensuring the quality of production +and goods and that it satisfies their needs (see [section +I.4.7](secI4.html#seci47) for more details of this). + +These direct horizontal links between syndicates are essential to ensure that +goods are produced which meet the needs of those who requested them. Without +specific syndicates requesting specific goods at specific times to meet +specific requirements, an economy will not meet people's needs. A central +plan, for example, which states that 1 million tonnes of steel or 25 million +shirts need to be produced in a year says nothing about what specifically +needs to be produced and when, which depends on how it will be used and the +needs of those using it. As Malatesta argued, _"it would be an absurd waste of +energy to produce blindly for all possible needs, rather than calculating the +actual needs and organising to satisfy them with as little effort as possible +. . . the solution lies in accord between people and in the agreements . . . +that will come about"_ between them. [**At the Caf**, pp. 62-3] Hence the +pressing need for the classic anarchist ideas on free association, free +agreement and mutual aid! These direct links between producer and consumer can +communicate the information required to produce the right thing at the right +time! As Kropotkin argued (based on his firsthand experience of state +capitalism in Russia under Lenin): + +> _"production and exchange represent an undertaking so complicated that the +plans of the state socialists . . . would prove to be absolutely ineffective +as soon as they were applied to life. No government would be able to organise +production if the workers themselves through their unions did not do it in +each branch of industry; for in all production there arise daily thousands of +difficulties which no government can solve or foresee. It is certainly +impossible to foresee everything. Only the efforts of thousands of +intelligences working on the problems can co-operate in the development of a +new social system and find the best solutions for the thousands of local +needs."_ [**Anarchism**, pp. 76-77] + +This brings us to the second form of relationships between syndicates, namely +confederations of syndicates in the same industry or geographical area. It +should be noted that inter-workplace federations are not limited to +collectivist, syndicalist and communist anarchists. The idea of federations of +syndicates goes back to Proudhon's agro-industrial federation, first raised +during the 1848 revolution and named as such in his 1863 book, **The Principle +of Federation**. The French mutualist suggested an _"agro-industrial +federation"_ as the structural support organisation for his system of self- +managed co-operatives. These confederations of syndicates, are necessary to +aid communication between workplaces. No syndicate exists in isolation, and so +there is a real need for a means by which syndicates can meet together to +discuss common interests and act on them. Thus confederations are +complementary to free agreement and also reflect anarchist ideas of free +association and decentralised organisation as well as concern for practical +needs: + +> _"Anarchists are strenuously opposed to the authoritarian, centralist spirit +. . . So they picture a future social life in the basis of federalism, from +the individual to the municipality, to the commune, to the region, to the +nation, to the international, on the basis of solidarity and free agreement. +And it is natural that this ideal should be reflected also in the organisation +of production, giving preference as far as possible, to a decentralised sort +of organisation; but this does not take the form of an absolute rule to be +applied in every instance. A libertarian order would be in itself . . . rule +out the possibility of imposing such a unilateral solution."_ [Luigi Fabbri, +_"Anarchy and 'Scientific Communism"_, pp. 13-49, **The Poverty of Statism**, +Albert Meltzer (ed.), p. 23] + +A confederation of syndicates (called a _"guild"_ by some libertarian +socialists, or _"industrial union"_ by others) works on two levels: within an +industry and across industries. The basic operating principle of these +confederations is the same as that of the syndicate itself -- voluntary co- +operation between equals in order to meet common needs. In other words, each +syndicate in the confederation is linked by horizontal agreements with the +others, and none owe any obligations to a separate entity above the group (see +[section A.2.11](secA2.html#seca211) for more on the nature of anarchist +confederation). As Herbert Read summarised: + +> _"The general principle is clear: each industry forms itself into a +federation of self-governing collectives; the control of each industry is +wholly in the hands of the workers in that industry, and these collectives +administer the whole economic life of the country."_ [**Anarchy and Order**, +p. 49] + +Kropotkin's comments on federalism between communes indicate this (a syndicate +can be considered as a producers' commune). _"The Commune of tomorrow,"_ he +argued _"will know that it cannot admit any higher authority; above it there +can only be the interests of the Federation, freely accepted by itself as well +as other communes."_ So federalism need not conflict with autonomy, as each +member would have extensive freedom of action within its boundaries and so +each _"Commune will be absolutely free to adopt all the institutions it wishes +and to make all the reforms and revolutions it finds necessary."_ [**Words of +a Rebel**, p. 83] Moreover, these federations would be diverse and functional. +Economic federation would a produce a complex inter-networking between +associations and federations: + +> _"Our needs are in fact so various, and they emerge with such rapidity, that +soon a single federation will not be sufficient to satisfy them all. The +Commune will then feel the need to contract other alliances, to enter into +other federations. Belonging to one group for the acquisition of food +supplies, it will have to join a second group to obtain other goods, such as +metals, and then a third and a fourth group for textiles and works of art."_ +[**Op. Cit.**, p. 87] + +Therefore, a confederation of syndicates would be adaptive to its members +needs. As Tom Brown argued, the _"syndicalist mode of organisation is +extremely elastic, therein is its chief strength, and the regional +confederations can be formed, modified, added to or reformed according to +local conditions and changing circumstances."_ [**Syndicalism**, p. 58] + +As would be imagined, these confederations are voluntary associations and +_"[j]ust as factory autonomy is vital in order to keep the Guild system alive +and vigorous, the existence of varying democratic types of factories in +independence of the National Guilds may also be a means of valuable experiment +and fruitful initiative of individual minds. In insistently refusing to carry +their theory to its last 'logical' conclusion, the Guildsmen [and anarchists] +are true to their love of freedom and varied social enterprise."_ [G.D.H. +Cole, **Op. Cit.**, p. 65] This, it must be stressed does not mean centralised +control from the top: + +> _"But when we say that ownership of the tools of production, including the +factory itself, should revert to the corporation [i.e. confederation] we do +not mean that the workers in the individual workshops will be ruled by any +kind of industrial government having power to do what it pleases with the +tools of production. No, the workers in the various factories have not the +slightest intention of handing over their hard-won control . . . to a superior +power . . . What they will do is . . . to guarantee reciprocal use of their +tools of production and accord their fellow workers in other factories the +right to share their facilities, receiving in exchange the same right to share +the facilities of the fellow workers with whom they have contracted the pact +of solidarity."_ [James Guillaume, _"On Building the New Social Order"_, pp. +356-79, **Bakunin on Anarchism**, pp. 363-364] + +So collectivist and communist anarchism, like mutualism, is rooted in self- +management in the workplace. This implies the ability of workers to pick the +kinds of productive tasks they want to do. It would not be the case of +workplaces simply being allocated tasks by some central body and expected to +fulfil them (a task which, ignoring the real issues of bureaucracy and +freedom, would be difficult to implement in any large and complex economy). +Rather, workplaces would have the power to select tasks submitted to them by +other associations (economic and communal) and control how the work required +to achieve them was done. In this type of economic system, workers' assemblies +and councils would be the focal point, formulating policies for their +individual workplaces and deliberating on industry-wide or economy-wide issues +through general meetings of the whole workforce in which everyone would +participate in decision making. Voting in the councils would be direct, +whereas in larger confederal bodies, voting would be carried out by temporary, +unpaid, mandated, and instantly recallable delegates, who would resume their +status as ordinary workers as soon as their mandate had been carried out. + +**Mandated** here means that the delegates from workers' assemblies and councils to meetings of higher confederal bodies would be instructed, at every level of confederation, by the workers who elected them on how to deal with any issue. They would be delegates, not representatives, and so would attend any confederal meeting with specific instructions on how to vote on a particular issue. **Recallable** means that if they do not vote according to that mandate they will be replaced and the results of the vote nullified. The delegates, in other words, would be given imperative mandates (binding instructions) that committed them to a framework of policies within which they would have to act, and they could be recalled and their decisions revoked at any time for failing to carry out the mandates they were given (this support for mandated delegates has existed in anarchist theory since at least 1848, when Proudhon argued that it was _"a consequence of universal suffrage"_ to ensure that _"the people . . . do not . . . abjure their sovereignty."_ [**No Gods, No Masters**, vol. 1, p. 63]). Because of this right of mandating and recalling their delegates, the workers' assemblies at the base would be the source of, and final "authority" (so to speak) over, policy for all higher levels of confederal co-ordination of the economy. Delegates will be ordinary workers rather than paid full-time representatives or union leaders, and they will return to their usual jobs as soon as the mandate for which they have been elected has been carried out. In this way, decision-making power remains with the workers' councils and does not become concentrated at the top of a bureaucratic hierarchy in an elite class of professional administrators or union leaders. What these confederations could do is discussed in the [next section](secI3.html#seci35). + +In summary, a free society _"is freely organised, from the bottom to top, +staring from individuals that unite in associations which slowly grow bit by +bit into ever more complex federations of associations"_. [Malatesta, **At the +Cafe**, p. 65] + +## I.3.5 What would confederations of syndicates do? + +Voluntary confederation among syndicates is considered necessary by social +anarchists for numerous reasons but mostly in order to decide on the policies +governing relations between syndicates and to co-ordinate their activities. +This could vary from agreeing technical standards, to producing guidelines and +policies on specific issues, to agreeing major investment decisions or +prioritising certain large-scale economic projects or areas of research. In +addition, they would be the means by which disputes could be solved and any +tendencies back towards capitalism or some other class society identified and +acted upon. + +This can be seen from Proudhon, who was the first to suggest the need for such +federations. _"All my economic ideas developed over the last twenty-five +years,"_ he stated, _"can be defined in three words: **Agro-industrial +federation**"_ This was required because _"[h]owever impeccable in its basic +logic the federal principle may be . . . it will not survive if economic +factors tend persistently to dissolve it. In other words, political right +requires to be buttressed by economic right"_. A free society could not +survive if _"capital and commerce"_ existed, as it would be _"divided into two +classes -- one of landlords, capitalists, and entrepreneurs, the other of +wage-earning proletarians, one rich, the other poor."_ Thus _"in an economic +context, confederation may be intended to provide reciprocal security in +commerce and industry . . . The purpose of such specific federal arrangements +is to protect the citizens . . . from capitalist and financial exploitation, +both from within and from the outside; in their aggregate they form . . . an +**agro-industrial federation**"_ [**The Principle of Federation**, p. 74, p. +67 and p. 70] + +While capitalism results in _"interest on capital"_ and _"wage-labour or +economic servitude, in short inequality of condition"_, the _"agro-industrial +federation . . . will tend to foster increasing equality . . . through +mutualism in credit and insurance . . . guaranteeing the right to work and to +education, and an organisation of work which allows each labourer to become a +skilled worker and an artist, each wage-earner to become his own master."_ The +_"industrial federation"_ will apply _"on the largest scale"_ the _"principles +of mutualism"_ and _"economic solidarity"_. As _"industries are sisters"_, +they _"are parts of the same body"_ and _"one cannot suffer without the others +sharing in its suffering. They should therefore federate . . . in order to +guarantee the conditions of common prosperity, upon which no one has an +exclusive claim."_ Thus mutualism sees _"all industries guaranteeing one +another mutually"_ as well as _"organising all public services in an +economical fashion and in hands other than the state's."_ [**Op. Cit.**, p. +70, p. 71, p. 72 and p. 70] + +Later anarchists took up, built upon and clarified these ideas of economic +federation. There are two basic kinds of confederation: an industrial one +(i.e., a federation of all workplaces of a certain type) and a regional one +(i.e. a federation of all syndicates within a given economic area). Thus there +would be a federation for each industry and a federation of all syndicates in +a geographical area. Both would operate at different levels, meaning there +would be confederations for both industrial and inter-industrial associations +at the local and regional levels and beyond. The basic aim of this inter- +industry and cross-industry networking is to ensure that the relevant +information is spread across the various parts of the economy so that each can +effectively co-ordinate its plans with the others in a way which minimises +ecological and social harm. Thus there would be a railway workers +confederation to manage the rail network but the local, regional and national +depots and stations would send a delegate to meet regularly with the other +syndicates in the same geographical area to discuss general economic issues. + +However, it is essential to remember that each syndicate within the +confederation is autonomous. The confederations seek to co-ordinate activities +of joint interest (in particular investment decisions for new plant and the +rationalisation of existing plant in light of reduced demand). They do not +determine what work a syndicate does or how they do it: + +> _"With the factory thus largely conducting its own concerns, the duties of +the larger Guild organisations [i.e. confederations] would be mainly those of +co-ordination, or regulation, and of representing the Guild in its external +relations. They would, where it was necessary, co-ordinate the production of +various factories, so as to make supply coincide with demand. . . they would +organise research . . . This large Guild organisation. . . must be based +directly on the various factories included in the Guild."_ [Cole, **Guild +Socialism Restated**, pp. 59-60] + +So it is important to note that the lowest units of confederation -- the +workers' assemblies -- will control the higher levels, through their power to +elect mandated and recallable delegates to meetings of higher confederal +units. It would be fair to make the assumption that the "higher" up the +federation a decision is made, the more general it will be. Due to the +complexity of life it would be difficult for federations which cover wide +areas to plan large-scale projects in any detail and so would be, in practice, +more forums for agreeing guidelines and priorities than planning actual +specific projects or economies. As Russian anarcho-syndicalist G.P. Maximov +put it, the aim _"was to co-ordinate all activity, all local interest, to +create a centre but not a centre of decrees and ordinances but a centre of +regulation, of guidance -- and only through such a centre to organise the +industrial life of the country."_ [quoted by M. Brinton, **For Workers' +Power**, p. 330] + +So this is a decentralised system, as the workers' assemblies and councils at +the base having the final say on **all** policy decisions, being able to +revoke policies made by those with delegated decision-making power and to +recall those who made them: + +> _"When it comes to the material and technical method of production, +anarchists have no preconceived solutions or absolute prescriptions, and bow +to what experience and conditions in a free society recommend and prescribe. +What matters is that, whatever the type of production adopted, it should be +the free choice of the producers themselves, and cannot possibly be imposed, +any more than any form is possible of exploitations of another's labour. . . +Anarchists do not **a priori** exclude any practical solution and likewise +concede that there may be a number of different solutions at different +times."_ [Luigi Fabbri, _"Anarchy and 'Scientific' Communism"_, pp. 13-49, +**The Poverty of Statism**, Albert Meltzer (ed.), p. 22] + +Confederations would exist for specific reasons. Mutualists, as can be seen +from Proudhon, are aware of the dangers associated with even a self-managed, +socialistic market and create support structures to defend workers' self- +management. Moreover, it is likely that industrial syndicates would be linked +to mutual banks (a credit syndicate). Such syndicates would exist to provide +interest-free credit for self-management, new syndicate expansion and so on. +And if the experience of capitalism is anything to go by, mutual banks will +also reduce the business cycle as _"[c]ountries like Japan and Germany that +are usually classifies as bank-centred -- because banks provide more outside +finance than markets, and because more firms have long-term relationships with +their banks -- show greater growth in and stability of investment over time +than the market-centred ones, like the US and Britain . . . Further, studies +comparing German and Japanese firms with tight bank ties to those without them +also show that firms with bank ties exhibit greater stability in investment +over the business cycle."_ [Doug Henwood, **Wall Street**, pp. 174-5] + +One argument against co-operatives is that they do not allow the +diversification of risk (all the worker's eggs are on one basket). Ignoring +the obvious point that most workers today do not have shares and are dependent +on their job to survive, this objection can be addressed by means of _"the +**horizontal association** or grouping of enterprises to pool their business +risk. The Mondragon co-operatives are associated together in a number of +regional groups that pool their profits in varying degrees. Instead of a +worker diversifying his or her capital in six companies, six companies +partially pool their profits in a group or federation and accomplish the same +risk-reduction purpose without transferable equity capital."_ Thus _"risk- +pooling in federations of co-operatives"_ ensure that _"transferable equity +capital is not necessary to obtain risk diversification in the flow of annual +worker income."_ [David Ellerman, **The Democratic Worker-Owned Firm**, p. +104] Moreover, as the example of many isolated co-operatives under capitalism +have shown, support networks are essential for co-operatives to survive. It is +no co-incidence that the Mondragon co-operative complex in the Basque region +of Spain has a credit union and mutual support networks between its co- +operatives and is by far the most successful co-operative system in the world. +The _"agro-industrial federation"_ exists precisely for these reasons. + +Under collectivist and communist anarchism, the federations would have +addition tasks. There are two key roles. Firstly, the sharing and co- +ordination of information produced by the syndicates and, secondly, +determining the response to the changes in production and consumption +indicated by this information. + +Confederations (negotiated-co-ordination bodies) would be responsible for +clearly defined branches of production, and in general, production units would +operate in only one branch of production. These confederations would have +direct links to other confederations and the relevant communal confederations, +which supply the syndicates with guidelines for decision making (see [section +I.4.4](secI4.html#seci44)) and ensure that common problems can be highlighted +and discussed. These confederations exist to ensure that information is spread +between workplaces and to ensure that the industry responds to changes in +social demand. In other words, these confederations exist to co-ordinate major +new investment decisions (i.e. if demand exceeds supply) and to determine how +to respond if there is excess capacity (i.e. if supply exceeds demand). + +It should be pointed out that these confederated investment decisions will +exist along with the investments associated with the creation of new +syndicates, plus internal syndicate investment decisions. We are not +suggesting that **every** investment decision is to be made by the +confederations. (This would be particularly impossible for **new** industries, +for which a confederation would not exist!) Therefore, in addition to co- +ordinated production units, an anarchist society would see numerous small- +scale, local activities which would ensure creativity, diversity, and +flexibility. Only after these activities had spread across society would +confederal co-ordination become necessary. So while production will be based +on autonomous networking, the investment response to consumer actions would, +to some degree, be co-ordinated by a confederation of syndicates in that +branch of production. By such means, the confederation can ensure that +resources are not wasted by individual syndicates over-producing goods or +over-investing in response to changes in production. By communicating across +workplaces, people can overcome the barriers to co-ordinating their plans +which one finds in market systems (see [section C.7.2](secC7.html#secc72)) and +so avoid the economic and social disruptions associated with them. + +Thus, major investment decisions would be made at congresses and plenums of +the industry's syndicates, by a process of horizontal, negotiated co- +ordination. Major investment decisions are co-ordinated at an appropriate +level, with each unit in the confederation being autonomous, deciding what to +do with its own productive capacity in order to meet social demand. Thus we +have self-governing production units co-ordinated by confederations +(horizontal negotiation), which ensures local initiative (a vital source of +flexibility, creativity, and diversity) and a rational response to changes in +social demand. As links between syndicates are non-hierarchical, each +syndicate remains self-governing. This ensures decentralisation of power and +direct control, initiative, and experimentation by those involved in doing the +work. + +It should be noted that during the Spanish Revolution successfully federated +in different ways. Gaston Leval noted that these forms of confederation did +not harm the libertarian nature of self-management: + +> _"Everything was controlled by the syndicates. But it must not therefore be +assumed that everything was decided by a few higher bureaucratic committees +without consulting the rank and file members of the union. Here libertarian +democracy was practised. As in the C.N.T. there was a reciprocal double +structure; from the grass roots at the base . . . upwards, and in the other +direction a reciprocal influence from the federation of these same local units +at all levels downwards, from the source back to the source."_ [**The +Anarchist Collectives**, p. 105] + +The exact nature of any confederal responsibilities will vary, although we +_"prefer decentralised management; but ultimately, in practical and technical +problems, we defer to free experience."_ [Luigi Fabbri, **Op. Cit.**, p. 24] +The specific form of organisation will obviously vary as required from +industry to industry, area to area, but the underlying ideas of self- +management and free association will be the same. Moreover, the _"essential +thing . . . is that its [the confederation or guild] function should be kept +down to the minimum possible for each industry."_ [Cole, **Op. Cit.**, p. 61] + +Another important role for inter-syndicate federations is to even-out +inequalities. After all, each area will not be identical in terms of natural +resources, quality of land, situation, accessibility, and so on. Simply put, +social anarchists _"believe that because of natural differences in fertility, +health and location of the soil it would be impossible to ensure that every +individual enjoyed equal working conditions."_ Under such circumstances, it +would be _"impossible to achieve a state of equality from the beginning"_ and +so _"justice and equity are, for natural reasons, impossible to achieve . . . +and that freedom would thus also be unachievable."_ [Malatesta, **The +Anarchist Revolution**, p. 16 and p. 21] + +This was recognised by Proudhon, who saw the need for economic federation due +to differences in raw materials, quality of land and so on, and as such argued +that a portion of income from agricultural produce be paid into a central fund +which would be used to make equalisation payments to compensate farmers with +less favourably situated or less fertile land. As he put it, economic rent +_"in agriculture has no other cause than the inequality in the quality of land +. . . if anyone has a claim on account of this inequality . . . [it is] the +other land workers who hold inferior land. That is why in our scheme for +liquidation [of capitalism] we stipulated that every variety of cultivation +should pay a proportional contribution, destined to accomplish a balancing of +returns among farm workers and an assurance of products."_ In addition, _"all +the towns of the Republic shall come to an understanding for equalising among +them the quality of tracts of land, as well as accidents of culture."_ +[**General Idea of the Revolution**, p. 209 and p. 200] + +By federating together, workers can ensure that _"the earth will . . . be an +economic domain available to everyone, the riches of which will be enjoyed by +all human beings."_ [Malatesta, **Errico Malatesta: His Life and Ideas**, p. +93] Local deficiencies of raw materials, in the quality of land, and, +therefore, supplies would be compensated from outside, by the socialisation of +production and consumption. This would allow all of humanity to share and +benefit from economic activity, so ensuring that well-being for all is +possible. + +Federation would eliminate the possibility of rich and poor collectives and +syndicates co-existing side by side. As Kropotkin argued, _"[c]ommon +possession of the necessities for production implies the common enjoyment of +the fruits of common production . . . when everybody, contributing for the +common well-being to the full extent of his [or her] capacities, shall enjoy +also from the common stock of society to the fullest possible extent of his +[or her] needs."_ [**Anarchism**, p. 59] Hence we find the CNT arguing in its +1936 resolution on libertarian communism that _"[a]s far as the interchange of +produce between communes is concerned, the communal councils are to liase with +the regional federations of communes and with the confederal council of +production and distribution, applying for whatever they may need and [giving] +any available surplus stocks."_ [quoted by Jose Peirats, **The CNT in the +Spanish Revolution**, vol. 1, p. 107] This clearly followed Kropotkin's +comments that the _"socialising of production, consumption, and exchange"_ +would be based on workplaces _"belong[ing] to federated Communes."_ [**The +Conquest of Bread**, p. 136] + +The legacy of capitalism, with its rich and poor areas, its rich and poor +workplaces, will be a problem any revolution will face. The inequalities +produced by centuries of class society will take time to change. This is one +of the tasks of the confederation, to ensure the socialisation of both +production and consumption so that people are not penalised for the accidents +of history and that each commune can develop itself to an adequate level. In +the words of the CNT during the Spanish Revolution: + +> _"Many arguments are used against the idea of socialisation; one of these -- +the most delightful -- says that by socialising an industry we simply take it +over and run it with the consequence that we have flourishing industries where +the workers are privileged, and unfortunate industries where the workers get +less benefits but have to work harder than workers elsewhere . . . There are +differences between the workers in prosperous industries and those which +barely survive. . . Such anomalies, which we don't deny exist, are attributed +to the attempts at socialisation. We firmly assert that the opposite is true; +such anomalies are the logical result of the absence of socialisation. _ + +> _"The socialisation which we propose will resolve these problems which are +used to attack it. Were Catalan industry socialised, everything would be +organically linked -- industry, agriculture, and the trade union +organisations, in accordance with the council for the economy. They would +become normalised, the working day would become more equal or what comes to +the same thing, the differences between workers of different activities would +end . . ._ + +> _"Socialisation is -- and let its detractors hear it -- the genuine +authentic organisation of the economy. Undoubtedly the economy has to be +organised; but not according to the old methods, which are precisely those +which we are destroying, but in accordance with new norms which will make our +people become an example to the world proletariat."_ [**Solidaridad Obrera**, +30 April 1937, p. l2] + +Workers' self-management does not automatically mean that all forms of +economic domination and exploitation would be eliminated. After all, in a +market economy firms can accrue super-profits simply because of their size or +control over a specific technology or resource. Hence Proudhon's suggestion +that _"advocates of mutualism"_ would _"regulate the market"_ to ensure _"an +honest breakdown of cost prices"_, fix _"after amicable discussion of a +**maximum** and **minimum** profit margin"_ and _"the organising of regulating +societies."_ [**Selected Writings of Pierre-Joseph Proudhon**, p. 70] It seems +likely that the agro-industrial federation would be the body which ensures +that. Similarly, the federation would be the means by which to air, and deal +with, suggestions that syndicates are monopolising their resources, i.e., +treating them as private property rather than socialised possessions. Thus the +federation would unite workers _"to guarantee the mutual use of the tools of +production"_ which are, _"by a reciprocal contract"_, the _"collective +property of the whole."_ [James Guillaume, _"On Building the New Social +Order"_, pp. 356-79, **Bakunin on Anarchism**, p. 376] + +The inter-industry confederations help ensure that when the members of a +syndicate change work to another syndicate in another (or the same) branch of +industry, they have the same rights as the members of their new syndicate. In +other words, by being part of the confederation, a worker ensures that s/he +has the same rights and an equal say in whatever workplace is joined. This is +essential to ensure that a co-operative society remains co-operative, as the +system is based on the principle of _"one person, one vote"_ by all those +involved the work process. If specific syndicates **are** restricting access +and so producing wage-labour, monopolising resources and so charging monopoly +prices, the federation would be forum to publicly shame such syndicates and +organise boycotts of them. Such anti-social activity is unlikely to be +tolerated by a free people seeking to protect that freedom. + +However, it could again be argued that these confederations are still +centralised and that workers would still be following orders coming from +above. This is incorrect, for any decisions concerning an industry or plant +are under the direct control of those involved. For example, the steel +industry confederation may decide to rationalise itself at one of its +congresses. Murray Bookchin sketches the response to this situation as +follows: + +> _"[L]et us suppose that a board of highly qualified technicians is +established [by this congress] to propose changes in the steel industry. This +board . . . advances proposals to rationalise the industry by closing down +some plants and expanding the operation of others . . . Is this a +'centralised' body or not? The answer is both yes and no. Yes, only in the +sense that the board is dealing with problems that concern the country as a +whole; no, because it can make no decision that **must** be executed for the +country as a whole. The board's plan must be examined by all the workers in +the plants [that are affected] . . . The board itself has no power to enforce +'decisions'; it merely makes recommendations. Additionally, its personnel are +controlled by the plant in which they work and the locality in which they live +. . . they would have no decision-making powers. The adoption, modification or +rejection of their plans would rest entirely with . . . [those] involved."_ +[**Post Scarcity Anarchism**, p. 180] + +Therefore, confederations would not be in positions of power over the +individual syndicates. No attempt is made to determine which plants produce +which steel for which customers in which manner. Thus, the confederations of +syndicates ensure a decentralised, spontaneous economic order without the +negative side-effects of capitalism (namely power concentrations within firms +and in the market, periodic crises, etc.). + +As one can imagine, an essential feature of these confederations will be the +collection and processing of information in order to determine how an industry +is developing. This does not imply bureaucracy or centralised control at the +top. Taking the issue of centralisation first, the confederation is run by +delegate assemblies, meaning that any officers elected at a congress only +implement the decisions made by the delegates of the relevant syndicates. It +is in the congresses and plenums of the confederation that new investment +decisions, for example, are made. The key point to remember is that the +confederation exists purely to co-ordinate joint activity and share +information, it does not take an interest in how a workplace is run or what +orders from consumers it fills. (Of course, if a given workplace introduces +policies which other syndicates disapprove of, it can be expelled). As the +delegates to these congresses and plenums are mandated and their decisions +subject to rejection and modification by each productive unit, the +confederation is not centralised. + +As far as bureaucracy goes, the collecting and processing of information does +necessitate an administrative staff to do the work. However, this problem +affects capitalist firms as well; and since syndicates are based on bottom-up +decision making, its clear that, unlike a centralised capitalist corporation, +administration would be smaller. In fact, it is likely that a fixed +administration staff for the confederation would not exist in the first place! +At the regular congresses, a particular syndicate may be selected to do the +confederation's information processing, with this job being rotated regularly +around different syndicates. In this way, a specific administrative body and +equipment can be avoided and the task of collating information placed directly +in the hands of ordinary workers. Further, it prevents the development of a +bureaucratic elite by ensuring that **all** participants are versed in +information-processing procedures. + +Lastly, what information would be collected? That depends on the context. +Individual syndicates would record inputs and outputs, producing summary +sheets of information. For example, total energy input, in kilowatts and by +type, raw material inputs, labour hours spent, orders received, orders +accepted, output, and so forth. This information can be processed into energy +use and labour time per product (for example), in order to give an idea of how +efficient production is and how it is changing over time. For confederations, +the output of individual syndicates can be aggregated and local and other +averages can be calculated. In addition, changes in demand can be identified +by this aggregation process and used to identify when investment will be +needed or plants closed down. In this way the chronic slumps and booms of +capitalism can be avoided without creating a system which is even more +centralised than capitalism. + +## I.3.6 What about competition between syndicates? + +This is a common question, particularly from defenders of capitalism. They +argue that syndicates will not co-operate together unless forced to do so, and +will compete against each other for raw materials, skilled workers, and so on. +The result of this process, it is claimed, will be rich and poor syndicates, +inequality within society and within the workplace, and (possibly) a class of +unemployed workers from unsuccessful syndicates who are hired by successful +ones. In other words, they argue that libertarian socialism will need to +become authoritarian to prevent competition, and that if it does not do so it +will become capitalist very quickly. + +For individualist anarchists and mutualists, competition is not viewed as a +problem. They think that competition, based around co-operatives and mutual +banks, would minimise economic inequality, as the new economic structure based +around free credit and co-operation would eliminate non-labour (i.e. unearned) +income such as profit, interest and rent and give workers enough bargaining +power to eliminate exploitation. For these anarchists it is a case of +capitalism perverting competition and so are not against competition itself. +Other anarchists think that whatever gains might accrue from competition +(assuming there are, in fact, any) would be more than offset by its negative +effects, which are outlined in [section I.1.3](secI1.html#seci13). It is to +these anarchists that the question is usually asked. + +Before continuing, we would like to point out that individuals trying to +improve their lot in life is not against anarchist principles. How could it +be? _"Selfish is not a crime,"_ John Most and Emma Goldman noted, _"it only +becomes a crime when conditions are such as to give an individual the +opportunity to satisfy his selfishness to the detriment of others. In an +anarchistic society everyone will seek to satisfy his ego"_ but in order to do +so he _"will extend his aid to those who will aid him, and then selfishness +will no more be a curse but a blessing."_ [_"Talking about Anarchy"_, **Black +Flag**, no. 228, p. 28] Thus anarchists see co-operation and mutual aid as an +expression of "self-interest", in that working with people as equals is in our +joint benefit. In the words of John O'Neill: + +> _"[F]or it is the institutions themselves that define what counts as one's +interests. In particular, the market encourages egoism, not primarily because +it encourages an individual to be 'self-interested' \-- it would be +unrealistic not to expect individuals to act for the greater part in a 'self- +interested' manner -- but rather because it defines an individual's interests +in a particularly narrow fashion, most notably in terms of possession of +certain material goods. In consequence, where market mechanism enter a +particular sphere of life, the pursuit of goods outside this narrow range of +market goods is institutionally defined as an act of altruism."_ [**The +Market**, p. 158] + +As such, anarchists would suggest that we should not confuse competition with +self-interest and that a co-operative society would tend to promote +institutions and customs which would ensure that people recognised that co- +operation between equals maximises individual freedom and self-interest far +more than individualistic pursuit to material wealth at the expense of all +other goals. Ultimately, what use would it be to gain the world and loose what +makes life worth living? + +Of course, such a society would not be based on exactly equal shares of +everything. Rather, it would mean equal opportunity and free, or equal, access +to resources (for example, that only ill people use medical resources is +unproblematic for egalitarians!). So a society with unequal distributions of +resources is not automatically a non-anarchist one. What **is** against +anarchist principles is centralised power, oppression, and exploitation, all +of which flow from large inequalities of income and private property. This is +the source of anarchist concern about equality -- concern that is not based on +some sort of _"politics of envy."_ Anarchists oppose inequality because it +soon leads to the few oppressing the many (a relationship which distorts the +individuality and liberty of all involved as well as the health and very lives +of the oppressed). + +Anarchists desire to create a society in which such relationships are +impossible, believing that the most effective way to do this is by empowering +all, by creating an egoistic concern for liberty and equality among the +oppressed, and by developing social organisations which encourage self- +management. As for individuals' trying to improve their lot, anarchists +maintain that co-operation is the best means to do so, **not** competition. +And there is substantial evidence to support this claim (see, for example, +Alfie Kohn's **No Contest: The Case Against Competition** and Robert Axelrod's +**The Evolution of Co-operation** present abundant evidence that co-operation +is in our long term interests and provides better results than short term +competition). This suggests that, as Kropotkin argued, mutual aid, not mutual +struggle, will be in an individual's self-interest and so competition in a +free, sane society would be minimised and reduced to sports and other +individual pastimes. As Stirner argued, co-operation is just as egoistic as +competition (a fact sometimes lost on many due to the obvious ethical +superiority of co-operation): + +> _"But should competition some day disappear, because concerted effort will +have been acknowledged as more beneficial than isolation, then will not every +single individual inside the associations be equally egoistic and out for his +own interests?"_ [**No Gods, No Masters**, vol. 1, p. 22] + +Now to the "competition" objection, which we'll begin to answer by noting that +it ignores a few key points. + +Firstly, the assumption that a libertarian society would "become capitalist" +in the absence of a **state** is obviously false. If competition did occur +between collectives and did lead to massive wealth inequalities, then the +newly rich would have to create a state to protect their private property +against the dispossessed. So inequality, not equality, leads to the creation +of states. It is no co-incidence that the anarchic communities that existed +for millennia were also egalitarian. + +Secondly, as noted in [section A.2.5](secA2.html#seca25), anarchists do not +consider _"equal"_ to mean _"identical."_ Therefore, to claim that wage +differences mean the end of anarchism makes sense only if one thinks that +_"equality"_ means everyone getting **exactly** equal shares. As anarchists do +not hold such an idea, wage differences in an otherwise anarchistically +organised syndicate do not indicate a lack of equality. How the syndicate is +**run** is of far more importance, because the most pernicious type of +inequality from the anarchist standpoint is inequality of **power,** i.e. +unequal influence on political and economic decision making. + +Under capitalism, wealth inequality translates into such an inequality of +power, and vice versa, because wealth can buy private property (and state +protection of it), which gives owners authority over that property and those +hired to produce with it; but under libertarian socialism, minor or even +moderate differences in income among otherwise equal workers would not lead to +this kind of power inequality, because self-management and socialisation +severs the link between wealth and power. Moreover, when labour becomes free +in a society of rebels (and, surely, an anarchist society could be nothing +but) few would tolerate relatively minor income inequalities becoming a source +of power. + +Thirdly, anarchists do not pretend that an anarchist society will be perfect. +Hence there may be periods, particularly just after capitalism has been +replaced by self-management, when differences in skill, etc., leads to some +people exploiting their position and getting more wages, better hours and +conditions, and so forth. This problem existed in the industrial collectives +in the Spanish Revolution. As Kropotkin pointed out, _"[b]ut, when all is said +and done, some inequalities, some inevitable injustice, undoubtedly will +remain. There are individuals in our societies whom no great crisis can lift +out of the deep mire of egoism in which they are sunk. The question, however, +is not whether there will be injustices or no, but rather how to limit the +number of them."_ [**The Conquest of Bread**, p. 94] + +In other words, these problems will exist, but there are a number of things +that anarchists can do to minimise their impact. There will be a _"gestation +period"_ before the birth of an anarchist society, in which social struggle, +new forms of education and child-rearing, and other methods of consciousness- +raising increase the number of anarchists and decrease the number of +authoritarians. + +The most important element in this gestation period is social struggle. Such +self-activity will have a major impact on those involved in it (see [section +J.2](secJ2.html)). By direct action and solidarity, those involved develop +bounds of friendship and support with others, develop new forms of ethics and +new ideas and ideal. This radicalisation process will help to ensure that any +differences in education and skill do not develop into differences in power in +an anarchist society by making people less likely to exploit their advantages +nor, more importantly, for others to tolerate them doing so! + +In addition, education within the anarchist movement should aim, among other +things, to give its members familiarity with technological skills so that they +are not dependent on "experts" and can thus increase the pool of skilled +workers who will be happy working in conditions of liberty and equality. This +will ensure that differentials between workers can be minimised. In the long +run, however, popularisation of non-authoritarian methods of child-rearing and +education (see [section J.6](secJ6.html)) are particularly important because, +as we suggested in [section B.1.5](secB1.html#secb15), secondary drives such +as greed and the desire the exercise power over others are products of +authoritarian upbringing based on punishments and fear. Only if the prevalence +of such drives is reduced among the general population can we be sure that an +anarchist revolution will not degenerate into some new form of domination and +exploitation. + +However, there are other reasons why economic inequality -- say, in +differences of income levels or working conditions, which may arise from +competition for "better" workers -- would be far less severe under any form of +anarchist society than it is under capitalism. + +Firstly, the syndicates would be democratically managed. This would result in +much smaller wage differentials, because there is no board of wealthy +directors setting wage levels for their own gain. So without hierarchies in +the workplace no one would be in a position to monopolise the work of others +and grow rich as a result: + +> _"Poverty is the symptom: slavery the disease. The extremes of riches and +destitution follow inevitably upon the extremes of license and bondage. The +many are not enslaved because they are poor, they are poor because they are +enslaved. Yet Socialists have all too often fixed their eyes upon the material +misery of the poor without realising that it rests upon the spiritual +degradation of the slave."_ [G.D.H. Cole, **Self-Government in Industry**, p. +41] + +Empirical evidence supports anarchist claims as co-operatives have a far more +egalitarian wage structure than capitalist firms. This can be seen from the +experience of the Mondragon co-operatives, where the wage difference between +the highest paid and lowest paid worker was 4 to 1. This was only increased +when they had to compete with large capitalist companies, and even then the +new ratio of 9 to 1 is **far** smaller than those in capitalist companies (in +America the ratio is 200 to 1 and beyond!). Thus, even under capitalism, +_"[t]here is evidence that the methods of distribution chosen by worker- +controlled or self-managed firms are more egalitarian than distribution +according to market precepts."_ [Christopher Eaton Gunn, **Workers' Self- +Management in the United States**, p. 45] Given that market precepts fail to +take into account power differences, this is unsurprising. Thus we can predict +that a fully self-managed economy would be just, if not, more egalitarian as +differences in power would be eliminated, as would unemployment (James K. +Galbraith, in his book **Created Unequal**, has presented extensive evidence +that unemployment increases inequality, as would be expected). + +It is a common myth that managers, executives and so on are paid so highly +because of their unique abilities. Actually, they are so highly paid because +they are bureaucrats in command of large hierarchical institutions. It is the +hierarchical nature of the capitalist firm that ensures inequality, **not** +exceptional skills. Even enthusiastic supporters of capitalism provide +evidence to support this claim. In the 1940s Peter Drucker, a supporter of +capitalism, brushed away the claim that corporate organisation brings managers +with exceptional ability to the top when he noted that _"[n]o institution can +possibly survive if it needs geniuses or supermen to manage it. It must be +organised in such a way as to be able to get along under a leadership of +average human beings."_ For Drucker, _"the things that really count are not +the individual members but the relations of command and responsibility among +them."_ [**Concept of the Corporation**, p. 35 and p. 34] Little has changed, +beyond the power of PR to personalise the bureaucratic structures of +corporations. + +Secondly, having no means of unearned income (such as rent, interest and +intellectual property rights), anarchism will reduce income differentials +substantially. + +Thirdly, management positions would be rotated, ensuring that everyone gets +experience of the work, thus reducing the artificial scarcity created by the +division of labour. Also, education would be extensive, ensuring that +engineers, doctors, and other skilled workers would do the work because they +**enjoyed** doing it and not for financial reward. + +Fourthly, we should like to point out that people work for many reasons, not +just for high wages. Feelings of solidarity, empathy, friendship with their +fellow workers would also help reduce competition between syndicates. + +Of course, the "competition" objection assumes that syndicates and members of +syndicates will place financial considerations above all else. This is not the +case, and few individuals are the economic robots assumed in capitalist dogma. +Indeed, the evidence from co-operatives refutes such claims (ignoring, for the +moment, the vast evidence of our own senses and experiences with real people +rather than the insane _"economic man"_ of capitalist economic ideology). As +noted in [section I.3.1](secI3.html#seci31) neo-classical economic theory, +deducing from its basic assumptions, argues that members of co-operatives will +aim to maximise profit per worker and so, perversely, fire their members +during good times. Reality contradicts these claims. In other words, the +underlying assumption that people are economic robots cannot be maintained -- +there is extensive evidence pointing to the fact that different forms of +social organisation produce different considerations which motivate people +accordingly. + +So, while recognising that competition could exist, anarchists think there are +plenty of reasons not to worry about massive economic inequality being +created, which in turn would re-create the state. The apologists for +capitalism who put forward this argument forget that the pursuit of self- +interest is universal, meaning that everyone would be interested in maximising +his or her liberty, and so would be unlikely to allow inequalities to develop +which threatened that liberty. It would be in the interests of communes and +syndicates which to share with others instead of charging high prices for them +as they may find themselves boycotted by others, and so denied the advantages +of social co-operation. Moreover, they may be subject to such activities +themselves and so it would wise for them to remember to _"treat others as you +would like them to treat you under similar circumstances."_ As anarchism will +never come about unless people desire it and start to organise their own +lives, it is clear that an anarchist society would be inhabited by individuals +who followed that ethical principle. + +So it is doubtful that people inspired by anarchist ideas would start to +charge each other high prices, particularly since the syndicates and community +assemblies are likely to vote for a wide basis of surplus distribution, +precisely to avoid this problem and to ensure that production will be for use +rather than profit. In addition, as other communities and syndicates would +likely boycott any syndicate or commune that was acting in non-co-operative +ways, it is likely that social pressure would soon result in those willing to +exploit others rethinking their position. Co-operation does not imply a +willingness to tolerate those who desire to take advantage of you. In other +words, neither mutual aid nor anarchist theory implies people are naive +indiscriminate altruists but rather people who, while willing to work with +others co-operatively, will act to stop others taking advantage of them. +Mutual aid, in other words is based on reciprocal relationships. If someone or +a syndicate does not co-operate but rather seeks to take advantage of others, +then the others are well within their rights to boycott them and otherwise +protest against them. A free society is based on **all** people pursuing their +self-interest, not just the few. This suggests that anarchists reject the +assumption that those who lose by competition should be altruistic and let +competition ruin their lives. + +Moreover, given the experience of the neo-liberal period from the 1980s +onwards (with rising inequality marked by falling growth, lower wage growth, +rising unemployment and increased economic instability) the impact of +increased competition and inequality harms the vast majority. It is doubtful +that people aware of these tendencies (and that, as we argued in [section +F.3](secF3.html), _"free exchange"_ in an unequal society tends to +**increase**, not decrease, inequality) would create such a regime. + +Unsurprisingly, examples of anarchism in action show that there is working +together to reduce the dangers of isolation and competition. One thing to +remember is that anarchy will not be created "overnight" and so potential +problems will be worked out over time. Underlying all these kinds of +objections is the assumption that co-operation will **not** be more beneficial +to all involved than competition. However, in terms of quality of life, co- +operation will soon be seen to be the better system, even by the most highly +paid workers. There is far more to life than the size of one's pay packet, and +anarchism exists in order to ensure that life is far more than the weekly +grind of boring work and the few hours of hectic consumption in which people +attempt to fill the "spiritual hole" created by a way of life which places +profits above people. + +## I.3.7 What about people who do not want to join a syndicate? + +In this case, they are free to work alone, by their own labour. Anarchists +have no desire to force people to join a syndicate. Emma Goldman spoke for all +anarchists when she stated that _"[w]e believe in every person living his own +life in his own way and not in coercing others to follow any one's +dictation."_ [**A Documentary History of the American Years**, vol. 2, p. 324] + +Therefore, the decision to join a syndicate will be a free one, with the +potential for living outside it guaranteed for non-exploitative and non- +oppressive individuals and groups. Malatesta stressed this when he argued that +in an anarchist revolution _"what has to be destroyed at once . . . is +**capitalistic property,** that is, the fact that a few control the natural +wealth and the instruments of production and can thus oblige others to work +for them"_ but one must have a _"right and the possibility to live in a +different regime, collectivist, mutualist, individualist -- as one wishes, +always on the condition that there is no oppression or exploitation of +others."_ [**Errico Malatesta: Life and Ideas**, p. 102] In other words, +different forms of social life will be experimented with, depending on what +people desire. + +Of course some people ask how anarchists can reconcile individual freedom with +expropriation of capital. All we can say is that these critics subscribe to +the idea that one should not interfere with the "individual freedom" of those +in positions of authority to oppress others, and that this premise turns the +concept of individual freedom on its head, making oppression a "right" and the +denial of freedom a form of it! + +However, it is a valid question to ask if anarchism would result in self- +employed people being forced into syndicates as the result of a popular +movement. The answer is no. This is because the destruction of title deeds +would not harm the independent worker, whose real title is possession and the +work done. What anarchists want to eliminate is not possession but capitalist +_**property**_. Thus such workers _"may prefer to work alone in his own small +shop"_ rather than join an association or a federation. [James Guillaume, _"On +Building the New Social Order"_, pp. 356-79, **Bakunin on Anarchism**, p. 362] + +This means that independent producers will still exist within an anarchist +society, and some workplaces -- perhaps whole areas -- will not be part of a +confederation. This is natural in a free society, for different people have +different ideas and ideals. Nor does such independent producers imply a +contradiction with libertarian socialism, for _"[w]hat we concerned with is +the destruction of the titles of proprietors who exploit the labour of others +and, above all, of expropriating them in fact in order to put . . . all the +means of production at the disposal of those who do the work."_ [Malatesta, +**Op. Cit.**, p. 103] Such freedom to work independently or associate as +desired does **not** imply any support for private property (as discussed in +[section I.6.2](secI6.html#seci62)). Thus any individual in a libertarian +socialist economy _"always has the liberty to isolate himself and work alone, +without being considered a bad citizen or a suspect."_ [Proudhon, quoted by K. +Steven Vincent, **Pierre-Joseph Proudhon and the Rise of French Republican +Socialism**, p. 145] + +In summary, in a free society people need not join syndicates nor does a co- +operative need to confederate with others. Given we have discussed the issue +of freedom of economic arrangements at length in [section +G.2.1](secG2.html#secg21) we will leave this discussion here. + +## I.3.8 Do anarchists seek _"small autonomous communities, devoted to small +scale production"_? + +No. The idea that anarchism aims for small, self-sufficient, communes is a +Leninist slander. They misrepresent anarchist ideas on this matter, suggesting +that anarchists seriously want society based on _"small autonomous +communities, devoted to small scale production."_ In particular, they point to +Kropotkin, arguing that he _"looked backwards for change"_ and _"witnessed +such communities among Siberian peasants and watchmakers in the Swiss +mountains."_ [Pat Stack, _"Anarchy in the UK?"_, **Socialist Review**, no. +246] Another Leninist, Donny Gluckstein, makes a similar assertion about +Proudhon wanting a federation of _"tiny economic units"_. [**The Paris +Commune**, p. 75] + +While it may be better to cover this issue in [section H.2](secH2.html), we +discuss it here simply because it relates directly to what an anarchist +society could look like and so it allows us to that more fully. + +So what do anarchists make of the assertion that we aim for _"small autonomous +communities, devoted to small scale production"_? Simply put, we think it is +nonsense (as would be quickly obvious from reading anarchist theory). Indeed, +it is hard to know where this particular anarchist "vision" comes from. As +Luigi Fabbri noted, in his reply to an identical assertion by the leading +Bolshevik Nikolai Bukharin, _"[i]t would be interesting to learn in what +anarchist book, pamphlet or programme such an 'ideal' is set out, or even such +a hard and fast rule!"_ [_"Anarchy and 'Scientific' Communism"_, pp. 13-49, +**The Poverty of Statism**, Albert Meltzer (ed.), p. 21] + +If we look at, say, Proudhon, we soon see no such argument for _"small scale"_ +production. For Proudhon, _"[l]arge industry . . . come to us by big monopoly +and big property: it is necessary in the future to make them rise from the +[workers] association."_ [quoted by K. Steven Vincent, **Proudhon and the Rise +of French Republican Socialism**, p. 156] In fact, The Frenchman +**explicitly** rejected the position Stack inflicts on him by arguing that it +_"would be to retrograde"_ and _"impossible"_ to wish _"the division of +labour, with machinery and manufactures, to be abandoned, and each family to +return to the system of primitive indivision, - that is, to **each one by +himself, each one for himself**, in the most literal meaning of the words."_ +[**System of Economic Contradictions**, p. 206] As historian K. Steven Vincent +correctly summarises: + +> _"On this issue, it is necessary to emphasise that, contrary to the general +image given in the secondary literature, Proudhon was not hostile to large +industry. Clearly, he objected to many aspects of what these large enterprises +had introduced into society. For example, Proudhon strenuously opposed the +degrading character of . . . work which required an individual to repeat one +minor function continuously. But he was not opposed in principle to large- +scale production. What he desired was to humanise such production, to +socialise it so that the worker would not be the mere appendage to a machine. +Such a humanisation of large industries would result, according to Proudhon, +from the introduction of strong workers' associations. These associations +would enable the workers to determine jointly by election how the enterprise +was to be directed and operated on a day-to-day basis."_ [**Op. Cit.**, p. +156] + +Moreover, Proudhon did not see an anarchist society as one of isolated +communities or workplaces. Like other anarchists, as we discussed in [section +I.3.4](secI3.html#seci34), Proudhon saw a free society's productive activity +centred around federations of syndicates. + +This vision of a federation of workplaces can also be found in Bakunin's +writings: _"The future organisation of society must proceed from the bottom up +only, through free association or federations of the workers, into their +associations to begin with, then into communes, regions, nations and, finally, +into a great international and universal federation."_ [**No Gods, No +Masters**, vol. 1, p. 176] Like Proudhon, Bakunin also explicitly rejected the +idea of seeking small-scale production, arguing that _"if [the workers] tried +to divide among themselves the capital that exists, they would . . . reduce to +a large decree its productive power."_ Therefore the need was for _"the +collective property of capital"_ to ensure _"the emancipation **of labour and +of the workers.**"_ [**The Basic Bakunin**, p. 91] Bakunin, again like +Proudhon, considered that _"[i]ntelligent free labour will necessarily be +associated labour"_ as under capitalism the worker _"works for others"_ and +her labour is _"bereft of liberty, leisure and intelligence."_ Under +anarchism, _"the free productive associations"_ would become _"their own +masters and the owners of the necessary capital"_ and _"amalgamate among +themselves"_ and _"sooner or later"_ will _"expand beyond national frontiers"_ +and _"form one vast economic federation."_ [**Michael Bakunin: Selected +Writings**, pp. 81-3] + +Nor can such a vision be attributed to Kropotkin. While, of course, supporting +decentralisation of power and decision making as did Proudhon and Bakunin, he +did not reject the necessity of federations to co-ordinate activity. As he put +it, the _"commune of tomorrow will know that it cannot admit any higher +authority; above it there can only be the interests of the Federation, freely +accepted by itself as well as the other communes"_/ For anarchists the commune +_"no longer means a territorial agglomeration; it is rather a generic name, a +synonym for the grouping of equals which knows neither frontiers nor walls . . +. Each group in the Commune will necessarily be drawn towards similar groups +in other communes; they will come together and the links that federate them +will be as solid as those that attach them to their fellow citizens."_ +[**Words of a Rebel**, p. 83 and p. 88] Nor did he reject industry or +machinery, stating he _"understood the poetry of machinery"_ and that while in +_"our present factories, machinery work is killing for the worker"_ this was +_"a matter of bad organisation, and has nothing to do with the machine +itself."_ [**Memiors of a Revolutionist**, p. 111] + +Kropotkin's vision was one of federations of decentralised communities in +which production would be based on the _"scattering of industries over the +country -- so as to bring the factory amidst the fields . . . agriculture . . +. combined with industry . . . to produce a combination of industrial with +agricultural work."_ He considered this as _"surely the next step to be made, +as soon as a reorganisation of our present conditions is possible"_ and _"is +imposed by the very necessity of **producing for the producers themselves.**"_ +[**Fields, Factories and Workshops Tomorrow**, pp. 157-8] He based this vision +on a detailed analysis of current economic statistics and trends. + +Kropotkin did not see such an anarchist economy as being based around the +small community, taking the basic unit of a free society as one _"large enough +to dispose of a certain variety of natural resources \-- it may be a nation, +or rather a region -- produces and itself consumes most of its own +agricultural and manufactured produce."_ Such a region would _"find the best +means of combining agriculture with manufacture -- the work in the field with +a decentralised industry."_ Moreover, he recognised that the _"geographical +distribution of industries in a given country depends . . . to a great extent +upon a complexus of natural conditions; it is obvious that there are spots +which are best suited for the development of certain industries . . . The[se] +industries always find some advantages in being grouped, to some extent, +according to the natural features of separate regions."_ [**Op. Cit.**, p. 26, +p. 27 and pp. 154-5] + +Kropotkin stressed that agriculture _"cannot develop without the aid of +machinery and the use of a perfect machinery cannot be generalised without +industrial surroundings . . . The village smith would not do."_ He supported +the integration of agriculture and industry, with _"the factory and workshop +at the gates of your fields and gardens"_ in which a _"variety of +agricultural, industrial and intellectual pursuits are combined in each +community"_ to ensure _"the greatest sum total of well-being."_ He thought +that _"large establishments"_ would still exist, but these would be _"better +placed at certain spots indicated by Nature."_ He stressed that it _"would be +a great mistake to imagine industry ought to return to its hand-work stage in +order to be combined with agriculture. Whenever a saving of human labour can +be obtained by means of a machine, the machine is welcome and will be resorted +to; and there is hardly one single branch of industry into which machinery +work could not be introduced with great advantage, at least at some of the +stages of the manufacture."_ [**Op. Cit.**, p. 156, p. 197, p. 18, pp. 154-5 +and pp. 151-2] + +Clearly Kropotkin was **not** opposed to large-scale industry for _"if we +analyse the modern industries, we soon discover that for some of them the co- +operation of hundred, even thousands, of workers gathered at the same spot is +really necessary. The great iron works and mining enterprises decidedly belong +to that category; oceanic steamers cannot be built in village factories."_ +However, he stressed that this objective necessity was not the case in many +other industries and centralised production existed in these purely to allow +capitalists _"to hold command of the market"_ and _"to suit the temporary +interests of the few -- by no means those of the nation."_ Kropotkin made a +clear division between economic tendencies which existed to aid the capitalist +to dominate the market and enhance their profits and power and those which +indicated a different kind of future. Once we consider the _"moral and +physical advantages which man would derive from dividing his work between +field and the workshop"_ we must automatically evaluate the structure of +modern industry with the criteria of what is best for the worker (and society +and the environment) rather than what was best for capitalist profits and +power. [**Op. Cit.**, p. 153, p. 147 and p. 153] + +Clearly, Leninist summaries of Kropotkin's ideas on this subject are nonsense. +Rather than seeing "small-scale" production as the basis of his vision of a +free society, he saw production as being geared around the economic unit of a +nation or region: _"Each region will become its own producer and its own +consumer of manufactured goods . . . [and] its own producer and consumer of +agricultural produce."_ Industry would come to the village _"not in its +present shape of a capitalist factory"_ but _"in the shape of a socially +organised industrial production, with the full aid of machinery and technical +knowledge."_ [**Op. Cit.**, p. 40 and p. 151] + +Industry would be decentralised and integrated with agriculture and based +around communes, but these communes would be part of a federation and so +production would be based around meeting the needs of these federations. A +system of rational decentralisation would be the basis of Kropotkin's +communist-anarchism, with productive activity and a free society's workplaces +geared to the appropriate level. For those forms of industry which would be +best organised on a large-scale would continue to be so organised, but for +those whose current (i.e., capitalist) structure had no objective need to be +centralised would be broken up to allow the transformation of work for the +benefit of both workers and society. Thus we would see a system of workplaces +geared to local and district needs complementing larger factories which would +meet regional and wider needs. + +Anarchism rejects the idea of small-scale production and isolated communes +and, as we discussed in [section H.2.3](secH2.html#sech23), it does **not** +look backwards for its ideal. The same applies to other forms of libertarian +socialism with, for example, G.D.H. Cole arguing that we _"cannot go back to +'town economy', a general regime of handicraft and master-craftmanship, tiny- +scale production. We can neither pull up our railways, fill our mines, and +dismantle our factories nor conduct our large-scale enterprises under a system +developed to fit the needs of a local market and a narrowly-restricted +production."_ The aim is _"to reintroduce into industry the communal spirit, +by re-fashioning industrialism in such a way as to set the communal motives +free to co-operate."_ [**Guild Socialism Reststed**, pp. 45-6 and p. 46] + +The obvious implication of Leninist comments arguments against anarchist ideas +on industrial transformation after a revolution is that they think that a +socialist society will basically be the same as capitalism, using the +technology, industry and industrial structure developed under class society +without change (as noted in [section H.3.12](secH3.html#sech312), Lenin did +suggest that was the case). Needless to say, capitalist industry, as Kropotkin +was aware, has not developed neutrally nor purely because of technical needs. +Rather it has been distorted by the twin requirements to maintain capitalist +profits and power. One of the first tasks of a social revolution will be to +transform the industrial structure, not keep it as it is. You cannot use +capitalist means for socialist ends. So while we will "inherent" an industrial +structure from capitalism it would be the greatest possible error to leave it +unchanged and an even worse one to accelerate the processes by which +capitalists maintain and increase their power (i.e. centralisation and +concentration) in the name of "socialism." + +We are sorry to have laboured this point, but this issue is one which arises +with depressing frequency in Marxist accounts of anarchism. It is best that we +indicate that those who make the claim that anarchists seek _"small scale"_ +production geared for _"small autonomous communities"_ simply show their +ignorance. In actually, anarchists see production as being geared to whatever +makes most social, economic and ecological sense. Some production and +workplaces will be geared to the local commune, some will be geared to the +district federation, some to the regional federation, and so on. It is for +this reason anarchists support the federation of workers' associations as the +means of combining local autonomy with the needs for co-ordination and joint +activity. To claim otherwise is simply to misrepresent anarchist theory. + +Finally, it must be psychologically significant that Leninists continually go +on about anarchists advocating "small" and "tiny" workplaces. Apparently size +**does** matter and Leninists think their productive units are much, much +bigger than anarchist ones. As has been proven, anarchists advocate +**appropriately sized** workplaces and are not hung-up about their size. Why +Leninists are could be a fruitful area of research... + diff --git a/markdown/secI4.md b/markdown/secI4.md new file mode 100644 index 0000000000000000000000000000000000000000..7a6bc3cc20189dfcc714ab0cd402e42aebd1e940 --- /dev/null +++ b/markdown/secI4.md @@ -0,0 +1,4148 @@ +# I.4 How could an anarchist economy function? + +This is an important question facing all opponents of a given system -- what +will you replace it with? We can say, of course, that it is pointless to make +blueprints of how a future anarchist society will work as the future will be +created by everyone, not just the few anarchists and libertarian socialists +who write books and FAQs. This is very true, we cannot predict what a free +society will actually be like or develop and we have no intention to do so +here. However, this reply (whatever its other merits) ignores a key point, +people need to have some idea of what anarchism aims for before they decide to +spend their lives trying to create it. + +So, how would an anarchist system function? That depends on the economic ideas +people have. A mutualist economy will function differently than a communist +one, for example, but they will have similar features. As Rudolf Rocker put +it: + +> _"Common to all Anarchists is the desire to free society of all political +and social coercive institutions which stand in the way of development of a +free humanity. In this sense Mutualism, Collectivism and Communism are not to +be regarded as closed systems permitting no further development, but merely as +economic assumptions as to the means of safeguarding a free community. There +will even probably be in society of the future different forms of economic co- +operation operating side by side, since any social progress must be associated +with that free experiment and practical testing out for which in a society of +free communities there will be afforded every opportunity."_ [**Anarcho- +Syndicalism**, p. 9] + +So given the common ideals and aims of anarchists, it is unsurprising that the +economic systems we suggest has common features such as workers' self- +management, federation, free agreement and so on (as discussed in [last +section](secI3.html)). For all anarchists, _"[t]he task for a modern +industrial society is to achieve what is now technically realisable, namely, a +society which is really based on free voluntary participation of people who +produce and create, live their lives freely within institutions they control, +and with limited hierarchical structures, possibly none at all."_ [Noam +Chomsky, quoted by Albert and Hahnel, **Looking Forward**, p. 62] + +This achieved by means of _"voluntary association that will organise labour, +and be the manufacturer and distributor of necessary commodities"_ and this +_"**is to make what is useful. The individual is to make what is +beautiful.**"_ [Oscar Wilde, **The Soul of Man Under Socialism**, p. 1183] For +example, the machine _"will supersede hand-work in the manufacture of plain +goods. But at the same time, hand-work very probably will extend its domain in +the artistic finishing of many things which are made entirely in the +factory."_ [Peter Kropotkin, **Fields, Factories and Workplaces Tomorrow**, p. +152] Murray Bookchin, decades later, argued for the same idea: _"the machine +will remove the toil from the productive process, leaving its artistic +completion to man."_ [**Post-Scarcity Anarchism**, p. 134] + +The aim would be to maximise the time available for individuals to express and +development their individuality, including in production. As Stirner put it, +the _"organisation of labour touches only such labours as others can do for +us. . . the rest remain egoistic, because no one can in your stead elaborate +your musical compositions, carry out your projects of painting, etc.; nobody +can replace Raphael's labours. The latter are labours of a unique person, +which only he is competent to achieve."_ Criticising the authoritarian +socialists of his time, Stirner went on to ask _"for whom is time to be gained +[by association]? For what does man require more time than is necessary to +refresh his wearied powers of labour? Here Communism is silent."_ He then +answers his own question by arguing it is gained for the individual _"[t]o +take comfort in himself as unique, after he has done his part as man!"_ [Max +Stirner, **The Ego and Its Own**, p. 268 and p. 269] Which is exactly what +libertarian communists argue: + +> _"[We] recognise that man [sic!] has other needs besides food, and as the +strength of Anarchy lies precisely in that it understands **all** human +faculties and **all** passions, and ignores none, we shall . . . contrive to +satisfy all his intellectual and artistic needs . . . the man [or woman] who +will have done the four or five hours of . . . work that are necessary for his +existence, will have before him five or six hours which his will seek to +employ according to tastes . . . _ + +> _"He will discharge his task in the field, the factory, and so on, which he +owes to society as his contribution to the general production. And he will +employ the second half of his day, his week, or his year, to satisfy his +artistic or scientific needs, or his hobbies."_ [Kropotkin, **Conquest of +Bread**, pp. 110-1] + +Thus, while **authoritarian** Communism ignores the unique individual (and +that was the only kind of Communism existing when Stirner wrote his classic +book) **libertarian** communists agree with Stirner and are not silent. Like +him, they consider the whole point of organising labour is to provide the +means of providing the individual with the time and resources required to +express their individuality. In other words, to pursue _"labours of a unique +person."_ Thus all anarchists base their arguments for a free society on how +it will benefit actual individuals, rather than abstracts or amorphous +collectives (such as "society"). Hence chapter 9 of **The Conquest of Bread**, +_"The Need for Luxury"_ and, for that matter, chapter 10, _"Agreeable Work."_ + +In other words, anarchists desire to organise voluntary workers associations +which will try to ensure a minimisation of mindless labour in order to +maximise the time available for creative activity both inside and outside +"work." This is to be achieved by free co-operation between equals, which is +seen as being based on self-interest. After all, while capitalist ideology may +proclaim that competition is an expression of self-interest it, in fact, +results in the majority of people sacrificing themselves for the benefits of +the few who own and control society. The time you sell to a boss in return for +them ordering you about and keeping the product of your labour is time you +never get back. Anarchists aim to end a system which crushes individuality and +create one in which solidarity and co-operation allow us time to enjoy life +and to gain the benefits of our labour ourselves. Mutual Aid, in other words, +results in a better life than mutual struggle and so _"the **association for +struggle** will be a much more effective support for civilisation, progress, +and evolution than is the **struggle for existence** with its savage daily +competitions."_ [Luigi Geallani, **The End of Anarchism**, p. 26] + +In the place of the rat race of capitalism, economic activity in an anarchist +society would be one of the means to humanise and individualise ourselves and +society, to move from **surviving** to **living.** Productive activity should +become a means of self-expression, of joy, of art, rather than something we +have to do to survive. Ultimately, "work" should become more akin to play or a +hobby than the current alienated activity. The priorities of life should be +towards individual self-fulfilment and humanising society rather than +_"running society as an adjunct to the market,"_ to use Polanyi's expression, +and turning ourselves into commodities on the labour market. Thus anarchists +agree with John Stuart Mill: + +> _"I confess I am not charmed with an ideal of life held out by those who +think that the normal state of human beings is that of struggling to get on; +that the trampling, crushing, elbowing, and treading on each other's heels, +which form the existing type of social life, are the most desirable lot of +human kind, or anything but the disagreeable symptoms of one of the phases of +industrial progress."_ [**Collected Works**, vol. III, p. 754] + +The aim of anarchism is far more than the end of inequality. Hence Proudhon's +comment that socialism's _"underlying dogma"_ is that the _"objective of +socialism is the emancipation of the proletariat and the eradication of +poverty."_ This emancipation would be achieved by ending _"wage slavery"_ via +_"democratically organised workers' associations."_ [**No Gods, No Masters**, +vol. 1, p. 57 and p. 62] Or, to use Kropotkin's expression, _"well-being for +all"_ \-- physical, mental, emotional and ethical! Indeed, by concentrating on +just poverty and ignoring the emancipation of the proletariat, the real aims +of socialism are obscured: + +> _"The 'right to well-being' means the possibility of living like human +beings, and of bringing up children to be members of a society better than +ours, whilst the 'right to work' only means the right to be a wage-slave, a +drudge, ruled over and exploited by the middle class of the future. The right +to well-being is the Social Revolution, the right to work means nothing but +the Treadmill of Commercialism. It is high time for the worker to assert his +right to the common inheritance, and to enter into possession of it."_ +[Kropotkin, **Op. Cit.**, p. 44] + +So, while refusing to define exactly how an anarchist system will work, we +will explore the implications of how the anarchist principles and ideals +outlined above could be put into practice. Bear in mind that this is just a +possible framework for a system which has few historical examples to draw +upon. This means that we can only indicate the general outlines of what an +anarchist society could be like. Those seeking blue-prints and exactness +should look elsewhere. In all likelihood, the framework we present will be +modified and changed (even ignored) in light of the real experiences and +problems people will face when creating a new society. + +We should point out that there may be a tendency for some to compare this +framework with the **theory** of capitalism (i.e. perfectly functioning "free" +markets or quasi-perfect ones) as opposed to its reality. A perfectly working +capitalist system only exists in text books and in the heads of ideologues who +take the theory as reality. No system is perfect, particularly capitalism, and +to compare "perfect" text-book capitalism with any real system is a pointless +task. As we discussed in depth in [section C](secCcon.html), capitalist +economics does not even describe the reality of capitalism so why think it +would enlighten discussion of post-capitalist systems? What hope does it have +of understanding post-capitalist systems which reject its proprietary +despotism and inequalities? As anarchists aim for a qualitative change in our +economic relationships, we can safely say that its economic dynamics will +reflect the specific forms it will develop rather than those produced by a +class-ridden hierarchical system like capitalism and the a-historic +individualistic abstractions invented to defend it! + +So any attempt to apply the notions developed from theorising about (or, more +correctly, justifying and rationalising) capitalism to anarchism will fail to +capture the dynamics of a non-capitalist system. John Crump stressed this +point in his discussion of Japanese anarchism between the World Wars: + +> _"When considering the feasibility of the social system advocated by the +pure anarchists, we need to be clear about the criteria against which it +should be measured. It would, for example, be unreasonable to demand that it +be assessed against such yardsticks of a capitalist economy as annual rate of +growth, balance of trade and so forth . . . evaluating anarchist communism by +means of the criteria which have been devised to measure capitalism's +performance does not make sense . . . capitalism would be . . . baffled if it +were demanded that it assess its operations against the performance indicators +to which pure anarchists attached most importance, such as personal liberty, +communal solidarity and the individual's unconditional right to free +consumption. Faced with such demands, capitalism would either admit that these +were not yardsticks against which it could sensibly measure itself or it would +have to resort to the type of grotesque ideological subterfuges which it often +employs, such as identifying human liberty with the market and therefore with +wage slavery . . . The pure anarchists' confidence in the alternative society +they advocated derived not from an expectation that it would +**quantitatively** outperform capitalism in terms of GNP, productivity or +similar capitalist criteria. On the contrary, their enthusiasm for anarchist +communism flowed from their understanding that it would be **qualitatively** +different from capitalism. Of course, this is not to say that the pure +anarchists were indifferent to questions of production and distribution . . . +they certainly believed that anarchist communism would provide economic well- +being for all. But neither were they prepared to give priority to narrowly +conceived economic expansion, to neglect individual liberty and communal +solidarity, as capitalism regularly does."_ [**Hatta Shuzo and Pure Anarchism +in Interwar Japan**, pp. 191-3] + +Finally, anarchists are well aware that transforming how an economy works does +not happen overnight. As discussed in [section I.2.2](secI2.html#seci22), we +have long rejected the idea of instantaneous social transformation and argued +that revolution will take time to develop and change the legacy of centuries +of class and hierarchical society. This transformation and the resulting +changes in people and surroundings can only be achieved by the full +participation of all in overcoming the (many) problems a free society will +face and the new ways of relating to each other liberation implies. A free +people will find their own practical solutions to their problems, for _"there +will be all sorts of practical difficulties to overcome, but the [libertarian +socialist] system is simplicity itself compared with the monster of +centralised State control, which sets such an inhuman distance between the +worker and the administrator that there is room for a thousand difficulties to +intervene."_ [Herbert Read, **Anarchy and Order**, p. 49] Thus, for +anarchists, the _"enthusiasm generated by the revolution, the energies +liberated, and the inventiveness stimulated by it must be given full freedom +and scope to find creative channels."_ [Alexander Berkman, **What is +Anarchism?**, p. 223] As such, the ideas within this section of our FAQ are +merely suggestions, possibilities. + +## I.4.1 What is the point of economic activity in anarchy? + +The basic point of economic activity is an anarchist society is to ensure, to +use Kropotkin's expression, _**"well-being for all"**_. Rather than toil to +make the rich richer, people in a free society would work together to _"ensure +to society as a whole its life and further development."_ Such an economy +would be based upon _"giving society the greatest amount of useful products +with the least waste of human energy"_, to meet _"the needs of mankind"_. +[**The Conquest of Bread**, p. 43, p. 144 and p. 175] Needless to say, today +we must also add: with the least disruption of nature. + +In terms of needs, it should be stressed that these are not limited to just +material goods (important as they may be, particularly to those currently +living in poverty). Needs also extend to having meaningful work which you +control, pleasant and ecologically viable surroundings, the ability to express +oneself freely within and outwith work, and a host of other things associated +with the quality of life rather than merely survival. Anarchism seeks to +transform economic activity rather than merely liberate it by self-management +(important as that is). + +Therefore, for anarchists, _"[r]eal wealth consists of things of utility and +beauty, in things that help create strong, beautiful bodies and surroundings +inspiring to live in."_ Anarchism's _"goal is the freest possible expression +of all the latent powers of the individual"_ and this _"is only possible in a +state of society where man [sec!] is free to choose the mode of work, the +conditions of work, and the freedom to work. One whom making a table, the +building of a house, or the tilling of the soil is what the painting is to the +artist and the discovery to the scientist -- the result of inspiration, of +intense longing, and deep interest in work as a creative force."_ [Emma +Goldman, **Red Emma Speaks**, p. 67 and p. 68] + +So the point of economic activity in an anarchist society is to produce as and +when required and not, as under capitalism, to organise production for the +sake of production in order to make profits for the few. Production, to use +Kropotkin's words, is to become _"the mere servant of consumption; it must +mould itself on the wants of the consumer, not dictate to him [or her] +conditions."_ [**Act For Yourselves**, p. 57] This should **not** be taken to +imply that anarchism seeks production for the sake of production in order to +meet all the needs of all. Far from it, as such a regime would, to quote +Malatesta, involve _"employing **all** of one's strength in producing things, +because taken literally, this would mean working until one is exhausted, which +would mean that by maximising the satisfaction of human needs we destroy +humanity."_ In other words, a free society would take into account the wants +of the producers (and the planet we live on) when meeting the wants of +consumers. Thus, there would be a balance sought. _"What we would like,"_ +continued Malatesta, _"is for everybody to live in the best possible way: so +that everybody with a minimum amount of effort will obtain maximum +satisfaction."_ [**At the Caf**, p. 61] + +So while the basic aim of economic activity in an anarchist society is, +obviously, producing wealth -- i.e., satisfying individual needs -- without +enriching capitalists or other parasites in the process, it is far more than +that. Yes, an anarchist society will aim to create society in which everyone +will have a standard of living suitable for a fully human life. Yes, it will +aim to eliminate poverty, inequality, individual want and social waste and +squalor, but it aims for far more than that. It aims to create free +individuals who express their individuality within and outwith "work." After +all, what is the most important thing that comes out of a workplace? Pro- +capitalists may say profits, others the finished commodity or good. In fact, +the most important thing that comes out of a workplace is the **worker.** What +happens to us in the workplace will have an impact on all aspects of our life +and so cannot be ignored. + +To value "efficiency" above all else, as capitalism says it does (it, in fact, +values **profits** above all else and hinders developments like workers' +control which increase efficiency but harm power and profits), is to deny our +own humanity and individuality. Without an appreciation for grace and beauty +there is no pleasure in creating things and no pleasure in having them. Our +lives are made drearier rather than richer by "progress." How can a person +take pride in their work when skill and care are considered luxuries (if not +harmful to "efficiency" and, under capitalism, the profits and power of the +capitalist and manager)? We are not machines. We have a need for +craftspersonship and anarchism recognises this and takes it into account in +its vision of a free society. This means that, in an anarchist society, +economic activity is the process by which we produce what is useful but, in +addition, is also beautiful (to use Oscar Wilde's words) in a way that +empowers the individual. We anarchists charge capitalism with wasting human +energy and time due to its irrational nature and workings, energy that could +be spent creating what is beautiful (both in terms of individualities and +products of labour). Under capitalism we are _"toiling to live, that we may +live to toil."_ [William Morris, **Useful Work Versus Useless Toil**, p. 37] + +In addition, we must stress that the aim of economic activity within an +anarchist society is **not** to create equality of outcome -- i.e. everyone +getting exactly the same goods. As we noted in [section +A.2.5](secA2.html#seca25), such a "vision" of "equality" attributed to +socialists by pro-capitalists indicates more the poverty of imagination and +ethics of the critics of socialism than a true account of socialist ideas. +Anarchists, like other genuine socialists, support **social** equality in +order to maximise freedom, including the freedom to choose between options to +satisfy ones needs. To treat people equally, as equals, means to respect their +desires and interests, to acknowledge their right to equal liberty. To make +people consume the same as everyone else does not respect the equality of all +to develop ones abilities as one sees fit. Socialism means equality of +opportunity to satisfy desires and interests, not the imposition of an +abstract minimum (or maximum) on unique individuals. To treat unique +individuals equally means to acknowledge that uniqueness, not to deny it. + +Thus the **real** aim of economic activity within an anarchy is to ensure +_"that every human being should have the material and moral means to develop +his humanity."_ [Michael Bakunin, **The Political Philosophy of Bakunin**, p. +295] And you cannot develop your humanity if you cannot express yourself +freely. Needless to say, to treat unique people "equally" (i.e. identically) +is simply evil. You cannot, say, have a 70 year old woman do the same work in +order to receive the same income as a 20 year old man. No, anarchists do not +subscribe to such "equality," which is a product of the _"ethics of +mathematics"_ of capitalism and **not** of anarchist ideals. Such a scheme is +alien to a free society. The equality anarchists desire is a social equality, +based on control over the decisions that affect you. The aim of anarchist +economic activity, therefore, is to provide the goods required for _"equal +freedom for all, an equality of conditions such as to allow everyone to do as +they wish."_ [Errico Malatesta, **Errico Malatesta: His Life and Ideas**, p. +49] Thus anarchists _"demand not natural but social equality of individuals as +the condition for justice and the foundations of morality."_ [Bakunin, **Op. +Cit.**, p. 249] + +Under capitalism, instead of humans controlling production, production +controls them. Anarchists want to change this and desire to create an economic +network which will allow the maximisation of an individual's free time in +order for them to express and develop their individuality (while creating what +is beautiful). So instead of aiming just to produce because the economy will +collapse if we did not, anarchists want to ensure that we produce what is +useful in a manner which liberates the individual and empowers them in all +aspects of their lives. + +This desire means that anarchists reject the capitalist definition of +"efficiency." Anarchists would agree with Albert and Hahnel when they argue +that _"since people are conscious agents whose characteristics and therefore +preferences develop over time, to access long-term efficiency we must access +the impact of economic institutions on people's development."_ Capitalism, as +we have explained before, is highly inefficient in this light due to the +effects of hierarchy and the resulting marginalisation and disempowerment of +the majority of society. As Albert and Hahnel go on to note, _"self- +management, solidarity, and variety are all legitimate valuative criteria for +judging economic institutions . . . Asking whether particular institutions +help people attain self-management, variety, and solidarity is sensible."_ +[**The Political Economy of Participatory Economics**, p. 9] + +In other words, anarchists think that any economic activity in a free society +is to do useful things in such a way that gives those doing it as much +pleasure as possible. The point of such activity is to express the +individuality of those doing it, and for that to happen they must control the +work process itself. Only by self-management can work become a means of +empowering the individual and developing his or her powers. + +In a nutshell, to use the words of William Morris, useful work will replace +useless toil in an anarchist society. + +## I.4.2 Why do anarchists desire to abolish work? + +Anarchists desire to see humanity liberate itself from work. This may come as +a shock for many people and will do much to "prove" that anarchism is +essentially utopian. However, we think that such an abolition is not only +necessary, it is possible. This is because work as we know it today is one of +the major dangers to freedom we face. + +If by freedom we mean self-government, then it is clear that being subjected +to hierarchy in the workplace subverts our abilities to think and judge for +ourselves. Like any skill, critical analysis and independent thought have to +be practised continually in order to remain at their full potential. So a +workplace environment with power structures undermines these abilities. This +was recognised by Adam Smith who argued that the _"understandings of the +greater part of men are necessarily formed by their ordinary employments."_ +That being so, _"the man whose life is spent in performing a few simple +operations, of which the effects too are, perhaps, always the same, or nearly +the same, has no occasion to extend his understanding . . . and generally +becomes as stupid and ignorant as it is possible for a human creature to be . +. . But in every improved and civilised society this is the state into which +the labouring poor, that is the great body of the people, must necessarily +fall, unless government takes pains to prevent it."_ [quoted by Noam Chomsky, +**Year 501**, p. 18] + +Smith's argument (usually ignored by those who claim to follow his ideas) is +backed up by extensive evidence. Different types of authority structures and +different technologies have different effects on those who work within them. +Carole Pateman notes that the evidence suggests that _"[o]nly certain work +situations were found to be conducive to the development of the psychological +characteristics"_ suitable for freedom, such as _"the feelings of personal +confidence and efficacy that underlay the sense of political efficacy."_ +[**Participation and Democratic Theory**, p. 51] She quotes one expert who +argues that within capitalist companies based upon a highly rationalised work +environment and extensive division of labour, the worker has no control over +the pace or technique of his work, no room to exercise skill or leadership and +so they _"have practically no opportunity to solve problems and contribute +their own ideas."_ The worker, according to a psychological study, is +_"resigned to his lot . . . more dependent than independent . . . he lacks +confidence in himself . . . he is humble . . . the most prevalent feeling +states . . . seem to be fear and anxiety."_ [quoted by Pateman, **Op. Cit.**, +p. 51 and p. 52] + +The evidence Pateman summarises shows that an individual's _"attitudes will +depend to a large degree on the authority structure of his [or her] work +environment"_, with workplaces which are more autocratic and with a higher +division of labour being worse for an individual's sense of self-esteem, +feelings of self-worth and autonomy. In workplaces where _"the worker has a +high degree of personal control over his [or her] work . . . and a very large +degree of freedom from external control"_ or is based on the _"collective +responsibility of a crew of employees"_ who _"had control over the pace and +method of getting the work done, and the work crews were largely internally +self-disciplining"_ a different social character is seen. [Pateman, **Op. +Cit.**, pp. 52-3] This was characterised by _"a strong sense of individualism +and autonomy, and a solid acceptance of citizenship in the large society"_ and +_"a highly developed feeling of self-esteem and a sense of self-worth and is +therefore ready to participate in the social and political institutions of the +community."_ Thus the _"nature of a man's work affects his social character +and personality"_ and that an _"industrial environment tends to breed a +distinct social type."_ [R. Blauner, quoted by Pateman, **Op. Cit.**, p. 52] + +Thus, to quote Bob Black (who notes that Smith's comments against the division +of labour are his _"critique of work"_), the capitalist workplace turns us +into _"stultified submissives"_ and places us _"under the sort of surveillance +that ensures servility."_ For this reason anarchists desire, to use Bob +Black's phrase, _"the abolition of work."_ [**The Abolition of Work and other +essays**, p. 26, p. 22 and p. 19] + +Work, in this context, does not mean any form of productive activity. Far from +it. Work (in the sense of doing necessary things or productive activity) will +always be with us. There is no getting away from it; crops need to be grown, +schools built, homes fixed, and so on. No, work in this context means any form +of labour in which the worker does not control his or her own activity. In +other words, **wage labour** in all its many forms. + +A society based upon hierarchical relations in production will result in a +society within which the typical worker uses few of their abilities, exercise +little or no control over their work because they are governed by a boss +during working hours. This has been proved to lower the individual's self- +esteem and feelings of self-worth, as would be expected in any social +relationship that denied self-government. Capitalism is marked by an extreme +division of labour, particularly between mental and physical labour. It +reduces the worker to a mere machine operator, following the orders of his or +her boss. Therefore, a libertarian that does not support economic liberty +(i.e. self-management) is no libertarian at all. + +Capitalism bases its rationale for itself on consumption and this results in a +viewpoint which minimises the importance of the time we spend in productive +activity. Anarchists consider that it is essential for individual's to use and +develop their unique attributes and capacities in all walks of life, to +maximise their powers. Therefore, the idea that "work" should be ignored in +favour of consumption is totally mad. Productive activity is an important way +of developing our inner-powers and express ourselves; in other words, be +creative. Capitalism's emphasis on consumption shows the poverty of that +system. As Alexander Berkman argued: + +> _"We do not live by bread alone. True, existence is not possible without +opportunity to satisfy our physical needs. But the gratification of these by +no means constitutes all of life. Our present system of disinheriting +millions, made the belly the centre of the universe, so to speak. But in a +sensible society . . . [t]he feelings of human sympathy, of justice and right +would have a chance to develop, to be satisfied, to broaden and grow."_ +[**What is Anarchism?**, pp. 152-3] + +Therefore, capitalism is based on a constant process of alienated consumption, +as workers try to find the happiness associated within productive, creative, +self-managed activity in a place it does not exist -- on the shop shelves. +This can partly explain the rise of both mindless consumerism and the +continuation of religions, as individuals try to find meaning for their lives +and happiness, a meaning and happiness frustrated in wage labour and other +hierarchies. + +Capitalism's impoverishment of the individual's spirit is hardly surprising. +As William Godwin argued, _"[t]he spirit of oppression, the spirit of +servility, and the spirit of fraud, these are the immediate growth of the +established administration of property. They are alike hostile to intellectual +and moral improvement."_ [**The Anarchist Reader**, p. 131] Any system based +on hierarchical relationships in work will result in a deadening of the +individual and in a willingness to defer to economic masters. Which is why +Anarchists desire to change this and create a society based upon freedom in +all aspects of life. Hence anarchists desire to abolish work, simply because +it restricts the liberty and distorts the individuality of those who have to +do it. To quote Emma Goldman: + +> _"Anarchism aims to strip labour of its deadening, dulling aspect, of its +gloom and compulsion. It aims to make work an instrument of joy, of strength, +of colour, of real harmony, so that the poorest sort of a man should find in +work both recreation and hope."_ [**Anarchism and Other Essays**, p. 61] + +Anarchists do not think that by getting rid of work we will not have to +produce necessary goods. Far from it. An anarchist society _"doesn't mean we +have to stop doing things. It does mean creating a new way of life based on +play; in other words, a ludic revolution . . . a collective adventure in +generalised joy and freely interdependent exuberance. Play isn't passive."_ +The aim is _"to abolish work and replace it, insofar as it serves useful +purposes, with a multitude of new kinds of free activities. To abolish work +requires going at it from two directions, quantitative and qualitative."_ In +terms of the first, _"we need to cut down massively the amount of working +being done"_ (luckily, _"most work is useless or worse and we should simply +get rid of it"_). For the second, _"we have to take what useful work remains +and transform it into a pleasing variety of game-like and craft-like pastimes, +indistinguishable from other pleasurable pastimes, except that the happen to +yield useful end-products."_ [Bob Black, **Op. Cit.**, p. 17 and p. 28] + +This means that in an anarchist society every effort would be made to reduce +boring, unpleasant activity to a minimum and ensure that whatever productive +activity is required to be done is as pleasant as possible and based upon +voluntary labour. However, it is important to remember Cornelius Castoriadis +point: _"Socialist society will be able to reduce the length of the working +day, and will have to do so, but this will not be the fundamental +preoccupation. Its first task will be to . . . transform the very nature of +work. The problem is not to leave more and more 'free' time to individuals -- +which might well be **empty** time -- so that they may fill it at will with +'poetry' or the carving of wood. The problem is to make all time a time of +liberty and to allow concrete freedom to find expression in creative +activity."_ Essentially, the _"problem is to put poetry into work."_ +[**Political and Social Writings**, vol. 2, p. 107] + +This is why anarchists desire to abolish "work" (i.e., productive activity not +under control of the people doing it), to ensure that whatever productive +economic activity is required to be done is managed by those who do it. In +this way it can be liberated, transformed, and so become a means of self- +realisation and not a form of self-negation. In other words, anarchists want +to abolish work because _"[l]ife, the art of living, has become a dull +formula, flat and inert."_ [Berkman, **Op. Cit.**, p. 166] Anarchists want to +bring the spontaneity and joy of life back into productive activity and save +humanity from the dead hand of capital. Anarchists consider economic activity +as an expression of the human spirit, an expression of the innate human need +to express ourselves and to create. Capitalism distorts these needs and makes +economic activity a deadening experience by the division of labour and +hierarchy. We think that _"industry is not an end in itself, but should only +be a means to ensure to man his material subsistence and to make accessible to +him the blessings of a higher intellectual culture. Where industry is +everything and man is nothing begins the realm of a ruthless economic +despotism whose workings are no less disastrous than those of any political +despotism. The two mutually augment one another, and they are fed from the +same source."_ [Rudolph Rocker, **Anarcho-Syndicalism**, p. 2] + +One last point on the abolition of work. May 1st -- International Workers' Day +-- was, as we discussed in [section A.5.2](secA5.html#seca52), created to +commemorate the Chicago Anarchist Martyrs. Anarchists then, as now, think that +it should be celebrated by strike action and mass demonstrations. In other +words, for anarchists, International Workers' Day should be a non-work day! +That sums up the anarchist position to work nicely -- that the celebration of +workers' day should be based on the rejection of work. + +The collection of articles in **Why Work? Arguments for the Leisure Society** +(edited by Vernon Richards) is a useful starting place for libertarian +socialist perspectives on work. + +## I.4.3 How do anarchists intend to abolish work? + +Basically by workers' self-management of production and common ownership of +the means of production. It is hardly in the interests of those who do the +actual "work" to have bad working conditions, boring, repetitive labour, and +so on. Therefore, a key aspect of the liberation from work is to create a +self-managed society, _"a society in which everyone has equal means to develop +and that all are or can be at the same time intellectual and manual workers, +and the only differences remaining between men [and women] are those which +stem from the natural diversity of aptitudes, and that all jobs, all +functions, give an equal right to the enjoyment of social possibilities."_ +[Errico Malatesta, **Anarchy**, p. 42] + +Essential to this task is decentralisation and the use of appropriate +technology. Decentralisation is important to ensure that those who do work can +determine how to liberate it. A decentralised system will ensure that ordinary +people can identify areas for technological innovation and so understand the +need to get rid of certain kinds of work. Unless ordinary people understand +and control the introduction of technology, then they will never be fully +aware of the benefits of technology and resist advances which may be in their +best interests to introduce. This is the full meaning of appropriate +technology, namely the use of technology which those most affected feel to be +best in a given situation. Such technology may or may not be technologically +"advanced" but it will be of the kind which ordinary people can understand +and, most importantly, control. + +The potential for rational use of technology can be seen from capitalism. +Under capitalism, technology is used to increase profits, to expand the +economy, not to liberate **all** individuals from useless toil (it does, of +course, liberate a few from such "activity"). As economist Juliet B. Schor +points out, productivity _"measures the goods and services that result from +each hour worked. When productivity rises, a worker can either produce the +current output in less time, or remain at work the same number of hours and +produce more."_ With rising productivity, we are presented with the +possibility of more free time. For example, since 1948 the level of +productivity of the American worker _"has more than doubled. In other words, +we could now produce our 1948 standard of living . . . . in less than half the +time it took that year. We could actually have chosen the four-hour day. Or a +working year of six months."_ [**The Overworked American**, p. 2] + +And, remember, these figures include production in many areas of the economy +that would not exist in a free society -- state and capitalist bureaucracy, +weapons production for the military, property defence, the finance sector, and +so on. As Alexander Berkman argued, millions are _"engaged in trade, . . . +advertisers, and various other middlemen of the present system"_ along with +the armed forces and _"the great numbers employed in unnecessary and harmful +occupations, such as building warships, the manufacture of ammunition and +other military equipment"_ would be _"released for useful work by a +revolution."_ [**What is Anarchism**, pp. 224-5] So the working week will be +reduced simply because more people will be available for doing essential work. +Moreover, goods will be built to last and so much production will become +sensible and not governed by an insane desire to maximise profits at the +expense of everything else. In addition, this is not taking into account the +impact of a more just distribution of consumption in terms of living standards +and production, meaning that a standard of living produced by working half the +time would be far higher than that implied by Schor's 1948 baseline (not to +mention the advances in technology since then either!). In short, do not take +the 1948 date as implying a literal return to that period! + +Moreover, a lower working week would see productivity rising. _"Thus,"_ as one +economist summarises, _"when the hours of labour were reduced, the better- +rested workers were often able to produce as much or more in the shorter hours +than they had previously in longer hours."_ Yet _"competition between +employers would make it unlikely that a working day of optimal length would be +established"_ under capitalism. In addition, _"more disposable time might +better contribute to people's well-being -- that is, to things such as trust, +health, learning, family life, self-reliance and citizenship"_. While this may +reduce such conventional economic measures as GDP, the fact is that such +measures are flawed. After all, _"an increase in GDP could represent a +diminution of free time accompanied by an increased output of goods and +services whose sole utility was either facilitating labour-market +participation or repairing some of the social damage that resulted from the +stress of overwork or neglect of non-market activity."_ [Tom Walker, _"Why +Economists dislike a Lump of Labor"_, pp. 279-91, **Review of Social +Economy**, vol. 65, No. 3, p. 286, pp. 287-8 and p. 288] + +All this suggests the level of production for useful goods with a four-hour +working day would be much higher than the 1948 level or, of course, the +working day could be made even shorter. As such, we can easily combine a +decent standard of living with a significant reduction of the necessary +working time required to produce it. Once we realise that much work under +capitalism exists to manage aspects of the profit system or are produced as a +result of that system and the damage it does, we can see how a self-managed +society can give us more time for ourselves in addition to producing useful +goods (rather than working long and hard to produce surplus value for the +few). + +However, anarchists do not see it as simply a case of reducing the hours of +work will keeping the remaining work as it. That would be silly. We aim to +transform what useful productive activity is left. When self-management +becomes universal we will see the end of division of labour as mental and +physical work becomes unified and those who do the work also manage it. This +will allow _"the free exercise of **all** the faculties of man"_ both inside +and outside "work." [Peter Kropotkin, **The Conquest of Bread**, p. 148] The +aim of such a development would be to turn productive activity, as far as +possible, into an enjoyable experience. In the words of Murray Bookchin it is +the **quality** and **nature** of the work process that counts: + +> _"If workers' councils and workers' management of production do not +transform the work into a joyful activity, free time into a marvellous +experience, and the workplace into a community, then they remain merely formal +structures, in fact, **class** structures. They perpetuate the limitations of +the proletariat as a product of bourgeois social conditions. Indeed, no +movement that raises the demand for workers' councils can be regarded as +revolutionary unless it tries to promote sweeping transformations in the +environment of the work place."_ [**Post-Scarcity Anarchism**, p. 88] + +Work will become, primarily, the expression of a person's pleasure in what +they are doing and become like an art -- an expression of their creativity and +individuality. Work as an art will become expressed in the workplace as well +as the work process, with workplaces transformed and integrated into the local +community and environment (see [section I.4.15](secI4.html#seci415)). This +will obviously apply to work conducted in the home as well, otherwise the +_"revolution, intoxicated with the beautiful words, Liberty, Equality, +Solidarity, would not be a revolution if it maintained slavery at home. Half +[of] humanity subjected to the slavery of the hearth would still have to rebel +against the other half."_ [Kropotkin, **Op. Cit.**, p. 128] + +In other words, anarchists desire _"to combine the best part (in fact, the +only good part) of work -- the production of use-values -- with the best of +play . . . its freedom and its fun, its voluntariness and its intrinsic +gratification"_. In short, the transformation of production (creating _"what +seems needful"_") into _"**productive play**_". [Bob Black, _"Smokestack +Lightning"_, **Friendly Fire**, p. 48 and p. 49] + +Workers' self-management of production (see [section +I.3.2](secI3.html#seci32)) would be the means of achieving this. Only those +subject to a specific mode of working can be in a position to transform it and +their workplace into something fit for free individuals to create in. Only +those who know a workplace which would only exist in a hierarchical system +like capitalism can be in a position to decommission it safely and quickly. +The very basis of free association will ensure the abolition of work, as +individuals will apply for "work" they enjoy doing and so would be interested +in reducing "work" they did not want to do to a minimum. Therefore, an +anarchist society would abolish work by ensuring that those who do it actually +control it. _"Personal initiative will be encouraged and every tendency to +uniformity and centralisation combated."_ [Kropotkin, quoted by Martin Buber, +**Paths in Utopia**, p. 42] + +All this does not imply that anarchists think that individuals will not seek +to "specialise" in one form of productive activity rather than another. Far +from it, people in a free society will pick activities which interest them as +the main focal point of their means of self-expression (after all, not +everyone enjoys the same games and pastimes so why expect the same of +productive play?). _"It is evident,"_ noted Kropotkin, _"that all men and +women cannot equally enjoy the pursuit of scientific work. The variety of +inclinations is such that some will find more pleasure in science, some others +in art, and others again in some of the numberless branches of the production +of wealth."_ This "division of work" is commonplace in humanity this natural +desire to do what interests you and what you are good at will be encouraged in +an anarchist society. As Kropotkin argued, anarchists _"fully recognise the +necessity of specialisation of knowledge, but we maintain that specialisation +must follow general education, and that general education must be given in +science and handicraft alike. To the division of society into brain workers +and manual workers we oppose the combination of both kinds of activities . . . +we advocate the **education integrale** [integral education], or complete +education, which means the disappearance of that pernicious division."_ +Anarchists are, needless to say, aware that training and study are required to +qualify you to so some tasks and a free society would ensure that individuals +would achieve the necessary recognised levels before undertaking them (by +means of, say, professional bodies who organise a certification process). +Kropotkin was aware, however, that both individuals and society would benefit +from a diversity of activities and a strong general knowledge: _"But whatever +the occupations preferred by everyone, everyone will be the more useful in his +[or her] branch if he [or she] is in possession of a serious scientific +knowledge. And, whosoever he might be . . . he would be the gainer if he spent +a part of his life in the workshop or the farm (the workshop **and** the +farm), if he were in contact with humanity in its daily work, and had the +satisfaction of knowing that he himself discharges his duties as an +unprivileged producer of wealth."_ [**Fields, Factories and Workshops +Tomorrow**, p. 186, p. 172 and p. 186] + +However, while specialisation would continue, the permanent division of +individuals into manual or brain workers would be eliminated. Individuals will +manage all aspects of the "work" required (for example, engineers will also +take part in self-managing their workplaces), a variety of activities would be +encouraged and the strict division of labour of capitalism will be abolished. +In other words, anarchists want to replace the division of labour by the +division of work. We must stress that we are not playing with words here. John +Crump presents a good summary of the ideas of the Japanese anarchist Hatta +Shuzo on this difference: + +> _"[We must] recognise the distinction which Hatta made between the 'division +of labour' . . . and the 'division of work' . . . while Hatta believed that +the division of labour . . . was the cause of class divisions and +exploitation, he did not see anything sinister in the division of work . . . +On the contrary, Hatta believed that the division of work was a benign and +unavoidable feature of any productive process: 'it goes without saying that +within society, whatever the kind of production, there has to be a division of +work.' . . . [For] the dangers [of division of labour] to which Hatta [like +other anarchists like Proudhon and Kropotkin] drew attention did not arise +from a situation where, at any one time, different people were engaged in +different productive activities . . . What did spell danger, however, was +when, either individually or collectively, people permanently divided along +occupational lines . . . and gave rise to the disastrous consequences . . . . +[of] the degrading of labour to a mechanical function; the lack of +responsibility for, understanding of, or interest in other branches of +production; and the need for a superior administrative organ to co-ordinate +the various branches of production."_ [**Hatta Shuzo and Pure Anarchism in +Interwar Japan**, pp. 146-7] + +As Kropotkin argued: + +> _"while a **temporary** division of functions remains the surest guarantee +of success in each separate undertaking, the **permanent** division is doomed +to disappear, and to be substituted by a variety of pursuits -- intellectual, +industrial, and agricultural -- corresponding to the different capacities of +the individual, as well as to the variety of capacities within every human +aggregate."_ [**Op. Cit.**, p. 26] + +As an aside, supporters of capitalism argue that **integrated** labour must be +more inefficient than **divided** labour as capitalist firms have not +introduced it. This is false for numerous reasons. + +Firstly, we have to put out the inhuman logic of the assertion. After all, few +would argue in favour of slavery if it were, in fact, **more** productive than +wage labour but such is the logical conclusion of this argument. If someone +did argue that the only reason slavery was not the dominant mode of labour +simply because it was inefficient we would consider them as less than human. +Simply put, it is a sick ideology which happily sacrifices individuals for the +sake of slightly more products. Sadly, that is what many defenders of +capitalism do, ultimately, argue for. + +Secondly, capitalist firms are not neutral structures but rather a system of +hierarchies, with entrenched interests and needs. Managers will only introduce +a work technique that maintains their power (and so their profits). As we +argue in [section J.5.12](secJ5.html#secj512), while experiments in workers' +participation see a rise in efficiency and productivity, managers stop them +simply because they recognise that workers' control undercuts their power by +empowering workers who then can fight for a greater slice of the value they +produce (not to mention come to the conclusion that while the boss needs them +to work, they don't need to boss to manage them!). So the lack of integrated +labour under capitalism simply means that it does not empower management nor +secure their profits and power, **not** that it is less efficient. + +Thirdly, the attempts by managers and bosses to introduce "flexibility" by +eliminating unions suggests that integration **is** more efficient. After all, +one of the major complains directed towards union contracts are that they +explicitly documented what workers could and could not do (for example, union +members would refuse to do work which was outside their agreed job +descriptions). This is usually classed as an example of the evil of +regulations. However, if we look at it from the viewpoint of contract and +division of labour, it exposes the inefficiency and inflexibility of both as a +means of co-operation. After all, what is this refusal actually mean? It means +that the worker refuses to do work that is not specified in his or her +contract! Their job description indicates what they have been contracted to do +and anything else has not been agreed upon in advance. The contract specifies +a clear, specified and agreed division of labour in a workplace between worker +and boss. + +While being a wonderful example of a well-designed contract, managers +discovered that they could not operate their workplaces because of them. +Rather, they needed a general "do what you are told" contract (which of course +is hardly an example of contract reducing authority) and such a contract +**integrates** numerous work tasks into one. The managers diatribe against +union contracts suggests that production needs some form of integrated labour +to actually work (as well as showing the hypocrisy of the labour contract +under capitalism as labour "flexibility" simply means labour "commodification" +-- a machine does not question what its used for, the ideal under capitalism +is a similar unquestioning nature for labour). The union job description +indicates that production needs the integration of labour while demanding a +division of work. As Cornelius Castoriadis argued: + +> _"Modern production has destroyed many traditional professional +qualifications. It has created automatic or semi-automatic machines. It has +thereby itself demolished its own traditional framework for the industrial +division of labour. It has given birth to a universal worker who is capable, +after a relatively short apprenticeship, of using most machines. Once one gets +beyond its class aspects, the 'posting' of workers to particular jobs in a big +modern factory corresponds less and less to a genuine division of **labour** +and more and more to a simple division of tasks. Workers are not allocated to +given areas of the productive process and then riveted to them because their +'occupational skills' invariably correspond to the 'skills required' by +management. They are placed there . . . just because a particular vacancy +happened to exist."_ [**Political and Economic Writings**, vol. 2, p. 117] + +By replacing the division of labour with the division of work, a free society +will ensure that productive activity can be transformed into an enjoyable task +(or series of tasks). By integrating labour, all the capacities of the +producer can be expressed so eliminating a major source of alienation and +unhappiness in society. _"The main subject of social economy,"_ argued +Kropotkin, is _"the **economy** of energy required for the satisfaction of +**human needs.**"_ These needs obviously expressed both the needs of the +producers for empowering and interesting work and their need for a healthy and +balanced environment. Thus Kropotkin discussed the _"advantages"_ which could +be _"derive[d] from a combination of industrial pursuits with intensive +agriculture, and of brain work with manual work."_ The _"greatest sum total of +well-being can be obtained when a variety of agricultural, industrial and +intellectual pursuits are combined in each community; and that man [and woman] +shows his best when he is in a position to apply his usually-varied capacities +to several pursuits in the farm, the workshop, the factory, the study or the +studio, instead of being riveted for life to one of these pursuits only."_ +[**Op. Cit.**, pp. 17-8] This means that _"[u]nder socialism, factories would +have no reason to accept the artificially rigid division of labour now +prevailing. There will be every reason to encourage a rotation of workers +**between shops and departments** and between production and office areas."_ +The _"residues of capitalism's division of labour gradually will have to be +eliminated"_ as _"socialist society cannot survive unless it demolishes this +division."_ [Castoriadis, **Op. Cit.**, p. 117] + +Anarchists think that a decentralised social system will allow "work" to be +abolished and economic activity humanised and made a means to an end (namely +producing useful things and liberated individuals). This would be achieved by, +as Rudolf Rocker puts it, the _"alliance of free groups of men and women based +on co-operative labour and a planned administration of things in the interest +of the community."_ However, as things are produced by people, it could be +suggested that this implies a _"planned administration of people"_ (although +few who suggest this danger apply it to capitalist firms which are like mini- +centrally planned states). This objection is false simply because anarchism +aims _"to reconstruct the economic life of the peoples from the ground up and +build it up anew in the spirit of Socialism"_ and, moreover, _"only the +producers themselves are fitted for this task, since they are the only value- +creating element in society out of which a new future can arise."_ Such a +reconstructed economic life would be based on anarchist principles, that is +_"based on the principles of federalism, a free combination from below +upwards, putting the right of self-determination of every member above +everything else and recognising only the organic agreement of all on the basis +of like interests and common convictions."_ [**Anarcho-Syndicalism**, p. 72, +p. 62 and p. 60] + +In other words, those who produce also administer and so govern themselves in +free association (and it should be pointed out that any group of individuals +in association will make "plans" and "plan", the important question is who +does the planning and who does the work. Only in anarchy are both functions +united into the same people). The _"planned administration of things"_ would +be done by the producers **themselves,** in their independent groupings. This +would likely take the form (as we indicated in [section I.3](secI3.html)) of +confederations of syndicates who communicate information between themselves +and respond to changes in the production and distribution of products by +increasing or decreasing the required means of production in a co-operative +(i.e. _"planned"_) fashion. No "central planning" or "central planners" +governing the economy, just workers co-operating together as equals (as +Kropotkin argued, free socialism _"must result from thousands of separate +local actions, all directed towards the same aim. It cannot be dictated by a +central body: it must result from the numberless local needs and wants."_ +[**Act for Yourselves**, p. 54]). + +Now, any form of association requires agreement. Therefore, even a society +based on the communist-anarchist maxim _"from each according to their ability, +to each according to their need"_ will need to make agreements in order to +ensure co-operative ventures succeed. In other words, members of a co- +operative commonwealth would have to make and keep to their agreements between +themselves. This means that the members of a syndicate would agree joint +starting and finishing times, require notice if individuals want to change +"jobs" and so on within and between syndicates. Any joint effort requires some +degree of co-operation and agreement. Moreover, between syndicates, an +agreement would be reached (in all likelihood) that determined the minimum +working hours required by all members of society able to work. As Kropotkin +argued, an communist anarchist society would be based upon the such a minimum- +hour _"contract"_ between its members: + +> _"We undertake to give you the use of our houses, stores, streets, means of +transport, schools, museums, etc., on condition that, from twenty to forty- +five or fifty years of age, you consecrate four or five hours a day to some +work recognised as necessary to existence. Choose yourself the producing group +which you wish to join, or organise a new group, provided that it will +undertake to produce necessaries. And as for the remainder of your time, +combine together with whomsoever you like, for recreation, art, or science, +according to the bent of your taste . . . Twelve or fifteen hundred hours of +work a year . . . is all we ask of you. For that amount of work we guarantee +to you the free use of all that these groups produce, or will produce."_ +[**The Conquest of Bread**, pp. 153-4] + +With such work _"necessary to existence"_ being recognised by individuals and +expressed by demand for labour from productive syndicates. It is, of course, +up to the individual to decide which work he or she desires to perform from +the positions available in the various associations in existence. A union card +could be the means by which work hours would be recorded and access to the +common wealth of society ensured. And, of course, individuals and groups are +free to work alone and exchange the produce of their labour with others, +including the confederated syndicates, if they so desired. An anarchist +society will be as flexible as possible. + +Therefore, we can imagine a social anarchist society being based on two basic +arrangements -- firstly, an agreed minimum working week of, say, 16 hours, in +a syndicate of your choice, plus any amount of hours doing "work" which you +feel like doing -- for example, art, scientific experimentation, DIY, playing +music, composing, gardening and so on. How that minimum working week was +actually organised would vary between workplace and commune, with work times, +flexi-time, job rotation and so on determined by each syndicate (for example, +one syndicate may work 8 hours a day for 2 days, another 4 hours a day for 4 +days, one may use flexi-time, another more rigid starting and stopping times). +Needless to say, in response to consumption patterns, syndicates will have to +expand or reduce production and will have to attract volunteers to do the +necessary work as would syndicates whose work was considered dangerous or +unwanted. In such circumstances, volunteers could arrange doing a few hours of +such activity for more free time or it could be agreed that one hour of such +unwanted positions equals more hours in a more desired one (see [section +I.4.13](secI4.html#seci413) for more on this). Needless to say, the aim of +technological progress would be to eliminate unpleasant and unwanted tasks and +to reduce the basic working week more and more until the very concept of +necessary "work" and free time enjoyments is abolished. Anarchists are +convinced that the decentralisation of power within a free society would +unleash a wealth of innovation and ensure that unpleasant tasks are minimised +and fairly shared while required productive activity is made as pleasant and +enjoyable as possible. + +It could be said that this sort of agreement is a restriction of liberty +because it is "man-made" (as opposed to the "natural law" of "supply and +demand"). This is a common defence of the non-capitalist market by +individualist anarchists against anarcho-communism, for example. However, +while in theory individualist-anarchists can claim that in their vision of +society, they don't care when, where, or how a person earns a living, as long +as they are not invasive about it the fact is that any economy is based on +interactions between individuals. The law of "supply and demand" easily, and +often, makes a mockery of the ideas that individuals can work as long as they +like - usually they end up working as long as required by market forces (i.e. +the actions of other individuals, but turned into a force outwith their +control, see [section I.1.3](secI1.html#seci13)). This means that individuals +do not work as long as they like, but as long as they have to in order to +survive. Knowing that "market forces" is the cause of long hours of work +hardly makes them any nicer. + +And it seems strange to the communist-anarchist that certain free agreements +made between equals can be considered authoritarian while others are not. The +individualist-anarchist argument that social co-operation to reduce labour is +"authoritarian" while agreements between individuals on the market are not +seems illogical to social anarchists. They cannot see how it is better for +individuals to be pressured into working longer than they desire by "invisible +hands" than to come to an arrangement with others to manage their own affairs +to maximise their free time. + +Therefore, free agreement between free and equal individuals is considered the +key to abolishing work, based upon decentralisation of power and the use of +appropriate technology. + +## I.4.4 What economic decision making criteria could be used in anarchy? + +Firstly, it should be noted that anarchists do not have any set idea about the +answer to this question. Most anarchists are communists, desiring to see the +end of money, but that does not mean they want to impose communism onto +people. Far from it, communism can only be truly libertarian if it is +organised from the bottom up. So, anarchists would agree with Kropotkin that +it is a case of not _"determining in advance what form of distribution the +producers should accept in their different groups -- whether the communist +solution, or labour checks, or equal salaries, or any other method"_ while +considering a given solution best in their opinion. [**Anarchism**, p. 166] +Free experimentation is a key aspect of anarchism. + +While certain anarchists have certain preferences on the social system they +want to live in and so argue for that, they are aware that objective +circumstances and social desires will determine what is introduced during a +revolution (for example, while Kropotkin was a communist-anarchist and +considered it essential that a revolution proceed towards communism as quickly +as possible, he was aware that it was unlikely it would be introduced fully +immediately -- see [section I.2.2](secI2.html#seci22) for details). However, +we will outline some possible means of economic decision making criteria as +this question is an important one and so we will indicate what possible +solutions exist in different forms of anarchism. + +In a mutualist or collectivist system, the answer is easy. Prices will exist +and be used as a means of making decisions (although, as Malatesta suggested, +such non-communist anarchies would _"seek a way to ensure that money truly +represents the useful work performed by its possessors"_ rather than, as +today, _"the means for living on the labour of others"_ [**Errico Malatesta: +His Life and Ideas**, p. 101 and p. 100]). Mutualism will be more market +orientated than collectivism, with collectivism being based on confederations +of collectives to respond to changes in demand (i.e. to determine investment +decisions and ensure that supply is kept in line with demand). Mutualism, with +its system of market based distribution around a network of co-operatives and +mutual banks, does not really need a further discussion as its basic +operations are the same as in any non-capitalist market system. Collectivism +and communism will have to be discussed in more detail. However, all systems +are based on workers' self-management and so the individuals directly affected +make the decisions concerning what to produce, when to do it, and how to do +it. In this way workers retain control of the product of their labour. It is +the social context of these decisions and what criteria workers use to make +their decisions that differ between anarchist schools of thought. + +Although collectivism promotes the greatest autonomy for worker associations, +it should not be confused with a market economy as advocated by supporters of +mutualism or Individualist anarchism. The goods produced by the collectivised +factories and workshops are exchanged not according to highest price that can +be wrung from consumers, but according to their actual production costs. The +determination of these honest prices would be made by a _"Bank of Exchange"_ +in each community (obviously an idea borrowed from Proudhon). These Banks +would represent the various producer confederations and consumer/citizen +groups in the community and would seek to negotiate these "honest" prices +(which would, in all likelihood, include "hidden" costs like pollution). These +agreements would be subject to ratification by the assemblies of those +involved. + +As James Guillaume put it _"the value of the commodities having been +established in advance by a contractual agreement between the regional co- +operative federations and the various communes, who will also furnish +statistics to the Banks of Exchange. The Bank of Exchange will remit to the +producers negotiable vouchers representing the value of their products; these +vouchers will be accepted throughout the territory included in the federation +of communes."_ These vouchers would be related to hours worked, for example, +and when used as a guide for investment decisions could be supplemented with +cost-benefit analysis of the kind possibly used in a communist-anarchist +society (see below). Although this scheme bears a strong resemblance to +Proudhonian _"People's Banks,"_ it should be noted that the Banks of Exchange, +along with a _"Communal Statistical Commission,"_ are intended to have a +planning function as well to ensure that supply meets demand. This does not +imply a Stalinist-like command economy, but simple book keeping for _"each +Bank of Exchange makes sure in advance that these products are in demand [in +order to risk] nothing by immediately issuing payment vouchers to the +producers."_ [_"On Building the New Social Order"_, pp. 356-79, **Bakunin on +Anarchism**, p. 366 and p. 367] The workers syndicates would still determine +what orders to produce and each commune would be free to choose its suppliers. + +As will be discussed in more depth later (see [section +I.4.8](secI4.html#seci48)) information about consumption patterns will be +recorded and used by workers to inform their production and investment +decisions. In addition, we can imagine that production syndicates would +encourage communes as well as consumer groups and co-operatives to participate +in making these decisions. This would ensure that produced goods reflect +consumer needs. Moreover, as conditions permit, the exchange functions of the +communal "banks" would (in all likelihood) be gradually replaced by the +distribution of goods in accordance with the needs of the consumers. In other +words, most supporters of collectivist anarchism see it as a temporary measure +before anarcho-communism could develop. + +Communist anarchism would be similar to collectivism, i.e. a system of +confederations of collectives, communes and distribution centres (Communal +stores). However, in an anarcho-communist system, prices are not used. How +will economic decision making be done? One possible solution is as follows: + +> _"As to decisions involving choices of a general nature, such as what forms +of energy to use, which of two or more materials to employ to produce a +particular good, whether to build a new factory, there is a . . . technique . +. . that could be [used] . . . 'cost-benefit analysis' . . . [I]n socialism a +points scheme for attributing relative importance to the various relevant +considerations could be used . . . The points attributed to these +considerations would be subjective, in the sense that this would depend on a +deliberate social decision rather than some objective standard, but this is +the case even under capitalism when a monetary value has to be attributed to +some such 'cost' or 'benefit' . . . In the sense that one of the aims of +socialism is precisely to rescue humankind from the capitalist fixation with +production time/money, cost-benefit analyses, as a means of taking into +account other factors, could therefore be said to be more appropriate for use +in socialism than under capitalism. Using points systems to attribute relative +importance in this way . . . [is] simply to employ a technique to facilitate +decision-making in particular concrete cases."_ [Adam Buick and John Crump, +**State Capitalism: The Wages System Under New Management**, pp. 138-139] + +This points system would be the means by which producers and consumers would +be able to determine whether the use of a particular good is efficient or not. +Unlike prices, this cost-benefit analysis system would ensure that production +and consumption reflects social and ecological costs, awareness and +priorities. Moreover, this analysis would be a **guide** to decision making +and not a replacement of human decision making and evaluation. As Lewis +Mumford argued: + +> _"it is plain that in the decision as to whether to build a bridge or a +tunnel there is a human question that should outweigh the question of +cheapness or mechanical feasibility: namely the number of lives that will be +lost in the actual building or the advisability of condemning a certain number +of men [and women] to spend their entire working days underground supervising +tunnel traffic . . . Similarly the social choice between silk and rayon is not +one that can be made simply on the different costs of production, or the +difference in quality between the fibres themselves: there also remains, to be +integrated in the decision, the question as to difference in working-pleasure +between tending silkworms and assisting in rayon production. What the product +contributes to the labourer is just as important as what the worker +contributes to the product. A well-managed society might alter the process of +motor car assemblage, at some loss of speed and cheapness, in order to produce +a more interesting routine for the worker: similarly, it would either go to +the expense of equipping dry-process cement making plants with dust removers +-- or replace the product itself with a less noxious substitute. When none of +these alternatives was available, it would drastically reduce the demand +itself to the lowest possible level."_ [**The Future of Technics and +Civilisation**, pp. 160-1] + +Obviously, today, we would include ecological issues as well as human ones. +Any decision making process which disregards the quality of work or the effect +on the human and natural environment is a deranged one. However, this is how +capitalism operates, with the market rewarding capitalists and managers who +introduce de-humanising and ecologically harmful practices. Indeed, so biased +against labour and the environment is capitalism that many economists and pro- +capitalists argue that reducing "efficiency" by such social concerns (as +expressed by the passing laws related to labour rights and environmental +protection) is actually **harmful** to an economy, which is a total reversal +of common sense and human feelings (after all, surely the economy should +satisfy human needs and not sacrifice those needs to the economy?). The +argument is that consumption would suffer as resources (human and material) +would be diverted from more "efficient" productive activities and so reduce, +over all, our economic well-being. What this argument ignores is that +consumption does not exist in isolation from the rest of the economy. What we +want to consume is conditioned, in part, by the sort of person we are and that +is influenced by the kind of work we do, the kinds of social relationships we +have, whether we are happy with our work and life, and so on. If our work is +alienating and of low quality, then so will our consumption decisions. If our +work is subject to hierarchical control and servile in nature then we cannot +expect our consumption decisions to be totally rational -- indeed they may +become an attempt to find happiness via shopping, a self-defeating activity as +consumption cannot solve a problem created in production. Thus rampant +consumerism may be the result of capitalist "efficiency" and so the objection +against socially aware production is question begging. + +Of course, as well as absolute scarcity, prices under capitalism also reflect +relative scarcity (while in the long term, market prices tend towards their +production price plus a mark-up based on the degree of monopoly in a market, +in the short term prices can change as a result of changes in supply and +demand). How a communist society could take into account such short term +changes and communicate them through out the economy is discussed in [section +I.4.5](secI4.html#seci45). Moreover, it is likely that they will factor in the +desirability of the work performed to indicate the potential waste in human +time involved in production (see [section I.4.13](secI4.html#seci413) for a +discussion of how this could be done). The logic behind this is simple, a +resource which people **like** to produce will be a better use of the scare +resource of an individual's time than one people hate producing. Another key +factor in making sensible decisions would be the relative scarcity of a good. +After all, it would make little sense when making a decision to use a good +which is in short supply over one which is much more abundant. Thus, while the +cost-benefit points system would show absolute costs (number of hours work +required, energy use, pollution, etc.) this would be complemented by +information about how scare a specific good is and the desirability of the +work required to produce it. + +Therefore, a communist-anarchist society would be based around a network of +syndicates who communicate information between each other. Instead of the +price being communicated between workplaces as in capitalism, actual physical +data will be sent (the cost). This data is a summary of these (negative) use +values of the good (for example resources, labour time and energy used to +produce it, pollution details) as well as relative scarcity. With this +information a cost-benefit analysis will be conducted to determine which good +will be best to use in a given situation based upon mutually agreed common +values. These will be used to inform the decision on which goods to use, with +how well goods meet the requirements of production (the positive use-value) +being compared to their impact in terms of labour, resource use, pollution and +so forth (the negative use-values) along with their relative availability. + +The data for a given workplace could be compared to the industry as a whole +(as confederations of syndicates would gather and produce such information -- +see [section I.3.5](secI3.html#seci35)) in order to determine whether a +specific workplace will efficiently produce the required goods (this system +has the additional advantage of indicating which workplaces require investment +to bring them in line, or improve upon, the industrial average in terms of +working conditions, hours worked and so on). In addition, common rules of +thumb would possibly be agreed, such as agreements not to use scarce materials +unless there is no alternative (either ones that use a lot of labour, energy +and time to produce or those whose demand is currently exceeding supply +capacity). + +Similarly, when ordering goods, the syndicate, commune or individual involved +will have to inform the syndicate why it is required in order to allow the +syndicate to determine if they desire to produce the good and to enable them +to prioritise the orders they receive. In this way, resource use can be guided +by social considerations and "unreasonable" requests ignored (for example, if +an individual states they "need" a ship-builders syndicate to build a ship for +their personal use, the ship-builders may not "need" to build it and instead +build ships for communal use, freely available for all to use in turn -- see +[section I.4.6](secI4.html#seci46)). However, in almost all cases of +individual consumption, no such information will be needed as communal stores +would order consumer goods in bulk as they do now. Hence the economy would be +a vast network of co-operating individuals and workplaces and the dispersed +knowledge which exists within any society can be put to good effect +(**better** effect than under capitalism because it does not hide social and +ecological costs in the way market prices do and co-operation will eliminate +the business cycle and its resulting social problems). + +Therefore, production units in a social anarchist society, by virtue of their +autonomy within association, are aware of what is socially useful for them to +produce and, by virtue of their links with communes, also aware of the social +(human and ecological) cost of the resources they need to produce it. They can +combine this knowledge, reflecting overall social priorities, with their local +knowledge of the detailed circumstances of their workplaces and communities to +decide how they can best use their productive capacity. In this way the +division of knowledge within society can be used by the syndicates effectively +as well as overcoming the restrictions within knowledge communication imposed +by the price mechanism (see [section I.1.2](secI1.html#seci12)) and workplaces +hierarchies within capitalism (see [section I.1.1](secI1.html#seci11)). + +Moreover, production units, by their association within confederations ensure +that there is effective communication between them. This results in a process +of negotiated co-ordination between equals (i.e. horizontal links and +agreements) for major investment decisions, thus bringing together supply and +demand and allowing the plans of the various units to be co-ordinated. By this +process of co-operation, production units can reduce duplicating effort and so +reduce the waste associated with over-investment (and so the irrationalities +of booms and slumps associated with the price mechanism, which does not +provide sufficient information to allow workplaces to efficiently co-ordinate +their plans). + +When evaluating production methods we need to take into account as many social +and ecological costs as possible and these have to be evaluated. Which costs +will be taken into account, of course, be decided by those involved, as will +how important they are relative to each other (i.e. how they are weighted). +What factors to take into account and how to weigh them in the decision making +process will be evaluated and reviewed regularly so to ensure that it reflects +real costs and social concerns. As communist-anarchists consider it important +to encourage all to participate in the decisions that affect their lives, it +would be the role of communal confederations to determine the relative points +value of given inputs and outputs. In this way, **all** individuals in a +community determine how their society develops, so ensuring that economic +activity is responsible to social needs and takes into account the desires of +everyone affected by production. In this way consumption and production can be +harmonised with the needs of individuals as members of society and the +environment they live in. The industrial confederations would seek to ensure +that this information is recorded and communicated and (perhaps) formulating +industry-wide averages to aid decision-making by allowing syndicates and +communes to compare specific goods points to the typical value. + +So which factors are to be used to inform decision-making would be agreed and +the information communicated between workplaces and communes so that consumers +of goods can evaluate their costs in terms of ecological impact, use of +resources and human labour. Any agreed values for the Cost-Benefit analysis +for inputs can be incorporated in the information associated with the outputs. +As such, a communist society would seek to base decisions on more than one +criteria, whether it is profits or (say) labour. The reasons for this should +be obvious, as one criteria rarely allows sensible decisions. Of course, to +some degree people already do this under capitalism but market forces and +inequality limit this ability (people will tend to buy cheaper products if +they need to make ends meet) while both the price mechanism and the self- +interest of companies ensure information about costs are hidden (for example, +few companies publically acknowledge their externalities and most spend vast +sums on advertising to greenwash their products). + +In order to process the information on costs communicated in a libertarian +communist economy accounting tools can be created (such as a spreadsheet or +computer programme). These could take the decided factors as inputs and +returns a cost benefit analysis of the choices available. So while these +algorithmic procedures and guidelines can, and indeed should be, able to be +calculated by hand, it is likely that computers will be extensively used to +take input data and process it into a suitable format. Indeed, many capitalist +companies have software which records raw material inputs and finished product +into databases and spreadsheets. Such software could be the basis of a +libertarian communist decision making algorithm. Of course, currently such +data is submerged beneath money and does not take into account externalities +and the nature of the work involved (as would be the case in an anarchist +society). However, this does not limit their potential or deny that communist +use of such software can be used to inform decisions. + +Therefore, the claim that communism cannot evaluate different production +methods due to lack of prices is inaccurate. Indeed, a look at the actual +capitalist market -- marked as it is by differences in bargaining and market +power, externalities and wage labour -- soon shows that the claims that prices +accurately reflect costs is simply not accurate. However, it may be such that +objective circumstances preclude the immediate introduction of libertarian +communism (as discussed in [section I.2.2](secI2.html#seci22), many communist +anarchists consider this likely). As such, there could be a transitional +period in which elements of mutualism, collectivism and communism co-exist +within a specific economy. It can easily be seen how a mutualist economy (the +usual initial product of a social revolution) could evolve into a collectivist +and then communist one. The market generated prices could initially be +complemented by the non-market information decided upon (for objective costs +and the scarcity index) and, overtime, replaced by this data as the main +decision making criteria by syndicates and communes. + +One final point on this subject. What methods are used, which criteria picked, +which information is communicated and how it is processed, will be the +decision of a free people. This section was merely a suggestion of one +possibility of how a libertarian communist economy could make informed +decisions about production. It is not meant as a blue-print nor is it set-in- +stone. + +## I.4.5 What about _"supply and demand"_? + +Anarchists do not ignore the facts of life, namely that at a given moment +there is so much a certain good produced and so much of it is desired to be +consumed or used. Neither do we deny that different individuals have different +interests and tastes. However, this is not what is usually meant by _"supply +and demand."_ Often in general economic debate, this formula is given a +certain mythical quality which ignores its underlying realities as well as +some unwholesome implications of the theory (for example, as discussed in +[section C.1.5](secC1.html#secc15) the market can very efficiently create +famines by exporting food to areas where there is demand for it). At the very +least, the _"the law of supply and demand"_ is not the "most efficient" means +of distribution in an unequal society as decisions are skewed in favour of the +rich. + +As far as _"supply and demand"_ in terms of allocating scare resources is +concerned, anarchists are well aware of the need to create and distribute +necessary goods to those who require them. The question is, in an anarchist +society, how do you know that valuable labour and materials are not being +wasted? How do people judge which tools are most appropriate? How do they +decide among different materials if they all meet the technical +specifications? How important are some goods than others? How important is +cellophane compared to vacuum-cleaner bags and so which one should be +produced? + +It is answers like this that the supporters of the market claim that their +system answers. For individualist and mutualist anarchists, their non- +capitalist market would indicate such information by differences between +market price and cost price and individuals and co-operatives would react +accordingly. For communist and collectivist anarchists, who reject even non- +capitalist markets, the answer is less simple. As discussed in [section +I.1.3](secI1.html#seci13), these anarchists argue that although the market +does answer such questions it does so in irrational and dehumanising ways +(while this is particularly the case under capitalism, it cannot be assumed +this will disappear in a post-capitalist market). The question is: can +collectivist and communist anarchism answer such questions? Yes, they reply. + +So collectivist and communist anarchists reject the market. This rejection +often implies, to some, central planning. As the market socialist David +Schweickart puts it, _"[i]f profit considerations do not dictate resource +usage and production techniques, then central direction must do so. If profit +is not the goal of a productive organisation, then physical output (use +values) must be."_ [**Against Capitalism**, p. 86] However, Schweickart is +wrong. Horizontal links need not be market based and co-operation between +individuals and groups need not be hierarchical. What is implied in this +comment is that there is just two ways to relate to others -- either by +prostitution (purely by cash) or by hierarchy (the way of the state, the army +or capitalist workplace). But people relate to each other in other ways, such +as friendship, love, solidarity, mutual aid and so on. Thus you can help or +associate with others without having to be ordered to do so or by being paid +cash to do so -- we do so all the time. You can work together because by so +doing you benefit yourself and the other person. This is the **real** +communist way, that of mutual aid and free agreement. + +So Schweickart is ignoring the vast majority of relations in any society. For +example, love/attraction is a horizontal link between two autonomous +individuals and profit considerations do not enter into the relationship. Thus +anarchists argue that Schweickart's argument is flawed as it fails to +recognise that resource usage and production techniques can be organised in +terms of human need and free agreement between economic actors, without +profits or central command. This system does not mean that we all have to love +each other (an impossible wish). Rather, it means that we recognise that by +voluntarily co-operating as equals we ensure that we remain free individuals +and that we can gain the advantages of sharing resources and work (for +example, a reduced working day and week, self-managed work in safe and +hygienic working conditions and a free selection of the product of a whole +society). In other words, a self-interest which exceeds the narrow and +impoverished egotism of capitalist society. + +Thus free agreement and horizontal links are not limited to market +transactions -- they develop for numerous reasons and anarchists recognise +this. As George Barrett argued: + +> _"Let us imagine now that the great revolt of the workers has taken place, +that their direct action has made them masters of the situation. It is not +easy to see that some man in a street that grew hungry would soon draw a list +of the loaves that were needed, and take it to the bakery where the strikers +were in possession? Is there any difficulty in supposing that the necessary +amount would then be baked according to this list? By this time the bakers +would know what carts and delivery vans were needed to send the bread out to +the people, and if they let the carters and vanmen know of this, would these +not do their utmost to supply the vehicles . . . If . . . [the bakers needed] +more benches [to make bread] . . . the carpenters would supply them [and so +on] . . . So the endless continuity goes on -- a well-balanced interdependence +of parts guaranteed, because **need** is the motive force behind it all . . . +In the same way that each free individual has associated with his